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EFTA01277221.pdf
AI Summary
This document contains UBS bank statements for an account belonging to 'POT & KETTLE, LLC' from February-April 2014, showing deposits, withdrawals, and account balances. The account was managed by financial advisors Scott Stackman and Lyle Casriel. [Rating: 6/10 - Banking records showing financial transactions for a named LLC entity with specific dollar amounts and financial advisor details]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| POT & KETTLE, LLC | organization | Account holder of UBS Business Services Account |
| STATE OF DE | organization | Entity associated with a $250 check payment |
| UBS Financial Services | organization | Bank providing financial services for the account |
| LYLE CASRIEL | person | Financial Advisor managing the account |
| SCOTT STACKMAN | person | Financial Advisor managing the account |
Full Text
U65 Palencia' Seniices hc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171•CCO2 February 2014
APZ2C01146349 021 4 VI 0
Your $nandal Advisor:
SCOTT STACK MAN1LYLE CASKIEL
Phone 2 12 8 21 40001800.308-3140
Account name: POT & KETTLE, LLC
Friendly account nam : TK TT Ltd
Questions about your statement?
Call jour Financial Advisor or the Account number:
Resourcetine at 800-762-1030.
account 029023679
;natant website:
www.ubscomIlinancialservices
Your investment objectives: Value of your account Your account instructions
You have identified the following
• Your account is currently coded for
investment objectives for this account If onlanuary 31 (SI on February 28 margin.
you have questions about these • Your account cost basis default closing
objectives, disagree with them, or wish to Your assets 0 00 5,838.70 method is FIFO, First In, First Out.
change them, please contact your
Your liabilities 0.00 0.00
Financial Advisor or Branch Manage:. You
can find a full description of the Value of your account $0.00 $5,838.70
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective: Change in the value of your account
Current income &capital appreciation
Your risk profile: February 2014 (1) Year to date ($)
Primary - Moderate
Opening account value $0.00 $0.00
Investment eligibility consaderation - None
selected Deposits, including investment≤
transferred in 5,838.70 5,838 70
Closing account value $5,838.70 55,838.70
SONY GM 00025368
Member SIPC M270002001146349 922000063448 00002 0214 030579743 Y123679550000000 Page 7 a In
CONFIDENTIAL
EFTA_00135988
EFTA01277221
UBS Business Services Account Account name: Your Amends' Advisor:
Friendly account name: SCOTT STACK MANLYLE CASIVEL
February 2014
Account number: 212.821.7000f 800-308.3140
Cash activity summary
Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and
closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG.
Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC
protection applies to money market sneer, field holdings but rot bare deposits. See Important Infornanon
goerr your statement on the last two pages a' this dof ument for details.
February 2014 3) Year to date (1)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 5,838.70 5,838.70
Total additions $5,838.70 35,838.70
Net cash flow 35,838.70 35,838.70
Closing balances $5,838.70 33,838.70
APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14
CONFIDENTIAL
EFTA_00135989
EFTA01277222
Business Services Account Account name: POT & IIETTLE, LLC Your Financial Advisor
*UBS Friendly account name: P,T.L'I-L L_C SCOTT STACK MAN LYLE CASRIEL
February :0.4
Account number. 212-821-70001800-308-3140
Your assets
Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl
be acurately reflected. See important inlormabon about your statement a the end ol tuts document for
more infornason
Cash
Cash and money balances
Cashard money balances may include available cah balances, UBS Bank USA deport account balances,
U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not
protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not
potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the Important information about your statement a the endof this doer:nen' for details about those
bdances.
0penng balance Closing balance Pnce per :haze Average DalclenlIntetest Dais
wiring on Feb I (t) on Feb 28 (S) on Feb 28 (S) rate period period Cep remount IS)
UBS BANK USA BUS ACCT 0.00 5,838.70 250,000.00
Your total assets
PEKlmaQeof Cost Estimated Unrelated
Pau. on Feb 28 (SI your account basis (5) annual income (S) gain or loss (S)
Cash Cash and money balances 5,131.70 100.00% 5,839.70
Total $5,838.70 100.00% $5,838.70
Account activity this month
Foe more Information tout tee priceiealue shown for restricted secuaties, see important inF ermat:6n about
your statement a the endof this cbcunent
Your Quantity/ Cash Cash and
Date ActiMty Description expense code face rate moevaiue amount (3) money blame (S)
Ian 31 Cash and money balance 10.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY POT AND KETTLE AT 5,838.70 5,838.70
CHASUS33
Feb 28 Closing cash and money balance 15.838.70
SONY GM 00025370
APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/ Page 9 of 14
CONFIDENTIAL
EFTA_00135990
EFTA01277223
UBS Business Services Account Account name: POT &KETTLE, LLC Your iq mental Advisor.
Friendly account name. TK SCOTT STACK MANLYLE CASRIEL
February 2014 Account number: 212.821.7000f800-308.3140
Account activity this month
(Contrived
0ae Actmty Descoptica Amount (S)
Money balance octivitin Mn 31 BalanCe forward $0.00
Feb28 Deposit UBS BANK USA BUSINESS ACCOUNT 5,838.70
Feb 28 Closing U.S Bank USA Business Account $%838.70
The UBS Brant USA Business Account Is your pnmary sweepoption
APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00135991
EFTA01277224
Important information about your statement
LEIS Fiuncial Senates tic. (the F im or UBS Anemia' sae you the fin statemerd on Which the error or The Fins together with certain aftE wes, ha also wan held you choose one of the following
Services} is a marker of all ',incise' seos canna* problem appeared. purchased applorental protection. The *thrum imestrnent °brollies'
and options exchages. LES Fe-erxial Seesaws and U3S - Provide your name ad accont raiser 0f any) amount payable to al eligible there, cobras& Erin • Pock. CurrentI mam.. lin-slim es seekng the
Bank USA at rdrect subsiiares of LES AG and — Desoto the *nor or he wander you ere are this protection is 5500 million as of December 10, 2013. generation of income crib..
affiliates of LES Sege-tin U.C. The Fist's Ii ernial about and ratan as chat as wit can why you • Achim CapdalA ppreciation: Investments waking
statement is available upon feast. The Fin's excrete believe t is an error or whys.* need more klaPct to the pokyconditions ad rata growth of prncjaal rather than the eversion ol
off ices ye a: iionnation the firm is further protected kr up to $1.9 million n the income.
— Proud. the does amount of to suspected error. aggregate for all you accounts held n a poorer • Produce Combination oilman. and Capital
Laski/not Sauces FE. capacity. A ha ccpy of he poky waxing as ineilable Appreciation taiesiments seeking both the generaticn
1200 Harbor Esubvarn The km or Cad Issuer 'rho iniessigne your complaint upon request. ol mane and gat/the' prit011.
Weehawken. to 07086 and we correct any error promptly.
The SIPC protection and the supplement' protection
Overall rills profdes
I L o b E f i f S s ic i F s a t r l a i t t n a e c r m i d a e o n l c S t u r e i e m n p e m r n e e t s s s . e a c c n o c t n o th t u a e n i n t a . i n O n g t t h c o e o f r f i n w c f ia l a i l c d re t s - c 9 , o r r d d o t o ; o f s h y t o e u w ld s P fi t n le a a a k n s in c e i e m a n l a i t r k e e h k a a t l d l i o c d h n k ec c id k n s e t p o a a t a y e a g d b e l o e s n t . o t a h t c e h c e f r r F u o a n e i t n f o e o f e r t s h t h i a s e c counts • b o y C th o e u d r r t o a a i n n c o c & o t u u a n n p t c p v l i y a a l l t u o a e s . ) s b e u s t c h o e nt l r l o a l w le a d y b f y ro (a m n U d i S n $ cl F u i d n e e d - 6 A P • l C o o w n s ri e s r k v a a t n iv d e ' v S ol e a e t k il s it y to to m t a h n e l i a e c r c , n o d rd i3 1 o p ve e ra e l, t l e * e w n i it f h
E m no n is t r i s b c i e h o r n M e , l a i p e n l d e a a s g s p e e r a r o n e f p I t o f h K r e t i ° u t l i i m b c e e m li e e la v d e v ia t i h n te e g ly r e y n o is u w r a a n il c i e n c r o g ro u t r n o o t. t r h e m p am a ay p o u b it n e r t i s s t u f in o b j r c e s c a e t r a to = r n m c e a u s r p t t e s u r r . u c h A n a c c s c e e o s f u e a n e n t s s d , t c c h h h a a a t n r g w g e e e s s t f f r o o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e v ta a .g r r i . n a . b a c l e i e d r e t b a n u in m n i c ti h e ca s ( s , I h a ) n a in d l s U ( u i B 4 r ) S a s B c h e a a r p es t ro o ( I i f C l m c IS a u , i t n u a a l t i i t n n h c f a l o a t m t m io e e n a a . n s re th tu e rn a s c a c n o d s m t d a o y e n s o n t o k t e g e e p n p e a r c a e te w si i g th n if 'cant
to other rotations may be subject to a transfer tee. finds where such shares are registered diet A the • Moderate: Wang to accept went fist to principal and
Alkur al figures shown as rdended to be accurate. name of the account holder on re balm ad records tolerate some votatety to seek hgher returns.
statement data shouli not be used for tar purposes Rely UBS Sweep Cation, of to applicable issuer a transfer agent); • Aggress*: Wiling to accept high ink to pinta aid
sae& onyerend tax forms, de., form 1038 Sae. UBS offers options for sweepng cash bine; Winces high volatility to seek high returns over time.
10425, etc.)whinpretargyour tax return. The Fim to bat deposits at UBS Bark USA and WS AG Slanted • Certain rwelmert contracts or niestment interest
required by low to report to ihe IRS all to able &Elena. brads (Bank Sweep Programs), money maks intuit pg., limited partneshix and pirate placement) the Statement liouseholdre
retort** rantrable dvidends and eatable niereet beds (Mor* Fu-ds) ad the InternationalDepost we rot *peered raider tie Securities Act of 1%3; We may consolidate at related account statements with
eared an acuities held in you accent, net proceeds Accant 00Alfor customers withal Interutional ad the same address n the sane envelope. Accounts may
en safe trareactexe, and cost basis ere certain covered Amuse Management Account. Through te Bank be related tor this purpose berate they haw owners
parks. Sweep Pregame, cash balances re swept to U26 Sark • Commodities contacts (et, ',reign exchange and who also maintain pia award relationships with other
USA up to at rad:4W pmt ad then to LES AG psi:usenet.' ortreds). ndudeg futures contact clients at the sane address. This practice's known as
C . o P m le m as u e n re ic - a c t o io n n fir s m w a i n th y o th ra e l F co in r n m arcatorts in sung B St a a k n f U o S rd A B a r r a e n F d D t I C o r m a i M re o d ne in y a F c u c n o d r . d D a e c p e o w si i t t s h a F t C U C B S ad corneas otticn contracts. s • t h a o te u m s e e n h t t s il i i n n a g i ' k d II i y n o s u e p pa re ra fe te r t e o n r v e e c lo e p l e e s i — nd i y v o id u u T a a l y
to further protect your r4its. robing your rght rubs. For awe namation pease vet werwldicgov. The SIPC protector and to suppkimental protection do decline householding by oiling your Snakier Adana.
radar the Seasick klieg& Protection Act (SPAS Deposits at UBS AG Slanted Burch and tun of not apply to these assets rent theyotherwise appear
Money Funds aro rot inured by the FCC on you steerntrits. IM SEC pidiedien ad the Friendly accept name
• o If f t h th e is fi n s a ta n te ci m al e n n s t i t s it n ut o io e n l % cn f t i h n e a n tc c p e ' l e S f e t n o s f e r s e , U h 3 e S n s %tour the OA, arvailabk tower balances we swept to i s n o th rt e k e m n a en im ta l y p a ro w te o d f io y n o d u er i n n v o e t s p t r m o e te n c ts t a (w g h a e rc th t e c r h a an g a e s a Th im e F e r d ie o n n d t l h ia e c F o ir a m rt 's n o a n m ln e e re s f e le n c s ts e s W w o e rm bs a t t e io . n t th e a a t you
P b W r i o - e a k r S e e t r o a b r l y m S a e e n r d v a i y c r e o g s u e c n d a u r t n ie h t s e w y re i o t l h a .r n t h a ia e c n c r t o e h u i t g e n t s w a t h e e d c n l i e n y a t o l n i u l n u g t ion d A th e G e p F o C s C a e C y a m . c B a c n a o l B u a n n u t c n s e c a s h l F U o B T ld S h a e A t w G t o d N e e p w os Y its a a k r e B C n r a a o r n m t c i h a n n s a u n B r d e r a U d c b B h y 5 r o e t s h u e l r t w o i f s m e} a rket mosement, issuer balktUptCy a c w u s s a h to n s m o t i w z . a Y r b e o le c u o c t r h a d i n k c e c lr e h u p a r i r n n g g e r I y t c e h h w a a s s h r m e ie s b n le y d g y k a o l a u e c t f c f o e o c u a t s n s o t i n n a a y y m o o u u e r s
opened this accost. h this case. your kegs and are tempera* exposed to the swereir risk of the More information is avalable won request You may through Onfre Services or by contacti-gwurFrancial
secureswe located a LES financial Servicesand rot Cayman blonds, and dire is no gwantee Cr other obtan mere infoonasion Lots Set. Easing the 5WC Athisor.
ex trathEng broker. ad you mat make a reborn obligaton of LES AG to repay be biarces while co the Brochure, by contacting9PC a 202-371-8300or by
of any error or *Tuition to both firms. UBSCaymarns Bridis books. usitng the SSC **tam ar YAW/.140‘041 ACCOST overview
• Paw etre, accoentipondir Net of assets and
ANaccount slate-nateshall be deemed complete ad Deposes a U35 Bat LEA and each UBS AG Each are Dividend ReiWetblbeee Program (DPP)
accurate i not objected to ih Yeti* within 60 days. not protected by SIPC. Money Fund shires aw protected Thence reflected is an swage price. You may obtan • Asset Inclas amiable cash balances, varies for
by SIPC. See -U3S Financial Services Arrant Protection' the actual price Iran yors Financial Adana. Orly as* restricted sear* kw I, and Global line Deposits,
• /lean diect customer complaints or iNUiin to tie bobw tire are purchased under DPW; partial shares wit be urrealired mars to market, and caftan meets not held
Fim'sClint Relations Patinae at 201.352.1699 soli ad tot cash w6 be detailed St your account. The by the Fins Does not include unpriced S.CUitifill assets
a ET - t M o o ll- n fr d e a e y a th t 8 ro 0 u 0 g -3 h 5 F 6 ri 9 da 1 w 0 3 a , 8 i : n C * O g A. i M g . t t o o L 6 E :0 S 0 P.M. U Po p : o g n r a y n a s k o r r e O te A s m t, a b y a be n w e i s th i d n r t a h w e s B a a n n k d S sh w a e r e e p s of a 6 di v ff i e d r e f r r d o m rei t n h v e e s m tm ar e k n e t t p p r r i i c c e e a a p t p w l h ie ic d h b t y h e h t e a: O 1W -e s r h m ir a e y s a pr l o t r h a e te e i n w d e o st f r t r h e e n t p s r , i i m nv a e n s d t e t d w st i o r c l k s o ta p t t e io m n e s n a t p id er iods, or
Financial Senses lx., Client Relations Depatnent, Money Fund my be liquidated, and the proceeds ye sold knosable stock options
P.O. Box 766 Union City, NJ 07087. returned so you <caviar aorta accord. • Eiatatities Includes debt boraces, orienting rrurgn
Caleklieu loans. credit the, too avant balances.
• ki case of wren or 04,0E ns about an electronic Riser formation about available sweep options, I2n Male units may be held in bar account. If you are • Casb/rroney balances Tool of uninvested available
funds transit( (EFT), bi puymm or UBS Visedebit nearing ores rawest rates and yetis, e astable at entitled to a palul unit a a result o'er:tido-4 Panall cash balances. plus UBS Bak USA deposit Wares LIBS
F ca ru rd n c t i ia a n th s e ac n t i i c o e rt s s , F c i a c l „ l 1000 6 H 2 e - r 1 b 0 e 0 r B 8 lv or d c , o 6 t th e f t lo o o U r B , S o w r w gy w c it a e l c lin o g m B r O e O s - e 7 e 62 p . y 1 i 0 e 0 k 0 t, . from your Frahcit Advisor r o i r v o u t l h e e t r p w e i k s e e , a th e ac F c i e rm pt V an A a e m ith o e u r n s t e & ll o p m an i e tt l e w d i b t y a a t m AG it u S a ta l in f u fo n r d d s f w re e n e c p h te d r e ra po c s e i s t b a a t l a t n o ce c s b a s n e d o m f h on e ey market
Weakineen NI 07086. Min RIVINESA Senits registered clear, agency, awlcredit yar scare. statement period. Noricormlocity kee credit balances in
UBS Financial Services aware protection your accost we rot segregated from other balances
Cal or write as soon as you cart if you tit yaw The is a member of the Searilbs Vivea0I Protection Investment objectives and the Fora may use any of these funds in the ordinay
statement or receipt is wog o 4 you need more Corporation (SIPC), vrnich worth wasities accounts of The a-hemmer, obscures rd risk profile we speak to course of Wariness. These funds we payable iron
informal en about a turn* on the flattnient or its members up so 5500,000 including S2K000 for each account and may ray between Please Seise the your darned. This total is included., the anent period
rOtWO. The Finn or Card Issuer In elPfciable)nou dams kr cash). The SIC asset protection "mks *WV to Finn promote, in won; of any sirk ant donee in you. closi-g value.
hew horn's° ro later tan 60 days after the Fim all account that you hold n a palkular <abases'. Maxie' situacn or nvestmert objectives. kr each
SDNY_GM_00025372
CONFIDENTIAL
EFTA_00135992
EFTA01277225
Important information about your statement (con inued)
Undfig adoration you would tusk recede h the mallet Prices ore - •Dslekte an to date may include return of — h nide cc, to oneirrisscni received n connector
Fer Matedinformation at the Fr es ending places °bland from various third party sources vinith tw mild. income a both wash the sale or cletnbUion of a-ruey contracts
and discheses, refer to your Client Relatorrthip Delve to be relitle, but we do not etaralee hear - Ira see' represents the initial orterng and vet investment tat lilies to our <lents, we
Agennern or Accatt Agreement aid the General accuracy. pee per unit and may not reelect p.r ton basis anctor our affair* weir retsina sharing
Tim,. at Conditions UBS Staten-own of Credit traction — We gentraty um the dogleg price wean avdabea compost:a from many of the instance
available in Agreements andoixioxtrel at the mean of the bid and ask prices fa lined • Restricted nanties Rented searnen generally companies undenttire; the arruity contracts,
rata comlarroiraderangag se:train and cplors a on& NJ prices fa OTC we rot currenty engine nor publk sale. UBSFireyeal athletes of the turn* carpats or sponsors of
senates. Services tees the market price of the unrestricted slock tetra imestment mats we distaste.
Utast, - Less ant& waded securities may be priced using of the sane issuer as an mputed value for the - air edits ako receive trading cantata and
Your natement Remit smother. end other was held valuation model or the mon recent pet we restricted stock for propene of this 'Women on. To other cornea-eat° from ennui knit and
in the accant at the end of the staternere period. You obtained and may not reflect an actual matt rice the tent that redrined sparkles are eegbn la sale, nuance cement whose prodxls we distribute
may ark for deity a defy paid searees at ant time. or wee the vale recehed may be stIonantial& less than the - Wyatt.* an anal fee from UBS Bak LEA and
You may receive sectaries used as loan collateral after - Certain position may appear withrti a pace and heated value drown LES AG Stanford Branth of up to szs per accost
Dying any balance due on tem. k-y *curium will Pow as *price was rot available' if we re writhe to the bat under the UBS Bak Swoop
tramilerred to the hen citing the atatanent period are unfie to obtain a pnce for a wanly • En. bestireeted) inert. current yields end rates. Fragrant
lined at ticket value as of the end of the strata - Deposits or starts dendninated 6currencies An estinate of mall intorno is bawd en sweet
period. ocher than U.S. dollars are reflected at the ethinge dividend ad interest rates, assuning tie stakes will Activity
• Cast bast h damning the cost basis of the rate as of the statement date. be held for <ne yea from statement date or trill hbrmatit regudrig <attars and otter charges
stories included in this statement, where indicated - Fcr semen watt eating in noniconformng MIlisity. This tint easy again., accuracy iscuricd in connect on with he <nu:knot wades,
wih the ntorbee UPS Fa-tealSett has relied derienonala nt price ant quaty (face vela) may rd continued mono are not gueranteed iidudny option transactions ha berencluded at
en information <bland from sources other thanI RS have been adsted to taciliUle prat tuaion. - Estimated anal name at hart yield fee atirrnthons povously furrohnl eo you, at will be
Festal Senices. including tif° munch ten anothe- To obtain current quotatiens, when babble, contact certain types of stakes could include a Man of pronged to yOu ramptly at rawest.
I km a that sums,. have peovided to your Finaxial par Financial Adder. detainor capital gate h %Nth case the est
Actor. The Finn does not nett:bre& verify a income (rd current yeti would be emanated. Short allies
gaunt the Kandy or valley day information • Private arresta nte and druclaired product - Estimated areal tome rd writ yield and the f yeu am engaged in short tern a security, you may
provided by sates otter thin teiSFivricial Service. hivate niestrren sautes (ixbdrig *ea actual itene at yieli might be kwer a higher hair a charge doe to certainbra-rowing costs for that
patipation acqam and real estate instalment mat than theist:matedamounts. funicular security.
h aicitirt although WS Sirs:rind Services general& warts) and swami pod cu are generally highly — An entate of a-runced ncome (divdend ands
tette this tamaten as egret...a, the firm Anvil Certain strixttred Knish have not been interest) divded by the curter market Open mkt
ekes not provide any sentences that the idamatir registered wih the Securities and Excha- valciaverage balance it based on the Iset dividend Regrling oar or • sooditilkanceeled* ceders that
vet "Cost basis" and 'Ifirealued gar/loss' it Comeasion a under ani nate securities laws. We or Merest payment made by the issuer and were not theafted by the steamer( date, open buy ad
accurate as a the date of this statement. As such prote ethmited vanes for pwae investmem aeries the seostieteposts will be held for one sed stop orders are redxed by the mount of dividends
please dome re& on the nit:motion to make wait es and structured products for idormatiord year born the statement date or until manly. a rig-its on an eitividercet a tripes tie unless
puchace a tale decisions, later aspen.% a purposes only. Accuracy k me guaranteed. Accuracy ad continued weld we not gawked intruched otherwise by ya.P. You are tearable for
otherwise. Accounts Wandered to to Fim may ▪ Thee values maydiffer tastatiaby born prkes if eiders that re testate due coyote litre lo caxel
reflect gint loss infametkn only fo r the period of any, at rand, a vete nresanent security a • Ann riot held by UBS 'rancid Service& Certain elating open orders.
tine they at held a the Frm More Natural structured rota may be to4-n or sold and do assets re rot held by the Fin and nee nth the
rikneaten cane,e ated by yotr Fermin Advisor. not necessarilyrepresent the Ma you may receive Fern's possesses, or ccenrol. These assets de Privacy
upon rquidatiOn. depleted on you statement fa informational To cbtai, a copy of at cunt Chad FeremyNceice:
• Um-edited gansflowes Wien data is ▪ Thal prlyebrnates of %ale are as of a certab purposes only. Position, rid values presented re please contact sour Freesia Achisor or visit err weeniee
eninated tweaked suing lases we Uneaten Ice dale a-4 are &maid to UBS Femeciel Services on Footed by the issui-g hen US$ F rancial Services at ttwailRefigEsthiaURRIER,
YeSviclraI sear Sy lots. The transient data for requite bass by in independent vitiation Jim. not revertible for the ntamaion and does not
rxfreetal lab may or may not reelect - Issuer, general partner or spomor estimated vaLes, guarantee es accuracy these assets are rot weaned UBS Rutin Services a rot a bet The WA, Busies
charges sector acuity reterganizal en tots ory, are unwind to the Fran by the mar, by SIC or the tem% supplementalSIC coverage. SMACK Account RSA and IRMA ore brokerage accounts
Diridend and otareenwelmmi lots rd systematic genmal pater or spereor and may be calculated which provide access eo barking services rid products
prate lots are each canbined to display one based on deferent irdonnation tan that used by • Revenue shoring and additional compensation. through arrangements art Alined bat at other
averaged lot. The • Trade date • mean presents the It'd panel Sterne their estinated values. — In addition lo commiseons on sales and 12b1 fees thrtipaly banes, ad provides access to nsurace and
aigrul transaction wade date. - You can obean additive inearnaten regrading recent n ea-racoon with the distribution of stay pralacte lead by tenant thirdiparry
the methodology used to determine the tit* of mutual Ittids to our c fonts we nuke our Alfas insurance ecmpa-as through Murano agency
• Callable securities Bat and ;referred stock that value ad tie date of the H.:email," that is the receive mania, Sharing Parente horn distributors subsdiswies of UBS Financial Services Inc.
the est tots for ea& reit-plan wil be selected basis forte tint by contact lag your Fivitial ado advisers of the mAki funds that we sell.
metal& by lot Iran among all seo.reies of that Advisor. Theseanoints are based on two defence Iniestment nsurace. at ruttyproducts:
eat held how name or in nominee nor lot or - Chid party esenveed vitas my be reflected as rsetaxnenrs 0 ten amantol saki by UBS of a Not IDIC inured • No bank gement* May tae vela
clients. Cdl bathe hecnnaten s cbtaned from third •Not eked' h wow I sit atm . wee n pannold mutual fund I ami& to our clients, and CO
parties and es accuracy isnot guaranteed. Other call rdependent telethon tent has not stippledor is the asset wined apalioalr rnutual hind I amilis RUA. Rescue. Management decant, Business Senices
knives maybes' which cat affect yaelet complete ulnae to assign a vibe, when we become aware shares held at the ern Account 85A, IRMA and international Resource
hfcmiaten Mete provided upon request that a materialevent ha °coated that may call a — We and as afMate also recta nemeeking and Management Accost are registered service marks of
pettily reported vela it question. or when a ormtus processing lees in consideration for UBS Fruncial Services he
• Certificates of deposit (CDs) CDs are FDIC tired value would be highly speottive due to the nacre turner agent rarvios that we pray& to the
tp to 5293,000 n prrePal and accrued interest per of the sentity. mutual fads. Thew feel gentle are Pad from Visa *hate is a registered seeds* mad of visa
depostor and pee depose:6y toned:at rs accord ence - When neither an suer, general panne or sponsor imestor arts h the mutual fund and are a freed International. CBS Via Sagan cede cards at UBS
wt RAC rules. *stinted rake ha a Otiosity estimated nate if dela amount based ar tie number of accounts at yea debt cards are eaten by UBS Bark USA with
parted the value of the tardy will be dinette the brokeridealer holdng maul lards el that fund permission from Wes U.S A Incorporated.
• Preenralue Prove divined for securities and other ban itspurchaseprice.
inducts may be higher or lower than ditto that UBS Fireendal Services Inc Pm 204102
SDNY_GM_00025373
CONFIDENTIAL
EFTA_00135993
EFTA01277226
SUBS UBS Financial Services nc Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2014
ANP700 6 4 825 87 0311 xt YI 0
Pelt p. vrtii 11r
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Nnancial Advisor-
SCOTT STACKMANILYLE CASFIEL
Phone 212.821.700Y800.308-3140
Questions about your statement? Value of your account
Call yo,ri Finandg Advisor Or the
ReSoiateline at 800-762-1C00, on February 28 (V on March 31(1)
account 029323679
Your assets 5,838.70 5,588.70
Visit our website: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account $5,838.70 $5,588.70
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Son rats of your account growth
ubs.cornionineservices Tracking the value of your account during 2014
Value of your account
at year end 2013 1O00
Net deposits and
5.838.7 5,5897 withdrawals $558a70
• Your nvesmtenI return
Change in
market Moe 50. 00
Value of your account
on Mar 31, 2014 $555.70
Feb2014 MN 2014
SDNY GM 00025374
Member SIPC ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000 Page 7 of I8
CONFIDENTIAL
EFTA 00135994
EFTA01277227
*UBS Business Services Account Account name: Your R sandal Advisor
Friendly account name- SCOTT STACK MANLYLE CASRIEL
March 2014 Account number: 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (3) your account
Cash and money balances may include
A Cash and money balances 5,588.70 10000% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives a co 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities a co 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
$5,588.70 100.00%
Value of your account $5,588.70
Eye on the markets
Percentage change
Index March 2014 Year to date
S&P SOO 0.84% 1.81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -0.57% 0.77%
Barclays Capital U.S. Aggregate Bond Index -017% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
AMMO:04006492588 NP7000307486 03802 0314 030579743 Y12 3679550 10apitGito0025§W 6 of 18
CONFIDENTIAL
EFTA 00135995
EFTA01277228
SUBS Business Services Account Account name: POT & KETTLE, LLC Your PI sandal Advisor:
Friendly account name: P0TK ETTLE LLC SCOTT STACKMANLYIS CASRIEL
March 2014 Account number. 212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
March 2014 O/ Year to date (1) Interest perad Feb 7 - Mar 6
Opening account value $5,838.70 $0.00 Opening UBS Bank USA Business balance Feb 7 $0.00
Deposits, including investments Closing UBS Bank USA Business balance Mar 6 $5,838.70
transferred in 0.00 5,838.70
Number of days in nterest period 28
Withdrawals and fees,
Average daily balance 81,459.68
inckiding investments transferred
cut -250.00 -250.00
Interest earned $0.00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0.00%
Cash activity summary
Your investment objectives:
Ste Account attnny thrs month tot decals Baances in your Sweep Options are mended n the coning and You have identified the following investment objectives for this account If you have questions
closing balances rdue. FDiC insurance applies coy to deposits * U85 Bank USA, rot to deposits at UEIS AG,
SNOW Branch or bale deposits pracedihrougn the u8S Internet:one DePC64 Account program. WC about these objectives, disagree with them, or wish to change them, please contact your
protection applies to money mane sweep land holdings but rot bank deposit. kerrnpOrtint informaD0n Financial Advisor or Branch Manager. You can find a full description of the alternative
Matt i>vg sfeemerat on the last two pages ot tnisoccurnem for ate& investment objectives in important information about your statement at the end of this
March 2014 IS) Year to date (S) document
Opening balances $5,838.70 $0.00 Your return objective:
Current income &capital appreciation
Addibons
Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
Investment eligibility consderation • None selected
Total additions $0.00 $5,838.70
Subtractions Your account instructions
Checks and bill payments -250.00 -250.00
• Your account cost basis default closing method is FIFO, First In, First Out
Total subtractions -$250.00 -$250.00
Net cash flow -$250.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025376
AmP7000S006482S89 W7003303496 C00O2 0314 030579743 V173679550 10C000 Page II of 18
CONFIDENTIAL
EFTA_00135996
EFTA01277229
*UBS
Yournotes
00.{.” le
.rvr .50,55.590NIAMON.600032 co I a onsma vmensm ogs.
CONFIDENTIAL
EFT,00133997
EFTA01277230
Business Services Account Account name: POT & KETTLE, LIC Your PI nandal Advisor:
$UBS
friendly account name: POTK ETTLE LLC SCOTT STACKMANLYLE CASNEL
March 2014 Account number. 212-821-70001800-308-3140
Your assets
Seale PnCeS, income and current vaues ShOrm may be appnbarra14. AS a issue, gains aid10%4SW/, rql
be acurately reflected. See important urlormabon about your statement a the end ol this dxurreM for
in7te Informalon
Cash
Cash and money balances
Cash and money balances may Ind tee avalable cah balances, USS Bank USA deposit acount balances,
UBS AG Slareord Branch deposit amount baances and money maker mutual fund sweep baiances
UBS Bank USA deposit account balances are insured by the FDIC vet hi n appliceble limits, but are not
protected by 9PC UCIS AG Stanford Dare h decoy' amount balances we not insured by FDIC end ere rot
protected by SIPC Morley made* sweep balances are protected by SIPC but are not insured by the FDIC.
See the important information about your statement a the end of Out document for daaas about I too
balances.
Openng bdance Closing Wince Pnce per there Average Dnidend interest Dap tn
Fiddng on Mar 1 (S) on Mar 31 on Mar 31 CO rate period period Cep amount cs)
UBS BANK USA BUS ACCT 5.838.70 558830 250.003.00
Your total assets
Percentage Cl Cost Estimated Unreel/red
Value on Mar 31 (S) your amount basis (5) annual income (3) gain or loss (1)
Cash Cash and money balances 5,588.70 100.00% 5,588.70
Total $5,588.70 100.00% $5,588.70
Account activity this month
For more Informal/2n about the plildvalue shown for restricted :Knelt% see important Mformati:o about
your statement a the end of this document
YOU' Cvaitrtyr Cash Cash and
Die Actinty Cescnptron expense code tale 'take hiceivaiue (5) amount money balance (1)
Feb 28 Cash and money balance 15.83870
Mar 24 Bia Check STATE OF DE CHECE PAID 001001 -250.00 5,588.70
Mar 31 Closing cash and money balance 15.58830
SDNY GM 00025378
APIP703050064.92591 NV7003303486 C0032 0314 030579743 VI 73679550100000 Page 11 of le
CONFIDENTIAL
EFTA_00135998
EFTA01277231
SUBS
Business Services Account Account name: POT r Erni, LLC Your IIsandal Advisor:
ma-ch 2oi 4 Friendly account name: P0TK ETTLE LLC SCOTT STACK MAMLYLE CASRIEL
Account number. 212.82 l-7000/800.306.3140
Account activity this month cen tnuedi
Date Activity Descriptcn Amount (5)
Money balance activities Feb 28 Balance Forward $5,838.70
Mar 25 Withdrawal UBS BANI: USA BUSINESS ACCOUNT AS OF 03/24i I 4 -290.00
Mar 31 Closing UBS Bank USA Business Account $5,586.70
The UBS Baru USA &Mines, Account is your pnmary sweep option.
