EFTA01279007.pdf

065 Fewncial Services Inc. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2015
CNe70056439731115 X2 NI 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIELANE MAXWELL
Friendly account name: Indy. MillenriUm
Account number:
Your financial Advisor.
SCOTT STACK MAN/LYLE CASRIEL
Phone. 212.821.7000/800.308-3140
Questions about your statement? Value of your account
Cat yOa Fir-ran:la Advisor or the
RMA itesourceline at 800-emA- I 000, on October al ($) on November 30 (1)
account 025028776
Your assets 0.00 250,000.00
Malt our websIte: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account $0.00 $250,000.00
Sources of your account growth
Tracking the value of your account duriag 2015
Vague of your account
S Thousands at year end 2014 $0.00
250.0 Net deposits and
vvittodraaWS $250,000.00
Your investment return
Change in
market value 1000
Valuta of your account
on Nov 30.2015 $250.000.00
00
002015 Nov 2015
SDNY GM 00027778
OMmber SIPC CNP7000S00560973 NP70031S0349 COON NIS 030575004 Y128776550010000 Pegs 1 of 6
CONFIDENTIAL
EFTA_00138398
EFTA01279007

SUBS
Resource Management Account Account name: GHI$LAINE MA,AN ELL Your Pi Rancid Advisor.
Friendly account name. SCOTT STACK MANLYLE CASRIEL
November 2015
Account number: 212-821.7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentaga of
November 30 (5) volt XC011at
A Cash and money balances aco 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 250,000.00 10000%
a co 000%
F Commodities
G Other 0.00 000%
Total assets $250,000.00 100.00%
t
Value of your account $250,000.00
Eye on the markets
Percentage change
Index November 2015 Year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
01P70003005613974 NP7003193349 00011 1115 030575004 VI 2877655001I tiffliyGm00027734/fie 2 of 6
CONFIDENTIAL
EFTA_00138399
EFTA01279008

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Fleandel Advisor:
Friendly account nalyte:Indv Millennium SCOTT STACKMANYLYLE CASNEL
November 2015 Account number. 212-821-7000/800-308-3140
Change in the value of your account Your investment objectives:
November 20I Year to date (1) You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Opening account value 50.00 50.00 Fmancial Advisor or Branch Manager. Youcan find a ful description of the ahemative
investment objectives in important information about your statement at the end of this
Deposits, including investments
document
transferred in 250,000.00 250,000.00
Your return objective:
Closing account value 3250,000.00 $250,000.00
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary - Aggressive
Investment eligibihty consideration - None selected
See Account sanity this moron for detiJis Balances in your Sweep Mons are includedln the opening and
closing Mantes value. FDIC insurance applies only to deposits at UST Bank USA, not to deposits al UBS AG,
Daritced &arch of balk deposits pracedihroug: the OBS International Depce41 Account program SIPC Your account instructions
protection celrgies to money rmike: sweep fund holdings but rot bare deposit. seeimportant Iniorrnatbn
about your ddemer4 on the last two pages d this document for *tills.
• Your account cost basis default closing method is FIFO, First In, First Out
November 2015 (1) Year to date ($)
Opening balances 50.00 10.00
Additions
Deposits and other funds credited 250,000.00 250,000 00
Total additions 5250,000.00 5250,000.00
Subtractions
Funds withdrawn for investments
bought -250,000.00 -250,000.00
Total subtractions -5250,000.00 -$250,000.00
Closing balances 50.00 50.00
SDNY GM 00027780
rNP70X0305643975NP7003197349 00011 1115 070575004 vt2e776SS0010000 Page 3 of 6
CONFIDENTIAL
EFTA_00138400
EFTA01279009

*UBS
Yournotes
CONFIDENTIAL
EFT,00B6,101
EFTA01279010

Resource Management Account Account name: GHISLAINE MAXWELL Your Si sandal Advisor:
*UBS friendly account name:Indy Millennium SCOTT STACKMANLYLE CASFUEL
November 2015 Account number. 2124321-7000/800-308-3140
Your assets
Some prices, income and current values shown may to approximate. AS a HSU*. gam and losses May not
to accurately refkaed. Set wporunt inionnabon about your sceement a the end Of ths documeM fOr
more informal ort
Non-traditional
Neva! eguty funds, Hedge fun% andeeher inhestments are teld in your u8SFinancia Writes ex. OAS FS) Estimates of value suppled by Issuers of (ertenprograms (which are generaly • net asset value- estawes)
brokerage account. The positions reported telex reflect the records of the issuers, and LIES f S does not guaantee are steno as Issuer est. value per um'. for ranee equity funds. ' Est. value per UM' as a value spdated
the accuracy of lie information. The value shown rs not necessarily the value you would recent from the Issuer if you graterty, besecion the Net Asset Value (' NAV') In the fund as of the date specified. adusted by addng
sddthe assets. funds actively sdd by U8S S are sibject to ongoing due cligence, although the level performed nay capital cats and subtle/alrig dslributions time the NAV date. The NAV is prinuelly based on estimated
vary. A closed fund may be subject to noongdng diligence A fund that you purchased elsewhere may never have portfolio values voided by the underlying f urd soorr.or Thera furor/tun may vary because of dfferences
been subject to UOS FS dligence. although U8S FS may recent a lee from the funds manager. welch may constitute in the way they were estimated and because the 'Thkd party est. value per vie* may have been prepared
a rreeonty of the management/ incentive fee. Please contact your Financial Adana with questions • Est value per on the basis of fi naxial Information other than yearend Reported estimates may not reflect resale.
urcr is an est ride of %aloe supplied by an independent valuation firm and reflects AustereMs for fadors such a hquidslat or repurchase value, if any, and may not reflect dstnbaions of captor ureil the next valuation is
the liceadty al the units. reported ()merely on an wawa or semi-annual basis. See important infonnation aboutyour steementai
the endof this statement
Hedge funds
Trade Fainter PeeChae once COSI Pao per unresizeo Hcideng
Haring date of stares per share (1) DM 10 shay (1) Value (1) win Of IOSS(1) period
ALPHAKEYS MILLENIJM
FUND I.L.0 FUNDS TO
ESCROW Nov 24, IS 250,003.00 1.000 250,000.00 ST
Your total assets
eercentax of Cost Estimated wwerizecl
Value on Nor 30 DS your accord gases (1) annual inCeme (5) gain or loss (t)
Non-traditional Hedge funds 250,000.00 100.00% 250,000.00
Total 8250,000.00 100.00% 8250,000.00
Account activity this month
Date Activity DeSCrIptiOn Amount la)
Deposits and other funds credited Nov 23 Transfer POURNAL RCM Y1 23575GHISLAINE MAXWELL 250=0.00
Total deposits and other funds credited $250,000.00
SONY GM 00027782
CM, 70X0305643977NPIOCOI97349 M0N i I'S 030575004 Yt 28776SS00I 0000 Page S of 6
CONFIDENTIAL
EFIA_00138402
EFTA01279011

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your II sandal Advisor:
November 2015 Friendly account namo-Indv Milennium SCOTT STACKMANLYLE CASRIEL
Account number 212.82 I-70001800-308-3140
Account activity this month contnuedi
Investment transactions
rot more information about the pricef value shown or restricted securities, see Important information about
your :tatement at the end of Ow document
Proceeds iron PuAdS
truestment withdrawn la Accrued
axe ACtimly Desorption Quantity Vtlue(S) vote (S) ttoniacticas (S) tnvesItnents bougM (S) interest (5)
Nov24 Bought ALRHAREYS MILLENILIM FUND LLC FUNDS TO 250,000.000 100 -250,00000
ESCROW SOLICITED INITIAL
CUSP: 90293X9GI
Total -S250,000.00
Date Admit). Desciplion Amount (5)
Money balance activities 0a31 Balance forward $0.00
Nov 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 250900 00
Nov 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/ IS -250.000.00
Nov 30 Closing UBS Bank USA Deposit Account $0.00
The UBS Cant. USA Depd9t account is your primp/ sweep option
CNP7C008005643978Ne70C0I50349 000I I INS 030575004 " 28776550 OICSAY_DM_0002771Bie 6 of 6
End of statement for account number VI 28776 55
CONFIDENTIAL
EFTA_00138403
EFTA01279012

Important information about your statement
LBS Financial Services M. the F im or UBS Anemia — Froude your name and scare number Of a* dams for casts). The SIPC asset protect*, limits apply to account hate, you choose one of the following
Sentesb is a merrter of all orincisol Nosily, ammo* — Desote the erra or tie gander you revere all accounts that you hold in a panictar capecity. Mesment objectirer
and colons excharges. UBS Frencial Services and LES star, and explah as clear& as you cal shy you The Fan, together oath certain andiates, has also • Prootae CrrentIncome. *Min as seang the
Bank USA we rdrect %Midges of LBS AG and belies t is an error a why you need more purchased o.ppbrnentalmotection. The madman generation ce income any.
affiliates of LBS Saunas U.C. The Fire's Glenda' information anoura mane to **Babb Mat, colsterThek ader • Artiste Capttaf Appraciataa Investments seeking
statement is available upon reoen. The Firm's erceoake — Fronde the dollar amant oi tie suspected emu. this protection is 1500 millon as of Decanter 10, 2013. growth of prncpal rather than the generation of
oni ces are a:
no
The Firm oe Cad Issuer sea l inaaigate sue cancaarn kbact rote poky oorditons ad Imitations, oats a • Prodoce Combination a Moaner and the
Financul Since, M. and MI correct any error promo*. I we take more tan the Firm is further protected fa kg to SI 9 million lithe hemments seekeg both the gereratcn
1 W 2 e 0 e 0 h H aw ar k b e o n r , B N o J a 0 t 7 y 0 a 8 rd 6 F 1 o 0 r b th a e n a n cc s e d n a t y s y o to u d T o he * is i t 6 i m le w a i * t o s v o a ta l y t o y u o r u a w cc il o l h in a t m e ca x p r a e c g it a y. t e A fo fu r * ll y a o p u y r o a f m Th o e u p n o ts i h ° e , l w d a n c a k y p ) a i r s t k a u v l a a il r a ble of ncome and growth of prit011.
1 T . h 8 is 5 F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o , n O ly th o e f r f i m cia o l r r e ec k o r rd a o p f y t ou c th o e m u p s le e t o e f O th ur e M m e a n: r a t n d io re n. g the time h takes us to L Th ip e t S i I r P e C q u p e ro s t t e . ct nn and the supplemental protection * • W C a o l n l se ri t s v k a k p e r o S fi e le ek s s to maven :kW prirc.pa with
r e o o m ff t ic i s b ia s e i l o r t e a n l r i p e d l d e o I a c a s u e m n re e n p I t f o s y . t o c h o u i n b rr t n a e i i e n t d in . i g a t t h c e e c ly r r e d n l i i s c w l a in n r g i e n d r g r a o t t a r o o s t r h h o e u ld I P s i t l - a a u t n n e a c m i m a e l n a h t k e t h * : O a a l u l d t c :o d h n e i t r a i d r s c t * o a M t r e e o g d l u e o la n t r o t a i t e c h c e fr o k o s n m t t l e o o e f r s t h T . a i h s e c oints • b o y C th o e u ir r r t k a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e r s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n M d i I t S u F d in e a d nc n ial c b M e u c e t r r m a is e e k a a a n i s r d e t h t * u l e r a n a n s c k a c y n o d t s o m t t d a h o y e e r s a o n - t c o o k t e u g e - e n p n w p e a r e a c a t t e k w s i i e t r h a v e d n c 4 a nt
&inch Manager of the &lice seevisg your account. m pa y ss b a e n s t u fo b r je m ct t o o r m d a * i r p e u e rc n h r a c s e e s le a e n s d , * c t h o ar y ge s s f k or r l u a n te p aid L S B er S vi A ce G s S (e ta .g m ., f o ce rd rt b a r in a n 0 c ) h ca ( s i h d a M t L u B ra S r c M e T p h ri s ( c ii h c a a t s . h at • M hf o la d ti e o r n n . e Wiling to accept scene risk to pincPal arid
Athaktr al figures shown are mended to be accurate. arrants is cash accourits. Accounts that at gardened including variable annuities, and figsheres of mad tolerate sone votataity to seek hgh er returns.
statement data shmald not be used for tat purposes Rely to other institutions may te subject to a trawler fee finds where such shares are registered drecdy n the • Aggressne: Wiling to accept high rise fo phopal and
sae& on makend lax 1OMS, Form 1099, 5498. nane of ihe account holler on fie bcchs and records hi* volatility to seek high returns over tint.
10425, etc) whin preprinyour lase return. The Firm UBS Snip Optima of to applicable iaaer a arafer agent).
required by low to moon to ter IRS all taxabk adders* LBS offers optim kr sweeping cash belarcek balances • Certain remanent contracts or irmennent interests Statement Ilouseholdne
report** rcntarcable olvidends and tattle inienest to ba-A deposits at UBS Bait USA and UBS AG Stanford kg.. limited pHrtenhix and private placements) teat We may consols:lase al related account statements with
eared en mounters I-Edna:our Brow" net proceeds branch (Bank Sweep Programs), money market mutual are rot registered ender the Securities Act of I933; the sane address n the same envetpe. Accosts may
as sae transactors, and cog bum ascertain covered fads (Money Funt) ad the Mast anal Depose ad be related It this purpose bettasie they have owners
acuities. Accrue (Okla customers with an international • Cornnoditses contracts (e.g, foreign exchange and who aka martin Pm accent relationships with other
Itecar0. PAngemre Account. Through tie Bank pact anm etal cortratt). inducli-g futures contracts dents at the sank address. This practice 6 known as
• C o P n le m as e e n r i e c - a c t o io n n fir s m w a it n h t t o h ra e l F co ir r e m -encatoons in writing U S S w A e e u p p P t r o o g a r n a m es s t . i : c R as a h t e b d al k an n c it e a s T d O t h sw en e p to t t U o B 1 S 11 A 35 G B ale commodity option COMfaCIS. s • t h a o te w m e e b nt o s l m ir a g t e d II n yo s u e p pa re ra fe te r t e o n v re el m pp is e e rs h — di s y e o d u u m al a y
to lusher protect your rij ts. irclafrig your riff* Stanford Branch a a Money Fund. Deposits at U85 The SIPC potectan and the supplemental polection do decline Museholdng by ailing your Fnencial Motor.
• e t n t d h e e r f i t n he e S rt i a al u h t a e b s u I t n io ve n s o to n r t P h ro e t t e c c p ti l o e n f t A o n f t ( h E e P h A i ) n t B ru a le n s k . U F S o A r m ar o e r F e D i I r C d c e r n in u a r t e ic d n in p e a a cc s o e r d k a i n t c v e o w w i e th id F i D c I g C a. n o o n t y a o p u pl M y t a o t e th r e na ir * a . s T se M t * S e EC n d p a th e e a y o n th s a a trn d s t e h a e p pear Friendly octant name
of this statement is not IBS Financial Serstes, LSS Deposes at UBS AG Stamford Bra-d) aid shares of sa/Olareental protection do not protect mann changes The Friend/ *cart name reflects information That you
Financial Services caves yam account as clearng Monty Funds at rot insured by the FDIC. in the mato vale of gar investments (whether a a entered en the firm's mine services websee. It a a
broker by arm-gerrent war the notated stnituton result of market mosernent, issuer batruptcy okatorniuble 'nick-sorra • chosen by yeu to visa yeti
We iriormed you of this rebnorehP whenyou Through the Ok arailsbk beady kiln* are mete to otherwise) wets you recordkeepirg k has no legal effect an your
opened this OCCOJII. In ti cask your Ss& arid depot/ accounts at UBS AG lira Yak Eanchard LBS attar. You Ian change your FnenAraccotrit Mann,
s te e r o s ir i o tie td s a a c re e l i o g c b a r t o e k d e a r, a U n B d S y f o in u a n nc u ia t l m Se a rv c i e ce a s c a a n p d o r n o t I A h G er C FO *r C u . B n al B an r c o es t h he T ld h a es t e T d he e U po M sit s A a G r e C n a o y t i n M in i r B e r d a c b h y M •b o t r a e n id m c o a re ru in ti f o o n rm is a m tio u n t a a bo t u t t o S m IC r , e M q,a b st a r Y * o t u h e m 5 a 1 y K A thr k o i u t g a h Only Services Or by contactrg your Finacial
of any eras or cminion to both firms. are temp:wanly noosed to the sovereign risk of the Brochure, by contacting 51fC at 202-371-8300a by
Colman Mends, and there is no garartaa a other useng the SIC website anwow.alptoop ACOXffilt overview
All accent statements shall be deemed conspbte ad clokution of LES AG to repay the balances while as the • team *Imo' accountkorttfo. Net of assets and
accurate t not objected to is *Miro within 60 days. LES Cayman's Brat's books. Dividend Retvertment Program (DRIP)
The ate reflected is an average price You may obtan • Asset. Inolas avast* cash balances, rakes lot
• Please direct customer complaints or kph:e s to tie Deposits at UMW,* USA and each UM AG Branch are the actual pee from you Fnancial Advisor. Orey whole restricted sear* list), and Global Pine Deposits,
FrmYClim Relations Depavnent a 201.352.1699 not protected by 5IFC . Money Find shares are protected dares re purchnediarder DRIP; partial shires wil be u-reatied marts to market, and caftan as not hell
or toll-free at 803-3SO-9103, 8:00 A.M. to 6:00 P.M by SIPC See *LESS Financial Services Accent koterticri- wet rd the cash wn be deposited n your account The by the Fern. Does rot include unpked murkier; assets
ET Monday through Friday, a in *Miro to 1335 bebw. dviderd renvestment price suppled byte issuer my at the end of the prior and curent statement periods, or
F P i . n O a . n B c o ia x l 7 % 6 r 6 a c U e n s i o h n c C , i t C y l , i e N n 1 t 0 R 7 e 0 la 8 t 7 e . : Iv DePatmenti Upon your reµasl, balances in to Banl. Sweep a O t r s r o ( l r d a in the market pice at Much to partial shares p es ri t m im e a e bl v e e s a to n c w k a o s p , t k io n n v s e sted stock options and
• h me of errors or mantas about an electronic Pagans a OA may be withdrawn and shares of a • Linares Includes debt balnes outstarding magn
hods transfer WTbee psyment cc UBS Thia•debit Maley Find maymaybe liquidated, ad the proceeds Carletelieu Ions, credit roe, don accord balances.
card transactions, call 990-762-1000, a ache to UBS retuned to you a your seam* aco:ert. Crib, whole units may be held in yoke nova. If you at • CashAeoney balances. Total of uninvested available
FroncialSenices Ix., 1000 Hater 81sd, 6th floor, waked to a partial unit as a result of a rividerd pmnenl cash balances, plus UBS Bat USA deposit bark-es,UBS
Weehawken NI 07086, Agit RIME6A Serums. hasher iriormatOn about available sweep *pions, • otennise, the Firm *II ether sell panal knits at AG Standord Branch depose balances and money maket
inckding cement Merest rates and yield , i available at markt prke a accept an anoint determined by a itutual lund sweep bilanceis at the axe of the
Cal a watt as soon a You can if you *He your wwweinoorrinveemielt, from your Fruncial Advisor motto-rad closing agency. and credit *a roam statement period. Nonscarrenodry Vet credit balances in
statement or receipt 4 swag or if you need more or by callng 800-762-1000. your accouv are rot segregated from other balances
irkematiri Axon a transfer on the stnement or Investment objectives ad tie Firm frsi use any of these funds in the ordinary
receipt. The Firm or Card boar (as irpluble)must ISI Itantial Service' wan potation The nvestmere oblate* ad nsk profile at speck to course en its business. these funds at payable upon
hear from you no later tan 60 days after tie Fin The Firm is a member of The Scurries Investor Protection each account and may my between. Please adne the your demand. This total is included in tie <want period
sent you tie fig statement on Mr* the error or Coma** 151K). which protects securities scant of Form porn*/ in snug of are significant change in gar closig value.
;robbers appeared. As masters up to SS00,0:0 (nclAng $29,000 for Polaroid situamn or rwestrnert objectives. For each
SDNY_GM_00027784
CONFIDENTIAL
EFTA_00138404
EFTA01279013

Important information about your statement
(CMI ssued)
Lending information you woulclacuaty men n the market Pnon are — •Distrinceions to date' may include retumol •• h addko to commesskns received in connections
Fre Planed informal ion on the Fins lending practices obtained from aims thrd nary sources wench ow capital, income Cr both. wth the sale or distrtution of nut./ <entracte
and McM utt refer to yam Cent Relacrehip behave to be reliable, but ow do not %sante they — 'Chan/dun nut' represents the nittel offering and tat iwestrnent Kat units to Our clients we
As,t rawl or A«cm-rit Agnentenl AM the General ecrur price per une and may not reflect your cost basis ansor Cur affiliate receive Anna sheng
Terns aid Conditions LOS Staternent of Credit Practices - We rimy* tee the Cloth.? eke when swarth or conpensmicn from nurry of the insurance
amiable in dr. Imintl anIt Dixtrarres the mean of the bid ad ask prices for lined • Restricted securities. Resented serarites gweralk con-panes undenweing the annuity covered..
mine tabs romiacceirori . StrifitiEl and colorsor only bd prices I, OTC re not one*/ eligiblefor public sale. LSS Financed allbates of the insurance (cement or sponsors of
securitis. Services uses the Market fire of the unrestricted stock the me imminent busts we dna toe.
yaw sets — Less acteeb traded securities maybe «icedusing a of the same issuer as an invited value let the — Cur aflk ites alsomen trading ccenrnesicris and
You ctmemerd itemises wouritits and other assets held vakation model or the mon recent prize we restricted stock for purposes el this statement ony. To other compensaldn from mutual funds and
in the mount at the std of the stamens period. You obtained and may not reflect an actual ma-ket price the ',dent that maned parkin' are eligiota fix cab, insurance companies Mose products we chtllioult
may ask for deli/mid tufty paid securities at any tine. vale. the value meted may be stbstatelIe less than the — We receive an areal fee horn LOS Bak USA ad
You mai recent seunties used as loan collateral after — Certain pOlationS may appear wersd a price and eputed value shorn UBS AG Stan-don Brandt of up to $25 per meant
ppay/ng sayy balance dm on them. Any *cooties will thaw as 'price was not avelable• ft we are sweeping tithe barks under the UBS Bank Sweep
Ini Jell! to the Fern d.nng the statement peed are unable to obtain a price for a warily • Eq. (stirneted) income, current 1/Midland feta Roam
lads snake vale as of the esAl of the statement — Deposits Cr searkies dencminated in curencies An estimate of annual income is based on current
period. ocher than U.S. dotes are reflected in the exchange dnidend and interest rates, awning the ocurkies will Activity
• Cost batik determing the con WAS Of the rate as of the staternent date. be held for cne year from statement date or well ht.:rental regerdng conmssians and other charges
settees :Model in this statement where indoted - For «nail searities toeing n nonconforming maturity. This meme is only a guideline, accuracy incurred n correction with the sexton of bodes.
owith the nstrbe UPS f inancial Services An relied denaminaime. price and guantitY (face *AN) may and continued Sane we not gueranteed incLdng option transactions has been included en
informatim cbuined from sources other than UBS have been adeated to facilitsepnciter vabaion. — formed ritual income and current Yield for anlienations innOUSPri furnished to you. and yell be
Fiumial Services, including nfe motion Iran another To Mean current ctotaions, Men amiable, contact cerlan types of searities could slide a return Of provided to you «mollyon re(pet.
fins or that you may have provided to you Fnancial your f flannel Ad.'s«. «castor capital gains in vein case the est.
Achim. The FM does rot irdimerdety wrey cr intone OM ones yek0 would be overstated. Sleet selling
paeans the /aura« valdey of a Somation • Private thresbnento and structured products. — farmed antd moan and newt yield and the eou art engaged in shoe servo a security, you may
Provided by tames elver LIBS Fioncial Serest Ornate Oneonta 'scribes (ix Piing dent actual income and yield might be leavea t r higher hot a dirge die to (main botrowing costs fa that
denotation «loam and real estate investment tam than the estmad amounts part kular secure).
h abliat akIneugh LOS Financial Sewn general& eaten) an! snowed prod/cis are general MS* — An esunate of avualeed Some (dirdlerd axIter
updates this infornution as it it received. the Fins lipid Case. structured produces haw not been inumi) Mike by the current market Open at
does not provide ary assurances tut the inforination registered with the Securities and Exchaw vakieravont• balance is bawd on the Ian dividend Regarding open Cr 'crocIfilcyrcollocr ceders that
under "Cost basis' and "Unealced gad/ loss' is Commissim a seder erg state securities laws. We or clenfr payment made by the issuer and were not mated by the statement date. open buy ad
acute as oi the date of this statement. As such provide ea/mated vats ler private rivrillnent assures the seoseendeones MIb e hell for me sell stop orders are reduced by the anon of dimlesh
please do not net on this information to make steadies and strummed products for intetrafitCrial year torn the statement 43teof VOA massey. or rights on an ex-dividends or (*ei)ts dee unless
;eschew a sale decisions, for un p-rposes wows only. AceLtacy is not guaranteed Accuracy AM continued yield are not guaranteed retracted otherwise by you. You are responsible fa
OthKrifir. Acceonts Oast* mod to the fen may — These vain nsay differ substantial/y1nm prices, if orders that re executed due to your failure to cancel
ref to garbs Hanna ith ony• for the period of any, at Mils a «Wale iwearneral secuity • Assets net held by UK Financial Servicet. Certain erlrg open orders.
tire they are held a the Mn More historical setraved product my be boxle or sold and do assets are not held by the Finn and not netin the
nionnalien can be adled by your Anoxia Advaor. not necessarily represent the mkt. you my Warr Fen's possesseth or control. These assets are Privacy
Loa, Ikon:lotion. deployed on yam statement for Sometimal To obtain a copy of out current Cirri rrefacy Notice.
• Unrealised gent/loges Man data is available. - Thid party estinges of vabe ere as of a certain paws only. Positions and values presented are please contact your Friancial Mawr ce visit our wobsite
evinced urrealized Gate losses are cautated for date and are supplied to UBS Financial Services an a provided by the issuing fem. lin Ftuncial Services is at gen! ubtrOnfreivM oo:oleo
individual secure/ lots. The transaction data for regale bass by an independent yak/aeon I Wm. not respreble for dm inf« nut«) and ikieS not
skvitsal lots mayor may not /Met ommissions. - Btu, general panne a sponsor estimated values. guarantee its accuracy. These assets are rot protected UBS bruncial Services is not a bath the RSA, Business
Man odor security reorganize«, rents. if any. are supplied to the F im by the our. by SVC a to Finns smplenental UPC coverage. Service Account BSA and IRMA are brokerage accounts
Dildand and otter reinvestment lots and systematic gneral partner of speed« and may be calculated which provide access to baang smites and products
oscines. Ms are each cartned to display one based on different Sormithen Iran that used by • Revenue Seering and additional compensation. through arra-dements Min ari dated barks and other
averaged lot. The Trade date colmn presents the third parties to drive thee esteemed yaks. — In addition to ccamiNsenS on safes and 12b1 lees thrd-party banks, and provides access to reliance and
croisa tornacton trade date - You cm °teen addnierul Sonnet:on regarding received n conedon *nth the drantstio of entity products issued by unaffiliated thief-pry
the nvAinodology used to determine the estimate of shawl finds to Cu clonts we ands our aflame Murano companies through Surma agency
• Callable securities Bends ad preferred stock that value, and the date of the formation that is the receive revenue sharing payments from ddtributen subsidiaries of UBS Financial Services Inc.
the issuer cats for ea reclemplon wit be selected bass i« the minate by contacting your Financial and, advisors of the mutual funds that we sell.
/martial& by lot kern among all Searles of that Ades«. These arnateds are based on two dIferent Ineeistaint, swum.. ad annuny products:
issue held in our manna «ninon*** name let era - Thid arty esteemed vibes may be reflected as components 0 the amount oI sales by US of a Not FDIC rend • Noted gut/erten May bee value
client. Call bare Scammicn r obtained from third 'Not priced' n several Mations: yahoo an Nodule mutual fund family to our dents. and ES
parties and K aCCLrarr it no guaranteed. Cher call independent valuation Inn has not PAO'S or is the awn value of a particular mutual fund faniys BMA Resource Manage net Account. Business Services
features may vest whch could if ect yield covokle unable to assir a vabe, when we become awae she.r held a the Sim Account BSA. AMA and ritemational Resource
SPYTUICII will be provided upon request. that a material event has tamed nat may call a — We and co Abate ate receive netnerkrig and Management Accost are registered service nuns of
peeramsly reported vake So elusion, a Men a combs processing lees in consideration let UBS fin.kncial Services Inc
• Certificates of deposit (ma). CO. are 10K inured value wa.hi be higher specula* due to the ruts transfer agent cervices that we provide tote
up to 52%000 in rencjoal and accrued interest per a the seculty. mutual finds These fengenerally are pad from Vera Sign/tire a a registered stoke met of visa
depose« and per depose:gnats-ken in accordance - When neither an *sue, general partner a sponsor investor assets in the mutual14/rd and are a bred Internationte Medd Signature creek cads and WS
with RAC miss. estimated vela nee a dud-prey estimated valor is doer amount based on the rumber of accounts at Vat debt cards are aped by 1.85 Bred USA with
Provdcd the value or the security wit bedifferent the Ismke•idealer holdng mutual lads of that fund perission from vna u SA incorporated.
• Pricevalue Prices displaynd for Annum and olhet keen its (Muse price family
pudic% may be Maher a lower than the price that USS Financial Services Inc Fey 201511
SDNY_GM_00027785
CONFIDENTIAL
EFTA 00138405
EFTA01279014

UBS Financial Services Inc. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
(787008075I 491215at 2 Y1 0
OHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number:
Your Financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone. 212.821 -7000800-308-3140
Questions about your statement? Value of your account
Call your Firian:h3 Advisor or the
R I4 ReSOurCeline at 800-8MA-1000, on November 30 (S) on December 31($)
account 029028776
Your assets 250,000.00 250,000.00
1Asit our website: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account $250,000.00 $250,000.00
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 $000
S Thousands
250.0 250.0 Net deposits and
withdrawals S250,000.00
Your nwsbnent return
Change les
market value 10.00
Value of your account
on Dec 31, 7015 e750.000.00
Nov 2015 Dec 2015
SDNY GM 00027786
Lefmber DIM0004038075149 NP70003I1876000I1 1215 030S7SCOr m28776SSO I 10200 ►egs 1 of 6
CONFIDENTIAL
EFTA_00138406
EFTA01279015

UBS Resource Management Account Account name: V. ELL YourI In oncid Advisor.
Friendly account name:, SCOTT STACK MANLYLE CASR1EL
Decernb?r 2015
Account number: 21242 I 4000800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 roar account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 250,000.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $250,000.00 100.00%
Value of your account $250,000.00
Eye on the markets
Percentage change
Index DeCember 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
ENP70004038075150 Ne2C003i 1876 0C0I 1 1215 03057505g Y12 8776650 1 1gfghlyGht00027Ageje 2 of 6
CONFIDENTIAL
EFTA_00138407
EFTA01279016

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi 'sandal Advisor:
Friendly account name: Indy Milenmum SCOTT STACKMANLYLE CASRIEL
December 2015
Account number. 212-821-7000/800-308-3140
Change in the value of your account Your investment objectives:
December 2015 (3) Year to date (1) You have identified the fallowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Opening account value 3250,000.00 30.00 Financial Advisor or Branch Manager. You can find a full description of the alvernaove
Deposits, including investments investment objectives in Important information about your statement a t the end of this
transferred in 0.00 250,000.00 document
Your m int objective:
Closing account value 5250,000.00 $250,000.00
Current income &<aoital appreciation
Your risk profile:
Cash activity summary Primary Aggressive
Investment eligibility ccnspderation - None selected
See ACCOlint KlMTy this month for det IS Baances in your SweePOOtlonS are included i n the epergne and
CloSing boancts valtit. CDC insurance apples Only 10 deposits x US$ Bank USA, roll Warp:on at U8S AG.
Your account instructions
Stau/cod &arch of bank deposits paced t hrougi the UBS intemationa Nome Account program. SPC
protection applies to money Mike sweep fund holdings but not bank deposits. SeeImportant Information
about your statement on the Iasi two paces d this dccumenl for ,*lads.
• Vett account cost basis default closing method is FIFO, First In, First Out
December 2015 (1) Year to date (1)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 0.00 250,000 00
Total additions $0.00 3250,000.00
Subtractions
Funds withdrawn for investments
bought 000 -250,000.00
Total subtractions 30.00 -3250,000.00
Closing balances 30.00 30.00
SDNY GM 00027788
DiP70004C08075151 Pint:00311876 00011 1715 03057503. Y1287765S0 110030 Page 3 of 6
CONFIDENTIAL
EFI'A_001384D8
EFTA01279017

*UBS
Yournotes
CONFIDENTIAL
EFT,001.3&409
EFTA01279018

Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandd Advisor:
UBS Friendly account name: Indy Millennium SCOTT STACKMAN.LYLE GABRIEL
December 2015 Account number. 212-821-7000/800-308-3140
Your assets
Some ences, income and (orient via ues Shown may teappioximate. ASS HS UR. grins MCI losses may nol
be accurately reflected. See miporunt adommaon about your uerenlenr a the end of ths Otturnern for
more iniommon.
Non-traditional
Privat eguty funds, Hedge funds, and Other iniestMents are kid in your U85 Tinarcial Stotts mc. (UBS TS) Estimates of value suptaisty Issuers of certa n pr.:grams (MIIM ae genetS ly 'net tact value' Mende»
brokerage account. The positrons reported below reflect the records of the issuers, and UBS Fide.: net guarantee se shown as Issuer eu. value per um'. Pot Private equity funds, ' tsl. value per mat' is a value spclated
the accuracy of Ile information. The value shown is not necessarily the value you would recent from the Issuer if you giadedy, based on the Net And Value (' NAV») In the fund as of the die specified, attested by adding
soldtheassets. funds actively sdd by Ueda 5 are subject to ongoing due digenu, although the level performedmay carital cells and subtracting dslabutions since the NAY date. The NAY is remedy based on estimated
vary. Adm.:Ifindma be subject to no onattng diligence A fund that you purchased elsewhere may never have portfolio values provided by the underlying fun:Isponsor. There Iwo nitres ma/ vary because of dfferences
been sulttect to U8S TS diligence. although MS FS may recent a fee from the fund's manager. which may constitute In the way they woe estimated and because ble' Thkd pony est. value (*rune' may have been prePied
a rattOnly of the management! Incentive fee. Please contact your Financial ~or veth Questions 'Est value per on the basis of financial Information other thanyear.end Reported estimates may not reflect resale.
unit' is an estimate of value supolied by an independent valuation firm and reflects attustrnerts for factors such a liquidation or repurchase value, if any, and may not reflect dstnbations of caplet veil the next valuation is
the Istcdty of the units. reverted, generally on at awed or serni-annuel basis. See Mmorrant !Mona ation aØ Øyour , sr.:Matraal
the cm:Jotthis statement
Hedge funds
Trade Minter PurC hat pore COS( Mt per Unitized Hdding
Hddng date of steles poi Aare (3) baksti) shier (S) Value (5) gain of IOSS(1) penod
ALPHAKEYS MILLENNIUM
RIND LLC INVESTED Nov 24, 15 250,000.00 1.000 250,000.00 ST
Your total assets
Percentage of Cost SOMAS Unsealed
Value on Dec 31 (5) your account oases (5) annual Inccme gain or loss (1)
Nontraditional Hedge funds 250,000.00 100,00% 250,000.00
Total 5250,000.00 100.00% $250,000.00
SDNY GM 00027790
P/P70004C0807S1S3 NV703031187600311 121503057SØ vl 287765S0 I 10M0 Pegs S of 6
CONFIDENTIAL
EFTA_00138410
EFTA01279019

*UBS
Your notes
.P70004006076154 HP7000317876 OCOf 1215 030575. YI 28776SW 1,-.o..v'r.Y_GM_0002776fige 6 of 6
End of statement for account numb.' Y1 28776 SS
CONFIDENTIAL
EFTA_00B841 I
EFTA01279020

Important information about your statement
U3S Fiuncul Semmes M. the F im or UBS Financial - r na-nr rd s-r np-rhn t dams for cash) The SIPC asset protege* limits apply to account MN you choose one of The following
Servos), is a member of all orincaml sxsily, ammo* — Mate the error or the venter you ere unsure all a-ccults that you hold in a panicita capacity. Mesment objecliees'
and colons trehages. 1.036 Financial Minces and LES Et0.11, and explah as okay as you cal shy you The Frm, together with certain athletes, has also • Prague Current/mom.. writhe. as sedng the
Bank USA are evince %Midterm of LBS AG and belie t is an error a why you need more purchased o.pOrnental protection. The nverrim generation et income crib..
affiliates of LBS Swain U.C. The Finge Gland* information anoint paid* to al •Igisie clones, cottectieek u-der • Mist* Opt*, Approciatan: Inentments seeking
statement is available upon ocean. The Fern's goo** — amide the dollar amine of the suspected awOr• this prommen is 1500 millon as of (*center 10, 2013. yowls of prncpal rather than the proration of
ogees ye a:
The Firm or Card Issuer MI imegigge sour cempairt Skeet to the policy corditons ad Imitations, cash at • Prodoce Corbin** of Mont ard Capital
CBS ennui Since, M. and MI correct any !Ma primp*. I we take mere tan the fiem is lunette protected fa to to SI 9 million ri the Appreciation honments sederg both der
1 W 2 e 0 e 0 h H aw ar k b e o n r , E Il t l u l 0 e 7 v 0 a 8 rd 6 F 1 o 0 r t th u e r m as a : d r e t w y o to u d ti o l e tit a . i w n e e r w ro it r , o s w o e t d a ' g t o y u o t u a c w o i r ll n h s a * v e a ca g p g x 'e it g y a . e A Ic f e u a l a ll p o y y o a f m ti o e u p n o ts k h y e e w d a is d a e p d a i r s t k m u a la il r a ble of ncome aid Towhee plit011.
L T B hi S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t c . o O d t / h o e f r f i s ci t a a l r c e k c a r d a o p f p t as c th o e m u p s le e t o e f o t u h r e h m o o s n t e o y a t ti o o n n. g the tiro* h takes us to T up he o n S I r P e C t it p ie u n tt . e een and the supplemertal prolegion ° • W C a o l n l se ti t s v k a t p io ro S fi e le ek s s to martin Mill prep* with
r e o o m ff t i i c s b i s a e i l o r t n e o , l i p e d e d o a t c s a u e n n re e p r t t o s y . t o c h u o i m b d e m d r l e e in d t* i g a t h t c e e o ly r l e - n M is w i a d r n i i t - e i 9 n m g d m t t o ; o s t r h h o e u ld P s fi t n l a a a t n n e a c m i m a e l n a in t k s * h t e a a u l d l r * t d o o i n d te r e d n s c t p o a a t r y e e a g d b u l o e la n t r o t a o t c h c e fr o h o s n e t t n fe o o e f r s t h t , a i o s w ards • b o y C th o r u d e r o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s h et i s t c h o e n l t d ro a l w le a d y b f y ro (a m n d C k B i S d F d i e n d ax n el d l M o u w a i n r m is e e k a a a n n s t d o t h v w e ol a a n t c i l a c it n y o d t s o m t t d a h o y e e r s a o n v t o k a t e r g e n e p n o p e v a r e c a e r te a w l s l i i e g th n v e e t n c 4 a nt
erinch Manager et the *lice servng out account. my be subject to marten:me lees, *tops for late Services (e.g., terming/ cash at LBS Batt, (il cab at hflation.
Ablymett al figures shown are 'tended to be accurate. p w a a rm nt e s n fo r C m as a h r a h c i c m an p t u s r . c h A a c s c e o s u a n n ts d t c h h a a t r a ge t s v k a r r d u e n r p r a e i d d L in B c S lu A di G ng S v la a m ria m b e le d a b n ra n n u c it h ie , s ( . i d a n h d t u 6 r 0 a s te ea m rs a o g f m r e ru e b , .al • M tol o e d ra e te s t s o o m W e i l v le o m ta t t a o li t a y c t c o e s p e t e s k c h en i t r r e is r k r t e o tu p r i n n s e . pal and
s st a a e te & m o e n n m t d a a , ta e n sh d z la u x ld I o no n t ' s b , e ( i u .e s . e , d F f o o r r m t o 10 p 9 u 9 r , p 5 o 4 s 9 e 8 s . Rely to other institutions May be subject to a trawler tee f n in a d ne s o w f h d er e e a s c u c c o h u s n h t a h re o s li a e r r e o re n g t i h s e te b re e d c k d s re a c d tly r n ec t o h rd e s • h A i g t g s r e u s n p s ie a : y W t i o lin s g ee t k o h a i c g c h e r p e t t h ur i n t s r o is u e r t o tim p e ri . n apal ad
10425, etc.) whin preparoyour tax return. The Fine it UBS Sweep Options of re applicable iaaer a barter awl).
required by law tocopal to to IRS all taxabk di idrnd:, LBS offers optent Ice sweeping cash balances, balances • Certain nommen contracts co immanent interests Statement Thouseholdne
report** re:humble deaden* and tat enema to bank deposits at UBS Bak USA and U35 AG Stanford Mg., limited palnenhim and prime placarrents) tat We may consolidate al related account statements with
a ea s r s e a d le a tr n a n w s u a n ct t o ie rs s , F a e n ld d c n o y g o t i o r m ex e e n r te t r , t n a e in t p co ro v c e e r e e z d b b fu r n a d n s c h ( M (B o a n n e k y S F w , e n e t p ) P rogr t a h m e s M ), m en on a e c y o m a a l r D k e e p t o m s u e t ual a ay d r ot registered under the Securities Ad of 1933; r b e e r e s l a a n te e d * I d c r e e t s h s is n pu t r h p e o s s e a m be e c • a n m ve e t t c h e ey . A ha c v c e o o s w t n m er a s y
teaks. Accoun (OA)fa customers with an international • Commodities contacts (e.g, Icreign exchange and who also mainain p'int accord relationships with other
Ratan* Management Account. Through fie Bank pte lam metal contrattn. including futures antracts clones al the sane address. This practice 6 know, as
Commtnications with The Fins Swoop Pr.:yarns. cash balances T. swept to 11135 Bak ad commodity option contracts. •IThaeholdrig you prefer termite individual
• Please re-comm any oral cormAntateores in wring USA up to an esti:asked knit ad then to UBS AG statements maltedin stunk envelepes — you may
to higher protect your rips, ireLdng your refit Stanford Brach a a Monty f und. Deposits at U85 The SIPC potectal and tie supplemental arnectson do decline Museholdng by callngyour FhancialAddsor.
• s B e t d h e e r l i t n h t e - K h i o e y l h de -ie n lu In ti v o e n s a to s r t P i r e o t t e o c p ti l o e n ts A o d f t ( h 9 e M fr ) o . nt n Ba it n s k . U F S o A r c a o r r e e FD H IC e M nn ir ik e e d r i , n p e a a cc s o e r d k a i n t c w e r w m ith id F i D c I g C o t. n o o n t y a e p a p l * y g to a r th n e e s r e * a . b l e ie t * S S E I C p 4 e S o t te y c o ie th n a a trn d s t e h a e p pear Friendly scorned name
of this statement is not U3S Francid Strikes, LGS Deposes at UBS AG StanladElra-th and shores of APPlerreentalprotegion do not protect against changes The hierdy accost name ref kas idonnition cut you
Financial Services carries your account as clearng Mosey Fends at rot insired by the f CAC. in the manta vabe of your investments (whether as a entered en the firm's onine services websie. It it a
brcker byma-gement well the ticketed insuknon result of market mosernent, issuer baThruptcy cc customizable 'nick-sem • chosen by you to mkt yea
We irIorned you of this relent:trek* when you Through the OA midi* to earn baron are swept to Muth* wain your recordkeeping It has nO legal effect an your
s o te p ta r e r n r t e e le d te s th l a i i s r c e & r l g o C c b a a r t o u e k l d . e a I r n , a U ti B d S y c f o a in s u a k n n y c u o ia u t l r m S A e a n r c e d e c s e a s a r a r e i n d p d o r rt o t d A th e G e p F C os O a e C w a . c u B c n a o l u B a n n ra t c s e n a s c t h h U e B T ld S h a e A s t G e t i d e I e k U p e o M s Y it s A o r a G k r e E C n a a o y n m t c P a h o n a s & r e d a d L r c B b h y S M ob o t r a e in id m a o r re ri g O io ft: n c m is / m no a n i a d b * ou w t S o I n C m , r o e a l n d r Y o o t m h e m 5 a 1 y K a A tr c d c c ie o .4 u u x n n . t O YO nt J r e ca S n e c rv h i a ce n s g e o r y b e y a r c R on ie ta n c A t t r a g c g c a o r w F l i n n a is m -M e a s l ,
of ay error or cminion to both firms. ate temporally noosed to the sovereign risk of the Brochure, ty contacting SlfC at 202.371.83004 by
Cann Islands, and them is no sines, a other useng the SIX website atwow.aptop ACOXffilt overview
All accent statements shall be downed ccolobtt and dokation of LBS AG to repay de balances while rah, • Woe Woo' accoolOporehro. Net of assets and
accurate t not objected to is wird within 60 days. UM Cayman's Brach's books. Dividend Remmertment Program (DRIP)
The eke reflected 6 an average prke You may obtan • Asset. Includes emerge cash balances, rakes fee
• Please died customer complaint or Mutesto he Deposits at LBS Bait USA and each UM AG Branch are the actual price hem sty Fnancial Advisor. Or whole restricted seamy lest), and Global tine Def:03itS,
Fim'sClern Relations Depavnent a 201.352.1699 not protected by 511C . Money Find shays are protected tare are purchased yearn DRIP; partial shares wil be u-realred marks to market, and certain assets not hell
or toll-free at 8C0.350-9103, 8:00 AM. to 6:00 P.M by SIPC See *U35 Financial Services Accoug Thotecticri- soli ad the each red be, deposited h your account TM by the Fim. Does rot include unwired tenths.; assets
FT Monday through Friday, a in weird to U3S bebop.. dviderd rerwestment pricesupplied byte csuer may at the end of the pior and curent statement periods, or
Financial Smokes Inc, Client Relations DePamment, Offer from the market price at witch dm partial shares prima rareanwas, snorted stock options and
P.O. Box 766 Union City, N107087. Upon pis reµant, balances in to Bank Sweep at sold estimable stock anions
• ts case of errors or curstins about an electronic Swann or CA may be withdrawn and share, of a • Lidettes Include, debt baron, outset-ding rna-gn
fy-els transfer WT bit payment cr UBS Theiredebit Money Fund may be ligadated, ad the premeds Cadoieliem loaf, credit POI account babrices.
card transactions, call 830.762.1000, certif.to UBS returned to you or your seam* accord. Croy whole units may be hello soy account. if you av • CashAeoney balances. Total of uninvested available
FrancialSenices ex., 1000 Hater Blvd., 6th floor, ended to a paliel Log as a result of a ciriderd pwrnent cash balances, plus UBS Bak USA deposit ban-es, UBS
gliehavans NI 07086, WM RIAMBSA Serwes. Futar dannetion about available sweep *pions, • otennise, the NM call ether sell panal snits at AG Stanford Branch deposit balances and menet market
inckezing anent Meng rates and gilds, 6 available at martet peke a accept an amount determined lea a itutual hand sweep balances, at the close of the
Cal cr write as won m you cal if you SIM per vonvaipmentweepyieds from your Francial Advisor mgotored closing agency, and credit gar accost daemon period. No fret credit balances in
statement or receipt 4 wird aif you need more or by rating 800-762-1000. your accost are rot segregated from other balances
rikonaten docut a Manger en the statement or Investment objectives ad the Fins may use any of these funds in the ordinary
remiss The firm OICard beuer (as epplmbld must • Nnancial Senior mount protection The nee-Amer-4 oblectMes ad nsk profile at speck to covese or its business. these funds ate payable upon
hear I rom you no lake tan 60 days deer tie Fine The Feints a member rte Stosities Investor Protection each account and may my between. Please amme the your domed. This total is included in The <wont period
sent you he fig statement an which the wee or Caporaten 151K), which protects securities amorits of Firmprompter .n swing of any eicnificart change in you closhg value.
prcblern x land. its members up to SSOO,C00 (noticing $210,000 for financial situates or ntestmert objectives. Foe each
SDNY_G M_0002 7792
CONFIDENTIAL
EFTA_00138412
EFTA01279021

important information about your statement
(oda [hued)
Lendthg information pu would emu,/ recent n the market ernes an — 'Dstattaions to date' may nchade return of - h adthen to commesens received in connecten
Fa Maned informatth on the Fim's lending practices Sailed from val0L6 tined party some, which ow capital kora or both. nth the sale a dinathiOn Of arruey <entracte
and ddelmayes. refer to yew Cent Relatcnthip beSeve to be reliable, but we do not guarantee air — •Crignaturn we' represents the nitol thorn; and tad reetitrnint teal unit to Our Chants, we
Agreement or Locum Athement rd the General money. price per the and may nee reflect you cost bass angle( ea affiliate resew rants tiring
Team ani Condit ons UBS Reload of Creed Prat kes - We fiellwAl see the <loam mice when ward* or ccevoonsaticn iron marry of the durance
awitable in Agreements ant1 O rx fosures al the mean of the bid rid ask prices fee listed • Restricted securities Restrkted Sehrfin generalb corrthnirs underwriting the arruity «attracts.
maw atm rm ixt cv mtrireksonm securities and Gnats or oth bed prices la OTC ye not current& eligiblefor public sale. LBS Firunciel all bath of the insura-ce companies or sponsors of
seethe. Service use, the market price of the unrestricted neck the are ineestrnent eats we rasattat
Yaw meets — Less actimb traded wcurit in maybe priced using a of the same issuer as me fl oated value fee the — cur affiliates also recent trading coati:Yrs and
You statement athets securities wed other assets held vakation model or lee mon recent peke we restricted stock few purposes of this statement oth. To other compensate:o boist mutual funds and
in the acoatht at the and of the statement period. You anarvid and may not reflect at actual market Prke the esters that addicted searities' are eiliabb to the, assurance companies yaw products ate cartriarlei
may ask for dearth of lolly paid securities al an/ time. or wait the value received may be stkstatiplk, less than the — We receive as anneal fee horn LOS Bart USA rd
You may recent securities teed as loan canal after - Catlin petition my appear with out a price and invited value shown CPS AG Suadth Branch el up to $25 per mead
ppaytg sayy balance dim on them. Any seethes will show as 'price was not avalable• Awe re sweeping to the bads tinder the UBS Bank Sweep
In re.P RI to the Fiend-rig the Ohtani pad are thine to obtain a price I or a warily • a hotineted) inceene, coma yields and new. Progrann.
Rada market vale as of the al of the staement - Deposits Cr seethes dedmiuted ki currencies An emanate of crud income 4 based on current
Pol. ocher than U.S. deems se reflected at the exchange &nand and amen rates, awning the securities will Activity
• Gest bath- h determining the cost bad of the rate as of the statement date. be held foe one year from statement date or until Ithorrutionregardng cayman and other charges
'earths anted in this statermat, where indcated - For ceetan stashes rating it nonconformng mathity. The estinth is only a guanine, accuracy incurred n comedian with the exec atcri of trades,
with the th w LBS f andel Services the relied darninothe ;eke and assartitY Owe value) ma/ and continued mane ere nol guaranteed hiding opaitin transactions has been included en
conformatith attained from sources other than UBS have been adathed to faciltaeprcper vabatian. — Estimated anal income and cured yield for conlimations venousfai furnished so you. and will be
f Sends. mauling nf° ratio% Iron another To obtain Current cantata:els, ran wait*, coma certain types of washes could ithade a than of provided to you provenly on re asst.
lid or that you may have provided to yea Fnancial ye« inancialAthisa. «navalor capital gains in ankh case the est.
Advisor. The Fim does not irdtpenthely very cr income Grxf cummt yek0 would be overstated. Wart selling
gamed the /oath« oddity of ary dominion • Private threstmene. and structured produas. — Initiated anal inane and cumin yield and the f you are engaged it shot selling a security, youm y
«mad by wines Ow than LISS Franc:al Serviced Private ineetnwa seosilies (ix lading *fit actual ithme ridyield might be kith or higher haa chage dm to (email betroth° cons for that
particpation program and real estate imestmera taw than the estmred amounts. pal kular security.
h andleth aalthigh LOS Financial Seethes gtheralb securities) and thawed patios are generally hcfity — An estimate of a-tufted loon* (dithend ardor
plates this dotal:an as it is received. the Firm Algid. Centel structured ;redacts have not been altered) divded by the (trent market Open orders
ekes not provide at assurances that the informaikin regained with the Securities and Exchaw vekniamage balance it based on the last dividend Regrind Wan cc • conclaiacancellee «den that
under "Cost basis' and "Urrealced gars Est is Commas:an a undo any state wcurities laws We or dad payment made by tie issuer and were not <coated by the thwart date. open buy and
accurate as a the date of this statement. As such provide estimated vas for private inventfnerat animas the sear bedews., will be hell for one sell slop orders are refaced by the anoint of dridlends
please do not reb on this donation to make width aid Stfurfareel redacts for informatthal year from the statement data until nabs ay. or riths on an hathidends Cr antes date unless
;eschew a sale decisions, for Is purposes purposes only. Accuracy is not guaranteed Accuracy and continued yield aro not guaranteed. instructed otherwise by you. You we responsible fa
OthKwalt. Accounts transferred to the firm may — Thew Yam naydiffer substantial., then pricey if orders that we executed due to you failure to cancel
ref Lea °artless damathn onb for the period et any at *heti a private itharnere secuty • Assets not hat by UK f :uncial Services. Conan eMtin9 open orders.
tine they are held a the Mn More historical structured pedal may be Ithaeltt a and and do assets an not held by the Pim and no weehn the
ntonalien can be added by your Annie Adman. not necessarilyrepresent the vakathicu 'my reran* Firm's possessen or control. These assets are Privacy
icon Ikea:tenon. deployed on yore statement for intOimalsanel To <Main a copy el our cumin Clara rrnacy Notice.
• Unrealised genenones Man data is hobble. - thid parlyestinges of yak* re as of a torten anepoies only. Positions and values presented are please Called your Fnancial Ades« a vat our websbe
thinned urrethed gene kisses are calculated for date and are supplied to UBS Financial Service on a provided by the inane Inn. LSS Financial Services is at ayerw ohs term/diva-venire
remand secure/ lots. The transaction data for regale bald by an independent vatation I Wm. not resperoble for tics intorrnatmin and does nor
exkvitaal lots mayor may no rodeo cormassionsi - btu, general thine. Of spans« thinned values. guarantee its accuracy. These assets are rot protected UBS rancial Services is Meta* the RMA Busies,
cavnan sacra security reorganitaten thetas. if any, are supplied to the Filthy the our. by SVC a the Finis sidplemental Slit coverage. Services Account BSA and IRMA are brokerage accounts
Dithind and other reinveamed lots and systematic wneral earner or spans« and may be calculated which provide access to baling smites and products
reach es. lots are each ccntned to display one based on dfferem nfternation ban that used by • Revenue shoring and additional compensation. though arra-wants**, at dated barks and other
averaged lot. The Trade date' colthn presents the third petits to drive they esteemed values. — In addition10 CC•TeniSSCaS on saes and 12b.I lees thrd-party banks, and provides access to re( sance and
original transaction trade date. - You can thin addeitrul Woman:in regarding received n cariecton doh tie casaba« ot annuty product issued by unaHoliartedthrdbany
the methodologyused to thiamine the estitha of 'natal funds to our elerst re ands cum af fk ale insurance companies through Murano agency
• C th a e l l i a ss b u le e r s c e a c t u s r f i o ti r e t s a B en re d d s e a m nd p t p io re n t w e a n r d be s t s e e c le it c t t h e a d t b va a lu s e s a i« nd th a e th da in te a o te f b th y e c f o o n r t m ac a tin ti g o h n a t m ha F t n is a t n h o e & M ar a ia i" a re d v v a is n o u rs r o * f W the in m W utu o al r fu ts nd f s ro t m ha c t l w in e r i s y e m ll. o n tubsd iaries of UBS Financial Services he.
anal& by lot Iran smog all seethes of that Add«. Rase amounts are based on two Moen: Imestment, nsurance. ad nuttyproducts:
issue held it our none or in north** name let our - Thid arty *stewed vibes may be reflected as conpenente (I the amount of sales by LOS of a Not FDIC nand • No bath guarantee* May lose value
clients Call loathe inceneticn is obtained from third 'Not priced' it several stun an pankular MIS fund lenity to our Chentf. and 4.)
parties and es accuracy is not guaranteed. Cher call independent valuation Inn has nor sualied a is the awn value of a parlicuLe mutual fund I amibrs RMA. Resathe Management Account. Business Services
features may exist winch could affect yield corplett unable to assign a vat*, when we become away shyes held ate lint Account BSA, AMA and international aeSOISCe
dcanalat will be provided upon request that a material event has oared that may call a — We and err Abate also receive new:eking aid Management Mitosis at registered service marts of
peeve:may reported an into gumboil, a when a errnbus processing lees in coroideratkin for UBS Rnancial Strikes PC
• Certificates of deposit (ma). CDs are 10K inured yak. woad be highey swathe* doe to the rare transfer agent seethes that we provide tote
up to $29S.000 n oricial and accrued interest per a the seculty. mutual knit Thew fewgenerally are pad from tha Sign/tux e a registered with mark of Visa LOS
deposit« aid per depository OnVitlaSOrt in accordance - When neither an muse, general palm a sponsor indictor assets h the mutualhal aid area f teed Interrotionn lOS Vera Signature code cards and
with FOIC rules. estimated wake nee a thrdpaty estimated valor is dollar amount based on the weber of accounts at Yea debt cards are axed by LOS Bark LISA with
therveled the value of the security wit bedifferent the brothelealer holding math funds ol that taxi pthission from tha USA thaporned.
• Priathelue Firms displayed for women% and «het Iron is purchase price family
prodths may be higher or lower than the price that LBS financial Services Inc. P2v 201511
SDNY_GM_00027793
CONFIDENTIAL
EFFA_00138413
EFTA01279022

U85 Financial Services tic. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2016
CNP700569303630116X1 Y1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account nam I v. Mil nniUm
Account number
Your financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone. 212.821.7000'800.308.3140
Questions about your statement? Value of your account
Call yocir Financial Advisor or the
RMA Resourceune at 800-RMA-1000, on December 31 (1) on .lanUay 29 (8)
account 029328776
Your assets 250,000.00 253,155.00
ldslt our %wink': Your liabilities 0.00 0.00
www.ubscomIlinancialserwes
Value of your account $250.000.00 $253,155.00
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 S250,00000
S Thousands
Your nvestrnmt return
250.0 253.2
Charge
market vaue 13,15500
Value of your account
on Jan 29, 2016 5253,15.00
Dec 2015 ran 2016
SDNY GM 00027794
Marabou. SIPC CNP70009305869963 NPI0001$7084 C0011 Oi i6 030575004 )n28776550100380 Page 1 of 6
CONFIDENTIAL
EFTA_00I384I4
EFTA01279023

SUBS
Resource Management Account Account name: ..ELL Your lq Randal Advisor.
Friendly account nam SCOTT STACK/el/alLYLE CASRIEL
January 2016
Account number: 212.821.7000/800308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
January 29 a) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 253,155.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 9253,155.00 100.00%
Value of your account 5253,155.00
Eye on the markets
Percentage change
Index January 2016 Year to claw
S&P 500 -4.96% -4.95%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CNP7001:6005689964 NP7003107004 0001 0116 030575004 T128776550 loakyGm00027Agge 2 of 6
CONFIDENTIAL
EFTA_00B8415
EFTA01279024

Resource Management Account Account name: GHISLAINE MAtVVELL Your Pinandal Adelson
(*) UBS
friendly account name: Indy Millennium SCOTT STACKMANLYLE CASRIEL
January 2016 Account number. 212-821-70001800-308-3140
Change in the value of your account
January 2016 ($) Year to date ($)
Opening account value $250,000.00 $250,000.00
Change in market value 3,155.00 3,155.00
Closing account value $253,155.00 $253,155.00
Summary of gains and losses
vanes reported below exclude products for which ions andlo$SeS are not classified.
Realized gains and losses Unrealized
January 2016 (V Year TO date IS/ gains and losses (5)
aoo
Short term 0.00 3,15500
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives m tmportant mfomnation about your statement at the end of this
document
Your return objective:
Current incCme & capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderafion None selected
Your account instructions
• You account cost base default closing method is FIR), first in, first Out.
SDNY GM 00027796
C NP7C00930566996S NV7003'87084 00011 0i1603057%CM Y128776S50 mc000 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 384 I 6
EFTA01279025

$UBS
Your notes
0........................,,.."....._,,,,,,,,,,,..• a 6
CONFIDENTIAL
EFT,00138417
EFTA01279026

Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS
Friendly account name:100v Millennium SCOTT STACKMANYLYLE CASRIEL
January 2016 Account number. 212-821-7000/800-308-3140
Your assets
Some prices, income and current vdues shorn may te apprOximale. AS a reale. gains andlosses may nos
be accurately reflected. Set gmp ollen( ingopeebon about your statement a the end of this etc loset for
more inform, on.
Non-traditional
Private egilty funds, Hedge funds, an001her uhestments are held in Mix U85 Finarcial flikeS Inc. CUBS FS) Estimates of value staled ty Issuers of certain programs (which are genteelly net asset value' 'stoats)
tonisia;e account. the positions reported below reflect the records of the issuers, and UBS FS Bees not guarantee se shown as 'Issuer ett. value per unit'. For ravle equty fund., • Est. vaue per unit' n a vaue updated
the accuracy of the information. I be value shown es rot necescsly the value you would recent from the issuer if you quarterry, tuned on the Net Asset value NAY' ) In the fund as of the date specified, tiClustedty addng
sold the assets. funds a lively sold try UBS FS are subject to ongdng due cilianee. although the level performed may capital calls ard subtracting chtributions since the NAV date. The NAY is pamsny based on estimated
vary A cloned hod may be subject to noono:kg dirigerce A fund that you purchased elsewhere may never have portfolio values prcnided by the undo/Wino fund sponsor Thine hvovalues may vary because ce dfferences
teen sulDieCt to u8S FS bhgence. although UBS FS may recehe a fee Iron the fund's manager. which may constitule In the way they were estimated and because the 'Third pony est. ',due per one' may have been prepared
a rnaonly of the managerrenelixentive fee. Please contact your knsncia PCINSOf wth Questions • Fa value per of the begs Of financial information other than yearend Reported estimates ma/ not reflect resale.
unit' is an estinate of willue sumlied ty an independent valuation firm aid reflects acLustrnerts for factors such a liquidation or repurchase value, if a-ry, and may not reflect dstributions cr captal uteri the lien valuation is
the lquxIty of the units. rePated, gene ray cis an as nut' Or sein-amoral basis. See Oporsof information abaft your f a /entreat
the end of this statement
Hedge funds
Teak NbJrntief Pur< hat once Cori Pnce per Unreal/NI Hackng
kiddng date o1 shares Per Share (1) beva (1) shale (l) value (14 gan ce toss (S) period
ALPHAKEYS MILLENNIUM FD
LLC BROKERAGE AS OF
CECEMBER 31, 2015 Nov 24, 15 250.000.00 1000 253.155.00 3,155.00 ST
Your total assets
Ft irentage of Cost EStiMated Unftæred
Value on Jan 29 (1) your account oaks (1) annual inccMe (1) gan or KM (i)
No e-tairtional Hedge funds 253,155.00 100.00% 250,000.00 3.155.00
Total $253,155.00 100.00% $250,000.00 $3,155.00
SDNY GM 00027798
c HP7C009305669967 NV7003187084 00011 0116 030575004 Y128776550100000 Page 5 of 6
CONFIDENTIAL
EF1'A_00138418
EFTA01279027

*UBS
Your notes
""- r,:r7,:,0677:=7:z"---"- ---6°''
CONFIDENTIAL
EFTA_00138419
EFTA01279028

Important information about your statement
U3S Firuncial Services tic. the F im or UBS Financial — Prorde you- name and accom natter Of tell dams for cash), The SIPC asset protect.* limits apply to account held you choose one Of the following
Senges), is a merrter of all orinckel sexily, ammo* — Desute the erra or tie Wander you revere all a-cants tut you hold in a panicuta capacity. imesment obtains'
and cpteris ealtages. LA36 FrencialSenices and LES $0.1, arldexplah as clerk as you cal shy you The Ern, togeter with certain affiliates, has also • Praha"ct amentexome. I,.csb in as seekng the
Bank USA are rdrect sibsidures of LES AG and belies t is an error a- why you need more purchased ompbrriental protection. The megrim generation d income cribs
affiliates of LBS Searitin U.C. The Pim'. I kande' nformation mount payable to al *Gable clams, coligliak ader • Odin* Cape*, approciaten Investmentsw aking
statement is available upon regal. The Firm's ego** — Prorde the dollar amant of n suspected emu. this protecticn is 1500 millon as of Demeter 10, 2013. yowl/ of prncpal rather than the gel-oration of
oni ces ye a: note w.
The Firm or Card Issuer a rweoigmeyout compare Skeet to Me poky corditons ad Imitations, cash a • Produce Combing.* of arcane Jed Capital
Financul Seances M. and MI carect any error promptk. I we take mare tan the Firm is father protected fa bp to SI 9 million el the Appreciation euesiments 'earn both the generator
1 W 2 e 0 e 0 h H aw ar k b e o n r , E N t J u l 0 e 7 v 0 a 8 rd 6 F 1 o 0 r b th u e si m nes a s d s a t y s y o to u d h o o l t e h i 6 t i s n e e t r w ro it r , c s r o o c t k a g t u yo t u a w ca il c l i h a a * w a ca x p r a e c g it a y. t e A fo ft r / a 1 l a l t o m ur o a f m Th o e u p n o ts k h y e l w d a in d a i p g a i r s t k m u a la il r a ble of noon* aid Torah of pritpll.
U Th 3 is S s F ta ri t n e c m ia en l S t r e e r p vi r c e e s s e a n c ts c o th u e n t a , O ll t / h o e f r f i m cia a l r w ch a , r d a o p f s t ee c T o he m u p s le e t o e f O th ur e i m mo e n s e tg y a a ti x o i n n . g the tine t takes us to T se he X S e I l P fe C t t p e r S o t te . ct en and the supplemental protection * • W C e on ll s e t r i v s a k ti v p e r o S fi e le ek s s to maritain nitial prix.pal, with
r e o o m ff t ic i s b ia s e i l o r t e n o l i p e d l d e o I a c a s u e m n re e n p I t f o s K . t c h u o i r b m rt a a m in n e i d n * i g a t h t c e e e ly r r e n n i i s c w a le r n i g t e i n d rr g a o t t a r o o s t r h h o e u ld I s P h t l a a e t a n e s c m e ia m e l n a in t k s e h t i a a tu ll g t d io : e M n c r k i d r s c t p o a a t r y e e a g d b u l o e la n t r o t a i t e c h c e fr o E o s n r t t n fe o o e f r s T T , h a i h s e v ant, • b o y C th o a u d r i o r a n n c o c f o t r e u a n n p t p n v l e y a t b l u a e s ' ) s b et a s t c h o e n l t d ro a ll v e a d y b t y ro ( r a n n U d i 8 t S lx ti b ng d ic n al t b in u e c e t o r m m is e e k a a a n n s m d t h u v e o m l a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n - t c o k o t e r g e n e p n o p e v a r e c a e r te a w l s l i i e t p h v i e le n a 4 n t
Branch Manager of the &lice sarvig you account. my be subject to magenta lees, charms for bte Services (e.g., certain 0) cash at LBS BaThElcath at inflation.
payment for moritiet purchases and charms kr unpaid LES AG Surnfird bunch (id noon* precticts • Moderge. Williw to accept sane risk to pintpal and
Atrcupt al figures shown are intended to be accurate. amunts n cashaccounts. Accounts that at trarderred including variable among. and 60 *gel of mad tolerate some votataity to seek hirer returns.
s st o a a te k m o e n n w t & m la e s n h d : L ta t x d I c n o o n t b s e . used F f o o r r m t o 10 p 9 u 9 r , p S os a es t Rely to other instingions May be subject to a trawler fee f n in a d no s o w f h t e h r e e a s c u c c o h u s n h t a h re o s ll a e r r e o re n g t i h s e te b re o d o d ks re a c n n d y r e in c t o h rd e s • h Ag ip re v s o a la n t e il : it W y t i o lin s g ee t k o h a u cc h e r p e t t h ur i n p s r o is a e r t o tim p e rin . cipal aid
10425, etc.) whin prep:Mgr/a law return. The Fim 6 UBS Sweep Options of the applicable Mgr a turafer agent).
required by low to report to ttei IRS all ta.abk dividends URS offers optim kr naming cash balances, balances • Certain rmesimice contracts or immanent interests Eggnog Irouseholdne
report** rentacable dui:kinds and *Mk imennt to ba-A deposits at UBS Bak USA and UBS AG Warlord (eg.. limited partnenhix and private placement.) that We may consolidate al related account statements with
eared en acuities Peking", accent, net prate* branch (Bank Sweep Programs), money market mutual ye rot registered under the Securities Act of I933; the sane address n the sin* envelope. Accosts may
an sale transactor., and cog toms an certain covered fads 8Acney Fad.) ad the enterut matDepose ad be related Ice this purpose bettme they have owner
searities. Acacia" (0A)fa customers with an international • Cormnodities contacts (e.g, foreign "Marge and who also maintain Pin mom relationships with other
Refara Management Account. Through The Bank erneOs metal centres.) including fumes anracts clones at the sane address. This prat*" 6 known as
Coirommications with The Fun Sweep Proper" cash balances ac swept to U85 Bak and commodity option contracts. • housel-oldrg. R you prefer to receive rdisedual
• Please reicontk m any vat cormxncaborts in wring USA up to an esti:bawd knit ad then to UBS AG statements mated 0 separate envelopes— you may
to further protect your rips, bylaw your mpg Stanford Branch a a Money Fund. Deposits at U85 the SIPC protect.* and tie supptemental protect.* do decline hauseholding by calling yOur Financial Ackitor.
• s t e t d h e e r f ; t n h e e m S i a al m im n i a ta I t n io ve n s a to n r t P h r e o t t e o c p ti l o e n f t A o n f t ( o Sr t A re l nt B ru a le n s k . U f S o A r m ar e e r F e D i I l C o n M n u a s t e ic d n in p e a a cc s o e r d ta an t c w e w w w ith fd F i D c IC n o o n t y a o p u pl M y t a 0 t e th r e n s a e * a . s T s h e e t: S le E a C n p 4 r S o t t y e a °t n he , a rm d s < th a e p pear Friendly account name
of this statement is not UBS Financ41 Straits, LGS Deposes at LES AG StmladB ra*/ and than of sinPlerriental protection do not poled aganst changes The Fnerdly gaunt name reflects NM° maim That you
Financial Singes caves gas account as cleating Morey Funds at rot inured by the FDIC. in the maim vale of gar instalments (whether a a entered cn the firm's mine services want.. It a a
brcker by airancerrent well the negated insoknon result of market movement issuer birkruptcy astornitable *nielnarm • chosen by you to ana 1,0J
We rammed you of Ins relgorchn when you Through the Ok agailable tome. balms are met to othenwiteg wets your recordkeeping t has 11O legal effect an your
opened this attars. In thie cam your lads and depose accounts at UBS AG Here Vol. French ard LBS account. You tan thaw you Fri amount flan*,
s ti t e a r ir t o le m s a d r t e a k g e b e r l o e k d e a r, a UB d S y f o in u a r n u c s ia t l m Se a n c a e te a s r a e n p d o r rt o t t A ie G F C O w C a . B n al B an r c a e c s h h . e T ld h a es t e T d he e L p E os S it s A a G r e C n a o ym t g a o n r B e ra d n b c y h M ob o ta re in in m ta o r re ro i t n i f o o n rm is a m tio a n i a d b * ou t t e W rm PC re , r u ic e b s d t ir Y g o t u h e m S a I y P C A th ch tc is u o p r. Onfre Services a by contactrg gar Finamial
of ay error or cminion to both firms. ate temporal* noosed to the sovereign rah of the Brochure, by contacting SlfC at 202-371-8300a by
Cann "Iamb and Thero is no warns, a other "sag the SIC website arrotw.41perup ACCOWt overview
All accent statements shall be deemed cerryobte and dokation of LES AG to repay the balances while en the • Mee of pow Jecomanerforn Net of assets and
accurate t not objected to in writing within 60 days. LES Cayman's Brach's books. Dividend Renviertment Program (DRIP)
The price reflected is an agape price You mai obtan • Asset. Maas amid* cash balances, gams lot
• Please dies customer complaint or impliesto he Deposits at LBS Bait USA and each UBS AG Branch are the actual price from you Financial Advisor. Orly whole restricted seosey lest 1, and Global Tine Deposit%
FM'sClem Rattans Deparnent a 201.352.1699 not protected by 5IFC . Money had shays are protected gums ate puichased Leda DRIP; pakal litres wit Le u-reatied marks to market, and certain mots not hell
or toll.free at 860.354-9103, 800 A.M. to 6:00 P.M by SEC See #U35 Fruncial Services Accent kotecticn- sod and the cash wg b. deposited in your gaunt TM by the Fim. Does rot include unpked wait" assets
ET Monday through Friday, a in micro to U3S bebw. dviderd reinvestment pricesuppled byte issuer may at the end ofthe aim and curent statement periods, or
F P i . n O a . n B c o ia x l 7 S 6 em 6 U ite n s i o h n c C , i t C y l , i e N n J t 0 R 7 e 0 la 8 t 7 im . m Deltatmenti Upon year reµanat, balances in to Bari Sweep a ca t ll e s r o b ld a rnthe market price at which the partial shares ' p a e c v c a o * s in t e * e s s t t o n c w k e a s n , i k o r n -n s e sted stock °pions and
• in case of errors or pastas about an electronic Rogan; a OA may be *admen and shares of a • Ligatnes Includes alba biliron Quit/-.ding Magn
fads transfer WIT. We payment a UBS VoOdebit Money Fund may be liquidated, ad the proceeds CeideMlieu hors, credit lie, Oltel Want balances.
card transactions, call 990-762-1000, ornate to UBS retuned to you a your seam* acceirt. 019 whole unts may be hell in year accour. if you ag • Cashanoney balances. Total of mintested available
Financial Services Inc., 1000 Hater Inca, 6th Boor, Mated to a panial sae as a result of a thiderd pmnenl cash balances, plus UBS Bak USA deposit barees,UBS
Vileehankers NI 07086, Mix RIAM3SA Services. Firths. Hofmann about available sweep onions, anywise, the Firm sill either sell palal Was at AG SanfordBranch deposit balances and money make)
adding agent retreat rates and jet*, 6 available at mann pie cr accept an anoint determined by a stated fund sweep balancet, at the else of the
Cal a watt as soon aye can if mu tar ger wimmigardsweeprebk from your Financial Advisor motored clash) agency. andcredit goer accost statement period. Noniceennocity ree credit balances in
statement or receipt 4 swag or if you need more or by Feting 800-762-1000. your accost at rot segregatedfrom other balances
incematen daut a transfer en the clamant or Investment objectives a* tie Firn may use any of these funds in the ordnay
receipt The firm or Card !mug (as asplcable)must UPS Energise Service' amount protection The nvestmere atones ad nsk profile ay speck to touts" et its business. these funds ate payable upon
her from you no Ism than 60 days after tie Fan The FM is a member of The Start* Investor Protection each account and rnay tow banyan Please acme the your domed. This total is included in tie curing period
sent you tie fin statement on which the eta or Con/oaten 6IPC). which protects acuities a-corts Firmpromptly in Mtn; of any significant change in sar closig value.
;gbh.", gland. its members up lo SS00,0:0 (ncladrg 5298,000 for financial steak* or Penmen objectives. For each
SDNY_G M_0002 7800
CONFIDENTIAL
EFTA_00138420
EFTA01279029

