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EFTA01279351.pdf

set10 Interestingness: 6/10 Original PDF ↗

AI Summary

This document contains extensive wire transfer records between ELLMAX, LLC and R and C Ventures Inc, showing regular monthly transfers through UBS and Rockland Trust Company from 2014-2017. The records include one incoming transfer of $87,974 in 2014, followed by numerous outgoing transfers ranging from $924-$3,532. [Rating: 6/10 - Detailed financial transaction records showing systematic pattern of transfers between business entities over multiple years, potentially relevant to understanding financial relationships in the case]

Flags

financial_transactions

Extracted Entities

Name Type Context
ELLMAX, LLC organization Primary account holder for wire transfers, with addresses in Miami Beach FL and later Teaneck NJ
R and C Ventures Inc organization Beneficiary of multiple outgoing wire transfers from ELLMAX LLC
Rockland Trust Company organization Receiving bank for transfers to R and C Ventures
UBS organization Financial services company processing the wire transfers

Full Text

FED FUNDS TRANSFER SYSTEM PAGE: 50133
INCOMING WIRE BOOKING Date: 05/30/2014
Value Date: 02/27/2014
Bankaccount: UBS-FINSVC RETAIL)
Amount: 87,974.09
Wire: 000149 PW Book Date: 02/27/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER ELLMAX, LLC
PW Client/GL. Y1 23680 Type: 1 Multi? N 1000 VENETIAN WAY
APT. 801
Status: JOURNALED IE: $5 QP: Code: IN
Ordering Customer (Tag 50):
/000403191997
ELLMAX
1000 VENETIAN WAY APT 801
MIAMI BEACH FL 33139-1043
Ordering Institution (Tag 52D):
//CP0002
CRASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/02/27
Final Beneficiary (Tag 59):
/Y123680
ELLMAX LLC
Information for Beneficiary (Tag 72):
/REC/RCVD VIA CHIPS, SSN 0230107
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930058K(10357181 02/27/2014 07:00:39
02/27/2014 07:00:39
2) 21 IBK INITIALLY BOOKED SYSTEM 02/27/2014 07:00:39
3) 91 APP APPROVED 8U2D 02/27/2014 07:52:34
4) 85 JRN JOURNALED 02/27/2014 19:31:00
SDNY_GM_00028142
CONFIDENTIAL
EFTA (0138762
EFTA01279351

FED FUNDS TRANSFER SYSTEM PAGE: 34590
OUTGOING WIRE DETAIL Date: 03/31/2016
Value Date: 12 15/2015
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 3,532.52
Wire: 005661 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 2E00405
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/15/2015
10:58:01
2) 2)55 REL TREAS RELEASE / SENT 12/15/2015
10:58:41
3) 3)80 COM TRANSFER COMPLETE 12/15/2015
10:59:19
4) 4)85 JAN JOURNALED 12/15/2015
19:30:52
SDNY_GM_00028143
CONFIDENTIAL
EFTA_00B8763
EFTA01279352

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INITIATOR OF WIRE SWK SWK 12/15/2015 10:58:01
LAST UPDATE TO WIRE 2E00405 12/15/2015 10:56:41
SDNY_GM_00028144
CONFIDENTIAL
EFTA (H) 138764
EFTA01279353

01042016 FBD FUNDS TRANSFER SYSTEM PAGE: 2113
OUTGOING WIRE DETAIL Date: 04/29/2016
Value Date: 01 04/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 3,532.52
Wire: 006208 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct. (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 2600405
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/04/2016
10:32:56
2) 2)55 REL TREAS RELEASE / SENT 01/04/2016
10:36:19
3) 3)80 COM TRANSFER COMPLETE 01/04/2016
10:37:13
4) 4)85 JAN JOURNALED 01/04/2016
19:30:53
SDNY_GM_00028145
CONFIDENTIAL
EFTA_00138765
EFTA01279354

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INITIATOR OF WIRE SWK SWK 01/04/2016 10:32:56
LAST UPDATE TO WIRE 2E00405 01/04/2016 10:36:19
SDNY_GM_00028146
CONFIDENTIAL
EFTA_00138766
EFTA01279355

