EFTA01278815.pdf

lies Financial Services kw-
Private Wealth Management Resource Management Account
44) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2017
CHP70056543150717 VI 0
GNISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GhliStANE MAXWELL
Friendly account • v lennium
Account number.
Your Nnandal Advisor.
Sic-01— STACK c "-ASP Fl
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeLine at 800-RMA-1000, on June 30 (1) on July 31 ($)
account
Your assets 705,443.00 702,106.00
aoo 0.00
Visitour webilte: Your liabilities
www.ubscomtlinancialservices
Value of your account $705,443.00 5702,106.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom. Tracking the value of your account during 2017
Vzdue of your account
S Thc tt,and$ at year end 2016 5683,739.00
Your investmmt retunit
683 7 7054 70?1 Change m
market Mire $18.367.00
Value of your account
on MI 31. 2017 $702.106.00
2S)
Dec 2015 Dec 2016 iun ?Crl 7 2017
SDNY GM 00027586
Member SIPC CHP700023056543I 5 HP70:0187303 00005 0717 030575004 v1287765500000:0 Page 1 of 6
CONFIDENTIAL
EFTA_00 138206
EFTA01278815

SUBS
Resource Management Account Account name: OHISLAINE MAXWELL Your R sandal Advisor:
Friendly account n • SCOTT STACK MANLYLE CASR1EL
July 2017
Account number
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 702,106.00 100 00%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets $702,106.00 100.00%
E
Value of your account $702,106.00
Eye on the markets
Percentage change
Index July 2017 Year to date
S&P 500 2.06% 11.59%
Russell 3000 1.89% 10.99%
MSC I - Europe, Australia & Far East 2.89% 17.53%
Barclays Capital U.S. Aggregate Bond Index 0.43% 2.71%
Interest rates on July 31, 2017
3-month Treasury bills: 1.07%
One-month LIBOR: 1.23%
01P70003005004316NP7OCO 187303 000;6 071 7 030575004 Y128776S5003alyyGm_0 002TiAge 2 of 6
CONFIDENTIAL
EFTA_00138207
EFTA01278816

Resource Management Account Account name: GHISLAINE MAXWELL Your Moeda Advisor:
UBS Friendly account name* SCOTT STACKMAIILYLE CASRIEL
Account number.
Change in the value of your account
July 2017 (Si Year to date (1)
Opening account value 3705,443.00 3683,739.00
Change in market value -3,337.00 18,367.00
Closing account wawa 3702,106.00 3702,106.00
Summary of gains and losses
values reported telOw exclude OtOduttS for which ga re and losses are not oasslfied.
Realized gains and losses Unrealized
July 2017 (S) Year to date (S) gains and losses (S)
aoo
Long term 0.00 52,106.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current incase &capital appreciation
Your risk profile:
Primary AggreSSive
Investment eligibility consideration None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
SONY GM 00027588
CNP7CODE0056543I 7 NP7003I97303 0003S MI 7 030579004 YI 28776S50 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00138208
EFTA01278817

$UBS
Your notes
.........6............,70 .67.,,,.,......6%,_,,,,,,,,,,g, • a 6
CONFIDENTIAL
EFT,0013A209
EFTA01278818

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name- SCOTT STACKMANLYLE CASRJEL
July 2017 Account number. 212-821-7000/800-308-3140
Your assets
Some pnces, income and current vanes Sheet(' may be EppiOxirnble. Asa Kluft. gains asdlossesMey not
be moriately reflected. See enportant iniontabon about your statement a the end of ttus dacuenem for
wore infortrwoon.
Non-traditional
Private eqUty funds, linage funds, M0 Other investments are held in your UEIS WOW/ Setvltts Inc, (tin Estimates of Mut SuPPlitd by Issuers of (Plan Ceograrts (which ate gene raly *net diet vaue estimakS)
FS) gofers:, account. the pennons reported below reflect the reccoas of the issuers, and USS FS does not are shown as' issuer est. value pet unit'. For Private equty funds, 'Est. value per unir is a value updated
grantee the accuracy of the Idom.:Ilion The vdue shown is not necessarily the vtlue you would receive quarterly, based on the Net Asset Value (*NATIin the fund m of the date sped fed 0/sledby
hem the Issuer if you sd the assets. Funds actively sdd ty UBSFS are subject to ongoing due digence, cidtal calls and subtractirg clsInbutions unce the NAV date The NAV is pin-aril, based on estimated
//though the level performed may vary A dosed fund may besieged to no ongoing dligence A fund that portfolio vim, peonckd by the underlying fund sponsor These two vdues nay vary because of differences
you purChied elsewhere may never have been subsea to FS cllige nee. although LIES FS may receive a in the way they were estimated and because the ' Third patty est. value pet unit' nay have been prepared
let from the funds managet, whit h May constitute a M40Oty of the rnanagernenvi mem se fee. Flea% come basis of financial irionnation other than yearend Repotted estimates may not reflect resale,
contact your financia nob's°. with questions. 'Est vdue per unit' is an estimate of value supplied by an liquidation or repurchase value, I any, and may rot reflect dstrbutions of cwirtal unit' the next valuation is
independent valuation Inn and reflects alustrrents for factors such as the squidty of the units. reported generally on an annual or Serre.annualbaSis See knponenr info/mown *our your statement at
the end of ths Statement.
Hedge funds
PurchaSe Pocer
Natter Avelace price Client Cost Price per share Value on unrealized(tar) investment stoldng
Hcldng of shares per share (S) investment CO basis (1) onn4 3I (l) Jul 31 (S) grin or loss (5) teturn period
ALRHAKEYS MILLEN END
BROKERAGE NO 930/17
Trade date: 650,000.00 650,000.00 1.000 702,106.00 52,106.00
Your total assets
Percentages Cost Estimated Unrearred
vaue on A/ 31 (1) your account bass Of annual infant (5) On or lOSS (1)
No o•traertionol Hedge funds 702,106.00 100.00% 650600.00 52.106.00
Total $702,106.00 100.00% $650,000.00 $52,106.00
SONY GM 00027590
C eiP7C00330S6S431 9 NV700:1187303 COCOS 0717 030575004 Y128776S500003C0 Page 5 of 6
CONFIDENTIAL
EFTA 0(1138210
EFTA01278819

*UBS
Your notes
CNP700C0005654320 NP7000187303 00005 071 7 030579304 Y128776550 00Nejtiy_G M 0002759ige of 6
6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_0013821 I
EFTA01278820

Important information about your statement
Fruncial Services Pc (the kern or UBS Firiarcii heat trornyou no later than 60 days alter the Frm (bins for call. Spbnatay broths* available upon • Produce Combination of Income and Capita(
Strube!). is a menthe' of all principal sectrey, comrroday sera you the list statement on which the erns or request or at net. *c.o." The WPC asset protector, Aboard:non Investments seeking both One generation
and cob:mocha-apes. UBS Financial Semites and 1.8$ Problem aPPered. knits apply to all waists that you roan a particular of income ad wombat prixpal.
Bank USA ate i-diect subside:Wes of UPS AG and - horde pow name ad xCant nterter OF any/ capacity.
afti haes of 1165 Sautes LLC. The POWs tnanoal - Death* to error or tie tanner you we tenure the Fem. together with certain affiliates, ha also Overall risk profiles
statement k available upon request. The Funs exwafte about, ad olden as <bay as you can why you purchased samolementalinkrake The marmum • Consewasee. Seeks to mantan natal piximal, with
often an a. believe a is anm a or why you need more anomie pea dab to a1 elobb clients, collect...fey ader low nth ad volatility to the accost overall even it
reformation this protector, is 5500 million as ot December 10, 2016. that meant 8, accost, does not generate signif jure
1€$ Finrcal Shrives Ix. - Provide the doter amotht of the suspected era. ktinct to the polo/ander:re at Imitations, cash a income a retort and may rot Peep pace with
1200 Harbor Boubeard the Firm is further protected for up to $1.9 million n the inflation.
Weehawken NJ 01086 The Finn or Card Issuer wil Seagateyour ample...it ane9ane for all you accounts held n apanel:Wm • Medeal. Wiling to accept some rin to pincipal at
and wal coated any error promptly. For alleged *non capacity. A he copy of the poky wordi-g is wailed, tolerate ,cme volalety to seek hater returns.
U o T f h 3 f i i 5 s c i F s a t i l n a t a t a e n x m c d i e a n w l S t r e u e r p v n i r c e e e s s e t a n c c ts o c o t n h u t e a n n t c . o n O n g e t y h c o e o f r f r i r c n e i i c a c o l i r r n e d g c s o , d t r a d a a o p s f e h y o o u u l ' d m w rn a o o r s e l v a t i h c s a ; o n U r B 1 n S 0 f V b o a r i a t n h ', n e d s a e d m bi a o t u i e s n a t t - o y d e c n a l a o t - t h e h a a s c , t h w a : e r i e n w i e f i r l w l r c o e r r e , t B d ak i o t e t ha t w h o e n SI r P e C q u p e ro st t . e ction and the supplemenUI protection • A hi 9 g o h r e v s o s la im til : it W y t i o lin se g e t k o h a ig cc h e r n e t t h ur i n t s i o r v k e r t o tim p e n . n opal and
not be relied lath II you beim* there is an firer or you well have the use of the money dumg he One n both do no apply to • tomstment Ebaidibm Consedention: I selected a
omission please report it immediately n writing to the taken us to ccmplete our iwestigption. • Certain liwncial mete controlled by (and inclabd OrtiOn of the pOrdolio fo r that account may include
Branch lianaotto of the office wvi-q your accowt. your account value) but awl:Iarmy from UBSFinancol compbicstrategres. tented liquidity andgene
Please mike all checks payable to the Firm or the Services (e.g.. certain (i) deposits at *Mimed and non- valet iffy.
Attce4' Al 'igen shown are Mended to be masa*, financial iguana) iterated on the from of the affiliated bats (i0 nsuraxe products, noising
statement data shoukf net be wed Per tar papaws Rely statement In addition to roods meant fees, accounts variable arruhes, and (ii) shires of mutual funds Stertementshoweholdne
'SD on yea-end tax fan's fte Form 1099, 5496 mei bo>sbject to rnaitinste has, chases for late when such shires an registered drooly in the, name We may consoldate tA related account statements with
10425, etc) when Drepamg your lax return. The Fim pained kr securities purchases and charges kr unpaid of the account holier cr, the books and records of the the same address in the sure envelope, e.g. because
required by law town to the IRS all tenable dividends, arncthn n cash accounts Accounts that we transferred issuer or tanner agent); they have others oho hk0 jolt' =gal
m em po e r d ta o d n e r s o ec n te ta iti u es b h le e l c d k n ii m im u a a an w d u l" n d n o e & t i p n r t o e c re e s e t d s to other instailons way be subject to a trainer lee. • li i m nv i e te s d tm p e a n rt t n c e o n n h tr i a p c s t a s o t r n p v ri e va st t m e p e l n a t c e n m te e re n s ts ts ) ( t e h . a g t a a re y re o b u t i p o r n e s f h e j r o t n o w rec i e t i v o e th i e n r d d iv e id n u t a s l a st a th te e m s e a n m ft e m ad a d il r e e d s s n . If
on see tranaclions, rd con basis then-lain covered UBS Sweep Options not registered under the Securities Act of 1933; ad sepa-ate melons, you may decline houwhdding by
seosaies. 1165 oilers options kr sweepeig cash balances to bale • Commodities contacts (e.g. foreign excha-ge and caliq your Frunual Admor.
Cartresalatlen• with the Firm b d a e n p k o s s , t r a a c r c it c y u m its a a rk l e n t o m n- u a t f u fi a lia lfu te n d d b s a (M ts on a e d y F a in n d d s a ) t e a d n d a pr i e d c i c o o u m s m m e od ta it l y c o om pt r i a o c n ts c X o n in tr d a u ct c s i . n g fa ures corneas Friendly mownn em,
• • u o I P t f o f l t e t t f t h a e u h s e i r r e s t f h i r t s n h e e a t e c r e n o p S c a r n e i o a m o f t i l _ e r r m e s c e l t i t i e a e y s s o n n y I u t o n i r o o t t r e 1 r n i a _ s t 1 m e t l 3 o c 5 s o r E . t P m h i r n n e m o d n t t u e o u u c n p d t c i i l o a r e S g n t f e o t A y n n o o c a s f u t t l e i r ( e n S s r d , P i w U d A fr 3 r i T o s i 5 n n t g D b P w th a r e i o e n t p h g k M o r s a s a e p e n m r a I n a n a n a c t r i e c t c e i r o o i F n p n u D e a a n I t t C l : t n D o a a g r e i a l m n v U l o u R B t t r h e 5 e e e s d I A o r U in s k m B c a S e c o U F c M S O n o a r A K d ( n D a a 4 a n n n g A c s e d ) e k m n f r w a o e e d n n i n t - t h D a a A e f f D t f c p i a l I o c i C a t s o i t o i i e t s u n d t l . e s. n n o T tp o h n p t e t h w a l 5 e e a p 1 m r x p K e l n y a n p a k t t r o e e a o m t t l l h e p v e e c r e n s o ti e e l o t a e s n m c . o a t o f T i n o h y b d n e e t d e S h s o a e I i c C n n s h v o u p o e t p f r s p p o t t h r l m t e o e e m e t y c e n e t o c i t o n t s t h t n a ( a e w g a l a a p h w d i e r n o i t w s t h t h t e e c a e m r h p a a p o s n e n g a a d e r s o h y T b c o h h y a o u e c s r o r F e o F n r n i r t e i a l e b e n c n y g d t d i a l y n y l l y o g a e u a c f y f c t c e o o c o c o u u t a u n a s F n s t n i t - i n s a n y t a n a o y m m c o u e i r u e a a i s l w s A , c a i t c d t h h o v w r i u o s y s n o u o k t r g u . i Y h r n r o O u e u c t r i o c k li r a n e d n . k * t S e n h a e id a t p ir e r x is o n y e y a s - n a e
F te in th an e c r i b al y S a e r n ra a n te g s e c m ar e r n ie t s w y t e h a t h a e c c id o e u a n t t e s d d i e n a s r t i e n u g ton F ac a c o m u o n r t e s a in t c U n BS n a A t G to S , t p a l n e fo a r * d v B is ra it n n c w h w an fd d i s e h g ie w s ..D o e f p osk r o e th su e l n t v o i f s e m ) atket mommenq issuer barknaptcy or Award overview
We informed you of this relationshi• W.enyou Money Ards are rot rased by the FCC. • Vase of your Amounttpouttcdo. let of assets and
opened this accost h this cast your kr.t and Dividend Reivrettment Program PIP) karate>
swates tre boated a WS financial Service, and rot Through the DA, cash balances we swept to depose the price reflected ban average price. You may obtan • Asseft Includes wobble cash balances. yaws for
the iwolicig braer. and you mist make a tapir accounts at UBS AG New Von Brarth a-d UBS AG the actual price from yoke Financial Adascr. Only vitnale restricted security (est ), and Global Tine Deposits,
of any error or omission to both firms C SSW, Branch. These deposits are not inured by the Main we purchasedunder DRIP; partial 'hats WI be unrealized marks to make, and teeter, assets not held
• Asdew-iced in the account ageements, you must FDIC. Balances held at he 1165 AG Cayman Branch are sold ard the cash we be deposited re your account The by tie Fan. Does rot include mated secuntiesfassets
roily us of any enors or fraud animating decks tenwanly ("posed to the sovereign refs of the Cayman (bard reiwenmert price swished by the esker may at the end of tie plot and curet statement prods,
reflected on your statement within 30 days after t was blind, end there is nocturne* or whet oblation of dna from the make price at *Nth the partial shorn preen* iventments, unwind stock options ad
mailed or made available. 1.85 AG to repay the balances while on the UBS Cayman re sold rentable Rod options
• Plenadied oatortor complains or ixpiies to the Branch's books. • Liaberees Incides debit balances, cutstanfrg margin
Fion's C fent Relations Depirment a 201.352.1699 Cash-th-lieu loan. creole line, iron account balances.
or toll-free at 800354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by UK. Money Fund Cr4 whole urns may be held n yds arrant. If won • Cash/moneybalances. Total of uninfestal ward*
ET Mondry through Fedex or in wing to WS shires re protested by 51K. See "125 Fine cal Services entitled toe pa-tol land as s result of a dm ani pent cash banes, OS deposit Wines at affiliated ad
Fiuncial Semites kit. Client Retinae Depairmak Accent Protection' below. or dimwit,. the Film will ether sell panel trill, at noniallitufid bank, a-d tansy maker mutual tad
P.O. Box 766 Union Cky, W 0700. manes ate or accept an Nonni determined by a swam balances. at the close of tie statement period
• A 0 casements shall be deemed complete ad acosee lgxn your request, twines n the bark depositsmay be registered clean) agency, ad credit yes accost Non.connnodity free creek balances in ma' accost we
not cbbctonl to ri writing within 60 days *Mohawk and shots of a Money Fad may be not segregated from other balances and the Fm. may
• Fa TTY services_ Call 0444120986 or acme outside lige:Wed and he proceeds nand to you a your Invesbweew objectives We any of these kinds in the ordnity route of As
the US.: Cal 201.352.1495 sea-rites accord The Minimal objectives ad risk profile an spec lk to busiwe Thew funds are patio* won your demand.
• P c k I W n a r r a r d c t d e o m s r b t m u r b W a a o i n n a l f s s n n * a e d n m c m e t e i r o N c t W e s n I s s o , 0 O I r c x 7 c a 0 . p b l , l 3 w e B 1 6 a 2 0 p , t 0 i 0 A a o - 0 y n 7 t m s t 6 H r a t 2 e a - n R b r 1 b t I e 0 A o o 0 A t r r 0 R B a U . E n B l C v 6 S e a A d l w V e , S 6 c e t i t t l o r a h e o k • n f d e t l i o o c e s o U . b r B i . l S F a w if u t r L b m ll a y e u I c r n a b r g l s l e i n c c m u g o r m B r e e O e d n w t . i e 7 i a c e 6 l i p 2 e a p - b r 1 e / o 0 I l u t d 0 t r s 0 a a . . t v e f a r s o i l a a m n b d l y e o y s u e w r l e F ls e r , a p k n o c p a i t v a i a o l i n A la s d b , v le is a or t P i s e c n h a h g v o c a - e h o d s a s e i a c m e c a a o e c n d o n w t v u t c s n c h o . t b a f t a n h n t n h a e g d e e i F v m i i b r e n m i l n r o y y p o w m F r u o i o n ' r y r I g r e n o b a a i t e n c b n t v h w i c e i a n i e s a t r e l w m r s n a i i e n r lu n n e in a t t t g o , h io b W a e n je c t o c i c a , t r i o y v lt o u e u s n : t U F a T o h n t r is d d r c t e e o h u s t c s a s e b l I e a s n d u f r h o r o e r la l m t d m re a e a f t d e i t o r i i o n n to n t i y c e e n s c t h u C e r h F e e i a t rm t p R e 's r e l i e o la n d t f c i i o n lo n g s * i p n * r , g e y d a e k e s s &
• hoax* Curnentincomt Investments seeki-q the hgraarl" mmtcr Accost Agreement and the General
Cal a write as soon as you can, if you tiro yes UBS Financial Services sawn protection generation of axone only. Terms and Conditions UBS Statement of Credit Notices
statement a receipt is nvorg or d you need more the Firm is a nwrter of the Setaein Artesia Protection • Aohthe CaprtatAppreciabom haestments seeking awilabk n Agnomen endOisclosuyes at
nknnaton teat a trader on the statement or Corporation (SIK), which protects wankel customers growth of principal caber tun the generation or Wwwitht ruitfirrumidirlhwwi
recite. The Film or Card beer (as alokabldetril of is merrters up to 1500,000 thcluding 5250,000 for income.
SDNY_G M_0002 7592
CONFIDENTIAL
EFTA 00138212
EFTA01278821

Important information about your statement (00nallUtd)
Yes area obtained ad may not reflect an /awl market price • Restricted se:amities Restricted SeCadies gerreralb — Our affiliates also receive owing cenvnisurn ad
Your llearrent &mites securities and other assets held a Ma are rot currently ehgble kr public sale. UBS Finns& other compereatimi Iran mutual funds end Mate
fire axotant al the end of the streams period. You — Certain positions may appear will-weepier ad Services wet the menet primal& unrestricted stock companies whose products we ristrtute.
may ask fordelevery of fully pad seasies at anar tine. vrill show as • peke was not availabb • if we are of *a sane issuer as an reputed value fa the — We recent an a-rualfee from 1.85 Bank USA ad
You ma/receive acuities used as loan collateral aher triable to °Nan a pace for a acuity. restricted stock (or papeaes of magement oak To U3S AG Stanford Branchof tlli to VS per accent
paying sly balance cam on them. Any securities - Deposits a securers denominated is tummies the extent hat resented 'metes are 'tuba la sale, sweeping to the banks erode the ties Bad Sweep
tranderred to Ihe Fim drirg the statement period are aher then U.S dolls, at reflected at the ewl-unge the wtl.te neared my be Menantiala less than the Program
lined at market vibe as of the end of the sterner rate as of the statement date. waxed value shown
period. — fa certain senates eating in non-confo aring Adivity
• Cart bask n deter ring the cost basis of tie denominations pnce and gray (face Mr) may • S. (estimated) income, current yields and rates. Information regatIng commasifis and other dunes
skates induded n this statement, Mere indicated have been adjusted to lack& grope Maw& An estimate of antral none Is based on carer incurred in annectin with he execution of Wades,
wih the number 'I,• LOS Financial Services has relied To *Urn current artations when amiable, centre &kited erd interest cedes, assuning hie tectrites will &luring oaten transactions he beeninducted an
en information &tined from sources other thane-16S 'at Financial dancer. be &Mice one yea from slatement date or tree confirmations previously herr:shed so you, and will be
Faantral %nicer'. including idarretion from anothe- meturity. This eslinaie is anti a punkin.; accuracy provided to you pranalydrirolatl.
km a that you may hare provided to you Fina-cial • Private investments did stated products. and continued mom* are not guaranteed.
Adeisor. The Firm does not indkerdently verfy Innate rweswere skunk (rci ring deed — Estimated aural 1-cane rd oared yeld fa Short selling
gaunt** the maraca a raiday of am iriornution minima, program end realeast, oilmen& hat certain byes of Nantes could include • omen of If you are engaged in that selling a security, you may
provided by coaxes other than U3SFhandal Senices &ma es) and structu-ed proixt are genwaly highly principal or capital gain in w ich cage the est incur a charge due to certainborrowing costs for that
ackflicri, although UES Financial Strides generalbr Crean structued products love not been income (aid current yell would to overaated. particular sectry.
updates this nfamaten as ihs receeteA the km registered with the Securities and Exchange — Estimated aural Mane and ctrrent yield and the
does not provide any assurances that the hfamation Cornmesian or under ay setae securities laws. We actual name andyield mitt be lower a higher Open orders
eider "Cott base rd •Unrealced gar/ be is prordemtinated vales fee private iivairant than the *stirred amounts. Regarding wen or 'good) ilkancellee ceders fist
accurate as of re date of this statement. As such, startles a-data-lured products for Hamra& — An kiln& of a-ruaked income (dividend radar wore not executed by the stsenere date. open buy and
please do not ivy on this rdamation to make arrows only. Acdrag ism guaranteed. interest) &lad by the current make set stop mars are reduced bi the mount of dividends
puchase or sale decisions fa tar arposes or — These vibes may differ abstinent/ tom prces, d vat (average balance* based on the last dividend or refits on an redividerds a e*r4ds date unless
otherwise Accounts larelmed to tie Fm may any, at which a prime imestmenl security a or rarest payment made by the issuer and instructed chemist by ycia. You are emporia& for
reflect gra loss infarnalim only for the period of structured produce may be barfil or told and do runes tie soorifiestapasits will be held for all orders the re executed de to your faun to cancel
tine they are held at the Finn Morehike:cal rot necesnlyrepreswe the value you myreceive year ern tie statement date or until many. Putting open orders.
rdamatixi can be added by you Fnanciel Advisor. upon licuidatin. Accuracyan:I continued yell are not gam-deed
— Third party estmatesol vas are as cl a certain Privacy
• Unrealised yen/team VMen data n *marble. date ant we supplied to UBS Financial Services on • AMU not head by UBS Pinata Services. Cedar, to °ba n a cow of as anent Client rtimy Mike.
events& tweaked gainnlostes re cakulated fa regent bar by an indeandere Mahon firm. assets we rot held by the Fern and not we& the please caned race Financial Athior or visit or webske
nand& securey lots. The transacten data for — Ise" gineralpfinee or sponsor estimated wars, Ferns posers:s r, or antra These assets are at imfarillCBMACiegaldillz
iv bed& lots may or may not reflect ammissens. if ay, are kpplied tote Fun by the issuer, dellayed on nos statement for informetional — LES Financial anices is not a bait. The RIM, Business
charges ander security reorganization events. general partner or sponsor and my be calMated purposes only. Positions and values presented are Services Account BSA and BMA are brokerage
Dinolend and osier reinvestment lots and traumatic based on Orem information Iran *mused by provided by the &Mg fern UBS Frunoal Services a accounts which provide access toter-king seeks and
purdnese bit are eachcombined to dispLy re tidos-lin to chew their estinaled values. not resprarble for the &collation and does not prodresSercugh arangerrents with affiliated bares
averaged lot The 'Trade date' colann presents the — You can obtain addinrial Mormo:en regardirg qua-antm its accuracy. These assts ar rot pranced end other 'hid-partybanks and arras access to
age al transaction trade date. Ire meto:blogy wed to determine the estimate of by 51K or la Finns supplemental 51K coverage. hsurarce and away products issued by unaffiliated
value ant the date of the ilonnaton that is the third-paity nsuurree amps-Ike trcutfi insurance
• Callable seeurkiria Bona' and purNaid nod that bash for the animate by coat/entre your Finneal • Revenue shirty; and ideational compensation. agemyo_bsieiries of WS Financial anis Inc
the ismer& for cab redemption wil be selected Advisor - h .deism to ccenmksiam an sales ad 12b.I tees — hwerrent. Murree, and arnuity accbcir
neat* by lot Iran arrerg anima-dies of that — Third prty estinmed &Lies may be reflected as reared in connection with the data:Men of mutual — Nut FDIC Mured• No bank guarantee* May lose vale
6.,e held an our rare or in nominee name for as *Not paced' in several Austin: Men an this to ow carts we actor our affiliate receive - BMA. Reinke Management Account. Redress
clowns Call karat 'tenuity, is obtained from third rdeperdent valuation Inn has not suPPLed cr revenue staring payments tan distrtutces enact Senoras Account SSA, IRMA and kernational Resource
parties and its accuracy is not goaded. Other call tremble to astir a vats when we became avant advisors of the mated Kr& that we sell These Management Account re registered service maks of
ferias may east which °AM affect yield complete that a material event has caured that may call a smarm are bred on ten different comp:ciente (0 LESFironrial Semi& lx.
inkematifi will be provided upon request prevany reported vile fiso portion. or Sian a the arekre of sales by L85 of a Isertitula- rrunnl — VISA is a registered radon& owned by Visa
value would be highly speculatne due to the nature &dimity to ourclents; and GO fie asset rake al a htemaknal Sent Aswallion and used under
• Cietifiraes Odense (CDa. CO, are FDIC muted of the Wittily. particular mutual ford lanais threshed a the kense. The UBS Visa credit cads and the UBS Vela
Le> to 1293,000 in principal and armed interest pet e When naive an burn; general panne or sponsor lint debt cards tee issued by UBS Bad USA with
deposkr ad per depository insikion it accordance Milked value nor died-baby estimated value is — We adour affiliate also receive networkhoard permission from Visa US .A Morporated. M Sitar
AM FDIC ekes. puked the rake of the seardy dikre4 cmnbus processrg fees in comic/rah:info, transfer eadernaks, registered traamarks, serva maks ad
Worn its archase arm. agent services that re provide so tae mutual fu nds regatered service marks are of their respect&
• Pricehake Paces die:dyedfor securities and other — 'Distributions to date may indude retun These fees generally ere paid from investor assets n menores
products may be high.- or beer than the price that capital name or both. der mutual fund and are a fend dolls aenant baud
yar would actually receive in the market. Prick are - 'Original unit size' represent, the reel offering on the number of accosts at the broter.dealer UBS finannal Serval inc. Rev. 201706
drainedfrom various tied pricy sources whirls we bribe get brit red may not reeled your cost basis hoking mutual furls of that ftrdfa-nily
&ler to be retake, bat we do not guarantee thee' — DIP and unfilled PER startles are not listed an a - h adddon to commiskns received in correction
accuracy. national sewenes exchange and ere genet* with the safe or astrbutionol annuity contacts and
- We general& use the closing price when wilt& a Woad and own a they can be told. tat price ere investnant bust Let to ea clients, we ardor
fie mean of the bid and a* aims kr hsted &ewe mW be kb, tan to per sham estimated ar aft Tete raise revenue sharing compensation
searnes and options er only bid prices tor OTC value provided in the aCCCult gatellint. ban many of the imurace companies underwriting
leashes. the annuityco:needs &lbws of the inkraxe
— In actiway traded senates maybe paced usng a convokesor sooners of the tea investment trusts
valuator model or the most recent price we we distribute.
SDNY_G M_0002 7593
CONFIDENTIAL
EFTA_00138213
EFTA01278822

lies Fmancial Services Inc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 August 2017
CW70056257090617 X2 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK W07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number. v i 28776 SS
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-7000/800-308-3140
Questions about your statemett? Value of your account
Call your Financial Advisor or the
RMA ReSourCeLine at 800-0MA-I000, on July 31 (3) on August 31 (S)
account 029028776
Your assets 702,106.00 708,775.00
lAsit our website: Your liabilities aoo aoo
www.ubscomainancialseryiceS
Value of your account 5702,106.00 $708,775.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
aedit report annually from Sources of your OCCO out growth
www.annuakreditreportcom. Tracking the value of your account during 2017
Value of your account
S it-lcL.6311GS at year end 2016 $683,739.00
Your rnvestrnent return
702 708.8 Charge in
market value 125036.00
Value of your account
on Aug 31.2017 S708.776.00
25)6
Dec 2015 D( 2016 Jul 22017 Aug 2017
SDNY GM 00027594
Member SIPC <NP7000S005625709Nr700019:470 00005 0017 0305750Cm Y128776550010000 Page 1 of 6
CONFIDENTIAL
EFTA 00138214
EFTA01278823

SUBS
Resource Management Account Account name: Your Gooncial Advisor
Friendly account nam STACK MANS VI F CASRIFI
August 201 7
Account number:
• I ' ' -
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 a) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 000%
C Equities 0.00 000%
D Fixed income 0.00 000%
E Non-traditional 708,775.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 5708,775.00 100.00%
Value of your account 5708,775.00
Eye on the markets
Percentage change
Index August 2017 Year to date
S&P 500 0.31% 11.93%
Russell 3000 0.19% 11.20%
MSC I - Europe, Australia & Far East -0.02% 17.50%
Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64%
Interest rates on August 31, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.23%
CNP 700000056257 I 0 NP7000197470 COM C617 030579004 Y128776550 01l MyGike,002751tne 2 of 6
CONFIDENTIAL
EFTA_001382 I 5
EFTA01278824

Su:Bs Resource Management Account Account name: GHISLAINE MAXVVEU. Your Financial Advisor:
:c I - F A r c ie co n u d n ly t a n c u c m o b u e n r t . n 11 n I SCCJT STACK MANYLYLE CASR,El
Change in the value of your account
August 2017 (3) Year to date (I)
Opening account value $702,106.00 $683,739.00
Change in market value 6,669.00 25,036.00
dosing account value $708,775.00 $708,775.00
Summary of gains and losses
Vaues reported below exclude tx0Oucis roe which gars anCliOsses are not Ossified.
Realized gains and losses Unrealized
August 2017 (1) Year to date II) gains and losses (4)
Long term aoo 000 58,775.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager, You can find a full description of the alternative
investment objectives in imporranr information about your statement al the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment erigibikty consideration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First in, First Out.
SDNY GM 00027596
CriP7COCE03056257I1NP70C0193470 00005 OBI 7 030579004 Y1287765500I0000 Page 3 of 6
CONFIDENTIAL
EFTA 00138216
EFTA01278825

*UBS
Yournotes
CONFIDENTIAL
EFT,00BE217
EFTA01278826

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nodal advisor:
*UBS Friendly account name:Indy Millennium SCOTT STACKMANLYLE CASRIEL
August 2O1 7 Account number.
Your assets
Some pnces, income and current vaues ShOrrn may teap pioxirnme. AS a Intl. gains aidlOsses May not
be Examately refkclel. See Amason infosmafrOn about your stereneera a the end of ths dxurnem for
more infornason.
Non-traditional
IMOe equty funds, Hedge funds, and Other inveStments4re held in yOur UBSFinarcial *MoS Mr. CUBS Estlinates of vat* Stppatd by ISSuerS Or urban Crowns (which are gene faly 'net asset value' estenateS)
FS) teolerage account. The pootIons reported below reflect the reccods of the issueis, and UBS FS dies not are shown as ' issuer est. value pet unit'. For Privae equty f unds, 'Est. value per uM1l' is a Value updaed
oiatantee the accuracy of the lreommton The value shown Is me necessarily the value you would receive quavery, based on the Net Anti value C NAV') in the fund as of the date sped fed eduskd by ailing
from the Issuer if you sddthe assets. Funds actively sdd by UBS FS alt subject toongoing due digence, radial calls and 'obi racti rg dst nbutions Once the NAV date me NAV is primarily based on estimated
although the level performedmay vary A dosed fund may be subject to no ongong digence A fund that pordolio vaues provided by the underlying fund sponsor Thew two values may vary became of differences
you purchased elsewhere Tel never have been suteecl to UPS PS cillgence. although UBS FS may receive a In the way they were estimated and because the • Third party en. value per unit' may Nave been prepared
fee from t he funds manager, which may constitute a macelty of ine rnanagernenvincenti* lee. Please come bean ofhnancia iriormflon othei than yea•end Repotted estimates may not reflect resat
contact your financial Achtsof with questions. ' EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rice reflect dst ebutions of deal u nth the next valuation is
independent valuation f rrn and reflects adjustments for factors such as the lquidty of the units. *Parted, neraly on an annual Or Sentanntial basiS See knponara inkimattOn ArAwr your increment at
the end of this stateineM.
Hedge funds
Purchale piKd
hearties Average puce Client Cost ace per share value on unrealized OM mestment Holdreg
wiring of shares per shale (s) investment CS) basis (S) on Aug 31 fa) Aug 31 (4) gain or loss (a) return CS) period
ALPHAKEY5 !ALLEN FND
BROKERAGE NO 713111 7
Trade date: 65O,OOO.OO 65O,OCO OO 1.OOO 708,775.00 56,775.00
Your total assets
Percentages Cost enraged Unreenzed
value on Aug 31 (5) your account oasts CP annual meant (f) gain or loss fag
Noe•tradiitlonal Hedge leads 708,775.00 100.00% 650,000.00 58.775.00
Total 6708,773.00 100.00% 6650,000.00 658,775.00
SONY GM 00027598
C NP7C002005635713 NP7003‘93470 00005 0817 030579004 Y12 6776SSO 010 000 Pegs 5 of 6
CONFIDENTIAL
EFTA_00138218
EFTA01278827

*DUBS
Your notes
CNP700000056257i 4 NP70C0193470 00005 OBI 7030575004 YI 20776550 01MY_OM_0002769fir 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00138219
EFTA01278828

Important information about your statement
has Enamel& Services tics (the Fern or UBS Fnercial her I romyou no later than 60 days alley the F rm duns for cash). Ethenatay broths* available upon • Produce Combination of none and Cooker
Strike). is a member of all principal acuity, ccmrrodiy on you the Int statement on with the erns or rtqatt or at ewe apc. org The SIC asset protection nitorticiaton Investments Mang both the generation
and optima exchathes. UBS Fisancial Services and 1.8$ Problem athend. turne apply to all accants that you hall in a oracular of inane rd growth of eeriest
Bank USA ore i-diect subsilanes of UPS AG and - horde pow name ad xcant nterter (if any) capacity.
afti haes of UES Swishes LLC. The Fiths manual - Cnsabe to error or she Rather you weinert The Fisk together with certain affiliates, ha also Overall risk profiles
statement a available upon regyen. The Fines exec rise about, ad elegem as dearly as you cal why you Purchased snplemantalinstrace the mas mum • Conewatere. Seeks to manUin nital prec Pal with
cAlkas re at: blare d is then a why you need more amount payable to at elpble clients, co:ileum& under low re ad %eatery to the acorn °that even
edamaeon this protecten is 5500 million as of Deemher 10, 2016. that meted to attune does not generate significant
U35 Fina-col Sereces K. - hosed. the dolor anent of the suspected vra. Skeet to the poky cordite:a ad limitations, cash at income a resume and may rot beep pace wits
1200 Harbor Boulevard the Firm is further protected to up to $1.9 million n the inflatkn.
thechneen. NJ 07086 The Finn or Card Issuer will hiestgete your compliant ample for all you accounts held n apentane • Makin.; VnIling to accept sane nit to pincipal ad
and will correct ry error promptly. For alleged errors capacity. ABA copy of the poky wauclig is erodible tolerate gene volataty to seek Incher returns.
L T e hi a s F st h a a te n m ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t ° . t O hy th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m en o v re ie t s h ? a n U 1 B 0 S b V u s s a le ed s e s b d i a l y c s a - t d o M d a a - t m bs a , r l w in e s w if i ll w c e re t d ak it e 'WM request. • A hi g g g h r e v s o s la iv t e il : i t W y to ill r s g ee t k o h a i c g c h e r p e t t h ur i n ;h s M ov k e r t o ti n po t. n gee end
office le. documents. contanng confficing daa should you accord for the amount you theta in error, so that The SIPC protection and the supplemothl protection
not be relied tom II youbelieve thee is an error or you wit have the use of the money during he One A both do not apply to • Owestment Eforkikv Consideration: I selected a
omission. please report it immediately n writing to the takes us to complete our ithestiption. • Certain lieu vial wets controlled by (and related ei potion of the portfolios fix tat account may include
Branch Manager of the office wvith your accoint. your account value) but hell away from UBSFinancel ocerpth *renege, tented hors* and geate
Allhafp a 'ivies shown Are Wended to be accurate, I P e le u a n s c e i m al i i k n e st a a l f l t c e h n e c m ks u pa te ya d b o b n to th th e e fr F o i n rm t o o f r t t h h k e a Se b r l v a ic t e e s d ( b e a g c . k . s c ert n ai s n u (I r ) r d ic e e po p s r i o ts d a uc a ts f , f i n lia c t i e c d f n an g d nn votatilty.
statement death:ad not be wed for tar purposes Rely steamer* In addition to nrgitar arrest fen, accounts variable arruhes, and (ii) shores of mutual funds Strthementliotaoholdne
coley on yerend tax kerns, (Le • Form 1099. 5498. may be abject to maivenarte has, chaps for late Magee such share ante registered droctly at the name We may consoldate tA related account statements with
10425. etc) when Drepamg your lax return. The Rim 5 parent ice securities purchases and charges ice unpaid of the account hot:len:tithe bochs and records of the the sane address in the sere envelope. e.g. because
required by law to rexel to he IRS all lovable dividends, amounts n cash accosts. Accounts that aw transferred issuer or trawler agent); they have owners who ako moisten joint meant
m e on n p s o d e ru e b p tr c b a t n m se a c a m u c r t i e t i i r e a e s b , F l a e o d l t d h c r h i o a y n b o n b u a a s a a k c n / c o d o n m u c n e u t r t n t a e e in t i p c n o r t o e v c r e e e r s e e t d d s U to B o S t h S e w r e in e s p t o O ft p e t n io s n m s ay be subject to a Vander lee. • n li i m n o v t i e t r e e s d t g m i p s e a te n rt r t n e c e d o r n s u h t n r i a d p e c s t r a s t h o d r e p w S r e iv e c a u n t r e it n i p e l s ( a c A e e c m e t e e e r n l e t 1 s s t 9 ) s 3 t ( h e 3 a . ; g t a . a , d re y r s e o e b p u t a p i r o r a e n te f s e e h r n t t h v o e w r l e o c p i e t e i s v o , e t h y i o e n u r d d i m a e i a d n y u t a d s l e a s c t t l a i t n t h e e e m h s e o a n u m ts w e m h a d d a d d il r e i e n d s g s n b . I y f
stases. 1165 oilers options for swatheig cash balances to bat • Corrmoditan ontacts (e.g. foreign exchamw and warp your Franual Admor.
C • • a u o I P t f v o f l t e h o f t t a u e e h r s r e i f r e s t i s h n r t W h d e e a e a c r h e o p S t c l e r n a e o o o f m n t t i _ e r s i m M t s c w h t i e a i y s t i s t u o n y h I u t o n i r o o t f t r h e U r n i a c e l B m t l l F o c S s o r i E r . t P m m h i r n n e m o d n t t u e o u u c n p d t c i i l o a r e S g n t f o e t A y n r o o v c s f u i t c t i r ( n e o S r , u B w L h t A E e i e n t ) S ' r n ig D b b P d w th a e a e r i o e n p t p n h g k o h o k r s s a s e a t e e p n m r m a n a I a n o a r c a c t t n c r i c e t e c o e i o r s i u F y p n u n n D m a e n t a I s t t t C n ; : l a a e O a - g i n r n l l t g n n e s U h u o R e B m t r h n i 5 e e t u e - d s B n t t U h t i u n a e e i B a l t a * i e l S i o f c t U u F e c M n S n D o d d e r A I b d ( C s n D a a a 4 ( n n n M A n t c e d s s ) o e n r t f n r a i v : a o e e i e n d d n y c t t - F D t a a A A e e f s t D e c h d p ts d I o c l d C i : s t s o n l t ) i e r e e t s e u d d n t n l . e d s . n i o s t n h o w n p a e t t p h y r n a e S e k o d p I c m P m u p c io C o l e y s u o m t v n s t a t o o m t m e t a e t t l o e l m e h p v d t e d a a e r it o w l l n y o v c t t e e o s n o a c . p n s o a t t s t f T i n i o r e o h y a d t n n s e e a t d s h S c s s e o a e o t T w i n i n n C s n n a o t u c r p e f t p a l r s u p p o t c t h r l c m t t e o e e . t m e r t y c e p n o e t c f i t o n t a s t h t n a u ( a e e g a r l r e a a w p n i s r t d i n s h o s c t e t e h t o e c a r e n c ' h p t t a r a i a o a s n M n c g a e d e s s o I F y h b c N o h a y ri s o u e e s r r s F n e o F : r M d n r ie i l l e b a y e n n y c g d a d a a l y c y l o y l o c a e ) u a o c f y f c t c e m o o c o c u o u t t a . u n n c s F n a s t o r t i n a m s y n t a n o y a e m ( t o m e i e u a a i e l w s A c a i t c c t h h o h w r i u o y s s n u c o k t r g u . e Y h r n r o O e e u c n t c o h th a r h d e n t * c S e n h e e id r a p v e i x r c n g e y a . s m a e *
P bi i c -s k w e e r a b t y S a e r r r v a i - c g e e o m n e e nt s w y it e h s t h a e c c e o d u c n at t e s d d i o n s s i l n itu g t on F a o c e c o m u o n r t e s a h t f o U r B n S a A ti G an S s t p a l m ea f s o e r d v B is r it a n nd e , w an fd d i s c h .o a p m e s .D o e f posk m oth o e th rw o i f s e m ) arket movement. issuer bakruptcy Account overview
We informed you of this relatonshia fthenyaS Money Ruts are rot rased by the FDIC. • trate of your vaneaponfoto. Net of assets ad
opened this accan. h tits cast your kids and Dividend Reiweittment Program (DRY) liAilees
stones a* boated a LOS financial Services and rot Through the DA, cash Winces re swept to deposit The price reflected is an sewage price. You may ottan • Asses Includes avalifte cash balances. vales for
the ramodiceg breer. and you mist mak• a nom accounts at UBS AG New Yon Brardn a-d UBS AG the actual price from yos Financial Adviser. Only ohok restricted security (est ), and Global Time Deposits,
of any error or omission to both firma. Carnal Branch. These deposits are not insured byte shares re purchasedunder DRIP; partial shags will be unreatzed marks to make, and certan assets not held
• As desated in the account agwernents yw ril.Za FDC. Balances held at he LES AG Cayman Brand, are sold ard the cash *1 be deposited ea your account The by tie Film Does not include mowed secuntieslassets
rowdy us of any emirs or fraud evening d-ecks temp:early eposed to the sovereign ra of the Cayman decked reiweffinent price applied by the seer may at he end of the poor and anent statemeM periods, a
reflected on your statement within 30 days after t was blinds ad there is nocturne or other **thorn of differ from the make price at which the patial shares mane ithrstmenK unseated stock options and
mailed a made available. UM AG to repay the balances while on the UBS Cayman re sold therckatie mock options
• Please deed othorner complaith or Coen to tie Branch's boots. • Lialaithos Wide debit balances, outstanding merges
Fiths C Fent Relations Department x 201.352.1699 Cash-thilieu loans, line, shoal account balances.
or tolUree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits re not protected by 9PC. Money Fund Only whole uMs may be had n you' accent. If you are • Cafleoney balances. Total of uninfestei avalgab
ET Monday through Friday, or in awing to WS shines we protested by 51K. See 'WS Finarcal Senors entitled to a panel taut as a result of a eadeni payment cash balances, plft deportbanes at affiliated sal
Reuncial %nice Ix.. Client Realms Department Aeon Protection' below. • abewise. the Firm wit ether sell panel aim as nonsaff need baits. a-dummy mate mutual find
P.O. Box 766 Union Cky, W 07C$7. made cake a accept an roan determined by a SWOP batances, at the starve( tie stakiment period
• A 0 Peewee shall be deemed complete ad note Ltwn sour request, banes n the bare deposits me be registered clean) agency, and credit you' account Non.cornmodity lree trek balances in yar attars are
if not cbbctod to h waiting within 60 days *McRae\ ad thank of a Money Fat may be not semtgated from other balances and the F rm may
• Fa ne services_ Call 1344-612.0966 or from outside licuchted and the proceeds rend to you a your InItattritent objectives ow any of these fonds h the ordnify course of ms
the US.: Cal 20I.352-1495 wanes accens The I-Noumea objectives and risk prolile an sprit to berets Thee funds aremote upon your domed.
• S c h h W a a e n r u o a d d t s r h s t w r * a t a r a o r n a O l f s n S a t s n e r c f e n n e h a e r N o t ( s n e F I s s o T , 0 I r c ) t 7 c . a , 0 b e l , l 8 i 0 n t m 6 2 t p , i 0 o m A - a o 7 t e t y C H r a t 2 e a k - R r r 1 o b I 0 A o o u 0 N r r l 0 B a U E . n B l e C v t S e a d h l w V e , S 6 c t e i t i t l a r n h e o t • e n B d t f i o o c t e s e b U . r s i B t S h a r w c a y l s b e m h y d e . c u n r a b i g l n s li n t t c o u g o r r n 8 r r l C r a e is I 0 t C e . i 7 O n n 6 t e e a 2 r - b • e 1 p o s 0 y u t 0 i t r l 0 a * a . t v f e r a o . i l a a m n b d l y e o y s u i w e r l e F d e s in , p a i o t n p c a i b v a a o l i n A la s d b , v le is or P i s e c n h a l c v e o c r e a h o e s s s c e a t e m a c a c e n c te r m - e t e s M n M e e t a t l e a h t n n h e a d e e F r m e i W i n n s n y y o o p w F t u h r o i r n o y r I g n b e m a e a in c t - * v w h K e i a i n e s e c e t m l m c s n e i e a t y u t n n i o a n t t t s o g h io b o e a n je f k c o c a l c , t r n o i y v ? m o e u s b . U F a T o h n d i r s a d r b t n m o a a t s a a s , l e I i u n s d f e n o h x i r . c l m , i r d r m e a e f t a d e io l r i i o n n to n t K h a e i l c s th u C e r l i F e e i n t rm t p R e Y e r l i e o b d t r i d o c e n lo c p s h i p n b u g n w k a a k s e
• Peen Commeineone Investments seekith the Agraillvot a Accost Agreement and the General
Cal a mite as with asyoea can, if you tilt yes UBS Fiends! Smiths aware protection generation of rune only. Tema and Cordnions UBS Statement of Credit freebies
staement a receipt swing or 4 you need more C Th a e p F a ir a m ti o is n a ( m SIP a C t ) t , e v r e o tc f h th p e r o S te e c th ts i l m its e n W a e c s e t i a n n P to ro m te e c n tio n • Aches* Cape/ Mower/Dom twestments seeking 2 a w va W il W ab •d le y r n Agreements andf actotum a
hlonmatith goat a transfer on the statement or growth of principal rather gun the generation of
reciter The Firm or Cad Issuer (as applIcable must of is merrbers up to 1500,000 (including S250,OOOfor income.
SDNY_G M_0002 7600
CONFIDENTIAL
EFIA_00138220
EFTA01278829

Important information about your statement (SOIMMeqd)
you —eta obtained and may not reflect an /awl market price • Restricted securities. Restricted SKI-edit gerteralk — Our affiliates also receive Tann; carenissnins aid
Your staanent awakes securities rd other assets held a valet are rot currently elgble for public sale. UBS Pirrone offer (emanation Iran mutual funds end Mune
kith, axafit al the erdofthe straws period. You — Certain positions may awear wilhoul a pier rd Services uses the math encircle& unresencted stock companes whose products we astrtare.
may ask fordovery of Mkt paid seostes at any tine. nill show as 'price was rot avarlabk• if we are of to sane issuer as an masted value !a the — We recent ari arrualfee frail 1,85 Bank USA and
You may receive securities used as loan collateral after triable to Wain a price for a sway. restricted slack (or papeaes of this stamen( oath To LES AG Stamford Brach of cote VS par account
paying sly balance de on them. day securities - Deposits a securitiesdenominated r,cunerces the extent tet regraded souses are elgble kr sale, sweeping to the banks vole the LES Bank Sweep
tranderred to Ihe Fim otairg the statement period are oho. then U.S dolls, at reflected at the 'whinge the was received my be otetantialy less than the Program
liked at market value as of the end of the strawy rate as of the statement date. nepoderd value Moan
period. — For certain searbes racing in non-cantor-me-9 Activity
• Cart bask. In detwroning the cost basis of to denomretions pnce and qua-lay(lace &a) may • fat. (estimated) income, current yields and rates. Into rmaton regatengcommasifis and ober clumps
states induded n this statement where indicated have been adjusted to lack& WOK valuation An estimate ol awl rod& rs based on curer incurred in connection with fie execoon of Wades,
wih the number 'I,• LOS Financial Services has relied To Wan current anise:re, when nibble, rental dividend rd interest rams, assuring to secures will Mewing optkn transactions he been included en
on information obtained from sources other lhanIAS ear Financial dekko. be &knot one year from statement date or user confirmations prevonly fur:shed so you, and will be
Fhencial Semites. including illarriation from another maturity. This eslinaie is only a gudeine; accuracy provided to you prays,* CaresPerl.
I km a that you may hare provided to you Fina-cial • Private investments and stambred products. and continued hone are not guaranteed.
Adeisor. The Firm does not indeerdently verfy Private nvommert searches (roldisg duct — Estimated armee mane rd current yeld la Shan sating
garirdin the maraca a wear of are idorrnition oanceme on program a-4 real wide investment hat certain hoes of Nahum could onclude • retun of If you x• engaged in short seller° a security, you may
provided by sources other than U3SFhancial Senices. untie es) and structured pair& are &walk highly principal or repeal galls in which case the ea incur a charge due to certain torroarrog costs for that
aisbirs although UES Paraxial Services generalk BOA. Conan structured prodzcts few not been income lardcurrent yell would be overstated. Particular warty.
updates his nformation as n 6 rece*'e the him registered with the Securities and Exchange — Estimated anal home and ctrrent yield and the
does not provide am assurances that the nfamation CannleSal or under any setae securities laws. We actual room ridpied mitt be lower a higher Open *edam
order 'Cost base rd •Unrealced gar/ Iola' is porde *treated vales for pirate inveterate than the estimated amounts. Regarding open or 'goo& ilkanceled' ceders that
accurate as of fie date of this statement. As such, ;earths a-4 structured products for Harnataml — An *Pirate of a-ruaked income (dividend radar were not nomadbythe statement date. open buy and
please do not rely on this rdamation 10 make purposes only Acarary isnot guaranteed. interest) divided by the current market sel stop orders are mixed by the anoure of dividends
purchase or sale decisions, fa to purposes or — These vales may differ Abstain* torn prces, valaefaverage balancers based on the last dividend or eifits on an eirdividerds a eughts date unless
°them& Accounts twelwed to tie Fair may any, at which a pm& twesentril security a or Merest payment ma:lebythe issuer and &eructed &semis* by you. You are responsble for
reflect gar/loss iskrrnatim only foe the period of structured product may be bouefil or sold and do as.,,,.. the soneatertdeposks sill be held for a-s orders that re executed am to your fakir, to cancel
tine they are held at fie Fat Morehi:tonal rot necessai resresent the value you may receive year from the Racial date oruntil many. eating wen orders.
erkanalon can be added by you Fnancial Advisor. span liquidation. Accuracy ad continued yell are not guaranteed
— Third party estenatesol vans re as el a certain Privacy
• Unreel's& geherbews VMen data n wadable. dote ant we supplied to UBS Financial Services on a • Anita not head by UBS Pinandel Services. Cenan To obtan a copy of as cement Client PrivacyNonce
estinated urerized gainilosses are czkutred Ia regular basis by an independent relation firm. awn ae non held by the Finn and not whirl the phase contact rats Fisancial Abhor or Wit as website
ranter securY lots. The transaction data for — atilt; general paint., or sponsor estimated walks, Firrns possnsiw or control. These assets are Beafaa&MsilltsaidOw2kOf.
rofivi:Ual bit may or may Oct reflect commissions, ary, ate Applied to tie Fen by the issuer, displayed on sax statement for informational — LES Firencial Senices knot a bark. The BMA, Bus/less
charges ands security reorganization everts. general partner or sponsor and may be calodated purposes only. Positions tel values presented are Services Account BSA and SMA are brokerage
Dividend and &net reinvestment lots and systematic based on dfferent &emotion Iran hawed by provided by be aware? fens. LEG France& Services a accounts which provide access whisking arras and
pardnese kph are eachcombined todisplayore third parties to daiw their estinaled values. not &potable for be information and alas not pookkes ihrough arrangements with affiliated banks
avoraged lot The 'Trate date mecum presents the — You can obtain addnirial ilormation regarding qua-antw its accuracy. These assets T9 rot protected and other third-partybanks and ponies access to
crank transacto n trade date. the mehozblogy wed to determine the estimate of by SIPC or tie Firm's supplemental SIPC coverage. inurarm and armory products issued by Lnaftilialed
value ant the date of be honnaton that is the Inel-party nsuance comport terawfi instance
• Callable murkier, Bonds and prtheral stock that base for the 'amyl* by contathg your Ffiancial • Revenue serry, and additional compensation. agamyabeirkeies of LES Fiuncial &nits Inc
the issuerciets for *ark rederrphon wil be selected Advi.or. - h adios to canmksiam on sales and 12lort Sees — hmarrant. Murree, arid arnuity podwir
What* by lot from among &swishes of fiat — Third party estinmed vales may be reflected as reared hi connection with the distrioulifi of mutual — Not FDIC insured. No bank guarantee* May lose vela
6.,e held nom nameor n nomixe name for as 'Not piked' in several Austin: when an bat to Ote <bents we actor our affiliate receive - IMA. Resource Management Account. Buses
dents Creates/v. rriamatonI I &tared from third ideuerdent valuation Inn has not suppled a rk reveres shafig hymens tan distil:01as ands Strokes Account ESA, IRMA and enemational Resource
parties and as accuracy is not goateed. Other call triable to wigs a vale, when we became avant Anson of the maul luck that we sell These Management Accoust ere registered service maks of
features may east which could ilea Weld complete that a material event ha washed that may call a smarm are baud on two different comp:mac (0 LESFrancial Semi& yr.
rdormatiw WOW provided upon request previousy reported vaLe into (lowlier; or viten a to amour of sakes by LSS of a Partin/la' "Owl — VISA is a registered radon& owned by Visa
value would be highly speculatne due to fie nature krd fm erely to ourclents: and GO fie asset akar of a htematifial Sent Association ad used order
• CeetifirAtes °felspar& (CDs). CO, are FDIC muted ol the Meaty. parteutr rrufial ford I anys shares heed a the kense The UBS Visa creole cards arid the LBSVia
Le> to 1293,000 On principal end untied intane pet ▪ When neither an tsar, general partner or sponsor lint debt cards am issued by UBS Bank USA with
depositor rd per depository institution ha:cadence &IMPS value nor athird-party estimated wke is — We ad our affiliate also rewire meowing ad permission from Visa US.A. I-corporates! M ober
rah FDIC mks. ponied. the aka of the security WI& dikkre-4 crenbus protean; fees in considerate:n(0r harder rademaks, registered trademarks, since marks and
Iran itspurchase once. agent services that ne provide 10 tae mutual funds regatered service marks are of them roped**
• Prkehalue. Prces die:rayed for sewrities and other — 'Distributions to date' may include room of These fees generally at paid from investor assets n (snores
produes my be higher or event than the price Ow capita( name or both. to mutual fund and are a feed dells /worn baud
you would actually receiw in the market. Peen an — 'Original unit size' represent, to heel offering on the number al accounts at be brolter.dealer 25 financial Serval Inc. Rev. 201705
&rainedfrom variow hid arty sources *hitt we price per (nit ad may not reflect your cost bast hokingrrealtal fully ol that !trodfamily
&levy to be reiable, bat we do not guarantee their — DIP axe unlisted REITsecures are not listed ma - h addeon to commaskris received in correction
accuracy. national seturibes exchange and are genet* with the sale or darbutionol annuity cc/Warts and
- We general& use the coning price when amilable cc illospd rid event they can be sold. the price milt known& butt set to Oa clients, we ads.
to mean of the bid and a* pis fa listed Mewed mh be less ban be per sham estimated our &Tate nowise revenue sharing conpensation
searnis ad options re only bid prices tor OTC value provided in the account statement. Iran many of fie Mune ampanWs usdemeiting
swishes. the annoy arnracts &nixes of the inssance
— In actiwy traded *Canes maybe paced usng a compares or sponsors of the inn investment trusts
velumen model or the most recent prim we a• &tribute.
SDNY_GM_00027601
CONFIDENTIAL
EF1'A_0013822I
EFTA01278830

lies Feuncial Services tic.
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 September 2017
CNP70065613470917 X134 Y1 0
GHISLANE MAXVVEU.
PO. BOX 308
TEANECK NJ 07666-0308
Account name: GHSLANE MAXWELL
Friendly account name: Indy. Millennium
Account number.
Your Anemia Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone 212-821.7000/800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeline at 800-RMA- MOO, on August 31 (3) on September 29 (S)
account 029028776
Your assets 708,775.00 719,160.00
aoo aoo
Visit our website: Your liabilities
,..Lbs
corn? linancia:services
Value of your account 5708,775.00 $719,160.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom. Tracking the value of your account during 2017
value of your account
g Thc Lr,and$ at year end 2016 3683,739.00
Your ravishment return
7088 719.2 Change rn
market value 135,421.00
Value of your account
on Sep 29, 2017 9719.160.00
250
Dec 2015 Dec 2016 Aug 2017 firs 2017
SDNY GM 00027602
Member SIPC ChnOCCe006551347NP7000309008 00005 0917 030575C*1 V128776550101100 Page 1 of 6
CONFIDENTIAL
EFTA_OOI 38222
EFTA01278831

*DUBS Resource Management Account Account name: GPI Your IIRancid Advisor.
Friendly account na •Ind, • - SCOTT STACK MAIst LYLE CASRIEL
September 201i
Account number: 212-821.7000/ 800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 29 ($) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 719,160.00 10000%
F Commodities 0.1;0 000%
G Other 0.00 0.00%
Total assets $719,160.00 100.00%
Value of your account $719,160.00
Eye on the markets
Percentage Change
Index September 2017 Year to date
S&P 500 2.06% 1424%
Russell 3000 2.44% 13.91%
MSC I - Europe, Australia & Far East 2.53% 20.47%
Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14%
Interest rates on September 29, 2017
3-month Treasury bills:
One-month LIBOR: 1.23%
CW70003006561348 NP7003303008 0000503i 70305750N Y1213776550 igNikwGmoconage 2 of 6
CONFIDENTIAL
EFIA_00138223
EFTA01278832

Resource Management Account Account name: GHISLA1NE MAXWELL Your ri medal advisor:
UBS Friendly account narvie:Indy Milennium SCOTT STACKM/14MR CASRiEL
September 2017 Account number.
Change in the value of your account
September 201701 Year to date (S)
Opening account value 3708,775.00 3683,739.00
Change in market value 10,385.00 35,421.00
Closing account value 3719,160.00 3719,160.00
Summary of gains and losses
values repOried DelOw exclude products for which gans andiosses are not OaSsifird
Realized gains and losses Unrealized
September 2017 (9) Year TO date IS> gains and losses (3)
Long term 0.00 0.00 69,160 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives m /mportant information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary . Aggressive
Investment eligibikty cons4eration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First in, First Out
SDNY GM 00027604
CW70003306561349 NP70033030080003509t793057994 Y178776550101100 ►aye 3 of 6
CONFIDENTIAL
EFTA_00138224
EFTA01278833

$UBS
Your notes
.0.0...6.36,,,,.....on..7. ...,,.,6,...,,,,,,,,,,,,,,,,, • a 6
CONFIDENTIAL
EFT,0013A22.5
EFTA01278834

Resource Management Account Account name: CHISLAINE MAXWELL Your flnandal Adviser
*UBS
Friendly account name: Indv.Milenroum SCOTT STACKMANLYLE CASRIEL
September 2017 Account number.
Your assets
Some pnces, mone and current vaues shown may be epproximrde. AS 8 teak gains ~Sasses May not
be &crudely reflected. Set mnporunt Mioneenon at'our your statement at the end of Ins docurneM for
more infonu on.
Non-traditional
Private egtety funds, Her* funds, and Other insestments are held in your U8SFinarcial SPMces mc. (UBS Estimates of vdue %aged by Issuers 01 Uttan Crowns (wench am gene raty 'net asset estirnateS)
FS) broterage account. the positions reported below reflect the recce& of the dwelt and UBS FS does not are shown as' issuer est. raw per unit'. For Private equty f unds, 'Est. value per unt' is a value updaed
garantee the &c utacy of the iriormation The vdue shown Is not necessarily the value you would receive quarterly, based on the Net Asset value (' Nay") in the fund a of the date specified allusled by &ling
from the issuer if you sdd the assets. Funds acinrely sdd by UBSFS de subject to orgoing due digence, exile' calls end sodreefing dstnbutions since the NAV dale The NAV is primarily based on estimated
dthaugh the level performedrosy vary A dosed fund may be subject tonoongoing dligence A fund that porlSoliovdues provided by the underlying fund sponsor These two urdues may vary because of differences
you puichwed elsewhere may never have been suttect to UBS FS dligerre. although UBS FS may receive a In the way they were estimated and because the • Third party ed. value per unit' may have been prepared
fee from the funds mana et. which may constitute a maionty of the rnana;ementri &poll* fee. Please on the basis «financial infonnahon other than year.end Reported estimates may not reflect reside.
contact your Financial achnor with questions. 'Est value per unit' is an eshmate of value supplied by an liquidation or repurchase value, e any, and may rod reflect dst ebuhons of capital um' the nett vduatim is
independent valuation tan and reflects adjustments for factors such as the equidty of Ire units. feCerte4, generay on an annual or sentannuar basis See Important infOrrneaOn altoser your statement at
the end of tits statement.
Hedge funds
PurchaSe
rourrber Avelage once Client Cost Price per share value on unredized (tail investment Holdng
Hddng or shares per share (S) investment (s) basis (1) on Sep 29(5) Sep 29 (5) gain or loss (S) return (S) period
ALPHAKEYS MILLEN FND
BROKERAGE 410 8'31117
Trade date: 650,000.00 650,000.00 1.000 719,160.00 69,160.00
Your total assets
Percentage <I Cost Est mated serversted
Witte On Sep 29 (5) your account bass (S) annual income (f) gain or loss (S)
Non.traditionol Hedge funds 719,160.00 100.00% 650,000.00 69,160.00
Total $719,160.00 100.00% $650,000.00 $69,160.00
SDNY GM 00027606
C HP70009(305561351 NP7003309» COCOS 0917030575Ø V128776550 101 100 Pegs S of 6
CONFIDENTIAL
EFTA_00138226
EFTA01278835

*DUBS
Your notes
CNP70009005561352 NP7000309000 00005 0517 030575004 YII8776550 I OyfikyGht000276ftge 6 of 6
End of statement for account number Y1 28776 55
CONFIDENTIAL
EFTA_00138227
EFTA01278836

Important information about your statement
L. Financial Services no. (the Firm or UBS lard' tea I romyou no later than 60 days alter the Frm claim for cage Splanatoey Poch,* available upon • Achieve CoprtatApprePation: Investments seeking
Strobes). is a member of all principal acuity, commodey sent you the fist statellent on okikh the ores or nropeo or at ewe. spc.org The 9PC asset protection growth d pmcpal rather than the generation of
and optima exchanges. UBS Financial Strikes and 1.8$ Problem MP•mad. long apply to all Koos. hat you hold in a particular income.
Balk USA are i-diect subsilenes of UPS AG and - remade pow name and accant nutter (rf any) capacity. • Produce Combination of Mccene and Capital
Miliags of 1.85 Smitten LLC. The Fens Inanoal — Cesote Ile error or tie trestle )Cu at inure The Fen, together with certain aff iliates, has alto Appnroationt Investments seeking both the generation
statemert C available upon recite's. The Faros extoake about, rod engem as <tarty as you cm Mg you purchased opplinwital innate The mai mum of nccme aid growthof pixisal.
Off kos are a. believe • is men a *by you need more amount payable bas elgbe clients, coltatek tilde
reformation this protection is 'SOO million as of December 10, 2016. Overall risk profiles
LES Fina-kol Sermes — Providethe dolor amount of the suspected era. SLISa to the poky cordlike's at imitations cash a • Conn:now- Seeks to martin nit el giro pat meth
1 W 2 e 0 c 0 h H aM ar i b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer wd Seagate sue complaint t a h g e g r f e ir g m at i e s f f u o r r t a h n e y r o p n r e o t a e c c c te o d un t t o s h u e p e t l o n $ a 1 p .9 a m rie il u lio la n r n the l t o h w at r m a e t a a n n s d t v o o l a a c ti c li o ty u t n o t t d h o e e s a r c o c e o g rd en o e r r o a r te a t s i e g v n e if n ic i a f nt
and will correct my error Fri:math For alleged errors capacity AM ccTryd he poky waroli-g is mailable income a retire and may not keep pace wit,
This statement represents the only offi cial record of you' involving UBS beat debt ca-dtransaclera if we take upon request. inflation.
U3S Financial Services account. Other records, eroept more than 10 bannsdays to Mlles, we will credk • Moderate Willing to accept sem , ask to principal ad
official th. documents. contanng confliOng data should yeti* aeon for the amount you that s in error so that Neither the SIPC protectionnor the ftpphrnental
not be relied man II youbeteve there is an ince a you WI haw the use of he money dunng he tine n proteacn apply to: tolerate sane volatlity to wee biter returns.
omission please report a immediately n writing to the takes us to ccmplete our iroestiption. • Certain f nencial roses controlled Ihr (end ixWadn • Algyaressim: Willing to accept hip risk 10 pincipal at
Brandi Ita nacw of the office wviv your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time.
Please make all checks payabt to the Firm or he Services. For example certain 02 Insurance onxixts, • rnientment Elpitity Consobration: if selected a
Attce4' salivate sham are Mended to be actuate, Inns& instates) rocketed on tie front of he including wadable amities, and (it shares of crawl portion d the portfolio for tot account may include
statement MUM:ad not be used for ta. proposes Rely statement In addition to reader accamt fen, accounts funds registered iv the name of the moan holder on empire strategin. linked liquidky andante'
soleN on yerend tax kerns, , Form 1099, 5498 new be object to mantena-ce lees, chars for Pe the boots of the issuer or transfer agent), oddity.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w b e to n r o e r p e o p n a m to g h y e ou IR r l S a a x l r l e th tu a r b n. le T h d e iv F id i e m nd s, p a a rn w o i r n t g s i n ce c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a ge t s t l a e n e s u f n e p rr a e i d d • I li m m m ite tm d p e a n r t t n c e o r n s t h ra ip c s ts a o n r d i p w ri o va r t n e i p n la t c i e n m te e re n s ts ts ) P th . a 4 t : a re Statement •homeheldisg•
report/kb non-mutt anima and Liable inured to other instaakns may be subject to a tender lee. not registered uncifr the %curtsiesAct ol 1933; We may consolidate al related account statements with
end on roCinftiri held in you account net proceeds • Comnoditres contacts (e.9, foreign ethane and the sam address in the same envelope. erg. because
on sea tresactions, adcon basis on certain covered UBS Sweep Options pre( me metal contracts), inducing futures contracts they haw omens who ate maintain jxn accent
C st a a v s e h r e v s a . i latftme wigs she Firm 1 b d , a e 6 n 5 t k e o s s f , f t a e a r c c s n c o c e p e , t r m i e o s n a a s i l l m e n e o m n sw - u a e t f u f e i a l p ia l i f n u te g n d c d a b s s a h ( r M k b o s a n l a a e n d y c F e a s i f n f t i i o l a ia b ) t e s a d - t 4 • B D a e a id p lc o c s U o it S m a A m c . c o U o d B u it S n y t A o s G p (e t i U x o c S n e p . c t b o c r n e a t - r r a t o if c b ic ts i a s ; t e a a s n n d d b d a e n p k o s s n it ) t a h t e L ES y r w e o l u a a t p io r r n e e s fe h e r i s m t s o e r r l a c e o c h e e i s v o , e t h y i o e n u r d d i m s e i a d n y u t a d s l e a s c t l a i t n t h e e e m h w e o n e m ts e e m h a d a dd i d le r i e n d s g s ' n t . r I y f
• Please reconfirm are oral communcatens in wig tg he eternal:nal GIMP Accent (DA) fa cuctanea FDIC Insured Deposit Program. caning your Financial Mew
u to n d fu e r r t h th e e r p S r e o o te s c ii t e y s o I u n r v r e i s ti t t o s r , P m ro d te u c d tio r n g A yo c u t r (S ri P g A g ) s . D w e i p l o t s n e r I a n c te c r o n u a n ti t o a na l U l R BS e r B o a u r t k e U M S a A n a ag id em no e n n - t a A ff c il c ia o te s d t. n T o he t a S p O p C ly p t r o o t te h c e t m o n a s a s n e d t t e h v e e s n u p 4 p t r h e e ss y e ° s P -d e el n p e r s o * te a c p t p o e n a d r o Friendly account name
• o If f t t h h e is f i s n t / e n a a m il P s a i s tu n t o io t L n B a S n F t m he e t l o e p e ' l e S f t t r y o k f e th s e ,U M 3 o S r n b P a ro n g k r s a p m a a n r ic e i F p D a I t C n r g im n m th e e d U in P a S c F c D or I d C a 4 n n c s e t r w ed it h D F a D po IC s i F t UN. a on m y p o k u m s e ta rt t a e l m p e ro n t t e s c . t 1 io 1- n e d W o C no p t r p o r t o e t c e t c io t n a g a a t in s th t c e h anges d Th ro e w Fr n ie b n y d l y y o a u c t c o o u n n o t n t a y m o e u i w s a it h c u y s o t u o r m r i e z c a c b e le d k 'n e k ri k o n n a g m It e
F ta r k o e n r t a b l y S a o rr n a i - a g " e c m a e rr n ie t s w m i a t t t h m e e r a dc n a t t a e s d d i e n a s r t i i n tu g t ion F a o cc r o m u o n r t e s a in t f U on B m S a A t G kin S , t p a l m ea fo se rd v B is r i a t ~ nc i h v an fd d i s c h .g a o re v s .. D of e posi an t a o l o m f a m i a m rk e v t e m la o v o e f m ye e a n r t , i n is v s e u s e t r m b e e n r t k s r ( u * p F t e cy lb er att y h o as u r n k o i n le d ga ly l e a ff c e c c o t u c n n t n y a o m ur e a s, c c th o r u o n u t g Y h o O u n c li a n n e t S h e a r n vi g ce e s a
We in you of tic relatamshio tMen)rat MoreyFunds are rot Wined by the FDIC. Ohomile) by contacting yes Proncialedeeor.
opened this axon. h the cast your kr.t old
mashes Ire boated a LOS financial Services and rot Through he DA, cash balances are swept to deposit Dividend Reinvestment Program (ow Accasft overview
the iroodaci-gbrder, and youn ut make areporl accounts at UBS AG New volt Brad, ad UBS AG the ;eke reflected is an near got You may °Nan • yelp of tom eaounaborthilik Net of assets rd
of any error or omission to both firma. Cairn.' Branch. These deposits are not Faired byte the actual eke licm yom that Advisor . Only *Fob litanies
• Asdemi:cad in the account aggerrents, yw must FDC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Pamal shags will be • Asset_ Includes available cash balances, vaLes fo r
roily us of my errors or fraud itemising ducts temp:only composed to the sovereign rat of the Cayman sold ad the cash wit be divested in your account The restricted smutty (est), and Global Time D.1:0545,
reflected an you statement within 30 days after t was blandk and there is nog...a nte* or other oblation of &We'd armament puce applied by he Baer mat unread:ad Moth 10 market, Andaman assets not held
mailed or made available. LES AG to repay the babies. while on the UBS Cayman di ter from the market pike at inAvich the pada Mares by the Pim Does rot include unpriced Ofturitieslaira
• Pleat* divot *mower complains or names tote Branch's books. at sold at the end of the pior and curent statement peneds, cr
Fients C fent Relative Department a 201852.1699 male iroestrants u vd stock options ad
or toll-free at 803-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cashetlieu teetotal* stodc options
ET Monday through Friday, or in wing to UPS shires are protested by 51K. See UBS Financial Senior, CnN whole urns may be held n yam account. if you at • Cietoices IncLides debt balaxes, cutsta-drg mar
Financial Semites frov Client Relations Department, decant Protection' below. entitled to • grid mit as a result ol • Pricked gtment loam, credit lint short meant balances.
P.O. Box 766 Union City, NI 07007. a chemise. the Firm well either sell partial units at • Cag/nromy balances. Total of uninvested avalabie
• A II arxements shall be deemed complete ad acetate Li:onyour request, batixes n the bare depositsmaw be market price a accept an tenant determined by a cash balances, puts deposit balances at affiliated and
if not ebbe-led to iv writing within 60 days wirotawn, and shoes of a Maw Fad may be registered cleartg agency, ad credit you' accost. nonaffikated basks an:Imoney matte mutual kid
• Fa TN services_ Call 0444120986 or from outside hamtated and he proceeds Muriel to you a your weep balances, at the cbse of he statement period.
the US.: Cal 201.352-1495 190.114$ want Interment objectives Noncormiodity free rode balances in per want are
• F k c I W n a i n r r u e o d e i n m t t h o r t a a r a e a w n l s n l $ k e a s e e c f n n r e t u / e r N e c ( n n e F I s o , T , 0 I r c ) x 7 c . a 0 . I h l d , l 8 $ a e l 6 0 3 r p , 3 0 o A a - 0 o y 7 t e t 6 H f n a 2 l a t b - r R r a 1 o b I 0 M o u o 0 t r r V 0 i B U E n . P l S o v S e A r d l w V e , S S c e m i t l r a t e o o i f f k n t t l e g i e o c s r d U , o P , il S F a m ra a e b s u w y i n n c u a b g i l r s li i n c o c u g r o m r 9 r re n 2 a n i 0 t g t i - o n i 7 n n e 6 t a w 2 r b - o y 1 o e i 0 u t k 0 r t k a 0 a v f f t r a . o i l a a m n b d l y e o y s u i w e r l e F d e s in , p a i o t n p c a i t v a i a o l i n A la s d b , v le is or P T i o e n a h l v e p c e e a h t s s i i r e m a t o m c W m c e a o n y m l u t s c o n e e h t b r a t e a h n je n g e o c d e b F t m j i r i e r n i m a c n y t y i p v o r F e r a u o o s r y m f a i e n n b p a a d e t c n g t r h w c i i s m n i e k a e l w o p s n r r i i o n t v o u f i a n n i a le g s t h i o a d m e r n e l a d o o s r y a y p o n e u s c i . k to m n u b s u o i e s s t n a s t e e n o s r y t i s a p o l f a t is h t l h & e e e s L d s e a e f f I r d u o n e n m d d s i o n r t n h e th e t p e h r a b a e a n y o la e r * n d n * c in e t m s a p - e a y o r n n c i d o o y d u t o i r c e u s lu e r F e o d i i e n f r n r g it n s m w a - a a d y i . t .
choose ore of the (cloying investment objectives:
Cal a *eke as soon as you can, if you hit you- UM Financial Services accomt protection • Produce Cavennetcoree: Investments seetri-g the
The Firm is a rewriter of the Seomnies Investor Protection
staement a receipt is wag or 4 you need more gereratm of name only.
treasured teA a tratsfer on the statement or Corporation (SIPC), which protects securities oatonws
recipe. The Film or Cad boar (as amicable) must of es merrters up to 5500,000 (mckading S2S0,01)Ofor
SDNY_GM_0002 7608
CONFIDENTIAL
EFIA_00138228
EFTA01278837

