EFTA01278281.pdf

Retirement Account
U8$ FMancial Services tic.
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 February 2019
CNv70056082510719>i Y1 0
GHISLAINE MAXWELL IRA
Account name: GHISLANE MAXVVEll. IRA
Friendly account name: Indio: IRA
Account type: Indrodual Retirement Account
Account number
Your Nnandal Advisor.
SCOTT STACK MAN/LYLE CASRIEL
Phone:
Value of your account
Questions about your statement?
Call your Financial Advisor or the on January 31 (1) on February 28 (t)
AMA Resourceline at 800-RMA-I000, Your assets 58,260 54 58,378.57
account -
Your liabilities 0.00 0.00
Malt our website:
Value of your account S58280.54 $58,378.57
wwwobscomifinanciarervices
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account dudag 2019
credit report amtelly from
Value of your account
www.annuakreditreport.com.
at year end 2018 558.1 25.23
S Thousands
Net deposits aid
570 57.0 572 57.7 933 593 58.4 vathdraaals 4107.49
Your rvestment return.
DiWdend and
interest income 126907
Change in
market value $91.76
Value of your extant
on rib 28. 2019 $517378.57
Dec 2014 Dec 2015 Dec 2016 Oec20I7 Dec 2018 tan ?me Feb zoie
SONY GM 00026754
Member SIPC Page 1 of 8
CONFIDENTIAL
EFTA_00137374
EFTA01278281

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your II asocial Advisor-
Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
February 2019 Account type: Individual Retirement Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 a) your account
• Cash and money balances may include
A Cash and money balances 1,197.71 2.05% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 000 a00% account. UBS roc Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 57,180.86 97.95% about your statement on the last two pages of
this statement for data is about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $58,378.57 100.00%
D
Value of your account f58,378.57
Eye on the markets
Percentage change
Index February 2019 Year to date
58,8 500 3.21% 11.48%
Russell 3000 3.52% 12.40%
MSC I - Europe, Australia & Far East 2.56% 9.32%
Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00%
Interest rates on February 28, 2019
3-month Treasury bills: 2.40%
One-month LIBOR: 2.49%
Y_GM_0002872ae 2 of 8
CONFIDENTIAL
EFTA_0013 7375
EFTA01278282

UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your /9nandal Advisor:
412, UBS Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
February 2019 Account type: Induadual Retirement Account
Account number
Change in the value of your account Summary of gains and losses
values reported below exclude products for which gam and losses ale not classified.
February 2019 (11 Year to date (5)
Realized gains and losses Unrealized
Opening account value $58,260.54 $58,125.23
February 2019($) Year to date (4) gains and losses (4)
Withcfrawals and fees,
including investments transferred Short term 0.00 0.00 3.52
out 0.00 -107.49 Long term 0.00 0.00 -839.70
Dividend and interest income 1 35.52 269.07
Total $0.00 $0.00 -$836.18
Change in market value -17.49 91.76
Cash activity summary
Closing account value $58,378.57 $58,378.57
See ACCOUld act...Ay the MOlgilfor dela Is. Bdances in your Sweep CIA Ord are Ind uded n the cpenng and
Dividend and interest income earned
closing balances wire. FDIC Insurance epodes to deposits at UBS Bank USA and tl banks pankipaUng in the
UBS FDIC insured Deposit rrcqa-n. R does not fp* to deposits at UBS AG, Starricnd &arch. SIPC
Potation *plies to money modal sweep Paid hddirgs but rot bark deposits. Set Important intorno:On
For outposts of Ms statement, tad:My of inkiest and cladend Income has been dettimined lion a US about your statement on the last two pages ri this document for details.
to reporting PersPrettee. Said upon the residence of the account hoider account type, or product type, February.2019 (5) Year to date (4)
some Inlefed anon dvdend PaYments mar not be subject to United States (US) &MX Puerto Rico (PR)
Income Laces. The dent monthly statement is not Intended to be used and cams be need upon for to Opening balances $1,197.41 $1,304.58
purposes. Clients should aim to the wattle tar reporting tons they recast Fran UBS annualy, sub as
t a h p e t :B Fo ra m d i t s t 1 a 0 9 r 9 e p a o n t d ti n t g h e fo F rm a s n w i 4 th 8 0 th , e fo u e 5 t o in t r e e r p n o ' rt R in e g ve i n n u fo e rn Se a M b C o e rt a It n d Is P t R h e T i p e r a a s n ur c y e D o e f p a U n 8 m 5 e t n o t . ti a lt i d th in e Additions
such four,, accurately dainty dondends andlor Interest as tax exempt or ?arable incane. Heat consult your Dividend and interest income 135.52 269.07
Inladual tar prepare,.
Total additions 3135.52 3269.07
February 2019(1) Year to date 14)
Subtractions
Dividends 135.22 171.42
Professional management fees and
Interest 0.30 0.37 related services 0.00 -107.49
Total current year $135.52 $171.79 Funds withdrawn for investments
bought -135.22 -268.45
Prior year adjustment 0.00 97.28
Total subtractions -$135.22 -$375.94
Total dividend & interest $135.52 $269.07
Net cash flow 30,30 -$106.87
Closing balances 51,197.71 41,197.71
SDNY GI.7 00028758
Pegs 3 of 8
CONFIDENTIAL
EFTA_00137376
EFTA01278283

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your financial Advisor:
Friendly account nama:Indiv IRA SCOTT STACKMAIN:LYLE CASRIEL
February 2019 Account type: Individual Retirement Account
Account number.
UBS Bank USA Deposit Account APY
period Ian 8 - Feb 6
Interest
Opening UBS Bank USA Deposit balance Jan 8 $1,304.90
Closing UBS Bank USA Deposit balance Feb 6 $1,197.71
Number of days in interest period 30
Average daily balance S1,254.74
Interest earned $0. 30
Annual percentage yield earnec 0.29%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Franco' Advisor or Branch Manager. You can find a ful description of the altemaove
investment objectives in important information about your sratemenrat the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment eligibility conssferatnn None selected
Your account instructions
• UBS Financial Services Inc is your IRA custodian
• You account cost basis default closing method is FIFO, First In, First Out.
Y_GM_000267tilge 4 of "3
CONFIDENTIAL
EFTA_00 I 37377
EFTA01278284

UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Financial Advisor:
*UBS Friendly account name:Indiv IRA scou STACK MAN' LYLE CASHEL
February 2019 Account type: Indiudual Retirement Account
Account number:
Your assets
Some pnces, income and current vdues Shoem may be fpfarOxervale. AS a its uti. gdlns and losses not
be &moiety reflected. See Aporunt info:moon Stour your getement a the end of the ducumem to,
more Infornalion.
Cash
Cash and money balances
Casbanct money balances ma/ yid avalaile cash balances, UBS Bent USA depoot account balances, US$ Bea USA and al UPS FDIC Mixed Pregame-fink deposit account boraxes are insured by the f DIC within
UBS FDIC insured Rogan Ectinti Balances. UBS AG Stamford Branch deposit account balances and money applicable Intl, but ale not protected by 9FC. UBS AG Stanford Branch deposit accoure balances are not insured
market mutual fund sweep balances. by MX and are not protected by 51K. Money market sweep balances are protected by 9PC but are not insured by
the FDIC
See the Important information about 'our statement at the endof this document for details about those
balances.
cipenng bdance Closing belaxe PrIct per share Average DrriOend interest Dais n
Hddng on Feb I ft/ on Fd)213(S) on Feb 28 (t) rate belied period Cep amount (S)
UBS BANK USA DEP ACCT 1,197 41 1,197.71 250,000.00
Fixed income
Mutual funds
Total reinvested is the told ol al reinvested dedends II does not include any cash dUcfends. It is not a Unreake4 (ta)gain or las is the dfference between the current value and the cost basis and would
tar lot for the purposes Of delermin ng hdding periods or cost tees. The Share you receive each time yer generally be your Meet/edam or loss rf the security was sold 'miens dale. The unrealised Wigan Cr loss may
reinvest CI vdendS become 8separate tax Pt. need to to agusterd for return of Waal PayMents in order to detemtine the merged pan or loss for tar
reporting purposes.
Cost bases is the total purchase cost of the security. Inducing mrwested dM ena The cost basis may
need to be agusted for return d cacital payments in order to determine the Oustedcod bass tot tat Investment return is the current whip mous the amount you invested t does not Include shares that are not
reporting or MOSel. reflected on you statement, inductnoshed-5 that hart been referred AS either a gain o atm It 5S0 nd
include cash dudends that were not reinvested
Pure haw Dreg
Number Avner price Client Cost Price cer 'hat Value on unrealizedUm) imestment Hddng
Hddng of shares per shale ft) investment ff) basis (t) on Feb 28(1) Feb 28 es) gWn or loss (5) return (5) Period
GOODIE LINE TOTAL RETURN
FUND INS%
Symbol: DBLTX
Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.420 17,644.4,0 -355.60 LT
Total reinvested 117169 10.515 1236.34 10.420 1225.07 -11.27
EAI: 1706 Current yield 374%
Security total 1,810.890 10.623 18,000.00 19236.34 18,869.47 -366.87 869.47
1P MORGAN SHORT DURATION
BOND FUND CLASS i
continued next page
SOW GM 00026758
►age S of 8
CONFIDENTIAL
EFTA_00 B7378
EFTA01278285

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your IR Banda Advisor.
Friendly account norm: Indiv IRA SCOTT STACK MAI/ LYLE CASRIEL
February 2019 Account type: Individual Retirement Account
Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase pica'
Nuerbee Average price Client Cost Price per Share Value on Unrealized Free investment Holeing
Hddng of shares per (I) investment CS) basis (1) on Feb 28 (I) Feb 29 (1) gain of loss (5) return (5) period
Symbol: HLLVX
Total reinvested 1,833.973 I0.%5 20,147.77 10.740 19,656.87 -450.90 19,696.87
EAI: 4361 Current yield 1.83%
PUTNAM SHORT DURATION
INCOME FUND Y
Symbol: PSDYX
Trade date: Mar 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.050 17,982.09 -17.91 LT
Total reinvested 62.928 10.058 632.93 10.050 632.43 -0.50
EAI: 1426 Current yield 2.29%
Security total 1,852.192 10.060 18,000.00 18,632.93 18,614.52 •18.41 614.52
Total $36,000.00 $58,017.04 657,180.86 -$836.18 621,18026
Total estimated annual income: $1493
Your total assets
Percentage of Cost Estimated unrealized
Value on Feb 28 CP your count bases (1) annual incort (Si gain or loss (5)
Cash Cash and money balances 1,197.71 2.05% 1,197.71
Fixed income Mutual funds 57,180.86 97.95% 58,017.04 1,493.00 -836.18
Total $58,378.57 100.00% $59,214.75 $1,493.00 -$836.18
Account activity this month
Dale ACISty DeSCAPIrOn Amount If)
Dividend and interest income
Dividends Feb 1 Dividend DOUBLE UNE TOTAL RETURN FIND leen. AS OF 01131119 56.51
SYMBOL DBLTX
Feb 1 Cavidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 01/31/19 43.30
SYMBOL PSDYX
Feb 27 Dividend JP MORGAN SHDRT DURATION BOND FUND CLASS I 35.41
SYMBOL: HLLVX
Total dividends $135.22
GM 000267!W 6 of 8
CONFIDENTIAL
EFTA_00137379
EFTA01278286

UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Fl sandal Advisor:
*UBS Friendly account name: Indiv. IRA SCOTT STACK MANL YLE CASRIEL
February 2019 Account type: Indnedual Retirement Account
Account number:
Account activity this month
(continUed)
Date Acthity Description Amount LS)
Dividend and interestincome (continued)
Interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02fC619 0.30
Total interest $0.30
Total dividend and interest income S135.52
Investment transactions
For more information about the ',Mei value shown for restricted securities, see important information about
your statement at the end of this Oxunent.
Proceeds from Funds
investment withdrawn for Accrued
Cute Admity Desception Ouamity value (S) Prue (rS) transactions (S) investments bought (S) interest (S)
Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.408 -56.51
DVIDEND REINVESTED AT 10.45 NAV ON
01/31/19 ASCf01/31f19
SYMBOL: DBLTX
Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 4.313 -43.30
CWIDEND REINVESTED AT 10.04 NAV ON
01/31/19 AS OF 01/31/19
SYMBOL: PSDYX
Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.297 -35.41
CLASS I DVIDEND REINVESTED AT 10.74 NAV
ON 02/2919
SYMBOL: HLLVX
Total 413922
Dale Activity Deurtotion Amount CS)
Money balance activities San 31 Balance forward S1,197.41
Feb? Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 02/0609 0.30
Feb 2I1 Closing UBS Bank USA Deposit Account $1,197.71
The UBS Bart USA Deposit Account is your primary sweep colon
SDNY GM 00028760
Page 7 of .3
CONFIDENTIAL
EFTA_00I37380
EFTA01278287

*UBS
Yournotes
CONFIDENTIAL
EFTA,B738I
EFTA01278288

Important information about your statement
U26 Froncial Services hc. (the Firma UBS FnsKias hex Iran you to leer than 60 dap after the Frm capacity. A ha copy of the poky *warp 6 avail ale nano a returns and may me keep pace with
Servies), is a mentor of all pricipal steurhy, canreodity sent you the fht statement on which the error or won request. inflation.
and optint puha-on. UBS Financial Senices rid IRS Problem appeared. • Moderato. Wigan to accept WOW rids to princoal and
Bark USA an ...deice sttsidaries of UBS AG and - Donde yeti name a-4 axon number Of any) Nether theSIPC acculion nor the swpkernental tolerate sane vale% to seek hither returns.
affiliates of WS Durkin LLC. The F inn's li-orkial — Descent the error or the transfer you are unsure protection appey ID: • Aggyessibt! Wiling to accept high risk to pancpal ani
statement is /nibble upon request. The Firths neon. toad, an! retain ao <kerb as you can whyyou • Certain anemia assets controlled by (and exbokicl n high volatility to seek high texas over
offices an at: believe a is an mix a way you need moo your mount oaks) but hike away Iran 185 Financial • imenteier2 fatherkey Consideration: I selected, a
ifformalkek Services. For turtle certain (i) Moraine extorts. portion of the poi tholo for that account may OPP
IA35 Fioncial *vies Ix. — Rothe the dal:remote of the suspected error. including nubble a-nuities. arid (ID does of mutual toroth serapes, linked liquidity and greater
1200 Hater Boulevard funds registered n the mane of the accord holder on
Wethathen N.I 07096 The Finn or Card Muer wil investigate you tit/plant the books of the bauer or transfer art),
and WA correct ary error porptly. For alleged errors • tenement romans ce iniesiment infenesIs loot, Stetunant inowaholdne
Ths statement :WOW% the only official record of you inoking UBS Chsa•dent cad transaction if we lake linked pannthlips and pirate placements) to an We nuyconsoldate as related account statement with
LeS Fruncol Services 'Mont. Ocher walk tiCePt mire than 10 business days to do this, we will credit not registered under the Seornes AO of 1933; the we* address in the urnt envelope. e g because
olio ol lac Moments. contanng coriliang data shouki pas accum la the anoint you Ihnk sin tam, so that • Cornothits contracts (e.g, foreign exclutte and they have owners who also maintain nrit accord
not be relied upon II youbedew there is an WV a you well have the use el the money dreg the ekes* it precazmetal contracts), including futures commas refationtrips wah other Ores X the same ackkess.
omission. please report n irentaately in whip to the tan us to complete or Meg:nation. and commodity eolith Contract and you peter to mere indiolual statements mailed rt
Branch Manager of the office wing you account. • Deposit becomes Incept califi cates of deposit) at LBS rrinarrte ennkriet. you may Saline Inousthoklinn by
Please make all checks payable to the Fin a to Bark USA, UM AG U.S. branches and bans el the calling your Financial Advisor
Although el lapies shown me ntended to be accurate, thinCJI nsteuten ideated on the ban of this FDIC bared Deposit Program.
s st o a a te k m o e n n y t & ov la e s n h d o l u a l ( d f n o o rm t b s e , ( i w .e e .F d o f r o a r m t a 1 r 0 p 9 u 9 r . p 5 o 1 s 9 e 8 s , Rik s es t s a a t y e b m e e a n b t j I e n c a t d to di m tio a n n t t o on re an g c 4 e a r t e ac n cu c s h e ar g le e e s s f o m r b o i u te n ts n T o he t a S p IP p C ly p t r o o t t h e o c s ti e o n a s a s n e d ts t e h v e e i n m e p l t le he m y e * n th ta e l o P ri r s o e te a c p t p o e r a ' d r o F Th ri e e F n r d ie ly n d m ly e a o c w c % ou n n a t n m a e m e is a othernathle 'in:trunk'
m 10 o 4 w 2S e . d e b tc y ) lo w w h e to n r p e r p e o p r a t m to g h y e ou R r S ta a x s r e tm tu a rn b . le T d he ia P d o e n m i ' s s p a a m y o m u e r n is t f n o r c s a e sh c a u c rg co in u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s V fo e r n u t r u p r a e i d d a on p p yC le V r e st n a t t a e l m p e ro n t t e s. c t T io h n e d W o C no p t r p o r t o e t c e t c io t n a g r a d n s t e h c e h anges h ch a o s s r e o n l b e y g a y l o e u f f t e o c t a s o s n is y t o y u o r u a w cc h o h u y n o t s is r n o o cc t e in d te le n e d p e o d 3 t o
reportable nonthecable dividends and taxable interest to other institutions may be subject to a transfer fee. n the market vane of vas inwsbnents (whether as a reflect *ay strategy, prodxt reciremendaWn.
caned on woke., held it you account, net proceeds mut of motet movement issuer bankruptcy a intsthnent objective or rte profile associated wrth your
•n UM transactine. ad cog bask once:eta-mowed UBS Sweep Options relsmoist) meant and is not aplomb* or gamete that walk
sect diet 1735 offers potion for %wept-encash balances to ban a any financial trolls can cie will be achieved. All
depose arsons at non-affiliated banks and affiliated Dividend Reinverenwit Program (DRth) ineornents insight the risk of Ins, including the risk of
Othwethications with Mathew banks adm ono maker maul lunch (Money Funds). The price reflected is an average pot You may obtain loss of the entie irreestment. You can Mange your
• Pleaserem-firm any coil careruncatiom n wait Deposit accords at MS Bark USA and nonaffiliated the actual peke Iron wor Financial Advisor. Onag whole Menai your' names throughOnline Services a by
tofurther protect your rights. inclilko your nits barks partkipaing in the UBS FPC-rsurod Depotit than re purchased take DU, panial Woos wiltbe contacting you Fiuncial Mow
utter the Seosities hxestor Protector Act Rink- Pogrom are FDIC-insured n acaniaxe rah SOK rules sold ard the cash wit be deposited in yOuf /Muni The
• If the financial initiation on the top left of the front For more infarnation, please vise wwwfde.9)Y. Dep054 dividend rernestment ace anted by the mar Arnaud overview
of this statement is not LES Fnaxiel Serwes,UBS mounts at LAS AG Stardted Branch aid shies of cater horn the market price at Vfinh the partial share, • Veen or par arroontgorttofo. Net of assets and
Financial Services caries year acca.nt as during Money Finds are not nosed by the FIX. we sold liabdaiei
locker by arvangernent both the nekated incaution • Assers Includes available cash balances, clan for
• o o s t A w h p e S f e e e a c d n i W u e t y e r s o d e o c e c s r r w t b h r i a o l e i e s i r d o * d a o n h b y r c o c o a r t m u u h o te s e o i k s e d f a s e . t i c h o I a c t s n i l o s a 1 t u t h r . n o 1 f n i 1 f d s t b a S c y a b o f o a g n o t r u h s a e r m t i n e t f y h i m c n u e b o e i g m s l n ' M m S t k s e e a o , n r y k n v d e o o y s u a o s a m m u a n u n d e s d w t ro l t U B s A w h a P a t a c r c n r k e n n d s d n y o a e o t w r p u e P n o r r p s , o r i r e a t t o s e p n t c a e d a t c i s t s o t h e t n n , a d - o b y b a t b s l p y e a o r l S n o o f c w t I a e e K . s c M . t i e S n o d e n t e h b e e y - y 1 F b W . a r 8 e C 5 rk d 9 . n m d M a e a p n o y o n c b s e o e i y t l s S F m a in a n d y t e be , m O d r a e i n n a O a l e y l . e i g 1 w d 1 u d h 4 e p t W o d r o i l c e n M m e e u a . a n a t r h g i r n e s a l a c m s k c a m e a w g p y e t i b t n w a e c a n e y h s m . e e a l t d r n h o e d e n s r r c u n y r s l e t e o d G d l e u l i l t p t a e a t a d a r c r e m c ti s r o a i : n u l S a m e n e r d t c n . a b a d I y n f p a e y • a t o y m u a e r n e t i p r b C a n e y t o r s r o t t t h o w h r n i e e c a / t e F e n i n l d Y i d d e m 0 m o 0 . s o f 1 D o a u 1 th r t 4 d o n s e .1 n ' o t W 1 f o p n e ; t o o m d i i n o e t ) a n v l a , o e r s n a k a s d n e t t d e h a t d G e a rr n s l e o d to b n C c a t n e k l s r T o t t a e a i p n e t in e t l a i r o m a e D m s c e s e u n e p a t t t p o s n p s e d n e it n s o s o o t , d h s e , l d o r
• • • • F F n m r N o h P P A t E i e t h o o i T r l . o a n n l e f O e r l u l t t M a e i n s o o i s . U l T e f s e c n ' t B y l o s T s e e S l d t o f u n o e Y e < d . r a b . o x d d s e n ' : l S i j e f a e e C o o S 7 e o m t o y n c 6 f r d i n t a a n e t r o t t a 6 a e h l y t l e c R s k o r U d 8 2 l o m u o e e s e n s 0 0 r t n s u . l s e h o a 0 a 1 o t e i C o g o a t v s - b . r i i 3 3 m l n n o n a a h t l q a c 5 5 b n i l C F e l % u s l t a 2 s 4 , e e 8 r r e e b . o - W D C o m c 4 s d 1 9 y l l e r o e a t l e , 4 4 a 1 e i i . e o f p y m N e 9 r 4 n 0 r , y n n a a m 5 t 3 1 I p o s r t u w w 0 , e 2 e l R r a a d 8 m 7 d i . i i e t i 0 b t n : n 0 i h h e c l r 0 o 9 a s 6 w i n i v a 0 n u t n 8 7 i t i e o o t v 6 A 6 n . 3 X n t h a i 0 t . o 0 a s P M i n i 2 r r r d D d e r g g o 0 . f a e a l r e l e 1 c y t l o y o o i c p h a s . s e m 3 . t e n t 6 U r a h 5 s c o d B o f A 2 m k t n t a S u e O s - o i e 1 t c r c s P 6 n t a i h d o . 9 t M , w e e 9 r . a n s F U C o s l d t 3 k t t w i e h a t e n u f a u B o w t c e I t E i r o n h t S u r n y p s w s F d t e l r s F o a w i m i e t w a g e n r i i t f e a n a n o e e n g i i a s l a n t v s m r I d i i n i o s a n c k l c c / b a g n e c a c u a a o t e c l i r n s ( o m 8 a m n r m n M o h d s 0 l y u a a ) e i P S w . n t e s n 0 t l m h C l i f e t w o w a i o 7 e n ) r b n c t , v e 6 l t o e p s a c w e i a e 2 c h r r o r n M o h b e 1 o p e u o c o i t a s 0 r s n c f e O o e u t 0 t h t a t e r s a t h r k 0 g c R p a d a e t t y . . c t r h s v e o D f S o T b a r a r s t e o r h u t i e ) t l o a e a t a m n y c ( u c n b m S o t t r h s n d l y t p I u e P u l e o s e i r y h C r s l u e o d i e l s w e o c r i t a n t l u l e w e r d t o d s w r e m g s c s a i t i y , e p e t i d n e i 1 o o 6 t s o a o s p a u 2 r t b a p n o r C t 5 a w l v o t a r e L i a 6 o t l P I u e S i n y 0 A o l r a c p t o s o 0 C d t b l o , u t i v e 0 f o l e n r e n i s n c f f a o i o t S i t r r o n • I s c P i • • e T n n h i a l h e v n v R e o A ' c e g g a e c e n o h . r e s i s 0 o t r a s o n k e a h n l i 6 e m r a w a e c b a i r a . t n o c e n w t 0 d a e h a o n . e m v 0 t l , n . u : e i n o c s e C C C n e o t h a e f n t a b r o o u a m t l e a p a o h m n b r t n i c e f h e g t j o i b e a t d i e n e b x i F n v n c l m e j A ( i i e t e t t a n n W o l i p c * a s v n s n y n t p . y e o e i r o p v e r a s a n F o w e e u r e t o s w f n o c r a h e f r i i y a e f f g a r t i e k I o n r n b t n e a e . i a f d t e c m n c f h . n e t o r = h e w a e i c m s i l a n n s i k e l k a n c e t e e t l m w p c l h r s e n a e o r e e i r o n s n t u y u i n t g f i n d n r o s i a t l n e t e ° g t u o W e n h i p o b a M e o e m n j e r e v f l s e d a a e c a a P t . w t i c i i o Y l e y v ) u n e o o k t m s u i h o r n : e f k g to N L F n l M n b u • • c s o w s o a o e o a o r a e r C t t t e s n e s n n i n W n e s a d a t s c n b . p o e s i o i n a o c r f t b s i c b a l i l r g a n a l k y t . e e a r l e n o e m i T d i b * n d s c t o g h i t e o t e f h o O n e n d o I A o s I e e s d n r a r , b s n l e c y i m a 4 p e c l I a . i h b l r l t r r u f a e f h n a a a r s k u o s t e l a e t h d s a n i n e t d l s o t o , r h o e x i k o m r a n n e o d t e p s t n e n i h a c o s t r a t d h b e b s • o w e T l m i t e p r s t t n h o a a o b o W o b b e t t y a a a r n a h m o a o l e l l a l e a e a a f b r e n y x n n d t b l e e h c c c n m e a i u m e n e e e l w s a a s l p s s a s i , n ' n r e a o s y i a k t o c n r e n a e t n k e u c l d e y e e a m t s t o y s d . t o l m f t t l t o f x h e a e < a i u l u u f e r i l n d r u a o e r t a F g u t d s t a d o e r a p r - i i v p e n f e i r d l a e r p m g a i a A m i t a r l s a c i m w n a n o r t b a i n i d t d a d a c l d e y a r e i g . t s t i n
I c f W n i a l a c e d n t h h k c a a t i r a n n a l s t n S r a a s c t f n r e t i i k o r D ( e n e E s s , 0 n e c 7 t x a 0 t . ll , 8 a B 1 6 3 0 p , 0 M 0 a . 0 y 7 t m 6 H n 2 e a - n R r 1 b t M 0 a o 0 r A 0 S L I . E 6 le o S A r d w V , S 6 r a i t m t h e t f i t d l r o o e k o U b r B i , t S p e c T a a h r e o r p e F a v h i t e n n y n e . p , d a to u y g a p e b p t le h b e m to r e w a M l i l t e h a l l e i g in u b s t l a e tr n t a a n a n f a f t i . l s i a T . t h c e e o s r l . l i h e n a c d s t r i v r t a e o d * u n n der O A o rv p f p i a o re l n r c i i s a * k t i o p w n r : o d I f n g i v l r e e o s ; w tm th e o nt f s D se ik ek t i a ng t b oth the generation m a T A e n g e e d r m e g S e s a u m a : b * n e s n d n u a t m C C g o e r r n s e M . d e r i o e t m io f o e e n r r n s e t . t o s U A a B y ir n S o e d u S t D e t C a n i t a a e e h n t m o n t e a m R n n t e ' d s o b t f h a C e t r e G e s d e / i n 9 t e R r a a d l ices
Cal or write as soon as you can, if you hit this S th u is b j p e r c o t t t e o d t i h o e n p is o 1 lk 6 y 0 t 0 a m nd il a lio be n e a s a o n f d D e S ce a m c b e e v r 1 r 0 a , s 2 h 0 a 1 t 6 . • l C o o w n s f e in ne a th l i ! e r . o Se i e l k K s e y to to M t a h i e n t a a c in c v o i r t d a o l p ve ri r x a g ll, o n al u , w i i t f h Xssw oh, enwisnnoordisnonron
s e t n a o te r m m e a n t t k a o a r b e o c u i t t e a t is w b o o fe n r g o a n t i h f e y o st u a n te e m ed e n m t o o r t the Pim it fret ee protected for up to 11.9 mach in the that means the account does not generate significant
recent The tint a Cad bus (as Clotothle) must a99regate for all your accuses held in a paetkular
SDNY_GM_00026762
CONFIDENTIAL
EFTA_00137382
EFTA01278289

Important information about your statement (Continued)
Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS
Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaff hoed bads
n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis
may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit
wing any balance de on them. Any securities and continued income are not guaranteed toseerxes
tranderred to the Frrn ding the stoommt period are • Private investment. and structurreadg products. - Connoted ornwl name zed current yield for
l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity
period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages
• Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades,
secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on
wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be
on information <Maned from sources other than t Commission or tondo. any state securities laws. We than the esteniked amowts prodded to )our proudly on request.
ernr ial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr
In or that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling
kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/
guarantee the aCOSaCy or valday c any OMe motion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the
vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security.
In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity.
updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders
does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that
crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services, Certain were not evouted by the seamen date, open buy and
activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets are not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena;
please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless
ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer
othenvise. Mecums transferred to the Fins may if cob we suppled to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel
reflect ac Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders.
tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not
(demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy
• Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplemental DK coverage. To Aeon a copy of as current Client Privacy Notice,
minuted unmated gonsflosses are colculned for the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website
indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt.
r-t.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne«
charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage
Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and
piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums and cr products ihroacji alarigernirritS with affiliated banks
averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to
ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and amity Products issued by u-dffh ad
• Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales tyll3S of a particular mutual thitl.porty no:oncecompanies through instance
the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEES Financial Sewn Inc
niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular Mutual fund lernals therm held at the — entstmere, inswance, and annuity pred-icts.
:Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale
clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness
pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource
leans may pot which me aff ect peld. complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of
information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc.
• Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa
products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under
you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the LeS Visa
obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with
behave told elabie, kW we dons gaunter this - DPP Ind unfilled RErt sorties are not listed co a with the sate a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho
accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and
- We generally use the cbsing price when available or acted ani even if they can be sold the price as afI hate receive revenue during corrpensaton registered senate nudes are of their respective
tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies
recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance
wctikes cowponies or sprout of the nit nvestment trusts IRS Financial Services Inc Rev. 701810
- Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe
valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the
obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur
a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming
▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as
wit show as 'once was not available awe are the extent that restricted von ies are eloble for salt hider; for technology development training and
triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education.
- Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and
other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance
rate as of the stammere date. «meanie; Mere waits we chtuttne
SDNY_GM_OOO26763
CONFIDENTIAL
EFTA 0[)137383
EFTA01278290

