EFTA01277061.pdf

UBS FMancial Services Inc. Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2015
ANP700360577I 1015 srl 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Tina Dag Advisor or t1:e
Resourceline at on September 30 (5) on October 30(5)
account
Your assets 5,238.24 5,238.24
1fisitourwebsite: Your liabilities 0.00 0.00
www.ubSCOMIlinanCiakervi(e5
Value of your account 35,238.24 $5,238.24
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2015
Value of your account
at yea. end 2014 $7,238.24
S
Net deposits end
'.22-3 vvithdravaki -52,000.00
Your ovestromt return
S 2 382 5.238 2
Change in
40
market value $0.00
Value of your account
on Oct 30.2015 8%238.24
Dec 2014 Sep 2015 Oct 2015
SDNY GM 00025208
Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6
CONFIDENTIAL
EFTA 00135828
EFTA01277061

41aUBS Business Services Account Account name: Your A asocial Advisor.
Friendly account name:' • SCOTT STACK MANLYLE CASRIEL
October 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 (B) your account
A Cash and money balances 5,238.24 10000% Your current asset allocation , Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamfogl Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 55,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
dex October 2015 Year to date
S&P 500 a 44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6
CONFIDENTIAL
EFTA_00135829
EFTA01277062

Business Services Account Account name: MAX FOUNDATION Your Mandel Advisor:
UBS Friendly account name: MAX FOUNDATION SCOTT STACKMAULYLE CASRa
Account number.
Change in the value of your account UBS Bank USA Business Account APY
October 2015(Si Year to date (S) Interest period Sep 8 - Oct 6
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Sep 8 $5,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Oct 6 $5,238.24
including investments transferred
Number of days in nterest period 29
cut 0 00 -2,000.W
Closing account value 85,238.24 $5,238.24 Average daily balance $5,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activity this month for dna It Balances in your Sweep Don ons are indudedin the cperirq and
Your investment objectives:
closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG.
swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC
protection applies to money market sweep fund hdclIngS but ml bank deposits. See Important inbrignotion
abOut put Stettnielt On the 1w two pages cir this document for aetals You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
October 2015 (1) Year to date (S) Financial Advisor or Branch Manages You can find a ful description of the alternative
Opening balances 15,238.24 $7,238.24 investment objectrres in important information about your statement at the end of this
document
Subtractions
Your return objective:
Checks and bill payments 0.00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary - Moderate
Net cash flow $0.00 -$2,000.00
Investment eligibility ccosderatan • None selected
Closing balances 15,238.24 $5,238.24
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025210
AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135830
EFTA01277063

*UBS
Yournotes
rerma...n............,sca....rms."...., ,,,, 0,,02m• a s
CONFIDENTIAL
EFT,O0133831
EFTA01277064

Business Services Account Account name: MAX FOLR1DA110N Your Financial Advisor:
*UBS Friendly account name: MAX FOUNDATION SCOTT STACK MAW LYLE CASRIEL
October 23! 5 Account number.
Your assets
sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil
be acculalely reflected. Set Aporunt inf osenabon about your statement a the end of the otc umeM fOr
more infornason.
Cash
Cash and money balances
Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances,
UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor
protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not
protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC.
See the Important information about your statement at the end of this doctrrent for det arts about those
trances.
Operengtdence Cloung turaxe Pn re per share Average DoldenclIMertsl Oafs in
Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate period period capamount (S)
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
Perentageol cost FSbmred Unrealized
Value on Od 30 (5) your aCCOunt basis ($) annual income (Si oath Or 1055 (5)
Cash Cash and money balances 5,23824 100.00% 5,238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025212
ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6
CONFIDENTIAL
EFTA_00135832
EFTA01277065

*UBS
Your notes
..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6
End ot ...en,. account numb.'
CONFIDENTIAL
EFT,00135833
EFTA01277066

Important information about your statement
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SDNY_GM_00025214
CONFIDENTIAL
EFTA 00135834
EFTA01277067

Important information about your statement
(Con United)
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SDNY_GM_00025215
CONFIDENTIAL
EFTA 0135835
EFTA01277068

UBS Financial Services tic Business Services Account
c*UBS 299 Park Avenue
25th Floor
New York NY 1017 1.0002 November 2015
ANP-AX06105.051115Y2 Y1 0
MAX FOUNDATON
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACKIAANILYLE CASFIEL
Phone
Questions about your statemeatt Value of your account
Call your Financial Advisor or the
Resourcetine at on October 30 (1) on November 30 (1)
account
Your assets 5,238.24 5,238.24
14sItour webslte: Your liabilities 0.00 0.00
www.ubscomffinancialsennces
Value of your account 35,238.24 35238.24
Items for your attention
Help protect yourself from I rau:l and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credt report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 20t5
Vzdue of your account
at year end 2014 $7236.24
Net deposits end
'.22-3 withdrawals -12,000.00
• Your 'west:Meat retumc
11.'3g 2 5.238.2
Change in
• market value 1000
Yam of your account
on Nov 30, 201S 6%23624
04( 2014 0(1 2015 145v 2015
SDNY GM 00025216
Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6
CONFIDENTIAL
EFTA_DO I 35836
EFTA01277069

SUBS
Business Services Account Account name: Your R nancial Advisor.
Friendly account name: N:. • SCOTT STACK MANLYLE CASRIEL
November 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (I) your account
• Cash and money balances may include
A Cash and money balances 5,238.24 100 00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 55,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index November 20t 5 year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit 00025Age 2 of 6
CONFIDENTIAL
EFTA_001 35837
EFTA01277070

Business Services Account Account name: MAX FOUNDATICN Your N nandal Advisor:
*UBS Friendly account name: mAx FOUNDATION SCOTT STACKMANLYLE CASRIEL
November 2015 Account number.
Change in the value of your account UBS Bank USA Business Account APY
November 20 I 5 (V Year to date (1) Interest period Oct 7 - Nov 5
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Oct 7 $5,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Nov 5 $5,238.24
including investments transferred
Number of days in nterest period 30
cut 0 00 -2,000.00
Average daily balance $5,238.24
Closing account value $5,238.24 55,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and
Your investment objectives:
closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG.
%vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC
protection Applies to money market sweep fund hebsling5 but nit bank deposits. See Important inknmation
about rout statement on the last two pages cir this document for (*tars. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change then, please contact your
November 2015 (S) Year to date (1) Financial Adnsor or Branch Manage. You can find a ful description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectrves in Important information about your statement at the end of this
document
Subtractions
Your return objective:
Checks and bill payments 000 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$2,000.00
investment eligIbildy consideration None selected
Closing balances $5,238.24 $5,238.24
Your account instructions
• 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025218
ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01C OOD Pegs 3 of 6
CONFIDENTIAL
EFTA_00135838
EFTA01277071

*UBS
Your notes
...,,......,,,,........ ,,,,..........iy G..0 .254,....1 6
CONFIDENTIAL
EFT,00135839
EFTA01277072

Business Services Account Account name: MAX FOUNDATION Your Fi medal Advisor:
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
November 2015 Account number.
Your assets
Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not
be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for
more infornalon.
Cash
Cash and money balances
Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances,
UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not
protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not
protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC.
See the rmportant information about your statement a the endof this document for deiaas about hose
trances.
Goering trance Cloung trance Nice per :haze Average Dun:lend Interest DSO in
Hddng on Nov I (I) on Nov 30 (S) on NDV 30 (I) rate period period cepmount (S)
UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
Percenta?? Ol Cost ESSmated Unita/Red
vane on NO., 30 (5) your account Oasis (5) annual interne (51 gan or 1055 (5)
Cash Cash end money balances 523824 100.00% 523824
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025220
.01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6
CONFIDENTIAL
EFTA_00 I 35840
EFTA01277073

*UBS
Yournotes
. d a.m... acmun .,,. — —
CONFIDENTIAL
EFTA,1352.41
EFTA01277074

Important information about your statement
U3S Fancial Services M. the F im or UBS Anemia! - r nattr s-r ni.nhm t 'refer cast* The SIPC assel protection limits aPalY To account Mlq you choose one of the following
Scrigesk is a merrter of all orinoical sexily, arrwroily - Mute the error or tie trawler you ere unsure yl accuts that you hold in a panicula- capacity. Mesment objection'
and options exchanges. 1.436 Francial Services and LES EWA, arldexplah as clay as you can why you The FM, together wth certain affiliates, has also • Prague Current/mom.. I rimb rin as sang the
Bank USA we rdrect subsidiaries of LOS AG and ban a is an error a why you need more purchased n.ppbrnental protection. The macaw generation of intone crib..
affiliates of LES Sauritin U.C. The Fines Handal narration mount payable to al *Goble clogs, colitcliak under • Adis* CmOolA pprodatan Investment( seeking
statement is available upon reopen. The Firm's sneaky - Fronde the dollar amount of the suspected tmat• this protection is 1500 millon as of Decenter 10, 2013. yowl of prrepal rather than the generation of
off ices a a:
The Firm or Card Issuer vAl I-wagger/a arradaire Subact to the poky corditons ad Imitations, cash a • Prague Combinaton of Csreeemke anf Capital
UBS Sinincul Since, Ix. and MI correct any eller prompt,. I we take more tan the Firm is further protected fa up to tl 9 million el the Apprecinon- Inegments both the generation
1200 Harbor Boulevard 10 Wilms days to do chit sm wit oval your account agg'egae for all 'our amounts heed in a partkular of ncome and goarth of 0 aattell.
Weehawken, N1 07086 For the mat you thirk 6 ilea, so tat you will haw capacity. A Iii copy of tie poky wording is mailable
the use of the money (trig the time h takes us to upon request. Overall eiale profiles
This statement represents the city official record of yeti' complete Our Meagan.
U3SFancial Services account. Other march, rapt The SIPC protection and the supplemental protection • Conservatirt Seeks to maroon Mid prix'pti, with
r m o o ff i t s ic s b ia i e o l r t n e o , l i p e d l d e o a r c s a u e m n re e n p I t f o s y . t o c h o u i n b rr t n a a i i e n t d i e n i g a t t h t e a e ly r il e l n i i g s w h a t r n / it d e in r a r g o t a t r o o s t r h h o e u ld s P fi t n l a e a t a n e s c m e ia m e l n a M t k t e h :n a u a ll t d c :o d h i n e ti c o r k d n s e t p o a a t r y e e a q d b u l i o e e n m to t a i t e c h c e fr o F o s n M t t fe o o e f r s t h t , h a is e c counts b • o y C th o e u ir r r k l a a n n c o c f o i t n u e a n o n t n c v 's ia a ' M l l u a e s ) s b et u s t c h o e n l t d ro a l w le a d y b t y o ( r a n n U d i 8 n S du fi c n e v d ic n a l t b n h e a a e m t r m is e e k a o a n r n s r d a t h v m e ol m a til a o ity id t t e o m t d a h o y e e a s a n -c o o k t e u g e - e n p n o p e v a r e c a e r t a e w l s . i e i t p h v e il n c 4 a nt
Branch Manager of the office seining you account. my be subject to mantenme lees, chasms for late Services (e.g., certain 0) cash at UBS Bat (i) cash at
pammt for Naha; purchases and chums kr unpaid LOS AG Suimlad branch, (id Mame maim • Moderate Wiling to accept sane ride to pinctial and
Atemestr al (gores shown are ntendcd to be accurate. arretras ri cash accounts. Accounts that at hardened including variable annuities. and 6e shares of Fraud tolerate sore snaky to seek higher returns.
statement datashould not be used kr tae purposes Rely to other institutions May be subject to a transfer lee. finds where such shares are registered drectbr n the • Aggressne: Wiling to accept high risk to prrepal and
sat on yemend lax harnIs. Form 1099, STA nee of the account holler on tee books ad records high volatility to seek high returns ow tine.
10425, etc.) whin prepargyour tu return. The FM it US Swap Optima of a applicable ismer a Pala er agent).
required by low to report to tie IRS all taxabk di idtnd, UM offers options kr nymphg cash balances, balances • Omura minima contacts or hatment interests Stotarnant Itouseholdihr
report** rentable aidends and tattle infanta to bank deposits at UBS Bak USA and UBS AG Stanford (Aso.. limited partner:hem and private placements) that We may consolidate at related account statements with
end en securities held ripens mark not pmeeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; U. sane address n the ma envelope. Accosts may
on sit transactors, and cog bags Cacertain covered Rods (Money F,nt) and theInternet gnat Depose ad be related Ice this purpose became they have owners
months. Assn (CAMS Cuttarierl with an Internatienal • Cornnoderes contacts (e.g, loran exchange and who also maintain gilt *con relationships with other
Reran. Management Account. Trough tieBank pmametal contratM includig futures contracts climb at the ma address. This taxa 6 known a
Camanunications with the Finn Sweep Programs, cash balances acv swept to IRS Bak ard correnod4 option contracts. • tougholdrg R you prefer to receive rdinclual
• Please re-confirm n oral cormitnatats in *Meg USA up to an estigthed knit ad then to UBS AG statements mated in separate envelope's — you may
to further protect your riggs, incasing your rips Stanford Branch a a Money Fund. Deposes at UBS The SIPC aotecten and the supplemental protection do decline houteholdng by ailing your Fancied Achiser.
ader the Senates Investor traction Ace (9P.4). Bank USA are FDIC inured in accordance with FDIC not apply t0 these asset even 4 Seyothynose appear
• II the I inax ial ratitution en the tcp lets of the front nat. For more hformation pease snit rermfdic sore on your Materna,. he SEC ototecien ad the Friendly account name
of this statement is not LES Enamel Services, LGS Deposit at UBS AG StamfordElragn aid than of malarental protection do not protect gang changes The Friend& account name reflects ala mnion that you
Financial Senate caries sox account as clearng Money Funds at rot insured by the FDIC. in the man vale of you investments (whether a a entered on the firm's canine services ranee. It a •
brdcer by arra-gerrent will the notated insuknon result of market movement, issuer bankruptcy a custorniubl• 'nicIrserny • chosen by you to amid yea
We irdonned you of tha relgorehiP when you Through the Ok anyilidle bud, balsas are swept to otherwise). rah your recordkeeping t has no legal effect an your
s op ta en k e e d s th a is re O l C oc C a O t J e I d I. a In t U a B te S c f a in s a e, n y c o ia u l r S l e a rv d ic s e s a a n n d d rot d A e G po C s a e o a r c a c n o u B n r t a s c at h U B T S he A s G e d N e e p w os Y its o r a k r e W n a o n t c it haed U b B y S More information is maid* upon mast Vote may a th cc o o g un h t. O Y r o e u m C e a S n e c rv h i a ce n s g e a y b o y u r c F o n n e ta n c * t a rg c c y o ou u n F t i n n a a m -c e ia s l ,
the irogaing broker, and you eat mace a capon the FOC. Balances held at the LES AG Cayman Branch obtain more information about SITC, react* the 51K Achisor.
ol ay ma or omission to both firm. are tempiganly noosed to the sovereign rah of the Brochure, by meaning 51K at /02-3719300a by
Celan bads, and theta is no suararem or offer rang the SIC website arsiow.alpcSig ACCiant overview
All accent statements shall be domed comae aid gigation of CBS AG to repay the balances while ti the • Vakoe acme account/porta" Net of assets and
accurate f not objected to in wnig within 60 days. LIES Cayman's Brach's books. Dividend Reiworbriont Program (DRIP) liabilities.
The oche reflected 6 an average price You may obtan • 4sset Maas sealable cash balances. velars la
• Please divot customer complaint or I-epeesto the Deposes at MS Bat USA and each UBS AG Branch are the actual price 1mm your Fnancial Advisor. Orsly Mole restricted seat' leg 1, and Global tine Deposits,
Fim's C tem Relations Depavnent at 201-352-1699 not protected by SIC. Money Fund shays are protected dunes re purchased under DRIP; partial shares coil be u-realzed marks to market, and certain assets not hell
or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. by SIPC See TU35 Financial Services Account ffotecticri- mill and the each we be deposited h your *coon TM by tie Fins. Does rot include unpaced wait; assets
ET Monday through Fri*, a in wriehg to LES beba 6videni reinvestment pricesuppled by the issuer may at the end of the prior and anent statement periods, or
Financial Sates he, Client Relate:ea Dem-tante Offer from the market price at rah the partial dares prime eveanwits, unrested stock options and
P.O. Box 766 Unon City, N107087. Upon ?as reµato, balances in de Bank Sweep ere sold exermable stock options
• h case of errors of qualm about an electronic Protons or CA mw be withdraws and shares of a • Eigyikes Includes debt balancer ouhlarding Mar
feuds transfer (13-1). b r S Vaardebit Money Fund maymaybe liquidated, and the proceeds Caohalieu Ions, credit lie, 040 account balances.
card vansactions, can or wife to UBS retuned to you a your searein account. Cnb, whole urns may be heed in your account. t you a-e • CashAeoney balances. Total of uninvested available
Financial Senices le., aim manor Ind, 6th floor, mined to a paint unit as a result of a &Wird pwrnent cash balances, plus UBS Bak USA deposit beirces,UBS
Weehawken 611 07086, Attn FMN8LA Seas. hasher Hemmen about available sweep options, otherwise, the Firm call either sell halal Was at AG Stanford Bench depose balances and money market
nailing anent unrest rates and yields, 6 available at market ;eke a accept an anount detamined by a laud lund sweep balancer, at the axe of the
Cal a canto as soon a; you can 4 you Mk your maths coin. horn your Facial Advisor regneed cleans agency. and credit tar morn statement period. Norscarrnotity free credit balances in
statement or receipt 4 wag aif you need more or by Cann; your account at rot segregated from other balances
iffamation abash a transfer on the stamen or Mennen objectives ad the Fern fray use any ol these funds in the ordnay
reap. The Firm OICard bear (as applmble) must Iffnancial Service' man protection The magma* amines and ask profile ay specie to course of its ttainess. These funds the payable upon
Fie from you no tar tan 60 days titer to inn The Arnhem*** of to Muria Investor Protection each account and may ow behveen Please edge the your domed. This total is included in the <want period
sent you the fig statement an Mich the error or Cowman (51K). which MOM securities marts of Firm promptly in wring of any sicnilkara change in your dais value.
prcbkin wheat is members up to 5500,0:0 (ncloolrg S2`4000 for franca situation or ntestreere objectives. Foe each
SDNY_GM_00025222
CONFIDENTIAL
EFTA_00135842
EFTA01277075

important information about your statement
(Continued)
Lending information Au would await nem" n the market Erces we — '051*W:ono to date' may het& return of - h edition to commessens received in connection
Ice dialed informatim on the Fein's lending practices %timed Iran vaned tied piny sources which we right!. income or both. loth the sate or distrbdion of an-uty contracts
and dockisisei, refer to yam Client Relatcnthip befeve to be reliable, but we do not guarantee their — 'Cygnetum see' represents the initial «form and one investment that units to our clients, we
A Te g r r m ee s m a e d nt C o o r r A d c it c io e n n t t L A A v S e S rm tat e e n t s e a n n t d o t f h C e r G ee e d n e h ra a l l kes a — c c W ur e a P cy e . rm* use the <losing once when avabbh or price pet sent and mayn't reflect you cost basis c a c n o te p d er o n r a , l i a e f n fi l f i r a o te m r e m c e e r i r v y e o m f t e h n e u in . s s u h ra r n u c g e
available in Agreements andD ortmund at the mean of the bid rd as prices fa Pissed • Resticted notifies thastrkted stonfin gineralfr (orison:es undenweina the arruity {overacts.
weAt UM. ranilacerwrtrieth caret SeCUritieS and whom or orib bid prices for OTC are not end? elgible for publk sal. 1135 Financial all bates of the insurance companies or spensoes of
securities. Sennce, uses the owlet price of th, unrestricted neck the on imestinent trusts we &utast
You sots — Less acheb waded securities maybe priced using a of the same issuer as as Mauled value for the — Cur affiliates Ammon* trading <amiss:a and
You start-pent treats tocuritim and other assets held vakution model a the most recent pie we restricted stock rot purposes atria anal,* 014 To other compensation from mortal funds and
in the account at the end of the statement period. You obtained and may not reflect an actual market price the &dent that mo-okW securities are *liable to cab, insurance companies whose products we «flthulf.
may as for debreey of Italy paid secureiks at aria time. of vathe. the wake received may be sobstanfialb less than the — We receive al snail fee from LOS Bar* USA and
You may recene seconties used as loan control after — Certain positions may appear without a peke and imputed value shown UBS AG Surdoed Branch of up to $25 per taunt
any balance due on them. Airy *cooties will shows 'prke was not avelable• Awe re sweeping to the banks under the UBS Bank Sweep
"Ito the FWDdrip the statement pared are unable to obtain a price for a warily • Eat (atirnetad) income, cumin! yields and rata. Programs.
Ikeda maker value as of the end of the statement — Deposits or sear ties denominated in currencies An eninate M anal income is bawd on current
other than U.S. dollts at refitted at the 4:change dnidend and interest rates, awning the securities will Actinity
• Cantinas. In damming the con bans of the rate as of the statement date. be held fa' one yea ben, statement date or trail hfornutionregardng commissions and other charges
feast's included n this statement where indicted - For cede" securities rating in nonconforning maturity. This estimate is a* a guideline, accuracy nursed n correction with the exeoanin of trades.
with the renter 'I,' 'SS financial Services hes rebid dewnintenk price xd quantitY (lace value) may and continued imam, art not gawked, intldng option transactians has been irnueled en
alinformation obtained from sources other than UBS have been adysted to fm ilitate doper uabscion. — Estimated and ixorne and caret MIO for anlimutions creviousfy furnished lo you, sib will be
Fin...keel Seeks. exhaling nip:Intim Iran another To obtain tune coax:ors, Mien avaiabk, contact certan types of Seatities could Wade a fella, of provided toyou promptly on regain.
co that you may have provided to mur Financial Toth Fnancial Advisor. Pre-J(931os capital gains n maid case the est
Added Tlw Fim does not •IrvaxdultlY income ("clement yek0 would be overstated. Skirt selling
War anion the aaur. Cr 1444 of ary information • Private intsbnants and structured products. — Estimated anal income and Gwent yield and the f you are engaged in shoe selling a security, you may
Provided by mines aw than LIBS Fruncial Services Private immanent seosilies (ix Wig drect actual income and yield fright be bwer ex higher ix« a dirge due to tenon borrowing costs fee that
partieMation program and real estate investment trust than the estmad pal kular security.
h million Though LOS Financial Serous getwalb securitin)ardsououred products are general& WU, — An esamate of aualizei income (dinderd ander
godates this Mantua:in as it is received. the tint algid. Cohn savored predrces have not been intermi) &add by the Gwent musket Open cedars
does not provide ay ash...enc.-snit the rfarnahon registered wish the Securities and Exchww vakiiraymmye balance is based on the an dividend Regarding open or 'ecodlikcancellee «den that
order "Cost basis' and "Urrealeed gars loss' it Commission a Lade' any state securities laws. We or Moen Permit made by the issuer and were not mated by the stamen date. open Loy mtl
acute as oe the date of this statement. As sulk provide estimated vas for private neestrrent nays the seashesfdepouts will be hew for one sell stop orders are reduced by the arristrit of dredends
please do not rear on this Motivation to make 'tootles and striated products for intermittent year Yom the statement dated urrul nuttily. or rights on an ex-dwidends or aright date unless
pushes.« sale decisions, for fik mafiosos« Prpows only. Accuracy is not guaranteed. Accuracy and continued yakt are not garaged instructed otherwise by yak You am responsible for
otherwise. Accounts Wrist wiled to the lien may — These vain may differ substantial, from prices, if orders that re hooted due to you f *lure to cancel
ref lea gadl oss Hermann onb for the period of any, at *hitt a private Mestrntra secuits or • Arun not head by UK Financial Services Certain t'otin9 open orders.
tire they are held a the Firm Morehistorical ',dived ;mixt may be «kohl a sold and do assets au not lield by the Firm and not within the
reormalcn can be added by your ;initial Adm.,* not necesuribtepresne the yak* you may recent Frm's possession or control. These assets are Privacy
toaert liquidatiae displayed on your statement for informational To <b, a copy of ou current OKA Privacy Notice.
• Unrealised gaist/taams When data is *wattle. — Reid palyestinges of yak* re as of a «nab paws only. Positions and values presented are Please contact you Financial triunes a vim ou- websile
evinced« realized gaintbsses are akutaled for date and are applied to UPS Financial Services en a provided by the inuing firm. II-65 Financial Services is at yyvnviibiroatlarivremono
ravidual toasty lots. The transaction data for regular base by in independta vaLiation I km. not repeal* for dminlormation and des not
rxkvidral lots mayor may not Mien cormosicro, - Issuer, general panne. Of sponsor estimated values. guarantee its accuracy. these assets are rot protected UBS Financial Seams is «dabs* the RMA, Business
dungen mcfcr imuity reorganitan evenh. if any, ar supplied to the Fim by the Cour. by Seta*. Fiats swplanental SOIL coverage. Services Account BSA and IRMA are &dinar accounts
Dildind and other reinvestment lots and systernatk gnat partner a sponsor and may be calculated *Ankh provide access to lurking services and products
wolves kits are each contded to display one based on &erect infermation thorn that used by • Revenue sharing and additional compensation. though arrangements eah aftPaled bales and other
3Yflard lot The Trade dale- colon's:accents the third panics to delve their minuted mks. — In addition to curtness':as on mks and 12b1 lees thrd-party bias, and provides access to mance and
original transaction trade dale - You can °Min additiorul rionneekin regarding received n «mecum via the chain« of smut), products issued by unafilited %heel-piny
the methodologyused to dettemine the estinaw of mutual fun th to our dimes we ardor Our af fate inmranc• companies through Murano* agency
• Callable, securities Bends ant preferred stock that value, and the date of the formation that is the receive reveria shying Pieeneres fn or n detriadon subsidiaries ol UBS Financial Services ax.
the issuer oats for ea reckerplon wif be selected basis for the enn ote by contacting your Financial ands advisors of the mutual finds that we sell.
apartialy by lot Iran among all secunies of that Ai a. Tease amoords are baud stn two efferent Ime-strretni, nsurance. ad treaty produces:
issue held in out nee or n non nee name la as - Thid arty esterad vibes may be reflected as components (I the amount of sales by UPS of a Not 10K rowed • No bank gut/ahem May bee vale
clientt Call hair* Mammon is obtained from third 'Not priced' in several sheatkro: when an pertkultr mutual kind f amib to OW <lents. and 40
patties and es accoracy is not guaranteed. Other call independent valuation lire has not soMPhect or is the awn mks, of aparticular mutual fund fmiys RMA. Resource Management Accord. Business Services
films may exist which could affect yeekt <ankle unable to assign a meat when we become awae shares hefi at the fern Anoint El* AMA and international Resoone
ificanalen will be provided upon request that a material event has «fined that may call a — We and or Agate ate receive newiking and Management Accost are registered service mats of
peeviaidly reported wit into quetion a when a combs ;recessing lees in consideration kr UBS Financial Services Ix
• Certificates of deposit (CDs). CDs so FOK inured value *mid be bighlr speculatiw due to the metre transfer agent smokes that we piaidie to the
up to $290.000 in vinegar and accrued interest per a the seculty. mutual fords These fengrow" are pad from Visa Signature is a registered service mark of Visa LBS
deposed rd per depositoryWitt-nen naccordance ▪ When neither an *suer, general palm te sponsor investor assets h the mutualfund and are a feted Irdernationa lOS Visa Sigrware <reit cards and
wM FOIC rules. estimated vale net a thrd-perty estimated value is doter amount based on the natter of accounts at Visa debt cards are issued by LEG Bata USA with
prowled the value of the tensity evil be different the krokendealer holckw makial funds of that land permission from tria USA mcomorried.
• Pricervalue Fern displayed for leavens and ogler Iran as purchase thke family
predicts may be higher a lower than the W. that UBS Financial Services Inc. Rey 201511
SDNY_GM_00025223
CONFIDENTIAL
EFTA 00135843
EFTA01277076

UBS Financial Services Inc Business Services Account
;14) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
ANP70012309291215 X12 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Nnancial Advisor:
SCOTT STACKIAANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your flnan0al Advisor or the
Resourcethe at on November 30 5/ on December 31($)
account
Your assets 5,238.24 5,238.24
visit our website: Your liabilities 0.00 0.00
www.ubscomifinancialseences
Value of your account 35,238.24 35,238.24
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report ann tally from Sources of your account growth
www. annuakreditrepoetcom. Tracking the value of your account during 2015
vSue of your account
at year end 2014 57.233 24
S
Net deposits and
7.22,3 withdrawals 42,000.00
• ,7e 2 5,238.2 Your nvestmentretum
Change in
1
market value SO.00
value of your account
on Dec 31. 2015 b%2311.24
Dec 2014 Nov 2015 c 2015
SDNY GM 00025224
Member SIPC ANP700C0001230929NP1003124888C0001 1215 000O3C000 Y123661550110003 Page 1 of 6
CONFIDENTIAL
EFTA_00135844
EFTA01277077

SUBS
Business Services Account Account name: MA). F01,,irATION Your R Bendel Advisor-
Friendly account name: P1:O Fri rir ATIrN SCOTT STACK MANLYLE CASRIEL
December 2015
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 ($) your account
A Cash and money balances 5,23824 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. U85 Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Conmodlties 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
ANP7C003001230930NPMC0124$88 COM' 1215 DOCO3C000 Y123661 550 000252fte 2 of 6
CONFIDENTIAL
EFTA_00135845
EFTA01277078

SUBS Business Services Account Account name: MAX FOUNDATION Your N minds' Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
December 2015
Account number.
Change in the value of your account UBS Bank USA Business Account APY
December 2015 (S) Year to date (I) Interest period Nov6 - Dec 6
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Nov 6 15,238.24
Withdrawals and fees, Closing UBS Bank USA Business balance Dec 6 15,238.24
including investments transferred
Number of days in Piterest period 31
cut 0.00 -2,000.00
Average daily balance $5,238.24
Closing account value $5,238.24 $5,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activily this month for dna It Giant's in your Sweep Opli ons are indudedin the cmnirg and
closing taances vat ue. FIK insurance applies only to deposits at UBS Bank USA, nol to deposits at 085 AG. Your investment objectives:
Santoro Karch Or bank deposits Pacedthrows, the UPS intemaliond CePOsst Account program. SIPC
protection applies to money market sweep fund holdings but not bans deposits. SeeimportontintOrmAtiOn
atoot your statement on the last two pages ci* this aceurpent tor (*fats. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
December 2015 IS) Year to date (S) Financial Advisor or Branch Manager. You can find a ful description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your statement at the end of this
document
Subtractions
Your return objective:
Checks and bill payments 0 00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$2,000.00
Investment elig betty consideration • None selected
Closing balances $5,238.24 $5,238.24
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out
SDNY GM 00025226
At1P7C003001220931 NP7003124608 COCCI 12I503C030000 Y12366i S5011C000 Page 3 of 6
CONFIDENTIAL
EFTA_00135846
EFTA01277079

*UBS
Your notes
.,,,,,,,..4 ,.. ,,,no.,z4.4a4.,x,sooc44.444,...,,.., G. .0,25.g. 4 of 6
CONFIDENTIAL
EFT,00B5847
EFTA01277080

Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor:
*UBS Friendly account name: MAX FOUNDATION SCOTT STACK MAHLYLE CASRIEL
December 2015 Account number.
Your assets
Some paces, income dad current vdueS StiOtitn may be appr0xirnale. AS a resft, gam au:11055es mdy nol
be accurately reflected. See Aportant infantabOn about your statement a the end of ttws cecumeM f0r
more infornalon.
Cash
Cash and money balances
Cash and matey beta:Ices may incitede avalaalecah balances, UBS Bar* USA cposn account balances,
UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep balances.
0BS Bank USA deposit account balances are insured by the CDC vAl hn applicable limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and se not
protected by Silt Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this document for del aas about those
Sancti.
Goering Dame< Cloung belaxe Nice per share Average Curiderici Interest Days
Hddng on Dec I (t) on Dec 31 (I) al Dec 31 (1) tato period period Cap rnaunt (S)
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
PerCenta?? Of Con EStmated Une8INCI
Value On Dec 31 (S) your account pax (S) annual intone (5) gain or loss CP
Cash Cash and money bawls 523824 100.00% 523824
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025228
ANP7C003001 230933 NP70031346418 00O21 1215 000000000 Y123661550110000 ►age S of 6
CONFIDENTIAL
EFTA (10135848
EFTA01277081

*UBS
Your notes
ANP70003001230934 NP7000124888 00001 1215 001;030000 VI 23661550 1180iyGht00025Alyr 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00 B5849
EFTA01277082

