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EFTA01279223.pdf

set10 Interestingness: 8/10 Original PDF ↗

AI Summary

Bank wire transfer records showing financial transactions to and from Ghislaine Maxwell's UBS accounts between 2014-2016. The document reveals significant payments from Christie's auction house totaling over $200,000, along with various outgoing transfers to individuals and entities including legal services. [Rating: 8/10 - Detailed financial records showing substantial auction house payments and specific expenditures by a key figure in a major criminal case]

Flags

notable_figures financial_transactions

Extracted Entities

Name Type Context
116 East 65th Street LLC organization Entity that received a wire transfer from Maxwell
Christie's E-Commerce SA organization International arm of Christie's that sent additional payments
Christie's Inc. organization Auction house that sent multiple large payments totaling over $200,000 to Maxwell
Insurance Office of Central Ohio organization Recipient of $6,385.99 transfer from Maxwell
JPMorgan Chase Bank organization Receiving bank for multiple outgoing transfers from Maxwell
Morgan Manhattan organization Recipient of multiple transfers totaling over $19,000
Tracey and Associates PC organization Legal firm that received $2,805 transfer from Maxwell
UBS organization Bank holding Maxwell's accounts for incoming and outgoing transfers
Colin Cowie person Recipient of $555.26 wire transfer from Maxwell
Ghislaine Maxwell person Primary account holder for all wire transfers, with addresses in New York and Miami
Lionel Beehner person Recipient of $300 wire transfer from Maxwell

Full Text

02262014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 47066
INCOMING WIRE BOOKING Date: 05/30/2014
Value Date: 02/26/2014
Bankaccount: 101WA258641000 (UBS-FINSVC RETAIL)
Amount: 27,047.74
Wire: 000999 PW Book Date: 02/26/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLAINE MAXWELL
PW Client/GL. Y1 23576 Type: 1 Multi? N 116 E 65TH STREET
NEW YORK NY 10065-7007
Status: JOURNALED IS: S5 QP: Code: IN
Ordering Customer (Tag 50):
/739116312
GHISLAINE MAXWELL
1000 VENETIAN WAY APT 801
MIAMI FL 33139-1043
Ordering Institution (Tag 52D):
//Fw021000021
CHASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/02/26
Final Beneficiary (Tag 59):
/YI23576
GHISLAINE MAXWELL
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//0224111QGC06C01226502261756FT02
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930057KT0300000 02/26/2014 17:56:47
022681QGC06C013265 02/26/2014 17:56:47
2) 21 IBK INITIALLY BOOKED SYSTEM 02/26/2014 17:56:47
3) 41 APP APPROVED ZINB 02/26/2014 18:06:16
4) 65 JRN JOURNALED 02/26/2014 19:31:05
SDNY_GM_00027999
CONFIDENTIAL
EFTA 00138619
EFTA01279223

03052014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 7952
OUTGOING WIRE DETAIL Date: 06/30/2014
Value Date: 03/05/2014
Bankaccount: 101(4A258649000 (UBS-FINSVC RET OUT)
Amount: 672.86
Wire: 005544 Model. By order of (Client):
PH Client/GL. Yl 23576 Type. 1 (CASH) OHISLAINE MAXWELL
QP. 116 E 65TH STREET
NEW YORK NY 10065-7007
ABAF 021000021 JPMORGAN CHASE BANK, NA IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 739116312
Third Party? N Statue: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: NE03845
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0305B687IK1C001875
Memo. BANK reference Number: US01064KU0772708
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/05/2014
11:33:04
2) 2)55 REL TREAS RELEASE / SENT 03/05/2014
11:38:12
3) 3)80 COM TRANSFER COMPLETE 03/05/2014
11:38:50
4) 4)85 JRN JOURNALED 03/05/2014
19:30:53
SONY_GM_00028000
CONFIDENTIAL
EFTA (()138620
EFTA01279224

