| 346 |
EFTA01268345.pdf |
set10 |
4
|
An email exchange between TD Ameritrade financial consultant Uka Saran and Richard Kahn of HBRK Associates regarding setting up banking services for a... |
Analyzed
|
| 347 |
EFTA01268347.pdf |
set10 |
4
|
Email correspondence between Richard Kahn of HBRK Associates and TD Ameritrade financial consultant Chad Markland discussing asset transfers and the s... |
Analyzed
|
| 352 |
EFTA01268355.pdf |
set10 |
4
|
Email correspondence between Richard Kahn and TD Ameritrade financial consultant Chad Markland regarding updates to cost basis information on a broker... |
Analyzed
|
| 358 |
EFTA01268370.pdf |
set10 |
6
|
Email correspondence between Richard Kahn of HBRK Associates and TD Ameritrade consultant Chad Markland regarding a problematic transfer of 3,000,000 ... |
Analyzed
|
| 382 |
EFTA01268415.pdf |
set10 |
4
|
An email from a TD Ameritrade financial consultant to someone named Richard discussing options for opening credit cards and managing LLC accounts, wit... |
Analyzed
|
| 383 |
EFTA01268417.pdf |
set10 |
3
|
Email exchange between Richard Kahn and TD Ameritrade Senior Financial Consultant Chad Markland regarding financial consulting services and investment... |
Analyzed
|
| 384 |
EFTA01268420.pdf |
set10 |
4
|
Email correspondence between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding financial services and sch... |
Analyzed
|
| 385 |
EFTA01268423.pdf |
set10 |
3
|
Email correspondence between Richard Kahn of HBRK Associates and Chad Markland, a TD Ameritrade financial consultant, discussing financial services an... |
Analyzed
|
| 387 |
EFTA01268429.pdf |
set10 |
4
|
Email correspondence between Richard Kahn of HBRK Associates Inc. and TD Ameritrade financial consultant Chad Markland from January-February 2019. The... |
Analyzed
|
| 388 |
EFTA01268433.pdf |
set10 |
5
|
An email from Richard Kahn at HBRK Associates Inc. to Chad Markland regarding what appears to be a financial transfer document. The email is marked co... |
Analyzed
|
| 391 |
EFTA01268438.pdf |
set10 |
4
|
An email from Richard Kahn of HBRK Associates requesting entry of cost basis and purchase date information for transferred securities. This appears to... |
Analyzed
|
| 404 |
EFTA01268460.pdf |
set10 |
4
|
Email communication from February 25, 2019 between legal team members regarding revised documents, with contact information for Richard Kahn of HBRK A... |
Analyzed
|
| 407 |
EFTA01268467.pdf |
set10 |
4
|
An email from TD Ameritrade financial consultant Chad Markland to 'Rich' confirming receipt of forms and expediting a financial transfer request dated... |
Analyzed
|
| 412 |
EFTA01268473.pdf |
set10 |
4
|
An email from TD Ameritrade financial consultant Chad Markland to someone named Rich regarding account verification procedures for processing a reques... |
Analyzed
|
| 413 |
EFTA01268474.pdf |
set10 |
4
|
This document is an email exchange between Richard Kahn of HBRK Associates Inc. and Chad Markland, a TD Ameritrade financial consultant, regarding ver... |
Analyzed
|
| 414 |
EFTA01268476.pdf |
set10 |
5
|
Email exchange between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding verification procedures for proc... |
Analyzed
|
| 418 |
EFTA01268481.pdf |
set10 |
6
|
Email correspondence between TD Ameritrade representative Chad Markland and Richard Kahn regarding a DTC transfer of $3 million Excela bonds that fail... |
Analyzed
|
| 419 |
EFTA01268483.pdf |
set10 |
7
|
Email correspondence regarding a failed or incomplete transfer of 3 million Excela bonds from TD Ameritrade to Schwab, with only 3,000 of the 3,000,00... |
Analyzed
|
| 420 |
EFTA01268485.pdf |
set10 |
6
|
This document contains email correspondence between Richard Kahn of HBRK Associates Inc. and TD Ameritrade financial consultant Chad Markland regardin... |
Analyzed
|
| 421 |
EFTA01268490.pdf |
set10 |
6
|
Email correspondence between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding a failed transfer of 3 mil... |
Analyzed
|