Important information about your statement
L.8S Financial Senesces M. the F im or UBS Financial - Rondeyou- none ad accost number Of am. claim for cash). The SIPC asset protection limits apply to account Fat, you choose one of the following
Sevizen, is a merrter of all orinciml stilly,m ono* — Desute the errs or the Vander you are Unae all account tot you hold in a panics/a- capocity. imesment objedirer
and cptons exchages. 1,25 Fe-axial Selects and LEG atom, and *kaiak. as dent as you cal shy you The Fan, tognein with certain affiliates, ha also • Prague Cement/mom.. I wen rie as seekng the
Bank USA are rdrect mbsidures of LBS AG and belies t is an error a elm you need more parch:a nd %Bohn-rental wotection. The minimises generation of income any.
affiliates of LES Ssnrdin U.C. The Fines financial information mount pieta to al *table clones. coke-lint: seder • Action. Captbrf Approciatan: Investments seeking
statement is available upon reopen. The Ferns meanie — Pronle the dollar amount d the suspected 91.0.• this protection is 1500 millon a of Decenter 10, 2013. crowth d prncnal rather than the generation of
off ices an a: nod n.
The Firm oe Card Issuer vaa kwenigate your conaaire Stoma to the poky corditons ad Imitations, cash a • Produce Comet:Won oilman. and Capital
Finencol Sernces and MI correct any error promptly. I we take mom tan the Firm is father protected fa i.e to SI 9 million lithe Appreciation- Imenments seeking both tie generator
1 W 2 e 0 e 0 h H aw ar k b e o n r . M W u l 0 e 7 v 0 a 8 rd 6 F 1 o 0 r t t i h n e in m es a s d r r t y s y o to u d th o e t i h c i 6 s i w n e e r n r u o ll r , c s r o o c t k o y t o y u o r u a w ss il a l h u a lt v e a ca x p n a e c g it a y. t e A fo W r a I l a l s p o y u r o a f m ti o e u p n o ts k e h y e e w d o in rd a in p g a i r s t iz a u va la il r a ble of ncome and wowth ol preeptl.
the use of the money cling the tire* t takes us to Lipti request. *Well tisk profiles
1 T . h 8 is 5 F st e at r e m m i e n n S t r e e r p vi r c e e s s e a n c ts c o th u e n t a , n O y t - h o e f r f i i c m ia a l r c ec k o r rd a o p f y t ou complete ow errestgation. The SIPC protection and the supplemental protection • Conserve:Art Seeks to mantain initial winagn with
r m o o ff i t s ic s b ia i e o l r t n e a , l r i p e d l d e o I a a a s r e n n r e e r p d If o s y . t o c h o u i r m b r e t m a r h m e i d n e i g a t h t c e e o ly r r e t n f l i i s d w a in r n i g t e i d n r a g r t s t a o o s t r h h o e u ld s P fi t n Im a a t n e e c m ia m e l n in t * s I , n t e a a l u l d t c e h d n e i c t r k i d r s c t p o a a t r y e e a g d b u l o e la n t r o t a i t e c h c e h o W a s d t m f e o o e f r s t h t , i a i e s w ards • b o y C th o e u ir r r t k a a n n c o c f o i t n u e a n o n t n c v 's ia a ' l l t u o a e * s ) s b et u s t c h o e n l t d ro a ll w ed a y b f y ro (a m n U d k 8 i S c f k in e v d ic n ial t b n i e a n t m r m is e e e a a a n n s w d t h v a e o r l a c e t o i l a it a n y d s to m t t d r h o y e e r s a o n t v e k e a e g e t e t p n o p e a v r c a ir e t a e w t s i i e g th v n e e n tc 4 a nt
Winch Manager of the office saving your account. my be subject to maktenrce lees, thaws for late Services (e.g., cenain (0 cash at UBS Bret (i) cash at int enon.
Allsagr al figures ;Men are intended to be accurate. p a a n- y a m n e t n s t f e o r r c s as m ha il c e co ; p u u n r t c h A a c s c e o s u a n n ts d t c h h a a t r a ge t s v k a r r d u e n r p r a e i d d L in O c S lu A di G ng S v ta a m ria f b o l r e d a b n u nu n it t ie , s ( . i d a n V d t 6 ur 0 a r s o h v or y es o o d f e m l; u tual • M to o le d ra e t r e n s e o . m W e r M ap il t k o y ac t c o e s p e t e s k a h n i e gh ri e s r k r t e o tu p rn in s. c tal and
M sta e te V m o e n n w t d a i - l - a e n s d h o la a x t k n 0 o 1 t 1 b t e ,O u . s o e . d F f o o r r m t o 10 p 9 u 9 r , p 5 o 4 s 9 e 5 s . Rely to other inOrlitiOnS May be subject to a tralder fee. f n in o d ne s o w f h t e h r e e a s c u c c o h u s n h t a h re o s ll a e r r e o re n g t i i s e te b re o d o d ks re a c d dy r n ec t o h rd e s • h A i g t r e vo s la ti t * il : it W y t i o lin s g ee t k o h a i c g c h e r p e t t h ur i n t s S ov c e r t o tin p e e . n cal ad
10425, etc.) whin preturegyour at return. The Fim 6 UBS Sweep Optima of de applicant ismer a turder agent).
required by law to recoil to tre IRS all taxabk dividends, UM offers optimn kr sweeping cash balances, balances • Certain nommen convects or imenvient interests Statement Thouseholdte
repaid* nameable okra:lends and taxable Meng to ba-A deposits at UBS Bak USA and U3S AG Stanford (eg., limited pHs-sten and prime placement.) tat We may consolidate at related account statements with
end m counties held n you accent, rot proceeds trench (Bank Sweep Programs), money market mutual are rot registered under the Securnes Act of I933; tie sane Miens n the same envelope. Accosts may
as sere transactors, aid cost kw* on certain covered funds (Money Ftna) ad the Menai:nal Depose ad be related Ice this purpose Lessee they have owners
40:1-f it its. Paean (OA)1a customers with an international • Commodities contacts (e.g, foreign excha-ge and who also maintain Pin accost relationships with other
Rance lEnagmmrd Account. Through tie Bank pmMsmetal contrad) inducting lotuses canons clients at the sane address. This 'nada it tarn as
Conentnications with the Fit Sweep Programs. cash balances a-9 swept to UM Bak ad commodity option contracts, 1-ousel-oldrg t you prefer to receive edindual
• Please re-contra ant oral cormxncateans in *nag USA up to an ea-kited 'mit and then to UBS AG statements mated n scant envelopes — you my
to1 u nher protect your rips, irclang your ripe, Stanford Branch a a Money Fund. Deposits at UBS The SIPC wotecton and to supplemental protection do decline householding by ailing your Fhencial Actiaor.
• s B e t d h e e r f t r h ia e r S y i a al u in te st s itu In ti v o e n s o to n r t P h ro e t t e c c p ti o le n ts A o d f s ( h 9 e M fro ) m B ru a le n s k . U F S o A r m are g FD i I n C c e in r u n r a e ti d m in p e a a s s s e o k na it n v t, e w m i e th fd F i D s I C n o o n t y a o p u p r ly s ia to te t r h n e e s n e ts a . ss T e he t t S e EC n i p f r S ot W ec t o io th n a a tv n e d s t e h a e p pear Friendly account name
of this statement is not 1.85 Fit-rancid Servkes, 1.85 Deposes at LBS AG StanladElrant ad shams of TWOlemental protection do not protect agents changes The Fiend& caul name reflects etemation that you
Financial Winces carries gas account a clearng Money Funds an rot insured by the FDIC. in the makel vain of yes investments (whether a a entered on the firm's onine services mettle. It a a
broker byma-gement well the ndcated insubnon result of market movement, issuer batruptcy Cr' customizable *nicIrsorm • chosen by you to assist yea
We Wormed you of this relatorehM nem you Through the OA, available to east Ulnas are men to otherwise) web your recordkeeping it has no legal effect an your
opened this OCCOJII. In this case your lads and depose accounts at UBS AG Hew York Wench add UBS account. You can (ha-c.c./ FnetAraCC0M Mote.
s ta t t a ir t o e n s sd a n re e l w oc b a r te a d e a . a U r B y S l y f o in u a n nc u ia t l m Se a rv c i e ce a s r a e n n d a r l o t A The G F C O c C r . u B n al B an r c a e c s h he T ld h a es t e t i d e e U po M sit s A a G r e C n a o ym t i a m n s f e ir d t b h y M ob o t r a e in id m a o r re ro e ti d o a n m is / a lio v n o a id bo * u t t o S m IC r , e h p c a b s d t ir Y o o t u h e m S a I y P C A th c y t u iu g m h Onto Services a by contactrg you Fina-cial
of eery error or amain to both firms. are tempaanly noosed to the soterega rift of the Bochum by contacting 51K at 202-371-8300a by
Cann Maids, and them is no gwrareee a other ustng the SIC *rebate at wow.alpcoop ACCIMW overview
All accant statements shall be deemed conapbte ad obligation of LBS AG to repay de balances while en the • Vat,. *toot accountortt. Net of assets and
accurate t not objected to in writi-g within 60 days. LIES Cayman's Brach's books. Dividend Retvertment Program (Dc') liabilities.
The peke reflected is an average price You mar obtan • Alma Iodizes avail* cat balances, vats la
• Please died customer complaints or hopkies to he Deposits at MS Birk USA and each UBS AG Branch are the actual prete from you Fnancial Advisor. Orly Mole restricted starry lest), and Global tine Deposit,
FimMC tent Relations Deparment a 201-352-1699 rot protected by SIC. Money kind sheet are protected tares re purchasedus:MOM; partial shares will be u-realzed maks to market, and cedars meta not hell
or toll.free at 8C0-354.9103, 8:00 AM. to 6:00 P.M. by SIPC See TU35 Financial Senesces Account kotecticre soli and the cash call be deposited h your account The by the Fim. Does rot include unwired mune; assets
ET Monday through Fri*, a in mil-9 to LES bete dviderd reinvestment pricesuppled byte issuer may at the end of the prior and anent statement periods,
Financial Semites Vic, Client RelanalS Deih-lrent, Offer from the market price at which the partial shares prima rareanwits, unrested stock option and
P.O. Box 766 Unon Cay, N1 07087. Upon vas regain, balances in the Bank Sweep are sold temeaLre stock anions
• h caw of erten of suntan about an electronic Prop-ant:eta may bee withdraren and shares of a • Liattess Includes debt WI/row outearding may,
1u-de transfer MTh. blislES Vaa•debit Money Fund ma, be liquidated, ad the proceeds CadeMlieu loan, credit lie, don account balance..
card sanctions, cal or reit. to UBS returned to you a your seamen acccut DI), whole uses may be held n you account. if you ere • CashAnoney balances. Total of uninvested available
Fianna' Senices Iv.. sum mama IM, 6th floor, mined to a pa-lial unit as a result of a &nerd pkrnent cash balances, plus UBS Bark USA deposit balaces,UBS
Weehawken NJ 07086, Attn FAMES% Sakes. hater iionnakan about available sweep onions, otenvise, the Firm veil other sell panal units at AG Stan-lord Barash deposit balances and money market
inckdic oarent unrest rates and yields, i available at nutlet wk• a accept an mount determined by a mutual lund steep balances at the close of the
Cal a mete awn ayou cat d you ihek you °A.N4b SSE horn your Fs-uncial Minor regnant eking agency. andcredit you accord statement period. Noncom/vim Vet credit balances in
or receipt 4 wrong or if you need more or by calling your accost are rot segregated from other balances
ellonnatim Axon Meander en the flatten or Investment objectives and the Fin. miry use any ol these funds is the ordinary
realm The firm or Card tun (as ipplablB must UN Financial Services seamen protection the rerestmere obiecums ad nsk profile am stealc to coune ch itsbusiness. These funds me payable upon
hear I rom you no later than 60 days after the Fins The Fan is a member of de Secuilin Investor Protection each account and may ray behnen Please ackee the your domed. This total is included in Me current period
sent you ere fin statement on *hit the arca or Cottonton (51PC). which protects securities xcosit of firmpromptly in sit; of any sitilicart change in vas closing value.
prcbken cipeavd. As members up to S500,0:0 (nolydrg 5292,000 for Toenail situatcn or rxestmert objectives. Foe each
SDNY_GM_00025230
CONFIDENTIAL
EFTA_00135850
EFTA01277083

Important information about your statement
(Continued)
Lending information you wok, acuagr meg n the market Mon a-e — 'Ostrtgions to date' may rick& return ot - h addition to commissOns received in connection
Fa detaAtd informal:et on the Firms lending practices %binned from rang that patty sources which we capita. ixorne or both. lath tee sale or distrberion of annay contracts
and <Inc lasina, refer to you Clem Relati0nthip berme to be reliable, but we do not guarantee they — • Cogs& Lod sure' represents the nit a along and eat investment in« units to our clients, we
Asf cement or geckos Agreemem and the General accurag. price per ling and may nKA felled you cost bass ander au alfilialla ref eiee mpg shying
Teems and Conditions LOS Statement of Credit Pr/dices - We farite* lie the dosing pig when avabble or crepes/Am from marry of the insurance
mailable in Agwements Jade:orb:um a the mean of the bid rd ask Pritfl foe SOP • Racuicted sororities Restrkted securitiesgeneral& companies undergoing the arruily contracts,
error mbc rormarcounederrimom SeCifitiEl ad meatsor ora/ bed prices to OTC re not Cutler& elegble for publk salt LOS Financial allocates of the insurance co./pan:es or sponsors of
securities. Services uses the nutlet poke of tte unrestricted Pock the unt investment rusts we drortute.
Yew poets — Less active& traded securities maybe priced using a of the same issue as an imputed value foe the — Cur affiliates also receive trading commas:on' and
You statement Maim moorhen and other assets hell vakation model or the mon recent peke we restricted stock for purposes *Oho Mager 014 To other compensate:a from mutual fink and
in the account at the end of the cowmen period. You obtained and may not reflect an actual motet vice the eiders that togged securities are eliabla to sae, nsurance companies whose products we &adage.
may ask for delvey d luk paid securities at ary tine. ow vain. the rake received may be stbstantalE less than the — We receive an anal fee lion, LOS BP* USA and
You maireread secunties used as loan collateral after - Certain pzetions may appear wrocke a price and it:vied yak* shown UBS AG Sunda Brandi of ep to $25 per access*
ppay/ng icayy balance due on them. Any statues will show as 'peke was not avalable• l we re sweeping es the barks under the UBS Bank Sweep
fra vanPRIto the Nendrip the statenwni perod are untie to obtain a price for a sourly • Est. (astineted) income, curter* yields and rata Progarres.
lards nudes vain as of the end of the statement — Deposits a smokes denominated incurrencies An ening ot arm/ income is bated on current
Peg& other than U.S. dam are reflected a the eichange dnidend rd interest rates. purling the securities will Activity
• Cost barm. detemning the cost basis of the rate as of the statement date. be held for one year from statement date or add Morena/an regardng commissions and other charges
teatimes iextuded in this statement where endeared - For mean sermities vexing in nenrmakemng maturity. This mina is only a guideline, accuracy ironed n correction wth the executor. of trades.
with the number 'I,' LOS f Mandel Services An relied denorninakom price rd elormitY dace roles) may ad continued income we not gueranteed incldng opeion transactions has been included m
alinformation cbuined from sources other than UBS have been adapted to fa gate mpg Yakut:art — fanged anal income and curet yield for «intimations ;remota furnished to you. at will be
natalS ags. gliding nip:motion tram another To obtain current cuotans, when aratabk, contact cetan types of sororities could node a .nun Of provided lOyOupectraly on recatost.
tiro ce that you may haveprovidedto your Fnancial rokr freesia Ad.'s«. PencPal or capital gains in *Nth case the en
Adoisot The Fim does not indignimity way ce income Or cument yak& would be overstated. Wart selling
garnet the /aura a mica of try Womation • Private thveronents and structured products. — Estimated antal inCOMe and wept yield and the f you are engaged in shoe selling a security, you may
Povided by sages Op than LES Froexial Semites Mate immanent retrain (ix tiding Overt actual icon and yield night be bona higher has a charge Oa to cenin barogg costs for that
particpatiso «warn and real estate intestmerd trust than the estmaed antra,. pal irmar security.
h ableat aalgigh LOS Financial Seigel general& %acorn:Mal sirucued peolicts are general& Irjr1/ — An estimate of a-realized income (dividend yaks'
plates this idernutian as it is received. the fine Ilkalid Cense. structured proton haw no been germ) diwied by the Covent market Open at
does not gookk ant asstrances that the rociornation registered with the Securities and Exthrg vets/roomer balance is based on the last «Wird Fadarind open CC scoStig cant oiled' orders that
under "Cost basis' arid "Unvalced gael loss- is Commission a under any slate secures., laws. We a nine* pay ra made by the issuer and were not motoredbythe paten** date, open tuyard
acute as of the date of that statement. As sulk provide Minuted raves lee private secured ages the seargadeposes wine hell for one sell stop orders are reduced by the most of diederds
please do not re& on this rooming to make sectritiro and 'tattered products for inter mrocnal year from the statement date a urrul matey. or rights on an exavidends a grights dote unless
;eschew a sale &cis:ans for um ;apposes a Paws only. Acckoacy is not garrotted. Accuracy and continued yes are not guiranseect instructed otherwise by you. You we responsible fa
othenvise. Accounts Oafe ased to the firm may — These rotes may differ substantiate prices, if orders that re executed due to you failure to cancel
reflect gagl oss informatith onE for the period of any, at whets a prase imparnent vafruolmty or • Assets not MAI by UK Pantie/ Serviaa Certain elan"? QOM ceders.
tine they are held ate Finn More historical gictured product may be butil or sold and do assets are not held by the Finn and not mitten the
reicrmalkn can be added by your Anoxia Advisor. not necessarilya:preen* the veto/you ray receive Fern's possessor or control. These assets are Privacy
upon litwidation. deployed on you statement for irdoimaticaul To obtain a of our cut.* Client Privacy Notice,
• Unneatheed glans then data is — Aid panyestirmes of yak* am as of a tartan purposes only. Positions and values presented we please tread yew Financial Advisor or visit our websde
estimated greafized ging bsses are calculated foe date and are applied to UBS Financial Services on a provided by the awing firm. LOS Froncial Sermes is at wow utnrorderiviewohna
eidividual settee lots. tht transaction data foe regular basis by an independent vatation I ion. not responsible fortes inf« nudge and does not
adroit/al km may or may not reflect ormrossions, - Issuer, general panne. Of sponsor estimated velvet guarantee es accuracy. these assets are rot protected UBS rinanta Services is not a term. The PIMA Bushes,
Merge' at minty neorgnitaler manes. if any are supplied to IF* Von by the Soar. by SIC or the Figs statement.' UPC coverage. Services Account BSA and IRMA are hedger mounts
Dividend and other reinvestment lots and systematic gnatparr Ce spars and may be calculated whkh provide access so bracing services and products
puthwe lots are each tattered to display one based on Offerer* gomaton from that used by • Revenue sharing and additional compensation. though arrangements web of PIS banks and other
swaged lot. The Trade dare' colmn grants the third ponies to derive thee minuted robes. — In ad6tion to ICtrefliSSvadd on robs and 12b.1 lees lhod-party bans, arm «ogles access to nuance and
agiW varnaction trade date. — toucan obtanaddaioral Sarmatian regarding received en connector. with the thstabAkin of smug products issued by unatilealedthodoany
the methodoUgy used to deteemine the Meng of rrotial furxh to our dents we armor are afore nuance companies through hegira agency
• Callable securities Bonds ant preferred stock Out vale and the date of the :eternal: xi that is the receive revenue sharing Pawner." from dOtrebulcos subsidiaries of UBS Financial Services It
the issuer cals for ea redemptive wd be selected basis fo r the estimate by contacting peaFinancial ardor advisees of the mutual finds that we sell.
aparteal& by lot Iron among all serrates of that Adige. Orme nuns are bawd on two Moment Ineeltrtard, nsuraxe. arid annuny products:
issue held in our none or n non*** nag let or - Aid patty t'o'uted robes may be reflected as components 0 the amount of sales by LOS of a Not KM rend • No low* guwantee• May lose yak*
clients Call Raise rocomiecn a cbtaiwd from third 'Not priced' in several durations: Mien an pekular mutual fund fen& to oat dorms. and 40
pates and ets acctracy is not guaranteed. Other call independent valuation Inn has not supple sea the apt value of apantile. casual fund treys RMA. Re:mg Management Asostra. Business Services
teams may eszt which could affect yield covplele unable to asstri a Yam when we become away stares held a the fins Accomt BSA, BMA and nternarnal Fiance
information will be pr °redid uptth requital that a material event has gored that may call a — We and as afloat. ate receive omitting rid Management Accord are registered wince marls of
previously repeated rake no question or when iambus processing lees in consideration br UBS financial Seivices Inc
• Certificates of deposit (CDs). COs are FOK eared yaks. woad be highE speculate* due to the nage transfer agent cervdes that we provide to the
up to $29S.000 in «nopal and accrued germ per a the secutity. metal firms Thew feesgenerally are paid from Visa Sign/tux a a registered serge mark of Vas
deposit« ad per deposixeynaitkoket inaccordance - When neither an route, general prime to ton«r investor assets in the mutual fu-d and are a fixed Inseationa WS Visa Signature coed/ cads and LES
with FDIC rules. estimated van nor a third-party estimated value is dole/ amount based on the rumber of accounts at Visa debt cards are issued by UM Bank USA with
larded the value of the security wig bedifferent the lonakerdealer holder; mutat kends of that fund pennesion from vire USA Incomorated.
• Priarmalue Mtn displayed for unsities and other from its (*whale price family
prodals may be higher a lower than the prig that UBS Financial Services Inc Fey 201511
SDNY_GM_00025231
CONFIDENTIAL
EFTA D01;5851
EFTA01277084

UBS Financial Services tic Business Services Account
UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 January 2016
aiNP70006010730116 V1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Finandal Advisor:
SCOTT STACKMANISYLE CASFIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
ReSourceline at on December 31 (1) on January 29 (4)
account
Your assets 5,238.24 5,238.24
VIsItour websIte: Your liabilities 0.00 0.00
swirw.ubscomlfinancialservices
Value of your account 35,238.24 35238.24
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report actually from Sources of your account growth
VIW VI a n nua k re dit rep o ft .<o m Tracking the value of your account during 2016
Value of your account
at year end 2015 $5238.24
Your nvestrnent return
7 2282 Charge rn
• market value 5000
•'3 ° 2 5.2382 Value of your account
onion 29, 2016 SS2313.24
Dec 2014 Dec 2015 fan 2016
SDNY GM 00025232
llismbar SIPC ANP700020C0601073NP1000057721 00001 0116 000030000 Y123661550000000 Page 1 of 6
CONFIDENTIAL
EFTA 00135852
EFTA01277085

UBS Business Services Account Account name: Your K asocial Advisor.
Friendly account name: N•: . • SCOTT STACK MANLYLE CASRIEL
January 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 79(31 your account
A Cash and money balances 5,238.24 100 00% Your current asset allocation a , v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford °ranch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 -4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
ANP70002003601074 NP7003057721 COCO' 011600o:0mo° yi2366 IsSOCOOPIYGM000252/Ve 2 of 6
CONFIDENTIAL
EFTA_00135853
EFTA01277086

Business Services Account Account name: MAX FOUNDATION Your Flnandal Advisor:
UBS Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASNEL
.4! .14.; 3c Account number:
Change in the value of your account
ranuary 2016 (S, Year to date (I)
Opening account value $5,238.24 $5,238.24
Closing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Dec 7 - Jan 7
Opening UBS Bank USA Business balance Dec 7 15,238.24
Closing UBS Bank USA Business balance Jan 7 15,238 24
Number of days in interest period 32
Average daily balance $5,238.24
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing inveStrnent objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Filancial Advisor or Branch Manager You can find a full description of the alNmative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Primary - Moderate
investment digi bifty consideration - None selected
Your account instructions
• You account cost base default closing method is FIFO, First In, First Out.
SDNY GM 00025234
AmP7C0020C060107S NV7003057721 COCCI Oi le 00C030000Y12366ISS0000000 Page 3 nf 6
CONFIDENTIAL
EFTA_00135854
EFTA01277087

*UBS
Yournotes
CONFIDENTIAL
EFT,00135853
EFTA01277088

Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN/LYLE CASNEL
January 2C17_, Account number.
Your assets
Some ()noes, income and current values ShOren may te approximate. Asa refill. gains aid tOsses may not
be accurately refkcled. See AporUntinfognefrOn about your statement a the end ot this document fOr
more info reason.
Cash
Cash and money balances
Casts and money balances may incited? avalaole cash balances, UBS Bant USA depout account balances,
UBS AG Starford Branch Ce post' account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the PDC vAlhn applicable limits, but are not
protected by 9PC 085 AG Stanford Branch deposit se oum batantes an not insured by FDIC and se not
protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the important information about your statement at the end of this document for details about those
Sanas.
Opertng War*. Cloung balence Pnce per share Average Dtddend Interest Oafs in
Hddng on /am I (S) on Ian 29 (El on /an 29(0 rate period period cepmount (S)
UBS BANK USA BUS ACCT 5.23814 5238.24 250.000.00
Your total assets
Percentad? Cif CoSt alienated UmeartZed
VSUe on tan 29 CS/ your account 6395 (5) annual infant (ft gain or loss (5)
Cash Cash sad money balances 5,23824 100.00% 523824
Total $5,238.24 100.00% $5,238.24
SONY GM 00025236
ANP7C0020C0601077NP700305T01 Wel OI I 6 000:00000 Y12366I 550000000 Page f 6
CONFIDENTIAL
EFTA_00135856
EFTA01277089

*UBS
Your notes
ANP76302060601078NP.0057721 00001 0116 000030000 vi2366,50 CONMYGM0002523466 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00 I 35857
EFTA01277090

Important information about your statement
U3S Evade' Services ix. the F im or UBS biaxial - Noir p!rn attr n tpre-or t r,-; Art: for °sit The SIPC asset protection limits apply to account held, you choose one of the following
Smites). is a merrter of all ['Motel Nosily, ammo* - Desute the error or tie Vander ycu inure all *count that you hold in a panictar camcity. testrant objection'
and colons "'haves. 1.036 Proemial Services and UBS Etait And explah as clay as you cal why you The Fern, together with certain affiliates, has also • Prod*. Conentbacome. 1n ub it as sett; the
Bank USA at rdrect subsides's of LES AG and belies a is an error a why you need more purchased o.ppbrroental protection. The mairrion generation of income cribs
affiliates of LES Securities U.C. The Firs fronded remotion mount mar to al *baba clients, color:an irder • Adam Capttaf Apreciatan: Internments soaking
statement is available upon red, es. The Fin's ermine - Prokle the dollar amotnt of the suspected emu. this protection is 1500 millon as of December 10, 2013. growth of prnopal rather than the peroration of
off kes ere a: e.
The Firm or Card Issuer val region your complaint Street to the poky corditons ad Imitations, cash a • Produce Combination of Moine ard Capital
UPS annul Sin aces Iv. and MI correct any error promptb. I we take ma* tan the firm is furter protected for up to %I 9 million n the Appreciation- regments sentry both tie generator
1200 Harbor Boulevard 10 business days to do the. we wit mink your account axnegate for all 'our amounts held kr a partkular el encore and Tooth of pritpll.
Weehawken, NJ 07086 For the avant you theic 6 hear, so tat you will haw capacity. A hi copy of tie poky wording is mailable
tie use of the money ding the time h takes us to ton request. *wall tisk profiles
This statement represents the ally official record of six complete our ivestgation.
U35 Fivricial Services account. Other week rant The SIPC protect an and tie supplemental protection • Conseivahrt Seeks to martin nhit pri-cPse with
r o o o m ff t ic i s b ia s e i l o r t e n o l i p e d l d e o a r s- s a w e n r a e n p t k o y . t o c h o u i r m b r e t m a r n a e i t d n e i g a t h t c e e o ly r n e n f l i i s c w a te n r d i e n d m a g a t t a r o o s t r h h o e u ld s f P r t l a O a te n id m e a a e l l n i i k n t e s h t a a a l u d l t t d e e t n i a o rd s n c t p o a a t r y e e -d g d o u l o e la n t r o t a i t e c h c e fr o F o s n M t t l e o o e f r s t h t , i a i e s n oints • b o y C th o e u d r r t o a a n n c o c f o i t n u A a n V n t c I v V ia a l l t u o a e s ' ) s b et u s t c h o e n l t d ro a l w le a d y b b y o ( r a n n U d B S S t F a in i e d -c n al d b m i w e o t r r m i n s e k , a o a n r i s r d e t h t v u e o r l n m a s ti l e i o t n y m d to m t d a h o y e e r s n o n t o o k t n e g e e p n m p e a r e c a e t a e w t s i i e g th n v e e t n c ant
Branch Manager of the office "rung your account. may be subject to makeentece lees, chasms for We Services (e.g., certain 6/cash at UBS Bata (i) cash at
payment for etritin purchases and chums kr unpaid CPS AG Stamford braich, Ed hurray* Foetid; • materna Willing to accept sane risk to pincOalad
Athaiti al lions shown are 'Mended to be accurate. anoints n Cash accords. Accounts that at barderred including variable annuities. and Et shares of mutual tolerate some votataty to seek hirer returns.
statement data sruld not be used kr to purposes Rely to mho- inflaUtiOnS May be subject to a trawler lie. finds where such shares are registered drectb n the • Apprespie: Wiling to accept high risk to prnopal ad
sorely on yemend tax fent,(i.e.i fort 1099, Sae. nave of die account holler on tie tonics ad records heti Many to seek high returns one' tine.
10425, etc.) whin preprrirgyour talc return. The Fim k UBS Swap Optima of to applicable ismer a rosier agent).
requiredby low to report to tie IRS all taxabk dividerook UBS offers options kr tammiog cash balances, balances • Certain minimal contacts Or imminent interests Starner liouseholdhe
report** rents:cable dendends and twit tent to bank deposits at UM Bak USA and U35 AG Stanford (eg.. Grated partner:hi% and prime placement.) tat We may consolidate at related account statements with
eared on mcunties held nyotr accunt, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Ad of 1933; de sane Placa n the sane envelope. Acacias may
sale transactors, and cost tut en certain covered ids (Money Fora) avIdie remit knal Depose ad be related Ice this purpose biome they have owners
tarei es. Accoum (I)Apct customers with an Imernational • Cornneditoes coravots (e.g, foreign "charge and who also mainain p'ie mom relationships with other
Reran. Management Accost. 'Moth the Bank apmdG ametal cordontO includiv futures antrada chintz at the same address. This praclke 6 known as
Corraranications with ire Fain Sweep Procne. cash balsas act swept to 111358a-k commodity o COntraCIS. •hoteml-oling 'Ilya; prefer to recta* ednedual
• Please reconfirm eery oral corm-warms in wring USA up to an en/tasted knit ad then to UBS AG statements mated in separate envelopes — you may
to fuller protect your rips, ironing your ropes Stanford Braidt a a Monty Fund. Deposes at U85 the SIPC protector and de supplemental protection do decline householdng by ceiling 'Our F nutria Acbitor.
infer the Swains Investor Protection Au (9PAR Bank USA are FDIC enured in accordance with FDIC not apply to these abet tend Sty otharrnse appear
• B the finax ial halittion on the top left of to front nat. For core rdonnetir pease kit wwwfdic gore on you ataternenh. Tlw SEC meter,/ and the Friendly accourt name
of this simmer* is not 1.85 Fir-avoid Servkes,L6S Deposit a UBS AG Stainkrd Bra-di aid than of onlarattal protection do not poled mond changes The Friendly accent rime reflects information that you
Femoral Senates cafes you account as clearg Moon: Funds at rot eared by the FDIC. in the matta velae of you instalments (whether as a entered en the firm's ordne services websee. It a a
brdcer by arra-oerrent well the ticketed unsittoon result of market motement, issuer baikruptcy or watorniuble *niclnerrat • chosen by you to ass yeti
We Wormed you of Its relatorchcl when you Through the OA, mailiele beak bale as are 'wept to otherwise) Well your recordkeepiog t has no legal effect an your
opened this OCCOJII. In tic case, your brok and depose accounts at UBS AG New York Eanchard UPS account. You can throe your FnenAraccotort Mann,
securities are located a U85 financial Services and rot AGC wan Brach These deposits are not hissed by More it orrration is avaltde tun mean Yoe may trough Ohre Services a by contactrg pit Fina-cial
des ketdarg broker, and youn ut mace a roped Ite PDC. Balances held at tiel035 AG Cayman Branch •rah more idonnition about SIC, hclidiro the 5IPC Advisor.
of ay errs or emission to both firms. ate temp:a rty noosed to the sovereign irk of the Brochure, by contacting 51K a 202.371.8300m by
Colman blends, and there is no suttee a other nitro the SIrC "abate at reow.apacoop ACCO•nt overview
All accent statements shall be deemed conapbte ad cegation of 5136 AG to repay the balances while ti the • Pam oimoiaccountgorrio. Net of assets and
accurate t not objected to lei sariakg within 60 days. LIES Cayman's Brach's books. Dividend Retvortment Program (DRIP) liabilities.
The crCe reflected 6 an acerage pike You may obtan • Alma Inclas avail* cash balances, tams to
• Please divot customer complaints or ecpeies to the Deports at MS Bat USA and each UBS AG Branch are the actual price kom your Financial Adasor. Only Mole restricted starry lest I, and Global tine Deports,
FM'sClem Relations Depavnent a 201-352-1699 not protected by SIPC, Money Find shares are protected tares re purchased under DRIP; partial shires wit be u-realzed mats to market, and cattail mats not hell
or toll.free at SC0354-9103, 8:00 A.M. to 6:00 P.M. by SIPC See 'UM Fnaicial Senices Accent Potection- ton and ell cat was be deposited h your account. The by tie Fem. Does rot include unwired unkindassets
ET Monday through Friday, or in wrifir-g to LES her" dviderd rehvestment price supplied byte issuer may at the end of the mior and cured statement periods, a
Handal Services Ix., Client Relations DeParenb dffer from the market mice at Mach tie partial shares peva* ineestrrents, expected stock options and
P.O. Box 766 Unon City, all 07087. Upon acts reµaain, balances in to Bank Sweep at sold 'atonable stock options
• in cm of erten or "umbra about an electronic Programs a OA may bee withdram and shares of a • Ciankos Includes debt btlircez oubta-ding magn
fu-ds transfer MTh. lai r Ye:Orbi t Money Fund mad be liquidated, and the proceeds Cmletilieu loaf, credit wit, chat accord balances.
card vansactions, call or wife to UBS returned to you or your senates accotnt. Di), whole units may be heal in your account. if you re • CasWwoney balances. Total of uninvested avarkble
Randal Senices le., air 'labor hat, 6th floor, mined to a palial unit as a result of a &dad pmrant cash balances, plus UM Bak USA deposit buirces,UBS
Vileehavaers NJ 07086, Attn DINAMSA Sears. hater it tertian about available temp options, • otennise, the Firm *Nether sell panal inks at AG Stanford Emrich deposit balances and money mart
inckiliv cement inmost rates and yet*, is available at mart pike a accept an annunt determined try a itutual fund sweep balancer, at the axe of the
Cal or tante as coal a; you cal. 4 you thrk yam math cot horn your Francial Advisor nocto-ed cleats army, aid credit nor mar statement period. Nonicornnoeity free credit balances in
statement or receipt 4 sing at you need more or by baling your account at rot segregatedfrom other balances
ruination awn aVander cote sheenier or Investment objectives ad he Fern fray use any of these funds in the ordnay
reap. The firm or Card bear (as *piratic) must UN Financial Serener accarit protection The mummer* °booms ad ask profile at speck to course cd its laziness. These funds at payable upon
hoar from you no low than 60 days after tie Pim 11-• Fern 6 a member of the Stares Investor Protection each account and may spy batten Please adrim the your demard. This total it included rn tie curled period
sent you tie fed statement on which the error or Corporation (SIPC). wItch [erects securities acorn of Formprompt& ;n min; of any sicnilkare change n your clock.) value.
problem gland. es members up to 5500,0:0 (nolodro $250,000 for fnancial situation or ntestmert objectives. Foe each
SDNY_GM_00025238
CONFIDENTIAL
EFTA_00135858
EFTA01277091

Important information about your statement (contrued)
lending information you wadi eta, receive in the market Prms re — 'Onlrbesion to date • may nett* retum of - h acidic° to COmn,:SrerS received in connection
Fa Misled information on the Frees larding practices ebtaned from venous than pity sources wench we capital. income a both. wit the sale or destrissico of stub/ contracts
and Mande:. tea to you Clem Relatenthip begot to be telltale, but we do not guarantee they — 'Crignalthi see' represents the neat °fleeing and um investment suit units tom dents, we
Agreement or imam Agemem and the General xctracy. price per kin* and may Mat reelect your cost basis antra cur affiliate remit reverts sturng
Team and Conditions UBS Stammers of Credit Practices - we gm* use the dosing price when avagabb or compensation from many of the issuance
mettle in Agreements andD islosuras at the mean d the bd and ad prices for lined • Restieled securities Restricted seethlies regal& companies uedenwen9 the annuity contrxis.
ismer/to romixonartirchthem seethes and options or oney bd prices for OK are MI omen* ekgble for public Salt LOS Financial all hates of the returnee carpanes or sponsors a
sauces. Seven use, the motet ace of the unrestricted stock the urie inefennnl tn.ntS we drUrbaite-
Your mots - Less thee& traded securities may be priced using a of the same issuer s an imputed value for the - Cur affiliates also receive Poling carrnician and
You stalement Amen smithies and other asses held vakation model or the most ream price we totted stock for purposes of Me atetereent any. To other compernatth from mewl fun* and
n the account at the End 01 the SIXOnsert period You °blared and may not reflect an actual maket price the Mont that restricted securities are eliabb fa sale, no/ranee companies MOS. products we datum.
may ask for delivery of Itibt paid securities at my tire. or value. the value received may be substannal& less than the — We receive an actual fee from LIBS Kane USA and
YOU may recent mutes used as loan coateral thee - Certain cOS.1.:e1S may appear without a pege and imputed value shown UBS AG Suraced Branch of up to $25 per access
pyng ay balance our on them. Ary securities sideshow as 'price was not available' il we are sweeping to the bates under the UBS Bank Sweep
tratared to **FM drug the statement period are urge* to obtain a nee for a wanly • Est. Ostineted) Marne. cant yields and rates. Programs
listed at market value as of the end of the statenners - Deposits a senates dente/Mated in currencies An estimate of annual 'mane C based on currant
period. other than U.S. dollars se reflected X the ...change chided an interest rates, n suoing the securities will Activity
• Cast basis. In determining the cost basis of the rate as of the sealemem date. be held for one yea from statement date or unit ethrmationregardng unimesscen and other charges
sautes incited in thus statement oboe indicted - for chain securities Wading n noncentamng maturity 7th Mamie is only a gudelne. accuracy Mthed n comedian web the executer" of Wades,
wth the nurbe 1.8$ Financial Services has relied denaminalicnt price and (snit, (faze valu)rmbr and continued mane are not guwanteed incising onion transactions has been included on
o Fi n n a in n f c o i r a m l S a e t n io ec n a o 's b , t in a c in lu e d d i n fr g o m O f s e o a u n rc a e ti s c o o i f l r e o r m th a a n n o L t E he S to h o i b ve ta b n e c e u n r r a e d n m t ( l p ed a t t o e V n e t in w a h le e p n r a o v p a e i r l l v a a t t h s / c P o i n o t n a ct — M Ced im ar% e t d yp a es n o t f a s l e M a a si r t i m e c a o n u d l < d w in e cl n u t d e y i a el r d e f t o u r r n of C pr O ov n id li e rr d iV to ir S yo p u r p e e vi C o t u n s p ly fl y 14/ o 1m n . r S e h q e u d e 1 s 0 t. you. and all be
am or that you may have provided to you Financial ess f mental Achisco. Poona' or upset gains is which case the eg
Adviser. The Fan don not incleperdently verily or encore* (at anent yek0 would be overstated. Sheet Swig
gannet the eaten or staidly or icy downshon • Private Sweatiest end structured products. — Manta/ snail hire and arrant yield and the I ma we engaged in that selling a west, sou may
provided by secrets other than (.85 Financial Stones. Private investment mutes (iic Wig drect actual income and yield might be lower ce higher racer a charge due to Certain borroeri-g cons for that
patio (ation progam led teal estate settlement trust than the estmted amounts. Pal 'cuter security.
h addition, /Smug, LOS Financial Sauces general& seethes) and emceed products are generally 114* .!• An mange of aro/need Mont (dividend ardor
madams this relcernaten as it it received. the film Rigid Certain sertemed produces haw nal been velem) divided the current nude Open orders
does not provide are assvances that the incernaten upstaged with the Securities and Exchange valmeaverm• balance it based on the Last dividend Regardeg opal a 'thadtileanceke orders that
under -Cost bases' and "Orvealced canker is Con-mission or under any mate SecurrheS laws We or ^leen payment made by the issuer and were not erstrodby the nevem date, open buy and
accurate as of the date of this statement. As SSA pronide estimated vats fa prime notelet-sot assures the sectraestepoth will be held for the sell stop orders are reduced by the amount of doidends
please do rot rely on this information to make securities and itruatted products for egormateml yea' from the statement date a until maturely. a 'eggs on an ex-dividends cr except due unless
nrchase a tale chickens. for la puposes or purposes only Arcing is not guaranteed Accuracy and continued treed are not guaranteed. instructed otherwise by you. You are respomble foe
otherwise Accounts transferred to the Fins May - These vibes mar differ Manantialey from fakes, if cedses that an executed de to your Calm to cancel
Mkt gadl oss infernal im ceder for the period of my, at *hit a private :gement seosity co • Assets not MA by IA5 Financial Services Conan erntin9 0PMorders.
tine they are held a Be Fun Mat hbtescal theme/ preeked may Ise basfit a said and do assets 30 not held by the Fro and not vschn the
nfoimaith can be added by you MancitAdmor. not necessarily represent the Met you my receive fern's possessen or control. Mese assets are Privacy
awn pIgavrtiylation displayed on your statement la newsmen', To obtain a copy of as current omit Privacy Wee.
• Unrealised saiteloises When data is - Thid mown of rale re as of meet" purposes only. Positions and ram presented are nease contact your Financial Advisor a viii as mann
esteemed urrealized gam losses are cauthed fee dale and se a:pared to UBS Mundt Services one provided by the issuing ten, U3S Financial Services is at Ism ribs rintaineutalev
ndividaal SeCtifty SAS The transaction data for regale basis by an independem vacation Ism. not respcenble for IM irleonabon at does net
rxkvidaai lots May 01 may not reflect carvithoons, - Issuer, genneirpal panne or spathe tainted values. guarantee as accuracy these assets are not protected US$ Maned Services is Mabee nv WA. Busses,
chines ands security reeiganaat en mots if any, are to the F im by the mnr, by WC or the rims supplemental DK coinage. Services Account BSA and IRMA re brokerage mourn
Ditend and other reinvestment lots and ;animate genital padnive or sponsor and may be Moaned which provide access to barging yokes and products
purchase lots ice each cceconed to display one based co fM et information Iran that used by • Revenue sharing and additional compensation. through arrangements vows aNhlated bags and other
averaged lot the • Trade dale' coLmn presents the thirdparties to deem they estimated vales. — In adaticn to commtions on saes at 12b.1 lees thrd-party banks, and prom* access to nsurance and
agent transaction trade dale - You <al obtain addle:nal infansisen regarding received en anneaon with the destrbthon annu.Y130:1-03 issued by thate dited thrd.pety
the methodology used to deeming. the earnate of mutual funds to our clients we ardor out aft Am insurance companies through Murree agency
• Callable smirking Bonds and profaned stock that value and the date of the Mconation that is the receive revenue Meng paymerts hem dierimers subsidiaries of UPS Financial Services yr.
the issuer oh for es& redemption and be selected basis for the eainte by contacting your Financial ardor advises of Me mutual funds that we sell.
grparbalfy by Ice Iran meg all secusies of this Advisor These arrants are bated on two difeent thestnum, riluranCe. ad amity products:
nor held is our Are or rume for our - Thin party taloned velief may be reflected as conwontots a the anxont of sales by U3S of a Not FDIC ratted • Nobs* gammen May lose vale
clients Call Seats* illonnali:n f obtained from third 'Not priced' meal statism when an Particular mutual fund fatuity to our clans, arid O)
pates arid as accuracy is not guaranteed. Other call independent vaLetion Ian has not kJ/Wieder rS the asset yake of aped:cult mutual fund lamilfi RhIA Resource Management Atoms. Business Services
leaves may nth whch could *ea yield cannel, enable so asset, a mkt when we beam swag shires heed ate. tem Account BSA, II/AA and neemsional Resource
nlonnateen will be provide upon request. Out a material mot has mimed that may call a — We and cis anhate ado Wen* netheekng and Management Amount are registered service marts 01
pvarekv*iously tuned value nth amdmueo or sown cants processing lees in conaderatm foe UBS financial Services Inc
• Cartineatet of deposit (ma). COs at FDIC inured wood be highly speculative the name uarrtfee agent serest that we provide to the
up to $297,000 n princgal and accrued Mem per a the Witty mutual funds Thew fees generally are pad from V6a Signals. 6 a regthead service mud of Visa
depositor at per depository inPrecteck re madame - Shen rather an issuth great palne sponsor investor asses re the mutual thrd and are a toed Intentional LOS Visa Signature cede cards and t.13$
won FDIC Min. estimated vale rer a thed-pany estimated value is clods amount based on the member of accounts at Visa debt cans are issued by UBS Bat USA with
brooded the value of the stoney MU be different the broter.ckaler holding Mutual guts of that fund p.annspon Iron ma U S A hcomated.
• Price/value Prces dowlmed for secures 314 Other from its carthase price
protracts may be WOK or lower than the price that LISS Financial Services Inc My 201511
SDNY_GM_00025239
CONFIDENTIAL
EFIA_00I35859
EFTA01277092