Retirement Account
U8S Filancial Services Inc
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
26th Floor
New York 1W 10171-0002 March 2019
GHISLAIAE MAXWELL IRA
Account name: GHISIANE MAXWELL IRA
Friendly account name: Incite: IRA
Account type: Individual Retirement Account
Account numbe.
Your Finandai Advisor:
5C.L..: I STACK MANLYLE CASRIEL
Phon
Value of your account
Questions about your statement?
Call your Financial Advisor or the on February 28 (1) on March 29(4)
AMA Resouiteline at 800-RMA- 1000, Your assets 58,378 57 58,824.95
Your liabilities 0.00 0.00
1Rsit our website:
Value of your account 358,378.57 $58,824.95
www.ubscom/financizaservices
Items for your attention
Help protect yourself from fraud and
review bank, credit ord, and brokerage Sou roes of your account growth
statements regularly. Also, get your free Tracking the value of your account during 3019
credit report annually from
Value of your account
www.annuakreditreport.com.
at year end 2018 558,125.23
S Thousands
Net deposits and
570 57.0 572 57.7 W.1 581 San withdrawals -5107.49
• • • I an • • Your iwestment return;
MO:lendand
interest income 1405.60
Chance in
market value 1401.61
Value of your wean
on Mar 29, 2019 9541/24,95
De< 2014 Oe< 2015 Oec 2016 Dec 2017 Oec 2018 Feb 2019 mai 2019
SONY GM 00026764
Member SIPC Pap 1 of 8
CONFIDENTIAL
EFTA_00137384
EFTA01278291

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Knoncial Advisor.
Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
March 2019 Account type: I i IR tirement Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
March 29 ($) your account
, Cash and money balances may include
A Cash and money balances 1,197.99 2.04% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account. UBS FOC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important in formation
D Fixed income 57,626.96 97.96% about slur statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
Total assets 558,824.95 100.00%
D
Value of your account 558,824.95
Eye on the markets
Percentage change
Index March 2019 Year to date
SW 500 1.94% 13.65%
Russell 3000 1.46% 14.04%
MSC I - Europe, Australia & Far East 0.74% 10.13%
Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94%
Interest rates on March 29, 2019
3-month Treasury bills: 2.31%
One-month LIBOR: 2.49%
0002676tBe 2 of 8
CONFIDENTIAL
EFTA_R0 37385
EFTA01278292

UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor:
UBS
Friendly account narrie:Indiv IRA SCOTT STACK MANIYLE CASRIEL
March 2019 Account type: Indis,dual Retirement Account
Account number.
Change in the value of your account Summary of gains and losses
Values reported telcw °Write products for which gam and losses are not classified.
March 2019 (3, Year to date (S)
Realized gains and losses Unrealized
Opening account value $58,378.57 $58,125.23
March 2019(4) year to date (1) gains and lasses (I)
With&awals and fees,
including investments transferred Shod term 0.00 0.00 12.38
cut 0.00 -107.49 Long terrn 0.00 0.00 -538 71
Dividend and interest income 136.53 405.60
Total $0.00 $0.00 -$526.33
Change in market value 309.85 401.61
Closing account value $58,824.95 658,824.35 Cash activity summary
See Account activity the month for desalt. Balances In your Sweep Options are induded in the opening and
Dividend and interest income earned
closing Mantes value. FDIC insurance *piles to deposits at UBS Bank LISA and an tanks participating in the
UBS FDIC Insured Deposit Regan does not /poly to deposits at UBS AG. stariord parch. UPC
protection applies to money market sweep fold hddings but nal bank deposits. Q important inSormation
For purposes of leis statement, tematlIty of Interest and cfniclend Income has been determined Iran a US about your Statement on the last two pages cf this document for Petals
tar repotting perspective. Based upon the residence of the account holder, account hp*, or product type.
some Impress ancyor decent, payments may not be subject to United States (UA ardor Puerto Rico (PR) March 2019 IS) Year to date (S)
income faces The dent monthly Patemem is not intended to be used and tempt be reked upon for tat Opening balances $1,197.71 $1,304.58
purposes. Clients should refer to the aoplictie lax reporting forms they recent from UBS annuals,, such as
the Fonts 1099 and the FOrrnt 480. fee tat rePOIMA information It iS the practice 01 UBS to file the Additions
applicaue tar reporting forms vAth the US Mterni Revenue SeMce and PR Treasury Department and in
such town accurately daso fy clhdends ardor interest as lac exerrpt or tastable interne. Please consult yeur Dividend and interest income 136 53 405.60
indscdual tax vedette.
Total additions $136.53 $405.60
March 2019 (1) Year to date (S)
Subtractions
Dividends 136.25 307.67
Professional management fees and
Interest 0.28 0.65 related services 0.00 -107.49
Total current year $136.53 $308.32 Funds withdrawn for investments
bought -136 25 -404.70
Prior year adjustment 0.00 97.28
Total subtractions -$136.25 -$512.19
Total dividend & interest $136.53 $405.60
Net cash flow $0.28 -$106.59
Closing balances $1,197.99 $1,197.99
SDNY GM 00026766
Page 3 of 8
CONFIDENTIAL
EFTA_00 137386
EFTA01278293

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your financial Advisor
friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
March 2019 Account type: Indivrlial Retirement Account
Account number
UBS Bank USA Deposit Account APY Retirement services information
interest Period Feb 7 - Mar 6 Beneficiaries you've named for this account
Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 The beneficiaries listed betow reflect the information in our records as of the end of this
statement period. if this information is not correct, a you wish to change you beneficiaries,
Closing UBS Bank USA Deposit balance Mar 6 $1,197.99
please contact your financial Advisor Beneficiary changes are not effective unless you give
Number of days in interest period 28 them to us in writing and we accept them If you live in a community property state, your
beneficiary designation may be subject to community property laws.
Average daily balance $1,197.71
Percentage Beneficiary Contingent beneficiaries
Interest earned $0. 28
100.00%1
Annual percentage yield earned 0 31%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility consideration • None srkvted
Your account instructions
• 1)85 Financial Services Inc is your IRA custodian
• You account cost basis default closing method is FIFO, First In, First Out.
Y_GM_000267t9ge 4 cif "!'
CONFIDENTIAL
EFTA_00137387
EFTA01278294

UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Mnandd Advisor:
*UBS Friendly account name: Indiv IRA SCOTT STACKMANLYLE CASRIEL
March 2019 Account type: Indrudual Retirement Account
Account number.
Your assets
Some prices, meanie and current vaues shown may be EpprOxirrVaie. Asa resat. gam dntllosses may not
be accurately reflected. See Aportant inforenabon about your statement a the end of ths dxurnem fOr
more information.
Cash
Cash and money balances
Cash and morey balances may include avalaile cash balances, UBS Rank USA depost account balances. UBS Bank USA and al UM FDIC insured Progan Bank deposit accoumtdances are insured by the FDIC within
UBS FDIC insured Progarn Sank Balances, UBS AG Stamford Stanch deposit account barna., and crafty appricatae Isms, but ale not protected by 9PC. U8S AG Stanford Blanc hdepout account balances are not insured
market mutual fund sweep balances. by MC and are not protected by 51K. Money market sweep balances are protected by SIPC but est rot insured by
the FDIC
See the Important information tout your statement at the end of this document for details about those
balances
0penng Oriente closing Wax! Prim per share Average Dial:fend Interest Days n
mcldng on Met t (I) on Mar 29 (S) on Mar 29 (I) rate period period Cep amount (I)
U8S BANK USA DEP ACCT 1,19771 1,197.99 250,000.00
Fixed income
mutual funds
Total converted is the Iola of al reinvested chedends 8 does rot include any cash dvidends. it is not a Unneafre4 (tar) gain or las is the dfference between the current value arid the cost basis and would
tar lot for the purposes Of delerminng hdding periods or Cost Oasis. The shares y0u receive each time you generally be )our tactile gam or loci If the security was sold on this dale The unreaded Pad gain cr loss may
reinvest dvdenCt become a separate tax ICI. need to be Ousted for return of cocoa payments in order TO determine the (rallied grin or loss for tax
Cost basis a the tom purchase cost of the security. Ind udng reinvesteddvdandc The cost basis may reporting pupates.
need to be a:lusted for return d capital payments in order to &terrine the adustedcost bash for tar InveStment return is the current value mnus the amount you invested tddes not Indult shares that se not
retorting purposes. reflected on pur statement, indxf ng StialeS that nadt been readed as either a gain or a loss. It also 03t5 not
include cash dudends that were not reinvested
Purr hr.o pricer
Number Average price Client Cost Price per shag Vellye on unrealized Ra) Investment HCaacop
Haring of shares per Share (S) rnvestrnent (I) basis (I) on Mar29 (I) Mar29 ft: oain or loss (S) return (5) period
DOUBLE LINE TOTAL RETURN
FUND INS%
Symbol:. DBLTX
Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.530 17,830.67 -169.33 LT
Total reinvested 123.104 10.511 1294.01 10.530 12%.28 127
EAI: 4708 Current yield 3 70%
Security total 1,816.425 10.622 18,000.00 19294.01 19,126.95 -167.06 1,126.95
IP MORGAN SHORT DURATION
BOND FUND CLASS i
coon/sued next page
SDNY GM 00026768
Page S of 8
CONFIDENTIAL
EFTA_00137388
EFTA01278295

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your 6 sandal Advisor:
Friendly account name: Indiv IRA SCOTT STACK MAMLYLE CASRIEL
March 2019 Account type: I i IR 'rernent Account
Account number:
Your assets . Fixed income . Mutual funds (columned)
Purchase puce'
Number Average price Client Cost Price per shoe Value en unrealized Gal imestment Hddng
Hddng of shires per share (S) innstmmt (S) bask (SI crt Mar 29 (I) Ma 29 (I) gain orlon (I) return (I) period
Symbol: HLLVX
Total reinvested 1,837.579 10.985 20,186.71 10.800 19,845.85 -340.86 19.84685
EAt $377 Current yield 1.90%
PUTNAM SHORT DURATION
INCOME FUND Y
Symbol: PSDYX
Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.10 -17.90 LT
Total reinvested 66.872 10.057 672.57 10.050 672.06 -0.51
MI: 4442 Current yield 2.37%
Security total 1,856.136 10.060 18,000.00 18,672.57 18,654.16 •18.41 654.16
Total $36,000.00 $50,15329 $57,626.96 4526.33 621.626.96
Total estimated annual income: $1,527
Your total assets
Percentage cif Cost enm ated Unrealized
Value on Mat 29 (SI your account ow.: (I) annual income (SI con or loss (S)
Cash Cash and money balances 1,197.99 2.04% 1,197.99
Fixed income Mutual funds 57,626.96 97.96% 58,153.29 1,527.00 -526.33
Total $58,824.95 100.00% $59,351.28 $1,527.00 4526.33
Account activity this month
Date Atliwity Description Amount If)
Dividend rand interest income
Pvgfends Mar I Dvdend DOUBLE UNE TOTAL RETURN RAD INS11. AS OF 0212819 57.67
SYMBOL DeLTX
Mar I Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 02/28/19 39.6d
SYMBOL PSDYX
Mar 28 Dividend 1P MORGAN SI4DRT DURATION 80ND FUND CLASS I 38.94
SYMBOL: HLLVX
Total dividends 6136.25
.1_000287,1160 6 of 8
CONFIDENTIAL
EFIA_00137389
EFTA01278296

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor:
Friendly account narrte:Indiv IRA SCOTT STACK MANILYLE CASRIEL
March 2019 Account type: Indirndual Retirement Account
Account number.
Account activity this month
(continued)
Date A(tiuty Description Anoint IS)
Dividend and interestinoome (continued)
Interest LCu 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 03/0919 0.28
Total interest $0.28
Total dividend and interest income $136.53
Investment transacdons
Pot mare informaion about the pricer value shown for restricted securities, see Important information 'boot
yOur statement at the end of this document.
Proceeds from Funds
inwstment withdrawn fa Accrued
Date Actnny Desceptoon Quantity value (S) Pnce (i) transactions (5) inwsImentsbcognt (5) interest (S)
Mar 1 Reinvestment COUPLE LINE TOTAL RETURN FUND INSTL 5.535 -57 67
DIVIDEND REINVESTED AT 10.42 NAV ON
02128r19 AS OF 02/28/19
SYMBOL: DBLTX
Mar 1 Reinvestment PUTNAM SHORT DLRATION INCOME FUND Y 3 .94 4 -39 64
DIVIDEND REINVESTED AT 10.05 NAV ON
02128119 AS OF 02/2&19
SYMBOL: PSDYX
Mar 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.606 -38.94
CLASS ! DIVIDEND REINVESTED AT 10.80 NAV
ON 03/27,19
SYMBOL; HLLVX
Total .$13625
Date Activity OttarptiOn Amount (5)
Money balance activities fob 28 Balance fanned 51,197.71
Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/06f 19 0.28
Mar 29 Closing UPS Bank USA Deposit Account $1.197.99
The UBS Sam USA Depost Account is your primary sweep colon
*Ill" GM 00026770
Page 7 of 8
CONFIDENTIAL
EFTA 00137390
EFTA01278297

*UP'S
Your notes
CNP700010006517530NP7000302199 00130t 0319 030575004 0123697550 101461,wGm00026711ige S of 8
End of statement for account number Y1 23697 SO
CONFIDENTIAL
EFTA_00 137391
EFTA01278298

Important information about your statement
LES frunaal Services (lc (the Firma UBS Ft rad hay Innyouno law than 60 din deer the in capacity. AM copy of the poky wading es available non or reams and may not keep pace with
Stroked k a mentor of all principal oteurby, commodity sent you the fist st element on which the war or uPOn request. inflation.
and optiancreha-ges. UBS Financial Seinen and UBS acblom append. • Moderato. Wag to Wept Wme rid: to princtial and
Bank USA re ndrect sitsidaries of 1.13S AG and - Donde yew name ad amain number Of any) (leder the SIPC Prtgedion nor the stvpiemeraal tolerate sane vanityto seek hijwr returns
affiliates of LOS Seciukin LLC. The Filet's fierked - Desorbe the error or tie natter you are tnure prOteCten3/Xilt to: • aggresses: Willing to accept high risk to princpal ad
statement is availlhlt upon request the Firm's exeunt about, at uplain as clearly as you can rotor° • Cent financial assets controlled by (rid naiad rt hgn vOlablity to seek Pagftreeurns on brae.
office; are at blew it is an error a Wow you need move your account vela) bat tad away Iran UBS Rancid • Inwitmer2 f friary Consideratim: a snoted a
informaticen Services. For @scale certain (i) insurance potets. portion of the poi ffolio fa that account may notate
IRS retread Services tat. - Prot% the does amount of the suspected era. including eta* antes. and (10 shres of mAual corny strains, tinted liquidity and greater
1200 Hata Boulevard funds registered n the mane of the accord holder on nattily.
Weehawken, NI 07086 The Finn or Cad bsuer will instigate you amnia the books of the issue or transfer agent),
and MI correct ay *IMF parody. For alleged errors • Mittman (craws or Matommt Mesons fag, Statement ehouseholdifff
This Statement represents the only offi cial record of you irnohna UB5 Voaodebit cad tranaci rf we rake tinted CiartnenlipS and private Placentas> Ihnol are We mayconsolidate as rotated account statements with
•ES Franca& Services accatt. Oita recoils, arra mire than 10 barns days to do this, we will credit not registered under the Securities 40 of 1933; the sane address in the same envel:pe. e 9. because
Oka to cbciments. antanng coreliarg data should you account la the amount you think 6 in Wel, so that • Cannoditits contracts (e.g., foreign ...charge and they have owners who Mt mantas. join account
rot be relied upon II you bedew there ban ma or you vet have the use of the money dung the tint it pones metal contracts), ending f outs commas relationats vet other Otero at the sane atter. If
omission please report n andately in wind to the tam to to complete or inestigetion. and commodity option canon; and you pole to mew individual statements mailed ro
Branch Manager of the offi ce snip you anent • Deposit amines Inapt tendb ates of &posh) at LEG triwrge envelopes. you may decline Itrotholdow by
Please make all checks payable to the Fern Of the Bat USA, IBS AG U.S. brioches and bras h the OWN your Financial Advisor
Although aligns shown re intended to be accurate, Inmost nsteuticn indicated on Ine Had of this FDIC Mired Depoit Program.
s Jo ta k t e e y m o e n n y t e d e a r ta .m sh d O e u a n r d t n a o m t s b . e ( i u .e s ed f o fo rm r t o 10 p 9 i 9 e- . p 5 o 1 s 9 e 6 s . Rey m sta a t y e b m e e o nt b j I e n c a t d to di m tio a n n to n m ar i c n e is fe a a cc s o ch s a t r g le e e s s f i a x c t e a o te u ffs n T o he t a S p IP p C ly p t r o o t t h e e c s ti e o n a s a s n e d ts t t h e e n ia i d f r t i h le e m y o to th la e l r p w r i o se te a c p ti p o e n a d r o F Th ri e e F n r d ie ly n d m ly o ea o c r ti n n t a r m u e n e is a orwinatle initurne
r 1 o 0 s 4 u 2 r 5 e . d e b tc y 3 t w aw h t e o n re p p re o t r e t t n o d h y e ou * r 5 ta a t re te tu x rn t . ' . T & he id F e in a n l s, p a a m ym xr e t n s t f n a c s as e h c a u c r c e o s n p n u ts rc . h A a c s c e o s u a n n ts d t c h h at a a s r m e P te a r rd u o rp n a e i d d e on n k yO e t n a e S n la ta te l p rn ro in te ti. c t T io h n e d S a t C no p t r p o r t o e t c e t c io t n a g a a n i d n s th t c e h anges h ch a o s s n e o n l b e y g a S l e u ff l e ° c t a o ss n is y t o y u o r u a w cc i o ty un a t r is r n e o c t o M rd e le n e d p e r d o t o
reportable navtaxable dividends and taxable interest to other inSteulCen my be subject to a transfer fee. in the market vela of yea imestments (whether as a reflect any strategy. prodxl recces-minden:a
caned on wanks held n your account, net proceeds rend of motet movement issuer brineuptcy interment objective or risk probe associated wet, your
on sale transactions. and cost basis on Wan cowed UBS Sweep Options ethane) accanls and is not almond or guarantee that weak
steadies. Le inn options for emeprtmash balaxes to bat a any financial resides can or will be achieved. All
deposit accosts at non-/Milted banks and affiliated Dividend Reinvestment Program (DRIP) invents insane the risk of lass, indudieg the risk of
Canwittcatiens with the Nem banks and money motet nasal lunCh (Money Funds). Roma reflected is an average once You may obtan loss of the mike irmarrent You canchange your
• Pleasereawaken any coal carerunkatren in istdirg Deposit accounts at LIES Sark USA and nonaffiliated the act al price Irons you Financial Advisor. Oney whole Fria* nose names through Online Services a by
tofurther VOW you rights, ett‘409ratettl barks pankbaing n the UBS FPConsurod Deposit than re purchased utter DU, porta teas wiltbe contacted your F nrwal Mine.
under the Securit ies Mesta ProtectionAct (WA). Program are fincnsured n accordance wet. FOK rules sold tel the cash wit be deposited in yOur &Muni Dv
• If the finatiel institution on the top lest of the front For moo idomation, please visit WWWWK.9”. Depose dividend renveSInKcit ace serOlied b4lne issuer may ACOOtelt overview
of this %tenter., is nit U3S f naked Stank UM KcountS at 185 AG Striae Branch and than of offer Item the market price at Math path* Shire, • Vatic of pa acounthortiolio. Net of assets and
financial Scans caries par secant as clearing MoneyFula are not Bond by the FDIC. ire sold hankies
broker by antenna won the nckated institution • Ann Includes avatable cash balances. van for
• o o S A t w h p e f s e e c e a d t - n i n W e T t e y s t . a d 4 c r e t 6 r i r t e b n h r a o r e i e s g r d t d a o i l c y r n o c o = c t b o u h a r i u t e o o n e n k f a d t n e . t c h a h r c . e o a L t u t r h o I e n d e S t l b a n y a o f l i o o g e n t r n u h s a e s m t n e f h y i c m a i a i e a a e ts t a l n ' O . m S t f s u l a , a e n y k n w d e o y s u a s o a m r u a e i d n i p s d o t n rt o t L B s A w h a c l i o t a c r h v k o n e d u s r d * a n a e o t w r p e N o n r o s . r o i e v a t t s q u o n i u l d t r a e i e s n t s h e n t n a , d o i b r e b t a b s y p l r a o r o S n o f c w t I a e e K . s c M . t i e S n o d e r t e h e b e y y "U b W f P u a S C e re f . l n m d M e e a n o p y : n o b 4 e s e . y 3 i t F 1 s 5 m tr . d m g b m e m e a O r C e l n a g i e o d l i d y s n t e h t v w d e e d i r r h p i e s v t o d o l i i i l s e e a c a e l u u e . p o a t r a r h r n i n e a n c u g F m c l a e a i s g n p y o e t b b n v a e e c a n y h i s l i , e o r / a r n l t d e h t a : e s e c r s r u r n y e l s t e d a d o l e i l f r t p t a e a y a r o c r d m t u c i i v a r i o n i l d a r e t c e d r d c i n . o b o d s I y f p s a y a a t t o y m u a e r n e t r b p a d w e r y t a i s r v t n e t t h a h r c a i e t e c e e k t e a F e i e n b n d im d d l v e s e m o e . s s c f e D t a u r t n i n h r o l i e d e t s e y e s o t p l o k p n r i t o m o n io t r ) e a n M r . r s s d a k t n e b e d a t * d G a r r n s l m a o t d o b n o < o a t w k n l s T o e a ta i p a m d t t n e i e o s m a n e D s e c s s e n u e p a r t t o d s n p s e d n e i n t o n s la o r , s d h s s e e , l d l o s r
• • • • m F r r o c F F f f P P A t E i b W e t e a h u i i a T r l . i l n n n l e f O a a e r a l l r t e i d M a a a e s o o d l . U n t T s s e n n s c i t B s o t l y T e d e S c c l r t h a - o t n o e < Y a u d f i i r e a a b . r a o x n d d a s : e b s i l l j m s n f a n v e C o S e S 7 e e t m a o s y o i c 6 n a f n a m a a a c a f t r r t e 6 a a e u e t t i l y x n l i c R e o d n n r o c U d 8 2 t o u e ( y e s a e n o n e s u 0 0 E t n s s l . n s h o s u a a S r 1 o 0 t o C , o a 0 o g I I t ' v T . r . i i B c n m x x l n 3 3 o a a 7 L h l e q a C b n i 5 5 l 0 . a m F e l b l . u l s a s , l e , 2 8 4 d 8 a r r t e b $ D C o i 1 6 a . r 9 c y 4 d i l l 1 3 s a e r n 0 o p , e l 1 , e 4 a i t . 0 . M y e 0 f a m N p e i 3 0 6 g r o n . . n 0 y a a m 7 5 3 1 I p t n m o t u r w 6 B n w 0 , 2 e l t R r a d a m e 2 8 7 d i . a i i e t i 0 b t n F - n : n 0 h i e h r c l 0 1 n o 9 t a c s b 8 i n i w o 0 0 v n o u t n M 9 7 a i t o o o 0 t r r 6 A 6 . a r a 3 B r v n k 4 a L i 0 l . O 0 n W s i i M i E n l n 2 r F n v o d D d g S o e g A 0 . d r f a e a r l e t 1 c y t w e l V , o y S o o i p h a s 6 c . s e m 3 . e i e n t e 6 e U t a l r s r c h 5 e d o r E * f A t k t v t 2 m n n f t S e A O s t d l o a 1 i o o c r e e e P 6 l o i t n U t . b h n 9 A r t t B i , , e w t t 9 L S a s m F U a C a o c E f c k t e T T w a a a l h h f u B x n m u o r a p r e e I b e t o o S r r r a e i i s e p t y m a F F a t s m s u e F n d t o r m i i < t r a e n n s s r i n r f o t P n p o n a n e e i c a g a p a p e n , r t n d i n t a i l s n s n t r o i y c c o a y c t s g a c i a a o n o e t g n a c u l i a o d 9 a m r 1 e e b s n p n o d d , n 0 l R e t l a ) p e e s h S y c . t a w 0 n l K k m h w e l E t c e a m t i n o 7 e r ) n r n e b i , c , t . v 6 t t w e p p o e e a A c w e i 2 a c r n l r p o F l i r a , o 1 l b t e t e t C u r o 0 1 h i n c a o 5 o s c s n f 0 e a o l u e 0 t d h 0 m t t 0 k e t r s t h r a s a g : k 0 p a d a a e 0 t . y t e . t r h s d d e e o 0 t r M S T a r a r s d n t m e e 0 o h e t e a a n e t c m y n c a ( a u b n u a n t o t f S s n t f l d r y h p e I i u c i s . P l t e e s i r y i k a T h C s n e . a o d e i t w d e o s h c r e a t a e l t n l o e i e M F d s o r d s r l m i s e . c i s g l t a n e n h . i y e e p t e a a c i 1 o a 6 t b o s o s n t p a n 2 u s i p n t c a v r * c 5 e a p o t i o t e v u a i h 0 u o a a r l t s P l y u e . e n r i n A t 0 l r n u c a p o s o o d 0 t n b m , o a t i v 0 o l e d n e i e b s n c e f r o a o o t r s i t r r o n • I n P M O • • e s T n a l c h w e o v P P A A c i e o g g r r a n o e a h a e v p r f c o s e c r s s o f o w e h a i p i o a w K e n r t n w & c l i m m e a e e c o a l c c t t t d . s o r < n m m r h r e o e l a v t i t e m a C s m . u t i n o c t s C C C k n o l a e t h e e o f i t a b h t o u o s a r r a l t a e p a n o e m r w h n b t e r n i : c f h i e g t o b j o n t m a t I d i e e e i n b F n i g R v l e n m a t v A I c i j i e r i n e n t a d l e n o o v p a 0 a s n s c s * m c y w o p . y 0 o t t r o p o m n i s e t F n v a w 0 m u h a I o e n c c o t r n r r e o e n i e y o a r a f f g t f i e . o b r e t s n n I t p a o n e t o . i a d t s m l c r h v r e t n e i m r h w c n e a e i c e s i c s a n n e s i k k k a e i t c p t w m e i t m l m n p c h a U n e a g e o r e l e s o . n n b b u y i n t g f n t d r n o o a i s t n l e t e C t l u o i s e b n h d b a n o o e e t o e t j t h e a s f p r s l a a t c e a P i t ' t m a t t p n i a e y , w v y o e n o e s t k d u s a h o i : n . i e f a t g t t o l F n N n b u o a • • a s T t A T o e w s v o o e o a o i O g n e a d L t r C r n t o n n e m e s i d i o l s a a t i n & e t a s n c s b e . i p o n s a n b T r i o n a d e c h y a f t s y b l i a g l r e e d r / d n t a a o a . r e e m i l a m m e e d n n l i f T d w i g a n s t o c d s A h e C i t e n r t e n h l o n Y e a d o g c M d o f s I e e r s r i e s r n i d m , i n b s y c e e t e o s & p . e y e a d & l f l e f r e r i l k d , r n u i u f m a a f M t e o d a r s u e k e i n s t e t o e h m w s a l i d e e d e t a i d n o s o , h t t n s l e e i i s o m i r s n n n o e d t t n t p r o t s $ L n e e h a c t o t d A o . h O a y b e b i p c s o e r e T l t c e F S r o s t a t n a h o x a e b b c t y u b b e w S t r u a a a a i h a a a i o n t n p C o n l l l l a l e n a a b a a f t k m o g e h t n n e n n i l e b t . h f e i n c c r r d c c m n a m d u b e e e e e e t n i l s a c a s s f n e p s s y a a s o R n , r o n o a n i n t y a s k a r c a n r t n e d e n e e t k e c l s t o e d e o ; a t s s s t n t t a y f o d h m . a m f t t t o f C d h n e u e d i . k e l u u e r , i n d r o e G a n e e r t g a d u s f t t d a d e o n o e c i : a p v p i n e n e f t d c * r l a e l m g e P s a a l t o i e a r l r s r m a i m v c a a a r n o a a b d i n l c d d a v d a t l d t e s e y a r i c g . o r s e e i n s
C s M ta a o te r l m a m e a m n tk t i t o n e r t a r o s e u s c o i t t o e a n t i a s e s n n y s a o e u g r c o a o n n r , t d i h f e y s o o sl u u a n t t h e e i m e n d e m m n t o o o i r r s e S t t h h u i e s b F p a i r n r o t n t t e o is c t t l h i i o n e n n p i e s o 1 l t i c p 6 y r 0 o c 0 te a m c n i t l e li d i o n n la a s a u o r p i f d t D b o e 1 n a 1 ia . n 9 t l m a er i n k 1 e o 0 % , n 2 in 0 a 1 th t 6 e . • l t C o h O w at n r m 5 is e e k / a r v n i d t s h t t h . v o e S l e t a s c t e K c , e o y t u o t n o n t d t o h o e e u s a n c n c o o n t u c a n o t i n o l n p v a e r r t i e a x l l s t , e i e g v l n , e i f w n ic i i a t f h n t
react The fin. or Card bun Las allfficable) must aggregatefor ag your accounts held in a partkular
SDNY_GM_00026772
CONFIDENTIAL
EFTA_00137392
EFTA01278299