Important information about your statement
(CM tinued)
Lending information you woulda—wait wen n the market Prom. — 'Distrbscions to date' may include return of - h xenon to comma's«s received in connetn
Fre Mated informaldi on She Fins lending practices obtained from Mon thrd pay sources wench We capita income cc both. wick the sale or distrbution of aunty contracts
and doclowe refer to you Cent Relnenthip bete to be reliable, but we do not guarantee thee — 'Crignalsrd um' represents the nitol Olean; and cat erieitrninl Kat units 10 Our thefts, we
Asfeernml or Is«ctrit Arenlent end the General ateur acy. price per tint and may nee reflect you cost bass ant/Cr err affiliate drew remise sting
Team ani Conditions LOS Slatteneed of Credit Prank,. — We fat* use It dosing peke when mato or confiensmit Iron merry of the trance
mailable in 49resterifs and Canckeures the mean of the bid and ask prices fee lined • Restided severities. Potted smelts generalb corrptin urdenweing the annuity {overacts.
mine obi romiacceingrie . securities ad options or onb bed prices ke OTC av not dawdle eligble for public sale. CBS Financial all bates of the insurance ccenpanies or sponsors of
securities. Sowed use, the Markel rite d the unrestricted stock the on imminent trusts we dm tut
'few sets — Less ecting traded soviet maybe «iced using a of the same eater as en input value la the — Qtr affiliates also wen tradig ccermosions and
You stmemeed Onus securities rid other tees held vakiation model a the mon mare Facie we restricted stock for purposes of the sidemen' onk To other come-oat, from metal kinds and
in the tont at the and o1 the SIMMS% period. You obtained and may not reflect an actual market ;We the indent that notionm arkt are Migbia to ride, insurance companies whose product we dolaulti
may ask for debeety of lolly paid sourein al ern time. cc van. the wake rected may be se/aslant* less than the — We receive an anneal fee horn LOS Bak USA ad
You may remise states used as loan coltral after — Certain positions may appear item a price and krbuied value shut UBS AG Suffield Brandt of up to $25 per account
paying any balance dm on them. Any secants will anon as 'peke was not evalable• ft we are sweeping to the bats undo the UBS Bank Sweep
Attie PRI to the FM0ring ter stattnunt period are unable to obtain a price fo r a sootily • Est. (tirnetad) income, current yield, and rat Protrann.
Medal market vale as of the end of the staemerd — Cre/SOSIIS ce setts demmitted in curencies An mint of arrual income it based on current
Pond other dun U.S. dotal are reflected a the exchange dvidend and interest rates, msuning the securities will Activity
• Cost bat In dethroning the cost base of the rate as of the statement date. be held for cr. year from statement date or snit Neonatal regardng comets and other charges
starts itxtudol n this statement. where induced - Fee certain strikes taxing in nonconforning maturity. This taint is only a guideline, accuracy toured n correction with the newton of lodes,
with the rut. 'I,' CBS f intl. tricot hat chnerninanne. pae and OluantitY (lace valve) may and continued incarre we not gueranteed nosing option transactions has been included en
on informatim obtained from stem other than UBS havebeen adested to lateen:roper vale on. — Enirmted armn income and curt iteld for conliernations previous)/ furnished to you, ad .WI be
tonal Seeks. ridding nip:nationI nt another To Mean cunere ctotakens, when agaiabk, comet cedar types of securities could evade a return of provided to you prearestly on reepeSt.
five ce that you may have provided to you Mandel patr natal Ad.'s«. «mewl or Capital gain n shish case the est.
editor. The Fin don not indepenitedy May ce income UM anent yek0 would be overstated. Stet selling
gaunt the onset cr valty of try :damnation • Private kreestmento and structemed preclude. — (sated annual income and omit yield and the toy ate engaged in shoe selltg a security, you may
periled by sawn odor than 1.66 Financial Services Private tette secesilin (ix Wing Mat actual income andyield might be barer or higher incur a large die to cenan bowcwing costs for that
partkpatian progiam and real estate imestmerd trim than the estemed amounts. papule security.
h wilts aeltigh LOS Financial Steel generally securities)at studied prodats are «rung WV, — An ensnare of arrualeed income (dividend and«
plates the information as it it received. the firm algid Cense. seructesed «tuts have not been intent) tided by thee...at make Open aedese
does not port at asuances Asa the inforinton rtgartored with the Securities and Exchaw ionar avow balance is based on the an dividend Regarding opts. Cr 'gxeddiecancellte «dos that
cater "Cost basis` and "Urevalced gait loss' is Corrmissim or ender ay state securities laws. We a nerd Part made by the issuer and were not matted by the summit date, open buy x4
mart as of the date of this statement. As such pond. Minuted vats for private irlytillnern askant the seasthettouts will be hell for one sell stop orders are enticed by the snout of didends
please do not mei on this *Venation to make fenfitieS and toted products for inkorreatorul yea from the statement date Or until matudy. or rights on an exavidends or weights dote unless
;that a sale decisions, for Is purposes papaws only. Acre-racy is not guaranteed Accuracy and continued yield are not guaranteed instructed otherwise by you You are responsible fa
OthKwist. Accounts transfm id to the ft my — Thew vats mydiffer substantial/1nm pit if orders that ye executed due to you failure to cancel
reflex °artless informi n oribr for the period d any, at Mitt a private Moment see sty or • Amu net held by UBSFiffifiCial Services. Certain emAn9 open orders.
tire they are held a the fern Morehistorical %waived «odd may be bosifil or sold and do assets are not held by the FM and not even the
nionwalicin can be ailed by your Maxie' Advent. not necessarily represent the vat you Filly rote Fern's possessen or control. These assets are Privacy
ten liwifition. deployed on yds statement for informantal To ebtain a copy el our current awn eritscy Notice.
• Urns.M ed get/lost Men data is avabble, - lhid parlyestinges of value aro as °faunal pants only. Positions and values presented are please contact your Friartial Aden"- re vier our swine.;
estimated urrearized gaits losses are calculated for date and are Applied to UBS Fnaxial Services an a provided by the issuing fem. Lin Financial Services is al gene ant Onifreivaestolev
rental searty lots. lthe transaction data for regular base by an independent vatestion I Wm. not resproble for ths jai:mud«) and does not
wkriteal Ices mayor may not relied carmessicre. - Issuer, general palm. Of sponsor estimated values. guarantee its accuracy. These assets are not protected UBS reword Stites is not at* the RMAv Bushes,
dorm arch tufty reorganitalin erns. if at are supplied Coln, rot, by the our. by Seta*. Fan's paploneneal SIPC courage. Services Account BSA and IRMA are teeter accounts
Ditind and other reinveament lots and systematic 0ntralp rey a spans« and may be calculated which provide access to bracing services and products
Noted km are each ccertned to display one based on different itematon tan that used by • Revenue Swung and additional compensation. through arrargonents win aSI haled barks and other
averaged lot The Trade dale' colmn presents the third petits to dew thee Meted mkt. — In addition to commission on sits and 12b1 lees thed-party bares, and provides access to insurance and
«ginal transaction rude date - tauten obtanaddnivW Sarmatian regarding received an cartoon toil the dentin« of a-nuty prodects issued by snaild ieted thedpany
the methodologyused to catmint the estate rivesul find to our climes we andor our af( nate 'mama companies through nuance agency
• Callable securities Bends and preferred stock that value and the date of the domain that is the receive rertnoce sting payments frtnIdigrbuton subsidiaries of UBS Financial Services Mc.
the issuer cats for tab redemption wit be selected basis for the minute by contacting your Financial anew advisors of the mutual funds that we sell.
/martial& by lot lam among all SeOfireS of that Advisee. These tosses are baud on two Meant Irweinnum, nsurance. and arnmy products:
issue held in our rune or entente me* fa out - Mid party estimated vats nay be reflected as components (R the amount of sales by CBS of a Not FDIC reared • No bank guwantem May bat value
clients Call teaks infonnakn ie obtained from third 1.0 ;reed' nseveral simians: vnhen an pankula mutual kind ferny to our <lents. and GO
panes and els accuracy is not guaranteed. Other call independent valuation Inn has not SuPftd or o the ate valt of a particular mutual fund fangs AMA Restate Managerend Actin. Business Sates
films may vest whch could afoot yiekt onplete unable to assign a vala when we become aware shye held a the km Amami BSA AMA ad nternaziceol IleSafre
inerrnaltit will be pained upon request that a material event has occurred that may call a — We and °a effete ate rece.e netwokng and Management Accost are registered sent marts of
penkusly repined vallue it quesenn. awhen a combs processing lees n consideration lee UBS Manta Stites tie
• Certificates of deposit (CDs). COs are FOK inured van mexf14/1 be highli speculate clue to the nave trader agent cents that we ;note to the
up to $290,000 n princPal and accrued ireeresi per ad the Sfallity. mutual finds These fe re generally are pad from Vasa Sign/tux is a mastered service mark of Visa tes
depot.' and per deputy110SX' in accordance — When neither an *suer, general partner a' sponsor investor assets in the mutual fu-d and are a ford Intimation. LOS Visa Signature out cards ad
with FOIC cubs. estimated val. nor a thrd-party estimated value is dot. amount based on the rumber of accounts at Visa debt cards are *peed by 1185 Pre USA with
provided, the wkw of the security nit different the bthkethleake holding meta lunch of that fund omicron horn via U SA Incorporated.
• Price/value Prices displayed for wont and othet Iron as aesthete prig. family
vett may be hot a lower than the peke that USS Financial Services Inc. Poe 201511
SDNY_GM_00027801
CONFIDENTIAL
EFTA _00138421
EFTA01279030

U8S Financial Services Inc. Resource Management Account
c;It UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 February 2016
CNP70057492290216X1 YI 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: loth Millennium
Account number.
Your financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourCeLine at 800-RMA-1000, on January 29 (S) Co February 29 W
account 029028776
Your assets 253,155.00 252,155.00
Visitour websIte: Your liabilities aoo 0.00
brww.ubs.comilinancialsennces
Value of your account 5253,155.00 $252,155.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Lic,anGS at year end 2015 S25000).00
Your ervestmmt retort
C 2532 252 2
Charge rn
•
market value 32,155.00
Value of your account
on Feb 29.2016 $252.155.00
Dec 2015 ion 2016 re0 2016
SDNY GM 00027802
Member SIPC 0070005005719779 Ne7000702277 00011 0216 030575004 Y129776sso wooco Page 1 of 6
CONFIDENTIAL
EFTA_00 138422
EFTA01279031

SUBS
Resource Management Account Account name: •I Your lq Randal Advisor.
Friendly account name- i• • SCOTT STACK MANL YLE CASRIEL
February 2016
Account number: 212.821.7000/800.308.3140
Your account balance sheet
Summary of your assets
value on Percentaga of
February 29 (I) your account
A Cash and rrxmey balances a co 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 G00%
D Fixed income 0.00 0.00%
E Non-traditional 252,155.00 10000%
F Commodities ace 000%
G Other a co 000%
Total assets 6252,155.00 100.00%
Value of your account $252.155.00
Eye on the markets
Percentage change
Index February 2016 tear to date
S&P 500 -0.13% -5.09%
Russell 3000 -0.03% -5.67%
MSC I - Europe, Australia & Far East -1.80% -8.89%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
CNP70066005749230NP7CC02022770001I 0216 030575004 T1213776550 100Myy_Gitoco2780yte 2 of 6
CONFIDENTIAL
EFTA_00138423
EFTA01279032

Resource Management Account Account name: GHISLAINE MAXWELL Your tinandd Advisor:
(*) UBS Friendly account n SCOTT STACKMANf LYLE CASRIEL
February 2016 Account number 212-821-7000'800-308-3140
Change in the value of your account
February 2016 (1) Year to date (1)
Opening account value $253,155.00 $250,000.00
Change in rnalket value -1,000.00 2,155.00
Closing account value $252,155.00 $252,155.00
Summary of gains and losses
Values reported below exclude products 101 which gars MICMO$StS are not classified.
Realized gains and losses Unrealized
February 2016(1) Year TO date (4) gains and losses (4)
Shop term 0.00 0.00 2,15500
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important infonnation about your statement at the end of this
document
Your return objective:
Current inccme & capital appreciation
Your Ask profile:
Primary Aggressive
Investment erigibikty consideration None selected
Your account instructions
• Your account cost bass default closing method is FIFO, first In, First Out.
SDNY GM 00027804
CW7030405749731 NP7003707277 00011 0216 030575004 Y128776550 1013000 Page 3 of 6
CONFIDENTIAL
EFTA _00138424
EFTA01279033

*UBS
Your notes
4 of 6
CONFIDENTIAL
EFTA_00B8425
EFTA01279034

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account n SCOTT STACK MAIN/LYLE CASRIEL
February 2016 Account number. 212-821-70001800-3C6-3140
Your assets
Some prices, income and current vdues ShOwn may to approximate. Asa ream. Cairn and lOsses May not
be accurately reflected. Set gmporgamingosegabon arbour your statengete a the end of tats dxumem for
more intonnason.
Non-traditional
Private eguty funds, Hedge funds, WOOther investments are heal in yov UEIS Financial Servsces Inc. CUBS FS) Eli males of value suppled by Issuers of certan programs (wench age generally' net asset value' esImates)
brokerage account. The posmom reported below reflect the records of the rssuers, and UBS ES does not guarantee are shown as -Issuer est. value per tine'. For Payee eguty rune. , Est. vaue per unit' is a value updated
the accuracy of the information. The value shown is not necessarily the value you would IMO* from the issuer if you Watteity, based on the Net Asset value C NAV' in the fund as of the date specified, adusted by acid ng
sold the assets. funds actively sold try UBS FS are sitoject to ongdng due dirgenee. although the level performedmay capital calls and subtracting dslibulicos since the NAV date. The NAV is camera, based on estimated
vary. A closed fund may be subject to noonce:nodiligence A fund that you purchased elsewhere may never have portfolio values ptcnided by the undenying turd sponsor These hub values Mil vary because of dilemma;
been subject to U8575 bltgence, although U8575 may receree a fee frcrn the fund's manager. which may consntule In the way they were estirreted and because t he 'mini party est. value per urge • may have been prepared
a rnaionty of the managerre na Incentive fee. Please contact your rinancia Mosel wth questions • Est value per co the bard or Irtaxia infoonaion other than year.end Reported estimates may not reflect resale.
urut • is an estente of value supplied by al independent valuation firm and reflects a:Octmetes for factors such a liquidation or repurchase value, if any, and may not reflect dstnbAions of captal until the nevi valuation is
the 14pAcIty of the units. rePOned, gene ray al an atannual or serri-anrea bails. See Imponem infonnepon about yog :fa temeN At
the end of this statement
Hedge funds
Trade Mittel Poor Ate. me Cost ince per Unrealized HdPng
Hddng dale of slates per share (1) bad (5) share (5) Value fla 93111 of loss (S) penal
AIPHAKEYS MILLENNIUM FD
LLC BROKERAGE AS OF
JANUARY 31, 2016 Nov 24, 15 250.000.00 1 000 252,155.00 2,155.00 ST
Your total assets
Percentage d Cost Estimated umeatized
value on Feb 29 (ft your account Oasts (St annual income (S) gain or loss (S)
Non-traditional Hedge funds 252,155.00 100.00% 250,000.00 2,155.00
Total $252,155.00 100.00% $250,000.00 $2,155.00
SONY GM 00027806
CNP70303005749233 NP7003702277 00011 0216 030575004 Y128776550100080 Pegs S of 6
CONFIDENTIAL
EFTA_00138426
EFTA01279035

*UBS
Your notes
CW70009005749234 N7703020227700011 02 145 030575004 VI 28776550 ittaltiyGm000278fte I of 6
End of statement for account number Y1 28776 S5
CONFIDENTIAL
EFTA_00138427
EFTA01279036

Important information about your statement
U3S Financial Senates tc. the F im or UBS Financial - NT,de ,9i nnt, nt,-N-or t daim for easel. The SIPC asset protection limits aPlif account Inekl, you choose one of the following
Sexing is a merrter of all orinciml Nosily, cannodty — Deane the error or tie Mater you ae moire all xamas that you hold in a panicar capacity. Mesment objectises'
and contra wattages. LA36 Financial Services and LEG bah, And explah as deay as you cal shy you The Fin, together with certain Matates, has also • Predate amenthecome. I met in as seekng the
Sink USA ae rdrect ,.Midterm of LES AG and holism t is an error a- why you need more purchased ompbrrantal protection. The madman generation d income any.
anilines of LBS Secuitin U.C. The Thri's financial 1-demotion anoura pasta to al •Igbio clones, cola-M.8 trder • Anew. °pealA ppreciation: IrbeStrnentt seeking
statement is available upon agave The Firm's venire — FroWde the dollar arrest of the suspected tfrCif • this protection is 1500 millon a of December 10, 2013. yowl" of prncpal rather than the generation of
off ices ye a: rno
The Firm a Card Issuer wil Menlo. sue canpairt Stbject to the poky corditons ad Imitations, cat a • Prodoce Combineton oilman. and Catpieial
WS annual Semmes M. and MI capita any error promote/. I we take mate tan the Tam is father protected fa im to SI 9 million n the Appreciatioann: Imenments seeking both generator
1200 Harbor Elmaleverd 10 Eosins dam to do Ma we will erode your ascots* aggregate to all sour amounts held n a partkular el ncome Teethe' pritptl.
Weetutiken, 111 07086 For the mart you tills 6 neaps so tat you will haw capacity. A Iii apy of tie poky wading is available
Meuse of the Morey dteg the tare h takes us to upon request. *flea risk profiles
This statement represents the city official tend of pm complete OW twestgation.
1.85 Chitin Services antra Other wards rapt The SIPC protect en and the supplemental protection • Conservative. Seeks to maintain initial weeps{ with
r e o o m ff t ic i s b ia s e i l o r t e a n l r i p e d l d e o a t c s a u e n n r e e n p B t o s r y . t c c h o u i n m b ta m e in e le i d n i . g a t h t c e e e ly r r e n i l i l s i * d a d n tg a e d m m at x t a o o s t r h h o e u ld I s F t t a l a e n t a e c s m t . m a e l n a t t a k e t h : t a a u l d l t : M d o i n o te d id n s e t p o a a t r y e e - g d k u b o la n t r o t a i t e c h c e fr o F o s m a t n f e o o e f r s t h t , i m i e s eant, • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s b et a s t c h o e n l t d ro a l w le a d y b M y o (a rn n U d B ti S c F ix in b a d nc n ial t b n a e a u e t m r m is e e k a a a n n s n d t o h v e o u l m a n ti l a i a t n y d r to t m t d a h o y e e r s a o c r t c o k o t e g s e e t p n o p e v a r e c a r e t a e l w l M , i e th g v e t n c 4 a nt
Branch Manager el the afire serving mur account. may be subject to mantentece lees, charges for We Services (e.g., certain 0 cash at LBS Berk. (i) cab at lation.
pament for cenrhin purchases and charges kr unpaid LBS AG Sumicrd bunch GS i-turamo Froelich, • Moderare. Willem to accept sane rids to pintpal and
All-cutt al figures show. are ntended to be accurate. manes n cash accants. Accounts that at warde rred including variable annuities, and On shares od manual tolerate some volatAty to seek hirer returns.
statement data shmald not be used ea tat purposes Rely to other instintions fry be subject to a ender fee finds where such shares are registered drectr n the • Aggressam Willem to accept high 6* to panties' ad
sae& on ma-end tax lams, (i.e., Form 1099, Slat nane of the account holier on the books at meads hitt volatility to she highreturns oar tine.
10425, ex.) whin peeper imyour tax return. The Firm UBS Sweep Options of to applicable ismer a hater agent).
required by law to report to the IRS all ta.abk deaden*, UBS offers coin Ice sweeping cash balances. balances • Cann rammed contracts or tramnent interests Statement liouseholdims
reportthre rantanble chridends and tat Merest to ba-k deposits at UBS Bak USA and UBS AG Mann (eq., limited partner:hem and prime placements) tut We may contd.te al related account statements with
eared m moieties held n mu mark net proceeds trench (Bank Sweep Programs), money market mutual ae rot registered under the Securities Act of I933; IN Salle address n the sawn erwebpe. Account may
an sae unactcro, and cost bans at terrain covered fmcb (Macey Rna) theI ntent mat Depose ad be related Ice this purpose becase they have owners
mantas. Arrant (0A)fa customer with an nternatiznal • Corneal*, contracts (e.g, foreign exchange and who also maimin pit man relationships with other
Comartnications with the Tim S itT w O ee J p X P • r M tg a a n r a ro ge , m ca e s n h t b A a c la c n o c u e n s t . a T e h s r w ou e g p h t t t o ie 11 B 13 a 5 n B k ak a pre d c i c x o i m s m m e od ta it l y a o n p tr ti a o d n t . c ) o . n in tr c a l c u t d s i . n g fana contracts c • h lim as b e a lr t o th ld e r s g a ne t a y d o d u r p es re s. f e T r h t i o s p re ra c c e t i i v c e e in 6 d k it n e o d w ua n l a
• Please reconfirm eery oral cormitnatoorts in *Nig USA up to an estettshed knit ad then to UBS AG statements mated in separate envelopes — you may
to finite( protect your rips, incasing your riles Stanford Branch a a Money Fund. Deposals at 085 The SIPC potectal and the supplemental 'menden do decline Museholding by haling yOur F hancial Aclator.
infer the Sautes Investor Protection Ad (SEAT Bank USA are FDIC hawed in accordance with FDIC not apply to these asset *SI 4 Sty otherwise appear
• t the finax ial institution an the tap let of te freed nat. For mere tacrinaticn pease kit romfdic goy on you Materna*. The SEC protedicn ad the Friendly anted name
of this simmer* is not UBS Fe-rancid Servkes,L6S Deposts at LES AG Stenlad Barth ad chars of suPPlernental protection do not protect meant changes The Friendly accent name reflects int amnia, that you
Financial Services carries sox account as clearng Monty Funds ae rot insured by the FDIC. in the media vabe of your investments (whether a s entered cel the Firm's onlne senates websie. It a a
backer byan-gement rash the extrated insuknon result of market movement issuer beicruptcycr a/nameable *nielrurne • chalet by you to min 1,0J
We Wormed you of the relatorchP when you Through the Ok arailbk to sash batmen are swept to othentritee Will your recordkeeping it ha no legal effect an your
opened this OCCOJII. In Mt can, your S.rds arid depose accounts at UBS AG New Yak Branched LBS account. You can chasm yowl Riendhccotnt flint
searities are keeled a UBS financial Services and net AGCearan Brach These deposits are not Mitred by More informution is avelnak tear man n You may trough OnlineServices a by contacting yov Fina-cial
the Percdactg broker, ad you ant mace a repel the FOC. Balances held at the LES AG Cayman Barth •btain more information about SITC, hdadirg the 51K Masa.
of ay env or cminion to both firms. are tempaanly exposed to the sovereign Sc of the Brochure, by contacting 51K at 202-371-8300a by
Cann Mends.. and them is no suararesee a other twig the SIX website at wow.aliacesig ACCIX•lt overview
All accent statements shall be deemed ccanpbte and dsigation of LES AG to repay to balances while cash, • tratie acme accountisortfoka Net of assets and
accurate t not objected to in writtg within 60 days. Mils Cayman's Brach's books. Dividend Renvertment Program (OWE)
The tree reflected is an enrage mice You may obtan • Alma Intlas salads cad, balances, reams fa
• Please died customer complaints or implies to he Deposits at LBS Bark USA and each UBS AG Branch are the actual price from you Fnancial Advisor. Orly whole restricted starry lent and Global tine Def:031tS,
Tim's C lint Relations Depavnent at 201.352.1699 not protected by SIX. Money kind thaws are protected Mares re purchased infer DRIP; partial awes will be streaked marts to make, and censer ants not hell
or toll.free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M by SITC See TU35 Ftuncial Services Aceant Protection sub ad the each was be deposited n your ecotone The by tie aim. Does rot include unated sear/Mgassets
ET Monday through Friday, a in wriffro to U3S bear. dviderd retwestment pricesuppled byte issuer may at the end of the prior and curent stalerrea periods, or
Fnancial Services Ix., Client Relatimis DePatmenh Offer from the market pice at which the partial tares prvale ireoestnwas, unrested stock options and
P.O. Box 766 Union City, ell 07087. Upon your reciast balances in to Bank Sweep are sold esercnatle stock options
• in cm of errors or masters about an electronic Prorate or CA may be withdrawn and shares of a • Liabetios Include, debt balirces, cohla-ding Magri
fu-ch transfer WM bit payment a UBS Vesedebit Money Fund may be liquidated, ad the premeds Csaletelieu Ions, credit kir, don scant haleness.
card transactions, call 980-762-1000, cc ache to UBS returned to you a your searein acccult. Only whole units may be heed in soy account. if pm me • CashAmoney balances. Taal of uninvested available
Tioncial Services lx., 1000 Hata Blvd... 6th floor, mined to a palial unit as a result of a ciriderd pwrnenl cash balances, plus UBS Bak USA deposit ttnrces,UBS
lAreehavent NI 07086, Attu RIAACESA Senates. FUToa donnetion about available sweep optima, • oterwise, the Firm will ether sell panal Was at AG Stamlord Branch deposit balances and mane/ owlet
Minna anent Merest rates and yielck, t available at mutat rake or accept an amount detemined by a WOWl land sweep bilencet, at the clate of the
Cal a mt. at coon n yea can if mu the+ ya.r mamba anlsweepyiekts from your Frontlet Advisor moaned dozing agency, and credit yam mart staternert period. Norman-no* free credit balances in
statement or receipt 4 warm or if you need more or by (sling 800-762-1000. your accost are rot segregated from other balances
trIcematen stcut a treader an the nement or Investment objectives ad tie Fern may use any of these funds in the ordinay
reap. The firm or Card lower (as applablM must UPS renal Service' account protection The rnestmed °boards ad risk profile are specific to course ce its tastiness. These funds a* payable upon
hear from you no later than 60 days der tie Tim the Tim is a member of to Stettin Investor Protection each account and may trawbehveren Please Wein the your domed. This total is included in Me talent period
sent you tie fin statement on which the ern or Caporaten (51PC). which protects securities xcomits of Firm amerce& in mho; of air sitnilkart change in yaw closim value.
pablern xpeami. Cs matters up to S500,000 (ncladng 42t0,000 for financial situate., or ntestrnera objectives. For each
SDNY_G M_0002 7808
CONFIDENTIAL
EFTA_00138428
EFTA01279037

important information about your statement (Cal tinued)
Lending information Au wake awl/ recent n the market Prces we — Tistrizisions to date may iNlide return Of - h xenon to commisserts received n Condor
Fa (Planed information on the Fim's lending practices %timed Iran vanes dud peaty sources which we captor. income or both. wth de sale or distrbtAion of aunty contracts
and ash ares. refer to yea Clem Relatezenhip bekive to be reliable, but we do not gamma IN. — • enrol ad sea • represents the nits& °deem and tat investment mist units toots dents, we
Agreement a A«ckne Arenas and the General accuracy. pee pee une and may not reflect you cost bass antra our affiliate receive 'eons turnip
Terms a-d Condit ons ISIS Statement of Credit Practices — We fiervw*Me the <lasing price when 'nibble or ccoopernalicn from marry of the insurance
amiable in drier ens anc Dabsures the mean of the bid and ask pram fa herd • Restricted amities Restricted mutes remelt( corrrnits urderading the annuity contracts.
wow rat rommerwrafrit securities and colonsor only bid paces la OTC are not arenaa eligoble for public salt LES financial allN M of the Mace (servants or sponsors of
securities. Sewn uses the motet peke of the unrestricted stock the unt ineestinent tams we destitute.
Yew sets — Less Kay traded amain maybe priced using a of the same issuer as an Matted value fa the — Cur aft Mies alsomei* trading carmine's and
You camera itemizes washes rid other assets held vatsation model a the most recent price we restricted mock ter purposes of ma ann.* wee To other compensate, from travel finds and
in the small at the end at the summed period. you Warted and may not reflect an actual market price theatre that restricted securities are reliable to a insurance companies whow addicts we d'Orkult.
may ask for delivery of lugy paid securities at wry time. a vans. the value recened may be substardelE less than the - We receive an nil fee horn LOS Bark USA ad
You may receive satellite toed as loan collateral after — Certain ration may appear mites a price and irpuied value shown UPS AG Stamford Brandt of up to $25 per scant
paying any balance due on them. Any securers will show as 'price was not avalable• d we re sweeping to the bares under the UPS Bank Sweep
trot, "Ito the Firn casing the statement pared are unit* to obtain a price I or a warily • Eq. Out:m eted) income, cumint yield. arid rata Program.
Rad at musket vitae as of the ad of the staemert - Deposits a sear Cies deem hated in currencies An «rimmed arrual income a based on current
reed other than U.S. dears are reflected at the 4:change &Mend ant merest rates, assuring the securities will Activity
• Cast bads In detemning the cost bass of the rate as of the Rotenone date. be held fa wen from statement date a and Meneutionterrang commasizen and other charges
sautes iixtuded in this statement where indoted - ter mean smarties tracing in nenecafeemng maturity. This estimate is only a guideline, accuracy aired n comedian with the executor. of Wades,
wi'tthir thoe number liEtS inancial Services An relied derceninaikat, sae and quality Race valve) may and continued roam me not guwanttect incldng option transactions has been included on
on obtained from sources other than USS have been adasted to fm ike*, arty value:an — Estimated arrual 'come and curent yield for confirmations creviousey furnished to you, and ell be
FiumialSeraces, adding Mom/aim Irananother To Milan Ctiffent quotmans, when matt)* coma eerier types of securities could include a Mum of provided toyou pronotlyon request
lint or thin you may have provided to you Fnancial your financial Achisor. Pena's' or capital gains in Width case the est
Mao/. The Firm does not indmeniertly wily a income (wafture+, yek0 would be overstated. Skirt 'Oleg
guarani* the accuri a middy of aria nlomution • Private kr/wren* and structured products. — Ictimeed anal acorn* and newt yield arid the f sit are engaged in shoe selling a security, tau may
ttrovided by seines oiler LES Financial Strata Private imistmeat secinfies (ex Loin° drect actual scare and yield night be laver a higher nor a charge der to« inn barowimg costs for that
paroceoation proa a m and real estate Intestmerd trust than the 'Vented arrmnts. pal kular security.
h add ia\ although LOS Financial Services general& waren) and strucued prods* are generally WU, — An tamest of arrualized :scene (dividend antra
plates this inteerration a it is received. the firm squid. Cowan senxtuied prodsts haw not been interest) ended by the cutest market Open cedars
does not ark* any assurances the the informaten registered with the Securities and Excha-r valetavorar balances based an the an diviimd IlMarding open a • roclititcancelled* ceders that
under -Cost basis` and "Untalced graloss' is Cormissith a under any state securities laws. We or Merest payment made by the issuer and were not mead by the statement date. open buy and
acute as of the date of this statement. As such preside estimated yaks for private Vivigniefil assures the secs desideposcs will be held for ore set stop orders are reduced by the snout of diedemb
please do not nay on this Momation to make Seeultiet and strummed products for inform/dome year from the statement date a until maturity. a rightson an exidwidends ai <wei)ts date unless
ware a sale decisions, for No p.rposos Widows only. Accuracy is not grawanteed. Accuracy aid continued yeld are not guaranteed :smarted otherwise by you. You ate responsible fa
otherwise. Accounts transferred to the firm may — These vain may differ substantial, from prim if orders that we noosed due to your failure to cancel
reflect °artless Stemma, only for the period cf any, at *Nth a private Mestrnerd stony or • Assets not head by UK Fnancial Services Certain eMting open orders.
tire they are held a the Mn Mae historical sautved ;mixt may be bought a seed and do assets are not Ineli by the Firn and nu wthn the
Mensal«, canine added by your Anoxia Advent. not necesurity: crews the vim you may receive Frm's possesscn or control. These assets are Privary
yam lea:titian. deplayed on your statement fa informatomi To <Main a copy of our current Clad Privacy Notice,
• Unrealised gehahmees When data is available. - Thad party destines of value as as of a cortan purposes at'. Position and values presented we please contact your Fnancial Adirsce a van nu- website
enlisted unsalted gain; bsses are circulated fa date and me applied to UPS Financial Services on a provided by the swig fan. tin Financial Services is at stew ribs roetIorivi nanity
individual saucy lots. The transaction data for regular basis by an independent vaLtmion I Ow. not responsible for des inf council and does not
rdivileal lots mayor may not reign arnmssicra, - Issuer, general Penner a sponsor marketed values, guarantee its accuracy. These assets at rot protected UPS financul Soviets is not the AMA. Business
chars ender security reorganization nerds. if any are supplied to the Finn:y[6o our. by SVC a the Fires supplemental Slit coverage. Services Account BSA and IRMA are MacKay account
Diedmd and other reinvestment lots and systernmk ordeal parolee a sponsor and may be calculated which «aide access to baiting services and products
purism lots are each carbined to display one based on &feet Manuton Iran that used by • Revenue during and additional compensation. through arrangements with aft Gated bares and other
averaged lot The • Trade dam' cotton decants the thirdpities to delve thee encased yaks. — In addtien to (amassed on as and I 2b.1 lees thed-party banks, and provides access to nsisance and
acrid transaction trade dale. - You can °bean additiorul rifornmen regarding received n annecton soh the dant:atm of annuty products issued by unalloliatedthrdvany
the methodology used to dettemine the mina* cf nvaul lull to our clones we and our off Awe Murano companies through Murano* agency
• Celloble securities Bona and preland stock that vale and the date of the 'formation that is the receive revenue shrug payments *ern darbuton subsidiaries of UPS Financial Services hr.
the issuer oak for ea rederrtation will be selected bailor the estimate by contacting your Financial antra advisers of the mutual furls that we sell.
anal* by lot Iran among all secuses of that Advises These amends are bawd on two oilf t rent Vuwesmxnt ~ante. and aruty products:
issue held in our rime or mon*** nerve la ad - *hid party nursed vales may be reflected as compcnento 0 the amount of sales by UPS of a Not FCC rand • No bank au/tante.. May lobe yaks
clients. Call feasse nfoansikn is obtained from third 'Not peed' ri several shrikes Wen an particular mutual fund lardy to our clients. and GO
parties and n accuracy is not guaranteed. Other call independent satiation lern has not suppled or a the asset value of a parlicula mutual fund I amibes RMA. Rescace Mannyment Accord. Business Services
teams may host whch could affect yiekt corvette undole to assign a vale, when we become aware shares held at the lint Account esA, AMA and nee-national kmarce
'iceman will be provided upon request that a material event has catered that may call a — We and ow afloat. also receive networking and Management Account are termed wince mans of
rewash repotted vials :so question, a when a carts processing lees in coraideratian for UPS Emanuel Services Inc
• Certificates of deposit (CDs). COs are FIX Mired wive wood he hathetspeculathe due to the nave transfer agent WVL es that ate provide tithe
up to 5250,000 in princhal and accrued interest per the acuity. mutual funds Thew fees generally are pad from Visa Signature a a mastered service mark of Vasa
deposta and per depositoryMatta-ion in accordance - When neither an issuer, general palmy a sponsor investor assets n the mutual turd and are a fired Wittimatioral. LEG Visa Signature aedt rads and lEtS
weh FDIC rules. estimated vats nor a tined-petty estimated value is doter amount based on tie renter of accounts at Voa debt cards are *sued by LOS Bat USA with
Provded the value of the security *a be diffeeent the beatedleake holden; mutual funds of that fund perrisson horn vna USA travailed.
• Priceivelue Prices displayed for warkes and other fain its purchase am fmily
;rodent may be higher a lower than the peke that USS Financial Services Inc Fey 201511
SDNY_GM_00027809
CONFIDENTIAL
EFI'A_00138429
EFTA01279038

SUBS U8S Financial Services inc Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
CNP70055182270316X13 Y1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number:
Your Financial Advisor:
SCOTT STACKMAN1LYLE CASRIEL
Phone 212.821.7000'800.308.3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourceUrie at 80O-RMA-1000, on February 29 (3) on March 31(S)
account 029328776
Your assets 252,155.00 645,669.00
task our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $252,155.00 $645,669.00
Sources of your account growth
Tracking the value of your account
dialog 2016
Value of your account
S Thousands at year end 2015 S25000).00
Net deposits and
645.7
withdrawals S*30,000.00
Your nvestmant returrs
Change in
2500 2522 market vaue -34.331.00
Yalu* of your account
on Mar 31, 2016 5645,669,00
Dec 2015 Ceti 1016 star 2016
SDNY GM 00027810
Member SIPC CuP700301006618227 eleMC0303989 C0009 MI6 030575001 VI 28776550 101000 Page 1 of 6
CONFIDENTIAL
EFTA_00138430
EFTA01279039

*DUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Knondol Advisor.
Friendly account name: Indv.MNennium SCOTT STACK MANLYLE CASRIEL
March 2016 Account number. 212.821.7000/800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
Much 31 ($) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 645,669.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 1645,669.00 100.00%
E
Value of your account 5645,669.00
Eye on the markets
Percentage Change
Index Mardi 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
CNP70003005519229 NP7003309999 00039 0316 030575004 'el 28776S5010gtoteGm000278iptge 2 of 6
CONFIDENTIAL
EFTA_0013843 I
EFTA01279040

(SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your PIsandal Advisor:
friendly account neane:Indy.Milenntum SCOTT STACKMANLYLE CASRIEL
March 2016
Account number. 212-821-7000/800-308-3140
Change in the value of your account Cash activity summary
March 2016 (S) Year to date (S) See Account activity tha month for dein is mantes in your Sweep Options are inductedin the openng and
closing balances vac*. FDIC insurance /polies only to deposits at u85 Bank USA, not to deposes at u85 AG,
Stamford Ranch Of bank deposits placed throush the UBSInternaioncl Deposit Account progam. SiPC
Opening account value 3252,155.00 3250,000.00
potcction applies to money market sweep rind holdingsbut ml bank deposih. Seelmportant Warne:on
about your statement on the last Mo pars cf this document for detals
Deposits, including investments
transferred in 403,000.00 400,000.00 Mardi 2016 (S) Year to date (I)
Change in market value -6,486.00 -4,331.W Opening balances 30.00 30.00
Closing account value $645,669.00 3645,669.00 AddI t
aocLoacioo 400,000.00
Deposits and other funds credited
Summary of gains and losses
Total additions 3400,000.00 1400,000.00
Writes mooned below exclude products tot which grans andlosses are not classified. Subtractions
Realized gains and losses Unrealized Funds withdrawn for investments
bought .400,030 00 -400,000 00
March 2016 (5) Year to date IV gains and losses (S)
Total subtractions -$400,000.00 -S400,000.00
Short term 0.00 0.00 -4,331 CO
Closing balances $0.00 $0.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manage,. You can find a fur description of the alternative
investment objectives in important info/matan about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibilty consideration None selected
Your account instructions
• You' account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00027812
CONFIDCErif 703N030065T18229I NAV7003L30988 9 00003 0316 03057 9304 Y178776550 101000 Page 3 of 6
EFTA_00138432
EFTA01279041

*UBS
Yournotes
CONFIDENTIAL
EFTA,BE,433
EFTA01279042

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:Indy Millennium SCOTT STACKMANLYLE CASRIEL
March 2016 Account number- 212-821-70001800-308-3140
Your assets
Some prices, income and current vaues Sherif may to Approximate. AS a recut. gains ardlOsses may mil
De accurately refkaed. Set miponant infosmabon about your statement a the end of ths docurneM for
more information.
Non-traditional
Private egtaty funds, sledge funds, WO Cahei investments are held in your MOS Findrcial Services mc. (UBS FS) Eli mates 01 value supplied by Issuers of certa if programs (which are generally' net asset value' egmates)
teokerage account. The partiom reposed below reflect the records of the issuers, and UBS FS does not guarantee are shown as 'Issuer est. value per unit • . For rhyme eqaty fund.. • Est value per unit' is a value updated
the accuracy of the mfonnaion. The yaw shown n rot necessarily the value you would menee from the issuer el you wanersi, based on the Net Asset value ('NAY') In the fund as of the date specified, adusted by add ng
sold the assets. funds actively sdd by UBS FS are subject to ongoing due <lige rice. although the level performed may capital cans and subteenr g dsttibutions since the NAY date. The NAY is pin-wily based on estimated
vary. A closed fund mar be subject to noongoing diligence A fund that you purchased ehewhe re may never have portfolio values primickd by the undertying fund sponsor These two values may vary because cf dfferences
been subi ect to u8S FS dligence. although LOS FS may referee a fee from the fund's manager, which may constitute Mire way they were evinated and because the • Third party est. 'Sue attune' may Nave been prepared
a rnaconly of the managerne nr/ incentive fee PIMP contact your Financial Achnor wth questions • Est value per on the baser of finaxia infonnaion other than yearend Reported estimates may rot reflect resale.
unit' is an estimate of value supplied by at independent valuation firm aid reflects adrust me res for factors such a liquidation or repurchase value, if any, and may not reflect donbutions cf septet urea the nee valuation is
the Imusdry of the units. repotted gene 'sly on an annual a Strew-annual basis. See Important 'Mono 4400n about flit: fa tertnlot
the end of this statement
Hedge funds
Trade Minter Purchte pace <Olt Price per Unleaded Hddng
NdOng date of shares pet share (1) baaS (5) shale (t) value (1.) gam of loss (1) period
ALPHAKEYS M1LLENIUM
FUND LLC FUNDS TO
ESCROW Mar 28, 16 400000.00 1000 400,00000 ST
ALK4AKEYS MLLENNIUM FD
LLC BROKERAGE AS OF
FEBRUARY 29, 2016 Nov 24, 15 250,020 00 1000 245,669 00 -4,33100 ST
Total 5650,000.00 1645,669.00 -14,331.00
Your total assets
Percentage or Cost Estimated unrealized
Value on Mat 31 (5) your account 0%6 (5) annual inCorti (a) gan or loss (S)
Non-traditional Hedge funds 645,669.00 100.00% 650,000.00 4,331.00
Total $645,669.00 100.00% $650,000.00 -$4,331.00
Account activity this month
Date Actiaty Description AmOunt (5)
Deposits and other funds credited Mar 23 Transfer JOURNAL FROM Y1 23575GHISLANE MAXWELL 400,00900
Total deposits and other funds credited $400,000.00
SONY GM 00027814
CONFID c E trope N s:069 T 6231 I N A y7000 L 30990 9 COON 0316 030579004 Y128776S50101000 Page S of 6
EFTA_00 138434
EFTA01279043

4tUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Anomie! Advisor.
friendly account n • SCOTT STACK MANLYLE CASRIEL
March 2016 Account number. 212-821-7000/800-308-3 14 0
Account activity this month (continued
Investment transactions
rot wore information about the price' value shown for repriced securities, see froportant informatixt about
your :firemen? at the end of this document
Proceeds Iron Funds
investment withdrawn for ACCIUtd
QV< ACtimly Oesception Quantity value (S) Pnce (S) transactions (5) InvesIrnents Damp (S) ernerest (S)
Mar 28 Bought ALPHAKEYS MILLENPJM FUND LIC Ft/NOS TO 400,000.000 1.00 -400.000.00
ESCROW SOUCITED SUBSEQUENT
CUSP: 90293X9G1
Total -M00.000.00
Date Activity Ottani:Won ArrOurIt (S)
Money balance activities Feb 29 Balance forward SOAP
Mar 24 Deposit UBS BANI: USA DEPOSIT ACCOUNT 250.003 00
Mai 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 03128115 -250.000.00
Mar 31 Closing UBS Bank USA Deposit Account $0.00
The UBS Bank USA Deposit A«ount Is your primary sweep colon
Feb 29 Balance forward 30.00
Mar 24 Deposit UBS AG CEPOSIT ACCOUNT 150,053.00
Mar 29 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 03/28/16 -150.000.00
Mar 31 Closing UBS AG Deposit Account
The UBS AG Deposit Account is you seconony sweep option.
CNP7C008006518232N1q0C0 00039 0316 030575004 " 20776550 loMiir_GIA_00027elltle 6 of 6
End of statement for account number Y I 28776 55
CONFIDENTIAL
EFTA_00138435
EFTA01279044

Important information about your statement
U3S Firmed Services to. (the Fern or UBS Fiurcia her Iromyou no later dun 60 days alter the F rm PBS Paancial Services accost protection sir:endear change n your thinual situation a
Strokes). is a menber of all principal sanity, commodey sort you the lest statallent on which the erns or the Fim is a member of the Se...rein Fiesta notection imestment dandies For each accord het( yoy
and options exchanges. UBS Financial Senices and U135 Problem aPered. Corporation (9PC). which protects seo.reies scoop-9ot choose one of the foltrwrg eminent objectives:
Bank USA re rdied subsilones of UPS AG and - boned. yotr name ad axon rurricer 6f my) as menders up to 59)0.0,3 (including 5250,000 ice • Produce CurrentI ncome. pee* in. it seekrg the
*briarsof UBS Sautes LLC. The Fin's theme' - Ceara the error or tie nosier you nature dains for cash). The SIPC asset protection knits apply to generation of ix.ome any.
statement • available upon recited. The Fem. tonna& about, ad oplain as drab as you CT why you ace ICCOP-1111 that you hold in a partials capacity. • AcAieve CoastalA ppeedaton Insestments seeking
offN s we a. believe • is anon a why joy need more The Finn, together with certain off awn, ha also growth of pmcpal rather than the generation of
information purchased suppirental protection. The novirran mcorre.
UB5 Gina-cal StIVOM lx. - Provide the dolar anent of the suspected era. amount parade to of ticlote clente, colecrelyu-dw • Produce Combrhation of ?moot and Cork(
1200 Harbor Boulevard this protectionis 1500 million as of December 10, 2015. Appear:anon. Investments seeki-g both d-e generation
Weehawken, NJ 07086 The Firm or Card Issuer wil hoestgate your amplan &tent to the poky corditiais and Imkaions cash at of ncone ate growth of prixpal.
and will coned wry error promptly. For alleged errors the firm is further protected fa up to $1.9 million in the
This clatfalfrit represents the only offi cier record of you' roofing UBS stabil cad transact:4N if we take flinger for ennui accounts held h a pa-licubr Overall risk profiles
r L o o o B m ff t i S c is b i F a s e n i l o r a t e n o n l i . c p e d i l d e a x a l w u S se n e e r e n n e n p d I t o s I s r y . a t o c c a u o c e b o n r u e t r a n n im n t e . n d O * g i a t t h h c ld e e o y r r r e r n a e 6 c id w o a n r r n d i g t s e i n , d r t r g a o a t t a r o p a s t e h h o e u ld m y y ta o e k o u a e r e M s a M u c I s N a o to l y r 1 c n e 0 o f t m b h o r e r p a l t u e h in t s e e n e a o s d m u d r a o t h i y u n e s n v m t t e o y s o o t & n ig u e t a t h y t h i o i d i s n n u k , . n w 6 n e g in t w h e i e r ll r t c o i r n r e , e d s o it that T u c p h a e o u n S c I i r P t e y C q . u p A e r o s f t t W . e c c ti o o p n y I n of d t t i h e e p a o p k p y le w rm o n d t i a -g l p 6 ro e te m ct i i t o te n r • l C t o h r w a iO t a m r r v k e a a a ti n v d o t i v e S o e l a a e t c k il s c it y o to t s o m t t d a h o i e n e t s a a n c in o c r t o a g rd e i n m l e p r e r a i t - a e c P t s i r e g o v n l e if w n ic i i a t t - h t
Branch Manage' of the office wvrg your account both do not aPPIY m inf a la n tio e n a . resins and may not keep pace with
Please mike all checks payable to the Firm or the • Certain ft-uncial assets controlled by (and hclickd in
Allhaip al 'ivies shown are intended to be accurate, knurl incaution rocketed on the front of the your account value) but held away from UBS Finance' • Moderate Waling to aced some risk to prinopal ad
s st c a ie te k m o e n n y t c e t a ita rn + d = ta k x n k o m t b ; e ( l w e e d F k or r m t a 1 r 0 p 9 r 9 o . p 5 o 4 s 9 e 8 s . Rely m sta a t y e b m e e a n b t j I e n c a t d to di m tio a n iv to o n n a rg -c d e a r le a e c s c . o c u h n i t n f e ee s s f , o a r c c W o e u nts S ca e s rv h i c a e t s 1 ( 8 t 5 9 A ., G c U er S ta . i b n r G a ) r d ca w s s h . a 0 t . U 0 B in S s B ur a a r - k c U o S p A r , o li i g x t, • A to g le g r r a e t s e s / t r o e n : W e v il o in la g t i t l o ity a t c o c e se p e t h k h it ig , h ri e s r k r t e o tu p r r n in s. c ipal at
10425. etc ) when 'rename your lax return. The Rim pa rrunt to- securities trishaws and charges ice unpaid including variable enmities, and GO shares of filalla high warty to seek high returns pier tint
required by law to taco to the IRS all actable dividend; amounts n cash octants Accounts that we transferred funds inter such shares are registered drealy n the • lneestment ellen* Constitution: If selected a
reportab yenta able &Mien& and Liable interest to other instatons may be subject to a Wander tee. name of the account holder an the books ate records portion oe the porthole for the account may include
erred an securities held in you accost net proceeds of the applKable Suer a transfer agent), complex strategies, tinted liquicky and rater
on say broadens, ad cote basisoncertain covered UBS Sweep Options • Certain nwffrnere contract a inwstnent interest volatile?.
salsas. U65 criers options fa nymph? cash balances, balances (e g.. lirNed partnerships ad petite placements) tot
to bark &posits at UBS Ba-k UM. and WS AG Stanford we rot registered wider the Securities Act of 1933; Sutament •hotweholdher
Cceveradatkme widt dm Firm branch (Brat Sweep Pregarni), moray maker mutual and We may consolidate al related account statements with
• Please noon/inn iry oral cormoncatons in wring lards Dewey Ghana-Athe International Depose • Commodities contacts (e.g, foreign exchange and the Wm address in the same ocontope. eq. because
to further protect your rills indudrg your rites Accord MAX or customers with an International proctor metal contracta incluckg futures contacts they have owners ,she alto maintain joie account
under the Seosaes Investor Protection Act (SPA/. Crescent Management Account. Through the Bak and commodity option contracls. rekationshlos web °ter clients at the sane address. If
• If thefinancial Retiution cn the top let of to ban Sweep Program; cash banes we swept to 1.13S Bank The SIK proteclon and to proteclon do you prefer to receive indisidual statements mailed h
of this statement isnot UBS Enna' Services, USA op to an established lent rd then to UBS AG not apply to these asset event theyotherwise appear separte et...lopes, you may d«lew hornoling by
Fhancial Sonia" carries year =aunt as clearing Stanford &inch. or a Money Fund. Deposits at LBS on tar statements. TheSVC protester and the calrg your Financial Ildwror
broker by arra-gement with the rdcated nsitution Bar USA ere FIX Mud in accordance with FCC copplemental protection do not protect against changes
We informed you of this relatonshio 'Ann you rules. For more infa rnatim oievA vet wwwfdic goo. in the motet vain of you investments berether as h Friendly account name
opened this accost h the cast your iu-a and Deposes a WS AG StamfordBranch ad shares of result of market movement issuer ba-kruptcycr Ti'. Friendly account name is a cusiomeable -niimane
leashes we located at UPS financial Services and rot MoneyFords are rot roared by the F . othernae) chosen by you to assist you with your record; ening
ter koodyci-g broker, and youn ut make a facet has n, legal effect on your account You cr. change
of dry error or omission to both firm. Through tie DA, arildole to cash balaxes are swept to More information is avadoeo upon reqrst You may your kindly account names, through Online Sereices
depose axants al UBS AG New Yak Ranch and 1185 obtain more information about 5K, ixticing the 51K by contacting yes F franca' Adgsa.
As descrted in the accent ay'e errents, you mat AG Cayman Branch These deposits are not insured by Brochure, by &Florae SIPC at 202-37143300 or by
notify us of any errors or fraud Oohing decks the FCC. Balances held at to LBS AG Cayman Branch wring the SIC website at niew.heoto, ACCOLNI• oversew
reflected an your Staarallt witNn 30 days after t was are temporary wposed to the arraign rick of the • Val* of your saorotkorrfacr Net of assets and
mailed or made avadele. All staterrunts shall be Cayman bards, and here is no wane or other Dividend Reinatment Program (DRIP) liailees
darned complete a-d acarate ti al other respects otagation of UBS AG to repay the bins while en the The peke reflected is an average price. You may obtain • asset. Includes available cash balance; alas fo r
rot objected ton erring within 60 days. LEG Cayman's Brach's books, the actual pt. Man how Marcia Mbar. Orgy whole restricted secure), kill and Global Tine Deposits,
shares are purchased under DRIP; panel shoeswit be wreaked marls to market, and oaten :wets not held
• Please deed creamer complaint or i-euilais to to D•POtk a LES Bark Vat and each UBS AG Enoch are sold ad the cash we be deposited nyour account The by the Fin. Does rot include unprical socuSiatascets
Finn'sChurl Relations Depatnent at 201352.1699 rot protected by 51K. Money Fund shares are protected dvideni roe-Nano-4 pice toppled byte der ma,' al the ced oi primand anent staterront prods, a
cr toll-free at 8.20-354-9103, 8:CO A.M. to 609 P.M by SIPC. See 'S. Financial Services Account Protection' &ler from the market price at *Nth **partial Owes ornate Nesanents. unvested stock ortiOnS and
ET Monday through Frday. a in wring to LBS below. are sold eercoabre sled( options
Fian0al Semites ex., Client Relations Doormen; • liaturyoes toloits debt balances, orstardeg nwgn
P.O. Box 766 Union Cky, N1 07037. Upon you request, balances ei the Bank Sweep Caaleimlieu loans, credit line, that account bola-ices.
• h case of errors organ-ins about an electronic Programs or DA may be withdrawn, arid shares of a Cnk, whole Witt May be held io wit account. If you are • Oath/money balances. Total of uninvested natal*
fads transfer (EFT}, bi payment or UBS Visedebk Males Finimity be Roadster and the proceeds entitled to a partial unit a a result of a cfnideni payment cash balances, pin depart balances at UBS Bank WA.
card transactions, call WO-762-1000, a mite to UBS returned to you or your SOCLittlba.OLIII. or oternese, the FOTO will either sell partial nuts at UBS AG U.S Braxhes and money make; maul fed
Financial Senates Ix., 1000 Harbor 1114, 6th floor, mad et pate a accept an smart determined by a sweep balances. at the cbse of the steerrem period
Weehawken NI 07095, Attie RMNBSA Sertoes Fester irormalcn about evadable sweep options, registered deri-g agency, rod credit yaw accord. Non-commodity free ow& banns in you- accost re
nclairg current iroerest rates and yields, is available at not sweated from other balances and the Fm. may
Cal or write as soon as you can, if you tins yes yymy.ubscorriNeepyelds, from your Fnancial Adviser Investment objecting use any of these finds tithe ordina-y course of its
statement or receipt 6 nag or 4 you need more or by calling 800762.1000. The nvestment objectives and risk profile are speck to bares, These funds we paythe cps. your demad.
inknnaton about a transfer on the staternmt or each account and may very between vas wawa This total is ex Lded in the anent period caking robe.
mein The Firm or Card beer (as arckable)must Newt advise the Firm pron.& b in wring of ley
SDNY_GM_00027816
CONFIDENTIAL
EFTA 00138436
EFTA01279045

Important information about your statement (COMIllied)
banding information obtained from odious third party sources ankh we — • Orgnat isie see • represent the initial &fern; — in addition to commissens received h connection
Fa delaimcimloemstion on the FOres lending practices believe to be reliable, but at do not surintee they price per une and may not reflect you cost basis with the sale a distribution of amuity contract
and *down refer to gun Client Relatadm accuracy. and ur.t nesanent but units ton clones, at
Agreement or Aacest Agreement ad the Geraral - We gereraey we tie closig price when avadabe • Restricted nowities Restricted searites generally adores affiliate recent reverse Twig
Terns and Condirons, ISE Statement of Credit Practices the mean of the bid rid ask prices for listed ice rot crusty efigue lorpublic sale. UBS Finned compensation from many ot the insuree
audible in Averment andD isclosures at securities ad options a onay bd prices la OTC %nixes uses tie makes price ee the mrestncted stock companies xrderwreeg the annuity C0ntrats,
jure u&kronitarentinteirireinv yes. of the sane issuer as an mputed wine for the mutates of the inc.,r are* cormanin or sponsors of
— Lass achvek$ *wk./ securities may be priced use.; a restricted stock foe purposes of this statement only To theme iniment tuns cepdistbae.
Yeti nat. valuation model a the most recent price we the intent fat rent cued seater?, are Noble fa- sale, - Our affiliates also receive trading ormnosens and
Your statement itemices securities ad other assets heti cbtaned and may not reflect an nail Market price the vela refired may be substanoalY less ths the other compensationfrom mutual Vets and
nth* ante at the and of tie stamen period. You a on implied value shown inosance companies whose products we daubs.
may ask for deny of turfy pad Ironies at anytime. - Carta, pavans may appear within a prier rd - We receive an eon fee horn UM Bark LEA and
You may receive securities end as loan collateral after will Scuts • price was not available 4 we are • la (eel:mated) non, went yields and rata UBS AG Stamford Ekanch of tra to 425 per a$0111
paying any balance die on them. Art securities unable to obtain a price for a seo_rity. eninate of anal eon is based on current Seeetpiv to the bat under the UBS Bark Sweep
transfertei to We Wm dreg the statement period are - Deposits or securities denominated in <mercies dnicked ad interest rates, assuming fie searites will Aware.
Ind at market value as of the end ol the Tani one tan US dollars se reflected at the etchne be held for one yes from statement date or sera
period. rate a$ of the statement date. msturity. The estimate is my a gudelne, accuracy Activity
• Cat bawls. In dotermning the cost basis of the - wain sentries racing ihnowconfoemeg and maned income art not au...reef Information regardng conksens and oho charges
snares included in this Tann where indicated denorneetin price ad busilygate %eke) may — Estimated anal ixame ad current yield for incurred in correction with the eyeball:not wades,
vet the nunter 'I,' LES Fnancial Services has relied have been adjusted to facilitate paper valuator.. certain byes of scones card Include a retun of inducing option transactions has been included cn
conformation drained from sources other than LES To cesuin anent geotations, when nate, contact pmcgal or capital gars n fetich case the est confirmations previously I meshed to you, and will be
Fe-uncial Serfs, including formation from another your Finarcial Athiscr. income (endCurrent 3414 Would be neared. provided to you promptly on redant
Inn or that rumw had provided to yam Fina-cial — Estimated areal km* and cunt Weld and the
Adrisoc. The Firm does rot indeberelently uerMY Cr • Private investments and structured products. anal earne adT ell might be brier or higher Short soling
grunt.e the acaracy a wanly of ay information Private investment securities (ncieleg clan than the es-tared amounts. II you are engaged in short selleg a securty, you may
provided by soarss other than LESFrontal Semites. participation program and real estate investment rut — An eatnate of alit led income anctor incur a large dUe to entrain banoweg costs for that
amain) and thustured Front are gcotralb, highly interest) divided by the emelt market articular stoney.
h adzifiry About. ISSFinrcel Swats gee rally livid. Orlin sinned prodxts have not been vatidavrage balancers based on the last dircland
lidata tris formates as it is received, the Firm registered with the Securities and bashage or Serest payment madebythe ever and Open orders
does not pewee any entrances tat the ntormation Con-nasal a Lode.. Wry date Setuntirraid. We ass.rnes Pe searmesrdenes will be heldfor one Regarding open or • grotill-CanCeke ads that
Lasko 'COSI basis' ad "Unitalgedgullose is provide evened vans for pion investment year from tie statement date or until maturity. were not executed by the statement date, open buy and
accurate as ci to date of Si statement. As such warn es a-dstnxtured products for nlormatenal Accuracy ad confirms:IOU am not quaranteed, set stop orders re mixed by the amount ot diands
pease door rety on this nformation to make purposes only. Accurary isnot guaranteed. or rights on an ex-dividerch a etirghts date unless
rudese cc sale decisions. fa tat ;arose, or — These satin may differ abstirriaty Pan Ines, if • AMU not hokl by WS Financial Services. Certain Mowed atomise by yos Vvare responsble for
°Poloist. Accounts trademed to to Fro, may any, at which a prwate Maimed Saul a assets we rot held by Se Fm aid no mihn the Orders that are executed tie to you 'elute to cancel
reflect gars loss alcrinnian only for tie period of Tincutred product may be bought or sold and do Firms possession or consul. These awls at reeling clan orders,
tine they in held at iv Fim More hisorical not neeenibr recreserd the vaitie you may receive thipleyed on yam statement for informational
inkrmatin can be added by your Financial Advisor. Loon liwidaticn. purposes only. Positions and values presented Me Privacy
— Third party egmaes of vats are as of a certain provided by to issue.; rem. LaSS Ft-uncial Services is To obtan a copy of at current Client BenNotice,
• UrrealInd ganellosays Mon data s acailiok. date and are supplied to UBS Few-cial Services on a not responsible for he formation and does not please cant gau r F nareial Advisor a nit ox finite
*Tined u-rened On-Mosses are calcdated kr regular ben by an nepenthes volution limn. guaantee its accuracy. These assets we not protected ed mew. royozoy.bytonowo
incevini stony lots. The transaction data for — kn, general pane orsponox estimated rabies, by SPC or tie Fires supplement.ISIPC coven.
indvictur bit may or may not reelect commisrons, any, are applied to to Finn by the issuer, UBS Funnel Singes is rot a back The RMA, Brines,
Elc=antra security reorganizat cn events. general partner or spator and may be tabulated • Revenue slung and additional comperdaticen Services Acaul BSA and IRMA are brokerage a-cants
cl and otter reinvestment lob ad systematic based on clifrent information lean that used by — In addetion to commissions on sales and 12b1 fees which snit access so baking services EMIproducts
purchase lit are each combined to display ce. Med petit to dab* Pair estinaled received in ccerection well the distribution ca through arragsment with alA ged bake and other
awraged lot 11• 'Trade date calm° prevents the — You can obtain additerel Ha-marts regardig mutual knob to our climb we sea our "Mao thirclupsy barks, Jedprovides access to insuran and
ceigirel transaction trade date. the methodology used to determine the estimate of Waive revenue during payiTenti fromdistributors antsy products issued by unabiliated third-pry
value ad the date of the formalon that is the at advisers of the SSW funds that we sell. instance conpanies through itura-ce agency
• Callable securities Bonds and preferred stock that basis fa the estimate by contacteg your Financial These anon are based on two Severe %friaries of WS Nouncel Services Inc.
the net cats for early redunion veil be selected Advisor. corrucrients (I the aroant of sales by U85 of a
impartial& by lot from nag all sedans of that — Third partyeninmed yaks may be reflected as prima mutual fund ferny to our ohne and GO Investment, instraret ad a-ruky products:
issue held in Our name or in nominee name for ar *Pin pnced in several situatimy when an the asset value of a parricula- nue' fund famiVS Not FDIC insured • No bank qua-ante,. May lose value
<lents. Call lease famaten is obtained from third eckgerdent valuation In has not TAOS or nen held a the Inn
parties and its accuracy is not goranteed. Other call unable to assign a vale, mitten we become aware — We and as aflaate ato recta* netwning and AMA. Resource Management Any* nt. Business Services
teases nay east which could affect weld complete that a nutrias twit hat warred thee my call a ormian processing fees In consideration for Account BSA, IRMA and hientional Resource
formai en will be provided upon request prev usty reponed value Into question, or when a ender agent worms the Les nude to the Managernent Accant a-e registered service marts of
3alue would be highly speculate, due to he nature metal heck These fees generally are pad from UBS Wind Servges lx
• Certificates of deposit (CI)s). CDs are FDIC nand of the secunty. investor asset n the mutual kind and are a toed
xp to $250,000 ni principal and accrued interest per — When neither an issuer, general panne or sponsor dollar nount based on the amber of accounts at Visa Soyaturt is a rebuttedorrice murk of Visa
depositor ad per depository mitts it nacconine Mitre/4 value nor • drollery estimated vale is the broker dealer holdngmutui funds ol that fund Intentional. UBS visa Signaare creek cads and LBS
wt FDIC rules. toed the isko of the ;easily wit be diHerent family Visa debt cads are issued by UBS Bark LEA with
purchase Price. pension from Visa USA Incorporated.
• Prianalue Prces displayed fa securities and oter — 'Distributions to date may include ream of
protests may be higher or borer thin the price that capital. Fames or both. U85 Pinaneil genic cue Rev. 20603
you would suety receive in the man. Prices re
SONY_GM_00027817
CONFIDENTIAL
EFTA_00138437
EFTA01279046

UBS Financial Services Inc Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
CNP70056751650416 vi 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GNISLANE MAXWELL
Friendly account name: In& Millennium
Account number.
Your Nnancial Advisor.
SCOTT STACK MAN1LYLE CASRIEL
Mona: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA aesourceline at 800-RMA-1000, on March 31 (1) On April 29 (1)
account 029028776
Your assets 645,669.00 642,969.00
VisItour websIte: Your liabilities aoo aoo
www.ubs.corntlinancialseMces
Value of your account 5645,669.00 $642,969.00
Sources of your account growth
Tracking the value of your account during 2016
Vzdue of your account
Thc u$3111:5 at year end 2015 S250.00).00
Net deposits and
FAS7 643.0
withdrawn S399999.12
Your 111.40109At return.
Dividend and
2.1O C interest income 10.88
Change in
market value .37031 00
Value of your account
on Apr 2t 2016 8642.969.00
Dec 2015 Mal 2016 4011016
SDNY GM 00027818
Momber SIPC CNI103CE005675165 Nr70001910 90 00009 0416 030575004 Y128776550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 138438
EFTA01279047

UBS Resource Management Account Account name: .i Your K Randal Advisor.
Friendly account name:''; • SCOTT STACK MANL YLE CASRIEL
April 2016 Account number: 212-821.7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
April 29 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 642,969.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 6642,969.00 100.00%
Value of your account 5642,969.00
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
CNP700C6005675166 NP7003191098 00639 0916 030575004 71287765500301wGitow2781fyle 2 of 6
CONFIDENTIAL
EFTA_00138439
EFTA01279048