UBS Financial Services tic Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2016
AN7A006897490216 YI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your N nancial Advisor:
SCOTT STACKMANO.YLE CASRIEL
Phone
Value of your account
QCaulel, scti,o„n ps ianbano:urat y,A oduvri ssotar tement?
or Re
Rescurcerone at on January 29 (3) on February 29 (1)
account
Your assets 5,238.24 5,238.24
Ksit our website: Your liabilities 0.00 O.00
%%yew. Lbs corn? I inancia:secvices
Value of your account 35,238.24 35,238.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
'OW VI. annuakreditreport.com. Tracking the value of your account during 2016
Value of your account
at year end 2015 45238.24
S
Your swestrnent return
2.22,3 2 Change in
market value 5O00
.2 223 2 5,2382 5.238.2
Value of your accoutt
on Feb 29. 2016 56230.24
Dec 2014 Ott 2015 Ian 2005 Feb 20'6
SDNY GM 00025240
Member SIPC ANP70002000039749Nr7000070822 00001 02 l 6 000000000 Y12366I 5500000GO Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35860
EFTA01277093

*DUBS Business Services Account Account name: FOI,i:LEATICrir Your Bnancittf Advisor.
Friendly account name: MA Fri rir ATIrN SCOTT STACK MANLYLE CASRIEL
February 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 29(S) your account
A Cash and money balances 5,238.24 100 00% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc P e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 0 00% account balances, UPS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 413% -5.09%
Russell 3000 -0.03% -567%
MSC - Europe, Australia & Far East -1.80% -8,89%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
Atirt03020036697SONF7003070822 COCO' 0216 DOCO3C000 Y12.366ISSOCOMYOM000252049, 2 of 6
CONFIDENTIAL
EFTA_00135861
EFTA01277094

uBs FB,uLs.in,.e.„s.:s0 S.6e rvices Account Account name: MAX FOUNDATION Your /9 nandal Advisor:
Friendly account name: mAx FOUNDATION SCOTT STACK MAIILYLE CASRIEL
Account number.
Change in the value of your account
February 2016141 Year to date IS)
Opening account value $5,238.24 $5,238.24
Closing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Jan 8 - Feb 4
Opening UBS Bank USA Business balance Jan 8 85,238.24
Closing UBS Bank USA Business balance Feb 4 85,238.24
Number of days in interest period 28
Average daily balance 85,238.24
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing invesunent objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a ful descripticn of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Pnmary - hhaderate
investment eligibility consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025242
ANP70007000689751 NP7003070822 COM 0216 000030000 Y123661%0000000 Page 3 of 6
CONFIDENTIAL
EFTA 00135862
EFTA01277095

*UBS
Yournotes
CONFIDENTIAL
EFE,9_00135863
EFTA01277096

Business Services Account Account name: MAX FOUNDATION Your II nandal Advisor:
*UBS Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
February .: 0 '6 Account number.
Your assets
Sane ones, income and current vdues Sheri' may Ix EpprOxinale. AS a result. gains and losses mai noi
be accuralely relkotO. see Aportint infosenebon about your statement a the end of the OxymeM for
more inform...ion.
Cash
Cash and money balances
Cash and matey betances may include avaldde cash balances, UBS Bant USA derout account balances,
UBS AG StartSord Branch Cepovt account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat hn applic be limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit of ou m balances ate not instated ty FDIC rod me not
protected by 9PC Money market sweep balances are protected by SIPC but ale not innured by the FDIC.
See the important information about your statement at the end of this docunent for detai/s about those
balances.
Opering Waif. Cloung Wax! Nice per :haze Average Dividend Interest Oafs m
Hddng on Feb I(1) on Fob 29 (S) on Feb 29 (S) late period period op /mount (S)
UBS BANK USA BUS ACCT 523824 523824 250.000.00
Your total assets
relcenta?? Coq ESbmcled Unrealized
value on Feb 29 (SI your account DatS (F) annual income (S) gain or loss (5)
Cash Cash and money balances 5,23814 100.00% 5,23814
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025244
ANP7C00201:0669753NPI000070822 00001 0216 000030000 Y123661SSO 000000 ►age 5 .-pf 6
CONFIDENTIAL
EFTA 00135864
EFTA01277097

$UBS
Your notes
a
reemooxemarsoqmotorzezz000mosomaxoconnecssoccg.y cA 0.2,ft.. 6
Eneolstalemant.accountnumber
CONFIDENTIAL
EFT,O0B3863
EFTA01277098

Important information about your statement
U3S Financial Services re. the F im or UBS Financial - Nvic ton r nattr n tpre.-ot t dams for cash). The SIPC asset protection limits ;PAY to account MM, you choose One Of the following
Senetes). is a merrter of all orincial sexily, cannodty — Mute the error or tie render you an inure all a-conts that you hold in a panicuta- capacity. Mesment Venires'
and eptere exchanges. LES Fe-axial Services and LEG tot, andexplah as neap as you cal shy you The Fim, together with certain affiliates, ha also • Prague Cement/mom.. era no as seang the
Bank USA are rdrect tbsidures of LBS AG and belies t is an error a- why you need more purchased expbrnentalpeotection. The morrow generation ce income erg..
elides of LBS Secuitin U.C. The Finds financial information mount payable to al *Gable clones, colrectieek trot • Mist* Opt*, Approciatan: Insestrnents seeking
statement is available upon reopen. The Firm's rood:* — Pronde the ddlar arrant of the suspected (sect this protection is 1500 millon a of December 10, 2013. growth of prncpal rather than the generation of
off ices an a: e.
The Firm or Cad Issuer MI irwaigae sot conpart Stbject to the poky corditons ad Imitations, cash a • Produce Combination of arcane and Capital
LES Finney' Since, 1m. and MI carect any enor promo*. I we taw rmre fan the Firm is further protected fa i.e to SI 9 million el the of searg both tre geretatcn
1200 Harbor Etulward 10 totems days to do this we will credi your account agg'egae for all sour amounts heed in a pertbular of ncome and veto' pfi t OIL
Weehawken, 111 07086 For the mart you that 6 in erne, so tut you will have opacity. A fig apy of the poky wading is mailable
tie use of the money claing the tine h takes us to uptl request. overall risk profiles
This statement represents the ally official record of sea complete Our Mestgation.
1.85 Fruncial Services account, Other monk rapt The SIPC protect en and the supplemental protection • Constevanrt Seeks to maertin whit prinepal with
official to docunents. cornahing corilicleg data should Please make all chalks pay-Job to the Fam or ire both do not apply low risk and volatility to the attars owral, even
r e o m t i s b s e io r n e , l i p e l d e a r s a e n rep I o f r y t o h u i m be m rm ed e ia th te e ly re n is * a M n e o m p m to o t r h e i s n ta n te t m a e l n r t e h ttu a t d io d n i t r i d r c to a t re e q d u i o e n m h a e cc fr o o s n t t f o e f e th ; a is vant, • y C o e u r r t e a n c c f o in u a n n t c v ia al l u a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n L d B e S nc F ir in cl a e n d c n ial t n i a n m m e e a a n s w th a e r a n c a c n o d s m t d a o y e r s o n t o k t e g e e p n p e a r c a e te w s i i t g h n il cant
&inch Manager of the office seenag you account. m pa a d y r b e e n t s u fo b r je m ct t a o r m lin ar p t u e rc n h t a r s a e s le a e n s d , c c h h c u o g gs .' f k or r M un e p aid L S B er S vi A ce G s S (e u .g r . d , a ce d rt b a u in n 0 c ) h ca ( s i h d a is t U tu B r S n B e a a t m (i i i x c t a s ll at • M inf a la k ti a on re . . Willing to accept sane risk to pincOal and
Athcop al fives shown are ntended to be accurate. arricut ei cash aceouits. Accounts that at tearderred including valid, annuities. and fed shares of nuked tolerate some notated, to seek hirer returns.
statement &lash:add not be used kr to purposes Rely to other institutions may be subject to a trawler lie. funds where such shares are registered dreedy n the • Agyressne: Wiling to accept high Sc to prnopal ad
soap on waend lax IC011S, (i.e., Form 1099, Sage. nane of the account holier on the backs ad records high volatility to melt highreturns over tine.
10425, etc.) whin prefuregyour tax return. The Fim 6 UBS Sweep Options of the applicable near or Welber agtra).
required by low to report to toe IRS all to able Ogden& UM offers optiv kr sweeping cash balances, balances • Cretin Minimal contracts or inwonent interests Statement ¶ousehddng'
report** rontarrable dee:kinds and treble serest to bat deposits at UBS Brk USA and LBS AG Stanford (eg., Bated pannershim and private placements) tat We may consolidate al related account statements with
caned en %wines held nyou accent, net proceeds trench (Bank Sweep rn5), money market mutual are rot registered ander the Securities Ace of I933; the hone address n the sand envebpe. ACCOSeS may
an sae transacume, and cod base ascertain covered Ards (Mae; Ft.n) and the intend matDepose ad be related la this purpose became they have owners
martin. Accare (0Aila customers with an Mernatiznal • Cornnodities cornets (e.g, foreign ',charge and who also maitin Pm KCCard robtionthips with other
Renece Management Account. Though tie Bank prec bus metal contrentst includrg futures ant/acts <lents at the sane address. This prank* 6 knew, as
Communicetions with the Rim Sweep Proven cash balances Te swept to U85 Bak ad commodity option contracts. •housel-oldrg R you prefer to receise rdiadual
• Please re-corifirm ay oral cormitaxabons in *Meg USA up to an es-dashed knit ad then to UBS AG statements Meted es separate envebog — you may
to further protect your ripts, irclafrigyat rips Stanford Branch a a Money Fund. Deposits at UBS The SIPC protects:nand the supplemental polection do decline hauwholding by calIngjOLIF F Modal A&icor.
add tee Sam-rens Investor Protection An (SPA) Bank USA are FDIC ilSured in accordance with FDIC not apply to these asset, awn 4 they otherwise appear
• B thefins-K41 imeintion on the tcp lets of the hem nits. For mime ilarnatir peat. sat wrmfdic sore on ma stamens. he SEC peotecticn ad the Friendly account name
of this statement is not U3S Finantiel Servies,L6S Nowt at LBS AG StaMadElra-d) ad shores of maOlariental protection do not protect rand changes The Friend& *mud name reflects information that you
Frencial Seneca carries gnu account a clearing Morey Fends are rot instred by the FDIC. in tie makes vale of was investments (whether a a entered con the Fatnb orgne services websie. It a a
brick., byarrangement well the indexed anstauton result of market movement issuer batruptcy cotorniuble *nielrarm • chasm by you to mid you
We Wormed gnu of this reletorchP when you Through the Ok 'nibble bead, balances are swept to otherwise). web you recordkreping it has no legal effect an your
opened this aces. In this cask your lads and depose accounts as UBS AG New Yak French ard LBS accost. You can cha-ge yen RienAcaccotnt name;
secedes are keeled a UBS financial Services and rot AGC *run Branch These deposits are not snared by More information is avaltfe Wan retard You may thoegh Orem Services a by contactrg yon Financial
the ironscliceg broker, and gourmet mace a capon ten:X. Balances held at the LES AG Cayman Brad, obtain more edam/Won about SIC, eclidrig the SIPC Adeisor.
of ay ma or cminion to both firms. are temperanly noosed to the sovereign Sc of the Brochure, by weaning SIFC a 202-371.8300a by
Cann bland; and them is no wawa,. a other asitng the Stet website atttaw.aptap ACC04•11 overview
All accont statements shall be deemed ccerpbte ad cingsation of LBS AG 10 repay the balances while on the • VA,* of po0f aCCOUntliOrt6k, Net of assets and
accurate t not objected to in weiti-g within 60 days. LBS Cayman's Brach's books. Dividend Renvertment Program (DRIP)
The crop reflected 6 an average mice You Mat obtan • Asset. Inducks salable cash balances, vitas la
• Please diet customer complaint or empties to he Mims* at LBS Bak USA and each UBS AG Branch are the actual price from was Fnaocial Advisor. Ors1y whole restricted storey list), and Global tine Deposits,
Fim'sClem Relations Deparment a 201-352-1699 not protected by SIPC, Money Fund shres are protected darn re purchased seder DRIP; partial shares wil be • trend make to make; and sedan mats not held
or toll-free at 803.354-9103, 8.00 A.M. to 6:00 P.M. by SIPC See *U35 Feuncial Services Accent Potecticn- sold rd the cash wg b deposited h your etcetera The by tie Fim. Does rot include unrinced secudie0 assets
ET Monday through Friday, a in wedirg to LES bebvt dviderd reinvestment pricesuppled by tester may at the end of the pior and caveat staterreM periods, or
Fruncial Seneca he., Client RelanalS DePalmen‘ offer from the market price at which tie partial shares prorate rwearrents, parented stock options red
P.O. Box 766 Unon City, ell 07087. Upon pot regain, balances in the Bank Sweep at sold entrasabee dock anions
• h me of er015 or suntan about an electronic Prop-ans.:et/A mg be withdrawn and shares of a • Lialeartal Include, debt behron cutdarding frogn
herds transfer OM. b reS Vaa•debit Money Fund may be liquidated, ad the goods Cadekelieu tort,, credit lit dace accant betimes.
card transactions, cal or wit. to UBS returned to you a your seorein account. whole ads may be hekhn you- account. if you ere • Cashlmoney balances. Total of uninvested available
Feencial Services km., cum mance Rd, 6th floor, sniffed to a pa-lial ant as a result of a &Mad payment cash balances. plus UBS Bak USA deposit baferces,U3S
Weehawken 1g 07086, Attn MANESS Sakes. hater ilem's:an about available swop *pions, oterwise, the Firm veil other sell prat snits at AG Stamford Bench deposit balances and rocney make
inckedng anent Merest rates and deter; i available at mina ;eke a accept an anount ditamincd by a MALI fund sweep biro; at the clan of the
Cal a %Me as soon a you cat d you the* your wynembs wise frorn your Fruncial Advisor rigattred clong agency. andcredit your accorn statement period. Norsccermodey lee credit balances in
statement or receipt 4 *nag orgy:duneed more or by eating your accost are rot segregated from other balances
rilennatisn dxut a transfer an the sIXemenit or Investment objectives and the Fim may use any of these funds b the ordinay
reap; The Firm or Card tsar (as irpluble)must LES Financial Sender semen potation The neestmere °booms ad nsk profile an specific to course of its laziness. These funds ase payable upon
hear from you no Ism then 60 days after fit Sim The Firer 6 a member of to Searkin Investor Protection each account and rng wry between Please Weise the your &nerd. This total n included.. te cunent period
sent you Pe fist statement on whit. the era or Comoratbn 6IPC). Mitch protects acuities amarits of Firm amend & in ale-got wry sicpilicant change in xis closi-g value.
earthen gland. is members up lo S500,0:0 fncladrg S2(0,000 for finacial Muria or investment objectives. For each
SDNY_GM_00025246
CONFIDENTIAL
EFTA_00135866
EFTA01277099

important information about your statement (Gbn (Wed)
Lending information pu wad acuaty recent n the market Feces — 'Detrtesions to date' may include returnof - h ackan to commesseths received in connecter'
Fre delaAed informalon on **Fins lending practices obtained from Wien died patty sources which a caehat name cr both. wail the sale or distrbAion of anAy contacts
and and:outs. refer to wis Clem Relafienthip bekve to be reliable, but we do not garnet the. — •Cognalursi see' represents the nasal offer's; and eat investment Intl units to Our (hells, we
Agreemeni or Arm** Arement and the General arcuracy. pixy per sou and may not feat(' rafr cost bass ands as affiliate redeye name sluing
Terns ad Conditions LOS Statement of Cad Practices - We cony* vie the doting pot, mien vase or coneensmen from many of the Murtha
mailable in Agnemen0 and Cancbsures the mean of the bid and ask prices foe listed • Restricted sonorities Resented Seantin general& corepanirs urdenweing the an {overacts.
sumer ribs romiacceurArinflgam. SeCtritieS ad cohortson on& lad prices ice OTC ere not current& eliable for public sale. 1.035Firuncial all Fetes of We Insurance cceroanies or sponsors of
securities. Services use, the market peke of the unrestricted slack the trot investment VW'S we «saute.
Yew Sett — Less aster& traded securities maybe «iced using a of the same issuer as an imputed value for the — Cur athletes also ma leading canrnesions and
You stmemeed sins waritits rid other assets held ...Lotion model a the most recent pie we restricted sled for purposes el the stetemene any. To other compensate° from raual fuel; and
in the acant at the and of the statement period. You ebtahed and may not reflect an actual market once the eggs that restricted securities' are eliabe for me, insurance companies vase products we dmIrkellt
may ask for delve& of lolly paid seardies at art/ time. cc sakie. the *Ise received may be stiostaial& less than the — We receive an annul fee loom UBS Bak USA ad
You may recent secuthes used as loan co/karat after — Certain positions may appear mass a pee and imputed value shown UBS AG Suffield Brandt of up to $25 per accosts
paying any balance eke on them. Any securities will show spice was not avalable• ft we re sweeping b Ow bares undue the UBS Bank Sweep
a oh Ill to the Mumdein the Ohtani pored are unable to obtain a price for a warily • Eq. (estimeted) income, currerrt yield. and rata again.
Feudal market vale as of the mel of the staemerd — Deposits Cr smuts deexmated in °henries An estimate of anal income is baud on current
Peal ocher than U.S. dotes are reflected at the enhaege dvidtnd rd interest rates, awning the securities will Activity
• Cost bat- h detaining the cost base of the rate as of the statement date. be held foe ow year from statement date or trail hlonrutronregerdng carnssians and other charges
earthes itxtuded in this statenent. where instead - Ter certain searities eating in nonconforming nativity. TM mina is only a gudeine, accuracy incanted n correction with the taut«, al trades.
nth the nearby LOS fh alal Services hat relied denteninmens. pee ad CluemlitY 0a ce value) may and continued interne av rot guiranteect nosing omen transactions has been included en
on informal's' cbuined from scones other than UBS have been adasted to failealecnater vabaion. — Estimated anal inane and curet yield for confirmations previously furnished to you, an/ can be
Finixial Service% including Mom/dimI na another To abler) Current ctotakee, Men amiable, coact (elan types of securities could include a rerun of proms to you prarestly on reepteSt.
him or that you may have provided to you Fnancial rostr flannel Ad.'s«. Preece' on Capital gain n vein case the est.
Adieus. The Finn does nal indtbenierely wily a income Ord twat yekg would be overstated. chart
"aurae* the accur a valeta), of any information • Private easement and drawled products. — (stated anal income and current yield and the If you are engaged n sham seri-gateway, you may
provided by saner aw than 1.65 Fruncial Senices Private instant morales (ix lading Oat actual income and yield night be Meer or higher incura charge die to (email banning costs fa that
participation pecqam and real estate imestmerd tat than the estmted amounts. parlkular security.
h affelen, aftliough LOS Financial knees general& securitin) and sawed praxis are general& hejily — An imamate of re-malted i-eorme (dividend axles
iodates the igernutian as it is received. the firm Skean Cwt... structured ;redacts have not been interest) divided by the *trent make Open radon
cases not pack at asuances at the inforinaien adored with the Securities and Exchaw venateanuage balance is based on the last dividend ReffPfdesd open a 'srockliacancellee ceders that
under "Cost basis' and "Unealced gaff loci is Commissith a titer any state securities laws. We or Merest payment made by the issuer and were not einuted by the stamen date. open buy ad
acute as ci the date of this statement. As such provide estimated yaks for private inytillnent eaves the seasitiMetepouts will be hell for ore sell stop orders are reduced by the mare of diadem's
please do not refis on this elfa eration to make mantes and structered products for inkeramorul year from the statement dates 'arid matudy. or rigsts on an ex-dividends or seriph date unless
pasha a sale decisions, for Is peposes Paws only. Acctracy is not guaranteed Accuracy and continued yield are not gurranteed iretructed otherwise by has You am responsble foe
OthMaist. Accounts transferred to the Finn May — These vain ay differ substantial& from prices, if «Oen that ate eased due to you failure to cancel
ref ea garbs Sara en on& for the period car ay, at *hits a private investment secuity • Assets not held by UBS Fifefleiel Services. Certain test open orders.
tine they are held a the Mn More historical sauteed prodad may be bats or sold ad do assets ate not held by the Firn and not wen the
nionalon can be added by you Anoxia Ada,. not necessarily represent the vak* you my raise Fern's possesscn or control. These assets are Privacy
too, liq,idation. deployed on yas statement for Moratorial To obtain a copy of our current Chem rrifacy Notice.
• Unmediated gaitilomea roan data is avaitablt. - lhid party estinges of vat* aro as of a rowan pm-pow only. Patens and values presented we pease contact your Friancial Adria ce vie ou websee
estenated urreafized wine losses are calculated for dale end ate seroplied to UBS Financial Services an a presided by the swig fem. 1,85 Financial Services is at gene uturonfreivadenere
eavidual searey lots. 1* transaction data for regular basis by an independent vat-salon I a. not respable for tvs inf cannon and does not
rekvalmi lots mayor may not reelect cormesions, — Issuer general pain. Of sponsor estimated values. guarantee is actuary. These assets are rot protected UBS rmancial Services is not a bat the RMAv Business
chron infra- vacuity reorganatin has. it arab at supplied to the Fatty the our. by SIC or the Finis supplemental RIC coverage. Steven Account BSA and IRMA re bazar accounts
Okada and other renveament lots and systernatk gnat para.* a space and may be calculated which provide access so baling services and products
wase km ad each contned to display One based on different Momabon from that used by • Revenue sharing and additional compensation. though arra-wants was Of Waled barks and other
3w:faced lot The 'Trade date colonel presents the third petite to done thee meowed vales. — In adation to CCOOliSSCaS on mks and 12b1 lees thrd-party banks, and provides access to nsurarke and
orqiul transecoon trade dam - You can °teen addinul rionnaten regarding received n ccenecton with the daemon of annoy prodacts issued by walld iated thirty-any
the methodology used to decennia the minum al mutual lunch toot dares we ands cum off wale insurance companies through Muria agency
• C th a e l l i a ss b u le er s c e a c ts u r f i o ti r e e s a Be n re d d s e a m nd p t p io re n f w err it e b d e s t s o e c l k e c t t h e a d t b va a lu s e i a l« nd th t e h e e s d t a im te a o te f b th y e c f o o n r t m ac a tin ti g o s n t t i h r a F t i i n s a t n h c e o l m ar a id k a e a re d v v e is n o u rs e o s f h t a h r e in m g P ut a ua rm l fu a nd f s a th t a d t w i:I e r i s s e : l t l. e n subsidiaries of UBS Financial Services hr.
impartial& by lot Ircm among all Se011seS of that Advises Rose amens are based on two different Ine-unront, nsurance. and annuityproducts:
issue held in our rue* or *nominee** It, at - Mid pa est:awed vales may be reflected as components 0 the amount of sales by U3S of a Not FOR seised • No ban guarantee* May lose value
clients. Call Semite hIcamaticn is *Maned from third 'Not peed' ei several Wane when an petal, mutual hen finny to our awns. and GO
panes and acs accts., is not guaranteed. Other call independent valuation Inn has not stppleda is the mot yak., of a particular mutual fund lani&I BMA Rouyn Managerrni Arcata. Business Service.
leases may hot witch could affect yield carckle unable to assign a vale, when we become awav shy.t held a the fins. Accoint BSA, AMA and nternananal Resouce
aranalta will be prmided upon request that a material event has occurred that may call a — We and or afloat. ate have netweekng and Management Accost are registered Reece mails of
pea:us& needed Wm nio quest:xi a when a «axe processing lees is cadent«,I t, UBS financial Services as
• Certificates of deposit (CD.). Cos so FOK read rate wend be high& speculative due to the mare tracer agent sakes that we Faith to the
d u e p p to o s $ e 2 « 9 a () n ,0 d 0 p 0 e in r d p e r p in o c s io it a o l r y a n th d a a s c e cr e u t e d i i n nt a e c re c s o t r d p a e n r ce — o W f h th e e n m ne a ith te er y m enu*, general partner a sponsor m din u v t e u s a t l s k a i s d se s t s h Th t e h s e e m fe u e t s u g a e l n f e u- ra d ll y a n a d re a p re a a d f h ir o e r d n a Vi n sa u S ti i o an e n u u t e I i B s a S m ve o d n S a ig d na s tu er r v e i c c e e m de a r c k a o rd f s V r is d a Les
with FOIC hies. estimated vain nee a thed-pany estimated value is oer amount based on the number of accounts at Vat debt cards are eased by LOS Bank USA with
provided, the !olio of the security will be di/levent the **(brim* hotting modal lands of that fund pennon from Vna USA morpormed.
• Pritethalue anon displayed for whim and other Inn es purchase Pee- family
«oda% may be higher a lower than the pice that LBS Financial Services Inc. Pay 201511
SDNY_GM_00025247
CONFIDENTIAL
EFTA_00 I 35867
EFTA01277100

lifiS Financial Services Inc Business Services Account
*UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 March 2016
ANP7001C615510316X13 YI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your rinandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on February 29 (V on March 31(S)
account
Your assets 5,238.24 5,238.24
Visltour websIta: Your liabilities 0.00 0.00
www.ubscomainancialseNices
Value of your account 35,238.24 $5,238.24
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
aedt report annually from Sources of your account growth
www.annuakreditrepost.com. Tracking the value of your account during 2016
Value of your account
at year end 2015 $5233.24
Your investment return
',228 Charge in
market value SO®
2?.3 2 5,2382 5.2382
Value of your account
on Mar 31, 2016 SS238.24
Dec 2014 Dec 2015 Feb 2016 Mar 2016
SDNY GM 00025248
Member SIPC ANP7004:00011:61551 NPI000127670 C0001 0316 00CC00000 Y123661550101000 Page 1 of 6
CONFIDENTIAL
EFTA_00135868
EFTA01277101

*DUBS Business Services Account Account name: Your rl vandal Advisor.
Friendly account name: tL • • SCOTT STACK MANLYLE CASRIEL
March 20 7 6 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (9) your account
A Cash and rrxmey balances 5,238.24 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
ANP70003001061552 NP7000127620 COCO' 0316 DOCO3C000 Y123661650 IOMAlteGht000252livre 2 of 6
CONFIDENTIAL
EFTA_00135869
EFTA01277102

SUBS Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor:
Friendly account name:MAx FOUNDATION SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Change in the value of your account
March 2016 Year to date IS)
Opening account value $5,238.24 $5,238.24
Closing account value $5238.24 $5,238.24
UBS Bank USA Business Account APY
interest period Feb 5 - Mar 6
Opening UBS Bank USA Business balance Feb 5 85,238.24
Closing UBS Bank USA Business balance Mar 6 85,238.24
Number of days in interest period 31
Average daily balance 85,238.24
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing invesunent objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apprecutron
Your risk profile:
Pnmary - moderate
Investment diglbihty conc.:144'21ton - None seiected
Your account instructions
• Your account cost bases default closing method is FIFO, First In, First Out.
SDNY GM 00025250
O1117(1003001061653 NP70:0127620 00031 0316 000030300 Y123661650101000 Page 3 nf 6
CONFIDENTIAL
EFTA 00135870
EFTA01277103

*UBS
Yournotes
CONFIDENTIAL
EFTA,1358,
EFTA01277104

Business Services Account Account name: MAX FOUNDATION Your %sandal Advisor:
*DUBS
Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
March 2016 Account number
Your assets
Some PhCes, income dry current vaues Sh0nn May teappi0Arnble. AS a festt gam aid losses ma/ n01
De ECcutalely telleded. Set Aporunt infosmafron Stour your statement a the end of this dtcumem for
rote information.
Cash
Cash and money balances
Cash and morcy balances ma/ include. avalaile cash balances, UBS Bar* USA depoat account balances,
UBS AG Stallard Branch Cepovt account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balanCeS are insured by the WC vAlbn epstic able limits, but are nod
protected by S/PC USS AG Stanford Brant hdeposn swum balances are not insured ty FDIC and are not
protected by StPC Money mantel sweep batances are protected by SSC but at not insured by the FDIC.
See the rmportant information about your statement at the end of this docunent for del aes about those
Sanas.
0penng Wane. Closing belaxe Price per share Average Drilckncl Interest Drys m
Hddng on Mat I (5) on Mar 31 (1) on Mar 31 (1) rate period period Cap arounl
UBS BANK USA Bus ACCT 5.23824 5238.24 250.000 00
Your total assets
Percentage 01 Cost alienated Unreatied
value On Mar 31 (5) year ac0unt 0.35,5 (5) annual income (5) gain 0r 1055 (5)
Cash Cash and money balances 5,23814 100.00% 5,238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025252
AelP700030010615 55 NP7003127620 00C01 0316 00C030000 Y123661550101000 Page S of 6
CONFIDENTIAL
EFTA_00135872
EFTA01277105