Important inform atioll about your statement
(continued)
Lending information belies* to be reliable, but we do not gdrartee they - DTP and unlisted RUT washes we not listed on a — h addition to a:minimax ricotta in comedian
detaied inf «nation cn the Penis lending Beaten tarty. meant washes exchange, and are generally wan the sale or destitution of masty attracts ad
and dab-Am refer to yea Clem Relationship 9theralY use the closing Pico when ridable a BIM.] and even if they can be sold the price unit investment trust units tear diem we ardor
Acitemmt or Accost Agreement rd the General the mean cf the bid and ad prices for lissed received may be less than the per share estimated our *Mite receive reverye that; compensation
leas,, and Conditions. LISS Statement of Credit Practices save in and options a on/yr bd prices for OTC value amid n the secant statement. from many of the nsvance companies add-wrong
available in Agreements and Oa<b lurts securities. the amity cormats. Aiken of the insurance
at jryonv ubs comfaccouothickratu - Less ado* traded securities maybe priced using a companin et sponsors of the an investrirom waste
valuation model a the mod Went WKe we • Restrided severities Restricted acuities generalB we darbute
Tea assets obtained and may net reflect an actual minket price are not curling, erg& br public sale LEISFinancial - Ow if ilutes also mem trading carrrisans ad
Your stattimmx ilemetS seevites and other assetshell or vat. Services uses the man n price of the arearced stock Other conversation Isom mutual fads and matte
in the *cat al the end of the statement period You - Certain posaits may appear vathetil a price and of the same issuer as an mimed value In the <anoints whose products we Coubute.
may ask for &May of fully paid tar-rein N ay time. will show es 'price was not aerlabb• if we are marched oak Cot parposes of this sratement only. To - We fr<ewe an snit fee from 1.65 Bra USA and
You may receive swunlies used as loan cameral slier unable to Obtain a price fora sassy the Merit that restricted seasr-ies are retgba for tie, t $AO Stamford Branch of up to $25 per account
payng any balance dye on them. Any securities - Deposits a securities denominated in curreeties the yaks reeehed may be alatarcialB less than the sweeping to the balks mite the LISS Bat Sweep
transferred to the Inn dying the statement period are other than U.S dollars we reflected at the exhange Mooed value tom Program.
lied at magnet value as of the end of the gatemen wee as of the statement date.
paid - For certain wevites wading in nonce:info-meg • Eft. (eetineted) incomes anoint yield. and rates. Activity
• Cost balsa. In deleting the cat basis of the dencennatonx price ard qua-thy(ftt vaL,f) may An estimate of actual income is bred on anent information regrdng commissions arid other charges
sautes included n this amenem. Ware indicated have been adjusted to f* Irate PePer valuation (addend and der* rates, assuming the sat/cies will incurred in correction with the execution& trades,
wen the nurbe LES FrancialSeneces Ws relied To obtan anent quotations. when sealable, contact be held for one yet from statement date ce inducingoptic/1 utsactons has been tudedon
cn information obtained from sources other than UBS yas F Metal Actor. matvity. This estivate a ether a gudelne, accuracy confirmations previously funtshed to )ou, ad sell be
Financial Saracen rclalirg idamation from emelt and continual income are not gurameed provided to you promptly on timunt
fit or that you may haw provided to you Financial • Private investments end stmdated products. — Eannated anal income and anent yield for
Ackiisce. The Firm does rot irdeperdently verity a Private nvalfr'ent seaman at lading dr* tenet) tapes of soothes could include a relisn of Short selling
gmantee the accuracy a madly of any doention pancipatcn program and real estate investment trust prncval or capital cans n which case the est II you ate engaged n that wale* a wanly. you may
provided by saran other thrilled Franco' Sernen. securities) and struckeed products are getaway highb income findcurrent yekti would be overstated. new a charge die to certain borrohving costs fa that
ackflon, althaugh LEK F Minced Semen gene-ago ilia d Certain structured products have not been — Estimated anal income and ournint yield and the pan Mar smoky.
updates this Meniali t mita received. the Trm registered with the Securities and Exchange aowal Scam and yield mete be laver or higher
Ma not provide 8nY aSStranCeS that the nformason Carrnssion a tender any state securities Was. We than the estimated twits Open orders
under 'Cast bathsies'' and 'werealced garnets' 6 parade estimated mats for ornate nvestrnent — An estimate of reedited income (divdend ander Regaideng open or' gatatrcancellecr orders that
aCcurate x of the etatement. As sucds invites and shit add products for Mormathentl interest) divided by the current market were not executed by the deemed date, open buy and
please do not rely on this information to math purposes only Amsacy is Mt guaranteed vabwaverage baste a based en the last dividend lel slop ceders are dated by the anon of dnidonch
asthma or sale decisions. fa tee psposes — These values may differ abstantiaty from frees, if or interest pawned made by the issuer and or rights an an exidividends or neites date unless
otherwise. Accounts transferred to the Firm may any. at which a write MeOrient seasity or *Ant the searresideposts trill be headier one Masted otherwise by yow. You are respamble for
reflect garfloss Mammal only for the period of structured prodact may be bougle a sold and do year from the statement date or until naively. coati that are executed die to your lathye to cancel
Inv they re Mid at the rem More historical not neeentnb'reOresert the vat* you my teethe Accuracy ad continued yell* not guaranteed. reeling open ceden,
information can be *dad by was Fnancial Adrmor. upon liquidation.
— Third pry estimates of value re at of a certain • Assets not held by UPS Financial Services. Certain Privacy
• Unrealized gaintloass When data a await/. date and are supplied to UBS Fnancial Services on a assets are rot held by the F Pm and not 'rah., the To obtan a copy of art anent Chant Priacy Notice,
estnatediseealtzed gansflosses are calculated for regular base by an independere valeta limn. hems possession or control. These assets are please cornett you Fnancial Achiser or vet as rotate
ndatdast save/ lots the traroxlion data for - Muir, general panne.- or sponsor estimated rabies. chvalayed on you staterwa for informational al wcwv 0161 n1a,"1/.1/1,1•Miet
incividat Ian may or may na reflect ceennissions, fry, re evplied to the Fm, by the issuer. purposes only. Poston, and values presented are 185 Financial Sett is noa a bark. The RMA. &nom
charges ardor sectrity reorgatral Sri rents. general partner or sponsor and may be calculated Provided by the issuing him UK Financial Services is Senates Account BSA and • IAA are broker*?
Dividend andM t reinvestment lots and wstmulk based on del eyed edam aton from tat used by not moot-able for this efOrMiliOn and does not accounts ssrsdn provide access to baricng serves and
thechme lots at each atertned to display one bled parlors to dense their Mewled values. thatantee es tasty. these assets are not protected products throat arrangements with affiliated banks
averaged lot The • Trade date column pietas the - You can obtain add/text inkenucion regarding by STK or she F rds supplemental SIRC coverage. and oche. thickparty banks, and provides tease to
Mint varnaction trade date the methedolaw used to determine the estimate of insurance and annuity prodxts issued by astriated
value ad the dale of the dantion that is the • Revenue shoring and additional compensation. thidafarty mutatea:mates through Max*.
• Callable securities Bonds and preferred dock that basis la the estimate by contacting your Financial — n addtcn to commtscris on sales and 12b-I Tees agency subsidiaries of LGSFirircal Smiths Inc.
the issuer cats la tab redemption wit be selected Advisor. received in connection with the dairtiscn of mutual — hmuneire insurance, and amuty ;maxis.
riparialh by lot Iran anKrag at SCOanbet of that - Third piety estimated sates may be reflected as hinds to our <lents we odor our afffiale receive - Not FDC muted • No bank guarantee. May lose vela
nab hold in our rent or ra nominee runs* for as 'Net pnced' in several sec mans: Warn an name ihreg *mem from doubters ardor — WA Pesone Management Account. Business
cants Call tease nformalion is obtained from third . valution Inn has not a/Med or 4 advisors of the mutual fads that we Pill These Seriroes Account BSA, IRMA and intonational Resource
parties and es testacy snot guaranteed. Other call unable to anir a value, when we become aware wroth are based on two different conwents: Management Account are registered service marks of
leaves may exist which could atm weld anted. that a material event has caned due may call a the smote of Sales by US of a pat cult mutual LABS enamel Sown
Mormausi will be provided upon request previous/yr reported value ito question, a when a fag Iamb to our cleat and 4B the asset vats a a - VISA is a registered atom* owned by Visa
value would be MOO, Speculeton, die to the nature parecular mutual fad (arrays tares held et the bternaional Sera. Assoc:n it and used under
• Certificates of deposit (CDs). CDs are FDIC inured of the away fem kens. The U3S Visa eyede cads ard llne LIErS Visa
up to 5250,000 n principal and accrued jawed per - When neither An 6Suer, general panne a sponsor — We and ow affiliate also receive networeng and debt crds are issued by 18$ Bank LISA with
depositor and per depository ithArtate% in Jain:VICO estinaied value nor a thrd-party estimated value is amoeba protesting lees in consderrder for wander permission from Vas U 5.A Ircorpotated All other
wit, FDIC Net. prowled the valve of the navy will beMaimed agent wain that we monde to the mutual funds eter ises. regained trademarks, acne marls and
tram its Botha. price Thew fees generally we paid from investor assets in registered salvice owes .are of their respective
• Price/value Peen displayed fa wanes and other - tastrbutions to date may nclude ream of the mutual fu rd and are a heed doll, amount based compiles
tea: is may be higher or lower than the price that caprtat. Mane of both. en the norther of accounts at the broker-dealer
you would Attu* receive in the mate. Prices are - • Carat unit we represents the Mal offering hc.klirg indusi finds of that fad family UPS Financial Services Inc. Per 201709
obtained from vaeu thrd party sources Own we price pre the and my not reflect me cat bash
SDNY_GM_00027609
CONFIDENTIAL
EFTA_00 138229
EFTA01278838

UBS Financial Services Inc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2017
CNP70056493931017 vi 0
OHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: In& Millennium
Account number.
Your Nnancial Advisor.
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions sboutyour statement? Value of your account
Call your Financial Advisor or the
PMA Itesourceline at 800-RMA-1000, on September 29 If) on October 31(1)
account 029028776
Your assets 719,160.00 721,906.00
Vlsitour website: Your liabilities 0.00 0.00
swew.ubscomIlinancialservices
Value of your account 5719,160.00 3721,906.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit raid, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2017
Vaue of your account
at year end 2016 5683,739.00
ThoL6arld$
Your investment retum
Change in
market value 538.161.00
Value of your account
on Oct 31,2017 S721.906.00
Dec 2015 Dec 2016 Sep 2017 CKI 2017
SDNY GM 00027610
Member SIPC 0.70001005603393 NP7000187706 00005 1017 0305750d v128776550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 138230
EFTA01278839

*UBS Resource Management Account Account name: GHISIAINE ,WELL Your Nnancial Advisor
Friendly account name. • =1 rn SCOT CTACV MANI Yi F (AGM
October / 7'
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (5) JOTS account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 atm%
E Non-traditional 721,906.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 8721,906.00 100.00%
Value of your account $721,906.00
Eye on the markets
as of October 30, 2017
Percentage change
Index October 2017 Year to date
S&P 500 2.23% 1639%
Russell 3000 1.99% 1617%
MSC I - Europe, Australia & Far East 1.39% 22.14%
Barclays Capital U S. Aggregate Bond Index 0.08% 3.23%
Interest rates on October 30.2017
3-month Treasury bills: 1.12%
One-month LIBOR: 1.24%
CNP700030056$8394 NP7CC0107706 00005 MI 7 030575004 Y1213776550 COMpteGitoconentge 2 of 6
CONFIDENTIAL
EFTA_00138231
EFTA01278840

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS friendly account naevie:Indy Milennium SCOTT STACK MANLY LE CA SR, El
Account number:
Change in the value of your account
October al 7 ($1 Year to date (1)
Opening account value $719,160.00 $683,739.00
Change in market value 2,746.00 38,167.W
Closing account value $721,906.00 5721,906.00
Summary of gains and losses
values reported below exclude products for which gas androsses are not Ossified
Realized gains and losses Unrealized
October 2017 (9) Year to date IS/ gains and losses (S)
Long term aoo 000 71,906 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch Manager, You can find a full description of the alternative
investment objectives in tmportanr mfommtion about your statement at the end of this
document
Your return objective:
Current inccme &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibikty consideration None selected
Your account instructions
• You account cost baths default closing method is FIFO, First in, first Out.
SDNY GM 00027612
C W70:03305648795 Nv7003 I 97706 OCCOS MI 7 03057SXM Y128776S50000000 Page 3 of 6
CONFIDENTIAL
EF1'A_00138232
EFTA01278841

*UBS
Your notes
cu,,,...... ,,,,..,..... ,...e,,,,,,,,zenressocagg. G. .andpge e of 6
CONFIDENTIAL
EFTA_00138233
EFTA01278842

Resource Management Account Account name: GHISLAINE MAXWELL Your Fl modal Advisor:
*UBS friendly account name:Indy Millennium scan [tier I.A4 i VI
October 2017 Account number:
Your assets
Some pubes, income and current vdues Shown may teepproxirnene. As a relit. gains aidlossesma/ mu
be accurately refkcled. Set Aporunt info/moon ,tour your statement a the end of tins document fOt
more informal on.
Non-traditional
Private equty funds, Hedge funds, and Other inwstments are held in you UBSFinarcial SPMces Inc. (UBS Estimates of vale Stippled by 'Slugs Of Cella n Orogmrns (which ate genially 'net asset value' eStelakP
FS) brolerage account. TM poutions reported below reflect the records of the issuen, and UBS FS does rat are shown as' issuer est. value per unit'. For Prvide equty f unds, • Est. value per unit' ea a value updated
garantee the accuracy of the IWorm:Mon The value shown is not necessarily the value you would receive quarterly, based on the Net AsSet value New') in the fund as of the date sped fect adusted by adding
ficm the Issuer it you sdd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, ea:lie' calls and subi recti rg dst ',bunions ante the NAV date The NAV is primarily based on ell itnottd
athcugh the level performedmay vary A closed fundmay be sutiect tonoonyx:no dligence A fund that parPolio yaws provided by the underlying fund sponsor Thew two values may vary because of differences
you purchased elsewhere may never have been sutseo to UBSFS dllgence. although ul3S f5 may receive a In the way they were estimated and because the • third patty' en. value per brit' fret Mve been prepared
fee from l M funds ManaCel, whit h may constitute a maollty of the rnanagernenti wenn se lee. Please on the basis of financial infonnalon other than yea•Md Repoled estimates may not reflect resale,
contact your Anancid Advisor with questions ' Est value per unit' is an estmate of value supplied by an liquidation or repurchase value, a any, and may rice retied dm Noonan of cilital urns' the next valuation is
Independent valuation tcm and reflects adjustments for factors such as the lquidty of the units. fel:Pined. nerdy on an annual or serri.annual basis See knporunr infarnearn abour you( statement at
the end of ths siattinem.
Hedge funds
Purchase pricer
Number Average once Client Cost Pace per share value on unrealized0M Ifint1tment HOICInq
Hddng of shares per shale (d) snvestrnent (1) basis(%) on Oct 31 (1) Oct 31 (1) 931114x toss (S) return (S) Ceried
ALPHAKEYS KAREN FND
BROKERAGE 093017
Trade date: 650,000.00 650,000.00 t.000 721$ 06.00 71,906.00
Your total assets
Percentage CI cost EStMated UnteSized
Value on Oct 31 (S) your account bass (S) annual incane 01 gem of loss (t)
Noe•tmdidonoI Hedge feeds 721,906.00 100.00% 650,000.00 71,906.00
Total 9721,906.00 100.00% $650,000.00 $71,90600
SONY GM 00027614
CelP7C003305648397 NPTOCOIS7706 00035 1017 030575004 Y128776S500000O0 Pogo S of 6
CONFIDENTIAL
EFTA_00138234
EFTA01278843

*UBS
Your notes
O47001.005648398N1,000,67706 0.5 ,017 MOW,. ,26776.000My Gm_0,02.A.1,1 6 of 6
End of statement fo, account number Y1 28776 55
CONFIDENTIAL
EFTA_00138235
EFTA01278844

Important information about your statement
Fruncial Services ix. (the Bern or UBS Fnercial hes I romyou no later than 60 days ate the F rm thins for cash/. tobnatcry brochse available upon • Ackert CortarAppreciabon: Investments seeking
Strike). is a merrber of all principal sway, ccmrrodty sent you the fret statesmen on with the erns or repast or at am six. org The 9PC awn protectcn growth d pmcpal rather than the ?wroth of
and cptia exchanges. UPS Financial Semites and 1.85 Problem appeased, limits apply to all arises that you hold in a particular income.
Balk USA are radiate subsilones of UPS AG and - Procrdeythr name ad xcant nterter (d any) capacity. • Produce Combination ofincow and Coital
Maas of UM Season LLC. The Fim's fnanoal - Comex he error or tie ander you ate enure the Finn, together with terminal(P ates, has also Apprece*n. Investments wenng both the generation
statement b available upon recited the Finis exeosire about, ad aka as dear as you can why you port ased mammal innate the marmum of nccme and growth of prixiel.
off KM re at: believe a is anm u a ay aw need more amount payable to at thatb clan cohere...fib under
Mamat ors this protection is S500 million a of Dicernber 10, 2016. Overall risk profiles
UBSFina-rol Strite, k. - Providethe doles anent d the suspected sea. Woad to the poky credittes and Imitations, cash • Conroe/ea Seeks to marten real pi-coal wth
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer a Westgateyour carolint t a h g e g f e ir g m a i e s b fur a th l e l y r o p u ro r t a e c c c te o d un t t o s h u e p ld t o n $ a 1 p .9 a m rik il u li l o a n r n the l t o h w at r m isk e a a n n s d t h v e o l a at c il c ity o t s o t t d h o e e s a n c o c t o g rd en m er e at a e s l i e g v n e if n ic i a t nt
and will coned ay error pampa y. For alleged ears capacity AM copy of an poky wadi-9 is allele income a warns arid may rot keep pace wits
This gateman represents the one official record of you' involving UBSVW•debil card transaclioa if we take tan request. inflation.
LBS Financial Senates account. Other recalls, tape more than 10 6winnsdays to do this, we will credit • Moderato Wiling to accept some rids to principal ad
official le. daunenta contanng coneliang data should you sawn for the amount situ that 6 in error. Botha Neither the SIPC proteclannor the wohrnental
not be relied Loan II you tette there is an era cr you wt have the use of the money dung the tine potato apply to: tolerate some vOlatiray to Mt higher return,.
omission please report t Owned** n witng to the takes us to camping our twetiption. • Certain financial eons controlled by (and inclafed • Algtvessioe: WON to accept hi") risk to principal and
Branch Manager of the afire wvith your account. your account value) but held away iron, UBSFina-rol high volatility to seek high retums overtime.
Please mike all checks payabb to the Fin or the Services. For enetple certain (i) insurance praises, • nmestment Elsa* Consdeation: If selected a
Attce4' al Ham shovel re intended to be accurate, Nasal insteutisn coated on the halt of this including wadable enmities, and 00 shares of math potion ce the portfolio for that account may include
statement ditakkukf not be wed fa tae purposes Rey statement In addition to nosier accatht lees, accounts lunch registered in the name of the account holder on complex strafes*. linked blindly andante..
scieN on yerand tax lams fie , Form 1099. 5498. may be abject to mantena-ce lees, cages for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n r o a re n pa m to g h y e ou IR r l S a a x l l r t e a t x u a rn b . l e T h d e iv F id i e m nd s, p am ar o n u e n n ts t k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t f a o n r s u f n e p rr a e i d d • I li m m e it a e m d p e a n r t t n < e re rs t h ra ip c s ts a o n r d i p th riv e a n te n p a lac i e n m te e re n s ts ts ) ( t e ha 4 t . a re Statement •hwateholding•
wportabb rontisubk anima and mute Werth to other ratans may be subject to a ander lee. not registered under the Securities Act of 1933; We may consolidate at related account statements erith
end an etuties held n you accota, net proceeds • Commodities contacts (e g. foreign oicharce and the Sann address in the same envelope, eq. because
the btheaclions, rd con basisoncertain covered UBS Sweep Options mac can metal contracts). including features centrals they have others whotake maintain krit acacia
caries. 1165 offers cams /or Twang cash balances to bac arid commodity option contracts; and relationshlos was oar dents a the sea address. It
CwvareaslatIons with the Firm b d a e n p k o s s , e M ac a c le ou y n M ts a a ll l e n t o m n- u a t f u f d a i l k fu e n d d b s a (M ts a t a ey d F a u ff n ili d a ) t e a d d • D Ba o l a i U k S a A c . c U o P u S n t 4 s 6 (e x U c .S ep . t b c ri e o r c ti h fic e a s t e a s n d cd b d a e n p k o s s n it) t a h t e 1 .85 y s o t u o p n ee e n m s t o o d r o e n ce e iv t, e y i o n u d i m vi a d y u a d l e s c t l a in te e m h e o n w ts th m c a a i d le in d g ' n by
• Please reconfirm ay oral cormoncana in wring the anal:nal Oath Arran (CA) for contemn FDIC rased Deposit Program. calith your Frontal Achoor
L to i a fu r rt h th e e r S pr e o t s e i c d t e y s o I u n r v r e i s td to s r • P i r n o d te u c c t i i n on g A yo c u t r (S n P d A o T s D w e i p t, o a se ti I a n c te c r o n u a n ti t o a na l U l R B5 o B a i n rk e U M SA a r n i a d m non a - a A ff c il c ia o te s d t. n T o he t a S p IP p C ly r t a o t t h a ew o n a n a e n w d t e h v e e s n u I p t p he a y n o n th a e l r p wi r s o e t a a pp th ea d - o Friendly account name
• o If f t t h h e is fi s na ta nc m ia e l i n th i s tu n t o io t L n B a S n E th n e t n o a p l e S ft a o t f e t s o , L f B ro S n t b P a ro n g k r s a p m a e rt r i e ci F p D a I t C n a g w n e th d e U in B a S c F c O or I d C a 4 n n c s e t r w ed a n D e fO p I o C s i N t es. a on s o y k o m u e s n la t t a em l p e ro rd te s c . t T io h n e c S is R n C o o t r p o ro te te n c t t h a g a a n i d n s th t c e h anges I c l h e os F e r n ie b n y d l y y o a u c t c o o u a n ss t i n st a y m o e u i w s a it h c u y s o s u o r m re e c a o b r le d k v e n e i p in ith a ne'
Framer Sean carries yew vaunt as dearing Fa more edovnatian, please visit nwwfdic.gai Deposit in the tel vale of yes investments bather as a has no legal effect thyme account You crass?
l W oc e k i e n r fo b r y m a e r d ra y - o g u e m of e t n h t i s w re th la t t h c e n s it h e io ra M t n e e d rn in y s o l u a ution a W cc r o a u y n F ts u a n t d U s B a S re A r G o t S e ta n n su f o e r d d b B y r t a h n e d F , D a I n C d . shares of r o e t s h u e l r t w o i f s e m ) orn movement. issuer bankruptcy cr y b o y u a r n F t r a ie c n t d in ly g a y ir e m s e ffi n n a n n am ci e a s l A , t d h u r l o t. u % g h Caine Services a
opened this axon. h the cast your alit aid
stark/es tee tested a LOS financial Services and rot Through the DA, cash balances n swept to deposit Dividend Reinvesbnent Program (CRP) Account overview
the rierdicrg greet and youn ut make afar accounts at UBS AG New Yore Brarth a-d UBS AG We pike reflected is an average pt. YOu May obtan • Yak" eliour aactinerporntalso Net of assets a-d
of aft wor or omission to both finm, Carnal Branch. These deposits are not inured byte the actual Frio Irtvn yos Farr Anne Only thole
• As deleted in the account aftements, you must FOC. Balances held at he 1.8S AG Cayman Brandi are shares are purchased under DRIP; Patel shafts will be • Assets_ Includes sealable cash balances, valesfor
roily us of any eras or fraud irmolving docks tempanN goosed to the sovereign nett of the Cayman soli ad the cash wit be deposited in your account We restricted security (et),and Global Time Deposits,
retlecied on your statement within 30 days after a was • ath there is no ocarina or other oblates of divided reinvestment price applied by the asue may unreezei ads to market, and certain assets not held
mailed or nude LIBS AG to repay the balances while on the UBS Conn direr fromthe make wire at which the partial thaw by the Fins Does not include unpriced [nutria:MUM
• Pleadna customer ccnolai-as or ixwifts to the Branch's becks. re sold at the end of the pnor and parent statement paned', a
Filo% C fent Relation Department x 201.352.1699 prorate d nowmen u vd stock options and
or toll-free at 802-354-90203, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Casthalieu (serenade sledoptions
ET Monday through Friday, or in wing to WS shires se protested by 51K. See "125 Financial Sinai CnN whole urns may beheld n ythr acccunt. If you aft • Oakes alas debt balaxes, astathrg margin
Financial Sean kr, Client Rebticre Deward, Acacia Noonan' below. era Med to • pink aril is a result ol • aided pigment loans, credit lint shat award balinces.
P.O. Box 766 Union Ciy, W 07007. a otherwise. the Firm WI either sell partial units at • Cathay balances. Total of uninvested avalabe
• All fl own shall be deemed complete rid acosae Manpour request, banes n the bark depositsma be node price a accept an amarn detained by a cash balances, puts dethot balances al *Misted and
if not objected to in eating within 60 days winchawn, and sham of a Maw Ford they be inland <Nino agency, ad credits:cis accord. nonaff rivaled banks, ininxney matt mutual kid
• Fa TN services_ Call 0444124)986 or fran outside hthothect and the proceeds retuned to you a your weep balances, at she chose of the karrent period.
the US.: Cal 201.352-1495 Sen.rde$ at Invertment objecting Nth.cormadity Ire. lea balances in pax accord a
• F c k h e a e i a f n r c t e d d n a l s t a o s r t a s e a ra n t d l e n s e a s n c f n a n e t i i r c r o N W s e n I s s o , 0 O I r c 7 t a a , 0 b l , n l 8 k $ 1 6 t 2 0 a , i 0 o 0 A w - 0 u 7 n n 6 r R a a 2 e a - M b d m 10 o I b o M 0 o l r 0 O B e U . n S P l o v S A e r d l w V e , S 6 c e i e 1 t l r 1 a e v o 1 • n r 1 t t e i 1 o h c 0 s b U 0 r P i , l S F c w t c a a r e b t l h k w y e i c n u r a b g r l s l e i n C c a g u o m r 9 r r r e 2 e i n w 0 r t . : n ; 7 i M n e 6 a e a 2 r b a - e 1 o n k 0 u t l 0 r t e a 0 a . v t f e r a o i l a a m n b y d le o y w u ie r e l F d e s r p , a a o c p a ia t v i a o l i n A la s d b , v le is or P T i e s n a h c f v t c e r a e a h s s r i e w a t c m c a t s c e h n t o n m e t u t s c ° e n e h t r b a t e a h n r n g e o a d e b F m j i i n e r n m a c y t y i p v o F v e r u o o a s r r y f a r i e n n b p a a d e t c N n t r h w c i i s s n i e k a a e l w p N n c r a o y r k ia f a i e i n l c e s g h i a d a n a re d d a o s r u y y p l o e t u s a . k to n u b T s u o h e s e t e a s t s e n o . g % y ta r o e l f g T is a t h h i t e a e e s s d L e e f d f r u h o e n m d a d s i t o n w t n h th e e t e h r t: n b 0 e a a 4 o l t , a r a 0 d n n * i c n t w e a p - e a o y r n n c i d o o y d u t o i r c e u s lo e r F s o d i i e n f r n r g a n m s W a - a d y s . .
choose the of the (plowing investment cbjectia
Cal a carte as soon as yar can, if you tack yes Pisancial Services mown prOUCti011 • Produce Currentftwora Investments seetio the
The Firm is a rafter of tie Seardies hate Protection
statement cc receipt is wag or 4 pi need more genican of no:mealy.
Corporation (SIPC), which math securities oatonws
Homan aut a trader on the statement or
recept. The Film or Card bar (as opkabldmuat of is members up to 1500,000 gickidina 1250.0X/for
SDNY_G M_0002 7616
CONFIDENTIAL
EFTA_00138236
EFTA01278845

Important inform atimi about your statement (03ounuec)
•ending informamon believe to be reliable, but we do net quarareee tar - DTP and unlisted RUT *wiles we not listed on a — h addition to commetoons roenad n connection
foe detailed inl ormat ion cn the Fras lending proton accuracy. national washes exchange, and se genteelly with the sale o distbstin of enraty extracts ad
and clakores refer to you- CleM Relatcnship - We generaly use the closing Drib, "then avalablea Maud and even if they can be cold the price vet invostment trust units tow clients, ow odor
Apvin-ent or Accost Agreement ad the General the mean of the bid and ad pekes for listed received may be less than the per share estimated of Akre receive reserve sharing conthenation
lento and Conchtons USS Statement of treat hoboes sewn Ves and optans a) onty NJ paces for OTC wale protract n the Mara% statement. from many of the (nuance compasses underwriting
available in Agreements and Orwlosures was El its. the annuty cortrOttS. ablates ol the mace
corw contycourtrAZ ro ta - Leff affix* traded stoats maybe priced tag a companies a iceman of the an investment trusts
valuation model a the most recent beef we • Reasbisted seetwkies Restricted stones gentralE YN distrbute.
Your assets Warned and may not reflect an annual market price we not onto* eligble lc( pt.blk sale 1.85Financial - Our affiliates also recce...traile-n carerissnins and
Your statement demees securities and other assets hekl a vale. kiwis uses the mina price of the telr&AriCted stock other compensation Irani-endue' funds arid nsisarce
in the occont al the end of the statement wood You - Certain postern may appear ovillnoul a price arid 01 the sane issuer as an malted value Ice the ampsnies whose products we &Prate.
may mt. for *Way of lolly paid :walks al army time. will show as 'prior was not avelabli• if we re ietrcted stock fon the001.1 of this safe/mint only. TO - We recent an moat fee Iron 116 Berl USA rd
You may receive counties used as loan collateral after unable to obtain a price for a Sr<unty the Orient that retuned securities are *agar la tie, WS AG Stamford Branch of veto $25 per account
paying any balance de an thorn. Ant securities - Deposes or securrues denominated in currencies the vales reamed may be matarrialE less than the sweeping to the banks under the U9S Bank Sweep
anOerrecl to the Fins daring the statement penod are other than U.S dollars are nellected at the schen?e 'prated value Toren Program.
lied at market vaje as of the end of the statemere rate as 0 the statement date.
gad - Fa certain moat wading in noreconf arring • Est. (enineted) norm anent yields and rates. Activity
• Cost booth In Stemming the cod baus of the dencenhators price and artilyBarr vela) may An emanate 0 actual income is based on tureen atomisation regardng commissOns and other charges
Parities included Si this areenerd, where indicated have been adjusted to facilitate Proper crustal dividend and sterol rates, assuning the secures will incurred ri correction with tae execution of trades,
wen the ante "I? LES FeancialSovices has riled To abtan anent antra,. when ava table. contact be held to one year hoed statement date a teal abiding optien transactions has been raided en
on information caained from sources other than UBS was F Outlast AcMsce. maturity. The estrnate is only a gudelne, accuracy confirmations previously fucrashed to you, ad will be
FinanOal Stokes. aiding dominion Iran analw and continued none are not guwarteed provided to mu promptly on request
kin a that you may have provided to you- Finnal • Privet* invnthwas and *wand products. - Estimated arwal income and current yield for
Achim,. The Firm does not irdeperderaly way a Private nvestrNed se.O.rditS (fKladtp des certain tapes of securities coal include a Plan of Short selling
guarantee the Taney or vaklity of ay elarnthon partcipascn program and real estate investment bust pncpala captal glans n which case the est II you re engaged n short selleg a Party, you may
naiad by saxes other than LOS Pitman Seeman souriths) and structured prodects are gentealE hoghb income (Ind (went y*lt would be overstated. incur a charge die to certainborrowing costs la that
ackftiort ardaugh LEK nanciel Services gene-alto Said Co-tan dructued broivets have not bean - Evolve/id a-nusl exam* and current yield and the palate-smoky.
updates this Mama' a esti, received the arm registered with the Securities and Exchrw awal acme and yield mete be lower a hi a
don not provide any assurances that the nformatvn Cantata a vide any state securities Was. We than the intmeed awes Open orders
under "Cost base and 'Unrealeed garl loss' 6 proede earneted vacs for private Investment - An (amaze ol nuked income (dividend arida Regaidng open or • Ted-IvIcancbled* orders that
accurate as al the date of the statement. As such rasa, rid stnxtured products for acme' awl interest) dread by the curers maim were not executed by the sidemen date, open buy and
plate do not rely on this information to motor anoves only Accuracy is nor guaranteed vabwaywage balance is based on the Int dividend ul slop ciders we reduced by the artioure of &Ards
puthase a sale decisions. fa tax psposes - These values may differ abstai'', from ates, if or interest payment made by the issuer and or rights an an ex-dividends or aced-es date unless
Otherwise. Accounts Menders's ' to the Fin may any, al which a was nvestment secuity or ammo the searres/deasts wall be held I or ore amerced otherwise by yos. You are respinsble for
reflect gari loss Mamma only for the period of structured prodact may be bought oe sold ad do yea ham the statement date or until myttnly. ceders that re executed due to yas lalure to cancel
tiro they re held at the Frm More historical rat ekNinetb. Wawa the paw you may receive Accuracy and contesutd yield we not guaranteed. thtliN open adept
inkeinalith can be added by yar Financial Acktor. upon liquidation.
- Third arty estinaies of value re as ol a certain • Assets not held by UN Financial Services Certain Privacy
• Unmediated gainsfiones When data a avail** dale and are suppled to UBS Financial Services on a assets re net hell by the F rm and not within the To obtan a copy of as anent Client Papery Notice.
estnnatedutealized gainflosses are calculated fa regular bath by an rodependert vatiatica Fern's possession or control. These assets re please contest you Fnancial Adroce or vat our mate
rovidsal sonny lots. The tansaction data for - Mop, glows' pointy or sponsor estimated vales, displayed on your statement for a °manorial at WoNv,,A, tow/nein. ..worn
inchkbal toe may or may not reflect cannissiths, if any, we supplied to the Firn by the dwarf. purposes only. Pastas and vans presented we — 165 Financial Seneca is not a bank. The RAW, Eknrens
charges anther 'easily POrgatal an events general partner or spear and may be alarlated Provided by the issuing Inn UBS Financial SartiCeS if Services Account BSA and SMA are brokerage
Diedend and Crew reinvestment lots and wstemalk based on off went rdoematon from that used by not Placable for this Pformaton and does not accents wrsN provide access to bang serictes red
archne lots age each combined to display one died parkas to drive then estimated values. guarantee es accvag. lane assets we not protected roams through arrangements troth Tinned bras
averaged lot We • Trade date colunnperwrits the ▪ You can obtain additional Hamra:in regarding by STK or the F nos supplemental Slit coverage. and cents ihicl.party banks, and porno access to
crignsl transaction trade dale the methodology used to determine the estimate of issuance and annuity products issued by unaffiliated
value ad the date of the Stomata that is the • Revenue sharing and additional compensation. titd.paly insuranceamain:a Eta* insurance
• Callable securities Bonds and preferred god that basis la the estimate by contacting your Financial • In adelea to commisions on sales and 12bl fees agency subsidiaries 0 WS Financial Services Inc.
the issuer cats for earE redemption wil be selected Advisor. received en connection with the chartuan of mutual — hmansert, insurance, end Tway stoats.
nthatalE by lot Iran anong N season of that - Third party *shamed vatth may be reflected at funds to ov <tents we set ov afffiate receive - Not FOC mind • No bent guarantee. May lase vat*
issue held a our name or in nominee name for as 'Not pnced• ix several auationt wean an novena thatifig payments from clarbdors andor — WA Restart* Management Account, Business
clients Call tense -Somata is obtained from third . . citation Inn has not supplied or n advisors of the mutual funds that we cell These Services Account BSA, IRMA and intonational Resource
parties ani es accuracy snot guaranteed. Other call unable to assign a van when we become were anarts re based on two different conthoreMs: nit lAanagerneM Account re registered service maks of
Peons may exist which could affect wail console'. that a material event has caned that may call a the STO-re of Sala. by 1.8$ of a pat cult rrulual 185 Financial Services Inc.
abandon will be provided upon request previously reported value i'40 guava, or when a kny family to Mir (lens. and 40 the asset PIA oe e - VGA is a registered sad mark owned by Visa
value would be highly speculate* die to the nature particular mutual had fanajs shares held at the hternxional Service Association and used under
• Certificates of deposit (CDs). CDs are FDIC inured of the worts fern keno The VIP Visa (fedi cads ard the U8S Visa
iv to 5293,000 n principal and accrued ireerest per - When Deter an 6Sutf, general panne a sponsor — We and our affiliate also receive retworkng and debt cads are issued by 185 Bark USA with
deposeor and per depository insteincet n accordance estinated value nor a thrd-party estimated vela is omnbus processing lees in cortederinser for transfer permission from Vora U 5.A hooray/died All otter
with FOIC rules. prowled the salved the sovity wit be alert agent wan that we park to She (victual funds roffinakt registered vaidemerth, lattice mats and
from its purchase price thew fees rarely re paid from investor assets in registered service main are of their respective
• Pricarvalue Preps displayed fo SOCuntrt4 and other - 'Distributions to date' may include acorn of the mutual bud and are a heed dolly amount based companies
products may be higher a aver than the once that Captat. rota of both. en the writer of accounts at the broker-dealer
you would actual/ receive n the market. Prices are - 'Carat unit we represents the initial altering honing inetull finds of that fun family UPS Financial ServicesInc Rev. 201709
obtained hom vincan tied paty sources welch we price pr tnft and my not reflect yea cat bast
SDNY_GM_00027617
CONFIDENTIAL
EFTA_00138237
EFTA01278846

Lies inencial Senices tic.
Private wealth Management Resource Management Account
;14) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2017
CW700550360911 17 Yi 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number.
Your financial Advisor-
SCOTT STACK MANILYLE CASI0EL
Phone: 212-821-70001800-308-3140
Questions about year Value of your account
Call your Financial Advisoitra otre mthee iY2
FAA ReSourCeline at 800-RMA-1000, on October 31 (S) on November 30 (S)
account 029028776
Your assets 721,906.00 727,134.00
1AsItour websIte: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account 5721,906.00 $727,134.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepott.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 5683,739.00
S mounds
Your nvestmmt return
721 9 727.1 Change in
market value 543395.00
Value of your account
on Nov 30, 2017 $727.13400
25)0
Dec 2015 Dec kl 6 ?OK? Nov 2017
SDNY GM 00027618
Member SIPC CNP70300305550609 NP70001$2673 00005 1117 030575094 v128776550000090 Page 1 of 6
CONFIDENTIAL
EFTA_00 138238
EFTA01278847

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your N asocial Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
Noyernber 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (f) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 727,134.00 10000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets 1727,134.00 100.00%
Value of your account $727,134.00
Eye on the markets
Percentage change
Index November 2017 Year tO date
S&P 500 3.07% 20.49%
Russell 3000 3.04% 19.93%
MSC - Europe, Australia & Far East 1.06% 23.61%
BarclaysCapital U.S. Aggregate Bond Index -0.13% 3.07%
Interest rates on November 30, 2017
3-month Treasury bills: 1.25%
One-month LIBOR: 1.37%
CNP70003005560610NP70C0102673 00005 11 17 030575004 v128776550 C0MiyGht 000276inse 2 of 6
CONFIDENTIAL
EFTA_00138239
EFTA01278848

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Ili sandal Advisor:
Friendly account name:Indy Milenntum SCOTT STACKMAN/LYLE CASRiEL
November 2017 Account number.
Change in the value of your account
November 2017 ($) Year to date (1)
Opening account value $721,906.00 $683,739.00
Change in rnaiket value 5,228.00 43,395.00
Closing account value S727,134.00 $727,134.00
Summary of gains and losses
VautS reported below exclude products for which gala ancnosses ate not oassified
Realized gains and losses Unrealized
November 2017 0) year to date (1) gains and losses (S)
Long term aoo omo 77,134 00
Your investment objectives:
You have identified the following investment objectives far this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in smportanroformation about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibikty consideration None seletted
Your account instructions
• You account cost bass default closing method is FIFO, First in, first Out.
SDNY GM 00027620
OW7030405560611 NP70031132673 COCOS 1117 03057'404 Y128776550000000 Page 3 of 6
CONFIDENTIAL
EFTA_00 138240
EFTA01278849

*UBS
Your notes
cNP.aBaalaa0al3 ,,,,,,,..4,424,,a444,,,,, 4.4,,,,,., ,z4"4.44.., Gm ...nog. 4 of 6
CONFIDENTIAL
EFTA_00B8241
EFTA01278850

Resource Management Account Account natty: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name:Indy Milennium SCOTT STACKMAN/LYLE CASRIEL
November 2017 Account number.
Your assets
Some paces, income and current vaues ShOnn may teepproximene. AS a Intl. gains aid tosses may nal
be accurately refkcled. See anporunt infointabon about your statement a the end of ths docurneM
more information.
Non-traditional
Private equty funds, Hedge funds, andOther investments are held in your LISS Finarcial SerMces Inc. (UBS Estimates of vane suppled by Issuers at Cola n program (who are gene fairy 'net asset vane' estunateS)
FS) brokerage account. The pootions reported below reflect the records of the issuers, and UBS FS cbes not are shown as 'Issuer est. value per unit'. For Inman equty f unds, 'Est. value per unit • is a ea ue updated
piarantee the accuracy of the iriomtaton The value shown Is not necessarily the value you would receive quarterly, based on the Net AsSet Value NAV') in the fund en of the date spedfed. Austed by ading
from the Issuer it you sof el the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, cadtal calls and subtracting dstnbaions ante the NAV date The NAY is primarily based on estimated
athough the level performed rriay vary A closed fund may be subject to no ongoing dligence A fund t ha portfolio yaws provided by the underlying fund sponsor These Iwo vat um may vary because of differences
you purchased elsewhere may never have been suteect to US$ FS cllige nee. all hough U135 FS may receive a In the way they were estimated and because the • Third party est. value per unit' may have been prepared
fee from I he fund's rawest!, which may constitute a majority of the rnanagernentrincentive lee. Please come bass of financial irionnaton other than yearend Repoled estimates may not reflect resale,
contact your Anat.:4 Achnor with questions. 'Est value per unit' is an estimate of value supplied by an hquictalon or repurchase vane, if any, and may not reflect dst Muttons of caoital um' the next valuation is
independent valuation arm and reflects adjustments for factors such as the lquidty of the units. retorted, vneraty on an annual or serrtannua basis See knpoaanr inicvntarion at/ouryam statements
the end of this statement.
Hedge funds
Purchase Olota
Number Meier poce Client Cost Pnce per share value on Unrealized Rev) tmestmer4 Holdng
elcidng or shafts pet Shale (I) investment basis (S) on Nov 30(f) Nov 30 (5) con or loss (S) return (5) period
ALPHAKEYS MILLEN FNO
BROKERAGE NO 10,31/17
Trade date: 650,000.00 650,000.00 1.000 727 )34.00 77,134.00
Your total assets
Percentage at Cost Estimated Uruearzed
valve on Nov 30 (f) your accent oasts (f) annual incant (5) gain or loss (I)
Non .tra( Rion aI Hedge funds 727,134,00 100.00% 650,000.00 77,134.00
Total 6727,134.00 100.00% 6650,000.00 677,134.00
SONY GM 00027622
CNP7C0033055606I 3 NV7003187673 00035 1117 030579004 Y128776S50 000000 ►ago 5 of 6
CONFIDENTIAL
EFTA_00 138242
EFTA01278851

*DUBS
Your notes
CNP703600055606I 4 NP7003i 82673 00005 I 1i 7 030575004 Yi 28776550 036MYGM000276/2966 6 of 6
End of statement for account number Y1 28776 SS
CONFIDENTIAL
EFTA_00138243
EFTA01278852

Important information about your statement
1.85 Famcial Services Pc. (the firm or UBS Fnercial her IroMyOu no later Man 60 ass alter the Frm clains for ma. Eabnatory Podia* avaiale upon • Acta CaptarApprecration: Investments seeking
Serval). is a meter of all principal moray, ccmrrodey sent you the ant statelllent on which the erns or newest or at am sic. org The SVC awl protetcn geowth of omega' rather than the generation of
and option; exchanges. UBS Fitancial Semites and 1.8$ Problem inered. knits apply to all xcouts that you hall in a particular income.
Balk USA ate i-died subsilones of UPS AG and - Rade yotr roma ad accant nterter 64 any/ capacity. • Produce Com6nation of/nowt ad Capita/
affihaes of 1.85 Sashes LLC. The Files I afloat - Costae he error or tie tater )Cu re inure The Fink together wish certain aff kites. has also Apprab*n. Investments seeking both the generation
statemert is available upon recites'. The Fres neat* about, rodm ita as dearly as you can why you Purchased aeplememal innate the ma mum of name ad growthof petal.
dirket are at: believe • is men a why ip:u need more amount swab* to al elegbie dunes, colas/fib /ride'
edorm anon this protection is 1500 million as of Detente 10, 2016. Overall nick profiles
UB5 Financial StreCeS - Providethe doter amo_nt of to suspected era. SLIoact to the poky coedit:a and Imitations, cash • Conservanve- Seeks to manlin nil al mix pal teeth
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low FM and volatility to the accord meat even if
Weehawken, RI 07086 The Finn or Card Issuer WI :testate your contain aggregate kr all you accounts head n a parikubt that meat the ant does not generate significant
and stet coned any war promptly. For alleged eats capacity AM copy of the poky wadi-9 is mailable income a reams and may rot keep pace wits
This Statement representsthe onN official record of par Molting UBS Viet debit fa-die-oaks-a if we take Won request. infant.
UBS Financial Semites account. Other feted; eapt more than 10 but inns days to a ths, we MOcredit • Madam Wiling to accept some ride to pinupal ad
official tadxunents. contanng coalingdata should year Maui for the amount you that a in error. Botha Neither the SIPC watch:floor the aparnental
not be relied Lan H youbeat there is an era a you MI brie the use of the money dunng the tine it protector. wayto: tolerate sense volatity to seek higher return,.
omission please report it inmedialy n wrung to the takes us to complete our iwestiption. • Certain fancid assets controlled by (and instead n • Algyaresshe: Wiling to accept high risk to pincipal ad
Branch Manager of the office wvig your account your account value) but hell away from UBSFinancal high volatility to seek high returns overtime.
Please mike all checks payable to the Firm or the Services. For evample certain (i) insura-cepralbb • rnenteent Elgotay Consideration: If selected a
Allhoup aligner shovel re Mended to be accurate, lamsal ioste.eian roasted on tie ant of ht including variable ratites, and (i0 shares a mat portion d the portfolio for tot account may include
statement ditastculd not be used kr to purposes Rey mania In addition to regdar accoat fees accounts funds registered in the name of the encase holder on compare serap e. linked liouickty andante
'SY on yerend tax kirms. (Le , Form 1099. 5498. may be abject to mai-boa-a tees cages for late the boots of the issuer or trader agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la v w a t n o m ore a p n a m to g h y e ou IR r l S a a x l r l e a t r u a r b n. le T h d e e F a im th s, L Jo a a m n a n d n er c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a ge s t k ra r n u sf n e p rr a e id d • I li n m ve it s e t d m p e a n r t t n a e r rs e h - i a p c s t s a o n r d h p u ri n va t/ t n e e p r l d ac i e n m te e re n s ts ts ) ( t e h . a 9 t . a re Statement amateholdinef
mportabb rentable anima and tette twist to other neatens may be subject to a tale( lee. not registered under the Securities Act of 1933; We may consolidate at related account statements oath
end cot families held n you account, net proceeds • Corrmoditoes contacts (e.9. foreign tiara and the saw address in the same erreape. eg. beause
on sae bola-las, id con basis:noel-lain covered UBS Sweep Options /net:usmetal contracts). inducing futons contracts they have anus whotake manta ant account
C z • a r P a n le r i e a e s a s e r m . i la a tk r m lr a im w m ith y o th ra e l F c i o rm rr iancriont in wring 1 b d th , a e 8 e n p 5 k H o o s s f , e f t m e r a r o a c s n c t o o e : p n u y t n i m a o ts l n a ° a s r M k l t e n o r o a m n w t - u a e A t f u f a c i a li n c a l f o t u g e n r d c t d a b ( s s D a h ( r M A k b ) c s a n f l a a o e n r r y c i c l F e u a s u r f n f t t i a o d lia n s b t ) o e a a n - d n k d • B D F tr D e o ir I p C t k o c L s t o o i E m t w a A m c e , c o U d o d B u D it S n y e t A * p s P G o In s a U i c t e n P S p . c r t a o a c n r i c m t a ra h . c ' e C ts s a ; t a e a s n n d o d b f d a e n p k o s s in it) t a h t e 1 .85 y r c s e o e i l t u a p in t a p io g u n e t y e s o e h e u is m r t s o F e w i m n lc a e a o n n n c r o i e , a y a l i A o n r d u d v d i m v i e s id a o n u y r t d a s e l a s c t t l a i t n h te e e m h s e o i n u r t e s w m a a a d id d ile r in e d s g s ' n b . I y f
e to id fu e r r t h th e e r p S r t o o t _ e M ct i e y s o I u n r v r e i s l t l o s r . P i r n o d te u c d tio rg n A yo c u t r (S re P d A i ) s . D w e i p l o l a se t I a n c te c r o n u e n t: t o a n l ) U ! F B l 5 e B en a o k r U M S a A n r a e g d em ri e m nt - a A ff c il c ia o te s d t. n T o he t a S p IP p C ly p t r o o t t h e e c s ti e o n a s a s n e d t t o h w e s n u i p f p th le e m y M ent a al n pr t o a t e a a pp c e n a d r o Friendly account name
• F o If f a t t h n h e c is f i i a s n t a l a S n te c o m ia n l e i i n a th t c i s t a u n rr t o i i e o t s L n y B c o S n u E t h = n e c t n u o a p n l t e S a t e s r o d v f e a t a s o r ,U in a 3 g S n t F b P a r a o n g m k r s a o p m re a a r i t n r i e c f F i a p D e n IC n a e g t n a n u , r t p h e l e e d a U i s n B e a S v c F i c s D o it r I w d C a e 4 n n w c s e f t d r w e k d i . t g h D a F e y D p . o I C D s i e a t p n os . e a o en n p t p p e k a m m s e a t r a k t t a e e l m p v e r a o n t t t s e s c . o t 1 f io 1 y - n * o c W u b i C n n v o p e t s r p t o r m o te e te n a c t n s t , ( a M g a a d i a ns h th t e c e h a a s n g a e s h c T a l h o s e w n F o r n ie l b e n y g d a l y y l o a e u c f f t c e o o c u t a n c w t n m y l o o yo u o r u t a i w s c a c it o h o u y a n o t t u m Y r r o e e u t a c a l a k * n i * c n n h g a a 's n t? . a ; n It e
b W ro e k i e n r fo b r y m a e r d ra y - o g u e m of e t n h t i s w r i e th la t l h c e n s n h d in a " t A e le d n in S si i t utors M ac c c r o e u y n r ts u a t t s U B a S re A r G o t S t ta a m re fo d rd b B y r a th n e ch F D a I n C d . shays of r o e th m e i r t w o i f s e m ) ode movement, issuer bliteptCy cc y b o y u c r o F n r t i a e c n t d in ly g a y c m co s u F n h t a n n in u e a s l M , th e ro s u a g . h Dane Services a
opened this than. h the cast your but aid
sear ties a located a LOS financial Services and rot Through the DA, cash balances ere swept to deposit Dividend Reinvestment Pogrom (DRIP) Alzeket overview
the retodici-g braer. all your an make a reccei accounts at UBS AG New von Brarch a-dUBS AG the stk. aided is Jn Jvtfir pike. You may obtain • Yet" ofP a eaountlparblb Net of assets ad
of any error or omission to both firms Canal Branch. These deposits are not raced byte the actual srke teem you Fnrxia Advar . Only Meer liAilaas
• As delisted in the account agreements, yw eruct FDC. Balances held at he LES AG Cayman Branch are shares are purchased under DRIP; Palial shoes wii be • Asset_ Includes available cash balances, vaLes fo r
roily us of my ears or fraud nothing checks tenaranN (reposed to the sovereign rat of the Cayman soli ad the cash wit be deposited re your account The restricted aunty (eat), and Global Tine Defetts,
reflected on you statement within 30 days after e was blends id there is no gwrentee or of ere obligati of divided renvestment price applied by the asuer may unrerkzei marts to market, and tenon assets not held
mailed or made rabble. LDS AGM repay the balances while on the UBS Cayman Offer from the imam price at which the panial tares by the Ftrn. Does nor include unpriced ofturitiodaseets
• Please died nearer complains or apries to the Branch's books. aso sold al the end of the pia and amtstatemeM gonads, cr
Finess C lent Rata Department x201.352.1699 private Sesames u vd stock options ad
or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fuld Cash-alieu area* stud options
ET Monday through Friday, or in wag to WS shies we panted by 51K. See 'LID Faunal SiteiCt CnN whole urns maybe aid n your acccunt. If you ate • Lia tates abides debt balsas, outsta-dtrg mergn
Feunual %niece Ix., Client Rakers Depairat Account Ranier below. entitled to • pin ul Int assault ol • aiderd mart loam, credit shat account Dances.
P.O. Box 766 Union Cay, NJ 07067. cc atomise. the Finn WI ether sell partial 'nits at • Ciftrommy balances. Total of uninvested amid*
• A 0 staements shall be deemed complete aid acorte Weiyour request, batixes n the bark depositsmai be none prke a accept an arnarn determined by a cash balances, at deccot balances al affiliated and
if not cbbaid to in meting within 60 days wthdawn, all shies of a Money Ford may be registered <Wag agency, aid credit pas accost noroaffl aid banks, rd many make mutual kid
• Fa nv services_ Call 044412.0SW or *cm outside licnatect and tie proceeds rend to you a your weep balances, at die cbse of the stament period.
the US.: Cal 201.332-1495 stakes acccita Investment objectives Nthdornnedity free crieSt balances in sax want aro
• S c k h W a i a d r e e d n : s a h t u r V a a a o n e r l d f s a n o e a e w n n d to e o e t s M n s 3 s s o , 0 I k r c 7 t d a , 0 b l , l a 8 E i t m 6 0 t p , e o 3 A - a o 7 s t m C w H a 2 a b n - R r 1 o b IV 0 a u o I 0 t r N 0 B e E U . G n B l O v O S e d f . l w W e , S & c i e t l a r a e o rv t n l t r o a i o a c l e U . t i B , t S F a e e a x r b t t h a a y e i c u n r a b i g l r s li i n c o c u g r o r m B r r e d 2 a n e 0 t t n . c i 7 n e n 6 t e e a 2 r t b - e h 1 o s e 0 u t l 0 t t r h a 0 a t v f e r a o . i l a a m n b d l y e o y s u i w e r l e r d a e s, p n r o c p a i t v d i a o i n A la s d b , v le is a e t r t P p i e n h a l p v e c e e a -d h s s r e a t a a m c e i n c e m a o n t s u t e c a n e h n t a t w a h t n n e g o a d e b F m j i i i e n n t a c n y t y i p v o F v e r u a o s o r r f a r y e n r n b a a a d e c N t x r h w i i s i w n a e k e l t p s i a n e r i o y t r i / f n o m i t le g u h a a d e / n - t • l a o a d s u r y y p n o e u ts r c . k to n u b T s u o h e s i t s e U a t s n o . l % y t f a o t l g f t is O h t h a e e e s L d s e e d f f r ( u e o t n m a d d b s i o n r t n h e th e t p e h r b a a e a r y o r la e r * n d s * c i t n e w s a p - e a o y r i n c i d o o y d u t o o r c u s lo e r R s o d i o e n f n g m a m s v a a - a d k y e . .
choose area the 'plowing investment objectives:
Cal a mite as soon asyoea can, if you *irk gar Fisancial Services mown trotwtion • ProduceCatentaorec Investments petal the
The Firm is a rafter of tee Beanies Investor Protection
stainer* a receipt is wag or 4 you need more gentraan of ncome only.
Corporation (SIP°, which exacts aeries oatonws
I-domain Raul a Order on the statement or
recege. The Firm or Cad bar (as applicable)nartt of es metes up to 5500,000 (including 1250.0X/for
SDNY_G M_0002 7624
CONFIDENTIAL
EFTA_00138244
EFTA01278853

Importallt informalimi about your statement (Continued)
Lendng reformation securities and options or ony bed prices la OTC moved may be less than the per share estimated the amity threats, Allows ol the mune
For detaiseid inf ormt on cn the Fines tenancy pratem wadies. value provided et the:ease slalomed. ccmpanies or authors of the unit invenent truth
and dischseres refs to yea Client Relatemship - Less *they traded secures maybe priced usthg a we detriaute.
Acramert or Racers Agreement ad the General valuation model a the most mem price we • Res-bicted securities Restricted wanton peneralkr - had:Skin to caremseons received than the
In and Conditions. LEG Statement of Cade Praake cblaned and may not reflect an actual market price are rot curraly ebgble for pkblic sale LOS Financial caches* aid sale of NemSkores fade we at os
available in Agreements end Om% mutes at a vale Services uses the Main price of the unrestricted oak alli lute recewe en athet•based revenue awing
sew ubeceenuareiredechnerat. - Certain pose :ens may types without a price and of the sere csuer as an rnputed value foe the perm from NoxiSharos dittrimeors, as en as
will Mow ar 'vice was not avalable l il we we restricted stock !or purponn of thia statement on4r. To fading fee exhnotow aveinere training and
Yew assets unable to obtain a price for a secksety. the went that restrkted seciames are arable lot sale, nation.
Your statement traces sashes ad other assets held - Deposes or smokes denominated thaunercies the vibe receivedmay be stbstantolSt less than the - Our if dales ate raermthading comnssions ad
in the accent al the end of the statement penal You other tun U.S dollen are relkcled at the eichenge 'noted vale shown *the <anytime:on Rom tessual funds and thane
may ra for &Way of IS.? paid Sea-flies At any time. rate as of the statement date ampthies ,hose products we cambia.
You mat °cane munlies used as loan collateral alter — For (elan securities traing in nonce/Ili:MN • Est. (estinated) income, Gareth yields and rates. - We recent as a-maifee from LEIS Bank USA ad
parg any balance ds an them. AN secuntes denomiutern, patted quaaily (lace yaks) may Am ea Mute of avual income is baled on current LEG AG Stamford Branch of up to 125 per account
tranderred to the Fim &rig the statement paned are hove been adfusted to facilitate prize wham. dniderd and Meet rates, assuming the secure*c will sweeping to the banks ender the US$ Bari Sweep
lath at maker value as of the end of the astern° TO obtain current tentative. Men available, contact be held for one yea from statement date or urea Program
prod you Fruncial Addict maturity This estimate a any a gudethe. accuracy
• Cost blab. In determining the oat base.of the and continued near* are not gummed Activity
securities indicted it this Oatemea. where indicated • Private ifwestments and rased products. — Estimated areal income and current yield for Informatem regathIng CCO1M6SCCTS and otter dines
rich the nutter "I,' Lescriancie Sennces has relied ?mate rroartIname wades (re Lacing drat certain taxes of seosioes coed mold. a :elan of nosed in connection with the executon of trades,
m information cbtained from sources other than US$ ponce:mat program and teal estate imminent trust ancpalor °pealgain n ...tech case the est letedng option transactions hat been teethed m
FinanOal Seniors, reltdirg thamation from another "post's) and senaa t predsts are genealy hglay mom (ad current yield would be overstated. conf eon; mammy furnnhed to you, and will be
fin or that you ma/ haw provided to you- Financial Aided Certain aructired ;reduces have not been — Estimated anal income an/ current yield and the provided to you pamtly on reddest.
Adis*. The Firm does rcoct irdeperdently vedy Cr registered with the Securities and Exchange actual income andyield rnight be lower or hater
gamin the accuracy validity of any eicienthon Cawnssizn a under any state securities Was. We than the estimated mares Short sating
provided by sodas other that LEG Filmy* Senate. prom* *emoted vales fa private nveltityM — An estimate of revalued income (dividend arida If you ate engaged em short selling a secures,, youm y
In *Wort aethugh LEG F eureka Semices perorate securities and structured products for chimaera interest) dirded by the current mai* iNur a charges die to certainboning cons fa that
updates this Mama ion 'see received, the Cm p.n.s al/ Accuracy is not guaranteed °Waverer balance is based an the Lao dividend pat kJ, searity.
does not prow* any *seances that* nformaton — These values may differ sdostanlialty from prices, d or theme payment roadie by the issuer and
under "Cost base and -Unrealced gas-floss' 6 any, al Mirth a aerate 'reorient security a asesnes the securithedeposes will be held for one Open orders
accurate as of the date of the statement. As such structured induct my be aerie or sold and do year km the statement date ce vote maturity. Reaming open or • gthelidaanceled• ceders that
pease do not nay en the information to maw not nOcessarib' rocresall the value you may receive Accuracy and continued yell a not guaranteed. wife not wreath by the slammed date, open buy and
purchase cr sale decisions, fix taa paposes ce .OC0 licuidaticn. sal step orders ye reduced by the amuse of deaden,*
immt... Accounts teadared tot e Fine may - Thfd party emanates of vale xe as of a aeon • Asset not heal by Unfitted/el Services. Certain argilsonan tsekvidends a makhh doe unless
reflect garaflo'ss Mental cn only fix the period of date and are suppled to MG Financial Services on a assets are not held by the f rrn and not wain the tinted othenvese by you. reel are respanbb for
time they had at the Fine More histoical regular bass by an independent °Law I'm. Fan's possession or cent. These assets are orders that are executed die to you lalure to cancel
reormation can be added by time Financial Advisor. - Mute areal armee or sponsor estimated vales depbyed on you newt for informational "'fling then ordes.
• Urrutind gaits/losses WV., data is sealable, if try, are oppled to the Finn by the issuer, purposes may. Positens and wens presented are
eOnuadurreathed gardlosses are calculated fa general pane or sponsor and may be cathlated prowled by the issuing fern USS inmost' Serwes is Primacy
exiviedal save/ lots the transacteen data fix based an afferent nil° matron Iran that used by not responsble for the riformaton ad does not To dean a copy of our Current Client Privacy Wet
nand.* lots may or ma, not reelect commoicee, third pates to dense their elinewed values '..✓ante as accuracy. these assets we not protected please context your Financial Atheist or vise as web°e
charges ardor security reagent:aten rants - You can obtain additional ielamatean regarding by SrIPC or the Fret's SuPplOrnOntal WC coverage. at pmsv ees dareneventare.
Di/bend and other renvearnent lots and systematic the methodology used to determine the estimate of - Financial Strikes is ',Nebel*. The BMA, Bosoms
purchase bus we each cal:tied to display one value and the date of the ilermalion that tithe • Revenue during arid additional componsatian. Seences Account BSA and SMA are brokerage
averaged lot The • trade date coksmn presents the basis la the estimate by contacting your Financial — h actincn to commissions cm sales and 12th l fees accounts which prole access to bank fig Ssvicts and
original transaction trade date Advisor. received n connedkm with the doebson of mutual products thrmacest a-renamed& with affiliated bans
• Callable searkies Bonds and preferred stock that — TWO party estnused vases may be reflected as funds to ha dents we axle- our atM ale resent and other thid.party banks, and penes access to
the issuer cats for tab redemption ail be selected 'Nee priced' in several Matthew when an revert?, Sharhl payments from distrieelers ardor °tram and arrenty products issued btu-offhand
ethereally by lot 'rem among all sashes of that indeperdere valuation km has not suppled a is advisors of the mutual funds that we sell. These Ihed•party roan companies thrcuas advance
issue held n our name or n none name for as unable to assign a va... when we become aware s'nares are based on two different cooporents. (0 agency °Sektoren a IBS Fironcol Senses Inc.
clam Call lease Monaco is Maned from third that a material event has occurred Mot my call a the nay of sales by WS &swear rnsual - huntmere, 63101,te, and arnuity prodxts
• ••• dorateed Other call IreW3U0rr reported vakie into Question, cc when a knd family to our clients, and 60 the asset value a a — Not CDC Mad • No bans guarantee* May Sae rata
• • - aid Elect *RI. complete value would be highy speculate due to the nature Particular ,unseal fad (web° sham hal* the — PMA. ReSOSCP Management Account. Business
upon request. or the secunty. en knees Account BSA. IRMA aid international Resource
• Le tittrotte of depose (Ws). COs at FDIC nsured - When nether an issue, genera/ partne or 'Dakar — We and our affiliate also receive reteackng and Management ken are repel seed service marks of
.3 • . -•.„ r • ...tut and acthed intent per estimated valor nor att.m- isery estimated wake is annbuS processing tee) in comic*s hoo for transfer 1.85 Fr actal Serves hi.
deposit« ad per depository inslesat naccordaree poskted„ the value of the seesaw win be deferent agent services that we provide to the mocha funds — VISA is a registered raceme* owned by Visa
with FDIC riles. Rai its purchase price. Thew fees amid& we paid from Mester assets n hterrathrol SenxtAssoccation ad used under
• Pricelvalue Prices displayed fa seethes and other - • Disteibutions to dale' mat mix* return of the mutual fend and are a feed dollar arrant bawd kerne. TIN. 18$ Visa credt cards ad the LEG Visa
products may be higher or tower than the price that capita name or both. on the torte, ol accounts at the broker-duke debt cards are Med by UBS Sant VA with
you would actually mem in the make. Pekes se - '0rignal unit size" represents the initial offering holcSng nuual lunds of that bad rawly permission from visa U S.A Incorporated All ocher
cbuirsed from exam teed paly sources ranch we price per unit and may not reflect you cost basis. - In adiersi to ea-emits:tins nxeived in can trademarks, registered trademarks, service marks ard
blame to be relabb, hid we do not pax** thei — DPP and tainted REIT secuans ate rot listed on a with the sae or cestrbutcn of arnitycomacts and registered same "narks are 01 their emplane
accuracy national satiates exchange, and are generally unit investment trust tents to our clients. we ardor ewe:Ones
- We generally use the closing price meta amiUbk or Aped and then If trey can be sold, the ;Moe as all Mee receive teeme sharing careternaten
the mean of the bid and ale prices ler kited from nay of the iltula Xt <cmpalies tarderme Cited UBS Fhwancial Services Inc Rev 201711
SDNY_GM_00027625
CONFIDENTIAL
EFTA_00138245
EFTA01278854

Lies Financial Services Inc
Private Wealth Management Resource Management Account
443UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2017
CNP70080137851217 X123 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHSLANE MAXWELL
Friendly account name: In& Millennium
Account number.
Your Nnancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone 212-821-7000'800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA aesourceUne at 800-RMA-1000, on November 30 ($) on December 29(S)
account 029028776
Your assets 727,134 00 726,413.00
%isle our website: Your liabilities 0.00 0.00
www.ubs.comainancialservices
Value of your account S727,134.00 S726,413.00
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
crecht report annually from Sources of your account growth
WWW.annuakreditreport.com. Tracking the value of your account during 2017
Value of your account
S The Lnands at year end 2016 $683,739.00
Your Investment return
683 7 T7 i 726.4 Change in
0 market value 142,674.60
Value of your account
on Dec 2A 2017 5726,413.00
25)0
Dec 2015 Ott kin N0r 2017 Dec 2017
SDNY GM 00027626
Member SIPC CNP70310008013785 NP7003313143 COCOS 1217 030575004 Y128776550111000 ►age 1 of 6
CONFIDENTIAL
EFTA_00 138246
EFTA01278855

