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EFTA01268476.pdf
AI Summary
Email exchange between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding verification procedures for processing a financial instruction. The correspondence involves scheduling a recorded call to verify Kahn's identity before processing an email request outside the secure message center. [Rating: 5/10 - Standard financial services correspondence with routine verification procedures, but involves named individuals and specific business dealings]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| HBRK Associates Inc. | organization | Richard Kahn's company located at 575 Lexington Avenue |
| TD Ameritrade | organization | Financial services company processing the transaction |
| Chad Markland | person | Senior Financial Consultant at TD Ameritrade handling account verification |
| Jeanne Brennan | person | Person copied on the email correspondence |
| Richard Kahn | person | Client associated with HBRK Associates Inc. requiring identity verification |
Full Text
From: fluid MarklAndatrlamnr4rAde mm To: Subject: RE: TD Ameritrade Date: Tuesday, May 14, 2019 10:29:30 AM Attachments: imaae001.enci Absolutely, I will shoot for 1:15 pm est Chad Markland Senior Financial Consultant Phone: (817) 490-2333 Fax: (866) 594-5256 E-mail: Chad.Markland@TDAMeritrade.COM womf tdamentrade corn ID Ameritrade Member FINRJUSIPCINFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn (mailto I Sent: Tuesday, May 14, 2019 9:29 AM To: Markland, Chad W Cc: Jeanne Brennan Subject: Re: TD Ameritrade Can you please call me between 1-2pm on my cell to verify. Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor CONFIDENTIAL SDNY_GM_00012442 EFTA_00 I 23085 EFTA01268476 New York, NY 10022 Tel 212-971-1306 Fax 212-320-0381 Cell 917-414-7584 On May 14, 2019, at 10:24 AM <Chad.Markland@tdameritrade.com> <Chad MarklandOtdarneritradp corn> wrote: Hey Rich, I received your email, but when sending to me directly and not through the secure message center in the account, I have to verify it was you that sent it in on a recorded line (despite our conversation yesterday morning about it). Then I will be happy to forward it for processing. Just need a quick call from you when you get a moment. If you need to schedule it between things you have today, just let me know what time would be best for me to call you. Thank you, Chad Markland Senior Financial Consultant Phone: (817) 490-2333 Fax: (866) 594-5256 E-mail: Chad MarklanrU corn yartagarazitasaram <image001.png> Member FINRA?SIPCINFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. CONFIDENTIAL SDNY_GM_00012443 EFTA_00123086 EFTA01268477