*UBS
Yournotes
-'
CONFIDENTIAL
EFTA,135873
EFTA01277106

Important information about your statement
1.85 Francial Services Pc. (the Fern or UBS Fnercial her IroMyOu no later than 60 days after the Frm UBS Pitantial Stereos account protection sighilcart change n your Gunnel siturtion
Sr tea). is a minter of all principal acuity, ccmrrodty sent you the list st lit4014.11 on which the erns or The Fin, is a member of do Shy ties hien norection investment objectives. For each accord held, yo4
and cob:concha-ages. UBS Financial Semler, and U135 Problem aePerod. Corporation (51PC). which protects townies wow-Mot choose one of the follwand eminent ebjectreas
Bank USA ate i-died subsilenes of UPS AG and - Flood, yow name rd accost IlleciStc Of any) its menters up to 5500.003 (including $250,000 ice • Produce Correa income Inesh in, as seeking the
afti haes of U3S Startles LLC. The Flares fnanoal — Desert* the error or the tansies you we inure claim for cash). The SIPC asset protection limits apply to generation of tcome any.
statement h available upon reckest The Fim's hewn& about, ad egoism as <barb as yeu en why you al w.conts that you hold n a paniodar capaoky. • Achieve Capti/Appcaciatort Inaestments kiting
off km ire at believe t is anent or why you need more 1110 Fill; together with certain affiliate, ha also growth of pinata' rather than the generation of
Samoan purchased supplemental protection. The no:airman income.
1115 Financial Senses Inc. — Frondethe dolor amaint of de suspected era. /moot payable to al eighte clients. cobecleelyu-dw • Produce Condyinenen ofMoomo an:10000
1200 Harbor Boulevad this protection is 1500 Shoo as et Decanter TO, 2015. Apeman:in. Imesenents seekrg both he generation
Weeheinken, NJ 07086 The Firm or Card bsuer will ivestgete you <emplane bnact tot* poky catkins ad h-inimbi); cash at of mane and growth of pricPal.
and will correct any enor pomp*. For alleged *non the firm is further protected for up to $1.9 million in the
I o T B f h f S i i s c i F a a i a l n t t a e w n m d ci e o a r c l i S f u r e n e r e v p i e n ce s ts s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i w c fl i i a c a t l d r in e s g c , d o b a rd t e a o e s f p h y ( o o u u l ' d m y e d n o s g r * e i a n th " c ? a o n U r B 1 n S 0 f V b or k i e t h in t e d n a e s m b d i a o t y u c s n a t t d o y t o & ra u t n t h s h a i i s n c k , ti o w 6 n e i s n . w i e f i r l w l r c o e r r e , t d a so k it e th at u a ca p g P o T a n e c g r i e t a y q . t e u A e fo s f t r t . , a ' c d o m py it o a f c t c ie ou p n o ts li c h y e l w d a it d ? e p g a i - s t i w nie a r i l** • O v C e o r n a s ll o ri n s a k n p w r o S fi e le ek s s to mantain pri-cPet with
not be relied wan II you bele* there is en tour cr you suit have the use of the money dunng he tine it low risk ad volatility to the accord twat even if
'minion. phase report it immediately n writing to the takes us to complete our iwestiption. The SIPC protection and the si-pplermntal protection that means the accost does net generate signdica-t
Branch Manager of the office strung your account. both do not a0011 to, i in n c fl o a r t r k e n a . rams and may not keep pace with
Please mike all checks payable to the Firm or the • Certain financial assets controlled by (and inclad
Allestip al 'ivies noun are Mended to be actuate Inns& lanolin (ticked on the trait of ha your account value) be held away from LOSFinancial • Moderato Willing to accept acme risk to pinopal aid
statement ctn.. thoukl not be wed for tar proposes Rely statement In addition to nrgiar acacia fees, accounts Service, g., caking/cash at UBS Bark USA, lig tolerate setae volatility to seek I4wr return,.
week on yerend tax kerns, (le Form 1099. 5498. 'nay be abject to mai-donate fees. changes for We cash at WS AG US.brard-in, muffle triscitta, • Aggressid: WEN to accept hit. risk to pinapal ad
10425. etc ) when orepamg your fax return. The Fim torrent tar securities purchases and charges ice unpaid including with enmities, and (k) shares of annual high volatility to seek high returns over time.
required by law to report to the IRS alltaxable &Wend; arncares n cash acostnts Accounts that we tansferred funds where such shires are registered drealy in the • Investment Eagan* Consideration: I selected a
mportabb rontarebb theittand and untie ?detest to other instnAcns my be subject to a maser tee. name of the account holder an the books and records portion d the portfolio for that account may nclude
erred en families held in you meant net proceeds of the appliceble Muer a tinder agent). corrplex stragies, tinted liquicky and create
on see tra-sactire, ad cog basis on certain covered UM Sweep Options • Certain rwestmert contract, or intestinal roman volatile?.
searaies. U65 offers options kr meting cash balances, balances (e g.. limited partnerships ad private placements) that
to bark deposits at UBS Ba-k US& and U3S AG Stanford are rot regttered under the Securities Act of 1933; StatemaM ahotawboldIng•
Caversanketkne with the Firm branch (Burk Sweep Progeny), moneymann mutual end We may consolidate all related account statements with
• Fleas* reconfirm in, oral cormoncationt in writing firch Money Funds) and the Intetralional Depose • Commodities contacts (e.g, foreign exchange and the arm address n the same envelope. eg. because
to further protect your rides indudrg your rados Accost (DA)for customers nit an International prec tut metal certratO inducirg futures carnets they have otters take maintain join account
under the Seonies Investor Protection Act (SPAR Rescue, Managemeed Account. Through the Bat and commodity cpticn contracts. rektionshlos with oter dents at the 111Te address. If
• If the financial Mtitution cn the top left of the tad Sweep Program% cash bala-ces we swept to ILESBank The SIPC protector and the supplemental proteclon do you prefer to mein indindual statements mailed in
of this slams isnot IBS Fared Saykes.U3S LISA go to an established NV ad then to UBS AG not apply so these assets then if they othensise appear separate metopes, you may d«Ine hmenoling by
Financial Semites carries year account as dieting Stanford Winch or a Money Fund. Deposits at Les on yes statements. The SVC protection and the calling your Financial Advisor.
tacker by arra-gement wish the rdcated institution Bank USA are FIX Mired in accordance whh FCC applemental protection do not protect against changes
We informed you of this relatcnshio Pd1enTraa nibs. For more int< motion Pere v6A wewidic goo. in tie malret vale of yak investments (*tether as a Friendly account name
opened this ocean. h the cast your tu-a and Deposal a 1.65 AG StamfordBra-Eh ad shares of roetsertwoel em)arketmmoovmemeenntt issue. balcruptcy ce The Friendly account name is a cusiomeable *ni:knane
marines tre located at UBS financial Stakes and rot Money Fads are rot hared by the FCC. h clown by you to assist you with your record; eepin;
the inolaceg broker, rd youn ut make airport has n, legal effect on your account You co-i chrge
of any error or emission to both firms Through the DA, amiliole to cath balaxes we swept to More information is awed* tarot repast. You may your friendly account names, through Onlne Services a
depose axants al UBS AG NewYak Branch and 1.85 obtain more information show 5K, hclaing the 51PC by contacting yes Fivricalacigsa.
Asdesabed in the imoun ageerrents, yea mat AG Caron Branch These deposits are not routed by Brochure, by contacting 51K at 202-37143300 or by
natty us of any errors or baud invoking docks the FCC. Sines held at the 1.85 AG Caron Bench eking the SIC website at mew.spepag ACCOIllt owrvww
reflected an your statemont withal 30 days after t was are temporny hposed to the sovemign rick of the • V al• of your taormtpornbfra Net of assets rd
mailed or made avalike. All staternerds shall be Chmen binds. and there is no g.warsee or odor Dividend Reinitiating Program (D W) Staines
<berried complete a-d acarate n act other respects if obigabon of UBS AG to repay to Dilates %Nil cn the The price reflected is an average price. You may obtan • Amen Includes available cash balance; titresfor
not objected ton *rang within 60 days. UK Cayman's Brach's books, the actual pia bon yos Fnancial Advisor. Orgy wok restricted secure), (est,),. and Global Tine Deposits,
shares are purchased under DPW; panel shayswit be unreeind marls to market, and certain assets not held
• Pleamdlect astomer canptaCti or 1q .ann to to Deposes a LBS Bark USA and each UBS AG Stanch are sold rd the cash wit be deposited n your account The by the Fim. Dots rot include unprical seastiolascets
Fern's C leM Rebhan Depatnent at 201.352.1699 rot protected by 51K. Monty Fund shares are protected trident rernestrnem pice applied byte eaass may at the rd of de plan and curent statement penods, or
cr tollfree at 800-354-9I03, 8:CO A M to 602 P.M by SIPC. See 'LBS Financial krises Accost Protection' &ler from the mike price at *tech the partial shares ornate noesanents untested stock options aid
ET Monday through Friday, a in wring to 1185 below. are sold ',steade stock options
Financial Semites Irc., Client Pet/tiers Depinment, • Oakes nines debt Waxes, onsterdng merge+
P.O. Box 766 Union Ciy, NI 07087. Upon pis IsNUSIS, balances in to Bank Sweep Crnivliaa Ions, credit line, *ices asocial hatinces.
• h case of errors or questins about an electronic Programs or DA may be wittdrawn arid shares of a Cn& to a May be held in yeti accent. If you are • Coahlmoney balances. Total of uninvested available
firds transfer (EFT), EIS Visedebit Manes Fundmay be ligiclate; and the proceeds entitled to a partial unit a a result of a dniderd payment cash balances, pin demit balances al UBS Bank USA.,
card transactions, call a wee SPUDS returned to you or yeti sea-rdin =can. or rise, the Finn will gather sell paid saes at UBS AG U.S. Branches end =coy matte rrutui find
Fnanual Senses Ix., WOO Harbor Blvd., 6th floor, marten price a accept an arrant determined try a seep balances. at the close of tie statement peciCid.
Weehawken NJ 070£6, Ann ROANBSA Senses Bather i-icemalcn about amiable sweep options, registered cleri-g agency, rd credit par vowel Non.corrmoclity free aiedt Wishes in you vaunt are
nclairg parent interest rates and yelds, is mailable at not segnmed from *ha balances and the Fim may
Cal a write as soon as you can, if you that yes remv.ubscorrinveepyrelds, from your Fnancial Advisor Investment objectives use any of these fuxb tithe ordina-y course of its
stakrrent or receipt 6 wren) or 4 you need more or by calling 800762.1000. The nvestment oblectws and risk profile are speck to busikss These funds wens** apcn your demad.
edomaten tail a under on the statemmt or tech account and may vary between pa acorn This total is ex Lded in the curent period casing vale.
neon* The Firm or Card bsuer (as aPPIcable)musl flea advice the Firm prorrm b in erring of a-y
SDNY_GM_00025254
CONFIDENTIAL
EFTA_00135874
EFTA01277107

Important information about your statement (COMMied)
Landing information obtained from venous third party sources which we - • 0rignal ant see represent the initial &ferns3 — h addition tocommissionsreceived r connection
Ice Mated prmenution on the Fitres lending awaits believe to be reliable, but we do not gunntee their pike per one and my not reflect yap' cost basis with the sale a dstrbution of array contract
and chaste.% refer to yar Client Relate-chip sauna rdunt inocanent but unit tools clients, at
Acreernrit or Accost Agreement and the Ciervatal - We ;serer* use he clostg price when amiable cc • Restricted seaside, Beans- red senates generalbr rdor ar affiliate ream reserve shatig
Terris ad Conditions. UBS Statement of Credit Nantes the mean of the bid and ask prices for listed re rol currency eigbk kr public sale. MTSh F compensation fromnary of the instance
nobble in Agreement andD isclosures at securities and options a or* bid prices la OTC Services uses the maket price of the Lnrestixted stook companies treferwreing the annuity contrasts,
jure udkromthreriteiriiiirlmi ores. acuities of the time issuer as an mputed value for Om Of bates of the insurarm anwaries or sponsors d
- Less active1traied swathes may be priced using a restricted stock for purposes of Mei statement only. To Mount inkarnert mots We MittI :Ott
Yaw wets valuation model a the most recent price we the ettent that madded seariiin are eliable for sale, ▪ Ott affiliates also receive trading commorms and
Your staemem amines securities rid other assets heti cbtaned and may not reflect an weal marker price the vale rackedmay be stbstanbal1less thrm the other compensation from mutual has and
in the account at the end of the staternert period. You a vas imputed vale thaw. inkrance companies mhos* produces we daubs.
may ask for &brow d full/ paid sautes at re time. - Certain postai, nu-yapper without a price ad - Wereceive an awned fee horn UM Ba-k LEA and
You mar receive wadies tied as loan collateral after will dxw as 'eke was rot available' awe are • Ea (eetimetad) income, orient yields and rates. UBS AG Stamford Bench of tea to $75 per account
paying any balance de on them. der/ securities sable to ocean a price for a acuity. An ultras of a-nuel :loam, is based on current soaping to the bales under the UBS Bark Sweep
banal/alto the Fern dreg the statement period are - Deposits a securmes denominated ncurrercies dniderd ad interest rates, assuming the sear tes will Proqaark.
liked at market yaw as of the ended the statement other than US dollen se ref kited at the exhunge be held for one yes from statement date or until
period. rate as of the statement date. maturity The ,,matt is only a quaint, accuracy Activity
• Gad batik In tetirrnning the cost basis of the - fa certain searkies Paine innor-scooto rmiv and cortinued income an not guaranteed Information regardng ammksions and other charges
sautes included in this casement, vitae indicated denominations price and quality (lace wt.*) may — Estimated read 'acme rd talent yield for incurred in correction wth the executer, of wades,
vet the natter 'I,' LES Fnancial Services has relied have been adjusted to facilitate prgar valuators. certain bees of waits could include a rettm of inducing option transactions ha peen included on
on information obtained from sources other than LES To captain anent quotations, when &math, contact prmapal or capital gait n match case the est confirmations previously Vanished to you, and be
Phanual Services, including nformstion Iran another yar Finartial Armscr. income tind Current yiell would be owniated. provided to you promptly on repast.
fern a that you mw ham provided to you Finrcial — Estimated antral harm and caveat Weld and the
Adrisor. The Firm does rot indePerdently verify Cr • Private investments and structured products. anal name adP ell might be lover or higher Short siting
guarantee the acaracy a viably of ark information Private nwstmert shanties (nottlrg drat than the hinted amounts. II you are engaged in short wring a w.unty, you may
provided by acmes other than LEG Financial Semites participation program and real estate investment but — An eninge of avualaed income (dividend andor incur a thug* due to (Maintain...iv costs for that
swarms) and auctued Freda are genstalV hghy interest) divided by the Omit market pa-aural seoxty.
h addniab although LESFinancial Stakes generally Gad. Certain structued pockets have not been vatitaweage balance is based on the last dividend
,.plates this tdcrmaticn as it is reamed, the Firm registered with the Securities and Exchana or intern payment made by the issuer and Open orders
does not provia are assurances tat to ntarnation COMM6Skrt a Lacier try slate secumies laws. We amines to seannesreleposes will be held fo r Cr. Regarding open or • gm:Mil-canceled' aides that
order 'Cost basis' and 'Unrealised gad lose is pnakkevenated estate for pita investment year from the statement date or until !cavity. were not executed by the statement date, open buy and
accurate as a the date of thk statement. As such acuities and stnd urod products for neormationd Accuracy rd continued yob re not %wafted tel stop ceders re maned by the amount of disiands
phase do rot mega on the nformation to make tispost °Mr karma isnot guaranteed. or ritesen an arc-dividends a etirkkits dire unless
rtraese cc sale decisions. la tar ;arose; ce - These vales may differ stbstirtialy Pan pre.; il • ASS•ti not hekl by WS Financial Services. Certain instated otherwise by yak You are responsble for
otetwise. Accounts transferred to the Film mei any, at which a aerate iwestrarn WWII Cr assets ae rot held by the Fitt rd not vethn the orders that are executed da to you' failure to cancel
reflect grabs itenution only foe the period of structured product may be bought of sold and do Finns possession or corwol. These assets arc "Gag open orders
tine byre held at the Fim More historical rot noototwibr rep-eserd the valet you may receive disphyed on vox statement for informational
inkematen robe added by you- Financial Advisor. moon liquidation. purposes only. Petitions and values presented are Privacy
- Third party enmaesot vaLe re as of a certain provided by tlx twig fem. LBS Financial Services is To obtan a copy of our current Client /Vivify Noiice,
• Unrealized gangland; %Ten data t arailipti date and are supplied MUM Friaxiar Services on a not responsible for this rformation and does not please contact you F narxial Advisor a mat ox estate
*kneed wreaked gairmilosses are aerated kr rebuts ben by an independent volution lira. guarantee its accuracy. These worm n rot protected • wmw uh- remdriraididdrifee
ihdvidaaseary lots. The transaction data for - lots. general panne, orsponox estimated rapes, by SPC or tie Finis supplemental SITC coverage.
ideidaa bit may or may not laden commisfons, iI ay, are moplied to to Fin by the issuer, UBS Firmed Senaes s rot a brit The BMA, Baines,
Clc=amerce security reorganizat en events. general partner or sponsor and may be eattlated • Revenue during and ad.:Miami compersaticet Services Accost BSA and IMAA ire brokerage a-cants
cl and other reinvestment lob ad systematic based on dikter* in time that used by — In addition to commissions on saes and 1210-I fees which pr vide access so bakingservices zedproducts
pintos* bb are each combined to diaby tee *Cid main to claim their estimated goes. received in correction well the distribution of through arrirgaineeds wash dilated bat and other
awraged lot. The 'Trade date comes prevents the - You can obtain Satin' iltimation regarding rrutLul knob to our chants we ander our Iffiest third pany barks, and provides access to incurs-co and
anginal transaction trade date. the methodology used to determine the estimate of receive revenue sharing payiTentS tan daributors army products issued by unaHiliated thin:Italy
value and the date of the informationthat is the a-dor advisors of theSWUM funds that we sell. 'wince companies through insurance agency
• Callable wectirities Bonds and preferred stock that basis for the estimate by contacting your Financial These arrant are based on two different stbsicianes of LBS Financial Services Inc.
the suer cal, for eery redemption will be sekcied Advisor. con xnents (I the arnant of sales by LBS of a
impartial& by lot frcm arrcrg all scosein of that - Third pity airman: vain may be reflected as paticular mutual fund I amiB to our climb; and (0) Investment, instrarrit ad a-ruky products:
sea held hour name or in nominee nine fa as 'Ma pried in several 'tuitions: when an the asset value of a parlicula- mutual fund amiVs Not FDIC eased • No bank gurantea May bse value
dents. Can lease ?donation is alinedfromthird taperctint valuation Imo has not stoPlaed of 6 shares held at tie Inn
parties and is accuracy is not guaranteed. Otter call unable to assign a vane, when we become seam — We and cur atIdate ado receive netwosking and RMA. Resource Management Arai nt. Business Services
leases may hest which could affect weld complete that a material mfmt has craned thee mat call a ormtus processing fees in consideration for Account RSA, IRNIA rd international Resource
information will be provided upon request preMousb reputed sots into question, or mhen a transfer agent services that eve provide to the Makagernire Accant n registered servke marks of
value would be highly speculate., due to the nature mutual fun*. These fees generally are pad from UBS Financier Senrces he
• Certificates of deposit (CDG. CDs are FDIC nstred of the seconty. investor asset in the mutual kind and are a load
Lp to 1250,000 in principal and accrued interest per - When neither an issuer, general panne or sponsor ads rmount based an the nymber of accounts at Vita arature is a rebound Service murk of Visa
depositor and per depository institute\ in acconana estimated valor nor • thectparry estimated glee is the broketdealer holdngmutui finds of that hind Imemationat UBS visa Signalse cede ands rd LBS
wit, RAC rules. pnvded the take of the security will be diHerent family Via &be east are issued by UK Bark USA with
from its puchase Pnee. permission from Visa U SA Incorporated.
• Plicefvalue Paces dialayed fix secunoes and other - triaibutions to date may indude retu-n of
prodxts may be higher or borer than the price that capitaL inseam or both. • Finincial Services Ink Fey 201603
you would utuaIN receive in the market. Prices a-e
SDNY_G M_0002 5255
CONFIDENTIAL
EFTA_00135875
EFTA01277108

065 Financial Services Inc Business Services Account
c;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
646170036132470416 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACK kilANLYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
RescurceLine at on March 31 (5) on April 29 (1)
account
YOur assets 5,238.24 5,238.24
1.4sit our website: Your liabilitieS 0.00 0.00
lvww.ubs.comainancialsennces
Value of your account 35238.24 $5238.24
Items for your attention
y Help protect yourself from fraud and
review bank, credit curd, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepottcom. Tracking the value of your account during 2016
Valve of your account
at year end 2015 $5238.24
S
Your investment return
Change in
market vane 5000
9,2232 5,2362 5.238.2 Value of your accout
041A pr 29. 2016 SS23B2A
Dec 21)14 Dec 2015 Mar 2016 A012016
SDNY GM 00025256
Member SIPC ANP700020C0613247Ne70C0059368 00001 0416000:00000 Y12 3661 550 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00135876
EFTA01277109

SUBS
Business Services Account Account name: Your K asocial Advisor.
Friendly account name:' • SCOTT STACK MANLYLE CASRIEL
April 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 29 ($) your account
• Cash and money balances may include
A Cash and money balances 5,238.24 100.00% Your current asset allocation available cash balances. UPS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 000 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.(20 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
ANP 70002003613240 NF7003000360 ()XV 04160000X000 Y123661 SS0COMYGM00025a9u 2 of 6
CONFIDENTIAL
EFIA_00135877
EFTA01277110

SUBS Business Services Account Account name: MAX FOUNDATION Your Pi mandril Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASRJEL
April ?CV: Account number.
Change in the value of your account
April 2016 (1) Year to date ($)
Opening account value $5,238.24 $5,238.24
Closing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Mar 7 - Apr 6
Opening UBS Bank USA Business balance Mar 7 85,238.24
Closing UBS Bank USA Business balance Apr 6 85,238.24
Number of days in interest period 31
Average daily balance 85,238.24
Interest earned 50.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fi,ancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Primary - moderate
investment eligibihty cceiscletabon - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025258
OW70007000613249 NP7003059368 COCCI 0416 000030000 Y123661560000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135878
EFTA01277111

*UBS
Yournotes
xa,omom3nonimoomesoomotiscaomoomm3mssov,,,,,, G. m.• a s
CONFIDENTIAL
EFTA,B38,
EFTA01277112

Business Services Account Account name: MAX FOUNDATION Your Handal Adelson
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MANWLE CASNEL
April 20IC Account number.
Your assets
Some paces, income and current Moo ShMon May teapplodtrame. AS a hoot guns aidtosses ma/ not
be econaiely reflected. Ste knportant infosmafron about your statement a Ine end of the ctcument for
more infoenson.
Cash
Cash and money balances
Cash and mooay balances may include avalade cash balances, UBS Bant USA &pont account balances,
UBS AG Starford Branch Cepovt account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn arctic8de limits, but are not
peolected by SiPC tsar AG Stanford Branch deposit ace oum Mantes an not insured by FDIC and are not
protected by 9PC Money market sweep batances are protected by SEC but are not 'muted by the FDIC.
See the rmportaht information about your Sfitetnent at the end of this document for detain about those
blames.
Goering Wax< Clonng Wilma Price per share Average DnIdencl Interest DSO Oft
Hddng on Apr 1(S) on Apr 29 (I) on Apr 29 (I) rate period petiOd Cap arount CS)
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
Percentage of Cost ESIHMted tiarearZed
Wane on Apr 29 (5) your aCCOunt basis (5) annual interne fl gain or 1055 (5)
Cab Cult mud money Wyman 5,23814 100.00% 5238.24
Total $5,238.24 100.00% $5,238.24
SONY GM 00025260
ANP7C0020C0613251 NV7003059368 0003I 0416 000030000 Y123661550000000 Page 5 of 6
CONFIDENTIAL
EFTN_00135880
EFTA01277113

*UBS
Your notes
.......”..noco ao...soncoo.........iy G. ona25,,190 6 of 6
Eod of ...en, fo, account o,...
CONFIDENTIAL
EFT,00135881
EFTA01277114

Important information about your statement
U35 Fiume's' Services Pc. (the Firm or UBS Finercial sent you the ant statement on which the end or Corporation (BIKE white protects amuses ACOXVIIS 01 • nooks. Cuneneincome: twestments seekng the
Servkes), is a reenter of all principal sectrib, ccmrrodb problem *pond. its mentors up to $500,000 (ncluding 1,250,003 fct generation of income ay.
and entire, enhasges. UPS Fisancial Semler, and U65 - ProOde your rune ad those number Gef arty) dams for call. The Slit asset protection limits apply to • Sten CdpIedA ppreciation. Insturents seek no
Bask USA re i-diect subside:ants of UPS AG and - Devote the MIX Of the Wander you reinsure all accost that >w ho* h a particutv cthacity. dsornh of principal rather thes the gerersaith of
*Bees of LBS Searches LI.C. The Herres Weisel about, indeglain as clerk as you can why you The FM, together wee certainaffiliates, has also recant
statement a available upon reps**. The Font escudo.* believe a is an env a why you need more purthesinsiskrnmuelpotection. The rftweirnan • Produce Comoinetbo of Incase and Capital
offices are a. infamaten amount payable to at Spike dial., CONICtink u-dee Appreaton. twearnents settle.? both the genteatoth
- ProWde the dolor arrant of the suspected era. this protection is ZOO Whore a of Decenter 10, 2015. of eon ad growth of prixpal.
U3SFina-col Smites lx. Stbrd to the poky orditorts at limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii hastiere your compait the firm is further protected fa up to fel .9 milbn n the Overall ea profiles
Weehowken, NJ 07086 and eel correct rat; error promptly. For alleged emus wiggle for all your accounts held n spate:Wm • Conan/ads. Seeks to mahtin inlet pecipal, with
eNokri-gUBS Vent debit cad broaden% if we take waits A IsA copy of thepoky wading h sailabk
U Th B i S s F aa ha te n m ci e a n l S t r e e rv p ic e es n a t c s c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p p t ar m yo e u re ' a th cc e o y r 1 d 0 f b o u r s th in e n a s m da o y u s n t t o y o c u b t t h h in s k , w a e in w e i r ll r c o r r e , d s i o t tat uPon request. t l ' o M h w a a t r n m is e e k a o a n r n s m d t h u v e i m a m b s i l o e it n y a d t n o m t d h y o e e r s a u n c t o c lo t o o g rd e p n t p e w a r c a e a te w t s i i t g t e h n i n t k d a rt
°Nicol ts.doosnents. contanng conflictive; data shoe* you well lave the use of tie money clang tie tine it The SIPC potectith ad the suppkmental protection
n O o m t i P b P e O re n l i p e l d e a s s p e a r s e p I o I r s t o it u im b m an ed e ia t t h e e ly re n e s a a n n til g e t r o a t he lakes us to complete our mestirion. • b o C th a d r o li n n o U t r m e o m b ia ' t o as sets controlled by (and itrithed n • M re o fl d a e ti r o a n t . e . Willing to accept sane ride to pirtPal and
Brand, Manager of the office servi9 your accoseit. Please mice all checks payek to the Fowl or tee your account value) but held away from UPSFine-col osiers* some sotatety to seek hater returns,
hand* insladith Sedated on tie front of tea Services (e.g., certain() cash at UPS Bark LEA 60 • Appeases: Wiling to accept high sit to pampa and
Alhoser a fires shown re mended to be accurate. lb/Anent In addition to regular arson fees, accounts cash at Les AG U.S.banrhes, (4 ?Aurora ;roans, high welat lay to seek high returns der time.
statement data teculd not be wed fa is purposes Rely may be sdayeet to mantenarce lees, dirges for We including unit& anruitin, and (iv) tares of Maud • frs • simenE IOAS, CoAtiabotion:I selected, a
week on yethend tax kermess (ie , Form 1099. 5498, payment kr securities purchases and Merges for unpaid kind, where such shoes are registered dingy h the OaliOn of the porHolis fo r that account may Oclede
10425. etc ) when irepathg your lax return. Tee Fein arms* n cash arrant. Accounts that re transferred name of the account holier on the bricks ad records complex sinters, hated liquidly and rater
required by law totwain to tie IRS all Usable dividends, to other insianiths may be subject to a tangier fee. of to applicask aarr a trawler agent), voletiky.
nportabb non-noble clitiiind and stable interest • Cabin nnsh-nert contracts a insesthent interests
erred en sensitises held heels .cane net stash UBS Sweep Opiceno (e.g., limbo partnerships end private placements) tat Steternontehousholdinf
on see trawactire, rd cos* basin:no:nein catered LEG offers options for macho cash Waxes. balances are net regitereed ender ter Securities Act of 1933; We may concords* all related account statements with
work° to bat deposits at UPS Back USA and LEG AG Barked and to sane astfress h the tine ennetqw, e.g. because
Corinth (Ba-k Sweep Proprts)), moneymaker mutual • Commodities °reach (e.g, foreign exchange and they have owners *ho a10 mamas jam account
CzerenssiallIcals with the Fist Arch (Money Funa) red the Internotional 0epose rows metal contracts), including futures contacts ram cashes well other dents a the same address.
• Please recortinn AN oral comenthkations in wring Award (DA)la customers with in Intanstional ad commodity option contract. you peeler to wont molniclual statmunts mailed is
tofurther protect your rights. including your rktn Roane Llanagernerd Accost Though the Bak The SEC protection and tie supPernordal protenith do separate envelopes, you may decline har,eholdng by
cinder the Seanties Investor Proterbon Act (SBA) Sweep Programs, cash balms re swept to LIK Bank not apply so these assets nen if fey otherwise appear caging rite hoax.* Achwor
• d thiefinthcol iatitution on the top let of toe tont USA to to an estabashed "mil ad then to UB5 AG on yea statements. The SEC protection at the
of this statement isnot U36 F net* Servkes, LBS Stanford Brandt, or a Money Fund. Deposits at UBG oriskrnental protection as not protect ague changes Friendly Gamed name
Ftenrial Semites carries yen =aunt as dewing Bank USA are FDIC hared in occorda-co with FC4C n the market vale of yam imestments (whether as The Frady acccu-it name is a custcrna*lo 'mamma'
broker by arregement wale the rdcated enslearton nuns. Format iriormalkn please soil wwwfdic result of market moverret, issuer berkruptcy or chosen by you to assist you with your reccodteePreg
We informed yew of this relatCn5hP• when you Deposes at UK AG Stamford Brads ad shares of °Menke) has no legal effect on your account You can change
opened this accost h the cast your kitss aid Money Fuds are rot tared by the FDIC. More ittonnation a avaable won reopen. pat The d9 achOinl names. through Online Services a
stories tre boated a LOS financial Strews and rot You may cbtan more inionnaton about SIPC, trcludri by contang your Financial Adusor
the iscdreg broker, and youn ut make a repat Through to DA, (bailable to cash telaxes an swept to the SIPC Brochre. by contacting SIPC at 202-371 -8300
of ray a or omission to bode firm As described in depose roams at UPS AG New Yak Branch and LBS or by the SIPC webne at wenstatecon Account overview
the account agreements, ye:0MM nutty US of ani AG Cayman Ranch Thew deposits are not toured by • Vats of you accoun4onTolo. Net of *sets and
errors or fraud iwotri9 chedcs reflected al your to FDIC. &Poxes hid at the UBS AG Cayman Brandi Dividend Reimestrwent Program (DRIP)
statement wealth 30 days alter le was mailed or made are tempi:ma/ reposed to the sovereign nit of the The peke reflected is an average peke. You may Mien • Amer toadies salt* cash balances, slues fa
available. Alinements shall be, downed comples Caren *era, and there is no guranwe or other the thual price from yos Fruncial Advise. Ontie *hoe restrkted warty last), and Global Tire Deposit,
and accurate n all other respects if not abraded so in obligation of UBS AG to repay tie balms while Cri the shares are purchased under DRIP; palial that, will be setroand marks to ma-ket, and ratan assets not held
yeeteg sthin 60 days LEG Caymon's Brach's books. soli ad the cash wit be desosited hyper scant The by the Fem. Does ow include unpriad seositiegassets
• Please deed outromer complaints or trees to to Bricked renvestmen price applied byte aster may at the end of the prior and °trent statement periods, or
FimY C lent Kasten (Sonnet at 201252-1699 Deposes at LEG Birk USA and cake UBS AG Branch are •ffer Nom the menet price al Mach the partial turn prvale iseesionents, trotted stock options rid
a tolltroe r. 9003549103, 8.03 A.M. to 6C0 P.M not protected by SIK. Money Fund shires se protected re sold serciable stock options
ET Monday through Friday. or in micro to1.125 by SIPC. See 'LOS Financial Services Account Bisection' • utsh,i ettes Inducts debit balaxes. stating moron
Fiend* Semites 1x., Client Relations Department below. Casten-liou bbaoinns, credit lire, short accord balances.
• I P n .O ca . s B e o o x f 7 e 6 r 6 ro U rs n o io r n c C ra o n y t , i s N r J e 0 a 7 b 0 o 3 u 2 t al electronic Uponyour request, tohnon in to Bane Swam C en n ti h tl i e th d o to le a u p n a t r s ti a m l a v y e b il e a h e a l r d e e s n u y lt o o r l a a c th c i e d n e t r . d I f p y a a ym l a e r n e t c • as C h a b th a r la m n o c n e e s, y p b lu e s ti m dm es o . s T it o t t e a l l e o x f e u s ni n a v l e U s B t S ed B a a s nk ta U b S le A ,
funds transfer (61), BS Votclebit Programs or DA may be withdrawn and shares of a or 06/111/130, the Firm will ether sell petal was a LEG AG U.S Branches erd money market mutual fund
card vansanions, call es robe to UBS Money Put may be 'Sedated, rd the proceeds market perks a accept an fl int determined by a sweep baron. at the c Me of he statist period
Financial Senices fix., Na 14, 6th floor. returned to you or yOur sew-ties &oast. registered closing agency. at credit year accost Isknoceirredity free ask balances inyou' accourd are
Yhehanken NI 07086, Attn RIAA(855. Serves& rat sec/L.9.SO from other balances and te h
Fistif i-tkernalan about restage sweep options, Invanment objectives Lae my of these hods is the Ordiney course of is
Cal cr write as soon as yea can, if you hi* sr reckeirg currth ireerest rates and ralds, a available at The i-ronlmal °banks and risk profile apses Inc to besineva These funds se prya ble ran your downed
statement cr receipt k sweep or t you need more term ubs corns:newel:is, from your F ramie' Advisor each account and mai may between you scoot 1St total is included n NV anent period cksing vain
edomatith tout a transfer on the *semen or a by callog SOD-762-1000. *ease advese the Firm raptly in string of we
receipt The Firm or Card Bair (as esplicable)must segraticant change in par InaNcial Weston or Leming reformation
her from yes no later tun CO days alter tee Fine UBS Financial inks attain protection investment &wows For each wane he* you For (Mated onl °motion on the Firm's swdng prances
The Firm rt a nrri-or 1--enter reciter-tr., Moon one of the blowing inwnnwm cbjrctives and disbar.* refer to yea Chem Relationship
SDNY_GM_00025262
CONFIDENTIAL
EFTA_00B5882
EFTA01277115

Important information about your statement (OOOfilkled)
Awakener,' or ACCOSt Agft4ffetil ad the General - We gswabe we the closig price when avaU/Se liquid and hen a they can be sold, the peke — h acklaien to cornmissas received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the lad and ask poxes for listed received may be low tan the per share estimated with the sale or destitution ol may contracts
atonable in Agreements indeed:sures al secuitin and ophcro or only bid prices for OTC value provided n the accost statement and knit investment but inns low clients, we
jar nett Mahlr inteateins vet. secedes. ander our affiliae recess rewires sharp
- Less 3Clefeir traded secuities may be priced usig a • Restricted securities. Restrcted secant generalb compensation from many of the instance
Yew ants valuation model a the moss recent peke we ae not currency thgtok to public sale. UBS Financial companies under Weig the amity COntraCts,
Your statement Oman securities end other assets hell Wheeled and may not reflect in actual make price Services uses the nuts priced the unrestricted stock anises et to home carpthies or epornors of
hike actoent at the end of to slatemers period. You a van of the sane issuer as an Snouted value for the the ant inirestmmt rusts we disttute.
may ark for deiverY of icy pad seariies al ant time. - Certain positions may apper vdtbs_e a pica ad restricted Pak ibrougxnes °FIN; statement on4o To - Our affiliates abo resets, racing amnesia* rd
You may receive securities used as loan collateral after will twee as 'Price was not avtlet4e• if we at the extent that untied seorities are elgble la sae, other compensator, from nasal funds and
paying any betake de al them. Any securities unable to obtan a price foe a seamy the vale received may be tbstanualy less thanthe Mersa companies whose products we drabs'.
translated to the Firm cisig the statement period are - Deposit' a securities denominated ilcutrarcies imaged yaks *men - We receive an smut he from UBS Bat USA erd
lied* market value as of the end of the staternal otter thin U.S &Has art reflected at the (whinge LES AG Stanford Bench of to to 425 per scare
Period rate as of the statement date. • Est. (estinrted) income. arrant yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast bask. In detemining the cost basis of he - fcr certain searOes radng n non-conformrg M estimate of anal income is based a current Program.
securities incbded in this statement, where indicated denornnations, price and quantity (face saes) may dividend and interest rates, assailing tie swages will
wih the number "I, • WS F mince& Services has relied have been adjusted to facilitate paper whatkn be held for <terse from statement due or until Mikity
on information obtained from sources other than UPS To obtain &nom isstabris. when availably. contact maturity This Minato is onb a gudelne; accuracy Irkemaiknregardngcommksbns and other charges
Fe-antral 5enicn. including nformation frees another nave Fr, arcel ad• r xr aid continued income are not guaranteed bared h connecter' with the execution of trades,
dim a that sum./ have provided to yea lineal& - Estimated anew insane and haunt yield for roLdng option transactions has beeni naad on
Adoisor. The Firm does rot irdeperantly verity a • Private investment' and nrumared produc s. ceruin types of leashes could riclude a retail of cordMunro prewousy furnished to you. and will be
%want** the warecy a valdh city idormation royale minima* :au es (airing (trod principalor capital gahs in which use the est prosided to you prerrptly on reopen.
Provided by saint other than LESSi-uncial Senices, participation program and real estate iniesurrent rue income (a-dcurrere yield would be overstated,
h section although UESChrical Services ge-eralb swishes) and structred proirts are generalb highly - Estimated areal income and arrent yield and the Short selling
updates this nIcrmatiri as it is received, the Finn druid. Certain stn_cared racists have not been actual ?cane aid yieU mitynt be laver°, higher you are engaged in short sellrg a securky, you may
does not provide any assuarces that tie information registered with the Securities and E.chage than the estimated amounts. mar a chary die to catkin tanowig costs for that
seder 'Cod bans° and *Unrealized god lose is Commissioner under ay sere securities bens, We - An cline* of arrualized income (den:lend ander particulate:trey.
accurate as of the date of this statement. As such Proirde estimated vabes for private investment interest) divided by the current market
please do not rem on this nfarmtion to make awakes ird structured productsfor rdamatirial valeta verage balance is based an the tut dividend Open orders
pa-chisels sale decisions for tax puposes a purposes any. atarary is CH gua'anteed. or interest payment made by terser and Regarding wen or • gxchtill-cancelled' ceders tat
otherwise. Accounts trade/Ted to the Finn may - These vases may differ absta-itisat from prices, il aunts the sectrleadepaus will be held for cne were not executed by the statelier* date, open buy and
reflect ger/loss infamatbn only for the period el any. atwhkh a Priate Starer,' thy year ban the statement date or until musky. sea slop orders are nand by the amen cd deli:lords
tine they are held at tie Fim More historical structured product maybe bought or sold and do Accuracy and continued yell se not arara-need cc rig-its cn an ex-dividends st eontes doe unless
OrIcrmation cube whed by wer F.-taxis' Advisor. net necessalyrwresere the vaisyou may receive netructed othenvise bypa You are responsbk for
moan licuidatnn. • Assets not held by UBS Financial Services. Cenah orden that are execuied Os to yOur blure to cancel
• Unroelheed sans/Iona Yellen delta n wadable, - Third pity esimmes ol sale are as ol a certain assets se rot held by the Fnn arena wean the easing open orders.
au:nate:I trroalirecl suindloeses re calculated Ice date rd av supplied to UBS Inarcial Services on a Fern's possession or control. These assets at
rofivitral swab lots. The transaction data for regilar basis by an independerc valuation firm. displayed on yar statement for informational Priem
idviLa lots may or may not ref lea ccmmissnns, - base. ruralpanne- or sponsor estimated oaken purposes only. Positions and values presented re To obtain a copy of as current Client Privacy Notice.
rZandor security reagent:Son events d ary, are "{opted to the Fon by the *suer, provided by to issuing fern. UBS Fi ancal5erseces please contact you F narxial Achiscr a von our websee
cl and otter reinvestment lots rd systematic pineal partner ou spaaor and may be calculated not responable for his information and does not at *taw obi rrvnMalnmpv
pircha4P lots are each combined to display one based an deferent information tow that used by guarantee es mangy. Thome assets are not Protected
averaged lot The 'Trade date' col-Innpresentsthe third pities to thrive their eninaUd values. by UK or to Farris supplementalWC coverage. LIEG hind Se vies is not a bask The PM A, Business
orgral transaction trade date. - You can obtain aedOorel information recordeg Services Account BSA and IRMA are take-age accounts
the metablogy used to determine the estimate d • Revenue sharing and additional compensation which provide Keens so banking services aid prodsts
• Callable socuritles Bonds and weaned stock that value and the dale of the itemathri that is the — In addition to commissions on sakes and 12b.1 lees aringements with ablated basks aid other
4-* in-ni cask for eat rvdonPlum will be selected basis for the estimate by contanig your Frunrial received n correction with the distribution ce Ihniparty banes. rd provides Jaen to Votra-ce and
ewe-tidbit,/ lot frees among all shanties of ha Advisor mutual ftrds to ow dents we anda our Aka*, annutY [roasts hand by unabiliatedthid-party
issue held in ow name or it nominee ram fa or - Third paty 'singed vabes may be reelected as receive liver"' shrine Payments Iran distributors neurerce conpanes through insurance agency
clients. Call lease inkanatnn is obtaned from third 'Not priced' in several swain: when an ad or advisas of the 'natal funds that we sell. subsdianes of UBS Financial Services Inc.
patties and ks eccutacy is not paranteed. Other call 1-dependent valuation lire his not nth:d odo' it These amounts are based on two ctherem
leans may thist which mid aila ct yekt came*, arab/e to assign a vats when we become ware corrporents (a the emard of ales by UBS of a imasment, rowa-co, ad assay products,
ifsematnn Milt* provided upon request that a material eves has ccosred that may call a Palicular mutual fund I amibr to our clients: and fe) Nat 10K instred • No balk guaanteth May lose was
poreousy rep led vitae rep question, or when a the asset value of a particular mutual fund taroks
• Certificates of deposit (004 CDs are FDIC awed value would be highy speculates due to tie nature shoves held a tie Irm RMA. Resource Management Acre. nt, Business Services
sap to $29),000 in principal and accrued keened per the twenty. — OW and as MIAs* abo receive networking and Account ErSe, thae and intonational Resource
depositor ant per depository Inaba:ix, h accadanct - When nether an issuer, general partner or sponsor combs processing fees n consdocation for Management Accost se registered service maks of
with FOIC riles estiTuted value nor a third-pant estimated oaks is transfer agent SM•CeS that we track to the Fnancia Sarkis lx
poindect, the sees cl the seanty wet tedittercre mutual ant These fees generally are pad from
• Price/value Prices applaud for securities and other from itspackage price. investor lases it the meal lured and me a feced Visa Signature d a registered senice mask 01 VISA
pact_cts may be higher or lower than the price that - •Daributiens to date' mew indude ream of deals anew( bated an the loather of accounts at soma toil 1.85 vita Siouan crock cards and IBS
you would Wu", receive in the make. Pines aw capital, name orboth. the brokendealer Incling mutual fads of that fund Visa debt cards re nand by UBS Flat LEA with
obtained from ratios thud party sources whit, we - 'Original wilt size' represents tie initial offering fanity PeerrISSI0n from Visa U SA hcOrpOrated.
tekew to be releble, bin we do not gLera-itee then 'sleeper Leta Adm./ not reflect goer con bass.
accuracy. - DIP rd unlisted REn sutures are not listed on a UN Financial Serviese Ins Pay 201604
rational securities exchange_ and are germ*
SDNY_GM_00025263
CONFIDENTIAL
EFTA 00135883
EFTA01277116

