EFTA01278975.pdf

U8S Financial Services tic.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York 14Y 10171.0002 March 2019
HI AN MAX LI.
Account name: GHISLANE MAXWELL
Friendly account name: Ind.!. Millennium
Account number.
Your Financial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on February 28 (4) on March 29(4)
account
Your assets 770,445.00 773,775.00
Malt our website: Your liabilities 0.00 0.00
www.ubccornifinancialseonces
Value of your account S770,445.00 $773,775.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annuakreditreportcom. Tracking the value of your account during 2019
Value of your account
g thc Lr..anCS at year end 2018 4746399.00
Your mestment return
770.4 773.8
683 7 )26 4 Dhatlenclara
• 0 interest income 438.168.00
Change in
market value -420.752.00
250.0 Value of your account
on Mar 29.2019 $773.775.00
Dec 2015 Dec iota Neje'? Dec irne Feb 2019 Mar 2019
SDNY GM 00027746
Member SIPC Page 1 of 6
CONFIDENTIAL
EFTA_OOI 38366
EFTA01278975

SUBS
Resource Management Account Account name: GHI$LAINE MAxVVEU., Your heencial Advisor.
Friendly account name:Indv Milennium SCOTT STACK MANLYLE CASRIEL
March 2019 Account number:
Your account balance sheet
Summary of your assets
Value on Percontaga of
Maki, 29 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
E Non-traditional 773,775.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 9773,775.00 100.00%
Value of your account $773,775.00
Eye on the markets
Percentage Change
Index Mar& 2019 Year to date
S&P 500 1.94% 13.65%
Russell 3000 1.46% 14.04%
MSC I - Europe, Australia & Far East 0.74% 10.13%
Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94%
Interest rates on March 29, 2019
3-month Treasury bills: 2.31%
One-month LIBOR: 2.49%
W_GM_000277,49e 2 of 6
CONFIDENTIAL
EFTA_00138367
EFTA01278976

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
friendly account name:Indy Millennium SCOTT STACK MANLYLE CASRIEL
March 2019 Account number
Change in the value of your account Cash activity summary
March 2019 (3) Year to date (S) See account activity the month for dela Is &James in your Sweep Options are inducedln the openna and
closing balances vatic FDIC Insurance applies to deposits at uBS Sank USA and a banks partinpeing in the
UBS FDIC insured Deposit Frogan. n does not aapty to deposits at 1)85 AG. Stanford march. 51PC
Opening account value $770,445.00 $756,359.00
protection applies to monry market sweep find hddirras but not bare deposits See Important intortnation
about your statement on the Int Mo pages cf this document for detals
Dividend and interest income 0.00 38,168.00
Mardi 2019 (S) Year to date (S)
Change in market value 3,330 00 -20,752 00
Opening balances $0.00 $0.00
Closing account value $773,775.00 $773,775.00
Additions
Dividend and interest income earned Dividend and interest income 000 38,168 00
Total additions $0.00 $38,168.00
For purposes of this statement, tauldity of inkiest and cfnidend income has been determined horn a US
Subtractions
tar reporting peispediee. Bead upon the residence of the account holder, account type, or product type,
some Interest antic. dvidend payments may not be subject to United States (1)5) ander PUeft0 Rico (BR) Funds withdrawn for investments
income tan. The dent month)/ statement is not intended to be used and cannot be reked upon for tar,
bought 000 -38,168.00
Put(COSES. Clients should refer to the Kpliatte tax rECOning forms they recent IrCen Les annualy, sun as
the foims 1099 and the Cams 480, for tar reporting intormabon It is the practice of LIBS to file the
applicatle tar reporting forms vnth the LiS internal Reveine Sem/ and PR Treasury Crepartrrent, aid in Total subtractions $0.00 -$38,168.00
such form* accurately clasj fy dirdend anclIcr interest as la map* or to abk name. Please consult your
indgdual tax prepare,
Closing balances $0.00 $0.00
March 2019 (1) Year to date (1)
Your investment objectives:
Prior year adjustment 0 00 38,168 00
You have identified the fdlowing investment objectives for this account if you have questions
Summary of gains and losses about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
sfautS reported tel0w exclude products for which gam andlosses are not °sissified investment objectives in important Automaton about your statement at the end of this
document
Realized gains and losses Unrealized
March 2019(3) year to date (3) (Pins and losses (1) Your return objective:
Current mccme & capital appreciation
Short term 0.00 0.00 593.00 Your risk profile:
long term 0.00 0.00 48,580 97 Primary - Aggressive
Investment eligibrIty consideration None selected
Total $0.00 $0.00 $49,173.97
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00027748
CONFIDENTIAL Page 3 of 6
EFTA_00 138368
EFTA01278977

*UBS
Your notes
v_Gni_ocon."..
CONFIDENTIAL
EFT,0013A369
EFTA01278978

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your linandai Advisor:
Friendly account name:Indy Millennium SCOTT STACKMANILYLE CASRIEL
March 2019 Account number.
Your assets
Sag Vices, income and current values shown may Ix approximate. Asa glut gains aldlOSses May me
be accurately refkcled. See smporunt intolmanon atxmm your statement a the end of ths documeM for
wore informs:ion.
Non-traditional
Private eouty f unds, Hedge tuna, and Other investments are held in yOur UEISFinarcial SeMces Inc. (UBS Estimates a raw Stalled by issuers of (Wan programs (which are generally 'net asset vaue' estimates)
FBI:tot:erg, account. the positions reported below reflect the records of the issuers, and UBS FS rises not are shown as ' issuer est. value per unit'. Fa Pirate eolLity f unds, • Est. value per unl' is a Mue updated
garantee the accuracy of the I rformabon The value shown is not necessarily the value you would receive quarterly, beefed on the Net AlOet value Nay') in the fund a of the date specified ailusled by ading
from l be Issuer if you sdd the assets. Funds actively sdd UBSFS ate subject to ongoing due dagence, capital calls and subtracting dmoblations gnu the NAV date The NAV is primarily based on estimated
although the level performed relay vary A dosed fund may be subject tonoongoing diagence A fund that portfolio vd ues provided by the underlying fund sponsor These two values may vary because of differences
you purchied elsewhere may never have been subect to US$ FS dligence, although u135 FS may receive a In the way they were estimated and because the • Third party est. value per um' may have been pupated
fee from t he funds mange r, which may constitute a macnity of the rnanagementrincenti* fee. Please on the bask of fimnicig irionnaton other than yea/4.nd Reputed estimates mg not reflect resat
contact your financid Achnof with questions 'Est vdue per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rot retied dst ebutions of cgocal until the next valuation is
independent ‘eluation Sun and reflects adjustments for factors such as the 1quadty of the units. reported. generally On an annual or serre.annual balls See Important allotm atron atiour your statement at
the end of the statement.
Hedge funds
Purchase owe
%Moe: Average pace Client Cost Price Per share value on Unrealized ON) imemment Holdh0
saacIng of shafts Cie I Shalt (S) investment 01 basis cn Mot 29 (1) Mar 29 IN gain or loss (S) return (S) period
ALPHAKEYS hALLEN FNE)
BROKERAGE NO 2/2812019
Trade date: Nov 24, I5 650,000.00 650,000 00 1.000 698,580.97 48,580.97 LT
Initial trade date: unavailable 1.000 36,433.03 ST
Security total 650.coa co 650,00000 735,014 00 48,580 97
ALPHAKEYS MILLENNIUM FL)
111C CLASS 8 NO
.B28/2019
Trade date: Mn I, 19 38,168.00 38,168.00 I.000 38,761.00 593.00 ST
Total $688.168.00 $688,168.00 5773,775.00 149,173.97
Your total asset
Percentage of Con Estimated unrea4zed
value on Mar 29 (5) your account bask (S) emu./ Intone (S) On or loss (1)
Nontraditional Hodge funds 773,775.00 100.80% 600,168.00 49,173.97
Total $773,775.00 100.00% $688,160.00 $49,173.97
SDNY GM 00027750
CONFIDENTIAL ►age S of 6
EFTA_00138370
EFTA01278979

