EFTA01277379.pdf

U85 Financial Services enc. Business Services Account
*UBS 299 Park Avenue
25th Roor
New York NY 10171.0002 October 2015
4Ne70057299491015 1r1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: PO1K PILE LLC
Account number
Your Rnandat Advisor:
Kort STACK MA LYLE CASREL
Pnc•ne
Questions about your statement? Value of your account
Call your Financial Advisor or the
Fasourceline at 800-762-1C00. on September 30 (5) on October 30(1)
account
Your assets 477 4.77
Visit our websItic Your liabilities 0.00 O.00
www.ubStOrrtlfinanCiakerviCeS
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Vzdue of your account
at year end 2014 10.00
Your nvestment return
Dia:lendand
4 e 48 interest income 34,77
Chive in
market value 3O00
Value of your accuse*
on Oct 30, 2015 14.77
00
Dec 2014 Sep 2015 io1s
SDNY GM 00025526
Member SIPC ANP200C000572•9449 NPVC0189609 C0002 1015 030070743 v123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 36 I 46
EFTA01277379

*DUBS Business Services Account Account name: POT de f.ETTLE, iLC Your Financial Advisor
Friendly account name. Kr" • itYLE CASK'.
October 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 (1) your account
A Cash and money balances 4.77 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 54.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index October 2015 year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
Arn000300572995ONV7OCOr69609 CrOgol T015030579743 m2.3679SSOCOMMyGht000255!ige 2 of 6
CONFIDENTIAL
EFTA_00136147
EFTA01277380

Business Services Account Account name: POT & KETTLE, tic Your t5 vandal Advisor:
*UBS Friendly account naene:POTKETTLE LLC SCOTT STACKMA:1O1E CASRIEL
OcloLet 2015 Account number.
Change in the value of your account UBS Bank USA Business Account APY
October 2015($i Year to date (I) Interest period Sep 8 - Oct 6
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Sep 8 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Oct 6 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 0.00%
For proposes of this statement, tad:rimy of interest and cling:tend Income has been determined Fran a US
to rippling peradhe. Based upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) anchor Puerto Rico (PR) Your investment objectives:
income tares The dent month)/ statement is not Intended to be used and cannot be retied upon for tar
imposes. Clients should refer to the applcatle tar reporting forms they receive from (IBS sena''', such as
the Forms 1099 and the Farm 480, for tar reporting information It is the practice of UBS to file the
You have identified the following investment objectives for this account If you have questions
4301}CaUe lag reporting forms With the US internal Revenue Senate and PR Treasury Department. and in
such forms accurately classify diadem:1s andicr interest as tar cerrpt or tack.* income. Ileac consult yap about these objectives, disagree with them, or wish to change them, please contact your
inchrclual Its preparer. Financial Advisor or Branch manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
October 2015 (1) Year to date (I) document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary Moderate
Investment eligibeity consderation • None selected
See Account acUity the monthlot details &Mance: In your Sweep Options are includedin the opering and
Closing maws value. FDIC insurance apples only to deposits at UBS Bank USA. not I0C:ea:Kits at UBS AG.
Stanford &Sikh or bank deposits gated Ihrouch the UBS internat0ncl Pep's( Account mogam. SIPC
Your account instructions
potection applies to money market cvieep fund hddings but not bark deposits. See important iNarrnanon
aboot your stetement on the last tv,o pages of this document for CetalS
October 2015 (I) Year to date (S) • Your account cost basis default closing method is APO, first In, First Out
Opening balances $4.77 $0.00
Addittons
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025528
allP7C00300S729951 NP7003169609 00002 1015 030579743 11123679S50020300 Page 3 of 6
CONFIDENTIAL
EFTA_00136148
EFTA01277381

*UBS
Yournotes
-------,----,„„„,,,..
CONFIDENTIAL
EFT,00136109
EFTA01277382

Business Services Account Account name: POT & KETTLE, LIC Your PI Randal Advisor:
UBS
October friendly account name:P0TKETTLE LLC SCOTT STACKMANYLYLE CASRIEL
2)'; Account number.
Your assets
Some prices, income and current values Sheen) may be appiOxinlene. AS a rtf t. Om and tresses may rot
be &moiety reflected. See Aportant intOrMabOn about your statement a the end of the clacurnem for
mote Infornanon.
Cash
Cash and money balances
Cash and money balances may include avalanle cash balances, UBS Bar* USA depot account balances,
UBS AG Stardord Branch Ceront account balances and money mantes mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vet hen applicable limits, but are not
potected by StPC UBS AG Stanford Branch deposit account balances are not insured by FDIC rod ate not
protected by StiC Money market sweep batances are protected by PK but are not insured by the FDIC.
See the Important information about your statement * the end of this document for details about those
balances.
Coning &lance Closing balance Price per :nme Average Duidend Interest Days In
Hddng on Oci I ($) on Oct 30 (I) on Oct 30(1) rate period period Cap mount (1)
LES BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
Percentage of Cost EStrnated Unrealized
value on Oct 30 (S) your aCCOunt bash (S) annual incomes) gan or loss (5)
Cash Cash cad money banal 4.77 100.00% 4.77
Total 54.77 100.00% $4.77
SDNY GM 00025530
ANP7C003005720953Ne7003l$9609 00002 101S 030579743 Y173679$50000000 Page S of 6
CONFIDENTIAL
EFTA 0[)13615[
EFTA01277383

*UBS
Your notes
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. ots.,...........
CONFIDENTIAL
EFT,00B6151
EFTA01277384

Important information about your statement
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SDNY_GM00025532
CONFIDENTIAL
EFTA _00B6152
EFTA01277385

Important information about your statement
(Centellied)
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SDNY_GM_00025533
CONFIDENTIAL
EFTA 01)136153
EFTA01277386

U85 Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2015
ANP700564844911 15 >2 YI 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK IAANLYLE CASItla
Phone
Questions about your se/sternest? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000. on October 30 (5) on November 30 (1)
account
Your assets 4.77 4.77
%Stour website: Your liabilities 0.00 0.00
www.ubstornIfinanCialServiCeS
Value of your account 24.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 50.00
Your nvestment return
Dividend and
4.0 48 interest income 54.77
Chance wri
market value 50.00
Value of your account
on Nov30. 2015 $1.77
00
r
Dec 2014 Ott 2015 Nov7015
SDNY GM 00025534
Mombor SIPC amP700C0005648449NP1000193462 0000211I S 030579743 vi23679SS00IC0C0 Pogo 1 of 6
CONFIDENTIAL
EFTA_00136154
EFTA01277387

SUBS
Business Services Account Account name: POT et kETTLE, LLC Your K nodal Advisor.
Friendly account name' TK C SCOTT STACK MAN LYLE CASRIEL
November 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 ($) your account
• Cash and money balances may include
A Cash and money balances 4.77 10000% Your current asset allocation
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index November 2015 Year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
AMP M00300564450 NY70C0I 97462 CCC02 I I I5 030575743 Y123679550 0l alitiyGm000255%ge 2 of 6
CONFIDENTIAL
EFTA 00136155
EFTA01277388

SUBS Business Services Account Account name: POT & KETTLE, LLC Your Mandel Advisor:
tend ly a ccou et name SCOTT STACKMAMME CASRIEL
November 2015
Account number.
Change in the value of your account UBS Bank USA Business Account APY
November 201$(4! Year to date (S) Interest period Oct 7 - Nov 5
Opening account value $4.77 $0.00 Opening l..185 Bank USA Business balance Oct 7 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Nov 5 $4.77
dosing account value $4.77 $4.77 Number of days in interest period 30
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 000%
For widows of this statement, teteitaity of interest and dividend income has been determined from a us
tag reporting per-pettily. Based upon the residence of the account holder, =count type, or product type,
some Interest ancior dvidend payments Tay not be subject to United States (U5.1 anice Puerto Rico (PR) Your investment objectives:
income tares The dent rronthiy statement K not Intended to to used and camot be relied upon to tar
purposes. Clients should refer to the apt:ead, tar reporting forms they !teethe from MS annualy, such as
the Forms 1099 and the Forms 480. for let reporting information It is the practice of UBS to file the
=pct catie tar reporting forms with the US intend Revenue Senace and PR Treasury DeDetrrent and in You have identified the following investment objectives for this account if you have questions
such forms accurately dasgfy diiciends ail a interest as tat exempt or taa income. Plea. consult ycur about these objectives, disagree with them, or wish to Change them, please contact your
Indsedual tag preparer. Fmancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
November 2015 (1) Year to dale IS/
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary Moderate
See Account ion,* this monthlor data Is Essences in your Sweep Options are Inciudedln the opening and Investment eligibeity consideration None selected
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG,
StenfOid feanch or bank deposits placed through the UBS international Depose Account program. SIPC
Your account instructions
potection apples to money market sweep fund nadings but rot oars ceposits. Seeimporunt inkprm000n
about your statement on toe Iasi twa pages of this document for detais.
November 2015 (1) Year to date (S) • Your account cost basis default closing method is APO, First In, First Out
Opening balances $4.77 $0.00
Additions
Dividend arid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025536
ANP7t003005648451 NV7003150467 03002 1115 030579743 Y123679$5001C000 Page 3 of 6
CONFIDENTIAL
EFTA_00I36I56
EFTA01277389

*UBS
Your notes
...,......sz.no. ,,,.... ,,,sa.,,,,.,.s ,..,.. G. .O2seipp 0016
CONFIDENTIAL
EFT,00136157
EFTA01277390

Business Services Account Account name: POT & KETTLE, LIC Your %nand% Advisor:
4UBS
Friendly account name: PO ETTLE LLC SCOTT STACK MANL YLE CASRIEL
November 2015 Account number.
Your assets
Some OnCes, module and current values Shorn May be approxiinale. AS a rtSIA. gains andlOSSes may ndl
be accurately refkaed. See Aportant infosertanon about your statement a the end 01 the obcumeM for
mole infornason.
Cash
Cash and money balances
Cash and money balances may include ayalade cash balances, UBS Bant USA depost account balances,
UBS AG Stankord Branch Cepoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vAlhn applicable limits, but are not
protected by S/PC La3S AG Stanford Brant h deposit account batantes are not insured by FDIC and se not
protected by 9PC Money market sweep balances are protected by SSC but age not insured by the CDC.
See the Important information about your statement at the end of this document for cloak about hose
balances.
Operetta bdance Cloung wine ence per share Average Delicknel Interest Days In
Hddng on Nor 1 (14 on Nov 30 II) on Nov 30 (1) rao period period Cap amount (1)
UBS BANK USA BUS ACCT 4.77 4,77 250.000.00
Your total assets
Percentage d Cost EStackied Unrealised
value on NOr 30 (1) your account basal (I) annual income fl gain or loss CS)
Cub and money balances
Cash 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025538
ANP70003005648453 NP7003l 93467 00007 INS 030579743 Y123679550 OI 0000 Noe S of 6
CONFIDENTIAL
EFTA_00136158
EFTA01277391

*UBS
Your notes
CONFIDENTIAL
EFTA,B61.59
EFTA01277392

Important information about your statement
U35 Fauncial Services you. Oh. F im or UBS Financial - NT, ,ni r rr nirri-or t Art: for cask). The SIPC asset protection limits apply to account kaki, you choose one of the following
Sonikes), is a neater of all princhal seoiuy, oannaity — Mute the error or to Manner you are scare yl accents that youhold in a panictar capacity. Mesment objeclior
and options eichages. LA36 FrareialSeroces and LES Exit, and explah as <leak as you cal shy you The Fins, together with certain affiliates, has also • Prague Current/mom.. 1* Pim as seekng the
Bank USA are rdrect sitsidiares of 1.85 AG and belie t is an error a why you need more purchased wophrrantal protection. The maltreat generation et income cr..
anilines of LBS Searitin U.C. The Fim's financial Mormation mount mar to al e6gbie chants, cobra:Ark u-dee • Adam Opt*, Approciatan: Immune*. seeking
statement is available upon reeken. The FiTtfs aeon* — Proade the dollar arrant of the suspected emu. this protection is 1500 millon as of December 10, 2013. yowl" of prncpal rather than the generation of
off ices a a: rear p.
The Firm or Cad Issuer a Menlo. sue ampairt Stored to the poky corditons ad Imitations, cash a • Produce Combo:Won of arcane ard Capital
Sinsmal Sanas M. and MI correct any eller prompt. I we take more tan the firm is father protected fa me to tl 9 million n the Appreciation I-comments seelseg both tie gereratcn
1200 Harbor Boulevard IC/ banes: days to do shit we will crank your accost* agg'egae for all sour amounts heed in a partioular of income and gasohol
Weehawken, W 07086 For the mart you that is al each so tat you will have opacity. A full copy of tie poky wadig is mailable
1 T . h 8 is 5 F st i a te te c m ia en l S t r e e r p vi r c e e s s e E nt m s th u e * c e O y th o e f r f i m cia a l r re c c h o r rd a o p f y t ou c th o e m u p s le e t o e f O th ur e h m o o s r t e g y a d tio re n. g the time h takes us to T to he rn S I r P e C q u p e ro s t t e . ct en and the supplemental protection ° • W C il o l no r c is o k * p ** ro S fi e le ek s s to maritin nitial prircipse, with
r e o o m ff t ic i s b ia s e i l o r t e a n l r i p e d e d o a L s o i e m rn r a e a p i I l f s o y . t o c h o u a r b r n t e a t r h e e in d t* g a t h c te e o r . r e d n i l s i d * a r e n a g e n d m g at x t a o o s t r h h o e u ld s P fi t n l a e a a t n e s c m e i m a e l n a in t k s e h t e a a u ll d t c io d a n d i t r e i d r t c t * o a M t r e e o g d l u e o la n t r o t a i t c h e c e fr o E o s n r t t n fe o o e f r s t h f . a i e e r omas • b o y C th o e u d r r t o a a n n c o c f o t k u a a n p n t p c v l i y a a l l t u o a e s ' ) s I e a ts n c h o e n l t d ro a l w le a d y b f y c o (a rn n U d a 8S dd fin e v d ic n al t b n a e a t t m r m is e e k a o a n r n s i d m t h v a e ol m a a t c i l e c it n y o d t s o m t t d a h o y e e n s a u r c t o k o t e r g e n e p n o p e a w r c a r e t a e w t s i i e g th v n e e n tc i a f nt
Branch Manager of the office sentiw your account. my be subject to inattenate lees, chages for lee Services (e.g., caving/ cash at LBS But. (i) at at inflation.
paromt for Nathan purchases and charges lie unpaid LES AG Stamford branch Ed a-carte palms, • Mafeter. Williw to accept sane rids to pincipal and
Athsugh al ficares sham are Mended to be accurate. meats a cash accoutto Accounts that at trarderred including win* annuities, and fin shares of mutual tolerate some votatality to seek hgher returns.
statement data shaild not be used kr tat purposes Rely to other iretrotions may te sulked to a transfer fee. finds where such shares are registered drecdy n the • Aggrespie: Wiling to accept hit rids to procipal and
sae& Goys-end lax IoM's. (It. Form 1099, 5498. nave of the account holder on the books rd records high volatility to seek high returns over time.
10425, etc.) whin prepregyour tax return. The Fins UBS Sweep Optima of Me applicable isoor a trader agent).
required by law to opal to the IRS all ta.abk dividerock, LBS offers options ice sweeping cash balances, balances • Certain Soma* contracts or itemnent interests Statement Thouseholdne
report*le rcatatable chtidends and tattle serest to bank deposits at UBS Bak USA and UBS AG Stanford Eg., limited partnerths and private placements) tat We may consolidate at related account statements with
earned on Retries held n you aromat, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered sada the Set:unties Act of I933; de sane *dress n the same enage. Accosts may
as sale transactors, and cost tars entertain covered Ards (Money Fla*) rdtheintemat anal Depose ad be related Ice this purpose *rose they have owners
So:train. Aran (OA)1a customers with an international • Cornnodites contacts (e.g, Ictergn ',charge and who also maimain gat accost relationships with other
Manske Managenera Account. Through the Bank pec izus metal moms), includtg futures antracts client at the same address. This practice 6 known as
• C o P n le e a n s t e m re ic t a e t n io ti n o s n s w f i l th t o h ra e l F co a r i m n xncabons in wring U S S w A e e u p p P t r o o a ra n r e ro st , i : c f a a s s h t e b d al k an n c it e a s T d O t h sw en e p to t t U o B 1 S 1 A 85 G 8 a-k ad commodity option COntraCIS. s •r ta o t t e e m se e l- n o t l s d m rg a . t ed 8 i y n o s u e p pa re ra fe te r t (4 o 1 r 0 e 1 c 0 e p iv e e S i — nd i y v o id u u m al a y.
to fuller protect your rips, irclaw your tic)* Stanford Brach a a Money Fund. Deposits at U85 The SIPC protects* and to suppknental polectan do decline how/Molding by calIngyour Fronde! Adrocir.
• e II n t d h e e r I I th n e a ta ia r l t in a s n titu In ti v o e n s o to n r t P h ro e t t e c c p ti l o e n f t A o d f F (S e E f A ro ) nt n Ba it n s k . U F S o A r m ar o e r F e D i I t C e r M n u a t t e ic d n in p e a a cc s o e r d s a a n t c w e r w m ith id P ic D g C o t. n o o n t y a o p u p : l M y t a o t e th r e n s a e * a . b T e h t e e S v E e C n p * r t o h t e e y c ° r t o h n e a rm d s t e h a e p pear Friendly account name
of this statement is not IBS Financill Ervin, LGS Deposks at LES AG Stalad Bra-a ad Maas of salerreental protection do not protect agora changes The frierdk *aunt name reflects information tat you
Feencial Service canes yam account as clearng Morey Fends at rot Snared by the FDIC. in he make" vale of you investments (whether as a entered cei the Firm's orane services webscro. It is a
broker by ma-Garen* will the radiated sinitenon result of mallet movement, issuer batruptcy customizable niclrorre • chasm by you to assist yet
We irdonned you of tes relatoreka when you Through the Ok maileble to oath baron are swept to otherwise) rah your recordkeeping t has nO legal effect on your
o se p o e n n i e ti d e t s h a is re O l C oc C a O t J e I d I. a In t U ti B S c f a in s a h n y c o ia u l r S t e a rv d ic s e s a a n n d d rot d A e G p C os w e a a cc n o u B n r t a s c at h U B T S he A s G e d H e e p w os t i a ts l a e r e E n ta o n t c ir h o a n r e d d U b 8 y S More information is avail* le tao, repast Yom may a tr c o c u o g in h t. O Yo h u r e ca S n e c rv h i a ce n s g e a y b a y k c F o n n a t n a A c r t a rg C y C o 0L u n F t i M na i - n c n ia . l
the itodnig broker, ad youn ut mace a repon the FOC. Balances held at the LES AG Cayman Drat detail more rdamnion about SFC, rcldirg the 51K Acheson.
of wry ma or mission to both firms. ate 'emper r. epos* to the smereign Sc of the Brochure, by contacting51PC a 202-371-8300a by
All accent statements shall be cleaned ceenpbte and C cb a ig n ar n io M n o en f L d B s, S a A nd G t h to e m rep is a n y o th g e t a b n a o la r n e c e e e s a w h o i t l h e e o r ath, useng the SIM webs* ar MOWLI*0151 • A C V C ak U ie r * o h v o e o rv f i a e c w c ountgortfo. Net of assets and
accurate i not objected ton wring within 60 days. LES Cayman's Brach's books. Dividend Reirembeent Program (DFW)
The a* reflected is an average pia You may obtan • Asses Inclas Salt* cash balances.*** leer
• Please died customer complaints or immiies to Fie Deposits at Uinta USA and each UBS AG Branch are the actual price from you- Financial Advisor. Orey whole restricted stoney lest 1, end Global tme Dtp03itS,
Fern'sClem Relations Depament a 201.352.1699 not protected by 5IPC . Money Fund shies are protected Mares re purchased utferDRIP; petal shares will be wreaked marks to rrurket and cattail assets not hell
or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M by SIPC. See #U35 Froncial Services Accord gotta:on- soli ad the cash wa be deposited h your *cart The by the Elm. Does rot include unpaced searkie0 assets
FT Monday through Friday, a in wring to U3S bete ticked reiwestment pacesupplied byte issuer may at the end of the pior and cant statement periods, et
Fewncial Seine's ho, Client Relations DePalmento Offer from the market price at Mach to partial shares prime rareanwits, invested hock options and
P.O. Bea 766 Union City, N107087. Upon acts reµan, balancie in to Bank Sweep ate sold intimate. stock options
• K in r c o a h se t r o a f n e sf r e te r ( n F o IT r p . b as i t p e a :r y e m a e b n o t a ut a U n B S el V ec o tr W on d ic e bit P M r o o n gr e a y m F s i n a d C m A ay m b a e y l i b q e u i w da it t h e d d r , a a w d n t a h n e d p s r h o a c r e e e s d o s f a CaaltMlieu l • o r L e ia , b c k re ie d s it I W nc e l , u 0 de 0 , 1 d e a b cc t e b tr a a r b o al n an a ce u s n . tie-ding rnagn
card transactions, call 930-762-1000, certif.to UBS returned to you a your seamen acceert. 019 whole urns may be held in you' account. If pot ate • CashAtoney balances. Total of uninvested available
Fianna' Services em., 1000 Hatallsd, 6th floor, wattled to a partial unit as a result of a &Wird payment cash balances. plus UE6 Bark USA deposit batrees,UBS
Weehawken. NI 07086, Attu RIA485A Serems. Father kioimatan about available sweep oprons, otherwise, the Firm veil ether sell prat Was at AG *Nord Branch depose balances and malty make
ackdag oatent Merest rates and MI* k available at mutt peke a accept an amount determined by a itutud fund sweep balancer, at the came of the
Cal a mite as soon as wit care it you thiic you- "moths cordswoopOpl*, horn your Francial Advisor regoto-ed dozing agency. and credit you accost statement period. Nonceermodey kee credit balances in
statement or receipt 4 *erg or if youneed more or by eating 800-762-1000. your accost are rot segregated from other balances
alcanatimi Axon a gander en the stnement or Investment objectives and the Firn may use any of these funds in the ordinary
reaps. The Firm or Card loser Las applrnb10 must UN Financial Senior moan peetaction The mummer* oblate* ad nsk profile at spec,c to course ce itstininess. These funds ate payable upon
hear from you no later than 60 days slier the Fins The Firn e a member of the Searkias hyena Protection each account and may way between. Please *Me the your alma*. This total is included in fie current period
sent you tie fin statement on Which the aro- or Comma* (51PC), whit protects 'rotes aroants of Firm promptly in skew of ay sicnilkart change in xis closi-g value.
problem appeared. Cs members up to S500,0:0 (nclxIng 5293,000 for finencill situation or rummer* objectives. For each
SDNY_G M_0002 5540
CONFIDENTIAL
EFTA_00136160
EFTA01277393

important information about your statement
(Continued)
Lending information you wouldapply recant n the market Prces — to date' may Meade returned - h xenon to commissens received el comicale n
Fce dicta ci informatics, on to faints lerdng practices %timed from vas* ted prey sources which sw ever. income or both. nth the sale or distrbution of orrery contracts
and &douses refer to yeas Cent Relate:ea* belts.* to be reliable, but we do not guarantee their — 'Corali nt see' represents the elitist °Bern; and tat rerestreent trust urns to ow clients, we
Agrameni or Aeoant *penitent and the General moray. price per unt and may nee wiled your Cost basis ander as affiliate reeks, 'intim shun°
Team and Conditions LAS Statement of Croat awn ices — We flereerti rie the dosing once ...ton available or corpernaticri from may of the Murano
mailable in Agreement andOisrksoms the mean of the bid and auk prices for tided • Res-bided securities Restrkted stonhes genera* scripts urdenweing the arruity contracts.
mow obt rombrostmentresurej securities and cohorts or onfr bid prices for OK are not &nervy eligble for publk salt IBS firuncial all dates of re irouroxe (repent or sponsors of
securities. Service uses the market price of the unrestricted stock the en iroestment trultS we drurtute.
VOW Mate — Less acteefr traded securities maybe triadusing a of the same iris as rt inpuud value for the — Cur affiliates alsoreceive trading ccornesions and
Your garment gents securities end other assets held valuation model a the mon recent pie we restricted stock few purposes or this sheement oder To other comps-oaten fr om mutual lurch and
in the >cora at the end of the summery period. You Waned and may not reflect an actual market vice the 'dent that restricted securities are elroble for sae, insurance companies whose products we &Rau*
may ask for defreetry of fully paid secursies at arry tine. wan. the value received may be Silostantialb less than the — We receive an anvil fee horn MS Bark LISA ad
You mayrecent securities toed as loan carrel after — Certain positions may ewer widest a price and imputed value Oxon UM AG Stanford Branch of up to VS per Mears
paying any balance dia on them. Any unties will show as 'ark* was not avalable• t we re sweeping to the banks untie( the UPS Bank Sweep
Ira aleI ll to the lienclang the statenwnt penal are unable to obtain a price I or a saw* • Eat (eut:meted) imams, current yields and rata norms
helot market yaw as of the aid of the staement - Deposits or secuities demon inated in currencies An atinau of ritual income is based on current
Paned ocher than U.S. ddtrs se reflected a the erchange dvidend and Merest rates, awning the securhies will Activity
• Cost basis. In &terming the cost basis of the rate as of the statement date. be held for wen from statement date or wail hiontUtmanregbrOng commissions and other charges
swathes kxtudal n this statement, where indcated - For eaten searities rating in nencenformem maturity. The estinate is only a gudelne. accuracy incurred n correction with the cytosinn of trades,
nth the ranter 'I,' ORS financial Services has relied dercininatera price and glactitY (face value may and continued interne we not guaranteed iscLdng option transactions has been waded en
on information Pained from sources other than USS have been adssted to f wieder:roper vabsition — Estimated arnual income and anent yield for anlimutions crewcut/is furnished to you. aril will be
Cranial Sereces, ixhxling nfe motion lam another To Man current quotations, when avaiable, contact censer types of securities could nclide a :elan of provided toyou pecaolly on reckeest.
I int or that you may have provided to yaw fnancial you financial Achisor. Weighs' or capital gains ri which case the est
Advisor. The firm does not independently wily a income (irwl (semi yak° would be overstated. Shat selling
garnet the accur valdity of are Womution • Print. thresbnents and structured products. — Estimated nun acorn* end omit yeld arid the f you are engaged in sheet selIng a security, you may
Provided by lanes *ea than CAS Fruncial Services Private inestnwe seosilin (ix Wit° drect actual income and yield night be laver a higher ixLr a charge die to cenath barcurrg costs for that
particbation program and real estate internment trust than the estmred arnxnts. pan kular security.
h ad enn although LOS Financial Straus general& securitin)ard suucued prodacts are generally WU, — An eumate of thrtsalizei income fdivderd ado
wastes this riftenution at it is received. the firm llicsad Cron structured products have not been intermit deded by the anent market Open orders
does not provide any asswances that the informaskin regared wish the Securities and facha-w vane awaits. balance is based on the last dividend Regarding WPM of • caacklikcancellee ceders that
viler "Cost basis' and "Unsalted gar/ lei is Commission a trider any slate securities laws. We a interest payment made by the issuer and were not thowuted by the stamen date. open buy and
acute as of the date of this statement. As such provide estimated yaks ler private a...talent awes the seasbeedeposes will be hell for one sell stop orders are reduced by the anor.nt of diederxh
please do not ray on this Information to make securities and structised products to irdermatoni year from the statement date a until mating. or rillts on an mavidends Cr aerates date unless
pasha or sale decisions, for las papaws a Paws only. Accuracy is not gaanteed. Accuracy awl continued yet re not gerr ued Mowed otherwise by you. You are responsble for
OttiKwile. Accounts transferred to the fern my — These values maydiffer substantia,l/ Irvin prices. if orders that re executed due to your tape to cancel
rest, °artless Hammi n only for the period of any, at *Nth a private Mestrnent seam or • Assets not head by UK f Mamie/ Services Certain eMtin9 open orders.
tire the-fare held a the km More historical *Wired prolvkl may be Eculie or sold ad do assets are not held by the Tim and not wan the
ntomalcn tribe added by your Mantis Adveoi. not necessarily apeman the yak* you ray Web* feats possession or control. These assets are
wpm lialidation. doptryed on your statement foe intOimalionel T•oe btain a copy dasa current ClotPrivacy Notice.
• Unmerited gainatmees then data is - lhid panyestinges of yak* re as deserter. purposes only. Positions and vale presented we Pease forded you Friars, Advisor a vet our IVOSile
evinced wreaked gaintbsses are circulated fee dale and are applied to UPS Fnaxial Services en a provided by the issuing Inn. LAS financial Services is at tone obit Oalierinevfa iry
n6vissal seamy lots. The transaction data for regale basis by an independent vacation I Wm. not respartsbk for des inf cowman and does not
rxxviliat lots mayor may not relied cenninsicre, - Issue, general partner a sponsor estimated values, guarantee its accuracy. These assets are not protected UBS Nutria Services is rotator* The IIMA Busies,
chinas stoke vacuity reorganization twins. if arra are supplied to the Finn by tlw our. by SIC or to tints staplemental Slit coverage. Services /Wow* BSA and IRMA are brokerage aceaurds
Dildend and otter reinvestment lots and systematic ontratparner a sprat and may be calculated which provide access to baling services and products
purchase kits are each cart:Fled to displar one based on dfferers thltemation horn that used by • Revenue shoring and additional compensation. through arrangements with aff hated barks and other
averaged lot. The • Trade date colain presents the third parties to dew* their minuted values. — In ad6tiot to cormissons on sales and Obit lees thrd-party banks, and provides access to nswance and
crigeof warnacton trade date - Toucan aeon additiorul information regarding received n comecton with the dombvtion of annuty product issued by usafloliatedthrd-pany
the methodology used to Gremlin* the estivate of rnmul finch to as <lents we ardor our aflame insurance aimpanin through insurance agency
• Callable nankin Bends and preferred stock that value and the date of the formation that is the receive nkykruktinwin9 Menet from distributers subskliaries of LOS Financial Services ax.
the issue cats for ea redemption wit be selected basis for the estimate by careening p:urFivancial ands advisors of the mutual finds that we sell.
/martial& by lot from sang all swimmers of that Adverse. Ilew anoints are based on two efferent Inestrninh nsurance. ad arnaty products:
issue held ir ow name or n canner name ler oa - Third par *stead vibes may be reflected as components 0 the amount of sales by LOS of a Not FDIC nand • No bank curate.* May lose vale
clients Call bare infornmien is <birthed from third 'Not priced' h several shot:ens vac an prod, mutual fund larnibi to ow clients. and 40
pate and es accuracy is not guaranteed. Other call independent valuation lion has not SuPPhed a is the asset vak* of a parlicuLw mutual fund fangs RMA. Resource Managenwa Accord. Business Services
teat ts may exist whch mull affect yiekt <ankle unable to assign a vase, whenwe become aware shares held et the lint Account (SSA, IRMA and international Resource
incanalan will be provided upon rawest that a material event has awned that may call a — We and cis aflame also receive networking and Management Accord are registered service marls of
previously repated value :leo merman, or when a ovnb.rs processing lees in consideration for UPS resantial Services the
• Certificates of deposit (CDs). CO. cur FDIC inured yak* vexAll be highyspeculys* clue to the name transfer agent *nixes that we maid* to the
up to 1250.000 in pixie* and accrued interest per of the sanity mutual finds Thew fees generally are pad horn Visa Signature is a registered service mark of visa
depositor and per &epos key thurticron ei accordance - When neither an *suer, general pater a sponsor idnvestor assets n the mutual turd aid are a flied Inurnationa UPS visa Signature aede cads and LES
wit, FDIC rules. estimated rake net a thed-party estimated value is oer amount based on the minter of accounts at Vow debt cards are issued by LBS Bank USA with
orovdrd the rata of the smarty veil be different the broker ideates holden; maul lunds of that hind priarinson from Vas U SA Irv:maraud.
• Priadvalue from displayed ler loosit4s and axe from its porthole price fangs
procircis may be higher a lower than the pile that USS Financial Services Inc Rev 201511
SDNY_GM_00025541
CONFIDENTIAL
EFTA 00)36)61
EFTA01277394

U65 Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
ANP70080813191215X12Y1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POTKETTLE LLC
Account number.
Your financial Advisor-
SCOTT STACKMAI/LYLE CASPIEL
Phone:
Questions about your statement? Value of your account
Call your Anandat Advisor or the
Resourcetine at 800-762-1000, on November 30 (1) on December 31($)
account
Your assets 4.77 4.77
Vlsit our websita: Your liabilities 0.00 0.00
www.ubstorriffinancialservices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S at year end 2014 50.00
Your nvestmmt return
Dividend and
4.8 48 interest income 54.77
• 0 Change in
market Moe 30.00
Value of your account
on Dec 31, 201S $477
00
Dec 2014 MN kl15 Dec 2015
SDNY GM 00025542
Member SIPC ANP70005008031319NP70C0312001 00802 1215 030579743 YI23679550 110000 Page 1 of 6
CONFIDENTIAL
EFTA 00136162
EFTA01277395

SUBS
Business Services Account Account name: Prir ETLE, Your financial Advisor.
Friendly account name-Pt-PT. IMF SCOTT STACK MANLYLE CASRIEL
December 2015
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 ($) your account
A Cash and money balances 4.77 10000% Your current asset allocation • Cash and money balances may include
available cash balances. LIEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional O.CO 000%
F C0MM0dd ies 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index December 2015 Year to date
SW 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0 39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
Aka9C005003051320NP70033i2c01 wen IBIS 030579743 Yt23679SS011leffigyGht00025Age 2 of 6
CONFIDENTIAL
EFTA_00136163
EFTA01277396

Business Services Account Account name: POT & KETTLE, LLC Your llnandal Advisor:
*DUBS Friendly account narne:POTKETTLE LLC SCOTT STACK MANL YLE CASRIEL
December 2015 Account number.
Change in the value of your account UBS Bank USA Business Account APY
December 2015 (3) Year to date (1) Interest period Nov6 - Dec 6
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Nov 6 $4.77
Dividend aid interest income 0.00 4.77 Closing UBS Bank USA Business balance Dec 6 $4.77
Closing account value $4.77 $4.77 Number of days in nterest period 31
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0.00
Annual percentage yield earned 000%
For dooms" of INs statement, facility of interest and tradend income has been determined nom a US
la. rep:cling per-wine. Based upon the residence or the account holder, =count type, or product type,
some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Rico (PR) Your investment objectives:
income tares The (lent monthk Pattrnem is not intended 10 be used and canto, be 'tied upon for tar
purposes. Clients should refer to the applied:1e tax reporting forms they wense fran li3S annualy, such as
the Fonns 1099 and the Farris 480, for tar reporting information it is the prance of UBS to file the
You have identified the following investment objectives for this account If you have questions
Sp 'cane la reporting loans with the US internl Revenue Service &Id PR Treasury Denali-rent and in
such forms accurately dassfy dint:Sends and/or interest as tau eierrpt or tac=tile Income. Menu consult your about these objectives, disagree with them, or wish to change them, please contact your
indvidual la prepare( Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
December 2015 Sl Year to date (5)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary Moderate
Investment elig consrieratron None selected
See Account =deity the monenfor detals &Winces In your %seep Options are Indudedin the opening and
closing moms value. MK insurance aPOlies only to deposits at MI5 Bank u5K, ntol to deposits et UBS AG.
stailoid Frarcn of bank deposits placed throuch the UBS internationd Deposit Account orogen. SIPC
Your account instructions
protection epples to money mantel sweep fund hadings but not beta cepoSits. See important intotinoWn
41100t your stetement co the last two pages of this document for Celan.
December 2015 (I) Year to date (S) • Your account cost basis default closing method is AFC), First In, First Out
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025544
AmP7000S0C6031321 NP70033 I 2031 00032 1215 030579743 Y123679SSO 110000 Page 3 of 6
CONFIDENTIAL
EFTA_00I36I 64
EFTA01277397

$UBS
Your notes
• a 6
CONFIDENTIAL
EFT,00136165
EFTA01277398

Business Services Account Account name: POT & KETTLE, 1K Your ri nandal Advisor:
*UBS
Friendly account name: P0TK ETTLE LLC SCOTT STACKMAN/LYLE CASRIEL
December 2015
Account number.
Your assets
Some pnCes, income and Current values ShOan may beep!),°AMR. Asa kite. gam MdlOsses May not
be accurately refkaed. See rhiporUntinformab0n about your statement a the end of the dxurnent for
more infornason.
Cash
Cash and money balances
Cash and matey balances may include. avalaale cash balances, LIB'S Bar* USA deposit account balances,
UBS AG Starnord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vat hn applicable limits, but are not
potected by DPC 085 AG Stanford Bram hdeposn at< oum brantes an not insured by FDIC and at not
protected by SIFC Money market sweep balances are protected by PPC but ere not insured by the FDIC.
See the Important information about your statement at the end of this doctrnent for details about those
balances.
Deering baance Cloung tulaxe Price per :hare Average Dtticlenel Interest Days in
Hddng an Dec I (1) on Dec 31 (I) cb Dec 31 (I) rate period period artunl (S)
U3S BANK USA BUS ACCT 477 4.77 250.000.00
Your total assets
PerCenta?? Of Cost ESbinated Unteatied
Value On Dec 31 (1) your aCCOunt baS+5 (I) annual inCCme ($1 gab or 1055 (5)
Cash Cash end money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025546
ANF70305003081323 NP70033 I 2C01 000O2 1215 030579743 Y123679SS011C000 ►age S of 6
CONFIDENTIAL
EFTA_00136166
EFTA01277399

*UBS
Your notes
ANP2000500.1324 N9700031200100002 1215 030579743 r '236,550 I imy, m_000255ftge 6 of 6
End of statement for account numbe
CONFIDENTIAL
EFTA_00136167
EFTA01277400

Important information about your statement
U3S Fiver's' Services M. the FirnorUBS Financial - P-riv in' tint, sni ns-rh.,r-rap dams for cash), The SIPC asset protection limits apply to account MM, you choose one of The following
Services) is a merrter of all orincbol Nosily, annuity — Descrte the error or The transit( you are unsure all a-ccusts tat you hold in a peanut,-capacity. Mesmer. objeclber
and aeons trahages. LES Frartrial Winces and 1.85 Exult And explah as clay as you cal shy you The Fan, together wth certain affiliates, has also • Produce CurtentOwome. lin-Aim es senng the
Bank USA at rdrect absidrares of LBS AG and belies t is an error a new you need more purchased oxpbrriontal protection. The madmen generation et income any.
affiliates of LBS Seckritin LLC. The Fim's I henna' information amour mine to al *gine clones, coffecliab ader • Mist* Opt*, Approciatan: Investments seeking
statement is available upon waren. The Firths axone* — Pronde the dollar amant of the suspected emu. this protection is 1500 millon as of December 10, 2013. growth of prncpal rather than the generation of
off ices an a:
The Firm a Card Issuer wi a...aloe iota ccenyeart kbact to the poky corditons ad Imitations, cash a • Produce Combing*. of arcane ad Capital
WS enamel Since, M. and MI cared any error promote,. I ne take mat tan the Firm is further protected fa kp tett 9 million el the Appreciaetiaorn: hamments seekeg both tie gereratcn
1200 Harbor Etrulward 10 tusintes dap to do the. we wit mode your atonal expatiate for all sour amounts heed in a particular of encore gowth of plit011.
Weehawken, NJ 07086 For the anctre you thin a hence, so tat you will have capxity. A fan am of tie poky wadeg is mailable
the use of the meaty dreg the tier* t takes us to LOW request. °Will tisk profiles
This statement represents the ally official retard of yea complete Our Mestgation.
U35 anancial Services meant Other worth, rapt The SIPC protect en and the supplemenli protection • Cassava** Saks to maistain initial prec.pat wth
r e o o m ff t i i c s b i s a e i l o r t n e a , l t i p e d e d o a r c s a u e m n re e n p I t f o s y . t o c h o u i r m b r e t m a r n a e i t d n e i g a t h t c e e o ly r r e n n M i s w a e n r g u e n d rn g a m t t a o o s t r h h o e u ld s F W t l a e a t a n e c s m e . m a e l n a M t k t e h :t a u a l t l : i c io l h i n t e i r a r d s t c o p a a t r y e e a d b p l o e la n t - o t a o t c h c e fr o F o s n a t t n fe o o e f r s t h t , i a i e s m orists • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n d W e S ic F lu in n e d -6 n 0 M b n e a a e t m r m is e e k a o a n r n s r d e t h t m u e rn i a n s c a e c n * o d t s o m t t d a h o y e e r s a o n m t o k o t e u g e v e p n o p e w a r c a r e t a e k w a i m e th v i e d n c 4 a nt
Winch Manager of the office song you account. my be subject to mantenarce lees, charms for Me Strata (e.g., caking/ cash at LBS But. (a) cab at inflation.
pwmmt for mark* purchase and chums kr unpaid LOS AG Slammed bunch, (id ihurame Froelich, • Mafetert Willig to accept sane risk to pincnal and
Athmati al figures Moan are Mended to be accurate. arrants is Cash accants. Accounts that at trarderred including variable annuities, and fed shares of mutual tolerate some sok** to seek higher returns.
statement data shuild not be used fix tat purposes Rely to other inalitaions raj be subject to a trawler fee finds where such shares are registered drectb n the • Appestat: Wiling to accept high risk to angel and
stab on nakend tax IC0115.0.e.. Form 1099, SWIR none of the attar holler on to books rd records hg, natality to seek high returns over time.
10425, etc.) whin prepregyour tax return. The Fini UBS Sweep Options of On applicable iaaer a transfer agent).
required by law to report to the IRS all ta.abk dnidena, LBS offers optims kr naming cash balances. balances • Certain insestrnav contracts or hannent interests Stoternent Imuseholdig"
moan* nrstatable derdends and tattle Menne to bank deposits at UBS Bark USA and LOS AG Stanford (eg., limited partnerhiss and private placements) tat We may consolidate al related account statements with
end on works held n jokr amunt, net proceeds trench (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; the sane alarm n the sane enveltrn. Accosts may
al sale transactor., and cost toms Cacertain covered fads (Morey FehM) the Mannm at Depose ad be related Ice this purpose became they have owners
teas a its. Amman (OA)fa customers with an international • Cornnoditres contacts (e.g, Icreign exchange and who also maintain Pet acct relationships with other
Comanications with tin Pim S It• w T e O e J p X P • r M og a r n a a m ge m ca e s n h t b A a c la c n o c u e n s t . . 7 Th w ro e u p gh t t t o h e 1 1 B 8 a 5 n 8 k a -k a ern d e C co u m s m m e od ta it l y c o a p t t r io a n t g co , n in tr c a l c u ts d ig futures anent, c h lie o n us t e a l t r o th ld e r s g a . ne 8 a y d o d u r p es re s f . e T r h t i o s p re ra c c e t i i v c e e in 6 d k iv n id o u w a , l as
• Please re-confirm ay oral cormmncabons in wring USA up to an established knit ad then to UBS AG statements meted ei separate .11010Fith — you may
to further protect your riMits, ircInfng your ripe, Stanford Bench a a Money Fund. Deposits at U85 The SIPC poteclas and to suppkmental peolecton do decline hauwholding by /annoying Fhancial Ammon
ader the Societies Inv stor Protection Ad ESA) Bank USA are FDIC enured in accordance with FDIC not apply t0 these asset <MI 4 thy OthethiSe appear
• t the inn it institution en the tcp left of the kcal rules. For core iternatim 04...W kit went/clic got on you staternenn. WIC protection ad the Friendly account name
of this statement is not LES Franciel %vies, LOS ()epos* at LOS AG Stallard Brags ad Maws of alglerrimealprotenion do not protect again, changes The hierdb acousit rare reflects IIonnnion tut you
Financial Winces canes yar account as clearng Monty Funds ne rot inured by the FDIC. in tie market vale of yes instalments (whether as a entered acct the firm's rankle services webste. It i a
beaker by armagerrent wels the extcated insitknon result of market moseroent, issuer baThruptcy ce astorniuble 'nicIrsorm • chosen by you to inn 1,0J
We trammed you of this neletorchP when you Through the OA, eraileble to cash balms are swept to otherwite) nth your recordkeeping k has no legal effect an your
opened this OCCOMI. In this caw your lads and depot/ accounts at UBS AG Hew York Bench ard LOS attar. You Can change yar ken* aCCOtal tames.
stashes are hated a UBS financial Seances and rot AGC anon Bracts These deposits are not Mired by More infa eration is avalaare won raciest You may tough Online Services a by contactrg yos Fina-cial
te eredneg broker, ad you east mare a report tie FOC. Balances held at The LBS AG Cayman Elranh obtan more ilcernation about StC, a-4We* the 51K Advisor.
of eery ena or emission to both firms. are temporally noosed to the sovereign ink of the Brochure, to/ contacting9PC a 202-371-8300a by
Calmer Islands, and them is no warar6se a other useng the SIM webs.. ar WoWirignall ACCUalt overview
All accost statements shall be deemed comobte and obligation of LBS AG to repay to balances while cash, • trekteamoraccounttrommfo. Net of assets and
accurate i not objected to is wriiq vaithin 60 days. LIES Cayman's Brach's books. Dividend Reneestment Program (DFW) liabilities.
The cke reflected is an average price You may obtan • Ama Induces Salt* cash balances, wens la
• Please diem customer complaints or immiies to The Deposits at LOS Irk USA and each UBS AG Branch are the actual price from you" Financial Advisor. Orey whole restricted starry lest I, and Global tine Deposits,
Clem Relations Depavnent a 201.352.1699 not protected by 51C. Money kind shrews are protected Maas ate purchased iron DRIP; pahal shares wil be u-realzed marts to market, and certain mats not hell
or toll-free et 803.354-9103, 8:00 AM. to 6:00 P.M by SIPC. See #L735 Financial Services Accuse Thatcher.- wed ad the cash wff be, deposked is your account The by the Firn. Does rot include unpriced wane; assets
ET Monday through Frilay, a in wren to US6 bebve. 6viderd reiwestment pricesuppled byte suer my at the end of the pior and arrent statement periods, or
Financial Snares hc., Client Relations Dena-nen, Off cc from the market price at which to partial shares prime irarestriwits.. ummted stock options and
P.O. Box 766 Union City, N107087. Upcn scar regale, balances in to Bank Sweep at sold tameable stock anions
• h cox of VT015 or qnstire about an electronic Programs a OA may bit withdrann and shares of a • Einates Includes debt balamm Questa-ding rnagn
fads transfer (&D . MI payment or UBS Veiredebit Money Fund may be liquidated, ad the proceeds CaahMlieu lore, credit lie, hat account balances.
card transactions, call WO-762-100G sessile to UBS retuned to you a your seamen acomrt. Cntr whole units may be hello yoke accoust. if you ere • Casbatoney balances. Total of uninvested available
Fronde' Services Vic, 1000 HatcrEllsd, 6th floor, waned to a pedal Lail as a result of a &deg pwrnent cash balances, plus UBS Ban USA deposit lanrces,LBS
Weehawken. NI 07086, Attrk RIAMESA Sena Father Hofmann about available swap *pions, oterwise, the Firm sell other sell panal Was at AG Stanford &ankh deposit balances and money maket
inckalig anent unrest rates and Weld available at muter peke a accept an altrount determined by a MALI fund steep balances, at the dale of the
Cal cr wag as soon as you can if you thik yens minukincorrinveeptelds, from your Frontlet Advisor repon-ed closing agency. rid credit yea accost statement period. Noncom-nod* lee credit balances in
statement or receipt 4 snag or if you need more or by eating 800-762-1000. your accost re rot segregated from other balances
erkentatim Axon a transfer en the statement or Investment objectives and tie Fins may use any of these funds in the ordinary
receipt The firm Or Card bsuer (as applmble)nust LOS Financial Service' accaunt protection The rweatmert anon* ad nsk profile at speck to course ch its tininess. These funds a* payable upon
hear fromyou no law than CO days der he Finn The Fan is a member of to Stork* Investor Protection each account and may my benvan Please ad... the your domed. This total n included in tie current period
sent you tie fin statement on :which the are or Coeporatim 151K). *Nth protects securities -cant of Farmwean/ in wring of ay signilkare change in pm closi-g value.
prcblan xotavd. Cs members up to SSOO,C00 aclaing $2`t4000 for financial situamn or ntestmert objectives. Foe each
SDNY_GM_00025548
CONFIDENTIAL
EFTA_00136168
EFTA01277401