SUBS UBS Fnancial Services Inc. Business Services Account
299 Park Avenue
25th Floor May
New York NY 10171.0002 2016
aNF70006740750516 VI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name•. MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKNIAMILYLE CASRIEL
Prime
Questions about your statement? Value of your account
call your Financial Advisor of the
ReSouttet.ine at on April 29 (S) on May 31 (S)
account
Your assets 5,238.24 5,238.24
%Stour websIte: Your liabilities 0.00 0.00
vinuw.ubs.comffinancialservices
Value of your account 35.238.24 $5238.24
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
aecit report annually from Sources of your account growth
WWW. annuakreditrepott.com. Tracking the value of your account duriag 2016
Value of your account
at year end 2015 45,23224
Your nvestment return
7.238.2 Change m
market value 5000
fillaulamomormammiera 5.238.2 5,238.2 5.238.2
Value of your account
on May 31, 2016 S6233.24
Dec 2014 Dec xis Apr 2016 may 2016
SDNY GM 00025264
Member SIPC ANP700070006/4025 NP70C0067746 C0001 0516c00000000 Y1236615500000C0 Page 1 of 6
CONFIDENTIAL
EFTA 00135884
EFTA01277117

SUBS
Business Services Account Account name: Your K asocial Advisor.
Friendly account name: N•: . • SCOTT STACK MANLYLE CASRIEL
May 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
• Cash and money balances may include
A Cash and money balances 5,238.24 100.00% Your current asset allocation
available cash balances. 1.195 Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index May 2016 year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
ANP7C0020C0624026 N1,700306274600001 0516 000030000 v12366ISSOCOMpteGit0002526Bge 2 of 6
CONFIDENTIAL
EFIA_00135885
EFTA01277118

SUBS Business Services Account Account name: MAX FOUNDATION Your Finandal Advisor:
Friendly account name: NIAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
May 2016 Account number:
Change in the value of your account
May 2016!4) Year to date (I)
Opening account value $5,238.24 $5,238.24
Closing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Apr 7 - May 5
Opening UBS Bank USA Business balance Apr 7 15,238.24
Closing UBS Bank USA Business balance May 5 15,238 24
Number of days in interest period 29
Average daily balance $5,238.24
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Primary - kkderate
Investment eligibihty conc.:locate:in - None selected
Your account instructions
• Volt account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025266
ANP700020C0624027NP7003062746 COCCI 05'6 000030000 V12366I SSO 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135886
EFTA01277119

*UBS
Yournotes
CONFIDENTIAL
EFT,00B3887
EFTA01277120

SUBS
Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK mitt,/ LYLE CASK].
May 2016
Account number.
Your assets
Some ences, income and current values shpts may be approximate. AS a its ul, Øns ant:1055es ma/ nol
be eCcurately reflected, See mporima insomefron alma your statement a the end of the ckcumern for
more inforranon.
Cash
Cash and money balances
Cash and money balances ma/ include avalade cash balances, UBS Bant USA deposit account balances,
UBS AG Stanford Branch &poet account balances and money market mutual lund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC valten applicable limits, bul are not
protected by S1PC u85 AG Stanford Branch deposit accoum batanas an not insured by FDIC Øre not
protected by SIPC Money market sweep balances are protected by SVC but ace not insured by the FDIC.
See the tmportant information about your statement a the end of this cbcunent for det airs about those
balances.
Ore rt ng NI"! Claimable/nee Pm/ per share mein, Dnittencl Interest Days et
Hddng CrI M.; I (5) on May 21 (5) on May 21 (5) rate period period Ciprounl (1)
U85 BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
Percentage 01 Cost abrnated UnrearZed
Van.* on May 31 (S) your ZKICrunt DaPS (I) annual infant (5) gain or loss (5)
Cash Cash cad money Waves 5,238,24 100.00% 523834
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025268
CONFIDAEHP702N020028T2402I9NAa7003L06274 6 00001 0516 001:030000 Y123661550000000 Page 5 of 6
EFTA_00135888
EFTA01277121

*UBS
Your notes
...,........ ,... ,.....s....,.....my G....,..., 6 of 6
CONFIDENTIAL
EFT,00135889
EFTA01277122

Important information about your statement
U35 Unsocial Services Pc. (the Firm a UPS Farad sent yOu the test statermre on which the eat, or Corporation (WC), whits protects le0-rlieS WSW% 01 • Prods? Cuneneincome: basements serng the
Servies). is a member of all principal secerey, ccmrroday problem xpered. its waiters up to $505,000 (melding 1250,003kt generation of income ony.
and cipthris exchanges. UBS Fieancial Semler' and U65 - reside your none ad accord narks (if any) chins for caoli. The SIPC asset protection limit, ;SY to • Achaw Capra!A ppadation. Inwornente sea ha
Bank USA ere hdiecl subsickhes of UPS AG and - Desalt* he PITS Of the rimier you Yet-MUM all accost tat you hoed n a partioula- canonry. growth of principal rather than the govrsais of
aft diates of UBS Savers LK. The Fats I hanoal about, and splain as cbaili as you cal why you the Fen, together "nth certainaffiliates, has also mare.
statemere is available upon recite. The Fen's execute believe a is an error a why you need more purchased appkmenta protection. The madman • Padgett Conaimuthin of locate and Capital
offices are at i n amount payabb to at elgibut darn, CONKlink coda Appreciation. trwarnents seekeg both the generates
- ProWde the doter anent of the suspected error. this protection is ZOO mbar a of December TO, 201S. of Mame aid growth of creckal.
LES Finricel lances It. Scbpd to the poky ordilons ad limilatian, cash a
1200 Harbor Boulevard The Firm or Card Issuer ant i-westigate you tcompare the firm is further protected fa up to ft .9 million n the Overall risk profiles
Weehawken, NJ 07086 and will correct any error prompter. For alleged elms aggregate for allyour accounts held n spate:Wm • Conserv/6w. Seeks to merrier, Siff precipal, with
U Th B i S s F S i t n a a te n M ci e a r l i S f r a ep k r e es s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o lr r e d c s o , r t d a o p f e yo u' m y in o o a u l y ' v a i t n h c g c a o n U r B 1 d S 0 f b V o u r i s t . h e e m d a e s b m d i a o t y u c s n a t t d o y R e o a h u m t t h h a is n i , t e w is r e i a n w i e f i r ll w r c o r e r e , t d s a i o k t e t at u ca P p o a n c r it e y q . u A es f t e . e copy of the potty wordeg is available t l t o h a w a m t r m is e e k a o a n r n s m d t h u v e o m l s a s t c i l a i a t n y r d t e o m t d a h o p e e r s a a n c t o c S t a e g n e p t n m p er a o at a e w t s i i e g th v n e it n c i a f n t
official ts.dxunints. contanng conflicting data should diets teat Nye the use of to money durng tie tine it The Silt protectis ad the supplemental protection
n O o m t i b ,l9 e 0 r n el i p e h d a c s p e r s ep I o I r y t o i u t i b m e m l e e d * ia t t h e e ly e n i s w a a n i t e in m g i t r o a t he takes us to complete our mestgation. b • o C th m do i n no U t n n I a nc b ia ' l t o as sets controlled by (and hared n • Moderate MIN to accept sane Sc to pirclui and
Branch Manager of the office servig your accost. Please mire all checks payeb to the Fan or tie your account value) but hell array from1.05Finscia tolerate some "Meaty to seek hither returns.
financial instate:a related on he front of the Services (e.g., certain() cash at UPS Bat LEA. 00 • Aggressor Wang to accept high n* to pampa and
Allhaep ale tiger.' shown re Mended to be accurate. statement In addition to regular acorn fees, accounts cash at Les AG U.S.Sanrhes, (4 reurarre pecans, high "obit lily to seal high returns o'er time.
statement data diculd not be wed fa to proposes Rely may be Saha to mailmen* Ian, throats for late including viable smilax and (id awes of Maud • /natant ElOada Consideration:I seated, a
sober on yethend tax forms. 6e. , Form 1099. 5498, paned kr securities purchases and charges for unpaid funds when loch sham ay roonterod dna& a the raho n of the portIoli,f or that account may Mb*
10425, etc ) when orepamg your tax return. The Fim amours n cash accuses. Accosts that re transferred name of the accost holier on the bocks ad records canals strategic, United liquidly and Teeter
resided by law to regal to the IRS all taeable dividends, to other instiutens may be subject to a transfer fee ot the applied* Muer a transfer agent),
report/ire rontocable Miasma and tsable inbred • Certain nwsb-nent contracts a dominant interests
end an steadies held rimy arant, nee steads UPS Sweep Oreions (e.g., lirnited partnerships ad pirate placements) that Statement themeholdier
on see travactia-a, ad air basis on certain catered LES offers options for sweeping cash Waxes. balances are rol regitened seder M Securities Act of 1903; We may coreordale a related account statements with
seculars to bat deposits at UBS Bak USA and WS AG Stanford and the same adiess it the sane envetpt e.g. because
bunch (Bak Sweep Procyarra), moneymaker mutual • Commodities we-trays (e.g, faeign exchsa and they have owners who a10 mantas jot account
Ceersardtalarts with the Fines leant Money Futelq and the international Deposit pricey,m etal contracts), inducer-9 futures contacts relaurehips wets other clews a the some address. If
• Pleautresortinn sty oral comma-rations in sting Award (Dealo r customs with an Intarutional ad commodity option contract you peeler to recent ndiwdual statements mailed ei
to further protect your rights. inducing you rktot Rhona Management Account. *rough the Bads the SIPC protection and the supplemental peas-lend° separate envelopes, you may date hiesteholdng by
ender the Seaside's 'melts Proteonon Act (SPAT Sweep Programs, cash balms re swept to LES Bank not apply so these assets henif they otherwise appear catling rate Finned Adwor
• II the financial instillation on the top let of die Mond USA to to antral:Shed knit ad then to UPS AG on yea statements. The WC protection aid the
of this stammer* snot U36 f meta ServUeLBS Stanford Branch, or a Money Fund. Deposits at UB6 aarshrnental protection do not protect against changes Friendly account name
Ftandel Semites carries you bacons as during Bank USA are FDIC insured in accords:* with FCC n the market vale of you investments (whether as the Fixed/ acccud nxne is a 0.151crna*le 'mamma'
brace by arra-gement wit, the edcated instatdon Format Mansatin please Mit wwwfdic rt. result of market moverrem, issuer ba-kruptcy or chosen by you to assist you with your reccalteePhi
We informed seco of the rela10115h0 when you Deposes at UK AG Stamford Brach ad shares of othenvie) has no legal effect On your account You can change
opened this accost h the cast your era and Money Ards are rot Oared by the FDIC. More Mormation is salable upon request. tow triendy aCCOU'd names, though Onine Service, a
mattes tre located a LOS financial Services and rot mum., obtan more info rnevon *cut UPC, including by canticle-9 your Fe-OMNI Adusor.
the eetcdreg broker, ad you nest make a reps Through the DA, available to cash balances are swept to the SIPC Bruhn. by Ccnlacting RFC at 202-37143GO
of any err or omission to both firm. As described depose roosts at UBS AG New Yak Branch and LBS or by vititivi the SIPC taxa at wentear.org Account overview
the account agreements, you must 50* IA Of ary AG Cayman Ranch Thew deposits arena Hurd by • Vela of you aroosWonTolo. Net of assets and
errors or baud Maley chedcs reflected on your the FCC. Baines held at the UBS AG Cadman Brandi Dividend Reinvestment Program (DRIP) liabilities
statement wash 30 cbys alter k was mailed or made are tempi:tore reposed to the sovereign ink of the the prise reflected is an average price. You may Wean • Asset hoLdes warble cash balances, valves la
available. Alinement% shall be deigned corrplse Colman verde, and *ere is no guitarist or other the actual price limns Frsacia Adds'. OM whole restricted usury bra k and Global Tem Deposita,
and accurate in all other respects if not objected to in obligation of UBS AG to reirs: de balms whiff the shares re purchased under DRIP; petal shays sea be created marks to ma-ket, andcertain assets not held
venlig within 60 dots LEG Cayman's Brach's books. soli ad the cash wd be deposited Flyer account the by the Fern. Does rot include unpriced sensitirgassets
• Please died outromer complahts or hashes to tee &Weed reinvestment price applied by the rater may at the end of the prior and arrent statement periods, or
Fitts C lent Rebore Ottoman at 201.352.1699 Deposes at LBS Bark USA and each UBS AG Branch are •ffer from the market pace al which the partial tires palate hasenente seated stock options aid
a tollr oe m 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIFC. Monet Fund shaves are protected se sold earcsablia stock options
FT Monday through Friday, or in mug to LES by SIPC. See 'LOS Financial Service. Account Protection' • Libeires. Indudec debit balaxes, cutstarding margin
Financial Service fin., Client Relations Depalment, below. Oideindieu loans, credit lee, shod accost balances.
P.O. Box 766 Unon Coy, NJ 07037. Cribs whole wets maybe held n you amount. If you at • Coattail balances. Total of unimested available
• In case of errors or gastire about an electronic Ups your request balarch in the Bank Sweep entitled to a petal sit a a nesult ol a thiderd payment cash balances, plus dame balances at UB5 Bank USA,
funds kande' OM BS Votdebit Program or DA may be withdrawn and shres of a or otherwite, the Firm well either sell partial sib at LBS AG U.S Branches ad money make mutual fund
card transactions, call a rate to UK Money Furd may be liquidated, ad the proceeds meta price a accept an /mart determined by a sweep balm,, at the close of tie starerrent period
Financial Senices Inc., Na 14., 6th floor, returned to you or your scathes Sant registered deareg agency, axl credit yes accost Nri-conscdity free trait balances in your account are
Weehawken f6 07086, Mn RldtreGA Servers. rat segegaed torn other balances and the fimmy
Rater idormalon about available sweep masa Investment objectives use ay of these lads tithe ordnay course of is
Cala write as soon are can, if you hi+ your nchdrg current inbred rates and yields,5 available at The Mermen Mauls and risk profile are specI s to businna These funds re park upon your awned.
Tiaterntrit cr receipt ithwag or if you need more wmyttbscomrstieeptelt, from your FrencialAdmor each account ant mar may between you arcomoto This total is needed in IF. arrant period closing vaiJt
edamation ter a transfer on the statement or a by calling EON762-1000. Phase advs. the Firm pronttly in wining of a-y
receipt. The Firm or Card ester (as appleable)must sego-Meant change input Inscial Matson or landing information
her from you no later than CO days after to Fan U Th N e F F ir i m na r n t c a i a rr l u S n e t t- o v r im cF a a sh m at ount r pr 6 o 1 te I-v c t t A io •t n o • Protect)", i c n h v o e o s s tm e o en r t * & o a f c th ti e v e fo s ll o F w o e r d ea in ch . s .. c tw an it t a h g el a d, t y e o s u F a o n r d d d e a ta c re h d a in '' f ' o . r r e m fe a r ti o to n y o o n u th C e h F e ir n m R 's e l l e a n ti d o i n n s g h p ip ra ctices
SDNY_GM_00025270
CONFIDENTIAL
EFTA_00135890
EFTA01277123

Important information about your statement (tOntillUeB)
Agnomen or ACCOSt Ag(taffeill end the General - We gra* see the &nig price when svelte or liquid and own a they can be sold, the prke — h adolian tocommissionsreceived n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the bid aril ask price, for listed received ma, be IOU than the per share estimated with the sale or derbution d .]may contracts
nobble in Agreements indent/sures a acuities and optic, a only bed prices for OTC vats provided n the scant statement, and art investment but lath to ow dents, we
jar real Mahler.,t inteatriattaet. seardies. anda our affeithe receive reserve sharp
- Less 3O.efa ir traded securities may be priced using a . Restricted securities. Rearcted seculars generaltr compensate) from many of the instance
Yew sib valuation model ate moss recent pate we se not currently/ Nglok to public sale. UBS Financial companies unden%fleg the amity contracts,
Your statement itemizes sautes and other anal> hell obianed and may not reflect an actual make price Savior, use: the meta price d the unrestricted stock Stamm ct to Swats corrasies or worse; of
at the scant at the end of to asthma-. period. You a yaw of the sane issue as an inputed value for the hears irwesimmt rues we distrioute.
may ask for detverY of by pad seosiies at anytime. - Certain positions may appea vita a price aril restricted Oak Foremasts of this statement on4o To - Our affiliates abo recehe trading nommeskins ad
You may receive securities used as loan collateral alter will tmer a 'late was nol available • it we se the extent that resekted secedes are elgble to sale, other convenient° Om mutual knots and
paying any balaxe cis a them. Any securities unable to obtain a price fora sewn. the value retard may be tbstanualb less than the auras companies %those products we &abut.
translated to the Firm ciseg the statement period aie - Deposits a securities denominated ilCUIT•ron ineued vabe *peen - We receive an aerial he from UBS Bat USA al
heed at market value a of the end of the statement other thin U.S dales se reflected at the (whinge LES AG Stanford Ranch of so to 425 per scare
period. Meant the nateneM date. • Ea. (estierwted) income, arrant yields and rates- sweeping so the barks under the UBS Bank Sweep
• Cost beta detenining the cost basis of he - fcc certain startles rating n non-conformrg An estimate of arnual income is based an current Program.
securities incbded in this statement where indicated denornartions, puce and quality(fse eels) may dander.] ad interest rates, assunang the searees will
wily the number " I, • LES nonce' Services has relied have been adjusted to lacilitale raper valuation be hald for ere yea from statement date or until Activity
on information obtained from sources other tan1 .85 To obtain arum gunman, when availably. contact maturity The Mash cony a gudirine; accuracy Irkemaientegardngconmksbns and other chases
Financial Semites, including information hem another yu ,arcel Zeer xr ad continued income are not gu autheed hired h connenka with the exeasten of trades,
dim et that sum./ have provided to you finaxial - Estimated anal Sane and curent yield fa SIAN option transactions ha Leen incbced on
Adis. The Firm does not irdeperantly army a • Private investments and otrutoared ptoduas. certain types of leashes could rickule a fetish of codSlain prewousy !writhed to you. rid will be
%want** the acaracycevaIdity of any Sarmatian !ovate rioestmert sear I as (nc Laing drool principalor capital gains in which use the est prosided to you prorrptly on repast
Provided by place, than LESPi-uncial Senecas. participation program and real eaite imageries that income (a-deurrere yield would be overstated.
aaltion *hough UESRnsicel Seniors greralg seasitis) and abetted proirts are gweralb highly - Estimated anal income and anent yield and the Short selling
Lpdates this alternatiaosns as it is received, the Finn itiaid. Certain stnstised pacests have not been actual Sane and yield me:fib* lower a higher II you are engagedin short selling a security, you may
does not provide art, the tie incrmation regetered with the Securities and Eahage than the titillated arneuntS. tsar a Charge See to Certain tOTOvieg costs for that
seder 'Con bath° ad *Unrealized gait loos' is Commission or under ay slate seeuraeTars. We - An estivate of smudged income (dividend anche
accurate as of the date of re statement. As such Croak estmated values for private investment interest) divided by the current male
please do not retai on this nfanntion to make searkes ard structured productsfor ithanutenal vabraverage balance is based on the tut dividend Open orders
asthma sale decitsuionnss Ice tax puposes a purposes cny. Atone, ens quaenteed. or interest payment made by tie sisuer and Regaling open or • gni-till-cancelled' ceders that
otherwise. Accounts tore Fim may - These vibes may differ firsts-60y ban prices, il amines the searbeedeporms will be held for ore were not weededbythe StlittfIlitIV data, open buy and
WW1 gen loss ilarnatith only for the pried id any. at which a aide ilveSITsell year tin to statement date or until mouthy. soot slop orders are nand by the mount of dividends
tine they ye held at the fim More hrorical structured product maybe bought or sold and dp Accuracy and continued well we not cuara-deed or rides cn an ex-dividends a ereeltra clog unless
alternation cube aited by yar Friaxial Advisor. net nests/rib represent the vats you may receive eanxted othenvise bypa. You are responsbk for
scan liquidator. • Assets not held by t€S Financial Services. Cenah orders that are executed ds to your Idure to cancel
• Unredind sans/Ions Viten data s - Third party tumors of vats are as id acertain eases se rot held bytitian arena twill, the *riming open orders.
ottinated trroalized suindlowes ore actialocl Ice date ad We Supplied to UBS Islamist Services on a Tern's possession or control. These assets ere
natal& sooty lots. The transition data for replier basis by an independent volution firm. chaired on tear statement for informational hives
idvSLa bit mayor my not reflect ccmmisicas, - best general panne- or sponsor estimated vales. purposes onfy Positions and values presented we To obtain a copy of as current Client Primacy Nage.
gaZardor security reorganization events al ay, are embed to **Fen by the *suer, provided by dal issuing fern. UBS Frontal Servicesd pleat anted yes FnarbalAchisce a net our websik
d and titer reinvestment lots ad systematic ginwal panne or sporser and may be caulated not resporeble for Ow information and does not at maw oat r amat aware v
pircheet be, are each combined Indicate, one based an deferent information fro, that used by guarantee es accuregy. Thew assets are not protected
awraged lot The 'Trade date' totem presents the third parries to drive their eninated values. by SOK or he Faris StipPlernental Slit commie 185 Finathie Singes is not a bade The PM A, Business
agail transaction trade date. - You can obtain additorel Samatton regarding Services Account BSA and IRMA ae bake-age accounts
the mettocblogy used to determine the estimate d • Revenue sharing and additional compensation. which provide access so banking services andprotests
• Callable securities Bonds and preferred stock that value and the dale of the Scansionthat is the — In addition to commissions on sea and Lifal lees 111,:t41aTialrllerlit with anbated lurks ad other
the ever cats for eat redmplem will be selected basis fa the eoimate by contanig your f rental received n correctionwith the distribution id Ihniparey bads, ad provides Mtn to i-aisa-ce and
Meath* by lot frcm among all searnes of ta Advkor rrulual finds to ow dents we anchor our great, amulet products rued by unabilaedthid-party
issue held el our name or ei nominee rune fa or - Third pity 'singed vales may be reflected as receive revenue shying payments Iran distributors esureice companies through insurance agency
clients. Call lease Heasley) is obtained from third 'Not priced' in several stuations: when an at salsas of the mast funds that is sell. subsdianes of UBS financial Services Inc.
pain and in eccuracy is not guaranteed. Ott, call I-dependent valuation lire has not %GPI'S a These arnants are based on two cMerent
leans may inist which mid aila ct ywkt amdet• ugh/e to assign a mks. nee:rowe become wart corrponents (a the amount of isles by UBS of a Ithosment enwa-ce. ad a-ruity products,
inkrmation sill * varied upon request that a material event has cared that may call a Palicular mutual fund I amib to our clients: and 01) Not FDIC instred • No bank guaantee• May Rue vats
atheousty regaled tees rep question, or awn a the asset value of a particular rrutual fund famib's
• Certificates of deposit (ON). CDs are FDIC aired value would be high speculative due to tie nature shares held a the lrrn RUA. Resource Management Ain, rat Business Services
tato $29),000 in principal and salad keeled per of the security. — LW and as allerste abo receive netwoicing and Account BSA IRMA and intonational Resource
depositor ate per depository inoinsion ii accadance - When neither an Muth general partner or sponsor combs processing fees a coredecation for Management Accant at registered service maks of
with FDIC nales estimated slue nor a thrd-paly estimated gig is trader agent WYSE" tat we provide to the 1.85 fnancii Services Inc
provde the vela al the mosey Mk be dinerent mutual lint. These fees generally are pad from
• Price/value Prices divot:nal fo r secunmes and otter Iran its par hase price. investor assets n the revalue laurel and seethed Visa Signalize d a registered thence mask of Visa
procests may be higher or beat that, the price that - •Detributicas to date' myindrde return of date amount based an the iambs- of accounts at Hand kris LES Vu Signals or& cads and IBS
wu would enualb naive in the mater Pius me capital, name orboth. the broker.dealer holing mutual lust of that fund Visa debt cards are third by UBS Bath USA with
obtained from sax hid party sources whiti we - 'Original unit size' represents the hkial offering I a-nify Permission from Visa U SA hcorporated.
brew to be relable, but we do not garathee ther price per the aa : Inlet not relied yore cop base.
accuracy. - DIP rd unlisted REP stasis ye rot listed on a UBS Pinencial Services Inn Pay 201604
national "sureties exchange. and at goner*
EDNY_GM_00025271
CONFIDENTIAL
EFTA 00135891
EFTA01277124

UBS Financial Services tic Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2016
ANP70010716890616X135 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJ01665-0308
Account name•. MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKLIAMILYLE CASFIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourretine at a on May 31 (S) on lune 30 (S)
account
Your assets 5,238.24 5,238.24
Viskour webslte: Your liabilities 0.00 0.00
www.ubscomffinancialsennces
Value of your account 35,238.24 $5,238.24
Items for your attention
, Help protect yourself from foul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
aecit report annually from Sources of your account growth
vnew.annuakreditreport.com. Tracking the value of your account during 2016
value of your account
at year end 2015 $5,238.24
Your ove301471t return
7.238.2 Chasge
market value 5000
libillaratorlemorsta 8.2 5,2382 5.238
Value of your account
on has 30. 2016 S5233.24
Dtc 2014 Ott 2015 Me/ 2016 Jun 2016
SDNY GM 00025272
Member SIPC ANP7001:000107I 689 NP7000128409 00001 0616 000030000 Y123661550 101010 Page 1 of 6
CONFIDENTIAL
EFTA_00135892
EFTA01277125

SUBS
Business Services Account Account name: MA'. POI.' ir ATCN Your fl Bendel Advisor.
Friendly account name: MA eir ATIrN SCOTT STACK MANLYLE CASRIEL
lure 2016 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
Lune 30 (1) your account
• Cash and money balances may rclude
A Cash and money balances 5,238.24 100 00% Your current asset allocation
available cash balances. ciliS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account $5,238.24
Eye on the markets
Percentage change
Index rule 2016 Year to date
58rP 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 5.31%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
anC003001021690NP70C012$4090002I C6l600C03C000 Y123661550 t0gatiklyGm00025ftee 2 of 6
CONFIDENTIAL
EFTA_00135893
EFTA01277126

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
*UBS Friendly account name: MAX FOUNDATION SCOTT STACKMAN/LYLE CASRIEL
Jr • .:CIC Account number.
Change in the value of your account
nane20I6(S) Year to date (1)
Opening account value $5,238.24 $5,238.24
dosing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period May 6 - Jun 6
Opening UBS Bank USA Business balance May 6 15,238.24
Closing UBS Bank USA Business balance Jun 6 15,238 24
Number of days in interest period 32
Average daily balance 15,238.24
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fcdowing investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apprecution
Your risk profile:
Primary - moderate
investment eligibihty consideration • None selected
Your account instructions
• volt account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025274
ANP70003001071691 NP7003128409 COCCI 0616000000000 Y123661 SSO 101010 Page 3 of 6
CONFIDENTIAL
EFTA_00135894
EFTA01277127

*UBS
Yournotes
0. 2,0..4 a s
MtlX02000MMONIMOONna090ain Me COOMOM,02366151010,My G.
CONFIDENTIAL
EFT,00135893
EFTA01277128

(SUBS
Business Services Account Account name: MAX FOUNDATION Your rinandal Advisor:
Friendly account name: MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL
Jur Account number.
Your assets
Some OnCes, income and current values Shoal' May be approximate. AS a itsU . gam at lopes may mil
be accurately reflected. Set smporuntmlosmafron about your statement a the end of the etc umeM for
more information.
Cash
Cash and money balances
Cash and money batances mai include avalade cash balances, UBS Bank USA depot account balances,
UBS AG Stanford Branch &boat account balances and money market mutual fund sweep balances.
UBS Bank USA de sit account balances are insured by the WC vitt hn fpplkalle limits, but are not
potected by SiPC UBS AG Stanford Branch deposit account balances an not inured by FDIC ail am not
protected by StPC Money market sweep balances are protected by SJPC but ale not insured by the FDIC.
See the Important information about your statement a the end of this cbarrent for detaiis too those
Sanas.
Goering bilaxe Closing Wane Pnce pet share Average Dneeknel Interest Days in
Hddng on Jun I (I) co Jun 30 (I) on Jun 30(s) rate period period Cap mourn a)
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
reuemage 01 COSI Bbenated UnreatZed
Value on Jun 30 (5) your aCCOunt tem (5) annual interne (5) gain or loss (5)
Cash Cash and money balances 5,23814 100.00% 5,23824
$5,238.24
Total $5,238.24 100.00%
SONY GM 00025276
CONFIDAENP7C0NC00010T71693I NAV7003L'2840 9 6003I [SIB 000030000 X12366I S5010'010 Page S of 6
EFTA_00135896
EFTA01277129

*UBS
Your notes
ANP7000300t07t 694 NP7000128409 00031 OM 6000000000 YI 2366i 10....Y_GM_00025Age 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00 I 35897
EFTA01277130

Important information about your statement
U3S Inancial Services no. (the Firm a UBS Finarcial sent yOu the trst stances-4 on which the eta or Corporation WC), Mich protects ItO-rlieS aaa-rltS 01 • Moire Cunene income: hves(ments seekng to
Seeded is a member of all principal washy, ocmrroity problem *pond. its renters up to $500,000 (entity:ling 1.250,003 kr generation of income ony.
and °Miro exchanges. UBS Fleancial Sealers and 185 - ProOde your rum rd axon number (4 any) dains for ail The Silt asset protection Mils aPPlY to • Ached Cap6da ppreciation. Inwriments teeing
Balk UM ere i-dhect subsilaaes of UPS AG and - Decal:* the MO, Of the ranter you Yet-flare all scants that you hold h a particula treaty. omit of principal rather than the gerersabn of
affiliates of 1185 Seostin LLC. The Fun's franca' about, and splain as okay as you cal shy you the Fem, togethw vier certainaffiliates, has also eicane.
statement is available upon retail. The Finrs exactas& believe a is an eery a why you need more purchased appleillentaprOteCtiOn. The rabirrian • Produce Combauton of Wane and Capital
Mks are a. amount pasatib to at Shiba dint C011iKtin coder Apreciaton. kereaments seekeg both the generation
- Pros:dethe icier arrant of the suspected error. this prat-ion is ZOO maroon a of December TO, 201S. of necme and growth of precis/
LOS Finagel Stritef It. Stbict to the poky oorditons ad limilations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vol hastigate you tcompaht the him is further protected fa up to $1.9 million n the Overall rids prefihs
Weehawken, tel 07086 and eel correct ry error prompth For alleged ems aggregate for all your accounts held n sari:Wm • Cons/seat Seeks to manner, need aecipal, with
reeking UBS Yankdebit cad tranad rate, if we take mucky. A fed copy of the potty wadig h mirth
L o T B f h f i S i s c e F s r t h a a t t s e n . m c d i e a x n l u S t n r e e r e p v n i r c e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r c a e i / c a m o lr r e g d c s d o , a r t d t r a a o s f p h y o o u u l ' d m p yd a o . r , r e w a t 0 c h . a c h o n iv r 1 d e 0 f t b h o u e r s t u h e s e i e n a s o m f d o a th y u e s r m t o y o c d n u o e t y t h e i d n s u k . r i w i n s e g in t w i e e i r ll r t c o i r n r e , e d s i o i t t tea T up he o n S r I e K q u p e ro st t . e ction ad the suppkmental protection i t lo h -a w at m r m is • e k a o a n r n s r d e t h t v u e o r l n a a s t c i l r c it e y o d s to m t d t a h o y e e r s m o n t o o k t e r g e n e p n c p e a a r c a tr e te a w t s i i e g th v n e il n k i a f nt
r O o m t i b li9 e O re n l i p e l d e a 's se a r e e p I o I r y t o i u t i b m e m ta e k d e ia t t h e e ly e n is w an r i t n il g e t r o a t he lakes us to complete our instigation. • b o C th i d r o li n no U t r m em a i y a l t o as sets controlled by (and rebid n • M id o e d a e tio ra n t . e . Willing to accept some rise to pircPal and
Brandi Manager of the office server; your account. Please mire all checks parish to the Fern or tie your account value) but held away from1.05Finred tolerate some stalky to seek hgher returns,
fisnwl instimen eckated on he had of the Services (e.g., certain() cash at UPS Bak LISA. • Aggressed: Wiling to accept high Mk to pencial and
Allhotep a0. limes shown are intended to be accurate. statement In addition to regular score fees, accounts cash at L85 AG U.S.Ltanrhes, (4 reurara credal', high ,plat lily to sea high returns over time.
statement /tato *cud not be wed fa to proposes Rely may be Mara to mantenerce Ins, things for late including vane annuitin, and (iv) tare, of Maud • Meanness, 6100* Conteletation:t Wetted, a
sigh on yerend tax forms. Oa. , Form 1099. 5498, parried for securities purchases and charges for unpaid flinch where such toms ay registered chitty re the Paii05 of the podlolisf or that account may exist?
10425. etc> when irepamg your lax return. the Fim s amounts n cash octants. Accosts that ere transferred name of the account holder on tie bocks ad records <anoint strategic, rented lisicity and grater
required by law to repcn to he IRS allUsable indent, to other instiulens may be subject to a transfer fee. of the applicable 'sass a trawler agent), volatiky.
dportakie rontorable ditiiindk and table interest • Certain nestment contracts a insesiment interests
emed en smarties held rams acard, net stone UK Sweep Ordone (e.g., limited partnerships ad pirate placements) that Statement Theameholdisf
as sittradactire, ad arse basher certain covered UM offers options for minpig cash balances. balances are rot regilened order tee Socurfies Act of 1903; We may cambia* all related account statements with
mules to bad deposits at UM Bak USA and UBS AG Stanford ad the same Mess in the same envelope, e.g. because
branch (Bak Sweep Progeny), money make( gradual • Commodities antals (e.g, foreign mane and they have owners who AO maintain pre account
Careamudeallans with the Finn Lech Money Funds) incline international Depose pyre°,m etal contracts). inducer-9 futures contacts •elationships well other dents a the same address. If
• Pleaseremain, eel oral comma-rations in wring Accouit (04)forcuttcmect wit en Intonational ad commodity option contract,. you peeler lo recent inclattal starmunts marled n
to further protect your richts. inducing your rktitS Rexene Mang miens Account. Though the Bair The SEC protect isn and the sups/mental prawn:nit, separate metopes you mat decree hecr,eholdng by
trader the Smilers Investor Protection Act (SBAI. Sweep Programs, cash banes we swept to LES Bank not apply so these assets nen if fl yotherwise appear calling yam Finacrl Advisor
• II the financial iatitution en die top let of ale kad USA to to an estabashed knit ad then to UM AG on yes statements. The SEC protection at the
of this stamen snot U36 f nasal Swede% LBS Stanford Branch. or a Money Fund. Deposits at LE6 54:Chrnental protection do not protect egad (hinges Friendly easeln ame
Femoral Senices carries yam =aunt as clearing Bank USA av FDIC insured in accorda-ce wit FCC n the market rata of yxr imestments (whether as The Friaidig account vie is a 0151anii*le • ruckrorrie
brier by arra-gement bah the rdcated insieuton miles. Forman information phase Mit wwwidic result of market movermm, issuer ba-kruptcy a chosen by you to assist you with your recorcheePeg
We informed you of this relatOriShi, Wren you Deposes at LEG AG Stamford Brach ad shares of Mande) has no legal effect on your account You can change
opened this accost h the cast your kite and MoneyPushare rot nosed by the FDIC. More irtormaton is amiable upon request. yaw ;trendy aCCOUll names. through Conine Services a
store/es tre located a LOS financial Straus and rot YoJm y cotan more information Scut SIPC, including by contain; your Fi-onoal Athosor.
the isolorg broker, ad youn ut make a npat Through to DA, (mailable to cash berates are swept to the Slit Brochrt by ccniscting Slit at 202 3 71 8300
of ay mix or omission to bode firm. As described depose scants at UBS AG New Yak Branch and LBS or by Seery the SIPC webste at watelpc.org Account overview
tie account agreements, you must 50* IA el ani AG Canon Eranch hew deposits arena fluted by • vase or yew accouri4orrolo. Net of assets and
errors or fraud ending chedcs reflected on your to KC Barges held at the LES AG Carman Branch Dividend Reimestment Program (COP)
statement Mtn 30 idyl alter ii was mailed or made are temporary reposed to the sovereign lit of the The prise reflected it an hater pace. You may *ban • Asset ecbdes salable cash balances, values fa
available. Alinements shall be deemed corrplse Carman Watt, and there is no guarantee or other the actual price loon yes Frureiel Advixr.Onh whole restrkted acuity test), and Global Tine Deposit,
and accurate n all other respects if not objected to in obSgation of UBS AG to repay the Saxes whikarthe sham are purchased under DRS; halal shags svill be crreared marks to make, and <erten assets not held
venteg within 60 days LEG Cayman's Brach's books. sold ad the cash wie be deposited er your account The by the Fim. Does rot include unpriced seesitiegassets
• Please dhect cuRomer complants or earnest° to &ricked reinvestment price applied by the hear may at the end of the pia and arrent statement periods, Or
Peters C lent Matron (donned at 201.352.1699 Deposes at LES Bah USA and each UBS AG Branch are offer from the man price at which tee partial shares phde lessened% invested stock options and
a tollr oe m 903.3M-9103, 8'03 A.M. to 600 P.M not protected by SIK. Money Fund shays are protected re sold earceable stock options
FT Monday through Friday, or in writi-g to LES by SIPC. See 'LOS Financial Services Accost Protection' • /Ahab's. Includes debit balance% cutstarding merge,
Financial Services lax., Client Relations Depalment, below. Careialieu bans, aedit lee. short /cant balances.
P.O. Box 766 Union Cy, N1 07092 Dry whole unts may be held n yar attain. If you ere • Cashhooney balances. Total of unimested available
• In case of errors Ot ',Pastan about al electronic Ups your request, batences in the Bank Sweep entered to a petal Ltd a s result ol a chard payment cash balances, plus deposit balances at UBS Bank USA,
faith transfer (61), BS Vest:Mit Program or DA may be vethdram and shires of a or OhliVoin, the film will either sell partial uda at LBS AG U.S Branches ad money make mutual fund
card insertions, call oe void to UBS Mcney Fund tnay be liquidated, ad the proceeds nutlet price a accept an mord determined by a seem Sates, at the dm of tie statement period
Financial Seneca Inc., as 14, 6h floor, returned to you or your seareies =Ctn. regiaered deireg agency, at credit sox accord. Nn-cceerredity free ash balances in yes account are
Week/Menhir 07086, Mnn RIAAfe6A Sakes. rot secogaed from other balances and is Fimm y
RAW edormalon about available sweep dims Investment objectives use Sly of these Inds the ordnay course ol is
Caeca wee as soon o you can, if you tee yeer noldrg current interest rates and yields, it amhble at The neesimert objectbes and risk profile mew le to twines These funds re peyabh taxa your Monad
stewards a receipt is wrong or if you need more wmtubscomfsweeprelt. from your F mental Adam' each accost and may may between you scout 1%, total is included in the anent period cksing vain
edomatin tout a transfer on the statement or a by ailing a:6762-1000. PSease Wreathe Firm amply in wreing of a-y
receipt. The Firm or Cad Oaf (as spleable)must smedicant change in has Inaecial striation or Lending infonnation
hear from you no later tun CO days slier the FM U Th N e P F r i . na r n t c a i a rr l o R - e r n i- a o m rr e i a th r e e m co a l n r u pr n o t t e l- c r t t io o n r Coto-won i c n h v o e o s s tm e o en r t * o o b f j e th c e tiv f e o s ll o F w o e r d e i a n ch s- m tir a e n d e o h b e je ld c , t i y v o es u . F a o n r d d d e o t c a l k o e s d tr i e n s fo . r r e m fe a r ti o to n y a o l u th C e h F u ir r m l R 's e k la e tio d n i s g h p ip ra ctices
SDNY_GM_00025278
CONFIDENTIAL
EFTA_00135898
EFTA01277131

