EFTA01278551.pdf

1.185 Financial Services Inc Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York 1( 10171.0002 May 2016
04P70055.101630516 U o
Account name GHiSLANE MAXVYal.
Friendly account name: Incliv: 8alyasny
Account number. I=M
Your Anemia' Advisor.
SCOTT STACK MANLYLE CASRIEL
Phone
Questions about your !tamest? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on April 29 (9) on May 31 (5)
account
Your assets 88724100 893,377.00
Msit our vabsite: Your liabilities aoo aoo
lvww.ubs.comifinanciaisennces
Value of your account 5887,243.00 $893,377.00
Sources of your °cos unt growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 $9221621.00
the utanCIS
Your Investment return
881 2 893.4 Change
• market value -329244.00
Value of your account
n'aDE on May 31. 2016 $893.377.00
DK 2014 Dec 2015 Ap• 201E May 2016
SDNY GM 00027194
Member SIPC CNP700C6005690163 NP70o0i9i 995 070% C516 0305750GIMM00C0C0 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37814
EFTA01278551

SUBS
Resource Management Account Account name: iNE MA, V\ ELL Your K modal Advisor.
Friendly account name: Ralyasny SCOTT STACK MANLYLE CASRIEL
May 201r
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 893,377.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3893,377.00 100.00%
Value of your account $893,377.00
Eye on the markets
Percentage change
Index May 2016 Year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
CNP70003005590I64 NP7CC019199500CO3 0516 030575004 ONIMPAIGM_000271t030 2 of 6
CONFIDENTIAL
EFTA_00B78 5
EFTA01278552

Resource Management Account Account name: GHISLAINE MAxWEU. Your Pi nandal Advisor:
*UBS friendly account name:Indiiviiii SCOTT STACKMANLYLE CASRIEL
May 2016 Account number.
Change in the value of your account
M3y A lb 3 Year to date (I)
Opening account value $887,243.00 $922,621.00
Change in irai ke1. value 6,1_4.30 -29,244.00
Closing account value $893,377.00 $893,377.00
Summary of gains and losses
values reported below exclude products Ihi which gam anClio$SeS ate not classified.
Realized gains and losses Unrealized
May 2016(1) Year to date (S) gains and losses (4)
Long term 0.00 0.00 -6.62300
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manage/. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current inccme & capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibifity consideration None selected
Your account instructions
• You account cost base default closing method is FIFO, First In, First Out
SDNY GM 00027196
ChP7COCE030593016SNPIOCOI91995 00008 OSI 6 030575004 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00137816
EFTA01278553

$UBS
Your notes
CONFIDENTIAL
EITA,1378.17
EFTA01278554

Resource Management Account Account name: GHISLAINE MAXWELL Your el sandal Advisor:
*UBS
Friendly account name:• In divilial aSiy SCOTT STACK MANILYLE CASFOEL
May 2016 Account number.
Your assets
Sane prices, income and current vaues shorn may be approximate. Asa kit*. gains MdlOsses May not
be accurately refkcled. See msponant intotatabon anonr your statement a the end of the docurneM for
rrore Joh:an-won.
Non-traditional
Private eputy funds, Hedge funds, EndOther investments are held in yOur U85Finarcia ServioS inc. CUBS Estimates of vaue SsOffied by issuers 04 Certain peograrrn 6ntuen ere gene [sly 'net asset vaue' estimates)
FS) brolera:ye account. The Notions reported below reflect the (odds of the mums, and UBS FS Uses rot are mown as' issuer est. value per unit'. For Private equty funds, • Est. value per unit• is a vaue updated
patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund as or the date specified a:Wiledby ading
from I be issuer if you sd the assets. Funds acutely sold UBS Safe subject to ongoing due digence, codtal calls arid subtracting dslnbutions ante the NAV dale The NAV is primarily based on estimated
although the level performtdrriay vary A dosed fund may be sutiect to noongong dligence A fund that parlSolioviues donde/ by the underlying fund sponsor Thew two 'blues may vary because of differences
you purchased elsewhere may never have been subject to UPS FS cllige de. although UBS FS may receive a In the way they were estimated and because the • Third parry en. value per Una' may have been prepared
fee from t he funds manager, which may constitute a modify of the managernentrincentive lee. Please on the basis of financial irionnebon other than yea/4.nd Repoled estimates may not reflect resale,
contact your Anancia Achnor with questions • Est vaue per unit' is an estimate of value supahed by an liquidation or repurrhoe vane, if any, and may not reflect dst ebuti cm of codtal until the next valuation is
independent valuator, arm and reflects adjustments for factors such as the equidty of the units. reParted generay on an annual or serri.annua basis See enponant inkensesen detour your statement at
the end of the statement.
Hedge funds
Purchafe puke
heartier Metage once Client Cost Price per share value on unrealized Eta') imemment Hddrg
Hcldng of OWN per Shale (S) investment (5) basis(S) on May31 CS) May 31 (5) in or loss (5) return (5) period
ATLAS ENHANCED FUNO LP
A/0 Oaf 30/ 16
Trade date: Sep 25, 14 900,000.00 900,000 00 1.000 893)77.00 -6,623.00 LT
Your total assets
Percentage d Cost Blanketed unreaaed
Value on may 31 (5) your account bast (S) annual incerne (51 San or Ices (5)
Noe•traditional Hedge Ends 893,377.00 100.00% 900,000.00 4,623.00
100.00%
Total 9893,377.00 $900,000.00 -96,623.00
SONY GM 00027198
G* 70003305593167 NPTOCOI9I995 00003 0516 030575004 000000 Peg* S of 6
CONFIDENTIAL
EFTA_00137818
EFTA01278555

*UBS
Your notes
""- r::::"=::,==i".'W-Y------ ''
CONFIDENTIAL
EFIA,137819
EFTA01278556

Important information about your statement
135 Francial Services ex. (the Firm or UBS fn erd' Sent yOu the Int stamina-a on which the error Or Corporation (SIPC), which protects ItO-rlieS ACCO-VHS 01 • Frocks, Cunene Income: hvestments seekng the
Serval), is a mereber of all principal ucvay, ccmcroday problem amend. its mentors up to $500,000 (including 1250,003kt generation of income crib..
and options exchanges. UPS Financial Seniors and U65 - Donde your name rd *cora nurrion Of any) dams for cast* The Slit asset protection limits apply to • Achim. Cape*,A ppreciation: Investments seeing
Bank USA re i-died subsilenes of UPS AG and - Deco& the error or tie nosier you Yet-MUM all account that >when b a particar tweedy. wont of principal rather than the generation of
affi liaas of LBS Sautes LK. The Ems lnanoal about, indeplain as cleat k as you can why you The Fan, together web certain aff taxes, has also 'ream.
statement e available upon retail. The Font eseodthe belie* it is anerror or why you need more purchased tidwanental potation. The madman • Produce Conebnutoo of Mae* and Capital
offices ere at: inbranseen amount payabk to at eligible diet, CONKlink ander Apnoe a Imestnents seeker; both the gentencn
- Frondethe dolar arrant o4 the suspected error. this protection is ZOO mann x of Decent* 10, 2015. of nccene and grOtAh of prixpal.
U3SFinancel Sermes Sabra to the poky medians ad limitations, cash a
1200 Harbor 'aved The Firm or Card Issuer tel aeestigate put compaht the firm is further protected for up to $1.9 million n the Overall elk profiles
Weehawken.. 07086 and wel correct my tutor promptit For alleged mon *negate kr all your accounts held n a particam • Conservirate. Seeks to mantin nilial pixieµ with
imokting UBS OMRdebit cad tramadern. if we take capacity. A fa ocpy of the poky worth-id is babble
r U a o T o m h 3 k i t 5 s i s a b F a s e i a i n o r L t a e e n t n l r t i n p c e d l i e d e a o r a l t a c S s a r e u e e n r r n p v e i e r c p e I e n o I s s s r j e a t o n c c i u t t o c s i b o m n th u a t m e a n t n t e h o . d n n e O i g l a y t t h t h c e o e e o l f y r r f r e i r n c n e i i i s a c c m l i e o r n e n r g a d c e d , o w r a e r ro d t t a t r o o a c s f t r h * y h o o e u u ld m y y ta o o o k u u e r e s w a t u i h c t s c a h t o n o a v r 1 c d e 0 o f t m b h o u e r p s l t u e h e s t e r e e n a o s o m u f d r a o t h n y u e s o n m t t s o y t o i o g d n u e o e t t y t h i h o i c n i n s l k a . , w n is g e in t w i e e i r ll r t c o i r n r e , e d s i o i t t the u b • th P o e C o th n e S d I r r P t e o a C q i n n u p o e f r i t o s n a t t a . e p n c p c t l i i y o a l n t o a a s s d ets th c e o n su tr p o p lle k d m b e y n t ( a a l n p d r o a t t e e c c t t io e n d n • M i t h lo t a t o e w s d t t m r e i m i o s r e a k n a t o . a e n r n . s r d W e t h l v u i e l o l r i t n n a t g i t c l t a t c r o y n o d a s to c m t c d t a e h o y p e e t r s a o s n c o t c m o k o t e e u g e n 6 e p t 4 n c p e a a t r o c a r e t a p e w r t s e i i e g t e h v n e n it n * b a a r n s d
Branch Manager of the afire serving your account. Please mire all checks paydok to the Fun or the your alto value) but held away from UBS Financial tan's* some scanty to seek hgher returns,
financial instaann eckated on he Irak of the Servicest , certain( cash at UBS Bark LEA. In • Aggnoseve: Wiling to accept high nt to unmet and
Allticup al lig** shown re intended to be accurate. statement In addition to regular avant fees, accounts cash at AG U.S.branthes, (4 edurara poixts, high *fat lily to seal high returns out time.
statement atatcukt not be d Ice tar *noses Rely may be &kat to maivenarce Ins, charges for late including sank annuities, and (in Aarn of maul • ffoustranr EE9LdGrT Consideration: f Wint•cl, a
Wok on yerend tax lams. • Form 1099. 5499, payment kr securities purchases and charges kr unpaid funds where such sham re registered drank in the potion of the porHoli,f or tat account may exIsle
10425. etc) when Drepamg your tax return. The Finn s amounts n cash accounts. Accounts that re transferred name of the account holier on the bocks and records complex Flanges, rented basicity and rater
required by law to (mon to the IRS alleatable deriders* to other instimlens may be subject to a bander Ise. of to applica* aster a transfer agent), volatihty.
reporubb norytadbk cirtiihna and Laub!. Merest • to emstrnent contracts a in*siment interests
erred en saints, held egov accart, net *ands UBS Sweep Oreiene leveed partnerships ad private placements) that Statement thoureholdior
on sae tratacliore, ad con basis on certain cared LES offers options for nwephg cash balances. balances aro rol regitered sear tie Securities Act of 1933; We may corsordak all related account statements with
seculars to bat deposits at UBS Bak USA and LEIS AG Searnkrd ad the sane adieu in the sink enveiwe,. arta
branch (Ba-k Sweep Prodfarrs), moneymaker mutual • Commodities contact foreign exchange and fey have owners who also maintain foal account
Cammuffe atiens with the Flo bads Money Fun; and the International Depose mews metal contracts), including futures contracts rear pangs wth other dents a the sane address. If
• neasierincodinn mei oral commineations in wring Accard (DA)for c =clan with an International and commodity option contract. you paler to ream individual statements mailed n
to further protect your richt,. inducing your rktitS Rescace Llanaprani Accuse. Though the Bath The SIPC protection and to suparementl protect:ado separate enselopes, you mat deck-a haseholdng by
miter the Seoilies Investor Protection AO (5B*1 Sweep Programs, cash balms we swept to LES Bank not apply to these asset men if fl y otherwise appear ceding gar Financial Ackert.
• f thefinancial institution cn the top left of the front USA La to an established knit ad then to UBS AG on par statements. The WC protection at the
of this stints isnot U36 F mean Stakes, LBS Stanford &and\ or a Money Fund. Deposits at LB. supplemental protection = not protect aganst changes Friendly award name
Handal Santos carries yea =aunt as clearing Bank USA are huts in accorda-ce with FCC n the market vela of an imestments (whether as a The Frxedk acccu-4 nano is a cusiuncale 'nickname'
lychee by arnagement wits the bloated inslituton Nits. Form do-maim please visitwwwfdic result of marl* mmerrent, issuer bankruptcy or chosen kr you to assist you with your reconikeePea
We informed you of to relatcnshn sffSenarar Deposes at AG Stamford Brant and shares of °larvae) has no legal effect on your account You can change
opened this accost h the cast your tu-a and Money Fuxb are rot nosed by the FIX. More elimination is battik lam (want. toe hiendk account names, through Ofiltie ServKe5 a
sashes tre boated a LOS financial Services and rot You may cbtan more information alxa ^ by contain; your Fhancial Admix.
the intolaw brokers and you mat make a nput Through the DA, mailable t es are urea to the SIPC Brake% by ca lading SIPS[ at
of any error or omission to both firm. As described n depose twines al UBS AG Branch and LES or by visitiw the SIPC websee at met *tors Account overview
to account agreements, you must no* us of any AG Carron Branch Thew aposits are not Muted by • Vat* of yew arroustlacinYao. Net of *sets and
errors or fraud iwateg dells reflected an your to FCC. Balances held at the UM AG Cayman Branch Dividend Reinvestment Brogans (DRIP)
statement wan 30 days alter It was mailed or made are tempura/ *posed to the sovereign Ink of the The pie reflected is an assma Face You may °ban • Asset betides matte cash balances, values fcr
available. A II filit4mink shall be, deemed con-plea Caren ida-dc, and there is no guarani** or other the actual price banns F racist Advises. Only *hoe restrkted secant (s1), and Global Tire Deposit,
and accurate in all other respects if not objected to in obigation of UBS AG to repay the banes while on the shares re purchased under DRIP; petal than will be amazed marks to ma-ket, and certain assets not held
nnteg within 60 days LES Cayman's Brach's books. sold ad the cashM I be *posited in your account. The by the Fim. Does not include unpriad saritieRassets
• Please dact customer cornplairas or dividend reenactment price applied by the Rear my at the end of the prior and arrent statement periods, or
Fm's Clem m teat at Deposes at LBS Bak USA and each UBS AG Branch an, 6fler from the mean pia al which tie partial shires primate heessmenk oavested stock options and
a <onkel, at .903A.4 Io600P.M not protected by SIK. Monet Fund shaves are protected se sold enensable stock options
FT Monday throug y, or in wren; to Les by SIPC. See *LES Financial Services Accent Proiecton' • Cabana Inducslohes debit balances, outstanding margin
kirig Services Ix., Cli Relations Department, below. Casteiblieu bans, credit lee, accent balances.
7.56 Union Cry,. 07097. Cnk whole urns rosy be held gar acccult. If you ea • Cash/looney balances. Total of unimested ridable
• In case of errors or =effort about an electronic Uponyour return, balances in tie Bank Sweep entitled to a petal omit a are,it of a ckiderd payment cash balances, plus depose balances at UBS Bank USA,
fads transfer (W1), BS Visandebit Programs or DA may be withdrawn and shares of a or otherwise, the Firm all ether sell panel snit at LES AG U.S Branches ad money market mutual fund
card transactions, call or mite to UBS Money Furd may be Inuidated, and the proceeds market wire a accept an /mord determined by a sweep balms at the case of tie sta./rant period
Financial Senipas la., to 14, Eth floor. returned to you or your senates annt. regidened dewing agency, rd credit you' accost N:accewredit free creak balances in you' account are
Weehankert • 07086, Ann f PAA(eSa. Sakes. not segagsed from she balances and the Finn
Ftrthee blormalon about available sweep options Invaetment objectives IA! Sly of these Iseds in the ordinay route of is
CS or mite a soon /eyes' can, if you eta ma rickadng curiae ireerest rates and ;kids, 5 available at The inonlmeril objectives and risk profile we spec le to business Thew funds re pwabh wan your downed,
statement or receipt is wrong or if you need more wmteubs cutest...malts from your F nano* Admor each account and may maybetween you accounts ibis total is ncluded in to arrant period closing Vain
edumation tad a transfer on the statement or a by calling KO-762-1000. Please advese the Firm empty in wining of any
recejot The Firm or Card Oaf (as apkable)must sgaicant change in you Ina-Kiel situation or Lending infonnetion
hear from you no later tan CO days after **Fins U Th N e F F ir i m na r n : c a i a rn l a S -r o i- a or k d s F i a h s s t S e o r n n r pr 6 o 1 te Iw ct n io to n • Protartnn M inv o e o s r t e m o en r t * c o b f l e th ct e iv f e o s lb F w o a r y e ; a in ch s a t c a co n un t t o h b e je ld c , t i y v o es u F a o n r d d d e i t s a d le a d in in s fo . r r e m fe a r ti o to n y o o n u th C e l i F e i n rm t R 's a la ti d o i n n a g l p e ra ctices
SDNY_GM_00027200
CONFIDENTIAL
EFIA_00137820
EFTA01278557

Important information about your statement (COMItaled)
Agee/nerd or ACCOal Agf t4fteill and the General - We gnu* use tie closing price when snit* or liquid and even if they can besot, the peke — h addtion tocos-omissions received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the bed rid ask price, for listed received may be few tan to per tare estimated with the sale or attribution ol may contracts
nibble in Agreements andO ak/sures at acuities and option; a only bid prices for OTC valw provided n the accost statement. and knit investment best ails ton clients, we
goy in< fronitireevintekrinto met searities. ander our affiliMe ream* reserve sharp
- Less 3Ctereir traded securities may be priced using a . Restricted securities. Restoted secants gneraly ampensitron from many of the insane
Yew .ts valuation model a de moss recent pte we av not twenty elgbk for public sale. WS Financial companies ardent e.; the amity Centrals,
Your statement itemizes securities end other assets hell obtained and may not reflect an actual melon price Sean use the mabel prima the unrestricted stodi if Yaws ate aurae cormares or sponsors of
1-• the accost at the end of to stammers period. You a vim of the same issue as an reputed value for the taunt inesemmt rats we diabase.
may ark for deiterY a K4 paid seosies al ay time. - Certain positions may apex Mtn a price cart restricted Pod broorposesoithis statement oak To - Our affiliates abo make trading coranssions ad
You may receke securities rad as loin collaterid after will en as 'vice was not available • it we at the extent tat resigned seosties are elgiok to sale, Ohm compensator, frown natal kit and
poring any balance dm an them. Any securities viable to obtain a price fora steady the value received may be tbstanualy less thin the insane companies whose prodicts we daytime.
tensioned to the Fim dreg the statement period are - Deposih a "meanies denominated al CUtalron inmed vabe *men - We receive art serval fee from UBS Bat USA ad
listed at market value at of the end of the statement otier thin U.S &Ors are reflected at the (whinge LES AG Stanford Ranch of to to 475 per accoad
period. rate as of the gatellent date. • Est. Festinated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast bald. In determining die cost basis of the - fcc certain startles racing in non-conformrg M estimate of annual income is based Ca current Program.
securities inciaded en this statement, Were indicated denornnations, price and quantity(fate iota) may dividend ad interest rates, assailing tie startles will
wth the number" I, • US Fnonce& Services has relied have been adjusted to Imilima•propee valumin be held for are yea from statement die or until Activity
al information obtained horn sources other than UeS To obtain orient quotatiord, when enable, contact maturity This urn*, Pally a gudelne; accuracy Inficematinregardngammksins and other chases
Financial Semites. including information from another you Finacial Adviser. and continued income are not auwarted eared in connection with the exeoACh of trades,
fine a that sum* have provided to yea Finmxial - Estimated Nasal name and tarot yield fa arbor* option transations ha been incbcid on
Adam The Finn does rot ideate-okay verity a • Private Investments end structsved pica certain types of leashes could rickole a ream of conf Means prewousy I ucesshed to you. and roll be
gown the accurcy a validly day idormation Int. rmstrilent swaths (sLding deed captal gbh% h which use the est proided to mu prorrptly ors mean.
Provided by 3CtreeS other than LES thancial Seniors participation program ail real estate investment rust income (a-d curried yield would be ownstated.
addition although UESChricksl Seniors generalY crates) and structred prolds are generalks highly - fainted and income and arrent yield ard the Short sidling
Li:dates fib nfcrmation as it is mewed, the Finn ifigid. Celan sea-ttend west base not been actual &Jane and yieU meft t be Intro, higher H you ate ergaged in short selleg a seventy, you may
does not provide any assurtroes that tie information registered with to Securities and E.dage than the estimated amounts. eo-r a charge der to Certain harovieg costs for that
seder 'Cost bad° ad *Unrealized gad loss' is Commission or undo. ay slate secuntieTares. We - Are eremite of trusteed income (dal:lend enter particular warty.
accurate as of the date of this statement. As such provide minified values for private investment interest) divided by the current market
please donor retys on this nkenrotion to make castes adMatured products for informational vabraverage balance is based an the tat dividend Open orders
puchne or sale decisions fa tax purooses a purposes any. Atarary Sam guaranteed. or Merest payment made byte dome' and Regarding open or • goottilkancelled* orders that
otherwise. Accounts ordered to to Fim may - These neyes may differ absent* In prices, il .109-aneS tie sear verdemas will be held for one were not executed by the statement date, open buy and
reflece gee-Noss infant:re only for the period et any. at which a Prete nvestnerd ritY year tram de statement date or until neut. sill slop orders are retired by the mount of dividends
tine they are held at tie Fim More hiaorical structured product maybe bought or sold and do, Accuracy and continued yell xe not guaranteed or rigntscn an ex-dividends or encefra date unless
eilormaton cube added by you' Flats' Advisor. net necessitiy represent the vat* you may receive Strutted otherivise by yos You are re for
coat liquidation. • Assets not held by WS Financial Services. Certain orders that are executed dm to your Velure to cancel
• Unrealited gens/lones When data is Donk, - Third pity esimmes of vain are as data-tan assets tre rot held by the F im arena nil, the wising open orders.
ottinated trroalineel suindlowes ate alai-Med la date and in supplied to UK Inarcial Syriac on a Tern's possession or carol. These assets at
haviLial stony lots. The transition data for regtiar basis by an iridependere volution firm. displayed on loos statement for informational Mime,
edvilial bet may or may not ref kct commisions, - baser. general Danner or sponsor estimated rakes, purposes only Positions and values presented aro To obtain a copy of or current Client PrimacyNotice.
rZarida security reorganizaton events ay, are 'phid to the F me by the issuer, provided by dal dsu'rg fern. UBS Financial Serieces is please contact you F narrialM ita ce vat our wank
cl and oter reinvestment lots ad systematic pineal partner or waxer and may be calculated not recant for die information and does not at wets 'hr rnm/egiv✓•• • vne,f
pi:chafe be, are each combined to display one based on deferent information from that used by guarantee es accuracy. lb's, assets are not protected
averaged lot The 'Trak date* comemn presents the tied ponies to dwive their estimated values. by SRC or fro Orris supplemental9TC coverage. UEG Financial Serkes O rota bark The AMA Business
aging ransaavn trade date. - You can obtain aeditorel information regardeg Services Account BSA and IRMA my brokerage accounts
the metocblogy used to decennia. the estimate a • Revenue sharing and additional compensation which provide access so banking services and protests
• Callable securities. Bonds and proland stock that value and the dale of de Hamblinthat is the — In addition to Cormissions on site. and I itol lees tnat# aTalrbilit with al Bated bat and other
the over cats for eat redenplem will be selected basic for the ectimate by contacting your Financial received n correctionwith to distribution d Ihniparty banks. rd provides access to irotsa-ce and
erroalrolly by lot from among all secures of tit Advisor rrulual fads to our dents we andror our Afar amity Palms toed by unaffiliated thid-party
dsue held in Gann.o r in nominee name fa as - Third party 'singed valets may be reflected as receive revenue shying Payments *pm dianbutors notate <monis through insurance agency
<lents, Call leave Mann) is cbtaned from third 'Not priced' in several situations: when an ardor advisas of the inset funds that vie sell. subsdiaries of UBS financial Services Inc.
parties and ih accuracy it not garaniced. Other tali 1-dependent valuation lien has not nesteda is misestimate are based on two oWerem
fonts may van which mid ailed reit compete auk/e to assign a valm. when we become ware corrpononts (k the nowt of Viet by UBS of a eirestnert, iroura-ow and artily products,
erkernation Will be provided upon request that a material mot has coasted tee may call a particular mutual fund famikt to our clients: and (v) Not FOC Snared • No bank quarontem May lose value
preseany reported value no question, or when a the asset value of a particular mutual fund farnikes
• Certificates of deposit (C0s). CDs are FDIC sired value would be highy *tartan due to tie nature shares held a the ham RMA. Resource Management Awn nt, Baines. Services
quo $29),000 in principal and accrued keenest per or the wady. — We and as shales, ako receive flunking and Account RSA, Ittria and intonational Resource
depoaor at per depository nonfat in accordance - When neither an issuer, general partner or sponsor combs' processing fees n corndration for Management Account am registered service maks of
wan FDIC reeks estimated value nor a thrd-paly estimated wake is transfer agent winces that we park to the US Nevoid Services he
prowded, the valuate secesity wit be dikter* mutual lint. These fees generally are pad from
• Pride/value Prices droolami for steams and otter Irene its caches* price. investor asses is the ream Stared and &fettered Vita Sigablilit it a registered OM/a meek of Vial
procests my be higher or baier than the price that - • Crotributions to date' may indude ratan of data amount bleed an the iambs- of accounts at hunt inat LES Visa Biomes. ova cads and IBS
mu would anualY make in the mare hoes me capita( ncome orboth. the broker.dealer evoking mutual fads al that fund Visa debt cards ate inued by UBS Barlo LISA with
obtained from rata tied party sources whits we - unit size' represents tie hkial offering family permssion tom Visa USA Incorporated.
brew to be relable, bit we do not garantee ter weeper ad Adm./ not relied your con bass.
accuracy. - DIP rid unlisted RErt mattes are not listed on a Uld Financial Semis Inc Rev 201604
national ',curries exchange, and aro goner:Ay
SDNY_GM_00027201
CONFIDENTIAL
EFTA_00B782I
EFTA01278558

UBS Financial Services Inc Resource Management Account
*UBS 299 Park Avenue
Wi
n 10171.0002 June 2016
cNnoossoussoolaxins. o
GHISAINE MAXWFI I
Account name: GHiStANE MAXWELL
Friendly account name: Indio Balyasny
Account number.
Your financial Advisor-
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your financial Advisor or the
RMA Resourceline at 800-RMA-1000, on May 31 (1) On lune 30 (1)
account
Your .355e15 893,377.00 899,041.00
ldsit our website: Your liabilities 0.00 0.00
wire. Lbs corn? linancialservices
Value of your account 5893,377.00 S899,041.00
Sources of your account growth
Tracking the value of your account during 2016
Vzdue of your account
$ the. Li;311CS at year end 2015 S922.62100
Your investment return
922 6 893 4 89•9.0 Change in
market value -S23580.00
Value of your account
9r-40)(0 oil.°°°. °lIlle origin 30.2016 $199.001.00
Dec 2014 Dec 2015 mai 2016 Jun 2016
SDNY GM 00027202
akmber SlPC 08110001005505255 NeT000309514 00098 0616 0305250d 1m io Page I of 6
CONFIDENTIAL
EFTA 00137822
EFTA01278559

SUBS
Resource Management Account Account name: ,Ci<t.PrIE MA.V.ELL Yourignandol Advisor.
Friendly account name • :I ndivaisiy SCOTT STACK MAIIL YLE CASRIEL
lune 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30 ($) your aCCOUnt
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non•traditiona I 899,041.00 10000%
F Corrrnodities 0.00 000%
Total assets $899,041.00 100.00%
Value of your account $899,041.00
Eye on the markets
Percentage change
Index lune 2016 Year to date
S&P 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 5 31%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CNP70003005505256 W7003303514 00038 MI6 030575004 11 WAY_GM_00027208fte 2 of 6
CONFIDENTIAL
EFTA_00137823
EFTA01278560

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Psiendly account name:lade/Sal asiy SCOTT STACK MANLYLE CASRIEL
June 2016 Account number
Change in the value of your account
kne20I6131 Year to date (I)
Opening account value $893,377.00 $922,621.00
Change in market value 5,6E4 00 -23,580.00
Closing account value $899,041.00 $899,041.00
Summary of gains and losses
Values reported below exclude products loir which gars andlosses arc not Ossified
Realized gains and losses Unrealized
lune 2016 (1) Year TO date (S) gains and losses (1)
Long term 0.00 0.00 -95900
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current intone & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibikty consideration • None selected
Your account instructions
• You account cost base default closing method is FIFO, First in, First Out.
SDNY GM 00027204
CuP7C00)305505257NP700330514 00008 0616 030575004 111010 Page 3 of 6
CONFIDENTIAL
EFTA _00137824
EFTA01278561

*UBS
Yournotes
cer.....z.n............e....
CONFIDENTIAL
EFTA,B7825
EFTA01278562

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS
Friendly account name: Indivaisiy SCOTT STACK MAN, LYLE CASRIEL
lune 2016 Account number.
Your assets
Some coxes, income and current values Shdem may be Epproximme. ASS int*, gains and tosses may rot
be accurately refkcled. See rmporunt intosemabon Stour your statement a the end of ths dacurnem for
more information.
Non-traditional
Private egtity funds, Hedge fundS, andOther investments are held in your UEISFinarcial SeMces Inc. (UBS Estimates of vat* Supplied by issuers Of Celan Programs (which are generally 'net asse vaue' estinateS)
FS) broterage account. the positions reported below reflect the recceds of the issuers, and UBS FSdoes rot are shown as ' issuer est. value pet unit'. For Private equty funds, 'Est. value per um' iS a a ue updated
patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive quarterly, based on the Net Asset value the fund a of the date sped fect a:Auskd by ading
from the Issuer if you sd the assets. Funds actively sdd by UBSFS ere subject to orgoing due digence, capital calls arid sadrachng dst nbutions since the NAY date The NAY is primarily based on estimated
dthcsigh the level performed cry. vary A dosed fund may be subject to no oregano dligence A fund that portfolio yaws provided by the underlying fund sponsor These Iwo values may vary because of differences
you pu reneged elsewhere may never have been suteect to UBS F5 0'117 nee. although UBS FS may receive a In the way they were estimated and because the • Third party est. value per unit' nay nave been prepared
fee tram I he funds rnana;er, whit h may COrtSlitule a Matailty Of the ManagernentliniCeng ft fee. Please cm the basis d financial irionnaton other than yeanend Reported estimates may not reflect resale,
contact your Financial Admix vnth questions • Est value per unit' is an estmate of value supplied by an liquidation or repurchase aue, if any, and may rot reflect dst Saba= of capital until the next anal on is
independent valuation Irm and reflects adjustments for factors such as the iqudty of the inns. reported, generally on an annual Or SerniannUal OSP See knporunr inkmattOn atrour your statement al
the end of this statement.
Hedge funds
PurchaSe price
Number Average price Client Cost Price per share value on unrealized alai) investment Hddrg
Hcldng of shares pet Male (1) investment (1) tons (I) on fun 30(1) Jun 30 (S) pan or loss (S) return (S) period
ATLAS ENHANCED FUND LP
P/00931/16
Trade date: Sep 25, 14 900,000.00 900,00000 1.000 899,041.00 -959.00 LT
Your total assets
Percentage of Cost ESIonated unreazed
vague on tun 30 (S) your account base (S) annual income (S) gin or loss (S)
Nond.tacktional Hedge funds 899,041.00 100.00% 900,000.00 -959.00
Total $899,041.00 100.00% $900,000.00 -$959.00
SDNY GM 00027206
C NP7C009305505259 NP700030951 a C0000 0616 030575004 111010 Pogo S of 6
CONFIDENTIAL
EFTA_00137826
EFTA01278563

*UBS
Your notes
C.,000..... ,,, ,.......6.0,,.. ,NlerecmononAng.. al ,.
End of .............. S5
CONFIDENTIAL
EFT,00B7827
EFTA01278564

Important information about your statement
U3S f flutist Services to. (the Firm or UPS Fnercial sent yOu the int statenwra on which the error or Corporation (Salt), which protects worries ACCO-MS 01 • Proem Cuneneincome: htelments seeking the
Sentkes), is a member of all principal truly, commodity poblem append. its merrters up to $50:1,000 (in( Wing 1.250,003M generation of Moms de/.
and optima exchanges. UBS Financial Services and LES - Porde your rum rd axon number (4 any) dams for casli. The Slit easel protection limns ;Mb to • Aches. Cepa.,a pritaarion Inwornents seeking
Balk USA ate i-died subsidenes of UPS AG and - Decal:* the ern of tie 0101SIN you are inure an most that put,* h a particulr cadency. cromh of principal rather then the generation of
*Ilexesof UBS Seattle, LLC. The Fein's tronoal about, initoplain as <Pap as you can why you The Fein, together with certainaffiliates, has also kane.
statemert C available upon recited. The FOWS trod:re believe * is an error a why you need more purchased eisepkonentalpeotection. The madman • Produce Combautran of Wawa and Capital
alias an at: niannten. amount paaabee to al noble diet, CONKlink unclog Appreclaton trIendents seen? both the generator
- ProWde the dolar arrant d the suspected error. this protection is $500 maroon a of December 10, 2015. of exam hof priopul.
LESFine-col Serrces Sawn to the poky orditons ad linilation, cash a
1200 Harbor Oaulevad The firm or Card Issuer vii hastigate your compaht the firm is further protected for up to SI .9 milbn n the Overall rids profiles
Weehawken.. 07086 a im nd o k w ri i n ll g c U o B lle S c V t e a r n t y r d e e rr b o i r l p c r a o d m e pt n ly a . F c o t r i m alle g i e f d w m e t o a t k s e a ca g p g a re c g ity a . t e A k f r V a l c l y u o t u y r o a f c t c h o e u p n o ts k h y e l w d o n rd a in p g a is ik m u a b i e la ble • COAX-NA* Seeks to mantan
U r O T o h H S i t s e b F m d e h l a r a t e t e n e l r i c m e d i d a i o n l L c S t o r e u e o e n p n A r i c n e I e s t I s x e y a n o c c ts o u c o t n b h u t e e a n t n t o . e n n O * e g t t / h h c o e e o f r . r - f e d i r c e i i i s c a s l i a o r n e n d g c * , o d n e r a o d t c r a o e o s f p r h s t o a u x ld m y y la o o k o u e u r e r s o a t u h c l s l c a h t o n o a v r 1 c d e 0 o f t m b h o u e r p s l t u e h il s t e e e e s a o s o m u f d r a t o h r y e w t s a m e t o y s o t t M n i u a e t O r h y ti o W i d n n u k , . r w n is g e in t w h e i e r ll r t c o i r n r e , e d s i o i t t thee b W th o e o th n S d I r P e o C q n u p o e r t s o a t t . p e p c l t y o t r o a nd the suPplemental Protection b t l in o h f w a r la a t r t m i a o e t n a o a n r n s n d e t h v u e o r l n a a i t t c i l a c ity o l l s t o m t d t a h o r e e r s a o n t n o k t t e r g e a e p n ( p e t a w r c a e t a e w t s i i e g th v n e it n c i a f nt
ornistron please report t immediately n miry to the • Crain frontal assets controlled by (and aataial n • Moderate Willing to accept some fide to pampa and
Brand Manager of the office sorely your account. Please mire all cheeks payk-b to the Fan or tie your any value) but held awryfrom UBSFinancel tolerate some >Meaty to seek hgher returns,
financial insterken notated on he front of this Meekest , certaintycash at UBS Bark LEA, (i0 • Aggreme: Wiling to accept hot inA to pnncpal and
Allhoyn al liven shown re Mended to be accurate. statement In addition to regular accost fees, accounts cash at AG U.S.Manthes, (4 esurance proixes, hip riml ily to seek 4hreturns owe time.
statement data acukf not be aped foe tar purposes Rely may be orejact to maisonette Ins, changes for late including waitiale annuities, and GO tires of initud • ffhefFnenFEIWaTitr Consderation:f selected a
solettr on yerend tax fonns. , Form 1099. 5499, parried for securities purchases and charges for unpaid funds white such shays ay registered droop n the potion of the portIolb fo r that account may Coble
10425. etc ) when orepamg your lax return. The Finn s arrows n cash anoints. Accounts that re transferred name of the account holier on the books ad records complex strategies, Prated Pantry and grater
required by law to repon to to IRS all taxable Madera, to other insterens may be subject to a transier of to applicable ivy a transfer agent),
nportabb rontaxable datitend and uxtk Merest • Wain stash-nen contracts a inwsiment interests
erred on semen, held iyous mark riot pentode UBS Sweep Option ., tinned partnerships end private placements) That Statement Thatasholdior
on see tersactions, and con basher ultra catered LEG offers options for sweeping cat balances. balances are rol regiterod indir the Securers Act of 1933; We may corsordale all related account galymess with
>rules. to bat deposits at UBS Bat USA and OBS AG Stanford ad die sane adcfress n the see envetpe, tette*
trench (Bak Sweep Proofarrs), moneymaker mutual • Commode*, contacts foreign exchange and Rey have owners motto a10 maintain yard account
Czarammiciaticau with the Finn luck Money Find) and the international Deposit preccus metal contacts). ineludirg futures contracts reta creeps well other dents a the same address If
• Pleasoneconinn sty oral corremneations in wring Armor* (DA)for c maws with an Intarutional ad commodity spin contracts you prefer to recent inclnichal seatmente mailed in
tofurther protect your rids. inducing yon hit Reactive Llantprriccd Account. Through the BM The SEC protection and the suppdmeenul protecien do separate envelopes, you may decline hamholdng by
Later the Searles Investor aroterbon Act (WA). Sweep Programs, cash balms we swept to LESBank not apply to these assets nen if fl yotherwise appear ailing you linnet Ad tor
• t the financial institution cn the top left of te bard USA kpo to an established knit ad then to UBS AG on you statement. lbe SEC protection aid the
of this statement snot U36 Famed Seven, LEG Stanford Branch, or a Money Fund. Deposits at (.26 arlikenental protection cb not protect against changes Friendly acornn ame
Financial Sankt carries you =aunt as clearing Bank USA alriK rimed in accordace withFCC n the market vale of rata interments (whether as The Fruriday account rime is a custom:able 'nickname'
brace by arra-gement wet the in:rated inslitution noses. Form ormatian Mpe ar het wwwidic re. result of market moment, issuer bekruptcy a chosen by you to assist you with your reconikeeona
We informed you of the relannshio when you Deposes at AG Stanford Brach ad tern of °think.) has no legalellen on yOur account. You can change
opened this accost h the cast your Ira and Money Fuxb are rot hared by the FIX. More ida mnion is metal* upon rtouest. pot; Thendp aCCOUll nexus. through Onto* Services a
secretes ate Mated a LOS financial Services and rot YOUI TV obtain mole ino rmabon alxui ^ by contacting your Finmal Adana
the irodacig broker, and you mut make a repas Through to DA, rmilablet es are two to the SIPC Brockre. by contacting MC at
of ay car or omission to both firm As described depose &cants at UBS AG Enoch and LEG or by Miry the SIPC websee at lawasacarg Account overview
the account agreements, yOUMUS5 natty LA Of Ty AG Caimm Ranch Them deposits are not toured by • Value of you accountrponfoko. Net of assets and
errors or fraud rucking checks reflected an your tie FCC. Baines held at the URS AG Carman Brandi Dividend Reiwestment Program (COP) Britain.
statement wen 30 days alter it was mailed or made are temp:eery oposod to the soveregn ink of the The scar reflected is an tram rice. You may obtan • Amts hcbdes weld* cash balances, vdues for
available. All itatrivink shall be deemed corrplse Colman ida-dc, and there is no guarantee or other the actual price limns f void Adviect dose restrkted sturdy ten ), and Global Time Deposit,
and accurate in all other respects if not 'Waned a in oblgation of UBS AG to repay the berms while cn the shares re purchasedunder DM; petal dims will be trreared marks to ma-ket, andoaten assets not Feld
writi-g "Atha 60 days LEG Cayman's Brach's books. soli ad the cash wO be (tapered ke your sawn The by the FM. Does rot include monad seositiee assets
• Please Meet customer constants or cieckrd renvestment price applied by she aster may at to end a the prior and carent statement periods, or
Finis Clem n slat Dopers at LEG Bak USA and each UPS AG Branch are tiler 'tom the mina Mee al which the partial shares potato is asement urged stock options and
cc toldr oe at . SWAM to 6 OD P.M not protected by SIK. Money Fund thaw are protected re sold entomb* stock options
FT Monday throug y. or in *tabu to LES by SIPC. See 'LOS Financial Minikes Account Protection' • Clark:es Includes debit balances. Wording margin
Senices ex., Cli Relations Department, below. Casteielieu bans, credit Itre, shod axon balances.
766 Union Coy,. 07097. CriV whole umts may be held in yam accost. If ycu ate • Cashhooney betimes. Fold of unimested wadable
• In case of errors or panto:co about an electronic Upri your requeel, belexces in the Bank Sweep entitled to a petal knit a a result ol a ebiderd payment cash balances, plus dime telexes at URI. Bank USA,
knot tenter (W1), BS Waidebit Program or DA may be withdrawn and shams of a or othetwise, the Firm will ether sell panel win at LEES AG US Branches ad money makes mutual fund
card transactions, call co mite to UBS Money Funol may be Fruidated, ad the proceeds market price a accept an !Mtn detemined by a sweep balm,, at the &to of tie statement period
Financial Sect Inc, *a 14, 6th floor. returned to you or your secretes account. regiaered eleirtrg agency. ad credit pi accost terocewrodity free over balances in your account are
Weehawken. 07086, Mtn RIAAISSA Sernes. rot secjegaed from other balances and the Ems may
Cuter CA:melon about available sweep *storm Investment °Nedra use try of these lords tithe ordinay courseof is
Cal cr mite a soon as you can, if you *Mk yam nclacky (woofs ineerest rates and yields, 5 available at The nwsimenl objective and risk profile re spec it to business These funds repayable yam your downed.
statement or receipt k wring or if you need more wmtrubscordwieepmelt. from your Fnancial Advert' each account and may may between you acorns This total is reloaded in cement mind closing vale
edomation rout a transfer on the statement or or by calling KO-762-1000. Deese advert the Firm promcdp in tuning of ay
recept. The Firm or Card ILLY (as appleable)must synficant change in you Maoist situation or Landing information
her I rom you no later than CO days after the km U Th P e S F F in in n a A n c a i a rr l u S n a to m r b dF a a rib m < e c n .- r p r r e o n te * c *N tio o n y ProNetion i c n h v o e o s s tm e o en re t o o b f le th c e tr f e o s lb F w o in r g e a ;m ch a a r c m co o r t d o h b e je ld c , t i y v o es u . F a o n r d & d t o a c r k e m d r i e n a fo . r r e m fe a r ti o to n y o o n u th C e l i F e i n rm t R s e le b e ti d o n n g r i p p a dres
SDNY_GM_00027208
CONFIDENTIAL
EFTA_00137828
EFTA01278565

