| 357 |
EFTA01268369.pdf |
set10 |
4
|
An email from Richard Kahn of HBRK Associates Inc. requesting updates on the transfer of positions to Schwab (likely Charles Schwab brokerage). This a... |
Analyzed
|
| 358 |
EFTA01268370.pdf |
set10 |
6
|
Email correspondence between Richard Kahn of HBRK Associates and TD Ameritrade consultant Chad Markland regarding a problematic transfer of 3,000,000 ... |
Analyzed
|
| 416 |
EFTA01268479.pdf |
set10 |
5
|
An email from Richard Kahn of HBRK Associates Inc. regarding securities that have not moved, requesting advice about an ID to Schwab matter. This appe... |
Analyzed
|
| 417 |
EFTA01268480.pdf |
set10 |
6
|
An email from Richard Kahn of HBRK Associates requesting investigation into $3 million worth of Excela bonds that failed to transfer to Schwab. This a... |
Analyzed
|
| 418 |
EFTA01268481.pdf |
set10 |
6
|
Email correspondence between TD Ameritrade representative Chad Markland and Richard Kahn regarding a DTC transfer of $3 million Excela bonds that fail... |
Analyzed
|
| 419 |
EFTA01268483.pdf |
set10 |
7
|
Email correspondence regarding a failed or incomplete transfer of 3 million Excela bonds from TD Ameritrade to Schwab, with only 3,000 of the 3,000,00... |
Analyzed
|
| 420 |
EFTA01268485.pdf |
set10 |
6
|
This document contains email correspondence between Richard Kahn of HBRK Associates Inc. and TD Ameritrade financial consultant Chad Markland regardin... |
Analyzed
|
| 421 |
EFTA01268490.pdf |
set10 |
6
|
Email correspondence between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding a failed transfer of 3 mil... |
Analyzed
|