important information about your statement
(comerued)
Leafing information Au woukl ache,/ receive n the market Priem — •Dsfrtecions to date' may aLtde returned - h xenon to commrssths received in connecteon
Fa detailed a:mate:el on the Frays lerdrg practices famed tram yam theca paty sources wench we Capilel. ',Come Cr both. with tve safe or distrbiAion of an-udy contracts
and dedosums refer to your Clem Retalvehip belts* to be reliable, but we do not guarantee their — ta see' represents the initial offering indent mestment trust units to ow clients, we
Agreement a Accieure Agreement mil the General accuracy. price per tint and may ne steel year cost bests antra or, affiliate receive mans sewing
Terms rd Cordite."' LOS Statement of Credit had km 90hwall use the doing pen, when avabbit or campensakel Iran marry of the Surma
mailable in Agamene andOorksures at the mean of the bid rd ask prices for had • Resbiaed amities Restated sedates generalE companies urdonaing the annuity {overacts.
way Mc corn/xenon:Miami securities ad cpbarts or or4 bid prices la OTC are not enemy eligble for publk sale 185 Financial all bates of the insurance <Impanel or sponsors
Sensible. Senses uses the swat price of the unrestricted stock the the ineestinent trusts we *arta..
Yaw delletS — Less actieb waded securities my be priced using of the same issuer as in imputed value fa the - Cvvr affiliates also maw trading aernieskns and
You, stamen Races securities and other mutt held vakution model or the mon recent pie we restricted stock few purposes elm a ann.* omit To other comet-oaten from mutat funds and
h the accent at the end of the ntenent period. You dared and may not reflect an actual market prke the event that restricted securities are reliable for a insurance companies whose products we &Rattle
my ask for de try of luny paid SC-Oldie at dry tine. value. the wake received may be stbstantigE less than the - We receive al antral fee from LOS Berl: USA and
You may recent stashes used as loan coaaral after — Certain paitkris may awe. masa a price and imputed value shown UBS AG Stanlord Branch of up to 1.25 per motes
ppay/tg rryy balance de on them A y secwas will show as 'prke was not avelable• a we re sweeping to the barks under the UBS Binh Sweep
Ira nthI ll to the Finselan the statement pad are unable ao obtain a price for a scarily • Est. Butimetad) income, amine yields and Mew *paws
Feudal musket vale as of the al of the staoment — Deposits or unifies desxmated in currencies An ettimate of rise/ income is based on current
Peal other than U.S. dotes se reflected a the *change di idend and item rates, wsuning the securities will Activity
• Cost bat& alt damming the cost beer of the rate as of he statement date. be held for are yew from statement date or trail htermutionregerdng «rnmescen and other charges
feasts included in this statement. where indcated - ter eaten amities acing in nonecafeemng maturity This estenale is only a gut:lent accuracy inctrred n correction well the macula, of Bodes.
wan the matter UBS f andel Services hr. relied denaminalens. price and eloardaY(fade value) may and continued name are not wevareeed incldng option tramxions hat been included on
informatim detained from scums other than UES have been ado ited to facilitate peeper vabsithrt — Estimated actual income and anent yield for conlimations crewousE furnished to you. and will be
Finaxial % ay nfa meba% Iran another To obtain Current quotation, ran available, contact Celan topes of sashes could nclde a stern of provided toyou promptly on reams.
fine a that you m have provided to your Fnancial you $ /*Mal Achisor. PmCcal 0r Capital gains in vanish case the est
Adam The Fim does not independently wily a income (vultures yelp would be overstated. That selling
paranlee the /aura a valday of ary Somation • Private Meestmante and structured products. — fitinated rival loom. and current Sid arid the f you are engaged in sheet selling a security, you may
Movided by lanes otter than LES Fiuncial Services Mate immanent securities (ixWing drat actual income and yield inigte be laver a higher liar a charge due to cenah barcerig costs for that
particatian pacqam and real estate iniestmerd UUft than the estmred amounts. pal kular 'aunty.
h ablers aftlxvgh LOS Financial Senses general& securities) andstrucued products are generally lway — An emanate of a-realized income fdividerd ado
plates this idanutian a it is received. the fin Algid. Cram %valued predicts haw not been inlets,) divvied by the Gwent rewrite Open at
does not pan* ary assancts that the irdoemation regained with the Securities and Excha-w velar avarice, balance is based on the an dividend Regarding Opel or I scoPlidcancellee eras that
under "Cost basis` and "Unmalced gait loss' is Commissim or Under ary slate securities laws. We or interest payment made by the issuer and were not mated by the gams date. open buy and
waste as of the date of this statement. As such made estimated vas for private ineestrnent assumes One seas dadeposts will be hell for one sell stop orders are redid by the ant of aided,
please do not rely on this Somalian to make acuities and starch/mid predicts lee inlarmatoni year from the statement date a until mobs fly. ee rights on an exavidende er aright date unless
pushes* a sale decisions, for the p.rposes OrpOses only. Accuracy is not guaranteed. Accuracy ad continued yield re not geea ntoti Sowed otherwise by your. You re responsible fa
otherwise. Accounts trinsfeered to the firm may — These vain may differ substantially Iran prices. if orders that re executed die SO your I ;are to cancel
ref kia geilloss Sternal«, only for the period of frt* at whit! a primate imestrnent seater or • Assets not hal by UK Financial Servise. Certain dMid9 open ceders.
tire they are held at the Finn Morehistorical sautved protract may be EcuThl or fib ad do easels are not Mai by the Fern and not wean the
normalu rn cube added by your ;mantis Advent. not necessarily represent the value you may receive Fern's possession or control. These assets are Privacy
upon liquidation. displayed on yor statement la Sometimal To <Main a copy of our tuna ChM Macy Wise.
• Unrealised gaindiese When data is *rabble — Aid party estinas of who a as Maarten mrposes only. Posher and values presented are Mease comas your Financial Advisor a vie as waive
estimated umeaked gaintbsses are cautaled fee date and are applied to UPS Fnancial Services m a provided by the issuing fem. UBS Si-Uncial Services is at wwwubtrocentivaeusaley
ravidual secret lots. The transaction data for regular base by an independent vacation I WM. not respenbk for as irdOMUICin and does not
navel...el lots mayor may not reeled cernmssicrai — bade general prince a sponsor estimated values. guarantee is accuracy. These assets are not protected UBS Enwicial Services is master* the RMA, Business
chirgn ender may reorganitatM events. if ay. aw supplied to the Entity the Mary by SIC or the Finks applenental Slit coverage. Services Acme* BSA and IRMA are brokersge accounts
Diidend and otter reinvestment lots and systematic general partner a sponsor and may be calculated whits provide access to belting services and products
path*e lots are each cart:fled to display one based en dfferea St:maim Ran fiat used by • Revenue shoring and additional compensation. though arra-grants win all Waled banks and other
3,00.9ced lot. The Trade date cousin presents the thirdpanics to dame they minuted values. — In addition to camenisuceis on a and 12b1 lees that-party bans, and provides access to insurance and
crigal transaction trade dale. — Toucan °teen additional Sonnet«,r egarding received n arnecton veth One cattail of annuty products issued by trulloliated thrdpany
the methodology used to determine the estniab nyttul find to our dim eve odor our af fa le insurance companies through insurance agency
• Callable mairities Bends and preferred stock that value and to date of the intormatim that is the resetve revenue sharing partied from ddributen subsidiaries of UBS Fantle] Services ix.
the inter cals for ea redemption wit be selected basis fo r the estimate by contactirg se:usFinancial andra taken of the mutual finds that we sell.
rrpartialE by lot from among all seamen of that Advisee. Eva arnahls are based on two Meet IneeltmEnl, nsurance. and arra moducts:
issue held in ow name or n nominee run* la as - Aid pity *stead vabes may be reflected as carpments 0 the amount of sales by LOS of a Not FDIC rend • No bink guy arta* May lose value
clients Call boa Sammien is obtained from third 'Not priced' in several Mations: when an peal, mutual fund family to our clients. and (0
parties and es accuracy is not guaranteed. Other call independent Muria' fern has not swanked a is the asset stake of a parlicubr mutual fund Imiys RMA. Resource Management Account. Business Sakes
ferias may eszt Mch could affect yiekt ample* unable to assign a she, when we become awn shares held A the lint Account BSA, AMA and international Resource
igarnalto will be provided soon request. that a material event has occurred that may Call a — We and cra elate ato receive nem:eking and Management Accord as registered service marls of
previously repined value into quakes or when a iambus processing fees in ccenderaton tot UBS ramie Services Inc
• Cartikatas of deposit (COW. CDs aro FDIC inured mak. weed be MON spade** due to the rare treater agent crevices that we pima to tie
up to 5250,000 Mt:Saul and accrued interest per a the Wilier mutual flak Thew We generally are paid from Visa Signets is a registered service mart of visa
decoke.' and per deposhanfitttion in accordance - When neither an taw, general palm a sponsor idnvestor assets in the mutual fu-d and are a fwed Imernationat lOS visa Sigruore aede cads and LES
with FDIC rules. estimated value me a thedgerty estimated value is oer amount based on the ranter of accounts al yea debt cards are issued by LOS Bank USA with
Provdsd the value of the minty *A be diffeeent the Imakeedealer holding mad hands of that fund peerrission horn um USA ecorporaled.
• Pricefvolin Feces displayed for maims and other Item es purchase price family
predicts may be higher a lower than the mke that UBS Financial Services Inc Fey 201511
SDNY_G M_0OO2 5549
CONFIDENTIAL
EFTA_00136169
EFTA01277402

U85 Financial Services Inc Business Services Account
*UBS 299 nark Avenue
25th Floor
New York NY 10171.0002 January 2016
ANP70056947750116 V1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POW ETTLE LLC
Account number.
Your linancial Advisor.
SCOTT STACK MANILYLE CASRIEL
Rhone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000. on December 31 (S) on January 29 (S)
account
Your assets 4.77 504.77
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomffinancialservices
Value of your account $4.77 $504.77
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 1477
$
Net deposits and
nithdratals 1503.00
504.8 Your vestment return
Change in
maim value 10.00
van of your account
on Jan 29, 2016 tsan
00 4.8
•
Dec 2014 Dr: 2015 Jan 2016
SDNY GM 00025550
NNmber SIPC ANP70003005694775 NP7000187197 C0002 0116 030579743 Y123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00136170
EFTA01277403

SUBS
Business Services Account Account name: Your Nnuncid Advisor-
Friendly account name: l: STACK MANLYLE CASRIEL
January 201A Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
January 29 a) your account
, Cash and money balances may include
A Cash and rrxmey balances 504.77 100 00% Your current asset allocation available cash balances. 1.185 Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
ace
D Fixed income 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $504.77 100.00%
A
Value of your account $504.77
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 -4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
AMP 7C003005694776NP70C0187197 00802 0116030579743 P123679S5003O,1YGM000254Yee 2 of 6
CONFIDENTIAL
EFTA_00136171
EFTA01277404

Business Services Account Account name: POT & KETTLE, LLC Your ftsandal Advisor:
*NIS Friendly account name: P0TK ETTLE LLC SCOTT STACKUM/LYLE CASRIEL
Account number.
Change in the value of your account UBS Bank USA Business Account APY
January 20I61S; Year to date (I) Interest period Dec 7 - Jan 7
Opening account value $4.77 $4.77 Opening UBS Bank USA Business balance Dec 7 $4.77
Deposits, including investments Closing UBS Bank USA Business balance Jan 7 $4.77
transferred in 500.00 500.00
Number of days in merest period 32
Closing account value $504.77 $504.77
Average daily balance $4.77
Cash activity summary Interest earned $0. 00
Annual percentage yield earned 000%
See account *Mkt the month fOr Geta Is Barnes In your Sweep Opt ons are includedIn the COWIN and
closingbalances value. CDC Insurance applies only tot:leo:6as at UBS Sank USA, no: todeo:oats at UBS AG,
Stanford Brarch or bank deposits placed t firougt the U85 Internahona Depose Account popam. SiPC Your investment objectives:
protection applies to money market sweep fund holdings but rot bark deposit See Important 1Mormaobr•
about your ztafeevent on theist two pars d this document for detests.
You have identified the following investment objectives for this account If you have questions
January 20161$) Year to date Di about these objectives, disagree with them, or wish to change them, please contact your
Opening balances $4.77 $4.77 Fmancial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statementat the end of this
Additions
document
Deposits and other funds credited 500.00 500.00
Your return objective:
Total additions $500.00 $500.00 Current income &capital appreciation
Your risk profile:
Net cash flow $500.00 $500.00 Primary - Moderate
investment eligibility consideration - None selected
Closing balances $504.77 $504.77
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025552
Ar/P7C003005604 777 NP7003187197 00032 0116 030579743 Y123679550 000000 Pegs 3 of 6
CONFIDENTIAL
EFTA 00136172
EFTA01277405

*UBS
Your notes
44,,,44.444une,44.4,4,,,,a44,4 .0.44.4 4 of 6
CONFIDENTIAL
EFT,00136173
EFTA01277406

Business Services Account Account name: Your Financial Advisor
taUBS Friendly account name: P SCOTT STACK MAN LYLE CASRiEL
January
2v17, Account number:
Your assets
Some prices, MOW and current vanes Shawn may Ix Enprotenble. AS a itSull. Om and losses May not
be accurately reflected. See ImpOrtant infOintabOn about your Portineria a the end of the cbcurnem for
more Inforrnallon.
Cash
Cash and
money balances
Cub and money balances may inc We kaiakcash balances, UBS Bank USA deposit account Mane's,
UBS AG Starkrd Branch &posit account balances and money market mutual fund sweep balances.
rdthn
U95 Bank USA deposit account balances are Insured by the FDIC arpliceble limits, but are not
protected by SIPC. U435 AG Stamford Branch deposit account Marion an not insured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SPC but ate not insured by the FDIC.
Sri the rmportant information about your statement at the end of this document for details tout those
balances.
O;enng bake* Closing binge Price per share Average DMdend Interest Dal in
Hefting on ran I(S) on fen 29(5) on fan 29($) rate paned period Cap annual (I)
MS BANK USA BUS ACCT 4.77 504.77 250,000.00
Your total assets
Percentages CCM Estimated Unrealied
value on Jan 29 (S) your &count basis (1) annual Wane (1) gin or loSS (S)
Cab Cash end money Whim 504.77 100.00% 504.77
Total $504.77 100.00% $504.77
Account activity this month
For more information about the twinge/1w shown for restricted secenitin, we Important info:maim abort
your staMment at the end of thit docirn•M
Your Dusky/ Cash Can and
Date Actiitty Description ecense code Face value peceivaut (5) annum (S) money Want! (S)
and money balance
Dec31 Cash $4.77
Jan 20 Transfer R NAL FROM aHISLAINE MAXWELL 500 CO $04.77
San 29 Closing cash and money balance $504.77
SDNY GM 00025554
co=
Assa70003005694779 NP7003197197 01 16 030579743 Y123679%0000000 Page 5 of 6
CONFIDENTIAL
EFTA_00136174
EFTA01277407

SUBS
Business Services Account Account name: POT & KETTLE, LLC Your linandul Advisor:
Friendly account n • P TK SCOTT STACK NIANLYLE CASRIEL
2r. 1-, Account number:
Account activity this month
(contrived)
Oate Actmty Descrollcn Mount (S)
Money balance activities Dec 31 Balance forward $4.77
Jan 21 Deposit UBS BANK USA BUSINESS ACCOUNT 500.00
Ian 29 Closing UBS Bank USA Business Account $504.77
Tne UBS Bank USA Easiness Account Is your primary sweepoption
ANMOOPOOS694780W000187I97 00002 Ol 16 0.30579743 Y12367955000My_Gt.L000255Bsge 6 of 6
End of statement for account numbetaill.
CONFIDENTIAL
EFTA_00136175
EFTA01277408

Important information about your statement
LE6 Ftuncial Senates et. the F im or UEIS Ataxia! - r-ny rrtt r nat.. rd rr n t,-N-or t rr,-; claim for cash). The SIPC asset protection knits daily to account kenl, you choose ore of the following
SentHE is a merrter of all orincial washy, ammo* — Mute the error or tie tanner you re inure all attar that you had in a panicula- capacity. bowmen oblates:
and perms exchages. LBS Frerxial Settices and LEP Ebb and explah as clay as you cal shy you The Fim, togeder with certain affiliates, has also • Prochge Current/mom.. I mob im as sedng the
Bank USA we rdrect tibsidares of LES AG and belies t is an error or why you need more perchmed obpbrneintal protection. The madmen generation d income chry.
affiliates of LES SaLritin U.C. The Fints I hamlet information anount made to al *Gable Monts, cotalkery krder • Achim Opt*, Approciatan: Investments seeking
statement is available upon reopen. The FirM'S meculie — Proedethedolar amotnt d the suspected arch this prdecion is 1500 millon as of Deceniper 10, 2013. growth d prncpal rather than the generation of
off ices ae a:
The Firm or. Card Issuer MI twenigate jots ampaire Steed to the policy corditons ad Imitations, cash a • Produce Combination dame* and Capital
LBS simnel Sernme and MI correct any error tromp*. axe take most ton the Firm isformer protected for kp to tl 9 million el the of seektg both the gereratcn
1200 Harbor Boulevard 10 business dew to do Ink we will crock your accede agg'egae For all tour amounts held it a particular of income and 'myth ol
Weeloviken, W 07086 for the award you the* is herrn, so tot you will have capacity. A fu l copy of the poky tracing is available
tie use of the morey Prig the time it takes us to upon request. Overall risk penis
This statement represents the only offn al record of you complete our nesrmation.
LBS Financial Pones account. Other mock incept The SIPC protection and the supplemmli protection • Conservative: Seeks to matitain nhia prix.ped, with
n O om o ff t i i c s b i s a e i l o r C n e , V l i p e d l d e x a t u s y e n r r o e ep r I t o f c n y o c h u o i b n m e ta m li i e n e v i d n e i g a t h t c e e o ly r c e n a is i w a n n - it o e n d r g ro a t r ; o o s t r h h o e tid I E s t t e a a n te s c m t i m a e l n i a n t n s h t e a a u ll t t c i : o h M n e c i i d k n s e t p ° a a t r y e e a g d b is l o e tr n y to t a i t e c h c e fr e F o n e n t r t n fe o o e f r s t t , o i a e c tions • b o y C th o e u d r r t o a a i n n c o c f o i t n u a a n o n t P c v l i y a a l l u a e s ) s b et a s t c h o e n l t d ro a l w le a d y b f y c o (a rn n d W ir S m F ix i t n e n d e n d t l r a h i w a m t r m i e s e k a o a n r s d re t h t v u o e r M n e s s i c l a it o n y d t r o m t t d a h o y e e r s a o n m t o o k t e u g e n e p t n o p e v a r e c a e r te a w l s l i i e t g h v n e d n c ant
Etanch Manager of the office santio 'out account. my be subject to mammae lees, treys for Me Services (e.g., certain0 cash at LBS Bark. (ii call at itation.
par,mmt for statues purchases and chars for unpaid LES AG Stamfordbunt, (id home pnexti, • Modesto. Wittig to accept some risk to veleta and
ilaceadt al figures town are ',tended to be accurate. wants ti Cash amuses. Accounts that are varderred including variable annuities. and PO tarts of mutts' tolerate some voLetty to web her returns.
statement data snub not be used kr tat purposes Rely to other inStalitiOnS may be subject to a trawler fee funds where such shares are registered dredry n the • Appressne: Wiling to accept hit Ink to precipal and
wary onH tend tax loom. Form 1099, Sages nane of the account holier on tie becks ad records high volatility to seek highreturns oar tine.
10425, etc.) whin preprriwyour tat return. The Tim UBS Sweep Options of de applicable 'Sara or Prefer agent).
required by law to repot to he IRS all to able dividend. UBS offers option Ice stwepteg cash bairns, balances • Certain nommen contacts or hannent interests Statement lauseholdhe
named* rotatable Mei:lends and taxable interest to bank deposits at UBS Bak USA and LBS AG Standen (eg., limited pertnertix and private placements) tat We may consolidate al related account statements with
earned at acuities Hid n you amen, net proceeds branch (Bank Sweep laiSigramD, money market mutual are rot registered 'rider the Securities AO of I933; the sane address n the same envebpe. Account may
on sit transactors, and cog bays Cacertain covered Ards (Money Fern) arm theHemet cnal Depose rd be related Ice this purpose Hunt they have owners
so:trifles. Account (0A)fa customers with at Imentional • Commodities contacts (e.g, foreign Pelage and dm also maintain pea amen relationships with other
Refitine Matagernerd Account. Through tie Bank prec rata metal ccestratn, includtg futures contacts climes at the sane address. This preen* 6 known as
Communications wit the Finn Sweep Programs. cash balances are swept to 11135 Bak ad commodity option contracts. •Ineseboldrg R you prefer to rearm tditeclual
• Please re-confirm eery oral correntrarmarts in wring USA up to an estidsteed knit ad then to UBS AG Statements mated in separate envelopes— you may
to fuller protect your repts, irclafng your reps Stanford Brach a a Money Fund. Deposits at U85 The SIPC potato) and tie supplemental polecton do decline hauseholding by clang yOUr F handed Aokitor.
rodeo de SeoLrees Investor Protection Aar (WA). Bank USA are FDIC sued in aCcoolana with FDIC not apply t0 these asset men if they otherwise appear
• II the finax ial natation on the top lets of in freed rules. For ere Hormaticn pease kit virmfdic got. on your Materna*. The SEC protection ad the Friendly accormt name
of this deemed is not 1.85 Financed Strokes, LES Deposit at LES AG Stanford Bra-ch aid shares of HPPlareental protection do not protect agent changes The Fiend& accent name reflects se amnion teat you
Thermal Selects canes gas account as cleating Morey Funds are rot insisted by the FDIC. in the maker vats of yam investments (whether as a entered cn the Firm's °nine senates wane.. It a a
broker by arm-gerrent with the nokated insoknon result of market moternent, Issuer baltruptcy or attornitable *niclrurese • chasm by you to ania 1,0J
We Horned you of this reletorchb when you Through the Ok arailiele to tat baron are weep to otherwid with your recordkeepirm It KM no legal effect an your
opened this aces. In tit case, your San and depose accounts at UBS AG New Vol. Eanchard U8S account. You can change war Riendryaccotnt names.
stashes are located a UBS financial Services and rot AGC wan Brach these deposits are not hand by More ido rtrotion is wattle tpcn repast You may thwart Pere Services a by contactrg you Financial
tat irotodacteg broker, ardp3u taxi mace a report the FOC. Balances held at de LES AG fawner, &arch detail more information about SIC, tcladiro the 51K Advisor.
of ay error or cminion to both firms. are temp:ready noosed to the sovereign Sc of the Brochure, by contacting 51K at 202.371.8300« by
Carmen blands, and them is no gaols, a otter eanng the SirC website armtw.sibting ACCIant overview
All accent statements shall be deemed cceryabte ad obligation of LES AG to repay the balances while on the • Woe *Imo.' an-cemapornta, Net of assets and
accurate t not objected to it tong within 60 days. LES Capstan's Brach's books. Dividend Renvostentnt Program (DRIP)
The nee reflected 6 an near price You may obtan • Assets Inolas salable cat balances, Nabs fa
• Please diect customer complaints or eckeies to he Deposits at US D,* USA and each UBS AG Branch are the actual price from you Fnancial Advisor. Or whole restricted storey ling and Global tine Deposits,
Tim's C tem Relations Dapavnent a 201.352.1699 not protected by SIPC, Money Fund shays are protected tares re putchawd raider DRIP; partial stores will to u-realied maths to make, and cedar. assets not held
or toll-free at 803.354-9103, tOO A.M. to 6:00 P.M by SIPC See *U35 Ftunoial Services Accost kotecticri- wild rd the cat caul be deposited h your accept The by tie Fim. Does rot include unyoked stashing assets
ET Monday through Friday, a in writtg to U3S bebt 6videni reiwestment price supplied by tester may at the end of the prior and ourent statement periods, or
Ftertrial Selects Ix., Client Relatims DePalments Offer from the market pice at which to partial shares pore* earesinwns, invested stock option and
P.O. Box 7C6 Union City, N107087. upon par moan, balances in to Bad Sweep are sold estimable stock options
• h caw of errors or perstiam about an electronic Propans a OA may bee withdrawn and share. of a • Liaaktos Include, debt baltron, cabal-ding Mar
fu-ch transfer WTbi patient or UBS Votedebit Money Fund ma be liquidated, ad the proceeds Caletrolieu Ion, credit I'M OW accost barmen.
card transactions, call 990-762-1000, teethe to UBS retuned to you a your sautes accent. City whole urns may be had n yokr accent. If you are • CashAeoney balances. Total of inimested aavrsaielasb,le
Randal Services Ix., 1000 Hatcr Blvd., 6th floor, egad to a partial unit as a result of a cbeiderd payment cash balences. plus UBS Bark USA deposit
Weehawken NI 07086, Attre RIA103SA Senates. hater Hoimatian about available tamp *pions, • otennise, the Firm all other sell panel units at AG Stanford Trench deposit balances and money maket
irickedng oarent newt rates and yields, s available at mulet rake or accept an anount determined by a mewl sweep belancee at the claw of the
Cal cr write as loon a You can. it you tisk your wwwitbscordsweepiansh from your Fronoial Advisor rt.:Wired cloarg agency. armcredit ear mart staternert period. No bet credit balances in
statement or receipt 4 ming or if you need more or by eating 800-762-1000. your accost are rot segregated from other balances
tdonnaten tat a transfer on the statement or Investment objectives ad he Fie may use any of these furds in the ordinay
tempt. The firm or Card bear (as ipplrabld must UPS II9nancial Service' sewn protection The mermen Oddness aid risk profile ay speck to cote Of its ttainess. These funds ane payable upon
her from you no later than CO days deer tie Fine The Fnn s a mamba of to Warns Investor Protection each account and may Hybemoan Please idea the your domed. This total is included in tie cumnt period
sent you tie fist statement on which the eta or Cdporann 61PC), which protects acuities accents of Firm porno& ,n skew of any significant change in your closing value.
problem appeared. is members up to S500,0:0 (ncladng 5299,000 for Mend& sivatit or ntestmert objectives. For each
SDNY_GM_00025556
CONFIDENTIAL
EFTA_00136176
EFTA01277409

important information about your statement
(conttionruteedd))
Lending information pu wouldamok, recent n the ntarket Feces ah — 'Dstrtixions to date' may nckde retumol - h ackltion to commesMs received in comedian
Fce Maned informal:xi on the Fin's lending practices obtained fran various tied patty maces Mich me capital Some a' both. wth the sale or astrbinion of anhay contracts
and «ramises. refer to yaw Cent Relate:ship bekve to be reliable, but ate do not guarantee thee — 'pgnalv.t six.' represents the Mot off errh and urn investment trust units loots clients, we
Agreement or A«cme Aweenieni and the General accuracy. price per me and may rot reflect your cost bass anace or, affiliate receive rewnut theng
Terns rd Coedit ons UBS Stalemen of Creed Iran kes — We ten«A t vie the dosing price when wad* or compernation from merry of the Murano
mailable in Agnomens an<1 D imb ones al the men of the bid ad at prices fee lined • Restricted amities Restristed Starint, recall( companies urderwreith the ern* contracts.
want atm r miterr v irtireksee ms securities ad %Marts or oney bid prices la OTC ere not ores& Nigible for public sale. CBS Financial all bates of she insurance «thanes or sponsors of
SeCtaite. SHVICCS uses the mrket price of the unrestricted stock the ins immanent etmts we casaba
Yew ants — Less active& traded murk in maybe priced using a of If,. same issuer as an routed value for the — cur aft aisles alsoreceive trading cormissions and
You statement Reties securities and other assets held valuation model or the most recent pie we restricted clock For purposes of the statement ony. To other commuter:from renal Ards and
in the smolt at the end oil the statement pried. You ebta•-•id and may not reflect an actual market peke the esters that rooted securities' are NOM to a insurance companies Mote Proda cts we &Rau*
may ask for deanery of luny paid securties at art! tine. a wale. the wake received may be stbstantielk less than the — We receive an anvil fee kom LOS Bat USA and
You mayrecent securities used as loan collateral after - Certain petitions may appear wake.% a price and imps ed value sham CS AG Suerdold Branch or up to $25 per acorn
paying any balance die on them. Arty statutes will show as 'price was not avelable• ft we re sweeping b the banks uncle. the UBS Bank Sweep
In of.IUJ to the lien citing the statenvnt pored are unable so cbtain a price I or a storey • a (ostirneted) income, cumine yields and sew. Swans
Feudal rocket vale as of the end of the staemere - Deposits or societies desxminated in currencies An emirate t% anal income it based on currant
Pena& other than U.S. daLrs are reflected at the &change dnidind and interest rates, moving the securities will Adivity
• Cost bad% h determining the cost basis of the rate as of the statement date. be held fee one yea keen statement date a troll Sornotionregerdng «0111VISCelf and otter charges
smiles included in this statement where indcated - For teen searities tracing it nonconformim maturity. Its estimate is any a guideline, accuracy Stoned n comedian wth the execution of trades.
wth the nimble 'I,' lEtS fnacial Services An relied denarninatern ;et art SluartitY (lace salts) may ad centinuml inccene a. not gurranteect incldng Men tramxions has been ineluded on
al Sarmatian cbuined from sources other than UBS have been adiated to faciliale proper vabstian. — Este: wed arnuel income and caret yield for «intimations venous& furnished to you. and will be
f /uncial Services. including nip:motion Iran another To obtan current isolations, Moen amiable, coma certain byes of motile; could nctde a ratan of provided to you prosody on reepest.
tint et that you may haveprovidedto you Fnancial matr FnancialAdisa. watch% or captalgans n vanish case the est.
Advisor. The Nom does not indepenaita'bi wily a ammo (end cummt weld) would be overstated. SAM selling
grantee the accur. a wide): of Resonation • Private Maleness and structured products. — Eginated arrnul Scene and cum% yield and the f you at engaged in that selling a security, eau may
provided by lanes Ow than LES Fivixial Seethes Mate inestnwa morale*(ec Wing drect actual iectre and yield might be lower or higher incur a charge it. to cenin baroreg cos% for that
partichatian program and real estate iniestmern trust then the estmred amounts. pal kW./ security.
almigh LOS Financial knees generally securities) and strucued peodicts are generally hr:fily — An emanate of amialited income (divelend alder
plates this isthmus:mat it is received., the Fin: Said Cron structured predicts have not been intent) deded by the curet rturtort Open orders
ekes not amide at assume.. that the infonnaihn «grand with the Securities and Exchar.r vehelavrimp• balance is based on the host dividend Regarding open CR '9:odaileancelled* ceder: that
under "Cost basis` and linealced gara loss' is Commissim a seder any state securities laws We or Mere% Parrett made by the issuer and were not executedbythe %semen date. open kWand
actuate as of the date of this statement. As such provide estimated vain for private investment assures the sear beedepouts will be hell for one sell slop orders are reduced by the aware of disalenzb
please do not rely on this Somalian to make secuities and stamen:I products to informatanal yea from the statement date a until matunty. et filets on an exavidends cm thrights dr. unless
prchese a sale decision, for ue mimosas« Folsom my. Accuracy is not guaranteed Accuracy and continued WAS are not guaranteed Strutted otherwise by yo.i. You we moon:able fa
othenrise. Accounts Oast toed to the firm may — These +akin maydiffer substantiaay from prices, if orders that are executed due to you lailure to cancel
reflect gadl oss eicernahra only for the period ct any, at *hitt a private Megrim:I secuity ix • Assets not held by UK financial Services. Certain saga? chin Orders.
tine they are held a the Firm Mae historical %strayed product may be bastil or sold ad do assets are not held by the Pim and not we the
ettermalen can be added by your Annie' Advent. not necessarily represent the yak* you may receive Fern's possessira or control. These assets are Privacy
upon Ikuktition. deployed on mar statement for Sometiml To obtain a copy el as omen Clime Privacy Wake.
• Unrealised gaiis/tmeos When data is available. - lhid partyname's of value aro as of a torten poposes only. Positions and vans presented are please contact your Financial Advisor a Sit or websert
emanated uveafaed gaing bases are calculated for date and are applied to UBS Financial SMACK on a provided by the swig fns. FRS Fiancal Serves is at 3yeew obi tortithriv arenoliev
eh/std.:al seosey lots. The transaction data for regale bass by an independent valuation lint. not resposble for to info rnuton and does not
rekintot lots mayor may not /Men carmen:an btu, general Partner a sponsor estimated values. guarantee its accuracy. These assets re nal protected UBS enancial Slakes is nal a bat The RMA, Business
cemegn XXIV :acuity reorganitatim evens. if are aro :unshed to the Fen by the our, by Sitar. Finis nahlernental Slit coverage. Services Account BSA and IRMA are brokerage accounts
Dirraind and other reiweament lots and systematic gneral parries* or spans« and may be calculated which provide access to barking services and products
archese kits are each cartned to display one based an dfferert at:m aim fran that used by • Revenue clearing and additional compensation. though arrangements vain ael hated barks and other
averaged lot. The Trade dale' solemn presents the third patios to dente thes Mead values. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees thed-party banks, and provides access to entrance and
aged trarnacton trade date. - You an ottin additianal Sormaten regarding received n ecenetton with the chWitistien of annuty prodacts issued by unathliated thedpany
the methodology used to deteemine the estimate of trutuil find to our CIICI3 we ada err afore nuance companies through Surma agency
• Callable I:maiden Bends and preload stock that value end re date of the Somalian that is the receive some sharing Pefineres from d.tributen subsidiaries ol UBS Financial Services Inc.
the issuer cats fa eat regime:non sea be selected bassi« the minute by contacting your Financial arida advisors of the mutual funds that we sell.
ethanol& by lot Iran among all Noses of that Advise These amounts are based on two dIfeent truelavanh nsurarxe. arhd annuny products:
issue held in out fume or in nominee mane lee cur - Thid tarty *stewed vibes may be reflected as corepcnents 0 the amount of sales by CBS of a Not FDIC rend • No laink gutsr te.* May lose vets
clients Call brave infamakin it obtained from third 'Not priced' in several that:ens: ashen an penult. MIAS find fen& to out clients. and 40
parties and n accuracy is not guaranteed. Cher call independent valuation Inn has not suppled cc s the asset value of a particular mutual find lamiys RMA. Resource Management Accord. Business Services
teams may est whch could affect yiekt carolete unable to assign a vabe, when we become aware shares hetd a the lien Account 85k BMA and international Resource
eternal«) will be pr &tided then request that a material event has occurred that may call a — We and cis allh ate ate atone nem:tieing and Management Accord are registered service marls of
peeviusly waned rake ineci question, or Men a combs processing lees in cankleraten ter UPS Financial Sane/4PC
• Certificates of deposit (ma). COt are 10K nutted yak* would be high& speculate* der to the mere transfer agent crevices that we provide tots
up to $250.000 n ancPal and accrued interest per c4 the Notify. mutual turd: These fees generally are pad from Visa Signature is a room-Need service mrk of Visa
depositor ad per depository'VitenCre inaccordance - When other an mute, general partner a sponsor investor assets in the mutual fund and are a fired Imerrotionel lOS Visa Sgriahre cm& cads and U35
wth FOIL rules. estimated value nee a thrd-party estimated value is doter mount based on the molter of accounts at Vila debt cards at axed by FRS Bank USA with
laroveled the value of the seconty will be different the brokendealer holden; trawl finds ol that lund omission from vna USA sorporred,
• lariadvalue Snort Maned for moriten and came from its owthase price finely
predicts may be higher or lower than the price that UBS financial Services Inc Rev 201511
SDNY_GM_00025557
CONFIDENTIAL
EF'FA_00136177
EFTA01277410

SUBS UBS Financial Services tic Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2016
MR70057537830216 vt 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK MAN/LYLE CASMEL
Phone
Questions about your statement? Value of your account
Call yOa Finan:ial Advisor or the
ResourceLine at 800-762-1000. on January 29 (S) on February 29 en
accoun
Your assets 504.77 479.77
VlsItour websIte: Your liabilities 0.00 0.00
www.ubscorrtlfinancialservices
Value of your account $504.77 3479.77
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 14.77
Net deposits and
withdrawals $475.00
504.8 479.8 Your nvestmen t rearm
Change in
market value 40.00
Vitro of your account
on Feb 29, 2016 $479.77
00 4.8
0
Dec 2014 Dec 2015 ran 2016 Feb 2016
SDNY GM 00025558
Member SIPC n070304005753783 NMI:0207390 0000? 0016 030579743 Y123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00136178
EFTA01277411

UBS Business Services Account Account name: P - Your K gondol Advisor
Friendly account name. ' • 7' STACKMa/LYLE CASRIEL
February 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 29 (1) your account
• Cash and money balances may include
A Cash and money balances 479.77 10000% Your current asset allocation
available cash balances. 1)95 Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets $479.77 100.00%
A
Value of your account $479.77
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 -0.13% -5.09%
Russell 3000 -0.03% -567%
MSC - Europe, Australia & Far East -1.80% 489%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
AMP 7C004005753784 NP700O202390 00032 0216 030579743 Y123679550 Ceift&YGM000255,fie 2 of 6
CONFIDENTIAL
EFTA_00136179
EFTA01277412

Business Services Account Account name: POT & KETTLE, /LC Your fiends] Advisor
*MIS friendly account narne:P0TKETTLE LLC SCOTT STACKMAP/LYLE CASRIEL
Account number.
Change in the value of your account UBS Bank USA Business Account APY
February 2016 (1.1 Year to date (S) Interest period fan 8 - Feb 4
Opening account value $504.77 $4.77 Opening UBS Bank USA Business balance Jan 8 54.77
Deposits, including investments Closing UBS Bank USA Business balance Feb 4 5504.77
transferred in 0.00 500.00
Number of days in interest period 28
Withdrawals and fees,
Average daily balance $272.63
including investments transferred
out -25.00 -25.O0 Interest earned 50. 00
Closing account value $479.77 $479.77 Annual Dercentace yield earned 000%
Cash activity summary Your investment objectives:
See Account setefity this month for dethIS Balances in your %veep Opli ern are inductedin the cPerrrg and You have identified the following investment objectives for this account If you have questions
Ibsing balahrtS vire. FDIC insurance axlits only to deposits at UBS Bank USA, net to Oecosrts at V85 AG,
Pamtorcl &arch or bank depetelt UnfitWu/I the UBS intepiampfta (*pop; Account piccram SIPC about these objectives, disagree with them, or wish to change them, please contact your
potection applies 10 Money market Sweep land h(tclingt but net bank (*petits. See Imponam intormacim Financial Advisor or Branch Manager. You can find a full description of the alternative
about your Statement on the ma two pages d this document for Petals. investment objectives in important information about your statement at the end of this
February 2016(1) Year to data ($) document
Opening balances $504.77 $4.77 Your return objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 500.00 Primary Moderate
Investment eliglbeity consideration • None selected
Total additions $0.00 $500.00
Subtractions Your account instructions
Checks and bill payments -25.00 -25.00
• Your account cost basis default closing method is FIFO, First In, First Out.
Total subtractions -$25.00 -$25.00
Net cash flow -$25.00 $475.00
Closing balances $479.77 $479.77
SDNY GM 00025560
AtiP7C00100575.378SNP7003702390 00007 02 6 030579743 Y123679550000000 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 361 80
EFTA01277413

*UBS
Your notes
..........................,.,,.........,,,,,m • a s
CONFIDENTIAL
EFT,00135181
EFTA01277414

Business Services Account Account name: Your Financial Adelson
UBS
Friendly account name:'" SCCIIII STACK MANI LY LE CASRIEL
February :0
Account number.
Your assets
Some PriCes, income and Current edit, shown May to approximate. AS a rest*. cairn didlOSSes may nol
be accurately refkaed. set am porunt insomsabon about your statement a the end of the dxumeM fOr
more information.
Cash
balances
Cash and money
Casts and money balances may include avalade cash balances, UBS Barth USA depost account balances,
UBS AG Stardord Branch ',pow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC v 4Ihn applicable limits, but are not
protected by 9PC tiCS AG Stanford Branchdeposit account barantes are not ensured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SSC but are not insured by the FDIC.
See the Important information about your statement a the end of this document for details about those
balances.
Goering Nance Cloung Wawa. Price per share Average Dividend Interest Oafs in
Hddng on Feb l(1) on Feb 29 (5) on Feb 29(1) rate period period Cep snOunl CS)
Cash 0 00 -25.00
tiEr5 BANK USA BIG ACCT 504.77 504.77 250.000 00
Total $504.77 5479.77
Your total assets
Percentage el Cost Bbmated Unredited
Value on Feb 29(5) your account basis (5) annual income (S) On or loss (S)
Cash Cash and money balances 479.77 100.00% 479.77
Total $479.77 100.0016 $479.77
Account activity this month
For more information about the pricevalue shown for restricted securities, see Important information about
you( statement a the end Of the document.
Your Ouantityr Cash Can and
Date Activity Description expense cede Face eta PriceiVaue (1) amount (S) money balance
Jan 29 Cash and money balance $504.77
Feb 29 Withdrawal AC H WITHDRAWAL WS DTF PIT -25 CO 479.77
►eb 29 dosing cash and money balance $479.77
SDNY GM 00025562
AHP7C004005753787NP7003202390 00002 0216 030579743 Y12367955000000) ►agar S of 6
CONFIDENTIAL
EFTA_00136182
EFTA01277415