01152016 FBD FUNDS TRANSFER SYSTEM PAGE: 31957
OUTGOING WIRE DETAIL Date: 04/29/2016
Value Date: 01/15/2016
Bankaccount:IIIM IRM(UBS-FINSVCRET OUT)
Amount: M, 3 .
Wire: 005306 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct. (Final Dest).
Third PartyVYRandCVentures nc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB00472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/15/2016
09:29:32
2) 2)55 REL TREAS RELEASE / SENT 01/15/2016
09:36:26
3) 3)80 COM TRANSFER COMPLETE 01/15/2016
09:37:16
4) 4)85 JRN JOURNALED 01/15/2016
19:31:09
SDNY_GM_00028147
CONFIDENTIAL
EFTA_00B8767
EFTA01279356

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INITIATOR OF WIRE SWK SWK 01/15/2016 09:29:32
LAST UPDATE TO WIRE RE08472 01/15/2016 09:36:26
SDNY_GM_00028148
CONFIDENTIAL
EFTA_00B8768
EFTA01279357

02032016 FED FUNDS TRANSFER SYSTEM PAGE: 8414
OUTGOING WIRE DETAIL Date: 05/31/2016
Value Date: 02/03/2016
Bankaccount: UBS-FINSVC RET OUT)
Amount: 3,532. 2
Wire: 006475 Model. By order of (Client):
PW Yl 23680 Type. 1 (CASH) ELLMAX, LLC
OP. 1000 VENETIAN WAY
APT. 801
ABAk 011304478 ROCKLAND TRUST COMPANY 1E: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RE00472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/03/2016
16:01:06
2) 2)55 REL TREAS RELEASE / SENT 02/03/2016
16:20:44
3) 3)80 COM TRANSFER COMPLETE 02/03/2016
16:21:39
4) 4)85 JRN JOURNALED 02/03/2016
19:30:55
SDNY_GM_00028149
CONFIDENTIAL
EFTA_MM38769
EFTA01279358

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INITIATOR OF WIRE SWK SWK 02/03/2016 16:01:06
LAST UPDATE TO WIRE RE08472 02/03/2016 16:20:44
SDNY_GM_00028150
CONFIDENTIAL
EFTA_00138770
EFTA01279359

03032016 FED FUNDS TRANSFER SYSTEM PAGE: 8470
OUTGOING WIRE DETAIL Date: 06/30/2016
Value Date: 03 03/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: , e .
Wire: 005691 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABAk 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0303B687IK1C001757
Memo. BANK reference Number: US01063KU0418669
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/03/2016
11:57:24
2) 2)55 REL TREAS RELEASE / SENT 03/03/2016
12:10:57
3) 3)80 COM TRANSFER COMPLETE 03/03/2016
12:12:23
4) 4)85 JRN JOURNALED 03/03/2016
19:30:56
SDNY_GM_00028151
CONFIDENTIAL
EFTA 00138771
EFTA01279360

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INITIATOR OF WIRE SWK SWK 03/03/2016 11:57:24
LAST UPDATE TO WIRE CE10312 03/03/2016 12:10:57
SDNY_GM_00028152
CONFIDENTIAL
EFTA (()138772
EFTA01279361

01152016 FBD FUNDS TRANSFER SYSTEM PAGE: 31031
OUTGOING WIRE DETAIL Date: 06/30/2016
Value Date: 0
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 3, 32.
Wire: 005897 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ASCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/15/2016
12:41:54
2) 2)55 REL TREAS RELEASE / SENT 03/15/2016
13:41:53
3) 3)80 COM TRANSFER COMPLETE 03/15/2016
13:45:31
4) 4)85 JRN JOURNALED 03/15/2016
19:30:49
SDNY_GM_00028153
CONFIDENTIAL
EFTA_00138773
EFTA01279362

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INITIATOR OF WIRE SWK SWK 03/15/2016 12:41:54
LAST UPDATE TO WIRE RE08472 03/15/2016 13:41:53
SDNY_GM_00028154
CONFIDENTIAL
EFTA_(())3 8774
EFTA01279363