*UBS
Your notes
.d,,.......---
CONFIDENTIAL
EFTA,BE37I
EFTA01278980

Important information about your statement
IA6 Fruncul Services re. (the Firma. UBS Fins-cis, hex Iran your n later than 60 days attar the f mi capacity. A al copy of the pay era dirg a available inane or mare and en/gnat keep pace with
Soneked is a member of all pricial mouthy, commodity sent you the fist st aliment on which the no or LOOn request. inflation.
and opternextha-gts. UBS Financial Semites rid UBS Problem appeared. • Moderato. Milan to accept COT* ride to pinion rd
Bak USA a ndrect sits:caries of I.65 AG and - Roe* you- rant and accost number Of any) Nether the SIPC on:action nor the surremental tolerate sane windily to seek hoer reams
affiliates of CBS Steuart., RC. The F knislithreral - Desabe the error or tie transfer you are allure protection ape/ to: • Agooessibe! Wiling to accept high risk to vincpal rid
statement is *Male upon request. The Fin,, panne tote, and tiplain as clearly as you can why au • Caen truncial assets controlled by (ad nolickel n hgn volablity to seek high mans over time.
offices are at believe I is aura a arty you need more yore nova vabe) but hat away Iran UBS Financial • immtnere Efortery Comdata: N selected a
idormaan, Services. For twirl. certain (i) insurance products. portion of the portfolio for that account inni
UBS FitalCial Sevres tic. - female the dogs arnxer of the suspected era. including arable annuities, and 01shats of metal complex swages, linked avidly and gear
1200 Haar Boulevard funds registered in the rune of the accent holder on abater.
Weehawken, al 07096 The Finn or Card Issuer wi investigate yore complaint the books of the issuer or transfer agent),
and veal correct erg error orcerpty. For alleged axon • Madam contracts ce norivrent inteients Statement lthuseholcar
This nattmint riVeSIfitt the order official record of year Mang UBS nbsa•debet cad tramacare if we take lended pannenlas and private placements)that are We may consolidate al Mated account statement with
Lei Fractal Services 'coat. Other recorde. *NOW mote than 10 business days to do this, we will credit not registered under the Sea-rites Act of 1933; the same address in the same envelope, e o because
officer tar Orman . wearing coriliang data shoal pi account la the anoint you Ihnk sin tun, so that • Conmodites contracts (e.g. foreign exchange and they have amen vtho Mei maintain kine account
not be relied upon II you bean there is an era or you wa have the use or the money dung the tint it prey:usmetal centrals), abiding futures contacts relations/as sett other cheats a the sane address. If
B w r e an a c p h o M n a p n le a a g s e e r r o e f p t o h r e t n of i f n ic a e r w a v le it l h y v in a s w a r c in co g u t n o t. t he takes us to complete as Mediation. • D an e d p o c s o i m t a m cc o o di s ty t s o m (ex e c n e p c t a c n er n ti o fic n a ; te a s n o d f deposh) at U3S s yo t9 u s P e re le fe e r r t m o l m Oi e es re . y i o rd u i m a a lu y a d l e s c t l a in te e m h e o n u t t s e m h a o i k le le d g n b y
Please make all checks payable to the Fenn Or the Bark USA, UBS AG US. trathhes ad bares is the rag your Financial Advisor
Atha:in al l gas shown re mended to be accurate, haval Mteution °Seated on the front of this FDIC Posed Deposit ?swan.
statement data should not be used for tan preposes AM statement In addition to rasa account lees acrounts The SIPC protection and the supplemental protector do Friendly accent name
soar on yerend tax hams, 0.e Fonn 1099.519& nay be abject to mantenanat fem. charges for bite not apply to there assets even I they oPerwise appear The Friendly account name is a aracenzable Undrurne
10425. etc /When prePamg yOur lax ram. The Fan 6 payment for securities purchases and charges for urpaid on sax statements. The sr< protection and the chosen by you to assist you *rhyme. natatory; It
reared by law to report to to RS at table &Wends, amounts in cash accounts Accounts that are antlered applernental protection dr not rata against changes ha no legal effect on yore account is not Mended to
reportable non table dividends and taxable interest to other instate-is may be subject to a vaster ea n the market vale of run investments Mather as a react am strategy. proact renamendat ice.
ironed on section held it you account, net proceeds mat of matt movement issuer bankruptcy a i nut mat cbjectne or reek male associated with yore
On safe transactions, and cost base on certain cowed UBS Swap Options rheas) evours and is not a puma a gnats that wrath
%males. LOS offers options for amanita, balances to bat a any financial rtsulls, can or will to achieved. All
depose accounts at nonaffiliated barks and artilated Dividend Reinverfawa Program (DRW) into:ants lake the risk of as, including the risk of
Cannications with the Pim banks and matey man moral lien& (Maw Fads). lie ace reflected is an average met You mar obtan loss of the alit irerestment. You canMange your
• Please retain" try oral carearatiom in wrath Deposit Kam at UK Bark USA and nowaff Maid the ant price from pit FNMA Advisor. One) whole Frady wars names through Orilla Services Co by
tofurther protect yourrials. Mated your nerds banks parteipaing in the UBS FEACthsued Deposit twin re purchased under Da, partial than widen centering you, Financial Ada.
rreler the Securities Mesta Protection Act (WA) Program are FDK insured n acaniace via FIX rules sold ant the cash wit be deposited in yOS &roam 11.
• If thefinale& natation an the top lett of the trent For more infamation, please vise WNW fdiC.2)u. Depose *rani renalment pnc2 %opined by the one may Amount pr SVI
of this statement is not LES amain Services, 1185 acounes at UM AG Stanad Baal ant awes of offer hom the makes price at ViexCh thepatted shires • Vabe of pit accoontlaorttofo. Net of assets and
Financial Swan caries yons mca.nt as clearing Money Fads are riot ire red by the PDC. ore sold hada&
broker by aromas* Wan, the thckated insiation • Assets Includes available cash balances, values for
o o s t w h p o f e e e t u r n i n f t y f e r a le d o e m s r t a h r a o e i c s m r d i a a t h y m h o e a b u m u t r s e o d is e k d s . e t i o r h h r . n e a u t t h r n B o e i d s S t b a u y o f b o s m o t u e h re m , a l t i y e h o u e b n s t a s l P m S a a e a r m d k vi e c s y e a o s a r u a n e n d p d o r rt o t U B a A a w P c n c o e k n e s d r n o a e t u r p e n o e v s o r i e i t t o s n c l a a a t r o e s te n t r , d i o ' b b t a b p y l e a r l S n o o c t w I e e K . s c . t i e S n d e t e h b e y "U b S B a P S r C e F . a d M e n p o c o n i s a e i y t l s S F m e e a n n y i d o b rs e O e m a C n a a a l 0 e , r d s l 1 e w 4 h v e 4 a h l p W t o l r o i r i s c k S a e e u u . p a m t a h r e a t , i c a m k c l m e a u p y n t a i w t a a e n h s l l a e l a a r l d t r m h e n e s o u ' y r s lt o e d o r l e l e f p t a e w a r r d m t o i i v a in u e l e t l - e r f d t i e e . b d s I y f p a y a a t o y u rr o a n re t r b p a w e r y t i s r v t e t t h a h r a i e t e c e k t e F e i e n n e d d d W m P m o e . s f c t D a r u t i h o l l t d e s e e 0 n s t p t O o s r r a i m o s l t t r m a / M a r a n a k r a d n e t d e d c t d G a a * n o l u r o d n a a b a p a t k n l l s c T a o t e a i p n d i t t e , e i s o m M e D m e c e n t u p a n t r o n p e s d n e a it o n d s t o a , d h s s i e e , l l d o s r
• Asdescrbed th the account agreements, you must witideaven, and shares of a Morey Fund maybe legated clewing agency, ad credit yea Java imercable nook options
m re a la y t u e s d o c f o an r y a ta st r a s te o m r e f n ra t u w d it i h r i m n 3 a 0 r & g O che aa c ff k te s r a was l w ev a e d a e te s d s a e n c d a n th t e proceeds retuned to you orris Inverlsnent objectives • lo a t n ia . c r r a ed s it r v n ic e b , d s e h s o r d t e a b c t c b e a n la t n b c a e la s n , o ce u s ts . tanding arca
• • • • F m F F o c F a h P P A t E i W t h i i a T r . i a l n n n l d O a v e e l t e e d M a s n o e a . o U P s w n e ' t a B m s x t o T s l S c r o h e a t n o i V < i l a r a a b . o d x e d y a e : t l a l l j c e : f a n e e C 7 n S S r a m w n t s y n o c 6 e t i a a a f r a e t t t o r t 6 e o e e v y h t k l c R o r n U i d 8 2 l t r c s u e e e ( e n o s 0 0 e E s t s n . s l l h o u s a a 0 1 F o t , C i o a 0 o I t g T i v . . r i i c 3 x 3 m x l n o a 7 L a h n l g a 5 5 b n l 0 l . . b F e C w l a l 4 s 2 , , l e 9 a 8 r r b B r i - i D . C i 1 6 a d y d 4 i 9 l I 3 l t o 0 p a , e l , e r i 4 1 4 a i 0 n . i e 0 A a y N p e 1 0 p 4 . g . n 0 y m a 7 s t 5 3 I l 1 t m o t a w n 6 n H 0 , e R 2 r a m i 2 e 8 . 7 d i a m 0 i e t b - n R n : 0 h r e 1 t l 0 9 b o t a s 6 o i n 0 a M 0 n a o 8 u t 7 i t 0 m t o o r t 6 A 6 a . a A 0 r n S a U 0 . i O , c s i r M h n I B 2 r F t o N d e D a e A o S 0 . e r f d l r t e e w t a 1 t w V , o S o o a c s 6 p . m e 3 . t i e 6 1 e U a r l d s 5 e o h v B a m A t 2 n r f t a S O r t d l o e i 1 e o o t c e c i P s 6 n o e t U b h o 9 r t l M B i , , e e t 9 r S n F U r a C o o d c t l e T T w a e h a u r i h f m h B o i n q s c m p r e e b E a r e S t u e k p a o h y F s F s e s a F r o w d e u n i < e a a a n s r i r f r r n y a p d a o n e y a g S o . p a p t i r b d i a n r a o c l n t y c c a o a e g y s u n m c a o t g a u l i r r ( s o n m 9 a e a r b W s h m a e l 0 t l a i ) w e h s S k m t . a d C 0 e p w e & m t e a i o a 7 ) r n t e r . , t r e v e 6 t w p e e o P a w e i 2 a n c r p c l o i r l l h $ b . t e t e r u o x I e a h a e o 5 i s 0 s n c f l o l l u 0 c i t 0 d t h t 4 t ; g s t h 1 r r n o a s 0 0 b p a s a , e t . o , r 0 t r h l 0 v e e o e f v S M t 0 1 a a r s h t d o e r . 0 t i e t 8 l e a o a e a m n y c a ( 1 b n d S n o t f r t d a s f l y t p o I e i u t e P . l l s s i o e t r y m a T h C s a e . o i s s t w e h o a c t e t a l i e a u l e e M d C s n d d s r m s e . c s g i e l t i h . e e p a t i n b e n i a a 6 t 5 o s o s n p a s 2 i n a p n t e n r - c 5 a a p e r o t y u e i a 0 o t e l i s P a e / t , m n i A t h 0 n r a u c o s o 0 o d t n m , a t i n 0 a l o e d e e t & n c e f C r a o t r s i t t r o n • • • n • O s e t th h a o t e v P h * % A e c ' o g g r o a e c c h r v p r f e s e n s a o o h e o e p M a n a v e r c d m w i a r c r e n A e a e d * l o c n t s o e e r I r c % h o n a l n t i n t i i C s m . u m e t a o c e a C C k n o t e a o h f i n t o o b w r p a a p f a t a e n o n h r r t i r n : t d a b f h t g r e e a i a I d e e m e v a I n n a g l n m t r e v A t ( i h r s n t % n c e a o s n p a a a o s a y w . l p y n m t r p m w e n n r e t a F a e h r a s t e o i o o o c h n y o w n r n m i ( a e f a g t f m e l i s b r y I n d p a o d n M e . t a c o c r a h v B n i o r h n n e a k o d i r m s n c s m n e a n r k i i t d e p m n m t r w p a h o a s e a e r ; e l i o a r o . s n n r b y a i g f a n t t d o n o i s r l e t l e C r t g u o i s n h f i o a b s a e i e o a e n t e p j e r s h f l e c a d k i a e a t c s i t , a s c n i n e t g o y l p i g o y e n o e n a k t u g n u h o i d n , e t e f e g r a t t o io n l L F • N n a l u a a s c T A o a a w s o e n e e g o w s r s e r C d t e r r n m i h r e n n d n e s a a i c t c e s a e b e p o i s e a r n o m o a m g a t b e b c m a l g d r a n e a l a . b e ( n l a d n n n m l i T g s i d a o n s t c t a e C t u n h o n e A h c n t t d c u c d e e o o s e e g r e e s , i b a y n d s e r t n s A p l . y e e d & i r f , f a d a l r r e n r i l i u f a e d t o n r c a e m i t s l a e l f o a m i d l a e d o e t e d n , t t m h r s i t e n i r s n o o a c a n e t e p r t i o t n n s L m e h n c s o t A d h O a y e p s b o m e T e o n e * S r s a g n r d a < b e y b W e S t O a a a a h a a o t m v C l l a l s e a b a f n y a o l t i a n n i l d o t e f e f e c a r i c m o i m n t e n u e t r e L x s t a s e n e p s ' a e s y R s r n a i o y i n t r a o k n a e n 0 t n r d e t n c l e t o 4 s e d e e a t o t t s 3 y f d t h m m f m t , t W 1 o f C h < e e i ' k e a l u u e r i d 0 G a r n b e e r t a F g u 1 t t d a d o e a c e 0 a p t v p i e c f t m n d 9 l a e g r m o i T l a i i e a r s t l u m a c i r v a a a n o n a t b a n l i d d a d t c c l d e l y a h e e . r e s . e a
C s M ta a o t l e n a r n re a w r t 4 r e i t a n e t a r a s e s t c o t o a a n l i a e s s a t a y d o n e u r g c o a a n n , t f i h f e y y o o st u u a h n te e m i e t d e n m n t o o o w r r e S t t h h u i e s P t p r r i a o m t t e o is c t t f h io a e n h p is o r 1 k p 6 y r 0 o c t 0 e a c m d te a d d n i f a o a r s a u o n p f d t D E o e r 7 c n 1 e . a m 9 l b m a e s r a , 1 a 0 n s , 2 i h n 0 a 1 th l 6 e . • k t C h w a a t n r m i a d e v a a a n n n t , t . h v e S a s a a t e c P c s t o y t u o t n o e t d t n h o e e e m s a c n a c o o i t n u g k n e e t n d o e p v r e a r r i t a a e l o l s , e a e n v l, i e f w i n c a i t t h - 4 at poem, rn•vanew oof),I nv
rapt lhe Fill% or Card haw (as Cacale) must aggregate foe ad your accounts held in a petal,
SDNY_GM_00027752
CONFIDENTIAL
EFIA_00138372
EFTA01278981

Important information about your statement (coidinuea)
Your assets - For certain seances Pada; a non-calf ormrig • Est. (estimated) acorn*, current yields and rates. — We roam <COlf:OraltslOn Irons ME1S BM. USA, CBS
Your statement itemizes *aunties and other assets held denomnatens price ad purity (lace vas) may An est mak of mesa re,cmo is bared cn (tours AG Surrlotd Branch and naveff diked bares
n the account al the end of the Staten...a period. You have been adjusted to facilitate proper valumm dsidend and 'rarest rates assuning the searnos will thouji our cash sweep laWnl This
may ask for delvery of flAbe Paid securities al ame lire. To obtain orient quotations. when aorta*, contact be held for one year from statement date or unol compensation may be a ma-chi/per roar* fee or
You ma/ recese sorties used as loan coMorai alter you Fewer Minor. matrity. T is estimate is any a guide's*, accuracy may be a percentage of -home day deposit
paying any balance de on them. Any samba and continued exam are not guaranteed barges
tramkored to the Fm, drag the stremmt period are • Private investmente and structured products. - Estimated ensue name ad current yield foe
Ii2cd at market value or of the end of the strewn Private nseslosint sect:lets Ere icing drat tttlin types of unities could rakede a return of Activity
period PankiCal in program and real estate inwernent trust preoPal or cape-atgains is which case the est Information regating commissions and other (*pet
• Cost basis. in detennnirg the cost bases of the south's) and strut teed precasts are generally highly income (rd rumen' yields would be overstated. incurred n correction with the execution of sages,
secs-riot included is this statement where indicated eh:pd. Certain snuck:ad waken haw not been - Estimated arrual axone akl cured yeld and the incLeSng option transactions has been added on
wan the number 'I,' URS Penis, Services has relied registered with the Socritin and Excharge sera income, and yield *op be bow or hitter confirmations previously lurnolned so you. ad wll be
on information obtained from soma other than UBS Commission or under any state securities laws. We than the esternged manes Provided to you promptly on request.
Financial Striates. rckding I-damask:in Iran another creede resonated values for vivre minima* - An estimate of arsualded income (divederd a-dor
lama that you may have raided to your Finarcsal securities and structured roosts for atonal crud interest) divded by the current mate Short soling
APeisor. The Firm does not endepenimely very a pmecos only Auracy a not guaranteed wrist average balance a based on the last divdend II you a* engaged n shaft "Oleg a wisest, you mar
guarantee the rosary or raider N any nit:emotion - These values may dill.. tartans ill/ Iran peen. it or merest parent made by the issuer and incur a charge Ate to Caitlin larroving costs for that
raided by sources other Man U3S Financial Sereces any. at which a private' ease e m A security a mimes tie seoarkiesidmotes will be hell foe one patina's-smoky.
addlion, although LBS make! Seneca gerwralk structured roast may be keirfril or sold and do year from the statement date or until maturity.
updates the Hannah," as 0 is recoiled the fern not rsoessankr represent the war you may rearm Accuracy and coanued mkt re not guaranteed Open orders
dos not rade an/ entrances Out the damage irco litiaaidrig open ce • 9:odtitcancerled- aders that
Leder "Cost baser rid Martealard gad loss' is - Pied party *stogies of value are at cesarean • Meet, not held by WS Finencial Services. Catail were not earcuted by the slammed date, open buy and
accrete as a the of this statement. As such date ad as sue rigid to UBS Friars ial Services on a snots ere not held by thetas" and not veithis the set stop orders re reamed by the amain of drolords
please do not rely on this alternation to rare regrar base by an independent valuation lima fim's possession or control. These assets are argots on an nerve:el-4s a rates date unless
rudest or sale decisons lalapscoses - ts9ser, general canner Cr sponsor estmated errs, deplayed on you statement for informational feasted otherwise by you. You re respond:arta
othenvise. Accounts transferred to the Cm may rob re caked to the Fran by the issuer, purpOW1 only. Positions and values resented re ceders that are executed due to yeas failure to cancel
reflect gallon altneution only fix the period of general comer or smear and may be cakulated wooded by the 'au* fern UBS fruncUl Servos es "ing *pen ceders.
tire theyre held at the Fan More Kotaial based on deferent infanaten from tat used by not respoisiolo for the ricername and does not
tedoemation cat be riled by you* Fnancise Advisor. thee palm to derive thee aerated alas guars-flee a acasacy. These assets re not protected Privacy
• Unrealized ganarlosses. weandata it availabb, — You can amen addecral I-sternum', regarding by SVC or the F im's supplemental SVC coverage. To casein a copy of as current Client Privacy Notice,
estmeted rrealized garnflosses are calculated for the methodology used to determine the estimate of please contact you. Financial Advisor or viol as webs*.
nedvilut warty lots The le:motion data for value ad the date of the dorms on that is the • Revenue sharkig and edcritional compensation. at Awn oat ortarvivarsow&-t.
nclividut lots may or may net reflect tarmissions. basis la the estimate by contacting your financial - h aiditim to cartninkre on salts and 12b.1 kos - LBS Financial Senates is not a bark. The RMA, Business
charges odor merry reap-onion rants. Advisor. received a connection with the destriouton of mutual Services Accent BSA and RSA re brokerage
Deeded and other renvestment lots and systematic - Third pity estimated vales may be reflected as finds to as dents we anctor Oct affiliate mice..s accounts *fah provide access to barking senses and
pusher lots ere each combined to display ore 'Not priced' in several vtuaticns: Mien an awn* that° payments from detrbsta /DIa 3edacts Ihretact attaligeffnertS with altered banks
award lot 71-o 'Trade date colmn parents the independent valuation ken has no suppled or advises of the mutual funds that so soli Thew and other ihiel.party banks, and provides access to
angivl transaction trade dale. unable to rema vakie, when we became awe* amounts are based on two different parrot:rents, (4 nstrarc• and arm* Products issued by mattered
• Callable securities Bonds and referred stock that that a material event has tarred that may calla the amxrc of sales by LBS of a particular mutual thind.party nuancecompanies through awake
the issue cats la *ark rederrptan Pail be selected peeves* reported value rib question, a wawa a find family to our clenu; and 60 tie asset vats ot a agency sasidaries of LEES financial Steven Inc
mpartully by lot Iran among al saran of that value would be highly speculative due to the nerve particular mutual hand lanais shares held at the — hmIttlierc, nuance. and runty Products
:Sue held in Our mew or a nary* ram fa our rot the ?Runty Inn — Not FDC insured • No ban guarani... May Sale valve
clients Call leare nformation is obtained from third — Men neither an issuer, general prtner a sponsor - We and ow affiliate also receive network* and — IMP Pesaro. Management Account. Busyness
pales ant es retry is not guarantied. Other call estimaled value nor a dud-paw estimated sake it ornnbus processing fees in consideration for transfer Services Account BSA, IRMA and international Resorce
leaves may act which me ailed weld complete conded, the vakie of the monk will beafferent agent services that we provide to tie rnseual Inds. Management Acuson are registered service marks of
islotmaten will be provided upon request from is pushes. price. These lees generally in pad from investor assets LBS financial Senses H.
• Price/valuer Petaes displayed for securities and other — •Darbutions to dale' may (tide return of the mutual fired aid are a lead dolly amen based — S a a registered suarrurk owned by visa
reduces may be higher or lower than the price that capital, name or both. at the rumba of amuses at the bolter-dealer ramaimal Service Associnica rd used undo
you would actually reawe in the market. Pokes we - •Orgeul inn me represents the steal ollering holding mutual frith of that fund f andy kens. LEIS Yea credi cads ad the LIES Visa
obtained from arcus tad party sources weigh we rice per um and may not reflect roue cost base — an addition to CCenill6SialS received in correction debt cads are eased by UK Bank LISA with
brow to be Ma*. tut we do not guarantee this - OfP and Misted REV SeCtrein re not listed on a with the la or datibuton of annuity contracts ad remission firm ree U S. A Incorporated All otter
accuracy national secure/el oohing* and re generally snit nvestment trust tames to or dials we ardor earmarks. registered trademarks, stroke mans and
- we generally use the cbsig price when available or dated ani men 0 they can be sold the once as afloat, receive rev...culturing compensation registered seekce marks are of their respective
tie mean of the bid and ask prices la listed received may be less tun the per share estimated from Tr/ of the rcurance companies unckewr rig cormanks
meshes and options a onk bid cares For OTC waist provided n the account statement. the annuity <aerates, affiliates Of the Nuisance
oh-Likes craw:ones or prison of the snit newton'sa Innis UPS Fisasdel Services Inc Rev. 701810
- Less actively traded searhis maybe priced trig a • Restriaed securities. Retracted securities general/ we Waring.
valuation model or the most recent price we are not currently chgble for pubk sale. UBS Francial — h addrum to commissions received Born the
obtained and may not reflect an actual market price Services uses the market price of tee urrestixted stock puthase and sale of Ne4Shares tsrds, we and or Cu'
a dia. of the son issuer as an inflated sat.* for the Ifilate receive as asset-based revenue sharing
▪ Caftan positims may ardor wither a price and restricted stock for purposes or the; StOttaitat only. To Poynter* from NatThoes 6strbuxnk as well as
will ikrav as • rate was not available' t we are the extent the restricted securities are ebgble for sale, funding for technology development, training red
mable to cbtan a once Ice a scarify. the value received may be Abstantially lass tun the education.
- Deposes a sorties denomnased n &cream awed value shown. — Our Mores also receive tradng terminals aid
other than U S. dollars re reflected at the exchange other canCetrealcn from mutual funds and awake
rate as of the statement date. companies wawa pedant we dihrterre
SDNY_GM_00027753
CONFIDENTIAL
EFTA 0[)138373
EFTA01278982