*UBS
Yournotes
---=
03617111.I_CA_
CONFIDENTIAL
EFT,00136183
EFTA01277416

Important information about your statement
LE6 Fauncial Services vex. the F im or UBS Anemia - Proode you- none and atone number Of aye claim for cad* The SIPC asset protection limits apply to account hal, you choose OOP Ce the following
Se ke% is a merrter of all orincal sxsily, ammo* — Desute the erra or tie render you are UtUre- all attains that you hold in a pamcula- cgocity. brume °bathes'
and aeons erthages. 1.036 FrarcialSenrices and LES ft0.11, and explah as cleat& as you cal shy you The Fart together with certain affiliates, has also • Produe Current/mom.. 1m anic. as sertng the
Bank USA a rdrect maids on of LDS AG and belie t is an error a why you need more purchased s_ppbrriental protection. The mermen generation of income crib-.
affiliates of LBS Secuitin U.C. The Fim's I andel information mount mat to al •Igisie clams, colircliary ardor • Mist* Opt*, Approciatan: Investments seeking
statement is available upon recast. The recite — Pronde the dollar amount ol the suspected emu. this protecicn is 1500 melon as of December 10, 2013. yowl of prncpal rather than the proration of
offi t., a a: note e.
UBS Financial Somas n. a T n h d e F M irm I c a o rr C ec a t d a n Is y s u e e rr r o M r p I r o in m m o a te ig /. a I te w y e o u ta r k c e o r m un pa e i r f e a n t S h a e b fi e rm r t i o s t h h e e e p le o r k p y r o c t o e r c d te it d o f n a s a W d t l o in 1 e .1 a 9 tio m n i s ll , i o ta n r t i a th e • P A r p o p d r u e c c e ia C tio o n n - n h i i n e d si o m n e % nt i s n s co w m in e g an b d o C th a th p e ra g enerarn
1200 Harbor litulward IC) tusiness den to do thit we all meat your accord agg'egae soar alma amounts heed in a partkular al ncome and overthol pritptl.
Weehawken. 11.1 07086 for the aunt you tha a hear, so that you will have capacity. A he apy of tie poky wading is available
the use of the money dreg the time it takes us to Loon request. Ovfrell till profiles
L T B hi S s s F t i a n t a e n m ci e a n l S t re w p a re m se a n c ts c o th u e n t a . n O y th o e f r f r d a ial t r a ec o e rd a o s f y t ou complete Our imestgation. The SIPC probe' en and the supplemerld protection • Conserve:Art Seeks to maintain refill prineprt with
r e O o m ff t i i c s b i s a e i l o r f n e a , l r i p e d e d x a I s u a e n n c e a n p I t f o c K n c u h o b i r m e d l m o ie n e v i d n e i g a t h t t e a e ly r f e f n e is t s a a r n - it o e n d m g a x t ; o o ' b t r h u e i ld s M h t O a a t N n e O c m i m a e l n a in t k s e h t e a a u l d l t M d io i o n ti c o r k d n s c t p o a a t r y e e a g d b u l o e t a n t - o r a e t c h c e fr o D o s n m t t fe o o e f r s t r h , a e is c counts • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b et a s t c h o e n l t d ro a l w le a d y b M y o (a rn n U d i 8 t 5 l F a in d an c n ial r l n o a a w t m r m is e e k a a a n n s r d e t h t v u e o r l n a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n t t o t k a t e g i e n e p n o p e v a r e c a e r t a e w l s , i e i t g h v e h n c i a f nt
Branch Manager of the off ice sovng you account. may be abject to maitenate lees, charges for late Services (e.g., cenain (i) cash at UBS Bart, (ii cab at inflation.
primmt for statues purchases and chirps kr unpaid LOS AG Summed Ountri, (id i-turarce pada • Madera Derry to accept sane risk to pinata and
Athaets al Figures ;boon are intended to be accurate. arronts is cash attours. Accounts that at turde rred including variable annuities. and 6t e shares of mutual tokraie some artiertaity to seek holler returns.
statement data shaded not be used for tat purposes Rely to other insttutions may be subject to a transfer fee. funds where such shares are registered dreary n the • Apt/mint: Wiling to accept hit risk to papal and
wary on semend lax Form 1099, SIFF. nane of the account holier on the books ad meads hip volatility to seek high returns over tiny
10425, eitc.)whinpreprirgyour to return. The Fini UBS Swap Options of to applicable ear a tanner agent).
required by law to report to ihe IRS all ta.abk divident. URS offers optia Ice sweeping cash balances, balances • Crean nommen convects or hamment interests Statement touseholdthe
mooed* rcentaxable aridends and taxable imenen to bale deposits at UBS Bak USA and LBS AG Stanford (e g., limited pMnertios and private placements) tat We may consolidate al related account statements with
end m atunties held n you roma, net parch branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Ad of I933; to sine address n the same envelope. Accost may
u sae transattems. and cog bars ion (Main covered fads (Morey Ftn%) ad the remit Kral Depose ad be related la this purpose braise they have owners
somrities. Arum (0A)fa customers with anI mernatimal • Cormnoditses contacts (e.g , foreign exchange and who also maintain Pm arm relationships with ocher
ItfOJX• Management Account. Through the Bank yr ire metal catratrt including futon, contacts client at the sane address. This practke 6 known as
Communications with the Finn Sweep Programs, cash balances are swept to 1185 Bak and commodity option contracts, •harel-oling't you prefer to receive rdhedual
• Please re-confirm ay oral cormitartabons in *Meg USA up to an est/tilted line ad then to UBS AG statements mated in separate envelopes- you may
to further protect your riges„ naming you r4't Stanford Branch a a Money Fund. Deposits at U85 The SIPC protean) and to supplemental valerian do decline hausaholding by callng yOur Financial Advisor.
ender the Stunts Inv ser Protection Ace ('IA) Bank USA are FDIC Mused in accordance with FDIC not apply to their abet even if they ohne* appear
• tithefine-cid institution an the tcp left of the pant AS., For more irtarnation pea kit wemidic got. on you alaternenh. The SEC postection ad the Friendly accourt name
of this statement is not U3S Financed Divas, LGS Deposes at L(35 AG DamfadElrant and shores of Fakerreentalproterion do not protect against changes The Friend& raise name reflects information tut you
Financial Services cartes sox account as clearng Morey Funds are rot nosed by the FDIC. in the mato vale of ryas investments (whether as a entered cn the fern's °nine senates websee. It a
brcker by ama-gerrent wall the notated insituton result of market moaernent, issuer berkruptcy a/nameable *nielrarne • chasm by you to amid yea
We Wormed you of this relatorchP ashenyou Through the Ok arailiale touch balsas are 'wept to otherwed inch your recordkeeping It KM no legal effect an your
opened this accent. In thic case, your Sards and depose accounts at UBS AG New York Synch ard LBS account. You tan chance ken* accotnt rams,
searkies are keeled a U85 financial Services and rot AGC *run Brach These deposits are not axed by More a/formation is amid* tan rerost Yea may thwugh Ordre Services a by contactrg your Financial
the retd.cing broker. ardp3u frost mice a report the FOC. Balances held at the LBS AG Cayman Branch obtain more information about SIC, altar* the 51K Advisor.
of arty eta or mission to both firms. are tenporanly noosed to the sovereign Sc of the &ochre, by contacting 51K a 202-371-8300a by
Carmen blends, and tone is no suarartme a other ',nanothe SIrC subset aransw.apcAap AO:Mit overview
All accant statements shall be deemed ccortibte and andeation of LES AG to repay the balances while on the • VA,* of poOf aCCOUntliOrt6b, Net of assets and
accurate t not cbjected to in *UN within 60 days. LIES Cayman's Brat's books. Dividend Reiwertment Program COMP) liabilities.
The prte reflected 6 an enrage eke You may obtan • Aatt Inclas amid* cats balances, vales la
• Please diem customer complaints or inciaties to he Deports at Uinta USA and each UBS AG Branch are the actual price Irtm sox Financial Advisor. OrIy nab restricted storey len), and Global tine Def:03itS,
Fim'sClem Itelatians Deparnent a 201.352.1699 not protected by SIPC. Money Fend shares are protected ewes re purchased seder DRIP; partial shares wil be u-reared marts to market, and certain arts not held
or toll-free at 803.354-9103, 800 A.M. to 6:00 P.M by SIPC See 'LBS Financial Services Account Dotecticri- sold ad the each wr be deposited n your accord The by tie Firn. Does rot include unwired warnee assets
ET Monday through Friday, or in wring to U35 bear dviderd reinvestment pricesuppled byte issuer may at the end ot the peaand anent statement petiods. or
Financial %Nees ht., Client Relatb5 DePatmentr offer from the market price at welch the partial shares prime earestnwns.. parted stock options and
P.O. Box 7C6 Union City. N107087. Upon aces reµrst, balances in to Bank Sweep at sold areal% stock options
• h use of errors or crash:re about an electronic Prop-ans.:era may be withdrawn and sharer of a • Liambess Includes debt balamin, canal-ding mayn
fu-ca transfer WD, bi payment a UBS Voedebit Money Fund may be liquidated, ad the proceeds Caderelieu Ions, Credit Ere, 001a ccent babrices.
card transactions, call 930-762-1000, cc wife to UBS rained to you a you seamen accent. City whole units may be heed in you' flan'. t you are • CashAtoney balances. Total ot uninvested available
Fruncial Semites Ix., 1000 Bator Start.. 6th floor, mired to a partial Lail as a result of a itiderd pkrnenl cash balances, plus UBS Bart USA deposit bairces,UBS
Vileehankera NI 07086, ALM RIA4854 Soares. Fester irtomution about available ramp *pions, otherwise, the Firm all other sell penal units at AG Standord Branch depose balances and on market
abasing torrent rarest rates and yields, a available at menet ake a rapt an amount determined by a Mahal hand sweep balances, at the clxe of the
Cal a unto as loon a you sal if you chili yam enewebt amrsweepyietts from your Financial Advisor regracced clong army. and credit star accent statement period. Nooccarnodry Vet credit balances in
statement or receipt 4 neap aif you need more or by baling 800-762-1000. your accost are rot segregated from other balances
reamatim tat a Wander en the statement or Investment objectives and the Fern may use any of these funds in the ordinary
recept. The firm of Card burr las applabld must UPS amnia Service' Account protection The rummer* amuses and nsk profile are speck to course Of its laziness. These funds me payable upon
her from you no later than CO days Meer tie Fin+ 71-e Finn e a member of re Secretes Investor Protection each Moen and may way amnion Please sale the your domed. This total is included in te cement period
sent you tie fin statement on nhati the era or Caporal:an (51PC), what protects securities accent of Firm promptly in ran; of any signilkare change in nos closing value,
pram, neared. its darters up to S500000 (ncludng 42t0,000 for Maxi& %earn or rhestrnert objectives. For each
SDNY_GM_00025564
CONFIDENTIAL
EFTA 0[)136184
EFTA01277417

Important information about your statement
;continued)
lending information you would acidly reeke n the market Fines a-a — 'Nettie:ins to date • may netade returned - h addle° to cymmssons received n connection
Fu detailed information on the Frm's lendthg practices obtaned from venous Med pry sources reach we capital, income or both. wth the sale or distrbiAirn arruky contracts
and disclonres. Mx to you Clem Relatexnhip tithe, to be reliable, but we do not giaantee their — 'est:Insigne see' represents the neap <Nero; and eat swestrnall trust units tome cl*nts we
Agreenwni or Accent Agreement and the General xwacy. price per tint and may not reflect your cost basis ander cur Maim* recent reverts stung
Terms ad Conditions LOS Slawnent of Credit Franke, We 9theraTY use the dosing price when avalabb or onaensation from many of the insurance
imitable in ignuments anchEeziosures at the mean of She bd a-4 ask prices for listed • Reobicted marines Restricted senrilits anralb companies Linemen-1g the ansily contracts.
wino air romirpwrairdo are,. acuities and colons a ority bid prices for OK are n010.01.11kr ehgble for public Salt LOS Financial all bates of the nsurarce anthanws or sponsors of
SeCtail.16. ServiCtS uses the ma tel lace of the unrestricted stock the urn investment MAUS we d6Ublite-
Your state - Less awe& traded want in may be priced using of the Settle issuer as an nosed value (or the - Cur affiliates also receive Paling corrynisins and
You %easement MMus securities ad other assns tell vatation model or the most recent price we restricted stock for puree, of fhie attemerie 014 To other compensation from mutual rude and
n the account at the End 01 the CtMernent Arid. You obtained and may not reflect an actual mate) price the Mint that reamed securities are triable for sale, insurance companies MOS. products we dntrkeite.
may ask for delivery of lofty paid secsseies at aes tire. or value the value received may be stbstantialb less than the — We rept* an areal fee from LOS Bark USA and
You may recent seonties teed as loan coatert tar - Certain coUt ens may appear without a pore and irrputed value shown UBS AG Surdixd Branch of up to 12S per account
paying any balance due on them. Any securities wash** as • pike was not avalable il we ate sweeping to the bans under the UBS Ronk Sweep
IranOmred to their,' dring the statement period are unebb to obtain a price for a socially • Est. (entineted) Emenne ante yields and teem Programs
listed at market value as of the end of the statement - Deposits or sentries denominated in ourencies An Painte of arrual income is bated on currant
period other than US. dollars at reflected a the edhan;* &idea ad interest rates, msuning the secures will Adivity
• Cost basis. In deterithing the cost basis of the rate as of the staiemem date. be held for one yea- from statement date or taxi information readng omunesscen and other charges
secianes irxidded n this statement where indicted - for sedan sewritees *acing n nonce/Marring maturity ins aliment is any aqudelne. accuracy boned n corned en with the executers of trades,
wit the limber 'I,' Lr3S Financial Sakes ha relied denernination, price and quavery (faze value) may and conthurd mount are not 9u:ranked inctring option transactens has been included en
on information obtained born sources other than UM hive ban admted to facilitate war wadi/ion — Ecinated anal acme and current yield for conlionalions Moats?, furnished to you. ad MI be
Petunia' Stances, (-eluding inf carnation Iran anothee To obtain current quotations, when available, contact cedar types of sec cites could nude a faun of provided to you prctrygy on reqast.
tem or that you may have peovided to you Financial your F nano.' Achiscs. Proneleal or capstans n %kWh case the est
Admen. the Finn don noi enclepordently wady or income firdcunent yek0 would be overstated. Sheet Dellis
wattle* It. *pun or Mirky of ary damson • Private ironed:Interns and structured products. — (ablated atrial inane and current yald and the I yes' are engaged in short urn, a wurrly, you may
provided by sans other than WSFinancial Section. Private investment secissies (or Wing drect actual income and yield might be lower a higher nor a dirge due to °run borrowrg costs for that
pancpation program and real estate imestmera trust than the estmted amounts particular Security.
In addition athougn LOS Financial Seewes general& acuities) ad structured prodats are generally 149 • An neonate of arm-algid income (dirdend anckr
Leadates this rdermation as it it rectiad the Inn /lurid Certain Utilised products haw not teen num) divided by the current mactot Open °See
does not purge any assvancts the the inanition regotord with the Securities and Excha-qe valancamage balance is based on the last dividend snaring open or • goaderIcateerke ceders that
unier 'Cost basis' and *Urrealced gat-Moss' is Commission cr under any state SeCurrheS laws We wIrien payment made by the issuer and were nOtereCteed by the napkin date, open buy and
accurate as of the date of Ibis statement. As such pronde estimated yam fa larvae investment assumes the sectritesIdeposss will be held Ice one sell stop orders are red./red by the amount of disclends
please do not rely en this Narration to make securities and 1010414 products for niernatonal year torn the statement date or until matmly. et rights on an ex-dividends or to gash date unless
mayhem or tale decisions. for ia pupates or purposes only Accuracy is not guaranteed Accuracy and continued yield se not awarteed. intnxted otherwise by you. You re responsible for
otherwise. Accounts transferred to the Firm Tay - These yam mar differ sulmantiaRy iron, peep if orders that re executed dap to your lelure to cancel
ref ea gine loss Hamm ixt only for the period of a-y, at *hitt a precre inertment sentity or • Assets not hick by UOS Financial Service. Certain ernt'n9 open orders.
tine they are held a the km More historical Moused pocked ma be boxp or solelyn d do assets re not held by the Finn and not vichn the
Somata, can be ailed by you Financial Advisor. noone eesurify represent the vaka you may receive ferns possession or control these assets are Privacy
upon pIa-tylation displayed on you statement la informational To obtain a copy of a: current Clem Privacy Notice,
• Unrealised gainfiones When data it available. - Thid estinan of value re as of a cenan purposes only. Positions and values presented are Please contact your Financial Advisor cr viol as webs*e
esti-axed urrealind gain) asses are °Frothed for dale and art aaphed UBS Fnancial Services en a provided by the issung Ism LOS Financial Services e at ipww ribs rorearevatstanst
raviddl searty lots. The transaction data for realm basis by an independent valtion Iron. not respatsble for IM is/one/son and does not
rxkvithal lots may or may not reflect curinissiont - Issue general panne. or spthsor estimated valuta guarantee as accuracy these assets are not protected LOS Financial antes is maitre Tee WA. Business
chinas ander security 'engem:atm events. if any. are waled to the him by the rum by arc or the rim's suppkinental SIK coverage. SenirCrn Mount RSA and IRMA Ye brokerage amours
Dividend and other reinvestment lots and systematic {reveal partner or sponsor and may be calculated which provide access le baking services and produces
purchase lots are each cceconed to display one based en df feet reformation bas used by • Revenue sharing and additional compensation. through arrangements war aff pealed bares and other
averaged lot. The • Trade date colonpresents the thirdparties to dew. they estimated values. — In adedicn to commssons on sins and 12b.1 fees thrd-paty bank, and provides access to insurance and
urinal transaction trade date - You <al obtain adds:oral thfcenten regarditg received rn ccennecton with the distribution of a-rnulY Proclacts issued by mai* need thrd piny
the methodology used to deem** tt attenase of ritual luxe to on <tents we tofu out aflame insurance companies through insurer** agency
• Callable seam-hien Booth ad preferred stock that bvalses and the date of the ea:mat:on hat is the receive revenue sharing payentreS *Car drdrieutors subsidiaries of OBS Froncial Services ex.
the issuer cats for ear redemption will be sekined for the estinale by contacting your Financial ardor advisors of Me mutual funds that we
cranially by lot Iran Nona all stones of that These amain are based on two dffaens IrneStfnenl, riluranCe. and unityproducts:
nsue held n our Mint or are for Cu' - Thid poly'stinse yam our be reflected m components U the acxunt ol sales ty LES as Not FDK ratted • No bank gusamme May bee Ma
clients Call 1031w "nlomNalizn is obtained frorn third 'Not priced in overeat estaticris sham an Peniculry mutual fund family to our owns, and 6i)
pales ads accuracy is not guaranteed. Other call independent vitiation Iwo has not SuPPI*dior the asset value of apen:ads Mutual held lamilyss RhIA Resource Management Accord, Business Services
features may mist shch could if ect yield compete inane b a vat*. wean we become awn shires held at the tem Account El$k 1.1/AA and ntemaional Resource
nformaion will be provided upon request pehreal a material eyrie has occecourred that may call a — We and cu elate ato receive nerverkng and Management ACCOX11 are registered service marts 01
value careSten Or when a prnba processing lees in consideration for LOS financial knees Inc
• Certificates of deposit (CDs). CD. re FDIC inured yak/ would be highly speculative ate to the nave transfer agent serve.ec that we pwal• Toth*
La to $250,000 're pricaal and accrued intent per it the unity maw' finds These feesgenerally are pad from V6a Signature 6 a mastered service mark of Visa
deposeor ad per depository inCILico. ei accordant - %hen neither an mum gruel paloa a sponsor investor assets in the mutual fu-d and are a freed imitation:1f LESS visa Signature cede cards and 1.65
with FDIC inks estimated vats rate third-party estimated walla is dour amount based on the runtr of accounts at Visa debt cards are issued by Barer USA with
powi ts the value of the tensity winbedifferent the Lioleockaler holdng nttlual funds of that fund peannspon from thsa U S A Incorporated.
• arks/value Feces displayed for secretes and other from its machete Oat family
PrOixts may be higher or lower than the price that UBS Financial Services inc. Fey 201511
SDNY_G M_0002 5565
CONFIDENTIAL
EFTA _00136185
EFTA01277418

(SUBS UBS Financial Services Inc. Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
ANP70055232030316X13 Y1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POW ETTLE U.0
Account number.
Your Nnancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone!
Questions a bout your statement? Value of your account
Call yOur Finamia. Adviscii or the
Resourceline at 800-762-1000. on February 29 (S) On Mach 31 (5)
account
Your assets 479.77 479.77
%sit our websIte: Your liabilities 0.00 0.00
www.ubscomllinancialservices
Value of your account $479.77 3479.77
Sources of your account growth
Tracking the value of your account during 2016
Valve of your account
at year end 2015 $477
Net deposits and
4798 479.8
witidranals $475.00
Your nimblest return.
Change in
market ...due 40.00
Value of your account
on Mgr 31, 2016 6079.77
0 0 4.8
•
DeC 2014 Deft 2015 Feb 7016 Mar 2016
SDNY GM 00025566
Member SIPC ANP70005005523203 NP7000310110 C0002 0316 030579743 V123679550101000 Pogo 1 of 6
CONFIDENTIAL
EFTA_00136186
EFTA01277419

*DUBS Business Services Account Account name: POT & KETTLE, LLC Your R vandal Advisor
Friendly account name- TK SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
A Cash and money balances 479.77 100 00% Your current asset allocation • Cash and money balances may include
available cash balances, LISS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $479.77 100.00%
A
Value of your account $479.77
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
4NP70005006523204 611170C03 KA 10 C0O32 0316 030579743"23619550 l(:) illi1WOM000255Thee 2 of 6
CONFIDENTIAL
EFTA_00136187
EFTA01277420

SUBS Business Services Account Account name: POT & KETTLE, LLC Your Mnandal Advisor:
Friendly account nanse:POTKETTLE LLC SCOTT STACKMANLYLE CASRIEL
March 2016 Account number.
Change in the value of your account UBS Bank USA Business Account APY
march 2016(S, Year to date (I) Interest period Feb 5 - Mar 6
Opening account value $479.77 $4.77 Opening UBS Bank USA Business balance Feb 5 $504.77
Deposits, including investments Closing UBS Bank USA Business balance Mar 6 5479.77
transferred in 0.00 500.00
Number of days in nterest period 31
Withdrawals and fees,
Average daily ba lance $499.12
including investments transferred
out 0.00 -25.00 Interest earned $0. 00
Closing account value S479.77 $479.77 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account nanny rho month for deals Balances in your Sweep Options are indudedin the OPerr03 and You have identified the following investment objectives for this account If you have questions
flOsing0ElariteS slue. CDC insurance atOits Only to deposits at UBS Bank USA, not to deposits at V85 AG,
Baintoid &anal or bank deposits placedintoupn tne UBS intemationa DepOS4 ACCOutit picqam. SIPC about these objectives, disagree with them, or wish to change them, please contact your
rxotemon applies to money market sweep fund headings but not bank deposits. See Important ineortnobon Financial Advisor or Branch manage,. You can find a ful description of the alternative
about your Statement or, the last two pages d this document for teals. investment objectnes in Important information about your statement at the end of this
March 2016 (1) Year to date (S) document
Opening balances $479.77 S4.77 Your return objective:
Current income &capital appreciation
Additions Your risk profile:
Deposits and other funds credited 0.00 500.00 Primary Moderate
Investment eligibiLty consideration None selected
Total additions $0.00 $500.00
Subtractions Your account instructions
Checks and bill payments 0.00 -25.00
• Your account sung method is FIFO, First In, First Out.
Total subtractions $0.00 425.0o
Net cash flow 50.00 $475.00
Closing balances $479.77 5479.77
SONY GM 00025568
m470305006523205 NP70003 int 10 00032 0316 030579743 Y123679550101000 Page 3 of 6
CONFIDENTIAL
EFTA_00I36I88
EFTA01277421

*UBS
Your notes
.. , ...... ,..... ,,ona....s.o,,,,.,. ,,,,,,o,oggiy G..,,,,.., 4 of 6
CONFIDENTIAL
EFT,00136189
EFTA01277422

Business Services Account Account name: Your Finandd Advisor:
UBS
friendly account name SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Your assets
Some lances, income and current vaueS Sherif' May be fopioxiable. AS a inlet. OM IOSSts May PCI
tie accurately reflected. See smponant intomeason Stout your statement a the end ol ins dxurnem for
more Inlornason.
Cash
Cash and money balances
Cash and money balances may Ind ode avalare cash balances, UBS Bank USA &pant account baances,
UBS AG Staraord Branch deposit account balances and money market mutud fund sweep balances.
UBS Bank USA deposit account balances are Insured by the FOC "Mon applicable limits, but are not
protected by SIPC. DOS AG Stanford Branch deyseit account brines aa• nut insured by FDIC and are rot
protected by SIPC Money market sweep balances are protected by SVC but are not insured by the FDIC.
Ste the Important information about your statement a the end of this document for details trout those
balances.
Openng belante Closing Wince nee per share Average Dreclearl Interest Days n
McIdng on Ma t (1) on Mar 21 (S) on Mar 31 (5) IAN period period Csp mecum (I)
Cash -25.00 0.00
UBS BANK USA BUS ACC( 504.77 479.77 250.000 00
Total 5479.77 5479.77
Your total assets
Percentage or Cost BIMated Onrearzed
value on Mar 31 (S) your account time- (5) annual arcane (5) gan or loss (5)
balsams
Cash Cosh and money 479.77 100.00% 479.77
Total $479.77 100.00% 2479.77
Account activity this month
oat AciMly CB( VICO Amount (1)
Money balance activities Feb
29 Balance fonvard $504.77
Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0212916 -25.00
Mar 31 Closing UBS Bank USA Business Amoy M 5479.77
BMA.
The UBS USA SULAM ACCOuill is your pnmary %veepa:it
SDNY GM 00025570
A Nr 7coosooss232o NP7oco ion com om
0316 030579743 Y123679550101000 Pegs 5 of 6
CONFIDENTIAL
EFTA_00136190
EFTA01277423

*UBS
Your notes
..........noo.ano....... ,,,,,.,. ,,,sso,oggpi, G. ,GO,..,....., 6 of 6
CONFIDENTIAL
EFT,00B6191
EFTA01277424

Important information about your statement
U3S Franck* Services K. (the earn or UBS Firurcial her !crayon no later than 60 doss after the Frm Mb financial Services anailth protection si:thilcare change a your Inmost situation or
Strokes). is a melon of all principal washy, ocnrority seed you the tit itreliant on which the erns or The Firw is a member of the Sous Ores frwsscr frotechan Myst...lent objectives. For each accord held, you
and option; exchanges. UBS Financial Semites and 1.8$ lindhlem appeal, Corporation (9PC). which protects seances scow-deo( choose roof the follwa-g eminent object...as:
Bank USA re relied subsilones of UPS AG and - Prone you name an nant nterter GP thy) as members up to 5500.093 (including 5250,003 Ice • Produce CurrentI ncome. l,.vsb,.., •5 Seallag the
athhaes of U3S Season LLC. The Finis manual - Cason to error or Be trawler you are inure dains for cash). The SIPC asset protection limits apply to generation of (tome cnk.
statement h available upon recant The Ens estanke about, an elan a dean as you CT why you all &cons that you hold nap/mina capacity. • Acertne CapaalA ntedates& Meets Yang
off ices we a. bairn • is an ant a why scu need more The Firm, together with certain :heathy, ha also growth of pmcpal rather than the gestapo of
reformation purchased skipplarantal protection. The maximum unarm.
U85 Financial Sante, lx. - Prone the dolar anent et the suspected era. amount pay** to at ekdiate chants. coltecluelyu-dth • Praia.? Corattavtion ofM oon *500nel
1200 Harbor Boulevard this protectionis 1500 million as of December 10, 2015. Appreciation. Instants seelerg both he generation
Weehawken, NJ 07086 The Firm or Card Issuer wil instateyour undone abject to the poky corclittra ad limlutions, cash a of one and growth of praxis.*
and will coned ry error promptly. For alleged *mom the firm is further protected fa up to $1.9 million in the
This flalfrilfra represents the only officialrecord of you' rnolving UBSthaao dna ca-d broadens if we take aringag for ohms aconite held in ay:thane Overall risk profiles
L o B ffi S c i F a i l n l a a n x c d ia x l u S m e e n n d t s s , a c c o co n u ta n n t. n O g t h c e o r n r e ec li o ri r n d g s , d e a k a e s d ho uld m ye o t r , e L th a a n n a 10 i f e o a r s e t h is e m a s m da o y u s n t t o y o d u o th te a ; t w 6 e in M e O rr c o r r e , d so it that 1 e .4 n )0 t a i r t e y q u A e s 4 t W . copy of the poky wading is nil** • Consensw Seeks to mann nail pri-cPad with
not be relied inn II youbeam, there 6 an error or you curl have the used money during the en* low ride an mlatilny to the acco.rd oserat even if
omission please report it immediately n wring to the takes us to complete our instigation. The SIPC protection Ind the applermntal protection that men the scout does not generate signdicat
Branch Manager of the office serviv your account. both do not apply incorre a roans and may not keep pace with
inflation.
Please mike all checks pay** to the Firm or the • Certain financial assets controlled by (and iclnd
Allhoxfi al lines shown are Mended to be accurate. ennui ingestion ranted on the front of ha your account value) but held away from WSFinancial • Moderate Wiling to accept some ride to principal ad
statement ctstattcukl not be wed kr tar proposes Rely statement In addition to regular accon fees, accounts Seances (e g., certain Oen. at UBS Bark USA, lig tolerate same volatility to seek higher return,.
solely on yerand tax krms. Ga. , Form 1099. 549t may be abject to mai-donate hos. chaps for late cash at WS AG US.brard-es 6.0 imence prortxts, • Aggressire: Wiling to accept hith risk to principal ad
10425. etc ) when Drepamg your tax return. The Fie., paned iv securities purchases and charges ice unpaid including variable anruities, and (in shares cd MASI high volatdity to seek high returns oser time.
required by law to repcn to the IRS all eatable diadem; arnores n cash aceants Accounts that are transferred funds schere such shires are registered &arta/ ri the • Intestrnent Etta* Constitution: If selected a
reportable nontarable Sinn and uuble Mere* to other insloAcns may be subject to a Vander tee. name of the account holder as the books ate record; portion d the portholes for that account may include
ened on sonnies held h year non net proceeds of the applouble issuer a tinter agent), complex strap,,, tinted liquicky and rater
on a* nisaclans, rd cost basisoncertain covered UM Primp Options • Chan rwennere contract a investment interests volatin.
stones. U65 others options kr *nig cash balances balances (e g.. limited partnerships an pine placements) gat
to bark deposits at UBS Ba-k USA and ISS AG Stanford are rot regatered under the Securities Act of 1933; Statement Ihoiseholdthe
Cavereedatkno with ten Firm branch (Bak Sweep Owens), moneymaker mutual end We may consoldate al related account statements with
• Meese reconfirm any oral communcatons in wring brds Money Fins) ad the IntonationalDepose • Commodities cornets (e.g, foreign ethane and the same address n the same ermokpe. eq, because
tofurther protect your rig* indudrg your nthes Accord a:Wm customers with an International prec metal oortratA include-9 futures connote they have owners who an mantas jord accostd
under the Seo_nes Imenor Protection Ace ISBA1 none Managemerd Account. Through the Bat ad commodityoption contracts. rektionshiss web other dents a the sin address. If
• It thefins-cal ithitution on the top left of the acne Sweep Programs, cash balances are swept to WS Bank the SIPC proteclon and d-e supplemental proteclon do you prefer to receive individual statements mailed 'n
of this neon isnot LBS Ennui Servees,U3S USA sp to an established knit ad then to UBS AG not apply so these asset mend they otherwise appear none metopes you may decline nankin; by
Financial Senecee carries yoke =aunt as dealing Stamford Branch. or a Money Fund. Deposits at Les on put statements. he SVC protection and the caring your Pi-metal Achnor
broker by arca-genre vet the imitated ninon Bank USA ere FIX Mud in accordance with FCC applemental protection do not prone against changes
We in you of this relalcnshis anon., nibs. For more information preav vernvidic goo. in the motet vale of you investments (*tether as Friendly account name
opened this axon h the cast your fu-a and Deposes a LEIS AG StamfordBranch an shares of result of market movement, issuer ba-kruptcy co- The Friendly account wane is a cusicrneathe Inkkname
searlthes are boated at U85 financial Services and rot Money Fins are rot inured by the FDIC. ethernet chosen by you so assist you with your record; eepin; It
Be Orcd.neg broker, rd youn ut make a repsel has ris legal effect on your account You can change
of thy error or omission to both firms. Through the DA, mink to cash balaxec are swept to More information is matte apron recaest You may your Friendly account names, through Onthe Semites cr
depose nouns al UBS AG New Yak Branch and LEG obtain more isformsion about 5K, inclang the SIPC by contacting yes FeuncalAcItisce.
As descrted is the accouth agterrents, you mast AG Cayman Branch These deposits are not insured by Brochure, by contacongSIPC a 202-37143300 or by
notdy us of any errors or fraud invohing decks to FCC. Banes held an LDS AG Cayman Brands swing the SIC wenn at wow.siocag ACCOLn overview
reflected on your statanall within 30 days after k was are tampon* mpond to the sovereign rids of the • Va i• of jour wouttrporninfra. Net of assets and
mailed or made wan*. All statement shall be Carmen 'dards, and there is no garanee or other Dividend Reiwortment Program (DRIP) bathes
*embed complete a-d acorn ni al other respects if obligation ol UBS AG to repay tie balances thtfik a-4'e the price reflected is an average price. You may obtan • Asia Includes mutable cash balance; valres fo r
riot objected to in wring **thin 60 days. LBS Cayman's Brach's books, the actual price ban you Maxi* Advisor. Orgy Ana restricted securry gill and Global Ten Deposits,
shares se purchased under DPW; panel shoeswit be untnzed marls to market, and crimes assets not held
• Please died astomer cambial-es or I-Guiles to to papa. a U35 Bark tisk and etch UBS AG Branch are sold and the cash will be deposited '.your account The by the Fim. Does riot include unyoked secunietrants
Fion's C lent Relation; Depatment at 201-3 52.1699 rot protected by SIPC. Money Fund shares are protected dviden rerwethrnere pice applied byte on-or ma,' at the end of the pion and anent statement penods, a
or toll-free at 8.20-354-9103, 8C0 A.M. to 603 P.M by SIPC. See 'LBS Mantled kinces Accouth Protect*' • from the market peke at nth **partial Owes ante nesoments. invested stock OPaala and
ET Monday through Frday, ce in wring to LBS below. are sold cartes* stod options
Financial Semites K., Client Pleb/iced Depatment, • £iabjees tains debt Waxes, nestardin man
P.O. Box 766 Union Cy, W 07037. Upon your request, balances new Bank Sweep Ceslenlieu loans, credit line, chat account Dances.
• In case of errors organ-ions about an electronic Programs or DA may be withdrawn arid shares of a Cnb whole uritS My be held io you' octant. If you are • Cash/money balances. Total of uninned anon
hods transfer (EFT), bi parent or UBS Visedebn Money had may be linden, an the proceeds entitled to a partial unit a a result of a cfnideni payment cash balances, otis dep7at balances as UB5 Bank USA,
card transactions, call CO-762-1000, et net to UBS returned to you or your seardiet accent. or otherwise, the Firm well !Or sell parted tries at UBS AG U.S. Branches ad nxrey motet intuit fired
Manual Semites K., 1000 Harbor Mid, 6th floor, market price a accept an troth' determined by a sweep balances, as the cbse of the steerrem period
Weehnsken NI 07095, Attic RMAIBSA Sennes Fester a-iceman about available sweep options, registered chain agency, rd credit tar warn Non.commeclity froe creek balances in you. =ant MY
exiting cument merest rates and y-elds, es available at not sevegvad from other balances and Be Fm. may
Cal or write a soon as you can, if you that yes wmv.ubscorrineeppelds, from your Fnancial Advisee Investment objectives use any of these finds in the ordina-y coursed as
statement or receipt 6 wrcrg or 4 you need more a by calling 800762.1000. The nvestment objectives and risk profile are speck to bares, These funds owner** icon your dread.
ankmiation to* a trine on the staternme or each account and may vary between per /exams This total is ex Ldrd in the arrant period <bung why.
nape, The Firm or Card Issuer anicahlri most Nen Auk* the Firm prompt 8 in erring of ry
SDNY_GM_00025572
CONFIDENTIAL
EFTA 0013619?
EFTA01277425

Important information about your statement (conantecn
Landing information dotained from vaious third party sources Mesh we — • Orognal use see • represent the reel &fern, — In addition to commasens received in connection
Fav driatechrmimetion on the Fetes lending rate's believe to be reliable, but we do not wet. tray pike per one and may not reflect yaw cost bass with the sale a distribution of amity contract
and *down refer to you Client Relatadvp accuracy. and wet rmesernerd that inns tow clients, we
Agee rent or Accost Agreement ad the Cenral — We wreak use tie closi-g price when violable or • Restricted secretes Restricted sectritin general' ridoros affiliate ream revenue shrine
Terms rid Conditions. LES Statement of Credit fN otices to mean of the t•d aid ask prices for listed Se rot currant; elegble torpubric sale. UBSFiroartial compensation from mare of the instance
avaibble in Averment andDisclosurn at saunas and 0pttere a only bid prices la OTC Services uses the maket price of the enrestncted stock companies uderwrang the wady Ceentrats,
ewe Munnetierounotielnu cu. muiten. of the sine issuer re an mputed valve for the afI Sates of the ingrate* carparms or sponsors of
- Less adivek triad securities may be priced using a restricted stock for purposes of dui Statement only To therein* irmernent rests we theet:Ote.
Yam awl. valuation model a toe moth recent price we the want that mated writes are elgiok for sale, - Ott affiliates also rear., trading commorms and
Your statement dries weaken red other assets held obtained and may not reflect an fl ail maker price the take readied may be stbstarmalk less than the other correcensation from rrulual Ara and
in the armed at the end of the statement period. You a vats imputed value train hexanee companies whose product we daubs.
may atk for daisy of fay paid sewer a1 very time. - Certain positive inn appear well-cul a price ad - Wereceive an amuse lee from UM Back LEA and
You may receive securities tied as loan collateral afar will how ev 'puke was rot available• awe re • Eat. ( ersted) hoanr went yields and rata UBS AG Stamford Ranch of tac to $75 per account
paying any balance de on them. My securities treble to Wan a price for a cearity. An name of areal income is based on current sweeping to the backs under theUM Bat Sweep
transferalto to Frm den; the statement period are - Deposits or securities denominated ncurrercies decked and interest rates, assuming to moats will Proqams.
limed at market vale as of the ended the Maternal ether dun U.S dollen at reflected at the Whinge be held for one yea from statement date or vita
period. rate at of the statement date. nutunty. The estimate is only a quaint accuracy Activity
• Coale bait.. In deter ring the cost basis of the — For ceriain securities racing in nonconfo rmi-g arm confirmed income art not gurranteed Information regareinganirmsrms and other charges
sautes included in this statement. where indicated denomhations price ad qua-city(face take) may — Estimated anal excite and current yield for incurred n connection wth the exeothrm of wades,
vet the nutter I,' LES Fnancial Services has relied have been adjusted to facilitate paper valuators certain tees of searites could include a ream of inducing option Vansections ha been included ca
conformation obtained from sources other than LIM To cbtin went quotations, when ara/abb, contact anceal or capital pans n which case the eat confirmations prewousk fu nshed so you, and aril be
Financial Services including Ho/motion from another sue Finarcial Adriscr. income kind data yiell WO-Ild be ownoted. provided to you promptly on reitheett
Inn or that puma haw ;seeded to you Financial — Estimated anal roam and curvet yield and to
Ackisor. The Firm does rot indePerdently very a • Private investments and structured products. anal rxmR ad Meld might be bow a higher Short selling
gamed.e the rang a vadity of ay ertonnation Private nwstment writes (netch-g drect than the estmatedamwts. II you re engaged in short selling a security, youm y
provided by was other than IBS Financial Seneca participation program and real estate investment but — An esthete of studded income (dividend rich incur a chug* due to Catlin toenvieg cost for that
saunas) and ranted wart are Sltrecalb' high14/ interne) divided by the timed market patialar sway.
aiitiat *hooch LIMA-amid Services generalk Mad. Orlin struckred pocket have not been vatidaverage balance is baud on the last dividend
tcdates this Pdermation as it is reacted. the Firm registered with tie Securities and badsa ge or interest payment made by the issuer and Open orders
does not pram any /nuances tut the information a alder any state StKuntirtess. We asknes to startles:deposes will be held for ore Regarding open or • gni-till-canceled' aides tat
order Cost basis' ad "Unrealaed gar/lose is provide *Weed vibes for emirate investment year tom the statement date or until !roguery. were not executed by the Materna* date, open buy and
accurate as d to date of he statement. As such twines athl 'tutored products for informational Accuracy ad continued yeU are not guaranteed sad stop orders ae radioed by the amount of died/ids
Please dorm rek on the; nformation to make papaws any Acosary isnot guaranteed. or rigdscn an ex-divider.* a wands date unless
rachesecr sale decisions, fa tat pueoses or — These votes may differ &bairn* wan eras, il • AMU net held by WS Financial Services. Certain insirscled otherwise by cos You are responsble for
°t wise. Accounts tra-deried to the FM May any, at which a itterate eeteStilleitSeCUlty a assets re rot held by the Fein and no wthn the orders that are executed dm to you Thlure to cancel
reflect gait loss Planation only for the period ot structured product may be bou)ht or sold and do Feeds possession or corny'. These iamb are reeling (Pen orders.
tine they rie held at the Fim More haorical rot ntnettwihr teltreatril the vale you may receive deployed on year statement for informational
inkrmaten can be added by MX Financial Advisor. Leon liquidaticn. purpose; only. Positions and values presented re Privacy
— Third pity ethmthes of vaLe are as of a certain provided by t* issuirg farm. UM Financial Services is To obtain a copy of oar oar Client fbeacy Notice,
• Unrealized gansriosees Men data oarailabk. date and are supplied MUM Fena-cial Services on a not restore's', for the formation and does not please contact you F narxialM esa ex nit ov website
urged trreeheed ainklosses are calculated kr regular ban by an independent volution lima. guatantee es accuracy, these bleb :re nol protected at inst. ensimritiminirev
ihdviLaseary lots. The transaction data for — kw, general canner orsponsx estimated calm, by SIPC or the Faris supplemental SIPC coverage.
indvicLui lots may or may not reelect commissions, nary, are supplied to the Fine by the issuer, UBS Finathel Senraes is rot a ba-k The BMA Business
ands security reorganital cn events general partner or sponsor and may be catulatted • Aaventie sharing arid ad&tional ocapereatim. Strokes ;caul BSA and IRMA ate brokerage account
fstd and other reinvestment lob rd gthernatiC based on Weer* information than tot used by — In addition to commisvons on sates and I 2b- I lees which prove* access so baking services ridproducts
whew bb are each combined to dimby cr. hid parties to therm their estimated values. received n arrecton ads the distribution tlyough arrirtgenalli vet dilated bat and other
awraged lot The 'Trade date cairn presents the — You can obtain additional ilamation regardig mutual knob to our teats we ander our affifa te therchpany barks, and provides accessto Murata and
ceigical transaction trade date. the metros/clog, used to determine the estimate of receive revenue sharing payments ban dixributors army products issued by unaffiliated thirdpaly
value and the date of the idormalon that is the ads advisers of theIWO:a funds that we sell. entrance conpanies through insurance agency
• Callable securities Bonds and ;referred stock that basis for the estimate bytailrace-9 your Fiancee These intents are based on two different stbsiciares of IBS Financial Services Inc.
the is,..., cats for milt redrawn veil be selected Addimr. consonants 0 the arnard of sales by UBS of a
impartial& by lot frcm anerg all swain of that — Third party eninareed vaties may be reflected as prude mutual fund I amik to our elan/ and CO Investment, instance. ad amity products:
issue held in our rume or in nominee name for cui 'Nth paced* in several situations: viten an the asset value of a particula- rmtual fund amik's Not FDIC ensued • No balk punnet,. May bse value
<lents Call tease idamthen is obtained from third Paperdent valuation Ion has not suilthed or shires held at the Inn
parties and its accuracy is not wranter. Otter call unable to assign a vale, when we become aware — We and as rebate ale receive networking aid AMA. Resource Management Awe* nt. Business Services
learns mutant which could affect wet( cane ate that a materialtwat hat °canoed hie my call a ormbus protesting fees in consideration for Account BSA IRNIA rd international Resource
Hymnalen will be mead open request aniousk repoled vale lira question, or ellen a tra-ofer agent ran that we Wale to the Ma-evened Account an registered service marks of
3alue would be highly set-Milne due to the nature rushed bred. These fees generally are pad from UBS Preened Servras he
• Certificates chapati (CDs). CDs are FDIC inured of the security. investor assets in the mutual kind and are a loud
sp to 1.253,000 n principal aid accrued interest per — When neither n issuer, general panne or sponsor dear rount based on the rkmber of accounts al Visa Silvia. is a repeatedsonic* meek of Visa
depositor and per depository institutors h accoutre estinated value nor • thichparey estimated vale is the broker-dealer holdngmutud finds ol that fund Intrmational MIS visa Signets* cede cards and
wih FDIC rubs awled the take of to ;easily will bedtime-it family Vita debt cads are issued by UBS Bat LSA with
nte pschase permission from Vna U.SA Inedporated.
• Prim/value Prces dithelayed fax securities and oter — 'Distributions to dale may include ream of
prothcts may be higher or bet the the price that • name orboeh. llS Financial Swims Inc Rev. 201E
you would attualk receive in the market Prices a-.
SONY_GM_00025573
CONFIDENTIAL
EF1'A_00136193
EFTA01277426