04012016 FED FUNDS TRANSFER SYSTEM PAGE: 1997
OUTGOING WIRE DETAIL Date: 07/29/2016
Value Date: 04 01/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 008137 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABAN 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10325
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/01/2016
16:48:17
2) 2)55 REL TREAS RELEASE / SENT 04/01/2016
16:48:58
3) 3)80 COM TRANSFER COMPLETE 04/01/2016
16:50:00
4) 4)85 JRN JOURNALED 04/01/2016
19:31:28
SDNY_GM_00028155
CONFIDENTIAL
EFTA 00138775
EFTA01279364

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INITIATOR OF WIRE SWK SWK 04/01/2016 16:48:17
LAST UPDATE TO WIRE CE10325 04/01/2016 16:46:58
SDNY_GM_00028156
CONFIDENTIAL
EFTA_00B8776
EFTA01279365

04152016 FED FUNDS TRANSFER SYSTEM PAGE: 35732
OUTGOING WIRE DETAIL Date: 07/29/2016
Value Date: 04 15/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 006115 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final [lest).
Third Party? Y R and C Ventures nc Statue: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
la -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/15/2016
11:40:57
2) 2)55 REL TREAS RELEASE / SENT 04/15/2016
12:09:07
3) 3)80 COM TRANSFER COMPLETE 04/15/2016
12:12:33
4) 4)85 JRN JOURNALED 04/15/2016
19:30:54
SDNY_GM_00028157
CONFIDENTIAL
EFTA_00B8777
EFTA01279366

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INITIATOR OF WIRE SWK SWK 04/15/2016 11:40:57
LAST UPDATE TO WIRE CE10312 04/15/2016 12:09:07
SDNY_GM_00028158
CONFIDENTIAL
EFTA_00B8778
EFTA01279367

05022016 FED FUNDS TRANSFER SYSTEM PAGE: 1489
OUTGOING WIRE DETAIL Date: 08/31/2016
Value Date: 05/02/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005523 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABAO 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RE00472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/02/2016
09:08:24
2) 2)55 REL TREAS RELEASE / SENT 05/02/2016
09:12:31
3) 3)80 COM TRANSFER COMPLETE 05/02/2016
09:13:18
4) 4)85 JRN JOURNALED 05/02/2016
19:30:48
SDNY_GM_00028159
CONFIDENTIAL
EFTA_GOI38779
EFTA01279368

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INITIATOR OF WIRE SWK SWK 05/02/2016 09:08:24
LAST UPDATE TO WIRE RE08472 05/02/2016 09:12:31
SDNY_GM_00028160
CONFIDENTIAL
EFTA_00B8780
EFTA01279369

05132016 FBD FUNDS TRANSFER SYSTEM PAGE: 28020
OUTGOING WIRE DETAIL Date: 08/31/2016
Value Date: 05 13/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005075 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct. (Final Dealt).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AB08345
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/13/2016
08:39:33
2) 2)55 REL TREAS RELEASE / SENT 05/13/2016
08:48:08
3) 3)80 COM TRANSFER COMPLETE 05/13/2016
08:48:51
4) 4)85 JAN JOURNALED 05/13/2016
19:31:07
SDNY_ONL00028161
CONFIDENTIAL
EFTA_00138781
EFTA01279370

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INITIATOR OF WIRE SWK SWK 05/13/2016 08:39:33
LAST UPDATE TO WIRE AE08345 05/13/2016 08:46:08
SDNY_GM_00028162
CONFIDENTIAL
EFTA (()138782
EFTA01279371

06012016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 1590
OUTGOING WIRE DETAIL Date: 09/30/2016
Value Date: 06/01/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount.: 1,321.00
Wire: 005642 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. 1000 VENETIAN WAY
APT. 801
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RE08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/01/2016
09:18:16
2) 2)55 REL TREAS RELEASE / SENT 06/01/2016
09:46:45
3) 3)80 COM TRANSFER COMPLETE 06/01/2016
09:48:07
4) 4)85 JAN JOURNALED 06/01/2016
19:31:10
SDNY_GM_00028163
CONFIDENTIAL
EFTA_00 138783
EFTA01279372

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INITIATOR OF WIRE SWK SNK 06/01/2016 09:18:16
LAST UPDATE TO WIRE RE08472 06/01/2016 09:46:45
SDNY_GM_00028164
CONFIDENTIAL
EFTA_00138784
EFTA01279373