Important inform atimi about your statement (Continued)
Your assets - For (elan securroes tram in non-twittery • Est. (estimated) Atone current yields and rates. - We recent ONIcentsICII Iran CBS Bak USA, 185
Your statement tomes and other assets held denomnatons, pace ad queerly (face war) may An en owe of anual rccord is bated On ctrient AG SurrOord Branch and ronothlred bares
n the assort at the end of the Statement period You have been adjusted to facilitate proper satins chided and Mont fain assuning the securities will *routs our cash sweep FrOin 1b4
may ask for dekvery of fully Pad securities al any lire. TO obtain crow quotations. when availabSe, contact be held for one yea from statement date or until 07nPqnSitiOn may be per rcort fee or
You may receive acuities teed as ban collateral alter yds Fr-real AdneCe. maturity. T is estinate is calf a au:Seine, accuracy may be a percentage of aienge day deposit
paing any balance die on them. Arty securities and continued norm are not guaranteed balances
tramlerred to the urns eking the statement pored are • Private investments and structured products. - Estrruted run name a-d evert gold for
Icted at makes value as of the end of the statowoo ?Mato mestment WWI*, (CK ising drat °Min types of securities could ock•de a return of Activity
period PanCiPaliMPeOlyam and teat estate inentment trust preceal or captal gains n which case the eel thformation opting commissions and other charges
• Con basis. ei detennoing the cost basis of the securities) and strut teed projects are generally h4* income (rd current welo) would be overstated. insured n correction with the exec ton of tradeS,
seosnes inskided n this stateMent where indicated /gad. Chan struck/ad products have not been - Estrmled annual name and anent yield and the indaSng option transactions has bet-n*10.4.d on
with the nunter "I,' SS Fannie, Seoethke*r. An relied registered with the Securities and &charge "CUM income and yield moot be law oe hcber cone: mations preeousbrfurnolned to oat and well be
co information obtained from sources UBS Commssen or ardor any state securities laws. We than thentenited amuses provided to )W morally on recent.
Financial Streets. •-cluding itarnatico from anothee wore esarnated values for private returnee - An estivate of rouatied income (dividend axicr
lint or lhal you may have ;evaded tonsur Finarcial noshes and structured products for ntormal coal interest) divded by the current market Short soling
Apaisce. the Non does not independe ly verdy a purposes illy Actuary is not guaranteed value'avetage balance e based co the last divdend II you are engaged n shot selling a security, you may
guarantee the rosary or vakley c any Mansion - These values may differ obstani bay tom peen a a rawest payment made by the issuer and incur a char doe to certainorrowing costs for than
Vended by sources other than U35 Charnel Sersen sly. at which a any" Au.. d SeCunly Assumes the sourkiesrdeposts will bo hell foe one pan Cute-security.
In Edition although 026 Fnincial Sendai ginealV structured prOctad may be Wart or sold and do year tom the statement date or until maturity.
updates the eacematiri as t is record, the km not rceessrar represent the 'aloe you may recent. Accuracy and costoued yen re not guaranteed. Open orders
dos not provide any assurances that the oformaticri spoil liquidate:ft Regaidrg open or geodliscanceled* aders that
inlet "Cost base and Unvoiced got/ loss' is - third psty estivate, of value re set a <ruin • Meets net held by UBS Financial Services. Cattail were riot irercuod by the statement date, open buy and
accurate as it the date of this statement. As such. date ad are suppled to UBS Financial Services in a assets are not held by theta", and no seethe, the set stop ceders re roared by the atoms* of elndonct:
please do not rely co this olareation to make regular base by an rdeperdert valuation I rm. Fimrs possession or control. These assets re Or ng615 r an ex-diarlerds a or-esti% date unless
purchase or sale decisionk far tap:poses a - Roar, general partner a sponsor estmated wars, depleyed r roe statement for ntormational nanxted otherwise by you. You are resin-rater for
otherwise. Accounts Ca-Mewed to the Fir I1W any, we sated to the Fir by the issuer, purposes only. Positions and vain presented re cafes that me executed die to yow lalwe to camel
reflect grans HemetWs only For Ow period of genteel partner or sponsor aid may be calculated provided by the asking (em UBS Financial Sow.% is "ing open =Ion.
tiro they are had at the fern More historical based on deferent infamaten from tot used by not responsble for this inks-maim and does not
reconatica can be added by your Franck:I Advisor. tad parties to drive thee estmated values. guarantee as accuracy These assets are not protected Privacy
• Unrealized gain/lessee. Viten erac alsailabk, - You can dour, additional Mingo regardng by SlIC or thefirm's supplemental 51K coverage. To titan a copy of as current Client Privacy
temptedLi-realized gensflosses are for the methodology used to determine the ellifeet of Pkas<Cal•Ct KV Francis' Advisor or vet as relate
isdvidja socsrey lots the transaction data for value rd the dale of the ilkelnitiCil that is the • Revenue during and adcitional compensation. ai www nib. noneryrionot.
ncividual lots may or may not reflect commissions. basis la the estimate by contactag year Financial - h additen to carimission on sale and 12b-1 lees - 1.85 Financial Services is rot a bark. The RMA, Business
chug.. andfce security reap-melon emits. Advisor. received in connection with the distrbutcn of mutual Services Account BSA and IRMA re brokerage
Decked and other renvestment lots and systematic - thee patty estmated vales may be reflected as lases to our dents we rector Oct Afire receive accounts welch provide access tobarking sown and
order lots am etch combi5ed to display re 'Not toted' in several Must:cm: Mien an revert* iheng payments from dotrtuton extra products throats atengoments with affiliated banks
award lot the 'Track dote' colmn resents the Odepeedert valuat ices fern has not Suppled or is advisees of the missal funds that we soli Paw aid mho thickparty bags, and preidn access to
age-4 transacoon trade dale. triable to ft a value. when we broke aware amounts are based on two different vorrpoontsr CC issuance and arc* Products issued by u-aff dosed
• Callable securities Bonds aid velereed stock that eat a material event has mowed this m?,r calla the an,,,c of sales by Ub5 of a pa ocular mutual tia.party norance companies through insurance
the issuer cats la early rederepton Pail be selected seewocnti reported value no canton, a when a find fanny to our <lents; and 60 the asset oaks of a agency obsidares of LIRS Financial Sewn Inc
mortally by lot from among al tearteas of that wk.* would be highly speculate due to the neon particular mutual ferd lanais shaves held at the — rontmert, nsursok and snaky products
issue held is Our none or is nominee name Ice OS ce the warty f.m — Not FDIC esured • No bank gunner May lose vela
clitedt Call lean, elf0mVII:n is obtained from third - Man neither an issue(, general pater oe sponsor - We and our affiliate also receive rw1nrdnq and — tMA Resouce IA a:warrant Account Busyness
Panes and es accuracy is not guaraMied. Other call estimled value lye a the( pay estimated vat* is an bus processing fees in considealort fa transfer Seniors Account BSA, IRMA and oterationil Resource
leaves may easel which wad affect pen corvette proMed, the value of the security will be deferent agent senors that we provide to he nxtual Inds. Management Account are registered service marks of
infomaion will be provided upon request from is puts* price. These fees generally re pad from investor assets UPI F.111110alSences kx
• Price/value Pees displayed for securities and other - • Dierbut CM to dale' may Ilia RAM of the mutual fund and are a feed dolly arrant based — VISA is a registered tocktrurk owned by %Ma
projects may be higheror beerthan the price that capita, name or both. an the norrber of amounts at the broker-dealer Menai:nal Service Associnico and used wide(
you would actually Prase in the market. Prkes - 'Orgral Wit size' represents the veal offering holdrg moral funds ol that find fanity kern.. The 1.65 Vea code cads rd the 1.035 Visa
<Wined from vscus tied party sources whch we post Per Vnft and may riot reflect rho COO bass. - h addition to CO111161/3n$ received in connection debt cads are :mad by 185 Bank USA with
below to be elabe. tut we do not garnet thee - DPP and Waned RUT peonies re mat listed on a with the fa or deubuton of equity <c tracts and permission from vise U S. A Incorporated All Odle
accuracy rational secure:es irechange, and re generally Wit nvestment least was to ow dents, we ardor trademarks. registered trademarks, stoke mats and
- We generally use the cbseng price echo available or :hod /Meson A they. can be sold the price as aft hate receive reverse sharing corrpensaton registered service narks ye of their respective
he mean of the bid and ask prices la listed record may be less tan the per Pure estimated from matt/ of the neurone< companies unckewrtieg COrripEneS
securiws and options a only bid prices to OTC value wended n the account statement. the roily contracts, affiliates of the Nuisance
washes corpthes or sponsors of the unit nvestment nests UIS Femm.d Services Inc. Rev. 701810
- Lett actively traded securian maybe priced twig a • Retwitted securities. Res-tricted securities pence* we &oboe
valualcn model or the most recent Free we re not onertly isligble for public sale. UM Financial — In addoth to connessions received from the
obtained rd may not reflect an actual market price Services uses the makes once of the urreancled stock purchase and sale of kleoolsares tint, we and or as
a sake. of the same issuer as an imputed value for the elf date receive an asset-based retool), sharing
- Cenah positions mayso w Shoo a price end restricted stock lee purposes of the, stereanne only. To Poyment from NenShres 6strbocet as well as
wit show as 'price wa not available' we so M extent that restricted nannies are ragtag for sale funeng for technology development, training and
triable to obtan aside for a SE.Offly. he value received may be stbstantially less to the education.
- Deposes ce secpoties denominated n carer es awed value shown. - Our athletes also receive tradng cormithcos and
other than SS.. dollies at reflected at the exchange other terror:salco from mutual funds ad entrance
rate as of the statement date. companies whose r.(021.tlt we dirytene
SDNY_GM_00026773
CONFIDENTIAL
EFTA_00 I 37393
EFTA01278300

Retirement Account
1.185 Fnancial Services tic
Private wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 April 2019
GHISLAINE MAXWELL
Account name: GHISIANE MAXWELL IRA
Friendly account name: Incliv: IRA
Account
Account type: Individual Retirement
Account number.
Your Knendal Advisor.
SCOTT STACKMAN/LYLE CASWEL
Phon
Value of your account
Questions about your statement?
Call your Financial Advisor or the on March 29 Is) on April 30 (1)
RMA Resotoceline at 800-RMA-1000, Your assets 58,824.95 58,826.73
Your liabilities 0.00 0.00
1Asit our website:
Value of your account 558,824.95 558,826.73
www.ubs.comtfinanciaeseneices
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account dudag 2019
credit report annually from
VA* of your account
swvw.annuakreditreport.com.
at year end 2018 $58,125.23
S Thousands
Net deposits and
588
5 • 7 0 5 • 7 .0 5 • 7 2 5 • 7 .7 s 93.1 • 5 9 8 2 Y w o ith u d r r n a v w e a s l t s m ent return -1217.48
Disidend and
interest income $553.39
Change in
market vSue $365.59
Value of your mooted
on Apr 30, 2019 asae2en
Dec 2014 OK 2015 Ott 2016 Ott 2017 DK 2018 Mar 2019 Apr 2019
SDNY GM 00026774
Member SIPC Page 1 of 8
CONFI6LIN
UAL
EFTA_00137394
EFTA01278301

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Anomie' Advisor.
Friendly account nome:Indiv IRA SCOTT STACK MastLYLE CASR1EL
April 2019 Account type: Individual Retirement Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 (1) your account
A Cash and money balances LOB& 29 1.85% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 0.00% account. UBS FDIC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 57,738.44 98.1S% about mu statement on the last two pages of
this statement for detail about those balances:
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $58,826.73 100.00%
D
Value of your account 558,826.73
Eye on the markets
Percentage change
Index April 2019 Year to date
S&P 500 A05% I & 25%
Russell 3000 3.99% I&60%
MSC I - Europe, Australia & Far East 2.91% 13.33%
Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97%
Interest rates on April 30, 2019
3-month Treasury bills: 2.38%
One-month LIBOR: 2.48%
Y_GM_000287fte 2 of 8
CONFIDENTIAL
EFTA_00137395
EFTA01278302

SUBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL IRA Your Financial Advisor:
Friendly account narne:Indiv IRA SCOTT STACKMANLYLE CASSIEL
April 2019
Account type: Indiwdual Retirement Account
Account number.
Change in the value of your account Summary of gains and losses
Values reported Glow exclude products for which gam and losses are not classified.
April 2019 (4) Year to date (1)
Realized gains and losses Unrealized
Opening account value $58,824.95 $58,125.23
April 2019(51 Year to date (1) gains and lases (S)
Withcfrawals and fees,
including investments transferred Short term 0.00 0.00 9.99
cut -109.99 -217.48 Long term 0.00 0.00 -572.34
Dividend aid interest income 147.79 553.39
Total $0.00 $0.00 -$562.35
Change in market value -36.02 365.59
Closing account value $58,826.73 $58,826.73 Cash activity summary
See Account sanity the month for dein'', &lances in your Sweep Options are indudedin the q:enng and
Dividend and interest income earned closing balances Taut. FDIC insurance *oriel to &IWO!' at ups Sank USA and e tanks participating in tie
UBS FDIC insured Deposit Rogan it does not appy to deposits at UBS AG. Stanford parch. UK
protection applies to money market sweep fund holdings but nal bar* deposits See/macron, ineerrnation
For purposes of INs statement, tamability of Interest and addend income has been determined Iran a US aktut your stmentent on the last two pages cf this document for detals
t s a o t m r e e I p n o te rt r i e n s g t p a e n r d sp lo e r c t d iv v e i . t e B n a d r p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f t a th bl e e d a c t c o o U un n t i t h e o d l d s e ta r, te a s c c (U o S un ) t a t r y d p o e r , o P r u p e r r o to d u R c ic t o ty ( p F e R , ) April 2019(4) year to date (S)
Income fates. The flent monthy statement is not intended to be used and cannot be reSed upon for lac Opening balances $1,197.99 $1,304.58
purposes. Clients should refer to the applkide lax reporting forms they receive Iran OBS annuity, such as
a th p e p l F u o a r t m te s la 1 m 0 9 r 9 e p a o n r d ti n t g h e fo F rm a s n s w i 4 th 13 0 th . e f a U S la i x n t r e e n P d a B R n e 9 ve i n n u fo e r m Se a r t v i i o c n e a it n d is P t R h e T r P ea a s r u k ry e D o e f p a U r B tm S e t n o t , fi a le n d th in e Addkions
such town accurately dasa fy clildends ardor Interest as tae exempt or limb,* income. Pleat consult your Dividend and interest income 147 79 553.39
Ugh:d ual tax propane.
Total additions $147.79 5553.39
April 2019 (5) Year to date ($)
Subtractions
Dividends 147.50 455.17
Professional management fees and
Interest 0.29 0.94 related services -109.99 -217.48
Total current year $147.79 $456.11 Funds withdrawn for investments
bought -147.50 -552.20
Prior year adjustment 0.00 97.28
Total subtractions -$257.49 -$769.68
Total dividend & interest $147.79 $553.39
Net cash flow -S109.70 -$216.29
Closing balances 51,088.29 $1,088.29
SL)N_Y GM 00026776
Page 3 of 8
CONFI EN I IAL
EFTA 00137396
EFTA01278303

;It UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Mounds' Advisor:
friendly account name:Indiv IRA SCOTT STACK MAMLYLE CASRIEL
April 2019 Account type: ant Account
Account number.
UBS Bank USA Deposit Account APY
Interest period Mar 7 - Apr 4
Opening UBS Bank USA Deposit balance Mar 7 $1,197.99
Closing UBS Bank USA Deposit balance Apr 4 $1,198.28
Number of days in interest period 29
Average daily balance $1,197.99
Interest earned $0. 29
Annual percentage yield earned 0 31%
Your investment objectives:
You have identified the Following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch manager You can find a full description of the alternative
investment objectives in important information about your sratemenr a t the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary moderate
investment eligibility cOnSderattan • None selected
Your account instructions
• V8S Financial Services Inc is your IRA custodian
• You. account cost basis default closing method is FIFO, First In, First Out.
Y_GM_000269/494 4 of 6
CONFIDENTIAL
EFTA_OOI 37397
EFTA01278304

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your Financial Advisor:
Friendly account name:Indiv IRA scon STACK MAN LY LE CASR:EL
April 20'19 Account type: Individual Retirement Account
Account number:
Your assets
Son* prices, income and current vaues Shown may Ix approximate. ASS reslm. gam aid losses ma/ xi
be accurately reflected. See Hiporunt informaaion about your statement a the end of ths dxumem for
more infornmon.
Cash
Cash and money balances
Cash and ntorey balances may induct) avalaole cash balances, UBS Bank USA depost account balances, UBS Bank USA and al Liss FDIC Inured Poxyan Bank deposit account tdenCes are insured by the FDIC within
UBS FDIC insured Rogan Sank Balances, UBS AG Stanford Branch deposit account balances and rroney applic,atite lints, but ale not protected by SIK. UBS AG Stanford Bean h depput account balances me not insured
Mad filltlUtl fund sweep balances. by FCC and am not protected by 51K. Money market sweep balances are protected by 51K but are rot Insured by
the FDC
Ste the important information eatery statement at the end of this document for details about those
balances.
cotnng bclance Closing baaxe Nix per share Average Purr:Jena Interest Dap m
Hddng on Am 1 (1.) on Apr 30(S) on Apr 30 (1) tae Defied period Cep anount (S)
UBS BANK USA DEP ACCT 1,19799 1,08829 250,000.00
Fixed income
Mutual funds
Nat cemented is the total d al reinvested &Mends II does not include any cash dviderds is not a (Inreaee4 (fad gain or foss 15 the dfference between the current vane and the cat bail and would
tar lot for the 0urCOSH Of determinng boding reined; or cost basis. The shares you receive each time yOu generally be >our Isicetie con or ioss if the secunty was sold on this dale The unrealized flax) con Cr loss may
reinvest d %Wench become a separate tax lot. need to be aCluSted for return of (vial Partnents in order to determine the realized San or IOSS for tar
reporting pupates.
Cos: oohs n the tea purchase cost of the storey. Ind udng mnxesfeddedends The cost basis may
need to be a:lusted for rerun d capital payments in order to detem-one the aclustedcost basis for tax Investment return is the current value mous the amount you invested t does opt Include shares that ate not
reporting purposes. reflected on rour statement, mdfxs no Sharei that hare been teat/Etas either a gain or alms It *50 dOes not
include cash dadends that were not reinvested
Purchase pricer
Wnber Average peke Client Cost Price per shat Value on Unrealized (tad irwestment Hddng
Hddng of shares per share(!) investment (I) basis (I) m Apr 30(1) Apr 30 (5) gain or loss(!) return (1) period
DOUBLE LINE TOTAL RETURN
FUND INS%
Symbol: DBLTX
Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.500 17,779.87 .220.13 LT
Total reinvested 128.770 10.512 1353.67 10.500 1,352.08 -1.59
EAI: 47 le Current yield 3.73%
Security total 1,822.091 10.622 18,000.00 19353.67 19,131.95 -221.72 1,131.95
MORGAN SHORT DURATION
BOND FUND CLASS I
continued next page
SDNY GM 00026778
Page S of 8
CONFIdtN
I UAL
EFTA_00 B7398
EFTA01278305

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL IRA Your A sandal Advisor:
Friendly account name: Indio- IRA SCOTT STACK MANY LYLE CASRIEL
April 2019 Account type: Indiwlual Retirement Account
Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase once'
Number Avatar? pnce ChM Cost Price per share Value on um/endCNN Investment Holdng
Molting of shares pot sham (1) investment (1) balls (S) co Apr 30(1) Apr 30(S) gpsIn °floss (I) *turn (I) period
Symbol: HLLVX
Total reinvested 1,841.668 10.965 20230.83 10.800 19,890.01 -340.82 19.89001
EAI: 4392 Current yield 1.97%
PUTNAM SHORT DURATION
INCOME FUND Y
Symbol: PSDYX
Trade date: Mar 31. 17 1,789.264 10.060 18.000.00 18.000.00 10.060 17,999.99 -0.01 LT
Total reinvested 71.222 10.057 71629 10.060 716.49 0.20
EAI: 4454 Current yield 2.43%
Security total 1,860.486 10.060 18000.00 18,716/9 18,716.48 0.19 716.48
Total 536,000.00 958.300.79 657,738A4 4562.35 621,734.44
Total estimated annual income: 31.560
Your total assets
Percentage et Cost Estmated Unrearad
value on Apr 30 (1) your tt room basis (5) annual incore (51 gain or loss (1)
Cash Cash and money balances 1,08829 1.85% 1,088.29
Axed income Mutual funds 57,738,44 98.15% 58,300.79 1,560.00 -562.35
Total $58,826.73 100.00% $59,389.08 $1,560.00 -$562.35
Account activity this month
Oak AcIltity DeSCrtnrOn Amount IS)
Dividend and interest income
Dwderck Apr I Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF OY 29t 19 59.66
SYMBOL DeLTX
Apr I Dividend PUTNAM SHORT DURATION R4COME FUNDY AS OF 03/2909 43.72
SYMBOL PSDYX
Apr 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 44.12
SYMBOL HLLVX
Total dividends $147.50
GM_00026760/ 0 6 of 8
CONFIDENTIAL
EFTA_00 I 37399
EFTA01278306

UBS Strategic Advisor Account name: GHISLAINE MAXVVEU. IRA Your If sandal Advisor:
Friendly account narne:Indiv IRA SCOTT STACK MANLYLE CASRIEL
*UBS April 2019 Account type: Indnedual Retirement Account
Account number.
Account activity this month
(contented)
Date A(IIsIy Description Amount IS)
Dividend and intemstincorne (continued)
Interest Apr 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 04/0419 0.29
Total interest $0.29
Total dividend end interest income $147.79
Oft Actisity Description Arnow:4(S)
Pees Arm 23 Fee Charged QUARTERLY FEE -109.99
Total professional management fees -$109.99
Investment transactions
For rote intonation stout the pacer statue shown or redliCtedSeCuelleS, see operant intormatien etiOet
yew 00tel*Cnt at the end or the docunent
ProCerdS Iran Funds
investment withdrawn Ice Arrived
Die Actroly Descapnon QA-Nnity Yaw (5) Poet (3) transactions (5) inreStrrentsbOugst (3) irnereil (3)
Apr I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 5.666 -5966
DIVIDEND REINVESTED AT 10.53 NAY ON
03/2919 ASOF 0312919
SY1V8OL: DFILTX
Apr I Rernwstment PUTNAM SHORT DURATION INCOME FUND Y 4.350 -43.72
DIVIDEND REINVESTED AT 10.05 NAV ON
03/2919 AS OF 03/29'19
SYMBOL: PSOYX
Apr 29 Reinvestment JR MORGAN SHORT DURATION BOND FUND 4.039 -44 12
CLASS I DIVIDEND REINVESTED AT 10.79 NAV
ON 04(2919
SYMBOL: HLLVX
Total -$147.50
Dale !Manly Desorption Amount IS)
Money balance activities Mar 29 Balance forward $1,197.99
Apr 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/ 04)19 0.29
Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/23/19 -109.99
Apr 30 Closing UPS Beak USA Deposit Aaount $1.08829
The UBS Bant USA Deposit ACCOunt If your Waal sweeper:non
SDNY GM 00028780
Peg* 7 of 8
CONFI EN I IAL
EFTA_00137400
EFTA01278307

*UBS
Yournotes
CONFIDENTIAL
EFTA,B7.
EFTA01278308

Important information about your statement
1.85 Frontal Services Inc. (the Firma UBS Fthrcial her from you no law than 60 days after the Fm, capacity A lot copy of the poky ardeg is wadable income or means and may not keep pace wilh
Serykes) is a number a all pri-cipal recurby, commodity are you the fist strews on which the ow or won request. Waken.
and ovary exeha-gots. UBS Faancial Soden ard UBS Par opened. • Moderato. Warm to !COO WOW risk b peacoat and
Bat USA re ndrect sits:denies of 1.85 AG and - /Male nix rent ad accost number (f any) *Oder the SIPC marrow the suvremental tolerate sane vulva ty to sea hiter returns
affiliates of LOS Seciakin LLC. The F kindle-emit - Desabe the error or tie transfer you are unsure protector-rawly to: • aggressive: Wiling to accept high risk to pinto* ad
statement is (natle upon request. The Fkmd au/WM about, ad eiplain as clearly as you can whyyoo • Certain financial assets controlled by (and nthotwl n top solatlily to seek Agte returns ode time.
offi ces are at bandit many a heiy you need more your account valid but Med away tarn UBS Financial • Immtmer2 a:shift Consideration: I selected a
informadon. Services. For @angle certain lb insurance ratans. portion of the poe dole for that account mg inckele
1035 Farmed Services Py. - badethedolt amount of the suspected error. including viable anities. arid OP shires of mutual complex serapes, lilted liquidly and gert aw
1200 Hater Boulevard funds registered in the mane of the account holder on vobtilty.
tailgate% N/ 07086 The Finn or Card buyer wit investigate nue complaint the books of the issuer or transfer agent),
and veal correct int sn of porroptly. For alleged mom • Memment contracts or avesimeat aunts kg, Statement 'howdah:kW
this Statement neresents the only official record of you rnolvng UBS liffsa•debil cad trawactina of we sake limbed panned/An andPrivate placements) Cal at We maycon:aka* as related account statement with
LES Fruncial Services *cant Other records. ewe* more than 10 buskins days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the sank envelope, e ns. because
official las dxunents. antanng confliarg data shoal you account 1p the *nowt you think din enot so that • Ornmoditen contacts kg, foe* recharge and they have onsets seho aka maintain joint account
rot be relied won Ilya bane Owe is an emir or you era have the use of the money gang he tire preecus metal contracts), inckang fumes contacts rations/no vet other Ores a the same address. If
Om690n please report a arnertakely n writing to the takes us to complete os investigation. and commodity option contacts; and you refer to mere idiadwl statements mailed n
Branch Manager of the offi ce wry wet account. • Deposit *coats (except certificates of deposal at LEG separate malogos you may decline lashadig by
Please make all checks payable to the Fima tee Bat USA, es AG U.S. bra-ches and bales h the calling your Financial Ades°,
Although *homes shown re Mended to be accurate, flux* nsteuticn notated on the ford of this FDIC Pored Deposit Program.
s so ta le te ly m o e n n y t e d a a - ta e s n h d o t u ax ld k n e o rn t b s. e ( i u ia s ed F f e o n r n t e 1 e 0 p 9 u 9 r . p 5 o 1 s 9 e % s Rik m sta g te b m e e M nt a In o ad to di m tio i n n t t e o n ro a g rc u e e s le a n cc . o ch s a t r g le e e s s f o a r m M i e n es n T o he t a S p IP p C ly p t r o o t t h e e c s ti e o n a s a s n e d ts t t h u e n up i f p t l h t e m y t * n th ta e l m p e ro s t * e a c p t o pe n a d r O F th ri e e F n r d ie ly n d ro ly w ac a co n u n n a t a m r e m is a removable -narurne
10425. etc ) when precomg your tat return. The Finn Payment for securdin purchases and charges for unpaid on you slaternints. The WC protection rd der chosen by you a assist you withycer reccedleeprg
routed by law toreport to to *5 alltaxible addends, rafts n cash accounts. Accounts that are translated suramental protection dor not protect against changes has ro legal effect on your account is not Mended to
reportable novenable dyeing& and tidal* interne to other nstaulow may be subject to a venal kw n the market rake of your inseam-as (whether as a reflect ary strategy. prodxt recommindatica.
eaned on noddies held n your account, net permed, inut of motet movement issuer brikeuptcy invernent obintne or risk probe associated with your
on sale transactions. and cod basis on wan (mead UBS Sweep Options wherein accretes. and is not aplomb* or guarantee that wealth
sects dies La often potions for wyeeprymash balaxes to bat or any Inancialresulls. can of will be achieved. All
depose accounts at non-affiliated barn and affiliated Dividend Reinvestment Program (DRIP) anesernents Imola the risk of as, including the risk of
Gonwerikations with the Pin, betas and money man MALI OfidS (Money Fads). therm reflected is an average price You may obtain loss of the tare investment. You canchange your
• Pleasereconfirm my oral cornrunkations in voting Depose accowit at UBS Sri USA rid (wen-affiliated the actual pose Irons your Financial Advisor. Clay aisle bendy *court Minn throughOnline Stokes a by
tofurther rotect your Salts. induckg your MOM banks pankaff ay ei the UBS FPC-Insued Deposit Owes re purchased under DRIP, oral shares walla contacting you F nanc al Acker.
under the Securities Mesta Protection Ad (SVA) Program are FDIC -nsured in accordance wall FDK rUes sold set the cash wa be deposited in yea account The
• ft the Mawr insaution on the top let of the ken For more rdomation, please visa WWW tcIK.2)v. DicOte canderd rernerreat rye wolithed bdvtee 6Sotr hay ACCOtelt overview
of this 51.1tOTtill is not 1•65 Financial Stew**, MS inserts al 185 AG Stamford Branch ad shares of offer hoe the market rice at VfitCh pain* shares • robe of pun arroontloorthro. Net of assets and
Financial Sonia arras 'tato acorn as clearing MoneyFrick are not ineurd by the FDK. re sold lisbilaies
brier by arvargernent bah the ackated asitution • Assets Includes available cash balances, rattan for
o o S t w h p e f e e e c a - n k k n T e i y w . p 4 d e p s a r t e t h r t a o r y i e s r r i t d a o n b c y r g c o o c b o a m u u t r o i e n s a f d t s . t n k a h h a h a L t t h n I n o S e i d s S b t a e y o f b i o a n o t u h s a re n t n f s y i c h u n i e o a i t s a l w m S a h a a n e k n d w e s y a n o a r u a e i d n p d o r rt o t U B O sh a p W i r r c k e : n V s d y r A e o e p u F o r p s r r i r o e t o s q n t r e e t e c o s t e n t n , d o ' b b t a b y p l e a r l 5 n o o c 1 w t e e K . s c . t i e S n d e t e h b e y "E b S S a I S X re E . n d M e a p o rg o n s a e i y t l s S F n e e a r n v y d ic e b s e m a e O C n n a a 0 t l r s i y 0 t k l I 1 e e w v e t d i h r m p s t o e o o l l i S k e e a e e u u p , o m t a r h n e a , c u m F c l ie e a u r p y n o t b i m t a e a n a h s s e e a h l t r d h e a e e s r n r u e y s lt e o d d l e u l a p t e a a d r c n m c e a o i d n u : u e n a n d t. d i b ts I y f p s y a a t o y m u a e r n e t r p b a w e y t i r r s t e a t h t h a t a e e e t k e e F i e n n d im d d v s e m o e . s c f D e a u t r h r t n o i s e t e y n l r p o f a a r r i i p m o t w t r I a a a a r n s a k k d n t e e a d c t d G a * a n m l u r o d e n b o C p r a d e n l s r c T c t t e a a a r d i t n w a e s m s m e D t e c e e n u p a t t s r o n p d s d n e e it o n s la t o , s M d i s e , i d l o s r
• Asdescrbed th the account agreements, you mat withdrawn. arid shares of a Morey Fund maybe registered (brag agency, and credit war accost wearable nod options
• F m n r o P E e o i T r le n f e l t t M a e s i o l f s c o ' y o f s e t f u d n e < ( d r d d s y e b i a v o o e i m n y f a n e a t a a y t r c R d n 8 o o u y e e 0 u u s l a a 0 r t g o m t v s . i 3 m o h a t o a 5 n i o F e l t a 4 s s e r l b - y D o m c 9 l b e r o e 1 e . y m f p 0 n r , a a t p 3 o r u w l , e a r d 8 m i i i m t n : i h e 0 n s n i v 0 v n t e o o A a 3 n n k . t 0 i i M i n n r 2 d o g g 0 . a a t 1 c t y o o h i . s e 3 e 6 U a c 5 s B f A k t 2 t S e O s o 1 r P 6 t t h 9 M e w 9 a s F a s n k w e u p o a c r b i t t u v d i h y c r e a e i < i t y n i r t e d n e i g s n i c d n ( s k o W g a e a r n m c n 8 e d a 0 a r s n e 0 t t w h i t o 7 m . e e 6 n e p 2 e a p r . r o b 1 r e c o o 0 s e u d t 0 e t r s 0 a d a , t s v e t r a r s e o i l a a t m u r b d n l y e e o y s u d i w e r l t e d F o s r e . a y p o 6 c o u p a i a o t v io a l r n i A l r a s d i b , s v le ie a c t ! I r P n e T n y v a l h e u e e c a a h m r s n e e a c e v m c a e a r c e d s n e o n v t t m u n t i c s n < t h e e t t o a r e t a e h n b n n e g j o e a d e b F c n m i r i t n n t e i s a v n c y . y e t o p i s F a v u r n o a r y r a f r i e M o n i a d a f c f n e a r h i c s a a n i k a c l w n p c s o r i r o t u y u i f n o n i a l u t e g t h i r o a o a o n r f c e d a c a , s o y y p u o e n u t a s k to n b • • s c a w a a s L C e h h h i e a a a b . p s b l a c h f i b l l i r l i a l a m t e a i n e l d a t o c s e i n n t e d c l e s I i n e , i b e r k & p b l r , l a u o a i s d s l t r h e l a t d , o s h x e r a e d e t v n e a s c o d b c b u T m i c s t t o o e W o b u t a n a o n l a l e a f t o y x n t b f e c m e a u e e l s a a n s s , n r t r a k c c a e e t e u t e a s t s t m . m t s l e l d u e u d a n n tu t t a I e a p n v d l a e g f i a r l a a i m n o b d d d a le r gin
• • • F F c F I P f P A t W t h a a i a a . R e n n - O e r e d a a d a P o . U T t n s s x h t B t a T c S e r o i e t a o i a r ( t a b . o n a n , . n s l l j f s n t e C 7 S S t e a a o s a c 6 n a a a c f - t r k 6 e e e t l . k l x i e o r s o U d N 2 e e ( s n n s 0 . E t n s I . s s h o 1 o F i C , o a 0 P . e r T i c 3 l n n a 7 l q / x c a 5 b C l 0 s w . l . u l 2 l e , , 8 8 a 0 e 0 r . C 1 6 t d 1 4 y i 3 t t 0 p , l l e , 4 i 4 i 0 e n e 0 A a e w 9 6 . n g n 0 y 7 m 5 t 1 s m I t 6 w H 0 n e R 2 2 a e 7 d i a 0 e t - b n F 0 h r 1 c l 9 b o t a O 6 i 0 o n a o 8 u t 7 r i 0 o r l t r 6 6 . A 0 B v n a U 0 0 g . s i n B 1 f n o a d D f e S A r f e a l r t e e w V o d S c a 6 a m r . t n e e i t r t r h o d r e p m t v n f s t d l k a i o o a c c e a o r U n o b r k B i , , t t * S e P U m C o a c d E T th a m r a f h B o a o n e p e E m r S o e d u p w s F F s u - e F s o u m i i a n * n n r * i s f y n a t O o n n e a e . p a t , r i d i a o s n t a t c o a y s n t c a a n g a o w l i s 0 a m e b s s h a 1 l t l a p ) e e h S w . k K l e m e l E t e m a w o ) r r b t , c t v e p w o e a s c A i n l c r o l t a i l n $ t e t o u o e h a n s 5 k n l f o i l d c 0 g h t o t i r s n h o o o s 4 p c s a b e t y 0 l r h u l o t o e 0 S t b a r a n h t < a 0 r e t e o n n b e c y c a ( c e c a i t o t S f r h e s n f p d i u c u I . l t p i s i K r k a T h e r o . e a t d h s o c e t a r e a l o e i t s d s i r w t l r a . c s g l i a e i h e e e t n w i c i 1 a t t s o s a t p a 2 s t i n v i b o r c 5 p t t o e b r u 0 u o l t a s P y u e , t n 0 r u c p o n o 0 t n m o t i t 0 o e d u n e n c e f r o r t r s i r o n • • • O c h P r P A A o n o g g e o i c e p r f a o o m o s h n p i c m n e w d i e l a e a e c o r t v i e s o r < a h a n e i e m r . s t e a o i C o C C k e t o f i n a o o p a p a f p o n m n o r n t i : f h i t n b n d r a I i e n n o d c a g a v c M r n r p e I u e o o n a p e s s ; m c w l o t r o r o m e e t n a w m h c e o o t i o e n n i e a a f t f g . n r s k t k p i i . t o s n o m r h e i e n n a g e e s c n s k k t g i m e p t i t m n h e a a e g e e l e . n n b s n g t t d o r s t e n C t u c o e h b a M e n t j p r h e s a d i e t c p t a i t e o g o l i e n n e k t s r h o i e , n e f g a boa r L N F n b u a T T A d s v o o h a e g a o e a r i t n r r s n n r e i n n l w d e d t a - e s n o c i b e o m a n a t s o o l c a e g r n e t . b n e w l d n n i t i m n s d a h t C t e A f h e M c e o M r o e s r g d t k r n s e t a * r m a y e d e f s f t t r r e i f f e a e e t c o r m u i n e m o r t o m n d m i d e n o a d r e s i s o m e n s n r t n r c o a L i t e t h A a n h O a y o e t r e t o p d S r t n a h u a D b o b e w S t - y a m h a i t a C o s n l l a e a a e b r c e l t n d n i l e g l l e e e n c o c i m a n n e e t w s a a t s e p s a c n R r n s o a o n i y e n c t e n r d c l n o k s K e b d o e t y f e n h t t t y o C s i h c e c c s u r i e r a n l G e e r a a F s g d d o h e n c i p i e f t m a c n r g m P e a o i s r m c a v a s a t a n l i c a t c b d t y a e ic e . r s e e s
C s M ta a o t l e r a e m n e w a n l r t k i t a n e a a r b s e o s a u o t o l a * n t i a s u s s r y e w o e u a n c g o a a n n , t i i h f f e y y o o st u u a n t te h e m e ed e * n m y t o o o u r r e r S t th ie a e F p b r o i o n t e t o a c t t l i h a o e n t p e is o r $ l k p 5 y r 0 o c 0 te o m c y t e S e l d o ta n to y a r s a u o n p f d t D I o n e 1 e c 1 e d . m 9 a b m lo e a r 4 k 1 c e 0 a s , s 2 in h 0 a 1 th t 6 e . • l t C o h o w a n t n s m e e e t r a w » n a d s w o th . : L e S e H a e c M k c s o y t u o t n o w t d t a h o e r e d s a e c n n c o o i t n u g k n e e t n d o e r v r e a a r t a e ta l l s , i , e g v n e if w n ic i a th n t
rear. The Fan ore Card bier (as teoltdcaln must aggregatefor all your accounts held in a padicular
SDNY_GM_000267132
CONFIDENTIAL
EFIA_00137402
EFTA01278309

