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EFTA01279167.pdf

set10 Interestingness: 8/10 Original PDF ↗

AI Summary

This document contains extensive wire transfer records from Ghislaine Maxwell's UBS account spanning 2014-2019, showing numerous outgoing transfers to law firms (Haddon Morgan & Foreman, Jones Day, Withers Bergman), a $1 million transfer to CargoMetrics Compass Fund LP, and payments to various entities including Soho House. [Rating: 8/10 - Detailed financial records showing over $2 million in transfers to high-profile law firms during the Epstein investigation period, plus a significant $1M investment and payments revealing Maxwell's lifestyle and legal expenses]

Flags

notable_figures financial_transactions legal_proceedings

Extracted Entities

Name Type Context
CargoMetrics Compass Fund LP organization Received $1,000,000 wire transfer from Maxwell on March 29, 2016
Haddon, Morgan and Foreman, P.C. organization Law firm receiving multiple large transfers totaling over $1 million from Maxwell's account 2015-2017
Jones Day Client Trust Account organization Law firm receiving multiple transfers including $25,000 payments in 2017
Marks Paneth LLP organization Accounting firm receiving $43,500 payment in February 2017 for invoice numbers 467557 and 476539
Soho House New York Inc organization Private club receiving membership payments for Maxwell (Member ID 4001372) in 2018-2019
UBS AG organization Bank handling Maxwell's accounts and processing wire transfers
Withers Bergman LLP organization Law firm receiving $9,748.50 transfer in December 2016
Ghislaine Maxwell person Account holder for all wire transfers, UBS client account Y123575
Ty Childress person Referenced in connection with Jones Day transfer in February 2017

Full Text

03032014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 1039
INCOMING WIRE BOOKING Date: 06/30/2014
Value Date: 03 03 2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount:
Wire: 000417 PW Book Date: 03/03/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLAINE MAXWELL
PH Client/GL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/002916490721
GHISLAINE MAXWELL
1
Ordering Institution (Tag 52D):
//CP0002
CHASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/02/27
Final Beneficiary (Tag 59):
/Y123575
GHISLAINE MAXWELL
Information for Beneficiary :
/REC/RCVD VIA CHIPS, SSN
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930062KQ0612575 03/03/2014 09:44:51
03/03/2014 09:44:51
2) 21 IBK INITIALLY BOOKED SYSTEM 03/03/2014 09:44:51
3) 41 APP APPROVED 8U2D 03/03/2014 09:53:47
4) 65 JRN JOURNALED 03/03/2014 19:30:55
SDNY_GM_00027943
CONFIDENTIAL
EFTA_00I38563
EFTA01279167

04112014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 26587
INCOMING WIRE BOOKING Date: 07/31/2014
Value Date: 0
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 1,183.17
Wire: 001068 PW Book Date: 04/11/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER ,RisTAINE MAXWELL
PW Client/CL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: $5 QP: Code: IN
Ordering Customer (Tag 50):
/2916490721
IHISIAINE MAXwRiJ
Ordering Institution (Tag 52D):
//FW021000021
CHASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/04/11
Final Beneficiary (Tag 59):
/Y123575
GHISLAINE MAXWELL
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//0411910IGCO6C01371204111719FT02
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930101KT0794564 04/11/2014 17:19:19
041181QGC06C013732 04/11/2014 17:19:19
2) 21 IBK INITIALLY BOOKED SYSTEM 04/11/2014 17:19:19
3) 41 APP APPROVED 15FU 04/11/2014 17:44:35
4) 65 JRN JOURNALED 04/11/2014 19:31:02
SDNY_GM_00027944
CONFIDENTIAL
EFTA_MM38564
EFTA01279168

04172014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 43115
OUTGOING WIRE DETAIL Date: 07/31/2014
Value Date: 04 17/2014
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,156.11
Wire: 005769 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAK 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 3149920008
Third Party? N Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AALY
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0417B6B7IK1C002125
Memo. BANK reference Number: US01107KU0118506
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/17/2014
12:03:04
2) 2)55 REL TREAS RELEASE / SENT 04/17/2014
12:08:15
3) 3)80 COM TRANSFER COMPLETE 04/17/2014
12:09:17
4) 4)85 JRN JOURNALED 04/17/2014
19:31:05
SDNY_GM_00027945
CONFIDENTIAL
EFTA_MM38565
EFTA01279169