06152016 FBD FUNDS TRANSFER SYSTEM PAGE: 32453
OUTGOING WIRE DETAIL Date: 09/30/2016
Value Date: 06 15/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 006198 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: °ODD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/15/2016
13:27:00
2) 2)55 REL TREAS RELEASE / SENT 06/15/2016
13:31:01
3) 3)80 COM TRANSFER COMPLETE 06/15/2016
13:32:06
4) 4)85 JRN JOURNALED 06/15/2016
19:31:04
CONFIDENTIAL SDNY_GM_00028165
EFTA_00B8785
EFTA01279374

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 06/15/2016 13:27:00
LAST UPDATE TO WIRE 0OUD 06/15/2016 13:31:01
SDNY_GM_00028166
CONFIDENTIAL
EFTA_00B8786
EFTA01279375

07012016 FED FUNDS TRANSFER SYSTEM PAGE: 1923
OUTGOING WIRE DETAIL Date: 10/31/2016
Value Date: 01[41111(211_____
Bankaccount: IMMOOMMONO (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 006034 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
(R. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R end C Ventures nc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: R608472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/01/2016
09:14:50
2) 2)55 REL TREAS RELEASE / SENT 07/01/2016
09:25:26
3) 3)80 COM TRANSFER COMPLETE 07/01/2016
09:28:56
4) 4)85 JRN JOURNALED 07/01/2016
19:31:22
CONFIDENTIAL SDNY_GM_00028167
EFTA_00138787
EFTA01279376

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 07/01/2016 09:14:50
LAST UPDATE TO WIRE RE08472 07/01/2016 09:25:26
SDNY_GM_00028168
CONFIDENTIAL
EFTA_00 B8788
EFTA01279377

07152016 FBD FUNDS TRANSFER SYSTEM PAGE: 30110
OUTGOING WIRE DETAIL Date: 10/31/2016
Value Date:
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005324 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. AcCt. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CB10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/15/2016
09:39:06
2) 2)55 REL TREAS RELEASE / SENT 07/15/2016
09:52:25
3) 3)80 COM TRANSFER COMPLETE 07/15/2016
09:52:33
4) 4)85 JRN JOURNALED 07/15/2016
19:31:06
CONFIDENTIAL SDNY_GM_00028169
EFTA_00B8789
EFTA01279378

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 07/15/2016 09:39:06
LAST UPDATE TO WIRE CE10312 07/15/2016 09:52:25
SDNY_GM_00028170
CONFIDENTIAL
EFTA_00I38790
EFTA01279379

08012016 FED FUNDS TRANSFER SYSTEM PAGE: 1544
OUTGOING WIRE DETAIL Date: 11/30/2016
Value Date: 08/01/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 007650 Model. By order of (Client):
PW Client/GL. 71 23680 Type. 1 (CASH) ELLMAX, LLC
OP. PO BOX 308
TEANECK NJ 07666-0308
ABA9 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0OUD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 08/01/2016
16:23:06
2) 2)55 REL TREAS RELEASE / SENT 08/01/2016
16:34:41
3) 3)80 COM TRANSFER COMPLETE 08/01/2016
16:35:34
4) 4)85 JRN JOURNALED 08/01/2016
19:30:52
SDNY_GM_00028171
CONFIDENTIAL
EFTA_00I38791
EFTA01279380

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 08/01/2016 16:23:06
LAST UPDATE TO WIRE 0OUD 08/01/2016 16:34:41
SDNY_GM_00028172
CONFIDENTIAL
EFTA (()138792
EFTA01279381

08152016 FED FUNDS TRANSFER SYSTEM PAGE: 30044
OUTGOING WIRE DETAIL Date: 11/30/2016
Value Date: 08 15/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005834 Model. By order of (Client):
PW Yl 23680 Type. 1 (CASH) ELLMAX, LLC
OP. PO BOX 308
TEANECK NJ 07666-0308
ABAS 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 08/15/2016
11:44:34
2) 2)55 REL TREAS RELEASE / SENT 08/15/2016
11:47:58
3) 3)80 COM TRANSFER COMPLETE 08/15/2016
11:48:35
4) 4)85 JRN JOURNALED 08/15/2016
19:30:58
SDNY_GM_00028173
CONFIDENTIAL
EFTA_00I38793
EFTA01279382