Lies Fnancial Services Inc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 April 2019
HI IN MAX Li.
Account name: GHISLANE MAXWELL
Friendly account name: Inch.. Millennium
Account number.
Your rllnanual Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-9MA-1000, On March 29 (1) on April 30 (S)
account
Your assets 773,775.00 773,563.00
VIsItour webdta: Your liabilities 0.00 0.00
vmw.ubstomainancialservices
Value of your account 5773,775.00 5773,563.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
coot report annually from Sources of your account growth
renew. annuakreditrepottcom. Tracking the value of your account during 2019
Value of your account
at year end 2018 S756393.00
S Thc Manes
Your nwstmmt return
/264 756.4 7718 7716 DM:lendand
583 7 • • interest income S38,188.C0
Change m
market value -$20.96400
250.0 Value of your aCCOUnt
on Apr 30, 2019 5773.50.00
Dec 7015 Dec 2016 Dec 20, 7 etc 20'S mar 2019 API 2019
SDNY GM 00027754
Member SIPC Page 1 of 6
CONFIDENTIAL
EFTA_00 138374
EFTA01278983

UBS Resource Management Account Account name: ELL Von Finandal Advisor.
Friendly account name:Ir 1 STACK PvlAtilYtE CASK'.
April 2019
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30($1 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 773,563.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $773,563.00 100.00%
Value of your account $773,563.00
Eye on the markets
Percentage Change
Index April 2019 Year to date
S&P 500 4.05% 18,25%
Russell 3000 3.99% 1860%
MSC I - Europe, Australia & Far East 2.91% 1333%
Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97%
Interest rates on April 30, 2019
3-month Treasury bills: 2.38%
One-month LIBOR: 2.48%
IY_GM_0002779591 2 of 6
CONFIDENTIAL
EFTA_00138375
EFTA01278984

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
$UBS Friendly account name:Indy Millennium SCOTT STACK MANKYLE CASRi EL
Account number.
Change in the value of your account Cash activity summary
April 2019 (V Year to date (S) See Account activity this month for dMtlI s Mantes In your Sweep Options are included n the openrg and
cluing balances du. FDIC insurance applies to deposits at UBS Bank USA and at banks paitkipating in the
Opening account value 3773,775.00 $756,359.00 UBS FDIC Insured Deposit Noggin. 4 des not appty to deposits at UBS AG, Stanford parch. SIPC
protection apphes to money model sweep fund headings but rot bank deposits See Important inforrnetbn
Dividend aid interest income 0.00 38,168.00 about your statement on the test two pages cf this document for deters.
Apr4 2019(3) Year to date (S)
Change in market value -212.00 -20,964.00
Opening balances $0.00 $0.00
Closing account value $773,563.00 $773,563.00
Additions
Dividend and interest income earned Dividend aid interest income 0.00 38,168.00
Total additions $0.00 $38,168.00
For imposes of this statement, tflhlty of interest and ctiridend income ha been determined from a US Subtractions
tar [rooming Perspective. Based upon the residence of the account hcadet account type, or product twit,
some Interest andot dvidend payments may not be sublect to united States (US) ardor !keno Rico (FR) Funds withdrawn for investments
income takes. The dent monthy statement is not intended to be used and tempt be retied upon for tar bought 0.00 -38,168.00
purposes. Clients should feel to the Makable tax renOrting fount they (melte from UBS annually, such as
the forms 1099 and the Fours 480, foe tau repoihng intomation. It is the practice Cl U8S to file the Total subtractions $0.00 -$38,168.00
apolicatie Ira reporting forms with the US internal Rennie Service and PR Treasury Ocoartment, and in
such forms ecernattly des9 fy thidendsamVor Interest aster der pt or terabit Interne Meese consult your
Indraduel ter prePater. Closing balances $0.00 30.00
April 2019 (1) Year to date (S)
Your investment objectives:
Prior year adjustment 0.00 38,168.00
You have identified the following investment objectives for this account If you have questions
Summary of gains and losses about thee objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
yaws reported below extrude procaxts for which grans and losses are not classified. investment objectives in Important information about your sratementat the end of this
document.
Realized gain and losses Unrealized
April 2019 (5) Year to date ($) gains and losses (3) Your return objective:
Current income &capital appreciation
Short term 0.00 0.00 582.00 Your risk profile:
Long term 0.00 0.00 84,813.00 Primary - Aggressive
Investment etig eiity consideration - None selected
Total 30.00 $0.00 385,395.00
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00027756
Pegs 3 of 6
CONFIDENTIAL
EFTA_00138376
EFTA01278985

*UBS
Yournotes
y_.,oznen• 4 06
CONFIDENTIAL
EFTA_ I383
EFTA01278986

Resource Management Account Account name: GHISLA1NE MAXWELL Your Nnandal Advisor:
UBS
Friendly account name: Ir iv Milani-hum SCOTT STACK MANLYL€ CASRIEL
April 2019 Account number.
Your assets
Some (Wes, income and current vaues Moan may teappionirnene. as a reslm. gins aid lOsses may not
be accurately reflected. Set rmportantinforntabon anon; your statement a the end of th3 docurneM fOr
more information.
Non-traditional
Private eguty funds, Hedge funds, WOOther investments are held in your U8SFinarcial Servlcs Inc. (t/EIS Estimates of vdue suppled by issuers of cerlan iXogr&ns (which ate generally 'net asset vane' estimates)
FS) blot/rage account. TM pontIons reported below reflect the records of the issuers, and UBS FS does not are shown as' issuer est. take per unit'. For PINde equty f unds, • Est. value per unit* is a value updated
gyarantee the &curacy of the irdomiation The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund as of the date spedfed. bussed by &tying
from the issuer if you sd 0 the assets. Funds actrirely sdd by UBSFS ale subject to ongoing due digence, capital calls and subtracting dslnbutions 'nye the NAV date The NAY is primarily based on estimated
dthcanyi the level performed rrsay vary A dosed fund may be subject to noongoing drigence A fund t hat portfolio vaues potted by the underlying fund sponsor These two Values rnay vary because of differences
you purchased elsewhere may never hate been subect to UBS FS dllgence. although UB5 FS may receive a In the way they were estimated and because the • Third party en. Value per tor may Mee been MePared
let from t he funds maw/ which may constitute a maonty of the rnanagernentri wenn ve lee. lipase come tests of financial intonnaton othei than yeatend Reported estimates may not reflect resat
contact your Anancid Achnor wth questions. • Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, I any, and may not reflect cist 'butt ons of c al until the next valuation is
independent ‘elualion Inn and reflects adjustments for factors such as the iguidty of the units. tectortett, generally on an annual or serre9Innua ban See Important into/matron gout you( statement at
the end of ths statement
Hedge funds
Purchase WKS
Natio Avela9t psce Cheat Cost Price per share value on unrealized OM investment ticking
Hddng of shares per share (3) investment (1) basis (3) on Apr 30(1) Apr 30 (5) coin or loss (3) return (5) period
ALPHAKEYS hALLEN FND
BROKERAGE NO 0313 a19
Trade date: NOv 24, 15 650,000.00 650,000 00 1.000 734,813.00 134,813.00 LT
ALPHAKEYS MILLENNIUM FD
I LLC CLASS 8 NO
03/31/19
Fad,. d31A 'ar 1 19 38,168.00 38,168 00 1.000 38,750.00 582.00 ST
Total $688.16600 $686168.00 $773,563.00 $83,393.00
Your total assets
Percentage of Cost Estimated Unrefined
Value on Apr 30 (1) your account trate (S) annual men (S) gain or loss (5)
Non-traditional Hedge funds 773,563.00 100.00% 688,168.00 85,395.00
Total 8773,563.00 100.00% $688,16&00 885,395.00
SDNY GM 00027758
Pegs S of 6
CONFIDENTIAL
EFTA_00138378
EFTA01278987