SUBS
Resource Management Account Account name: C. ELL Your Finandal Advisor
Friendly account name:1r 1. —I STACK MANLYIF CASRIEL
December 201 7 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 29 (8) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
Total assets $726,413.00 100.00%
Value of your account $726,413.00
Eye on the markets
Percentage change
Index December 2017 Year to date
S&P 500 1.11% 21.83%
Russell 3000 1.00% 21.13%
MSC - Europe, Australia & Far East 1.62% 25.62%
Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54%
Interest rates on December 29, 2017
3-month Treasury bills: 1.32%
One-month LIBOR: 1.56%
CNP70010008013786NP7003313143 COCOS 121 7 030575 °G. GM 00027 2 of 6
CONFIDENTIAL
EFTA_00138247
EFTA01278856

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your PI sandal Advisor:
Friendly account name:Indy Millennium SCOTT STACK MANLYLE CASR1EL
December 2017 Account number.
Change in the value of your account
December 2017 (3) Year to date (I)
Opening account value 3727,134.00 3683,739.00
Change in market value -721.00 42,674.00
dosing account value $726,413.00 $726,413.00
Summary of gains and losses
values reported below exclude products lot which gam am:mosses are not dassified
Realized gains and losses Unrealized
December 2017 ($) Year TO date 11) gains and losses (1)
Long term 0.00 omo 76,413 00
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Fnancial Advisor or Branch Manager. You can find a ful description of the alternabve
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consideration None selected
Your account instructions
• You account cost basts default closing method is FIFO, First In, First Out,
' Y GM 00027628
CONFID C E W7031 N 00030 T 13797 I N A P7003 L 3 1 314 3 COCOS 1217 030579004 ►ap 3 of 6
EFTA_00138248
EFTA01278857

$UBS
Your notes
v_Gni_aconew • o s
CONFIDENTIAL
EFTP.,BE209
EFTA01278858

Resource Management Account Account name: GHISLA1NE MAXWELL Your financial Advisor:
*UBS
friendly account name: Indv.Milennrum SCOTT STACKMANLYLE CASRIEL
December 2017
Account number. 212-821-7000/800-308-3140
Your assets
Some pnces, income and current va ues Shown may teapproxiinene. ASS intl. gains aid losses May nal
be actoalely reflected. Set Assonant intomasen about your statement a the end of ths OxurneM fOr
more infornason.
Non-traditional
Private equty funds. Hedge fundS, andOther inveStrments are held in yOur Ufl5Finarcia Ser tteS Inc. (Urn Estimates Of vat* Sippned by ISSuers of (Wan programs (which are generaly 'net asset vaue' estrnateS)
FS) troterage account. The Donbass reported below reflect the records of the issuers, and UPS FS does not are shown as ' issuer est. value per unit'. For Private equty I unds, 'Est. value per unt' is a vaue updated
guarantee the accuracy of the IrIomiation The value shown is not necessarily the vaue you would receive quarterly, based on the Net Asset value maw) in the fund a of the date specified edusted by 'ding
ficm the Issuer if you sddthe assets. Funds acutely sdd by OBSFSale subject to ongoing due digence, ca:ital calls and subtracti rg dsl nbutions Once the NAV date The NAV is primarily based on estimated
dthicands the level perforrnedmay vary A dosed fund may be subject to noongoing digence A fund the parHolio vd ties provided toy the underlying fund sponsor These two values may vary because of differences
you nuOwed elsewhere may never have been subject to UBS FS cllige me. although 085 FS may receive a In the way they were estimated and because the • Third party en. value per UM' may have been prepared
fee from l he fund's manager, which may constitute a maprIty of the rnanagemeneincentive fee. Meese cod* Oasis of financial irionnaton other than year.end Repdled estimates may not reflect resat.,
contact your Anancid adasor wth questions • Est value per ulit' is an estimate of value supplied by an liquidation or repurchase vaue, I any, and may rot reflect dst ebutions of capital until the next valuation is
independent valuation arm and reflects adjustments for factors such as the Iquidty of the units. tettotted nerdy on an annual or serrtannua basis See important oblomsaban about your statement en
the end or the statement.
Hedge funds
Purchale PIO&
Number Average once Client Cost Price per share value on unrealized dad investment Hddng
Hokin° of stores per share (S) investment (S) basis (S) on Dec 29(1) Dec 29 IS) 9310 or loss (1) return (5) period
ALPHAKEYS MILLEN FND
BROKERAGE NO 11130' 17
Trade date: 650,000.00 650,000.00 1.000 726,413.00 76,413.00
Your total assets
Percentage d Cost Estimated Unrearzed
Value on Dec 29(1) your account basis (5) annual income (5) gain or loss (1)
No n 4ra "glen& Hedge feeds 726,413.00 100.00% 650,000.00 76,413.00
Total 3726,413.00 100.00% $650,000.00 376,413.00
SDNY GM 00027630
CelP7Oomo03013789 NV7003313143 00005 l2t 703057`004 Page 5 of 6
CONFIDENTIAL
EFTA_00 138250
EFTA01278859

*UBS
Your notes
-- "="7:Z=ZZ'y'77— YGLI0002.9. 6 of 6
CONFIDENTIAL
EFIA_00138251
EFTA01278860

Important information about your statement
Fr racial Services Pc. (the Fern or OBS Fnarcial her Iromyou no later then 60 days alter the F rm thins for milk &phaeton brochse available upon • Acker* CaprearApprecUton: Investments seeking
Strube°. is a merrber of all principal away, ccmrrodey um you the list statement on which the erns or newest or at to spc.org The SVC awn protector, growth oe emcees' rather than the generation of
and optima 'whelps. UBS Financial Seniors and 1.85 Problem XPered. renal apply to all xcarts tut you hold in a particular meant
Bank USA ore i-died substiones of UPS AG and - posed. yow name ad accent Metter aT any) y. • Paola. Com(s0satran of Moan. and Capera
affihaes of UES Secuthes LLC. The Fun's Inanpal - Cesabe the error or tie brander you am inure the Fem. together meth certain aff Ares, has also Aporecia*n. Investments seeki-g both the generation
statement a available upon recheck The Fem. executhe about, ad erplarn as chary as you can why you Pschased apPlarramtal inmate The marmum of nccme and growthof price:al.
bakes a-. at: believe a is men a why cat need more amount payable to al ekgbk clients. collechwy tridg•
Sama non this protection is S500 million as of Decerther 10, 2016. Overall risk profiles
UBSFina-col Sante, It. - Provide the dolor anent of the suspected era. SkloOct to the poky ardeirs and Imitations cash a • Conservative Seeks to marlin nary Fri-opal wth
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low ride rd *Wiley to the accord overall even 4
Weehawken, NJ 07086 The Finn or Card Muer wi Seagate your complain aggregate kr ensue accounts held n sash:Liar that meals the accuse does not generate significam
and will coned any error promptly. For alleged error& capacity MO copy of dm poky wording is nibble income a reams and may rot keep pace with
This statement representsthe only official record of you' imolvng UBSVaa•dabil ca-dtransaelira if we take upon request. inflater.
LBS Fhancial Services account. Other recads, eat more than 10 bannsdays to do ths, we will credit • evfederafe. Willing to accept some ride to pinata nil
official tm.dxunents. contanng coriliong data should yes &coax for the amount you thick is in error. Botha Neither the SIPC pretence, nor the omphrnental
rot be relied wan R youbeen* there is an ena or you wee haw the use of the money dunng the tine n protenon apply to: tolerate some volatility to seek Fisher return,.
omission please report a immediately n witng to the takes us to complete our iwestiptien. • Certain framers' assets controlled by (and exacted n • Aggrieve: Wiling to accept hip risk to pincipal and
Branch Mango of the office wvim your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time.
Please mike all checks payable to the Fern or the Senecas. For enerplecertain insuraxe [roans, • (nonevent Elgikkey Consideration: If selected a
Attce4' tailgate tenon ae minded to be accurate. lemma' msttacn fidgeted on the front of th6 including variable enmities, rid 00 shares of mat portion oe the portfolio for that account may include
statement ctstatkukf not be used kr tie purposes Rely statement In addition to *oder arson leek accounts funds registered ig the name ol the moan holder on conplrx strafes*. larked lictieidty andante..
stay on yerend tax kerns. (Le , Form 1099. 5498. may be abject to mane:ma-co lees, (haves for late the boots of the issuer or transfer agent), vobtiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n r p e r p e o p n a m to g h y e ou IR r l S a a x l r l e ta tu xa rn b . l e T h de e r F id i e m r-Ic a p a a rr r e n s e t n s t k n r c s a e s c h u a r c it c ie o s u p n u s rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t k ra r n u sf n e p rr a e id d • I li m m e n a e m d p e a n r t t n c e o r n s t h ra ip c s ts a o n r d n p v r e iv r a m te w p e l t a t c M em er e e n s ts t ) ; ( t e ha a t . a re Statement •housahroldigg•
wportabb nortutubh anima and taxable Merest to other inshulans may be subject to a Pander lee. not registered under the Securities Act ol 1933; We may consolidate al related account statements with
eared on secants held n you. woo" net proceeds • Commodities contacts (e g, foreign *chars* and the Wm address in the same envelope, eq. because
on see tranaklimo, ad con basis on certain covered UBS Sweep Options pre< cos metal contracts), includirg future contract, they haw ohnes whotake maven join accost
zanies. 1,65 offers options kr sweepng cash balances to bale ad commodity opticn contracts; and relationshim wth other clerks at the hire address. II
Onvaremlatknswididn Firm b d a e n p k o s s , e r n a s cc le o y r d o s w a l l e n t o m n- u a t f u f d a i l k fu e n d d b s a (M le o s n a e n y d F a in ffi : l W iat e ed n d • B De a po t s U it S a A c . c U o P u S n t 4 s 6 (e x U c .S ep . t b c ra e n n c ifi h c e a s te a s n d cd b d a e n p k o s s n it) t a h t e I .135 y s o e u p a p a re te fe e r r t n o e e lc w pe e t r , * y in w d i m ed a u y a d l e s c t l a in te e m h e o n u t w s m ho a l i d le in d g ' n try
• Please reconfirm any oral cormunoahans in wring tht nwnatiarolDePoort Accort (DA) for cuttanon FDIC Mani Deposit Program. Nang your Fnancial Achnor
• P u o I t f o f t i t a t f t h e u h n e i r r d s t f h t i e s n h e l e i l r & r a t p S c m r m e h o o i t l e e s h s n c i e i t - e M i c y s a s o n u r I u r o t m i t e r o t r s e L n i t n y B e a o o S n s r u E . t P h i i t r n n o e o d c n t t e o a u c a r p d t n i ' o t r t e % o n a l t s A N y o o * e n f r u e a t r ( h s S r n e i , P i n L n A t g B r e T e S s n t F D b P w a o e ro i n r p n g m k o r s n s a o p i m t r a e I a n a n c n t r i e c c e a r o i F n r p u r a D a a n t t I i t n C o t i a n g o .i a l m n n U l u , R B t r p h e 5 e l s e d I e o r U i a u n k r B * c m S e v U i F e s M S O e a a A d w I n C : a a w a 4 n g x n w e d e a m f n r d w e o e k d n n i . t - t g h D a A a ( e f D f y p c il I . o i c C a D s o t i e a e t s p d le t o s s e . n i o s T n e o h n k t e t h y o a S e e k p I P m m s p C l e y s e p l n r a t e r o t t o a e a t t l m l e h p v c e e r a t o w r o e l t e e s n a c . s o a t s f T i n o e h y d t n s e o t d u e S h r o v e a i e n n C s v o n u o e t t p s n p t p t h r : m i o t e m e e t y e n e n c t n o s t t n a ( a w a g l p h n a e r d e o t t h t t t h e e c a e c r h p t t a i p o o n e n g a a d e r s o F h c th h a ri e s o e s n F n e o r d n ie l l b y e n y g d a a l y c y l o c a e u o c f f u t c e o o n c u t t h n n a e a t n s n m t y o o y e n o u e r u a i w s c a c it o h c u u y n s o t t u o Y r m r o i e z u c a c c b a e le n d ' & k n e h i e a a p n v i e n a ne
b W a e k i e n r fo b r y m a e r d ra y n o g u e m of e t n h t e w re th la t l h c e n s r h d i c o a n t b e e d n e y s o te u ution M acc a o n un g t F s a u t t U / B a S re A r G o t S t t a an re f o d rd b B y r t a h n e d F , D a I n C d . shays of r o e th s e in rw o i f s e m ) oat movement. issuer 1,01kIllpICy y b o y u co r k nt i a n c d ti l n y g a y c e c a o r u f n e t u na ri m oa es l ' , W th in ro o u % g h Onine Services a
opened this axon. h the cast your h it and
muskies are located aims financial Service, and rot Through the DA, cash balsam ere swept to deposit Dividend /enmeshment Program (00%) Account overview
the eitoaceg braer. and youn ut make a cowl accounts at UBS AG New von Brass, a-d UBS AG she dap reflected 0 J11 Jverage pig< YOU may obis)) • Yak" 0/Mmir accountraoniolo Net of assets ad
of any error or omission to both firms Cana) Branch. These deposits are not inured byte the actual prke hem yos relax Athetor . Only ?thole lithilites
• Asdesisted the accoun agmements, you must FDIC. Balances held at the LES AG Cayman Brandt are shares are purchased under DRIP; partial shams wil be • Assets_ Includes available cad, balances, yawsfor
readyus of arty errors or Laud nearing decks temp:only ("posed to the sovereign role of the Cayman soli ad the cash wit be deposited tar your account The restricted security lest), and Global Tine Deposits,
retlecied an you statement within 30 days Andras blindk ad there is no guarantee or other °blows of dividerd I:enmeshment prise applied by the dsum may unrciPzed Mill1.110 market, andcanon assets not held
mailed or made :milk**. UBS AG to repay the balances while on the UBS Camnan Oiler from the market pica at which the panial shares by the Tim. Does not include unpriced ufturitieslaseets
• Plenadna amorrer complains or impries to the Branch's books. are sold at the end of the prior and orrent statement genets, or
Pim% C fent Relattns Department x 201.352.1699 prune Puesenentku ed stock options ad
or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cadetylieu corosabre stod: options
ET Monday through Friday, or in wing to WS shires are protected by 51K. See "125 Financial Sent., Cnb whole urns may beheld n your account. If you am • Ciathaties hcbdes debt balaxes, oasta-di-g margn
Faunal Semites ex., Client Rebhan Depoimat Accant Protection' below. entitled to • part ul knit se a result ol • draderd payment loan, credit lint shot meant ',Minces.
P.O. Box 766 Union fey, W 07067. a otherwise. the Firm well either sell partial ,nits at • CashMeomy balances. Total of uninsested avalabb
• A II rtaxemerds shall be deemed complete rd acarae Loan your request, batixes n the bare depositsmaw be market price a accept an arnard detemined by a cash barges, pin depout balances al alh ated and
it not objected to hi welting within 60 days withdrawn, and chats of a Macey Red may be imiginered cleatg agency, ad credit you accord. non-affiliated banks, ininxney mean mast al Ltd
• Fa TN services. Call 044612.0986 or from outside hopechtect and tie proceeds retuned to you a your sweep balances, a M cbse of the statement peeled
the US.: Cal 201.352-1495 sentries aoccknt Invanewent objecting Nal.cormiodity free awk balances in you sawn ire
• F k c h W a r n a r u e d e n i m t t h c r t a a a r o a w n ' f n s % k * a s e m c f n n e t i a i n r o N r ( e n s E I s s F o , 0 T I r c x 7 ) d a . 0 . b l a , l 8 K i n 1 6 l O 0 p k , 0 A a : - r 0 y M t e m e H g a e , a - b n M r 1 o b t 0 A o u o 0 t r M r 0 i B U n . M P l o v A S c r d h w V , % t 6 i h i s 0 N l o , a e n e • 1 t c i e 1 o c h 0 s U 0 b r P i , l S k a w c r a w t b h lm w y e c i u r n a b i g l n s li n a a c g m o m 8 rr e 0 a ih n 0 t n c 7 i e t n 6 e 2 a c t - h r b 1 e e o 0 s e u t 0 l r t M 0 a a . v f t r a . o i l a a m n b d l y e o y s u i h e r l e P d e s ri p , m i o e p a r t v s i a o ' i n A la s d b , v le is a o t r h P T i e n a h l y v e c e e a d h s s e r e a t n m a c a n n c e d t o n v t m u t i c s < n e h e b t r a t e a o h n n o g e o h d e b F o m j i i e r o n m a c s y t y i p v o F v e u r o a o s : r r I r r y m r e i b p a d m e t c b t r h o w i i s r a n e k a w e l w p s n r a i t o n y i r a f i o d n il b u e g h o ' a d a e n n c l a o t d c s r o y y p o u e u n c t ie to n u b T s u o h e s e t n a s t e e n o s g y t s a r o e l f g T is a t h h & t e e e s s d L e e f f e r h u o n l m i d d t s s i o n a t h t r t e i h e t e h ' r m b w e a y o l a t a h r n d n . c * in e t w s a p - e a o y r n n c i d o o y d u t o e r c u s a lo e r F s o d i i e n f r n r g it n r s m a a - e d y r . e .
choose ale of the (plowing investment objectives:
Cal a mite as soon asp* can, if you thee& yes UM Paginate' Services accown protection • Produce Cterentrearome: Investments *MSc the
The Finn is a meirter of the Seardies Investor Protect*,
statement a receipt is wing or 4 you need more gereratcn of nccme only.
Corporation (SIPC), Mich protects securities oatonws
nlonmati:n tat a transfer on the statement or
recePt. The Film or Card boar (as amicable) must of es menten up to 5500,000 (including 1250,OOOfor
SDNY_G M_0002 7632
CONFIDENTIAL
EFTA_00138252
EFTA01278861

Important information about your statement (Continued)
Lendng information securities and opttee or ony bid prices Is OTC t rend may be less than the per snare estimated the smutty comets, allautes of the muscat
Fs Means inlornut on on the Finis lending phattin mantas. vain provided n the scan sl element. companies or sporran of the rain *vestment mate
and draburec refer to war Client Relaranship - Less veiny traded securities maybe priced using a we drartute.
Agreement or Acttunt Agreement ad the General valuation model our the mot recent price we • Restided securities Restricted sectrilm generafft - In addition to commissions received frcen the
leans and Conditions LEG Materna-1 of Credit Practices obtained and may not reflect an actual market price am rod tummy ebgble for pity sale LEIS Financial purchase and sale of NextShwes lads, we at rat
nettle in Agreements and Oudouares at a mks. Services uses the make price of the istleftrated stock affilute reeve an amet.based revenue sharing
zwv., ob. eM.net. - (erten posterns may appear without a price ins of the 42110 644Jer as an imputed value fee the pmment from NexitSlures diartuffes, as well as
will now as 'vice was not evadable' il we we restricted stock !or purpow: of tha statement one To firding fa technology devekiornent. training and
Yew assets Viable to obtain a once for a security. the mint that restrktecl securities are etijble is sale, education.
Your gatemen, lemees securities and other assets hell - Deposits or securities denominated ?invent tee mkt. receivedmay be stbstantalp kiss that the - Our affiliates ato reeve tradng corn-mums and
is the actin al the end of the statement period You one then U.S deices se reelected at the ethane Maned vat* shown corer compensation fromamuse funds and casino
may me. for &Moly of My paid swain at arty time. rate as of the statement date rannenies what products we dr/dm&
You may receive securities used as loan collateral after - For olefin securities rainy in nonconforming • Eel (rotinted) incomw current yield' and rates — We recent an a-matfee from LOS Bank USA axl
payig any balance Os an them. Arty securities donontahons. Prxe and wavily(lete value) may An minute of anal income is bawd an currem LEIS AG Stamford Branch of up to $25 per account
Iran/erred to the Fires &ring the statement pined are have been adjusted to facilitate proper vabacci clnider4 and Merest rates, assuming the sectaries will sweeping to the banks under the (EIS Bark Sweep
fisted at trinket vale as of the end of the staternert To obtain mint quotations. when avatabre, contact be held for one year from statement date or until Program
period your Fi-uncial Ada's. maturity This mimes is any a gradethe. accuracy
• Cost basis. In determining the cog bays of the and continued infirm are not guaranteed Activity
scant:es included n this taximem, where indicated • Private investments and mowed products — Estimated anal ixorne ad extent yield for Information regadng COTIMSSOIS and other charges
rich the nuttier Lescriancie Services 'pled Private nwslmere seardies (roladt-g deed titan byes of secutes toad ock.de a return of incurred en acumen on with the execution of trades,
on information obtained from sources other than UPS part <mat on program and Mal (Mate iniestment trust pinealor opts; gans n which case the est ixrang option transactions has been included oh
Fismoal Seniors. relralirg nfamation from another securities) and stnamed palaces are generally hey oncixne (and current ywl would be overstated. COohcmstiOns previously honked to you, and will be
inn or that you may haw provided to Kra Firing' &gala Canaan anL ured croduns have not been — Estimated annual income and current yield and the Provided to you promptly on reramst.
Ackisor. The Firm does not independently verity cr registered with the Sena-dies and Exchange actual income and yield night be lower or hips
gmantee the accuracy a validity of any alocrinnon Cawnssion a under any crate secunues laws. We than the eistmited amounts Short piing
voided by sons other than LEIS Fianna' Sewn. provide *stained vales for private meiltilynt — An esenme of arrualted neon* (dividend ands If you se engaged 4, that selling a smutty, youmay
h ackflion, Plough LEK F ?uncial Semen gene-alb securities and structured products for Normal true interest) divided by the current made incur a charge die to certainborn:meg cons for that
updates this Marro' less avers received. the Jim minxes only Accuracy is not guaranteed vaberaverage balance is based an the Can dividend patrol, searity.
does not von* any assures that the nformation - These values may differ sLbstantiaby from prom, d or rnerest payment modebythe issuer and
seder 'Cost basis' and Marealeed gaff loss' 6 any, al which a poise immanent Security a darneS tie sewribeadeposts will be held for one Open orders
accurate M of IM date of the statement. As such, structured product may be bouda a sold and do year from the statement date or until mama/ Regarding open Or • Toilloricanceikicl' ceders that
please do not rely on this efainution to mike not necessarily represent the value you may receive Accuracy and continued yell are not guaranteed. Were not earand by the summed date, open buy and
purchase cr sale decisions. for tax pa:poses of term liouidation. sat stop Freers are reduced by the amount of dmdenck
ote minis.. Accounts Pandered to the Fin may - Ihind party emanates of obe are as of a certain • Assets not held by UBS Fine/Kiel Seoticea Certain dripson an ex-dividends or monk date unless
reflect gar/ loss nfixenai on only fix the period of date ad are applied to Uri Financial Sakes on a assets are not held by the in, and not wenn the narrated °newt* by you. var se responsbk for
erne they se head rit the ism More hitorical regular base by an independent meatU n Sm. Firm's possession or control. These assets are orders that we executed due topes brae to cancel
?Ion/talon can be added by ya,f Financial Advisor. - Issuer, general banner or sponsor estimated raker, depbyed on na statement for infortnallanal .."0"3 open orders.
• Urrutind gaits/losses YAW data is eatable, ay, ate emptied to the Fin by the issuer, purposes only. Positions and values presented are
•Mnraredurreafized gain:losses recalculated for general paint* or sponsor and may be caktIated prov4ed by 'he issuing form UPS instal Services is Primacy
smarty lots. The transactian data for based on deferent information mom that used by not responsible for Ow normabon and< a not To anon a copy of our current Client Primacy ltesoe,
retinal lots may or may not reflect commonceis. It'd polies to derive their eilmated values. guarantee its accuracy. these assets we not protected please cornett your Financial Advisor or visit as imbuee
charges ardor security reorganisation rents - You can obtain additional information regarding by SWC or the FIM'S supoleawall SIPC corner. at ge,w444 rtietornsimny.
Dividend and other renvestment lots and systernalk the methodology used to &termite the estimate of - LOS Financial Senates is riot a bark. The RMA, Bosoms
purchase lots are each conai-ed to clispW one value and the date of the ida-maton that tithe • Revenue shoring and additional coenpenration. Seniors Account SSA and BMA ate brokerage
assayed lot. The • trade date cobra presents the basis la the estimate by contacting your Financial — n addition to cornmeffuns at sales an I201 lees aCCossItS Mach pond access to bank rig services Yid
aging transaction trade date Advisor. teemed n cornea in with the dub-baton of maul' products Primp bemire-ft with affiliated barks
• Callable securities Bonds and vehrred stock that - Thrd party estimated relies may be reflected as finds to our <lents we am our algole teem and other Ihidirortybanlit, and provides access to
the nine oak for web, redemption wit be 'elected 'KIX priced' in several situations when an revenue Maim payments from dOrknacrs ands insane and aviary products issued btu-affiliated
?martially by lot train among at serrates of that ndeperdere valuation Inn has not smoked a is advisors 01 the n‘ausl funds that we sell. These lhed.party Mace Companies thromyh inskranre
issue heid n our name or n nominee name IoW unable to assign a vale, teen we become aware norm are based on two different comperems: (0 ageing? sLbsiduries of IBS Financial Services Inc.
clients. Call lean Mannar:nil obianed from third that a material event has vaned that may call a tie snare of sates by IBS of a particular timbal ▪ thellmetnl. 4,11141,4e. nit smuCy products
parties a-4 es accuracy is riot garanteed Oiler call Ireoromb mooned value no question, or when a had family to our clam, and 60 the asset value of a — CDC named • lb bank guaraMem May keg rata
features may exist which [aid affect Wekt complete value would be highly speculative due to the nature PartrUlar mutual find famiy's sham held at the — IVA ReSCVM Learopenent AMMO!. Busness
tacemalen will begot(ed upon request or the secunty. lam *vices Account BSA. IRMA a-d international Resource
• to et depositCDs). COs are FIX nsured - When nether an 'Mute, general partner or sponsor — We and our affiliate also receive networkreg and Management Avant se regalsued seine marks of
up to $250,0)0 n and accrued interest per estimated value net a thidthety estimated cake ir minims processing fees n comoderation for transfer UPS Fs-uncial Services bc
depositor and per depository instMenes in accordant* pro‘liecl, the vabe of the seasky willbedeferent aged services that we prove* to the mutual funds — VISA kerne:toted racket-in owned by Visa
wit, FDIC nips. from its cenhase price. These fees generally are paid from inestor assets n hticncerial 54wri? Association ad used sander
• Pricelvalue Prices displayed for sectratis and other - •Dranbutions to dale nay nCludt return of tie mutual find and ate a fend dolls. amount based kerne The LOS thsa ctedt cads arid the LEIS Visa
products may be hgher or brier than the pee that capitat name or both. an the rumba' of accounts at the brae-deals debt cards are issued by WS Bank USA with
you wined actually receive in the marks Pekes se - -Orignal unit vie moments the initial offering Viking mania hinds of that lad faintly permission from visa U S. A Incorporated Al Other
obtainedfrom vans tad paly sources *Fish we price per unit rod may not reflect you cost basis. - h at/Seine° ccennrasions received in connection wad/m arks. registered trademarks, sentke mats and
bolos to be rekabb, burl we do not guarantee thei - OPP and tainted REIF secuntas arc net tiled on a with the sate or dustrbuton of arruity overacts and registered service inns are of their respective
accuracy national unwires exchange, arid are generally unit vestment trust 1.1eO3 to Pa clients. we ands “IFOXfies
- We generally use the closing price Mtn araibble ce 414:4-14 and even It limy can be sold the vice W Abate receive rewire sharing compensation
the mean of the bid and ad prices for kited from note of the 4,4441.1eKt <cmpalies tedmwit aid UPS 'Mandel Services Inc Rev 20171
SDNY_GM_00027633
CONFIDENTIAL
EFTA (H) 135253
EFTA01278862

U85 Financial Services tic.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2018
CNP70057465.31 0118 Y1 0
GNISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GhliSLANE MAXWELL
Friendly account name: In& Millennium
Account number.
Your linancial Advisor-
SCOTT STACK MANLYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
RMA aesourceline at 800-KMA-I000, on December 29 (5) on January 31 (9)
account 029328776
Your assets 726,413.00 731,244.00
Visitour webslte: Your liabilities 0.00 0.00
www.ubscomffinancialsemces
Value of your account S726,413.00 $731,244.00
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepost.com. Tracking the value of your account during 2018
V zdue of your account
S Thc uc,and$ at year end 2017 5726A13.00
Your insestenent return.
893. 7 7464 7•31 .2 Charge in
market vaue $4,831.00
Value of your account
on Jan 31, 2018 $73124400
2S)
Dec 2015 Dec 2016 Dec 2017 Mn 2018
SDNY GM 00027634
Member SIPC CNP70008305746531 NP7000197165 00005 0118 030575004 ►age 1 d 6
CONFIDENTIAL
EFTA_00 138254
EFTA01278863

*DUBS Resource Management Account Account name: rL, Your Nnancial Advisor.
Friendly account name Scrrf STACY !AA Nil YIP recetei
January 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
0.)
January 31 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 000%
E Non-traditional 731,244.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $731,244.00 100.00%
E
Value of your account $731,244.00
Eye on the markets
Percentage change
Index January 2018 Year to date
$&P 500 5.73% 5.73%
Russell 3000 5.27% 5.27%
MSC I - Europe, Australia & Far East 5.02% 5.02%
Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15%
Interest rates on January 31, 2018
3-month Treasury bills: 1.45%
One-month LIBOR: 1.58%
CAP700C6005746532 NP7003197165000:6 0118 030575004 Ilay_Gis_00027ebyle 2 of 6
CONFIDENTIAL
EFTA_00138255
EFTA01278864

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS friendly account name:Indy Milenmum SCOTT STACK mit:NILYLE CASkiEl
Jr 3:13 Account number.
Change in the value of your account
January 2018 IS, Year to date (S)
Opening account value 3726,413.00 3726,413.00
cud, ige in market value 4,831.00 4,831.00
acting account value $731,244.00 $731,244.00
Summary of gains and losses
vanes reported below exclude Products roe which germ andlosses ate not classified
Realized gains and losses Unrealized
January 2018 (V Year TO date (4) gains and losses (1)
long term aoo omo 81,244 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in lmportam infonnation about your statement al the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressnee
Investment eligibility consideration None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00027636
CNP70303305746833 N87003197165 0000S 0118 030579004 Pap 3 of 6
CONFIDENTIAL
EFFA_00138256
EFTA01278865

*UBS
Yournotes
..,.. a a
ane=00574653.I.O1971.50.3501.0.99.MOMSSOM.My c4,
CONFIDENTIAL
EFTA,BE257
EFTA01278866

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account name:Indy Millennium SCOTT STACK MANLYLE CASRIEL
January 2018 Account number.
Your assets
Some pnces, income and current Yates shown may be approximate. ASS recut. gains MidlOsses may nal
be accurately refkaed. Set rmporunt infosegabon about your statement a the end of this dxurnem for
mare Infornason.
Non-traditional
MOe equty funds, Hedge funds, and Other investments are held in your U8S Wargo, Stickel inc. (U85 Estimates of Yaw suppled by issuers Cr Cola n Leograns (which ere gene rally 'net asset vaue' estimates)
FS) [(criers:, account. the positions reported below reflect the records of the issuers, andlin FS does not are shown as' issuer est. value per unit'. For Pnvae equty f unds, • Est. value per unit • is a vaue updated
ggiontee the accuracy of the Idamraton The vaue shown is me necessarily the value you would receive quanerly, based on the Net Asset Value NAY') in the fund es or the date spedfeet aAusted by adding
from the issuer if you sd the assets. Funds ac rat sdd by Ulla VS ate subject to ongoing due disgrace, radial cells and subirectirg dstnbutions sine the NAY date The NAY is oilman', based on estimated
ritheucyn the levet performedrelay vary A dosed fund may be subject tonoon:long dligence A fund that partfolio yaws provided by the underlying fund sponsor Thew Iwo varies rnay vary because of differences
you nuAhmed elsewhere may never hare been subject to UBS FS dligence, although u8S FS may receive a In the way they were estimated and because the • Third party eq. value ter um' may have been prepared
fee Iran I he funds rnalagel, which may constitute a mkoilty date rnanagernenvincenti* fee. Fleme en the basis of financial irionnaton other than yearend Reposed estimates may not reflect resale,
contact your financial Advisor with questions, 'Est value per unit' is an estimate of value supplied by an liquidation or repurchase vine, if any, and may rot reflect dst Saultcm of caartal until the next valuation is
independent valuation ton and reflects alustrrents for factors such as the squidty of the units. *Paned, Vneraly on an annual or Serriannua basis See knonanr intomatron arrout your statement at
the end of this stderneM.
Hedge funds
PurchMe Prole
%OOP Meta:, price CIIMt Cost Price per share value on unrealized (tag Investment Hddrvg
Hdcing of shafts pet share (S) investment (5) basis (1) on Ian 31 (1) Jan 31 IS) gain or IOSS (5) Feign, (S) Period
ALPHAKEYS tv1ILLEN FNE)
BROKERAGE NO 12131(17
Trade date: 650,000.00 650,000.00 1.000 731244.00 81,244.00
Your total assets
TeAentage d Cost Estimated Unrearied
Value on Jan 3t (5) your acount bass (51 annual scare (51 pan or loss (S)
Noa•traditional Hedge fads 731,244,00 100.00% 650,000.00 81244.00
Total 5731,244.00 100.00% $650,000.00 $81,244.00
Y GM 00027638
0470003305746535NP7003197165 00005 OI le 030579004 Pape 5 of 6
CONFIDENTIAL
EFTA_00138258
EFTA01278867

*UBS
Yournotes
---===0.=----- -
CONFIDENTIAL
EFTA,BE259
EFTA01278868

Important information about your statement
U3S Fa-uncial Services Pc. (the Fern ce UBS Fnercial her frenyOu no later than 60 days alto the F rm dains for cash). Egobnatcny broChse audible upon • Acker* CopealAppreciaton: Investments seeking
Straker), is a merrbier of all principal security, ccmrrodiy urni you the list statallent on which the erns or repast or it mew sbe.org The SIC asset protecton growth d imagist rather than the generatcri of
and cptiraexchwages. UBS Financial Sonic., and 1.8$ Problem a:Pea-ed. anin apply to all marts that you hold in a particular income.
Bank USA re i-died subsilones of UPS AG and - Proved, yotr name ad scant ntrricer Of any) capacity. • Produce Comanahen of intone end Capital
elf aes of 1.85 Soirees LLC. The Finis I ranoal - Cesabe tie error or the sinter you nu-cure The Finn, together wish certain aff kites, has also Apprcria*m. Investment, Seek rg both the generation
statemert is available upon repast The Fints twat:re about, a-detain as chart as you cat rely you PlloftaW1v-Wlemental innate the mai mum of income and growthof prixPal.
offices ere a. belied t is Brinier a why ),,J need more amount prelate to at elgble clients. coach...et ceder
Sama ticn this protect:so is 1500 million a of Decernwr 10, 2016. Overall risk profiles
UBS Financed Seven ix. - Notede the dour amant of to suspected era. Subject to the poky ccediters at limitations, cash at • Consevenve. Seeks to martin haul lied pal with
1200 Harbor Boulevard the firm is further protected to up to 1.1.9 million n the
Weehawken, NT 07086 The Finn or Card Muer wB iwessuste your emplane aggregate kr all your accounts head n soma:War l t o h w at r m e* e a a n n , d t h v e o l a at c il c ity o t s o t t d h o e e s a r c o c t o g rd en o e v r e a r t a e c s t i e g v n e if n P 4 a u
and will coned my error promptly. For alleged anon cipanty A fiat ccpy of the poky wadi-9 is mailable income a rearm and may rot keep pace wit
This Statement represents the only offi cial record of yar iaolviva UBS Viet debil ca-dtransadisra if we take aeon request. inn-Man.
U of 3 fi 5 c i F a i l n t a a n t c d ia a l S im en o a n te s s , a c c o co n u ta n n t. n O g t h c e o r n re lli c n a n ll g s , d t a a ta p s e ho uld m yO or l e L t a h C an u 1 l 0 l f t o u r s t r ie es a s m da o y u s n t t o y o th u t e h n a , t w 6 e in w e i r ll r c o r r e . d so it that Neither the9PC watch:anot the apphroental • Moderate Wiling to accept some rids to principal end
not be relied Loan II you been* there is an aro- or you sW how the use of the money dunng t e tine it protectors apply to: tolerate some volatility to seek higher return,.
omission please report it immediately n writing to the Lakin us to complete our iwestiption. • Certain financial assets controlled by (and instated n • Aggress:be: Wiling to accept hip risk to pincipal at
Branch Ala new of the office warp your accoint. your account value) Li held away from UBSFinancol high volatility to seek high returns overtime.
Please mike all checks payabt to the Fin or he Services. For example certain (i)insuraxerecd.rts. • rntestment &gift Consideration: If selectol a
AllhaeSi a ligires shovel are Mended to be accurate, financial !Manion Muted on tie tan of thi including variable anrwities, and lib Shares 01M aui portion ce the portfolio for tat account may include
statement detadrcuLl not be used kr tar purposes Rely statement In addition to regdar icon fees, BCCOUMS funds registered h the mane of the &cant holder on corrplex *depot linked liquidity and greater
solet on yemend tax tams, (Le , Form 1099. 5498. Mil be abject to maivenarce lees, cargos for We the boots d the issuer or trends( agent), volatiky.
10425. etc ) when prepamg your tax return. The Fim paarniot Ice securities purchases and charges tor unpaid • Imeommt (detracts or hvebnent interests 0.9.
required by law to reixn to tie IRS all tenable &Sends. amines n cash accants Accounts that aw transferred limited partnerships and private placements) that are Statement Phouteholding•
reportekb noritarable claritkna and uxdok interest to other instodens may be subject to a batiste fee. not registered undo the Securities An ol 1933; We may consolidate a related account statements with
end en families held n your account net proceeds • Commodities contacts (e.9, foreign odor's and the same address in the same erefelope, eg. because
on see trreacto re, rd con basis cn certain covered UBS Sweep Options pre oat metal contradsst including futures contract, they have cranks who ako manual Pit acct not
C z • a r P a n le w i a e s r s e a . r i e la c t o k n in fir s m w a i y t M ora e l F co ir m m m uncationa in wrong L b d te E e a e p S r k o H o s s e f . e f r W e n a r a s c a t c o i l s e a p n / n t a m i t o l s D n a a s e d l P F n e o o o r r m n a s - w t u a a t e f u f k e i a li c p a l f r a t u o e r n d c t d a b ( s s C i h ( r M A k b ) s o a f n l r a a e d n y c c F e u a s L s f O t f t o i o l : m ia W b t e e a a r - d s n k d • B D F a D e i d r I p C k o c I s U o n it S m s a u A m c r , e c o U d o d B u D it S n y e t A p o s o G p (e s t i x U i o t c . P n S e r p . c o t b o g c r n r a e a t n r r m a t c if c . h i c t e s a s ; t e a r s n i d d e t b d a e rk p s o s n it) t a h t e L 135 y r s c e o a t la u o i t r w i n o n n e e y s l o t h e s u io c r t s o F h w i r e n e a e l c o n e ll n c i P v i , a e l y l a i A o n n d u d v d i m v i e s i a d o n y u r t a d s l e a s c u l i t n n h . e . e . n h s e o a r u m ds o e m h a c a d i d d ile r i e n d s g s ' n b . I y f
• F b o o W I t f o r i r f n i t d e f s h t a u h k e i e n r n e i r s t f c r f h i t o n i s b a i e r a t e l y m a r S n a t p S e c e m r r e i d m o r a o i a t t y l _ e e e - o r r g r c s d E u t t e i i i c e y s t o m a u s o n f r I m t u r t o n i i h e r o v t t i r s s e L n w i S s y B r i a l e t e o i S o t n l s s a r u E t t • P t h h a c i r n n e e n o c d s t c t n i e - o h u a d c a p i d o n t c i l o r a t e w S g n t a f e e t h s A y o r d o P c i v f t u i t e o n l y r ( e e s s S o r r d , l g P u i i L n t h A f u B g r t T o t s S i o n n t F D b P M w a a c i e r x o o n i c p l v r k g o o l u w s n r u s a n e p r F t n e a s I u a n a n c a v e t r c i e t d d c e o U r s i o F u p n B a v D n a a S n r t I t t e C s i i n A o n a r r g r k G i o m o l i n n U l t S u , f B r t t r o p a h a e 5 r l e e n n s d B a ( a U e i o s i n r r B d e c r k a d e S v b c U B i F c y M s r S o O i a t t a r A h n * C d n e w d a a a 4 s F n n g a n c C a e d y s e m n t C r f r a d w d e e . m i d s n i c t t - h . h D g a A i e T a f e f c O p r i s l . o c i I D a C o s o t i e f r e t s u p d t l o . e s s i . t n i r a o T o n e o t h n p s h t e t p u m h y a S k l e o t - p I m m u P o m p C ' f g e l y s a e n n p t ) t a o k t o o a t e r e t l l t m p a h / v n r t e e a e n o T , t t . t e O * n s a c . M s o a t s i f T M n o e h y d t n O s e e h d e M s 5 e o v 4 , i 1 e n n i s 0 s n v o u s i p e t f u p r s p e t o p t h r r m t o t e e b i e t m y c r e n o k t c m i t t o r s t h u n a u ( e p * a g l r F t w p n a c e d i r e y s l o b t t e t c h e t c a r e o r h p a u a p s n e n g a a d e r s o F y h b c th o a y l r o i e s u c e w r n o F n f n o r n d r i i t e e l l a b y e n n c y g d a d t a i l y c y n ly l o c g a e u a o c f y f c u t c e e o c o n c o s u t t a u n n F c s n a t s n r t n i m u n n y o r o i y e i n n o o u e e a r u s a l i w A s , c a d c t it h o h t c i o u s u y n u c s o t t g r u o . Y h r m r o O i e z u c n a o c b li a n r le d n e k - c S r e h e n m r a v i i c 4 i n c r 4 e g i s n a S
opened this axon. h the cast your kra and
Parities tre 'mated a LOS financial Services and rot Through tie DA, cash !valances ire swept to deposit Dividend fleitwasbnent Program (DPW) alacamt overview
the ritolaci9 braer, arse youn ut make a (rpm accounts at UBS AG New von Brardn a-d UBS AG ter prize reflected is JO average like. You may obtah • Yahoo of your accountrportkolo Net of assets rd
of my error or omission to both firm Cane, Branch. These deposits are not Ffiured by the the actual trio hem yar tami s Anna . Only whole
• As demised an the account aieements, you rust FDIC. Balances held at tie 1.8S AG Cayman Brands are shares are purchased under DRIP; pastel shases will be • Assets_ Includes available tat balances, webs fo r
ready us of au enors or Laud noising decks tenpiant mused to the sovereign ran of the Cayman soli ad the cash wit be deposited in your account The restricted security (est), aid Global Tine DefOSOS,
reflected an sect Statement withal 30 days after e was blends. id there is nog...mare or other oblepecn of dividend renvestmert pnce applied by fie star may unredzol marts to marks and canon assets not held
mailed a made (milk**. LBS AG to repay the balances while on the UBS Cayman oiler from the none price at which the partial dares by the Fins Does not include unpriced sounieslaseets
• Please di-eclat:tomer complains or Fruit to tie Branch's bales. are sold at the end of the pior and arrent statemeM genets, cr
Fints C Fent Relative Department a 201.352.1699 private Onesanintsta eel stock options ad
or toll-free at 8020-354-9103, 8:CO A.M. to 6 OD P.M. Bark deposits at not protected by 9PC. Money Fund Cr conned* stud options
ET Monday through Friday, or in wing to UBS shares we protested by 51K. See '125 Finarcol 541,1a, Cnt whole urns may be hid n yos account. If you we • Iiabites atlas debt Waxes, cutsta-drg merges
m anual Semites frc., Client Relations Departnat Accent Froknion- below. entitled to • pared ma as a result ol • indeed payment loans, credit line, slat moan' balances.
P.O. Box 766 Union Cky, W 07C$7. a atomise. the Fumanti either sell partial units at • Cashiromy balances. Total of uninvested avalabk
• A 0 statements shall be deemed complete and waste LOCOOur request, balixes o to bark deposits my be market prke a accept an smart determined by a cash balances, old depoot balances al affiliated and
if not clobctalto h mating within 60 days **dawn, ad ahem of a Monty rid may be registered <tato agency, rd credit yes accost notaffikated banks, End money mated mutual LEA
• Fa nv services_ Call 044412-0%6 or tom outside ficpcktect and the proceeds Mired to you a your sweep balances. at the chose of the statement period.
the US.: Cal201.352-1495 seines more Investment objectives Nonrcormodity free melt balances in you scant an
• F k c h W a r i e r u e t d n e s m t h c r f a i a a t o w n / l n f s k e a o e c n m i n r t i / C c N 0 s e m F I s o , O 0 l r c t 7 o . a . 0 b l a , l 3 K i t 1 t 6 h O 0 p , 0 A : - a r 7 0 t e i 6 t n H n 2 a i a - n b R 1 r o t b 0 I A u a o O 4 t r G 1 B a U £ r P l a 6 i o S e 4 t l w V e , S 6 c a i t i t l r a k h e o • e n f d t l i o o s c e o b . U r i B , t S F a n w c i w b f l w e a y i c r u n a b g i l r s li i n c o c g u r o l m 8 v rr e 0 a is r 1 t t t c 7 i n n n 6 e t e 2 a m r - b e 1 y o s 0 e u t 0 l t r a a 0 a t v e fr a s o i l a a m n b d l y e o y s u w e r e F t e i r , i p a i n o t c p a i t v a i a o l i n A la s d b , v le is or P T i o e n a e a p v c e u e t h s i s r c e a t y m e c n a c e n d t o n v m t u t i c s ° n e h e b t a r t a a h t n n n e g o d n e b F e m j i i e n n r a c s n y t y i p v o F v e u o a o s r r f a y r e n n b t a a l d e c y t x r h w i i s i a n a e k w e l e p s n a r a a o y t r r i f o a n e il u e b g h ' o a d & e n n l c a o l , s a r y y p n e e t a s c . k to n u b T s u o h e i s t s n a s i e e o n s g y t s a r o e . f g T is a t h h i t e s e e s c s d e L e f f r d u f o t e n r m d d d s i s o n r t e h t O i e p t w h r a b C e y a a L o t I b : T r in l d h e c i i l n e l w p a ; e a o y r n n c i d o o y d u t o o r c u s lo r e F s d d i i e n rn r g it n r s w a a - a d y r . e .
choose ore of the (plowing imeament tbiectivas,
Cal a write as soon as you can, if you tit yes UBS Pisancial Services eaten protwtion • troduceCcerent/moret Investments seise-lathe
staement a receipt as vitro or d you need more The Firm is a minter of the Satoshi, Investor Protection gereratcn of nccme only.
Morn aten Scut a trawler on the stammer* or Corporation (SIPC), Mich dearth securities customers
recent. The Film or Cad boar (as aislcable) mutt of its members up to 1500,000 Gockdiw2 1250.020 for
SDNY_GM_00027640
CONFIDENTIAL
EFTA_00138260
EFTA01278869

your statement (03nunued)
Important illfOrll la lioll all°lit
Lendng reformation securities and cpticre or ony bid prices lo OTC ,,:eive.tlIntly be less than the per share estimated the annuty cortrads, situates of the entrance
Ice delayed int ornuton cri the lams lending practices sorties. a-ovded n the *awe statement. companies or sponsors of the unit investment trusts
and deckeres. refer to you- Client Relationship - Less adney traded securities maybe priced ush9 a wf cfstreutt.
Apriment or Accost Agreement ad the General valuation model or the mod were price we • Restricted securities Restricted startles gneraly - In addition to commissions received Iron the
Imms and Conditions LISS Statement of Credit Practices obtained arid may not reflect an actual market price are rot tummy *1st* for DOAK sale LEIS Financial pachne and sale of ueraShares fads, we at cis
available in Agreements and Ondosures at a yam- Services uses Ise market plce of the airestexted stock *flute recewe an awl-based revalue thwing
oww obi comiarcaunetacclespea - Certain posit Urn may appear wencul a price a-if of the same issuer as an rnputed value for the permit Iron Nongures dktrtulors, as en as
will scone as 'price war rot evadable' if we we restricted stock !or putpow: of tha sratomon. on4r. To fu-di-g for Technology development. tranng and
Yeur assets unable to obtain a price for a security. the mein that restrktecf seordes are efrable Ice sale, taxation.
Your Oriented dennal swetites and other assets held - Deposds Or *Writes denominated in cenercies tee rake receivedmay be sebstantialy less than the - Our if Sates alto recernading cownssions end
in the account at the end of the statement period. You other thin U.S dodos se relkted at the eshange marof vats shown other 4r:impetuses bom rntual funds and instance
may ra for &Way of 'Say paid s aunties at arty tine. rate as of the statement date oompanies whose products we drarbuse.
Yet may receive secunlies used as loan collateral after - For certain securities train; in non-conforming • Est. histinsted) incense. current yields and rates. - We recent an a-rualf te from LEIS Bank USA ad
meg any balance Os on them. Any securities dencimeutons. pretend quaxily (I ace value) may An eairate of arrival thcceme is bated on current LEG AG Stamford Beath of up to $25 per accord
tranderred to the Fins dreg the statement period are have been admsted to facilitate proper storm deider4 ad rtereSt rates, assuming the secrets will sweeping to the banks under the LOS Bark Sweep
toted at market vette as of the end of the statemere To obtan current guataliten, when avarlabee, contact be held for one yea from statement date or trail Program
prod war Feuncial Adria. maturity This estimate is my a guideline. accuracy
• Cost basis an determining the cost basis of the and co-anted Riccent ore not guaranteed Activity
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on information obtained from sources other than US$ partopaten program and real estate rimesters trust prncpal or caper gare n which case the est irstadep option transactions hat been incbded on
rnanOal Serket mledirg ids:emotion from an noy writes) and stilt lured paLicts are genearg highty income fendcumin welds would be overstated. COnfirrnlhOr* preminy hes-shed to you, rid wit be
fins r you may haw provided to )01/ cial alca,J4 Cenan aructited predicts have not been — Estivuted road income ant current yield and the Provided to you prorriptly on reauest
Acrisce. The Firm does rot indeperderaly way or registered with the Ewer-dies and Exchange actual intone and yield flight be lower or higher
guarantee the rosary or validity of pry tiornsion Ccomusion or under any State securthes laws. We than theestmred recent, Short selling
provided by loses other than LES Financial Senses. roadie *stringed sobs fr private invellitynt — An minute of arrwalged non* (dividend saga If you re engaged 4, short selling a securay, you may
ackfitiore allough LEK f Sancta Services ornery securities and structured products for Merrittmut interest) divided by the current made', incur a charge Are to truth bonuses cons fa- that
updates this Marred en mars received, the Tem thnosas only Accuracy is not guaranteed valaaraverage balance is based on the tan dividend pat rubor security.
dots not prover any asSUrances IKE the nformation - These values may differ sebstartialty from aces, d or Merest payment made by the issuer and
ender "Cast bald' and -urrealeed gas-floss- 6 any, al which a roam investm ent security r Egan the searketdeposts will be held for one Open orders
accurate as of II* date of this statement. As suck structured plain may be bouts or sold and do yea. loom the stelnint date r until maturity. Regarding open or -goodiresincelled- ceders that
prase do rut rely on the infornation to mike not necessary Merest the vain you may receive Accuracy and cont.-mid yield a not guaranteed. were not rivaraated by the slatemere date, open buy and
purchase cr sale decisions. Ice tae pa:poses or moon licuidaticn. set stop ore?'" are reduced by the amount of dmdenck
ad emir. Accounts transferred to the Arm may - Thm party tamales of rats re as of a <man • Assets not held by UPS f fleeted Services Certain on rides on an nodsviderds r esirs;hts date unless
reflect gait loss Mennen only for the period of date and are Sleplkli to MG Financial Senses on a assets are not held by the f inn and not wen the mauled otherwise by you. You re respontbk for
ink they are head at the Fern More histotal regular base by an independem Salon frm's possession or control. These assets are orders that we executed &re to you- 'alum to cancel
'nformation can be added by you-Financial Advisor. - bur, general rennet or sponsor estinated rabies. deployed on tot 'trinket for informational "TOME gar orders.
• Unruiited gaissfiosset Y(14(1 data is avertable, if ley, are swolied to the f ism by the ester, purposes a*. Positions and values presented are
minted emerted gai-dlosses are calculated for genteel panne- or sponsor and may be <ablated provided by the Sung fern UEK Serviceest is Privacy
stividral secumy lots. The transaction data for based on Oil vent information Ern that used by not responsbk for the Moms's anol Oss not to obtan a copy of our current Client Privacy hkekt
astral:Val bit may or may not reelect commoUcea. third stiles to drive dew esimased values as accuracy. these assets re not protected please contact >car financial AdAscr or visit w webute
charges and'or security reorgni:atcn hems. - You can obtain acId6:nal infamegn regarding by SIC or the emirs supplemental UPC coverage. al wren ht meirstherrelev.
Dirdend and other renvestrnini lots and systematic the methodology used to determine the estimate of - LEIS financial Seences is rite a bark. The AMA, Bosons
purchase bus are each osbisd to display one value and the dale of the ito-mrion that tithe • Revenue during and additional compensation. Senses Account SSA and SARA are brokerage
averaged lot. The • Trade date' coUnn presents the basis for the estimate by contacteg your Chantal — n add: on to cornmosixs or, sales and 120-I fees .10t0I,S111 which provide access 10 barking Strvites.WKI
areal transaction trade date Advisor. received n connection with the distrtossion of mutual products through mappens-its with affiliated bats
• Callable securities Bond and preferred stock that - TWO party est inased mass may be reflected as finds to or <bents we actor out afrose resew and other thixtparty banks, and provides access to
the issuer cats foe try redemption wit be selected 'No priced' n several situations. when an revenue swig payments from dela-Ors ardor intrarKe and am ity products issued btu-affiliated
intensely by lot from antes all seceries of that andependent valuation fern has not supplied a advisors 0 the mutual fu-rds that we sell these thid.party estate companies trough inserance
6Sue held is Our name or n nOmnee name lot as unable to assign a vex. when we become aware worm re based on two different COMpOr*I111: (0 agency °Seibert' a LISS Financial Senses inc.
clines Call kart rdarnalextri obtained from third that a material awns has occurred Eat may tall a the amine of sales by LEK of a particulw rnsual ▪ rmnirtont Murano*. end annuity pro:belt
patios and m acaracy is nal gaanteed Other call Ima0t0)/ reported value ix* Quest ion, ce v.hen a find family to our clients. and 60 tie asset valor of a — Not PDC nand • lb bark guarantee May kee vale
featires may east which mead Elect Wed. complete value would be highly sthsulatree due to the nature Partirldar mutual kind ra ses skins had the — PMA. Resarce Management Account. Business
Marston will be provided upon regsst ca the secunty. fern Memos Account BSA. IRMA and international Resource
• Catificates el deposit (CDs). COs re FDIC nsuted - When nether an ester, general NOW or sponsor — We and our affiliate also receive netviorPrg and Management Amite se repel esed sense marks 01
tip to $250,0)0 n wispier and accrued interest per estimated valor nor a thidtuny estimated wake it asters processing tees in comedrahon for transfer UPS Fruncial Services esc
deposes and per depository inslitiazet it accordance troWied the value of the secerey will be deferent agent "mats that we provide to he Mi.eual funds — PISA is a registered nomads owned by Visa
with FDIC naes. from its othhase price. Thew lees generally X. paid from investor assets n hternticcel Seance Association ad used girder
• Price/value Prices dispLeyed for sena-nes and other - •Dssubutions to date' may nix* lets" of the mutual taxi and are a toted dollar amoral based [cense. The LEIS Visa credit cards ad the LEIS Visa
proaxls mit be higher or lower than the price that capital,. mom or both. on the rurrbee Ol accounts at the broker-dealer debt cards re issued by WS Bank LOA with
you would actually receive in the nude. Prices se • 'Orignal unit wre' represent the initial offering holcang nuual hinds of that land fatty permission from visa U 5.A Incorporated All other
obtained horn vaticus tied patty source. which we once per unit and may not reflect vox cost basis. - n ackiden to commissions nxerved in connection Vadirrtarks, registered trackmarks, service marks and
blow t be table tub* d ot guarantee tIvii - DPP and tainted REP secuntrs re rot Soled on a with the sate or datebuticn of arnity contacts and registered sense marks are of their respective
a - cc W ur e a g cy e nerally use the cbsreg price Mien arailatik n E it g io a n d a a ls n e d t e u v rn en e s It e th xc e h y a c n a g n e b , e a n s d o l w d, e t h g e e n p e ri r c a e ll y unit a in ft v r e u s le tm r e e n c t e t iv ru e s r t e u ts n i i n ts a e to s h o a u r r i n c g li e c n c t e s n . w te e n t a a r t d io o n r etre:rants
the owan of the bid and ink prices for listed from many of the intimate companies indwwideg UPS Financial Services Inc. Rev 20I7II
SDNY_GM_OOO27641
CONFIDENTIAL
EFTA_00138261
EFTA01278870

UBS Financial Services inc.
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2018
CNn70056580430218 Y1 0
GNISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indy. Millennium
Account number:
Your financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone. 2 12 .821. 7000/800.308-3140
Questions about your statement? Value of your account
Call yOur Advisor or the
RMA aesourceLine at 800-RMA- WOO, on January 31 ($) on February 28 lit
account 029328776
Your assets 731,244.00 746,455.00
Idsit our website: Your liabilities 0.00 0.00
sweve.ubscomifinancialsetvices
Value of your account $731,244.00 6746A55.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your accent growth
verew.annuakreditrepotscom. Tracking the value of your account during 3018
Value of your account
at year end 2017 5726413.00
S Thousands
Your 'vestment return
726.4 731.2 746.5 Chave In
683.7
• market value 520,042.00
Value of your account
on Feb 28, 2018 8746.455.00
250.0
Dec 2015 Dec 2016 Dec 7017 Ian 2018 Feb 2018
SDNY GM 00027642
Member Ilk CNP7000S0056580e3NP7000193073 00005 0218 030575004 Pegs 1 of 6
CONFIDENTIAL
EFTA_00138262
EFTA01278871

*DUBS Resource Management Account Account name: GHISLAINE MAXWELL Your R fluidal Advisor
Friendly account name: Indv.Milennium SCOTT STACK MANLYLE CASRIEL
February 2018
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28(S) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 746,455.00 100 00%
F Corrrnodit ies 0.00 000%
G Other 0.00 000%
Total assets $746,455.00 100.00%
E
Value of your account $746,455.00
Eye on the markets
Percentage change
Index February 2018 Year to date
S&P 500 -3.69% 1.83%
Russell 3000 -3.69% 1.39%
MSC I - Europe, Australia & Far East -4.50% 0.30%
Barclays Capital U.S. Aggregate Bond Index -0.95% -2.09%
Interest rates on February 28, 2018
3-month Treasury bills: 1.63%
One-month LIBOR: 1.67%
001700030058880.4 N117000193073 00005 0218 03057500 _GM_ 000271,18911 2 of 6
CONFIDENTIAL
EFTA_00138263
EFTA01278872

Resource Management Account Account name: GHISLAINE MAxWELL Your alnand/II Advisor:
*UBS Friendly account name:Indv Mrlennium SCOTT STACKMANLYLE CASRIEL
February 2018 Aaount number.
Change in the value of your account
February 2018 (S1 Year to date (1)
Opening account value $731,244.00 5726,413.00
Change in market value 15,211 00 20,042.00
Closing account value $746,455.00 5746,455.00
Summary of gains and losses
vaues reported below excluee products for which gans ancilosses are not dassified.
Realized gains and losses Unrealized
February 2018 (1) Year TO date (S) gains and losseS (4)
Long term aoo omo 96,455 00
Your investment objectives:
You haw• identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Friancol Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in /mportant mfonhation about your statement al the end of this
document
Your return objective:
Current inccme & capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibikty consideration None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out.
Y GM 00027644
ciii7C00330569304SNF7003l$3073 00CoS 0218 03057'404 Page 3 of 6
CONFIDENTIAL
EFTA_00138264
EFTA01278873

*UBS
Yournotes
CONFIDENTIAL
EFTA_00138265
EFTA01278874

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
*UBS Friendly account name: Indv.MNenneum OTT <TACKMAK/I YIP CASRIFI
February 2018 Account number.
Your assets
Some prices, income and current values Shown may Ix tippradrnale. AS a 'Mull. gains and lOsses may nol
be &widely reflected. See Amnonm folmafron atom yoor scommem a the end of ttis dxumem for
mote infernos on.
Non-traditional
Private equity funds, Hedge funds, andOther Investments are WO In you' U8$FInandat Services mc. (UBS Estimates of value suppled by Issuers of certain pogirms (inflict' are gentility 'net asset value' estimates)
FS) brokerage account. The positions reported below reflect the records of the issuers, and UBS FS does not ate Mown as 'Issuer est. vase per unit'. For Riese equty I urds, ' Est. value per mut • is a value updated
'patentee the accuracy of the Irformaton The value shown Is not necessarily the value you would receive quarterly, based on the met Asset value (' NAY') in the fund as of the date sped feed spited by riding
Iran the issuer if you sdd the assets. Funds actively sdd by UBS FS am subject to ongoing due degree, capital calls and subbedrig dstelbutions Once the NAV date. The NAY Is pnmarlly based on estimated
although the level perforrntderwy vary A dosed fundmay be sulaect lona onping dkgmce. A fund that portfolio values provided by tlut underlying fund spernor. Thew two values may vary because of differences
you purchased thee** may never have been subject to yes Fs dligence. ahhOugh u85. F$ may receive a In the way they were est matedSKIbecause the 'Third Perry est. value per um' may have been °feinted
fee from the funds manager, which trey conslitule a (meaty of the managemenlincenthe fee. Please on the bases of financial irionnaion other than yeat•end. Reported estimates may not reflect resale.
contact your Anascia Achisor hith questions. 'Est value per snit' is an estresle of value supplied by an liquidation or repurchase value,1 any, and may not reflect dstabuticra of deal until the next vitiation is
indepentent valuation Inn and reflects adjustments for factors such as the Squab of the units. reported, gentraly On an annual Of Serri-annual basis See oportant infommeon about pm' statement at
the end of the statement.
Hedge funds
Purchase pricer
Nurrtet Average mice Client Cost Price per shale Value on Unrealized (tad imestment Holdng
Hddng of shares per sham ($) investment ($) baSIS(s) on Feb 28 (5) Feb 28 en gain or loss (5) return MI period
ALPHAKEYS MILLEN FI'O
BROKERAGE MO 113111 8
Trade date: 650,000.00 650,00000 1.000 746,455.00 96,45500
Your total assets
Percentage d COSI Estmated Unreaatd
Value on Feb 28 (9 your account Oasts (5) annual 'none (SI gain or lOsS (1)
Nowtracitiorsoi Hodge hods 7464455.00 100.00% 650000.00 96,455.00
Total $746,455.00 100.00% 8650,000.00 $96,455.00
Shea GM 00027646
C HP 7000800565804 7 NP70001E S073 00005 02 18 030575004 Pegs S of 6
CONFIDENTIAL
EFTA_00138266
EFTA01278875

*UBS
Yournotes
CONFIDENTIAL
EFT,00BE20
EFTA01278876

Important information about your statement
U3S Financial Services to. (the Firma UPS Fnarcial her I romyou no later then 60 days die the F rm thins for aft Ethbnatay bodes* available upon • Achieve CortdAppreciation Investments seeking
Sambas). is a merrber of all principal cecisily, ccmrrodey sort you the fret statement on Mesh the ems or repast or at mow org The 9PC asset protectory growth of princes' rather than the generation of
and optP ro exchanges. UPS Financial Semites and 1.85 Problem athered. knits apply to all mouth that you hold in a particular income
Bank USA are i-died subsidenes of UPS AG and - Pros/deyou name ad mart meter (if any) capacity. • Produce Cementation ofI ncome and Capraf
*fibres of U35 Seattle LLC. The Feces Inanoal - Cesabe Ile error or tie tinier )Cure inure the Fans together +nth certain aff Ares, has also Apprecia*n. Investments seta Pg both the generation
statemert C available upon regxest. The Fm, s extodime about, adopter, as chary as you can why you purchased mthlerrental inmate the ma mum of nano and growthof viol:oat
offices are a. believe d is anther a why mi need more amount payable to at ekabet clients, solve/hey ostler
nformation this protection is 1500 million as of December 10, 2016. Overall risk profiles
IBS Financial Seraes - Provide the dole arrant d to suspected era. Sebject to the poky ccedittes rd limitations, cash a • Conservalwe Soaks to marten nitul arc pal with
1 W 2 e 0 e 0 h H aw a k b e e n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Firm a Card bsuer we nestgae your cambia t a h g e g r f e ir g m at i e s f k u r rt h a e ll y r o p u ro r t a e c c c te o d un t t o s h u e p ld t o n $ e 1 m .9 a m n il a lio te n n the l t o h w at r m ah e s a a nd t h th e l a ac ti c kt o y s to t t d h o e e s a n c o c t o g rd en o e w ra r t a e t s i e g v n e if n k i a f t
and MI coned ay error promptly. For alleged errors capacity AM copy of the poky woolig is mailable mcorre or rams and may not keep pace with
This aatement represents the onk official record of you rwokhq UBS Vaasa:obit ea-dtr mal:rm. if we take uPon request. infante).
L o B ffi S c i F a i l n t a a n x c d ia o l c S u e m rv e ic n e t s s . a c c o co n u ta n n t. n O g t h c e o r n re a c li a a d n s g , d m ra e s a h t o uld m yo o u re m tha o n r 1 n 0 f t o id r i t n h e e s m s d o a u ys l t t o p l u o t t t u hi s sk , w is e in w e i r ll r c o r r e , B di o t tha Neither the SIPC watt-Idanot the 9thphrnental • Mootenee Wiling to accept same risk to principal end
n om ot i s b s e io r n e . l i p e l d e a t s a e n re p I o Iy rt o i u t i b m e m a e m d * ia t t h e e ly re n i s w a r n it e in r g r t o o t r h e y ta o b u s w u e s h to a v c e o t m he pl u e s te e o o u f r t h it e h m is o ti n p e t y io d n u . n ng the tint it p • ro C t e e r c ta to in r I a n p e p r ly ti a to l : a ssets controlled by (and evaded e, • A to g le g ra ri t e e v s e a : n W e i v ll o in la g t i t l o ity a t c o c e s p e t h * h i ig h ri e s r k M to u p m in s c . ipal art
Brandi Manager of the *fire wvig your account. your account value) but held away from UBSFinancal high volatility to seek highreturns overtime.
Please mice all checks Death to the Firm or the Services. For exatple certain (i) Insurance pro:Mots, • rniestmat Elgthely Comederabon: If selected a
Allthaip al 'ivies shown re intended to be accurate. financial Oneida) ndcated on the tent of the including wadable enmities, and fig shares of fraud portion of the petiole, for that account may include
statement data skald not be used kr tat purposes Rely suaernent In addition to regiAte accost lies, accounts funds registered in the name of the avant holder on complex strategin, tinted liquidaty andante(
seek on yerand tax forms, (Le , Form 1099. 5498. may be abject to mantena-ce lees, chagn for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n f w tre n pa t t h o g h y e ou IR r l S a a x l r l e ta tu xa rn b . l e T h d e m F id i e m n ds i p m ay a m m en s t k n r c s a e s c h u a r c it c ie o s t p n u ts rc h A a c s c e o s t e a r n is d t c h h a a t r a g r e e s t k a e n n s u f n e p rr a e i d d • I li m m e it a e m d p e a n r t t n c e o r a s r h a ip c s ts a o n r d i p w ri i v t a a t n e i p n la t c r e a m r e e n s ts t; ) ( t e ha 9 t . a re Statement •householding•
mportabb rentable okikkna and uxdok inured to other instate:no may be subject to a ender fee. not registered under the Securities Act of 1933; We may consoldste as related account statements with
eared pas feCtailiel held in you mast net proceeds • Commodities contacts (e.g., foreign oolong* and the sire address in the %arm envelthe, eq. because
an see breartere, aid con basis on certain covered UBS Sweep Options prat cus metal contraCtg inducing futures contracts they have owners whotake maintain joint accent
C se a i v s e e r s a . d atkna with the Firm b d u e a a p n s o k o s s f e f W e a r c a : c ( le o v / s i o t m s w a : l l . e k n t o r m n s - w u a t e f u f t t a v il l e t f e u g n d c d a l s u s h ( r M k b s o a n l r a e d n y c F e a s i f r f t t i o l h ia b ) t a e a l d n m d • BD an e d po c U s o it m S a A m c c o o U d u B i n t S y t A s o G p (e t i x U o c . n S e p . c t b o c r n a e t n r n a c c t h i t c e s a s ; t e a a s n n d d b d a e n p k o s s n it ) t a h t e 1 .65 m y re o la u a t p io t i n e e s t h y a ja n t s o te w r lo e e p e n e k s o , * t y e i o n r u d d i m s e i a d n y u t a d s l e a s c t l a i t n t h e e e m h s e o a n u m ts w e m h a d a dd d ile r i e n d s g s ' n b . y
• Please reconfirm any oral communcatons in wee ag the nternatithalOmPocit Amore (04) fa custanon FDIC assured Deposit Program. calig your Financial Achoor
u to tt f e ur r t h th e e r p S r e o o te s c ii t e y s o I u n r v c e i s ti t e o s r , P i r n o d te u c d tio rg n A yo c u t r (S n P th A t T s D w e i p ll o a se n I m nte o r u na t t h io a na l U l R B5 a B is a o th n U M S a A n a a n ge d m n e th nt - a A ff c ili c a o te s d t n T o he t a S p IP p C ly p t r o o t te h c a t n o n as a s n e d ts t e h v e e s n u 4 pp th M e m y e 'l n l- t e al n p d r s o * te a c p t p o e r a d r o Friendly account name
• o If l t t h h e is fi s na l n im cia s l i thi s tu n t o io t L n B a S n f t n he t c to u p l l e S f e t o n f t e t s o , L f B ro S t h b P a ro n g k r s a p m a r n e ic i F p D a I t C n o g i m n u t r h e e d U in P a S c F c D or I d C a 4 n n c s e t r w ed it h D M ep I o C s i r t tes. s o a n t y h o km u e st n a t t a e l m pr e o n te ts c t T io h n e a S rC no ° t m pr a o r te ti c a t n a g a a d ins th t c e h anges c th lo e w Fr n ie b n y d l y y o a u c t c o o u a n n t i s m e i y m o e u * w a it h c u y s o t u o r m r i e z c a o b r le d k 't c h e e pi n ng a ne
Financial Services carries you ova rat as clearing Foe more infonnatian, please via own f dic.gpv. Deposit • the makes vaLe of you investments (*Fetter a has no legal effect cn you. account You can change
broker by arra-gerrent with the in:Stated insitutors accounts at UBS AG StanfordBranch and ;Inns of result of mute movement, issuer balkruptCy Cr your Friendly account names, through Onine Services or
We informed you of this relationshio Men you MoneyFut are not rowed by the FCC otherwise) by ant/cling yell FirunoalAduse.
opened this man. h the cast your last and
seo.rIties a* located at LOS financial Services and rot Through the FM cash !Maras are swept to deposit Dividend Reirwesbwent Program (DAD) Aizathe 'ake/
the ithodscrg broker, and you nun make a repth accounts at UBS AG New YOrl Brarth ardUBS AG the pike reflected is an average pier YOu may obtain • Yak" of tau accountokanioks Net of assets and
of any error or omission to both firma. Cairn.' Branch. These deposits are not insured byte the actual oat Iran you Financial Advisor. Ordy whack liAilales
• Asdeleted in the account agreements, you must FOC. Balances held at tee LES AG Cayman Branch are shares are purchased under DRIP; partial shaves will be • Asset Includes available cash balances, vasesfor
roily us of any emirs or fraud irrerving decks tempaany ("posed to the sovereign risk of the Cayman soli ad the cash cod be deposited in your rcount restricted seunty (est), and Global Tine Def0345,
reflected an your statement within 30 days after t was blinds, ad there is nocturne* or other obligation of divided renvestmert pnce steadied by to 6Suer may uoredzed riVal1.110 market, andcanon assets not held
mailed or made awakes SG'S AG to repay the balances while on the UBS Cayman Oiler from the node pike at *Nth the mania tares by the Fins. Does not include unpriced seuritiotassets
• Pleasedivot osomer complaints or Methies to the Branch's books. re sold at the erd of the vim and torrent statement gonads, or
Fimss C fent Regatta Department at 201-352-1693 private reeftmentsu vd stock options ad
or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cash-rylieu earthed* dodo options
ET Monday through Frday, or in *Nig to WS sham re panted by SIlt. See 'UBS Financial Sante, Cny whole urns may be held el you' account. if you are • Irak/des hoSides debt balances, outsterdeg margin
Faunual Seniors fro, Client Relations Depairma theme Protection' below. entitled to • petal unit as a result ol • thiderd payment loans, credit link short morn balinces.
P.O. Box 746 Urion City, NI 07007. a otherwise, the Firm will either sell partial units at • Casheioneybaleaks. Total of uninvested amiable
• A 0 stremens shall be deemed complete ad accuse Upon jour request, betimes n the bank deposits miy be market price a accept an mart determined by a cash balances old depast balances at all tired and
if not objected to n waiting within 60 days wthdawn, and sham of a Math mud may be registered deirig agency, ad credit yes acco.nt. nonaff toted banks, andmoney math mutual Ltd
• Fa TT( ernes Call 844412.0986 or hum outside hachted, and the proceeds Mired to you a your sweep balances, at the dose of the statement period.
the US.: Cal201.352.1495 SeCiliteS account Invertment Abetting Na.cormudity free ma balance in you accord
• F I c k W I a n r m r o c o d : a n b b tr a r t W a a n o n n a l s f e n * a m r d % c r e t o i i t r o N e W l n l I s s o , O 0 I r c x 7 o . a 0 . b l p , l 8 e 9 t 1 6 s 2 0 p , t 0 0 A a i - r 0 y t 2 e t m n 6 H a e . 2 a n b R - r 1 b t e O 0 o o d 0 r N r B 0 a U /A n P l a v U S c d h w t , S h t 6 h a i e 1 l o f e h e t n c f t d l i o o c h s o b U r P i , l S F a r w o a i b n t b h y e e i c n u r a b g i l r s li i n c o c u g o r r m 9 r r r e 2 i a s n 0 t e t i 7 i m n n 6 t t e e 2 a g r - b e 1 y o s a 0 u t k 0 t r f a 0 a t t v f e r a o . i l a a m n b d l y e o y s u e w r l d e F s e ra , p a n o c p a i t v s i a o ' i n A la s d b , v le is or P T i e s n a h c l v e c e r e a e h s s i i m e a t c m c M a a c e n o n m r t u t s c o n e h . t b a r t a h t e n n e g c o d e b t F m m j i i e r n m a c s y t y i o p v F v e u r a o s o r r r I r r y e r t d b p i a e m t c y t r h w i i s i a n e d k e e s p s n o r o k o r y t a f n i o i n l b e u g h o a d m a n re a d o a s r y y n p o e t u s a . k to n u b T s u o h e s i t s e s a t s n o e .% y t r a g o l f a t is h t l h & e e e s d s W e e f f r u b e o n a m d d d s i s o n r t e l h t i h p e th e r a C b e y a a t o l a a b r l n d l n e c i i n e t w s a p - e a o y r n n c i d o o y d u t o h r d u s e o e r F s o d i i n n e f m s g it F s v a r a n a s d y e . .
choose area the (Mowing investment objectives:
Cal a mite as soon myth can, if you tilt you UM Financial Services mown pratweien • /kedge COventkicorce: Investments welting the
statement a receipt is wag or 4 you need more The Firm* a member of the Se roes Mesta Protection generation of ncaneork
Corporation (SIPC), Mich protects securities oatonws
nionmatin daxst a transfer on the statemert or
recipe The Firm or Cad Mae (as applicable)must of its merrbers up to 1500,000 (including 1250.0 for
SDNY_GM_00027648
CONFIDENTIAL
EFTA 00138268
EFTA01278877