Important information about your statement (COnthlUed)
Arseement or ACCOn Agmerrmi ad the General - We pew ale use he closing price when Math* Cr liquid and wen a they can be sold, tie wk. — h addaion to cornrnissens received n connection
Toms rd Conditions U3S Stemmed of Credit Practices Ow mean of the bid ad ask poses for listed received may be km than the per share estimated with the sale or destitution ol may contract
available in egeements andO laf:acres at sautes and optima or only bid prim for OTC vitae provided n the accost statement, and snit investment but inks tows clients, we
jaw ten rombrani inretrAsu vet. searities. rider our affiliate recerve reverse skating
- Less actirey traded securities may be priced using a • Reabicted securities. Restrcted secant generalY compensator, from many of the insuance
VOW Meld valuation model a the most recent woe we ae not currency etrgble for public sale. U8S Finatral companies UnderMarg the amity contracts,
Your statement itemizes secuntres ad other Matta held clowned ad may not reflect in actual market price Sonde ism the make' priced the unrntricted stook affirms a dw iturana ccerawries or sponsors of
h the award at the end of the statement wrist You a value of We sane issuer as an inpated value Ice We feast imestmmt tuns we distriate.
may ask for dekrelY Of Uhf pad sallies at anytime. - Certain positions may appear akillio_il a pica and restnted sack ibrourposes of the statement o* To - Our affiliates also rect., trading commosions and
You May receive securities vied as loan collateral after will tars as 'sate was rot evadable • it we are the extent tat retitled seasties are elgble to sale, other conveniencesfrom trawl fuck and
paying any balance cis an them. Arry securities triable to obtain a price fora Hardy. the value received may be tbstanualy less than the Strata companies unose products we derloute.
transferted to he Firm datrg the statement period are - Deposit a securities denominated ilCUITarCin imbued vabe town ▪ We receive en arruiA fee from UBS Bat USA and
listed at market value at of the end of the stational other thin U.S dollies are reflected at the etching. LI35 AG Stanford Branch of to to 425 per scan
period. rate as of the statement date. • En. (estimated) income. arrant yields and rates sweeping to the barks under the UBS Bank Sweep
• Cost bask h detanining the cost basis of the - fa certain seariles trading n non-coal ormrig M estimate of annual income is based on current Programs.
securities incbded in this statement, wfwe indicated denornnations. price ad quantity (face vain) may dividend ad interest rates, assuring One seances will
wih the number" I, • .55 F nat' Services has relied have been Aimed to facilitate proper Muslim be had for ale yew from statement date or until Adivity
Cel information obtained from sources other than V65 To obtain Mean quotations. whin availabk. contact maturity The intimate is** a gudolne; accuracy htionnabon dotting commksins and other charges
Financial Senices, including information hem another you Financial Adescr. and continued income are not gusseeed Soared h connection with he newt:not wades,
rim a Out sumac have raided to yea finaxial - Estimated anal kerne and cured yield for itlafrg option Vanuctions has been incbcbd on
Athisor. The Film Wel not irdepercknely verty • Private irwearnems and 'Proctored products. certain types of makes could nckide a return of conliMatiore piewousy furnished to you. and ell be
gairantee the acaracy a vaklity of ay ireormation Private nwstrnent wont an (et birg dress principalor capital gains in which case the est profiled tory promptly on recant.
provided by sauces Car than 1.E5 Senesces participation program a-d real estate investment ins income (a-dcurrere yell would be overstated,
▪ aXition although UPSfinned' Services general& welshes) and structred pixdats are generak highly - Estimated anal income and arrent yield and the Shan selling
Laxlates hs nkrmation as n is receniet the Finn Iliand. Celan stactised weals have not been actual ?cane and yield ntroft be lower °, higher II you are engagedin short sinew a security, you may
does not provide any assurtroes that the it imation regetered with Ow Securities and chs'ge than the estimated aneunts. har a charge die to certain tonowrg costs for that
seder 'Cost bate rd "Unrealized gar/lose is Commission or under ay state secure:tn. We - Are *stink of trudged income (dividend mace partbulie seal*.
accurate as of de date of this statement. In such Provide estmated yaks, for private investment interest) divided by the current market
please dons rebs on this nkernaion to make seositis and sktolured products for idamatisul valet average balance is based cn the Last dividend Open orders
pa-chats sale decisions for tax purposes a purposes cny. Atarary snot guaanteed. or interest payment nude by tie issuer and Regarding wen or • gad-till-canceled' ceders tat
otherwise. Accounts tranderred to tie Fim may - These vibes may differ absurd* Iran prices il S59-antS fat searteadepasts will be held for one were not executed by the Stattalitta date, open buy and
reflect gal loss infamatin only for the period if any. at which a pride nvestnerd litY year from the statement date or until maw* sea slop orders are retard by the anoure of dividends
tine they are held a the Fmk More hiaorical matured product maybe bought or sold and do Accuracy rd continued yell re not diara-ileed or n4stsn an ex-dividends a rengnis dee unless
information can be added by you- Friatial Advisor. rot necessitiyrwreserd the vats you mayreceive inflated otherwise by yo.s. You are responsbk for
span liquidator. • Assets not. held bytes Financial Services. Cenah order' that are executed Oa to yeti ladurt to cancel
• Unrealised gain/Iona %teen data aawilabk. - Third patty inflates of vain are as if a certain wets n rot held by the Fran arena *whin the wining open orders.
ouinated sweated suinilowes are caw/ailed la date ad we supplied to UBS Inarcid Services on a Fern's possession or ccntrol. These assets are
hofivitial tarty lots. The transaction data for rettar basis by an independent valuation firm. displayed on loos staternerd for informational Paler,
holvilial lots may or my not ref lett ammissens, - baser. general panne- ce sponsor estimated values. purposes onfy. Positions and values presented we To obtain a copy of as current Client Privacy Notke.
rZanctor security reorgrizat en ewnts 1 cry, are applied to the Finn by the issuer, provided by dal Psu'rg fern. UBS Financial services is pleat coital yes F nutria' Achisce a vert our websik
cl and other reinvestment lob rd systematic general partner or sporpor and my be tabulated not reparable for Ow information and does not at tan, oat ram/atatnartirer
puchaw lots are each combined to divots, cm bawd an deferent information fran that used by guarantee es accuraey. Tee 'sans ore rot protected
awraged lot The 'Trade date' flanpresentsthe third parties to delve teirestinated values. by SOK or the minis supplemental9SC coma?. 1.85 Finatid Serckes is not a ba-k The PM A, Business
aged transaction trade dale. - You can obtain aedilorel information regardtg Services Account ESA and IRMA are brokerage accounts
the metcoblegy used to determine the estimate d • Revenue sharing and additional compunratices 'nds provide ace's so banking scrubs and prodats
• Callable wombs* Bonds and preleaed stock that value and the dale of the Hamelin that is the — In addition to commissions on saw and )toi I lees trot* atrangements was a Awed bat ad other
the bluer eats for wry redeniptan wit be selected basis fa the eoimate by contaning your Financial received n carectien with the distribution if Ihniparty banks, ad provides access to mace and
Marialk by lot from ammo; all tenant of that AdvEor mutual krds to our dents we enter our Abate rota [roans Wad by unaHiliatedthid-paty
issue held in outman& cc in non*** nano for or - Third party 'singed vales may be reelected as receive revenue shot() payments from distributors Yourrce companies through insura-ce agency
clents. Call tease *muter) is cbtaned tomthird 'Not priced' in several situations Mien an ardor advisas of thenatal funds that we sell. subsdiaries of UBS Financial Services Inc.
parties and h actuary is not gw-anteed. Other call idepenient valuation fim has not %Malvin:I or is These arrant are based on two Merest
loaves may owl which coull Slat nob complete treble to assign a vats. when we become "wee torrporents (a the flown of tit by UBS of a lwasa-no-il. imura-ce. and a-ruity products,
idarnaten will be provi*d upon request that a matenal event has ceased that may call a Palicutir mutual fund I amikt to our clients: and 8) Not FOC tared • No bank guaantew May lose vas
peevausy reported value no question. or vnen a the asset value of a particular mutual fund famikes
• Certificates of deposit (CDs). CDs are HNC nsured value would be highy *toasts due to tie nature shares held a tie trm RUA. Resource Management Ann nt. Business Services
cep to 42 ba,000 in principal and accrued irate.' per et the security. — We and ar allAate ako receive *waking and Account BSA. 'DM and intonational Resource
depositor ard per depository inoatiors in accidence - When neither an issuer, general partner or wonsor orrnbus precasting fees n cornderation for Management Accost at registered service malts of
win MK Ries estimated value nor a thrd-paly estimated was is transfer agent services that we prowie to the UBS Fnacid Services
modal the vats el the seanty Wit* dikter* mewl Knob These fees generally are pad from
• Prize/value Prices twined f or securities and other Iran its paths* price. investor asses rite nutua 'lurid and are a hied Visa Signalua is a regetered unite mark of Vise
medals may be higher or lows than the price that - •Detributian to date' may indude mean of dais amount based an the amber of accounts at Insematinat U3SViu Septae cede cads and IBS
you would actually receive in she muds. tics an capital ncome orboth. the brokertealer Isolfncflutual funds of that fund Visa debt cards xe issued by UBS Barg USA with
obtained from varkus teed party sources whits we - 'Original unit size' represents the hkial offering fanity Permssion from Visa U SA Incorporated.
beleve to be reliable, bit we donor courant* then peke per use axial./ not reflect you con base.
accuray. - DIP ad unlisted REn sautes at not listed on a UM Financial Swine Ins Rev 201604
national securities exchange, and aro goner*
SDNY_G M_0002 7209
CONFIDENTIAL
EFFA_00137829
EFTA01278566

SUBS UBS Financial Services tic Resource Management Account
299 Park Avenue
10171.0002 July 2016
cnnoos6s429t one
M 0
NIS IN MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: Indio: Balyasny
Account number: In SS
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Pho,e
Questions about your statement? Value of your account
Call yOa Financig AdviSOf Or the
RMA Resourceline at 300-RMA- 1000, on June 30 (11 on July 29 ($)
account
Your assets 899,041.00 896,407.00
%sit our websita: Your liabilities 0.00 0.00
www.ubs.cornIfinancialservices
Value of your account $899,041.00 $896,407.00
Sour an of your account growth
Tracking the value of your account dining 2016
Vzdue of your account
at year end 2015 $922,621.00
I Thousands
Your enestment return
9226 899.0 896.4 Chave
• market value 426214.00
Value of your account
on kd 29, 2016 $196407,00
Dec 2014 Dec 2015 Jun 2016 JJ 2015
SDNY GM 00027210
Member SIPC 007000T005654291 NP7003I 9518S 00008 0716 030575004 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00137830
EFTA01278567

*DUBS Resource Management Account Account name: C.C.PNIE V. ELL Your K vandal Advisor.
Friendly account name:Indiv.ialasiy SCOTT STACK MANLYLE CASRIEL
July 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29181 your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
E Non-traditional 896,407.00 100 00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $896,407.00 100.00%
Value of your account $896,407.00
Eye on the markets
Percentage change
Index July 2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNP70003005654292 NP7003195185 00603 0716 030575004 COSDIYGM000272,996 2 of 6
CONFIDENTIAL
EFTA_00137831
EFTA01278568

Resource Management Account Account name: GHISLAINE MAXWELL Your Fi sandal Advisor:
Friendly account n erne: IndiiiiBal SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account
July 2016 (3) Year to date (8)
Opening account value 3899,041.00 3922.821.00
Change in market value -2,634.00 -26,214.00
Closing account value 3896407.00 096,407.00
Summary of gains and losses
Values teponed below exclude products lot which gam andiosses ate not classified.
Realized gains and losses Unrealized
July 2016(8) Year to date (1) gains and losses (1)
long term 0.00 0.00 -3,593 00
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact your
Friancial Advisor or Branch Manager. You can find a ful description of the alternabve
investment objectives in imponain information about your statement at the end of this
document
Your return objective:
Current name & capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibikty consideration - None selected
Your account instructions
• You account cost bass default closing method is FIFO, First In, First Out
SDNY GM 00027212
CNP7C003305654293NP7003195185 00033 0716 030575004 000Oco Paso 3 of 6
CONFIDENTIAL
EFTA_00137832
EFTA01278569

$UBS
Your notes
anamoosaus.mommoomeomearnmotnrAnsoccgmy c,,,, . 02,A, • a s
CONFIDENTIAL
EFT,00B7833
EFTA01278570

Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor:
*UBS
Friendly account name:• In div..al aSiy SCOTT STACK MANLYLE CASRIEL
July 2016 Account number.
Your assets
Some prices, income and current mites ShOren may be anorexia-we. AS 8 rest*. gains dad lOsses may riot
be accurately reflected. See rmporranr inraralab0n about your sfetensent at the end of Ins documeM fOr
more information.
Non-traditional
Private 'fluty funds, Hedge funds, and Other investments are held in yOd US$ Finarcial SPM<es Inc. (UBS Edit-netts of vdue suppled by issuers of Certain ;dorms (which are gene taiy 'net asset vaue' estendeS)
FS) brolerage account. the pennons reported below reflect the recoils of the issuers, and UBS FS does not are shown as ' lower est. vaue per unit'. For Merge equty funds, 'Est. value per unt' is a vaue updated
guarantee the accuracy of the I domeion The vdue shown Is not necessarily the value you utak' receive %latterly, based on the Net AsSet value NAV') in the fund as or the dote sped fed busted by ailing
from the Issuer if you sd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, exile' calls and subtracting dstnactions 9nce the NAV date The NAY is primarily based on estimated
dthough the level perforrnedrney vary A dosed fund may be subject to noongoing digence A fund that portfolio yams peonckd lay the underlying fund sponsor. These two values may vary became of differences
you purchied elsewhere may never nave been subject to UPS FS dligence. although UBS FS may receive a in the way they were estimatedandbecause the • Third party ed. value permit' trial have been prepared
fee from t* funds manageI, which may constitute a mar)rity of the rrtanadernentincentive fee. Please come basis d financial irionnaton other than yearend. Reported estimates may not reflect resale,
contact your Financial Achnor oath questions 'Est vaue per unit' is an estmate of value supplied by an liquidation or repurchase vaue, if any, and may not reflect dst abuttals of oxide' ode the next valuation is
independent valuation fun and reflects adjustments for factors such as the equidty of the units. reported, generday On an annual orserrtannual basis See Important informatron Ober yourstarrement at
the end of this statement.
Hedge funds
PurchaSe Odd
Number Aveldr once Client Cost Pace per share value on unrealizeddad tmesonent Hddrig
Hcldng of shafts per shale (1) investment (S) basis (1) on PA 29 (S) Jul 29 (S) On or loss (1) return (S) period
ATLAS ENHANCED FUND LP
A/00630/16
Trade date: Sep 25, 14 900,000.00 900,000.00 1.000 896,407.00 3,593.00 LT
Your total assets
PerCentage d Cost Estmated Unfeigned
vaue on Ju 19 (5) your account bass (S) annual incur (S) gain or loss (s)
Non•traeltional Hedge fu ads 896,407.00 100.00% 900,000.00 .3,593.00
Total 6896,407.00 100.00% 2900,000.00 -63,683.00
SDNY GM 00027214
C HP70009305654195 NP7003‘95185 00003 0716 030579004 000000 Pap S of 6
CONFIDENTIAL
EFTA_00137834
EFTA01278571

*UBS
Your notes
c.,00pp0$656$O6 an0O0,956,50.06,65.65,.., .640%,,m2,21,9. 6 6, 6
End ots...........1...S5
CONFIDENTIAL
EFT,00137835
EFTA01278572

Important information about your statement
Financial Services Pc. (the Firm or UBS Fnercial sent yOU the Int statement on which the error or Corporation (UPC), which protects UOSIOS escorts of • Produce Cunene income: hinkstments seekng the
Sena** is a merrber of all principal acuity, ccmrrodty problem awned. its menters up to $919000 (nicluding 12 50,000 kr generation ol icon'. eery.
and cobra exchanges. UB5 Financial Sancta and LES - Proide your name ad accost rumba Of any) dabs for cash). The Slit anal protection limns ache to • Aches. Cape*,A pdadation. Investments seek rig
Eta* USA re i-died subsidones of UPS AG and - Dewar the enorortie wander you revere all amosiff that >who* h a partiality canacity. yowl) of principalrather then the gerersair of
affihaes of UBS Smarties U.C. The Fire's benoal about, inisplain as <Pak as you can why you The Fna together rinds certainaffiliates, has also imam.
statement k available upon repro. The Font exeorire believe a is menu or why you need more purchased orpiment* protection. The madman • Produce Combaubbn of Mame and Capital
off Ms re a. nodeair amount payabb so al age. rfiarK, CONIClink sada oAfp ptedaton. Ivesinents seeking both the germeator
- Pria the dole arrant d the suspected error. this protection is S500 milion a of December 10, 2015. Mame ad gromh of prixtal.
1115Finacel Sermes lx. Subject to the poky ordilons ad limitations, cash a
1200 Harbor Qaulevard The Firm or Card Issuer ea hastigate put compait the hem is further protected fo up to PI .9 million n the Oven° Sc profiles
Weehawken.. 07086 and oral correct my error promptly. For alleged mots aggregate kr all your ',Mulls held n a paikula • Cense/vane. Seeks to mantan nilikl pacipal with
imokiing UBS Vetakdebil cad tramad ism if we take canary. A ful copy of the poky wording is mailable
r L ' ° T m o N B hi t S i s e c b F s o l e o t i l n a r t n a t e a e n l r m i p c e d l i d e e a o n a r l c S s t a u r e e e m r n r p v e e i r c p n e I e o t I s s s r y e . a t n o c c t t o c u s i o m n t b h u t m e a n a n t e c r . d n l e O f i g / a t o t h t h c e f e e f o l i y r r c n e r n i f e a l i c s i l c m o r a i e r n n d i c n g s o o i , d s r a & a d ; t r r t a o e o a s f p t h y h t o o e u u l ' d m y y la o o k o u e n t e o s a t u i h c l s c a l t a o n o v r 1 c d e 0 o f t m b h o u e r p s l t u e h s t e e e e n a o o s m u f d r o d a n t y e a s r e m to s y o o t d n ip u o e t t y t h i h o d : i n i s l r k . , a w is g e in t w i e e i r ll r t c o i r n r e , e d s i o i t t that r • b T a o h C e t n h S r d I r a P e o C i q n n u p o e f r t n s o a t n t . p e c p c i l t a y o l t r o a a s s n e d t s th c e o n su tr p o p ll l e e d m b e y n ( ta a l n p d r o a t c e t c d ti e on d n • M t l i d n o a o a f w la t d m r t m e i i s o r ' e k . a n a o . t a e n r n s r d W e t h t k u i e o ll r i l n n a a s g t c i l r t e c o d y o a s t o c m t c d t a e h o y p e e t r s a o s n o t x m o le o t e g a n r p is n k c p a a a to c w r e a p w i t s r i c i e g th O v n e i a t n c l a a r n e d
Branch Manager of the afire serving your account. Please mire all cheeks payable to the Fan or the your alto value) but hell away from UBS Financial tolerate some notary to seek higher returns,
lasincial enter:on bleated on he front ot the Services certain 6) cash at UBS Bark LEA, 00 • Aggrtmeur Wiling to accept hist, irA to primal and
Altmogii el figure shown re intended to be accurate. statement In addition to regular *con fees, accounts cash at AG U.S.banrhes, (4 insurance roans, high valet lily to sea highreturns over time.
statement datatficukl not be ja-td tee purposes Rely may be gasket to maiienarke Ina changes for late including waitiale annuitiet, and ein tires of ITUOLUI • Mestere Elgadiry Consideration: f Wlia•O, a
soli/ on yerend tax lams, , Form 1099. 5499, payment kr securities purchases and charges kr unpaid funds where such sham re registered cramp in the P:Mon of the portlolis fo r that account may axe,*
10425. etc ) when prepamg your tax return. The Finn a arnasits n cash octants. Accounts that re transferred name of the accord holder on the books and records complex granges, leered liquidly 'Andreae
requiredby law to report to the IRS all taxable &ideals, to other MM.:lens may be subject to a Vander Pe of de *Pica* eraser a transfer agent), voUtiky.
mortar* nonauble clatiikna and uxtk enterer • Wain nwsb-nent contracts or inasiment interests
erred en semen, held nyeu exctra net peceeds UBS Sweep Options limited transships end pewee placements) hat Statement theureheldier
on see framaclim-a, aid cos* basis on cotain soared LES offers options kr sweeping cat balances. balances aro col reddened rider he Socurkiee Art of 1933; We may ocescordale all related account ligaments with
seculars to bat deposits at UBS Bak USA and LES AG Stanford ad the sane addess n the tine envelope, tettee
touch (Bak Sweep Proofarrs)), moneymaker mutual • Commodities contacts foreign exchange and they have owners who a10 maintain foal account
Czeanmiciallans with the Mat herds (Money Funa) and the international Depose preccus metal conracts). includarg futures contacts rebt reships well other dents a the sane address. If
• Pleaseremain, sty oral communiations in wring Amara (DA)for distances with an Marotional amt conmedity open contract. you Feeler to resents indnichal natmente mailed in
tofurther protect your rifts. inducing your ott55 Rearm Management Account. Through the Bait The SIPC protection and the supper/menu' protection*, separate envelopes, you may desire hasr,eholdng by
under the Seanties Investor Protection AO (SPA) Sweep Programs, cash banes re swept to LES Bank not apply to these assets nen if they otherwise appear calling pat financial Admor
• 11 The hoax* institution on the top left of te front USA we to an established knit ad then to UBS AG on yob statements. Tye SIX protection aid the
of this statement isnot LBS F natal Strokes, LBS Stanford Branch, or a Money Fund. Deposits at LES sareffarnental protection do not protect again changes Friendly Gamed name
Financial &mien carries yeas acccunt as dewing Bank USA atr1.e C insured in accord . withFCC tie market vale of rat investments (whether as the Fierdp acccu-4 name is a custom:a* 'nickname'
tacker by arra-gement both the rdcated insteren ivies. Form information please satwwwidic result of market movement issuer balsruptcy or chosen by you to assist you with your recomffeePeg.
We informal you of the relatonshin when you Deposes at AG Stanford Brach ad shanks of othenke) has no legal effect CO yOuf account You can change
opened this accost h the cast your tuta and MireurFuxb are rot hated by the WK. More elimination is haat* sccn recuest rat hiend9 OCCOLIO names. through 0111OP SerVIOY5 a
rarities tre located a LOS financial Sereces and rot YOU may obtain more information abut by contabg your Fronoal ether.
the eitcdarg broker, and youn ut make a report Through the DA, mailable t es are swop to the SIPC Brodant. by creating SIPC at
of any ear or omission to beth firma. As described depose &cants at UBS AG batch and LBS or by suiting the SIPC websee at ma Spec Account overview
the account agreements, you must no* us of an? AG Carman Ranch them deposits arena Mired by • Value or yon attowittpon(olo. Net of *sets and
errors or Paid hoofing sheds reflected an your to FCC. Baines held at the Les AG Cayman Brandi Dividend Reimertment Program (DRIP) liabilities
statement wrath 30 days Mks It was mailed or made are temporary reposed to the sovereign ink of the the prim reflected is an ameba pee. You may °Pan AM b troLdes awl** cash balances, values for
available. All stateniers Malta deemed corrplse Colman vardc, and there is no guarani** or other the actual mice from yar Freer Advisor Only whole restricted usury tot ), and GlobalTire Deposit,
and accurate in all other respects if not Okitelltd10 othgation of UBS AG to repay to Saxes while ion the shares re purchased under DPP; easel thins will be amazed marks to ma-ket, andcertain assets not held
writi-g seethe 60 days LES Cayman's Brach's books. sold all the cashM I be deposited es your account the by the Firn. Does rot include unpriced sectritielassets
• Please deed customer canplaaes or cividerd renvestment pace applied by the ester may at the end el the ;nor and curet statement (roods, or
Finn Clem n elm Deposes at LEG Bali USA and each UBS AG Branch are •ffer liom the make peke al winch the partial shires priMe inessentna invested stock options and
or toll**. id flbg AM to6On P.M not protected by SIK. Money Fund shwa are protected me sold eerscable stock options
FT Monday throng y, or in *Meg to LBS by SIPC. See 'LES Financial Services Accoont Proiecten' • tithildes Includes debit balaxes, astranding margin
iiirgal Sancti Ix., Cli Relations Dept/tient, below. Caltrialieu bans, credit lea short account balances.
766 Union Coy,. 07097. Crop whole urns maybe headily:8s acmunt. If you ore • Casamoney balances. Total of unimested available
• In case of errors or panto:co about an electronic Upon your rape*, bale-on in the Bank Sweep entitled toenail/ unit a a result oinks/deed parent cash balances, plus dmoset Saxes at UBS Bank USA,
lands transfer On BS Vaardebit Program or DA may be withdrawn and that, of a or istherwite, hee Firm will other sell partial snit * LEES AG LIS Branches ad money makes mutual fund
card transactions, call ce incite to UBS Money Furd may be lipuidated, ad the proceeds marl* price or accept an amotre determined by a sweep Saxes. at the thus of tie stamen period
Financial Semis* Inc., harbor B14, 6th Boot returned to you or your seosties account regigered cleireg agency, aid credit yar accost N:n-catradity free meth Saxes in yes account are
Weehawken. 07066, Attn RIAPBOA Strom& rot segegard from other balances and the Wm may
Frew akematon about available sweep opens, Imanment objedbee IA! Sly of these bads lithe ordnay course of is
Cs cr way a soon en you can, if you tea yam noted-4 cumin interest rates and Pads. 5 available at The ilonlnIell objection and risk profile re spec Ilk to businne These funds repayable taco your awned.
statement or receipt is wrap or if you need more wmaubscomrstreeppett. from your Froncial Advice each account and may may between yob amours TIM total is included in 5.7 anent pored dosing Vibe
arkemation and a transfer on the statement or or by calling KO-762-1000. Nese advs. the Firm pronctly in wining of ay
recept. The Firm or Card Oaf (as pookable)mast sonlicant change in met Ionia situations Lending inlonnation
her from you no later than CO days aher the Fan U Th N e F F in in n a r n t c e i a m l o S n e it n or io e r f a th t e t T a e i e n ' p n r u o t t e h c ., t v io e n er OcuturtiNn i c n h v o e o s s tm e o e n n e t d o m f e th c e tiv f e o s l o F w o e r g e i a n c e h r-t w vo a m n it t e h t e :p ld itc , h y e o r u ' F a o n r d d d e o ta cl T o e s d tr i e n s fo . r r e m fe a r ti o to n y o o n u th C e h F e i m rm R 's e l l e a n ti d o i n n s g h p ip r ices
SDNY_GM_00027216
CONFIDENTIAL
EFTA_00 I 37836
EFTA01278573

Important information about your statement (tOnfintlell)
Agnement or ACCO-al Agreement and the General - We prefab/ use be closing price when avekke liquid and ewn al they can be sold, tie prke — h edition to cornmissists received n connection
Tarns ad Conditions LES Statement of Credit fraction Ole mean of the led ad ask prices for limed received may be ISIS tun the per dare estimated with the sale or Mtnbution of may contracts
boilable in Agreements andD imbsures at secuilin and option; or only bid prices for OTC valet provided n the toomt statement, and int investment but unit, bow clients. we
mop obi maltreat lorekrinto met searities. alder our aChliae receree revenue Mating
- Less 3Ctivair traded securities may be priced usty a • Reatictad securities. Resisted seasites oneralY ampertsatim from many of the ensuese
Your assts valuate:et model or tie moss recent pct we am not clammy etgble for public sale. UBS Financial companies animating the amity contracts,
Your statement iterniees securities and other assets hell obtained and may net reflect in actual make price Straits, use, the mass priced the unrestricted stock aft/Jams ct be Murata ccerpsies or yawners of
it the award at the end of to slatemrs period. You a Sue of the sane issuer as an imputed value for the beast investment tuts we disttote.
may wk for de1ary d tuft paid startles al erg time. - Certainpositions may sow vato_t a price aryl wasted stack ibroorposes Send statement orgy To - Our aft/Bales abo remit, trading commosions ad
You may receive securities used as loin collateral alter will tame as vice was rot avatlable• it we ere the extent tat resigned sectrities are elgbb to sale, tote conigensancri from maul funds and
paying any balaxe tie on them. Any securities unable to obtan a price fora scanty the value receieed may be abstanualy less thanthe Maas companies whose products we &name.
tensioned to be Firm cistg the statement period ale - Deposits a securities denominated eICIJIT0-00 imbued vein down - We receive an anal he from UBS Bat USA trot
Ikeda market value as of the end of the stab:rm. Other *an U.S &mO am reflected at the 'whiny LES AG Stanford Ranch of to to 425 per moue
period. rate as of the natemeM date. • Est. (estimated) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost 6a...indent's-Sing be cost basis of he - For certain searbes fading in non-conformtg M estimate of annual income is based cn current Programs.
securities incbded in this steamer* were indicated denornnations pine and qua litydace woe) may daiderld and interest rates, assuming tie seosites will
wit, the number" l, • WS F nand& Services has relied have been adjusted to facilitate acme Suatim be held for one yew from statement date or until Activity
aninformation obtained from sources other than UBS To cbuin current untabre, when availably. contact maturity This Mina*/ *only a gudolne; accuracy IdoessUnregareingtommksOns and otter chases
Financial Senates. including information hart another ybr F a-col Ader xr aid continued income are not gum-attest tared in connectim with be execute:not trades,
rim a that sum* have grovided to yes Finaxial - Estimated aresil income and Parent yield fa beading option transactions has Leen incbad on
Adam The Finn does not Meow-canny verty a • Private iimesonente and 'trammed products. certain tapes of leashes could mcklle a reties of tontMai:es pretusy quashed to you. rid cull be
gases the accuracy a vaIdly day Sarmatian ravage roomer* :sun as (string drat prink/alor capital yaks in which use the est prodded to rnuprorrptly an repast
provided by 30.,)05 other than LESPi-uncial Seniors participation program ad real sate investment tut income (ad oral yell would be owntated.
In wettest although UBSChricial Union greralY washes) and structred prolds are gineralY highly - Estimated anal income and anent yield and be Short selling
Ludates fhb nftrmatirn as it is recessed, the him SUS. Celan strutted retests have not been actual Sane and yield mitt be lower°, higher H you are ergaged in short selling a security, you may
does not provide art, assuraxes that tie itrmatim regotered with the Securities and Exch than the estimated amounts. ila-r a charge dm to entrain tomowig costs for that
seder 'Cost bans° ad *Unrealized god lose is Commission ce under any slate sinuntileTass. We - An *nine* of a-rubbed income (dividend enact partkulst security.
accurate as of the date of fhb statement As such amide estmated vales for pirate investment interest) divided by the current market
please do not re+, on this nfarnalion to make searkes and Sutured productsfor Scrmaiirol valsiaverage balance is based on the Last diklend Open others
puchne or sale decisions for tax puposes a purposes my. clattery era guaanteed. or merest payment mode by tie issuer and Revelling open or • gni-till-canceled' odes bat
otherwise. Accounts turderred to be Fim may - These values may differ abstami0y km prices, il amines he sensitised's**, will be hell for one were not executed by the Stlittniett date, open buy and
reflect sal loss infarnatirn only for to period d any. at which a p-WM imestnerd rat year from the nehmen( date or until maturity. sea slop orders are waxed by the amount of dinderds
tine they ye held at the Fim Morehi:coke] structured product maybe bought or sold and cb Accuracy and continued yell am not guaranieed or rig-its cn an ex-dividertb er rwntrls date unless
tilcematcn can be aided by sex Fnaxiai Advisor. rid necessztiy represent the seamyea mayreceive tanxted crnenvise by yoa. You are responsbk for
upon liquidator. • Assets not held by tl€S Financial Services Cenah orders that are executed Os to your baure to cancel
• Unmanaged gain/Ions WI/en data n awilabk, - Third pity *steams of vale are as el a certain oases ere rot hell by the pint arena wenn the east ig open orders.
*singed urreaired guinalown re cittAalod date ad are supplied to UBS leurcid Syriac on a Ferns posse-15m or control. These meta ere
roferilial sea" lots. The transition data for reglar basis by an independent volution firm. &pawed on your statement for informational hives
talvilial lots may or my not ref tea commisions, - baser. general panne- or sponsor estimated vales. purposes only. Positions and values presented am To obtain a copy d as current Client PrivacyNage.
rZaannttlleerr security reagent:aim events al ay, are suppled to to Fins by the issuer, provided by to issuing firm. UBS Financial Services pleat contact you F nanual Achisa or von our *finite
cl and other reinvestment lots rid systernotk general partner or apintor and may be calculated not reucroble for the information and don not at wsw rnm/egivnmirev
pLeChS4P ban are each combined Iodinate, one bawd an deferent information from tat used by guarantee es mangy. Mese assets are not protected
awraged lot The 'Truk date' totem presents the third parties to derive their Minated values. by SHC or the Cirri's supplemental9PC commie. UEG Firmed Se-Mes e not a ba-k The AMA, Business
aged' transaction trade date. - You can obtain aedilorel nkernation regarding Services Account BSA and IRMA are take-age accounts
the metccblogy used to determine the estimate ol • Revenue sharing and additional compunratics which provide axes so banking services and acacias
• Callable sooskles Bonds and pefeered stock that value and the date of the Hamblinthat is the — In addition to commissions on sits and I.1b.1 lees *Kt* annrilerilt with afI Rated baths ad other
to 'any cal, for eat redempion will be selected basis fa the eatimate by contacting your Financial received n correctionwith be distribution et Ito:urry banks, ad provides Mtn to roisa-ce and
iromialy by lit firm anong all seaters oC tin Advisor mutual &Ss to ow dents we meta our ARM arrnumY addicts hand by unaHiliatedthid-pany
c is li s e u n e t s h . e C ld a h ll l o e w as n e am it e a o n r a an t i n r o n m is in o e b e t a n i a n m ed e f f r o o r m o t r h ird - T 'N h o ird t p pa ri r c ty e d 'd o in n s n ev e e d ra v l a s l w es a m i a n y : b e w r h e e fl n e c a t n e d as r a e d c* i a `g a re d v v e is n a u s e o s f h t y h in e g n P a a t y a m l e fu n n ts d I s r a th n a d t i w O e n b se u l t l. o rs s e u m bs i i r d a ia t r e ie c s o o m f p U a B n S ie F s i n th a r n o c u ia g l h S e te m u it r e a s - I c n e c . a gency
ponies and in accuracy is not garantord. Other call I-dependent valuation lire hos not %Slakeda it Mese arnants are based on two &fermi
fears may Mat which surd aila ct meld comrade unahte to assign a mem Surma become ware corrporents (a the amount of sale, by UBS of a Imestnent, Murata ad array products,
inIcemation wise be provided upon request that a material event has tamed that may call a Palicula mutual fund family to our clients: and 01) Not FDIC Mitred • No bank guaantew May bse value
premusy repined tote no question, or when a the asset value of a particular mutual fund Panty's
• Certificates of deposit (ODG. CDs are FDIC ensured value would be highy *masa* due to tie nature shares held a to Iran RUA. Resource Management Ave.,. r, Business Services
',pia 1293,000 in principal and accrued interest per ct the murky. — We and as Albite ate receive networking and Account BSA. IRMA and intonational Resource
depotte and per depaitory inottixt h accordance - When neither an Suer, general partner or sponsor combs processing fees is consideration for Management Accost am registered service maks of
Mb FDIC nabs Minuted value nor a third-pay Minuted vat* is trader agent 14200e1 tit we provide to the UBS Fnancii Services Inc
provided, the glum at the security Mite dinerent mutual's* These feesgmxaly are pad from
• Priahalue Prices displayed fo r secumes and other Irina itsouches price. investor asses n the maul lured and are a Crud Visa Signal* is a rot9ditettdtellite mask of Visa
prods may be higher or lower than the price that - •Datributicen to date' may induck return of dais amount based on the number of accounts at Memel Mat LGS visa Signature cede cads and IBS
)0J would actualy receive in be maker. NS< are capital ncome orboth. the broker dealer holing mutual funds at that fund Visa debt cards are Sued by UBS Bart LSA with
obtained from varkus bid party sources whit. we - 'Original unit size' represents be rebel offering fa-nily Perrresson torn Visa USA incorporated.
beleve to be relable, but we do not comrade* thee peeper unit &rimer not reflect your cost best
accursy. - DIP ad unlisted OUT stasis are rot listed on a UM Financial Semis, Inc. Rev. 201604
national securities exchange. and an generaty
SONY_GM_00027217
CONFIDENTIAL
EFTA 00137837
EFTA01278574

ties Falancial Services
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
10171.0002 August 2016
CW70056338610016 El 0
HIS Inl MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: lndiv: Balyasny
Account number: SS
Your Financial Advisor:
SCOTT STACKMAN/ LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Cat your Emarcia AdtJtor Of tl e
RMA Resourcebne at 800-RMA-1000 on July 29 (S) on August 31 (5)
account-
Your assets 896,407.00 902,540.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $896,407.00 $902,540.00
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
S Thousands at year end 2015 S922.621.00
Your mestmmt return
Change In
market value -120,081.09
Value of your wont
on Aug 31, 2016 $902540.00
Dec 2014 Dec 2015 Jul 2016 Aug 2016
SDNY GM 00027218
PA•mkr SIPC CuPPDXE00562.3051 oP1000197t9e 00003 0316 030575004 000000 Page 1 6
CONFIDENTIAL
EFTA 001378;8
EFTA01278575

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Yourignancial Advisor.
Friendly account name:Indiv.tialasi SCOTT STACK MANLYLE CASRIEL
August 2016
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 (14 your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 902,540.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $902,540.00 100.00%
Value of your account 5902,540.00
Eye on the markets
Percentage Change
Index August 2016 Year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 801%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
CNP70003005633052 NP7000197198 00009 OBI 6 030575004 ONitlillY_GM_00027ABO 2 of 6
CONFIDENTIAL
EFTA_00137839
EFTA01278576

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi medal Advisor:
UBS Friendly account name:Indiasiy SCOTT STACKMANLYLE CASRIEL
August 2016 Account number:
Change in the value of your account
August 20I6(3) Year to date (Si
Opening account value $896,407.00 $922,621.00
Change in Wal ket value 6,133.00 -20,081.00
Closing account value $902,540.00 $902,540.00
Summary of gains and losses
vSues 'toned below exclude products lot which garb am:Posses are not ()Ossified
Realized gains and losses Unrealized
August 2016 (4) Year TO date 11) gains and losses (S)
Long term aoo omo 2.540 oo
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancral Advisor or Branch Manager. You can find a full description of the altemabve
investment objectives in important mfonnation about your statement at the end of this
document
Your return objective:
Current incase & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consideration • None selected
Your account instructions
• You account cost bass default closing method is FIFO, First in, First Out
SDNY GM 00027220
CHP7C008305803863 N77080197198 60:03 0816 0305790O1 cococo Page 3 of 6
CONFIDENTIAL
EFTA_00 I 37840
EFTA01278577

*UBS
Yournotes
CONFIDENTIAL
EFT,001312.41
EFTA01278578

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name:•ln div Bdlyalny SCOTT STACKMANLYLE CASRIEL
C IC Account number.
Your assets
acme prices, income and current waves Shown may be Epproximene. AS a int*. gains at lOsses may nal
be accurately reflected. Set rhiponant intosenabOn about your statement a the end of finis dxurneM for
mote infonwon.
Non-traditional
Private eqUty funds, Hedge funds, WO Other investments are held in your LISS Finarcial 5ervlas Inc. CUBS Estimates of vane Staled by issuers 01 Certain Pagans (which are generally 'net asset vaue' enir49frg
FS) brokerage account. the poutions reported below reflect the wogs of the issuers, and UBS FS dies rot are shown as 'Issuer est. value per unit'. Fa Piride equty f unds, 'Est. value per unit • is a vaue updated
9Jatantee the LK( wacy of theIdamnation The vaue shown is not necessarily the value you would receive quarterly, based on the Net ASH< value NAV') in the fund to of the date spedfed. a:tunedby add ng
From the issuer if you sd the assets. Funds acutely sdd by UBSFS ate subject to ongoing due dagince, cadtal calls end subtracting dst ',bunions since the NAV date The NAV is primarily based on estimated
athcucii the level performed may vary A dosed fund may be subject to no °Noon dligence A fund that portfolio varies mended by the underlying fund sponsor These Iwo values may vary because of differences
you pu fl ied elsewhere may never have been sated to UBS FS dllgence, although 885 FS may receive a In the way they were estimated and because the • Third party en. value per unit' may have been prepared
fee from l he funds manager, which may constitute a maonty of the rnanagementrincentive lee. %ease come bases ot financiatrionnationothet than named Peporled estimates may not reflect resale,
contact your Analcia Achnor with questions • Est vaue per unit' is an estimate of value supplied by an liquidation or repo 'chat vaue, a any, and may rot reflect dst Saultcos of capital until the next valuati at if
independent valualion arm and reflects adjustments for factors such as the iquidty of the units. reported, generay on an annual Or Seni.annua basis See knporunr inlosmazion attour your statement at
the end of the statement.
Hedge funds
PurchellePiKer
Number Average once Client Cost Price per share value on Unrealized(tar) imminent Holdeg
Hddng of shafts pet share CS) nvestrnent (S) basis(1) on Aug 31 CS) Aug 31 (1) censor lOSS (1) return (1) period
ATLAS ENHANCED FUND LP
A1007/31/16
Trade date: Sep 25, 14 900,000.00 900,000 00 1.000 902,540.00 2,540.00
Your total assets
Percentages Cost Estimated Umeaded
Value on Aug 31 (1) your &Mini baps (11 annual income (Si gain of loss (SS
Noa.traeltional Hedge toads 902,540.00 100.00% 900,000.00 2,540.00
Total $902,540.00 100.00% $900,000.00 $2,540.00
SDNY GM 00027222
ChIP7000300563386SNP7003197I98 00033 0816 030575001 0®000 Pap 5 of 6
CONFIDENTIAL
EFTA_00137842
EFTA01278579