ANP7C005006482592Ne70C0303406 C0032 0314 030579743 Y123679550 I 0igleyGfriL000213esi 12 of 18
End of statement for account number Yi 23679 SS
CONFIDENTIAL
EFTA_00I35999
EFTA01277232
Important information about your statement
LEIS Fiuncial Services Ix. (the F im or UBS Anemia! sent you the fin statement on brigs the error or The Finn, together with certain Mantes, ha also scant held, you choose one of the following
Semices). is a martet of all principal nosily, cannodty problem appeared. purchased epplemental protection. The mrinun knestynent objection'
and optima behaves. LES FrertialSenrices and LES - Prowlers: nane ad accost number 0 any). anoint payable so al eked* clients, collects& seder • Andes. CumentIrcome. imbim its seekng the
Bank USA at rdrect subedares of LES AG and — Desabe the *nu or he transfer you ant vitae this protectim is S500 million as of December 10, 2013. generation of income a*.
affiliate, of LESSetritin LIC. The Five's thane' about and explan as cleat as mo cam why mu • achieve Cepdar Appreciation: Investments seeking
statement is available upon reoen. The Fern's *recite* believe it is an error a why you need more kloXot to the pokyconditions limitations, cash a grown of pence:bat rather than the generation ol
offices re a: efamation the Firm isfurther protectedo t amdote $1.9 million n the income.
— Proud. the dolor snout el the suspected mix aggegate for all you/ accounts held n ape-titular • Produce Combinaton oilman. and Capital
LES Fininced Services Ft. capacity. A hi copy of the poky wsdng n available Appreciation: I-vestments seeki-g both the generation
1200 Harbor Flaubert' The Fie or Cad Issuer wit inentigeto you complaint &on &quint. ol name and gash of pupal.
Weehawken, to 07086 and evil correct any error pomp*.
The SIPC protection and the supplemenUI protection
Overall risk prairies
I L b E i S s n F a in te in m ci e a n l S t r e e n p s r e e s s e ac n c t o th u e n t a , n O y th o e f r f i r c e i c a o l r r e d c s o , ' r r d e o p f y t as P fin le a a n s c e i m al o in t s e t i a tu ll t c io h n e c n k i s t r p a a t y e o d b o k n to ti t e h e fr F o i n rm t o o f r t h th is e • b o C th e d r o ti n n o F t r a a p n p c l i y s ! t o U . w e controlled by (and nctieed in • l C o o w n r s is e k r v a a n t d re v S ol e a e t k il s it y to to m th a e n t a a c n c S arn o a l p r r e e a c , i n s e , t n ee if t h
R r M o o m a ic t n i k s b c e s e h i l o r t M e a n l r a i p e n d l d e a o a m g s c e e o u r r o n m e f p I t n o f h r t y e t o c i o t u o f i f n m b ic t e m e e li n e e s i v d e n e i r g a v t h t i c n e e c g ly r r e y i n l i o i c e s u t e a in d a n g l r e in r d r a g a n t n e t a o t o s . t r l h i m e ed p m s a t m a a a t y o r e e u b m n e n e t t s s n u f i t n o b h r j G e s a c l e t i i b c d t u o = i r t m i i t a o ie a n n s i t p t l o e s u r r n . c e h e A r a c g c u s e c h e o e s f u e a a n e n c t s s d , c t t c a h h h a r r a f t o r f w g e o e e s s r t f f r o o a a r r n c l c u s a o f n t e e u p r n r a e t i s d d y i S W n o e c u n S lu e r A c d a a i G c n s c g S o ( e v u u a . n r g r t r i . e a . v b c a c l l r e e u d r e a b ta c u b i u n u n i ( t t c * i h e h c e s a ( l s , d I h a ) a n a i w n d t a U t ( e y i B d f r S r n s o B h m e i a r e p U t s i B : o ( d S i f a l n F o ta i a a n . t r h t c e a e t l i i t n n h c f a l o a t m t m io e e n o a . n r s re th tu e r r a n c e c n o d s m t d a o y e r s o r t o k t e g e e p n p e a r c a e te w si i g th n if 'cant
to other hakutions may be subject to a sneer fro. hetet where such them are reentered dienly n the • Moderate: Willing to accept seem rite to pinoPal and
Ael-cuoin ellipses shorn re ebended to be accurate. nave of the account holier on the tors and records tolerate some menet, to seek hater returns.
statement data should not be used for tar purposes Rely UBS Sweep Option of the applicable issuer or transfer agent); • Aggressire: Wiling to accept high ink to pthopal and
sorb ones-end tax forms, te.. Form 1099. 5488. UBS offers options for sweepng cash bilarces, biances high volatility to seek highreturns oser tine.
10425, etc.)whin prepregyour tu return. The Fine it to bass deposits al UBS Bat USA and LES AG StanIced • Certain register* contracts or Mestment interest
requiredby law to report to the IRS all taxabk dividend, brach (Bank Sweep Progeny), money market metal pg., limited partnere* and prime placements) the Statement liouseholdne
nipple* rantanble dui:lends and tat Menne kids (Money Fu-de and the International Deposit are rot rept-tend trder tie Securities Act of 1503; We may consolidate al related account statements with
eared on vacuities held in you account net proceeds Account ODAtfor customers withal Intemational ad the sane bide& n the sate enact Accounts may
on safe transactcre, and cost base Co certain covered Rexene Management Account. Through the Bank be related Ice this purpose betase they have owners
loos it in. Sweep Proaany, cash balances re swept to 185 Sark • Commodities corrects (e.g, foreign 'shave and who also maintain pint score roktionshis with other
USA up to ari estabkheol knit ad then to LES AG precirsrnetal cantract). nduding foists contacts terns at the sane address. This practice's known as
Communications with the Firm Stanford Brandt cr a Money Fund. Deposits at UBS ad kormoditrootion contract • householing ' II you prefer to retake edivalual
• Please retortion arty oral cormtncaterts in mmHg Bak USA are FDIC assured in accordace wth FCC statements marred in separate rilYekeirl — yen may
to further protect you; opts, it-tolueneyour rite rules. For nacre nformation please set mwrldiogov. the 51K protectcn and the supplemental potenc) do decline hors/Malang by ping you Fruitier Advise.
seder the Se:t rain !nester Protection Act (WA). Deposes at UBS AG Starred Burch ad stores of not apply so these assets evens they otherwise appear
Money Funds are rot inured by the FDC on your siXernern. The 9K protection and the Friendly accotht name
• If theMaxie helitution on the tcp kb of the front sultolareental protection do not protect mane changes the Fnendk scant name reflects of ormation that you
of this statement is not LEIS Financial Sinews, IBS throup the OA, araileble toads balances we swept to in the maim vats of you' investments (Whether as a awned on the Firm's onlne settees websee. h is a
F b o W r p e o e e e k n W n e e o r o d a b r t l y m h S a i e e s m r d a v i I e c c S g e c U s e o r c o s n a f t e r . r t n i h i e t e s w t h y r e e o is l b a u c - t t a i h a o s e c n e c s . i o n h y u d i o p n c u t w a r a t L h e s e e d c n n m le y t a o i a n s u n n s d g i on d A t a h e r G e e p o t C e s a e m C y a m . p c B a e c n a o r l B a u a n n * u t c e n s e x c a s p h t F o U e s B T e ld S d h a e t A o t w G t t h d h e N e e L e p s E w o o s S v Y it e s A a r e a G k i r g e B C n n r a a S o n r c t n c e h o a n a f l u n B t r h d e r e a U d - b E d y - 6 i r O M es t o h u r e e lt r i o r n e f f o i m l0 rm a r a ke tio t m n i o s r a m va e la n b t, le is m su o er n b r a e n o k p r e u s p t t c Y y o C u r may r a c th a u r o s r h t a u o y m g n o h t iz . u O a Y r b e o n le c u ir o e ' c n r a d S i n c k e e l d r r v e u i ic p r r e g h n s e e e o . ' I r y & t b o h y u r a u c s ' h o n n i n o e b t n I a y N d c y b C t- o 9 a u e c m t f c f o e o u & c u t t n F i o n t i n n n a a y y n m o o c e u u ia s r l ,
setae:eswe located at LES Financial Senses and rot Capin blonds, and there is no gamete Cr otter obtan more hfcmation about Sit. eictedng the SRC Adana.
the enact/mgbroker. a-4 you nut make a SPA obligation of UBS AG to repay the burn while on the Brochure, by contacting 9PC a 202371-8300o by
ol ray ester or &Inn& to both firms. UBSCormann Brach's books. wring the SIK **thee ar VAMMert/E • A C Y C a O t W re l l o o f v y e o r r v e i a ew m oonaportak, Net of assets ad
A arrant statements shall be deemed complete ad Deposes a 185 Bak LEA and each UBS AG Barth are Dividend Rear/Utile& Perm (DPP)
accurate f not objected ton *meg within 60 days. not protected by SIPC. Money Fund shires ere protected the pee reflected is an swage price. You may obtan • Asset latexes salads cash balances, vats for
by SIPC. See 'UT6 Frontal Service. Arrant Protection the actual price Worn yas Financial Advisor. Onty neck restricted stare), (en I, and Global Tine Deposits,
• Please diect customer complaints a i-nUiieS to he bobw *Wei are purchased under DRIP) patial shires will be urreelied marks to maker, and certain assets not held
Fern's C lient Relatins Pertinent X 201352-1699 sok, ad tlw rah wa b depotited h your scours The byte Fins Does not include unpriced Unfiredassets
or tollr ee a 800-354-91(G, 8:00 A.M. to 6:00 P.M. Upon you reqrst, balms n tie Bank Sarin dividend realignment price applied by the issuer may al the end of the odeand anentstatement periods, or
ET Monday through Freclap a in *Meg to LES Program or OA may be withdrawn and shares of a ale from the make price at which thepartial shires private ithestreents, vested stock options wed
Financial Senses lx., Client Relations Depalrnent, Money Fund may be liquidated, the the proceeds are sold emicoable stock options
P.O. Box 766 Union City, NJ 07087. returned to you <recur secudier accant. • rielienes Include, debt belaces, cuturdirg rrergn
Ceolokelieu loans. credit the, accent balances.
• n fu e n s d s s e W o a f n e n v e e r n O n r c l L ei a s p li u a y n m ab m o o ut r a U n B S el V ec i t s ro e n d ic e bit P n . a nh c e r r e fo o rm re a , t * io e n v a et b e o s u t t r a a t v e a s i l a a n b d le y w e e t e *, p a o p s t e io e n a s b , le at O en r t l i y tl e w d h t o o le a u p n a its lu m l u ay t b t e a s h s e m wn o l y t o o u f ' a a P m r o id u er r . d If P y a o e u m a e r n e t • ca s C h a b s a h l / a m n o ce n s e . y p b l a u l s a U nc B e S s . B T a o k ta L l I o S f A u d n e im po e s s i t t e b d a a t/ m po ia e b t l e U BS
card aankictorts, call 62-1000, a voile to UBS www.ths comrssueearkt, from your F nano ial Advisor or otherwise, the Firm veil either sell parbal kegs at AG Stanford Branch depose balances and money market
Feenoal Semen he., 1000 Harbor Blvd, 6th floor. or by calling 800762.1000. rivulet peke a accept an kronen &Unrifled by a mutual fund sweep beams, at the Use of the
Weehawken NI 07086. Min RMNBSA Se-mos rogiceoed clearing agency, admen you across statement period. Noricormlocky free credit balances in
UM Financial Services account protection your scowl av rot segregated from other balances
Cal or write as soon as you cart 4 nth thee, gas the Finn is a member of the Securities iliniterf Protection Investment objectives ad the Fern may use any ol these tunes in the ordinay
statement or receipt is wag or A you need more Corporation (SIPC), which protect securities account, of The rent:nen of/pours and risk profile ay specific to come of tipsiness. these turds re payable won
informaii n /boat a twofer on the 'tamers or its members up so 1500,09) Cnclixling 5293,000 for each account and nuy mybetween Please athise the your dernard, This total n intruded., the omentpeeiod
h cu e r r e f r r . o T m h y o o F u ir n m o o la r C te a r r t d h a th n u 6 s 0 d (a a s y M s a I h t e ra r t b he lr F m im us t a d l e l a n c s c k ou r n c t a s th h a ). t t y h o e u S h I o K ld a n ss a e t p p a ro lk te u c l t s io c n a k p n a i c ts ity a . pt to M Fe a rn x p i r e om s p it t u er r i c n n m o n r i g n n g i o /e f m an e y lt s o im bje il c e t a iv n e t s M . F a o n r g e o a n ch y our doing valve.
SDNY_GM_0002 5380
CONFIDENTIAL
EFTA_00136000
EFTA01277233
Important information about your statement (coninued)
landing information you would actually recte n the minket Prices me - •D itto cm to date may melt)* return of — h ade en to covimascra received n connection
Fix *teed int° mutton on the Finis lending practices °bawd tom vatan third party sources white we meal. income a both wth Me sale or danlation o1 array contracts
and disciosues, ter to you Ghent Relaterraip Delve to be reliable. but we do not gatealee their — 'Crignal sce • represents the initial offerer; and, M investment trust units to our <lents, we
Armoury or Account Agreement rid the General accuracy. price per unit and may not (elect Will cost basis ands our affiliate mat trans sharing
Teems at Conditions UBS Statement of Credit Practices — We gentrady use the closi-g pricewhen avalthee cr compensation Fran many of the antra
available in Agreement andN eio wes at tie mean of the bid ad ask prices farmed • Restricted securities esstrded wan in generally companies underwritirg the atittortracts,
taw mac rottarratadargigai acuities and colors or onb bed prices Ice OTC are rot currently easible son publk sale. UBSFiractal *kites of the Curate <arca-tor sponsas of
seosties. knots ides tlE matel price of the unrestricted slack Mtn imesvnent wets we distrbute
Yew abets - Less actemb traded securities may be priced ushg of the same issueras an mputed value fade - OJT affiliates also recite trading oarnifiatkra and
Your dassment Remit acuities endotter assets held valuation model or the mod recent fora we restricted stock for porpons of this atatement on4, To other cormorant:onfrom mutual finds and
hare accent at the end ot the statement tend. You oared and may not reflect an actual matt price the tent that eefrf iffe d searkies are 'rube lee nsurance attain whose products we *tribute.
may ark for delvery of Itty paid scones at rytime. or igte? the vale receied may be stbeantialB less than the - We receive an annual fee from UBS Bak OA and
You may receive securities used as loan collateral after - Certain points may appear without a price and irtp_ced value town UBS AG Stamford Bart ohm to szs per accost
pwing any balance due on tem. Pry securities will thaw as *price was rot bailable if we re sweeping to the barks under the UBS Bark Sweep
bansiened to to him dreg to steward pentad are undob to obtah a pnce for a leanly • En. (esterneted) inccene current yields and rates. Roan.
listed al market value as of the end of the statarere - Deposits or sateen denominated er currencies An estinate of a-rual income is based an (Limn
period. other tan U.S. dollars are reflected at the eichinge dniclind aid interest rates, attuning tie stakes will Activity
• Can basis. h detemning the cost basis of fate rate as of the statement date. be held for one yew from statement date or until hbrinaterrewarderg caner:nets and other Charge
stales included in this statement, where indicated - For cerian twines beano n non.conformng nUtifite This mitt a ceW a gtelne, mammy hoped et connedco with the *mutat of eat,
wih the runty. •UPS Fiord& Services has relied deriannalcra ace at tatty0mo wise) may rd continued ineanw are not guaranteed ncludng option transactions ha been inclucbd al
on information *1 mad from sources other ManI RS have been added to facilitate proper valuation - Estimated atual name at curvet yield fo- catenaions puvousty fume-shad to you, ad ad be
Financial Seraces, including information kern another To obtain current quotations, when wattle, cordad certain Woes of stakes could include a return of pleaded to you wavily at rawest
lam a that youm g haw.! unaided to you Finaxial your Financial Atte. prncpalor capeal gat in uhich case the est
Advisor. The Finn does not idepatently verify a income grd current yeti would be onerstated. Sheet alley
operant the money or milky day id° triton • Private inonenwas and drudaped producb. - Estimated snail icane ad went yeld and the f aware engaged in she wait a security, you may
provided by sates oter than LAK.Fivncial Senates. hinte meanest seasein (has/nicked actual item and yield milt be lower a higher noir a chap the to cerUin Wroth's? costs for that
participation acqam grid real estate investment trust than the tstinated amounts. particular securty.
h tali" although SIBS FintiCel Services generally smuts) zed stared pita are generally highly - An eatate of trusteed income (divdend actor
sextet tie information as it is received, the firm Akiel. Certain Prised waists have not bean interest) died et by the curet market Open Green
does not provide any astwances that the eternal:II registered with the Securities and Excha- vattraverage balance d based on the last dividend Regarding Wen or • gozdtilkancellecr ceders tat
tmbr "Cost basis" and %tweaked garl loss' is Com-rasion o- under any state securties laws. We Or interest payment made by the issuer and were not teocured by the gatemen date, open buy at
accurate as of the date of the statement. As suck provide estimated sties for private investment warms be seositieedeposts will be het foe ore sell stop orders are redxed by the antral of dividends
please do not reay on this Hermitian to make leashes and structured produces for edormatecul year from the statement date or until manly. or rights on an exdividerds a totes thee unless
audit a Sale decisions, fades papaws ce purposes only. Acosacy snot giuranewd. Accuracy and continued weld se not garnet instructed otherwise by you. You are responsble for
otherwise. Accounts transferred to to fie may - These values may differ agnates, from prices. orders that are weaned the colour failure lo cancel
reflect gat/ loss tdomition only fo r the period of any, at whidna private twesanent security a • Assets not held by WS 'rancid Services Certain eating open orders.
tine they ae held a the F rm fibre historical structured cnxIxt may be bouts or told and do assets me rot held by the fern and not nth the
tonnaan tan be added by yotr FeuncidAdvisor. u n p o o t m n r u o s t s a e ti l o s n re . p resent the vale you may receive * fi p rm la 's y e po d s o se n s y s e io a n r o s r t a a te n m t e i n t f T a h e o s re e c a o s m se m ts o m n e & P To r i o v b it t y a in a copy of cu. current Client Friary Noise
• Unedited gabalosses Wien data is aoiltly - Thad prly 'Ornate of vale av as of a certab purposes only. Positions and values presented a. pima contact sour Francis' Achisor or vat as website
eninated areatized gait lases we cictAated fa date and are sabred to UBS Fina-cial Services on a Pounded by the swig Inc U6SFroncial Services is at altaaRRICIatagallaa.
navilialseosty lots. Re transactor, data foe regale bass by an Wei:enders religion tint not reversible for ins ?formation and des not
nevidal bas may or may not reared <dominions, - Mum general pannw or sponsor tinged valet, guarantee es accuracy. these assets we rot protected UBS Financial Services a rot a bark tin BMA. Bushes
charges ander sectaity reorganize en events fry art wpplied to the Fm by Ow tar, by Silt or is Fits supplemental SIC coverage. Seniors Account RSA and IRMA are brckerase accounts
Diridend and °tarn,n vestmmi lots ad systarnatic gental pane or sponsor and may be tabulated which provide access to batingservices at products
eschew bts are each tenbined to display cue based on Mewl information from tat used by • Revalue shoring and additional compensation. trough arranowne-os wet) affiliated bat aid other
averaged lot Ste • Trade date • [alto presents the tadparties laded* tea entailed values. — In addition to commissions on sales and 12b-t fees thrdpay banks, and provides access to roan and
aigtul transaction trade date. - You can obtain additional Harnett' regarding recent n correction wash the distribution of snug prodxt awed by unaffiliated thitd.pa-ty
the methodology wed to determine the ratite of trawl finds to beams we nuke our &Mau tummy companies through roura-na agercy
• C th a e l l i a n b f le a s r e c cu t r f i o ti r e e s a B t o r m e b d e a n n p d f p vo re n f w er i r l e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a or t d T e h e m da i t t e t of b M y e c e on fa ta m ct a e l g e y n o t u h r a F t i i n s a t n h c e ia l a rec d ei s ve a re d v ri e s n c u rs e o * f W th in e g m P A a o re l f n un t, d f s ro th m a d t i w st e ri b se u l t l. o rs subsidiaries of UBS financial Services Inc.
mpaelb by lot ban among all seoseies of tot Advisor. These anowts are based on two *kern Investment, nsura-ce. ani amityproducts:
assts held how nowt or in nornhee name lee as - Thad party estimated vitas may be reflected as components amant ol atm by UBS of a Not VIC bowed • No bank guarantees May Use vela
clients. Call bade edamation s dotabed from third •Not aged' n sever l sit alit. wive n partiailar mutual fund I amiy to our climb and Cri
patties and es accuracy isnot guatteed. Other call idependent vitiation tem RS not suppled or is the asset value of a patiosLT mutual fund I amity's RUA. Resort. Management Account, Business Services
leases marmot vetch ttsald affect yaelct compete table to assign a vas. Man we became entire dares held at the tern Account 85A, IRMA and alternate's& Resource
nlomatco will be provided upon request that a materialevent has ocoared out may call a — We and 0.1" Anate aBo recewe netting and Management Accost are registered service marks of
!tits), reported vas ib question. or Wien a ormtus processing lees in corteration for UBS Fruited Services tic
• Certificates of deposit (marCDs are FDIC enured value would be highly speottive due to die ntre bade agent rata that we pay& to the
Leto 5250,000 n acacia' aid accrued interest per of the sturdy. rrukal fads. Thew feesgenerally are pad from Visa *rate is a registered service mirk of Visa
depostor at pee deposit:lbinstitution, in accordance - When neither al suer, general part se sponsor investor assets in the mewl fund and are a heed Intonational uBs Via Signalise cede cards and LES
will RAC rules. bibbed sake nor a Uttar estimated vela if data amount loosed an the nutter of accounts at yea debt cards are espied by UBS Bank USA with
wooded the value of the study will be anted the broker.dealer holdngm aul heeds of that fund prmosion from to U.S A Incorporated.
• BriceArolim Prom divinedfor securities and finer km its purchasePrice. fmiy
products may be higher or lower than Mesta that UBS Finlander Services Int P+v. 201402
SDNY_GM_00025381
CONFIDENTIAL
EFTA_00 I 3600 I
EFTA01277234
SUBS UBS Financial Services he Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 April 2014
ANP70056915790414 V1 0
POT & KETTLE, 1
Account name•. POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number: _3679 SS
Your Financial Advisor:
SCOTT STACK MANLYLE CASRIEL
Phone' 212.821 -7000/800-308-3140
Questions about your statement? Value of your account
Call ;Our FinanCig Advisor Or the
Rescurceline at 800-762-1C00, on March 31 ($) on April 30 (5)
account 029323679
Your assets 5,588 70 5,588.70
Maltour websIte: Your liabilities 0.00 0.00
www.ubstorMinancialservices
Value of your account $5,588.70 S5,588.70
Items for your attention
. it you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.com/onineservices Tracking the value of your account duriag 2014
Value of your account
at year end 2013 90.00
S
Net deposits and
5989.7 Wthdrames 45,588.70
•
Your riWStrnent return
Chaste in
market value $O00
Velma of your account
on Apr 30, 2014 955811.70
Mal 2014 40i 2014
SDNY GM 00025382
Mombor SIPC ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000 Page 7 of 18
CONFIDENTIAL
EFTA_00136002
EFTA01277235
SUBS
Business Services Account Account name: Your IIRancid Advisor.
Friendly account nani SCOTT STACK MANLYLE CASR1EL
4)6(2014
Account number: 212-821.7000/600-308-3140
Your account balance sheet
Summary of your assets
value on Percentage of
April 30(4) yOur account
A Cash and money balances 5,588/0 100.00% Your current asset allocation • Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional
F Corrmodities
G Other
Total assets 55,588.70 100.00%
A
Value of your account $5,588.70
Eye on the markets
Percentage change
Index April 2014 Year to date
S&P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
Ape7C003005691580NIT0C0191825 000O2 0414 030579743 Y123679SSOCOMpiyGitrxweer B of 18
CONFIDENTIAL
EFTA_00136003
EFTA01277236
Business Services Account Account name: POT 8/KETTLE, LIC Your financial Advisor:
LIBS Friendly account n • TK SCOTT STACK MAN LYLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
April 2014 ($1 Year to date (i) Interest perrod Mar 7 - Apr 6
Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Mar 7 $5,838.70
Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $5,588.70
transferred in 0.00 5,838.70
Number of days in merest period 31
Withal-awals and fees,
Average daily balance $5,725.80
including investments transferred
out 0.00 -250.00 Interest earned $0. 00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 CO%
Cash activity summary Your investment objectives:
Ste account It 'Noy this mown tot deta Is Blanes in your Sweep Options are included in tne cpertrig and You have identified the following investment objectives for this account If you have questions
closing Mance, vS ye. FDIC insurance applies only to deposits at UK Bank USA, not to deposits at UBS AG,
sianioid Karon or bank deposits pateciihrouch the UBS International DelX54 Account program. sirc about these objectives, disagree with them, or wish to change them, please contact your
projection applies to money maitet sweep fund hcklings but not barer deposits. kermponant Intormacon Financial Advisor or Branch Manager. You can find a kill description of the alternative
aboutsom statement on the Lag two pages ot this document tor deals. investment objectives in Important information about your statement at the end of this
Apnl 2014 (i) Year to date (S) document
Opening balances $5,588.70 $0.00 Your retell objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
investment elig betty consideration • None selected
Total additions $0.00 $5,838.70
Subtractions Your account instructions
Checks and bill payments 0.00 -250.00
Total subtractions $0.00 -$250.00 • You account cost basis default closing method is FIFO, First In, First Out
Net cash flow $0.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025384
AMP70303005691581 NV7003191825 00007 0414 030579743 Y123679550003000 Page 9 of 18
CONFIDENTIAL
EFTA_GOI36004
EFTA01277237
*UBS
Yournotes
CONFIDENTIAL
EFTA,135003
EFTA01277238
Business Services Account Account name: POT & KETTLE, LLC Your N sandal Advisor:
*UBS
Friendly account name- TK TryEVs SCOTT STACKMANLYLE CABRAL
April 201.: Account number. 212-821-7000'800-308-3140
Your assets
Sane pnCes, income and current ea UeS ShOnn maybe approximate. As a result gains and 'OVA'S may ni:M
be acurately reflected. See unportantmlormabon about your statement a the end ol this dxumem for
'rote Informaion
Cash
and money balances
Cash
Cash and money balances may include avalable cah balances, UBS Barn USA &pout account Warp's.
UBS AG Stardord Branch deposit account balances and money maker mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC valhn applicable limits, but are not
protected by SIPC. 1)85 AG Stanford Brant h deposit scram brines are not insured by F OK aid be not
protected by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC.
Set the important information abootyoor statement at the end of this document for details rout those
balances.
Openng Wane. ClosingI:acne Pnce per meet Average Dnidend interest Days en
Picking on Apr 1 (1) on Apr 30 (1) on Apr 30 (1) rate period Period Cap arounl
UBS BANK lISA BUS ACCT 5.58870 5.588.70 250.000.00
Your total assets
PeKenta3e c( Cost Estimated Unrealized
)(au. on Apr BO (5) your accord basis (5) annual income (S) oan or loss (1)
Cash Cash and money balances 5,580.70 100.00% 5,588.70
Total $5,588.70 100.00%
55,588.70
SDNY GM 00025386
ANP70303005691583NP70C0191825 00032 0414 030579743 Y123679550003000 Pegs 11 of 18
CONFIDENTIAL
EFTA_00136006
EFTA01277239
*UBS
Your notes
ANP7C003005£01. NP7003191825 00002 0914 0305797. Y I . 6'9.. C.3q9NIY_GN 1_00025%9 l2 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA_00136007
EFTA01277240
Important information about your statement
LEIS Francial Services tio. (the F im or UBS Financial sent you the fro remanent on needs the error or The Fim together nth certain *Mins, ha also account held, you choose one of the folkwi*
Services} is a master of all orinokel sxvly, ammo* problem *Pared. purchased symbrental protection. The myrinun itesenent °Neches'
and opt:ins ex pages. LES Ft-encial Settees and U3S - howdeyokr name ad accost number Of any) anoint payable to al Mgt* die*, collecting titer • fsodwe Cument! mom.. I imbue its seekng the
Bank USA we rdrect subskiares of LES AG and - Desoto the egos or the wander you sod vitro this protection is S500 million as of December 10, 2013. generation of income mg.
affiliates of LES Sect:rein LIC. The Fim's Handal about and mitten ao dearg as you can why you • ArAiske Capra!A ppreciation: Investments waking
statement is available upon reopen. The FM* titan* believe e is an error ce ohne° need more klotot to the pokyconditions ad 'Mitten, ash at growth of prncesal rather than the generation ol
&Ices re a: eicnnation the Firm is further protected kr ma to $1.9 million n the income.
— Proud. the cblar anti ol the suspected error. aggegate for all you accounts held n a poioalar • Plocioce Combinaton oilman. and Capital
!Assn/nod Sec as capacity A hi copy of the poky waxing n imailtble Appieciatcp, l-wesiments seeki-g both the generation
1200 Harbor Boulevard The Fim or Cad Issuer wil Mosinee your complaint upon moutst. ol norne and polish of prittoll.
Weehawken, to 07066 and wet correct any error promptly.
The SIPC protection end the supplemenUI protection
Overall risk wages
Ibis tenement represent the any official record of yas Please mate all thesis papist to the Fern or the both do not apply to.
LES Fe-uncial Sawn account. Other records, nape thane:al inititution Skated on die front of this • Certain Tramiel Asses controlled by (and incited A • Con.wvaeor Seeks to martian nilid pncpal with
official lair doarrient crowning cordlictim date should statement had:Men to sepia accord fax accounts your account valu) but held away from US$Fine-col low risk aid volatility to the accord cteral, even if
P n om o in t i s c b s e h io r n M e , l a i p e n l d e a a L g s y e e r o r d n e p I t o f h r y e t o i o t u f i f r b i r c e m e f e e s d w e a n t t h t e i e g ly r m e n 6 u w r a a r n i c t e i c n r o r g o u t r n o c t. t r h e m p am a y o r e u b n e n t t s s u f in o b j r c e s a c a t s t u h o a t m e x a s o r p n te u s r r u . c h A n a c c s c e e o s f u e a n e n t s s d , t c c h h h a a t a r w g r e e s s t f f r o o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e v ta a .g r n i . a . I c b c l r e e d r e b ta n r i e m n a ( i * t t i e h ca s C s , u h a ) n a in d t s U 0 u B 0 r S a s B t h e i a r e p k s c d o ( X i f l m 1 c S a u d , t , u a a l t i i t n n h c f a l o a t m t m io e e n o w . r l s re th tu e rn a s c a co d s m t d a o y e r s a n t o k t e g e e p n p e a r c a e te w si i g th n if 'cant
to other Mentions may be subject to a windy tee. finds whore such than are registered deny it the • Modena: Willi* to accept sane sit to pinoPal ad
Aelsough al figures shown me Mended to be accurate. name of the account holier on We both ad records tolerate some votateity to seek hgher returns.
statement data shaili not be used for tar purposes key UBS Sweep Claims of the applicable issuer or tender agent); • Aggress*: Wiling to accept high risk to pinopal ad
song onyea'-end tax kerns, te.. Form 103% 5498. UBS offers options for sweepng cash betakes, biances high solatilty to seek high returns our tine.