Important inform atimi about your statement (OMUnued)
Your assets - For mien skulks racing in non-carcerneng • Est. (estimated) acorns. arrent yields and rates. - We were <CoceMblOn Iran ULIS Brin USA, 185
Your ralerrent tames stiosiles and other assets held denary:eons. once rd surety (lace value) may An estate of "tor mare is bated on Coln:re AG Suerloid Branch and naaffiliated bares
n the account at the al of the statement period You have been adjusted to facilitate proper varuthr divined and Mira rates, attuning the sec rites will recur our cash sweep rengaTh Thu
may ask for delivery of fury Paid securties al ay tire. To :thin &nem quotations. when avail:It:b. contact be held for one yea- from statement date or nand compensation may be a mach& per account fee or
You may recent skunties used 3S loan cotthrei alter yrn F ()arc's! Acinsce. mataity. The esti:tate is calf a guideline accuracy may be a percentage of "sage day deposit
paying any brake as on them. Any securities and continued meant are not guaranteed braes
buttherred to he Firn dying the onemmt pored are • Private investments and structured products. - Esenoted email acme a-d ascent weld for
lined al mare value or of the end of the stromox Private mestment StKtrettt tire taring deed ratan types of marinas could include a return of Activity
period banCiPaii:n ;foram and real estate inwornert trust preePal or repeal gain in which ease the est Information repaying renames:a and other throes
• Cost basis. In determining the cost base of the securities) and strut turd prodxis are generally highly income (rd current yield) would be overstated. incurred rn curator with the ethos:toof trades,
secs-revs inebeed in this stamen. Mkt! indicated aliquot Certain stairhead proixis hew not been - Est/noted actual mane and anent weld and the inetrangOptial transactions has been exiaded on
wits the norther -I,' MRS Penis, Services An relied registered with the Secures and Exchange actual none and yield recce be kmer or higher confirmations porous& furnished to you, and evIl be
al information ri led from sources other than UK Coarmssian or tinder any state securities laws. We than the *limited aeons avoided to you erratic" ^Kant.
Finanoatl Senates. ncluding irconatico Iran moths prof& estimated values for rage menace - An estinate of a-nualdc4 income klividerd axicr
Iml hat you may hart provided10 you- reterCLei securities and structured products for Worrnal coal int./estidivvied by the current matte Short soling
Adler. The Fern does nal admenitmly verdy papaws colt Actuary is not guaranteed. waled average balance a based on the last drvdend if you are engaged in short selling a wiry, toy fluor
guarantee the aauraCy or vaidey any -Namibian ▪ These values may differ abort hey root man it or rarer wren, made by the issuer and incur a charge eke to certain Mooring costs fa that
'Nowt:Wt.), sources other than U3S Financial Serkee ay. at which a ones.? meow rt ono* a aunts the seoskierdeponts will bo hell foe one pan ihrlo- security.
In Milian, /Whoosh U3S Pamir Sevres general& structured maxi may be Watt or sold and do year runs the statement date °corgi' maturity.
updates the Manlier as it is received, the farm rot rthessmir represent the vale' yea nosy recta Accuracy and roamed mkt re not guaranteed Orin orders
dos rot provide ary atsurances that the eformaion Loco 'threaten Regaidng open or • 9aratitcancetled" orders that
under 'Cost base and "Urvealce d gad loss" is - lad pony *stomas of vela re ea or a<ertan • Ames not held by Mirka/trail Services, Certain were riot executed by the mama dote, open buy and
attar, as of the date of thi s statement. As such, date ad are suppled to UBS Fnacial Sakes on a assets ere not held by the Fins and riot withei the set slop orders re reduced by the raw* of dvdeock
please do not ray on this Horatian to make souk base by an rdeperam valuation lima Fin's possession or ccrerol. These assets are ne nytd, a an exidalerds cr watts date unless
pesehase a sale decisions, la tar purposes - beak, general henna or sponsor estimated values, deployed on yo✓ statement la informational related otherwise by you. You ate response* fa
otherwise. Accounts transferred to the Fire may tat re Paled to the Fon by the roar, purposes only. Positions and vales presented re caters that are metaled clre togas lateth to cancel
reflect are information only few Ow period or general parer or spathe and may be calculated provided by the Wong fon UPS Financial Services is eating OW ceders.
tire theyre held the Fan More historical based on deferent infamatim ban that used by not respasble for the intarnabac and does not
ideentaben can be added by you Booklet Advisor. shed parties to derive they estrnated values. guarantee as acaracy these assets a rot protected Privacy
• Unwanted gent/losses. weer data availabb, — You can aeon additional Mammon regarding by Set or the Farm's supplimentalSIK coverage. To atan a copy of as current Client Privacy Notice,
ermatedu-rearized gornflosses an calculated for the methodology used to determine the trona of please caned yoke financial Adrisor or vet as stiothe
individual security lots the transaction data for value ad the date of the information that is the • Revenue Ming and Sabra compenunion. al www ribs rwm/DeivietenWe.
ixivigual lots mayor may na ref lei cat-missions. basis la the estimate by comactrg your Financial - n o3ditir to commissions on lain and 12b.1 Ms - 185 Financial Renick it not a bark. The RMA, Busness
charges ands *only reagens:alien moots. Adosor skewed in caned ice, with the distrtutith of mutual Services Account BSA and IRMA re brokerage
Dividend and oh renvestment lots and swear ic - mod patty estenated valet may be reflected as funds to as dents we rotor an aHliase mew accounts wah ma access to barring saxes and
path". lots are each combined to display at 'Nos jarred' in several Sethltieen: Mien an rename shying payments from detrbuien ant a Mixes twat analigenntreS wth affiliated bank
averagedlot 71-se 'Trade date' colmn parents Ow indepardent valuation Ion has not suppled a is Minas of the mewl funds that so sell Thew and other thidipanybagn and provides access to
angrol traenacoon trade dale. unable to sign a value. when we Name awre rnounts re based co two different therm:kits: ft nuance and ammo Predates issued by trolls had
• Callable securities Bonds and preferred stock that that a material event has cooked the, may calla the amost of sales by 1d35 of a partrula- mutual thid.party rn‘ranCe<Cmpanos through inosake
the issuer cats for enly emotion wit be selected prevrany reported value no question, a yawn a find rainy to our dents; and 60 the asset vake of a agency xtriclunts of 1.85 Financial Senates M.
Spartally by lot Iran among at seartes of that vim would be hghly spoulawro doe to the ninon mauler mutual ford lanais shoes read at the — mama mask*, rod array mark
Mu'? held b old Cr n nominee name fa old of the sway fern — Not FDIC insured • lb bare guararem May MO Wise
clients Call kare Somata, is obtained from third — Von neither an issue, general path" a sponsor - We rd affiliate Sso receive networking and — tMA Pearce Management Account Business
partiesa nd as acevacy is not guaranteed. Other call estinred value nor a thed-party estimated cake is arnbus processing fees in consideration for "ander Services Account BSA, IRMA and okra-atonal Resource
leaves may not «Nth could elect weld complete provded, the yaks of the musty will bedifferent agent services that we provide to to mosual Inds. Management Amyx are registered service marks of
information sill be provided upon request from its parka price. These Ices garret re pad from inwstor assets LSI Financial Seines ix.
• Price/ralue kites displayed for securtres and other — • Dishibut cos to date' my niade rotten of the mutual fund and are a fled dollar amount based — VISA is a registered vacierrurk owned by Visa
products mat be high" or lower than the price that capital nccme or both. en the rorrber d accounts at the broaerdealer Makithal Scare Association and used under
you would actuary receive in the market. kick re - 'OMNI Irene represents the anal offering holding mtual funds of that fund family keno. The LOBS Vea aide cads ani the LeS Visa
Obtained from various turd polysources which we sae per arri and may not reflect your cost basis — n addition to CClorn6SkinS received in connection debt cads are *oath by UK Bare LISA with
brew to be elabb. tsd we do not guarantee lira - OfP assisted RErt Senate% are not listed co a with the tab or datibuton of annuity <mimeo and permission fromvisa U S. A Incorporated All Other
allay national securer., estrange, and re gertrarly unit nnestment Inner ants to our clients, we ordor eadernarkt registered trademarks, sake mans and
- We generally use the closing price then available or "cud al then 6 they can be sold, the price ar off AM receive rewrite sharing corrpersaton registered senice maks are of their respects.
he mean off the bid and ask prices la bled recered may be less tan the per Owe estimated from Merry of the norance companies undergoing companies.
maims and options or my bid mes for OTC shlue provided n the mom statement. the enmity Ortrkti, affiliates of the instance
skates companies or precool the wilt emstment Irvin UPS Fitancist Services inc. Rev. 701810
- Lets activey traded securities maybe prced sag a • Restricted securities Restricted securities genet* we diStrbute
valualon model or the most recent price we are not arra& eligble for pubk sale. 185 Financial - On aside.", to cammisions received from the
obtained rid may not reflect an actual market price Saxes uses the market pence of the urrestricted stock pschase and sale of NerShares finds, we and or at
a rake. of the sore issuer as an imputed vale a the adilete reaive an asset-based revenue shaming
- Certain positions may Icy*s w that a prior and mated stock fee purposes of the tlfealtat only. To payment from Nent9inves deirbuxnk as well as
wit show as 'once was not available' 6 we are the extent that restricted maim are eligtile for sale, arcing for technology development, training and
table to °bean a peke la a nearly. t* vale teetered may be sobstantially less thin the education
- Deposes a sksnties denomnated n triremes awed value shown. - Our all:tales also receive tradng corrmismos and
other then U S. dears are reflected at the exchange other ovnkreal on from mutual funds and cheat
rate as of the steamer< date. carporik who.. prods', we di roue
SDNY_GM_00026783
CONFIDENTIAL
EFTA 00137403
EFTA01278310

Retirement Account
1.185 Fnancial Services Inc
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 May 2019
CNP70054817890519 vi 0
GHISLAINIE MAXWELL IRA
Account name: GHISLANE MAXWELL IRA
Friendly account name: Indio: IRA
Account type: Individual Retirement Account
Account number.
Your Nnandai Advisor.
SCOTT STACK MANL YLE CASRIEL
Phon
Value of your account
Questions about your statamer47
Call your Financial Advisor or the on April 30 (1) on May 31 (3)
RAU ResotoceUne at SO0-RMA• 1000, Your assets 58,826 73 58,967.22
accoun
Your liabilities 0.00 0.00
lfisit our website:
Value of your account $58,826.73 558,967.22
www.ubscomllinancialservices
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account dudag 2019
credit report annually from
Value of your account
kwvw.annuakreddreporccom.
at yea end 2018 $58,125.23
1 Thousands
Net demob and
570 570 572 57.7 Site 59.0 withdrarrals 41€0.68
• • • • s • your knestment return
•
Diwdend and
interest income $655.47
Chance in
market vat* $347.20
Value of your accotrit
on May 31. 2019 551/967.22
Dec 2014 OK 2015 Dec 2016 Dec 2017 Oec 2018 Apt 2019 may 2019
SDNY GM 00026784
Member SIPC Page 1 of 14
CONFIDENTIAL
EFTA_00I37404
EFTA01278311

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Handal Advisor-
Friendly account name:Indiy IRA SCOTT STACK MANLYLE CASRIEL
May 2019 Account type: Indimdual Retirement Account
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your account
, Cash and money balances may include
A Cash and rrxmey balances 58,967.22 10000% Your current asset allocation
available cash balances. VBS Bank USA deposit
B Cash alternatives 0.00 000% account, VBS CNC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important in formahon
D Fixed income 0.00 0 00% about your statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $58,967.22 100.00%
A
Value of your account $58,967.22
Eye on the markets
percentage change
Index May 2019 Year to date
S&P 500 -6.35% 10.74%
Russell 3000 -6.47% 10.92%
MSC I - Europe, Australia & Far East -4.66% 8.05%
Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80%
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
GM 0002 e 2 of 14
CONFIDENTIAL
EFTA_00137405
EFTA01278312

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your linandal Advisor:
UBS Friendly account name:Indiv. IRA SC TT STACK MANII VIE rASRiFL
May 2019 Account type: Indisedual Retirement ACCOunt
Account number.
Change in the value of your account Summary of gains and losses
May 2019 year to date (1) vaues reported below exclude products for which gam and losses are not classified
Realized gains and losses Unrealized
Opening account value $58426.73 $58,125.23
May 2019 ($) Year to date ($) gains and bsses (3)
Withcfrawals and fees,
including investments transferred Short term 9.63 9.63 0.00
cut 56.80 -160.68 Long term -590.37 -590.37 0.00
Dividend aid interest income 102.08 655.47
Total -$580.74 -$580.74 $0.00
Change in market value -18.39 347.20
Closing account value $58,967.22 $58,967.22 Cash activity summary
See Account activity the month for decals Balances In your Sweep Options are indudedin the opening and
Dividend and interest income earned
closing balances value. FDIC insurarxe applies to deposits at UBS Bank USA and all tanks participating in the
ins FDIC insured Deposit Mogan. t does not apply to deposits at U8S AG. Panora parch. SIPC
protection applies to money market sweep fund hddings but not bank deposits. Steimportent inkumation
For outposts of this statement, tatalifty of inkiest and dividend income has been determined from a US abOut your statement on the last tv,o cars dulls document for atals
t s a o t m r e e i p n o te rt r i e n s g t p e e n rs a p c e t c t d iv v e iC . B e a n s d e p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d i c S k ta !, t e a s c c (U o S u ) n t a t t y o pe p , o P r I R p P r 1 o 0 d u R c ic t o t a (F p R e ) may 2019 11) year to date (1)
Income tares. The (tent monthly statement is not intended to be used and tarot be r$ed upon for lac Opening balances $1,088.29 $1,304.58
purposes. Clients should refer to the applkide lac reporting forms they receive from UBS annuity, such as
the Forms 1099 and the Rant 480. for tar reporting information. It IS the prance of UBS tO file the Addkions
epplicatre tar reporting forms vAth the US Intend Revenue Service and PR Treasury Depattment, and in
sue blotters accurately denary dhdends ardor Interest as lac exempt or ta<able inane. Pleat consult your Dividend and interest income 102.08 655.47
indvdual ten attune.
Proceeds from investment transactions 57,819.93 57,819.93
May 2019(S) Year to date (I)
Total additions $57,922.01 $58,475.40
Dividends 99.88 555.05
Subtractions
Interest 2.20 3.14
Professional management fees and
Total current year $102.08 $558.19 related services 56.80 -160.68
Prior year adjustment 0.00 97.28 Funds withdrawn for investments
bought -99.88 -652.08
Total dividend & interest $102.08 $65547
Total subtractions -$43.08 -$812.76
Net cash flow $57,878.93 $57,662.64
Closing balances $58,967.22 $58,967.22
GM 00026786
Page 3 of 14
CONFIDENTIAL
EFTA_00I37406
EFTA01278313

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL IRA Your linandul Advisor:
Friendly account name:Indiv IRA SCOTT STACK MAMLYLE CASRIEL
May 2019 Account type: Indiwdual Retirement Account
Account number
UBS Bank USA Deposit Account APY
Interest Period Apr 5 - May 6
Opening UBS Bank USA Deposit balance Apr 5 $1,198.28
Closing UBS Bank USA Deposit balance May 6 $58,910.42
Number of days in interest period 32
Average daily balance $8,377.65
Interest earned $2.20
Annual percentage yield earned 0.30%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Fe:uncial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in Important information about your sratemenrat the end of this
document
Your return objective:
Current income &capital appreciation
Your ask profile:
Primary Moderate
Investment eltigibnty COnSitierat:on None selected
Your account instructions
• UBS Financial Services inc is your IRA custodian
• You account cost basis default closing method is FIFO, First In, First Out.
M_00026fte 4 of 14
CONFIDENTIAL
EFTA_00 l 37407
EFTA01278314

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your financial Advisor:
*UBS friendly account name: lndiv IRA SCOTT STACK MANLYLE CASHEL
May 2019 Account type: Individual Retirement Account
Account number.
Your assets
Some pnces, income and current vaues ShOrrn may Ix approximate. AS a ref ull. gains didlOsses ma/ 1101
be accurately refkcled. See smportant intonnabon about your statement a the end of the document for
more informs:ion.
Cash
Cash and money balances
Cash and morny balances may indult avalacie cash balances, UBS Bank USA depout account balances, 1.185 Bank USA and a UBS FDIC Mixed Pr0ggil Balk deposit it count tdaXes are insured by the f DIC within
UBS FDIC insured Rogan Bank Balances. UBS AG Stanford Branch deposit account balances and money applicable Intl, but ale not protected by SIPC. UBS AG Stanford Branch decout account balances are not insured
menet mutual fund sweep balances. by FCC and are not protected by Sac. money market sweep tames are protected by 9K but at rot Insured by
the FDIC
See the important information about nut statement at the end of this document for detaiis about those
beaances.
cadennglad ante Closing baerxe PrIce per share Ahttage Drirdenotnierest Dap n
Hddng 041May I (I) on MeV 31 (S) on Ma) 31 (S) cafe period period cep uncurl' (S)
UBS BANK USA DEP ACCT 1,08829 58,967.22 250,000.00
Your total assets
eercentar of Cost ESI/Haled unreeiged
Value on May 3t (s) your account bays (S) annual ncca* (51 can or 1C6S (S)
Cash Cash and money balances 58,967.22 100.00% 58,967.22
Total $58,967.22 100.00% S58,967.22
Account activity this month
Date Adholy Descnolon Arrount (S)
Dividend and interestIncome
Owidends May 1 Dvriend DOUBLE LINE TOTAL RETURN FLED INSR AS OF Oa 30r 19 58.01
SYMBOL: DBLTX
May I Dindend PUTNAM SHORT DURATION INCOME FUND Y AS Of 041.30/19 41.87
SYMBOL PSDYX
Total dividends $0948
Interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0905(19 2.20
Total interest S2.20
Total dividend and isterest income $102.08
SDNY (3M 00026788
Page 5 of 10
CONFI
tiN I IAL
EFFA_00137408
EFTA01278315

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL IRA Your II asocial Advisor:
Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
May 2019 Account type: Indivdial Retirement Account
Account number:
Account activity this month tcontnuedi
Die Actiely Descrption Arnowit (S)
Fees May 15 Refund PRORATED ADVISORY FEE 56.80
Total professional management fees $56.80
Investment transactions
For more infonnation about the price/value shown for restricted securities, see important information about
your statement a the end of this clacunent
Proceeds horn Funds
in•estrrent withdrawn for Accrued
Die salsify Oescipton Ouantity Vitie Price (S) pan-adios, (1) insect:lents boullt (5) irteresl (5)
May I ReinseStrrierlt DOUBLE LINE TOTAL RETURN FUND INSTL 5.525 -58.01
DIVIDEND REINVESTED AT 10.50 NAV ON
04130/19 AS OF 04/3a19
SYMBOL DBLTX
May 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 4.162 .41 87
DVIDEND REINVESTED AT 10.06 NAV ON
Xf19 AS OF 0430'19
SYMBOL. PSIDYX
May 2 Sold DOUBLE UNE TOTAL RETURN FUND INSTL FBOID -1,827.616 10.500 19,189.97
91210674074
SYMBOL: DBLTX
May 2 Sold PUTNAM SHORT DURATION INCOME FUND Y -1864.648 10.060 18,758.36
FBOID 91210674090
SYMBOL PSDYX
May 2 Sold 1P MORGAN SHORT DURATION BOND FUND -1,841 668 10.790 19,871 60
CLASS' FBORD 91210674082
SYMBOL HLLVX
Total $57219.93 -$9928
Date Activity Oesuobcn Amount (S)
Money balance activities Apr 30 Balance forward $1,08829
May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57,819.93
May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 0906(19 220
May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.80
May 31 Closing UBS Bank USA Deposit Account $58,96722
The UBS Ban, USA Depost Account is your primary sweep option
A 0002egyt 6 of 14
CONFIDENTIAL
EFTA_00137409
EFTA01278316

Resource Management Account Account name: GH15/AINE MAXWELL IRA Your ri vandal Advisor:
*UBS Friendly account name:Indiv IRA SCOTT STACK MANILYLE CAMEL
May 2019 Account type: Indindual Retirement Account
Account number:
Realized gains and losses
The estimated realized ger ns and resits Shown Dela., are nee for tar. purpoSeS. Please Mte that gain or ICUs informaton we may not act usi gans ana losses la as total changes. we asitamaNatyashot east basis for
recognized cn the sae of redemption of cenan Structured Products, Ike Continixnl Debt Securthes, may be lac.e xempt and AMT coupon municipal secunties for esIlmated snort:ton of bond premiums aid for accreted OiD
urinary, and not capita, gain of loss. Please check with soul tax adusof To talc date grim molasses. we for set unties issued at a clicouril. II you requested t bat U85 aclusl cost bass tot the bced premium arortizaton on
liquidate the eldest security lot first This is lactmi as the ladles first-out or FIFO accounting method We use Italia debt sec nili ts then cost bows reflected tot these acad..% has beenDi:flailed etiolates in the Unclassilnd
Otis method unless you specifiedwhich I. lot to close when yen placedyoa order. This is known as a vo nut ad ion can not be dastitiod as shots lona 01 song term because inform alion is missing of the product is one in which
purchases or vSP order. See Important infornabon about; rout statement al the end of this document Ice more the g3 moos caculancn is not provided
Short-term capital gains and losses
wash sale
Ouanuty or Purchase Sae Sae Cost <co basis
Secunly deSaption MethOd fare wake date date amount (S) bass (I) alhalmem(1) LOSS (S) Gan CS/
DOUBLE LINE TOTAL RETURN
FUND INSTL FIFO 5.473 May 31, 18 May01,19 57.47 57.14 0.33
RFO 5.758 Jun 29, 18 May 01, 19 60.45 60.00 0.45
FIFO 5.571 1u131,18 May 01,19 58.50 57 83 067
FIFO 5.696 Aug 31, 18 May 01, 19 59.81 59.30 0.51
RIO 5.544 Sep 28,18 May 01, 19 5821 57.32 0.89
RFO 5.793 Oct 31, 18 May 01, 19 6083 59.55 128
FIFO 5.841 Nov 30, 18 May 01, 19 61.33 60.22 1.11
FIFO 5631 Dec 31.18 May01,19 59.12 5868 0.44
FIFO 5.408 Jan 31,19 May 01, 19 56.79 56.51 0.28
FIFO 5.535 Feb 28, 19 May 01, 19 58.11 57.67 0.44
FIFO 5.666 Mar 29, 19 May 01, 19 59.50 59.66 -0 16
5801
FIFO 5.525 Apr 30,19 May 01, 19 58.01
11) MORGAN SHORT DURATION
BOND FUND CLASS I FIFO 2.393 May 29, 18 May 01, 19 25.82 25.61 0.21
FIFO 2.522 Jun 27, IS May 01, 19 27.21 26.93 028
FIFO 2.549 Al 27,18 May01,19 27.50 27.17 0.33
RIO 2.725 Aug 29, 18 May 01, 19 2941 29.08 0 33
FIFO 2.822 Sep 26, II3 May 01,19 30.45 30.05 0.40
RFO 2.893 Oct 29, 18 May 01, 19 31.27 30.89 0.38
FIFO 2.994 Nov 28, 18 May 01, 19 32.30 31.89 0.41
FIFO 3.006 Dec 27, 18 May 01, 19 32.44 32.13 0.31
FIFO 3.380 tan 29,19 May 01, 19 36.47 36.20 0.27
FIFO 3.297 Feb 26, 19 May 01, 19 35.57 35.41 016
RFO 3.606 Mar 27.19 May 01, 19 38.91 38.94 -0 03
SDNY GM 013W2r6t46ed nest page
Paga 7 of 14
CONFIDENTIAL
EFTA_00137410
EFTA01278317

SUBS
Resource Management Account Account name: GH1SLAINE MAXWELL IRA Your N nada Advisor.
Friendly account name: Indio IRA SCOTT STACK MANLYLE CASRIEL
May 2019 Account type: Individual Retirement Account
Account number.
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
Wash sale
Quanta/ or Purchase Sae Sae Cost cost basis
Secunty descrohon Method fae vat* dace date amount (I) basks 0/ adjactmem($) Loss 0/ Gan (5)
FIFO 4.089 Apr 26,19 May 01. 19 44.12 44.12
PUTNAM SHORT CURADON
INCOME FUNDY FIFO 3.393 May 31, le May 01,19 34.13 34.13
RFO 3.545 lim 29,18 May 01,19 35.66 35.66
FIFO 3.471 1031,18 May 01,19 34.92 34.92
FIFO 3.955 Aug 31, 18 May 01, 19 39.79 39.79
RFO 1159 Sep 28, 18 May 01, 19 31.78 31.78
FIFO 3.675 Ott 31, 18 May 01, 19 36.97 3697
FIFO 3.945 Nov30.18 May01, 19 39.69 39.65 0.04
FIFO 0.148 Oec 27, IB May 01, 19 1.49 1.48 0.01
RFO 0.148 Dec 27, 18 May 01, 19 1.48 1.48
RFO 8824 Dec 31, 18 May 01, 19 38.47 38.35 0.12
FIFO 4.313 Jan 31,19 May 01, 19 43.39 43.30 0.09
RFO 3.944 Feb 28, 19 May 01, 19 39.68 39.64 0.04
WO 4.350 Mar 29. 19 May 01, 19 43.76 43.72 0.04
FIFO 4.162 Apr 30,19 May 01, 19 41.87 41.87
Total $1.562.68 $1.553.05 .30.19 $9.82
Net short-term capital gains and losses $9.83
Long-term capital gains and losses
Wash sale
Ouanlity or eurchae Sale Sie Cost con basis
Security descrpt.on method fat value dare date amount IS) bass (S) adjustment(S) Loss (0 Gain (1)
DOUBLE LINE TOTAL RETURN
FUND INSTL FIFO 1,693.321 Mar 31, 17 May 01, 19 17,779.87 18,000.00 -220.13
FIFO 5.037 Apr 28, 17 May 01, 19 52.89 53.80 -0.91
RFO 5.363 May31, I? May01,19 56.31 57.54 -1.23
FIFO 5.212 Jun 30, 17 May 01, 19 54.73 55.66 -0.93
FIFO 5.051 Jul 31,17 May 01,19 53.03 54.05 -1.02
FIFO 5.026 Aug 31,17 May 01,19 52.78 5413 -1.35
FIFO 5.072 Sep 29,17 May 01, 19 53.25 54.27 -1 02
continued next page
e 8 of 14
CONFIDENTIAL
EFTA_00137411
EFTA01278318