SUBS U65 Financial Services Inc Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
awrioose930070416 Y1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 8O1
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MANILYlE CAMEL
Phon e
Questions about your statement? Value of your account
Call j0-Jr firiancia Advw: or the
Pesourcetine at 800-762-1000. on March 31 (51 on April 29 (1)
Your assets 479.77 4,479.77
Visit our website: Your liabilities 0.00 0.00
www.ubs.comifinanciatennces
Value of your account $479.77 $4A79.77
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 1477
Net deposits and
4,4798 vathdratels SAA75.00
VOX 1190517119At return
Change in
market Mu. 1O.00
Valuta of your account
4299 on Apr 29: 2016 644MT?
00 4.9
•
Dec 2014 Dec 2015 mar 2016 60i 2016
SDNY GM 00025574
Member SIPC ANP7C0090056403007 N97000191210 C0002 0416 030579743 Y123679550000000 Pogo 1 of 6
CONFIDENTIAL
EFTA_00136194
EFTA01277427

UBS Business Services Account Account name: 11- Your K Randal Advisor
Friendly account name. Pr. I LC —r STACK MANLYLE CASR1EL
April 20 I h Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 29 (1) your account
A Cash and rrxmey balances 4,479.77 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. VBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
inforrnat•on about your statement on the last
two pages of this statement for details about
those balances
Total assets $4,479.77 100.00%
A
Value of your account 54,479.77
Eye on the markets
Percentage change
Index April 2016 Year to date
5SP 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
ANP70003005030008NP700319121000032 0016030579743 vi2367955003alyyGm00025,5,esge 2 of 6
CONFIDENTIAL
EFTA_00B6195
EFTA01277428

Business Services Account Account name: POT & KETTLE, LLC Your Maandal Advisor:
UBS Friendly account name:POTKETTLE LLC SCOTT STACKMAJILYLE CASRIEL
2C IC Account number:
Change in the value of your account UBS Bank USA Business Account APY
April 2016 (S) Year to date (5) Interest period Mar 7 - Apr 6
Opening account value $479.77 $4.77 Opening UBS Bank USA Business balance Mar 7 $479.77
Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $479.77
transferred in 70,00200 70,500.00
Number of days in nterest period 31
Withdrawals and fees,
Average daily balance $479.77
including investments transferred
out -66,000.0Ct -66,025.00 Interest earned $0. 00
Closing account value $4,479.77 $4,479.77 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
Ste Account sant rha month for decals Balances in yOur Sweep Options are induded in the opermg and You have identified the following investment objectives for this account if you have questions
closing wares net*. CDC insurance XOlitS Only IO deposits at UBS Bank USA, not to depots at v85 AG,
sramloro Francn or bank deponis Petro !Mooch tne UBS inteinationd Deposit Account vegan,. SIPC about these objectives, disagree with them, or wish to change them, please contact your
rxotecton applies to money market sweep Imo holdings but not bank deposits. See imporiani Miormasen Financial Advisor or Branch Manage,. You can find a ful description of the alternative
about your statement co the laSI two pages et this document for Cetals. investment objectrves in important information about your statement at the end of this
April 2016(1) Year to da to (S) document
Opening balances $479.77 $4.77 Your return objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 70,000 00 70,500 00 Primary - Nbderate
Investment constdera bon None selected
Total additions 470,000.00 $70,500.00
Subtractions Your account instructions
Checks and bill payments 0.00 -25.00
• You account cost basis default closing method is FIFO, First in, First Out.
Other funds debited -66,000.00 -66,000.00
Total subtractions 466,000.00 -$66,025.00
Not cash flow 14,000.00 $4,475.00
Closing balances $4,479.77 $4,479.77
SDNY GM 00025576
APIP7C003005603C09 NP700319I 210 00002 0416 030579743 Y123679550000000 Page 3 of 6
CONFIDENTIAL
EFTA 00136196
EFTA01277429

$UBS
Your notes
tea,.., a s
CONFIDENTIAL
EFT,00B6197
EFTA01277430

Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
UBS
Friendly account name:POTSMU LK SCOTT STACK MANLYLE CASRIEL
April 201C Account number.
Your assets
Some paces, trICOMe and Current va ues ShOem may be apprOxiMble. Asa intl. gam and lOsses mar nol
be accurately reflected. See rmporum infosmafron about your statement a the moor the cbcumem far
more informaaon.
Cash
Cash and money balances
Casts and money batances may include avalaale cash balances, UBS Bar* USA deport account balances,
UBS AG Startord Branch Cepout account balances and money maker mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat to n applicebre limits, but are not
protected by PFC. uCtS AG Stanford Branchdeposit account balances an not Winced by F DIC and are not
protected by SiFC Money market sweep batances are protected by WC but are not insured by the FCC.
See the important information about your statement at the end of this document for details about those
blames.
Openng balance Closing barna Ince per share Average Dnickncl Interest Daysm
Hddng on Arm 1(t) on Apr 20 (I) on Apr 201) period period Cep amount (5)
UBS BANK USA BUS ACC 479.77 4,479.77 250.00000
Your total assets
FerCenta?? Of Cott atm:tea UnrearZed
\taut on nor 29 (1) your account 11096 (I) annual income (11 San or loss (1)
Cash Cash and money Wilma 4,479.77 100.00% 4,479.77
Total
$4,479.77 100.00% $4,479.77
Account activity this month
For more information about the pace/value shown for restrictedsecurities, see Important information about
your statement at the end of this &Konen?
Your Quantity/ Cash Cash and
Die Actinty De:option etpense code Fat St* NcerValue (5) amount CS) money Plitant, (t)
Mar 31 Cash and money balance $479.77
Apr 19 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies L AT 66,000.00
BANK OF AMERICA, N A., NY
Apr 19 TranSFer JOURNAL FROM HISLAINE MAXWELL 70,000.00 4,479.77
Apr a Closing cash and money balance $4.479.77
SDNY GM 00025578
ANP700030056930I 1 NV7003191210 00002 0416 030579743 Y123679%0000000 Page 5 of 6
CONFIDENTIAL
EFTA_00136198
EFTA01277431

;It UBS Business Services Account Account name: POT 2. P EME, LIC Your IIsandal Advisor.
Friendly account name. POW ETTLE LLC SCOTT STACK MAMLYLE CASRIEL
April 2016 Account number:
Account activity this month (COntnueth
Oak Activity Descnpfacn Amount ES)
Money balance activities Mac 31 Balance forward 5479.77
Apr 20 Deposit U85 BANK USA BUSINESS ACCOUNT 4,000.00
Apr 29 Closing UBS Bank USA Business Account $4A79.77
The UBS Sam USA Business Account is your pnmary sweep option
ANP7friA100$4830I 2 NP7OCOI9I2 I 0 C00O2 00I6 030579743 Y123679550C040ky_w_000255ftwie 6 of 6
End of statement for account numla
CONFIDENTIAL
EFTA_00136199
EFTA01277432

Important information about your statement
U3S Financial Services Pc. (the km or UBS Finercial sent you the Int statement on which the !MX or Corporation (UPC), which protects seamen aCCOWIS 01 • Frocks, Cunene income: basements seekng tie
Servbes), is a member of all principal smoky, comrroity penblem appered. its members up to $502000 (encircling 1750,003kt generation of income oribr.
and options exchanges. UPS Financial Semites and LES - ProUde your rime ad axon number (ef am) claim for coil The SIK asset protection limit make to • Achim, C•peat Appoocinioo Instments seeing
Bank USA an (died subsilanes of UPS AG and - Decals he error Of the Winder you are inure all scants tot you held h a parietal* cautery. ocuah of principal rather than the genersaith of
aftihaesof U3S Sautes LLC. The Fim's Wanda' abort, wed spleen as <bah as you cal why you The Fen, together with certain aild ates, has also n gone.
staternert C available upon recbest The FOWS ext hane believe t is aence ex why su need more purchased tasphinental protection. The madman • Produce Conebnuthe of loose and Capital
off ices we a. infanatim. amount payabee to M Moan. Mitres, cola lied ador Apsimoinoni elements settee both tie gencnalcn
- ProWde the icier arrant d the suspected error. this prat-ion is ZOO Whore a of Decent* 10, 2015. of name aed gromh of princhal.
LES Financial Serrces Scbpd to the poky orditons ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii hastigate your compdaht the fem. is further protected fa up to 51.9 milbn n the Overall rids profiles
Weehawken, NI 07086 and vial correct my error promptly. For alleged mob soggy** kr allyour accounts held n spatially • Conservabte. Seeks to manten nits orcipal, with
i-nolving UBS Vest debit cad (meadi rk if we take opacity A fii copy of thee poloy wading is atailsble
I T B h S is F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd s o e f p y t ou' m yo o t r r e a t c u c n or 1 d 0 f t o o r r s t h i- e es a s m d o a u ys n t t o y t o u bl t i h ge il s k , w is e in w e i r ll r c o r r e , d s i o t that uPon request. r t lo h o w a a t r m m is e k a o a n r n s r d e t h t v u e o r n b a s t c i l a i c ty o d s to m t d t a h o y e e r s a o n c t o c k t o e g s e e p t n ° p e w r a a e t a . e k w s i t t i h e r i n t [a el n t
official Sipa/rants. contanng conflictingdata should yeoa will lave the use of de money clang tie tine it The SIK protection ad the supplemenUI protection
r O o m t n b 9 e O re h l i p e l d e a L s b e w re p I o I r y t o i u t i b m e m d e e d w ia t t h e e ly re n i s s a i n n ti g le t r o a t he lakes us to canal*e our reastgation. b • o C th e d rt o a i n n o fi t n a a p n p c l i y a l t o as sets controlled by (and Shied n • M in o fla d t e io ra n. t e Willing to accept some rids to pircPal and
Brand Manager of the office serviu your account. Please mire all disks *web to the Fern or the your account value) but het away from LOSFine-cal tolerate some nolatirty to seek higher returns.
financial inflation indicated on he front of this Services (e.g., certain( cash at UBS Bat USA. 00 • Aggnesew: Wiling to accept high tit to pineal and
Altectegn a levies shown are Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.kanthes, (4 Swim poixts, high volat lily to seek high returns owe firs.
statement etas *auk not be wed fats purposes Rely may be abject to maneentirce Int chaos for We including variable annuities, and Oa tares of nand • In..stment E‘oadirr Corso nation: f lelifted, a
sigh on yethend tax fonns. fie , Form 1099. 5498, payment kr securities purchases and charges kr unpaid flinch wham such thaws we moistened drew& it the Srlion of the poi-Hole for 0-at account may Stole
10425. etc) when Drepamg your tax return. la Fain 5 wares n cash accounts. Accounts that an transferred name of the accord holier on the books and records canoe% strategic, tinted liquicity and rater
required by law to reran to tie IRS all taxable &Wends, to other esti/ens may be subject to a teen** tee of the apphctb b_kar a transfer agent), voUtiky.
mportakie rantaable cetiokna and tat!. Merest • Cabin nthenent contract a inwsiment interests
erred on acuities held ems scart nee reseed, UK Swoop Option. (e.g.. Penned partnerships aid piste placements) that Statement •hatesholdier
on see threadere, aid cos* bash on (setae covered LEG offers options kr sweeping cat balms balances are roc registered under to Securkies Act of 1933; We may ordordase all related account statements with
se:unite to bat deposits at UM Bak USA and LEIS AG %pinked ad the sane suss in the same ennetve, e.g. because
[ranch (Bak Sweep Prodfarrs), moneymaker mutual • Commodities contacts (e.g, fonign exchange and they have owners who also maintain ern account
Carallailedeleril with the Mem lads (Money Furls) and the internationalDepose preccus metal contracts), includerg futures contacts rebel crites well other dents a the same address*
• Fleasremain, sty oral comma-eaten' in sang Accord (Days c with in Interationel ad comradely option contracts. you peeler to roes mime: col 'raiment, mailed n
tofurther protect your richlse inducing yon rit Rococo Manaprnerd Account. Though the Bair The SIK protection and the supplemental protect:indo separate ennelcoes, you may dohs hortholdng by
tinder the Scathes Investor Protection AO (SEAT Sweep Programs, cash balms we swept to LESDank not apply to these assets send they otherwise appear citing yes Fennel Ad aos
• t the finasecol institution on the top let of de lard USA to to an established knit ad then to UBS AG on you statements. The SEC protection aid the
of this slams is not U3S F natal Serykes, LES Stanford Brandt or a Money Fund. Deposits at UBS weitielernental protection do not protect agar* changes Friendly eased name
Fi-andal Semites carries mar =coat as clearing Bank USA an FDIC inured in accorda-ce with FCC n the market vale of yes imestments (whether as 4 The Frady accent name is a custom:Ma 'manure'
baker by arra-gement with the edeated enstetutere nags. Format information please nit wwwfdic result of market morns issuer bakruptcy or chosen by you to assist you with your recoalkeePrea
We in you of this relahnnthin when you Deposes at LEG AG Stamford Brant ad shares of other:Me) has no legaleffect Cayoa account You can clange
opened this accost II the cast your kits and MoneyFadsare rot nosed by the FDIC. More *formation is traable tow rbeoquuetsst.. hiendh aCCOLIII names., though Onkue Services a
aortas tre located a LOS financial Sereses and rot YoJmyy cbtan more ird° sawn about by contact eg your Financial 'Wuxi%
the intod.ciu broker, ad you mat saw anion Through tie DA, (bailable to each balms are swept to the SIPC Brochre by contacting SIPC at 202-371 -83C0
of any a or omission to both firma. As described en depose scants at UBS AG New Yet Branch and LDS or by Siting the SIPC ,wbree at sneiski.orp Account overview
tie account agreements, you must no* w of any AG Cayman Ranch Thew deposits arena inured by pun • Vakae of your aoorm4onYolo. Net of *sets and
errors or fraud iwoking checks reflected on your the KC Balances held at the UDS AG Cayman Brandi Dividend Reinvestment Program liabilities
statement wain 30 cleys aim t was mailed or made are !empathy reposed to the sovereign Mk of the the price reflected b an aw .a..y price. You may °ken • Asseb Intides sold* cash balances, mews fa
available. All statements shall be domed complete Colman tads, and there is no swears* or other the actual price Iran you F rimier Advisor 0* whole restrked *curdy lest ), and Global Tee Deposits,
and accurate n all other spats if not objected to obligation of UBS AG to MOO to balances while RA the shares are purchasedunder DPW; palial Mann amazed marks to menet, andcertain assets not held
ventiu within 60 days LEG Cayman's Brach's books. sold ad the cash wit be du:meted re your scant The by tee Finn. Does rot include unpriced seortiedassets
• Please deed otRomer complaints or harms to tee civickrd reinvestment price applied by the ester may at the end of the prior and anent statement (*.nods, or
Fern's C lent Reborn Oedema* at 201.352.1699 Depose, at LEG Berk USA and each UPS AG Branch are •efer from the meek* pace al Mich the partial tire. ante ineesenentt wasted stock options and
a tondo* a 903.354-9I03, 8:03 A.M. to 6 SO P.M not protected by SIK. Money Fund chaos are protected as sold smcceble stock options
FT Monday through Friday, or in vaniu to LES by SIPC. See 'LES Financial Services Accord Protection' • sibientes Indudes debit bale-c.s outstanding margin
Randal Semites ex., Client Relations Depthment, below. Castetelieu bans, credit ire, short accord balances.
P.O. Box 766 Union Cy, 14.1 07087. Cnh whole ores may be heeds yam accord. If ku • Cashaboney balances. Total of uninvested amiable
• In case of Clefs Or qUeltinrIS about an electronic Up:reyour request, balms in the Bare Sweep entfiled to a petal wit a a nesult of a chichi payment cash balances, plus depose telexes at UBS Bank USA,
fads transfer (61), bat peer a UBS Votokbet Program or DA may be rathdratert and shares of a or otherwile, the Firm will either sell portal tame* LES AG U.S Branches ad money market mutual fund
card transactions, call KO-762-1000, or wee to UBS MoneyFadmay be liquidated, ad the proceeds mart* perks a accept an amore determined by a sweep balms at the One of tie statement period
Financial Services lx., 1000 harbor 814, feth floor. returned to you or your searaies acccuit. regiaered clearg a;ency, and credit you' accord. Nw-conrodity free creek balaxes in yes account are
Week/Wert NI 07086, Atth ITIAARKA Sakes rot sec/Lighted from other balances and the Fine may
Fishy i-dormalon about available sweep *Mom Invannuant objectives IA! ay of these lads lithe ordnay course of is
CA cr write as soon as rap can, if you hit door nchdrg (want Merest rates and Mids. 5 talkie at The essimere objectives and risk profile sensors it to basins> These funds the potable wan your demur*
staternert a receipt k mono or if you need more wtherubs tort weepeekt from your F nixie! Maar each account and may may between yam =Out This total is noluded n dr arrant period closing Vibe
rdamation tout a transfer on the statement or a by along KO-762-1000. Deese advese the Firm prom*,i n writing of any
receipt The Firm or Card Isom (as awkable)musl Kr:decant change in met I nancial situation or •ending information
hear from you no In then CO days slier tee Fen UN Financial Sanas amour* protection investment Wrest For eachscowl het: you Fo Stated enf °ruination on the fermis lading *ethos
The Fr-rh rt rrontordFtb, Teo rotor l-nren• ;WW1", choose or, of the blowup ins-anent objectives. and Season refer to you Chem Patients
SDNY_GM_00025580
CONFIDENTIAL
EFTA_00136200
EFTA01277433

Important information about your statement (OMUMIed)
Aram/nerd or ACCO-re Agreereenl and the General - We germak use the closing price when nate cr liquid and ewes t they can besot, the price — h addikin to cornrnesiths received n connection
Terms ad Conditions LEG Statement of Credit Practices Ow mean of the bird rid ask paces for listed received may be kin than the per tore estimated with the sale or destitution ol may contracts
available in Agreements andO iskarres at sectrities and opticem a only bid prices for OTC new provided n the score statement. ander:I investment that inn tows clients, we
aatvwetrombrewer4who rec. securities. anda our affiliate mem reserve Wang
- Less 3Ctireir traded securities may be priced using a . Restricted securities. Resisted sectaries generalb ampersann from many of the instance
Yew ate valuator model a de moss recent prize we roe not (wren, ergble For public sale. UBS financial companies undertaking the amity COMICS,
Your statement itemizes securities at other fasts held canned And may not stied en actual maim price Service:use. the natio aria et the unrestricted stack Skates c4 de hurana carpals or isomers of
ho the accord at the end of she .t ames period. You a vats of the sane issue( as an iodated value fate hest irrivatmtht tugs we distrtute.
may ark for deItw Of ft* pad seosities at any time. - Certain positions may axes **PA a price and restricted 5100k 'kooks; °MOO statement only To - Our affiliates abo receive trading coransPons ad
You may receive securities sodas loan collateral after will fuer as 'tyke was nol available • it we se the extent that restricted searaies are eliglok to sale, other contensalon from natal kends and
paying any balance Se cn them. trey securities triable to obtan a pose foe a shinty the value received may be sibstanualb less than the Swine companies whose products we dabs
translated to the Firm cistrg the Statement period ale - Deposita a secutities denominated brunet-cies amused ante *own - We receive an trial fee from UBS Bat USA erd
Std.l market vets as of the end of the statement Other thin U.S &Ilan are reflected at the 'whinge 1.85 AG Stanford Ranch Of w to $25 per accord
period. rate a of the Statifilent date. • Est. (estimated) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost baS. r determining the cost basis of he - kr certain warts fading n non-conformr ig M minute of smug income is based Crn Current Program.
securbesincbded in this statement, were indicated denornnstrons, price ate quantity (face was) may &Wend ad interest ratee, aSSofrong tie Se0-riteS will
wih the number l, • Waffle/neat Services has relied have been adjusted to facilitate caper valualkn. be held for are war from statement date or tans Activity
cr.information obtained from sources other than LES To cbuin &rent quatabris. when available. corral mitunty The Minato eiork a dud:the; accuracy hkinnation repining commksiths and other chases
Financial Semites, including information frcm another ycs arcel aeon,' and continued income are not guaranteed fond n connedith wth the executionof trades,
fin a that sum./ have provided to yes financial — Estimated atoll kane and rank yield fa kIstrg option Vanuctions ha been incbchd on
Adieu,. The fins does not indeperantly verry a • Private investments and nrucorred produces certain types of undies mild ricksie a retun of cort imatiore reessous !writhed to you, ad wit be
gam* the acaracycrvadh day Sarmatian !ovate rroeslmcnt sear las (rx Laing (trod penciller or capital gains in which case the est prattled tory prcrrotly on repast.
Provided by wen other than LISS Pi-uncial Sentra participation program and real: sate immanent nest income (Sid oral yield would be overstated.
h additisn Although UBSPnricial Senates getralbr soothes) and structred proins are gin:garb highly — Estimated anal income and anent yield and to Short aNling
Lesdates he Haman:in as it is received, the firm druid. Celan strutted prodsts have not been actual name and yield mi41b e lover°, higher H you are engagedin short selling a w.unly, you may
does not provide any assuarces that the information regatered with the Securities and Exch than the minuted ankountS. its a charge die to attain tornowit costs for that
seder "Con basis° ad *Unrealized gair/ loss' is Commotion or under ayslate sesuntileTares. We — An infinite of at-rubbed income (dividend ands panful:funky.
accurate as of the date of fhb statement. As such Provide estmated values for private investment interest) divided by the current market
please dorm refer on this karnation to make smirks ird structured products for fdamatinal valigaverage balance is based in the Inv dividend Open orders
rudest or sale decisions fa tax purposes a purposes cnb. !Karat) aria guranteed. or interest mount mode by the issuer and Regarding open or • gxcatilacancelled' ordeal that
otherwise. Accounts turdered to the Mtn may - These nbes may differ sista-60f from prices, il amines to smut:order:au, will be held for me were not executed by the agent* data, open buy and
WW1 gall loss information only forte period el any. at which aerated Metre-II thy year from the statement date or until maturity sea slop orders are taxed by the mows or dirderds
tire they are held at tre fim Morehi:take] structured product maybe bought or sold and do Accuracy at continued well am not guaranteed a Fitts en an ex-dividerkb a entchts date unless
trilcrmatith <abbe aided by yor Fnaxial Advisor. rot nests'i b rureserd the vats you may receive attnxted °tenorse by yos You are re for
sat liquidator. • Assets not held bytes Financial Services. Certain orders that re executed Os to JOS baure to cancel
• Unrealised sans/Iona Yellen data s available, - Third party *senses of vats are as oleoresin outs se rot held byte fern ad no *whin the nth fg open orders.
estimated trroahred suindlowes ore actiated Ice date ad an, applied to UBS Final-rig Services on a Ferns possesith or control. These assets ate
itirkLial sec" lots. The transition data for regular basis by an independent volition firm. &played on loos statement for informational Ping
lots may or may not reflect commissions, - bwa, general pannr or sponsor estimated vales purposes only Positions and values presented we To obtain a copy Oa/current Client PrivacyNotice.
rZanda security reap-it:atm events if any, are %pureed to the Fmn by the issuer, provided by the issuing firm. UBS FFiynuannccaiall5eroces pleat contact yam Hackie' Adage or von our websne
d and other reinvestment lot and systematk general partner or caws and may be calculated not reucroble for to information and does not at anew el. entente/se vn,fer
purchase bee are each combined to dieraley or* based on Efferent information tan that used by guarantee es many. These assets are not protected
averaged lot The 'Truk date' colon presents the third pities to dtrive their estirated values. by SRC or to Finis StipPlemental5K coverage. UEG FinanciA Servks a rota bate the WA, Business
agral Vansaann trade dale. - You can obtain additorol information regarding Services Account EGA and IRMA are lacking. accounts
the metccblagy used to &tennis the estimate a • Revenue sharing and additional commutation. Sikh provide access so banking services andprotests
• Callable mashies Bonds and sedated Sock that value ad the dale of du Hamblinthat is the — In addition to convulsions an Sys and MT lees 111,:t41analgefTWIlit wth situated bras and other
the Mar cats for easy ntramplon will be selected basis for the estimate by contaniu your f funeral received n correction with the distribution e/ thniparty banks, rid provides access to mace and
mortally by la Iran among all myelin of that Advisor mutual find to ow dents we theta our Adele ainurtY Products Curd by unaHiliatedthid-party
Ssue held in our nrnea n nominee rattlefa os - Third party 'slanged valets may be reflected as receive rmumeshoin payments horn disk:tilos insurance canpanes through insurance agency
climb. Call tease rdcrestith is cbtaned from third 'Not priced in several origin: when an at a adv isas of the natal funds that vie sell. subsdianes of UBS Financial Services Inc.
parties and ih arCuracy it not 9J:ranked. Other call 1-dependent valuation I im has net stolafed a is These arnonts are based on two &fermi
feattres may eml which raid Sect yell canpkle work to assign a kith whs. we become ware corrporents fa the amowd of Urn by UBS of a trionmerht kart ad array products,
inkrrnation raillbe provided upon request that a matenal event has occurred that may call a Palicutrmutual fund Pamir to our clients: and Or) Nat FOC insured • No bank quameree• May bse was
rams," reported was fiso question, or when a the asset value of aparticular mutual fund famibk
• Certificates of deposit (CDs). (Os are FDIC ensured value would be highb speculate.* due to the nature shares held a the fns RUA. Resource Management Aare nt, Business Services
Lei to 1293,W0 in principal and armed interest per of the smurity. — We and as aliAate ako receive networking and Account BSA, IRMA and international Resource
depoatcr and per depository insituith as accordance - When niter an Muer, general partner or sponsor combs processing fees n consideration for Manny: awn Aware am registered senate maks of
with FDIC nuts. estruted slue nor a third-party estimated rake is transfer agent SEnMel that we provide to the UBS Fnaxii Senices Fx
poked, the vale ol to smutty Mk be dilkertni tutelar& these fees generally are pad from
• Prizervalue Prices displayed fo r securities and other tan its paths price. investor asses in the waSua I tured and me a fired VISA Signalise e a rewindu nite mirk of Viso
purists may be higher or lower than the price that - 'Distributions to date' maw indude return of dolls anroiant based al the umber of accounts at Intematithal LIDS vii Saran creclt cards and IBS
you would actually receive in to nude. Pim are capital, ncome orboh. the broker.deakr Pulsing mutual funds of that fund Visa debit cards roe awed by UBS Bare USA with
obtained from varkus had party sources whites we - 'Original unit size' represents the hitial °fleeing fanity peemssion from Visa U SA Incorporated.
teteie to be relabk, but we do not copra-tee then price per Ira adm y not renal nos tort bans
accuracy. - DIP rid unlisted RES secs:nes are not listed on a UM Financial denims Me Me 201604
rational securities exchange. and ay gennar
SDNY_GM_00025581
CONFIDENTIAL
EFTA_oo13620 I
EFTA01277434

U85 Financial Services Inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2016
AMP70055849090516 Y1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name POT & KETTLE, LLC MIAMI BEACH FL 33139-1O43
Friendly account name: POTKETTLE U.0
Account number
Your Nnancial Advisor-
SCOTT STACKMAI/LYLE CASNEL
Phone-
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resoutcetine at 800-762-1C00. On April 29 (1) on May 31 (5)
account Your assets 4,479 7 7 4,479.77
Visit our wehslte: Your liabilities O.OO O.O0
NWAY. Lbs comilinancialservices
Value of your account 34.479.77 $4A79.77
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 14.77
Net deposits and
4,479$ 4,479.8 withdrawals 34,475.00
• YOir miestmentreturn
Change in
market Mu. ZOO
Value of your account
on May 31. 2016 64471.77
00 49
•
Dec 2014 Dec 2015 A2.1016 May 7016
SDNY GM 00025582
Member SIPC ANP70007005584909 Nr7000192106 00002 C516 030579743 Yl23679S500000C0 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 36202
EFTA01277435

SUBS
Business Services Account Account name: POT 3 kETTLE, LLC Your K Randal Advisor-
F vie nd ly a ccou nt name:P TK SCOTT STACK MAIIL YLE CASRIEL
May 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
A Cash and money balances 4,479.77 10000% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . k nc i e n s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Con-modities 0.00 000%
G Other 0.00 000%
Total assets $4,479.77 100.00%
A
Value of your account $4,479.77
Eye on the markets
Percentage change
Index May 2016 Year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
ANPFC0030055949IONP70C0192106 00032 0516030579743 v123619SSOCOMpiyGitim2550me 2 of 6
CONFIDENTIAL
EFTA_00136203
EFTA01277436

SUBS Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
Friendly account n • SCOTT SfACKMANtLYLE CASNEL
May 2016
Account number.
Change in the value of your account UBS Bank USA Business Account APY
May 2016 (3) Year to date (1) Interest period Apr 7 - May 5
Opening account value $4,479.77 54.77 Opening l..165 Bank USA Business balance Apr 7 $479.77
Deposits, including investments Closing UBS Bank USA Business balance May 5 $4,479.77
transferred in 0.00 70,500.00
Number of days in 'Merest period 29
Withdrawals and fees,
Average daily balance $2,686.67
including investments transferred
out 0.00 -66,025.00 Interest earned $0. 00
Closing account value $4,479.77 $4,479.77 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account Kingly this month for deta Is Balances in your Sweep Options art induCedin the cpenoq and You have identified the following investment objectives for this account if you have questions
d S o ta s r i n n l g o r O o r l B an ra C n e c S h v O is f b e a . n F k D d IC e p in o s s u it r s a p nc la e t e a d tO th it r s o u O c n h ly t t h o e d U e B p S o s in it t s e a rn t a u t 8 io S n B al a D n e k p U O S S A I . A n C o C t O to un d t e p p o o w si e ts r ! a ). t U S 8 IP 5 C A G, about these objectives, disagree with them, or wish to change them, please contact your
rx0le(lion applies to money market sweep fund hddlngs but not bank deposits. See Important intotmacinn Financial Advisor or Branch Manage,. You can find a ful desaiption of the alternative
annul yew statement co the lap two pages d this document for Cetals. investment objectnes in important information about yOUt statement at the end of this
document
May 2016 (S) Year to date (S)
Opening balances $4,479.77 $4.77 Your return objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 70,500.00 Primary Moderate
investment eligbity consrderation None selected
Total additions $0.00 $70,500.00
Subtractions Your account instructions
Checks and bill payments 0.00 -25.00
• Your account cost basis default closing method is FIFO, First In, First Out.
Other funds debited 0.00 -66,000.00
Total subtractions $0.00 -S66,025.00
Net cash flow $0.00 $4,475.00
Closing balances $4,479.77 $4,479.77
SDNY GM 00025584
ANP70003005$84911 NeT0o3l92106 COCO? OS16 030578743 v123679S50 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00136204
EFTA01277437

*UBS
Your notes
A...................60.6,9m ym6m.....,,,,,,,,m • a 6
CONFIDENTIAL
EFT,00136203
EFTA01277438

SUBS Business Services Account Account name: POT & KETTLE, LLC Your Mnandal Advisor:
Friendly account narne:POTKETTLE LLC SCOTT STACK MANL YLE CASRIEL
May 2016
Account number:
Your assets
Some pnces, income and current vdues Orm may to Eminently. AS a redo. gam and losses mai ndl
be accuralely refkcled. See Aportant infosmafron about your statement a the end of INS cbcurnem for
mare Information.
Cash
Cash and money balances
Cash and money balances ma/ include avaltie cash balances, UBS Bank USA cbpnt account balances,
UBS AG Stanza' Branch deposit account balances and money market mut ud fund sweep balances.
UBS Bart USA deposit account balances are Insured by the FOC erlthn %glade limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit au aunt balances an not insured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC.
Sr? the ronportant information tow your statement at the end of this Oxtererm for details ante those
balances.
Openng balance Closing Ware, Price per share Average DMdend interest Dann
lacking on May I (S) on May 31 (5) on May 31 (1) rate puled period Cap amount 0)
UBS BANK USA BUS ACCT 4,47917 4,479.77 250,000.00
Your total assets
Pocentage ol Con Estimated unremzed
Yak* on May 31 (1) yOUr XCCrant basis (0 annual incur* (Si gin or ioss (s)
Cash Cash and money balances 1,479.77 100.00% 4.479.77
Total $4,479.77 100.00% $4,479.77
SONY GM 00025588
CONFIDAENP7C0N03005$T649I 3I NAP7003L192I0 6 00002 MI6 030579743 Y127679S50 000300 Page s of 6
EFTA_00136206
EFTA01277439

*UBS
Your notes
..,,,,ocoo,===.6,,svfx. ,.ocapaiy G. 0.2... 6 of 6
CONFIDENTIAL
EFT,00B6207
EFTA01277440

Important information about your statement
1.85 Fa-uncial Services Pc (the Form or UBS Finercial sent yOu tlY trst stemma on which the era Or Corporation (SIPC), which protects le0SlieS acornof • Prods. Cunene income: hveolmentS *dreg to
Straka°, is a midst of all principal security, cannarty oncblem *pored. its mentors up to $915,000 (including 5250,003 kr generation ol income onk.
and cptara exchanges. UPS Financial Semites and LES - horde your rum. ad a-core number Gi any) claims for cash). The Slit asset protection limit, apply to • Arbeee Cape.,A ppoiceetion. Investments seeing
Bank USA re i-diect subsickines of UPS AG and - Decoke the error Or the Tr/Mier you revere all accost; that you hoed h a partials- tawdry. csomh of prOcipal rather than the gerersaan of
afti haes of U3S Sautes LLC. The Fists I tunnel about, inisplein as ckaik as you cal shy you The Fnn, together watt certainaffiliates, has aho nocane.
statement 8 available upon recited. The Font exeosioe believe t is anerror a why au need more purchased kapkmental bastion. The madman • Produce Conabaubbn or seen Capita
offices am at infamsten. amount payabee to at eligible rfierws, coleclieeb undo. Appreoaton. Ivesinents seeking both the gennatow
- Prorade the icier arrant d the suspected Kra. this protection is ZOO mart as of Decent* 10, 2015. of ?acme and growth of Frisk,*
LES Fina-col Senses thc. Stbpd to the poky orditorts ad lmi anions. cash a
1200 Harbor Boulevard The firm or Card Issuer vii harbore put compdaht the flint is further protected fa up to $1.9 million n the Overall elk profiles
Weehawken, NI 07086 and Null cotted sy error promptly. For alleged ends swept* kr all your accounts held n spate:4r • Cookware. Seeks to manta* SW pri-cipal, with
imolving UBS Vetakdebil cad broad ark if we take awaits A fJ ccpy of thepoky wording es available
U Th 3 i S s F st i a r t s e c m ia en l S t r e e n p a r t e e s s e a n c ts c o th u e n t o . n O k th o e f r f i r c e i c a o l r r e d c s o , e rd s o e f p y t ou' m pa o s re a th cc a o n r 1 d 0 f b o u r s t h n e os a s n d o ay in s t t o y o o u bt t l h e i s lk , w is e in w e i r ll r c o r r e , d s i o t tot Son request. t i lo s i w e co n m m o e t a o a n r n s r d e t h t v u e o r l n a a s t c i l a c ity o t s t o m t d t a h o y e e r s a o n c t o c b t o e g s e e p t n c p e l r r u a e n te k w s i i n g th n e B n [a of n t
official to contanng condemndata should you will have the use of tie money during tie tine it The Slit protectim ad the supplemental protection
n om ot i s b 9 e O re n l i p e l d e a s s p e a r n ep H o r s t o it u im b m an ed e ia t t h e e ly re n is e a t n h n te ic a t r o a t he takes us to complele our instigation. • b o C th a do lm no C t r a e p e p d ly a l t o as sets controlled by (and notated n • Moderate: Willing to accept some fit to prircPal and
Branch Manger of the office serving your accosnt. Please mice all checks payele to the hen or the your account value) but hell away from LOS Fine-col tolerate some stalky to seek higher returns,
financial indeLdith nikated on he front of tha Services (e.g., certain( cash at UBS Bat USA. 60 • Aggresse: Wiling to accept high ids to pings' and
Allhokoin a levies shown are Mended to be accurate, statement In addition to regular accsort fees, accounts cash at 1.8$ AG U.S.banrhes, (4 tauraxe poixts, high volat lily to sea high returns owe time.
statement data *cub not be used fa to papooses Rely may be sdaject to mantenerce tees, changes for lie including yeti annuities, and 60 tares of MAILS • lcootfrotor EiSfealca Cootiletation:f selected, a
solek on yea-4nd tax forms. tie., Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds where such shams re rogatered drat& it the PTTITOn of the porHoli, fo r that account may exlide
10425. etc ) when prepame your tax return. The Rim 5 amass n cash accents. Accounts that at transferred name of tie account holder on tie bodes ad records canplex sir:Regis, lamed liguicity and grater
required by law to taco to tie IRS all taxable &ethnic, to other instiknom may be subject to a tangier tee. of the *Iola* aster a transfer agent). vOlatiley.
report/kb rantaubh datiiind and uxtk interest • Certain rmsb-nent contracts or inssiment interests
erred en xcuitin held nyous acant, net broads UBS Sweep OpAions (e.g., limned partnerships and private placements) that Staler Thoulehokfrir
on see bramactires, rd cod basis on certain covered LEG offers options for sweeping cash balances. balances an roc reds-tend order to Socurkies Act of 1933; We may corsofdase al related account statements with
secedes. to bak deposits at UM Bak USA and LEG AG Stroked ad the sane adotess it the same envekte, e g. because
trash (Bak Sweep Proaarra), moneymaker mutual • Commodities contacts (e.g, foreign satine and they have owners who also maintain joell account
Cava I MIMS,. with the Finn tads (Money Funig ad the international Depose preccus metal contracts), includirg futures contacts raid sorehead well other clouts a the same ad.:Pena
• Pleasmem-Jinn a.° oral cornmerastions in taking Acorn (DA)la c stances with n International ad commodity option contract. you safer to recent indiaidual statements mailed n
to further protect your firth. including your rit Rescue? Management Account Though the Bat The SIPC protect on and the supodwrwerial protection do separate enaelcoes, you may decline hxneholdng by
ender the Seculies Investor Protecbon (SFA) Sweep Programs, cash balances we swept to LES Bank not apply so these assets nen if theyotherwise appear caling you Firs-col
• B the financial iatioation cat the top leit of dm hat USA to to an established knit ad then to UPS AG on your statements. he SIPC protection aid the
of this stamen is not CBS F mita Servak LBS Stanford Branch, or a Money Fund. Deposits at 1.85 slitihrnental protection do not protect agar* changes Friendly scant name
Financial &anion carries yob accost as clearing Bank USA ay FDIC insured in accorda-ce with FPS n the market rale of yrs ins-Amens (whether as The Fierily accent name is a custaniziolo 'nickname'
broker by arra-gement with the ideated inslituton Refit Former? Mamatian Ovate nit wwwfdic result of market moverrem, issuer ba-kruptcy or chosen by you to assist you with your recce-dire**. It
We in you of this 'Vit.:MTN, when you Deposes at LEG AG StamfordBrach ad shares of °think.) has no legaledect ion your account You can range
opened this accost h the cast your kra and Money Raids are rot ensued byte FDIC. More irtonnaton is arab* span request. n.r Friendly accord names. though Onlne Services or
stork/es a* located a LOS financial Senates and rot YOU nay cbtan more irionnatonaboul Slit, including by contacting your Feunnal Adana.
the nowdaci-g broker, and you mat make arepat Through tie DA, (mailable to cad. balances an swept to the SIPC Brocks. by contacting SIPC at 202-371 -83C0
of any a or omission to both firma. As described depose scants at UBS AG New Yak Branch and LBS or by air ng the SIPC webae at smestop.org Account overview
e d r m ro a rs c c o o r u fr n a t u a d g r i e w e o m r e k n g ts , c y h o ed u c m s u re s f t l e n c a te tt d y o a n y O o f u T r y A to G t F C C ad C m . B an a R lt a ic n 's c h h e T ld h a e t w t h d e e L p E os S it s A a G r C en a a r e P n o u B r r e a d n b th y Dividend Reimestment Program pun • Vote of your accoontlion(olo. Net of assets and
statement with 30 din alter it was mailed or made are tempi:auk imposed to the sovereign ink of the The pee reflected a an average price. You may Obtett • Amer FEW,' smith cash balances, votes for
available. Allstate-nee-ft shall be deemed complete Calms lira, and tent is no guaranis or other the alma price banns Ennis' Advise.. Onte. *hole nestrkted many lest), and GlobalTime Deposit,
and accurate n all other respects if not Objected ob4stion of UBS AG to repay to balances whiff an the shares are purchasedunder DRIP; paha' darn will be sweated marks to makes, and certain assets not held
wrong within 60 days LEG Cayman's Brach's books. soli and the cash wi be deposited no your account. The by the Pin. Does rot include unpriced searitheassets
• Please dkect ouRomer complaints or earnest° tie &ricked reinvestment price applied by the Roar may at tie end of the pear and anent statement pale% or
Fitts C lent Rasura °torment at 201.352.1699 Deposes at LBS Bork USA and each UBS AG Branch are Mier loom the maker pia at mirth to partial shares pante imernents, unrested stock options and
a wilts at 903.354-9103, 8:03 A.M. to 600 P.M not protected by SlK. Money Fund shyer are protected re sold eurceable stock options
FT Monday through Friday, or in sang to LES by SIPC. See -LOS Financial Services Accent Protecto- n' • Lathildes Includes debit balances. outstanding cretin
Piano* Semites ex., Client Relations Depalment, below. Oieteislieu kens, credit lire, tat ar.cout balances.
P.O. Box 766 Union Cy, W 07037. any whole urns may be heed on yob acau-d. tsun • Cashrearry balances. Total of uninvested evadable
• In case of errors Or osntorn about an electronic Lip:nips request balances on the Bank Sweep entitled tonsorial a s reset, a *Wird payment cash balances, plus deposit balances al UBS Bank USA,
funds trance (EFT). bit payment a UBS Votokbil Program or DA may be withdrawn and shores of a or othenpvriscee, the Firm will ether peal unit * LBS AG U.S Branches ad money maker mutual fund
card transactions, call 915.762-1000, a write to UBS MoneyFund may be liquidated, end the proceeds marl* or accept an amard determined by a wasp babas at the dm of tie statement period
Panda' Senices Ix., 1000 arbor Blcd, 6th floor. returned to you or your searaies acccun. regiaered deeming a;ency, at credit you' accord. likn-canrredity free craft balances in your account are
Weehawken. NI 07086, Atte BIASES& Sakes. rot segagard torn other balances and tie Font may
Rate Morn/doh about available sweep *Monk Inreetment objetlies tae of these lads in the ordnay course ol As
Calor milt as soon as yeti can, t you hit sr rickadrg cumpm Merest rates and WICK 5 available at ihe tionlmere objectives and risk profile an spec lc to businne These funds re pestle span your downed.
statement cr receipt k twerp or W you need more wmvubscornsweepmeick from your F nasal Attar each account and may may between you accounts This total is included in the anent period closing Vale
ndomatiri tea a transfer on the statement or a by canon KO-762-1000. Please advise the Firm promptly in wining of any
receipt The Firm or Card Oaf (as apleable)must smnikant change in Ina-Real situation or Loaning information
her from you no later tan CO days slier the km UBS Financial Servals eaement protection investment &acmes For eachscan het, you For cloaked information m the Firm's krclig practices
The Freer. a ere-eber Trine 1••re-tet Pretertm choose one of the folowng investment el:it/tiers and disdains. refer to sir Client Rebtionthip
SDNY_GM_00025588
CONFIDENTIAL
EFTA_ 00136208
EFTA01277441