10425, nog whin prepwrgyour tax return. The Fim to bank deposits at UBS Bat USA and UBS AG Starrewd • Certain minimal contracts or Mestment interest
required by law to report to tot IRS all taxable dividend, brads (Bank Sweep Progeny), money market mutual pg., limited partnashix and pinto placements) the Statement liouseholdhe
reposed* rchtnabla *kends and tat Menet kids (Matey Fund) ad the International Deposit ore rot registered srder tie Securities Act of I S03; We may consolidate at related account statements with
eared on securities held in you axant, nit proceeds Avant 00Alfor customers withal iteutional aid the move Miress n the same envelope. Accounts may
on sale transactore, std cost tom cc certain covered Resource Mnagemet Account. Through the Bank be related la this purpose bet &At they haw owners
secwitin. Sweep Progeny, cash balances re swept to U16 Bak • Commodities contacts (e.g, laeign eccha-ge and who also maintain pia accost reheiondips wit other
USA up to in easlakhod Fend ad thento LES AG anti:usenet.' entredE ndudrig futures contacts clients at the sane address. This practice k known as
Communicationswiththe Finn Stanford Brandt or a Money Fund. Deposits at UBS ad tormoditroPtion contracts. • househsking ' II you prefer to recede a-diva:hal
. Please reconfirm any oral cormunatores in swing Bak USA are FDIC lured in accordance with FCC statements mailed in separate elerelves— yOu Indy
to further protect your nits. incladng your Ned rules. For more nformatin please sot wwwldicgov. Tee SIPC protection and the supplemental protection do docko household,* by oiling yow F nattier Advisor.
usdtr the Sainted Wooster Pre/Action Act (WA} Deposes at UBS AG Stanford Biarxh std ewes of not apply to these assets event they otherwise appear
Money Funds at rot nosed by the FCC. on yas statement. h. SEC protection and the Friendly actaxan name
• If thefins-KM hstitution an the top lift of We UM PEOlerrentalproamion do not protect agave changes the trendy accost name reflects ela mnion that you
of this natant* is not 1)85 Financial Sentes, U35 Throup the OA, enailetile tooth balances we swept to in he math vain of yxr investments (whether as a extend on the Firm's onlne settees webyte. R e a
Frenoal Session carries you account a cleamg depose accounts at UBS AG New Yak Branch and UB5 resin of market itiOyenlent iSSuer bakruptcy CO customizable *niclrurne' chasm by you to amid you
broker by anargerront yeah the /skated inslitulien AG Cayman Branch These deposits are not insured by otherwise} with sou recordkeepim. It has m legal 0941 on your
We iriormed you of the Manionshis whim you she FCC. Balances held at the ISS AG Carnal Brad, aCCOult. You can charge yos hiendg account names,
opened this accost. friths case, your trds and are tempera* exposed to the sovereign risk of the More information is avalable mon nomad You may through 0i*ie Services or by contakirgmurFaancial
souse,, we located a UB5 RnancUl Servicesand rot Carnet elands, and Were is no (patentee or other obtan nue itomation abou Sit. raidng the 5PC Adesor.
the rwootecng broker. aid you nut **sands's' obligation of ISS AG 10 repay+. Wines while on the Brochure, by cortaningSIPC a 202-371-8300or by
el any mar or anititiOn to both 'inn. UBSC trans Bradt. books. • Sift websih ar YAW/.140‘041 Ammon overview
• vatm of morarrounerpordth net of assets rd
Ally-cow* statementsshall be deemed carcilete ad Deposis a LEIS Bat LEA and each UBS AG Bench are Dividend Ihitrietbibenit Niagara (DPP)
accurate if not objected ton mei* within 60 days. not protected by SIPC. Money Fund shires me protected The wke reflected is an average price. You may obtan • Assets_ hulas evadable cad, balances. vans lOt
by SIPC. See *U35 Fremont Seven Arson Protection' the actual prke kanyeu Financial Advisor. Onbsikore restricted sear* lest 1, and Global tine Deinpsosits,
• Meese died customer complaints or bobsiits to tie bobw Owes are purchased under Dli; partial shares wil be urrealted marks to markkde,ta anndd cetah not held
Fite'sClient *Wirt Depannent at 201.3521699 won rd the cash wit be deposited your accost The by the Fins Does not include worked MU:Merlassets
crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M. Upon yak reg.est, balms in tie Bart Sweep dviderd renvesenent price applied byte issuer may al the end of the prior and curet staterrent periods, or
ET Monde? through Frklay a in mei* to LE6 Programsor OA ma be writhes" and shares of a differ from the market pte at which thepartied shires precise ivestnwns, invested stock options aid
Financial Settees it., Client Relations Depalrnent, Money Fund my be liquidated, and the proceeds we sold amenable stock anions
P.O. Box 766 Union City, NJ 07087. returned to you or our nineties woont. • Sialaines lndudn debt b.IIIM•1, antarding rrergn
Cmleielieu loans. credit fir, dOlaCtant balances.
• Incase of (grey; Or WM, On; about an electronic Cutlet reo rnmon about available steep Option, I;e4, whole mots maybe held in you accord. If you a-e • Cash/money balances. Total of unimested amiable
fixds Wanner (W1 bi puymm or UBS Visedebit nothing arnil 'Merest rates and yields, a mailable at entad to a palul use a a result of a dviderd Panto' cash balances. plus UBS Bak 1.6A depose barce5 UBS
card bansatort call 62-1000, or wile to UBS www kb: comrsseeppekt, from your F hark al Advisor Or otherwise, the Firm yell ether sell panel kna at AG Stanford Ranch deposit balances and money market
Frontal Semen tic„ 1000 Harbor Blvd, 6th floor. or by calling B00(7621000 rivulet peke or accept an amount thumbed by a mutual fund sweep Saxes, at to obit of tie
Weehawken NI 07086. Alin RMNIESA Sakes registered cleans agency, ado-edit you' accost statement period. Noncorimodey free credit balances in
UBS Financial Services account protection your account av rot segregated from other balances
Cal or write as soon as you can, if mu that yxr The is a member el the Sourdes Inverter Protection Investment objectives end tie Fern mar use any of these unds in the ordinary
statement or receipt is men; or i you need more Corporation 6IPC), *frith protect securities account. of The nvesenere Mint* std risk profile we magic to COM,' of its laziness. These funds we payable Lyon
irdamation *cut a turn* on the staternert or its members up 10 5500,000 Cncluolim S2B),000 for each account and may vary between. Please Mete the your darned. This total is includedr i de anent period
h re e s a e t t o fr t o . T m h y e o F u ir n m s o la r C te a r r t d h a M n U 6 M 0 d a a s y s a a P f f t n e a r Y bl e e F kn im io f a d l a l m ac s c k ou r n c t a f s i h a / t T y h o e u S h E o C ld a n s e a t p p a ro lk t u ec la ti r o c n a ' p m a k o s ly a . p ply to F fo in e n t p a ro l s m it p u t a , i c n n m or e m n; a o n f u an r y e t o in bj t e C c a ts n . t . . W k on r g e e a n ch y ow clang value.
SDNY_GM_000253B8
CONFIDENTIAL
EFTA_00136008
EFTA01277241
Important information about your statement (con inued)
Lending information you would antsy receire in the market Prices cue - • OstrIzu cro to date' may mclaa returnof — e, ad* on to crimson; received n connects
Fix detarechnf° mutton a' the Finis lending practices obtained from various third party sources ankh we caudal. income a both wth the sale or danbigron of a-rurry contracts
and &dorms, rmer to you Ghent Relatoregrip Delve to be retitle. but we do not pane, their — 'Crianal see • represents the initial ollernt; and vie investment net units to our <lents, we
Ageement or Accost Agreement aid the General accuracy. price per unit and may not (elect pas cots bait arida our affiliate satire retina sharing
Tarns and Conditions UBS Statement of Credit luctices — We genera' teethe closing price when avelabka corrpensaion fr om many of the inexance
available in Agreements andOrstfogrres at the mean of tie bid and ask prices fa lined • Restricted securities Restated searrin generally companies underrating the amity contracts,
wzotaiLoicalarsguaggaiguas. mantles and <plus a only bid prices to OTC are rot currently ellgble nor publk sale. UBSFina-col *gates of to insurance arnpangs or sponsors of
seoslies. rmvices toes to market price of the unrestricted stock Mein imesvnent sees we distrbute
Yew meets - Less actiwiD waded securities may be priced using of the same issue/Assn imputed value for de - an Align also receive trading commesrma and
Your gatament itemise stormier. endother awn held valuation model or tie moo recent arke we restricted stock for papas of this statement on, To other tartness:onfrom visual finds and
lathe account at the end of the statement period. You obtained and may not reflect an achal market price the relent that restricted scarifies are eiglok la a nannce ccenpanin whose maxis we *tribute.
may ark fordeivey of fully paid secuaies at ary time. or norm the valx reared may be sarmantialli less than the - %Verse's n anal tee from UBS Bali LOA and
You mayreceive securities used as loan collateral after - Certain parallels may appear withan a price aid inpued value drown tliS AG Stanford Brand of up to szs per accost
paying any Wince due on them. My securities will how as *price was rot available' if we are sweeping to the bark( under the UBS Bak Sweep
Irentlened to he Lim clang the gallivant period are ungole to obtain a ante fo r a warty • Est (estimated) inecene. and Otte end rates. Frcgrams.
listed al market value as of the end of the gatemen - Deposits or startles denominated 6 currencies An 9:finale of a-rual intone is based an current
period. ocher thin U.S. dollars are reflected at the eachinge &lard and interest rates, assuming tie securities will Activity
• Cast basis. In detemning the cost basis of Me rate as of the staterrent date. be held for one yea from statement date or slit hbrmationregudrigcannissUrs and *tier Charges
starlit included in this statement, where indicated - Far cation securities tradng in non.conformng MItitity. This narrate is onD eq.:feint accuracy incurred in connection with he en u:knot tads
wih the number UPS Financial Services has relied ckniminotam, price and qua-anyBate valor) may rd continued income are not guaranteed ndudng option transactions ha beenn aiad on
cn information obtained from sources other tanI RS have been aollysted to facilitate proper valuation - Estimated a-nal income and correct yield fa armirrngiOnS [MMUSSi fliffaShed to you, ad will be
Fiancial Seraces, including illo rmairm horn another To obtain current quotations, when arattle, cor-daa certain toes of securities could include a return of provided to yOu fromptlyatrecpest
fim a that you may have provided to you Finarvial your Financial Adascr. pneaPal a capital gains in which case the est
Maw The Finn does not intImendontly verify a income (and (sere yeti would be overstated. Short wiling
parents the &tansy or vanity day Pi° reflation • Private irmsberwite and An/clued produces - Estimated areal icane a-d current Wald and the f aquae engaged in that selling a security, you may
provided by sons other then 1**Rauncial Senates. hinte meninx,* seculars (ixtdrig drect actual Prone andyield mitt be kwer a higher hair a charge the to certainWroth-9 costs for that
participation ptqam and real estate investment its than the estimated amounts. prmiculir security.
h aititat although UBSFinncel Services generally seeress) rod Unarmed prodxts are generally highly - An estMate ol trusteed home (diedend andor
&clots PS igamatian m it e received, the firm Conan stn_cared proicts have not been interest) dryadby the cares market Open cedes
dyes not provide any termances that the information registered wit the Securities and Extha- valrmaverage balance is based on the tact dividend Regarding Wen or • gozdtilkancelled* ceders hat
Ynier 'Cost basis" and 'Lhreakzed gar/loss' is Commission a under ay state securties taws. We Of hfereft payment made by the issuer and were not gaggedbythe statement date, open buy ad
accurate as g the date of the statement. As such prode estimated skies for pwae investment arms the serosities/deporm will be held for one sal stop orders are redxed by the amour* of dividends
please do not any on this nlovingion to make mushi s and structured products for Pdormatkrul year kom the statement date or until manly. or rights on an ex-dividends or bads date unless
puchara a tale decision& feria &mom a purposes only. Accuracy knot garenteed. Accuracy and continued yield me not &warmed inctructed wherwhe by you. You are resporobll fa
ahem's*. Accounts transferred to he Fim may - These values may differ abstantialy teem prics if orders that we weaned dap coyote failure to I aXel
reflect gialloss irdamatis orAr for the period of any, at which a private insament security a • Assets not held by WS Francis( Service& Certain eating open orders.
time they we held at the F rm !Pore historical structured rodeo may be boughs or sold and do insets ae rot had by the Finn and not vithri the
edema cis to be ad:ledby your Financia Advisor. L n o o o t n n i I x rm ... y w sa il r y o r n e i p resent the vane you may receive & fe a rn w s e p d os o s n e g ss u is y o s r t a c t o e n m tr e o n l. t f T o h r e in se fo a r s m s a et t s io d n e al P To ri v o e bt t a s i n a copy of ax current Client Chary Naito.
• Unrealised gains/losses When data is awilgoly - Thid prly 'Ornate of vale av as of a certain purposes only. Positions and values presented se please contact your Francis' Advisor or visit as welshte
estimated urearized gainer looses we alcaated Ise date and are &palled to UBS Few-cial Services on a rounded by he suing Inn UBS F 'mintier Services is at wittialGORgiodica2ARIfx,
intivili(seosty lots. The transaction data for regular baus by in independent station Wm. not reversible for Its information and des not
chards( lot may or may not reflect &ruminan t. - hug, general panne- or soma estimated miss, warms as accuracy. These assets are rot protected UBS Financial Services a rot a bark 11-e RIK Business
charges ander 'acuity reorgenizat harms ary, ere mpplied to the F rrn by Ow Muer, by SRC or the Finis sicplemental SIC °maraca. Seniors Account GSA and IRMA are brokerage accounts
Dividend and °Sane megment lots ad systematic cannot panne or sponsor and may be tabulated which provide access so barking services and products
puchne kris are each ormbined todisplay crie based on &feral information Iran that used by • Revenue shoring and additional compensation. through arranganents we, affirmed barks and other
averaged lot The • Trade date • cola& presents the third parties to dearth& estimated values. — In addition to commissions on sales and I 2b-I fees third-party banks, and provides access to nsura-ce and
algrul transaction trade date. - You can obtain additcnal Harman" regarding received in correction Mn the distnbution of antsy pratact Sued by unatiliseed third-pry
the methodology used to determine the estimate of mutual finds to modems we aura our Alfas insurance companies through Poura-ce agency
• C th a e l l s a w bl a e t s c e a c t u s r f i o ti r e e s a E t b r r e o d e a n n p d f ; e re on fe w rr i e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a o n r d h t e he e d n a i n te a n o e f b d- y e c i o g n a t r a n c a tir ti g o y n o t u h r a & t i u s n th c e ia l " o R d a o v r e a re d v i e e n u u s e o S f h t a h r e in m g P a a k r il r f o u t n t d h s o th rn a d t i w st e ri b se u l t l. o rs subsidiaries of UBS finial Services Inc.
most* by lot Iran among all seogaies of that Advisor. Theseamounts are based on two deferent Iniestment nsura-ce. ad ruttyproducts:
c a l n ie u n s t s h . e C ld a h ll b ou a r n n e am P e d o a r m in a n ti o s r n i h & ee ta n i a le m d e f l r a om o t x h ird - T •N hi o rd t r p e a a rty d e ' s i t n i- w iv e ie e d r w I a s r it m s a m im a s y . b e w r f e e fl ect n ed as p C a O r M tk P u O l n a e m nt u f- tual t f i u v n a d m I a o m un ik t . o to l s o a u le r ( , b li y e U s BS a o n f d CO Not VIC inured • No bank guarantee* May kn. Val*
patties and is accuracy isnot guaranteed. Other all Pdependent vitiation fern has not suppled or is the asset value of apathySr mutual fund I amity's RYA. Resource Management Accord, Business Semites
teases mayennt *Mich could affect geld' complete unable to map a varm, when we became avare skarn held at the Imn Account BSA BMA and international Resource
nlortnatcn will be provided upon request that a rnsterial event has ocoared tat may call a — We and 0.1" Ariale also recewe nem:eking and Management Accost are registered service marks of
pas usly reported vela So question, or when a ormtus processing lees in consideration for UBS Financial Services Inc
• Certificates of deposit (CDs) CDs are FDIC inured value would be highlyspeculative due to he nattre under gent senses that we provide to the
up to 5.29),000 n aloha' and accrued interest per a the sturdy. rrukal funds. These leesgenerally are pad from Visa *salve is a registered service mirk of Visa
depositor and pee deposlayingirmis Piaccordance - When neither al ester, general primed or sponsor investor met, h the mutual fund and are a fired International CBS Via Signatise cede cads and CBS
con FDIC rules. estimated value nor a thrdpany estimated valve if Jolla amount based on tie number of accounts at Visa debt cards are eared by UBS Bank USA with
matt die valued the warty will be different the broke-dealer holdng maul( lade ot that I und peamosion from Vise U.S A Incorporated.
• Pricenralue Prot, displayed fo r securities and ohs from its purchase price. fmiy
products may be higher or lower than thesice that UBS Firianrial Services Inc Ps. 20(402
SDNY_G M_0002 5389
CONFIDENTIAL
EFTA_00 I 36009
EFTA01277242
UBS Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2014
ANP70056347270514 VI 0
POT & KETTLE, I
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CAS1bEL
Phone 212.821.70001800.308.3140
Questions about your statement? Value of your account
Call yoa Financig Advisor or the
ReSotirfetine at 800-762-1000, on April 30 (1) on May 30 (1)
account 023023679
Your assets 5,588.70 5,588.70
Idslt. our websitit: Your liabilities 0.00 0.00
swirw.ubtcomilinancialsenrices
Value of your account 55,588.70 55,588.70
Sources of your account growth
Tracking the value of your account duriag 2014
Value of your account
at year end 2013 10.00
S
Net deposits and
3,588.7 5,588.7 Wthdrarrals 35,588.70
•
• Your OWSITheil t return
Change in
market vaue 9000
Value of yaw account
on May 30. 2014 $5111.70
401' 2014 May 2014
SDNY GM 00025390
Monster SIPC A NP7030900534727 NP7000190328 00002 r514 030579743 VI 23679550 000000 Page 7 of IS
CONFIDENTIAL
EFTA_00B60 I 0
EFTA01277243
*UBS Business Services Account Account name: POT 3. r CTLE, LLC Your Bimodal Advisor.
Friendly account name-00TY ETRE I LC SCOTT STACK MANLYLE CASRIEL
May 2014 Account number: 212-821.7030/800-308-3 140
Your account balance sheet
Summary of your assets
Value on Percentage of
May 3011) your account
Cash and money balances may include
A Cash and money balances 5,588.70 100 00% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equiltes 0.00 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
55,588.70 100.00%
Value of your account 55,588.70
Eye on the markets
Percentage change
Index May 2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 432%
MSC I - Europe, Australia & Far East 1.76% 4.11%
BarclaysCapital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
45W7C003005634728 NP70C0I93328 C0M thl4 030579743 Y12367955003apiyGht0002511pie 8 of 18
CONFIDENTIAL
EFTA_001360 I I
EFTA01277244
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
UBS Friendly account name:POTKEIRE LLC SCOTT STACK MAN LYLE CASRIEL
May 2014 Account number. 212-821-70001800-3C6-3140
Change in the value of your account UBS Bank USA Business Account APY
May 2014 tS) Year to date (S) Interest period Apr 7 - May 6
Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Apr 7 $5,588.70
Deposits, including investments Closing UBS Bank USA Business balance May 6 $5,588.70
transferred in 0.00 5,838.70
Number of days in nterest period 30
Withd-awals and fees,
Average daily balance $5,588.70
including investments transferred
cut 0.00 -250.00 Interest earned $0. 00
Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 00%
Cash activity summary Your investment objectives:
Ste ACCOunf scrNrty rha month for detals Balances in your Sweep Options are indudedin the cperrng and You have identified the ...mil investment ,T..s.tr.es for this account. If you have questions
closing balances rave. PDC insurance a;i0ies only to deposits at U85 Bank USA, rot to demises at U85 AG,
Starroid KariCn or bank .'posits piatedihrough the UBS internationa DePCS4 Account blown,. SIPC about these objectives, disagree with them, or wish to change them, please contact your
projection applies to money medial sweep fund hcidIngs but not Pant deposits. Seermportant inroanapon Financial Advisor or Branch Manager. vou can find a to description of the alternative
anootaoursteremeo on thew two pages a this docurnem (Or petals investment objectives in Important information about your statement at the end of this
May 2014 (S) Year to date (S) document
Opening balances $5,588.70 $0.00 Your retell objective:
Current income &capital appreciation
Addittons
Your risk profile:
Deposits and other funds credited 0.00 5,838.70 Primary Moderate
investment eligibility conaderateon • None selected
Total additions $0.00 $5,838.70
Subtractions Your account instructions
Checks and bill payments 0.00 -250.00
• Voir account cost basis default closing method is FIFO, First In, First Out
Total subtractions $0.00 -$250.00
Net cash flow $0.00 $5,588.70
Closing balances $5,588.70 $5,588.70
SDNY GM 00025392
ANP70303005634729 NV7003150328 00032 0514 030579743 Y123679550000000 Pegs 9 of IS
CONFIDENTIAL
EFTA 00136012
EFTA01277245
*UBS
Yournotes
CONFIDENTIAL
EFTA,135013
EFTA01277246
Business Services Account Account name: POT & KETTLE, LLC Your Pinand/I Advisor:
*UBS
Friendly account name: P0TK ETTLE LLC SCOTT STACKMANLYLE CASNEL
May 2014 Account number. 212-821-7000/800-308-3140
Your assets
Some PrKeS, sncedie and current eilUeS ShCreen may be approximat. AS a (nut, gam and losses may not
be acurately reflected. See importanonlormabon about your statement a the end ol this document for
more Infortnalon
Cash
Cash and money balances
Cash aM moray balances may Ind tde ayalable cash balances, UBS Bank. USA &pout account Wane's.
UBS AG Stanford Branch &pout account baances and money market mutual fund sweep batances
UBS Bank USA deposit account balance.; are insured by tne FDIC p11hn topic tble limits, but are not
pointed by SIPC. 1)85 AG Stanford Bram h deposit account toriancos are not insured by F OK and age tor
proteded by S1PC Money market sweep baances are protected by SIC but ire not insured by the FDIC.
Sot the important information about your statement at the end of this document for dot aas tomtits:no
balances.
Openngbaance Closmg barge Pnce per mare Average Dnidend interest Days m
Hddng on May I (S) on May 30 al on May 30 (0 rate period penal Cep arount (5)
UBS BANK USA BUS ACCT 558870 558830 250.003.00
Your total assets
Percentara of Cost Estimated unreaired
valwe on May 30 (S) your acount basis (S) annual income (3) gain or loss (3)
Cash Cash and money balances 5,588.70 100.00% 5,588.70
Total $5,588.70 100.00% $5,588.70
SDNY GM 00025394
ANP70003005634731 NPI0I:0‘97328 oocce OSI a 030579743 ‘1123679S50 000000 Page 11 of t8
CONFIDENTIAL
EFTA_00I360I4
EFTA01277247
4tUBS
Your notes
ANP763C0009334732 NP7000190328 00002 0114 030579743 Yi 23679530 COiStliklY_GM_0002IASt 12 of 18
End of statement for account number Y1 23679 85
CONFIDENTIAL
EFTA 00136015
EFTA01277248
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Financial WIT you the fin stamen on rthidn the error or The Finn, together with cenain affiliates, ha also noun held, you choose one of to following
Serkes)( is a merrter of all orincigl sxvly, commix* problem appeared. purchased applemental protection. The mparnsn inesrynent °beeches'
and options exchwges. U3S Feurtial Semites and U3S - Prow:leyou name ad accost number 0 any) mount payable to al eligible diens, tole e& Lrcis • Endue Conentfixon. lux-Aim es seetng the
Bank USA re rdrect sutnitares of LES AG and — Daabe the ma or he wands you re tare this protection is S500 million as of December 10, 2013. generation Ca income oir.
affiliates of LES Searitin U.C. The Fim's fhancial about and explan as chair as you can why you • Achim CaottrIApprodat;on: Inuntments seeking
statement is available upon regso. The Finn tisane believe it is an error a why you need more klota to the poky conditims ard limitation, cash a growlh of princpal rather than the gement. of
offices an a: information the firm is further protected kr im to 11.9 million n the mown?.
— Proud. the &Aar amount d to suspected enw. aggregate for all your accounts held n a vesicular • Produce Com:blab° ofI ncome and Capital
LES Finaxul Sermon It. capacity. A fiat copy of te poky waxing h waileble Appreciaban- Inesiments seen* both the generation
1200 Harbor Boulevard The Finn or Cad Issuer wel ineestgete yew ccmplaint upon mutt of name and gambol ;titbit
Weetimiken, to 07086 and well cared any error prompt/.
The SIPC protection and the supplemenUI protection
Orwell risk profd es
This aaternent represent the any oili cier record of your Please note all checks payable to the Fern or to both do not apply to.
LBS Fruncial Santos account. Other roods, except financial imitation indcated on fro front of this . Certain financial asses controlled by (and evicted it • l C o o w n s S e c e v a a n t d a r v S o e t e e k d s * to to m t a h n e t w ai a n x n e it n o m l o o e ra c l P , n a o t n w i i f th
office' tar documnt containing contra-9dt; should Oaken' had:Mimeo regula acne fen accounts your account value) but held away from UBS Fina-cel
R r o o m a t n i s b c s e h i o r M e n l a i p e n l d e a a i g v s e e : r a r e e t g p t o g h r e t r i o o t f i f r b i r c e m e d e t a e w t n in t t i h e n e l g y r e y n o is a u a r k a n c i e n c r o g ro u t r n o o t. t r h e p m a o m a a o y o r t e u b h n e e n t r t s s n u f in o b a j r c e t s u a c e s t t n h a to n n r n m s o e m u a s i a n l p e y u s n b r . c a e h A r a s c c u s c e e b o s j f u e e a n c e n t t s s d t , o t c c h h a h a a t t a r r a g e r t e s e n s d t f f r o o s a r r n f l u e s a f n e t e e . p r r a e id d L i S f n u O e c r n S l v u i * A c d e i G w n s h g S ( e e w t r a . e g a n . s r . l b u o c c l r e e h d r e t b s a n h r in a a m r n e it c s ie h c a a s c r s , e u h a r i n e a in g d t i U s f s i B u t g e S r r s a e B h d n i r d a e p i r s t e o o c n ( b i f l t C y m c 1 a n S a d , , t u h a e l t • M i i t n n h c f a o l o a t m d m ti e e o a n r o n n r s r W o th u e i t l e k a s * c s t c o o t d a s c m t c d a e o y p e t r s o s n a t o n k t e e g e r e i p s n k p e a t r o c a e t p e w i s n i c g i i t n p if a ic l a a n n t d
Atough al figures shows ap ttended to be accurate. name of the account holier on to backs a-4 roads tolerate some whit* to wet hgher returns.
statement data sh:Lili not be used for tat purposes Rely UBS Sweep Claims of the applicable issuer a Sander agent); • Aggress*: Wiling to accept high Sc to mnopal and
sae& on mmend tax forms, 6.e.. Form 1099. Sat UBS offers options for sweepng cash bastes, biances high Wahl* to seek high returns over time.
10425, etc.) whin prepwrgyour to return. The Fine to ban deposits al UBS Bat USA and WS AG Starthxd • Certain rennet contracts or instment invest
required by low to won to trei IRS all taxabk Edelen*. Isere, (feint Sweep Programs), moneymaker' intuit (eg., limited partneshix and pirate plemments) the Staterneen leouseholdne
report** rcataubk deidends and taxable tdenet kids (Money Fu-ds) and the Intern ationalDeposit we rot registered under tee Securities Act of 1503; We may consolidate al related account statements with
eared cm acuities held in you a:cantnet proceeds Accent 00Alfor customers with wantentional ad the sane address ri the same envelsm. Accounts may
an sale transactors, and cost two cncenain covered Renate Mmagemern Accost. Through tie Sok be related Ice this purpose berate they have owners
*wain. Sweep Prowart cash balances re swept to LBS Sark • Commodities contacts (e.g. later excha-ge and who also maintain pct accost relationships wit other
USA up to an intabrehed lent ad then to LBS AG red:usenet.' ca -acts). Mud.* futures contacts dents at the sane address. This practice's known as
C . o P m le m as u e n re ic c a o ti n o f n ir s m w a i r t t h y o th ra e l F co ir r m m tncaterts in wring B St a a k n f U o S rd A B a r r a e n F d D \ I C o r n a o M te o d ne in y a Fu c n c d o . r d D r e c p e o w si i t t s h a F t D U IC B S ad tornotitr °ohm contracts. s • t h a o te u m s e e n h t o s l m in a g t ' e d II i y n o s u e p pa re ra fe te r t e o n r v e e t t a p i e n s i — nd i y v o id u u m al a y
to funher protect your nits including your rght rules. For mire nlamatim please mit wwwidicgcre. the 51K protects:en and tlhe supplemental protection do dote householdng by calf* your F nattier Advisor.
order the Stones Ir..tor Protection Act (WA) Deposes at UBS AG StanfordB irth std tares of not apply so these assets mend they otherwise appear
Money Funds aro rot Mond byline FCC. on you staternent he SEC peotectim and the Friendly accourt name
• If the finance' nstitution cn the top left of tee front suriOnntal protection dap not protect agave changes the trendy accost name reflects alo rmation that you
of this statemert is no UBS finance' Senrbes,U3S %ratty, the OA, anilible to anti balances are swept to in to mato vats of yes investments (whether as a entered on the timrs onlne senses webate It is a
F b W a r e e k n S e o r to a b r l y m S a e e t r d v a i y c r e o g s u e c r o a r f a r r t n i h e t i s s w j r e o el b a s t t i h a o e n c s r o h d i r c p n a w t a e h s e d c n i l n e y n a o r u a n g t et d A th e G e p F o C s I a i X t y a m . c B a c n o a B u n n n u t o n s n c a h l F U e B T ld S h e a A s t e G t o d N e L e p E w os S Y it s A a a G k t e B C n r a a o n r t n c i h n a s a l u n B r d r e a U d d b B s y 5 r C e i s ll u o lt n o te f u m ) a rket movement, iSSuff bankruptcy a* a c w u c i s c th t o o u s m n a i t z x . a Y r b e o le c u o * c r n a d n i k c e d lr e u e p m n h g g e . . ' I y t d o h r a s a s h m n i o e b n le y d g y f a o i l a u e c t f c f o e o c a u t n l i o t t n n a y y m o o e u u s r ,
opened this icooLrt. Int* case, your Ws and are tempera* exposed to the sovereign risk of the More information is avalak tpon ropest You may through Online Services or by contactrgssurFrancial
sectrees a-e located a UB5 finance' Senatesand rot Carron blends, and tore is no gannete or other obtan no hfontion abou SIPC. eicbcfng the 51K Aden.
to intootecmg broker. al you must make a Won obligation of UBS AG to espy be bastes while on the Brochure, by contacting SIPC a 202371.83004 by
at any aux or amnion to both linen. UBSC trans Bradt. books. %tang the UK **bait. ar YAW/.140‘041 • A c y c a o t u re nt o o f v n e o rv r i a e c w c ountiPortiolia Net of assets ani
A N accant slattrnrits shall to deemed complete ad Deposts a LES Bark LEA and each UBS AG Branch are Dividend ReiWetblbefill Engrain (DPP) liabilbes.
accurate if not objected ton wreng within 60 days. not protected by SIPC. Money Fund shares ate protected Theme reflected is an swam price. You may obtan • Asset hulas amiable cash balances. values for
by SIPC. See -U3S Financial Services Accost Protection' the actual price Iron toy Financial Advisor. Only whole restrined seamy lest I, and Global tine Deposits,
• Please diect °Atoms complaints a tqJiin to tie bobw tare are purchased unckr DRIP; partial shares wil be urrealted maks to market, and certain ants not held
Firn's C lent Retains Dna-Went at 201.352.1699 od ad the rah wa be &potted in your account. The by the Fem. Does not include unpriced Wt./int:assets
cr tolkfree at 800-354-91CO, 860 A.M. to 6:00 P.M. Upon yaw request, balances n tie Barn Sweep 6viderd renvestrnent price applied by to near may al the end ot the prior and curent statement periods, or
ET Monday through Frei* a in ming to LES Prcgrans or OArny be withdrawn. and shares of a • from the meta price at which thepartied shires prorate iwestrrerns, invested stock options wed
Financial Seniors K., Client Retains Depalrnent, Money Fund my be liquidated, and the wan n sold estimable stock onions
P.O. Box 766 Union City, NJ 07087. returned so you cr your contain accant. • Eiaturges Includes debt balances, outurdirg rrorgn
Cadenlieu loans. credit Ike, host accant balances.
• in Case of ern Or bastaaa about alelectronic Fisher formation about available sweep options. Day whole units may be held in Inv account. If you a-t • Cash/money agaves. Total of uninvested amiable
funds Wander(Wn bi payee or UBS Visedebit ncteing anent tiniest rates and yelds, a walk k at entered to a panel Inn as annuli of a dviderd Paelment cash balances, plus UBS Bak USA deposit bank 185
O ca n r a d n V ci a a n l S ki e c n to e w ca s , t c i a c l „ l 1000 6 H 2 a - r 1 b 0 o 0 r 0 B , lv or d w , 6 i t l h e f t lo o o U r B . S o w r w b w y c L a b ll : in c g o m 80 rs 0 s .7 e 6 e 2 p . y 1 ie 0 l 0 c 0 k from your F nano W Adios m or e o n th e e t r p w i i k s e e, a th e ac F c i e n p n t v a ii n i a e m th o e u r n s t e d ll o pe n n n a e l L d en b t y a a t n AG a S l ur f n u o n r d d s B w r e a e n p c h S d a ep te os s it , b a a t l a th n e ce c s b a s n e d o m f h on e ey market
Weak/Men W 07086. Win RIANIESA Sences registered cleari* agency, and credit you accost. asemere period. Noricormlocky free credit balances in
UM Financial Services account protection your accent ire rot segregated from other balances
Cal or write as soon as you cart it mu tilt yen The Fern name-iterate* SeardeS investor Protection Investment objectives and the Fine may use any ol these funds in the ordinary
statement or receipt is mug or 4 you need more Corporation (SIPC), *nkh protect securities accounts of The ricesenerc &noun ard risk profile we spank to course of thane's. These funds a* payabk upon
inkrmai *cut a torn* on the statemert or its members up so 1500,0g)(exixIng 1750,000 for each account and may vary between, Phase Seise the your demo d. This total n included in to anent period
h re e m r i f t r . o T m h y e o F u ir n m o o la r C te a r r t d h a M n e 5 e 0 r d a a s y s 4 : a P h i e tia r b to le) F m im in t a cl l a l a m c s c k ou r n c t a t s a h) t T y h o e u S ho if l t d a n ss a e t p p a r l o is te u c b t e io c n a k pa ri c s ity s . py to Ern pronstly i c n e r i a o g r t n a v g e o s f u a r n e y n s a ig :S n a ilt t a in n s t . c h r a a n t g e e a m ch y ou closi-g value.