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 04/17/2014 12:03:04
LAST UPDATE TO WIRE AALY 04/17/2014 12:08:15
SDNY_GM_00027946
CONFIDENTIAL
EFTA_00138566
EFTA01279170

05012014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 460
INCOMING WIRE BOOKING Date: 08/29/2014
Value Date: 05 01/2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 1,232.79
Wire: 001103 PW Book Date: 05/01/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER CRISLITAIR WAYWRIT
PW Client/GL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 (2P: Code: IN
Ordering Customer (Tag 50):
/Q52167006
rniriTTMO UTVWOTT
33139-1043
Ordering Institution (Tag 52D):
/000099997550
JPMC INTERNAL ACCOUNTS PROCESSING
GROUP JP MORGAN PRIVATE BANK
NEWARK DE 19713-2105
Details of Payment (Tag 70):
/RFB/OS1 OF 14/05/01
Final Beneficiary (Tag 59):
/7123575
CHISLAINE MAXWELL
Information for Beneficiary T 72):
/REC/RCVD VIA CHIPS, SSN
/INS/CP0002
//JPMORGAN CHASE BANK. N.A.
//US-NEW YORK.NY 10017
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 99301211(00139215 05/01/2014 16:51:49
05/01/2014 16:51:49
2) 21 IBK INITIALLY BOOKED SYSTEM 05/01/2014 16:51:49
3) 41 APP APPROVED MX01015 05/01/2014 17:20:25
4) 65 JRN JOURNALED 05/01/2014 19:30:56
SDNY_GM_00027947
CONFIDENTIAL
EFTA 00138567
EFTA01279171

06062014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 13466
INCOMING WIRE BOOKING Date: 09/30/2014
Value Date: 06/06/2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 856.49
Wire: 000471 PW Book Date: 06/06/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLA1NE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/V49920008
33139-1043
Ordering Institution (Tag 52D):
/000099997550
JPMC INTERNAL ACCOUNTS PROCESSING
GROUP JP MORGAN PRIVATE BANK
NEWARK DE 19713-2105
Details of Payment (Tag 70):
/RFB/OS1 OF 14/06/06
Final Beneficiary (Tag 59):
/Y123575
CHISLAINE MAXWELL
Information for Beneficiary (T 72):
/REC/RCVD VIA CHIPS, SSN
/INS/CP0002
//JPMORGAN CHASE BANK, N.A.
//US-NEW YORK.NY 10004
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 99301571(00040541 06/06/2014 14:10:14
06/06/2014 14:10:14
2) 21 IBK INITIALLY BOOKED SYSTEM 06/06/2014 14:10:14
3) 41 APP APPROVED MX01015 06/06/2014 14:10:46
4) 85 JRN JOURNALED 06/06/2014 19:31:04
SDNY_GM_00027948
CONFIDENTIAL
EFTA_00I38568
EFTA01279172

06102014 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 19934
OUTGOING WIRE DETAIL Date: 09/30/2014
Value Date: 06/10/2014
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 856.49
Wire: 005400 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLATNE MAXWELL
QP.
ABA* 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 3149920008
Third Party? N Statue: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Nome Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: MB06730
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0610B687IK2C000625
Memo. BANK reference Number: US01161KU0930623
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/10/2014
10:40:03
2) 2)55 EEL TREAS RELEASE / SENT 06/10/2014
10:40:59
3) 3)80 COM TRANSFER COMPLETE 06/10/2014
10:41:46
4) 4)85 JRN JOURNALED 06/10/2014
19:31:11
SDNY_GM_00027949
CONFIDENTIAL
EFTA_00B8569
EFTA01279173

5) 5)
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INITIATOR OF WIRE SWK SWK 06/10/2014 10:40:03
LAST UPDATE TO WIRE NE06730 06/10/2014 10:40:59
SDNY_GM_00027950
CONFIDENTIAL
EFTA_00138570
EFTA01279174