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/05/2014 11:33:04
LAST UPDATE TO WIRE NE03845 03/05/2014 11:36:12
SONYGM_00028001
CONFIDENTIAL
EFTA (()138621
EFTA01279225

03262014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 50872
OUTGOING WIRE DETAIL Date: 06/30/2014
Value Date: 03/26/2014
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 3,649.58
Wire: 005559 Model. By order of (Client):
PW Client/GL. Yl 23576 Type. 1 (CASH) GHISLAINE MAXWELL
QP. 116 E 65TH STREET
NEW YORK NY 10065-7007
ABAS 021000021 JPMORGAN CHASE BANK, NA 25 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Bost). 739474235
Third Party? Y 116 East 65th Street LLC Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AALY
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0326B6B7IK1C002062
Memo. BANK reference Number: US01085KU0032774
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/26/2014
11:15:04
2) 2)55 REL TREAS RELEASE / SENT 03/26/2014
11:16:27
3) 3)80 COM TRANSFER COMPLETE 03/26/2014
11:17:03
4) 4)85 JRN JOURNALED 03/26/2014
19:30:56
SDNY_GM_00028002
CONFIDENTIAL
EFTA (()138622
EFTA01279226

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/26/2014 11:15:04
LAST UPDATE TO WIRE AALY 03/26/2014 11:16:27
SDNY_GM_00028003
CONFIDENTIAL
EFTA (()138623
EFTA01279227

12152014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 34139
OUTGOING WIRE DETAIL Date: 03/31/2015
Value Date: 12/15/2014
Bankaccount: 101(4A258649000 (UBS-FINSVC RET OUT)
Amount: 300.00
Wire: 006192 Model. By order of (Client):
PH Client/GL. Yl 23576 Type. 1 (CASH) OHISLAINE MAXWELL
QP. 116 E 65TH STREET
NEW YORK NY 10065-7007
ABAS 021000021 JPMORGAN CHASE BANK, NA 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 752369429
Third Party? Y Lionel Beehner Status: JOURNALED
Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: R608472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1215B687IK1C003244
Memo. BANK reference Number: US01349KU0329740
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/15/2014
12:35:0S
2) 2)55 REL TREAS RELEASE / SENT 12/15/2014
12:40:41
3) 3)80 COM TRANSFER COMPLETE 12/15/2014
12:42:19
4) 4)85 JRN JOURNALED 12/15/2014
19:31:09
SDNY_GM_00028004
CONFIDENTIAL
EFTA 00138624
EFTA01279228

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/15/2014 12:35:05
LAST UPDATE TO WIRE RE08472 12/15/2014 12:40:41
SDNY_GM_00028005
CONFIDENTIAL
EFTA (()138625
EFTA01279229

10012015 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 1479
OUTGOING WIRE DETAIL Date: 01/29/2016
Value Date: 10/01/2015
Bankaccount: 101(4A258649000 (UBS-FINSVC RET OUT)
Amount: 555.26
Wire: 006841 Model. By order of (Client):
PW Client/GL. Yl 23576 Type. 1 (CASH) OHISLAINE MAXWELL
QP. 116 E 65TH STREET
NEW YORK NY 10065-7007
ABAS 321081669 FIRST REPUBLIC BANK IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 80001058065
Third Party? Y Colin Cowie Status: JOURNALED
Fee; 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: R600472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1001B6B7IK1C003124
Memo. BANK reference Number: US01274KU0729590
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 10/01/2015
13:39:04
2) 2)55 REL TREAS RELEASE / SENT 10/01/2015
13:40:05
3) 3)80 COM TRANSFER COMPLETE 10/01/2015
13:41:04
4) 4)85 JRN JOURNALED 10/01/2015
20:02:38
SIDNY_GM_00028006
CONFIDENTIAL
EFTA 00138626
EFTA01279230

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 10/01/2015 13:39:04
LAST UPDATE TO WIRE RE08472 10/01/2015 13:40:05
SDNY_GM_00028007
CONFIDENTIAL
EFTA _00138627
EFTA01279231