*UBS
Yournotes
=10,,_._..,....
CONFIDENTIAL
EFTA,BE3,
EFTA01278988

Important information about your statement
Ii26 Fru/scut Services K. (the firma UBS Financial her Iran you en law: than 60 dos tier the f ern capacity. A lot copy of the poky wading is available Kane or ran and may not keep pre with
Stroke°, is a mentor of all principal %ashy, ocamoOty two you the fin statilflUnt on which the error or upon request. inflation.
and oparnashangts. UBS Financial Services and UBS Problem appeared. • Moderate Willing to accept KeOf rids to prinroal and
Bank USA are ndrect sttskaaries of U3S AG and - Female you name aid accost number Of any) Nether the SIPC protection nor the swpaemental tolerate sate Watery to seek higher returns.
affiliates of LOS Sectaries LLC. The Fitris I inarksal — Desabe the end or the transfer you are ordure protection "My to: • oressibt! Wiling to accept high tit to pNncor rd
statement is available upon request. The Firm& axone about, and molar, as shady as you can whyyou • Certain tnancul assets controlled by (and ncticksd n hoh volateity to seek NO tnuMS Over time.
offices an at: believe a is anern:fanny you need mete your anoint vats) but breklaway Iran LeS Financial • fthelteler2 Niperry Consideration: N selected. a
Wormalart Services. For Prick certain 0) insurance products. portion of the ponfolio fa that account may inclak
18$ Frtancial Services — Proude the dal:fervent of the suspected error. a-Chatting variable anvites. and 00 shres of mutual complex serapes, lirked liquidity and grater
1200 rater Boulevard funds registered in the rune of the account holder on atria/.
Walarken, NI 07086 The Finn or Card btu.. win investigate you caviare the books of the Sat or transfer aged),
and WA correct ley elelf pro:veg. For alleged ears • kwoomme contracts or Mermen, Molests (e.g, Statement 'howdah:k W
TNS statement represents the only off dal record of gar Smoking UBS Vraodebd cad bunta dd& f we take lirnited partnertings and private placements) hat are We ntryconsoldat• al Mated account statement with
(.BS Fruncial Services accovt. Other records. swept mire than 10 business days to do this, we wigged* riot registered under the Securities Act of 1933; the sane address in the sarne envelope. e o because
offaral las dxunents. contanng ccedhang data should your :can the amour you think is in swot so that • Carrnoditits contracts (e.g. foreign nclunge and they haw onners who aka mantas Peit account
not be relied won t you bedew thee is an era a you sea have the use of the money dreg tie tine it mowsmetal contracts), rakeing ItelitS «roach re/atlantic was other cares a the same address. If
cation please report il innedakely in visiting to the takes us to complete or Meditation. and commodity option controcti; and you prefer to mere irdialsal statements mailed n
Brandn Manager of the office won(' yces account. • Deposit accents (except certificates of deposit) at ties Write *taloa& you may de line Inuteholdng by
Please make all checks payable to the Erma to Bads USA, UM AG U.S. bra-khes and bats n the cairns) you Financial Advisor
Although al Iores shown re intended to be accurate, Manna nSleuticn notated on the front of this FDIC Pored Deposit Program.
s st t a ra te y m o e n n y t d e a r ta e n sh d o ta u x ld f n o o rm t b s e , 0 u . s • ed F f o o r r m t a 10 i p 99 u . p 5 p 1 ie 9 s 8 . key r s n ta w ie b rr e e A nt b j I e n c a t d to di r ti e o a n k t e o n re a g rc u e la r f e ac n co c u h n a t r g le e e s s f . o a r c l c a o te u nts n T o he t a S p IP p C ly p t r o o t t h e o c s ti e o n a s a s n e d ts t e h v e e u n p if p t l h e e m y t o n th ia e l r P wi o se ta a t p io pe n a d r o F Th ri e e F n r d ie ly n d a l c y c a o c u co n u t n n a t n m a e m e is a cunemnble 'ndirurne
I C475. etc when prePamg yOur tax return. The Fan 6 payment Sr securities purchases and charges for woad on ytla statements. The WC protection ad the chosen by you to assist you whhyor rose:draping b
reared by Lew to report to to RS relatable doidoxfs, amounts in cash accounts. Accounts that are tanslered otplernental protection do riot prole« against changes has ro legal effect on your account is not mended to
reportable nen tauble derderds and taxable irNemt to other easter rens may be subject to a transfer fee. in the market oak* of You invariants 64-ether as a reflect ary strategy, prodxt reccarrandatir.
earned on wearies held is you amount, net proceeds owe of market movement. issuer barruptcy a Meaner-A objective a reek profile associated roil par
c w o o s r a ri f e e u s. r eactions, rd con brit on certain cowered U (B B S S o S ff w er e s e p p r O am pti s o f n o s r sweeping cash balaxes to bat other:ale) sco a o n n y l li s n . a a n n c d ia is l r n e o su t a llt p e c c a o n m o b r e w o i r l l g b u e a r a a c n h t i e e e ve t d h . a A t l w l rath
depose accounts at non-/Hired banks and Sedated Dividend Reinverbowit Program (DRIP) irnestrnents Mira the risk of kiss, including the risk of
Gonwemications with the Firm banks and money make! MASI lunch (Money finds). Reprice reflected is an average pnce. Voumapobtan loss of the title inestment. You can <lunge your
• Pleaseretrain" any owl cartrunkatiom in swung Deposit mares at LOS Sark USA and nonaffiliated the actual price kern war Financial Advisor. Only Vole henry aeon names trough Online Services or by
to further protect your rights. inducing your raid barks partkipaing it the UBS FDIC-rstrod Deposit styes we purchased under Ott gunial sheen wall» contain; you Financial Ashlar.
water the Seosities Investor Protection Act (WA) Program are FDK.nsured n scan:la-6e was FDIC rUes sold and the cash wet be deposited in yOuf KCOvflt The
• If thefinancial institution an the top left of the front For more inkanation, please 'ASA wenvfdpgair. Depose *Mend remained peke %prod byete issuer may Axon overview
of this deemed is not I.RS Financial Services, (BS accounts at IRS AG Seward Brach ant shares of Offer from the maker Priced' VfitCh pit,* shad • Yabe of your NCOU04:041010. Net of assets and
Financial Services caries gar erase as clearing Money Funds are roe rand by the FDC. we sold litiliiet
broker by avengers* will the ikkated insiOution • Area Includes avert* cash balances. oaken for
o o s t w h p o f e e e a u n n W f y f e t le d o r e s o r r th r r a o i d i e s m r r d a o i d y r c o d c o a b m u s t r e s o c is e e k d s . e t i h o h a r. n i t s a L t t h r o n I e i G s t f b a r y o f a l i o s n t s o u h a a n c n f t r y a c h u o i n b s a u s t l w r m S k h e a i e r n k v n d i e c y s e a o s a r u a n p n d d m ro t U B s A h a c V a c rk o a y u s r d n s a e t u p r P t o r s r s r : o i e e t t s q e r e u c a t c e r s e t s a e t n n , d o b ' b t a b l p y e a r l S n o o c w t I e e K . s c . t i e S n d e t h b e e y '1 b S B J a P S r C * f . n d M e a p o v o n a s e i y t l s S F m n o a r o d y w b s e m ( a O C M n a a i o O s d r t r w e W w v t n i h s p w t o l r e i i l s e c e a e e u u r , o : n t u r h it n s e w t m F i o l i r a u n m n y t b i w t a e a n d h s l s e e a n l i d t r h e a I e s n r r u e y l lt e o d o e i u f p t a e a e r c d r m c t i o & v in u i l e t n i r e d t o . r b l t i I y f p a y a a t o y m u a e r n e t u b ' p a In r y t n iv t s r t h a h i i n s e t e e t a e F e i n n n d im d v d s e m o e . s c t t a D m u t r h r o t e i s e t e n y s t t V s o n , o o r w i u t r ) a r a . r i n n a a c d n t k l e d . c s d u G a * r n s l u r o e t d n o b n c p c a t k n a l s c T o t s e a p i d h r t h e o s o m a e D m s e c s e n e u p a t t r o s n p i s t d m e e it n s s e o , la d h r s e e , l t d o s r
• As descrbed re the account entreat you mat withdrawn. and shares of a Money Ford maybe regained clean; agency, and credit your avant misersc-able stock options
• • • • m F F r 0 c w S k F h P P A E t d W e h , o n i n a T . l n n l f O ' a e e n a e r l i l t o a d M e o l n o a e . t L T y a i - w b c S ' v v s t B e h a o l s T u l t d - o e a S t n e a e a < o b t r ( b s d n o . m d d a y r : e , a l l s j a s o e f a n e C S S 7 o e e a m n c o e s y m c r f 6 n t c e a v a e f t t r r 6 t a a a e t i e r . l h i l c l i c R w o k d n r a o U d 8 2 l t e r u ( e y e a e n n o d u s 0 0 E t s n n l s e . s o u r a a 0 1 o u t F C o , o 0 t g v s . . r W t r T i i c l 3 3 n m n o a a 7 a t a h l p / a a 5 5 b n C i l 0 n e l l f . l s l t a e 2 4 , s a l e , e 8 r 8 r i a b 0 e e . - D C o m 1 6 c 4 d 1 s 9 y l 3 l e r 0 a a p o , e l e , 1 4 1 e i 0 h . e 0 f A y p m e w a 9 6 0 n t r . , n 0 7 a a m ; a t 5 t r 3 1 p t o t r 6 r u w n H w 0 , 2 e t R o l r 2 a d m i 8 . 7 d i . a e i i e n t - 0 b t I n : 0 i h r e h 1 r M c l r 0 t b o 9 a s 8 e i n 0 : i o 0 n a o u t n 8 M s 7 i t n 0 o o r t r 6 A 6 n . a 3 0 E r r v n S a U 0 a . o 0 . a s i G M h i n P 2 r n r f o d e D g d g o * S A 0 . r f a e d a r k l 1 r o c y t w V , o o S o i p a h a s 6 . o m e 3 e . i e n 6 e U r t a l 5 r r s c h e d a B v a f A m 2 k t t i f t a S t e c O s t d . l d o e o o 1 e e r e c P , 6 o u 1 t U n . b h o . 9 r B M l i , , w e t 9 t r S . a n s « F U p a C o c c s c l l 3 T t w a a a h e u u a i h f m B a v o n t c t w c e r r e b m i a r e S c p t k u k e p o h y s F F w s h r l s F o t d e u a i m a i i w t t o a n n i r i i r f r t r b s e n a p o n n e r r a g i o e s p a s t n i p , r d i r n r d r ( a o a n t c k g e b c o u a g y s n a c o a a s l m t g a u e l r i n s ( o 8 r a n s e m S b e p h s d n e 0 l t l a a o t ) p e h P a S s 3 w m . t o l t k h r e l E C e t . e i w a t m i 7 o r e b r n ) r s e s c t , 6 v t w e p e p o M a c w e e i 2 a c l r n r o l i r a o p o . l h $ b t e e t 1 u o e o h n c a o 5 i r s s n c 0 f l e e a o l u 0 c i t h a t 0 t g i e t s t d r h 0 r n y a 0 b p a d p a [ , e x , s y 0 a t r s h l v e e o t t S T 0 b o r a r a i n s t < e o h r t 0 e i e n l o a f e n a t m y R c a a o u c c b n S o t f r n h s n f i e l y d p I t u i e d t P u l e e s s i i r y e a T h C d r s a e . o d i e w t e s h o l c c r e t a i l t e r o u l e n e M d F & o d s a l r n s e r c l s g i e u t t i h . y e e p t i n u a c e i o a 6 n t 8 o s t o s p a b i a u s 2 c v p n t a r C e l 5 i a p o a r o t v e a i l U 0 l a o y a r t s a l P u e r , n M i y o A 0 l n r u n c a p s o o M 3 d t n b , o u i t i 0 o v l e d m I n r e N n c e f i a o r i S t r x i t r o n • I • • P i O e s c t n n h h a o le v v v P 0 e A A o c o g g y a e e e h o e 0 a e p r f s c n i s r o s o e n p $ a l K W h a v i e t w c r c e r , m a e a l e e e X o e l c r t s n a r d a c h . h o s e • t w i * t i s m t • u r C t o a n o i c C o e C k n C t t h e a f * o i n t a o u p b o a r p a m l t a e o n p r y h n b n t r r o n . t f h r e g b e j o i C d e a I d x i e e r n n o b F n g t t c p m r A t v t I c i j a i r e t e n c I n a e o a i o n p a s e v o n c s m y c w l y o l e p t t o r p o m i o e s n t o o F # w n m h o u e o n r n c o i r r i o n e n r a y a e a f t f t g f i e e l b s r r n n y I p a o n e r i c a . d t s n c r h v m t n o e i v r h w n e a i c e e r s n s c n w e i a m k s k a t i - p m e i t t t l n w p m r h a a s n e e g e r r e l e t r o a n i b g n f a t n g f o t i t o i n s o t m t l e r t e t i C & g W n h o h t e a a e o s a n t n a r p r H h k f e c a t e o r e s e t t I o s a r y i W N w g o y l p r o e n n a e a t n u h o d r s n e e f g e r a t t o io n i L F • • N a u u b a d s c T T A o a w s u s v o e h e g w o d e s e a s ( r C e e n m r n r i h i i e c n a a r i e l s a d c c t a a e b e o e k p o t s r i i o b a n m n a s c c h a f t t l r o s c t a l e r b d r g / n ' a r e . e m b e m l o o d n n f n i T d s i n d s t o c s t u h o e C i t t e n A f h a r r e d r o n o e s e I e e i k s g r d r , l n y s b s y c e O a A r m p e , e d a P d l e f f a r r l c , r n i u f a a f n e a t e r e o d c r u i e s a t o e m a t o d e m n d s i i n e t n x d u o b s , d h s e s i e e n M o a n o s n e d t n . r v t o t s n n e h a e t c e t b o . d o h b a y e b o c l o u m e T i t n p r o s t t c y n h t o a d e b e c W a u b b e S a t t y u a e 0 h a a a r o t a C a l r w r r k l l a a l e a a a f r n t b o e t e n d h x n n e t e b O , l f e n b h c c c m e e m a m m o e t e s e e m l s r s a n a s e p u s s a C p , R n e r i n a e i r i n y a P - k t t c e n t n n r e d e t e c a l i o s d e e o y a t a t s o t r y f s d h r . d m n f u t i n o f a C c t h e d r i e s l u u s n e f n n r i d G o r a e e r t s a F o u i t a d i d e o h n e c n a p i v p i e n f m p t d c l a e g r g m e P i a f o i t a r u l r s m r a c m i v a a r n a o n t b a d n l c i d a d d c l a h t d e y a i e c e . g s e s i s ,
C s n t f a a o te r l m a m e a w n t r c t i t a n e * a r c e s c u s e o t c o a e n ! i F a s s e a n y w s o t u e n r c ; o a o n n r , t f i h f e y y o o st u u a n t te h e m e a d e n m a t o o o r s r e S t t h h u i e s b F j p e i r c n o t s t t e o i c t t t h h io i e t n h p i e s o r l S i c p S y O r o c O t a e m c d i t l e l a i d o d n to e a r s a u o n p f d 1 D a 0 e r 1 c r 1 e a . m a 9 l b m a e n i r f i . 1 c ( e 0 a s , s 2 i h n 0 a 1 th t 6 e . • l t C o h o w a n t s i r n e is r k v e a a r ti s d v e t h v e S a e n a e K k v s e a t y o n to t a d t p h n o o e n a a c n c : o , o i t n u g n e e t a n o l e p v r e a ri r t a a e l t l s o , o n a n l o , : n S w c i i t f a h r
recap. The Fim or Card bear Las adolsable) most aggregate for air your accounts held it a particular
SDNY_G M_0002 7760
CONFIDENTIAL
EFTA_00138380
EFTA01278989