07292014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 59184
OUTGOING WIRE DETAIL Date: 10/31/2014
Value Date: 07/29/2014
Bankaccount: =1.1..(UBS-FINSVC RET OUT)
Amount: .
Wire: 005100 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 026007993 IBS AG IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Wealth Management New York Addr. Stamford, CT
City. Acct. 10014A891233.000 OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). YR868168
Third Party? Y E. Pagan Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AA4C
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number: US01210KU0522516
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/29/2014
09:11:03
2) 2)55 REL TREAS RELEASE / SENT 07/29/2014
09:20:02
3) 3)80 COM TRANSFER COMPLETE 07/29/2014
09:31:30
4) 4)85 JRN JOURNALED 07/29/2014
19:31:07
SDNY_GM_00027951
CONFIDENTIAL
EFTA_00138571
EFTA01279175

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INITIATOR OF WIRE SWK SWK 07/29/2014 09:11:03
LAST UPDATE TO WIRE AA4C 07/29/2014 09:20:02
SDNY_GM_00027952
CONFIDENTIAL
EFTA (()138572
EFTA01279176

07312014 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 66885
INCOMING WIRE BOOKING Date: 10/31/2014
Value Date: 07 31
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 5,000.00
Wire: 000313 PW Book Date: 07/31/2014 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED : ab code: 1
Ordering Customer (Tag 52D):
/10178
WA/YR OMNIBUS CLEARING AC
10178
NEW YORK, NY
Ordering Institution (Tag 56D):
UBS AG STAMFORD BRANCH
US-STANFORD,CT 06912-0305
Ordering Institution Ref. (Tag 21):
00510020140729 PW
Information for Beneficiary (Tag 72):
/SNP/RETURN YOUR PAYMENT ORDER 103
//REFERENCE 00510020140729PB
//DATED 29-JUL-14
//AS BENE IS UNABLE TO APPLY
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING US01212KU0561271 07/31/2014 10:52:46
2) 21 IBK INITIALLY BOOKED SX01506 07/31/2014 11:11:13
3) 41 APP APPROVED ZI NB 07/31/2014 11:12:35
4) 85 JRN JOURNALED 07/31/2014 19:30:53
SDNY_GM_00027953
CONFIDENTIAL
EFTA_MA38573
EFTA01279177

08292014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 60509
OUTGOING WIRE DETAIL Date: 11/28/2014
Value Date: 08/29/2014
womp
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006716 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 021000089 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4987854239
Third Party? Y Ghislaine Noe1le Maxwell Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: MR06730
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0829B6B7IK1C004510
Memo. BANK reference Number: US01241KU0919350
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 08/29/2014
14:31:02
2) 2)55 REL TREAS RELEASE / SENT 08/29/2014
14:31:55
3) 3)80 COM TRANSFER COMPLETE 08/29/2014
14:34:14
4) 4)85 JRN JOURNALED 08/29/2014
19231:07
SDNY_GM_00027954
CONFIDENTIAL
EFTA_(())3 8574
EFTA01279178

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INITIATOR OF WIRE SWK SWK 08/29/2014 14:31:02
LAST UPDATE TO WIRE ME06730 08/29/2014 14:31:55
CONFIDENTIAL SDNY_GM_00027955
EFTA_00138575
EFTA01279179

11202015 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 41214
OUTGOING WIRE DETAIL Date: 02/29/2016
Value Date: 11 20/2015
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006399 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) ;UST &ThII' %WORN I
QP.
ABAO 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 2E00405
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1120B6B7IK1C003062
Memo. BANK reference Number: US01324KUO285280
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Dace Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/20/2015
14:38:03
2) 2)55 REL TREAS RELEASE / SENT 11/20/2015
14:39:21
3) 3)80 COM TRANSFER COMPLETE 11/20/2015
14:40:03
4) 4)85 JRN JOURNALED 11/20/2015
19:30:50
SDNY_GM_00027956
CONFIDENTIAL
EFTA (x)138576
EFTA01279180