Important information about your statement (C011UllUed)
Aryans,* or ACCOLal Agreement and the General - We gerwak we the closing price when avail* cc liquid and even I they can be sold the ark. — In addekin to cornmasists received n connection
Toms and Conditions U3S Statement of Credit Practices Ow mean of the bid rid ask price, for listed received may be Ws than the per there estimated with the sale or detrbution d annuli contracts
available in Agreements andD istwores at sactritin and optics a only bid prices for OTC vats provided n the zoomt statement, and art investment that ratite tows clients, we
maw ter romprovirreints TOR. seardies. andor our ethane mew newrue sharing
- Less actire& traded securities may be priced using a . Restricted securities. Resisted 'ensiles general& compensation from many of the instance
Your an valuation model a to moss recent peke we not current& Ngble for public sale. UBS Financial companies undenwaing the annuity contracts,
Your statement itemises securities and other ants held cbtaned and may not reflect n actual market price Service, uses the mst.el priced the unrestricted stock aftioates et to hewn* carpals or sponsors of
h the account at the end of tie stsemers petal. You a value of the sale issuer as an inputed value for the tie ant irreestmmt rusts we astrbute.
may ask for &hat Of ft* paid sallies at art time. - Certain positkins may apes witcul a price cud restnned Oak throurposes albs statement on4c To ▪ Our affiliales abo mete trading corannsians ad
You may receive securities used as loan collateral after will tow as 'price was nal astable • it we we the extent that resticled seornies are elgble to sale, other compensate(' fran crawl funds and
paying any balance cis an them. Arry securities triable to olatan a pow fora manly. the vale received may be sdastanual& less than the Swats companies whose products we detute.
transferred to he Firm dsng the abatement petard are - Deposits a securities denominated ilCUM71-00 imputed yahoo. down - We receive an amyl fee from UBS Bat USA aid
listed at market value as of the end of the statarnall other than U.S dolls are reflected at the bounty LES AG Stanford Branch ot w to 425 per accost
period. rates of the Platenent date. • EA. (estimated) income. arrant yields and rates sweeping to thebats under the UBS Bank Sweep
• Cast beis. In detemining the cost basis of he - fcr certain securnes raring n non-conformng M estinate of amual income 6 based on current Programs.
securities incbded in this statement, where indicated denornnations. price ad quantity (face value,) may dividend ad interest rates, assuming the states will
wih the number " l, • LBS F runnel Services has relied have been adjusted to facilitate paper valuntim be held for cne war from statement date or until naivety
n information obtained from sources other than 1.55 To obtain hem quashes. when availabk. contact maturity This estimate is only *gut:rine; accuracy hkemationregarcingammkshns and other chases
Financial Senices, including information Item another you Financial Oita. aid continued 'tame are not guaranteed hired n connect:xi with the exeoSith of wades,
rim a that sumac have grovided to yes Finaxial - Estimated arntal jean and curea yield fa &hexing option transactions ha been incbcad on
Adam The Firm does not irdeperantly arty a • hitt* Swan:twit and mutated products. certain types of wishes cold nckhle a ream of cordi matiore prewowy Washed to you. and cull be
igairantee the accuracy a oak% of ay tiormstion Private metro* secure in (nclair9 drat paid:nalor capital gains in which case the en provided to you promptly an repast.
provided by scans other than LES Pi-antral Sankt,, pankipatisn program ad realestate investment hist income (ad curare yell would be overstated.
▪ addetisrt although UPS Finrical Services general& seositis) and struclued procbcts are general& highly - Estimated anal income and anent yield and the Short aNling
Lthdates ft nformatith as n is received. the Finn 14tid. Celan sans-tired pads% have not been actual ?cane andyield mignt be lover or higher It you are engaged in short selling a security, you may
does not provide any assurances that the ilarnaehn regotered with the Securities and Each than the estimated 2.03Untt. has a charge der to cabin tartrag costs for that
under 'Cost bat° and *Unrealized gait lose is Commission ce undo. ay slate secure:Taws. We - An *saint* of stubbed income Othdend ander pythons-security.
accurate as of to date of this statement. As wch crarde thilmated Ulm for private investment interest) divided by the current market
please donde red on this nformnion to make sectritis ird tutored products for idanottinal vaberaverage balance is based an the list dividend Open orders
rudest or sale decisions la tax purposes a purposes ivy. Atosary 6roe guaranteed. or interest payment made by the issuer and Regarding open or • gas:Ma-canceled' orders that
otherwise. Accounts tordened to the Fim may - These vibes may differ absurdity kcal prices, il amines the sectrteSdepans will be held for one were not executedbythe statement date, open buy and
WW1 gen/ loss irdamatith only for to period c4 any. at which a Prir#4 Setirntril riy year born the statement date or until maturity sea skip orders are rained by the mount of dividends
tine they are held at tie Fin More historical sthstured product maybe bought or sold and do Accuracy and continued scald are not guaranteed rights On an ex-dividends or ennthrls date unless
itamatith can be aided by you- F.-taxis' Advisor. rot necessiti&ressesern the wide you may receive nanxted ether vke by&nos You are responsbk for
Loon Rethink.). • Assets not held bytes Financial Services Cenah odes that are executed Os to yea ladure to cancel
• Unrealised gas/lose Yellen data a wadable. - Third party esimmes of vain are as a a certain macs ere rot held by the Fim arena whin the misting open orders.
ettinated La-realized guindlown are caloised Ice date ad av supplied to UBS Inarciii Services on a Ferns posse-niter or ccntol. These assets a*
tavidael warty lots. The transaction data for neuter basis by an independert volution firm. &played on vas statement for informational Priam
nalviltal lots may or may not ref tea cammissicns, - baser. generalpanne- or sponse estimated vats% purposes nay Positions and values presented are To obtain a copy of as current Client Privacy Wake.
andhe securitreorganizatkn 'was nary, ate applied to **Fan by the *suer, provided by the Ssu'rg fern. UBS Financial races please contact sat F narxral Achiscr a wit our *Winne
de"rZ d and other reinvestment lob ad systematk general partna or thaw and may be calculated not retycrabble foe tie infomution and don not at ttaaw 0), enagatatnartirer
ctschne lots are each combined to chyle, ore bawd on ciff went information ton tut used by guarantee es accuracy. Thee ands re rot pretested
a a g w n ag a e l d tr l a o n t s a I c N tio n 'T t r r a a d d e e d d a al t e e . ' ocean presents the - Y fi o n u d c p a a n r t o ie b s t a to in & a n d y d e it o th r e if i r i n ta k l im on ut e a d an v r a e lu g e a s r . dng laySK or the Firths sulthlarnotal SW( Own? . l S lE er G vi N ces i A n c a co u S n tr t o 4 k 6 e 4 s . a 6 n n d o I t R a M b A a a - r k e b T r h o e k e W ra A ge B ac u c si o n u e n s t s s
the methodology used to determine the estimate of • Rennin shirrs and additional ampunsatice. which provide access so banking services andprotests
• Callable saatMet Bonds and preferred stock that value and the dale of tar item/dinthat is the — In addition to commissions on ales and 12b-1 lees 00:041arangarnerits web Al Mud bats and other
tee isms, cats for ear& redempton wit be tekkhd basis fa the eoimate by contanhg your Financial received n earectiar with Ow distribution a Ihnipany banes. and provides accento iterace and
ntatalkt by lot Iran among all see vies of that Advisor mutual fads to ow dents we andhr our Stale ennui* radios iced by unabated thid-party
issue held hour name a in nominee naive for as - Third party 'sinned valets may be reflected as receive revenue RIPON Payments Iran distributors insurance ampanes Through insurance agency
dents. Call tense nfamaticn cbtaned from third 'Not priced' in several stuatians when an ado ad vsias of therani funds that we sell. subsdianes of UBS Financial Services Inc.
parties and as accuracy is not guantead. Otter call Mason:lent valuation Inn has not sittlost a is These anoints are based on two Mews
teases may eon which could atom yield complete unalfe to emir a any. Wye. we become aware corrporents (a the amou-4 of ales by UBS of • tionerunt. tura-ce. ad athuily products,
inkrrnaticn will be provided upon request that a matenal event has occurred that may call a Paliciar mutual fund femit,to our clients and d) Nat FDIC insured • No bank guarantee. May lose value
atheauthy repotted value rep question, or when a the asset value of a pricu tar mutual fund famitt
• Certificates of deposit (CDs). CDs are HNC nsured value would be high& *cast due to the nature shares held a he fern RUA. Resource Management Arany, Business Services
up to 42 ba,000 in principal and accrued irtenni per c4 the security. — We and as allaste ate receive newaking and Account BSA. IIMA and intonational Resource
depositor and per depository institution in accordance - When rater an issuer, cameral partner or sponsor ant' processing ten n con-Aeration for Management Accord are registered service marks of
with FDIC riles estiTuted value nor a third-pa-ay estimated rake is transfer agent 1420CaS that we prowiz to the US Nutt Services tx
provost the vale d to securty Mk be diberent rubella& These fees generally are pad from
• Price/value Prices dippland f or securities and other Iran its pitches* price. investor Asada n the sacral fund and are a had Visa Signalise it a regedered service mask. 01 Visa
protests may be higher or lower than the price that - • Daributicos to date' may indude return of data amount bawd a, the nunlacr of accounts at adman:nal LOS visa Signature atria cards and UBS
)0J would actual& receive in the mute. Ctrs are capital, ncome orboth. the broker.dealor holing mutual lint of that fund Visa debt cards at inued by UBS Bat USA with
obtained from varkus hid pity sources whit, we - 'Original unit size' represents the that offering fa-nily permssion from Vita U SA Incorporated.
teethe to be reliable, but we donor garantee thek paper unit axiom/ not reflect sots cost bast
accuracy. - DIP ad unlisted RErt mortis are rot listed on a UM Financial Setvices the Pm 201604
national securities exchange, and ate goner*
SDNY_GM_00025279
CONFIDENTIAL
EFTA_00 I 35899
EFTA01277132

085 Fnancial Services Inc Business Services Account
tat UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 July 2016
ANP7000654991 0716 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJO7666.O3O8
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on June 30 (1) On July 29(S)
account
Your assets 5,238.24 5,238.24
Msit our website: Your liabilities o.00 aoo
‘myytubFcomifinancia/services
Value of your account 35.238.24 35,238.24
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
crecit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2016
value of your account
at year end 2015 $5.233.24
S
Your investment return
4.8 Change m
market value 5O00
9.2282 ,..2.2$ 2 5.2382
Value of your octant
on Jul 29.2016 66238.24
Dec 2014 Dec 2015 Jun 2016 JJ 2016
SDNY GM 00025280
Member SIPC ANP70002000654991 Nen:3[0065617 00001 0716 000[0[000 Y123661 550 0000[0 Page 1 of 6
CONFIDENTIAL
EFTA_00B5900
EFTA01277133

SUBS
Business Services Account Account name: Your Fi nancial Advisor.
Friendly account name: N:..• SCOTT STACK M ANL YLE CASRIEL
July 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29 (14 your account
, Cash and money balances may include
A Cash and money balances 5,238.24 100.00% Your current asset allocation
available cash balances. VBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, lieS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account $5,238.24
Eye on the markets
Percentage change
dex July2016 year to date
58P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
mte700020C06$4992NPAX00656IIC•0C0I 071600C030000Y12366ISS00046MYGM000252019e 2 of 6
CONFIDENTIAL
EFTA_00135901
EFTA01277134

SUBS
Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CAAtiEl.
Account number.
Change in the value of your account
July 2016 (3) Year to date (E)
Opening account value 55,258.24 $5,238.24
Closing account value $5,238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Jun 7 - Jul 7
Opening UBS Bank USA Business balance Jun 7 85,238.24
Closing UBS Bank USA Business balance Jul 7 85,238.24
Number of days in interest period 31
Average daily balance 15,238.24
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fallowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Filancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apprecution
Your risk profile:
Primary - moderate
Investment eligibility considaratan - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025282
AtiP700020C0654993 NP7003065617 COCCI 0716 00f:030000 Y123661S50000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135902
EFTA01277135

*UBS
Yournotes
--,,-,..-„-.,„„,...
CONFIDENTIAL
EFTA,I33903
EFTA01277136

SUBS
Business Services Account Account name: MAX FOUNDAfiCN Your Nnandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
142016 Account number.
Your assets
Stutte (Wes, income and current vaues ShOran May I:tag:Oran-0e. AS a tea*. Øm andlOsses may not
be accurately reflected. Set asaponant inaosnaabon about your statement a the end of this docuerteM fOr
more Informs:hon.
Cash
balances
Cash and money
Cast, and money balances ma/ include avalaie cash balances, OSS Bank USA del:Oat account balances,
UBS AG Startord Branch °know account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by The FOC vat h n ecliptic eble limits, but are not
protected by 9PC OBS AG Stanford Branch deposit account balances we not insured ty FDIC and se not
protected by WC Money market %veep batances are protected by WC but a* not insured by the FDIC.
See the important information about your statement a the end of this doctrnent for details about those
Sancti.
Openng bean« Clovng Mane Inca per shale Average Draidendlnielef Øsm
Hddng OA ILA 1 ($) on Jul 29 (1) on Jul 29 (1) tale period period cap arount (I)
1185 BANK USA BUS ACCT 5.23824 5238.24 25000000
Your total assets
Peicenta0.' U Con ESbrnae0 Unbend
Value On At 29 (1) your a(COUIll pass ($) annual intone (1) gan or loss (1)
Cash Cub sad money Waal 5,23814 100.00% 523824
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025284
CONFIDAEMP700N020C0T65499ISNAP7003L06S6I 7 COCCI 07'6 000030000 Y12366I S50000000 Page S of 6
EFTA_00135904
EFTA01277137

*UBS
Your notes
0,,600......66,56.0.. GM .02,.A,96 6 a, b
End Ms..... account numI .
CONFIDENTIAL
EFTA_00135905
EFTA01277138

Important information about your statement
CBS truncial Services Pc. (the Firm a UPS f nerds! sent yOu the lest itatenwre on which the era or Corporation (SIPC), which protects It0-rlieS &Car% a • Produce Cuneneincome: hvesiments seekng the
Sesths), is a member of all principal wanly, cemrroday problem *pond. its renters up to $912000 (inchtling 1250,003th generation of income ashy.
and canna exchanges. UPS Fisancial Semler' and U135 - nitride your run,. rd acorn number (f any) claim for caste the Silt and protection limns aocihr to • Aches CapitalA ppreciation. Investments seeing
Balk USA ere i-diect subsidenes of UPS AG and - Decal:* to Perorate trander you nature all accants that you hold's a partictia- coactry. /web of preaPal rather than the gerersais of
affiliates of UBS Seattle, LI.C. The Fein's thanoal about, and splain as okay as you cal why you the Fes, togethr sib certainaffiliates, has also hccene.
statemere is available upon recited. The Fenn executue believe a is as eery a why you need more purchased ethiplallentelplOteCtiOn. The madman • Produce Conabaubbn of Worse and Capital
offices ere at hkenuthei. amount pajathe to al Spike tiers, colliclink uder ApprecUton. Nesting:Ms seeking both the genevann
- Pro the doer arrant et the suspected Ina. this protection is ZOO maks as of Docents 10, 2015. of 0%0110 rd growth of crixbal.
LOS Fina-cel lances It. Stbrot to the poky ordelorts ad lmi actions, cash
1200 Harbor Boulevard The Firm or Card Issuer vii i-westigate your compaht the firm is further protected fa up to 14.9 million n the Deere risk profiles
Weehawken, Nl 07086 and red correct err; error prcroty. For alleged onus aggregate for all your accounts held n a particuth • CoosavaOrt. Seeks to maintain Sit pri-cipal, with
C o Th N B i S s a F S a h l t a a tp t n t . M c d i o a in l c S t u r e n e n p e e r n c e e t s s s e . a n c c ts o c o t n h u t e a n n t ° . t n O h g y t h c o e o f r f n i r c e e ia c lia c lr r n e d g c s o , d e r a d t x a o e s f p h p t o a u r ld m p y im o a e u o r r k e M a r t in h c I g c a N o n U y r B 1 e d S 0 f t P b h o u O e r s t u O h c s re e d e s e a s o m b f d i a t o t o y u c s n a m t t d o y o t o d n r e a u e r m t y t h h d a i i s i u d k , r b r i i n s e r g i a n t w h i e f i e r ll w r c t o i r e m r e , t d e s a i o k i t t e th at m T up h u e o c n S k r l e y it q . u p A e r s o h t t . a e c c t o im py a o d f t t h h e e p s o up k p y k w m a en d ta tg l p is ro a t v e a c i t l i a o b n le m t lo h w a o t n r m is o e k a c a n e n s r d e t h t v u e o r l n m a s ti r l o it i y o d t n o m t d e h o t e e r s a o n c t o c S t o e g rd e p n o p e w r a a r t a e w t s i i t g t h h n e i n tk i a f rt
n O o m t i b c e 9 0 re n l i p e l d e a y s e e r s ep I o I r y t o t u im b m el e e d * ia t t h e e ly e n i s " a S n t e e w m i t r o a t he takes us to ccmplete our rwestgation. b • o C th o do li n no U t r a e p m pl i y a l t o as sets controlled by (and telded n • M ha o l d a e ti r o a n t . e . Wang to accept sane risk to pircibal and
Band, Manager of the office serviv your accost. Please mire all checks payable to the Fern or tie your account value) but held away from WS Fina-cal tolerate some votatkty to seek tiger returns.
instadis notated on he front of tht Services (e.g., certain() cash at UPS Bark VA BO • Aggress": Wiling to accept high n* to pnixpal and
Atha4' a livres shown are Mendel to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.thanrhes, (4 thurance point, high slat lily to sea high returns owe time.
statement ciao ehtukt not be wed fa is proposes Rely may be objet to makienarce Isis, throats for the including variable smiths, and (iv) Mares of Maud • Imo: Awl'E igiola Consideration: t Wetted, a
nark on yesend tax forms, , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds when such shads ay registered toy it the vamon of the doable, fo r tat account may iacWe
10425, etc ) when prepamg your lax return. The Fier s arrosils n cash accounts. Accounts that re transferred name of the accost holder on the bocics and records wools strateges, rented liquidly and rater
required by law to regal to the IRS all Usable &Mends, to other instithirs my be subject to a Vander tee. of the solictha &suer a transfer agent), volatiky.
imortabb roistairable detthendk and =able hared • Certain rwsb-nent contracts a ineesiment interests
earned en securities held note scant, nee stands UBS Swamp Othiens (e.g.. partnerships ad private placements) that Statement •hatheholdier
on see bk-sacttros, rd cod basis en certain covered LES offen options for sweeping cash Waxes. balances are rot regitened under the Securities Act of 1903; We may areordale at related account statements with
skulks- to bah deposits at UBS Brk USA and LEG AG Stanked and the sane adiess h the ume envetce, eg. because
thatch (ark Sweep Procjarra), moneymaker mutual • Commodities corrals (e.g, foreign exchirge and They have owners who a10 mentan fit account
Careammicalcau with the Mn baths Money Futthg ridthe International Deposit preccus metal convects), includfrg futures contracts Sat *mho' well other dents a the tame address. If
• Pleasiereicodinn my oral comma-rations in wring Account Mayor cuttanees with an Interutional aid commodity option contract,. you peeler lo recent individual statmunk mailed is
to further protect your ridthi indult-drat rit RoscaCo Llanagernerd Account. Though the BSc The SEC protasis and the suppkmentel protection do separate eneelopes, you mat deals ntr,eholdng by
crder the Searles 'meths Proteonon Ad (SOM. Sweep Programs, cash balsas at swept to LESBank not apply so these assets ewe, if they otherwise appear carting yxr finalcul Achtor
• II the financial ithattion co the top let of to had USA co to an estabkhed knit ad then to UPS AG on yea statements. The SPC protection aid the
of this stamen snot USG f resat Strikes, LEG Stanford Branch, or a Money Fund. Deposits at UE6 94:01ernental protection do not protect agent changes Friendly acoated name
Firuncial Sonia" carries yam =aunt as clearing Bank USA are FDIC hewed in accorda-ce withFCC in the market vale of yam imestments (whether as 4 The kiddy acccu4 nisei is a (wean:able 'ski-erne
triter by asegerrent with the tdcated inslitutCh rules. Forma, Mmnatim *ate visit wwwfdic result of market moverrem, issuer ba-kruptcy or chosen bir you to assist you with your recordeeePha
We in you of this relatOn5ht, %Ilea Si Deposes at UK AG Stanford Brach ad shares of °Menke) has no legal ellen Ca yOuf account. You can change
opened this axon. h the cast your kits and MoneyFindsare rot inured by the FDIC. More reformation is salable tor regard. tau ;trendy eaOull nanes. through Ontne Services a
stories tte boated a UBS financial Stakes and rot "atm,/ obtan mote info rnerier about Slit, InclufW") by conlatl i-9 your Fe-uncial Adiocr
the taccticig broker, ad youn ut make a nset Through tie DA, available to each balsas an swept to the SIPC Brochre by noising SIPC at 202-37143GO
of dry err or omission to both firms. As described depose scants at UBS AG New Yak Branch and LEG or by vititivi the SIPC webers ar www.elpr.ow Account overview
the account agreements, you must notes ta5 aF anr AG Carman Eranch Thew deposits arena toured by • vase of you accochtgatfolo. Net of asset and
errors or fraud twohig chedcs reflected m your that FCC. Barnes held at the UBS AG Cayman Brandi Dividend Reisestment Program (COP)
statement Shin 30 days alter t was mailed or made are amputee reposed to the sovereign ink of the the pie reflected is an auras price. You may Mien • Asset tricLides said* cash balances, slues fa
available. All staternsis shall be, deemed corrplse Calms lards, and there is no guaranis or other the actual price bun yea inward Advece.Ony *hole restricted nosey tird ), and Globalrim Deposit,
and accurate is all other respects if not objected to in othgation of UBS AG to fetal tr. Sates while al the shares re purchased under DRIP; trial Alain wit be crreated marks to ma-ket, andcertain assets not held
wrong within 60 days LEG Cayman's Brach's books. soli ad the cash wd be deposited tryst account. The by to Fern. Does rot include worked sectritithassets
• Please deed cuaomer complai-es or earnest° tie dekko] renvesunent puce applied by the ester may at the end of the prig and anent statement pcoods, or
Fawn C lent Reborn Deposer& at 201.352.1699 Deposits at LEG Bark USA and each UPS AG Branch are •efer loamthe mind price at which the partial tires pretate hoesanents, untested stock options and
a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIC. Monet Fund shays are protected re sold everceable stock options
FT Monday through Friday. or in veii-g to CBS by SIPC. See -1_65 Financial Service. Accotnt Protection' • Lithithes. Inducts debit balaxes, cutscariling margin
Frontal Semites Fax., Client Relations Depalment, below. Ceeteit-lieu bins, aedit shod accord balances.
P.O. Box 766 Union Cy, Nl 07037. Cnheihole wets may be held n yam acuust. If yew ax • Cashrooney balances. Toth of unimested available
• In case of trots or gaskets about an electronic Ups your request, balencs in the Bank Sweep entitled to a petal cal a s nesuh da cksiderd parent cash balances, plus deposit balances at UBS Bank USA,
faith tramth (61), BS Veatekbit Program or DA may be withdrawn and shres of a or a-swime, the Firm well ether sell pawlsib at L135 AG U.S Branches rd manly make mutual fund
card vantactions, call ante to UBS Mcney Fund may be licsidated, and the proceeds market pricec a accept an amard determined by a sweep balms, at the dew of b•e stagnant period
Frontal Senices Inc., der 14, Gibbon; returned to you or your seosaies =CUM. regiaered cleartg agency, ad credit you accord. N:n-ccemredity free cr.& balances in yes account are
Weehawken NI 07086, Mn ADAMEEA Serkes. Mt sec/Legated from other and the Fern enth
Puts idormaton about available seep Worn, Investment objectives tae of these finds in the ordnay course of is
Callow mite as soon feywo u can, if you hack your ncladtg cement ineerest rates and WAIL 5 available at lhe :stuns" objectives and risk profile are spec lc to twines These funds re psyabh taxa your darned
Piterntrit ce receipt is iscrig or if you need more wmtrobscomrstreepwetht from your Fris: cut Advert each account and may may between you accords This total is ncluded in finti anent period closing vain
tdamatis thar a transfer on the statement or a by calling 900 762-1000. Weak advs. the Firm month& in sting of ay
receipt The Firm or Card Ras (as aolicable)must sg-Wicant change input I namcial situation or Lending Sensation
her from you no later to CO days after the Fain U Th N e F F ir i m na h n c e i a m l S on m th i - t e e f D th a e w T n v % -, r a p t r t o it t e , c w ti r o n n - Protect)", i c n h v o e o s s tm e o en r t * & o w f t a h i e v e fo s l b F w or i n e i a n c s h - s tw c e a e n d t c h b e je ld c , t i y v o es u F a i n x d B d e a la c te h d a in '' f ' o . r r e m fe a r ti o to n t a a n r th C e h F e ir m m R 's e ' l e at n io i n n s g i p p r actices
SDNY_GM_00025288
CONFIDENTIAL
EFTA_001 35906
EFTA01277139

Important information about your statement (mmlithied)
Agmement or Accuse Agreeffenl ad the General - We genera, we the closing price when avadthe liquid and own I they can be math the prke — h adoltion to comrnissists received n connection
Terms ard Conditions U3S Statement of Credit Practices Om meth of the bid ad ask pixes for listed received may be low than the per thaw estimated with the sale or dothbution of a-they contract
mottle in Armenia andO thkatres at setrities at optima ce oth bid prices for OTC nth provided n the wart statement, and wet investment but tittle tooter clients, no
mop awramlarew awkrawaec. searities. andcr our affiliak recta* rewu stia-rg
- Less 3Ctiveir traded stalks may be priced using a • Restricted securities. Resin-led sautes general), compensation from many of the instance
Tom asset valuator model or the moss recent pate we am not man, etgble to public tale. UBS Financial comp/lies undenarleg the amity Centrals,
Your statement itemizes stemma et other mans held throned end may net reflect we actual make price Service: use: the mrkel priced the unrestricted stock aft Tithe d the insurarm carpals or yawners of
tithe wart at the end of the statement period. You a van of the sent issue( an an Snouted value for the tie ant irrenemmt rugs we distkute.
may ask for dePOrY Of UN paid seosities at arw time. - Certain positions may apex nitoilapiceard restricted stay throw/wises Mahn statement way To - Our affiliates also receive trading commesstris ad
You may receive securities tried as loan collaera aher will tame as 'price was nol avadabb• if we am the extent that restkled seorlies are elgbk to sale, other contensthonfran maul fuck and
paying any balance dm at them. Arty securities triable to obtain a price fora wady. the vale received may be sthstanualb less than the eatene companies whose polices we der tut.
translated to he Firm dreg the natement period are - Deposits a vacuities denominated O. currarcies imputed rate town - We receive an aerial he from UBS Bat USA ad
lige d at market vane as of the end of the statement other than U.S &Sam am reflected at the eichinge LES AG Stanford Branch Of w to 475 per accuse
period. rate a of the natiment date. • Em festinated) income. anent yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost beim h detemining the cost basis of he - fcr certain startles fading n non-conformrig An mentale of amual income is based cat current Program.
securitiesWaded in this statement where indicated denornnations, pine and qualityFlaw iota) may dnidend ad interest rates, assuring tie swarths will
wih the number " l, • WS F mince& Services has relied have been adjusted to facilitate peeper Muslim be held for the war from statement the or used Adivity
oninformation thinned from sources other than UPS To cbuin &ram @nix& whin available. contact maturity This Mina eioneir a gudeine; accuracy Inficemanthregardngcommksens and other charges
Financial Semites. including information from another arnal aeon,' and continued income are not guanerneed eared Si connection with the execute:aof trades,
dim a that prim, toVegrovided to you Finmxial - Estimated anal thane at curent yield for ecl.drg option transactions ha then incbad on
Maw. The Finn does not indeperantly very a • Private investments and etruceured products. certain types of leashes could riclude a retain of conlimations prewousb Swathed to you. and will be
sward** the acaracycevaldh day idermation Note nonlmcre wiz a as (nc biro erect 'trinket or captal gains n which caw the est provided to you promptly on repast.
Provided by sines other than 1.65Phancial Senates participate., program and real estate investment trust income (and curare yield would be overstated,
athltert *hough UESChrical Services greralb seositis) and structred proins are general highly - Enameled areal income and <went yield and tie Short aNling
tbdates he nfcrmaten as it is receaved, the hem • Celan stastised protasis have not been actual thane aidyield mkjat be Sewer°, higher II you are engaged in short selling a secunty, you may
does not provide art, assuarces that the Mormatim regotered with the Securittes and Each than the estimated amounts. max a Charge See to Catlin tOTOwitg costs for that
seder 'Cost basis^ ad *Unrealized gar/ lose is Commission a under wry state seeuritiseTaws. We - An regent* of nudged income (daaklend ands particulate:L ily.
accurate as of the date of fhb statement. As suck Provide unmated values for pimpe investment interest) dividedbythe current market
please do rce rem on this Ma-nation to make mouths zed structured products for erfamatiral valatiaverage balance is based on the Last dividend Open orders
puthase or sale decisans fa tax puposes a purposes cny. Mang ism guaranteed. or hawse payment mode by tie sisuer and Regarding open or ' gthatilkancelled' owlet that
otherwise. Accounts teardeered to the Fim may - These news may differ abstamistai kat meet il stunts tie sectreestlethots will be held for over were not executed by the Stefan date, open buy and
reflect gel-floss llama:sal only for the period ci any. at which a pride thesimerd thy year from the natal-tent date or until measly. set slop orders are naiad by the anoure of diaderds
tine they am held a the Pile, More historical structured product maybe bought or sold and do Accuracy and continued mkt am not guaranteed or rig-its cn an ex-dividercb cr eg-rettls date unless
Hamann <abbe xthd by you Friaxial Advisor. exit necessaribressesert the raw you nay receive eignxted cthenvise by yos You are re for
Lyon liquidator. • Assets not held by UEIS Financial Services. Certain orders that are executed ow to SU failure to cancel
• Unthellnd gas/lose Yellen data - Third party estmess of ram are as et a certain hams se not held by the F im arena weal the wising open orders.
ommated ten:Mired guinelown ore cactAand Ice date and am supplied to UK Inertia Services on a Fern's posanaith or control. These assets we
seculy lots. The transadon data for regilar basis by an independea satiation firm. displayed on loos statement for irdomotional Palm
ethilial bit mayor may not reflect ammissiths, - baler. general Danner o sponsor estimated maths. purposes only. Positions and values presented we To obtain a copy of as current Client PrivacyNotice.
rZarida security reorganizaten events al ay, are Applied to the Flan by the issuer, provided by dal issuing firm. UBS Franca' themes is please contact yea FnartalAthiscr or von our websit
el and other reinvestment lob ad systematic general partna on spacer and may be cakulated not responsible for he information and does not at wets oat raalawatnitalrer
psctgw be, are each combined to ditty one based al dfferent information from tot used by guarantee es mangy. lhele assets are not protected
averaged lot the 'Trade date' coLenn presents the tied panics to thive their 'negated values. by SOK or to Finis WpOlfroental SOK coverage. UEG Fascia Smiths 4 rota ba-k The AMA Business
orgeal transaction trade dale. - You can obtain aeditorel iformation regarding Services Account 854 and IRMA ere betkerage accounts
the methodology used to determine the estimate of • Revenue sharing and additional compensation which provide access so banking services and prodsts
• Callable mosides Bonds and preferred stock that value and the date of the Hammenthat is the — In adeftien to commissions on saw and Lib.' lees tlraugh analgtfTWIlit with afI noted baths ad other
the eve Pak for eat redemplon wit be matted basis for the eoimate by contacted your Financial received n correction with the distribution of 1bn:foamy barks, ad provides Mtn to eetra-ce and
impatalblw lot lean among all setrines of tan Advisor rrulual lend to ow dents we ands our afthate annutY products Cued by unaffiliated thad-party
issue held howtharneoreinomthe nave for us - Third pity 'singed valets may be reflected as receive revenue trim) Payments from dirnbutors aureate contains through esura-ce agency
clients. Call lease eikmatith is obtained from third 'Not priced' in several worths: Mien an ad a ad vsias of the miLial funds that vet sell. subsdiaries of UBS Financial Services Inc.
pries and in accuracy is not garantead. Ohs. call 1-dependent valuation fire has not epphda it Thaw arnAnts are based on two driers",
foams may tin which scuba aila ct wad complete usable to emir a valsk %Sanwa become ware corrpanonts (l thy amout of Ulf, by WS of a Mesons& Mum-cm ad a-ruity products,
Homan:en all wonted upon request that a material ewnt has caused that may call a Palicadr mutual fund I amib to our clients: and 0) Not FOC instred • No bank guavntew May the vane
wthousb reported vita eat question, or wren a the asset value of a particular rrutual fund famib's
• Certificates of deposit (ODE. CDs are FCMC awed value would be highb spithlatia due to the nature shares held at the Irrn RMA. Resource Management Aran nt, Business Services
sato S2 B),000 n principal and moved Wenn per ct the security. — LW and as allAate ako receive networking aid Account BSA. IDA and intonational Resource
depositor ate per depository inviikeith in a:cadence - When neither an issuer, general partner or sponsor arnba procening lets n con-Aeration for Management Accost am registered service maks of
wan FDIC riles estimated value nor a third-pa-ay estimated iota is transfer agent Sentei that we worth to the US Nereid Sreces lx
wooded, the vala of the study Mite dinerent mutual lent These fees generally are pad from
• Priothalue Prices displayed fo r smarms and other from its raceme price. investor asses lithe natall urid and me a fared VISA Signalise e a registered wince meek of Visa
pathos may be higher or lower than the price that - •Detribution to date' maw indude earn of dela amount based on the thither of accounts at Iniernati:nat 1.65 oica Swaths* crock cads and IRS
you would actually receive in the male fakes am capita name orboth. the broker.dealer Isokfrig mutual funds of that fund Visa debt cards re issued by UBS Bath VA with
obtained from vakus rNd pity sources whiti we - 'Original unit size' represents the ethal offering family permission from Visa USA Incorporated.
teethe to be reamble, bit we do not gara-itee the price per snit axial./ not reflect you cost bases.
accuracy. - DIP ad unlisted REP wastes are rot listed on a LAS Pinendel Se/vices Inc Rev 201604
rational securities exchange, and am goner*
SDNY_G M_0002 5287
CONFIDENTIAL
EFTA 00135907
EFTA01277140