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 08/15/2016 11:44:34
LAST UPDATE TO WIRE CE10312 08/15/2016 11:47:58
SDNY_GM_00028174
CONFIDENTIAL
EFTA_00138794
EFTA01279383

09012016 FED FUNDS TRANSFER SYSTEM PAGE: 1670
OUTGOING WIRE DETAIL Date: 12/30/2016
Value Date: 09 01/2016
Bankaccount: UBS-FINSVC RET OUT)
Amount: , 2 .
Wire: 006191 Model. By order of (Client):
PW Cl1ent/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABAk 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
OR ABA.
Beneficiary Acct (Final [lost).
Third Party? Y R and C Ventures nc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Momos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 09/01/2016
11:01:36
2) 2)55 REL TREAS RELEASE / SENT 09/01/2016
11:10:34
3) 3)80 COM TRANSFER COMPLETE 09/01/2016
11:11:10
4) 4)85 JRN JOURNALED 09/01/2016
19:31:05
SDNY_GM_00028175
CONFIDENTIAL
EFTA_GOI38795
EFTA01279384

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 09/01/2016 11:01:36
LAST UPDATE TO WIRE CE10312 09/01/2016 11:10:34
SDNY_GM_00028176
CONFIDENTIAL
EFTA_00B8796
EFTA01279385

09152016 FED FUNDS TRANSFER SYSTEM PAGE: 30147
OUTGOING WIRE DETAIL Date: 12/30/2016
Value Date: 1
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005694 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct. (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0810312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 09/15/2016
11:19:34
2) 2)55 RIM TREAS RELEASE / SENT 09/15/2016
11:23:14
3) 3)80 COM TRANSFER COMPLETE 09/15/2016
11:24:20
4) 4)85 JAN JOURNALED 09/15/2016
19:30:58
SDNY_GM_00028177
CONFIDENTIAL
EFTA_00B8797
EFTA01279386

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 09/15/2016 11:19:34
LAST UPDATE TO WIRE CE10312 09/15/2016 11:23:14
SDNY_GM_00028178
CONFIDENTIAL
EFTA_00B8798
EFTA01279387

10032016 FED FUNDS TRANSFER SYSTEM PAGE: 1695
OUTGOING WIRE DETAIL Date: 01/31/2017
Value Date: 10/03/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005692 Model. By order of (Client):
PW Yl 23680 Type. 1 (CASH) ELLMAX, LLC
OP. PO BOX 308
TEANECK NJ 07666-0308
ABAN 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final [lest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: C210312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 10/03/2016
09:39:44
2) 2)55 REL TREAS RELEASE / SENT 10/03/2016
09:55:26
3) 3)80 COM TRANSFER COMPLETE 10/03/2016
09:56:19
4) 4)85 JRN JOURNALED 10/03/2016
19:31:06
SDNY_GM_00028179
CONFIDENTIAL
EFTA_00I38799
EFTA01279388

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 10/03/2016 09:39:44
LAST UPDATE TO WIRE CE10312 10/03/2016 09:55:26
SDNY_GM_00028180
CONFIDENTIAL
EFTA_00 I 38800
EFTA01279389

10172016 FED FUNDS TRANSFER SYSTEM PAGE: 30293
OUTGOING WIRE DETAIL Date: 01/31/2017
Value Date: 10/17/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005947 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
OP. PO BOX 308
TEANECK NJ 07666-0308
ABA4 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 51041
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Dace Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 10/17/2016
12:31:28
2) 2)55 REL TREAS RELEASE / SENT 10/17/2016
12:43:58
3) 3)80 COM TRANSFER COMPLETE 10/17/2016
12:44:54
4) 4)85 JRN JOURNALED 10/17/2016
19:30:52
SDNY_GM_00028181
CONFIDENTIAL
EFTA_00 I 3880 I
EFTA01279390

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 10/17/2016 12:31:28
LAST UPDATE TO WIRE 5HW1 10/17/2016 12:43:58
SDNY_GM_00028182
CONFIDENTIAL
EFTA (()138802
EFTA01279391