Important information about your statement (COMIngetf)
Ageement or ACCOal Agfe t*t ertl and the General - We grew* use the closing price when nitre or liquid and ewes a they can be sold. tie ark. - h addtion to cornrnissias received n connection
Terms and Conditions U3S Statement of Credit Practices the mein of the bid and ask price, for listed received may be es tan tie per fire estimated with the sale or ciotributiOn d arruey contracts
healable in Agreements andO W/wares a Nosilies rid optiore a only bid prices for OTC vat,. provided n the accost statement, and unit investment but enik tows dents, we
gonna maltreat lorekrinto ,let steadies. anda our affiliate tweed revenge sharp
- Less 3Ctivei traded secuities may be priced usig a . Reibicted securities. Restcted secants generaly ampersaion from many of the instance
Warmest. Sonia model a tie moss recent price we are not twenty eigble for public tale. UBS Financial compages unidentified the artily contracts,
Your steamed Omen *cats and other ands hell downed ad may not reflect in actual makes price Service, uses the metal prima the wirestricted stack Winn cite sum carp:Mau or spornors of
the accost at the end of Ow natensws period. You a vase of the sane issuer' as an legated value for tie fern imestmmt lists wp distrbute.
may ark for deaverY d fulay paid sentries al ary time. - Certain positions may appear wit o_t a price ad restricted Pak througaasesofihri statement orgy To - Our affiliates abo receive trading commoskins ad
You may receive securities aid as loin collateral after will fist as 'irke was not avaable• it we are the extent tut restricted stories are elgbk to sale, Ste compensation fran nand' knit and
paying any balaxe cis a them. Any securities usable to otAan a price fora seamy the value received may be sebstarwaly less than the &wive companies slow products we &taut
transfeend to the Firm cased the Italement period ale - Deposes a "pewit's &nominated elCUITarat imputed vskie tom - We receive an smut fee from UBS Bat USA al
liked at market vas a of the end of the stainer* otter Ilan U.S cilia are reflected at the etching. LES AG Stanford Ranch Of laalo 425 per acciase
period. rate as of the Statement date. • Est. (ectinated) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast basic h detemining tie cost basis of he - For certain wages fading n non-conformrg M estimate of a'nual income is based on current Programs.
securities incbded in this statement, were indicated denornnations, puce and quantity(Iwe vats) my dnidend ad interest rates, assailing tie laxities sill
wih the number " l, • LES F minces' Services has relied have been adjusted to facilitate mem value:f t be held for ales. from statement date or use Adivity
Ori information &lined from source, other than UPS To Win (trent gint.iims, when availaba, contact maturity This intimate aony a gudelne; accuracy InfigemaGaregardngcommksias and otter charges
Financial Senices, inclkding if amnion frcm another ccarcel Zen:Cr and continued income are not purified inured in connection with the exewlia of trades,
&en et that sum./ have provided to yea Finaxial - Estimated irrosil some and canine yield fa incasing option transactions ha been incbad
Attila. The Finn does not ideate-okay verty a • Private inveaUnenta and etrucoared produas. certain types of washes could rick& a retort of antSwan pregousy fumished to you. ad will be
saints the acayeacy a sadly day Sarmatian royale rionlmal warms (nc Ulm drttt pelletalor capital gahs is which use the ect prosided to ?wpm-Fitly as
Provided by scum other the, k85 Senecas. panicipatia program and realagate investment ins income (and curiae yield would be arrinated.
h xiltion although LESChrical Services grerafir washes) and structred proins are gestalt highly - Estimated anal income and arrent yield and the Shan sidling
cesdates this nfamatim as il is received, the Finn Certain sena-bad prodsts have not been actual Sane aid yieU mitt be lower°, higher II you are engagedin that selling a w.unty, you may
does not provide any estates.' that the itrmatim regatered with the Securities and Each than the estimated terb3unn. hat a charge dye to certain banowig costs for that
seder 'Cost baris• and *Unwired gar/ loss' is Commission ce under ay slate securdtlieTarra We - An egad* of 'trudged income (dividend ander partkulteseasky.
accurate as of tie date of this statement. As such Provide emanated values for private investment interne) divided by the current market
please do not rem on this nfanvtion to make searitis a-d structured products for rdamatinal valsiaverage balance is based as the Last dividend Open orders
pudese or sale decisions for tax purposes a purposes cny. Marary snot guaanteed. or merest payment made by the aver and Regaling open or • gad-till-cancelled' ogled tat
otherwise. Accounts tianderred to the Fite may - These vitas may differ obits-60y tan prices, il runes the seareardeposts will be held for ate were not executed by the statement data open buy and
reflect gall loss Hamelin only for the period ci any. at which a pride noniron,' thy year Iran the statement date of until many. sell slop orders are nosed by the mount et dna:lords
tine they are held at tie Fim More historical structured product maybe bought or sold and do Accuracy and continued well are not guaranteed or rid-its cn al ex-divider& a eg-arfrth doe laws
Haman:is cube aided by tar Fnaxial Advisor. rot necessaly represent the vast& may recent ranxted othenvise by pa. You are responsbk for
coon licwidatia. • Assets not held by UEIS Financial Services Cenah orders that re executed ds to your failure to cancel
• Unrealised gaits/Iona Keen data - Third party esimas ol value are as doornail meets se rot held by the F im arena tetra the wising open orders.
avenged trroaare4 guindloms are actialed Inc date and ate applied to UBS Finarcial Services on a Firin's posse-Ina or antral. These assets are
risthifial starry lots. The transaction data for regilar basis try an independent satiation firm. &played on yea statement for informational Priem
idvSLal bit mayor may not reflect carmissigns, - baser. go-dalpanne- or sponsor estimated vale% purposes Only, Positions and values presented re To <bean a copy du/current Client PrivacyNotice.
rZnniiccee security reorganizatcn events ay, ate applied to the hen by the issuer, provided by to asu'rg fern. UBS Inancial &races please contact mar F hackie' Achisa von our webste
and otter reinvestment lots ad systematk general tenni or censor and may be calculated not reeperable for this information and don not at ttiatw rnageaatalvartfer
pirchaPP loll are each canbined to dieplay one based as Ste rent information from that used by guarantee es mangy. These assets are not protected
averaged lot The 'Tack date' col-Innpresentsthe third pities to drive their eainated values. by SIC or to Fires supldementalSIPC coverage. 1.85 Fiend Serkes is not a bale The WA Bushess
aging transaction trade date. - You can obtain aedelorel Sormation regardig Services Account BSA and IRMA are take-age accounts
the metccblogy used to decennia the estimate of • Revenue sharing and additional commutated,. Stith provide access so banking services aid praises
• Callable securities Bonds arid prefened stock that value ad the dale ate Hamdenthat is the — In addition to cartnissions on sales and Mil lees tea* alangantrilt web &Aged basks and other
the imoor calk for my redentfran wig be selected basis fa the estimate by cantata-id your Financial received n carecticei with the distributia c4 Ihniparty balls. rd provides manta sauce and
miPasOlt by lot Iran among all senses of fin Advisor mutual fads to ow dents we ander our affiale armarY pandas issued by unstated thid-party
doe held is our &mace n nomhee ream for as - Third party 'singed sass may be reflected as receive maimed-or-ONPayments Iran dianbotors rourece conpanes through assurance agency
<lints Call tease Somalia is cbtaned from third 'Not priced' in several dualism: when an ada athisas of the Roast lards that vie sell. subsdianes of UBS Financial Services Inc.
parties and in accuracy is not gmantead. Ott, tall Idope-dent valuation lire has not &OPUS Thew arnants are based on two &feral
feabses may exot which mid afoot yield canpkle arable to astir a vat,.. Sanwa become ware corrporents (i the amoad of isles by UBS of a torestnent, roura-ce. ad a-silvan:ducts,
inkrrnatim end be provided upon request that a matenal met has occurred tat may call a articular mutual fund I amiy to our client& and d) Not FOC eased • No bank qua-anew. May arise was
wesusay repaled take net question, or when a the asset value of apaticularmutual fund tanks
• Certificates of deposit (ms). CDs are FDIC ensured value would be highy speaalatite due to tie nature shares held a the Irm RMA. Resource Management awn nt, Business Services
ciao 1233,000 is principal and accrued Serest per ct the aunty. — We and as alliste ate receive flanking aid Account BSA. IRMA and intonational Resource
depot:ea and per depository inaitufia h accordance - When neither an issuer, general partner or ammo' melba processing lees in con-Aeration for Management Accost re registered service mats of
with FDIC nAes estimated value nor a third-pay estimated was is trawler agent services that we provide to the LES Fnancii Sarkis he
poricked, the all of the swisity MR be diktat mutual hat. These fe es generally are pad from
• Priothalue Prices dip:awed fo r secunties and other lean its pschase price. investor asset:Skill* meal lured and &watered Vila Sigrahre it a regained Service mak 01 Vial
cactus may be higher or lower than the price that - •Daributiens to date' may indude ream of dials amount based on the maths of accounts at handing LOS visa Signature cede cards and CGS
yaw would actualy receive in tie mad. Ries are capital, some orboth. the broaer.dealer holing mutual lira of that fund Visa deb* cards are aid by UBS part USA with
obtained from variant tied pay sources whit, we - 'Original unk size' represents the hkial offering family Peall590O from Visa U SA hcorporated.
tides to be relable, but we do not garatee thek price per tutu axial., not reflect goes coo bass.
actursy - DIP ad unlisted RUT stasis se rot listed on a lid Financial Services Inc Rev 201604
national wastes exchange, and are goner*
SDNY_GM_00025589
CONFIDENTIAL
EFTA_00136209
EFTA01277442

UBS Financial Services Inc. Business Services Account
*UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 June 2016
CNP703651019506100 35Y1 0
POT & KETTLE, LLC
PO BOX 308
TEANECK W07666-0308
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Unsocial Advisor
SCO17 STACK MA1WLYLE CASFIEL
Phone
Questions about your statemeet? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00, on May 31 (1) on lune 30 (S)
accoun
VW!' assets 4,479 77 39,479.77
Visltour websIte: Your liabilities aoo aoo
www.ubscomainancialservices
Value of your account 34A79.77 $39,479.77
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thc uc,and$ at year end 2015 $477
Net deposits and
withdrawals 539,425.00
39 5
YOtir tiveStrileilt return
Change in
market Moe $O00
Value of your account
4S an An 30.2016 09,01.77
0 0 0.0
•
Dec 2014 Dec 2015 Ift2016 fun 2016
SDNY GM 00025590
Mombor SIPC CNP70009306510195NP70C0303630 C0002 0616 030579743 Y123679550101010 Page 1 of 6
CONFIDENTIAL
EFTA_001362 I 0
EFTA01277443

SUBS
Business Services Account Account name: Your A nundul Advisor:
Friendly account name. " • SCOTT STACK MAULYLE CASRIEL
lure 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30181 your account
A Cash and rrxmey balances 39,479.77 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.C° 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets $39,479.77 100.00%
A
Value of your account $39,479.77
Eye on the markets
Percentage change
Index Jule 2016 Year to date
S&P 500 0.26% 884%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 531%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CHP700030065t0196NP70C0309630 00602 C616030575743 Y123679550 I0MAyGht000255tne 2 of 6
CONFIDENTIAL
EFTA_0013621 I
EFTA01277444

SUBS
Business Services Account Account name: POT & KETTLE, LIC Your lenandal Advisor:
Friendly account name- SCOTT STACKMANLYLE CASRIEL
XIC
Account number.
Change in the value of your account UBS Bank USA Business Account APY
June20I6(5) Year to date (S) Interest period May 6 - Jun 6
Opening account value $4,479.77 $4.77 Opening UBS Bank USA Business balance May 6 54,479.77
Deposits, including investments Closing UBS Bank USA Business balance An 6 54,479.77
transferred in 85,000.00 155,500.00
Number of days in nterest period 32
With&awals and fees,
Average daily balance $4,479.77
including investments transferred
cut -50,000.00 -116,025.00 Interest earned $0. 00
dosing account value $39,479.77 $39,479.77 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account sanity Mrs month fo r deals Balances in your Sweep Options are indudedin the cpenina and You have identified the following investment objectives for this account If you have questions
closing Wares velue FDIC insurance q5Plits only to deposits a U85 Bank USA, not to deposits at UBS AG,
Stamrold &arch or bank deposits pnacedihroucti tne UBS intetnationd Depart Account prccrarn about these objectives, disagree with them, or wish to change them, please contact your
protection applies to money market Ivieep had hadings but rot bank deposits. See/mpg/um inSorrnabon Ftnancial Advisor or Branch Manage,. You can find a ful description of the alternative
aboot your statement on tne Iasi two pages d this document for *tab. investment objectives in important information about your statement at the end of this
Juno 2016 CO year to date ($) document
Opening balances $4,479.77 $4.77 Your return objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 25,000.00 155,500.00 Primary Moderate
Investment eligibeity consideration None selected
Total additions $85,000.00 $155,500.00
Subtractions Your account instructions
Checks and bill payments 0.00 -25.00
• Your account cost basis default closing method is FIFO, First In, First Out.
Other funds debited -50,000.00 -116,000.00
Total subtractions 450,000.00 4116,025.00
Net cash flow $35,000.00 $39,475.00
Closing balances $39,479.77 $39,479.77
SDNY GM 00025592
c HP70303306510197 N97003309630 000O2 C616 030579743 Y123679550101010 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 362 I 2
EFTA01277445

*UBS
Your notes
cu,,....,..............s.o,,,,.,. ,,.,og., Gm.o,s4.9e. ol 6
CONFIDENTIAL
EFT,00B6213
EFTA01277446

Business Services Account Account name: POT & KETTLE, LLC Your PI nandal Advisor:
*UBS
Friendly account name: POTK ETTLE 11.0 SCOTT STACKMAN/LYLE CASRIEL
Jul r 'CI C Account number.
Your assets
Sane pnces, income and current vd ties ShOnn may teepprOxinViie. AS a result. gains aid losses ma/ nos
be accurately reflected. Set smporunt intomnoton abbot your statement at the end of this dxument for
more infornason.
Cash
Cash and money balances
Casts and money bamares may include avalaale cash balances, UBS Bank USA cOaut account balances,
UBS AG Stariord Branch ',pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat hn applicable limits, but are not
protected by SIPC MS AG Stanford Brant h deposit account balances Si. not 'muted by FDIC and are not
protected by SiPC money market sweep balances are protected by SVC but are not insured by the FDIC.
See the Important information about your statement at the endof this dxunent for details about those
blames.
Goering Wan« Cloung briaxe ence per share Anerage Drat:lend Interest Oar Si
sicking on Jun 1(t) on Jun 30 (I) on Jun 30 (1) ate paied period cap amount ft)
U3S BANK LISA BUS ACCT 4,47977 39,479.77 250.000.00
Your total assets
PerCentagt of Cost EStanSed UrreeiZed
%/Sue On lun 30 (S) yOur acount DM (1) annual income (Si OM or loss (S)
Cash Cash and money balanced 39,479.77 100.00% 39,479.77
Total
$39,479.77 100.00% $39,479.77
Account activity this month
For more information about the pike/value shown for restricted securities, see Important information 4°,1
your statement at the end of this cbccrnent
Your Omantityi Cash Cash and
Cale AdInity Descoption e,pense code Face value NcalValue (1) amount CS) money balance (9)
May31 Cash and money balance $4,479.77
Jun 13 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies L AT -50,000.G0
BANK OF AMERICA, N A., NY
Jun IS banger JOURNAL FROM HISLAINE MAXWELL 60,000.00 14,47977
Jun 21 Deposit FEDERAL FUNDS DEPOSIT BY CA PGOMETRICS 25,000.00 39,479 77
TECHNOLOGIES L AT ROFAUS3N
Jen 30 Closing cash and money balance 339,479.77
SDNY GM 00025594
C Ne70:03306510199 N97003309630 000O2 C6I6 030579743 Yt 2367955010'010 Page 5 of 6
CONFIDENTIAL
EFTA 00136214
EFTA01277447

*UBS Business Services Account Account name: POT & KETTLE, tILC Your iqoandol Advisor:
Friendly account name. ROTKETRE LLC SCOTT STACK MAMLYLE CASRIEL
lure 2016 Account number:
Account activity this month
(contrived)
Date Activity Description Amount (S)
Blom, balance activities May 31 Pelona, forward SA479.77
Jun 14 Deposit UBS BANK USA BUSINESS ACCOUNT 10,000.00
Jun 22 Deposit UBS BANK USA BUSINESS ACCOUNT 25.000.00
Mn 30 Closing U.S Bank USA Business Account $39479.77
The UBS Bank USA euSin6S Account is your pommy sweeper:Kip',
CNP703C00C6510200NP70C0309630 00002 0616 030579743 Y123679550 10WAy_O M_00025,51ABe G of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00136215
EFTA01277448

Important information about your statement
U3S Fruncial Services Pc. (the Firm or UBS Fnarcial sent yOu the int statement on which the error or Corporation (SIPC), wind, protects le0SlieS aaccreSol • Moons. Cement Moyne: hvestments seeing the
Strokes), is a merrber of all principal acuity, ccmrroday cecblem amend. its mentors up to $500,000 (including 1250,003 for generation of income onk.
and optima exchanges. UBS Financial Semler, and CBS - hoOdeyout rums ad accord number Of any) darns for easli. The Slit anal protection limits ;kik to • Achkie Cape.,A pposcration. Investments seeing
Balk USA re i-died subsithenes of UPS AG and - Deco& the era Of the b'anster you revere atl acoants that you hold is particute casacity. arowt of principalrather than the gererafon of
*flexes of 1185 Startles LLC. The Fim's avenue' &OA and explain as clerk as you can why you The Fin, together wen certain aft taxes. has also
statement e available upon regsst The Font exeo.dice believe t is nee a why you need more purdusi tiakmentel protection. The Madman • Produce Consbauten of Worse and Capital
alias ere a. eikensias amount payabb to at *foible nista., colleslieob cads Aproarceecmiaetou Sesoments seeing both tit genthatcn
- Provide the dolar anent c4 the suspected ow. this protection is S500 maroon a of December 10, 2015. of Torah of crikkal.
UBS Financial lances Stara to the poky orditorts ad limitations, cash a
1200 Harbor Boulevard The fern or Card Issuer vii a...silage your compote the km is further protected fa up to fa .9 million n the Overall rids profiles
Weehawken, NJ 07086 and we collect my error promptly For alleged mots aggregate kr all your accounts held n a pateular • Conservitte. Seeks to mantin initial ancipal, with
Solving UBS Vete4 debit cad broad bra if we take masa. A fie copy of the potty wading is salable
C o T f h B f i i S s c i F s a t h l a l a a t n t c m c d ia i x n l u t S r e r e e m p n r it e e ts s s e t a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o d , e a rd t x a o e s f k h y o o u u ld m p yo a o u m r w a t e h c c a h o n a v r 1 d e 0 f t b h o u e r s t u h B s e u e s a o s n f d n a u ys m m to y o d c n o e u y t t h h d is u i , t r i w i n s e g in t w i e e i r ll r c t o i r n r e , e d s i o i t t tat u Th is e n S r l e it q u p e ro st t . e ction ad the supplemental protection t l ' o M a w a t r n m is e e k a o a n r n s r d e t t h v u e o rn b a % t c i l a e c n y o d s to m t d t a h o y e e r s a o n c t o c M t o g o rd e p n n p e e r r a e a te w t s i i r g th a n i n t [a if n t
r B o o m ra t i s n b s d e io , r n M e . l a i p e n l d e a a w g s e e o r r o n e f p I t o h I r y e t o i o u t f i b f m ic e m e lie e w v d e r i u a t t n h e g e ly e y n o is u s a r i a n ti c m n co g a u t n o a t. t he P la le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s u p r a r y e t e a s b t g to e t t i h o e n F . ern or tie • b a y C h o a u d r r o l a i n n c o c a o t n u a e n p m t p v l i y a a l l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (e m n d L I e B x S a F c i t n e a d - n tel • M t in o o f le l d a r e t a io r t a e n t . s e o : n W e i l n lin o g ta t b o l y ac t c o e s p e t e s k o h m g e r h is e k r r t e o tu p rn ir s c , tial and
financial Maestri related on he front of the Services (e.g., certain( cash at UBS ark USA. 60 • Aggressem: Wiling to accept high rile to pontos' and
Allhaegn al figures shown are Mended to be mouse*, statement In addition to regular account fees, accounts cash at Les AG U.S.aanrhes, (4 teurame ;roans, high valet lily to seek highreturns owr time.
statement data thould not be wed fa to purposes Rely may be abject to mantenars ten, changes for late including valible annuities, and dri darn of MAILS • amm eta EW ally Consekration: f Olift•d, a
soak on yerend tax forma de , Form 1099. 5498, paanent kr securities purchases and charges for unpaid funds when such thins are registered divot& it the canon of the portfolio. for that account may rattle
10425, etc ) wben prepamg your lax return. the Fim 5 amounts n cash accants Accounts that at transferred name of the accost holier on the books ad records canplex strategic, tinted ligricity andante
required by law toteazel to to IRS all taxable dividends, to other instiulins may be subject to a tanner tee. of to apple** ever a transfer agent), volatiky.
mportabb nontaxable cistittend and =able illorest • Certain mesh-nerd contracts or innesiment interests
end en sensitive held Circe exara nee smoke UBS Sweep Options (e.g., kneed partnerships ad piste placements) that Statement •houreholdier
on see tra-saclire, ad co6 basin:nation covered UM offers options for sweeping cat balances. balances an rol regitened uncle the Securities Act of 1933; We may concords all related account statements with
secular% to bat deposits at UM Bak USA and WS AG Starnkrd ad the same adtess in the same enmetve, e.g. because
[ranch dita-k Sweep Progarr4 moneymeta mutual • Commodities tritad5 (e.g, (eery[seen? and they have owners oho a10 maintain janl account
Cam I tellellfillfli was the Finn hats (Money Fang and the Internetionel Depose preccus metal contracts), includerg futures contacts relaarehips nod) other dens a the same address.
• Pleasienecortinn Ay oral corresneations in ming Account (DAtor c octanes with an Intanstional ad comrade, option contract,. you peeler to went mcIntlial statancnts marled n
to further protect your rights. intlutin9 your rites Reweave 'Arsamene Account. Through the Bat lh•SIPC protect on and Is solacement* protection do separate ennielOPS, you mat deolte hys,eholdng by
ceder to Seculies Investor Protecbon Act (SFA) Sweep Program cash bales-es re swept to LESBant not apply to these assets nen if they otherwise appear calling your Financial Advisor
• B thefinancial institution cn the top leit of 5-le had USA lap to an teal:sashed knit and then to UPS AG on you statements. The SIX protection aid the
ol this statement snot U3SFnenciel Strokes, LBS Stanford Branch. or e Money fund. Deposes at UBS Matlereental protection do not protect against changes Friendly scare name
Fi-andal Smits carries yar account as dewing Bank USA are FDIC hared in as/ord.-or withFM n the meat sae of pa imestments (whether as the Freedk accard name is a custanc*lo 'nickname
broker by arra-gement with the racketed instadon rules. Format information please visa wwwfdic result of market movermm, issuer ba-kruptcy a chosen by you to assist you with your recomIteePtei
We inforrnedyiw of this relatOntit whom you Deposes a LEG AG Stanford Brad. ad shares of otherwise) hes no legal effect on your account You can chinoe
opened this accost h the cast your leant and MoneyFindsare rot hared byte FDIC. More irtonnaton a avaable upon request tat inend9 aCCOUll names. through Ofikle Services a
stork/es tre boated a LOS financial Services and rot roams" cbtan more inionnation about Slit, including by canticle-9 your Fininual Ades.
the ntolectg broker. and youn ut make a npat Through to DA, imitable to cash balances are swept to the SIPC Brahma by contacting SIPC at 202-371 -83C0
of any error or omission to both firm As described in depose &cants at UBS AG New Yak ankh and LDS or by visiting the StPC sate at wmta/pc.orp Account overview
the account agreements, Wu must natty w aF Try AG Carmen Ranch Thew deposits are not toured by pun • Mr. of yea amooragonYolo. Net of assets and
errors or kited twokkg teas reflected on your to FCC. Baines held at the UDS AG Cayman Brandi Dividend Reimestment Program
statement wee, 30 days alter it was mailed or made are tempest/ emoted to the sovereign role of the The pie reflected n an ater age tyke. You may Wan • A neb Made, sal** cash balances, Sues fa
available. Alinements shall be donned complete Colman Wads. and there is no %u rue or other the abut price bun you F racial Advisor. One/ *hoe restrictednosey (est ), and Global Tile Deposit%
and wane n all other respects if not abraded to in obligation of UBS AG 10 repay the Winn while on the tarn aro purchased under DRIP; panatellas we be crreared marks to maliet, and certain assets not held
wrong within 60 decry. LEG Cayman's Brach's books. soli ad the cash we be deposited in your account. The by the Fem. Does riot include waked secuitiMassets
• Please deed cuRomer complaints or I-sanest° the (Ward reinvestment price applied by the Misr may at is end ot the prior and cumin statement ptiOdb. or
Fitrrs C lent Retain (*oatmeal at 201.352.1699 Deposes a WS Bali USA and tab UPS AG Branch are liter from the meta once al which tie partial shoes plate rest untested stock options and
a tolls,. r. 903.3M-9103, 8:03 A.M. to 6C0 P.M not protected by SIK. Monet Fund three are protected re sold exercisable stock options
FT Monday through Friday, or in writing to 1.135 by SIPC. See 'LOS Financial Services Account Protection' • LithiAbies. Inducts debit balances outstarding margh
Financial Services Ix., Client Relations Detriment, Slow. Caste-ielieu loans, credit lee, short accord balances.
P.O. Box 766 Unon Coy, NJ 07032 Cnk whole orals may be heads yam account If you we • Cas&eoney balances. Total of uninvested available
• In ease of <MS or questiorn about an electronic Upai you recant bale-on in the Bank Sweep misled to a petal unit a s nesult of a ekriderd parent cash balances, plus depose telexes at UB5 Bank USA,
funds trenehr Olt be prier a UBS Votclebit Program or DA may be wethdrasn and shares of a or OhltINi3O. the Film well ether sell panel unit at LBS AG U.S Branches ad money mean mutual fund
card transaanns, call 822762-1000. or write to UBS Morey Fad may be liquidated, rd the proceeds marlin price a accept an moved determined by a sweep balms. at the <Me of is statement period
Financial Senices lux., 1000 aorta Blvd, Fith floor. returned to you or jou/secrets account. regiaered cleiteg agency, rd credit you accord. Non-ccarredity free credt balances in you account are
Weehawken. NI 07086, Mtn RIAAfeCA Sakes. rot segegaed from other balances and the Finm at
Astor ekrmadon about available sweep optonS, Investment objectives use Sly of these ands lithe ordnay cOuneol As
Cale write as soon mystical, if mu tit yam- nctekg tuners ineerest rates and gelds5 available at The nentmer1 objection and risk profile :respects to Maim", These funds ere payable cam your dented
stalernerc a receipt is wrong or if you need more wmvubs comae...egret's% from your F nano* Advisor each account and mat wiry between yea warns This total is ridded in Is arrant period <bung Vibe
tdomation tot a transfer on the statement or a by calling E02762-1000. Neese advise the Firm mayflyin sting of a-y
receipt The Firm or Card Issue (as applicable)must sm-thicant change in you- I natal situation or Lending information
hear from you no In tan CO days slier toe Fan U Th N e S F in in n a , n -. c a i a m l e S -e e i- r o v r o e f a th c e c ount r p rotection Frotectrn i c n h v o e o s s tm e a en w t c o a f m th e e r a fo e ll o F w o in r e g i a nn c o h s w trn a e n nt t o h b e je ld c , t i y v o es u F a o n r d & d t i a a r b e e d t p e i s lla r r e /W fer W to II y a a l w th C e l i F e ir n m t R 's e i l t a e ti d on il lp e t a i ettes
SDNY_GM_00025596
CONFIDENTIAL
EFTA_00136216
EFTA01277449

Important information about your statement (comeliest
Agrenunt or ACCOal Agreement and the General - We prefab, we be closing price when svelter liquid and event they can be sold, the prke — h addaion to corntnissists received n connection
Terms ad Conditions U3S Statement of Credit Practices the mem of the bed an ask poxes for listed received may be be tan the per bare estimated with the sale or dembution of array contracts
meanie in agreements mciOixactres at suites and optics a only bid prices for OTC vale provided n the scant statement, andknit investment an knits tows clients. no
goy eel CAMAY/ 4r inteirtrintr slat. searties. alder our earn recta rewrote sharp
- Less 3Ctiveir traded securities may be priced using a . Restricted securities. Restcled 'earns generals, ampereatizen from many of the Manse
VOW Mies Susan model a the moss recent price we are not °sexy Oran kr public sale. UBS Financial companies undenring the annuity contracts,
Your statement itemizes saunters end other assets hell clamed end may not reflect en actual market puce Service, uses to instal prised the unrestricted stock arises a be Swans carpet or sponsors of
hint scant at the end of be Manner period. You a van of be erne issue( as an imputed value for the bean irwestmmt rusts we disttote.
may ark for deivery d nay paid seosiies al anytime. - Certainpositions may appear voted a price ate restricted star reourposes Sea statement ony To - Our Sans abo receiee trading commuskins ad
You may receive securities seed as loin annul after will ters as 'irke was rot sealable • if we se the extent tat restricted seasties are elgble to sale, other conveniencestam natal ask and
paying any balance dm on them. Any securities triable to obtain a price fora warty. the vas received may be tbstarmaly less thinthe Swine companies Mote predicts we dertute.
Instated to be Firm taxi-9 the statement period are - Deposih a securities denominated n<Mercies imaged vent. town - We receive art real fee from UBS Bat USA sal
listed at market via as of the end of the statement Other thin US dolls at reflected at the 'whinge LES AG Stanford EtanCh Of w to 425 per accord
period. rate as of the Statement date. • Eat (sainted) income. amine yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost bale. In determining the cost basis of he - fa certain warns racing n non-conformng M estimated annual income is based on current Programs.
securities incbded m this statement where indicated denornnstions, price and quantity (face vet e) my dividend ad interest rates, assisting tie smarties will
with the number l, • WS burin Services has relied have been rand to fans*I an Susan be MU for one yes from statement date or until Activity
oninformation obtained from sources other than UES To obtain anent quanta-4 when enable, torten maturity This Sinn eon a gudelne; accuracy Inficemaan vegan:in° commksbns and other chsges
Financial smites. including information frcm another you- Finscial Ans. aid continued interne are not gum-need rand h connettizn with be exeotan of trades,
fan a that sum* NM provided to yea Finmxial - Estimated snug hcane and curers yield fa alsag option transections has been incheed on
Advisor. The Finn does not indeperantly very a • Private Inurement and strucared prod certain types of leashes cald mckkle a retain of ariliwialions penny furnished to you. rid all be
sans the acaracycrvaIdity day Sarmatian hivate swestmont secures (icLding deed principal or caplet gas re which sae the est proaded to supra-Frey on rennet
Provided by Wen other then LESFrontal Senecas. pankipatib program zed real estate investment rue income (a-deurren yield would be overstated,
In sneak although UESFnsicial Sobers generalY soothes) and structred proins are gmeralki highly - fainted anal income and anent yield and the Short selling
Lk:dates hit nfcrmatire as it is received, the Finn diated. tartan stnstued pbacts have not been actual Sane and yieU micAnt be lower°, higher you are engaged in short selling a security. you may
does not provide any assuarces that tie iarmaticn regetered with the Securities and Exch than the estimated ankountS. tsar a change der to Certain tanavitg fasts for the
seder 'Cost base ate *Unrealized gat lose is Osmosis, ce undo ay slate steuntileTarrs. We - Are *seinen of 'trusteed income (dai:lend anace nebula-truly.
accurate as of the date of In statement. At such amble esimated values for private investment interest) divided by the current market
please do not ray on this nice-nation to make cecinas irdn atured productsfoe Scanatiral valsiaverage balance is based an the Last dined Open orders
peschne or sale decisions fa tax puposes a purposes any. !Kong Sam guaranteed. or nine pennant mode byte issuer and Regarding open or • gxchtill-cancelled' aden tat
otherwise. Accounts tranclated to be File may - These vales may differ Sate-May km prices il assures the senterdeposts will be held foe one were not executed by the statement date, open buy and
reflect °Silos% infarratib only for the period d any. at which a prorate iweStrnerd riy year kern the statement date or until many. set slop orders are nosed by the mount ch ditched,
tine they se held at tie Fhn Morehi:tonal structured product maybe bought or sold and do Accuracy ad continued yell are not guaranteed or rOnts an an ex-dividerds a onntas rite unless
Orlamaten <web, aired by par Freesia' Advisor. rot necessatiy rep-ear the vais you r ay receive entnxted arenas. by yes You are responsbk for
sport licuidatirs • Assets not had by UBS Financial Services Certain orders tat are executed Os bye& Islure to cancel
• Urellatialid gala/Ions Yellen data as awilabk, - Third party estmetes of van are es el a artain Melt be rot held by the f im end not vmtiin the easing open orders.
estinated sneaks-0 guindlown ore actiated Ice date ad an applied to UBS Fearciii Services on a Farm's possessen or carol. These assets ere
habLial stony lots. The transition data for regilar basis try an independent vasion firm. clanland on tar statement for informational Mum
reads' lots may or may not rhea ccmmisans, - baser, general panne or sponsor estimated valms purposes orify. Positions and values presented we To obtain a copy of as current Client PrivacyNone.
rZarida security reorganizatcn events any, are appled to **Fat by the issuer, provided by dal Ss ring firm. UBS Financial $eh%es ii new anted yes F natural Achiscr a von our wan
cl and ober reinvestment lots ad systematk general partner or span and may be calculated not reportable for the information and does not at mewi.M rnm/egivr•vmfer
ptschnit ten are each canbined to display one based an deferent information to,, tat used by guarantee its accuracy. These assets are not protected
awraged lot The 'Trait date' colts presents the third parties to delve their Snaked values. by SDK or be Fern's Supplemental Slit nitro?. UEG Fine-tit Soren e not a bale The PM A, Business
crginal transaaon trade date. - You can obtain aeditorol normation regarding Services Account BSA and IRMA my lake-age accounts
the methodology used to determine the estimate cel • Revenue sharing and additional tompuneetics Midi provide access so banking services red protests
• Callable sullies Bonds and pealed stock that value and the dace of the Hamannthat is the — In antigen to commission on sin and 12b.1 lees IFPX4Iallalpenlerilt with afI Sated barks and other
the issuer cats for eat redenplem will be selected basis fa the estimate by contacting your Frontal received m carecticre with be distribution c4 Ihniparty bares, ani provides Mile to tease and
Mesa°, by lot frcm sag all wanes of ht Advisor nsdual finds to ow dents we antra our afresh amity aortas haud by unaHiliatedthid-party
issue held dour name or ri nominee name for or - Third party estennd vases may be reflected as receive r"rRieShilOni/ Payments from di:Matta, rourance companies through insurance agency
clients. Call lease lanais) is obtaned from third 'Not priced' in several steaks when an ardot ad vsias of the man funds that is sell. subsidiaries of UBS Financial Services Inc.
pain and in accuracy it net 9s:ranked Other call 1dependent valuation tiro has not .41Pfud a it These arnants are based on two &fermi
leans moyinist which mid Slott yet; amain inane to assign a rola whs. we become ware corrponnts fie the amowl of YIN by UBS of a Messer& reursce, ad nuity products,
inamatbn lake asked upon request that a materialnet has ccosred tat may call a Daliculs mutual fund famiY to our clients and 00 Not FDIC instead • No bank guanine. May lose value
minus," regaled value So question, or when a the asset value of aparticular MASI fund famihts
• Certificates of deposit (ON). CDs are FDIC awed value would be highy sptaAstie due to tie nature shares held a the fern RMA. Resource Management Aire. nt. Business Services
Liao 52!4W0 in principal and road Serest per ct the security. — We and as Slate ako receive networking mid Account BSA. IRMA and intonational Resource
depot:tor ate per depository inane:bar h accordance - When niter n issuer, general partner or SponSOr seta processing fees is cornocation for Management Accost se registered service mars of
with FDIC nAes estimated value nor erred-part estimated ale is transfer agent services that we prank to the UBS Francit Sines Inc
minded, the vale d the sanity Min dinerent mutual lint These fees generally are pad from
• Pricohalue Prices deplayal fo r securities and other Iran its parse price. investor asses tithe nobelium:I and naiad Vila Signalise it a regainedSankt Mile 01 Vila
pralcis may be higher ce lows than the price that - • DS:tutees to date nyindude reran of dollar annum based en the amber of accounts at human:nal LES Yu Signets cede cads and IBS
yet would actualy receive in the maks fan are capita (some orboth. the broker.clealer tiding mutual funds al that fund Visa debt cards ere standby UBS Bab USA wilh
obtained from airs bid party sources whits we - 'Original alit size' represents be noel offering fa-nify PerM59011 from Vea U SA bcorponted.
bierie to be relent but we do not goarantee thek peke per sent wdmy not reflect your cot bases
accuracy- - DIP rd wailed RED sautes are not listed on a UBS Piruncial Services Ins Rev 201604
national securities exchange, and are gene*
SDNY_GM_00025597
CONFIDENTIAL
EFTA_00B62 I 7
EFTA01277450

SUBS UBS Financial Services re Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 July 2016
CNP70056592050716 VI 0
POT & KETTLE, LLC
PO BOX 308
TEANECK N107666-0308
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your Financial Advisor.
SCOTT STACK LIAIWLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RescurceLine at 800-762- I 000. On June 30 (S) on July 29 (4)
a«oun
Your assets 39,479.77 14,480.17
Idslt our websIte: Your liabilities 0.00 0.00
www.ubscornIfinancialservices
Value of your account $39,479.77 $14A80.17
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 1477
S Thousands
Net deposits and
withdrawals 514,475.00
39.5
Your MeSti1leclt return
Disidendarx1
$ato
interest income
14.5 Change in
marker value 3000
0.0 0.0
Value of your secant
• on Jut 29, 2016 614410.17
DK 2014 Dee 2015 Ain /016 ILI 2016
SDNY GM 00025598
Member SIPC CNP7000a7056S970SNF7003‘9529$ COM 0716 030579743 Y1236795500000:0 Page 1 of 6
CONFIDENTIAL
EFTA_00136218
EFTA01277451

*UBS Business Services Account Account name: Your II Rancid Advisor.
Friendly account name. P " • SCOTT STACK MANLYIE CASRIEL
July 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July29 (1) your account
, Cash and money balances may include
A Cash and money balances 14,480.17 100 00% Your current asset allocation
available cash balances. kAil5 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets 514,480.17 100.00%
A
Value of your account $14,480.17
Eye on the markets
Percentage change
Index July 2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CM, 700080056$9206 NP70C0 195295 00032 OM 030575743 Y123679SS0 coguiticG M000255ene 2 of 6
CONFIDENTIAL
EFTA_00136219
EFTA01277452

Business Services Account Account name: POT & KETTLE, LIC Your Pi vandal Advisor:
*UBS Friendly account narne:POIK STYLE LLC SCOTT STACK NIANYLYL£ CASRIEL
Account number:
Change in the value of your account Cash activity summary
July 2016 (Si Year to date IS) See account activity tha month for decals. &dances In your Sweep options are inducedin the cpenng and
closing od.snces villa. FDIC insurance copier only to deposits at Wises.* USA, not to depouts at LOS AG,
Opening account value $39,479.77 $4,77 Slarriod Branch or bank deposits pacedthroug, the UBS Intemaiond Depose Account procyam. SIPC
protection applies to money market sweep find hob:tiros but rot bare deposits Seelmportant inSormation
Deposits, including investments about your statement on the lat two paces cf this document for detals
transferred in 0.00 155,500.00 July 2016 (1) Year to date (1)
Withdrawals and fees, Opening balances $39,479.77 $4.77
including investments transferred
Additions
our -25,000.00 -141,025.00
Deposits and other funds credded 0.00 155,500.00
Dividend and interest income 0.40 0.40
Dividend aid interest income 0.40 0.40
Closing account value $14,480.17 $14,480.17
Total additions $0.40 $155,500.40
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
Fol purposes or tins statement, tactility of inkiest and O,ldend Income has been determined ficM a US Other funds debned -25,030.00 -141,000.00
tin reporting CerSPedht. Based upon the residence of the account holder, account type, or prozlixt type,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Total subtractions -$25,000.00 -$141,025.00
income tars The dent monthy statement is not intended to be used and cannot be fated upon for tar
purposes. Clients should refer to the arriKatie tar reporting fora they recehe from UBS annualy, such as
Net cash flow 424,999.60 $14,475.40
the Forms 1099 and the Forms 480, for tae reporting information. It is the practice of UBS to file the
aCcliCatie 18a repOrting 10MS with the US InternM nemnue Service and PR treasury DepaniTent. and in
Seth fOrrns accurately classify chidenct *race IntereSt as tar exerrpt or to income Pleat consult your Closing balances 314,480.17 314,480.17
Includual tax preparer.
July 20I 6(S) Year to date (S) UBS Bank USA Business Account APY
Taxable interest 0.40 0.40
Interest period Jun 7 - Jul 7
Total current year $0.40 $040
Opening UBS Bank USA Business balance Jun 7 $4,479.77
Total dividend & interest $040 $0A0
Closing UBS Bank USA Business balance Jul 7 $39,480.17
Number of days in nterest period 31
Average daily balance $25,124.93
Interest earned $0. 40
Annual percentage yield earned 002%
SDNY GM 00025600
ChIP7C009305659207NP7OCOI9529S 000O2 0716 030579743 Y123679550000000 Pap 3 of 6
CONFIDENTIAL
EFTA_00136220
EFTA01277453

UBS Business Services Account Account name: Your linancial Advisor:
Friendly account name- ;) SCOTT STACK MANLYLE CASRIEL
July 2016 Account number: ■
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current inccmo & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatton - None selected
Your account instructions
e your account cost basis default closing method is FIFO, First In, First Out
CNP70008005659208NPVC0195295 C0032 0716030579743 Y12367955000WAYGM000256tAge 4 A ti
CONFIDENTIAL
EFTA 0[1136221
EFTA01277454

Business Services Account Account name: POT & KETTLE, LIC Your Finandal Advisor:
*UBS
Friendly account name' SCOTT STACK MANLYLE CASRIEL
lUly 2016 Account number.
Your assets
Some fames, income and current vanes shorn may Ise Eppiorritnene. As a Intl. galas and losses ma/ not
tie accuralely refkcied. Set Aporum infosenabon abour your statement a the end of this cecumem /Or
mote inforroson.
Cash
Cash and money balances
Casts and mon€y balances mar include avaleale cash balances, UBS Bar* USA deront account balances.
UBS AG Startliord Branch depoot account balances and money market mutual fund sweep balances
UBS Bank USA deposit account balances are insured by the FCC villein applied: 4e limits, but are not
protected by SaPC UBS AG Stanford Branchdeposit accoum balances an not insured by FDIC and se not
protected by SIPC Money market sweep balances are protected by Svc but a* not insured by the FDIC.
See the important information about your statement at the end of this doctrnent for detain about those
balances.
Goering balance Closing belaxe Pnce per share Average Dividend Interest Days in
Hddng on lul 1 (1.) on Jul 20(1) on Jul 79 (I) rare period period Cap anounl (1)
U85 BANK USA BUS ACCT 39,479.77 14,480.17 250.000.00
Your total asset
heicenta2t of Cost ESbMate0 UnieVized
value on lit 29 (1) yOur aCCOunl oasis (S) annual income (5) gala or loss (S)
Cash Cull and money Wines 14,480.17 100.00% 14,460.17
Total 514,480.17 100.00% 514,480.17
Account activity this month
For more information about the price' value shown for restricted SecuntieS. See Important informer about
your statement at the end of thn d,cunent
Your Oclanttly/ C.Eh Cali and
Cote Actibity Description ensense code Face value Price/Value (5) arrounl CS) money balance (5)
Jun 30 Cash and money balance 439,479.77
Jul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07707/16 .40 39,480 1 7
Jul 13 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies I AT -25,000.00 14,480.17
BANK OF AMERICA, N.A., NY
Jol 29 Closing ash end money balance 414,440.17
SDNY GM 00025602
c NP70002005659209 NV7003195296 C00O2 0716 030579743 Y123679550000000 Page 5 of 6
CONFIDENTIAL
EFIA_001
36222
EFTA01277455

SUBS
Business Services Account Account name: POT & KETTLE, LLC Your lq sandal Advisor:
Friendly account name: P TK SCOTT STACK MANLY'S CASRIEL
1'n Account number:
Account activity this month
(contnuedl
Dale *amity Description Amount CS)
Money balance ectivities kin 30 Belau forward 539.47937
Jul 8 Deposit UB5 BANK USA BUSINESS ACCOUNT AS Of 07/07/16 0.40
Jul 14 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 07/13/16 -25,000.00
Sal 29 Closing IBIS Bank USA Business Account 514,400.17
The UBS Bank USA WS neSS Account IS your ()unary snittpoppon.
CNP70309005659210N10000195295 00002 0716 C00579743 VI 2367955000QMY_G M_000256t1SEle 6 of 6
End of statement for account numa
CONFIDENTIAL
EFTA_00136223
EFTA01277456