Important information about your statement (00MINUed)
Lending information mouses and cpticre or ony bed prices la OTC teamed may Ix less than the per share eshnuted the am ity cortratts, rilikates of the reurarxe
Ice *laced inf °mut cn the Tom's lendrig praottee *curdles. value provided in the saw.* statement. companies or sponsor of the is* investment inane
and diecktures. refer to yam Client Relationship - Less aetheey traded securities may be priced osn9 a we disease.
Acreanwit or Accost Agreement rd the General valuation node) a the most recent price we • Restricted securities Restricted marries anwalii - In addition to commissions received Iran the
In and Conditons iSS Statement of Credit Prances cblaned and may not reflect an actual market price re rot currently edgble for Debts sale LOS Financial path's* and sale of Nes/Owes 'Lends, we ardor err
available in Agreements end Oodosures at a salmi. Services uses the 'rocket pore of the islieStritted stock Seduce recewe an awl-based revenue shsing
sews, ub• comircaunrclAcletteedi - Certain pose ions may appear without a price and of di* sane issuer as an mpated value for the maven, Iron NeaSheret dktrtulors, n well as
will tow as 'vice was not available il we re restricted stock for pueposo: of the sratevant ongt To I trdivg fa *Oenology de...hymen,. Waiting and
Your *nets unable to cbtan a pike for a mostly. the en that restricted securities are elijbte lot sale, education.
Yaa statement demon wait*s and other assets hell - Deposes a *Writes denominated no:reran the vales received may be stbstantalir less thanthe - Orr alf Oates also recewe trading confessions and
in the accord al the end of the statement period. You other thth US dollen se rel Acted at the ewhangt imPuted valet shown other compensation bornmutual funds and neerance
may ra for &Wery of IS./ paid Scia-ettiet at any time. rate as of tho statement date companies 'how products cue driiituat
You may fete*, woollies used as loan collateral after — For Ordain securities trading in nonconforming • Est. (.tin Led) inC0471% current yield' and metes. is We recent as mat fee from LOS Brie USA aid
payig any balance de on them. Any securities denominations. price and quamily (lace value) may M en Mate of nal imane is bawd on current LEG AG Stamford Branch of up to 125 per arcane
landerred to the Fins cisi-g the statement period are have been admsted to facilitate prep. varbEcer. (bider.] and nitres-I rates, assuming the set/des will mustang to the banks cider the LOS Bart Sweep
lead at market value as of the end of the statemere To cbtan current caratalicas. Men 'gait*, exact be held for one yea from statement date a until Procyon,'
period tar Fancial Ackiscr. maturity This estimate is any a parkin.. accuracy
• Cost baste. In Stearni ng the coo basis of the and continued neon are not gourmand Activity
securties included n this Palement, where indicated • Private ilWetUTtellIS and flaunted products. — Estimated artal ncome rid anent yield for Information repairing CCOIM6SCOS and other Chace*
wen the nutter "I,' Les criancie Services reliEd hnrate nveslment sorties (ix Lict? drect eerier types of secabes toad nclde a wean of nand n conneasn with the execution of trades,
on information ctained from sources other than UPS participators wog, am and real estate incestinent trust ancpal or aped pans n which case the est. includng option transactions has been mbded on
alums* Services. mlidirg idamation from another hasten) and senaheed poises are genre* hghly income (Ed current matte would be overstated. confirmation; venous* furnished to you, ad will be
fine or that you may haw provided to you. Finersial Shoed Cavan structsed waxes have not been — Estimated anneal income and current yield and the Provided to you prctroptly on request.
Ackisor. The Firm does not irdeperderaly verify a registered wet the Securities and Exchange actual 'Mire ad yield rnight be lower or hichr
guarantee the accuracy or validity of ay elowithon Canimissith cc under any state serunties laws. We than thee-stinted emotes Short selling
proved by tones other than 1.13S Selina* Setae. ;sonde *0vulated yaws for private nveiltireM — An esunate of arrualged intone (dividend arida If you re engaged in short selling a security, you may
In Joked:art aelough LEIS F inertial Saracen genrialit securities and structured products for Mormatcrial inheres° deeded by the current matte incur a cargo duo to certainboning cons fa. that
updates this vide nee received, the inn paws* only Accuracy is not guaranteed valsraverage balances based an the Lan dividend Pal Yule' murky.
does not ororde eV assurances thr the nformation - These values may differ stbstantialty Iran prices, d or Merest payment madebythe issuer and
odor "Cost basis" and • Werealeed gal loss' 6 any, al which a private n*3611011 Security a assumes the sectritesideposts will be held for one Open orders
accurate as of the date of the statement. As such structured induce may be boujnt or sold and do year kern the statement date a until nultrity. Anode* open or hazocalikancelled• ceders that
please do not rely on this information to raker not necessarily represent the vain you may receive Accuracy and continued well we not guaranteed. were not wensed by the statement date, open buy and
archase cr sale decisions. la to arposes or tan licaaidaticn. set stop orders are reduced by the amour, of dmdenck
othenrise. Accoumnilts transferred to the Fan may - Thinl party emanates oi rale re as of a rerun • Mates not held by UPS Financial Services Certain argilson an vockvidends a ev.r.;hts Ma unless
ref tect gauss only fix the period of date and re suppled to UBS Financial Services on a assets are not hell by then and not wen the nsinsted mantis< by you. You me responsble for
him they ere het:lathe inn More historical repute base by an independent vat...fon I Firm's possession or ccnvol. These assets are orders that are executed der [oyes 'alum to cancel
information can be added by tax Financial Achisor. - thus, weal patina or sponsor estimated abet dopbted on yam statement fa infortnatenal "10°19 open order"
• Ursuiited 'aim/losses loses data is wadable, if ley, are enured to line F am by the ewer, thrposes any. Positions and values awaited are
monied trreakzed gareilosses are calcutated ficr general patina or sponsor and may be caktiated provided by the issuing fern UPS F mama' Serwes is Privacy
exividal sentry lots. The transaction data for based on deferent rdormation bun that used by not ...womb* for the fronton aril dues not To obtan a copy of our Current Client Priocy Nake,
charges lob may or may not reelect commmiccia, third parties to derive their minuted miss guarantee lb accuracy. these assets am not protected please contest you. Financial Advisor or visit at webute
charges actor security reorgani:ai tin roams - You can obtain additional iskrinton regarding by WC or the Frnts supplemental SOK coverage. amw encnrwavarrecree.
Dividend and otter reinvestment lots and systematic the methodology used to determine the estimate of - LOS Financial Services is rrie a bark. The RAM, Bosoms
purchase lots are each de to dispLw one salve and the date of the Mormatran that tithe • Revenue ;luring and additional coinpenratian. Se vices Account BSA and AMA are brokerage
averaged lot The • trade ddaattee' colmn presents the basis la the estimate by contacting tots f rental — n addition to carnation co sales rod 1201 fees accounts which made access to bank ng Sown and
curse transaction trade dale Advisor. 3eceived n connedal with the disirbion of mutual proadne Arcot avangements with affiliated bats
• Callable parties Bond and ;referred stock that - 'ad pity esenused yaws may be reflected as funds to at <lents we axI or our altaiale ran, and other ihielparty bats, and provides access to
the issuer call for era rederrption wit be selected pnced n several stuatithe when an w ent*shanj payments from dart...Aces ardor inssrame rid amity products issued btu-affiliated
imperially by lot Iran amorry all strafes of that mleperders valuation Inn has not supplied a advisors of the mutual funds that we sell. These tial.party 'nuance companies thircucth instance
issue het() n our name or n nominee name for Cu unable lo assign a Oast Mien we Sworne nate annosts are based an two different comporems: (0 agency staid...nes a IBS Financial Secures inc.
clients. Call lease Hamden n tinseled from third taut a material event has occurred that may call a the anon of sales by U3S &spinouts msual ▪ hveitment nsurance, rd amity paodicit
patios and its acctracy is not guaranteed Other call press ouely reported value tco Question, ce when a find (lenity to our clients, rid 60 the asset value of a — Not CDC nand • No bank guarantee* May lase mire
features may exist which cruel net yield complete value would be highly speculative due to the nature PortielAr mutual tad fr ases sharps held at the — ;MA. ReSOSCP Maragrenent ACCOtrit. Business
rdorrnabon will be provided upon request. of the security. Senses Account BSA. IRMA and nternatioral Resource
• Certificates cil deposit (CDs). COs ate FDIC nsured - When nether an than general partiW Cr Sperber - CWaen ad our affiliate also receive netywarg and edam:vent Amuse se tepee wed servse marks of
tp 10 5250,0)0 n priMpeland accrued interne per est noted value net a that" estimated vat, is processing feel in comb*t omns for transfer UPS Francial Senior, k.
depositor and per depository institution n accouters, masted the value of the secuity will be different agent services that we Fronde to the funds — VISA is a registered vac:1mM, owned by Vacs
wit, FDIC man. from its ruches. prste. These fees greatly am paid from investor assets n htentional Sena? Association and used under
• Pricelvolue Pries displayed for secisnes and other - • Distributions to date' may 'elude return of almutual hind and are a (teed dolls want based Keane. The LOS Visa credit cards and the LEIS Visa
products may be hgher a tower than the price thirt capitab mane or both. the rumba Cl aCCOLMIS at the broker-dealer debt cards re eked by LOS Bank USA with
you would actual* receive in the market. Prices re - 'Orignal unit pre• represents the initial offering koking mutual lunds of that lad lam& permission horn visa U S. A Incorporated All of
&mired from mike hid prey sources which we price per unit and may not reflect you cost basis. -In ackiern to ccemniskins nxeived in correction vadwrsarks, registered trademarks, service marks ar4
bathe to be relabV, but we do not guarantee thei - DPP and tainted REP servers are not Weed on a with the sate cr astrbution of arnity carnets and registered 'enter inns are of their respective
accuracy ilitiCnalSe(uritieS exchange, and re generally unit nwstment trust snit to our dents. we ardor emrittames
- We generally use the closing price Mien salable re 'goad and even if they can be sell the price or affiliate receive ensue shsing correwnsation
the mean of the bid and ado prices Ice Idled from nuny of the iviiii.ince<cmpasies undwwleirg AS Financial Services Inc. Rev 201711
SDNY_GM_00027649
CONFIDENTIAL
EFTA (H) 138269
EFTA01278878

065 Fnancial Services Inc
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York Me 10171.0002 March 2018
CNP700558215sormxi Vi o
ONISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Inchr. Millennium
Account number:
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone. 212 .821 -7000/800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceune at 800-RMA- 1000, on February 28 (5) on March 290)
account 029328776
Your assets 746,455.00 754,044.00
%Noir websIte: Your liabilities 0.00 0.00
vmw.ubscornainancialservices
Value of your account $746,455.00 $754,044.00
Items for your attention
• Help protect yc artelf horn !Liu] and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wens/. annuakreditrepoct.com. Tracking the value of your account during 2018
Value of your account
at year end 2017 $726A13.00
S Thousands
Your investment return
683.7 726.4 746.5 754.0 Change in
• market value 327,631.00
Value of your account
on Mar 29, 2018 S754.044,00
250.0
Dec 2015 Dec 2016 Dec 201 7 Feb 2018 Mar 2018
SDNY GM 00027650
Member SIPC Ch1P707090C6932155 NP7000310276 00005 0318 0305750*i Y128776550100360 Page 1 of 6
CONFIDENTIAL
EFTA 00138270
EFTA01278879

SUBS
Resource Management Account Account name: Your Pi nandal Advisor.
Friendly account name-, • STACK PAANYWI E CASRffL
March 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 29 (8) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 754,044.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 9754,044.00 100.00%
Value of your account 5754,044.00
Eye on the markets
Percentage change
Index March 2018 Year to date
S&P 500 -2.54% -0.76%
Russell 3000 -2.01% -0.64%
MSC I - Europe, Australia & Far East -1.87% -1.58%
Barclays Capital U.S. Aggregate Bond Index 0.64% -1.46%
Interest rates on March 29, 2018
3-month Treasury bills: 1.63%
One-month LIBOR: 1.88%
CNP70003005592156NP70003I0276 00005 0318 030575004 GM 000276319e 2 of 6
CONFIDENTIAL
EF1'A_00138271
EFTA01278880

SUBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Ill modal Advisor:
Friendly account name:Indy Millennium SCOTT STACKMAN/LYLE CASRIEL
r r, _ _
Account number.
Change in the value of your account
March 2018 (4 Year to date (S)
Opening account value $746,455.00 $726A13.00
Change m market value 7,589.00 27,631.00
Closing account value $754,044.00 $754,044.00
Summary of gains and losses
V4Iues reported below exclude Patducls for which garb andlosses are not Ossified.
Realized gains and losses Unrealized
March 2018 (II Year to date (4) gains and losses (5)
Long term aoo omo 104,044 co
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your cetera objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
Investment efigibikty conaderatkin - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First in, First Out.
SDNY GM 00027652
CriP7C003005582157 NP70033 102 76 COCOS 0318 030575004 OCOOD ►ace 3 of 6
CONFIDENTIAL
EFTA_00138272
EFTA01278881

*UBS
Yournotes
•as
01,706•X•912191,11.03102.0303501•0313379.YlielHISS010., cA .0.pag•
CONFIDENTIAL
EFT,0013E273
EFTA01278882

Resource Management Account Account name: GHISLAINE MAXWELL Your PI needs' Advisor:
*UBS Friendly account nate*: Indy Milennium SCOTT STACK MANLYLE CASRIEL
March 2018 Account number.
Your assets
Some ones, income and torten! values ShOwn may be apprOximerle. Asa result. Ors andlosses may nol
be Econalely reflected. See rmporbtor inrolaraaro about your statement a the end of ths document fOr
more informs:ion.
Non-traditional
Private Nut), funds, Hedge funds, and Other investments are held in rota UEISFinarcial Seivl(tS Inc. (UBS Estimates Of value stalled by hitters Of Certain wograns (which are generally 'net asset taut' esti:haws)
FS) brolerage account. the postions reported below reflect the !Korb or the issueis, and UBS FS does rot are shown as ' issuer est. value pet unit'. For PliVae equty funds,' Est. value per um' is a value updated
ghsrantee the actuary of the Idonnauon The value shown is not necessarily the value you would receive quarterly, based on the Net Asset value Nay') in the fund as of the date sped fect ad,usted by addng
from the Issuer If you sd d the assets. Funds actively sdd by UBSFS ex subject to ongoing due digt,/ice, ceedtal calls and subtracting dslnbutions ante the NAY date The NAY is primarily based on estimated
dthoucp the level performed may vary A decd fund may be subject to no ongong digence A fund that portfolio vdues peonckd by the underlying fund sponsor These two values may vary because of differences
you purchied elsewhere may never have been subject to t/B5 FS dllgence. although UBS FS may receive a In the way they were estimated and because the • third party en. value ter unit' ma/ have been prepated
fee from l he fund's rnana;er, whichmay constitute a maonty of the rnanagementlincenti* lee. Please co the bass of financial irionnaton other than yeahend Reported estimates may not reflect reside.
contact your Anancid Adnsor with questions • EA value per unit' is an estimate of value supplied by an liquidation or repurchase vlue, a any, and may rot reflect dst 'butt cos of coral until the next valuation is
independent valuation arm and reflects adjustments far factors such as the equidty of the units. reported. general), On an annual or sentannual bNs, See Important insoartaach attour you( statement at
the end of this statement.
Hedge funds
PurchaSe
Mabel. Avelagt once Client Cost Price per share value on unrealized0S) imemment HdOng
Hcldng of shares pet sham (S) investment CO basis(%) cn Mar 29(1) Mar 29 ($) cantor loss (S) return (5) period
ALPHAKEYS MILLEN END
BROKERAGE PIO 212&78
Trade date: 650,000.00 650,000.00 1.000 754,044.00 104,044.00
Your total assets
PeKentax or Cost estmateo Unreaszed
value on Mar 29 (S) your account oasts 01 annual incant (S) gam or loss (1)
Noa•traditional Hedge Pe ads 754,044.00 100.00% 650,000.00 104044.00
Total 6754,044.00 100.00% $650,000.00 6104,044.00
SDNY GM 00027654
C HP700053(16597159 NP70033I 0276 00035 031E r 030575004 Page S of 6
CONFIDENTIAL
EFTA_00 138274
EFTA01278883

*UBS
Yournotes
-.00....6
'-=--7"-==.„
CONFIDENTIAL
EFT,0013E273
EFTA01278884

Important information about your statement
U3S Fiuncial Services inc. (the Firm or UBS enact' her I romyou no later than 60 days after the F rm tains for on. Eipbnatcry nobs* amine upon • Acne CaptaNipprecnion: Investments seeking
Sakes), is a member of all principal acuity, ccmrroday Bert you the list st Std.114.11 on vAikh the erns or apex or at any. opc. org The SVC asset protewn growth of pmapal rather than the remain of
and cptia nether. UBS Financial Seniors and 1.8$ Problem XPered. nits apply to all accctns tat you hold in a particular norm.
Balk USA re i-died subsilones of UPS AG and - Prone you' rerre ad as-cant meter Ed any) copeck,. • Prole. Comte...I...Ono of/heave and CapPai
Shinesof UES Season D.C. The Fim's Inanoal - Cesabe the error or tie bonder yea re inure The Fink togedow wish certain aft Asses, has also Aporerd*n. Investments teek i-g both the generation
statement C available upon 'octet The F s minim about, anm ita as drab as you can why you Purchased awltmmtal inoince The mat mum of nccme and growthof pritPal.
alias are a. believe • is nen a why you need more meat pwthe to al eign chats, cont./fib under
Hamann this protection is 1500 million as of Decerrber 10, 2016. Overall risk pain
UBS Fine-col lances - Prone the dolor arrant of die suspected era. Subject to the poky corners and Imitations, cash at • COnS0•vave Soaks to mantan WWI etc pal with
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer will twestgate your complete t a h g e g r f e ir g m at i e s k fu r rt a h l e l y r o p u ro r t a e c c c te o d un t t o s h u e p l t l o n $ a 1. n 9 n m u ill l i a on r n the l t o h w at r m a e a an t d t h s e o i l c at o in n to t d h o e e s a n c o c t o g rd en m er e at a e t s i w gn e if n k a 4 - e
and stet coned ry error promptly. For alleged ear, capacity AM copy of hie poky wooleg is mailable income a rears arid may rot keep pace wills
This AMMO", represents the only of icialrecord of pax Motet? UBS debil cad transactions. if we take Won request. inflation.
LBS Financial Semites account. Other recalls tape more than 10 bitesdays to cloths, we will credk • Peon* Wiling to accept some ride to pinion/ and
official tm.dxunents contanng cornicingdata should yes wadi for the amount you thinks in nor, Botha Neither the SIPC proteclennor the opphrmental
not be relied span n youberme there 6 an err a you wR have the use of the money dung the tine k protection apply to: tokrate same wonky to seek higher returns.
omission please report it immediately n wing to the takes us to complete our Castigation. • Certain fancier assets controlled by (and incLeird n • agoresshe: Sing to accept hip risk to p maps ad
Branch Manager of the office wvtg your account. your account value) but hell away from UBSFina-col high von* to seek high returns over time.
Please mike all checks payabb to the Fern or be Services. For example certain (i) insurance a odat • onestmont NOM* Consoled:ion: d selectet a
Allhoup el fines shown are Mended to be accurate, kunsal instaion rotated on be front of this including wadable enmities, and (i0 shares of moist portion d the portIolio for tat account may nine
statement data should not be used kr he purposes Rey statement In addition to reads /occult fees, accounts funds registered the name of the octant holder on carper strategies linked liquicky anion/ate
web on yerend tax krms. (Le , Form 1099. 5490. may be object to mantena-ce lees, chops for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) l a w w h e to n r p e re s p a a t m to g t y h o e u IR r S ta a x l r l e lo t s u a rn b . l e T M he e P n im d 6 s n pa o ym u e n nt k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g ' e e s t k ra r n u sf n e p rr a e id d • I li m m e ite tm d e pa n r t t n c e o r r s e h ra ip c s ts a o d r n p y ri t v h a e te re p n la t c t e e m r e n nt s s) f th e a .4 t . a re Statement houtehelding•
nortabb rastauble dienna and uxdok hunt to other Mittens may be subject to a bander tee. riot registered under the Securities Act ol 1933; We may consolidate al related account statements with
eared al NCl/ilia held in you nark net proceeds • Commodities contacts (e foreign mons* and the same address in the same rant eg. because
on see tramactions, an cost basis cn certain covered UBS Sweep Options pews metal contracts), mcludirg future contract they have ones who aka mantan Pelt scowt
settees. 1165 offers options der wenng cash balances to bale and commodity option contracts; and relationskos well ate dents at the same address. It
Crivorallalkme wit ne Firm b d a e n p k o s s . e m a o c n co e u y n o ts w a l l e n t o m n- u a t f u fi a li l X fu e n d d b s i ( r M ks on a e d y F a i n b d la s t ) e a d n d • D B e a p rk o s U it S a A c , c U o B u S n t A s G (e x U c .S ep . t b c ra e n rt c if h ic e a s t e a s n d a b d a e n p k o s s n it ) t a h t e I .135 n yo o u n pr e efe n r a to l c n i e es e , y i o n u d i m vi a d y u a d l e s c t l a in te e m h e o n u t s s e m h a d i d le in d g ' n by
• Please Noon/rim any oral cormoncatony in wring the ternationalDePoOt Arran (DA) fa cuttanort FDIC Insured Deposit Program. railing your Financial Acne
u to tt f e ur r t h th e e r p S r e o t s e i c d t e y s o M ur r in ia o ts r • P i r n o d te u c d tio rg n A yo c u t r (S ri P g A n T ts D w e i p n o a si n t I a n c t c e o rn u a n t ts io a na l U l R B5 o B s i t r r k a U M S a A n a ag n em no e n n - t a A ff c ili c a o te s d t n T o he t a S p O p C ly p t r o o t t h e e ct m io n a s a s n e d t t 0 h • e 1 1 s , u I p th p e n y w o i t t h a e l r p w r i o se te a c p ti p o e n a d r o Friendly account name
• F o If i f n t t h a h e n is c fi i s n a a l l S n im c e ia n s l t n e i c t s a u n r t r o i ie o t s L n y B a o S n u E t h = n e a n t u o a p n l t e S a ft a s o d t f e u d s r ie i , n L f g B ro S n t F b P a o ro n r g m k r s a p a m a a r d r d e e o f F a n D m I i C n a - t g i i o n n n s u , t p r h e e l d e U in a B a S v c i F c s o i O t r w d C a i a n n s c y e u f r w d e i d c it . h D g M e o p v I . o C D s i n e t p e o s si i o s n t n o d y p ie o k m m u e s a t n a k t t a e e l m p v e r e o n t t t e e s c . o t f T io h y n e o g u S o r R b i n n C v o p e t r s p o t r m t o e e t c e n t c i t o s t n a (w g a a h n i e d n t s h th t e c e r h e a s n g a e s h c T a h lo s e n n F o e ri e l b e n y g d a l y y l o a e u c f f t c e o o c u t a n s c s t n i n s y t o o y n o u e r u a i w s c a c it o h c u u y n s o t t u o Y r m n o iz u a a c n b a l k e n e - c n h e i o i n s -g n -9 a y m II e -
l W oc e k i e n r fo b r y m a e r d ra y - o g u e m of m th t i s w re il l t a t t h c e n s in hi c o a o t f e te d n in y c a a l u tion M acc o o r u e n y ts F a u t U t B a S re A r G o t S t t a an re f o d rd b B y r a th n e ch F D a I n C d . shies of r o e t s h u e l r t w o i f s e m ) utat movement, issuer blinkIllptCy or y b o y u c r o k n i t n ac d ti l n y g a y c e co s u F n e t n un in o e a s lA , t d h o ro s u a g . h Onine Services a
opened this ocean. h the cast your h it aid
wallies are located aims financial Services and rot Through be DA, cash balances are swept to depos0 Dividend Reiwesbnent Program (DRIP) Aroma overview
the tooditg braer, and you non make areport accounts at UBS AG New von Brarch ardUBS Tx eke reflected is an map price. You may obtain • YAM of tour accountfport6A, Net of assets a-d
• o A f s a c n le y e a r t r e or d o i r n o t m he is a si c o c n o t u o n t b a o g t r h e e fi m rm en s t s, rtIrriAl F C D a IC n . o B n a l B a r n a c n e c s h h . e T ld h e a s t e t i d e e p L o B s S it s A G ar e C n a o ym t M an o B n ra d n c b h y a th r e e t s h h e a r a e c s t a u r a e l p pu ri r a ch I a r s a e n d a u n n t d s e F r 0 in R n IP; i a P l a A l d ia ai l r s :J h r o O o r s d a y wh b o e l e • fi n A ite n s t Includes available cash balances, vibes fo r
roily us of ay eras or fraud teasing checks temp:only (nosed to the sovereign rise of the Cayman sold ad the cash wik be deposited in your account The restricted yeasty (est), and Global Time DffeillS,
reflected an your statement within 30 days after t was blinds an there is nog:mate or other oblation of divided fernenter* price applied by fie toter may uoren:cd mods to market, and carton assets not held
mailed or made avelne. LES AG to repay the balances while seethe UBS Carlon drier from the market pke at which the panial shares by the Fen. Does not include unpriced OkUtitielaialf
• Plea dente:tomer complans or Moans to he Branch's books. am sold at the end of the prim and current statement pen**, cr
Fim's C fent Relations Department X201-352-169) prate easements u vd stock options an
or toll-free at 800354-9103, 8:CO A.M. to 6 OD P.M. Bank deposits are not protected by 917C. Money Fun nrcsabie stods options
ET Mondry through Frday, or in weng to UBS shires we protested by 51K. See " LES Financial Sel-naf •C nb whole urn may be hinny:cur account. If you ore • (inns Wanes debt talices, ottstardtg mwgn
Financial Seam Pc,, Client Relation Departnert Account Fraction' below. mined to • parte snit as a result d• nicked payment loan, unit lint shot accarn balances.
P.O. Box 766 Union fay, W 07C$7. cc atomise, the dept will either sell petalunits at • CaMeraney balances. Total of Leawood mean
• A 0 sliernents shall be deemed complete and waste Lk:ionJour request, Dines n the bark deposits me be market price a accept an arnarn detained by a cash balances pbs dean balances at affiliated and
if not cbetatd to in writing within 60 days **dawn, and shies of a Moray Ford may be sneered clezttg agency, ada:edgy:ea non nowattikatid banks, ad money meat mutual and
• Fa TN services Call 044412.0%6 or from outside hunted and be proceeds retuned to you a your weep balances, at the die of tie statement period
the US.: Cal 201.332-149S stakes accent Invenent objectives Non.corardity free not balances in yax recent ay
• F I c h W t a r e o r c t n d e a n s s h t o r e t a a a r o a n n l f s n t e a s o c f n n m e h i r c N o ( s e n F I s s o T , 0 I r c ) x 7 c . a 0 . b l a , l 3 3 l 1 6 n l 0 0 p , 3 n A 0 a - 0 7 a r n 6 H e a 2 a n b - R r 1 t o b I 0 A a u o 0 N t r 0 B a U E , n B l S a v S e A d l w W e , S 6 c i e t a t l r h e o r • v d n f t l a i e o o c l o l , U o r B i . l S F a r r e o is b m b h y e i c n t r a a b g a l s li n c l c u u g o r B m r re r 2 i n w 0 n t . n i 7 a n e 6 t e f 2 a t r w - b e 1 o e s 0 u t l 0 l t r s 0 a a , . t v f e r a o . i l a a m n b d l y e o y w u ie r e l F d e s r p , o i n o t d p a t v e i a o ' i n A la s d b , v le is a o t r T i o e t n e a h v r a c e t e h s i s c i n e a tm a v c n e n c e s e o n t t u m t c e o n h e t b a n t a h n t e n e g o c d e b F t m e i j i n e n n a n c y y t p o i F v v u u a e o r r r f a y e n p - b a d a e l c y t x r h w i i s i a n a e k c e l s p c s n o r o n o r y t r a f i o i d n l b e u g b o a d a n i c n o c a s r o y y p u o e n u t c s k to n u b T s u o h e s i t s in a s t e n e o s y g ta s o e l f g T is t h s h i e e f e t s d s L e e f d f r u b o e n i m d d d s i s o n r t h t e t i h e t p e h r a b e s a n o * la e r * n d n c in e t w a s p t e a o e r n n c i d o o y d t o h r f n u e i r x e F d i a n i e r g n i m t F s ra o ro k n ? e . .
choose area the (plowing investment objectives:
Cal a ate as soon nye., can, if you tide you UBS Financial Services accent protection • hooka Correntinne: Investments seetg the
The Firm is a rafter of the Seanits Investor Protection
statement a receipt is won; or 4 you need more gereratcn of no:meaty.
Corporation (SIPC), which tracts securities custonws
nomiation tin a trader on the statement or
recent The Film or Cad hair (as applicable) must of is members up to 1500,000 (mckading 5250.0X/for
SDNY_GM_00027656
CONFIDENTIAL
EFTA_00138276
EFTA01278885

Ilnportalit information Jib° tit your statement (ex/Obliged)
Lending infarmation mounts and opticre or ong bid prices for OTC ,,vaen iti m less than the pee share !SIMMS the annuity cortratts, Alibates of the entrance
For detailed inform:ion on the trays lending motets securities. use wooded n the Ann statement. companies or spoon of dm unit investment mats
and *Mares. refer to your Client Relanywhip - Less wing traded securities maybe priced usn9 * Yee id/Mt:Ult.
Arreement or Accost Agreement rd the Cameral valuation model or the mOSit reCeent price we • Restricted securities Restricted soviets generalg - In addition to commissions mewed from the
hems and Conditions. LeaS Statement of Credit hedges obtained arid may net reflect an aduel market price are rot rummy Stable lea publk sale LOS Financial purchase and sale of Nexthoes funds, we nice os
available in Agreements and eau:insures at a vat- Sevres Use, the market lame of the esileitretted stock affiliate recent an nut inned revenue sharing
&Ant ub• comarcounrdnekinirs - Certain post Wins may appear without a price a.$1 of the sere issuer as an meted value fee the parent Iron Nekblures dittatAOrt, as tel at
will Pixy at 'price was not evadable' if we we restricted stock For purpose: of the irOPPIOIlt on4r. To furding for kohnologt derethornent, training and
Your asset unable to obtain a pnce for a security. the Sent that restricted secuthes are eli)bte lot sale, Moats:in.
Your Raton-ern demies securities and other assets held - Deposes or smote, denominated Mourn/to the vats received may be skbstantolg less than the — Our affiliates ago recs./evading coorrassions and
in the account al the end of the statement period You Otte thin U.S deign am reflected at the etIonge obteed rake shown other compamatian horntextual funds and anstrance
may ra for &Way of lug paid sea-flies At any tine. rate as of the statement date <amanita whose products we &Oath&
You mat recent studies used as loan collateral Ater - Fa (Klan securities raring in nonce/Veining • En. (estimated) ineaelw current yields and rates. - We recent an mat fee from Les en USA and
pay'rg any balance Ode an them. Ant securities Omomnahons. Otte and quany (lace vats) may M estCuts of anal borne is laced on current ISS AG Stift(o rd Branch of up to 125 per account
tranPecred to the Fin, drip the statement period are have been adfusted to facilitate prep. vabOcer. drideril and merest filet assuring the seOliteS will sweeping to the banks under the LAS Boa Sweep
toted at minuet value as of the end of the gamin To cbtan current quotations. when avatabre, contact be held for one yea. from statement date or um' Programs
mood your Frunrial Arita. maturity This estimate 4 vet a guideline, accuracy
• Cost bop. In determining the coo bays of the rd continued income are not guaranteed Activity
seckanties included in this Paton" inhere indicated • Private ilWealWiteltS and *Pictured produces. — Est:ruled anal axone rid current yield for Information regadng CCMMISSOIS and other charges
rah the number 'I,' Les criancie Services Nis repel Private nwSlment SeCtnlieS (rc With drect certain types of saran.. cald (*We a return of intoned in cornea ion with the execution of trades,
on information obtained from sources other than US$ pan <oat un program and real estate imestment trust prncpal or capital gans n ;Mich case the est inttadng option transactions has been included on
Financial Sources, rcludirg itormation Iron another mirrors) and structured porlacts are orinnalg income (awlcumin ywl would be overstated. COnfirmatiOns inwaus/y hannhed to you, rid MI be
him or that you may haw provided to you Financial liacuaci Conan ;nurtured on:duns have not been — Estimated anal income and current yield and the Provided to you poi-taffy on moose.
Athisor. The Firm does no.trderdently verity cr registered with the SeCuitiel and Exchange actual inCOITie andyield mag4 be lower or higher
9satanlet the mono or vlidity or ary elamtion Cannusion or under any State smuntres laws. We than the eslmaed amounts Shore seeing
provided by sours other than LAS Franco' Sown. soothe estmtted vales for private nvestilynt — An imamate of arrwalved PKOnee (dividend *Ida If you re engaged n short selling a securey, you may
h acklitian, atbaugh LOS t ethical is Fun, poking; and structured products for rilorrriat oral interest) dirded by the current mates incur a charge ciao to cereal banning coos for that
Workates this almost kin win received, the Mrp:641 omit Accuracy is not guaranteed ration-ape balances baud an the Ian dividend pal Maly security.
does not envious an/ asSUraTeS that the nformattin - These values may differ SekStantiabi from prices, d a Merest payment madebythe issuer and
under "Cost bast' and Lorealeed gad. loss- 6 any, al which a pirate imminent security a assumes the settritesrdeposts will be held for cm Open orders
aCcurate as of the date of this statement. As such structured product may be bovnit or sold and do year from the statement date or until moray. Regarding open a • 9:O6lolicanceileer orders that
please do not rig on this information to make not "Rerun& maroon, the value you may receive Accuracy and continued yield we not guaranteed. were root emoused by the statement date, open buy and
purchase cr sale decisions. for tax purposes or 'Pon liquidation. tel stop orders are reduced by the amount of dmdenck
Ott Accounts Premed to the Fim may - /hag party estimates of obs re as ol a certain • AIMS not held by CBS Fieriest San/ices Certain 'nips on an vodividends or ex.rghts thee unless
reflect garlloss Myrna orn only fa the period of date and re applied to UBS Financial Services on a assets are not hell by the F rm and not tram the mauled otherwise by you. rot are respornbb for
time they ire held A the inn More hive/cal regular base by an independent valastOrs firm. rem's possession or control. These assets are orders that are executed der [orate' 'alum to cancel
information can be added by year Financial Achisor. - auto general panner or sponsor est: noted vales depbyed on goo ststemmt la informal:anal "fling Wen orders
• Urreatited gaits/losses Noun data is available, if try, are supplied to the Fin by the sitar, purposes ong. Positions and values presented are
egmbedumeafized gardlosses are calculated for general patner a sponsor and may be tabulated provided by the issuing fern UEK F nthcol Serwes is Primacy
martial swum, lots the transaction data for based on deferent rdormation hum that used by not responsble for ter rtormanon and des not ro plasm a copy of our current Client Matey Notice.
61M:tat lots may or mat not reflect commmitto. shed polies to derive their fiblitlted V3k/PS guarantee es accuracy. these assets we not protected please contact goer Financial Advisor or vial ow webute
charges awlsor security reorganital Ken events - You can obtain adorning Nanterre-paring by WC or the Pm's supplienwital comer at ayow ?Or mintarivanfirdex.
Dividend and other renvestnent lots aid systernalk the methodology used to determine the estimate of - 1.85 Financial Senores is not a bath. The BMA, Mows
pocking lots are each corbi-ed to display or* value ad the dale of the rt.:matron that tithe • Revenue sharing and additional compensation. Seniors Arrant SSA and IRMA re brokerage
averaged lot. The • trade date' coiann presents the basis la the estimate by contacting your Fivexol — n addict, to commissions an sales and 12b' I fees aCCointS ?Mich provide access to bank ing 14.1%.0 and
anginal transaction trade date Advisor. received n connect ith with the distrtaion of mutual products *mall mangemente with affiliated bats
• Callable securities Bonds and preferred stock that - TWO party estenmed vales may be reflected as funds to out <lots we ands our atM ate name and other her-party banks, and provides access to
the issuer <all foe bog redemption wit be selected Not priced' n several situations. when an reverts Owing payments from drstrbaors ardor inraxe and am ity products issued btu-affiliated
irpargally by lot from among all secuthes of that anclepemlica valuation km has not suppled a is adman of the mutual funds that we sell. These thrdparty raffle Companies throe.* invoice
issue held in our name or n nominee none for or unable to assign a vast wren we become aware amounts are based on two different conporents: (0 agency subsidunes a LES Financial Seethes Inc.
clients Call lean Mammal m obtained from third that a material event has conned that may will a the smart of sales by l.SS &spinout* mutual - Faimirstrt. 61Utlerte, rid annuity prOdsClt
pales ad es accuracy is not guaranteed Other call previously reported yaks MP question, cc when a find family to our clams, and 60 the asset value of a — Not CDC nand • lb bank guarantee* May bse rata
features may oast which cciad Elect Oak( complete value would be highly speculative due to the nature particular mutual Ord fry; shares hey at the — IMA ReSOSCe Mawr-rent Account. Business
nth:matron will be provided upon request of the secunty. fon Serums Account BSA. IRMA and International Resource
• Catificates of deposit (CDs). COs ate FDIC nsured - When nether an esuee, general partner or sponsor — We and our affiliate also receive networking and Management Account are tegol seed service marks of
kp to $250,0)0 n mince:kg and accrued interest per est Mend value net a thirdpoty estimated rake is annburs processing tees in consedwaton for transfer UPS F conchal Services Inc.
depositor and per depository inslitain inaccordance mothIed, the vats of the security will be deferent agent steno., that we provide to the mane, funds — vita is a registered radioed, owned by Visa
sveh FDIC nips. foonrn its cenhase price. These fees scrotal& are paid from Mentor assets htionerianal Seine Association and used undo
• Pricelvalue Antes dispLaged for securities and other - •Drsit buttons to dale' may include return of the mutual fetid and at a food dolls' ainoixt based kerne_ The LOS Visa cede cards rd the LAS Visa
products may be hgher or lower than the Pthe that capital. exam or both. on the rioter oil accounts at the broker-dealer debt cods are issued by Led Pant USA with
you would actually rams in the market. feces are - 'Orignal unit site' represents the rtial offering holding nuual funds of that find Limy permission from Visa U S.A Incorporated All Othel
obtainedhorn vases arid pal, sources thCh we priceper unit and may not reflect etas cost basis. - In *M0P, to commissions received in connection rad/markt registered trademarks, service marks arid
Marne to be nibble, but we do not guarantee thrii - DPP and wasted REIT secuntes arc not tried on a with the sale or castrbutcn of arnity protracts and registered service moles are of their respective
accuracy national worms exchange, and re generally unit nuestment trust unts to our chents, we rider owl:lams
- We generally use the closing price when bobble re &Mad and men t toy can be sold, the mice ors iterate receive revenue sharing carpensation
ht mean of the bid and air prices la kited from num of the ilttllIrKi• <cmpalies undwWeitiN) UPS It:vandal Services Inc. Rev 20I7II
SDNY_GM_00027657
CONFIDENTIAL
EFTA_00138277
EFTA01278886

1.185 FeImolai Services etc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2018
CNP70056978330410 Y1 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXVVEll. BOSTON MA 02114-3252
Friendly account name: Inclv. Millennium
Account number.
Your linancial Advisor-
SCOTT STACK MANSLYLE CASMEL
Phone: 212-821-7000/800-308-3140
Questions sboutyour etsternest? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeLine at 800-RMA-1000, on Marth 29 (s) on April 30 (1)
account 029028776
Your assets 754,044.00 761,445.00
Msitour website: Your liabilities 0.00 0.00
www.ubscomilinanciaisewices
Value of your account 5754,044.00 $761,445.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. an nuak reditrepot com Tracking the value of your account during 2018
Vafue of your account
the usanc'S at year end 2017 $726,413.00
Your nvestmmt return
683 7 7264 75,30 7•6 1.4 Change in
market value $35032.00
Value of your account
on Apr 30. 2018 $761A45.00
252
Dec 2015 Dec 2016 De( kl 7 SA81 018 sOf 2018
Y GM 00027658
Member 51PC CNP700CE005697683NP7000188720 00005 0418 03057500 Page 1 of 6
CONFIDENTIAL
EFTA_00 138278
EFTA01278887

SUBS
Resource Management Account Account name: Your Finandal Advisor.
Friendly account name:Ir: STACK MANLYLE CASRIEI
.'CIc Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
Apr,' 30 (5) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives ace 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 761,445.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $761,445.00 100.00%
Value of your account $761,445.00
Eye on the markets
Percentage change
Index April 2018 Year to date
S&P 500 0.38% -038%
Russell 3000 0.38% -0.27%
MSC I - Europe, Australia & Far East 2.57% 0.94%
Barclays Capital U.S. Aggregate Bond Index -0.74% -2.19%
Interest rates on April 30, 2018
3-month Treasury bills: 1.83%
One-month LIBOR: 1.91%
CNP70003005697084 NP7000leeno 00005 0418 030575004 Y_GM_00027FAIr 2 of 6
CONFIDENTIAL
EF1'A_00138279
EFTA01278888

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS friendly account nami inriv Wienmorn OTT CIAO:MANN VI F CASRIFI
April 2018 Account number
Change in the value of your account
Apnl >C IC. (1.. Year to date IS)
Opening account value $754,044.00 $726,413.00
Change in market value 7,401 00 35,032.00
Closing account value $761,445.00 $761,445.00
Summary of gains and losses
values reported below exclude PrOducls for which gam andlosses are not Odslified
Realized gains and losses Unrealized
April 2018(1) Year TO date(3) gains and losses (4)
Long term aoo 0.00 111,445 CO
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financed Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current incase & capital appreciation
Your risk profile:
Primary • Aggressive
Investment °lig ibikty consideration • None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, first Out.
SDNY GM 00027660
CriP7C003305697835NP70031eeno 00035 0418 030575004 Page 3 of 6
CONFIDENTIAL
EFTA_00 138280
EFTA01278889

4
UBS
Yournotes
v_.,oner 4.6
CONFIDENTIAL
EFTA_00138261
EFTA01278890

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account n - Si-en CIACI 1.”11] .cu
April 2018 Account number.
Your assets
Some pnces, income and current values ShOnn may be approximate. AS a 'nut gans aglOsses may riot
be accurately reflected. See taiportain intoratabOn about your statement a the end of ttes docurneM for
more inform son.
Non-traditional
Private Only funds, Hedge tunes, and Other investments are held in your UBSFinarcial ServiteS Inc. (UBS Estimates of vane Fratied b1 issuers or 'Sedan program (which are gene ratty 'net asset vaue' estimattS)
FS) trotera:je account. The potions reported below reflect the records of the Issuers, and UBS FS does not are shown as' issuer est. value pet For Private equty tunas, • Est. value per unit • is a ea ue updated
patentee the accuracy of the I Wormaton The value shown is not necessarily the value you would receive panted', based on the Net Asset Value NAV') in the fund a of the date specified °lusted by acting
from the Issuer if you sddthe assets. Funds sorely Kid by UBS FS ate subject to ongoing due digence, otatal rails and tete racti rg clst el:Anions since the NAV date The NAV is primarily based on estimated
athough the level performed may vary A closed fund may be subject to no ongoing digence A fund t ha portfolio vaues provided by the underlying fund sponsor These two values may vary became of differences
you purchased elsewhere may never hare been suttect to UPS FS ciligence, although PBS FS may receive a In the way they were estimated and because the • Third party eve. Otte per unit' may have been pupated
fee from l lie funds manager, whir h may constitute a majority of the managernentrincenti* fee. Please CAIN. bass of financial irionnaton other than year•end Repoled estimates may not reflect resale,
contact your financial Adersof with questions. • Est value per unit' is an estmate of value supohed by an liquidation or repurchase value, F any, and may not reflect dst Soutar; of caoital until the next valuation is
independent waluation inn and reflects adlustrrents for factors such as the equity of the units. let:Cited, generally on an annual or serrtannua basis See Important intoratattOn abour your statement at
the end of ths sick/went.
Hedge funds
PurchaSe PIA&
Iv:tart:lei Meta% pace Client Cost Puce per share value on Unrealized (tai) imemnx-nt Hddrg
widng of shares per share (S) investment CO basis (1) on Apr 30(S) Apr 30 (S) Odor IOSS (S) return (S) period
ALPHAKEYS AMAIN MO
BROKERAGE AIO 3131118
Trade date: 650,000.00 650,000 00 t.000 761,445.00 I 11,445.00
Your total assets
Percentage cr Cost Estimated Unreaired
Value on Apr 30 (t) your account bass 01 annual morns 01 On of loss (S)
Non•tratfitionel Hedge feeds 761,445.00 100.00% 650,000.00 111445.00
Total $761,445.00 100.00% $650,000.00 $111,445.00
SDNY GM 00027662
04M:003305697N) Nr7003183770 0003S 041$ 03057900a0000 Peg* S of 6
CONFIDENTIAL
EFTA_00138282
EFTA01278891

*UBS
Your notes
ErA of suremmt for account number Y1 281M ss
CONFIDENTIAL
EFTA_ I38283
EFTA01278892

Important information about your statement
L. Fa-uncial Services Pc. (the Fern or UBS entail her Iromyou no later than 60 days ale the F rm thins for cashi. Ethbnatay brochre nubble upon • Acker* Capta/Appteckeion: Investments seeking
Strobes). is a merrber of all principal washy, ccmrrodty sent you the list statesnent on which the erns or repast or at mine sac. org The WC asset protean growth of amuse' rather than the generates of
and weirs exchanges. UPS Financial Semler, and 1.85 Problem appeal. knits apply to all xcasec tut you hold in a particular income
Balk USA are retied subsilones of UPS AG and - Proved. yotr name ad xcant Metter 64 any) capacity. • Produce ComftWation of income and Gab!
affihaes of UES Seabees U.C. The Files Inanoal - Cksabe try error or the nosier you re enure the Frt. together with certain aff Ares, has also ApereretMv Investments weang both the generation
statemert C available upon recited. The Funs execute about, ath baton as <barb as you cm oily you Pedaled 94Plentental innate the mai mum of nccme and growth of priximl.
off bet ere a. believe d is anent a mew you need more amount pgrble to at ek)b.eclicts, colklwek Linde'
itramatien this protection is S500 million as of December 10, 2016. Overall risk profiles
UBS Financial Serece, - Providethe doles arrant a to suspected era. Stbact to the poky cordite:a at Imitations, cash a • Consomme Seeks to martin renal pro pal meth
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low ride ad volatility to the accare meat even el
Weehawken, RI 07086 The Finn or Card bsuer we reassume your tempter., aggregate kr shwa accounts held n semi:Wag that means the accart does rot generate significant
and stet coned any emir cremate/. For alleged emu capacity ALI ccpy of **poky wadith is nobble income a rearm and may rot keep pace with
This stattrinnt represents the only official record of you' Molex; UBSVthe debit cad transact:am if we take upon request. infantry.
LBS Financial Services account. Other feted; east more than 10 be inns days to cloths, we willcredit • Moderate Willing to accept some rids to principal red
official th.dxunents. contanng conelidngdaa should you await for the amount put that is in error. Botha Neither the SIPC protection nor the apphrnental
not be relied wan II you berth* thee is en tier a you was have the use of the money during the tine it prottoth apply to: tolerate same volatity to seek hiker return,.
omiseon please report it immediately n writing to the takes us to amplete our iwestiption. • Certain invite! assets controlled by (and inthied n • Algtaressioe: Willitg to accept hip risk to principal at
Branch Manager of the office wvith your account. your account value) but held awayfrom UBSFina-col high volatility to seek high returns over time.
Please make all checks payable to the Fern or the Services. For gyrate certain (i)insuraxerorodths. • amesement Elgiathey Consideration: If selected a
Altheap saliva.' shown re intended to be accurate, threat incaution notated on the front of the including wadable enmities, MO 00 shares of meth portion of the portfolio for that account may include
statement data thauk1n ot be used kr tat purposes Rely statement In addition to negthr bean lees, accounts funds registered in the name of the account holder on complex drain*. kneed liquidty andante.
solely on yerend tax kirms. (Le , Form 1099. 5498. ma/ be abject to mantena-ce lees, (haves for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) t w aw h e to n D re re w p n a m to g t y h o e u IR r l S a a x l r l e ta tu u r b n. le T h d e e r F :l i e m nd s s, p am ho ou n n e ts * k n r c s a e s c h u a r c iti c e o s u p t u h rc h A a c s c e o s s a t n s d t c h h a a t r a g r e e s t k ra r n u sf n e p rr a e id d • I li m m e it a e m d p e a n r t t n c e c r r s tr h a ip c s ts a o n r d n p v ri e va ri t m e p m la t c i e n m te e re n s ts ts ) k th g at . a re Statement •householeing•
mporubb noretztabk chided and uxdok inked to other instnecns may be subject to a transit( fee. not registered undo the Securities Act of 1933; We may consolidate al Mated account statements with
end en securities held n wir accost, net proceeds • Commodities contracts (e g. foreign ethane and the same address in the same erreetpe, eg. became
on the traroadthe, ad con basis on certain covered UBS Sweep Options meows metal contracts), mcludirg futures contracts they have canes take mantan join imam
stashes. 1,65 offers options lor sweepreg cash balances to bat ad conmcdity contracts; and relationshios wen other clerks at the urre address. If
CiathrtailatIona with the Firm b d a e n p k o s s , t r n ac s c le ou y n o ts w a le l t n o m n- u a t f u fi a lia l f t u e n d d b s a (M ts on a e d y F A re ba d t ) e a d d • B Depos U it S a A c . c U o B u S n t 4 os p 6 (eti xo U cn . S ep . t b c ra e n rt c if h ic e a s t e a s n d e t b d a e n p k o s s n it ) t a h t e 1 .135 y s o w u a p th ie e t a e r t n o e r lc e o t e ir s e , y in w d i m vid a u yd a e l s c t l a in te e m h e o n m ts e m hc a a i d le in d g ' n try
• Please reconfirm eny oral cormroncaton, in wring the trernsitimal °Wont Accort (DA) for customers FDIC Insured Deposit Program. caning your Financial Admen
• u o I t f o f t t t f t h e u h e i r r s t f h i t s n h e t a e a r n t p S e c r m e i o a o t l e e s i n t c i h t i t e i y s t s u o n I u t n o i r o v t r e L n i s B l a t l S o s n r E . t P h i r n n e o d t t n e o u c a p d ti l o r e S g n f t t A r y o o o c k f u t e t r ( h S s r e , i P g L A t B o r T a S r il D b F w a r e i o n t p g s k o m s a s e e p s n a I a n a r c t t r i e c e c r o i F n p u a D a n t t I i t n C o a n g .i a l m n U l u W B t r h 5 e e d a B U i r i n r B m k a S c U F M a S D a d A I n C e r a 4 m e g n d e s e m n t r w o e e d n n e - t D t a A e f f D f p c il I o i c C a s o t i n e t s d e t n. n a o T o h n b e t a y a S k o p m a u p t l y s e p l r t a r o t t o a e t t l e m h p c e r e t o e o r t t e s n a c . s a t s T i n o e h d t n s e t d e W h o v e e C n s s o u o 4 t p n p p th r l : e o e t m e t y e n e o c n t t t h h t a a e g a l r p w a n r n d i o s s t e t t h e c a e c h p t a i p o n e n g a d e - s o I F c N h ri o e s F n e r d n ie l b y n y d a l y c y o c a u o c u t c o o n u t a n n s a s t i m s m t a y e n o e u 1 w 5 a it h c u y s o t u o r m r i e z c a e bl d e k 'n ee k p k i n th a ne
Financial &mien carries yob =ant as during Fa more defamation, please visit new f dic.gov. Deposit in the make/ vale of yes investments (whether at a has no legal effect thyme. account You tenths-op
W tet e h i e n r fo b r y m a e r d ra y - o g u e m of e t n h t i s n r t e h la t l h it e h s id hi e o a W te e d e° in ye s a it uton M acc e o n un u ts F a u t t U ' B a S re A r G o t S e ta a n r f e o d rd b B y r a th n e ds F D a I n C d . shays of r o e t s h u o l m t o m f e m ) idst movement, kale( benkruptcy cr y b o y u c r o F n r t i a e c n t d in ly g a y c e co s u F n i t n r m un o e s s t A , t d h u r l o t. u % g h Online Services a
opened this ocean. h the cast your h it aid
start/es re located a LOS financial Services and rot Through the FM cash telexes re swept to deposit Dividend Reinvestment Program (DRIP) AD:aunt overview
the imedacig brae< and you mist make a repr accounts at UBS AG New von Brarth and UBS AG Tx poke reflected tan average once YOU may obtah • Yak" ofPour amountrporKeo Net of assets ad
of any error or omission to both firms Cann Branch. These deposits are not itrured byte the actual the Iran yos Fart Adam.. Ordy whole litanies
• Asdelisted tithe accoutt agxements, you one FOC. Balances held at he 1.8S AG Cayman Branch are shares are purchased under DRIP; partial shags veil be • Assets_ Includes available cash balances, vales for
roily us of any elms or fraud Writhing decks temp:only ached to the sovereign Mt of the Cayman soli ad the cash we be deposited nyour account The restricted security (est), and Global Time Deposes,
retlecied an your statement within 30 days after a was blench and there is nog...ante or <thee °bloat of divided (en...semen price applied by the Baer may unrebroth narks to market, and certain assets not held
mailed or nude sweetie. LBS AG to repay the balances while en the UBS Caplan Oiler fromthe make pica at which the panial therm by the Fins Does not include unpriced ofturitieslassets
• Planedied othorror complaint or harries to the Branch's books. re sold al the end of Ilse prim and anent gatemtM weds, cr
Finiss C fent Reati:ns Department x 201.352.169) prwale raesanints u od stock options ad
or toll-free at 800-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by gPC . Money Fund Cash-Mlieu ciercsabie stodi options
ET Monday through Friday, or in wing to UBS shires ere protected by 51K. Pte.-LOS Finer-col SiteiCt Cnb whole urns may be Arid n yob acccront. If you re • (them' hcbdes debt bens, cutsta-drg margn
Fiunual Semites ex., Client Re aticre Dep./neat daunt Protection' below. ern Ped to • penal the ea a result ol • %third pitmen loans, credit lint, chat accent balances.
P.O. Box 766 Union City, NJ 07007. or otherwise. the Firm we either sell panel units at • Cathritomy balances. Total of whetted avalaba
• A 0 stamens shall be deemed complete I'd acarae LiXn your request, batixes n the bent deposits mag be mete price co accept an anthrn detemined by a cash balances, pbs dethot balances at affiliated and
if not clapclid to in writing teeter, 60 days **dawn, and Mates ()lath:my knot may be inland clewtrg agency, ad credit you account. nonaffikated banks, anal nxney math/ mutual Ltd
• Fa TTY services_ Call 044412.0986 or nom outside lcuchtect and tie proceeds retuned to you a your weep balances, at the cbse of the statement period
the US.: Cal 201.352-1495 storks, ;occult Immortment objecting Nal.cormedity free ma balances in yar secant ay
• E c f h W i a n n r e a a d i e s m m t h r t a a e r o a w n l f n s $ k o a s e e c f n r n e t . i e i r o N c ( s e n W I s s o , 0 O I r c x 7 c a . 0 . b t l h , l 8 9 e i 1 6 2 s 0 p , t 0 N 0 i a r - 0 r 7 r t e Q H e h a a n - b R 1 r t b o I 0 M o o u 0 r r l V 0 i B U E n . B l S o v S c A r d h t V , S h t 6 h o 1 m e 1 o r - e o i i n t f t c h i l o c o k s e U b P i , l S F a n n u e c b t l w o t y e i c u n r a b g i l n s li n c t c o u g o r r 9 m r r e r 2 i a n w 0 t t . c n i 7 n n e 6 t e a w 2 r b - e y 1 o s e 0 u t k 0 t r h a 0 a t v f e r a o . i l a a m n b d l y e o y p u ie e r l F d e e s - p , a i o t x p a ia t v i a o l i n A la s d b , v le is in e P T i e s n i a h l g v e c e e a n h s s i M f e a t i m c c e a a c e d c n o n v t h u t i c s e o n h e b t m a t a j h n e n g e c o d t e b F i v m i j i e e r n m a s c y y t p i o r o F r a u o n o r y r f a N r n b p id a e t tb h t x r w i i s i w n a e k e l w p a s n r i e o t y r u i f n e n i a le g t s K i o a d i e n c r e c t o a t o s r p y y u o e t t c u s t r . e to n u b T s u o h e s e t n U a t e n o s l y t s f a o t . l g f T is O t h h i e e n e s c d s e L e f f r d ( u o t e n h m d d i s i s o n w t i h t n e h e t e ' r h m b a e a s y o l s a t r h e n d n c * in e t w s a p - e a o y r n n c i d o o y d u t o i r c e u s lo e r F s o d i i r e n f e g m i F t s v a r e - a d w le . .
choose ent of the (plowing investment doily-ties:
Cal a mite as soon bath can, if you tile yes Pisancial Services accown protection • Produce Currentheorec Investments seelcith the
The Firm is a member of tie Sevnin Melte Protector
statement a receipt is thong or 4 pi mid more gereratcri of nccmeot.
Corporation (SIPC), which pthaects securities oatonws
nionnaten extel a transfer on the statement or
receipt. The Film or Card hue (as amicable) must of es merrbers up to 1500,000 (including 1250.0X/for
SDNY_G M_0002 7664
CONFIDENTIAL
EFTA_00138284
EFTA01278893

Ilnportaut information about your statement
(continued)
Lending information swedes and epticat or only bed prices la OTC ,,:tived may be less than the per Shore !slanged the sinewy cormads, Alwates of the entrance
For chlaied inn °ring cn Cr, the Ferns lending woken sew-slits. ',Jut crowded n the accost statement. companies or sporran of to snit invenment woe
and dikbares. refer to yar Clem? Relate:whip - Less Aetna traded securities maybe priced usAg a urn castrieute
Aerometh or Accent Agreement rd the General valuation model et the most went pro we • Restricted securities Restricted marines genralb - In addition to commissions recered (flan the
In and (endless L85 Statemenl of Credit Preakes ebIaned and may not reflect an aduel market price re not enemy eliglole tor okblic sale LEIS Financial caches* and sale of Next/Ares fads. we ardor err
available in Agreements end Oodcgures at a vase Services usti the market price of the unrestricted stork affiliate recess an asset-based revenue :Wring
name ubamenracreredrerovems. - Certain postern may apnea *Mout a price rd of the Salle ewer as an 8-nosed value for the porn lean NexiSlures diarbaces, as well as
will :tow al 'price was non avalable' ii we re restricted stock !or pudo:o: of the :Women. only To larding fa *chock% demesne training and
Your *nets unable to obtain a price for a sexily. the even that restrkted secuthes are Arable lot sale, abdication.
Your Memos, denletS smite. and other assets hell - Deposits or sources denominated in (mercies the yeas recessed may be stbstantialb fess than the — Our if dales also wee* tradag conmss.ons rd
in the accountant* end of the statement period. You other than U.S dollars at reelected at the whinge tossed vat* shown other compensation fromreuse funds and insurance
may ask for &teed of lutt paid ttn-rthes n any time. rate as of the statement date ompenies whose products we Subs.
You mar receem counties used as loan collateral after - Fa awn securities trading in none:deeming • Est. hotinsted) income. cavern yields and rates. - We recent re mat fee born ($5 Bak USA red
pay'rg any balance dr on them. Any securities denomeatonw price and qua-fay0re yaks* may An ea iate of null bcce* is bated on curers LEIS AG Stamford Brach of up to $25 per account
IraMerred to the Fim drag the statement penod are have been athusted to facilitate proper velure' s. dNicfer4 and nterkl rate, assuning the sentries will sweeping to the banks under the LAS Bari Sweep
loted at market *be as of the end of the gatemen TO obtain current quataliton, eken avattabre, exited be held to ale year from statement date or trod Program
prod par Fauncial Adria. maturity This estimate is ceder a gutters accuracy
• Cost batik In determining the cot bays of the and cartnued nearer are not guaranteed Activity
southies included in this awned. where indicated • Private investment and Minted products. — Estimated moral ixorne rid current yield for Informaten regkolng CCMM6SOIS and other changes
wen the number 'I,' Lescrianciar Sennces NIS reliEd Private nvegment SktftleS (PC tacrog drect certain Apes of secutes toad nclde a *Ken of incurred n connection with the ex...au:not trades,
on information obtained from sources other than US$ pat noon pogr am and real palate innnUrent trust [afloator capful gans en which case the ea. indadng option transactions has been redacted al
Finanoal Stoke,. rclislirg infirm:Rion from another louden) and structured pedals are gentralks hghb income (end curer* ywl would be overstated. COniernItiOre previously furnished to you, axe yell be
fan or that you may have provided to you- Fin.wial iticski Cagan aructuced predicts have not been — Estimated anal inceme and current yield and the Preened to ou promptly on moot.
Adroit The Firm does not irdepardently verity a regrstered with the SeCuitiel and Exchange roar Iran* and yield mitt be lower or higna
gesantee the accuracy or %tidily ot a Summon Cannusisn Cr under any State counties lass. We than the estimated amounts Short seeing
provided by torus other than IBS Fiancee Strikes. prow* oersted vase for private nvegirtM — An eslariale of annualized won* (dividend sera If you se engaged in short selling a souray, you may
In ataitiort adnaugh LEK F nomad Semen throwalb securities and structured products for Mornay-el interest) chided byline anent mat* incur a charge dae tooftenboning cons for that
updates this /Rama ion este received, the Frm ants al, Accuracy is the guaranteed webaravaagr balance k based on the Ian dividend pal kulat seathy.
MP not provide any anUranCeS that nformation - These values may differ sisbRantialay Iran prices, or merest paymerc made by the issuer and
Ander 'Cost base- and 'Urrealeed gantlets' 6 any, at which a poste rmsteinerff Security a d19.MeS the securinesideposcs will be held for one 0p.m:seders
accurate as of the date of the statement. As suck structured product my be bowie a sold and do year kom the stationer* date or until maturely. Residing open or loodnecancethdt ceders that
pleases do not ay on the information mike not "Formlstk' Wetter* the vas you may receive Accuracy and continued yell re not guararceed. were not rmarand by the swarm date, open buy and
arches a sale decisions. fa Ice the ce Lem licuidation. set stop orders we reduced by the rare of dmdends
of *Ms.. Accounts Ira-Owed to the Firm may - Thad party estimates of vale re as of a coon • Assets not held by WS Financial Senrices. Certain rigks on an vedividerds or eetrAhk :Ste unless
reflect galloss Hama im only fee the period date and we "spied to MG Financial Services on a assets are not head by the f inn and not wenn the winded °theme* by you. vat me respanbff for
mina they Sc heel at the Fenn More historical regular base by an independent valastion f inn. Frm's possession or cannot These assets are orders that we executed die tortes nature to cancel
'nformalion can be added by you Financial Advisor - ksuer, general banner or spencer estimated ratio deployed on yos statement fa infernal:anal "Ming Men orders.
• Urruiited gaitsfionet News data a avaitable, if any, ere soplied to the Finn by the thuer, purposes My. Positrons and values presented are
eArnred soaked gear:losses are calculated ficr general panne( or sponsor and may be oaktiated provided by lhe issuing fern UEK F nano' Soots is Primacy
ncividaff softy lots. The transactean data for based on deferent rdorrnation ban that used by not responsible for the ntormaton ad &es not To obtan a copy of err wont Client Primacy ka:cke.
advilaal lob may or may not reflect commonoro. 'hod polies to derive thee ellimPrd guarantee as accuracy. these assets ate not protected please contact your Financial Adder or visa au webute
charges rigor security resorgani:at en nests - You can obtain additional information regarding by SEC or the Frew's supolormstal CPC coverage atenwstennembeivenrwo.
Dividend and other renivestment lots and systematic the methodology used to determine the estimate crt - 1. $ Financial Strikes is not a bath. The RMA, Boons
purchase lots are each combeed to display ore value and the date of the atamation that tithe • Revenue sharing and additional compensation. Seniors decant SSA arid IRMA are brokerage
averaged lot The • trade date' co/awnpresents the basis la the estimate by contacting your Financial — an &Union to tornmesons an sake and 120- I lees accounts which prude access tobanka services and
original transaction trade date Advisor. received n corned inin with the distrtacon of mutual products araiges arrangements with affiliated barks
• Callable securities Bonds and preferred stock that - thief party estimated skates may be reflected as lints to our dents we adder our anyone recent and other Ihielparty banks, and provides access to
the issuer cats for ea redemption wil be selected 'We priced' n several aurae-4' when an 3everts Own, payments from drsta•Acrs ands Mine and amt aty products issued by staff dialed
iroarhaelldy by lot from among all secuthes of that ncleperdent valuation km has not supplied a is adman of the rrutug funds that we sell. These fhidtpaity rearance comperes throc* insurance
esue t n our rune or n nomnee name for or unable to assign a di*. when we become aware thorns are based on two different components: (0 agency straideres of IBS Financial Motes ix.
clients Call feature Hairnets:qui obtained from third that a material event has ceased Out they call a the nay of sales by IBS of a particular nanual - hmegnent irourance. and smutty prodacts
parties and is accuracy is rol thoranteed Other call IreWatAr reported yaks the question, cc v.hen a find family to our clods. and 60 the asset vats of a - Plot CDC Oared • fito bank guarantee* May be vela
leases may eikt which card Elect Wekl. compete. value would be highly speculate.* due to the nature Patten's rnAttal fend 1r4', shays held at the — WA. Roam Management ACCOOT. Business
nlorthanon will be provided upon *gSueest c4 the secunty. hen Seems Account BSA. IRMA and international Resource
• Catificatas of deposit (CDs). COs FDIC nsured - When nether an *Suer, general WOW a SpOrnOr — We and our affiliate also receive mercenary and Management Meant are *gni seed 'erect marks 01
tp to $250,0)0 n minus' and accrued intact per est Mated value nor a thideany estimated vela is omen processing lees in consorters for transfer LEA F runnel Servers IN.
&pouter ad per depository instils:on nacerbate° gronded, the value of the security willbedeferent aged services tar we prove* to the mLeual funds - VISA is a registered wowed owned by Vita
wits FDIC aims. from its arches prate. These fetes generally re paid from Mentor assets n thernrional SenkeAssocetion and used under
• Price/value Pros dispLaped for sou-Cies end other - 'Distributions to date' may nix* return of the mutual hand and are a faced dolls. arcked bawd [cense. The 18$ Visa credit cards and the LEIS Visa
produces may be hgher or Wee than the price thkl capital,. north or both. on the meter ol accounts at the broltendealer debt cards are awed by WS Bank USA with
you would actually lowe in the market Pekes me - 'Oregnal unit vs' represents the initial offering holdng nuked kends of that told faintly permission from visa U 5.A Incorporated All otter
obtained from unan *hid prey sources thch we price per unit and mw not reflect you cost basis. - n addition to cam ics:am nxeived in connection trademarks, registered trademarks, service mats and
beirne to be relabk, bid we donor guarantee thee - DPP and tatted RElf senates are not listed on a with the sale s eistrbuten of amity <attracts and registered senate marks are of their response
accuracy natienal sources exchange, and are generally unit nwelment trust tents to our orients. we ardor can:lakes
- We generally use the closing price what adilbleor Said and event they can be sold the price es MISS receive revenue shying comomaton
the mean of the bid and ad` prices Icr kited from nary of the ittarKe<cmpalies undwweirag UPS Fivancial Services Inc Rev 201711
SDNY_GM_00027665
CONFIDENTIAL
EFTA_00138285
EFTA01278894

lies financial services Inc-
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 May 2018
Chle70056936990518xe set o
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL. BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
O
Call your Financial Advisor or the
RMA ReSOuraline at 800-RMA- 1000, on April 30 (5) on May 31 (3)
account 029328776
Your assets 761,445.00 760,794.00
Visit our website: Your liabilities 0.00 0.00
www.ubscomIlinancialservices
Value of your account $761,445.00 $760,794.00
Items for your attention
• Our office at 299 Park Ave, 25th floor
will be moving to the 26th floor on May
18th Our Branch phone numbers and
your account numbers will remain the Sources of your account growth
same. Tracking the value of your account during 2018
Value of your account
at year end 2017 S726,413.03
S Thousands
Your nveStMellt return
683.7 726.4 761.1 7•60 .8 Change in
market value $34,381.00
Value of your account
on May 31. 2018 $760.791.00
2500
Dec 2015 Dec 2016 Dec ki 7 4012018 May 2018
SDNY GM 00027666
Member SIPC CNP7003050056900a9m7000192652 00035 0518 030S7 5004S Pit101 6
CONFIDENTIAL
EFTA_00 I 38286
EFTA01278895