11012016 FED FUNDS TRANSFER SYSTEM PAGE: 1482
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11/01/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 006315 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
OP. PO BOX 308
TEANECK NJ 07666-0308
ABAe 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/01/2016
11:50:47
2) 2)55 REL TREAS RELEASE / SENT 11/01/2016
11:51:58
3) 3)80 COM TRANSFER COMPLETE 11/01/2016
11:52:42
4) 4)85 JRN JOURNALED 11/01/2016
19:31:12
SDNY_GM_00028183
CONFIDENTIAL
EFTA_00 I 38803
EFTA01279392

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/01/2016 11:50:47
LAST UPDATE TO WIRE CE10312 11/01/2016 11:51:58
SDNY_GM_00028184
CONFIDENTIAL
EFTA_001 38804
EFTA01279393

11152016 FED FUNDS TRANSFER SYSTEM PAGE: 29756
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11 15/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005356 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABAk 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures nc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/15/2016
10:07:55
2) 2)55 REL TREAS RELEASE / SENT 11/15/2016
10:12:41
3) 3)80 COM TRANSFER COMPLETE 11/15/2016
10:14:32
4) 4)85 JRN JOURNALED 11/15/2016
19:31:01
SDNY_GM_00028185
CONFIDENTIAL
EFTA_00I38805
EFTA01279394

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/15/2016 10:07:55
LAST UPDATE TO WIRE OONH 11/15/2016 10:12:41
SDNY_GM_00028186
CONFIDENTIAL
EFTA_00138806
EFTA01279395

12012016 FED FUNDS TRANSFER SYSTEM PAGE: 1644
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12 01/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: , .
Wire: 006965 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R and C Ventures Inc Statue: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/01/2016
13:33:23
2) 2)55 REL TREAS RELEASE / SENT 12/01/2016
13:36:12
3) 3)80 COM TRANSFER COMPLETE 12/01/2016
13:38:22
4) 4)85 JAN JOURNALED 12/01/2016
19:30:52
SDNY_GM_00028187
CONFIDENTIAL
EFTA_00138807
EFTA01279396

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/01/2016 13:33:23
LAST UPDATE TO WIRE CE10312 12/01/2016 13:36:12
SDNY_GM_00028188
CONFIDENTIAL
EFTA_00B8808
EFTA01279397

12152016 FBD FUNDS TRANSFER SYSTEM PAGE: 35579
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date:
Bankaccount: BS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 006860 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
OR ABA.
Beneficiary Acct (Final Dest).=1,
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: °ODD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/15/2016
14:55:22
2) 2)55 REL TREAS RELEASE / SENT 12/15/2016
15:02:13
3) 3)80 COM TRANSFER COMPLETE 12/15/2016
15:03:20
4) 4)85 JAN JOURNALED 12/15/2016
19:31:10
CONFIDENTIAL SDNY_GM_00028189
EFTA_00 138809
EFTA01279398

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/15/2016 14:55:22
LAST UPDATE TO WIRE 0OUD 12/15/2016 15:02:13
SDNY_GM_00028190
CONFIDENTIAL
EFTA_001388I0
EFTA01279399

01032017 FED FUNDS TRANSFER SYSTEM PAGE: 1656
OUTGOING WIRE DETAIL Date: 04/28/2017
Value Date: 01/03/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: , 2 .
Wire: 007752 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABAS 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final [lost).
Third Party? Y R and C Ventures Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 00N13
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/03/2017
14:25:00
2) 2)55 REL TREAS RELEASE / SENT 01/03/2017
14:37:18
3) 3)80 COM TRANSFER COMPLETE 01/03/2017
14:39:01
4) 4)85 JRN JOURNALED 01/03/2017
19:30:49
SDNY_GM_00028191
CONFIDENTIAL
EFTN_0013881I
EFTA01279400

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/03/2017 14:25:00
LAST UPDATE TO WIRE 00181 01/03/2017 14:37:18
SDNY_GM_00028192
CONFIDENTIAL
EFTA (()138812
EFTA01279401

01172017 FED FUNDS TRANSFER SYSTEM PAGE: 32042
OUTGOING WIRE DETAIL Date: 04/28/2017
Value Date: 0
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005391 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABAe 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final [lost).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0O UD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/17/2017
09:49:21
2) 2)55 REL TREAS RELEASE / SENT 01/17/2017
09:55:23
3) 3)80 COM TRANSFER COMPLETE 01/17/2017
09:56:08
4) 4)85 JRN JOURNALED 01/17/2017
19:31:04
SDNY_GM_00028193
CONFIDENTIAL
EFTA (()138813
EFTA01279402