Important information about your statement
U3S Fruncial Services Pc. (the Firm or UBS Finarcial sent you the Int steward on which the Cita Or Corporation (WC), which protects 1•0-tlieS haa-VIIS 01 • Prate Cunene income: hvesbnents seekng thx
Serval). is a merrber of all principal acuity, ccmrrothay problem anted. its mention up to $500,000 (entity:ling 1250,003 kr generation ol eicome thy.
and options exchanges. UBS Fitancial Salon and LES - Proide your name ad axon number (if am) dams for cash). The Slit asset protection limns ;ST to • Acteti• Ceps , Apandation Investments sang
Balk USA re ndiess subsilones of UPS AG and - Decal:* die error Or the I/WSW ye-I are inure atl accords that you hold n a parlicutr cacity. /via of priwipal rather than the generation of
athhaes of U3S Sashes LLC. The Ennis I nanoal about, indesplain as <try as you cal why you The FM, together wt certain aft iliates, has also ixam.
statement k available upon reytest The FirtS exeo.nia believe a is as any a why a need more purchased tialallentaplOtatiOn. The llarnan • Produce Corobaubm of Moose and Catpieital
aka re a. tionmatim. amount paid:410 at MgiNe diet, collictink undo. Appreciation' frwesinents sang both gerweacn
- Pim:dethe dole an-ant Ca the suspected rat. this prat-ion is ZOO man as of Docents to, 2015. of name rd growth of papal.
WS Fine-0315am, lx. Scbad to the poky orditorts ad lmi actions. cash
1200 Harbor Boulevard The Firm or Card k suer vii hostigate put demi:data the him is further protected fa up to 51.9 milbn n the Overall ea profiles
U o T f h 3 f i i S s c W i F n a a e h l e t a ta e h n w m a c d w i e a o k n l e c S t r n u e e , r m p v N i r c e J e e s n 0 s e 7 t a n 0 c c t 8 s o c o 6 t n h u t e a n n t o . n n O g ly t h s o e c f r f a i r c e t i t c a i o n l r r g e d c s d o , a s rd t w a o e s f p h y t o o u u l ' d m a y y in a o n o o a d w r l e M v c a a i d n l c I e g c h c n o U a o v s r B 1 r e t S 0 e f t c b V h o t u e r t i s a h t u h b y * s e a e d e s V e r o s r b I o f d V i r a t t O h p y c e s ' r a S o m t d o m y o t l t p n r u o a e t t y t m h y . h i c F a n , o l d k a . r P w n i a s m l g e l i e n t w g i i e e e f i r l d l w r c t o i m r e n r e , t e d o s a i o k b i t t e t h at T U p a P g h a e g 0 u r 5 S c e i r g t l e y i a t q . t u e p A e k r s o f r t t i . e i a c l c l t y o im o p u y a r o a d f c t c t h h o e e u p n s t o u s p k h p y e l e l w d m n a en d a ta i p g l a p i t s r k o a u t v e b a c e i t l i a o b n le • C i t lo m h O w a a t A r m i S m s e k e a t o a V n r n A s a d * t l h . u v S e o m l e a a e t c k il a c s it n y o to d t s o m m t t d a h y o i e n e r t s a o a n i c t n o k o M t e r g e n e p i n t o p e a w e ra n a r t a e c w t s i p i n t i h a r e t m w C i a ( th nt
r B 0 o 1 ra t 1 n 4 b d 9 e t 0 r M e n l i a p e n l d e a a L g s o e e o r o n e f p I t o h I r y e t o t W u im i b s m e a n e w d e r i u a t t n h e g e ly e y n o is u w a r a n r i c t n i c l g e o r t s o a t. t he P la le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s D ut w in e to lt n t a o t t i h o e n F . ern or the • b o y C th o a u d t r o o a n n c o c 1 o t n u a e n p n t p c v l i y a a l l u a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (a m n d W n S e r li i c m ia - d M n A • M to o le d r e a r t a e t s e o . m W e i l s in o g t:l t in o t a y c t c o e s p e t e s k a h n y e p r e is r k r t e o tu p rn ir s c . j oal and
Modal innakn fixated on he hat of the Senora (e.g., certain( cash at UBS ark USA. 00 • AggAissere: Wiling to accept high nth to papal and
Alltharis a hydra shown are Mended to be month statement In addition to regular aware fees, accounts cash at Les AG U.S.branrhes, (4 Murarce poclas, hip valet lily to sea Figh returns owe tint
statement etas *mkt not be wed fa to purposes Rely may be abject to mamma* Ins, charges for We including variable antic aid 66 shores of Maud • lin.s tment (Wake Comaration:t Hinted, a
matt on yerend tax forms. De , Form 1099. 5498, payment for securities purchases and charges kr unpaid fends when such shams acv registered divot& n the PatiOn of the portfolio for at account may ladle
10425. etc ) when Drepamg your tax return. The Fim 5 amities it cash accants. Accounts that an tranSferred name of he account holier on the books ad records canals strategic, limited Merck andante
required by law to remit to tie IRS all table Medina, to other attains may be subject to a tangier fee of dm althea* atm. a trawler agent),
aportakie noritabk brava and =able Merest • Latin nab-nent contracts or iniesiment interests
erred en sensitise hid name exant rent rands UM Sweep Options (e.g.. lirMed partnerships rid pate placements) that Starr Thoweholteut
on see brisaclire, ad cost basin:main covered CBS offers options kr nwsong cash bals tces. balances are nal regitered order **Securities Act of 1933; We may corsoklase al related account statements with
sautes, to bale deposits at UM Brie USA and LES AG Staked and the sane adrass it the same envelope, e.g. because
Caralltrileatkiell with the Finn b h r a a r n ts c h (M fi o ta n - e k y S F w re e s e h p ) P r r id ix/ t a h r e a I b nt m ern o a n ti e o y n m al D ik e e p o m s u e t ual • p C r O ec IT c M u O s m dit e ot t S a l a c r o r n a tr y a s c ts ( ), e i . n g c , l f u o a re r i g g n fu w ture a s n co e n t a a n c d ts r t e he ly y c h r a e v h e i p o s w w ne e r l s t o w th h e o r a d d e o n m ts a i a st a th in e n m o a l a a cc d o d u r n e t s sif
• Pleaseremain, eel oral conymnations in wring Award (DA)la c amoral with in Intarutional ad commodity option contract. you peeler to wont individual statements mailed n
to further protect your rifts, inducingM t 6015 Rescue:, Management Account. Though the Bat The SIPC protect Cm and the supplemental protect:in do separate ernelcoet you may decline lxv,eholing by
under the Seculies Investor Protection AO (SEAR Sweep Programs, cash beta tts re swept to LES Bank not apply so these assets nen if they otherwise appear coring yam Fina-col Advisor.
• H the financial Satiation cn the top let ofthehcd USA to to an estabashed at ad then to UBS AG on yea statements. The StC protection aid the
of this statement isnot U3SFroracial Sakes.. LDS Stanford Branch, or a Money Fund. Deposits at UBS Wokrnental protection do not protect agara changes Friendly aeon name
Fironcial Sonia carries yor accaint as caring Bank USA an FDIC inured in accorda-ce with FC4C n the market vela of jar intestates (whether as The Fria-dbr accent naive is a custanziolo 'nickname
broker by arnagerrent with the Mated instituters nabs. Forma Mormatim please met wwwfdic result of market morment, issuer bankruptcy a chosen by you to assist you with your recordkeePt4
o W p e e n in ed this a y c o c u o o s f t t h h is t h re e la c t a l, s 1 t 5 y h o 0 u w r k he a n a yo a u n d D M e o p n o e se y s F i a n t d L s E a S r e A r G o S t t b a a m r f e o d rd b B y r t a h c e h F a DI d C. shares of M (t o h re in ir k ro . n ) n ation is arable spot. request. h q a t s r n F o r i l e e n g d a y l e a ll c e o na r s t y n o a u m r e a s. c c th o o un u t g . h Y o O u r d ca n n e c S h e a rv n i g ce e s or
moans are located a LOS financial Seneca and rot mums cbtan more Morin:won about UPC, ricludo9 by contesting your Fe-uncial Aiwa.
the imodeng broker, ate your at make a npart Through tie DA, tenable torah balances ar• swept to the Slit Broctire by correcting SIPC at 202-371 -83C0
of any a or omission to beth firma. As described in depose &cants al UBS AG New Yak Branch and LES or by eisitep the SIPC ,wbsee at snwarpc.org Account overview
the account agreements, SOU Mlist natty IA a Ty AG Capron Ranch Thew deposits arena toured by pun • Value of your accoontOson(olo. Net of assets and
errors or fraud Marry cheas reflected on your the FCC. Baines held at the UDS AG Gasman Brandi Dividend Reiwarnent Program ;toile
Moment welsh 30 dye alter it was mailed or made are tempi:mar imposed to the sovereign la of the The pie reflected is an ate ay puke. You may obtan Antb haddes matte cash balance,, votes
available. Alinements shall be deemed corrplse Caren Walt and there is no tuatara* or other the actual price Iranr xr F racial Advixr Ony whole nestrkted 'tarty test ), and Ganlodbal Tim Deposits,
and accurate n all other respects if nal objected to in oblgation of UBS AG to repay tie Saes whrk Orr the sham are purchased under DIM; palial thaws sea be amazed marks to maker, <erten assets not held
vetti-g wthin 60 days LEG Cayman's Brach's books. soli ad the cash wi be deposited is your account. The by the Fem. Does rot include marked sensitieia ssets
• Please dhect cuRomer oomplants or ea/nest° to cividerd rem- inima price applied by the tar may at the end a the 'nor and anent statement penods, or
Fairs C lent Kasha Department at 201252.1699 Depose, at WS Bark LISA and eah UPS AG Branch are offer tom the market price al which the partial tires patme iseesiments. invested stook options and
a tolltroe r. 903.354-9103, at® A M. to 6 OD P.M rol protected by SIPC. Money Fund than are protected re sold ennrcable stook options
FT Monday through Friday, or in tang to LES by SIPC. See -U3S Financial Services Accotnt Protection' • babas Includes debit balaces, cumarding merges
Financial Senices hc., Client Relations Depatnent, below. • lsu dens, credit Ire, chat accord balances.
P.O. Box 266 Union Cry, NJ 07032 Cny whole unts may be held yam acautt. If scu • CDs/Mooney balances. Total of unimested alma*
• h c In a a r c d d a s i , n e a a o n f c t e t le i r o ro r n r ( s s 6 O , 1 r c ) C , a b l l l U a 8 s e 0 [ ll 2 m ia 7 lS 6 in 2 a - b a 1 o 0 a u 0 t 0 a U , B t o S e r l w W ec i t a l r e o t n c t i o h c f U u B l S C P M r h a o e l g e n r y y a F o m u a r o r d r e D M qu A a e y m s b t a e b y r a b a e d l a i w a n i t t e h i d d n , r t a a h w e d n B t a a h n n e k d p S s ro h w a c e e m e e p s d o s f a m a or n a o r t b t e h e e d t r p w t r o i i c s e e , p o t e r h e a ta c F c l i e r s m p i t f w t a a n il l a e a i l t n m h e e s r a u s h e d o l e l l p u a a r m r t t h ia i i n d l e t e r d i r t d b s y p a a a t y ment L s c w D as e S h e A b p G a b l U r a ic .S r e o s B , n r p a u n a c s t h t d e h e s e p o o a s h d e m t m a o o f i n n t e ie t y s m s t a a a l r t U e ke m B t S e r i n B v t A a p n u e k a r U i l o f S u d A n , d
Prenatal Senices lx., 1000 Hatt( 814, fah floor. returned to you or sour seaties accost. regitered cleiriu agency. ard credit sox accost. N:n-ccenvedis free omit Saxes m yar account are
Weehawken NI 07086, Attns RMAIBSA Serkes. not any torn other balances and the frmmy
Rehr Mammon about available sweep einem Investment objectives ea any of these lads lithe ordnay course of is
Caller wile as soon in yeti can, if you hit tame nclairg (wren interest rates and relit 5 available at The Saimaa objection and risk profile a spec IC to easiness Texfunds re pestle mai your dawned
n li e m u i r t o a n ti e o n a a r b e o ce rt ip a t t i r s a t n a s n fer g o o n r t i h f e y o st u a n te e m ed e n m t o o r r e o w r a b r y u t b il s in c g o r R d O s D w -7 e 62 e - p 1 r 0 e 0 a 0. from your Fnaicial Admor P ea le ch a s a c a c d o v u s n . t t a h n e d F m irm ay a v m ay p be & tw in e e w n i n t i a ng r o a f c a co y r ds This total is nekided in the arrant period closing vote
receipt The Firm or Card kart (as applicable)must smMicant change in pas I natal sedation or •eming information
hear from you no tar than CO days after tie Fine UBS Financial Seniew eaten protection investment &wines For eachsecant heist you Fix cleated information on the Firm's lerdiv prams
The Fr-n rt • manta, •4 11-.• <eel Tau< I--enen• Pace ire. choose or, of the folbwiu investment objectives. and docktmes. refer to you Client Rahway,
SDNY_GM_00025604
CONFIDENTIAL
EFTA_00136224
EFTA01277457

Important information about your statement (tOntleMed)
basemen or ACCOLI1 AgfN ati and the General - We awns* use he closing price when snit* cc liquid and event they can be sold he wk. — h addeion to cornmissists received n connection
Terms ad Conditions LieS Statement of Credit Practices Ow mean of the bid ante ask poxes for listed received may be IOU than the per tare estimated with the sale or destitution al amity contracts
nobble in Agreements and0 4d:sures at martin and option; a ore/ bid prices for OTC robe provided n the accord statement, andtree investment but inks tows clients, we
as wart combrew maderhanm statues. anda our affiliate recta* revenue shatig
- Less aCtrieB traded secuities may be priced using a . Restricted searities. Resettled sectrities generals, compensation frommany of the insuance
Your at valuation model age moss recent sate we as not (wren, triable tor public sale. UBS financial companies undenweing the amity contracts,
Your statement itemizes securities another inns held downed and may not reflect an actual make' price Service, used the motel priced I he unrestricted clock aft Azdes al ha insurance carganies or epornors of
h.Maas-aril at the end of tie stsemers period. You a vase of the sane issues as an inputed value foe ha tie and irreestmmt rusts we distiore
may wk for &Pura Of UN pad seo_rities at mime. - Certain positions may axes vdto_il a price avert restmted sex* ibrourposes aegis statement on4c To - Our affiliates also retail., trading cannussions ad
You may receive securities rad as loan collateral after will twee as 'piece was not avadatae• it we am the extent tut gentled seorities are elgble to sale, oiler compensationScot nasal kit and
paying any balance cis al them. Ay securities triable to obtain a ante fora wady. the value received may be tbstanualt less thin the Mune companies sense products we dembute.
transheind to the Firm dreg the tenement period are - Deposits a vetoing, denominated VICUMMon impered vats town - We receive an anal fee from UBS Bat USA sad
Wed.' market value as of the ended the statement other Nan U.S dollars ate reflected at the 'trigs IBS AG Stanford Ranch of tea10 425 per accrete
period. rate as of the statement date. • EA. (estimated) income. amnion yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast balm h detemining the cost basis of he - fa certain marks racing n non-conlormng M estimate Cl anal income is based an current Programs.
securities incbded in this statement where indicated denornnations. price rid quantityBate value) may dividend ad interest rates, assuring tie wearies will
wih the number l, • LBS F nonce& Services has relied have been adjusted to Lanai* pamper valuabn be held for am yes from statement dery or ustil Activity
as information oblined from sources other than US$ To dotin arrent quotaticrs, when amiable, contain maturity This estimate Soder a gudelne; accuracy hkemahonregarcingammksbris and otter throes
Financial Semites. including irdcrmation from another yar Nonfat Adria,. ad continued income are not ausarten' jarred in conned:xi with he numb:a of trades,
fine a that soma/ ttettlecroaided to you finsxial - Estimated arruk home and curers yield fa hclutfrg option transactions ha been incbad
Attila. The firm does not irdeperantly vereya • Private Irwenments end struceared products. certain types of mashes card riclude a rash of cordemotions prewoust !unshed to you. rid mill be
isairantre the accuacy a oak% dry Wormation Triode neestmol swarth, (i-cldig deed isthmianor capital gbh' in which sae the est protected tory promptly on repast
provided by 30$0.5 Car than LESPi-uncial Senien pankipatbn program zed realeciate investment auk income (a-dewed yell would be overstated,
In xi:fetich although UPSfisarel Services general& steatites) and structred tins are general highly - Estimated anal income and anent yield and the Share selling
tezdates trio nfcrmation as t is recerved, the him ifinaid. Gran sena-tend protests have not been anual ?cane and yieU nikft be lower°, higher d you are engaged in short selle-g a secunty, you may
does not provide any asseurces that tie ill0Matiatl regstered with the Securities and Exch ge than the estimated amounts. hos a charge die to contain torsevehg costs for that
Lahr 'Coat bate ad *Unrealized gar/ lose is Commasian or under was state secuntiZaws. We - An inn of trusteed income (dividend ands particulate:L ay.
accurate as of the date of he statement. As such amide estmated vale for pints investment interest) divided by the current market
please don't refer on this nfanution to make se:pikes adsnctured products for infuriate:rut valsiaverage balance is based an the Last dividend Open orders
rudest or sale decisront fa tax imposes a purposes any. !Kong dam guaranteed. or interest payment made by the Sneer and Rending open or • gxcleibrancelled' atlas tat
otherwise. Accounts turdared to he Pim may - These vibes may differ mbstamisty from prices, il names the sectrawfdepaus will be held for ores were not executed by the StattalitIV date, open buy and
refine gad loss infametbn only fade period et any. at which a Pria#4 Reenlerenl nth year from the statement date or until mattrit. sell slop orders are redaced by the anoure of dredged'
tine they as held at the fim More hisorkal structured product maybe bought or sold and do Accuracy and conthued yield se not guara-ilesd a rights cn an ex-dividends a eg-relms dee unless
rilcrmatcn cube aited by yar knaxial Advisor. not necessztit represert the vats you mayrearm 'reacted othenvise bygo.e. You are responsbk for
ryas liwidaticn. • Anna not held bytes Financial Services Certain orders gatare executed elm to prvir lalure to cancel
• Unrealised gaits/lona %ben data - Third party estmees of vats are as ascertain assets se net held by the Fern and not vietsis the easing open orders.
ottinated unrealized spindle/ion ore cactAand la date ad are supplied to UBS fe arcia Services on a Fern's possenim or ecnerol. These awls ace
kuirvklial set" lots. The transition data for regtiar basis by an independent saltation firm. &Owed on your statement for informational Priem
telviclial lots may or may not reflect calm/saris. - Wet general panne- or sponsor estimated valet purposes only. Positions ad values presented re To obtain a copy of an current Client PrvetcyNotice.
rZandor security reorganization events if any, are "abed to he Fm, by the weer, provided by dal Snaky firm. UBS Financial traces please cadect yar FnartalAchiscr our websne
el and ohm reenvestmeni lots ad systematk general partner or cabs and may be calculated not rata:cable for On information and don not at maw rambvittnartlii0
parchnit lots are each combined Iodises, or* based an deferent information tan tat used by guarantee es accuracy. Thew assets an not protected
averaged lot The 'Trade date' colon presents the hid pities to derive dwir estimated values. by SOK or he Finis supplemental SRC coverage. tIEG Fiend Services is not a bale The Pia Business
original transaction trade date. - You can obtain aedilorel inkimation regardrg Services Account EGA and IRMA se tabour accounts
the metccblogy used to decennia the estimate a • Revenue sharing and additional compensates,. which provide access so banking services and waists
• Callable seeurieles Bonds and preferred stock that value ad the dale of the Hamblinthat is the — In addition to commissions on saes and titbit lees tlratagn alangantrilt will al Sated bat and other
tf-* Sam cal, for bet redemptxm will be selected basis fa the estimate by contacting your fkuncial received n ea-metiers with We distribution if Ihniparty bares. rid provides acmsto aatrace and
irvasialt by lot Pan among all se-tvain of that Advior rubel finds to ow dents we ander our affAahe aonuilf products hued by unaHiliatedthid-party
issue held in our name or in nominee nave for as - Third pity 'singed vales may be reflected as receive revenue shying payments from distributors roureke conpanes through insurance agency
clients. Call tare inkanalisi is obtaned from third 'Not priced' in several amain when an ado adsisas of the rrubal funds that we sell. subsdianes of UBS Financial Services Inc.
pain and Is accuracy is not 9s:tanked. Ogee call 1dependent valuation lire has not stay 014 is These amoints are based on two deferent
learn may oast which mild ailed yet; canpkle trobee to assir a vat*. when we become ware corrporents (a the amotril of Ulf, by UBS of a imesmerd. imwa-ce, ad amayors:ducts,
inikeimatbn will be croakied upon request that a matenal 'wet has ccosred that may call a Patter mutual fund lamit to our clients: and 6) Not FOC instred • No bank guaantem May lose vale
venous," reported value So question, or vnen a the asset value of a particular mutual fund famit's
• Certificates of deposit (me). CDs are FDIC mired value would be high speculates due to he nature shares held a the trm RMA. Resource Management Ave,. nt. Business Services
ti, to 1293,000 in principal and ALCMS interest per of the warily. — We and as allAate ako receive newaking rid Amount BSA, IRMA and intonational Resource
deporacr ad per depository inaituixt b.accordance - When neither an issuer, genera partner or sponsor onnkus processing fees n coroderation for Management Accord aw registered service males of
wits FDIC n.M estiTuted 'aloe nor a thed-paly estimated vale is transfer agent 1420CVS that we monde to the LEES f nancid Services lx
providect, the vela or to seanty wilt* diner:Ent mutual Ant These fees generally are pad from
• Price/value Prices displayed for secunues and otter lean itspasha* price. investor assets in the revalue lased and ate a fared VISA Signalise h a regained mice mask of Vial
protests may be higher or lower than the price that - • Datributicos to dale' mat indude rattan of dells amount based on the number of accounts at hirmakna. IBS Visa Sienna cede cads and UBS
)0J would actually receive in the make. Wien aie capital, ncome orboth. the broeendealer holing mutual bra of that find Visa debt cards we hued by UBS Bank USA with
obtained from various hid prey sources whiti we - 'Original unk size' represents he MISS offering family Permssion from Visa USA Incorporated.
blew to be relable, but we donor garantee thee. peke per unit &rime, not reflect you cost base.
accursy. - DIP ad unliseed RErt sectreies are not listed on a UM Financial Services Me Pee 201604
national securities exchange. and At goner*
SDNY_GM_00025605
CONFIDENTIAL
EF1'A_00136225
EFTA01277458

UPS Inertial Senates Inc-
SUBS Private Wealth Management Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
CNP70056385830616 111 0
POT & KETTLE, LLC
PO BOX 308
TEANECK N107666-0308
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor:
Questions about your statement? Value of your account
Call y0ut Find nCig Advisor Or the
Resourceline at 800-762-1000. on July 29(31 on August 31 (5)
Your assets 14,48017 14,480.50
Visit our website: Your liabilities 0.00 0.00
www.ubs.comifinancialservices
Value of your account $14,480.17 $14,480.50
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 14.77
S Thousands
Net deposits end
14.5 1• 4. 5 withdrawals 514,475.00
Your MeStrnent return
Dividend and
interest income $0.73
Chance in
market value 9000
0 0 0.0 Value of your amuse
• on Aug 31.2016 614410.50
Dec 2014 Dec 2015 Jul 2015 Aug 2016
SDNY GM 00025606
Member SIPC CNP7000930Sea:8593 reel0C0 l 97307 00007 eel 030579743 VI 236795500000G0 Page 1 of 6
CONFIDENTIAL
EFTA_00136226
EFTA01277459

*DUBS Business Services Account Account name: POT dr r.ETTLE, LLC Your iq Randal Advisor
Friendly account name: TK SCOTT STACK MANLYLE CASRIEL
August 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
• Cash and money balances may include
A Cash and money balances 14,480.50 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
inforrnatNn about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $14,480.50 100.00%
A
Value of your account $14480.50
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 8.01%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
CNP700C6005638584 NP7003t9730700632 0816 030579743 K123679550 03apiyGtk000256fne 2 of 6
CONFIDENTIAL
EFTA_00136227
EFTA01277460

Business Services Account Account name: POT & KETTLE, LIC Your Finandal Advisor:
*UBS Friendly account n acne: POTK ETTLE LLC SCOTT STACK MANYME CASRIEL
c.u..:t.„t 2C IC
Account number.
Change in the value of your account Cash activity summary
August 2016 (3) Year to date (S) See Account activity this month lot deists Mance' in your Sweep Option are inductedin the opening and
closing balance: value. FDIC insurance applies only to deposits a u85 Bank USA, not to depouts at ut35 AG,
Opening account value $14,480.17 $4.77 Stamford Branch or bank deposits placedthroug, the UBSInteingiond Depose Account program. SIPC
protection applies to money market sweep field holdings but not bare deposits Stelmportant inSormation
Deposits, including investments *Myatt statement on the LTC MO Pars d this document for MO's
transferred in 0.00 155,500.00 August 2016 11) Year to date (1)
Withdrawals and fees, Opening balances $14,480.17 $4.77
including investments transferred
Additons
cut 0.00 -141,025.00
155,500.00
Deposits and other funds credited 0.00
Dividend and interest income 0.33 0.73
Dividend and interest income 0.33 0.73
dosing account value $14A80.50 $14,480.50
Total additions $0.33 $155,500.73
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
For purposes or tNs statement, taablity of interest and etAdend inCOme hM been determined Iran a US Other funds debned 000 -141,000.00
lm leOdting perspective. Baud upon the residence of the account holder. account type. or product type,
torn. interest andel dvidend payments may not be subjert to United States (US) aria Puerto Rico (PR) Total subtractions $0.00 4141,025.00
Income tares. The tient monthly statement is not intended to be used and cannot be feted upon for tar
purposes. Clients should refer to the alioratie lag atoning forms they receise from UBS annualy, such as
Net cash flow $0.33 $14,475.73
the Fomss 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the
e0plrCatle la reporting forms vAth the US Mtern0 Revenue SeMCt and PR Treasury Peoantrent ailo in
such fOnris accurately (Maly cissclends Arad Interest alai exempt or 'sable income Pleat consult you Closing balances $14,480.50 $14,480.50
indvdual tax preparer.
August 2016(3) Year to date (S) UBS Bank USA Business Account APY
Taxable interest 0.33 0.73
Interest period Jul 8 - Aug 4
Total current year $0.33 $0.73
Opening UBS Bank USA Business balance Jul 8 $39,480.17
Total dividend & interest $0.33 $0.73
Closing UBS Bank USA Business balance Aug 4 $14,480.50
Number of days in nterest period 28
Average daily ba lance $18,944.46
Interest earned $0.33
Annual percentage yield earned 002%
SDNY GM 00025608
ChIP7C003305638585NP7003I97307 COCO? 0816 030579743 Y123679550000000 Pap 3 of 6
CONFIDENTIAL
EFTA_00136228
EFTA01277461

SUBS
Business Services Account Account name: Your linancial Advisor:
Friendly account name: P SCOTT STACK MANLYLE CASRIEL
August 2016 Account number:
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your Morn objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatton - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
CNPTC0080056.18936NPT0C0I97307 C0M eel 6 030579743 Y123679550 C0NFSNYGM000251513444 4 of 6
CONFIDENTIAL
EFTA_00136229
EFTA01277462

Business Services Account Account name: POT & KETTLE, LLC Your flnandal Advisor:
*UBS
Friendly account name: POTK ETTLE SCOTT STACK MANL YLE CASRIEL
August 2016 Account number.
Your assets
Some prices, income and current Mum Pomo may be eopioaimme. As a *sulk gains aidtosses may not
be accurately reflected. See mnportaintantafron about your statement a the end of this clocumem fOr
mole inforrnalon.
Cash
balances
Cash and money
Cash and money balances may indict avaltilecash balances, UBS Bank USA deposit account balances,
USS AG Staked Branch deposit account Glances and money market mutud fund sweep balances.
ties Bank USA deposit account balances are Insured by the FDIC WIN n applicable limits, but are not
patted by SIPC. WS AG Stanford Branch deposit account barges as not insured by FDIC end are not
protected by SIPC Money market sweep Dances are protected by SPC but me not insured by the FDIC.
Ste the important information about your statement a the endof this doctoral for details about those
balances.
°tang balance Closing Wage Once per share Average Dnidend Interest Deft n
Hdcing on Aug 1 (S) on Aug 31 (S) on Aug 31 (1) tale period period Cep mount (4)
UBS BANK USA BUS ACCT 14,480.17 14,480.50 250,000.00
Your total assets
PeKentage of Cost Bim3te0 unrea5n0
value on Aug 3t (5) your (Cunt oasis (S) annual axone (S) gam of losS CS/
Cash Cash and money balances 14.480.50 100.00% 14.480.50
Total
$14,480.50 100.00% $14,480.50
Account activity this month
For more infonnetion about the piavalue shown for restricted stoats, we Important information eboot
your statement at the end of this ckownent
Otto Duality/ Cash Cat and
Cale Actioty Desorption expense code Foxe vela PricelValue (5) amount CS/ money basilic° (S)
lel 29 Cash and money balance 514.480.17
Aug 5 Interest WS BANK USA BUSINESS ACCOUNT AS OF CiFigail 6 33 14,480.50
Aug 31 Closing cash and money balance $14.480.50
SONY GM 00025610
CNIMSOCe005638S87 NP7003 97307 PC002 OEM 6 030579743 Y123679SSO 000300 Pegs S of 6
CONFIDENTIAL
EFTA_00136230
EFTA01277463

*UBS Business Services Account Account name: POT 2, r ETU, LIC Your Knancid Advisor:
Friendly account name•P TK C SCOTT STACK MANY LYLE CASRIEL
August 2016 Account number:
Account activity this month ccontnued
Date *amity Descriplicn Arrount (S)
Money balance activities 1e129 Balance forward 6144130.17
Aug 5 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 05/04, I 6 033
Aug 31 Closing MIS Sank USA Business Account 614480.50
Tne UBS Ban, USA aniness 4«ouni is your pomary sweep cpbon
CW70303005638588 NP7OCOI97307 00032 OBI6 030579743 VI 2367955000~y_at0 00256ffige 6 of 6
End of statement for account numbe~
CONFIDENTIAL
EFTA_0013623 I
EFTA01277464

Important information about your statement
U3S Financial Services Ia. (the km or UBS Firurcial sent yOu the int statement on which the era or Corporation white protects 1e0-rlieS tacnIS 01 • Frocks, anent bacon*: hvesbants seeking the
Somber), is a mentor of all principal wanly, ccmrrodey problem append. its marten up to $500,000 (including 5250,000 Icr generation of income onk.
and oak:coachman. UPS Financial Semler, and U65 - Preede your name ad acant number (if arry) dams for cash). The Slit anal protection limits ;ark to • Ailleie Cope*,A ntoci:Moo Investments seek Co
Bank USA re i-diect subsilenes of UPS AG and - Decoke the !MX or toe wander you are crate all accosts that you had h a earnests canacity. gown of principal rather than the generation of
affihaes of U3S Skates LLC. The Fim's flume' about, end spleen as cleat k as you cm why you The Fkm, together ugh certain aff dila% has also ixam.
statement k available upon reciast The Font exeosire believe a is an error a why you need more purchased tiglellentelpletatiOn. The nudnan • Produce Co/about:ars of income al Capital
atlas re a. infammen. amount payabb 10 M *gibs. diet, CONIC1ink under Appteoaton. frwesinents seektg both the gineratcn
- hoed. the dolor arrant al the suspected era. this protection is ZOO matron as of December 10, 2015. 4 name rd groat of priapal.
LES Finacol Seroces %bed to the poky °adheres ad lmi anions, cash at
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigate put cant:data the km is further protected fa up to SI .9 million n the Overall Sc profiles
Weehawken, NJ 07086 a M n o d l % tin d g r o U n BS e d V e e a ve l d r e to bi r t r c e a c rd a b p ro *. a F d o e r n al % leg i e f d w e e s t t a e k rs e a o g p g a r c eg it a y t e A k h r i a l c l y o o p u y r o a f c t c h o e u p nt o s k h y e l w d o n rd a i - p g a i t s i c a u v l a m ila ble • COriSetVAt Seeks to manUn Mit prixip& with
I o T B f h f S i i s c i F a a i a l n t t a e e n r m c d ia in o l t S w r e e n r p v y i r c e - e e s s a e a n c c ts o c o t n h u t e a n n t o . n n O g k t h c o e o f r n f i s c fl c i i a c a t l r i d n e s g p , d : e i a d x a o e s f p h y t o o u u l ' d m y y a o o m u r e w a t i h c ll c a h o n a v r 1 d e 0 f t b h o u e r s t u h i- s e e e s s o s n f d o a to y u s t m to y o & t n u e t t h y h i c n s l k a , w n is g e in t w h e i e r ll r t c o i r n r e , e d s i o i t t that T uP he o n S r l e it q u p e a st k . ten ad the suppkmental protection i t l in o x h f w c e la e r t m i n i s o e k • n a o . a n r n s m d t h v u e o m l a at c i l a c it n y o d r to d m t d h y o e e r s a o n c t o k o t e r g e n e p n o p e v a r e c a e r te a w l s l i r t i e h r B n r d an t
B n O o r m a t i n S b d P e t O r M e n l a i p e n l d e a a s g s p e e r a r o n e f p I t o h I r f e t e a t u f i b m ic a m e D e re d r ia a t t h e g e ly r e j n o i u s s r a w a n c f a c ir o g e u t r n o a t. t he P la le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s u p r a y m a e bl s e t g to a t t i h o e n F . an or the • b o y C th o r u d e r o t a i n n c o c f o i t n u g a n l n o t c b v ia a ' l l t u o a e s ) s b et u s t c h o e n l t d ro a ll n ed y b f y ro (a m n d W n S a F k in e a d nc n ial • M tol o e d ra e te r n to / W m i l t i o n t g a t l o it y ac t c o e s p e t e s k a h n g e h r e es r t r t e o tu p r i n n s c . joal and
financial /Planta noteated on the front ot the Services (e.g., certain (1) cash at UBS ark LGA. 00 • Aggresses: Wiling to accept high rile to primal and
Allhaep a levies shown are Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.Danrhes, (4 reurarce podxes, hiyt volat lily to seek high returns owr time.
statement data itcuLl not be used fcc tar purposes Rely may be abject to mantenarce fen, changes for late including variable enmities, and (id shares of inituil • hbosOb•nr 61044 Consideration: talerted a
sckik on yeanend tax lam,, 6 , Form 1099. 5498. parent kr securities purchases and charges kr unpaid funds where such thanes re registered drat& in the praliOn of the 'argotic. fo r tat account may table
10425. etc ) when prepamg your tax return. The Fim arrOn5 n cash accounts. Accounts that re transferred name of the account holier on the books rd records conpkit straeges, rented ligaicity midge/ter
requiredby law torepot to the IRS all terrible Decline% to other ha taus my be subject to a trawler fee of de applied* ass* a transfer agen0, voUtiky.
reponthk rentauble clatittind and tsxtk interest • Certain nwsb-nent contracts or inuesiment attests
end en securities held agar accart net pane UBS Sweep Ortione (e.g.. laded partnerships ad pirate placements) that Statement •houreholdief
on see tramadires, ad cote bask cn certain covered LES offers options kr sweeping cash balances. balances ant rot mattered under the Securkies Act of IUD; We may arcade* all related account statements with
to ha* deposits at UM Back USA and UBS AG Stamford and the sane atlas h the tam envelope, erg. because
attach (Ba-k Sweep Pregarre), moneymaker mutual • Commodities contach (e.g. "melon exchage and they have owners abo atiO maintain pal account
Caronetioollarts with the Fleet lugs (Money FunD) red the international Depose mows metal convects). including futures contacts rein cantos %ma other Owns a the name address. If
• l P o le l a ; o se th re e c r o pr r o d t i e n c e t s yo o u t r o r r ig a h l c t o s. r e in rr d u u n c k i a n t g io y n o s u i r n r e loo fs ki ng R A e c s c c a vC rd O 0 L 0 ia 4 n fo a r / e c r t n e e ta * n Ac a c l o w un it t h . a T n h I o n u ta g r h u t t h io e n B a a l k Th a e d SIP c C o p m r r o a tg d a e b , o n p a ti n o d n t C he e n su tr p e p d le ,. m ental protection do s y e o p u a p ra ee te le e r n t v o e r lo e p c e e s n , t y m o d u n m ic a h y a d l s e t c a l t r m e h un a t r s ,e m h a o il l e d d n g in b y
try/if the Seculies Investor Protection Ad (SRA) Sweep Programs, cash balms re swept to LES Bank not apply so these assets then if treyotherwise appear calling par financial Achwor
• lithefinanced institution cn the top leg of the front USA up to an estabkhed knit and then to UBS AG on your statements. he SRC protection at the
of this stamen snot LBS f naked Strokes, LBS Stanford Brand\ or a Money Fund. Deports at U26 aliinkreental protection do not protect agave changes Friendly moann ame
Fi-andal Sonless carries your =aunt as dewing Bank USA an FDIC hared in accorda-ce with FCC n the market vale of your investments (whether as 4 The Fran* account nano is a Doan:Solo 'nickname'
broker by arra-gement Mei the rdcated instation nth. Formate information pease rot wwwidic result of market movement issuer bankruptcy or chosen by you to assist you with your recordieeorg
o W p e e n in e f d o t r h m is a a l y x o o u o n f . t h h e t h re e la c 1 a O s n e 5 . h y 1 o 7 u s r l k im it s yo a u n d D M e o p s o e s y e F s u a n t d L s E a G r e A r G o S t i t n a s n u f r o e r d d b B y r t a h c e h F a D n IC d . shares of M a o h r e e m /fo * r e m ) ation is avaable wan request. r h x as r n i o ri e le n g d a 9 l e a ff c e o ct r o n n n y a o m ur e a s, c t c h o r u o n u t g Y h o O u n c k a i n e c S h e a r n vi g c e e , a
securities are located a LOS financial Services and rot rot mar °bun more informationabout UPC, including by coaxer.; your Fnanoal Admsor.
the tracdsig broker, ad you mat make enact Through the DA, (mailable to each balances are swept to the SIPC Broclare. by contacting SIPC at 202-371 -83C0
of any a or omission to both firms. As described depose scants at UBS AG New Yak Branch and LDS or by Wring the SIPC male at anwarpc.org Account overview
e th rr e o a rs c c o o r u h n i t d ag r S e w em ea e r n in t g s , c y h o ed u u m s u re s f t l e n ct o ed * a us t y o o f u a r r ty A th G e F C C ay C m . B an a R ls a a n s c h h e h ld e a w t t h d e e U po B s S it s A a G r e C n a o ym t r a o n u B r r e a d n b ch y Dividend Reinvestment Program pun • Vat e of yea accoun4on(oko. Net of assets and
statement with 20 chys alter it was mailed or made are temporary reposed to the sovereign ink of the The pre reflected is an average like. You may obran • Amp bicludes evalebfe cash balances, yaws fa
available. All statements shall be deemed complete Cayman lards, and are is no %waren or other the actual price ban your f maid Advixr.Onk whole restrkted sassy ten ), and Global Time Deposit,
and accurate re all other respects if not objected to n elongation of UBS AG to repay the Saxes whiff the shares re purchasedunder DRIP; partial than wit be amazed marks to maket, andcertain assets not held
writing wthn 60 days LEG Cayman's Brach's books. soli ad the cash wit be deposited your account. The by the Fem. Does root include unpriced seance/assets
• Please diet customer complaints or spares to the &lard reinvestment price applied by the issuer may at the end a the prior and arrent staterreM gdnOdb. Or
Fm's C lent Ratan Determent at 201.352.1699 Depose, at LBS Bark USA and each UBS AG Branch are •f ler from the midst pea at whch the partial tires pante insist:necmur, invested stock options and
a tollfroe a 903.354-9103, 8:03 A.M. to 603 P.M not protected by SIPC. Money Find shres are protected are sold enrceable stock
FT Monday through Friday, or in mug to LES by SIPC. See 'LOS Financial Services Account Protection' • Includes debit bala-ces. castarding margin
Financial Services lax., Client Relaticns Department, below. CrMnliw bans, credit Ire, lice accord balances.
P.O. Box 766 Unon Cry, W 07087. Cnk whole urns may be held yam arrant. If pay • Cathheoney balances. Total of unimested avalable
• In case of VIM or ashore about an electronic Up:reyour request, baron in the Bank Sweep entitled to a petal unit a a nesuk da &Ward payment cash balances, plus deposit balances a UBS Bank USA,
fads transfer ((FT). ha pawned a UBS Voilckbet Program or DA may be eithdraeat and shires of a or otherwee, the firm will ether sell partial snits at LES AG U.S Branches ad money make, rmAial fund
card transactions, call 802762-1000, or tit. to UBS Mcney Furd May be liquidated, rd the proceeds market price a accept an amard determined by a sweep balm,, at the awe of tie statement period
Financial Senices Ix., 1000 Rata Blvd., &Mho,. returned to you or your seosaies =cum. registered cleiri-g a;ency, ad credit your accord. eig-ccarreedity free aerk balances in yos account are
Week/Akers NI 07086, Attn RIASSSA Sevres. not secogaed from other balances and the fi m may
Fate idormalOn about available sweep *atom, Investment objecting •ee any of these lords inthe Ordiney COurSeol As
C O rd a w a l m n a i a m n ti g o it c n y c a a r b e s o c s e r o t i o p a n t t k a ra s r n y e s o a f u e p r c o a o n n r , t B i h f e y y o o st u u a n + te e P m e k d e n m y t e o o r a r e o w n r c m b h y y d u c b r a g s lli c n c o u g r r n 8 re i 0 s n 0 t t r 7 i e n 6 e t 2 e p - r p 1 e e 0 s k t 0 r b 0 a . . t e fr s o a m n d yo W u e r l F d m s. i 5 n c a e v d a A ila dv b h le o * r T P e k a h e c e a h s i - e a n c a e c d s o v i u i m s n e e t t a r h i n e o d b F m j i e rm a c y t k p v e r a s a r y a p b n t e d ly t r w i i s n e k e l p a n r m o y f i e i n le a g a o a r f c e c a s o p y u e n c t i s t to b T u h s is in t e o s t s a l T is h e in s c e lu fu d n ed d s r I e f. p c e u s r t e le n t u p p e o r n io y d o c u lo r s d in o g w V ne a d in
receipt The Firm or Card Oaf (as splicable)must scondicant change hp" Ina-Kist satiation or Lending attenuation
her from you no In than CO days after he Elm UN Financial Seniors attain protection investment &panes For each accant hell, you For cloaked information on the Firm's lerdig padres
The Finn r. a mo-rber Protertirn choose one of the following hammed chit/lives and dockares. refer to your Client Rebtionhip
SDNY_GM_00025612
CONFIDENTIAL
EFTA_ 00136232
EFTA01277465