Important inforn mho! about your statement(aommed)
Your assets - for (Man searmes vadng 11 non-conforming • Est. (estimated) income, current yields and rates. — We 'teem <COlf:OrnblOn Iran USS Brit USA, CBS
Your nalerrene itemizes stouter and other assets held denonmatons, puce mg queerly (face unit) may An en nwe of arrival rt:COre n bated on (tour, AG Surr4oed Branch and navaff ilwed brit
n the arcane at the end of the statement period You have been adjusted to (satinet proper valumr. daiderd and Atom rates, assuming the 'Minot will tFroujn our cash sweep FroStaTh The
may ask for delvery of fully Paid securities al any tire. To obtain anent quotations. when available, contact be held for one yea- from statement date or until compensation may beam...Mk per woo,* fee or
You may receive 'Aunties used as loan cotaterai alter you Fr-wool Acinscr. maturity. Ms estimate is calf a guideline, accuracy may be a percentage of amage daly deposit
ming any baffle tar on them. Any wetness and continued imam are not guaranteed. biases
transferred to the Firn ding the stremmt period are • Private investments and structured products. - Estmsted arrsul 'came aid overt weld for
Wed at market valet as of the end of the stamps Private nsesIrroot str<Lottes (rxlssry eked cellar byes of securities could 'Ado a rerun of Activity
period OanCiPalt:n Ve0Varn and real estate insonment trust pritcPal or capes' gain in which case the esi Information regrdng commissions and other charges
• Bost bases In deannnirg 'the cost basis of the secunies) and strut bred procticts are generally fury income (rd current yields would be overstated. incurred in correctors with the execution of trades,
sectaries included in this statement whew indicated egad. Cenral stsuctured proixes haw not teen - Estimated annual axone and current weld and the inckang option v.emactons has been enolded on
with the number 'I,' LEK fnarcial Services has rolled registered with the Securities and Exchange avast income and yield ir4 be FAA oe hyper eastern-melons previously !unwind to you, seta wIl be
on informanon <bribed from sources other than UBS Comnssian or vide, any state securities laws. We than the *limited amours provided to you promptly on newest.
Fnarioal Services, rcluding rdarnation born amebic Frovde estimated values for private mourned - An estimate of atnuallicd income Wirderd aider
ern or that you may he:epos/deck° your Financial securities and structured products for enamel crud interest) divided by the current market Short soling
Advisor. the Firm does flat indepenitmly way a pabows only. Accuracy a not guaranteed valtdaverage balance es based on the last dividend II you are engaged en shot sellrg a misty, you nay
guarantee the waxy or vaiday f an/ -dominion - Thew values may differ skeane illy Iran peon, it or ntireu poweent made by the issuer and new a charge die to Cestain to:trove.; costs for the
Vondd by sources other than U35 Financial Smqes ay. at ',kith a pejo" minim it security a worms the seorkieedeposes will bo hell foe one pan in/le-murky.
addlico, although 1.85 Penman Saran generalk structured mobil may be bootie or sold and do year from the statement date or until maturity.
updates this incematir as Sus received, the farm rot resesseik represent the yaw you may reaive Accuracy and canalised yea re not guaranteed OPen orders
does not wand. any entrances Out the infamainon upon licpidater. Regaidng open a 'gsasesscaneeileir orders that
Leder "Cost bate and starmalced ger/ losi - 1hid piny *sinuses of value re ai d a <Min • Peseta net held by WS Finencial Services, Certain were not evecuted by the mamma date. open buy and
accurate as oi the date of this statement. As such. deo ad aro supplied to UBS Friars Lel Sreekes on a assets as not held by the Firm and not wain the sel stop orders we reduced by the amount of divelonck.
please do not rely an this nlanution to nuke regLia bass by an indepertkre valuation lima Fin's possessir or control. These assets are Or IlyhtS on an ex-dmiderds or arches dote unless
pathos. or tale decisions. fa la( purposes or - SSA, generalpartner Cr sponsor estmated yaws, deployed on yo r statement for informational nslructed otherwise by you. You are responsbb for
otherwise. Accounts transferred to the Fin may iota we sag-Plied to the F rm by the issuer, purposes only. Positions and values presented re orders that are executed ea toms lettere to cancel
reflect are int:minim only fir thy period d general partner or sponsor and may be cakulated prowled by the inure; fern UBS Financial SOWS is ..sting can adore.
time thyme held at the fern More historical based on deferent int:greaten from that used by not rinpmslake for the it -enrol and does not
ilkeirs3helk can be added by your EnemaAdvisor. shed parhes to dime thee estimated values. guarantee as accuracy these assets are riot 'needed Privacy
• Ureroalited gent/losses. Yitten data s available, - You can obtain additional elarnsion regarding by SVC or thefne's supplementsl SRC coverage. To obtain a copy of as current Client Priory NOlite,
estmoted streaked garnflosses are calcubled for the methodology used to determine the enema of Olean caul you- fnancial Achim or vet as weenie
inivileal satiety lots the transaction data for value and the date of the information that is the • Revenue iherkg and adckienel cempenerien. al sw.vittist enattnrivarsoorrt.
individual lots may or may ice ref lect carnets:one. basis la the estimate by comactivytitir Financial - h aiditir to contusions an salts and 12b.1 Fos ▪ 1.85 Financial Services it rot a bark. The RMA, Blueness
charges ander sect.* reagreral ion events. Advs.)/ received in conned ion with the desertuter of mutual Services Account ESA and IRMA are brokerage
Dieicknd and other renvestment lots and sista-nat. - mud party estimated vales may be reflected as tune to as dents we ancfor out affiliate receive accounts *flesh porde access to barking SOVKOS and
pushes. lob are each combined to display an 'Not Arced' in Several Stuatiena when an rewrite taring payments Iran dotituion ant a PrOdagh Ihretact attaligenntS with affiliated banks
averaged lot the -Trade date' colmnpanonts the independent valuation Imes has not suppled or advisors of the mutual funds that so toll These and other thiaparty balks, and provides access to
iodine transaction trade dale. Linable to assign a vakie, when we become aware amounts re based on two Oran components (4 insurance and amity Products issued by u-offb awd
• Callable securities Bonds and .related NO* that that a material event he occured the may calla the amaze of sales by 135 of a particular- rrutual thin.party nsurrce ccmparms through instance
the issuer cats la *ark, rederrpton Pail be selected Feewoudy reported value it question, or often a fund family to our dents; aid 64 the asset vats of a agency subside-es se LISS financial Selects Inc
monde, by lot Iran among al warms of that value would be hghly specubtm due to the nave particular Mutual fund lanais shires held at tie — hsellnierc, insane. and annuity prOctiCts.
:Sue held in Our name or it noronee mew fa oat of the warty fin — Not FDIC insured • No bank guaraniee• May Sale value
clients Call feat, Smoke, is obtained from third - Men neither an noun, general partner a sponsor - We and ow Abate also receive networt ing and — tMA Pesaro. Management Account. Business
Pries and es accuracy is not guaraMeed. Other call estinned value nor a thed-pyly estimated vat* is ornnbus processrg fees in consideration for transfer Services Account ESA, IRMA and nit-imaginal Resource
features may eon which mid ect weld complete pronded, the vela of the security wit be different agent services that we pinede to tie nuual funds Management Account are registered service marks of
istoemaiem will be period upon request from es pushes. price. Those lees generally re pad from inwstor assets n LSI Financial Services ex.
• Price/value Prices displayed for securities rd other - • Diserbutions to dale may under return of the Mutual (WA and are a fled dolls" amant based — VISA ...registered vacierrurk owned by Visa
peoltas may be higher or Rorer than the price that capital name or both on the rumba of accounts at the broker-dealer Menai:nal Service Association and used under
you would actually- retinue in the market. 'ekes we - •Orgrul the sae represents the Mut offering holdrg manual funds of that fund family ken.. The 165 Visa aide [Yds rd the LeS Visa
obtained from venous red party sources *NM we price per Vol and may not felled JOssr cal bass - en Atdion to CCenril6Skins received in connectors debit cads are avid by UBS Bank LISA with
bekve to be elate. Li we do not garret* the - DPP and Witted PER SeCtreief are not listed an a with the sake or datibuton of annuity ameracts anal permission from vise U S. A Incorporated All other
accuracy national securein exchatigt and re generally alb nvestment bust inns to our dials, we ad a vadernarkt registered trademarks, service marks and
- we generalk use the cbsing price silken available or aged ani then f they can be sold tee once err aft hate receive memo shoring corrponsaton registered 'ice nuns are of their respective
tie mean of the bid and ask vices la listed 'Loomed may be less tan the per share estimated from Try o1 the neurance companies underrating companies
secubes and options or ink bider..., tor OTC value provided n the sawn' statement. the annuity teatr&CIS, affiliates of the insurance
simians companies or sponsors of the snit investment Pasts UPS Runde, Services Inc Rev. 701810
- Less actively traded securities maybe priced twig a • Restricted securities Restricted ecurites gen•raly we distant.
valuator model a the most recent age we are not currently ehgble la pubk sale. UBS Fnancial — In addax, to comnisions received from the
obtained rid may not reflect an actual market price Services uses the market Ante of the urresexted stock pm-chase and sale of Ne4Shares hr.'s, we and or cur
a eal.ae. ol the sane suer as an rimed yak* for the alI d ote reare an asset-based revenue sherry
▪ Ceffait positions may Apex Magna a price end resettled stock for purposes of Ma stonronnt only. To Payment from NedShares doubts:A s well as
will *ow as • Pico was not available' if we are the extent that restricted swum ies are ebgblo for sale, ruining for technology developrnent, training and
triable to obtan a Once fa a sectray. he value received may be substantially less tun the educe' an.
- Deposes a stqunties denomnated n Amerces awed vakw shown. — Our Alleles alto receive tradng canters and
other than U S. dollen re reflected at the exchange other anneroal ion from mutual funds and nuance
rate as of the statement date. companies *tote cecducls we dindasle
SDNY_GM_00027761
CONFIDENTIAL
EFTA_00 I 38381
EFTA01278990

U85 Fnancial Services Inc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 May 2019
HI AN MAX LL
Account name: GHIStANE MAXWELL
Friendly account name: Indy. Millennium
Account number
Your financial Advisor.
SCOTT STACKMANLYLE CASTOR
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourceUne at 800-RMA-1000, On April 30 (1) on May 31 (3)
account
Your assets 773,563.00 775,778.00
%Stour websIte: Your liabilities 0.00 0.00
www.ubscomlfinancialservices
Value of your account 5773,563.00 $775,778.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and bokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
?new. annuakreditreportcom. Tracking the value of your account during 2019
Value of your account
S Thc at year end 2018 3756393.00
Your nvestment return
)26 4 756.4 773.6 77533 Dividend anti
583 7 • • interest income S38.163.00
Chance M
market value -318,74900
750.0 Value of your account
on May 31. 2019 $775.778.00
Dec 2015 Ott 2016 Dec 2017 Dee 2018 Aar 2029 may 2019
SDNY GM 00027762
Member SIPC Pap 1 of 6
CONFIDENTIAL
EFTA_00 138382
EFTA01278991

*DUBS Resource Management Account Account name: Gil Your Finandal Advisor
Friendly account nameddh ' ' -7 STACK MANLYLE CASK].
May 201L,
Account number:
Your account balance sheet
Summary of your assets
Value on Percentaga of
May 31 04 your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 775,778.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3775,778.00 100.00%
Value of your account 3775,778.00
Eye on the markets
Percentage change
Index May 2019 Year to date
58P 500 -6.35% 10.74%
Russell 3000 -6.47% 10.92%
MSC - Europe, Australia & Far East -4.66% 8.05%
Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80%
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
1Y_GM_0002770Yte 2 of 6
CONFIDENTIAL
EFTA_00138383
EFTA01278992

Resource Management Account Account nate: GHISLAINE MAXWELL Your M sandal Advisor:
*UBS friendly account name:Indv.Milennium SCOTT STACKMANLYLE CASRIEL
May 2019 Account number.
Change in the value of your account Cash activity summary
May 2019 (S) Year to date (S) See Account activity the month for deur Is. Balances in your Sweep Options are Includedin the opening and
dosing balances value. FDIC insurance sprees to &pones at UBS Bank USA and as banks pankipating in the
UBS FDIC Insured Deposit Rogan. a does not aptly to deposits at UBS AG, Stanford parch. SIPC
Opening account value 3773,563.00 $756,359.00
protection applies to money menet sweep fund hddims but not bare deposits. See Important ineormaton
about your statement on the last two paces cf this document for detals.
Dividend aid interest income 0.00 38,168.00
May 2019 (5) Year to date (S)
Change in market value 2,215.00 -18,749.00
Opening balances $0.00 $0.00
Closing account value $775,778.00 $775,778.00
additions
Dividend and interest income earned Dividend and interest income 0.00 38,168.00
Total additions $0.00 $38,168.00
For puiposes of this statement, taratilty of interest and chidend income has been determined from a US
Subtractions
tar !tootling PerSOKthe. Baud upon the residence of the account header, account type, or product type,
some Interest andor &Wend payments may not be subject to United Stan (US) ander Keno laco (FR) Funds withdrawn for investments
income tares. The dent month), statement is not intended to be used and cannot be ref ed upon for tar
bought 0.00 -38,168.00
purposes. Clients should refer to the applicatte tan reposing forms they Rohe from U8Sannualy,SuCh as
the forms 1099 and the Sams 480, for tat reporting information. n Is the practice of UBS to file the
rpplicatie tar reporting foam with the US internal Rewnte Semce aid PR Treasury Deparerent, aid in Total subtractions $0.00 -$38,168.00
such forms accurately dose fy dridendsanda interest as tea eirernot or tea Wont Please consult your
Induclual tax refloat*, Closing balances $0.00 $0.00
May 2019 (5) Year to date (S)
Your investment objectives:
Prior year adjustment 0.00 38,168.00
You have identified the following investment objectives for this account If you have questions
Summary of gains and losses about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
Values repones mow exclude products for which geins ancitosses art not dassified. investment objectives in Important information about your statement at the end of this
document.
Realized gains and losses Unrealized
May 2019 (S) Year to date ($) gains and losses IS) Your retain objective:
Current income & capital appreciation
Short term 0.00 0.00 699.00 Your risk profile:
Long term 0.00 0.00 86,911.00 Primary - Aggressive
Investment eligibility consideration None selected
Total 60.00 $0.00 $87,610.00
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00027764
Page 3 of 6
CONFIDENTIAL
EFTA_00138384
EFTA01278993