SDNY_GM_00025396
CONFIDENTIAL
EFTA_OO1 360 16
EFTA01277249
Important information about your statement (con inued)
Lending information you would aclualy reek* n the mallet Prices cue - • Potion as to date may include return of — e, aide& to conmesscro received n connecter.
Fix detatechnformatton an the Finis landing plotters obtained from voious third party sources vied. tee cased. inCOme a both wth the sale or distribUion d a-rusy contracts
and dociassres, refer to yea Client Relatership Delve to be rehash. but we do not garalee their - 'Origetal intsee' represents the initial along and snit investment flat units to our <lents, we
Armoury or Accost Ageomeni at the General accuracy. pee per unit and may not ;elect Will cost basis ands our affiliate marine retina sharing
Terms at Conditions UBS Statement of Credit Practices — We genera, tee the closi-g pricewenn avalabka cormsensoen from many of the intrance
available in Agreements andOixiosureS at the mean of the bid ad ask prices fa lined • Restricted securities Resented secentin general& companies underwritirg the asiity, contracts,
rota corala rconneelmt. bargees and <peers a on& bed prices fa OTC are rot cuerenty eiwble for publk sale. UBSFina-cal *hates d to insurance cargo-en or sponsors of
seostes. Services owes to motet price of the unrestricted stuck tetra imestment mos we Outshine
Yaw assets - Lest actively waded securities may be priced usiw of the sane issuer as an reputed value for en - Cs affiliates also receive trading commatiso and
Your oatement Simian siesta( end other anew held valuation model or the most recent spree we restricted stock for pcepons of this at' torrent on4, To other compensate° from ,rural Eyck and
in the accoent at the end of the steamer* period. You obtained and may not reflect an actual market rice the eitent that redrined learilion are 'Tube la a nsuunce ccmpanin whose MEWS we distribute.
may ask for &Piety & full/ paid senates at rytime. Or vakat the realm rioted may be ssbnantial& less than the - Pitmen, n anal fee from UBS Bale LEA and
You may rests* securities lased as loan collateral after - Certain portico may appear without a peke and inp-ted value town LES AG Stanford flash of up to szs per accost
prying any balance due on hem. k-y securities will tow as *price was rot available' if we an sweeping to the barks under the UBS Bark Sweep
transferredto Me hen chtg the statement period are unable to obtain a pnce fo r a wanly • Eat Destirneted) inccene current yields and rates. Programs
listed at market value as of the end of the Waterton - Deposits or secures de-erninated in currencies An 95tinate 01 meal infOr,, is bawd on current
period. ocher thin U.S. dollars are reflected at the eachinge deriders:I at interest rates, assuring tee searitis will Activity
• Cast basis. In determning the cost basis of tie rate as of the statement date. be held for one yea from statement date or unit hbernationregudrigcannissens and *ter charges
males included in he statement, where indicated - Fa cerien *wines radon in non.confo mng maturity This retinal* it ceW age:Salm., accuracy ncurred in connexion with tie giecutcri of wades,
win he numb*. '1,• UPS Weird& Services has relied ciensmnalcris. mice and qua-any (face rake) may ad continued income are not guwanteed ndudng option transactions ha been inducted on
an information obtained from sources other tanI RS have been as:listed to facilitatepro:se vdusere - Estimated anal income ad cement yield for conbrnrons meow& furnished so you, at will be
Financial Senicet including ilforrnsion kern anothe- To obtain current quotatens, whin wattle, coraad certain tapes of swishes could include a return of pro aided to yOu franptlyatrecpest
tem a that yearnss have provided to you Einar-cal yaw Financial Adescr. pmcpalor capeal gags h Maids case the est
Adana. The Finn does not indspendently verify a income Ord current yeldl would be orientated. Short waling
guarantee the aratacy or vadity day Wornwion • Private hvestenente and structured producb. - Estimated astral icane and went yield and the Pau we engaged in short selliw a security, you may
groveled by sons oiler than 1**Siuncial Senices. ?Mate nwOrrem swishes (ixtding drect actual iron e and yield mi;ht be extra higher incur a change the to cerUin barcating costs for that
paticipation reopen and real estate imestment its than the estimated amounts. particular security.
h aicitext although UBS Fina cal Services general& searites) and stand prodsu ale general& highly — An estmate ol aniseed ncome (divdend andor
&don fa Hamann at it e rooked, the firm &add Certain dristared waists have not been interest) deeded by the current market Open &dem
does not provide any astarances that the mammon registered will the Securities and Excha- vatreaverage balance re based on the bet dividend Regarding Wen or • sfx4tilkancefled* orders tat
ender "Cost basis" and "Lhreakzed gar/loss' is Comension a under any slate wallies laws. We Of tannest payment made by the issuer and were not yowledbythe statement date, open buy and
accurate as en the date of this statement. As suck prode estimated eaters for pmate investment wearies she secutegdeposes will be held for one sel stop orders are refixed by the mount of dividends
please do not rely on this nIcgmation to make wait es and structured products for Pacenlatisrul year from the statement date or until mab.rity. rights on an exdividerds Cr berigo date unless
&schwa a Sale decisions,. Mien pupates a purposes only. Acasacy knot giaranteed. :twangy at continued weld at not garmiteed inetruct•d otherwise by you You are resporobk fa
*theme's*. Accounts transferred to to Fim may - These values may differ stbstantiaky from prees. orders that are exeo_ned die coyote 'alum to cancel
reflect gent loss infamaten only for the period of any, at vhch a prorate itiesanent security a • Assets not held by IBS ;rancid Services Certain ensting open orders.
tine they as held the F rm More historical structured &AO may be toAl-a or sold and do assess me rot held by the Fain and not whin the
generali n can be added by you krunchia Advisor. not necessarily represent the vain& may receive fern's possessen or ccrarol. These assets me Privacy
uPOn Equitation. &sawed on yaw statement for rnformational To obtain a cony of as currant Client Fenacy Notice,
• Unedited gains/losses When data is agildolt - Thal paly tsbmates of vale act as of a certain purposes only. Positions aid values presented as please contact your Fnancial Achisor or veit our volatile
eninated untanned gine Imes we ulciAated fa date and are susplied to UBS Fina-cial Services on a Finned& by the issuing inn UBS Financial Services at switaileUDOLOthcaUREIED.
incevilialseasey lots. Re trantictson data for regalr bass by in independent vitiation tam. not reversible for to infamation and des not
nabistul 101f may or may not !Oka canniness, - Maw general partner or sponsor estimated valan, &manure ns accuracy. these assets we rot prattled UBS Financial Services a rot a brie the RMA. Soonest
charges anchor secuityreorgn,:alin events it ary, are wpWied to to by Ow enuer, by SIC or the Finns supplementalSIC coverage. Soviets Account GSA and IRMA we brokerage /exeunt,
Dividend and °tarn,n wstment lots ad systematic general pater or spcncor and may be calculated which provide access so barking services a-idproducts
patios kris are each canbined to display one based as &Decent information from that used by • Revenue shoring and additional compensation. through areangtenwas yet Alined bats at other
averaged lot. The • Trade date • colann presents the thid parties to derive tee estimated values. — In addition to commissions on sales and 12b-t fees thrdpasy banks, and provides access to noura-ce and
ages' transaction trade date. - You can obtan addle's-al rearnaten regrading rewired n correction wan the distnbution of ennsity pro:Usti slued by unaffiliated third.paty
he evelhodology used to determine the "Minato of mutual lend to wardens we anece our fl ab insurance ampules through reurance agency
• Callable securities Ban* and ;referred stock that value and the date of he itermatentha is the 3eceive (write haring Pagranto from distributors subsiiieries of UBS Financial Services Inc.
the span cats for easy rectenthan wit be selected basis fate emi rate by contacting your Financial ardor advisers of the mated funds that we sell.
mural& by lot Iran among all seo.reies of tat Advisor. Theseanoints are based on two deferent Iniestment, muerte. ad artily products:
eta held hour name or in nominee nen* lee as - Th id party esteiveed vitas may be reflected as COM:Onentf- ff.* amantol &elm by UBS of a Not VIZ inured • No bank savant.** May Ow vats*
<Bente. Call bats* inkrinatkn is obtained from third •Not pied' n wow I sit stens new n partnaler mutual find I ami& to our clients, and CO
parties and Ss accuracy isnot guaranteed. Other call Pdependent vitiation tarn has not *spied or is the asset weed a palku Le mutual fund family's RM. Reroute Management Accost Business Senices
featres mate's' which mad affect yetis( complete unable to assign a vatae when we became avare shares held at the larn Account 854, RMA and ntematioral Resource
eacmiaten will be provided upon request that a material event has occured ha may call a — We and as of orate also recewe nemaking and Management Accost me registered service marks of
pram& reported vats it question. or earn a ormtus pessesoing lees in consideration For UBS Francis' Services he
• Certificates of deposit (CD 4 CDs are FDIC rouged value would be highlyspeculative due to he mare trader agent woke; that we Fronde to the
hp to 5293,000 ' pristal and accrued interest per on the sanity 3rukal funds. Thew fees generally are pad from Visa *tame is a registered sereice mark of Visa
dross and per depositoryinstituter,. Pe accordance - When neither an sates, general palm( or sponsor insestor assets in the mutual kind and are a heed Intonational. CBS Visa Signature cede cads ard LES
rah POIC rules. *stinted ate nce a Ord./soli estimated eta if Jolla amount based an tie nutter of accounts at yea debit cards are eased by UBS Bark USA with
made the value of the sourly will be &Relent the broker-dealer holdng mewl lin& of that fund of/mission from Yea U.S A Incorporated.
• Prise/value Pros dig:awed fo r securities and oho tan espurchaseprice. fmiy
;seduces may be higher or lower than Meunier that UBS Firiandal Services Inc Pev. 201402
SDNY_GM_00025397
CONFIDENTIAL
EFTA 00136017
EFTA01277250
UBS Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2014
ANP7005502423 0611 X12 YI 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone. 212.821-700D/800.308-3140
Questions about your statement? Value of your account
Call your Fir-Ian:4i Advisor or the
Resourcetine at 800-762-1C00, on May 30 (3) on line 30 (9)
account 029323679
Your assets 5588.70 5,589.00
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $5,588.70 $5,589.00
Sources of your account growth
Tracking the value of your account derive 2014
Value of your account
at year end 2013 $000
S
Net deposits end
5,58)3.7 55•8 90 withdrawals 55,588.70
• Your OveStrllent return,
Dia:lendand
interest income $O30
Chance in
market value 9000
Value of your aware
on .tun 30, 2014 3%540.00
May 2014 Jun 2014
SDNY GM 00025398
Member SIPC ANP70005006502423 NP700029384I C0002 0614 030579743 VI 23679550 110000 Page 7 of 18
CONFIDENTIAL
EFTA_0013601 8
EFTA01277251
UBS Business Services Account Account name: POT & ETRE, Your Nnundul Advisor.
Friendly account name. ' SCOTT STACK MANLYLE CASRIEL
lUrP. 2014 Account number: 212-821.7030/800-308-3 140
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 a) your account
A Cash and money balances 5,589.00 100.00% Your current asset allocation • Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the lmponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,589.00 100.00%
A
Value of your account $5,589.00
Eye on the markets
Percentage change
Index fire 2014 Year to date
S&P S00 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
ANF7C005006502424 hle70C0293641 00002 0614 030579743 v123679550 It rigNINGit000255W 6 of 18
CONFIDENTIAL
EFTA_00B6019
EFTA01277252
Business Services Account Account name: POT & KETTLE, RC Your N nancial Advisor:
UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
Lire 201:: Account number. 2124321-7000(800-308-3140
Change in the value of your account Cash activity summary
June 20I4 (S) Year to date (I) See Account activity the month tot dela Is Manses in your Sweep Options are inducedin the cpenng and
(lasing bdances vita. FDIC insurance gspiet only to deposits at UBS Bank USA, not to deposits at UBS AG,
Slanted Branch or bank deposits placed! Wog) the UBS Intonation:I Depose Account program. S/PC
Opening account value $5,588.70 $0.00
protection applies to money market sweep fund hob:tiros but not bad &posits Soetrnportant information
Deposits, including investments about your statement on the lat MO pages N this document for MAD
transferred in 0.00 5,838.70 June 2014 (I) Year to date (S)
Withci-awals and fees, Opening balances $5,588.70 $0.00
including investments transferred
Additions
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838 70
Divdend and interest income 0.30 0.30
Dividend and interest income 0.30 0.30
Closing account value $5,589.00 $5,589.00
Total additions $0.30 $5,839.00
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For puiposes or triS Statement tatabity of inkiest and cludend income has been determined from a US Total subtractions $0.00 -$250.00
tar pep:piling perspective. Based upon the residence or the account holier. account type. Or product type,
some interest ands dvidend payments meg not be subjed to United Sleds (US) ands Park, Pico (PR) Net cash flow $0.30 $5,589.00
income tan The dent month)/ statement is not intended to ta used and cannot be raked upon fix lac
purposes Clients should refer to the aprictle lay reporting form{ they receive Irian LIES annualy, such as
the forms 1099 and the cams 403. for tat rePtorbn9 information n is the practice of OBS to file the Closing balances $5,589.00 $5,589.00
applicatie tar reporting forms with the US Interns Revenue Semce mid PR Treasury Department and in
Su( h fOrnIS accurately dasefy cbudench onlcc interest as tat exempt or Mob* IFKarle Please consult Pjuli
in diedual tax preparer. UBS Bank USA Business Account APY
June 201 d (Si Year to date (S)
Interest period May 7 - Jun 5
Taxable interest 0.30 0.30
Opening UBS Bank USA Business balance May 7 15,588.70
Total current year $0.30 $0.30
Closing UBS Bank USA Business balance Jun 5 15,589.00
Total dividend & interest $0.30 $0.30
Number of days in nterest period 30
Average daily balance $5,588.70
Interest earned SO 30
Annual percentage yield earned 0.07%
SDNY GM 00025400
ANP7000SOC6502425NP7003210841 00037 CEA 4 030579743 VI 23679550110000 Page 9 of 18
CONFIDENTIAL
EFTA_00136020
EFTA01277253
SUBS
Business Services Account Account name: Your linandd Advisor
Friendly account name: P SCOTT STACK MAIILYLE CASRIEL
lure. 2014 Account number: 212-821.7000,800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account, if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the ahemative
investment objectNes in important inkwmation about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment ehcibility conoderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP70X5305502426NP70C0298841 C0032 °SI 4 030579743 Y123679550 II claY_ GM_0002Ifinn of 18
CONFIDENTIAL
1
EFTA_00 I 3602
EFTA01277254
Business Services Account Account name: POT & KETTLE, RC Your /Isandal Advisor:
$UBS Friendly account name- SCOTT STACKMANLYLE CASRiEL
Jury Account number 212-821-7000'800-308-3140
Your assets
%me Ora el, InCOMe and current vanes ShOnn may be approximate. As a its ut, wins and losses mar NW
be .Kcurately reflected. See Importamotormanon about your statement a the end ol tho dxurrent for
mare Infornalon
Cash
Cash and money balances
Cash and money balances may include available cah balances, OBS Bank USA deport account Wallets,
UBS AG Stanford Branch deposit accum baances and money motet mutual fund sweep balances.
U8S Bark USA deposit account boraxes are insured by the FOC Wain avecet:et limits, but are not
protected by SIPC. MS AG Stanford Branch deposit asCOure balances are not insured by CPC cod Are not
protected by UPC. Mosey rrodet sweep balances are protected by SePC but au not insured lathe FDIC.
See the Important infonnation toot your state:nent at the end of this document for deteis tout dose
tdances.
°permeable/text Closing baste Price per share Average DnIdencl interest Days in
ad.:Mg on fun t ($) on Jun 30(1) on run 30(1) rate period period Cep amount (1)
U65 BANK USA BUS ACCT 5,5136.70 5,589.00 250,000.00
Your total assets
Percentage d cost Blimps UnrernZed
value on fun 30 (S) your account bass (S) annual inane (1) gan a Ian (S)
Cab Cash and money balances 5,589.00 100.00% 5,589.00
Total $5,589.00 100.00% $5,589.00
Account activity this month
For more informaion about tee pike/Joe shown for restrictedsecuetles, see important information about
your statement et the endof this document.
Your Quantity' Cah Cash and
Date Actlyty Desopuon expense code Face wane Pricervalue (5) amount ci) money balance (1)
May 30 Cash and money balance 35.588.70
Jun 6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0640514 .30 5,589.00
Jen 30 Closing cash and money balance 35.589.00
SDNY GM 00025402
ANP70305005502427 NV7003216841 C00O2 C61 4 030579743 Y123679150110000 Page 11 of 18
CONFIDENTIAL
EFTA_00136022
EFTA01277255
*UBS Business Services Account Account name: POT & ETRE, LLC Your Amand) Advisor:
Friendly account name:P0TK ETTLE LLC SCOTT STACK MAMLYLE CASRIEL
lune 2014
Account number: 212421.7000/1300-308.3140
Account activity this month (commis)
Oate Actroty Descriptcn Amount (S)
Money balance activities May 30 Balance forward $5.588.70
Jun 6 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 06/05/14 0.30
Jun 38 Closing UBS Bask USA Business Account S5,589.00
Te UBS sant USA SUS; nets Ac room is your onmary sweep option
ANP213005006502428NP20C0198841 00032 0514 030579743 Y123629550 Ilwre_Givi_0002Nos 12 of 18
End of statement for account number YI 23579 55
CONFIDENTIAL
EFTA_00136023
EFTA01277256
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anoxia! writ you the fro statement on Medi the error or The Firm, together with certain affiliates, ha also woolen held, you choose one of the following
Services/ is a merrter of all Drina:el wanly, cart** problem *Peered. purdiased appinental protection. The madmen Menne obtain'
and one:re exchages. U3S Financial Winces and U3S - Proneyou- nine ad accost number Of any). mount payable to al eligible Worts, cobeciany trek( • Awn. CunentIrcome. l,.esbe es seekng the
Bank USA se rdrect subsdares of LES AG and — Desabe the taw or he wander you ant trilln this protection is S500 million as of December 10, 2013. generation of income crib..
affiliates of LES Seasitin LIC. The Fim's I hencial about, and "clan as okay as you cm why you • Achim CapdalA ppreciation: Investment( seeking
statement is available upon ticket. The Fitts exotice believe re is an error a why you need more klota to the pokyconditions Bald limitation, cash X growth of pence:al rather than the generation of
off ices re a: Hamann the firm is further protected fa wa to $1.9 million n the income.
— Proud. the dzear arrant el to suspected mix aggregate for all you, accounts held n eyeliner • Produce Combination oilman. and Capital
LIB5 Finnoul Sens FE. capacity. A fJ ccpy of tie poky wiring is anailible Appreciation: 'vestments sent* both the generation
1 W 2 e 0 e 0 h H aw ar k b e o n r , B to ou 0 le 7 v 0 a 8 r 6 d a T n he d F e i e m l c o o r r r C ec a t d a I n s y s e ue rr r o v r a p s r i o n m s p ti t g /. e e your complaint War MIMI! of mane and growth of plaCjall.
The SIPC protection end the unpins-nal protection
Overall risk precise
I L b E i S s s F t e a n te n m el e & n S t r o e m pr a e s s e ac n c t o th u e n t a . n O y th o e i r l r d e e a l re r c * o n rd a o p f e p i' P fin le a a n s c e i m al i e n n tti a tu ll t d io o n c r k e s n pa t y e a d bl o e n to ti t e h e fr F on a t n o o f r t t h o e • b o C th e d rt o a i n n o & t n ap c p i l a y l t o A . s ses controlled by (and hand • C low a r n is a k a a n n d , v S ol e a e t k il s it y to to m t a h n e t a ai x n o no n e a l p n re a c l l , o e a v l e w n i it f h
official tar doarrent containing cordlang data should stakemmt hatlittn to mate accord fen accounts your account valut)b.:1 hell away from US$Fin-ad
R r o e m a it n i s b c s e h io r n M e , l a i p e n l d e a a L g s y e e r o r o n e f p N t o h r y e t c i o o t f i f m b ic e m e f e e e c w k n a t i h t g e e ly r m e f i i s a n a a i n n c e c r g o ro u t r n o o t. t r h e p m a to r a a m o y r t u e b h n e e n t r s t s M u f in o b e j r c e n s a c e t s t i h o a to m n r n m s o e m a o s r a n p t y e u s b r r . c a e h A n a s c t u s c e e b o s j f u e e a n c e n t t s s d t , o t c c h h h a a a a t t r g r w g e i e c e s s k t f f r o o a ( r r n t l u e s a f n e t e e . p r r a e id d L i S f n i E e c n r S l v u * i A c d e i G w n s g h S ( e e v t r a a . e g r n i . s a . I u c b c c l r e e h d r e b b t n a u a m i n n r i c n * ti h e c a a s ( r s , 1 e h a ) r n e a in g d l i U s ( s i B u d te ) S r r s n e B h d e i r d a e p i s t e ri o x d (i t f l e l y m c t S n a u , t n u to a a l t • M i i t n n h c o f a l o d a t m e t m e r e a e r , a t w . e l : s r v e t e h tu i e ir r n n a D s c a t c o n a d a n c m c d a e o y p e t n s s u n o t m o k t e e g e S e p n c p e a t r o c a e t o e w r s i i n i g th c n t if a ic l a a n n t d
Ateugh ellipses shown ate intended to be accurate. nom of to account holder on the backs a-4 records tolerate some vanity to seek hater returns.
statement data shout not be used for tat purposes Rely UBS Sweep Onions of the applied* issuer a transfer agent • Aggro:see: Wiling to accept high tisk to removal and
Piny onyenend tax forms, Form 1099. 549R. UBS offers options for sweepng cash bine; biances high volatility to seek highreturns owe time.
1042S, eto.)whinpreprigyour to return. The Fern it to ban deposits at UBS Bat USA and UBS AG Stamen • Certain thinner* contracts or instment interest
required by low toreport to tie IRS all taxabk addend. brands (Ctink Sweep Programs), money market mutual (pg., limited partneshix and pinto placements) the Statement Itauseholdre
reportable renewable *ands and gable iMenelt kids (Morey Funds) ad the International Deposit are rot registered under tie Securities Act of 1503; We may consolidate al related account statements with
eared n vacuities held in you nark net proceeds Accant ODAtor customers with International ad the sane bairns n the sin envelvw. Accounts may
an sale transactors, and cot base cn <eosin covered Reyoun Management Account. Through the Bank be related la this purpose beaan they have owners
swanks. Sweep Pregams, cash balances re swept to U268trie • Commodities co-watts (e.g Imeign newly and who also maintain pia non relationships wit other
USA up to an ratishod Feb ad then to LES AG yeti:usenet.' moans) eidudia futures contacts dents at the sane address. This practice's known as
C • o P m le m as u e n re ic c a o ti n o f n ir s m w a i n th y o th ra e l F to in rm n encatoris in *Meg B St a a k n f U o S rd A B ar r e a F n D * I C o r m a u M te o d ne in y a F c u c nd o . r d D r e e p e o w si i t t s h a F t D U IC B S rd tornotitY anon contracts. s • t h a o te u m s e e n h t o s l m in a g i l ' e li d m in e se p pa re ra fe te r t e o n r v e e t k a p k e e s r — di v y a O l U u m al a y
to further protect your aids. incladrig your ref* rubs. For more net:mato-I please mit wiwildicgov. the 5IK protects* and the suppernental protean do dater householding by Ealing you Fronted Advisor.
ravdrr the Stonier. nester Protection Act (PPAI. Deposes at WS AG Stanford Burch and tares of not apply to these assets event theyotherwise appear
Money Funds err rot fared by the FM. on you saternents. Ike SRC peetection and the Friendly ocean name
• If thefinancial nstitution on the top left of ne kern scnkeriental protection do not protect nava changes the Frendk account name reflects information that you
of this statemert is not UBS Anatol Senes, LES ThroLge the OA, anileble to can balances are swept to in the main vale of you inn-Miens (whether a a ertered on the Firm's onlne semen webute. t is a
Frontal Services canes you account as cleanng depose accounts at UBS AG New Yak Branch and UB5 result of market movement. issuer baltruptcy customizable •nielrurre' dune by you to assist you
b W a e th W er o b r y m a e m d a yo rg re e o rr f o f n it t w n i a t t t h a e n in t d * e w x h e e d n in y t o id u ulion t A o G Ca C ym . B an a B in ra e n s c h F e T ld h a e t w t o de L p E os S it s A a G r e C n a o r t n in a s l u B re r d a b n y t Othanfteitt a w c i c th o u s n o t w . Y re o c u o c r a dk l d ee ir p g ig e . I y t o ha s s F n r o ie n le d g b a • l a e c f c fe o c u t n o t n n a y m o e u s r .
opened this accost. lit* case. your Ltd. and are tempera* exposed to the sovereign risk of the More information is avalable tpon retest You may through Onfre Services or by contactrgyourFiancial
sconesae located a 105 Anneal Strikes and rot Canon elands, and there is no patentee Cr other obtan age neon/lion abote SIPC, ixbdno the 51K Anse,.
to iwocbcng broke.. ad you mat make arePort oblgaeon oft-18,5AG to repay** Saxes while on the Brochure, by cortaaing SIPC a 202-371-8300 Cr by
of ray aror or ankaon to both firms. UBSC gnat Brach's books. *Moth, 51K went at YAMAIK0111 ACCOMIt OverwieW
• vats (+info aCCOWItIPOrdOlia Net of assets ad
Abetment staternrits shall be deemed coeriplete ad Dixon at LES Bale LEA and each UBS AG Etch are Dividend Re:we/bank Program (DPP) liabilities.
accurate if not objected ton Yang within 60 days. not protected by SIPC. Money Fund shares ate protected 11-e price reflected is an aerate price. You mArobtan • Asset 'Atlas salable cash balances, rakes for
by SIPC. See 116 F Mandel &Nan noon Protection' the actual price tromps Financial Advisor. 0 ithek restricted sting lest I, and Global tine Deposits,
• Plasm diect antenna complaint a Maybe> to tie beim awn are purchased under DPW; partial shares will be urrealted marks to market, and cedah ants not held
Fivn's C Nem Relation Dna-Meat X 201,3521699 cot rd to each mM b riposted in your account. The bytes Fim. Does rot include unpriced Ma:MPS:assets
or tolkfree at 800-354-9103, 8:00 A.M. to 6:00 P.M. Upon you retest, balances in tie Bank Sweep 6viderd renvestnent price applied by to issuer may al the end of the prior and °Ant statement periods, or
ET Monday through Friday a in ming to LES Progrmsa OA may be vothelown and shares of a offer from the market pine at which thepartial shares prorate iwestrrents, invested stock options aid
Financial Seines Ix., Client Relation Depaltnent, Money And may be liquidated, and the proceeds n sold namable stock options
P.O. Box 766 Union City, NJ 07087. returned to sou a sour wenn accant. • Cianitos Includes debt Wines, Qattaa* mar
Cselenlieu loans. credit the, tat =cant balances.
• I f n u c n a d s s e u o n f d e e rro r r E s F o T r ) t , N )e i t p E rpu n y s yr a c b em ou o t r a U n B S el V ec is tr e on d i e c bit R n a c d ld le n r g in f t o e rm nn at i i o n n e a te bo s u t t r a a t v e a s i l a a n b d le y w ok re es ip , a o p s t e io a n la s b . le at C en M te , r w ed h t o o le a u p n a its lu m l a in y n be a h e a l m d n u w ll o a f r a a c d c v o id r e d r . d I f P y a o r u e a n te t • ca s C h a b s a h l / a m n o ce n s e , y p b l a u l s a U nc B e S s . B T a ot t a L l I o S f A u d n e in p v o e s s it t e b d a e la n nc a e b s l , e U BS
F ca ru rd n t u ra a n l S s e io m to e r n t, h ca c l „ l MOO 6 li 2 n -1 e 00 r 0 B , lv or d a , 6 w th n f t lo o o U r B , S o w r w b w y . c d a a l s lin c g o m 80 r 0 e . s 7 e 5 e 2 p .1 yi 0 e 0 b 0 t, . from your F nem ial editor m or a o r t k h e e t r p w e is n e, a th e ac F c i e rm pt M an I a e m th o e u r n s t e d l e l p te a r t m ha in l k ed n b it y a a t m AG a t S ia a l f r u a nd n s B w r e a e n p c h S d a ep n os s it , b a a t l a t n o ce c s a a s n e d o m f h on e e y market
Weehawken NI 07086. Min RIVINESA Seven registered clewing agency, andcredit yin accost. statement period. Noncornocky free credit balances in
UM Financial Serena account protection your accourt at rot segregated from other balances
Cal a write as soon as you cork if you tile yin The is a member el the Swans Investor Protection Investreene objectives and to Fern may use any of these funds in the ordinay
statement Cr receipt is may Cr t you need more Corporation (SIPC), *nkh protect securities account. of The nenimert oblates and risk profile are speak to county of *business. these funds are payable upon
inkrmaii n about a turn* on the statement or its members up to S500,0:0 (ron* S2B),000 for each account and nuy coy between Please eine the your darned. This total is includedin ew arrest period
m as m 0 fr . o T m h y e o F u ir n m o o la r C te a r r t d h a b n o 6 a 0 r d fa a s y s 4 7 a P h k e a r t b o ld F m in u n f f a d l a l m ac s c k ou r n c t a t s a h/. t t y h o e u S h IP o C ld a n ss a e t p p a r r o ti t c e u c la ti r o c n a I p m a e ci s ty a . pp/ to tam pro s rr it a u k a t o e n s Ix o r e e r t g h e o r f n a e n t% y s o ig b n je k c a tiv n e e s c . h F a a ng e e a i c n h y or clone; make.