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your limed,' Advisor
i:cic Friendly account name:Indy Millennium SCOTT STACKMANSLYLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Wives reported Glow exclude products for which gam and losses are not classified
April 2016 ($l) Year to date (1)
Realized gains and losses Unrealized
Opening account value $645,669.00 $250,000.00
April 2016(1) Year to date ($) gains and losses (S)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 -7,031.00
Withdrawals and fees,
including investments transferred Cash activity summary
cut -0.88 -0.88
See Account early the month f01 dela IS Banes in your SvetDOPtiOnS are includedin the opening and
Dividend and interest income 0.88 0.88 CIOSingbaancts yaw. roc insurance apPleS Only 10 departs a U85 Bank USA, SOt to deposes at U85 AG.
Stamford Grand) or bank deposits reared mined, the UBS inteindeona Depose Account progarn. SIPC
Change in market value -2,700.00 -7,031.00 protection apples to money mslitt sweep fund hddirgs but rot bank deposits. Ste important inlottnetsen
about your statement en the lam two pages d this document for deists.
Closing account value $642,969.00 $642,969.00
April 2016 ($) Year to date (1)
Opening balances $0.00 $0.00
Dividend and interest income earned
Additions
roe purposes of iris statement, ta.a)Ay of 'merest ano dolcieno income has been determined from a US Deposits and other funds credited 0.00 400,000 00
tar repotting perspective. eased upon the residence of the account holder, account type, or proluo two.
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (K) Dividend and interest income 0 88 0.88
Income tares. The sent mOnthat statement is not intended lo be used and sanest be seised upon la tar
purposes. Chests should refer to the apicdole tar reporting form they recent. Iran 165 annualy, such as Total ariclitsons $0.88 $400,000.88
the Coons 1099 and the RCM 480. for Intl reporting information It Is the PlaDICe of U85 to Ale the
tcylicatse tar reporting forms Wth Ito us interM Revenue Semet and PR Treasury Department and in Subtractions
su h fon accurately (Leafy di dens an* ot interest as tar exempt or tacabk income. Mese commit your
includual her prepare( Other funds debited -0.88 -0.88
Funds withdrawn for investments
April 2016 (S) Year to date (l)
bought 0.00 -400,000.00
Taxable interest 0.88 0.88
Total subtractions -$0.88 -$400,000.88
Total current year $0.88 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.88 $0.88
SDNY GM 00027820
CelP7C001305675167NP7007191098 00071 0416 03057900t Y128776S5007COOD Page 3 of 6
CONFIDENTIAL
EFTA_00138440
EFTA01279049

*UBS Resource Management Account Account name: 6HISLAINE MA 111 ELI. Your 14 nancial Advisor
friendly account name: Irviv M lenn am SCOTT STACK MANLYLE CASRIEL
April 2016
Account number. 212-821.7CO0R300-308-3140
UBS Bank USA Deposit Account APY Your account instructions
• Your account cost basis default closing method is WO, First In, First Out.
Interest Period Mar 7 - Apr 6
Opening UBS Bank USA Deposit balance Mar 7 $0. 00
Closing UBS Bank USA Deposit balance Apr 6 $0.00
Number of days in interest period 31
Average daily balance $32,258.06
Interest earned $0. 56
Annual percentage yield earned 002%
UBS AG Deposit Account APY
Interest period Mar 7 - Apr 6
Opening UBS AG Deposit balance Mar 7 $0. 00
Closing UBS AG Deposit balance Apr 6 $0. 00
Number of days in interest period 31
Average daily balance $19,354.84
Interest earned $0. 32
Annual percentage yield earned 002%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income 8 capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consideration - None selected
CHP7C00800S675I68 NP7OCOI9I 098 00009 0416 030575004 7128776550 C0MAYGM000278P1119e 4 Of 6
CONFIDENTIAL
EFTA_0013844 I
EFTA01279050

Resource Management Account Account name: GHISLAINE MAXWELL Your /In andal Advisor:
*UBS
Friendly account n SCOTT STACKMANLYLE CASRIEL
April 2016 Account number. 212-821-70001800-308-3140
Your assets
Sane paces, income and current values shorn may beapprorrtmaie. As a inter. gains and losses may 001
accurately reflected. See important Inforameon about your statement a the end of tuts cbcurnem for
more informal°.
Non-traditional
Private party funds, Hedge funds, and Other insestments are teld in your UBS Financial Services rt. (UBS FS) Estimates of value supplied by Issues of sena n prcqrams (wild) are generally' net asset value' estirnateS)
brokerage account. The positom reported below reflect the records of the issuers, and UBS FS aces net guaantre are shown as 'Issuer est. value per um'. For Pavate equity funds, ' Esl. value per wit' is a value spdated
the accuracy of Itt information. The value ShOnn 6 1101 necessarily the value you would testi* from the issuer if you wane's, based on the Net Asset Value (' NAV') In the fund as of the date specified, eluded by tiding
soldthe assets. funds actively sold bi UBSF S ale object to ongoing due dk)ence, although the level performednay capita cats and subverting drtributions since the NAY date. The NAV is primmily based on estimated
vary. A closed funding be subject to no oagang diligence A fund that you purchased elsewhere may never hare portfolio values prodded by the underlying fund sponsor. These twoyaws may vary because of offerences
been Tutted to UBS FS diligence. alhough UBS FS may recede a fee from the funds manager. vrtfich trey constitute In the way they were estimated and because the 'Third party est vat* per une may have been prepared
a nayonty of the management/ incentive fee. Please contact your Branca Adam vnth questions 'Est value per co the bass of fi naxial Informaion other than yearend Reported estimates may rot reflect resale.
unit • is an eswnae of salsa supplied by an independent valuator firm andreflects alustmerts for factors such a lquidabon or repurchase value, if any, and may not reflect dstnbytions of capital urea the next valualion is
the Kochi of the units. reported. generals, en Si ward d sera-annual basis. See Andorran( intimation about your statement al
the ardor this statement.
Hedge funds
trade Minter Purchase pace Cost Pam per Unteelized Hacks;
Hefting dale of shares per share (S) Dart (S) share (t) value ft) win d loa(S) period
ALPHAKEYS MILLENNIUM
RIND LLC INVESTED Mar 28, 16 400,000.00 1.000 400,000.00 ST
ALPHAISEYS MILLENNIUM F0
LLC BROKERAGE NO
03131/16 Nov 24, 15 250,000.00 1.000 242,969.00 -7,031.00 ST
Total $650.000.00 $642,069.00 47.031.00
Your total assets
rescemage cr Cost &Mated unteatzed
vale on Apr 29 (1) your account oasn (S) annual infam gain 04 loss (5)
Non -tra &Donal Hedge feeds 642,969.00 100.00% 650,000.00 .7,031.00
Total $642,969.00 100.00% $650,000.00 -$7,031.00
Account activity this month
Date Amish (*archon Arnotat (5)
Dividend end interest income
Taxable interest Apt 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 04/06116 0.32
Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 040516 0.56
continued next page
SONY GM 00027822
CelP700tE005675‘69 NP700:1I9I 098 COON 0416 030575004 Y178776%0000300 Page 5 of 6
CONFIDENTIAL
EFTA_ DOI 38442
EFTA01279051

SUBS
Resource Management Account Account name: GHIELAINE MAXWELL Your Knew:id Advisor
Friendly account name:Indy Milennium SCOTT STACK MANLYLE CASRIEL
April 2016 Account number: 212421•7000/800-308.3140
Account activity this month
(contrived)
Date Willy Descnpticri Anoint (5)
Dividend and interestincorra (continued)
Taxable interest (oantinued) Total taxable interest S&P
Total dividend and interest income $0.$8
Date Actinly 0estnpuon ArTratall
Other funds dobitad Apr 12 Transfer JOURNAL TO Y1 23575 GH1SLAINE MAXWELL -0.88
Total other funds debited •5048
CNP70009005675170NP7000191098 00003 0416 030575004 Y12077655000046111y_mt0 002781agif I of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00138443
EFTA01279052

Important information about your statement
U3S Fioncial Services M. (the Firm a UBS hurtle! sent yOu the Int statenwrd on which the ertCror Corporal's (UPC), which protects 163-rlieS ACCCcrItS 01 • Mature Cunene income: hveslments seakng the
Strokes). is a merrier of all principal ucvily, ccmrrodtv problem appeared. its marten up to $920,000 (including 1250,003 kr generation of Moms onbr.
and esti:concha-4es. UB5 Financial &mien and CBS - Proideyoir rum rd mord number (d arty) dams for cash). The Slit awn protection limn ;SY to • Achim. Cope.,A pswedation. Investments seek kg
Bat USA ae (died subside: des of UPS AG and - Decals tie error Of the wander you are inure all accost; that you hold in a particular equerry. croak of principal rather then the gererafis of
afti haes of U3S Seattle, U.C. The Fames benne' about, and splain as <bait as you cal why ycu The Flip together with certain aff iliates, has also ixam.
staternert C available upon regast. The Font exeorice believe a is an error a why you need more purchased fopplernentaplOteCtiOn. The madman • Produce Combauttio ot babe and Capital
offices we a. itanntis amount Myatt 10 at *foible diet, CONKlink ade Appreoeton. freesentints seen? both the gernsaan
- Porde the dolar arrant ct the suspected error. this protection is ZOO milion as of December 10, 2015. of Mane ted gromh of priopal.
CBS Fine-0315mm, Inc. Scbpd to the poky ore-dans ad limitations, ash a
1200 Harbor Boulevard The Firm or Card Issuer era twestiote put compaaht the km is further protected fa up to 14.9 million n the Overall risk profiles
Weeheween, NJ 07086 and eel correct ny error picas*. For alleged errors swept* for all your accounts held n eparticuls • Case mta Seeks to martin MIN prixipµ with
U Th S is F S i t n a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t ° . t O hy th o e f r f i r c e ia c l a re lls ta , m rd e of t e yo u' m t r a o o o r re f a i t n h c g c a o n U r B 1 d S 0 f b V o u e r s r t e h k A e in d a s e d n b a i o l y c in s a t r t d o y t t d r u a e t r n h t s h i a n is c k t , i w s 6 e m in e i e d f r it w r c o e r r e , t d s a i o k t e th at m uP u o c n i r t e y q . u A es f t i . i ccpy of thepoky wordixs h anitabb h t lo h o a w t m r m is e e k a o a n r n s r d e t h v tu e o l r a a n t c i l a c it c y d s to n m d th y o e e r s a o n c t o c r t e o g a s p t o o p y v r i e m e ra w s t i i e t g h o n n da if n t
official ter documents. contanng conflictingdata should you al lave the use of the money during tie tine it The Slit protection ad the supplemental protection
r O o m t i S b P e O re n l i p e l d e a a se m re p I o I r y t o it u im b m an ed e ia t t h e e ly e n e m an it e W s e ; i t r o a t he takes us to canteen our mitigation. • b o C th a d t o o n n o U t n a s p o p c l i y a l t o as sets controlled by (and inclotad n • M in o fl d a e tio ra n t . e . Willing to accept some file to pirtPal and
Brand lianasafc of the o fi ce serving your accost. Please mice all checks payee to the Fan or fie your account value) but hell away from UKFinancial tolerate some stalky to seek higher returns,
financial inste.dis rdated on he Trent of this Services (e.g., certain( cash at UBS Bat USA, 60 • Aggresses: Veiling to accept high Mc to pnncpi and
Metall a figures shown ere Mended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.banrhes, (4 Swarm sedum, high vela lily to seek high returns over time.
statement ear. *tub not be wed fa to purposes Rely may be objet to manterome lees, anon for lee including variable annuities, and 60 tarn of instal • bt' fattenE iSbaby Considefation:t select•P a
Wet on yesend tax forms. fie , Fom 1099. 5498, payment for securities purchases and charges for unpaid funds where such shares re moistened direct& in the POliOn of the portloli, fo r that account may Male
10425. etc ) when 'repast your tax return. The FM amounts n cash accents. Accounts that at transferred name of the account hobs on the becks and records complex stmeges, Meted hardly and rater
required by law town to he IRS all Usable dividends, to other instimans may be subject to a taster tee. et the alpha* tux. a transfer agent),
report/Me ronsauble clatickna and uxtk interest • Certain ninbinent contracts a ineessment Merest
erred on scarifies held hyoid astatine ran sands UBS Sweep OpAione (e.g.. landed partnniships ad private placements) that Statement •hoteeteddar
on see trapaction, aid con basis an certain covered LEG offers options for seeping cash balancers. balances are rot regitera wider tee Securities Act of 1933; We may ancordas ad related account statements with
seculie5 to teak deposit at UM Bak USA and LEG AG %yoked ad the sane Miss ii the same enmetve, e.g. because
branch (Bak Sweep Prixfarr4 money meat mutual • Commodities contacts (e.g, foreign excha-qe and they have Orentrs who also maintain join account
Cteralitsedableitle wish the Fines lads (Money Fang ad the International Deposit pricey,m etal contracts). includirg futures contacts relai craps well other ants a the am address. If
• Pleannercortinn my oral carmine/trans in wring Award (DIOloic maned% with in Inuerutionel ad commodity cotes contract,. you prefer to went inchachal 'helmets mailed is
to further protect your rishts. inducing your ektotS Resource Llanagernerd Account. Though the Bark The SEC prom-inn and dw Supp4Wrientil protection do separate enselopes, you may decline larreholdno by
ceder the Sectslies Investor Protectron Act (SEA). Sweep Program cash balms re swept to LESBank not apply so these assets then if they otherwise appear calling tar financial Achnor
• d thefine-col institution en the top left of toe tent USA is to an established teat ad then to UPS AG on yea statements. The SPC protection aid the
of this statement isnot U36 F natal ServaLLE6 Stanford Branch. or a Money Fund. Deposits at U26 94:Phrnental protection do not protect against changes Friendly arrant name
Firandal Seine carries par accost as clearing Bank USA ae FDIC Cared in accorda-te with FCC n the market value of err instilment> (whether as The Friendly ward natno is a cusicrniz*le nickrome
broker by arra-gement wen the isitated inslauten mule. Format idenatic please visit wwwfdic result of market movement, issuer ba-kruptcy a chosen by you to assist you with your recordeeetn0
We inforrnedym of the 'Vit.:115k, when you Deposes at LEG AG Stamford Brach ad shares of othenrcle) has no legaleffect Cayes account You can change
opened this axon. h the cast your ara and Money Fads are rot mitred by the FDIC. More irtonnabon n ataable idxn request. per firendt aCCOLIII names. though °Sete SerhtKeS a
stories are bated a LOS financial Services and rot You may Man more intonnation about SIK, ticludin9 by coned eg your el-initial Adesor
the iwodrirg broker, ad you newt make amps Through tie DA, imitable to can balaxes an swept to the SIPC Brochre. by contacting SIPC at 202-371 -83C0
of any error or omission to both firms As described depose saints at UBS AG New Yak Branch and 185 or by suiting the SIPC webae ar wnwerptorg Account overview
I e h rr e o a rs c c o o r u fr n a t u a d g r M ee o m ie en t t y s , c y h O e U dc m s u re s f t l e n c a t t e t d y e U n S y O o f u T r y A ti G t K Ca C ym B an a l R an a c n e c s h h e T ld h a e t w t h d e e U po D s S it s A a G r C en ai a m i a n n u B re ra d n b d y i Dividend Reiwestment Anacreon pun • 'a b V il a it l i u e e s o f ear accounerpontio. Net of meets and
statement wenn 30 cbys alter d was mailed or made are tempi:airy sposed to the sovereign Ink of the The ate reflected n an asera3e pike. You may obtain • Aneb tectsies availabfe cash balances, Mues la
available. Alinements shall be deemed complete Cann Idadc, and there is no sure lee or other the anal price banns Frecisl Adviser. 0* *hoe restrkted warty lest ), and Global Tim Deposit,
and accurate n all other spats if not objected to in obhgetion of UBS AG to repay d'e brims whilea,the sham are purchased under DRIP; partial sham will be amazed maks to market, and certain assets not held
yeakg within 60 dad 1.65 Cayman's Brach's books. sold ad the cash wit be deposited le your scant The by the Finn. Does rho include unpriced seositiMassets
• Please deed aaomer complaints or Parnes to to &Mtn] reinvestment price applied by the ester may at the en:lathe exior and arrent statement periods, a
Fleet's C lent Reborn Ottoman at 201.352.1999 Deposes at LES Berk USA and each UPS AG Branch are •efer from the market price al which the partial gores prune imornents. invested stock options and
a tollr oe r. 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIK. Money Fund shays are protected are sold enrceable stock options
FT Monday through Friday or in venlig to CBS by SIPC. See 'LOS Financial Services Accost Protection' • Lathiletes Includes debit betimes. outstanding margin
Financial Services ix., Client Relaticns Department, below. Ceetendieu bans, aedit Ere, tat accord balances.
P.O. Box 766 Union Coy, NJ 07037. Cnt whole urns may be held n tar accost. If yarn • Cathileoney balances. Total of uninvested saga*
• In case of errors or gunfire about an electronic Upsyour rased, balances in tie Bank Sweep entitled to a petal sit a a weak ol a thiderd moment cash balances, plus deport telexes at UB5 Bank USA,
lath trance (ITO bit papist a UBS Voaeckbit Program or DA may be withdrawn and shares of a or otherwise, the Firm will ether sell penal unit at LES AG U.S Branches ad misty makes mutual fund
card vantactions, call K0.762-1000, a write to UBS Mcney Furd may be liquidated, ard the proceeds market price a accept an mord determined by a sweep batons at the c bee of tie starerrent period
Runnel Senices Irc., 1000 aster 814, 6th floor. returned to you or your monies accost. regiaened clearing agency. ad credit tax accord. Nemecenrrodity free creek telances in yea account are
Weehawken ha 07086, MS 13144865. Sakes. rot secogaed from other balances and the FM may
Fier Harman about available sweep °Mem Investment objectives sae sty of these lira in the Ordiney course of is
Caller rte as es you can, if you bek yea ncladmi caned ironed rates and yields, 5 available at The eionlmerI objection and risk profile ere spec lc to bur sinws These funds repayable span your darned.
statement a receipt k man or if you need more mesas canto...emelt. from your Fnexial Advisor each account and mar maybetween yam accords This total is rotated in 11-0 anent period cbsing vaiJt
Marais tar a transfer on the penmen or or by calling 8C0-762-1000. Please advise the Firm maudlin wiring of ay
receipt. The firm or Card Isom (as spleable)most sipticant change intros Ioaxua stationer Lending alternation
hear from you no later than CO days slier the Fan UBS Financial Sendai account protection investment objectives For eachmord held, you Re cleaned information an the Firm's lerdiu pietas
The F,"" rt a manta, Tao< I-vec.tto, retterti7e. choose aced the Icabwiu inninment chin-thin. and Masan refer to yen Chem RiAtiontop
SDNY_GM_00027824
CONFIDENTIAL
EFTA_00138444
EFTA01279053

Important information about your statement (0011thitlea)
Agennent or ACCOLII Agreerrenl and the General - We generale use the cloth; price when vs/WA a liquid and own f they can be sod. to peke — h acklaicn to <brominism received n connection
Tarn ad Conditions U3S Statement of Credit Practices the mean of the lad and ask prices for listed received may be lee than tie per tore narrated with the sale or destitution d array contracts
available in ayeeements andD isdasures at acuities and option; or only bd prices for OTC wire provided n the a-cant statement and trig investment but tnils toot, clients, we
mar tin nwratery w,lw&w res. searit andcr our affiliate 'scene owing sharp
- Less actrreir traded securities may be priced using a • Restricted securities. Restcled sectrities generals, compensation from many of the instance
Yew masts neluathn model ate moss recent ace eve an not twenty etrable he public sale. UBS Financial companies ardente'e h; the annuity Centrals,
Your stamens itemises securities and other asset> hell aimed end may not reflect en actual marlin price Service, uses the mane price d the unrestricted stock aft/win d to lawn conganas or sponsors of
I-. the award at the end of to natenners period. You a vale of the sane issuer as an inputed value fate tie the investment outs we data./
may ark for dekterY d fUlaisuid seoadies al anytime. - Certain posithns may weer vintro_n a pica aid restricted stock forooposesolthis statement 0* To - Our affiliates also receire trading carmen:ins rd
You may receise securities tact as loin collateral alter will thee a 'ate was nol sealable' it we an the extent tut restrkled secwities are elgble to sale, other congensalon from maul hands and
paying any balance de on them. Any securities triable to obtain a pace foe a sec et' the vale received may be tbstarnaly less thanthe Swine companies whose Weasels we dart:ult.
translated to tie Firm Brig the itslemmt pentad ale - Deposal a securities denominated el CUITOWC91 imbued vake town - We receive en antral fee from UBS Bat USA aml
Woad market vale as of the ends the staternall ogler tan U.S dollas are reflected as the enchrige LES AG Stanford Branch dilate $25 per accare
period. rate a of the statement date. • En. (estimated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast bask h detemining the cost basis of the - rove artain startles raying n non-conformrig M estimate of annual income is based on current Programs.
securities incbded in this statement, Were indicated denornnations, puce and quantity (face iota) may dnidend ad interest rates, assuring tie searites will
wily the number " l, • .55 F flannel Services has relied have been adjusted to facilitate proper vatuatirt be held for ate yea from statement date or ult.' Activity
F a t l r e in n f c o i r a m l S a e t m io i n te o s b , t in a c in lu e d d i n fr g o m inf s o o r u m rc a e ti s o o n t f h r e c r m th a a n n o L th E e 5 r To ob s t r a , i a n r & ce n i e z m e, g vs u ,' n man when availably, contact n a a d iv c e o t n y t i T n h u i e s d e in lf c i o n m * e , a b r o e a n s o t' t a g g u u a d n o n l t n e e e ; d a ccuracy K to t: u g r e e la d t i i o n n c r o e n p n o e : c S t a ic g n c w o i m th m to ks e tn x s e a w n l d i: o n g o l f e t r r c a h d a e r s g , es
rim a that sum./ have prided to yea Finaxial - Estimated aratil income and curent yield for tracing option transactions has teen incbond on
Athisor. The Firm does not irdeperantly verty • Prevate investments and otructured peoduaa. certain types of leashes could rickide a retain of conf anations prenousy furnished to you, ad oval be
game* the aco_racy a vaklity dry information nines minima* saunas (ex Lying erect principalor capital gala in which case the est posited to you pr.:aptly on repast.
provided by was other than LESPi-uncial Sonnet participattn program and realestate investment tug' income (and cumin yell would be ownitated.
▪ xklticrt although UPS Finricial Services general& soothes) and cascara prolocts are lunetalY highly - Estimated anal income and avert yield and the Short yelling
tpiates ft nfcrmatial as it is received, the hem ilia id. Certain stnatrea poach have not been actual ?cane and yieU micft be lower°, higher you ate engaged in short sent.; a security, you may
does not provide any assuurces that the it-Mali:el registered with the Securities and E.d.age than the titillated anbaunte. ear a charge der to cabin tarnowig costs for that
Lahr 'Cost basis^ and *Unrealized gag lose it Commssian ce under any late securetieTain. We - An matinee of arrunzed income (drvislend anacr partkulye
accurate as of the date of this statement. As wok. amide essmated values for investment interest) divided by the current market
please dons rely, on this nfangtion to make searitis ird structured products for trfamatiral valitia verage balance is based an the Inv dividend Open orders
puchne ix sale decisions fa tax paposes a purposes cny. Mara ry base guaranteed. or bleed payment mode by tie issuer and Regarding open or *gazdtill-cancelled' orders tut
otherwise. Accounts owdetred to to Fim may - These vitas may differ abstain* km prices, it manes tie sear headed:Os will be held fa ore WHO not executed by the sternum date, open buy and
refer gent loss hfamattn only for the period any, at which a pre*, investment MU year from the statement date oar until metre', sea slop orders are refixed by the mount of dividends
tine they we held at tie Fim More historical smactured produa maybe bought or sold and dp Accuracy rd continued well we not guiantecd or rightson an ex-dividends a exagns date unless
tilcrmatcn cube added by you Flax's' Advisor. rot necessaly represent the vat* you may receive reenxled othenvise byyou. You are responsbk for
Lyon liwittatirt • Assets not held by LIES Financial Services. Certain orders that are executed Oa to your blurt to cancel
• Unrealised gas/Iona then data a awilabk, - INS pysty enemas of vain are as id a certain asset ere rot hell by the Finn NW not wenn the east rig open orders.
unmated tweeting suinflown at cricsiaird Ice date ad we suppled to UBS Inarcur Services on a Fern's posarnion or control. These assets ere
hdfattLial sea" lots. The trans/anon data for reglar basis by an independent satiation firm. displayed on yar statement for informational Murry
havicluil lots may or may not ref en ammissOns, - baser. go-wanpanne- or sponsor estimated vales. purposes only Positions and values presented an To obtain a copy of as current Client Primacy Notke.
antra security reorganizatcn events try, are applied to the F me by the issuer, provided by tie twig fern. UBS &uncial i'aces pleat antat you FnarsnalAchiscr or vat our reetnne
ed itd and otier reinvestment lots ad systematk general partner or corner and my be calculated not reucrable for this information and does not at tan, oat rrventivniv,Irer
pschasie lots are each combined to anal', ale based an afferent information fro, tut used by guarantee es mangy. Thew assets are not protected
averaged lot. The 'Trade date' coLenn presents the third parties to &nye teir wagged values. by SOC or to Finns flipPlernereal9PC cavern.. 5,85 Financial Savas is not a bank The WA, Business
original transaction trade date. - You can obtain aeditorel information regarded Services Account EGA and IRMA are brdcerage accounts
the meth:beady used to determine the estimate d • Revenue sharing and adifitional summated's.. which provide Kass so bring services and wallas
• Callable securities Bonds and weltered stock. that value and the dale of the recemasin Owe is the — In addition to carmissions on ales and 1.1bi 1 lees thew* arangements wth alf Aided lurks ad other
We Mon cab for eat redenplen will be selected basis fa the estimate by contactig your Financial received n correction with tie distributim of Ihniparty banks, and provides access to instance and
i a s f s l u a e m h ia e l l l d y i b i y o l u o r t n fr a o m m e a c r e m ll y no a m ll m he a e n ri e m s e o f f o t r h o at r - A Th d i v r i d s p or i ty 'singed vales may be reflected as m rec u e tu iv a e l k re r v d e s nu t e o s o h w yi d n e g n p t a s y m we en a t n s d Ir s an o d u e r l a n f b fA u a to te r s r in o su o ra t n c [ e r a o m a p rs an i e c s e t d hr b o y u g u h n a in H s i u li r a a t n e c d e t a h g id e - n p c a y r ty
clients. Call lease iduirrattn is obtained fromthird 'Not priced' in several SilUalbli: when an ardor salsas of the natal funds that we sell. subsdianes of UBS Financial Services Inc.
patios and its musty it not garaging. Other call 1-dependent valuation lire has not %Wink's' a is These arnants are based on two cWerere
hares may wed which toted ailed wolc1compeete welle to assign a vat*. when we become awn components (g the mown of YIN by UBS of a trionmenn, Mace ad a-roily products,
idormatian wise t* provided upon request that a matenal met has catered tut may call a Paliculr mutual fund famiY to our clients: and 0) Not FOC instred • No bank wanes. May lose vitae
prewousy repaled vat* Iwo question, or when a the asset value of aparticular mutual fund fanny's
• Certificates of deposit (0.). CDs are FDIC aired value would be highy speculate.* due to tie nature shares held a the Wm RMA. Resource Management ben nt, Business Services
tato $29),000 it principal and atoned imam per ot the tensity. — We and ow Aline ako receive networking and Account BSA, IRMA and international Resource
depoentor ard per depository inaitution in a:cadence - When neither an Sauer, general partner or wonsor orrnbus moaning fees n consideration for Management Accord an registered service mats of
wth FDIC riles estimated %glue nor a thrd-paly estimated wig is transfer agent Seveei that we croak to the 1.85 Fogad Services Fx
proncied, the vale d to mosey will teat/entre* mutual lads. These fees generally are pad from
• Prialvalue Prices diaplawd for secuntes and oter ban its caches: price. investor asses in the maul fund and are a fend Vila Sigrubre it a regained Servile Milk of Vial
protests may be higher or betel than the price that - •lantributicos to dab' mayinclude ram of dale amount bated an the 'amber of accounts at In manna LOS Yu Signature crea cards and IBS
you would ectualti receive in to make lakes an capital, ncome orboth. the broker-dealer holing mutual hands al that fund Visa debt cm-de an Sneed by UBS Bank USA with
obtainedfrom wricus hid party sources nhich we - 'Original unit size' represents fie initial offering fancy permssion fran Visa USA Incorporated.
teethe to be relable, bit we donor garanee thei price per twit alS may not reflect your Cott bass.
accuracy. - OPP anl wended RUT muses are not listed co a UlSlinsdelSwioee Inc Rev 201604
national securities exchange, and an gennaly
SDNY_G M_0002 7825
CONFIDENTIAL
EFTA_00 138445
EFTA01279054

UBS Financial Services Inc Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York kW 10171.0002 May 2016
CNP70055831690516 V1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account ni • ' Ilan
Account number.
Your Nnancial Advisor:
SCOTT STACK MANILYLE CASR1EL
Phone: 212-821-70001800-308-3140
Questions aboutyour statement? Value of your account
Call your Anancial Advisor or the
RMA ReSOurCeLine at 800-RMA-1000, On April 29 (S) on May 31 (5)
account 029328776
Your assets 642969.00 651,695.00
Msit our website: Your liabilities 0.00 0.00
WWW. LbS cornilinanciaservices
Value of your account $642,969.00 $651,695.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thc uc,anas at year end 2015 S250PCO.00
€47 0 651.7 Net deposits and
withdrawals $399,999.12
a
Yaw In sent returrt
Dividend and
interest income 30.88
Change on
markot vaiug 11.69500
Value of your account
on May 31. 2016 6651695.00
Dec2015 AV i'016 May 2016
SDNY GM 00027828
Member SIPC CNP70009305593169 NP7000191995 C0039 0516 030575004 Y128776550 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00I38446
EFTA01279055

UBS Resource Management Account Account name: GH IR . A INE MA g1A ELL Your lq Randal Advisor.
Friendly account name:Indy Milennlurn SCOTT STACK MANL YLE CASRIEL
May 201 h Account number. 212.821.7000800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 a00%
E Non-traditional 651,695.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3651,695.00 100.00%
Value of your account $651,695.00
Eye on the markets
Percentage change
Index May 2016 Year to date
SW 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -038% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
CNP70003005590170NP7000191995 00603 0516 030575004 T12877655003alyyGht00027stage 2 of 6
CONFIDENTIAL
EFTA_00138447
EFTA01279056

(SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
Friendly account narree:Indv.Millenneum SCOTT STACKMANLYLE CASNEL
May 2016 Account number. 212-821-7000'800-308-3140
Change in the value of your account Summary of gains and losses
Wives reported below exclude products for which gems and losses are not classified
May 2016(5) Year to date (I)
Realized gains and losses Unrealized
Opening account value $642,969.00 $250,000.00
May 2016(5) Year to date (t) gains and losses (5)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 1,695 00
Withdrawals and fees,
Cash activity summary
including investments transferred
out 0.00 -0.88
See account &thirty ttns month fOl dealt Eklan(et in your %wet) 0040(6 are indudedin the Opening and
Dividend and interest income 0.00 0.88 CIC6ingbaances vaW. FDIC insurance Wei Only 10 deposits a U85 8ank USA, 00110 deposits at 118$ AG.
Stamford Sanch or bank deposits placed throuip the UBS Internaona Depose Account program. SIPC
Change in market value 8,726.00 1,695.00 protection applies to money market sweep fund hddings but rot tank deposits. Steimportant information
about your statement on the tat two pages as this document for deists.
Closing account value $651,695.00 $651,695.00
May 2016 IS) Year to date (1)
Dividend and interest income earned Opening balances $0.00 $0.00
Additions
For cuiposes of Ins slaternenl, ta.abAy of 'nines] ani clinden0 income hat been determined from a US Deposits and other funds credited 0.00 400,000.00
to repotting perspedne. Bard upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (n) Dividend and interest income 000 0.88
Income tarts. The tient month Statement is not intended to be used and carton be feted upon for la
purposes. Clients should refer to the applcaie tar reporting forms they recent. Iran 185 annualy, such as Total additions $0.00 $400,000.88
the fermi 1099 and the PerMS 480, for las rePorph9 inforrnason It Is the Make of Lies to file tht
=hustle tar reporting forms with the US interne Revenue Sends< and PR Treteury DePanmeot and in Subtractions
sec h forms accurately daffy dirdena ardct interest miss exempt or taable income. Pleat consult your
inchrdual tax PrePatel Other funds debited 0.00 -0.88
May 2016(5) Year to date IS) Funds withdrawn for investments
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027828
CONFID C E elP7C0 N 013055 T 8()171 I N A P70:01 L 9199 S 000710516 030579004 Y128776550000000 Pegs 3 of 6
EFTA_00138448
EFTA01279057

*UBS Resource Management Account Account name: GHIRAINE MAXWELL Your Mounds' Advisor:
Friendly account n SCOTT STACK MANLYLE CASRIEL
May 2016 Account number: 212-821-700O800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. ioucan find a full description of the alternative
investment objectives in Important information about wor statement at the end of this
document
Your retain objective:
Current income & capital appreciation
Your tisk profile:
Primary - Aggresive
Investment eligibihty consideration - None selected
Your account instructions
• Your account cost basis default closing method is APO, First in, First Out
CNM0CS00SS93i 72 NP70C0I9I995 000;/9 0S16 03025004 Y128776550 03WIYGM00027Eltlige 4 of 6
CONFIDENTIAL
EFTA_00138449
EFTA01279058

SUBS Resource Management Account Account name: GIII5LAINE MAXWELL Your N sandal Advisor:
Friendly account name: Indv.Milennium SCOTT STACKMANLYLE CASREL
May 2016 Account number. 212-821-7000'800-308-3140
Your assets
Some pores, income and current values ShOwn may be appnydrnme. ASS WSW. Balm aid losses may 001
beaccurately reflected. See important infosatation about ',oar statement a the end of ths dxumem fOr
more infounaeon
Non-traditional
Pried. &wry funds, sledge tun% WOOther Investments are teld In your U85 Financial Services kx. (U85 Estimates of %due Stippled by issuers of certtin Mourns anflith are gene /Sly •net asset vane- estrames)
FS) boterage account. the positions tenoned below reflect the records of the issuers, and UBS FS does not are shown as 'Issuer est. ate per unit'. Fa Private equty funds,' Est. value per unt • is a value °petaled
guarantee the accuracy of the Information The value shown Is not necessarily the vane you wad receive quavery, based on the Net Assd Value e NAV') In the fund a of the date sped feed aqusted Dyad:Mg
Iran the Issuer if you scl d the assets. Funds actively sdd ty UBS FS are subject to ongoing due cligmce, cwital calls and sal:trading dstrIbullons Once the NAV date. The NAV is ptimadly based on estimated
although the level performed rrwy vary Added fund may be sulaect to no onoang chgenet A fund that portfolio values provided by the underlying fund spensor. These two values mw vary because of differences
you purchased elsewhere may never have been sutiect to U135 FS dllgence. allnJughLMSF$ may receive a In the way they were estimated and because the • Third party eq. value per unit' may have been prepared
fee from the funds manager, which nay constitute a mzeoilty of the managemenlincentive fee. Please on the basis d finonclef infonrialron other than yeariend. Reported estimates may not reflect resale,
contact your Anawid achisor with questions ' Eq. value per twit' is an estmae of value supplied by an liquidation or repurchase ram, 1 any, and may not reflect dstabut ions of toad until the next valuation is
independent valuation arm and reflects adjustments for factors such as the Iquicity of the units. reported, ge nerdy on an annual or sera-annual basis See WpOrtent infOratatiOn annul yam statements
the ender this statement.
Hedge funds
Purchase pricer
Hurter Artier price Client Cost Price per Slide Value on Unrealized (tad Investment Hticing
eid Ong of shares per shale (S) investment (5) OW'S (S) On Met 31 (1) Mty 31 (5) gainorloss (1) return (S) period
ALPHAKEYS MILLENNIUM FD
tic BROKERAGE NO
04/30'16
Trade date: 650,000.00 650,000.00 1.000 651,695.00 1,695.00
Your total assets
Percentage of Cost Estimated Unedited
value on May 31 (5) your account bash (5) annual Intone (51 gan or loss OS
Non-traditional Madge funds 651.695.00 100.00% 650.000.00 1,695.00
Total $651,695.00 100.00% $650,000.00 $1,695.00
SONY GM 00027830
CONFID C E SIP5C0 N 033055 T 130153 I N A eTOCO L P319 9500073 0516 030575004 YI78776550 000000 Pats 5 of 6
EFTA_00138450
EFTA01279059

*UBS
Your notes
CNP7030900593017 4 NP7000i9I 995 00009 °SI'S 030575004 YI 28776550 COiMY_GM_000278tolge 6 of 6
End of statement for account number Y1 28776 S5
CONFIDENTIAL
EFTA_00138451
EFTA01279060

Important information about your statement
U3S Financial Services ix. (the Firm or UBS Finarcial sent yOu the list statenwre on which the Kra' Or Corporation (SIPC), whith protects stories taco-MS01 • Proottee Cuneneincome: himistments seekng due
Sereket), is a merrber of all principal mosey, csmrroity problem spend. its members up to $502000 (including 5250,000 kr generation ol income shy.
and coterie exchanges. UBS Financial5enices and LES - Fordo your name rd axon number Crf any) dabs for own. The Slit asset protection limes akohr to • Achdie CapitalA ppreciation. Investments seeing
Bank USA ath i-died subsilenes of UPS AG and - Describe to efrOr Of the wander you area-sure all account that ycuhold h a partieutth cceeity. bond of principalrather thel the gerersaith of
affihaes of U85 Seamen U.C. The Fim's Wanda' about, ini **lain as ckrk as you cat why you The Finn, together mini certainaffiliates, has also ixam.
statement e available upon retail. The Feeds exeo.nire believe C is an error a why au need more purchased othamental protection. The mailman • Produce Carabautho al incase and Capital
off km re a. Malmateth. amount payable to at *kb. diet, CONKlink undo. Appreoaton. Ivesinents seeing both tie gentian
- ProWde the icier avant c4 the suspected lira. this protection is ZOO matron as of Decent*, 10, 2015. of name and growthof princhat
LES Financial Strides ex. Scbrd to the poky medians ad limilaticen, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigate put compaht the limn is further protected fa up to $1.9 million n the Overall Mk profiles
Weehawken, N107086 and eel correct thy error promptly. For alleged mots aggregate kr all your accounts held n spate: dm • Conservative. Seeks to manten retie pitied, with
imokring UBS Vier debit card tramadiro„ if we take acuity A ft* copy of thepoky wordi-g is available
U n o T f o h 3 f i i S t s c b i F s a e t i l n a r t a t e a e n l x m i c e d i d e a o n l t c S t o u r e e m n r p v e i r c e n e H s t s s e y a n o c c t u s o c b o t n h u t a e a n n n t o . n n e O e g t y t h h c o e o e f r f r e i r n c e i i i c s a c o l i a r n r e n d g c s g d o , o a e r e d t x a r o e o s f p r h p t o a u r ld m g y la o a k o u e r r e s w a e t u h c l s l c a h t o n o a v r 1 < d e 0 i m f t b h o u p e r s e t u h n d s e e e e s s o o s n u f d r a t o o y t u h s i m t t n o y o g & t n u u e t t t h y i h o i d i s n i u k , . r w n 6 g e in t w e e i e r ll r c t o i r n r e , e d s i o i t t trek T u b h i o m e th n S d r l e o it q n u m o e t s o a t t . p e p c ly ti n to a d the suppkmenbl protection t l i ' n o h ro e f w l e a a r t m i i m s o e k n a o . a n r n s r d e t h t v u e o r l n a a s t c i l r c it d y o s to m t d t a h o y e e r s a o n t x o k o t e g e n e p n o p e v a r e c a e t r e a w t s i i m g th n e it n ra if r e
Omi9POn please report it immediately n "Meg 90 the • Calm financial assets controlled by (and Mixed n • ,Moderate. Willing to accept scone rid( to piroPal and
Branch Manager of the office strong your account. Please mire all checks payek to the Fern or fie your account value) but held any from LOSFine-KM toter* some totality to seek tar returns,
rencial insane(' nikated on he taut of this Services (e.g., certain (1) cash at UPS Bark USA, 00 • Agrees/iv: Wiling to accept high tdc to pnncpi and
Allhocep a figs.' shown re Mended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.banrhes, (4 insurance poixts, high meat lily to seek highreturns owe time.
statement data elicuk1n ot be wed feat tar purposes Rely may be enyect to maintenerm lees, throats for We including variable enmities, and (io tares of initud • miernmenrElthatairy Consideration: I Wint•cl, a
meek on yethend tax kirms. de , Form 1099. 5498. payment kr securities purchases and &urges kr unpaid flinch whore such sham are registered direct& in the PaliOn of the porHoli, fo r that account may Mb*
10425. etc ) when prepang your lax return. The Fim amounts n cash accents. Accounts that re transferred name of the account holier on she books rd records complex swinges, kneed Hauck emirate
required by law to rum to the IRS all enable deaden* m other instiglens may be subject to a franker Ise. ot the applici* itsue a transfer agent). voUtiky.
reportable rents able date:kind and *Able Merest • Certain nwsb-nent contracts a iniesiment interests
end en stoned, held haus atcard nee proceeds UBS Sweep OpAiens (e.g., tinned partnerships end pirate placements) eat Statement eheureholdier
on see brisactire, ad cost basin:no:nein catered ISS offers options kr sweeping cash Waxes. balances are rot regitered troth the Securities Act of 1933; We may concord* all reined account statements with
skulks, to bat deposits at UM Brit USA and LES AG Stanford ad to sane eithess h the um* emcees*, erg. because
branch dta-k Sweep Prorarrsk moneymake( mutual • Commodities contacts (e.g, foreign exchange and they have owners who ako maintain thee account
Ceeonstioations wilts the Finn hats Wong Find) ad the internetional Depose pricey,m etal convects), including tutu* meats nisi attires well other clients a the same address. If
• Please rimodinn an/ oral conmanations in wring Amin (DA)for c names with in Interutional ad conmedity option contract,. you peter lo rani o indniclual statements mailed is
tofurther protect your ristrit inducing your rktitS Rescue? Llanagernerd Account. Though the Bath The SEC protection and the supprenUI protect:trite separate envelopes, you may decline hmr.eholdng by
ender to Seenties Investor Protechon Act (SOM. Sweep Programs, cash beta-es re swept to LESBank not apply so these assets event theyotherwise appear ceding gar finalcol Ackdor
• 11 the financial institution en the top left of the ham USA to to an established knit ad then to UBS AG on yea statements. The SEC protection ad the
of this statement isnot U3SFnericiel Strokes, CBS Stanford Branch, or a Money Fund. Deposits at UBS dedokmental protection do not protect aped changes Friendly avant name
Fiandal &mien carries as =cunt as clearing Bank USA are FDIC hscred in accordand withFCC n the market vela of you investments (whether as 4 The Frurdey acccu4 nano is a cusecrnathlo 'nob-erne
broker by arragement with the inicated inslittenn • Format Mamaticn please vet wwwfdic goer result of market moverrem, issuer barkruptcy or chosen by you to assist you with your recomffeerong
We informed you of this rela1M5h0 when you Deposes a LES AG Stamford Brach ad shares of °think e) has no legaleffect Cayour account You can flange
opened this accost h the case. your kra and Money Finds ale riot Mired by the FDIC. More elimination 6 arraable span reused rate hie d9 aCCOUll Orel. though Onlne ServiCe5 a
segreies ere boated a LOS financial Setaes and rot rot may °Nan more Monnation about Silt, enduing by minted ng your FiViloal Athisor.
the neddecig broker, ad you neat make a mart Through tie DA, mailable to each balaxes are swept to the SIPC Brochre by c-atasting SIPC at 202.371 -83C0
of thy erns or omission to both firm. As described depose &cants at UBS AG New Yak bench and LES or by voting the SIPC websre at mese/nog Account overview
Ihe account agreements, yOU must natty IA Of ay AG Cayman Ranch Then deposits arena Muted by • Vats of you acorventkontoto. Net of assets and
errors or fraud twoichg chedcs reflected on your tie FCC Bain-ms held at the UDS AG Cayman Brandi Dividend Reiwestment Program imp)
statement wen 30 days alter it was mailed or made ate !empathy reposed to the sovereign nth of the The pee reflected h an aw .age pia. You may obtan • A M Mines await* cash balances, vdues for
available. Anathemas shall be deemed complete Cumin kla-cic, and there is no guarani** or other the actual price banns f racial Adam. Onk whole resettled smutty last. and Global Tim Deposes,
and accurate n all other respects if not objected so in obigation of UBS AG to repay to Saxes whikmthe shares are purchased under DPW; palial shies will be created marks to ma-ket, andcertain assets not held
venti-g within 60 days LES Cayman's Brach's books. soli ad the cash wi be deposited el your amount The by tie Fim. Does rot include unpriced sectritiePassets
• Please died cnomer complaints or natters to he &Mad reinvestment price stioplied by the ester may at the end rol the prior and carent statement (*nods, or
Fim's C lent Retstn-o °easement at 201.352.1699 Deposal at LEG Bark ($4 and each UPS AG Branch ace 61l er hem the mean peke al wikch the partial shares peyote iscessments. invested stock options and
a tolltreor It 900354.9103, 8:03 A.M. to 603 P.M rOl protected by SIK. Money Fund checks are protected re sold enrceable stock options
FT Monday through Friday, or in wring to CBS by SIPC. See 'LOS Financial Services Accent Protection' • Othildes Includes debit balances. odtstanling margin
Financial Services It., Client Relations Depathnent, below. Cariteirelieu kens, credit lie, short ar.cont balances.
P.O. Box 766 Unon Cy, N1 07087. Cnhirhole units may be held n yam accant. If you ere • Cas&eoney balances. Total of uninvested dada*
• In ease of VIM ot umbra about an electronic Up:inyour request balthon in the Bank Sweep entitled to a halal nit a s result ol a daderd payment cash balthces, plus deposit telexes a UBS Bank USA,
had, transfer (ITO bit pommel a UBS Vetclebit Program or DA may be withdrawn and shares of a or OhliVrin, the Film will either sell panel nib at LES AG U.S Branches ad money market mutual fund
card vantactions, call 802762-100th a write to UBS Money Furd may be Muidated, ad the proceeds market price a accept an /mart determined by a sweep balms, at the dm of tie statement ;Mod
Financial Senices Ix., 1000 Hittite 814, 6h floor, returned to you or your seosaies account. regiaered cleiriu agency. and credit yogi accord. Mtn-cameo:du free oink balances in yos account are
Weehawken NI 07086, Akre Itl Ak8CA Sakes. not secyegsed from achy balances and the Finm ai
Fate ndormalon about available sweep outwit Invanntent objectives use ay of these Ihrds inthe wintry cone of is
Colo- Wit. at soon as )(Mein, if you hit dime ncledrg current ironed rates and WICK 5 available at The ilonlmeril objectives and risk profile are spec le to brained These funds re pueblo trim your downed.
neurone a receipt is wing or if you need more wmkubscordsweepaekk from your Fnancial Addax each account and may varybetween you accents This total is included in the arrant pare* closing Vain
ndonnation tout a transfer on the statement or a by along 802762-1000. Neese arse the Firm pircopty in wining of ay
receipt The Firm or Card Baer (as adpicable)must sunticant <hedge in you financial situation or Lendia alternation
hear from you no In then CO day, alter die Fim UN Financial Sarrime amment protection investment obectives For eachabash held you For clothed information on the Fam's lending dodoes
The Firm r. A minor resea Iwnto• PrOictire. choose one of the folbwiu investment objectives. and **wet refer to gar Client Relationship
SDNY_GM_00027832
CONFIDENTIAL
EFTA_00138452
EFTA01279061

Important information about your statement (COMMUMT)
Agmement or ACCOLal Agreement Zed the General - We germs* use he closing price when avarebka liquid and own al they can be sold tee prke — In adoltion tocommissions received n connection
Tams ad Conditions U3S Statement of Credit Practices Ow mew of the bed rd ask poxes for limed received may be tem than the per dare estimated with the sale or deviation of may contracts
'nibble in Agreements andO ixliores at secemilin and optiort a only bid prices for OTC value provided n the more statement. and trot investment but remit, toot clients, we
Bxpp awnwil✓arm evererese vet. seardies. rider our affiliate recta reserve sharp
- Less acne* traded sneaks may be priced using a • Rosbicted parities. Restxted seardies generalke compensaion frommaw of the instance
Your sob valuation model a ate moss recent rice we ae rat rummy elgbk for public sale. U8SFina-cial companies undenweing the amity contracts,
Your statement tains securities at other ends heed atoned ad may not reflect en actual man price Seivice: sash the Ismael prima the unrestricted stock affh ales of the hturerm carpels or warners of
tithe ware at the end of the statement period. You a value of the sane issuer as an imputed value for IN tne imvstmmt tuns we distbute.
may ak for deItw Of kit paid sallies at arw time. - Certainpositions may goer aka a pace arch restricted hod twoorposesathd statement oa To ▪ Our *Wales also remise trading corrimmskens ad
You may receive securities lied as loan collatera after will ?row a 'price was not avatlatee• it we am the extent tat resigned searnies are elgbk to sale, arm compensator, fr an maul Ards and
paying any balance dm an them. Amy securities triable to olden a pnce fora Harty. the value received may be Abstarnialbe less than the insure:ma companies wow products we dart:um.
translated to the Firm dreg the statement paced are - Deposits a securities denominated ilCUITal-Cin imaged van *own - We receive en 'mat he from UBS Bat USA at
listed at market via as of the end of the statement *ter thin U.S dollar are reflected at the 'trete IRS AG Stanford Ranch °farce 425 per accuse
period. rate a of the statement date. • Est. (aanda) income. arrant yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast bald n detaining the cost basis of he - fcr certain searnes swag n non-conlormrig M estimate of annual income is based on current Programs.
securities inciaded en this statement, awe indicated denornnations, pnce ate quantity (face glue) may dadendeen interest rates, assuming tee mutes will
wih the number l, • WS Forces' Services has relied hive been adjusted to ladles taper valuetim be Mkt for as yea from statement date or until Adivity
F an to i n n c fo ia rm l S a e ti n o e n c a a l i in n c e lu d di n fr g o m inf s o o r u m rc a e ti s o o n t f h r e c r m th a a n n o U th M er y To b c r b h u r i a n r c c u e m l A m 0 , g e i c n r t aisre. when available, contact m ad itu c r o it n y t i T n h u i e s d e i s n t c im om at e e a is re * n * o t a g g u u a d r e e ln e e n ; t a ccuracy i h n i: u e r m e o d t i i o n n c r o e n g n a e r c c t i i n o g n c w o i m th m ti k e s m lis a g an a d : o ta th d e t r r c a h d a e r s g , es
thin a that you may have provided to you Finaxial - Estimated shut kerne and curent yield fa imlifrg option Is/nations has been incbctd on
Adam The Firm does not irdeperantly verty • Private invesUnenla and nruceured proclaim certain types of noshes oda recheck a fetter, of coreli maticre anew* Iternhed to you, and mill be
swans** the accuracy a vailly of ary Wanton Notate noestmere atar nos (robing erect priscipat or capital gent n which use the est pre:nickel to you promptly on rand.
provided by WOOS OW than LES Pi-uncial Senices, participation program and realestate investment mist income (rd cured yell would be ownetated.
h adfitin *hough UPS Finanegl Services general& sautes) and structred tins are gm-walk, highly - Estimated anal income and cement yield and the Shore aNling
exdates tis Haman:re as it is renewed the him ificuid. Celan strutted prolits have not been adual ?cane inclyieU miff be lower°, higher II you are engaged en short selling a security, you may
does not provide any assunrces the tie illoThatiatl regotered with the Returnees and E.derge than the estimated amounts. is:Leathery der to casein toravig costs for Out
seder 'Coat bate rd *Unrealized gardlose is Commission ex under wry state sereuntiews. We - Are *Mina of arrualeed income (dividend ands partkulasectriy.
accurate as of the date of this statement. As such amide estmated am for private investment interest) divided by the current market
please dome red on this nfarmtion to make rennin ard structured products for hdamatinal valaiaveragt balance is based on the lat dividend Open orders
puchne or sale decisions fa tax puposes purposes ivy. !Karats ism wanted. or bleed payment made by tie issuer and Rending open or • gx6tilkancelled* odes tat
otherwise. Accounts turdared to the Fim may - These vats may differ Abstaxistry been prces as,.nw he sectraddepnes will be held foe one ware not executed by the Stattnitta date, open buy and
reface gai loss harmatim only for the period of any. at which a prima immanent thy year tan der statement date or until malt set slop orders are rained by the mount of dividends
tine they we held at the Fim More hdorical structured product maybe bought or sold and do Accuracy and continued sell we not suarameed a rig-etscn an ex.dividerefs a enntts date unless
information can be xged by you- Fmaxial Advisor. not necessztiWrerxesern the vat* you maytette* hanxted otherwise by so.i. You are responsbk for
tan liquidator. • Assets not held by UBS Financial Services. Cenah orders that are executed de to yOter lalure to cancel
• Urreellieeel gam/Iona Yellen data es swath, - Third party enemas of vali are as of a certain ends se not held by the Fran arena wean the mist ig open orders.
eninated La-realized suindlones ere actiand Ice date ad an supplied to UBS Pena-cid Services on a Fern's possession or control. These assets ere
htivitial mosey lots. The transaction data for rapier bases by an independent volition firm. &played on Ins statement for informational Piing
iWidua lots may or may not Mkt ammissions, - Mar. general pannt or sponxr estimated ratan purposes only. Positions and values presented as To obtain a copy of as current Client Privacy Notice.
rZandor security reorganization events any, are seabed to the Fm by the issuer, provided by der issuing firm. UBS Financial Services is please contact tar FnanualAchiscr or vest our wetnne
cl and °ter reinvestment lob ad systematk general partner or spormor and may be tabulated not respcnoble for as information and don not at maw otto rombwito,vartirer
perchew lots are each combined iodate, one based an deferent information from tot used by guarantee es scanty. These assets are not protected
awraged lot The 'Trade date' coLrnn presents the third pries to daiveteir 'dinned values. by SOK or the Firn's supplemental Slit coverage. UM Filmset Services is not a ba-k The WA, Business
aging transaction trade date. - You can obtain aednorel aformatesn regarding Services Account IMA and IRMA are tedurage accounts
the methodology used to determine the estimate ot • Revenue sharing and additional compensation which provide ace's so banking services and protests
• Callable saskles Bonds and pieland stock that value and the date of the Hamblinthat is the — In Adam to commissions on sales and 12b.1 tees tem* arangements with afI gated bales and other
the lam call for err ncleratom will be selected basis kr the eaimate by contactig your Financial received re cancan with tie distribution e4 thniparty bares. ad provides access to rotrace and
insmialglw lot km among all scathes of tit Advisor mutual finds to ow dents we ander our affAate rum/ products toed by unaffiliated thid-party
issue held in ow name or n nominee name fa ox - Third party 'Prided valets may be reflected as receive revenue stein Payments Iran dionbutors haute companies through toura-ce agency
clients. Call lease inkmmelli is cbtaned from third 'Not pieced* in several situations: when an ado advises of the maul funds that we sell. subsdianes of UBS Financial Services Inc.
parties and is tau/racy is not yawned. Other call independent valuation Inn has not suppMda is These anuams are based on two &fermi
leans may min which mid vilest mat comrade 3alve to way a vela. when we become ware corrparents (t the amclit of ales by UBS of a imastinent. rouraxe. and a-ruity products,
Haman:en ante provided upon request that a material event has ocoxred that may call a Paliciar mutual fund fe mit to our clients and (M) Nst 10K ensued • No bank guaantem May lie vitae
preauty repined value no question, et awn a the asset value of a particular mutual fund tanks
• Certificates at deposit (ma). CDs are FDIC insured value would be hightpeculatim due to Olenature shares held a the tern RMA. Resource Mena:rent tionn nt, Business Services
Li, to S25),000 in principal and earned interest per of the aunty. — We and us alleiste ago receive networking end Account BSA, IRMA and entamutional Resource
depot:tor ate per depository inoitufmn in a:cadence - When miter an num general partner or wonsor orrnbus processing lees is cormlecation for Management Accost are registered service malts of
wite FDIC mks estimated glue nor alba-pal/ Minuted glue is transfer agent services that we primde to the 1.85 Fnancii Services Pc
promeinl, the vale of the secunty wilt* dillennl mutual lids. These fees generally are pad from
• Prim/value Prices displayed for secumes and otter kayo its arches* price. investor asset n the nutua I turid and areal/red WS Signalise e a regatta sett nwk of Vise
proicts may be higher or boll than the price that - •littributiens to date' maw indude rean of dials amount based on the nutter of accounts at hmmall id WS Yu Sigmw ante cards and UBS
you would actually main in the man hies ge capital. income orboth. the broker-dealer hooking mutual kraal that fund Vera debt cards ate brad by UBS Irk URA with
obtained from imakus hid party sources mhiti we - 'Original unit size' represents tie hitial offering fa-nily permssion Irom Visa USA hcorpaated.
teethe to be reelable, but we do not garantee the paper sot Primal not reflect you con bast
accurAy. - DIP ad unbind REP' sedates art rot listed on a LAM Financial Swine Me Rev 201604
rational securities exchange, and a goner*
SDNY_G M_0002 7833
CONFIDENTIAL
EFTA_00138453
EFTA01279062

U85 Financial Services nc Resource Management Account
toltUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2016
CNP700650526f 0616X1235 Y1 0
GI-Il5LAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GHIStANE MAXWELL
Friendly account nam • I v Mil nnium
Account number.
Your Nnancial Advisor.
SCOTT STACK MANILYLE CAST EL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeUne at 800-RMA-1000, on May 31 (1) On June 30 (1)
account 029028776
Your assets 651,695.00 662,536.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubscomainancialseNices
Value of your account 5651,695.00 $662,536.00
Sources of your account growth
Tracking the value of your account during 2016
Vete of your account
S the uc...3fIGS at year end 2015 S250.000.00
651 7 662.5 Net demob and
withdramats 5399,999.12
Your riveStMent fetters
Dividend and
Ze..0C interest income 5088
Change in
market value 512.536.00
Value of your account
calm 30, 2016 6662536.00
Dec 2015 Mar 2016 Jun 2016
SDNY GM 00027834
mamber SIPC CNP700C6006505261NP100330351 4 00009 0616 030575004 Y120776550111010 Page 1 of 6
CONFIDENTIAL
EFTA_00138454
EFTA01279063

SUBS
Resource Management Account Account name: GHIS.AINE g1h ELL Your financial Advisor.
Friendly account name. - SCOTT STACK MAN' LYLE CASRIEL
lune 2016
Account number 212-821.7000/800308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30 a) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
Total assets $662,536.00 100.00%
Value of your account $662,536.00
Eye on the markets
Percentage change
Index lune 2016 Year to date
S&P 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 5 31%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CNP700010065:05262NP7CC0309514 00003 0616 030575061 VI 28776550 1I gegliyGm000278§sge 2 of 6
CONFIDENTIAL
EFTA_00138455
EFTA01279064

Resource Management Account Account name: GHISLAINE MAXVVEll, Your PI nodal Advisor:
*UBS
Friendly account n • SCOTT STACKMAteLYLE CASRIEL
C Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
VSues reporled telaw exclude products for which gam and losses are not classified
lune20I6(S) Year to date (I)
Realized gains and losses Unrealized
Opening account value $651,695.00 $250,000.00
rune 2016(5) Year to date (t) gains and bsses (S)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 12,536 00
Withdrawals and fees,
including investments transferred Cash activity summary
out 0.00 -a88
Sere Account aztenty MG month not dealt BcianCet in your SveeD 000(6 are included in the %ening and
Dividend and interest income 0.00 0.88
C1C6ing (MOWS vaue. FDIC insurance POOPS 0(410 deposits a UBS Bank USA, nOl l0 del309IS at 1185 AG.
Starriod Branch of bank deposits paced througi the wash-items:one Depose Account progarn. SiPC
Change in market value 10,841.00 12,536.00 protection applies to money market sweep hand hddingS but rot bank deposits. Ste important Information
about sour statement an the last two pages d this document for deists.
Closing account value $662,536.00 $662,536.00
lune 2016 CO Year to date (I)
Opening balances $0.00 $0.00
Dividend and interest income earned
Additions
For corpones of Iris slaterneni, rarab::ty of :nines] ace dn.:lend income ha; been determined (ran a US Deposits and other funds credited 0.00 400,000.00
tat repotting pergrectire. eased upon the residence of the account holder, account type, or proluct two,
some interest ardor dvidend payments ma/ not be subject to United States (US) ardor Puerto Rico (PR) Dividend and interest income 0.00 0.88
income tares. The cnent months/ statement is not Intended to be used and carnal be relied upon for lac
purposes. Clients should refer to the applctie tar reporting forms They recent. from OBS annualy, such as Total additions $0.00 $400,000.88
the FORM 1099 and the Fern 480. (Or UV repelling information it is the practice Of U85 10 the the
zpplI(atle t0 tenoning forms with the US intern.S Revenue Serve< and PR Treasury Department and in Subtractions
such forms accuratecy usury chutknct arida Interest as tat exempt or taxable income. Pleat consult your
indvdual tax prepare( Other funds debited 0.00 -028
Funds withdrawn for investments
lune 2016 (V Year to date IS)
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027836
OW70303005505763 NV7003309514 00003 CO 6 030575001 Y178776550111010 Pap 3 of 6
CONFIDENTIAL
EFTA_00138456
EFTA01279065

4tUBS Resource Management Account Account name: GHISLAINE MAXWELL Your lq Bendel Advisor:
Friendly account name:Indy Milenmum SCOTT STACK MANLYLE CASIVEL
lune 2016 Account number: 212.82 I.7000'800-308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fnancial Advisor or Branch Manager. Toucan find a full description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your ran objective:
Current income & capital appreciation
Your tisk profile:
Primary - Aggressive
Investment eligibility consderation - None selected
Your account instructions
• Yoko account cost basis default closing method is FIFO, First in, First Out
CNP700p9006505264 NP7000AH514000090616030575004 Y128776550 11 giefiqyGm000278Pfige 4 of 6
CONFIDENTIAL
EFTA_00138457
EFTA01279066

UB
Resource Management Account Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
* S Friendly account n • SCOTT STACKMANLYLE CASRAL
Account number. 212-821-7000'800-308-3140
Your assets
Sane pnces, income and current values Sheri' may be approxiffsale. AS a recut. gains and losses may no
be accurately relkded. Set Mipoaint intofetabon about your statement a the end of this dxumem for
wore infornak on.
Non-traditional
private <guy funds. Hedge funds, WOOcher inveStMentS are held in you UEISFinandal Welces kx. CUBS Estimates of value suppled by issuers of certain programs (VINO ate gene klly 'net asset value eStimateg
Fs) [voters:, account. The positions reported below reflect the records of the Issuers, and PBS FS Wel not we shown as • Issuer est. sate per unit. for Private eculty funds,* Est. value per wet • is a value updated
giarantee the &curacy of the Information The value SUOMI Is not necessanly the wive you world peceive quavery, based on the Net Asset value (uNAViln the fund a of the date spedfled a)pskd by acting
frcm the issuer if you sold the assets funds actively sold by UBS FS are subject to ongoing due district oxital calls and subtracting dud:suborn since the NAV date. The NAV is primarily based on estimated
although the level performed/nay vary A dosed fundmay be sulaect to no ongang carnet A fund that portfolio yaws provided by thr? underlying fundspcnsor. These two valuer may vary because of differences
you purchased elsewhere may never have been stityett to Ws Fs dace nce. ilhough OBS FS may receive a In the way they were esti rrtated and because the 'Third Pony est. value Pertain' may have been prepared
fee from the funds manager, which Mat [MOW! a mearulty of ihenenagemenvincentl* fee. Pleas! on the bauscifiranciefirionvtalon other than year.end Reported estimates may not reflect resale,
contact your Anaxid Achesor wth questions. 'Est value per wit' is an estmle of value supplied by an liquidation or repurchase vale, I any, and may not reflect dstabut cos of caoilS until the next valuation is
independent valuation arm and reflects adjustments for factors such as the lquidty of the units. re aced ge neray on an annual or sent-annual basis See knpOrtenr intarmatoon about your statement at
the end of the statement.
Hedge funds
Purchase price
Hurter Meta? pace client Cost Price per share value on unredized gad investment Holdro
Hddng of shares per share (S) investment (S) basis (1) On fun 30(1) Jip 30 (3) gain or loss (S) kWh (CI period
ALPHAKEYS MILLEN
RID BROKERAGE
N00931116
!fade date: 650,000.00 650,000.00 1.000 662,536.00 12,53600
Your total assets
Percentage of Cost Binged Unmelczed
Value on sun 30 (1) your account bests 01 annual Intone (SI gun or loss (I)
Non-traditional Madge funds 662,536.00 100.00% 650.000.00 12,536.00
Total 6662,536.00 100.0016 2650,000.00 212,536.00
SONY GM 00027838
CeiP7COCE00550526SNe70033095I a COCCI C616 0305790CM Y128776S50 111010 Pap S of 6
CONFIDENTIAL
EFTA_00 138458
EFTA01279067

*UBS
Your notes
CNP70309305505266 NP7003309514 00003 OM 6 030575004 Yi 38776550 II gtikymt00027aket 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00138459
EFTA01279068

Important information about your statement
U3S Fiuncial Services tic. (the Firm a UBS Finerciel sent yOu the irk statenwn on which the eta or Corporation (SIPC), which protects Itn-rlieS haa-rldS 01 • Frock. Cunene income: Vestments stekng the
Serekes), is a member of all principal mark, scmrrority problem amend. its members up to $500000 (including 1,250,003 kr generation ol income onth.
and option; exchanges. UPS Fisancial Seniors and LES - Proideyotr run,. rd scant number Of any) dam for cask The Slit asset protection limn aPPI7 to • Achim. Cape*,A ppreciation. Investments seeing
Bask USA ate i-diect subsilones of UPS AG and - Decal* the error or the wander you revere all acooste that sou hold h a particult csocity. groat of misdealrather than the generation of
affiliates of U3S Seattle, LLC. The Fun's 1h anoal about, indeplain as okay as you cal why you The Fnn, together with certain aff iliates, has also mane.
statemert C available upon repass The FOtt exeosire believe t is savor a why you need more purchased tiSpinlientelplOteCtiOn. The madman • Produce ConabautOn of incase and Capital
alas we a. informaan anoint parable to at eIgibe dint, collictintb under Appreoaton. Ivesinents seeking both the gametes
- Node the dolor arrant a the suspected era. this protection is ZOO mks as of Decent., 10, 2015. of ?lame and growthof pensive
CBS Finscol Seams Ix. Stbpd to the poky orditons ad limitation, cash a
1200 Harbor Boulevard The Firm or Card Issuer wit h•estiame your compete the him is further protected fa up to SI .9 million n the Overall risk profiles
Weehawken, NJ 07086 and will correct thy error promptly. For alleged twos aggregate for all your accounts held n a patioula • Constwabe. Seeks to martin meted priripµ with
anothing UBS Via debit cad broad iss, if we take smock. A fii copy of thepoky wording is available
U Th 3 i S s F st h a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd s o e f p y t ou' m yo e u re a t c h c a o t s 1 t 0 f b o u r s t h n e es e s m da o y te s d t o y t o u b t l h ig n o k r w 6 e in w e i r ll r c o r r e , d s i o t tea uPon request. n t lo h a w a m t r m is e e k a o a n r n s r d e t h t v u e o r n l a a s c t i r l c t d y o s to m t d t a h o y e e r s a o n c t o c b t o e g s e e p t n ( p e tw r r a e t a e w t s i i e g th v n e it n [a if n t
r O o o f m f t ic n b ia b e l e r t e n s l i p e d l d e o a t c s a u e n m re e p I n o I s r y t o c if o u im n b t m r a i n n ed n e i g a t t h c e e o ly r n e f n l e i c v t a i i n n n g t t e d il g a e t t r a o a s t h h o e u ld y ta o k u e s v ii u s h to av c e o t m he pl u e s te e o o u f r t h n e o m st o ig ne a y io d n u . r ing tie tine it T b • h o e C th S a d lm l o it e n r p o a r t o n a t a e p e c p m t l i y i o a n t o a a s s d ets th c e o n su tr p o p lle le d m b e y n ( b a l n p d r n ot a ec i t a io d n n • M hi o lt d t e io ra n t . e . Willing to accept sane rile to pircbal and
Branch Manage of the afire serving your accost. Please mire all checks *web to the Fan or the your account value) but held away from LOS Financol biers* some vaathty to seek higher returns,
financial inalution nokated on the front of hi Services (e.g., certain( cash at UBS Bark USA, 00 • Aggress/we: Wiling to accept high ids to pnncpi and
Allhosep a 'ivies shown are intended to be accurate. statement In addition to regular accost fees, accounts cash at LES AG U.S.banrhes, (4 Muraxe point high vela lid to see highreturns owe time.
'Sentient dila *cub not be used fa to purposes Rely may be abject to maithmarce lees, throats for ere including weiziale annuities, and 06 than of trawl • by.o a nent Elgin* Consideration:t Wooed, a
sloth on yesend tax forms. Ole., Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds when such thaws re registered dna& in the Paion of the portfolio, fo r tat account may node
10425. etc ) when prepamg your lax return. The Finn amours n cash octants. Accounts that re transferred name of the account holier on the books ad records casket straeges, Imtcd lisicky and rater
required by law to resin to the IRS all taxable clads* to other insladlirs may be subject to a tangier tee. ot to applicta iawr a Pater agent). volatiky.
reportable rontaxible darasna and tsable interest • Certain mesh-nen contracts or innsiment interests
erred on stashes held rimy scant net sands UBS Sweep Opeiona (e.g.. lirMed partnerships end private placements) that StalarlearlkThoutehokfor
on see tratradire, rd cost basin:no:nein covered LEG offers options kr nwsiu cash Waxes. balances ere rot regitered ender tie Securities Act of 1903; We may corgi:eldest al related account statements with
martin to bat deposits at UM Bak USA and LEIS AG Starnked ad the sane adotess ri the same envelope, e.g. because
bath (Bali Sweep Pitcjarrs), moneymake mutual • Commodities contaris (e.g, kreign excha-ge and they have owners *IN, also maintain bol account
Carallasliaalleall with do Flier lads (Money Funds) adds internetional Deposit preccus metal contract* including futures contacts ram crehips tech other clients a the urine ad.:testi(
• Pleasenolo-Jinn sty oral corrrnintrations in wring Accoutt ODAllor curtemeet wits as international ad commodity option contract you prefer to wont mdisidual statements mailed n
tofurther protect your rights. inducing you rit Remise IA rag/mitre Account. Though the Bait The SEC protection and the supplemental protection do separate enselcoet you may decline httnehoinng by
cider the Se:vines Investor Protecbon AO (SEAL Sweep Programs, cash balances re swept to LES Bank not apply so these assets even if they otherwise appear ceiling yes Financial Achesor.
• II the financial iatitution on the top leit of to tat USA is to an slat:Ashes:1 knit ad then to UPS AG on yea statements. The SEC protection ad the
of this slams is not U36 F natal Servat CBS Stanford Brand\ or a Money Fund. Deposits at LEG salPiernental protection do not protect against changes Friendly eats* name
Finencial genies carries drat acccont as clearing Bank USA are FDIC insured in accordance with FCK n the market vale of ryas instilment> (Moths as The Friendly accost name is a custanatle 'nickrome
brcker by arra-gement wit. the hoisted insitutas Rt. Formore dormatian please visit wwwfdic result of market morerrem, issuer bathruptcy or chosen by you to assist you with your recordkeePS4 It
We informed ess of this relatOn5b0 nter, you Deposes a LEG AG Stamford Brach ad shares of others .) bat no legal eked ionyour account You can &singe
opened this accost h the cast your lent and MoneyFadsare rot hated by the FDIC. More irtonnation 6 sable les request. Friendly scant names, through Ontne Services or
marks tee located at LOS financial Senates and rot rooms cbtan more informationabout Slit, mcludIng by contacting your Financial **nor
the ithxdarg broker, and you mat make amps Through the DA, salable torah balances are swept to the SIPC Bochre. by contacting SIPC at 202371.8300
of any a or omission to both firma. As described depose scants at UBS AG New Yak Branch and LEG or by visiting the SIPC webuto at smearptorp Account overview
e to rro a r c s c o o r u fr n a t u a d g r t e w em oi e r n t t y s , c y h o ed u c m s u re s f t l e n c a te tt d y o w n y o o f u T r I A to G F C C a C rr . o B n a R ls a a n s c h h e T ld h a e t w t h d e e L p E os S it s A a G r C e a n y a m t a o n u B re ra d n b d y i Dividend Reisestment Pregnant pun • li ab V i o lit t i e m o f yore accankonTolo. Net of assets and
staterrent wrath 30 den alter t was mailed or made are tempos fry imposed to the sovereign nit of the The pit reflected is an swage price. You may obtan • Antb hathes wattle cash balances, values fa
available. All stamen* shall be deemed complete Carman Watt and there is no guarantee or other the shoal price banns F racial Advise. Orly *hose restrkted mark lest and Global Tiro Deposit,
and accurate n all other respects if not objected 10 oblgation of UBS AG to renal te balms whileonthe shares are purchased under DRIP; patial than wit be amazed marks to maket, andcertain assets not held
vettg within 60 days LEG Caymens Brach's books. sold ad the cash wl be *posited your account The by the Firit Does rats include spaced seositiee assets
• Please deect ouRomer complaints or to-hest° tee cividerd renvestment price applied byte weer may at the end a the prior and carent statement pooh, or
Fitts C lent Rasters Oepartnent at 201.352.1699 Deposal at LEG Bath USA and each UPS AG Branch are • ler Isom the midst price al which the partial shires private i ewnents, varied stock options and
a toll.free r. 903.3M-9I03, 8:03 A.M. to 693 P.M not protected by SIK. Money Fund shares are protected re sold gown:able stool options
ET Monday through Friday, or in wing to LES by SIPC. See 'IBS Financial Services Accost Protecto- n' • Liaeildes Includes debit balaxes. outstanding margin
Financial Services ex., Client Relations Dearest, below. Caritrindieu bans, credit Ire, shot accost balances.
P.O. Box 766 Union Coy, NJ 07037. any whole urns may be het:Imps account. If you re • Cashhooney balances. Total of uninvested amiable
• In case of errors or oakum about as electronic Ups your request balances in the Bar* Sweep entitled to a petal is* a s result ol a chider d pathmera cash balances, plus deposit tela-ces at UB5 Bank USA,
fad, transfer ((71). bit payment a UBS Voaockbit Program or DA may be withdrawn and shares of a or otherwise, the Firm will et her sell parhal unite at LES AG U.S Branches ad money make mutual fund
card vantactiont call 912762-1000, or write to UBS Money Furd May be lisidated, end the proceeds martet price a accept an /most determined by a sweep Sack at the case of he Oa:errant *nod
Ftroncial Senices Ix., 1000 aorta 814.. 6th floor. returned to you or your seoreies acccun. regiaered cleiriu agency. and credit yos taard. Istn-ccentredity free creek balances in your account are
Weehawken. NI 07086, Attit RIASESA Serkes. rho secogaled torn other balances and the Fine may
Caller wite as soon es you can, if you hit rer R ric a ka te dr i H g c a u m m a in n in n te a r b e o s u t t r a a t v e a s i l a a n b d le y s i w el e ds e . p o a p v t a a ila n b le at I T n h v e e i s e t d m et e in n t t e o re b j o e b c j t e iv c e ti s o n and risk profile are speck to • b a us e i n a e y ss o f T t h h e e s s e e f u la n d ds s r t e i t p h e e s o t r l d e n s a o y n co y u o r u se r o d f a i r s n ed
statement a receipt t +song or if you need more wrewubs combo/tem*** from your Fnalcial Advisor each account and may may between you acoarits This total is included in to arrant paned cluing vain
ithoination toot a transfer on the statement or or by calling EON762-1000. Peaty shoe the Firm promptly in wiring of ay
receipt The Firm or Card Mar (as askable)mat signiC ant change in yosInancial saston or Le ding nformation
hear from you no later than CO days after the Fan UPS Financial inks account protection investment objectives For each want helkl you For cleaned information on the firm's lading precast
The Finn n a fre-i+er 14 the (el rant l-rtn• Pristommin choose one of the folbwing inseams obits-thee. and declostres. refer to you Chem Relationship
SDNY_GM_00027840
CONFIDENTIAL
EFTA_00138460
EFTA01279069