SUBS
Resource Management Account Account name: (,,ia/4 • Your Finandal Advisor.
Friendly account name:Indy Mdr n - SCOTT STACK MAAILYLE CASRIEL
May 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 760,794.00 10000%
a co 000%
F Commodities
G Other 0.00 0.00%
Total assets 3760,794.00 100.00%
Value of your account $760,794.00
Eye on the markets
Percentage change
Index May 2018 Year to date
S&P 500 2.41% 2.02%
Russell 3000 2.82% 2.55%
MSC I - Europe, Australia & Far East -2.11% -1.19%
Barclays Capital U.S. Aggregate Bond Index 0.71% -1.50%
Interest rates on May 31, 2018
3-month Treasury bills: 1.91%
One-month LIBOR: 2.00%
01P70003005690690 NP7003192652 00005 0518 030575 °GinG4-04:027 ebige 2 of 6
CONFIDENTIAL
EFTA_00138287
EFTA01278896

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account n ' SC "I STACK MANLYLE (.A)Ri EL
May 2018 Account number.
Change in the value of your account
May2018 (S) Year to date (I)
Opening account value $761,445.00 $726,413.00
i al ige in market value -651.00 34,381.00
Closing account value $760,794.00 3760,794.00
Summary of gains and losses
Values Nomad below exclude products 101 which gam andlosses ale not dassified
Realized gains and losses Unrealized
May 2018(1) Year to date (S) gains and losses (1)
Long term aoo 0.00 110,794 co
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives m important information about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment etigibikty conderation None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, first Out.
Y GM 00027668
OW70OO2OO5693691 NP7003192652 COCOS 051803057`004 Pegs 3 of 6
CONFIDENTIAL
EFTA_D0138288
EFTA01278897

$UBS
Your notes
• a s
CONFIDENTIAL
EFT,0013E289
EFTA01278898

Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor:
*UBS
Friendly account name
May 2018 Account number.
Your assets
Some prices, income and current values Sherd' may he approximate. ASS *NO. gains aid losses may not
be &armlet refleded. See Assonant intaratanon anout your statement a the end 01 ins documeM for
more Infonnanon.
Non-traditional
Private egUty funds, wedge funds, and Other investments are held in yOur UBSFinarcial ServiMS inc. (UBS Estimates OF value swopied by Issuers of certain cvograms Minch are gene ray 'net asset value' estenaMS)
FS) brolerage account. the positions reported below reflect the recceds of the issuers, and UBS FS Aces rot are shoed, as ' issuer est. value per unit'. For PflVde equty f unds, • Est. value per und• is a %clue updated
garantee the LK( wag of the Idom.:Pon The vdue shown is not necessarily the value you would receive quarterly, based on the Net Asset value NAV') in the fund a of the date spedfed. °gusted0y acting
from the issuer if you sd the assets. Funds actively sdd by uB s PS ate subject to ongoing due digence, ca ital calls and subirecting dst noutions Once the NAv date The Nov is primarily based on estimated
dthough the level performed may vary A dosed fund may be subject tonoongoing digence A fund that portfolio varies monad by the underlying fund sponsor These Iwo Mires may vary because of differences
you purchased elsewhere may never hare been subject to UB5 FS dlige nee. although UBS FS may receive a In the way they were estimated and because the • Third party en. value pet OW' may have been predated
let from l lie funds manager, which may COttelitule a MkOilly Ol the rilanageMenainiCentl* lee. Please cosh. OM of finaNial irionnnon other than yeaf•end Retooled estimates ma/ not reflect resale.
contact your Financial Achnor with questions. 'Est value per unit' is an estmate of value supphed by an liquidation or repurchase vdue, a any, and may not reflect dst phut ons of oval untl the next valuation is
independent valuation inn and reflects alustrrents for factors such as the IgurcIty of the units. reCerted, generay on an annual or serni.annua b6US See Important infOnnabbn afoot your statement at
the end of this statement.
Hedge funds
Purc 'WOK&
taxrber Average pace Clot Cost Pace per shave value on unrealizedMN investment HdOng
tacking of shares per share (S) investment (3) oasis (1) on May 31 (S) May 31(S) gaillor toss 0) return (5) Period
ALPHAKEYS MILLEN FND
BROKERAGE ,NO 4130118
Trade date: 650,000.00 650,000.00 1.000 760,794.00 I 10,794.00
Your total assets
Percentage d Cost Estrnated unedited
Value on May 31 (1) your account taws (SS annual inorrle (11 canoe losS (t)
Nowt/111%0ml Hedge foods 760,794.00 100.00% 650,000.00 110,794.00
Total 5760,794.00 100,00% $650,000.00 $110,794,00
SDNY GM 00027670
C HP70003305693693 NV7003192652 00005 0518 03057 500 Page S of 6
CONFIDENTIAL
EFTA_00 138290
EFTA01278899

*UBS
Your notes
r G ono2,69.. 6 06
"" =====a 1 "
CONFIDENTIAL
EFT,00138291
EFTA01278900

Important information about your statement
Financial Services ex. (the Firm or OBS Fnercial hem I rom sou no later then 60 days alter the fa thins for oath. Eaftnatay brochse available upon • Achieve CapreaMpprecation: Investments seeking
Straka). is a moan of all principal acuity, ccmrrothey sent you Us list statesmen on With the erns or rapist or at raw. sec.wig The SVC asset protection growth d amass' rather than the generation of
and cptia exchanges. UPS Financial Saints and 1.85 Problem athered. limin apply to all xccikres that you hall in a particular income.
Balk USA ere i-died subsilones of UPS AG and - Proved. yotr name ad xcant meter (d any) capacity. • laroloce Comeenation of Meow and Cameaf
*Inas of UES Sautes LLC. The Fim's I hanoal - Cosa))e the error or the tanner you at inure the Faint together path certain aff nate', has also Apprecia*n. Investments saki? both the generation
statement a available upon recast. The Fines exennee about, a-deafen as clear as you ca why you Paneled mammal inmate the mai mum of nccme and growthof vita:al.
off kos a-• a. believe a is thaw a why you need more amount payable to at ekabee clam, collet...fey under
Haman this protection is S500 million x of Decerdwr 10, 2016. Overall risk profiles
UBS Financial ServCeS It. - hosed. the doter amthnt of to suspected era. Sdota to the oak-you-dila and Imitations, cash at • Canasta Seeks to martin nilid plc pat with
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low rash a-d volatility to the accord owat even el
Weehawken, NJ 07086 The Finn or Card issuer wil Sempleyour complied aggregate ball your accounts held n a paaulat that means the Kama does not generate significant
and sett coned thy emir promptly. For alleged eats capacity AM copy of **poky wadi-9 is ailable income a rears arid may rot keep pace with
This gateman represents the only official record of you' enolving UBSVrta•clebil ea-dna-Gatti:cm if we take aeon request. inflaten.
LBS Financial Singes account. Other recads, tape more than 10 but inns days to does, we will credk • Mean* Wiling to accept some rids to principal ad
official la. document contanng contlidng data should yea sawn for the amount you think 6 in error. so that Neither the SIPC protalch nor the ftewhrmental
not be relied wan II you believe thee is an era or you wel have the use of 0-e money dunng the tint n rotate:in apply to: tolerate same volatility to weft hitter returns.
omission please report a n yang to the takes us to complete our Castigation. • Certain frontal assets controlled by (and ithafed • Algtvessioe: Willeg to accept hip risk to pincipal and
Branch Manager of the afire wvig your account. your account value) but held away from UBSFina-col high volatility to seek high retums over time.
Please mike all checks payabi to the Fern or the Seats For exude certain (i) insurance pot its, • nmestment Elgthely Comdata: If selecteci a
Allthaep al fiats tam re intended to be accurate, Basal insteutisn mated on the halt of this including wadable enmities, and 00 shares of nasal portion d the portfolio for that account may include
statement data gicukf not be used a tie purposes Rely statement In addition to nods swan las, accounts funds registered in the name of the account holder on complex quagga linked licsoicity andante..
solely on yethend tax Fames (Le • Form 1099. 5498. may be object to mai-genre lees, chages for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) t w aw h e to n D r r a ep h a t t h o g h y e ou IR r l S a a x l r t e e t r u a r b n. le T h d e e F c i a m n t.. m &m an u n g a s k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t k ra e n u sf n e p rr a e id d • I li m m a ite tm d e pa n r t t n c e o r n s t h ra ip c s ts a o n r d M pri a va n te n p a lac M em er e e n s ts t ) ; l ( h e a O t . a re Statement •householding•
wportabb ranutobk anima and uxdok Merest to other instaans may be subject to a tanner fee. not registered under the Securities Act of 1933; We may consolidate al related account statements with
end on fen/gin held h you account net proceeds • Commodities contacts (e foreign Inclunge and the saw address in the same envelat gig. because
on see trreacto re, ad con basis on certain covered UBS Sweep Options pracus metal contracts), mcludirg futons contracts they have others who ago maintain joint awn
saran. 1165 offers options for weang cash balances to bale ard commodity option contracts; and relationshfos wets other dents at the sate address. If
Cavoralatkins with thee Firm b d a e n p k o s s , e m a o c n co e u y n M ts a a rk l e n l o m n- u a t f u f d a i l k fu e n d d b s a (M ts on a e d y F a u li l g d n ) e a d d • D Ba a g c s i U a S a A c . c U o B u S n t A s G (e x U c .S ep . t b c ra e n n c if h ic e a s t e a s n d e t b d a e n p k o s s n it ) t a h t e L 135 y w ou a w n e e lt i s n t a o l c re oe ti s re , y i o n u d i m ed a u yd a e l s c t l a in te e m M en a ts i m sa ail n ed o ' n by
• Please mania ay oral correancatens in wring ** Henan:nalD ena Arran (DA) fa cuttanort FDIC ensured Deposit Program. carting your Financial Achnor
• F u o I t f o e f t t t a f t h e u h n e i r r s c t f h t i s i a h n e t l e r e / S m p S e m r n e o a e o m t c _ e e i M a t c e h t i i c e i y s t a s u o n r ' u r t n o i i e r o t e r s L n i c t y B t a 4 a o S n s r u E t • P h v m r n e o a d t n t e u o u c a p n d ti l o t r e S n g a f t a s A y o o d c t f e u t a t I r s h r S r e i , i n t L M f e g B r s a S g F D b P w a o e ro p n i r l g n o k l s r s a a o e p m r l a . I a n e n h c t r i e c c e a r o i I n p D u i a n a n I t t C i a t n o a i n g t im a l a n U l u , W B t r p h e 5 l e e d B o a U n s a n B e k a 5 v c U F i c M s S 0 o it a r A C v d n 4 a a a a n n r g id c s n e e k m n f r w d e o e i d n n a c . - t n D g a A M e o ff p v c i I l . o i c C a D s o t i e a e t s p d le t o s si . t n i o s T n a o h n t e t a h y a l 5 e e o p 1 m u t p K e l e y s p t l n t a r o t t o a e t t l m e h p v c a e r e t o n n o l t a t e s n a c . s o a t s f T i n o e h y d t n s e o t d e S h u o v B e i e n n C s n v o u o e 4 t p s r p p t o t h r m a t o e e n e t y e c e n o t c r t e s t t e l n - a ( a e w g a l m p a h n i e i d n r s t o s h e th t e t c a e a r h p a l a p t s n e h g a a d e - s o F h c th h a ri e s o e s n B n e o d n a l l b y e d y g a l a y y c l o c a e u o c f f u t c e o o n c u t t a n n s o a s t n i n s m y t a o y e m o u e r u a i w s c a c it o h c u u y n o s t u s Y r m r o e v u c e c c a a e b n d i e c k h ' e n a e i - p t g i t s e g a ne'
b W rd e c in er by arra y - o g u e m of e t n h t i s w re in la t t h c e n s e h d io c a "A te V d M in y s o t u e uton M acc o o r u a n F ts u a x t b U B a S re A r G o t S e ta g n a ,o d rd b B y r t a h n e d F , D a I n C d . shags of r o e t s h u e l r t w o i f s e n ) u tlet movemint, issuer birkruptCy Cr y b o y u a r n B ta a c d li l n y g a y c e co s u Ff n i t n n a a n m ci e a s l A , t d h m ro s u cr g . h Onine Services a
opened this axon. h the cast your krth aid
wallies a located a LOS financial Seats and rot Through the DA, cash balances n swept to deposit Dividend Reinvestment Program (DRIP) Account overview
estothceg braer. and youn ut make a ran accounts at UBS AG New yore Brarth and UBS AG Me pike reflected is an average pike. You may obtain • Yak" ofgoss accountepornta lea of assets aid
of any error or omission to both firm, Caytnn Branch. These deposits are not insured byte the actual prig Mom yos Fart ial Advisor . Only whole lithilites
• As dated in the account aggements, you must FDIC. Balances held at te LES AG Cayman Branch are shares are purchased under DRIP; partial shags will be • Assets_ Includes sealable cash balances, valesfor
roily us of any etas or rand erasing decks temp:only (noosed to the sovereign rat of the Cayman sold ad the cash wit be deposited es your account fie restricted security (est), and Global Time Departs,
reflected on yOur statement within 30 days nee was bath and there is nog...Rena or °thee obligati of divided rerwestment price applied by the rtsuer may amazed Math le market, and amen assets not held
mailed or made Baas. LB'S AGM repay the balances while on the UBS Carman tiler from the mule prte at which the panial tares by the Fem. Does not include unpriced Ofturitielairat
• Please died customer complaim or ixpiies to the Branch's books. re sold at the end of the Wor and arrent statement genets, cr
Pim% C fent Rations Department X201-352-169) prate easements. ka vid stock options ad
or toll-free at 8020-354-9103, 8:CO A.M. to602 P.M. Bank deposits are not protected by SMC . Money Fund Cashalieu arcade stods anions
ET Monday through Frday, or in raging to UBS shires we protested by 51K. See Financial Sinai CnN whole urns may be ea n you account. If you at • Dances ectscles debt balances, cutsta-deg margin
m anual Senile Pt . Client Relations Dew/rat Account Fraction' below. entitled to • pal irt is a result ol • thiderd pameni loam, credit shon accent balance.
P.O. Box 766 Union Ciy, NJ 07007. a otherwise. the Firm WI either sell panial snits at • Cathkamy balances. Total of stamina avalaba
• AO slaernents shall be deemed complete and accrete Leansour request, bat:axes n the bane depositsmew be meat price a accept an small detained by a cash balances, pin depat balances at affiliated and
if not objected to in writing within 60 days winclawn, and shaves of a Mthey keg may be registered cleireg agency, ad credit yes account. nonaffiliated banks, ininxney mate mutual kid
• Fa TT' services_ Call 044412 0986 or fran outside Irtainfttect and tie proceeds retuned to you a you' weep balances, re the cbse of the natant period.
the US.: Cal 201.352-1495 secretes aCCCIall Investment objectives Nth.cortimodity craft balances in sox accord ere
• F c k h e a n i a m r a o e d r n b e l t a o a r t a s r a o n a t l e s f n M a * s n n c o f n e t e i s n r N o t e O s n I s s F o , 0 T I r c t 7 ) o a . , 0 b p l , l 8 k e $ 1 6 2 s 0 p , 0 t 0 A i r - a 0 7 a t n t E H w h a 2 b a - R n 1 o I t 0 A o u a 0 N t r 0 i B U E n . P l S a v S a A d c w W , S e 6 i e t 0 a l o e , v t 1 n s a 1 t i / o c 0 M t 0 , U , i P , t S k o r w e a r w e b s n w y i e n c u r a b g i l l s l o i n c c r u g o m r 9 r r r e 2 a is n 0 t r t c 7 m ; a M 6 e 2 a e - a b t 1 h o 0 l r u l 0 e r t D l a * a v l f e r a o i l a a m n b d l y e o y r u i a e r l F d p s r , a a o p i a n t v i a o i n A la s d b , v le is a o t r m P T i e n a h a v c e u e i h t s s i n a e a tm v c a e c e d s o n v t u m t i c s o n h e e t a n b t a h n t n t g e o d a e b F m j i i i e n n n a c n y t y i p v o F v e r u o o a s r r y f a r i e n b p i a d a e t c N n t r h w c i i s s n i e k a w e l s p s n o r a i o r t y u r t f i o d i n a le u g t h i o a d a e r n c e lk o c a s o r y y p u o n e u ts a . r to n u b T s u o h e s e t in a s t e e n o g s y t e a s o r l g f T is a t h h l n e e e C s o s e I L e f f d r u f o u e n m n d d d s i o s n a t h l t r e e h i e t e c r h o C b e n a t g o l a a a r n n d s c i * i l n e l w s a p - e a o y r n n c i d o o y d u t o t r d a u s o e r F s o d i i n e f r n g r it n F s e a r - i k a d ? e . .
choose one of the (cloning investment objectives:
Cal a ate as soon ayes., can, if you theft yes UM Financial Services account protection • Produce Ccerenancone: Investments seeteg the
The Firm is a mate of tie Seweits hyena Protection
statement or receipt is wag or .f yeti need more generation of nccmeork
Corporation (SIPC), Mich thane securities oatonws
Homan abort a transfer on the statement or
recept. The Film or Card bar (as awkable)mon of as members a to 1500,000 (licks:kw 1250.0X/for
SDNY_G M_0002 7672
CONFIDENTIAL
EFTA_00138292
EFTA01278901

rtant information about your statement (coilunued)
Impo
Lerideig information securities and optics's or ony bd prices la OTC ,,eivtd May be less than the pee share estimated the annuty core:ads, Alibates ol the insurance
Foe Orland in' °own nn on the lenis lenden pradras securities. tae crowded n the accoss statement. companies or sponsors of the unit investment
and deckdrek refer to your Cleric Relationship - Less *they traded securities maybe priced usn9 a vie (Wit:Ott.
bailment or Account Agreement ard the Central valuation model or the mod recent price we • Ft's-traded securities Restated murales gintralY ▪ h addition to commissions received Iran the
Jere and Conditcns LEG Statement of Credit Practices &limed and may not reflect an actual owlet price are rot rummy Mgt* tor DOAK sale LOS Firuaroal caches& and sale of Nexthares lads, we ardor or
available in Agreements and OotIosures a van Services uses the market price of the ulleftntted stock affiliate recem an asset.based revenue :haring
▪ ub• comircauntclacloreti - Certain pont ions may appear without a pica and of tee same ester as an mputed value for the parent from Nevl$h dittattilors, as well as
will tow ae 'price was not evadable' d we we restricted stock !or putporn of the steonont on4r. To furding foe kedrackpy drachmae. tranng and
Your assets unable to obtain a once for a security. the awn that restricted secuees are arable lot sale, education.
You statement demon securities rid other assetshell - Deposes or smote, denominated inown-cies the vakc rec./redmay be substantoly less than the - Our if dates ate raw* tradrig ccarnesons mud
in the accord al the end of the statement period You outer thin U.S dollen are reflected at the eehangt moped vale shown other compensation from:1%4u-* funds and MOAKe
may rt. for *Wen o 'Say paid sauntiesai ay time. rate as of the statement date companies chew products we Mabee.
You mar receive secunlies used as loan cameral after — For amain securities vain; in nonconforming • Est. hetinted) income. current yields and rates. - We recent re mual f a from LOS Bade USA a-4
piing any balance dm on them. Any securities denomi-donn prce and quareily (lace wake) may An emirate of anal 'nave is bawd on current LEIS AG Stanford Branch of up to $25 per accord
Ira dented to the FM doing the statement penod are have been adfusted to facilitate papa valuMen. dvider4 and detest rain, assuming the satiates will smeming to the bash under the LOS Bark Sweep
feted at market robe as of the end of the statemere To Wain current tantalite's, when available, anted be held for one yea from statement date or until Program
• o your Fruncial Adder maturity This estimate a any a guideline. accuracy
• CCost base. cur deternming the cost haus of the and colinued extent are not guaranteed Activity
securities indicted n this qaximent 'Aber* indicated • Private investments and tthictured products. — Estimated anal ixorne and current yield for hibernation regmdng CCOIM5SOIS and other charges
rah the hurts -1,. Les cut Sennces Nis reined Private reestment StClnletS (noLedre drect cenan types of senatestoad nclde a :elan of incurred n ccnnea en with the examen of trades,
cn information obtained from sources other than US$ pstripalcn program and teal estate noestment trust princpal or capealgans n which case the est isdicIng option transactions has been incbded
rcludirg nearnstion from ensiles) and stemmed &abets ore german, hilly income (text current yield would be overstated. confirmations previously harnthed to you, and wit be
fins Or that you may haw provided to MS Finsvcial ificsnd Certan aructued products ha* not been — Estimated anal income an/ current yield and the Provided to you prcerptly on newest.
Adisor The Firm does not irdeperdently verify a registered with the Securities and Exchange actual Same and yield night be lower or higher
guarantee the actuary or validity of ay dammon CanrntSAn Or under any Stat. securities last We than the estimated themes Short selling
provided by sodas other than LOS Enthrall Stewed. provide *ranged robs for pnvate nvellItyM — An estimate of annualde4 income (dividend anger If you are engaged el that selling a securay, you may
In *Work •Ahaugh LOS Runnel Seances drably vase*, rid structured products for Morrreeicrur interest) dialed by the careen rniatt incur a charge due to actin bonowing cons for that
updates this Marneen 'see received, the tem pupates only Accuracy is not guaranteed vandaverage balances based on the Lan dividend PalM I, security.
*es not prom* any assurances that the Mattison - These values may differ sLbstantialey from prices, d or Merest payment mode by the issuer and
se "Cost base- and • Urrealded gad loss' 6 any, al Moth a prerate mestment security a damn the seosibeRdeposts will be held for one Open orders
accurate as of the date of the statement. As such structured product may be bowie or sold and do year Iron. the statement date or until malady. Re9Oldng open a • Tallikancyllecr adios that
pease do not nely on this rdaynation to trek* not noon'sank' rottOsaril the value you may receive Accuracy and (emceed yield et not guaranteed. were not emeand by the &tared date, Open buy and
peschase or sale decisions, for tail:a:F*3cl CO upon lioddaticn. sel stop orders we reduced by the amour of dmdends
Accounts transferred to the Fim may - Thin] party enemies of retie are as a a certain • Mans not held by OBS Eisend* Services. Certain a rights on an veduvidends or exaghh dare units
reflect gars. loss nIcrinatith only fade period date and are suppled to UBS Fnarcial Simms on a assets are not held by the F ml and not wain the instructed otherwise by you. You se mixer/We for
tine they are held aIt lk* Font More histomal regular bash by an independent Yakut'o n I'M,. Firm's possession or control. These assets are orders that are executed der to you Inure to cancel
information can be added by you Financial Advisor - Muer, antral paint. or sponsor estinated rakes. deployed on your statement fa infortnatend rmtel9 open orders
• Unrealized garasfiosses Nttn data is mailable. ii any, are applied to the F en by the mad, purposes My. Positions and values presented are
eanwed ',realized gardlosses are calculated fa general palm( or sponsor and may be cakurated provided by the issuing fern USS incased' Streets 4 Privacy
ridvadadl secuty lots. The transaction data fa based on &leant of omation Iran that used by not responsble for the dommon ad does not To oaten a copy of out current Client Privacy WM,
hdrvittal lots may or ma/ not reflect commosens. third parties to derive her esimard vaiAl guarantee its accuracy. these assets are not protected please context your Financial Advisor or vier acv webute
charges arida security reorganitai en owns - You can obtain added.* information regarding by SVC or the Frm's supplemental SAC coverage. ai Inver rifit mrnrefivaronfey.
Dividend and other firmament lots and systematic the methodology used to determine the estimate of - UKEnamel Sanas is riot a bark. The BMA, Business
purchase Ids we each centred to dispLw one value ad the dale of the ilainahon that tithe • Revenue sharing and additional compensation. Services Account SSA arid SMA me brokerage
averaged lot. The • trade date columnpresents the basis la the estimate by contacting your Chancel — h actdahon to comes:re on sales rd 12b.l fees JOCOISIIS Mich porde Jaen to bank ol.g
canna' transaction trade date Advisor. received in connection with the &wheaten of 'ewl procan Ascot arrangements with affiliated bats
• Callable searkies Bonds and preferred stock that - Thid party estenaeed vales may be reflected as funds to Oil dents we axe'o r our affnale mem and other thhcaparty banks, and main access to
the issuer cats for ea redemption wit be selected 'Not priced' n several situations when an revert?, Ihng payments from derbAcrs ardor nuncio and amity products issued try unaff eased
riparteally by lot from among at sesames of that rdeperdere valuation Inn has not supplied a is adman of the mutual funds that we sell. These third-party ettaa-iCe companies taro.* iny.eance
issue held n our name or n nominee Nene fa Cu' unable to assign a va.., warn we become an.. anoints are based an two different comporems: (0 agency sandurais of LBS Financial Senses Inc
clients- Call tenure Monasteries otslaned from third that a nutria] event has occurred the may call a the snout of sales by LEIS of a particular rnrtual - emistriwnt reurance, and ernuity peochat
patios and es accuracy is nal 9,saranteed Other call Vanattay reported value do question, or when a find famiy to our <lents, and 601e asset valm of a — Not CDC issued • fueo bank guarantee* May Me vale
features may exist which cord affect *XL complete value would be highly speculative due to the nave parietals nylUal fund f th y's shares hal**. — WA. Resource klarmaenent Account. Business
niamalon will be worded upon request of the security. fern Services Account BSA. IRMA and international Resource
• Cedificates of deposit (CDs). COs are FDIC nsured - When neither an ester, general panne Cr sponsor - We and our affiliate also receive retriodrig and Management Amide se tegel reed service marks 01
up to $250,0)0 n pine al and accrued interest per estimated valor nor a thidrathy estimated rake it annbues processing lees in comicleation for transfer Lek F rains.* Service, bc.
depositor ani per depository instnlizes n accordance mated. the value of the sectsi ty will be deferent aged services that we provide to he MOUS funds — *GA is a registered madman, ousted by CM
Wit FDIC nioS. from is ruchase price. These Ices generally re paid from Mester assets n hterrelerel Sensce Association axe used under
• Primeval& Prices dispLadd for securities and other - •Disithutions to dale' may nix* return of the mutual fund and are a toed dolls. arose based [cense. The LEIS Visa credit cards ad the LOS Visa
maxis may be higher a Sower than the me that capital. ream or both. on the rumba ol NCOLMIS at the broker-dealer &be cards are sued by WS Bark LOA with
you would actually' receive in the nude. trees se • 'Original unit vre' represents the initial offering holckrg MALI funds of that lad family permission horn visa U S. A incorporated All other
cbtained horn various Pseud pal, source. winch we axe per unit and may not reflect you cost basis - h aditen to ccenmicskns received in connection Vadimarks, registered trademarks, service marks and
baleen be Sable hew d ot guarantee thei - OPP and tatted RUT secules are not listed on a with the sae or cistrbuten of arnuityothlracts and registered service maks are 01 their respedme
accuracy national securities exchange, and are generally unit investment trust unts to our dents, we ardor coal:Ones
- We generally use the china price Men amiable a and even a they can be soil the price or *Kale receive reverue sharing concensation
the nun of the bid and ink prices Ice toted from many of the Murtha companies unclerwarlivj • Fflnciel Services Inc Rev 2017II
SDNY_GM_00027673
CONFIDENTIAL
EFTA_00138293
EFTA01278902

WS Fele/Kral Services tic
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 June 2018
CNP70066358830618 X12 VI 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. MillenniUM
Account number:
Your financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.70001800.30&3140
Questions about your statement? Value of your account
Call year Financig Advisor or the
RMA ReSOurCeLine at 800-RMA-1000, on May 31 CS) on lune 29 (5)
account 029328776
Your assets 760,794.00 770,023.00
Visit our website: Your liabilities 0.00 0.00
www.ubscorrefinancialservices
Value of your account $760,794.00 $770.023.00
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sea ran of your account growth
WNW. annuakreditreport.com. Tracking the value of your account duriag 2018
Value of your account
at year end 2017 S726A13.00
S Thousands
Your investment return.
683.7 726.4 71601.9 7•70 0 Change in
market vaue $43,610.00
Value of your account
on Jut 29. 2018 $770.0500
250.0
Dec iois Dec kl 0ec 20i 7 May 7018 run 2018
SDNY GM 00027674
member SIPC CNP70301006635883 Ne7000306430 00005 C6I 03057SONMI c000 ►ap 1 of 6
CONFIDENTIAL
EFTA_00 138294
EFTA01278903

*DUBS Resource Management Account Account name: Your K vandal Advisor.
Friendly account name-, • SCOTT STACK MANLYLE CASRIEL
lune 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 29 ($) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 770,023.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 9770,023.00 100.00%
Value of your account $770,023.00
Eye on the markets
Percentage change
Index lune 2018 Year to date
S&P 500 0.62% 2.65%
Russell 3000 0.65% 3.22%
MSC I - Europe, Australia & Far East -1.19% -2.37%
Barclays Capital U.S. Aggregate Bond Index -0.12% -1.62%
Interest rates on June 29, 2018
3-month Treasury bills: 1.87%
One-month LIBOR: 2.09%
C81,70003006635e84 NP7003305430 00805 0518 0305750Ot nlyy_Ght 000276fte 2 of 6
CONFIDENTIAL
EFTA_00138295
EFTA01278904

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account naine:Indv Millennium SCOTT STACK MAMME CASRIEL
June 2018 Account number
Change in the value of your account
kne20I81S) Year to date (1)
Opening account value $760,794.00 $726,413.00
Change in market value 9,229.00 43,610.00
Closing account value $770,023.00 $770,023.00
Summary of gains and losses
vsues 'coned below exclude products for which gals andlosses are not Classified.
Realized gains and losses Unrealized
lune 2018(8) Year TO date (1) gains and losses (1)
Long term aoo omo 120,02300
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change thorn, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in fmportanr information about your statement at the end of this
document
Your return objective:
Current mccme S capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibikty cans:decal:on None selected
Your account instructions
• You account cost bass default closing method is FIFO, First in, First Out.
SDNY GM 00027676
Crieno0FOOSEaSRSSNP7003305430 COCOS MI 8 030579004 Page 3 of 6
CONFIDENTIAL
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*UBS
Yournotes
clOonsomeaseeenincemoSuommomore”. sNy Gm .02,... a a 6
CONFIDENTIAL
EFT,0013E297
EFTA01278906

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name:Indy Milennium SCOTT STACK MANLYLECASRIEL
lune 2018 Account number.
Your assets
Some ones, income and current vanes Slidell may be appitorinble. Asa result gains and losses mar nal
be &widely refkaed. Set Aperient inroneefron about your statement a the end of ths dacumem for
more information.
Non-traditional
Privet eguty funds, Hedge funds, andOther inwstments are held in yOtt U8SFinarcial SPMces Inc. (UBS Estimates Of vaue suppled by issuers d Cola n Ceograbs (vrfli(h are gene (sty 'net asset vaue estimates)
FS) broilers:, account. The potions reported below reflect the recceds of the issuers, and UBS FS cbes not are shown as ' issuer est. value pet unit'. For PiiVde equty f unds, 'Est. value per unit is a vaue updated
garantee the acc wary of the I riormaton The vaue shown is not necessarily the value you would etc° ve (tumefy, based on the Net AsSet value NAV') in the fund as of the date sped fed Auskd by racking
from the Issuer if you sd cl the assets. Funds actively sdd by UBSFSee subject to ongoing due digence, coital calls and sad realr g dslnbutions 9nce the MAY date The NAV is primarily based on estimated
although the level performedrray vary A dosed fund may be subject to noongdng digence A fund that partblio vaues provided by the underlying fund sponsor These two values may vary became of differences
you purchased elsewhere may never have been subject to PBS FS dllgence, although UBS FS may receive a in the way they were estimatedandbecause the ' Third pare eft. value Per unit' nay have been prepared
fee from l he funds manager, whichmay constitute a macnIty of the rnanagemenaincenti* fee. Please come bests of financial irionnaton othei than year.end Reported estimates mar not reflect resale,
contact your Financial Achnor vath questions. ' Est value per unit' is an estimate of value supplied by an liquidation or repurchase vaue, if any, and may not retied dst ebutions of cqpiral until the next valuation is
independent valualion inn and reflects altustrrents for factors such as the lquidty of the units. rebated, veer* on an annual or serrtannual basis See Freperrara inleraraagn detour your steremenr
the end of ths stettmeM.
Hedge funds
Purchase owe
Norrter Average pace Client Cost Price per share value on unrealized0M rinemment Hddng
Hcldng of shafts pet share (S) investment CS) basis (5) on Jun 29(i) tun 29 (5) coin or loss (S) return (3) period
ALPHAKEYS MILLEN END
BROKERAGE MO 931118
Trade date: 650,000.00 650,000 00 1.000 770,023.00 120,023.00
Your total assets
PeKentaged Cost Estimate' ()Waned
Value on tun 29 lb your account 6516 (5) annual income (Si gain a loss (S)
Non'trad'itional Hedge feeds 770,023.00 100.00% 650.000.00 120,023.00
Total 5770,023.00 100,00% $650,000.00 6120,023.00
SDNY GM 00027678
OrP7C003006056:97 Ne70033C6430 COCOS C6I e 03057S004 Ptge S a 6
CONFIDENTIAL
EFTA_00138298
EFTA01278907

*UBS
Yournotes
CONFIDENTIAL
EFTA,B11299
EFTA01278908

Important information about your statement
U3S Fiancial Services nc. (the firm or UBS Fnercial her I romyou no later then 60 days alter the F rm dens for cash. Splanaecey Podia* avertible upon • Achieve CoptaNipprerhaeon: Investments seeking
Strikes). is a merrber of all principal %eerily, ccmrrodey sent you the list stain on with the erns or recsiest or at amt.. sec. org The SVC asset proteen growth of omega' rather than the generation of
and cobra exchanges. UBS Financial Seniors and 1.8$ Prthlarn aoemrd. line apply to all eases that you hold in a particular income.
Bank USA ae i-died subsilenes of UPS AG and - porde yotr name ad accent nteriCtr (if any) capacity. • Produce Comb...Ivaco officourre and Capita!
alba-esof 1185 Season LLC. The Fim's fawned - Casaba the error or tie trawler )Cu at UTAIre fie Fam, together with certain aff bates, has also Apprscia*n. Investments seeking both the generation
statemert is available upon recites,. The Fars extoate about, a-deaden as dray as you can why you purchased malenrental insisace the mar mum of nccme and growthof prixeml.
alias re a. believe a is an neer or why you need more amount owe.* to at ekable clients colieclm* tridg•
reformation this protection is 1500 million as of December 10, 2016. Overall risk profiles
U35 Fina-col Serrces - Providethe doles amotnt of the suspected era. Sslota to the poky cedillas ad Imitations, cash a • Consomme* Soaks to marten nitial pri-c pat with
1 W 2 e 0 e 0 h H em a ke w n, B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer we rwestgete your emplane t a h n e e fi g rm at e is k fu r rt a h l e l y r o p u ro r t a e c c c te o d un t t o s h u e p l t l o n $ a 1 p .9 a m re il u lio b n t n the l t o h w at r m ah e a a n n s d t h v e o l s at c ile o ), u fo t t d h o e e s a r c o c o o t g rd en o e w ra r t a e k s i e g v n e if n ic i a f nt
and vial correct ry war promptly. For alleged enon capacity AM copy of kw poky wading is mailable mcorre a rows and may not keep pace with
This statement repesents the °thy official record of your involving UBS Vat debit cad transact:at if we take uPon request. inflation.
U3S Financial Services account. Other wads, eked more than 10 data inns days to &this, we will credit • Moderate' Wiling to accept some rids to pincgal and
official le. documents, contanng cornicingdata should you axon for the amount you think es in error, so that Neither the SIPC protectionnor the eaphrnental
not be relied Loan II youbathe thee is an era or you wt haw the use of the money during the tine n protector apply to: tolerate some volatility to sr* hgher return,.
omission. please report amebae n writing to the takes us to complete our iwestiption. • Certain financial assets controlled by (and exhaled n • alggressae: Wiltg to accept hip rat to pincipal ad
Grand, liana:a l' of the office wvig your account, your account value) tut held away from UBSFinancol high volatility to seek Ngh returns overtime.
Please mike all checks payabt to the Fern or the Services. For warble certain (i) insurance praaats. • (nommen! H9.641* Coraderatron: If selected a
Allthoup a live.' thew re intended to be accurate. lihnml inanian (tested on the front of the including variable routes, and 00 shares of manat portion of the portfolio for that account may include
statement data thrukf not be wed fcc to purposes Rey statement In addition to ngtkr aeon fen accounts funds registered in the rume of the &can holder on complex straroges tinted liquidity and create
'debt on yerand tax kerns, Ge , Form 1099. 5498. maybe abject to mart:maw lees, Wages for late the bode el the issuer or Wander agent), volatiky.
10425. etc ) when Drepathg your lax return. The Fim barren kr securities purchases and charges kr unpaid • Imes:mint retracts or Westmont :wrests leg.
required by law to real to he IRS enterable dividends intuits n cash accounts Accounts that ye transferred limited partnerships and private placements) tut are Statement •houtthalding•
reportabb roritaubt o, and and uuble event to other instaaons may be subject to a Vander fee. not registered under the Securities Act ol 1933; We may consolidate al related account statements with
end on fatuities held n you account net proceeds • Commodrires contacts (e.g., foreign exchange and the We address in the same envelat et. because
on sae tramartire, ad cod basis cn certain covered UBS Sweep Options yet memetal contractf), inducer.; fumes contracts they have owners wedtake maintain joint account
O se w os e a a ie ra s. n latkine wild's, Firm L b d E a e n p S k o o s s . b e W e a r c a , c o l o e p u / t n i o o ts w n a s l l k e n t r o m n sw - u a t e f u f e n a p e l n fu e g n d c d a b s s a h (M t b s o a n l a a e n d y c F e S u s n t t a d o s t b ) e a a d d n s d • r B D d e a p k o c s U o it S m a A m c , c o U o d B u it S n y t A o s G p (e t i x U o c . n S e p . c t b o c r n a e t n r r a t c it c h C t e s a s ; t e a a s n n d d d b d a e n p k o s s n it ) t a h t e I .I35 y r s e o e la u p t i p o t e n a s t * e h n e r o a t s o m w re it e t h ir s o e t h y i o e n u r d d i m v e id a n u y t d a s e l a s c t l a i t n t h e e e m b s e o o n u r t r s e e m h a a d d d i d le r i e n d s g s ' n t . r I y f
• Please reconfirm ry oral corrowncationt in v.e-eng she Hen:di:nalD read Accart (CA) for custaners FDIC floured Deposit lrOgran. can; your Financial Acker
u to t f t u e r r th th e e r S pro to te s c i t t y s o I u n r v r e i s ll to s r , P i r n o d te u c d tio rg n A yo c u t r (S r P id A i T s D w e it p h o a se n I a n c te c r o n u a n ti t o a na l U l R BS e s B c a u k e , U M S a A n a a n ge d m no e n n - t a A ff c il c ia o te s d t. n T o he t a S p e p t ly p t r o o t te h c e t w o n as a s n e d ts t e h v e e s n u if p t r h e e m yo e t -n h a e l r w p i r s o e t a e p e pe n a d r o Friendly amount name
• F o If i f n t t h a h e n is c fi i s n a a t l e S n m e c m ia m i l t e b a s e i c i s t a u n rr t o i i e o t s L n y B c o S is u E t h = n e t a r t a u o d p n a t t e S a l t t s r o o d k f u e to r s i , n U f g r S o n t F b P a o ro n r g m k r s a o p m r a e a n r r e ic e n i F p u D a n I t C a n - t g i b n n n s u , t r p h e l e e d a U i s n B e m S v F i e s D a it I d w C :r - o I i n c w s e t f r w d e i d c it . h D q ( e p I p v N .. o C D s i e i t s p le os s i . t s i o n n a t k h y e o m m u e s a n ta k ta t e e l m p v r a e o n l t e e ts c o t f T io h y n e o d S u o V i n n C v o p e t r s p o t r m t o e e t c e n t c i t o s t n a (w g a a h n i e d n t s h th t e c e r h a a ng a e s h c M a lo e s w n F o r n ie l b e n y g d a l y y l o a e u c f f t c e o o c u t a n s c s t n i n s y t a y o m o t e t u a I w s c a c it o h c u u y n s o t t u o Y r m r o i e z u c a o c b r o le d n k ' c e S h e a c p - i g a n o g m ,'
b W u e ck in er by arra y - o c u o o m f t e hi s w re in la t t h c e n s r h c i k o a W te h d en in yo s u ta utai M acc o o n u e nt y s F at u U t B a S re A r G o t S n ta o m s f e o d rd b B y r a th n e ch F D a I n C d . chats of r o e t s h u e l r t w a i se m ) edal movement. 001.10102101101Cy or y b o y u c r o k n i t n ac d ti l n y g a y c c c u o r u F n i t v n n a o m a es l A , t d hr u o l u t. g . h Online Services a
opened this axon. h the cast your hia and
sealties tre boated a LOS financial Services and rot Through the DA, cash beanies re swept to deposit Dividend Reinvestment Program (DRIP) Aeon overview
the ritolacigb rae pad you nun make a war accounts at UBS AG New von Brardn ad UBS AG Doe puke reflected is an average pike. You may obtah • Yak" of your aaountrparreolb Net of assets and
of any error or omission to both firms Carnal Branch. These deposits are not inured byte the actual peke Wm you Famed Advisor . Only TAW litilaes
• As deleted in the account ad-emelt% yw rust FDC. Balances held at tie LES AG Cayman Branch are shams are purchased under DR IP; Panol shoes wil be • asset_ Includes available cash balances, yawsfor
ready us of any enoes or Laud Solving decks tenkaany teased to the sovereign or* of the Cayman soli ad the cash wit be deposited in your acount The restricted security (est), and Global Tine DefeUtS,
reflected on year statement within 30 days after t was blinds, ad there is nocturne or other obligation of divided renvestmert pnce applied by the esuer may unreidzal Math 10 marker and canon assets not held
mailed or made wakes SIBS AG to repay the balances while on the UBS Cayman Oiler fromthe mule price at which tie pada that, by the Fins Does not include unpriced wonder:lasses
• Please diect *worrier complabes or boats to the Branch's books. re sold at the end of the pior and anent Reigned toned', a
Film% C Fent Relatkns Department a 201.352.1699 private reesamentsu rd stock options and
or toll-free at 803-354-9103, 8:CO .A.M. to 6 CO P.M. Be* deposits are not protected by 9PC. Money Fund CrRiMieea tweak,* mod options
ET Monday through Frday, or in wag to UBS Owes are protested by 51K. See 'WS Finerkal Sena, Cny whole urns may be Add ri you account. If you see • Debars hcbdts debt balances, oastirdrg mugs
Fe-uncial Semen frov Client Relations Depairnet Accent frounion- below. ert Med to • petal unit as a result ol • chided aired loam, credit lint shot account balms.
P.O. Box 766 Union C ky, W 07067. a otherwise, the Finn well either sell partial units at • Cash/moms( balances. Total of uninvested avalabb
• A 0 sitements shall be deemed complete ad acoste than jour request, betakes n the bark depose miy be market prke a accept an anent determined by a cash balances pbs devout balances at affiliated ad
if not objected to in writing within 60 days wthdawm, and shoes of a Morey keg may be regiftered clearg agency, ad credit you accost non-aft rated banks, ani looney make mutual lard
• Fa TN services Call 044-612.09,36 or from outside INA:Meet and the proceeds retuned to you a you sweep balances, at the cbse of the statement period.
the US.: Cal201.332449S wastes account Immanent objetivos Non.corturnedity free crerk balances in you want av
• F k c h W a n n r c a a d a i n i t t l g o d r t a a e r v a n l d a $ n s * e a a s n c n f n e t i e i c r o N ( e s n F I s s o , 0 f I r ) c x 7 e . a 0 . b p l , l 3 e E e 1 6 s 0 0 p , t 3 0 A a ia - 0 t 7 n e n 6 % n H a 2 e a b - W r d 1 o b 0 A a u o 0 t r N 0 B a U E , n B l S w v S M & d a V e , S 6 c n e e h t e a n h a k n d f t l e i o o e c t o b , U r B i , l S k a m in e o c e b l w n y a e c i u n r a b i g l t s li i n c o c u g o r r m r 9 r r e 2 e a n 0 w t t . c n ; 7 r n e e 6 m a e 2 b f - w e 1 o e d 0 u l 0 W r t a n a v t f e r a o i l a a m n b d l y e o y s u i w e r l e F d e s in , p a i o t n p c a i t v a i a o l i n A la s d b , v le is a o t r K P T i e n a h l v n e c e e a e h s s h k e a t v m a c a e e n t c s t n e t e t m t c s n o h t e t b a t r a j h e n t n e c g o d t e b F i v m j i i e e n n a c s n y t y i v p o F v e ro u o a s p r N y - a r e o b i a d n a e c g t r r h w i x i s a n e i k a c e t p c o s n o r e t o y u a i f n o n i t l t e i g u o h a d a e n r c e l e a d c s r o y y p u o n e u t a s . k to n u b T s u o h e i s t s n a s t e e n o g s r y t , s a p o . l f a T is t h l h & e e e s d s W e e f f r u f e o t n r m d d d s i s o n a t n h t e h e t e p h r b o a e a m y o la t r e l d n e i n c n w e a p - e a o y r n n c i d o o y d u t o o r c u s lo e r F s o d r i e n a f g m n it s m v a A - a d a y . e .
choose areal the (plowing investment objectives:
Cal a pate as soon nye, can, if you thrk yet UBS Financial Stets accowet protetion • Produce Cement/more: Investments warmthe
The Firm a a minter of the Se:units Investor Protection
statement a receipt is wag or 4 you need more gereratcn of nccmeork
Corporation (SIP°, which protects securities oatonws
I-domain eau* a transfer on the statement or
recent. The Firm or Cad Baer as applicable)must of its members up to 1500,000 1250920 for
SONY_GM_00027680
CONFIDENTIAL
EFTA_00138300
EFTA01278909

Iuiporlaut infornialion about your slatement (00ilbilued)
Landthg information securities and options or ony bid prices for OTC r.eived may be less than the per stare estimated the annuty contacts, alt fates of the insurance
For decried information an the Frnis lending praakes securities. sae wooded n the accost statement. campanitt or sponsors of tee unit investment Inns
and rockwarn refer to you Client Relaronship - Less acting traded securities may be priced uSng urn dstriautt.
Acreernent or Attcunt Agreement ad the General valuation model ce the most Waft price we • Restricted securities Restricted attain anwalir - h addition to commissions received Iran the
In and Conatons 1_65 Statemenl of Credit Prances obeaned ad may not reflect an actual market price are rot (unntity Mgt* for public sale LOS Financial paths* and sale of Nexthwes funds, we ardor err
available in Agreements and Du :notes at a mks Services uses the market price of the unrestricted stock allot* cecina as ea:diluted revenue sharing
lowly itcomisciworduckaspea - Certain pose ions may appear without a price a-if of the sane issuer as an mpated value foe the parent fro,, NedSlures diartulors, as well as
will rimy al 'price was not evadable' if we we restricted stock for putpo:o: of the steoPionf on4r. To I -ding for *chock% develmenent. tranno and
Your assets usable to °been a price for a security. tee niece that restricted sear-flies are elijbte for sale, abdication.
Your gateman demon secuitos rid other assetshell - Deposes or smite' deriannated no:rant the yaks receivedmay be w.bstantaly less than the - Our if Mates also ran* vadng coveressians ad
in the secant al the end of the statement pined You roar eon US dean se relkcled at the ePhage 'oted veto Poen other comptedation frommisuse fads arid Mined!
may ra for *Wow of fully paid hearties At any time. rate as of the statement date <aromas whose products we cfnutuse.
You may receive seitunlies used as loan cameral atter - For eaten securities wrong in nonconforming • Eq. (notated) incense. cumin yields and rates. - We recent as rival fee from LEG Bank USA ad
paying any balance die an them. Any securities dInOnli-catt3f1S, ("Meta quateilyBace vale) may An el irate of anal borne is based an curer,' U3S AG Stamford Brach of up to $25 per secant
anOerted to the Fim &ring the statement rimed are have been adjusted to facilitate proper valuate.. clacked and nteresl rates, assuning the sect/Iles will sweeping to the baths under the USS Bari Sweep
leted at market vaje as of the end of the stainer* To obtain current quotations. *Awn available, contact be held to one year from statement date or urea Programs
period yote Feuncial Acbits. maturity This estimate is any a gudeline. accuracy
• Cost biro. h deterinning the cod bans of the ad ccatinued mane are not guwarend Activity
searities included this v.:Kneen. we indicated • Private invettenentS and ttnactured products. — Estimated anal ixorne and current yield foe Informaton reputing CCOVII6SOIS and otter changes
with the nuttier 'I,' Lei F **uncial Sennces has felled Private meslment starves Licieg deed cenan taxis of sautescoo-1d nceade a return of Munro in cceinemen with the newton of trades,
on information croained from sources other 'hen US$ parlous's program and real estate iniestment trust principalor obesegains n 'Stich case the est. ixtiolog tion transactions hat been headed m
Feanal Serinces. rklidirg rocemaion Iran another amities) and sem tired attests are grossly ashy income (executer* ywl world be overstated. confirmations previously him/shed to you, rid will be
fim or that you may have provided to you Fininial ificaed Cretan aructirod products have not been — Estimated ma inttnie arid current yield and the provided to you promptly on regiest.
Ackisor. The Firm does rot irdepardently veroy a registered with the (*wain and Exchange aced' income ad yield mite be lower or hip*
groantee the acuity or mealy of ary eiconsion Cernrnssial or under any nate sautes laws. We than the estimated amounts Short aging
provided by tares other than laS Ennui Straces amide estimated yobs for private nueritilynt — An estimate of annualqed (Warne (divdend andu If you se engaged n short selling a securay, you may
h sklitiors eltrough LEK F ionise Seines gcntralY securities and structured products for niorrnat crud interest) divded by the norm made" incur a data ciao to certainborn:Wm cons for that
updates this Marrakin neje received, the Cm ;owes only Accuracy is riot guaranteed valsraverape balances based on the Lan dividend pao Maly security.
km riot provide any assurances INV the nformation - These values may differ si.bstantialty from prces, d or Merest payment madebythe issuer and
under 'Cog baba' and • Umealsed gad loss' 6 any, at which a private rrostmene security a astenes to sectritesdeposts will be held for one Open orders
accurateSS of IS* date of the statement. As such structured product may be bade or sold and do year from the statement date or until natuity. Regrading open a 'spAillitscancrilkie ceders that
please do not rely on this infermation w mike not nocevurtb' represent the value you may receive Accuracy and contend yell we not guaranteed. were not extrased by the summed date, open buy and
pschase cr sale decisions. for tax thrposes of 'Pon liquidation. sit T stop orders are reduced by the amount of cludench
od emit. Accounts traraerred to the Fim may - Thiel party tamales of rats ore as al a certain • AMOS not held by RIBS Fiero:is' Services Certain art otson an ex.clividierds a oars;hts date unless
reflect gm' loss Mammoth only fa the period of date and are applied to Uri Financial Services on a assets are not held by to im and not wetin the instructed otherwise by you. vas are responsbk for
eine they .we held A the Fenn More historical regular base by an independent SAPo n Tim. Firm's possession or (enrol. These assets are orders that re executed der voyeur failure to cancel
roormalion can be added by yOur Financiel AchAsor. - Issuer, general panne* or sooners' estimated vales depbyed on psi statement for infortnatenal "'fling upon order,
• Urrutind gairsfiosses then data is avaitable, ay, are applied to the Fim by the issuer, pupae. ally. Positrons and values presented are
ronwedirreaked garolosses are calculated for ?meal Paine( a sponsor and may be caktIated provided by ihe issuing fern UEK Financial Servces is Primacy
;wields:II security lots. The transaction data for based on deferent nformation bun that used by not responsible for this riformaton and does not ro **an a copy of our current Client Piracy Ikkaict
61Ni:tat lots may or may not realest commoticeo. thed polies to derive their esimated guarantee its accuracy. These assets we not protected please context you. Financial Advisor or visit car webute
charges ad's security reorgani:ai ion names - You can obtain addittrul Hamann regarding by StPC or the Funs suppleawital SIPC coverage. at zinsw ?Ai ecru/privacy • kg
Dividend and other renvestrnini lots and systematic the methodology used to determine the estimate of - 165 Financial Services is rot a bark. The BMA, Bosoms
purchase lots are each coroned to display one value ad the dale of the roormaron that is the • Revenue sharing and additional compensation. Sent.' Account SSA and 11MA re brokerage
averaged lot. The • trade date colann presents the basis la the estimate by caltacting ycur Chan& — h acid:ton to commesons on sales and 12tel fees accosts Such provide access tobarknig services and
agiul transaction trade date Advisor. recewed n conned ith with the dnIrtwiton of 'tutus' products Pratt aniangements with affiliated barks
• Callable searkies Bonds and preferred stodi that - Thaid party estinied vat*, may be reflected as furls to our <bents we swig( our affWate and other thindiparty banks, and provides access to
the issue cats for ea redemption wit be selected Ite priced' n several author's. when an revenue 11114,1 payments from detrinAcrs ardor inrarke and array products issued btu-affiliated
Proarlially by lot kern among at soothes of that ndepeniera valuation Ian has not suppled a is advisors a the mutual funds that we sell. These hid-party mance companies throuth inaraxe
issue held n our name or n nominee none for err unable to assign a flirt when we become aware arrittros are based on two different (cinnamon: (0 agency si_teidures of 665 Financial Senses ix.
clients. Call lean nIcanalwn n obianed from third that a material event has ocorod gut may tall a to wrote of sales by 1.65 of a particular mutual ▪ hveilment iteurarrf 4, and irnuity products
parties ad es acctracy is nal goateed Other call previously reported yaks nto question, ce when a find family to our clients. and 6) the asset value of a — Not CDC Mad • lb bank guaranit em May lase vats
features may eat which mad Elect Weal combine value would be highly speculative due to the metre Particular mutual krid fry. shares head* the — PAO Pesaro* klannernent aocoune. Business
rocentron will be provided upon request oe the secunty. fern Saloom Account BSA. IRMA arid international Resource
• Certificates el deposit (CDs). COs re FDIC nsured - When neither an issuer, general NNW Or SpOrbOr — We and our affiliate also receive netwolltrig and Management Attars are gegenad service marks 01
sp to $250,0)0 n pineal and accrued resent per stinted value nor a thropay estimated vas is minty, processing fees n coroderation for transfer UPS F racial Services hi.
depositor and per depository indecency n accordance pronned, the value of the security will be deferent aged services that we provide to the mutual funds — vita is a registered radioed, *read by Vita
rah FDIC slots. from its anhase price. Shpo lees grata& re paid from Chester assets n Mina:tonal Service Association ad used under
• Pricelvalue Prices displayed for sensitises and otter - • Deututions to date' may nCludt faun of the mutual find and sea feted dolls' arrcctd based kerne The LOS Visa credit cards and the LOS Visa
prolix's may be higher or lower than the Price that capita. exam or both. an the minter Cl accounts a the broker-dealer debt cards re send by UPS Bart USA with
you would actually likelve in the market Prices are • 'Orignal unit vie' momenta the initial offering Asking mutual hinds of that lad family permission from visa U S.A Incorporated Ail °thee
croaked horn exicen hid party sources theh we price per unit and may not reflect you cost basis. - n stiiite.n to ccenrAucions received in connection trademarks, registered trademarks, service marks ad
Mini to be relabb, burl we do not guarantee thei - OPP and tented RER sauces arc rot listed on a with the sale ce astrbutro of arnuity canals ad registered sense inns are of their &spathe
accuracy nations securities exChange, and are gene:illy snit investment trust unts to our clients, we ardor wreathes
- We generally use the closing price when addable a' Aged And even if Hwy can be sold, the price as affiliate receive reverue she'i ng cormansation
the mean of the bid and adi prices la listed from nary of the istufance<cmpaniet underwaR ift) UPS Financial Services Inc r<, 2017N
SDNY_GM00027681
CONFIDENTIAL
EFTA 00 138301
EFTA01278910

U8S Falancial Services Inc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 July 2018
CNP70057191950718 Y1 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indv.Millemium
Account number.
Your Unsocial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-7000'800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourCeUne at 800-RMA-1000, On June 29 (V on July 31 (3)
account 029028776
Your assets 770,023.00 770,427.00
Msltour webslte: Your liabilities 0.00 0.00
www.ubscomainanciakewices
Value of your account 5770,023.00 177 0A 27.00
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
crecit report annually from Sources of your account growth
wow. annuakreditreportcom. Tracking the value of your account during 2018
Value of your account
g ThcLr,and$ at year end 2017 $726A13.00
Your mvestrnent return
770.0 770.4
6$ 7 7264 • Change in
market value $44,014.00
Value of your account
on Jul 31.2018 $770.427.00
2S2
Dec 2015 Dec 2016 Dec 2017 Jun 2018 2018
SDNY GM 00027682
Member SIPC CNP70001005719195 NP7000199378 00005 0718 03057500a000 Page 1 of 6
CONFIDENTIAL
EFTA_00 138302
EFTA01278911

SUBS
Resource Management Account Account name: Your Financial Advisor:
Friendly account name:Ir
July 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 770,427.00 10000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $770,427.00 100.00%
Value of your account $770,427.00
Eye on the markets
Percentage change
Index July2018 Year to date
S&P 500 3.72% 6.47%
Russell 3000 3.32% 6.64%
MSC I - Europe, Australia & Far East 2.47% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.02% -1.59%
Interest rates on July 31, 2018
3-month Treasury bills: 2.03%
One-month LIBOR: 2.08%
CNP70003005719198NP700018937800C05 0718 03057500S y_Gitocynytie 2 of 6
CONFIDENTIAL
EFTA_00138303
EFTA01278912

SUBS Resource Management Account Account name: GHI5LAINE MAXWELL Your Pi vandal Advisor:
friendly account AST!: Indy Millen mum SCOTT STACK MANRYLE CASRIEL
July 2018 Account number.
Change in the value of your account
July 2018 (Si Year to date (S)
Opening account value $770,023.00 1726,413.00
Change in IT:al Value 4C,-1 44,014.00
Closing account value $770,427.00 $770,427.00
Summary of gains and losses
WI ues reposed telow exclude products for which gala anolosses ate not classified.
Realized gains and losses Unrealized
July 2018(1) Year to date(1) gains and losses (5)
aoo 0.00
Long term 120,42703
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in lmportain infonnation about your statement at the end of this
document
Your return objective:
Curtent income & capital appreciation
Your risk profile:
Primary. Aggressnre
Investment eligibility consideration None selected
Your account instructions
• Yotr account cost bass default closing method is FIR), First In, First Out.
SDNY GM 00027684
CONFID C E HP7C0 N 033057 T 19197 I N A P7003 L 10207 8 COCOS 07180305750x- Page 3 of 6
EFTA_00 138304
EFTA01278913

*UBS
Yournotes
0.-,.... ,....”....7. 0.. ,,,... ,50 ,,,ocomato• . 0, ,
CONFIDENTIAL
EFTA_00138305
EFTA01278914

Resource Management Account Account name: GHISLAINE MAXVVEll. Your Pi needs' Advisor:
*UBS
Friendly account name:Indy Milennium SCOTT STACK MANLYLE CASRIEL
July 2018 Account number.
Your assets
Some Prices, income and current values shown may be approximate. AS a kit*. gains did losses may not
be accurately refkoed. Set anportant intomnatton about your statement a the end of thus document for
more infornaaort
Non-traditional
Private eqUty funds, Hedge tuna, and Other investments are held in your UEISFinarcial Services inc. (UBS Estimates of vdue suppled by issuers of Certain CeograTs (which are geneldly 'net omit neut.' estimates)
FS) broleraqe account. The poutlons reported below reflect the records of the issuers, and OBS FS does not are shown as' issuer est. value pet unit'. For Povae equty f unds, 'Est. value per u1 t' is a value updated
gar/inlet the LK( tasty of the I riormation The vtlue shown is rot necessarily the value you would receive quarterly, based on the Net ASSet value C Nan in the fund a or the date spedfeel [dusted by ading
from the issuer if you sd d the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, capital calls and subtracting dstnbsitions since the NAV date The NAV is primarily based on estimated
dthcsigh the level performed may vary A closed fund may be subject tonoongoing digence A fund that portfolio vd net peonded by the underlying fund sponsor Thew two values may vary because of differences
you purcnied elsewhere may never have been suteect to UBS FS dllgence, although UBS FS may receive a in the way they were estimated and because the ' Thad party en. value per unit' may have been prepared
let tram the funds manager, which may CCOSiitUle a maollty of the rnanagement ncentl* lee. %ease on the Oasts oninancia itionnaton other than yea•end Reported estimates may not reflect resale.
contact your Financial Adasor with questions. ' Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, a any, and may not reflect dst 'butt cos of caoital until the next valuation is
independent valuation arm and reflects altustrrents for factors such as the tqudty of the units. reported, generally On an annual Or Serrtannual bans See Important information atoor your statement at
the end of tits sidemen).
Hedge funds
PurchaSe pricer
hurcber moor pace Client Cost Price per share value on unrealized (tae imestrnent Hddng
Hcldng of sharts per share (S) investment (S) basis (1) on lU 31 (f) Jul 31 (S) gain or loss (t) return (S) period
ALPHAKEYS MILLEN END
BROKERAGE 410 930118
Trade date: 650,000.00 650,000 00 1.000 770,427.00 20,427.00
Your total asset
Percentage d Cost Estimated Unwashed
value on PA 31 (0 your &count Oasts CP annual inccaw (S) gain or loss CS)
Nowtracitionel Hedge Puede 770,427.00 100.00% 650,000.00 120,427.00
Total 6770,427.00 100.00% 6650,000.00 6120,427.00
SDNY GM 00027686
CNP7C00300571919g NV7003103378 COCOS 0718030575004- ►age 5 of 6
CONFIDENTIAL
EFTA_00 138306
EFTA01278915

*UBS
Your notes
6666000.066,6,00 66,0666.,6 00006 6,6,6 6666,606 IL, .0n.6,66 6 0l 6
CONFIDENTIAL
EFT,00138307
EFTA01278916

Important information about your statement
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SDNY_GM_0002768.9
CONFIDENTIAL
EFTA_00138308
EFTA01278917

Important infantleaMil about your statement (continued)
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may ask for dekvery of fufty Paid securges al any tire. - IDepOSIS a SeCurdceS dernomnated ncrarercies inrieed value shag other compensation from nual funds and flexes'
You may receive securities used as loan camerae alter Other than U.S dollies are related at the exhaage carparies whose products we dmutute.
paying any Wince die on them. Any securities rate as of the statement date. • en. (estimated) Mame. current yields and rata - We noerw al ow-wallet Iran LASS BrA USA and
tranaerred to the Fern doing the stmommt period are - Fa crlan securities raring ni non-conforming An at mate of annul inane is based ore current val AG Stanford Branch of teo to S25 per account
teed at market value or of tho end of the stannwa denominations, price and pirely (lace was) may dhiciond and Mess rases, atsunirg the securities will sweeping to the banks u-oka IFv ILES Bark Sweep
period have been adjusted so facilitate stow valueicn. be held for one yea' from statement date a tail Procyank
• Cost basis. In datennnirg the cost bans of the To dam current quotations. when avaaabn, contact maturity. This estimate 6 any a gudeine; accuracy
sestet aride l n this statement where indicated your Fnarcel Ades and continued income are not guaranteed. Activity
with the number "I,' LISS Snarciat Services An relied — Estimated true scorns and current yield la Infonnaton sgerdng (CenmeSken and cast charges
on information obtained from sourer. Mho than LES • Private inset:mots and structured products. certain types 01 saunas could me de a ream of incurred ri mesa ion wall the execution of trades.
Financial Services. raluding Seamans Iran anther Private investrown securities (ircludng dreg a-Copalor capital gains in which case the est ixtodng option transactions has been studied on
rim that mu may have grovkled to your Fnarceal participate:0 progam and real estate ors-stuns( trust income (and anent geld) would be overstated. calf entions previously luinahed to you. aid wdl be
Advisor. the Firm does nol almendently reedy a securities) and structured sodxts are generaly hgney — Estimated argue income ad curet geld and the provided to mu promptly on sauce
guarantee the aauraCy or vaklity of ani 4c ollation akpd Celan mussed products haw not been actual Mane ad yoki mete be lower or
Provided by maces other than 1.3S Financial Sock.. righted with the Securities and Exchange than the singed snots. Short sling
addlion, ethougn 1.85 Fnexial SeneCeS ginaralV Commission or under any Pate securities laws. We — An earnate of a-nuakted ixorne (dividend sea if you are engaged n short selling a Settary, you may
updates this rdamatirin as e is received, the km sonde es:rested vats tor pewee ~Irani merest) divided by the cement market incur a charge due to certain barowrg costs fa that
*es not porde ary assurances the the ancrinatee securities and strum acid products for ritarnalk.nal messes-age balances based an the last dividend particular Searly.
uanceder -Cost bare and "Ureealced Wpoin only Accuracy is not guaranteed a neap payment made by the inter and
as a the date of this statement. As suCh. - These vakos may diffeo itbstantiaPy from pies, if rases the secosineedmoses will be hell for or., °petards',
please do not sly co this Mon-Intim to make any, al which a private meaner unary a year from the statement date or until moneray. Regarding open or -grixklincancellie ceders that
purchaseor sale (*isms, la tat purposes or structured product may be toxfre or sold and do Accuracy and continued yield an not guaranteed wee not executed by the statement date, open buy and
otherwise. Accounts transferred to the Fan may not necessary rarewe the vats you nay reCerve sat stop ceders se reamed by the snots of divands
reflect getout inlertuan only fa the period d coon licuidation. • Assets not held by MS 'Maned Services. Certain or rignti on an ex-dividends co- argent deo unless
tire they an heat at the Fern More K6torical - third party 41101MPS of vat* re as of a certain meets an not held by the Fine and rot within the ineructed otherwise by you. You are respansble fa
akeltatiOn can be added by your Fnanced Advisor. dee and re appbed to WEIS Innis Services on a Fm's possession or control. Thane assets are orders that re executed due to your laftre to cancel
• Mreroalited gent/losses. Vitien data s callable, regular bass by an irdependert station line. dtplayed as your statement for nto rrratdral eustorg open ceders.
eemated arealized genflosses are <Mutated for - Issue general pray or sponsor rambled vanes. purposes only. Pontoons and vakm presented an
adviint teary lots lhe transaction data for any, re tie:plied to the Fen by the soar, provded by the twig Ism UK Crustal Sweet is Privacy
nckvgdual loss may or may nit refreflect arrmissions. general panne or sponsor and may be cakulated not nisponsbki for the Seamans and does not To obtain a copy of at anent Client Privacy Wis.
charge s secrity reap-salon gents. based on drierent Sarmatian from that used by guarantee es exctracy these asses are not acceded please contact you F-eaxial Athesor or vett our website
Dialed and Mem renveumee lots and t ystenak teed parties to &nye their estimated sakes. by SIPC or the Frites suPPiememal UPC coverage. at wow robs cosaliverookey.
arches lots are each combined to display one - You can obtain addilithe Hammen repealing - LES Financial Services is not a bank. The RPM, Busness
averaged lot Me 'Trade date' eolmn prevents the the method: used to determine the estimate of • Revenue sharing and additional compensation. Services Account BSA and IMA are bra amp
anginal trainacoon trade dale. value and the date of the ificematen the is the - g median to ccenmirinns on tales and 12b.1 kw scares which provide access to barkina services and
• Callable securities Bonds and selected stock that bash for the estimate try contactig mut ;Steal received in connecten with the diatom:en of mutual products tttocf,aranrents with affiliated bares
the issuer cats la <ag o rederrpnan nil be selected Advise Arida IOW <lents we ardor ow affiliate receive rid other ihrd-party banks, and sondes access to
itparbally by lot Iran emery; at searges of that - thin prey estenated oaten may be reflected as revenue sharing payments from darbecrs actor Marne and annuity pratecto issued by unaffiliated
issue held it our name a n norm of ram for at 'Noe priced' in several atuaticeit when an admen of the moue limn that vs sell These thin/party intrarce agnomen though karst*
clients Call 'leas Sarmatian is obtained Irons third indeperectex valuation Inn has not stapled a is Jaunts re based on two deferent corrocsnity agency stbsidumes col (IBS chancel kirk*, kx.
parties rdas money is not guaraMied. Other call unable to assign a vats, Oen we became aware the rouse of sales by t.85 of a pascal, mutual — Segment nuance, and annuity products
leaves may mist which (add elect grid complete that a material event has awed the may call a Ind family to our dents, and 00 ex asset vane of a — Not FDIC sued • No bank guarantee May lose vale
'Mammon rate be provided upon request orevioutli reported value alo questicn, a when a particular mutual funl land/3 shies held at the - CMA. Remus Management Account. Busness
• Certificates of deposit (CDs). CDs are FDIC inured value would be Sohn speculative are to the nature tern Services Account BSA, IRMA and international Resource
to to 52292000 in principal and accrued Serest W of the scanty - We and our affilaite also receive networking and Management Account re registered service marks of
depositor aryl per depository inputting game-dance - When neither an issue, general partner or spores Ornribt6 peaessrm fees incense:R eston for trawler 1.85 faecal Services tx.
rah 10K rules. estimated value nor a thrd-party estimated ',six a agent testes that we sown to tie ague funds — v*4 tsar/gist/ad trademark owned by Visa
• Price/maks YrkeS &Oared for secisaies and other provided, the yak* of the cavity will be different These lees generally are pad from investor assets n International Service Assoc aii on and used under
scams may be highe or lower than the price that noon its cuxhase price the mutual lured and sea Foxed dolls anicere bawd ken.. The UBS Visa credo crds and the LOBS Vita
you would actually reeve in the mat*. Prices se - • Crierbut ens to dale' may nduch ream of on the rioted amass at the brarerdealer debit cards ye issued by LISSBank USA with
obtained from various third party sources which we ncome or bah. holdng mutual funds of that band tacitly. Permisson Iran Visa U SA Incorporated. An other
bekne to be stable, but we do not guarantee thee - • Original unit We' represents the maul ollering - h addition to cavernssions received in conntchon vadtmeks. regretted oedemas, service maks and
accuracy pnce per emit and mw not reflect you cost bass with the sake a darbuton of isles contracts rd registered wince marks are of their respective
- We generallyuse the cbsing price vine available or - Oft and unlisted REF sectrea an not heed on a unit nyntment enact inn to or fiats. we ardor camas.
he mean of the bid and as prices la heed nationalsecurities exchange. and re generally err afliiate receive ',Wean. Sharing forrpensaton
securities and options a only bid sees for OTC Maud and even it they can be sold. the vice trait me/ o1 the Swam. companies ordealrig 1185 Filartfial Services Inc Rev. 201807
secrets received may be less than the per share estimated the amity contracts, affiliates of the nsurance
- Less actively evaded marines maybe breed meg a value provided n the scant eateries cassia or sponsors d the unit twestrnent bush
valuation model or the most recent price we vs detonate
obtained and may not ref let an Weal market price • Resided muskies. Restricted securities generate h Mcleanto Ofenris6SqnS refereed from the
or vane. ate not cureritly eligble Ice public sale. UM f natal prchase and sale of Neorshires lure* we actor cur
Seam uses the market price of the isenInCled stock atI ilas receive an ane-bined revenue shaing
of the same Murat m an imputed sew for the payment fromNo.15race cratrbacet as well as
SDNY_GM_00027689
CONFIDENTIAL
EFTA_00138309
EFTA01278918

FMancial Services tic
Private Wealth Management Resource Management Account
c;ItU BS 299 Park Avenue
26th Floor
New York NY 10171.0002 August 2018
CW7005679851 0818X1 Y1 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: In& Millennium
Account number.
Your financial Advisor.
SCOTT STACK MAW LYLE CASR1EL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeLine at 800-RMA-1000, on July 31 ($) on August 31 (S)
account 029028776
Your 855els 770,427.00 767,919.00
Visitour website: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account 5770/127.00 $767,919.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
vnivw.annuakreditreport.com. Tracking the value of your account during 2018
Value of your account
Thc Lr,arICS at year end 2017 $726A13.00
Your investment return
7 7264 770 4 76 • 7 .9 Change in
market value $41,506.00
Value of your account
on Aug 31.2018 $767,919.00
2SDC
DK 7015 Dt 2016 ON kr 7 Jul1018 Aug7018
SDNY GM 00027690
Member SIPC CNP70008005679861 NP70C0193757 C0005 Cele 030575004 Y178776550100000 Page 1 of 6
CONFIDENTIAL
EFTA_00138310
EFTA01278919