SDNY_GM_00025404
CONFIDENTIAL
EFTA 00136024
EFTA01277257
Important information about your statement (coninued)
Lending Weaned& you would antsy moire in the mallet. Pries we - • DsIrkes cm to date may orbit return of — h aka& to commincrs received n connecicn
Fix &take' inf° mutton en the Fanis Meting practices °bland from vaious third party sources Mid' we caned. income a both wth the sale or detribinon o1 aunty contracts
and &ensues, aler to you Clint Relationship beleve to be retitle, but we do not ganalee their - int see • represents the initial Olsen; and Lni ovvestrnent flat unts to our <lents, we
Agement or Accost Agreement aid the General accuracy. price per unit and may not reflect your LOU basis ands our affiliate nutria mina sharng
Toms ad Conditions UBS Statement of Credit Practices — We gendarmethe closi-g price when arradae cr cormonsaan from many of the insurance
available in Agreement andDixfosures at de mean of to bid ad ask prices Coined • Restricted securities ftssIrcled senntin generally companies adenoid-9 the a-ruity contracts,
magraktracalarsomegainges. securities and cplors a orky bid prices to OTC are rot currently amble son public sale. UBSFina-cul *hates of to insurance companes or sponsors of
seosties. Services ides de market price of the unrestricted stock hewn imesvnent mots we disirbute
Yew awed - Less actin'D traded securities may be priced ushg the same issuer as an mputed value for de - Or Adam also mein trading cannutiss and
Your namment Bernina securities endother was held valuation model or to moo recent pie we restricted stock fa purposes of the statement on. To other armament° fr om ensue' kits and
Bathe account at the end of the statement period. You obtained and may not reflect an adtul maket price the edent that rearined learition are ergion la sae, assurance companies whose products we attribute.
may ask fordeivey of fully paid secuaies at ary time. or sekee the sofa reared may be stIonantialD less than the - %germ& an anal fee from UBS Bait LEA and
You may receive smuggles used as loan collateral after - Certain position may appear withca a Mee ad iripsed value down LISS AG Stanford Branch of up to szs per accost
paying any balance due on tem. k-y securities will tans at 'price was rot available 8 we re sweeping to the barks under the UBS Bair Swoop
Irandenvd to the Film drag the stamen ponod are triable to obtain a pnce fo r a wanly • Est. (estirneted) incomes current yields end rates. Fragrant
lined al market value as of the end of the statement - Deposits or startles de-geminated 6 currencies An estimate of a-rual income is bawd an current
period. other than U.S. dollars are reflected at the en:hinge daelfrd ad interest rates, assuring tie securities will Activity
• Can basis. In determning the cost basis of the rate as of the staterrent date. be held for cat year from statement date or until hbrmsticei regudrig commando and other chugn
starlit included in this statement, Mere indicated - For certain murices wading n non.conformng Mali-city. This min& is OnD age:Seine, accuracy started in connect is with the mecutcri of wades,
wah the numb*. UBS Fe-ureaServices Ino relied can:mac& Woe and quaarly (face rota) may rd continued nconw are not guaranteed indudng option transactions ha burr mended on
cn information obtained from sources other tanU BS have been a:listed to facilitatepm:et vauaim. - Estimated a-ntal &erne and evrent yield fo- CColiffndiOnS previously ftiffeiNd to you. at wall be
Pi-uncial &races. including nf° minion Iran another To obtain current quotatiss, whin matt*, contact certain types of securities could include a retun of provided tOyOu promptly co fewest.
lam a that sumer haw provided to you Finnial par Financial Adnes. poncPal or camel gait in Mich case the est
Adana The Finn does not idepardently verify a income Or-dement yeti would be overstated. Shaft idling
guarantee the marary or Manly day irk °munition • Private artesbnants and druclared produsb. - Estimated anual icane and current Old and the f Scare engaged in short selling a security, you may
provided by sons other than MEIuncial &aces. hinte meaner* secure& (ncldrig drect actual name ad yield milt be Inver a higher Mar a charge die to certaintetrad-9 costs for that
participation acqam and real estate investment trust than demandedamounts. paticula security.
h adatixt although UBSFindtel Services generaly stashes) and strucised pratxu ale generaly highly - An estMate of a-ruateed home (divdend ardor
wanes his Hamann as it is received, the firm alkpaid. Cmain stnxtued proixts hove not been interest) dryad by the current market Open catty
does not provide any marances tat the Mama& registered wih the Securities and Exchr& valaaverage balance is based on the last di Mend Regarding ceen or • gxdtilkanceitcr ceders tat
shin "Cost basis- and 'Lhreakzed gr/loss's (omission a under any state wastes taws. We Of interest payment made by the issuer and were not yawed by the stamen date, open buy and
accurate as ate date of the statement. As suck prode estimated wares for prime investment manes tie secuities/deposts will be het for use set stop orders are redxed by the mount of dividends
please do not hey on the Haman& to make wades and structured products for incematkrul year Mom the statement date or until maturity. or rights on an **divider& a antes ate unless
dad-urea sole decisions. fain papaws cr purposes only. Accuracy Bra guaranteed. Accuracy and continued y•eld we not gained instructed otherwise by you. You are rinpontbk for
ahem's*. Accounts transferred to kw Fim may - These values may differ abstention/ km pion. if orders that we nano(' die to sour Islure to (axe'
reflect gail loss rdenneten onB fo r the period of any, at Midi a prime rwestnent security a • Assets not held by WS Financial Service& Certain elating open orders.
tine theyat held a the F rm More historical structured pollen may be bough or sold and do asserts are rot held by the Fern and not vithri the
edema cn tar be added by yocr Mania Advisor. not necessarily represent the Masa& may receive firm's possess& or caw ol. These assets de Privity
upon rquialtion. &played on your statement fa informational To obtain a copy of or currant OM Flimsy Noise
• Unrealised 'Malmo When data is awiltly - ThM paly tsbrnites of vale ere as of a certain purposes only. Position, rd values presented do please contact your Francis' Achisor or visit our website
eninated crrealized gaing Imes we alccAated fa dread are %maid to UBS Financial Services on a Wended by he issuag tem U6SFroncial Services is at AGOMa0(Ofapmoky.
in:Willa secret lots. The transact &n data for regular bass by in independent vitiation Jim. not rest:err:MIe for to intimation and des not
ndvittal bus may or may not felled <criminal,, - lsaaer, generalpartner or mentor estimated vaLes, guarantee OS accuracy. These assets are rot protected UBS Financial Services a rot a bark 11-e WA. Bunsen
charges alder*acuity reorgeniza is events ry, are toppled to the F rrn by Ow Caws by SIPC or the Finis supplementalSIC coverage Services Account &SA and IRMA an brokerage account,
Dividend and °termn wstmeni lots ad systematic gerinalpanner or N0-60r and may be calculated which provide access so barking services ad products
pachne lots are each caribined todisplay are based as dlterent in Iran that used by • Revenue shoring and additional compensation. through aittn9IMMIS wen affiliated bats and other
averaged lot. She • Trade date • [clams presents the IMOparties to derive heir estimated values. — In addition to commissions on sales and 12b-1 fees thrdpany banks, and provides access to nsura-ce and
afield transaction wade date. - You can obtan Samna Marna& regarding receised n correction wash the distnbution of annuty prat& awed by unallaseed third-pay
the methodology used to determine the Minato of mutual had to maims we arida our alMate insurance carmaan through asura-ce agency
• Callable socurities Eked and ;referred stock that value aid the date of de Hamel& tha is the receive twortue taring Parents from distributors subsidiaries of UBS f inarcial Services Inc.
the tat cats for eat redemption wif be selected basis for to emi rate by contacted your Financial coda advisors of the maks& funds that we sell.
merely by lot Iran amwg all seoseies of that Advisor. These anoints are based on two defence Invest ant raurate. at manyproducts:
isate held hour name or in nominee name la or - Thin party est.-mod Muss my be reflected as ChtefOnentt- Ow amcent el sale, by UBS of a Not MAC inured • No bank guarantee May hoe Witt
clients. Call bane adennatis it &tailed from third •Not read' n awn I et dins. win n patla mutual fund I amiy to our clients, and CO
patties and is accuracy isnot guaranteed. Other call independent citation tim Ns not suppled or is the asset value of a purlieuLT mutual fund I amity's RUA. Resource Management Accost Business Services
Cesare, may mut which mad aged yaelct connate unable to assign a yam Mien we became aware shares held at tie gm Account 854, IIM4 and international Resource
automat& will& provided upon request that a Maidevent Ms creased that may call a — We and cur andele also recewe nem:eking and Management Accost are registered service marks of
premusy reported vela ale question. or Men a ormtus processing lees in conalwation for UBS Funchal Services YE
• Cartifirates of deposit (CDs) CDs are FDIC Mind value would be highly speoArtive due to die nacre transfer agent sends; that we Fm & to the
cm to 5250,000 n pracinal and accrued interest per of the sectrity. mated lards. Thew Sem generally are pad from Visa Sig atue is a reguered sewice mark of visa
depositor ad per depositoryinstituted Macttndance - When neither al suer, general partner or sponsor imestor assets in the mutual fund and are a flied Intonation& uBs Via S•gnatise cede cards and UBS
weal POI( mks, estimated sake ncr a &Mary estimated rota if dela- amount based an the ouster of accounts at Um debt cards we issaed by UBS Bonk USA with
',mad the value of the wanly will be dinner* the broke-dealer holdng mut& lulls cri that fund pa: minion from Vs* U.S A Incorporated.
• area/value eras displayed fo r securities and otter ban itspurchasePrice. rmiy
products may be higher or beer than the price that UBS Financial Services he Pm 201402
SDNY_GM_00025405
CONFIDENTIAL
EFTA _00136025
EFTA01277258
1.185 Financial Senices Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2014
4Ne70057930870714 vl 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE U.0
Account numbed
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.7003/800.308-3140
Questions about your statement? Value of your account
call )Our Finan:ig AdviSO, Or the
Resourcetine at 800-762-1600, on June 30 (11 on July 31 (9)
account 029323679
Your assets 5,589O0 5,589.32
Visit our websIte: Your liabilities 0.00 0.00
mew.u bscomainantialservices
Value of your account $5,589.00 35,589.32
Sources of your account growth
Tracking the value of your account during 7014
Value of your account
at yew end 2013 1000
Net deposits and
5,589.0 5,5893 withdrawals 95,58870
• Your MeStMellt retuirk.
Dbidend and
interest income 9O.62
Change in
market value 50.00
Value of year moan
*Mu' 31, 2014 S5.51/1.32
Jun 2014 ?Om
SDNY GM 00025406
Member SIPC ANP70303005793Cel NP700019 3762 0000? 0714 030579743 Y123679550010000 Page 7 of 18
CONFIDENTIAL
EFTA 00136026
EFTA01277259
SUBS
Business Services Account Account name: poi .34 E -LC Your lq Randal Advisor.
Friendly account name: ra. C SCOTT STACK MANL YLE CASRIEL
July 2014 Account number: 212-821.700O800-308 3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) you account
• Cash and money balances may include
A Cash and money balances 5,589.32 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $5,589.32 100.00%
A
Value of your account $5,589.32
Eye on the markets
Percentage change
Index July2014 Year to date
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC - Europe, Australia & Far East -1.96% 3.08%
Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
ANP71:0030057930$8 NP706316,3762 CCC02 0714 030579n3 Yl 23679SS00II egfiyGm00025Vige 13 of 18
CONFIDENTIAL
EF1'A_00136027
EFTA01277260
SUBS Business Services Account Account name: POT & KETTLE, LLC Your IIs andal Advisor:
F nd ly a ccou et n ante: POTK ETTLE C SCOTT STACKMANSLYLE CASRIEL
Lit, Y -1 Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
July 2014 (3) Year to date (I) See account activity this month tot decals. &dancer In your Sweep Options are toduaeclin the cpenng and
closing baances Aut. FDIC Insurance niter only to deposits a U85 Bank USA, not to deposits at UBS AG,
Stamford arch or bark deposits placed !brooch the UBS Internaond Depose Account program. PPP
Opening account value $5,589.00 $0.00
protection applies to money market sweep find hddirras but rot bank deposits See Important ink•rmation
Deposits, including investments about your statement on the iZt MO pages ef this document for detaiS
transferred in 0.00 5,838.70 July 2014 (I) Year to date 04
Withdrawals and fees, Opening balances $5,589.00 $0.00
including investments transferred
Additons
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838 70
Dividend and interest income 0.32 0.62
Dividend and interest income 0.32 0.62
Closing account value $5,589.32 $5,589.32
Total additions $0.32 $5,839.32
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
for purposes of INS statement, tenbity of interest and Conti:lend InCOMe has been determined hem a US Total subtractions $0.00 -3250.00
la lebortIng PerSPeclhe. Flagg upon the residence of the accounl holder, account type. or product type,
tome interest ardor cividend payments may not bo subject to United States (US) ardor Porno Rico (PR)
Net cash flow $0.32 $5,589.32
Income tars The tient morn* Ratement is not intended to be used and cannot be (eked upon for to
purposes. Chen% should refer to the app ratfe to reporting forms they recent from UBS annualy. such as
the forms 1099 and the Forms 493, for lac reporting information his the practice of UBS to file the Closing balances 45,589.32 45,589.32
appticable la( reporting 100115 ?Alb the US 'Media ReWnue SeniCe and PR Treasury Deparlffent and in
such forms accurately class fy ciiidenct Arad intereSt as la exerrpt or 'amble 'muffle Please consult your
indwdui tas preparer. UBS Bank USA Business Account APY
July 2014 ($) Year to date (1)
Interest period Jun 6 - Jul 7
Taxable interest 0.32 0.62
Opening UBS Bank USA Business balance Jun 6 $5,589.00
Total current year $0.32 $0.62
Closing UBS Bank USA Business balance Jul 7 $5,589.32
Total dividend & interest $0.32 $0.62
Number of days in nterest period 32
Average daily balance $5,589.00
Interest earned $0.32
Annual percentage yield earned 0 07%
SDNY GM 00025408
ANP7000300S79303919P7003103762 00032 0714 030579743 511236795500103C0 Pogo 9 of IS
CONFIDENTIAL
EFTA_00136028
EFTA01277261
altUBS Business Services Account Account name: Your Hounds' Advisor:
Friendly account nam SCOTT STACK MANYLYLE CASIVEL
July 2014 Account number: 212-821-7000/800-308.3 140
Your investment objectives:
You have identified the Fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about lour statement at the end of this
document
Your nature objective:
Current income & capital appreciation
Your tisk profile:
Pnmary - Moderate
Investment eligibility cons:de/awn - None selected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out
ANP7C003005793090NPVC0188762 00002 0714 030579743 YI23679550 GM000211filia 10 of 18
CONFIDENTIAL
EFTA_00136029
EFTA01277262
Business Services Account Account name: POT & KETTLE, LLC Your Nnandal Advisor:
*UBS
Friendly account name: POTK ETTLE LLC SCOTT STACKMANLYLE CASNEL
July 201$ Account number. 212-821-70001800-308-3140
Your assets
Some OnCes, income and current eau!, Shona may Ise apprOximene. ASS itlult. gdlnf MdlOSSts May not
be accurately reflected. Set mtporunt into/moan about your statement a the end of this obcumeM for
more inform. on.
Cash
Cash and money balances
Casts and money balances may indld?asalazie cash balances, UBS Bant USA deposit account balances.
UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC sNthn applIctble limits, but are not
protected by StPC UBS AG Stanford Branchdeposit account balances of not insured by FDIC and are not
protected by 9FC Money nwket sweep balances are protected by SEC but ane not insured by the FDIC.
See the important information about your statement *the endof this docwnent for detain about those
balances.
Owing lodame Cloang Wrote Price per share menage Dnidence Interest Days in
sicking on tut 1 (t) on tut 31 (S) on Jul 31 (S) rate period period Cepamount (S)
UB5 BANK USA BU5 ACCT 5,58900 5.589.32 250.000.00
Your total assets
reuentade o Cost ESbMated umeaued
Value On Jul 31 (5) your aCCOunt basis (I) annual income ($1 gam or loss (S)
Cash Cash and money Wyman 558932 100.00% 5,58932
Total
55,589.32 100.00% 55,589.32
Account activity this month
For more information about the pike' value shown for restricted secunties. see Important ,(orm*ion about
your statement at the end of thn doctrnem
YOur Quality Cash Cash and
Dace Actiaty Description expense code Face value Pticeivalue (5) amount (I) money balance (5)
Jan 30 Cash and money balance $5.589.00
Jul 8 Interest U35 BANK USA BUSINESS ACCOUNT AS OF 07107( 14 .32 5,58932
Jul 31 dosing cash and money balance 55,58932
SDNY GM 00025410
AllP7C003005793091 NP7003103762 000O2 0714 030579743 7123679SSO 010000 Page 11 of 18
CONFIDENTIAL
EFTA_00136030
EFTA01277263
*UBS Business Services Account Account name: POT & r.ETTLE, LLC Your 15 nand) Advisor:
Friendly account n SCOTT STACK MAINILYLE CASRIEL
July 2014 Account number: 212-821.7000/800-308.3140
Account activity this month
(COntriued)
Oate Actwity Description Arrount (S)
Money balance ectivities Jan 30 Balance forward 3%589.00
Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 07/07/14 0.32
Sul 31 Closing UBS Bank USA Business Account 3%58932
the UBS Bank USA Business Account is your primary sweep colon
ANP70003005793092 NP7000189762 00002 0714 030579743 Y123679550 Olrealiy_Ght00021fin 12 of 18
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_0013603 I
EFTA01277264
Important information about your statement
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- - - P a e i D h a w r l r o e a d n a r c e e t d r e r r o e ' e : s r n e o t p r e h n t r a n e o o y o d a a e y n s o o s r i d t u n a t e e . a e n t a r O i e a l e r e r y n d u t r s d h a t m e o a c y w e e c o o u o t a f r a t n t T a p l e f h n o r e r n o m r ' y u s b a n m r n y u l a o e b b s W w e m e r r e U , e s w d b tr r m a o a i t p r r i a d x t a 4 t o is m an • n T o h ( ( t e a a . S c S 9 c n P I o C I e u T a n n p n t t t o r r o r o a a u n k d n e f m ) i e b c o u * a a s s l i h , e d e a t l s l t d L h c I a e o B w n s S u t a r B p y o p l f a l r r e k o k d n m e ( tr J n L y c t e ( a a l a l l f $ t p h F i a a n h a e t d l 1 a c t 8 i t n a e 5 l d S A e b G t r o i m t r h o e n d o f W s p k o a a m r e n t * a e m t m n i A a t t y : o I e U c W u r o W h n n A o t s * r u o n 0 e s k l b i t l a h s a e i h e t o t a o s a n n a k l m t o l 0 r i e e s t r c h e w i r e n t a e y " v d h e h l e r a o C w p t C e e O a L A t l d i m C t e 9 a n . d 3 t t o s e l t d e t a d i l o m i f t i h a a ll l e y S s o s D M a m e m e r l a e e l t t a h r t a e e . i d n i c m t p i n m u m a r l y p a e b o r n t e e h s f d e e a l s e y d i c a d t r t e e g d w t o a h b h l e m y l l e d o u y r e n a t o e t u o M D t h P A e r i o a n k r w r t a i a a n t s m a l ' , a M b ' A o U d o s n a m r m l t e y h i s x d f i l o o o e r o r y t t n e h o t o e r t t l p o s e e . t d r l h i a a o e r d n f l a e a t r i n O n
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SDNY_GM_00025412
CONFIDENTIAL
EFTA_00136032
EFTA01277265
Important information about your statement
(Ott brlued)
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aid the date of the Moirnacon Ty Is the bast fir she agent makes that we proud. to the maual funds
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mutual laid sid se aflod delft annum basal on the Accort BSA. tees% and ntemabonal Staoutelelmagenant
SDNY_GM_00025413
CONFIDENTIAL
EFTA 00136033
EFTA01277266
UBS Financial Services inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2014
ANP70057f656301314 Y1 0
POT & KFTTIF III
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number. Y1 23679 SS
Your financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000, on July 31 (3) on August 29(S)
account 029323679
Your assets 5,589.32 5,589.62
Visitour website: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account 35,589.32 35,589.62
Sources of your scarunt growth
Tracking the value of your account during 2014
Value of your account
at yea end 2013 5000
S
Net deposits and
5.3593 %son withdravals 55.583 70
• Your OveStnientreturre
()Wend and
interest income 5092
Change in
market value 5000
Value of your account
on Aug 29.2014 $5599.62
Jul 2014 Aug 2014
SDNY GM 00025414
Member SIPC 00,70003005706563 NP7000198255 C0002 0814 030579743 Y12 3679550 000000 Pege 7 of 18
CONFIDENTIAL
EFTA_00 I 36034
EFTA01277267
*UBS Business Services Account Account name: Your K Randal Advisor.
Friendly account name- ' • ' IC SCOTT STACK MANLYLE CASRIEL
August 2014 Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
August 29 ($) your xcount
A Cash and money balances 5,589.62 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
inforrna6an about your statement on the last
D Fixed income 0.00 000% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,589.62 100.00%
A
Value of your account $5,589.62
Eye on the markets
Percentage change
Index August 2014 Year to date
S&P 500 400% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -0.15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
ANP700000057B6564 NO7000199255 00002 OBI 4 030579743 YI 236 7958 C0081yGm0002_48140 $ of 18
CONFIDENTIAL
EFTA_00136035
EFTA01277268
SUBS Business Services Account Account name: POT & KETTLE, LLC Your N sandal Advisor:
August 2C1 Frie nd ly account name- SCOTT STACKMANITLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
August 2014 (3) Year to date (I) See Account activity the month lot deists Mance' in your Sweep options are includedin the openng and
closing balances Aut. FDIC insurance noes only to deposits a u85 Bank USA, not to deposits at Ss AG,
Opening account value $5,589.32 $0.00 Stamford Branch or bank deposits pacedttnoull the UBS internahonl Depose Account program. SiPC
protection applies to money market sweep fund hddimas but not bare deposits Seennportant irdormation
about your statement on the tat two paces cf this document for detals
Deposits, including investments
transferred in 0.00 5,838.70 August 2014 (5) Year to date (S)
Opening balances $5,589.32 $0.00
Withdrawals and fees,
including investments transferred
Addt fons
out 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.30 0.92
Dividend and interest income 0.30 0.92
Closing account value $5589.62 $5,589.62
Total additions $0.30 $5,839.62
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For purposes of tNs statement, tarablity of Interest and dnIdend Income has been determined from a US I )tal subtractions $0.00 -$250.00
Nei noting CeISPecthe. Based upon the residence of the account holder. account type, or product type,
I s n o c m o e m b e a ta re r s s t a T n he d o ti r e d n v t i d m e o n n d th p l a y y s m ta e t n e t m s e m n a t y is n n o o t t b i e nt e su n b d j e e d ct l o to b U e n u it s e e d d S a t n at d e s c a (U nn S o ) t a b r e d o n r e e P d ia u n p o o n R i f c o o r (P ta R r ) Net cash flow $0.30 $5,589.62
purposes. Clients should refer to the accficade tax tenoning forms They recent from LEIS annualy, such as
the Forms 1099 and the Forms 480, foe lac reporting information his the practice of UBS to file the Closing balances $5,589.62 $5,589.62
an:kat:de ta( reporting roans with the US Interna Revenue SerKICe and PR Treasury DeCeinreent and in
such loran accurately detsafy chic:lend, ardor interest *Slat eetrept or tamable income. Please exult your
inixdual tax prepare/. UBS Bank USA Business Account APY
August 2014 (3) Year to date (1)
Interest period Jul 8 - Aug 6
Taxable interest 0.30 0.92
Opening UBS Bank USA Business balance 1u18 $5,589.32
Total current year $0.30 $0.92
Closing UBS Bank USA Business balance Aug 6 $5,589.62
Total dividend & interest $0.30 $0.92
Number of days in nterest period 30
Average daily balance $5,589.32
Interest earned $0. 30
Annual percentage yield earned 0 07%
SDNY GM 00025416
CONFID A E riP703 N 030057 T 8656 I 5N A P7003 L t,9325 5 COCO? 0814 030579743 Y123679550000= Page 9 of 18
EFTA _00136036
EFTA01277269
*UBS Business Services Account Account name: Your linendel Advisor:
Friendly account name- scorr STACK MAMLYLE CASRIEL
August 2014 Account number: 212-82 t .700O800-30a-314 0
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efig ibi5ty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
ANP7C003005796566NP70C0I9825500002 03I4 030579743 5123679550C0MyGpkg002PmFy 10 of 18
CONFIDENTIAL
EFTA 0(1136037
EFTA01277270
Business Services Account Account name: POT & KETTLE, LK Your II nodal Advisor:
*UBS
Friendly account naMe:POTKETTLE LLC SCOTT STACKMANLYLE CASNEL
August 2C14 Account number. 212-821-7006'800-308-3140
Your assets
Some pnces, income and current vdues Shoran may teapproxImme. AS a its ult. gains and lOsses may not
te accurately refkatd. See impOrtantinfOrenabon about your statement a the end of the cecumeM fOr
more information.
Cash
Cash and money balances
Cash anti money bafances may indicct± avalkle cash balances, UBS Bank USA &posit account bilances,
UBS AG Starkrd Branch deposit account balances and money maim mut ud fund sweep batances.
UBS Bank USA deposit account balances are Insured by the roc Mein arplIceble limits, but are not
protected by SIPC. WS AG Stanford Branch depsert ars oum balances an not insured by FDIC and are rot
protected by SIPC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
Set the important information about your statement at the end of this document for degas about those
balances.
°panneMame Closing balance Pnce per share Average Disidendinterest Days in
lieldng on Aug 1 ($) on Aug 29($) on Aug 29 ($) rate period period Op STICH1O1
UBS BANK USA BUS ACCT 5,589.32 5,589.62 250,000.00
Your total asset
PeKentErge Cd CCM Esimated Unreaqt0
value on Aug 29 ($) your account MKS (A annum wort (SI grin or IOSS ($)
Cash Cash and money batsman 5.58%62 100.00% 5,589,62
Total $5,599.62 100.00% $5,589.62
Account activity this month
For more Information start the price/value shown kr restricted modem, we Important information about
your statement at tho end of this docwnent
vour Quantity/ Cash Can and
Date Actistty Description rapine code Face value Pricervaue arnount CS) money balance ($)
Jul 31 Cash and money balance $558932
ortoEn4
Aug 7 Interest 185 BANK USA BU9NESS ACCOUNT AS OF .30 5,589.62
Aug 29 Closing cash and money balance $5589.62
SDNY GM 00025418
asin7C00300S786567 NV7003192255 00022 Cella 030579743 7123679550000300 Peg* 11 of 18
CONFIDENTIAL
EFTA_00136038
EFTA01277271
UBS Business Services Account Account name: POT & FETTLE, Your Knendd Advisor:
Friendly account name: POTS ETTLE LLC SCOTT STACKMAFILYLE CASRIEL
August 2014 Account number: 212.821.70001800308.3140
Account activity this month (COntnued
Date Actmty Descrobcn Arrount (5)
Money balance activities Jul 31 Balance forward $5,589.32
Aug 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS CF 0810414 0.30
Aug 29 Closing UBS flask USA Business Account 55,58942
Tne UBS Bant USA DJ9IIMS ACCOUIll is your pnmary sweepoption.
ANE7C003005796568NP70C0I99255 oocce 0814 030579743 Y123679550 cotit#4y_Gpk000steig 12 of 18
End of statement for account number VI 23679 55
CONFIDENTIAL
EFTA_00136039
EFTA01277272
Important information about your statement
UBS Finking Webb Inc Ow rim or UnFirwrocial The Pen or Cad tsar wit ithatigateyotr Campbell at lehia on the tees arid nerds of the splable OW a ervelomd —you may SKIMP WentO ng by ding your
is a mentor of al pampa security. ananotty and vans will otea any era praittly under agent). Errata Advisor
achieves IMF Inaba twmet and UK BanI.USA be
Stitt fitted iris of IBS AG and Ofiliann of ullS Stoskin Motenale al torts paystio to the Furor m* finatia • Certan rontarni coal or non% ntowit (99. Friona, Want Mae
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the hen's emote alines at a to regal' no t fees. warn may be %bpi to winced us* the *tribes Act of 1933. and weal on the Firms mane wars waste It ea
mmutnanee tom nage:Ice utopayrent to aorta customizable •natunw moon by you to au you win
185FnaidalW an he ouichaws andclan fa tread ants es cash scants • Cormaies anion Co 9 . fan *crap and your reenterytrg It ha no b9$ effect on pa arum
1200 Hata lanktead Adcount$ ma dretraVernid 10 WIN, moutons may be pregas metal crewct ticidh9 faxes commas and Yea on doge tois relay wen navies. through Woe
Vrettst at NI 07086 Wad to a unser lee. cenTOWY WW1 contracts Senna of Thentacung ptis Fiance arbor.
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SDNY_GM_00025421
CONFIDENTIAL
EFTA_00136041
EFTA01277274
UBS Financial Services he Business Services Account
T UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2014
ANP70065564130911 X12 YI 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your linancial Advisor-
SCOTT STACKMANNYLE CASIBEL
Phone' 212-821.70001800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1COO on August 29 01 on September 30(4)
account 029323679
Your assets 5,589.62 5,589.94
VIsItour webslte: Your liabilities 0.00 0.00
www.ubs.corrtainanciaiservices
Value of your account 35,589.62 $5,589.94
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
S at yea. end 2013 $0.00
Net deposits and
5.5696 5.589.9 withdraNals 45,588.70
• • Your fnvesarent retuin:
Dividend and
interest income 11.24
Change in
market value 4000
Value of your &coin
on Sep 30.2014 SS592.114
Aug 2014 $e0 2014
SDNY GM 00025422
Member SIPC ANP70005005556413 NP701;029,9907 00002 0914 030579743 VI 23679550 110000 Page 7 of :8
CONFIDENTIAL
EFTA_00 136042
EFTA01277275
SUBS
Business Services Account Account name: POT f.ETTLE, LU: Your Fi sandal Advisor.
Friendly account na • SCOTT STACK MANLYLE CASRIEL
September 2014 Account number: 212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 301t) your account
A Cash and money balances 5,589.94 100.00% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . L n I c S e S s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 0.00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.C° 000%
G Other 0.00 000%
Total assets $5,589.94 100.00%
A
Value of your account $5,589.94
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% 834%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
3-month Treasury bills: 0 (
One-month LIBOR: 0.16%
Amp70305006554! 4 NP700O298907 00002 0914 030579743 YI 23679550 I I liWitiyGit00025fty 8 of 18
CONFIDENTIAL
EFTA_00136043
EFTA01277276
Business Services Account Account name: POT & KETTLE, LLC Your Nnandal Advisor:
*DUBS
Friendly account naMe:POTKETTLE 11C SCOTT STACKMANSLYLE CASRIEL
September 2014 Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
September 2014 ($ Year to date (I) See account activity the month lot dela Is Mantes in your Sweep options are includedin the operling and
closing tokences vd1o r. FDIC insurance dpclier only to deposits A U85 Sank USA, not to deposits at U85 AG,
Opening account value 35,589.62 30.00 Stamford Branch Of bank deposits placed through the UBS interneiond Depose Account program. SIPC
protection applies to monrc market sweep fund holdings but rot bank deposits Seetrnportane inSormation
Deposits, including investments about your statemert on the Iasi tv,o pages cf this document for ott at
transferred in 0.00 5,838.70 September 2014 (5) Year to date (S)
Withdrawals and fees, Opening balances 15,939.62 $0.00
including investments transferred
Additions
cut 0.00 -250.00
0.00
Deposits and other funds credited 5,838.70
Dividend and interest income 0.32 1.24
Dividend aid interest income 0.32 1.24
Closing account value $5,589.94 $5,589.94
Total additions $0.32 $3,839.04
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For pulp0Ses of this Statement, /acridity of interest and dredend income has been determined fiCM a US Total subtractions $0.00 -$250.00
Is. reporting perspective. 8/64.0 upon the residence of the account holder. account type. or product type,
sane interest endow dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Net cash flow $0.32 $5,589.94
Income tails The tient monthly statement is not intended to te used and cannot be feted upon for la<
purposes. Chen% should refer to the altChCatte lax ter:ening forms they recent from u8S annualy, such 35
the forms 1099 and the Forms 493, for tar reporting information et is the practice of UBS to file the Closing balances 35,339.94 S5,589 94
appricatle far reporting forms Mth the US Interfa Revenue Service and PR Treasury Department and in
such Wails accurately dasliry dbidenaaracr interest aster exerrpt or to income. Rea* comet your
inlvdual tax preparer. UBS Bank USA Business Account APY
September 2014 (S) Year to date (S)
Interest period Aug 7 - Sep 7
Taxable interest 0.32 1.24
Opening UBS Bank USA Business balance Aug 7 35,589.62
Total current year $0.32 $1.24
Closing UBS Bank USA Business balance Sep 7 35,589.94
Total dividend & interest $0.32 $1.24
Number of days in nterest period 32
Average daily balance 35,589.62
Interest earned $0. 32
Annual percentage yield earned 0 07%
SDNY GM 00025424
AmP700050C65564i NP700321B907 00002 0914 030579743 Y123679550110000 Page 9 of 18
CONFIDENTIAL
EFTA_00136044
EFTA01277277
UBS Business Services Account Account name: F - Your lq Bendel Advisor:
Friendly account name: ri SCOTT STACK MANLYLE CASRIEL
September 2014 Account number: 212.821.7000/800.306.3140
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your retairo objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• You account is currently coded for margin.
• Your account cost basis default closing method is FIND, First In, First Out
ANP7C00`.4065564I 6 NP70C0298907 00002 0914 030579743 Y12367955011iffikyGht00021142S 10 of 18
CONFIDENTIAL
EFTA 00136045
EFTA01277278
Business Services Account Account name: POT & KETTLE, LLC Your Maand,' Advisor:
*UBS
Ene nd ly account n - SCOTT STACKMANLYLE CASRIEL
September 2014 Account number. 212-821-7000/800-308-3140
Your assets
Scene omes, morste and torren vanes snoran map be appiOxiade. AS a itSUR, ascllossesmay nol
te acwalely refecied. Set ;inpons«i ntosennion »exil yoga getenere a Ine end ol ths oecumene lor
more Intoomt» on.
Cash
Cash and money balances
Cash and money balances mal inclusie ~Iade cash balances, UBS Bank USA depont account baances,
UBS AG Stan-aard Brands &toot account baances and money madret mul ual fund soveep balances.
UBS Bank USA de sit aaouot balances are insured by int FOC velh n talk dok limits, bul are not
polerled by ØC. U8S AG Stanford Grant b depot.' accoum balances n not Msured Ly F CC and are not
protecled by SIPC Money maiket streep batances are prolecied by PPC bul me not insured by the FOIC.
Se* the Important information about your statement a Ine endl Ibis document kor del aas *out mose
balanen.
Openng bar". Clokng tulaxe Prise per :ham Average Duldend Interest bats n
Hddng on Sep 1 (S) on Sep 30 (S) on Sep 30 113 rato pericd period Ccp gestunt C11
UB5 BANK USA BUS ACCT 5.589.62 5.589.94 250.000.00
Your total assets
PerCentdat Ot tost ESEarted Uncearfed
Vele 00 SPD 30 (S) your aCCOunl Q9Ø (S) annua) inmeet (fl gd n or IOSS 0/
Cash Cash and money bakenen 5,589.94 100.00% 5,589.94
Total $5,589.94 100.00% $5,589.94
Account activity this month
For more infoneution aboue the psktivalue shown for restricteds«untiek lee important informaion about
your statement at the end of thi, doelman!