*UBS
Yournotes
CONFIDENTIAL
EFTA,I3E383
EFTA01278994

Resource Management Account Account name: GHISLA1NE MAXWELL Your Finandal Advisor:
$UBS
Friendly account nartie: Indy Millennium SCOTT STACK MAKILYLE CASRIEL
May 2019 Account number.
Your assets
Some prices, income and current vaues florin may be approximate. Asa ream. gains and lopes may nal
be &croakily reflected. See mipommt infomafron Stour your statement a the end of this dxurnem fOr
more infornason.
Non-traditional
Private equty funds, Hedge funds, and Other investments are held in your UEISFinarcial flateS Int. CUBS Estimates Of vd ue St•Pdred by Issuers Of Certain Program (which are general), 'net asset value estirnaleS)
FS) broil/rage account. the portion reported below reflect the records of the issuers, and UBS FS does not art shown as ' ilesuer est. value pet unit'. For Pnvae equty funds,' value per unit' it a value updaed
guarantee the accuracy of the I Wormaton The value shown is not necessarily the value you would receive quanerty, bated on tne Net Anti Value (1NAV1) in the fund a or the date sped fled aduskd by add ng
hem the issuer if you sddthe assets. Funds actively sdd ty UBS FS ere subject to ongoing due digence, unital rails and sod recting dslnbutlons since the NAV date The NAY is primarily bated on estimated
athcsigh the level performed rray vary A dosed fundmay be subject to no ongoing digence A fund that portfolio vd ues provided by the undertying fund sponsor These two values may racy because of differences
you wintered elsewhere may never have been suteect to UBS FS </lige nee. although 1)85 FS may receive a In the way they were estimated and because the • Third party en. value Mil unit' may have been PrePated
let frail t he funds manager. which may CCOSMUle a masonry of the nifinagenlentlintentiSt tee. Please come basis at financial irionnaton other than year.end neccri(d estimates may not reflect resat.,
C0nlaC I your financial Advisor with questions • EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may mg reflect dst moue cos of cumin until the next valuation is
independent valuation irm and reflects adjustments for factors such as the iquidty of the units. reported, vneinly on an annual or serniannua bats See Important IMO mason artour your stdremenr
the end of the statement.
Hedge funds
FurchaSe mice
Natio Average puce Client Cost Fnce per share value on unrealized Ray Inetstnient MOON
skIdng of shares per Share (3) investment CS) basis (1) on May 31 CS) May 3 I (5) gain or toss (5) return (3) period
ALPHAKEYS MILLEN FKO
BROKERAGE NO 0430'19
Trade date: Nov 24, I5 650,000.00 650,000 00 1.000 736,911.00 86,911.00 LT
ALPHAKEYS MILLENNIUM FD
I LLC CLASS B NO
04130'19
Pad,. Ja:A a r L 19 38,165.00 38,168.00 1.000 38,867.00 699.00 ST
Total 5688.168.00 568%168.00 1775,778.00 587,610.00
Your total assets
Percentage of Cost EStanated Unrealized
value on May 3t (S) your xcouni bate (3) annual intone (S) gin or IV.% CS)
Non-traditional Hedge funds 775,778.00 100.00% 688,168.00 87,610.00
0775,770.00 100.00% $688,168.00 $87,610.00
Total
SDNY GM 00027766
Page 5 of 6
CONFIDENTIAL
EFTA_00 I 38386
EFTA01278995

*UBS
Yournotes
E,,,ot,......—nm
V_Ghl_00.7M"
CONFIDENTIAL
EFTA,BE387
EFTA01278996

Important information about your statement
•ES Feudal Snots ex. (the firma I.05 Financial her from you no law than 60 dry after than apaoty A ful copy of Me poky wcrdrg n available Insane a rant and may rot keep pace with
Serokera is a mentor of all aitipal secerby, commodity wed you the fist et item« on vk,kh the imp or upon request.
and oaken exchanges. (105 Financial Services and UBS problem appeared. • Moderate Wean to accept some net to Princinel and
Bank USA are redeem subsidiaries of IRS AG and - Prod:Jena rent rod accost number (& any) Near theSIPC protectionla the appiemental tolerate some Madly to seek higher returns
affiliates of UBS Seculies 'SC. Thep Mrs flak& - Desert* the wor or the transfer you ore unsure protatonapply to: • Aggressive: Wiling to accept high risk lo amoral ad
itattintrit n availableupon request. The Fines executive about, and 'whin as clearly as you can why you • Caton enamel assets controlled by (and nchottl n high volatile), to seek no tetuffS ore tint
offices ar• at: belied å is mom a yew you need more your account var) be held away gran LEIS Financial • Pottage& Elpedity Conaderadan: II selected. a
information Services. For marrple certain (0 borne products. portion of the portfolio for that account may include
1035Fnancial Services tve. - ?rota& the doer ardent et the suspected era. ecluding variable annuities. and (iö shres of malual complex wages, linked liquidly and gracer
1200 tabor Boulevard funds registered n the rune of the account holder on
Weehawken. NI 07086 The Firm or Card hue, we investigate you amebae the books of the isur or transfer agent),
and we correct try error promptly. For alleged mots • InnyAMent Caltalt a hut...1VMM ~MIS Statement dousodwIdile
this naitment Went. the only officialrecord of you inpirog UBS Visa•debd card tramacart 4 we take limbed pannenha andable placemenes)Mat re We may consoldat• al Maud account statement with
LES F runnel Services account. Offset records. except more than 10 business days to do this, we winded* not registered under the Searhes Act of 1933; the sane address in the same envelope. e o because
official tat doonnts. contanng cornicing data shim& you acomm la the amount you thnk n in error, so that • Carmodeten contracts (e.g. forego eec Mtge and they have owners who Mu maintain join account
rot be relied won d you beam* thee is an erra or you wµ have the use of the money ding Me tint it peed:usenet/ contracts), including futures contracts retains/vs vet other chants x the sane ackeess. If
emersion plum report n inedatelynewitng to the takes us to tenth% iwOstispation. and onvekdity mein contracts; arid you prefer to recent irdimlual 'totems-As mailed n
Brands Manager of the office sang yes account. • Deposit account (except <indicates of depose) at LBS thwatermloas. you may decline hounokleg by
Please make all checks payable to the Elmos te Bad Uä1,1185 AG U.S. bra-khes and bads n the caring you Financial Adana
Allitugh al ligges sann re ntended to be mutate, financial nsteuticn notated on the Ion eV this FDIC Pored Deposit Program.
ftattment Peashould not be used for tax purposes Re' statement In addition to regular account feet amounts The SIPC protection and the supplemental protection do Friendly account name
solely on yer.end la< fame by . Finn 1099. 519,1 may be object to rnineenaxe ten charges for late not apply to awe *stets ~nil they Othonvite appear The Frudy account none is a arnamabk 'nark/net
r 1 e 0 q 4 u 2 i 5 te . d e b tc y la w w h e to n r p e r p e o p r a t m to g h y e ou R r S ta a x l r lt e a tu ra rn b . k T & he a F d o m n an p e a n y u m r e e n s t k n r c s a e s c h u a r c it c ie o s u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s P fo r r e u e r n p e a d d o su n p y p o le u m s e t n a t t a e l m p e ro n t t e s. c t T io h n e d W i C no p t r c o r te a c w tio l n a g a a n i d d t e h c e h anges h ch a o s s r e o n l b e y g a y l o e u f f t e o c t a s o s n is y t o y u o r u a M cc e o h un ra t i / s n n e o c t o M rd e le n s d p e n d 3 t o lt
r e e a p r o e rt d a b o l n e m no u n s t k a i x e a s b h le e l d d i i v n i y n o d u s a a m nd o u ta n x t a , n b e le t i p n ro re ce s e t d s to other instates may be subject to a transfer tee. o n w th µ e o m f a m rk a e r t k e v t a m l.* o v o e f m ye en s t i n is u su e e s r t b ri a n n ts kr ( u n p e tc t y h a e r as a rienluierde * ' i , v ', s o tr b a je te c g ti y v , e p a r o re d d / p t r r o e M co e m a m ss e o n c d ia a t t e io d n . post
on sate transactions, indent basen Wanm ewed UBS Sweep Option, *thee-ode) KO:WIt and is not aprom:» or gaunt** that wealth
setureis 185 offers options for ~erg cash bala-kes to bad ce any financial results. cm or will be achieved. All
deposit accounts at non-/foliated bads and agitated Dividend Reinvoreneent Program (DRIP) Mementoes Moe* the risk of less. rocteding the risk ol
Commankations with Minn banks and money maim ~aril lunds (Money Fun). The price reflected is an average price You may obtain loss of the erors Modified. You <an Mange your
• Pleaserect.-did fry oral cartrunicatiom b ending Depose rocurde at MS Bark USA and non-if R&M the actual price from yap Fnaec eal Advisor. Orb *bole heady wan names through Online Services a by
tofurther protect your right inclukg your right banks pankipaing et the UBS FM-Mural Deposit Mares se purchased undo< DPP, pried ewes wiltbe contacting you Finial Adoor.
utter the Securities hasta Protection Ad (SPA) Program are RIK onsured n aces/date FDK Mes sold ard the cash we be deposited hype Kett* The
• If thefinancial imitation an the top left of the front For more nfamation, please vise womv.fdk.gw. Depose chnderd rernesImint ace sophed the issuer may Accont overview
of this 'Woken, is not LBS Fnaxial SerwetUBS &counts at IRS AG Stawl«d &anal, ased dues of Caller hoas the market ace al wench shares • value of pour amountaertkab. Net of assets and
(ninon' Unites caries you account as clueing Money Funds are not inured ty the FCC. are sold linters_
beefier by arrangement svik the Pocketed Minna • ouns axludes available cash bards, values for
o o m t w h p f e e e e a : n a i r t w c e l n i d e e a n r t n h n e m is i d e n a o h y r g c o e a c b m u o l r e & o i s s k d t s . e t i h o a h r, n i t s a L t t M h N o d is G b a c y F o l o a a n t u h s a c ' t n f r h y i u c r o i e m , u t l M r S m l i a a e e k d n n e s y a s o a m u a n n d a d n ro t U M B A a c P a n c r : k o a r u s y d n a o e t r p u e n o r p s o r i e t a t s e p n a d e t d e s e t n n , d o ' b b t a b p y l e a r l S n o o c t w I e e K . s c . t i e S n d e t e h b e y 'U b S B P a S C d E . d n M e a o p m n o e e s y i l t S s F m e u rv a ld i t c e b s e m a w a e e * r e e t k d d h e e e t dh m p t e k o e k a e & p o t a r h n e ac & m F c i e a r a m p y i t b l w a e a n i h t s s " e a e n l d r l e l o e e s s r u y s lt o e d c u l e l l r e p t e a a a r c n m r c : e o S in u l e i e n n d n t. n b d t y a y a s • t k d no a se re n r b p a w e r y t i r v t g e t h a h r a e t e i e k n e F e e n d e d d m m s m o e . r c i D o n u t d h r o e i e t s e y n s t p ( o n O t r i o m t o n t r l ) e a l a . r i s n k a t e d n t e a t d c , d d u G a e r n l s n o re t d b o o n a c c l t e a k t s r e T o t t a a i p d m t in h e e s m o a D e m s e s c e n e p a u t t o s n p n s d n e t i l t o a n s t , r d h s l e a e l l d a s
• As descrbed in the account agreements, you nut withdrawn. ad shares of a Morey Fad maybe registered drib agerky, redcredit your account porcine nock options
• • • • P F F m r r o c F h P P A t E t d W e e h y i o n a T r l . i n n l e f a O e e a n e r l d l o t a d M a e B o o l e d . U t T o n s n n s c ' t h B o n o s t y T e c d S r c t o a b n e f l Y a o < u d i -o e r o a b . w o a n d x d m s e , k s i ' l r j s f a k n e e C 7 o S o S e e m m a e * e y d c 6 e f d n r t a c n x n t r n r K e t a 6 a e t h y i , 8 e l e i o c R k d r n o t U d N 2 o r c u S 0 ( e y e n e n o s a 0 u . t E s n 0 l . i s e s h o s u a a 1 r o t i C , g o . a 0 n o t g s . e t v r 3 i i c 3 r m l i n o a 7 t n h l t p c e i x a a 5 5 l b n l 0 a < F e b a t s . . l l t 4 2 s s l e , , e r 8 8 r e r » b C e e . D 9 C o d m 1 r 6 d 1 4 e s y b O 7 r a ~ 1 0 t , e l e 4 , i 4 e i i . n b y e 0 A o 0 p m 6 e w 9 n 6 n M g , n 0 a m a 3 t 5 t 2 1 p s t o t u w n m B n 0 , e R l 2 r - I d a i m 8 . 7 d i n a 1 o 0 i e t b F n : 0 i h t e r c r l 0 o 9 0 S o c a b 8 w i n o m 0 M n o 8 n u t 0 7 a i t m o a o t A r 6 A 6 . 3 x 4 h 1 e n a U I p 0 . S o 0 3 s i i M n l B n i 0 2 C e r o d h n D d e g S 0 . t A 1 r f d a e a r l e l m 1 c t e V , 6 o y o S o p p h a 6 c . s m 6 1 3 e i a n t e 6 U t a a t r $ c 5 h d r e o n B . o f A t k 2 t n m m f t S k e u O s t d l o 1 i o o m c r h e e P 6 o t e U k u n b h 9 r l M B t i , e e w t t 9 S e a s U F r p a C o o d c s k • l T t w i - e h m e u a u r i h f a m o e a c c N c e r r p e b E r e d v k c t u u p i a h d y F s F s w h d s r a t F o e r i a m i e & < r i t a d r n r n t i i e r f s y e n a X p e l o o e n S p o d e . s p a p t e s m i d i c d i r n a o l s n x c t y c a o u b a y g s n o a c a a c t g r e a u l n i n m o O d r 8 a m r e m b a p e y d s ) 0 l I t l a ) s p r e P e h S u 0 n . t n o o l w k m h C e l b t p . e m w m i 7 . o i a e r r ) r e b p t e , 6 v w e p o w h e a w l e i 2 a a i c r n r o l i o n r o . l h $ b t e e t 1 o c e n h r c a a o 5 i s e s c 0 f l e o l u 0 c i t t s l n h 0 t g i e d r a e t n h 2 r g 0 b p a d u r o s a , e t y . t 0 t r h s l u v a e e o f S T 0 b u a r a r r i s t < a e n o r h 0 t i e t l o n n b a e a t a m y c a i u c n e c n b S o t f r h e s n n f d c l y t p I i u e P u l . l t e l s i o s e r y u a T h C r s e o d . i e s s d t w e h o c c e t a l t e R i u l e E o e M d s n o d s r n s e . l c s g i a l t i n h . y e e e p t i n u e i 1 b o a 6 t d o s o n s a p n 2 u s n b p n t a r - c 5 u a p e a o o t v t » u i 0 u o l a b r t i s P y i u e , r t n o y n A t 0 l r n u c p o a s o o d 0 t n b m i , o u t i v 0 o o e l d n r e i e s n c e f ' r a o o t r s i r r o l n • I P • • O s e • c T n h a l h w e v v R v P A A o m c e o g g a t e e i h o g r r f p s c l e ~ o o s r o k s m e o a e h p a n e t d w a A c m a a i l e m l x e m o o w l c n t d r m s a h o e n n r n v i o t . s , a u e i n m i o c s C t C C k n < e i t i h e o f n o t a t o s o a p a o r f i t n a p o m s h n b . e n t a m n : i s f h e g i t j o d b n e a I d / i f e e n b m F n a g c r c e l m v A c i ( e j i P r t e n n a t o e o i s o s p a a v r n c s s k p m w . y p l e a o t t a r p m i r e s t o F a n a w y e h r i e o n p c o o t i a a o n m r o e m l a t y f o g f e e b W s r b n I p a o a o n i . e d t s n c r v h r n b a i t t S e s h n e w o a d e n i c s a k n k M e t e g i t e c i p m e t n l m w p e c h a s n e g e o r s r e l e i o . n n l i b u y t t u n m g f t i d n o o i n s t a l e t e C e t u g o w t n h h o n b a a e o e & t n t j r e r h e p s f l e d a m o c e a P s b t , s t r i n i ( g o Y p v r u ) y e n a e e o t m n s c u h n o : h e e f g o r a t t o io n r l L F N n b u • • r a c s T T A e o d w s v o o a e a g o a M a e a a r C f n e m r n b i n M i e a w e a l s o d a o a t a e n b b b p e o s t c m b m i a e e d c h o c a o t s f b l a l e i d r y / n m a ° e d o n . a m e m l e a h d n n e l i f T d i m a n d g s t o c t s h e C i t e e n t x e n f h o o d e d o c n o e f s e e e n a d r s i e l n r , n l d b s y x e M i a a & m p , e e d d d b h a f C f m r l r , i u a f a f i a e d t a m o C e r s u i n l s t o e a t s e h m d b n O i v n e t d k o s , t o d a h a a i s n o r e a o c n s e d r t . t r n s t o t e n n p L e h a d t e t A . d d h O i a y b e o c o a g e T m e t c n p r o S t t n h t r o o a e d b < e b o b b u e S t u t y a e D h n a o a e e l t n ° a l m e a l e e a i f t t g t n b s o t i i n y e n t e b d d f l c a f h e e c n m e a m h e e u t e e m t s l s m o a n a s s s e p a p s , R n g r i n ' a y e t i n m s a a k a c n a e t n r s e d e e n c l r t o i s e e d y o e a l t t s o t l y s f s n h i m . d a m u t l k o t C u h l d e r d e g s e o u u s e n r n o d G a n e e n r t n d F p u s t t a d d e o h e i i a p i v o p r i n e n f e m t d e l a e r m g e P e k a s i r ; r l r o s i r m a c i v m a a n o a e e t b n l i a c d a d a c d l d t e y a r e i s c g . r s e e i n s
C s ~ ta a m t t e e m e r e m l n o t i t n o e r t a r o s e u c s e o t p o a n t t i a s ra s n n y s o o f u e g r c o a a n n , t d i h f e y y o o st u u a M n te e m e k d e t n m y t o o o r u r e S t th h a e e l F p m e ro m i t t e o is c t t W h io e n k p i s s o - 1 lk p 5 y r 0 o c 0 te a m c x i t l e li k d o i n h n e a s e u o n p f d l D o [m e 1 c 1 e em . a 9 b n m e w r i l 1 e c 0 n a , s 2 in h 0 a h 1 t 6 e . • l t C o h o w a n t r s m is e k e r iv a a a n n w d t e h . o e S l e a a e t c k l c i s t o y t u o t n o m t d t a h o e n e t s a e n r e u o o t n d g n e ia n C l e e r r IO a h t C e c II p I s , i a s gn l e , i e f w ic o i a f h n t as syww ,,ki mkirneinadidu n.
react Taken orCard boar (as regkehle) must aggregate for al your account held n apal:ruler
SDNY_GM_00027768
CONFIDENTIAL
EFTA_00138388
EFTA01278997