*UBS
Your notes
.4aPiycmonong...
End of S5
CONFIDENTIAL
EFT,00137843
EFTA01278580

important information about your statement
U3S Frontlet Services Pc. (the Firm or OBS Finercial sent yOu the tell statement on which the errofor Corporation (SIPC), chili protects le0-rlieS accantsol • Wooten Cunene income: hvestments seekng the
Steckel), is a merrber of all principal acuity, ccmrrodiy pobsom *pared. its merrters up to $504000 (including 5.2 S0,0(3 kr generation of income ontr.
and options exchaves. UBS Financial Seniors and LES - Proide your rume rd nvort nimber (if am) dams for cash). The Slit met protection limits ear to • Achim. C•padAppnainion. inwornents seeing
Balk USA re ndiers subsilones of UPS AG and - Dew& tie eine Of the Wander you revere all accord that you head'n a partictia- cmocity. Torah of ordealrather than the generation of
afti hans of LBS Sautes U.C. The Firs lineal about, and splain as <Pa* as yeJ can why you The Pim, together with certainaffiliates, has also 'ane.
statement a available upon recites. the Font exeo.nia believe * is amen cr why you need more purchased ticapkilentaprOteCtiOn. The Madman • Produce Cora bauten of desane and Catpeieta
offices are a. apicematkey anoint payable to et *beide dints, CONKlink under Apprecraten. leresinents seekag both generator
- Frondethe dolor arrant C the suspected error. this afoot-ion is ZOO mann r of December 10, 2015. of Mame ad growth of priscpal.
U3SFina-kel Simms Inc. Stag to the poky mrditons ad limitation, rash a
1200 Harbor Oaulevard The Firm or Card Issuer vii hoestigete put comcdatt the firm isfurther protected for up to $1.9 million n the Overall rids profiles
Weehawken, 07086 and will correct any error prompts. For alleged non aggregate for all your accounts held n a paliculm • Consenratna Seeks to manuin Oita pixipa, wits
inekring UBS Viah debit cad Ira-nadir% if we take capacity. A hi copy of the poky wording is wailsble
U o T f h 3 f i i S s c i F s a t i l n a t a t a e c n k m c d i e a o n l o S t r s e a n p k e r e n e s s ts e a n c c t o c s o n th u t e a n n t o . n n O g ly t h c o e o f r f n r r d e a e c t m a re s n c t , o d s r a d k a o e s f e h y t o o u u l ' d m ) y a o c o s u r e c a a th c ll c a h o n a v r 1 d e 0 f t b h o u e r s t u h a s e e r s E o d M f a O t y i L e s • I m t t o y o c & n u e d t y h i i d s n t k in w is g e in t w h e i e r ll r t c o i r n r e , e d to i i t t trot p Th u e n U r P e C q u p e r s o t t . e ctor and the supplemental rcolectori t l i ' n o m h f w e l a a r t n m i i s o e e k n a o . a n r n s r d e t h t v u e o r l a a n t c , i l a c ity o l l s t o f t r u d th o it e e r s a o n c t o k o t e r g e n e p n m p er e r a e a te n w t s i i m g th n e it n k i a f rt
r o o m t i s b s e i o re n l i p e l d e a L s o e a r n ep I o I r y t o i u t i b m e m li e e d * ia t t h e e ly re n i s w a r n it o in r g to a t he lakes us to complete our mestgation. b • o C th r d o o n no fi t n a a p n p c l i y a l t o as sets controlled by (and inclicted n • Moderate. Willing to accept some ride to pircjoal and
Brand, Manager of the office wring your account. Please mire all checks papule to the Fern or tie your alto value) but held away from UBS Financial tolerate some totality to seek hgher returns.
finnwl insikair rotated on he front of the Services , certainty cash at UK Bark LEA, lid • Aggresses: wiling to accept hilt rids to pnrcpi and
Alltorp al tiger sown we Mended to be accurate, statement In addition to regular acorn fees, accounts cash at AG U.S.Wanatnes, (4 anurance recolias, high volat lily to seat high returns the time.
statement data tkuld not bias for to purposes Rely may be neopot to mantenerce tee., charges for tote including variable enmities, and (in therm of initual • Pere dnenc Eli** Conadration:f alerted, a
scleM on yerend tax fowls. , Form 1099. 5498. parent kr securities purchases and charges for unpaid funds where such shoes re reentered &tab, is the paten of the portfoliofor that account may Maxie
10425, etc ) when prepanng your teat return. The Fim arrant, n cash octants. Accour that at transferred name of to accoun holier on tie books and records complex granges, larked liquidity and rater
required by law to report to to IRS all twable dnidends„ to other instimlirs may be subject to a trawler fee. of in applica* bar a transfer agent), voUtiky.
mporttkie norktauble anima and treble interest • Wain nwstrnent contracts or ineesinent interests
erred en saciaities held rimy acark nee petters UBS Sweep Opeions limited partnerships and pirate placements) that Statement •heesetteldief
on see tranactions, rd ant baron certain covered LES often options for sweepng cash bine% balances am rot tee's-toned under the Securities Act of 1983; We may <cambia* a related amount gatpments with
secures to bat deposits at UBS Brk USA and LES AG Manfred ad to sane addess it the same envetoe,. tettee
batch (Bat Sneed Progarr4 money make mutual • Commodities contacts foreign etrhana and trey have owners who a10 maintain foal account
Cammurrleallans we the Mum hats (Money Finds) aid the intensional Depose moo°,m etal contracts). includag futures contracts ram °mhos welt other clients a the same address if
• Pleaurrecordinn sty oral cornmerrations in *ring Accant (DAdor customers with MI Interotionel aid commodity option contracts you reefer to recent mclnedual statmunts mailed in
lat fu r r th th e e r S pr e o o te r c ti t e y s o I u n r v r e ic s h to t, r . P in ro d te u c c ti i o n n g A M d r ( S rk P t A o ) t S R w es e c e u p e P ? r o M g a ra n m ag s e , c m a e s n h t b A a cc lm oun s t . a T n r s o w u e g p h t t t o h e LE B S a B ir a nk n T o he t a S p IP p C ly p t r o o t t h e e c s ti e o n a s a s n e d ts f e ill v e s n up t p th le e m y e o n th ta e l r p w r is o e t a e p d p i e r a d r o s c e a p lli a n r g a t y e o e u n r v f e in lo a p n e c s ia l y A o c u h m no ay r decke hntneholdng by
• If the financial intiwtion cn the top leit of the front USA kp to an established lent ad then to UPS AG on you statements. The SIPC protection aid the
of this statement snot LES f meta Strikes, LES Stanford Branch, or a Money Fund. Deposits at UBS suPPlemental protection d, not protect averse changes Friendly anent name
Faancial &mires carries your arrant as dewing Bank USA sr inured in accorda-ce withFCC n the market vela of sir imestments (whether as The Finn* arrant name is a 0.151crna*le 'mamma'
tacker by arra-gement with the rokated insteution mules. Form ormatirn please hetwwwfdic result of market movement, truer baltruptcy or chosen by you to assist you with your recordieePag
We in you of this relatonshio hulks you Deposes at AG Stanford Brach ad shares of °Mervin.) has no legal effect on yOur account You can change
opened this accost h the case. your bit aid Money Funds are rot hired by the WC. More elimination e watabre tyro mount. your inend9 aCCOUll names. through Orikle Service, a
stories re located a LOS financial Services and rot YOu May °Nan more information tcul by contact rg your Financial Adror.
tie aitcdrag broker, ad youn ut make arepat Through the DA, reoilablet es are some to the SIPC Brochre by orienting SIPC at
of any err or omission to beth firma. As described depose roans at UBS AG Eratxh and LES of by Ming the Sit swbsee at mew Saes Account overview
tie account agreements, you must 50* IA Of ay AG Caimen Branch thew deposits are not inured by • Vakie of your accointkonYoko. Net of assets and
errors or Laud aiming reds reflected on your tot FCC. Bale-ms held at tie UM AG Cayman Brandi Dividend Reiwestment Pregran (COP)
statement over 30 clays after t was mailed or made are tempi:try reposed to the sovereign ink of the The srne reflected b an average saw. You may °Man • Ana thol.des amid* cash balances, values Icr
available. All ftlernenk shell be deemed complete Cayman Wank, and there is no curare** or other the Kemal price banns FrurciA Adviecr . Only *hot restrkted saucy ten ), and Global Time Deposits,
and accurate n all other respects if not traded so in oblostion of UBS AG to repay the berms while on the shares re purchased under DRIP; panel roes wit be inazed mats to ma-ket, andoxtail assets not held
serstag "Atha 60 days LES Cayman's Brach's books. soli ad the cash wit be deposited at your account. The tee Fin. Does rot include unprked secLritiMassets
• Please deed customer complains or civickrd reinvestment price applied by the aster my at tie end a the poor and carent statement genods, or
Finis Clem s eta Depose, at LES Bark USA and each UPS AG Branch ale War from the market price al which the partial shuts ante inesments. invested stock options and
a <rho, al . SW& M to CO P.M not protected by SIK. Money Fund shaves are protected av sold *forceable stock options
ET Monday theme a, or in twii-g to LES by SIPC. See *LES Financial Services Accent Protection' • ulaikes Inducts debit balances. aitgarding margin
/ray Services ex., Cli Relations Depriment, below. Castein-lieu dens credit lire, short account balances.
766 Union Coy,. 07037. any whole urns may be held n year acceua. t you ere • Cadtheoney balances. Total of tminaested avalable
• In case of errors or pastors:about an electronic llp:n your request, balances in the Bank Sweep entitled to a prat knit a s result of a canderd payment cash balances, plus depose telexes at UBS Bank USA
firth transfer OFI), BS Vodedebit Program or OA may be withdrawre and shams of a or a-swim the Firm mil either sell panel res at LES AG US Branches ad money market rmAtial fund
cord transactions, call or mite to UBS Money Furd may be liquidated, and the proceeds market price or accept an amoint determined by a sweep balms at the Ono of tie statement period
Financial Sernpas Inc., eta IM, 6th floor, returned to you or your stare es acaue. regidered cletrig agency, aid credit you' accord. Non-ccewredity free creak balances in you' account are
Weehawken. 070E6, Mr f MAISSA Sermes. not secaugaed from other balances and tie Fins my
Fate tdormelon about available sweep warm Investment objectives use ay of these 'Lads in the Ordinary course of As
Coact write a soon as year can, if you thin you ncladrg cumin interest rates and WICK &tradable at The investment objectives and risk profile am spec lk to barn, These funds repayable wen your downed.
statement or receipt is mono or if you need more wrviabscorrisweepkekb, from your Fnaxial Admix each account and ma/ maybetween you accounts This total is minded in to arrant period dosing vale
rdormation ixut a transfer on the gaernent or a by calling KO-762-1000. phase advise the Firm purplyin coming of ay
receja The Firm or Card Oaf (as applicable)must scnticant change in you Ina-wise situation or Lenclig attenuation
her from you no later than CO days after tie Elm U Th N e F F ir i m na r n t c a i a rr l o S . e -r r i v -o ic r e d s f a th t e t < a e i e n l r a p n ro < t e I- c -e ti n o t n o • Protartrn m inv o e o s s t e m o en re t & of r o th v e e fo s l b F s or i n e i a nw c p h s w trn o in r t t c h b e ec k t iv y e o s u F a o n e d c & ra te n r e v d e p % rif e r m ef o e t r i o to n j o a n r th C e l i F e i n rm t R 's e ', b S t e io e n s r p p e rces
SDNY_GM_00027224
CONFIDENTIAL
EFTA_00137844
EFTA01278581

Important information about your statement (0011thiUtd)
Agnement or ACCO-rt Agreement rd the General - We tern* we tucking price when snit* a liquid and ewe) I they can be sold to ark. — h addaion to cornmissists received n connection
Tams ad Conditions U3S Statement of Credit Practices the mean of the bid rd ast prices for listed received may be ea than the per shore estirnstai with the sale or &vibration al arrvey contracts
voidable in Statement andO S:lures at secuitin and optics a orW bit price, for OTC vale provided n the mord statement, and we investment hat tests lows clients, no
jar rent ven innirtrkyo searties. nits our affiliate roes revenue sharp
- Less ached traded securities may be priced nag a . Restricted securities. Resisted 'eosins generaly compendia', Itornmaty of the insane
Year assets valuation nodal or the moss recent price we at not :aunty noble kr public sale. UBSFinakcal companies under werg the amity canteens,
Your stamens itemizes mains and other assets hell dinned ad may not rifled en actual mates price Service, uses the mthel priced the unrestricted dolt aft flaws of the Swann carewrin or warners of
h. the accost at the end of to daemon period. You a via of the sane issuer as an inputed value for the bets irriesemmt tests we distizute.
may ark ion:invert d itifit pad seosiies al anytime. - Certain positions may upper nth:ulnae arid restricted stock toroursoses °IMO statement any To - Our affiliates abo receive trading commssions ad
You may recoise securities sed as Man collateral after will tow as 'pike was nol avatlable• it we we the extent tut resticled sesities are elgbk la sale, Ss compensator, two trawl fuck and
paying any balaxe dm cn them. Any securities enable to obtain a price fora wady. the value recei.ed may be tbstanualy less thin the Maas companies whose products we derbute.
transhend to tie Firm cfsrg the ttalmmt period me - Deposils a securities denominated ilCUITITC41 inosed vakie tom - We receive an anal fee from UBS Bat USA and
listed at market value as of the end of the stational otter thin U.S &Ras art reflected at the 'tripe LES AG Stanford Rands Of ty to 425 per accord
period. rate as of the statement date. • Est (estimated) income. anent yields and rates. sweeping to the barks underlie UBS Bank Sweep
• Cast basie h deterrining the cost basis of he - fcr certain works fading n non-conformrig M estimate of amual income is based ai curets Program.
securities inctded in this statement Were indicated denornstrons, nice and qua tity(face value) may dnidend ad interest rates, assisting tie swains will
wih the number "I, • WS F mince& Services has relied have been adjusted to facilitate paper %/Muslim be held for ate war from statement dente or ult. Adivity
oninformation obtained from sources other than UeS To &urn &mem inotand. when availabit, contact maturity This intimate bonny a gudelne; accuracy Vice manzn regardng conmksios and otter charges
Frontal Rendes, including Hamadan from another ybr trai-ctal Ade r,Cr ad continued income are not auwanted rand in connedizn with tie exeunt:not trades,
rim et that soma/ taVegrovided to you Finaxial - Estimated anal hcane and cutest yield for riclAng option transactions has beeni ndad on
Adam The Finn does not irdeperantly verty a • Private investment and structured protium. certain types of washes could rick& a retort of coalman:re prevousyfumished to you, rid all be
imairantee the wari cy a vaidity d cry Sarmatian royale rionlmere war (nc Laing cared unwiseor capital gen in which wee the est proWled to ruproaptly on repast.
Provided by tomes other the LES Pi-uncial Simian, participation program rd real estate investment haft income (a-dean-4 yield would be mentated.
h xkltizn although UESFnrical Seniors geuralt washed and struclued proixts are general highly - Estimated anal income and aslant yield and the Short selling
Li:dates ens nIcrmatizn as it is received, the Finn NSW. Celan anstised praises hate not been acct Sane and yieLl mizfi be lower or higher you are engaged in short selag a seventy, you may
does not provide any assurirces that the norm:don registered with the Securities and Dd. than the estimated anounte. has a charge der to certain boxing costs foe that
seder 'Cott bats^and^UnrwMedgarloss is Commission or under aey state seventsie:t o. We - An *nine* of arrualeed income (dadend mace particular sectriy.
accurate as of the date of this statement. As such par de estimated Yam for private investment interest) divided by the current market
please dons red on this nictitation to make searites ird structured products for incematiral valeciaverage balance is based cn the LS do lend Open orders
peschne or sale decisions fa tax puposes a purposes cny. Atarary 6n0e gummed. or interest psrinent mode by to issuer and Regrading open or • g:cchtilkancelledi ads that
otherwise. Accounts trarderred to to Fire may - These vsbas may differ Satanist/ from print il amines he sectsindepases will be held for one were not executed by the statement date, open buy and
reflect gal loss hfamatiri only for to period ra any. at whkh a pr aide inestrerrl my year from en statement date oe until motet sea slop orders are rednd by the mount of cinder&
tine they ye held ate Fim More hisorical structured product maybe bought or sold and ob Accuracy ail continued yell an not garameed or rightsen an ex-dividerds a earrfres date unless
hicrmatcn <abbe ached by you' Froxial Advisor. rot necesscriktrxreserd the vat* you nay receive inflated ahenvise bypa. You are responsbk for
spat lictidatert • Assets not held by tl€S Financial Services Cenah aden that are executed da to yOtir Inure to cancel
• Unrealised garaffosies Yellen dies t available, - flied paw theme's of vain are as ascertain assts se rot held by the F im ad not wen the wising open ado,.
emanated trroalized suindloun aro actialod Ice date rd an supplied to UK Finarcia Srvkes on a Fans posse-Mtn or canna These assets se
SAW& sec" lots. The transaction data for regaar basis by an independen valision firm. &Owed on yar stamen for informational Mew
havizlial lots may or my not reflect ccmmistcns, - Ists general Danner or sponxr estimated vales. purposes only Positions and values presented au To obtain a copy of as current Client PrimacyNan.
rZnniittss security feats-Wenn events ary, are moulted to the Fern by the issuer, prowled by to issuing fem. UBS &uncial &rides 6 please antact you FnardialAchisix or vs our ivettsite
d and other reinvestment lots ad systernatk genwal partner or spasor and may be cakulated not ref:a-obit foe this information and don not at wsw ervereivne.,4-v
puchaste lots are each combined todice:4v on bawd on deferent information torn tat used by guarantee in accuracy. Thee assets ate rot punned
awraged lot The "Trade date' colann presents the third parties to derive their 'dinned values. by SRC or tre Ferris sudriandtal °were UEG Finavid Sakes is not a bark The WA Business
tight transaction trade dale. - You can obtain addiroral normatton regarded Services Account 854 and IRMA ye brokerage accounts
the metccblogy used to determine the estimate of • Rends slung and additional oompuetsatiss which provide access so banking services and; roosts
• Callable securities Bonds and pretend stock that value and the dale of the in:immixthat is the — In addition to commissions on saes and 12b.1 lees Its,x41analgernerdt with d1Aaed lurks and other
the issuer cats for eery rodenplim will be selected basis kr the esimate by contactig your Fivnrial received n conotscenrith fe destributia Ihniparty banks. rid provided Mtn to Sarsa-ce and
'Malt* by lot hm amy-cp all senraleS of that Advisor rrulual prick to our dents we rider our Akan 4rovot itrodich Cord by unaHiliated this:I-party
issue held ik our name a n nomnee nine fa as - Third party 'sanded vales may be reelected as receive revenuesh aring Payments Iron dianbutors notate arnpanes through raura-ce agency
clans. Call Cease nicrinatiak is obtaned from third 'Not priced' hutment works Men an ardor advisas of the maul funds that we sell. subsdiaries ol UBS Financial Services Inc
patties and its accuracy is not guaranteed. Other call 1-dependent valuation lire has not ssppeda it Thew amines are based on two cMermi
fealties may omt which mid Mod hold canane solve to emir a vela. Sur. we become ware corrporents (a the email of Ian by UBS of a inestrwrit Surace. rd a-nit/an:ducts
iikernatio Will be monied upon request that a matenal mot has °coxed that may call a Palicutr mutual fund I amiG to our clients: and 0i) Not FOIC instated • No bank guanine. May lose value
minus), repo-kd vale So question, or when a the asset value of apricot" mutual fund famikes
• Certificates of deposit (ON). CDs are FDIC aired yak* would be high *Was due to tie nature shares held a tie Ian RUA. Resource Management tor,. nt Business Services
Li, to $230,000 h principal and accrued intend per ce the security. — We and as alliste ako receive netwaicing and Account BSA, IRMA and intonational Resource
depositor rd per depository inansixt h accordance - When neither a Muer, general partner or SpOnSOr conba procening fees in cornderation for Management Accord we registered service malts of
wig" FDIC nales estimated value nor a thed-paly estimated take is trader agent SOYCE111-0 we prank to the Fnaxii Senses It
prondect, the tale of the moseyad bedifferent rrutuf list These fees generally are pad from
• Price/value. Prices displayed fo r soothes and crier boon its dachas price. investor assets n the revalue I lured and me a freed Visa Signalize d a registered Orrin mask of Vida
fascists may be higher or lower than the price that - • Daributioris to date' me/include ratan of dolls amount based an the Inaba of accounts at I'd•fnal brut CBS Visa Signets cede cards and IBS
you would actually receive in the make FSes me capital, ncome orboth. the broker-dealer Poking mutual bra of that fund Visa debt cads err issued by UBS gar* USA wit
obtained from vakus ihrd party sources 'Alt we - 'Original unit size' represents the hkial offering I a-nily peemssion from Visa U SA Incorporated.
teems to be reliable, but we do not gannet ther priceper unit aid may not reflect cos Gott bait
accuracy. - DIP ad alined REST wont ate rot listed on a URnline Sereices Ina Po 201604
national securities exchange and are generally
SDNY_G M_0002 7225
CONFIDENTIAL
EFTA_00137845
EFTA01278582

065 Fnencial Services Inc
Private Wealth Management Resource Management Account
c;I t UBS 299 Park Avenue
NH
S 10171.0002 September 2016
ceirn7054547890916x13. 0
HIS IN MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: Indiv: Balyasny
Account number SS
Your Nnamial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone:
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
RMA aesourcetine at 800-a mA- 1000, on August 31 (S) on September 30(4)
account-
Your assets 902,540.00 923,200.00
Vlsitour website: Your liabilities aoo o.00
www.ubsconYfinancialservices
Value of your account 5902,540.00 $923,200.00
Sources of your account growth
Tracking the value of your account during 2016
Vzdue of your account
S the Lr,anCS at year end 2015 $922,621.00
Ywr InvOtnillit return
4325 Charge in
market vane $579.00
Value of your account
3.40)E0 0000.0............law on Sep 30. 2016 6923200.00
Dec 2014 0tC 2015 Aug 2016 Sep 2016
SDNY GM 00027226
Member SIPC 0070009306454789NPI000305144 C0000 0916 030675001.25339550101000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37846
EFTA01278583

SUBS
Resource Management Account Account name: C.C.PNIE MA.V.ELL Your Finandal Advisor
Friendly account name:Indiv.siy 7 STACK MANLYLE CATIEL
September 201r,
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your XCOUat
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
I Non-traditional 923,200.00 10000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $923,200.00 100.00%
Value of your account 5923,200.00
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0
One-month LIBOR: 0.53%
CNP70003006454790NP7003X6I 44 MOM 0316 030575004 1°021Y_GM_000272ftge 2 of 6
CONFIDENTIAL
EFTA_00137847
EFTA01278584

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
friendly account name: lock/Sal asiy SCOTT STACK MANNYLE CASRiEL
September 2016 Account number.
Change in the value of your account
September 20'6 (S Year to date (I)
Opening account value 3902,540.00 $922,621.00
Change in market value 20,660.00 579.00
Closing account value 3923,200.00 3323,200.00
Summary of gains and losses
Yaues reported below exclude products for which 951r6 andlosses are not classified.
Realized gains and losses Unrealized
September 2016 (9) Year TO date (S) gains and losses (5)
Long term aoo 0.00 23,200 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in /Noonan( information about your statement al the end of this
document
Your return objective:
Current income & capital appreciation
Your ask profile:
Primary. Aggress-we
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default closing method is RFC), First in, First Out.
SDNY GM 00027228
OW70:O2006454791 NP7003305I 44 00030 0916 030579004 101000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00137848
EFTA01278585

*UBS
Yournotes
c.......2,...........e....
CONFIDENTIAL
EFTA,B72.49
EFTA01278586

Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
*UBS
Friendly account name:•ln div Oalyasny SCOTT STACKMANLYLE CASNEL
September 2016 Account number.
Your assets
Some pnces, income and current vaues noun may be Epproximene. AS a rest*. gains at tOsses may nol
be accurately elected. See tmporton Mlosenabon about your statement a the end of this dxumem for
more Information.
Non-traditional
estate eduty funds, Hedge funds, and Other investments are held in your U85 Finarcial SeidOS mc. (./BS Estimates of value supplied by ISSUerS of (Wan Program (which are generale 'net asset yaw' estunateS)
FS) brokerage account. the potions reported below reflect the leo:adsor the issuers, and UBS FS does rot are mown as 'Issuer est. ate pen For Pireale equty f unds, 'Est. value per unt • is a value updated
garantee the ac c wacy of the iriormaton The 'taut shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value NAV') in the fund m of the date sped fed &lusted by ading
from the issuer if you sd the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, capital calls and subtrextirg Oil nbutions give the NAY date The NAY is primarily based on estimated
dthough the level performedmay vary A closed fund may be subject tonoongoing digence A fund that portfolioI/dues pecnided by the undertying fund sponsor These Iwo values may vary because of differences
you purchased elsewhere may never have been subject to ties FS dlige me. although 08515 may receive a in the way they were estimated and because the • Third party est. value pen unit' may nave been prepared
fee from l he funds manager, which may constitute a maculty of Ire rnanagernenei ncentl* fee. Flea% on the basis oic MINOS irionnaton other than yeaoend Repelled estimates may not teeter resale,
contact your financial Achnor with questions • EA value per unit' is an estimate of value supplied by an liquidation or repurchase vane, if any, and may rot reflect dstebutions of caoaal untl the next valuation is
independent valuation fern and reflects adiustrrents for factors such as the equidty of the units. mbroned. lX nth* on an annual Or Sentannual baLs Set anpaaant info/maw atour your statement at
the end of this statement.
Hedge funds
Porch/Ile DIA&
Nureber Meier once Client Cost Price per share value on UnrealizedOM investment Holdng
Hcidng of shares per share (S) investment (5) basis (1) on Sep 30 (5) Sep 30 (5) ()aloof loss (5) return (5) period
ATLAS ENHANCED FUND LP
P1001531/16
Trade date: Sep 25, 14 900,000.00 900,000.00 1.000 923,200.00 23,200.00 LT
Your total asset
Percentages Cost Estimated Unreatied
vane on Sep 30(5) your account basis (S) annual more ot loss (5)
Non.trarstionel Hedge funds 923200.00 100.00% 900,000.00 23200.00
Total 8923,200.00 100.00% 2900,000.00 823,200.00
SDNY GM 00027230
C HP70003006434 793 NV7003305144 00003 0916 030579001 10t000 Iran S of 6
CONFIDENTIAL
EFTA_00137850
EFTA01278587

$UBS
Your notes
CONFIDENTIAL
EITA,B7851
EFTA01278588

Important information about your statement
U3S Financial Services Pc, (the Firm or UBS Fins-cid Sent yOu the test itatenwrd on which the MC( or Corporation (SIPC), vhich protects le0SlieS accentsof • Procture Cuneneincome: hverments seang the
Sevin), is a masher of all principal security, comrroaty problem append. its marten up to $919000 (,rusting 0250,000k generation of income any.
and option; exchanges. UPS Financial Seniors and LES - horde your risme ad accord narbar pl cry) don,' for call. The Slit asset protection limit, ;POT to • Aoheie Capeeta ppadation. Instruments seeking
Bank USA re i-diea subsilanes of UPS AG and - Derr& the error Or the Wander you Yet-MCP all accosts that you hold h a corncob- cmedy. abet of principalrather than the gererstion of
affihaes of U3S Sautes LLC. The Fim's I refloat about, rid mplain as <60 as you cal why you The Fan, together wt. certain aft bates, has also item.
statement C available upon regast The Font exeosie believer is an env a why you need more purchased teppkelenthiplOtatiOn. The Moirriall • Produce Combautton of incase and Capital
cakes are a. nikmaion amount pa/al:410 at rOgible client. colfectink side Apptectaton. Neancnts seeking both the generation
- ProWde the dory anrount d the suspected era. this proton-ion is ZOO mama as of December 10, 2015. of name and growth of pritrhal.
LOS Finrical Serrces Subject to the poky orditons ad limilatian, cash a
1200 Harbor 'aved The Firm or Card Issuer ea i-westigate your compait the firm is further protected for up to S1.9 million n the Overall tisk profits
Weehawken, 07086 and will correct any error promptly. For alleged mots aggregate kr all your accounts held n a paticam • Consetvattrt. Seeks to maintain Sal ancipal, with
imokring UBS Unadebit cad tra-nad ions if we take capacity. A fed ccpy of the potty wading is wadable
L o T O f h f i i S s c i F s a t i l n a t a t a e n m t c d i e a o n l o S t s re a n p k e r n e e t s s s e , a n c c t o c s o n th u t e a n n t o . n n O g ty t h c o e o f r n f i r c f e l i i a c c t l e r in e s g s c o , d b r a d e ta o e s f p h y ( o a u r ld m y yo o o u u t e ' s a i t l h c l c a lo o n v r 1 d e 0 f t b h o u e r s t u h n s e e e s & e o W f d I a l y W e s m t I o y o c c n u b e t y t h h c n is l k a , w n is g e in t w i e e i r ll r t c o a r r e , w d s i o i t t tat p th o e w S I r P e C q u p e ro st t . e ction ad the suppkmental protection m t lo h w e o n r m is o e k a o a n r n s c d t o h v u e ol n m a t ti l o a it n y a d t n o m t d h y o e e r s a o n c t o c b t o o g rd e p n o p e w r a a r t a e w t s i i t g t h h n e it n k i a f rt
inflation.
rot be relied Loan II youbedew there is an goer or lakes us to complete our mestgation. both do not app& to
omistion please report it immediately n writhe; to the • Certain franca assets controlled by (and nelded n • Moderate. Wiling to accept sane risk to pincloat and
Brand, Manager of the office serving your account. Please mite all checks payable to the Fan or the your alto but hell away from UBSFina-cal tolerate some votatfity to seek hirer returns.
f retrial instiution inikated on tie front of the ken/Kest , certain (i) cash at UBS Bark LEA, (i0 • Aggress/re: Wiling to accept high Mc to pampa and
Allhoup a firsts shown re Wended to be accurate. statement In addition to regular accost fees, accounts cash at AG U.S.banrhes, (4 Wane poixts, heal ,plat lily to seek high returns oar time.
statement datarcukf not be ja-td for tat purposes Rely may be object to mantenerke lees, chasges for late including valtble annuities and 66 tarot of MAW! • ith* anonE tWarda Consiattation:f Wetted, a
sobbi on yeawnd tax forms.•, Form 1099. WO payment for securities purchases and charges for unpaid funds where such thanes re registered drat& n the potion of the portfoliofor that account may exalt
10425. etc ) when Drepamg your lax return. The Finn amounts n cash accants. Accoods that at transferred name of the account holder on the books and records canplex oranges, Ended liquidly and rater
required by law to mon to the IRS all taxable diaderds, to other inriutens melte subject to a transler Ise. of the applicask Otis* a transfer agent), voldiky.
reportabb rantaubk del:kind and =able interest • Wain rwstrnent contracts or iniesiment interests
erred en satiation held riper exarrt net pitted, UBS Sweep Options limited partnerships ad private placements) that Statement theureholdier
on see framadkra, rd cod basin:no:stain covered LES offers options for sweeping cash Waxes. balances re rot mai-toned under the Socuriies Act of 1933; We may <chordate N related account garm ss with
Settles. to bah deposits at UBS Bak USA and LES AG Stamford ad the sane alless h the same envelope, tettee
branch (BakSvieep Pro:pm), moneymaker (virtual • Commodities contacts foreign behange and they have owners who ALO mantan yarn account
Caramutioallanswith the Man Arch (Money Final and the international Depose preccus metal contracts), includirg futures contracts rela adios well other clients a the same address if
• Pleawriesorfi nn sty oral cornmarstions in wring Accord Mayor c internees with ren Intarotional ad commodity option contract,. you prefer to ramie individual statements mailed in
tofurther protect your riShts. inducing you rktitS RoscvCo Llanarrno-d Account. Through the Bait The SIPC protection and the supplimanul protection do separate envelOPeS you may decline hos,eholdng by
ender the Searles Investor Proteobon AO (SCAT Sweep Programs cash Wines re wiept to LESBank not apply to these assets then if they otherwise apex ailing yar financial 4i for
• a the financol institution cn the top left of toe trent USA to to an established knit ad then to UBS AG on yes statements. The SPC protection ad the
of this stamen isnot U36 Ennui Sevkes LES Stanford Branch, or a Money Feld. Deposits at UBS sul9Plemental protection do, not protect against changes Friendly eathant name
Fiuncial Smith carries yea accaant as clearing Bank USA re insured in accorda-ce withFCC n the market tribe of rev imestments (whether as The Dade/ acccua name is a cusianarle 'nickname'
tacker by arra-gement bet the rdcated insieution oes. Form information please net result d market morerrem, issuer bakruptcy a chosen by you to assist you with your recomiteePreg
We in you of the relationshio when MS Deposes at AG Stanford Brad' ad shares of otherntre) has no legal effect on yOur account You can change
opened this accost h the cast your bra and tricribrFuxb are rot nosed by the FIX. More Woe:nation is wadable wan request. for triend9 aCCOLIII names, through °nine Services a
washes tee located a LOS financial Sends and rot YOuMyy cbtan more information abut ^ by contact rg your 5i-unoal Adosor.
the nactlxig broker, ad you mat make aspect Through tie DA, weilable twaplagarrds Se swept to the SIPC Brockne. by acceding SIPC at
of any error or omission to bode firma As described depose accents al UBS AG == Bloch and LES or by sating the SIPC vetitte at wart *pomp Account overview
the account agreements, nOU must natty US Of a AG Carlon Ranch thew deposits arena enured by • value of you accoteitlaonYolo. Net of assets and
errors or hod iwoking checks reflected al your tie FCC. Bale-ms held at the UM AG Carman Brandi Dividend Reimestment Niguel (DRIF) liabilities
statement *thin 30 clays after t was mailed or made are tempasty (loosed to the sovereir Ink of the the pia reflected is an average axe. You may oblan • Asset hcbdes ,,Noble cash balances, vdues to
available. All statemeres shall be deemed corrplse Carnan vJa-dc, and there is no guarani** or other the actual price hem tor f racist Advixr.Onty whole restricted usury tesi ), and GlobalTire Deposit,
and accurate in all other respects if not 'Shaded so in oblgation of UBS AG to repay the banes while an the shares re purchasedunder DRIP; paha awn will be amazed marks to maket, and certain assets not held
vintrg wthin 60 days LES Cayman's Brach's books. sold ad the cash wia be deposited your account The by the Fine. Does rot include unpriced seositiePassets
• Please divot customer =notaries or eivickrd reinvestment price applied by the door may at the end of the prior and anent statement p(410dS,. Of
Finis Clem i ent at Depose, at LES Bert USA and each UBS AG Branch ate offer from the metal price al which tie partial dart prvate ewer:rants invested stock options end
tollfree .9:03A.M to 609 P.M not protected by SIK. Money Fund shres are protected re sold erreasable stock options
FT Monday throat) y, or in minn g to LES by SIPC. See *LOS Financial Services Accent Protection' • blinthes Inductee debit banes armarding magi,
/ripe' Services Ix., Cli Relations Department, below. Cadeiblieu kens, credit Ere, short account balances.
766 Union Coy,. 07097. achy whole unts may be held in yar acacia. If you we • CaWeoney balances. Total of unimested available
• In case of errors or cpntcro about an electronic Upon your rajah, balances in tie Bar* Sweep entitled to a prtal end a s result ol a chider d payment cash balinces, plus dcose balances at US$ Bank. USA,
fads frantic (W1), BS Veandebit Program or DA may be withdrawn and shares of a or otherwise, the Film wall ether sell panel with at LES AG LIS Branches ad moray make mutual fund
card transactions, call cwt. to UBS Money Furd may be louidated, and the proceeds market price a accept an /mord determined by a sweep Waxes, at the rime of tie striated period
Financial Serapes he, to IM, 6thfloor, returned to you or pastorales KOWA. regiaered cleang agency, and credit yea accord. N:n-ccarrodity free coot balances in yes account are
Weehanken • 07086, Attn RIAMBOA Sevres rot sec/Lighted from other balances and the fin may
C s rd ta a a t l e m o m r a e c t n o io t t a n e a a r x e e c s e o d i o p a n t t k a ra s s n y w s o f u a e r c g o a o n n r , t i i h f f e y y o o st u u a n h te e m i e + d e n m p t o o o u r r e t F a w n c m a b la y h v d o c . a r b I g l - l s i d n c c o g u o r m 8 m rr 0 i i / s n d . t o 7 i r n n 6 e t 2 e e a r - b p e 1 o r s 0 u e t 0 t r l 0 t a a , . t v e f a r s o i l a a m n b d l y e o W ' u n e r e F lc o n h n a 5 n * M c a i w a o l a A n th d t l w e o a r t D I T e n a h e v c e e h r i e s - a m t c m a c n d o e i v m u i n s n e t e t o n t a h b t n e j o e d b F c m j i e t r l m a c e t y s i m v s m e s o a y n a b n d e d & t r w i i s n e k e w p n r i o n y f i o n ile u g r o a re f c a c s o y p r a ds rk to u b T s h th e is i a l t le o y t a a o l f T i s h t h e n e s c s e lu e f d u la e n d d d > i s n r e n th p t e a h a y . a n O b e r l n d e i t n w p e e o y r n c io o y d a o r c u s k e r s o d in o f g i w s s n a e t d e
receja. The Firm or Card Oaf (as apicable)must 'gni joint change in you' I nancial snoton or •ending information
her from you no later than CO days after tie Finn U Th B e S F F e i n n , a nc e i a rr l u S n e t r o vi r c o e f . M th I e C O < M c.- I m llt p an ro e t e le c g t e io •t n e r reetectrn i c n h v o e o s s tm e a en re t o a b l j e th c e tiv f e o s ll o F w o in r e g a in c v h is a t w m a m r t d c h b e j l e d c , t y h o e u t. F a o n r d & di w ta h lth e e t r i e n s fo . r r e m fe a r ti o to n n o e n t s th C e l f a ir m m R 's e le b n ti d o i n n t g h p ip ra ctices
SDNY_GM_00027232
CONFIDENTIAL
EFTA_00137852
EFTA01278589

Important information about your statement (C01181104d)
Agreentrit or ACCOul Agreement and the General - We weak use the closing price when avadthe liquid and even a they can be sold, the prke — In addakin to cornmesins received n connection
Terms ad Conditions URS Statement of Credit Practices Ow mean of the bed rd ask poxes for hued received may be IOTA than the per share *saluted with the sale or ciotributiOn darning contract
'suitable in Agreements andO ixbwres sautes and optecres or only bid prices for OTC vat.. provided n the scant statement and init investment that unils tools clients, we
Bmayeannelitarne intererAweec. searities. andcc our affiliae recess rewrote sharg
- Less actirey traded searities may be priced using a • Restricted securities. Resisted searities generally ampensagn from many of the insuance
Tow an valuation model a the most recent prce we are no' currently enable for public sale. U8SSinatial companies undeneth; the amity contracts,
Your statement iteenires securities adother mitts held aimed mid may not reflect en actual market price Seesaw uses slit mabel prise d Ile unrestricted stork if/saws a the &war& cceryakes or sponsors of
at the aware at the mot of the statement period. You a vale of the Salle issuer as an imputed value fate the tnt irrevsemmt ruts we dsbb
may wk for &hen? Of hey pad seo_rities at anytime. - Certain positions may appear nitcut a price and restated slat brourporseseathes statement orgy To - Our affiliates abo recehe trading commosions rd
You may recast securities tried as loan collate& after will tow as 'price was nal awslable• it we are the extent that restided securities are elgbk to sale, ethic compensatorsfrom mutat fuck and
paying any balance der an them. Arry securities triable to dam a ace fora warty. the value received may be tbstanualy less thin the State companies whose products we &saute.
translated to he Firm cirri; the statement peeved ale - Deposit a securities denominated ilcurrarcies imaged value *peen - We receive an anal fee from UBS Bat USA and
listed at market vabe as of the end of the sterner* other thin U.S chars are reflected at the ochry CRS AG Stanford Brands Of ty to $25 per accuse
rate as of the statement date. • Esb festinated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost bask. In detemining the cost basis of the - fur certain wastes fading n non-conformng An wart& of amua income 6 based cn current Programs.
securitieshanks:I in this statement where indicated denornnations. puce and quantity(facw value) may dadend ad interest rates, assuring tie seosites will
wits the number "I, • WS F minces' Services has relied have been adjusted to faiths paper valuatim be held for one yes from statement date or until Activity
oninformation &tamed from sources other thanU S To obtain curem potatoes, when arabbk, contain' maturity This internale bony a gudelne; accuracy hkemalion reprising commksins and other charges
Financial Semites. including information fran another you Financial Advisor. and continued income are not guaranteed tarred in connection wth the execute:not trades,
fine a that mum* have grovided to yes Finatial - Estimated anal income and curet yield for hcbcfrg option transactions has been ineb&d on
Adam The Failmm does not indeperantly verty • Private Wessman' and stneaured product". certain types of leashes cald noble a retun of conf imaare previously Welshed to you, and vat be
saint** the a vaklity of cry Wormation Private nvesiment swurties (rolding drat principalor capital gains in which use the est provided to wu promptly on repast.
provided by vanes other than LES Proncial Sonnet pankipatin program and real estate investment tuft income (ad curet yell would be ownetated.
▪ xtritin although IRS Rimmed Services gamely seances) and struclued pro:bac are weak highly - Estimated anal income and cement yield and the Short sidling
tfidates this nformaatisns as is retested. the hem liand. Celan stnstised paclas have not been actual ?cane andyield micfit be lowers higher you are engaged en short sellrg a w.unty, you may
does not proved* art' tut the info-maim registered with the Securities and huhstge then the estimated mounts. nit a charge der to certain bareavig costs for that
utter 'Cost bues° ard ^Unrealized gar/ loss' is Commission or under ay slate seeurtieTares. We - Are *stink of stubbed income (dividend ands partkulateasky.
accurate as of the date of his statement. Ay such Fronde ostmated vat*, for private investment interest) divided by the current market
please do not reg on this nfarnation to make searitis ird &natured products for trIcenuninal vasta verage balance is based in the LW dividend Open orders
puthase or sale dectwns fa tax purposes a purposes cny. Atarary Coot guaranteed. or interest payment mode by the issuer and Regarding open or • gad-till-canceled' aden that
otherwise. Accounts turdemed to the Sim may - These vibes may differ abstati0y kin prices, il mines tie seoseesdepoats will be held for ore were not executed by the 'Werner* date, open buy and
reflen gar/ loss information only for the period cie any. at which a Prirte iwe*nenl riy year Iron, the statement date or until motet roll slop orders are nand by the mount of &tar&
tine they yelled a tie Sim More historical stnactured product maybe bought or sold and do Accuracy and continued yell au not guaranteed CC FittsPI an ex-dividends a ragts dee unless
relormatcn can be aged by you' Fmaxiat Advisor. rot necessarily represent the valley & maywain. tanned otherwise by yoy. You are responsbk for
Lbw licaridatkn. • Assets not held bytes Financial Services. Certain atlas that are execuled da to; at ladure to cancel
• Unrealised sans/Iona Yellen data is warble. - Third party tunas of vats are as ascertain met se rot held byte prim ad not wash the wising open orders.
othnated ansaiined &inflates are cat Weed la date and are supplied to UBS Shama Services on a Fern's paschal or control. These stets se
havkleal teary lots. The transaction data for regaar basis by an independert valuation firm. &planed on yes statement for informational Prism
havilial lots may or may not ref ea amminens, - baser. generalpanne or sponsor estimated valas purposes only Positions and values presented are To obtain a copy of or current Client Privacy awkee..
dwges anda security fee/roan:atm ewnts cry, are applied to the Fern by the issuer, provided by dal Ssu'rg firm. UBS Inancial &races S please contact yids maul Advisor ex von our
deiZ d and other reinvestment lob ad systematk general partner or gator and may be calculated not report:Ale for this information and des not at *taw oat er,mMeivsnme,fer
purchase lots are each combined to display are based on &leant information trot that used by guarantee as accuracy. Item assets are not protected
awraged lot IN 'Tuck date' calm presents the third parties to &rive their estimated values. by SRC or the Firrts supplemental9SC coolant IRS Financed Se-ekes 6 not a bank The MIA, Busies
agree transaction trade dale. - You can obtain addeloral information regardtrg Services Account EGA and IRMA are Wattage accounts
the metadology used to &amine the estimate of • Revenue Ilsariris and additional compunratica which provide access so banking services and praises
• Callable mairMes Bonds and trained stock thal value and the dale of the Hamblinthat is the — In addition to convulsions on sin and 12b.l lees *Kt* aTalrallit wth ablated bales and other
the aver cats for erg rodenphen wit be 'elated basis fa the esimate by contacting your Si- uncial received n correctionwith the distribution a Ihniparty bares, and provides access to rcesace and
inDatulle by lot from among all secistes of that Advisor rrulual ftrds to ow dents we ander our affeale anoultY [roans gated by unaffiliatedthird-party
c is l s ie u n e t h s e C ld a l i l n t o e u a r s n e m e e la o n r u re t i n c o n m is in c e b e t a n n a e n d o h fo e r m o t s hi rd - T 'N h o ird t p pa ri r c ty e ' d , M in s a ev id era v l a s l t e u s a m tia a m y b e w r h e e fl n e c a t n e d as r a e t c* iw a IT dv T i e s n o u rs t o t f r t i h m e m ) p a a s ym s e f n u t n s d I s r a th n a t d i w tn e b s t e it ll o . rs s it u e bs r i a di t a e rie < s m of u U s B s S e F s i n th an ro c u ia g l h S e in rv s i u ce ra s n I c n e c . a gency
parties and is accuracy is not guano:yd. Otte call independent valuation tiro has not neareda is These arnants are based on two &fermi
lenses may wen shah could atm weld canprok triable to assir a van. sesame become ware corrpononts (a the amount of Saki by UBS of a Koss-ant itwa-co. ad artily products,
information trillbe provi*d upon request that a matenal 'wet has occurred tut may call a Palicar mutual fund family to our clients: and OR Not WK instred • No bask guaantew May lose gate
prevousg repined vale teo question, or uhen a the asset value of a particular rrutual fund lamiy's
• Certificates of deposit (CDs). CDs are FDIC nsured value would be high speoaaire due to the nature loves held a the Irm RUA. Resource Management Ann nt Business Services
up to 5250,000 in principal and actual irteresl per • the sweaty. — We and as Allow aka receive networking and Account BSA. IIMA and intonational Resource
depcnetor ate per depaitory intik-elm in accordance - When neither an Muer, general partner or wonsor combs' processing fees n corodeation for Manaarrient Accord re registered service marks of
Min FOIC nit estkruted value nor a thrd-paly estimated isle is transfer agent smites that we croak to the 135 humid Services ax
mucked, the glaciate seanty wilt* diner:Ent rrultal lent These fees generally are pad from
• Price/value. Prices display& f or setunues and other ban its arches* price. investor asses in the mane 'lured and matted VOA Signature la regaled Service Milk of Visa
pact& may be higher or lower than the price that - •DStributicos to date' may indude return of des amount based an the number of accounts at h umatkrha LOS vice Sienna creda cards and UBS
you would actualg receive in the make. Wks are capita( ncome orboth. the broker.elealer holing mutual funds of that fund Visa debt cards are issued by UBS Bank URA with
obtained from wan thid part sources whits we - 'Original unit site' represents the Seal offering Fmily Prtn59011 Ian Visa U SA Incorpaated.
&few to be relable, bit we donor garantee thek peeper use roams, not celled you tort bast
accuracy. - DIP and unlined RES sautes aren't listed on a UM Financial Swine In/ Rev 2O16O4
national 'aunties exchange, and aro goner*
SDNY_G M_0002 7233
CONFIDENTIAL
EFTA_00137853
EFTA01278590

U85 FMancial Services inc.
Private Wealth Management Resource Management Account
eitUBS 299 Park Avenue
I
in 10171-0002 October 2016
Cown0055910711016 ■ 0
HIa MAXWELL.
Account name: GHISLANE MAXWELL
Friendly account name: Indio: Balyasny
Account number SS
Your financial Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor o, the
RMA Resourcetine at 800-RMA-1000, on September 30 (S) on October 31(5)
account-
YOur assets 923200.00 935,559.00
Vlsitour websIte: Your liabilities aoo 0.00
www.ubStOrnilinanCialServiCeS
Value of your account 5923,200.00 $935,559.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S ThcAt,and$ at year end 2015 5922.621.00
Your nvestment return
921,6 923 2 935.6
change in
market vaue 312,938.00
Value of your account
3493.E0 00000 .1. on Oct 31, 2016 S935.559.00
Dec 2014 Dec 2015 Sep2C16 C<12016
SONY GM 00027234
Member SIPC CNP70001005691811 W00019355900008 1016 0305750d 0000c0 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37854
EFTA01278591