Important information about your statement (PollthlUed)
Ageonerd or ACCOLit Agreerrere and the General - We gerwaby use the closing price when avarhka liquid and em t they can be sold tie peke — h edition to cornmissifis received n connection
Tenn ad Conditions U3S Statement of Credit Practices tie mean of the bid ad ask price, for listed received may be less than the per chore nth-rated with the sale or destitution a arruey contracts
available in Armes* fide/saran-es at secures and oplicra a only bid prices for OTC nth provided n the accost statement, and cast investment but trine fool clones. no
&gays* mat/awry onhchvaec. stout rider our *lie* recese resort* skating
- Less 3Ctieekr traded securities may be priced using a . Resbioted securities. Resin-led sectaries generalb carpe salon from many of the insuance
Your assets suluatifi model a the moss recent prce we are rot tawny eliable for public sale. U8S Financial comp/lies undenOling the amity contracts,
Your gaament itemizes securities ad other assets hell obtained and may not rifled in actual market price Soo/ice:use. the masa priced the unrestricted stork if/uses et he insurano corrosnin or sponsors of
ro the secant at the end of to damn period. You a vase of the sane issue( as an inputed value for the tie ant irrirestmmt rusts we dint:use
rim/ ask for deinerY d fulb paid seosiies al anytime. - Certain positions may appear vrito_d a price and restricted Pak ibrousposesolthd statement 04* To - Our affiliates also receive trading commosions ad
You may remise securities Lad as loin collateral alter will two as 'trice was nol available' it we aw the extent tut resakted searbes are elgbk la sale, odor compensationRan nasal Via and
paying any balance cke an them. Any securities triable to obtain a price fora wady. the value received may be sastanualb less thinthe insane companies whose products we dare:us'.
transferred to tie Firm Bag the Itelentent period are - Dososih a securities denominated empanel-cis imbued value tom - We receive an areal fee from UBS Bat USA ad
fitted at market value as of the add the staternor other then U.S dollies are reflected at the eichnete LISS AG Stanford Rends Of 1.010 $25 per accan
period. rate as of the Oatmeal date. • Est. (estimted) income. einem yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost bait let detemining the cost basis of to - der certain searins rading n non-conformng M estivate of annual income is based on current Program.
securities incbded in this statement, where indicated denotnnations, price and quantity (face value) may davidend ad interest rates, assuring tie shosites will
wih the number l, • .55 F mance& Services has relied have been adjusted to facilitate paper vatuann be held for env yea from statement date or tans Activity
Oninformation obtained from sources other than LES To obtain hem wastairs. when available contact maturity This estimate no* a gudolne; accuracy Hamann reprising conmksifis and odor charges
Financial Senices. including information hem another vlaet arcel Aden"' and continued ricer* are not guarriteed insured h connect:x i with tie exeoann of trades,
dim a that sum* tote provided to yea Finaxial - Estimated anal hcane and curea yield fa nadrg option transactions ha been incbctd on
Adam The firm does not irdeperantly verty • Private investments and structured products. certain ewes of secures could include a retun of antMalin presousb lambed to you. rid nail be
ipairanue the aco_racy a vaidby dry information Nivel° roamer* arouses lux biro (trod prioipai or capital gain in which ease the est provided to you prcrnaly on repast.
provided by ,cute, Car than LESPi-uncial Senices participatern program and realestate investment fist income (and curare yell would be own:Sated.
▪ ealtien although UPS Avoid Services general& secures) and otructred proins are general highly - Estimated anal income and anent yield and tie Short selling
Ls:dates fie nIctmatiri as if is recerved the him dispid. Celan stn_cared prolots have not been aclual roar* and yieU misfi be lower°, higher H you are en:Agedin short selling a stony. you may
does not provide any assurtroes that the information regotered with the Seeuribes and de,ge than the ntertaltddribeuntt. eve-recharge der to ratan Ramsay costs for that
order 'Cost bads° ad *Unrealized gar/ loss is Commesian or under wry slate seeurdrieTarre We - Are *stint* of arruaked income (dividend anacr partkulasectay.
accurate as of the date of thi statement. A, wok Iron* estrnated value, for pirate investment interest) divided by the current maget
please do rot ray on this nkenotion to make mantes irdabaured products for ircenutkrul valosiaverawe balance is based an the Lot dividend Open orders
puchne or sale decisions, fa tax puposes a purposes cant. Printery Cm guaranteed. or interest payment mode byte issuer and Regarding open or ' gad-a-canceled' aden tut
otherwise. Accounts turderred to tie Fim may - These vibes may differ abstaristy from prices, il 1039intS the searleSdepasts will be held for one were not executed by the Patentee data, open buy and
reflect gar/loss ilarrotifi only for to pitied el any. at which a PO*, nentrntril riy year born the statement date or until rarity sal slop orders are redad by the mount of *lards
tine they are held at tie Finn More historical Matured product maybe bought or sold and do Accuracy ad continued well xe not guaranteed or rights cn an ex-dividends ce enntils date unless
Hermann cube aided by yar Fe-axial Advisor. rot necessalbretreserd the vat* you may Nan. ranxted ahenvise byyoy. You are responsbk for
Lyon licwidation. • Assets not held bytes Financial Services. Certain orders that are executed Ow to yOur lelurt to cancel
• Unrealised gansalones %teen data n - Third party inmates of vain are es a acertain assets ere rot held by the FM NM not wenn the *Oleg open orders.
finnatect unsaiired guinflown re alai-Mod Ice date ad we supplied to UBS Inarcial Services on a Fern's ponessitn or control. These assets we
havifial sec" lots. The transaction data for ropier basis by an independent valuation firm. dasplayed On ins statement for informational Priem
havilial lots may or may not ref lea ammisions. - baser. general oannry or sponsor estimated Yaws purposes only. Positions and values presented re To obtain a copy of as current Client Privacy Notice.
rZarida security reorganizaton events if any, are applied to the Fan by the *suer, provided byte issuing fern. UBS Financial Services please coral tar FnancialAchiscr or von our websio
d and one' reinveltment lots ad systematk general partner or wooer and may be calculated not retperibble fate infomotion and does not at mew ente/tratfrovw,fre
pschau lots are each combined to divot', ore based al deferent information front tot used by guarantee es accuracy. These mans re nal protected
averaged lot The 'Trade date' coLenn presents the third pries to cerise their 'negated values. by SRC or the Fines sualanoral Own?. LEG Filmed Sakes is not a bark The bilk Business
anginal transaction trade date. - You can obtain adalorel information regardrg Services Account 854 and IRMA are brokerage accounts
the metcoblogy used to determine the estimate • Revenue away and additional compusesatice. which provide access so barring services and proolots
• Callable securities Bonds and prefored stock that value and the dale of dr Hamannthat is the — in ackStien to commissions on sales and I2lo. 1 lees Ana* arangements win af dated barks and other
We issues cats for eat redonplean will be selected basis fa the oximate by contantrg your Financial received n correctionwith tie dityibutiai Ihniparty bares, and provides wens to rogra-ce and
inogrally by lot from among all washes of that Advent mmaal krds to ow dents we enact our afflialis amity radial owed by unaffiliated thid-party
issue held ri *surname cr n nomhee nave fa or - Third party 'singed valets may be reflected as receive rfiermeTheiN payments horn distributors risuraice companies through insurance agency
clients. Call lease isluirtann is obtained from third 'Not priced in several stuatirris: when an all re advisors of the natal funds that we sell. subsdianes of UBS Financial Services Inc.
patios and as accwacy is not gurantod. Other call 1-dependent valuation Inn has not 'Waled a is These arme.nts are based on two cMerent
hares may nut which mid Mod rani condole unfree to assign a Yaw. when we become awn corrpoonts (k tht amour of isles by UBS da trinisment. esurace. ad array products,
Hamann Will be receded upon request that a matenal ewnt has cowed tut may call a Palicula mutual fund I amib to our clients: and 8) Nat FDIC instred • No bank guarntew May lose vase
afirousty reported sake rep question, or seen a the asset value of a particular mutual fund famiRes
• Certificates eldeposit (Os). CDs are FDIC tired value would be high spaulatne due to tie nature shares held a the fern RMA. Resource Management Anon nt, Business Services
grim 52!4W0 in principal rid /CMS Moms per • the security. — We and sea alliate ako receive networking end Account BSA. IDA and intonational Resource
depositor and per depository inoituixi in accordance - When niter an issuer, general partner or vomit orrnbus processing fears n eon-Aeration for Management Accord we registered service maks of
win FDIC nAes estimated value nor a thrd-paly estimated wake is transfer agent Sen•CeS that we mock to the UPS Murcia Snakes Inc
provicket, the wake d do moseyad be damn' maul lirds. These fees generally are pad from
• Ptia/value Woes divined f or securities and ores ban its caches* price. investor asses ri the endue I fund and me a ford Visa Signalise it a regal...red Servile milk of Visa
smash may be higher or lower than the price that - •Daributicos to date' myinclude return of dais amount based on the rumba of accounts at Inamaii nt LOS visa S•gnartre cradle cards and IBS
yO.a would actualb receive in he make. Pres are capital, ncome orboth. the brokenclealer Isoking mutual funds of that fund Visa debt cards ere issued by UBS Bale USA with
obtained from varkus add party sources whin we - 'Original unit size' represents the initial offering family PerrrISSIOn from Vna U SA Incorpotated.
tekese to be relable, bit we do not sparantee then peke per psis and may not reflect Jots COP bass.
accuray. - DIP and unlisted RES sautes are not listed on a tie Financial Services Inc. Rev. 201604
national securities exchange, and re gamily
SDNY_GM_00027841
CONFIDENTIAL
EF1'A_00138461
EFTA01279070

UBS Financial Services Inc. Resource Management Account
;14) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2016
CNP70056542970716 Nr1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number
Your Nnancial Advisor.
SCOTT STACK MANLYLE CASRIEL
Phone 212-821.70001800.308-3140
Value of your account
Questions about your statement?
Call your Financial Advisor or the
RMA ReSOurCeline at 80ORMA- 1000, On June 30 (S) on July 29 (5)
account 029028776
Your assets 662,536.00 661,413.00
Visit our website: Your liabilities aoo 0.00
lvww. Lbs corn/ tinanciaservices
Value of your account 5662,536.00 S661A13.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thou,,andS at year end 2015 S2SOPCO.00
ND2 5 661.4 Net deposits and
withdravals S339,999.12
your tiveSITheilt return:
Dhidendarxl
250.0 interest income S0.88
Change in
markot vaiu0 511,413.00
Value of your account
on Jul 29, 2016 $661413.00
Dec 2015 Jun 2016 1J 2016
SDNY GM 00027842
Member SIPC CNP70009305654797 MI000195185 00039 0716 030575004 Y128776S50000000 Page 1 of 6
CONFIDENTIAL
EFTA_00138462
EFTA01279071

SUBS
Resource Management Account Account name: GHI$LAINE MAstn. EL_ Your R minds' Advisor.
Friendly account name:Indv.MBennium SCOTT STACKMAI:4O'LE CASRIEL
July 2016
Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29 a) your account
A Cash and money balances a co 000% Your current asset allocation
B Cash alternatives 0.00 000%
Total assets $661,413.00 100.00%
Value of your account 5661.413.00
Eye on the markets
Percentage change
Index July2016 year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNIVCOCOSOS654298WOCOI9518$ 00029 0716 030575004 vi2877695003alyyGitow2781tge 2 of 6
CONFIDENTIAL
EFTA_00138463
EFTA01279072

Resource Management Account Account name: GHISLAINE MAXWELL Your II nodal Advisor:
*MIS Friendly account n • n SCOTT STACKMANivii CASRIEL
Account number. 212-821-7000/800-308-3140
Change in the value of your account Summary of gains and losses
Values reported telow exclude products for which gans and losses are not classified
July2016(4) rear to date (S)
Realized gains and losses Unrealized
Opening account value $662,536.00 $250,000.00
July 2016 (1.) Year to date (5) gains and lasses (S)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 11,413.00
Withdrawals and fees,
Cash activity summary
including investments transferred
cut 0.00 -0.88
Set Account azteutyttm month for deb IS. Balances in your %veep000rd are includedin the opennc) and
Dividend and interest income 0.00 0.88 C1C6ingbalanteS taut. FDIC Insurance applleS Only 10 depart at 1/85 Bank USA, n0110 &COPTS at 1185 AG.
Starriad Bench of bank deposits placed through the UPS Internahona Depose Account program 5/PC
Change in market value -1,123.00 11,413.00 protection spores to money market sweep fund hddlngs but rot Dant deposits. Seeimportant inSottnation
about yout statement on the tat two paws d this document for deals.
Closing account value 4661,413.00 $661,413.00
July 2016 (t) Year to date (1)
Dividend and interest income earned Opening balances $0.00 30.00
Addtions
For purposes of tr., statement, ta..teity of 'nines] am, cliacknO income has been determined (ran a Lr5 Deposits and other funds credited 0.00 400,000 00
to reporting percprdire. Based upon the residence of the account holder, account type, or product twat
some interest ands dvidend payments mar not be subiect to United Slates (US) ardor Puerto Rico 040 Dividend aid interest income 0.00 0.88
Income tares. The dent month,' statement is not intended to be used and (arnot be reared tam for tar
purposes. Clients should refer to the aprfictle tar reporting forms they recent. from 185 annualy, such as Total additions 40.00 $400,000.88
the Forms 1099 and the FOY& 480, fa lax reporting information 11 IS the PraCtICe of 1185 to hie the
asph(atie ta. reporting forms math the U5 mterrol Revenue Senice and PR T«asury Department and in Subtractions
such forms accuratay daffy dwoknot anttiot interest as tax exempt or /arable income. Pleat consult your
inducts* tax prepare( Other funds debited 0.00 -0.88
July 2016(4) Year to date IS) funds withdrawn for investments
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year 10.00 $0.88
Closing balances 40.00 40.00
Total dividend & interest 30.00 30.88
SDNY GM 00027844
CelP7C009305654,9UNP7003195185 000CA 0716 030579004 Y128776550000000 ►aya 3 of 6
CONFIDENTIAL
EFTA_00138464
EFTA01279073

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your finitude' Advisor:
Friendly account name: Indv Mitenmum SCOTT STACKMAI/LYLE CASRIEL
July 2016 Account number. 212-82!•70001800.308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your Wynn objective:
Current income & capital appreciation
Your tisk profile:
Primary - Aggressive
Investment eligibility consdevation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNPTC00800S6S4300 NPT0C0I95I85 C0009 0TI6 030575004 T126176s50034O4YGM000278413ge 4 of 6
CONFIDENTIAL
EFTA_00138465
EFTA01279074

(SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your El modal Advisor:
Friendly account n • SCOTT STACKMANLYLE CASRIEL
July 2016 Account number. 212-821-7000'800-308-3140
Your assets
Some pnces, income and current vanes ShOwn may be Eopreedinale. As a rent gam and losses ma/ nol
be accuralely Nfkaed. See Foporiaor inrocaraeon at/au:your statement a the end of this dccwnern frx
mare information.
Non-traditional
Private equity funds, He0ge tuna, another Investments are teld In you' U85 AnanCIS WeiCeS tic. (U85 Estimates d value supped by Issuers of CHUM pfogums (Mich are generay 'net asset value' estimates)
FS) teoterage account. The positions reported below reflect the mods of the issuers, and U8S FS does not are shown as 'Issuer est. arm per unit'. For Private equty funds,' Est. value per wet • is a value updated
garentte the [coney of the Information The value shown Is not necessarily the vaut you would receive quarterly, based on the Net Asset value (' NAV') in the fund as of the date sped fled aluSkd by addng
fran the Issuer if you sdd the assets. Funds actively sdd by UBS FS art subject to ongoing due aigrette, equal cans and suttracting dstnbutiom Once the NAV date. The NAV Is unmanly based on estimated
although the level perforrredrrey vary A dosed fundmay be sutiect tonoongcing elegance. • fund that portfolio values provided by the underlying fundspcnsor These two values may vary because of differences
you purchased elsewhere may never have been subject to LIBS FS dllgence. although II8SF$ may receive a In the way they were estimated arxt because the 'Third serty est. value per unit' ina have been papered
fee from he fund's manager, which may constitute a meeolity of the menagemeMincentive fee. OleaSe on the tests a financial irionnaion other than yeatend Reported estimates may not reflect resale.
contact your Anaidd Advisor vath questions. 'Est. value per wit' is an estirnae of value supplied by an liquidation or repurchase value, a any, and may oat reflect catstiutions of cn3i1.0 until the next valuation is
independent valuation irm and reflects alustments for talon such as the Iquicity of the units. repotted generay on an annual or sent-annual balls See Unportectratoratation about your statement at
the end of t Ns Statement.
Hedge funds
PuNhaSe price
Miter Average price Client Cost Price pet share value on Unrealized Om) lmegment Hddnq
Hddng of shares per share ($) investment (S) basIS(S) Nat 23(4) Jul 29 m coin or lots (5) return (S) period
ALPHAKEYS MLLEN
RIO BROKERAGE
NOO6(3016
Trade date: 650,000.00 650,000.00 1.000 661,413.00 11,41100
Your total assets
rescemage ci Cost Estimated unteared
Value on Jul 29 (5) your account bases (S) annual interne CH wino; loss (S)
Non•troditionel Hedge funds 661,413.00 100.00% 650,000.00 11,413.00
Total 8661,413.00 100.00% $650,000.00 811,413.00
SDNY GM 00027846
CONFID C E NP7O0 N p80056 T 54301 I N A P7003 L 11$1 8500001 0716 0305'75004 v128776S50 000000 Pegs S of 6
EFTA_00138466
EFTA01279075

*UBS
Your notes
VIP7C0C0005656302aP,000,95,85006:6071603057VX04,2677.000IMN_Gm_,Onent9e 6 el 6
Erd of statement for account number YI 28776 55
CONFIDENTIAL
EFTA_00138467
EFTA01279076

Important information about your statement
U35 fruncial Services it. (the km or UBS Finarcial sent yOu the trst statement on which the eto:f or Corporation (S/PC), ehich protects ItO-flieS haCcrOS 01 • trodure Cunene bscome: hirstments seekng the
Strokes), is a merits of all principal acuity, commodity problem atm*d . its mentors up to $920,000 (including S2 S0,003 for generation of income end.
and option; exchaues. UBS Financial Seniors and CBS - Proide yoir name rd accost number (4 any) dams for cash). The Slit anal protection liras aPOIV to • Acheie Cope.,A ppreciation. Investments seeing
Bat USA re tidied subsilanes of UPS AG and - Desate tie Seer Of the Winder you revere all accosts that you had h a particult cmacity. govt of principalrather than the gerersais of
affihaes of CBS States LLC. The Fines I hanoal about, indeplain as <nark as you cal why you The Firm together nth certain aff Mates, has also income.
statement b available upon reqtest The FMCS exeoinire believe t is sera a why you need more purchased ktplernentaplOteCtiOn. The nucirnan • Produce Consbautto or Worse and Capital
alias at a. itanatial. amount payabef 10 at eIgible dke et fONICtiak andee Awes:non. Ivedinents seeking both the gentians
- Proade the dolor arrant Ce the suspected error. this prat-ion is ZOO robs x of December 10, 2015. of name. and growthof packet
CBS Financial Seroces Stbpd to the poky orditons ad lmi ations. cash a
1200 Harbor Boulevard The firm or Card Issuer vii awestiote your compdatt the km is further protected fa up to $1.9 milbn n the Osten tills profiles
Weehawken, NJ 07086 and veal correct rat; error promptly. For alleged mots aggregate for all your accounts held n apse:am • Conservathre. Seeks to martin Siff arcipa, with
rwokrirg UBS Via debit cad tramact irk if we take cmucity. A fJ copy of thepoky wordits is salable
1 o T 1 f h f i i 6 s c i r f a i i n l a a l t a e n c n c d i e a o n l S t w r t e n o p k y re - e i s n s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r n f i r c f e l i i c a c o t l r i r n e d g c s o , d t r a r d t i a t o e s f s h y t o o u u l ' d m p yo a o u s r e w a t i h c t c a N o n y r 1 e d 0 f t b h o u e r s t u h tr s e e e s a o s m d f a t o h y u e s r s m t o y o o d n u e i t y t h h : d i i s l u k , r i w 6 n e g in t w i e e i r ll r t c o i r n r e , e d s i o i t t tat T uP he o n S I r P e C q u a e o s t t. e ctis ad the supplemental protection t l t o h r w a r r m m is e k a o a n r n s r d e t h l v u e o r l n a at t c i l a c ity o d s to m t d t a h o y e e r s a o n c t o c L t o o g s o e p t n o p e v a r e c a e t r e a w t s i i m g th n e it n ra if r e
inflation.
r O o m t i b f9 e O re n l i p e l d e a s s p e a r n ep I o I r y t o i u t i b m a m t e h d e ia t t h e e ly re n e s a i n te ta s r ; to a t he takes us to complete our nostigetion. • b o C th r d ot o o n n o In t m er a ti y a l t o as sets controlled by (and ittoted n • Moderate. Willing to accept scene ride to prircPal and
Brandi Manager of the office serving your accost. Please mice all checks towels to the Fern or the your account value) but hell away from LOSFinancial tolerate some vaatfity to seek higher returns,
financial insainis rotated on he front of tha Services (e.g., certainty cash at UBS Bat USA, 60 • Aggress: Wiling to accept high tile to pnncpi and
Allthoup a figs' shown are Mended to be accurate. its/octant In addition to agar accost fees, accounts cash at Les AG U.S.banrhes, (4 Mane paint high volat lity to seek high returns owe time.
statement elites/cub not be used fa to purposes Rely may be object to naiveness Imes, changes for late including variable anneals, and 60 tare. of trawl • ba•• •% linen EiPlaaar Conaltration:f Wetted a
soak on yearend tax forms. fie , Form 1099. 5498, payment for securities purchases and charges for unpaid funds where such shares re registered direct& n the parson of the porHoli, fo r that account may i-clade
10425. etc) when orepamg your tax return. The Firm amounts n cash accounts. Accounts that re transferred name of the account holier on the books rd records canplex strategic, rented liguicity and rater
requiredby law to retail to he IRS all taxable dividends, to other inritufirs may be subject to a transfer tee. of to applied* Psis* a transfer agent), volatiky.
sport/tee rantauble cletionna and uxtk Merest • Certain nwsb-nent contracts or ingesiment interests
erred en steatite held nyour axant red poste UM Seism OpAions (e.g., limited partnerships and private placements) that Staler Thoupohokfor
on see brisadire, ad cos/ basins certain covered LEG offers options for sweeping cash Waxes. balances ere rot regirtered seder **Securities Act of 1933; We may corsoklase al related account statements with
martini to bat deposits at UM Bat USA and LEG AG Ranked and to sane address in the same envetpe, e.g. because
CaralitslIelideitli with the Finn b la e d n s ch (M (B o a n - e k y S k w n e o e b p P a r n o d c t j h a e rr I 4 nt m er o n n e e ti y o m na a l r D k e e p t o m s u e t ual • p C re om cc m u o s d m it e ie t s a l C c O o r n W t O ra C c I t S s ( ), e i . n g c , l u fo d r a e r i g g n fu e tu x r c e h s a c -g o e n t a ra n c d ts r t e h s e ew y k h i a n v s e hi p o s w w ne e rs ll o * t f h a er a c ls li o e n m ts a i a nt a th in e j s o a c m tl e a a c d c d o r u e n s t s . If
• Pleaseremain, sip oral corerrunkations in wring Account Okla c atonal with in nurrutional ad commodity option contracts. you peeler to recent individual statements mailed n
tofurther protect your richtt inducing your It ion Roars Management Account. Though the Bats The SIPC prat-inn and to sups/ mantel prat-and° separate enielcoes, you may decline Ixtr,eholdng by
seder the See. lies Investor Proteobon Ad (SWAT Sweep Programs, cash balsas re swept to LESEcank not apply so these assets then if they otherwise appear caling your financial Aclersor.
• II the financial institution cn the top left of to had USA tp to an established knit ad then to UPS AG on yea statements. IN StC protection aid the
of this statement isnot U36 f tomtit Sentet CBS Stanford Branch. or a Money Fund. Deposits at U26 oreallernental protection do not protect against changes Friendly acesat name
Fi-ancial Santee carries yes account as clearing Bank USA are FDIC inured in accorda-ce with FCK n the market vats, of you investments (whether as 4 The Friendly anoint name is a custanizaole 'nickname'
broker by an-a-gerrent wth the rdcated institutes mute. Formes information please visit wwwfdic result of market morerrem, issuer batruptcy a chosen by gcu to assist you with your recordkeeati
o W p e e n in e f d o r t m hi e s d a y c o c u o o s f t t h h is t h re e t a ca il s -6 t y k o , u w r k h i e n n d y s o a u n d D M e o p n o e se y s F a a t d L s E a G re A r G o S t t M am at f e or d d b B y e th rt e h F a DI d C. shares of M ot o h r e e n W obe a ) itron 6 avaable atm regent. h g a a s r n F o r i l e e n g d a l e a ff c e c c o t o s n t y n o a u vi r e a s. c c th o o un u t g . h Y o O u n c ln an e d S u er n v g ic e es et
wastes are located a LOS financial Services and rot you mer cram more irionnabon about SISK, including by contacting your Si-uncial Adana.
the reroleci9 broker, ad you mat maw a rips Through tie DA, salable to cash balances are swept to the SIPC Brochure by contacting SIPC at 202-371-8300
of ay awe or omission to beth firm. As described depose roosts at UBS AG New Yak Branch and 185 or by visiting the SIPC webae at smersaproarg Account overview
e th rr e o a rs c c o o r u fr n a t u a d g r t e w e o m k e in nt g s , c y h o ed u c m s u re s f t l e n c a te tt d y o IA n y O o f u T r y A do G e F C C a C re . B w a l R an a c n e c s h h e t ld he a w t t h d e e U po D s S it s A a G r G en ag a m t a o n u B r r e a d n b ch y Dividend Reiswesernent Progress pun • lia M bil a in e w o f you accountgori(olo. Net of assets and
statement watch 30 dew alter It was mailed or ma* are tempi:tray imposed to the sovereign Ink of the The prte reflected b an as<ra3e lake. You MN ObtAn • ALIOb hob*, salt* cash balances, slues fa
available. All stammers shall be deemed corrplse Colman Wash, and there is no custards or other the wheal price ban tour F racial Advises. Onk *hole restkted warty lest ), and Global Tim Depot in
and accurate n all other respect if not objected to in obigation of UBS AG to repay to Sates whiff on the shawl are purchasedunder DRIP; partial shares wile be amazed reeks to ma-ket, andcertain assets not held
ventrig within 60 days 1.65 Cayman's Brach's boas. soli ad the cash wl be deposited your account. The by the Fem. Does roes include unpriced seositiegassets
• Please direct customer complaints or earnest° to civickrd reinvestment price totted by the aster may at the end a the ;nor and anent statement fX410dS, or
Firers C lent Reboot Department at 201.352.1099 Depose, at LES Bat USA and each UPS AG Branch are rifler Isom the mean pia al which the partial dares pirate i essnente, invested stock options and
a tents as 903.354-W0, 8:03 A.M. to 6 at P.M rOt protected by SIK. Money Fund shaves are protected re sold *womb* stock options
ET Monday through Friday, or in vati-g to LES by SIPC. See 'LOS Financial Services Account Protection' • labildes Includes debit balaxes. outstanding margin
Financial Services ix., Client Relations Department, below. Cateinlieu bans, aedit lit, tat accost balances.
P.O. Box 766 Union Cy, NJ 07037. Cribs whole urns may be herb n gar amount. If pan • Cathamoney balances. Total of uninvested available
• k In n c o a b se t r o a f n e s r fe ro r r ( s IT o O r o b s a n t p ta ar n ie a t b a o l a ut a U n B S el V ec o tr a o e n c ic k bit U P p ro o g n r y a o m u r o r r e D qu A e m st a b y a b la e n w ce it s h i d n r t a h w e n B a a n n k d S c w h e a e ts p of a e or n o ti t t h le e d r w to is a e , p t e he ta F l i i r n m n w a ill e s t r h e e s r u s lt e o ll f p a e th a id l w er a d s p a a t y ment L c E as G h A ba G la U n . c S e s B , r p a l n u c s h d e e s p o a s d it b m a o la n n e c y e m s a a t U k B e S m B u a t n u k a U l f S u A n , d
card trantactions, call KC/762-10K a site to UBS Money Furd may be liquidated, itd the proceeds market price a accept an amard determined by a sweep banes, at the c bse of tie to period
Financial Semites ex., 1000 tuba 814, 6th floor. returned to you or your seas es accost. registered clearg agency. and credit nos accost Nxicantrodity free deck balances in gos account are
Weehawken. NI 07086, Attm RIA488A Sakes. riot segregated torn other balances and the fimmy
Rate Hammon about available sweep opkans, Investment objectless it. ay of these lads tithe ordnay course of is
Cake rte as soon as you can, M you hi* gar ncladre; curies imaged rates and yields, 5 available at The titatimere objection and risk profile are spec Ric to boineve Thew funds repayable yon your canard.
s rd ta a te m m a e t n io t a n & re c c u e t ip a t t a ra s n w sf a er n o o n r t i h f e y o sI u tt n e e m ed e n m t o o r r e a w m by v u ca b l s lin c g o K rd O sw -7 e 62 e - p 1 p 0 e 00 tt . from your F natal Advisor P ea e c a h t y a c a c l o e un s t t a h n e d F m irm ay p r r a o y n o be tly tw in e e s n t i y n ou g r o a f c c a o y un ts This total is included in the arrant period closing vale
receipt The firm or Card Mar (as appleable)mat sgaicant change in yon Ina-vial station or Lending information
her from you no later then CO days slier the km U Th N e F F ir i m na r n t c a i a m l S an a t n a t , e o e f a th m e e c. n -n r p il r u o < te 1- c • t o io -t n n •Prnenrtre. m inv o e o s s t e m a en * t o o b f j e th c e tiv I e c s e b F e or r g e a in c e h s a tm cc e o n s t t t h h e in t( -t i y k o e u s. F a o n r d d s o te ss a e m d s in % fo r r e m fe a r ti o to n y m o u t r h C e l i f e ir n m t R 's e f l e at r i c o l n e s g h p ip r actices
SDNY_GM_00027848
CONFIDENTIAL
EFTA_00138468
EFTA01279077

Important information about your statement (COMIllUed)
Agents* or Accord Agreerrenl rd the General - We dermal/ it. tie closing price when avadthe liquid and hen if they can be sold, tie peke — h addaion to cornmissitrts received n connection
Gnus ad Conditions U3S Statement of Credit Practice. the mean of the bid rd ask poxes for listed received may be IOU than the pee there *saluted with the sale or &trbution ol arruey contracts
available in Agreement andO ixbarres at secositin ad opticro or only bid prices for OTC vale provided n the acant statement, and tea investment but 'Mk tows clients, we
exgay tin nmeatent whetrenteee sec. flies rider our affiliate rec....erten.* sharing
- Less 3Ctiedi traded securities may be priced using a • Restricted securities. Reseeded secants gerieralY compensaigh from many of the insuance
Your tints solution model ate moss recent ace we a* not curienly elcble for public sale. UBSFinacial companies Underlain; the rarity COntrads,
Your stet ement emirs *cartes and other mitts hell canned and may not reflect an actual make price &Inca use. to masa price a the unrestricted stock aff Taos of the horn carawries or sponsors of
tithe accord at the end of tie &tenure period. You a oath of the sane issuer at an inputed value for the tie ant irwestmmt tugs we distbute.
may Gk for afloat d hay paid startles al arg time. - Certain positions may apper &toil a price arid restricted Oak brougases °IMO statement a* To - Our affiliates also receive trading acromosions ad
You may receive securities tad as loin collate& after will tow as 'take was nol available' it were the extent tat resigned secuties are elabk to sale, odor conGensaton from maul kr& and
paying any balance cis on them. Any securities triable to obtain a price fora shinty. the value received may be tbstanualy less than the Munroe companies whose products we &vbs..
translated& tie Fin cistrg the statement period ale - Deposal a securities &nominated ilCUM71-00 imaged vabe town - We receive an anal fee from UBS Bat USA and
hated at market vabe at of the end of the stammer* other thin U.S &elms an reflected at the eichenge IRS AG Stanford Binh 0(0)10 $25 per accord
period. ate as of the statement date. • Est festinated) income, anent yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cast bait. In determining Use cost basis of to - fcr certain startles fading n non-conformrig M estimate of arnual income is based on current Program.
securities incbded in this statement, were indicated denornmmons, price and qualtity(fa ce iota) may &Stood ad interest rates, assailing tie seosites will
wit the number " I, • WS F nonce& Services has feted have been abutted to facilitate paper satuatai be held for one year from statement date or aft Activity
VIi nformation obtained from maces other than LES To obtain (anent guavas. when available, contact maturity This Mina no* a gudolne; accuracy Infamaanregardngcommkstrns and other charges
Financial Semites, including if amation from another teenei AOo ne' ad continued agora are not guaarrteed hosted in connection with he execuan of trades,
rim a that you may have provided to you Finacial - Estimated anal kerne and curent yield for side* option transactions has Leen incbced on
Adam The Finn does not irdeperantly verify a • Private investment and ensured products. certain types of leashes could nclude a fetish of conf Simians uneasy furnished to you. and aril be
saint** the aco_racy a vastly dry Wormation novae noestrorire saunas (vex Ulna that ptilCipalar capital gahs in which case the est prosickd to you prcrrptly on repast.
provided by SCUM Car than LES Financial Senecas participation program and real estate investment feast income (a-dewed yell would be overstated.
h aatticrt *though UPS Finricel Services gereralk soothes) and Unloosed prolocts are generalko highly - Estimated areal income and cement yield and the Short selling
tbdates this Sternal:co as it is 'yawed, the hem itiald. Celan stria-axed prod_cts have not been actual ?cane ad yield miff be Matra higher II you are engaged in short selltrg a seventy, you may
does not provide any assurirces f-it to item:aim registered with the Securities and Etch than the estimated amounts. ins a charge don to cabin tossovag costs for that
seder 'Cost basis° ard *Unrealized gad lore is Commission or under ry slate secureiseTwre. We - An *stint* of masked income (dadend anacr partkular stoney.
accurate as of the date of tit statement. As such Prot& essmated Vaal for plus.. investment interest) divided by the current market
please dons rat on this nkenvtion to make seosites ird structured products for trikanatirol vaberaverage balance is based on the tat dividend Open orders
puchne or sale decisions (a tax puposes a purposes any. Atarary Coot gates teed. or interest payment mode by the truer and Regading open or *gazatilhancelled' ceders that
otherwise. Accounts turdared to tee Fim may - These vibes may differ to fran prices, il assures tie sectsteadepaes will be hell fa one were slot executed by the StattalitIV date, open buy and
regal gel-doss hfamatin only for tepericd any. at which a pria te Smarm-II My year from the statement dine or until moony sell slop orders are refixed by the mount of dividends
time they one held at tie Finn More haorical structured product maybe bought or sold and do Accuracy rd continued yell am not warned cc riteson an ex-dividends a ear/as done unless
trilmmation can be ailed by yar Fe-axial Advisor. rot necessatik represent the waxy& may receive eanxted otherwise by gat You are responsbk for
taco lictidatich • Assets not held bytes Financial Services. Certain orders that are executed Oa to your failure to cancel
• Ummelind gas/Iona When data s awilabk, - Third party somas of vain ate ea o4 a attain Wads Se rot held by the FM arena retries the *rise eg open orders.
manatee an:aired &indorses are cardand for date and an, supplied to UBS Fnaxial Services on a Frorn's posse-sin or control. These mats ate
havitial swab lots. The transaction data for regaar basis by an independera volition firm. &played on yes shame& for informational To
havislial lots may or may not ref lett commissars. - baser. tomcat panne- or sponsor estimated valves purposes Only Positions and values presented at To obtain a copy d or current Client von
r= aanntra security reorganization events ary, are applied to the Fern by the issuer, provided by dal issuing fern. UBS Financial Seances please coital you' F nasal Achiscr or our wank
d and °tier reinwstmeni lots rd systematk general partner or sponsor and my be calculated not responale for dos information and does not at adaw oar radgatatnartirer
pachase lots are each combined to dates, ant bawd on deferent information from tat used by gUararitte al accuracy. thew assets are not protected
averaged lot. The 'Trade date' coLenn presents the tad parties to &sive ter 'Paneled values. by SRC or to Firn's supplemental SIC own?. UEG Fiona Sakes s not a bark The AMA, Business
orgtral transaction trade date. - You can obtain aeditorel Oh:mat/on regarding Services Account EGA and IRMA are tabour accounts
the meta:Way used to determine the estimate of • Revenue sharing and additional &mammalian aids provide recess so basking services and protests
• Caleb'', securities Bonds and pasted stock. that value ad the dale et Mr Hamdenthat is the — In addition to commissions on saes and 1)b.1 lees ten* xrangements with flatted barks ad other
dr is,,,., 441k for dry redentlen will be selected basis fa the eoimate by contacteg your Financial received n correctionwith he destributiai taloa* banks, ad provides access to niece and
enPf-hal14/ by let Iron ame-cp all startles of that AdvEor rubel muds to ow dents we andor our affihate 8MM products iced by unahliated triad-party
Ssue held in our menace in nomnee name for ox - Third party 'anted vales may be reflected as receive revenue shying Payments horn distributors ewer& companies through roura-ce agency
<lents, Call tease nkringliag is cbtaned from third 'Not priced' in several autism: when an ad or salsas of the nasal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and its accuracy is not garantaa. Other tall 1dependent valuation Jim has not sa:40d a it These arnants are based on two Mere&
lenses may ront which raid afoot weld comrade trial* to nags a *La nem we become ware corrpononts (ktsmaad of Ulf, by UBS of a trwasenent, imura-ce. rd aruityprcductso
inkrrnation nits be crovited upon request that a material met has catered due may call a Palicular mutual fund I amik to our clients: and 04 Not FOC instred • No bank guaantee• May lose wax
moots* reprted value eve question, or when a the asset value of a particular trawl fund famGes
• Certificates of deposit (ON). CDs are FDIC elated value would be high speoilatne due to tie nature shares held a tie fro RMA. Resource Management Arran nt. Business Services
tato 52!4W0 h principal and ALCMS Seam per of the twenty. — We and cos allAate ako receive networking aid Account BSA, IDA and intonational Resource
depositor and per depository inoituixt ivaccordance - When neither an Mier, general partner or wonsor orrnbus processing fees it consideration for Management Accord re registered service maks of
witi FDIC ales estimated value nor a thedbaly estimated glue is transfer agent S420CaS that we poste to the US$ Fnancif Sauces hc
protrocial, the vita of the mosey ad be diberent minutiae:b. These fees generally are pad from
• Price/value Prices diaplayal fo r secunues and oiler law' its caches* price. investor assets el the maul lured aid me a faced Visa Signalise d a negate& aerie* mirk of Vida
prods may be higher or lower than the price that - •Daributicos to date' may include return of dolls amount toned on the amber of accounts at tramming LISS Mu Signature cede cards and IBS
)0J would actually receive in the maker (lbw are capita ncome orboth. the broker-dealer IsoUng mutual fads of that find Vora debt cards re estate' by UPS Bat LISA wit
obtained from arias shid party sources whit, we - 'Original unit size' represents tie ntel offeling fa-nily Pe01159011 from Visa U SA Incorporated.
&ease to be reloble, but we do not garret* then price per not alS may not reflect Jots cot bass.
accuracy. - OPP ad udisled RES scan& are rot toted al a UM Financial Services Ina Rev 201604
rational wcurities exchange, and of gonna*
SDNY_G M_0002 7849
CONFIDENTIAL
EFTA_00138469
EFTA01279078

UBS Financial Services tic
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
CNP70056338670816 vl 0
GNISLAINE MAXWELL
PO. BOX 308
TEANECK NJ 07666-0308
Account name GHISIANE MAXWELL
Friendly account name: Indv. Millennium
Account number.
Your Financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RmA Ilesotaceline at 800-RMA- 1000, On July 29 (S) on August 31 (5)
account 025028776
Your assets 661,413.00 666,784.00
visit our website: Your liabilities aoo 0.00
Nvviw.Lbs cornilmarxiiservices
Value of your account $661,413.00 $666,784.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
g ihwrancs at year end 2015 S250.000.03
051 4 6•66. 8 Net deposits and
withdrawals $399,993.12
Wur eivestment return
MO:lendand
250.0 interest income 40.98
Change in
market value 416,784 00
Value of your excotme
on Aug 31.2016 6664709.00
Dec 2015 01 2016 Aug 2016
SDNY GM 00027850
"Umber 5IPC 00700CE005633867 Ne7000197198 00009 0816 0305750CW Y128776550000000 eagle 1 of 6
CONFIDENTIAL
EFTA_00I38470
EFTA01279079

*UBS Resource Management Account Account name: GHI$LAINE MAW1E LL Your iq Randal Advisor.
Friendly account name:Indy Milennium SCOTT STACK MANLYLE CASRIEL
Account number: 212.821.70001800308.3140
Your account balance sheet
Summary of your assets
Value on Percentaga of
August 31 ($) your XCOUat
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 666,784.00 10000%
F Commodities 0.00 000%
Total assets $666,784.00 100.00%
Value of your account $666,784.00
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 801%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -all% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
CNP7001:6005633058NP700319719800CO3 0816 030575004 T128776550C0ajyGht000278Mge 2 of 6
CONFIDENTIAL
EFTA_00138471
EFTA01279080

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
Friendly account n SCOTT STACKMANLYLE CASRIEL
Au_;r„t:C
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Values reported telcw exclude products for which gain and losses are not classified
August 2016(3) Year to date (1)
Realized gains and losses Unrealized
Opening account value $661A13.00 $250,000.00
August 2016 ($) Year to date 114 gains and bsses (3)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 16,784 00
Withdrawals and fees,
Cash activity summary
including investments transferred
cut 0.00 -0.88
See ACCOant &arty Ma month fOr dela IS. Banes in your 9fleePOOliOnS are includedin the %tong and
Dividend and interest income 0.00 0.88 CIC6Ingbaances vsue. FDIC Insurance appileS Only 10 depOSiTS a U8S Bank USA, nOt CO deposits at U85 AG,
Starrigd Grano or bank deposits gated throng the UBS inteinabons Deposit Account ptogarn. SIPC
Change in market value 5,371.00 16,784.00 pontoon applies to money market sweep fund hddlrgs but rot bank deposits. Ste linparant Informaaan
about your statement an the tat two pages d this document for deists.
Closing account value $666,784.00 $666,784.00
August 2016 (V Year to date (I)
Opening balances $0.00 $0.00
Dividend and interest income earned
Add/bons
for purposes of I tit statement, tamb:ty of 'nines] anal diadem, income ha: been determined ban a us Deposits and other funds credited 0.00 400,000.00
tax repotting pen:pm:re. 8..ed upon the residence of the account holder, account type, or product two,
sane interest ardor dvidend payments may not be subiect to United St*es (US) ardor Puerto Rico (PR) Dividend and interest income 0.00 0.88
Income tares. The raent monthy Statement is not intended to be used and tamer be (eked utOn (Or tar
purposes. Clients should refer to the applicable tar reporting forms they recent. Iran OBS annualy, such as Total additions $0.00 $400,000.88
the fOrmS 1099 and the Scans 480, tot tat reporting information It Is the pracace Of U85 to Vile tht
azplicaUe tax reporting forms vAth the us unions Revenue Semce and PR Treasury Department and in Subtractions
such forms accurately (Lux fy docknct ardlot Interest as tar exerrpt or ta(.*. income. Pleat consult your
Indvdual tax prepare( Other funds debited 0.00 -0.88
August 2016(3) Year to date IS) Funds withdrawn for investments
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027852
hiezco09305633869 Nh7003i 97198 00001 OBI6 030579004 Y128776SS000C000 Papa 3 of 6
CONFIDENTIAL
EFTA_00138472
EFTA01279081

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor
Friendly account name:Indy Milenmum SCOTT STACK MANLYLE CASRIEL
August 2016 Account number: 212-821.7000/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account_ If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a ful description of the altemabve
investment objectives in Important information about pour statement at the end of this
document
Your reteni objective:
Current income ft capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
CNP70309005633870 NPVC0197I 98 0007908l 6 030575004 Y128776550 CCCIN4YGM000278%9* 4 of 6
CONFIDENTIAL
EFTA_00138473
EFTA01279082

Resource Management Account Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
*UBS Friendly account name:Indy Milennourn SCOTT STACKMANf LYLE CASPJEL
August 2016 Account number. 212-821-7000l 800-308-3140
Your assets
Some prices, income and torten! vaues shown may be appioxionme. Asa *Ste. gam did1055es ma/ not
tie accurately reflected. Set rhiporkint infosenefron about your statement a the end of ths tcumeM for
more infornmon.
Non-traditional
Morale eqUty funds, Hedge fund% and Other InoeSenentS are teld In your U8Srinantie Wilos Inc. CUBS Estimates of value supped by Issuers or Certain program Or itch are geneItaly 'net asses value' eStirreleS)
FS) brokerage account. the motions reported belay reflect the mods of the Issuers, and U8S, FS does rat are shown as 'Issuer est. vase per unit'. Fa Physe equty funds, 'Est. value per unt' is a value updated
rota
gaarantte the minty of the information me value shown Is not necessarily the verve you would receive quarterly, based on the Net Asset Value eNAViin the fund& of the date sped a:lustedby addng
from the Issuer if you scicithe assets. Funds actively sdd ty UBS FS are subject to ongoing due digmce, septa' sails and subtrexting dstnbutions Once the NAV date. The NAV Is poimarily based on estimated
although the levet performedmry vary A dosed fundmay be straw to noongOng dkgence • fund that portfolio vdues branded by the underlying fund sponsor. Thew two values may vary because of differences
you purchased elsewheee may never have been suteett to 1)85 FS dllgence. although VBSF$ may receive a in the way they were estimated and because the • 'third party eft. value per unit' may have been prepared
fee ifeell he funds manager, which may constitute a meeoilty of themanagenkmlncendsl fee. Please on the basis of financial infonnaion other than yeatend. Repaled estimates may not reflect resale.
contact your Anascia 'schizos with questions. 'Est value per obi' is an estmae of value supplied by an liquidation or repurchase value, a any, and may not reflect dstobutions of caoild until the next valuation is
independent valuation irm and reflects alugments for talon such as the Iquidty d the units. feCated, gentrely On an annual Or SeM-annua bans See kepOrtdMfnf0yneaton OVA ',Our stdttmtnt at
the end of this statement.
Hedge funds
Purchase price
Hurter Average Voce Client Cost Price per Skit Value on Unrealized dad innestment Hddrog
Hddng of shares per shale CS) investment (5) baSIS (SI en Aug31 (S) Aug31 (S) gain Wass (5) Fawn CS) period
ALPHAKEYS MILLEN
RC BROKERAGE
A/007/31/16
Trade date: 650,000.00 650,000.00 1.000 666,784.00 16,784.00
Your total assets
Percentage al Cost Estimated unteatzed
value OA Aug 31 (I) your &fount tests (S) annual income grin or loss CO
Non-traclitional Pledge funds 666,784.00 100.00% 650,000.00 16,784.00
Total $666,784.00 100.00% $650,000.00 $16,784.00
SONY GM 00027854
n4,70003006633871 Ne7003I97'9800073 08'6 030575004 Y178776%0000000 Pegs 5 of 6
CONFIDENTIAL
EFTA_00138474
EFTA01279083

*UBS
Your notes
CNI, 0003005.533072NPX40,97,9800003 oete 030579304,2877,3550COMy Gµ mnAtee 6 of 6
End of statement for account num ten 51 20776 55
CONFIDENTIAL
EFTA_00138475
EFTA01279084

Important information about your statement
U3S Finer Services no. (the Firm or UBS Finercial sea yOu tie int statement on which the error or Corporation (SIPC), niith protects witches haa-MS 01 • Thorn Current income: hirstments serng tie
Sakai) is a months of all principal acuity, commodity problem append. its msebers up to $912000 (including 1,250,003 kr generation of income ony.
and optionranhanges. CBS Financial Seniors and LES - Norio your none ad arras number Of any) claim for cash). The Slit anal protection limits aPPIY to • Achaiy Capra,A pantdation. Innterants seeing
Bank USA re (died subsilones of UPS AG and - Deco& the error or tie wander you PM inure al accounts tat you hold ki a portiere- cwacity. cromh of peewee' rather than the gerersaith of
affihaes of UBS Skinks LLC. The Fein's franca' about, and eolain as <Pa* as you cal why you The km, together rids certainaffiliates, has also income.
statement n available upon regress The Font exeoria believe t is menu a why you need more purthetei ropplellentaprOtratiOn. The ninon • Produce Contbauttan of Marne and Capital
crime as a. Oplanutrao amount peyataa to at eIgible client, CONIClink under Apprmiaton. fruesinents sear.? both the generation
- Provide the doter amount ate suspected era. this peas-ion is S500 milion a of Docents 10, 2015. of nom rid growth of pritrOal.
UBS Finnel lances Scbra to the poky eadithers ad limitation, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii busily.% pout compdaht the fine is further protected fa up to $1.9 milran n the Overall rids profiles
Weehawken, NI 07086 and reel correct any error prompty. For alleged emus aggegae kr all your accounts held n spatial* • Consetvaht Seeks to maintain Sr vatic* with
imolving UBS Via* debit cad tramad in. if we take capacity. A fI A ccpy of thepoky wading h sailible
L T B hi S s F S i U na M n M cia ir l i S f r e e n p a r t e e s s e a n c ts c o th u e n t ° . r O ay th o e f r f i r c e i c a o lr r e d c s o , e rd r o e f c y t ou' m yo o u re ' a th cc a o n r 1 d 0 f 6 o w r t in he n s a d m ay i s d to y o o u b t b h o e o k r w is e in w er il r l o m r, i s f o f tot soon request. i t lo h n w a n t r m i s e k a o a n r n s r d e t h v tu e ol r * a n c ti l a o it n y o d t n o m t d h y o e e r s n o n t o o P n t e g e e p n r p e e r r s a e t a e W t s i e i g th v n e it n k i a f rt
official ts.dxunents. contanng conflictingdata should yeti MI Nye the use of tae money during tie tine it The SIPC protection ad the supplemental protection
r O o m t i S b P e O re n l i p e l d e a w se o r n ep I o I r y t o i u t i b m r m in ed e ia t t h e e ly e n i s r a a n n to g r t o a t he lakes us to complete our mastication. b • o C th m do i n n o ln t e n e c r i y a l t o as sets controlled by (and kind n • Moderate Willing to accept sane risk to pirojoui and
Brand Manager of the afire strait; your account. Please mire all disks papule to the Fern or the your account value) but held away from U35 Financial tolerate some wealthy to seek higher returns.
fisnwl kistrulath rotated on tie front of the Services (e.g., certain( cash at UBS Batt USA, 00 • Ayres's*: Wiling to accept high nth to cancan and
Allhoup a lipmes shown are Mended to be accurate. statement In addition to regular acorn fees, accounts cash at Les AG U.S.thanrhes, (4 hsurarra pintas, high valet lily to sad highreturns ewe tiff*.
*element elate nukt not be wed fats proposes Rely may be Soya to mailmen* lees, changes for late including valible annuities, and thy tares of enact • au.; anent (Pgiulity Cons:Station: f HIPCMO, a
soleY on yearand tax kerns, (Le , Form 1099. 5498. parried kr securities purchases and chars kr unpaid finch Mare such thanes are registered decay in the Galion of the portfolio for that account may ithade
10425. etc) when Drepamg your lax return. The Fim s amounts n cash accounts. Accounts that re transferred name of the accord holier on the books ad rends canplex strategic, tinted hoick and grater
required by law to repon to tie IRS all terrible addends, to other installi ons ma), be subject to a tangier tee. of tie applicable Pam a transfer agent), volniky.
reponakre ronsauble donna and mutate rase* • Certain noon-nen contracts or iniesiment interests
end on monies held rims scoart, net prated, UBS Seem Options (e.g., herded partnerships aid pirate placements) that sonar Thompohnfor
on are transactions, ad cost basis oncertain covered LE5 offers options for sweeping cash banes. balances are rot regrened order to Securities Act of 1933; We may corsofdate al related account statements with
monies to bat deposits at UM Bak USA and LEG AG Stanford ad tie sane address n the same envelope, erg. because
branch (Ba-k Sweep Iffoopms), moneymaker mutual • Commodities antals (e.g, to-eign soilage and they have owners who abo mane jail account
Caransticiallans with the Pinot hods (Money Furls) and the international Depose preccus metal cotacts). incluerg futures contacts relationships with otter chats a the same address. If
• Pleaserelation sty oral cornmethations in ming Aaa.nt (Days c intone with in Interutional ad conmedity option contract,. you prefer to recent Mirada* statements mailed r.
to further protect your eights. inducing your nil, RoscvCO Llanarencre Account, through the Bair The SIPC protection and the supplemental protectiondo separate emeloora you may decline hauseholcing by
order the Seculars Investor Protection AO (SEAL Sweep Programs. cash balms re swept to LESBank not apply to these asses earn if they otherwise appear carting thoor Financial donor.
• t the linnet iatitution cn the toplett oftra mama USA op to an estabkhed knit ad then to UPS AG on you statements. the SEC protection aid the
of this stamen snot U36 F moor Serino LES Stanford Branch, or a Money Fund. Deposits at LBS 9470ffm entalprotection do not protect against changes Friendly account name
Fa-andel Smite carries yes accent as dewing Bank USA are FDIC inured in accorda-oe with FCC as the market vale of you Manners (whether as The Frardly scout nano is a custrmaisto 'nickname'
broker by arra-gement rah the in:lotted instation mule. For more information please Mit wwwfdic re. result of market moverrem, issuer ba-kruptcy a chosen by you to assist you with your reccedleeoro
We in you of this 'Vit.:115k, when you Deposes at LEG AG Stamford Beach ad shares of othenobe) this no legal effect a your account You can change
opened this accost h the cast your kin and Mosey Fords are rot nosed by the FDIC. More fronton is avalable upon request Mandy *con nines. through Conine Services ce
madras tre located aims financial Services and rot iroJ may cotan more intormabon abase SIPC, Including by contacting your Faunoal Ado*.
the incLorg broker, and you nest make a report Through the DA, (mailable to cash balance' are swept to the SIPC Brochut by contacting SIPC at 202-37I -$300
of ay error or omission to both Finns As described depose *cards at UBS AG New Yak Branch and LBS or by Shiva the SIPC vabste at watelm.orp Account overview
the account agreements, yOUMIM 50* IA OP Try AG Cayman Ranch them deposits arena enured by • Value or you accorrapat(olo. Net of *sets and
errors or fraud kwoatry chedis reflected a your the FCC. BaInces held at the UD5 AG Cadman Brandi Dividend Reinvestment Program (DRIP) •liabilities
statement with 30 days alter It was mailed or made are lemony, Noosed to the nereign ink of the the pia reflected is an *war para. You may °Man Amb haddes salable cash balances, rakes fa
available. All shall be rained (*evoke* Calms dads, and there is no guarantee or other the actual price leonine F nircir Atria:roany whole restekted acuity fest ), and Global Tim Dins
and accurate n all other respects if not objected a in obicktion of UBS AG to repay to Waxes while ion the shares re purchased under DPW; oriel 'has wil be orrerzed marks to ma-ket, and certain assets not held
*erg wthin 60 days LEG Cayman's Brach's books. sold ad the cashwi be deposited ywe account the by the Fern. Does riot include impend secoritiMassets
• Please deed cuRomer complaints or hp sees to clean] reinvestment price applied by the raker may at the end of the prior and anent statement periods, or
Fams C lent Kelton Deponent at 201.352.1699 Deposits at LEG Bark USA and each UPS AG Branch are •ffer from the market price at witch the partial three pirate nessinento orwested stock options and
a toilet* a 903.354-9I03, 8.03 A.M. to 6D3 P.M rot protected by SIPC. Money Fund shave re protected re sold earceable stock options
ET Monday through Fraley, or in mirk to LES • SIPC. See 'LES Financial Services Accent Protecto- n' • Dianna. Induct* debit Waxes, outstanding margin
Frontal Senices lx., Client Relations Deponent, below. Caretralieu bins, credit Ire, ton accord balances.
P.O. Box 766 Union Coy, N.I 07097. achy whole urns may be held n yes account. If you ae • Cainoney balances. Total of unimested available
• In case of erten or pastern about an electronic Uponyour request, balances in the Bank Sweep emitted to a prtal oral a a Paton oath:Wand payment cash balances, plus depots balaxe, at UBS Bank USA,
Keith transfer Mg WI porn a UBS Vaathdebit Program or DA may be vethdrawn and shares of a or ctherwite, the Firm wall ether sell partial the U35 AG U.S Branches ad math maker mutual fund
card transactions, call $22762-1000, or write to UBS Mcney Fund may be leuidated, and the proceeds mart* price a accept an snood determined by a sweep brans at the One of tie stagnant period
Fronde' Senices ff., 1000 Kann Blvd, 6th floor. returned to you or your seta ties KCCUIL regiaered clearrg agency. and credit tor accord. hincameodity free ask balances in you account are
Wtehanken. NI 07056, Mtn BOMBS& Sakes. not segegaled from other balances and the Fins may
Calla mite as soon en you can, if pu thitr yrar g n r c f l i a e i r r g rk ( e m m e a ri t t o in n t e a r b e o s u t t r a a t v e a s i l a a n b d le r s i w c e k e p i o t a p v tc a T il A ab , le at I T n h v e e h s u tm ni e m n e t r o a b j o e b c je ti c v t e iv s e s and risk profile re speak to a bu u si n a e n s y s o . f T t h h e e s s e e f u Ii n s d it s h r i e n t m he y o t r h dn w a o y n co y u o r u se r o do f w As n ed.
statement a receipt ff *rag or if you need more wmvubscordsereeppekk from your Fnancial Advisor each account and may vay between you none This total is melded in die await period closing vats*
iffamation nut a transfer on the statement or a by rating BOO-762-1000. Please advise the Firm pecnoty in wining of ay
receipt. The Firm or Card tsar (as eopleable)must sgraicant change in you Ina-trial titration or •ending information
her from you no leer tan CO days alter tie Fan UN Financial Serena saran protection investment &roves For eachscant held, you For &tared frif °nation on the Mews lending packet
The Frith r. A m+-rhocl tb c,n ran< thereof Prom-nth choose one of the folowin Marooned objectives and dunces. refer to yaw Client Rebtionthip
SDNY_GM_00027856
CONFIDENTIAL
EFTA_0O138476
EFTA01279085

Important information about your statement OOOTIGIUtd)
Ageernent or ACCOLII ATM...MI and the General - We germs* we be closio price when avaithe hewed and even a they can be sold, tie peke — n addaion to cornrintsbns received n connection
Tams aid Conditions MRS Statement of Credit traction the mean of the bed and ask price, for hoed received may be lea than the per share estimated with the sale or distribution al may contracts
available in agreement indeed:sures at saunas and opara or only bd prices for OTC vitae provided n the accord siaterrent and unt investment but units food clients, we
yaw tin menlatent matrix, Ties. seard es. andcr our affiliate ramie reserve sharp
- Less actirey traded seasities may be priced ushg a • Restricted ereasides. Restrcted secants; generalb compensation from inviy of the instance
Yew .ts valuation model a the moss recent ace we are not tummy enable for public tale. U8S financial companies undenWing the rarity Centrals,
Your dement itemises secuerbes std other assets hell claimed end may not reflect in ackul make price Service, use the mann price d the unrestricted stook aff Rain et de nuns& conormin or sponsors of
ao the accord at the end of to elatemers period. You a vane of the can, issue( as an nomad value for the tetra imestmrat vats we Garton.
may ask for &RAG Of lit paid seosties al and time. - Certain positions may appear widx&A a ace ad restricted stack ebrourposes &this statement oi* To - Our affiliates also receive trading canrossions rd
You may receise securities tad as loin collateral after will tow as 'ate was not avalable' d we are the extent tat restricted seas-ties are elgbte to sale, other compensator, from mast kit and
paying any balance die on them. Any securities enable to obtain a ace for a sooty. the vale received may be tbstanualy less thin the Mame companies whose products we dame:use.
transferred to be firm cling the Palernent period are - Deposits a securities &nominated in <worries imputed vane town - We receive art anal he from UBS Bra USA ad
listed at market vane as of the medal the staternal other thin U.S dollars an reflected at the mounte LES AG Stanford Bench theater $25 per same
period. roe as of the eaten date. • Esb festinated) income, anent yields and rata sweeping so the barks under the UBS Bank Sweep
• Cast basis. In determining the cost basis of to - fa colain searnes vading n non-conformng M estimate of smug income 6 based cn current Programs.
securities incbded en this stalernen, Were indicated denoronstions. price and quantity(fwe rake) may dividend ad interest rates, assailing tie manes will
wits the number " I, • .55 Fnonce& Services ha relied have been adjusted to facilitate peeper vatuatEn. be held for or* yea from statement date or until Adivity
an information obtained from mans other than LES To obtain teem @sabre. when availably. contact maturity This Minato boot a gudelne; accuracy tiomabraregardngcommksbns and otter charges
Financial Semites. including information from another yes ,arcel Adencr and continued income are not qua-anted tared in connection with tie exeodan of trades,
arn a that you may have provided to yea finaxial - Estimated anal name and carat yield fa ncl_dng option transactions ha Leen inctictd on
Adam The firm does not irdeperckntly verty • Private investments and nrunured produat certain types of noshes cold reeky& a retie, of con( imatiore preveousy furnished to you. Ad ell be
rgairantm the waren a rally dry information royale revesimere wanes (no Ulna (Pod pada:dor capital gains h which case the en provided to you promptly on repast.
provided by sane other than LESFranco' Services, participation program ad real estate investment ins income (a-d curse yell would be °witted.
▪ aaltion although UPS Financial Semites graeralY &otitis) and structred prolots are general highly - Estimated anal income and anent yield and tie Short selling
Lodates nis Haman:re as e is recerved, the km repaid. Cram stnstred pecd_cts have not been actual income and yield rage be lower of higher H you are en:Ageden short siting a seventy, you may
does not provide art, assurteces tat the MGM/6M registered with the Securities and Exch than the estimated amounts. eve-recharge doe to cateintanowag costs for dun
caller 'Cost bate and ^Unmated gal Ws' is Commesian or under any mate secure:tn. We - Are estimate of arrualeed income (dirdend antra particular secesky.
accurate as of the date of this statement. As such Prof& eamated valuer for private investment intend) divided by the current market
please donor retsr on this nfornotion to make sectrites irdstroclured products for rdamataul valsiaverage balance is based an the Ls( dividend Open arden
pschne or sale decisions fa leer...Roses a purposes cry. attara ry snot guaanteed. or rarest payment mode by tie issuer and Regarding open or *gocktibrancelled* aden tat
otherwise. Accounts tra-derred to tie Fim may - These vitas may differ absta-MG kcal prices, il .109:fieS the sectreindeposts will be held for one were not emoted by the Patentee date, open buy and
reflect gal loss narcotise only forte period if any. at which a prate Mennen MY year Porn the statement date or until mem*. tell stop orders are rediced by the mount of dints&
tine they we held at tie firm More historical struaured product maybe bought or sold and do Accuracy and continued yield we not guara-deed a Stetson an ex-dividerob a 'Antos date unless
Haman:re cube atied by you' Fe-axial Advisor. rot necessaly represent the vats you lazy receive netnxted Wien& by gas You are re for
spat licwidatat • Assets net heM by UBS Financial Services. Certain orders that are executed as to yOur ladure to cancel
• Unrealind gent/Iona When data is arailsbk. - Third party esimess of rata are as a swain assets are rot held by the f ran and not Astra the natio open orders.
*Mated arealind suirallown are cat imed Ice date ad an supplied to UBS faunal Services on a Fern's postemen or control. These mats are
nrievileal sooty lots. The transaction data for regaar basis by an independea satiation firm. &played on you' statement for informational To
?chili] lots may or may not reeks commissions, - baser. general Danner or sponsor estimated ratan purposes onfy. Positions and values presented at To <Whew& of as current Client PrivacyNate.
rZenctor security faros-Paton ewelts. ary, are applied to Menu, by the issuer, provided by tie asu'rg fern. UBS franca Services please canto- yea F names' Achim or yen our wank
d and otter reinvestment lots and systematk general partner or spator and may be calculated not referrable for this information and don not at *yew r nl/n.44*✓• v
pirchefe be, are each combined to displey one based an di(e rent information from tat used by guarantee es accuracy. These assets at rat presented
averaged lot The 'Trade date' colon presents the third parties to derive their 'gloated values. by MK or the Firres sualoseental SlPC coverage 1.85 Mend Sakes is not a bale The WA, Business
aging transacton trade dale. - You can obtain aednorul information regardng Services Account ESA and IRMA are brokerage accounts
tie metocblogy used to determine the estimate • Revenue elsarrag and additional ampensaticn Weds provide sass to banking services And prodsts
• Gettable seaskies Bonds end preferred stock that value ad the dale et the iicematin that is the — In addition to convolutions an cafes and 17b.1 lees tros4navangements with dilated bales ad other
the ever cats for wry rodenoMon wit be yarded basis for the eaimate by contact.) your Pi- uncial received n carethat with tie distribution a Ihniparey banks. and provides Min to Haase and
Martallr by la from among all senses of hat Adveor mutual finds to ow dents we ander our SEAM emit/ crixixts bead by unaffiliatedMid-party
issue held 'noarhanea n nomete name for as - Third party 'singed vanes may be reflected as receive revenue9ving Payments from dienbutors naurrece companes through insurance agency
dents. Call tease narmaticn is cbtaned from third 'Not meat in several situations: when an at advisors of themast funds that we sell. subsdiaries of UBS finanial Services Inc.
parties and as accuracy is not gdsanteed. Other call Mdepradynt valuation firn has not %LOOM a it These arnants are based on two Mersa
lenses may east which toted atom mkt amok& train to magi a vane. Men we become ware corrporents (a the mot& of tater by UBS of a Inestrerd, mace. ad amity products,
information will be provi*d upon request that a material event has caused that may call a Patter mutual fund lamiYto our clients and CO Not 10K insured • No bank guarantee. May lose value
pommy reported tote no question, or when a the asset value of a particular mutual fund famey's
• Certificates of deposit (CDs). CDs are FOC nsured value would be highy specula& due to tie nature shares held a the fern RUA. Resource Management ben nt, Business Services
sp to S2 RD,000 in principal and accrued Stereo per • the snaky. — We and as MIAs* ako receive networking and Account BSA, IRMA ad intanstional Resource
depose and per depository ;naafis, h accadence - When neither n Muer, general partner or sponsor ameba pm-ening fees in consideration for Management Aware we registered service mats of
win FDIC rules. estimated value nor a third-pray estimated vane is transfer agent services that we prank to the f road Sakes Inc
amedst, the vela cite seanty write dderent mutual lint These feesgenerally are pad from
• Price/value Woes displayed for securities and otrer km its package price. investor asses re the maua leant and me a lead We Signalise it a regained Service milk 01 VILE
/mists may be higher or lower than the price that - •Daributims to date may indude Mum of dollar amount bated al the nembir of amass at Hemel bra Leavitt Sonata cede cards and IBS
you would actualY receive in the make. inkes are capital, name orboth. the brokractealer holing mutual fads al that fund Visa debt cards we seed by UBS Bra USA with
obtained from vanes thud party sources whin we - 'Original ins size' represents to vital offering f a-nily peemsslon born Visa U SA Incorporated.
believe to be relable, bit we donor garratee then paper snit Adm./ not reflect yots con bases
accuracy. - DIP rd unlisted RErt monies are rot listed on a UBS Pinencial Seniess Inc Rev 201604
national securities exchange, and are germ*
SDNY_G M_0002 7857
CONFIDENTIAL
EFTA 001;8477
EFTA01279086

ties Felancial Stokes tic
(SUBS Private wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171-0002 September 2016
CNP70061547950916X13 Y1 0
GHISLAINIE MAXWELL
P.O. BOX 308
TEANECK N107666-0308
Account name: GHISLANE MAXWELL
Friendly accoun • iurn
Account numbs
Your linancial Advisor:
SCOTT STACKMANNYLE CASSIEL
Mono 212-821-70001800-308-3140
Questions about your statemett? Value of your account
Call your Financial Advisor or the
RMA nesourceline at 800-nMA-1000, on AvgaiSt 31 (1) on September 30(4)
account 029028776
Your assets 666,784.00 673,974.00
Visitour voebsite: Your liabilities GOO 0.00
www.ubscantlinancialservices
Value of your account 5666,784.00 5673,974.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
Tnc Lr:AnCS at year end 2015 5250.00900
Net deposits and
withdraw* S399,999.12
&68 674.0
Your thestment return
Diiedend and
interest income $0.88
250.0 Change in
martin value $23,974.00
Value of your arcane
1 on Sep 30. 2016 6673.974,00
Dec 2015 Aug 2016 Sep 2016
SONY GM 00027858
Member SIPC CNP200201006454795NP7000306144 00009 0916 030575001 Y128776550 101000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 38478
EFTA01279087