Important inforniation about your statement (coolinura)
Ye.. assets - for temi feCulbeS wading n non-cat« nag • Est. (estimated) name, current yields and rates. - We relent <CnitX•riSaten Iran LE15 Bra USA, 185
Your stalement rensees seasibers ard other assets held denominations, pote and pure* (lea salve) may An est rive of scrua neme is bred on <vial AG Stakord Branch ard dazed bares
bi the ardent al the end of the statement period You have been adjusted to facilitate proper vaiumon dadrva and 'eow rain awning the senates will trout our cash sweep Froarl
may ask for deem* of Idy paid securities al any time. To obtain niram quotations. when available. oared be held for one ger born statement date or tree compensation may be a manday per account fee or
You ma/ recent seopties used as loan cables, alter pas f nano, Adana. matLaty T is estimate is cab a gudelne, accuracy may be a percentage of mange dal/ deposit
paying arg Winn Om on them. Arv secunties ad continued income are not guwarteed balaves
transferred to he Fm, clang the surernme period are • Private investments and structured products. - Estemeted inrad 'came aid current yield for
heed at misfire value as of the end of the stareners hante mestmen seanuts (retain) dimes canon types of inches cold in de a faun of Activity
ØØ PardiPali n aciaam and real estate indernent trust prixbal or opc-algad ia which case the psi Infor nattin regrdng rommissims and other (hasps
• Con basis. ti determnisntga Mteen cost basis of the Securaree) arid Strut teed prodxts ale generally highy income DMcurrent yell would be overstated. named in carecton we, the execulon of vades,
SectrIes included in his indicated acipd. Chan stxtured ;melds have not been - Estimated annal «one and anent yield and the includingoption transactions has been *lauded on
wean the number I.' LOIS Fiyareiral Sankes has rebid registered with the Socaitim and Emhart> actual icon t and yield nuctit be lower a lusher confirmations previously franted to you, and pall be
on niorm lien <blared from sources other than 185 Ccarnesian or under any state securities laws. We than the mtenmed snorts Presided torose promptly on request
Fnaricial Sernices. dluding :Marimbas, Irons rioter provde estimated values for dare destromi - An estimate of a-nualdad income (dividerd ~cc
lima that you may have ~died to pc Finns& smurtes and stool ved products for dermal tna interest) divided by the current market Short 'sling
eadeasta. the Firm does not independently way a pasposes ally Money n roe guaranteed westaverage balance a based on the last dividend II you am engaged ri short sellrg a warily, you may
guarantee the KOraCy valdug d are damson - Then vaks. may differ Abseantilley Iran pdos. a deed payment madeby the issuer and intut a charge due to certain to:droving costs fa thai
Pravda by sources other than 1.135 rnarKial Serbt.C44. rry, at which a private rt security or menes the seockerideposes will bo hell for one pan kola- security.
addlion, ahhough1126 feudist Sarvtees ganerally structured product may be boas/tor sold ad do yea Ironi the statement date or until maturity.
updates this nlarnatim as a is received, the fern rot recess,* represent the value you may resewe Accuracy and contnued yield re not guaranteed Opmorders
cites ro ary assurances hat the enfamaitson yam lidlidatem. Regaidng open or gooddisanceake orders that
tear "Cost base and "Urrealded gad loss* is - Mid party tamales of mire re as or acertan • Meets not held by (SS Financial Services Certain were not imesuud by the stuemon date, open buy and
added as oe the date of this statement. As 9aCh. date and are supplied to UBS Fnacial Services on a assets re no held by the Fim and not Mahn the at stop orders re ratted by the antra of divolend
pleaSe do rot rely on this tgarnition to make reply bass by an ndependem valuation limn. Finn's possession or control. These assets are argils on an exidwirlards or Pintas date unless
pachase a sale decisions, la la pa-poses or - Issue, generalpalmer or sponsor estmated values, doplayed en you' statement ler reo rmational mauled othewoe by you. You are responsbk for
otherwise. Accounts tramlemed to the Fin may 1/ fob se ~lied to the Ferm by the issuer, purposes only. Positions and am presented re arkes that re executed due to rod lake* to cancel
reflect gaaloress ant as only fix the period d general erne or sparnor and may be calculated provided by the hu gfem UB5 re-wets' Serv<es eating opos *den.
tire they head at the fan Mom Ketones' based on dfferent infamaton from that used by not ~ha for this inks-maw, and does not
Mantas, can be added by you* Salami, Advisor. shed pawn to derive thee estenated values. quarrel. ild accuracy These assets re rot protected Primacy
• UremalItad gaim/bsses. ktsen data is amilabk, - You can cbtarn additional anon regarding by SK or the Firm's supplemental9PC coverage. To °Man a copy of Ca current Chen Pvroiscity WOO*,
esinurtedu'realted gensflOSte$ are calculated or the methodology used to determine the estimate d Olean Callett your Francis' Miner or umbra
sectrey lots Me transaction data for value and the dal* of the itamation that is the • Revenue tamg and adiftional compensation. Arlymn *dot ennuonvrteof.-
ridvidual lots may or rn*nco reflect ccromissions. basis la the estimate by contacting your Financial - h addition to cardissions on sates and 12b.1 tees - 185 Fnaryial Services is roe a bark. The RMA, Brosiens
charges and« s y reap-mat ica (mots. Adv60r. received in coned ion with the, darbuicin of mutual Seerces Account 85A and *MA ae brokerage
Din:lend and other renvestram lots and systematic - Pad patty estimated gab., may be reflected as limas to as dents we aller our aftliale raceme accounts whdi proside access tobarking services and
put,* blu are each combined to display ore 'Hot Arced' in Several "Wain: *Olen in reven* sydrig payments Ironi dot/taus anlor products *exact re.ingernents with afflicted baks
averaged lot The 'Tale date' <arm presents the independent valuation Wm has nal suppled ais advisors of the maid finds that ere sell Dew and other tia.pany bunk and provides xam to
agent Vansaccon trade dale. viable to assign a value, when we become aware amounts re based on two Meted arrpocents: (8 issuance and areaMY Products issued by u-offa ided
• Callable securities Bonds and preferred stock that that a material event 1‘36 occurred that may calla te amorft of sales by 185 dal:about, mutual klidparty ~ace dmpanes trough instances
the issuer cats la ealy redemption wit be selected Fenix:0y marled value etc question, or when a fod family to our dans; and 6G tie asset vale of a agency Abroad-es *ILE'S Haneal Services Inc
martially by lot trem amen; as se:vain of that value would be highly spesulatve due to the nave patoubr manual fend lakes shares Add at the - entstmert, nStlaria, and &tufty ortdocit.
istue held ei Our rue* c< in nominee name for as cia the security fool - Not FIX ins red • lb bar* guaramln• May Imo sale
clients Call bare aormalsn obtained from third - Men neither as aster, general partner or sponsor - lee and our affiliate also receive nand.r g and - tea reined Management decant. Busness
portas,a accuracy is not guaranteed Other call estimated value nar a shed-wry estimated cal.* 6 annbus processng fees in consideracet for tranbi Writes Account BSA. IRMA mod otnnalional Resource
leave may cost which could al ect grad complete gronded, the sake of the scanty will beOda/ea agere services that we provide to tie maual I unds Management Adds% are registered sense marks of
'Mammal will be provided upon request from its punhese pike. These lees rarely re pad from ~nor rats n 185 F 0..111041 WM*/ !IX.
• Price/value Dices displayed for secures and *tier - • [Jarboe pis 10 Ore may aide moan of the muhal fund and are a feed dolly arrant based - VISA is a registered vadimrk owned byvisa
products may be high« or beser than the price that capital extant or both. on the n/rber d axouils at the broker-dealer Manakin, Sarre Association and used video
you would actually racere' the market. Prkes re - Ongs-ul wit we' represents the dual offering ha:Mg ravel finds of that had family kern. The 165 Una crede cads and the L135 Visa
obtained from wirer ihrd party sources *Ash we price per trit and may not reflect you toll balm — h addition to CCtill6SkriS received in “nnectson debt cads at ward by WS Bank USA with
being* to be debt, bst we do not guarantee this - DPP ard unlisted REF smarties re net bind on with the she or &tauten of annuity contracts ad permissionfranveau S. A Incorporated All Odom
accuracy national secure/in mohair and re generally ton nvestment bust vas to ov clams, we ad or vademarkå registered trademarks, ,rvke markS and
- We generally, the closing dice when avail,* or ibarad red even 9 they can be sold the price or aftnate receive redrew sharing compensaton registered sersice milks we of rhea ~me
tie mean of the bid and at Seidl for listed received may be less tan the per hare estimated incm may of the n9JrarKe companies unckorrremo corrpanses
sautes rid options a ony bidpekes tor OTC mite' provided n the Xlecill statement. the annuity Contracts, /Mimes of the insurance
patches curesunes or sponsors or the aria mamma vats LRS Fisancial Senior Inc Rev. 701810
- Leos actively traded securities maybe pnced wing a • Realrected seaeritiat Restricted securities sprees* we ofistrbsto
vatorm model or the most recent peke we are not omertly eligble fa public sale. 185 Financial — h added', to commissions received from the
obtained and may not reflect an actual market price Sera:es uses the market pote of he urresincled sad pachase aid sale of NegShares lads, we and or ar
a var. ol the sane issuer as an imputed vale la the /lilac receive an asset-based revenue sharing
- Cease, positions may offer wads a peke and restricted stod foe purposes of Our statemet only To Palmere from NentShares iddrlataces. as will as
will shave as 'ace was not available' if we am the extent that restricted wombs are ebghle for sale fØ for technology development, training red
unable to cbtan a price la a savvy. he value waved may be stbstantialy less tun he education.
- Deposes ce semdnetileess denornnmed &ranch nkved value shown. - Our allaales also receive trade-9 C011171i1401$ ad
other than 1.1 S. se reflected at the exchange other ~mat Cr' from mutual funds and «memo
rate ol the slatemere date. companies whoa ormolmo we diebule
SDNY_G M_0002 7769
CONFIDENTIAL
EFTA_GOI 38389
EFTA01278998