Resource Management Account Account name: GHISLAINE MAXVYEI.1, IRA Your Pi nandal Advisor:
*UBS friendly account name:Int:6v IRA SCOTT STACK MANLYLE CASRIEL
May 2019 Account type: Individual Retirement Account
Account number.
Realized gains and losses (continued)
Long-term capital gains and losses
(continued)
wash sale
QuartIssy or Purchase Sae Sae Cost cost basis
Sionly descrction Method fae wake date date amount(S) basis (S) aljusiment(S) las (S) Gain (3)
RFO 5,183 Oct 31, 17 May 01, 19 54.42 55.30 -088
FIFO 5.150 Nov30, 17 May 01, 19 54.08 54.74 -0.66
FIFO 4.938 Dec 29.17 May 01, 19 51.85 52.49 -064
FIFO 5.147 lan 31,18 May 01,19 54.04 54.09 -0.0S
FIFO 5.152 Feb 28, 18 May 01, 19 54.10 53.84 0.26
RFO 5.482 Mar 29, IS May 01, 19 57,56 57,45 011
FIFO 5.041 Apr 30,18 May 01,19 52.93 52.43 0.50
II MORGAN SHORT DURATION
BOND FUND CLASS I RFO 1,462.782 Sep 23,11 May 01, 19 15,783.42 16,105.23 -321.81
FIFO 6.824 Oct 03, 11 May 01, 19 73.63 74.93 -1.30
FIFO 6.827 Nov01, II May 01, 19 73.66 75.03 -1.37
RFO 6.392 Dec01, 11 May 01, 19 68.97 70.13 -1 16
FIFO 6.470 Dec 16, 11 May 01, 19 6981 7092 -1.11
FIFO 3.601 Dec 16.11 May 01, 19 38.86 39.47 -0.61
FIFO 6.884 lan 03,12 May 01, 19 74.28 75.38 -1.10
RFO 5.952 Feb 01, 12 May 01, 19 64.22 65.42 -1.20
FIFO 5.501 Mar 01, 12 May 01, 19 5936 60.46 -1 10
FIFO 5.977 Apr 02,12 May 01, 19 64.49 65.57 -1.08
FIFO 5.514 May01,12 May01,19 59.49 60.60 -1 11
FIFO 5.524 Jun 01, 12 May 01,19 59.61 60.66 -105
RFO 5.070 11102, 12 May 01, 19 54.70 55.67 -0.97
FIFO 5.526 Aug 01, 12 May01, 19 59.63 60.79 -1.16
FIFO 5.062 Sep 04,12 May 01, 19 54.62 55.79 •I.17
RFO 4.146 Oct 01,12 May01,19 44.73 45.69 -0.96
RFO 5.076 Nov01,12 May 01,19 54.77 55.89 •I.12
FIFO 4.157 Dec 03, 12 May 01,19 44.86 45.77 -0.91
FIFO 0.934 Dec 14, 12 May 01, 19 1007 10.28 -0.21
RFO 0.314 Dec 14, 12 May01, 19 3.39 3.46 -0.07
RIO 6.022 Ian 02,13 May 01, 19 64.98 6619 -1.21
oantinuad nod papa
SDNY GM 00026792
Page 9 of 14
CONFI
EN I IAL
EFTA (()137412
EFTA01278319

SUBS
Resource Management Account Account name: GIIISLAINE MAXWELL IRA Your 15 vandal Advisor.
friendly account name: Indio IRA STOTT STACKMANIYIF CASRIEL
May 2019
Account type: Indivsclual Retirement Account
Account number.
Realized gains and losses (continued)
Long-term capital gains and losses
(continued)
Wash sale
(Meninx or PUPCOaSe Srit yak COSI (Ost basis
Secunty description Method fae vise dace date amount (S) basis CO adjantmem(S) 1.cns(1) Gain (S)
FIFO 4.178 Feb01, 13 May 01,19 45.08 4588 -0.80
FIFO 4.181 Mar 01, 13 May 01,19 45.11 45.91 -0.80
FIFO 4.650 Apr 01,13 May 01. 19 50.18 51.06 -088
FIFO 3.723 May01, 13 May01, 19 40.17 40.88 -0.71
FIFO 3.739 kr 03, 13 May 01, 19 40.34 40.91 -4157
FIFO 3.755 Jul 01, 13 May 01, 19 40.52 40.94 -042
FIFO 3.755 Aug 01, 13 May 01, 19 40.52 40.97 -0.45
FIFO 3.294 Sep 03.13 May 01, 19 35.54 35.88 -0 34
1110 3.290 Oct 01, 13 May 01, 19 35.50 35.90 -0.40
FIFO 4.229 Nov01, 13 May 01,19 45.63 46.19 -0.56
FIFO 3.759 Dec 02, 13 May 01, 19 40.56 41.09 -0.53
FIFO 3.646 Dec 13, 13 May01,19 39.34 39.78 -0.44
FIFO 0.376 Dec 13.13 May 01.19 4.05 4.11 -0.06
FIFO 6.612 Ian 02,14 May 01, 19 71.35 72.01 -0.66
FIFO 3.304 Feb03, 14 May01, 19 35.65 36.05 -0.40
FIFO 3.307 Feb 28, 14 May 01,19 35.68 36,08 .0 40
FIFO 2.841 Mar 31, Id May 01, 19 30.66 30.94 -0.28
FIFO 2.367 Apr 30, 14 May 01, 19 25.54 25.90 -0 26
FIFO 1.889 May 30, l4 May 01, 19 20.38 20.65 -0.27
FIFO 3.785 Jun 30, 14 May01, 19 40.85 41.31 -0.46
FIFO 4.746 Jul 31,14 May 01, 19 51.21 51.68 -0.47
FIFO 3.796 Aug 29, 14 May 01,19 40.96 41.38 -0.42
FIFO 3.803 Sep 30,14 May 01, 19 41.03 41.41 -0.38
FIFO 4.277 Oct 31, 14 May 01,19 46.15 4662 -0.47
FIFO 3.326 Nov28, 14 May 01, 19 35.89 36.29 -0.40
FIFO 0.091 Dec 12, 14 May 01, 19 0.98 0.99 .0 01
FIFO 2.974 Dec 12, 14 May 01, 19 32.09 32.42 -0.33
FIFO 5.736 Dec 30, 14 May 01, 19 61.89 62.29 -0.40
FIFO 3.814 Ian 29,15 May 01. 19 41.15 41.57 -0.42
FIFO 3.343 Feb 25, 15 May 01, 19 36.07 3641 -0.34
continued next page
m_00020mg 10 of 14
CONFIDENTIAL
EFTA_00137413
EFTA01278320

SUBS Resource Management Account Account name: GHISLAINE MA (WELL IRA Your Pi sandal Advisor:
Friendly account name:Indiv IRA SCOTT STACKMANLYL£ CASRIEL
May 2019 Account type: Indeadual Retirement Account
Account number
Realized gains and losses (continued)
Long-term capital gains and losses
(continued)
wash sale
Quantity or Purchase Sale Sae Cost con basis
Secuniy description method fae slue dace date amount (5) basn(S) Mjuslrnent(S) Las (5) Gain (S)
FIFO 2.864 Mar 27, 15 May 01, 19 30.91 31 22 -0.31
RFO 4.295 Apr 28,15 May 01.19 46.34 46.86 -0.52
RFO 3347 May 27, 15 May 01, 19 36.11 36.48 -0.37
FIFO 4.313 Jun 26,15 May01,19 46.54 46.93 •0.39
RFO 4.797 lii 29, IS May 01, 19 51.76 5119 -0.43
RIO 4.321 Aug 27, 15 May 01, 19 46.62 47.01 •0 39
FIFO 4.324 Sep 28,15 May 01,19 46.66 47.05 •0.39
RFO 4.328 Oct 28: 15 May01, 19 46.70 47.09 -0.39
RIO 3.381 Nov 25, 15 May 01, 19 36.48 36.65 .0.17
RIO 0.097 Dec 11, 15 May 01.19 SOS 1.05
FIFO 4.089 Dec 11, 15 May 01, 19 44.12 44.33 -0.21
RFO 3.884 Dec29.15 May 01, 19 41.91 41.95 -0.04
RIO 2.908 Jan 27,16 May 01, 19 31.37 31 49 -0.12
RIO 3.388 Feb 25, 16 May 01, 19 36.56 36.76 •0.20
RIO 3.867 Mar 29, 16 May 01, 19 41.72 42.03 -0.31
FIFO 4,353 Apr 27, 16 May 01, 19 46.97 47.32 -0.35
RFO 3.873 May 26, 16 May 01, 19 41.79 4110 •0.31
RIO 3.375 Jun 28,16 May 01,19 36.42 36.86 -0.44
RIO 3.864 Ju427, 16 May 01,19 41.69 42.16 •0.47
FIFO 3.386 Aug 29, 16 May 01, 19 36.54 36.91 -0.37
RFO 2.418 Sep 28, 16 May 01.19 26.09 26.38 -0 29
RFO 4.352 Oct 27, 16 May 01, 19 46.95 47.35 -0.39
RFO 3.889 Nov28,16 May 01, 19 41.56 42.12 -0.16
FIFO 1.939 Dec 14,16 Mel 01,19 20.92 20.92
RFO 3.667 Dec 14, 16 May 01.19 39.57 39.57
RIO 4.395 Dec 28, 16 May 01, 19 47.42 47.47 -0 05
FIFO 4.102 Jan 27,17 May 01,19 44.26 44.38 •0-12
RFO 4.536 Feb 24, 17 May01, 19 48.94 49.17 -0 23
RIO 5.852 Mar 29, 17 May 01, 19 63.15 63.32 .0 17
continued not page
SONY_G M 00026794
CONFIDENTIAL Page 11 of 14
EFTA_00B7414
EFTA01278321

UBS Resource Management Account Account name: GIUSLAINE MAXWELL IRA Your Ilnanciel Advisor,
Friendly account name:Indiv IRA SCOTT STACK MANYLYLE CASRIEL
May 2019
Account type: Individual Retirement Account
Account number:
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
Wash sale
°yenta,/ Or PuKbaSe 5* We Cost COSI OaSIS
Secuniy description Method face value date dine amount IR basis (S) altstrnent(S) toss (Si Gain CR
RFO 1.887 Apr 26,17 May 01, 19 2a 36 20.44 •0.06
RFO 1.630 May 26, 17 May 01, 19 17.58 17.67 -0.09
RFO 1.808 Jun 28, 17 May 01, 19 19.51 19.58 -0.07
RFO 1.624 1u127, 17 May01,19 17.53 17.60 -0.07
FIFO 1.864 Aug 29, 17 May 01, 19 20.11 20.22 -0.11
RFO 1.887 Sep 27,17 May01,19 20.36 20.42 -0.06
RFO 2.115 Oct 27, 17 May01,19 22.82 22.86 -0.04
FIFO 1.962 Nov28,17 May01, 19 21.17 21.17
RFO 2.162 Dec 27, 17 May 01, 19 23.33 23.28 0.05
RFO 1.959 Ian 29,18 May 01, 19 21.13 21.02 0.11
RFO 2.200 Feb 26, 18 May 01, 19 23.74 23.54 0.20
RR, 2.350 Mar 27, 18 May01,19 25.36 25.12 0.24
RFO 2.593 Apr 26,18 May 01, 19 27.98 27.64 0.34
PUTNAM SHORT DURATION
INCOME FUND Y FIFO 1,789264 Mar 31, 17 May 01, 19 18,000.00 18,000.00
FIFO 1.591 Apr 28, I7 May IN, 19 16.00 1601 401
FIFO 1.830 May 31, 17 May 01. 19 18.41 tam
FIFO 1.978 Jun 30, 17 May 01, 19 19.90 19.90
RFO 1.878 lu131, 17 May01, 19 1889 Iasi -0.02
FIFO 2.038 Aug 31, 17 May01, 19 20.51 20.52 .0.01
FIFO 2.115 Sep 29, 17 May01, 19 21.27 21.30 -0.03
RFO 2.073 Oct 31, 17 May 01, 19 20.86 20.88 .0.02
FIFO 2.101 Nov 30,17 May 01, 19 21.13 21.16 -0.03
RFO 0.193 Dec 27, 17 May 01, 19 2.00 1.99 0.01
FIFO 0.198 Dec 27, 17 May 01, 19 1.99 1.99
FIFO 2.294 Dec 29, 17 May 01,19 23.07 23.08 -0.01
RFO 2.527 Jan 31,18 May 01. 19 25.43 2545 •002
continued &PM page
_Gitooinfeig 12 of 14
CONFIDENTIAL
EFTA_00137415
EFTA01278322

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Handal Advisor:
UBS Friendly account name:Indiv. IRA SCOTT STACKMANLYIE CASR1EL
May 2019 Account type: Indibodual Retirement Account
Account number:
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
wash sale
gamey or PUChaSt Sale Sae COSI Cat basis
Security cincoption Method Jae cite dame date amour (S) basis (S) adjustment(S) Loss 0) Gain (S)
RFO 2.441 Feb 28, 18 May 01, 19 24.55 24.56 .001
RFO 3.063 Mar 29. 18 May 01, 19 30.82 30.81 0.01
RFO 3027 Apr 30, 18 May 01, 19 30.45 30.45
Total $5825725 $56,047.62 -$592.20 $1.83
Net Ion g•tesm capital gains or losses -$59037
Net capital gains/teens: -$580.74
SDNY GM 00026796
Page 13 of 14
CONFIDENTIAL
EFTA_00137416
EFTA01278323

*UBS
Yournotes
CONFIDENTIAL
EFT,00131417
EFTA01278324

Important inibrmalion about your statement
U3S Fru/mai Sewn Inc. (the fern Cf UBS Financial her from you no later thn 60 days after the cicada A lug copy of the poky wording d available an Cr lams and my not keep pace with
Seri/keg. is a mentor of all principal «citify, commuctity sent you the fro statement on which the 04T“ or upon request. infix:on
and options exchanges. UBS Titania' Services and UBS Problem appeared. • moderate Wiring to accept sane rids to pinttial and
Bark USA at ridrict stbsidaries of LEIS AG and - Provideyou- rime ad noun number ay) Neither the 51K voltamn or the surtaernernal tolerate vote volatility to seek h4cer returns
affiliates of LOS Seanties LLC. The Ferris financiet - Dewbe the error or the Irani& you are sauce protection apinkto: • wenn.: Wiling to accept high Mc to pnncoal ad
slant« is available upon request. lhe Firm's execone about. and intern as clearly as yo rah why you • Certain InanCial assets controlled by (and triad in NO %ukelele to seek highreturns over WM.
offices are x believe a it en ern" a why you need more your account vain) byt held away from UBSFinancal • rentinen rigaryfy Canadeation: a selected, a
Mormarnon. Sewn For example certain 0insurance croak-Is, partial o1 the ponfolio for that account may roc kale
LOS Enna' Services Inc - Prov4e the doter amount of the suspected era including vanabb annuities. and 93 sexes of mutual complex aramegimlititod lipaidty and greater
1200 Harbor Boulevard finds registered in the name of the accent holder on minden,
Werawken, W 070$6 the Firm a Cad Issuer vas Mestigste your camorant the boas of the nun or transfer not),
and will caret airy error promptly For alleged errors • nrestmmt contracts or nvellmini mtereits Statement shotsseholdise
The Statement cePresinistere on,, official record of your nvobng OBS 1rnsa•debrt card Ira-mama of in, take tinted nartnenhX4 and private placements) that are We may consolidate at nixed account statement with
1 o . f 3 f S c F a r l a ta m t i d e o ' c S u e m rv e ic n e t s s , s c ec o a nt n a t n . n O g l h a e e r re li c a o n rd g s , d 6 at M a s P h ' o uld M yo O u M a th c a c n o s 1 t 0 l b a u s t h e e m a s m d o a u ys n t t o y o d u o O th n is * , w is e in w e il r l r c o r r e , d s i o t that • n C o o t r t r r e n g o i d s e te ti r e e s d c u o n n d tr e a r c t t h s e (e S .g e i r v f e o : r e e s ig A n c e t c o c f h 1 re 9 y 3 e 3 ; a nd t th h e e y O h M av e e a in dd n r e es rs s i w n f th o e a s k a o m m e a o in rw ta e in k t t e in . t t o a g c c b o e u ca n u t se
not be relied upon II you bake these is an mar or you wit have the use a the MOney axing he ant it precut meal contracts), nekaing futures contracts retationthps vets other CherCS X the sane adckess. If
amnion plea« report 4 immediately n intro to the takes us to complete as neeelcat and commodity option contracts, and you prefer to mere indirdral statements mailed n
Branch Manager d the office wang you account. • Deposit account (except certificates of clumen at UBS separate emoloper you may decline haulahoklin) by
Please MX. all decks payable to the Fan or the Bak USA, UBS AG U S. beaches and banks 6 the calling you Financial Admix
Athough at I igxes shown are mended to be mutat (Anal mstaJten a:laded on tie laced at Ni FDIC Paired Deposit Program.
statement data Mould not be used for Its papaws Reay tenement In addition to regular scare lees. accounts The SIP( protection and the supplemental potation do Friendly mownn ame
solek on yox.end tax Earns. (i e Form 1099. 5498. my be subject to maintenance fees, cents for late not apply to there atteit awn if they ornate appear The Friendly account An is a custom:Mk 'narrator
« 1 o 04 p 2 t 5 e . d e b ft y ) la w w h e N n o IT r I m TT a r l y t n o g t Y h O e u R r S ta a t l t l t e a t x t a = b le T d he ia F d e em n « is , n pa u ym n e s n t f n o r c s a e s c h u a ri c ti c es a p rt u s rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s r f a o n r s e f m ere a d il s o u n p y p o le u m s e t n at t e a m l p e ro n t t e s ct S io h n e d W o C no p t r p o r t o e t c e t c io t n a g a a n i d ns t t h c e h anges h ch as o s n e o n l b e y g a y l o e u f f t e o c t a s o s n is y t o y u o r u a w c i c lh o y u o n e t s is n n e o c t o ' r m dl e e n m d o e n d g t o It
reportable non-taut«« maids and taxable finest to other nstarliceis may be subject to a transfer fee. sn the market vat* of you investments (nether as a reflect n strategy, product recorrtnniation.
earned on setnies held n you account net proceeds resat of motet movement. issuer bankruptcy or investment objective or rids profile associated with your
on tale transactions, and cost basis on certan coned UBS Sweep Options otherwise) accounts. rd a not a prom« a goatee that wealth
sectsars UK offers options for sweeping cash balances to brit or any financial« sulk can or will be achieved. All
depose aoccionts at non-11'61CW banks and ablated Dividend Reinvestment Program (DRIP) imestrnents nvolve the risk of Irk indirdeng the risk of
ConwenicatIons with the Firm barks and money mates mutual lends (Money Faith). The a« reflected is an average ace You may obtan loss of the em ie irrestrnent. You can change your
• Please reconfirm fl oral connuncatan in yet ng Deposit acorn at LOS Bra USA and naafia ired the actual price km yor FirWgiblAdvisa. Only whole Friendly none names through Onlne Services ex by
to further protect your ritas, inclung your nits barks panicipating n the UBS FIrCasured Deposit Owes 4/0 purchased under OTT, penal shoos will be contact rig you Feurcial Odessa.
under the Securities Mesta Witten Act (SPA) Program at FDIC muted n accordance with FOK rules IOU and that cash wit be departed in you account The
• If the firax 01 nstartion on the top lett of the Ircal Fa mae Hamation, please vise WINN rdc.gan Depose duckind reinvestment ace supplied by the issue may Account overview
of this statement is not LES f nancal Sewes, 1.85 accounts at LBS AG Slanted Brandy and Mores of Della from the make price at Much Be partial shares • Vakre of yea a«ountlaortrolet Net of assets and
fiunal Seminal carries your account as «ramp Money Funds are not inured by the MK. am sold Iitta
b W r e o k W e o b r y r i w ed i y n c n v d e r th * i s w r o e n la t t h c e ri s m hin a M te e d n in y a ou rk tion Bank deposits are not protected by SIPC Money Fund Casheinilieu r • e m /ts it a te rs d s n e c c lu ur c it i y ts ( e a s v t a ) il , a a b n le d c G a l s o h b b a a l l T a i n m c e es D . e v p a o l s e i s ts , f oe
• o o s A th e p f s e e c a d n i i n s n e e y h t c d o o e r o t n t i h L e a o is c r d ' e s n o n - l r a g o m o m b i t r r e o e i e n k d a e c e a h r c , t o a U t l u h o n B n e d S t b y a c o I o a r- r t e u s u h k n n m l i y c m u e o a t n l u l t m S s l e i , e r y v r d i e o c s e u a s a m c n a o u d n s p d t a n l a l M W A w c i a t e m h r o i a s u ' a O a l w l r u R e n r p , r o r e a o t p a n te d a ti c s s o t h e t n , a d ' b r e b a b s y l e a o l S n o f c w I a e K . s M . i S n o e t n e h t e y 'L F b O u e S n n d t f c m d a e a p r y n o b a s e i l t S sM en a e i c b a e m s e • o e r n h g a « t y i t s r l h e t e w e e d t r h p e w t o d r o i l c e n c a e w l , e o a t i a h r ts i a e n e m m f ; i l a r a a m p g y m e , b s n a e c i a n l y h s l m . e e a a l t d r n h o e d e n s r r c u n e r l s e t e e d o d e l e l i f x t p t a e a y a r c o r d m t c r i u a o e in d u l a L e i n e c e d t n c . n b d o s I y f i p n a y a t t i o n u « ar e m p b a w y t r e r t a e t h r h c t a e e e it k e a F i e n b m it d l d o s e m a s . n t r O u o i t w h t d s m r e M o t p s o p n r , i t o m o u io t r a n n n a r s i k r e t n e e t t C , . d a * u n T s m t d e o n < c a t k e t s r e o t t a p e d t t n e i o W m a n s e C s s n e U a t t s M n p d n e ie n o s c t l i h a d n s e , t l i d a c
• a F m n r P E e e T o l f a e i l t b M n e o k a l ' c g s o y e s t - n u e C e f a r d d s e d h a o M e e i m e y n f a s t t a o h y l c R n 8 r a u o y e o 0 s s l e u a w t 0 o r g t s e 4 i r m o h o a u 5 n r e F l 4 s t s n r h r 9 i D o k c i d e r 1 o a e e r b y m 0 p n , a 3 p a o r . w l m r d a 1 i i i 3 t n e n i h , n 0 s n i t u 0 n i t n o c A a 3 k r t i 0 e M i n n 2 r d g g i . 0 a u t 1 c t y n o o h . s 3 e e 6 L a 5 c s B C l k 2 t S t e s O . o 1 r P 6 N a . 9 M o w 9 . a s F o s r b V o e u r I a A c r a b u t W t h y c r r i e A i i r n X n r A i e l e g ) V i s S n d a a t ( g c u O a c c n B r t r i r n o d O I n S a r O t t « h A i o i 7 e n * n 6 I t p P e 2 a r r y . o b e 1 c S o s 0 e u t k 0 e t r h 0 d a a , s t v e f r a r s e O i l a a t T u n b n d l y e e t M o s d w e r t l e a d o e s n . y p n I o S o u e p a o a t v io a r l n i y A la s o d b , u v l r e it c a e l « l P i ' e n o h a l p e i v e t c a e e h l s u r i r e w a a m l c e a r n e c i d n e o n t w t n u t , c i n c e * e h t b r o a t e a l h n b e n e g a j o e d e r b F c r m j i e e e t n i s a c v n y . t y e i p o v s F v r e n o a a , r n a f y n e n e b a a d e l c y t n h d w s i a n l a e l, c e w p M c n r r o o i y t r u f i o i d n le n u g h a o n a e e f k c o a t o s r n y p r y o e n c u s i fi c to N n l • • s c o a w o o a s L C n e n m h i - e a - n a b p . c s t f a c h f i b a ; n l r a a l a e i n e n f i d l o t a c s e n o n n e d e I o s N c n y , b e n p b a k r a l a u f a r i r s l l k s t a s e h n s t d . o t h c e r a c e d t e p r n e e a c d o d b c s c k T m i i t c t t o b o b b e t a a a n a o n l l l l e a a a f t o n y n n t b r h c c c m a e u e e e la s n a s s s , n i k n t i a c o a n e v t e t u e e y a t s t s m . r o l s t t r e u ' u e u h d n l r a a u a t m t c a e p n c d l g o r k l e a o u m a nt n d *k d a t l e a r g re in
• • • F F I O P A r n l . i a w l n c O n l a g o X . U T s t B T a X S e o Y o m X b . o x : s j I f e C 7 e S m e c r 6 a t v r t r 6 r i e l a c i l o C U d 2 e r s s s 0 e t n . h o o 1 l i C o a H r n 4 n l a l p 3 b l . C A l a 2 , e 8 O c n 1 C 4 d Y t 4 t l i e , 4 i n i e 9 N m e 4 g n S m 1 I s t r 0 2 e e R a 7 d . a e 0 b 0 c l l o 9 a m 6 u o t 8 7 i o t 6 6 t n a t 0 w s o n d D e n f e r e l w e o p a s c m a n tr r d o « t n m a M ic e n i n l t t e r a L r C o d l t i e h I n f a E o a e e r a 6 r u n s s F r n F s e m i a g r i c f m n p o e a t a p i r m i o l s n y c a n c b a a t t i o s e a a m m h r t l a P ) e S t e l C m o l E e w a ) m r b c t , v o e w c e a ic r o a a 5 e i u o n t 5 c s n f n o 0 h t t a o s f h 0 g c p r , e t y 0 c h r o S o 0 T b a t 0 h u r t a e o e n y c v a c o t t S a n h s p I u g u T c s r e h C r l e o e a s o c t a i u a l e I n d n s r v c g i v k a t i t i n e e * i i 5 l o s a s a p 2 t n b o c r 5 p l o u r e 0 a t s P e e , t n 0 r o a c o 0 t t m r u t i 0 t o e h e b c n f r o r t s i r o n M • • • o P P A g g M o e r e c s i o O n o o h e w e M C e o t r t a h « k n « . t . a e o i C o C C f o n u a p f r o r i p r t r b f h i e f k m H i e n c a t I p a o p I o a n b l p n c l t o « n h o e n e c n M o o m i e a r f e y b i t n I / n o i t c n h v r o n e a t m i s n s Im t e t m t m h e a e e e s n n t n g d m ts t e C « e s n n W o e la t a r s a k a r s i t a n n i e o g e e n k t s h o i n e f g L F n b u T s o o e h a e r i t n s l d a s d m t e e o n in t g y t a s a g r a k e l e i T g i n s d h a t f h m e t H o e e s r d s o e a m e l f f d r m i f a o n u e t m n d a d io d s n i o n s n a c n n h t s h e O t e h r p n b c e a t a a h p w la e n a n I n l o m c * e t W r s « e n a s n it n h o c le d d a d ti c m e i l g o F s o d e i ' n f r o r e g n i m t c s m v e i a t a l d e u y . e s
c f f W u M a n e d d e e s n t h r t t a m r a n a l k s n S e a s e c n f r e t v . i r o i N c ( n e J 6 s s 1 . 0 1 c ) 7 x . a 0 W . ll . 9 $ 6 1 I 0 0 , p 0 0 A a - 0 7 n r 6 H n e 2 a n - R r 1 t b M 0 o o 0 r M r 0 B 1 I , .1 S I 1 o M 3 A r S w , V S 6 i r s t i t t a h e e ° n f t d l o e s e U a b B , t S P c a T r a u h r r e n a c F a h n i a r n y s t n e . p , d a t o y s g a u e b p t l p e h l e e to r m w a en l i l t t e h a l l c i g i o n b t u t le o ra n c n l i a e c f n f e i t li s a T , t h c e e o s l i . l n e h c e i t s i r v n t e h . ly r e n u n der O A o re f r o i s n : . v n r ( e i 4 s r k 6 * 0 g a e n o d b In g l v e r e o t s w tm th e o nt f s p s r e in e c k ip in a g l both the generation a a ' A N n v g M d r a e I i t e , k r m u t a k k n e n d n n u t C O r c e o r g s n A . r d r e i t e t t i / o f f a e e n r i s n n t o s L A B a y g o S n r u e d S . e D t C m a ix l t e i e e b n m n s t t u e a R n r n e t e d o s a t f t h i C o e n r G e o d e n i n t k e P r r a a l a ices
C s M ta o a t r e l m a m a e m l n c t o i t a n e a a r l s e m s e a oo d a n o i a s s r m d y o e u r o g o o n n r , t d * h e y y o o s u u ta n th m e e e e d e m n yo o o u r r r e t t S h h a e e b p ri r r m a ot e t o i c s t t f i h u o e r n t h p is e o r l $ i c p 5 y r 0 o « 0 te a m c f d te f b i d o x l n a * a s a u o n p f d t D l o i e n 1 c k 1 e m m 9 b a m e n r a , i 1 o c 0 n a , s 2 in h 0 a 1 th t 6 e . • k t C h w o a n t r y m is e e k r a v a n ie n s u d t r h v e S o e a lt a c T c s a o y t u o t n o r t u d th o n e n s t r « e n a o , m t r m g e e a n o l e p v r e a ri t r e x a p l s l i a e g l n v , i f e w ic n i a th n t at vvsve,,b,
«apt. The firm or Cod Nuet (as appkabk) must aggregate fo r all your accent held n a palK ula
SDNY_GM_0002679.3
CONFIDENTIAL
EFTA _00137418
EFTA01278325