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor.
Friendly account n SCOTT STACK MANLYLE CASRIEL
September 201(-•
Account number 212-821.7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (S) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 673,974.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $673,974.00 100.00%
Value of your account $673,974.00
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC I - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
OW70003006454796 NP7003X614 4 00039 0316 030575004 VI 28776550 10MiliyGtA000278eNte 2 of 6
CONFIDENTIAL
EFTA_00138479
EFTA01279088

Resource Management Account Account name: GHISLAINE MA (WELL Your Pi sandal Advisor:
*UBS
Friendly account name-I v nn rn SCOTT STACKMANLYLE CASILEL
September 2016
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
September 201601 Year to date (1) Varies reporled below exclude products for which gans andlopes are not classified
Realized gains and losses Unrealized
Opening account value $866,784.00 $250,000.00
September 2016 (1) Year to date (1) gains and Losses (I)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 23,974 00
Withdrawals and fees,
including investments transferred Cash activity summary
out 0.00 -0.88
Ste Account Mtn, am month for Calais Balances in your *teen OPliOnS are includedin !her:venlig and
Dividend and interest income 0.00 0.88 CIC6ing maws vaue. FDIC insurance apPleS Only to deposits a U85 Bank USA, not to &COPTS at U85 AG,
Manifold ()ranch or bank dep,tits paced througt the UBS intetnehorri Depose Account Divan). SIP(
Change in market value 7,190.00 23,974.00 protection applies to money matt sweep fund hddings but rot bank deposits. Ste Imponint iolotmetson
about your statement en the tau lima pages of this document for deists.
Closing account value 4673,974.00 $673,974.00
September 2016 (3) Year to date (1)
Opening balances $0.00 $0.00
Dividend and interest income earned
Additions
for onoposes of ins statement fait ' y of mimes] and clincien0 Income nas been determined horn a us Deposits and other funds credited 0.00 400,000.00
lu rop:tling perspective. 8..ed upon the resicknce of the account holder, account twe, or product twe,
some interest ardor dvidend payments may not be subject to United St*es (US) ardor Puerto Rico (PR) Dividend and interest income 0 00 0.88
Income tarts. The (lent monthly %Steffent is not intended to be used and corned tie ref ed unOn for lac
purposes. Clients should refer to the apictle tar reporting forms they recehe from 185 smugly, such as Total additions $0.00 $400,000.88
the FOR% UM and the Fan's 480, for lac reporting information It IS the predict Of 1185 to tile the
ztplicaPe tat tenoning forms %Nth the US internN Revenue Service aid PR Treasury Department and in Subtractions
such Forms accurately crstify dwdenct and ot interest &situ exempt or /scab* income. neat consult you
indedual tar prepare( Other funds debned 0.00 -0.88
September 2016 (S) Year to date II) funds withdrawn for investments
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027860
CelP7C009306454797NP7003305144 00009 0916 030579001 Y178776550 101000 Page 3 of 6
CONFIDENTIAL
EFTA_00I38480
EFTA01279089

SUBS
Resource Management Account Account name: Your lq Bendel Advisor:
Friendly account name: it ' . n SCOTT STACK MANLYLE CASRIEL
September 2016 Account number: 212-821-7000/800-308.3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in Important information about >our statement at the end of this
document.
Your resent objective:
Current income & capital appreciation
Your tisk profile:
Primary - Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
cuP7COCE006454748 NP70C0305I44 COCO 0916 030575004 Y128776550 IOMOWGM00027Ealge 4 of 6
CONFIDENTIAL
EFTA_00I38481
EFTA01279090

Resource Management Account Account name: GHISLAINE MA (WELL Your Financial Advisor:
*UBS
Friendly account nay*: Indy Milenmum SCOTT STACK MAN LYLE CASRIEL
September 2016 Account number. 212-821-7000/800-3C6-3140
Your assets
Some prices, income and current vdues Sherd' may teappr0xende. AS 8 real. gains didl0sses May not
be accurately refkcled. Set rmportant inrorenabon about your determent a the end of ths document for
more infommon.
Non-traditional
Private &gay funds, Hedge funds, andMO investments are held in you UBS Finarcial servlas Inc. (UBS Estimates of Mut suppled by ISSuers 04 Certain downs (Mich are gene idly 'net asset vaue' estunates)
FS) holerage account. the portions reported below reflect the recceds of the issuers, and UBS FS does rot are mown as ' issuer est. vale pet unit'. For Private equty unds, 'Est. value per unl' is a vaue updated
grallorlitt the accuracy of the I Wormation The vaue shown is n:4 necessarily the value you would Reeve quavery, based on the Net Asset value NAY') in the fund a of the date sped fed ad,usled by acting
from the Issuer it you sd the assets. Funds actively sdd by UBSFS ate subject toongoing due digence, cddtal calls and subtracting dstntitaions smce the NAV date The NAV is primarily based on estimated
ilthough the level performedmay vary A dosed fund may be subject to noongoing dligence A fund (hi portfolio varies provided by the underlying fund sponsor These Iwo values may vary became of differences
you purchased elsewhere may never nave been subject to UPS FS dligence. although U85 F5 may receive a in the way they were estimated and because the 'Third pats est. value per unit' may have been prepared
let from l he fund's manager, whir h may constitute a maprity of the roanagernentincentive fee. Please on tne taps a' financial irionnaton °Mei than yea•Hrd Reported estimates may not reflect resale,
contact your financia Achnor wth questions ' Est vaue per unit' is an estmate of value supplied by an liquidation or repurchase value, a any, and Maly rice reflect dst Mout ons of cgoilal until the next valuation is
independent valuation Ism and reflects acaustrrents for factors such as the lquidty of the units. ref:Wed. generally On an annual or serMannual basis See important inkismaTAP Mout your statement at
tne end of ths statement.
Hedge funds
PurchMe PK&
learner Averar price Client Cost Price per share value on unrealized0M imturnent Holdng
Hddng of shares per share (S) investment CS) basis (3) on Sep 30(S) Sep 30 (5) gain or loss (S) return CP relied
ALPHAKEY5 MILLEN FND
BROKERAGE NO 08131216
Trade date: 650,000.00 650,000 00 I.000 673,974.00 23,974.00
Your total assets
Percentages C0SI Estimated ()wearied
Value on Sep 30(3) your &count bass (S) annual income (S) gain or loss (S)
Noe•traditionel Hedge funds 673,974.00 100.00% 650,000.00 23.974.00
Total $673,974.00 100.00% 3650,000.00 $23,97400
SDNY GM 00027862
c nia7coCeo06454 799 n8,70[0305' 44 00071 0916 030575004 YI28776550 IOIOCO ►ape S of 6
CONFIDENTIAL
EFTA_00138482
EFTA01279091

*DUBS
Your notes
C9970009005454830 NP7OCOX6144 000C9 0916 030575004 Y138776550 1006iy_om_000274)§90 6 of 6
End of statement for account numbs,* Y1 28776 SO
CONFIDENTIAL
EFTA_00138483
EFTA01279092

Important information about your statement
IS Fruncial Services Pc. (the Firm or UM Finercial sent yOu the int statenwre on which the era or Corporation (aalvC), which protects le0SlieS accosts 4 • Frocks. Cuneneincome: FweSlmmwrst seekng the
Berea°, is a merrbei of all principal unsay, ccmrrocity problem apposed. its mentors up to $911000 (inchding 12 50,003 kr generation of income onk.
and option; exchanges. UPS Financial Semites and 1.85 - Amideyour name rd accord number R am) dams for cash. The Slit and protection limns aPPlar to • Arkies C•pat Apantreation. Investments seta rig
Bank USA at idled subsilenes of UPS AG and - DewS die error or the DIAS* you revere all accost; that you hold '(a particulr canacity. rant of principalrather than the gerersais of
affihaes of U3S Soirees LLC. The Fein's I nanoal about, end **lain as clerk as you cal why you The Fkm, together nut, certainaffiliates, has also decorate.
statement k available upon regress. The FOWS townie belies** is an error a why su need more purchased itpplenlentalplOteCtiOn. The madman • Produce Combauthe orWs e and Capital
offices re a. itrametis amount payable 10 at Sr* diet, foirclink ratter Apprecienon. Iveninent seeking both the generation
- Proside the dolor arrant J the suspected error. this protection is ZOO milion x of December 10, 2015. of name and growth of withal.
LES Financial Seroces Stbrd to the poky 0:editors ad lmi ations. cash
1200 Harbor Boulevard The Firm or Card Issuer teal hoestigate put compdaht the time is further protected fa up to $1.9 million n the Overall eisk profiles
Weehawken, NJ 07086 and eel correct my error promptly. for alleged mots aggregate kr err you accounts held n spate:4h • Consewarve. Seeks to mantin niit orcipal, with
U Th 3 i S s F n i a n t a e n n c e ia n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , t r w d o e f e y t ou m y in o v o u o t k a t in h c g c a o n U r B 1 d S 0 f b V o u r e s t a h t t o e d w & e d b W a il y W c s a t I d o y t & t w u t t h e h i e i s ik d , w k is m e in w i e f i r l w l r c o e r r e , t d t a o i k t e th at u ca P p o a n c r it e y q . u A es f t d . e copy of thepoky wading is available ? M lo h w e a t n r m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d s to m t d t a h o y e e r s a o n c t o c b t o e g r e d e p n o p e v a r e c a e t r e a w t s i i n g th n e a n c i a f re
official *doornails. contanng conflicting data should you wall have the use of the money during the tine it The Slit protection ad the suppkmenbl protection
n O o m t i b c e 9 0 re n l i p e l d e a th se a r n ep I o I r y t o t u im b m an ed e ia t t h e e ly e n is w an r i e n m g i t r o a t he takes us to competee our mestirtion. • b o C th m do in no fi t n a a p n p c l i y a l t o as sets controlled by (and Mixed n • Moderate. Willing to accept scene rile to pircPal and
Branch Manager of the *ice serving your accomt. Please mire all checks payele to the Fern or the your account value) but held away from WSFine-Ma tolerate some notathty to seek higher returns,
financial inste.dis relcated on he front of this Services (e.g., certain( cash at UBS (irk USA, 00 • Aggress.: Wiling to accept high irk to pnncpal and
Allhokeri till tiger.' shown are Mended to be actuate, statement In addition to regJar accost fees, accounts cash at LES AG U.S.banrhes, (4 Mums otd.cts, high vane lily to see high returns own time.
statement cUta *cub not be used fats purposes Rely may be &pact to maitrerverne Ins, chromes for lee including teritble annuit4t, aid (iv) Aare. of MAILS • InnM oen EIPOcar Contithotion:I selected, a
meek on yerend tax forms. fie , Form 1099. 5498, parnent kr securities purchases and charges kr unpaid funds where such dims are registered deny n the potion of the pordolk, fo r tilt account may nude
10425. etc ) when prepamg your tax return. The Fim s arrouth n cash accounts. Accounts that at transferred name of the accord hotter on tie books ad records complex straeges, rented liquidly and rater
required by law to roxn to he IRS all taxable dividends, to other inniutions may be subject to a Vander tee. of the applicd* akar a transfer agent),
maenad* nontaxable daikkikak and =able Merest • Certain sash-nerd contracts or investment interests
erred an semen, held inane accoric nee steeds UBS SweepOrAione (e.g.. Mined partnerships ad pirate placements) that Stalealint Thoeshokfompa
on sae tranactions, rd con basinscabin covered LEG offers options for sweeping cash balans balances an rot reddened trider to Securkies Ace of 1933; We may corsofdase al related account statements with
to bait deposits at UM Brk USA and 1.8$ AG %onkel and the sane addiess lithe same envelope, e.g. *cause
branch (Bak Sweep Rrogarrs), moneymotet mutual • Commodities arrays (e.g, foreign excha-ge and they have owners who ako malt/On joctl account
Can I MICAS'S with the Finn hats Money Furls) and the international Deposer preccus metal contracts). inducer-9 futures contacts • crehips with other dents a the same address. If
• Please rthcordinn sty oral corverunkations in twang Assam (DA)for c stances with in Intarutional ad commodity option contracts you prefer to recent inditedual siatemenes mailed n
to further protect your rishts. includingM ir rit Rescva Manarrnied Account. Though the Bah The SEC protect On and IN supOwnie-al protectiondo separate envelopes. you may decree Ixtr,eholdng by
under the Seculies Investor ProtectionAO (SPA). Sweep Programs, cash balances an swept to LES Bank not apply so these assets even if they otherwise appear cling yes finaxial Achrsor.
• lithefinancial intiation en the top ledt of d-le Inard USA kir to ant's-abashed erne ad then to UPS AG on yes statements. The SPC protection aid the
of this stammer* isnot U3SFninciel Serykek LES Stanford Branch, or a Money Fund. Deposits at 185 Maokrnental protection do not protect against changes Friendly streunt name
Randal &anion carries yam mount as clearing Bank USA are FDIC insured in accordant with FCC n the market vale of yen investments (whether as The kw* account nom is a customizable 'nickname'
torcker by arra-gement wth the rkkated insteLdon RAM Tormore information Sow Mat wwwfdic re. result of market movement, issuer ba-kruptcy or chosen by you to assist you with your recce-01..0V It
We in you of this 'Vit.:115k, when you Deposes at LEG AG Stamford Branth ad shares of othenene) has no legal effect on your account. You can change
opened this accost hen cast your kits and Money Ards are rot insured by the FDIC. More irEonnation is seeable was reopen. Frieridk account norms. though Onthe Services ce
sorties are located a LOS financial Services and rot roam., cbtan more inionnationaboul SRC, including by contacting your Stunciad Advisor.
the iscdaceg broker, rd you mot mkt amps Through the DA, (salable torah balances are swept to the SIPC Brockee by cordecting SIPC at 202371.8300
of any a or omission to both firma. As described in depose &cants al UBS AG New Yak Branch and LE6 or by visiting the SIPC webae ar smeispc.org Account overview
e to rro a rs c c o o r u fr n a t u a d g r r e o e o m t e in nt g s , c y h o e u ck m s u re s f t l e n c a te tt d y o ta n 5 y a o F u a r r ty A th G e F f C ai C rm . B an a R la a x n e c s h h e t ld h a e t w t h d e e L p E os S it s A a G r C en ar a m i a n n u B re ra d n b ch y Dividend Reinvestment Pregnant pun • Value of you accoontgonfolo. Net of meets and
starter* well, 30 den alter le was mailed or made are tempos* reposed to the sovereign lee of the The pat reflected b an average price. You may Obaft • Aseeb tolas melt* cash balance,, skies fa
available. All seaernenn shall be donned complete Caren larch and there is no guarantee or other the &hal price banns F nevoid Advises. Or* *hole restrkhed smarty lest), and Global Tim not
and accurate n all other respects if not objected to in obtgation of UBS AG to repay to Saxes whiff itel the sham are purchased under DRIP; palial them will be by marks to ma-ket, and certain assets not held
verti-g within 60 days LEG Cayman's Brach's books. sold ad the cash wia be deposited try your account The by the Firn. Does no include worked saclikeassets
• Please dhect cutromer complaints or iv-Mese° to clacked reinvestment price sumlied by the aster may at the end the ;nor and arrent statement allOdS,. Of
Fern's f lent Relation Detriment at 201252.1699 Depose, at LES Bari USA and each UBS AG Branch are 6fler Isom the mean once al which the partial tires pane iwesmenn isnested stock options and
r tolbfrw r. 903.354-9I03, 8:03 A.M. to 6A0 P.M no, protected by SIK. Money Fund sham are protected re sold essable stock options
FT Monday through Friday, or in mug, to LES by SIPC. See -LES Financial *vices Accent Protection' • Othilans Includes debit balances. Warding margin
Financial Services Ix., Client Relations Department, below. CrMitliva bans, credit lee, shod accord balances.
P.O. Box 766 Union C ay,* 07087. Cr* whole urns maybe heed n you acount. If you an • Ceslastoney balances, Told of uninvested available
• In case of errors or gambols about an electronic Upon your request, balances in the Bare Sweep entitled ro e petal tad a s result ol a ckeiderd paymera cash balances, plus deposer balances at UBS Bank USA,
funds transfer ((Fl). bit permed a UBS Veatclebit Program or DA may be withdrawn and shires of a or othenvise, the firm will tether sell partial unit at LES AG U.S Branches and money make mutual fund
card tamartions, call 912762-1000, or was to UBS Money Furd May be liquidated, ird the proceeds market price a accept an amore determined by a wimp Wares at the cone of tie statement period
Financial Services Ix., 1000 Hata 814, 6th floor. returned to you or youneordies accost registered during agency, ad credit you' accord. hisccenmodity free aeon balances in yes account are
Weehankers NI 07086, Attic RIAAfe6A Series. not seregaed from other balances and the Fin may
Rate Hammon about available sweep oaten% Investment objectives sere nsety of these lords in the Oftli(ley course a As
Cake write attoon o you can, if you hit yea ncladeg cuirent honest rates and WICK 5 rail*** The Innimere objection and risk profile seeped vii to busin These funds re amble tpon your darned
staternere a receipt is swan or if you need more wombs cortereeppekb, from your F nano! Advisor each account and may vay between tar =Culls The total is included in the anent period ckding vote
Motivation abut a transfer on the statement or a by calling KO-762-1000. Nate advise the Firm pommy in wining of a-y
receipt The Firm or Card Ism( (as soplicable)muse smndicant change in met Inancial sieuation or Lending information
her from you no later then CO days slier he Fine U Th N e F F re in e a r n . c e i a m l S en e t n o d r a of i a th m e o (e u e n . t p p in ro e t e 1- c .. t e io nt n o • reCeettre. i c n h v o e o s s tm e o e n n e t o o b f i e th c e tw f e o s ll o F w o in r e g a in ch s w trn a e n n e t e h t e :it k / t li v y e o s u F a o n r d c * le c a h te u d m info . r r e m fe a r ti o to n p o a n r th f e ir f e ir s m R 's e le bt r io d n ig th p ip r ecious
SDNY_GM_00027864
CONFIDENTIAL
EFTA_00138484
EFTA01279093

Important information about your statement (Continued)
Apemen, or ACCOLII Agreerrenl and the General - We rim* use the donna price when ea/WA a liquid and own if they can be sod. to peke — h acklaicn to <brominism received n connection
Time ad Conditions U3S Statement of Credit Practices Or mean of the bid and ask prices for hued received may be less than the per tare estirruted with the sale or danbution ol arruey contracts
available in egmeemonts indeed:ewes at swein and option; or only bid prices for OTC wire provided n the a-cant statement and cast investment but snits tow clients, we
mar tin nwratery w,lw&w res. seare andcr our affiliate recta revenue sharp
- Less actrreir traded securities may be priced using a • Restricted securints. Bearded secant generals, compensaion from many of the instance
Yew assists valuation model ate moss recent prce eve ae not :unsay etrable tor public sale. U8SFinarel compsdes undenWerg the annuity contracts,
Your stamens itemizes securities and other asset> hell dawned end may not reflect en actual markel price Seances uses the mewl price d the unrestricted stock aft/win d the horn corryeas or sponsors of
I-. the accent at the end of to statement triad. You a vale of the sane issuer as an inputed value for the tie ant imrestmmt outs we distrtute.
may ark for daserr d fait paid seosiies al anytime. - Certain posithns may apper *khan a price arid restricted Pak laroorposts oiled statement osW To - Our affiliates abo receire trading commosisns ad
You may receise securities iced as loin collateral alter will thee a 'pike was nol sealable' it we we the extent tut restkled seorkies are elgble to sale, other convenience, from weal Ards and
paying any balance eta on them. Any securities stable to obtain a pace fora sec ey the vale received may be sdastarenaly less thanthe Swine companies whose Weasels we darlouse
translated to tie Firm clan; the itslemmt penod ale - Deposita a securities denominated el CUITOWC91 Swaged nuke frown - We receive an areal fee from UBS Bat USA aid
liked at market vane as of the end of the stational ogler tun U.S dollres are reflected as the enchains. 5.135 AG Stanford Ranch dilate $25 per awe
period. rate a of the statement date. • En. (scanned) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost bald. detemning the cost basis of tie - fcc chain narks adding n non-conformng M estimate of annual income is based on current Programs.
securities incbded in this statement, were indicated denornnstions, puce and quantity (face nada) may dnidend ad interest rates, assuring rw seoakes will
wits the number " l, • LBS F nonce& Services has relied have been adjusted to balks taper vitiation be held for one yea from statement date or seta Activity
F a i l n a in n f c o i r a m l S a e ti n o ic n e o s b , t in a c in lu e d d i n fr g o m inf w orm e a t t s io o n t f h r e o r m W a a n n o t t . h 8 e 5 r To ob s ta , i a n n & a m l e a m .±, g c< u ' a vas, when avaitabk, contact m a a d tu c r o it n y t i T n h u i e s d M in i c n om n e * a n re o n * o t a q g u u a d d e r ln a e n ; t a ccuracy r h o k a em re a d t i i o n n c r o e n g n a e r c d t n io g n a w m it m h k ta s e io e n x s e c a n a d n ot o he f t r r c a h d a e r s g , e s
rem a that sum./ taste grovided to yea Finarial - Estimated arta hcane and curent yield for inclining option transactions has been indand on
Adam The Firm does rot irdepercknely vereya • Private investments and otructaired peoduaa. certain types of leashes could nckusle a return of cantan/are preeousy !waned to you, rd All be
gamma the aco_racy rally of ary information nixes renew* saunas (ex LrIng erect cachet or capital gahs in which use the est prodded to you pr.:aptly on repast.
provided by was otter than LESFa-uncial Seneca participation program and catenate investment rut income (and cureca yell would be overstated.
h adhere although UPS Financel Services gamely noshes) and structred products are whelk, highly - Estimated anal income and anent yield and the Short selling
le:dates fib nformation as it is reserved, the him diopid. Certain Waned prods% have not been actual ?cane and yieU micfi be lower°, higher H you ale engaged in short selling a serums you may
does not provide art, Amu:woes that the it-Mali:el regetered with the Securitees and E.dage than the titillated aribeuntt. in:Leacher'', Seto entente:wowed costs for that
Lahr 'Cost basis' and *Unrealized gar/loss- is Commasian a under any date sewiltieTaira. We - An sestina* of wreaked income (dei:lend anacr WSW:a-snaky.
accurate as of the date of tee statement. As wok crade nineties' values foe investment interest) divided by the current mailer
please do not rays on this rdamdion to make cecinas crd structured products for informatinal valaraverage balance is based on the Inv dividend Open ceders
perchne ix sale decisions fa taxi:crimes a purposes cny. Mara ry base guaranteed. or bleed payment made by tie issuer and Regarding open or 'gccollibcancelled' ceders tut
otherwise. Accounts tundared to tie Fim may - These vibes may differ abstadishi km prices, il manes tie sectreeddepaes will be held for ore WHO not executed by the stattmate data, open buy and
WW1 gait loss llama:on only for the periodd any, at which a pane hvestmerrl riy year from Is statement date or until metres), sell slop orders are reread by the mount of dividends
tine they we held ache Fim More historical matured produa maybe bought or sold and don Accuracy ad continued all we not wasaniewl or cn an ex-dividends a eartms date unless
reformation can be aind by yea Friaxial Advisor. rot necesswiy represent the vain trou may receive I-inflated ahenvise byyw. You are responsbk for
sport licuidatian • Assets not held by t185 Financial Services. Certain orders that are executed Ow to your lawe to cancel
• Unrealised gansdoweas %teen data n awilabk, - Chid pry estmetes of vela are as a a certain assets ere rot held by the Finn NW not %whin the *Sung open orders.
*sinew/ areasiced guinelown at cricsiaird Ice date rd we suppled to UBS Fnaxii Services on a Fern's posansen or ccntrol. These assets ere
irentileal sec" lots. The trans/clan data for regaar basis by an independent saltation firm. desplayed on yar statement for informational Mew
relvilial lots may or may not reflect commisans, - baser. go-wanpanne- or sponsor estimated vales. purposes only Positions and values presented as To obtain a copy of as current Client PrimacyNotice.
anda security reads-taten events if any, are applied to the Fm by the issuer, provided by dal Wing fern. UBS Inaba' ieraeces please areal you FnarxnalAcalscr or vat our eves aet
ed ntd and otier reinvestment lots ad systernatk general partner or mama and may be calculated not renorable for this information and des not at tan, oat rrventivniv,Irer
pachasie lots are each combined todinky ale based on deferent information frees tut used by guarantee es mangy. Thew assets are not protected
averaged lot. The 'Trade date' colann presents the third parties to dtrive their 'ginned values. by SOK or the Fern's flipPlernereal9PC coverage. LEG Fine-cif Services s not a bank The PM A, Business
original transaction trade date. - You can obtain addce-el information regarded Services Account EGA and IRMA are tetherede accounts
the metcoblagy used to determine the estimate d • Revenue sharing and sdisfitioned commands.. whin provide Kass so banking services and wallas
• Callable securities Bonds and pretend stock that value ad the dale of the recemasin Owe is the — In addition to carmissions on sin and UbiI lees taw* atrangements with situated lurks and other
We issues cats for eat redenpan will be selected basis fa the ecimate by contaarg your Financial received n carecticrt with tie daributiai ltriniparty banks, and provides access to instance and
Pflennally by lot from wrap all scathes of that Advisor mutual fund to ow dents we anchor our Wheat, smut/ products iced by unaHiliatedthid-pany
issue held ei our name cell nomhee rime for or - Thirdparty 'singed sakes may be reflected as receive revenue Thfling payments from diknbutors rourence companies through insurance agency
clients. Call bare /Aureola) es obtained Isom third 'Not priced' in several SilUalbli: when an ado salsas of the natal funds that we sell. subsdianes of UBS Financial Services Inc.
pain and Rs musky is not garanowd. Other tall 1-dependent valuation lire has not sselaal a is These arnants are based on two oWerern
foams may ant which own ailed wok( <made stable to assign a saw. nailer. we become awn components (k the emoted of YIN by UBS of a trornment, newa-ce. ad unity products,
information alit* provided upon request that a matenal ewnt has ocoared that may call a Patter mutual fund I amiY to our clients: and (m) Nat FDIC eared • No bank qua-antes. May lose ware
maws," reported vela Iwo question, or when a the asset value of aparticular mutual fund fanny's
• Certificates of deposit (ON). CDs are FDIC enured value would be highy nepenthe due to tie nature shares held a the Wm RMA. Resource Management Acne. nt, Business Services
'pito $29),000 ia principal and woad intend per the waxily. — We and ow Aline ako receive networking and Account BSA, IRMA and intonational Resource
depoUtor and per depository invasion in accordance - When neither n Esuer, general partner or wow orrnbus crowning fees n consideration for Management Accost ad registered service maks of
was MK neon. Minted %clue nor a thrd-paly estimated net* is transfer agent Seveei that ate provide to the DES Fnaxui Services Fx
provided, the vale ol te mosey will bedRkrrn mutual Knob. These fees generally are pad from
• Pricavalus Prices Wel:mei for acuities and oter lean its pashas: price. investor asses in the revalue I fund and me a lewd Vila Signalise it a regainedarea Milk of Vial
prodats may be higher or betel than the price that - NT/61660;cent° daft' mayinclude ram of dollar amount based on the amber of accounts at I-wadi:nal LOST/ice Signets* crea cards and IBS
you would ectualY naive in the make hikes m capita( income orboth. the broker-dealer Inoldng mutual funds al that fund Visa debt cards are bead by UBS part USA with
obtained from wrion thid party sources which we - 'Original unk size' represents the noel offering fanny amnion Its' Visa U SA hcaporated.
tetra to be relable, but we donor storaitee tar price per twit alS may not reflect your Cott bases
accuracy. - DIP add unlined RErt sautes are not irked co a tin Pinacial Seevices Me Rev 201604
national securities exchange, and se grin*
SDNY_GM_00027865
CONFIDENTIAL
EFTA_00 138485
EFTA01279094

ties Fnancial Services Inc
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 October 2016
Cwa700559l8771016 vt
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account nam I Mil nnium
Account number:
Your Financial Advisor.
SCOTT STACKMAWLYt£ CAST EL
Phone 2 12.821. 7000/800.308-3140
Questions about your statement? Value of your account
Call yOur Finanda: Advisor or the
RMA ReSourCeline at 800-RMA- 1000, on September 30 (S) on October 31 (1)
account 029328776
Your cISSels 673,974.00 679,935.00
16sIt our website: Your liabilities 0.00 0.00
swevtubscomilinancialseevices
Value of your account 3673,974.00 $679,935.00
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 5250.000.00
S Thousands
Net deposits end
withdrawals $399.999.12
674 0 679.9
Your nvestment return:
Dividend and
interest income
250.0 Change in
markot value $29.935 00
Value of your &tome
on Oct 31, 2016 $679.935.00
Pee 2015 Sep ?Olt. Oct 2016
SDNY GM 00027868
Member SIPC CNP700093059)1877 No7000l93559 00009 10l6 03057500e Yi 28776%00000GO Page 1 of 6
CONFIDENTIAL
EFTA_00I38486
EFTA01279095

*DUBS Resource Management Account Account name: V. ELL Your lq Randal Advisor.
Friendly account name- • • SCOTT STACK MANL YLE CASRIEL
October / '
Account number: 212.821.7000/800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 679,935.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3679,935.00 100.00%
Value of your account $679,935.00
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CNP70003005591878 W7003193559 00039 1016 030575004 YI 21377655000%eiyGm000278funo 2 of 6
CONFIDENTIAL
EFTA_00138487
EFTA01279096

Resource Management Account Account name: GHISLAINE MAXWELL Your IIn odal Advisor:
*CBS Friendly account name:Indy Millennium SCOTT STACKMANLYLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Wives reported Allow exclude products for which gans and losses are not dassified
October 2016(51 Year to date (S)
Realized gains and losses Unrealized
Opening account value $673,974.00 $250,000.00
Octobei 2016 (5) Year to date (I) gains and loseS (5)
Deposits, including investments
transferred in 0.00 400,000.00 Short term 0.00 0.00 29,935 00
Withdrawals and fees,
including investments transferred Cash activity summary
cut 0.00 -0.88
See Account ',Only MG month tot dealt. sciences in your Sweets Options are indudedin the wont) and
Dividend and interest income 0.00 0.88 dosing Wows YS ue. SDK insurance appies only to deposits ee UBS Bank USA, not to depots at U85 AG.
Starr/old Bash of bank deposits placed throuo the UBS intemasond Depose Account program. SIPC
Change in market value 5,961.00 29,935.00 protection applies to money market sweep fund hddIngS but rot bank *pants. Ste importmt information
about your statement an the at two pages d this document for deists.
Closing account value 4679,935.00 3679,935.00
October 2016 1S) Year to date it/
Opening balances $0.00 $0.00
Dividend and interest income earned
Addtions
For pipe/x.50f INs statement, taistitty of Nieces! aMI dn.:rend income Na been determined from a US Deposits and other funds credited 0.00 400,000.00
to repotting perspective. limed upon the residence of the account holder, account type, or product type,
some interest ardor dnidend payments mar not be subject to United States (US) ardor Puerto Rico (PR) Dividend aid interest income 0 00 0.88
Income tares. The (tent month statement is not intended to be used and camot be reked unOn for tar
purposes. Chenls should refer to the appicaie tar reporting forms They receive from 185 annualy, such as Total additions S0.00 3400,000.88
the fOrmS 1039 and the FOrMS 480, for IS( reporting information. It IS the make Of U85 10 Ille tht
yr:nestle ta( reporting forms vAlN the US unern.Y Revenue Service and PR Treasury Department, and in Subtractions
such forms accurately tatty dinekna anliot Interest as lac exempt or tactte income Pleat consult ycur
inclvdual tax prepare( Other funds debited 0.00 -0.88
Funds withdrawn for investments
October 2016 CP Year to date (S)
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027868
CelP70303305$91879NP7003‘97559 00003 /016030575004 Y1/8776550000000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00138488
EFTA01279097

UBS Resource Management Account Account name: Your Knencial Advisor:
Friendly account nam ' ' • scorr STACK MANLYLE CASRIEL
October 2016 Account number: 212-82 I-7000/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. 'toucan find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consderatan - None selected
Your account instructions
• Vote account cost basis default closing method is FIFO, First In, First Out
oincoosoossei eso NnOCOIS0559 C0009 tOl 6 03C675004 YI28776S50000,1YGM000278M04 4 of 6
CONFIDENTIAL
EFTA_00138489
EFTA01279098

Resource Management Account Account name: GHISLA1NE MA (WELL Your Nsandal Advisor:
UBS
Friendly account name: SCOTT STACKMANLYLE CASRIEL
Account number. 212-821-7000f 800-308-3140
Your assets
Some pnces, income and current values ShOwn may beapproximate. AS a tests. gains alC110ssts May 1101
be accurately refkcled. See amponam inlomaaon about your statement at the end of the docurneM fOr
more infornalon.
Non-traditional
Private eluty funds, Hedge funds, WO ()Chef investments are held in yOur UEISFinarcial Servt(eS Inc. (US$ Estimates of vat/the:Petriby dimes of (Man program (which are gene01y 'net asset value estenattS)
FS) broleraoe account. The potions reported below reflect the rereads of the issuers, and U8S FS does not are shown as 'Issuer est. value per unit". For Pinide equty I unds, 'Est. value per unit • is a value updated
presentee the accuracy of the I dormation The value shown is not necessarily the value you would receive quarterly, based on the hitt AsSet value NAw) in the fund a of the date specified °dusted by acting
from the issuer if you sdd the assets. Funds alertly sdd by OBSFSate subject to ongoing due dagence, capital calls and subiracti rg clstntutions Since the NAV date The NAV is primarily based on estimated
although the level perform:drew vary A dosed fund may be sutiect to noongeing degree A fund that pardolio vd ues remitted be the underlying fund sponsor Thew two values may vary became of differences
you purchased elsewhere may never have been suteect to UBS FS dllgence, although U135 FS may receive a In the way they were estimated and because the 'Third party eft. value per unit* may have been rooted
fee from the funds manager, which rnay constitute a mborIty of the rnanagementrincentive fee. Please cot,* baso of financial irionnaton Other than yeanend Reported estimates may not reflect resale.
contact your Financial Aches°f with questions • Ed value per unit' is an estmate of value supplied by an liquidation or repurchase value, a any, and may rot reflect dst Muttons of c.peal until the next valuation is
independent valuation Irm and reflects aajustrrents for factors such as the equidty of the units. fel:rotted, V Mihaly on an annual or strnidnnua balsas See Important inf Ormatron atIour your statement at
the end of ths statement.
Hedge funds
PurchMe PIKS
tkifrOel Avelagt pore Client Cost Price per snare value on unrealized (ten) investment Hdcing
Wang of shafts pet Shalt (S) investment (5) basis (a) on O(I 31 (5) Oct 31(S) gain or loss (S) return (1) period
AIPHAKEYS ti/IILLEN Hie
MCC ERAGE AIO 0930116
Trade date: 650,000.00 650,000 00 1.000 679,935.00 29,935.00
Your total assets
Percentage Of Cost Estimated Unstained
Value on Oct 31 (St your account Oasis (S) annual intuit (S) gam or loss (1)
Hodge funds
Nos-traditional 679,935.00 100.00% 650,000.00 29.93100
Total $679,935.00 100.00% 2650,000.00 229,935.00
SDNY GM 00027870
CelP70003305591681 NP7003‘90559 00001 1016 030575004 Y178776S5000C0C0 Pau* S of 6
CONFIDENTIAL
EFTA_00138490
EFTA01279099

*CUBS
Your notes
CNP7C.000559,11,32 NP70001.59 00003 1016 030579304 Yi 28776550 00MAY_GM_000278,19* 6 of 6
End of statement for account numb.' Y1 28776 S5
CONFIDENTIAL
EFTA_00138491
EFTA01279100

Important information about your statement
IS Fiuncial Services Pc. (the km or UM Fiord' sent yOu the Int stemma on which the Ana or Corporation (SIPC), which protects la0SlieS scantsa • Produce Cunene income: hasImentS sang the
SereMO, is a member of all principal matey, comrrodb problem append. its members up to $912000 (including 7250,000 Icr generation of icon'. onk.
and optima exthaues. UBS Fisancial Seniors and LE5 - hoOde your rurre rd axon mamba (4 any) daims for cad* The Slit asset protection limes ;POT to • Aches. Capita Apantreation. Investments sea eu
Bask USA re i-diect subside: des of UPS AG and - Decal:* the error Or the Tr/Mier you are inure all accost that you hold h a particar tweedy. cyorrth d principalrather than the premien of
*flexes of U3S Seattle, LLC. The Firm's enema' about, inisplain as ckaik as you cal shy you The FM, together rid, certain aff ilexes, has also Ocam.
statement e available upon regsest The FOGS emote.* belies * is al error a why ye need more porch/ad ta.pplernenthlpf °action. The Madman • Produce Contbaunan at Wane and Capital
alias re a. Hamelin mount pasabee to a eIgiNe dkces, colitclink aerie Appreciaton. Ivesinents feeling both to gerweacn
- borne the dolor arrant ct the suspected error. this prat-ion is ZOO milion x of Decent*, 10, 2015. of name and growth of preickal
CBS Fina-col Sereces Ix. Stbra to the poky orditons ad linalatian, cash a
1200 Harbor Boulevard The firm or Card Issuer vii hoestigate put Pampa* the Ems is further protected fa up to $1.9 million n the Overall Sc profiles
Weehawken, NJ 07086 and will correct ny error promptly. For alleged mots swepte kr all your accounts held n a patkula • Constrain*. Seeks to mantin aura prreipµ wits
U o T f h 3 f i i S s c i F s a t h l a a t t a e n r m c d i e a o n l o S t r e r e n r p v a i r c e i e l s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d m r a d ta e o s a f h y t o o u u l ' d m y y im o o o u o u r k e w a r t i i n h c ll g c a h o n U a v r B 1 d e S 0 f t b V h o u e r it s a t u h n e s e o d e s m e o s b f d o i d a t o y c e s a d m t d o y o t o d n r e u a e r t y - t h h n : d i i x s l u k , i r k i w i n s m e g in t w i i e e f i r ll w r c t o i r e n r e , t e d t a o i k i t t e t at T u o P h p e o a n S c I i r P t e y C q . u p A e ro s f t t J . e c c ti c o p n y a o d f t t h h e e p s o up k p y l e w m a e d n i t n a g l p is ro a t v e a c i t l i a o b n le t l e o he x w e a r m i m s e k a o a n r n s r d e t h t v u e o r l n a a s t c i r l c it d y o s t o m t d th y o e e r s a o n c t o b o t e r g e n e p n o p e v a r e c a e t r e a w s t i i e t g h v n e i n l[ a if n t
n om ot i s b o e O re n l i p e l d e a L s o e a r n ep I o I r j t o i u t im ba m n ed e ia t t h e e ly e n is m an it t e o r o ; t t o a t he takes us to compete. our resestgation. • b o C th a d t o o n n o T t r m am a i y e l t o as sets controlled by (and imixted n • Moderate. Willing to accept some risk to pircPal and
Branch Manager of the office strung your account. Please mire all checks perbb to the Tem or the your account value) but held away from LOS Tina-cia tolerate some srnatrity to seek hcher returns,
*uncial instincts rotated on the front of the Services (e.g., certainty cash at UBS Bak LEA, 60 • Aggresses: Wiling to accept high nt to primped and
Allhotep a liars shown are intended to be accurate. statement In addition to regular accsal fees, accounts cash at 1.8$ AG U.S.banrhes, (4 rieutarce ;noires, high valet lily to seek high returns owr time.
statement erne *cub not be used fa to proposes Rely may be objet to manterorke Ms, chaps for We including ,viable annuities, and 00 tarn of Matta • Inna nent (Watt Contiloation:f selected a
schek on yeamnd tax foss. rie , Form 1099. 5498, permit kr securities purchases and charges kr unpaid funds where such shags we registered divot& n the potion of the portfolio fo r tilt account may extde
10425. etc) when prepamg your fax return. The Fim emu* n cash accounts. Accounts that at trarlfatted name of the account hobs on tie books ad records canoe% strategic, linited liGricity and rater
required by law town to the IRS all taxable dividends, to other inaturins may be subject to a rangier tee ot the applicable suer a trader agent), vOlatikry.
report/kb rastaxibk datittsna and uxtk hared • Certain nsesb-nent contracts or iniesiment interests
erred on similes held nabs mark nee remade UBS Sweep Options (e.g.. Sneed partnerships ad private placements) that Staler Thoattoht~
on sae tramactins, rd cos* basin:no:dein covered LEG offers options for sweeping cash babas balances are rot teak-toned arder tee Secureiet Act of 1933; We may corgi/Mae al related account statements with
se:unties to bat deposes at UM Bak USA and LEIS AG %winked and the same addess h the same envelope, e.g. because
&inch (Eta-k Sweep Frocjant), moneymaker manual • Commodibes corrals (e.g, foreign excha-ge and they have owners who also maintain join account
CoralI iahinUanawith the Finn lads Money Furls) ad the international Deposit preccus metal contracts), inducer-9 futures contacts reacrohips well other dents a the same addressif
• Please recortinm sty oral cornmernations in twang Monad 00Aff or c uatanen with ash Interutional ad commodity option contract. you peeler lo receive individual maternerns mailed is
to further protect rutrights. inducing your 6015 Rexene Managernerd Account. Though the Bat The SIPC sots-Min and the .4:Omni prom-rind° separate enielcoes you may deolte haneholdng by
cider the Seculies Investor Protection Act (SRA) Sweep Program cash balances we swept to 1.8$ Bank not apply so these assets nen if they otherwise appear caling yea Fina-cal Advisor.
• d the financial iatiation en the top let of dm had USA in to an established knit ad then to UPS AG on your sUtements. The SEC protection aid the
of this statement isnot CBS F maid Serykek LBS Stanford Branch, or a Money Fund. Deposits at 185 PrOlanental protection do not protect agars% changes Friendly scour name
Fisancial bream carries yor account as clearing Bank USA are FDIC ensured in accorda-ce with FCK en the market sloe of yitr investments (whether as or The Hardy accord name is a suaanzaole 'nickname'
broker by arra-gement nth the Mooted institurin ht. format information pease visit wwwfdic result of market movement, issuer balsruptcy or chosen by you to assist you with your recordleePreg
We in you of this relator h0 torten Sr Deposes at LEG AG Stanford Brach ad shares of °think.) has no legaleffect:inyour account. You can tinge
opened this accost h the cast your ke-rn and Money Firds are rot nosed by the FDIC. More Wanton is astable ten request. Friendly accerd names. through Ornew Services or
stoats are located a LOS financial Services and rot YOU may cbtan more itiOnntittOn about 5111C, including by contacting your Fe-uncial *Snot.
the nacelorg broker, ad you mat make a repert Through the DA, marble to cash balances are swept to the SIPC Brooltre by coniacting SIPC at 202371.8300
of ay error or omission to both firms As described depose &cants at UBS AG New Yak Branch and LEE or by vine-it; the SIPC webae at wmeathec.org Arne rnoverview
e d r m ro a rs c c o o r u fr n a t u a d g r r e w e o m k e a r g *s c y h e e e r t n m s u re s f t l e n c a te tt d y o U n S y a o u a r r ty A to G F C C ar C m . a B n a R la a x n e c s h h e T ld h a e t w t h d e e L p E os S it s A a G r C en aj a m i a o n u B re ra d n b d y i Dividend Reinvestment Program pun • li a V b a il l i u ti e s o f your aamartori(olo. Net of meets and
starter* wen 30 days alter d was mailed or made are tempi:nay reposed to the sovereign role of the The win reflected is an an age take. You may atat • Afoot holudes salable cash balances, skies fa
available. All sem oments shall be deemed complete Cadman Watt and there is no guaranis or other the &hal price banns F racial Advixr.Onk *hole nirakted sway lest ), and Global Time Deposit,
and accurate n all other respects if not objected to obigation of UBS AG to rpay the balances whiff RAthe shares re purchased under DRIP; palial shams will be se-reared marks to motet and certain assets not held
wing within 60 days LEG Cayman's Brach's books. sold ad the cash wia be deposited your account. The by the Fern. Does roe include unpriad sectritirn assets
• Please diva cuRomer complaints or Oa/nest° to clacked reinvestment price graphed by the ester may at the end a the prior and anent statement getiOdO. Or
Feins C lent Reisman Depatnent at 201252.1699 Deposes at LES Bale USA and each UBS AG Branch are •efer Isom the market price al which the partial shoes aerate imessmentt invested stock options and
a tolarte r. 900254.9103, 8.00 A.M. to 6 CC, P.M not protected by SIK. Money Fund shams are protected re sold saccable stock options
ET Monday through Friday, or in sing to LES by SIPC. See 'LOS Financial Services Accent Protecta- n' • Othildes Includes debit balances. outstanding merge,
Financial Senices Ix., Client Relations Depalment, below. Caraein-lieu bans, credit lee, short icon balances.
P.O. Box 766 Union Coy, NJ 07037. any whole urns may be heed in you octant. If jot am • Cathrnoney balances. Total of uninvested available
• In ease of errors or gallons about a, electronic Limnyour request baron in tie Bar* Sweep entitled to a petal ail a s result a a chider d paymera cash balances, plus deposit balances at UB5 Bank USA,
had, transfer (EFT). bit parsed a UBS Vaamdebit Program or DA may be withdrawn and shams of a or ahetwise, the Firm will tether sell panel an at LES AG U.S Branches ad money maker mutual fund
card transactions, call PO2762-1000, a wit, to UBS Money Fund may be liquidated, ad the proceeds market price a accept an mord determined by a sweep Sass at the c hoe of tie statement period
Paternal Senices Ix., 1000 Radar 814, 6th floor. returned to you or your seosties accord. registered clang agency. ad credit you' accord. Isin-anthrodity free creek balances in yes account are
Weehawken NI 07086, Mtn RIAArESA Sakes. not segegaed from other balances and the Fim may
Ftrtho• Hammon about available sweep options Investment °bistros IA! Sly of these lads eh the ordnay course of As
Caine write mann o you can, M you hit yea ncladrg wren toast rates and WICK 5 small* at The tonimere °Pianos and risk profile av spec le to businole hoot funds tomtits span your downed
stemma a receipt is wag or if you need more wmvubs canto/tem/eke, from your Fnancial Athos' each account and may vay between tar aratuott This total is included in the arrant period closing YAM
Fdainatin ter a transfer on the Weems for a by calling 800762-1000. Faxes advs. the Firm pin:nutty in voting of ay
receipt. The Firm or Card Ester (as ippleable)must scorni cant change in yos Ina-Kral situation or Lendng Worm/Akin
her from you no later than CO days alter tie FM U Th N e F F re in e a r n t c a i a m l S on w to a r i m ci a th m e(o e n n r p io ro t t e b c y t i n on n , hearten i c n h v o e o s s tm e o e n n e t & of r o th v e e fo s l o F w or i u e i a n ch s- w o a w n e e o h b e je ld ct i y v o es u . F a o n r d & do te c e ks d tr in e f s o r r e m fe a r ti o to n y o o n u th C e l i f e ir n m t R 's e le b r ti d o i n g t i b p a irns
SDNY_GM_00027872
CONFIDENTIAL
EFTA_00138492
EFTA01279101

Important information about your statement (000811066)
Awes/nog or ACCO-rt Agreeffent and the General - We gerwak use tie close's; price when avaide liquid and ewes a they can be sold, tee peke — h addaion tocommissionsreceived n connection
Tens ad Conditions U3S Statement of Credit Practices the nun of the bid and ask prices for hued received may be low than the per chore *dimmed with the sale or destitution ol arruey contracts
boilable in Agreements endD ab:ores at sauna and ophore or only bid prices for OTC vale provided n the accost statement and ere investment but units toots clients, we
mop ea< cronstwenioneekrantr eat sectrities. ands"' our afflithe reuse reserve sharep
- Less 3antir traded securities may be priced using a • Restricted wourittes. Restated searities generals, compensation Itormmany of the insuance
Yew .ts valuation model a the moss recent ace we are nom twenty align to public tale. U8S Financial companies undereflit; the rarity Conan,
Your statement itemises *Cunt*, and other assets hell abetted end may not riled en actual main price Seivictt use: the mascot priced the ,.restricted stook affixes of the hewn* carornies or sponsors of
et the want at the end of to annex period. You a vase of the sane issues as an inputed value for the heart imestmmt tugs we disttute.
may ark for debar of icy pad stashes al anytime. - Certain positions may apex **PA a plc* aryl restricted 5100k Masons's °IMO statement ody To - Our attains also receive trading cannwskins rd
You may receive securities used as loin collateral after will tow as 'peke was nol avaslatee• it we ire the extent that reakted seorities are elgbk to sale, other convenience, from mutat kinds and
paying any balance de on them. Any securities unable to obtain a price fora wady. the vale received may be tbstarbaly less than the insurave companies whose taxis we derloute.
translated to tie Firm cisrg the stalemmt period ale - Dwain a securities denominated n Winton inured who town - We receive en real he from UBS Bat USA and
listed at market value as of the end of the statenth Other Nan U.S dams at reflected at the (whence LISS AG Stanford Branch Of Ilato $25 per accare
period. rate as of the Patelltnt date. • Est. (stinted) income, arrant yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast basis h detemining the cost basis of the - fc< artain securities fading in non-confonng M ennuie of annual income is based on current Program.
securbesincbded in this statement, were indicated denornnetrons price and quality (face salsa) may dividend and interest rates, assuring tie searbes will
with the number " l, • .55 Fn./noel Services has feted haw been abutted to facilitate proper valuatim be held for cne yew from statement doe or until Adivity
an information obtained from sources other tanL ES To obtain awn grotabris viten availabk, contact maturity This intimate eon a gudolne; accuracy hkemanon reigning commtsans and other charges
Financial Sento.% including information from another ccarcel Adencr ad continued income are not guaranteed tarred in connection with be execute:not trades,
rim a that sum* have provided to yes Finaxial - Estimated areal name and want yield fa &vesting option tansations has then incbeed on
Adam The Firm does net irdeperantly verty • Private inveaUnenla and etrunred products. certain types of leashes could rickide a ream of cordi rtlatiCee prewousy furnished to you, rid all be
saint** the away a vailly of any tiormation Niv)10 noestrnal sew t as (vex Lain) died pencilledor capital gain in which nee the est ornate:I to you promptly on repast.
provided by sources Car than LES Siuncial Senn participation program and realestate investment rut income (a-d curried yell would be ownstated.
In wettest although UPS Pi-uncial Services general& washes) and struclued proixts are generalY highly - Estimated anal income and own yield and tie Shoes selling
Lmodates bis nfamation as it is receeved, the him itiopid. Celan stnstesed prod_cts have not been actual ?cane andyieU misfi be lower°, higher you are engaged in short selling a security, you may
does not provide any assuraves that tie illCrrnatian registered with the SeCtiritteS and Exch than the estimated amounts. ins a change dam, to Certain tonaweg cosh for that
sager "Con base and l'Unrealited god lose is Commission or undo' ry slate secure:row. LW - An emirate of arrualeed income (del:lend ander particular seasiy.
accurate as of the date of he stamp-it. As wets amide Ganged values for private investment interest) divided by the current market
please do not retr on this nil:nation to make sautes and autured products for iteration vaberaverage balance is based on the tat dividend Open orders
cutest or sale decisions fa tax ruposes purposes cry. Asarary snot gumanteed. or bluest payment mode by the issuer and 'Wording then or 'gxcktiboancelled' aden that
otherwise. Accounts tea-dared to be Fim may - These vibes may differ abstain* tone prices it 169-tntl tie senteldengs will be held for one ware not executed by the stateenere data, open buy and
renal sail loss hfametion only for the period any. at which a paid* needrneell my year Iran dye statement date or until mosey sell slop orders are waxed by the mount a dividends
tine they we held at tie Filet Morehi:toast structured product maybe bought or sold and do Accuracy rd continued yell we not guaranthod or rktits on an ex-dividends a ewritrls date unless
eacematcn <abbe ailed by yar Fnaxial Advisor. net necessztiy represent the vette you may wane tanxted othenvise byyo.e. You are responsbk for
spat liquidation. • Assets not held bytes Financial Services. Certah orders thatare executed Oa to your bdure to cancel
• Unrealised gen/Iona When dells s awilabk, - Third party esitnees of vain are as ascertain sods se rot held byRuin and not weirs the easing open orders.
ectmated tretaliZed Glinfil0/4•S ore cactstalod Ice date ad We Supplied to UBS learcial Services on a Fern's posseisen or anal. These assets ere
rdiviial shyly lots. The transaction data for regaar basis by an independere legation firm. displaycd On Ins statement for informational Perm
idvilaal bit mayor my not reelect commas's:as - bases ruralDanner or sponsor estimated valas purposes only Positions and values presented are To obtain a copy of or current Client Privacy Notice,
rZendor security reorgasizatan events any, are 'spored to the Fm by the issuer, provided byte issuing fern. UBS Financial Serieces is please Waal yea F narvial Ansa a um our websne
d and ober reinvestment lots ad systematic general partner or eponter mid may be calculoted not regoroble for Ow information and does not at mew oh, com/eviva•v,irtfev
arches* lots are each combined lodge:4u ore bawd on riffe rent information from tut used by guarantee es accuracy. Thee assets aro not protected
aweaged lot he 'Trask date' raison presents the third pities to drive their 'negated values. by SIC or to Fern's WpOlernentel Slit await. UEG Financial Sakes is rota bath The WA, Business
ages,' Vansacton trade date. - You can obtain aeditorif nernation regarding Services Account BSA and IRMA are takerage accounts
the metrocblegy used to deem** the estimate d • Revalue sharing and additional compuniatices wends provide access so barging services and protests
• Callable securities Bonds and passed stock that value and the dale of the Hamelinthee is the — In addition to commissions on mitt and 12b.1 lees tax* songemente wth an gated bales and other
the Ober cats for eat redenplem ail be selected basis fa the ectimate by contacti-g your Financial received n correetion with tie disti butiar Ihniparty banks, rid provides Mtn to i-acrace and
moat:* by lot from among all SenItneS of that Adveor mutual ftrds to ow dents we andcr our anal. annuttY [roan toed by unaltlaedthid-paMy
asue held in our camera n nominee nave for or - Third party 'singed vales may be reflected as receive revenue shying Payments tom disnbutors taurrice companies through roura-se agency
clients. Call tease nlanotan is cbtaned from third 'Not priced in several situations when an ardo advises of themast funds that we sell. subsdianes of UBS Financial Senn Inc.
parties and es accuracy is not 9J:ranked. Other tall idepenient valuation lino hes not sthleked a it these amounts are based on two oWerent
fealties may am, Mirth cce.M Oaf weld ankle vetee to assign a vala sm./ernebecome ware corrpononts (a the amoud of ale, by UBS of a nestrend, nowa-ce. and amity products,
rdcrrnaten will be provided upon request that a matenaln ot has caused tut may call a bathtub' mutual fund famitr to our clients and a) Not FOC roared • No bank guarantee. May Use vale
ptheous& repoled vela no question, or when a the asset value of aparticular mutual fund famiy's
• Certificates of 'begone COX. CDs are FDIC aired value would be highy specula:re due to tie nature shires held a the Iran RMA. Resource Management barns Business Services
yew S2S),000 in principal and accrued intout per the security. — We and us Allot* ako receive networking and Amount BSA, IRMA ad intonational Resource
decode ant per depository inortssixs in accordance - When native an issuer, general partner or wonsor orrnbus procening fees n conlocation for Manny:e rrant Accord are registered service marks of
wen MK nes estkruted value nor a thrd-paly estimated wake is transfer agent WYSE, that we porde to the UBS lnancif Sierras Inc
vandal, the vale al to study write dtherent mutual knob. These fees generally are pad from
• Price/value Prices draplawd for securities and ober front its caches* price. investor assets n the ranua I tured and &watered WS Signalise e a registered seance meek of Visa
paring may be higher or boll than the price that - •Dasibutions to date' may indude retun of dais amount bleed on the amber of accounts at human:nal LISSVisa Signets* cede cads and IBS
you would anualY worn in in make. Rion we capital, ncome orboth. the broker.clealer toting mutual bra of that fiend Wu debt cards are issued by UBS Bar* USA with
obtained from wriox hied party sources whit, we - 'Original unit size' represents tee initial casing fa-nify Permssion from Visa USA Incorporated.
beleve to be rarebit, bit we donor gara-itee the skewer trill Aylmer not reflect you cop bast
accuray. - OPP rd unlisted RErt wanes se not listed on a UPS Pieundel Realest lee Pe* 201604
rational securities exchange, and se goner*
SDNY_G M_0002 7873
CONFIDENTIAL
EFTA_00138493
EFTA01279102

U85 Financial Services tic.
Private Wealth Management Resource Management Account
*UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 November 2016
CNP7005535501 1f 16X135Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GNISLANE MAXWELL
Friendly account name: Indy. millennium
Account number
Your Nnancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions aboutyour statemest? Value of your account
Call your Financial Advisor or the
RMA ReSourceline at 800-RMA-1000, on October 31 (11 on November 30 (1)
account 029028776
Your assets 679,935.00 682,506.00
aoo 0.00
Visit our website: Your liabilities
lwew.Lbscomilinanciaservices
Value of your account 5679,935.00 5682,506.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S uc,311,1$ at year end 2015 $250000.00
Net deposits and
67r) I 682.5 withdrawals $399,999.12
Your Mestment return
Diedend and
interest income 10.88
2S) Change in
markot graft* $3280600
Value of your account
on Nov 30, 2016 6682.506.00
Dec 2015 OCT 2016 Nav 2016
SDNY GM 00027874
Mombor SIPC CNP7000)3055355431 NP7003105210 C0009 1116 030575004 Y128776550101010 Pap 1 of 6
CONFIDENTIAL
EFTA_OOI 3849,1
EFTA01279103

*UBS Resource Management Account Account name: COI Yourfloondol Advisor.
Friendly account name:Ind. SCOTT STACK MAIst LYLE CASRIEL
November 2016
Account number: 212-821-7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (s) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 682,506.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $682,506.00 100.00%
E
Value of your account 5682,506.00
Eye on the markets
Percentage change
Index November 2016 year to daze
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
Cele70003005535932 Ne7003185219 00039 1116 0305750CM Y128776550 l0greleyGek000278:1sge 2 of 6
CONFIDENTIAL
EFTA_00138495
EFTA01279104

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account name:Indy Millennium SCOTT STACK MANLYLE CAAti EL
November 2016 Account number. 212-821-7000800-308-3140
Change in the value of your account Summary of gains and losses
Vanes reported below exclude products for which gam and losses are not classified
November 2016(3 i Year to date (1)
Realized gains and losses Unrealized
Opening account value $679,935.00 $250,000.00
November 2016 (5) Year to date (I) gains and lonx...es (I)
Deposits, including investments
transferred in 0.00 400,000.00 Long term 0.00 0.00 32,506 00
Withdrawals and fees,
Cash activity summary
including investments transferred
out 0.00 -0.88
See Account atfroly ttm month tog dela IS. Sciences in your 9weeDOPliPIS are includedin the %tong and
Dividend and interest income 0.00 0.88 dosing oaarKts yaw. FDIC Insurance doles 0/410 deposits a U85 8.911k USA, not to deposits at U85 AG.
Starrlord french or bares deposits paced througi the UBS internahorta Depose Account progeny SIPC
Change in market value 2,571.00 32,506.00 protection applies to money market sweep fund holdings but rot bank deposits. See/map:ant inSottnatsen
about your statement an the tent two paws d this document for deals.
Closing account value 4682,506.00 $682,506.00
November 2016 (ST Year to date IS)
Opening balances $0.00 $0.00
Dividend and interest income earned
Additions
For pope," of Ins statement, ratan:ay of 'Metes] and citation° income eas been determined fran a US Deposits and other funds credited 0.00 400,000.00
tm repotting pomp...dire. eased upon the residence of the account holder, account type, or product bye,
some interest ardor dnidend payments mat not be subiert to United Stater (US) ardor Puerto Rico (PR) Dividend and interest income 0 OD 0.88
Income Iffier. The dent month st3temen1 r5 not intended to be used and cawed be rek(0 tiCOn 10 lac
proposes. Clients should refer to the erotica:le tar reporting forms they recent from 185 annualy, such as Total additions $0.00 $400,000.88
the forms 1099 and the cams 480, for tine reporting information It is the practice or U85 to file the
plicatle tat reporting forms with the US intend Revenue Semite and Pa Treasury Department. aord rn Subtractions
such forms accurately cissify dwdenct secret interest as is, exempt or taabSe income. neat oomult your
in:Erdal tax prepare( Other funds debited 0.00 -0.88
November 2016 (Si) Year to date IS) Funds withdrawn for investments
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest 80.00 $0.88
SDNY GM 00027876
elf7C003305$35583 NV7003185219 00071 1116 03057X/CM Y128776S50 101010 Peg* 3 of 6
CONFIDENTIAL
EFTA_00138496
EFTA01279105

UBS Resource Management Account Account name: II Your financial Advisor
Friendly account name: ir : ' SCOTT STACK MANLYLE CASRIEL
November 2016 Account number: 212 821.7000/800 308 3140
Your investment objectives:
you have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. vou can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retina objective:
Current income 8 capital appreciation
Your risk profile:
Primary - Aggressive
investment Niglbroty consdevatton - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
CNP70303305535584 NP70001852 19 COON 1116030575004 Y128776550 lOge#,IyGht00027eMme 4 of 6
CONFIDENTIAL
EFTA_00 B8497
EFTA01279106

Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account name' v Mil nn m SCOTT STACKMAMLYLE CASRiEL
November 2016 Account number. 212-821-7000'800-308-3140
Your assets
Sane ences, income and current vares shown may Ix applOximffle. Asa teste. gains /Id losses may nol
be accutalely reflected. See Manama infolledbon about your statement a the end of ths document for
fr.:« infornson.
Non-traditional
Pfivele egtity funds, Hedge funds, andOthet inwestrnents are field in your UEISFinarciai (UBS Estimates Of vare suppled by issuers d (Man CrOyans Cntrich se gene toy 'net asset value estiMateS)
FS) holerage account. the pennons reported below reflect the leCOXIS of the osuets, and UBS FS does not are shown as 'Issuer est. value per unit'. for Private equty funds, 'Est. vdue per unit' is a value updated
guarantee the accuracy of theIWorm:mom The value shown is not necessarily the value you would receive quarterly, based on the Net AsSet Value CNAViin the fund a of the date spedfed. BAUSkii by ading
(Km I he issuer if you sdd the assets. funds aderele sdd by UBS FS ale subject to ongoing due dagence, coital calls end tuttredr g dslnbutions ante the NAY date the NAV is primarily based on estimated
dthough the level perforrnedmay vary A dosed fund may be subject to noongdrig dligence A fund that portfolio vdues peorickd by the underlying fund sponsor These two values may vary because of differences
you purchased elsewhere may never have been suteed to WS FS dligente. although UBS FS may receive a in tht way they were estimated and because the • Third party est. ranee per one may have been prepared
fee from IN fund's manage', which may comlitule a mooety of the rnanahementlincentive fee. Please cm the Coos ol financier intonn/non other than yearend Reposed estimates may not reflect resale.
contact your financial Adnsor with questions 'Est value per unit' is an estmate of value supplied by an liquidation or repurchase value, rf any, and may me reflect dst sow ons of ciagaal untl the next valuation is
independent valuation Ian and reflects oltustrrents for factors such as the Iquidty of the units. te0Orted. generally On an annua orseM.annualbalis See knpoama telesteett00 *Nit you( statement a‘
the end of Ms statement
Hedge funds
PurchaSe pien
?tweet Avela9t Once Client Cost Pelee per share value on vnredized(taU imestment Heilelag
Wam) of sews pet Share (a) investment =15(1) an Nov 30(5) Noy 30 (s) gain or loss (5) return (5) period
ALPHAKEYS PILLEN END
BROKERAGE NO 10131/16
Trade date: 650,000.00 650,000.00 1.000 682,506.00 32,5:)6.00
Your total assets
Percentage cd Cost Es1mated Onreatted
value on Nor 30 (5) your tt egoist taus annual mcdre (5) flan or loss (5)
Noft.tra &No nel Hedge fu ede 682,506.00 100.00% 650000.00 32.606.00
Total $682,506.00 100.00% S650,000.00 632,506.00
SDNY GM 00027878
CW70003005635585 NP70031$52 I 9 OCICOB 11'6 030575004 Y128776550101010 Pogo S of 6
CONFIDENTIAL
EFTA_00138498
EFTA01279107

*UBS
Your notes
CWOOD3005535586NMEM.19 MOM ,I16 =WV. Mt, 'S.C. 'ONION Ght000218/W 6 01 6
End of statement for account number VI 28776 SS
CONFIDENTIAL
EFTA_00138499
EFTA01279108