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INITIATOR OF WIRE SWK SWK 11/20/2015 14:38:03
LAST UPDATE TO WIRE 2E00405 11/20/2015 14:39:21
CONFIDENTIAL SDNY_GM_00027957
EFTA_00138577
EFTA01279181

02232016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 44279
OUTGOING WIRE DETAIL Date: 05/31/2016
Value Date: 02/23/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 20,000.00
Wire: 005579 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
11-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0223B6B7IK1C002171
Memo. BANK reference Number: US01054KU0297965
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/23/2016
11:69:25
2) 2)55 REL TREAS RELEASE / SENT 02/23/2016
11:55:11
3) 3)80 COM TRANSFER COMPLETE 02/23/2016
11:55:57
4) 4)85 JRN JOURNALED 02/23/2016
19:30:54
SDNY_GM_00027958
CONFIDENTIAL
EFTA_00138578
EFTA01279182

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INITIATOR OF WIRE SWK SWK 02/23/2016 11:49:25
LAST UPDATE TO WIRE RE08472 02/23/2016 11:55:11
SDNY_GM_00027959
CONFIDENTIAL
EFTA_00138579
EFTA01279183

03292016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 58849
OUTGOING WIRE DETAIL Date: 06/30/2016
Value Date: 03/29/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,000,000.00
Wire: 006243 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) GHISLAINE MAXWELL
OP.
ABAO 026009593 BANK OF AMERICA, H.A., NY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 483043627177
Third Party? Y CargoMetrics Compass Fund LP Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ghislaine Maxwell
Loa Document: Momos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RE08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0329B6B7IK2C001314
Memo. BANK reference Number: US01089KU0692018
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Dace Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/29/2016
13:30:37
2) 2)55 REL TREAS RELEASE / SENT 03/29/2016
13:41:56
3) 3)80 COM TRANSFER COMPLETE 03/29/2016
13:43:20
4) 4)85 JRN JOURNALED 03/29/2016
19:31:00
SDNY_GM_00027960
CONFIDENTIAL
EFTA_00I38580
EFTA01279184

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INITIATOR OF WIRE SWK SWK 03/29/2016 13:30:37
LAST UPDATE TO WIRE RE08472 03/29/2016 13:41:56
CONFIDENTIAL SDNY_GM_00027961
EFTA_00138581
EFTA01279185

05062016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 14863
OUTGOING WIRE DETAIL Date: 08/31/2016
Value Date: 05/06/2016
Bankaccount: =RM.. (UBS-FINSVC RET OUT)
Amount: .
Wire: 005943 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHTSTATHR MAXWFT
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue( JOURNALED
C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: R608472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0506B6B7IK1C002115
Memo. BANK reference Number: US01127KU0163888
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/06/2016
12:45:21
2) 2)55 REL TREAS RELEASE / SENT 05/06/2016
13(08:46
3) 3)80 COM TRANSFER COMPLETE 05/06/2016
13:09:32
4) 4)85 JRN JOURNALED 05/06/2016
19(31:04
SDNY_GM_00027962
CONFIDENTIAL
EFTA (()138582
EFTA01279186

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11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/06/2016 12:45:21
LAST UPDATE TO WIRE RE08472 05/06/2016 13:06:46
SDNY_GM_00027963
CONFIDENTIAL
EFTA_00138583
EFTA01279187

06142016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 30252
OUTGOING WIRE DETAIL Date: 09/30/2016
Value Date: 06/14/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 150,000.00
Wire: 005765 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAN 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0010
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0614B6B7IK1C001896
Memo. BANK reference Number: US01166KU0572515
Treasury Department:
Memo.
Wire Approvals Wire Status
Status type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/14/2016
12:02:12
2) 2)55 REL TREAS RELEASE / SENT 06/14/2016
12:21:56
3) 3)80 COM TRANSFER COMPLETE 06/14/2016
12:22:48
4) 4)85 JRN JOURNALED 06/14/2016
19:30:50
SDNY_GM_00027964
CONFIDENTIAL
EFTA_00138584
EFTA01279188

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 06/14/2016 12:02:12
LAST UPDATE TO WIRE 0OUD 06/14/2016 12:21:56
CONFIDENTIAL SDNY_GM_00027965
EFTA_00138585
EFTA01279189