informatimI about your statement (Continued)
Important
Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS
Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads
n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This
may ask for delivery of folk Paid securities al ant tire. To obtain anent guotahons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or
You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit
ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes
transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for
laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity
period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos
• Bost basis. In debannirg the cost basis of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades,
seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on
will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be
on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime
Snancial Sersices. kluding inIcernaticn Born nabs,. pow& tharnated values for ',note swesirram — An estimate of atnualizod income (denderd race
Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling
Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man
guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the
provided by sources other than 1.3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security.
addition, although LBSFnincial Semmes general6 structured praise may be boodm or sold and do year from the statement date curia maturity.
updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders
dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that
valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by UBS Financial Services, Caters were riot arieuted by the stamen date, open buy and
karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh
please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are orNM" on an roodoklerds or evirsthis date unless
prchase or sale decisions, for to pa-poses ce - beat general partner or sponsor estmated vales, clithlayed on war statement for nformational othathect otherwise by you. You re tesponsble for
otherwise. Accounts transferred to the Fern may any, re sswtied to the Fon by the issuer, purposes only. Posnons and values presented re orders that re executed dr to your lalure to cancel
reflect are itormi kr+ only fox thy period or general pother or throw and may be calculated provided by the Muni; fern UBS rimincel Serves is "ing open orders.
tiro theyre held at the Fan More historical based on deferent infarnation from tat used by not responsible for this iternaion and don not
ntimaticri can be added by you* Truncill Advisor. that parties to derive thee Monied vales. guarantee as accuracy These assets are not tweak:rid Privacy
• Unwanted gang/losses. Moen die ie availabki, — You can dour, additional Momurion regarding by SK or to Fim's supplemental 51K coverage. To °Lean a copy of as current Client Privacy Nike,
estmeted unit:Fired gansflosses are calculated for the methodology used to determine the estimate of ',lean collect your froancialAthisor or viva as webs..
ndvilial smarty lots the transaction data for value end the dale of the iliceniatiCel that is the • Revenue aharkig and adckianal ocimpensthion. al Pawn ”htensurvivierregrt.
nOvidual lots may or manna reflect carmissions. basis for the estimate by contacting your financial - In xklitith to commisskris on lain and 12b-1 Wes - LBS Financial Services ir not a bark. The RMA, Bennet"
charges anchor secuity reorganized on canto Admix receved in connection with the dosirbuten of mutual Smokes Account BSA and IRMA ye brokerage
Diedend and other reinvestment lots and systernak - Wird patty estimated vales may be reflected as fads to Oct dents we anchor or Millie Nona accounts oshch provide access to barking SerViCOS and
putsed lois re each combined to display cot • Not piked' in several student: Mien an ovine shying payments from deutuicri aril or potluck Ihreuct alarigitMertS with affiliated banks
averaged lot 71-• 'Trade date colmn parents the independent valuation torn has not suppled or advisors of the mutual funds that se soli Theo and other thiel.pany banks, and provides access to
onginal transacoon trade dale. unable to /Mrs a vase, when we become aware amounts re based on two different comprentsi (4 issuance and army Products issued by unaftliaked
• Callable securities Bonds and preferred stock that that a material event has occurred the, my calla the imam of sales by LBS of a particulr rrutual ihnd.party nsurake (=panes through inesake
the issuer cab Ins <ago rederrpton Pail be selected premous0r reported value it question, or Wen a had family to our dem': and 60 the asset oaks of a agency elosigaries or LBS Financial Semen cox.
erriertially by lot Iran among al hoarier of that value would be highly speculative due to the nature particular Mutual ford lanais 'hares held at the — Ynestniere, nes:anus, and annuity products,
issue held in Our mow or in nornim maw Is, or or the warty Inn — Not FDC insured • No bank guarantee. May lose val.
clients Call bare raomaten is obtained from third — Men neither an ewer, general partner cr sponsor - We and our affiliate also receive minding and — tMA Resource Management Account. Busyness
parties as accuracy is not gawked. Other call estimated value nor a thethathy estimated vaLie 6 ornnbus proofs's-9 fees in considualco for transfer Services Account BSA, IRMA and nteenational Resource
leaves may nth which could riled yeld. complete mended, the fake of the storey will bedeferent agent services that we provide to the rnosual funds Management Account are registered service marks of
Mammon will be provided upon request from its pushes* price. These fees were*, re pad from investor rises n UPI Financial Services lx.
• Price/value Peres displayed for securities and other — • Dthrbutions to dre • may ruled ream of the mutual fuNd and are a fired doll. amount based — vKA is a registered vacterrurk owned by Via
products may be KOK or lowerthan the price that capital, nccme or both. on the meter of accounts at the broker-dealer rrieroxional Service Association and used under
you would actually remise in the market. Prkes - •Orogrul ant size' represents the resat offering holing mutual funds of that fund family Icense llse LEIS Via credi crds and the IRS Visa
obtained from various dud party sources *Nth we pike pee rot and may not reflect misa cost bath - n addition to CCrnill6SkinS received in connector+ del. cads are mord by UK Bank LISA with
behew to be nab*, trd we do not guarantee this - DPP and whited RErt sec rcies are not listed on a with the sake or datibuton of annuity contracts and permission ficni ine U S. A Incorporated Al other
accuracy national securcen exchange. and re generally snit nvestment butt trots to or clients, we ado trademarks. registered trademarks, stoke marks and
- We genera*, use the closing price when available or amid and men A they can be sold the price or aft MN receive revenue shying corrpensaton registered service muds ye of their respecure
to mean ol the bid and ask a ices for listed received may be less tan the per share estimated from Mr/ of the nsorance companies unckrwriting convenes
maybes and options or ore/ bid pokes For OTC value provided an the account statement. the annuity Matr&CtS, affiliates of the (*nuance
washes corpthes or sponsors of the snit investment tants MIS Flunk:al Services Inc Rev. 701810
- Less actively traded seashis maybe priced thing a • Reserided securities Restricted securities general" we daring.
valuation model or the most recent price we re not <inertly ithgble for pubk sale. LBS Financial — in addrith to commissions received from the
cblaned and may not reflect an actual market price Services uses the market price of the urresnxted stock pschase and sale of NeeShares kids, we ardor cur
a male. of the WOW issuer as an masted ale for the If lute real,* an asset-based revenue sharing
▪ Cedar posithns may toper w thong a price and restricted stock for purposes or the StOfteltat only. To payment from NentShares doubters. es well as
willdeny as • prico was not available' it we are the extent the restricted mum ies are ebgble for sale, fading for technology development, training and
triable to cbtan a peke Ins a sksity. he value removed may be abstantially less tun Ilse educal
- Deposes a wordroileess denomnaled n arrences awed value shown. — Our Alleles also receive tradng cormikkris and
other than U S. re reflected at the exchange other cansemalcn from mutual funds and awake
rate as of the stammere date. carper.; *two. product' we clittrbae
SDNY_GM_OOO26799
CONFIDENTIAL
EFTA 00137419
EFTA01278326

Retirement Account
U8S Financial Services
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York. NY 10171.0002 June 2019
GHISLANE MAXWELL /-
Account name: GHISLAINE MAXWELL IRA
Friendly account name: Indry. IRA
Account type: Induidual Retirement Account
Account number:
Your linandal Advisor-
SCOTT STACK MANNYLE CASRIEL
Phone 212-821-70001800.308-3140
Value of your account
Questions about your statement?
Call your Financial Advisor or the On May 31 (5) on lune 28 (9)
RMA Resoronel me at 800-RMA-I000, Your assets 58,967 22 58,981 66
Your liabilities 0.00 0.00
%sit our website:
Value of your account $58,967.22 $58,961.66
www ubs comainanciabervices
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account during 2019
credit report annually from
Value of your account
www.annualcredureportcom.
at year end 2018 158.12523
S Thousands
Net deposits and
570 570 57.2 57.7 93.1 59.0 59.0 wittdrar4s -S160.68
• • • * • • Your mese-ism return
Dividend and
interest income 5669.91
Change in
market value 5347.20
Value of your amine
on Jut 212019 SSIt9111.66
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 May 2019 lun 2019
Y GM 00026800
Member SIPC Page 1 of 6
CONFIDENTIAL
EFIA_00137420
EFTA01278327

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your K asocial Advisor.
Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
Jr.?Z's". Account type: Individual Retirement Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
June 28181 your account
. Cash and money balances may include
A Cash and money balances 58,981.66 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. UBS FP4C insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about yaw statement on the last two pages of
this statement for data is about those balances.
Total assets $58,981.66 100.00%
A
Value of your account 558,981.66
Eye on the markets
Percentage change
Index lune 2019 Year to date
S&P 500 7.05% 18,54%
Russell 3000 7.02% 1831%
MSC I - Europe, Australia & Far East 5.97% 14.49%
Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11%
Interest rates on June 28, 2019
3-month Treasury t
One-month LIBOR: 2.40%
mummAge 200
CONFIDENTIAL
EFTA_00137421
EFTA01278328

Resource Management Account Account name: GHISLAINE MA (WELL IRA Your IIn andal Advisor:
*L1BS Friendly account narree:Indiv IRA SCOTT STACK MAretril C45RiEl.
Account type: Individual Retirement Account
Account number
Change in the value of your account Summary of gains and losses
lune2019(3) rear to date (I) VS ries reported below exclude products for which gans and lotus are not classified
Realized gains and losses Unrealized
Opening account value $58,967.22 $58,125.23
June 2019 (V Year to date (I) gains and kisses (I)
Withcfrawals and fees,
including investments transferred Short term 0.00 9.63 0.03
cut 0.00 -160.68 Long term 0.00 -590.37 0.00
Dividend aid interest income 1444 669.91
Total $0.00 -$580.74 $0.00
Change in market value 0.00 347.20
Cash activity summary
Closing account value $58,981.66 $58,981.66
Dividend and interest income earned See account activity the month tot decals Balances in your Sweep Options are indudedin the opening and
closing balances value. FDIC insurance applies to deposits at ulaS Sank USA and all banks participating in ire
09$ For insured Deposit Mogan rt does not /poly to deposits at LISS AG. uariforo parch. AFC
protection applies to money market sweep fund holdings but nal bank deposits. Ate Important inaarmation
for purposes of His statement, tenability of Inkiest and Addend income has been determined from a US abOut your statement en the last tv,o pars fi toss document for Calais
t s o om . r e e ( p m o e rt r i e n s g t p a e n rs d p o e r c t d iv n e r , e e n n d d pa u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d l d S er t , i t a t c ( c V ou A n t a t n y d p e a , o P r u p e r r o to d u 0 c ( t 0 ty ( p F e R , ) June 2019 It) rear to date (S)
income ta.es The dent monthy statemeM is not intended to be used and carnal be toed upon for tar Opening balances $58,967.22 $1,304.58
purposes. Clients should refer to the applied:le lax tenoning tarns they receite from VBS annuity, such as
4 th ) e p li t c o a n ue s t 1 a 0 r 9 t 9 e n a o n n d i n t g h e fo P rm CM s IS ve 4 ld 8 , 0 th , e ( a U S t a M r t t e e r P n O i Il R m e A ve i n n u fo e r m Se a M tio c n e a It n d is P t R h e T r p e r a a s c u t r ic y e D o e f p a 0 r 9 tm 5 e t n o t . fi a le n d th in e Addkions
such town accurately dasuly Midends arch interest as lac exempt or taQble income. Please consult your Dividend and interest income 14.44 669.91
indwduel tax preparer.
Proceeds from investment transactions 0.00 57,819.93
June 2019(51 rear to date (I)
Total additions $14.44 $58,489.84
Dividends 1.38 556.43
Subtractions
Interest 13.06 16.20
Professional management fees and
Total current year $1444 $572.63 related services 0.W -160.68
Prior year adjustment 0.00 97.28 Funds withdrawn for investments
bought 0.00 -652.08
Total dividend & interest $14.44 $669.91
Total subtractions $0.00 -$812.76
Net cash flow $14.44 $57,677.08
Closing balances $58,981.66 $58,981.66
C M" GM 00026802
►ap 3 of 6
CONFI
LIN I IAL
EFTA_00137422
EFTA01278329

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your linandul Advisor:
Friendly account name:Indiv IRA SCOTT STACK MANL YLE CASRIEL
lure 2019 Account type: nt Account
Account number
UBS Bank USA Deposit Account APY Retirement services information
Interest Period May 7 - Jun 6 Beneficiaries you've named for this account
Opening UBS Bank USA Deposit balance May 7 $58,910.42 The oenef 'canes listed oe:ovd reflect the information in our records as of the end of this
statement period. If this information is not correct, or you wish to change your beneficiaries,
Closing UBS Bank USA Deposit balance lun 6 $58,981.66
please contact your Financial Advisor Beneficiary changes are not effective unless you give
Number of days in interest period 31 them to us in writing and we accept them If you live in a community property state, your
beneficiary designation may be subject to community property laws.
Average daily balance $58,950.86
Percentage Beneficiary Contingent beneficiaries
Interest earned $13.06
100.00% (100.00%)
Annual percentage yield earned 0.26%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Franco' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your sratemenrat the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment efigiVity conWera non None selected
Your account instructions
• I ?S. Fir a.- chal Services Inc is your IRA custodian
• You a:count cost ba56 default closing method is FIFO, First In, First Out.
CNP203O9006528684 NP70C030:942 00004 0619 030575004 vi 23697550 I I EftigyGk i000268egge 4 of 6
CONFIDENTIAL
EFIA_00137423
EFTA01278330

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor:
*UBS Friendly account narree:Indiv IRA SCOTT STACK MANLYLE CASNEL
June 2019 Account type: Indiwdual Retirement Account
Account number.
Your assets
Some prices, inane and current vaues shoNn may be approximate. Asa tette. cans oldtossesIna/ not
be accurately reflected. See minor:ant into:mason about your statement a the end of ths documem tor
mole into intoson.
Cash
Cash and money balances
Cash and money balances may Indy* avalable cash balances, UBS Bank. USA deposit account balances, UBS Balk USA and al UBS FDIC Intored PrOtjall 881k depOSit acCeuntbaarKes are insured by the FDIC within
UBS ROC insured Rogan Bank Balances, UBS AG Stanford Stanch &posit account baences and money applicable lints, but ale not protected by SIK. U8S AG Stanford Brant hdecout &court balances are not insured
market mut tut fund sweep txdances. by NYC and are not protected by 51K. Money market sweep baances are protected by 51K but are not Insured by
the MC
See the Important information about your statement at tne end of this document fox detain about those
balances
°venni? bilenCe cioong bilerKe PriCt per share Average Dnioend Interest °all in
iscldng on Jun I(1) whin 28(S) on tun 28 CO rate period period Capamount (Si
UBS BANK USA DEP ACCT 58,967 22 58,981.66 250,000.00
Your total assets
Percentage of Cott Etlanated Untethied
vane on sun 29 (I) your account bass (S) annual income (5) nor 1C6S (S)
Cash Cash and money balances 58,981.66 100.00% 58,981.66
Total $58,981.66 100.00% 558,981.66
Account activity this month
Date Adittly Deucalion Amount (1)
Dividend and interest income
Dividends Jun 3 !Dividend PUTNAM ULTRA SHORT DURATION INCOME EUNDC LASS '1 AS Of 093819 1.38
SYMBOL: PSDYY
Total dividends $1.38
Interest Sun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 0006119 13.06
Total interest 813.06
Total dividend and interest income $14A4
trod./ GM 00026804
Page 5 of 6
CONFI
CAN I 1i-t_
EFTA_00137424
EFTA01278331

SUBS
Resource Management Account Account name: GPIISLAINE MAXWELL IRA Your Hound.' Advisor,
Friendly account name:Indiv IRA SCOTT STACK MAMLYLE CASRIEL
lune 2019 Account type: Individual Retirement Account
Account number.
Account activity this month (COntriuedl
Date Activity Oescrcbcn Arrount (S)
Money balance activities May 31 Balance forward S52.961.22
Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.38
Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/06119 1386
Jan 22 Closing U.S Bank USA Deposit Account 558,961.66
The UBS BMA USA DeCO9t ACC0unt IS your Primary sweep WW1
_Gm_0002figniga I of 6
CONFIDENTIAL
EFEA_00137425
EFTA01278332

Important infOrmalion about your statement
U3S FnrKial Services Inc. (the fern of LBS Financial her Iran you na later than 60 days alter theism capacity. Alul copy of the poky wording d huitabk an or leans and my not keep pace will
Sakes). is a mentor of all principal security, commodity sent you the fro statement on which the on or upon request. nfiatcn
and options exchanges. UBS Financial Service and LBS problem apptand. • moderate Wiling to accept Kent rid to princPal and
Bark USA as endrect stbsdaries of 1.95 AG and - Provideyour nine ad accosts number ay) Nether the 51K prolecton nor the abckemental tolerate krne volatility to seek hrber returns
Palates of LOS Sectaries LLC. The F im's(harmer - Dewbe the ester or the Irani& you se unsure protecionpXy tor • ayoressiie: Wiling to accept hip sr* to pnncoal ad
statement is available upon request. The Finn's execone about. and e.plain as clearly as you can shy you • Certain 'funeral assets controlled by (and rklubd high volatility to seek highreturns over time.
of ices are x believe a is an error a why you need more your account naafi:art herd away Men UBSFinancol • invelmerstfignikry Consideration: a selected, a
nfamxion. Services For example certain (i) insurance maxis, Portion of the portfolio for that account may include
IPS Franco' Services Inc - Prov4e the doter amount of the suspected era including variable annuities. and (ii) sires of mutual cesspit. arasegin. tinned lir:picky and greater
1200 Hata Boulevard finds registered in the mane of the account holder on totality
Vietnaeken, It 07086 the Firm a Card Issuer ml iwestigste you' canpLant the book of the Stier or transfer gent),
and will correct elf error prompty For alleged errors • Inentment contacts or riveilnYrol Statement shouseholdite
This Paternal Wheatsthe on& official record of par ^rob"; UBS Mseedebn card trannactims. rf we take limited partnerdiVis and private placements) that ate We may consolidate at nixed account statements with
O LB K S e F l r t l e a n c c d q x l u Se n r e vi n c t e s s , * c N on u ta n n n O g t h c e a r r l r i e c c te o n rd g , , d e a x ta c e s p h t o uld y m o o u re a t c h c an o s 1 t 0 l b a u s t h ir e e s a s m d o a u y n s t t o y o d u a O th w is * , w is e i n w e il r l r c o r r e , d l i o t th* • C no o t r r re rn g o is a t t e i r e e s d c u o n n d tr e a r c t t h s e (e S g e . c , u fo ti r e ei s g A n c e t x o c f h 1 a 9 ng 3 e 3 ; a nd t th h e e y s a ha v v e e a o d w d n re e s r s s i w n h th o e a l i s n o ma O in r t w ai e n t r p . er a , a 0 c c b o e u c n a t u se
not be seised upon II youMahe there is an error a you wit have the use of the money Wang he tint it pratcus metal contracts), enchain; futures contracts relations/nos wth other <kerns X the sure address. If
°carman please report it immediately n visiting to the takes us to complete our iwellpat kn. and commodity option contracts, and you prefer to mere individual statements mailed n
Branch Manager o the office wving wax mount. • Deposit acourts (except certificates of dipenie at UBS separate envelopes. you may der line hourthcalrg by
Please Matt all checks payable to the Tern or the Bak USA, UBS AG U S. krakhes and belts 6 the calling your Financial Advice
kerma). at I paps shown are mended to be accurate, (Anal nsteAcn nalested on he front of his FDIC Insured Deposit Program.
statement data should not be used for tai woos*. Rey statement In addition to regular account lees. accounts The SIP( protection and the suppinivotal protection do Friendly account name
s t r 1 e h a 0 p r l 4 o u o 2 b r t 5 t e a o . d b n e l t b e y c y o n h x l o y a . n w t e - w n u t d o e n ' t r P t a e i r x p e n f c i o d n n r i m r 9 t c o Y s l . e t O h n e d e u s I r R a t S F n a o a d x r l m l t r t a e a x t 1 x u a 0 a r b n b 9 le . l 9 e T i d n 5 h c i 4 e a e 9 k d s 8 t m i . n d i s s , a m p to a r a y m o y m t h b a e e e t n r s t a r b f n e o j s r e c t c s e a e t s r c h t t i u o m a r c i m t s c i e o m a s i u n a p n y t u e t s b r n c e a A h n s a c c u s c e b e o j s f e u p a c n n t s t s d , t o t c c h h a h a a a t t r r r g a g a r e n e e s s s f c f f e o a o r r r n f s l u e a f e t r e e . p r t a e d d s n o en u o n p t t h y p a e o l p e u p m m l y s a e t r n a t k o t t e a e t t l m h v v e e a a r n c e l t e a s o t o n i f s T o e y h n t e s o d o S u o w IP i n n C n o v p i t e f r s p t o t h r m t o e e t e y c e n t o c i t o t t s h n a ( e w g a r a w n h i d e n is t s h t e t h e c a e r h p a a p s n e a g ar e s c h r T e h a h f o s e le s n F c e o t r n i a e l b n e r y y g d l a y s y l t o e r a u a f c f t c t e e o o g c u t y a n , s c s e t p i n w s r t y o a o y d n u o u r u c a i t w t c r a c i e l o c h c u o u y n m o s t t u , m o r i m s e r n n e : o a d c b t a o t l M r i e d o g n l e e n . u e d d p e i c r d o p t r o r I t i e'
earned on meanies held n you account, net proceeds resat of markt movement, issuer bankruptcy or investment objective cr roc profile associated weal your
on sale transactions, and cost basis on certan covered UBS Sweep Options otherwise) accounts. ad is not a prom* a guarantee that wealth
secartes d U e K po o s f e t e a n cc o o p u t n io ts n a s t l o n t O s n w - e It e i p lt i i n te g d c a b s a h n k b s a l a a n n d c e a s f f t i o li a b te a d t Dividend Reinvestment Program (DR P) o ik r e a s n t y m l e ia n n t c s i i a n t v r o e l s v u e l t t s h e c r a ik n O o f f % li i n ll s b s, e in a c c l h u i d e i v n e g d t . h e A l r l i ck ol
C • o P n le w as e e r i r k ec a o ti n o f n ir s m w f is l h o th ra e l F c i o r n m m uncatcto in twerp D ba e r p k o s s i a t n a d c c m o o u n n e t y a s t t M an IS d B n ar a e t a US l A la a n n d d s ( n M th o e n f e f y & P a u c b e i d s ). T th h e e a p c r t i u ce a l r V ef i l c e e c t k ed e r i n s a y n o r a e v e F r in a a g n e c m ial i c A e d v Y is o es u . m O a r. y o P b u ta l n e l F o r s ie s n o d r l y th a e c c o i g xt l i e t m irt i v r e e s s tr n n e y n m t. p Y h o O u n ca In n t c S h e a r n v g ic e e y s o o u r r b y
to further protect your rights, iscrardeg your nits barks participating n the UBS Fr:Charred Deposit stores we purchased unix DRIP. prior than will be contacfrg you F homier Adis.
under the &curios hyena Protecton Act (SPA) Program se FDIC insured n accordance was FOK rubs sold and the cash wit be deposited in you accuse The
• If thefinencialcitartion on the top lett of the Iron For more information, please visa whew tdK.Tiv. Depost candeni renveskrent ace suppled by he awn may Account overview
of this statement is not LES Ens% ill &nets, LOS accounts at LOS AG Started Brands and shims of caller from the market met at Much the peal shire' • Va kre of tour e«ountraorrrolo. Net of assets and
fiunul ServiCaS carries yovr account as diranng MoneyFunds are no hand by the FOC. are sold
L W e e c k :t ie o b n y i c ar ( r ' a y n o g u e m d e t n h t i s w r e e h la t b h o e n t i h k i k n a ', t b e e d n i n yo st u r ulen Bar* deposits are not protected by SJPC Money Fund Caskinilieu • r es i t n ri s c w te a d s I e n c c u lu ri d ty es ( e a s v t a i ) l , a a b n le d c G a l s o h b b a a l l T an im ce s D , v ep a o l s e it s s , f oe
• o s o t A h e f p s e r e a d i n n a r e w e y t s i d c m o m r o th t i k a e x i r s s d e c a a r 6 l c g o a c c t b m h a o r t e o e n s k d a t i e c o a r h c n , t o a t U u t n h o n B d s t S b y a c o I a o r s t e s u u h k e n n f r y h i n u n o a i t n k t u t S m s M e , a r v y i d i i o • c s u e a s a m r n a o u d n p s d e t d n al U P w A a c i M t c r h o e " : u s l ' a o n a w t u r F t n r p . r r r o e a o n p n t d e e t c n s o t h t e n , a d ' b e b b a s y l e a o l S n o f c I w a K e . s M . i S n a e t n h e y e ' L F b O a a r S d k F r d m a e a c p y o i b a s e i l t S sm tr a i r c b t, e • • C e m e n h g a t o l i i r y t s t t l t h e w e e t d r r h e m p t o d r o l i o c e c a e k l u e p a r t a a n h n n s a e e c ? m f c l e a e a u r g p n y n e t i b n t t a e e c n a l y h l s . a e e a a m l t d n h r o e d e n u s r u c n r p l t s t e e d a d o ll e i f r t t p e a w y a r e r d m t a a i i v a r i n n l i a d e u c t e d n . c n i o b d ts u y p n a y a t t i o m u e a n s t a o w b ra t v y m r e t t e h r h b c a e l e i e k r t F e a e ir n t i w d k d n i e o m . s n f t r a D o i t t l h e o d s r e e M o s t p s o p n r , t o o m i n o t s a n e a e r n s n k t c t d e o e t C , d d a e u n T s P t d e o r i c c l i l k e n s r t a t t e a a x d i t n e i o m W a m s e C s n U e a t t r n s R p d e r ie i r o r i i t o a f d h f s e e , r l I d a S
• • • • a n F A t m F F r h P E P rl h e o i T i . l l a a n O f n r u e l e t t l m i M a i c o o e a . l U T f n l e i t c l ' s y l B T s o l n O d e t t S - o Y u o e C n f e d a o b . o x r d d s : m l i s l e r j f v a e o m e S a C 7 e n O y n o f c n a 6 t a w a r - t t t 6 t l u a r e e i l h r t c c a n R s d a o 8 2 U b r e u " y s e s n o 0 s 0 t s n h l o u e 1 t m a o 0 i a C o r o g t - s r H 3 l n r i m 3 n a h a l t o o g 5 a l . 5 b n r C r l , e v u F k 4 2 b s s e r 8 R a r e e - 9 C o l i D c t Y 4 d d 1 s r e t r 1 o l i e e a 4 . t 4 e . i n e m b y 0 e e n N 4 p 9 g , n n m a 3 t I a p 5 1 t o u s g v . l 0 w 2 e r a d R g m 1 o d 7 . i i i 0 9 e n t o 0 n i i e h c l 0 t 9 l m a 6 n u s i o a w 0 n 8 t 7 t i r t o o r o 6 A 6 r 3 a i r o e n t l 0 0 o i a s n i M k n r 2 n a d i e D g e q 0 . f ; l a e l r b e t u 1 c t e y o o o p a h s i c . s m r 3 a n e t 6 L e a r 5 r c d o s f B o t C k 2 m t n * t u S e O s . o i 1 t r c e c s P 6 n u P a i . d t 9 r M , e w e i 9 a . a e s s C o o c F L r a l t b W i h f e e l r c a D o u n a N e c p u k b r e e m t S W p t u c y s c e F s e o F i s i r ( i n m A X g r r n n X i f e A a n n o e o g e a i s t ) a i m r S t i d n i y o n a e t s ( c u b a g c n O c a r a a t c t e r i n n o a 9 r a e o r m t m r d t s l a 0 I e ° u a P S e S t 0 n i t l n a C l A m h o o E s t w a i . 7 ) e m n * n i b c , t 6 r I o s c e p e w e i P 2 a a c r o r r a b 1 . y o t e e x u 1 n o . o 5 S c s s c r n 0 n o u 0 e t k h 0 t t a o e r t 0 s h r h 0 c g r d p a , a t e , y c 0 s h t v r e i o 0 S o f b a a o r s h u 0 t i e t r t n e l a e o n t o a y ( c u n b t t n o S t t h d n s l y n I e p u e u P e s o k n r e C s h r e d o a u w e • s c o i t a l u t l a i e e t I f d o n r r h v n c e N i g a t t . y b t p v i s i i e o 5 I l e a o o S a a s u p 2 s t n p b a n c r t a 5 o v t l o s u e i a a l r 4 o t s P W e i y n 0 A t n l r c o a o s 0 o d t b a m , u m i t 0 v l o e r & e i e c n s t r a t o o s i t r o n • • • c e i I t m P n h n a h l v e c a A v o e P P g g M a e h n e o e r u s s s m o C o n s s h e a t c k m e O w t e d c u e k a m e r c m o a e d t n i a a w h o n l n e v a e t t * / u . i t n i e n o c o s C n C C o t f e h e o n t b o a u r o a f p t d j a r o p r n h b e n r t r n f e h i g c e j e P 6 s d e a s t e n e c w F i o c r c v t m p i I A t e o n . I e ° o i a . n a n S v s l p . l n y y c o i o e p o r p n o e n w s F v a n r r m g t a o o e o o c i h r r n m e n i f y a f e a g l e i i n r p y b n t n I a t o d i . n a t e c c l m h n y r v t h o n w a t c e m m s i n & i s n h l e a t . e l i e r m t c w p n h e s n o a r e n e r s e o n i i n y t n u . t f g m d r t i o i a t a s n e l l C e u e o g n s k h e n a e b i a o a e e n r t r f r c j k s e a t t e c a i t i s e s n i c e e n l o y p g t e n s , o . k a . t u s i . h o r n r e e g to ' s • • c l F N h n n u b N a w a u s o o a a o n s e C s n T t s m e n h i c d i i s e a n a - a t a l r b . p i e c o e s e f b t n o a f t s t y p h a i b b a r l l s g n n M k a e a a a l m i e n l l g i T i i e a n o d s n c o s t h r n e h f n n d e e c m o s I I e e r o s e d , n n r s t y e s k i y c p m e k r , f t f l o l : t r u f u a l u l a a n o s r u d e t n s t h b e m a n e d i d C I e d o t o s g F i s e e i c o n a c o s d n . l p a e r . n c n e e o a c n t s d h t b c h l t s i o k o C i c e T i e m t p n t t s h o o ° b b e b b o y e t t l m a a a a a n h o t a o l l l i l l e f e a a a b l a r o i y n n d n t n n f b f h h c c i c m c r a t n e u e e e m e l i a s s a a n a o s s s , r n r t i ' a t w y a i s k n o a o c n n t v e n c t e u l e d e e y t a e o s t d y m a l s . s d u t r l o t t h i m r c l e a e a i u i s e l d n n n a g o e r a d e u F t s a o d c d i a i p r v p o n n l o l m e r a g g r m S a i r a a u l i s m m v e a i o a n t d a t d - d t a a c l k d u y r y e g . e s e i n
c f F W a i a n r e d a d e n s h t c r a t i a r a w n a l s n k S a s e e c f n r e t v . i r o i t c a o n e s m s . 0 I c n 7 . a c 0 l I . l , 9 A $ 6 1 0 0 , p 0 0 A - a 0 7 t t y 6 n H 2 e a - R r r 1 b I 0 o o A 0 r r M 0 B L , I B S i o r A S r d w , V S 6 r c i i t a t h e e ° n f t d e l o e e s U a b , B t S c P a T a u h t p e o c a h F c m a i i t n s y n e . p , d a t o y su g a p b e p t le h l e e to m r w e al n i l t t e h a l l c i g i e n b r m t le a a n c n l a ie c l n t t i . t l s T i , a h c e e o s l . i l n e h c w a ti s i v r a e n l l s . y r o n u nder O A v of p e M p n r . e a r r n i n s a k r k p a w n o d r I n g d v r e o e ; w s tm th e o n f t s p s r e in e c k i i p n a g l both the generation a a a T g v M a r e m e r c e s t a m * a s * n e c n h d f t s l C u y o o p : r g n s C . d r i r o i p t e c i / f o o k e n o r e s n r t . o b L A a O y g n e S c r a e i S r D e t C m a ti l t s e i e c e n m i n o t t e s a u n R n r t d o e o s b t f l h i C e o r n G e s d e h i W t b R a a i dices
Cala mite as soon as you can, if you hie you t S h ta e k p e r d o t t e o c t t i h o e n p i o s l $ ic 5 y 0 c 0 o m kf il a li i o o n n a s s a o d f D S e m ce a m rt b e e r r * 1 c 0 a , s 2 h 0 a 1 t 6 • C kw on y ri e sk rv a in d w . y S o e u e k h s a y to to r r t a h i e n k ac r c y o 'n u a n s t a o l p ri o e r n n t e a v l, e w n i i t t h
s M ta o te r m m e a n ti t o a n P re a c r e t M a t is r a w n r s o i n t, g o a n i t m he stat n e e m ed e n m t o a r e dv Fim is father protected la up to 11 9 maion in One that means the account does not riyralo
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SDNY_GM_00026806
CONFIDENTIAL
EFTA 00137426
EFTA01278333