Important information about your statement (COnthkied)
Amerman, or ACCOul Agfe t*i t'll and the General - We prefab, we the closing price when svallbk liquid and ewes t they can be sold, tie take — h edition to corntnissi:rts received n connection
Terms ad Conditions U3S Statement of Credit Practices the mein of the bed and ask poxes for listed received may be lea tan tie per tore estimated with the sale or dotrbution of arroty contracts
hobble in Agreements indeed:sures at sashes and optrem a only bid prices for OTC vale provided n the scant statement, and wet investment but tnits tows clents, we
goy nett CAMAY/4r intekri nto met sewers. anda our affiliate recess reserve sharp
- Less atterekr traded securities may be priced using a . Restricted securities. Rests-led 'earners generals, ampersann frommany of the insuance
VOW Meets valuation model a tie moss recent price we at not (wanly etgbk for public sale. UBS Financial companies undenalig the amity contracts,
Your statement itemises securities and other asset, hell caseload and may not reflect an actual marled price Services uses Ile mend pain el I he unrestricted stock Wises ate Suss carpanies or sponsors of
tothe account at the end of to statement period. You a vale of the sae issuer as an imputed value for the tots imesemmt tuts we distrtute.
may ask for dekverY d hay paid startles al anytime. - Certain positions may appear vitt a price and restdcted swdb tbroorposes She; statement airy To - Our affiliates aho recd., trading commoskens ad
You may receive securities wed as loan collateral after will tvate as 'rake was at ayslette• it we ere the extent that restricted seorhies are elgbk la sale, otter conbensancrifran natal ands and
paying any balance cis at them. Any securities triable to obtain a price fora seamy the vale received may be tbstarnialy less than the scarce companies Meow poise we derloute.
translated to to Firm taxi-9 the statement period are - Deposih a securities denominated ilcurrarcies invited vabe down - We receive an meal he from UBS Bat USA al
listed at market value as of the end of the statement other tkan U.S &Ors art reflected at the ',thing. LES AG Stanford Rand, 01 w to 425 per sass
period. rate as of the Mien date. • Est- (estimated) income, anent yields and rata sweeping to the barks under the UBS Bank Sweep
• Cott base h detemining the cost basis of he - fa certain searnes rading n non-conformrg M estimated annual income is based Out current Programs.
securities incbded m this statement, where indicated denornstions, once and quantity(fre oda) may dividend and interest rates, assuming ter searites will
with the number " l, • .55 Practise Services has relied have been Awed to fans, acme. valuatim be hell for one yes from statement date or until Activity
an information obtained from sources other than UnS To obtain anent quotaticen, when aaahable, contact maturity The Singh Bony a gudelne; accuracy Irkemaiknregardngtommksbns and other chsges
Financial Semites, including if ormation from another you- Finstial Adis. aid continued encore are not guaranteed hired h connection with the exeanta of trades,
fins a that sum* have grovided to yea Finaxial - Estimated ansol Sane and curent yield fa SIAN option transactions has beeni ndad on
Adair". The Finn does not indepetrantly verty a • Private Inv merest and strucWred prod certain types of leashes could ricks'e a retun of confM aim prevousy fuernhed to you. rid all be
gams the aco-racyctvadity day "formation hint* nvestmont rarities Wading deed primedor capital gahs iv which use the est prodded to you promptly on ream*
Provided by sou, other than LES Fiona:WI Senecas. participatbn program zed real abate investment tug income (and curren yield would be overstate!,
adletion Although UK nnsical Seniors generafie soothes) andstuttered proirts are genevalke highly - Estimated anal income and arrent yield and the Short selling
is:dates tis nIcrmation as it is renewed, the Firm aped. Celan anstised tads have not been actual Sane and yieU mesjot be lower°, higher H you ate engaged in short selling a security, you my
does not provide any assurances that tie Sam:don regotered with to Securities and E.dsage than the estimated anbauMt. ins a charge dm to catkin banowig costs for that
seder 'Cost base ad *Unruh:edge/lose is Commission ce under any ride secunties 4avro. We - Are Minn of Drubbed income (del:lend sea partkular washy.
accurate as of to date of tn. statement. As such aye* estimated valuta for private investment interest) divided by the current maid
please do not rem on this nfanation to make searites ird Sutured products for Scrmatiral valsiaverage balance is based an the tut dividend Open orders
petchne ix sale decisions for tax pesposes a purposes cny. Aattery snow guaranteed. or merest payment mode byte sisuer and Regarding open or • gni-till-canceled' orders tat
otherwise. Accounts tianddred to to Fim may - These valves may differ absta-eisy ban prices, il assures the searberdeposits will be held foe one were not executed by the states* date, open buy and
reflect gent loss inforratbn only for to period et any. at which a aide Se3Irnerti riy year from the statement date or until mattrily. sell slop orders are nand by the mount of die:lords
tine they se held ate Fhn More hisorical structured product maybe bought or sold and do Accuracy ad continued yield as not guaranteed or rgescn an ex-dividends a enntry date unless
Odometer, can be aided by you- Fmaxial Advisor. net necessztiyressesern the vats you my renew reenxted odienvise bypi. You arree responsbk for
son licaidatiss • Assets not head by UBS Financial Services Certah orders tat are executed ds bdure to cancel
• Urirealiteld gansaloweis Yellen data s adilabk, - Third patty estmess of vain are ea al a attain [Ceti ere rot held by the f ern and not wen the biding open orders.
eainated awaked suicide/eon ore calculated Ice date ad an supplied to UBS Imartid Shires on a F•rn's sunny. or control. These assets ore
Saville' rosary lots. The transition data for reglar basis try an independent volution firm. &played on loos statement for informational hives
rdevilial lots may or may not ref lea commissions - baser, general panne- or sponsor estimated vales purposes only Positions and wlues presented re To obtain a cot/ of or current Client Privacy Nage.
rZaannddsssecurity reagent:sign events any, are 'totted to the Fm by the issuer, provided by dal issuing firm. UBS Financial rvices please contact you' F narxial Achiscr a vat our welosno
cl and other reinvestment lots ad systematic general partner or cantor and may be Sanded not rep/noble for to information and does not at mew rnmievive•vw,fry
pirchaie lots are each combined to divots, one based an deferent information from that used by guarantee its accuracy. These assets are not protected
awraged lot The 'Trade date' comrmn presents the third denies to dtrive their estimated values. by SOK or Ine Firris supplemental SIPC towns. UEG Enna Se vices e not a bale The WA, Business
aging transadon trade dale. - You can obtain aednoral iformation regarding Services Account BSA and IRMA se take-age accounts
the methodology used to decennia the estimate a • Revenue sharing and additional compunratics Mid, provide Kass so banking services red prodsts
• Callable securities Bonds and adored stock that value and the dale of the Hamdenthat is the — In additien to commissions on sales and I /be I lees 11-nai# arangtmenti with af dated lurks ad other
the issuer cols for eat rodenplon will be selected basis fa the estimate by contacting your Financial received n correction with to distribution et thniparty bans, ani provides access to notrace and
Syosset,' by lot from arrag all sashes of 9-,P Advisor mutual finds to ow dents we ands our SCAM annulY [nabs toed by unaHiliatedthid-party
issue held in our name or n nominee name for or - Third party 'slanged vales may be reflected as receive ryilerGeshPITGPayments Iran distributors rourance companies through imura-te agency
clients. Call Ideate tricentatire es obtaned from third 'Not priced in several situations when an at salsas of the natal funds that we sell. subsdiaries of UBS financial Services Inc.
panies and ts accuracy it not 9i:canoed. Other call independent valuation rim his not meloTed a is These arnants are based on two cWerern
leans may wit which sub Slat yet; comrade web/. to assir a vat*. Serowe become ware corrponents (k the amount of ales by UBS of a trovesment, rourste. ad aruity products:
Haman:e n *Hite facekhd upon request that a material mot has occured tat may call a Palicutr mutual fund I amihr to our clients: and OS Not FDIC instred • No bank guaentew May lose vat*
I:mousy reported write no question, or Seen a the asset value of a particular mitual fund famihns
• Certificates of deposit (0). CDs are FDIC rowed value would be highy speculate. due to tie nature shares held a the Ira RMA. Resource Management Atone nt, Business Services
sp. to 1233,W0 in principal and armed keenest per • the acuity. — We and as altAate ako receive networking aid Account BSA, laket and intonational Resource
depositor and per depository institution h accordance - When niter an issuer, general partner or WOMOr onnba pew-ening fees en coredration for Management Accord se registered service maks of
wt FDIC nAes estimated clue nor a third-pa-ay estimated %aka is transfer agent senates tot we roode to the UBS Fnancid Services he
proodat the *As ol to sesity edit* del/eon* mutual lint These fees generally are pad from
• Price/value. Prices displayed fo r secuntes and other km its pashas* price. investor asses ri the meal lured and are a fried Vila Signeure la repottedU nite Milk 01 VILE
preach my be higher or lower than the price that - • Dkeributicos to date may indude ratan of data amount baud an the number of accounts at Ismail:nal LE-Seise Signets ova cards and IBS
yes would actualy receive in tie make. him are capital, ncome orboth. the broker.clealen holing mutual funds of that fund Visa debt cards se istreed by UBS USA Wit
obtained from woks thid pry sources whit, we - 'Original alit size' represents the Sal offering fa-nify PeerniSSIOn from Visa U SA bcorponted.
tekeke to be relable, bit we do not guarantee theh ptke per snit and my not renal your cop bens
accuracy- - DIP rd unlisted REP' stasis are not listed on a UM Financial Senior Inc. Rev. 201604
national securities exchange, and are genera?
SDNY_GM_000254313
CONFIDENTIAL
EF1'A_00136233
EFTA01277466

lies Financial Services Inc.
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2016
CM:7006096990916M Y1 0
POT & KETTLE, LLC
PO BOX 308
TEANECK NJ07666-0308
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
Resourfeline at 600-762-1000. on August 31 (1) on September 30(4)
account
Your assets 1 4,48a 50 14,480.84
tisk our websIte: Your liabilities 0.00 0.00
Nwew.Lbs corn? linancia'services
Value of your account $14,480.50 $14,480.84
Sources of your account growth
Tracking the value of your account during 2016
Vzdue of your account
S Thc Tr.anGS at year end 2015 1477
Net deposits and
14.5 1• 4. 5 withdrawals 114,475.00
Your swestinent return
Dividend and
interest income 11.07
Change in
markot value $0.00
0•0 00 Value of your &cant
oft Sep 30. 2016 $14410.14
Dec 2014 Dec 2015 itpol2016 Sep 2016
SDNY GM 00025614
Member SIPC CNP700093C6459699NM000305261 00002 0916 030579743 Y173679M0101000 Page 1 of 6
CONFIDENTIAL
EFTA 00136234
EFTA01277467

SUBS
Business Services Account Account name: POT OCT Your II noncid Advisor
Friendly account name•P TK IF I - -r STACK MANLYIE CASRIEL
September 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (14 your account
• Cash and money balances may include
A Cash and money balances 14,480.84 100 00% Your current asset allocation
available cash balanceo.l.195 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 000 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets S14,480.84 100.00%
A
Value of your account S14,480.64
Eye on the markets
Percentage change
Index September 2016 year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
CNP70009006459700NP70C0305261C0CO2 0916030579743 Y123679550 I0Miy_o nt0002seisse 2 of 6
CONFIDENTIAL
EFTA_00136235
EFTA01277468

SUBS Business Services Account Account name: POT & KETTLE, LLC Your ri vandal Advisor:
friendly account nanle:P0TKETTLE LLC SCOTT STACK MANLYEE CASRIEL
September 2016 Account number.
Change in the value of your account Cash activity summary
September 2016 IS Year to date (1) See Account activity Um month for deists &dances in your Sweep Options are rndudedin the °penny and
dosing beam*: value. HNC insurance nrier only to deposits at UBS Bank USA, not to deposit: at U85 AG,
Opening account value $14,480.50 $4.77 Stamford Branch or bank deposits placed through the UBS internahond Depose Account program. SiPC
protection applies to monty market sweep field holdings but rot bane deposits See Important inSormation
Deposits, including investments about your statement on the tat him pages d this document for Mats
transferred in 0.00 155,500.00 September 2016 (1) Year to date ($)
Withdrawals and fees, Opening balances $14,480.50 $4.77
including investments transferred
?Additions
cut 0.00 -141,025.00
Deposits and other funds credited 0.00 155,500.00
Dividend and interest income 0.34 1.07
Dividend and interest income 034 1.07
Closing account value $14,480.84 $14,480.84
Total additions $0.34 $155,501.07
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -25.00
For purposes or tNs statement, teeatilty of interest and dedend income has been determined inn a US Other funds debned 0.00 -141,000.00
lm redoning CeriPedist. Bard upon the residence of the account holder, account type, or prodixl type,
tome interest ands dyidend payments may not bo subject to United States (US) ardor Porno Pico (PR) Total subtractions $0.00 -S141,025.00
Income tares The dent monthly Ratemem is not intended to be used and cannot be reefed upon for lac
purposes. Clients should refer to the apricot tar tenoning form; they receite from UBS annualy, such as Net cash flow $0,34 $14,476.07
the Coons 1099 and the Forms 480, for lax reporting information. n is the practice of UBS to file the
enthral:le la reporting forms enth the US Werra Revenue Sere'Le and PR TreaSury °MireTent. and in
such fOnns accurately day fy chic:lend ray OliveSt alas exempt or teal* iredne Pleat consult your Closing balances $14,480.84 $14,480.84
indedual tax preparer.
September 2016(S) Year to date (S) UBS Bank USA Business Account APY
Taxable interest 0.34 1.07
Interest period Aug 5 - Sep 7
Total current year $0.34 $1.07
Opening UBS Bank USA Business balance Aug 5 $14,480.50
Total dividend & interest $0.34 $1.07
Closing UBS Bank USA Business balance Sep 7 $14,480.84
Number of days in nterest period 34
Average daily ba lance $14,48050
Interest earned $0. 34
Annual percentage yield earned 0 03%
SDNY GM 00025616
CNP7C0C0306459701 NP7003305261 00032 0916 030579743 Y123679S50 101003 Page 3 of 6
CONFIDENTIAL
EFT/L00136236
EFTA01277469

(at UBS Business Services Account Account name: Your Miranda' Advisor:
Friendly account nom - SCOTT STACK MANLYLE CASRIEL
September 2016 Account number:
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact yip's
Fnancial Advisor or Branch Manager. You can find a ful description of the altemaove
investment objectives in Important information about >our statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility conrideration - None selected
Your account instructions
• Your account is currently coded for margin.
• Your account cost basis default closing method is RFO, First In, First Out
CNP7C009306459702NPVC0X6261 C0032 0916 030579743 " 23679S5010001YGM000256/1994 4 of 6
CONFIDENTIAL
EFTA_00136237
EFTA01277470

Business Services Account Account nome: POT & TETTLE, Your Flnandal Advlsor:
*UBS Frie nd ly account nome- TK TT SCOTT STACK MANLYLE CASRIEL
September 2016 Account n u mber.
Your assets
Sona saces, intome and (vrient vaues stamn may te am:against:at. M d *HA. Ønf ascllosses mai riol
te accusalely refktle0. Sec nnporunt intomneson »exa ymt( statement a Ine end of ths raxurnern tos
more Infoinkmon.
Cash
Cash and money balances
Cash and morvy batar:res mat includs avalade cash balances, UBS Bank USA deprot account bilanes,
UBS AG Startord Branch &poul accesim baances and money matet mur ual lund sweep balances.
UBS Bank USA dep0sIt aaount balanes are i nSured by the FOK vålh n Møk &le limit but me not
potetled by 54PC U85 AG Slamford Brant h depout accoum balances are not Osured Ly FDIC sid are not
molecled by SIPC Monty snasket sweeposances are proihtea by 58C but me not insured by kne FDiC.
See the important information aboca )our statement at the end of this docunent for dataa; about trose
balances.
Openng balanse Clovng trala« ente per Mate ~raje Øllend Intenst Døp en
Hddng on Sep I (S) on Sei> 20 (S) on Mp 30(1) rale pericd period Cepanount (1)
ACCT
U65 BANK USA BUS 14,480 50 14,488.84 250.000.00
Your total assets
(*Karta?? U Con Bbfnafe0 UnreMZed
vaue on Ser, 30 (Sl y0m acounl b354 (1) annua incense (fl gan or lem (1)
Cash Cash and monn blåeros 14,480.84 100.00% 14,480.84
Total 514,480.84 100.00% 514,480.84
Account activity this month
For more information Jamt the pik« vara shown for restricted s«uulies, ste important informert *bod
your statement at the end of Mrs dacunent
YOur Quaktit)t Cash can and
Ose ActIkity Desuiphon mpense code Face Mue PticeiValue (S) arrounl (I) maney balane IS)
Aug 31 Cash and money balance 14,480.50
Sep 8 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 0907(16 .34 14.480 84
Sep 30 Ciosing cash and money balance 514,480.84
SDNY GM 00025618
C NFTC003006459703 NP70033C6261 00032 0916 030579743 Y123679550 10I000 Page 5 of 6
CONFIDENTIAL
EFTA_00 I 36238
EFTA01277471

*UBS Business Services Account Account name: POT & KETTLE, LLC Yonr Knancial Advisor:
Friendly account name: TK SCOTT STACK MASIL YLE CASRIEL
September 2016 Account number:
Account activity this month (continued)
Oate Actnnty Descrollon Amount (S)
Money balance activities Aug 31 Balance forward $14,480.50
Sep 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 09107/16 034
Sep 30 Closing UBS Bank USA Business Account $1448024
The UBS Bank USA Business Account Is your primary sweep cphon
CNP70003006459704 AllOOCOX6261 00002 0916 030579743 VI 23679550 lOgf.titGit00025effir I of 6
End of statement for account num a
CONFIDENTIAL
EMU:10136239
EFTA01277472

Important information about your statement
Fivacial Services no. (the Firm or UBS Finereial sent yOu the Irst samosa on which the WC( or Corporation (SIPC), Inter protects It0-rlieS tacnIS 01 • Moen Cement income: hissIments seekng tie
Strokes). is a merrber of all principal ucvily, canna:day problem accred. its members up to $912000 (indtcling 1.250,003 kr generation ol income onk.
and esters exchanges. UBS Financial Semler, and LES - Pettit your name ad reara number (4 ark) dahns for cast The SIPC asset protection limit apply to • Aches floret Appreciation. Investments seeing
Bank USA ate i-diect subsilanes of UPS AG and - Decal:* tie Moat Of the Winder )0U drecr6Urt an accounts that you hold in a particute chucity. profit of peewee' rather than the gererafon of
*thaws of 185 Settees LLC. The Fares Wendel about, indeplain as clerk as you cal why you The Fnn, together with certain aff iliates, has also roam.
statement 8 available upon regtest The Fres townie believe t is an error a why you need more purchased uspkrnental protection. The nuenan • Produce Contbauten of Worse and Catpieital
offices re a. infanoten. amount payabb to et etgible diet, CONIClink wider Aporecratou existents seeking both garment
- ProOde the dolor arrant d the suspected error. this protection is ZOO maroon a of December to, 201S. of name and grOtAh of taxa:bal.
WS Fine-03154mm, Inc. Stbrd to the poky ordilons ad lmi anions. cash
1200 Harbor Boulevard The Firm or Card Issuer vol hostiote pour compare the firm is further protected fa up to SI .9 million n the Overall ride profiles
Weehawken, NI 07086 and eel correct my error promptly. For alleged mots swept* kr all your accounts held n a patiedm • Conserveire. Seeks to manta* nitial arcip* wit
asking UBS Via debit cad broadirk if we take usweity. A fJ copy of thepoky wading is salable
U Th 3 i S s F st h a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m pa or r e a R c i c m or 1 d 0 f t o o r t h re e s E t M d O ay L s •I t t o y & tu t t h h i n s k , w is e in w e i r ll r c o r r e , d s i o t tat upon request. r t lo h o w a o t r m m is e k a o a n r n s r d e t h t n u e o r n b a s t c i l a i c ty o d s to m t d t a h o y e e r s a o n t x o k o t e g e n e p n o p e w r r a e t a e w t s i i e g th v n e lo n a if m
official Isdooments. contanng conflicting data should you mil have the use of 110 money during to tine it The Slit protection ad the suppkmental protection
n B O o r m a t n i b ,l c 9 e h 0 r M n el a i p e n l d e a I a g r s e e a r r o , e f p I t o h I r y e t o i o u t f i b f m ic a m e e t w e d r i u a t t h n e e g ly r e y n o is u w a r a n r i c t n i c l g e e r t n o a t. t he P la le k a e s s e u m s t i o te co a m ll p ch le e t c e k o s u p r a m ye es k t i t g o a t t h io e n F . an or fie • b o y C th o r u d e r o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (e m n d L O ro S l F d in e e d -c n ol • M to o le d r e a r t a e t s e o . m W e i l t li o n t g a t l o it y ac t c o e s p e t e s k o h m a e t r e ia r r t e o tu p rn ir s c , D al and
Irene* nekton undated on tie front of the Services (e.g., certain( cash at UBS Bat USA, 60 • Aggresses: Wiling to accept het Mc to ponce's' and
Allhoxfi a litires shown ere Mended to be accurate, statement In addition to regular accort fees, accounts cash at L.85 AG U.S.aanrhes, (4 Murarre paint high ,plat lily to seek high returns owe time.
statement etas *pub not be wed fa to papaws Rely may be abject to mantenarra las cargos for lite including valible awaits, and 60 tares of maw' • In.e steem' Et:gadder Contarration: I Hinted, a
soak on yea-and tax forms. De , Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds where such shoes ay registered duvet& a the palm of the portfolio for that account may rot de
10425. etc ) when Drepamg your lax return. The Finn arraft5 n cash accounts. Accounts that ere transferred name of the account hober on the books ad records canplex strategic, rented hoick andante
required by law to real to tie IRS all Usable dividends, to other instiutens my be subject to a transfer fee of to applicable tskto a transfer agent), voktiky.
report/kb nontaxable detiohne and stable Merest • Certain nosh-nerd contracts or interment interests
erred on sautes held rimy awarrt rid raced, UBS Swoop OpAiorns (e.g.. limited partnerships and pewee placements) that Staler Thaashokfrir
on see tramadiore, anima bait:neaten covered LEG offers options kr nwoong cat balances. balances are rol reddened wider **Securities Act of 1933; We may comeliest al related *count statements with
seats to bat deposits at UM Bra USA and LEIS AG Starrikrd and to sane address in the sate envelope, e.g. because
trench (Ba-k Sweep Pr.:gams), moneymaker mutual • Commodities contact, (e.g, foreign silage and they have owners who aka maintain jord account
CzerelitslIealleitle with the Finn tubs Money Funa) aid the InternationalDeposit decoysmetal contracts), includirg futures contracts rem creips wth other clients a the tame addressif
• Pleaferefortinn so oral canine/tons in wiling Award (Mier c warners with in ntorutional ad commodity option contract. you peer to wont individual stattrninis mailed in
to further protect your cistitt inducing your rit Ree:VCO Maneerrerd Account. Though the Bair lh•SIPC protection and the Cup0Writntil protection do separate envelopes, you may decline lxv,eholing by
coder tie Sea. lies Investor Protection Ad (SDA) Sweep Programs, cash balances we swept to LES Bank not apply so these assets teni f theyotherwise appear caling sow fine-cal Advisor.
• 11 the finance institution on the toplett of du hat USA to to an estabashed knit ad then to UPS AG on yea statements. The StC protection aid the
of this statement isnot CBS F natal Se vat CBS Stanford Branch, or a Money Fund. Deposits at LEG trillernental protection do not protect against changes Friendly acesstmens
Fi-andal Smites carries yea accaint as clearing Bank USA are FDIC insured in accede-or wit FCC n the market vale of jar imestments (whether as The Fiterdk accent name is a custom:ride 'nickname
Pecker by arra-gerrent wit the rokated insitution Formore information please met wwwfdic result of market morns, issuer badiruptcy or chosen by you to assist you with your recordleePti.
o W p e e n in ed this a y c o c u o o s f t t h h e t h re e la c tO as n t 5 y h o 0 u ‘ r t h e e r n a yo a u n d D M e o p n o e s y e A s a r t d L s E a G r e A n G o S t n ta o n s fo e r d d b B y r t a h n e t F a DI d C. shares of M *h or e e i r d n o i n ) n ation is avaable rot request. F y e w s n F o r i l e e n g d a ly l e X le C c O t o ul n t n y a o m ur e a s c , c th o r u o n u t. g Y h o O u n c ln an e c S h e a rv n i g ce e s or
stories tre located a UBS financial Streets and rot vat menu/ obtan more florin:eonabout SIK, micludo9 by contacting your Fitanciel Admix.
the rwudcrg broker, ad youn ut make enact Through tie DA, (mailable to eat beams are swept to the SIPC Brockm. by conucting SIPC et 202-371 -83C0
of as es or emission to both firms. As described in depose &cants al UBS AG New Yak Branch and LBS • by irisitisp the SIPC iwarte ae smonsetorg Account overview
the account agreements, you must IV* IA day AG Cayman Ranch Thew deposes arena Soured by pun • Value of your accoun4onTolo. Net of *sets and
errors or triad rwokrig checks reflected on your ter FCC. Balances held at the UDS AG Cayman Brandi Dividend Reiwestment Program liabilities
statement wain 30 CItyl alter t was mailed or made are asperse, imposed to the sovereign ink of the The ate reflected a an atef ox trice. You may Oblast • Antb troludes soli* cash balances, vetoes fa
available. All doe mnis shall be droned corrplse Calms Wards, and tore is no guarantee or other the actual price Iowans F racial Advixr Gulf week restricted seamy (ea ), and Global Tiro Deposits,
and accurate n all other respects if not objected to in elongation of UBS AG to rhea the Saxes *think al the share aro purchased under DRIP; patial thanes will be amazed marks to ma-ket, andcertain assets not held
veitiu within 60 days LEG Cayman's Brach's bores. soli ad the cash wi be deposited re your account the by der Fern. Does rot include unpriced saclike assets
• Please dhect cutromer complaints or rates to to civickrd reinvestment price applied byte aster may at the end a the prior and carent statement paelOda. or
Farts C lent Reborn Deposit* at 201.352.1699 Deposal at LEG Bak USA and each UPS AG Branch are rifler from the market pace al filch tie partial tires aerate ineesteritt umested stock options and
a togas a.900354.9103, ft® A.M. to BCC, P.M rot protected by SIK. Money Fund shares are protected se sold erectable stock options
FT Monday through Friday, or in wing to 1.85 by SIPC. See -L66 Financial Services Account Protecta- n' • bibiefs Includes debit Waxes armarding margin
Financial Services ix., Client Relations Depalment, below. Castielieu bans, credit lire, chat accou-d balances.
P.O. Box 766 Union Cay,141 07037. Cnk whole mats may be heldhendn gas aceut. If pin • Cathhooney balances. Total of unimested treat*
• In case of errors or cantons about an electronic Uponmut request balron in tie Pare Sweep entitled to a petal wait a s Desalt <4am:bided payment cash balances, plus deposit telexes at UBS Bank USA,
funds transfer (ITO ha ward a UBS Votokbit Program or DA may be withdrawn and shares of a or OhinViit, the Firm will either all panel was * LEG AG U.S Branches ad moray market mutual fund
card transient call F02762-1000, or write to UBS Mcney FundMay be liquidated, and the proceeds made prima accept an /mord deurmined by a sweep balms, at the chose of tie staerrent period
Financial Senices Ix., 1000 harbor Blvd, 6th floor. returned to you or sour seosdies accat regiaered cleitiu agency, and credit yew accord. Non-conwedity free credt balances in you' account are
Weehawken. NI 07086, Mtn RIAMKA Series. rot sec/eyed from other balances and to Font may
Ftrthee rdormaton about available sweep agora Investment objectives sae so of these lords in the ordnay course of As
Caller Wile as in yeti can, if you tit yea nclairg (wont irderest rates and yields, &imitable at The riottimert objection and risk profile sr spec is to brains, hew funds re pestle won your darned.
s rd ta o te m m a e t n io t a n t r o ec u e t ip a t t k ra t n w s e fe r r p o o n r t i h f e y o st u a n te e m ed e n m t o o r r e a w m b v y u c b a s lli c n o g r K nf O sw -7 e 6 e 2 p -1 re 0 k 0 b 0 , . from your Fnancial Advisor P ea h c a h s e a c a c d o v u is n e t t a h n e d F m irm ay p m in a :0 y 1 b , e 0 t 1 w in e e w n i n s i a ng t o a f c a co y r ds This total is mended in 11-0 anent period cbsing Vale
receipt. The Firm or Card lister (as applicable)must sconticant change in you- I nacial sworn or Lending information
her from you no later than CO days after *ohm UBS Financial Semite' amount protection investment objectives For each ward held you For &lanai onlorrnalion on the Firm's larding padres
The 5,t-n r. A manta,dF flv(te. ran< 1--enee• Plelecirn choose one of the folbsiu ins-anent ebactis. and incl.:eves. refer to you Client Rebtionthip
SDNY_GM_00025620
CONFIDENTIAL
EFTA_00136240
EFTA01277473

Important information about your statement (COMIMIed)
Adeenuni or ACCOal Agft4fteill and the General - We prefab/ use he closing price when visite is liquid and even a they can be sold, he peke — h edition to cornrassists received n connection
Terms rd Conditions U3S Statement of Credit Practices the mean of the bid and ask price, for listed received may be less tan the pee share estimated with the sale or dellibUtiOn of array contracts
atonable in &pavements andO ndworas at swath and option; a only bid prices for OTC vale provided n the accost statement, and snit investment but units tows cants, we
goy eet CAMAY/4r inteirtrintr ,let seareits. arida our affiliate recewe reserve sharp
- Less 3Ctiveir traded cedillas may be priced using a • Fustricted securities. Restcted seared generaly carpe cation from tasty of the insuance
Yew assets valuation model ate moss recent doe we ae nal (wanly aglak for public sale. UBS Financial companies undermt1; the treaty COntraCts,
Your statiement itemizes mates and other assets hell obtained and may not reflect an actual make price Service, uses the metal priced the unrestricted stock aft Amos a he inward wertsbis or sponsors of
h the acccal at the end of to daemon period. You a vase of the sane issues as an imputed value for tie heat arresemmt tuts we disabuse
may ark for &herr Of fay paid seasi ts al anytime. - Certainpositions may axes nit o_d a price aril restricted stns hrourposes aegis statement oily To - Our affiliates abo recd., trading corrimnsions rd
You may receive securities toed as loin caldera after will haw as 'vice was ma escalade • it we at the extent tat resticted searnies are elgbb to sale, otter congensalonfran mutual kit and
paying any balance cke on them. Any securities unable to obtain a price fora seamy the vale received may be tbstanualy less nal the Matra companies whose products we &orbs
transfened to the Firm Brig the 10.1.111tIll period are - Daposih a securities denominated ilCUMITC91 ir'pfed valae toren - We receive an anal he from UBS Bart USA ad
hated at market via as of the end of the statement otier thin U.S &Oh are reflected at the (whinge LIRS AG Stanford Ranch Of lea 10525 per accuse
period. rate as of the Statellent date. • Est (estineted) income. arrant yields and rates- sweeping to thebarks under the UBS Bank Sweep
• Cast bask In detemi ning the cost basis of he - ter certain wares twang n non-conformrg An estimate of annual income is based a current Programs.
securities incbd ed in this statemen. Mae indicated denornnationx puce and quantity(Iwe woe) may dividend at] interest rates, assailing tie secants will
wits the number " l, • WS F nonce.' Services has relied have been adjusted to Imitate caper value:el. be heldfor one year from statement date or until Activity
VIi nformation obtained from sources other than UPS To obtain arum gintabre, when available. contact maturity This Mind* is only a gudolne; accuracy hkernabonregarcingammksbns and other charges
Financial Semites. including information lice, another ycv F a-col adencr ad continued income are not guaurrteed hired ri connedion with he executionof trades,
ftrn cc that sum* grovided to yes Finaxial - Estimated snail Mane and curent yield fa tolutig option transactions has been incbcbd on
Adieu,. The Firm does riot indeperantly verity a • Private investments and structured produos. certain tapes of washes cold nckole a return of cordeh/WM previously furnished to you, and wll be
garnet the acaracycrvaIdity of hi idormation friv)10 rioestment axialas (ric Laing drool principalor capital gas in which case the est treaded to you pr.:ropily on repast
provided scum other than LES Financial %nice,, participation program ad real estate investment had income (a-dcurrol yield would be ownstated.
additist although UESChricial Seniors greralki swishes) and struclued voids are generalb highly - Estimated anal income and nerd, yield and to Short selling
Lk:dates fib nIcrmatim as is received, the Finn diund. Celan stnstised poach have not been actual Mane and yield migt be lower°, higher li you are engaged in short selling a secant)) you may
does not provide any assuaroes that tie information registered with the Securities and E.d,age than the estimated amounts. ihar a charge der to catainbanowig costs for that
seder 'Cod bads° and *Unrealized god lose is Commesion a under ay slate secure:tea We - An esthete of trudged income (dadend andkr partkularsoasky.
accurate as of the date of hi statement. As such amide enervated valves for private investment interest) dividedbythe current market
please do not rem on this nfanntion to make seositis irdM atured products for Mormatiral valetia verage balance is based an the Lint dividend Opel add,
rashness sale decitsriaonnss. fix Lat phueoes or purposes my. Atarary isms guaranteed. or interest payment made by the ciier and Regaling open or • gx6till-cancelled' ceders tat
otherwise. Accounts to Finn may - These was may differ abstain* kin prices, il wanes tie searmadepwats will be held for ae were not agitated by the StlittfINIV date, open buy and
reflect gar/loss information only for he period d any. at which aerate Seamen' Oa year born the statement date or until massity. al slop orders are reduced by the amount of dividends
tine they at held at the Fim More hiaorical structured product maybe bought or sold and do Accuracy rd continued yell se not guar.-deed or rig-its cn an ex-divide-Kb a enaltas date sends
rdcrmaton <anise aided by yar Friaxial Advisor. rot necessaly represent the vat* you easy receive ranxted otherwise by yoa. You are responsbk for
sport liquidation. • Assets not held by USG Financial Services- Certain orders that are execuied Ow to yOLO Ware to cancel
• Unrealised gaialones %ben data n datable, - Third pity witness of vain are as ascertain asses we rot held by the Fnn arena *whin the wasting open orders.
oninated trroalired guinalcmos ore cictiatocl Ice date awl are supplied to UBS Finarcial Srvices on a Ferns possession or control. These meets are
havitral sec" lots. The transition data for reglar basis by an independert volution firm. displayed on mar statement for informational Mew
bit may or may not reflect commissions, - baser, general panne- or sponsor estimated valid purposes only. Positions and values presented au To obtain a copy of or current Client PrvectyNotice.
rZamid security reaps-deign events ay, are applied to the Fm by the issuer, provided by dal hung fern. UBS Inancial services is please dread mar FnardalAchiscr or our websne
cl and other reinvestment lots ad systemstO genital partner or sponsor and may be calculated not repayable for his information and does not at wsw rn l/e giv✓•• • vne,f v
pitch.., be, are each combined to display one bawd at diferent information from that used by guarantee es accuracy. Those assets ay not protected
averaged lot The 'Trick date' colenn presents the third pities to &dye their 'aerated values. by SRC or to Fern's supOlemental9PC coverage. 1,65 Filawid Sinites n not a 6a-A The WA Business
aging transaction trade date. - You can obtain aednorel information regarding Services Account BSA and IRMA are take-age accounts
the metablogy sated to determine the estimate a • Revenue sharing and additional compensation velnith provide access so banking services andprotests
• Callable murales Bonds and puleend stock that value and the dale of the Hamblinthat is the — In midden to conmissions on sales and I /b.1 toes ts,:t4laTial9fTfrilt with alI aided lurks and other
the Muer oats for eat mamba:en will be selected basis fa the estimate by tontanig your Financial received n correctionwith he distribution a thniparty bares, rid provides access to torsawe and
rrOatally by lot frcm among all searities of ha Advisor mutual fads to our dents we ander our Abate annlOY products Wad by unaffiliated thid-party
Eve held nournamea in nominee rune fa as - Third party 'singed vales may be reflected as receive lwerlookhoing Payments from dianbutors Murat, companies through insurance agency
<lents Call tease nIcrinaid) is cbtaned horn third 'Not priced' in several situations when an ardor advisors of the nasal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and its accuracy is not garantead. Ott. tall Idependent valuation tern has not sspp eda is Thaw armints are based on two Merril
babas may amt which wad Mac* mkt comatie arab/et° assign a vat*. wins-owe become ware corrporents (k the amoad of ales by UBS of a torednerd, inura-co, ad arsity products,
inbernation will be provided upon request that a matenal event has cared tat may call a Palituts mutual fund I amib to our client& and (.) Not FOC Snared • No bank qua-anted May tise vat
pommy reported value its question, or when a the asset value of a particuldr mutual fund tanks
• Certificates of deposit (0.). CDs are FDIC tared value would be highy speculatire due to tie nature shares held a the Iran RMA. Resource Management Awn nt, Duress Services
so. to 52!4W0 in principal and /tensed Mown per the wearily. — We and as MIAs ate receive networking aid Amount RSA. IRMA ad intonational Resource
depositor and per depository inai to 'accordance - When neither ari issuer, general partner or sponsor combs' procening fen n col-adoration for Management Accost se registered service mats of
Min INC nabs estruted value nor a thed-paly estimated wake is tranter agent winces tat we 17003e to the 1.85 Fnancii Services to
provideck the vale of to secunty wilt* diners:re mutual ant. These fees generally are pad from
• Prianialue Pro., displayed fix sesames and otrer from its pschase price. investor assets n the rianaltu nd and ate a feted Vila Signalise d a regeleted service meek of Visa
dodos my be higher or lower than the price that - •Datributian to date' may indude retun of dollar amount based on the ivanber of accounts at Memel: ha LI3S Visa Signaare cede cards and UBS
)0J would actuary receive in tie make. Wks av capital, ncome orboth. the brokerdealee holing mutual hat of that fund Visa debt cards ate Mad by UBS Bark GSA with
obtained from sass hid party sources whiti we - 'Original wilt size' represents he hitial offering fa-nily PrITISSIOCI from Visa U SA hcorpaated.
beleve to be reliable, but we donor garante thek peeper LP'S ar ime, not reflect your cost bast
acturxy. - OPP rd unlisted REM sedates are not listed on a tab Financial Sonata Inc Pei 201604
national secumie, exchange, and aro goneray
SDNY_GM_00025621
CONFIDENTIAL
EFTA_00136241
EFTA01277474

WS Financial Services Mc
Private Wealth Management Investment Account
UBS 299 Park Avenue
25th Floor
New York 11Y 10171.0002 October 2016
CNP700559672I 1016 Y1 0
POT & KETTLE, LLC
PO BOX 308
TEANECK N107665-0308
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone.
Visit our website: Value of your account
,Avvve.Lb5ccmitinanciatservices
on September 30 (S) on October 31 (5)
Your assets 14,48084 aoo
Your liabilities 0.00 0.00
Value of your account $14,480.84 $0.00
Sources of your account growth
Tracking the value of your account
derive 2016
Value of your account
at year end 2015 $4.77
S Thousands
Net deposits and
14.5 Wthdratials -56.13
Your ilveStinent return:
Dividend and
interest income 11.36
Chance
market value $O00
0 0 0.0 00 Value of your acme&
• on Oct 31, 2016 50.00
Dec 2014 OK 2015 Sep2016 On 2016
SDNY GM 00025622
Member SIPC CNP70000005596721 NP7000193668 00002 1016 030579743 Y123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00136242
EFTA01277475

4tUBS Investment Account Account name: Your 15 sandal Advisor:
Friendly account name: ri • ; SCOTT STACK MANL YLE CASRIEL
October 2016
Account number:
Your account balance sheet
Summary of your assets
Value on
October 31 (4)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assists $0.00
Value of your account S0.00
Eye on the markets
Percentage change
index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CNNIXCOOOSS96722 NP7000193668 come 1016 030579743 Y1236,3550 ONSIMYGM000256§99. 2 of 6
CONFIDENTIAL
EFTA_00 136243
EFTA01277476

Investment Account Account name: POT & KETTLE, TLC Your Pi vandal Advisor:
*UBS Friendly account name:P0TKETTLE LLC SCOTT STACKMAN/LYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
October 2016 (V Year to date (I) See account activity the month for &lab Baances In your Sweep Options are indudedin the openng and
closing mantes Aut. FDIC Insurance apples only to deposit at u85 Bank USA, not to deposits at lies AG,
Opening account value $14,480.84 $4.77 Stamford Ranch or bank deposits placed throush the UBSInternahona Depose Account program. WC
protection applies to mom market sweep fund hoe:linos but mt bare deposits Seehnportant Wormat:on
Deposits, including investments *Mayor statement on the tat Mo Pars cf this &current for detalF
transferred in 0.00 155,500.00 October 201614) Year to date (I)
Withdrawals and fees, Opening balances $14,480.84 $4.77
including investments transferred
Additions
cut -14,481.13 -155,506.13
Deposits and other funds credited 0.00 155,500.00
Dividend and interest income 0.29 1.36
Dividend and interest income 0.29 1.36
Closing account value $0.00 $0.00
Total ackittions $0.29 $155,501.36
Dividend and interest income earned Subtractions
Checks and bill payments 0 00 -25.00
For purposes of this statement, tatablIty of interest and dnildend income has been determined frcM a US Other funds debned -14,481.13 -155,481.13
lm CersPedim. Beret upon the residence of the account header. account type. or prodixt type,
torn, interest endow dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) Total subtractions -$14,481.13 -$155,506.13
Income tares. The (lent monthly statement is not mended lo be used and cannot be (eked upon for tar
purposes. Clients should refer to the acicrictoe tar reporting fora they receise from IRS annuely, such as Net cash flow -$14,480.84 -$4.77
the Comic 1099 and the Forms 480, foe lac reporting information lt is the practice of UBS to file the
applicatle tar reporting forms with the us interna Revenue semce and PR TreaSury Derirtreent. and in
such loans accurately PetSY fy cht0erta arrt a interest all& exerrpt or tenable 'mane Please consult your Closing balances $0.00 $0.00
indvdual tax preparer.
October 2016 (S) Year to date (1) UBS Bank USA Business Account APY
Taxable interest 0.29 1.36
Interest period Sep 8 - Oct 6
Total current year $0.29 $1.36
Opening UBS Bank USA Business balance Sep 8 114,480.84
Total dividend & interest $0.29 $1.36
Closing UBS Bank USA Business balance Oct 6 $14,481.13
Number of days in nterest period 29
Average daily ba lance 114,480.84
Interest earned $0. 29
Annual percentage yield earned 0 03%
SDNY GM 00025624
CelP7C009305$95723 NP7003‘ 50668 00037 1016 030579743 Y123679550000000 ►age 3 of 6
CONFIDENTIAL
EFTA_00136244
EFTA01277477

UBS Investment Account Account name: - - Your lq nodal Advisor:
Friendly account name: P - SCOTT STACK MANLYLE CASRIEL
October 2016 Account number:
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about >our statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your Ask profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• The account record was signed by your Financial Adwsor and approved by a Principal of the
Firm
• Your account cost basis default closing method is AFO, First In, First Out
CNP7C009005596724 NP70C0IS0668 come MI6 030579743 Y12367955003WAYGM000256Page 4 f o
CONFIDENTIAL
EFTA 01)136245
EFTA01277478

Investment Account Account name: POT & KETTLE, LLC Your Financial Advisor
*UBS Friendly account narne:POTKETTLE LLC SCOTT STACK MANLY LE CASRIEL
Account number.
Your assets
Some prtCes, income and current velum sheen may be approxlmere. As a result galas and losses mai not
be accurately reflected. See importeor Infoarteiton Ova your statemem a the end of this dscurrent for
more intorno°.
Cash
Cash and money balances
Cattails; baLettt casing13SW! Pete per Same Average Decent? interest 080
Slang an Oa 1 (1) on Oct 31 (5) on Oct 31 (1) rate paled period
0.00
U85 BANK USA BUS ACCT 14,480.84
Account activity this month
Oa. Actialy Deictiption Amoint (3)
Dividend and interest income
Tenable mterest Oct 7 Interest LIEtS BANK USA BUSINESS ACCOUNT AS OF 10(06r 16 0.29
Total taxable interest $0.29
Total dividend and interest income $0.29
Ole nanny DeSOVDOn AMISH (1)
Other funds debited Oct 12 Transfer JOURNAL TO GHISLAINE MAXWELL •14,481.13
Total other fends debited -$14,481.13
Date Activity Description Amount IS)
Morley balance activities Sap 30 Balance forward $14,480.84
Oct 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS Of 1010916 0.29
Oct 13 Withdrawal LIDS BANK USA BUSINESS ACCOUNT AS OF 10/12/16 -14,481.13
Oct 31 Closing MIS Bank USA Easiness Account $0.00
SDNY GM 00025626
CW0003005596725 NPF000193603 00002 1016 030579243 Y123679550 000000 ►age S of 6
CONFIDENTIAL
EF1'A_00136246
EFTA01277479

*UBS
Your notes
cu,,00ceoos..ano...... ,o,.s.o,,.v,.. ,..apggiy Gµ ....g., 6 of 6
CONFIDENTIAL
EFT,00B6247
EFTA01277480