UBS Fnancial Services no
Private Wealth Management Resource Management Account
;It UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 June 2019
HI AN MAX LL
Account name: GHiSLANE MAXWELL
Friendly account name: In& Millennium
Account number.
Your Mnancial Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOUrCeLine at 800-RMA-1000, on May 31 (S) on June 28 (5)
account
Your assets 775,778.00 0.00
1,4sIt our webslte: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account 5775,778.00 $0.00
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWW.annuakreditrepost.com. Tracking the value of your account during 2019
Value of your account
S thictrsands at year end 2018 $756393.03
Net deposits arid
withdratoals 478%339.00
Your knestment returrt
NW:lendand
interest income $38,168.00
Change in
martin Vat* 49,188.00
Value of your account
on Jun 28, 2019 $0.00
Der 2015 Dec 2016 Dec jel 7 Dec 2018 May 1019 fun 2019
SDNY GM 00027770
Member SIPC ►age 1 of 6
CONFIDENTIAL
EFTA_00 138390
EFTA01278999

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your lleancial advisor:
Friendly account name:Indy Milenniurn SCOTT STACK MANLYLE CASK IEL
lune 2019 Account number:
Your account balance sheet
Summary of your assets
Value on
June 28
A CaSII and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index lune ZOig Year to date
S&P 500 7.05% 1834%
Russell 3000 7.02% 1831%
MSC I - Europe, Australia & Far East 597% 1449%
Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11%
Interest rates on June 28, 2019
3-month Treasury bills: 2.06%
One-month LIBOR: 2.40%
Y_GM_000277,449* 2 of 6
CONFIDENTIAL
EFTA_00138391
EFTA01279000

Resource Management Account Account name: CHISLAINE MAXWELL Your PI modal Advisor:
$UBS friendly account name:Indv Millennium SCOTT STACK MANLYLE CASRIEL
it • Account number:
Change in the value of your account Cash activity summary
June2019(4) Year to date (4) See Account activity the month for deign. Balances In your Sweep options are indudedin the openrg and
closing balances value. FDIC insurance apples to deposits at UBS Bank USA and al banks pankipating in the
Opening account value $775,778.00 $756,359.00 UBS FDIC Insured Deposit Rogan. t des not apply to deposits at UBS AG, Stafford &arch. SIPC
protection apples to money market sweep fund holdings but not ban) deposits. Stern/portant informatbn
about Jour statemer4 co the tat two pages cf this document for details.
Deposits, including investments
o)
transferred in 38,867.00 38,867.00 lune 2019 (4) Year to date
Opening balances $0.00 $0.00
Withdrawals and fees,
including investments transferred Additions
out -824,206.00 -824,206.00 0.00
Dividend aid interest income 38,168.00
Dividend aid interest income 0.00 38,168.00
Total additions $0.00 $38,168.00
Change in market value 9,561 -9,188.00
Subtractions
Closing account value $0.00 $0.00
Funds withdrawn for investments
bought 0.00 -38,168.00
Dividend and interest income earned
Total subtractions $0.00 -I38,168.00
For puposes of ths statement, tatatrity of interest and d ndend income has been determined horn a US Closing balances $0.00 30.00
tar teparting perspective. Bawd upon the residence of the account hobo% acount type, or product type,
wine interest endo r dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR)
Income tares. The nem mom* statemem is not Intended to be used and camol be feted upon for tar
Your investment objectives:
purposes. Clients should refer to the amlictle tax reporting forms they receive from UBS smugly, such as
the Forms 1099 and tne Fan 493, for tat reporting infoimation It is the practice 01 UBS to rile the
epplicetie to repelling loans oath the us interred Revenue Service and PR Treasury oepanrrent Ind in
such forms accurately dairy dnoknds antler interest testae exempt or taarbk Income. Please consult your You have identified the following investment objectives for this account If you have questions
indadual tax prepare,. about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
lune 2019 (41 Year to date (4) investment objectives in Important information about your statementat the end of this
document.
Prior year adjustment 0.00 38,168.00
Your return objective:
Current income & capital appreciation
Your ask profile:
Primary - Aggressive
Investment eligbiity consideration • None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00027772
Pegs 3 of 6
CONFIDENTIAL
EFTA 00138392
EFTA01279001

*UBS
Yournotes
v_.,o2Mw •
CONFIDENTIAL
EFTA_00138393
EFTA01279002

SUBS Resource Management Account Account name: GH1SLAINE MAXWELL Your /I vandal Advisor:
Friendly account name:Indy Millennium SCOTT STACK MANLYLE CASRIEL
June 2019 Account number:
Account activity this month
Investment transactions
icr r-or.ir fo-nAir-, a c r I e prtteralue shown for restricted securities. We Important mformatiort about
YOW StegeMed,' at the end of 1h6 document
Proceeds Iran Funds
investment wthdrsvm Ice Accrued
Cone Actiiity Oesciiption Ouantity ?Sue ($) Price CO trarnactmos (S) investments bcuGht intertsl (5)
Jun 20 Transfer ALPHAKEYS MILLENNIUM FDILLC CLASS 8 NO .38,867 MO -38,867.00
0430(19 TO VI 45172 WOO
CUSP: 02076X9M6 I SYMBOL: KrISBME
Jun 24 Transfer ALPHAKEYS MILLEN FNDBROKERAGE NO -746,022.000 -746,022.00
93112019TO Y1 45172 0100
CUSP: 90293X9K2/ SYMBOL NAFC,GDC
Jun 24 Transfer ALPHAK EYS MILLENNIUM FD I LLC CLASS B NO -39,317.000 -39317.00
931(2019TO Y1451720100
CUSP: 02076X9M6 SYMBOL. VESBME
Jun 24 Cancel Of ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 38.867.000 38,867.00
Transfer 93112019 TO Y1 45172 0100ASOF 061919
CUSP: 02076,9M6, SYMBOL: WISBME
Total
Securities transferred In $38267.00
Securities transferred out -S824.206.00
SDNY GM 00027774
Page S of 6
CONFIDENTIAL
EFTA_00138394
EFTA01279003

*UBS
Yournotes
.ot,.....--- v_enusszeSss"os
CONFIDENTIAL
EFT,00BE393
EFTA01279004

Important information about your statement
IA6 Frontal Services has. (the forma UBS Finniat her Iran you co law that 60 days deer the f rrn capacity:Aka copy of the poky wrap a available income or ware ad my not keep pace with
Soaked, k a mentor of all pri-cipal swuty, conmcdry tent you the fat st agemene on eked, the mot or tom request. Wakes.
and optianextha-ges. UBS Financial Wats and UBS Problem aPC•ted. • Moderate VANN to accept some rid to pinto.' rd
Bank USA are ndrect sttsdaries of 0135 AG and ▪ Pro eZleyeti rent ad accost number (it any) tardier the SIPC onreclion nor the supplemental tolerate some wally to seek haw returns
affiliates of 1/35Secuain LLC. The Pim', isnot - Deane the error or the trader you me ordure protection apply to: • ApyressiL A! Wiling to accept high rids to pnncpal aid
Statement is availableupon request. The Pima ammo about, an eiplain as clearly as you can why", • Certain trUnCial assets controlled by (nd inclacled n high vOlaterty to seek high returns over time.
offices re at: believe a is an mar a yaw you need wee your arcorrt vela) but Mkt awayfrom LEIS Financial • Immtment figtirty Conadern: N selected a
idormation Services. For simple certain (i) insurance products. potion of the poi Wks for that account may incken
1035 Fria-cal Services eic. - Roan the dola annum of the suspected era. ilChazang variable awities. and (O dues of masa complex arson, linked liquidity an greater
1200 Harbor Boulevard funds registered n the awe of the account holder on wain?.
aphimeen, NJ 07086 The Pas or Card bsuer led investigate we ocean the books of the Sat or transfer mmt),
and all comet dry area prompty. For alleged ewes • twestment contrasts ce thesInwint newest, (e.g, Staternent Phousehoklair
TIP Maraca reaesents the only official record of you erasing UBS Vosa•debd cad tra-nacark it we take landed partnerships and private placements) hat are We may consolidate al related account statement with
LES Frontlet Services want. Other rear& wept mote than 10 bus ass days to do this, we wigged* not registered under the Woribes Act of 1933; the urx address in the sane envel:pe. e 9. because
•fficial tag dawns. anteing cortiarg data shouil you accouter the amount you Ihnk 6 in env:, SOMA • Carnadaties contracts (e.g. foreign exchange and they haw onners also also mantain ant acacia
rot be relied won II youbedew thee is an wee a you wa have the use of the money during tie tine it MOWS metal contracts), making futures orrtracis rations/vs wet other ckents a the same addeess. If
omission plea* repot n inardaSely n map to the Wes in to complete or imestigation. and commodity option contract,; and you Defer to were irdialcol statements mailed n
Branch Manager of the office wag yea amount. • Deposit racoons Inapt certificates of deposit) at LEG Waite en•ICCes. you may decline hotaholdip by
Please make all checks payable to the Femor the Bark USA, OBS AG U.S. braches and bats is the OWN your Financial AdMor
Allthough al limits shown re mended to be accurate, lateral nsteution radiated on the front of this CDC hared Deposit Program.
s J t o a k te e m yo e n n y t e d a a r t . a e s n h d o lm uld f n o o rm t b s e . d u e s e . d F f o o r r m t a 1 r 0 p 9 u 9 r . p 5 o 1 s 9 e 8 s , key m st a at y e b m e e a n b t j I e n c a t d t d o i r ti o o a n n t t o e n ra ar d ce s h e w m a , c n ha t r g le e e s s f . o s r w W a e ts n T o he t a S p IP p C ly p t r o o t th ec es ti e o n a s a s n e d ts t e h v e e s n u . m th b e m y i O nt h a t l a p n ro i t * e a c p ti p o e n a d r o F Th ri e e F nd ra ly d w y o a m cc a o n u n nt o w m in * e is a cusancable fncerurne
10425. etc ) when prepamg your tax return. The Pon is payment for seournm purchases and charges kr urpaid on yCce slatemenes. The SPC protection ad the chosen by you to assist you whhyou necordleepro It
rezured by taw to report to he XS a tank &Windt amounts n cashamuses. Accounts that are Mastered kaplernental protection do not protect against changes has ro legal effect on your account is nor intended to
reportable nennoble Osaka& and taxable r'awest to other instaulans may be subject to a wake fee. n the market vabje of Your invesbnents Whether as a relied any strategy, prodact rep:now:Mato%
end on sewities held n you secant, net proceeds restµ of market movement issuer balimptcy immanent objective or rds profile associated write you
on sale transactions, ad cod basis on Wan covered UBS Sweep Options Mann) wants and es not appraise or sawamee that wean,
securities. te3$ offers options for %wiped cash balaxes to bat or any ley/Mini relullt. can or will be achieved. All
deposit ar.001/111 at nonaffiliated bats ad affiliated Dividend Reenactment Program (DRIP) anilines OW* the risk of as, includip the risk of
Conamications with the Firm banks and money maker nasal lundS (Money Funs). The price reflected is an average price You may obtan loss or the alit irmstrnent. You canchange your
• Please retain" any oral carerunatin in %Wing Nowa ocean at LEIS Bat USA and nopatf dieted the actual price Iran my Financial Advisor. Only whole fanny accure names throughOnline Services a by
tofurther protect your Otis. incluing your rites barks panapaing is the UBS FPC•hwed Deposit than re purchased under DRIP, gunial Was wig bei contacting your Financial What
order the Seosities Investor Protection Act (SPA). Program are FDIC insured h accordance vet FOK rules sold and the cash wok be deposited in pour KC0unt The
• If the knack] institution on the top left of the front For more ilfanlatiOn, please visa wimp f dacha,. Depose • ard renveslakint once applied bx.the issuer may Accosest oveniew
of this gatemen, is not UBS Panda Swats, LEG Kcountt at U3S AG Stinted Branch and trues of caller from the market priceat VitYCh paha shad • value of your ecoonttortfolt. Net of assets and
Fioncial Swam arra you JECCOISIt as clearing Money Rack are rim hand by the FIDC. are sold habitat_
broker by arorpornia svah the :Wad institution • Asters Includes available cash balances, values for
d o t t w h e p a e e a e r n n y W o e e o d e m a o r th r r r t o e i a e s r d a o n l y r c o ; o = c c b u u a r M o s t c e o e d d k a . t e h a h L n i s a C t t h r A o e d i B s t b S a c y o f l o t a n o t u h s a n m t n s f i y h c r e m o b o t s u l W m S h a e p in k n a d e y s m a o a r u a n • P n d d o o ro l t B A s W h a t o n a w v k e l e e s d d a l e l p r . P e o " p s r r i r e o t o s q i t x u a e r e t c e o s t e t n r , d i e b b t a b l y p e a r l n S o o c w t I e K e . s c . t i e S s d e t e h b e y "U b 9 B 1 a 7 S r C k F . m d M e a p o n o n o s e i r y t s S F m e e n a n a y d t e b s e m O a W C n a a a o l r d y i t t l h v e e w e t d i h s n p t o t v o i i l n e e e a e u w . m o t a r h a s e w u m F e l i r a r p m a y t t b a s a e a a n h s l a e e a l r t d r h o e e i s s n r u e y l s t e o d o l e u l f p t a e a a r c W n m c e o in a u l n e n n d t i . t d b s I y f p a y a s t o y m u a e r n e t r b u p a e s n r y i t r t v t a h e h a i a e t e n e l i e E e z i n n e d lm d d W w m o . s a f t D a l r t l i h o a t le s e e h n s t p l ( o i r a o . o n m o * t t n r ) a a a , e r c a s k d k n e t e e d t a d d G a g e n l s u e o d u n n b W c p a t k n l o s c T o t t e a a p i d t m e n e i s m t a i e D m e c c e n u t p a t r s o d n p s a d n e i s t r o s l i t a o , s d h s s e e , l l d o s r
• AS descrbed 'lithe account agreements, you roust withdrawn, and shares of a Maw had may be repaired clearing agency, aid credit you want warcable nook options
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SDNY_G M_0002 7776
CONFIDENTIAL
EFTA 00138396
EFTA01279005

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SDNY_GM_00027777
CONFIDENTIAL
EFTA_00138397
EFTA01279006