07272016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 54767
OUTGOING WIRE DETAIL Date: 10/31/2016
Value Date: 0
Bankaccount: RET OUT)
Amount: 160,000.00
Wire: 006281 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ARAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0727B6B7IK1C003473
Memo. BANK reference Number: US01209KU0064514
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/27/2016
14:36:38
2) 2)55 REL TREAS RELEASE / SENT 07/27/2016
15:24:45
3) 3)80 COM TRANSFER COMPLETE 07/27/2016
15:25:39
4) 4)85 JRN JOURNALED 07/27/2016
19:31:16
SDNY_GM_00027966
CONFIDENTIAL
EFTA_00138586
EFTA01279190

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SNK 07/27/2016 14:36:38
LAST UPDATE TO WIRE 00NH 07/27/2016 15:24:45
CONFIDENTIAL SDNY_GM_00027967
EFTA_00138587
EFTA01279191

09152016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 31279
OUTGOING WIRE DETAIL Date: 12/30/2016
Value Date:
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 100,000.00
Wire: 006573 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAit 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Destl. 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0915B6B7IK1C003672
Memo. BANK reference Number: US01259KU0618163
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 09/15/2016
15:20:29
2) 2)55 REL TREAS RELEASE / SENT 09/15/2016
15:29:54
3) 3)80 COM TRANSFER COMPLETE 09/15/2016
15:31:27
4) 4)85 JRN JOURNALED 09/15/2016
19:30:58
SDNY_GM_00027968
CONFIDENTIAL
EFTA_00B8588
EFTA01279192

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 09/15/2016 15:20:29
LAST UPDATE TO WIRE OONH 09/15/2016 15:29:54
CONFIDENTIAL SDNY_GM_00027969
EFTA_00138589
EFTA01279193

10172016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 31213
OUTGOING WIRE DETAIL Date: 01/31/2017
Value Date: 10/17/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 005718 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final neat). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status( JOURNALED
C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
11-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0013D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1017B6B7IK2C000942
Memo. BANK reference Number: US01291KU0968313
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 10/17/2016
11:43:37
2) 2)55 REL TREAS RELEASE / SENT 10/17/2016
12:01:26
3) 3)80 COM TRANSFER COMPLETE 10/17/2016
12:02:37
4) 4)85 JRN JOURNALED 10/17/2016
19:30:52
SDNY_GM_00027970
CONFIDENTIAL
EFTA_00I38590
EFTA01279194

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 10/17/2016 11:43:37
LAST UPDATE TO WIRE 00UD 10/17/2016 12:01:26
CONFIDENTIAL SDNY_GM_00027971
EFTA_00138591
EFTA01279195

11212016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 43269
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11/21/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006864 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 000D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1121B6B7IK1C003797
Memo. BANK reference Number: US01326KU0360098
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/21/2016
15:41:03
2) 2)55 REL TREAS RELEASE / SENT 11/21/2016
16:10:57
3) 3)80 COM TRANSFER COMPLETE 11/21/2016
16:11:31
4) 4)85 JRN JOURNALED 11/21/2016
19:30:59
SDNY_GM_00027972
CONFIDENTIAL
EFTA (()138592
EFTA01279196

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/21/2016 15:41:03
LAST UPDATE TO WIRE 0OUD 11/21/2016 16:10:57
SDNY_GM_00027973
CONFIDENTIAL
EFTA_00138593
EFTA01279197

12022016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 6263
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12/02/2016
BankaccountImPIR UBS-FINSVCRET OUT)
Amount: 9,748.50
Wire: 006401 Model. By order of (Client):
PW Yl 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA6 021001088 HSBC BANK USA, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 048714909
Third Party? Y Withers Bergman LLP Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1202B6B7IK1C003419
Memo. BANK reference Number: US01337KU0498218
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/02/2016
14:40:00
2) 2)55 REL TREAS RELEASE / SENT 12/02/2016
14:40:38
3) 3)80 COM TRANSFER COMPLETE 12/02/2016
14:57:55
4) 4)85 JRN JOURNALED 12/02/2016
19:31:45
SDNY_GM_00027974
CONFIDENTIAL
EFTA 00138594
EFTA01279198