Important information about your statement
Fivacial Services no. (the Firm or UBS Finereial sent yOu the Irst samosa on which the WC( or Corporation (SIPC), Inter protects It0-rlieS tacnIS 01 • Moen Cement income: hissIments seekng tie
Strokes). is a merrber of all principal ucvily, canna:day problem accred. its members up to $912000 (indtcling 1.250,003 kr generation ol income onk.
and esters exchanges. UBS Financial Semler, and LES - Pettit your name ad reara number (4 ark) dahns for cast The SIPC asset protection limit apply to • Aches floret Appreciation. Investments seeing
Bank USA ate i-diect subsilanes of UPS AG and - Decal:* tie Moat Of the Winder )0U drecr6Urt an accounts that you hold in a particute chucity. profit of peewee' rather than the gererafon of
*thaws of 185 Settees LLC. The Fares Wendel about, indeplain as clerk as you cal why you The Fnn, together with certain aff iliates, has also roam.
statement 8 available upon regtest The Fres townie believe t is an error a why you need more purchased uspkrnental protection. The nuenan • Produce Contbauten of Worse and Catpieital
offices re a. infanoten. amount payabb to et etgible diet, CONIClink wider Aporecratou existents seeking both garment
- ProOde the dolor arrant d the suspected error. this protection is ZOO maroon a of December to, 201S. of name and grOtAh of taxa:bal.
WS Fine-03154mm, Inc. Stbrd to the poky ordilons ad lmi anions. cash
1200 Harbor Boulevard The Firm or Card Issuer vol hostiote pour compare the firm is further protected fa up to 81.9 million n the Overall ride profiles
Weehawken, NI 07086 and eel correct my error promptly. For alleged mots swept* kr all your accounts held n a patiedm • Conserveire. Seeks to manta* nitial arcip* wit
asking UBS Via debit cad broadirk if we take usweity. A fJ copy of thepoky wading is salable
U Th 3 i S s F st h a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m pa or r e a R c i c m or 1 d 0 f t o o r t h re e s E t M d O ay L s •I t t o y & tu t t h h i n s k , w is e in w e i r ll r c o r r e , d s i o t tat upon request. r t lo h o w a o t r m m is e k a o a n r n s r d e t h t n u e o r n b a s t c i l a i c ty o d s to m t d t a h o y e e r s a o n t x o k o t e g e n e p n o p e w r r a e t a e w t s i i e g th v n e lo n a if m
official Isdooments. contanng conflicting data should you mil have the use of 110 money during to tine it The Slit protection ad the suppkmental protection
n B O o r m a t n i b ,l c 9 e h 0 r M n el a i p e n l d e a I a g r s e e a r r o , e f p I t o h I r y e t o i o u t f i b f m ic a m e e t w e d r i u a t t h n e e g ly r e y n o is u w a r a n r i c t n i c l g e e r t n o a t. t he P la le k a e s s e u m s t i o te co a m ll p ch le e t c e k o s u p r a m ye es k t i t g o a t t h io e n F . an or fie • b o y C th o r u d e r o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (e m n d L O ro S l F d in e e d -c n ol • M to o le d r e a r t a e t s e o . m W e i l t li o n t g a t l o it y ac t c o e s p e t e s k o h m a e t r e ia r r t e o tu p rn ir s c , D al and
Irene* nekton undated on tie front of the Services (e.g., certain( cash at UBS Bat USA, 60 • Aggresses: Wiling to accept het Mc to ponce's' and
Allhoxfi a litires shown ere Mended to be accurate, statement In addition to regular accort fees, accounts cash at L.85 AG U.S.aanrhes, (4 Murarre paint high ,plat lily to seek high returns owe time.
statement etas *pub not be wed fa to papaws Rely may be abject to mantenarra las cargos for lite including valible awaits, and 60 tares of maw' • In.e steem' Et:gadder Contarration: I Hinted, a
soak on yea-and tax forms. De , Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds where such shoes ay registered duvet& a the palm of the portfolio for that account may rot de
10425. etc ) when Drepamg your lax return. The Finn arraft5 n cash accounts. Accounts that ere transferred name of the account hober on the books ad records canplex strategic, rented hoick andante
required by law to real to tie IRS all Usable dividends, to other instiutens my be subject to a transfer fee of to applicable tskto a transfer agent), voktiky.
report/kb nontaxable detiohne and stable Merest • Certain nosh-nerd contracts or interment interests
erred on sautes held rimy awarrt rid raced, UBS Swoop OpAiorns (e.g.. limited partnerships and pewee placements) that Staler Thaashokfrir
on see tramadiore, anima bait:neaten covered LEG offers options kr nwoong cat balances. balances are rol reddened wider **Securities Act of 1933; We may comeliest al related *count statements with
seats to bat deposits at UM Bra USA and LEIS AG Starrikrd and to sane address in the sate envelope, e.g. because
trench (Ba-k Sweep Pr.:gams), moneymaker mutual • Commodities contact, (e.g, foreign silage and they have owners who aka maintain jord account
CzerelitslIealleitle with the Finn tubs Money Funa) aid the InternationalDeposit decoysmetal contracts), includirg futures contracts rem creips wth other clients a the tame addressif
• Pleaferefortinn so oral canine/tons in wiling Award (Mier c warners with in ntorutional ad commodity option contract. you peer to wont individual stattrninis mailed in
to further protect your cistitt inducing your rit Ree:VCO Maneerrerd Account. Though the Bair lh•SIPC protection and the Cup0Writntil protection do separate envelopes, you may decline lxv,eholing by
coder tie Sea. lies Investor Protection Ad (SDA) Sweep Programs, cash balances we swept to LES Bank not apply so these assets teni f theyotherwise appear caling sow fine-cal Advisor.
• 11 the finance institution on the toplett of du hat USA to to an estabashed knit ad then to UPS AG on yea statements. The StC protection aid the
of this statement isnot CBS F natal Se vat CBS Stanford Branch, or a Money Fund. Deposits at LEG trillernental protection do not protect against changes Friendly acesstmens
Fi-andal Smites carries yea accaint as clearing Bank USA are FDIC insured in accede-or wit FCC n the market vale of jar imestments (whether as The Fiterdk accent name is a custom:ride 'nickname
Pecker by arra-gerrent wit the rokated insitution Formore information please met wwwfdic result of market morns, issuer badiruptcy or chosen by you to assist you with your recordleePti.
o W p e e n in ed this a y c o c u o o s f t t h h e t h re e la c tO as n t 5 y h o 0 u ‘ r t h e e r n a yo a u n d D M e o p n o e s y e A s a r t d L s E a G r e A n G o S t n ta o n s fo e r d d b B y r t a h n e t F a DI d C. shares of M *h or e e i r d n o i n ) n ation is avaable rot request. F y e w s n F o r i l e e n g d a ly l e X le C c O t o ul n t n y a o m ur e a s c , c th o r u o n u t. g Y h o O u n c ln an e c S h e a rv n i g ce e s or
stories tre located a UBS financial Streets and rot vat menu/ obtan more florin:eonabout SIK, micludo9 by contacting your Fitanciel Admix.
the rwudcrg broker, ad youn ut make enact Through tie DA, (mailable to eat beams are swept to the SIPC Brockm. by conucting SIPC et 202-371 -83C0
of as es or emission to both firms. As described in depose &cants al UBS AG New Yak Branch and LBS • by irisitisp the SIPC iwarte ae smonsetorg Account overview
the account agreements, you must IV* IA day AG Cayman Ranch Thew deposes arena Soured by pun • Value of your accoun4onTolo. Net of *sets and
errors or triad rwokrig checks reflected on your ter FCC. Balances held at the UDS AG Cayman Brandi Dividend Reiwestment Program liabilities
statement wain 30 CItyl alter t was mailed or made are asperse, imposed to the sovereign ink of the The ate reflected a an atef ox trice. You may Oblast • Antb troludes soli* cash balances, vetoes fa
available. All doe mnis shall be droned corrplse Calms Wards, and tore is no guarantee or other the actual price Iowans F racial Advixr Gulf week restricted seamy (ea ), and Global Tiro Deposits,
and accurate n all other respects if not objected to in elongation of UBS AG to rhea the Saxes *think al the share aro purchased under DRIP; patial thanes will be amazed marks to ma-ket, andcertain assets not held
veitiu within 60 days LEG Cayman's Brach's bores. soli ad the cash wi be deposited re your account the by der Fern. Does rot include unpriced saclike assets
• Please dhect cutromer complaints or rates to to civickrd reinvestment price applied byte aster may at the end a the prior and carent statement paelOda. or
Farts C lent Reborn Deposit* at 201.352.1699 Deposal at LEG Bak USA and each UPS AG Branch are rifler from the market pace al filch tie partial tires aerate ineesteritt umested stock options and
a togas a.900354.9103, ft® A.M. to BCC, P.M rot protected by SIK. Money Fund shares are protected se sold erectable stock options
FT Monday through Friday, or in wing to 1.85 by SIPC. See -L66 Financial Services Account Protecta- n' • bibiefs Includes debit Waxes armarding margin
Financial Services ix., Client Relations Depalment, below. Castielieu bans, credit lire, chat accou-d balances.
P.O. Box 766 Union Cay,141 07037. Cnk whole mats may be heldhendn gas aceut. If pin • Cathhooney balances. Total of unimested treat*
• In case of errors or cantons about an electronic Uponmut request balron in tie Pare Sweep entitled to a petal wait a s Desalt <4am:bided payment cash balances, plus deposit telexes at UBS Bank USA,
funds transfer (ITO ha ward a UBS Votokbit Program or DA may be withdrawn and shares of a or OhinViit, the Firm will either all panel was * LEG AG U.S Branches ad moray market mutual fund
card transient call F02762-1000, or write to UBS Mcney FundMay be liquidated, and the proceeds made prima accept an /mord deurmined by a sweep balms, at the chose of tie staerrent period
Financial Senices Ix., 1000 harbor Blvd, 6th floor. returned to you or sour seosdies accat regiaered cleitiu agency, and credit yew accord. Non-conwedity free credt balances in you' account are
Weehawken. NI 07086, Mtn RIAMKA Series. rot sec/eyed from other balances and to Font may
Ftrthee rdormaton about available sweep agora Investment objectives sae so of these lords in the ordnay course of As
Caller Wile as in yeti can, if you tit yea nclairg (wont irderest rates and yields, &imitable at The riottimert objection and risk profile sr spec is to brains, hew funds re pestle won your darned.
s rd ta o te m m a e t n io t a n t r o ec u e t ip a t t k ra t n w s e fe r r p o o n r t i h f e y o st u a n te e m ed e n m t o o r r e a w m b v y u c b a s lli c n o g r K nf O sw -7 e 6 e 2 p -1 re 0 k 0 b 0 , . from your Fnancial Advisor P ea h c a h s e a c a c d o v u is n e t t a h n e d F m irm ay p m in a :0 y 1 b , e 0 t 1 w in e e w n i n s i a ng t o a f c a co y r ds This total is mended in 11-0 anent period cbsing Vale
receipt. The Firm or Card lister (as applicable)must sconticant change in you- I nacial sworn or Lending information
her from you no later than CO days after *ohm UBS Financial Semite' amount protection investment objectives For each ward held you For &lanai onlorrnalion on the Firm's larding padres
The 5,t-n r. A manta,dF flv(te. ran< 1--enee• Plelecirn choose one of the folbsiu ins-anent ebactis. and incl.:eves. refer to you Client Rebtionthip
SDNY_GM_00025628
CONFIDENTIAL
EFTA_0O136248
EFTA01277481

Important information about your statement (r20116Thefif)
Agnment or ACCOal Agfe t*t ertl and the General - We grew* use the &nig price when nitre or liquid and event they can be sold, tie ark. — h adoltion to cornrnissens received n connection
Tams ad Conditions U3S Statement of Credit Practices the mean of the bid and ask price, for listed received may be less than the per fire estimated with the sale or ciotributiOn d array contracts
;sealable in Agreement enders/sures a acuities rid optics a co* bet prices for OTC vat,. provided n the moral statement, and cast investment but inn tows dents, we
goy ear maltreat lorekrinto oret searnies. anda our afflide redeem revirea sharp
- Less 3Ctivei traded seculties may be priced usig a . Resbicted securities. Resisted 'earners gneraly ampersaion from many of the instance
Your assets valuation model a the moss recent price we are not clammy ergble to public sale. UBS Financial companies Widening the artily contracts,
Your statement itemizes securities end other assets hell downed ad may not reflect in actual makes price Service: uses the metal prima the unrestricted stork anises ct the huaann carp:Mau or spornors of
the accent at the end of thw statement period. You a vase of the sane issuer' as an imputed value for the be ant imestmmt lists wp distrtute.
may ark for deaverY a fully paid seariies at anytime. - Certain positions may appear anto_n a pice ate restricted nod Yorourposesofihri statement oak To - Our affiliales abo teen., trading commoseons ad
You may receive securities Lead as loin collateral after will fist as 'irke was not avaable• it we dye the extent tut resided stories are elgbk to sale, other cam pensationThan nutaal kit and
paying any balance cis cri them. Any securities usable to obtan a price foe a seamy the value received may be sebstarnyaly less than the Suave companies Slow geoids we &vbs..
translate-deo the Firm casig the Italement period ale - Deposib a securities denominated elCUITarat insured vakie tom - We receive an anal fee from UBS Bat USA set
liked at market vas as of the end of the staterno. ohs than U.S &elm are reflected at the etching. LES AG Stanford Ranch Of laalo 425 per accuse
period. rate as of the Statement date. • Est. (estimated) income. anent yields and rata sweeping to debarks under the UBS Bank Sweep
• Cast bald In detemining the cost basis of he - For certain searnes &ding n non-conformrg M estimate of a'nual income is based en current Program.
securities incbded n this statement, Were indicated denornnstrons, price and quantityOde salsa my dnidend ad interest rates, assuring tie ensiles sill
wih the number " l, • LES F mince& Services has relied have been adjusted to facilitate mem value:f t be held for cress from statement date or arts Adlvity
Ori information &lined from sources other than US$ To cbtan (trent gint.iims. when availaba, contact maturity This tetanal* isony a gudolne; accuracy Inficemationregardngcommksifis and other charges
Francial Bennie,, inclkding I-formation frcm another ccarcel Zen:Cr and continued income are not gum-steed hand in connection with the exeoSen of trades,
fine et that sum./ NW* grovided to yea finaxial - Estimated anal kerne and cured yield fa kludng option transactions has been incbad
&kis. The f inn does not ideate-okay verty a • Private inveaUnenta and attar:oared produas. certain types of washes add rick& a ream of antMan:re preinusy !writhed to you. rid will be
damn* the aco_racy a validly of my Sarmatian novae rionlmal war las (nc Ulm drttt pencilledor capital gaga iv which use the est provided to ?wpm-Fitly cr.r epast.
Provided by scum the, LES Senecas. parreipatim program and realeaate investment est income (ad curse yield would be mentated.
h xiltion although LESChricial Services grerafir noshes) and structred proins are periwig, highly - Estimated anal income and arrent yield and the Shen saline
iodate, ties Haman:re as it is termed, the Finn Sigrid. Certain sea-ttend prodsts have not been actual ?cane aid yieU misfit be lower°, higher II you are engagedin that selling a w.unty, you may
does not provide art, assuarces fig the Merman:re registered with the Securities and Exch than the estimated terb3unn. ins a charge dye to catkin tonowig costs for that
seder 'Cost bans° ate *Unrealized gar/loss' is Commission ix under m slate securdtlieTarra We - Ancient* of 'trusteed income (divilend andce partkulaseasky.
accurate as of the date of this statement. As such Provide estmated values for private investment interest) divided by the current mariet
please dome rem on this nice-ovation to make searkes a-danstured products for Samara! valsiaverage balance is based on the Last dividend Open orders
pesehne or sale decisions fa taxis...poses a purposes ivy. Marary is tom gumanteed. or merest payment mode by the aver and 'legating open or • gx6tilkancelled* orders tat
otherwise. Accounts turderred to tie Elm may - These vitas may differ absurd* tan prices, il names he seareeideposts will be held fa as were not executed by the slatamtet data open buy and
reflea ger/loss Hamelin only for the period d any. at which a side noniron,' thy year tan the statement date of until matuity. sea slop orders are waxed by the mount et dna:lords
tine they are held at the firm Morehi:twice] structured product maybe bought or sold and do Accuracy ate continued well am not guaraseed art mtsam an ex-divider& o eg-arfrth doe unless
Haman:es crib, aided by Kir Fnaxial Advisor. rot necessalyrepresern the vais you mayreceive ranxted crivenvise by gar You are responsbk for
span lictidaten. • Assets not held by UBE Financial Services Cenah orders that execuied ds to your failure to cancel
• Unreetheed gain/Ions Yellen data n - Throe party estmess of vain are as al a oxtails meets se rot held by the Fine arena wen the *rising open orders.
avenged trroaare4 guindloms at. actialed ter date and ate applied to UBS Ennui Services on a Fern's possum or central. These assets are
hdvitial smug lots. The transaction data for reglar basis try an independent satiation firm. &played on you statement for informational Priem
idvSLa bit may or may not reflect ccmmissigns, - baser. general panne- or sponsor estimated glen, purposes Only, Positions and values presented re To obtain a copy of as current Client PrvaocnyNotice.
rZandor security reorgairaten events ay, ate applied to the Fan by the issuer, provided by he Ssu'rg fern. UBS Inancial &races please dental mar F narnal Marisa our wetrine
cl and ogee reinvestmene lots ad systematk general partner oe wawa and may be calculated not reef:cable for Ow information and does not at ttiatw rnageaatalvartfer
pirchaPP be, are each canbined to dieplar one based on afferent information from tat used by guarantee es mangy. These assets are not weeded
averaged lot The 'Trade date' colon presents the hid pities to derive their eainated values. by SOK or to Finis supldementalSIPC coverage. kJEG Filmed Savors is not a bark The WA Busness
agral transaction trade date. - You can obtain aednoral iformation regarding Services Account BSA and IRMA are take-age accounts
the metccblogy used to deem** the estimate a • Revenue sharing and additional compensated,. ankh provide access so banking services rad protests
• Callable securkies Bonds rid defined stock that value ad the dale of the Hammenthat is the — In addition to commissions on sales and 1.1b1 lees dna* alangantrilt web afI Sated &Ss and other
the 411-0" calk for eery releriphan will be selected basis fa the estimate by contactig your Financial received n oareetiert with the distribution c4 Ihniparty bant,. rid provides access to nuance and
marhallt by lot Iron among all searnes of fin Advisor mutual brads to ow dents we ander our grade anourol [maids eased by unaHiliatedthid-party
Sue held hi our cursor n nomnee naive fa or - Third party 'Ranged vales may be reflected as receive revenue tor-ONPayments Iran dianbutors risurrice conpanes through a-aura-ice agency
<lents, Call tense Santana is cbtaned Mom third 'Not priced' in several dentin when an at salsas of the mast funds that we sell. subsdianes of UBS Financial Services Inc.
parties and in accuracy is not gmantead. Ott, tall Idope-dent valuation lire has net %Slateda Thew arnants are based on two &fermi
feabses may emt which mid OM yield candete wade to midi a vat,.. Serowe become ware corrporents (k the amorist of Yin by UBS of a lwass-nent, Sura-ce. ad areagens-ducts,
irkernaten MO be wonted upon request that a matenal met has °cored tat may call a articular mutual fund famiy to our client& and d) Not FDIC issued • No bank gunned. May lose vat*
3enous," repaled vase rap question, or when a the asset value of a particuI nm utual fund tanks
• Certificates of deposit (ma). CDs are FDIC awed value would be highy space-Ss due to denature shares held a the Wm RMA. Resource Management Arms nt, Business Services
Lino 1233,000 h principal and accrued Serest per et the sneaky. — We and as all Ade ate receive flanking aid Account BSA. IRMA and intonational Resource
deporiecr ate per depository innitufixt. 'accordance - When neither an num general partner or ammo' melba processing lees in con-Aeration for Management Accost re registered service maks of
win FDIC rules. estimated value nor a thrd-paly estimated value is trawler agent service, that we Provide to the LES fnancii Serices lx
doirdect, the was of the seanty MR be dikerent mutual lir& These fe es generally are pad from
• Priothalue Prees droplayei fo r secuenes and other Irene its caches* price. investor asset:Skill* nutua I lured and &watered Vila Signalise it a regained Service mak 01 Vial
precasts may be higher or lower than the price that - •Daributiens to date' may indude ream of dials amount based on the maths of accounts at Hemel inal LOS visa Signature cede cards and CGS
yai would actualy receive in the make. gin are capital, ncome orboth. the broaer.dealer holing mutual lira of that fund Visa deb* cards re inued by UBS gat USA with
obtained from yarns turd pity sources whiti we - 'Original unk size' represents tie noel offering family Peall590O from Visa U SA hcorporated.
beeeie to be relabk, but we do not garastee then price per Lnk axial., not reflect gout con bass.
actursy - DIP rd unlined REn stasis se rot listed on a UBS Financial Setvicee Inc Rev 201604
national securities exchange, and are gerverdy
SDNY_GM_00025629
CONFIDENTIAL
EF1'A_00136249
EFTA01277482

U85 Financial Services tic.
Private Wealth Management Investment Account
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2016
CNP7005540373 1116X5 Y1 0
POT & KETTLE, LLC
PO BOX 308
TEANECK NJ07666-0308
Account name POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number.
Your Nnancial Advisor.
SCOTT STACKMASULYLE CASRIEL
Phone
tdslt our website: Value of your account
www.ubscomitinanciarseonces
on October 31 (I) on November 30 (1)
o oo aoo
Your assets
Your liabilities 0.00 0.00
Value of your account $0.00 $0.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 14177
S
Net deposits and
withdrawals -1618
4.8 vow nwstment return
Diedend and
interest income 41.41
Change in
market value 40.00
0 0 0.0 00 Value of year ocean
•
on Nov 30, 2016 60.00
Dec 2014 Dec 2015 00 2016 Ate 2016
SDNY GM 00025630
Member WPC CNP7001:60056•0373 NM:0186327 C0002 1116 030579743 Y123679550000010 Page 1 of 6
CONFIDENTIAL
EFTA_00 136250
EFTA01277483

SUBS
Investment Account Account name: POT Q,. I FIlE, LLC Your it sandal Advisor:
Friendly amount name: PM', FILE I C SCOTT STACK MANL YLE CASRIEL
November 2016
Amount number.
Your account balance sheet
Summary of your assets
Value on
November 30 (4)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assorts $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index November 2016 year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP700C0001510374 NP7003185327 00002 1116 030579743 Y123679550 00%Whyotko002561jage 2 of 6
CONFIDENTIAL
EFTA_0013625 I
EFTA01277484

SUBS Investment Account Account name: POT & KETTLE, LIC Your Financial Advisor:
F rie nd ly a ccou nt n art T TT SCOT1 STACK MAN/LYLE CASNEL
November 2016
Account number.
Change in the value of your account Cash activity summary
November 2016 (S! Year to date (S) See Account activity the month for dela Is &dances in your Sweep Options are rod udedi n the openng and
closing balances value. FDIC insurance fl eet only to deposits at U85 Bank USA, not to deposits at LIE AG,
Opening account value $0.00 $4.77 Stamford Branch or bank deposits pored thiougt the UBS Intetnahona Depose Account program. stpC
protection applies to money market sweep find hcidirras but rot bank deposits Seelmportant in5ormation
Deposits, including investments about your statement on the at two pars cf this document for deists
transferred in 0.00 155,500.00 November 2016 (5) Year to date (5)
Withdrawals and fees, Opening balances 10.00 $4.77
including investments transferred
Additions
cut -0.05 -155,50618
Deposits and other funds credited 0.00 155,500.00
Dividend and interest income 0.05 1.41
Dividend and interest income 0.05 1.41
Closing account value $0.00 $0.00
Total additions so.os 3155,501.41
Dividend and interest income earned Subtractions
Checks and bill payments 000 -25.00
For purposes of tits statement, tasabity of interest and oudend income has been determined ticM a US Other funds debited -0.05 -155,481.18
tet, rePortIrc Ceradht. eased upon the residence of the account node,. account type, or product type,
torn, interest endow dvid,nd payments may not De subject to United States (US) ands Puerto Rico (PR) Total subtractions -$0.05 -$155,506.18
Income tines The tient monthy statement is not intended to be used and carrot be retied upon for tar
t p h u e rp F os o e a s m . C 1 li 0 en 9 t 9 s a sh n o d u t ld h e re F fe o r r m to s t 4 h 8 e 0 a , tO fo l r iC l a a t x ie r t e a p x o re rt p in o g r t i i n n f g o r f m or a m t s io t n h e n y r i e s c t e h iv e e p f r r a o c m tic U e B o S f a n U n B u S a t ly o , s fi u le c h th a e s Net cash flow $0.00 -$4.77
aCcliCatle lam repOning Joni with the US Werra ReWnue SenriCe and PR TreaSuN DeparaTent. find in
such loans accurately Meaty dividend, smart interest as law erergot or tatabie itxone Please (omit your Closing balances 10.00 $0.00
insixdual tax preparer.
November 2016 (5) Year to date (5) UBS Bank USA Business Account APY
Taxable interest 0.05 1.41
Interest period Oct 7 - Nov6
Total current year $0.05 $1.41
Opening UBS Bank USA Business balance Oct 7 114,481.13
Total dividend & interest $0.05 $1.41
Closing UBS Bank USA Business balance Nov 6 $0.00
Number of days in nterest period 31
Average daily ba lance 12,335.67
Interest earned 10.05
Annual percentage yield earned 0 03%
SDNY GM 00025632
CelP7C009305640375NP70C01$532700CO2 1116 030579743 Y1236795500013010 ease 3 of 6
CONFIDENTIAL
EFT/L(10136252
EFTA01277485

UBS Investment Account Account name: r Your Ilisendal Advisor:
Friendly account name- SCOTT STACK MAMLYLE CASRIEL
November 2016 Account number:
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibiSty consderatron - None selected
Your account instructions
• `foto account cost basis default closing method is FIFO, Fro In, First Out
CNM000305540376 NP70C01/ 35327 00032 1116030579743 Y123679550 03ifINWGM00025€639e 4 of 6
CONFIDENTIAL
EFIA_00136253
EFTA01277486

*Nis Investment Account Account name: POT & KETTLE, LLC Your Financial Advisor
Friendly account narne• SCOTT STACKMANYLYLE CASRJEL
rrovember 2016 Account number.
Account activity this month
Otte /shindy Description Amostst (S)
Dividend and interest income
Taxable interest Nov 7 Interest LEG BANK USABUSINESS ACCOUNT AS OF I1104116 0.05
Total taxable interest $0.05
Total dividend and interest income $0.05
Oast ActiiIy best apt:on Arrow' (5)
Other funds debited N0 v 9 Transfer JOURNAL TO GHISLA1NEMAXWEU_ -0.05
Total other funds debited -$0.05
SDNY GM 00025634
CNP7001:03055•03r/NP70C010532700002 1116 030579743 Y12367955000010 Peg* 5 of 6
CONFIDENTIAL
EFTA_00 136254
EFTA01277487

*UBS
Your notes
CNP70.005510370 antO3,85327 00002 ,11603057974,1236,955000glyhymtm 25d/kge 6 of 6
End of statement for account num bei
CONFIDENTIAL
EFTA_00136255
EFTA01277488

Important information about your statement
U3S Fruncial Services inc. (the Firm or UBS Finarcial sent yOu the Irst statement on which the eta Or Corporation (RPC), which protects ItO-rlieS traa-MS 01 • Werke Cunene income: hvestments seekng tie
Strokes). is a kerbs' of all principal leaky, ccmrroday problem appeared. its mention up lo $500,000 (enCluling 1250,003 kr generation ol income ay.
and otters exchanges. UBS Financial Seniors and LEG - holde your rume ad kore number (4 any) darns for casii. The Slit asset protection limits attrak to • Aefetit Cepa*,a paereatioe Inurement% seeing
Bank USA ate i-died subside:M e, of UPS AG and - Deco& the error Of the Wander you are inure all accosts the you hold in a particar cavocity. crowt of principal rather than the generation of
aliases of 1185 Starnes LLC. The Fim's 1k noal about, endcontain as ckaB as you cal why you The rem loge.w with certain aff fiats, has also ream.
statement C available upon repast The Font's executes believe t is an error a why you need more purchased applailentapatediOn. The Maims • Produce Conebaubm alas* al Catpiieta l
alias we a. damns amount payable to at eIgible dket, CONICIWk aide Appreciation. kesments seen? both gerneern
- Pros:dethe doer arrant at ter suspected error. this prat-ion is ZOO maroon as of December 10, 2015. of kerne aid growthof prixpa
LES Financial Seraes &bad to the poky exelitons ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer eel hastigate put compdaht the aims is further protected fa up to 51.9 milbn n the Overall cite profiles
Weehawken, NJ 07086 and vdl correct aw error prompty. For alleged mots aggregate kr all your accounts held n a parkas • Conservers Seeks to mantin ninth pacipaa, with
1 o T 1 f h f i i 6 s c i F a a i a l n t a t e e n r n c d i i a n o l t o S r e r e n r p v a i r c e i e l s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , s a rd t t a r o a s f i h y t o o u u l ' d m y y im o o o u u p r e l ' v y a i t i i n h c g c a h o n U a v r B 1 d e S 0 f t b V h o u e r i s a t u h r s e e e d n n e s o b f e d a t t h s y c e s t a m t d o y o t o d n r u a o e t t y t h r i e a c n s l d k a , e w n is r g e i a n t w i i e e f i r l w l r t c o i e r n r e , t e d s a i o k i t t e t hat T p ap h a r e u o S n c i r t l e y it q . u p A e ro s f t t J . e c c ti o o p n y a o d f t t h h e e p s o up k p y l e s m n e a nta g l p is ro s te a c la tio b n le t l 'm o h w a e t m r m is o e k a a a n n s r d e t h t v u e o r l n a a s t c i l a c ity o d s to m t d t a h o y e e r s a o n t x o L o t o g o n e p n c p e l o r u a re n te k w s i i m g th n e B n e i a f re
r O o m t i 9 b P e O re n l i p e l d e a c s p e r s ep I o I r y t o i u t i b m a m s ed e ia t t h e e ly e n i s r a id n g tit y e t r o a t he lakes us to complete our mestigrtion. b • o C th e d n o li n n o f t r m an a c y a t o as sets controlled by (and Maack n • M el o a d t e io ra n t . e . Willing to accept some fide to pircPal and
Brandi Manager et the office serving your account. Please mire all disks swab to the Fern or the your account value) but held away from UBSFina-eia tolerate some snaky to seek hyher returns,
racial insleris rdkated on he front of this Services (e.g., certain( cash at UBS Bark LGA, (10 • Agonies: Wiling to accept high Mx to pones* and
Alltategn a fives shown Are Mended to be accurate, statement in addition to regular maul fees, accounts cash at Les AG U.S.aandoes, (4 insuark pitOrts, high waist lily to seer highreturns Owe tiro.
statement ditasatrukf not be used fa to purposes Rely may be abject to mantenerce Ian, throats for nee including variable minket, and 66 tires of initud • ame ntenta (Woke Condonation: f Wint•cl, a
star on yerend tax lams. (le , Form 1099. 5498, parent kr securities purchases and charges kr unpaid fonds where such shags we registered ding in the potion of the poi-Hole, for that account may exalt
10425. etc ) when; rename your lax return. he Fit,, 5 arrant, n cash amine Accounts that re transferred name of the account holier on tie books ad records canplex strategic, tinted lisicity and rater
required by law to remn to the IRS alltaxable disidends, to other instakirs may be subject to a finder tee. ot to Imola* Ptef a transfer agent),
mportabb nontaxable datiokna and motile Merest • Certain nwsb-nent contracts or inwsiment interests
erred a seciaities held east scant, rune steeds UBS Sweep Options (e.g.. United 'kinships ad piste placements) that Starr ThowehoWne
on see brisactions, ad cos* basis on attain covered LES offers options kr sweeping cat banes. balances are rot regitened set tie Securities An of 1933; We may corsofdase al related account statements with
mortis to bat deposits at UM Bark USA and LES AG %pinked and the sane addess in the same &Piety., e.g. because
Match (Bak Sweep Promarr4 moneymaker mutual • Commodities antases (e.g, foreign okaye and they have owners who &lie maintain pol account
Caeolitstilainkinivrieh the Fin Ards (Money Fund° ad the international Depose meowsmetal contracts), includirg futures comets read cretins we, other clients at the same addressif
• Please remain, sip oral ookrunkations in sting Accord (DA)la c stance with in Intarotional ad commodity option contracts. you paler to raono indiedual 'stank, mailed iin
tofurther protect your fiats. inducing your rifts Rooky Management Account. Though the Bair The SIPC praed On and the supplemental proteando separate erneOPet you may decli-e h:lnehOldng by
titer the Soo.l ies Investor Proteotron Act (SRA). Sweep Programs, cash balaxes we swept to LES Bank not apply so these asses ewes if they otherwise appear eating you.: Financial Advisor.
• 11 the fina-pol institution on the top left offer had USA to to an established knit ad then to UBS AG on yea statements. The SRC protection aid the
of this agents isnot U3S F naiad Servket LES Stanford Branch. or a Money Fund. Deposits at UBS 540lanental protection do not protect against changes Friendly account name
Frontal &man carries you areckint as clearing Bank USA we FDIC inured in accorda-ce with FCC n the market vale of yea imestments (whether as 4 The Rierdk =aunt nano is a cuss:mutable • nickname'
broker by an-a-gement wah the relcated inslituten mule. Format information please Mit wwwfdic result of market movernem, issuer bakruptcy a doss by you to assist you with your recede...WV it
We in you of this relatOn5h0 when you Deposes at LES AG Stanford Brach ad shares of °think.) has no legaleffect:ayou* account. You can tong.
opened this accost hers cast your kits and Money Firds ate rot bared by the FDIC. More irtonnation is sable wan request. • handy award names. through Onlne Services or
storks a* boated a LOS financial Services and rot You nay cbtan more 44°k:eonabout SRC, @lauding by cat/di-9 your Fiume* Atheist.
the intoieng broker, and you mat mew amps Through the DA, (skiable to cats Iodates are swept to the Slit Brockre by contacting SIPC at 202-371 -83C0
of any error or omission to both firms As described depose &cants al UBS AG New Yak Branch and LEG or by ratio the Sat minee at skis/mom Account overview
e d r i r e o a rs c c o o r u fr n a t u a d g r M ee o m t e r n ig ts , c y h o e u er m s u re s f t l e n c a te tt d y o u n s y o o f u a r r y A ti G t F C C a C pr . o B n a R la a x n e c s h h e h ld e a m t th d e e U po B s S it s A a G r C e a n y a m M an u B te ra d n b ch y Dividend Reinvestment Progress pun • li e V b a il l i u ti e s o f par acroustaarkko. Net of *sets and
statement wain 30 clays alter it was mailed or made are tempi:may imposed to the sovereign Ink Of the The pee reflected is an atea ge price. You may °Nan • AMb trickdes amebae cash balances, values fa
available. Alinements shall be deemed comae* Caren Merck and there is no guaranis or other the total price Iran you F racist Adak.. Ona/ week restrkted sturdy lest ), and Global Tire Deposit,
and accurate n all other spat if not objected to in obligation of UBS AG to repay ter boraxes while RA the shares are purchased under DRIP; patial shags Ma be amazed marks to ma-ket, and certain assets not held
*nay within 60 days LEG Cayman's Brach's books. soli ad the cashM I be deposited ri your account he by the Firn. Does rot include unpriced sensitikassets
• Please dact ouRomer complaints or ea/best° tee clacked reinvestment price applied by the inter may at the end a the plot and arrent statement penods, or
Fier, C lent Retook Depatnent at 201.352.1699 Deposes at LES Bala USA and each UBS AG Branch are 61l er liom the make pia at catch the partial shires await isements. awned stock options and
a tales r. 903.355-9103, 8:03 A M. to 6A0 P.M rOt protected by SIPC. Money Fund shares are protected re sold eumeable stook options
FT Monday through Friday, or in swung to LES by SIPC. See 'LES Financial Services Account Prouda- n' • ulbares Induces debit bale-4es. outstanding margin
Financial Service ix., Client Relations Depayment, Icelow. Cadeirdieu tins, credit lire, shag account balances.
P.O. Box 766 Union Coy, NJ 07032 CnB whole umts may be head yea amount. If you we • Cat/Mooney balances. Tea of unimested avalable
• In case of <Iron Or glatItiat about a electronic Uponyour request, bahnon in the Bank Sweep entitled to a petal ail a a nesult er a &Ward payment cash balances, plus deposit telexes at UBS Bank USA,
had, transfer (61), bas parr a UBS Voatthbit Program or DA may be withdrawn and sans of a or Ohinaw, the Firm will ether sell panel was * LES AG U.S Branches ad money market mutual fund
card vantactions, call 1102762-1000, or wife to UBS Menet Ford may be liesidated, end the proceeds marbet price a accept an /mord determined by a sweep baron at the close of ter statement period
Randal Senates lx., 1000 Kato( 814, Gth floor. returned to you or your settees acccmt. regikered cleatry agency, and credit you' accord. liknaceirrodia free dna balances in you *count are
Weehawken. NI 07086, Mtn R144186.4 Sakes. rot segegaled from other balances and the 14w may
Caller cote as soon as yeti can, t you hit yekr P n l c a k t d e r r e tr ; d (w orm an ad t o in n t e a r b e o s u t t r a a t v e a s i l a a n b d le P s a w d e s e , p 5 a a g v e ai n la t b le at I T n h v e e t n ia m ti e m n e t r o e b j o e b c je ti c v t e iv s e s and risk profile asps ilk to e bu a si n a e n s y s o f T t h h e e s s e e f u la n d ds s r e ti p t a h y e a o b r l d e i n w a a y n co y u o r u ts r o d f a i r s n ed
statement a receipt k mono or if you need more wkrubscorntsweeppekk from your Financial Advisor each account and mai vay between your accoues. This total is ridded in the arrant period ckeing vaiat
laureation tout a transfer on the statement or a by tiling 825762-1000. Please advs. the Finn prontrey in wreing of ay
receipt The firm or Card Isar (as applicablamust smnf joint change in you Ina-trial satiation or Lending Wenn/diem
hear from you no in thin CO days after tie Fern U Th N e F F o i o n l a r n . c a i a n l o S -r e ho e . k d s F a th t • t ( a ev in i T p ri r o o < t e h c o t r io ro n r PrOtortrri i c n h v o e o s s tm e o e n n e t o o b f s t c h u e r f e o s l k F w o a r y ea in c v h e w stm a e r n d t c h b e je ld c , t i y v o e u t F a o n r d & de te e e m d ' i s nf . o r r e m fe a r ti o to n y o o n u th C e h F e i m rm R 's e le b r t d io in n g t i p p ra ctices
SDNY_GM_00025638
CONFIDENTIAL
EFTA_00136256
EFTA01277489

Important information about your statement (COMItlited)
Agreement or ACCOLII Agfe t*I t'd and the General - We germak use the closing price when avaUkce liquid and own a they can be sold, the peke — h addeion to commesins received n connection
Terms rid Conditions LieS Steamed of Credit Practices Ow mean of the bid anal ask prices for hued received may be bar than the pee there *dimmed with the sale or &thbution ol amity contract
imitable in Agreement; andO ng:ants a securities ad optecra ce only bid prices for OTC vain provided n the twore statement, and int investment that ink tooter clients, we
Bmay ratrmantansurvererletu tot. securities. audit( our affiliate reuse reserue sharp
- Less actirey traded secuities may be priced using a • Restricted securities. Resta-led searites anemia carpe nation from fumy of the nuance
Yew met valuation model a the moss recent farce we aw not cumenty etglak to public sale. lies Financial companies andeftWOM the reedy Centrals,
Your statement itemizes securities and other ends held claimed ad may not reflect in actual market price Services uses the market priced the unrestricted stock aft/Jain ct to Marra carpet or manors of
tithe account at the end of the mate errs perixt You a value of the sane issuer as an imputed value for tie the int arrestmmt tuts we distrizote.
may ark for &Plea Of tak paid wangles at a-4 time. - Certain positions may appear wit si a price and restarted stock trourposescsiths statement ody To - Our affiliales abo receive trading commesions ad
You may receive securities ised as loan collateral ether will tow as 'peke was not avatlakee• it we are the extent that resettled seasties are elgbk for sale, other compensator, am natal kends and
paying any balance de an them. ,say securities unable to obtain a price fora warty. the vats rtheaed may be tbstanualy less than the ratan companies whose products we daubs
translated to the Firm darg the statement pent are - Deposal a securities denominated ilCUM71-00 imputed vete *040 - We receive an anal he from UBS Bat USA ad
listed at market vete as of the end of the stational other thin U.S dollars are reflected at the ochry CRS AG Stanford Branch 0(0)10 $25 per accord
period. rate a of the statement date. • En. (estimated) income. anent yields and rates sweeping to the barks under the UBS Bank Sweep
• Cast bale. In detemining the cost basis of he - fa certain searees rate n non-conformrig An estimate of annual income is based cn current Programs.
securitiesgoaded in this statement were indicated denornnetions. puce and quantity(tath glue) may dividend ad interest rats, &stung tie searkes will
wih the number " l, • LBS F nate' Services has relied have been tamed to facilitate paper a/intim be Mll for one yes from statement date or arse Adivity
nth information dotted from sources other than UM To obtain Meal quotalcm. when available. contact maturity The intimate horsy a gudelne; accuracy hkemahon maiming ammksiths and otter chars
Financial Senices, including information kcal another you Finace, Adriscr. ad continued income are not guaranteed tarred in conned:in with tie exeoSith of trades,
fine a Out mum* Nate grovided to you finaxial - Estimated snag income and cures yield for ixtdrg option vansections ha been inctstd
Adam The Firm does not irdeperckntly wetly a • Private inthinment and nructured products. certain types of leashes could astute a tenni of cordl anai:re preseousa lathed to you, and sell be
iastrentee the acaracy a vaklity of ary Wormation Trivet* meaner wart sat (miring drat pritipat or capital gains is which case the est provided to you prcrrotly on repast.
provided by 30S)05 Car than LESPi-uncial Senices participator program and realPalle investment asst income (a-dcurrere yell would be overstated.
▪ adatich *hough UPS Amaral Services arerala sessile.) and structred prodxts are anorak, highly - Estimated anal income and anent yield and the Short selling
updates et Harnett, as it is received, the him dthrid. Cann stets-tend pastas have not been actual thane and yield that be lower or higher you are engaged in short selling a security, you may
does not provide any emu:axes that the information registered with the Secants and Exch than the estimated mounts. in:tracheas. dm to catmints:want costs for that
seder 'Cod base and ^Unrealized garf loss' is Commission cc under mg date secured:tn. We - Areestimate of arruaked income (dadend ands partkulirsearay.
accurate as of the date of fhb statement. A, such provide estmated value, for private investment intend) divided by the current market
please dons re, on this ninnation to make sec:vitas arid sthstured products tor tikentatinal valsiaverage balance is based an the let dividend Open others
peschne or sale decisions for tax purposes a purposes any. !sang is rot guaranteed. or merest payment mode by the issuer and Regarding open or • gni-till-canceled' ceders tat
otherwise. Accounts mode/Ted tote Firn may - These tams may differ abstawisee ban prices, il tunes tie securetetdeptes will be held foe a* were not executed by the statement date, open buy and
refine gal loss information only for the peat d any. at which a Paste Setirntril thy year from 4-e statement date or until mania sea sit orders are nand by the man of clinked
tine they are held at the fink More historical subdued product maybe bought or sold and do Accuracy at continued weld xe not guaranteed or rktits cn an ex-dividends a etrithis dale unless
information cube aided by your Friaxial Advisor. rot necessarily represent the vat* you may maim Signaled olhenvbe bybar You are responsbk for
spat headgear,. • Assets not held bytes Financial Services. Cenah odes that are executed Oa to ythir lecture to cancel
• Unrealised gas/lose then data - Third petty estmess of vain ate es oe a amain assets ace rot held by the Fim arena wenn the nisi rig opal orders.
eminatect canalized guindloath are &added la date and an supplied to UBS finarcif Services on a Fern's possession or control. These assets ace
invite' securest lots. The transaction data for realer basis by an independere collation firm. choolted on tar statement for informational Perm
in:Willa lots may or may not reflect ccmmissicns, - baser. general panne- or sponsor estimated vales purposes only. Positions and values presented re To obtain a copy of as current Client PrivacyNote.
rZardor security reorgatatcn 'writs if any, are applied to **Fmk by he issuer, provided by the trig fern. UBS Fi encal5erwees please convect you Freesia' Achiscr or vest our websik
d and other reinvestment lob ad systematk general panne or tensor and my be calculated not retycrwMt tor NS infomution and does not at ttaaw 0), enagatatnartirer
purchase lots are each combined to dials, cr. based an deferent information from tut used by guarantee es accuracy. These assets are rat protected
averaged lot IN 'Trade date' colann presents the aid parties to &eve their estimated values. by SRC or the Fines suPelanental SIT( Own?. UM Firmed Services 4 not a ba-k The MIA, Business
original transaction trade dale. - You can obtain additional information regarding Services Account 854 and IRMA are tetkerage accounts
the metothlagy used to determine the estimate d • Revenue sharps and additional compueliatices which provide ace's so bathing services and protests
• Callable securities Bonds and pretend stock that value ad the dale of the Hamblinthat is the — In addition to commissions on sores and 12b-1 lees tea* arrangements web afI Sated lurks ad other
the enter cat for eery reckintan wit be selected basis fa the esimate by contanig your Financial received in carecticri with be destributim Ihniparty banks, at provides math, ittrace and
inpalially by lot fran among all seamen of ha Advisor rrulual ftrds to ow dents we attar our gra*, a^fluttY Frockids awed by unalfilaed third-peat
tie held in ournarne or n nominee nine for as - Third party 'singed valets may be reflected as receive r"Pueshiring payments from distributors Murat, ampanes through insurance agency
clients. Call leave neamation s cbtaned hum third 'Not priced' in several stoat:at when an ado advisors of thenatal funds that use sell. subsdianei of UBS Financial Services Inc.
patties and as accuracy is not guano:ed. Other call ideperdent valuation tiro has not %MIA's' a it These arnants are based on two deferent
feta, may hest with could atom mkt cancathe unable to astir a ram nun we become avare corrponents (a the arrant of Ulf, by UBS of a heasment. reurace, ad aredy products
inkernaticn will be crovi*d upon request that a matenal 'sent has crossed that may call a Palicals mutual fund I amia to our clients: and 01) Nat FOC fni ned • No bank guaareeth May tow tea
prevousa reported vote rep question, er wen a the asset value of a particular rrutual fund famiab
• Certificates of deposit (CDll. CDs are HNC nsured value would be high speculate due to the nature shares held a the Urn RUA. Resource Management Arm. nt. Business Services
up to S2 5Q000 in principal and accused ireenni per of the security. — We and as MIAs* ako receive networking end Amount BUi. IRMA and attritional Resource
depot:tor and per depository imitation in accedance - When nether an Muer, general partner or sponsor onnba accosting fees n consdration for Management Accore re registered service marks of
wen FDIC rules. estimated value nor a thrd-paly estimated glue is trader agent SOYCEI that we proine to the IRS firmed Stenskes Inc
providect, the wake et the study Mate dilierent rrutut lint These fees generally are pad from
• Price/value Prices displayed f or secunues and otier Irene its asthma price. investor asses n the metal lured and are a feud VISA Signature is a regained service mask 01 Viso
prods may be higher or lower than the price that - • DM:abutter's to date' my include ratan of dolls amount bead a, the amber of accounts at Inmatithat WS Via Sonata ante cards and UBS
)0J would actually receive in tie make. Niue are capital, ncome orboth. the broker.dealer Poking mutual funds of that fund Visa debt cards ace issued by UBS gar* USA with
obtained from .arias tied party sources which we - 'Original unit size' represents tie hkial offering fa-nify Permission from Visa U SA Incorporated.
beleve to be relable, bat we do not a-era-nee then peke per exit at: I mar not reflect you cost bast.
accuracy. - DIP at unfilled REM saints are rot listed a, a Ullti Financial Sereiths Ins Pry 201604
national securities exchange, and are germ*
SDNY_G M_0002 5637
CONFIDENTIAL
EF1'A_00136257
EFTA01277490