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EFTA01268423.pdf

set10 Interestingness: 3/10 Original PDF ↗

AI Summary

Email correspondence between Richard Kahn of HBRK Associates and Chad Markland, a TD Ameritrade financial consultant, discussing financial services and scheduling calls in January 2019. This appears to be routine financial advisor communication that was collected as part of the Epstein case investigation. [Rating: 3/10 - Routine financial advisor correspondence with no apparent connection to Epstein case activities, likely collected due to peripheral investigation of financial relationships]

Flags

financial_transactions

Extracted Entities

Name Type Context
HBRK Associates Inc. organization Richard Kahn's company located at 575 Lexington Avenue
TD Ameritrade organization Financial services company providing investment consulting
Chad Markland person Senior Financial Consultant at TD Ameritrade
Richard Kahn person Client of TD Ameritrade, associated with HBRK Associates Inc.

Full Text

From: =W SW
To: jihad Markland tdarnentrarle mm
Subject: Re: TD Ameritrade
Date: Tuesday. January 22. 2019 5:42:33 PM
9am EST
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel 212-971-1306
cell
fax
On Jan 22. 2019. at 5:14 PM.
wrote:
Hey Rich,
No worries, what would be a good time to call you tomorrow?
Sincerely,
Chad Markland
Senior Financial Consultant
Phone: (817) 490-2333
Fax: (866) 594-5256
www Idametitrado corn
<image001.png>
Member FINRA'SIPCNFA
This message is confidential and sent by TD AMERITRADE solely for use by the intended
recipient. If you are not the intended recipient,
you are hereby notified that any use, distribution or copying of this communication is
strictly prohibited. If you have received this electronic
transmission in error, please notify us by telephone at 800-669-3900 immediately. This
should not be deemed as an offer or solicitation,
to buy or sell any product. Any 3rd party information contained herein was prepared by
sources deemed reliable, but is not guaranteed.
CONFIDENTIAL SDNY_GM_00012366
EFTA_00I 230 I 4
EFTA01268423

TD AMERITRADE does not accept electronic instructions that would require an original
signature. Information received by or sent from TD
AMERITRADE is stored, subject to review, and may be produced to regulatory
authorities or others with a legal right to such.
From: Richard Kahn [mailto:
Sent: Tuesday. January 22. 2019 4:10 PM
To: Markland. Chad W
Subject: Re: TD Ameritrade
sorry i missed you today
lets talk tomorrow
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York. NY 10022
tel 212-971-1306
fax 212-320-0381
cell
On Jan 15. 2019. at 4:54 PM. wrote:
Rich,
Thank you for taking the time to speak to me today and helping me understand
your financial needs. As your Senior Financial Consultant, my primary focus is
to understand your goals and guide you through available investment solutions
that could best help you pursue them. And as your financial needs change over
time, I'm here to help you navigate and adjust your plans accordingly.
As we discussed, my priority is to offer you more personalized service and
support, including:
• One-on-One Support: I'm here to get to know
what's important to you and support you with
ongoing portfolio reviews, defining and tracking
your financial goals, and check-ins to help you
CONFIDENTIAL SONY_GM_00012367
EFTA 00123015
EFTA01268424

get the most out of your experience at TD
Ameritrade.
• Personalized Guidance: Once I understand
your goals, objectives, and investing style,
together we can develop an investing plan and
identify solutions that may be a good fit for you.
• Extensive Planning Resources: I can help you
gain a better understanding of the tools and
resources available to help you manage your
portfolio, research investments, and place trades.
• Access to Specialists: I can connect you to our
knowledgeable specialists, who can provide
added insight in several areas, including
annuities, fixed income, trading, and
professionally managed portfolios.
I look forward to helping you with your investing needs. Should you have any
questions or concerns, I'm available 8:30 a.m. to 5 p.m. CST, Monday through
Friday.
Best regards,
Chad Markland
Senior Financial Consultant
Phone: (817) 490-2333
Fax: (866) 594-5256
E-mail
www lclamereracle tern
<image001.png>
Member FINRAISIPONFA
This message is confidential and sent by TD AMERITRADE solely for use by the intended
recipient. If you are not the intended recipient,
you are hereby notified that any use, distribution or copying of this communication is
strictly prohibited. If you have received this electronic
transmission in error, please notify us by telephone at 800-669-3900 immediately. This
CONFIDENTIAL SDNY_GM_00012368
EFTA 00123016
EFTA01268425

should not be deemed as an offer or solicitation,
to buy or sell any product. Any 3rd party information contained herein was prepared by
sources deemed reliable, but is not guaranteed.
TD AMERITRADE does not accept electronic instructions that would require an original
signature. Information received by or sent from TD
AMERITRADE is stored, subject to review, and may be produced to regulatory
authorities or others with a legal right to such.
SDNY_GM_00012369
CONFIDENTIAL
EFTA 00123017
EFTA01268426