| 376 |
EFTA01268405.pdf |
set10 |
6
|
An email from TD Ameritrade financial consultant Rafael Otoya to Richard regarding a cash incentive for bringing new assets to an LLC entity. The docu... |
Analyzed
|
| 377 |
EFTA01268406.pdf |
set10 |
5
|
An email exchange from October 2017 between Richard Kahn and Rafael discussing a delayed cash incentive payment related to new assets, with approvals ... |
Analyzed
|
| 378 |
EFTA01268407.pdf |
set10 |
4
|
An email from Rafael Otoya, a Senior Financial Consultant at Ameritrade, indicating he left a voicemail for an unspecified recipient. The document app... |
Analyzed
|
| 379 |
EFTA01268408.pdf |
set10 |
3
|
A brief email exchange from December 2017 between Richard Kahn of HBRK Associates and Alpha Group Capital, requesting a phone call follow-up to a voic... |
Analyzed
|
| 380 |
EFTA01268409.pdf |
set10 |
3
|
This document is a welcome email from TD Ameritrade to Southern Financial LLC for their Private Client Services (PCS) trader program, including detail... |
Analyzed
|
| 381 |
EFTA01268414.pdf |
set10 |
1
|
This appears to be a document identifier or cover page showing only a reference number EFTA01268414. The document contains no substantive content, leg... |
Analyzed
|
| 382 |
EFTA01268415.pdf |
set10 |
4
|
An email from a TD Ameritrade financial consultant to someone named Richard discussing options for opening credit cards and managing LLC accounts, wit... |
Analyzed
|
| 383 |
EFTA01268417.pdf |
set10 |
3
|
Email exchange between Richard Kahn and TD Ameritrade Senior Financial Consultant Chad Markland regarding financial consulting services and investment... |
Analyzed
|
| 384 |
EFTA01268420.pdf |
set10 |
4
|
Email correspondence between TD Ameritrade financial consultant Chad Markland and Richard Kahn of HBRK Associates regarding financial services and sch... |
Analyzed
|
| 385 |
EFTA01268423.pdf |
set10 |
3
|
Email correspondence between Richard Kahn of HBRK Associates and Chad Markland, a TD Ameritrade financial consultant, discussing financial services an... |
Analyzed
|
| 386 |
EFTA01268427.pdf |
set10 |
2
|
This is a routine TD Ameritrade email from February 2019 providing requested forms and standard account opening instructions. The document appears to ... |
Analyzed
|
| 387 |
EFTA01268429.pdf |
set10 |
4
|
Email correspondence between Richard Kahn of HBRK Associates Inc. and TD Ameritrade financial consultant Chad Markland from January-February 2019. The... |
Analyzed
|
| 388 |
EFTA01268433.pdf |
set10 |
5
|
An email from Richard Kahn at HBRK Associates Inc. to Chad Markland regarding what appears to be a financial transfer document. The email is marked co... |
Analyzed
|
| 389 |
EFTA01268434.pdf |
set10 |
6
|
This is a TD Ameritrade account transfer form showing a partial transfer request from Southern Financial LLC account held at Deutsche Bank Private Wea... |
Analyzed
|
| 390 |
EFTA01268437.pdf |
set10 |
7
|
TD Ameritrade transfer confirmation message for Jeffrey regarding a partial transfer from Southern Financial LLC account to Deutsche Bank, dated Febru... |
Analyzed
|
| 391 |
EFTA01268438.pdf |
set10 |
4
|
An email from Richard Kahn of HBRK Associates requesting entry of cost basis and purchase date information for transferred securities. This appears to... |
Analyzed
|
| 392 |
EFTA01268439.pdf |
set10 |
6
|
This is an Ameritrade brokerage account statement showing positions and holdings totaling over $21 million across various equities and cash alternativ... |
Analyzed
|
| 393 |
EFTA01268440.pdf |
set10 |
4
|
This document appears to be a TD Ameritrade account statement showing portfolio positions and cash balances, with various stock holdings and a signifi... |
Analyzed
|
| 394 |
EFTA01268441.pdf |
set10 |
3
|
This document appears to be a brief email exchange between Richard Kahn of HBRK Associates Inc. and Geoff Cosgriff of TD Ameritrade, consisting mainly... |
Analyzed
|
| 395 |
EFTA01268443.pdf |
set10 |
3
|
This document appears to be the signature block and confidentiality footer from an email sent by a TD Ameritrade financial specialist in February 2019... |
Analyzed
|
| 396 |
EFTA01268444.pdf |
set10 |
6
|
An email from February 2019 detailing a bond portfolio transfer list worth approximately $23 million across various financial instruments including Ci... |
Analyzed
|
| 397 |
EFTA01268445.pdf |
set10 |
6
|
This is a brief email from February 22, 2019 with encrypted or coded sender/recipient identifiers, containing an Excel attachment labeled 'CUSIPS.xlsx... |
Analyzed
|
| 398 |
EFTA01268446.pdf |
set10 |
2
|
This appears to be a contact information header or letterhead for Richard Kahn of HBRK Associates Inc., located on Lexington Avenue. The document cont... |
Analyzed
|
| 399 |
EFTA01268447.pdf |
set10 |
6
|
An email from February 25, 2019 regarding a financial transfer from DB (Deutsche Bank) to TD, forwarded by Richard Kahn of HBRK Associates Inc. The do... |
Analyzed
|
| 400 |
EFTA01268448.pdf |
set10 |
6
|
This is a TD Ameritrade account transfer form for transferring securities from Deutsche Bank Private Wealth Management to a TD Ameritrade account held... |
Analyzed
|