SUBS
Resource Management Account Account name: MA.V.ELL Your Finandal Advisor
Friendly account Ftalyasny -7 STACK MANLYLE CASRIEL
October / '
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 04 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 935,559.00 10000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets 5935,559.00 100.00%
Value of your account $935,559.00
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CNP70003005591872NP70C019355900030 1016 030575004 CONOW_GM_000272§$9. 2 of 6
CONFIDENTIAL
EFTA_00137855
EFTA01278592

Resource Management Account Account name: GHISLAINE MAXWELL Your Ill sandal Advisor:
UBS friendly account name:Indiviaal asiy SCOTT STACK MAN/LYLE CASRIEL
October 2016 Account number.
Change in the value of your account
October 2016(S) Year to date (I)
Opening account value $923,200.00 $922,621.00
Change 4.1 II:a(k.ei value 12,359.00 12,938.00
Closing account value $935,559.00 $935,559.00
Summary of gains and losses
vsues reported below exclude produce lor which gars andlosses are not Ossified
Realized gains and losses Unrealized
October 2016(5) Year to date (1) gains and losses (5)
Long term 0.00 0.00 35,559 00
Your investment objectives:
You have dentified the following Investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a ful description of the alternabve
investment objectives in tmportanr information about your statement at the end of this
document
Your return objective:
Current inccme S capital appreciation
Your risk profile:
Primary - Aggressive
Investment Sig ibikty consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, First in, First Out.
SDNY GM 00027236
CriPaC003005931873 NP7000190559 00003 1016 030575004 coc0co Page 3 of 6
CONFIDENTIAL
EFTA_00137S56
EFTA01278593

*UBS
Yournotes
c........,...............n...o,,,,,,,, ,.,...a a
6
CONFIDENTIAL
EFTA,I37857
EFTA01278594

Resource Management Account Account name: GHISLAINE MAXWELL Your Sandal Advisor:
*UBS
:D*6
Friendly account narne:•In clievllial may SCOTT STACK MANLYLE CASNEL
Account number.
Your assets
Some pnces, income and current values shown may be approximate. As a tent, galas andlosses may nOl
te accurately refkcled. See ;important infolerfaton about your statement a the end of the docurneM for
more infortnason.
Non-traditional
Private <ChM funds. Hedge funds, andOther investments are held in your U9SFinarcial SeMces Inc. CUBS Estimates of value St,ppntd by issuers Of Certain brogans (which ale gene idly 'net asset value' estehaneS)
FS) blot/rage account. the pennons reported telow reflect the recceds of the issuers, and UeS FS cbes no are shown as ' issuer est. value per unit'. For Pnvae equty f unds, 'Est. value per unit • is a value updated
qv:grantee the act snag of the iriomunion the value shown is not necessarily the value you would receive quanerty, based on the Net Asset value NAV') in the fund a of the date sped fed Auskd by add ng
from I be Issuer It you sd the assets Funds actively sdd by UBSFS at subject to ongoing due digence, cddial calls end subt race rg chi editions ante the NAY date The NAV is primarily based on estimated
'1th:ugh the level performedmay vary A closed fund may be subject to no ongoing digence A fund that portfolio vdues provided by the underlying fund sponsor These two values may vary because of differences
you puffh ied elsewhere may never nave been suNect to Li B5 PS dlige nee. although V8515 may receive a In the way they were estimatedand because the • Third parry ed. value ;el unit. may have been prepared
fee from Ire funds manage t which rnay constitute a maoilty of the managemenoincentive lee. Please on the bass of financial irionnaton other than year.end Retooled estimates may not reflect resale,
contact your financial Acnssof unfit questions • Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rot reflect dst ebutions of deal until the next valuation is
independent valuation fun and reflects a:hustrrents for factors such as the equidty of the units. reported, gefrefaay On an annual or serni.annual basis See linrxinant info/matron about you/ statement at
the end of ths statement.
Hedge funds
PurchaSe PK&
Number Avelagt price Client Cost Price per share value on Unrealized0M imestment Holdreg
Hcidng of she's pet. shale (S) investment CS) basis (I) on Oct 31 (5) Oct 31 (I) grin or 1053 (S) return (3) period
ATLAS ENHANCED FUND LP
4100331/16
Trade date: Sep 25, 14 900,000.00 900,000.00 1.000 935,559.00 35,559.00 LT
Your total assets
Percentage Cost Estimated Unredized
Value on Oct 31 (S) your account taus (S) annual income (S1 geln or loss (S)
NonAratfitional Hodge funds 935,559.00 100.00% 900,000.00 35,559.00
Total $935,559.00 100.00% $900,000.00 $35,559.00
SONY GM 00027238
CNP70009005591105NP7003193559 00003 1016 030575004 000000 Pap S of 6
CONFIDENTIAL
EFTA_00137858
EFTA01278595

*UBS
Your notes
c.,..00ss,,,, anooa,,,,,,00000+o,.,o,os,,00fl orqggiy G. 0002129►M 6 of 6
End ots.ement for account numb.. S5
CONFIDENTIAL
EFT,00B7859
EFTA01278596

Important information about your statement
U3S Eternal Services Pc, (the firm or UBS Fnercial sent yOu the tit stateners on which the eat, Of Corporation (StC), whith protects aeries taclitS 01 • Broad. Cunene income: hVestmEntS seekng to
Serebes), is a mentor of all principel acuity, commoday pncblom amazed. its mentors up to $509000 (including II 50,000 for generation of income onbr.
and coheres *damps. UPS Fancial Seniors and LES - Prorde your rump ad a-core marker (if any) claims for cash). The Slit and protection limits ;POI), to • Ached Cepa.,a ppreciation basements seeing
Balk USA ere i-diect subsidones of UPS AG and - Desalt* the erra or tie wander you Yet-MUM all amain that you hod a partiality cawcity. cromh of preicipal rather than the genersair of
affihaes of LBS Sasses Litt. The Fame I refloat about, and obtain as <bag as you cm why you The Fkm, together rids certainaffiliates, has also eam.
statement k available upon repast The Fin% nano& believe * is Si error a why you need more purchased egplenientaprOteCtiOn. The rnairnall • Produce Codbautdo of Wane ad Catpeieta l
offices ore a. iaonnatn amount payabei to at •Igible diet, colitclink under Apptedaton. Iveanints seethe? both geneaton
- Proud. the der amount d the suspected error. this protection is ZOO maroon a of December 10, 2015. of exam ad growth of ;debut
CBS Gina-eel Sentes fix. Steck to the poky °creditors ad lineations, ash a
1200 Harbor Width/ad The Firm or Card Issuer wit iwestigate sat compaht the firm isfurther protected fa up to SI .9 million n the Overall risk profiles
Weehawken,■ 07086 and wa correct my error promptly. for alleged mob appose* kr all you accounts held n apalicubr • Consavada Seeks to margin initial pixie& with
Mang UBS Vi. debit cad tramad irk if we take capacity. A fie copy of the poky wording is wailebb
I o T B h ff S i i s c i F a a a l r s t r e e a n . c d e ia n m l t S : r e l e e n p a n r t e t e s s s e , a n c c t o c s o n th u t e a n t n o . n n O g k t h c o e o f r f n i r c d e ia e c l m a re s n c t o , d r e a d x a o e s f p h y t o o o u k ' m y yo o o u u r e w a t e c h c a h o n a r v 1 d e 0 f t b o h u r e s t u h a s e s e a s o n f d o a th y i e n s m t t o y o o d n u o e t y t h h c 1 is l k a , w n is g e in t w i e e i r ll r t c o i r r n e , e d s i o i t t the p ne o S i I r P e C q u p e r s o t t . ector ad the suppffrnental protection t l ' o e u w x t a r m i m s e k a c a n e n s M d t h v u e o m l a at c i l a c it n y o d r to d m t d h y o e e r s s o n c t o o b t o e g t e s e p n m p e e r i a n a te k w s i i e g th n v i e t k n a t rt
ration.
r o o m t i s b e e o re n l i p e l d e a L s o e a r > ep I o I r y t o it u i b m e m li e e d d ia t t h e e ly re n is w an ri t e e r g a to o t r h e takes us to complete out nostigution. • b o C th r d a o i n no f t a a n p c p i l a e l t o as sets controlled by (end Mixed n • Moderate. Wiling to accept sane rid( to pincPal arid
Brandi Manager of the office strung your accant Please mite all checks paythle to the Fern or fie your acciti value) but hell avay from UBSFinancie tolerate some votakty to seek h4eer returns,
financial insane(' re:listed on he front of the knee's , certain (i) cash at UBS Bark LEA, 00 • Agghsame: Wiling to accept high the to pampa and
Alltesup el lithe** shown re I-denoted to be accurate, statement In addition to regular accost fees, accounts cash at AG U.S.banrhes, (4 Murano* ;roans, hide uobt lily to sea Nighreturns owr time.
statement data dicukf not bias kr tar purposes Rely may be abject to mantonarce lees, dung's for lee including usable enmities, and (iv) awe. of Maud • /rm.:doer Eli** Con.addation:f Wetted, a
scrob on yeawnd tax forms. a , Form 1099. 5498. parent for securities purchases and chars for unpaid funds when such theses are registered drectb is the Pali on of the parable, for led account may rash
10425. etc ) when 'decamp your tar return. The Finn arrcuth n cash accants. Accounts that re transferred name of to account holier on tie bodes ad records complete strategies, tinted liquidly and rater
required by law to repon to fie IRS all tatable dnidends, to other instartirs may be subject to a Vander fee of to applicia ass* a trader agent),
monde rontauble oliektind and auble Merest • Wain rwestment contracts a iniewnent interests
erred on amities held rimy atoxrd, net proceeds UBS Sweep Opeiono limited paring/ships and private placements) tut Statement sheweeholdier
on see tramactims, ad cos* basin:no:Man covered LES offers options for swain cash brakes balances aro rot reddened inder the Socurkiee Act of 1983; We may corsoidate al related account mess with
seculies. to bale deposits at UBS Bak USA and LES AG Stanford ad to sane aldess is the sin* err/Oa:ea tecase
trench (Ba-k Sweep Brogans), moneymaker annual • Commodities contacts foreign excheard and they have owners who 431,0 maM an pre account
Caramudeallans with the Mum bads (Money Fund) aid the InternationalDepose pea:usmetal contracts). incluarg futures convects ratipo-ships with other cleans a the same address. If
• Please recordi nn sty oral corremsdations in wring Accord (DA)f or c ustaners with an Intenstional and commodity option contract. mu recent inclmaya l statmunts mailed
tofurther protect Your richt,. inducing your fkintS Rescue? Mana;prritcd Account. Though the Bat The SIPC protect On and it* suppamenul prawn:nib separate emelopeh you declre haseholdng by
ender the Seorties Investor Protechon Act (SPAT Sweep Programs, cash balms we swept to LES Bank not apply to these assets then if they otherwise appear ailing yes Fine-opal Achtor.
• II thefinancial iatitution cm the top left of Ire Inam USA to to an established knit ad then to UBS AG on you statements. The SPC protection ad the
of this steamed isnot LBS F naafi Servkek LBS Stanford Branch, or a Money Fund. Deposits at UBS suPPlemental protection of, not protect against changes Friendly amenn ame
FiserMal Semites carries your account as dewing Bank USA srlic hared in accordaya with FCC n tee dirket yoke of your inflamed> heather as The Fricrdir accord nano is a cud:mud:Fe -nickrume
broker by arra-gement win the rdcated instaution ads. Form ido rmatian please Mat wwwfdic rd result d market mmerrem, issuer bagiruptcy or chosen by you to assist you with your record...01P It
We in yew of the relatonshia Men you Deposes at AG Stamford Brach ad shares of othervde) ha no legal effect on Mut account You can triage
opened this accost h the case. your bat aid Money Fuxb are rot ironed by the FINC. More irtonnation is Ayala. upon regaist. your hierdb account names. through Conine Services or
wadies tre located a LOS financial Stases and rot You mg, obtain more information al:Cul by contain; your Fiume' Adios°.
the itedecrg broker, at you mat make a repere Through the IDA, (bailable t eere swop* to the SIPC Brochre. by ca lading SIPC al
of thy race or omission to both firms As described in depose roams at UM AG Enoch and LES of by oisitisp the WC hebbto at wwwsercorg Account overview
the account agreements, you must no* us of ay AG Cayman Ranch thew deposits are not ieured by • Value of you arrointrpornbao. Net of assets and
errors or Baud rwobiog heeds reflected an your tee FCC. Baines held at the WS AG Cayman Brandi Divelend Reiwestment Progress (DRIP) abilaK
statement wee, 30 dins alter It was mailed or made are tempi:arty imposed to the soyeregn ink of the The pia reflected b an hem?* price. You may oblan • Assets eddies ovalebte cash balances, takes fa
available. A II stitsmints shall be deemed compla Caunen Pack, and there is no guarani*. or other the must price than you. F natal Advixr . Only whole restrkted nosey lest), and GlobalTim Deposit,
and accurate n all other respects if not obtaled to in obigation of UBS AG to repay tie Saxes while on the shares are purchasedunder DRIP; paled thorn will be byto maks to makes, andoaten assets not held
vaaeg wthin 60 days CBS Cayman's Brach's books. sold ad the cash wia be deposited nyour account The by Fern. Does na include unprked secLritiePassets
• Please dkect customer cornplares or dividend reewestment price applied by the aster my at tie end oh the prior and arrent statement EX410dS, or
Finis Client r ent at Deposits at LBS Birk USA and each UPS AG Branch are cif ler from the market price at which the partial dares primate neesements. invested stock options and
or totters, Al . 9:03 A.1.1 to 6 00*.M not protected by SIK. Money Fund shays are protected re sold eunceable stock options
FT Monday through Frday, a in wren) to Les by SIPC. See 'LISS Financial Services Accent Protection' • LAbildes Includes debit balancesoastanling rowan
kirig Services ho., Cliagt Relations Depaiment, below. Geseeirelieu bans, credit Fre, that scant balances.
766 Union Cir. 07097. Crir whole urns may be held n yar acacia. If you aa • Ca coney balances. Total of unimested available
• In case of errors or <pastern about an electronic Upon your legume, balances in the Pare Sweep entitled to a petal knit a s result ol a cbidend parrs cash balances, plus ddose balances at UBS Bank USA,
finds Bander (91), BS Voaddebit Programs or OA may be withdrawn and shires of a or ethenvia, the Firm will ether sell panel aid at LBS AG US Branches ad way make mutual fund
card >tamed:cons, call a mite to UBS Money Fud may be liquidated. ad the proceeds market price or accept an amard determined by a sweep bala-on, at the <Me of the statement period
Financial Sersigas Ire., ha lid, 6th floor, returned to ocu or yOUr SeallieS account. regidered clestrg agency, ad credit you' Faard. Ntnccewrodity free anft balances in your account are
Weehawken. 07086, Attn RIAAreCA Series. rot segegied from other balances arid the Fins may
Further Hi:embus., about available sheep options Investment objectives use Sly of these krds lithe Oftliney rouse of is
Calor write a soon *era can, if you hit ycir reclaim; curare iroentet rates and yields, 5 emibble at The :lammed objectives and risk profile sniper Ric to business. Thew funds re pestle gal your dented
statement or receipt k wrong or if you need more wmv ubs cords...emend:b. from your F nancial Advisor each account and may may between you accounts The total is included in die anent period closing View
Maryellen tat a transfer on the statement or or by calling Bit .762.1000. Please rime the Firm promptly in writing of ay
recejoe. The Firm or Card Oaf (as eoplicable)must Kee Scant change in you Inascial situation or Lending islonnetion
her from you no later teen CO days after **Fan UBS Financial Samba acoasint protection investment obstetrics For eachwant hela you Fa detailed information on the hum's lento padres
The F,t-n rt a no.-d-+ cI (.1r n 1-yonn• rentartrn choose or* of the folowin investment et:it/fives and docloares refer to you Client Rationale
SDNY_GM_00027240
CONFIDENTIAL
EFTA_00137860
EFTA01278597

Important information about your statement (COMERUthf)
Agreement or ACCO-rl Agreerreill and the General - We germak tae the closing price when ayskide liquid and turn if they can be sold, the prke — h addition to corntnissians reserved n connection
Tams rd Conditions U3S Statement of Credit Practices the mean of the bid anal ask price, for listed received mats be lea tan the per dare estimated with the sale or agebution of may contracts
mailable in Agreements indeed:owes at acuities and open; or only Al prices for OTC value provided n the athant statement. and tuft investment but mils tools clients. we
goy oh< nronttwenioneekrinto ones, studies. anda our affiliate rector revere shating
- Less Saki traded securities may be priced using a • flasbicted securities. Restated searnies generalY compensate', from many of the insuance
YOU, Meets Leman model ate moss recent ace we see not clergy a M? to public sale. UBS Financial companies orienting the amity COntrads,
Your statement Omen *Cunt*, and other assets hell claimed end may not reflect en actual make price Service, use: the menet priced the unrestricted stock aftR ams of to hourara carponin or epornors of
in the award at the end of the slatenurs period. You a vase of the Sant issue( as an inputed value for tie theme imesemmt suits we distrtute.
may ek for de1ary of icy pad seosiies al anytime. - Certain positians may upper v.:taco a price aryl restated Pak Earouggas °nig statement orgy To - Our affiliates abo recefee trading commosens ad
You may rectve securities toed as loin collateral after will ?row as 'vice was rot avatlide• it we as the extent that resigned secures are elglak to sale, other congenitalI ran maul funds and
paying any balaxe nit at them. Any securers unable to obtain a price fora 'toady the value received may be sthstanualy less Min the Attars companies %Mose products we derlaum.
translated to At Fkm cisrg the dalement period are - Pepsin a securities denominated n curvet-cies rated vet town - We receive an anal fee from UBS Bat USA ad
listed at market gate as of the end of the staterneel other thin U.S dollars are reflected at the (whine LES AG Stanford Rand, d ISS to 425 per scam
period. rate as of the Patellent date. • Est. (obstinate) income. arrant yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cast bats. detemining Use cost basis of he - fcr certain secuges fading n non-conf otmrg M entute of annual income 6 based on current Program.
securities incbded in this statement, Mere indict/Ad denotnnstions, price and qualityRace valat may deers' and interest rates, assuring the sourtes will
wit, the number " I, • WS Finance Services has relied have been adjusted to facilitate come value:ft be held for ale yea- from statement date or until Acalvity
Oninformation obtained horn sources other than US$ To obtain &rem quataan. when acanthi?. contact maturity This estimate is nonY a gudoine; accuracy Irktmafithrepardngconmksithe and other charges
Financial truce,, including information from another ,arcel encr and continued income are not gum-reed inured h connection with the exewthn of trades,
rim than may tuVegrovided to yea Finaxial - Estimated areal Acme and curet yield fa AWN option transactions has been incbcad on
Adele The Finn does not irdeperantly verify a • Private investments and otrumered proles. certain topes of rouges mead incksle a retie, of conf Swims presousy fu nshed to you. rid sill be
ewentee the acctracy oddly cif any ormation !ovate rivolmal war las (miring died principalor capital gahs in which use the est ponied to thuprorrptly on repast.
Provided by foam than LESPi-afloat Seniors panicipatim program ad realmeate immuring rut income (a-dcurree yield would be overstated,
athltich although MA-eget Services preralY soothes) and struclued products are enemlY highly - Estimated anal income and arrent yield and the Short selling
update, this Harnett., as it is received, the Finn aped. Celan sena-tend weds have not been actual Aar* andyield misfi be Were higher It you are engaged in short NON a security, you may
does not provide any assuarces that the Mammal teetered with the Securities and Ertll than the estimated amounts. tsar a charge due to certain tarovreg costs for that
snider 'Cot been ard *Unrealised gad lose is Commission or under any date entintieTarn. We - An of nudged income (dividend anea partkulsr
accurate as of the date of fhb statement. As such era de estmated values for private investment intend) dick/adbythe current market
please donut rear on this nfarmtion to make saclike a-dstructured products for Acenutirul valetaverage balance is based at the Le dividend Open orders
;whist or sale dectisuiornnt for tax puposes a purposes cry. Stang is OM guaranteed. or interest payment node by the issuer and Regarding open or • gad-till-canceled' aden tat
otherwise. Accounts to the Finn may - These vibes may differ sthstagiey km prices, il amines he secumegdepases will be hell for me were not executed by the statamart date, open buy and
reflect psi-toss infanta:an only for IN period d am. at which a armee nvedmeril vien year Iran the statement date or until meat. sea slop orders are reduced by the mount of dividends
tine they av held at the Finn More historical structured product maybe bought or sold and do Accuracy and continued ell xe not guaranteed cc rghtscn an ex-dividere a eamtrls date unless
thelcrmatim can be ad yor Fnaxial Advisor. net necessztiyrepreserd the vat* you my receive Amsted otherwise by toa. You are responsbk for
tan limidatim. • Assets neeheld by WS Financial Services. Cenah orders that are executed de to your failure to cancel
• Unrolled pans/Iona %teen data n awilabk, - Third patty netnews of rata are as of a certain tuts are rot held by the Fnn a th not see the easing open orders.
oninated treated guinilown re caculmod Ice date rd ate applied to UBS Finance Syriac on a Firms posse-nen or control. These ants we
havklial sacra/ lots. The transaction data for regaar basis by an independere volition firm. &spire-dater statement for informational Priem
revile bus mayor may not reflect commit:ans, - Rae general panne- or sponsor estimated valet purposes only Positions and values presented we To obtain a copy d cox current Client PrivacyNotre.
rZandor security reaps-eaten mats any, are woad to **Fern by the ever, provided by the issuing fern. UBS Fi encal5eraces pleat contact yar F name'M ita or vet our webste
cl and other reinventment lots rd systematk general partner or mentor and may be Calcutoted not resperwble tor the information and does not at wsw enm/evivanmrtirev
pirchSee be, are each combined to delay or* bawd on deferent information from that used by guarantee its accuracy. These assets at nal protected
averaged lot The 'Trask date colonn presents the thid parties to env. their estinated values. by SRC or the Fines malertgalM K °were?. llEG Filmed Serethes is not a ba-k The WA, Business
aging transacton trade date. - You can obtain addriorel information regardig Services Account BSA and IRMA are brcicerage accounts
the methablagy used to determine the estimate d • Revenue shirrs and additional amputtsatice. welch provide access so banking services and protests
• Callable securities Bonds and welecred stock that value and the dale of tan Hamblinthat is the — In addition so carnissions on saes and 12b.1 fees itrna*MTI819.Terlit with situated lurks and other
to ever cats for eat marten will be selected basis fa the estimate by contacting your Financial received n cerreetiort with the distributer e4 Ihniparty bees, rid provides access to notra-ce and
anomaly by lot from arrag all sonegin of hat Advisor mutual fund to ow dents we motor our grate annUiY md.ms owed by unaffiliated thid-party
issue held rearm-nee:Immix. roam fa or - Third pity 'singed vales may be reflected as receive revenue shying Payments Iran dighbutors Aerate companies through troura-ge agency
clients. Call lease hIcanatith is obtaned from third 'Not priced in several theatre Mien an ado advises of the natal funds that we sell. subsidiaries of UBS Financial Services Inc.
ponies and b freeway is not 9J:ranked. Other call 1-dependent valuation Jim has not ssppieda is Thew amounts are based on two cMerom
leans may pm which oath aila ct mkt condole mate to war a vale emcee become ware corrporents (a the amou-d of Salt by UBS of a thionment„ reuraxe. rd aruity products,
thermatim elite craned upon request that a material event has gamed the may call a Patter mutual fund I amfir to our clients: and (c) Nat FDIC tossed • No bank qua-anew May lose value
azimut, repated vole nth question, or wen a the asset value of a priculdr mutual fund farnfins
• Certificates of deposit (ODG. CDs are FDIC aired value would be highy speculate* due to the nature shares held a the fern RUA. Resource Management bun nt, gaits Services
Limo $29),000 in principal and accrued intent per or the security. — We and as all Ate abo receive networking and Account BSA. IRMA and intarietional Resource
deporSor ad per Amatory inabsion in accordance - When neither an issuer, general partner or sponsor ornba processing ten n contention for Management Arcane we registered service maks of
with FDIC rucks. estkruted value nor alined-pry estimated watt is transfer Vent MOMS" tat we rack to the Fnancii Serves A
providect the vale of the study Mk be dilferent mutual lest. These fees generally are pad from
• Pricevalue Prces dual:end for securities and other from its; whew price. investor assets n the Anisettes' and are a ford Vila Signatre e a registered service nwk of Viso
pccdsts may be higher or lower than the price that - • Daributies to date' may indude fern of dale amount based en the number of accounts at Internal imat LBS Vito Signer* cede cards and IBS
sou would thinly notice in the meet ftices capital, name orboth. the broker.dealer holing mutual funds of that fu nd Vna debt cards air issued by US$ Bre URA with
obtained from webs t id party sources shiti we - 'Original unit size' represents Me noel dieting fa-nify remission torn Visa USA Incorporated.
Woe to be relable, but we do not geragee ther peke per taut assImaa not reflect your con bases
accurty. - DIP and unlisted REn studies art rot listed on a UM Financial Services Me Rev 201604
national 'turbos exchange. and as ant*
SDNY_GM_00027241
CONFIDENTIAL
EFTA_00137861
EFTA01278598

lies Felanc.el Services Ix-
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
IS
IS 10171-0002 November 2016
CNo70055355751116>03S. 0
SI MAXWELL.
Account name: GHISLANE MAXWELL
Friendly account name: Incliv: Balyasny
Account number. SS
Your Nnancial Advisor:
SCOTT STACKMANLYLE CASFIEL
Phone:
Questions about your statemett? Value of your account
Call your financial Advisor or the
RMA Resourceline at 800-RMA-1000, on October 31 (S) on November 30 (1)
account
Your assets 935,559.00 932,507.00
aoo aoo
1l. aic our website: Your liabilities
Nwevi.Lbs corn/ linancia:services
Value of your account 5935,559.00 $932,507.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 $922,621.00
Ihc Lr:anC;$
Your investrnmt return_
971; 6 n%F 937.5 Change in
market wive 39.886.00
Value of your account
on Nov 30.2016 3932.507.00
3i)rC00 0ill... °lga
Dec 2014 Dec 2015 Oct 2016 Nov2O16
SDNY GM 00027242
Member SIPC OO70001005535575NPI0C0185219 00008 1116 03057500i 101010 Page 1 of 6
CONFIDENTIAL
EFTA_00137862
EFTA01278599

SUBS
Resource Management Account Account name: C.C.PNE V. ELL Your 14 nand) Advisor.
Friendly account name: !nth vil siy SCOTT STACK MANLYLE CASRIEL
November 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 932,507.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 5932,507.00 100.00%
Value of your account $932,507.00
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP70003005535576NP7003185719 00608 1116 030575004 10W0114Y_GM_0002720Nie 2 of 6
CONFIDENTIAL
EFTA_DOI 37863
EFTA01278600

Resource Management Account Account name: GHI5LAINE MAXWELL Your Pi sandal Advisor:
*UBS Friendly account nome:Indivaalasiy SCOTT STACKMAN/LYLE CASRIEL
November 2016 Aaount number.
Change in the value of your account
November 2016 (SI Year to date (3)
Opening account value $935,559.00 $922,621.00
Change in market value -3,052.00 9,886.00
Closing account value $932,507.00 $932,507.00
Summary of gains and losses
values reported below exclude products 101 which gam androsses are not dassIfied
Realized gains and losses Unrealized
NOvember 2016 (I) Year to date (4) gains and losses (3)
Long term aoo 0.00 32,507 00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in lmporrant information about your statement at the end of this
document
Your return objective:
Current incase & capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility conskleration None selected
Your account instructions
• You' account cost base default closing method is FIR), First In, First Out.
SDNY GM 00027244
C NP 70008005535577 MI0[0186219 00030 1116 030575004 101010 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 37864
EFTA01278601

*UBS
Yournotes
CONFIDENTIAL
EFT,00131863
EFTA01278602

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name:• asiy SCOTT STACK MON/ LYLE CASRIEL
November 2016 Account number.
Your assets
Some prices, income and tureens values shown may teEpotoxirrone. AS a este. wins asdlosses may iv
be accurately refkcled. Set rmporunt infosenefron about your statement a the end of this document for
more information.
Non-traditional
PliVae equty funds, Hedge funds, and Other investments are held in you UBS Finarcial kqviteS nc. (UBS Estimates of vat* Stalled by ISSuerS C4 Certain programs (solo ere gene Idly 'net asset vaue' esterkeeS)
FS) brolera?e account. The poutIons reported belOw reflect the reccods of the issuers, and U8S, FS toes not are shown as ' issuer est. value per unit'. For Pnvae equty funds,' Est. value per unit • is a value updated
guarantee the accuracy of the I Worm:mon The vaue shown is not necessarily the value you would receive quavery, based on the Net Anet value C NAV') in the fund as of the date spedfest at3uskd by 'Wog
ficm I be Issuer if you sd d the assets. Funds actively sdd ty laBSFSale subject to orgcting due digmce, ceedtal calls and 'obi radir g 0stobi/lions since the NAV date The NAV is primarily based on estimated
although the level performed rriay vary A closed fund may Deluged tonoono:trig drigence A fund that partSolio vaues provided by the underlying fund sponsor These two yawn may vary because of differences
you 0urebelled elsewhere may never have been suteect to tr BS FS dace nce. although 0135 15 may receive a In the way they were estimated and because the • Third party Ht: value ter um* may have been pupated
let from t he fund's manage r, whit h may constitute a mmoilty of the rnanagernentri went ve fee. Please co the bests of financial trionnaton out., than yeaoend Petaled estimates may not reflect resat
contact your finwicia Achnor with questions • EA vaue per unit' is an estimate of value supplied by an liquidation or repurchase vaue, if any, and may root reflect dst ebuti on; of capital until the next valuation is
independent valuation ton and reflects adjustments for factors such as the equidty of the units. (towed. geferaay on an annual or Serri.annual bans See important info/maw abut your starrentent at
the end of this statement.
Hedge funds
PurchaSe Owe
latrrber Average pace Client Cost Price per share value on Unrealized0m) inrestmer4 Woking
Wising of shales per share (S) investment (S) basis (1) on Nov 300) Nov 30 (S) gain or loss (5) return (5) period
ATLAS ENHANCED FUND LP
P/01(331/16
Trade date: Sep 25, 14 900,000.00 900,000 00 t,000 932,507.00 32,9307.00 LT
Your total asset
Percentage (4 Cost Estimated Unreaszed
Value on Nov 30 ft/ your account basis (S) annual mfabe (S) gam or loss (S)
NonAtecitionel Hedge funds 932,507.00 100.00% 900,000.00 32,507.00
Total $932,507.00 100.00% $900,000.00 $32,507.00
SONY GM 00027246
CNP7C003305$35579NP70031135219 00003 1116 030575004 101010 Pap S of 6
CONFIDENTIAL
EFTA_00137866
EFTA01278603

*UBS
Your notes
CONFIDENTIAL
EFTA,B7867
EFTA01278604

Important information about your statement
U35 f tuncial Services Pc. (the Firm or UBS Fnercial sent yOu the trst statement on which the MIX or Corporation (SIPC), lath protects ItO-rlieS accantsol • drools, Cunene Income: hvestments seekng the
Serval). is a member of all principal seccrity, cannialty problem amazed. its merrters up to 1902000 (including 52 50,000 kr generation ot income any.
and satires exchanges. UPS Financial Seniors and LES - Beide your rune rd wore number Grf any) dads for cash). The SIPC net protection limits ;POT to • Adak. Capeatappnonation Initertmeres seeking
Bank USA re i-died subsidiaries of UPS AG and - Decoke to !MX Of the I/WSW you Yet-MUM all accorts that you hold hi a particula cwocky. ctromhof priscipal rather than the gee ersair of
athhaes of LBS SeaweedLK. The Fim's trerioal about, indeoplain as <Bab, as you cin shy you The Fans together mt certain aft irides, has also 'rarm.
statement e available upon recited. The Firms wodire believe * is meow a why you need more par/laud owpkrnentarmiotection. The madman • Produce Conebaubao of Wow and Capital
oilkos era at: iecinatit anoint payable to at eligible diet, coliKlink lathe oAfp preoaton Iniesinents seeking both if* generator
- Firm:dethe icier arrant d the suspected mot this protection is S500 Whoa as of December TO, 2015. Oscan@ cad growls of prixpal.
LBS Fina-cel Sertces hc. Stbrd to the poky orditorts ad limitations, cash a
1200 Harbor Qadeverd The Firm or Card Issuer wi hastigme you tcompaht the firm is further protected fa up to fill million n the Ovotell Sc profiles
Weehaviken. 07086 a Io n o d h c i o n al g c U or B r S ec V t a i n . y d e e rr b o i r t p c r a o d m t p ra ty -n . F a o d r k a w lleg i e f d w w e o ta o k s e a ca g p g a re c g ity a . t e A k h r i a l c l y o o p u y r o a f c t c h o e u p n o ts k h y e l w d o n rd a in p g a is ti o av d a m ila ble • COttleVA* Seeks to mantan initial pi-cipd with
U o T f h 3 f i i 5 s c i F s a t i l n a L a te t n < m c d i e a o n l c S t u r e e n n p e a r n t e e t s s s e . a n c c t o c s o n th u t e a n n t o . n O n g , t , h c o e o f r f r i r c i e l i i a c a l i r r n e c g c k o d r w a d a e o s p f h y t o o u u l ' d K m yo o e u s r e w a t e h c c a h o n a r v 1 d e 0 f t b h o u e r s t u h in s e e n E s o M d f a O th y L e s • I m t t o y o t c n u b e t t y h le t n s u k , r w is n e in t w r e ie i r ll r t c o i r n r e , e d s i o i t t tot W the o n S I r P e C q u p e r s o t t . e ctor ad the supplemental Protection t l i O n o u f w c l t a o r t m i n i s o e k • n a o a n r n s r d e t h t v u e . r : n W w s a r a d y n t o m d t a h o y e e r s a o n c t o k o t e r g e n e p n m p er r e a e t a e w t s i i t g t h h n e it n c i a f nt
r o o m t i b s e fo re n l i p e l d e a L s o e a r n ep I o I r y t o i u t i b m e m e e * d * ia t t h e e ly re n is w e r n it e in n g d to a t he takes us to complete our rtrostigution. • b o C th a d r o li n n e fi t n a a p n p c l i y a l t o as sets controlled by (and trawled n • Moderate Willing to accept some rid( to pnrcpal and
Brand, lianaga of the office serving your account. Please mire all cheeks papule to the Fan or the your aceS: wim) but hell away from UBSFinancel tolerate some wanly to seek higher returns.
I runcial instedir rotated on he front Ce the kenices I , certainty cash at UBS Bark LSA, (i0 • Aggressm: WilIng to accept hot nt to pnncpi and
Allthealik al (ivies shown se intended to be accurate, stetement In addition to ague& adorn fees, accounts cash at AG U.S.Lanthes, (4 reward pecans, hip solo lily to seek high returns or time.
statement etstaticukf not bias for tar purposes Rely may be abject to mantenrece fee., changes for tee including alibi, enmities, and (id tares of initud • invntl>enE igiaira Consiltration: f selact•d, a
sek4 on yewend tax fowls. a • Form 1099. 5498. payment kr securities purchases and charges kr unpaid funds when such shoes are reghtered deed& in the colion of the porHoli,f or that account may notate
10425. etc >Mien preparing your la return. The Fim ammres n cash ardisits. Accounts that at transferred name of the account holier on the bodss ad records ample% strWeges, Ended liquidly and rater
required by law to report to do IRS all twable deriding, to other instimlirs may be subject to a tenser Ise. of to applici* @sue a transfer agent), volatiky.
aportakie roncauble okektyilk and teuble interest • Wain nwstrnent contracts or inwsiment interests
end en swages held rants adarrt, net proceeds UK Sweep OpAiens dried partnerships and pirate placements) trot Statement •heurisholdier
on see trarmadkro, rd cost basin:no:nein cowed LES offers options kr sweeping cash balances. balances are rol rep's-toned under tee Securities Act of 1933; We may drecordale a related account ments with
to bat deposits at UBS Bak USA and LES AG Stanford ad the sane aides. in the 13M2 envetagxa,ip.tecase
brooch (Bals Sweep Procjarrs)), money matte mutual • Commodities contras ie foreign exchange and they have owners who ako mantain pre account
Caramaninallans with the Flan Arch Money Fund) writhe International Depose decoys metal contacts). including futures contacts relat cremes well other clews a the same address If
• Please reicortinn my oral commontations in wring Accare (DA)forcurtaners with an Intarutional asst commodity option contracts. you peter to went mdarmal statmunts mailed ti
to further protect your rights. inducing your rktitS Rescue? Management Account. Though the Bads The SIPC protection and the supplemental protection& separate enkelopes, you mat decline hour.eholing by
under the Searles Investor Proteobon (SPA) Sweep Programs. cash balances we swept to LES Bank not apply to these assets then if treyotherwise appear ailing yam Financial Ached.
• II the financial institution en the top led of the had USA tpo to an established knit ad then to UBS AG on yew statements. The SPC protection at the
of this slime* isnot U36 f nerved Stokes, LBS Stanford Branch, or a Money Fund. Deposits at UBS sulamental protection do not protect against changes Friendly Gown name
Ftrancial Sonia" carries yea =ant as dewing Bank USA sylic edited in accordance withFCC n the market vale of you inuestments (whether as The TrurdSt acccu-4 nano is a cuskencale 'nirknerre'
broke by armagerrent with the inicated institution ivies. Form information pewee wwwfdicgoa result d market wormed. issuer ba-kruptcy a chosen by you to assist you with your reccalteeProg
We informed you of to relatcnshio when you Deposes at AG Stanford Brach ad shares of otherwie) has no legaldied On yea account You can change
opened this accost hew case. your tura and Money Fuxb are rot nosed byte FDIC. More irtoimation is arable ter reglad txr rowdy want names. through OW* Services a
stories tre Waled a LOS financial Service, and rot YOu may °Nan more informationabout ^ by canticle-9 your FiVnoal Athnor.
the tritolaceg broker, ad you mat make arrant Through the DA, mailable t es are serape to the SIPC Brochw by deluding SIPC at
of any wirer or emission to both firms As described depose &cants al UBS AG Binh and LES of by visiting the SIPC websie at invaalpearg Account overview
the account agreements, you must no* us of ay AG Carmen Branch Thew deposits are not enured by • Vabe Matt arroontrionfolo. Net of assets and
errors or triad iskoktry chedcs reflected on your tee SC< Balances held at the UES AG Cayman Branch Dividend Reiwestreent Program (DPW)
statement wail 30 days after t was mailed or made ate tempi:arty reposed to the sovereign ink of the The arm reflected is an average price. You may obean • AMb acbdesesNsb4 cash balances, vdues kr
available. All itataniank shall be deemed conolne Caren Minds, and there is no guarani** or other the what price hem yaw Fracial Advisor. Only whole restrkted dourly lest), and GlobalTim Deposit,
and accurate in all other respects if not ',bided le in obigation of UBS AG to repay the balances while on the shares ere purchased under Cad; petal tan will be crreazFeidn marks to maker, and certain assets not held
yrmag wthin 60 days LBS Cayman's Brach's books. sold and the cash Me be deposited to your want The by the Does rot includeunpriced sectritieRassets
• Please divot customer complaints or eividerd reinvestment price applied by the ester may at tee end dthe prior and cur ent statement (woods, or
Firms Client I eta Deposes at LBS Bark USA and each UBS AG Branch are idler lam the mead price al which the partial shun pewee Iwo:Dents. awned stock options end
or toldr oe .(1024.4 to600 P.M not protected by SIK. Monet Fund sheet are protected re sold earceable stock options
FT Monday through Frday, or in kingi-g toll% by SIPC. See *L66 Financial Services Account Bowdon' • Liabildes Includes debit betakes, Wording margin
Services Cli Relations Department, below. Caleirelieu bins, credit Ire, short account balances.
766 Union Coy,. 07027. ashy whole unts may be held in you account If you ore • Cathhaoney balances. Tura of unimested available
• In case of errors or gantat about an electronic Up:inyour request balarms in the Bare Swede entitled to a pad unit a a nesult ol a elided payment cash balances, plus iced balances at UB5 Bank USA,
fu-de transfer (WIt BS Votdebit Program or DA may be withdrawn and shares of a or otherwise, the Finn will ether sell panel wirm at LBS AG US Branches ad maw make mutual fund
card tramarmons, call or mite to UBS Money Furd may be liquidated, ard the proceeds market price a accept an amore detemined by a wave bins, at the Orme of to stderrent period
Financial Sergio Inc., Ha lid, 6th floor, returned to you or your seosaies =ant registered cleithg agency, ad credit yogi accord N:n-conrredity free attic balances in yes account are
Weehawken. 07086, Attrt RIAAISSe. Strikes not segegaed from other balances and the Fimmw
Frahm idormalon about available sweep options, Invietrosant objectives •ae ay of these funds in the ordinay round ol is
Calor way a soon as you can, if you thils your nekdrg curve ireerest rates and WICK is available at The nwstrnere °biddies and risk profile aspic lc to basin's?, These funds are payable per your award
statement or receipt k +wag or if you need more wmoubscornitereedresb. from your Fri:moat Advent- each account and may maybetween your arcade Ths total is ncluded in 11-0 arrant period closing vale?
rdormatir tat a transfer on the statement or or by cuffing 00 .762-1000. Please advhe the Firm pronptly in writing of any
receja. The Firm or Card lister (as applicable)must 5g-decent ethane in yawInnis' situation or Lending triermation
her from you no later then CO days slier the Fitrn U Th N e F F e i n n , a r n t c a i a rr l S .- e r r i- v o ic r e c s 1 attain prote l-r c e tio n n • reciter-tr., n ch v o e o s s tm e o e n n e t o o i f l: t d h o e v f e ol . l o F w o in r e g a in c v h es m tm e e a n n t t o h b e je ld ct i y v o es u F a o n r d d d e is t c a l r o e s d u r in es fo . r rm ei a ff ti o to n r o m n t . h C e h F e i n lm , R 's e k b n h d an ip ta qa c sces
SDNY_GM_00027248
CONFIDENTIAL
EFTA_00137868
EFTA01278605