Important information about your statement
IS financial Services YR. (the Firm or UBS Finercial Sent y0u the tit stenos-a on which the era or Corporation (WC), whits protects warren haa-MS 01 • Oman Cuneneincome: hossIments seekng the
Strokes). is a merrber of all principal stuffy, ccmrrocky problern *pored. its menters up to $920,000 (,neknling S2 50,003 kr generation of income only.
and esti:manna-9es. UBS Financial *nice, and 1.85 - hetet your rams rd score number (4 arty) claims for cash). The Slit asset protection limits apply to • Acheie Opeet Apron:Won. In...ones% seek tg
Bank USA we i-diect sank/ones of UPS AG and - Desolate error Or the Wander you revere all accosts that you hod h a particular canacity. /myth a principal rather than the gate ersain of
*dims of U35 Season LLC. The Fins f hknoal about, end splain as okok as you cal why you The Fin, together with certainaffiliates, has also intone.
statement C available upon reuse's. The Font exeoshe believe * is an error a why su need more purchased fiSplellentatplOteCtiOn. The madman • Produce Caobauthn al Worse and Capital
alias ate a. itsmaten. anoint parabee to at eIgible dire Ct forectineb under Appreciaton. Ivesonents seeking both the gentians
- ProWde the dolor arrant d the suspected era. this protests is ZOO maroon s of Decent., 10, 2015. of ham. and growth of prixpal.
LES Financial Snipes Inc. Stbra to the poky ordilons ad limitations, cash a
1200 Harbor Boulevard The firm or Card Issuer vii h•estigme put compaht the firm is further protected fa up to $1.9 million n the Overall ells profiles
Weehawken, NJ 07086 and eel correct ny error prenatal. for alleged mots aggregate kr all your accounts held n apneas • Conservabe. Seeks to mantin Siff prircipal, wish
U Th 3 i S s s fi t n a a te n m ci e a n l S t r e e n p a r t e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , t rd a o p f e p ot m y 4 o N e s r o e k a t r h c i9 c a o n U r B 1 d S 0 f b % o u r M s t h m a e k e d s E e s M b d i a t 0 y c U s a l t t d o s b t d u e a r t h t w h n is d k , i w i n s e k in w i e f i r l w l r c o e r r e , t d t a o i k t e n et c vge a a pa n c r it e y q . u A es f t I . A copy of thepoky wading is arailtle i d lo n o w n t r m w is e k a o a n r n s r d e t h t v u e o r l n s a s t o i l a it o y n t n o m d t a h o y e e r s a o n c t o c b t o e s s e n p t a p e m r a e o k k w s i i e g th n o a n lP i a f nt
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Branch Manager of the *ice serving your accost. Please mire all checks payek to the Fon or the your account value) but nil away from WS Fina-col tolerate some votathty to seek higher returns,
financial incaution indkated on the front of this Services (e.g., certain( cash at UBS ark USA. 00 • Aggress/we: Wiling to accept high nit to pones* and
Atha4' a figurer shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at 1.8$ AG U.S.banrhes, (4 Murata podacts, high volat lily to seek high returns owe tin..
statement ekes *cud not be wed fa to proposes Rely may be skeet to maiiervirce Int throats for We including variable annuities, and de darn of indult • lchostmehr E@ OS, Considration:f selected, a
sokak on yenend tax forms. Oa. , Form 1099. 5498, parse kr securities purchases and charges kr unpaid funds when such thins are registered direct& it the Pnli0n of the porHoliof or that account may task
10425. etc) when prepamg your tax return. The Firm a amain n cash accosts. Accounts that at trannerren name of the account holder on tie bodes ad records canplex straeges, kneed lisicity and rater
required by law toreps to the IRS all taxable addends, to other Ostia/Ss may be subject to a transits tee of the applicable asue a transfer agent), voktiky.
report/be rantaubk dation,* and uxtk Merest • Certain nwsb-nent contracts or iniesiment interests
erred on seciaities held alma scant riot bands UBS Sweep Opeione (e.g., breed partnerships ad pirate placements) that Statement •hesseholdier
on see trawactiora, an cos* baskscertain covered LEG offers options for sweeping cash balances. balances an rot regilered under tie Studies Act of 1933; We may concord* all related account statements with
monies, to bale deposits at UM Bak USA and 1.8$ AG Ranked ad the same suns n the sane env ets, e.g. because
tooth (Bat Sweep Flocjarrs), moneymaker mutual • Commodities contracts (e.g, kreign exchange and they have 0wntrs who a10 maintain pal account
Ceeallardelifiline with the Finn lads (Money Funds) and the international Deposit octopus metal contracts). including futures contacts relabithips well other clients a the same address*
• Pleaseremain, mei oral corrrnotations in wring Accused 024for customets with an Intetrutional ad commodity spies contract. you infer to recent individual statement, mailed in
tofurther protect your rights. inducing your ittitS &myna bantams* Account. Though the Bark The SEC protect On and the susamenul proteando separate ennekan, you may decline hocr,eholdng by
Irhder the Seculies Investor Protection Ad (547AI Sweep Programs, cash balances at swept to LES Bank not apply so these assets eon if they otherwise appear ailing yrs Fiona *Swot
• d the financol institution en the top leit of the fist USA w to an estabashid knit ad then to UPS AG on yes statements. The SEC protection and the
of this statement isnot U36 f model St-vke CBS Stanford Brande or a Money Fund. Deposits at 1.85 9.470krnental protection do not protect agars changes Friendly ematte wane
Financial Sankt carries yob =cum as clearing Bank USA are FDIC inured in accorda-ce with FCC as the market vale of your inflamed> (whether as 4 The Frxeclb mart nano is a olnanc*le 'nickname'
brisker by arra-gement van the toasted instauten RAs. forms. information please Mit wwwfdic result of market movement, issuer batruptcy chosen by you to assist you with your recordteePte).
We informed yaw of this relatOnthia when yW Deposes at LEG AG Stanford Brach ad shares of othenke) has no legal effect Cayour account You can Singe
opened this accost h the cast your kits and MoneyFadsare riot hared by the FDIC. More irtormabon is saable ten request. wow. hrendk nankin names. through Orithe Services a
testes tre boated a LOS financial Strikes and rot You myy cbtan more irdo missionabout MK, oolong by contact: 9 your eissancsal Athisor.
the iscdei-9 broker, ad you mat make amps Through the DA, (mailable to cadi balances are swop* to the SIPC Brod-at by contacting SIPC at 202-371 -83C0
of any ma or omission to both firm. As described in depose scants al UBS AG New Yak Branch and LEG or by visiting the SIPC webUto at sowspeorp Account overview
the account agreements, you must natty IA Of arty AG Caimm Ranch Thew deposits arena toured by pun • vote of yea. aaostOon(oto. Net of assets and
errors or fraud Mang chedcs reflected on your tie FCC. Balances held at the LES AG Cayman Branch Dividend Reinvestment Program 'abide
starter* *Min 30 Ilya alter d was mailed or made are tompany imposed to the sovereign lit of the The lute reflected b an average poke. You may Stan A 3.1eb tolades amiable cash balance,, yokes fa
available. All staternents shall be deemed complete Cayman Mack, and there is no secants or other the actual price banns Emma Advise. Ore" whole restrkted tinny ), and Global Tire Deposit,
and accurate n all other respect if not objected to in obligation of UBS AG to retail to Sates whiff al the shares an purchased under DRIP; partial than will be amazed marks to motet, andcertain assets not held
veiti-9 within 60 days LEG Cayman's Brach's books. sold ad the cash wia be deposited your account The by the Fim. Does not include spread seckritiMassets
• Please dhect cuRomer complaints or no-nest° tie Sicked reinvestment price skpplied byte Ones may at the end a the poor and anent statement rtnn0db. Of
Fins C lent Relent Dep.:anent at 201252.1699 Depose, a LES Bark USA and each UPS AG Branch are Offer Isom the mean pia al which the partial slums postale isamerin aliened stock options end
a tondo* r. 903.3M-9103, 8:03 A.M. to 603 P.M not protected by SIK. Money Fund shares are protected re sold ewrosable stock options
FT Monday through Friday, or in wing to LES by SIPC. See 'LOS f hancial *vices Accost Protecte- n' • Othildes Includes alit balances. °Scantling margin
Financial Senices hc., Client Relations Depatnent, below. Coeteirolieu kens, credit lit, short accost balances.
P.O. Box 766 Unon Cy, 14.1 07087. tiny whole urns may be heed n yos acaunt. If pan • Cathhooney balances. Total of uninvested available
• In case of errors or western about an electronic Lip:n your request balances in the Bare Sweep entitled to a petal knit a a penult ol a &Ward paymera cash balances, plus depose telexes at UBS Bank USA,
had, brands On). ba papist a UBS Vert:Wit Program or DA may be vathdratrt and shares of a or enetwis, the Firm wall ether sell panel sh at LES AG U.S Branches ad money maker mutual fund
card transactions, call 912762-1000, or write to UBS MoneyFadmay be liiidated, an the proceeds market price a accept an amour* determined by a sweep Waren at the awe of be stagnant period
Fiscal Senices Ix., 1000 aorta flhd, 6th floor. returned to you or your seoshes account regiaered clearing agency, ad credit you' accost. Notantredity free ae6t balances in yes account are
Weehawken NI 07086, Atli RISAfe6A Sears. riot segesied horn other balances and the fi m may
Fishy Hamann about available sweep outwit Investment objectives use ay of these lads in the 0rdiney course of is
Caller mite as soon o you can, M you hit your mien; wren: interest rates and WICK 5 available at The efentmeri objective and risk profile are spec lc to basins,. These funds re hirable won your darned.
stamen a receipt is man or if you need more wmvubscordsweepreick from your F natio! Abair each account and may maybetween yor accosts Tin total is ticketed in tho anent period awing vain?
intimation toil a transfer on the statement or or by calling KO-762-1000. Please advise the firm amp& in waning of ay
receipt The firm or Card Its (as askable)must sindicant change in your Iataxia situations Lending information
hear from you no later than CO days slier the Sim U Th P e S F F in in n a r n i c a i a rr l o S n a to r r i s SF a th c e c < ou to n t n p in ro e t e I-- c e t n io -t n o • reStenswi i c n h v o e o s s tm e o e n n e t * o p f t a he w fo n l o F w or i n e i a n c s h tr s n c e a n n t t o h b e je ld ct i y v o es u . F a c n r d & d t o a c r k e in d v i e n n fo . r r e m fe a r ti o to n p o a n r th C e l i f e a n n t R s e lo b r t d io in n g e p s e aces
SDNY_GM_00027880
CONFIDENTIAL
EFTA_00138500
EFTA01279109

Important information about your statement (COMInded)
Apt/nerd or ACCO-el Agfeerreill and the General - We germak use he closing price when sealable a liquid and even I they can be sold, to peke — h adoltion tocommissionsreceived n connection
Terms rd Conditions U3S Statement of Credit Practices the mean of the bed and ask poxes for listed received may be led than the per tare estimated with the sale or distribution of arnuey contracts
;nibble in Agreements andD ixG ower a scoritin and option; a only bd prices for OTC nth provided n the a-cont statement. and test investment but grins tows clients, we
mop nao rinfamunfekdato ores, searities. endow our *hake recent reserve shaming
- Less 3Ctirtir traded securities may be priced usig a . Resmicted recurides Resis-tled wont, generaly compensation fromfumy of the instance
YOU,M SS valuation model a se moss recent ace we are not (wren, Nglak for public sale. U8S Financial companies under dlig the annuity Contreras,
Your statement rumen securities ant other assets hell detained end may not reflect en actual man n price Service: use. the mthel priced the wirestricted stook affixes of the insurance care dies or sponsors of
hint awarel at the end of he statement period. You a v-abe of the sane issuer as an imputed value for the tie ire imvstmmt outs we distil:on.
may ask for deiverY of icy paid seoriies at anytime. - Certain positions may Geer vratora a price errant restncted Oak tor purposes °ISM; statement orgy To - Our *Araks ago reeds, trading commoskons rd
You may receive securities used as loin collateral alter will trot as 'rate was nol available • it we are the extent that resticled searties are elgbk kr sale, other condensate° fran nasal knob and
paying arty balance der en them. Any securities unable to olAen a price fora 'awry the value receieed may be ubstarnialy less than the extreme companies mhose products we datum.
transferred to to Firm Brig the statement period ale - Deposits a securities denominated ilCUITOWC101 incised vabe down ▪ We receive an anal he from UM Bat USA rd
listed at market value as of the end of the statement otier than U.S dollars at reflected as the exempt 1.65 AG Stanford EeanCh Ot w to 425 per accarm
period. rate as of the daterneM date. • En. (estimated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast basis. In detranining die cost basis of the - fcc certain securities fading n non-conformrig An estimate of ritual income is based cn curets Programs.
securities incbded en this statement, where indicated denornnstrons, price and quality (face eta) may dosidend and interest rats, assailing tie legates will
wih the number l, • WS F mineral Services has feted have been Aided to facilitate peeper valuator, be held for cne yew from statement date or until Adivity
al information obtained from sources other than LIBS To obtain astern quotations, when 'eatable, contact maturity This estimate isony a gudolne; accuracy Irkemafixeregardngeemmksiax and otier chases
Francial Senicesi including information fever another yar Finacial Adviser. and continued income are not gu yenned rand 'n connection with tie exeoraOn of trades,
bin a that sum* have provided to yes Finmxial - Estimated maul creme and carat yield fa hcLedng option transactions has been inetackd on
Adam The Firm does not bedew-any werty a • Privet* Irwestmeries end stroceared prods de. certain types of leashes could rickide a reties of cantMimi:re prewousy !wished to you, and mill be
iaaarantre the aco_racy a rally of any irformation Risme nvestmort warrties (i-cLdig deed primp:dor capital gas is which use the est prodded to you prcrrptly on repast
provided by souses car than LESFranco' Senices participation program and real estate investment tad income (a-dcurrerg yield would be overstated,
xerticrs *though UPSFig-MA Services general& seositis) and struatred proixts are gmeralko highly - Estimated anal income and anent yield and the Short telling
Lmodates this nfermation as it is reeerved, the him druid. Celan dna-tired proce_cts have not been actual rear* and yieU misfit be lower°, higher you are engaged in short selling a security, you MP/
does not provide any ldialrgei dal the illennalian registered with the Securities and Ezell than the estimated amounts. nor a charge de to Certain harovieg Costs for that
ceder 'COO bate and *Unrealized gran lose is Commesion ce under wry slate secure:ram Sale - Are *dine* of snubbed income (deidend ands particular searky.
accurate as of the date of this statement. As such Fronde edmated yak*, for private investment intoned) divided by the current malet
please do not rehyi on this nfoormlion to make securities a-d structured products for idermatinal valitiaverage balance is based an the tat dividend Open orders
protest or sale decisions for tax pesposes a purposes cny. Artery is la guaranteed. or /Merest payment nude by the issuer and Regarding open or • gxchtiracancelled° ceders tat
otherwise. Accounts turdrared to to Firn may - These wean may differ mbstamisty kern prices, il amines tie sear het depdsts will be held foe cne WHO not executed by the statement date, open buy and
netted ger/loss ilarnatim only for the period cid any. at which a Pride nueUrneell ntY year from dm statement date or until matwity sill slop orders are nand by the mount of dividends
tine they at held at she Firm More hiaorkal structured product maybe bought or sold and do, Accuracy rd continued well we not grammeed or rig-etscn an ex-dividers:Is a Printed{ date sinless
hicrmatcri cube aided by you' biaxial Advisor. rot necessalyraresent the vat* you may receive tratnxted cdienvise by pd. You are re for
spat liquidator. • Assets not held bytes Financial Services. Cenah orders that are executed eta to your lalure to cancel
• Unrealised gansFlones Yellen data s - Third party mimosa of vain ate as ascertain rands ore rot held bytelexes and not rutin the eistrg open orders.
*vended trrodired suindloms re calculated Ice date and are supplied to UBS Finarcira Services on a Fern's possession or crank These assets are
individual nosey lots. The transanan data for regitar basis by an independent vatration firm. displayed on loos statement for informational Privacy
idvidaa lots may or may not ref let commisicns, - brain. general Danner or sponsor estimated ratan purposes only Positions and values presented re To obtain a copy al at current Client Primacy Notice.
rZanda security reorganization events any, are 'sighed to the Fern by he nsuer, preluded by tie issuing firm. UBS &sandal Services is please contact yes F hackie' Aehiscr or net our *range
cl and ober reinvestment lots rd systematic general partner or spormor and may be calculated not retexemble for Ow information and does net at maw oat ram/eaatnartirer
ptscheot lots are each combined to display ore based an deferent information tan tat used by guarantee es accuracy. These assets aro not protected
awraged lot The 'Trask date' coLmn presents the third panes to derive their edinated values. by SAC or no Finn's SUpPlernerealSK corn?. 1.85 Financia Sakes a not a ball The AMA Business
original transaction tale date. - You can obtain addict-el iformation regardig Services Account EGA and IRMA are brokerage accounts
the metccblogy used to decenniae the estimate of • Revenue sharing and additional compensation which provide access so banking services and protests
• Callable securities Bonds and preferred flock that value and the dale 01 the Hamblinthat is the — In addition to commissions on sibs and Ob.' lees thua4i aringernerits with dilated lurks and other
the ever oats for eat redenplwn will be selected basis fa the estimate by contani-g your Financial received n correctionwith to distribution et Ihniparey banks, and provides Mtn to Oatra-ce and
irprUlly by lot frcm among all swishes of that Advisor mutual furds to ow dents we anchor our affikate erolarY Prodxls krarad by unaffiliatedtad-party
issue held hour name or it nominee ramie for or - Third party 'singed valets may be reflected as receive revenue *Gin Payments Iran dranbutors tour-eke ampres through insurance agency
clients. Call Raise inkanation is obtaned from third 'Not paced in several situations: when an at/ or advisors of them ant funds that we sell. subsdianes of UBS Financial Services Inc.
pieties and is accuracy is net 9J:ranted. Other call I-dependent valuation Jim has not sielsofed a it These amounts are based on two Menem
hares moy wit which raid Mod wog camfete salvo to emir a vat*. oilmen we become ware corrpononts (a the amowd of YIN by UBS of a thownern, imwa-ce. ad randy products,
ifcrmation rake fronted upon request that a material event has caused that may call a Pa-natter mutual fund I amikr to our clients: and 8) Not FDIC Owed • No bank guaantew May lose vitae
premousy regaled yak* rep question, or awn a the asset value of a particular matual fund famikes
• Certificates of deposit COX. CDs are FDIC awed value would be highy speotatime due to tie nature shires held a the Iran RMA. Resource Management Ann rii,BuSineSS Services
cpto $29),000 in principal and accrued intend per • the unsay. — We and use allAate ako receive networking and Amount BSA. IRMA rd intonational Resource
depoWor and per depository inaihrion h accordance - When neither an issuer, general partner or SpOntOr antis precasting fees n consideration for Management Accost am registered service mats of
Mtn FDIC nales estitwted value nor a thrd-paly estimated vitae is transfer agent WYSE" tat we provide to the UBS Fnascii Strikes Inc
wooded, the seta d tie seanty write difierent mituallirds. These fees generally are pad from
• Priatvalue Prices digladd for securities and otter Irons its caches* price. investor Meld it the. nutal lured and me a limed Vila Signahre it a registered snria Milk 01 Visa
/cadets may be higher of lower that the price that - • Datributicos to date' may indude ratan of dodo amount bated on the marts, of accounts at MMalknat IRS Visa Signets* ova cards and UBS
mom would Keenly main in tie make rakes are capital, ncome orboth. the broker-dealer holing mutual lads of that fund Visa debt cards ono Mind by UBS Bark USA wit
obtained from verkus thid party sources whip we - 'Original salt size' represents tie hkial offering fa-nily pemusion Iran Visa U SA Incorporated.
teethe to be reliable, bit we do not garantee ther pat per tria rime/ not reflect your Cat best
accurxy. - DIP rd unlisted ROT swains are not listed on a (JOS Pinencial Senices Ink Rev 201604
national wcurines exchange and are genera?
SDNY_GM_00027881
CONFIDENTIAL
EF1'A_00138501
EFTA01279110

UBS Fnancial Services tic.
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2016
CNP70078411351216X12 YI 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GfraStANE MAXWELL
Friendly account name: Indy. Millennium
Account number.
Your financial Advisor
SCOTT STACK MANILYLE CAST EL
Phone 212-821.70001800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSoUrCeUne at 800-RMA- I 000, on November 30 (I) on December 30(4)
account 029028776
Your assets 682,506.00 683,739.00
tisItour websIte: Your liabilities 0O0 0.00
www.ubscomffinancialsewices
Value of your account S682,506.00 3683,739.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
woe annuakreditreportcom. Tracking the value of your account during 2016
Value of your account
S T0c-..0anc$ at year end 2015 6250.000.00
Net deposits and
withdrawals $399,999.12
Ess> 5 68•3 .7
Your nveStrffillt return
Dividend art
interest income 50.88
2i) 0 Change in
rnarkot vat* 533,739.00
Value of your raceme
on Dec 30, 2016 $663,739,00
Dec 2015 Noe 201E Dec 2016
SDNY GM 00027882
Member SIPC CNP701I0007641135 NrS0C03I0I36 C0003 1216 030575004 Ng 28776550 1100C0 Page 1 of 6
CONFIDENTIAL
EFTA_00 138502
EFTA01279111

UBS Resource Management Account Account name: Your linancial Advisor.
Friendly account name. SCOTT STACK MAIst LYLE CASRIEL
Decernter 2016
Account number: 212-821.7000/ 800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
December 30 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 683,739.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $683,739.00 100.00%
Value of your account 5683,739.00
Eye on the markets
Percentage change
Index December 2016 Year to date
S&P 500 1.98% 11.96%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30,2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
O11170010007841136NP7003310136 00009 1216 030575004 v128776550 ilalyy_Gm_00027gtege 2 of 6
CONFIDENTIAL
EFTA_00138503
EFTA01279112

SUBS Resource Management Account Account name: GHISLAINE MA (WELL Your Pi sandal Advisor:
Friendly account n • I v nn m SCOTT STACKMAIWLYLE CASRIEL
December 2016
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Vedues reported below exclude products for which gaits and losses are not (testified
December 2016 (1) Year to date (S4
Realized gains and losses Unrealized
Opening account value 3682,506.00 $250,000.00
December 2016 (1) Year to date 04 gains and losses (3)
Deposits, including investments
transferred in 0.00 400,000.00 Long term 0.00 0.00 33,739.00
Withdrawals and fees,
including investments transferred Cash activity summary
cut 0.00 -0.88
Ste Account &May Mrs month km deals 8018(10eS in your SveeDOOttor6 are indudedrn the optrerK) and
Dividend and interest income 0.00 0.88 dosing baances yaw. FDIC insurance appneS Only 10 depPSrtS at U85 Bank USA, not 10 &O915 at U85 AG.
Starrtord Banded( bank deposits paced throuo the 085 internarona Depose Account postern SIPC
Change in market value 1,233.00 33,739.00 peotenion apples to money market sweep fund hddingS but rat bank depOSits. Ste /inaptly)? in formatga
about your statement on the tint two pages d this document for deists.
Closing account value $683,739.00 $683,739.00
December 2016 (1) Year to date (1)
Opening balances $0.00 $0.00
Dividend and interest income earned
Addtions
For rug:if:net:Of Ins staterneni, taiabiity of Filleted and ditden0 income ha, been determined from a us Deposits and other funds credited 0.00 400,000.00
tax repotting perspedive, 8zed upon IM residence of the account hidden, account type, or product type,
some interest ardor dvidend payments may not be subject to United Slater (US) ardor Puerto Rico (PR) Dividend and interest income 0.00 0.88
Income Wei The (lent month)/ statement is not intended lo be used and carrot be reled upon for tat
purposes. Clients should refer to the applictile tar reporting forms they recent. from 185 annualy, such as Total additions $0.00 $400,000.88
the forms 1099 and the Font 480, for tint repotting information rt Is the precut Of U85 to file the
a:Oral:le tat reporting forms SIN the US internN Revenue Senile< and PR T«asury Departrrent and in Subtractions
such forms accurately &vary docknct arch interest as tax exempt or taste income. Pie*e consult your
iredvdual tax prepare( Other funds debited 0.00 -0.88
kinds withdrawn for investments
December 2016(1) Year to date (1)
bought 0.00 -400,000.00
Taxable interest 0.00 0.88
Total subtractions $0.00 -$400,000.88
Total current year $0.00 $0.88
Closing balances $0.00 $0.00
Total dividend & interest $0.00 $0.88
SDNY GM 00027884
CUP70310307841137 NV7003310136 0CION 1216 03057SOCM Y128776SSOI1C000 ►age 3 of 6
CONFIDENTIAL
EFTA_00 38504
EFTA01279113

SUBS
Resource Management Account Account name: Your financial Advisor.
Friendly account name: ir SCOTT STACK MANLYLE CASRIEL
December 2016 Account number: 2U-821.700O800-308-3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consideration - None selected
Your account instructions
e Your account cost basis default closing method is FIFO, First In, First Out
GNI:II:010007841138 NP7003310136 00029 1216 03057%04 Y128776550 1 1 tcohy_Gm_000278O5te 4 of 6
CONFIDENTIAL
EFTA_00 I 38505
EFTA01279114

Resource Management Account Account name: GIIISLAINE MAXWELL Your Pi nandal Advisor:
*UBS
Friendly account name:Indy Millennium SCOTT STACKMANLYLE CASRIEL
December 2016 Account number: 212-821-70001800-308-3140
Your assets
Some pnCeS, inCOMe and current vaues ShoNn may I:tent:40,0We. ASS felt*. gains and losses may nos
be accutalely refkaed. See smporiant inforrnaeon snow your statement a the end of ths docurneM fOr
more infornmon.
Non-traditional
Private eqtaty funds, Hedge funds, WO Mei outset-emote held in your UEISFinarcial SeMces Inc. (UBS Estimates o/ )(due supped by Issuers of Colon pogroms (who are gene rat), 'net asset vaue' estutlates)
FS) holerage account. the potions reported below reflect the fecceds of the issuets, and UBS FS does not are shout) as ' issuer est. vaue pet unit'. For Privae equty f unds, 'Est. value per unit • is a vaue updated
qv:neater. the tit( tnacy of the I Worm:nun The value shown is Me necessarily the value you would receive quarterly, based on the Net Asset value NAV') in the fund as of the date spedfled alusted by ailing
from the issuer if you sddthe assets. Funds actively sdd by UBS FS are subject to ongoing due digs/ice, capital calls and 'obi realr g dst 'talons wire the NAY oak The NAY is primarily based on estimated
athoutai the level performedrnay vary A dosed fund may be subject to noongong digence A fund that portSolio vi ues provided by the underlying fund sponsor These two values may vary because of differences
you pi/unwed elsewhere may never have been sated to FS dlige nee. all hough 1)85 FS may receive a In the way they were estimated and because the 'Third party est • value per unit' nay have been prepared
fee tram t he funds manager,whit hfnay CCOSlitule a M4010 of the rnanagernentli Wenn* lee. Please on the taus of financial irionnaton other than yetkend Reported estimates my not reflect resale,
contact your financia Achnof with questions ' Est vaue per unit' is an estimate of value supplied by an liquidation or repurchase vaue, if any, and may rice reflect dst ebut ons of caortal until the next valuation is
independent valuation ton and reflects aijustrrents for factors such as the lquidty of the units. reCOrted, ge nen* On an annual or serni.annua bttis See Important onfocrnatren scour your statement at
the end of Ms statement
Hedge funds
PurchMe PIK&
trawnber Average puce Client Cost Price Per share value on unrealized0M imestment Hddng
Nd0ng of shares pet share (3) tnvestrnent basis (3) on Dec 30 (5) Dec 30(5) ()Moor loss (3) 'mum (1) period
ALPHAKEYS MILLEN FKO
BROKERAGE 11/30116
Trade date: 650,000.00 650,0C0 00 1.000 683,739.00 33,739.00
Your total asset
Percentage or Cost ESInnated UrvedrZed
Value on Dec 30 (1) your scant bass (1) annual infane dein or loss (1)
Non•tradtional Hedge fads 683,739.00 100.00% 650,000.00 33.739.00
Total $683,739.00 100.00% $650,000.00 $33,739.00
Summary of approved payees and recurring payments
dosed Co your instructions. the following payees and recurring payments are fortsilend 'approved The payees and recurring payments £fed below do not include Bill Payments. thcfronic funds Transfers and
6y
payees' As e resuft (1)you may authorize attowicrialtfansters to Mesepayees Yerba and (Lyon are no Certain other transfers between accounts At CBS 11y ou hive additional payees and/et recurring iktfUrflOnt
longer mammy hdirktual confirmations for payments to these Payees- On you war recent Separate mnfirmatoris from your financial AOVISOe.
To update or cancel any of these instructions. please Ninon your Mama! Adr401
Crsbutsement Last used
Payee descriptor) Amount (S) metroo Type' Pent FrepuenCy Stan dare End dale date
YI23575 varied Transfer Payee on file Upon request Ha Na Apr 12,16
SDNY GM 00027886
C HP70310007841 139 NO7007310136 000711216 030579704 Y128776SSO 110000 Page 5 of 6
CONFIDENTIAL
EFTA (8)138506
EFTA01279115

SUBS
Your notes
CNP70310007841140 NP70003i Oi 36 00003 1216 03057500t y128776550 ii di§tAY_GM_0002741940 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00 I 38507
EFTA01279116

Important information about your statement
U3S Fiuncial Services Inc. (the Fern or UBS fared hee Iromyou no later than 60 days alter the Fern ULM financial Services account an:Seaton invesuneM objectives. For etchMack held, yawl
Serubes), is a member of all principal acuity, ccmrrothay sera you the list ft amok on which the ems or The rim ic a member of the Scsurio been Protection choose one of the Sollowrg investment objectives:
and cptions exchanges. UBS Financial Semites and U65 FT0ilem arremed. Corporation (9PC). which poled, warein acccunts of • Produce Current I ncome: twat-was seeking the
Bank USA tie i-died subsilones of U5S AG and - Fmk, you name ad accant nutter fsf any)) its members up to 5500.0P) (including 5250,0W ice generation of :tome one/.
affiliats of U3S Secueles LK. The Fein's flume' - Cosabe tie error or the fustier you re inure Wins for cash). The SIPC asset protection limns apply to • AO*" CePVAPPecfation: Investments seeking
statement C available upon recites. The Fowl exennise about, ad eotain as diary as jrcu can why you al anent that you hold n a panictler cepacky. growth of omega' rather than the gereraton of
off kw are at believe a is antra or why pas need more The Firth together was certain off Pines, ha also orison*.
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not be relied Loan II you beim, there is an error cr you wal have the use of the money dunng the tine n that mesa to accost does not generate significant
omit:ion please report t inenedately n writing to the takes us to complete our iwestiptien. The SIPC protection rd the toplermntal protection infer.? Or retire and may not keep pace with
Brand, Manager of the afire serving your accost. both do not aPPIY
Please mike all checks payable to the Fern or the • Certain financial assets controlled by (and "clad h • Moderate Oiling to accept some nth to prompal ad
Allticup al Homes shown are Mended to be accurate, financial ingestion Muted on the front of OW your account value) but held away from WSfine-col tolerate sane ulat Say to seek Inkiner return*.
statement &tett-Twit not be used for tar purposes Rely tatement In addition to regsfar accoult leek accounts Services (e 9., certain 0) cash at UBS Bark USA, 00 • Apure:the: Milano to accept high risk to principal a-d
sclee/ on yeaund tax krms. (le , Form 1099. 5498. may be abject to mai-smarm lees. chines for We cash at WS AG U S.brard-in 0.0 rewa-ce prookin, hisgh volatility to seek huhreturns owe time.
10425. etc ) when prepamg your lax return. The Fit., parrs.* tar securities purchases and charges kr unpaid including vaitle enmities, and (in shares of rititlial • mierment Caginkty Consobtation: F selected a
required by law to repot to the IRS all taxable dividends, amounts n cash accounts Accounts that tie tansferred funds where such shares areregistered drealy n the portion of the poreloth for that account may etclude
reporobb rantaubk anima and yoke interest to other instwlens may be subject to a bander lee. rune ol the account holder an the books and roads complh stroeges, linked liquidey and greaw
eked an feCkeitiel held h pass accost net proceeds of the awoke* issuer a transfer nosh
on see trataclions, rd cost basisancertain covered 1J06 /weep Options • Chain 'utmost, contract a in...shunt interest
stashes. U65 offers options fa sweepig cash balances. balances (e 9.. lirMed partnership* ad pewee placements) that Statement housekeldthe
to bark &posits at UBS Ba-kUM. and CBS AG StarMad are rot regetered under the Securities Act of 1933; We may consoldate al related account statements with
Osurearketkme with the Firm branch (Bart Sweep Progarns), momYfluallef mutual and the some address in the same envekpe. e 9. because
• Please reconfirm try oral commancatona in wring Ord% Money Funds) rd the Interstional Depose • Commodities artracts (e.g. foreign excharge and they have owners who ako mantels jont accost
tofurther protect your rills. mdudrg your nt.'s Acccurt (Wu customers with an Int.-rational pre( Lwx metal artractA inclucirg futures contacts reenionshris wthi other dents a the same address. If
utter the Seoshes Investor Protection Act ISPA). Rescue" ManaTemern Account. Though the Bat ad commodity crib, contracts you prefer to receive indiadaal statements mailed in
• If the financial Satiation on the top left of to Ircnt Sweep Program cash balances are swept to U3S Bank the SIPC proteclon and eke supplemental proteclon do separate *metopes, you may dthlre h:uSehOlifg by
of this spools isnot LBS f natal Serytes LBS LISA Lp to an esubished knit ad then to UBS AG not apply to these asset pen if theyotherwise appear tang your Financial Advaot
Financial Sonia* carries your down as dealing Stanford french or a Money Fund. outwits a LBS on goer statements. The SVC protection ad the
brdcer by arra-gement with the i-dcated insieutors Bank USA are AX rand in accordance with FCC auplemertal protection do not protect against changes Friendly emoted name
We in you of to relatiM5hP when you lulu. For more in(e metics, please visit wwwfdic got in the mates vale of you investments (whether a a The Friendly account name is a cusianCatile "ndcriane'
opened this accost h the cast your is- a and Deposal a WS AG Stamford Branch ad shares of result of market movement. issuer ba-kruptcy or chosen by you to assist you with your reatedkeeprg
securities are bated at UBS financial Services and rot Money Funds are not mated by the FIX. etherize) ha no legal effect cn your account You ranchange
the intolaci-g broker. and youn ut make a repan More information is avelable upon ropes. your kindly accotrd names. through Onlne Services a
of any ear or omission to both firma. As described Through the DA amittle to cash balances are swept to Toomey cbtin more itormation about SIPC, including by contacting you Financial Athisor.
the account agreements, you must nirn w of anti depose atants al UBS AG New Yak Ranch and LBS the SIPC Brth" by contacting SIPC at 202-371-83®
errors or kaud amobing chedis reflected on your AGCasnan Branch These deposits are not insured by er by visiti-g the SIPC nwbsee at mew soc.org Account overview
statement weal 30 clays alter a was mailed or made the FIX. Baines held et the LBS AG Carman Branch • Velar ofn ut wrowtywdolo. Net of assets at
available. All statement shall be downed carpi° are tempera* proud to the sovereign risk of the Dividend Reisvestment Program LOOP)
and accurate in all other respects if not objected to in Cabmen Sands, and there is no iparareee or other The ark* reflected is an average aid You mar obtain • Asset. Includes available cat balances. valaufo r
vering within 60 days citgabon of UBS AG to repay the betakes while on the the actual price km yes Financial Advisix. OAS, vhde restricted murky fest), and Global Tine Deposits,
• Please died customer complaints or nacres to tie UBS Cayman Branch's books. Sures are purchased under 0 MP; partial shreswil be unrealized marls to nuket, andcolon assets not held
Fitt's C tient Relato-n Department at 201.352.1699 soli and the cash wit be deported in your account The by the Pim. Does not include unpnced secutietasses
cr toll-free r. 903.3544100, 8:03 AM. to 6 CO P.M. Deposes a LES Birk L6A and each UBS AG Branch are dviderd tetwestinere price smaphed by the moo may at the end of the prior and anent statement period* or
FT Monday through Frday. a in iwii-g to LES not protected by 51K. Money Fund shires are protected dffe - from the makes ace at innch the ramid shares private inusenentb invested stock options ad
Financial Senices Inc., Client Relations Department, by SIPC. See 'S. Financial Services Accost Protection' are sold ',erasable .rode options
P.O. Box 766 Union C ey, N1 07087. below. • Liabilities hales debt bala-ces, oAsta-dcg maga
• Fa TTY services. Call B44-612.0996 or firm cuts.* CasIvielieu loans, credit line, short account balances.
• I O fu n w n c d U a s w S w . o ; a f C n e n a r e r l o r P r ( s O E F o I T . r 3 ) w , 5 b 2 u . i r 1 i p 4 ti 9 a rt 5 r s t a e b d o o ut r a U n B S el V ec i t s ro e n c ic k bit U M Pr p c o o n g n e ra y y m F o s u u r o r r r e l D m qu A a e y m s b t, a e b y l a i b w la e i n d w c a e i t t s e h n d d , r t a h a w e n d n B t a a h n n e k d p S s r h o w a c e r e e e e p s d o s f a a O o n r r a g ib h le w e d n h v t o o i l s e a e u , p n t a h it r s e a m F .' i a r rm i y n b d w e a i l h s l e a a i d t r h e e i s n r u p s lt e a o ll r f p a w a & rti o a M l r d o t i r n d s i f p a r a ya t e s r r r e e rn • U ca B s C S h a A b s a G t l r a U o n w . c S e n s B w , r p a b e n a a c l s a h d n e e c s p .s o a . s T d it o b t m a a l l o a o n n f e c u y e n m s i a m a t k e U e s B t t e S m d B a u a m n ta k i a t U b f S u le A x , l
card transactions, call BO -762-1000, or welt to UBS returned to you or Sto-rdin =Wit. market are a accept an email determined by a sweep balances, al to oboe of he statement poiod.
Fiancial Senates lx., 1000 Marta BIM., 6th flow, regetered clean; agency, and aniclit jos accost Non-conmedity tree ae& balances in pas wan re
Weehawken ha 07086, Min RMASSA SING& F n a c rt l h a e i r r g ko ru rm me a n lc ir n e e a r b e o s u t t r a e t v e a s d a a n b d le y s i w el e d e s, p s o m pt a o i n la s b , le at Invert/went objective' n us o e s a e ny g o n f a t s h e e d se f r f o in m d s ot i h n e t r h b e a o ts r - d c n os a a y n c d o u th rs e e F o ir f n it s m ay
C st a a l t e o m r e 'f n l t e a a r s e c t e o ip r t a as * y r o a u g ca o n r , i i f f y y o o u u I n h e e e k d m p o a r r e o iv r m b v y . c u a b l s lin ,c g o 8 rr 0 iu 0 m 76 e 2 p . y 1 s 0 Id 0 s 0 , . from your Financial Advisct T ea h c e h n a v c e c i o lm un e t r a t n o d b m je a ct y iv r e a s y a b d et r w is e k e p n r o y f o ile u w a e cc s o p r e ds c . k to b T u hi s s in t e o s t s a l T is h n es c e b f d u e n d d s in a th t e p a c y u a rr b e le n t i m co in n d yo c u lo r s d in em g w an a d y . , .
hiorrsieliri aba.it a larder on the statement of Please /dude the Firm promptB in kiting at try
retype. The Firm or Card mum Gs apple/binmut addkant change in yar financial shuation a
SDNY_GM_000278B8
CONFIDENTIAL
EFTA_00138508
EFTA01279117

Important information about your statement (COMItitted)
Lending information believe to be militate, but we do not gamete their - DPI and in** REIT searees are not listed on a Lot investerem oust units to as dents, we ender
Fa aimed 'Mammon on the Finis lending practices rout*. natimal mules mchange, and are generally OS alike. receive retina trig complication
and chastens. refer to yrs Client Relata-Mip - We general/Me tie closed peke when amid* a liquid and event they can be sod, the prke Iron may of to entrance companies urciarmiting
Ageemcnt or Accost Agreement rid the Gervaal the mean of the bid ad ask prices for lined received may te less than the per stare estimated the annuty extracts. *Fates of the instance
Toms and Condition& UBS staterne-d of Credit Practices Barites and option or or bd prices tcr OTC vela prooiond n the accost statement. empties or sponsors of the at investmem b-usts
availkile in Aromas andD isclosures at satiates. we attribute.
jury oda.- atatareatiratireelna vas. - Less actin* traded securities may be priced and a • Rankled eetithies Restricted acuities grimly — Our a filiates afro sweetens:AN corrrnittians ad
valuatim model ate mon recent gra we we rot Mien* viable for public sale. US$ Fil111631 other compensation from mutual funds ad inwa-o9
Yost awls cbtined and may not reflect an actual market price Services uses the market price of the unrestricted stock canaries whose products we Ostia*.
Your staremem itemises meanies ad other assets heti a vatic of to sane issuer in an Minted valuef ✓ the — We receive an eignial fee tam Les Bank USA and
lathe award at the and of the stammer* period. You - Cenan popery may appear wits n a rice ad restricted stook dar aumcnes of this statement only. To LES AG Stanford Bunch of up to 125 pa accord
may ark for day* of fullf paid starlet at art time. will thew as • Fin was not avalable• if we are the extent that raricied mashies are eligial• la Lite, sweeping to the banks isdei the LBS Bank Sweep
You may receive acuities sad as loan collateral after stable to cbtan a rata a tearity. the vale remind may be calritantialb less than the Program.
paying any balance de an them. Any securities - Deposits or securities denominated iourrercies mated value town
transient:deo the Fins dreg the statement period are oiler than U.S. dollars are reflected a the eahrge Activity
lined at market via as of the end of the Bawer/ rate a of the statement date. • Ea tiestinated) income. 0111.111 yields and rata. Information retrying commissions and other charges
period. - kr certain Bath* tradng idnonconforming An estimate of antra name is bred on cuarem incurnd n col-ration with the neaten of tad*
• Can bawd& In detirrnning the cost basis of the denominations. rice rd qua-UM0am vale) may *Wird aid interest ram, attuning the margin will including option transactions has beenn aiad on
smokes included in this statement where indicated have been adjusted to facilitate paper *union. be held for one year from tenement date or um' confirmations previous), furnished to you, and all be
web the natter 'I,' LES Fhancial Servkes has relied To cbtan °rem quotations, when aseardan, contact matueity. This elan* is only a guider*, accuracy provided to you aerially on realest.
oninformation obtained from sources other thant.85 gar financial Adescr. ad continued income are not guaranteed
Frunual Snares, including nformation from another - Estimated avoid income and curing yield fa Short *ling
Inn a that you may haw ;caviled to you Financial • Private innevnanta and tructired products. certain Man of manta could include a reran of If *ware engaged in short selling a security you may
Advisor. The firm does rot independently way cc Private itiestmert seo_rities fie Wig drect radial or capital gains in which one the en. incur a charge due to certain tarawrg costs kr that
garnet the acaracy or nary d ay information participate:en program ad real estate investment Inds income (ad ounce yield would be overstated, paliota 'eases.
provided by sauces other than I-E6Fhunial Semites. morgues) and snorkeled pabas are gamely lughB - Estimated areal tame aid anent yield and the
▪ addran although LEO Franca Services grwaldi din* Certain stratured Pm:4* be not been anal imam ridyield mita be lower a higher °Pew widows
updates his rarrnation a il is received the Arm registered with the Securities and &haw than the estimated mounts. Regarding oven or 'axidtilLcancellee ceders tat
does not provide any assura-ces tat to Homan:a Cannata' or under any state securities laws. We - An estimate of a-rualeed income (ddrdend antra' wire an executed by the statement date, open buy and
seder 'Cost basis' and "Unrealized gad loss' is povideestinated vales la private investment interest) denied by the curent make se/ stop mars are ralked byte* amount of diudera
accurate as a the date of this statement. As such. Borges ard stature:I products for Hamm mil valoravirage balance is based on the last divard orridus on an adulariaa erritin date unless
please do not reti on this reformation to make Pita* only Acct Jay is rot guaranteed or inmost payment made by the Muer and intended othenvise by you. You are romonak tar
Wawa cr sale decisions. fa tie arrows or - These values may diff er substantiaty from prem. II assumes tte sea:Wes/depot* will be held fo r one orders that are mewled die (*you I elute to creel
otherwise Accounts tra-riferred tote Fine may my, at which a pane int security a year from the statement date or until madly. ming open orders.
reflect gar/loss Herniation only foe tie period ot structured product may be bought or sold and do Accuracy ad continued yeld are not guaranteed
tine they are heed at the Fim More hitorkal rot neanstritirepresert the vela you nine receive Privacy
reformatOm can be abed by your Finaroin Advisor. won liquidatim. • Aosta not held by UBS Financial Service& Cotten To obtan a copy of as current Client Privacy &Mice
- Third party eninses of vale are a of a cenain mats are not held by the Fim ad not with the please contact vois Financial Adair or visit err wetsite
• Unrealized gainsaasses When data is width. date ad are supplied to UBS Fna-oial Services on a Fern's possessen or control. These awls are at yanay, aht ram/nava- wear a.
estmated tree** gaindlosses an calculated kr regular bass by an independent valuation I irm. (*played on yet statement for informational — LE6 F nancial suites isnot a bank. The RMA, Sunless
ratan! saucy lots Ihe (inaction data for - Issuer, canta il palm. a sponvx mina* valued purposes only Positions and values resented we Services Account 65A and OM are brokerage
indevidal Mt may or may not reflect commission, it ay, are applied to the Fie bridle issuer, ',waded by the inured Inn UBS F rental Servrcnis accounts which pack access to barking services ad
charges arta security moraine** events. comical partner or sponsor andmay be cakulated not responale for this Mormaion and does not Prates trauah wangements with *fined banks
Ol-dend and other reinvestment lots rd mstematk based on deferent information tan tat tad by guarantee It accuracy. There assets are not protected and od-er thid-party banks. aid provides access to
puthase tees are each combined to diolay ore 'hod mattes loamw thee sawed values. Dy SIPC or the Fern's supplementaISIPC coverage. inverse and amulty procticts issued by unattained
averaged lot The 'Trade date ocean poems the - You can obtain adiaknal intemiatim regarding fhb:Sparta iterate ampinin *aril inasame
arghal Vantaction trade data. the metablogy used to detennine the estimate of • Revenue Awing and Salon& cemparnatian. agency al:skivvies of LOS Financial Senras Inc
value ad the date of the idorrnation that is the - h aaliton to canmbsims on sales a-d 12b.1 tees - Itialment inura-ke, ad annuity producer
• Callable marital Bonds and referred stock that bass fir the estimate by contacted your Femoral recewed n corneae* with the distrinan of mutual - Not FDIC roured• No bank guarantee May lose vale
to issaf cats for eat; redemption veil be selected Advisor. tint to our dents Y.* anon our affiliate recto* - IMA. Resource Managendent Account, Banns
Martially by lot from amorg all startles of tat - Third party minuted vales may be reflected., reverie shareg premieres tun data* max Services Account BSA, IRMA and nterational Resource
aatal held hour name or in nomree nano fa ter 'Nat paced' in several stuatird when an advisors of the mutual hall that we sell Thee. Management Aactr4 are myynered service males of
clients. Call team Haman* is *tinedfromthird rdeperdent valuation fern has not suppled m amount are based on two different conporentsr LI3SFrenrial Semites ic.
patties and its accuracy snot garanteed. Other call vette to assign a vala. when we become aware the won of sales by IRS of a particular nodal - VISA is a registered taderna-k owned by Visa
teases may east which aukl affect Wed scalpel* that a materialevent has *caned that may call a turd family tool, <lents; and 40 the asset ale of a International Service Assocetion ad used under
hfamai on will be raided upon request yetentaly reamed vale ito question. a then a particular mutual led fanny's threshold at the kens* Tie UBS Vera creche cads ad the UBS visa
value would be highly speculative due to the nature rim all cards are issued by UPS Far* USA with
• Cilnikatas of *Pea (CDs/. COs are FDIC retired of the Bounty. - We ander affiliate **receive network ea a-d permission from Visa U.S.A. Iroorporated. AA other
up to 5250,000 it principal and accrued interest per - When Delta an issue, general pane or sponsor annbus processed fees in consi*rattrifo r transfer *denial*, registered tarn arts, serva maks and
&postai' end per depository institution h accordance estimated value nor a thethpany estimated vats is agent services tat we pad to tie mutual funds. rears** niece marks are of ter row*
with FDIC nit. mcnecled, the oleo of tie scarily will be different Those feet generally are paid from inceetor assets h conga-lies
tom its purchase price. to mutual fu nd and are a foxed dollar arrant bawd
• Price/value Prat displayed for securities and other - 'Distributions to date may include rain of an the number°, accounts at the bratadeale-
PrCdols may be higher or lower (hit the pace that capital, none Urban foldngm aid Knob of that (rod randy.
you would actualbr receive in he market. ftkes are - 'original unit size • moments Wre rind alleging — h addle:onto animations received in correction
obtained from various hid party sources *hill we rice per unrl and my not reflect war cost base. with the So er darbutian of annuity contracts rid LOS Fhwitiat Services the Rev 201612
SDNY_GM_00027889
CONFIDENTIAL
EFTA_OO I 38509
EFTA01279118

1.185 Fnancial Services etc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 201 7
CW7005653851 OT 17 X1 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GNISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number-
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions aboutyour statemett? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeline at 800-RMA-1000, on December 30 (9) on lanuay 31 (5)
account 029328776
Your assets 683,739.00 688,123.00
%isle our website: Your liabilities aoo 0.00
www.ubscomainancialseNices
Value of your account $683,739.00 $688,123.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annuakreditrepocicom. Tracking the value of your account during 2017
vSue of your account
Thc Lr;ancs at year end 2016 5683,739.00
Your investment return
ER' 7 688,1 Change in
market value 94,384.00
Value of your account
on Jan 31, 2017 S688.173.00
250.0
De< 2015 Dec kl 6 lan 2017
SDNY GM 00027890
Member SIPC 01110086005653051 NP70C0193593 00007 0117 030575004 VI 28776550100000 Page 1 of 6
CONFIDENTIAL
EFTA_00138510
EFTA01279119

SUBS
Resource Management Account Account name: „ELL Your IIn odal Advisor.
Friendly account nark SCOTT STACK MANL YLE CASRIEL
January 2017
Account number: ■ 212-82 1.7000 800-308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
January 31 0.) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
Total assets $688,123.00 100.00%
Value of your account $688,123.00
Eye on the markets
Percentage change
Index January 2017 Year to date
SW 500 1.90% 1.90%
Russell 3000 1.88% 1.88%
MSC I - Europe, Australia & Far East 2.91% 2.91%
Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20%
Interest rates on January 31, 2017
3-month Treasury bills: 0.51%
One-month LIBOR: 0.78%
CNP70003005E631352 NP7003193939 00037 0117 030575061 VI 28776550 10ffffliyGitoconedige 2 of 6
CONFIDENTIAL
EFTA 00138511
EFTA01279120

Resource Management Account Account name: GHISLAINE MAXWELL Your IIn andal Advisor:
Ti) Friendly account name: Indy Millennium SCOTT STACKMANLYLE CASRIEL
'I " 2-1- Account number. 212-821-70001800-308-3140
Change in the value of your account
January 2017 Year to date (I)
Opening account value 5683,739.00 $683,739.00
Change in market value 4,38400 4,384.W
Closing account value 3688,123.00 $688,123.00
Summary of gains and losses
vSues reported totem exclude rx0Oucts for which gars ant:mosses ate not Ossified.
Realized gains and losses Unrealized
January 2017 ($) Year TO date (1) gains and losses (4)
Long term aoo omo 38,123 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Friancial Advisor or Branch Manager, You can find a ful description of the alternabve
investment objectives in lmportain information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggress-we
Investment eligibikty consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, First Out
SDNY GM 00027892
C riP70009005653853 NP7003‘ 91503 00037 01 I 7 030575004 Y1787765501013000 Page 3 of 6
CONFIDENTIAL
EFIA_00138512
EFTA01279121

*UBS
Your notes
c.,4.44,4”4.,,,,,,....4.4,, ,..4,s4a,zenre.o,oggqi, G. 0002]6O.g., 4 of 6
CONFIDENTIAL
EFTA_00138513
EFTA01279122

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS
Friendly account name:Indy Milennrum SCOTT STACKMANLYLE CASRIEL
January 2O17 Account number. 212-821-70001800-308-3140
Your assets
Some prices, income and current values Shdrin may be approximate. ASS *Sul. gains asdasses may not
be accurately reflected. See rroporiorr inrormarrOn about your statement a the end of the CecumeM for
more information
Non-traditional
Private equty funds, wedge funds, and Other investments are held in your 118$ Finarcial services inc. (UBS Estimates Of value Sialltcl by ISSuerS d Certain programs (Mich ale generally 'net asset aut.' est,t,*s)
FS) [oters:, account. The pootions reported below reflect the recceds of the issuers, and UBS FS does not are shown as ' issuer est. value per unit'. For Wide equty f unds, 'Est. value per unl' iS a value updated
patentee the actuary of the irIormaton The value shown is not necessarily the value you would '<Cave quavery, based on the Net Anti Value NAV') in the fund a of the date specified °lusted by ading
lam the issuer if you al cl the assets Funds sanely sdd by UBSFS ere subject to ongoing due dhgence, °natal calls and 'obi ractirg cast nbutrons gnu the NAV date. The NAV is primarily based on estimated
although the level performedrrsay vary A dosed fund may be subject to noonoong dimence A fund that partalio yams banded by the underlying fund sponsor These two values may vary because of differences
you purchased elsewhere may never have been suNed to 1165 FS cllicence. althought-95 F5 may receive a In the way they were estimated and because the • Third party eft. value per unil* may have been Predated
let from lrefunds manager, whichmay constitute a mapilty of the rnanagementri meta* fee. Please on the Oasts c/ financial irionnalon other than year.end Repealed estimates mar not reflect reside,
contact your financial achnor with questions. ' Est 'due per unit' is an esemate of value supplied by an liquidation or repurchase aue, I any, and may not reflect dst Mullets of cddital until the next vduah cn is
independent valuation arm and reflects alustrrents for factors such as the Squatty of the units. (eroded nen, on an annual or semi-annual basis See rinporrara inlOrroattOn atour your statement en
the end of this statement.
Hedge funds
Purchase price
Natal Aveiace once Client Cost Price per share value on unrealized (tar) investment Holding
wddn g of spares pet Shale (S) investment CO basis (1) on Ian 31 (SI Jan 31 (S) ()floor loss (3) return (1) period
ALPHAKEYS NILSEN FhO
BROKERAGE NO 1031/16
Trade date: 650,000.00 650,000.00 1.000 658,123.00 38,123.00
Your total assets
PerCentaVi C1 Cost Estimated unedited
Value on ran 3t (5) your account bass (S) annual interns (5) winos loss (S)
Non•tradrtrtionel Hedge feeds 688,123.00 100.00% 650,000.00 38,123.00
Total $688,123.00 100.00% $650,000.00 $38,123.00
SONY GM 00027894
CNPTC003003653855NeTOCOlSe3588 COON 0117 030579004 Y126776350100000 Page S of 6
CONFIDENTIAL
EFTA _OO138514
EFTA01279123

*UBS
Your notes
CNP7C0O3003653856 NP7000193588 00007 01 I 7 C00575004 vI 20776530 1 069*YGM0002786Age 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00138515
EFTA01279124

Important information about your statement
U3S Financial Services Pc. (the turn or UBS Fintreial her troMyOu no later than 60 days alter the Fun UBS financial Services account protection investment objectives. For etchMacro held, you
Sontag. is a merrber of all principal secuey, ccmrrodty sent you the list claternent on which the erns or The rim a a member of the Sco-rties homier norection choose one of the Solbwrg investment objectives:
and opt ere exchanges. UBS Financial Services and U65 Problem aroemed. Corporation (DK). which proleds monies accouts of • itIoduce Current I ncome: twat-rent seeking the
Bank USA ane i-died subsilones of UPS AG and - Posed. yotr name ad xcant ranter OF any) its merrbers up to 5500033 (including 5250,0W Ice generaen of :tome any.
a eares of 1.85 Scurries U.C. The Fein's thermal - Cesabe the error or the nester you at inure dims for cash). The 51K asset protection knits apply to • Ankthe OPM/FPPreciation: Investments seeking
statement b available upon recited. The Fincs tonna& about, and explain as clearly as you can why you al w.corits that you hold is a paned& cepatky. growth of pmcipal rather than the gereraton of
offices are at: believe a is en ten or why rya need man The Finn, together with certain affiliates, has also income.
information purchased supplemental protection. The marinum • Ft:aro Combination of and Capital
LBS Gina-col lances - Providethe doles anent of the suspected era. amount paid* to all elgble clients. col/Klee,/ under AppreaSon Inithiments seekeg both the generation
1200 Harbor Boulevard this protections 1500 Slion as of December 10, 2016. of :cane ad "meth of
Weehawken, NI 07086 The Finn or Card Issuer vii Memo* you. complaint Subject to the poky conditions and Intutions,cath a
and vial correct my error promptly. For alleged *non the firm is further protected for up to $1.9 million n tho Overall risk profiles
L o T B f h f i i S s c i F S a i t l n a t a t w e n m . c d i e a x n l u S t r n e e n e p e n r c e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i w c fl i i a a c l t r r i d n e g s c , o d o r a d t c a o e s f p h y t o o u o r k ' m y M o o o u r r i e r / e t w - h is a o n U B 1 n S 0 f t o u r s th F e e a s a r s g m d i a o l y u c s n a - t t d o y f o io r u a ta m t t h b e in s d k , : o w a r e e in . w i e f i r l w l r c o e r r e , t d a so k k e th at u a ca p g s o g e n e c g r it e y e q . l e u A e fo s f t r u . e l n co ro py l, o a f c t c ie ou p n o ts k h y e l w d a e d . a in p g a i - s t i a ct t i h ar il tik • l C o o w n s r e ia ev a a a n v d e % . S M e a e l k a s d t y o to m t a h i e n t w ain a n r e n w * t p w r e ix t p e e v t e w n i i f th
not be relied Lean II you bete* there 6 an *nor a you mg hove the use of the money clueing he tine n that mean to account does not generate significant
omission please report it immediately n wrong to the takes us to complete our iwestiption. The SIPC protection erd the othplerrontal protection income a retire ad may rot keep pace with
Branch Manager of the deice wirrg your account. both do not *Pit to: inflation.
Please mike all checks payable to the Fern or the • Certain financial assets controlled by (and tclackd in • Magnate rolling to accept some irk to ronope ad
Mihail.' al ligats shown re Mended to be accurate, lihnoal instedtion notated on the front of led your account value) but held away from WSFine-col tolerate sane vcealay to seek hgkrtr Mums.
statement ctn.. *cull not be used for tar proposes Rely Penmen* In addition to nosier account feet accounts SeINCt5 g., certain 0) cash at UBS Bark USA, lig • Agguntiet Willing to accept high risk to prinroal and
mkt °nye...end tax rows, (Le , Form 1099, 519t may be abject to matronarce lees, chines for We cash at U3S AG U 5.brard-in Pig Murry proixt, hit volthlity to seek techreturns over time.
10425. etc ) when Drepamg your lax return. The Fim permit lac securities purchases and charges for unpaid including variable enmities, and 0v) shares of infital • eueseuenti4gOntily Consderation: I selected a
required by law to roan to tie IRS enterable dividends, arnorts n cash accounts Accounts that at transferred funds inhere such shares ere registered drealy n the portion of the portfolio for that account may include
report/kb rattarable dartkende and uxdak interest to other instnAcns may be subject to a tender lee. name ol the account holder on the books and records complex sir:mores, linked liquidey andrater
ironed on meanies held el pet =cowl. net proceeds of iv applecable issuer a Prefer agent). tabby.
co sale breadi re. rd cost basisalcertain covered UB6 Sweep Options • Certain nwernem contract or intestinal interest
seosaies. 1,85 offers options la sweeping cash balances balances (e g.. hunted patnerships ad pirate placements) that Statement
to bat deposits at UBS Ba-k US& and CBS AG Stamford we rot regetered under the Securities Act of 1933; We may consoldate al related account statements with
Caveranketkme wattles Finn branch (Bat Sweep Progeny), Monty market mutual end the sane address in the same emeepe. e g. because
• Please recorrom try oral cormuncatons in wnCrg trds Money Funds) rid the InternationalDepose • Commodities enacts (e.g, foreign excharge and they haw onnws who also mantas, jot account
to further protect your rites. indudrg your rghts Account (I3A3f or customers with an International pre( lax metal contrald include-9 heath contacts rebtionshjos well other dents at the same address. If
utter the Secedes Investor Protection Act (SPAT Nessus. Mana;ement Account. Through the Bat ad commodity option contracts. you prefer to teethe indrodual statements mailed in
• If the financial ithitution an the top left of to front Sweep Program cash balances we swept to WS Bank The SIPC protecton and to supplemental protection do separate *metopes, you may decpro htuseholtlfg by
of this gamma snot UBS Ennui Sevres, LBS LISA op to an established lank ad then to UBS AG not apply to these asset then if they oteemise appear ceiling your Financial Advisor
Fronded Senates carries you =cunt as during Stanford Bunch or a Money Fund. Deposits at LBS on yarn sutemeats. The SIPC protection and the
tricker by arra-gerrent wile the rdcated inslitution Bank USA are AX insured in accordance whh FCC athiplemental protection do not protect against changes Friendly attainn ame
We in you of the relatcnshio seinen irro nabs. For more Intimation Peau suit wmvfdic got in the mate vale of yxr investments Ineether as a The Friendly account name is a cuslandable 'ndsnaree'
opened this accost hew cast your era and Deposes a 113S AG StamfordBranch aid shares of result of market movement, issue" balcruPtcy chosen by you to assist you withyour recadkeeprg It
leashes we located at UBS financial Services and rot Money Fads are not mated by the FCC. othenrse) he no legal effect an your account You can dirge
the eitccbcrg broker, rd you mist make a repel More information is veld* won repast. your Friendly account newt though Onint Senitsi
of my error or omission to both firms As described in Through the OA, arailtle to cath balances are swept to You may obtain ma. Hammen abode SIK, incbding by contacting yosF Panda' Adeisa.
the account agreements, you must notW w of ay depose atants al UBS AG New Yak Branch and 1185 the SIPC Einoeut by contacting SIPC at 202-371-83C0
errors or taud hvotaing chedu reflected an your AG Cayman Branch These deposits are not insured by or by sesiteg the SIK swbsite at vmw.srpcorg Astor overview
statement wean 30 days alter t was mailed or made tie FCC. Calmat held at the LBS AG Cayman Branch • brat. of your aceountaporebro. Net of assets end
available. All sutemores shall be deemed complete are temp:ore* nposed to the sovereign risk of the Dividend frothwerteront Program POMO liabiBbc
and accurate n all ether respects if not objected to in Cipmen lia-ds, and there is no guarantee or other The price reflected is an average price You may obtain • Assets Includes available cash balances. vales fo r
witeg within 60 days otegabon of UBS AG to repay t e Dalaxes %Nita' the the actual price tan you. Financial Advisor. Or.), vhole restricted security (est ), and GlobalTine Deposits,
• Please drool customer complaints or nal-la:RSto tie UE6 Cayman Branch's books. hares are purchased under 0 RIP; partial shires MI be unreozed marts 10 metet, andoaten assets not held
Frors Clem Retsina Department at 201.35E-1B99 soli and the cash wil be deposited incur account The by the Fem. Does non include unpriced securnietasses
a Pittner at 800354.9103, 8:03 AM. to 600 P.M D•POtks a LBS Birk L6A and each UBS AG Bench are &Mired terne5imere puce swelled by te a"' may if the end of the prior and arrest statement periods, a
ET Monday through Friday. or in iwiti-g to LES non protected by 51K. Monty Fund shires we protected Offer from the make rite at which to partial shares ornate reesoronts, invested stock options aid
Financial Senices lx., Client Relations Department, by SIPC. See 'US$ Fancied Services Account Protecteon* are sold Perces* stook options
P.O. Box 766 Union C Cy, NJ 07087. below. • Ciabitoes hcbdes debit Waxes, oAsta-drg maga
• Fa TW services. Call B44-612.0986 or than outwit Caeleitlieu loans, credit line, shoe' accost balances.
the US.; 612 01352.1495 Upon your reqUelt, balances in to Bane Sweep Crib whole units may be hid n yom account. if you re • Cash/money balances. Total of uninvested available
• In caw of errors or darters about an electronic Programs or DA may be witedrann arid shares of a entirod to a partial snit as a result of a &Mord payrwra cash balances, plus depart balances a UB5 Bank USA,
funds Wander (EFT}, bi payment or UBS Vistithit Money Fad may be liquidated, and the proceeds or ahem's., the Firm MI either sell penal units at UBS AG U.S Branches ad moneymaker mutual taxi
card transactions, call BO -762-1000, or wee to PBS returned to you or your sto-rdies accost market ace a accept an amend determined by a sweep balances, at to oboe of he statement pertod.
Frontlet Semites lx., 1000 Harbor BIA, 6th floor, regetered clung agency, and mat you accost. Non.conmodity free cede balances in your non are
Weehawken NI 07086, Atm RMArE6A Servits Father a-formation about arolable sweep oprons, not negated from other balances and the Fim may
ncedirg current Merest rates and yetis, s mailable at Inverbitent objectives use any of these (ands tithe ordinay MAW of its
Cal or wete as soon thyme can, if you trek wet wmv.ubs,corrimeepyelds, from your F asocial Advisor The nvestnent objectives wed risk profile we specific to bwites. These funds repayable icon your demaid.
statement a receipt 6 morg or if you need more or by calling 800762.1000. each account and may soybetweenset wan. This total 6 ncbded in the current penod closing wan
roormaten about a herder on the statement or Please Saw the Firm promptt in venting of try
receipt. The Firm orCard ester (as apple/Me)met Upton change in yor financial shuationcr
SDNY_GM_00027896
CONFIDENTIAL
EFTA _00138516
EFTA01279125

Important information about your statement (continues)
bandana inhumation believe to be Marble, but we do not asartene their - DPP and tnkitecl REIT testes are not listed on a tent invesurem oust units teas dents, we ardor
Fcr &land inloiminon on the Finis lending radices accuracy. maknal monies echange, and at general* OS Mae. receive reserve shariv corroinudion
and *downs. rreeffeerr to yrs Chant Relatanup - We general/ use tie clang encode." awn* a illiquid and even if trey can be sold the price from many of to hexaneo companies trcbreniting
Agreement or Aaost Agreement and the General the mean of the bid a-dad prices for lined received may te less than tepee share estimated the amuty attracts. nines of the Issuance
Isms arid Condition& ISIS Statement of Credit Priones steadies and Opts<C6 a or bad prices ter OTC mite provided n the accost statement. companies or sporeors of the Veit investmem busts
available in Agyeemena andDiscloanes at tersr dies. we distribute.
jars. oaareentreotierfirelones. ▪ LOSS area* traded securities may be Priced ott-9 8 • Rearicted entities Restated marlin general* — Our if dint afro receive trading corrrnimans rd
valuann model a the most recent pine we an rot cursentbr Hebb kr public sale. US$ Fina-cUl otercompensatin from mutual funds ad inura-oe
Yew sea donned and may not reflect al actual market pee Services uses the market price of the unrestricted node canaries whose products we dstrttee.
Your atonement itemises securities rodother assets heti a vain. al the crane issuer in an imputed value f✓cc the — We recent n irrualI ee fran Leslie.* USA and
in the sant at the end of the statemert period. You - Caton poutiro may appear whou a peke ad restricted stock itor processof this statement only. To UPS AG Stamford Branch of tato 12 py accord
may ad for delivery of kW paid manes M very time. will thew as • an was not asialable• 4 we n the extent that maned senile' are eligbh la sale, sweeping to the banks vneder to lBS Bari Sweep
You may receive sear-item used as inn collateral after unable to obtin a prints a tensity the value wend may be abstantelb less than the Program.
paying any balance du on them. Any securities - Deposits a securities denwinated ticurrercies wand value town
tandem:duo the Finn d.ri-g the statement period are other than U.S. dolls are reflected a the eschange Activity
land al market vale as of the end ol the Mates+ rate as of the statement date. • ht. (estimated/ Moan► current yields and rate& Information rearing commascre and otter charges
period. - far certain searkin rang innonconforming An *SOTS of anal exam n based on current insured in correction with to newton of tads,
• Cart ban. In dastovnning the cost basis of to cionornivhons, nice rd qua-oily0am sale) may nicked ad interest rates, assuming tie searkes will inducing cption transactions has been included on
seaskies included in this statement Sere indicated have been adjusted to facilitatePreper valuri:n be held for one yea from statement date or anti confirmations anioushr furnished to you, and MI be
yin the number 'I,' LES Fnancial Servkes has relied to cbtan cram quotations, when available, contact maturity. This Sinn is onlyr a guidelne, accuracy provided to you pranptly on regent.
oninformation cbtarned from sources other thanU S yar Financial Advisor. ad continued ricome are not guaanteed
enanual Services, including nformstion fran another - Estimated annwl Some and tweet meld fa Short selling
fin a that you may haw ;reviled to yds Financial • Private innotmente end riveted products certain Sec of searkies could include a ntun of If you am engaged in short seam a security, sou may
Adoisor. The firm does rot independently ye* cc Private hest:nem storities (raking drect anoint or captal gains in which eye the en. incur a charge due to certain torowtg costs kr that
gannet the Yank, a vanity of are information partkipatiw program ad real estate imestment trust income (ad curet yield world be overstated. paliont 'ease/.
provided by 'awes other than LE6Fhincial Ser ites. moonlit') and struckned produce are genewil* highh - Estimated mud inane aid onset weld arod the
halation though WS Firsancil Services sanely ilicuid Certain stnnored MSS, bow not been anal imam andyield Thicid be low., a higher Open eiders
updates tin alternation as it is received. the Mtn registered with the Securities and Exchange than the sainted amounts. Regarding open or '9:coltill-tancelled* ceders tat
does not provide any antra-eta that to inonnaticn Carnissisn or under", state securities laws. We - An ennete of a-rualered income Haden area wire not executed by the statement date, open buy and
Let 'Cost ban' and "Unrealized gay:(oss' is Donde etlinated vales la private investment interest) divided by the current market se/ stop ceders re naked by the amount of dads/Ws
accurate as or to date of this statement. As such, warns artchistured products for Hann awl viilinvea pe balance as based at the last divar d orritits on an snider.* a enteititt date unless
please do not ray on this inamation to make pipes ay Astray boot guaranteed or hared payment made by the truer and instrand otherwise by you. You are responsble for
larchase or sale decisions. fa tav PorPoses or - These vales rmy dB* stbstantiaty from urns, if assures tie searkhsrdeposks will be held for one orders that an executed die to your failure to cancel
otherwise Accounts tramferred to the Fkm may any, at which a prone int security a year torn the statement date or until matisity. motIng open orders.
reflect gar/ loss nIcrmaticn only for tie period ol Amdahl pretend may be bought or sold and do Accuracyand continued weld ye not guaranteed
tine they ye heed st the Pint More hktorkal not necesserifr reptesere the vent you may receive Thing
Hornet i:n can be Sled byr your Snarcii Anton non liquidann. • Ana. net held by UBSFillellaill Services. Certan To obtan a copy of as cunan Client Privacy Indict
- Third party eninses of vale we y of a cenain nets an rot held by the Fin and net Shah the please COMM Financial Anse or visit as estate
• Unrealized gathaffnees When data is fl ank. date ad ae supplied to UBS Fna-cial Services on a Fern's possessi:n or convol. These nuts are at yaw, ahterwanoiernara.
estmated dreaded gainsrlones an calculated for regular bats by an independent sedation f rm. data on was statement for informational - &BS Fiunoal Services Urn a bank. the RMA, Business
nantsal 'easy lots the transacts data for - issuer, central partner or sponsor estimated vaLes, purposes only. Positions and values presented at Services Account 65A and AMA are brokerage
indivital Ion may or may nut reflect canmksions, it any, are applied to the Fim byte issuer, ironed by the inure firm UBSF rental Same, is accounts which crown access to ba-king smitesrd
charges nest security reorgankann events. general partner or sponsor and ma/ be tabulated not mac/noble for lie ilameron and does not Preach trough wangemmts with affthated banks
Dividend and otter reinvestment lots ad systematic based on deferent information fran tinned by guarantee as accuracy. These assets an not protected and od-er tad-party banks. an provides access to
puchase inn are each combined to ditty ore abed petits to denve their minuted values. by SIPC or the Finis supplemental SIPC coverage. inurerce and amok, products issued by trainmen
averaged lot The 'Trade date colomn cements the - You can obtain adinnal Hermann regarding thhopyty inagarkecomprim troy*, innate
orgi-al eansactron trade dale. to metionlogy used to determine the estimated • Revenue Swing and additional ccenpereetion. agency atticiaries of lISS Finned Sent/slot
value ad the date of the Hornet/onthat is the - h aidilcn to carimbsins cn sakm a-d 126.1 lees - hvestmere inurarke. rd enmity prairlc
• Callable neuritis Bonds and preferred stock that base for the estimate by contactrg your Frenoal wend ncomectir with to dastriputon of mutual - Not FDIC intred• le3 bank guarantee May bse vale
to ban cats for erg redemption veil be selected Advisor. fun to our dents Y1* /XS& our attain ream* - WA. Peso's* Management Account, (limns
inpartially by lot from anwg all scones of tat - Third party eslinaSed vitas may be reflected as revenue Meng payment keno deeL uta. ardor Sands Account BSA, IRMA and nammtromal Resource
erwa belle in our name or in nontwe nine for our Mika priced' in several Muslin, when an advisors of the main fun that we sell MIS* Inman-rent Account Se reentered service maks of
dents Call base Hermann is Steeledfromthird edeperclent valuation vim has not suppled a smarts are based on es different contorentsr ll3SFrencial Services Inc.
parties and its accuracy d not guaranteed. Other call treble to assign a vain when we become awe the anon of sales by LES of a particular nodal ▪ VISA is a registered tadernat owned by Visa
features may wog which and asset Wen caliph* that a material event has darted that may call a krd family to our <lents; and got the asset valn of a hternaional Senn Association ad used isle
Hamm on will be provided upon request previously wand vale is question, a van a 'curricula. mutual led f ambit threshold at gut kern The UBS Vera neck cads ad the WS Vita
value would be highly specula:we due to the nature fins debt cards are issued by UK Bank USA with
• °reran of &Pent Os). COs are FDIC raved of the wounty. - We and OUT affiliate also receive network read permission from Visa U.S.A. Icorporated. AA other
is to 5250,000 n principal and accrued interest per - Whet inter an issue, general panne a sponsor onnbus processng fees in consi*rannf or transfer eadernaks, registered antennas, service maks and
deposes ad per deli:440,y intlitaitn, hate-cadence stinted value nor a thadptity estimated vale is agent unites tat we provide so the mutual funds. registered senate marks are of tin rename.
with FDIC nit. parded, the vale of to scarily webedifferent These feet generaly me paid fromi nter awes in compans
from its parchese price. toe mutual fu nd and are a Geed dollar anoint based
• Price/value erns displayed for secant's and other - 'Oinributions to date' may include ream of on the renter°, accosts at the broker-dealer
Prodsts may be higher or lower than the Price that capital, mane Urban. toldng motel fu-dsol that f✓u-d f
you would actualbr receive in he market. Prices ae - 'original unit size • moments to mud offering — h addition to carmissigns received in connection
obtained from vrOs hid party sources *hill we price per era and mad not reflect war cost bass. with Ow sae et cianutkin of annuity centrists ad UBS Financial Services Inc. Pee. 701701
SDNY_GM_00027897
CONFIDENTIAL
EFTA 00138517
EFTA01279126