Important information about your statement (Continued)
Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS
Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaff hoed bads
n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis
may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit
wing any balance de on them. Any securities and continued income are not guaranteed toseerxes
tranderred to the Frrn ding the stoommt period are • Private investment. and structurreadg products. - Connoted ornwl name zed current yield for
l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity
period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages
• Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades,
secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on
wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be
on information <Maned from sources other than U8S Commission or tondo. any state securities laws. We than the esteniked snares prodded to )our proudly on request.
Ffenrnarrial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr
that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling
kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/
guarantee the aCOSaCy or valday c any OMe motion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the
vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security.
In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity.
updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders
does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that
crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services Certain were not evouted by the seamen date, open buy and
activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets are not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena;
please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless
ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer
othenvise. Mecums transferred to the Fins may if cob we oaf:eked to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel
reflect ac Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders.
tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not
(demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy
• Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplemental DK coverage. To Aeon a copy of as current Client Privacy Notice,
minuted unmated gonsflosses are calculatedfor the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website
indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt.
r-t.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne«
charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage
Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and
piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums and cr products ihroacji alarigernirritS with affiliated banks
averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to
ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and arm* Products issued by u-dffh ad
• Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales by l8$ of a particular rrutual thitl.porty no:oncecompanies through instance
the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEK Financial Sewn Inc
niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular mutual fund lernals than held at the — entstmere, inswance, and annuity pred-icts.
:Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale
clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness
pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource
leans may pot which me aff ect peld complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of
information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc.
• Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa
products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under
you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the ley Visa
obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with
behave told elabie, kW we dons gaunter this - OfP Ind unfilled RErt sorties are not listed co a with the saki a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho
accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and
- We generally use the cbsing price when available or acted ani even if they can be sold the price as afI hate receive revenue during corrpensaton registered senate nudes are of their respective
tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies
recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance
wctikes cowponies or sprout of the nit nvestment trusts LES Financial Services Inc Rev. 701810
- Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe
valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the
obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur
a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming
▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as
wit show as 'once was not available awe are the extent that restricted von ies are eloble for salt hider; for technology development training and
triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education.
- Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and
other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance
rate as of the stammere date. «meanie; Mere waits we chtuttne
SDNY_GM_00026807
CONFIDENTIAL
EFTA 00137427
EFTA01278334

Retirement Account
lies FMancial Services
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 July 2019
GHISLAINE MAXWELL IRA
Account name: GHISLANE MAXWELL IRA
Friendly account name: Indio: IRA
Account type: 'Wield/WI Retirement Account
Account numbe
Your Knandal Advisor.
SCOTT STACK MAN/LYLE CASRIEL
Phon
Value of your account
Questions about your statement?
Call your Financial Advisor or the On June 28 (1) on July 31 (3)
emppesascelipeati300-I1MA- 1000, YOur assets 58,981 66 58,994.06
Your liabilities 0.00 0.00
Igsit our website:
Value of your account $58,981.66 $58,994.06
v•ww.ubscomainanciahervices
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account during 2019
aeckt report annually from
Value of your account
www. annuakreddreportcom.
at year end 2018 $58,125.23
S Thousands
Net deposits and
5 • 7 0 5 • 7 .0 5 • 7 2 5 • 7 .7 s 9h1.1 5 • 9 0 5 • 9.0 ekhdratrals -5160.68
Your evestment return
Diedend and
interest income $682.31
Change in
market value 5347.20
Value of your ocean
on Al 31, 2019 654994.06
Dec2014 ON 2015 ON 2016 Dec 2017 Dec 2018 San 2019 Jd 2019
SONY GM 00026808
Member SIPC Page 1 of 6
CONFI6EN HAL
EFTA_00137428
EFTA01278335

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Knancial Advisor.
Friendly account name:Indiv IRA SCOTT STACK MANLYLE CASRIEL
July 2019 Account type: , . - • vent Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) you' account
A Cash and money balances 58,99406 10000% Your current asset allocation I, Cash and money balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. UBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about yaw statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $58,994.06 100.00%
A
Value of your account $58,994.06
Eye on the markets
Percentage change
Index July 2019 Year to date
S&P 500 1.44% 20.24%
Russell 3000 1.49% 20.48%
MSC I - Europe, Australia & Far East -1.26% 13.05%
Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35%
Interest rates on July 31, 2019
3-month Treasury bills: 2.07%
One-month LIBOR: 2.22%
000268Nee 2 of 6
CONFIDENTIAL
EFTA_00137429
EFTA01278336

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Pi nandal Advisor:
*CBS Friendly account naine:Indiv. IRA SCOTT STACK MAIWLYLE CASRiEL
Account type: Indivedual Retirement ACCOunt
Account numbers
Change in the value of your account Summary of gains and losses
July2019 (3) Year to date (I) values mooned telow exclude products for which gam and losses are not classified.
Realized gains and losses Unrealized
Opening account value $58,981.66 $58,125.23
July 2019 (1) Year to date (is) gains and losses (4)
Withckawals and fees,
including investments transferred Short term 0.00 9.63 0.00
cut 0.00 -160.68 Long term 0.00 -590.37 0.00
Dividend aid interest income 12.40 682.31
Total $0.00 -$580.74 $0.00
Change in market value 0.00 347.20
Closing account value $58,994.06 $58,994.06 Cash activity summary
See Amount actmly this month for delals &lances In your Sweep Options are ind uded in the opening and
Dividend and interest income earned closing balances save. FDIC insurance *cites to deposits at uDS Rank USA and a banks participating in the
UBS FDIC insured Deposit Frown rt does not apply to deposits at U8S AG. startford parch. SICC
protection applies to man market sweep fund holdings but not bank deposits See Important inbrmarion
Foe purposes of His statement, taabity of Inkiest and dnidend Income has been determined Iran a US .bout put statement on the last hay pages of t NS document for coals
t s o om r e e I p n o te rt r i e n s g t p e e n rs d p e e r c t d iv v e id . e B n as d e p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d l d S e ta r, t e a s c ( c U ou A n t a b rd o o g r , o P r u p e r r o to d u R c ic t o ta (P w R , ) July 2019 IS/ Year to date CS)
Income tares The (tent months; statemem is not Intended to be used and camel be mien upon for tax Opening balances $58,981.66 $1,304.58
purposes. Clients should refer to the apdicide tax reporting forms they receive from U8S annuity, such as
a th p e d i F c o a r t m ie s t 1 a 0 x 9 t 9 e n a o n n d i n t g h e fo F r O m r s rn s v t A 4 th 9 7 th . e fo U r S la M t r e e r n n e i g R in e g ve i n n u fo e r m Se a r t a io c n e . a II n d is P t R h e 'h w ea o v k y e D o e f p U en B d S e t n o t , fi a le n d th in e Additions
such forms accurately dassify chic:lends arctic/Interest asters exempt or liable income. Pleat consult youI Dividend and interest income 12.40 682.31
indscdual tax preparer.
Proceeds from investment transactions 0.00 57,819.93
)42019M Year to date (S)
Total additions $12.40 $58,502.24
Dividends 0.00 556.43
Subtractions
Interest 12.40 28.60
Professional management fees and
Total current year $12.40 $585.03 related services 0.00 -160.68
Prior year adjustment 0.00 97.28 Funds wthdrawn for investments
bought 0.00 -652.08
Total dividend & interest $12.40 $682.31
Total subtractions $0.00 4812.76
Net cash flow $12.40 $57,689.48
Closing balances $58,994.06 $58,994.06
SONY.GM 00026810
Pap 3 of 6
CONFIDENTIAL
EFTA_00137430
EFTA01278337

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your A nencia Advisor
Friendly account name:lndiv IRA nrr crnrrr4enwv a recant
July 2019 Account type: Individual Retirement Account
Account number.
UBS Bank USA Deposit Account APY
Interest period Jun 7 - Jul 7
Opening UBS Bank USA Deposit balance Jun 7 $58,981.66
Closing UBS Bank USA Deposit balance Jul 7 858,994.06
Number of days in interest period 31
Average daily balance $58,981.66
Interest earned
$1240
Annual percentage we'd earned 0.25%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
France' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibi,ty consderatton None selected
Your account instructions
• IRS Financial Services Inc is your IRA custodian
• Yotr account cost bash default closing method is FIFO, First In, First Out.
GM 0002681199e 4 of 6
CONFIDENTIAL
EFTA_0013743 I
EFTA01278338

Resource Management Account Account name: CHISLAINE MAXWEU. IRA Your el sandal Advisor:
taUBS
Friendly account near*: Indiv. IRA SCOTT STACKMAJILYLE CASRIEL
July 2019 Account type: Individual Refitment Account
Account number.
Your assets
Some pnces, income and current edges snocm may teeppioximene. As a ref tm. gam aid losses may rot
oe eccumiely reflected. Set knportant inlonnafron about your statement a the end of the ciccumem for
mare infornason.
Cash
Cash and money balances
Cash and money balances may include avalMle cash balances, U65 Bank USA cbpnt account baances, UBS Bank USA and 8F UBS PDC mused Rogan Bank depoat accafe baaXt$ are inured by the FDIC within
ul35T0C rated Rogan Bank Balances, UBS AG Stanford Stanch &posit account ociances and rroney applicable Iamb, but are not protected by SIPC. UBS AG Stanford branchdeposit accourd balances ye not insured
Mad mural fund sweep balances. by FCC and are not protectedby 51K. Money market sweep is/dances are protected by 9PC but are rot Insured by
the FDIC.
See the important informe lan about rot statement a the end of tNs doarnent for details about those
&Jamey
Oberingbdante closing bSence Me per share Average DnIdendinterest Dail in
fiddng on ld 1(S) on Jul 31 (i) on Jul 31 M rye period period Cep errodunt (S)
SIBS BANK USA CEP ACCT 58,981.66 58,994.06 250,000.00
Your total assets
Percentage Cl Cost Estimated Unverified
Value On Al 31 (5) your account bass CS) annual meant (SI pan or loss (4)
Cash Cash and money balances 58494.06 100.00% 58,994.06
Total $58,994.06 100.00% 558,994.06
Account activity this month
Date Mikity Description Amount IS)
Dividend and interestincome
Interest Jul 8 Interest UBS BANK USA DEPOSR ACCOUNT AS OF 0710919 12.40
Total interest $1240
Total dividend end interest income $12A0
en'av raiA 00028812
Page S of 6
CONFI
tN I UAL
EFTA_00137432
EFTA01278339

I UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your Asandal Advisor.
Friendly account name:Indiv IRA SCOTT STACK MANY LYLE CASRIEL
July 2019 Account type: Incliwclual Retirement Account
Account number.
Account activity this month
continued)
Date Activity Description Amount (S)
Money balance activities Jun 28 Balance forward $58,98156
Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0919 12.40
Jul 31 Closing UBS Bank USA Deposit Account 658,996.06
The UBS Bank USA crowd Account is your primary sweep <pion
A_00026gitgge 6 of 6
CONFIDENTIAL
EFIA_00137433
EFTA01278340

Important information about your statement
•ISS Fruncul Swats M. (the killer I.85 Friar,Cie her Iran you en law the, 60 days Mier the Fern capacity. A IsA copy of he poky Undirg s available income or returns and may MI keep pre with
Serviar.3 is a mentor of all preeipal swishy, conmcdoly seed you the f Mt st atement on which the woe or soca request. inflean.
and ovens exchargts. UM Financial Services and UBS problem Seared. • Moderato. Warp to accept sane rids to pincoal and
Bank USA are ndrect subsidiaries of 1.85 AG and - Ronde yew rare and accost number Of any) Reiter the SIPC van-bonnor the suademental tolerate sane Wanly to seek haler returns
affiliates of 185 Seciskin L1C. The Fern's fauna - Devote the era or the transfer you are unsure protection app./ to: • Appressie: MIN to accept high risk to pnncpal and
Slattintrit ie available upon request. The Sias ex.:KONG tote, aid explain as cleat as you can retinal • Certain truancUl assets controlled by (ad neladed n high volatility to seek WI returns over tin..
offices an at: believe it is anm a a new you need mote your account vow) bit had away Iran UM Financial • hemmer Eigierdy Comdenten: I selected, a
ifformances Services. For fatale certain (i) inurarxe pockets. portion of the poi Hoke for that account may inc kale
185 Fruncal Services eic. - Ronde the data* amount of the suspected era. including rabble affnuities. and OD dues of mAual complex wages, linked liquidly and greater
1200 Herby Boulevard finds registered n the wane of the etyma holder on %canary.
Weehawken. a 07086 The Firm a Card bsuer vel investigate you amebae the books of the user or transfer meet),
and wel correct try *MX Fanny. For alleged axon • twestment corollas a Mearreat MIMMIS Stattenant ehoutellokrar
This Statement rePlesents the only official record of sr melon; UBS laa•clebil cad tramactens. a we take baud pannentas and private placements) tut we We mayconsolidate al ratted account statemorts with
1_135 Franca& Services account. Other recces:1u except mere than 10 business days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the sane envelope. e 9. because
offense las &omens. contanng croaking data shoal you =cure la the anoint you Ihnk is in enoi, so that • Cannodatits contacts (eg., free* exchange and they haw owners who also maintain On account
nee be relied won 11 you bane Owe is an wax or you val have the use of the money dung tie ter* it pecan metal contracts), including futures contacts rationing), was other cants a the same wails. If
CvniSPOn peewee:won n inardaSely n mita; to the takes us to complete as imestegation. and orremodity calico contacts; and you reefer to mere irdialual statements mailed es
Brandi Manager of the office wving you vaunt. • Deposit accounts (except certificates of &posh) at LBS $49arate envelopes. you may decline llotnithOldiN) by
Please make all checks payable to the Fern Of tie Bads USA, UM AG U.S. braxas and talcs a the canine your Financial Rano,
Although aliases show re mended to be actuate, leurecul nsteution faceted on he Weal of this FDIC Muted Deposit Program.
statement data ehould not be uwd for tau aspens lea statement In addition to regular accuse lees. scowls The SIPC protection and the supplientotal paternal do Friendly moult name
solar on yow.end lam forms. (i,e Fowl 1099. 5198. MI' be abject to minimaye len, charges for bto not apply to these assets men if they otherwise gaper The Friendly account none it a outismaSle *nekrurne
r 1 a 04 v 2 e 5. d e b tc y ) la w w h e to n r p e r p e o p r a t m to g h y e ou R r S ta R x e re la tu ta rn b . le T M he a F id a en n s ' i s s , p a a m y o m u e n n ts t k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s n k a r u n r d pa id a ca pp y le e r a n e st n a t t a e l m pr e o n t t e s c . ti T o h r e e c S b % n C o p t r p o r t o e t c e t c io t n a g a a n i d n s t t h c e h anges h ch a o s s r e o n l b e y g a y l o e u f f t e o c t a o ss n n y o y u o r u a W cc it o h u S nt I is r n e o C t t t m el e l.t n e d D e n d 3 t o
reportable nonviable dividends and taxable interest to other maule ns may be subject to a viler fee. the market vase of your investments (Mother as a react airy strategy, prodact recommendation.
eared on warities held a your account, net proceeds ttsut of market movement. issuer baffseupty imestment objectwe a Sc profile associated wan your
on sale transactions. rd con WU; on wean cowed UBS Sweep Options *thereat) weasels. and is not a peoma or guarantee that weak
seaters. MS offers options kr meeprog (ash Waxes to bat a any financial resulls, can a will to achieved. All
depose accounts at non-affiliated bats and alt dated Dividend Reinvertmont Program (DRIP) Ines newts involve the risk of las, rOutling the risk of
Ceawkagations with the Firm banks and money ratan MALI lunch (Money Fats). The price reflected is an average price. You may obtain loss d the tali. ilHOSIMMI. You canchange your
• Pleasereawaken any cal carerunatiten n *term Deposit aersuret at UBS Bart USA and nonaffiliated the actual price from you Financial Advisor. Only whole Frain* aware names through Online Services a by
to further Volta your SOK Mck409).(eall barks paraisaing in the UBS FPCinsured Deposit therm ro purchased unilet DPP, paned stews willbe contacting you F naic ale Acker.
under the Securities lrmestor Protection Act A). Program a'e FDIC insured n accordance vest, FOK rules sold aid the cash wit be deposited n yOuf account The
• If the finale& institution en the top left of the front For more effarnation, please vise AVM, fdiC.9”. Depose olvideal tonic-Pram pat supplied by the MON. may almost overview
of this statement is not LBS Franca Senates, LbS Wow.% a LBS AG Straka Branch and than of offer horn the maker price at YfitCh the pan.* shire, • Vette or you ercoontaxartiolb. Net of assets and
Financial Seam write yon h<CCalt as clearing Money Rath are roe nosed by the FDK. ate sold IiaDNiei
broker by aerogram bah the abated Mayan • Area Includes avertable cash balances, values for
• o o S A t w h p f s e e e e a d c n i i n e t t s e o y s a . d m c e . L s r r t b h r e r o c e i e e s r d i d a o m n l y r c o o a c c t b u u h a m r s t e o o e n e k f a d i . e t c o k a h r c n , t g o a U t u t h r n o B e n i d s S t l b a c y a o f b o a g m o t u r h s r e r i t a e s o f e y m h m u r o b n e a u l s n w r m S t ' s h I a p , n e y k d n a e o s y t u a s o a m u f a n a u n d c s d e t r t o t U B s A w h a c p il ( o h r o O k d t n s u r d y a r a e o l w l r p u e P o n r p r s , r o i r e a t o t s e c n t w e c a d t c e s n o t h r e t n , a , d * o b r e b t a b s p y l e a o r l S n o o f c I t w P a e e C . s c M . t i e S n o d e r t e e b o y y "U F b S B a V a S r C d e f . m m d M e a u p o y o r n b a s e e i y t l s S R m e e r a v d y ic e b s e r a O r m C e e n a a e v o l n s y f l e f e f e n w r r d e t i e n h w p t d d o r o a i i c k s c e a e e l u r e , p a n a t a h i r t i r s e a n k c g m F a c i a e a u n g p n n y e t b i s n t a e h c a n d h y s l , a e e a w n l t d r h e e o e n d s i r n c u y r s h t e e d x o d l e l i r f t p t a e a y a r c a d n m c w i e v o in e u l a u e s n c t n d t c e . i b o t d s I u y f p n a y a a t t o y m u a e r n e t " b p o a t ' i r y t M w iv t t t h a h h n in e t e e -v e e e F a i n d n i l m d e . s . m o e . . a M t c D o a u t c r h o I l t k k M e s e • s o t p k I o p n ; e s t o r i w t a e o t l n a r a a s d b s a b e n t i e d d l a , d e G a g n s l u e o t d n a n b c p c a t e k a l s r c T o t t a e a i p m i d t t n e i e o s m a n e D s e s c s e n u e p a t r t o s n e p s d m g e it s n s e la , o h s a e ie , l l d o s r
• • • • F F i m r o r i P P A E t d v e h t i o T r . a u l : a n l f O e e c r l M l t M P n n e i o o a a . U l T e c s c t y B l s s o T a t S d t e o i e u f n o e < Y a r t a b . o x d d d s e : n h l w j f a : e C o 7 S o e e i m a m y n v c 6 f n a a a a - t c t t a 6 a e e h y t o k l e c R d n s U d 8 2 o r u e s n y e e o s 0 u 0 t s r s . l h t o u a a r i 1 0 c t C e o o a t g v e s a . . i i m 3 n l n 3 o a a a t h l g a . b n 5 i C 5 l F e l e s l a , a t s e 2 4 M a r r x r b l i D C o . l 9 c y d n d i e 1 l t A e r o a e l , 1 e e i . o i n . e m f y 3 N p e 4 0 n r n g , n S a o m 3 t p 1 I s o t t u w w l 0 , e 2 R a r a d t 8 7 d i i i 0 e i e t n b t n : 0 i h h c r l 9 0 t o n a 8 s r i i o n 0 8 n e u t n 7 t i n o c o o t 6 A 6 a . a 3 v n s t a h 0 . i o 0 e s i M n n i r 2 r r d n v D d g g e 0 . f i a a e J r l l e 1 c t e o y y o n o h a . c v s s m O 3 e n t 6 U i a r 5 l S c d o m B c f A 2 k t n t a S e O s a - o e i 1 c r c b P n 6 t a h o l e t 9 e , e w A 9 r a n s F U C a < o s l k a w T w i e u t n m h f B o o a a t c r e b E r t S o i t , u d w p n s h w y s F r F o s a e m i m e < a , t a r i u i r f t i e n a O o e n o m i n a s a t d r r d i c i n o c r s n w i a c b o a n g u n a c a a r e r r l i n o s a ( n 8 w m r a r m S h e d s 0 l a s a i ) t r m S u s e e . 0 t e w t l h l E e p c e w e m t i e 7 e ) r r s n t t , e . v e 6 p e p o M w e i 2 a p a c l r r a r o o h $ b . r e e 1 o r o e n c o 5 i s s c 0 f t e a l o u 0 t d h s a t 0 e t t r h 0 r s a 0 p a d p m a , e t , y 0 t r h s v e o f S T 0 b a r o a r s t e o h r 0 e t i e l u o a e a t c m y c ( u c u b r n S o t d h s n r l y p I c u e i P u t e e s k r y i h C r s e e o d i e d a e o s w c t a i l t a u l e F d n t o d s a w r s c v s g r i t p i , y e y e t i n i e i 1 o a 6 t n s o o s p a 2 u t n c p n a o r c 5 p o o t v a ? r u i 0 o a r t l s i P u e , n i n y A t 0 l r c a p o s o o d 0 a t b m , o u t i o 0 o l e n r t e e b n c a f e r a o t s , i t r o n I • P M i • • s e T n m a l h v e a o P P A c e a g g e a m o h i c e r s s n e a s l o h e n u a O a s v e w r i c r c e d e a e n M e i a a c r t d s v m n e n a h a o v t e , n t e m t . u n i o i c s C o C C n < a t h e e f n t a o b o o a r v l t a e p o n h m n b r t n a i t a f h e g t j o e e b a d i e v e n F n n b c i l m n e A t c i f l t i n I o * a o a i l n s a v / l a p m i , p c t . y e o i r p o m a o e e s n F a a m r n e s w p c o a i y n e e a e e a f : b b g i e . t r n m n b I s a a n e i a l . d e m h c m v t n a e e r h a e e i c s i w s n a m n i s k k a t c w v a m t l w p c h n b n e a e o r e e e s l o n n u y o l n t l g f t o d r n i i s a n t n l e u t e ° o g e W t n h r p e b n a e o a a j H t r r e r e c f s e a d a c c a I a p t ' R o t m i n e i o y l v u y ) e o n e e n k t u s h d o t i s : n e f i c g to l L F T M n n u • • s c t o a a w s h o e e o o s e r i r C t t e n n s i r n e h a c s e a a i d s t i b a h b e . c p o s r i a e l n a g a y c b t f Y b a a r l r d g : l a e a i m e I t t l i : c n i e e l i T g n e i a h n o s c t d s a h t o e n e n e f h i e t c o d d n F x e s e I e s e r d r , i d b y s c e r c s m t p y e a i b i i f , r f s t d l r n m i u f a f a d o r n r s u e k s t e a t e h m a n d s d i e t d o s o , d t h w s i i e o r o n J s o n e d t r v c a n e n a e a c e t h o h d b b c o e l u k e T i e t c p r s t n h t o o s a e b a b b e t u t y : a h a a r a o m n ° a l r l l l e a a a f a a t b o y n n n l t b b l n f w e e c i c c m a a e v e t e e t g a b a a s i s s w s o n e r r s a y a t a a - k c o a c n n a n e e t n d e l t e e d d M e s t s o d n y s . . m m t w e o a t h < e f e s u u e i r t m d o e n o r t a F u g t e a d o e c a p i i v p e n n t d c l a e r m s g i l a i o t e a r l s m a i i v a a n n s o n a b n c d d a t d t l l d e u u e a y . e i s t t s
I c f W n a a a d e d n e s t c r h t i a r a m a n l s n S t a s e e c f x r e t v i r o i t c ( a n e R s s , 0 A e c 7 x a 0 b . ll , 8 9 i I 6 l M 3 p , 0 M a O - y 7 i m 6 n H 2 e a - n k r 1 b t a 0 o o 0 t r r i 0 l B L i . t E e l o A S a r w , V W 6 i 1 a le h a t f t d l n o o e o U b r B i , t S a a c T a m s h p e C o w F u h i a n n n y t n e . p , d a to y s g a u e b p t l p e h k e t m o r w e a M l i l t e h a l l c i g i e n b r s t l u a e r i a d n n i a n c f e f t i . l s i a T . t h c e e o s l m . l e h a c e t d n iv r a e e l l s y tt o n u n der Ov A o e f p r a a p c l n l r m b is a e k ti p o a n n e d I d n g v a r e o s l w tm th e o m f s o s n e t e x k io in a g l. b oth the poreenka a a T A n e g v r d r m a e & e i s l m * t a a * n e u n d n . t A n C a g t o s n r [ , a d t s o r it c n i a o a e l n e s e r s t t . t o s U A a y B g o n S r u d e S r D e t C m a is t l e e e c n b m a t s t e a w R n n e t e d o s t t t f l h i C C e r a G e lh d e i O n t e P r r a a l c tices
C s e t f a a f t o l e r c r r e r e e w a n t e r e i t a n e t a r o s e u s c o i t t o e a n t i a s w s * o T yo f o e u n r c g n a a n , t 4 i h f e y y o o st u u a n t te h e m i e ls d e n m y t o o a u r r r S t t h h a i e s F b v i o o m l e t o c is t t l i h a c e t a h p e is o s 1 li c p 6 y r 0 o c 0 t a e m d c i t e l e li b d o e n to e a s a u o r p i f d t D E o e 1 r c n 1 e i . m e 9 b ' m s e .. r i , k 1 a e 0 s , i 2 i h n 0 a 1 th t 6 e . • l t C o h o w at n r m s ul e e e n a a n a n s w ! t . h v e o S t e e a s a c l c s il o y t u o t n o o t d t u h o t e m e s w a n n o a i t n n g k e . ia n o l e p v r e r a e r t a i e c l a l s , s i e g a v n l e , i 4 f w i 1 c i i a t f h n t er tyww obtenraGreerintthriou
wept. The Fim oie Card bus (as alffiliciabla muff aggregate for all your accuses had n a particular
SDNY_GM_00028814
CONFIDENTIAL
EFTA_00137434
EFTA01278341

Important inforniatimi about your statementsoohnurto
Ye.. assets - for certain wormes rading n nOn-COSICenIn9 • Est. (emanated) exam, current yields and rates. — We tereve (CtriperbStaCes Isom WS MS USA, LBS
Your statement dances *mattes and other assets held demon...atoms, puce an! chatty (face wan) may An ell mme of tau( r.:crer n bred on ante AG Stamford Branch rid nanaff asked banks
n the account a the end of the Slaternent period. You have been adjusted to facilitate proper Surto duidend and inters rats assailing the wurnos will trout+ our cash creep Fro;raTh This
may ask for delivery of fS ir Paid securities al any tire. To obtain anent gootatkos, when available, contact be held for one yea- from statement date or until compensation may be a morehly per axord fee or
You may rear* mantes used as loan cdtmerai alter you &uncial Mama. mataity. Ms estimate is only a guideline, accuracy may be a percentage of ;enrage dak &posit
payny any balaxe der on them. Any securetes rd cordnued income are not guaranteed. biases
hunderred to the orm dreg the stiammt pored are • Private investment. and structured products. - Estnuted smut name zed current meld for
Icted at market value as of the end of the stares Private nsestrnent sects/on (string drect certain types of securities could exclude a return of Activity
period PartiCiPalka program and real estate ineament trust priePal or capeal gains in which case the est information repaying cornrMscns and other climes
• Cost basis n determining the cost basis of the securities) arid strut sred products are generally highly income (rd current yield) would be overstated. intoned n COrreCts:n Web the executionof trades,
secasen included es this statement Siete indicated Chan struck/ad acckets haw not been - Est/sled arrual some and anent meld and the indadingopticn v.wv.actons has been routed on
with the nunter - SS Faust& Services Am relied registered with the Socaities and &charge actual Some andyield might be lass oe h4otr confirmations mesink furnished so you, and will be
on information obtained from sources other than SS Commission or srder ark state securities laws. We than the estrnged amass pro-deed to you Dreamily on mount
Financial Stre ets. sltding i-darnaiico horn anothee acre& evirnated values for private sestmed - An estimate of amazed income (dividerd aldrcr
lie or that you may have provided to your Vassal makes and structured products for Smut coal interest) divded by the current market Short soling
Apnea. the Firm does Aril indsenitetly nerdy or prposes only Accuracy a not guaranteed valadaveragr balance es based on the last divdend ml you me engaged n that selling • uverity, puma/
guarantee the scaryor valdity of my alem otion - Them values may differ abstant May Iran peCes. it or serest payment made by the issuer and incur a charge due to Cestaintaroving costs for that
provided by sources other than 1.85 Financial Secede xiss al which a private 'mailed security or sass tie searkeildwais will be hell foe one pan Pala- security.
addleat althougan SS Gaeta! Senses generalk structured maxi may be bas-)11 or sold and do year tom the statement date aural maturity.
updates the Somalian as it is received, the firm not recess:Sy represent the wide you may recesse Accuracy and teamed yell are not guaranteed °Pen orders
des not pow* any entrances tat the Samara yam liopidaten. Restoring open or • 9oratitcanceled* ceders that
valor -Cost bate and "Urvesatlece d gad loss" is - Wird party estimates of value re as ea a <Min • AMU not held by UBSFinsncial Services, Certain were not irercuad by the mammon date, open buy and
moire as a The date of this statement. As suet\ date and are supplied to UBS Fart it Services on a assets ate not held by the Fern and not Mita the sel stop orders re reduced by the amount of divderxds
please do not rely an this nlanution to nuke repair base by an (dement*. valurion limy f Mt possession or ccnvol. These assets are Or nyhtS on an eg.dwirlerdS a ter•retrtS date unless
anhase or sale decisions tap:poses or - e9Jer, general panne* or sponsor (dimmed values, deployed on yas statement Ice atom: national (angled otherwise by you. You re respenstik fa
otherwise. Acccums transferred to theFin may ay, re oared to the Fon by the 6Suer, purposes only. Pistons and vain presented re aders that re executed dye to yeas failure to cancel
reflect gaillom alarm an only fix the period of general partner or spanner and may be cakulated provided by the swing fi m LISS Financial Services is "ing pen ceders.
tine theyre held a the Fan Moren atorical based on deferent idermaten Iran that used by not resprebb for this inkernatm and does not
Sasebo, can be added by your arta Advisor. that pates to drier thee estrnaied mire. guarantee as accuracy These assets are not protected Privacy
• Unwanted gatB led Vitien data it anailabh, - You can cbtan adduced' nkmution regarding by SVC or she Fim's supplemental51K coverage. To aran a copy of as current Client Privacy Wake,
punned uverized gareflosses are calculated for the methodology used to determine the estimate of please contact you. fnancial Athiscr or via or wobsde
noviial meaty lots The trarnaction data for value and the date of the dcrniatiCel that n the • Revenue sharing and adiskional compensation. at >wen •rht ensurvivierr,frt.
inckviliat lots may or may era reflect cerrmissions. basis la the estimate by contacting your Chantal - h addition to comminken on lain ad 121,-1 Wes - UBS Faarxial Senices is not a bark. The RMA, Bums
charges ado security reorganization mots. Advisor. received n corned ion with the disirhation of mutual Services Account ESA and BMA re brokerage
Diedend and other reinvestment lots and systematic - shed party estimated rakes may be reflected as lands to at dents we ado our Miriam men* accounts welch provide access to barking services and
probate bas are each combined to display ore 'Not Arced' in several LtuatialS: Mien an menarchea° payments horn datitulas ado PrOIXIS Ihrotact alarigernWrgs with affiliated banks
award lot IS 'Trade date colmn presents the independent valuation fern has not suppled or advisors of the mutual funds that so soli Them and other ihid.party banks, and provides access to
agiel transacoon trade dale. unable to assail a value, when we become aware amounts re based on two different corrporentsi (4 issuance and am* PrOdUcts issued by u-uff dosed
• Callable securities Bonds and preferred NO* that That a material event has eased tisk, my calla to arnare of sales by U35 of mutual thid.party nsurance companies through in usave
the issuer cats for may rederrptun wit be selected peeviousk reported value ido question, or wen a had rank to our dents; and 60 tie asset vale of a agency subsidies of SS Financial Sense n.
niparbally by lot Ins among al worst of that value would be highly speculative due to the nem pandas mutual had lanais them Sada/nee — hwurnere, nessance, and annuity pstdicts.
:Sue held in our Mine a il nominee erne Ice or ca the warty Inn — Not FDIC insured • No bank guarareew May Sale vela
clients Call leaks Somali:a is obtained from third - Were neither an ewer, general partner ix sponsor - We ad our affiliate also receive stoodSi and — tMA Pesos. Management Acorn,. Busyness
pries rd es rotary is not guarantied. Other call estimated value nor a thraprty estimated val.* is ornnbus processing fees in consideration foe transfer Seances Account BSA, IRMA and nteenationol Resource
leaves may sat which card ailed wrld complete granded, the van of the wordy wit beafferent agent services that we provide to ternaual funds Management Account re registered seance marks of
intormaton will be provided upon request his its ptaluse These lees generally an pad from inwstor stets sn UPI Financial Seines lx.
• Price/value Prices displayed for securities and other - • Therbutions to dale' may feCiaSk MUT of the mutual find and are a fled dolly amant based — VISA is a registered vaciirruik owned by visa
products may be high.' or lower than the price that capital, name or both. on the maniac of accounts at the baiter-dealer exemaional Service Association and used under
you would actually revere in the market Wkes cep - • OrgaM tat size' represents the Sul offering holing masa finds of that fund family kens. The 1.65 Vea credi cads ad the ISS Visa
obtained from varcus tird party sources wench we ;se per ist and may not reflect your cal bait) — h isoMocn to CCrnill6SkinS received in correction debt cads are *sad by UK Bank LISA with
bedew to be elabSe. tut we dons guarantee they - OfP Ind unlined REP S./Grain re not listed co a with the tab or dembuton of annuity or:each and ppm:stun from visaU S. A Incorporated Al other
accuracy national secure:es stage and re generally test nvestment trust tents to our clients, we ado tudernarkt wagered trademarks, stake marks and
- we generally use the cbsing price when available or &gad ani even if They can be sold the price as aft nate receive reverie during corrpensaton registered sehice rrurks are of thee respective
tie mean of the bid and ask prices ler listed received may be less tan the per tare estimated from Try of the surance companies unckrwrtind companies
skates and options or onk bidpass kce OTC slue provided n the account statement. the annuity contracts, affiliates 01 the Nuisance
minas carbines or sprats of the snit envednient buns UPS nuncio, Services Inc Rev. 701810
- Less actively traded searhic maybe priced using a • Restriaed securities. Samicted securities rarely we dadrbute
valuation model or the most recent price we are not amok ehgble for pubk sale. LBS Financial — h addax, to commissions received from the
obtained and may not reflect an actual market price Services uses the motet price of tie urresincted nod puxhase and sale of Ned9nares finds, we ardor or
a rake. of the sate ester as an masted vale foe the alI dote recent al asset-based revenue sharing
- Oman positions may mar eta a price aid restricted mock for purposes of the StOfteltat only. To payment from NatSenves distrbuxek as well as
wit thaw as 'ace was not available a we are the extent that restricted taunt ies re eltable for sale, funcing for technology development, training and
tenable to (ban a price fa a SeCtnly. the value waned may be stbstantially less tun the education.
- Deposes ce sannties denconnated n carer:des awed aka. shown. — Our Saabs also receive tradng consists% and
other than tal S. dollars re reflected at the exchange other ornivroal on from mutual funds and insurance
rate as of the statement date. arrow:ea whose rsaino we Morbid*
SDNY_GM_00028815
CONFIDENTIAL
EFTA_00137435
EFTA01278342