04122016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 25236
OUTGOING WIRE DETAIL Date: 07/29/2016
Value Date: 04/12/2016
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 7,064.82
Wire: 006292 Model. By order of (Client):
PW Client/GL. Yl 23576 Type. 1 (CASH) GHISLAINE MAXWELL
QP. 116 E 65TH STREET
NEW YORK NY 10065-7007
ABAk 021000021 JPMORGAN CHASE BANK, NA IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 4010447913
Third Party? Y Morgan Manhattan Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0412B6B7IK1C002327
Memo. BANK reference Number: US01103KU0867649
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/12/2016
13:35:53
2) 2)55 REL TREAS RELEASE / SENT 04/12/2016
13:47:08
3) 3)80 COM TRANSFER COMPLETE 04/12/2016
13:48:42
4) 4)85 JRN JOURNALED 04/12/2016
19:30:49
SDNY_GM_00028008
CONFIDENTIAL
EFTA (()138628
EFTA01279232

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 04/12/2016 13:35:53
LAST UPDATE TO WIRE CE10312 04/12/2016 13:47:08
SDNY_GM_00028009
CONFIDENTIAL
EFTA (()138629
EFTA01279233

05252016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 50342
INCOMING WIRE BOOKING Date: 08/31/2016
Value Date: 05/25/2016
Bankaccount: 101WA258641000 (UBS-FINSVC RETAIL)
Amount: 35,720.00
Wire: 000290 PW Book Date: 05/25/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Y1 23576 Type: 1 Multi? N 116 E 65TH STREET
NEW YORK NY 10065-7007
Status: JOURNALED IS: $5 QP: Code: IN
Ordering Customer (Tag 52D):
/693221686
CHRISTIE'S INC.
CONSIGNORS WIRES
NEW YORK NY 10020-1513
Ordering Institution (Tag 56D):
//F11021000021
JPMORGAN CHASE BANK, N.A.
US-NEW YORK 10017
Ordering Institution Ref. (Tag 21):
ATS OF 16/05/25
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//0525814=04C00322005251102FT03
/BNF/FFC GHISLAINE MAXWELL ACCNT
//NUMBER Y123576
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930146KT0551629 05/25/2016 11:02:23
052581QGC04C003220 05/25/2016 11:02:23
2) 21 IBK INITIALLY BOOKED 98LT 05/25/2016 11:33:55
3) 41 APP APPROVED AX00666 05/25/2016 13:14:18
4) 65 JRN JOURNALED 05/25/2016 19:30:57
SDNY_GM_00028010
CONFIDENTIAL
EFTA_OOB863O
EFTA01279234

05252016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 50411
INCOMING WIRE BOOKING Date: 08/31/2016
Value Date: 05/25/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 126,900.00
Wire: 000064 PW Book Date: 05/25/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Y1 23576 Type: 1 Multi? N 116 E 65TH STREET
NEW YORK NY 10065-7007
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 52D):
/693221686
CHRISTIE'S INC.
CONSIGNORS WIRES
NEW YORK NY 10020-1513
Ordering Institution (Tag 56D):
//FN021000021
JPMORGAN CHASE BANK, N.A.
US-NEW YORK 10017
Ordering Institution Ref. (Tag 21):
ATS OF 16/05/24
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//0525B14=07C00014:105250235FT03
/8NF/FFC GHISLAINE MAXWELL ACCNT
//NUMBER Y123576
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930146KT0525648 05/25/2016 07:00:35
052581QGC07C000144 05/25/2016 07:00:35
2) 21 IBK INITIALLY BOOKED SX01409 05/25/2016 08:20:29
3) 91 APP APPROVED AX00666 05/25/2016 08:31:42
4) 85 JRN JOURNALED 05/25/2016 19:30:57
SDNY_GM_00028011
CONFIDENTIAL
EFTA _0013863I
EFTA01279235