SUBS
Resource Management Account Account name: GH1SLAINE MAXWEU. Your K Randal Advisor.
Friendly account n • n SCOTT STACK MANLYLE CASRIEL
August 201 8
Account number
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 767,919.00 10000%
F Corrrnodities 0.00 000%
G Other 0.00 000%
Total assets 3767,919.00 100.00%
Value of your account $767,919.00
Eye on the markets
Percentage change
Index August 2018 Year to date
S&P 500 3.26% 9.94%
Russell 3000 3.51% 10.39%
MSC I - Europe, Australia & Far East -1.92% -1.87%
Barclays Capital U.S. Aggregate Bond Index 0.64% -0.95%
Interest rates on August 31, 2018
3-month Treasury bills: 2.03%
One-month LIBOR: 2.11%
CNP70003005679852 NP7003188757 00005 0818 030575004 .,•Gtmcion,sgiige 2 of 6
CONFIDENTIAL
EFTA_00B83I
EFTA01278920

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your IIn andal Advisor:
Friendly account n • il n SCOTT STACK MAN/LYLE CASRIEL
Account number.
Change in the value of your account
August 20'8 (V Year to date IS)
Opening account value 3770,427.00 $726,413.00
Change in market value -2,508.00 41,506.W
Closing account value 3767,919.00 3767,919.00
Summary of gains and losses
VS ues reposed below exclude products tor which gins 8.1010sSeS are not Omitted.
Realized gains and losses Unrealized
August 2018 (3) Year to date (S) gains and losses (4)
aoo
Long term 0.00 117,919.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor of Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about )our statement at the end of this
document
Your return objective:
Current interne & WOW I appreciation
Your risk profile:
Primary • Aggressive
Investment dig ibikty consclerabon - None selected
Your account instructions
• You. account cost base default closing method is FIFO, First In, First Out.
SONY GM 00027692
0070009305679863 NP7000103757 COCOS COI B 030575001 Page 3 of 6
CONFIDENTIAL
EFTA_00138312
EFTA01278921

*UBS
Your notes
. 02,..a a
05•50055555555565555055155555550555515555554WMID., ,45 5
CONFIDENTIAL
EFT/5,B5313
EFTA01278922

Resource Management Account Account name: GHISLAINE MAXWELL Your linandal Advisor:
*UBS
Friendly account n • a n m SCOTT STACKMANLYLE CASRIEL
August 2018 Account number. 212-821-7000'800-308-3140
Your assets
Some paces, inconle and current vaues ShOrtn may be EpprOxfirKrie. ASS Mull. gam and losses may oat
be Excurately refkaed. Set mtportant Antotenafron about your statement a the end of this document fOr
more Informaon.
Non-traditional
Private egtaty funds, Hedge fundS, and Other investments are held in your U8SFIrtarcial SeinteS Inc. CUBS Estilnetes of value StePOred by Issuers or Certain Programs (which are gene raly 'net asset vaue' estimates)
FS) brokerage account. the positions reported below reflect the records of the issuers, and 1185 FS does not are shown as 'Issuer est. value per unit". For Pnvae equty f unds, 'Est. value per unt' is a value updated
qv:motet the accuracy of the irionnaton the value shown Is nor necessarily the value you would receive quarterly, based on the Net Asset value NAV') in the fund a or the date specified alusted by adcIng
ficm I be Issuer if you sd d the assets. Funds actively sddby isBSFSa* subject to ongoing due dagence, ccital calls and sutlractrg Oil nbiAlcons 'nee the NAV date The NAV is primarily based on estimated
deb.:cep the level performed may vary A closed fund may be subject to no ongcing dligence A fund that portfolio values provided toy the undertying fund sponsor Thew two vaues may vary berate of differences
you purchied eisemere may never hare been suteect to UBS dllge nee. although 1)135 PS may receive a in the way they were estimated and because the ' Third party ea. value Eel oler may have been prepared
fee tram l he fund's rrianaget which may ccentitule a maorfty of the rnanagernenviocenti* lee. Please on the basis or financier irionnaton °the, than year.end Reported estimates may not reflect resat
contact your Financial Adnsor with questions 'Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may not reflect dst ebuti cies of cgs al until the next valuation is
independent valuation Ion and reflects adjustments for factors such as the lquidty of the units. reported, gereraly on an annuls or seri-annual bans See *portant in losmatron atour your statement at
the end of tits statmerd.
Hedge funds
PurchaSe PIK&
hurrter Mimi% pace Client Cost Price per share value on unrealized OM imestment HdOng
w.ldng of shares pet share (1) investment CO basis (S) at Aug 31 CS) Aug 31 (I) gale or loss (I) return CP period
ALPHAKEYS MILLEN END
BROKERAGE PIO 7131118
Trade date: 650,000.00 650,00000 1.000 767,919.00 117919.00
Your total assets
Percentages Cost Estimated Unreaszed
Value on Aug 31 (I) your account bas4 annual inccene gain or loss (S)
Nee4facktionel Hedge feeds 767,919.00 100.00% 650,000.00 117,919.00
Total $767,919.00 100.00% $650,000.00 $117,919.00
SONY GM 00027694
CtiP7C0C6005679865NP7OCOl$9757 COCOS Cala 03057500IMOOCICO Pap S of 6
CONFIDENTIAL
EFTA_00138314
EFTA01278923

taUBS
Your notes
ErA of sutemmt for account number
CONFIDENTIAL
EFT,00138315
EFTA01278924

Important information about your statement
LBS F mescal Semmes kx. (the fern of LOS Francis her Iran Si no later than 60 days after the Fern capacity, A lull copy of toe poky wcedng 6 available an or runs and may not keep pace with
Seeker.). is a mentor ol all principal meshy, co-nrrodity tern you the fent statement on Mich the CaCC or won request. Minion
and options meharges. UBS financial Sorrier: and 7185 problem append. • moderate Wiling to accept sane rids to raincoat and
Bark USA am ndrect stbsoaries of LEIS AG and - Provideyes name and accost scriber thy) Neither the 51K Geo:edam rice the supplemental tolerate some voiallify to seek higher returns.
affiliates of LOS Secrets U.C. The Fisn's harem) — Desabe the error or the transfer you re unsure protection epp&to: • ficw enn.: Wiling to accept high risk to princor and
itattIntnt it available upon request. the Fim's decree about. and explain at clearly as you can why rov • Carom I naiCial assets controlled by (and (-Mudd n hig. volatility to seek hch returns Over UM
off ice, are believe * is an error a shy punted more your account vau)t:tit held awry from LOS Financial • invemiera fight& Conaration: t seketed. a
nikernaeinn. Services For eurole certain (i) insurards procams, Portion of the. pot Hobo for that room may include
LOS humal Salvoes Im — Providethe doter amount of the suspected ors kluding variable annuities. and (it tires of rutual complex sureties tanked liquidity and greater
1200 Harbor Boulevard finds registered n the name of the rout holder on totality
Wethaviken, W 07006 The Firm a Cord Issues wil iwestgate you. complant the book, of the issuer or transfer agent),
and wd correct art error prompt& For alleged errors • Invintmmt corneas of netiancii oltleitS kg, Statement shouseholdisr
This Statement rePresentsthe on& official record of you nvoNn9 OBS Ihsa•debn card transaction. of we take lined nartnerdiPt and private placements) teal re We may consolidate at related account statement with
LOS Fruncul Services accost Other records, except more Nei 10 busixis days to cb this, we will credit not registered under the Securities Act of 1933; the sane address in the sere erwebte, e o because
offKul tau dxunents, contanng calking data should you accost for the amount you tlink is in error, so that • Corrrnoditss enacts (e.g„ foreign exchange and they have owners who ako mantan pot account
not be relied upon II you berSeve there is an tiros a you wit hove the use of the money dreg No tine phis cus metal contracts), mann; loses contracts relationshm wits other <kerts a the sane ackkess.
°mum please report it immedately n mitre; to the takes us to ccerpkie as nvestgat arid commodity op ion contracts, and you prefer to mesa irdiedual statements feuded n
Branch Manager d the office wang us' account. • Deposit mewls (except certificates of dromit) at UBS 5411X11Om.elopes. you may decline howetioting by
Please make all checks payabff to the Fein or the Brie USA, (IBS AGO S. branches and bales 6 the calling yor Financoal Advisor
Although at fagots shown are mended to be accurate, (Anal nstoscn noksted on the front et Nis FDIC Insured Deposit Program.
statement data should not be used for ten pupates Re& yummy In addition to regthr account lees. accounts The SIP( protection and the sodOwneotal protection do Friendly meow* name
solely on year .end toxic:erns, e Form 1099. 5499. my be abject to mantonate Ines, charges for late not apply to thew anus everra they otherwise ripper the Friendly account nth* is a cugernestbk -ndrurne'
r 1 o 0 u 42 te $. d e b tc y h t u a f w ff n to 0 r s e o p F o s n h t ff o 'd t Y e tu R r S ta a t l r l e ta tu xa rn b le t h d e ra k de m nd i s s , m pay u m d en s t f n o r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c es o a rt n s d t c h h a a t r a g r e e s t t e o ns u es g -r a e d d s o u n p 'C pf a re n st e a r t t e a m lu e o n t t e s cti T o h n e d S o IP n C o p t r p o r t o e t c e ti c o t n a s a g n e d n t t t h c e h anges h ch as o s n e o n l b e y g a y l o e u f f t e o c t a s e s n is y t y o o u u a w c i c t o h u y n o t u i r s r n e o co t r M dl e e n e d p e m d g t o
reportable ncestaubk dvdends and taut& Merest to other reditiliCni may be subject to a trawler fee. n the market valet of you. investments (Meth*" as a reflect any strategy, prodst, reuremercletion.
caned cr. ruffian held n you accotnt net proceeds resat of market movement issuer banktUdIfy Cr rnestment objective or tea polite associated wit your
an sae transact:art and cost basis on <erten cowered UBS Sweep Options otherwise) recounts. rid is not a proms* a guarantee that weak
sects ties 1185 offers options ict sweepng cash balances to bate or any financial results, can or will be achieved. All
depose axcests at non-ala ired bates and affiliated Dividend Reinvesfrnent Program (3R1P) imestments Smoke the risk of lass anoldrg the risk of
ConwoniatIons with the Firm banks and money mind crawl lads (Money funds). The price reflected is an average price. You may °Man loss of the ern ix investrnent. You can change your
• Please reconfirm any oral cormencatans in me rag Deposit accorat at LOS Bag USA and ft:deflated the actual price IMO, you firtaXill Advisor. Or. whole Frendly roam names through OnIne Services or by
to further protect your rips, isludwg your rives balks panicau tog n the OBS FDIC-Inured Deposit ThOtti re purchased under DRIP. pahol shares will be contoctrg you F ruminl Adam..
seder the SKuntint Investor Protecton AC (SPA) Program am WIC soured n accordance wits FOK rules sold and the cash wit be deposited in yOur account The
• It the Sinni ll rititufron on the top lett of the Iran For mail nlanwlan, please visit wow tdK.9"/. Deposa candied renvestrremt price applied by to cower may Account overview
of No statement is not LOS Fnaxiat Services. 1_131 accounts al LOS AG Stanford Brand. and Mires of Offer from the made grKt at Much the pater shams • Value of your e«ountloordoko. Net of assets rid
SernCes carries you account as clearing Mosey Funds nee not mated by the FOC. re sold liabdaei
b W ro e k n e o r n b m y a e r d ta y rg u en d v e t r h n s w re th la t ti h o e n s im hi f s o r w at h e e d n in stmaith Bank deposits re not protected by SIPC Money Fund Cadtimlieu r • e s d tr u ic e te ts d s In e< cl u u r d it e y s ( e a s v t a ) il , a a b n le d c G a l s o h b b a a l l T a i n m c e e s D e c p a o l s m its , f or
• o o s A th e p f s e c e a d i n i s r t e e h o t k d m e o a s t k h : r u a i . e s c d a a r n l c g o c a c t b o h a n r u t e o i e r m k a e d e t a a h r t , t o l a U t t t h n o a B e d S l b y a c o I o a 7 e t s u e h u h e n n f m y i c u n o e u t s u n l m S t M s e , i r t y v d e i o c s e u a s a m r n a e u d n p s d e t a n l o t ( s A w p h c o i a t c r a r e e o t s a s a w t r P n t p r , r o e r a o i c n n t to e f d r e c s o s t h e n t, a d - b g b b a s y e la o h S r e f c I s e a K t s M . i S n u e th m e e ' L F b O u a S n rk d f n m de a a p y t o a b s e i l ts S M e a n y s e b s e m r e O o e f n n a g c t & m i d e tl e e W h e t d e r o e p r I o C w d e l k e ( m . e . t u . , u p a m t a h r n e a d , c e m F c l i a e a r L g m p y o e t b n e n a e c a n l y h s l m , e o a a l t d o r n h e d e w n s c r u n r y l s e t o e d d o l e u l i l t e p t e a t a o a r c : m t c S a r o i n w n t a r e n a i c d t f m c t b s o i i y f p s a y a a t l o y m u r e e nt u p b a ov y t r r r e t a t e h h r t e a e e e i . t k F a e e e t i A e w e d e e r m o s . n e f D a o r t n k h o d e e e e r m s o t p s o p n r , i t O m o r io o r n a n a r m t s k w t e e a l t C , r d k a u n s s n t d o p n < c t e k m s e o t a a p d i t + t e i W o m a n s C e s . n U e a t t r s n p n d n i o e o s u t t a t h s f e ft , l t d S o r
• o n m r P t E e a T r o l a f m e l t t M i e o i a l f e ' c s o y l s d l t - n u e e C f o r d d d s e l r e a i o c e v m y m f a a a t a a y t r c R n 8 o l o u e y e 0 u s u t e w a t 0 g o r l g r . i a m h c 3 o a l n d r e 5 f t s s r e o r 4 d D o < m i 9 o a r c e . 1 e y f o r t . 0 n a r w o 9 i u m w r 8 d l i i i n ; e t n i h 0 n g n i o 0 n v t o n A o a 3 f l t 0 u M i i t- 2 g c d g . 0 y u t 1 c t e r o o h . i r 3 e e I 6 a B 5 c s C l k 2 S t t s O . o o 1 P 6 t a h . 9 M e w 9 . a s m h I c r w c o c a t i c u b u r t k o d y e m i o d u c r t n b l e s a i g M s d n a c . s u g u a c o r r n c 9 n r r r e d o 0 a is n r 0 f t o r d h t o i c 7 e n n o 6 t p e m 2 a r r • o b e y 1 c o e s 0 e u t k 0 e t r h 0 d a a . s t v e l o r a s e o i l a a t m u n b n d l y e e O W r d S o e t m F l o ts r p . w y o s o r u i p a c o t d u io r d l n y A a s o d b , u v le r i c a e t I P s e d t n h a i l o e v v e c e a r e h d s s n s e a t r v m t u m c e a e n d s c e n w t t o m t n c s s c e t h e t b o a r t s a e h n b e n e g j o c e d e b l F e c m s i f e t n e e i a v n e s y y e t n o p s F v e u r a o o s r r r m a y f n e n b p a a d e t n c ly t i h c w n i n a e k e d c e A p c s n r c o i o t y t u r f i o d i n a le g t u i h o a o e a n r f l u e d o a c , s r u y r p t m o e u e s d . s to l N • • • s c o a w o x s C t e n i ' h a s e e a b b , p o s i a e f l r h b l l n r i a a e a M a m n e c l l a l c o t s e o * n e n d d I c s M n e r e , t p y c y s O h l , u f a A r s a s t e h f s K e t d r o , h i e t u r a e d o t p n e n n a c o d l b s c o i T m i t t c s t o b e o b b e t a a a n a o n l l l l e a a a f t o n y n n t b f h c c c m a e u e e e l s n a a s s s , i n k n t i 3 o a n c e v 1 t u e s e e y a s t s m s o m f f t u i e u e a li n d n a n a d t u t a c e l p a n u c d l e o y k r a r u a i r o i n o d d e d t a * a r m gi .
• • F F P A t r h l . i a l n O n e l o t a . U T r t B l T e X S o Y o m b . . x : I s j S e C 7 e e c t r 6 a n v n t 6 i e l i c s l C d 2 e t a s s 0 e t M . o 1 i C a i . o 6 3 x l a l n 5 b l . s C l 2 , e 8 e r . C 4 d t 1 y t l e . i 4 4 i n e e W 9 6 g n m 5 1 t w 0 2 e R 7 d . it e 0 0 h c l 9 a 3 a o t 8 7 l i r o 6 r 6 o n 0 0 s le , d D r f r e r e y o p s a m a n r d c t m u ub e r n d in t e e U C c X th l B o a e I r S r s p F i n F o m in e r in a e n t a t . r i . 6 r o n b c n c a a e i e s ( a m S h s l t ) e S P t m o C f e ' ) r b p t , v o e w i a c r 1 e h o n 5 s c f 0 t h t a r 0 h c p y , e 0 c r o M 0 o b t 0 u r e o a n c f c r r t t h s i r p c u i s e r k r o t e s d e t a a e i I r n v d c g v a i t e e i i 1 la o s s 2 b t n o c b 5 u r e 0 s P u , t r 0 p o o m : o t 0 e n e c f r o t s i r o n • • c h P s o g g O o e r r C e o s o a O e w n d m i o n t f s h n e r y * . u e o C C f n o a u p f o M r r t r i f h n a e e s c r n A c i l p t o o p / a a m p n l c r r o e i e a w n c o t i o i n e a n g f r l I r y n i o t n h v m v e a e s n t s t w m t t m h e e e s e n t n g m ts t e ( e w n b n e e t i r s e t a c m i t r i h o g n a * t . h o i e n f n b u th s o u i e t s s a s n t e o n 'a g y ta r o e l T l g is a t h h n t e e e o m d m ta f f r d u h o e n o m d d d s i o s n t c h t t h h i e e e t r g h b o e e a t t r a o l r a b a r n d m le c in e t i a s c p r o a e y n r n ( i d o * y d t n o h c u e o lo r F s t d r i n a e g n m e m s v a a a - l d u y . e
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F k c W n a r e o o d e n b h tr t a f a a r w n a l s k S m a e e c n e m t . i r m o W a n e s s m . 0 I c n 7 . a c 0 b l . l 9 . i $ l 6 1 l 0 0 , p 0 0 A a - 0 y 7 n m 6 H n 2 e a - n R r 1 b t M 0 o o 0 A r r 0 B L I , I O S I o M S A r w , s S a 6 r e i i s t r t h a v e i • f c t d l e o o e s o U b r B i , t S < p a T e a h r s h e i c u a F h c m a in t s y n e . p , d a t o y s g a u e b p t l p e h l e e to r m w a en l i l t t e h a l l e r d y a b u t l e e n n cl e i a e f n f , i . t li s a T , t h c e e o s l i . l n e h e c s v ti . v i - a e n l l t y . o r a n nd( Ov A o e p f r p M a r l e l u r c i i s m a k ti o p a n r n : o d k f i g w le r o o d u w r t r h o m of s p s r e in e c k ip in a g l both the generation F a T A o n e g r r d r m e d & e e s c t m a e lo n r e r s d n e u t d C r o n e o r s I n A u . : m r M u ef a o e e n t r i r s o t ( o n U A l y l a 6 g c o n r . e n S r e h t C m a o l t e i f e e o n m n r t m t e a R ' n n s e t d I o l f a t f l h t i i C o d e n r G i e s g e h e l p i n * p r e P a r c r a a ti l c c t e ic s e s
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SDNY_GM_00027696
CONFIDENTIAL
EFTA_00138316
EFTA01278925

Important inforntation about your statement (00tIbilued)
Your assets - Certain positions may apex withicut a price rd restricted MP tot dodos.; of this statement owy. TO I undeg for iechnolocy develagment, twang and
Your afterment tenons recutibet and other assets held sill OCH 3. price was not available • il we re tat *Awl that restricted saunas are *babe la see,
n the account at the ern of the Slaterneat period. You unable to obtain a price for a wculy the value reamedmay be a.bstantialY less th.th the - Ott affirclos atso None trading ccarisstas and
may ask for delvers of Ida Paid securities al any Pro. - DepoSils a securities denominated in tuiretties netted vale shoms other compensation from mutual funds an nmearce
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paying any berce do on them. Airy securities rate as of the statement date. • en. (en:noted) neon.. current yields and rata. - We woe perconsation from UM Bs* USA, LOS
tranderred to the cern ding the statement poriad are - Foe certain Nettie rasing n nonconfameg An minute of nue ream is based on anent AG Stantotel Branch anclandflilisted bats
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period hive been adjusted so facilitate proper valuxicn. be held for own from statement date or until compensation may be a incerhy pie accost fee or
• Con basis ri determining the cost basis of the To cbtan current quotations liken /Yodel*, contact maturity. This estimate is any a guideline; accuracy may be a percentage of enrage defy deposit
seamen included in this italenlant wtere indicated your Fnarcol Adapt and continued intone are mot gueranteed beeps
with the number - US-S Partial Services has relied — Estauted areal iriCcen and current yield for
on informatien obtained from sources Mho than UBS • Private invest:mots end structured products. certain types 01 securities could nettle a relkal d Activity
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lien or that you may havneo stceovkied to your F narcol parteipalia program and real estate investment trust income (andcement yield) would be overstated. routed in connection with the executionof trades,
Adviser. Finn does indesenitmly way a securities) and structured podxts are geneta ly hat ,y — Estimated anal storm and current meld and the tido:leg open transactions has been exuded on
guarantee the epoxy or vaklity of any damson akpid Celan seructind podads have not been actual inane and yield mote be louver or hider cmfrmerom proviousy furnished to you. and wit be
provided by sources other than U3Shriancial Sea;c4. Nattered with the Securities and Excha-ge than the estimated waxer,. provided to you premptly an repast.
addlicei ethougn S*PeCeS general Darasion of under any gate securities laws. We — An festinate of arnualeed income (dividend anda
updates the rdonnatia as it is wowed the item pot& estmated oaken lot puree nvestrnent interest) divided by the current make Short piing
des not pow* airy ant/antes that the ellomaticei securities and maxiwed pockets for nicenettene verriaverage balance st. based on the last de lend It you set engaged in that selling a security you may
wider "Cost base and starrealcod gat loss' is papaws only Accuracy is not guaranteed or "lean payment made by the issuer and Irmo a charge duo to detain borrowing costs for that
accurate as of the date of this statement. As NON - These oaken may dine. substantialy eon paces, if enrol the secisieScamoses will be hell foe one pin 'rule seosey.
please do not rely ca this nlorrnatica to make any, al which a private investertim stony ce yea Cron the statement date or until madras
purchase or sale decisions, fix la purposes ce structured product may be be or sold and do Accuracy and continued MU at not guaranteed Open cadets
otherwise. Accounts twittered to the Fin may rW necessarily renews the VA* you in,/ receive Regredng open or grodliteanceled ones that
reflect °idiots inforrutian only Co ON period ol t4DOn • Assets net heed by DOS PiWrrial Services. Certain went not encited by the looms date, open buy and
tiro they re heed at the Fan More K6t0hCal - mid party ectinateS Of vale re as of a certain assets are not hell by the F im and not nicht, the set stop orders re reduced by the amour of dividends
akelltabCa can be added by your Marxist Advisor. date and are stepped Co UE6 financial Services on a Fines possession or centrol These assets are orrigaon an ex.dmidonds or marches date unless
• Unwanted gainnosset Neon data n awilzba, regular base by an irdepmdert vitiation limn deglirted on your statement for nforrrotorol extruded otherwise by you. You ate respasble for
eatutedurrealized garnflosses are calculated for - Issue generalpaint. or sponsor estimated yeas purposes only. Positions and vales presented are orders that Kt executed do to your Inure to cancel
ncividtal society lots the transaction data for it ary, re applied to the Pim by the sear provided by the nein; fern UPS ironed Saxes is misting open orders.
individual lots may or may nee reflect ctcrmissions. general panne or sponsor and may be cakulated not ntsponsbki for this damnation and does not
dirges ander secuity reorganization ewnts. based on dff trent information from the used by guarantee is securely these asses we rot weeded Privacy
Deaden and other renveument lots and systematic then parties to canoe their estenated values. by SIPC or the fern's suPPlememal SIPC coverage. To obtain a copy of on, curvet Chant Macey Notice,
pith's. lots re each combined to display one - You can attain additional itamation regarding please paten you. Fronde Adam of vet as website
enraged lot 71• • Trade date eolmnpfesonts the the mothablocar used to determine the estimate of • Revenue sharing and adifitional cempensinien. creuw fiat nentogwinevisy
oc he tranwonon trade dale. value and the date of the Women, the is the - m additin to commissions cn sale and c ab. I fees — 1.85 Financial Services is riot a bad. The RNA Burnes
• Callable securities Bonds and peened basis for the estimate try contacting your financial reeved n connection with the digression of mutual ServicesAccount BSA and IRMA re brokerage
the issuer cats la tab, redemption veil be selected Advisor. fends to our dents we ardor our altiiale re( ewe accounts which provide access to baidng services and
martially by lot hem among as seastes of that - Thid party ostenated vein may be reflected as revels sheen ammonia from derbecrs and or pockets troop anangenwritt with affiliated banks
issue held in our run* Cf a nominee mime Ice or • Noe priced' in several etuationt viten an admen of the mutual fad that we ell These and other et/partybanks, and pada access to
clients Call feature Somalia is cbtanted Irons third independent valuation In,, has not healed or 6 mounts re based on two d f f trent orrocants: iidearte and annuity products issued try unattained
pates rid as rosary is not gaarantmid. Other call unable to assign a vat*, Mien we become aware the ran of sales by 1.85 of a particular rnotual hid party nuance <an:units through instance
leaves may eon which can. Meat yield. complete that a material event has Pored the may call a find 'amity to our dents; and at he asset vat* of a agency sandpits d IBS Financial Samos no.
info/mama will be provided upon request Feevioutli reported value into amain. or when a precuts' mutual hid I awys shares held at the ▪ hvestmere, insurance, and enmity frodits
• Certificates of deposit (CDs). CDs re FDIC enured value would be highly speculate. due to the nature fan — Not FDIC awed • No bad quainter May toe vaLe
up to 5299,000 noincipal and accrued egoist per ol the parity - We and ow affiliate also receive reworden and — WA. Resource Management ACCOUr4. Business
deposer and pee depository ins:neon netted/nee - When neither an issue, general partner a spoor OrnillX6 plOCESSing fees in consickeamon to transfer Services Account BSA IRMA and international Resource
wet, 10K rules. estimated value nor a thedgarty estimated vale agent semen that we povele to the mutual funds Management Account me revolved service marks of
• Pricekalue Pr(eS 4601)14 fOr SeCuntits and other poode4 the yaks of the Nosily will be different Thew lees generally re pad from owed assets n L65 Financial Semites asc.
podia may be higher or beer than the price that from its purchase pave. the endue cud and are a feed doll, ancant based — ViSA is a registered tads neck owned by Vasa
you would actually receive n the market Ate NO - • Distrist ins to dale' may ado* real of on the nodded accounts at the brderdealee International Service Association and used under
obtained from various tad piny sources Poch we cased. room or both. holdng mutual Ions of that fund family kern. The LOS Visa creole cards ard the LOS Visa
be/en to be reiable, but we do not gwrantee thee - • Orognal unit sae represents ex newt oaring - h wSdncet to ctarnissiaris received in connection debt cads are nsied by LOS Bak USA with
accuracy price pa at and mw not reflect 'outcast base. with the sale or &tauten of tenuity contracts and permission (men Visa U 5,4 exasperated All other
— We generallyuse the cbsirig price neon anilable or - 09P and wasted REF manna are not toed on a unit nvestment Inet saes to cur dents, we ardor vadenurks, registered trademarks, sereke mans and
the mean of the bid and ask deices kr listed national securities exchange. and ate generally at Ariale receive revenue sharing corrpensaten registered sake marks ye of their respects*
spines and opens or any bid totes to OTC &god and non it lhey can be sofa the vice from miry of the insurance companies undone/mg corroaries
Notts reefed may be less than tie per that estimated the amity CCOVeCti, affiliates of the nuance
— Less active/ bated lealiteS maybe arced wen a value provided n the accost nattiness Ctrepariet a portion of the ail investment ousts LOS I Utmost Services Inc Rev. 701807
valuation modal ce the most recent price we we cintrbute
attained and my rot ref Oct an actual market price • Restricted sensitise Restricted securities prorate - h addenn to CCenen6TgaS received Iron, the
or vale. re not °sherry *liable for public sale. U6S Fnancial pschase aid sale of NetShares tun* we anchor as
Naps uses the mean price of the ovessided stock al1il We receive n asset-bawd revenue shaing
of the sane nester a an imputed vats for the paymore from Meagan.: &abates as well Sc
SDNY_G M_0002 7697
CONFIDENTIAL
EFTA _00138317
EFTA01278926

1785 Felancial Stink's tic,
Private Wealth Management Resource Management Account
cat UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 September 2018
CNP70055589930918X14 Y1 0
GHiSutoNE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account number.
Your linancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeline at 800-RMA-1000, on Avtarst 31 (4) on September 28(4)
account 029028776
Your assets 767,919.00 778,916.00
tiskour website: Your liabilities 0.00 0.00
lwew. cabs corn? linancilservices
Value of your account S767,919.00 $778,916.00
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepoet.com. Tracking the value of your account during 2018
Value of your account
S Thc uc...anc$ at year end 2017 S726A13.00
Your investment return
687 7 726 4 7 • 67 .9 77 • 8 .9 Change in
market value $52,503.00
Value of your account
on Sep 28 2018 S778.916.00
2i)0
Dec 2015 Dec 7016 Dec 2017 /tug 0113 5e0 2018
SDNY GM 00027698
Member SIPC CNP70009366558993 NV700330797360005 0918 030575004 M8776550100160 ►age 1 of 6
CONFIDENTIAL
EFTA_00138318
EFTA01278927

*UBS Resource Management Account Account name: GHISLAINE MAW, ELL Your K Randal Advisor
Friendly account name. 7' STACK MANL YLE CASR1EL
September 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 28 (8) volt aCCOunt
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 778,916.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $778,916.00 100.00%
Value of your account 5778,916.00
Eye on the markets
Percentage change
Index September 2018 Year to date
S&P 500 0.57% 10.56%
Russell 3000 0.17% 10.57%
MSC I - Europe, Australia & Far East 0.91% -0.98%
Barclays Capital U.S. Aggregate Bond Index -0.64% -1.60%
Interest rates on September 28, 2018
3-month Treasury bills: 2.12%
One-month LIBOR: 2.26%
CNP70003006558934 NP7003307973 00805 0918 1:80579361 .11y _Ght0 002Tdifie 2 of 6
CONFIDENTIAL
EFTA_00138319
EFTA01278928

Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
UBS friendly account name:Indy Millennium SCOTT STACKMANLYLE CASRiEL
September 2018 Account number. 212-821-7000800-308-3140
Change in the value of your account
September 2018 (3) Year to date (I)
Opening account value $767,919.00 $726,413.00
Change in market value 10,997.00 52,503.00
Closing account value $778,916.00 $778,916.00
Summary of gains and losses
Values Ironed below exclude products rot which gars andlosses are not Classified
Realized gains and losses Unrealized
September 2018(9) Year to date (I) gains and losses (%)
Long term aoo omo 128,91600
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Frtancial Advisor or Branch Manage/. You can find a ful description of the alternative
investment objectives in (mportant mtomation about your statement at the end of this
document
Your return objective:
Current inccme & capital appreciation
Your risk profile:
primary - Aggressive
Investment eligibility consideration - None sewed
Your account instructions
• You account cost bass default closing method is FIFO, First in, First Out.
SDNY GM 00027700
Criv700O9006558995NP7003307973 00O35 09180305 001[O ►aps 3 of 6
CONFIDENTIAL
EFTA_00138320
EFTA01278929

*UBS
Yournotes
.,IfiNv_._mon.s. a a 6
CONFIDENTIAL
EFTA,BE32I
EFTA01278930

Resource Management Account Account name: GHISLA1NE MAXWELL Your Haandal Advisor
*UBS Friendly account name:Indy Milennium SCOTT STACK Mani VIE rAcRIEL
September 2018 Account number.
Your assets
Some prices, income and current values shorn may teepproximene. AS a int*. gam aidlOsses ma/ ml
be accurately refkcled. Ste Aporunt infofinefron atour your statement a the end of tins dxurneM for
more infornason.
Non-traditional
PliValt eguty funds, Hedge funds, and 01110 investments are held in your 085 Finarcial Services MC. (UBS Estimates of vaue suppled by issuers Of Certain Program (which are generally 'net asset vaue' estirnateS)
fS)broter3je account. the pootions reported below reflect the records of the issuers, and UBS Fitt., not are shown as' issuer est. value per unit'. For float equty funds, 'Est. value per uM' is a vaue updated
guarantee the act tnacy of the iriormation The vaue shown Is nd necessarily the value you would receive quarterly, based on the Net AsSet Value NAV') in the fund ea or the date specified aAuskd by ading
from the Issuer if yousdd the assets. Funds actively scld ty UBSFSare subject to ongoing due degree, capital calls and subtracting OAoblations ante the NAV date The NAV is primarily based on estimated
athough the level performedrelay vary A dosed fund may be subject to nooreocing degree A fund that pardon° yams provided IN the underlying fund spcosor These two values rnay vary because of differences
you purchmed elsewhere may never have been suttect to UBS FS dlige nee. although U85 FS may receive a In the way they were estimated and because the 'Third party est. value per unit' ma/ have been prepared
fee from the funds manager, which may constitute a maority of the rrtanaaernentrincentive lee. Please co toe Oasts cttnancia itionnaton Other than year•end Reported estimates ma, not reflect resat
contact your Financial Achnor wth questions. • EA vaue per unit' is an esemate of value supplied by an liquidation or repurchase 418, if any, and may not reflect dst 'buttons of caoital untl the next valuation is
independent valuation I rrn and reflects adjustments for factors such as the equidty of the units. teParted. generaly On an annual Or Serri.annual basis See lenp orzant Woman about your statememat
the end of this statement.
Hedge funds
Purchase price
Number Areiage lance Client Cost Price per share value on unrealizedOM trwestment Holdrg
teddng Of shares per share (S) investment (S) basis (1) on Sep 28(1) Sep 28 0) grin or loss (S) return (S) period
ALPHAKEY5 MILLEN Fh0
BROKERAGE PIO 8'31118
Trade date: 650,000.00 650,000.00 1.000 778,916.00 128,916.00
Your total asset
Percentage or Cost estimate° Unteenied
value on Sep 28 (1) your account oases (I) annual income (Si oath or loss (S)
Noa•tradrtionel Hedge feeds 778,916.00 100.00% 650.000.00 128.916.00
Total $778,916.00 100.00% $650,000.00 $128,916.00
SDNY GM 00027702
CW70003305558997 NP7003307973 00005 0918 03057500/ 100100 Pap S of 6
CONFIDENTIAL
EFTA_00138322
EFTA01278931

*UBS
Yournotes
--==,:-.. - -------.'
CONFIDENTIAL
EFTA,BE323
EFTA01278932

Important information about your statement
L85 Financial Services W. (the Firma UBS Fnencia hex Iran you en law than 60 days Ater the Frm capacity. A la copy of the poky iwrdrip es available inCelne a mums and may rot keep pace with
Servise0, is a member of all principal meshy, ocemodity sent you the fist statement on which the wee or coon request. inflation.
and Wan exchanges. 1)85 Financial Sakes and 1.85 Mated, *Coved. • Moderato. Wiling to accept soros rick 10 pincPal and
Bank USA are indeed sthsoaries of (,85 AG and - Prose:Jewett Inane ad accost number (f any) Nether the SIPC PrVeclion nee the stattemerdal tolerate sane volaility to seek In:ter returns.
affiliates of 1135Seceskies U.C. The Finisfisaxia — Dna& the NON or tie transfer you are unsure protection epply to: • fax:cease,: Wiling to accept hit rid to tncpal and
Statement is available upon request. The Firm's exasileve aka, and ....plain as <Park, as you can whop& • Cent truncul assets controlled by (arid nclackiel n het uolathey to seek Mt MOMS over time.
office; re at: believe a is neon a new you need mare your anoint vela) but heist awayIran UBS Financial • inuntwerit 6sgaiety Consdention: I selected. a
dormant Services For Pante certain 0) insurance products. portion of the portfolio fa that accoure may include
LEIS Entail Services tc. — florae the dol. arrant of the suspected era. including variable amites. and Gd shres of mital complex strategies tinted liquidity and gnaw
1200 Harbor Boulevard funds registered n the rune of the accord holder on wolatilty.
Wellman, NJ 07086 The Finn or Card bsuer tai investigate yes amain the books of the two or transfer agent),
and WA comet lop *nor tarok. For alleged mon • hrestment contacts or rniesimene Mem& leg, Staternent Thouseholdthe
This statement iliaeSaltS the on/er offi cial record of you innoking Visa•debit cad tranactonno 4 we take lanad pannershin and whole Placernera0 Cm are We may consoldate ark nand account statement with
LISS Feta& Services account. Other north. thraPt mote than 10 business days to do this, we will credit not registered under the Sautes act of 1933; the same address in the urnh envelope. e 9. because
official tar dzunents. antanng coratarg data shoal your tan la the amorality the* as in enot so thal • Cares odden contracts (e.g., foreign exchange and they haw ants hiip aka maintain joint account
not be relied upon II you bane there is an ma or you wa have the use of the money doing tie tint prectus metal convats), recludong lUtureS contacts retationgrops with other dors a tee sane address. it
omission please nport n anworoSely n writrig to the tan us to complete as investigation, and orrniedity pt ion (WOW: and you prefer to mere irdiakol statements mailed n
Brandi Manager of the office cevrg you amount. • Deposit amines (except certificates of &posh) at MS Waite melaues. you may decline Isoishokli-9 by
Please make all checks payable to the Femor the Bala USA, 1185 AG U.S. branches and barks r the rata yOur Financial Advisor
Although al lgrin shown re mended to be accurate, feirKJl inSleuticn notated on the halt of this FDIC Insured Deposit Program.
statement datashould not be used for tau imposes Ray statement In addition to regular account lees. accounts The SIPC protection and the implemental pot/clando Friendly /acme* name
sole/eon yoznend la( forms. (i.e Form 1099. 5198, may be abject to mantenarce tem charges fable not apply to these assets mend they otherwise appear The Friendly account name is a custernosale •narurne
10425. etc ) when prepamg your ear return. The Fan payment for securities purchases and charges for urpaid on yOts Statements. The StC protection and the chosen by you to assist you withyas nicordteeprg
required by law to report to he RS as trable addends, arrcurcs n cash accounts. Accounts that are trarclored astkenental protection do not protect against changes has ro legal effect on your account is non Mender/10
reportable nontaxable &akin& and taxtte interne to other instaacen may be subject to a vender fee. n the market Yak* of yar inwsbnents teethes as a ary strategy. prodact recommendation.
eared on patties held n you account, net proceeds eestt of motet movement, issuer bakeuptcy iincest ik...At objective a nth profile anociated wet. your
on sate transaction,. and cat basis on &tin comred UBS Sweep Options othavdat) accounts. rd is not a take or m.wamee that vnellh
seasilies. mg$ offers options for %wiping cash balances to bat or any financial rosollt. can a Will be achieved. All
depose accounts at non-affiliated banks and affiliated Dividend Reinvertnwt Program (DRIP) "moments imam the risk of lass, including the risk of
Coomamicatiens with the Firm banks and money make" nasal lunch (Nam Funds). The price reflected is an average price `Mu may obtan loss of the entire irmstment. You can <hinge your
• Pleasereconfirm any oral cornrunostions in raking Deposit accusals at (AS Sark USA and non-affiliatd the actual price Wm yore Fenno ial Advisor. Orly whole Friendly account names through Online Services a by
to further protect yourrighis. incks5r9 your rites barks partkipaing in the 1185 FINC-Insred Deposit shanty we purchased under DR", panial twos win& contacting your Fluncial Minor
order the Seosities &ester Protection An MA) Program are FDIC rnsured n accadaxenwh FDK rules sold and the cash wit be deposited in yOur KCOutit The
• If the tinatal institution an the top lett of the front For more inkmotion, please visa owsv Wan,.. DecOse dividend renvesboont ace supplied by to 'mar may ACOOtalt OvIirvinf
of this StatOrneill is not tES Fnaxial Sevres, UM accounts al 1135 AG Ranked Branch and shin of offer I tom the market peKt at Atwell Ine pat,* shares • Vette of put actoontlaortiofo. Net of assets and
Financial Simi& an& you roan as clearing MoneyFunds an rot ironed by the FDC. are sold listidaies
broker by amen none waro the inckated nistitution • Assets Includes available cash balances, value for
we timed you od this retaborchb Wl wh you 8a* deposits are not protected by WC. Money Fund restricted security telt), and Global Tim Deposits,
o o s th p e f e e a c n M n u e y r d e e a s r t l h r r a o is e r n a o l r c g o c o o b m u t r s e o is e k d s . e i o h a r, n a I t t S h n o i d S s b y v o f o a o t u h s ri t e f f r i y n r u o m ta i u t s l r m S lo a a r u k d c e s e a s a M a n n d d a r l o t M s A h c a t c n r o e y u s n o a t u r P e r p r r o e ro q te t u e d e c o s te t n , d b ' b a b l y e a l n S o c I w P e C . s . i S n e t e h e "U b 8 a S rk F n de a p v o a sit l s S m t a it y e b s e a e O m n n a t o l r e y * th l e e w e t d h r p w t o r o i i l c s e a e e u , p a r t a n h r s e a ti c a M k c l m e e u p V n t i b M t e e a n h s I a M e a w l d re a a i s n r r u e t s l r t o e d d l d e l e p t e a n a r c r y m t c i : a o d in l u e u e l s d e t. e d s d p a a a a t y t a rn a e r n e l u b p a r n y t iv t r t h e a h e a t e e k e F a i n W i i m d d e m o s . t f r D a i t l r h e o t r e s e 1 s 1 t t o n s o o w u t t n o m w a n r o i a d n t ' t d c , e u e d a r i s u r d t e n o c n p o e t k n r s c t o t a e a p i d W n t i s o a n e m s e c s n e u a t t r s n p i t d n e e o n la t o s d h i s e e , l l d o s r
• As &sorbed n the account aterents, you act withdrawn. and shares of a Money Fund may be moaned clearing agency, ad credit war accomi exercisable nook options
• • • P r F r m F o P P A E t it e h e o T r i . i l a n l n O u e a e l r l l M a a o i o y n d . a l t T e a ' B / t t a o c y T s s e d o e S n Y i u < e f o a o b d r . d m s d : e h s l j r a e C 7 o o W e e n a e m y c 6 f m u n a a a r t t a 6 a c e t e h y t l s c R d n e U d 8 2 o a r u y e e s o s 0 u 0 t n s n l . t h o u m a 0 r 1 t i C i o o a t g . e s n . i i 3 m l n 3 o n a i h t l a l 5 & b n t 5 l C a F e w l t , 4 s e 2 e 8 r r i e b - t c C o D r m . 4 d y a 9 1 l b a r a l e r , e 4 1 e i . i e f y N n e 3 t p 4 0 n r . n g l a m 5 t a 3 1 I i o t u w n w 0 , n 2 e R r d 8 7 n d i . e i i e t 0 t n : 0 i h e h c l r 0 s 9 a 8 n m i o i w 0 n t n 8 7 t i n o o r 6 A t 6 . a 3 v i h r n t 0 . C 0 o i s i M i n m 2 r a l d D d v g g 0 . f a a e r e a 1 t c y t o y o o p h a s . i s m 3 e . a e n 6 U a 5 s r c d P t f A t 2 k t m h t a S e O s - o 1 r e i c P 6 c t n a h o A 9 t k , e w 9 C r a n s l & F r C < o o l T w i iq i u e t r h f o e a a u r t e b a r s r t i o p e n r h y s d F y F o s t e i c t h a n n r r h r f a n t t a e o g n h e n l t l r a r s i 4 i i C e o n a c k c , l c u b n g c a a a m a o c r e n a n n 8 s r o r n d e h : t 0 n l a u w r n S ) i o 0 t t C n s h t i E e p . e o t w i 7 e ) n b i r n , p t e 6 v t e o p w e l e 2 i a a c r r r p . o h b 4 n e e 1 o r c o i 5 a s s a c 0 f e u 0 t t m d h 0 t o e t h r 4 s 0 p a d r a e , 0 y t r s o v e I o 0 S b r r e s t o e 0 o r e e r o a t m t c a ( i u c * n b n t r h s n d l y d p c e u e o s i k r y e r s u e o d i e d w s e c r t i t l & u e F e b n d o r e w s c g r i M t y , a p t i e e i 1 o 6 n o o s e s 2 u t a p n c t o c 5 a v a t o u r i 0 a o ' s P i , i n y A t s l 0 r a o o s o 0 d b m t , u t 0 M l e r e e c f 0 r a o t s e i r o l n • P • P ' e c T w n h a l h e r e P u A o n c e g g d a o a h t r s r c e & r c o o s e o l a i h / e a r m w t l c a c n e s e o o c n t d t e n h a . o n n o v t * u n t e i i o c e s C m C n o t h e o f r t a b u o a c f e t a p j o r h n b e r t r n i f h i e g e t j c o m e a d e e e t b n F i c l m v P j t A I x i i e t r n M o e i h m a a c a v s l y t a y l o e e m i r v p p o s F v a v a e r n u a o o i o s t r n n r r i e n n a a y f t g i e l r d n n b y e * a o i a . o d e t n l c h r y n t i v r h a n w a i c e s i m n t n i k e s k m a - t w e t l w p m h e s n a e r e r i e n o s t y u u t n t t g d r o n s t a t n e & g t u o W a n h i o b a n e d a e n j H r t r e s e t u a a c i a I p , t ' R t c t i n e i o y r v u y ) e i o n e a k t m u s h d o i : n e f ic g to • • N T l b n n u o s o s w o o a h o u a e i C t t t r s a n h k n r i s a / a m c t n e b m . o s o e i a c s b r t f b r a l d r o l a r a r . a r e l m o e n v t T b d i s s t c c h e i e o t e t n e h & o d o d k s e e & d s e r i , W b y s e t i p W s y e e P a f f l , r n o u f a f e o r s u a k e s r t e h m d n s d e t s d o w , d h s a i e o o a s n e d t r v t n n r e h e a c t t o d e h i e b p & u r e Y m t * r s r a h t O a e o b W o y b b e a a a t n n a o a s ° l l l a e a b a a f t S d r n y x n n l t b & a e c i c c m e a e u e u e e u s t n a s p e s s m s p , r i a e y t i m a k o & n a e n r e l n c i t e y d t n o e a t a e y s v d . m m f t m o f t e x h < i e e l u u e r m i l d e a o n r t a F u s t t a d o i c e e a p i n v e n c f d r l a e g m o g n u t i a r l u i s m a i m v a e o n d b e n a d d a t l d e l y a r a g . r . e i n
• c F h f W a a r o a d e d s n s e t c e r t - a a r h o n a l s f n a S a o s a e c f r r e t t v l i o r o i e c ( n n a e E l s s F a , 0 I T c x 7 L o a 0 . b l , l m 8 8 i 1 6 3 0 p , 0 i M 0 a t . 0 y 7 s i m 6 n H 2 a e a - b n R r 1 b o t M 0 o o u 0 r t r A 0 M a U I , S n B o o A e S d r l w e V , S 6 c o a t I t r h o s o s n t f r t l o i m o o c k o U & r B , S r a a l c T i e a m n h r c p c e t u o n h s F i e u c k e a a r e o * s p y n a . p p & , a l t y o a y s t g a u l o m e b p t l a p e h l l e e o l t m o m r t w a o e t n l o i u l t t e h n a l o l e t i g i s r n a b p s t t h l u e e T a r n < a h t n b e y a e c S o f e n f I i u P . l t i s a T h C . t h o c e a e l o s d s m l . s l e i h e n c a t a t p a s iv r i p a o e n l l t s i y e & n o c w a t i o o t k n a e O • v P A o e p f o r i p a t n r a l c e l t o r c o i m i s a C k e ti o g o le n n a : d t I i l r n ( a m r a o s t a i w o rr n e e l o M o r f i s m o s n o e t e r x m k io in a a g t n b d o C th a th p e e r g erwation L F a T A o e a g d e r n r m & e c & e s i a m n O a g n r e m i d n i d n t C e f o o n r n a f r A o m , c r r a m r a e r f t o e e a io t & r i n n o t o U n A s N o T x n . e r S t e h m t C a e t l e F e e n m m a t n e a R n s n e t d M a la t t h t i i x C o e i n r n G e s g d h e p i i n t p r e P e r r a d a l c i c ti t c s e s
C s e t a a at l c e a e m m e w n a r t i t t a e t a a r b s e o s c u o O t o a r n t 6 a w s m o yo f e e u r g c o a a n n , t a i h f e y y o o st u u a n t te r e e m e k d e n m y t o o o u r r r e S t t h h u i e b s F e p e i r n o d n t t e o 6 c t t h h io a e n p l i m s o I l - i p S c r y O o c t O e a m c n t e e :1 l d o 6 n fo a a r s a u o n p f d t N E o u r 7 n m 1. i e 9 b ' m e s. r b a 1 c a r 0 o s , 2 i h n 0 a 1 th t 6 e . • l t C o h o w a n t s r m i e s r k v e a a n t n h d e t h : w S e a e a e r c k M c s o y t u o t n o m t d th a o e e s s a o n c n o c i o t n g r i d t e ia n o l e p v r a e a r - t a n e l o l s , t i : e g e v n l, e i f w n ic i a th n t a as v a tw ila e b e le ( n An A e g o re fi e n m fo e r n e ts o o e n n a d l D io a lp b o b n l l es
reap'. The Firm or Card boar (as Cloacable) mast aggregatefor all your tans hid in a parlcular
SIDIVYG M_0002 7704
CONFIDENTIAL
EFTA_00138324
EFTA01278933

Important inforntation about your statement (OMNICued)
Your assets - Certain positions may apex withicut a price rd restricted MP tot dodos.; of this statement owy. TO I undeg for iechnolocy develagment, twang an
Your afterment tenons recutibet and other assets held sill OICHI 03. price was not available • il we re tat *Awl that restricted saunas are *babe la see,
n the account at the ern of the Slaterneat period. You unable to obtain a price for a wculy the value reamedmay be a.bstantialY less th.th the - Ouf affirclos atso None trading ccarisstas and
may ask for delvers of Ida Paid securities al any Pro. - DepoSils a securities denominated in tuiretties netted vale shown other compensation Nanmutual funds an nmearce
You ma/ receive securities 'odd as ban coteere alter Other than U.S dotes are ref dieted at the exhale" companies whose products wit denstele.
paying any berce do on them. Airy securities rate as of the statement date. • en. (en:noted) neon.. current yields and rata. — We woe perconsation from UM Bs* USA, LOS
tranderred to the Fin ding the statement poriad are - Foe certain sautes rasing n nonconfameg An minute of argue ream is based on anent AG Stantotel Branch anclandflilisted bats
Icted at mane value as of the ern of the fl ows denominations, price and quantified wad) may dhicitnel and Sorest rams assuring the spokes will thecur our cat twerp roodarris Ibis
period hive been adjusted so facilitate proper valuxicn. be held for own from statement date or until compensation may be a incerhy pie accost fee or
• Con basis ri determining the cost basis of the To cbtan current quotations liken /Yodel*, contact maturity. This estimate is any a guideline; accuracy may be a percentage of enrage defy deposit
seamen included in this italenlant wtere indicated your Fnarcol Adapt and continued intone are mot gueranteed beeps
with the number - IBS Partial Services has relied — Estauted areal iriCcen and current yield for
on informatien obtained from sources Mho than UBS • Private invest:mots end structured products. certain types 01 securities could nettle a relkal d Activity
Financial Semites. ridding I-donation Iran another Private emestriont securities (roLdirg deed pancoal or capital gains in which ease the est Informaton reaming commissens and ocher changes
lien or that you may havneo stceovkied to your F narcol parteipalia program and real estate investment trust income (andcement yield) would be overstated. routed in connection with the executionof trades,
Adviser. Finn does indesenitmly way a securities) and structured podxts are geneta ly hat ,y — Estimated anal storm rd current meld and the tido:leg open transactions has been extuded on
guarantee the epoxy or vaklity of any damson akpid Celan seructind podads have not been actual inane and yield mote be louver or hider cmfsmerom proviousy furnished to you. and wit be
provided by sources other than U3Shriancial Services. Nattered with the Securities and Excha-ge than the estimated waxer,. provided to you premptly an repast.
addlicei ethougn S*PeCeS general Darasion of under any gate securities laws. We — An festinate of arnualeed income (dividend anda
updates the rdonnatia as it is wowed. the item pot& estmated oaken lot puree nvestrnent interest) divided by the current make Short piing
desnot pow* ary ant/antes that the ellomaticei securities and structured pockets for nicenettene verriaverage balance st. based on the last de lend It you set engaged in that selling a security you may
wider "Cost base and starrealcod gat loss' is papaws only Accuracy is not guaranteed or "lean payment made by the issuer and Irmo a charge duo to detain borrowing costs for that
accurate as of the date of this statement. As NON - These oaken may dine. substantialy eon paces, if enrol the secisieScamoses will be hell foe one pin 'rule seosey.
please do not rely ca this nlorrnatica to make any, al which a private investertim stony ce yea Cron the statement date or until madras
purchase or sale decisions, fix la purposes ce structured product may be be or sold and do Accuracy and continued MU at not guaranteed Open cadets
otherwise. Accounts twittered to the Fin may rW necessarily renews the VA* you in,/ receive Regredng open or grodliteanceled ones that
reflect °idiots inforrutian only Co ON period ol t4DOn • Assets net heed by DOS PiWrrial Services. Certain went not encited by the looms date, open buy and
tiro they re heed at the Fan More K6t0hCal - mid party estinates Of vale re as of a certain assets are not hell by the F im and not nicht, the set stop orders re reduced by the amour of dividends
akelltabCa can be added by your Marxist Advisor. date and are stepped Co UE6 financial Services on a Fines possession or centrol These assets are orrigaon an ex.dmidonds or marches date unless
• Unwanted gainnosset Neon data n awilzba, regular base by an irdepmdert vitiation limn deglirted on your statement for nforrrotorol extruded otherwise by you. You ate respasble for
eatutedurrealized garnflosses are calculated for - Issue generalpaint. or sponsor estimated yeas purposes only. Positions and vales presented are orders that Kt executed do to your Inure to cancel
ncividtal society lots the transaction data for ary, re applied to the Pim by the sear provided by the nein; fern UPS ironed Saxes is misting open orders.
individual lots may or may nee reflect ctcrmissions. general panne or sponsor and may be cakulated not ntsponsbki for this damnation and does not
dirges ander secuity reorganization ewnts. based on dff trent information from the used by guarantee is securely these asses we not weeded Privacy
Deaden and other renveument lots and systematic then parties to canoe their estenated values. by SIPC or the fern's suPPlememal SIPC coverage. To °bean a copy of on, curvet Chant Macey Notice,
pith's. lots re each combined to display one - You can attain additional itamation regarding please paten you. Fronde Adam of vet as website
enraged lot 71• • Trade date eolmnpfesonts the the mothablocar used to determine the estimate of • Revenue sharing and adifitional compensation. creuw fiat nentogwinevisy
oc he tranwonon trade dale. value and the date of the Women, the is the - m additin to commissions cn sale and c ab. I fees — 1.85 Financial Services is riot a bad. The RUA, Burnes
• Callable securities Bonds and peened basis for the estimate try contacting your financial reeved n connection with the digression of mutual ServicesAccount BSA and IRMA re brokerage
the issuer cats la tab, redemption veil be selected Advisor. fends to our dents we ardor our altiiale re( ewe accounts which provide access to baidng services and
martially by lot hem among as seastes of that - Thid party ostenated vein may be reflected as revels sheen panmerth from derbecrs and or pockets troop anangenwritt with affiliated banks
issue held in our run* Cf a nominee mime Ice or • Noe priced' in several etuatent viten an admen of the mutual fad that we ell These and other et/partybanks, and pada tows to
clients Call Nakre Somalia is cbtanted Irons third independent valuation In,, has not healed or 6 mounts re based on two d f f trent orrocants: iidearte and annuity products issued try unattained
pates rid as rosary is not gaarantmid. Other call unable to assign a vat*, Mien we become aware the ran of sales by 1.85 of a particular rnotual hid party nuance <an:units through instance
leaves may eon which can. Meat yield. complete that a material event has Pored the may call a find 'amity to our dents; and at he asset vat* of a agency sandpits d IBS Financial Samos no.
info/mama will be provided upon request Feevioutli reported value into amain. or when a precuts' mutual hid I awys shares held at the ▪ hvestmere, insurance, and annuity frodits
• Certificates of deposit (CDs). CDs re FDIC enured value would be highly speculate. due to the nature fan — Not FDIC awed • No bad quainter May toe vaLe
up to S7'9,000 noincipal and accrued egoist per ol the parity - We and ow affiliate also receive reworden and — WA. Resource Management ACCOUr4. Business
deposer and pee depository ins:neon netted/nee - When neither an issue, general partner a spoor amts plOCESSing fees in consickeamon to trawler Services Account BSA IRMA and international Resource
wet, 10K rules. estimated value nor a thedgarty estimated vale agent semen that we povele to the mutual funds Management Account me revolved serene marks of
• Pricekalue Pr(eS 4601)14 fOr SeCuntits and other poode4 the yaks of the Nosily will be different Thew lees generally re pad from owed assets n MS Financial Semites ex.
podia may be higher or beer than the price that from its purchase price the endue cud and are a feed doll, ancant based — ViSA is a registered tads neck owned by Vasa
you would actually receive n the market Paw NO - • Distrist ins to dale' may ado* real of on the nodded accounts at the brderdealee International Strike Association and used under
obtained from various tad piny sources Poch we cased. room or both. holdng mutual Ions of that fund family kern. The LOS Visa creole cards and the LOS Visa
be/en to be reiable, but we do not gwrantee thee - • Orognal unit sae represents ex newt oaring - h wSdncet to ctarnissiaris received in connection debt cads are nsied by LOS Bak USA with
accuracy price pa at and mw not reflect 'outcast base. with the sale or &tauten of tenuity contracts and permission (men Visa U 5,4 exasperated All other
— We generallyuse the cbsirig price neon anilable or - 09P and wasted REF manna am not toed on a unit nvestment Inet saes to cur dents, we ardor vadenurks, registered trademarks, sereke mans and
the mean of the bid and ask deices kr listed national securities exchange. and ate generally at Ariale receive revenue sharing corrpensaten registered sake marks ye of their respects*
spines and opens or any bid totes to OTC &god and non it they can be sofa the vice from miry of the insurance companies undone/mg corroaries
Notts reefed may be less than tie per that estimated the amity CCOVeCti, affiliates of the nuance
— Less active/ bled lealiteS maybe arced wen a value provided n the accost nattiness Ctrepariet a portion of the ail investment ousts LOS I Utmost Services Inc Rev. 701807
valuation modal ce the most recent price we we dstrbute
attained and my rot ref Oct an actual market price • Restricted sensitise Restricted securities proraTY - h addenn to CCenen6TgaS received Iron, the
or vale. re not °sherry *liable for public sale. U6S Fnancial pschase aid sale of NetShares tun* we anchor as
Naps uses the mean price of the ovessided stock • receive n asset-bte.ed revenue shaing
of the sane noaa a an imputed vats for the paymore from Meagan.: &abates as well Sc
SDNY_G M_0002 7705
CONFIDENTIAL
EFTA_00135325
EFTA01278934

1)65 FMancial Senices nc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 October 2018
CNP70057899671018 V1 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 4233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account number.
Your financial Advisor-
SCOTT STACKMANILYLE CASPJEL
Phone 212-821.70001800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeLine at 800-RMA-1000, on September 28 IS) on October 31 (5)
account 029328776
Your assets 778,916.00 786,991.00
VIsItour webslte: Your liabilities 0.00 0.00
www.ubscomffinancialsewices
Value of your account 5778,916.00 $786,991.00
Items for your attention
, Help protect yeomen from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annuakreditrepottcom. Tracking the value of your account during 2018
Value of your account
at year end 2017 S726,413.00
5 Mt utand$
YOur inveStrnent return
7781 787,0
6$ 7 7264 • Change in
S market value $64578.00
Value of your account
on Oct 31.2018 S786,991.00
2500
Dee 2015 Dec 2016 Deckl 7 so 201 8 W 2018
SDNY GM 00027706
Member SIPC CNP700050057139967NP7003109388 00005 1018 030575004 Page of
CONFIDENTIAL
EFTA 00138326
EFTA01278935

4tUBS Resource Management Account Account name: GHI$LAINE MA, _ Your R nancial Advisor.
Friendly account na SCCrT STACK Meryl YI F CASRIFI
October 2018
Account number:
•
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 000%
C Equities a CO 000%
E Non-traditional 786,991.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $786,991.00 100.00%
Value of your account $786,991.00
Eye on the markets
Percentage change
Index October 2018 Year to date
S&P 500 -6.84% 301%
Russell 3000 -7.36% 2.43%
MSC - Europe, Australia & Far East -7.95% -8.86%
Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38%
Interest rates on October 31, 2018
3-month Treasury bills: 2.33%
One-month LIBOR: 2.31%
O470oCe00$769968NPAX01$9388 00005 1018 030579004 GM 000277t49. 2 of 6
CONFIDENTIAL
EFTA_00138327
EFTA01278936

SUBS Resource Management Account Account name: GHISLAINE MAXVVEU. Your Miranda Advisor.
fine ndly account name:Indy Milen mum SCOTT STACKMA:4MR CASRIEL
October 2018 Account number.
Change in the value of your account
October 2018 (3 I Year to date It)
Opening account value 3778,916.00 3726,413.00
Change m market value 8,075.00 60,578.00
Closing account value 3786,991.00 S786,991.00
Summary of gains and losses
vSues reported below exclude products for which gars am:Mosses are Not Oassified
Realized gains and losses Unrealized
October 20180) Year to date (1) gains and losses (S)
Long term 0.00 0.00 136,991 00
Your investment objectives:
You have identified the following investmentobjectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager, You can find a ful description of the alternative
investment objectives in rmporranr information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibiFty consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, First Out.
SONY GM 00027708
Ormr0020057Erg969NP7003188388 COCOS 1018 030579004 Pogo 3 of 6
CONFIDENTIAL
EFTA_00138328
EFTA01278937

*UBS
Yournotes
<.........,............... ,e_c,ntacontw • a
CONFIDENTIAL
EFT,00BE329
EFTA01278938

(SUBS
Resource Management Account Account name: CHI5LAINE MAXWELL Your Financial Advisor:
Friendly account n ' SCC TT STACK MANLY LE CASki EL
October 2018 Account number.
Your assets
Some ones, incase and current values shown may be approximate. Asa res UR. gains &dresses fray 1)D1
be Ercurately reflected. See smporhurtimonretron aboulyour statement a the end of revs document f0r
more infornaon.
Non-traditional
PnvEle eguty funds, Heekje funds, and Other investments are held in y0ur U85 FlnalXia ServIteS mc. (UBS Estimates of aue Started by Bates of Certain Programs (which ere generally 'net asset am.' estinareS)
FS) broleraae account. f he pootIons reported below reflect the records of the issuers, and U8S FSdoes not are shown as' issuer est. value per unit'. For Pnvae equty Funds, 'Est. value per unt• is a value updated
garentee the accuracy of the iriorm.aton The value shown is not necessarily the value you ward receive quarterly, based on the Net Asset value (' NAY') in the fund a of the date specified a:Lusled by ading
from the Issuer if you width, assets. Funds adnrely sold by UBS FS et subject toongoing due digence, ccital calls and sublreding dstnbutIons once the NAY dale The NAV is primarily based on estimated
dthaugh the level perfumedrelay vary A dosed fund may be subject to no onvcing dligence Mundthat portfolio vdues paneled by the underfying fund sponsor These two valnos may racy because of differences
you puicheaed elsewhere may never have been subject to UB5 r5 dlh;e nee. although U85 r5 mat receive a In the way they were estimated and because the • Third party est. value per unit' May have been prepared
fee from the funds manager,whit h May COnSlitule a MM.:miry of the illana;effientliniCentl* fee. Flea% on the basis cfhnantia inronnmon «het I ban yeae•end Pepe-led estimates may not reflect resale.
contact your Financial Achnor with questions 'Est value per unit' is an estimate of value supohed by an liquidation or repurchase value, e any, and may ea reflect dst 'barons of caaal until the next valuation is
independent valuation trrn and reflects a:austrrents for factors such as the lquidty of the units. feinted, <;enerdly on an annua or serrtannua basis See kny,Pdant inkifinnban afoot your statement
the odor this statement.
Hedge funds
Por(baSe OK&
Nabei Avela9t pace Client Cost Price per share value on unrealized (ten) investment Hording
HdOng of styes pet shale (S) investment (1) bads(%) on Ott 31 (1) Oct 31 (1) gain or loss(!) return (S) period
ALPHAKEYS MILLEN FND
BROKERAGE 9301l 8
Trade date: 650,000.00 650,000.00 1.000 786,991.00 1;6,991.00
Your total assets
Percentage of Cost Estimated Unredized
Value on Oct 31 (5) your account bass(!) annual incdre (S) gain or loss (S)
Non.trainional Hedge feeds 786,991.00 100.00% 650,000.00 136.991.00
Total $786,991.00 100.00% $650,000.00 $136,991.00
SDNY GM 00027710
CONFID C E NP70.3 N 080057 T 89971 I NAP7003L18338 8 00005 1018 030579004 300000 Page S of 6
EFTA_00138330
EFTA01278939