YOur Ourtyl Cash Cash and
Die Actbrty Desurption enoeme code Face sufte Pitten/S(4We (S) arrounl (S) money baLance IS)
Aug 29 Cash and money balance 15,589.62
Sep 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090914 .32 5,58994
Sep 30 Closing cash and money balance 15,589.94
SDNY GM 00025426
ANn7030930655641 7 Nn700O25.3307 001302 0914 030579743 Y173679550110000 Page 11 of 18
CONFIDENTIAL
EFTA 00136046
EFTA01277279
*UBS Business Services Account Account name: POT I MLE, IC Your Pi nand.' Advisor:
Friendly account name: POTK ETTLE LLC SCOTT STACK MAI/ LYLE CASRIEL
September 2014
Account number: 212-821.7000/800-308-3140
Account activity this month (COntnued
Date Actmty Descroticn Arrount IS)
Money balance activities Aug 29 Balance forward 6%58942
Sep 8 Deposit UBS BANI: USA BUSINESS ACCOUNT AS CC 09/0914 0.32
Sep 30 Closing UBS Bank USA Business Account 65589.94
The UBS Bani USA Business Account Is your pnmey sweepoption
ANP7C00500655641 8 N1,7000199907 00032 0914 030579743 Y123679550 1 %My_G M_00025419 12 of IS
End of statement for account number Y I 23579 55
CONFIDENTIAL
EFTA_00136047
EFTA01277280
Important information about your statement
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SDNY_GM_00025428
CONFIDENTIAL
EFTA_00 136048
EFTA01277281
Important information about your statement (continued)
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SDNY_GM_00025429
CONFIDENTIAL
EFTA 0[)1361)49
EFTA01277282
UBS Financial Services inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 October 2014
nve7C057520551014 VI 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account • 11< E LLC
Account number
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
O
Call your Financial Advisor or the
Resourceline at 800-762-1000. on September 30 (1) on October 31 (1)
account 029023679
Your assets 5,589.94 5,590.23
Visit our website: Your liabilities 0.00 0.00
vwAvubsoomainancialservices
Value of your account 35,589.94 $5,590.23
Sou roes of your account growth
Tracking the value of your account during 2014
Were of your account
at year end 2013 $0.00
Net deposits and
S.989.9 5.9902 withdrawals 35,588.70
Your tiveStelleilt return:
Dhiclendarxl
interest income $1.53
Change in
market eine 90 00
Value of your moan
on Oct 31, 2014 3%59023
Sep 2014 Oct 2014
SDNY GM 00025430
PA•mber SIPC ANP703C00057520SSNP7000193898C0007 1014 030579743 v173679$50000000 Page 7 of 18
CONFIDENTIAL
EFTA_00136050
EFTA01277283
*DUBS Business Services Account Account name: Your Fi sandal Advisor
friendly account name. ," ' • SCOTT STACK MANLYLE CASRIEL
October 20141
Account number: 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
A Cash and money balances 5.59a 23 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. kin Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $5,590.23 100.00%
A
Value of your account $5,590.23
Eye on the markets
Percentage change
Index October 2014 Year to date
S&P 500 2.44% 10.99%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.45% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
Aftr70003005752055NPAX010899903CO2 1014 030579743 Y12367955000effitlYGM000254Me II of 18
CONFIDENTIAL
EFTA 00036051
EFTA01277284
LIES
Business Services Account Account name: POT & KETTLE, LLC Your Pi nand( Advisor:
gt friendly account n • SCOTT STACKMANLYLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
October 2014 ($1 Year to date (I) See Account activity the month lot dela Is &dances In your Sweep options are includedin the opereng and
dosing balances yaw,. FDIC Insurance zppies only to deposits a u8S Bank USA, not to deposits at LOS AG,
Opening account value $5,589.94 $0.00 Stamford Branch or bark deposits paced t Wog) the UBS Internanond Deposit Account program. CPC
protection applies to money market sweep fiord holdirras but rot bare deposits SielmPortard klAmnahon
Deposits, including investments about your statement on the last MO pages cf thiS document for Mats
transferred in 0.00 5,838.70 October 2014 (S) Year to date (S)
Withck-awals and fees, Opening balances $5,589.94 $0.00
including investments transferred
Addbons
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.29 1.53
Dividend aid interest income 0.29 1.53
Closing account value $5,590.23 $5,590.23
Total additions $0.29 $5,840.23
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.O0
rot purposes of toss statement, teoblity of interest and dnidend Income has been determined Iran a US Total wbtractions $0.00 -$250.00
fet, rePettirc CeriPecliee. Baud upon the residence of the account holder, account type. or product type,
tare interest ands dvidend payments may not be subject to United States (US) anda Puerto Pico (PR) Net cash flow $0.29 $5,590.23
income tzars. The (tent monthy statement is not intended to be used and cannot be react upon fee is
purposes. Clients should term to the ECOKatte tar reporting forms they receive from CBS annuely, such as
the Come 1099 and the Forms 490, foe lac reporting information el is the practice of UBS to file the Closing balances $5,590.23 $5,590.23
Bop/Katie lax reporting loans with the US mternS Revenue Service and PR TitErSury Department and in
NNh fauns accurately Casa fy (bitten*. bra intereSt aSl9, carnet or tamable 'mart Pleat consult you
indwital tas preparer. UBS Bank USA Business Account APY
October 2014 (S) Year to date (I)
Interest period Sep 8 -Oct 6
Taxable interest 0.29 1.53
Opening UBS Bank USA Business balance Sep 8 $5,589.94
Total current year $0.29 $1.53
Closing UBS Bank USA Business balance Oct 6 $5,590.23
Total dividend & interest $0.29 $1.53
Number of days in nterest period 29
Average daily balance $5,589.94
Interest earned $0. 29
Annual percentage yield earned 0 07%
SDNY GM 00025432
ANP7C0030057520S7 NP70031$36% COCO? 1014 030579743 Y123679SSOOCCOCO Pegs 9 of 18
CONFIDENTIAL
EFTA_00136052
EFTA01277285
UBS Business Services Account Account name: POT S. MLE, LAC Your 15 asocial Advisor:
Friendly account name:11 Tr SCOTT STACK MANLYLE CASRIEL
October 2014 Account nuntber. 212-82 I .700O800 308-3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you.
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about roc statement at the end of this
document
Your natant objective:
Current income tecapiul appreciation
Your tisk profile:
Primary - Maderate
Investment eligibility consderation - None selected
Your account instructions
e You. account cost basis default closing method is FIFO, First In, Fist Out
m*70)03005752058 NP70C0188698 00032 T0I4 030579743" 23679S501:099MCGM00021/$9 10 of 10
CONFIDENTIAL
EFTA_00136053
EFTA01277286
(SUBS Business Services Account Account name: POT & KETTLE, L1C Your flnandd Advisor:
Friendly account name' SCOTT STACKMANYLYLE CASRIEL
October
2 ). Account number. 212-821-7000'800-308-3140
Your assets
Some pnces, moXne and current vdues Sheaf, May to EpprOKirr0le. AS a its WC gams dndlossesMey rqs
be eccutalely reflected. See unportantintomalrOn about your statement a the end of the Oxumem for
more infornataon.
Cash
Cash and money balances
Cash and money balances may include avatar& cash balaices, UBS Bank USA deoost account balances,
UBS AG Starford Branch Cepovt account balances and money Mattel Mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC valhn toplicebk limits, but are not
pointed by SK. USS AG Stanford Branchdeposit account balances an not insured be FDIC and are not
protected by Sitt money market sweep balances are protected by 9PC but at not insured by the FDIC.
See the important information about your statement at the end of this cbcunent for details about those
balances.
Openng btane. Cloung Wax, Price per share Average Daldencl Interest Oh" In
Hddng on Od 1 (f) on at 31 (S) on Oct 31 (0 rate period period Cepamount (1)
Le5 BANK USA BUS ACCT 5.589 94 5390.23 250.000.00
Your total assets
Percentage 01 Cost ESIonSed tirreatard
Yaue on Oct 31 (1) yOur aCtOutt1 DaS4 (S) annual interne (51 gan or 1055 (5)
Cash Cash and money balances 5590.23 100.00% 5590.23
Total $5,590.23 100.00% 55,590.23
Account activity this month
For more infoonation about the plittivalut shown for restrictedmutates. see important m(ormation about
your statement a the end of inn claciment
Your Quantity/ Cash Ca.h and
Die Acthtty Desorption emenw code Face taut PtIce/Value (5) amount money Plante (5)
Sep 30 Cash and money balance 55.589.94
Oct 7 Interest UBS BANK USA BUS NESS ACCOUNT AS OF 1006114 29 5,590 23
Oct31 Closing cash and money balance 55.59023
SONY GM 00025434
CONFID.OEW700N03005T75205I9 NAV7003L10361 8 00032 1014 030579743 Y12367955000[000 ►age 11 of 18
EFTA_00136054
EFTA01277287
UBS Business Services Account Account name: POT & AETTLE, UK Your Amends' Advisor:
Friendly account name- Part EMI 11.0 SCOTT STACK MANYLYLE CASRIEL
October 2014 Account number. 212-821.7000/800-308.3140
Account activity this month (contrived)
Oate nanny Descrobon Arrount (S)
Money balance activities Sep 30 Balance forward 35,58934
Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/06114 0.29
'Dam Closing UBS Bank USA Business Account $5,590.23
The UBS Bart USA business Account It your primary sweepcption.
ANP700C00057520SONP70C01B8898 00002 MIA 030579743 Y123679SSOCOWAY_GM_0002PAIS 12 o1 IS
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00 I 36055
EFTA01277288
Important information about your statement
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- - - m a e D P P n m r r e r e r o s o e m a r c r e i r t d a a i n e b e l n e o t r w i o n t m h h e M y e d a o M y n s u l o i M l t o u a h n n r e n t a n O h e a y e e u r d d a t a m h ( m e M a y r x o e a o o u o e f n r o n n t t p r e t n r U e r o n r r s y u b n a t o m l n a y e u i p b m O a y e e o a n t r 4 . u e f 9 m i d l b * a M m a i n t n C r A d e C o 4 t i o s s a l n • T o h t e C l a e S c S t c g P e t o l . ( A u k a n i ' p n t t l r o l v o a n a t a l e l u x ct f e i i e e / o b l c n u a t a t o l n h , m d e P l s t d U o c a B o r n s S u t tr a B p o p l a l l r r e e o k d m m b e U y n ) t f c S a a a $ l n Z p F s r i a e C n g t a e k U l r o i t 3 d i a S a e S l d A e b G f r o l n t y h o ) n d ° , o f W s S to a a t n e a e t t t m h e m i s m a s l y o c a e c u s n m o n n t n t l o s s e r , o r t a e n l r d m b e t a h s o o t e e e n o S h a s m a l h a n r p r e a l t s h i e i a o e n n i y r v d e h s l e a o o c w p th c e e o o r A u w d C t n e S O e n t r D a , t t s i h e n e a a n r l l m o e t n i a a e y n b s s b w a e m i r t r r h a e a i t i h m se e i d n c t m r p i e u a n a d r y p t d b o r t e e i h s f n e e a l s e y d i o a d d a n e t s d m t u o h r b r e e m y i l l a d o a y n k s a o s e r ; t n n h h f A e o e o C F r s r m C e n a o n a u k rr C M e L o r o t o s a r a i r / v l e I e y S h a d k I i n a e r o l o e t r s h d m a e r t l p o s m . e t r l h r o a a e d r f o l o a e X f ( n O n
Stamford brands Id) mutate monis naming vanbee address The praace a Mann as 'householdng • t you
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SDNY_GM_00025436
CONFIDENTIAL
EFTA 00136056
EFTA01277289
information about your statement (confined)
Important
Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services
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connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted
• Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au
-winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar
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touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your Minded to parrnems at not
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a etch acetate rewistmere warty« structured yen«ullx<cmen,aneotry
pinata mathe Lair a sold aid do not newsiaily • Ilannua dating and addkbnalcampeasatiow
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- shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect« age accounts
aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiodi made access to bat no sehces and produas
box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad
Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fiat we soh two patty basks and provides awls to Men aid «ruly
am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even,
partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1r ivande Nancy sonata es of utS
diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic
do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce
~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale
and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds
tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine
etbal hand ad ae a tied done-nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared
SDNY_GM_00025437
CONFIDENTIAL
EFTA 00136057
EFTA01277290
UBS Financial Services Inc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2014
ANP70056793291111 >2 Y1 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number.
Your Nnancial Advisor.
SCOTT STACKMAN/LYLE CAST EL
Ffione: 212-821-7000/800-308-3140
Questions about your statemerit? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00, on October 31 (1) on November 28 (S)
account 029323679
Your assets 5,590.23 5,590.54
14sitour website: Your liabilities 0.00 0.00
v•ww.ubstomtfinancialservices
Value of your account $5,590.23 $5,590.54
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
$ at year end 2013 1000
Net deposits end
',.5Ca0 S.SSOS Arithdravals 15,588.70
• Your MeS13116/1t return
Dividend and
interest income 11.84
Chance in
market value 1000
Value of your recant
on Nov20. 2014 SS590.54
0(1 2014 11Z.1, 201/
SDNY GM 00025438
Member SIPC ANP7001:0005679379 NMI:0192103 00002 1111 030579743 Y123679550010300 Page 7 of 18
CONFIDENTIAL
EFTA_00 I 36058
EFTA01277291
*DUBS Business Services Account Account name: Your Fi sandal Advisor
Friendly account name: SCOTT STACK MANI.M.E CASRIEL
November 2014 Account number: 212-821.7C00N300-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 28 (I) your account
A Cash and money balances 559054 100 00% Your current asset allocation , Cash and money balances may include
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets $5,590.54 100.00%
A
Value of your account $5,590.54
Eye on the markets
Percentage change
Index November 2014 year to date
S&P 500 2.69% 13.98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0 01%
One-month LIBOR: 0.15%
Awe:103005679330 Ne70C0re2roy croon t114 030579743 m2367955001i ftAtiyGitoco2,48St 8 of 18
CONFIDENTIAL
EFTA_00136059
EFTA01277292
Business Services Account Account name: POT &KETTLE, LIC Your Financial Advisor:
*UBS Friendly account n • SCOTT STACK MAN LYLE CASRIEL
November 2014
Account number. 212-821-7000f 800-308-3140
Change in the value of your account Cash activity summary
No ember 2014 (3) Year to date (1) See account at betty the month for deter It Banes In your Sweep Options ace includedin the openng and
dosing balances vitae. FDIC Insurance *pier only to deposits at UBS Rank USA, not to deposits at UBS AG,
Opening account value $5,590.23 $0.00 Stamford 8ranch or bank deposits placed through the UBSInternahond Depose Account program. StPC
protection applies lo money market sweep fund nodding; but rot bare deposits. See knportant inSomnation
Deposits, including investments about your statement on the lat mV pages ef this document for Mal,
transferred in 0.00 5,838.70 November 2014 (3) Year to date (5)
Withdrawals and fees, Opening balances $5,590.23 $0.00
including investments transferred
Additions
cut 0.00 -250.00
Deposits and other funds credited 0.00 5,838.70
Dividend and interest income 0.31 1.84
Dividend and interest income 0.31 1.84
Closing account value $5,590.54 $5,590.54
Total additions $0.31 $5,840.54
Dividend and interest income earned Subtractions
Checks and bill payments 0.00 -250.00
For pinposes of INS stat«nenl, teeablty of interest and Childend income has been determined (KM a US Intal subtrattrons $0.00 -$250.00
lm leVetir9 Letlioedhe. Owed upon the residence of the account holder, account type. or product type,
some interest ando, dvidend payments may not bo subject to United States (US) ardor Puerto Rico (FIR) Net cash flow $0.31 $5,590.54
income tares The (lent rnonthy statement K not intended lo be used and cannot be reefed upon for tar
purposes. Clients should refer to the arcncoe tar reporting forms they recent from tes annualy, such as
the Forns 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the Closing balances $5,590.54 $5,590.54
aonkatie ta reporting forms with the US mterri Revenue service and PR neastrty occerorent. and in
such forMs accurately uasory alidena ardr intereSt &tat exerrox or Iamb* ',Keene Flea* tonull your
indedual tax preparer. UBS Bank USA Business Account APY
November 2014 (3) Year to date (3)
Interest period Oct 7 - Nov6
Taxable interest 0.31 1.84
Opening UBS Bank USA Business balance Oct 7 $5,590.23
Total current year $0.31 $1.84
Closing UBS Bank USA Business balance Nov 6 $5,590.54
Total dividend & internt $0.31 $1.84
Number of days in eterest period 31
Average daily balance $5,590.23
Interest earned $0.31
Annual percentage yield earned 0 07%
SDNY GM 00025440
ANP70003005679331 NPT000197103 00032 1114 030579743 Y123679550010000 Page 9 of 18
CONFIDENTIAL
EFTA_00136060
EFTA01277293
SUBS
Business Services Account Account name: POT z>. P ETRE, LIC Your 15 Bendel Advisor,
Friendly account name•P0TK PILE LLC SCOTT STACK MANLYLE CASRIEL
November 2014
Account number: 212-821.7000/800-308-3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibiNty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
ANF7C003005679332M70C0192103 00002 1114 030579743 Y123679550 0151OMyGht0 002Pjai 10 of 18
CONFIDENTIAL
EFTA 00136061
EFTA01277294
SUBS Business Services Account Account name: POT & KETTLE, LLC Your Pi Banded Advisor:
Friendly account name: POTKETTLE LLC SCOTT STACKMANYLYIE CASFUEL
November 2014 Account number. 212-821-70001800-308-3140
Your assets
Some pnCeS, treCale and current va ues Shawl may be eop,oximase. AS a rest gains at kOSSeS may nol
be PeCulalely refeCled. Set rmporunt inionnefron about your statement a the end of the cbcurnent tos
mote Infornaeort
Cash
Cash and money balances
Cash and morey betas-ices may include avalaole cash balances, U65 Bant USA devoot account balances,
UBS AG Stanford Branch Bepoot account balances and money matbet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vái n apple tie limits, but are not
protected by S1PC 085 AG Stanford Branchdeposit account balances are not knitted by FDIC and se not
protected by 9PC Money market sweep balances are prolKted by SeC but ene not insured by the FDIC.
See the important information about your statement at the endof this document for delaih about nose
balances.
Opereng balance Clovng beano Price per share Average Dnlde rice Interest Oars in
Hddng on Nov 1 flO on Nov 28 (1) on Nov 28 en blo period period Cop atonal (I)
UBS BANK USA BUS ACCT 5.59023 5.590.54 250.00000
Your total assets
Regan/a?? CO Cost Estimated UnreetZed
Value On NO/ 213 (1) your a(COunt mot (S) arrival mac (S) gam or loss (S)
Cash Cash and money balances 559054 100.00% 5590.54
Total 15,590.54 100.00% $5,590.54
Account activity this month
For more infontution about the pike/value shown for restricted scualies, see important information about
your statement X the end of this document
YOIS Ouantityi Cash call and
Dee AcIlmty DC5(1911011 e,pense code Face vdue PrIceivalue (S) amount 11) money balance IS)
Oct 31 Cash and money balance $559023
Nov 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF I POE/ 14 .31 5.590 54
Nov 28 Closing cash and money balance 15590.54
SDNY GM 00025442
CONFIDAENP700N03005T67933I3NAeT003Ll9210 3 00032 1114 030579743 Y123679550010000 Page 11 of IS
EFTA_00136062
EFTA01277295
UBS Business Services Account Account name: POT & rETTLE, LIC Your ignandal Advisor:
Friendly account name: POTT ETTLE LC SCOTT STACK MANLYLE CASRIEL
November 2014 Account number: 2124321.7000/800-308-3140
Account activity this month kcotilved)
Date Activity Descripticn Amount (S)
Moon balance octivities Oct 31 Balance forward $5,590.23
Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 11/05/14 0.31
Nov 28 Closing UBS Bank USA Business Account 85,590.54
Tne uBSBanl 1/54 SUL ness Ac room is your onmary sweep option
4NP7C003005679334 NP7000192103000321I 14 030579743 Y123679550 01W t#,Iy_G M00021fin 12 of IS
End of statement for account number VI 23679 55
CONFIDENTIAL
EFTA_00136063
EFTA01277296
Important information about your statement
%BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket 1119 Woof Cad low wit ihatigateyOtr<011ptint ale holier on the hocks and remit of tie rob:able OW a dwarves — you nay WM. tont Oleg by ding your
Is a mentor of al pavasal security. canmodity aid cows will MIK! any nor pronvly trader agent). f rowel Adeae
edurges Usst in/sod *Yee and UK BanIUS4 ay
Siva subtala nt of UBS AG and /farm of LOS Sooskies Plowmake al dads pays. to the Pallor to bowie • Cent rentarimni contexts or nforment mourn (09. Friendly account name
u.0 lhefrnts Maud swain it eatable upon *cunt want ncicaed cot tv kw of this Pawnee h akt tal 'mad worships aid prvaeplawerds) to are not Te*Friendry attest nano ref kat Oared., that you
the Fn's exeClerealneS at a to agar axOult feces. account may be snap to registered tato( the Sorts Act of '933. at entered ai the Hens online steces mince It 6a
mamma to feet charge: Ice Isepyre,* fa saurtes customizable *mutant' chosen by you a aza Sou will
U3S Fmasdal Swill fric pUrchno andchars fa triad amounts n oath axunts • Corms:dew casino to 9. fast in,thar90 and you recoil eryto It he no legal eted on you wcoum
1200 Haber littlfead Accounts ma are natant 10 Mini Marton, may be preits metal contract madh9 foxes commas and 114:u on cage ens Finlay ataint names. trout Onto
Yaohaak at NJ 07086 :Lena to a mauler lee onwoOY *Oen antrads Senors Ce byettacun; SN &taxa tdebor.
lhis stuntmen reprewcohe only Octal reaed of >wain UPS Sweep Optim The SCC protection and me ntplarviotai prowton do not Attune wayiew
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- For detail senates nadeg tin010-0:tholltng merest) thened by the corm makervalid atew ar Simian IRAs
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rod ae imphird lo UBS lanai Mom °nervyLir finds to our clientswe aids our *Are re0Nee Muth pored' access to bong sewn arslprcdnts
bans by an rulmencaent relation fern Meale ifiareg pa/luau from darbutors and or ttrough nape ants who *Mated balks avl MAI( Maid.
111utr, Sentra' Prow er SIX•ISOr atma.d WSn if ',idiom of the mutual funds that we sell Those party balks. and provides accts to limn aid soapy
my. ate stapled to thermby the ont, general moans are based an two ditharent arrporents prodects imed by unaffiliated tied party imranCe
pawn a iprmor and may be Mastered based en it* moan of saksby 165 of a paitcuLa mutual hand compaim through emistce agency subslaa es of utS
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and the dace of the hfonnaon that Is Ow bat for the amino sakes mat we poobidt to rho nrual funds
enema. by aedactng sour Fraidi Aditor PM* lets spew" re pad irom immnor men is the RMA trance Knower° Account Business Setv415
moral Itnd and ae anted doll? mom basin on the ACCOall BSA. Mais and ritemabonal Rentrce lAmagerrent
SDNY_GM_00025445
CONFIDENTIAL
EFTA_00 136065
EFTA01277298
SUBS UBS Filancial Services tic Business Services Account
299 Park Avenue
25th Floor
Newyork NY 10171.0002 December 2014
ANP7009077991 1214>n Yt
POT & KETTLE. I
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MAMLYLE CASRIEL
Ffione: 212-821-70001800-308-3140
Questions about your Value of your account
Call your Financial Adviso7ra otre tmhee iY7
Resourcetine at 800-762-1C00, on November 28 (1) on December 31 (3)
account 025023679
Your assets 5,590 54 0.00
aoo 0.00
Mt our website: Your liabilities
www.ubscomilinancialservices
Value of your account 35,590.54 $0.00
Sou roes of your account growth
Tracking the value of your account during 7014
Value of your account
at year end 2013 1000
Net deposits and
5,590.5 withdrawals l2
YCUr ilveS0119At return:
DiWdendarxl
interest income 12.12
Chant in
market yaw 1O.00
00
Value of year ezootrit
on Doc 31, 2014 $0.00
WA, 2014 Dec 2014
SDNY GM 00025446
Member SIPC ANP700050Ce077991 Nri003305852 00002 1214 030579743 Y123679550100000 Page 7 of 18
CONFIDENTIAL
EFTA_00 136066
EFTA01277299
SUBS
Business Services Account Account name: Your 15 nanciel Advisor
Friendly account nam • SCOTT STACK MANLYLE CASRIEL
December 2014
Account number: 212-821.7000/800-308.3140
Your account balance sheet
Summary of your assets
Value on
December 31 (S)
A Cash and money balances a00
B Cash alternatives 0.E0
C Equities a00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets 30.00
Value of your account
Eye on the markets
Percentage change
Index December 2014 year to date
S&P 500 -0.25% 13.69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -448%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.17%
ANP70005008077992 NIMX03/35852 00002 1214 030579743 r12362955010102#4yGro0002542ge 8 Of 18
CONFIDENTIAL
EFTA_00136067
EFTA01277300
SUBS Business Services Account Account name: POT 8.RETTLE, LLc Your If sandal Advisor:
friendly number flan.' C SCOTT STACKMANLYLE CASRIEL
December 2014
Account number. 212-821-70001800-308-3140
Change in the value of your account Cash activity summary
December 2014 (Si Year to date (S) See account activity tha month lot deist: &dances in your Sweep Options are inducedin the opening and
closing balances taut FDIC Insurance gtpier only to deposits at UBS Bank USA, not to depotits at UBS AG,
Opening account value $5,590.54 $0.00 Stamford Branch or bank deposits paced throng, tne UBS internaiona Depo54 Account program. SiPC
potection applies to money market sweep find hod:tiros but nil bank deposits Seehnportant in5atination
Deposits, including investments about your statement on the tat Pio paces cf this document for detals
transferred in 1,801,979.43 1,807,818.13 December 20141$) Year to date (S)
Withdrawals and fees, Opening balances $5,590.54 $0.00
including investments transferred
Addtions
cut -1,807,570.25 -1,807,820.25
Deposits and other funds credited 1,801,979.43 1,807,818.13
Dividend and interest income 0.28 2.12
Dividend and interest income 0.28 2,12
Closing account value $0.00 $0.00
Total additions $1,801,979.71 $1,807,820.25
Dividend and interest income earned Subtractions
Checks and bill payments 0 00 -250.00
For purposes Of INS Statement, tarablity of interest and Cnidend Income has been determined Iron a US Other funds debited -1,807,57025 -1,807,570.25
sag up tl g perspective. Bated upon the residence of the account hceder, account type. or prodtcl type,
scene interest ardor dvid.nd payments may not Do subject to United States (US) ardor Puerto Rico (PR) Total subtractions -$1,807,570.25 41,807,820.25
income tares. The dent month,/ statement is not intended to be used and cannot be feted upon for lac
purposes. Clients should refer to the au:kettle tar reporting forms they recent from MS ennui*, sun as
Net cash flow 45,590.54 $0.00
the Corn's 1099 and the Forms 490, foe tax reporting information li t the practice of UBS to file the
eppii(goe la, reporting fours Mtn the US enema enenue Semite and PR TreaSuN DepareTent fatd in
such loans aCCurately clas9fy chidendt crap Interest as lac exempt or tamable ix*** Pleat consult yOur Closing balances $0.00 $0.00
Indgdual tax preparer.
December 2014 (S) Year to date CU UBS Bank USA Business Account APY
Taxable interest 0.28 2.12
Interest period Nov 7 - Dec 4
Total current year $0.28 12.12
Opening UBS Bank USA Business balance Nov 7 15,590.54
Total dividend & interest $0.28 $2.12
Closing UBS Bank USA Business balance Dec 4 15,590.82
Number of days in nterest period 28
Average daily balance 15,59054
Interest earned $0. 28
Annual percentage yield earned 0 07%
SDNY GM 00025448
CONFID AN E P7CO N OSOC6 T 077993 I N A V7003 L 30%5 2 00C02 1214 030579743 Y123679550100000 Pogo 9 of IES
EFTA_00136068
EFTA01277301
SUBS
Business Services Account Account name: - I - Your Kneed. Advisor:
Friendly account name- SCOTT STACK MANLYLE CASRIEL
December 2014
Account number: 2l2.82I-7000P800-308.3140
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the alternabve
investment objectives in Important information about your statement at the end of this
document
Your retain objective:
Current income 8 capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibility consderatton - None selected
Your account instructions
e You account cost basis default closing method is FIFO, First In, First Out
ANP7C005003072994 NN00030S8S2 00032 1214 030$79743 yi236h3sso iniosky_G m0002lial 10 of 18
CONFIDENTIAL
EFTA_00136069
EFTA01277302
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
*UBS Friendly account name:PMETIll U.0 SCOTT STACK MAN ca£ CASRIEL
December 2014 Account number. 212-821-7G0('800-3C6-3140
Your assets
Some paces, income and current elides shorn may be apprealmste. As a result gains ~losses may not
be accurately reflected. See Important fraosoteson about your stammem a the end of the dxurem for
more InIcenseon.
Cash
Cash and money balances
Goering belaxe Closing Pierce Pikt per share aot rage ()Mcleod interest Days kri
Hp:Icing on Dec 1 (3) on Dec 31 (3) en Dec 31 (1) at* pitied period Cep amount CS)
U85 BANK USA BUS ACCT 5,590.54 aco 250.000.00
Account activity this month
For rrore Information about tte prkenedue shown for resukted morgues, see important infamoba Nam
your statement at the ended this document.
YCor Crumvityi cash cash and
Cete Actigty Desuiphon cane code fate 'ut NceIVINC (3) amount money beiance ($)
Nov 21 Cash and money balance 55.590.54
Dec 5 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF I 21041i a 28 5,590.82
Dec 15 Transfer JOURNAL FROM HI5LAINE MAXWELL 1,700,000.00 1,705.590 82
Dec 18 Transfer JOURNAL FROM GHISLAINE MAXWELL 10 1,979.43
Dec 18 Withdrawal FEDERAL FUNDS TO GlobalFlows he F80 Glob* AT -1,807,570.25
CAPITAL ONE, NATIONAL ASSOC
Dec 31 dosing cash and money balance $0.00
Date Acthity Descriptice Amount (I)
Money balance activities Nov 28 Balance forward 55.590.54
Dec 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 12/04114 0.28
Dec 16 —t UBS BANK USA BUSINESS ACCOUNT 244,409.18
Dec 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/18,14 -250.000.00
Dec 31 Closing UBS Bank USA Business Account $0.00
The UBS Bank USA 8u9ness A«ouni is your pemay sweepopoon
Nov 23 Balance forward 50.00
DEPOSIT
Dec 16 Deposit UM AG ACCOUNT 1,455.590 82
continued next page
SDNY GM 00025450
AH1,10005008077995 NF7000305852 00002 1214 030579743 VI 23679550 100000 Page 11 of IS
CONFIDENTIAL
EFTA_OOI 36070
EFTA01277303
UBS Business Services Account Account name: POT & KETTLE, LLC Your Pi nancial Advisor:
Friendly account name: POTKETRE LLC SCOTT STACK MANLYLE CASRIEL
December 2014 Account number 212.821.7000/800.306.3140
Account activity this month (OM tritied
Date Actnnty Description Arrount (S)
Money balance activities (continued) Dec 19 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 1211E/14 -1.455,590.82
Dec 91 Closing MIS AG Deposit Account 50.00
The UBS AG Dep09t Account is your SeConctary sweep Optics).