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/02/2016 14:40:00
LAST UPDATE TO WIRE CE10312 12/02/2016 14:40:38
CONFIDENTIAL SDNY_GM_00027975
EFTA_00138595
EFTA01279199

12062016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 13479
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12/06/2016
Bankaccount (UBS-FINSVC RET OUT)
Amount: 370,000.00
Wire: 006740 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1206B6B7IK1C003360
Memo. BANK reference Number: US01341KU0532121
Treasury Department:
Memo.
Wire Approvals Wire Status
Status 'AS* User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/06/2016
15:59:23
2) 2)55 REL TREAS RELEASE / SENT 12/06/2016
16:11:39
3) 3)80 COM TRANSFER COMPLETE 12/06/2016
16:12:26
4) 4)85 JRN JOURNALED 12/06/2016
19:31:07
SDNY_GM_00027976
CONFIDENTIAL
EFTA_00138596
EFTA01279200

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/06/2016 15:59:23
LAST UPDATE TO WIRE RE08472 12/06/2016 16:11:39
CONFIDENTIAL SDNY_GM_00027977
EFTA_00B8597
EFTA01279201

01312017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 65560
OUTGOING WIRE DETAIL Date: 04/28/2017
Value Date: 01 31 2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 260,000 00
Wire: 006932 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0131B6B7IK2C002606
Memo. BANK reference Number: US01031KU0115361
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/31/2017
16:21:16
2) 2)55 NIL TREAS RELEASE / SENT 01/31/2017
16:22:59
3) 3)80 COM TRANSFER COMPLETE 01/31/2017
16:23:40
4) 4)85 JRN JOURNALED 01/31/2017
19(30:44
SDNY_GM_00027978
CONFIDENTIAL
EFTA_00138598
EFTA01279202

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/31/2017 16:21:16
LAST UPDATE TO WIRE CE10312 01/31/2017 16:22:59
SDNY_GM_00027979
CONFIDENTIAL
EFTA_00138599
EFTA01279203

02062017 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 11537
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 0=1=42_
Bankaccount: MIIMINIMM(UBS-FINSVC RET OUT)
Amount: 25,000.00
Wire: 005202 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
ABA* 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ty Childress
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 00UD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0206B6B7IK2C000752
Memo. BANK reference Number: US01037KU0165908
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/06/2017
09:46:50
2) 2)55 REL TREAS RELEASE / SENT 02/06/2017
10:00:18
3) 3)80 COM TRANSFER COMPLETE 02/06/2017
10:54217
4) 4)85 JRN JOURNAL/3D 02/06/2017
19:30:53
SDNY_GM_00027980
CONFIDENTIAL
EFIA_00138600
EFTA01279204

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/06/2017 09:46:50
LAST UPDATE TO WIRE 00UD 02/06/2017 10:00:18
SDNY_GM_00027981
CONFIDENTIAL
EFTA_00138601
EFTA01279205

02292017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 55956
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 02/28/2017
Bankaccount: PRIMPONIMPIM(UBS-FINSVC RET OUT)
Amount: 43,500.00
Wire: 007026 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) GHISLAINE MAXWELL
OP.
ABA* 026013576 SIGNATURE BANK IE: S5 12P: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 1501785640
Third Party? Y Marks Paneth LLP Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notee. Invoice numbers 467557 and 476539
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0228B6B7IK1C005299
Memo. BANK reference Number: US01059KU0394120
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/28/2017
15:50:47
2) 2)55 REL TREAS RELEASE / SENT 02/28/2017
15:52:15
3) 3)80 COM TRANSFER COMPLETE 02/28/2017
15:52:53
4) 4)85 JRN JOURNALED 02/28/2017
19:30:50
SDNY_GM_00027982
CONFIDENTIAL
EFTA (()138602
EFTA01279206

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/28/2017 15:50:47
LAST UPDATE TO WIRE CE10312 02/28/2017 15:52:15
SDNY_GM_00027983
CONFIDENTIAL
EFTA_00138603
EFTA01279207