06082016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 16871
INCOMING WIRE BOOKING Date: 09/30/2016
Value Date: 06/08/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 16,430.00
Wire: 000060 PW Book Date: 06/08/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GNISLAINE MAXWELL
PW Client/GL. Y1 23576 Type: 1 Multi? N 116 E 65TH STREET
NEW YORK NY 10065-7007
Status: JOURNALED IS: S5 QP: Code: IN
Ordering Customer (Tag 52D):
/FCH3008735682455011333
1/CHRISTIE'S ECONMERCE SA
6/CH/BARCCHGG/8166299
Ordering Institution (Tag 56D):
//CP0257
BARCLAYS BANK PLC
US-NEW YORK 10166
Ordering Institution Ref. (Tag 21):
137806787/1XXXXX
Information for Beneficiary (Tag 72):
/REC/RCVD VIA CHIPS. SSN 0168814
/BNF/FFC GHISLAINE MAXWELL AC NO
//Y123576 962156
/ACC/USD 20
//FEE DEDUCTED
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930160KQ0244997 06/08/2016 07:00:25
06/08/2016 07:00:25
2) 21 IBK INITIALLY BOOKED AX01389 06/08/2016 08:42:42
3) 91 APP APPROVED AX00666 06/08/2016 09:37:55
4) 65 JRN JOURNALED 06/08/2016 19:31:01
SDNY_GM_00028012
CONFIDENTIAL
EFTA 00138632
EFTA01279236

06152016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 31643
INCOMING WIRE BOOKING Date: 09/30/2016
Value Date: 06/15/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 4,492.00
Wire: 000098 PW Book Date: 06/15/2016 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLAINE MAXWELL
PW Client/GL. Y1 23576 Type: 1 Multi? N P.O. BOX 308
TEANECK NJ 07666-0308
Status: JOURNALED IE: $5 (210: Code: IN
Ordering Customer (Tag 50):
/CH3008735682455011333
1/CHRISTIE'S ECONMERCE SA
6/CH/BARCCHGG/8166299
Ordering Institution (Tag 52D):
BARCCHGG
Details of Payment (Tag 70):
FFC GHISLAINE MAXWELL AC NO Y123576
962954
/RFB/138129264/1XXXXX
Final Beneficiary (Tag 59):
MISS GHISLAINE MAXWELL
116 EAST 65TH STREET
NEW YORK NY 10065
Information for Beneficiary (Tag 72):
/REC/RCVD VIA CHIPS, SSN 0255189
/INS/CP0257
//BARCLAYS BANK PLC
//US-NEW YORK 10166
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930167KO0607560 06/15/2016 07:00:32
06/15/2016 07:00:32
2) 21 IBK INITIALLY BOOKED 98LT 06/15/2016 09:38:36
3) 91 APP APPROVED ZP89 06/15/2016 10:23:02
4) 85 JRN JOURNALED 06/15/2016 19:31:01
SDNY_GM_00028013
CONFIDENTIAL
EFTA_00B8633
EFTA01279237

09132016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 24146
OUTGOING WIRE DETAIL Date: 12/30/2016
Value Date: 09/13/2016
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 2,805.00
Wire: 006070 Model. By order of (Client):
PW Client/GL. Y1 23576 Type. 1 (CASH) OHISLAINE MAXWELL
OP. P.O. BOX 308
TEANECK NJ 07666-0308
ABA* 011002343 THE BOSTON PRIVATE BK. & TR CO IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 0004065728
Third Party? Y Tracey and Associates PC Opera Status: JOURNALED
ting Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Rome Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 00UD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0913B6B7IK1C002224
Memo. BANK reference Number: US01257KU0586076
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 09/13/2016
13:28:23
2) 2)55 REL TREAS RELEASE / SENT 09/13/2016
13:33:49
3) 3)80 COM TRANSFER COMPLETE 09/13/2016
13:46:12
4) 4)85 JRN JOURNALED 09/13/2016
19:31:06
CONFIDENTIAL SDNY_GM_00028014
EFTA_00138634
EFTA01279238