Important information about your statement (POIllitiled)
Agement or ACCOal Agreerrenl and the General - We germ* tee he cloth; price when avatre liquid and esert if they can be sold, tie tree — h acklaion to co-animists received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the bid and ask prices for listed received may be levs than the per rare estimated with the sale or destitution ol may contracts
mailable in Agreement ander/arms at securities and optecra or only bid prices for OTC vain provided n the mord statement. endure investment but tries tows dents. no
mop fa< fronitireevintekrinto met securer. andcr our affiliate recess* revert, sha-na
- Less acterek traded secuities may be priced ushg a • Resticted awasities. Res-bided securities generals, compensation Itormmany of the issuance
Your assets valuation model a the most recent price we are not (wreak enable to public sale. U8S Financial companies Undenliterg the amity centrals,
Your statement itemizes *curer and other Watts hell cbtaned rid may not reflect in actual motif price Salvias uses the market priced the unrestricted deck aft/Jain d tr henna arroaris or warners of
is the aware at the end of to slanenvers period. You a value of the sane issuer as an inputed value fate tre ant irrivimmt rues we disttute.
may wk for debar Of Sulk paid startles al ay time. - Certain positions may appear witof a price arid restricted Oak tbrourposes Mtge statement orgy To - Our affiliates also receive trading commeskins rd
You may receive securities used as loan collateral alter will raw wire was not avielide• it we me the extent rat resigned stories are elgbk to sae, other compensatenfran nasal fusel and
paying any balaxe de on them. Any securities unable to obtain a price fora seamy the vats received may be sibstantialk less thanthe Munro: companies %Mose taxis we drartute.
translated to the Firm cares the Itaitlitalt period are - Deposits a securities denominated ilCUITal-Cin impute vabe town - We receive an anal he from UBS Bat USA ad
heed at market vabe as of the end of the stab:mall other than U.S dollar are reflected at the nounse LES AG Stanford Stand, Of 1.010 $25 per acccut
period. rate as of the statement date. • Est. (stinted) income. arrant yield; and rates. sweepng to debarks under the UBS Bank Sweep
• Cast base. In detraining the cost basis of the - for certain marries fading n non-contemns M estimate of smut income i based as current Program.
securities raided in this statement, were indicated denornnstions. puce and quality(lam sets) may &Wird ad interest rates, assuming ter searites will
wile the number " l, • WS F nonce& Services has relied have been rimed to brats paper wheaten be MU for are yes from statement date or until Activity
an information obtained from sources other thanLES To amen rumem gra:tarn. when available, contact maturity This Mina bonny a godelne; accuracy Promansnregardngconmksirs and other chsges
Financial Senices, including information kern another ybr cr,arcel Zen:Cr and continued income are not gusarrteed tared h connection with the execute:not trades,
lien a that sumer have prided to yes Finmxial - Estimated arrest name and current yield for extudrg option eansactions has been incaad on
Aorta The Firm toes not irdeperekrtly venfy • Private immanence and atrucoired products. certain types of washes could tickete a return of antMaim prewousy !writhed to you, and wit be
swank* the aco_racy a verity dry information nivote noestment "Nunes (ex ling red initiator capital gahs in which case the est presided to you prcrrotly on recant.
provided by WOOS other than LES Prencial Simian participation program aid realabate imminent rig income (an:Hume-A yell would be overstated,
h xkltist *hough UPSFiver Services general& soothes) and structured procbcts are imnerala highly - Estimated anal imam and curer yield and tie Short selling
Laclates fib nfermatiri as it is reenved, the Firm ;paid. Certan stnstured racists have not been actual ?cane and yield misfit be laver°, higher d you are engaged in short selleg a seventy, you may
does not provide any assurreces that tie information registered with the Securers and Exchl than the estimated amounts. in:Leachers, dm to entrain tamers costs for that
seder 'Cost bate^ aril ^Unmated gar/ love is Cam s or under anyi fate seeurrieTwn. We - An *stint* of numbed income (dividend anacr partkulor security.
accurate as of the date of thi; statement. As such van* rimer(' Value$ for private investment interest) dividedbythe current market
please do not rear on this Marrution to make stories ad structured products for Peanut: rut valfraverase balance is based on the Inv dividend Open orders
puchne or sale decisions fa tax purposes a purposes any. Atarary boot guaenteed. or interest perinent mode by tie issuer and Regarding open or • gxotilhancelled* odes that
otherwise. Accounts irrigated to be Fim may - These vitas may differ abstaxiset born prices, il amines tie seetsteidepases will be held for ate were not executed by the Stattnitta date, open buy and
reflect gait loss ilarnaten only forte period ce any. at which a Prior, iwaaragril at year Iran the fattened date or until maturity sea slop orders are mixed by the mount of drifted,
tine they we held at tie Firm More hieorical traduced product maybe bought or sold and do Accuracy rd continued yell se not guaranteed or riteson an ex-dividends a rerrfres date unless
rikrmatcn cube aided by your Friaxial Advisor. 11:4 necessztik represent the vat* you may recent retracted othenv4e by tat You are responsbk for
icon liquidator. • Assets not held by LES Financial Services. Cent adorn that at executed dm to your lelure to cancel
• Unrealised sans/loam Nilsen data n awilable - Third paw esimmes of vale are m c4 a attain resets ate rot held by the Film are not *whin the erisi ha open orders.
eminated uroalined tuinelown ore c actstalid Ice date ad are suppled to UBS Finarcid Services on a Firms posse-151n or sterol. These assets se
Whitt& stub/ lots. The tranuann data for resider basis by an independent valuation firm. &played on loos statement for informational Priem
rekvilial bet may or my not ref lest commisiens, - bait gineraloannm or sponsor estimated valor, purposes only Positions and values presented se To obtain a copy of at current Client Privacy Notke.
doges enact security reuse-Olsten events ay, are subbed to **Fins by the *suer, provided by tee ruing firm. UBS Inancial Services pleasmime you F range' Achiscr vat our everee
detr d and ober reinvestment lots ad systematk general partner or spantor and my be cakultied not mast:Ale tor his information and don not at want, rrvenfitinne,lrer
saschau btu are each combined to dirk, ale based as efferent information torn tot used by guarantee es accuracy. Thine Mans am rot protected
averaged lot The 'Trate date' totem presents the third pities to derive diet 'grated values. by SEC or re Fires writer-SalSat Own?. UEG Financii Services 4 not a bait The PM A, Business
original transaction trade date. - You can obtain aeditorel eformation regarding Services Account 854 and IRMA me brokerage accounts
the mardalegy used to determine the estimate of • Remise shirrs and adefillonalcompunsatim. Mesh provide access so banking services and wallas
• Callable securities Bonds and premed stock that value and the dale of dr ifamMcn that it the — in addition to commissions on sir and I abil lees tem* arangernents with flamed bake ad other
the issuei oats for eat redemplem will be selected basis fa the estimate by contactiG your Fruncial received n carecticri with to ditributiai thniparty bares. rid provides access to reura-ce and
tinily by lot from arrerg all secures of that Adykor mutual finds to ow dents we anacr our Aare armuttr attars iced by unaHiliatedthid-party
issue held it *surname or n nomhee nave fa or - Third party 'singed vales may be reflected as receive revenue shaky) Payments from detnbutors reurerce ampanes through rairsee agency
clients. Call terse i &errata) is obtaned from third 'Not prime in several stuatires: Mien an at salsas of the natal funds that we sell. subsidiaries of UBS Financial Services Inc.
pries and be accuracy is not guranteed. Other tall Idependant valuation tiro has not sMItiod a it Thaw arnants are based on two &fern
hares may bon which could Mod yakt complete vette to mar a vale:. when we become ware corrporents (k the amount of ales by UBS of a twasamere, rewa-co. rd artily products,
inkrmatir Mite praired upon request that a martialr ent has catered tut may call a Pricutrmutual fund I amik to our clients: and Ce) Nat FIX insured • No bank aureate. May Rate value
piteous), reported value awa question, or when a the asset value of a particular mutual fund li nks
• Certificates of deposit (0:4). CDs are FDIC awed value would be high wet due to tie nature shares held a the Iran RUA. Resource Management Ann, nil, Business Services
Liao $29),000 h principal and monad intend per ct the security. — We and as allaste ako receive networking aid Account BSA, IDA and intonational Resource
depot:for ad per dilatory inaision in accordance - When needier an intact, general partner or sponsor menials precasting fees it consideration for Management Accost an registered service mats of
wile FDIC n.M estauted glue nor a thed-paly estimated vats is trawler agent SOYCal that no prow* to the 1.85 Fnancii Services re
providect, the iota of he moseywill be drerent mutual last. These fees generally are pad from
• Pricehalue Prices draalawd fo r secunties and otter Iran its caches* price. investor asses n the nutua I lured and seared Vita Signature la registered Mina milk of Vial
proicts may be higher or lore than the price that - • Deeributicos to date me/include rain of dolls amount bated on the number of accounts at homakreg LGS tau Signature ova cards and IBS
you would ectualk wain in the markee Airs m capital, ncome orboth. the broker-dealer holing mutual furs of that fund Visa debt cards are Slid by UBS Rat USA with
obtainedfrom arm rid party sources whit we - 'Original unit size' represents the htial offering I ainily Permssion Porn Visa USA Ineorpaated.
brew to be reliable, bit we donor storanee their price per unit and may not reflect Jots cost bass.
acturxy. - DIP and unlisted REM sautes are not kited al a UBS Pi/uncial Ranks In/ Rev 201604
rational securities exchange, and at generally
SDNY_G M_0002 7249
CONFIDENTIAL
EFTA_00137869
EFTA01278606

WS Financial Services Inc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
i
f. 10171.0002 December 2016
cNP700794i1291216x72. 0
HIS E MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: Indio: Balyasny
Account number. SS
Your Anancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone:
Questk es about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourCeline at 800-RMA- '000, On November 30 (4) on December 30(4)
account
Your assets 932,507.00 922,733.00
Visit our webslte: Your liabilities 0.00 0.00
www.ubscomlfinancialservices
Value of your account 5932,507.00 5922,733.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your scar unt growth
vnovw.annuakreditreport.com. Tracking the value of your account during 2016
\hex of your account
at year end 2015 $922,621.00
Pic46311GS
Your nvestrnmt return
97: 6 932 6 913.7
• Cave In
market virtue $112.00
Value of your account
3,36 on Dec 30. 2016 $922.733.00
Dec 2014 Dec 2015 NOr 2016 Dec 2016
SDNY GM 00027250
Member SIPC CNP7031C007941129NP70C0310136 C0M 1216030575004 raw Page 1 of 6
CONFIDENTIAL
EFTA_00137870
EFTA01278607

SUBS
Resource Management Account Account name: • c•iG Your Financial Advisor
Friendly account narne:Indly Bak . -7 STACK PAAMYLE CASRIEL
December I Account number: • IMMO
Your account balance sheet
Summary of your assets
Value on Percentage of
December 30 (9) yOut aCC0Unt
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
I Non-traditional 922,733.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3922,733.00 100.00%
I
Value of your account $922,733.00
Eye on the markets
Percentage change
Index December 2016 Year to date
58,P 500 1.98% 11.96%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
CNP70010007841130NP7003310136 006013 1216030575004 GM00027Sige 2 of 6
CONFIDENTIAL
EFTA_00137871
EFTA01278608

SUBS Resource Management Account Account nary*: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name: indiasit SCOTT STACK MANME CASRIEL
December 2016 Account number.
Change in the value of your account
December 2016 (V Year to date (I)
Opening account value $932,507.00 $922,621.00
Change in fl.alket Value -9,774.00 112.00
Closing account value $922,733.00 $922,733.00
Summary of gains and losses
Yaues repelled below exclude products 101 which gars an: Mosses ate not classified.
Realized gains and losses Unrealized
December 2016 CIA Year TO date (4) gains and losses (1)
Long term 0.00 0.00 22,733 00
Your investment objectives:
You have identified the following investment objectives far this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact yore
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in rrnportant information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration None selected
Your account instructions
• Yotr account cost bass default closing method is FIFO, First In, First Out.
SDNY GM 00027252
CW70310007041131 NP7003310136 00030 1216 030575004 'coop Page 3 of 6
CONFIDENTIAL
EFTA 00137872
EFTA01278609

*UBS
Your notes
c4,4,4,4,44,..,44,,,4,..44.4,44,, ,,,,g.G. GM o00242%., 4 of 6
CONFIDENTIAL
EFT,00137873
EFTA01278610

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account neme:•ln div Balyasny scour STACK MANLY LE CASHEL
December 2016 Account number.
Your assets
Some pnces, income and current vdues shown may to approximate. ASS teat, gains did losses mdy n01
be accurately refkcied. See msporunt insontatton about your statement a the end of ths documem for
more infornason.
Non-traditional
Private <Chary funds. Hedge funds, andOther in.tstments are held in yOta UBSFinarcial 5ee4ce5 Inc. CUBS Estimates of value Supplied by ISSuerS Of (Wan programs (who ate gene (my 'net asset value esterWeS)
FS) brolerage account. The posptions reported below reflect the retorts of the issuers, and UBS FS does not are shown as ' issuer est. value per unit'. For PliVae equty f unds, 'Est. value per unn• es a value updated
guarantee the accsnacy of the iriormaton The value shown is not necessarily the value you would receive quarterly, based on the Net Asset value NAY') in the fund as of the date sped fed. aAuskd by ading
Iran the issuer if you sd the assets. funds acutely sddby UBSFS ate subject toongoing due digence, capital calls and tube racti rg dstnbtaions ens< the NAY date The NAY is primarily based on estimated
although the level performedrelay vary A dosed fund may be subject tonoongoing digence A fund t ha portfolio yaws provided by the underlying fund sponsor These Iwo values may vary because of differences
you purchased elsewhere may never hare been subject to UBS FS dllgence. although UBS FS may receive a In the way they were estimated and because the • Third party eSt. value per •may have been DrePared
fee from t he funds manager, which may constitute a maority of the managernentrincentive lee. Please on the baps of financial irionnewon other than year.end Reported estimates may not reflect resale,
contact your Financial Achnor with questions • EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may not reflect dst 'buttons of caoital until the next valuation is
independent valuation inn and reflects adjustments for factors such as the equotty of the units. retacirted. netaly on an annual or serri.annua basis See important intontatton attour your statement at
the end of this statement.
Hedge funds
PurchaSe PIK&
Harter Average once Client Cost Price per sheet value on unrealized0a4 IlliVestrnefIt Hddrg
Hddng of shafts pet shale (s) investment (SI basis (S) on Dec 30(5) Dec 3015) ()floor loss (5) return (5) period
ATLAS ENHANCED KIND LP
NO 11130016
Trade date: Sep 25, 14 900,000.00 900,000.00 t.000 922,733.00 22,73100 LT
Your total assets
Percentage 4:1 Cost Estimated Unredrzed
Vdue on Dec 30 (0 your accent basis (5) annual income (S) gain or loss (S)
Non•trainkinal Hedge fads 922,733.00 100.00% 900,000.00 22.733,00
Total $922,733.00 100.00% 3900,000.00 322,733.00
SONY GM 00027254
C SIP70310007841 133 NPTOD0310136 00003 1216 030579001 110000 Page 5 of 6
CONFIDENTIAL
EFTA 00137874
EFTA01278611

*UBS
Yournotes
CONFIDENTIAL
EFTA,I37875
EFTA01278612

Important information about your statement
Financial Services in. (the Fern or UBS Fhtrcial her I romyou no later then 60 clays ate the Frits UBS financial Services IKON" protection invesunent cbjectives. Foe etch ACCC4-nt held, you
Sorbet). is a member of all principal want cemrrothy ow you the fist it mount on With the ems or The rime a member of the Swain then norecton choose one of the Salbwrg investment objectimi
and Were exchanges. UBSFisancial5enicts and CBS Frcblem arowed. Corporate', (9PC). which protects narks aecculs of • Product, CurrantI ncome: tmtnnitras seeking the
Bank USA an i-died subsidanes of UPS AG and - hoed, yotr name act axon renter 0 any) its menters up to 1500.003 (including 1250,000 for general:en of income cn1r.
Onionsof IS Sectrein U.C. The Fim's enema' - Nscrize tie snot or the trawler you eel-Mae claim for cash). Tine 5IPC asset protean'', limits apply to • Arrow CVO/Adana:aeon: Investments seeking
statement h available upon recthest The Fines exauthe about, ad ethlain as chat, as you cm why you all swath trot you hold in a paniciror capacky. growth of omega' rather than the gereraton of
alias era at believe i is anent or why ski need more 'Ti,, Fin,, together with certain affilinn, ha also income.
Hamann thirchand supplemental protection. The rratirrun • Prothan Combination Dinner and Coral
UB5Fina-cal Serices - Proide the deter atheist d the suspected era. akunt payaoh to all elgion clients. col/nets' under AppreasYn Invnenents %Wag both the generation
W 12 e 0 e 0 h H aw er k b e e n r . Quu 0 l 7 ev 0 i 8 e 6 d The Finn or Card Issuer wil inestgate your complain t S h u is b j p e r c o t t t e o c th tio e n p s o 1 k 5 y 0 a 0 r S d h ir o o o n s a s a o id f D li e rr c o e a m ti b o e r r is 1 ,c 0 a , t 2 h 0 a 15 . of kerne ad crowd-of withal.
and WI correct my mar pcmp0y. For alleged *mon the firm is further protected for up to 11.9 million h the Overall dik profiles
L o T B f h f i i S s c i F s a t i l n a I a t a e n m c d i e a o n l S c t r e u e r p A a r c e n e s s a e a n c c ts o c o t n h u t e a n n t o . n O n g , t , h c o e o f r f r i h a c c i a a le l n r - e 9 k c o d w r a d ta e o s p f h y t o o u uld m y rn a o o r r e l v a t i h t c h a o n U r B 1 n S 0 f V b o u r e s t n h m t e e r s o a s b m d e a o y u c s n a - t t d o y t o r c a u lo n t t h s h i a n s c k , l i w 6 a e m in w m if i ll w c o e re t t d a so k it e th at u a ct p 9 h o t a h n c e r it g e y q i . l e u A e fo s f t r W . th c r o o p a y t o a f c t c ie ou p n o ts k h y e l w d a h d a in p g e - is t h h e a ta d a* • l C o o w n r n i i d va a n n c d e W Se a e i k n s ) t , o to m t o h n e i a sm co re r n n a o l p w r r i- a c t p e s v t e w n i i f th
not be relied tom II you beim* there is an era cr you wash have the use money dunng the tine n that men the agar* does not generate signifier*
omission please report it immediately n wrong to the takes us to cemplete our imestiption. The SIPC protection ad the ethplerrontal protection income or retire at may rot keep pace with
Branch Manager of the aria serving your account. both do not apply to inflation
Please mike all checks payable to the Finn or the • Certain f haslet assets controlled by (and unclad in • Mochmate rolling to accept some nth to almond ad
Mktg' al figses sham are Mended to be actinide. truant instant) Muted on the front of tail your accoua value) but held from UB5 ina-cel tolerate cam celerity to ink higroe returns
statement rota should not be tar tar purposes Rely etrement In addition to nods account fen, BCCOUIllt Services certain( ) cash at UBE. Bare USA, lig • Agynnsin: Win* to accept high risk to principal rid
solely on yethend tax kirms. . Form 1099. 54913. may be abject to mainenarce tees. changes for Me cash at IBS AG U 5.biarchn 6 0 none packet hich nanny to seek high returns ow time.
10425. etc ) when prepanng your tax return. The Finn parneth tar securities unthaws and charges in unpaid including vaitle enmities, and 0if shares of rruttal • ontesentent &glen* Consderation: F selected a
required by taw to report to the IRS all enable dreamt arnarts n cash asepses. Accounts that an transferred funds where such shiresareregistered tinny in the portion of the portfolio for gut account may include
reportabb nontaxable dariand and twit& nest to other instil/tens may be subject to a transfer tee. name of the account holder an tee books ad records complex sir:ages, linked liquicity and raw
owned en noshes held n pis accost net proceeds of the soaks/oh roam a twofer agent). volatiky.
cn sat- tranactire, ad con basis an certain covered UBS Sweep Options •firn nvenmeri contract a investment interest
saran% U65 offers options for sweepith cash balances balances limited patnerships ad pante placements/that Statement heuseholdthe
to bat &posits at UBS Bat Uth. and LBS AG Starnad we rot registered 'roar the Securnies Act of 1933; We may consoldate al related account ligaments with
Ciaververlatkins with the Firm branch (Bat Sweep Prcganth, mow/market mutual sod the wine address en the same envekpe. because
• Please reconfirm any oral conn ' in win kg faded/cow Funny/a-Athe Interiational Depose • Commodities contacts a, foreign etcharge and they haw ornws who also maintain join account
to further protect yourrithts. indudrg your rghts Account (DA)foorr customers with an International precise metal antracts). includrg futures contracts reigionsheas rah other clerics a the same address. If
utter the Secuthes Investor Protection Acs (Sett Rescue, Management Account. Through the Bak ad commodity chap, contracls. you prefer to rent* indiedual statements mailed in
• o If f t t h h e is fi s na ta nc m ia e l r n e f is la n t o io t U n B o S n F th i e n t c o h p ' t e S l e t o c f a t % o U h P a S d U S S w A e e t p p P t r o o a g a r n a r e m s e % ta c b a li s s h h e b d al N an V ce a s n w y e t h sw en e p to t t U o M LE A S G B ank n T o he t a 5 p IP p C ly p t r o o t t h e e e s l e o n a s a s n e d t t e o 'e s n u i p f p tr le e m y e o n th ta e l r p w r is o e te a c p l p o e n a d r o c se a p n ar g a t y e o * u m r F et r o u p n e c s ia , l y e o d u i m to a r y . date tcuseholdrg by
Francial Se aces carries your account as clearing Stanford Banat or a Money Fund. Deposits at CBS on yoke sutements. Ti-. SEC protection end the
baker by am-a-gement wish the ideated insintion Bank USA rand in accordance wishh FC aththemental protection da not protect against changes Friendly moann ame
We informed you of the relaronshi, 'ATMS, nibs. Form intention pease visit wmvfdic got in tie mats valve of gar investments (whether as a The Friendly account name is a cusloinCatle thanarre'
opened this ocean. h the case. your ku-a and Deposes A AG StamfordBra-0 ad shares of resultof market movement issuer balcruptcy or chosen by you to assist you with your reccedkeeprg It
seethes tre boated at UBS financial Services and rot Mme; Find are rot maned by the FDIC. otherwee) the no legal effect ensue account You cis change
the ithothierg Orders and you mat make a wat More information is arthata • 193,1re:west. your Friendly account none. through ()nine SW*" a
of any nor emission to both firm. As described in Through tie OA. aniline ti t es we swept to You may cb(bore more iriormation than ' • by contacting ?oaf kneel Advisor.
Ihe account agreements, you must no* w of ani depose accents al UE15 AG French and LBS the SIPC Brecht., by contacting SIPC at
errors or baud hid ng chit reflected an your AG Cayman Ranch These inns are not routed by or by visiag the SIPC wrone at www.sncorg Aixawn overview
statement wain 30 days after It was mailed or mad the FCC. Wanes held at the CBS AG Cayman Brands • Vale of your accournponYolo. Net of assets red
available. Annelle-ft shall be deemed compla. are temporany /gaud to the sovereign rid. of the Dividend Reinvestment Program CONIP) liabilhec
and accurate in all other respects if not Obieded so in Cayman Pads, and there is no garansee or other The price reflected is an avenge price. You may obtain • Asters Includes available cash balances. vales for
writtg Whin 60 days obligation 01 UBS AG to repay to Wakes 'Andra-rale the actual price from you- Financial Adviser. Ore whole restricted secure, (est ). and Global Tine DePosits,
• Please dkect customer complains or 1135 Cayman Branch's boas. shares are purchased under DRIP partial stares wil be unreozed marls to antet, andwean assets not held
Finis Glen 1 ent at soli and the cash wit be deposited in your account the by the F km. Does not include monad wuntiethat
a tonnes It . 203 AM Io600 P.M Deposks a LBS Birk L6A and each UBS AG french are cthictird retnesimere puce applied by the O9-1,1 my an the end of the prior and arrest statement periods, a
ET Monday through kid.;, or in nroi-g to MS rot protected by 51K. Money Fund shires we protected Offer from the market price at newh the partial shares ornate Mennen% weeded stock options and
Senices Ix., Cli Relations Depthment, by SIPC. See 'S. Financial Services Account Protection' we sold herceatle stock options
766 Unon below. • tiabines hells debit boraxes, oAsta-dcg magi
• Pa TW ver of lean cutede Caileithieu loth, oral line, short accord babncts.
theUS.: Cal Upon your request, bans in the Bank Sweep Only whole units may be had in your scant if yeti re • Casfrasomy balances. Total of uninvested available
• In case of oreon or oaken; about a, electronic Programs or DA may be vintdraert arid shires of a Wined to a pads unit as a result of a dwiderd paynan cash balance% pips apse balms a UBS Bank USA,
Ands (EFT, EIS Visedibit Maley Fsrotl may be liquidated, and the proceeds or otherwise, the Firm will either sell partial units at UBS AG U.5 Branches ad moneymenet mutual fuel
card transactions, all or vine to UBS returned to you or you SOCLIFilin market pike a accept an amour determined by a sweep balances, al te skis. of to statement period.
Fiancial Strew Inc., I Halta lige 6th floor, regetered awing agency, and credit yea accost Non-commodity free aedt balances in yar want are
Weromerea • 07006, Ann PaAbB5A Winn RAINY riormaron about avertable sweep options not eignegraed Iran other balance and the Fan may
nclairg curer/ ireerest rates and y-elds, is ennoble at Invert/want objectives use any of these fads tithe ordnay course des
Cal or write as soon as you can, el you thin you wmv.ubs-cantweeprolds, from your Fnancial Advisee The mese-rent objectives ad risk profile we speck to busross These funds an paroale icon your dement
statement or receipt is wag or if you need more a by calling 000-762.1000. each account and may say between yes warns this total is riled in the °trent perod closing vile.
efkgMbli:flaba.11 a herder on the statement of Please thaw the Firm prorrptbi in wiling of try
COMO. 1110 Firm orCard ewer (as apple/bie)nial hatant dung* in user feuraial shuationcr
SDNY_G M_0002 7256
CONFIDENTIAL
EFTA_00 I 37876
EFTA01278613

Important information about your statement (COMMIS)
Landing information believe to be relable. but we do not gazette their - DPP and unlisted REIT 'tarries are not listed on a ant investment mat units to of Clues, we ander
Fa deleted inloemstoon on the Finis lending rakes accuracy. national noshes richange, and are amain as Mikes receive reserve sharing complication
and *Maros. refer to yes Client Relate-alp - Wegener* use tie closing price whin amid* a liquid and event they can be sod, the psi* Iron may of tie intrante companies ircbrating
Agreement or Attest Agreement ad the Gene-al the mean of the bid ad ask prices for lined received nksy te less than the pe share estimated the tarty contacts. Abates of the Intranet
Terms and Conditions. ISIS Statement of Credit 'spikes startles aid option or only bd prices fa OTC vale prooickd n the wears statement. <empties or sponson of the set investmem trusts
audible in Amemeas andD isclonann at Parities. we daribute.
paw ranio nsterrouraireiment. - Less actin* traded securities may be Deiced usS9 a • Rankled meanies Restricted secuttits gentealki — Our Milan afro receive trading ceerrnipern rd
value en model a the most recent peke we we rot cunt* citable for public sale, UBS Financial othercompreatia frommutual funds ad inura-co
Yest wets stained and may not reflect ei actual market price Services uses the market price of the wires-ended node canaries whose products we astrioule.
Your statement iterates wanes rd other assets held a volt.. ot the sane issuer in an mooted valuerot the — We recent n zrnialI ee from Leslie.* USA and
SI the wave at the end of the staternert period. You - Cenan postern may appear web:testae ad restated stock kr purposesof Misstatement Only. To LIPS AG Stanford Branch of sato 125 pa &can
may ark for dehay of tufty pad parties at any time. will One as • Fic• was nol walabla• if were the Waal that ealfiClea taCilaibt are •Ii2ble ICI tale, sweeping to the banks under the LEG Bari Sweep
You may receive securities tad as loan collateral alter inable to cbtan a prate a Parity. the vat. reeked me be stbstantially less than the Program.
paying any balance due am them. der/ securities - Deposits or securities desalinated hpurrercies rribuied value shown
transferee:Ito the Firn dri-g the statement period are oily than U.S. dolled are reflected a the ertange Activity
Wed at market wake as of the end of the statemew rate as of the statement date. • ga. lestineted) ncorne. amen yields and rotes Information remising commescre and other charges
period. - kr restain narinee Wading in flatten/u ntig An estimate ol a-nal exam is bawd on current incurred in ccrrection with tie newtonof teem
• Coe bate In detemning tie cost basis of the denornivtionc pice and qua-Mydap woe) may &Acted ad Went rain, attuning tie %nukes will intludngcption transactions has been included an
sear/es included in this statement. where indicated have been adjusted to facilitateon:per valuation be held for one year from statement date or ant confirmations previousty furnished to you, ad MI be
ash the minter 'I,' LES FnancialServkes has relied To cbtan °rem quotations, when ainita, contact matuity. This estimate is only a gudelne, accuracy provided to you promptly on realest.
on information obtained from sources other than UBS tar financial Addict. ad continued income are not guaanteed
Fnanual dense including nformstion Iran another - Estimated arnwl Scene and cum* yield fa Short King
fin, a that sou may haw ;voided to you Fina-cial • Orion immanent end structured products. certain bees of scabies could include a ntun of If you are engaged in short selling a securty, you may
Adrisor. The hmi does rot independently way es Mate rivestmert securities (rasing drect principal or septet gain in which case the en. insure charge due to certain borrowing costs kr that
garnet the acaracy a wake of any information participated-I program ad real estate imestment tun income (ad curet Weld would be overstated. palioria 'eases.
provided by sakes other than LES Fhincial Semites. parities) and grunted product are gamely highn - Estimated arrest exam ad anent yield and the
h rain" though LES Firuncral Services gemaly Arad Certain strutted aroarts hew not been nut fixate and yield mita be lower a higher apes ciders
updates this Sandi:nes its received. the Arm registered with the Securities and Exdla-w than the etinated amounts. Regarding OPM or 'gxedtilktancellee eiders tat
does not provide any assura-ces that the inomnagn Canmissai or under any state securities laws. We - An estimateof a-malted income (aidend aura were not neededbythe statement date, open buy and
under 'Cost basis' arid "Unrealized gell oss' is provide estinated vales la private invearneM interest) divded by the current make set stop aces at ratted by the amount of divards
accurate as a to date of he statement. As such, secuites and structured products for hikenvicnel Wilottawrage balance is based ai the last dividend orrite on an ex-dvidark a ewritits date unless
phase do not reay on this inamation to make anon, calk Aca any is rot guaranteed or interest payment made by the issuer and instated of-4mM by you. You are responsbk lac
larchwecr sale decisions. fa te Fkrases or - These values maydiffer skate-inert= prces if attunes to searberdeposks will be hearties one orders that we mewled die to yotr I alure to cancel
otherwise Accounts transferred tote Fat may my, at which a private int security a year tan to statement date or until mashy. RiFtr9 elan odes.
reflect gar/ loss nformation only foe the period <4 structured product may be bought or sold and do Accuracy td contnued bald an not guarameed
tine they ae herd x the Fim More Niteroi rot necessarik represent the was you may receive Privacy
Herneal can be aided by roar Fmarcid Advier. won liquidaticn. • Ames net held by UBS FM OSS Services. Certan To obtan a copy of as current Client Privacy hank
- Thirdpiny eninaes of vats are as of a certain are are rot held by the Fern ard now warn the please contact bar FikencialAthiscr or visit or listen
• Unrealized gains/loam When data is anilkle, date ad av supplied to UBS Fma-cial Services on a Ferns possession or canrol. These assets are at 56,w...tont rnNevremlrc.
estmated tweaked gaindones an calculated for rears bays by an independent valuation him. &thawed on you statement for informational - LOS primal Semites Mae a bank. The RPM, Buster
ratrial potty lots the trasacteon data for - issuer, general palm( Cr sponsor estimated vaLes, purposes only. Positrons and values presented are Services Account 65A and ./AA m brolertia
iminiaa km may or may not reflect canminiont, if ant an tuppind to the Fim by the issue provided by the Maw firm UBS F rand Sewn is accounts which panda access to baking servicesrd
charges arida security reorgannatith events. (*natal partner or sponsor and may be cakulated not respcnsble foe this ilametion and does not Pratfall trough wangements with *Mated banks
Decked and other reinvestment lots ad systematic based on deferent information fran thawed by guarantee asaccuracy. These assets ye not protected and ot-er thid-party banks. rid provides access to
airline kb are each combated to dithlay ore thou pities to denve thee hennaed values. be SIPC or the Forts supplemental SIPC coverage. ante we and annuity modals issued by unflawed
swaged lot TM 'Trade date colan anent> the - You can obtain adenine inkrmatim regarding tidparty hutana companies fro4p inastic•
orghal tentacle° trade. dale. the metal:kw used to determine the estimate of • Revenue taring and atIcklonal compensation. agencyraider's of LOS Finned Senkes Inc
value ad the date of ihe tdorrnation that is the - h alarm to commisiths c sates a-d 126.1 tees - hvestnent, htura-ce, ad amuity praticln
• Callable marital Bonds and preferred stock that basis for the estimate by contacti-g your Fa-afloat reared hi connecter with the distranith of mutual - Not FDIC atted• Ii bank guarantee May hose vas
the issue <a for ea* redemption veil be selected Advert lira to at clerics we SX,O f our affiliate receive - WA, leso.rce Management Account, Busness
internally by to Iran amag all startles of that - Third party eslineSed galas may be reflected at reveres shang pawn from distr tutors adios Sena, Account BSA, IRMA and ntenstromal Resource
heat held n our name or in nett.* nano foe ter 'Not priced' in several Muslin, 'Awn an advisors of the maid finds that we all how Management Account to nattered service males of
dents Call Sean nformatith is obtainedfromthird ideperdent valuation tan has not smoked a 6 arrant, are based on tee different cony:rents, (0 LOSFrantial Semites ex.
parties and is accuracy is not gsranteed. Other call untie to assign a vas. when we become aim the arose of sales by LES of a particulr mewl - 0154 is a registered eadwriat owned by Visa
teases may west which ace] affect Weld anisette that a material event ha *coated that may call a 'LAW family to out <lents; aid 40 tie asset at. al a hternatinnal Sena Association ad used under
hecnnarn will be provided upon request previous* maned vale into question. a Man a particular mutual Ltd farm's tures held at the kerne. it.. WS Veal neat cards ad the UBS Vita
wlue would be highly speculative due to the nature fins Ste cards are issued by UBS Bar* USA with
• Clittthollas ltifdaPosil COs are FDIC hawed id the warty. - We ardour afti lite also receive network hBard ;ermine:rarer, Visa U.S.A. I-corporate& M other
go to 5250,000 n principal and accrued interest per - When neither an issue, general panne a sponsor annbus processng fees in consi*rattor or transfer trademarks, registered tracenwks, sake maks and
&ponce and w depository atsttson h accordance estimated value nor a thetptsty estimated vals agent services tat we provide so the mutual holds. registered *nice marks are of thew respeame
wart MK nabs pecneded, the yaw of to scarily will be different These km "merely are paid from investor waits h cronies
hen its arches, price. the mutual fu nd and are a feed dollar arrant based
• Price/value Aces displayed for securibes and otar - 'Distributionsto date' may include rain of en the setter°, aeons at the brokerdealer
predicts may be higher or lower the the Rae that capital, mane Urban koldngm aid hands of that fendrariy.
you would wheal& receive in he mate fetes are - 'Original unit size represents the hotel olltnn9 — h Matith to carmisitis received in correction
obtained from urines tad party sources *hill we price per unit and my not reflect your cost base. with the see et &laud:mot annuity contracts aid UPS Fnancial Services Inc Rev 201612
SDNY_GM_00027257
CONFIDENTIAL
EFTA_00137877
EFTA01278614

LOS FMancial Smites tic.
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
i
n 10171.0002 January 2017
CNr700565.18450t17>cl 0
HI INE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: lndiv: Salyasny
Account number SS
Your Nnancial Advisor-
SCOTT STACK MANILYLE CASR1EL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourceline at 80ORMA- 1000. on December 30 (S) on January 31 (1)
account
Your assets 922,733.00 930,711.00
1AsItour websIte: Your liabilities aoo o.00
www.ubscomlfinancialseNices
Value of your account $922,733.00 $930,711.00
Items for your attention
Help protect yourself from fraud and
review bank, credit raid, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annuakreditrepott.com. Tracking the value of your account during 2017
Value of your account
$ 1hwr3nc5 at year end 2016 3922,733 CO
Your envestmt-nt return
922.13 922 7
Change in
market value 57,978.00
Value of your account
3.40)01 0 ,00.11.°......... on Jan 31, 2017 5930,711.00
Dec 2014 Dec 2015 Cr( 206 Ian 2017
SDNY GM 00027258
Member SIPC 007000330565.3645Nr7003193586 00006 01 l? 03057500f loc0c0 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37878
EFTA01278615

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your K asocial Advisor.
Friendly account namarIncliaasi SCOTT STACK MANLYLE CASRIEL
January 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 31 u.) your aaount
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
I Non-traditional 930,711.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $930,711.00 100.00%
I
Value of your account $930,711.00
Eye on the markets
Percentage change
Index January 2017 Year to date
S&P 500 1.90% 1.90%
Russell 3000 1.88% 1.88%
MSC I - Europe, Australia & Far East 2.91% 2.91%
Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20%
Interest rates on January 31, 2017
3-month Treasury bills: 0.51%
One-month LIBOR: 0.78%
CW70003005653846 NP7000198588 00006 Oil? 030575 0aGrA-°0027 2IABO 2 of 6
CONFIDENTIAL
EFTA_00137879
EFTA01278616

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
UBS Friendly account nairre:IndissiBalasiy SCOTT STACK MANLYLE CASRIEL
0 I. , 2-1- Account number.
Change in the value of your account
January 2017 (5) Year to date (1)
Opening account value 3922,733.00 3922,733.00
i9e in market value 7,978.00 7,978.00
Closing account value $930,711.00 3930,711.00
Summary of gains and losses
Vaues reported below exclude products for which gams andlosses are not classified.
Realized gains and losses Unrealized
January 2017 (5) Year to date (5) gains and losses (5)
Long term 0.00 0.00 30,711 00
Your Investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your reborn objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consideration None selected
Your account instructions
• Your account cost baSis default closing method is FIFO, First In, First Out
Y GM 00027260
C NP7000330565384 7 NP7003193588 030:6 01 l7 030571 Page 3 of 6
CONFIDENTIAL
EFTA_00137880
EFTA01278617

*UBS
Your notes
6. ,060,065663663,66.0,9.06.06 601, 6,066.00, .6,6. 10., G. 00027.66 6 ol 6
CONFIDENTIAL
U7,00137881
EFTA01278618

Resource Management Account Account name: GHISLAINE MAXWELL Your Ill nandd Advisor:
*UBS
Friendly account name:lndiv Oalyasny SCOTT STACKMANYLYLE CASNEL
January 2017 Account number. • IN
Your assets
OM
Some prices, income and current vanes Sheet(' may be approximate. AS a rest*. and tOsses inlay out
be accurately reflected. See Aporunt Miosmafron about your statement a the end of ths dxumem for
more infornmon.
Non-traditional
Privet eqUty lunch, Hedge funds, WO Othti investments are held in you UEISFinarcial Stakes inc. CUBS Estimates of vd toe Skailtd by issuers of Cola n Cirograns howl are generally 'net asset vaue' estimates)
FS) [voters:, account. The potions reported below reflect the records of the inuen, and UBS FS does not are shown as 'Issuer est. value per unit". For Pirede equty f unds, 'Est. value per um* is a vaue updated
guarantee the accuracy of the I riormaton The vaue shown is not necessarily the value you would receive quavery, based on the hitt Asset value r NAv') in the fund & of the date specified a:lustedby dicing
From the Issuer it you sdd the assets. Funds actively sdd by UBSFS at subject to orgoing due diotnce, oldie' calls and subtracting Oil notations Once the NAY date The NAY is primarily based on estimated
although the level performedmay vary A closed fund may be subject to noonvong digence A fund that portSolio vd ues provided by the underlying fund sponsor These two values may vary became of differences
you purchased elsewhere may never have been subject to 085 FS dlige nee, although 08S PS may receive a in the way they were estimated and because the • Third party ed. value Cot ona* we/ have been Citehoted
fee from l he funds manager, which trey constitute a maoilty of the rrtanagernentrincentive lee. Please on the basis a' financial itionnaton other than yeanend Reported estimates may not re0ecl resale,
contact your Financial Admix vath questions. • Est value per unit' is an estimate of value supplied by an liquidation or repurchase vaue, a any, and may not reflect dst Woolens of exits! until the next valuation is
independent valuation inn and reflects adjustments for factors such as the Iquotty of the units. rePaded, net,* on an annual or sErri.annual thaSiS See Imp:Maar rillOsenaKkn about your statements
the end of tats statement
Hedge funds
PurchaSe OhCer
Number Average price Client Cost Price per share value on Unrealized ftai.) internment Hddnq
Wang of owes per snare (s) investment 0.1 basis(%) on Ian 31 CS) Jan 31(S) ()floor loss (5) return (S) period
ATLAS ENHANCED FUND LP
NO12/31/16
Trade date: Sep 25, 14 900,000.00 900,000 00 1.000 930,711.00 3,0,711.00 LT
Your total asset
Percentage d Cost Estimated thvedized
value on Jan 3! (1) your account bass 0) annual incare gam or loss (S)
Nowtraditionel Hedge funds 930,711.00 100.00% 900,000.00 30.711.00
Total 3930,711.00 100.00% 2900,000.00 330,711.00
SONY GM 00027262
CNP7C003005653849NPIOCOl50508 OOOO6 Oi l7 03057500 Peg* S of 6
CONFIDENTIAL
EFTA_00137882
EFTA01278619

*UBS
Your notes
-- -,====i"d=''''"- - '"` 6 °' 6
CONFIDENTIAL
EFT,00137883
EFTA01278620