03142017 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 29982
OUTGOING WIRE DETAIL Date: 06/30/2017
Value Date: cuughagy2_
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 25,000.00
Wire: 006188 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAS 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
11-Notes. invoice number 33022420 / Ghislaine Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OB03682
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0314B6B7IK1C002872
Memo. BANK reference Number: US01073KU0537710
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/14/2017
15:34:17
2) 2)55 REL TREAS RELEASE / SENT 03/14/2017
15:35:03
3) 3)80 COM TRANSFER COMPLETE 03/14/2017
15:49:10
4) 4)85 JRN JOURNALED 03/14/2017
19:30:43
CONFIDENTIAL SDNY_GM_00027984
EFTA_00138604
EFTA01279208

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/14/2017 15:34:17
LAST UPDATE TO WIRE GE03682 03/14/2017 15:35:03
SDNY_GM_00027985
CONFIDENTIAL
EFTA_00138605
EFTA01279209

04182017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 38850
OUTGOING WIRE DETAIL Date: 07/31/2017
Value Date: 04/18/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 31,746.50
Wire: 007498 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Ghislaine Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0010D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0418B6B7IK1CO°4016
Memo. BANK reference Number: US01108KU0899485
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/18/2017
16:18:47
2) 2)55 REL TREAS RELEASE / SENT 04/18/2017
16:32:15
3) 3)80 COM TRANSFER COMPLETE 04/18/2017
16:36:59
4) 4)85 JRN JOURNALED 04/18/2017
19130:48
CONFIDENTIAL SDNY_GM_00027986
EFTA_00138606
EFTA01279210

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 04/18/2017 16:18:47
LAST UPDATE TO WIRE 0OUD 04/18/2017 16:32:15
SDNY_GM_00027987
CONFIDENTIAL
EFTA_00138607
EFTA01279211

05182017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 41023
OUTGOING WIRE DETAIL Date: 08/31/2017
Value Date: 05/18/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 180,000.00
Wire: 006656 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) ,I4TSTATNP MAXMF1,1,
QP.
ABAO 121000248 WELLS FARGO BANK, NA 1E: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0518B6B7IK2C001169
Memo. BANK reference Number: US01138KU0229100
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/18/2017
17:02:41
2) 2)55 REL TREAS RELEASE / SENT 05/18/2017
17:17:53
3) 3)80 COM TRANSFER COMPLETE 05/18/2017
17:18:47
4) 4)85 JRN JOURNALED 05/18/2017
19:30:48
SDNY_GM_00027988
CONFIDENTIAL
EFTA_OOB86O8
EFTA01279212

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/18/2017 17:02:41
LAST UPDATE TO WIRE CE10312 05/18/2017 17:17:53
SDNY_GM_00027989
CONFIDENTIAL
EFTA_00138609
EFTA01279213

05242017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 52653
OUTGOING WIRE DETAIL Date: 08/31/2017
Value Date: 05/24/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 247,000.00
Wire: 005406 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Deatl. 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0524B6B7IK1C001772
Memo. BANK reference Number: US01144KUO285869
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/24/2017
10:47:00
2) 2)55 REL TREAS RELEASE / SENT 05/24/2017
10:47:05
3) 3)80 COM TRANSFER COMPLETE 05/24/2017
10:47:47
4) 4)85 JRN JOURNALED 05/24/2017
19230:50
SDNY_GM_00027990
CONFIDENTIAL
EFTA_001386I0
EFTA01279214

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/24/2017 10:47:00
LAST UPDATE TO WIRE CE10312 05/24/2017 10:47:05
SDNY_GM_00027991
CONFIDENTIAL
EFTA_0Ol386Il
EFTA01279215