Ut35 FMancial Services Inc.
(SUBS Private wealth Management Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
ANT-70036616310816 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJ 07666-0308
Account name MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACKIrIANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on July 29 a) on August 31 (9)
account
Your assets 5,238.24 5,238.24
VlsItour webeite: Your liabilities 0.00 0.00
v•ww.ubstomf financialservices
Value of your account $5,238.24 $5,238.24
Items for your attention
, Help protect yourself from frau:land
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
VIW VI. an nua k re dit rep o r t.c orn. Tracking the value of your account during 2016
Value of your account
at year end 2015 S5238.24
S
Your mwstrnent return
La 2 Change in
market value SO®
S 222 2 ¶,23$ 2 5.238 2
Value of your ascots*
Oil Aug 31.2016 SS233.24
Dec 2014 Dec 2015 Jul 2016 Aug 2016
SDNY GM 00025288
Member SIPC ANP70002000661631 NP7003065I 13 C0031 C8I6 00CC00000 Y123661550000020 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35908
EFTA01277141

SUBS
Business Services Account Account name: MAr FOly ir ATICN Your K asocial Advisor.
Friendly account name: Pl,:o Fre Ca' ATIrN SCOTT STACK MANLYLE CASRIEL
August 2016 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
A Cash and money balances 5,238.24 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D rived income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 782%
Russell 3000 0.26% 801%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
ANP 703020GO:61632 NPAX00651I 3 0000' OBI 6000000000 Y12366I 95000nlyyGitoco252§tee 2 Of 6
CONFIDENTIAL
EFTA 00135909
EFTA01277142

Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor:
CBS Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
2C 1C Account number.
Change in the value of your account
August 2016 (5, Year to date (1)
Opening account value $5,238.24 $5238.24
Closing account value $5238.24 $5,238.24
UBS Bank USA Business Account APY
Interest period Jut 8 - Aug 4
Opening UBS Bank USA Business balance Jul 8 15,238.24
Closing UBS Bank USA Business balance Aug 4 15,238 24
Number of days in interest period 28
Average daily balance 15,238.24
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing InveStrnent objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important infatuation about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Primary - moderate
investment eligibifty consideration - None selected
Your account instructions
• Your account cost bases default closing method is WO, First In, First Out.
SDNY GM 00025290
ANP7C0020C0661633 NV7003066113 C0ODI OBI& 00C:O30000 Y12366I 550C0C000 Page 3 Of 6
CONFIDENTIAL
EFTA_001359 I 0
EFTA01277143

*UBS
Yournotes
CONFIDENTIAL
EFT,00133O1I
EFTA01277144

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
UBS Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASFUEL
August 2C I C Account number.
Your assets
Some pnces, income and current vaueS Shorts May be cpprOxiMerte. AS a kit& gam aldIOSSts may not
be &curately refkaed, See mportint inrosenefron about your statement a the end 01M s dacurnen1 fOr
more infornason.
Cash
Cash and money balances
Cash arid money batances may include avalaale cash balances, UBS Bant USA cbrosn account balances,
UBS AG Stardord Branch report account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC válhn applicable limits, bul are not
protected by SIK. 085 AG Stanford Branch deposit accoum baanas an not insured by FDIC and re not
protected by SII1C Money market sweep balances are prolKted by WC but are not insured by the FDIC.
See the rmportant information about rot statement a the end of this docunent for details about those
balances.
Openngbdan« Cloung btlence Price per share merage Duldend 'Merest Owl in
Hddng on Aug 1( I) on Aug 31 (I) on Aug 31 (3) IMO pelted period Cip artunl CS)
UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00
Your total assets
PerCenta?1 O< Cost Earnaled Umeaaed
Value On Aug 31 (5) your aCCOunl COLS (S) annual inccme gan or lOss (S)
Cash Cash and money ImMloces 5,23814 100.00% 5,238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00025292
ANC703020C0661C3SNP7003065113 COCCI Ct3I6 000030000 Y123661 SS0000000 Page 5 of 6
CONFIDENTIAL
EFTA_00135912
EFTA01277145

*UBS
Your notes
...,00....6 ,, ,O.066,,,.. 46,6 0000.900,E366,5000.4, G. ,,,,,,,,A96 6 ol 6
End of ..... a..nt nun, b.
CONFIDENTIAL
EFT,00135913
EFTA01277146

Important information about your statement
CBS truncial Services Pc. (the Firm a UPS f nerds! sent yOu the lest itatenwre on which the era or Corporation (SIPC), which protects It0-rlieS &Car% a • Produce Cuneneincome: hvesiments seekng the
Sesths), is a member of all principal wanly, cemrroday problem *pond. its renters up to $912000 (inchtling 1250,003th generation of income ashy.
and canna exchanges. UPS Fisancial Semler' and U135 - nitride your run,. rd acorn number (f any) claim for caste the Silt and protection limns aocihr to • Aches CapitalA ppreciation. Investments seeing
Balk USA ere i-diect subsidenes of UPS AG and - Decal:* to Perorate trander you nature all accants that you hold's a partictia- coactry. /web of preaPal rather than the gerersais of
affiliates of UBS Seattle, LI.C. The Fein's thanoal about, and splain as okay as you cal why you the Fes, togethr sib certainaffiliates, has also hccene.
statemere is available upon recited. The Fenn executue believe a is as eery a why you need more purchased ethiplallentelplOteCtiOn. The madman • Produce Conabaubbn of Worse and Capital
offices ere at hkenuthei. amount pajathe to al Spike tiers, colliclink uder ApprecUton. Nesting:Ms seeking both the genevann
- Pro the doer arrant et the suspected Ina. this protection is ZOO maks as of Docents 10, 2015. of 0%0110 rd growth of crixbal.
LOS Fina-cel lances It. Stbrot to the poky ordelorts ad lmi actions, cash
1200 Harbor Boulevard The Firm or Card Issuer vii i-westigate your compaht the firm is further protected fa up to 14.9 million n the Deere risk profiles
Weehawken, Nl 07086 and red correct err; error prcroty. For alleged onus aggregate for all your accounts held n a particuth • CoosavaOrt. Seeks to maintain Sit pri-cipal, with
C o Th N B i S s a F S a h l t a a tp t n t . M c d i o a in l c S t u r e n e n p e e r n c e e t s s s e . a n c c ts o c o t n h u t e a n n t ° . t n O h g y t h c o e o f r f n i r c e e ia c lia c lr r n e d g c s o , d e r a d t x a o e s f p h p t o a u r ld m p y im o a e u o r r k e M a r t in h c I g c a N o n U y r B 1 e d S 0 f t P b h o u O e r s t u O h c s re e d e s e a s o m b f d i a t o t o y u c s n a m t t d o y o t o d n r e a u e r m t y t h h d a i i s i u d k , r b r i i n s e r g i a n t w h i e f i e r ll w r c t o i r e m r e , t d e s a i o k i t t e th at m T up h u e o c n S k r l e y it q . u p A e r s o h t t . a e c c t o im py a o d f t t h h e e p s o up k p y k w m a en d ta tg l p is ro a t v e a c i t l i a o b n le m t lo h w a o t n r m is o e k a c a n e n s r d e t h t v u e o r l n m a s ti r l o it i y o d t n o m t d e h o t e e r s a o n c t o c S t o e g rd e p n o p e w r a a r t a e w t s i i t g t h h n e i n tk i a f rt
n O o m t i b c e 9 0 re n l i p e l d e a y s e e r s ep I o I r y t o t u im b m el e e d * ia t t h e e ly e n i s " a S n t e e w m i t r o a t he takes us to ccmplete our rwestgation. b • o C th o do li n no U t r a e p m pl i y a l t o as sets controlled by (and telded n • M ha o l d a e ti r o a n t . e . Wang to accept sane risk to pircibal and
Band, Manager of the office serviv your accost. Please mire all checks payable to the Fern or tie your account value) but held away from WS Fina-cal tolerate some votatkty to seek tiger returns.
instadis notated on he front of tht Services (e.g., certain() cash at UPS Bark VA BO • Aggress": Wiling to accept high n* to pnixpal and
Atha4' a livres shown are Mendel to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.thanrhes, (4 thurance point, high slat lily to sea high returns owe time.
statement ciao ehtukt not be wed fa is proposes Rely may be objet to makienarce Isis, throats for the including variable smiths, and (iv) Mares of Maud • Imo: Awl'E igiola Consideration: t Wetted, a
nark on yesend tax forms, , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds when such shads ay registered toy it the vamon of the doable, fo r tat account may iacWe
10425, etc ) when prepamg your lax return. The Fier s arrosils n cash accounts. Accounts that re transferred name of the accost holder on the bocics and records wools strateges, rented liquidly and rater
required by law to regal to the IRS all Usable &Mends, to other instithirs my be subject to a Vander tee. of the solictha &suer a transfer agent), volatiky.
imortabb roistairable detthendk and =able hared • Certain rwsb-nent contracts a ineesiment interests
earned en securities held note scant, nee stands UBS Swamp Othiens (e.g.. partnerships ad private placements) that Statement •hatheholdier
on see bk-sacttros, rd cod basis en certain covered LES offen options for sweeping cash Waxes. balances are rot regitened under the Securities Act of 1903; We may areordale at related account statements with
skulks- to bah deposits at UBS Brk USA and LEG AG Stanked and the sane adiess h the ume envetce, eg. because
thatch (ark Sweep Procjarra), moneymaker mutual • Commodities corrals (e.g, foreign exchirge and They have owners who a10 mentan fit account
Careammicalcau with the Mn baths Money Futthg ridthe International Deposit preccus metal convects), includfrg futures contracts Sat *mho' well other dents a the tame address. If
• Pleasiereicodinn my oral comma-rations in wring Account Mayor cuttanees with an Interutional aid commodity option contract,. you peeler lo recent individual statmunk mailed is
to further protect your ridthi indult-drat rit RoscaCo Llanagernerd Account. Though the BSc The SEC protasis and the suppkmentel protection do separate eneelopes, you mat deals ntr,eholdng by
crder the Searles 'meths Proteonon Ad (SOM. Sweep Programs, cash balsas at swept to LESBank not apply so these assets ewe, if they otherwise appear carting yxr finalcul Achtor
• II the financial ithattion co the top let of to had USA co to an estabkhed knit ad then to UPS AG on yea statements. The SPC protection aid the
of this stamen snot USG f resat Strikes, LEG Stanford Branch, or a Money Fund. Deposits at UE6 94:01ernental protection do not protect agent changes Friendly acoated name
Firuncial Sonia" carries yam =aunt as clearing Bank USA are FDIC hewed in accorda-ce withFCC in the market vale of yam imestments (whether as 4 The kiddy acccu4 nisei is a (wean:able 'ski-erne
triter by asegerrent with the tdcated inslitutCh rules. Forma, Mmnatim *ate visit wwwfdic result of market moverrem, issuer ba-kruptcy or chosen bir you to assist you with your recordeeePha
We in you of this relatOn5ht, %Ilea Si Deposes at UK AG Stanford Brach ad shares of °Menke) has no legal ellen Ca yOuf account. You can change
opened this axon. h the cast your kits and MoneyFindsare rot inured by the FDIC. More reformation is salable tor regard. tau ;trendy eaOull nanes. through Ontne Services a
stories tte boated a UBS financial Stakes and rot "atm,/ obtan mote info rnerier about Slit, InclufW") by conlatl i-9 your Fe-uncial Adiocr
the taccticig broker, ad youn ut make a nset Through tie DA, available to each balsas an swept to the SIPC Brochre by noising SIPC at 202-37143GO
of dry err or omission to both firms. As described depose scants at UBS AG New Yak Branch and LEG or by vititivi the SIPC webers ar www.elpr.ow Account overview
the account agreements, you must notes ta5 aF anr AG Carman Eranch Thew deposits arena toured by • vase of you accochtgatfolo. Net of asset and
errors or fraud twohig chedcs reflected m your that FCC. Barnes held at the UBS AG Cayman Brandi Dividend Reisestment Program (COP)
statement Shin 30 days alter t was mailed or made are amputee reposed to the sovereign ink of the the pie reflected is an auras price. You may Mien • Asset tricLides said* cash balances, slues fa
available. All staternsis shall be, deemed corrplse Calms lards, and there is no guaranis or other the actual price bun yea inward Advece.Ony *hole restricted nosey tird ), and Globalrim Deposit,
and accurate is all other respects if not objected to in othgation of UBS AG to fetal tr. Sates while al the shares re purchased under DRIP; trial Alain wit be crreated marks to ma-ket, andcertain assets not held
wrong within 60 days LEG Cayman's Brach's books. soli ad the cash wd be deposited tryst account. The by to Fern. Does rot include worked sectritithassets
• Please deed cuaomer complai-es or earnest° tie dekko] renvesunent puce applied by the ester may at the end of the prig and anent statement pcoods, or
Fawn C lent Reborn Deposer& at 201.352.1699 Deposits at LEG Bark USA and each UPS AG Branch are •efer loamthe mind price at which the partial tires pretate hoesanents, untested stock options and
a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M rot protected by SIC. Monet Fund shays are protected re sold everceable stock options
FT Monday through Friday. or in veii-g to CBS by SIPC. See -1_65 Financial Service. Accotnt Protection' • Lithithes. Inducts debit balaxes, cutscariling margin
Frontal Semites Fax., Client Relations Depalment, below. Ceeteit-lieu bins, aedit shod accord balances.
P.O. Box 766 Union Cy, Nl 07037. Cnheihole wets may be held n yam acuust. If yew ax • Cashrooney balances. Toth of unimested available
• In case of trots or gaskets about an electronic Ups your request, balencs in the Bank Sweep entitled to a petal cal a s nesuh da cksiderd parent cash balances, plus deposit balances at UBS Bank USA,
faith tramth (61), BS Veatekbit Program or DA may be withdrawn and shres of a or a-swime, the Firm well ether sell pawlsib at L135 AG U.S Branches rd manly make mutual fund
card vantactions, call ante to UBS Mcney Fund may be licsidated, and the proceeds market pricec a accept an amard determined by a sweep balms, at the dew of b•e stagnant period
Frontal Senices Inc., der 14, Gibbon; returned to you or your seosaies =CUM. regiaered cleartg agency, ad credit you accord. N:n-ccemredity free cr.& balances in yes account are
Weehawken NI 07086, Mn ADAMEEA Serkes. Mt sec/Legated from other and the Fern enth
Puts idormaton about available seep Worn, Investment objectives tae of these finds in the ordnay course of is
Callow mite as soon feywo u can, if you hack your ncladtg cement ineerest rates and WAIL 5 available at lhe :stuns" objectives and risk profile are spec lc to twines These funds re psyabh taxa your darned
Piterntrit ce receipt is iscrig or if you need more wmtrobscomrstreepwetht from your Fris: cut Advert each account and may may between you accords This total is ncluded in finti anent period closing vain
tdamatis thar a transfer on the statement or a by calling 900 762-1000. Weak advs. the Firm month& in sting of ay
receipt The Firm or Card Ras (as aolicable)must sg-Wicant change input I namcial situation or Lending Sensation
her from you no later to CO days after the Fain U Th N e F F ir i m na h n c e i a m l S on m th i - t e e f D th a e w T n v % -, r a p t r t o it t e , c w ti r o n n - Protect)", i c n h v o e o s s tm e o en r t * & o w f t a h i e v e fo s l b F w or i n e i a n c s h - s tw c e a e n d t c h b e je ld c , t i y v o es u F a i n x d B d e a la c te h d a in '' f ' o . r r e m fe a r ti o to n t a a n r th C e h F e ir m m R 's e ' l e at n io i n n s g i p p r actices
SDNY_GM_00025294
CONFIDENTIAL
EFTA_00135914
EFTA01277147

Important information about your statement (COMI11006)
Adamant or ACCOLal Agfetteli and the General - We drat* use he closer; price when avedthe liquid and ewe), they can be soli, foe prke — h addaion to cornmas0ns received n connection
Terms and Conditions U3S Statement of Credit Practice. tie mein of the bid and ask poxes for listed received may be love than the per tore estimated with the sale or attribution ol areuey contracts
;wattle in Agreements andD iabsures at sensing ad option; or only bid prices for OTC value provided n the ward statement, and exit investment but inn tooter clients, we
jar nM mnthreatooreGtrintvec. securities. andn our affiliate mew rewnue sha-rag
- Less actirey traded securities may be priced using a • Resbicted securities. Resin-led securities general), compensation frommazy of the insuance
Yew assets valuation modal a the most recent woe we ex rot currently eicble to public sale. U8S Fins-col compares laidefM111; the amity follIflias,
Your statement Omen securities end other assets hell obianed and may not reflect as actual makes price Seivice: uses the mstel priced the unrestricted stook aft/win d Ha husara caroareis or dancers ef
tithe account at the end of to Materna. period. You a vast of the sane issues as an inputed value for IN tit ant irreestmmt rusts we intim...
may ack for delverY of 'Ai pad seosaies al erg time. - Certain positions may spear vritcut a twice arid restricted stock broadcastsaegis statement airy To - Our affiliates abo receive trading commastons ad
You may receive securities wed as ben collateral alter will trove as 'price was nal available' it we se the extent hat reflected secures are elgbk to site, afar compensationfrom maul kids and
paying any balance eta on them. Ary securities unable to okAam a price fora shinty the value received may be stbstantialy less than the inane companies whose praxis we dowbute.
translated to tie Firm cling the stalernmt period aie - Deposits a securities denominated elCUtalron imbued vabe town - We receive an antral fee from UBS Bak USA ad
listed at market value as of the end of the Sterner* Other *an U.S dollars art reflected at the 'trigs LIRS AG Stanford Bards dilate. 425 per accour
period. rSe a of the statement date. • Ea. Pectinated) income. current yield. and rates. sweeping to the barks under the UBS Bank Sweep
• Cost base h detenining the cost basis of the - fcr certain securities rading n non-conformrig M estimate of smug income a based as current Programs.
securities incbded in this statement where indicated denornnations, price and quality (face iota) my dnicknd ad interest rates, assuming tie seosites will
wih the number" l, • WS F nonce& Services has relied have been adjusted to ImiGae peeper valuatim be MU for <no yes from statement date or cane Activity
an information obtained from sources other than LES To obtain current gamma& when available. contact maturity This retina ion* a gudeine; accuracy hi:oration regaining commksins and other charges
Financial Sento.% including information from another yeti F'an:el Actoncr ad continued income are not guaarreed rand el connection with the executbn of trades,
fern a that mum* tattlegrovided to you Penni/II — Estimated areal roane and carat yield for itlafrg option Vanuctions has been antacid on
Adam The Firm does rot Meta-rarely verify a • Private inveaUnenla and "tructured produas. certain types of seoshes ca4d riclude a return of corif antatere prevousy furreshed to you, ad will be
saran the accuracy a vddity of an information !ovate rimer/al wit las (miring drool pelletalor capital gent is which case the est provided to you promptly on repast.
provided by tones other than Mai-uncial Sonic.., participation program and realeciate inventions hist income (a-dcurrerg yell would be overstated,
h xklticru although UPS Ftwicial Services gereraln stogies) and structured proiacts are genera* highly — Estimated anal income and current yield and tie Short selling
Is:dates his Haman:as as is received, the hrm dined. Celan stnstued pactxts have not been actual ?cane aidyield mot be lower°, higher you ate engagedin short selling a secunty, you may
does not provide any assuraxes that tie Vdcrmatirt regatta:I with the Securities and Eachl then the estimated &vaunts. has a charge der to catain toTowteg costs for tun
seder 'Cost bans^ ard ^Unrealized gall ose is Commission or under wry slate secuntieTaws. We — An *Sinn of errualaed income (dividend sneer particular nosey.
accurate as of to date of thi statement. As such amble estmated valves foe private investment interest) divided by the current market
please dons reter on this nforrution to make stories end sbutured products for reformatinal vabiaverage balance is based on theist dividend Open orders
psi:hazels sale decisions fa tax puposes a purposes any. Atarary nom guaranteed. or rarest payment mode by tie issuer and Redividing open or 'doatilkancelled' orders that
otherwise. Accounts tea-demi to to Fan may - These vitas may differ sastariagt tom prices, il names tie sear birder:ow, will be hell for ate ware not executedbythe swamis data open buy and
reflect gar/loss ilarnatin only for the period any. at which a PS*, Sedroeell ntY year from to statement date or until maturity sea slop orders are reamed by the anoure of dividends
the they are held at tie Finn Morehi:taker stnectured product maybe bought or sold and do Accuracy and continued well xe not guaranteed or rig-itson as ex-dividends a ex-rd-ds date unless
ricrmatin ca-be aided by your Fnaxial Advisor. rot necessalirecreserd the vales you may reant retnxted ahenvise bygoa. You are responsbk for
upon breadth:au • Assets not held bytes Financial Services. Certain orders that are executed da to yOur lelurt to cancel
• Unrefined garialones Yellen data a available, - Third party esimates of vain are is if a attain assets se rot held by the Fria ad not with the nit rig open orders.
ettinated trvoalized suindlowes re cittAalid Ice date ad an, supplied to UBS Finarca Services on a Fern's possession or control. These assets a*
haviisal wally lots. The transaction data for regilar basis by an independere satiation firm. dasplayed on your statement for informational knew
ialwilul bit mayor may not reeks commissions, - Wet general panne- or sponsor estimated vales. purposes only. Positions and values presented at To obtain a copy of our current Client /envoyNotice.
rZanctor security fee/roe-Oration events if any, are suppled to he Fmk by the issuer, prowled by to Mang firm. UBS Financial 5erwces please coital yas F ramie' Achiscr or vat our websne
d and otier reinvestment lots ad systematk general partner or sparser and may be calculated not re:fordable for to information and does not at tan , oat rnminfivnmirev
purchaw lots are each combined todisplay a* based as deferent information ion tut used by guarantee el accuracy these assets a• rot protected
averaged lot The 'Ira* date' col-Innpresentsthe hid parties to &nye tar 'negated values. by 51K or the Firn's supplemental SIPC coverage. UEG FinaciA 5e vices is not a bark The Pia Buses ess
crigrul transaction trade date. - You can obtain aeditorif llama:on regardig Services Account EGA and IRMA are brokerage accounts
the metccblogy used to determine the estimate of • Revenue sharing and additional eximpunratica ankh provide access so banking services aid traded.
• Callable securities Bonds and pieland Sock that value and the dale of U. itematin that is the — In edition to cormissions on Wes and I 2bi1 lees Not* aranganerits with afI Rated bats and other
to issuer oats for eat redenplom will be selected basis fa the esimate by contactig your Fru ncial received n correctionwith de distyibutiai leniparty bares, rid provides access to i-orsare and
brindle by lot from among all secures of that Advisor mutual lurid, to ow dents we anent our affian amity [rodeos &id by unalfiliatedthid-pany
issue held hournanea is nomhee rune for or - Third party 'singed vales may be reflected as receive revenue shRing Payments Iran dianbutors rourece ampanes through nasals agency
clients Call lease iduirratix) is °0tani] from third 'Not priced' in several situations: Mien an at salsas of the maul funds that we sell. subsdianes of UBS Financial Services Inc.
patios and is accuracy is not garantead. Other call 1-dependent valuation lire has net salthd a it Thew amounts are based on two cMerent
hares may nest which axed Meet yell comadehe cane to nags a vela. wharwe become ware corepononts (l th• amount of IAN by UBS of a torestnent reurace. arvl aruity products,
information will be waited upon request that a matenal event has warred that may call a Patti mutual fund famii to our chants: and Or) Not FOC insured • No bank qua-ante.. May lose vale
prewouny reported vala no question, or when a the asset value of a particular rrutual fund family's
• Certificates of deposit COX. CDs are FDIC and value would be highG *earl-stn. due to tie nature shares held a tie lrrn RUA. Resource Management Aar. nt, Business Services
sato 1293,W0 h principal and accrued interest per the security. — We and as MIAs* ate receive networking aid Account BSA, IDA aid intonational Resource
depositor ate per depository insituixu is accordance - When neither an Muer, general partner or sponsor combat procening fees is cornderation to Management Accord we registered service maks of
win FDIC nAes .,tinted value nor a thrd-paly estimated vela trasfer agent wvces that we croak to the UBS Fnancid Savers ax
posted the vale cia the se .a be dinerent rrutal fun* These fees generally are pad from
• Priothalue Prices displayed fo r securities and other from its caches* price. investor assets n the meal fund and meal/ad WS Signature e a iodatedwhite mirk of Visa
pin:clots may be higher or lower than the price that • • Datributicos to San' myinclude return of dais amount based on the number of accounts at enema bra LIRS Yu Signature ova cards and LGS
you would actualy receive in tar murky. Rion are capital, ncome orboth. the broker-dealer linking mutual Jude of that fund Visa dabs cards are issued by UBS Barr USA with
obtained from various gad party sources whiti we - 'Original unit size' represents tie NMI offering Famiy permsson from Visa U SA Incorporated.
bane to be reliable, bat we donor garanee the'. paper unit ad may not reflect Jots Cat bait
actursy. - 0PP ad unlisted RErt sautes are not 'rated an a UtS Pinencial Swine Inc Rev 201604
national securities exchange, and ar generaly
SDNY_GM_00025295
CONFIDENTIAL
EFTA 00135915
EFTA01277148

U85 Financial Services Inc
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2016
ANP70010591170916X13 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK N.1O7666-O3O8
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your fiinandal Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statemeatt Value of your account
Call your Financial Advisor or the
Resourcetine at on August 31 (3) on September 30 (S)
account
Your assets 5,238.24 3,238.24
%Stour webelte: Your liabilities O.OO O.OO
www.ubscomffinancialservices
Value of your account 35,238.24 53238.24
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2016
Value of your account
at year end 2015 55,238.24
Net deposits and
7.2282 withdrawals -32,000.00
Vol tiveStinent return.
9139.2 5.23e 2
Chance in
3,238.2 market vdue 3O.0O
Value of your account
on Sep 34 2016 03238.2.4
Dec 2014 Dec 2015 Aug 2016 Sep 2016
SDNY GM 00025296
Member SIPC ANY7000070010W1 i 7 NP701:0124352 00001 0916 00CC00000 v123661550101020 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35916
EFTA01277149

SUBS
Business Services Account Account name: MA, F V 4: AT[:t, Your Financial Advisor
Friendly account name:MAX FOteIDATION SCC -• ":r'ItYLE CASR1EL
September 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your account
• Cash and money balances may include
A Cash and money balances 3,23&24 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Samford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
informal on about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $3,238.24 100.00%
A
Value of your account $3,238.24
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
m*700030010991 860,7003124352 00031 0916 0003013000 Y123661550 10O8,iyGm0002521))98 2 of 6
CONFIDENTIAL
EFTA_00135917
EFTA01277150

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
cPlt UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN, LYLE CASRIEL
September 2016 Account number.
Change in the value of your account UBS Bank USA Business Account APY
September 20'6 CS Year to date (I) Interest period Aug 5 - Rip 7
Opening account value $5,238.24 $5,238.24 Opening UBS Bank USA Business balance Aug 5 $5,238.24
Withckawals and fees, Closing UBS Bank USA Business balance Sep 7 $5,238.24
including investments transferred
-2,opaco Number of days in iderest period 34
cut -2,000.00
Average daily balance $5,238.24
Closing account value $3,238.24 $3,238.24
Interest earned $0.00
Cash activity summary
Annual percentage yield earned 0.00%
Ste Account activity tha month for detail- Seances in your Sweep Options are inducted in the %mina and
Your investment objectives:
closing balances value. FDIC insurance applies poly to deposits a PBS Bank USA, not to depots a UBS AG,
starnions Bauch or bin deposits placed t hrouch the UBS Internet:0nd Depose Account program. SIPC
protection zooms to money market sweep land hOdIngs but rot Dant deposits. Ste IMportent informa6on
gout jaw statement on tne last two pages al this document for petals. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
September 2016 (1) Year to date (S) Financial Advisor or Branch Manager. Youcan find a tut description of the alternative
Opening balances 55,238.24 $5,238.24 investment objectives in Important information about your statementat the end of this
document
Subtractions
Your return objective:
Checks and bill payments -2,000.00 -2,000.00
Capital appreciation
Total subtractions -$2,000.00 -$2,000.00 Your risk profile:
Primary Maderal.
Net cash flow -$2,000.00 -$2,000.00
Investment eligbifty consideration None selected
Closing balances 53,238.24 53,238.24
Your account instructions
• You account is currently coded for margin
• Your account cost basis default closing method is FIFO, first In, First Out.
SDNY GM 00025298
Ame700030010S9 1I 9 WIDOW 24352 00031 0916 000:00000 Y123661$5010t000 Page 3 of 6
CONFIDENTIAL
EFTA_00135918
EFTA01277151

$UBS
Your notes
renoommoau.r.ou.ssmoNorecaomamrmwssolommy G.m.•as
CONFIDENTIAL
EFTA,I33919
EFTA01277152

Business Services Account Account name: MAX FOUNDATION Your Finandd Advisor:
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
September 2016
Account number.
Your assets
Some Prices, income and current vaues Shove may be approximate. Asa result. grains did tOsses may isdl
be accurately reflected. See rmporum inlonnefron ~of your scarement a the end ol the cbcutneM fOr
more infornwon.
Cash
Cash and money balances
Cash and money balances may include ayalade cash balances, UBS Bank USA depoet account balances,
UBS AG Stanford Branch depoet account balances and money mated mutual fund sweep balances.
UBS Bank USA CATOSIt account balances are insured by the WC vat hn applictble limits, bul are not
protected by WC 1185 AG Stanford Branch deposit account balances are not insured by FDIC and are not
protected by WC Maley market sweep balances are protected by WC but are not insured by ine FDIC.
See the Important information about your statement at the endl this cbarnent for detail; about hofis
balances.
°perm.; tulance Cloung balane Pnce per share Average Dtildencl Interest Days n
Hddng on Sep I (5) on Sep 20 (5) on Sep 20 (a rate puled period Cap arounl (2)
UBS BANK USA BUS ACCT 5.23824 3238.24 250.00000
Your total assets
PeKentd?? Ol COSI ablnated UnreatZed
value on Sep 30 (5) your account Wks (I) annual interne (51 gain or loss (5)
Cash Cash and money Wawa' 3,23824 100.00% 3,23814
Total $3,238.24 100.00% $3,238.24
Account activity this month
For more information about the pike/value shown for restricted semantic". see Important ilformation above
your statement at the end of thn document
Your Quaitity,r Cash Caa and
Dale Actiety C*5(1911011 eapeme code Ise value Nadeau< (5) amount (5) money 08311(e (5)
Aug 31 Cash and money balance 8513824
Sep 14 8sa Check MARKS PANETH LLP CHECK PAID 001003 -2000 CO 3,238 24
Sep 30 dosing cash and money balance 83,238.24
SDNY GM 00025300
ANP7C003001059121 NP7OCOI 34352 00001 0916 001:030000 Y123661550101000 Page 5 of 6
CONFIDENTIAL
EFTA_00135920
EFTA01277153

UBS Business Services Account Account name: MAX FOUNDATION Your Knancial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MAARYLE CASRIEL
September 2016 Account number: 212-821.70001800-308-3140
Account activity this month (COnInuedl
Date Actmty Descriptcn amount (1)
Money balance activities Aug 31 Balance forward 35238.24
Sep I S Withdraws UBS BANK USA BUSINESS ACCOUNT AS OF 09/14, I 6 -2,000.00
Sep 30 Closing UBS Bank USA Business Account 13,23024
The UBS Banl USA SUSintSS A«ouni is your pnmary sweep gallon
AN1'71Y10100i059I22N1)70C0124352 00001 0916 000:00000 Y123661550 10~Y_GM_000253e#19e 6 A b
End of statement for account number-
CONFIDENTIAL
EFTA 00135921
EFTA01277154