*UBS
Yournotes
- 17,=:.=,.. .---- -
CONFIDENTIAL
EFTA,BE33I
EFTA01278940

Important information about your statement
•ISS F newel Services Inc (the Firma UBS Fent/ her fromyouno law than 60 days after Oaf orm upecity. A ILA copy of the poky wording is available income or Men and my not keep pace with
Stryker.3 is a mentor of all principal minty, commodity sent you the fat at Megn eat on which the emit or con request. inflation
and oaten exchanges. UBS inancial Services and 1.85 Problem append. • Modena Wring to accept tone rid to united ad
Bank LISA ay ndrect sttsidaries a U3S AG and - WOO:leyou- rent and accost number tot any) Nether The SIPC onreclion nor the suaremental tolerate sane vanity to seek hther returns
affiliates of UM Sautes U.C. The Fits keret - Dew& the tor or the vaster you me unsure protection /pay to: • knressibt: Wiling to accept high risk to pincpal ad
Statement it available upon request. The Firs txtrnAive abet*, and Obtain as <kerb as you can whyyou • Certain enamel assets controlled by (and nand n hicp volnlity to seek het ream ore not
offices are at: barn/kis an twee a ity you need man your account vat be Int away horn IFS Financial • Imestner2 Eltioarly Consideration: II Salted. a
information Services. For tarot. certain Is) insurance protasis. portion of the whale fa that account may inctide
103S Fetancial Styes re - Provia the dotr amount of the suspected arra. including variable annuities. and 00 shoes of mAul complex stragen, tinted liquidly and peter
1200 Harbor Boulevard funds registered in the mane of the account holder on that/
Wetanken, NI 07066 The FM1a Card bsuer wi investigate pis emplane the books of the is or transfer nen),
and ell correct newer promptly. For alleged tors • rwestment corrals a nvesimint newish. lit.g Stetiament Thousehattivr
The Statement represents the only official record of per anteing UBS Visaed/bit cad tra-nacitre of we take linthed pannenhts and Private PlacernemOtRa we We myconsolidate ore ratted account statement with
LBS France' Spokes account. Otter records. nett mae than 10 buskins days to do this, we will credit not registered under the Searities Act of 1933; the sane address in the um envetpe, e o because
caboul lac doonnts. contanng waliang data shoal you axon la the amount you think win enoi, so that • Ccemoditits contracts foreign exchange and they haw onners who also maintain Pen account
rot be relied upon d you be%e ve thee* is an wee a you wit have the use a the m inty durng the tar* it mots/net/I centrals), mokOng futons ormaas rationing,' wart other clients at the sane address.
omincn pleat mon m irenedately in wring to the takes us to CO-Mktg Cos inintiation. and earniodity option contracts; and you reefer to mere individual statements molt n
Brandt Manage/ of the office wring you amount. • Deposit accounts (except certificates cif deposit) at MK separate etwal0Pas. you may dean* Inutabokleg by
Please make all checks payable to the Fern Of the Bark USA, UBS AG US. bra-thes and talcs n the tang you Financial Advisor
Allthough algae. shown me intended to be accurate, financial inSteution notated on the fen a this FDIC Insured Deposit Program.
statement datashould not be wed for ten purposes Rea statent In addition to etas account len. -mounts The SIPC protection and the soppirmotal protection do Friendly amount name
softy on prend tar toms. (i.• Four 1099. 5196. 'nay be subject to enintenance fen charges for We not apply to there assets awn if they otherwise appear The Friendly account nevi it a arnanaable *ncerurne
10425. etc ) when prepamg your tat return. The Pon is payment for shames purchases and charges kr unpaid in Ws., statement. The S%C protection ad the chosen by you to mist you *type necordleepng
muted by law to report to he RS Wearable dnidends, amounts in cashace:ins. Accounts that are transited supplemental protection der not protect against changes ha no legal effect on your account is not Mended to
reportable neretarable dividends and taxable Wrest to other instant may be subject to a vender fee. n the market vats of you- investments (whether as a reflect any strategy, prodxt reconswedattn,
caned on mutes held in pis amount, net proceeds mot of market movement, issuer batorupgy inn/to...rot objective a Sc profile associated wen your
• Gale transactions, ad con basis on mean <owed UBS Sweep Options otherene) accents. and is not atomise a guarantee that vitas
smureies. tk1$ °Wen options toe %wrong <ash balances to bat oe any financial resullc can a will be achieved. All
depose axons at non-affiliated banks and affiliated Dividend Reinvennwit Program (DRIP) inenenents /maw the risk of lost including the risk of
CanvemeatIons with the Fenn banks and money market nasal Inds (Mona fads). Thiene reflected is an average net You may obtan loss of the title ineitnellt. You can Thange your
• Pleaserennin" any oral cannteatiom in teng Depose axone at UBS Bak I-6A and non-affiliated the actual price from year Financial Advisor. Ora Wok Puna/ swum names through Online Services a by
to loiter potoct your rights. enduing your rifras banks pentane-to in the UBS FPC-thered Deposit Owes re purchased under DPP, ptial than willbe contectig you' F runcial Aden.
under theSeas/6es Inane Protection An (WA) Program are FDIC-ensured n accordance wan FIX rules sold ad the cash wit be deposited in yOur ICC0unt The
• If thetenni:A instartion on the top lets of the front for more info:maim, please visa own. f dc.scry. Depose chard rowed/rent nee applied by the 'Mar may Arran overview
ol this statement is not tES Financial Services. LOS taunts al IFS AG Stanked Branch and shoes of offer loom the makes price at iinKh the pat.* share, • vase of your amountemerflofo. Net of assets and
Financial Stem caries wen arca.rn as clearing MoneyPunch are roe hart by the FDIC. are sold Rabat_
broker by antarnent wen the irked inerution • nsfers Includes avalable cash balances, vases for
o s o W th p f a e e e a n i i i n t n n e o y t d r e t o t r t r r h : a e o I i t s r r n d e a a n y l c o C ; a c c b v o a n r t o o r e d i k f d o . e t h a l r n e , is a L t t h r n B o e i d s S t b a u y o f b i o s n t o u e h a n m , n f t p e h c u r i o s u n a t s l w k m S h e e a e e k d n e m y , a o s a M u a n n d a d r l o t I B s A n h a c o n c n r k o e u s d y n a e o t r p u e N o r p s r o i e r t t o s q e t u a e t e t c o e s t e n t n , d o ' b b t a b p y l e a r l S n o O c I w T l e e C . s t . t i e S n d e t e h b y • e L b S IB a D S r C e . r d M a ep o t n o a e s i y ts S F m e un r a o d r u b s e e O m a n n a o l l e y t n h l e w e e d h o p t o w r o i l n c e a e e u . p a n t a h it r s e a l c o m F c l i e a u im p y n t l i w a t a a n d h s l a e W /r l n d e h o s I e n u t n y l s t e o d 0 l e u l 1 p t a a e a c r & n m c O & o in u l u e a n d t n n . b d s I y f p a y • a t o y m u a e r n e t r u b p a e r y t n i m v t r I h l a e s i e t a t e e t e l e F l i a n n d im d d W s m o e . s c f t D a u n t r r h o i i t e t e s e y n s t p t t o n i e o . s o m o s t t r n ) o n a v . e r n a t e s d n h t l d e a , * d G a n n s l u e o t d n o n b M p c a t k n l s e c T o t a e a p i d t n t e t i o s m a n e D s e s c s e n u e p a t r s o n p e s d n n e it o n s w t l , a h s i e i t a l d o s r
• As *sorbed n the account agreements, you must withdrawn. ad shares of a Mat held maybe menet clewing gamey, a-adcredit you axone ewarcaable Pock options
n re a f r it y te u d so < f a a p ny a e i s n t e at s e o m r e f n ra t u w d it i h rm in 3 a 0 n d g a c y h t e a c f k l e s t a was s le e m cu e r h iti t e e s c a t c a c n o d u t n h t e proceeds retuned to you ape InverUnent objectives l • o ( r ia e ba . c T r A e W d S it I r n el , a s te h s o r d t a ac r c t o b u a nt n b e a s n , a es n . alog riwgin
• • • • F m o c F F f b P P A E t i b W t a h i i a T r . r e l l n n a n l O e e r a l a t d M a a n i o M n o . a U l T s e n n s e t B t s T t o t e S c c r d i o < e t - o e Y a n r i i r a a a b . m o e x n a d n d : m b l l j s f n e e C i 7 S S r w e v m a e y s e c e 6 n e e a a c a e f t n r t r 6 t e t t u e t v v h l l e s i c R o r o i i d N 8 2 l t c r c u e s e ( e n n o d e e 0 0 E J t s . l s n o s u s a a F a 1 0 e t C . o 0 o I t g n T v . . i i c l m x n 3 3 o a 7 n L a h l b a . b n 5 5 l 0 l C F e l w l . a l , e s a l e , 2 4 4 * r r b i r W i D C 4 1 r 6 . 9 c d y d n l 1 e i 0 o p a , e 4 l 1 , e n O i . . M n e m 0 y p e w 1 0 4 a - g , n 0 a m 7 5 3 p s 1 r t o t r w 6 H n l 0 , e e 2 t R a r g m 2 8 7 d i a i n 0 i e t n - R n : 0 o h r e c l 0 9 1 t t b a 6 s M i n o a v 0 0 n 8 a o t 7 i t i r U a 0 o r l n 6 A 6 e . x S n a S a L t 0 p . o e s i M n B G 2 l n M r r o d u D e S g A 0 . r f a e l n r e e t 1 , y t w V o S o o c a s 6 . p s m r 3 . e t n 6 e U i t r t t h 5 r o d m e B a A v t 2 n f t a S i O t d c l o e n i 1 o o c e e c P n 6 o t U t . b h o 9 t r e . i , , M M e t 9 r n F P U n C n o o d s 3 l y T T i e m m e h h f f u B u o o e e e e e b n r e r e S l e n p p l l F y s t n F s d e a t t F o e t m i u c a r n r r i e r s f a y a b t p o e n g n e r a l . t p p t s e l m e a i d i i a c o e n l s t n y c o b m a y s u n o g a a c t g e a u r r l D s i o 8 n a r e r e r b p n h y s i I 0 l t t l a p e P ) / s e h S e a s . 0 m l l r w C e e l E o t a e n 7 a i o m r e ) n y t t r 6 c t , t l e e t w v o a a e c t s e 2 a p e r i n o l n i r i 1 c r 1 l b t e x t u o e h a c e 5 a o 0 s o n l f o t i m l u ( h 0 t g d t o a t i 1 s t h r r a n 0 O s r p a , , a b i e t , y 0 . . : t e r h n O l v e h o e 0 S t b a a n s 1 h a t e c 0 r e t i e . l o e l a 8 m a a i t y c a i e c 7 n e b r S o t f d l h n s c f c l y p I i u e . P u t h l l i s i s r y u n a T h C r s e e o . i e d t w e h s o c c e t a l e i r u l o e e F d t s n d s a r r l m e . s c i s l g i e n e t h e , e b p t i a e a s c i i a t $ i o s o b n s t p a n t s 2 i p n o w c v r c l r 5 p t i e o e t r r a u i h u 0 o a a l t P l y u e n e M r n , r t 0 r u n c p t a s o t : t n 0 o , o l s t i e e o e d 0 n w it n c e 1 w e a t n r a i t o n • e s c P i • • O T n h a a l h v e P M * o A n M c a e r g g e a c o h e d p r e s s a e o s o O h i e p t a n r n c w m e d w w d e c i i a a T n f c . o e e e a t e r t n c r o h * i a n e r r n i e m t * * r / u . s e t t n a o c C r e C C n k o e t * h e o f n i t b a o u p a o m r a t l i a p o e n r h s n r n n t r n i : : i o f h e g e t o n o d b a I d n e f e n l c m F b i g i e l v l m O t A ( i o i e a r i P u e n n e W o p a a s c s n n t s y w p e o y . l t t p r i c e m r a e n t a F s o e e h r t e n o p a n c o r h n o o n r i y r a e f a f g t f i e . y m i s n r n b I t n p a f i n . a d e t o S c m c r h n * i r t o r h e n t w a r i e c m s i c t a n n i k e s k M k a i c e p e e m i t l w p n c h a t o a n a e o r g e e l n r o . b n s u y l n i t g t f i n d n a o n r s i t l e n t e C g t u t o W n h e h e b a a e o M a N t j ° H r r h e c f r e s a o c t f c e a I s e , t ' R o t r p i n e i g o y l v u y ) e u o e n e n k t n u d s h o t e s : e i e f N c r a t t o io n m m F N n b u a • s c T T t A e a w s o e h a o g w r s e a i r C n t e s e a n n n h c m e s a t e i - t s o l n b i t c n p e o s e n m * a o y h c a t s a b t a g l * m d y / n a o . a e u t m l e a e d n n l i m f T n i a n g s t o c i d h e C t n t n o e n A h l a n e d M . c o o e d s e e g s o e , n b d i s y m e r t A & p l o e y e d b i f f a d r l r e a i I u a u f n a t n a o r e n i m n l s l t t o e a i m m l i d o d t n e t o e d a , m i h s s o n i e n o m n a n e e t . r t v c o n s s L n e c t t h o A o . h O i a l y p o e i o u r e T l o t n S o r a t n s a h t o d b o n e y u b b e w S t t / a v h a a a a o P : t C o n l l l a e r l e a b a a f e i o e e t l n d n n I t l t e e e f e n n c e o c c m e m / m t e o t e e t u g r n a s e p e w s s e a s o i R r n ' a n o i n t y a s / k o a e n t n e d e l e t c n l t o k s e d e a t l o s t t a a y f n h m m o u t l t o t C i h s e < e r t b e u u s , i e a r d n G l a n e e r t o i t F u g t l t d a d e o o l e t a p i i p i v e n t > t m l d l e a o r n m e P k a a r l r a r m c i i w a a n o a n b t n l i c d a d d h c l d e t y a e i o c . s e e s
C s n t t a a o t l e r a r m n e a 'm n tn t i t a n e t a r o s e u s c o i t t o 4 a n t i a s i s n w y r t o o u n c g o a a n n / t d d h r e y o o s o t u a l ' n t h e e m e it d e n m y t o o o u r r r e S t t h h u i e b s r y p i e r m a o t t e o is c t t W h io e n a p v is o e I t - p t S y r O o c O te a m c d t o e e r d o i n to n a e s a u o n p f d t D E o e 1 c r I e r . m a 9M b t e a 6 r C 1 a 0 e s , i 2 i h n 0 a 1 th t 6 e . • l t C o h o w a n t M s m e e m . a a o n n s d e t . i v n S e a e a n e n k t s h o y t i o n to m t d t a h o i e n e s t a a c n i c n o o o t u n g n k e t e n o l e p v r e a r r e t a e c l l s , t i e e g v l n , e i n fi e if r < at raw nun en•niateneinerbvinuorpl,
react The time/Card tut (as Claciable) must garnet for all your accounts head in a particular
SDNY_GM_00027712
CONFIDENTIAL
EFTA_00138332
EFTA01278941

inform atimi about your statement (Continued)
Important
Your assets - For certan noshes racing Ilnon-conformng • Est. festinated) incomw current yields and rates. — We inn,. <Cnceatildel Irons PBS Brit. USA, CBS
Your taterrent Menses retailers and other assets held denomnatons, price rd corny dace value) may An est maw of arrival mane n bated on ono, AG Suerdoid Branch and nataff awed barks
n the account a the end of the Statement period You have been adjusted to facilitate proper neural chidex$ and Menem rain, attuning the warnos will throuths our cash sweep proga's. this
may ask for delivery of futy, Paid securities al and tire. To obtain anent quotations. when availabi, contact be held for one yea- from statement date or until compensation may be a mere by per rocise fee or
You may redo* twenties used as loan coMeedi alter your Fs-wool Adieu. maturity. This esti-nate is calf a guider*, accuracy may be a percentage of atorage day deposit
paylo any bataxe dr on them. Any wcuitties and continued Nicene are not guaranteed brines
bundemed to the Firm &trig the idadmmt period are • Private invostmente and structured products. — fretted ennui name end current yield for
Fred ai market value as of the end of the strewn Private nwstrriene sect:airs (PK lain; deed certain types of swathes could riCiado a rerun of Activity
period NetkiPal in aotram and real estate imminent trust prnepala caper gains n which case the est Information regating commissions and other chrges
• Con basin n detennning the cost basis of the securities) and strut teed products ale generally highly income (rd current yield) would be overstated. irsturred in CaveCttan Wel the newtonof trades,
searem included ei this statement %%tete indicated /gaud. Certain struck/x-4 pecans hew not been — Este-toted mute exam and current yield and the incLoSingopticn transactions has been included on
with the nunter -I,' LEK fiunialSenntes hat relied registered with the Snakes and &charge actual imam a-4 )ton n-4 be haw oe hiper confirmations previously furnished to you and wll be
on information obtained from sources other than UK Commssith, or under any state securities laws. We than the ntenged anions provided to you proenotly on mount.
Financial Services. rkluding rdarnaiim Iran another pow& estimated values for vivre ruestrnert — An estinate of antalized income (dividerd aidcr
Inn or that you may have provided to your Figaro& stones and structured products for normal coal int./ee)dialed by the current market Short Sting
Acaaisca. The Firm does nal nolmeniently way a pitons only Money n not guaranteed vaktidaverar balance a based on the last divdend II you se engaged en shot selleg a wady, you new
guarantee the rosacy a val.:14<in lof collation - Then values may differ abstaniiety Iran prices, it or moan payment made by the issuer and incur a charge der to anon torroveng costs fa that
provided by sources other than U3S Financial Serene any at which a private' ste in d security a wsunes the secisheideposes will be hell foe one pan Ode- security.
adduct, although LBSFnixel Seeds gerneraly structured product may be bou-kl or sold and do year from the statement date °curt,' maturity.
updates the etionatim as 0 is received, the fern rot necessity represent the vain you may recto. Accuracy and cottoned yeld re not guaranteed. Open orders
*es not vow* airy assurances Otst the eformaines Loon liquidation. Regaidng open ce -goodahcanceled- aders that
vole "Cost base and the arced ni si is - Third piety *senates of value are at a ocean • Ana . not held by LSS Financial Services, Certain were not nosed by the stamen date, open buy and
accrete as of she date of this statement. As sutth, date ad are suppled to UBS Financial Sentes on a assets re not held by the Fins and not within the eel stop orders re reduced by the amount of divided.
please do not rely an this nit:motion to make recs.* base by an independent valuation fir m, possession or control. These assets are argots on an exidndolerds or writhe date unless
aschase or sale decisions. Ice tar pa-poses or - tater, general pannte Cr sponsor *ginned values, deployed on your statement for reformational ndructect otherwise by you You re responsbb for
otherwise. Accounts transferred to the Fins may 'T re. re oared to the Fon by the issuer, purposes only. Positions and values presented re order, that re fa:Muted due to yeas faun to cancel
reflect garner interne ins only hi to period of general pother or wawa and may be cakulated provded by the issued; fern UBS Financial Seines 6 "Ming OW orders.
tire they re held at the Fan More haocal based on deferent information from that used by not responsethe for the ilk:enrol and does not
retematon can be wiled by you Forint Advisor. that pauses to dense their estrnated veins. gunnel- es retry. These assets are riot reeled Privacy
• Unwanted gain/losses. When data 6 sante, - You can obtain addecral elarnson regarding by SVC or the Firm's supplemental51PC coverage. To casan a copy of as current Client Friary Nage,
eernated unerized ganflosses are calculated for the methodology used to determine the niceste of please anent you- Financial Mesa or vet w websde
notviial storey lots the transaction data for value and the dale of the normal:xi that: the • Fbneenuo sharing and adifitianol compensation. al wv.v.wrht enearviyaratw&-t.
hchtisal lots may or may nee reflect commissions. basis la the estimate by corneal-xi your Financial - h addition to commissions on lain and I glo 1 tees ▪ UBS Fharxial Serkes is noe a bark. The RMA, Busmen
charges anchor secuity reap-oaten mints. Advisor. received n connection with the &Teuton of mutual Services Account BSA and IRMA are brokerage
Diebold and other renvestment lots and systonatk - And party tenured vales may be reflected as funds to at dents we anctor Oct attire recess accounts Moth provide access to barking senates and
eschew lots are each combined to display ore • Not piked- in several StuatienS: Mtn an rewires ahatg payments from dettbuon aria Products arcuct alal191MMIS wth altered banks
averaged lot Bo 'Trade date' colmn peewees the noloperdent valuation Iron has err suppled a is advisors of the rraaual funds that so soli Thew and other ti-d.party bags and provides access to
tight transaceon trade dale. unable to assere a value, when we become aware a-noins re based on two different components, (4 mime and array Produces issued by u-aft dined
• Condole securities Bonds and preferredssttock that that a material event had occared ter may calla the mate of sales by U3S daps-Ocular- mutual thiel.party assurancecompanies through instrance
the issuer cats la eery redenoton veil b e selected prenomy reported value no question, ce when a find fanny to our dents; and 60 the asset eats, of a agency sclusidares of (IBS Financial Seven lx.
opartully by lot lean among al washes of chat value would be holey speculate* due to the nose Nodular Mutual had lanais shoes Add at the — hwItmere, insane. and annuity predaCts.
:Sue held n our Mine a is nonewe ram fa os cd the warty fine — Not FDIC inured • No bare guararen• May lose rata
clients Call lean Somisme:a is obtained from third - Wnen neither an issuer, general partner oe sponsor - We and our affiliate also receive networking and — tMA Peseta Management Account. Business
Parties and es rotary not guaranteed. Other call estinaled value me a thed-pity estimated value is annbus processing fees in considerate:en for wander Seances Account BSA, IRMA and international Resource
leaves may end which could MM weld complete prithOed, the value of the scanty will bedifferent agent services that we provide to the nuual funds Management Account are rendered service marks of
infoemaion will be provided upon request from its purchase pace. These Ices generally in pad from investor assets LBS Financial Sennett ax.
• Price/value Petal. displayed for securities and other - • Dierbut ions to date' may include roam of the mutual fund and are a feed dolly amant based — S a a registered iradireurk owned by via
products new be higher or beer than the peke that capital name or both. at the risrbir of amounts at the brceerdealer eneektnional Service Association and used undo
you would actually, recew, in the marke. feces - • ongn31 tat size represents the nitel offering holding mutual funds of that find faintly loense. The LEIS Via credi cads aril the IBS Visa
drained from wren tied poly sources winch we peke per int and may not reflect soca cal base. — en actlecn to Carnill6Sian received in cotyledon debut cads are *sued by UK Bank LISA with
benne to be elabee. LA we do not stamen thee - Of P Ind Wand RErt SeCtrtim are not listed on a with the sake or datibuton of annuity contracts at permission from vise U S. A Incorporated All other
accuracy national sources exchange, and re generally int reentrant Innt tripes to ws dicta% we new tadernarkt registered trademarks. servee marks and
— we generally use the cbsing price win or &gird ani even 0 they can be sold the price az af I date receive sewn* sharing corrpensaton registered senice marks are of thee respectsee
he mean off the bid and ask prices la tested maned may be less ton the per share estimated from Mr/ of the nwrance companies underwriting corripanes
stones and options a only bid pikes ta OTC value provided in the wean statement, the annuity OritertS, affiliates of the instance
snakes con-panes or sponsors of the Val enestmeot vents UPS Financial Services Inc Rev. 701810
— Less actively traded securities maybe poked using a • Resriaed securities Rnetioted securities goner* we distribite
vabaten model or the most recent peke we are not arrerey thigble for public sale. UBS Financial — In adder, to commissions received from the
obtained and may non reflect an actual market price Services uses the motet pence of tee urredixted stock pschase and sale of Nertfuleares kids, we and or Ot
a rake. of the sure issuer as an ineuted ale for the al litre receive an asset-based revenue sharing
- Certain positions may Icy*. cantos a price and restricted stock foe purposes of the stoteanot only. To payment from aketthaves 6subuirk as well as
wit thew as Ince was not available 0 we a-e te extent that restricted securities are ebgble for sale, fuming for technology development, training and
triable to obtain a price for a stony. the value trend may be abstain* less than the education.
— Deposes a swishes denconated n [sermon awed value shown. — Our athletes also receive trading correnissons and
other than US. Oaliss re reflected at the exchange other oinwreal on from mutual funds and marmot
rate as of the statement date. carpaniec wawa wombat we cliffrbst0
SDNY_GM_00027713
CONFIDENTIAL
EFTA_00138333
EFTA01278942

UBS FMancial Senices tic.
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 November 2018
CN770057070851118 1r1 0
GHISLAINE MAXWELL
139A CHARLES Si
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. MillenmiUm
Account number:
Your financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone' 212.821.700D/800.30&3140
Questions about your statement? Value of your account
Call your Financia Advisor or the
RMA ResOurCeline at 800-RMA-1000, on October 31 (S) on November 30 (S)
account 029026776
Your assets 786,991.00 778,512.00
1.4sit our website: Your liabilities 0.00 0.00
sweve.ubscomainanciaservices
Value of your account 5786,991.00 $778,512.00
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report am-ashy from Soarers of your account growth
WWW.annuakreditreport.com. Tracking the value of your account duriag 2018
Value of your account
at year end 2017 S726A13.00
S Thousands
Your mestmmt return
787.0 778.5
683.7 726.4 Change m
market vaue $52,099.00
Value of your account
on Nov 30, 20113 5778.512.00
250.0
Dec 2015 Dec 2016 Dec kl 7 0(1 2018 Nov 2018
SDNY GM 00027714
PA•mbor SIPC CHP100010057070aSNP70C0187918 00005 1118 030575001 000000 ►age 1 of 6
CONFIDENTIAL
EFTA_00 138334
EFTA01278943

*UBS Resource Management Account Account name: ru. Your Nnancial Advisor:
Friendly account name. srnn store t &ANY, YI F recntei
November 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 a) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 778,512.00 10000%
F Commodities 0.00 000%
Total assets $778,512.00 100.00%
Value of your account $778,512.00
Eye on the markets
Percentage change
Index November 2018 Year to date
S&P 500 2.04% 5.11%
Russell 3000 2.00% 4.48%
MSC I - Europe, Australia & Far East -0.11% -8.96%
Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79%
Interest rates on November 30, 2018
3-month Treasury bills: 2.30%
One-month LIBOR: 2.35%
CNP700030057070B6NP7003 187518 008051118 030575004 walk Y_Gia_0002TR efie 2 of 6
CONFIDENTIAL
EFTA_00138335
EFTA01278944

Resource Management Account Account name: GHISLA1NE MAXWELL Your tlnandd Advisor:
*UBS friendly account narne:Indv Millennium SC TT STAtv a t...vivo c rAcoin
November 2018 Account number.
Change in the value of your account
November Z018 ($1 Year to date (0
Opening account value $786,991.00 S726,413.00
Change in market value 8,479.00 52,099.00
Closing account value $778,512.00 5778,512.00
Summary of gains and losses
Vaues reported below exclude products for which lylns andlosses ate not Ossified.
Realized gains and losses Unrealized
November 2018 (9) year to date IS/ gains and losses (1)
Wog term 0.00 0.00 128,512 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current mccme & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration None selected
Your account instructions
• Vote account cost base default closing method is FIFO, First in, First Out.
SONY GM 00027716
CW70303005707007 Isle7000197518 00005 1118 030575004 Page 3 of 6
CONFIDENTIAL
EFTA_00 138336
EFTA01278945

*UBS
Your notes
01,03110057070881,11.01•751501713511. OM.. YI287765506.. Gm .00*.• • m.
CONFIDENTIAL
EFT,00BE337
EFTA01278946

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name: Indv.Milennrum SCOTT STACK MAN, LYLE CASNEL
November 2018 Account number.
Your assets
Some vices, income and curter)! vaues Shown may Ix apprOrdrnble. AS a int*. gains WS1055es May not
be accurately reflected. Set Aporeent infoneabon about your sterement a the end of ths dxurnem for
more infonnas on.
Non-traditional
PiiVet eouty funds, Hedge fun% MOOther Invesments are MO In your U85 Financial Services bc. (U8S Estimates of Niue Suppled by issuers of tartan program (ntacn ate geneidly 'net asset value esteem S)
FS) brokerage account. the positions reported below reflect the wads of the Issuer. and U8S FS does not are shown as 'Issuer est. yaw per unit'. For Private equty funds, • St. value per unt • is a value updated
yuatantee the moiety of the Information The value shown Is not necessarily the vane you would *cave quarterly, based on the Net Asset value e NAV') in the fund as of the date sped Red adjusted by Wing
frcm the Issuer if you scl the assets. Funds achy.* sdd ty UBS FS are subject to ongoing due cligmce, capital calls and subtracting dslabullons Once the NAV date. The NAV is primarily based on estimated
although the levet perfumedmay vary A doted fund may be suNect to no onoceno ciNgenct Attend that portfolio vines provided by the underhing fund sponsor. Mese two values may vary became of differences
you purchased Sweetie* may never have been subject to UBS FS diligence. allhOugh U8SF$ may receive In the way they were estimated arid because the • Third perry est • value per may ham been prepared
fee from the funds manager, wNch may ccnslitule aMOO of the rnanagernenthrentlw fee. Please on the bases of financial Infonrialon other than yeatend. Reported estimates may not reflect ratan,
contact your Anaxia Advisor wth questions. 'Est eau, per mit' is an estrnae of value supplied by an liquidationor repurchase tate, 1 any, and rim not reflect &tat:Mons of caditS until the next valuation is
Independent valuation arm and reflects adjustments for talon such as the lquicity of the units. reported genet.* on an annual or semi-annualbasis See kep0rtant intomation abOet your statement at
the end of ths statement.
Hedge funds
Purchase PIK&
Hurter Average price Client Cost Price per Nitre value on unrealized (tad investment Holdng
HdOng of shares pet share (S) investment dl baSIS(S) on Nov 30(S) joy 30 es) gain orloSS (S) return (S) period
ALPHAKEY5 MILLEN FND
BROKERAGE NO 10,31/18
Trade date: 650.000.00 350,000.00 1.000 778,512.00 1213,512.00
Your total assets
Peicentage d Cost EStillate0 Unft$IIK1
Value on Nov 30 (1) your account tests 01 annual inCort (St gin or loss (S)
Nowt/talon& Hedge funds 778,512.00 100.00% 650000.00 128,512.00
Total $778,512.00 100.00% 8650,000.00 $128,512.00
SDNY GM 00027718
CW000)305707039 NP7003187518 OCCOS 111803057a00000 Page 5 of 6
CONFIDENTIAL
EFTA_00138338
EFTA01278947

*UBS
Yournotes
CONFIDENTIAL
EFTA01278948

Important information about your statement
Ii26 Fru/scut Services K. (the firma UBS Financial her Iran you en law: than 60 dos tier the f ern capacity. A lot copy of the poky wading is available Kane or ran and may not keep pre with
Stroke°, is a mentor of all principal %ashy, ocamoOty two you the fin statilflUnt on which the error or uPOn request. inflation.
and oparnashangts. UBS Financial Services and UBS Problem aPP•red. • Moderate Willing to accept KeOf rids to prinroal and
Bank USA are ndrect sttskaaries of U3S AG and - Female you name aid accost number Of any) Nether the SIPC protection nor the swpaemental tolerate sate Watery to seek higher returns.
affiliates of LOS Sectaries LLC. The Fitris I inarksal — Desabe the end or the transfer you are ordure protection "My to: • oressibt! Wiling to accept high tit to pNncor rd
statement is available upon request. The Firm& axone about, and molar, as shady as you can whyyou • Certain tnancul assets controlled by (and ncticksd n hoh volateity to seek NO tnuMS Over time.
offices an at: believe a is anern:fanny you need mete your anoint vats) but breklaway Iran LeS Financial • fthelteler2 Niperry Consideration: N selected. a
Wormalart Services. For Prick certain 0) insurance products. portion of the ponfolio fa that account may inclak
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1200 rater Boulevard funds registered in the rune of the account holder on atria/.
Walarken, NI 07086 The Finn or Card bsuer win investigate you caviare the books of the Sat or transfer aged),
and WA correct ley elelf pro:veg. For alleged ears • kwoomme contracts or Mermen, Molests (e.g, Statement 'howdah:k W
TNS statement represents the only off dal record of gar Smoking UBS Vraodebd cad bunta dd& f we take lirnited partnertings and private placements) hat are We ntryconsoldat• al Mated account statement with
(.BS Fruncial Services accovt. Other records. swept mire than 10 business days to do this, we wigged* riot registered under the Securities Act of 1933; the sane address in the sarne envelope. e o because
offaral las dxunents. contanng ccedhang data should your :gauntlet the amour you think is in swot so that • Carrnoditits contracts (e.g. foreign nclunge and they haw onners who aka mantas Peit account
not be relied won t you bedew thee is an era a you sea have the use of the money dreg tie tine it mowsmetal contracts), rakeing ItelitS «roach re/atlantic was other cares a the same address. If
cation please report il innedakely in visiting to the takes us to complete or Meditation. and commodity option controcti; and you prefer to mere irdialsal statements mailed n
Brandn Manager of the office won(' yces account. • Deposit accents (except certificates of deposit) at ties Write *taloa& you may de line Inuteholdng by
Please make all checks payable to the Erma to Bads USA, UM AG U.S. bra-khes and bats n the cairns) you Financial Advisor
Although al Iores shown re intended to be accurate, Manna nSleuticn notated on the front of this FDIC Pored Deposit Program.
s st t a ra te y m o e n n y t d e a r ta e n sh d o ta u x ld f n o o rm t b s e , 0 u . s • ed F f o o r r m t a 10 i p 99 u . p 5 p 1 ie 9 s 8 . key r s n ta w ie b rr e e A nt b j I e n c a t d to di r ti e o a n k t e o n re a g rc u e la r f e ac n co c u h n a t r g le e e s s f . o a r c l c a o te u nts n T o he t a S p IP p C ly p t r o o t t h e o c s ti e o n a s a s n e d ts t e h v e e u n p if p t l h e e m y t o n th ia e l r P wi o se ta a t p io pe n a d r o F Th ri e e F n r d ie ly n d a l c y c a o c u co n u t n n a t n m a e m e is a cunemnble 'ndirurne
I C475. etc when prePamg yOur tax return. The Fan 6 payment Sr securities purchases and charges for woad on ytla statements. The WC protection ad the chosen by you to assist you whhyor rose:draping b
reared by Lew to report to to RS relatable doidoxfs, amounts in cash accounts. Accounts that are tanslered otplernental protection do riot prole« against changes has ro legal effect on your account is not mended to
reportable nen tauble derderds and taxable irNemt to other easter rens may be subject to a transfer fee. in the market oak* of You invariants 64-ether as a reflect ary strategy, prodxt reccarrandatir.
earned on wearies held is you amount, net proceeds owe of market movement. issuer barruptcy a Meaner-A objective a reek profile associated roil par
c w o o s r a ri f e e s tr . r eactions, rd con brit on certain cowered U (B B S S o S ff w er e s e p p r O am pti s o f n o s r sweeping cash balaxes to bat other:ale) sco a o n n y l li s n . a a n n c d ia is l r n e o su t a llt p e c c a o n m o b r e w o i r l l g b u e a r a a c n h t i e e e ve t d h . a A t l w l rath
depose accounts at non-/Hired banks and Sedated Dividend Reinverbowit Program (DRIP) irnestrnents Mira the risk of kiss, including the risk of
Gonwemications with the Firm banks and money make! MASI lunch (Money finds). Reprice reflected is an average pnce. Voumapobtan loss of the title inestment. You can <lunge your
• Pleaseretrain" any owl cartrunkatiom in swung Deposit mares at LOS Sark USA and nonaffiliated the actual price kern war Financial Advisor. Only Vole henry aeon names trough Online Services or by
tofurther protect your rights. inducing your raid barks partkipaing it the UBS FDIC-rstrod Deposit styes we purchased under Ott gunial sheen wall» contain; you Financial Ashlar.
water the Seosities Investor Protection Act (WA) Program are FDK.nsured n scan:la-6e was FDIC rUes sold and the cash wet be deposited in yOuf KCOvflt The
• If thefinancial institution an the top left of the front For more inkanation, please 'ASA wenvfdpgair. Depose *Mend remained peke %prod byete issuer may Axon overview
of this deemed is not I.RS Financial Services, (BS accounts at IRS AG Seward Brach ant shares of Offer from the maker Priced' VfitCh pito* shad • Yabe of your NCOU04:041010. Net of assets and
Financial Services caries gar erase as clearing Money Funds are roe rand by the FDC. we sold litiliiet
broker by avengers* will the ikkated insiOution • Area Includes avert* cash balances, oaken for
o o s t w h p o f e e e a u n n W f y f e t le d o r e s o r r th r r a o i d i e s m r r d a o i d y r c o d c o a b m u s t r e s o c is e e k d s . e t i h o h a r. n i t s a L t t h r o n I e i G s t f b a r y o f a l i o s n t s o u h a a n c n f t r y a c h u o i n b s a u s t l w r m S k h e a i e r n k v n d i e c a s e a s a u r a n p n d d m ro t U B s A h a c V a c rk o a y u s r d n s a e t u p r P t o r s r s r : o i e e t t s q e r e u c a t c e r s e t s a e t n n , d o b ' b t a b l p y e a r l S n o o c w t I e e K . s c . t i e S n d e t h b e e y '1 b S B J a P S r C * f . n d M e a p o v o n a s e i y t l s S F m n o a r o d y w b s e m ( a O C M n a a i o O s d r t r w e W w v t n i h s p w t o l r e i i l s e c e a e e u u r , o : n t u r h it n s e w t m F i o l i r a u n m n y t b i w t a e a n d h s l s e e a n l i d t r h e a I e s n r r u e y l lt e o d o e i u f p t a e a e r c d r m c t i o & v in u i l e t n i r e d t o . r b l t i I y f p a y a a t o y m u a e r n e t u b ' p a In r y t n iv t s r t h a h i i n s e t e e t a e F e i n n n d im d v d s e m o e . s c t t a D m u t r h r o t e i s e t e n y s t t V s o n , o o r w i u t r ) a r a . r i n n a a c d n t k l e d . c s d u G a * r n s l u r o e t d n o b n c p c a t k n a l s c T o t s e a p i d h r t h e o s o m a e D m s e c s e n e u p a t t r o s n p i s t d m e e it n s s e o , la d h r s e e , l t d o s r
• As descrbed re the account entreat you mat withdrawn. and shares of a Money Ford maybe regained clean; agency, and credit your avant misersc-able stock options
• • • • m F F r 0 c w S k F h P P A E t d W e h , o n i n a T . l n n l f O ' a e e n a e r l i l t o a d M e o l n o a e . t L T y a i - w b c S ' v v s t B e h a o l s T u l t d - o e a S t n e a e a < o b t r ( b s d n o . m d d a y r : e , a l l s j a s o e f a n e C S S 7 o e e a m n c o e s y m c r f 6 n t c e a v a e f t t r r 6 t a a a e t i e r . l h i l c l i c R w o k d n r a o U d 8 2 l t e r u ( e y e a e n n o d u s 0 0 E t s n n l s e . s o u r a a 0 1 o u t F C o , o 0 t g v s . . r W t r T i i c l 3 3 n m n o a a 7 a t a h l p / a a 5 5 b n C i l 0 n e l l f . l s l t a e 2 4 , s a l e , e 8 r 8 r i a b 0 e e . - D C o m 1 6 c 4 d 1 s 9 y l 3 l e r 0 a a p o , e l e , 1 4 1 e i 0 h . e 0 f A y p m e w a 9 6 0 n t r . , n 0 7 a a m ; a t 5 t r 3 1 p t o t r 6 r u w n w C 0 , 2 e t R o l r 2 a d m i 8 . 7 d i . e i i a e n t - 0 b t I n : 0 i h e h 1 r M c l r 0 t r o 9 a s 8 m i n 0 : i t o 0 n a u t n 8 M s a 7 i t 0 o o o t r 6 A 6 n . a 3 0 E r v n S a U h 0 . o 0 . a s i G M h i n i P 2 r n r f o d e D g d o * g S A 0 . r f a e d a r k l 1 r o c y t w V , o o S o i p a h a s 6 . o m e 3 e . i e n 6 e U r t a l 5 r r s c h e d a B v a f A m 2 k t t i f t a S t e c O s t d . l d o e o o 1 e e r e c P s 6 o u t a U n b h o . 9 r B M l i , , w e t 9 t r S . a n s « F U p a C o c c s c l l 3 T t w a a a h e u u a i h f m B a v o n t c t w c e r r e b m i a r e S c p t k u k e p o h y s F F w s h r l s F o t d e u a i m a i i w t t o a n n i r i i r f r t r b s e n a p o n n e r r a g i o e s p a s t n i p , r d i r n r d r ( a o a n t c k g e b c o u a g y s n a c o a a s l m t g a u e l r i n s ( o 8 r a n s e m S b e p h s d n e 0 l t l a a o t ) p e h P a S s 3 w m . t o l t k h r e l E C e t . e i w a t m i 7 o r e b r n ) r s e s c t , 6 v t w e p e p o M a c w e e i 2 a c l r n r o l i r a o p o . l h $ b t e e t 1 u o e o h n c a o 5 i r s s n c 0 f l e e a o l u 0 c i t h a t g 0 t i e t s t d r h 0 r n y a i 0 p a d p s a [ , e x , s y 0 a t r s h l v e e o t t S T 0 b o r a r a i n s t < e o h r t 0 e i e n l o a f e n a t m y R c a a o u c c b n S o t f r n h s n f i e l y d p I t u i e d t P u l e e s s i i r y e a T h C d r s a e . o d i e w t e s h o l c c r e t a i l t e r o u l e n e M d F & o d s a l r n s e r c l s g i e u t t i h . y e e p t i n u a c e i o a 6 n t 8 o s t o s p a b i a u s 2 c v p n t a r C e l 5 i a p o a r o t v e a i l U 0 l a o y a r t s a l P u e r , n M i y o A 0 l n r u n c a p s o o M 3 d t n b , o u i t i 0 o v l e d m I n r e N n c e f i a o r i S t r x i t r o n • I • • P i O e s c t n n h h a o le v v v P 0 e A A o c o g g y a e e e h o e 0 a e p r f s c n i s r o s o e n p $ a l K W h a v i e t w c r c e r , m a e a l e e e X o e l c r t s n a r d a c h . h o s e • t w i * t i s m t • u r C t o a n o i c C o e C k n C t t h e a f * o i n t a o u p b o a r p a m l t a e o n p r y h n b n t r r o n . t f h r e g b e j o i C d e a I d x i e e r n n o b F n g t t c p m r A t v t I c i j a i r e t e n c I n a e o a i o n p a s e v o n c s m y c w l y o l e p t t o r p o m i o e s n t o o F # w n m h o u e o n r n c o i r r i o n e n r a y a e a f t f t g f i e e l b s r r n n y I p a o n e r i c a . d t s n c r h v m t n o e i v r h w n e a i c e e r s n c s n w e i a m k s k a i t - p m e i t t t l n w p m r h a a s n e e g e r r e l e t r o . a n i b g n f a t n g f o t i t o i n s o t m t l e r t e t i C & g W n h o h t e a a e o s s n t n a r p r H h k f e a t c e o r e s e t t I s a r y i o W N w g o y l p o e n u a e a t n u h o d r n t e e f g e r a t t o io n i L F • • N a u u b a d s c T T A o a w s u s v o e h e g w o d e s e a s ( r C e e n m r n r i h i i e c n a a r i e l s a d c c t a a e b e o e k p o t s r i i o b a n m n a s c c h a f t t l r o s c t a l e r b d r g / n ' a r e . e m b e m l o o d n n f n i T d s i n d s t o c s t u h o e C i t t e n A f h a r r e d r o n o e s e I e e i k s g r d r , l n y s b s y c e O a A r m p e , e d a P d l e f f a r r l c , r n i u f a a f n e a t e r e o d c r u i e s a t o e m a t o d e m n d s i i n e t n x d u o b s , d h s e s i e e n M o a n o s n e d t n . r v t o t s n n e h a e t c e t b o . d o h b a y e b o c l o u m e T i t n p r o s t t c y n h t o a d e b e c W a u b b e S a t t y u a e 0 h a a a r o t a C a l r w r r k l l a a l e a a a f r n t b o e t e n d h x n n e t e b O , l f e n b h c c c m e e m a m m o e t e s e e m l s r s a n a s e p u s s a C p , R n e r i n a e i r i n y a P - k t t c e n t n n r e d e t e c a l i o s d e e o y a t a t s o t r y f s d h r . d m n f u t i n o f a C c t h e d r i e s l u u s n e f n n r i d G o r a e e r t s a F o u i t a d i d e o h n e c n a p i v p i e n f m p t d c l a e g r g m e P i a f o i t a r u l r s m r a c m i v a a r n a o n t b a d n l c i d a d d c l a h t d e y a i e c e . g s e s i s ,
C s n t f a a o te r l m a m e a w n t r c t i t a n e * a r c e s c u s e o t c o a e n ! i F a s s e a n y w s o t u e n r c ; o a o n n r , t f i h f e y y o o st u u a n t te h e m e a d e n m a t o o o r s r e S t t h h u i e s b F j p e i r c n o t s t t e o i c t t t h h io i e t n h p i e s o r l S i c p S y O r o c O t a e m c d i t l e l a i d o d n to e a r s a u o n p f d 1 D a 0 e r 1 c r 1 e a . m a 9 l b m a e n i r f i . 1 c ( e 0 a s , s 2 i h n 0 a 1 th t 6 e . • l t C o h o w a n t s i r n e is r k v e a a r ti s d v e t h v e S a e n a e K k v s e a t y o n to t a d t p o n o e n a a c n : c o , o i t n u g e n e t a n o l e p v r e a ri r t a a e l t l s o , o n a n l o , : n S w c i i t f a h r
recap. The Fim or Card burr Las adolsable) most aggregate for air your accounts held it a particular
SDNY_G M_0002 7720
CONFIDENTIAL
EFTA 00138340
EFTA01278949

I II 'portant information about your statement (continued)
Your assets - For certain moles racing n nOn-C011terring • Est. (estimated) acorn*, current yields and rates. — We fame <ColpeMblpas kern UBS lierio USA, L65
Your statement Minces *nukes and other assets held denomnatons, price and gunny (face value may An mom of arida rtcdre it bated on often, AG Suerdoid Branch index:it-MN:wed bards
n the account a the end of the statement mod You have been adjusted to facilitate proper valumal dnidend and inteont rain, assuring the mines will Mout, our cash sweep lorMaM The
may ask for dekvery of fulloi paid securnies al any tire. To obtain nevem quotations. when available, contact be held for one yea from statement date or Mil compensation may be a mcoehk per account fee or
You may recew manes used as loan collateral alter ycce Fr-wool Acinsa. matority. T es entente is key a gudelne, accuracy may be a percentage of name dak deposit
paying any balance do on them. Airy mums and tortnued tome are not guaranteed. Maces
bunderred to the Fen dreg the scater mt period are • Private investments and structured products. - Estensted amul mow and current yield for
Wed a market value as of the end of the Memo hivato nnestmerst secunItts (m Lain; drect twin, types of mikes <co ld inCiado a rerun of Activity
period PankiPal inn oroiram and real estate imestenent trust prelf Oat or captal gain in which case the est nionnaten repaying commissions and other chokes
• Cost base. In detennoing the cost bays of he mulles) and strut teed precious ale generally highly income (rd current yielo) would be overstated. intursid n ccer*ctson was the executionof trades,
sectown included in this itaternent, whet, indicated /MM. Certan snuck/ad daixis haw not been - Est/need arnual exam and anent yeld and the including option toreactons has been kidded on
wit: the numbei -I,' LEK Finakial Services Ms relied registered with the Semites and &charge sail scone and yield melts be lover a h4otr can emotions previously I umished so you. and wll be
on information <Mined from sources Ow than U8S Commun." or under any state securities laws. We than the ntrneed marts Provided to you promptly on request.
Financial Stenos. rkluding Hamann, born another prokeesonated values for viva' mestrnern - An estimate of a-nualded income klividerd aidsr
lien or that mu may have swovided to your Finical senates and structured products for Mame coal interest) divided by the current market Short wiling
Agra. The FM does on indmenienly teeny porous only Musty d not guaranteed veld average balance a based on the last drvdend II you are engaged en short selleg a undly, you ivy
guarantee the acosacy or vaedity d any -re mutton - Thew values may differ nbstarie bay Iran peees, it or merest payment made by the issuer and Mut a charge die to certain taming costs fa the
Waded by swan other than U3S Financial Serkes any, at which a private mob m rt security a mines the seoskieedeposts will bo held foe one pan Ma-security.
addlicet "though 1.85 Fnincial Semis generalk structured maxi may be baskt or sold and do yea torn the statement date aunts maturity.
updates the rkenutim as it is received, the fern not rakescrthe represent the value you may rectae Accuracy and teemed kid are not guaranteed. Open orders
does not um* ary 'nuances that the hoc gar liquidator. Regionng open co 'gmsdiscancelee ceders that
"Cost base and stkeealcod ged Ms' is - Thin pony ethyl**, of value re' at •actin • Meets net held by WS Financial Services Caton were not micuted by the yeoman date, open buy and
accurate as od she date of hat statement. As such date ad .e supplied to UBS Financial Savises on a assets ate nol held by the Fin and not within the old stop orders re waxed by the amount of divdenck.
please do not rely en this nlanntion to make regal* base by an idepereko vat/Sion limn Fim's possession or control. These assets re Or rightS on an ex-dividerds o enectits date unless
;mime or sale decisions. Ice tan purposes - ear, generalpartner Cr sponsor estimated values, deployed on me statement Ice of ormational Masted otherwise by you. You ate respornbb for
otherwise. Accounts if:mimed to the Fin may if ere: we APPlied to the Fon by the Muer, puppies only. Positions and values presented re coders that are executed die tO roa Wore to cancel
reflect gallon in kin only For the period Cl general prone or sponsor and may be obviated poked by the Meg fern UPS Finance! Services is "in? *Pen ceders.
tik they at held at the Fan More historical based an deferent infarnaten Iran that used by not responsiole for the eicanainc and Mt not
nicematica can be added by your Marxist Advisor. shed panes to derive thee estimated values. guarantee as acasacy. These assets we rot protected Privacy
• Ureitalked ganadossiss. Man data is Nabob, - You can ocean additional Herrn-mon regarding by SVC or the f yen's supplemental51PC coverage. To Man a copy of as current Client Penney Notice,
Manned umalized gorklosses are calculeed for the methodology used to determine the estenate of please canal yds Financial Advisor or viol as wencher
nofivilul smarty lots The transaction data for value ad the date of the Mormaticei that n the • Revenue snaring and adckional compensMion. at ykon nt,:cmurvivievadet.
nckvidal lots may or may net reflect con-missions. basis la the estimateby contacting your Financial - h addition to co-minim an sales and 12b.1 Wes - 185 Financial Services is not a bark. The OM, Rumen
charges ado secuity reorgraalort moots. Advsor. notated in caned ices with the distrtulim of mutual Services Account BSA and IRMA me brokerage
Diedexl and other renvestment lots and systematic - Wird patty Metaled values my be reflected as finds to as dents we ado err affiliate receive mourns Mich provide access to bartung senses and
puchne lots se each combined to display an • Not laced' in several Stuatiena when al reverse Mateo payrnmes from dotrtmo ands products Ihretacji an.ingenwrts with affiliated banks
avenged lot 11-• 'Trade date colmn mimes the independent valuation fern has not suppled a is advisoes of the mutual funds that so still Thew and other heel-party banks, and provides access to
anginal transaction trade dale. unable to assigo a value, when we became awe* annum, are based or, two different commeenty (4 1w-tame and arm* Products issued by u-affiliaked
• Callable securities Bonds and deferred stock that that a material event has tamed tha may calla the murk of sales by 113$ of a particular mutual herd-party noorancemmpanes through insane
the issuer cats la *ark rederrpton wil be selected peekonk reported value it question, or when a fond fanny to our dents; and 64 the asset vale of a agency Absidents of 185 Financial Seances Inc
martially by lot Iran among all sautes of that value would be hghly specubwe due to the name ponicular mutual fund lanai's thwes held at the — enellniert„ ressance, and annuity modals
:Sue held in our mow or in nornem rum Ice our al the security Inn — Not FDIC insured • lie bar* guarantee: May late raw
clients Call leak- Mormakn is obtained from third - Wnen neither an issuer, general parer ce sponsor - We and our affiliate also receive network eg and — tMA Femme Management ACCOute, Business
pries and es away is not guarantied_ Other call estenaled value For a thed-pany estimated vale ornnbus processing fees in cornideralco fa transfer Sento Account ESA, IRMA and international Resesce
leaves may exist which could elect weld. complete pecnded, the value of the securty will bedifferent agent services that we provide to the nuual funds Manage rent Account are registered service marks of
Mammon will be provided upon request from its machine pro, These fees generally Me pad from investor sses n LIOS Financial Minces inc.
• Price/value Preen displayed for securities and other - •DM rasedCM to date' may nixie mum of the mutual fund and are a fled doll. amply based — is a registered vaclitrurk owned by Visa
reelects man be higher or lower than the price that capital raceme or both. at the rumba of accounts at the bane-dealer Menaional Science Association and used under
you would actually reme in the market fists - •Orgeol IPA sce• represents the Mu& offering holding moral funds o1 that find fanny kerne The LEIS Vna credi cads ad the IRS Visa
obtained from vanous thrd partysources which we peke per isin and may not reflect mu cost base — h kthur to COMill6SkrIS received in connection debt cads are road by UPS Bank LISA with
bedew to be dab* tut we do not guarantee them - Of P and Wined RErt entree% are not Ink on a with the ea or &Mouton of annuity <mom and permission from Vet U S. A Incorporated All other
accuracy national securnies exchange. and ate generally mil investment Innt unto to our dials, we ado andernarkt registered trademark, stoke marls and
- we generalk use the cbsng price when available or itmed ani eaten a they can be sold. Ow price as af I AM receive revaue during compensation registered sehice milks are of their asp:Mk
he mean ol the bid and ask pr ices la nested received may be less than the per share estimated from may of the murance companies underwrt corn/dames
sea adoptions or coif bid pikes ta OTC value provided n the mourn gateman. the annuity erteaCti, affiliates Of the nuance
washes crerpmes or sponsors of the unit ensistment Kegs IRS Financial Services Inc. Rev. 701810
- Less actively traded securhis maybe pnced wisp • Restricted securities Restricted securities goner* we charbute
vabation model a the most recent peke we are not monk ehgble for pubk sale. 165 Financial — In addium to commissions received from the
obtained and may non reflect an actual market price Services uses the market peke of tie urresIncted stock pschase and sale of NedShares tords, we and or cur
a oak*. el the WOW WOK as an :muted vale for the al I ilute receive an asset-based revenue sharing
▪ Certain mak.% may mew w "has a pace end restricted uock for purposes of the; stotement cayt To Payment from NentSenves 6st:bums as well as
will *ow as • price was not available' B we are the extent that restricted sawn ies are MON for sale, finding for technology development, training and
mable to Mean a price for a serve;. he value teetered may be sobstantially less tor the education.
- Deposes a samties dencomated n curer:din awed value shown. — Our Alleles also receive Padre (amino% and
other than U S. dollars re reflected at the exchange other cornMenal ken from mutual funds and entrance
rate as of the stramere date. carparine Wtefe peon eve derb.40
SDNY_GM_00027721
CONFIDENTIAL
EFTA_00138341
EFTA01278950

yes Fnancial Services tic
Private Wealth Management Resource Management Account
(*MS 299 Park Avenue
26th Floor
New York NY 10171.0002 December 2018
CNP70080898371218X12 VI 0
GHISLA1NE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account number.
Your linancial Advisor-
SCOTT STACK MAIWI.YLE CASDEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurceline at 800-RMA- MOO, on November 30 (5) on December 31(S)
account 029028776
Your assets 778,512.00 756,359.00
%Isle our website: Your liabilities 0.00 0.00
swew.ubscornainancialservices
Value of your account S778,512.00 5756,359.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWw.annuakreditreport.com. Tracking the value of your account during 2018
Vzdue of your account
at year end 2017 S726A13.00
S 7hcLr...311d5
Your nvestrnmt return
6$177 726 4 776 756.4 Change in
market vaue S29,946.00
Value of your account
on Dec 31.2018 5756399.00
2500
Dec 2015 Dec kl 6 Dec 7J1 7 Nov 2018 Dec 2018
SDNY GM 00027722
Member SIPC CSIP20010008038837W000306521 00005 1218 030S 110000 Page 1 of 6
CONFIDENTIAL
EFTA_00 138342
EFTA01278951

UBS Resource Management Account Account name: GHI$LAINE MAW. ELL Your R nancial Advisor
Friendly account na nyr STACK MANS VI F CASRIFI
December 2018
Account number:
•
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (11 your XCOunt
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 756,359.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3756,359.00 100.00%
E
Value of your account 5756,359.00
Eye on the markets
Percentage change
Index December 2018 Year to date
SW 500 -9.03% -438%
Russell 3000 -9.31% -5.24%
MSC - Europe, Australia & Far East -4.83% - 13.36%
Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01%
Interest rates on December 31, 2018
3-month Treasury bills: 2.42%
One-month LIBOR: 2.50%
OW70010008088838 NP7003X652I 000:6 1218 030575°) 1Y GM 000277 2 of 6
CONFIDENTIAL
EFTA_00138343
EFTA01278952

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Si nandal advisor:
friendly account ROT!: Indy Wienm um SCOTT STACK MANLYLE CASREL
December 2018 Account number.
Change in the value of your account
December 2018 (V Year to date (1)
Opening account value 3778,512.00 3726,413.00
Change in market value -22,153.00 29,946.00
Closing account value 5756,359.00 $756,359.00
Summary of gains and losses
%/Sun te0OntO COM mita otoducts for which gNr6 enolosses are not 0assinel
Realized gains and losses Unrealized
December 2018($) Year to date (S) gains and losses
Long term 0.00 0.00 106,359.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in imporrant information about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligbifty consideration • None selected
Your account instructions
. Your account cost basis default closing method is FifO, First in, First Out
SDNY GM 00027724
CNP7001t008038839NPT000305521 COM 121$ 030575004 10000 ►aye 3 of 6
CONFIDENTIAL
EFTA_00138344
EFTA01278953

*UBS
Your notes
6StreGuaconest", s
CONFIDENTIAL
EFT,00BE343
EFTA01278954

Resource Management Account Account name: GHISLAINE MA (WELL Sc Your Nnandal Advisor:
*UBS friendly account name:Indy Millennium nrr <T Al" Ir A kit vo C rnCO,CI
December 2018 Account number
Your assets
Son* pnces, income and current values ShOem may be Epprovirnme. AS a intl. gains ad lOssts May ren
be Eccurately refkcled. Set msporunt intomnanon about your statement a the end of this docurneM fat
more infornason.
Non-traditional
Private equity funds, Hedge funds, andOther investments are held in you DEIS Finarcial iln(tS Inc. CUBS Estimates of vaue stocriell by issuers 04 Cohan programs (which ere generally 'net asset \Our estenakS)
FS) brokerage account. the poutions reported below reflect the recce& of the issuers, alidUBS FS does not are shown as' muer est. value per unit'. For Private equity funds, 'Est. value per unt' is a value updaed
galenite the accuracy of the I riormation The value shown is not necessarily the value you would receive quarterly, bated on the Net ASSet value Nrsv” in the fund es of the date sped fled aluskd by addng
from the issuer if you sddthe assets. Funds actively sdd ty UBS FS ate subject to ongoing due diligence, coital calls and soberating dmobi/lions since the NAV date The NAV is primarily based on estimated
rithosigh the level performed may vary A closed fund may be subject to no ongong digence A fund that portfolio yams remitted by the underlying fund sponsor These two values may vary because of differences
you purchmed elsewhere may never nave been suteect to085PS Once nce. although UBS FS may receive a in the way they were estimated and because the ' Third Party en. value per unit' fro/ have been Predated
let from t he funds manager, which may constitute a maority of the roanagernentincentive fee. Please or, the basis cer financia irionnaton other than yeanend Reported estimates may not reflect resale.
contact your Anancia Advisor wth questions. ' EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rot reflect cist ebutions of cAdital until the next valuation is
independent valuation f cm and reflects a:ljustrrents for factors such as the Iquidty of the units. reParted. generaly On an annual or serre.annual basis See Important infonsaman at/our your statement at
the end of this statement.
Hedge funds
Purchale PhW
%Mae: Avelar puce Client Cost PMe per share value on unreSized dm) imemment Holdrag
HdcIng of shares pet snore Cs) snvestrnent (S) basis (S) on Dec 31 (S) Dec 31 (S) winos loss 0) return (S) Celled
ALPHAKEY5 KAREN FND
BROKERAGE PIO 11/30118
Trade date: 650,000.00 650,000 00 1.000 756,359.00 106,359.00
Your total assets
PerCentage d Cost ESIllaft0 Unreared
Value on Dec 31 your tt count oases (S) annual Income CS) on or loss CO
Non4ratfitional Hedge kids 756,359.00 100.00% 650,000.00 106,359.00
Total $756,359.00 100.00% $650,000.00 $106,359.00
SDNY GM 00027726
CelPdoot0003038841 MI003306521 COCOS 1218 03057900. 110000 Page 5 of 6
CONFIDENTIAL
EFTA_00 138346
EFTA01278955

*UBS
Yournotes
CONFIDENTIAL
EFT,00BE347
EFTA01278956

Important information about your statement
1.85 inmost Services tic (the Firma. UBS Finrcial her Iran you to later that 60 days after the Fern capacity. A lot copy of he poky wording n available inane a mans and may not keep pate with
Serried, is a member of all «rein' fitourhy, commodity sent you the fist statement on which the error or won request. inn**.
and option exchanges. UBS MandelU nion and CBS Problem OPP•ted. • Moderate Wang to accept wrote di* to pintoal ad
Bank USA am ndrect subsidaries of IRS AG and ▪ Prottleyou- norm and accost number Of any) Nether the SIPC oraeclion nor the swplemental tolerate sane volatility to seek heeler returns
affiliates of 185Securries LLC. The Finis linnet — Desabe the eta or the venter you me unsure OfOltairid/Xdy to: • AIX:re-44r Wiling to accept high rim to pnncpal
statement is Ovaillt310 upon request. The Firmr bean* about. axe explain as chatty as you can May* • Certain tonne assets controlled by WA nankol n hgh volablity to seek no wars OW Oat
offices are at believe d is theme a may you need mete your =mat ninths Mkt away Iran UBS Financial • IIIWIteler2 fist/4 y Consclentean: II selected. a
Worm** Sakes For eingleortain 0) insurance otookots, portion of the poi Hole for that account may inekode
IRS Frurrial Services er. — Prot.:lethedo's anoint of the suspected era. including variable acuities, and OD shoes of mutual combs strategies, linked liquidly and greater
1200 Marta Boulevard funds registered in the rwne of the accent holder on
Wet ane.% NI 07086 The Fit or Card bsuer vli investigate nu angler* the boas of the Muer or transfer agent';
and sea coma try error prenip*. For alleged mon • twestment cortrots a nyesiment teerets (e.g, Stetament ehousehoklair
The Statement «Peones the ony offi cial record of you rooting UK Via•debit cad transacham f we take land pannershiss and private placements) to are We mayconsolidate r related account statement with
1.85 Fruncial Services account. Other records. tape mete than 10 bus iness days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the same envelepe. e 9. because
official laud:anent,. contanng cortharg data should year occurn la the snots-two thnk oi in error, so that • Corm oditin contacts (e.g, foreign exchange aid they hare goners who abo maintain join account
not be relied upon II youbeim* thee is an ma or you wa have the use of the *mg thing the tine it peccus metal antrattsL oncludag Iuues COntracIS refationtips sett other charts a the same address. If
CMOPOn plea,. report n irrnedately in wring to the tan us to arriplete ow inseagation. and fofnmodity arnica contacts; and you prefer to mere irdimlual statements mailed n
Brandn Manager of the office serving you mount. • Deposit accosts (except certificates of deposit) at 1.8$ alma* amino you may decline lainholiro by
Please make all decks payable to the Elmer the Bak USA, UBS AG US. branches and bras 6 the canto your Minn' Advisor
Although algae. shown se mended to be actuate, nonce' OSItutices Malted on the front el this FDIC Insured Deposit Program.
statement delashould not be used for tar pump* Rey statement In addition to ranter account lees aomums The SIPC protection and the supplomental protean do Friendly account memo
society on yor.md to hams, lie Penn 1099. 5498, mg be subject to mintename ten charges for bite not apply to there asset own if they otherwise appear The Friendly account name if a oracencable *nclaurne
10425. e< ) when pregame your to return. The Fie payment kr securities purchases and charges for unpaid on Ka statements The sr< yaMion and the chosen by you to assist you whhyos recordleepro It
adored by how to report to he RS are &W ends, emotes n cash accounts Accounts that are tendered orpokenental protection Mr not protect >gone changes has no legal effect on your account is nos Mended to
reportable nentexable dividends and unable interest to other institutions my be subject to a monster fee. in the market vett of your investments (nether as a retied are Matey predict, recommendatan.
caned on mutts held it pis account, net proceeds mut of motet movement, issuer Contumacy or int./tn./It objective a raft profile associated wen your
on sale transactions, rd cost basis on Wen coated UBS Sweep Options other-Min acetate% at es not a jambe or guarantee that wealth
shorties. Le often options for sweeprg cash balances to bat or any litantialresulli, can et will be achieved. All
depose accarrts at nonaffiliated banks and affiliated Dividend Roinvortnwe Program (DRIP) immanent awoke the risk of loss, including the risk of
Cannications with the Firm banks ad money rnatet metal ILMS (Money Furds). The axe reflected is an average nee You marobtan loss of the entie inestment You can thange your
• Please retrain" any oral coweruneatiem in mein Deposit Karts at 18$ Bark USA and non-affiliated the actual ace Iran you Fe-axial Advisor. CMC Mole Friendly atone names through Online Services a by
to further peatat your rights. incite:fro your riles banks partkipang it the UBS Frachsured Deposit thing are purchased under DPP, penal Mtn win* contacteg you. Financial Athens.
order the Sectaries Innate Protection Act (SPA)- Program are FDIC onsured n acconiaxewth FIX rules sold and the cash wit be deposited'n yOur &Mani The
a If the Coaxal instiotion on the top left of the front for more Somali*, please visa menvIdc.goo. Depose chard renvestrent Pace svorilod bdvtie Afutr may ACOOldld OVOnillVf
of this statement is not LES Ennui Services, 1185 noun al 185 AG Stanlad Brandt and stirs of dlle Itom the maker FIX< al Much shade, • Vatic of pour accomMorttofo. Net of assets and
Financial Swan arras your moan as during MoneyFinds are not inured by the FO C. re sold lie
broker by armorer* wile the notated Mitn on • *spa Includes avatable cash balances, sakes for
o o s W th e p f e c e e a t- n S d r n e e o t t d v a n o s n t n h l o a l i e n e s re d a o n l y r c o ) o a c c b u a o n r t o o s e i k f t d o . e t h a h r n , i l s a L t t h r O o e d i B s f b S a r y o f b a o m t o w u h r c i a f t r y h i u r u o o m s t l u M m S k e e a a n n k w d e y s o a n a u r a n e n d p d o r rt o t L B A to a io n n e n k s a y d o a * ep r u P e o r r s r r e i a t e a s w l a e w e r c e s t n e t r , i d ' o b b t a b y p l e a r l n S o o c t w I e e K . s c . t i e S n d e t e h b e y 'C b W B a S C re . r d u M e n p o c o n e s e a i y t l s S F m e e n e y i d c e b s e m O a e C n d a a / * c g d d t o h e v e % e d t i n M p i s t l p o i i m e t h a * u ' u . n a r t n n h s a e u c m k c l m e a u p y n t b i M t a e a n h s I e M e a r l d r n h e a o s o n r u n y l s t o e d o u l e l f r p t a e a a r c s n m c i & i o d n r u e d e s d . e d b s I y f p a y a a t o y m u a e r n e t n m b p at r y a i a t v t h n h a t e t n e a e e e F n i n d n im d t v s e m o e . f f c i D a n u th o l t l d a s e e n r s t n l f o i n e . o s o m u t t t n a a t t r o e n k a s d e k n t t d e e a . d G n a g l n s u e o t n d o n b p o a a t k n l g n c T o a a e p i l d m e l ti , m o s a n e D s e s c s e n u e p I t t n r o s p e s d i M e n it r s R f i o a , s d h s s e e , l t d o s r
• As *sorbed 6 the account agreements, you mist witidtawn, andshares of a Morey Farce maybe regained dearin agency, and credit war arcane arrentae nook options
• • • • P F n m r o P P A h E t i e t h o o T r i . R l a n m f O e e e r l t t M P e i o o i a a U . l T % f e c s t B o y m l a T l d t e - o S n u e C Y o f o- e o b r o . d x d e s , l e s d j i r f a n e e C 7 o o e e i m * a y n c n r 6 f n a v a n c t t t t a 6 a i e t h y t c l o c R s d n U d 8 2 e o r u y e n e o s s 0 0 u t n s m l . h u o a 0 1 z r o t i C o o a t g w r . . s r i n 3 3 m l t a o n a h t l q c i a 5 5 b n l l C R e n u w . l a t 4 2 s e , e 8 r e r b o . - r D C o m c y s 4 d 1 9 i h b r t t o l , e 4 4 1 e w i i e . y e f r r e w 9 6 0 n r r g n , n o a a m 5 t 3 1 p o t s u w M r 0 , 2 e R r l m a d i 8 7 d i . r i e t 0 b h e n : 0 i h c a l i 0 o 9 a m s 8 i o o r 0 n n u t 8 o 7 i m o o o t 6 A 6 o . a 3 e n h a p t 0 . o 0 s i i M n i l n 2 n e r f d D d e g g 0 . t f a a l e k r t e 1 o c y t o y o o c h a j s . s o m 3 e . t e n 6 L r t r 5 c o d t a 0 m w e 2 k n t a s 0 e . , o i 1 e c c h P c 6 t n d h i o 9 n i , e w s g 9 s a e s U F r r C o s d s k I t w m e h u e r f a a B o a w w e a r b i e r E S t t n d p s w o h y s s F l i s o F r a e b i e m e r a k n r i r f i a a e n a g p n e n i a a s t t a n m d p i c i i n o c n s s k c o r b a e g n u c a e a a r t e c l i n r s ( n r o 9 a m r s r a W n h d s s 0 l e h a ) a n e S w u 0 t a l C a m u h l t f p e 7 e r a r o . x ) e e r b 6 e a c , t v r t p o e s r p c l 2 r i a a t c r r o o y e . M b o a n 1 e u o e s t o c c a s 0 n f l O o e u t t d h t 0 W t c e s t r h r s 0 R r g p d a a e t , y t s r h v e D a o f S T b a a r r s t e h e r o i t e ) n l o a c e t a m y c i u c u n b t S o d h s r n c l y p I u i e P u t l e s o r i y u C h r s e e d o i e u d w e o s c t a l t i u r l e d e F t n s o d a r a s c e m s i g t t i , y p e t i n t a e i a t o s 9 t o o s p b a n u 2 e p n h r O t l 5 p o t o r e e a i 0 a o r t l t i P u e t , n A a y n 0 e r c p s o o b d d 0 t a , o u t i v l i 0 o e t e n r i t l s c n I f a c a o t S i e t r o n • I P M • • s s e T n a l w h e e o h n A c v M g e g a e r o h a r s o o r f i a s o o n n e a K r r r e d d v v c i r i a e w & a e e e e o c s s d n s o l n . n n v , t * t * * n u t m i e o t c s C C C n c * h f o e e * t b a o u o a n p l t a p a o m r h n b t t r c r i n f h g t e i e j o b t e a n d o i e n e i F n b c l n v c m t A i m i c l t e a n n ( e a i o p a m s v t n o * p m t i y p . e o i p o f w o o r s e n a r F r e e a n r t o o i a o c t h n n y r n g i a f e f a g b e i h p o r n n I t a e n o i e . d a t o c n h t v . n y h w r = s m e a i c n s s e n w e i C k a t e n e m t l w a p t h a s n a i e r p e e o r n n n y i n i d s g t d n b o s o t t t e l C g a u e o * n * b b n a a e t o * a e j p r r i s e f c e a i l r a c t a c t P t a s t e i e i P e o y l v p p e n e k - a t t s h s o 1 in t . f . e e g to L b n l N h F n • • u c s o o w s o o e e o a r o e r C c l t n s e a r n s i n d m a e a s a d t n i b b e . p s e o r f i o o n a y t h i s c c t b Y a l r l a r g / y a a r o . a i m e l l t e m n e l i i t d T l i e a n g o s c e d i s h n o t t n s e f h M d e c d o r e s e e I e s e d r a , d r y b r s a c e % C p m e y e h o l r f f a l n , r l u f e a a f n a d o e r n u a s t e t d s e m n a d i r e t d s o , l d s s h i e i o i m O n s e n d e n p a t s e n l h s t o t r d a i . b h h e e s o t c l i e T e h e p e r t t n o o x a e b c W e b b t t y a u i a a h a o a n a w l a l l l a e t f a a b n o g n x n n o t I b l f e n c e i c c e m a n o e e e e L n l s a s a k p s s s c i ' , n r a y s o l i t a o « k - c n a n n r e l e n c l s t e d e e y t A e s o y s n d t . m m e t o o l t d h o < e d a e u u i e n n d n l n r t r o o F u g i t e a d o n n c p a v p i e d l l a e e t g g l m a a a f i r a l s a i m c a v m a n n o b a n e d d t a d a l t d t e y r a e o g . r s e i n
c F f W o a il r a e d d r t s i t t a a u t l r n o S a s t n e a e s r c n f v t e i . i o c r e n ( e a E % s F 0 T e c 7 / x a . 0 t . ll a , 8 9 1 6 t 3 0 p , 0 M 0 a . 0 y 7 t m 6 H n 2 e a - n F r 1 b t c 0 o o M 0 r r t 0 B a U . i l P 6 v o S A d r w V , S 6 i 1 e e le h t r l t a d i o o e * U b n B it S I c a T n m h a e n d o F c u u e a r* s y n p * a t o y s g a u b e n t le h k e t m o r e w a M l i l t N h a l c O in a s N u t r * a an w a c ff e n i . l i s T a t h c e e o % l r l o e h c w a ti t i v e t e u o ly r n u n ckr Or A o e f p m n p a . l e r m i ; s S e k io s a n a r . d b In g l v r e o e ; s w t t m h e o n f t p s r e in e c k i i p n a g l both the generation r a A T d g e n r n e t a s e r m d a a n e m d n n t C a a c o n g r n r A , d e c r i e t c e i m o o v n u e s n n t t o U t A a y f g b n o r d e u S e O t C m a i l t s e o e e n m r / e t a e a w R n n e t e d o s t t f a h C i e n r G s ed h e i n p t e R r a a d l ices
C s e ta a a t l n e a m n a e w n lo r t i t n o e r t a r a s e d t c a e n # a M i a s s i m n t s o i t w n e r g c o a a n n , t i i h f f e n y o s u t u a m n te e m i e le d e n n s t i o e o u c r r e S t th h t i a e s b S p le r i d o m t t e o h c t t f i h a o e t n h p i e o s r k 1 e p 6 y r 0 o c 0 t a e m n ct d i e e e d k n I t c e a e s e u o n p f d t D o tr e a 1 c t 1 e a m . l 9 o b a n e s w r h 1 e a 0 n s , 2 i h n 0 a 1 th t 6 e . • t l C o h o w a n t n s m e e e t r a v a n / n a s d n t h v S e a e a n e c k l c s il o y t u o t n o r t e d th m o e n n a a c n c n o o t t u s g n / e t a n o l e p w ra r e t i e x d p s , e a e n l w , t e w o a i i t f n h t al yfra, .
recent. T e Sim a Card Issuer Las linkable) most aggregate for *your novas held n aparticular
SDNY_G M_0002 7728
CONFIDENTIAL
EFTA_00138348
EFTA01278957