Important information about your statement
Fr noel Serves inc. (the Fern or UBS FAtrcia her Iromyou no later tar 60 clays after the Fein UttS financial Services WOW% protection investment objectives. Fee etch Matra held, you
Seines). is a merrber of all principal washy, comrrodey vent you Ms list st mount on which the erns or The rime a member of the Scuritiel Mesta Frotection choose one of the kolbwrg +moment objectives:
and coders exchanges. UBS Financial Services and UK Ffthlem accent Corporation (9Pa which proteins marks accosted • Faoduce Currenr Income: tmntsatras seeking the
Bank USA am i-died subsilanes of WS AG and - Proud, yow now and ;scam fitarttf 0 any) its members is to 5500.023 (including 5250,000 for generation of :tome criEi.
afti haes of U35 Secures U.C. The Fim's (refloat - Cesabe te error or the trawler you are IS6Ure dams for cash). The SIPC asset protection limns apply to • ethane CePOMParecraeon, Investments seeking
statement h available upon retail. The Ferns exednie about, adee:kin as <babies you can why you al area gut you hold in a paned,/ capacky. growth of pmcipal rather than the gereraton of
off kos re at believe f is an ern a why yas need more The Firm. together vat certain aff ikon. has alto infant.
iikemation purchased suppkwantal protection. The marinum • Prodtav Conitaination of lreoine end Goad
LBS Gina-col Serrces K. - Fronde the doer anent of the suspected era. amount payable to al elcibte chats. colleciady woke Appredasion Ineessnents stelae both the generation
W 120 e 0 e H k a .. r . b k o e r n Q . a . u 0 k 7 u 0 m 8 e 6 d The Finn or Card Muer we Miestgate your complaint t Y h . i b s a p c ro t t t e o c th tio e n p s o l 0 ic 5 y 0 < 0 o S r h d a a n in a a o n f d D Im ec it a a n ti t o e n r s 1 c 0 a , 2 rt 0 a 1 t 6 . of dome and yowgsof trivisel•
and seal correct a-y error pamptly. For alleged *non the firm is further protected fa up to 41.9 million in the Overall risk profiles
U n o o T m f o h f N i i t s i c s b i F s s a e i t i l o n a r l n a t a e e . n l c m i p c e d l i d e e a o n a l w o S s t s r e e a e n r r p v s e e i r c n p e I e t o s I s s e r y , a t n o c c i t u t s o c i b o m t n h e u t m e a n d n t e e o . d n w O n i g a , t t , h t h c e o e e o l f y r r f e n r r n e i l a is i c o w l a o r r r e n r g i d c t e i , o n d t o r g a d a c t t a o e o a l s f o t h y h t o o e u k r k l m y y t n a 0 o k o o a u e r • t e M ' s i E n t u C h I s g C a h t n U o O a v 1 a B c e l 0 o l S f t m b h o V e r p a i a l t u e h i • n s t e c e e n l a e o s o m b u f d r i a o t l h i y u e w e s n a e m t t - o s y d o t o e i d n g u e e a e - t y t e d h i o d a i a n n c u k , . h n w 6 :r g e e in . t w h i e f i e r l w l r t c o o e r r e r , t e d a s o k i n t e t h at T a c w h a n o e e n t S c g I r i P e t a y C q t u t p A e F r o s o f t t u r . e a l c l c t l i l o o ie p n y d r o e a f d c t c t i h e o e u p n a o t p s k p h y l e e l w m d a e in d n a i t n a p g l a p i - s r t o i m o t u e L c a a tio k n * • l i c t n o h o c w a n o t s r m m e ia e rv e a a a a t n iv d M e th v tn e S o e l a a e t c k i a l s c it n y o to d t s o m m t t d o a h o n y e e t r a s = o n n t e a o k n t r e g i e e t e p e n * p l e w p a r e c a a e n te g c w s , p i i a e g th v k n e if w n ic i i a s f h n t
Brand Manage of the office serving sour account. both do not apply to inflation.
Please mike all checks payable to the Fan or tie • Certain financial assets controlled by (and klackd • Macerate Wiling to accept some ire to prinopal ad
Alltokti al ligaes skein are intended to be accurate, liumsal instetnion n&ated on tie front of ha your accolla value) but he away from US$Fine-col tolerate tom vearaitity to Ina half. return.
statement etas skull not bias for to purposes Rey stesment In addition to nuke account lees, accounts Services IN, certain() cash at UBS Bard USA, li0 • Anna:stet : Willing to accept hit, rit to prindpal and
' 1 S 04 Y 25 o . n et y c e ) r w e h n e d n t p a r x e p fo a r n m n s g . y a o u . r e F m or i m re t 1 u 0 rn 9 . 9 T . h 5 e 4 P 92 im s m pa a w y n b e e d a b fo je r c se t c to ur m itie a s n p t u e r n ch w a r s e e s le a e n s d , s c h ha a r v g e e s s f F o a r l u a n te p aid i c n a c s l h u d a i t n U g K va A ia G til U e e 5 n .b m e it a ie rd s - , i a n n G d ' 0 0 m d t a a n r e s d i o m no a c u la a n l , • h an ic ie h s m te l t i e m a l t i & ty p to ea se k e y k C h o u n h s r d e e t r u a r ti n o , n n : e g e s e ti l m ec e te . d a
required by law torep:0 to to IRS enterable deaden* amounts n cash accants Accounts that are transferred funds inhere such shares are registered drealy n the portion of the portfolio la that account may include
report/kb norturcebb clariztvid and tette Merest to other infloatons may be subject to a trends lee. •narmen of the account hotter on trie boas and records complex gauges, limed liquidty and rater
owned en acuities held n you accord net proceeds of Me applicable issuer a tinter nerd), volatiky.
on sale breadbre, ad cost basis on certain covered UBS Sweep Optima rnieftmerd contract, or irnestricnt interest
swishes. U65 offers options Ice sweeping cash balances, balances kneed patnerships and private placements) that Statement ineuseholdekr
to bark &posits at UBS Bair USA aid UK AG Stardord are rot regaered under the Securries Act of lea We may consoklate at related account *elements with
Cavoranlatkna riles due Firm branch (Back Sweep Pagans), mow/market mutual and the same address in the same envekpe. In because
• Please reconfirm try oral corenwncatens in writing tads Money Funds) ad the internationalPpm] • Commodities extracts a, foreign exchange and they haw owes who also mantain joie accost
to further protect yourritts. mdudrg your nth daunt (Data customers nit an International prec lots metal contracts), in/laird futures contacts rektionshOs wet other dents at the sane address. if
unier the Seoshes Infector Protection Act (SPAT Rexene Mana;ement Account. Through the Bat ad commodity option contracts. you peke to facet* indiedual eaten es mailed in
• o If f t t h h e is fi s na ta nc m ia e l r n e t i i s tu n t o io t U n o K n F th ra e t r t I o c p a l l e S t t t r y o k f e sh s e , L h B o S r n U S S w A e e L p e P t r o o e g a r ne a re m s % ta c b a li s s h h e b d al k an n c it e a s w d e t h sw en e p to t t U o K M A B G a nk n fi o e t a S p IP p C ly p t r o o t t h e e c s t e o n a s a s n e d t g k in e s n u 4 id t e he m y e o n th ta e l m pr is o e te a c p l p o e n a d r o s ta ep n a g ra t y e o a u n r t F e i l n o a p n e c s ia , l y A o d u r m ia a , y decline h:ceehOlcIfg by
Fi-ancial Smirk carries yea account as dearing Stamford Ranch or a Money Fund. Deposit, at UK on you statements. Ti-. WC protection and the
broker by arra-gement wile the ideated insinution Bank USA inured in accordance with FCC owidemental protection do not protect against changes Friendly accotait name
We informed you of this relationtio• whenM r nits. Form Information preatA visit wwwfdic got in tie maker vale of you investments (nhether as a The Friendly account name is a customizable •niknarre•
opened this account. h the case. your kids and Deposes a AG StamfordBrandi and shares of result of market movement issuer baltruPtcy chosen by you to assist you with your recadkeeprg h
senates tre located at UBS financial Semites and rot Money Finis are rot insved by the FDIC. Shaine) has no legal effect on your account Yee cal change
the imoderg broker, and you mat make a rwat More inlomution is avalabb won recpasl. your Friendly account name through Ontne Services a
of any n or omission to both firma. As described Through tie OA. arailiokfti t es are swept to You may obtin more hfcrmatian about • • by contacting ydsFinancial Adder.
the account agreements, yOU must natty US Of ary depose accounts al UK AG Ranch and WS the SIPC Erottre, by comaning SIPC at
errors or teed Mokry checks reflected on your AGCayrren Ranch hew outs are not enured by or by veiling the 5IPC tubule at fwwwpc org Account overview
statement wadi 30 clays alter It was mailed or made the FCC. Balances held at Mt UK AG Cayman Brands • VAe of pace nuountgonloho. Net of assets AS
available. A II itatellieriti thallbe deemed compleo are temporady mask to the sovereign rick of the Dividend Roimeatment Program (Oct IiabiBbs
and accurate in all other respects if not objected to in Cabmen Netts, and there is no garareee or cake The price reflected is an average price You may obtain • Assets Includes available cat balances. yaws fo r
vinti-g wthin 60 days oldgation of UBS AG to repay tin beins 11°14a-1th' the actual price trail yes Financial Advisor. Oily *hole restricted sew* (est ), and Global Tine Deposits,
• Please died customer complares or LBS Cayman Branch's books. Mares are purchased under Co IIi t partial shares we be unreozed marts to mutat, and <Man assets not held
Fen's Clete 1 eta soli and the cash wit be deposited nyour account lbe by the Fem. Does not include unpnad swank-lateen
a FT < M o o b n e d s a e y a t t h roug y. o . r B in O P y o ak k ke e I t o o 6 M 0 S 0 P.M r D o e t p o p s ro e t s e a ct e U d K by B 5 a 1 rk K L . 6 M A o n a e n y d F e u a n ch d U sh B a S r e A s G a r R e a p n ro c t h e c a t r e e d c d i v ff id e r e ( r t d o r te o r t n h e , s m lm ar e k r e e t p p a o c r e e : a w t a in le he d h b t y h e h p e a t r h ti a al n s h m ar a e y s a o t r n th a e te e i n m d e o u f r r th e e n t p s r , i o in r v a e n s d t e c d a s n to a c l k i n o a p u ti r o n n e s n a t n p d e riods a
Services lt., Cli Relations Department, by SIPC. See 'LBS Emmet kmices Acton Protecton- we sold evermatre socck options
M766 Union below. • [tektites kledes debit telexes, outsta-drig marl
• F th a e U TT S Y . : s C er a w l fa.C,al or Iran *Ade Upon your request balances n to Bank Sweep C O a riy e l w e h iv o l l i e e u u rn may be held ol yos scant. if yeti re • lo a C n a s s , f c a r i e re d o it n l e in y e b , a s la h n o c r e t s a . c T c o o ta s l t o b f a u la n n in c f e e s c . ted avalable
• In caw of errors or dentin alma an electronic Programs or DA may be vieddraem arid shares of a entitied to a panel unit as a result of a dividerd payment cash balances, pips deposit balances at UB5 Bad USA,
Ands (EFI). BS \Neatesene Money Fad may be lickidated, and the proceeds or otienvise, the Finn well either sell panel ends at UBS AG U.S Branches and money maids metal fed
card tansactwns, call or wite to returned to you or pots Sectrat aCCasit. market ace a accept an awn determined by a sweep balances, at the daze of tie statement period.
Frontlet Sento ex.. I Marta lig, 6th floor. regetered clean; agency, and cadet you accost Non-certmodily tree at& balances in yos non tee
Weehawken. 07096, AtIn: RMArEGA Serves Father kormaan about mailable sweep options, not secyegotad Iran other Winces and Ihe Fins may
C st a at l e a m e n n in t t o e r a r s e c s e oo ip n t 's s * y k o e u g ca o n r , 4 d y y o o u u n he e a e :l d m yo o u re r a n v r c m b l y e v . c i u r a b g ll s i n c .c e g o m 8 r e r 0 i n m 0 t - e m 7 e 6 e p 2 r y . e 1 e s 0 l t d 0 r s 0 a , . t e fr s o a m n d yo y u ie r l F ds n , a s n m cia a l i l A a d b v le is a or t I T e n h a e v c e h M s a t c e m c i o e -k u n n n t i t f o e a b n j o e d b c m je ti a c v t y e iv s s e o s y a b lc e l t i w is e k e p n r o y f e ile s a a r c e c s e p n e ts c . k to u b T s u h e s is i n a t e o r s y t s a o . l f T is t h h m e o s s o e e l f d u fa e n d d d s i s n a t t m h it e h p a c e y u a o rr b r e d le n i n t w p a e a y n s c o o y d o n c u e lo r s o d in e f m g it s v a n a d i . n
iliOnnati:n [bill a twofer on the statement of Please whiew the Firm prorrpty in minting of try
reaps. The firm orCard boar (as apple/MS mat *NONA change in year financial situation a
SDNY_G M_0002 7264
CONFIDENTIAL
EFTA_00137884
EFTA01278621

Important information about your statement (centimes)
•ending information believe to be relible, but we do not gannet their - DPI and vented REIT 'edits are not listed on a unit invesurem oust unit. toad dents. we »dor
Ex deleted intonation cri the Inn's lending packet accuracy. national washes rehange, and n general& OS alike. receive (OWLS sharng sampans/ion
and *Soaves. refer to your Client Ratite:r atio - We gene* use he clotrg tonne/tin wale* a illiquid and even if thy can be sold the price from may of the invent. companies trcbraniting
Acreerneit or Accost Agreement and the Servant to mean of the bid ad ask prices for lined received may te less than the per share estimated the annutyeanracts, ninth of the insurance
Terns ad Conditions. UBS Statemerd of Credit Practices nineties aid option or or bad prices kr OTC vale prorined n the accost statement. compthes or sponsors of the IM investmem blasts
audible in Atheementi andD ade:urn at mordk is. we daribute.
inaironitsrenuratiarrim, ores. ▪ Law action, traded securities my be priced usr9 a • Reetskted securities Restncted sewritin generalbi - Our &stillest& afro resents trading corrrnissnm rd
valued:re model ate mon recent prce we we rot tummy Wiganle for public sale. U85 Fina-oiel otertompentatkm frommutual funds rid inura-c9
Yaw stets ctitined and may net reflect an actual market price Services uses the market price of the unrestricted node compares whose products we Ostrione.
Your staemem itemises securities ad other assets heti vaLie. et the sane issuer as an Mooted value far the - We receive an arnJal fee from Les Bank USA aid
re the account at the end of tie statement period. You - Cenan poseian may appear *whoa a price ad restricted stock for pumcues of thisstatement only. To LBS AG Stanford Burch of no to 525 per acca.nt
may ad for defray 04 bait paid seamen as ariy time. will how ill • Fin was not assalabla• if were the extent Alt rovricied noshes are eliable la- Lite, sweeping to the banks under the LBS Bank Sweep
You may receive acuities said at loan collateral afar enable to obtain a praetor a seatity. the vat* received may be tabstantalY less than the Program.
paying any balance tie on them. der/ securities - Deposits or securities denominated ihcurrerces imputed value toren
transilemed to the Fine dreg the statement period are other than U.S. dollar are reflected a the exhange Acuity
lined at market vabe a of the end of the slattern,/ rate a of the statement date. • Ea (istineted) ir► current yields and rout Information reputing commascre and other charges
period. - kr certain fearitiet t.6ng inneaten( ening An estimate of a-nal exame is brad Cr. carom incurred in correction well the execution of now
• Cart bailie. In deternning the cost basis of the denornivtiom pin and quality (face eaten may divided ad interest rates, attuning to seamen will inducinganion transactions has been inducted an
secuties included in this statement. where indicated have been adjusted to facilitateproper valuaan be held for the year from statement date or Lai confirmations pronoun, furnished to you, ad will be
nth the number 'I,' LBS Fnancial Servkes has relied To obtan omen quotations. when Yalta, contact maturity. This enanale is only a gudelne, accuracy provided to you prerptly on rectiest.
oninformation obtained from sources other than LBS your financial Advisor. at continued intoner are not guaranteed
Fhanual Service including nformstion from another - Estimated area rcane and curvet yield for Short selling
fen a that you my haw provided to yes Frna-cial • Private inewtmanta end amend products. certain laws of statritin could include a ratan of If pure engaged in short selling a securty, you ma/
Adrisor. The firm does rot independently wag Cr Private riven:nerd Paucities °laden drect principal or capital gait n which owe the en. incur a charge due to certain taroweg costs kr that
garnet the accuracy or rattly of any irdonnation participation program ad real estate investment tun income (ad currert yield would be overstated. paliorar tease,.
provided by tarns other thin 1.85 Fienciel &mites. wanton) and struts/led patina are genersly lughy - Estimated anal row* rid anent yeld and the
h sadden although LES Financial Sevens wanly /amid Celan striated Smartt haw not been anal inane and yield Mgt be laver a higher Open olden
updates this nforrnatan as il is received the Arm registered with the Secufities and Exchew than the ntinatid mounts. Regarding open or 'thodtilkancellee orders that
does not provide arty asstra-ces that to Hamann ConmiSsith or under any state securities laws. We - An estimateof snaked income (dirdeml ands were not executed by the statement date. open buy and
Let 'Cost basis" and "Unrealized gay:Wass' is porde eurnated vans la private investment interest) dirtied by the current maket se/ stop orders ere reduced by the mount of diudends
accurate as d the date of this statement. As such. worries anchInstured products for Hammond velaatasmage balance is based on the last dividend or rights on an eatividerck a wrigni date unless
please do rot rety on this inamation to make Idercon shy Accuracy Prot guaranteed or neon payment made by the tsar and instructed atomise by you. You are relaxable tar
lasolneecr tale decitions. fa tax PrPoses or - These vales maydiffer ssbnantialy from prat if assaws tie searbesrdepoies will be held for the orders that we executed der toyotr I elute to cancel
otherwise Accounts Oa-dated to the Fins may any, at which a prom* int security a year from the statement date or until maturity. Poing open ciders.
reflect gar/loss nformation only fa the period of structured product may be bought or sold and do Accuracy ad contrwed and se not gam-need
tine they me head a the Pint More hittoSal rod neesserifr repressed the vaa you may recent Privacy
Hornet isn can b• abed by you Fi,nid Muter. Iron liquidaten. • Assets net held by UBS Financial Services. Certain To obtan a copy of as curried Client Privacy Notice,
- Third party eninaes of vale re a of a certain assets at not held by the Fim ardna adhim the please carat rXf FivocialAdlisor or visit os website
• IJamalizad gains/Passes When data is awiltele, dread av supplied to UBS Fnacia Serees on a Fern's possession or control. These ants an at yersyst orbs own/nerver venire.
estmated uwaided gairesnones at calculated kr regular bases by an independent %rotation firm. dop layed on yon statement for Womational - IBS francial Services isnot a bank. the RNA, Business
ntitrial storey lots The transaction data for - Issuer, gperinal palm( a sponsor estimated rates, purposes only. Positions ad values presented an Services Account ESA and IIMA are brokerage
irctiatal km may or may not reflect animist:ore, it re are supplied to the Fim by the issuer, provided by the eating Inn UBS F rental Servees is accounts which searckt access to barking Servos rid
charges ands security reorganization events. general partner or sponsor and may be tabulated not responsible for this information and does not pod.icts trough wangements with offload banks
Dindend and other reinvestment lots ad thtematk based on deferent information tan tat used by guarantee as accuracy. These assets are not protected and other ted-party banks. aid provides access to
puchne bets are each combined to diblay or* 'bed parties to denve thee rammed values. by SIPC or tie finis supplemental5'PC coverage. nsura-oe and annuity pronxis issued by Leaf flitted
swaged lot The 'Trade date coterie presents the - You can obtain additional infamiatim regarding thiparty nuisance cempinis troacis innzasc•
argil/ Vantaction trade date. the methodology used to deeimine the estimate of • Pavanes Swing and Stational ccenpensetien. agency sebtiobries of LtiS El-Lintel Strikes Inc.
value ad the date of the Edorrnalan that is the - h ad:leant° <termite:en on sales a-d 126.1 Inn - hvennent Foura-oe, ad amity arniacta
• Callable starlit Bonds and preferred stock that bests for the estimate by contacteg your Ftanoal received re comection with the distriodon of mutual - Not FDe rayed • lb bank guarantee May bse rate
the issue cats for eery redemption veil be selected AdveOr. tra to on dents ere rota our affiliate rectove - IMA. Resoute Managernant Account, Business
inpartially by lot from anwrg all noshes of tut - Third party ennead mans may be reflected at reverie sharing perverts tan datutors ands Sewn Account BSA, IRMA and nterutoonal Resort*
n5ta/ held n our remain nonew naive for as 'Wet priced' in several situation, when an advisors of the meal knit that we sell These Management Account are registered service maks of
clients Call Stare inamation is obtained from third rdeperdent valuation fro has not suppled ix snare are based on two different conperentst U3SFrancial Semites ho.
parties and its accuracy is not 9/goateed. Otter call viable to assign a vale when we become awe tie errors of sales by LBS of a particular naval - VISA is a registered tadernat owned byline
features May east which owl] affect yield complete that a material event has *cored that may call a fundfamily tool, dents; and 40 ter asset vale of a htiernational Servos Association ad used ende
Soma on will be provided upon request Freeway waned ate in, question, re Wan a particular marl lard lama/stareshad at the kern. The UBS Vera trade cads ad the UBS Vea
wlue would be highly speculative due to denature ten debit cards are issued by UPS Bar* USA with
• Cletthra• of &Pent (0, COs are FDIC nstred cf the warty. - We indoor affiliate also wines. network rg a-d permission from Visa U.S.A. I-corporate& At otter
up to 5250,000 re principal aid accrued interest per - When mite an issue, general panne a sponsor annbus processing fees in consithrattrif or transler Vadernales, registered tractimeks, seen maks ad
deposes aid pe depository institution h accordance titivated value nor a thedwany estimated vas is agent services tat we provde so the mutual funds. registered service maks are of ter reapeime
with FDIC nit. provided. the vat, of the acuity will b• diffennt These feet generaly are paid frominvestor assets compaties
Iran its reschaw price. the mutual fu nd and area feed dollar amount based
• Price/value Prices displayed for securties and other - 'Distributions to date' may include resin of on the renter Of accounts at the brestencleale-
PrCdsts may be higher or lower the, the price that capital, norne or both. foldng main herds of that f trd randy.
you would attualy receive in he market. Prices re - 'original unit size • represent, the natal nixing - h addition to (dalmatian received in connection
obtained from tricot hid piny sources *hit we price per inns and my not reflect war cost base. withthe sale et attribution of annuity contracts ad LIS Fiend& Services Inc. Rev 2017:t
SDNY_GM_00027265
CONFIDENTIAL
EFTA_00137885
EFTA01278622

u8S Fnancial Services tie
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
Wi
n 10171.0002 February 2017
CNP70054Q71030717>QM 0
HIS INE MAXWELL
Account name: GHIStANE MAXWELL
Friendly account name: Incliv: 8alyasny
Account number SS
Your Nnancial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your financial Advisor or the
RMA Re5ourceUne at 800-RMA-1000, on January 31 (S) Co February 28 (1)
account
Your assets 930,711.00 950,813.00
1.4sIt. our website: Your liabilities 0.00 0.00
www.ubs.comifinancialservices
Value of your account S930,711.00 5950,813.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom. Tracking the value of your account during 2017
Value of your account
at year end 2016 S922,733 CO
Thousands
Your ovestment return
922.6 922 7 930.7 950.8
Change
market value $28,0£0.60
Value of your account
3906 on Feb 28.2017 0050.913.00
Dec 2014 Dec 7015 Dec 2016 Ian 2017 Feb 2017
SDNY GM 00027268
Member SIPC CHP70001005617103NP7000189967 00006 0717 030575004 010000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37886
EFTA01278623

SUBS
Resource Management Account Account name: C.C.PNE MA V ELL Your ignandst Advisor.
Friendly account name:Indivli r a I a siy SCOTT STACK MAIIL YLE CASRIEL
February 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 (5) your account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 950,813.00 10000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $950,813.00 100.00%
Value of your account 5950,813.00
Eye on the markets
Percentage change
Index February 2017 Year to date
S&P 500 3.97% 5.94%
Russell 3000 3.72% 5.67%
MSC I - Europe, Australia & Far East 1.45% 4.39%
Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87%
Interest rates on February 28, 2017
3-month Treasury bills: 0.52%
One-month LIBOR: 0.79%
CNP70003005627104 NP7000189962 00636 0217 0305750G 0111011YGM000272fine 2 of 6
CONFIDENTIAL
EFTA_00137887
EFTA01278624

Resource Management Account Account name: GHISLANVE MAXWELL Your Pi sandal Advisor:
(*) UBS friendly account neme:Indivasi SCOTT STACKMAN/LYLE CASRIEL
February 2017 Account number.
Change in the value of your account
February 2017 (1) Year to date (1)
Opening account value $930,711.00 $922,733.00
Change in market value 20,102.00 23,080.00
Closing account value $950,813.00 $950,813.00
Summary of gains and losses
values reported below exclude products rot which gains enOlosses are not Olzsifievl
Realized gains and losses Unrealized
Febnzary 2017 ($) Year to date ($) gains and losses (S)
aoo
Long term 0.00 50,813.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about )our statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration None selected
Your account instructions
• You account cost bass default closing method is FIFO, Firs In, Fig OUL
SDNY GM 00027268
CNP700C6005607105NP7000189962 00006 0217 030575004 010 000 Page 3 of 6
CONFIDENTIAL
EFTA_00 137888
EFTA01278625

*UBS
Your notes
c.........,.........,,....n......,.., ,,,, 0. 0..4 a 6
CONFIDENTIAL
EFT,00B7889
EFTA01278626

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account nerne:I•nc lisis titialasiy scou STACK MAN LYLE CASRIEL
February 2017 Account number.
Your assets
Some prices, income and current wives stoma may be approxiirVale. Asa rest*. gains at lossesmat riot
be accurately reflected. Set miporzon inkwmalan about your statement a the end of ths dxumeM for
more intornalon.
Non-traditional
Rive. eqUIty1WICIS, Hedge funds, and Other investments are held in your U85 Finarcial SerNtts Inc. (UBS Estimates of Mix suppled by issuers Of (plan program (which ale generally 'net asset vatie estimates)
FS) hoteraqe account. the Notions reported below reflect the records of the issuers, and UBS FS does rot are shown as' issuer est. vaue per unit'. For Private equty funds,' Est. value per uM' is a value updated
gairantee the act tnacy of the I riormation The value shown is not necessarily the value you would receive quarterly, bated On the Net Asset value NAY') in Inc fund ea of the date spedfed edusted by add ng
ficm I be issuer if you sd the assets. Funds acutely sdd ty UBSFS ate subject to ongoing due digeace, coital calls and subiracti rg dsl oblations unce the NAV date The NAV is primarily based on estimated
although the level performed may vary A dosed fund may belittled tonoongoing dligence A fund that portfolio vim; provided by the underlying fund sponsor These two values may vary because of differences
you purchased elsewhere may never have been cubed to UBS FS </lige me. although UBS FS may receive a In the way they were estimatedandbecause the • Third party est: fait* per unit* may have been roomed
fee from I te tunes manager, whit h may constitute a maonty of the rnanagernentri Menthe fee. tease on the basis of financial itionnaton other t han year.end Reported estimates may not reflect resat
COntaC I your Financial ACMSOI veth questions. • Est value per unit' is an esemate of value supplied by an liquidation or repurchase tate, if any, and may rot retied dst 'buttons of Ca:iftal until the next valuation is
independent valuation fun and reflects adjustments for factors such as the equality of the units. tettOrted, geferaly on an annual or serri.annua bolas See knponanr infoltriazron at/our your statement at
the end of this statement
Hedge funds
PurdsaSe Orice
tiNfeber Avela9t pose Client Cost Price per share value on unrealized0M imestment Holdng
wddng of shares pet share (1) investment CO basis (I) on Feb 28(i) Feb 28 (5) grin Or INS (S) return (S) period
ATLAS ENHANCED FUND LP
A/001(31/17
Trade date: Sep 25, 14 900,000.00 900,000 00 1.000 950,813.00 50,813.00 LT
Your total asset
Percentages Cost Estrnated Unreaired
value on MO 28 (0 your account taus (5) annual income (5) gain or Ions (1)
Nometeditional Hedge funds 950,813.00 100.00% 900,000.00 50213.00
Total $950,813.00 100.00% $900,000.00 $50,813.00
SONY GM 00027270
CONFIDC NEP700N0900S6T27107I NAV7003L18996 2 00006 0217 030575004 010000 Page 5 of 6
EFTA_00137890
EFTA01278627

*UBS
Yournotes
00017Ale 6 . 6
CONFIDENTIAL
EFTA,B789I
EFTA01278628

Important information about your statement
Fruncial Services Pc. (the f wrn or UBS Fnercii her Iromyou no later then 60 days alter the Frm Corporation (Sac), which protects senses custcmen • Achieve CapitalA ppreciators Insestments seeking
Strobes), is a merrboir of all principil mashy, cemrrodey sera you U. list st Mandril on Moth the erns or of its minima tp to S920,000 WeLdeg SZSO,OCO for growth of pmcpal rather thin the generator of
and cations exchanges. UBS Financial Seniors and CBS problem aanand. claim for cash). Embnatory brocktre available upon income.
Bank USA an i-died subsided es of UPS AG and - Noted. your name rod accosnt nunter (of any) niCildS1 or at wine sec org The 9PC asset vote-aim • Pros*. Comfewthen of Monte and Capital
*dives of U3S Saran LI.C. The Fn.,: I ranoal - Cesabe to error or tie trader )Cu ore torture lends apply to all accounts tat you hold nap/titular Appriice*o. insements Seelfis3 both the generation
statement h available upon request. The Fein's extort& about, rd neaten as dewy as you ca why you capacity of name and growthof vexing
offices are at: belie.e d is nee or why yaa need more The Fin; togedne wits certain affiliates, he also
Hamra. anthati4d1Uppldowntal innate he marmum Overall risk profiles
U35 Fina-cal Sates Inc- - Fronde the dolor amount d the suspected era. annum plea to al noble clients, colenitely trite • Cons...awe- Seeks to manlin nit al pi-coat path
1200 Harbor Qaulevard this protectionis ISOO rtillion as d Decanter 10, 2016.
low rids aid ninny to the accord °mak even el
Viecheviken,■ 07086 The Finn or Card bsuer will image. your emplane Stewed to the poky ordinate ad limitation, cash a that mean the accoat does rot generate sign :ea-a
and will coned ry mot promote/. For alleged errors the Film isfurther protected for up toll 9 million n the income a retire and may rot keep pace win
This aatement representsthe one/ offi cier record of your revoking UBS dabil cad transact:art if we take Wegehe For all nis octants held it a pairuhr
U3S Financial Services account. Other rearck skeet more than 10 banns days to do this, we willtreat capacity. A (ii copy of tie poky wcrdrg is aeeiltle • Moamar Yining to accept some ride to pimple and
official la. docunents contanng coriliOrg data should you Latin for the amount you that 6 in error, so that spat request.
B n o o m ra t i n b n e d o r I n e t l a i p e n l d e t u s a , p t f . r o r o n e f p t I o I h r y e t o i o u t f i b f m ic e m e e e w n d * i v a t t i h e -g e ly r e y n o 6 u w r s r n a i c t e i c n r o g a u t n o o t . t r h e t y P a o le k u a e s s p e a u l m l s h a to e k m e c e a t m l h l p e ch l u e e s t c e e k o s o u p f r a t h i y w e a e b m s b o t t n ip o e t y t i h o d e n u . F r i e n r g n t o i r e t h ti e n e it • T b h o C e th S a d IP n o C n n p o f r t in o a a t p n e p c d l i y a i a l t o a r s ' d se ts th c e o n S t U r P o O lle Il d d f b ld y r a ( d a i n p d r o e t i e d c u t c io k n d n • • A M h to i w g e le h n e r a s t v m t i o e s l a h a s t h e e z l m : i S t W y e I g t i v l o l i o i n n s l d e a g e y t t i k o t C y h a o i t c g n o c h s e s t r p e i e e e t t r h k u a N m t i i p o s i n t r o e : i s v I r f k e r s r t e e t o t i l u m e p r c e i n n t . s e c . d ip a a l at
Allhorfi al Ogees shown se attended to be accurate, Inns* iosloAion (Acted on to front of tiff your acco value) but held away from LOSFinance' portion of the portfolio for tat account may include
*element casts *tun not be oed tar to osmoses Rely statement In addition to nosier acacia Ins, accounts Serves ceruin(i)cmh at UBS Bak USA, (ig complex stratepri. tinted liquidity and rata
scleY on yerend tax forms. Form 1099. 5490. ma/ be subject to mane:ma-co lees, chars for late cad, at AG U S. Wanchn, DR) natant° products, volatiky.
10425. etc ) when Drepanng your tad return. The Fim parrent tar securities Diarrhea and charges for unpaid including vaiatile amities, and CM shares of mated
required by law to report to tie IRS all eatable dnidend% amounts n cash accants Accounts that re transferred funds where such shoes reregistered drectg n the Statement shauseholdng•
nportakb ranteuble ckekkreak and uxdak inured to other insteacns may be subject to a transit( lee. nano of to account holler an toe boxes at records We may comokhte at related account goements with
erred en seeuilin held n pet accost, net proceeds of the iffJe• a turn* agent); the same address in the same erreokpk. because
c on a s tk ee in tr . a ntlions, rd cost basis on certain covered U 11 B 85 S o S ff w er e s e o p p O tio p n t s i o fa n sweeping cash balances balances • l ' i m mi a te i d lm p e ar n tn c e o r n sh tr i a p c s t r s o d r r p m riv il a l t m e e p n la t c i e n m t e ro nt i s ts ) i sm are t r h el e a y ti o h n a s v h e i c ss o r w er t s i o w t h te o r a d k e o n m ts a a nt a th n e O sa r m d e a a c d o d r r n es t s . If
to bat deposits at UBS BaleUSA and CBS AG Stamford not registered under the Roarities Act 01 1933; and you peler to receive indeidual statements mailed 'n
Gavararrionkina wit die Finn Bench (Berk Sweep Preget*, moray mine. mutual • Commodities convects foreign nth:rye and stone emelepes, you maydecline hounhdding try
• Meese recordr im try oral communcront in wring Ards giloney Funds) and the International Depose proems metal contacts), incluerg fauns contacts calling your Financial Achnoo
to further protect your rites. mdudrg your rites Accord MA) fee customm with an Hematiand and commodity option contract.
under the Seo_riies Investor Protection Act Rexene Llana;emern Account. Through the Bale The SIPC notedOn and the supplemental prow-nondo Friendly account name
• o If f t t h h e is fi n g a a n t c e i m al a i n n k s u n t o io t n CB c S at F th n e a t t o u p l l e S f a t o v f a t % o U f S ro G n t U S S e A e t p o P t r o o a g ar r n a r m ese % ta o b a li t s h h b ed a k n n e it s r d re t h sw en e p to t t U o B M S B AG a nk n o o n t y a o p u pl s y t t a o te t m he e s n e t s a . s s T e h ts e w W e C n d pr t o r t e e y c t o io th n e a rw t is t e h & e per c Th l e a F m rie b n y d l y y o a u c c to o u a n i t m ru y n o * u i w s a it h c u y s o t u o r m re iz c a o b r le d k 'n ee ic p k in n g a m It e
Financial Sonia carries as account as during Stanford Wencher a Wray Furd. Deposes a CBs MoOlemertalptotection do not protect again (hinges has na legal effect en your account You canchap
t W re e k i e n r by arra y - o g u e m of e t n h t i s w 'U eb la t n h : e C a . - 5 c k le , w at h e e d n in y s o l u it utore B na a b n s k . U F S o A r m Intc r m a l t a e ti d an in p l a e c a c s o e rd s a o n dt c w e m wi v th fd F i C c C g ot n res t u o lt o m f e m lo ar n k * et L m e o v o e f m a e i n r t O is m su a e n r - b o a r k s ru (w p r t i c n y th e e t r at • y b o y u a r n k ta in c d ti l n y g a y c e co s u F n i t n n a a n v c i i e a s l A , t d h m ro s u cr g . h °One Services or
opened this recut h the case. your lu-a and Deposes A AG Stamford Branch .rd shares of °therms.)
stoats ere located a LOS financial Seines and rot Many Fads ace rot aired by the FCC. Account overview
the intodeci-g broker, and you nut mak• a report Dividend Renvantent Program COPS) • Yokie oinceaccountlooniolon Not of assets a-d
of ry error or emission to bode firers. Through tie DA, cites re swept tO deposit The are reflected is an mug. price You may obtan litilaks
• As detained in the accost agreements, sate must acccoounts at UBS AG MI Branch and UBS AG the actual price from you Portia Advisor. Ordynthole • Assett Includes available cash balances, vaLes f or
roily us of any ears or fraud Molting decks Cayman Branch. These outs are not neared by IN Mares are purchased under OOP; paid sharesMI be restricted security (e t), aid Global Tine D.1:03ItS,
reflected an your waternent within 30 days alter a was FOC. Balances held at %HOAG AG Cayman Peach at soU arn the cash wa be deposited n year account The unbind Mills 10 make, and certain assets not held
mailed a made metals. temparanly reposed to the amnion rite et the Cayman dviderd fenvetimere putt *poked by tie issuer may by the Fim. Does rot include unpriced onuritiodaseets
• Plena died customer complain or klands, and there is no gara ntee mother obligation of ciffa hemline mirk* ponce at !ninth the partial sham at the erd of the aim and anent statement genets, er
Finn:Cent ent WS AG to repay the balances while cn the UBS Carla am sold pretax neesonintsu vd stock options ad
or tolUree at 8:00 A M. to 6 BO P.M Branch's boas. inroade dodo options
U Monday throug a in nning to WS Caphirsoliw • LiO wil fes Ixbdes debt bala-ces, orstairg nurgn
lirSemen k., Clio Relations Department Deposes a CBS Bat L6A and each UBS AG Branch are Cray whole mats may be held n )or accent. If you re loam, credit line, shoe: =dill bale-ices.
M766 Union Chat• 07037. rot protected by SIPC. Money Fund shores are protected entitled to a pals unit as a mule of a &Aden parnent • Cash/roomy balances. Total of uninvested available
• A II statements shall be deemed complete and bootee by SIPC. See 'S. Ennead Services Account Protector,' or ahem's.. the Firm will ether sell partial units at cash balances, pin depoot balances at UBS Bank USA,
it not objected to h days. below. market pace a accept a amard determined by a UBS AG U.S. Branches and many motel mutual fund
• Fa TTY ser or tram outside registered thong agency, ad cnedit yo.r accost sweep balances ate close of tie statement period.
theUS.: Cal Upsn your dtqUell, baron n the Bank Sweep Non-commodity free erode balances in yar accord are
• c h A a r r u d d m s tr t a r o n a s f n a e s c n fe b o r o t O n s s F o , T r c ) c a . l u l rd vie about n E o r d S r e w V c i t i s i l o i e e n d t i o c e U bi M l r M P e r t a o u t g r e r n a y e m F d s u t o o n r d y D m ea A y o m r b a p e y a R b o e a s d v e o b n e th d d d o *, r f a a f w n = d n O t a h u n e t d p s r h o a c r e e e s d d s a T I e n a h v c e e h r s a n t c e m c s o e e u n n n t e t o r a b t n j o e d b c m je ti c a v t y e iv s s e a s y a n b d et r w is e k e p n r o y f o ile u a s n ec s a e n e t t s h e to n b us u o e s t n s a e n e s o y s r o . e f T g t h a h e n e s d s e e f f r u f o u n m n d d s o s r t n e h p e t r a h b y e a a o l b a r n l d e c in e w a , - a o y n n c d a y V o n u . t r F o d i e ( m m it m s a n w d
F W n e an e o h a a l w e k m en . 0 l- 7 c 0 ., 8 6, Ann FOAARE h S o A d , S 6 e 1 r h vi f c lo es o r, Felder eiormann about evadable weep optons, n M a ee li s c e a s n i t v c a h a th ng e e f i i r n m y p o r u o ' m fin p a t& nc in ia l w s r h o u n a g n o in f a t ry This total is ncLded in no anal period closing value.
nclArg cument iroerest rates and y-elds, s available at investment objectives For each accoat held. you
n C - n fl a k u a t n n n a n n * e a w n t T o r t h i t n a e e F d a r i o s e lm c o s e o r o i o p r a n t C t i e s a r s a r * d y r d o b a e u s r g u c o e a o r n n r ( , t a d i h s f e y y a o o s n t u u a a n t t c e i e a m l e b e d e le n m K ) t m o o a r o r e s t U o T w h r B m e b S y v F r . i c e u r a m l b l a li s a n n c g a t a i 8 e r ll 0 d r s e 0 n e - . e 7 r r f e v 6 n p i 2 c r y . e 1 C * s 0 I f d 0 m t s h 0 e , . f a S ro e n c m t r y p it o i r e u o s r t e F kw c n t e n i s o c t n o i r d P A ro d t v e is c e ti r o n • ch P o g o a e s x n e t e r e r e a r C e tio u o n m f o e t f h n n e t e f a ° n m t t o o e w o i o l n t n I g n e / s r . e o s w tm *. e e nt t s o s b e j e ec in tiv g e t s h ! e
SDNY_G M_0002 7272
CONFIDENTIAL
EFTA_00137892
EFTA01278629

Important information about your statement (00nlintled)
Landing information believe to be reliible, but we do not grantee their - DPP and Lnkrtal REIT storks arena listed on a tnt invesurem oust units to as clients, we ridor
Fa deloiectinkimation cn the finis lending radices accuracy, national washes erchange, and ate generaly as Mikes receive reverts sprig complication
and decants. refer to you Client Relate-We - We yew* use tie closeg once when ward* a illiquid and even if they can be sold the price from may of the hstranee companies trcbreniting
Acreement or AccoLre Agreement and the General tie mean of the bid ad ask prices for lined received may te less than taper there estimated the annuty enacts. Manes of the .nuance
Terms it'd Condition& UBS Statement of Credit Packet scarcities and option or or bd prices fa OTC vale proraktd n the accost statement. empties or sponsors of the unit investmem busts
addible in agreement AndD isclosures a acuities. we dwibute.
jars, ialreentheentfinfrAreinvves. - Less acuity traded securities may be priced uer9 a • Rearicted ofturkies Restarted sautes wanly — Our ifikatel afro reserve trafing commissions ad
wawa, model a the mon recent peke we an rot tureen* arable for public sale. UM Fins-nal otercompensatew from mutual funds aid i-eusa-ce
Yam seats cbtined and may not reflect an actual market price Services uses the market price of the unrestricted stock canaries whose products we ckstripule.
Your riaemem Semites acuities rd other assets held a vela. of she same issuer in an imputed value f a the — We receive an errualI ee frcm Les Balk USA and
tithe accccat at the end of tie 'Maniere period. You - Cenan poptiro may appear societal a price ad restricted stock dar au/ponesof this statement only To LBS AG Stamford Branch of slow 125 per account
may at for delve, ol fuly pail loosen al try time. will thcw to •F in was col Avaltble• 4 we ere the extent that remised seositin are eligbb ler site, sweeping to the basks uder the 1.85 Barr Sweep
You mar receive amain sad as low collateral alter unable to obtain a price for a teothy. the sole weird may be sub stantialb loss than the Program.
paying any balance da on them. der/ securities - Deposits or securities denominated iicurrercies larreredsalne tonri
tenpin/alto the Fan dreg the statement period are Weer than U.S. doll' are reflected a the exhange Activity
lined al market value as of the end ol the slatemere rate a of the statement date. • ht. (estanated) acorns. current yields and mum Information rowing commescris and deter charges
period. - Fcr certain washes taring in noniconto mit) an wawa of anal kr* II bawd on current incurred in correction with to suasion of tads,
• Can base& In detcrrnning the cost basis of tie idenomtiriom price and chaanity (face vela) may &Aetna ad intoned rates, assuming tie wastes will inducingoption transactions has been included cn
swishes included in this statement, where indicated have been adjusted to facilitateProper valurices be held for one year from statement date or vet confirmations previousy furnished to you. and well be
vet the natter 'I,' LES Fhancial Servkes has relied To cbtan ostent quotations, when atria, contact maturity. This athlete isory a guidelne, accuracy provided to you pronatly on request.
oninformation obtained from sources other deanL 8$ sera Financial Adriscr. ad continued ncome are not guatanteed
Frunual Sinners, including natation Item another - Estimated rrnal home and curet* yield for Short King
fins a that you may have provided to you Financial • Private irreavnents wed structured products. certain Imes of soothirs could include a mum of If you are engaged in short sellnig a security, you may
Adrisor. The firm does not independently way Cr Private hvestmere seo_rities (it Wig drect principal or captal gains in which owe the en. incur a charge due to certain trammed costs kr that
gamantee the amino, a %Wry of ere rreonnation participate," program and real estate investment tun income (adcurrent yield would be overstated. pa-Ocular sway.
provided by sauces other thin I-E6Fhunial Semites. seethes) and struckned product ate grimily lughy - Estimated arrest Mane ad outwit yield and the
h sating although WS Firuneil Services gerwaly liquid Cyan struased Smarts had net been sad item', aidyield misfit be lower a higher Open orders
updates her inferrnation as il is reared the Arm registered with the Securities and Exchange the, the estimated mounts. Regarding open or tgaxitilLeanerilee orders tat
does not provide any asstra-ces that tie hicanaith Cawnissiw or under ay state securities laws. We - An estimateof a-rualaed income (diei:kW aura were not executed by the statement date, open buy and
cat 'Cost basis' and "Unrealized gar:Moss' is pun& *Berated vales lee private investrneM interest) carded by the curent market set stop orders ate (*deed by the amount of dividends
accurate as a to date of this statement. As such "twain ard 'immured products for Hamm crul vette Ave age balance is based on the last dividend orrigus co an modular.* a essitits dice unless
please do not rey on this hfcrmation to make Pumas arty Acctracy hoot guaranteed or inmost nu/anent made by the hoar and instnxted of-4min by you. You are responsble kr
Wawa or sale decisions. fa ter MrPoses or - These values may differ stbnantiaty torn paths, if zones tie teothbadepoths will be held for ate orders that ate executed die to yotr I elute to cancel
otherwise Accounts tra-derred tote km may Any, at which a prima int security a year torn the statement date or until materity. mina open cadets.
reflect gad loss nformation only foe the period al structured product may be bought or sold and do Accuracy ad continued yield ae not warned
tine they se had x the Pint More historical not neresseriyrepresers the vela you may receive Privery
Hawaii:a can be aided b/ you Friarcid Adaor. won liquidation. • Assets net held by UBS Financial Services. Conan To obtan a copy of as current Client Privacy rance.
- Third patty eninaes of wake area of a cenain mess re not hod by the Elm ardna within the please contact sour Financial Athisor or visit or webrite
• Unrealized gaits/basses When data is wattle. date ad av supplied to UBS Fnacia Serkes on a Fern's possessiw or coma. These assets are a won phenwarmirrenntre.
*sunned la-reared gainsilones au calculated kr regular bays by an independert yaks/shoe I irm. awlayed on yos statement for informational — LBS F runcial Senices arm a bank. The Rhea, Business
niaveaal scary lots the transaction data for - issuer, OMc al paint. Cr sponsor estimated vales purposes only Positrons and values presented are Services Account RSA and AMA are brokerage
irdnidal bas may or may not reflect cownimbre, if any, m applied tote Fire by Me ismer, provided by to twig farm UPS Friend StINIPI o accounts which prow* access to barking Servos rid
charges aura security reorganizattn events. general partner or sponsor and may be cakutated not respcnoble for tie iskienation and does not podicts trough wangements with afNiated banks
Dividend and oter reinvestment lots ad statement based on deferent information fran thawed by guarantee Os accuracy. These asses are not protected and od-er tad-party bank& and provides access to
trachea tits are each combmed to dialer ore lied parties to denve tier striated values. by 9PC or the Frnis supplemental SIPC coverage. rowers. and annuity padres issued by unbiased
averaged lot The 'Trade date col.mn anent> the ▪ You can obtain adiannal Hamann regarding Alb:Spiny it:wince Asmpinin *maxis instance
orgi-al transaction trade dale. tie metrodolagr used to determine the estimate of • Revenue Swing and adefillonal ccenpereatian. agency strident. of USSFrancir SW*4% Inc
value ad the date of the tdorrnation that is the - h aidilsn to ccrombsiris cn cabs a-d 12bil lees - entalment, Mutate. ad amity product,
• Callable searities Bonds and preferred stock that bash for the estimate by content-9 your Ftanoal 3eceived in comedian with the distr balm of mutual - Not FDIC issured• Its bank guarantee May bse vale
the issun cats for eat; redemption veil be selected Adveor. kra to out oleos ere axfo r our Afire recce* - WA, fern lianagerwent Account, Business
Moorhen, by let Iran antra all settees of tat - Third party edinard vitas may be reelected as revenue sharing manna from disabusal ands Services Account BSA, IRMA and ntorutional Resource
651/7 held hour name a in norawe nano facer priced* in several Muslin, when an advisors of the mewl hinds that we all hear Management award .7 mattered service maks of
clients Call fear. hformation is obtainedfromthird rdwerdent whirrs, tam has not sempled a snorts are based on two different cony:rents, (0 U3SFilandai Services hc.
patties and is accuracy snot gaanteed. Other call unable to assign a yaw when we become awe the amass of sales by LES of a particula meal - VISA is a registered tadernat *ward by Visa
teases Maymost which could affect yield amulet* that a material event ha *coated that may call a lad family tool" dents; and BO the asset vale of a hternassami Service Association red used under
Senna rn will be provided upon request previously repated vale ipso question. a yawn a particular mutual tad f ambit threshold a the ICOITA UBS Vera not cards ad the Ise Vea
value would be highly speculative due to the nature fins debt cards a, issued by LES Bank USA with
• Cartirwas adorer* (est COs are FDIC retired of the *runty. - We indoor affiliate also receive retwork Pp a-d permission from Visa U.S.A. incorporated M otter
go to 5250,000 n principal and accrued interest per - When Delta an issue, general partner or sponsor ameba processng fees in consi*rattrifo r transfer redefine-Ns, registered tranurks, seek. maks and
deposta ad per depository npaat4 h accordance estimated value nor a Used-pony estimated vale is agent services tat we inside so tie mutual funds. registered seine maks ate of ter respected
with FDIC nibs. proecled, the vale ode smutty will be different These fee goreraly are paid from investor assets h companies
ton ilia:cease VICO to mutual fund and are a feted dollar anoint based
• Price/value Prres displayed fo r securities and other - 'Distributionsto date may include ream of on the renter°, accosts at the broker-dealer
Priairls may be higher or lower than the price that capital, rxcrne holdngm aid fu-ds of that fu -d
rou would actualbr receive in the nude. Prices re - 'Original emit size • represents tie marl offering - h addition to carimissicns received in correction
obtained from varitus hid party sources shish we rice per unrl and mry not reflect your cost base. with the ale or cfstrbutan of annuity contracts and as Fhanciat Services Inc. Rev. 201702
SDNY_GM_00027273
CONFIDENTIAL
EFFA_00137893
EFTA01278630

