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EFTA01268405.pdf
AI Summary
An email from TD Ameritrade financial consultant Rafael Otoya to Richard regarding a cash incentive for bringing new assets to an LLC entity. The document discusses approval processes for the cash payment since gift cards couldn't be used due to the entity structure. [Rating: 6/10 - Contains discussion of cash incentives and asset transfers through an LLC structure, which could be relevant to financial activities in the case]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| TD Ameritrade | organization | Financial services company providing consultation services |
| Rafael Otoya | person | TD Ameritrade Senior Financial Consultant sending the email |
| Richard | person | Recipient of email regarding cash incentive for bringing new assets |
Full Text
From: To: Subject: Cash incentive Date: Wednesday. October 18. 2017 2:26:44 PM Hello, Richard. I wanted to give you an update on the status of the cash incentive. In order to honor new assets you brought, since we couldn't do gift cards (because the entity is an LLC), the cash avenue requires a few approvals. We have a couple of them out of the way. We just need wait a bit more to get the final blessing. Thank you for your understanding. Thank you again for the privilege of supporting you. Rafael Rafael Otoya Senior Financial Consultant 1D Ameritrade 4600 Alliance Gateway Freeway Fort Worth, TX 76577 Direct: Fax: Email: Serviceand Tra Ing: 800 669 900 Option 1 - Quotes Option 2 - Automated phone system for trading/quotes Option 3 - To speak with a representative CONFIDENTIAL SDNY_GM_00012340 EFTA_00 122989 EFTA01268405