ANP700C6008077936NP70C0305852 00002 1214 030579743 VI 236795SO lOrafiliy_Gm3,0021js 12 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA 00136071
EFTA01277304
Important information about your statement
CBS Fnancial Smits Inc Marini or U3S Famed Sinner. The ReneeCad Issuer me nvesti9ateyotr Conplant ad Wife Co the bodes and records of tie aplobb Mr a ervelopth —you Pontine hcoseholleg by ding your
IS a menthe of al priereal security. cannodey and wows VIIII =Tea any teed ornery tralOW agent). Fradal AdVSOl
edurges WSFame awces and UMB at tin ay
inner subtitle:aof IBS AG and Waldo of tin Snake Plow wake al Medd paste to the Furor the Wad • (erten enterreni wear, or runmene newt no 9. Friendly account MOM
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the km's theerwe dIkons an at to noun' anewt fees. ariarn may be thine to Indeed soda the Snide Ace of 1933. and entered on the Firms online sway webste It ea
manmade feet charge: Ice aopaynara la stormy custoinzable •ndiroma chow by you ra aze Sou wth
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1200 Habor Bodnar! Aeptints that are traderred to Ole note:tons :nay be prendn es vintne r. nclialksi tun ascommas an3 YOJ on Owen you kindly asount names. through Oen.
threninen Nd 07086 Want to a bonier fee omffoOY WPM contacts Sewn of by °anon; thyr &laical Adder
The stawner4 repreirmohe any off cial record of nullBS UN Sweep Optims The SFC protection aid she mpplerramat protector* do not Acuson eversion
Financial Senices account Other records. wept one at to UBS Offen OWOni for neettm9 Crib DallI'Ckfi baLrTICISie wady to these assetsthin af they of envde appear/iv • vas of tor eaountepcalcoo Net of asses and
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atone/rag your avow customers wet at mdruhona Beane Minagetnent snowmen. cruel bannatFY0F maks to market and cereal rots not held byte km
AC03{04 lough theMr* Sweepfragrant caw banes Does not ncideunpnced saudtelasses a the en of the
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stamen data Todd rot be used for tap:poses 49 the, to 115 14 Stamford Brand a a hawey Furd Deposes more nfOrmalOn toot SIC. hcluen9 the SPC Brodur• tanned stock col ens aid sere itabb stock adorn
sorer on yea...tit Ian 0 e . Form 1099. SOB. I WS. at LOS Bak USA are FOC tweed n aerodyne with FO.: byantrum SIC at 202.3718300d by mitng me SIC • Ganes heads debt batman. °deriding mrgn
dal when pepsin pour ta ream Ober no is kneed by rules For ewe ercennon once .,,it www No gas widow a ~we kV loan. credit Me. stet account banes
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h O c • W o e n s l e p * f d t u n t b k b r n u i v t b o h e n n u y d e : e o e n r v n r u m d i s e o a r e c a t o n W n i e o u c n d d n e M s o o e s a i y m n : n w o P d a u c i n r r n t W o o h e f i l i t t o e a g h e p r h d d r a y c o t e l h c t H C s = e m n a i w e c m A d n b e c s a n d t o n n i i ( n n n S e e g P . s a a A a y t r e ) o o e n t r d r e s a e r n o o n u w l c s e e e n u r c i n n n o d s n g , e d a t r s o a i d te I h C o d t T t l h h t e i p h d a n e e p r i i p d r o r D n o e K o u s s e i w i g e e s w m d h $ , r a B t o h i c t a o h n c e r w e s , a o L o b u n f O w e a n a m t h . A t S s r u i t O e n a h T a t W e e h o d e 1 e d 1 n O d 5 s d 0 a r b t e $ g h b $ y n d e A o l t A e r e h t L G i p h G s e t S o o k e N ' F S s C r o c e D i o t a C f a s w b C t y i a b h M r y , m m e e o M e n C r e r k i i a o c a B a e B ' n y s o r n a m r B o w a z c e f e a c h a L a t C h e O d r r h e M d e S ' a S n M b b d n t a y o o 3 I p t t 1 r a h s b p a 6 s o e n o S t . F r o d w e 1 D p 4 i K a t y y r D m C a a c th e a c r i a e a v e s t w u h d i p l d p a e e c r o e l o o e ( p b i n u ; t l r i e h e d l b n i R a e o n e a d n e u o t d d n o x p W e e i p n n r M e o o o f d y s e u a o w a e r n s u n d a C a r e t N O n a l h n n e d P e t y u . d P p o e p n u a r b a o a r y n t g a i i n a t n r c h A l a p c t : e m i d o n h n e u c i a o w O e r n r s s e R s r t T / a h O P M N W e n n ) W n I l s m y b o e " d a e l W d y e r s o d f o o y b k n f t r a s a o n i n n m d t e h t t s h h e e e k N L b S a s th r e n a i o e e u d r e s w p r e r e p e n f g d w a P y o t a s e e r a d w e t n . e o d B p d i p e s n i r l n f i a o t n b r n a n o l a l 1 c c m t d y h h 8 o n o e f o d 5 s r e p o t e e i h B n s p t a r e a o c d r n a s v r d b i k e a e o e d a l t U b u n h m i S t t a e e t a c t l A y a d a o n n ? O u o d c n r , s e s m a n e s e s a o n o a o f n n f P n t d t r b h o t e s a e y t a b a a F x s l m r u e t o a o m ' s t n i a e m n n ie m m m c e s U o e % h a u B n k e T n u t S e h d p s t s e A e r n s r m G e s e o e a u f n e / u t e u o o a t f l
• S s al u t t o s o k e e m !n s m O o i i n s tt n o in t ) e s tA e r I r t S / a J P c o e c n t c t o i u f n o r t g a h s S e a t o l o tu p d r e e a g t I b B ad r S o th k F e e e I u b n n y n c s ia o l f this D p e o p o o p se e s d a b y U S K IC B a M li o U n S e A y a F n u d n d e a s c h h i e U s P S a r A e G p r B o r c a e n a c r h d T b e y e W d C C a ot n a he t lf e n M d vi o v to e le ' t p h u e n a F t h o e m a rn w M y e b I e e a r t s h e a e d m r i v n a e l y t p o ou a * r r a a ti d n a v o l: i i a s n s e t ' d m f p p a a m t k re r e n e t r i o c r e U F O a r n d d o c e c li u t p a te n i s n d f n o n e I r c m w e a t r o n ti a o y w n o n u C on h t M he , F d . o . t . a r l o O b n o t t o s . k ) g o re x e id rr e on a n or d
anegement with the recited matron We intoned See "LDS rower Sway Account Frotecnon" below. or accept an wool daermad by a agasteed Wang Awn AgenTent add the General Tams ad CenditOrn
F t y h o i i n u s n c o e a f n t d h , i S s s r a o e v u b e t b io s e n a d th s n e a o n n o w d r h S t e P e n O e d p r O e a i r n o o d r w e u n r e a b d g a b t t i e r t a d k a e x s v L a a E n n S d t y i o n u O O p A e m n y a o r u b e n v o il o ln n a w ba k ta a ce t s s a he te O of a a * P S u w tn e e e y p F P u r n o d g m ra a m y b o e r l m a e v r o c t y in . a e n m d c ede you account U a S d S D S u t c a b ff o /l u e r n e t s o a f r C e te n cle a P rac f t i i v s r e V s o a , r c a -i b n * fA n v C b4 o r w ni d en
must mate a report of My era or onessbn to both dart h d q e u n id t ic in ed = a a w n l t t h epaced' returned to you et pas o Th c e e n a o n m a m d e n n o W n y e e a n v b e e s tw a e n e d n M f t l e pr a of I a P t r a e re e 5 t p h 2 e C In IC n Is eat Y Yo e u e r a a d w te n n tfil CLOWNS StaritaS aid other assets hen n
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SDNY_GM_00025452
CONFIDENTIAL
EFTA_00 I 36072
EFTA01277305
Important information about your statement (CCiltinued)
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SDNY_GM_00025453
CONFIDENTIAL
EFTA_00136073
EFTA01277306
UBS Financial Services Inc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2015
*NV70057391190115 ri 0
POT & KETTLE.
Account name: POT & KETTLE, LLC
Friendly account name: POTK ETTLE LLC
Account number.
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Ffione: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1800, on December 31 (1) on January 30 (1)
account 029023679
Your assets 0.00 4.77
Visitour website: Your liabilities 0.00 O.00
www.ubscomainancialservices
Value of your account $0.00 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Vzdue of your account
at year end 2014 50.00
Your nvestmmt return
Dividend and
are interest income 34,77
Change in
market yaw 40.00
Value of your account
on Jan 30.2015 14.77
00
De< 2014 Jan 2015
SDNY GM 00025454
Member SIPC ANP700C000573911 9 NP7000109534 C0002 0715 030579743 Y123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 36074
EFTA01277307
SUBS
Business Services Account Account name: POT er i.ETTLE, LLC Your R nand) Advisor.
Friendly account namo:POTK ElTIE LLC SCOTT STACK MANLYLE CASRIEL
January 2015
Account number: 212-821.7C00/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
January 30(5) your account
A Cash and money balances 4.77 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. OBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index January 2015 Year to date
S&P 500 -3.00% -3.00%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
AH1'70503005739120 NP7000189534 C00O2 0115 030579743 Y123679550 03apiyGtkocio25age 2 of 6
CONFIDENTIAL
EFTA_00136075
EFTA01277308
Business Services Account Account name: POT & KETTLE, LLC Your financial Advisor:
UBS F tie nd ly account n - SCOTT STACKMANLYLE CASRIEL
301E Account number. 212-821-7000I800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
January 201519; Year to dale (I) Interest period Dec 5 - Jan 7
Opening account value $0.00 S0.00 Opening UBS Bank USA Business balance Dec 5 55,590.82
Dividend aid interest income 4 77 4.77 Closing UBS Bank USA Business balance Jan 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 34
Average daily balance $16,515.10
Dividend and interest income earned
Interest earned $0. 79
Annual percentage yield earned 005%
For purposes of iNs statement, tatablity of interest and dindend Income has been determined from a US
tag eepciting PentRedne. Based upon the residence of the accovnl holder, inount type, or product type,
some Interest ardor dvidend payrnents mat not be subject to United States (U9 ardo r Puerto Rico (PR) UBS AG Deposit Account APY
Income tam The dent months/ statement 5 not intended to to used and cannot be reaed upon for tae
purposes. Clients should refer to the applictle tar reporting forum they teethe from LSS annualy, such as
the Forms 1099 and the Foyns 493. for lac reporting information it is the practice of UBS to file the Interest period Dec 5 - Jan 7
49 plicatie tar reporting forms with the US interni Revenue Semte and PR Treasury Noma-rent, and in
such forms accurately classify dtictlend5 undo interest as tar mar pt or tavable income. Plea. consult your Opening UBS AG Deposit balance Dec 5 $0.00
indydual tax preparer.
Closing UBS AG Deposit balance Jan 7 $0.00
January 2015 a) Year to date (S)
Number of days in nterest period 34
Prior year adjustment 4.77 4.77
Average daily ba lance $85,622.99
Cash activity summary Interest earned $3.98
Annual percentage yield earned 005%
See Account adMity this monthfor detals Balances in your Sweep Options are Indudedin the opening and
(losing balances value. FOC insurance Applies only to deposits at UBS Bank USA, not t0 deposits at UBS AG,
SlanfOid &anchor bank deposits Prated0)1000 the OBS International Depose Account pe0qam. SIPC Your investment objectives:
protection applies to money market sweep fund ['loadings but rot bank deposits. Seeimportant ingormapon
about you, statement as the last two pages or this document for Cetals.
You have identified the Following investment objectives for this account If you have questions
January 2015 CO Year to date (S) about these objectives, disagree with them, or wish to change them, please contact your
Opening balances S0.00 S0.00 Fnancial Advisor or Branch Manager. YOuGan find a full description of the alternative
investment objectives in Important information about your statement at the end of this
Additions
document
Dividend arid interest income 4.77 4.77
Your return objective:
Total additions $4.77 $4.77 Current income &capital appreciation
Your risk profile:
Net cash flow S4.77 S4.77 Primary • Moderate
Investment eligibility consideration - None Selected
Closing balances $4.77 $4.77
SDNY GM 00025456
ANP7C003005739121 NP7003189S34 00032 OIlS 030579743 Y123679$50001000 Pogo 3 of 6
CONFIDENTIAL
EFTA_00136076
EFTA01277309
4tUBS Business Services Account Account name: Your 15 nodal Advisor.
Friendly account name: P SCOTT STACK MANLYLE CASRIEL
January 2015
Account number: 212.821.70001800308.3140
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP70003005739122 NP7000189534 00002 0l IS 030579743 VI 23679550 oompicom_00025age 4 of 6
CONFIDENTIAL
EFTA_00136077
EFTA01277310
Business Services Account Account name: POT & KETTLE, LLC Your /1s andal Advisor:
*UBS
Friendly account name: P LULE LC SCOTT STACKMANLYLE CASNEL
January 2.1_ Account number. 212-821-70001800-308-3140
Your assets
Sane ()noes, incorne and current vanes shofar may be EpprOuirnale. M a foul. cans and lOsses may 001
be accurately refleciesi. Set Aporum infosemefron about your statement a the end of the CticurneM tot
more inform's on.
Cash
Cash and money balances
Casts am money balances may incite* avaladle cash balances, UBS Bant USA &prat account balances,
UBS AG Stanford Branch ',boot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC valhn applicable limits, but are nod
protected by S/PC u8S AG Stanford Branch deposit account balances an not insured ty FDIC and are not
protected by SiFC Money market sweep balances are protected by SEC but are not insured by the FCC.
See the important information about MO statement at the end of this doctrnent for details about I lose
Sancti.
Oberlin bdance Cloung talence en re per :bare Average Deadened Interest Gays in
Hddng on ran I (S) on Ian 30 (I) on /an 30ft) rate period period Cepmount (I)
U3S BANK USA BVS ACCT 0.00 4.77 250.000.00
Your total assets
hercenra?? c Con EStmated Wearied
value on tan 30 (S) your account basis (S) annual income (5) can or loss (5)
Cash Cash and money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
Account activity this month
For more infonnation about the pikevalue shown for restricted securities, see Important information about
your statement at the end of this claCtrritnI
Your Quantity/ Can Ca.h and
Date Actiuty Description expense code Face value Price/Value (di amount (S) money balance (5)
Dec 31 Cash and money balance $0.00
lan 2 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/14 79
Jan 2 interest OBS AG DEPOSIT ACCOUNT AS 01 12/31/14 3.98 4.77
len 30 Closing cash and money balance $4.77
SONY GM 00025458
ANP7C003005739173 NV7003199534 00032 OHS 030579743 Y173679550000000 Pegs S of 6
CONFIDENTIAL
EFTA_00136078
EFTA01277311
SUBS
Business Services Account Account name: POT & KETTLE, I.LC Your Amend.' Advisor:
Friendly account n • SCOTT STACK MA/ILYLE CASRIEL
), 1- Account number. 212421.7000/800-308.3140
Account activity this month
(contrived
Oate Activity Descronon Amount ($)
Money balance activities Dec 31 Balance forward $0.00
Jan 5 Deposit U85 BANK USA BUSINESS ACCOUNT 4.77
San 30 Closing UBS Bank USA easiness Account $637
Tne UBS Bank USA Business Account Is your pommy sweep option
ANP70003005739124 NP70:01139534 00002 0115 030579743 YI 23679550 0001NyGesu0 002541tigge 6 of 6
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00136079
EFTA01277312
Important information about your statement
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SDNY_GM_00025460
CONFIDENTIAL
EFTA 00136080
EFTA01277313
Important information about your statement (continued)
infoidalscanty non The tan:nondata fee hirearal - lhid paw estimated vibes may be reflected as 'Not amber of ascents at to trotendear hanksmutual Aroma at regitrad fence mats of UBS Frtarcial Services
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and ask sysplerd to ItS imalpal Somas maniple finds toots thetaswe aknx our aria, recen vsmmM proide access to bat ng senceS and pada,'
base by an ramsonckni *nation Inn revenue Marna pionientS Wan ddebutOrS ardor though anawensints with atfilatel butt aof °thee Met
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any. are Stepted to tin-Formby the issuer, central avant areband as two damned antionnts rd prottiCtS tatted by unit doted thrd tarty Moans
partner or swim and may beCala-kW based on the amours 01 saksby uBS ot a partcuLt mutual knd commie through Morale! aynCy lasbnar es of utS
different nervation from that used by thfd panes to lawny to osr amts. end Id the me vat of a Frinial Services he
dome thee estimated yam pamular mama lad family% storm MAI a the Inn
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and the dace of the nifonnacon Ohm Is the base for the agent sakes tut we monde to rhomasa funds
mann by aedaang your Anrcial Anna Time fets ganef" re pad lbw imesor awn n the reset Resonate Ortiwooni &fault %We% Servos
mutual paid ad ore atod doll? ankri basis on the Axcunt BSA. dna and ntemabatai Resource lAragaren
SDNY_GM_00025461
CONFIDENTIAL
EFfik_00I36081
EFTA01277314
SUBS UBS Financial Stokes Inc Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2015
ANP700581504I 0215 V1 0
U
POT & KETTLE,
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement Value of your account
Call your Financial Advisor or the
ResourceLine at 800-762-1C00, on January 30 (1) on February 27(S)
account 023023679
Your assets 477 4.77
1dsit our svebsite: Your liabilities 0.00 O.00
svvw.ubscomilinancialsewices
Value of your account $4.77 $4.77
Sources of your eon wit growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 30.00
Your nwstment return
['Wend and
4.8 4.8 interest income 34.77
Change in
market value 10.00
Value of your amount
on Fab 27. 2015 $4.77
00
Dec 2014 Ian 20:5 Feb 2015
SDNY GM 00025462
Momber SIPC ANP70004005615p41 Ne70o0206t99 00002 021S 030579743 V123679550000000 Pap 1 of 6
CONFIDENTIAL
EFTA_00136082
EFTA01277315
UBS Business Services Account Account name: POT Sr r.ETTLE, LLC. Your Nnandal Advisor
Friendly account name SCOTT STACK MANLYLE CASRIEL
February 2015 Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27 a) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index February 2015 Year to date
58,P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
AMP 7C0(1.%)0581 5042 NP7003206I 99 03002 0215030579743 Y12.3679550030iWGhtoonsage 2 of 6
CONFIDENTIAL
EFTA_00136083
EFTA01277316
Business Services Account Account name: POT & KETTLE, 1.1.0 Your /I nandal Advisor:
*UBS Friendly account narne:POTKETTLE LLC SCOTT STACKMAN/LYLE CASNEL
Account number. 212-821-7000'800.308-3140
Change in the value of your account UBS Bank USA Business Account APY
February 2015111 Year to date (S) Interest period Ian 8 - Feb 5
Opening account value $4.77 $0.00 Opening UB5 Bank USA Business balance Ian 8 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Feb 5 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 000%
For puiposes of this statement, tactility of inkiest and ckndend income has been determined f rem a US
tag reporting perspective. Based upon the residence or the account holder, =count type, or product *we,
some Interest ancior dvidend payrnents mat not be subject to United Stan (US) arch Puerto Rico (PR)
Your investment objectives:
Income tares The (tent month)/ staterneM is not Intended to be used and coma be reeled upon for tar
purposes. Clients should refer to the applicade tar reporting forms they recent Iran IRS annualy. such as
t e h c e o l F c O a t d rn e S t 1 a 0 r 9 r 3 e p a o n r d ti n t g h e fo F rm or s m w s i 4 th 8 0 th , e f a U S la i c n te r r e n p a o l rt R in e g v e i n n u f e o rm Se a n ti a o t n e a it i d is P t R h e T i p t r a a s c u t r i y ce O o t f v a U n B m S e t n o t . fi a le n d th in e You have identified the following investment objectives for this account If you have questions
such forms acculatery dasafy dinOencl =mice interest as tau nerria or to 'are. Plea. consult your about these objectives, disagree with them, or wish to <hange them, please contact your
inderdual tax preparer. Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectNes in Important information about your statement at the end of this
felscuary 2015 01 Year to date (1)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income Sr capital appreciation
Cash activity summary Your risk profile:
Primary - Moderate
Investment elig bitty censdnateon • None Selected
See Account achinfy this month foi decals Baances In your Sweep Options are Indudedin the opening and
closing balances value. FDIC insurance ap(ries only to deposits at U8S Bank USA, nOl to deposits at UBS AG.
Stanford Winch ci bank deposits prated through the UBSIntememond Depose Account proqam. SIPC
Your account instructions
potection,applin to money mance sweep fund holdings but not barn deposits. See important Mtormaaon
about your statement on the Ica two pages of this document for cetels
February 2015 (3) Year to date U) • Your account cost basis default closing method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend and interest income 0 CO 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025464
Ae/P7C00.305815013 NV7003705199 00d02 MIS 030579743 Yt 23679SS0000000 Page 3 of 6
CONFIDENTIAL
EFTA_00136084
EFTA01277317
$UBS
Your notes
,..............6.0,0..,..”9,. v,....,66,,,,,, • a 6
CONFIDENTIAL
EFT,00B6083
EFTA01277318
Business Services Account Account nanne: POT & KETTLE, RC Your financial Advisor:
*UBS Friendly account name: POTK ETTLE LLC SCOTT STACK MAN/LYLE CASSIEL
February
Account number. 212-821-70001800-308-3140
Your assets
Some OnCes, income and current vdues Shown may be approximate. ASS *Sul. Cairn arid1055es may not
be accurately refkcled. Ste Amnon intosettaatin about your statement a the end of this cecumeM fOr
more infornAon.
Cash
Cash and money balances
Cash and money balances may whale avalgole cash balances, UBS Bant USA &pont account balances,
UBS AG Stardord Branch Cepoet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are not
potected by StPC °BS AG Stanford Branc Adeposit sec oum balances aie not Sawed by FDIC and se not
protected by SIPC Money market sweep balances are protected by StPC but ale not insured by the FDIC.
See the rmportant information about your statement at the end of this doctrnent for details about those
Saxes.
Openng biome Closing bane Pnce per that Average bandana Interest Ogsm
Hddng on Feb I a) on Feb27 (1) on Feb 27(3) (30 period period c.tp mount (S)
UBS BANK USA BUS ACCT 477 4.77 250.000.00
Your total assets
KescenTa?? of Con EStanele0 Urre8laKI
value on Feb 27(S) your aCCOunl bats (5) annual inceme (5) gan or 1%5(5)
Cab Cult and moon balsams 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025466
AriP7030400581504SNr70037C6:99 000O2 02'5 030579743 Y173679$50000000 ►ega S of 6
CONFIDENTIAL
EFTA_00136086
EFTA01277319
*UBS
Your notes
ANP7000.058,56,6 M.701,0205,99 MOM 030579743 Y1236,935000MpiyGhtm2,40)* 6 01 6
End 01 statement for account number 1'1 23679 S5
CONFIDENTIAL
EFTA_00136087
EFTA01277320
Important information about your statement
"BS Ftaancial Scream Inc (me rim or Un Firwrocial Spices/ The kin or Cad War soil reeraigat.y0tr<011ptint ad hale on thelocks and mart of to oplabki Mr or eisearom — sou may deck. harehalrg by ding your
IS anteater al pad; security. Camarty and mums will carted any error promptly enter agent). Formal Adel.),
argot UBSF /marl Savor and UMBanI.USk ay
idiom tiikalirits of UPS AG and Ofitiares of urn Stettin Pleas make al Meths payakto to the Armor the f • Certan ourromni commo or norm% masses (09. Friendly dant name
TLC IMF nits Malcial soca it wattle won regret Miaow tylcaed m to front of this eminent h ors finned pnwshos ad prvaeplawents) tat ate nor Te*Frierek ammo name ref kat Mariam that too
The letts expaime a Ices at a to regukt =Oust fem. ariatb no, be object to mgislired max the *limes act of 1933. and encores on the Hrns online saes webste It 6a
ammo lea Marge:Ice re raiment for seams cretinism/le *noisome' chow' by you to aix Sou etch
U3S Foaled Stwws Pc purchases and chrm for umad ant' n czki axesots • Co rates minas To 9. forge maim and your reacittopin n ny no b9r effect on your arum
1200 Hater litculwaY Accounts ma retool/mid to other nsautons may be prakus metal moat &LIN foxes commas and l'Cu on tame ens Freindait exam names. though Onlne
Weaken N107086 :Jac to a bawler fee cemfroMY WW1 antraOs Sanas or Mccotacun; thse Forcer Mesa.
This apemen reprewns me coly °tidal reaed of per UPS UN Sweep Optfint The OK protection rid the MohNrairral prune:ten do not Mowarireiow
Ethanol Serwas account Other worts. except atoll tot UBS Often °plan for Sweepw9ach bistros basces to may to these assetsthen if they otemse ropey rear • vabe of pot dawntpxteco/ has f asses and
docueiems. co maimg conlicen3 data souk not be reed balk deposits at Mark USA arid utS AG Stanford tab sumnens The WC rioters', and the sprbmen tisanes
upco If you below two 6 an ace 0•16 001. plea. (Bark Sworn Pothook M." nUrket intent bid' Nom protection do not pruned again don-des n the make • ASzeb sncbdn *Mich cat baltrces wars lot
mow n surnaliately ri wring to theBralch Mawr of the FRAMs) arid the thy/national Decost Accotnt C0Alfor Yalu a yor t nents (neethee as a resat cif motet resented wicurby(tn) rid Global Wm Deposits unrealized
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CONFIDENTIAL
EFTA 00136088
EFTA01277321
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SDNY_GM_00025469
CONFIDENTIAL
EFTA_00 1 36089
EFTA01277322
1.1B5 Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Root
New York NY 10171.0002 March 2015
ANP70065812190315 XI Y1 0
POT & KETTLE, LLC
Account name: POT & KETTLE, LLC
Friendly account name: POWETTLE U.0
Account number:
Your Financial Advisor:
SCOTT STACK MAMLYLE CASNEL
Phone: 212-821-7000/800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at 800-762-1C00, on February 27 (5) on March 31(1)
account 029023679
Your assets 4.77 4.77
tesit our website: Your liabilities 0.00 0.00
www.ubs.cornifinancialservices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your nvestment return
Divdendard
4.8 4• .8 interest income 54.77
Chance in
market value 5O00
Value of your scoots*
on Mar 31. 2015 $4.77
00
r
Dec 2014 Feb2015 Mar 2015
SDNY GM 00025470
Member SIPC ANP7O30508658121 9 NP7000304169 CO202 01115 030570743 Y123679550100080 Pegs 1 of 6
CONFIDENTIAL
EFTA_00 I 36090
EFTA01277323
4CaUBS Business Services Account Account name: Your n sandal Advisor
Friendly account name. ," "• SCOTT STACK MANLYLE CASRIEL
March 2015 Account number: 212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (I) your account
• Cash and money balances may include
A Cash and money balances 4.77 100.00% Your current asset allocation
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index March 2015 Year to date
S&P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC - Europe, Australia & Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
m41,70005006581220 NP70C0304I69 COM 0315 030575743 " 23619550106EIBIYGM000254/019e 2 of 6
CONFIDENTIAL
EFTA 00136091
EFTA01277324
SUBS Business Services Account Account name: POT & KETTLE, LLC Your tleandd Advisor:
Friendly account name:POTKETTLE LLC SCOTT STACKMANLYLE CASRIEL
March 2015 Account number. 212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
March 2015 (Si Year to date (I) Interest period Feb 6 - Mar 5
Opening account value $4.77 $0.00 Opening UB5 Bank USA Business balance Feb 6 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Mar 5 $4.77
dosing account value $4.77 $4.77 Number of days in interest period 28
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0.00
Annual percentaoe yield earned Q00%
For purposes of INs statement, tenabity of inkiest and doidend Income has been determined lion a US
tin rep:cling penpedne. Based upon the residence of the account holder, account type, or product type,
some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Pico (PR) Your investment objectives:
income tares The dent monthy statement 6 not intended to be used and carrot be nosed upon for tar
purposes. Clients should refer to the applict4e tax reporting forms they went fran te3S annualy, such as
the forms 1099 and the Forms 480, for la( reporting information It is the practice of 085 to file the
4:Klicatle la reporting forms s th the US inteml Revenue Sernat and PR Tieasury Department. and in You have identified the following investment objectives for this account If you have questions
such forms accurately classify deniends ands interest a tau ciarrot or taut* income. Plea. consult lair about these objectives, disagree with them, or wish to change them, please contact your
included' tar Orel:later. Foancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectnes in Important information about )ovi statement at the end of this
Match 2015 (Si Year to date (I)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profikt:
Primary Moderate
Investment eliglbeity consideration • None selected
See Account actsnYy this month lot detals Barrios In your Sweep Options are Includedln the opening and
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to (*Malts at UBS AG.
Stanford &arch or bank deposits placed throng, the 085 International Depose Account pro:yam SIPC
Your account instructions
protection applies to money market sweep fund hodings but rot barn (*posits. See imporwar inabonabon
about your statement on the tat two pages cr this document for cetah
March 2015 CP Year to date (S) • Your account cost basis default closing method is AFO, First In, First Out
Opening balances $4.77 $0.00
Additions
Dividend arid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0,00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025472
mO7OOO5OO6581721 NPTOCO3O4169 00032 O31S 030579743 111 23679S5O1OOOOO Pegs 3 of 6
CONFIDENTIAL
EFTA_00136092
EFTA01277325
*UBS
Your notes
.0,03....,......6.0...6..6,9,,,,,..m.0,66,,,,, • a 6
CONFIDENTIAL
EFT,00B6093
EFTA01277326
Business Services Account Account name: POT & KETTLE, 1.1C Your Financial Advisor:
*DUBS
Friendly account name: P0TK ETTLE LLC SCOTT STACK MANLYLE CASNEI.
March 2015 Account number. 212-821-70001800-308-3140
Your assets
Some prices, income and current vaues shear' may be approxinvo. as a its be. 9a as andlams may not
tie accurately reflected. Set Aportant inlosenabOn about your statement a the end [dins dxLmem for
more infornmon.
Cash
Cash and money balances
Cash and morey balances may include. avalaole cash balances, UBS Bant USA deposit account balances,
UBS AG StanSord Branch deposit account balances and money market mutual fund sweep tanees
UBS Bank USA deposit account balances are insured by the FDC vat to n applic elok limits, but are not
protected by StPC MS AG Stanford Brant h deposit account balances an not insured by FDIC and are not
protected by StiC Money market sweep balances are protected by PPC bin ale not inSurOd by the FDIC.
See the Important information about your statement at the end of this document for del ails about thou.
Sancti.
Opertng Wane. Cloyng tulaxe Pnce per share Average Dnidend IMMO Pap in
Hddng on Mar 1 (S) on Mar 31 (S) on Mar 31 (1) rato period period CApanOunl
1.85 BANK USA BUS ACCT 4.77 4.77 250.003.00
Your total assets
Ferceura?? of Cost Bbrnated UnfeffiZed
Value on Mar 31 (S) your account taus (1) annual intern, (5) gato 011055 (5)
Cash Cash and money balsams 4.77 100.00% 4.77
Total 54.77 100.00% $4.77
SDNY GM 00025474
ANP7COOS006581223NP700330416900C07 COIS 030579743 Y123679550100003 ►age S of 6
CONFIDENTIAL
EFTA 00136094
EFTA01277327
*UBS
Your notes
ANP703/X0015912 29 N1'2003304169 00002 0315 030579743 Y123629550 10%ftyGht0002541pgje 6 of 6
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA_00 I36095
EFTA01277328
Important information about your statement
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inures 34 myna keep pace will 04 loon
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SDNY_GM_00025476
CONFIDENTIAL
EFTA 00136096
EFTA01277329
information about your statement (confined)
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SDNY_GM_00025477
CONFIDENTIAL
EFTA 00136097
EFTA01277330
U8S Financial Services Inc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2015
ANP70057790270415 Y1 0
Account name POT & KETTLE, LLC
Friendly account • E LIC
Account numbe
Your Numb:lel Advisor.
SCOTT STACK MANLYLE CASRIEL
None: 212-821-7000/800-308-3140
Questions about your statemeal Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00, on March 31 (1) on April 30 (1)
account 029323679
Your assets 4 77 4.77
Visit our website: Your liabilities aoo 0.00
www.ubs.corntlinancialservices
Value of your account $4.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 10.00
Your nvestment return
Dividend anti
.1 8 48 interest income 54.77
Chive in
market value 50.00
Value of your account
on Apr 30, 2015 54.77
00
r
Dec 2014 Ms 2015 Apr 2015
SDNY GM 00025478
M•mber SIPC ANP7000005779027 NP7000191601 00002 0415 030579743 9123679550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 136098
EFTA01277331
SUBS
Business Services Account Account name: E7LE, -LC Your Ii Randal Advisor.
Friendly account name. ' SCOTT STACK MANL YLE CASRIEL
April 201E. Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 a) your account
A Cash and money balances 4.77 100.00% Your current asset allocation • Cash and motif.), balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.C0 0.00% account balances. VBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Important
informal sn about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 54.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC I - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
ANP70003005779028NP7003191601 00C02 0415 030579743 Y12367955003apteGm000254111,0 2 of 6
CONFIDENTIAL
EFTA_00136099
EFTA01277332
SUBS
Business Services Account Account name: POT & KETTLE, LK Your Financial Advisor:
F tie nd ly a ccou nt n TE TT SCOTT STACK MANLYLE CASRIEL
I2C1r- Account number. 212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
April 2015 (1) Year to date (I) Interest period Mar 6 - Apr 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Mar 6 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Apr 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 33
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 000%
Fe. purposes of His statement, taxability of Inkiest and dniclen0 income has been determined from a US
in rep:cling perspective. Based upon the residence of the an cowl holder, account two, or product two,
some Interest ardor dvidend payments meg not be subject to United States (UA ardor Puerto Rico (PR) Your investment objectives:
income tares. The clent monthly statement is not intended to be used and camol be tried upon fce tat
praxes. Clients should refer to the applicable tat reporting forms they receive Iran UBS amualy, such as
the Forms 1099 and the Fans 483, fce tat reporting information_ n is the practice of UISS to file the
You have identified the following investment objectives for this account if you have questions
applicable lac repelling fOrrnS with the US Mterni Revenik ServiCe and PR Treasury Department and in
such farm accurately Pally derdends ardor Interest as tar exerrpt or !arable income. Please consult your about these objectives, disagree with them, or wish to change them, please contact your
Indslclual tat prepare,. Financial Advisor or Branch Manager. Youcan find a fun description of the alternative
investment objectives in Important information about your statement at the end of this
April 2015 (1) Year to date CP
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary - Moderate
investment debit/ consideration - None selected
See Account nctUity this mouth for details mance: in your Sweep Options are Includedln the opening and
closing balances lake. FDIC insurance appies only to deposits at UBS Bank USA, rot todepoets at ups A6
SlaTa0K1 &arch or bank deposits piatedthrougs the UBS inlematOnd Deposit Account rtOgarn. SIPC
Your account instructions
protection applies to money market sweep fund hddings but not bank &posits. SteI rOpOltirA lot001000A
4410ot your statement on the at two pages of this document for details.
April 2015 (2) Year to date ft) • Your account cost basis default closing method is FIFO, First In, Ara Out
Opening balances $4.77 $0.00
Additions
Dividend aid interest income aoo 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025480
AMP7C003005779079 N97003191601 00002 0415 030579743 vt 23679%0000000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00136100
EFTA01277333
*UBS
Yournotes
CONFIDENTIAL
EFT,00136101
EFTA01277334
Business Services Account Account name: POT & kETTLE, Your Pinand/I Advisor:
*UBS friendly account nartin TA TT SCOTT STACKMANILYIE CASRlEL
April 201r_ Account number. 212-821-70001800-30&3140
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be eccufalely refleciel. see knporum in/wine:on about your uatemert a We endos ths etc amera fot
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Cash and money balances
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protected by SAC u85 AG Stanford Branchdeposit account balances .e not tuned ty FDIC and se not
protected by SIFC Miley craws sweep batances are protected by SAC but are not innured by the FDIC.
See the important information about your statement at the end of this document for detain about those
balances.