Iles Financial Services Inc
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2017
CHF70056271090717Y2Y1 0
GHiSLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHIStANE MAXWELL
Friendly account nam • I v Mil nnium
Account number.
Your financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone 212-821.70001800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOUrCeline at 800-RMA- 1000, on January 31 (1) on FebAory 28 CP
account 029328776
Your assets 688,12100 696,38600
Visit our website: Your liabilities aoo 0.00
Ii1WW.LbS cornilinancia:sesvices
Value of your account $688,123.00 $696,385.00
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2017
Value of your account
S the Lr,and$ at year end 2016 5683,739.00
Your InveStrnent return
r>ir 7 688 I 69460.4 Change on
market value $12,646.00
Value of your account
on Feb 28.2017 5696.305.00
250
Dec 2015 Dec k16 tan 2017 Feb 2017
SONY GM 00027898
Member SIPC CNP70001005617109NP7003189962 00007 COI? 030573004 Yi 28776%0 Ol 00CD Page 1 of 6
CONFIDENTIAL
EFTA_00 1385 18
EFTA01279127

SUBS
Resource Management Account Account name: ',.ELL Your K Randal Advisor.
Friendly account name: Ir 1. SCOTT STACK MANLYLE CASRIEL
February 2011
Account number: 212.821.7000x800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 (1) your xcount
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 696,385.00 10000%
F Corrrnodities 0.00 000%
G Other 0.00 000%
Total assets $696,385.00 100.00%
Value of your account 5696,385.00
Eye on the markets
Percentage change
Index February 2017 Year to date
S&P 500 3.97% 5.94%
Russell 3000 3.72% 5.67%
MSC I - Europe, Australia & Far East 1.45% 4.39%
Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87%
Interest rates on February 28, 2017
3-month Treasury bills: 0.52%
One-month LIBOR: 0.79%
CNP70003005627110NP7003189962 00637 0217 030575004 Y121377655001MtGiumoneage 2 of 6
CONFIDENTIAL
EFTA_00138519
EFTA01279128

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
(*) UBS Friendly account name:Indy Millen mum SCOTT STACKMANYLYLE CASILEL
February 2017 Account number. 212-821-7000/800-308-3140
Change in the value of your account
February 2017 (5) Year to date (I)
Opening account value $688,123.00 $683,739.00
Change in market value 8,262 00 12,646.00
Closing account value $696,385.00 $696,385.00
Summary of gains and losses
values reported below exclude products for which gars anCHOsses are not
Realized gains and losses Unrealized
February 2017 (1) Year TO date (4) gains and losses (S)
Long term aoo 0.00 53,990 00
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in 'mponanr information about your statement at the end of this
document
Your return objective:
°merit inccme & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibilty consderabon None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, first Out.
SDNY GM 00027900
C HP70502005627111 NP70031$9962 C0037 0217 030579004 Y128776S50 010000 Page 3 of 6
CONFIDENTIAL
EFTA_00138520
EFTA01279129

*UBS
Your notes
c.,4. 44v.,,, ,,,,,,,,...,..o4 ,.,,e4c4,sody,zenressoo,pg., G. ,,,,,,,...4 0 of 6
CONFIDENTIAL
EFTA_00138521
EFTA01279130

Resource Management Account Account name: GHISLAINE MAXWELL Your /1s andal Advisor:
*UBS Friendly account n -I v.Mll nn m SCOTT STACKMANLYLE CASRIEL
February
2017 Account number. 212-821-70001800-308-3140
Your assets
OM
Some pnces, mottle and current values ShOern may teepproximene. AS a *Sue. aidassesMay ndl
be eccurately reflected. See smponant infonstab0n about your statement a the end of ttws Oxuenent tot
more infornason.
Non-traditional
Private !gray funds, Hedge funds, andOther investments are lend in yOst UEISFinarcial SeMteS Inc. CUBS Estimates of value %pi:fledby Kates of Cerlan fleogams (MO ate generally 'net asset value' estmakS)
FS) trolerage account. the potions reported below reflect the recceds of the issuers, and UBS FS does not are shown as ' issuer est. value pet unit'. For Pnvae equty f unds, 'Est. value per uM' is a Value updated
patentee the accuracy of the I riormation The value shown is not necessarily the value you would receive quarterly, based on the Net AsSet Value NAV") in the fund as of the date specified adusted by addng
from the issuer if you sddthe assets. Funds sanely sdd by UBS FS are subject to ongoing due dagence, recital calls and subtracting dsintortions Once the NAV date The NAV is primarily based on estimated
debauch the level performednay vary A dosed fund may be subject to no ongong ciligence A fund that pariah° vd ues peovicsed by the underlying fund sponsor Thew two values may vary because of differences
you pu '<hied elsewhere may never have been subject to UBS FS dlige nee. although UBS PS mai receive a in the way they were estimated and because the 'Third party en. value per unit' may have been prepared
fee from t he fund's manarget, whit hinny ccoslitule a majority of the rnanagernenoi wenn ve lee. Please on MP bass ol financial irionnaton other than year.end Reported estimates may not reflect resale,
contact your Financial Achnor with questions. • Est value per unit' is an esemate of value supplied by an liquidation or repurchase value, a any, and May rc4 reflect dist ebuti cos of caortal until the next valuation is
independent valuation Iron and reflects adjustments for factors such as tee sconity of the units. reported, central), On an annual or serrl.annual basis See Important inlomsasOn atiour yaw statement at
the end of the statement.
Hedge funds
iturchale ON&
Nattier Average One Client Cost Price per share value on Unrealized Rao imemment Holdng
Hddng of shafts per shale (S) investment (S) basis (1) on Feb 28 (I) Feb 28 (s) gain or loss (SI return (S) relied
ALPHAKEYS MILLEN FND
BROKERAGE NO 01/31/17
Trade date: 642,395.00 642,39500 I.000 696,385.00 53,990.00
Your total assets
Percentages COSI Estimated Unleatzed
Value on Feb 28(5) your account oasis 01 annual newt (S) 9ein or loss (S)
Noe.tradftionel Hedge feeds 6%385.00 100.00% 642,395.00 53,990.00
Total $696,385.00 100.00% $642,395.00 $53,990.00
SDNY GM 00027902
Cele7C0030056271I 3 NP7003189962 00007 0217 030579004 Y178776S50 Ol COCO Page 5 of 6
CONFIDENTIAL
EFTA_00138522
EFTA01279131

*UBS
Your notes
CNP7C409005627)I 4 Nmooler3962 00.7 .7.0,9,04 yizenessool NtAY_GM_000279t89e 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00 I38523
EFTA01279132

Important information about your statement
Fioncial Services Pc. (the forn or UBS Finercia her Irornyou no later than 60 days alter the Fern Corporation (Sift), which protects wanes customers • Adsieve CerealA ppeaciara. Investments seeking
Strobes). is a merrber of all principal acuity, ccmrrothay fed you the, net stlitallUnt on with the errs or of its marten too to 5924000 (i-cLdirg 4250,000 for growth d pmcpal rather than the generates of
and whew exchanges. UBS Financial Semler, and LES Problem aramed. dains for casN. Embnakry broceue asoilable upon inCOITO.
Bank USA re i-died subsilones of UPS AG and - Reed. your name and want nwrieer (if any) repent or at mow wt. org The 9PC asset protean • Proace Coma...Mean of McGee and Caper
afti hRes of U35 Seven LLC. The FiMs financial - Cesabe ells ennr or tie transfer yea ate inure lent apply to all accounts that you Fold in a particular Apprere*n. Investment, Seek i-g both the generation
Statements available upon recited. The Faros exeo.nie about, ad explain as chary as you cm why you capacity of nccme and growthof vita:al.
',likes are at: Wee • is new or why yeu need more The Fin; torte wale certain affiliates, hei ako
Sama tion purchased suppkorrutal innate lho maeinum Overall risk profiles
UB5 Financed Series loc. - Frondethe doter anent d the suspected era. /mount payable to at eigtie clients, colechtely Lint • Consonant,' Seeks to marean Mut pampa& with
W 12 e 0 e 0 h H aw ar k b e o n r , B te o l u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer we Westgateput complete t S h i i k s o p r r a a t e o c t t h io e n p is o 5 k 5 y 0 a 0 n ',o in n c io e n e e a o d f b Im ec it e a e ti r o te n r s 1 , c 0 a , t 2 s 0 a 1 t 6 . l t o h w at r m ats e a n d t i v e o l a at c ili o ty r t n o t d h o e e s a r c o c o e t g n e t n o e w ra r t a e t s i e g v n e if n ic i a f nt
and vial correct my mar promptly. For alleged errors the Firm isfurther protected for up to 51 9 million n the income a roans and may not keep pace with
I T B hi S s F S i t n a a te n m ci e a n l S t r e e n p e r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i w cia a l d re s c , o w rd e o p f y t et m P o o r l e o t n ha ; n U B 1 S 0 V tu e s a l v e d s e s b d i a t y c s a t d o t c ra lo n t s h a s c , t w :d e m w if e l w l c e re t d ak it e P w fl r e i g t e ,. te A F o (u r a t n co g p e y r o a f c t c ie ou p n o ts k h y e l w d a in d a in p g a is ii a s v ib ai r li ole • M inf o t d ri e ti r m at . e Wiling to wept some ride to principal and
official la dxunint& contanng cornicingdata 'hosed yes won for do amount you thinks in error, so that won request.
not be relied wan R you bete* there is en era or you vii have the use of the money dung the tine n tolerate we volatility to ter Niter return,.
'minion pipe report it immediately n writing to the takes us to complete our iwestiption. The SIPC protectin Delhi suatolamerlal protection • Aggressive: Willing Po accept hip risk beincipal ad
Brandi Managr of the office serving your accant both do not app& for high volatility to seek high return overtime.
Please mike all checks payabb to the Fern or tie • Certain financial assets controlled by (and ticiackd n • rniestment agibiftey Consolmatiom t selected a
Markup al hares sown se Wended to be accurate, lilnoal instkition racked on tie bent of the your account value) but held away from 15$ Fina-col portion of the portfolio for that account may include
statement data *cub not be used fa tie purposes Rey statement In addition to metier account fees accounts Services (e.g., certain() cash at UBS Bark LISA, (ii) complex strateees. finned Pe idly awl Snorer'
coley on yemend tax kirms, (Se , Form 1099. 5498. may be abject to mateenarce lees. chaps for late cash at LOS AG U S. banchn, Pii) nuance products, volatiley.
1042$, etc ) when prepamg your tax return. The Fim ppm* kr securities purchases and charges For unpaid including vaiatile enmities, and (n) share a maul
required by law to man to tie IRS all taeable dal:knot, an:orb n cash accents. Accounts that we tansferred funds where such shies reregistered dreaft n the Statement •heuseholdiof
report/kb rantauble anima and uxdok tame to other instnalons may be subject to a Vander lee. nine of tie account holler on tie bales ard records We may comokbte at related account statements with
coned en wesaities held n pet wart, net proceeds of do issuer a twofer agent; the same address in the sane ervielept to 9. because
c se n a s n at i e e b s r . eactiere, rd cost basis an certain covered 1 O to . J 6 O P 5 S o a / f w f t e e d rs e e p o p o p O s t i i t o p s n t a i s o t k n U s r B S sw B e a e le p U rg S c A a s a h n d b a L l B a S nc A e G s b S a t l a a m nc fo es rd • n l I im n o w t i t r e s e d t g r r i p s e a t m e rt r n e c e d o r n u sh t n r i a d p c e s t r s a t n o h d e r n p S r e e iv s c a u tm t r e it e i p e n l s a t A c e • c • m t • 0 • e 1 f n e t 1 s l 9 l ) , 3 t ( a 3 t ; i t t a , a n r d e y t r h e o l e a u y t F i o h e n a e s v h l e y O o t s w o w n m e e o rs ll i r o w e d h i o o n r d a d i l s s e t o d n m u t a s a l i a s n t t t a a t t h i e n e m O s e u n h r t l s e a m a c a d co d ile u re n d s t s is .
C • a M v O ar M o * g r r e ia co tk r i d n r a im w a id y e o th ra e l F co in m n m uncatione in writing L Be i n d c s h M O on r e a y S F w u e n e d p s) P a r n o d g t a h r e n I d n , t m er o n n a e ti y o m na a l n D e e ' m ou u l t ual • o C c o to m p m u o s d m it e ie t s a l c c o a nt r a a c t t s s ) ( , e i . n g c , l f u o d r i e n i g g n fu e tu a re lu s r c g o e n t a a n c d ts s ca e l r io ra g t y e o e u m r F e in h a r n e c s i , a y l A ou d v m is a o y r decline howehdding by
to further protect your rites. mdudrg your rites Accant (DA) fa cratomrs with an Hematimal and commodity when contracts
under the Sed_Wies Imenor Protection Act (SPA). Rexene Managemerd Account. Through the Bale The SIPC protectbn and the supplemental protean do Friendly account name
• If the finitrcii takution m the by left of to front Sweep Program& cash balances re swept to LES Balk not apply to these assets send they otherwise appear the Friendly account mine *a customizable *nieknane
ol this slims isnot IBS Enna' Strokes, 1.85 USA to to an established knit ad then to UBS AG on your statements. The WC protection ad the clown by you to nun you with your receedkeneng
Financial Semites carries you =aunt as Waring Stanford &inch a a Wray Furd. Nooses at UPS ortglemorgalototection do not protect agionatchange has no legal effect macaw account You can than?
tacker by arra-come weh the rdcated enteution Bank USA we FIX insured in accordance with FCC it re market veal of per investments (whether your Friendly account names, through Online Services a
We in you of this relatimshio When Sr nabs. For more inf cimatien please awn wmvfdic got result of market movement issuer ba-kruptcycr by contacting yes Pbvnoal Aiwa.
opened this ocean. h the cast your Kra and Deposes ALBS AG StamfordBranch .rd shares of °therms.)
leases re boated a U85 financial Senates and rot Money Fads are rot Oared by the FCC. Arzamt overview
the, titoixtg braer, and you mat make a recce Dividend Renvemment Program (DRIP) • Mit afP ot accountfportiolcs Not of assets ad
of any error or omission to both firms Through tee DA, cash balances we swept to deposit The price reflected is an wept rice You my Wan litila
• As depted in the account aft:emelt& you nut accounts at UBS AG New York Braden at UBS AG the actual peke from yet Financial Advise% Onlynehole • Asses_ Includes avalable cash balance, webs fo r
toadyus of am seas or fraud noising docks Cayman Branch. These deposits are not insured by to ewes are purchased under GRIP; partial shies wil be restricted secursy (est), and Global Tine D11:030.1,
retleaed on pet statement within 30 days after t was FOC. Balances held at tie LES AG Cayman Erma are sold and the cash we be deposited nyour account. The Ufrinn020:1 Tilts 10 market, and email assets not held
mailed a made eatable. serrporanly noosed to the minion rite iff the Cayman tended renvestrnere putt applied by to ewer may by the Finn Does not indude unpriced wuritiegaseets
• Pleat. diva *sower complaints or ixpthies to tie elands ad there is no gwantee rooter ob5gation of Oa from the market price at winch tie partial tares at the end of the prior and anent statement periods, or
Fiat C fent nelatiens Depannent a 101.352.1699 LEtS AG to repay the balances while on the UBS Caplan we sold wale Westmont& u vd stock options ad
or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. Branch's boas. termede stud options
ET Monday through Friday, or in wing to U35 Coabieolies • Eirabbes hcbdes debt brines, atstirdrg Mar
Faunual %nice Ix., Client Relations Doper ant Depose a 18$ Bait (6A and each UBS AG Branch are City whole units may be held in yes row*. If yea ate loan, credit line short accent balances.
P.O. Box 766 Union Chy, W 07087. not protected by SIPC. Monty Fund shays we protected entitled to unit as a result of a &lard payrnent • Cash/money balances. Total of uninsested avalabb
• A IIn ewts shall be deemed complete ad aurae by SIPC. See 'S. Financial Services Account Protection' or otiervoise. the Firm will either sell phial units at cash balances pbs deposit balances at UBS Bank USA,
if not objected to in writing within 60 days below. market price or accept an amount determined by a UBS AG U.S. Branches and wavy matte mama Trod
• Fa fly services_ Call 04,6612.0986 or tran outside registered clean) agency, ad coedit yar accent steep balance at the cbee of the statement deed
the US.: Cal 201.352.1495 Upen your remit, batmen in do Sant Sweep No8cormoclity free ova balance in your rave re
• k c h a i r c d d a n ; tr e W a o n a f s n o a d c m e ti r e o M n n s o , k r a w u b e a €0 s s 3 p t - e a 7 r y 4 n m 2 a - e 1 l n e 0 t c 0 a u 0 l . a U n B O S e r l w V ec i e t l r e o ta n t i o c tb U i B l S r M P e r o t o u n g r e r n a y e m h d s a t o o d r y D m ea A a y o m r b a y e o y u l i b b e e S c v t t o a a t t e t ld d d r , i a n e w n ac d n t o a h r u e id s p t s r . h o a c r e e e s d d s a I T e n a h v c e e h n a in m c n c e t e m n n e t t r o e a b n o j d e b T j c e t c i i e t v iv e s e a s y a n b d e t r w is e k e p n r o y f o ile u e a r c e c s o p r e d c s k to n u b s u e e s t n a s e e m s g s r o . e f T g t h a h e b e s d s e e f f r u f o u n m d rl s s * r h e ti p a th a b e y a a o l b a r n d le c in e w a , - a o y n n c d o y u t o i r e u se r F o d i e f m r it n s m a - a d y .
F W in e a e n h c a ia w l $ k e e r n .i c N e I s 0 Ix 70 ., 8 1 6 0 , M 00 a Ha R rb IV o IA r M B S le 6A d , W 6t e h e flo & o r. Pettier riormalcn about available sweep optoas, P s l i e r a / s jo e i a n d t v c e h * a th ng e e f i i r n m p p a r s o f n in p a t n y c in ia l w s i i s tu in a g ti o o f n m a y The total is ex Lded in the Canna period dosing value.
ncleirg current ireerest rates and yelds, s mailable at investment cheerio./ For each account held, you
r C s n e t k a a c n e l i p a m n e a e v n t T o i t h n n a e e F t a r e i e s lm c a s e o o t i o p r a n t C t i a r s a a s n n d y e s o b f c u e e r r c g e o a ° r n n r ( , t a i i h f s p e y e ° o s l t o u a l n t t c e a e a m n e b d k e l n m e y t n o o o r f u r e f f fl U a T v h e B e b m S y F v r i c . o r u a m u b ll i n n s n c d g a a e 8 i r r d 0 l w S w 0 e 7 e e 6 l e r o v 2 p r i . p c 1 r e e e 0 l d 0 s t s 0 o a , . f a W ro n m a t y p i o t r u e o r t e I F n c n v t a e io n st c n o i a r P li1 ro .0 te 0 c 5 t a io n • ch P o g o f e a s n e L e u i r c a s e t e i C o o n u 1 o r t t f h i o n e n a f t p l m a lo o e w e o i f n t a i g n t s i . i e stme e nt t s W tee ri t t h e ; s th : e
SDNY_G M_0002 7904
CONFIDENTIAL
EFTA_00138524
EFTA01279133

Important information about your statement (0011intled)
Lending inhumation believe to be whale but we do not asatentee their - DPP and Lnkital REIT searnes are not listed on a Law invesurem oust wits loos dents, we radar
Fa &tared 'Mammon on the Finis lending practices accuracy. natimal wanes echange, and re omen* as affiliate restive reserve stirigconienulim
and *catnap refer to year Chant Relataarap - We gem.* use tie cloteg I:meet/tin war* a illiquid and even if they can be sold the price Iron may of the instance companies actirmiting
Agreement or boost Agreement rid the General the mean of the bid a-dad prices for lined received may Ire less than tear share estimated Be annuty attracts. ablates of the insurance
Terms ad Conditions. UBS Statement of Credit radices sectrities and °plias or or bad prices la OTC vela provided n the accost statement. empties or sporeors of the tat investmem tuts
available in Agreements andDisdatures a in= dies. we detribute.
jure uaartegthereuraellitelne t. - Less act eh traded securities may be priced usr9 a • Rankled eftwities Regraded acuities generalh — Our elf dint ako mein) trading amnia:ant awl
valuation model ate most recent peke we an rot warmth viable kr public sale. OBS Fine-cal otercompersatim frommutual funds ad inura-ce
Yew steels *tined and may not reflect an actual market price Services uses the market price of the unrestricted sad canaries whose products we dstrioule.
Your statement Semites wraith ad other assets heti a vast cd the sane issuer in an imputed value fa der — We receive n areal fee from Les Sank USA and
in the accord at the end of the statemert period. You - Cenan poptan may appear mhos a price ad restricted stock lor statuesof Misstatement only. To LBS AG Stanford Branch of La to 125 per accost
may ash. for *beery al fah paid seartiet as are time. will thew as • pike was rot attaleble• 4 we r• the extent that mended seoskin are eligbb ler sale, sweeping to the banks ender the LBS Bank Sweep
You may receive securities used as loan collateral alter unable to chin a stator a tensity. the vat. received may be obstantialh less than the Program.
paying any balance dr on them. Any securities - Deposits a securities denoninated ihcurrercies trailed value tan
tannin/Lidto the Ran dreg the statement period are other ten U.S. done" are reflected at the eichange Activity
lined at market vase as of the end of the slattern,/ rate a of the statement date. • ht. learnetsd) ire. current Wel* and row Information rearing commoners and other charges
period. - fur cerrain mashes hang innonconforming kittiwake of anal exam is bawd on current incurred in correction with the wagon of now
• Can bar* In *tanning the cost basis of tie denominatiom price and qua-oily0am vats) may &wicked ad interest rates, attuning tie securities will inducing option transactions has been included on
sautes included n this statement where indicated haw been adjusted to facilitatePrager valugisci. be held for one year from statement date or adi confirmations prenoush furnished to you, ad all be
vet the natter 'I,' LES Fhancial Servkes has relied To cbtan ouTem quotations, whin araitta, contact maturity. This esthete is only a gudelne, accuracy provided to you wallah on realest.
oninformation downed from sources other than LES yea financial Adviser. ad continued ncome are not guaanteed
Fa-uncial Sento ". including nformstion frcm another - Estimated antral income and curet yield for Short King
fin, a that you may haw provided to yeti Fina-cial • Private irmatrnents and riveted products. certain has of shanties could include a retain of If sou are engaged in short selling a secure's,, you may
Adrisor. The firm does rot independently verdY Or Mvate investment acuities fincLdiN erect principal or capital gains in %Nth ewe the en. incur a charge due to certain torah-9 costs kr that
gagentee the ac rag a viably of are information partkipatkri program ad real estate imestment trust income Cadence yield would be overstated. paliosta saver.
provided by souses other than I-E6Fhunial Semites. markets) and strucered produce are ger-hely hghh - Estimated armed inane rd caner* weld and tie
h additim although MN-uncial Sean germalh tepid Cedar. strabsed product, how not been anal inane andyield costa be bah a higher Open Olden
updates this Hannah:an as his received the him registered with the Securities and Exchange than the attnated amounts. Regarding Men or 1scodtilLcancellee erders tat
does not provide any assura-ces tat tie anomaly' Camninkn or under ay state securities laws. We - An estimate of a-rualqed income (dirdend alter were row executedbythe statement date, open buy and
under 'Cost basis' and "Unrealized girll oss' is Doti& ettinated vales lee private investment interest) divided by the talent market sel stop orders ere reduced bathe anount of divdeeds
accurate as a to date of this statement. As such. "twain ardgnstured products for Hamm cral valiatavtiar balance is based al the last divard orrititt on an ex.duidera a enuitin date unless
please do rot ray on this inamation to make arposin crib. Acuracy boot guaranteed or :wrest payment made by the Star and instnthed otherwise by you. You are romonsbla kr
torchasecr tale decisions. fa to praises or - These vanes may differ sLbstantiaty from pats, il assures the senrahrdeposas will be held fa one orders that an hauled case to your failure to cancel
otherwise Accounts tranferred to the Finn may ray, at which a oriole int security a year tern the statement date or until matisily. ocating open odes.
reflect gar/loss nIcrmaticn only for the period ol structured product may be bought or sold and do Accuracy a-d continual yield re net warned
tine they me hard r the Rim More hittorkal not necessrih represent theyase you myreceive Privacy
Harriet i:a cube aided by ear Rancid Advisor. won liquidatien. • Assets not held by UBS FM OSS Services. Cattail To obean a copy of as count Client Privacy/4okt
- Third pany eninaes of wake re a of a cenain ova an rot held by the Fim and nee wean the please contact soar Financial Adliscr or visit as estate
• Unrealized painorantes When data is heath. date ad m supplied to UBS Fna-cial Services on a fan's possessi:n or ccnvol. These ants are zAwinhterwannita-ventrv.
estmated smelted gaindlones an calculated kr regular base by an indesendert yaks/anon limn. dewlayed on yam' statement for informational - LE6Froncial Senices lira a bank. the RNA, Buser%
ratan! retry lots the (inaction data for - issuer, gitrittai pinny o sponsor estimated rakes, purposes only Positions and values presented a* Services Account RSA and BMA are brokerage
rdivitial ins may or may not reflect oc nmistions. a any, are applied to the Fiwi by the issuer, provided by the hung tim UBS F rancid Sawn is accounts which panda access to barking Servos rid
charges ands security reorganthatan events. general partner or spencer and may be cakulated not responsible for tNs incenution and does net products trough wangements with offload banks
Dividend and **retinue:trent lots ad vdtematk based on deferent information tan tanned by guarantee es accuracy. These assess re no protected and od-er tadparty banks. rid provides access to
puchne bb are each combined to di lay or* 'bed parties to denve their striated values. by SieC or the Fan's supplemental 51K coverage. aureate and amuity proctids issued by Loaf flitted
swaged lot the 'Trade date' coLmn presents the - You can obtain adiaknal information regarding taidparty Parana ampanies *rosin inahne•
original transaction trade data. to methodology used to deteimine the estimate of • Revenue Marino and additional conpernation. agency al:safaris of LES Finnan Sena's Inc
value ad the date of the a-ionisation that is the - h aidilam to ornmbsion en satin a-d 176.1 fees - lwatment inurarce. ad amity pratact
• Callable marital Bonds and preferred stock that bag tar the estimate by contacteg your Fronoal received incomes-an with to destrbgen of mutual - Not MK ristred• No bank guarantee May bse vale!
to icon cats for exit redemption veil be selected Advoor. tra to our dents we ado r our affiliate recce* - IMA, aeon Management Account, Banns
Martially by la pan amerg an startles of tat - Third party eslinaled eat.' may be reflected at ravens sharing parnerts from distrautas arida Sena; Account BSA, IRMA and Mei-atonal Resource
ewe held how name or in norniwe nam for ar *We priced* in several stuaticro, 'Awn an advisers of the maul hinds that we sell finer Management Account are registered service maks of
dents Call tease hformati:n is cbtined from third edeperdent valuation tins has not swpked a arrant are based on two different cony:rents, (0 LI3SFroncial Services hc.
patties and its accuracy isnot gaanteed. Other call unable to assign a vela. when we become aurae the anion of sales by LES of a particular nodal - VISA is a registered tadernak owned by Visa
teases may east which aub affect wield complete that a material event ha Geared that may call a lad family toots dents; and GO the asset ate of a edemas:nal Serra Association ad used Leak
Senna cn will be provided upon request previously reamed war inn question. a Wien a particular mutual lard f ambit threshold ate 10.114. the UBS Visa credit cards ad the UBS Vea
value would be highly speculative due to denature fern debt card. are issued by LIDS Bank USA with
• °reran of &Pent Os). COs are FDIC nstred as the 'aunty. - We ardour alA ge ale:treater retworkirga-d permission from Vita U.S.A. Pcorporated. AA otter
go to 5250000 n principal and accrued interest per - When Deter an issue, general partner a sponsor onnbus processng fees in consi*ratado r tanner Vadernaks, registered trachriara sena. maks and
&poster ad per depository institution h accordance estimated value nor a thedlurty estimated tele is agent services tut we wade so the mutual funds. registered seance marks ate of ter respects*
with FDIC nabs pecrecled, the war of IF, warily will be differerd Thew feet gereraly are paid from inurnor MOS h compavin
Iran ilsparchne price. the mutual fund and are a road dollar arrant based
• Price/value Bees displayed for securities and other - 10Stributions to date' may include ream of on the number°, as-cants at thebroker-dealer
Orcdsts may be higher or lower that the Price that capital, mane orboeh. boldngm aid fu-ds ol that f✓u-d fatally.
you would adualbr receive in the market. Fitts ae - 'original unit size • represents tie natal offering — h addition to atonal:no received in connection
obtained from various had party sources which we pike per and and may not reflect your cost base. with the sae at danlution of annuity contracts ad UPS Shand& Services Inc. Rev 201702
SDNY_GM_00027905
CONFIDENTIAL
EFIA_00138525
EFTA01279134

Iles Fnancial Services nc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 March 2017
CNP70065699150317 X1 YI 0
GHISLANE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GfraStANE MAXVVEU.
Friendly account name: Inch,. Millennium
Account number.
Your linancial Advisor.
SCOTT STACK MANILYLE CASRIEL
Ffione: 212-821-70001800-308-3140
Questions aboutyour statement Value of your account
Call your Financial Advisor or the
RMA ReSOurCeLine at 800-RMA-1000, on February 28 (5) on March 31(5)
account 029728776
Your assets 696,385.00 694,120.00
%isle our website: Your liabilities aoo 0.00
www.ubscom! financiaiservices
Value of your account 5696,385.00 $694,120.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
4wew.annuakreditreport.com. Tracking the value of your account during 2017
Value of your account
S Thou,,andS at year end 2016 5683,739.00
Your nveStinent Maim
683 7 696 a 69s.1 Change in
market value $10,381.00
Value of your account
on Mar 31.2017 5694.120.00
25)0
Dec 2015 DK 3016 Feeb7017 Mal 2017
SDNY GM 00027906
Member SIPC 0.7000S006569915 NP70b0307237 00006 C017 030575004 Y178776$50100000 Page 1 of 6
CONFIDENTIAL
EFTA_00 138526
EFTA01279135

SUBS
Resource Management Account Account name: Your Knandal Advisor.
Friendly account na SCOTT STACK MANLYLE CASRIEL
March 2017 Account number: 212.821.700018003083140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 694,120.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $694,120.00 100.00%
Value of your account $694,120.00
Eye on the markets
Percentage change
Index March 2017 Year to date
S&P 500 0.12% 6.07%
Russell 3000 0.07% 5.74%
MSC I - Europe, Australia & Far East 2.87% 7.39%
Barclays Capital u.s. Aggregate Bond Index -0.05% 0.82%
Interest rates on March 31, 2017
3-month Treasury bills: 0.74%
One-month LIBOR: 0.98%
CNP700O30065599I 6 NP7003307237 00COS Col 7 0305750CM Y1213776550 0tftyG t,L0002709e 2 of 6
CONFIDENTIAL
EFTA_OOl 38527
EFTA01279136

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your el sandal Advisor:
friendly account name:Indy Millennium SCOTT STACKMANLYLE CASNEL
March 2017 Account number. 212-821-7000'800-308-3140
Change in the value of your account
March 2017 (5, Year to date (I)
Opening account value $696,385.00 $683,739.00
Change m market value -2,265.00 10,381.00
Closing account value $694,120.00 $694,120.00
Summary of gains and losses
wipes groaned below exclude products for which guns androsses are not classified
Realized gains and losses Unrealized
March 2017(4) Year to date (4) gains and losses (5)
long term 0.00 0.00 44,120 00
Your investment objectives:
You haw• identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in rmportanr information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment ePgroikty consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, First Out.
SDNY GM 00027908
CNP7C0C030556991 7 Nn7003307237 00036 0317 030575004 Y128776SSO 100000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00138528
EFTA01279137

*UBS
Your notes
. 02,.." a s
atlX013.035MISNIMIX17137 030:6M7 MM.. n 2877655010.1, Gm
CONFIDENTIAL
EFT,0013E529
EFTA01279138

Resource Management Account Account name: GHISLAINE MAXWELL Your IIsandal Advisor:
*UBS
Friendly account n SCOTT STACKMANLYLE CASILEL
March 2017 Account number. 212-821-7000800-308-3140
Your assets
Some pnces, income erg current values ShOwn may to approximate. AS a snot. gains aldlOsses ma/ not
be accurately reflected. See rmporinor inrosenabon about your statenrenr a the end d ths documeM for
more information.
Non-traditional
Private eqtaty funds, Hedge funds, and Other investments are held in your UBS rytteS Inc. (UBS Estimates of vat* suppled by issuers Of Certain Drowns (which are gene raly 'net asset vaue' estuhateS)
FS) broleraoe account. The postions reported belOw reflect the recceds of the issuers, and UBS FS does not are mown as ' issuer est. value per unit . For Private equty f unds, 'Est. value per unit* iS a value updated
Ofs ontee the accuracy of the iriormation The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund as of the date spedfeet Austed by acting
from the issuer if you sd the assets. Funds acutely sold by UBSFS are subject to orgoing due dagence, capital calls and subtracting dsl nbiAions Once the NAV date. The NAV is primarily based on estimated
ilthouln the level perforrnedrriay vary A dosed fund may be subject to noorgong dligence A fund that portfolio values pecnickd ty the underlying fund sponsor These two 'blues may vary because of differences
you purchwed elsewhere may never have been cut:sect to UPS FS </lige nee. although UBS FS may receive a In the way they were estimatedandbecause tne • Third party est. value per unit" 'nay have been prepared
fee from t he funds manager, whit h may constitute a maority of the rnana;ernentincentive fee. Please come bass of financial infonnaton other than yeanend Retorted estimates may not reflect resale.
contact your Financial Achnor with questions. • Est value per unit' is an estmate of value supplied by an liquidation or repurchase value, t any, and may rot reflect dst ebut cm of caonal until the next valuation is
independent valuation arm and reflects adjustments for factors such as the tepidly of the units. retorted. generally On an annual or serri.annua balls See Important inforrnatron abour your statement en
the end of ths statement.
Hedge funds
Purchase Plod
NorrOet Ammar trice Client Cost Price per some value on unrealized0M rmemment Hddrg
etching 01 shafts pen share (S) investment (s) WOO) an Mar 31 (5) Mal 31 (S) grin or loss (5) return (S) period
ALPHAKEYS FALLEN FND
BROKERAGE NO 0n8' l7
Trade date: 650,000.00 65000000 1.000 694,t20.00 44,120.00
Your total assets
Percentage cd Cost Estimated ONeffiZtO
Value on Mat 3t (5) your account Oasts 01 annual 'norm CP Oft or loss (S)
Non•tratfitional Hodge roads 654,120.00 100.00% 650,000.00 44,120.00
Total 5694,120.00 100.00% $650,000.00 $44,120.00
SDNY GM 00027910
ChiP7COCEOC65699I 9 NP7003307237 00036 0317 030575004 VI 78776550100000 Pegs S of 6
CONFIDENTIAL
EFTA_00138530
EFTA01279139

*UBS
Your notes
CNP700C00C6559920 NP7003307237 00006 0317 0305750N Y128776550 109ffikyGm0002791Mge 6 Jf
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA 00138531
EFTA01279140

Important information about your statement
IS Fruncial Services Pc. (the Fern or UBS FAercial her I rornyou no later than 60 days alter the Pim UBS Financial Services adman protection • hoed Current IIICOMe: Investments seeking the
Sanibel). is a merrber of all principal washy, canmodsy sent you the list statement on which the ems or the Fire tea membe of the Sewdogs Mess:. liceection generation of income any.
and optics exchanges. UBS Financial Seniors and CBS Problem aiftaemed Corporation (SW). which groltkft waxen customer, • Achiew Copal Apprecenon: Inestments seeking
Bank USA ore edited subsilones of UPS AG and - nosed, yow rams at accost ntnber ql any) of its members into $503.000 0-cldeg 5250.000 for growth of principal rather than the premien of
affiliaes (13S Sevens U.C. The Fun's I ronmal - Cesabe to error or tie tinder you at inure dams for cash). bplinatay broth s. available upon income.
statement is available upon rechest. The Finis tenni& about, ad titian as dearly as you car why you regasi or at mew sprees The SEC asset protean, • Peorkee Condanation of Worse and Capital
allies as at: believe d is anon a why pas need more knits apply to all arcuate that you held in a prticular Appearakan.lnwornents seeleirg both tie generation
Hcrmatign capacity. of ncome and growthof prixpol.
UBSFina-col Serwes K. - Providethe dolor ament of the suspected era. The Fin; together web certain affiliates, has also
1200 Harbor Boulevard purchased eppleerental insurance_ The marmum Overall risk profiles
Weehawken, NJ 07086 The Finn or Card issuer wil diestgate pout empla're mount payable to al eligbee dims, tokawaH under • Comma's Seeks to maintein nilial pi- pal, with
and will coned my error promptly. For alleged erron this peotetion is 1500 million at of December 10, 2016.
L T B hi S s F s i t n a a t n in ci w al i t S r e e n p d re e s s e a n c t c s o th u e n t o . n O ly th o e f r f i r c e ia ca l r d e s co , m rd e o a f y t ou' m rn o o r l e r i t n h g a n U 1 B 0 S l V ow sa n e e d s e sd b a il y c s a - t d o O d a o - t n e a s d , w ir e s . e i r f i l w l c e re t d ak it e t S h t e h f i i t r a m t o is m fu e rt p he o r t p ty ro c t o e r c d te e d d f - a 6 a up d t o frn $ h 1 a .9 ti o m n i s ll . i o ca n s i h n a th e l i t n o h c w a o t r m n iP e e t a a m n M d t v o i o r l a s at c il a i o t n y d w to m d t e h o e i e r s a o n c t c o a o t u n g n e t t , n e p e t r m a r t e e w I ; i i g e th v a e l n a i b f rt
official la. dxunints, contanng conelinngdaa should year ward for the amount you Milk ,s in error, so that acsegate for all poet accounts held in apint:Liar
rat be relied Loan IIyoubeide there is an ewer cr pou eel have the use of the money dunng he One n capacity. A full copy of tie poky *ceding b availtbk inflation.
omission please report it Owned** n wrung to the takes us to complete our nvestiption. upon request. • Moderate: Waling to accept sane risk to pincipal ad
Brandi Manager of the office wvig your accent. tolerate scene volataity to seek h4',er returns.
Please mike all checks payable to the Finn or tie The SIPC protection ird the supplemental protection • Arsine: wiling to accept hip risk to pnnopal ad
Allhaep al Igoee Moan ae Mended to be actuate, frontal institnian iodated on tie front of thS loth do nor apply to. high volatility to seek 4hreturns over time.
statement dna should not be wed for tae proposes Rely statement In addition to nrgeiar accent Ism accounts • Cerkin financial assets controlled by (and Hided Pi • fnverstalent Eigedity Coneareation: f elected a
sclehi on yerend tax kirms, 6.9 Form 1099.549t may be abject to mantenace hes, shown for late your account value) but held awryfrom UBSFirtabol Portion of the portfolio for tut account may include
10425. etc ) when frepamg your tax return. The Pim parried tar securities purchases and charges for unpaid Services (ag.. certain 6) cash at UBS BA* VA, lig conple strategies, liated liericity and rater
required by law to repcn to tie IRS all livable dividends, anent, n cash accotnts Accents that at tansferred cash at (.ES AG US. Branches. OM narance products, volatiley.
dportabb noretadbk anima and taxable interest to other instnAins may be subject to a transfer lee. including variable annuities. and (iv) shires of mutual
eared an sickens held n you soca" net proceeds funds where such shies ant registered drectly h the Statement •heasaholditr
an see tradaclions, ad cost basipon certain covered UBS Sweep Options name of sin account holler on hr books and records We may consoldate all radial account statements with
seosaies. LES offers options kr seeprg cash balances balances of the Men Cr trMfer Kant); the sane address in the am envelope, e.g. because
to bat deposits at UBS Bak USA and LBS AG Stamford • IrrfaIrearCradaSOr Investment detests (eg. they hate antes who abo mantan pm account
Cavarariloakma wide she Firm branch (lark Sweep Prcgarns), moneymike mutual limited partnenhips ad private placements) that are celationPtps well other cbents a the same address. If
• Meese reconfirm ay oral communcatons in wring tads Money Funds) and the Intonational Depose not registered under the Securities Act of 1933; end you prefer to receive inditidual statoomh maibd nn
to further protect your ritas indudrg your rgim Aoccent (CA) for a/stomas with an Hemalinal • Commodities enacts (e.g. foreign exchange and separate envelopes, you mydecline houwholding by
viler the Sea_riies Imenor Protection AO (SPAT Resent kilana;ement Account. Through the Bak Preciousmetal cam-MA includde futures contacts LEAN your Ftuncial Ackisor.
• If the financial Mitution on the top left of to trod Sweep Program cash balances ae swept to MBank ad corrmodiw option centrals.
of this stamen isnot LBS Niacin Saykes, UBS USA sp to an established knit ad then to UBS AG The SIPC paotecton and to supplemental proteclon do Friendly atoteavat name
Ftencial Simian caries yer account as dewing Stanford Bunch a a Wray Ford. Dwain at LSS not apply to these assets Bent hey otherwise appear The Friendly account nano is a customizable 'ink/wane
broker by arra-gerrent with the ideated institution Bank USA are FCC insured in accordance with FCC on your alkOlilla Ws SEC protection at the chosen by you to assist you with your recadkeephia
We informed you of this relatinshio Menne, nibs. For more information please visit wwwfdic got stpplemental protection do not protect against changes has no legal effect on poet account. You can ohm.?
opened this accost h the cast your knit and Deposal a WS AG StamfordBrach ad snares of in he make vale of yes irmestrnents ((whether as a your Friendly accent manes through Onkie Semites a
dimities ae boated at UBS financial Services and rot Money Furls are not intend by the FDIC. result of market movement issuer ba-kruptcy by contacting your Financial Admen
the imcdaciw brder. ad you mist make angers °theme.)
of ay car or omission to both firm. Through he DAy cash balances at swept to deposit Account oveniew
• As cleated in the account agreements, yin m+.et accounts at UBS AG New York Branch ad UBS AG Dividend Reittiatbibarit Program (DRIP) • Mee of your arcounteponYoSA Net of assets ad
noddyus of any enors or fraud Molting decks Cayman Branch. These deposits are not insured byte The peke reflected is an average dice You rnw obtan liabilities,
rellecied on your statement within 30 days after d was FCC. Balances held at %MIAS AG Cayman Bunch ate the actual price from you Neutral Advisor. Dry lade • Asses Includes anted* cash balances, vales for
mailed a made awakes. terrporanly emoted to the sovereign rid of to Cayman sores are purchased under DPW; Denial shays wit be restricted security (est ), and Global Tiro Deceits,
• Pleasedied °tower cantata-at or Hpiies to tee brands and there is no operant.. or °tier obfgaion of cold, rd the ext., wit be &veiled your account The wreaked marks to make, and certain assets not held
Firm's C fent Relations Depannent x 201.352.1699 LES AG to repay the balances while on the UBS Cayman dviderd relearned rice sLoofied by tie 'Ester may by the FM Does nal include unpnced secuntieiassets
or toll-free at 800-354-9I03, 8:CO A.M. to 6 CO P.M. Branch's bxks. dNer f rom the market price at mesh thepartial shares at the end of me poor and anent statement penods,
ET Mondry through Frday, or in wring to WS are sold prom ewes:mem untested stock options and
Fe-uncial Bening Pc,, Client Relations Departnenk [awa. a LES Bat L6A and each UBS AG Branch are Owircitade mod. cations.
P.O. Box 766 Union fey, W 07C$7. roe protected by SIPC. Money Fund shays are protected • eieldeoes tildes debit balances. artstanitg magi
• A 0 stidemeres shall be deemed complete and accute by SIPC. See 'LBS From's/ Services Account Protection' CM, ig'. units te held in you- arrant iron Ion credit line, shot account balances.
if not cbActed to in writing within 60 days below. entitled to a panel inn as a result of a &nerd Parent • Cash/norm balances. Total of uninvested mild*
• Fa TT' services_ Call 044-612-0,36 or tram etude or itemise, the Firm will ether sell papal a cash balances, atm deposit balances en UK Bank USA,
the U S.: Cal 201.332-1495 Upon you, request, balms n the Bank Sweep menet pd. a accept an mad determined by a UBS AG U.S Branches at money make matwl herd
• c f h i a n r u d is m tr t a r o a n f n s * a s m c fe ti o r o W s ns o , O r c c . a b p ll a K it s O p e a i - n 7 w s 6 n a 2 e b - d 1 o 0 u a 0 t 0 a U , n B c S e r l a V ec n a tr e t o o n t k i o c e U i B t S r M P e r o t o u n g r e r n a y e m h d s a t o o d r y D m ou A a y o m r b y a e o t l i b u q e u s i w d t a a it t h e le d d, r s a a w n a d n c t c a h n o e d s p s t r o h c a e g e s d o s f a I r n eg v i e s s te tm red e n d t e o a b t j h e ; c a ti g v e e n s c y, and credit you aCCOSLI N n sw o o t e n n e -c p e o b g m a a m la t n o e c d e d it s y f , r f a o r t e m e d o o cr t h d e o e d m r t b b e a a o l l a a f n n t c i c n e e s s s a t in a n t d y e m t e o e r n w F t p i a m e w r m io a a d y a t
F M in e a b n a ci n a e l S . e % m N ite I , 0 Ix 70 .. 8 1 6 0 , 0 A 0 t t H n a R rb IA o A r B rES i A t, S & a P k il e lo s w , Fester hicirmalcn about available sweep options, e th a e ch r e ac tu co rn un e t r s a n ° d tw m en g ti e w s r y e b n e d t r w is e k e p n r o y f a il w e b a e o c s a pe n c ts li c to u b s u e s in a e n s y s o . f T t h h e e w se f u h n a d n s d a i n n p th a e ya ° b H le in w n a y n c o yo w u s r & of m is a d.
nchirg cured interest rates and yelds, s available at Maw advie the Firm pronpf b. in writing of rep This total is nclaied in the anent period closing van
C sta a e l a m e w nt r a it a re s c s e o i o p n t i a s s w y r o o u n c g a ° n r , i if p y . o / u h ne i e -l d e m p o e r r e a rt m b v y . u ca b l s li , n c g o 8 rr 3 im 0- e 7 e 6 p 2 p .1 e 0 ld 0 s 0 , . from your Fnancial Advise' P in p ve -m st ik m e, e * n t c o h b a j n e g ct e iv in es p a fo r r f e e t a a c - h c a is c ( ' c P e a n t t t h on e g n r y ou
nkmaton &cut a trader on the statement or choose ore of the Wowing in estment objectilet
deed The km or Cad beer (as aRolothle)nMt
SONY_GM_00027912
CONFIDENTIAL
EFTA_00138532
EFTA01279141

Important information about your statement (COMIntlecl)
tending infanta:on believe to be tektite, but we do not gars tee their - DPP and vatted REIT waits are not listed on a taut inveamem oust units to as clients, we rider
Fa dnalecenlormation on the Finis lending ranges accuracy. national wastes exchange, and av "mealy as affiliate receive COMMIS sharing corronsurion
and *down refer to was Client Retain-Mg - We wenn* use tie closing ante when wad* a illiquid and even if they can be sold the price Iron many of to entrance companies underwriting
Acreement or Accost Agreement and the General the mean of the bid and ask prices for lined received may te less than tit eper shore estimated the enmity carats. Manes of the nuance
Terms and Conditions. LES Statement of Credit Practices swages and option or only bd prices la OTC vala prorickid n the accost statement. companies or sporeors of the set investmem hats
audible in 4g/temente andD isclosure' a swages. we distribute.
Jury urarenVerrearnoardmornc. - Less actiseS traded securities may be Deiced usng a • Rankled eeturities Restricted acuities gentealS — Our affiliates am rue e. trading ccerrnigans and
valuation model ate mon recent peke we re rot Mien* eatable for public sale. (1135FilWICidi otarcompreation from mutual funds ad insurance
Yam' awls cbtined and may not reflect an actual market price Services uses the market price of the unrestricted stode canaries whose products we Ostrioule.
Your staemem itemkes wourities ad other assets held a vale. of te sane issuer as an imputed value fir the — We receive an irrualfee franc Leslie.* USA and
ei the smart at the end of tie staternert period. You - Cenan poseiro may appear inthan a price ad restricted stock lor statues of this statement onyx To UPS AG Stanford Branch of wow 525 pa accord
may M. for daway d 1.4 pad saute& al int time. will show as •F in was not aralrber• if we an the extent tat regained seosein are eligble la We, sweeping to the banks ender the lEtS Bari Sweep
You may receive securities sad as loan collateral alter unable to obtain a price for a storey the vat. naiad may be tabstantialb loss than the Program.
paying any balance S. an them. Any securities - Deposits or securities deraninated iscurrercies waited vahe shown
tanstiened to the Pim dreg the statement period are other than U.S. doers are reflected a the achinge Activity
lined at market vale as of the end a the statesmen rate as of the statement date. • Ea lestinated) Ire, current yields and rates Information rearing commescre and other charges
period. - fa certain washes inane innonconforming An *stens d e-nal irtailt is based on curet incurred in correction with to newton of fade.
• fart bailie In detemning the cost basis of tie denominations. pdoe and qua-My0am value) may &Asked and intent raw, attuning he washes will inducing option tunas-bons has ben included on
seaskies included in this statement there indicated have been adjusted to facilitateproper valuation be held for one year from statement date or urea confirmations previousty furnished to you, ad wall be
rah the number' I,' l66 FhancialSenakes has relied To cbtan curem quotations, when araftle. contact maturity. finis estimate is only a gudelne, accuracy provided to you monody on reopen.
oninformation obtained from sources other than 1.8$ yar Financial Adyiscr. at continued worm are not guaanteed
Fnanuel Semites, including nformstion fran another - Parroted arnal income ard current yield fa Short soling
lien a that you may has ;corded to yds Financial • Prawn inwevnents end structured prottuas. certain types of searkin could include a retain of If you are engaged in short selling a security, sou may
Adrisor. The Firm does rot independently vedY cc Mute investment searities (ale Wig dna principal or capital gains n which case the est incur a charge due to cenaintaroweg costs for that
garantee the warms a vadity of any ea ormation participation program and real estate imestment 'Li income (and overt Weld would be overstated. pa-Osier scurry.
provided by wades other than I-E6Fhunial Ser ites. washes) and struckmed product are general. high - Estimated areal Mane and outwit weld and the
h adcktin although WS Simnel Services randy Mislaid Caton structured ;marts haw net been anal imam and yield rrigFd be low.. a higher Open orders
updates his informal:nes it s received the km registered with te Securities and Exdla-w than the atenated amounts. Regarding wen or -goodakcancelled- adon tat
does not provide any assura-ces that the hfonnaim Canmisai or under any state securities laws. We - An estimated a-rualged income (darden:I aura were rot executedbythe steam.," date, open buy and
under 'Cost base' ard 'Unrealized gerl loss' is poirekestinated vales la private invearneM interest) dieided by the current maket see stop ceders re reduced by the amount of deaden&
accurate as of to date of this statement. As such wanton rad 'Instate, products for inlamawnel valrataverage balance is based on the last chard or rights on an insdiuidena a ear gas date unless
phase do rot ray on this information to make Purposin only Acaracy is rot guaranteed or interest payment made by the hoer and inch-cad otherwise by you. You are raponsble for
Wawa cr sale decisions. fa tss Malosses or - These values nny differ substantiaty from press, if assures tie searkesrdeposks will be held for one orders that re mewled mile to your failure to cancel
otherwise Accounts transferred to te Fins may wiy, at which a private int security a year born the statement date or until maturity. Prating mar a-ders.
reflect ger/loss nformation only foe the period ol structured product may be bought or sold and do Accuracy and contewed weld an not guaranteed
tine they are held x the Pim More historkal ref neasserifr represent the vase you may ramie Privacy
nionnat ion can be Wad by year Finarcid Adair. won liquidation. • Assets not held by UBSFinddald Services. Censer To obtan a copy of as currant Client Privacy Nonce
- Third piny eninaes of sale re as of a cenain men an not held by the Pim ardna within the please contest wis Financial Advisor or visit as nada
• lJnmalized gains/lasses When data is wattle. date a-d at supplied to UBS Fna-cial Serve's on a fern's possession or ccntol. These assets are at mow ast ergannirsumart.
estmated temeatasd gainglosses are calculated kr regular bays by an independent caution limn displayed on you statement for informational — LEGFriancial Services isnot a bank. The RNA, Business
reardal seamy lots The (inaction data for - Issuer, gitrini d paint. or sponsor estimated sales, purposes only Positions ad values presented a* Services Account 854 and BMA we brokerage
ediritial be may or may not reflect commksbre, if aw, are applied to **Fan by he issuer, provided by the issung fan UBSFruncial Services is accounts which crania access to barking services ad
charges anda security reorganization events. general partner or sponsor and may be catulated not reasonable for this eformaion and does not votes trough wangements with afNiated banks
Dircheld and ater reinvestment lots and systematic based on deferent informabon ban thawed by guarantee its accuracy. These assets are not protected and og-er PIM-party banks. and provides access to
pushese tits are each combated to diwlay ore thou parties lodenve their entreated sakes. by SPC or the finis supplemental SIPC coverage metres and among pocket issued by Loaf fh ailed
averaged lot The 'Trade date cotton presents the - You can obtain adieknal infamatim regarding tin:Spiny hegira companies tercuiti instance
original barnacle° trade data. the methodology used to determine the estimate of • Revenue thawing end Salon& ccenpernetion. agency al:seizes of USSFeuncid SICket Inc
value and the date of he Hamannthat is the — h addeen to conmbsions cn sales ant 12b.l fees - hirearnent. Murree. and amity packing
• Callable securities Bonds and preferred stock that bozo for the estimate by contacting your Financial rewired in connenkin with the distrission of mutual — Not FDIC estred• les bank guarantee. May lose vale
the eon cats for eels redemption wit be selected Advisor. funs to Ott dents are mida our affiliate rect.* — IMA. lean lianagennent Account. Blanes,
allegation, by lot from amorg all stashes of that - Third party minted vain may be reflected at revenue shreg parer*, from deo-boon andes Semite, Account BSA, IRMA and ntorotromal Roseate
itIPS/ held hour name or in nominee nine fcc as 'We priced' in several "Wain, wren an advisors al the mutual knob tai we tell If.,. Management Account at registered service maks of
dents Call Ware Haman:en is obtained from third edeperdent valuation fim has not swpted a arriares are based on two d fferent corrprentss ll3SFearicial Senices hc.
parties and es accuracy is not gavanteed. Other call unable to assign a vale. when we become awe the Knout of sales by U3S of a piniculr mast - VISA is a registered tadernalc mimed by Visa
leases may east which cceM affect Weld cam:rel. that a material event has *caned thst may call a fund finely to OW <len% and 60 tin asset ate dt htirddli:fld Seam Anatolian and used under
Hama cri will be ponied upon request previously reputed value into question. a awn a particult manual kid femifs seemsheld at tie kern. lhe UBS Vea oak cads ad !MUDS Vea
value would be highly specartire due to the nature fern delsk cards are keyed by LIDS Bank USA with
• °reran of &Pent Os). COs are FDIC nstred a the *aunty. - We and our affiliate also receive networkingand permissionfrom Visa U.S.A. incorporated AA other
up to 62 50,000 n principal and accrued interest per - When Delta an issue, general partner or sponsor onnbus processhg fees in consi*rattofo r banner trademarks, registered tracerrarks, serve. maks and
&postai' and per depository inst& nth h accordance estimated value nor a thed-pany estimated vale is were services tat we provide a tie mutual funds. registered service maks are of ter remain.
veSt FDIC new. acrected, the vela of the warily will be different These feet generally n paid from investor assets h compenes
from its purchase price. tie mutual fu nd and are a fixed dollar arrant bawd
• Price/value Prices displayed for securities and atm - 'Distributions to date' may include rein of an the renter°, accounts at the brckerdeale-
PraLas may be higher or lower than the Drive that capital, recant orboth. eoldngm aid funds of that f✓Land (allay
you would attualy receive in he market. Wises are - 'original unit size • represents the neat offering — h addition to carmitsions received in connection
obtained from various hid party sources *hill we price per tra and my not reflect your cost base. with the tab or detnIutkin of annuity contracts aid UM Financial Services Inc. Rev WINO
SDNY_GM_00027913
CONFIDENTIAL
EFTA_00 I 38533
EFTA01279142

lies Felancial Services tic.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2017
CNP70056426230417 XI YI 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISIANE MAXWELL
Friendly account name: Indy. Millennium
Account number.
Your linancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your gatemen Value of your account
Call your Financial Advisor or the
RMA ReSourCeline at 800-RMA-1000, on March 31 (5) On April 28 (S)
account 029728736
Your assets 694,120.00 701,077.00
Ksit our website: Your liabilities 0.00 0.00
%%yew. tin corn/ Iinanciahences
Value of your account $694,120.00 $701,077.00
Items for your attention
Out Capital Market Assumpoons and
Strategic Asset Allocations were updated
at the end of Feb. These changes may
impact your portfolio. Please call your Sources of your liCCO Ull t growth
advisor with any questions. Tracking the value of your account during 2017
Value of your account
S the tr,arld$ at year end 2016 5683,739.00
Your nvesanent return
7 6'34 ' 701.1 Change in
market value 517,338.00
Value of your account
on Apr 28. 2017 $701.077.00
2
De 2015 Dec 7016 1.18r2017 POI 2017
SDNY GM 00027914
member SIPC 00103054305642673 Nr1000I90184 00005 0417 0305350047'128776550100000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 38534
EFTA01279143

SUBS
Resource Management Account Account name: GHISLAINE MAXWEU. YourI I vandal Advisor.
Friendly account n SCOTT STACK MANL YLE CASR1EL
April 2017
Account number. 2124214000800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
April 28 (5) yOut account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 701, 0 7 7.0 0 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total asset 1701,077.00 100.00%
Value of your account $701,077.00
Eye on the markets
asof April 27, 20O
Percentage change
Index April 2017 Year to date
S&P 500 1.22% 7.36%
Russell 3000 1.38% 7.20%
MSC I - Europe, Australia & Far East 2.72% 10.30%
Barclays Capital U S. Aggregate Bond Index 0.68% 1 51%
Interest rates on April 27, 2017
3-month Treasury bills: 0.79%
One-month LIBOR: 0.99%
CNP70003005642624 NP7003193284 COCOS 0017 030575004 VI 28776550 loggpitGitoconegge 2 of 6
CONFIDENTIAL
EFTA_00138535
EFTA01279144

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
UBS Friendly account n 2I n SCOTT STACKMANLYIE CASRIEL
Account number. 212-821-7600/800-308-3140
Change iinn the value of your account
April 2017 (SI Year to date IS)
Opening account value $694,120.00 $683,739.00
Change in market value 6,957.00 17,338.00
Closing account value 3701,077.00 $701,077.00
Summary of gains and losses
values reported below exclude prOducit tot which gam ancilosses are not daSsitied.
Realized gains and losses Unrealized
April 20t7($) Year to date It) gains and loses CS)
long term 0.00 0.00 51,077.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor of Branch Manage:. Youcan find a full description of the alternative
investment objectives in important information about )our statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligM iity consideration • None selected
Your account instructions
• Yotr account cost bass default closing method is FIFO, First In, First Out
SDNY GM 00027916
CelP7004X005642625 NE1000193284 00005 0417 030575004 Y126/765501000C0 Pape 3 of 6
CONFIDENTIAL
EFFA_00138536
EFTA01279145

*UBS
Your notes
c................s.,....r.,......, ,,,, . 02,,,, a a
CONFIDENTIAL
EFT,0013E537
EFTA01279146

Resource Management Account Account nanne: GHISLAINE MAXWELL Your Nsandal Advisor:
*UBS Friendly account name: Indy Millennium SCOTT STACKMANLYLE CASRIEL
April 2017 Account number. 212-821-70001800-308-3140
Your assets
Sane ones, income and current vanes Shown may be Epploxirnene. AS a it sue, gains aldlOsses mai rot
te manalely refkaed. Set knportant info:maw° abour your statement a the end of this dacurnem for
wore infornasort
Non-traditional
Private <fluty funds, Hedge funds, and Other inveStMents are held in your UBSFinarcial SeMces Inc. (UBS Estimates of vat* suppled by bitten d (wan pograns ena ch ale generally 'net sad value estarlafrfl
FS) broierade account. The potions reported below reflect the records of the mums, and UBS FS does not are shown as ' issuer est. value per unit'. For Pnvae equty f unds, 'Est. value per unl' is a value updated
grantee the accuracy of the Worm:mon The value shown is rid necessarily the value you would receive quarterly, based on the met AsSet value NAV'Vin the fund a of the date specified. °lustedby 'ding
lam live Issuer if you sddthe assets. Funds actively sdd teje binFS ate subject toongoing due dagence, recital rails and subtradir g dmablations Once the NAY date The NAV as primarily based on estimated
althougS the level perform:min-lay vary A dosed fund may be sutiect to no ongong cadence A fund that parthalio vdues rani:fed by the underlying fund sponsor These two vdues may vary breave of differences
you purchased elsewhere may never have been salmi to UPS FS Once me. although UBS FS may receive a In the way they were estiwhited and because the • Third party eST value per unit' mai have been coasted
fee from t he funds manager, which may constitute a maarity of lie managemenvincentive lee. Please on the basis or financial irionnoton other than yea•Md. Recoiled estimates may not reflect resale,
contact your Rnalcia non's°, wth questions. ' Est value per unit' is an estmate of value supahed by an liquidation or repurchase value, if any, and may rot felled dst Moulton; of caddy until the next valuation is
independent valuation Sim and reflects aqustrrents for factors such as the iquidty of lie units. reported, general), on an annual or Serni.annuat basis See Invariant inl0senatOn Moor your statement en
the end of this statement.
Hedge funds
Purchase OM&
teurrbes Armor lance Client Cost Pace per Share value on LtrueSized Om) imemment Holdng
Hddng of shares pet share (S) investment (S) tra515(1) en Apr 28(1) Apr 28 rot gain or loss (5) return (S) period
ALPHAKEYS MILLEN FND
BROKERAGE MO 0331/17
Trade date: 650,000.00 650,000.00 1.000 701,077.00 51,077.00
Your total assets
Percentage c/ Cost 'Ornate° Umtata('
Value on Apr 28 (1) your account bad (S) annual income (SI gain or loss (S)
Noo•tmditional Hedge funds 701,077.00 100.00% 650,000.00 51,077.00
Total $701,077.00 100.00% $650,000.00 $51,077.00
SDNY GM 00027918
C HP70:03305642627 N77003100204 0000S 0417 030579004 Y128776SSO 100000 Pogo S of 6
CONFIDENTIAL
EFTA_00138538
EFTA01279147

*UBS
Your notes
CNP7C0C8:105642628 NP7000193284 00006 0417 0305750N Y128776550 10,6lyky_Gm_000274143ge 6 of 6
End of statement for account number Y1 28776 S5
CONFIDENTIAL
EFTA_00138539
EFTA01279148

Important information about your statement
IS Fiuncial Services nc. (the Fern or UBS Fnercial Ms I rornyau no later than 60 days after the fern UBS Financial Services adotatt protadion • hocks. Current IIICOMe: twestnwnts seeksg the
Strong, is a meeker of all principal cecvily, ccmrroday sent you the list statement on which the ems or the Fm. e a member of Be Sena tin hoeing thwectoon generation of income any.
and csof era exchanges. UBS Financial Semites and CBS Frrblam a:Pend. Corporation (WI *hi& poled; meanies customers • Anew Copal Approcunen: Inwstments working
Bank US4. ate i-died subsilenes of UPS AG and - Proud, yom name at accost nmeicer qf any) of its members Lot° $500,000 0-cldin 5250.000 for growth of principal rather than the generation of
affi haes of U3S Sevens LLC. The Friths financial - Cesote the error or tie Wane nu nature Gains for cash). bplinatay brothse available upon income.
statement is available upon regcest. The Fins execute* about, ad explain as okay as you can why you repast or at never seaters the SEC asset protection • hoduce Condanation of atone and Capital
offices no at: believe d is anm u a why ecu need more knits apply to all arson tat you hold in a prticular Appetad5On.Intrnentsseekirg both tie generation
reformation capacity. of mane an growth°, prfroput
UBS Gina-col Sereces - Dondethe dole amotnt ot the suspected era. The Fin, toughs:synth certain affiliates, he also
1200 Harbor Boulevard purchasei 'x01E/rental insane_ The manmum Overall tisk profiles
Weehawken. fil 07086 The Finn or Card bsuer wil insigneyour ccmpla'ne mount peyabie to al elgble dints, tokewtk vele • Connivent Seeks to maintain ntis atepal, with
and will coned my mar promptly. For alleged errors this protection is 1500 Short ea of Denim 10, 2016.
L o T B h ff i S s ic F s e t in a l a t a e n c m c d i e a x n l u S t n r e e e n v n s e e t s % s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e l i l a c in a l r n d e g s co , d e r a d x a o e s f p h y t o o u u l ' d m y n e n o w r o e l m v th in o a n U o B 1 r S 0 ' f b or s th n e e d t a e s m b d i a o t y u c s n a t t d o y t o d r u e o M a te i c n s l k , e w i : s r e i e n w i e f il r l w r c o e r r e , t d a so k it e th at t S a h g t e e a f e e ir g n m a t t o i e s m f F u o e r r t h a p e l o l p r k o p y u ro c t t a o e c c n c te o k u d e n f t d a s h a u e n p l d d t o li i m s $ a i 1 ta p .9 t a i o m l n k i s u ll . i l o c a a n r d i s n a th e l i t n o h c w a o t r m m it e lt a a e n n M d t h v i e o r l a a at c il a c it n y o d u to m t d t i h f o y e e r s b o n a t o c n t o a g n e p n c p e h r a e a r * t a e w l I , i i g e th v n e il n k art
not be relied Len 11 you believe there is an error or you will have the use of the money dunng we tine n (gaily. ALA copy of tie poky Inning it available moa
omission please report it Owned** n writing to the take us to complee our a-instigation. upon request, • Moderate: Willing to accept same risk to pineal ad
Brands Manager of the afire wvin your accent. tolerate sane volallity to seek higher returns.
Please mare all checks payabb to the Firm or to The SIPC protects, ad the supplemental protection • Arnie: wiling to accept hip risk to pnnopalant
Altithip al 'ivies shown ae Ydended to be auwate, huts& instatnian notated on tie front of the both do nor apply to. high volatility town high returns over time.
statement dna *cold not be wed for tar pupates Rely statement In addition to nester accent Ins, accounts • Certain humid assets controlled by (and iticteded • fnuestaant Eigedity Conederation: sante:I •
sclek on yemend tax kerns, Form 1099.519t may be abject to mainname hes, chases for late your account value) but held awayfrom UBS Finns& Portion of the portfolio for tut account may include
10425. etc ) when prepang your lax return. The Fim patent her securities purchases and charges for unpaid Services (e.g.. certain 0) cash at UBS Bak USA, (ig conplth Prange, tinted knotty and rater
required by kw to repal to tie IRS all tasable clitickrolk amounts n cash accotnts Accents that ae tansferred cash at LES AG US. Branches. hid narance products, volatiky.
mportekre nointaubk clarkteek and uxdok interest to other interns may be subject to a transfer lee. including variable annuities. and (iv) shires of mutual
eared en sectaities held n ref account, net proceeds funds when such shires annegettred drectly in the Statement showeditaldier
an see tranaclions, an cost basis on certain covered UBS Sweep Options name of the account holder on the bake ad records We may consolidate al related account statements with
sake. CBS offers options kr sweerg cash balance balances of the en or transfer agent); the sane address in the same envelope, eg. because
to bark deposits at UBS Bak USA and LeS AG Stamford • twestment contracts or nvestment interests (eg. they haw owners who also mainan jet occurs
Caveranketkno wide IM Firm branch (Bak Sweep PreganW, money marker mutual limed partnerships and private placements) that are relationtps with other deems a the same address. If
• Meese reconfirm ay oral communcatons in writ hg fuels Obloney funds) and the Intonational Depose not registered under the Securities Act of 1933; ant you part to receive indiiidual statements mailed n
to further protect your rills indudrg your Adis doccont (DA) for cr./stomp: with an Hemalkeel • Commodities contacts (e.g. Foreign enflame and sepane envelopes, you nondecline houkholding by
utter the Seo_Mies Imestor Protection Act (SPAT Rescue Management Account. Through the Bair Precious metal core-MA includrgfuturts contacts coding your Fi-uncial Advisor.
• If thefin/noel initution cn the top let of the hone Sweep Program% cash balances ae swept to MBank ad commodity option contracts.
of this stamen isnot LBS Ennui Sates, U3S LISA sp to an established Ifni an then to UBS AG The SIPC protecton and to supplemental protelon do Friendly aletelett Milne
Fbancial Sandal cries yew acrant as clearing Stanford Winch a a Wray Fed. Decokes a WS not apply so these asset men if theyotherwise appear llw Friendly account rum is a (winnable 'niknane
broker by arra-gement with the nolcated insituton Bank USA we FIX insured in accordance with FCC on yogi statement. The SEC protedim at the chosen by you to assist you with your recadkeeping
We in you of this relatonshio ashen you nibs. For more informati:n please visit wwwfdic got 14:01emental protection do not protect against change has no legal effect taloa account. You can than?
opened this accost h the cast your tu-a and Depose a WS AG StamfordBranch an shares of in the make vela of you insestmeMs (whether as a your Friendly account flares. through Once Semites a
seosIties ae located at UBS financial Senates and rot MoneyFords are not hared by the FDIC. festal of market movement. issuer ba-kruptcy by contacting you Financial Advice.
the iwolacbg brokers and you mist make a wpwi otherwise)
of any cave or omission to both firm. Through Ise DA, cash balances re swept to deport Account ovaniew
• Ascleated in the accent wareements, yw rust accounts at UBS AG New York Branch ad UBS AG Dividend ReiWatbibanit Program (Dan • Vida of your amointganYok. Net of assets ad
rate y us of my errs or fraud holding decks Cayman Branch. These deposits are not insured byte The peke reflected is an average pine You mw obtain liabilities,
reelected an your statement within 30 days Mee was FCC. Balances held at to LEIS AG Cayman Dann se the actual price tromps Financial Advises. Corey note • Asset, Includes avn ib* cash balances, yarns for
mailed or made swathes. temporarily imposed to the sovereign rim iff the Cayman ewes ae purchased under DP ia; partial shays wil be restricted securky ant ), and Global Tine Permits,
• Mean died onorrer complain or ixpiies to tee bland% and there is no garantee or °tier obfgation of wen ,td the rah wit be &poen ht your account The urns/zed marks to meet, and certain assets not held
Finn% C fent Retatkns Deparment x 201.352.1699 WS AG to repay the balances while on the UBS Cayman divided reinvestment rice toppled by to Haar may by the Fam. Does rot include untied securitiesfassets
or toll-free at 800-354-9103, 13:CO A.M. to 6 CO P.M. Branch's bxks. ciff e f rom the market price at enrich the partial shares at the end of te prior and anent statement penod%or
ET Mondry through Frday, or in wring to UBS are sold prime ewestmenn uovested stock options and
Fiunual %nice ex., Client Rations Depertmenk Depose a LBS Bair L6A and each UBS AG Branch are Owircitade mod. options
P.O. Box 766 Union City, NI 07C$7. rot protected by SIPC. Monty Fund shays are protected Caillriartela • eiaideas reeks debit balance% artstaniin margn
• A 0 stidemerds shall be deemed complete ad acoste by SIPC. See 'S. Financial Services Account Protector,' (knywholeuntsmaybe held n yotr accost, If you aw loam credit line, shut account balances.
if not cbActed to is writing within CO days below. entitled to a palul unn as a resuh of a denote-4 Partmerl • Cash/moan balances. Total of unimested and*
• Fa TT( services_ Call 844-612-0,36 or from cubicle or °Menthe the Firm set ether sell panel snits a cash balinces, pleas deposit balances en UBS Bank USA,
the US.: Cal 201.332-14 95 Upon you, request, balances in tee Bank Sweep menet an a accept an rout detennined by a UBS AG U.S Branches and neaney market mutual had
• k c h a n r u d i m t tr t a r o a n f n s e a s c f r e t n i r o W s ns o , O r c c . a M p ll a K I s O p ti a m - y 7 s m 6 a 2 e b - n 1 o t 0 u o 0 t r 0 a U . n B o S e r l w V ec e i t l r t e o o n t / i o o c b U i B t S r M P e r o t o u n g r e r n a y e m f d i s x t o o e r d y D m ou A a y o m r b y a e o t l i b u q e u t i e w da a il t l e s is d e d , r s a a a e n g c t c a h e r e id n p t s r . h o a c r e e e s d c s d a I r n eg v i e s s te tm red e n d t e o a b t j h e ; c a ti g v e e n s c y, and credit you acorn. N n sw o o t e n n e -c p e o b g m a a m la t n o e c d e d it s y f , r f a o re m t e e o c r th c e e l d a r t w b b a a o l l a a f n n O c c n e e e s s s a i ta n n t d n e m t e ie e r n a F t p c im e m r m io e a d y a w
F W re ee n h o a a w l ke t n h i N ce I s 0 I 7 t. 0 , 8 1 6 0 , 0 A 0 t t H n a R rb IA o A r r B E i S w A a , S 6 m th e f a lo r o , r. Freer Hamann about available sweep options, e th a e ch m ac e co n un e t a t n o d f: m se a a y m w s r y e b n e d t r w is e k e p n r o w fi a le s a ac t c s e pe n c t i s fi c to u le s w e d a ne n s y s o . M f th e e w se f u la n d ds s a i r n o t A he g O at r e di n s a p y a n co y u o r u se r & of n A e s rd.
nclon current inwest rates and Olds, 6 mailable at Please ache the Firrn prone* in writing of rep This fatal is inc Wed in the wink period closing vale
C sta o te r m a e v n o t t m e a re s c s e o i o p n t i a s s v y ir o o u r c g a o n r , d if t y o o u u n ti e l e e d m ya o m re a w m b v y . c u a b l s lin ,c g o I r i0 ri 0 n - e 7 e 6 p 2 y .1 ie 0 ld 0 s 0 , . from your Fnancial Advisor P inv r e e st k m a e r n t t c o h b m th g c e n i e n s p . a Fo r r f e ea la c - h d a a c e c s o h u u n a t t h io e n l c l r y ou
nknnaton tout a transfer on the statement or choose one of the Wowing investment cbjecthes.
remise The Film or Cad bsuer (as aeoloable must
SDNYGM_00027920
CONFIDENTIAL
EFTA_00 I 38540
EFTA01279149