U8S FMancial Services Inc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
Øl
s 10171.0002 March 2017
CNP70055699390317 X1 0
HI IN MAXWELL
Account name: GHIStANE MAXWELL
Friendly account name: Indio: Elalyasny
Account number 55
Your flnandal Advisor
SCOTT STACK MAW LYLE CASRIEL
Phone.
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourcetine at 800-RMA- WOO, on February 28 (S) on March 31 (I)
account
Your assets 950,81100 947,298.00
eisitoer website: Your liabilities 0.00 0.00
www.ubscomt firiancialservices
Value of your account 5950,813.00 $947298.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wow. annuakreditreport.com Tracking the value of your account during 2017
Vzdue of your account
at year end 2016 $922,733.00
Thousands
Your investment ream
922.6 922 7 9`0.9 947.3
Change in
market wine 524,565.00
Value of your account
390 on Mar 31, 2017 S947298.00
Dec 2014 De< 2015 Dec 2016 Feb 2017 Mai 2017
SDNY GM 00027274
Member SIPC CNP70003306559909 NP7000307237 00005 01117 0305750Di 100000 Page 1 of 6
CONFIDENTIAL
EFTA_00137894
EFTA01278631

SUBS
Resource Management Account Account name: GHIS.AINE NIA 0.1(ELL Your lq nodal Advisor.
Friendly account name: Ind i SCOTT STACK MAllL YLE CASRIEL
March 2017
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (9.) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 0.00%
I Non-traditional 947,298.00 10000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $947,298.00 100.00%
Value of your account 5947,298.00
Eye on the markets
Percentage change
Index March 2017 Year to date
S&P 500 0.12% 6.07%
Russell 3000 0.07% 5.74%
MSC I - Europe, Australia & Far East 2.87% 7.39%
Barclays Capital U.S. Aggregate Bond Index -0.05% 0.82%
Interest rates on March 31, 2017
3-month Treasury bills: 0.74%
One-month LIBOR: 0.98%
CNP7000300S569910 NP7000307237 00635 0317 03057500alyyGht 000270,se 2 of 6
CONFIDENTIAL
EFTA_00137895
EFTA01278632

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
SUBS Friendly account nome:Indisinibal SCOTT STACKMAN/LYLE CASIBEL
March 2017 Account number.
Change in the value of your account
March 201713) Year to date (S)
Opening account value 3950,813.00 $922,733.00
Change in market value -3,515.00 24,565.00
Closing account value $947,298.00 3947,298.00
Summary of gains and losses
Vaue5 repOrle0 below exclude products for which gait enolosses are not classifies.
Realized gains and losses Unrealized
March 2017 (I) year to date (S) gains and losses (S)
Long term 0.00 0.00 47,298.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor of Branch Manager. Youcan find a NI description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibiFty consideration None selected
Your account instructions
• You account cost base default closing method is Fif0, First In, First Out.
SONY GM 00027276
C HP703033055699' 1 NP7003307237 00035 0317 03057900I 100000 Page 3 of 6
CONFIDENTIAL
EFTA_00 37896
EFTA01278633

*UBS
Yournotes
CONFIDENTIAL
EFTA,131897
EFTA01278634

Resource Management Account Account name: GHISLA1NE MAXWELL Your N nandal Advisor:
*UBS Friendly account newt.: Indiv Esalyasny SCOTT STACKMANLYLE CASRIEL
March 2017 Account number. • MN
Your assets
Some pnces, income and current vaues Shorter may be approximate. AS a result gains aid losses may riot
be accurately reflected. Set rmporunt infoartabon abour your statement a the end of ths docurnem for
more infornsion.
Non-traditional
(anise equity funds. Hedge funds, and (Met investments are held It yOur UBS Enamel ServiteS mc. (UBS Estimates of vane suppled by Issuers of Celan programs (which are gene idly 'net asset acre' estirnate0
IS) balers:ft account. The Notions reported below reflect the recceds of the issuers, and USS FS Wes riot are shown as ' issuer est. value pet unit'. For (AMMO equty f unds, 'Est. value per unt' is a value updated
patentee the accuracy of the I riormation The value shown Is nal necessarily the value you would receive quavery, based on the Net Asset value NAV') in the fund as of the date sped fed °lustedby 'ding
hem the Issuer If you sd d the assets. Funds settee), sdd by UBSFS ere subject to ongoing due diptnce, oldie' calls and sub' realr g dslnbutlons ante the NAV date The NAV is primarily based on estimated
although the level performed rriay vary A dosed fund may be sutiect to no ongoing digence A fund that portfolio values provided by the undertying fund sponsor These two values may vary became of differences
you putcbaved elsewhere may never have been suhect to UBS FS dlige me. although UBS FS may receive a In the way they were estimated and because the • Third parry est. value per unit* may have been PROMO
fee from l he fund's manage I, whit h may constitute a macnity of the nlanageMent i nicentl* lee. Please co the basis of financial irionnaton other than ye&.end Reported estimates may not reflect resat
contact your financia Achnor with questions ' Est value per unit' is an estimate of value supphed by an liquidation or repurchase value, a any, and may rot reflect dst Sault ons of caoaal until the next valuation is
independent valuation ton and reflects adjustments for factors such as the equaty of the units. repotted, generally on an annual or strre.annua basis See imponma inionnatton at/our you( stdrtemtnt at
the undo( this statement
Hedge funds
PurchaSe price
Norte: Awed% poce Client Cost Price per share value on unrealized0M tmemment Hddrig
Wiring of shafts per shale (S) investment Cal basis (S) at Mar 31 (S) Mar 31 la) win or loss (5) hymn CS) Defied
ATLAS ENHANCED FUND LP
P/002128/17
Trade date: Sep 25, 14 900,000.00 900,000 00 1.000 947,298.00 47,298.00 LT
Your total asset
PerCenta;t cl Cost Estimated Unitatzed
value on ma 31 (5) your account bass (f) annual none (S) gain or loss (s)
Non•tmditlonal Hedge %ads 947,298.00 100.00% 900,000.00 47298.00
Total $947,298.00 100.00% 2900,000.00 247,298.00
SDNY GM 00027278
c xin7C0030055699I 3 NV7003307237 00005 0317 030575004 100000 Pap 5 of 6
CONFIDENTIAL
EFTA_00137898
EFTA01278635

*UBS
Your notes
0. ,000.6,,,, ,,..,.... ,000..1,030A 060W_GP,0002,AIS 6 el 6
CONFIDENTIAL
EFT,00137899
EFTA01278636

Important information about your statement
IJ36 Financial Services ts. (the torn or UBS fn erd' her fromyou no later than 60 days after the Fe n UBS financial Services accoton protection • Padua CurrentI ncome: Westments seeking the
Servki.O, is a member of all principal cecisily, comrrody ow you the first st Winne on which the erns or The ism re a rumba of the SOW tics hunt. chnebon generation of Scome ont.
and optimarthangers. UBS Financial Semler, and UBS Froblern artemed. Corporation (SJPC). which protects sectrein customers • *Maw Capital Apprec4Rion: Inmstmonts Inking
Bank USA am i-diect subsidanes of UPS AG and - Proved. pa name and accost neater (if any) of its members solo f6C0,0000-cldag S25060 for growth of principal rather thin the generation of
Shades of U3S Sautes U.C. The Finis I ranoal - Cesabe tie error or the trios* )Cu at UTAH* dains for cash). &pliancy &ochre available upon income.
statement 3 available upon reuse's The Fins exennire about, a-denim as chart as you can why you reobest or at www.sOnorg. The SEC asset protection • Psoduce Contheition of Incase and Capital
offices are at believe d is on an a why you need more knits apply to all accost tut you Fold in a particular Appreialon.lmetrnents seekirg both the generation
Hamann capacity. of name and growth* pane**.
WS Finance' Sautes 1-c. - Fran. the dolor arncum of the suspected sera. The Fim, together Wth cenain affiliates has also
1200 Harbor Qauleverd purchased expleenental innate. The mwmum Overall risk profiles
Weehawken..07086 The Firm or Card bsuer wil icestgete your complies mount 'stab to al *glob dents tokawet soles • Conswasite. Seeks to martin nisi l pi-c.pal, with
and will coma my mar promptly. For alleged own this protection is 1500 million e of Derteber 10, 2016.
U o Th B ff i S l s a F % * in d l a a e n c m c d i e a o n l c S t u r e e m r p v e i r c n e e t s s s e , a n c c ts o c o t n h u t e a n n t o . n O n g t / h c o e o f r n f i r f c e li i c a c t c l s r - r e c 9 c k o d m r a d ta e o s a f h y t o o u u ld m s M o o o u re t a h th c ? c a o n U r B 1 d S 0 f U t o a r n c t t a h he a d a s n m d a a o y u c s n a - t t d o y t o & ra u W n t s h a s e c , * t i w o is n e i s n w i e f i l n w l c e s re t d a so k it e th at t S v h a i e b m f it ir a m p t s o t f f h u o e r r t a p h l e o l y r k o p y r is o c t o a e c r c d c te o il u d im n f t a s s h a u e r p l d d t o l n im 1 a i . t 1 a p .9 t a i o m li n o i s l u l . i o l c a a n r s i h n a th e l i t n o h c w a o t r m n iA e u a i n t f a t v o o n l a a t c il a c it n y o d u 1 0 m t d t a h o y e e r s a o n c t c o k o t e u g e n e p t n o a e w d ra o t n e w ; s i i e t g h v n e n if i i e t r'
not be relied moan II youbeen* there is en eery or you WI hive the use of the money dunng the tine it (swear A full copy of he poky wading it avail** inflation.
omission Moak report it immediately n wring to the takes us to complete our iwestisption. wen request. • Moderate: Mang to accept sane risk to pink)* an
Branch lianacer of the arice wvig your account. tolerate scene volakity to seek hither returns.
Please mike all checks payable to the Firm or the The SIPC protection and the supplemental protection • Arnie: Wiling to wept high do to pnnopal ad
Althemfi al figures shown de Mended to be accurate, finical inmost) ideated on the front of thq both in not apply to. high volatility to seek 1-mbreturns owe time.
statement datanoun not be AS kr tar purposes Rely statement In addition to ngtSr acacia fees, accounts • Certain feline's' assets controlled by (end SoLded 01 • Werstorea agony Conskihfa non: l selected a
idol/ on yemend tax forms. a . Form1099. 5498. ma/ be abject to mantena-ce lees, chaps for late you. acivalue) but held awryfrom UBSFifnel portion of the podia* fo r tut account may include
10425. etc ) when prepanng your tax return. The Fish pamont Ice securities purchases and charges toe unpaid ServicesI cabin( ) cash at UBS Ba-k LEA, 00 conplex strategies, tinted libricity andr ate
required by law towns to she IRS all taable Widen& anoints n cash accotnts Accounts that am tansferred cash at G US. Branches. Ori nstrance products, volatiles
reportable yenta ebb darning and taxable Swett to other insInAcns may be subject to a transfer lee. including variable /awaits. and (i* shires of mutual
end al SICL•iftia held n pet =cowl. net proceeds lunch nitre such them are registered diectly n the Statement lietereheldier
on see tramactions, awl con basibon certain covered UBS Sweep Options name of the account holder on tee books at wads We may consolidate al related account gaipmess with
seosaies. CBS offers options Ice warng cash balances balances of to ware or trartie- ;rot); the sane address in the uric envelope.. because
to bark deposits at UBS Bart USa. and CBS AG Stanlad • trirrestrrent contracts or rivestment inserests!., they ham onnes who abo mantain Ped account
Caveresdatkne with ne Firm Bench (Brit Sweep Progank, money musket mutual limited partnerships and private placements) are cebtonthps wen other clients at the fan address. If
• Please recordi im fey oral ormancabons in wriarg funs (Money Fins) and the inns-Wane' Depose not registered under stalwartsAct of 1933; end you profiv to ricotta indadual stattmads mailed in
to further protect your rit4s. indudrg your runs Attest (DA) for customers with an Memnon* • Commodities coreacts foreign embargo and separate envelopes, you mydecline houkholding by
viler the Seosiies Investor Protection Act ISM Rescue, Managemerd Account. Though the Bark precbac metal contacts). potluck.? fa cres contacts cali-g your Fe-uncial Ackesor.
• o It l t t h h e is fi s na l n im cial s in i i t s u n t o io t n CB a S n E th n e t n o a p l e S f a t w o k f e t s o , C t B rc S n i U S S w A e e s p p P t r o o a g ar r n a re m se % ta c b a li s s h h e b d a te-ice a s r a d m t h sw en e p to t t U o B L S E A S G B ank th a e d SIP c C o m pr m o o te d c it t y o o n p a t n io d n t c o on s t u ra p c p t l s e . m ental prommon do Friendly ocitOwl Mime
Financial &mites urn you account as Waring Stanford Branch a a Wray Fwd. Deposes MISS not apply to these assets hen 4 theyahem& appear The Friendly account nay* is a customizable *ni:knane
broker by arra-gemint vet the in:bated institution Bank USA insured in accordance wit FCC on your naemerK. The SIPC protect:xi rd the chosen by you to assist you with your Nankeen-9 It
We intorno, you of this relalcnshia when )Mi nibs. Form intonation please nit wwwfdic got suntemental protection do not protect against changes has ro legal effect on your account. You can champ
opened this accost h the case. your kris and Deposes a AG Stamford Brant at shares of in the market vale of sax investments ktelber as a your Friendly account names. through Once Services a
arose/es at boated at LOS financial Services and rot Money Fads are rot Oared by the FCC. result of market movement issuer ba-kruptcy or by mowing you Financial Anita.
to imonsag brner. and you mist nuke arena other-woe)
of any error or omission to bode firm. Through the Dq cites am swept to deposit Account overview
• As dented in the account agrentn. YOU must accuonts at UBS AG MI Branch and UBS AG Dividend ReiWettelbeelt Norm (DRIP) • Valle of pat acosatippstrolo. Net of assets ad
roily us of any enors or fraud Woking decks Cayman Branch. These outs are not insured by te The an reflected ban average price You may obtan iabiliei
reflected an your statement within 30 days after t was PDC. Balances held at MU% AG Cayman Branch are the actual price from yar &axial Advisor. Only nob • Asses Includes await* cash balances. webers for
mailed a made nibble. curporanly noosed to the commign rid of doe Cayman tare are purchased under Oath petrel shines will be restricted security (M), and Global Time Deposits,
• Plowdirect customer complain or Blank, and there is noIndent.e or otter ongation of sold rd the cash wit be deposited h your account. The wreaked marks to market, andcertain assets not held
Fins C fent ent at LES AG to repay the balances chileonthe UBS Cayman dviderd renvestmere price *poled by to issuer may by the Fen. Doesa,lindude unpriced securitiesrassets
or toll-free 8:00 A M. to 660 P.M Branch's bxks. dHor f rom the market price at cash the part& shires at the end of te prior and anent statement periods, a
U Monday through friday. or in creing to WS are sold senate iwestrrunn, invested stock options it
Ilya Semites km., Clio Relations Department, Deposes a LES Bart L6A and each UBS AG Branch are ,,srr2tde nod. options
M766 Union Ciry,• 07037. rot protected by SIPC. Money Fund shams are protected Caelbibliw • At&O s. Panes deb* balances. outman:Mg rrurgn
• A Ilrldements shall be deemed co-npiece and acute by SIPC. See 'S. Franc& krises Account Protector,' pry Male unitarily te held in you accord. If you aw lows credit line, short want balances.
it not objected ton days below. emend to a palel unit as a result of a dekko-41)4°1ml • Cashiniorey babnces. Total of uninvested nal**
• Fa TTY sea or from outside or otherwise. the Film will ether sell panel trots at Cash betimes, pis deposit balances at UBS Bank USA,
theUS.: Cal Upon your request, balms ion to Bark Sweep markt eke or accept an amant determined by a UBS AG U.S Birches aid money market mend kind
• I c h s a r r c d d e s d tr e t a a o n f s n * a n s c o b * e o ( s n F s o R r c ) s . a l u l mac about a B l a S * u * V m r e a e r a e a n t t i h o e i n U i B t S r M P e r t a o u g l r e r n a y e m F d s a t o o d r y D m ou A a y o m r b a p e y o l l i b e q e u s i w d e a i a t t h e s d d o , r n a a S n c d n a t a h n n e d p t s r h o a c r e e e s d o s f a r 'w eg i i d st e er n e e d r t * h o o b r j n ec a t g in en g c y, and credit you accost N n w o e n t a n -c n e o b g m a a m la t n o e c d d e it , y b , M f o re r n e th o c e r t a e h d e r i r t t b b a a o l l a a f n n te c c e e e s s M a in e n d o y o m to u m - a F t m p e e m o r u m io nt d e d / e
Fnanoal knits Ix.. th floor. The mummer* objectives it risk profile are speclic to use any of these funds in the Ordinal. cease ol As
Wiehacken. 07086, Ann FOANESA Swat, Father Hamann about ant** weep options, each account and may varybetween you secants lama-ins. Thew funds are pyabb spa, your Amed.
nclairg curert ireerest rates and yelds, s available at Please alne the Firm prom* in writing of any This total is retooled in the anent period cloning value
C *d a e l m a e w n r t i t a e a re s c s e o i o p n t i a s s c y r o a u g c o a r n e , d it y y o o u u n th e a ed k m yo o u re r o v r e m by v c .u a b ll s in c g a 8 rd 0 w 0 e 7 e 6 p 2 y .1 re 0 l 0 ds 0 , . from your Financial Advisor i c n o ve n s ik tm a e n n t t c & ha s n a ge w in s t . a F x o r f i e n a a c n h c a ia c l c 'M o a rd h h o e n t c ,, r y ou
rthrmaton abet a transfer on the statement or choose one of the !Dionne investment objectives.
tempt. The in or Card bsuer (as enolcable)mu5t
SDNY_GM_00027280
CONFIDENTIAL
EFTA_00137900
EFTA01278637

Important information about your statement (COnlintled)
landing information believe to be relible, but we do not gasket their - DPP and added REIT 'earths are not listed on a sit immanent oust units to as clients, we actor
Ice delarechnlormstron on the Fires lending Fade's scurry. natknal wants rethange, and are "mealy as affiliate receive (OWLS shariv compmulion
and dadosers. refer to youClient Relatathip - We general/1M tie closto emcee/hen avail* a illiquid and even if they can be sold the price lion many of the Mugse commis uthreniting
Aoreement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than the per share estimated the ander:tracts. Meths of the insuance
Terms and Conditions. LES Statement of Credit Practices starts and opbcn or orey bd prices fa OTC vals proricksd n the scant statement. companies or sponsors of the set investmem treats
available in rag/topers andD isclosure' a starities. we distribute.
writ uhscamtanounteirireloo gas. ▪ LOSS actnek, traded securities may be priced using a • Rankled moturkias Restricted searitin genttaly — Our mediates afro receive tracing ccarnisione rd
valuatin model a the most recent peke we ay rot wren* elgbla kr public sale. U8SF11111Ciai otercomponsation from mutual funds ad inura-o9
Yeti wets Mined and may not reflect al actual market price Services uses the market price of the unrestricted node canaries whose products we dstrioule.
Your statement itemises neuritis ad other assets held a wake. cd she sane issuer in an Matted value far the — We recent in areal lee from Leslie.* USA and
tithe soxrd at the end of tie gatemen period. You - Cenan poutiro may appear wren:on:me ad restricted stock lor promosof this statement only To LI3S AG Stanford Branch of is to k25 per accord
may ath. for &Ivory a tut? pad %earths al ary time. will thew fa • Fin was rot avalabla• d we re the extent tat rosined swarths are oligble la We, sweeping to the bats u-der the lEtS Bari Sweep
You may rook* securkies seed as loan collateral alter enable to obtain a price for a tensity. the vale marked may be obstantialbr less than the Program.
paying any balance the gas them. der/ securities - Deposits a securities denominated iscurrercies Irthased value town
transferredto the Fan dreg the statement period are other than U.S. done:, are reflected a the eschange Adatity
lined at market aide as of the end of the stamen rate az of the statement date. • Ea festinated) lame. 0111.111 p&* and maw Information regarding commoscro and other charges
period. - fcr certain wariliw tradng hhnorn.conformig An *OSA< of arruil inane is based on curse incurred di correction with f, wealon of fade,
• Cos bath. In deternning the cost basis of the denornivtiona price and quality (face vales) may divided ad iaarM rates, assuming T, seardin will inducing option tenth-b ons has been incluckd on
smiths included in this statement. where indicated have been adjusted to facilitate Prater valuairi be held for one yea from statement date or ant confirmations previoudy fumished to you. and wall be
ash the natter 'I,' LES Fnancial Servkes has relied To cbtan °rem quotations, when araitti. contact maturity. DS narrate is only a gudelne, accuracy provided to you promptly on realest.
oninformation obtained from sources other thanU K ".:of Fraxial talcr. cr. ad continued ncome are not guaanteed
Fhenual benicess including natation from mph,. - Entrated arnual income and curvet weld fa Short sling
fin a that you may has providedto you Finnic certain byes of stashes could include a retun of If south engaged in shot selling a securty, you may
Arita. The firm does rot independently venfycc n is (rickdrg drew principal or capital gains in which owe the en. incur a charge due to certaintoroth-9 costs to that
gaunt* the sans, a rattily ot any Wonnabon rr• • ; • .... ,-, rid real estate imestment trust income (ad avert yield would be overstated. paticula setae,.
provided by throes other than LES Fisexial Services >nsanft>) area AttIlkft4 prvakis are grimily hrgh - Estimated anal mean ad anent weld and the
h addrtiss although LBS Firencial Services gamely, akuid Certain sea-Bred roasts haw not been acted icon, and yield er be lower CC higher Open onion
updates tin riforrnaticn as it is received. the Arm registered with the Securities and Exchange than the estimated amounts. Regarding corm or •gxd.till-cancellee adrs that
does not meth any assura-ces tat the hfcanaith Cammiskri or under any state securities laws. We - An estimateof a-rualized income Heeded ands were rot executed by the statemert date, open buy and
kit 'Cost basis" and "Unrealized girll oss' is povideestinated vats la prase investment interest) divided by the current maket set stop orders ere rediced by the amount el deadest
accurate as of to date of ht statement. As such. mouths ard alnstured products for recemasral Wildaveage balance is bated on the last chard or rigme an Si isdividensh a eeritits thee unless
please do not reti on this itemation to make Mathes only Acct.a y is rot guaranteed or instep payment made by the issuer and inserted °tsarist by you. You are responsble for
Warr cr sale decisions. fa tad arPoses or - These values naydiffer skbaantiaty from prkes, assures tie searteerdeposks will be held for one orders that .we mewled are to your failure to cancel
otherwise. Accounts transferred to the Fie may my, at which a prorate int security a year from the statement date or until mattrily. ming open ceders.
reflect gar/loss nlormaticn only foe the period of structured product may be bought or sold and do Accuracy rd contrwed read ax not suarathed
tine they so heed a the Pint More historkal rot necessariti represent the was you may receive Privacy
Marna On can be aithd by tar Snarcia Maar. than liquidatkn. • Assets not held by UBSFkiencial Servitor. Conts To obtais a copy of as current Client Privacy Notice,
- Third party eninaes of dais se x of a certain xsets se rot hell by the Fim ardna with the please contact you* Fhancial Advisor or visit err weteite
• Unrealized gains/basses When data is amillole, date ad ere supplied to UBS Fna-cial Servkes on a Fern's possessi:n or anvol. These assets are at wthantemnanksdenire.
estmated sneaked gainllones at calculated fa regular bass by an independent valuation hem. dvlayed on yos statement for informational — LEG &antral Semites isnot a bank. 1116 RNA, Business
ntitaisl warty Iota The transaction data for - issuer, gnwal print( or sponex estimated vales, purposes oNy. Positions r4 values presented are Services Account ESA and IMA are brokerage
inirdaal the may or may not reflect carmistiore, it are, an applied to the Fie byte issuer, provided by to Suing fan UBS F rental Stnntel accounts which crania access to barking 54.-Vof ad
charges mulct security resorganizatkn events. general partner or sponsor and may be cakulated not respond* for this ilamaion and does not Prootiom trough amangements with offload banks
Oricknd and ater reinvestment lots ad systematic based on deferent information ban teamed by guarantee its accuracy. These assets se not premed and od-er thid-party banks. rid provides access to
caches. tits are each combmed to dither ore Ihrd parties to denve thee estimated values. by SPC or the anis supplemental SIPC coverage. rthrerce and amok, prodsis issued by snalf l imed
award lot the 'Trade date cotton resents the - You tan obtain adiaknal hformatir regarding tali:arty thwarts companies *rosin intestine
criginal transaction wade data the methodology used to determine the estimate of • Revenue thawing and Saimaa sensitisation. agency al:skirl*. of LOS El-uncial Senths Inc
value and the date of the Horrnabon that is the - h a:Widthto commkskns as sales wad 12b.l fees - itiethrient roura-ke, ad amity prcdda
• Callable searitiet Bonds and preferred stock that base for the estimate by contacttg your RI-afloat welted n,comttbn with the diftriuti:n of mutual - Not FDIC thised• lb bank guarantees May hose rake
the issuer cats for eery redemption veil be selected Musa fins to our dents ere ardor our abbe* recto* - WA. essays Management Account, Busnna
ins:Maly by lot from amorg all startles of tat - Third party edinaSad vitas may be reflected as reams shreg parer*, lean dotrbacrs ands Services Account BSA. IRMA and ntemutronal Resource
651/7 held hour name or in norntth nano foe ar 'Wit priced' in several stualket when an advisors of the mewl bra that we sell Thee Management Accent are nerstemed service maks of
dents. Call Seam hformation is obtaned from third tdeperdent valuation tm has not suppled a es annals are based on two d Bruen, conformer (0 U3S Financial Services hc.
parties and is accuracy snot guaranteed. Other call unable to assign a vats. when we become aware the mart of sales by L6S of a particular menial - VISA is a registered tadernalc owned by Visa
t S ee o t m he a s m on ay w e i a ll s b t e w m h e ic l h d s e c d u u d p a o f n fe r c e t q y u i e e s ld t complete p th re a v t io a u m s a ly t e w ri a al l e e v d en v t h a a le s s te o o a r q e u d ee t t h io a n t . m a a y S c a al n l a a p h a a rt d ic f u a l m ar i l m y t a o t t o e u l r l e c n le d rk f s m ; a e n / d s 6 s 0 h i t r h e e s a h s e s l e d t a v t a l t u i e e o f a h ke te i r n n e a . t a 1 n ht a e l U S B e S n V se ia A n ss o oc t ia o tio a n t h a a d d us t e h d e a UB d S s V ia
value would be highly speculative due to the nature Wen debt cards are issued by LIDS Bare USA with
• Ceti Rataa of&Path (0, COs are FDIC inured the security. - We ardour affiliate also receive retworkte; permission fr om Visa U.S.A. tcorporatect M other
go to 5250,000 it principal and accrued interest per - When twits an issue, general partner or sponsor annbus processing fees in consithrationfor transfer trademarks, registered Us:knurls, service marks and
ckposaor and per depository institution h accordance estimated value nor a INA-party estimated vale is ages services that we provde so the moist funds. registered service marks are of ter reopens.
with FDIC nit. porded the vale of the sensily will be &Petard These feet generally are paid from investor asses es cowmen
from ascent-est price. the mutual fu nd and are a fired dollar arrant based
• Price/value Prices displayed for securities and other - 'Distributions to date' may include ream of an the renter of acccuts at the brckerdeale-
Orrodsts may be higher or laser than the price that capital, (sane orboeh. koldng mail 'wool that fed family.
you would adualy receive in he market. Prices ire - 'original unit size • represents the mil offering — h addition to carmitsions received in connection
obtained from verbs had party sources *hill we pith per unit and my not reflect your cost bass. with tlw tab or dittnIutith of annuity contracts ad UPS inane:al Services Inc Rev 20170)
SDNY_GM_00027281
CONFIDENTIAL
EFTA_00137901
EFTA01278638

yes FMancial Services Inc
SUBS Private Wealth Management Resource Management Account
299 Park Avenue
N
ib, 10171.0002 April 2017
0010056426170417X1 • 0
HI 24 MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: Indiv: Balyasny
Account number: SS
Your Financial Advisor:
SCOTT STACKNIANUYLE CASRIEL
Phone:
Questions about your gatemen Value of your account
Call your Firancial Advisor or the
RMA Resourceline at 800-RMA-1000, on March 31 (1) On April 28 (S)
account
Your assets 947298.00 954,042.00
%Stole website: Your liabilities 0.00 0.00
www.ubSCOrnteinanCialServiCeS
Value of your account 5947299.00 $954,042.00
Items for your attention
CU! Caprtil Vurket Azurnpions and
Strategic Asset Allocations were updated
at the end of Feb. These changes may
impact your portfolio. Please call your Sources of your account growth
advisor with any questions. Tracking the value of your account during 2017
value of your account
S Thousands at year end 2016 S922,733.00
Your investment return
922.6 922.7 947.3
Change in
• • market vaue 531,309.00
Value of your account
390 on Apr 24 2017 $954042.00
Dec 2014 Dec 2015 Dec 2016 Mar 2017 arm 2017
SDNY GM 00027282
FA•mbar SIPC CNP7004:6005642617NP7000193294 00005 0417 0305793Oi mC0C0 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 37902
EFTA01278639

SUBS
Resource Management Account Account name: CtihINE .A V. ELL Your Knenciel Advisor.
Friendly account name: indix.alasiy SCOTT STACK mAnL YLE CASRIEL
April 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
AO 28 (9) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
I Non-traditional 954,042.00 10000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $954,042.00 100.00%
Value of your account $954,042.00
Eye on the markets
as of April 27, 2OO
Percentage change
Index April 2017 Year to date
S&P 500 1.22% 7.36%
Russell 3000 1.38% 7.20%
MSC I - Europe, Australia & Far East 2.72% 10.30%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1 51%
Interest rates on April 27, 2017
3-month Treasury bills: 0.79%
One-month LIBOR: 0.99%
CuP700030056426I 8 NE7003193284 00005 0017 030575004 I 08O111YGM000272%96 2 of 6
CONFIDENTIAL
EFTA 00137903
EFTA01278640

Resource Management Account Account name: GNISLAINE MAXWELL Your 14 nandal Advisor:
*UBS Friendly account name:InclivBalit SCOTT STACK MAN/LYLE CASRIEL
April 2017 Account number:
Change in the value of your account
Apnl 2017 (1) Year to date (1)
Opening account value $947,298.00 1922,733.00
Change in market value 6,744.00 31,309.00
Closing account value $954,042.00 $954,042.00
Summary of gains and losses
VtlueS reported telOw exclude Paa0uCli 101 which Ord anOlOSSeS are not classified.
Realized gains and losses Unrealized
April 2017141 Year to date 14) gains and losses (S)
Long term 0.00 0.00 54,042.00
Your investment objectives:
You have identified the following investmentobjectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about )our statementat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consideration • None selected
Your account instructions
• Yotr account cost bass default closing method is FIFO, First In, First Out
SDNY GM 00027284
CNP70001005647619NP700019:0284 00005 0417 0305750:>1 100000 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 37904
EFTA01278641

*UBS
Yournotes
CONFIDENTIAL
EFT,00B7903
EFTA01278642

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name:• In div..31 aSiy SCOUT STACK MAN' LYLE CASSIEL
Ap .7, 1 - Account number.
Your assets
Sane prices, income and current values ShCHM may teepproxiinble. ASS itue. gains endlOsses may not
be eccurately refkcled. See Aportant intosatabon about your statement a the end of ttws dxurneM for
from infornmon.
Non-traditional
Private egUty funds, Hedge funds, andOthet investments are held in your UEISFinarcial SNvlces inc. (UBS Estimates of value Stippled by issuers 04 Cerlan program (which are generally 'net asset vain' estenattS)
FS) broilers:, account. The pootrons reported below reflect the recceds of the issuers, and UBS FS does me are shown as ' issuer est. rake per unit'. For Pnvae equty f unds, 'Est. value per unt' is a value updated
garantee the act utacy of the Idom.:Mon The value shown is not necessarily the value you would receive quarterty, based on the Net Asset value C NAV') in the fund as of the date specified ousted by adcling
from the issuer if you sdd the assets Funds actively sdd by UBSFS ate subject to ongoing due digence, oldie' calls and subtracting dsinbutions Once the NAV date The NAV is primarily based on estimated
although the level performedmay vary A dosed fund may be subject to no ongoing digence A fund that portfolio values provided IN the underlying fund sponsor These Iwo values may vary became of differences
you purchased elsewhere may never have been subject to UBS FS dlige nee. although UBS FS may receive a in the way they were estimated and because the • Third party en. value Per unit' may nave been prepared
fee from t he fund's manager, which may constitute a maalty of ire rnanagemenuincentive lee. Flease on the basis a financial irionnaton other than yezkend Reported estimates may not reflect reside,
contact your Financial Advisor veth questions. • Est value per unit' is an estmate of value supplied by an liquidation or tenure hae value, a any, and may rot reflect dst ebutions of caoital u nhl the next valuation is
independent valuation arm and reflects adiustrrents for factors such as the equidty of the units. few/ed. ;env,* on an annual or serrtannual basis See Important inlototatton atloar yam statement at
the end of tits statement.
Hedge funds
PurchaSe P(a'
Number Aveiage price Client Cost Price per share value on Unrealized Rae tmestment Holdrg
whin° of owes per share (1) investment (S) basis (I) on Art 28 (1) Apr zia 0) gain or loss (S) return (51 period
ATLAS ENHANCED FUND LP
A/00331/17
Trade date: Sep 25, 14 900,000.00 900,00000 1.000 954,042.00 54,042.00 LT
Your total assets
Percentage of Cost Esbrnated Unrearzed
Value on Apr 28 (1) your accost tests (5) annual income (S1 gain or loss (1)
Nontraditional Hedge funds 954,042.00 100.00% 900,000.00 54,042.00
Total 9954,042.00 100.00% 9900,000.00 954,042.00
SDNY GM 00027286
OW70:03305642621 NP1003I93284 00005 0417 030575004 100000 Page 5 .4 6
CONFIDENTIAL
EFTA 00137906
EFTA01278643

*UBS
Yournotes
'- = --==i -i - b"------
CONFIDENTTAL
EFT,00B7907
EFTA01278644

Important information about your statement
IJSIS Financial Services fro. (the Fern or UBS Fnarcial her IroMy0u no later than 60 days after the Frm UBS Financial Services amain protection • Aortae CurrentI ncome: twestments seekng the
Serval) is a wriber of all principal vacuity, centrality um you the list et atellent on which the era or The Fim h a member of ihr Shia Ries Wiener neect generation of koome any.
and entire exchanges. UBS Financial Semler, and UBS Problem exemed. Corporation (DPC). which protects washes customers • Achieve Capital appronaten: Imestments waking
Bank UM ore i-diect subsilanes of UPS AG and - hoed. pow name and accosnt nteriFer OF any) of its matter, into $503,000 0-cluieg 850.000 for growth of principalrather the, the generation of
*Slaws of U3S Season U.C. The Fun's I isanoal - Casaba the error or tie trawler )Cu ore inure damns for cash). Eiplinakey bream available upon income.
statement is available upon regLest The Fines tannin about, rod explain as chark as you can why you recede or at www.satorg. The src asset protection • Facalace ConthaatianalI ncase and Capital
cakes en at: believe a is ani nn a why ear need more knits apply to all arsons tut you hold in a particular Apprehaan.lnasirnatas seeking both the generation
information capacity. of none and growth of penckol.
1115 Fine-cal Strikes Inc. - Provide the dolt amount of the suspected era. The fkm, together nith cenain aft iliates, has also
1200 Harbor Daulevard purchasei *pole/rental insane marmum Overall risk profiles
Weehewken. 07086 The Firm or Card Issuer we inesigate your emplane mount 'swabt e to al ergbie diens, tokawek under • Coker/Mkt Seeks to maintain SIN pikpal, with
and will coma ry mar promptly. For alleged won this peciektion is 1500 million its of December 10, 2016.
U o T f h 3 f i i S s c i F s a t i l n a t a t a e n m t c d i e a o n l c S t u r e e m r p vi r e c e e n s s t e , a n c c ts o c o t n h u t e a n n t o . n n O g k t h c o e o f r f r i r c i e l i i a c c l c w r r e c g c k o d e r a d x ta c o e s f p h y t o a u r ld m y n o n o s o r t e l v L i t n h a a a a n U n B 1 t S 0 f D V o e r s e th h n e e e s a b t m b d e a o y u e s n a t t - o y d o n d u a a - t n e h a k a r , t n w i : s r e e in , w i e f i r l w l r c o e r r e , t d a so k it e th at t S a h t i h e k a e f r i e t r a g m a t t o i e s m f f u o e r r t a h p l e o l y r k o p y u r c o r o t a e r c d c c i t t e o e u d : n e f t a f s t h a u e n p e d d t o lim $ a i 1 ta p .9 t a i o n m n e i s : ll a , i o c tm a n s i h n a th e l i t n o h c w a o t r m w id e i a n a s n a d O v i M m o la a t c il c a it o n y u d 1 n 0 m t d t e h o t e e r s a o n c t c o M o t u g o n e p t n m p e e r e a w r t a e w l I , i i g e th v n e il n ic i a t rt
rot be relied wan H youbeen* thew is en woe or you MI hen the use of the money dunng the tine it waxily A full spay of the poky svadig n available inflation.
'minion phase report it immediately n writing to the takes us to ccmplete our iwestiption. upon request. • Moderate: VAllng to accept sane risk 103 pincgal and
Branch lianacac of the o ise wvig your account. tolerate sane volataity to seek higher returns.
Please mike all checks payable to the Firm or the The SIPC protection ad the supplemental protection • *weak.: WINN to accept high risk to pnnopal ad
Allhaip al titan sown se intended to be accurate. lirnmi imsledian racked on to teak of the both eta not apply to. high volatility to week hobreturns over time.
statement data thoukt not be AS for tai purposes Rely statement In addition to make town len, accounts • Certain financier assets controlled by (and nickided • (tutt rona EigoiWay Consarration: I selected a
meek on yemend tax forms, a • Form 1099. 5498. mw be abject to mankind*, feet chaps for late you' icivelue) but held away from UBSFinrcal portion a the portfolio fo r *sat account may include
10425. etc ) when orepanng your tax return. The Fim parr-mot kr securities purchases and charges for unpaid Services! ., certain 0) cash at 1.65 Bath VA, 00 conpld strategies, tinted rigidly and rater
required by law to repon to he IRS all eatable cheddars amounts n cash accounts Accounts that ore tansferred cash at G US. Branches. Dit nftrance products, volatiky.
leportabb rontfrable cfreithrta and taxable nevem to other inslodons may be subject to a transfer lee. including variable annuities, and (kg shares of mutual
erred en families held el pet =cowl. net proceeds funds Mere such shires are registered diectly is the Statement •hetereholdier
on see trakaclixe, and con basinon certain covered UBS Sweep Options nom of to account holder on tee backs rid records We may consoldate al related account up meets with
searties. 1,85 offers options kr swami? cash balances balances of the roux cr trader anent); the same address in the um envelope, because
to bark deposits at UBS Bat US& and (SS AG Stamford • Irrrestrrent contracts or rivestment interestnia., they have owners who abo mantas ewe account
Cavordenlatkno wide duct Firm branch (Bak Sweep Progeny), money market mutual linseed partnerships and private placements) are iebtiontsps rah other clients a the some address. It
• Please reconfirm any oral cormunowons in wrierg fiords (Money Funds) and the ImarimionalD ivas] not registered under their cities Act ol 1933; rd you sofa to mete indiedual statemmts mailed in
to further protect your rith4s. mdudrg your nthis Weave (DA) kr (Women with an Hemalithal • Commodities ecrfracts foreign exchange and separate envelopes, you may decline householding by
under the Se sties Imenor Protection AO (SPA) Rescue, Management Account. Through the Bark orodu metal coaxed.) inducing!a utos contacts ailing your Financial Achisor.
• o If f t t h h e is fi s na l n im cial s the -M isn il o lio t C n B a S n F th n e in to c p it l l e S t t t r o o f k t e o s C Ir B a S n U S S w A e e L p p P t r o o a g ar r n a r e m es s ta c b a li s s h h e b d al k an n c it e a s n a d e t h sw en e p to t t U o B U S 3 A 51 G 3 ank Th a e d SIP c C o m pr m o o te d c it t y o o n p a t n io d n t h c e o o su la pp n l t e . m ental protkion do Friendly WitalattnliMe
Randal Semites carries you account as Waring Stanford Eta nch a a Wray Fwd. Nooses at Les not apply to these asset hen if theyotherwise appear The Friendly account name is a wows...arable lnikriane
brdcer by arra-gement with the nicked institution Bank USA insured in accordance with FCC on your dimwits. The St< protect:an rd the chosen by you to assist you with your reardkeepika
We in you of this relatimshio M1entral nibs. Form intonation paws. van wnwfdic got *thiplemertal protection do not protect against changes has no legal effect an your account Yea can chiricth
opened this axon. estrus case. your era and Deposes a AG Stamkrd Branch ad shares of in the maim veld of yam insestrnents (whether as a your Friendly account new's. through Unice Services
swore/es at boated a LOS financial Senates and rot Morley Fads ale not it by the FCC. rest* of market movement issuer ba-kruptcy or by contacting you F euncial *dew.
thr fritcd.ong braer, ad youn ut make a awe *theme.)
of any era or omission to both firma. Through the Dq caritas re swept to deposit Account overview
• As dembed in the account agreements, yin mist accuonts at UB5 AG MI Brach wolUES AG Dividend Reillidebibefill Degrade (DRIP) • Vain of your accoaritenortfoao. Net of assets and
roilyus of any eras or fraud irmthring decks Cayman Branch. these outs are not insured byte the pike reflected ban average vice You may obtan
reflected an your statement within 30 days after t was FOC. Balances held at the LEIS AG Cayman Blanch are the actual price from yos Financial Advisor. Only wrote • Assets Includes avoid* cash balance,, vain for
mailed a made available. terrpararly winced to the scrdnign rid of the Cayman tam are purchased under DRIP; partial shires wil be manned security Oct ), and GlobalTime Deposits,
• Plenadna owomer complaint% or trend; and there is no ascent.. or oter obfgation of sold ad the cash wit be deposited your account The urreaked marks to matt, and certain assets not held
Finnss C fent ent at WS AG to repay the balances while on the UBS Cayman 6viderd rehvearnert pnce strafed by the Mir may by tie Fem. Does rot induce unthiced secuntielassets
or toll-free 8:00 A M. to 600 P.M Branch's bxks. 6Hrfromthe market price at Muth the partial shires at the era of the prior and amen statement penods,
U Monday throug or in ming to U6s5 are sold prow Wes:menu, invested stock optiom and
Ilya) Services Ix., Clio Rations Departnent, Deposis a LES Bat L6A and each UBS AG Branch are CO(Citat me. options
M766 Union City,• 07037. rot protected by SIFC. Money Fund shires are protected Coarialau • Liaalkds. txkides deb* balances. outstanding norgn
• A II sltements shall be deemed connleee and acarde by SIPC. See 'S. Enamel Services Account Protection' CMr aft'. uans matte held in you. accord. If you., Ions.credit line, short accord balances.
it not objected ton days below. entitled to apalial unit as a result of a dniderd Parini • Cash/dorm balances. Total of unimested an
• Fa TTY ser or from outside or otherwise, the Film will ether sell paid snit at cash Mom depart balances en UK Bank USA,
theUS.: Cal Upon your reqUelt, balms in to Bank Sweep rivulet aka a accept an imam detimmined by a UBS AG U.S Branches nil mew nurket rnAwl fend
• I c h n a r u d d s m tr t a r d n a s n e a s f f c e e ti r r o O . n , F s o D f c s a . l u l n' an about as c * o k V w e e t r o a ie n n t d i o c a U b B il S r P M e r o t o u n g r e r n a y e m h d s a t o o d r y D m ea A a y o m r b a y e y o H u b r a e s n w t d a it a p h l l d . e * r a s a w n a d n c t c a h e n e n d p t s r . h o a c r e e e s d o s f a r 'w eg i i d st e er n e e d r d * e o a b th je g c a t g in en g c y, and credit tar accost N n w o c e t n e n c p e o b g r a m a la o t n e d ce d it s y f , r f a o re l m e th o c e r t h c e e l d a r t w b b a a o l l a a f n n t c i c e e e s s s a t in a n t d y e m o th u e e n a F t c p im c e a r i n od tw e
S W ir e e e no h a a l w % k r e if n ts . 0 Ix 70 ., 8 6, Ann RIVWE le S s A t , S 6 a th k f e lo s o , r, Fester a-Formation about avalable weep optons, R et t c e h n a w cc s o lm un e t r a t n o d b m je a ct y iv v e a s r e y n b d e t r w is e k e p n r o y fi i l n e d s e e c s a p n ec ts li c to b us u e i a h nl s i . R th e e a se f u fi n n d d s s a i n n t t p h w e a o b r t d a n w a o y n c a yo n u e r o de l i c s u rd.
nclAirg current ireerest rates and yelds, o mailable at Pox* ante the Firm norm* in writing of al/ The total is welded in the arrimt period closing vend
C *d a e l m a e w n r t i t c e e a re s c s e o i o p n t i a s s w y r o c u r c g a o n r , d if y y o o u u n t e h e s d m b o a r r e a vr m by v . c u a b lli s n c g a $ r 3 in 3 i 0 d - e 7 p 62 y . d 1 r 0 d 0 s 0 , . from your F nancial Advisor P inv ri e t s ic tm a e n n t t c t h h a w ng a e r i t n s t . , F / or f e in a a c - h rc a ia c l c s o il u u n a t b h o e n t, c , r y ou
inkmaton *sod a trader on the statement or choose one of the 'Mowing imestment cbjecthes.
make. The Film or Card Inuer (as anolcable)nntl
SDNY_GM_000272B8
CONFIDENTIAL
EFTA_00137908
EFTA01278645