Retirement Account
U8S Financial Services Inc
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th floor
New York. NY 10171.0002 August 2019
GHIELAINE MAXWELL IRA
Account name: GHISIANE MAXWELL IRA
Friendly account name: Indio IRA
Account type: Indrridual Retirement Account
Account number
Your finandal Advisor.
SCOTT STACK MAFULYLE CASRIEL
Phon
Value of your account
Questions about your statemer47
Call your Financial Advisor or the on July 31 (SI on August 30 (5)
RMA Resourceline at 800-RMA-1000, Your assets 58,994 06 59,004 99
acco'
Your liabilities 0.00 0.00
Msit our website: Value of your account $58,994.06 $59,004.99
inww.ubscomtfinanciahervices
Items for your attention
Help protect yourself from fraud aid
review bank, credit card, and brokerage
Sources of your account growth
statements regularly. Also, get your free Tracking the value of your account duriag 2019
credit report annually from
Value of your account
www.annualcreditreport.com S Thousands at year end 2018 ssa 125 23
Net deposits and
570 57.0 572 57.7 93.1 590 59.0 vvithdra,45 .4160.63
• • • * ale • • Yar investment return
Dividend and
interest income 4693.24
Change in
market value $347.20
Value of your acorn
on Aug 30.2019 M9.004.99
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Jul 2019 Aug 2019
SDNY GM 00028818
Member SIPC ANP7000300553551 9 NP70:0193453 00032 0819 03057'4011,123697550000010 Peg. 1 of 6
CONFIDENTIAL
EFT.A_00137436
EFTA01278343

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your IR asocial Advisor.
Friendly account nome:Indiv IRA SCOTT STACK MANL YLE CASRIEL
Account type: I i IR tic nt Account
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
August 30 ($) your account
, Cash and money balances may indude
A Cash and money balances 59,004.99 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 a00% account. UBS IC*C mused Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about your statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $59,004.99 100.00%
A
Value of your account S59,004.99
Eye on the markets
Percentage change
Index August 2019 Year to date
S&P 500 1.61% 1831%
Russell 3000 -2.04% l8.02%
MSC I - Europe, Australia 8/ Far East -2.58% 10.14%
Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10%
Interest rates on August 30, 2019
3-month Treasury bills: 1.91%
One-month LIBOR: 2.09%
m_00026Age 2 of 6
CONFIDENTIAL
EFTA_00137437
EFTA01278344

Resource Management Account Account name: GHISLAINE MAXWELL IRA Your PI nandal Advisor:
UBS Friendly account naine:Indiv IRA SCOTT STACKMAN/LYLE CASRIEL
Account type: Indivtdual Retirement Account
Account number.
Change in the value of your account Summary of gains and losses
krauts reported [elm exclude products for which gam endlosses ate not classified.
August 2019 (51 Year to date (I)
Realized gains and losses Unrealized
Opening account value $58,994.06 $58,125.23
August 2019 (1) Year to date (1) gains and losses (I)
Withcfrawals and fees,
including investments transferred Short term 0.00 9.63 0.00
out 0.00 -160.68 Long term 0.00 -590.37 0.C0
Dividend and interest income 10.93 693.24
Total $0.00 -$580.74 $0.00
Change in market value 0.00 347.20
Cash activity summary
Closing account value $59,004.99 $59,004.99
Dividend and interest income earned c S l e o e s i A n c g c b o d u a n n t c a e c s t h e e a y u t . h . e F D m IC o n in t s h u f r o a r n d ce e l a a p Is p l B es d a t n o c d e e s p i o n s y its o u a r t S U w B e S e B p a O nk p t L io IS n A s a ar n e d i n a d u b d an e k d s in p a th rt e ic o ip p a e t n in in g g in a n th d e
UBS Fix insured Deposit hogarn rt does not apply to deposits as 1)85 AG. stariord parch. Siff
protection applies to money market sweep And holdings but not bar* deposits See important inktroarion
For purposes of ttis statement, tactility of Inkiest and derldend Income has been determined from a US Welt your determent on the last two pages cf this document fAourg auta2ls0 19 is)
t s a o m m r e e I p n o te rt r i e r s o t p e e n rs d p e e r c t d iv v e iC . B en e d a r p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o u un n t i t h e o d l d s e ta r, te a s c c (U o S u ) n t a t n y d p o e, r o P r u p e r r o to d u R c ic t o ty ( p P e R , ) Year to date (5)
Income taxes The (tent monthy statemem is not intended to be used and cannot be need upon Ice tat Opening balances $58,994.06 $1,304.58
purposes. Clients should refer to the ap;Iktie lax reporting forms they receive from LABS annuity, such as
the Forms 1099 and the F0rillt 487, foe lax reporting information. II is the PrdOke of UBS to file tne AcIdkiorts
=Rica* tac reporting forms vAth the US Meted Revenue SeMet and PR treasury Department and in
Sighfon accurately doss fy dwdends ands interest as lac exempt or lamb* income. Please consult your Dividend and interest income 10.93 693.24
indwdual tax preparer.
Proceeds from investment transactions 0.00 57,819.93
August 2019(5) Year to date (1)
Total additions $10.93 $58,513.17
Dividends 0.00 556.43
Subtractions
Interest 10.93 39.53
Professional management fees and
Total current year $10.93 $595.96 related services 0.00 -160.68
Prior year adjustment 0.00 97.28 Funds wthdrawn for investments
bought 0.00 -652.08
Total dividend & interest $10.93 3693.24
Total subtractions $0.00 -$812.76
Net cash flow $10.93 657,700.41
Closing balances $59,004.99 $59,004.99
SONY GM 00026818
Page 3 of 6
CONFIDENTIAL
EFTA_00 137438
EFTA01278345

*UBS Resource Management Account Account name: GHISLAINE MAXWELL IRA Your financial Advisor-
Friendly account namerIndiv IRA SCOTT STACK MANLYLE CASRIEL
August 2019 Account type: ont Account
Account number.
UBS Bank USA Deposit Account APY
Interest period 8 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8 $58,994.06
Closing UBS Bank USA Deposit balance Aug 6 $59,004.99
Number of days in interest period 30
Average daily balance $58,994.06
Interest earned $10.93
Annual percentage we'd earned 0.23%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
France' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your srarementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility cOnSderabon • None selected
Your account instructions
• U85 Financial Services Inc is your IRA custodian
• You account cost bash default closing method is FIFO, First In, First Out.
000261AP 4 of 6
CONFIDENTIAL
EFTA_00137439
EFTA01278346

Resource Management Account Account natty: GHISLAINE MAXWELL IRA Your Mandril Advisor:
*DUBS friendly account name: Indie IRA SCOTT STACK MAULYLE CASRIEL
August 2019 Account type: Individual Retirement Account
Account number.
Your assets
Some pnces, income and current vaues shorn may be toprOximerie. AS a snot. gam OnCliesses may not
be eccurately reflected. Set Important intoratebon eerier your gatemen, at the end of this dacurnem for
rote infornmon.
Cash
Cash and money balances
Cash and money balances may right* avaltdecash balances, UBS Bank USA &prat account baances, UBS Bank USA and aI UBS FDIC mitred Procyam Bark deposit aCCLIN baaXes are Insured by the FDIC within
UBSiDiC Insured Rogan Bank Balances, UBS AO Stamford Branch deposit account °mantes and money asplicat* Imes, big are not protected by SIPC. UBS AG Stanford BranchI:lewd accourd balances ate not insured
market in urt fund Sweep balances. by (04C and at not protected by 51K. Money market sweep balances are protected by 9PC but are not Insured by
the FDC
See the Important infototetIon about nut statement at the end of this document for details about those
tames.
0penng MINX! closing 1)88x! Nice per share Average 0nIdendlintreSt Dap in
ticking on Aug 1(S) on Aug 30 (1) on Aug 30 (S) rate period period Cap snow' 61
UBS BANK USA CEP ACCT 5/3,994.06 59,004.99 250,000.00
Your total assets
Percentage of Cost Estimated Unrealized
value on Aug 30(5) your account rants (S) annoy income CS) gain or loss CS)
Cash Cash and money balances 59,004.99 100.00% 59,004.99
Total $59,004.99 100.00% 559,004.99
Account activity this month
Date Aclhrity Description Ammat (S)
Dividend ad interestiacome
Interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0&09 19 10.93
Total interest 810.99
Total dividend and interest income 810.93
00028820
Pegs S of 6
CONFIJbN I IAL
EFTA_00137440
EFTA01278347

*UBS Resource Management Account Account name: GNISLAINE MAXWELL IRA Your Pi nancial Advisor
Friendly account name:Indiv IRA SCOTT STACKMANIYLE CASRIEL
August 2019 Account type: Individual Retirement Account
Account number:
Account activity this month rcontnued,
Date Actmty Liescriptcn Arrount (S)
Money balance activities MI 31 Balance forward $58.994.06
Aug 7 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 08106119 10.93
Aug 30 Closing U.S Bank USA Deposit Account 559,004.99
The UBS Bent USA Ceinagt ACCOunt Is your primary sweep option
M_000268P1I9e 6 oi 6
CONFIDENTIAL
EFTA_00 3744 I
EFTA01278348

important inhumation ithotit your statement
U35 F rascal Sewn Inc. (the tem Cr UBS Fnnial her fromyou no later Infrn 60 days after the Fern ctworty. A lid copy of the poky wordng is amiable any a rams and my not keep pace with
Soakedc a member of all principal secutto cornmadity sent you the fret statement on ninth the ens or Upon request. inflation
and options exchargies. UBS Financial Service and LBS Problem appeared. • Moderate Mang to accept sane rid to pincipal ad
Bank USA at ndrect friosidaries of LEES AG and - Provideyou- narne ad acco.rc ranter Of any) Nether the 51K voleclon nor the fradOernental tolerate some v.:airily to seek hrber returns
affiliates ol LOS Sedates LLC. the Fent haircut — Desabe the error or the transfer you am unsure protection appylo: • Appease.: Wiling to accept hit rids to pnncoal and
Stattanel it available upon request. The Firm's execute. about. and moan a; clear& as pm cm why you • Cann InanCial assets controlled by (and roludd n high vOlataity to Seek Impreturns over time.
offices are sic believe * is an era a new you need mate your aCcount etre) bat heed away from LBS Financial • invettesen ft:04m Consideration: a selected, a
riarnae ion Services For example certain (i) insurarop proclaim, potion of the pa Iloilo lot that account may rickey
LBS Snivel Sevres air — Provide the doter amount of the suspected era. ricluding vatabb annuities. and (ii) sires of mutual complex strangles linked liquidly and creme
1200 tenor Boulevard finds registered in the name o1 the anent holder on Mainly
Wethanken, NJ 07086 The Firm a Cad Issuer sad emettigate you: <enchant the books d the Muer or transfer gent),
and oval correct Sty error promptly For alleged trots • Investrnmi comets or nvettmesi 'nests leg. Statement shouseholdire
The Statement Weems the on& official record of you rnolvn9 UBS Ihsa•debrI card transaction, if we take limited partnennos and private placements) hat ate We may consolidate at related accent statements with
U3S Fruncul knees accout Other read., except more than 10 busrevs days to do ths, we will credit not registered under the Seoritres Act of 1933; the ant address in the same erwebph e 0 because
afoul Lac dixnents, contanng anteing data should you: accost la the amount you thnk is in error, so that • Corrrnocktin convects (erg, foreign earns and they have onners who also mantan pr : meant
not be reed upon II you brake.. there is an arra or you wit have the use a the money axing he taw it pre an metal contracts), nekidn; futures contracts reationseps wits other chns a the same address.
omission pleare report it immediately n witty to the ties us to cartalete as nvirsIgat and sornality opt km cantata and you prefer to mere irdiidual statements mailed n
Branch Manager d the office wsing par account. • Deposit atones (except certificates of deposit) at LBS separate neon. you may decline hamthoring by
Please Mare all checks payabb to the Fan or the Bads USA. UBS AG U S. kra-ohts and bads 6 the calling you Financial Advisor
Ath ough at I are shower are mended to be actuate, trancal AstoAen ncicated on tie front of this FDIC Insured Deposit Proven.
statement data 'baud not be used for tai pupates Re& linemen In addition to cootie account lees. accounts The SIP( protelon and the srpplimental wanton do Friendly anima nom*
soh& on year iend tax leans. it Form 1099, 5498. may be Abject to mintenrce lees, charges for Ito not apply to there assets en if they otherwise appear Tee Friendly account urn is a customizable -Tharurne
1°475.etc )when PrsOn9 tar taw return The Fnn payment for securities purchases and charges kr unpaid on vas statements The WC protect:an ad the chosen by you to assist you withyour nrcordleepag
reoured by law to cepa, to the RS all taxable dradends, mares n cash accounts. Accounts that are wandered supplemertal protection do not protect against changes has ro legal effect an you account is not Wended to
reportable nonstauble dividends and taxable finest to other restmlons may be sublet to a transfer fee. • the market vat* of your inn-sawn', (Mather as a reflect n strategy, prodxt, recommentation.
caned on sesentie held you a-cant net proceeds remit of motet movement issuer bankiuptcy rnestment objective a ink prolate associated wet, your
on ale transactions. and cost basis on ceran coned UBS Swoop Options atheist.) accounts. rd is not a women a guarantee that wealth
secissies UK offers options sot sweepng cash balances to bade a any financial es/soh, can or will be achieved. All
depose mccutts at non-rtilsited barks and aftelated Dividend Reinvestment Rogan awe) inestments invoke the risk of loss, iticldrg the risk of
Comernications with the Fin bards% and money curio nuial hods (Money halo). The price reflected is an average once You may obtain loss of the entire irwestrnent. You can change your
• Please re confirm ay oral communcatons in vet ng Deposit account at LBS Bat USA and inn.aff aimed the actual price titan yea Fn real Advisor. Only note Friendly accent mines tfvough Dent Services or by
to further protect your rips. aiding raw nits baits participating n the UBS FDC.nsured Deposit Oates eo purchased undo DRIP. weal lasses will be controtn you Crustal Adasa.
order the SKuntiFt Investor Protection A6 (SPA) Program, at SDK insured n accede-Kt wits FOK rules sold rd the cash wit be deposited in yOur aarOurit The
• If the firirtc al ritartion al the top lett of the Iran for mot rifcmation, please visa WNW ttIK.gaa. Depose choked renveskunt pace applied bx,ethe suer may Account overview
of this statement is not U3S Finns Smut LBS accounts al UBS AG Starnled Brands ad dares of tiller from the market price at Math partial Shales • Vakre of your e«ountrportfolo. Net of assets and
Firaixral Stakes carries you account as clang Mona Fads are not inured by the FOC. se sold liabdaki
W ke e n W a b r y n a e r d ta p n m ge r a n e t w ho w r e el h a t t i h on e s h in io a s w te h d en i nftlutim Bank deposits are not protected by SIPC Monty Find Cashinaieu • r em % i T tt v e % d s I e n c c u lu ri d ty es ( e a s v t a i ) l , a a b n le d c G a l s o h b b a a l l T an in c e e s D , v ep i o e si s n , f oe
. s o o A th e f p s e a i n d n n n e e c e s o i d s e c s e 1 t e h t a n i o r s d e r o n t g l r o i a c t d b n m h r l e o e is k d a t e c i a m r h c . t o a t U u l h o d n B e t S b s a c o I o r a e t r u s h u e h e n n f r y c i u n n u o e i t l u n s S T t M s e a , r o v y d i • o c s u e a s a m r n a o u d n p s d e t d no t M L w A l c i e o t c e r o o e e k u l s s a n a O w t r u e F n r p , r f r e o a o w n n t d e e t c s o s t h t e n , a d ' b e b b a s y l e a o l S n o f O c w a e K . s M i S n a e th t e h e ' L F b B a u n n S k d F n d m o e a p r y m o b s a i e l t s S M e N w b n e • O e m re n n g a t o l r i r y t t a n l e w e t i l t d h e e p t o d w o a l e ( a e n b u p a i m t a h n r a e , l d u c m S c l a a e a u m g p y n e t i b n w t a e c n a l y N l s . a e a a n A t n h r n e : d e u I s r u m c n r l s p t e e d d a u ll e i l t t t p e a a y a r c 6 n m e c v u s o i d l n u a a e i n c e d t r c r . t o b e s u I y f p n a y a a t t o rn u e a n t t o a t W b u t y v t a n t h e h d e e r e * r 0 d F u i 0 w i a 5 n a t 0 m s . r 1 t a r D a o t c r h r o k l r e s e M o s t p s o p n r . i t o m o a io t r : a h n a n r s a k c d l e b t t e d c , d u a e r n s r m t d e o n < c i t k n m s o e t a a p d i t + t e i m o W a n s C e s s n U e a t r t n R s 'n d i n ts o o la t d $ h 1 s 4 e , . l 1 d a S
• o F m n r P E e r T o i l a a n e t b i M o m l a t l e l s y o s l d - e u C e n f a d r s d d a e o a o i e n i y e f n n a t t t a t p h n c n R 8 r u y a e o 0 s l e u 0 m t a o r g t . s r i 3 m h o o u e 5 n r e f 4 t t s s r r t h - o o D c e 9 l r o . a 1 e e f y m 0 p r * , a 3 a p o u n . w l r d a m 8 i r i t : n n i e h 0 n s n i m 0 n v t o A 3 a o r i 0 n h i M 2 n a c n 0 . o a t 1 c t u o p o h . n 3 e 6 L e a 5 c s B C l k 2 t t S O s . o o 1 P 6 t t h . 9 M w e 9 . a s s a h l v r o e o i a c t w a b n h i y c u n e e i < a r w r n e X b g r s d s e i n a c . m c u g a c o r : n u 9 n r r d e 0 r u a n i 0 t t s n t i h o r i 7 e a n n 6 w t p 2 e a r • r b y o e 1 o c e s 0 u e t k 0 e t r 0 t d a a , s t v e f a r r s o i e l a m t a u n b d n l y e e t y s o d i w e t l t e F d o e s r , y p a 6 e s o a c p a a a t v i a l o i y n A l s o d , u l v e i s a e t s e I t P n h o n a l v y e c v e e a : h e d u s i s o n e a m t v c c a m e e e c d n s o n e v t t u t m n i c s n & t h e e t o a n t a t n h t b n e g e j c d e e n e F c m m i e s t n i r a v n e y y e n p o s F v r t u a o s o r r m y a f e e n p b a t d r e c l m y t h n w s n a i l e c s . e c w p s n o r i r o t i y r u t f i d o i a n l t e u g i h o n o a e n f l c d o c a ' r o p r y y u i o c n u r s i . c to s • • c t N n o w a o o m s C P n e n h . e s a i c a b p n . s o f h a f c k r b l / r i r a m l i a e m a e n d l t o a o c s o e n n e c d s e I c k n , r y e t o e y p s b , l i f a a u r s r l t s e e h a s t & e o s n . h e c a c d e p ' r e e e o a c d s b c e c u k i a T c m t t t s o o b e b b o u t a a a a n o n l l l l e f a t a a o y n t n n b f h c m c c a e u e e e l l s a a s s n s , n a k t a i - a c c n e n t t e u e s e p a s s s m m f o . t f t o e i a e u l r d n i r t a n u d t e t a e -n p o s d l e o t u f r a a i i r n o n n m t d d d e e a g t in
• • • O A F F I h P o i . l w O n n a l r a m o . s U T n t B T * m O S o Y o a e b . o x : l s m j f S e C 7 e e e c 6 r a a r r t v 6 r e e l n o l e s d U 2 k r s s s t 0 n t h . o , o i 1 a C o e P l . n n a l 3 c o l b 5 C l v . a , e 8 O 2 a n C t 1 4 Y d t t l i 4 e 4 . i n i e e N o 9 4 g n m n 5 I 1 t s w 0 2 e R a d 7 i . b t 0 e 0 h c l o 9 a i 6 o u n 8 t 7 m i t o 6 6 a n p 0 o s n l r e d D e t f i e l r r e e o e r p c m t d a r o r o t n a u / i l c t c e c s n e r t t e s t e s C o c t l T i i e f l h o n n a g e a r e m u p s F s e o F s i m a d r r i f m p a n o e a t p a i r i 6 l r o n y c b a n c a a e t t i s o ( e a m S w h s l a I ) S e s P o ll m o C E w i a ) r v b t , c e o a a e w c w a r n e 1 n t o e . 3 n s a c f o 0 t t h t a o r s 0 h c g r p , d e y c 0 r y o 0 o S T b e u 0 t e h r e o c n e y c f u c t n o S t h r s I p u c i u P t s l r i C r h e i e o e d c o s t a u l i a e I s d r r v n c s i g a v t e i t i n i i e t e 5 l o s a s a p 2 t n b o c r 5 d l o r u e 0 t s a P u e 4 t r c t o p 0 o t a m o i t 0 o e & n e c n f r t o s i r o n • • • 0 0 A A P g g i 0 n r r e c o d 5 n o n o w o . d n m t o t r r i h e e n n u a . e o i C C C f n o o a u f p r p o r n r t f t h r i l a m e a n e / n n A p I o t a a p n / e n t l p o r n r r e o n a e i n t n c o o h a i r r g e n k i r i n I o m n t c h m v o a e e m n s h a t e m t i n e h a e s e e n n t m g d r ts e C e o n s n e a e b e p t r j k s a i e t t s i a i c r e o l g t e n . k . t i . h o n f e g T L n F u b o u s o h e e r i s t m s i c a s n t l n e o i e e n g y s t a a s g r a r l e e i T g i n d s a t h h f r t e n o e e o s i d r s e a a m e f r f d r u n f a o e u n a t m d n i t d o i d e O i c n s n a a n i r t n n h o a e e t n p h c a b e t u y a h o a r l e a r b r e n d l / n e c i n n t e s a s e p p r a s y a e n n c k l d e a y e n t s o h d c t u i e l n e o r g F s d o e i p f n e r n a g n e c s m a v t a d a c t y i . e * s
% c F W a n r e d i a d e n s t h r i t a n a r n a o l s n t S a e s t c n f r e t . i i r v o t ( o n e 6 s s 1 . 0 I c ) 7 x a . 0 l . b l . 9 a 8 6 t I 0 O , p 0 C A a - O 7 n r 6 n M e 2 n - a R t 1 r M 0 t o a 0 r M 0 B U I S B i o r A S r d w , I S l 6 r e e i t a t h e n ° f t d l s o o e o b U r i , t M c P a T a r e h p n r e a t t h F c r a i i i t n s t y n e p , d a t o y su g a p b e p t le h l e e to m r w e al n i l t t e h a h l c g i e n b rt u l a e a i n c n l a i c e f e n fi . t l s i T a , h t c e e o s l m . l e h c e a ti s r v m a e l l s a y o n u nder Ov A o e f p r a i p n l r l e f r c i r i s a a k ti p o re n ro g I f r n i o l v e e w ; s t t m h e o n f t s p s r e in e c k i i p n a g l both the generation s a T A v e e g r a r m i e e k e s t n m a le c r e i n d h n t A a C a i o g n n m A . d e r c i e t n c i f o o s e u e n r n n s t t t o s L A a B j g n o S r d u e S O e t C m a im l t e i e e n m b n t s t e a u n R n r t e d e o s n t f h i C o e r n a e t e d h i n t p e P a ra s c tices
s C M ta a t l e e a m m e n w n o r t i n a te a a b r s e o e s tA o k o % a n t i a r s s a w n y s r o f o u e n r o g o n o n r , t i i h f f e y y s o o u u tr ? n e e h a e i d m t m p o a a r e t t S h h u e e b j P p e i r c m o t t t e o i c t t t b i h o o e n t h p i e o s r l $ i c p 5 y r 0 o c 0 t o e m c v i t l a e li d i o r n f i o s a r s a u o n p f d t D o li e m I c I e i t m 9 ax b m e in r a t 1 n c 0 n a , s 2 i h n 0 a t 1 t h 6 e • t C I h o a o n t m r m isk e m a a n n o s d n t h v S e a e a n e c k l c i s o l y t u o t n o m t d th a o e n e s w t e n s o a t m i n p e r a e o l c v a a e t r s o a t l n l a , a i m r l / , O a w i k i a i t t - h 4 at view iiht rnard.vetwarralriv
recept. The ism or Cod Inn (as applcable) must allgrecate f or all yotr means held in a pal Kul,
SDNY_GM_00026822
CONFIDENTIAL
EFTA 00137442
EFTA01278349

Important information about your statement (Continued)
Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS
Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaff hoed bads
n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis
may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit
wing any balance de on them. Any securities and continued income are not guaranteed toseerxes
tranderred to the Frrn ding the stoommt period are • Private investment. and structurreadg products. - Connoted ornwl name zed current yield for
l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity
period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages
• Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades,
secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on
wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be
on information <Maned from sources other than U8S Commission or tondo. any state securities laws. We than the esteniked snares prodded to )our proudly on request.
Ffenrnarrial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr
that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling
kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/
guarantee the aCOSaCy or valday c any OMe motion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the
vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security.
In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity.
updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders
does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that
crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services, Certain were not evouted by the seamen date, open buy and
activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets are not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena;
please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless
ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer
othenvise. Mecums transferred to the Fins may if cob we oaf:eked to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel
reflect ac Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders.
tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not
(demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy
• Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplemental DK coverage. To Aeon a copy of as current Client Privacy Notice,
minuted unmated gonsflosses are calculatedfor the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website
indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt.
r-t.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne«
charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage
Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and
piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums and cr products ihroacji alarigernirritS with affiliated banks
averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to
ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and arm* Products issued by u-dffh ad
• Callable securities Bonds and preferred stock that that a maternal event has waned dna my calla the snort of sales by l8$ of a particular rrutual thitl.porty no:oncecompanies through instance
the 6Yier cab for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEK Financial Sewn Inc
niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular Mutual fund lernals therm held at the — entstmere, inswance, and annuity pred-icts.
:Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale
clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness
pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource
leans may pot which me aff ect peld complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of
information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc.
• Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa
products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under
you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the ley Visa
obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with
behave told elabie, kW we dons gaunter this - OfP Ind unfilled RErt sorties are not listed co a with the saki a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho
accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and
- We generally use the cbsing price when available or acted ani even if they can be sold the price as afI hate receive revenue during corrpensaton registered senate nudes are of their respective
tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies
recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance
wctikes cowponies or sprout of the nit nvestment trusts IRS Financial Services Inc Rev. 701810
- Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe
valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the
obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur
a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming
▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as
wit show as 'once was not available awe are the extent that restricted von ies are eloble for salt hider; for technology development training and
triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education.
- Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and
other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance
rate as of the stammere date. «meanie; Mere waits we chtuttne
SDNY_GM_00026823
CONFIDENTIAL
EFTA 0[)137443
EFTA01278350