Important information about your statement (continues)
Lending information believe to be relable, but we do not gamete their - DPP and traded REIT searnes are not listed on a tnt invesurem oust units tow clans, we Ender
Fa detsied redometron cn the Finis lending rakes accuracy. naknal wasitin exchange, and ere generally OS alike. receive COMMIS thateg corromution
and Mrtones. refer to your Client Rtlata-Mip - We grew* use the dosing once when avalabb illiquid and even if they cat be sold the price Iran awry of the hstrance companies knierwriting
Agreement or Accost Agreement and the Gervra-al the meth of the lad at: ask prices for listed received may te less than the per share estimated the annuty extracts. Wastes of the Nuance
Toms and CondiCons. ISIS Statement of Credit Prictkes sautes and optiors or ory bid prices Icr OTC vat* (reread n the accost statement. amperes or sponsors of tie ire investment trusts
avatar. in AgnenesiG andDiscicaterri at serrates. we distribute.
lave• easratnarreuratirierine vat. - Less actnekr traded securities my be priced °sea a • Rankled ,.trues Regraded secuitin gentealy - Our attaiates afro mate trafing cornminiant rd
valuation model ate most recent ;We we we rot mom* ttgble kr public sale. U85 Financial otercomponsation from mutual funds ad inure-co
YU, arests cbtined and may not reflect an a-bal nuke price Services uses the market price of the unrestricted stock canaries whose products we cgstriotee.
Your statement Semites *tureen ad other assets held vale. et the sane issuer in an imputed valuefee the - We receive an antral lee fran Issas* USA and
tithe accant at the end of tie staternem period. You - Cenan posairo may appear watt:I a price ad restricted stock for statuesof this statement only. To LBS AG Stamford Burch of Leg to 125 per arrant
may ark. for &rimy al fulkr paid starlet at ern time will thew fa • Fin was non avalable• B we re the extent that retained seositin are eligiale ler sae, sweeping to the bents under the LES Bari Sweep
You my receive securities used as loan collateral after kebab'a to cbtan a price for a searity. the vale remind may be Abstantialk loss than the Programs.
paying any berate da cn them. Any securities - Deposits or securities denrinated eicurrercies inflated yak* roan
transiened to the Fern dreg the statement period are other than U.S. doll's are reflected a the eschange Activity
lined a market vale as of the end of the statemet rate a of the statement date. • ht. (estinated) nam e. current yields and rout Information regming ccorimescris and otter charges
period. - kr certain worititi ta6ng in nomconto rrnng An *statute of anal exam re bawd as ascent incurred es correction with tw enculcnof team
• Cam bawls. In detarnning the cost basis of the denomivtionb pdce and qua-tily (face ale) may addend and Baena rates, assuring tw tearines will inducing option transactions has been included en
seoskies included in this statement inhere indicated have been adjusted to facilitate Prcpw vatuAidn be held for me year from statement date or mil roof innations prenouslyr furnished so you. and MI be
soh the number 'I,' LES Fhancial Servkes has relied To cbtan went quotations, who, amiable, contact maturity. This Mina* is onlyra gudelne, accuracy provided to you promptly on reams'.
on information steamed from sources other thant.85 your Financial Advisor. ad *named income are not gunnteed
Fhenoal Smears, including information Iran another - Estimated snail Wane rid tweet yield for Short soling
fin a that you may haw provided to you Financial • Privata irweeVnento end structured products. certain hpes of searkies could include a retain of aou are engaged in shad *Ohs a security, you may
Adrisor. The firm does rot independently way Cr Private rivesanert seo_rities fie Wig deed priicipal or captal gait in which case the en. incur a charge due to certain taroweg costs to that
gayer*. the warm, or rattily of art information participation program ad real estate investment tans income (a-dcurrere Weld would be overstated. pa-titular securer.
provided by maces other thin LES rhunial Semites. smarties) and struckned product are genwelk. high - Estimated arrest Mane rd anent weld and the
h addakin although LEES Finencial Saviors gerwelB toad Carton striared ;rocket, haw not been anal imam and yield mite be laver a higher Open orders
updates his alternation as il is received. the Arm registered with the Securities and Exan-w than the est:nand mounts. Regarding cam or *ccad.till-cancelee orders that
does not provide ary assura-ces tat the Howarth Canrassitn or uncle' spy state securities laws. We - An estimateof a-rualoed income (dive/end anchor were nOlexecuted by the statemere date, open buy and
Let 'Cost basis' and "Unrealized gall oss' is provide estimated vales la private invearneM interest) divided by the current maker se/ stop actin ere redxed by mount of diedenck
accurate as of the date of this statement. As such. mutes ard sthstured products for nkenvicrul valretaverage Patente is based on the lint dividend or rights on an irodiuidemb a ex.ritits date unless
please do not net on this Warn:don to make Fumy* only Acct.✓acy is rot guaranteed or bier/Kt payment madebythe, hoer and inn/LA-tea otherwise by you. You are responsble for
Mrchatcr sale decisions, fa tar PrPoses or - These values maydiffer skboantialy torn prCes, asknws tie senelferideposas will be held for one orders that we weaned die to 'row failure to gala'
otherwise Accounts transferred to to kill may aty, at which a prom* int security a year born the statement date or until male*. airing cpen o-ders.
reflect gar/loss rdcrmation only foe the period of structured product may be bought or sold and do Accuracy a-d conterued yield re not warned
tine theysehad at to Fink More higorical rot necessarifr represent the Ma you may rerewe Privacy
Marnaion can be aidedbayou Finarcig Adykor. won liquidaticn. • Assets not held by UBS F MOSS Services. Certah To obtain a ropy of as current Client PrivacyI tem
- Third party eninses of vale are as of a remain assets re rot Mkt by the Fim ard nos weal the please contact )Xf Financial Advisor or visit err weteite
• Unrealized gaits/lasses When data is adildole, date a-d av supplied to UBS Fna-cial Sakes on a Fern's possessi:n or cannot These assets we attnv
estimated la-rearmed gage/Ione, a-e calculated to regular base br an independere relation firm. (erupt:tried on you statement for informational - LESFikanoal Senices isnot a bank. The RMA, Busmen
ndvdral scary lots Ile transaction data for - Issuer, ruralp alne or sponsor estimated valet purposes only. Positrons id values presented at Services Account RSA and AMA are brokerage
rdivitial Ion may or may not reflect cammknore, it arv, re supplied to the Finn by the issur, provided by the Owing fun UBS Francis' Serums is accounts which pack access to baking services rd
charges steer security reorganization events. general partner or sponsor and my be cakulated newt resporsble for this Warnsion and does not redacts traa wangements with affeiated banks
Dividend and oter reinvestment lots ad systematic based on deferent information tan thawed by guarantee its accuracy. These assets are not protected and oter tiM-prty banks. rid prairies access to
ouchese bb are each combined to diwolay ore hod pieties to denve their striated values. by SIPC or the Frm's supplementaISIPC toxemia. reurame and amulty proclicts issued by amnia/dad
averaged lot My 'Trade date colan presents the - You can obtain adiaimal hfcrmatim regarding theriparty Murtha companies trcuth inseam
aged tentacle° trade dale. the methodology used to determine the estimate of • Revenue Awing end Salon& ccenpeneation. agency stridet. of U3SFearicial Serirket Inc.
value ad the date of the HOrrnation that is the — h additionto ccnimksions cn tabs rd 12b.l fees - MS-rent toura-ct ad amuW products
• Callable securities. Bonds and preferred stock that base for the estimate by contacteg your Fe-afloat melted in connection with tie dinrtuti:n of mutual - Not FDIC Mured• Ile bank guarthlese May bee vale
the issuer cats for exit redemption soil be selected Advisor. tint to ove dents ere anon our attain. ramie - IMA. Rewire Manweenent Account, Blames,
inpartially by lot from amorg all startles of tat - Third party enintied galas may be reflected at Nueva Mang paymerea kern deo-bum anchor *mon Account BSA, IRMA and ntimational Resource
two held n our name or in nomeree nano foe car 'Noe priced* in several Muslims, when an /damn of the matut kncb that we sell 71me Management Account S9 registered anise males of
dents Call tease hicrmatign is obtained from third edeperdent valuation term has not suppled or imams are based on two d &rent cony:came (0 U3SFrencial Services hc.
parties and is accuracy isnot gwranteed. Other call male to assign a vale. when we become awe the roast of sales by LES of a particular mutual - BISA is a registered tadernat awed by Visa
features may east which acid affect yield compete that a material event ha warted that may call a End family to out clents; and had tie asset wale d a hternatimal *rem Association rd used ender
becnnalcn will be provided upon request previously reported vale into question, a when a particular mutual tut famys sharesheld at tie kens* Ter UBS Vna crude cods ad the UBS Vea
value would be highly specubtire due to Me nature fern debt card, are issued by 1185 Bank USA with
• Gattheates of doPeaji COs are FDIC lensed ce the *runty. - We a-dour affiliate also receive retworkinga-d permission from Visa U.S.A. Ircorporated. AA other
is to 5250,000 n principal and accrued interest per - When renter an issuer, general partrw or sponsor anrobus processing fees in consickeattrifo r b-ansler Wademaks, registered trademarks, strike maks and
ckpostot ad per depository institution h accordance estimated value nor a thedlusty estimated vale is ages services tat we provide is the mutual funds. registered *nice marks are of ter respective
wih FDIC nit. ponied the value of the scarily will be deigned Thera fen generally are paid from investor assets h companies
hem its parchne price. the mutual fund and are a fixed dollar arrant based
• Price/value Prces displayed fo r securities and atm - taributions to date may include ream of cri the renter 0/ accounts at the brckerdeale-
Prcdsts may be higher or lamer than the Price that capital, narne orboeh. holdng mewl hinds of that f trd f
yok would actualbr receive in he market. Prices we - 'Original unit size • represents the mug alleging — h addlten to ccnimitsiais received in correction
obtainedfrom various hid pity sources *hit we price per red and may not alkyl yow cost base. withthe rate a cfatrbutian of annuity contracts rid U8S Fisandel Services Inc. Rev. 2017C3
SDNY_GM_00027921
CONFIDENTIAL
EFTA _00138541
EFTA01279150

fM andel Services tic.
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 May 2017
0,70055959210 517 VI 0
GHISLAWIE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL.
Friendly account name: Indy. Millennium
Account number
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.700QB00.308.3140
Questions about your statement? Value of your account
Call ych.ct Financial Advisor or the
RPM IteSOurceLine at 800-RMA-1000, on April 28 (1) on May 31 (1)
account 029328776
Your assets 701,077.00 703,047.00
Visit our vrebsite: Your liabilities 0.00 0.00
svww.ub&comainantiaisedces
Value of your account $701,077.00 $703,047.00
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
Tracking the value of your account
www.annualcreditrepott.com. duriag 2017
Value of your account
at year end 2016 $683,739.00
S Thousands
Your nvestment return
6837 701.1 703.0 Change
• market value 519,308.00
Value of your account
on May31. 2017 0701047.00
250.0
Dec 2015 Dec 2016 Apr2017 May 2017
SDNY GM 00027922
Member SIPC CNP70009305595921 M7000185087 00306 0517 0305750d YI78776$500000CO Page 1 of 6
CONFIDENTIAL
EFTA_00138542
EFTA01279151

SUBS
Resource Management Account Account name: C. FL L Your K Randal Advisor.
Friendly account name:, • SCOTT STACK MANLYLE CASRIEL
May Kr 1 Account number: 212-82 I•7000/ 800-308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
May31 ($) your account
A Cash and rrxmey balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 703,047.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $703,047.00 100.00%
Value of your account S703,047.00
Eye on the markets
Percentage change
Index May 2017 Year to date
58P 500 1.41% &66%
Russell 3000 1.02% 7.96%
MSC I - Europe, Australia & Far East 3.81% 1440%
Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38%
Interest rates on May 31, 2017
3-month Treasury bills: 0.97%
One-month LIBOR: 1.06%
CNP70003005595922 NP7003105082 00CC6 0517 030575004 Y128776550 C0aNyGht0002791,Se 2 of 6
CONFIDENTIAL
EFTA 00138543
EFTA01279152

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your nominal Advisor:
Friendly account name:Indy Millennium SCOTT STACKMANLYLE CASNEL
May 2017 Account number. 212-821-70001800-308-3140
Change in the value of your account
May 20I 7 (S) Year to date IS)
Opening account value 3701,077.00 3683,739.00
Change in market value 1,970.00 19,308.00
Closing account value 3703,047.00 3703,047.00
Summary of gains and losses
values reported below exclude products tor which ga ns andtosses are not classified.
Realized gains and losses Unrealized
May 2017 ($1 Year to date (5) gains and losses (5)
long term aoo 0.00 53,047 00
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in /mponanr information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment efigibiFty conscleration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First in, first Out.
SDNY GM 00027924
CPW7C00)305595923 NP70031$5082 000:6 c6I 7 030579004 Y179776550000000 Page 3 of 6
CONFIDENTIAL
EF1'A_00138544
EFTA01279153

*UBS
Your notes
c.,.....,...”......6. ,,..”...,,s,......, G. 0002X,!!.6 of 6
CONFIDENTIAL
EFT,00138545
EFTA01279154

Resource Management Account Account noose: GHISLA1NE MAXWELL Your tinandal Advisor:
*UBS
Friendly account n SCOTT STACKMANLYLE CASRIEL
May 2017 Account number. 212-821-70001800-308-3140
Your assets
Some prices, incoMe and current values shorn may be approximate. AS a *Sulk gains aidlOsses may rot
be &weakly reflected. Set Aporzarkt infosenabon about your statement a the end of ths cbcurneM fOt
more infornanon.
Non-traditional
Nude 'fluty funds, Hedge tunas, andM et investments are held in your UBS Finarcial Servi(eS Inc. (UBS Estimates of value suppled by issuers Ce (Wan orogiam (which are generally 'net asset value' esterateS)
FS) brolerage account. the pennons reported below reflect the recceds of the issuets, and UBS FS does not are shown as' issuer est. value pet unit'. For PIIVae equty f unds, 'Est. value per unit • is a value updated
patentee the act utacy of the I riormaton The value shown is not necessarily the value you would receive (tumefy, based on the Net AsSet value Nay') in the fund as of the date spedfed ad,usled by acting
ram the issuer it you sddthe assets. Funds actively sdd by UBS FS ate subject to ongoing due dipence, coital calls and ate racti rg dstnbiAions once the NAY date the NAY is primarily based on estimated
rithoup% the level performed rnay vary A dosed fund may be subject tonoongoing dligence A fund that portfolio vim, banded by the underlying fund sponsor These two vdues may vary because of differences
you purchased elsewhere may never have been subject toUBS FS dlige nee. although UBS FS may receive a in the way they were estimatedandbecause the • Third party est. value per unit' may have been Negated
fee tan Ire funds manager, which may constitute a mootity of the rnanagernenaincentive lee. Please co the basis of firencia irionnflon othet than year.end Reported estimates may not reflect resale
contact your Financial Achnot with questions. ' Est value per unit' is an esemate of value supplied by an liquidation or repurchase value, a any, and may not felled dst Moulton; of capital until the next valuation is
independent valuation Irm and reflects alustrrents for factors such as the Squatty of the units. rec.:Feted. genially on an annual orsemiannual bola See knporzant inkyrnannin atrour yam statement at
the odor tern statement
Hedge funds
PurchaSe piKd
14'M:ter Avelage vice Client Cost Poet per share value on unrealized0M imemment Holdng
Hcldng of shares pet shale (S) investment (SI basis (S) on May 31 (1) May 31 (5) grin or loss (5) return (S) relied
ALPHAKEYS MILLEN FND
BROKERAGE NO ON30' 17
Trade date: 650,000.00 650,000.00 1.000 703,047.00 53,047.00
Your total assets
PerCentapt 01 Cost Estimated Unreaszed
Value on May 31 (1) your account tea (0 annual infant (S) gain or loss (S)
No a4ra ditionol Hedge foods 703,047.00 100.00% 650,000.00 53,047.00
Total $703,047.00 100.00% $650,000.00 $53,047.00
SONY GM 00027926
CelP700C0305595925 W7003105082 COM 0517 030579004 Y178776S50 000000 ►agar 5 of 6
CONFIDENTIAL
EFTA_00138546
EFTA01279155

*UBS
Your notes
CNP703O3005595926 NP70001e6082 00006 054 7 030575004 I 20776550 00MY_GM _ 0002 70Nge 6 f b
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00I38547
EFTA01279156

Important information about your statement
IS Fiuncial Services nc. (the Fern or UBS Fnercial Ms I rornyau no later than 60 days after the fern UBS Financial Services adotatt protadion • hocks. Current IIICOMe: twestnwnts seeksg the
Strong, is a meeker of all principal cecvily, ccmrroday sent you the list statement on which the ems or the Fm. e a member of Be Sena tin hoeing thwectoon generation of income any.
and csof era exchanges. UBS Financial Semites and CBS Frrblam a:Pend. Corporation (WI *hi& poled; meanies customers • Anew Copal Approcunen: Inwstments working
Bank US4. ate i-died subsilenes of UPS AG and - Proud, yom name at accost nmeicer qf any) of its members Lot° $500,000 0-cldin 5250.000 for growth of principal rather than the generation of
affi haes of U3S Sevens LLC. The Friths financial - Cesote the error or tie Wane nu nature Gains for cash). bplinatay brothse available upon income.
statement is available upon regcest. The Fins execute* about, ad explain as okay as you can why you repast or at never seaters the SEC asset protection • hoduce Condanation of atone and Capital
offices no at: believe d is anm u a why ecu need more knits apply to all arson tat you hold in a prticular Appetad5On.Intrnentsseekirg both tie generation
reformation capacity. of mane an growth°, prfroput
UBS Gina-col Sereces - Dondethe dole amotnt ot the suspected era. The Fin, toughs:synth certain affiliates, he also
1200 Harbor Boulevard purchasei 'x01E/rental insane_ The manmum Overall tisk profiles
Weehawken. fil 07086 The Finn or Card bsuer wil insigneyour ccmpla'ne mount peyabie to al elgble dints, tokewtk vele • Connivent Seeks to maintain ntis atepal, with
and will coned my mar promptly. For alleged errors this protection is 1500 Short ea of Denim 10, 2016.
L o T B h ff i S s ic F s e t in a l a t a e n c m c d i e a x n l u S t n r e e e n v n s e e t s % s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e l i l a c in a l r n d e g s co , d e r a d x a o e s f p h y t o o u u l ' d m y n e n o w r o e l m v th in o a n U o B 1 r S 0 ' f b or s th n e e d t a e s m b d i a o t y u c s n a t t d o y t o d r u e o M a te i c n s l k , e w i : s r e i e n w i e f il r l w r c o e r r e , t d a so k it e th at t S a h g t e e a f e e ir g n m a t t o i e s m f F u o e r r t h a p e l o l p r k o p y u ro c t t a o e c c n c te o k u d e n f t d a s h a u e n p l d d t o li i m s $ a i 1 ta p .9 t a i o m l n k i s u ll . i l o c a a n r d i s n a th e l i t n o h c w a o t r m m it e lt a a e n n M d t h v i e o r l a a at c il a c it n y o d u to m t d t i h f o y e e r s b o n a t o c n t o a g n e p n c p e h r a e a r * t a e w l I , i i g e th v n e il n k art
not be relied Len 11 you believe there is an error or you will have the use of the money dunng to tine n (gaily. ALA copy of tie poky Inning it available moa
omission please report it Owned** n writing to the take us to complee our a-instigation. upon request, • Moderate: Willing to accept sane risk to pineal ad
Brands Manager of the afire wvin your accent. tolerate sane volallity to seek higher returns.
Please mare all checks payabb to the Firm or to The SIPC protects, ad the supplemental protection • Arnie: wiling to accept hip risk to pnnopalant
Altithip al 'ivies shown ae Ydended to be auwate, huts& instatnian notated on tie front of the both do nor apply to. high volatility town high returns over time.
statement dna *cold not be wed for tar pupates Rely statement In addition to nester accent Ins, accounts • Certain humid assets controlled by (and iticteded • fnuestaant Eigedity Conederation: sante:I •
sclek on yemend tax kerns, Form 1099.519t may be abject to mainname hes, chases for late your account value) but held awayfrom UBS Finns& Portion of the portfolio for tut account may include
10425. etc ) when prepang your lax return. The Fim patent her securities purchases and charges for unpaid Services (e.g.. certain 0) cash at UBS Bak USA, (ig conplth Prange, tinted knotty and rater
required by kw to repal to tie IRS all tasable clitickrolk amounts n cash accotnts Accents that ae tansferred cash at LES AG US. Branches. hid narance products, volatiky.
mportekre nointaubk clarkteek and uxdok interest to other interns may be subject to a transfer lee. including variable annuities. and (iv) shires of mutual
eared en sectaities held n ref account, net proceeds funds when such shires annegettred drectly in the Statement showeditaldier
an see tranaclions, an cost basis on certain covered UBS Sweep Options name of the account holder on the bake ad records We may consolidate al related account statements with
sake. CBS offers options kr sweerg cash balance balances of the en or transfer agent); the sane address in the same envelope, eg. because
to bark deposits at UBS Bak USA and LeS AG Stamford • twestment contracts or nvestment interests (eg. they haw owners who also mainan jet occurs
Caveranketkno wide IM Firm branch (Bak Sweep PreganW, money marker mutual limed partnerships and private placements) that are relationtps with other deems a the same address. If
• Meese reconfirm ay oral communcatons in writ hg fuels Obloney funds) and the Intonational Depose not registered under the Securities Act of 1933; ant you part to receive indiiidual statements mailed n
to further protect your rills indudrg your Adis doccont (DA) for cr./stomp: with an Hemalkeel • Commodities contacts (e.g. Foreign enflame and sepane envelopes, you nondecline houkholding by
utter the Seo_Mies Imestor Protection Act (SPAT Rescue Management Account. Through the Bair Precious metal core-MA includrgfuturts contacts coding your Fi-uncial Advisor.
• If thefin/noel initution cn the top let of the hone Sweep Program% cash balances ae swept to MBank ad commodity option contracts.
of this stamen isnot LBS Ennui Sates, U3S LISA sp to an established Ifni an then to UBS AG The SIPC protecton and to supplemental protelon do Friendly aletelett Milne
Fbancial Sandal cries yew acrant as clearing Stanford Winch a a Wray Fed. Decokes a WS not apply so these asset men if theyotherwise appear llw Friendly account rum is a (winnable 'niknane
broker by arra-gement with the nolcated insituton Bank USA we FIX insured in accordance with FCC on yogi statement. The SEC protedim at the chosen by you to assist you with your recadkeeping
We in you of this relatonshio ashen you nibs. For more informati:n please visit wwwfdic got 14:01emental protection do not protect against change has no legal effect taloa account. You can than?
opened this accost h the cast your tu-a and Depose a WS AG StamfordBranch an shares of in the make vela of you insestmeMs (whether as a your Friendly account flares. through Once Semites a
seosIties ae located at UBS financial Senates and rot MoneyFords are not hared by the FDIC. festal of market movement. issuer ba-kruptcy by contacting you Financial Advice.
the iwolacbg brokers and you mist make a wpwi otherwise)
of any cave or omission to both firm. Through Ise DA, cash balances re swept to deport Account ovaniew
• Ascleated in the accent wareements, yw rust accounts at UBS AG New York Branch ad UBS AG Dividend ReiWatbibanit Program (Dan • Vida of your amointganYok. Net of assets ad
rate y us of my errs or fraud holding decks Cayman Branch. These deposits are not insured byte The peke reflected is an average pine You mw obtain liabilities,
reelected an your statement within 30 days Mee was FCC. Balances held at to LEIS AG Cayman Dann se the actual price tromps Financial Advises. Corey note • Asset, Includes avn ib* cash balances, yarns for
mailed or made swathes. temporarily imposed to the sovereign rim iff the Cayman ewes ae purchased under DP ia; partial shays wil be restricted securky ant ), and Global Tine Permits,
• Mean died onorrer complain or ixpiies to tee bland% and there is no garantee or °tier obfgation of wen ,td the rah wit be &poen ht your account The urns/zed marks to meet, and certain assets not held
Finn% C fent Retatkns Deparment x 201.352.1699 WS AG to repay the balances while on the UBS Cayman divided reinvestment rice toppled by to Haar may by the Fam. Does rot include untied securitiesfassets
or toll-free at 800-354-9103, 13:CO A.M. to 6 CO P.M. Branch's bxks. ciff e f rom the market price at enrich the partial shares at the end of te prior and anent statement penod%or
ET Mondry through Frday, or in wring to UBS are sold prime ewestmenn uovested stock options and
Fiunual %nice ex., Client Rations Depertmenk Depose a LBS Bair L6A and each UBS AG Branch are Owircitade mod. options
P.O. Box 766 Union City, NI 07C$7. rot protected by SIPC. Monty Fund shays are protected Caillriartela • eiaideas reeks debit balance% artstaniin margn
• A 0 stidemerds shall be deemed complete ad acoste by SIPC. See 'S. Financial Services Account Protector,' (knywholeuntsmaybe held n yotr accost, If you aw loam credit line, shut account balances.
if not cbActed to is writing within CO days below. entitled to a palul unn as a resuh of a denote-4 Partmerl • Cash/moan balances. Total of unimested and*
• Fa TT( services_ Call 844-612-0,36 or from cubicle or °Menthe the Firm set ether sell panel snits a cash balinces, pleas deposit balances en UBS Bank USA,
the US.: Cal 201.332-14 95 Upon you, request, balances in tee Bank Sweep menet an a accept an rout detennined by a UBS AG U.S Branches and neaney market mutual had
• k c h a n r u d i m t tr t a r o a n f n s e a s c f r e t n i r o W s ns o , O r c c . a M p ll a K I s O p ti a m - y 7 s m 6 a 2 e b - n 1 o t 0 u o 0 t r 0 a U . n B o S e r l w V ec e i t l r t e o o n t / i o o c b U i B t S r M P e r o t o u n g r e r n a y e m f d i s x t o o e r d y D m ou A a y o m r b y a e o t l i b u q e u t i e w da a il t l e s is d e d , r s a a a e n g c t c a h e r e id n p t s r . h o a c r e e e s d c s d a I r n eg v i e s s te tm red e n d t e o a b t j h e ; c a ti g v e e n s c y, and credit you acorn. N n sw o o t e n n e -c p e o b g m a a m la t n o e c d e d it s y f , r f a o re m t e e o c r th c e e l d a r t w b b a a o l l a a f n n O c c n e e e s s s a i ta n n t d n e m t e ie e r n a F t p c im e m r m io e a d y a w
F W re ee n h o a a w l ke t n h i N ce I s 0 I 7 t. 0 , 8 1 6 0 , 0 A 0 t t H n a R rb IA o A r r B E i S w A a , S 6 m th e f a lo r o , r. brew Hamann about available sweep options, e th a e ch m ac e co n un e t a t n o d f: m se a a y m w s r y e b n e d t r w is e k e p n r o w fi a le s a ac t c s e pe n c t i s fi c to u le s w e d a ne n s y s o . M f th e e w se f u k n ri d d s s a i r t o t A he g o a r t d e n s a p y a n co y u o r u se r & of n A e s rd.
nclon current inwest rates and Olds, 6 mailable at Please ache the Firrn prone* in writing of rep This fatal is inc Wed in the wink period closing vale
C sta o te r m a e v n o t t m e a re s c s e o i o p n t i a s s v y ir o o u r c g a o n r , d if t y o o u u n ti e l e e d m ya o m re a w m b v y . c u a b l s lin ,c g o I r i0 ri 0 n - e 7 e 6 p 2 y .1 ie 0 ld 0 s 0 , . from your Fnancial Advisor P inv r e e st k m a e r n t t c o h b m th g c e n i e n s p . a Fo r r f e ea la c - h d a a c e c s o h u u n a t t h io e n l c l r y ou
nknnaton tout a transfer on the statement or choose one of the Wowing in estment cbjecthes.
remise The Film or Cad bsuer (as aeoloable must
SDNY_GM_00027928
CONFIDENTIAL
EFTA_00138548
EFTA01279157

Important information about your statement (eonlnied)
Lending information believe to be retitle, but we do not gannet their - DPI and Lnkrtecl REIT searnes are not listed on a Lew invesurem oust units tow drab, we odor
Fa detailed pnloinvloon cn the Finis lending Fraction accuracy. national wasius recharge, and se generally ail alike. receive COWLS slang corrptnusien
and Schen& refer to your Client Rielatana - We genera? use the closing oncewenn wank a illiquid and even if thee can be sold the price from may of to hstrance companies trainwiting
Acreement or Araks Agreement aid the (venal tie men of the lid red ask prices for lined received may Ire less than the per share estimated the enmity contacts. aHthates of the insane,
Toms and Conditions. UBE Statement of Credit Pricnes snags ad ophore or ory bid prices la OTC vale provided n the accost statement. companies or sponsors of tie trill investmem b-usts
available in Ageessa andDiscloarres at secalies. we doribute.
lava, oda.-a nitatenurankelno vat. - Less stunk, traded securities may be priced using • Rankled entities Regraded sedritin grisly ▪ Our if ;lige& an staine trading comniubm end
valuatb, model a IN most recent price we we rot tUrreFilk, Han kr public sale. US$ Financial otercompensation from mutual funds aid inwa-co
Y040 duels cbtined and may not reflect al nut make price Services uses the market price of the unrestricted node ampules whose products we Sable.
Your statement itemises wcwities ad other assets heti a vas of the sane issuer as an Mined value(a the - We receive as acme' I ee from Leslie.* USA and
in the scow/ at the end of tie staternert period. You - Cenan posairo may appear Shout a price ad restricted stock for au/peenof Misstatement only To LBS AG Stanford Branch of up to 525 per =an
may ark. for delivery ol fay pad moans a dry time will as ae • Fier was rot aralabh• if we we the extent that retained titoseet are eligiah ler Life, sweeping to the banks under the LBS Bare Sweep
You mai receive waritiec used as ban collateral alter unable to cbtan a price for a searity. the value wend may be cabstantiala less than the Program.
prying any balaxe die on them. Any securities - Deposits or securities denominated iv currercies crated value town
transactedto the Rim dri-g the statement period are otter tan U.S. dolls are reflected at the shins Activity
lined at market vale as of the end of the seam et rate as of the statement date. • he. lestineted) Some, 0111.111 yields and rata. Information resides commence and oar charges
period. - Fcr anain marina ta6ng isnonconformng An *OSA< O1 avid name is bawd on cement incurred in correction with the emagon of tads,
• Cos ban. In aterrnning the cost basis of the denornivtions, price and qua-oily0am vale) may Sicked ail interest rate& attuning the market will inducing option transactions has been included on
mantes inducted n this statement where indicated have been adjusted to facilitate Prep. valugisn. be held for one yew from sinemenc date or an coat irmations prenowy furnished so you, ad MI be
web the number 'I,' LBS Fhancial Servkes has relied To cbtan osTem quotations, when amine, contact maturity. This Sinaie is only a gudelne, accuracy provided to you promptly on request.
oninformation obtained from sources other than UBS por Financial Addict. ad continued income are not guaranteed
RI-uncut Services, including in/motion 'rem another - Engrain roil Some and cured yield for Short selling
fins a that you may haw provided to rm. Financial • Rivals innannent end .tsuend products. certain types of stashes could include a retain of ocu am engaged in chat sang a security, sou may
Adrisor. The firm does rot independently veal Or Private Sinners sea_rities fh cldeg erect shekel or capital gains in which ewe the en. incur a charge die to certaintarsi-9 costs to that
gaminee the mangy or vane of are irdonnation participation program ad real estate investment Ins income (a-donee Weld would be overstated. pa-toils 'ease,.
provided by seas other than LES rhunial Ser ites. ensiles) and struckmed product are nay hohy - Estimated mug ecane ad outwit weld and the
h added% Shoup'. LEES Financial Semites gerwaly dicuid Crier strmand Woad, haw not been amid Sane wed yield neje be lower a higher Ow. onion
updates this information as it is recent the Arm registered with tie Seceeities and Exchange than the stinatred amounts. Regarding rpm or *gcaltilLcancellee orders that
does not provide any amines that the Hannon Commission or under/re state securities laws. We - An estimated a-ruaked income (dividend area were rot executed by the stamen date, open buy and
seder 'Cost ban' and "Unrealized gerl loss' is provideestinated vales la private invearneM interest) dined by the ciarent make tel stop cons ere rediced by the mount of deaden&
accurate as of the date of this statement. As such words ard astern products for enema creel virataverage balance is based on the last dividend or opts on an mediadera a unties date unless
please do rot rey on this i-darmtion to make Passes any Acctracy root guaranteed or mercer payment made by the Boer and insteuin Semis* by you. You Sr. responsble for
Ismaiscr sale decisions, fa tax PlPoses or - These values maydiffer sLbstantiaty from pekes, if asosnes Ise senaleadeposas will be held for one orders that we wedged die to 'row failure to once'
otherwise Accounts tra-derred to the Fort may toy, at which a preen int security a year *Om tie statement date or until matisily. eating open o-ders.
reflect gar/ loss rdcrmation only for the period cd structured product may be bought or sold and do Accuracy aid contmued weld are not warned
tine they are heed at to Fern More hittorical not necesseriyrepresera the vs/bayou mar receive Ftivary
Hamais can be aided by yotr Finarcid Advisor. won liquidation. • Assets not held by UBS Financial Services. Certain To obtain a cope of as current Client Privacy Weis
- Third piny eninaes of sale are of a cenain nets are rot held by the Finer andnoe She, the please connect ocia Financial Ansa or visit cis "incite
• lJnoralind gain/ban When data is agitate. dateda- supplied to UBS Fma-cial Barnes on a fern's possession or control. These assets are al anon ohs enen/nnirmnlrv.
*sunned ...talked gaindlowes we calculated kr matter bases by an independent sanction hem. &Tamed on liar statement for informational - LE6 F racist Seniors isnot a bank. BURMA, Bushels
rravdial mosey lots 11w trisects data for - Issuer, entailpalm( or spanuar estimated rakes, purposes only. Positions and values presented are Services Account 65A and OM are brokerage
edivila Ion may or may not reflect canminkina, il are, are tippled to the Finn by the issuer, provided by tee iskrig firm UM Fa-uncial St/VCs accounts which ;fordo access to bwking services ad
charges rider security reorganization events. general partner or sponsor and mie be cakuksted not reasonable for this ilarnsion and does nee Pudica tirae wangements with affiated banks
Dividend and oter reinvestment lots ad systematk based on deferent information hats thawed by guarantee es accuracy. These assets are not protected and od-er It-prty banks. aid provides access to
puthase bts are each combmed to dimlay ore hot pries tole ve their tanned values. by SIPC or the Enna supplementaISIPC canny. maws and amuity Frodsca issued by muff/Wed
averaged lot The 'Trade date casein presents the - You can obtain acklaisal iicrmation regarding thiparty nuranacomprin throat, imams
orghal transaction trade dale. the metal:Wage used to asinine the enimate of • Revenue Swing end national ccenpansetion. agency snider's of U3SFeurical Service[ Inc.
value ad the date of the Horror:inthat is the — h aoldrakn to rommkskns as sake and 12b.l fees - hvenment koura-ke, ad amity products
• Callable securities Bonds and preferred stock that base for the estimate by contacteg your Franoal received in conneabn with the dinriution of mutual - Not FDIC routed • No bank guarailes May bse vale
the boar cats for sly redemption aril be selected Advisor. tint to our derits we an& Our affiliate receive - WA. Reseda Management Account, Banns
it ally by lot from amorg all sesties of tat - Third party'slin vales mey, be reflected at revenue awn; pervert tan deo-buss ands Services Account BSA, IRMA and nterutional Resource
twin held now name or in none.* nano forcer 'Nat pled in several Muslin, weep an advisors ol the mutual knob that we sell Thew Management Account are registered service males of
dents Call tease hfcirmation is obtainedfromthird edeperdent valuation fm has not smoked a anion are based on fro d &rent cony:rents, LI3SFearidal Services hc.
patties and its accuracy e not gsanteed. Other call triable to assign a vats when we become sae the move of sales by LBS of a partkular rnasasl - VISA is a registered faders* oared by Visa
teases may east which and erect yield complete that a material event Nei:cdooated that may call a held finely to our ClentS; and 60 We asset wale of a Merriman Service Chadian ad used under
Soma cn will be provided upon request previously reported vale a nen a particular Mittel led fan4es sharesheld at tie kers UBS Vea credit cards ad the UBS Vea
venue would be highly specunire due to the nature tern den card, are issued by 11K Rank USA with
• Canikafwa of derail fee). COs are FDIC meted of the wcunty. - We slow affiliate alsoreceive retworking and permission from Visa U.S.A. Incorporated AA other
up to 5250,000 n principal and accrued interest per - When read an iflutf, general partner or sponsor annbw processhg fees in considirationfor b-ansler eadernaks, registered [manures, sake maks and
deposta and per depository institution, haccontance estimated value nor a thadstity estimated vats is ages services tat we provide so the mutual funds. registered *nice marks are of thew respective
with FDIC nibs. read, the vela of dm wanly will be alert Thera feet generally are paid from investor assets h swain
Iran ilia:chase price. the mutual fu nd and are a feed dollar arrant based
• Price/value Prices displayed for securities and other - Onibutions to date' my include resit of cri the rad:era somas at the brokerdeale-
Voids may be higher or lower than thePrice that capital, mane ration). toldngm axi hits of that f trd family.
you would actualb receive in he market. Prices are - 'Original unit size • verients the natal of frin9 — h nal:onto cornmasions received in correction
obtained from verbs livid wry sources ehkh we price per Lend and may not reflect yo cost base. with the wale et detaution of annuity contracts anal 1785 Fnanciat Services Inc Rev 20170)
SDNY_GM_00027929
CONFIDENTIAL
EFTA_00 I 38549
EFTA01279158

1435 Felancial Services Inc-
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 June 2017
CN770065645950617 X1245 Y1 0
GHISLANE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHSLANE MAXWELL
Friendly account name: Indy. Millennium
Account number.
Your financial Advisor:
SCOTT STACK MANILYLE CAST EL
Phone: 212-821-70001800-308-3140
Questions shout your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeUne at 800-RMA-1000, on May 31 (S) on June 30 (S)
account 029028776
Your assets 703,047.00 705,443.00
14sItour Your liabilities 0.00 0.00
vnew.ubscomainancialsewices
Value of your account 5703,047.00 $705,443.00
Items for your attention
• For Information about our fees, charges
and compensation, please see
ubs.ccmigukletofees and
ubs.com/accowitdisclosures Sources of your account growth
Tracking the value of your account during 2017
VSue of your account
The v=ans at year end 2016 5683,739.00
Your investment return
5,32 7 703 D 705.4 Chave in
0 market value $21,704.00
Value of your account
on Jun 30.2017 5705.48.00
2.)0
Dec 2015 Dec 2016 May 2017 Jun 2017
SDNY GM 00027930
PA•mbor SIPC CNP70009306584595NPI000306428 00005 C617 030575004 VI28776550110110 Page 1 of 6
CONFIDENTIAL
EFTA_00I 38550
EFTA01279159

SUBS
Resource Management Account Account name: GHISLAINE MAXWEU. Your Holmdel Advisor.
Friendly account na • m SCOTT STACK MANL YLE CASRIEL
June 2017
Account number: 212.821.7000800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a 00%
D Fixed income 0.00 000%
E Non-traditional 705,443.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $705,443.00 100.00%
Value of your account $705,443.00
Eye on the markets
Percentage change
Index lune 2017 Year to date
S&P 500 0.62% 9.34%
Russell 3000 0.90% 8.93%
MSC I - Europe, Australia & Far East -0.15% 14.23%
Barclays Capital U.S. Aggregate Bond Index -0.10% 2.27%
Interest rates on June 30, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.22%
CNP700C6006594596 NP7000305428 00035 0617 0305750N VI 287765501 irmyGht00027954ge 2 of 6
CONFIDENTIAL
EFTA 00038551
EFTA01279160

SUBS Resource Management Account Account name: GHISLAINE MAXVVELL Your Pinandal Advisor:
count n - n SCOTT STACKMANLYLE CASILEL
lune 2017 Account number 212-821-7000'800-308-3140
Change in the value of your account
tuneMUM Year to date (I)
Opening account value $703,047.00 $683,739.00
Change in rr:ar let value 2,396_00 21,704 00
Closing account value $705,443.00 $705,443.00
Summary of gains and losses
values reported below exclude products lot which gas anOtOSSeS are not Ossified
Realized gains and losses Unrealized
lune 2017 ($) Year to date (1) gains and losses (1)
Long term aoo 0OO 55,443 0O
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternabve
investment objectives in important intonation about your statement al the end of this
document
Your return objective:
Current mccme & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration • None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out.
SDNY GM 00027932
CriP7COCO3C6584597 NV7003305428 0003S C6l 7030575001 Y128776SSO 110110 Page 3 of 6
CONFIDENTIAL
EFTA_00 B8552
EFTA01279161

*UBS
Yournotes
CONFIDENTIAL
EFTA,BE553
EFTA01279162

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandei Advisor:
*UBS
Friendly account name:Indy Milennrum SCOTT STACKMANLYLE CASRIEL
Jul Account number: Y1 28776 55 212-821-70001800-308-3140
Your assets
Sane ones, income and current values ShOwn may ter EpprOximble. AS a intik gains atIOsses ma/ not
be accutalely reflected. See important information about your statement a the end of this documeM far
more infornmon.
Non-traditional
Private eputy funds, Hedge tuna, and Other investments ale held in your LIEISFinarcial seMces MC CUBS Estimates of value %POO by issuers 04 Certain program (which pre gene Icily 'net asset value' esti:MR*0
FS) holerage account. TM positions reported below reflect the recceds of the noun, aoclUBS FS cbes nee are shown as' issuer est. value pet unit'. For Pnyde equty f unds, • Est. value per unit' is a value updated
guarantee the accuracy of the iriormation The value shown is riot necessarily the value you would receive quavery, based on the Net AsSet value C NAV') in the fund to of the dale sped fled °lustedby ading
from the Issuer if you scIdthe assets. Funds acirtely sdd ty UBS FS ate subject to ongoing due digence, cucital calls and subtracting dslnbutions once the NAV date The NAV is primarily based on estimated
dthosnyn the level performedrnay vary A dosed fund may be suhrect to noongoing dligence A fund that portfolio values wangled by the underlying fund sponsor Thew Iwo values rnay vary because of differences
you purchased elsewhere may never have been suteed to UB5 FS dllgence, although VErS FS may receive a In the way they were estimated and because the • 'third ferry en. value Pet Una' may have been °waled
let tram I he funds manage I, Whit h may constitute a masonry of the rnanagemenliocenti* fee. Please (Ante bass ad financial irionnaton other than yearend Reported estimates may not reflect resale,
contact your Financial nob's°r with questions 'Est value per wit' is an estmate of value supplied by an liquidation or repurchase value, a any, and may rot reflect dst 'buttons of capital until the next valuation is
independent valuation Inn and reflects adjustrrents for factors such as the iquidty of the units. *Meted. cerbetaly on an annual or serrirannual baSiS See Important •Mormatron atour your statement at
the end of ths statement.
Hedge funds
PurchaSe MKS
Number Avetar once Client Cost Pace per share value on unrealized 0m) imemment Holdng
wiring of shafts Pet Shale (S) investment CO basis (l) on tun 30(1) it.in 30 0) On or toss (1) 'twin (1) relied
ALPHAKEYS MILLEN FND
MCC EflAGE ,NO 931117
Trade date: 650,000.00 650,000.00 1.000 705,443.00 55,443 00
Your total assets
Percentage of Cost Estimated unfearzea
vale on tun 30 (t) your dreamt oasts (1) annual infccre gain or Iasi (S)
NonAratitional Hedge funds 703,443.00 100.00% 650,000.00 55,443.00
Total 3705,443.00 100.00% 3650,000.00 355,443.00
SONY GM 00027934
C HP70002006584599 NP70033C6428 COCOS c6i 7 030579004 VI28776550110M Page 5 of 6
CONFIDENTIAL
EFTA_00 I 38554
EFTA01279163

4tUBS
Your notes
CNP7COCE.005594600NP7000305428 00005 OM 7 030575004 VI X3776550 I I thAyGlo00027eRie 6 of 6
End of statement for account number Y1 28776 SO
CONFIDENTIAL
EFTA_00138555
EFTA01279164

Important information about your statement
U3S Fr racial Services Pc. (the km or UBS Fnorth! her Iromyou no later then 60 days alter the Fm aim for Gag Ebbnatory brochre addible upon • Produce Combination of Income and Capita%
Sontag is a merrber of all principal seccrhy, comrroday seed you the list et ateellent on which the ems or ippest or at mew. spc.org The SIC asset protection Appreciaten Investments Mang both to generation
and options exchanges. UBS Financial Semites and 1.85 Prober a:Pend. limit apply to all roosts that you roan a particular of income rd growth of plant
Bank USA re i-diect subsidones of UPS AG and - Madeyou' name rd accost number (d any) capxth.
affiliates of UBS Smitten U.C. The Etas I hanoal - Cesabe to error or the tanner you re inure the Fart together wet certain affiliates, ha also Overall risk profiles
statement • available upon rented. The Feat execute about, rd elan as clearly as you ore why you Purchased sankmentatinstrace the mar mum • Costing:sm.Seeks to manain niter pi-dial meth
alias are a. believe d is an en or why you need more amount park b to at Mob& client, cohesive& wider low rd aid Manley to the word carat even if
riformasicn this protection is 1500 million as or December 10, 2016. that man ea accord does not generate signif juin
UBS Financial Servres lx. - Panne the dolor arrant of to suspected Pro'. Sbject to the par/condition at limitations, cash at income a farm and may rot hap pace with
1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflation.
Weehawken, NJ 07086 The Finn a Card Issuer wa niestgate yew cancian aggregale for all your accounts held n a pariothe • Medeal. Wiling to accept sane rigs to pincgal and
and MI coned ay 'nor promptly. For alleged errors capacity. A fiA copy of he poky warden is audible tolerate come volalety to seek hitter returns.
U o T f h f N i i s c i F s a t i l n a l a t a e n c m c d i e a w n l S t u r e e n m p e r it n e e s t s s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r c n e i i a c c l a i r n e n g c t , o d e r a d x a o e s f p h y t o o u u l ' d m y M o o o u re l i w n th a a a n U n B 1 t S 0 f V b o a r a s t h r t i e m { W a s m d O a o y u c s n a t t - o y d o a tr u a l b t n h s s a a , t r w i l s a e i a n w i e f i r l w l r c o e r r e , t d a so k it e th at T w h o e n SI r P e C q u p e ro st t . e ction and the supplemental protection • A hi g g g h r e v s o s l i a v t e il : it W y t i o lin se g e t k o h a i c g c h e r p e t t h ur i n t s n ov th e r t o tim a e n . on,' and
rot be relied wan II you bathe there is an ow a you wi hew the used+. money dunng he tine n both do not apply to • tnvestmentEbaidike anklesJ tiOtl: I selected a
omisan please report t immediately n writing to the takes us to ccmplete our iwestigption. • Certain financial wets controlled by (and i-claled ii POrtiOn of the portIolo for that account may include
Brandi Manage of the office serving )our account. your account value) best MM awayfrom UBSFinanciel ant strategies. tented licuicky and geaW
Please make all checks payable to the Firm or the Services (e se. certain (i) deposits at affiliated and ran volatilty.
Allhoup a tiger.' show re intended to be accurate, Irina& insteution ndcated on the front of thk affiliated bats nsurrce products, ex14n9
statement testa mould not be used for tar purposes Rely statement In addition to regular accord fees, accounts variable amities, and (ii) shares of mutual funds Statement liciwoholdthe
solely on yeaand tax kerns, (ie Form 1099. 5498. may be abject to materna-or hes, cages for late %Ma such shares are registered den& in the name We may consolidate t related account statements nth
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n r 'r e e p p a e l t a o t h y e ou IR r l S a a x l r l e ta tu d r b n. le T h d e e F ad im en s, p a a m y o m u e n n ts t a n - c s a e s c h u 'c rit a ies r p t u s rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t I r c a e n u sf n e p rr a e id d i o s f s u ti e e r o a r c t c r o a u w n l t e h r o a id g e en n t : ) r ; e the books and records of the t th h e e y s h a a n v e e a c d o d rn re e s r s s i w n h th o e a s k a o m m e a e n nv ta e i l n o p jo e, i n e g a . c b c e o c m a t u se
m e on p n o s d e rt e a e b tr b n a r a ta e c c u n I i n t ti a n e s b s , l h r e e d l t d h c r n i o c y d k o n b u a as a a i c s n c o d o n w u c n e a t r t n a le e in t i p c n o r t o e v c r e e e r s e e t d d s U to B o S t h S e w r e in e s p t a O a p c t n io s n m s ay be subject to a transfer lee. • n li i m n o v t i e t r e e s d t g m i p s e a te n r r t t n e c d e o r n u s t n r h d a i e p ct r s a t n o h d r e p n S v l e e a c s u t t e r r i n t i p e e l s r a d c A M e c m t e o en l a t 1 t s 9 s ) 3 h (e 3 a . ; g a . a , n r d c y r s a o e t p u io a p r n r a e s te f h e e i r s m t e o e w r lo e e p c n e e i s v o , e t h y i o e n u r d d i m i e id a n u y t a d s l e a s cl t i t a n h e e m h s o e a u m n s e e m h e o a d l i d l a e in d m g e . b s I y f
secedes. 1,65 oars options la sweeping cash balances to ba-k • Corrmoditin contacts . foreign erchage and cilia your Feunual Admor.
G • • a u o I t t f o e v f t t f a t e t h u e h s r e r i e r a s t f h i r t d s n e e e c a t e c r a n a o S p c m n r r i e o a d n t e l r o e a e a n s c m w t t i i t a t y s i s u t o n y h I t u o m i r o o d t r e U n r n i a s t a d M c t l F o c n s o r i E r , t r P m h r i e r n n e o n c t t n u e l o u n c a p d s ti l a n o e S t n g f e e t A y m r o o y c s f k u t l e i r ( e n S s r d g , P w i b n A ri t e t ) s i n n g D b b P d w th a e a r e i e o n p t p r h g k o H i o l r s s d a s a e e p e n m m m r a I a n r a a n c t e m t i e c c e n r o i y F i n p n u D e m a n g t t I : a t n C D o a a r g . r k e i l a l m n e p n U l t o o u R B m t s n r h 5 e i o - t u e d a B A n t U f i u f n n a m i a l M i a e t a l a f c U t F u e c M r S n O o a d a d r A I b d ( n C s C a a a a 4 ( n n M g A n t c e d s s ) o e m n t f n r a w a e e e th d n y i t t c t - F h D a u A A e f f a t O t l r t p i d a c e t I o C i t n a e s n i t i o e n l e t e u n e d d r s e t s . n n o s T o a h n p a t e t d m h r n a e S o e d p c k a I m i p c K o r o l a u y d a m p s n a k t r m o t m e e o a m t e t o l l h e p v d t e e c a r i a s t o n t l y i e c i o t t n e o o s n a n . c p o s a t t t r T f i s n i o a o e y d c n i n t . e t t d s o S h c s X o w e o I i C n i n n s n n v o t u c r p o e t p a f l r s u p p o t c t h r l c m t t e o e e . i m r e t y c e g n e t o c i f t o n i s t t g h t n a r a u e e g a l r e t p a e n e i t s r d n t w o h s c t t h t , o e e c a e n r h d p t a a r p o a s n e n c g a a t d e s r s o F y T h b c o h a h y ri s o u e c e s r n o F n e F n o r d n r i t e i l l a e b y e n c n y g d a t d a i l y c y n ly l o e g a e u a o c f y f c t c w e r o c o s c o n u t : a s n F n a s t- a s t i r n t i o o m s n y t n a O y n e t m o U le u r e t a i s w s k , c a i t c h t h h o w r a u o y a n n u o t t g u e . Y h r r r m o O e u c a n o c l r i r a k n d n . e k ' c e S a h e e d a p rv m n e ic c c e y d a s n ?
F te r t o h n e c r i a b l y S a e r n ra ic -g m e c m a e rr n ie t s w y i e th w t h a e c c e a d in ca t t a e s d d i a n r s i i n d g u ton F a o cc r o m u o n r t e s a e t d U o B e S n a A t G bn S , t p a l m ea fo se rd a B n ra t n y c a h w an fd d i c c h .g a o t v s . D o e f posit r o e th su e l r t w o i f s e m ) allet monernant issuer barknaptcy or Mated overview
We informed you of this relaanshin when you MoneyFunds are rot hand by the FCC • Vabe of your mvounteronfoho. Net of assets and
opened this axon. h that cast your toads and Dividend Reinteament Program (DPW) babied*,
sealties re boated a LOS financial Semites and rot Through the DA, cash balances we swept to deposit The price reflected k an average price. You may obtan • that Includes anal*" cash balances. vibes for
the ritcdeciabrder, and youn ut mad a repri accounts at UBS AG New Yon Brardn a-d UBS AG the actual price fran xis Palencia Advisor. Only ehrob restricted security ad ), and Global Tia Deposits,
of dry era or omission to both firma Caner, Branch. These deposits are not inured byte shares are purchasedunder DPW; partial than will be wreaked mans to make, and certain wets not held
• As dented in the account areements, yw rust FDIC. Balances held at the UM AG Cayman Branch are sold ad the cash INN be deposited 'nyour account The by the Fem. Does rot include waited secuntieslassets
roily us of any errors or fraud nothing decks temp:ran& biased tote sovereign its of the Cayman 6videni reenactment price swished by tee ister may in the end of the plot and cuteret statement sands, a
reflected al put statement within 30 days after d was blendk ad there is nooses-dee or abet obligation of della from the make price at which to partial mart private imetenerrb invested 'took options ad
mailed or made amiable. LIBS AG io repay the balances while on the UBS Cayman re sold wercable cock options
• Pleat* died *sonar complaint or names to the Branch's books. • LiateliOns trades abet balances, outstanding mean
Fists C fent Relations Deparment a 201.352.1699 Cash-itlieu loans, trade lint short accord balances.
or toll-free at 8C0-354-9103, 8:CO A.M. to 6 GO P.M. Bank deposit, are not protected by 9PC. Money Fund Only whole urn ray be held nyou' account. If ycv are • Cash/nroney balances. Foul of arrayed warn
ET Monday through Frday, or in wing to UM shires are protested by 51K. See'125 Financial Selma, entitled to a pared did as Jenne of a addend termini calls balaxes, pis deposit balances at Mailed and
Fiunual Semites Ix,. Client Rations Department Accord boudiont below. or oil-wrings the Firm MI ether sell partial wins as non-all gated bads, ad money man mutual Ltd
P.O. Box 766 Union Ciy, W 07007. mint or accept an tenant determined by a sweep balances, at the cbse of the statement period
• A 0 daements shall be deemed complete and waste Wel your request, balixes n the bank depositsnix be registered cleing agency, at credit yar accord. Non.cornmodity tree creek balances incur accord are
if not cbbctenl to in suiting veithin 60 days **dawn and shares of a Way Fast may be •ot segegmed from other balances and tie Frm may
• Fa fly services_ Call 044412.0986 or nom outside liccimMect and he proceeds reamed to you a you. Inveteftment objectives use any of these finds is the Pansy course of is
the US.: Cal 201.3521495 stakes accotrd. the rmslmert objectives and risk profile are spec tic to bushes. Thew funds are pat* Loon your dema-d.
• F c k h W a i i a d r c e d n a e s c t h s r e t a e a r e a n r d n s d a e a s e n d f a n e r t r o N t e s W n s I s o , O 0 i r c x 7 c . a 0 . b o l , l 8 R a B I 6 s M 2 p , t 0 A e a O - r 7 n t s 6 n H n a 2 e a b - R r d 1 o b I 0 o u o A 0 t r r N 0 i B U n , M l M o v A n r d o w W , S n 6 i e i a I l o h e n n n t n t d i o o c a : n U r i . P t S a F w ix a l a b t e h y s w e c t r r a a i g l l l , i a n c c u g r o n r K n re a r O e n l w t c - i 7 e r a e 6 e e a 2 p r b n - e 1 o e s 0 k u t 0 t t w s 0 a , v e f a r t o i l a a m n b d l y e o y s u i w e r l e F d e s ri , p e i n s o c p a i t v a i a o l i n A la s d b , v le is a o t r K P i e c n h a le v o c n a e h o s i i s t e a m t e - c a a o c e c n o n M t t u e i d t n c e o b t i r f t a n h g t c n h e t e d e i F v m i ( i e r n c m a s l y . a y o p m a f u r o O i r y n r I r n g r e t b a a r i e e n c n g t v h w c e i a i n e s a c t e l % m c s n e e i o b y n n r a o i t d n b u o g h o b o a e n je f c t o c r i c , t r e i o y v o u e u s n : t L F a T o h e d r i n s & d b to i P n a ta g i s e l i i n u d s f a n o h x I r . e c m , - r d r m a e e ic t a f i e i o t r i i e o n n ° n t e y o e a n c r th u C e r l e e fir m t m p R ' e s e r l i l e o a r d ti r o A c n lo r s g s h i p i n p g a v ti a n in a .
• Ruda Currientincoor Investments warn the Agreement a Arend Agreement and the General
Cal a smite as soon as you can, if you fat yes UBS Financial Sennas axon protection generation of none only. Terms and Conditions US Statement of Credit lattices
statement a receipt is wag or 4 you need more The Finn a a ranter of tee Searnies hvestoe Protection • thane Capital Appreciabom hienments seeking available n Agreements andetiarlosups
itomiation axut a transfer on the statement or Cotcration (SIK). WW1p rotects auntie, =tamers growth of principal caber tan the generation of Steme/dyi ev.ruirerniussr,rhsw.,
PPP. The Firm or Cad Issuer (as oalicable)ntrat of is members up to 1500,000 (including 1250.0X/for income.
SDNY_GM_00027936
CONFIDENTIAL
EFTA_00138556
EFTA01279165

Important information about your statement (00nilled)
Year refs obtained and may not reeled an &Pal market price • Restricted securities. Restricted SeCtrities generaly — Our diaries aba recede trecrt; convrissons std
Your staterent kerns, securities weather Mel held a vats ae rot currently egbk kr public sale. UBS Fine-cal other comperostiari lean mutual funds and ewer&
tribe exant al the end of the steers pried. You — Certain positions may appear wilecul a price rd Services Wel to malt price rile unrestricted sloth companin whose products we &three.
may ask fordovery of fully paid searaes at anytime. ell show as • take was not availaba • if we are of the sane issuer as an meted value fa the — We recede an ritual fe e from LDS Bank USA ad
You may receive securities used as loan collateral after usable to ratan a pace for a security. restricted slack for petposes of magement any. To U3S AG Stanford Bunchof ipso QS pa accord
paying sty babmce de an them. Any securities - Deposits a securities derorninated it enemies the intent tet reeked seo.tites are 'lobe la sale, sweeping to the banks lade the ties Bar* Sweep
tranderred to to Fins &erg the statement period are weir than U.S dollars are reflected at the whinge the vela Matted my be earstantialy Ins than the Program
listed at market valve as of the end of the sternal rate as of the statement date. incised value Mom,
period. — kr certain searnes racing in non-teeming Activity
• Cat basic let detrmining the cost basis of to denomiretionA pnce and aurae (face eke) may • Est. (stinted) income, current yields and rates. Information regarding commasens and other charges
securities induded h this statement where indicated have been adjusted to lacilitate bops ewer' An estimate of awl tame m based on curet incurred in arnection wish he executors of rades,
wih the number 'I,• UBS Faunae Services has relied To Merin current quotations, when mailable, contact dniderd rd interest rates, assuming to market will inducing option transactions has been moluded an
cn information obtained from sources other levant-SS vat Financial Advisor. be held for one year from statement date or wita confierrione preouty finishedto you. rd wlil be
Financial Semites. including idarriation from another maturity. This elfin*e army a gukleine; accuracy provided to you promptly °timpani.
Inn a that you may hawprovidedto you Fina-cial • Private investments and structured products. and continued axone are not guaranteed.
Advisor. The Firm does not indeenilently very a Private newer+ series (raying died — Estimated atrial tame ad went yeld la Shen selling
gaunt** the acaracy a raiday of ay information pancipat ion program rd realestate ontestment trust certain types of wares could mclude • ram of If you are engaged in sheet selling a weir s,. you may
provided by coaxes other than U3SFrenrial Senices. secures) and Trucked pedals are gewraly highly principal or caret gate in which cage the est incur a charge due to attain borrowing costs for that
In Ace." although IBSFinancial Strikes generaly ikpiel. Clan stnxtLred proclacts have not been income (ad current yell would be overstated. Particular seam.
updates his nkrmaten as n is received, the him registered with the Securities and Exchange — Estimated anal ircane aid current yield and the
does not row& ay assurances that the hfamatien Commission Cr under any state sectaries laws. We actual room rid pied nose be lower a higher Open orders
wader "Cost baser rd "Unrealyed garl bye is porde *stinted vales For private invultrant than the *nestedn um. Regarding open or goodilkanceelee orders tat
accurate as of to date of this statement. As such, secures and sea-lure products for Harman:de — An *Pirate of arruaked income (dividend ander were rot neededbythe sweeten date, open buy and
please do not rely on this tramation to make arrows only Achrary boa guaranteed. interest) &kW by the current market sel stop ceders are redact(' by the anount of dividends
puchase or sale decisions, la tee puppies or - These vales may dater Abate" torn prces, it vabefaverage balance Is based an the last diva:lend orrigds as as ex-dividends a engsts date unless
°theme Accounts turdw ed to tie Fie may any, at which a phrase iwesentol security o' or retest peter made by the issuer and etude chemise bar you. You are tesponsble for
reflect gallon inforrnalisn only for the period of structured product may be bate or sold and do acmes twarositierdepases sill be held for cr. orders drat are executed dr to your (slur, to cancel
tine they are heed at re Finn Morehistorical rot necessriy represent the value you myreceive year born the daternlot date or until mahrity. raring open orders
iScartattn canbe acitedbyyas Maxie Advisor. wren licuidatcn. Accuracy ard continued yield are not warned
— Third party etimatesol vats re as el a certain Privacy
• Unrealised gensfleatee When data a *marble, date we re supplied to UBS Financial Services on a • AMU not heed by UN Pinandel Services. Cenan To obtan a copy of as current Client Ftracy Mee
estanated veered gainalosses are calculated kr regal bar by art independent elation firm. assets se rot held by the Fie and not wohh the please contact rats Financial Adder or via as website
exlivitial secure lots. The transaction data for - We, genetal partner or sponse estimated were Firrns possrisisn or enrol. These assets are at led0=Liallititragrl221kb
rdvizlial bet may or may not reflect or:mess:ea. ay, are .;plied tote Frm by the issuer, delayed on yos statement for informational - U3S Financial Senices arat a bank. The RMA, Bushes
charges andor security reorganization events. general partner or sponsor and may be cab-rated purposes ony Positions and values presented ire Services Account BSA and SMA are brokerage
Dividend and other reinvestment lots and yatematic based on diferent iriormaton Iran that rased by provided by the issuing fern UBS Frontal Services a accounts which porde access to baiting serves and
purinese kris are eachcombined to display are &ideate to ciriw their estimated values not respotorble for are infammion and des not prodati through avangerrents with affiliated banks
averaged lot The 'Trate date' toter presents the — You can obtain addliersal dorms's:es regardig gua'antiO its accuracy. Male ewes are rot protected and other sheep], banks and provides access to
crgiral transaction trade dale. to mete:blow wed to determine the estimate of by 51K or tie Fim's supplemental SIPC coverage. hswaxe and amuty redacts issued by tnaffilialed
value ad the date of the idonnaton that is the Iii -party issuancecoterie tirougs insurance
• Callable seeuritione Bonds and petered Pod that basis for the Simile by cant/erg your Financial • Revenue shale and additional oempansetke agtayaltairkrial of ties Financial Saves Inc
the issuer oats for erY redemption wit be selected Advisor - h other, to cornmksims cn sales rd 12b. I toes — eremite inure-re and arnuity recite
impanalY by lot from an-crg elle:tries of that — Third pry estimated vales may be reflected as reared in connectim with re deb.:ion of mutual — Not FDIC iraured• No bank guars-ler May lose vela
ewe held hour name or in nominee name for as 'Not paced in several Austin: when an bin* our <bents we actor our affiliate receive - IMA. Rescue Management Account, Busress
dents. Call leak& nktmatcn is obtained from third ixleperdent valuation Inn has not suppled ct evens sharing pewits tan disttutcrs ands Se-teesAccount BSA, IRMA and retnational Resource
parties and nc accuracy is not guranteed. Other call wele to astir a vale, when we been* avant advisors of the metal Kr& that we sell. These Management Accost re registered service maks of
feature may eve which could affect held complete that a material event has caved that may call a smarm aft baud on twat different components: (0 LESFirencial Semites lx.
rdormaten elite provided upon request resioully reported vaLe Fro guestion, or oaten a to rare of sales by 1.85of a particular "meal — VISA is a registered vademak owned by Vita
value would be highly speculate due to he nature &dirtily to ourclents; and GO tie asset rake of a htemaknal Sent Asxrciation and used utter
• Certificates oedema (s,). CO, are FDIC rowed of the secunty. particular mutual turd lanys shares hrid a the kense. The UBS Vita creek cads and the UBS Visa
w> to 1293,000 n principal and armed interest per - When neither an issuer, 'real panne or sponsor debt cards re issued by UBS Bank USA with
depositor rd per depository inaitcobry itaccordance <Pirated value nor a thirdparry estimated sake is — We ardour affiliate also mains networkhard permktion from Visa US.A. <corporate Ali ahet
rah FDIC lutes. provided the eke of the secure wilt* different embus processing fees in considteoration for trawler radernaks, registered trademarks, unite maks ad
born its palate rite. opera senesces de ow rovde mutual funds registered service marks are of their respect.*
• Pritehalue. Pekes dielyed for sewers and other — 'Distributions to date may include fern of These fees generally se paid from investor assets n QCOganilleS
rockets my be highs or laser the, the price that capital mama or both. as mutualI and and are a fried ober arrant baud
you would actually receive in the market. Pies we - 'Original unit size represents tie natal offering as the number al accents at the brolier.dealer UN Financial Services Inc Rev. 201705
&mined from whoa hid piny sources *hilt we pie per ind and may not reflect your cost basic hokingm it& finds of that ferdfa-nily
Peeve to be reliable bat we do not guarantee thee — DIP aid unliPed PER settees are not listed ma - h addnon to commissims received in correction
accuracy. national secultes exchange and are greedy with the safe or darbubonol annuity contracts zed
- We general& use tie closing take when hala* et &gad me hen a they can be sold the price unit insestmet trust talk to our chords, we ardor
the mean of the bid and ate rim kr heed rearedme be less ten the per share estimated our effete receive revenue sharing compensation
seines ad options or °nit Wanes ter OTC value provided in the scowl statement. he many of fie Sawa companies underwriting
le aes. the annuityantra-ix affiliates of the marance
— Less activey traded WV maybe paced usng a companiesor sponsors of the tea investment trans
valuate, model or the most recent price we we detdbuter.
SDNY_G M_0002 7937
CONFIDENTIAL
EFTA_00138557
EFTA01279166