Important information about your statement (Continued)
Your assets - For (ertar) SeCUllieS wading ri norscone nvy • Est. (estimated) Acorn«. anent yields and rates. - We went nynrxen teen Iran LeS Berk USA. WS
Your stale ert temers acuities ard other ones held denonwatonk pace ard curtly (We .aloe) nay An ("linte of mete reeve us bred cn once AG Stamlord Branch endears:affiliated barks
in the account at the end of the flattener. period You have been adjusted to facilitate proper velure° dhidera and Meow rates, awning the unites will thou-inour cash sweep Frogrant This
may ask for delivery of Wry Paid 'counties al any line. To obtain want quotations when avaiabb. tented be held for one yet from statement date or Unta compensation may be per were fee a
You ma/ receive acuities used ås loan camera after yam Franca Ada«. !tinselly Rid estimate is agora guideline, accuracy may be a percentage of cent dzry deposit
pang any brace de <n them. Any acuities ard continued /acme are not guaranteed. telexes
trinderad to he Fen ding the statemme peed are • Private investment, and structured products. - bunted annual now and anent yield for
lined at market value as of the end of the strewn Nirate mesteren wart*, (nekte) drett uerar types of steatites could include a return of Activity
period PartiCiPali:n ;foram and real estate imminent trust preen:la opW- igan n which caw the esi Wormaten regaing commissions and other chivies
• Con basis. In deternwirg the cost basis of the securities) and Strutteed want ate generally hghry income (andcurrent yiela would be overstated. incurred n layeat:n with the ea:colonof trass,
setae included in this statement where indicated acad. Chan stwoored pradxIS haw not bee - Estimated emu.' income and curet yield and the includingoption transactions has been naiad on
will rho number I Fin/nisei Serves las relied registered with the Waite and &charge actual none irclyiekl might be lower a hither cmfimsrions previously funned to you, and will be
on infornwices <blainied Iron. seen other lhan Catamaran or seder any state amain laws. We than the *laniard awes Maned to you promptly on repast.
Financial Scarce..eluding nfarnation I rorn another own. estimated values for private investment - An estimate of actuated income Winked ~cc
lima that mu ma have monied to yam Farrel securities and structured products for normal knee interest) aided by the current market Short soling
Amer. The Fen does nor indepecnldently ways pupaemy Accuracy n nog guaranteed canaverage balance a based an the last dividend If >cyst engaged in hat selling a awry, you may
guarantee the aspr acy a vaklet' aner damson - Thew values may differ Lawrie bey Iran etes a new payment madeby the issuer and incur a char doe 10 (*nab txtroving cost, fa that
provided by sources other than WS Financial Services any. at which a private' .nsth., d security or anew he searkessdatosts will bo hell for one pan kola- sae/.
h addlicin, although 1.85 Frown Serious generalry structured model may be bouit or sold aid do year born the statement dale aunts' maturity.
wales this idemorian as tareceived, the fens not wawa represent the yak* you nay recce Accuracy and contend yield re not guaranteed Orin orders
does not eon* an? assurances Oat the idemeier awn birdmen. Regesd•ig open or 'gwititerneetke ceders that
tear "Cost bans- and "Urvealced gee-Doss* is - hid party *sumac of vale se as a '<stain • Awes not hold by Mirka/WM Service. Cater were not sewn by the stuemon date, open buy and
moire as ot ise of this statement. As suth. date aH are suppled to UBS Financial Services on a assets ere not held by the Fim and net within the sel stop orders se reduced by the anane of &Mends
Meese do ert rely ea this narration to make regular bass by an independert valuation limt Fins possesam or torero'. These assets are Genghis on an exidekkreds or Perkin date unless
puthase a sale decisions. fa te mixes or - Boat generalperm or sponsor estimated vales, disphyed on you statement IS informational nsinxied otherwise by you. You are response)* for
otherwise. Accounts transferred to Minim may 4 itch re supplied to the Fim by the mum serous only. Positrons and values presented re orders that ere executed &le to yes taltre to aneel
reflect gallon inkmthwe in only fix Ow period d general pane- or mama end may be calcined provided by he issung fern UBS Financial Sews is rating apen ceders.
th* they re head at Fan More historical based on deferent infanto- n from tat used by not rep:none for the inkernahon and does noe
~maker can be added by you* Fnarxite Advisor. had names to derive the ear:u sed values. garalee is accuracy New assets at rot Detected Privacy
• Urania:ad gabarkessite wren data ri amblabk - You can churn adateul nfamatCh regarding by SlIC or the Firm's supplemental9PC coverage. To titan a copy of as wow Chat Pricey ',Mice,
estrratedu-reaked glniltan Jr. credited for the methodology used lo determine the nitrate of please contact you Francis' kaiser or vie as what
isdvitua toasty The transaction data for value end the date of the itawation that is the • Revenue sherkig and adcrotionol cornwsnion. ewe saresceriveree<
r-oar-dual loss may or may na reflect carmissions. basis la the enimale by cortadina your Fiwxal - h additiv to ccerninew on lain ad 121a1 tees - UBS Financial Woke is rot a bark. The RMA, BUMPS,
charges minx acuity reagacean ~eft. Advber. 3eeved in connection with the &Wuhan of mutual Services Account ESA and IRMA me brokerage
Dedend and other renvegmem lots and astern:ilk - Then party esimated values may be reflected as tuna to at dents we motor od affiliate Femme accounts which provide access to barking serves and
prschase lots se each combined to display ore 'Not piked' in Several Ltuatiten: Mien an reverse Wring payments Iron: &Paulus soda products IØ arangernents nth affliated banks
award lot The 'Track date' <Anon creams the hdeparxlent valuation fem has nat supplied er Mews of the moor funds that we vall These and other hid-my bags and provides awe to
ØZ 1 trade date. unable to wren a value. when we become awn amounts se based on two affront correponents: (3 issvanend amity Products issued by snaftnated
• Callable securities Bonds and preferred stock that that a material event has metered that may he "We of sales ty U3S of a Reticule- mutual thid.party nuance companies hrough insure:
the issuer cats lor tarry reekrrptan Pail be selected Frewousiy rented value do qUestiOn, a Wien find family to our denU; and ER he asset value of a agency Woidares ot IRS FirilItidl Strict" IX.
mortally by lot Iran among aurae of that value would be briny speculate* due to the nature prude mutual fund lamas shires held at the Tetterm, nsaance, and annuity pred-ids.
Moe held neur name or nominee rume for os al the warty Inn - Not FDIC awed • No bark guarantee May lose ale
clients Call ake i omalen is obtained I rorn third - Were neither an mum, general partner cr sponsor - We ad our affiliate also receive nand in; and - SMA Fescue Management Accent, Busness
pates and sh money is uarantied Other call estimated value ow a tined-pry estimated vale is omnbus protean; fees in consideration for Bander Sernes Account BSA, IRMA and enteenational Resoute
leans may exist which card MI ect wad complete pronded the value d the aunty wit bedecreed agent services that we provide to she endear funds Manageren Account are registered service marks of
-name...bon all be provided upon request from is pudase prey The., Wegener& re pad from insestor stets n F•111X.JI Services H.
• Price/value Prices displayed for securkin and "or - • Wombat mu to date' may coke* ream of the mutual ford and are a feed dolly antitert based - VISA is a registered vademark owned by UM
motarts may be higher or bier than the price than capital ',cane or both. on the nether of accounts at the broker-dealer Ye:maenad Wee Association and used under
you would actually aunt in the market Pries se - • Orator unt size' represents the nee' dieting holing matual funds of that fund family icense 11* 165 Visa «Si csds and the LeS Visa
obtained from wee tad party sources yeah we mkt per i-nri and May iset reflect >Cur COO base. - en eldten to CannI6SialS received in OarrieChen debt cards are wad Ø UBS Bark LISA with
frame to be nab* tut we do na guarantee lesi - OPP and unlisted REIT seven art net lead on with the sak a &Bhutan of annuity areacet and permission horn vise LI S. A Worpamed M oden
accuracy national wureen ~go. and re grorally unit nvestrnent hust ones to or dices, we ada zadernarks, reg stered trademarks, Wyke marks and
- We generalry use the (bang price mean available or jean ad hen t they can be sob', tee price or aft slate reeve reamer haring compensators registered senice marks ye of their respective
herren of the bid and ask mites la listed reeved may be less ten the per hare estimated Iran may of the n9JranCt companies uncewnting merpanres
sevens and omiona only bid pekes la OTC clue provided re the scum' statement. the acuity Contracts, affiliates of the ine.rance
sew Res enpares or sponsors of the knit •INSt~t fruits ISS I:sanded Senior Nc Rev. 701810
- lees actively traded ~bin maybe priced vein, a • seiurd geositint Retread securities general? we CM-Vint..
valuation model or the mon recent peke we re not covertly thgble la public sale. UBS Finance) — h adduce', to commissions received born the
obtained and may not reflect an actual market price Stances uses the maket pee of he urresexted stock puthase and sale of NenShares Weds, we and or cv
a rake of the same aver as an imputed vale lot the al date receive an asset-based revenue sharing
- Cenain positions may maw what a price end earned stock for purposes of the staneonnt only. To Fklyment from likaShires anyhow.. as will as
will how at 'eke was not availabb' t we are he extent that restricted seas-din are eighte for salt funding for technology development, training and
:able to cbtan a price for a septa. he value reeved may be mbstantially less tun the educe' en.
- Deposes a seines &nonrated n want rowed value shown. alloales also receive trading (011171i1/01$ ad
other than LI S. dotes se reflected at the exchange Other ~real ion from mutual funds and intent
rate as of the Warner< date. turpanieo whoa moans we derbre
SDNY_GM_00027729
CONFIDENTIAL
EFTA 00)38339
EFTA01278958

U8S Fnancial Services Inc
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 January 2019
CN?70057930870t19 el 0
GHISLAINE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE MAXWELL BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone' 212.821.700QB00.30&3140
Questions about your statement? Value of your account
Call yoa knanaail Advisor or the
RMA ReSOurCeline at 800-RMA- 1000, on December 31 (11 on January 31 (S)
account 029328776
Your assets 756,359.00 761,416.00
1fislt our website: Your liabilities 0.00 0.00
www.ubstornainancialservices
Value of your account $756,359.00 $761A16.00
Items for your attention
Help protect ycastel' her, liaul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report amtally from Sources of your account growth
WWW. an nuak reditr epat.c orn. Tracking the value of your account during 2019
Value of your account
at year end 2018 $756.393.03
1 Thousands
Your nvestrnent return
683.7 726.4 756.4 76 • 1 .4 Change
• market value $5057.00
Value of your account
Golan 31.2019 8761A16.00
250.0
Dec 2015 Dec 2016 Dec kl 7 Dec kits ran 2019
SDNY GM 00027730
Member SIPC CNI1000S005750C07NP7003197332 00005 Crl 19 030575004 °veer° Peg* 1 of 6
CONFIDENTIAL
EFTA_00138350
EFTA01278959

*UBS Resource Management Account Account name: GHI$LAINE Your K vandal Advisor
Friendly account name: Indv.Milennium 7' STACK MANY LYLE CASFUEL
January 2019
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 31 (I.) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 000%
C Equities 0.00 000%
D Fixed income a co 000%
E Non-traditional 761,416.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $761,416.00 100.00%
Value of your account $761,416.00
Eye on the markets
Percentage change
Index January 2019 Year to date
S&P 500 a 01 ox, 8.01%
Russell 3000 8.58% 838%
MSC I - Europe, Australia & Far East 6.59% 6.59%
Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06%
Interest rates on January 31, 2019
3-month Treasury bills: 2.36%
One-month LIBOR: 2.51%
CHF 70003005793080 NP7000197332 COCOS 0119 030579004 '11-GIII-00027713119. 2 of 6
CONFIDENTIAL
EFTA_0013835 I
EFTA01278960

Resource Management Account Account name: GH15LAINE MAXWELL Your Handal Advisor:
Friendly account n - SCOTT STACK MANLYLE CASRIEL
*MIS ' Account number.
Change in the value of your account
January 2019(1) Year to date (3)
Opening account value 3756,359.00 $756,359.00
Change in market value 5,057.00 5,057.00
Closing account value $761,416.00 $761,416.00
Summary of gains and losses
values reported below exclude Products for winch gar andlosses age not classified.
Realized gains and losses Unrealized
January 2019 (5) Year to date 11) gains and losses (3)
Long term 0.00 0.00 111,416W
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in lmponanr information about your statement at the end of this
document.
Your reborn objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
Investment dig ibikty consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, First Out.
SDNY GM 00027732
Ceir70:O3305793039NP70C0197332 00005 011903057 500n C 00C0 5
CONFIDENTIAL
EFTA_00138352
EFTA01278961

$UBS
Your notes
..'x....,,o...,,'...,....".....”o' aztve_c,m_oaoznttn • a
CONFIDENTIAL
EFT,00BE353
EFTA01278962

Resource Management Account Account name: GH1SLAINE MAXWELL Your Meander! Advisor:
*UBS friendly account name: SCOTT STACKMANLYLE CASRIEL
January 2019 Account number.
Your assets
Some pnces, inccole and current va utS stiOfin may Ix approximate. AS a int*. gains and tosses May not
be eranalely reflected. See rmporunt intosmefron about your statement a the end of this docurnem fOr
more information.
Non-traditional
rhyme equty funds, Hedge funds, andOther investments are held in yOur U85Finarcial ServiceS Inc. CUBS Esiirnalles of value suppled by issuers d [Man prograws (which eve generally 'net taste vaue' estimates)
FS) broterme account. the postIons reported below reflect the tecceds of the issuers, and u8S FS does roe are shown as' issuer est. vaue per unit'. For PnVae equty funds, 'Est. value per unit • is a vaue updated
patentee the accuracy of the I riormation the vaue shown is not necessarily the value you would receive quarter, based on the Net AsSet value C now') in the fund a or the date sped fect &tunedby arldng
hem the Issuer if you sd the assets. Funds actively sdd ty UBS f Sate subject to ongoing due da pence, cadtal calls and subtracting OAobi/Non, 'nee the NAY date The NAV is primarily based on estimated
athough the level performedrelay vary A dosed fund may be subject to no ongong drigence A fund that portfolio vases prodded by the underlying fund sponsor Thew two ea ues may vary became of differences
you purchased elsewhere may never have been suteecl to085PS Once nee, although UBS FS may receive a in the way they were estimated and because the • Third party en. rave per unit' mag have been prepared
fee from thefunds manager,which may COOSIltUle a maculty of the rnanagernenai wenn ve fee. Neat come bass Cl financial irionnaton other than yeanend Retried estimates may not reflect resat
contact your financia Advisor with questions • Ed vaue per unit' is an estimate of value supplied by an liquidation or repurch&e walla, it any, and may rot reflect dst ebuti cos of caaital until the next valuation is
independent valuation inn and reflects adiustrrents for factors such as the lquidty of the units. rePated, generally on an annual or SentannUa basis See Important info/maw atIour your statement at
the end or this statement.
Hedge funds
PutchMe PK&
t0.1013el Avela9t price Client Cost Price per share value on unrealized (tail investrnent Holdng
itching or shafts pet share (S) investment basis(%) on Ian 31 (1) ten 31 (5) pain or loss (5) return (41 period
ALPHAKEYS MILLEN FNO
8RCCERAGE NO 12/3 ff2018
Trade date: NOv 24, 15 650,000.00 650,000.00 1.000 761,416.00 111,416.00 LT
Your total assets
rercentede cr Cost Estimated Unrearzed
vaue on tan 31 your account bass (41 annual inccrre gain or loss (4)
Nontraditional Hedge funds 761416.00 100.00% 650,000.00 111,416.00
Total $761,416.00 100.00% $650,000.00 $111,416.00
SONY GM 00027734
C HP7000E/305750091 NP7003‘97322 COCOS 0119 030579:)04= 000000 Pap S of 6
CONFIDENTIAL
EFTA_00 I38354
EFTA01278963

*UBS
Your notes
- --===ielm
CONFIDENTIAL
EFTA,I3E353
EFTA01278964

Important information about your statement
LOS Fnncial Semmes M. (the km Cr UBS FelanCiat her Iranyou no later than 60 days after theism «peaty. A lug copy of the poky wording 6 available an Cr land and may not keep pace with
Sorviara k a mentor of all principal away, ourrodity sent you the That statement on which the env, or UlffOri request. ii1stcn
and opThenvircharges. UBS Financial hence and OBS ['tibial+ appeared. • Moderate WAIN to accept sane risk to pincPal and
Bank USA are ndred stbsoaries of 1,85 AG and - Prow:Seyou- name ad scan number any) Neither tat 51K proleclannce the suaSeernental tolerate sane wearily to seek briar rattans
affiliates of LOS Sectsthes LLC. The Fim's filarsial - Doubt the error or de transfer you an unsure protector) apply • )(foresaw: Wiling to accept hit rii* to pnncoal ad
'Inerrant is available upon request The Firm's narwe about. and ...Pain as clearly as you ca why sou • Certain truncel loses controlled by (and csluckd hagh vOlablity to seek high returns over tine.
offices are believe * is an um a why you need more your account vabe) bat hell awry from LBS Financial • wheitaien Efosefirry Consideration: e sekeect a
ricirrnahat Services For example certainOainsurance pedals, portion of the portfolio lot that account may include
LOS Fennel Saxes H. - Provide the doter amount a the suspected war irludirg variable annuities. and OA stores of mutual complex strategies, linked liquidly and rater
1200 harbor Boulevard finds registered in the name of the scant holder on waatilly
Wethanken, NJ 07096 The Firm a Cad Issuer vac iwestigate you' cancfant the boob of the issuer or transfer gent),
and oral correct erry error promptly Foe alleged errors • threstmmt contras or nvennwii interests leg, Statement shouseiholdnie
Thk Paternal recreants the only official record of you rule"; 1/BS Msa•dtbd card tramactakR we take limited aartnifethiat and private placements) that are We mei consolidate at mimed account statement with
1.3S Fruncul kraces accost Other recadS, essaPe mere tha 10 bus tress days to do this, we will credit not registered under the Sepsis:es Act of 1933; the sane address in the in erwetem. to because
off col sac dxunents, contanng calking data should you accoutre the amount you Rink is in error, so that • Corrrnoclities contracts (.g„ foreign matrix and they have owners who ako mantan bat scant
not be relied upon II you baSeve thew is an error or you wit have the use a the money daring he tent it preccus metal contracts). attain; futures contracts relations/ma wth other chres r the same sicken. If
amnion pima report it immediately n writ rig to the takes so to carpthe w inethpat kn. and sensibility option contracts, and you prefer to mere rdirdal statements mailed n
Ranch Leaner off the office smug nu account. • Deposit scores (except certificates of deposit) at LBS separate emulous, you may decline Ismacali-6 by
Please Mace all checks payabb to the Fan or the Brk USA. UBS AG U S. arches and bans 6 the (Missy you Financial Adria
Aelocur at I.garee shown are mended to be accurate, humid nsteAcn nalcsted on the front of this FDIC hsured Deposit Program.
statement data should not be used for Is. pupates Rely 'daemon' In addition to ragas account fees. accounts The SIP( protection and the supplemental potation do Friendly moult name
s r 1 o e 0 c i 4 e p 2 h r 5 e o . d n e t b y c y e ) a l w a . w e h n e t n d o d t r a e r x e p d l o a em t m t ^ o s 9 , t t h a e e x X S t F a o e t r r m r a e s t 1 u a 0 r b 9 n l 9 . e . T d 5 h r e 4 a F 9 c 6 a a e n n i a s s a m pa s y y s m o b e r e n t s t p A f n o d r c e s a c e s t c h t u o a r i c m ti c e a a s n n p te t u s n r c a A h n a c c s c e e o s l u a a n m n ts d t c c h h h a a a t r r a g g r e e e , s t f f r e a o w r n l u s a l n t a e p t a e i d d s n a u n o p t y p a l a p e p s m l y S e t t r a o t t a e t l m h p e e ro w n t t e s f c u t s i T o e h l n s e d e S w o P e C n s o p i t f r p t o h r h o e i t y c e h o c a t t h n a e g a r a w n i d n is s t e t h c a e h p a p n e g ar e s c h ta h a e o s s r F e o r n i e l b n e y g d l a y y l o e a u f c f t e c o c e t a n s a t s l i r s t y u y o n o u e u ' a i w t c a c it o h C u y u n o S t u I C r is w e n n o n a t a d l M e i . ' e . r n . s p d k o e r d p u t r o n II e
reportable nontauble didends and taxable merest to other restaithms may be subject to a venter fee. n the market vats of yoir inn-shunts (*Meths as a reflect arw strategy, prodst recommendation.
caned on wrath held you scant net proceeds waft of market movement Issuer bankruptcy a mestment objective cr risk profile associated wet, your
a tale transactions. and con basis on cenan cowered UBS Swoop Options otherwise) scants. and es not a proms< a guarantee that wealth
seciseks UBS otters options for PrvaPn9 cash balances to ban or any linancial results, can or will be achieved. All
depose scosits at nOn-aliltiteCI bans and affiliated Dividend Reinvestment Program (DRIP) imestments involve the risk of bus, inctdrg the risk of
Comersmications with the Firm banks and money noted astral finds (Money kali). She aba reflected is an average price. You may obtain loss of the enure investment. You can change your
• Please reconfirm ay oral coreruncatans in me ng Douse accords at UBS Tura USA and run•atliliited the shall pat Ircm you financial Advisor. Only whole Friendly accost names thro6hOrine Services a by
to further protect your rips, ixtudeg your nits banks panicpa1iil n the VEIS FPCbsured Dmosit than are purtheicKI under DRIP, partial shares will be contain; you Crustal Adasa.
order the SKuntir.t Luna Protection An (SPA) Program an FOIC•nsured si sardine< wt FOK rules sold and the cash wit be deposited in your account The
• If the liars ill esteution cei the top lett of the front For more rifCmlatiOn. please rise WNW Depose deskied renvestrunt price svdPlied bd.*** 'saw may Account overview
of this statement is not LBS Finns Senates, 1.85 accounts at UBS AG Starnlad Brands and shims of differ from the market (rice at Math paella styes • Value of your e«ountleortIolo. Net of assets and
Fi-araul Serkes carries you' account as dianng Money Funds we not rested by the FDC. tie sold Astacus_
s o < L t W h e f p a e e a a a k r n n i W e t n e y c r d f o e e b o r r s t y r c r h o a i k a i e r r s r a e d a o t r a l y r c g o n a e c c b n g n o a r t e i d o s e s u k t d s . e t r a h a r s h f . t i s w a t U l h n r o e B e d e h l S b a y c o t t I i o h a n o t s u e h n a e n s i f t h m y i u a r O o m i l t t u < a S n A t k e e u w r n d b v n p i • i c n s y e a o n s a u r n t a e u d n p l d a e r n l o t s B t A l h a i c a c n c r k a o e y s u d o l a e l r p u e P o r p s s u i r t e o s n r t a e e t r c a s e t t ' e r , d o b t b b a y l p e a l r S n o o I c w P t e e C . s c t 6 e S d t t e h b e y - O S b A a P r C S k P d o M ep r o t o n a s e i l y t s S F M u a n a w y d b a e • C O e m n n o a t o l i s n y t t i l h b e w e e t i d r h t p e w t o r o l l i i i e s s e a e e u u , p a r t a n h n s a e e c m S c l u e a r m p a y i t d b w S e a r l N l s a e a t m t h h r : e a e I s n r s u ) s l s o t e d e 0 ll e x 1 t p e a a e r c r m t c o a o i l n u o a e n d d c t. t b s y p a y a a t y o m u a e r n e t • a i u b p t t y r s a A e m t n t r h m s i t e t e s e t b e e e F t i e n d i n s n d d v s n I e e o n n s c f c e t u D l m s t u r t h o i d s e t e e y n e s s t t p ( s o r a e r , i o v n m ; o a t f r i ) a a l a i , r a n n t k a b c t d n e l l e e u t d c , d d c u G a e a r n s l s r a o t d e h o b w n c c b a t k a l a e s l T o t a s d a p n i h t m t c e i e S m o * s e n D . s C e s m e e n U a p t t M s o n a p i s d r n e i a s s t o l s a n t , f $ h a 1 s 4 e , . l 1 d a S
• Asdeka:ad tithe account aromas, you must with:lawn. and shays of a Money Fund may be registered c1exrs agency. and credit yam scant creirciiabee stock options
• • • • o O c f m F A F n F F r I P h E P W u e C o r T a o . i l i w c l O f n r l n n r a e t t d i l e t a M * o o a d i e . a e a k U T e f s n t m c l s X B t T s s y o l e h e c r t S - o e Y t o e C a u n i f 4 e r a a a b . d o x r d n a d s : I n l s n l e j f i S s n o a e a e e S C 7 e t v e a n y e s n e f h c n e 6 a s c n a f a r n t m t a e t a l 6 u e t r e t . l y h i i t c o R s r m C d o 8 y e 2 U N b r o u r ( e n s s o 0 s e e 1 t s s u M L n h . s o e u s t w t 0 o . . a a o C o r 0 g 3 s r H H . t l n r c n m 3 i a 7 h t l t h o 5 c a p a l 5 b 0 C n . . l r l e h b t F i 2 l , , a s s 9 4 e e r 8 O r r a i $ . m d o 6 i t 9 D l l c I 4 Y d t 1 s 0 O r . i , o 1 b p e e 4 . 4 e . 0 n e a m A y b W e 0 N n n 4 9 - a g p m , m a 7 3 t I p 5 n 1 t a o r u 6 v . l n 0 M w 2 e r r r a d R 2 a B o d t . 7 i i s i b 0 - e n t a R O n i 0 i e 1 h c l o t 9 n l r a n I e s i 0 O a a w u t a A n 8 v t 7 t a 0 i o t o o 6 A r 6 M r 3 a 0 f e B n o i U h 0 , 0 o I t s n i M n l S i r 2 2 l n o v d d 6 D g A s e 6 0 . r f d d a a l r . t e 1 c w t y , Y e y i o S o o a h p n c s . 6 s m r 3 e n e t a a 6 e 0 L i a r a 5 c t d r x s o 1 B : e < l t k 2 C n m t 9 t o a S t s d O . u o o i o 1 0 c c n e e t P 6 0 t c t n U a b h . 9 4 u t M k B t w e 9 s S . a e s s a C d o c U F P r s a l l A T T i i e o f e a z a u h n h i o n B q m p s c m c e e r b c r e e u S u h k n p y h a s i F F s m k e s d s e o s F a n i ( m i e s i n a r r r * n * i s n f a y m p a t t n o e e e n l a i g s . t n p a a i m n d r i d 6 n o a a n c y t . c r c o b a y g s n u c a o a c a a t u t e g a i r n o ( 9 r a r b u n r p b m e w N d r e s l 0 p t l a ) s i n t e h S e w M t 0 t l s l i e t l m h o e e o t E s e w a a o m r 7 ) e e n m b c , - t n 6 b w m o e s a e c p w 2 a a i a l n k r o r D i l • a b 1 r y o t h t u o e 1 e n h a e a o 5 c e c f s n 0 1 n l o u 0 e c t h k t 0 t a 6 o e r t 0 e s h r 0 t c g b r d p a , r a o , e y c 0 l s t t v r e a e l a o 6 o T b b a o r s n u 0 h t t c i e r o e e e l o l a n t a m y a ( i a c u n c e b t f n o S t n h n f d n s l y I p u i e a u P t O i l e s s Y r i e T C s r h e d U d a , o e w i s c o h t c t e i t a e u t l e o a l e r e I F s s d o d r v n l . c i e . s i i s l ] a n n v t e e . i y h t p i n i i a c e t e m o 5 I l a o o S n t s a s a u p i s 2 t n p c b a v o e c r 5 i a t p v t l e o r a u r e i h l a a 0 o l t u s y P i e i r e y n 0 A t l s t n r c u o a i s o 0 o d x c t b n m , i v t u u 0 l o n e d i e l ' e s c n e a f C r a t o r r s i e t r o n • • • O c e I l P P b o n a h l y r v r e c A A v o P P g o p e m e e a e h o f e r a s r p m o t r r s o s s o e a o m t a H p e e e w t u d c l m a i m d r l e n c o O w n n e d t i i r h o n n d e v . a e t i a i T . u m t s n i e e a o c s C n C C k o * t t f e h r o i t ' a o u b s s g o f a a p t p a r w o r ( h b r n r o n t r r n i f g a h e t j e e d t ( r d a e I e H e e * n n s i F n w / c t l p A m n W e i b v t l i o n W r a i s e a p a n a a v a l n s . o j p y c n i e t o r p r k e t m n a s F v a t e h r i e s a e o o c o t e n o n t o r r i n m n f e y a f a f g t e i r o i t n s b n p n I i a p . d i o n a t s c c t r m n h n n v s t i h o n n s a a c ; e s m i e c n & i w l s n i I a l i a t m n , e p l m t w m p c h a a s g s e r e i r a l e a o s * t i n y b u n t t f d g * t i m o o i a s n t e l t t C e u c g n e s h i h o b e n a e a o s e t e n j r r t f p h e c k s k c a o c e p a t i s t o s i n r h i e ( p o g y r g s e u y e n e o e k c t n u t s i h a i n e f e i r g c a t t i o o n a s • • a c l T T A N b L n n F u a w a o v s h o o e a g a o m d i s e r C r L t n a e n s r r h m n < e i m e s i a s d a i a t a k e S e b s p n . o k t s b i o f m g s n t a n h y c t a l f b s k r A a l r r a g r f d e r a a a e e l M i r r t m a n d n i i l d n e g i T i e t a t n t s d c i a o o u e C s t h n a t e h f c t i d n d n e c e n o o e s p I n r e r t s e n c n t , d n r D y s t e r e s A u l y p , m e e d a h u , t f s , l r e d i m c r a f d a I u a a e t / s r l l o r i t e r e s f t e e a o h d a o s i e d a t e d n t s t o n , r s o r h s i e c i a o s s a n c o d e t n t p e a . r o c s n e d L d o c i a r r t A h b n h o a l y B k s a m o i e g T i e t m n e t o S p t n h s r o d c b b e u a e b b o e S t h t l a a e a a O a a n o e C o t l l t m l l l e f n a a a a a e r i o l y n n x d e h n n l t b a e f r c e e c n i b m c c a m l n e e u e r t u e e s l u n a s s a n p a s s u a s p n , r n R i a k e t n y r 3 s i n o c a t c n n r e e d 1 a v n i c t e l o a d s s o e m e y a e o s t f y s m d n . s h l o u t m i l o t t d C h e o r c e u ' e e u h u i s l r e d n n n G - o e r e t a a 4 i s u g t d s a t o d e s h c e a i 6 i p e v n n m l t o d p l r e r o e g a o l e e P m r a r i i c s n m r < m a s o n a t e l d s t s d c a a c d * h t y r a e i g . e c s n i e n s
Cal a smite as son as you on, if you thin your 0 S ) a 5 s p he ro d t e to ct * io . n p i o s l $ ic 5 y 0 c 0 o m m i f ll i i k o c n i a s s a o d f D & e m ce a m ti b o e n r s , 1 c 0 a , s 2 h 0 a 1 t 6 • C kw on r s is e k n r la d w . v S a e n ek s s l y to to M th a e r t s e h n a n m ee l o v p e a r m all p , a', wi i t t h A pow nAx cwwwc(cuwefn ew
s i t n a f t o e r m m e a n ti t o a n a r b a a h ft % a t i r f a w ns r f o e r r b o o n r t i h f e l a sh ; a n m ee a d n m , o a r e the Sim is further protected for up to 11 9 maim in the that means tat scout days not generale significant
recept The firm or Cod Inure Las amicable) must Ailgrecate f or all your accounts held n a pal mar
SDNY_GM_00027736
CONFIDENTIAL
EFTA 00138356
EFTA01278965

Ilnportant information about your statement (Continued)
Your asses - For cenan seances igen; n nonacnIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell kern WS 8eA USA, LDS
Your statement itemizes recutites rd other assets held denomrsatons, price and wetly (face vein may An to male of cruel r‘diee n bared on (c.o.,' AG Surrloid Branch and noreaft deed banks
n the account at the end of the Statement reread You have been adjusted to facilitate proper vein, dNidend and intOoKI rate, attuning the sec rites will thearin our cash weep Fro;raTh
may ask for delver of ft* Paid securities al am tire. To obtain anent guotatkos. when available. contact be held for one yea- from statement date or until compensation may be per Amon fee or
You may reel,* unities used as loan coMosui alter yos Fruncol Mks«. mataity. TF6 estimate is calf a guider*, accuracy may be a percentage of odorant dak deposit
paying any balance de on them. Any securities and continued income are not guaranteed blares
tranderred to the Fm, ding the statemmt period are • Private investments and structurre)d products. - Cotnuted wrath name red current yield for
Teed at market value as of the end of the starlet hivate nwstrnent ward*, (IN dire certain types of Starke <co ld rifled. a return of Activity
period Dentinalion program and real estate inestment trust princPal or capt-atsans is which ease the est information repaying commissions and other chages
• Con basis. ri detemnirg the cost basis of thw securities) and strut mad pretexts are generally highly income (rd current yielo) would be overstated. incurred n curection with the extouton of trades,
securces included ei this itaternent, wbtie indicated &swot Certan souctered votes haw not been - Estimated atrial cicala and curet yeld and the nailing Gotten tranactons has been inclded on
wit. the number 'I,' LeS Fanciest Services Ms relied registered erith the Socaities and Exchange actual inane and yieMnighe be hive or hater confirmations previously fuemuited to you ed wit be
on information chained from sources other than t Cerriasen or undo. any state securities laws. We than the *limited amounts Provided to )our proudly on roams
ernr al Streets. skluding Hamar On nom meek. proideevirnated values for page reestrnent - An estimate of annualized income (dividerd aockr
In or that you may have voided to your Finarkal stakes and structured pockets for Menai crud interest) divded by the current market Short Sling
kleiser. the Firm does AM indepenietly way cr purposes colt Autrey d riot guaranteed valsiaveragr balance a based an the last divdend ml yet ere engaged n short tang a amity, you moy
guarantee the aCOSaCy or valday N any OMe motion - These vases may differ abstant key Iron Fetes, it or merest payment made by the issuer and incur a charge Me to than borrowing costs foe that
vended by sources other than U3S Financial Drees ay. at which a private' aim rt security a esumes the securtiegdeposes will be hell for one pan lady security.
es addle% although L6S inertial Seneca gerseralk structured product may be boarkt or sold and do yea from the statement date °tuna maturity.
updates this nIcematim as it is received, the fen not retests* represent the wee you may rearm Accuracy and continued yeld ere not guaranteed. Open orders
does rot von* any entrances dna the information yaw liewidatkrt Regaidng open co • roblitcancelee odes that
crcler "Coat base and "Ureealcod gad loss' it - Third pry *striates of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not aerated by the summon date, open buy and
activate as it the date of this statement. As suthc date aH are supOed to UPS Foxe sal Services on a assets are not held by the Fin and no within the tel stop orders we mowed by the anon of Modem's
please do not rely en this nlanution to make regular bass by an ideperkkre valueion lima Files possession or control. These assets are Or nyhtS on an exidividerds a eaatits date unless
pathos. or sale decisions, for tap:poses or - Rae, generals/1w or sponsor («mated yaws, deployed on yak statement IC. nto w:national nstructect otieevose by you. You we respcnank for
othenvise. Acccums transferred to the F Cm may lob we satilied to the Finn by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to yoi failure to cancel
reflect gallon inferno kin only Ice the period or general owner or sponsor and may be eakulated provided by the slung ('em 1185 Financial Dimes is "in.; OW ceders.
tire theywe held at the Fin More bigot:cal based on deferent infamaten Iran that used by not rep:rah for the infernaton and does not
(kernels', can be added by you* Fnarxise Advisor. that panes to derive their minuted vales. guarantee IS accuracy these assets at rol tweeted Privacy
• Womanised gent/losses. Mien data 6 availabk, - You can cttan additional nlemutean regarding by SK or the Fir's supplemental DK coverage. To Aeon a copy of as current Client Fealty Notice,
tempted unrealized gansflosses are calculated for the methodology used to determine the estimate of please collect you. Fnancial Achio or viol as weave
nc*hvaiiiial toasty lots the enaction data for value ad the dale of the eicrinatiCel that is the • Revenue sharing and Maim/A compensation. at >wen gin ensurvivierr,frt.
lots may or may rice ref act arrmissions, basis la the estimate by contacting your Financial - h addition to commission on sales and 12b.1 fees - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes
charges antkr acuity reorgweal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage
Deeded and other reoveoment lots and systematic - Turd patty esunated vain may be reflected as funds to or <lents we ardor or anewe recede accounts *bah provide access to barking SeViCes and
pith's. lots are each combined to display tee 'Not priced' in several leuatienS: Mien an reverse thee° payments from detrbuices andi x redacts thinticji alarigernirritS wth affliased banks
averaged lot 71-e 'Trade date «damn pawns the independent valuation fern has not suppled or advises of the mutual kids that so sell Thew and other *teenybanks, and provides access to
orient transaction trade dale. unable to asap a value. when we become aware amounts we based on two different moots-ems, FR issuance and amity Products issued by unaffiliated
• Callable stock that that a material event has °tarred that my calla the arrest of sales by 1.13$ of a particular rrutual thind.party nuance companies through instance
the avercats for eery rederrpton wit be selected prewocnk reported value am question, a Wan a had family to our cams; and 60 tie asset vats of a agency %Redoes of LDS Financial Seem Inc
niparbally by lot Iran among al scarlet of that value would be highly speculate* due to the neve particular Mutual fund forays therm teased* — entstmere, inswance, and annuity pred-icts.
:Sue hind n rum. or in none*. rem Ice at ea the county fin — Not FDC insured • No bane guarani... May late vale
clients Call lease oformalkn is obtained front third - Wnen neither an issuer, general partner ce sponsor - We and or, affiliate also receive networking and — tMA lasarce Management Account. Busyness
pales and es accuracy is not guaranteed. Other call estimated value nor a thrd-pmy estimated val.* is ornnbus processing fees in consideration for transfer Series Account BSA, IRMA and nternalionil Resource
leaves may exist which cold! ect weld. carbine pcnded, the wax of the warty wit bedeferent agent services that we provide to the ratual funds Management Account are registered service marks of
information rill be provided upon request from its pedurie These lees generally re pad from inwstor stets o LSI Financial Services Inc.
• Price/value hien displayed for securities and other - 'Distributers to date' may irickwk When of the mutual fund and are a lied dony amour based — VKA is a registered vactirrurk owned by visa
products may be higher or hear than the price that capital extent or both. en the noise of ;occults at the broker-dealer tnermitional Service Associnicn and used undo
you would actually reeve in the market Prkes ap - • Original IPA size• represents the ritual offering holding mutual funds of that fund laxly license. LEIS Vna credi cods ard the WS Visa
obtained from vacua gird party sources With we price pis snit and may riot reflect jots cost base — en Atka, to CCenril6SkinS received in connection debt cods are smed by LOS Bann USA with
Wert to be elabte, tat we do not garner the - DPP Ind unfilled RErt entities are not listed on a with the sate a datibuton of annuity contracts and pirmissen from visa U S. A Incorporated All other
accuracy national securcin exchange. and we generally unit investment least ins to our diets, we ardor vadernarko registered trademarks, strike marks and
- We generally use the thane price when available or acted ad even if they can be sold, the price as aff oat, receive reveease during corrpensaton registered senice nudes are of their respective
tie mean of the bid and ask prices for listed reefed may be less ton the per share estimated from many of the opera t< companies unckrwolins corrpanies
reviles and options a onk bid pekes Ice OTC value provided n the account statement. the annuity contracts, affiliates of the nuance
wctikes commies or sprees of the VM nostmet trusts LIES Financial Services Inc Rev. 701810
- Less actively traded secwhis maybe priced tong a • Resirided securities Restricted securities general" we derange
valuation model or the most recent price we are not arrerey encible for pubk sale. LIBS Financial - In addition to confessions received from the
obtained and may not reflect an actual market price Services uses the market price of tie urreancted stock pichase arid sale of NedShares finds, we actor cur
a rake. of the Sarre twat as an inflated value lee the anl ute receive an asset-based revenue shaming
▪ Cenail positions may taper sio Woo a price and restricted stock for purposes of the StOfteltat only. To payment from NestShares distrbuxn. A well as
wit show as 'once was not available B we an the extent that restricted seam ies are eligNe for sale, nicks; for technology development, training and
triable to cbtan a price for a wanly. tie value received may be obstantially less tun the education.
- Deposes ce seaities denomnated n arrences awed value shown. — Our athletes also receive trading «omissions and
other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance
rate as of the sitemere date. «meanie; Mime prookin we chtuttne
SDNY_GM_00027737
CONFIDENTIAL
EFTA_00138357
EFTA01278966

U85 Ina/Kai Services inc.
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 February 2019
CN770056032590219 XI Y1 0
GHISLA1NE MAXWELL
139A CHARLES ST.
APT 0233
Account name: GHISLANE maxvvEu. BOSTON MA 02114-3252
Friendly account name: Indy. Millennium
Account numbe.
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone' 212.821.7003/800.30&3140
Questions about your statement? Value of your account
Call your Finan,:hse. Advisor or the
RMA Resourceline at 800-RMA-1000, on January 31 (S) on Febe.lary 28(1)
account 029328776
Your assets 761,416.00 770,445.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubscomilinancialservices
Value of your account $761,416.00 $770,445.00
Items for your attention
• Help protect yc.mel!Itori: frau] and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report anntally from Sources of your account growth
?new. annuakreditreporecom. Tracking the value of your account during 3019
Value of your account
at year end 2018 $756399.00
S Thousands
Your nvestment retina
683.7 72&4 756.4 761.4 7 • 70 .4 Dividend and
• • interest income S38.168.00
Change in
market yaw -S24,082.00
250.0 Value of your account
on Fab 28.2019 $270A45.00
Dec 2015 Dec 2016 Dec 2017 Dec 2018 Jan 2019 Feb 2019
SONY GM 00027738
Member SIPC CNI10003005608259NP7000186856 00005 0219 03057500i OCOOD Pegs 1 of 6
CONFIDENTIAL
EFTA_00138358
EFTA01278967

SUBS
Resource Management Account Account name: GHI$LAINE MrVAN ELL Your Financial Advisor
Friendly account namerIndv.Milennium SCOTT STAr. " 411YIF CASRIFI
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 a) your account
A Cash and money balances 0.03 0.00% Your current asset allocation
B Cash alternatives ace 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 770,445.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $770,445.00 100.00%
E
Value of your account 5770,445.00
Eye on the markets
Percentage Change
Index February 2019 Year to date
58P 500 3.21% 11.48%
Russell 3000 3.52% 12.40%
MSC I - Europe, Australia & Far East 2.56% 9.32%
Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00%
Interest rates on February 28, 2019
3-month Treasury bills: 2.40%
One-month LIBOR: 2.49%
Cte70003005608260NP70C0105856 00035 0219 030575al0Mliy_Gm_000277PARe 2 of 6
CONFIDENTIAL
EFTA_00138359
EFTA01278968

Resource Management Account Account name: GNISLAINE MAXWELL Your Finandal Advisor:
*UBS frit nd ly a ccou nt nate*: SCOTT STACKMAIWLYLE CASNEL
Account number. 212-821-7000800-308-3140
Change in the value of your account Cash activity summary
February 2019 (11 Year to date (I) See Account activity the MONA for dela Is Banes in your Sweep Options are indueed in the opening and
dosing balances Niue FDIC insurance apples to deposits at UBS Bank USA and an banks participating in the
Opening account value 3761,416.00 $756,359.00 UBS FDIC insured Deposit mann, n does not apply to deposits at UBS AG. stayirow &arch. 51K
protection applies to money markal sweep find hddirgs but not bare deposits Seehnportant iokamation
Dividend aid interest income 38,168.00 38,168.00 about your statement on the tat Mo Pages cf this document for detals
Change in market value -29,139.00 -24,082.00 February 2019 (1) Year to date (4)
Opening balances $0.00 $0.00
Closing account value $770,445.00 $770,445.00
Additions
Dividend and interest income earned Dividend aid interest income 38,168 00 38,168.00
Total additions $38,168.00 $38,168.00
For purposes of tNs statement, tacabity of interest and dlidend income hs been determined from a US Subtractions
tar repating perspedixe. Opted upon the residence of the account honer, account qve, or product twit,
some Interest ands cividend payments may not be subject to United States (US) anao Puerto Rico (PR) Funds withdrawn for investments
income taxes. The dent monthly gatement is nol intended to be used and camp! be ref ed upon for tau bought -38,16800 -38,168.00
purposes. Clients should refer to the zothatle tax reporting forms they recebe from Les annualy, sun as
the Forms ICSS and the farm 480. foe id( reporting information It is the practice of UBS to file the Total subtractions -438,168.00 -436,166.00
gar:Pratte tar reporting forms with the US Interni Rewrite Sens(' and PR Treasury Departrrent. and in
such forms accurately 0650 fy cindenct and Cr Interest as taF eFertpt or toot* income. Meese consult your
Ind...dual tax prepare/ Closing balances $0.00 50.00
February 2019 (1) Year to date (1)
Your investment objectives:
Prior year adjustment 38,168 00 38,168.00
You have identified the following investment objectives for this account if you have questions
Summary of gains and losses about these objectives, disagree with them, or wish to change them, please contact your
Fnancol Advisor or Branch Manager. You can find a full description of the alternative
vauts reported telow exclude mauls for which gars andlosses are not dassified. investment objectives in important mformatan about your statement at the end of this
document
Realized gains and losses Unrealized
February 2019 CD year to date l4) gains and losses (S) Your return objective:
Current income & capital appreciation
Long term 0.00 0.00 81,848.00
Your risk profile:
Primary - Aggressive
Investment eligibikty consideration None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00027740
CriPTC003305608261 NP70031$51356 COCOS 0219 0305790CFF 00000 Page 3 of 6
CONFIDENTIAL
EFTA_00138360
EFTA01278969

*UBS
Yournotes
CONFIDENTIAL
EFTA,I3E3fil
EFTA01278970

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
Friendly account name M SCOTT STACK !anti YIP CAtRiti
February 2019 Account number.
Your assets
Some ones, income and current values Shown may be approximate. AS a blue. Wins aidlossesmN nol
be &weakly reflected. See haportga infosenebon about your steamer', a the end of ths dacumem fOr
more infornason.
Non-traditional
Private equty funds, Hedge funds, andOther investments are held in your UBSFinarcial 5ervltts Inc. (UBS Estimates of vale supplied by Issuers a (ertan crowns (which ate generally 'net asset \taut' eStrriateb
FS) brolerage account. The potions reported below reflect the recordsof the issuets, and USS FS does rot are shown as 'Issuer est. rate per unit'. For Privae equty f unds, 'Est. value per unit' is a value updated
garantee the acc teary of the I Wombhon The value shown is not necessarily the value you would receive quavery, based on the Net Asset value C NAV') in the fund m of the date specified a:Lustedby ading
hem the Issuer if you sd d the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, capital calls and sad r acti NOMobi/Bons unce the NAV dale The NAV is primarily based on estimated
although the level performed may vary A closed fund may be subject to no ongoing dligence A fund that portkilio vdues provided tby the underlying fund sponsor. These two values may vary because of differences
you purchased elsewhere may never have been cut:led to UBS FS (lade nee. although UBS FS Ref receive a In the way they were estimated and because the • Third Reny en. value per OW* may have been prepared
fee from I he funes manager, whit hrnay constitute a masonry of the mannemenvi mem ve fee. Please cot,* basis of financial irionnaton °the, than yeac.end Recoiled estimates may not reflect resale,
contact your Financial Achnor with questions • Est value per unit' is an estimate of value supplied by an liquidation or repurchase vlue, if any, and may rot reflect dst 'but oat of caortal u rot the next valuation is
independent valuation inn and reflects adtustrrents for factors such as the Iquidty of the units. rePOted, VnerSly On an annual or serrtannual basis See Important inkvaetrcin abour your statement en
the end of this statement.
Hedge funds
RurchaSe OK&
NuMber Metal:, price Client Cost Price per share value on unrealized Ron) invemment Holdng
wdOng of shares tel Shale (S) investment (S) basis (3) on Feb 28(S) Feb 28 (3) gain or loss (S) return (S) period
ALPHAKEYS hALLEN FAO
BROKERAGE NO 01/3919
Trade date: Nov 24, 15 650,000.00 650,000 00 1.000 731,848 00 81,848.00 LT
Initial trade date: unavailable 1.000 38,168.00 ST
Initial trade date: unavailable ---This information was unavailable.-- 1.000 38,168.00
Security total 650.00000 650003.00 731,848.00 81,7348.00
ALPHAKEYS MILLENNIUM FO
I LLC CLASS 8 NO
01(31/19
Initial trade date: unavailable 1.000 38,597 00 ST
Total 1650.000.00 $650,000.00 $770,445.00 $81,848.00
SDNY GM 00027742
CONFIDC HEM00N93056T08263I NAP7003L1$585 6 COCOS 0219 030575004 1- Pegs S of 6
EFTA_00138362
EFTA01278971

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandd Advisor:
Friendly account n • I SCOTT STACK MANLYLE CASRIEL
February 2019
Account number:
Your assets (continued)
Your total assets
Percenta;* at Cost Estimated Unrealized
value on Feb 28 ( your &count basis CP annual income (S) gam or loss (S)
Non-traditional • Hedge Funds 770,445.00 100.00% 650,000.00 81,848.00
Total $770,445.00 100.00% $650,000.00 $81,848.00
• missing cost basis information
Account activity this month
E.,I v Aaihrty DesceO110n Arnotrit (S)
Dividend and interest income
Mscellaneous Feb 7 Pvidend ALPHAKEYS MILLEN FND BROKERAGE NO 12/31/2018AS OF 12/31/18 38,168 00
CUSIP: 90293k9K2/ SYMBOL MFQGDC
Total miscellaneous $38,168.00
Total dividend end interest income $38,168.00
Investment transactions
For more infonnsion about the once/ value shown for restncted secunties, see Important information about
your statement at the end of this docu-nent.
Proceeds fran Funds
inwsbnent withdrawn fa Accrued
Otte Actraty Descepbon Quantity Vale (S) Price 0) transactions (S) investments boucht (5) interest (S)
Feb7 Reinvestment ALPHAKEYS MILLEN FND BROKERAGE NO 38,168.000 -38,16800
12/31/2018 ASOF 12/31/18
CUSIP: 90293X9K21 SYMBOL MFQGDC
Feb 7 Exchange ALPHAKEYS MILLEN FND BROKERAGE NO -38,168.000
12/31/2018 AS OF 01/02/19
CUSIP: 90293X9K21 SYMBOL: MFOGDC
Feb 7 Exchange ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 38,168.000
AS OF OHO? 19
CUSIP: 02076)19M61 SYMBOL KAFSBME
Total 438.168.00
CNP7COCE0056003264NP700018585600005 0219 CO 7 OWne_Gm_000277ttge 6 of 6
End of statement for account num
CONFIDENTIAL
EFTA_00138363
EFTA01278972

Important information about your statement
LISS Fru/soul Senkes ix. (the tam a UBS FirtanCiat her fran you no later Ilan 60 days after the Fern caparty. A lug copy of the poky wadng d available an or ions and my rot keep pace with
Serviuk k a mentor of all pri-cipal cushy, commodity tun you the fait statement on which the ate or UI:00o request. inflation
and opens exchanges. UBS Financial Services and UBS Problem appeared. • Moderate Wiling to accept sane risk to pinclool arid
Bank USA se ridrea stbsidaries of LEES AG and - Provide you- nrne ad roue number (4 any) Neither de 51K volectionnce the Ucternental tolerate vane volatility to seek beta reams
affiliates of LBS Secuthes LLC. The Fiths figrocul — Desabe the woe or the transfer you de unsure protection appglo: • apdressne: Wiling to accept hit, rids to pnncoal rd
itattalat it available upon request The Firs execute about. and hplain as cleat' as you en why you • Cenan financial assets controlled by (and exuded n high volatility to seek high returns over time.
off ices are x believe * is ar, wa a why you need mu you account vau)t... held away tram LBS Financial • fivesteren Pigoeffey Consideration: I selected a
ifformahon. Services For exanCl• certain (i) nuisance masts, portion of the portfolio lot that account may noble
LBS huthal Sinus InC — Provide the dokr amount of the suspected roc including vaiabie nukes. and 93 tires of mutual complex tangles. talked liquidly and vexes
1200 Harbor Boukvad funds registered n the mane of the accent holder on oototiley
Wethanken, NJ 07086 The Finn a Cad Issuer wit imiestigote you canprient the books of the issuer or transfer &gent),
and will conk, any error prompt& For alleged errors • Investmmt cornetts a notation ravens kg. Statement shousoholdire
The Statement represents the onk official record of you nook/nal/ITS linsia•dtbn cad transaction:, of we take liked partatriliPt and private plaamOints) that at We may consolidate se related account statement with
LBS F *uncut knees account Other records PUPS more than 10 bus en days to d> the, we will credit not registered under the Secuitds Act of 1933; the sane address in the same orreekcie e 0 because
offxul tat documents, contanng calking data should you accost la the amount you Oink is in prat so that • Commodities centracts (ego foreign exchange and they ha* oonen who also mantan brit account
not be relied upon B jou bedew Owe 6 an war or you wet hive the use of the money dung the tine it paten metal contracts), incleng futures contracts retitionshu wits other (baRS at the same address. II
omission please report it unocknly n smith; to the takes us to complete as imoshgat and cornodity option contract,, and you prefer to mere irdivdtal statements mailed n
Brandi Manager d the office wiring you account. • Deposit uproots (except certificates d deposit) at UBS separate envelopes, you may decline houtffickin by
Please Mae all checks payable lo the Fain or the Brie USA. UBS AG U S. branches and bat 6 the called you Financial Adesor
Although at 1 gun shown are minded to be mom*, fruncal nsteacn a:Saud on the front et this FDIC Insured Deposit Program.
statement data should not be used for Is. porposes bay sidemen In addition to regular account las, accounts The SIP( protection and the upplerneoul protection do Friendly accomt name
colob on yea .end tax Tams. o Form 1099 5498, my be object to mintonance fort charges for bete not apply to there onsets own if they otherwise appear Tie Friendly %Count An it a tutleMeible guarurne'
P ": o 4 u 7 r 5 e . d e t b c y ) w law he t n o r p e r K po i t n to g t V h O e W R S ta a e l l r e ta t x u a rn b . l e T d h r e . . F .P e o n d c s, m pa u re g n s t f n o r c s a e s c h u a r c it c e e s n p t u s r . c * ha w se a s n a t n s d t c h h a a t r a g r e e s t k ra r n u sf n o p r a e i d d s o u n p y pl w em s e ta rt t a e l m p e ro n t t e s c ti T o h n e d W o C no p t r p o r t o e t c e t c io t n a l a o n n d g th c e h anges c h h a o s s n e o n l b e y g a y l o e u f f t e o c t a s o s n is t y y o o u u a w cc it o h u y n o t u r is r n e o c t o r in d t l e o n o d n e n d 3 t o I t
reportable nonitaubk Pidends and taxable assets to other insteutorm nay be subject to a tinter fee. • the market vale of your investments (whether as a reflect n strategy, product, reartninlatko.
caned on notes held you octant net proceeds resat of market movement. issuer bankiuptcy investment objective a roc pork associated weal your
on sale transactions. and cost basis on preen coned UBS Swoop Options otherwise) mcctrils. and is not a pomp a guarantee that wealth
secretes 1165 offers coffins Icr sweepng cash balance. to bat or any financial nob, can a will be achieved. All
depose uouits at nen-at aided banks and aft skated Dividend Roinvostmont Program% awe) imeffinents nvokie the risk of lost include"; the risk of
Communications with en Finn banks and money their natal holds (Money hat). The price reflected a an average once You may obtan loss of the enlie investment. You can change your
• Please reiconfirm any oral perniuncatin Deposit account at NOS Bet USA Std no-outfit:sad the actual price Iran you Fnincol Advises. Only new* Friendly accost names thrpoghOnIne Services or by
tofurther protect your rips, noludeg your rights barks particpaing n the VBS FPCittsued Deposit thorn aro punned under DRIP. petal shares will be contact Cg your Fru-oral &duo.
seder the SauntiFt Yugo/ Profficton Act (SPA) Program am FDIC insured n accordance vesh FDIC rules sold rd the cash wit be deposited in you account The
• It the Tian it retartion cci she top lett of the Iron For more itemalial, please vise Mae fdiCilai. Depress dindend renverent price %finked bd.*** wear may Account overview
of this statement is not LES Fans Snots, LISS accounts al UBS AG Stamen &nth aid shores of offer Isom the market price at Much to • Vette of your a«ountlaorttold Net of assets rid
Filartiall Stakes writs you account as channg Man Funds ale rot insued the tie sold habitues_
P W o e k i e l r o n b v y i a ed n y tr w u d m t hat w r e e h la t b h o e n i s x h f i o , c t a M te t d tn i n y s o t u it ution Bank deposits are not protected by 9PC Monty Find Coninilisu r • o u W ri h n e M ts s I e n c c u lu ri d ty es C a o v lt a i ) l , a a b i le d c G a l s o h b b a a l l T a i n m c e e s D . w ep e os r e e s , f or
. s o c A th e f p e s c m r d i u i s e e n m m k d v a s o t o h : a k a i r r s d e e a o r n l c r . o ; c o c t b m u h a r s t e o i e s e k d a s . e i c o a r h c , n t o a t U u t h n o n P d e t S b y o c o I o a i i t n n s u h e a t n m n f y i c u n e o u . t n l * u t S m s l e , i a r y d i v o • s o u a s a m r n a e a d n p s d t e n l al s L w A h b c i a t c c h r r o e n d u s r y n a a o t w r u e N n p . r o r e a o n n p t i d e a r c s s o t h t e n , a d ' b g b b a s y l e a o l S n o f I c w F a e C s M 6 S o e n th e e e y ' L F b B a in n S k d F r d m u e a n p y o o b s f h e f s S M tr a o y k e b s e O o t m re i r n t g a o h l n i y t s e e h t w e d d e r h r e p w t a d r o l i i { e c s a e l e o o n a r t a e i h n s n a e c ? d m f c e a e i a r g s p n y e m t b n w a e c n a l y h l s . n e o a a l t o d n h re d u e i s n c r u n r y l s e t e o d d 0 ll e i u 1 t t p e a w y a r 6 n m w v a u i i l n n d a o e k c t r d n . c o i o b d ts u I y f p n a y a t t a o r u e a n re t a i u b p r t y r u o t d b h l n o e e a e t e n t i n d e w d r e , o m s s t t t r D o e n t c r e h o k i r e t e m o s t p s o p n r , i t o m o a i n o r u a n a i r n s t n k c t d e l e u t c , d d a u e n s w r t d o e i < c t n k e s c o t l e a a p d t n t e i s o m a e n s e c s s n u e a t r t n n s p d e n a s o w l t a s l b s s a e , l t d o s r
• • • c F F A m n F r I P E P e r o T o . l l i a O f n r l e r t t r l i M e i o o i e a . l T i f g e t c l m s n B T y o l d e t - o Y o e a C u n f d e o b x r d d s l i o l e r j r o v a e S e o 7 e n i m y n o f c t 6 n y n a u t t t 6 t a x o e l y h c o s n R d e S U l o u o y e e s t s C t s n u u h s . l o e t N a i a C g o 0 r o t ' i l n r i o U m n . h a r l o o 3 l l e b n C d r l e e F 5 r , s s e r 8 R o d r 4 n d o D d l c i Y 4 d 9 o t r a o e i e 4 . e . 1 n y f e n N n 4 p r g 0 , m a w a i 1 t 1 o u g v 0 w 2 e l r R d m o i B d 7 . i r i 0 e t t 0 O n n i e h h c l 9 n a 6 s n i O r o t n 8 t i i v 7 t i n a n o 6 A 6 3 a o c t n 0 i 0 o h h s M i n t - r 2 e d d n p D g 0 . f s r a r a t e I y . c t o o n o p a h l - s m 3 e n e o 6 L a 5 c d s r B o l t t k 2 t m t h o S u s . o o 1 t c e e P 6 t i n c t h d . 9 M t e w u e 9 . r a . s C w o c c U h l w T n i c f l i h c z B a a w t e a t b l e m p h S u o w y s F n e e i d F s d i < A m r r e n n i f o r d d n n o o e g i s i t - a i r r s d o f i n ' r n c f s c o p e b n g o c a a a r o e i f u n r 8 t a e a f m r n h d e t s l 0 t r P a ) r e S s 0 i t t * C m h s i o e b o i 7 r ) e r p r b n , t v u 6 e a o e p w i 2 a e n a r c r b r 1 . o h n e e 1 o e o 5 c s c n f 0 t k u 0 e t h o 0 t a e k t 0 h r 0 c r d p a . a . e y c 0 s t v r e h o 6 S o b a r s o u 0 t i e r e e l o a r n t a c ( c n u n c b t n v t h d n s l y p c e n u e s o k P r s e r e d o u e e d c o s t l u t i a e d I F u o r r v n c s r g i v p a t . y u t i i e i 1 e o I l n o s o S a s u 2 t c n p b a o c 5 u o t l r v u e i ' 0 r l o i s P u l 1 y n A t l r o p t s 4 o o h m , d o t 0 u e l n i e t c e f r a t o u s i r t o n • • 0 I e T P P n n a l v h , o e 0 c A h g g e v e a h 0 r r e u o c s e I o t t n e a n h m r e e d w e c v i a n p n c r e o x e d t a e h o s v n n v t e t t u n e t i i e m o c c o n C C n t f h e o e n t u a o a f n u p t a o p r n h b t r t r n f n i h g i e j e o t d k e a e e n e b s F c w l t j m r . l i A e e t n P o i a r n c a v n p r l t y a y e i p o e r v p n e s n F v m a e o i a o a o t s t n r n o r J n e y a f g a c l e r i n y b o i a l e i d n . t e a r c n h b K v t h r n w a o e i i n s n a s n h l e t , c l m e t n w a p h s n a e r a e i e o t i m n n y i u f n g t n t o i a s e l g t e i u o n s i h a o e a e b o a e e n t r r f c j l t k c a d e o c a t i c , s o i c n r v p o a u g t y c e n t . n c k . v t t . h d i s i f . e n i c to s • • c l T b N n n u o w a s o o I o u a N s e C n L t e n m h i n e s a s a t a i e b p n . o o f k n s g a f y c t r b n a l r r d r k . o a a e e l m o a f n l d e g T i a t n s o c i a e t . h n t e h c t i e d e c n e s h k W e s y e c , d D s t e e s l y p b e u , f f a , l r i o f d u a I u i o s r n s l n e n b s e m h t d d s t e d d r h s e e e i o c s r d e n p e a o r t e e h a c i o t t d t n c h b c l e s k o T e c t m r e t p t h s o o n b b e b b o e a u t a a a a a n o u n r w l l l l l e f a a k t a a o n y n n a t n n b r * h c c y m c c a e u e e e e g l l s s a n a p a s s s , u n i a k e y 3 i t n t c n n r e n o 1 v u c i e d s o y 3 e s n a t y d . s 1 o t m o o t h s e 1 c e u u r u e k l 4 d y - o r t a d 8 i u s a d o c n W a i i p u f c n - o l e 9 o g m r e b r a u a i s m v r n o a i n e o d d a d - t a w * d y l a e . a t n
• c f t F h W h o r a e e u r e d d n e n U c s h V o S a t o r a w . o a n : l f n k s S C a n s e e c a f n r u t e v l . i r a n i 2 t c r ( o s t 0 e E S s F 1 o . 0 T e t 3 c 7 i ) g a 5 . c 0 l b 2 . a l 8 , a $ . m 6 t 1 I 0 O , p 4 0 i A W 9 a n -7 5 n r s 6 n H e 2 g n a - o R r 1 t b I u 0 o o A 0 t r r M 0 a B I , I R n S M o S A e r . l w , V e S c 6 r t c i t e r t h o e e t n H n t d i o c e O t b U P i B t S c P r a l T e i a r h n u q n P e e u h a F s r e a n l s i a s y n t t p e n i a p p , d l a t y o a y s t u t g a o p b e w p t l a e h w l l l e e t s w o m r c w e a a o l n h i l a t t u c e h a l l o t c i g i s r e n g b r t t u l h a e T f i a n f c i n e l y a i c f o S e f t I u i n . P l i T C h t a o h t c a e l e o s s d l m . s l e e i h n c t a e t a p i i r v n r a p e o e l l a t s y r e o g n c o o t n i o o o l n e v r • O v A r o n e o f c p r c o p a Ir l k r m l e i e a c r e i r i n . s a C k * ti o o p a r n r n n : o d la I f g n n i v r i t a o e s a s v o t e m n h e o o n t f t i s n p t c r a i o n k m c i i n e p g a a l b n o d t C h a t p h it e a l g eneration s a a L F k o v o e g a r a d r n a f n d c f P m e s i i t t t n a a l h e a g n i m l d l e n i l u n d C A n f a n o o r g l n s r A a e m . d r e r i n c a e t m i c a f t o i e l o e o n i r O r s s n e t t o n s U A y u B o g o d n S r u e D S t e h t C m i a e o t h e e l c e n e m b m t n u e a i n R r s d t e e l o s t e i t f n s h i d C e o i r n n G e g s d e h i p n t b i e P a r c r a a i l c C t e ic S e s
Cal a write as soon as you on, -4 you ?hit you t S h u e b p je r c o t t e to c t t i h o e n p i o s l 1 ic 9 y 0 c 0 o m v i k ll i i e o c n i s a s a o n f d D li e m ce i m tti b o e n r t 1 c 0 a , s 2 h 0 a 1 t 6 • C kw on r r i o sk y / a ra - w dy . a S d ee M ks y to to r e th u e n i w on a o n n eu o l v p e r r e a c ll o , o ew l, e w r i i t i h at ;they go. e.,,.
s n ta to te r m m e a n lo t n o r a r b e a c s t e i% a t is u w r r d o . n ' g e P n i th m e s tr n u ee m d m . o a r e the Fim is futer protested for up to II 9 maion in the that means the account does not connate iinificalt
receipt. The firm or cad but Cos appkabk) must &throgate f or all your &occur*s held n a pal Kula.
SDNY_GM_00027744
CONFIDENTIAL
EFTA 00138364
EFTA01278973

Important inforn Mil about your statementsoidinurio
Ye.. assets - For certain stranin wading n nOn-CCnICerting • Est. (estimated) income, current yields and rates. - We We've <CocerntiliCri Iran OBS Bare USA, 165
Your Walerrent nonce> *Cunt*, ard other assets held denommatons, puce ad queerly (Iace wen) may An est nwe of nova rcorre is bend ern ruler AG Sunned Branch and ronoff Mated barks
n the account at the end of the Slatement period YOU have been adjusted to facilitate proper winner dkidend and relent rain, attuning the securities will Maur our rash sweep re°70Th This
may ask for dekvery of fulll Paid securities al an tire. To Mein anent quotations. when availabb, contact be held for one yea- from statement date or until ccmpensation may be per account fee or
You may recent seculties used as loan cotifivai alter yccr F nada! Adied. mataity Thu estimate is can a gudelne, accuracy may be a percentage of enrage defy deposit
paying any Wince «a on them. Any securities and continued maw are not guaranteed beeves
franderred to to Sim ding the staummt peed are • Private investments and structured products. — Estimated annual name zed curem yield for
Ida at crone value as of the end of the sinew« ?Mato nwslment SAKL•lin (retying drect entail types of securities could include a Min of Activity
period partcipativt ;foram and real enate imminent trust orc-lonal or capital gains n which case the est Information regating commissins and other dirges
• Con barb. h <Reims-dreg the cost basis of the securities) and structured pretexts are generally highly income (rd current pelt) would be overstated. incurred di COrreCtCrt With the executionof Valet,
secureen induckd in this statement MAO! indicated ifitadd. Chan structued toxins haw not been — Estimated rat al exorne and anent yield and the inctong option transactions has been flooded on
WM the nunion • taiS Fannin Services An relied registered with the Socaitin and GI:harts actual income a-4 yield mop be lone a hetet corde motions previously furneshed to you, aril wit be
informaikei obtained from sources other than UBS COrnmeSian a under any state securities laws. We than the ntenged tuna its Provided to you «nab on request.
Financial Stinker. ncluding Hannifin ' corn nether Senn* estrnated values for (note mestrnmi — An estimate of annualized income (dividend ads
im er that you may have provided to your karate' Nantes red struct seed ;redacts for Mormal mai interest) divided by the current market Short Sling
Adana. the Fern doesnot inelmeniently way ce pupates «di Actuary a not guaranteed windavear balance a based an the last dividend II you are engaged in short selling a SeWrdy, puma/
guarantee the aauraCy or valday Jay canation - These values may differ %aware bey than peen, it or merest payment madeby the issuer and incur a charge due to certain borrowing costs the that
vote:baby sown other than 1.65 Fiwecal Secede. any, at which a vivre On d security Cr assumes the securifief/darrosOs will bo hell fa one pan ioale- security.
h addlin aithougan LBS Financial Seeds generaln structured product may be Ward a sold aid do year from the statement date or until maturity.
talate5 the Hamelin as it is received, the f cm rot recesses* (eyesore the van you may recent Accuracy and contused yield ate not gaaranteed. Open orders
des not yen* any assurances Out the idoematicei yam licpaidaten. Regaideg open co • yostikcancele« coders that
abler "Cost basis- and ^Unvoiced gaid kW is - 'Chid pry ingrown of vain are as demean • Meets not held by UBS Financial Services. Caton were not irercuud by the stewed date, open buy and
amine as of the date of this statement. As such. date ani are suppled to UBS Fennel Services on a WPM ere not Mid by the Fim and not wenn the sal stop orders re reduced by the anent of divdonck.
please do not rely on this information to crake regale bast by an edeperiden valuation limn Fim's possession or control. These assets are or riPtS on an extfividerds a «motifs date unless
tartest or sale decisions, for tar pa-poses or - is9n, general panne Cr sponsor estimated vetoes, displayed o you statement Ice ofo rmational nsinxted otherwise by you. eau are respcenbb for
otherwise. Accounts trinde rred to the Fins may 'I lob are 'Welted to the F rm by the nue purposes only. Potions and okays presented re coders That se executed due tOrcas ladure to cancel
reflect ginclow ink:mute" only fix period d genteel partner or sponsor and may be calculated provided by the siting fern 08$ Financial Sewers is "in? *Pen orders.
tire they are held at Ite Fan More bigot:cal based on deferent infarnation from that used by not responsible for this incornamc and does not
(11CeMatien can be added by yea Mahal Advisor. thee panes to drier their este:used values. gannet its acasacy. These assets an rot tweet:id Privacy
• Ureroanted gains/losses. wrendata el audabb, - You can obtain additional Mcmuton regardlig by MK or refire's supplemental 51K coverage. To «tan a copy of as current tient Privity Notice,
esututed «realized garnflosses are calculated for the methodology used to determine the estimate of please comet you- Financial Aches« or visit as wend.
nebtaaal security lots The transaction data for value and the dale of the infinnation that is the • Revenue daring end adifitional compenertion. al 'wen sib, en./rvivie rt.>( e.
inckvickal lots mayor may nor reflect con-missions, basis la the estimate by contacting your Financial - h addition to ccerninken on labs and 12b.1 Nos - 185 Fnarxial Services is not a bark. The RMA, Busness
chvges and« secuity reagrlnosl s erects. Ades«. received n cornedion with the distriouton of mutual Services Account BSA and IRMA it brokerage
Dirdend and other reinvestmen end systenatk - Wird patty gummed values ma/ be reflected as fakes to as dents we rector Oct affiliate recta.* accounts inch provide access to bariong services and
paths« lob an each combined to display use • Not jotted' in several Ltuatiatl: Mien an rearna that° payments Iran datibncrs ardor Products *roots 11.1119111W41 with affiliated banks
award lot The • Trade date colmn talents the inckoardent valuation I cm has not suppled «e alvitas of the mutual finds that so will Ikea and other thicl.party bunk; and provides access to
crignal vansacoon wade dale unable to /wen a value, when we become awne amounts we based an two different components, (4 issuance and arrtelY PrOckedi issued by «off fined
• Callable securities Bonds and preferred stook that not a material event R36 occurred that may calla the rm.« of sales by 165 of a «Ocula rrittual thu-dparty nuance «moan's through insane
the issuer cab la tub redemption wit be selected poeviosny reported value in question, or Men a find family to our dents; and 60 the asset vale of a agency wbsidents d LBS Financial Seinen Inc.
manfully by lot Iron among as serums of that value would be highly speculative due to the nature potent mutual had lanais shires held at the — meaner; mean« and annuity ptd-Clt
issue held in out rume cr in nominee maw lfooro s cie the minty — Not FDIC insured • No bare guarantee, May IMO vela
clients Call Nate rikomalon is obtained from third - When neither an auff, general pater ix sponsor - We rd ow affiliate also receive networking and — tMA Pesos« Management /want Busyness
pales ad ea acaxacy is not gdaranterd. Other call estimated value me a thednew estimated vale nimbus processing fees in considerate, or transfer Services Account BSA, IRMA and nterational Resource
lenses may exist which 'void elect yold. complete pocmdied, the yak* of the scanty wit bedeferent agent services that we provide to the nxdual funds Management Aware are registered service marks of
intoemaim will be provided upon request from is puthase These fees generally re pad from investor swan 1.8$ Financial Seines .
• Price/value Prices displayed for securities and °her - • Oistratutions to dale • may nob* return of the inlitol• fund and are a fled dollar amont based — VISA is a registered sucbtrurk owned by Visa
pea:kids may be higher or lower than the price that capital, name or both in the rorrber of adonis at the btheer-dealer huerkstional Service Association aid used seder
you would actually region n the market. Prkes ere - Orgrwl tai sae reprised, the Mel offering holding rrtitUd feeds ca that had tansy license The 1.85 visa crede [ids ad the LeS Visa
<Yawn from men third partysources whet we price per rand and May not reflect phi cost basis - h «Moon to commasons received in connection debt cads are eased by 18$ Bann USA with
been to be dab*, to we do not yawl« ther - OfP its unlined KR seven are no Idled co a with the taw or defibuton of many;ontracs and permission firm vissU S. A Incorporated All other
accuracy national «wren exchange. and re greatly unit minim.« bust «us to o« client, we ardor trademark; registered trademarks, service maths rd
- We generally use the closing price when available a anted awl even if they can be sold the price as at hate receive tenone sharing conthensaton registered sehice mucks are of their mutton
he mean of the bid and ado prices for fisted received may be less tun the per share estimated from many of the noorance companies unckrwritin COrriparaeS
securities and options or only bids:ekes fa OTC what provided en the account statement the annuity entriCtS, affiliates of the Nuisance
washes ccerpses or sprain athe mitt nvestmeet moos tSS Fesncisl Services Inc Rev. 701810
- Lett actively traded searbas maybe priced using a • Reariaed securities Remitted securities «neat we distrimeo.
valuation model or the most recent prke we are not tureen eligble for public sale. 18$ Fnancial — n addition to commissions received from the
obtained ad may not reflect an actual market price Services uses the motet price of the urrestricted stock puxhase aid sale of Neethhares finds, we anclor cur
a rake of the sire ewer as an repined value sit the Ifisle receive an asset-based revenue sharing
- Celan potherb may awn *thou a price And restricted stock for purposes of rha statement on/y To Payment from NentShers datibtaxet as well as
wit show as'or« was not available ewe are the extent the restricted tear.i rs are olvitilo for sale Von; for technology development, training and
«sable to obtain a «ice for a steely. t* vale received may be stbstantially less thin the education.
- Detests or seculies denomnated n currencies awed value shown. - Our alle lates also receive trading cormilsens and
other than U S. dollars Me reflected at the exchange othe a:mono-Hon from mutual funds and instsowe
rate as of the statement date. carpanies *foie prontint we data*
SDNY_G M_0002 7745
CONFIDENTIAL
EFTA 00138365
EFTA01278974