09182017 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 32837
INCOMING WIRE BOOKING Date: 12/29/2017
Value Date: 0aUdiagi
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 218,791.31
Wire: 000563 PW Book Date: 09/18/2017 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/000203198247
JONES DAY IOLTA INTEREST
555 S FLOWER ST 50 LOS ANGELES C
A 900712300
Ordering Institution (Tag 52):
CITIBANK CALIFORNIA
OLD MASTER CIF FOR SETTLEMENT
Intermediary (Tag 56):
//CP0008
CITIBANK N.A.
US-NEW YORK 10022-4617
Ordering Institution Ref. (Tag 21):
C0172614451301
Information for Beneficiary (Tag 72):
/REC/RCVD VIA CHIPS, SSN 0425192
/BNF/F/C CLIENT A/C NAME: GHISLAINE
//MAXWELL, CLIENT A/C NUMBER
//Y123575. REFUND.
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930261KQ0799796 09/18/2017 15:00:28
09/18/2017 15:00:28
2) 21 IBK INITIALLY BOOKED 2E0E 09/18/2017 15:11:30
3) 41 APP APPROVED AX01389 09/18/2017 15:36:35
4) 85 JRN JOURNALED 09/18/2017 19:31:15
SDNY_GM_00027992
CONFIDENTIAL
EFTA (()138612
EFTA01279216

01082018 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16220
OUTGOING WIRE DETAIL Date: 04/30/2018
Value Date: a
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 2,504.13
Wire: 006113 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ARAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Destl. 4122846652
Third Party? Y Soho House New York Inc Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ghislaine Maxwell, Member ID 4001372
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 05AM
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0108B687IK1C002280
Memo. BANK reference Number: US01008KU0670677
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/08/2018
12:59:48
2) 2)55 REL TREAS RELEASE / SENT 01/08/2018
13:01:44
3) 3)80 COM TRANSFER COMPLETE 01/08/2018
13:02:24
4) 4)85 JRN JOURNALED 01/08/2018
19:10:59
SDNY_GM_00027993
CONFIDENTIAL
EFTA_00138613
EFTA01279217

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/08/2018 12:59:48
LAST UPDATE TO WIRE G5A14 01/08/2018 13:01:44
SDNY_GM_00027994
CONFIDENTIAL
EFTA_001386I4
EFTA01279218

05152019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 35559
OUTGOING WIRE DETAIL Date: 08/31/2018
Value Date: 05 15
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 347.00
Wire: 006460 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAM 042000314 FIFTH THIRD BANK IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 75521599
Third Party? Y Insurance Office of Central Oh Status: JOURNALED
io Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: INEF
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0515B687IK1C002856
Memo. BANK reference Number: US01135KU0062257
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/15/2018
14:17:29
2) 2)55 REL TREAS RELEASE / SENT 05/15/2018
14:19:23
3) 3)80 COM TRANSFER COMPLETE 05/15/2018
14:22:29
4) 4)85 JRN JOURNALED 05/15/2018
19:31:21
SDNY_GM_00027995
CONFIDENTIAL
EFTA_00138615
EFTA01279219

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/15/2018 14:17:29
LAST UPDATE TO NIPS INBF 05/15/2018 14:19:23
SDNY_GM_00027996
CONFIDENTIAL
EFTA_00138616
EFTA01279220

01082019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16153
OUTGOING WIRE DETAIL Date: 04/30/2019
Value Date: 01/08/2019
Bankaccount: .1.1441 (UBS-FINSVC RET OUT)
Amount: 2,534.13
Wire: 006809 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP. 139A CHARLES ST.
APT 231
ABAM 121000248 HELLS FARGO BANK, NA IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4122846652
Third Party? Y Soho House New York Inc Status( JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
11-Notes. Ghislaine Maxwell, Member ID 4001372
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 05AM
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0108B6B7IK1C002476
Memo. BANK reference Number: US01008KU0701747
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/08/2019
15:40:04
2) 2)55 REL TREAS RELEASE / SENT 01/08/2019
15:41:25
3) 3)80 COM TRANSFER COMPLETE 01/08/2019
15:42:03
4) 4)85 JRN JOURNALED 01/08/2019
19131:56
SDNY_GM_00027997
CONFIDENTIAL
EFTA_00138617
EFTA01279221

5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/08/2019 15:40:04
LAST UPDATE TO WIRE G5AM 01/08/2019 15:41:25
SDNY_GM_00027998
CONFIDENTIAL
EFTA_00B86I8
EFTA01279222