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 09/13/2016 13:28:23
LAST UPDATE TO WIRE 00UD 09/13/2016 13:33:49
SONYGM_00028015
CONFIDENTIAL
EFTA_00138635
EFTA01279239

09282016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 54933
INCOMING WIRE BOOKING Date: 12/30/2016
Value Date: 09/28/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 14,970.76
Wire: 000045 PW Book Date: 09/28/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23576 Type: 1 Multi? N P.O. BOX 308
TEANECK NJ 07666-0308
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 52D):
/693221686
CHRISTIE'S INC.
CONSIGNORS WIRES
NEW YORK NY 10020-1513
Ordering Institution (Tag 56D):
//FN021000021
JPMORGAN CHASE BANK, N.A.
US-NEW YORK 10017
Ordering Institution Ref. (Tag 21):
ATS OF 16/09/27
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//092881QCC07C00034209280238FT03
/BNF/FFC CHISLAINE MAXWELL FFC
//ACCOUNT Y123576
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930272KT0105272 09/28/2016 07:02:08
0928B1QGCO7C000342 09/28/2016 07:02:08
2) 21 IBK INITIALLY BOOKED SYSTEM 09/28/2016 07:02:08
3) 41 APP APPROVED AX00666 09/28/2016 09:38:45
4) 85 JRN JOURNALED 09/28/2016 19:31:16
SDNY_GM_00028016
CONFIDENTIAL
EFTA 00138636
EFTA01279240

10052016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 7743
INCOMING WIRE BOOKING Date: 01/31/2017
Value Date: 10/05/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 1,890.71
Wire: 000140 PW Book Date: 10/05/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23576 Type: 1 Multi? N P.O. BOX 308
TEANECK NJ 07666-0308
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 52D):
/693221686
CHRISTIE'S INC.
CONSIGNORS WIRES
NEW YORK NY 10020-1513
Ordering Institution (Tag 56D):
//Fw021000021
JPMORGAN CHASE BANK, N.A.
US-NEW YORK 10017
Ordering Institution Ref. (Tag 21):
ATS OF 16/10/05
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//100581QGCOSC00559910050945FT01
/BNF/FFC CHISLAINE MAXWELL FFC
//ACCOUNT Y121576
Wire Status
Status Description Reference Date Time
1) 11 PHK PEND BOOKING 9930279KT0506177 10/05/2016 09:46:02
100581OGC08C005599 10/05/2016 09:46:02
2) 21 IEK INITIALLY BOOKED SYSTEM 10/05/2016 09:46:02
3) 41 APP APPROVED AX00666 10/05/2016 09:52:27
4) 65 JRN JOURNALED 10/05/2016 19:30:51
SDNY_GM_00028017
CONFIDENTIAL
EFTA_00138637
EFTA01279241

10122016 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 20555
INCOMING WIRE BOOKING Date: 01/31/2017
Value Date: 10/12/2016
Bankaccount: 101(4A258641000 (UBS-FINSVC RETAIL)
Amount: 6,648.02
Wire: 000139 PW Book Date: 10/12/2016 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23576 Type: 1 Multi? N P.O. BOX 308
TEANECK NJ 07666-0308
Status: JOURNALED IE: $5 QP: Code: IN
Ordering Customer (Tag 52D):
/693221686
CHRISTIE'S INC.
CONSIGNORS WIRES
NEW YORK NY 10020-1513
Ordering Institution (Tag 56D):
//Fw021000021
JPMORGAN CHASE BANK, N.A.
US-NEW YORK 10017
Ordering Institution Ref. (Tag 21):
ATS OF 16/10/12
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//1012B140C08C00744910120928FT01
/BNF/FFC CHISLAINE MAXWELL FFC
//ACCOUNT Y121576
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930286KT0843135 10/12/2016 09:28:59
101281QGC08C007449 10/12/2016 09:28:59
2) 21 IBK INITIALLY BOOKED SYSTEM 10/12/2016 09:28:59
3) 91 APP APPROVED AX00666 10/12/2016 09:48:49
4) 85 JRN JOURNALED 10/12/2016 19:31:10
SDNY_GM_00028018
CONFIDENTIAL
EFTA_00B8638
EFTA01279242