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/17/2017 09:49:21
LAST UPDATE TO WIRE 00UD 01/17/2017 09:55:23
SDNY_GM_00028194
CONFIDENTIAL
EFTA_001388I4
EFTA01279403

02012017 FBD FUNDS TRANSFER SYSTEM PAGE: 1491
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 02/01/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 007023 Model. By order of (Client):
PW Client/CL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R and C Ventures na Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CB10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/01/2017
14:47:06
2) 2)55 REL TREAS RELEASE / SENT 02/01/2017
14:57:18
3) 3)80 COM TRANSFER COMPLETE 02/01/2017
14:58:36
4) 4)85 JRN JOURNALED 02/01/2017
19:31:05
SDNY_GM_00028195
CONFIDENTIAL
EFTA_001388I5
EFTA01279404

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SNK 02/01/2017 14:47:06
LAST UPDATE TO WIRE CE10312 02/01/2017 14:57:18
SDNY_GM_00028196
CONFIDENTIAL
EFTA_00138816
EFTA01279405

02152017 FBD FUNDS TRANSFER SYSTEM PAGE: 29610
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 0alafailjd
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,321.00
Wire: 005655 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R and C Ventures nc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0011D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/15/2017
11:35:20
2) 2)55 REL TREAS RELEASE / SENT 02/15/2017
11:36:43
3) 3)80 COM TRANSFER COMPLETE 02/15/2017
11:37:25
4) 4)85 JRN JOURNALED 02/15/2017
19:30:59
SDNY_GM_00028197
CONFIDENTIAL
EFTA_00B88I7
EFTA01279406

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/15/2017 11:35:20
LAST UPDATE TO WIRE 0OUD 02/15/2017 11:36:43
SDNY_GM_00028198
CONFIDENTIAL
EFTA_00B88I8
EFTA01279407

03012017 FED FUNDS TRANSFER SYSTEM PAGE: 1750
OUTGOING WIRE DETAIL Date: 06/30/2017
Value Date: 0 1
Bankaccount: (UBS-FINSVC RET OUT)
Amount: , .
Wire: 007767 Model. By order of (Client):
PW Client/GL. Y1 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dealt).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10112
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/01/2017
16:51:35
2) 2)55 REL TREAS RELEASE / SENT 03/01/2017
16:57:24
3) 3)80 COM TRANSFER COMPLETE 03/01/2017
16:58:14
4) 4)85 JRN JOURNALED 03/01/2017
19:31:09
SDNY_GM_00028199
CONFIDENTIAL
EFTA_001388I9
EFTA01279408

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/01/2017 16:51:35
LAST UPDATE TO WIRE CE10312 03/01/2017 16:57:24
SDNY_GM_00028200
CONFIDENTIAL
EFTA 00138820
EFTA01279409

03152017 FBD FUNDS TRANSFER SYSTEM PAGE: 32021
OUTGOING WIRE DETAIL Date: 06/30/2017
Value Date:
Bankaccount: .. (UBS-FINSVC RET OUT)
Amount: 924.70
Wire: 006853 Model. By order of (Client):
PW Client/GL. Yl 23680 Type. 1 (CASH) ELLMAX, LLC
QP. PO BOX 308
TEANECK NJ 07666-0308
ABA* 011304478 ROCKLAND TRUST COMPANY IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest).
Third Party? Y R and C Ventures Inc Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OB10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number:
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/15/2017
16:18:26
2) 2)55 REL TREAS RELEASE / SENT 03/15/2017
16:19:56
3) 3)80 COM TRANSFER COMPLETE 03/15/2017
16:21:20
4) 4)85 JRN JOURNALED 03/15/2017
19:30:52
CONFIDENTIAL SDNY_GM_00028201
EFTA _00138821
EFTA01279410

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/15/2017 16:18:26
LAST UPDATE TO WIRE CE10312 03/15/2017 16:19:56
SDNY_GM_00028202
CONFIDENTIAL
EFTA 00138822
EFTA01279411