Important information about your statement (continued)
Lending information believe to be reliable, but we do not gareethe their - DPP and trikned REP searnes are not listed on a tat ineesurem oust units to as dents, we »dor
Fa detalectontirmatoon on the Finis lending Factors accuracy. nainal worths richange, and av general as aniline receive (OWLS sharing complication
and *drink refer to your Chant Rolatththip - We gene* use he don* trice when avalabba illiquid and even if trey can be sold the price from may of the nstrance companies ircbreniting
Agreement or Accost Agreement ad the General the mean of the bid rd ask prices for 'ivied received may be less than the per tare estimated the enmitycorrects. abates of the "nuance
Terms and Conditions. LES Statement of Credit Practices wadies and option or orey bd prices for OTC vale prOriCkid n the accost statement. commies or sporeors of the it investmem trusts
aiailoble in agterioenti andD isclosures a swanks. we distribute.
writ uharenVareountrarrimrmas. - Less actin* traded securities may be Deiced "ring a • Rankled oecurkies Restricted senritin geneolk — Our if then afro receive trating cannons rd
whiny, wool ate moo recent peke we we rot turn* eligible for public sale. UESFina-cial otercompensatith frommutual funds and iwura-ce
Yam adiests obtined and may not reflect al actual market price Services uses the market price of the unrestricted stode canna-Ms whose products we Ostripule.
Your staemem itemqes wcurities ad other assets heti a nix. of te syne issuer an an imputed vitaefa the — We recent an ferual fee from Leslie.* USA and
the accctnt at the end of tie gatemen penal You - Cenan poseiro may appear vathm a price ad restricted stock dar purpcues of this statement only. To LES AG Stanford Branch of kp to 125 per accord
may auk for &Sway of 1.4 pad scones a try time. will thcw fa • Fin was rot avalabla• d we r• the extent tut roxicied noshes are eligble la We, sweeping to the balks ceder the LES Bard Sweep
You may receive securities Laid as loan collateral Mier usable to obtan a price for a sectrity. the vale method may be cabstanhalb less Orin Program.
paying any balance de as them. Any securities - Deposits or securities denrinated ncurrercies irrastred value toms
transient:idto the Fin ckri-g the statement period are other than U.S. done" are reflected a the eschenge Aakvky
lined at market vale as of the end ol the statesmen rate as of the statement date. • Ea (ostinated) Ire. current yields and nnal. Information regaidngccnimoscro and otter charges
period. - fa certain entities bring inn onagon:* An *stewing of annul "cane o tined on current incurred on correction with to theadon of tan.
• Cart bath. In deternning the cost basis of to denomivtions, thee and qua-tily (ace vole) may dhicked ad interest rates, /wining he searkin will inducing option transactions has been inctickid on
secuties included in this st sumer& weere indicated have been adjusted to tailgatePro:per valuxin be held for one year from statement date or trail confirmations previoushrfunished so you, ad wall be
web the number 'I,' LEE. Fnancial Servkes has relied to cbtan curem quotations, when awake, contact maturity. This estimate is orer a gudelne, accuracy provided to you prorrotly on recuest.
oninformation obtained from sources other thanU S your financial Addict. ad continued "come are not guawnteed
Frianual Semites. including Ho/motion Iran another - Estimated anted home and curvet yield for Short selling
Inn a that you may have provided to you. Fina-cial • PrirMa innevnants end structured roes casein Ins of sentries could include a retain of If you are engaged in short selling a securty, you may
Adoisor. The firm does rot independently veal Cr Nate elven:nerd seo_rities (ncl.deg erect prictial or capital gains it which case the est incur a charge due to certain brown? costs tor that
gaminee the ram, a satiny day information participate:el program ad real estate investment tux income (rd avert Welcl would be overstated. palkular searey.
provided by thirds other than I-E6 huniaI Ser ites. worths) and struckned product are gerinly lugh - Estimated armed kerne ad cement weld and the
ridden although LEES Fruncial Seethes gently dicuid Cation stria-bred Prodsh hew not been anal icon ridyield mita be lower a higher OW. orders
updates his ithrrnation as 4 is receded. the Thin registered with the Securities and Exchange than the est:need mounts. Regarding then or ig:ocitill-cancellee ceders tat
des not provide any antra-cos tat to ithonaticn Cornmissi:n or uncle" any state securities laws. We - An estimateof a-melded income (diedeml anchor were rot executed by the statemert date, open buy and
order 'Cost base ad "Unrealized garrioss' is provideestimated vales la private invearneM interest) divided by the parent makes see stop orders re reduced by the amount of deaden&
accurate as of de date of this statement. As such. warts and 'Matured products for Pinnate:rat Wilaelavtiage balance is based a, the last &and or opts an an rediuidwth a ear gns doe unless
please do rot rey on this ithrmation so make Carom a* Acct. acy is not guaranteed or hind payment made by the :truer and insrixted theorise by you. You are responsble for
Canso a sale decisions. fa tri Ithlthes or - These values maydiffer sthstintialytrom prths assn . to seardetheposks will be held fa the orders that we executed the to your failure to cried
otherwise Accounts trasderred tote Fins may my, at which a prithe int security a year from the statement date or until matkrily. acting open ceders.
reflect gam-floss nIcrmaticn only foe the period col structured product may be bought or sold and do Accuracy ad conteued yield we not guarameed
tine they are Midwife Pint More hittorkal rot necesurifrrepreserd the okay:a may recewe Privacy
Hammi x, can be abed by year Friarcii Adorn. icon liquidaticn. • Asia net held by UBS Binomial Services. Cortaro To obtan a copy of as current Client Privacy (*Cm
- Third party eninses of vale re as of a certain assets no not Mkt by the Fim ardna 'then the please COntaCt yOir Financial Advisor or visit ar wetsite
• lJnnealizad gainsfkosses When data ja Beane. date ad acv supplied to UBS Fna-cial Servkes on a Fern's possessi:n or anvol. These assets are at vs/ie./int erwannvann-drc.
estmated owned gaindlones we calculated fa regular basis by an independent valuation In,,. daplayed on you statement for informational — LE6 Feantial Semices isnot a bank. The Rhea, Busmen
nthrthal sear* lots The (inaction data for - Issuer, general palm( or spent« estimated kolas, purposes oNy. Positions ad values presented are SIX'e kes Account ESA and BMA are brokerage
in#via .t bar may or may not reflect conks:ord. if ast are applied tote Fins Who issuer, provided by the hat* fun LIPS F runnel Services o accounts which ant access to barking serene, ad
charges nice security reorgandati:n events. (*natal partner or sponsor and mai be tabulated not responsith for this ithontion and does not Prookrts trough wangements with *elated banks
Decked and oter reinvestment lots and systematic hosed on deferent informabon fran tat used by guarantee is accuracy. These assets are not protected and od-er thid-party banks. and provides access to
puthase tots are each combined to dithlay ore INN parties to denve their skinned values. by SiC or the Ens supplementaISIPC cavern. caurate and amok, procticis issued by awlM ailed
averaged lot The 'Trade date colan presents the - You can obtain adiaithal ithmusith regarding doh:Spiny ithearracompinis trout, insane
orgi-al tentacle° trade data. tie methodology used to determine the estimate of • Revenue Manna and Salon& ccenpornatian. agency stbsideries of LES Friericid Serrket Inc
value ad the date of the ithrrnalrin that is the - h addikei to ccnimksials on saks ant 12 b.l fees - hvestrienl eourance. ad amuity precbcta
• Callable searities Bonds and preferred stock that tests for the estimate by condi* your Financial welted in connectbn with tie clinituli:n of mutual — Not FDIC rotred• lb bank guarantee. May bete vale
the issue, cats for easy redemption soil be selected Adveor. fins to Ott dents vie actor our affiliate receve — IMA. legate Management Account. Bushes,
inpartially by lee Iran am,* all smithies of that - Third party eninaaad gala. may be reflected as revenue shire.; paymeres from deo-boors andlor 541-nas Account BSA, IRMA and Monsoonal Resource
Oen held now rent ce n none* nath forcer 'Not paced' in snot stuathrou 'ken an adythrs of the mutual knob tat we sell Thew Management Account are registered service males of
dents Call bare hformatbn is obtainedfromthird edeperdent valuation tam has not suppled or is ;marts are based on two dfferevt corrporantr (0 1.135Fhandal Services M.
parties and is accuracy is not granted. Other call viable to assign a vale. when we become awe the mart of sales by LE:Sof a paniculai rn.atual - XISA is a registered tadernat *need by Visa
n te e e o th n e /w s M on ay w e i n ll s b t e w p h ro ic v h id a e c d e u d p a o f n fe r c e t q y u i e e s ld t complete p th re a v t i a o u m s a ly t e w ri a al l e e v d en v t h a a le s a n w o a k q e u d a t t i h o a n t . m o a r y t h ca e l n l a a p fi a n r d tw fa a m y i l m y t u o tu O a u l r k d i e d n t fe s e ; a n n d d is 6 s 0 h t e h e e r a h s e s i e d t a v t a ti n e e l a M ke e n n * a . i : l 0 h 3 e 1 U S E e S rv V ic i e s a A n ss o oc t u t c io a n d s a s a o d l us t e h d e t U r B a S de V r isa
value would be highly speculative due to tie nature fern SW cards are issued by IBS Bank USA with
• GraTtraos of &Path (0,COs are FDIC nstred of the *aunty. - We a-dour affiliate alsoreceive retworkrig and remission fr om Visa U.S.A. ItOrpOrated. AA other
kp to 5250,000 it principal and accrued interest per - When neither an 65uef, general partner or sponsor onnbus processeg fees in consi*rattrif Or b-ansler trademarks, registered bands, seen maks and
deposes ad per depository institution haCCOolanIe estimated value nor a thin:sty estimated vale is agent services tat we provide a he mutual funds. registered seethe melts are of their respecirte
yeah FDIC ponied the vale of the snit will bedifferwit These feet gonna* n paid from investor assets h non.,
then ils pans,P rice to mutual fu nd and are a feted dollar anent bawd
• Price/value Prices displayed for seturibes and ate? - 'Distributions to date' may include ream of • the renter°, accosts at the broker-dealer
Pro:thrls may be higher or lower than the price that capital, name orboeh. Iroldngm aid fu-ds of that fe nd (allay
you would aaualy receive in he nun'. fates are - 'Original unit size • represent, the note' offering — h add to canrnitskns received in connection
obtained from variths hid pity sources *hit we price per trod and my not reflect your cost base. withn u sob or cketnIution of annuity coronets ad UBS Fnandat Services Inc. Rev 201707
SDNY_GM_00027289
CONFIDENTIAL
EFTA_00137909
EFTA01278646

Lies Faurcial Senecas Mc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
Wi
n 10171.0002 May 2017
CNP70055959150517
II 0
HI IN MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name: Indio: 8alyasny
Account number. SS
Your linancial Advisor-
SCOTT STACKMANILYLE CASRIEL
Moot<
Questions about your Value of your account
Call your Financial Advisosrt aotre tmhee iY7
RMA aesourceline at 800-RMA-1000, on April 28 (S) on May 31 (5)
account
Your assets 954,042.00 0.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubscomtlinancialseevices
Value of your account $954,042.00 $0.00
Items for your attention
• Help protect yautelf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annualcreditreport.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 5922,733.00
S Thousands
Net deposits and
922.6 922 7 954.0
withdrawals 4945,278.87
Your Avestrient return
Change in
390.6 market vat* 122445.87
Value of your account
on Nay 31, 2017 10.00
00
Dec 2014 DK 1015 Dec 2016 Apr 2017 May 2017
SDNY GM 00027290
Mambas SIPC CNP7000930559591 5 NV7000186082 00005 0517 030575004 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00137910
EFTA01278647

cat UBS Resource Management Account Account name: GHRAINE NiAvV EtL Your Pl asocial Advisor
friendly account name: SCOTT STACK MANL YLE CASRIEL
May 2017
Account number.
Your account balance sheet
Summary of your assets
Value on
May 31 (5)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
Fixed income 0.00
I Non-traditional 0.00
F Corrrnodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index May 2017 Year to date
S&P 500 1.41% 8.66%
Russell 3000 1.02% 7.96%
MSC I - Europe, Australia & Far East 3.81% 1440%
Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38%
Interest rates on May 31 2017
3-month Treasury bills: 0.97%
One-month LIBOR: 1.06%
01P700C0005595916NP7000195082 00005 0517 030575004 COIMYGM00027Age 2 of 6
CONFIDENTIAL
EFTA_0013791 I
EFTA01278648

SUBS Resource Management Account Account name: GHISLAINE MAXVVED. Your N Daudet Advisor:
friendly account neerne:Indisat E sily SCOTT STACK MANLYLE CASRIEL
May 2017 Account number.
Change in the value of your account Cash activity summary
May2017 (3) Year to date (1) See Account activity the month for details_ Balances in your Sweep Options are induCedin the cpenng and
closing balances vase. FDIC insurance *pies only to deposits at U85 Bank USA, not to deposits at UBS AG,
Opening account value $954,042.00 $922,733.00 Standotd Eraffth Of bank deposits piecedthrough the UBS Intension:I DepOS4 Account progarn. SIPC
protection applies to mom market sweep fund hcidirgs but rot bare deposits Stelmportare inSorination
Withcfrawals and fees, about your statement on the at MO pages cf this document for detals
including investments transferred May 2017 (1) Year to date (I)
cut -945278 87 -945,278.87
Opening balances $0.00 $0.00
Change in market value -8,763.13 22,545.87
Additions
Closing account value $0.00 $0.00 Proceeds from investment transactions 945,278 87 945,278.87
Total additions $945,278.87 $945,278.87
Summary of gains and losses
Subtractions
VelueS repelled telex exclude products for ?Meth 09 nS MIOIOSSeS are not dasslfitd Other funds debited -945,278.87 -945,278.87
Realized gains and losses Unrealized
Total subtractions -$945,278.87 -$945,278.87
May 2017 (t) Year to date (3) gains and losses (I)
Long term 45,278.87 45,278.87 0.00 Closing balances $0.00 $0.00
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change thorn, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in imponant mformarson about you' statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibiraty consideration None selected
Your account instructions
• Yotr account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00027292
CUP70003305595917 NP70031$5087 COCOS 0517 0305750ot cocOco Pap 3 of 6
CONFIDENTIAL
EFTA_00137912
EFTA01278649

*UBS
Yournotes
.•,.,,...s.,...,,o.,.......,,..,.. 0....•.,
CONFIDENTIAL
EFTA,B7913
EFTA01278650

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi mandal Advisor:
friendly account name:Indiv..alasi SCOTT STACKMANILYLE CASRIEL
May 201 7 Account number. •
Account activity this month
The actnity cbsCr•ptions 1a dstnbutrOn trarnalions included in this Std.:inare winded by the Plan
a:Iransuet°, or pan trustee. U8Shnancial SconcesInc. does not inderenckintw verily a guarantee the
accuracy or wakens, of t informal an.
Daft Actiety Description AmOunt (1)
Other funds debited May 24 Transfer JOURNAL TO 23575 GI4SLAINE NIAXVVELL -945278.87
Total other funds debited 494527827
Investment transactions
for 11»le iiihsrulion doss,: lie pint< value shown for restricted sKuntles, see Important Information about
your freemen at the end of this docunent
PaseedS Iron funds
investment withdrawn Icr Accrued
Date Actosty Description Quantity vise (t) Price (1) transactions (S) tnveiltneSS bOnOtt (5) interest (S)
May 23 Sold ATLAS ENHANCED FUND LP NO 03/31/17 -954,042.000 1.00 945,278.87
CUSP: 049311909
Total 594527827
Die Activity Deseripticn Arrourn (S)
Money balance activities Apr 28 Balance forward $0.00
May 24 Deposit UBS PAW USA DEPOSIT ACCOUNT 250.000 00
May 25 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 0924/17 -250,000.00
May 31 Closing UBS Bank USA Deposit Account 50.00
The UBS Bank USA OtrOnt Account is your primary sweep cpbon
Apr 28 Balance forward 50.00
May 24 Deposit UBS AG CEPOSIT ACCOUNT 695,278.87
May 25 Withdraws UBS AG CEPOSIT ACCOUNT AS Of 0924117 -695278.87
May 31 Closing UBS AG Deposit Account $0.00
The UBS AG Deposit Account is your seconday sweep optical.
SDNY GM 00027294
C NP703033055959I9 NV70031%082 COCOS 0517 030575004 000000 Page 5 of 6
CONFIDENTIAL
EFTA_00137914
EFTA01278651

*UBS Resource Management Account Account name: '3HISLAINE MAXWELL Your Ignencial Advisor:
Friendly account name:• In div SCOTT STACK MANY LYLE CASRIEL
May 2017 Account number.
Realized gains and losses
The estrrnsed realized gam and losses shown below are nee fa tar purposes. Please rate that gan orlon IntSormaton We may not ad ust gans and losses ices ca;dalchanrs. We autcmaucaty adjust cost basis for
recognized On the Sae Or reden'ption Of Cenaln Structured PrOduCtS, Ike Contingent (tett SeCuirrieS. may De ta..ererrOt and AMT coupon muniosis setuniles f0r so/noted ancritemon 01 bond winLens aid f0r Mat:WOW
ad nary, and not (toil& gain or loss. Malt theft with youl tar teloSOr. To calctiate gam and losses, we for securities Issued at a clsccen: I you legt*Ped that IJEIS agog cost boos lot the bad premiumamortizationon
liquidate t he d chit security lot first. this is known as the firshio 1i rstiout ot If0 accounting method We use taotle debt sec unties then cost basis reflected for these securibes has been adjusted we:lets In the tinclassilt4
this method unless you specified wNc h la lot to close when you placedyour order. This is known as a onus section can not be ct,r.sif led as short termo, tong term tee arse information is rrisfing or the product is one in which
purchases or VSP order See tmpottJnt information about your statement a she end of this Account to more the gra Moss herculea:in is not provided
Long-term capital gains and losses
Wash Sale
Ouanmy or PuriChWei Sae Sae Cost cost basis
Security description Method tae eaue date date amount (S) basis (S) adjthiment(S) toss (SI Cain (St
ATLAS ENHANCED RIND LP
A/0043097 FIFO 954,042 000 Sep 25, 14 Apr 28, 17 945278 87 900,000.00 • 45,278 87
astensk indicates a OBSFinanOal Semen aciustment to cost bags.
CNP7000800$595920NP7OCOI86082 COCOS 0517031. CeiftliklY_GM_000272eStle 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_001137915
EFTA01278652

Important information about your statement
ISS Financial Services ex. (the earn or UBS Fintrcia her from y0u no later then 60 days after the F rm UBS Financial Services amain protection • Pyrxtuce CurrentI ncome: rfantMentS seekng the
Strokes), is a member of all principil washy, comrrodey we you the list st lit4014.11 on Mash the errs or The Firn e a member of the Smarties thoeoic. hoed.% generation of Pcome cng.
and options exchanges. UBS Financial Sonia, and U135 Problem a:Pea-ed. Corporation (SIPC) which ands studies customer, • Arnim Capital Apottgation: Inmstments seeking
Bank USA re tidied subsilenes of UPS AG and - Dowd, yow name and A-con flanker Of any) of its members Lingo f6C0,0000-claii-g 1250.000 for growth of principal rather thin the pennon of
Minxes of (S SmittenLK. The Fim's Yuma' — Cesabe to error or the nosier you are inure claim for cash). Bolen/gay brochore available upon income.
statement h available upon retail. The Finns extoonge about, rod egoism as clung as you cm why you reqmsi or at www.s tenos The SIC asset protection • Pinola. Condonation of Manse and Capital
offices are at believe d is men a why you need more knits apply to all accost tat you holdMap/Cad& Aponnianon.Intestroonts seeking both tie generation
iffamasion capacky. of name ad growth% peke:at
UB5 Financial Sines ic. — Noted. the doter amern of to suspected era. The Fne, together viffh certain affiliates, has also
1200 Harbor Qaulevard purchasei 9Aspleenental innate. marmum Overall risk profiles
Weehawken.. 07086 The Firm or Card Issuer wd imesegste your complard anon payable to al Mgt* clients, tokaweg under • Conner/aim: Seeks to martin ruin pix'pal, with
and will correct my mar prompt*/ For alleged emots this ptotection is 1500 million me al December 10, 2016.
U o T f h 3 f i i S s c i F m a i l n o I a ta m n c c e d ia o n l c t S u r e e m r p v e i r c n e e t s s s e , a n c c ts o c o t n h u t e a n n t o . n n O e g t ,, h c o e o f r f n i r c e f i l c a ic c l r t o e r c g c k o d P r a d t a a o p ' f b e y o a u w rn m r i y s a o o s re k a n th w q a a n U r B 1 d S 0 f P or A t h in e d n a e s m b d i a o t y u c s n a t t d o y t o d ra u o n th h sa i s c c k , t i w o is n e i s n w i e f i r l w l r c o e r r e , t d a so k it e th at t a S h u n e b e j f e g ir c m a t 1 t e O t f f h u o e r r t a h p l e o l y r k a p y r w c o o t a e n c c d c te o it u d io n f n t a s ; h e u e n p l d d t o l h im $ a i 1 ta p . t 9 i a o m l n k % i u lli l o c a a n r s i h n a th e ! i t O n h c a w o t r m n o e u t a n a n s r d e t % h i e r c r a l s a c r c a it o n y u d 1 n M 0 t d t I h o ) e e r s a o n c t o c Im t o g rd p en a a e u x ra r e t a e w l s , i i e g th v n e if n ic i a f nt
not be relied loan II youbeam* there is an arc( cr you eel haw the use of the money dunnthhe en* it (gaily. AI% copy of he poky wording it avail** inflation,
omission please report it immediately n writig to the takes us to ocmplete our imestiption. vim request, • Moderate: Willing to accept sane risk", pinapal at
Brand, Mangle of the office wvig your accoint tolerate sane volaliity to seek hither returns.
Please mike all checks payable to the Finn or the The SIPC protection end the supplemental protection • Arsine: Wiling to accept high ride to pnnopal ad
Alton' al limits shown are Mended to be adulate, financial insteuton meat% on the tract of this both der not apply to. high volatility to seek highreturns over time.
statement data %mkt not bias for ta. purposes OM nen* In addition to nrgdar acca.n fees, accounts • Celan financial assets controlled by (and inctaded • fnaristnant Eigenity Contatation f .elected a
scieg on yea-4nd tax forms, CE. Fone1099. 54913. mw abject to mantena-ce lees, Magas for late you' acme value) but held away from UBSFIIIWCal Portion of the portfolio for that account may include
10425. etc ) when prepathg your to return. The Fim pate-vent for securities purchases and charges for unpaid Services I , certain 6) cash at UBS Eta* VA, (i0 conplm strategies, tinted timidity emirate
required by law to repcn to to IRS all tauble dnidends„ arnorts n cash accounts. Account that re tansferred cash at G US. Branches, Crd) insvance products, volatiley.
mportakffe roninuble anima and todok Merest to other in:stations may be subject to a transfer lee. including wadable annuities, and (W) shares of mutual
erred an Neraitiet held n pis =cowl. net proceeds finds where such shares reregistered diectly h the Statement shmardieldier
on see trarnactions, ad con basisancertain covered UN Inseam Options nave of tee account holder on tee books and rends We may consolidate an mimed account gapm ats with
senates. (AS offers options kr sweeprg cash balances, balances of to Mum Cr traMer agent); the saw address in the same en elope, because
to bat deposits at UBS Bat USA and ISS AG Stanford • !moment ccntracts or rivestmert reerests!., they have miners who sato mantas jam accent
Caverwenlatkmawiduhe Firm branch (Bak Sweep Prcgams), money tuna mutual limited partnerships and private placements) are telationthps with other cbents a the same address. d
• Please rpeontrim any oral ammvinoatons in weeny Ards CMoney Fun % and the 1nterwtional Depose not registered under the cities Act ol 1933; end you nem to remise indica:ut statement, mailed in
to further protect your rith4s indudrg your nits Accost (CA) 1st (Woman with an International • Commmmodities enacts foreign embargo and None envelopes, you mydecline houNholding by
eider the Se sties Irnestor Protection Act ISM %same tlanammerd Account. Though the Bark precious metal contramsX industriali nures contacts ceding your Fruncial Acheson
• o If f t h th e is fi n n a e nc a ia r l s rrn is it n ut o io t U n B a S E th n e n to a p ' l e S f t t n o ik f e t s o , U M B o S n t L S I w SA e e y p e P t r o o a g a r n a re m se s ta , c b a li s s h h e b d al k an n c it e a s n a d re t h sw en e p to t t U o B U S 3 A 51 G 3 ank Th a e d SIP c C o m pr m o o te d c it t y o o n p a t n io d n t h co e n s t u ra p c p t l s e . m ental proteclon do Friendly nowt name
Fkandal Smith cries my account as dearing Stamford Wench a a Meshy Find. Deposits at UK not apply to these asset hen 4 they otherwise appear The Friendly account name is a conankrable
brisker by arra-gement with the nokated insituton Bank USA insured in accordance with FCC on your statements. The SIC protection ad the chosen by you to assist you with your recadkeephy
We informed you of this relatcnshio when frat net Form intM OMk r, please innwmvAlic gee sr-PPlemental protection do not protect against changes ha ro legal effect en your account Yea can chin!?
opened this exeunt h the case. your tu-a and Deposes a AG StamfordBrach ad shares of in the maim !rake of yourinvestmerns (whether as a your Friendly account names, through Onlne Services a
tenni/es are Mated a LOS financial Services and rot Money Fends ale rot hared by the FDIC. resit* of market movement. issuer batruptcy by °mulcting you Financial Advice.
the remtacipbra•A and you mist make armed otherwee)
of any error or omission to both fin. Through the DA. calegs re swept to deposit Accaunt overview
• r A e s :M d y e u o s -b o e f d a n in y t e he n a s cc o o r u f n ra t u a d g r O ee o m h e i n n t g s, d y e w ck r s u t a Ca cc y uo m n a t n s B a r t a U nc B h S . A T G he se M o I u t B s r a a r n e c n h o a t c i l n U s E u S re S d A b G y the D Th iv e i a de t n e d r R ef e le i c W te a d t a is l b a e n n a t v P er r a o g g e r a v m ic e (D P Y P o ) u may obtan • ia V ti a l l i r e e i o f your arcosnerponTok. Net of assets and
reflected coyote statement willvn 30 days nut it was FOC. Balances held at MU% AG Cayman Wench ate the actual price from you Friaxial Advisor. Orly Mole • Astern Includes avoid* cash balance, vats for
mailed a made :syllable. sertparanly oposed to the scremign rid of the Cayman tales are purchased under DRIP; patial shires pad be restricted security (est ), and Global TM* Deposits,
• Please dined °some( cornplards or ' • • slant, ad there is no941cent.e or other obegation of wild and the cash mil be deposited in your account The unmanned marks to ma-ket, and certain assets not held
Firm's C lent ! • ern at LEIS AG to repay the balances while cn the UBS Canal dvidenj reinvestment price applied by the Mr may by the Firm Does rot indude unpnced secuntiestassets
or tolUree BOO A. he to P.M Branch's bxks. dffr f tom the market price at etwh thepartial shares at the end of the prior and arrent statement pen00S,
ET Monday throug y. or in *Toro lo 1185 are sold private iwestmenenns, trimmed stock options and
Sewn h., Clipg Returnee Deparbeent, Deans a UBS Bat L6A and each UBS AG Branch are CO(Citat40 tICO. options
766 Union C hy, ••07037. not protected by SIPC. Money Fad shires are protected Coelvierlim • tiatikas. nodes dace betimes. aststaniip margin
• Alinements shall be deemed conk* and acne. by SIPC. See 'LBS Enancial Meaces Accord frOtetton" Cng whole units may te held in yin accord. If yarn loan credit line, sheds account balances.
4 not objected to h days below. entitled to a palial vie as a result of a dniderd Parent • Cash/now balances. Tolal of unimested and*
• For IlY ser or from outside or otherwise, the Fitm MI ether sell partial sib at Lath betimes, plots depose balances at UBS Bank USA,
%W S.: Cal UPoneote request, balances in to Bank Sweep menet arks a accept an art determined by a UBS AG U.S Branches and moray market muttul
• k c In a n r c d a i s t tr e v a o e ns f n a a d c r o o ti r o s C n e s F o , f R c s a u ll et on, about an B a e 5 ' l w V ec e i t l r a e o • n d t i o c e b U i B t S r P M e r t a o u g l r e r n a y e m F d s e t o o n r d y D m ou A a y o m r b a j e o y l t i b q s e u S i w d a a it t v h e d d e , r s a a w n % d n c t a h a n e n d p t s r . h o a c r e e e s d o s f a I r n eg v i e s s te tm red e n c t le o a b i j - e g d a ie ge e n s c y, and credit your mecum. N n w o e n t e n -c p e o b g m a a m la t n o e c d d e it , y f , r f a o re l m I e k o c e r t e h c a e la k r m b b a a o l l a a f n n t c i c e e e s s s a t in a n t d y e m a th e r e n a F t i s p n c e t e r m i n o a t d y e re
Frontlet Xmas Ix., ear 14, Meteor, lisle rivestmert objectives at risk profile are specific to use any of these funds in the ordinay course of is
Wt.:harden 070%, Ann RIMIESA Snakes, Fetter tiormainn about mailable sweep (pitons, each account and may vary between you. accents bullies. These funds at payabi won your danecd.
C sta a t l e a m e w n r t i t a e a re s c s e o i o p n t i a s s n y r o c u r g ca o n r , d if y y o o u u F ne l e i d t m y o x r r e e n O t t c e b l r y A t i c .u r a g b ll s i n c z u g o r r 8 r r e 3 e n u 0 t v 4 i e n 6 e t 2 e p . r 1 y e e 0 s k t 0 l r s 0 a , . t e fr s o a m n d yo y u e r l d F s n , m a c a i v a a l i A la d b v le is a or t P m inv a o e n r s t a i t c m M a e n o n t h t c o o h b a t w h n e e g b e F v i i e r n m s ) . O p F 1 r i o / x f n e n p a a t c g s h i i a n a c l v c s e o i n l u u t n i a n t g b h o o e n f l c l a , r y y ou This fatal is ex Wed in the arrant period closing mkt
inknnatcn teat a trader on the statement or choose ore of the blowing instment objecthes.
maim The Film or Cad beer (as arnolcable)mtnt
SDNY_GM_0002 7296
CONFIDENTIAL
EFTA 00137916
EFTA01278653

Important information about your statement (OOMItitled)
Unclog decimation believe to be reliable, but we do not patentee their - DPP and snkitecl REIT searnes are not listed on a uat ineestitent DUO units to Oaf Chen% we odor
Fa delalechnlormation on the Finis lending practices accuracy. national posed 'change, and se gensald OS alike. receive (OWLS sturrg corronnation
and declares. refer to pox ClientRelara-Oup - We dew* use tie closeg manila" avail* a illiquid and even if tea can be sold Me price Iron may of to instance companies urfartniting
Ageement or Accost Agreement rid the General tie mean of the bid ad ask prices for lined received may te less than the per dare estimated the amity attracts. Slates of the nuance
Term ad Condition& UBS Statement of Credit Practices searities and oilers or orey bd prices la OTC vale provided en the accost statement. companies or sponsors of the use investmeM tnsts
availed. in Agreenems andDiscloarrea at seareies. we distribute.
yyyw inremthereurnirelmon. - LOSS actin* traded securities may be Deiced trarg a • Rattkaad awskles Restricted acuities gerieralki — Our affiliates aka receive sating cornmistiant rd
whiskey model a the most recent peke we a• rot cummlk ortgble for public tale UB5 Finadal otercompereation from mutual funds ad mace
Yam wed cbtined and may net reflect an actual market price Services uses the market price of If* unrestricted nook compares whose products we ckstrixele.
Your statement Semites wadies ad other assets held a vale. ot the same issuer in an inputed valuef ✓ the — We receive an irrualI ee from Les Bank USA and
el the aaroult at the and of tie Patentee< period. You - Certan posedre may appear web:Oat:me ad restricted stock lor per/peasof this statement only. To LISS AG Stamford Branch of up to 12 me accord
may ad. for &Way al fay paid Icarian aro tin. will dim as •F in was not atralable• 4 we n the extent that remised startles are eight, la We, sweeping to the looks uder the LEG Bank Sweep
You may receive securities sad as loan collateral Mier unable to cbtan a orator a tensity. the vale received may be cabstantralb less than the Program.
paying any balance dye an them. Any securities - Deposits a securities denominated isanereles crated value tam
transient:cite the Fin dreg the statement period are otter than U.S. della" are reflected at the eschtnge Activity
hued at market vale a of the end of the Paternal rate a of the statement date. • ht. (estimated) ars, current yields and mos. Information redoing comm a:re and otter charges
period. - kr certain parkin tracrng innonconforming An *Venal* of anal exam it laved on anent intuited in correction with the newtonof tale.
• Cad bas.. In deternning the cost basis of the denomivtions. Moe ad qua-My0am ale) may eln-icked ad interest rates, miming treseaskin will inducing option transactions has been included on
secuties included in this statement where indicated have been adjusted to facilitateproper naiad-. be held for cm year from statement date or &nil confirmations preciousli furnished to you, and wall be
yeah the natter 'I,' lti6 Fnancial Servkes has relied To cbtan °rem quotations, what aitaila, contact malady. This Mina* is or, a gudelne, accuracy provided to you promptlyonreopen.
oninformation clamed from sources other than UBS of ial cr. ad continued ncome are not guaranteed
Fhanoal Services, including nformstion from moat. - Estimated a-rod harm and current yield fa ghat soling
fins a that you mar haw avoidedto you. Finarn certain types of sororities could include a Mum of If you are engaged in short staid a securty, you may
Adrisor. The firm does not independently ye* Cr t's& trickding dreg privcipal or capital gains in which owe the est incur a charge due to certain brown? costs for that
gannet the accuracy a yak* of ay 'Nonagon . ..t • . ; • .... c•-• rid real estate investment Ins income (ad tonere weld would be overstated. paldular
provided by maces other thin LES F ill(16211 Seneca :cur ft>) aikl Wokkind paths are gtoperly hghb - Estimated anal Mane ad cutont weld and the
h addrtat thous'. WS Fivincial Services gamily Aided Celan sena-bad Smarts haw not been amid name andyield mitre be lower a higher OPlin orders
updates this riforrnatien as it is received the Arm registered with fie Securities and &thaw than the stensad amounts. Regarding open or •gxratill-cancellee orders tat
does not provide any assura-ces tat tie infornagn Croatian or under any state securities laws. We - An estimateof a-tuakred income Waded mace were rot executedbythe statemere date, open buy and
seder 'Cost basis" and "Unrealized gent loss' is patideesanated vales lot private investment interest) divided by the current makes set stop wars a* reduced bite mount of &Wends
accurate as of the date of this statement. As such. parities and avowed products for nkemai coal stavinge balance is based on the left dividend or opts an an ex.dividerck a exhigits date unless
please do not reb on this I-dam:don to make losposin any Amur" boot guaranteed or Herod parent made by the hoar and imitated otherwise by you. You are responsble for
archnecr sale decitions. fa tic Places or - These values rmy differ abed Harty from prCes, assumes the searbesrdeposks will be held for cra orders that .we executed de to your I alure to cancel
otherwise Accounts tra-oferred to tie Fins may tay, at which a prorate int security a year torn tie statement date or until matuily. eating cpen aders.
reflect gar/loss nlormaticn only foe the period of structured product may be bought or sold and do Accuracy ad conte.ued yield at not warned
tine they are heeded* Pint More hettordal not necesserib repressed the velar you my ramie Privery
HarrietOn can be skied br you Ferraxid Ada's. can liquidaticn. • Assets net held by UBS Fi ende Services. Certain To obtan a copy of as current Client Privacy Moat
- Third patty eninses of vats re a of a certain mots re rot held by the Fins and nee %Ohl, the please contact ves Financial Advisor or visit as *ache
• lJnroalized gaits/lasses When data is available, date a-d av supplied to UBS Fna-cial Services on a Fran's possessi:n or control. These awls are at tannic twannvarannir a.
*Pouted trreaieed gairalmses are calculated for regular bass by an independent valuation hrm. dsplayed on was statement for informational - 1.66Feanoal Senices snot a bank. The IRMA, Boasts
Meant scary lots The Perineum data for - hoar, Orin palm( or sponsor estimated vasty purposes only. Positrons ad values presented are Services Account RSA and AMA so brass"
ix/nil:LW km may or may not reflect commiscions, it ant are moored to the Fim byes issue', prowdod by the nand form UBS Fe-uncial Services scour*: which pack access to barking services rd
charges aidnor security reorgandattn events. general partner or sponsor and ma/ be cakulsted not rest:amble for this urination and does not Praxes traa arrangements with affiated banks
Dividend and oter reinveArrent lots ad spstematk based on deferent information tan thawed by guarantee its accuracy. There assets are not protected and other RIM-pitybanks. ads provides access to
caches. tits are each combmed to dixday ore Ord pities to denve thee trimaied values. by SiC or the Erna supplementaISIPC coarse. nsurarce rid amulty pockets issued by wadi/ad
averaged lot The 'Trade date' totem presents the - You can obtain actlannal ilamation regarding trd.paety isuranacompenie haat, insane
argil/ transaction trade dale the metiodologr used to determine the estimate of • Ravens, Awing and adifitional cconpensatian. agency abckfarios of U3SFiancial Swims Int
value ad the date of the Hamannthat is the — h additim to commkskns cn sales a-d 12bl fees - Meaner., reurare, ad smutty product,
• Callable searkiet Bonds and ;referred stock that tasty for the estimate by contacted your Franoal melted in connection with the clinituli:n of mutual - Not FDIC reured• tio bank guarantees May bse vale
to bop cats for eel; redemption veil be selected Adveor. and to our dents Me ado( our affiliate resew — lMA. Resoua Management Account, Penn,
inpartially by lot from amgg all startles of tat - Third party ertinesed vans may be reflected as revenue shrug portiere tan detrdscrs ands Services Account BSA, IRMA and ntorutronal Resource
iota held hour name or in roman nano for err Not priced* in several situations, when an advisers of the mrtual knob that wo sell These Management arrant re reddened service males of
diems Call tease hformation is obtained from third edwerdent valuation fern has not suppled a is anent are based on Mo d &rent cony:rents, 10 U3SFriancial Services
parties and is accuracy isnot geranteed. Other call unable to assign a vale, when we become awe the anus of sales by LES of a particular rrutual - VISA is a registered Oedema-howled by Visa
Mares may east which cccM affect vied catmint that a tuatara] event has Grand that may call a End finely to our dents; and 60 tie asset vale ol a Merrier:rut Serra Awaken aid used seder
nfcnnai on will be padded upon request previously reputed vale into question. a Wan a particular mutual told finks sharesheld at the kens* The UBS Vita credo cads ad the WS Vita
value would be highly sadden" due to themsre fern debit cards are issued by UK Bare USA with
• GIcarrAdas afdaPcssit (CDs). COs are FDIC roved of the wady. - We ad OW affiliate also receive retwarkid and remission from Visa U.S.A. I-corporate& AA otter
go to 5250,000 n principal and accrued interest per - When neater an issue, general pram or sponsor annbus processhg fees in consickwationfOr b-ansler tradernaks, registered tracermas, service maks and
ckposar and per depository institution, h accordance estimated value nor a the:Ivey estimated vale is agent services tat we provide to tie mutual funds. registered *nice merles are of ter repents
watt FDIC riles. provided the vale of the manly will be diffenrd Thera («sideway are paid from investor assets ei commies
Mai as reschase price. tie mutual fund and are a find dollar arrant based
• Price/value Prices displayed for securities and °her - 'Distributions to date' may include rain of an the natio Ot accords at the broker-dealer
Prakds may be higher or lower tram MePrice that capital, norne or both. holdnorrteel finds of that f sa-d randy.
you would actualbr receive in the mead. Prices re - 'Original unit Size • represents to noel String — M addition to commisions received in convection
obtained from arias Mid party sources *hill we price per sad and may not reflect your cost base. withthe sale or ofetributan of annuity contracts ad tss Fetancia Services Inc. Rev 2 0170)
SDNY_GM_00027297
CONFIDENTIAL
EFIA_00137917
EFTA01278654