11082016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16572
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11/08/2016
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 3,477.00
Wire: 005741 Model. By order of (Client):
PH Client/GL. Y1 23576 Type. 1 (CASH) OHISLAINE MAXWELL
(2P. P.O. BOX 308
TEANECK NJ 07666-0308
ABA* 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4010447913
Third Party? Y Morgan Manhattan Statue: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1108B6B7IK1C001804
Memo. BANK reference Number: US01313KU0216965
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/08/2016
12:16:25
2) 2)55 REL TREAS RELEASE / SENT 11/08/2016
12:22:52
3) 3)80 COM TRANSFER COMPLETE 11/08/2016
12:23:44
4) 4)85 JRN JOURNALED 11/08/2016
19:30:58
SDNY_GM_00028019
CONFIDENTIAL
EFTA_00B8639
EFTA01279243

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/08/2016 12:18:25
LAST UPDATE TO WIRE 00NH 11/08/2016 12:22:52
SDNY_GM_00028020
CONFIDENTIAL
EFTA_00138640
EFTA01279244

11212016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 42626
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11/21/2016
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 9,015.00
Wire: 006096 Model. By order of (Client):
PW Client/GL. Y1 23576 Type. 1 (CASH) OHISLAINE MAXWELL
OP. P.O. BOX 308
TEANECK NJ 07666-0308
ABA* 021000021 JPMORGAN CHASE BANK, NA IE: 55 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4010447913
Third Party? Y Morgan Manhattan Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1121B6B7IK1C002599
Memo. BANK reference Number: US01326KU0357420
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/21/2016
12:56:51
2) 2)55 REL TREAS RELEASE / SENT 11/21/2016
13:25:37
3) 3)80 COM TRANSFER COMPLETE 11/21/2016
13:26:54
4) 4)85 JRN JOURNALED 11/21/2016
19:30:59
CONFIDENTIAL SDNY_GM_00028021
EFTA_00138641
EFTA01279245

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/21/2016 12:56:51
LAST UPDATE TO WIRE CE10312 11/21/2016 13:25:37
SDNY_GM_00028022
CONFIDENTIAL
EFTA_00138642
EFTA01279246

12282016 101WA258649000 FED FUNDS TRANSFER SYSTEM PACE: 66562
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12/28/2016
Bankaccount: 101WA258649000 (UBS-FINSVC RET OUT)
Amount: 6,385.99
Wire: 006764 Model. By order of (Client):
PW Client/GL. Y1 23576 Type. 1 (CASH) OHISLAINE MAXWELL
(213. P.O. BOX 308
TEANECK NJ 07666-0308
ABA* 042000314 FIFTH THIRD BANK IE: 85 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 75521599
Third Party? Y Insurance Office of Central Oh Status: JOURNALED
io Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1228B6B7IK1C002882
Memo. BANK reference Number: US01363KU0771013
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/28/2016
15:11:25
2) 2)55 REL TREAS RELEASE / SENT 12/28/2016
15:19:49
3) 3)80 COM TRANSFER COMPLETE 12/28/2016
15:20:24
4) 4)85 JRN JOURNALED 12/28/2016
19:31:02
SDNY_GM_00028023
CONFIDENTIAL
EFTA_00I38643
EFTA01279247

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SNK 12/28/2016 15:11:25
LAST UPDATE TO WIRE CE10312 12/28/2016 15:19:49
SDNY_GM_00028024
CONFIDENTIAL
EFTA_OOI38644
EFTA01279248