Doering bdance Cloung tulaxe en et Pef thare Awiage Dtridencl Interest Days
Hddng on Apr 1 (1) on Apt 30 (1) on Apr 30 (I) rate period period Cepan:will (I)
U65 SANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentao of Con ESbmcited ~Stied
Yeue on Ape 30 (5) your arCCOunl basa (1) annual inccfre (f) pan or losS (S)
Cash Cash and money balances 4.77 100.00% 4.77
Total 54.77 100.00% 54.77
SDNY GM 00025482
ANP70003005779031 NP700319I601 00032 041S 030579743 Y1236795500003C0 Page 5 of 6
CONFIDENTIAL
EFTA_00136102
EFTA01277335
*DUBS
Your notes
ANP70000005779032 NP7000191601 00002 0415 030579743 vl 23679550 009fejliy_G M 000254 6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL
EFTA_00136103
EFTA01277336
Important information about your statement
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rod ae imphird lo UBS lanai Mom °nervyLir finds to our clientswe aids our *Are re0Nee Muth pored' access to bong sewn arslprcdnts
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my. ate stapled to thermby the ont, general moans are based an two ditharent arrporents prodects imed by unaffiliated tied party imranCe
pawn a iprmor and may be Mastered based en it* moan of saksby 165 of a paitcuLa mutual hand compaim through emistce agency subslaa es of utS
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and the dace of the hfonnaon that Is Ow bat for the amino sakes mat we poobidt to rho nrual funds
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SDNY_GM_00025485
CONFIDENTIAL
EFTA_001 3610 5
EFTA01277338
UBS Financial Services tic Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2015
ANP7005676263 051 5 Y1 0
POT & KETTLE, LL(
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your Anancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resovrcetine at 800-762-1C00, on April 30 ID on May 29(S)
account 029023679
Your aSSelS 4 77 4.77
VIsItour websIte: Your liabilities O.OO O.00
www.ubstomlfinancialservices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S at year end 2014 1000
Your elvestment
Diwlend and
t.8 48 interest income 54,77
• 0 Change in
market value 5O.00
Value of your account
on May 29, 2015 14.77
00
r
Dec 2014 Art 20I 5 May 2015
SDNY GM 00025486
Member SIPC NP7000.1005676263 NP7000191655 00002 C515 030579743 VI 23679550 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00136106
EFTA01277339
SUBS
Business Services Account Account name: P F -TLC Your K Randal Advisor-
Friendly account name:ly:' I LC SCOTT STACK MANL YLE CASRIEL
May 201 E Account number: 212.82I•7000/ 800-308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
May 29181 your XCOUnt
, Cash and money balances may include
A Cash and away balances 4,77 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances• VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index May 2015 Year to date
S&P 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 8.93%
Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
ANP70003005676264 NP700319I 655 00032 030579743 Y123679550 COapiy_Gm_000254frige 2 of 6
CONFIDENTIAL
EFTA_00136107
EFTA01277340
Business Services Account Account name: POT & KETTLE, LLC Your ft medal Advisor:
UBS Friendly account narner SCOTT STACKMANSLYLE CASRIEL
May 2015 Account number. 212-821-7000'800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
May2015 (S) Year to date IS) Interest period Apr 8 - May 6
Opening account value 14.77 $0.00 Opening UBS Bank USA Business balance Aix 8 $4. 77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance May 6 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 0.00%
For purposes of INs statement, to tabity of interest and ckadend income has been determined Item a US
tar rep:ding per-wine. Based upon the residence of the account holder, =count type, or product type,
some iraerest ancror dvidend payrnents may not be subject to United States (US) ander Puerto Rico (PR) Your investment objectives:
Income tares The dent month) etaternem is rot Intended to to used and radio: be reseal upon for tar
purposes. Clients should refe, to the applicide tar reporting forms they receive from IRS annualy, such as
the Forms 1099 and the Forms 480, for tart reporting information it is the practice of UBS to file the
You have identified the following investment objectives for this account If you have questions
43plicaUe la reporting forms with the US internal Revenue Sery(t aid PR Treasury Depanrrent. and in
such fount accurately classify dimends ad a interest as tar eierrpt or to able income. Plea. consult your about these objectives, disagree with them, or wish to change them, please contact your
incl./dual tar PreCialet Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
may zo CS I Year to date (S)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary Moderate
Investment eligibeity consideration None selected
See Account eamty the month for detSlt Seances In your Sweep Options are Indudedln Me evening and
closing balances value. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AO.
Stanrold Damn or bank deposits placed through the OBS International Depose Account pvciqam. SIPC
Your account instructions
protection applies to money market sweep fund headings but rot bare eeposits. See important inSormahon
about your systemerit On the Ito two pages of this document for details.
May 2015 (1) Year to date (S) • Your acooun. method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend arid interest income 0 00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SONY GM 00025488
m*70003005676265 NV7003191655 000O2 OSIS 0305797437123679%0003000 Peg* 3 of 6
CONFIDENTIAL
EFTA_001361D8
EFTA01277341
*UBS
Yournotes
CONFIDENTIAL
EFT,00135109
EFTA01277342
SUBS
Business Services Account Account name: POT & KETTLE, LLC Your Pleandal Advisor
Friendly account name: P0TK ETTLE LLC SCOTT STACKMANLYLE CASRIEL
May
2015 Account number. 212-821-70001800-308-3140
Your assets
Some potes, income and (orient vaueS Shona may be eppfOxitnrSe. AS a teak gal ns did losses ma/ mil
be Eccutalely reflected. Set rmporwa inlosnebon about your statement a the end of ths clacutneM fOt
mote infornalon.
Cash
Cash and money balances
Cash and matey barites may Ind ale avalaile cash balances, UBS Bank USA depolt account balances,
UBS AG Stanford Branch &pout account balances and money matret mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n relicEde limits, but are not
protected by Satf UBS AG Stanford Branchdeposit account balances are not insured by FDIC aid re not
protected by WC Miley matket sweepbalances are protected by StPC but are rit insured by the FDC.
See the important information about your statement at the endof this document for detaik about those
balances.
Openng [dance Closing Mine fore per :here Axia3e Dividend:Merest Ø in
Hddng en Ms/ 1 (S) on May 29 (S) on May 20 (f) rate period period Cep anounl (I)
1,85 BANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentage Con ESlinWed Unrealized
Value on May 29 (S) your account tasts (5) annual Inc~ (f) dan Or KM (5)
Cash Cash end money balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025490
CONFID A E NP7C0 N 030056 T 76267 I NAP7000L19165 5 00(102 0515 030579743 Y12367955000C00D Page S of 6
EFTA_00136110
EFTA01277343
*UBS
Your notes
ANP70003005.676268 NP7000191655 00002 MI5 030579743 YI236795506(6I6IMY_GM_000254Nge 6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL
EFTA_001361 I I
EFTA01277344
Important information about your statement
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is a reenter of al procksal sewn,. caYrnotity aid sums wall cortecl any error praeptly trate agent). Frond' Atter
echarges MP tweet *Yee' and MBank USA at
Seat 9ubtalizies of MS AG and arise of LIPS Sitosta Pleamnake al asks pawn,* the Pinot the fawn' • faun remosni coma" or non% ntewits (99. Friona, KOWA An
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lht hen'S exec./wakesaua to regtda excel, fees. Joan may be abort to registered saw the *vial Act 011933. and erste] on the rem's Ws sass we're It ea
mamas Ma dirges Ice tae parent fo sante: customizable •norumo• Olean by you a au you wth
035 Risser Savers he ourchan and Orr fa u-pad nuns n cr,k, =ants • Cormsrnes anus to 9 . forcers 99thanj* nd your recoil eciain n hr no logr effect as sour recount
1200 Hate Dakesd Accounts mat traldern?6 10 elks nstartons :nay be prethas rata contact mclAng fusses commas and Yfti on mange you* droner scan now thresh One*
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This =tonere represents ihe o, Octet resod of )our UPS UN Swoop Optim The SF< arnectim aid to peplerreints prowton do not Acomintesteiew
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doormats. co nueng ccolkong data should not be teed bank &pouts at uBS Sat LISA all UtS AG Stardom Wet amenents The WC prows" ad the uppetmt liatelites
upon If you Maw dare is n ever a 0916001. pare (Rao Swap hosrant away market mutual lust Vont" protects' do not robed flans* dun?, n the maim • Aagee InCtitki 'rattle cell Mayes wins la
ntoct n rynteliately n wring to thee catch Ma-epir of the Pals) arid the tharretreal Depose Accost (041for earn of yrs Segments (Seta as a rename mate corned acuity Oct) ed Global Pere Deposits unearned
al ice sang you amount d A u w st a m y e . n l w lu it c h v a 9 s h 1 m h a t n B s a io t n S a w l e t e e p s Y ta r0 e 1 1 M an a a u < g A a A n e b n e t ti mes rnarnint suet teartatS44 liblreeTA) D m o a e rk s s n t o o t m m a c r b k d e e t u a n n o d n c c e e r d ta s m a u as r s n e e t l s a n s o s t e e he s l a d t b d y e th e e i F ne in , the
Alaataagh al f919s ham are intended b be a<0.010. are Swept so 105 Bat USA up to n estabisteed Win and More Moreton s rate le Leon resat You may obtan per andmeat sirens prod" a Para nalemente
Slaienint data Todd rot be used for tar puposes Fteb then to LOS AG Stamford Bran, a a Mthey Fund Deposes sae ilfornsin tar SIC. hdedri9 the 5PC Bred's* urresed sloth colter and malt* le stoth option
sok* on re rend tar Ian be.. Forth 1099. 5498. I 041S. at LOS Bath USA are 'DK inured n accordance with flje. by canary SPC at 202-37M3300 et by asitmg the SP( • bakers rendes rear bateau. °Aswan) mar
etc) then pepsin *or tth worn Sher et isagora by ma For we Samson plane nut wow eltc gav •rttorle at rmw SVC All bas. Gen tit sheet account bates
la To record to the RS al teak di deeds, mortal. non Deposits a UPS AG Jared Bunch a-id Tams or Ness • Cah/rnonty balances Toes of snirresied award:dee/3i
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SDNY_GM_00025493
CONFIDENTIAL
EFTA 00136113
EFTA01277346
UISS Financial Services Inc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2015
4NP70055709270615 X1735611 0
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE L LC
Account number.
Your Nnancial Advisor.
SC017 STACK MANILYLE CASRIEL
Stone: 212-821-70001800-308-3140
Questions about your statemest? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000. on May 29 (1) On lune 30 (3)
account 029323679
Your assets 4.77 4.77
Visit our webslte: Your liabilities 0.00 0.00
vmw.ubstomainancialservices
Value of your account 14.77 $4.77
Sour on of your was wit growth
Tracking the value of your account during 7015
Value of your account
at year end 2014 1O00
Your mestment return
Dividend and
4.8 4.8 interest income 34.77
Chan* in
market value 30.00
Value of your acoxint
on Aro 30, 2015 $4.77
00
ar
DK 2014 May 7015 Jun 2015
SDNY GM 00025494
Member SIPC ANP70005005570927 NP70C0304339 C0002 0615 030579743 V123679550111011 Page 1 of 6
CONFIDENTIAL
EFTA_001361 14
EFTA01277347
SUBS
Business Services Account Account name: —RE, -LC Your nnandal Advisor
Friendly account name- I LC SCOTT STACK MANLYLE CASRIEL
June 20117: Account number: 212.821.70001800.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
tune 30 a) your account
• Cash and money balances may include
A Cash and rrxmey balances 4.77 10000% Your current asset allocation
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index rune 2015 Year to date
513iP 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10%
Interest rates on June 30, 2015
3-month Treasury bills. 0 02%
One-month LIBOR: 0.19%
Atkir 70305006570928 NP7000304339 00032 06'5 030575743 Y123619550 t 1 goNy_Gm_000254§soe 2 of 6
CONFIDENTIAL
EFTA_001361 15
EFTA01277348
SUBS Business Services Account Account name: POT & KETTLE, LLC Your linandel advisor:
Friendly account name: POTK ETTLE LLC SCOTT STACK MANL YLE CASRla
Account number. 212-821-7C00/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
lose 2015 (3) Year to date (I) Interest period May 7 - kin 4
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance May 7 $4.77
Dividend aid interest income 0.00 4.77 Closing UBS Bank USA Business balance Jun 4 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0.00
Annual cercentaae yield earned 000%
Fa purposes of tbs statement, tarabilty of Interest and cbidend Income has been determined from a US
tar reporting perspective. Boyd upon the residence of the account hoick,. account type, or on:duet type,
sane Interest ardor dvidend payments may not be subject to Untied States (UA ardor Puerto Rico (PR) Your investment objectives:
Income tares, The dent rnonthey staemeM K not Intended to be used and carmoi tie tried upon for tar
minxes. Clients should refer to the applicabletar reporting forms they receive Iran UBSannualy, such as
the Forms 1099 and the Fans 480, fce tar rep:whop infortnation It is the practice of UBS to Ale the
applicable tar repotting forms with the US sterns Revenue Semite and PR Treasury Department and in You have identified the following investment objectives for this account if you have questions
such form accurately amity dvidencts ardor Interest astir evertist or !arable income. Pleat consult your about these objectives, disagree with them, or wish to change them, please contact your
indisdual tax prepare,. Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your sratementat the end of this
lure 2015(S) Year to date II)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary - Moderate
See ACCOUnt arUnlytht monrhfor detils seances In your 9neepOptions are Indudedin the openirg and Investment eligibility consideration None selected
closing balances value. FDIC insurance vents only to deposes a UBS Bank USA, nal ICIdepots at UBS AG,
Stanloxl &arch or bank deposits placed t hrouch the UBS International Depose Account program. SIPC
Your account instructions
potectlon applies to money market semen fund holdings but not bank deposits. See Important irdormation
lbOUt SU, Steer, trot on the tst two pages a this decurnent for *tens.
• You account cost basis default closing method is FIFO, First in, First Out
June 20t5 (S) Year to date (S)
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SONY GM 00025496
.m*70005006570929 NP7003304339 00007 0615 030579743 VI23679SW it011 Pegs 3 of 6
CONFIDENTIAL
EFTA_00136116
EFTA01277349
*UBS
Your notes
..,,cocsooss,o.o.n.....nocoxos,so,o,,,,,,.. ,,.,,gis,,, G. ....,,,,to s of 6
CONFIDENTIAL
EFT,00B6117
EFTA01277350
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
*UBS Friendly account n • SCOTT SLACK MAN, LY LE CASki EL
Jur t Account number. 212-821-7000f t300-308-3140
Your assets
Some prices, income and contra values ShOrrn May teapproxitnalt. AS a intl. Om dial tOsses may 001
be ECcutalely reflected. See smporunt infanta:ton about your statement a the end of tins ctscumem far
more informs on.
Cash
Cash and money balances
cash and money balances may indict± avaltile cash balances, UBS Bank USA chpont account balances,
UBS AG Stardom' Branch deposit account baances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC edition applicitle limits, but are not
protected by SIPC. UBS AG Stanford Branchdee:oat account balances am not :muted by FDIC and ate not
protected by SIPC Money market sweep balances are protected by WC but ale not insured by the FDIC.
Ste the 'important information about your eatement at the end of this dr:current for dela/cote those
balances.
°peeing belaxe Closing bience Pace per share Average Dnidend Interest Dal in
Neldng on cunt ($) whin 30(S) on am 20 (l) ISO petioi period Gip amount (1)
UBS BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
Felcentageci Cost Blrrated UnreaSzed
value on Jun 33 CP yOur account bases (S) annual wane (S) on or losS (S)
Cesb Cash and money balances 4.77 100.00% 4.77
Total $4.77 100.00% $.4.77
SDNY GM 00025498
ANP7000S005570931 NPT000304339 COCO? OBIS 030579743 v123679550111011 Pegs S of 6
CONFIDENTIAL
EFTA_001361I8
EFTA01277351
*DUBS
Your notes
ANP70005006570932 NP7000304339 00002 OM 5 030579743 VI 23679550 II WISNY_GM_000254%ge 6 of 6
End of staternent for account number Y1 23679 55
CONFIDENTIAL
EFTA_001361 19
EFTA01277352
Important information about your statement
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CONFIDENTIAL
EFTA_00 I 36 I 20
EFTA01277353
Important information about your statement (Continued)
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SDNY_GM_00025501
CONFIDENTIAL
EFTA_0013 61 2 I
EFTA01277354
UBS Financial Services Inc. Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2015
ANP70358456130715 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number
Your financial Advisor.
SCOTT STACK MANI oris CASFIEL
Phone: 212-821-70001800-308-3140
Questions about your statemest? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000 on June 30 (5) on July 31 (0)
account 029023679
Your assets 4.77 4.77
Visit our websIte: Your liabilities 0.00 O.00
www.ubscomilinancialservices
Value of your account 14.77 $4.77
Sources of your ecosunt growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 $0.00
S
Ycur niestrnmt return
Disrlendard
J.8 413 interest income 54,77
• 0 Change in
market value $0.00
Yokes of your account
on kd 31. 2015 54.77
00
r
Dec 2014 Jur 2.015 1LI 2015
SDNY GM 00025502
M•mbar SIPC m0,700030051045613 NP7000195909 C0002 0715 030579743 V123679550000000 Pap 1 of 6
CONFIDENTIAL
EFTA_00I36I2.2
EFTA01277355
SUBS
Business Services Account Account name: Your R vandal Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2015
Account number: 212-821.7030/200-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index July 2015 year to date
S&P 500 2.10% 3.35%
Russell 3000 1.67% 3.65%
MSC I - Europe, Australia & Far East 2.08% 8.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59%
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
AMP703030058456i 4 NP70C0195909 03032 OM 030575743 Y1236P9S5003ajyyGm000255,so 2 of 6
CONFIDENTIAL
EFTA_00136123
EFTA01277356
Business Services Account Account natty: POT & KETTLE, LLC Your tloandd Adviser:
*LIDS Friendly account name:POTK ETRE LC SCOTT STACKMANLYLE CASILEL
Ji. ' Account number. 212-821-70001800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
Any 2015 (3) Year to date IS) Interest period Jun 5 - Jul 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Jun 5 $4.77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Jul 7 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 33
Average daily balance $4.77
Dividend and interest income earned
Interest earned $0.00
Annual percentaoe yield earned 000%
For poposes of INs statement, toughy of inkiest and dividend income has been determined firm a US
tag ',porting penpeclise. Bawd upon the residence or the account holder, account type, or prodtal type,
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Your investment objectives:
Income tares The (lent monthy statement n not intended lo be used and cannot be reed upon for tat
purposes. Clients should refer to the a:plea:1e tar reporting forms they recent from LEIS annualy, such as
the Forms 1099 and the Fonns 493, for tar reporting information it is the practice of UBS to file the
aspiicaue tar reporting loans vnth the US mternal Revenue Sem(t and PR treasury Department and in You have identified the following investment objectives for this account If you have questions
such forms accutatety artery dvithnct and/or interest as tar cierrpt or tack.* income Plea< consult your about these objectives, disagree with them, or wish to change them, please contact your
indstdual tar preparer. Financial Advisor or Branch Manage,. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
July 2015 (S) Year to date (1)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary • Moderate
Investment eligibi4ty consderatson • None selected
See Account actMity the month for details seances in your Sweep Options are Indudedin the opening and
closing Defames value. sciic insurance appnes only to deposits at UBS Bank USA, nol tig (1(1)091$ at UBS AG,
stardom &arch or bank deposits placed througv the OBSInternational DepOA Account pregam. SIPC
Your account instructions
protection applies to money market sweep fund holdings but rot bare deposits. Seeimportant ineormaoon
about your statement on the at two pages of this document for CetalS
July 2015 (s) Year to date (O • Your account cost basis default dosing method is APO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025504
Ael1170203005PAS6ISNP7003IISSO9 0003≥ 071S 030579743 Y123679550000000 ►age 3 of 6
CONFIDENTIAL
EFTA_00136124
EFTA01277357
$UBS
Your notes
....vo.................. ms. .m.,..m......,,,,,, • a s
CONFIDENTIAL
EFT,0013612.5
EFTA01277358
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
*UBS Friendly account name: POTKETTLE LLc SCOTT STACK KIAN LY LE CASRIEL
July 2015 Account number. 212-821-7000/800-308-3140
Your assets
Same prices, inccene and current vaues ShOnn may be f opr0xiMble. ASS rest& gain aid1O55e5mai n31
be accuralely reflected. See 'mporzantinfosinetan »our your statement a the end of Ms etcurnern for
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Cash
Cash and money balances
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UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA de alt aCc0unl belanCeS are insured by the FOK valein applk (be limits, but are not
protected by 51PC U85 AG Stanton' Branch deposit account balances an not insured be FDIC aid are not
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balances.
Openng beance Clovng balance Price per share Average Deadend Interest Deis n
Hddng on Id 1 (1) on Jul 31 (5) on Jul 31 (I) rate plied period Cepmount (I)
ACCT
U65 BANK USA BUS 4.77 4.77 250.000.00
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eercenta Con ES1(mated Unrealized
Value On Ila 31 (5) your aCC0unt b5545 (5) Annual incerne (5) gain or loSS (5)
Cash Cub sad manly balsams 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025506
ANP70303005845617Ne7003195909 00002 07IS 030579743 Y123679550 0003C0 Page 5 of 6
CONFIDENTIAL
EFTA_00136126
EFTA01277359
*UBS
Your notes
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SDNY_GM_00025509
CONFIDENTIAL
EFTA_00 I 36129
EFTA01277362
1.185 Financial Senices Inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2015
ANmoo57692sioet 0
T & K TT
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CAS14EL
Phone. 212.821 -7000/800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at 800-762-1C00, on July 31 ($) on August 31 (1)
account 025023679
Your assets 477 4.77
aoo 0.00
Malt our websIte: Your liabilities
www.ubstorNfinancialseNices
Value of your account 14.77 $4.77
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your rweStment return
Ditdend and
48 interest income 54,77
Change in
market valve $0.00
Value of your account
on Aug 31. 2015 14.77
00
Dec 2014 Ju 2015 442015
SDNY GM 00025510
PA•mbar SIPC mie200C0005769257 W000193813 00002 MS 030579743 1/123679580000000 Peg* 1 of 6
CONFIDENTIAL
EFTA_00136130
EFTA01277363
*DUBS Business Services Account Account name: P - Your Fi 'model Advisor
Friendly account name: P ' • SCOTT STACK MANLYLE CASRIEL
August 2015 Account number: 212-821.70301800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
AuguSt 31 a) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. UEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index August 2015 Year to date
S&P 500 -6.03% -2.89%
Russell 3000 -6.04% -2.61%
MSC I - Europe, Australia & Far East -7.35% 0.14%
Barclays Capital U.S. Aggregate Bond Index -O.14% 0.45%
Interest rates on August 31, 2015
3-month Treasury bills: 0.04%
One-month LIBOR: 0.20%
m4700030057692513 NP70C01988I 3 C0M 0815 030579743 Y12367955003apwGit000255inige 2 of 6
CONFIDENTIAL
EF1'A_00136131
EFTA01277364
7
Business Services Account Account name: POT & KETTLE, LLC Your Financial Advisor:
UBS Friendly account n -PnTLFTTIF 11C SCOTT STACK MANYLYLE CASRIEL
20 Account number. 212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
August 2015(E Year to date (S) Interest period Jul 8 - Aug 6
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Jul 8 $4. 77
Dividend and interest income aoo 4.77 Closing UBS Bank USA Business balance Aug 6 $4.77
dosing account value $4.77 $4.77 Number of days in iiterest period 30
Average daily ba lance $4.77
Dividend and interest income earned
Interest earned $0. 00
Annual percentage yield earned 000%
Fa outposts of INs statement, tanatilly of Interest and dlidend income has been cktennIned Iran a US
tax reporting perspective. Based upon the residence of the account hoktet eccount type, or product type,
some Interest ardor &Wend payments may not be subject to united States (US) ardor Piano Rico (PR) Your investment objectives:
Income tmes. The dent monthly suiemeM is not Intended to be used and canna be riled upon for tar
purposes. Clients should refer to the applicatie tar reboring foam they receive from UBS amualy, such as
the Forms 1099 and the Fairs 480, for tar reporting information_ h is the mace d UBS to file the
You have identified the following investment objectives for this account If you have questions
tpolicatle la( reboring Ions with the US naive kevente SeMte and PR Treasury Deparrrent. and in
such forms accurately dairy dividends ardor Interest aster everaa or !arable income. Please consult you' about these objectives, disagree with them, or wish to change them, please contact your
Inchiclual UP prepares re ancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in important information about your statementat the end of this
August 201 Sal Year to date (S)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income & capital appreciation
Cash activity summary Your risk profile:
Primary - Moderate
Investment eligibility consderation None selected
See *TO0N activity the month lot decals Blanes In your 9seepOprons are IncludedIn the operirg and
closing balances rave. FDIC Insurance males only to deposits a UBS Bank USA, rot to depobts at UBS AG,
Starts, &arch of bank deposits placed t hrough the UBSInternabomf Deposit ktOunt program. SIK
Your account instructions
potation spokes to money market sweep fund hcdings but net bank deposits. See important information
about your statement on the test two pages of this document for &tab.
August 2015 CO Year to date (S) • Your account cost basis default closing method is FIFO, First in, First Out
Opening balances $4.77 $0.00
Additions
Dividend and interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 64.77
Closing balances $4.77 $4.77
SONY GM 00025512
ANP70003005769259 NP7003193813 00032 Dal5 030579743 Y123679S50000000 Page 3 of 6
CONFIDENTIAL
EFT/UM36132
EFTA01277365
$UBS
Your notes
...,.......................,........._,,,,m .• a 5
CONFIDENTIAL
EFT,00135B3
EFTA01277366
Business Services Account Account name: POT & KETTLE, LLC Your Nnandal Advisor:
UBS
Friendly account natne:P0TKETTLE LLC SCOTT STACKMANLYLE CASRIEL
August 2015 Account number. 212-821-7000/800-308-3140
Your assets
Some pnCeS, Mame and current values shawl me/ be approemale. AS a intl. cans and Mots may nol
be &tura& reflected. See important inkismabOn about your statement a the end of the Oxutnem fOr
more Infortnalion.
Cash
Cash and money balances
Cash and money balances may ind re* avalable cash balances, UBS Bant USA tercet account balances,
UBS AG Starkrd Branch deport account balances and money market mutual fund sweep balances.
UBS Baru USA deposit account balances are Insured by the IOC vAINn copikeore limns, but are not
protected by SIPC. UBS AG Stanford Branch depnin Account Blames an not insured by FDIC and am not
protected by SIPC Money market sweep balances are peal toted by SPC but are not insured ty the FDIC.
See the important information about your statement at the end of this docorent for details about those
balances.
Openng balance Closmg barnce Pace per that Average Derldencl Interest Days in
Mang on Aug 1 (5) on Aug 31 (S) on Aug 31 (1) rat period period Cap amount CS)
UBS BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
PelcentagecF COSt Birrkited Unrealied
Value on Aug 31 (1) your NICont tom (I) annual infant (S) gin or IOSS (S)
Cash Cash and money balances 4.77 100.00% 4.77
Total
$4.77 100.00% $4.77
SDNY GM 00025514
AMP70003005769261 NP7003113381 3 CO= 08IS 030579743 v123679550000= ►age S of 6
CONFIDENTIAL
EFTA 00136134
EFTA01277367
*UBS
Your notes
""- 7,77.77,==6,67Z:17"6"'"-"'"° ' 6' 6
CONFIDENTIAL
EFT,00136135
EFTA01277368
Important information about your statement
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SDNY_GM_00025517
CONFIDENTIAL
EFTA_00136137
EFTA01277370
UBS Financial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2015
ANP7006531191 0915 X1 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number
Your Nnancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Flione: 212-821-70001800-308-3140
Questions eboutyour statement? Value of your account
Call your Financial Advisor or the
ResourceLine at 800-762-1000, on "'tryst 31 (1) on September 30(4)
account 029023679
Your assets 4 77 4.77
Visitour website: Your liabilities 0.00 0.00
ivirow.ubs,comtlinancialservices
Value of your account 14.77 $4.77
sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1000
Your oveStMent return
Divdend art
4.8 4.8 interest income 44,17
0 Chang? in
market value 1000
Value of your account
on SW 30.2015 44.77
00
ear
Dec 2014 Aug 2015 Sep 2015
SDNY GM 00025518
Member SIPC ANP70005006531191 NV=0303501 00002 091$ 030579743 Y123679550 100000 Page 1 of 6
CONFIDENTIAL
EFTA_00I36138
EFTA01277371
*UBS Business Services Account Account name: Your Fi mandril Advisor
Friendly account name:P '• SCOTT STACK MANLYLE CASRIEL
September 2015
Account number: 212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your account
A Cash and money balances 4.77 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $4.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index September 2015 year to date
S&P SOO -2.47% -5.29%
Russell 3000 -2.91% -S45%
MSC I - Europe, Australia & Far East -5.04% -4.91%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13%
Interest rates on September 30, 2015
3-month Treasury bills: 0.00%
One-month LIBOR: 0.19%
Akainocoactswilia2NPT000303501 03,002 0915030579743 in 23679550 10040pwGit0 00255figge 2 of 6
CONFIDENTIAL
EFTA_00136139
EFTA01277372
Business Services Account Account natty: POT & KETTLE, LK Your PI nandal Advisor:
*DUBS Friendly account name: P0TK ETTLE LLC SCOTT STACK MAMLYLE CASRIEL
September 2015 Account number. 212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
September 2015(S i Year to date (I) Interest period Aug 7 - Sep 7
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Aug 7 $4.77
Dividend aid interest income aoo 4.77 Closing UBS Bank USA Business balance Sep 7 $4.77
dosing account value $4.77 14.77 Number of days in nterest period 32
Average daily balance 84.77
Dividend and interest income earned
Interest earned 80. 00
Annual percentaae yield earned 000%
For purposes of INs statement, tanabity of interest and chidend Income has been determined from a US
tar reporting per.pedne. Rased upon the residence of the account holder, account type, or product type,
some Interest arida dviclend payments may not be subject to United States (Ut ardor Puerto Rico (PR)
Your investment objectives:
income tares The dent monthly nattmem is not Intended lo be used and (alma be reked upon toe tar
purposes. Clients should refer to the apt:bra:4e tax reporting forms they recent from 1185 annunly, such as
the Forms 1099 and the Rains 480. for tar reporting information it is the practice of UBS to file the
EppncaUe tar reporting forms with the US internal Revenue SemCe and PR Treasury Debannent. and in You have identified the following investment objectives for this account If you have questions
such forms accurately &boy dim:Sends anit interest as tar memo or tarable income. Please consult ycut about these objectives, disagree with them, or wish to change them, please contact your
Ind mdual tax PrePater. Financial Advisor or Branch manage,. You can find a ful desaiption of the alternative
investment objectives in important information about your statement at the end of this
September 205 (11 Year to date IS/
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Cash activity summary Your risk profile:
Primary Nbderate
investment eligbigity consideration • None selected
See Account acMty this monthfor decals Baances In your 9neeP Opel cos are Indudedin the opening and
closing tietances Mu'. FDIC insurance applies only to deposits at UBS Bank USA, nal to deposits at UBS AG.
Stanford &arch or bank deposits plated through the UBS InterneeMnal Noose Account peotyam. SIPC
Your account instructions
protection applies to money market sweep fund holdings but not bar* deposits. See important ionnunnoto
about your stetm er4 as the ta6t two pages c( this document for CeNds.
September 20 IS (3) Year to date (S) • You account is currently coded for margin
• Your account cost basis default closing method is FIFO, First In, First Out.
Opening balances $4.77 $0.00
Additions
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025520
AmP7C00S005531193NP7003303S01 00C02 0915 030579743 Y123679550 100000 Page 3 of 6
CONFIDENTIAL
EFTA_00I36I40
EFTA01277373
$UBS
Your notes
AMP C(.0,5153119.1170MOMI MOE 0,150.5797.112367955010., as
CONFIDENTIAL
EFT,001.361.01
EFTA01277374
SUBS
Business Services Account Account name: POT & KETTLE, LK Your N sandal Advisor:
Friendly account name: P0TK ETTLE LLC SCOTT STACKMAIWLYLE CASRIEL
September 2015
Account number. 212-821-70001800-308-3140
Your assets
Some ones, income and current va ueS She/en May teapprinatkale. ASS RSA gam and losses may ndl
be accurately refkcle0. Ste Important insonvaiton about your statement a the end of ths document for
mote infornason.
Cash
balances
Cash and money
Cast, and amity balances mai include avaladle cash balances, UBS Bank USA depont account balances,
UBS AG Staadord Branch Cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, but are not
protected by SaPC Lt13S. AG Stanford Brant h deposit a< ou m balances an not insured by FDIC and ae not
protected by Sitt Money market sweep batances are protected by SEC bin ate not insured by the FDIC.
See the Important information about your statement at the end of this cbcurent for detain about those
Sanas.
Openngtulance Cloungteeaxe Price per there Average Dnidencl Interest Daft in
Hddng on Sep l (S) on Sep 30 (S) on Sep 30(0 rate period period Cep anouni (5)
Les BANK USA BUS ACCT 4.77 4.77 250.000.00
Your total assets
Percentage or
Cost Bbmated U Wee, Zed
Yeaue on Sep 30 (St your aCCOunt bans (1) annual interne (Si gan or loss (1)
Cash Cash sad many balances 4.77 100.00% 4.77
Total $4.77 100.00% $4.77
SDNY GM 00025522
CONFIDAENP7C0N0S006T531 19IS NAP7003L303S0 1 ooce 091S 030579743 Y123679SS010C000 ►age S of 6
EFTA 00136142
EFTA01277375
*UBS
Your notes
ANP70X60C6531 196 NP2000303501 00002 C815 030579743 Y123679550 1O iftiky_Gm _,0255is9e 6 of 6
End of statement for account numb. Y1 23679 SS
CONFIDENTIAL
EFTA_00136143
EFTA01277376
Important information about your statement
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SDNYGM00025524
CONFIDENTIAL
EFTA 00136144
EFTA01277377
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SDNY_GM_00025525
CONFIDENTIAL
EFTA_00136145
EFTA01277378