EFTA01268485.pdf

From: Richard Kahn
To: caul:WorkMod
Cc: Jeanne Brennan: Aloha Group Capital
Subject: Re: SF LLC
Date: Friday. May 31. 2019 2:40:58 FM
great news
thank you again for your help
i will transfer out money now as well..
Richard Kahn
HBRK Associates Inc.
On Ma 12 1 at 2: 7 PM >
> wrote:
Hey Rich,
So the "work item" that the processor was working to correct the transfer has been
completed. That puts it in queue for this evening to process, and update to reflect on
the account this evening. I reviewed the work item myself and it does include the
remaining shares to move the remaining full amount of that position.
Chad Markland
Senior Financial Consultant
E-mail:
MOAN tdametitmote c m
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From: Richard Kahn [mailto:
Sent: Friday, May 31, 2019 10:12 AM
To: Markland. Chad W
Cc: Jeanne Brennan; Alpha Group Capital
Subject: Re: SF LLC
thank you very much..
Richard Kahn
HBRK Associates Inc.
On Ma y 31 201 at 10:58 AM <
> wrote:
Hey Rich,
I'm already on it, been working with my back office for 45 minutes. Found the person
that processed it incorrectly, they are now in the process of correcting it. Give me until
12 pm est, and I'll give you a call to status, or I'll call you before then if it is resolved
faster than that. I apologize for the inconvenience, I tried to avoid this potential issue
by getting ahead of it yesterday. I'll get it taken care of, no worries.
Chad Markland
Senior Financial Consultant
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E-mail:
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recipient. If you are not the intended recipient,
you are hereby notified that any use, distribution or copying of this communication is
strictly prohibited. If you have received this electronic
transmission in error, please notify us by telephone at 800-669-3900 immediately. This
should not be deemed as an offer or solicitation,
to buy or sell any product. Any 3rd party information contained herein was prepared by
sources deemed reliable, but is not guaranteed.
TD AMERITRADE does not accept electronic instructions that would require an original
signature. Information received by or sent from TD
AMERITRADE is stored, subject to review, and may be produced to regulatory
authorities or others with a legal right to such.
From: Richard Kahn [mailto;
Sent: Friday, May 31, 2019 9:54 AM
To: Markland, Chad W
Subject: Re: SF LLC
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120-Wahlad I I New
From: 867730320zIDate: 05/31/19 9:53 AMMessage available until 05/30/21.
A i see that only 3,000 of 3,000,0 00 quantity was transferred
please advise
thank you
rich
Richard Kahn
HBRK Associates Inc.
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On Ma 2 1 at 11:44 AM < >
> wrote:
Hey Rich,
I confirmed with my back office and transfers team, no issues so far with the DTC
transfer request submitted 05/29/19. I also had them a note to clarify the quantity just
to make sure, but per usual I will keep an eye on it for you now that I'm in the office
today and tomorrow. The expectation is that they should get it moving this afternoon.
Feel free to let me know if you have any other questions around it. As a heads up, there
is a tiny amount of cash still in the account as well (from interest that posted the same
day the wire of the cash went out).
Thank you,
Chad Markland
Senior Financial Consultant
E-mail:
www.tdameritrade.com
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Member FINRA/SIPONFA
This message is confidential and sent by TD AMERITRADE solely for use by the intended
recipient. If you are not the intended recipient,
you are hereby notified that any use, distribution or copying of this communication is
strictly prohibited. If you have received this electronic
transmission in error, please notify us by telephone at 800-669-3900 immediately. This
should not be deemed as an offer or solicitation,
to buy or sell any product. Any 3rd party information contained herein was prepared by
sources deemed reliable, but is not guaranteed.
TD AMERITRADE does not accept electronic instructions that would require an original
signature. Information received by or sent from TD
AMERITRADE is stored, subject to review, and may be produced to regulatory
authorities or others with a legal right to such.
From: Richard Kahn [majjto;
Sent: Wednesday, May 22, 2019 8:18 AM
To: Markland, Chad W
Cc: Jeanne Brennan
Subject: SF LLC
SDNY_GM_00012465
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can you please look into 3.000.000 of Excela bond that never transferred to
Schwab..
thank you
Richard Kahn
HBRK Associates Inc.
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