Important information about your statement
1.85 Inancial Services Pc. (the Firm a UBS Fin/meal sent yOu tlY int statement on which the MX Or Corporation (SIPC), what protects le0alieS soar% a • &CAM Cunene income: hvestmentS seang the
Snag. is a menthe' of all principal sectsily, ccmrrocky problem *pared. its mentors up to $502003 (including 12 50,003 kr generation ot income sty.
and stens *shaves. UB5 Financial Semler, and L135 - horde your rime rd accord number (d any) dams for cast The Slit asset protection limns ;PDX to • Achim Cape.,A ppnidarion. Investments seeing
Bank USA ere initect subsilenes of UPS AG and - Decoke to ersror Or the trawler you revere all accosts that you had h a pence's- ciacity. iroVeti of misdeal rather than the gerersair of
affiliates of UBS Serval," U.C. The thins Inane/al time, ind *slain as okay as you cal why you The Fnm, together mt. certain aft /rates, has also Mane.
siemens is available upon regtest The Fowl tunas& believe a is an anu a why you need more purdurwi apploilentaplOteCtiOn. The Mbernan • Produce ConOrmain et Mane and Capital
offices are a. hicomeen amount paeabee to at eIgible cfiert. collectirob wide Apprwiaton Memento seekeg both the gerinaton
- Frondethe dolor anent a the suspected error. this protection is ZOO mann as of Decent*, 10, 2015. of scone at growth of precnal.
LOS Fine-eel lances It. Stack to the poky <adheres ad limitation, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate your compete the firm is further protected fa up to SI .9 million n the Overall risk profiles
Weehawken, NI 07086 and eel correct my error prompty. For alleged onus aggregate for all your accounts held n spate:am • Consetairt. Seeks to manten mike pixie& with
L T B hi S s F S i t n a a te n m ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o lr r e d c s o , s rd t e of la p ar m y M o e u a re ' v a th c is c a o n U r B 1 d S 0 f b V o e u r e t t r h s e e d a i e s m b d i a t a y c m s a t d o y b o de u r r e t t h h a in is d k , i w r is e e in . w i e f i r l w l r c o e r r e , t d s a i o k t e t sa u ca p p o a n c r it e y q . u A es f t a . copy of thepoky wading is salable t l W o h w a o t r r m i m s e k a o a n r n s r d o t h v a e o m l c at a i l e i c t n y a d t o o m t d h y o e e r s s o r c t o S a t e m ge p n o p e w r a a r t a e w t s i i e g th v n e it n k i a f rt
official ts.dxunents. contanng cornicing data should you vii love the use of die money durng tie tine it The SIPC protection ad the suppkmental protection
edition.
r O o m t il b e e n l r r e e l i p e l d e a L s o e r s ep I o I r y t o i u t i b m e m n e n d e ia t t h e e ly e n is S an te e w n v to a t he takes us to cemplete our restgetion. • b o C th d a o in no U t n m so a ci r a l t o as sets controlled by (and MIMS n • Moderate. Wiling to accept sane ride to pircioui and
Brands Manager of the office serving your accost. Please mire all checks payele to the Fon or the your account value) but held away from UBSFina-tel skean some totality to wek1-4-er returns.
financial insterir notated on he frad of this Services (e.g., certain() cash at UPS Bat LEA, Iii) • aggress/4 e: Wing to accept high nth to pampa and
Allthaois a hymn shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at LEG AG U.Stranrhes, (4 assurance pod es, high vain lily to soak high returns emir time.
statement etas skuk1n ot be wed fa tea purposes Rely may be abject to mantenarm Ina Merges for Se including mitts ennuis, and (i4 durst of Maud • ivies nest FliaaTir ContOthationi Wetted, a
Wei on yewand tax forms, fie , Form 1099. 5498, payment for securities purchases and charges for unpaid funds when such toms ay registered drippy n the Station of the porthole fo r that account may ixI sle
10425. etc ) when prepamg your lax return. The Film a amounts ei cash accounts. Accosts that at transferred name of the account holier on the becks ad records complex oranges, rented liquidly and rater
required by law totercel to tie IRS all taxable disidends, to other Stations may be subject to a transler fee of to appliciok Suer a transfer agent), vanity.
neonate rontwoble dad:nit and =able Werelt • Celan nwstrnent contracts a insesiment interests
end en sect/Sties held et put scant nit reminds UO$ Sweep Options (e.g., 'honed partnerships at pirate placements) that Statement •houteheldior
s see travaclens, ad eon basis on cotan corned LEG offers options for sweeping cash balances. balances an rot regilend seder M Securities Act of I933; We may ccetotdale a related Nowa statements with
sears to be* deposits at UM Ba-k LEA and WS AG Stanford and the sane attfress n the lime envetce, e.g. because
branch (Bank Sweep Program), money matt mutual • Commodities Contacts (e.g, foreign silage and they have owners who ako mantain jot account
Carnmwdeallans with the Finn arras (Money Funds) ad the international Depose mowsmetal cotracts), ineludirg futures contracts relanniss wall other dews a the same address. If
• Pleaseremain, sty oral corresniations in sting Account (DA)lor cuttomed with an International .rd commie, stir contract. you Feeler to recent inebtelual statements marled
to further protect your fiats. inCludo9 your rktitS Rescue? Llanagerrerd Account. Though the Bak The SEC protection and the supparmenti pro/wend° separate envelopes you mar decline hocr,eholing by
under the Seorties Investor Protection Ad (SBA) Sweep Program, cash balances we swept to 1.8$ Bank not apply so these assets ewn if theyotherwise appea calling war Financial Achoor
• 11 the financial Satiation cn the top left of toe front USA to to an estabashed Irk ad then to UM AG on yea statements. the SPC protection and the
of this statement snot U36 F mita Sertket LEG Stanford Branch. or a Money Fund. Deposits at LEG arillernental protection do not protect against changes Friendly award name
Financial Smits carries pm mecum as during Bank USA av FDIC insured in accorda-ce with FCK as tie market vats of per investments (whether as The hum* account nano is a custom:dolt • nekrorne
broker by arragerrent wsh the edcated instaten stn. Format ifonnaten please set wwwfdie goer result of market movermm, issuer ba-kruptcy a chosen by you to assist you with your recordteePeo 11
We informed you of this retail:n*O when you Deposes a LEG AG Stanford Brach ad shares of °Menke) has no legaleffect Cayour account You can change
opened this accost h the cast your kra and Money Furls are rot Oared by the FDIC. More Monnation is avalable upon request. par inendy acorn names. through Ontne Services a
sorties tre Mated a LOS financial Services and rot Yount, Stan mote inta risen Awl SIPC, including by contact eg your Financial Athisor
the iwolacis broker, and youn ut make a rep:ri Through tie DA, mailable to cacti balances an swept to the Slit Brochre. by contacting Sir( at 202-371 -83(0
of ay error or omission to both firm. As described depose exerts al UBS AG New Yak Branch and LBS or by visiting the SIPC webete ar wonts.e.org Account overview
ltre account agreements, pa must nutty US of anoo AG Carmen Ranch Ova deposits are not loured by • Value of your accountdonTolo. Net of assets and
errorsor Mud enobeg chedcs reflected on your tie FCC. Bali-ices held at to 1.8$ AG Cayman Brandi Dividend Reinvestment Program (DRIP)
statement Sher 30 CleyS alter d was mailed or made ate compose/ reposed to the sovereign ink of the the ate reflected is an straw price. You may obis • Asset trictsies salable cash balances, values fa
available. All statements shall be downed corrplse Calms ark, and dare is no guarantee or of o the *dual price Iranear F racist Adviser . Ony whole restricted warty ), and Global Tim Deposit,
and sink. n all other respects if not objected 10 olagation of UBS AG to renal to Saxes italic," the shares aro purchased under DRIP; paha sham will be trreand marks to maker, and certain assets not held
*Meg within 60 days LEG Cayman's Brach's books. soli ad the cash wi be deposited etyma account The by the Fisn. Does roe include unwind sectritiee assets
• Please diva cutomer complaints or iv/nest° tee &ricked renvestment price applied by the tear may at tie end of the prigand anent statement benOdb. Of
POWs C lent Reborn Capetian at 201-3524699 Deposes at LBS Birk USA and esh UPS AG Branch are •ffer Mom the mann price al which the partial shares primate nonenentb invested stock options tad
a toilet* It 903.354-9103, 8:03 A.M. to 600 P.M rot protected by SIK. Monty Fund shave are protected re sold esarceable dock options
FT Monday through Friday, or in mien to LES by SIPC. See ' LES Financial Services Accost Protection' • Lis, Includes debit balances, outstanding margin
Florida Senices Pc., Client Relations Depalment, bedew. Castritrlieu bans, credit lee, short arrant balances.
P.O. Box 766 Unon Cy, N1 07032 Cny whole unls may be held n pis amount. If you,. • Cas&eoney balances. Total of unimested available
• In ease of errors Or gasket about an electronic Upon yow request balances in the Bank Sweep entitled to a petal sit a s result ol a &Mend payment cash balances, plus dame telexes at UBS Bank USA,
funds transfer (WT BS Vetdebit Program or DA may be wethdrasrt and saves of a or otenvise, the Film will either sell partal win at IL135 AG U.S Branches ad money market mutual fund
card immanent call a oche to UBS Money Red may be liquidated, and the proceeds motet price a accept an /mord determined by a sweep balms, at the age of tie statement period
Financial Senices Ymc., as 14, 6th floor. returned to you or your seosties accost. regiaered cleireg agency, and credits/ accord. N:nocceerredity free aeon balances in yes amount are
Weehawken NI 07086, Attn RIAAfeSt Sakes. root secogaled torn otter balances and the Fimmw
Caller write as soon as yea can, if you hit yam r n u c sh la e i r r g ith c e u m rs a e lo h n o a n b e o s u t t r a a t v e a s i l a a n b d le r s e w l o it p i s t a t v e a r ila n b le at i I o nv n e n s r t e m s e lm nt e ° e b l o a b t je ti c n tiv g e s and risk profile err spec le to u bu s s e i n a e n s y s o . f T h th o e s s e e f u fi n n d d s s r e in p t a h r e a C b i l r e di n w e e y n co y u o r u se r a of w is ne d.
statement a receipt k recng or a you need more straw+ ubscomfsweecinelck from your FrancelAdwor each account and may may between you Secants This total is ridded in the anent period closing vain
edconation ter a transfer on the statement or a by (alloy FOS 762- 1000. Phase advise the Firm empty in wining of ry
receipt. The Firm or Card Oaf (as askable)must sgodicant change ins, I nancial siketion or Lending information
hear from you no later than CO days after tie Fins UPS Financial Services ocoment protection investment daemon For each scant held, you For desired 'Moir:lotion an the fern's lencliw practices
Th• Fern e a rnrriv r rF oho ran< levoom hereon?, moose sea the blowing iimotmont objectives. and discloses. refer to yes Client Relations ip
SDNY_GM_00025302
CONFIDENTIAL
EFTA_00135922
EFTA01277155

Important information about your statement (COMIntled)
Agnment or ACCOLal Agf RYA and the General - We gnaw* use the closing price when avanne liquid and own a they can besot, tee pre. — h addaion tocanniest:re received n connection
Temn ad Conditions U3S Statement of Credit Practices the meth of the bid and ask prices for hoed received may be ISIS than the per share estimated with the sale or destitution a arruey contract
available in Agreements indeed:afros a acuities and options or ong bid prices for OTC vain provided n the accost statement. and wit investment but tnih toots( clients, we
yaw tan nnlatent notrint,n et seard ander our affiliate retest reserve awing
- Less acting traded securities may be priced usiG a • Restricted securities. Restcted sautes general), compensator) from many of the instance
Yew ants valuation model a the most recent ace we are not twenty eligtok tor public sale. U8S finaxsal companies Wintering the Wady COntraCte,
Your stamens Omen securities and other assets hell claimed ad may not reflect in anal make price Saivicteuset tie mMel price d Ihe wtratricted stock aft/eats of the insurance carpals or epornors of
h th• accord at the end of to Materna. period. You a value of the same issuer as an imputed value for the resume imestmmt tuts we diartute.
may ask for &hen Of hat paid stashes al anytime. - Certain positions may apper masa a price and restricted Pak throorposes a this statement orgy To - Our abbe*, abo receive trading aim esians ad
You may receive securities rad as loin collateral alter will ?row as 'irk. was nol avalable• d we me the extent teat rearkled searees are eldbk to site, are compensator, kcal maul knit and
paying any balance de on them. Any securities triable to obtain a ante for a sown the value reseeded may be tbstanualy less than the mate companies whose tins we dart:use
transferred to the Firm ciarg the staternent penod are - Deposih a securities denominated in currercies inthered cube town - We receive an anal he from UBS Bat USA ad
Randal market value as of the and of the staterno. otter thin U.S &Ras are reflected at the 'trim LES AG Stanford Ranh Of w to $25 per aralre
period. rate as of the gatemen date. • Est. (estimated) income, anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast bask h detention° the cost basis of the - fa certain searees fading n non-conformrig M estimate of amua income is based on current Programs.
securities threaded in this statement, where indicated denornnstions, price rid quality (face kola) may &nerd ad interest rates, assailing tee settees will
wih the number " I, • LES F minces' Services has fared have been adjusted to bales paper valunlim be MU for ale yea from statement date or util Mikity
on information obtained from sources other than LES To cbuin &mem guavas, when available. contact maturity This estimate eon/ a gun:rine; accuracy Infamenneegardngcommksens and other charges
Financial Semites. including information from another Adencr ad continued income are not gowarned roared connection with the execute:not trades,
rim a that sum./ have provided to yea finmxial - Estimated arrest ixane and °sent yield for haat* option transations has latenincbadon
Adam The firm does not irdepenantly arty a • Prorate invesUnente and etrucured produas. certain types of leashes cold ricksie a resin of antMunro areaway furnshed to you. rid we be
%want** the actrace a vaklity dry normation roves noeslmere (nctsing died priaipal or capital gains in which case the est provided to you parrotly on repast.
provided by Wen other than LESPi-uncial Senices panicipatith program and real estate investment tut income (a-deurrcre yen would be overstated.
h antert although UPS Finriciel Services general& soothes) and struclued proixts are aneralg highly - Estimated anal income and anent Weld and the Short selling
Le:dates this nformatith as it is retested the him disuid. Celan strutted racists have not been actual ?cane and yield mutt be lowers higher you are engagedin short selling a seventy, you may
does not provide any assunrces that tie illerMatian Nattered with the Senate's and E.dage than the titillated arneuntS. rear a Charge die to ratan bateau costs for the
ceder 'Cost bait" ad "Unrealized god loos' is Commesian ce under any sate securaeTarn. We - An *seinen of arrualized income Wirdend ander particular security.
accurate as of the date of he statement. As wok. awash essmated values for private investment interest) dividedbythe current market
please do not re), on this nil:rotation to make snakes ird structured products for inicematerol valaia verage balance is based on the WI dividend Open arden
pazhase or sale decitron% fa tax puposes a purposes cny. Mara) boot guaranteed. or infest peyment made by tie issuer and Regaling open or • gacktilkancelled* aden that
otherwise. Accounts hardened to tie Fim may - These vales may differ tenni* tan prices, il aunts the seareseedeposts will be held for arse were not wantedbythe statement date, open buy and
reflect gait loss infamatith only for the period any, at which a Pride tweilrntril the year Iran do statement date or until maturity al stop orders are raised by the amount oh dividends
tine they are held a tie fim More historical structured product maybe bought or sold and do Accuracy ad continued well we not guara-deed a rightsen an ex-divider.* a ex-rath doe unless
Hamann can be atied by yea Flax's' Advisor. rot necessitignarreserd the vase you may receive instructed ahenvise byyoa. You are re for
%pat licuidation. • Assets net held bytes Financial Services. Cenah orden that are executed da to yea tause to cancel
• Unrealised gas/Iona Yellen des n 'dank. - Third party samosa of vain are as ascertain mats ate rot held byfaint arena *whit the eislig open orders.
eainated unsalted standout we undated la date and we supplied to UBS Peanut Services on a Fern's possession or control. These assets ate
ntiviiaal mosey lots. The transaction data for realer basis by an independere satiation firm. displayed on yarn statement for informational Priam
hokeilial lots may or may nit reflect commissions, - baser. general panne- of sponsor estimated vela% purposes only. Positions and values presented re To obtain a copy of as current Client PrivacyNotice.
dwges ardor security reorganizaton inns 1 try, are stuffed to the Fm by the *suer, provided by to issuing fern. UBS Financal5erwces is please contact you FnancialAchiscr or vest our wank
deiZd and otter reinvestment lob ad SySternate general partner or spasor and may be calculated not retfcnkble for ens information and does not at maw oar ramkaatnartirer
pitta lots are each combined to display one based on deferent information from that used by guarantee es accuragy. these assets are not protected
averaged lot The 'Trade date' columnpresentsthe third parties to delve tar eninated values. by SIIC or 11-* Cirri's supplemental SIPC torero?. lib fin-cif Senn% a not a bre The AMA, Business
aged transaction trade date. - You can obtain aedeoral normatton regarded Services Account GSA and IRMA are brcicerage accounts
the metextlogy used to determine the estimate • Revenue sharing and additional compensate:h. which provide access so banking services and protests
• Callable natant Bonds and preferred stock that value ad the dale of U. ire:mainthat is the — In Adair:4 to commissions on sans and 12b-1 ices tin* arangenwrits with named baths and other
the suer cat for tag rocknpicin eu be selected basis fa the estimate by contacting your Frankel received n carecticri with the destsibutiai tediums bares, ad provides access to ratrarce and
arida-rah by lot from arrag all seaman of that Adveor rrulual ftrds to ow chants we ander our greats anoWer Prodros bead by unaHiliated thin-party
issue held in ournarne or n nominee nano for os - Third party 'singed vales may be reflected as receive revenue shot() Payments from dientutors reuraxe companies through insurance agency
clients. Call leave rdamaticn cbtaned from third 'Not priced' in several stumble when an wdo advises of the maid funds that we sell. subselianes of UBS financial Services Inc.
parties and is accuracy is not gsvanteed. Oths. call irdepenient valuation lire has not seennd a These arnants are based on two Mehra
tares may emt which could afoot mkt complete tnalle to war a vela. when we become ware corrpontnts the amard of isles by UBS of a heastrord, iturace. ad array products,
infarnaten will be provital upon request that a matenal event has awed that may call a particular mutual fund famig to our clients: and fe) Nat 10K instred • No bank guarantee. May lose value
mows," reported value no question, or when a the asset value of a particular rrutual fund famigb
• Certificates of &posit (CDs). CDs are FDIC rased value would be highg speoalathe due to teenature shares held a the Inv RMA. Resource Management Arm nt, gains Services
up to 5250,000 in principal and acaued irterest per the acuity. — We and as Allude ako receive networking aid Amount BSA, lehle and international Resource
depositor aid per depository inaesion in accordance - When neither an issuer, mistral partner or sponsor orrnbus processing fen ie consideration for Management Accost at registered service marks of
wan MK nit estimated value nor atm:I-prey estimated vela is transfer agent services that we prow* to the US$ friend Services Inc
provicka the tau d the study Mete daerent mutual knob. These fees generally are pad from
• Pricithalue Prices divined fo r securities and other Iran its pschase price. investor asses n the revalue I lured and are a lewd Via Signature it a regained tern/. milk 01 VILE
precasts may be higher a lower than the price that - •Datribution to date' may indude return of dolls amount based on the number of accounts at Hemet:nal LOS visa Siamese cede cads and IBS
rose would actually receive in the mate Pets at capita( income urban. the broktriclealer holing mutual fun of that fund Visa debt cards ate need by UBS Barit LISA with
obtained from varkus shin party sources white we - 'Original unit size' represents tie initial offering family PerMSSIOn from Visa U SA Incorporated.
tekene to be relent, but we donne guarantee the priceper and ax Inlet not reflect you ad bass.
accuracy. - OPP ad unlisted RUT seasons ate not listed on a tin Financial Stades the Rev 201604
notional securities exchange and at goner*
SDNY_GM_00025303
CONFIDENTIAL
EFI'A_00135923
EFTA01277156

U85 File/Kiel Strikes tic.
Private Wealth Management Business Services Account
*UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 October 2016
ANP70039450571016 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK N107666-0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Mnancial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your inarraal Advisor or the
ResourceLine at on September 30 In on October 31(1)
account
Your assets 3,238.24 3,238.24
16sit our website: Your liabilities 0.00 0.00
lvviw.ubs.comifinanciaisennces
Value of your account 33,238.24 $3238.24
Items for your attention
Help protect yourself from fraud and
review bank, credit cat', and brokerage
statements regularly. Also, get your free
uedit report annually from Sources of your account growth
www.annuakreditiepost.com. Tracking the value of your account during 2016
Value of your account
at year end 2015 55,238.24
S
Net deposits and
=38 withdrawals -32,000.00
Your rvosnnt return
623412
Change in
3,2362 33382 market viue 50.00
Value of your account
on Oct 31, 2016 3323124
Dec 2014 Dec 2015 Sep 2016 Oct 2016
SDNY GM 00025304
Member SIPC AsiP70300003919657 NP1000153195 00001 1016 012196335Y123661550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00135924
EFTA01277157

*DUBS Business Services Account Account name: Your Anancial Advisor.
Friendly account name:M:, • SCOTT STACK MANLYLE CASRIEL
October 2)16 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) your account
. Cash and money balances may include
A Cash and money balances 3,23&24 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Surnhard Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $3,238.24 100.00%
A
Value of your account $3,236.24
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31,2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
ARP7000300394985EINP7000t53195 0003i MI6 012796335Y12366ISS0C0MyGit000253ftse 2 of 6
CONFIDENTIAL
EFTA_00135925
EFTA01277158

Business Services Account Account name: MAX FOUNDATION Your ft sandal Advisor:
$UBS Friendly account name: tiAx FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
October 2375
Account number.
Change in the value of your account UBS Bank USA Business Account APY
October 2016 (31 Year to date (S) Interest period Sep 8 - Oct 6
Opening account value $3,238.24 $5,238.24 Opening UB5 Bank USA Business balance Sep 8 $5,238.24
Withckawals and fees, Closing UBS Bank USA Business balance Oct 6 $3,238.24
including investments transferred
Number of days in merest period 29
cut 0.00 -2,000.00
Average daily balance $3,652.03
Closing account value $3,238.24 53,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activity the monthfor dna It &lances in your Sweep Don ons are indudedin the cyan"; and
Your investment objectives:
closing balances value. FDK insurance applies only tot:et:opts at UBS Bank USA, ml to Oeposrts at UBS AG.
starnfolo Karch of bank ON:0W Paced throto the UBS InternatOnd Depose ACtOunt program. SIPC
CrateCtiOn applies to money market sweep land hOldingS but mt bank deposits. See Important informaton
about your statement en the Iat two pages cit this document tor Cetals You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
October 2016 (1) Year to date (S) Financial Adnsor or Branch Manage,. You can find a ful description of the alternative
Opening balances $3,238.24 $5,238.24 investment objectwes in important information about your statement at the end of this
document
Subtractions
Your return objective:
Checks and bill payments 0 00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$2,000.00
Investment eligitanty consideration • None selected
Closing balances $3,238.24 $3,238.24
Your account instructions
• The account record was signed by your Financial Advisor and approved by a Pnncipal of the
Firm
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025306
ANP7C0030039•9859NP7003IS3I9S COCCI 10I 6 012796335 Y12366ISS0000000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00135926
EFTA01277159

taUBS
Your notes
..4, 40.4,,,,,,o,,,,,,,,,,,,ssa4..4. ,....,, ,..,...., Gµ .0..94 4 of 6
CONFIDENTIAL
EFT,00135927
EFTA01277160

Business Services Account Account name: MAX FOUNDATION Your N nandal Advisor:
UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
October 2 )'6
Account number.
Your assets
Some ones, income and current va ueS shown May be EpprOxiMale. AS a reSUll. OM at IOSSes May nol
be accurately reflected. See 'wort:tot infosmabon about your statement a the end of the ctcurneM far
role infoirmaon.
Cash
Cash and money balances
Cash and money balances may include. avalaole cash balances, UBS Bar* USA deroat account balances,
UBS AG Stariord Branch depout account balances and money make mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the (DC vAl hn applicable limits, but are not
peotected by SIPC 085 AG Stanford Brant h deposit scour balances an not insured by FDIC and se not
protected by StliC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the rmportant information about your statement a the end of this document for details about those
balances.
Openng balance Cowinbalance Price per share Average Onidencl Interest Oafs
sicking on Oct I (1) on Oct 31 (S) on Oct 31 (S) ralo parted period Cap atonal (S)
I,€S BANK USA BUS ACCT 323824 3238.24 250.000.00
Your total assets
(*Xenia?? Of Cost ESkmated Unreatted
value on Oct 31 (5) your account oasis (5) annual income (5) gain or loss (5)
Cash Cash a ad money balances 3,23814 100.00% 323824
Total $3,238.24 100.00% $3,238.24
SDNY GM 00025308
ANP7C003003919861 NP700015.3196 00031 1016 01279633S Y123661SS00000C0 Page 5 of 6
CONFIDENTIAL
EFTA_00135928
EFTA01277161

*UBS
Your notes
...,...,...no.. ,.......”,,,,,m ,.....,,, Gm.o.z... 6 el 6
End ot ............1.
CONFIDENTIAL
EFT,00135929
EFTA01277162

important information about your statement
CBS Inancial Services Pc. (the Firm a UM Farad sent yOu the tint statement on which the eta or Corporation (WC), what protects worries accostsof • produce Cuneneincome: hveslments seeking dx
Sets), is a member of all principal %dewily, ccmrrodity problem *pored. its renters up to $9:4000 (nclicling 1250,003 lee generation of income ony.
and &aro exchages. UBS Fisancial Semler, and 1.85 - Prorde your rare rd score number Crf any) dains for cased. She Slit net protection limn alley to • Achaie Cepa.,a pprocrarion. Immo-nem% seeing
Balk USA ere i-diect subsidiaries of UPS AG and - Decal:* to era Or tie transfer you are inure all accosts that you hold is a particar csacity. /math of misdeal rather than the gerersaia of
affiliates of U3S Seattle, LLC. The Fein's Inanoal about, indeplain as <bay as yea cal why ycu the Fan, togethr wit certainaffiliates, has also ttram.
o st f a fic te e s e r r e e i a s t a vailable upon regtest The FiMs tango& b ti e f l e ie r v m e a a t i is m s ierra a why you need more p a u m r o ch u a n s t e p d a i a a p be p e k e to n e a n l t a a g l p a ro r t . e d ct i i e on t, . T C h O e N K m l a in d k m e cr n ic kn • P A r p o p d r u e c c e ra C to o n n . g t a w u e t a r r a m n e o n f t s W se a e n k e in a g n b d o C th a t p h i e ta g l eniman
- Pros:dethe tax arrant it the suspected Pros this protection is ZOO minions of Docents 10, 2015. of name ad growth of prixput
LOS Finricel SenteS Subject to the poky orditons ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii barrio% your compaht the km is further protected fa up to 14 .9 million n the Overall risk profiles
Weehawken, NJ 07086 and real correct sy error prompty. For alleged emus aggregate for all your accounts held n apse:Wet • Constant Seeks to mantan initial pi-cipa with
C Th B i S s F S i t l a a t n em ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a c l r r e d c s, c r t d a o p f e p ar m d M o o a s re a n th c g c a o n U r B 1 d S 0 f V W or e s t s h ti t e n d s a e d b m a it a y c s i a n t d o w t & o ra u t m h th a i i s s c k , i k w is m e in , w i e f i r l w l r c o e r r e , t d s a i o k t e t at u o s p o a n c i r t e y q . u A es f t a . copy of the poky wordi-g h salable M t lo h w a a t n r m is e e k a c a n e n s M d t h v u e o m l a at c ' i l a c it n y o d t s o m t t d a h o y e e r s a o n c t o I o t t e r g e n e p n o p e w r a a r t a e w l s . i i e g th v n e d n e i a f n,
official ts.dxunents. contanng cordliceng data 'head you w I lave the use of the money durng tie time it The Slit proles-lien and the suppkmental protection
'nation.
n om ot i s b s e io r n e . l i p e l d e a L s o e r r e e p I o I r y t o i u t i b m a m n ed e ia t t h e e ly e n h s a t n e e w rn e to a t he lakes us to templete our mestgetion. • b o C th r d e o ti n n o t t r u m n a ci y a l t o as sets controlled by (and tasted n • Moderate. Wang to accept sane risk to pincial and
Brandt Manager of the office servig your accomt. Please mire all checks swab to the hen or tie your account value) but held away from UBSFina-ehl egoism some ',Meaty to seek hirer returns.
*uncial insteria nitrated on he front of this Services (e.g., certain() cash at UPS Bat LGA. 00 • Aggresses: Wiling to accept high n* to peincpal and
• a litres shown re Mended to be accurate. statement In addition to regular start fees, accounts cash at (.85 AG U.S.Sanrhes, (10 reurante poises, high ,ode lily to tea high returns Owe time.
statement elite take not be wed fa lam purposes Rely may be abject to mantenarce Ina changes for be including eatable annuals, Ind (iv) tares of itutuil • Memnon! 6100* Conseletation:t selected, a
scheY on yerend tax forms, (Le , Form 1099. 5498, parish kr securities purchases and charges kr unpaid funds when such shags ay moistened dusty it the Pcrto n of the porelok fo r tut account may ixIsle
10425. etc ) when prepamo your tax return. The Fim amoists n cash acacia. Accosts that re transferred name of the arrant holier on the books ad records complex stages, fatted lisitity and rater
requited by law to reign to the IRS all taxable addends, to other inaienirs may be subject to a tangier be of the applicable Suer a trader agent),
mportabb rontarable datable* and tarble niereu • Certain rnmb-nent contracts a ineesiment interests
end as steatite held issue scara nee amends UBS Sweep Options (e.g., lirrhed partnerships al abate placements) that Statement •htemwholdiar
on see tramactire, rd cos* basisn certain cased LES offers options for swain cash balances. balances are rot repaired ender tie Securities Act of 1933; We may <cootie* a related account statements with
sorties. to bat deposits at UBS Bark USA and 1185 AG Stankrd ad the same aims in the sore envetpe, e.g. because
trench (Bak Sweep Pro:fano), moneymate mutual • Commodities OritaCIS (e.g, foreign excha-ge and gay have owners who a10 maintain pre account
CaramasBoallans with the Wan ands (Money knot) at the International Depose pastry,m etal contracts), includirg futures contacts red grebes well other dents ea the same address. If
• Pleaseremain, rem oral conerestations in wiling Accord ODATIorcustances with an Migrational ad commodity option contract you peeler lo ramie individual statements mailed in
tofurther protect your rishtt inducing your rktitS Roane Llanarrnint Account. Though the Bats lh•SIPC protection and the supplemental protection do separate ensdePet you mat date hice,eholdno by
ender the Seculies Investor Protecnon Act (SEAT Sweep Programs, cash bairices re swept to LES Bank not apply so these assets nen if they otherwise appear calling wet( (hearth Achhor
• t the financial iatitution cn thie top let of tx herd USA la to an estabashed knit a-d then to UPS AG on yea statements, The WC protection aid the
of this steams snot U36 F mecca Servtret LEG Stanford Branch, or a Money Fund. Deposits at U26 otiolernental protection do not protect aghast changes Friendly semen name
Finncial Saran carries war =aunt as clearing Bank USA are FDIC insured in accorda-ce with FCC in the market vale of you internmbeanttss (whether as The hurclia account name is a custanc*lo • rocknime
broker by arra-gement eveth the tdcated instiadon Nies. Format Maria :in please Mit wwwidic result of market morenwm, issuer a chosen der au to assist you with your reccedeeePte2
We informed ya of this relatranShia when you Deposes at LEG AG StamfordB rat. ad shares of otherwise) has no legal elks on air account You can change
opened this axon. h that cast your kits and Money Firds are rot Oared by the FDIC. More Monnation is salable upon request. war inendy scorn names. through Ontne Services a
barites re located a LOS financial Serests and rot mums cbtan more inform:tonal:cue Slit, including by centre rig your FiVnual Admsor.
the texactg broker, ad youn ut make a mpart Through the DA, tmeilable to cash balaxes are swept to the Slit Brodare by or:nixing SIPC at 202-37143CP
of any err or omission to bode firm. As described depose scants at UBS AG New Yak Branch and LE6 or by visitig the SIPC mbar. at wmestx.ow Account overview
he account agreements, you must M* 1/5 a ani AG Carman Ranch Thew deposits arena Muted by • Vase of par accantgonToto. Net of ssets and
errors or fraud twang chedcs reflected al your to FCC. Baines held at the LES AG Cadman Brandi Dividend Renvestment Program (COP)
statement wthii 30 cbys alter k was mailed or made are tempi:sty emoted to the sovereign mar of the The peke reflected h an average price. You may obtain • Asset trclaes availed* cash balances, vaes
available. A IIP awners shall be deemed comae* Carmen lira, and there is no guaraniee or other the /dual price km war F remise Advixr.Ony whole restrkted secure, test), and Global Tim Deposit,
and accurate n all other respects if not obisl ed to in obligation of UBS AG to rag to Saxes whitsasThe shares are purchased under DRIP: prat shags will be trreazed marks to ma-ket, and erten assets not held
wing within 60 dory. LEG Cayman's Brach's books. sold ad the cash wl be deposited is your account The by the Fine. Does roe include unpriced seositiedassets
• Please dhect customer complants or rgines to tee &NSA renvestment price applied byte ester may at tie end ot the prior arrant statement palOdi, or
Fames C lent Reborn (Seaman at 201-352.1699 Deposal at LES Bark USA and each UBS AG Branch are •efer Iran the market price at Mach Pre partial shires pritate heasenents untested stock options and
a tolarm It 903.354-9I03, 8:03 et M. to 603 P.M not protected by SOC. Money Fund shaves are protected se sold earcarible stock options
FT Monday through Friday, or in writ -g to LES by SIPC. See -1_65 Financial Service. Accra, Protection' • Lothian Inducts debit balaxet cutstarding 'ma*
Financial Seraces Ix., Client Relaticns Depalment, below. Cadendieu loans, credit lire, that errant balances.
• I P n .O ca . s B e o o x f 7 e 6 r 6 ro U rs n o io r n q C a o t y io , N r J n 0 a 7 b 0 o 3 u 9 t a electronic Limnyour request balsas in to Bank Sweep C en n ti y tl e w d h t o o le a u p n e ts ta m l a in y b t e a h e s l n d e a su y h o o u f ' a a c ch c i o de s n t d I f p y a t e r m u e e r r e d c • as C h a b s a & li e n o c n e e s, y p b l a u l s a n d c e e p s, o T r a tt r e o t k ra u s n i a m l e U s B te 5 d B w an a k d a U b S le A ,
fu-de tranefer (61), BS Votckbit Program or DA may be withdram-c and shres of a or OhliVrin, the Firm will either sell partial rig at LITS AG U.S Branches ad money make mutual fund
card transactions, call ce write to UBS Mcney Furd may be liquidated, and the proceeds nutlet price a accept an /mare determined by a sweep Wares at the cease of tie statement period
Financial Senices Ire., Na Id, 6h floor, returned to you or your zeniths Stara registered agency. ad credit wor accord. Nen-ciontredity free creck valances in yes account are
C W a e l e le h r a m w i k t e e n a N s I s o 0 o 7 n 0 a 8 s 6 y , e M a t c n a n IT , I i A f A y r o e u S h A S i* e a yo rs u . R nc a la t c e k g td c o e r m m e a n l t o it n about avai l a a n b d le r s a w d e s e , p i s t a e v e a m ilab , le at I T n h v r e i s lo tm nl e n n I t a ° l b o a b i je li c n tiv g e s and risk profile are spec as to r b e o a a t r s i s n e s c , o . / e f T g t h h e a e s d s e e f f r u f o i n n m d i s s o a t h V re e I t p r h b a e a r O la k n r a d c i e n w s a a o y n n c d o y u t o h r u s e e r F o d in f a s i r s n m e a d i .
S M ta u te t m a e ti n o t n a a re i c r e ip a t t k ra w ns ro fe n r g o o n r t t h e y o st u a n te e m ed e n m t o o r r e i o s r m by c u a b ll s in c g o 8 m 0 fs 0 w 7 e 6 e 2 p 1 p 0 e 0 l 0 a . from your Frontal Advise P ea le c a h s e a c a c d o v u is n e t t a h n e d F m irm a i r m ec ay o b p e y tw in e e w n i n y i o n u g o a f c a c n o y r ds This total is ncluded in to anent period closing Vale
receipt. The Firm or Card tear (as applicable)must smidicant change in pas Ina-trial situation or Landing Worm/Ake
her from you no later thin CO days slier the km U th P e S P F o i r n n a e n . c a i a rn l S rr e i r v v e ic e r s f e ti- c A o mint r o p w ro s t e I, c •e ti o o tt n n , rePPnre. i c n h v o e o s s tm e o en r t * o o b f j e th c e tiv f e o s l o F w or i g e a in c s h t.- s T c ro a s m t o h b e je ld c ti y v o es u . F an p d d d e o ta c r k e a d r e in e fo . r r e m fe a r ti o to n y o o n u th C e l i F e e n r t n R 's a Is tio c n li s g /l i p p ra ctices
SDNY_GM_00025310
CONFIDENTIAL
EFTA_00135930
EFTA01277163

Important information about your statement (PM8IMINT)
Aged/went or ACCO-nt Agf terraria and the General - We gems* use the closing price when smith* a liquid and own if they can be sod fee prke — h adoltion to commissions received n connection
Tams Ltd Conditions U3S Statement of Credit Practices the mean of the bid and ask ponces for listed received may be ea than tee per dare estimated with the sale or cittributiOn 01 arruey contracts
mailable in Agreement andO S:sures at martin and ophore or only bid prices for OTC vitae provided n the accost statement endue investment that snits tom dents. we
mop ea< ronsfewnionfekrinv eat seardies. andor our affiliate recce* revenue Mating
- Less 3Ctereir traded securities may be priced usig a • Restricted securities. Resin-led servility generals, compensation Itormmany of the insuance
Yew sets valuation model ate moss recent prce we av rat tummy elcble to public sale. U8S Financial companies undertone.; the annuity COMMIS,
Your statement itemises *Cunt*, and other assets hell obtained and may not riled an actual market price Service: tor. tie mane primal the unrestricted stook affixes of the insurance carpages or manors of
lets award at the end of to elsemrs period. You a v-atie of the sane issuer as an imputed value for the tie use in.-amine outs we distrtute.
may wk for dewery of full/ paid semeties al anytime. - Certain positions may apex vigho_t a price aryl resthcted stack toroomoses olden statement orgy To - Our afftiales abo receive trading gommoskins rd
You may receive securities seed as loin collateral alter will tow vice was not avatlatee• it we ae the extent tut resticled seorities are elgbb to sale, other conpensateretran nasal Volt and
paying any balance dR on them. Any securities unable to obtan a pace fora secusy the value received may be sebstanualy less than the insane companies whose products we &imbue.
translated to to Firm Clang the Statement period ale - Deposal a securities denominated ilCUITOWCin imbued who town - We receive an areal he from UBS Bat USA and
listed at market value as of the end of the statement other than U.S doll.. NO reflected at the ochry LI85 AG Stanford Ranch Of Ilato $25 per admix
period. rate as of the Patellent date. • Ect. (estinoted) income, anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast beim h deterining the cost basis of the - fa eirtain seariles rains) in non-tont ormrig M minute of annual income is based on current Program.
securities inebded en this statement, where indicated dmornnstions, puce and quality (face salsa) may Siberia ad interest rates, assailing tie textiles will
wih the number " l, • .55 F minces' Services has feted haw been adjured to beilits peeper valuatim be held for one yew from testament date or until Activity
al information obtained from sources other than LES To cbuin dunem gintaiore, when available. contact maturity This estimate bony a gudelne; accuracy hkinnahon rezoning commksbns and otter charges
Pi-uncial Senices, including information from another Frai-ctal Adencr ad continued income are not gowarted land ei hannedion with be execulOn of trades,
rim a that sum* have provided to yes finmxial - Estimated anal kerne and current yield to &sting option transactions has Men indad on
Adam The Firth does not indeperantly verty • Private inveaUnenla and structured product. certain types of leashes could rickede a retun of eon{i mencre prevousy lambed to you. and will be
sante* the aco_racy a vastly of ary inomnation roV)10 ',anima.* wig t as (mixing (Wed pencils:dor capital gahs in which use the est provided to you promptly on repast.
provided by scuts, Car than LES tiencial Senices participation program ad real mute investment rust income (and currert yell would be ownlated.
▪ xkltiors *though UPS Pinned Smokes general& soothes) and struclued proixts are gmeralko highly - Estimated anal income and anent yield ard the Short selling
Lmodates this Horatian as t is teemed, the ferns Miesed. Celan stns-timed protest have not been actual icon* and yield might be lower°, higher II you ate engaged en short selling a smutty, you ma/
does not provide any assuurces that the illennalian regotered with the Relent'', and EMI than the estimated mmums. ha-r a charse dye to certain boonowig costs for that
Lahr 'Cost beta^ and *Unrealized god lose is Common, cc under ay slate securtie,ram. We - Are messing* of atrualized income (dredend ander partkulir enmity.
accurate as of tie date of fhb statement. As such cronde estrnated values for pinte investment interest) divided by the current market
please do not rekes on this Marmtion to make searges irddnictured products for igamatimul validaverage balance is based on the Inv dndend Open seders
psi:Motor sale decisions for tax puposes a purposes cry. Asarary is 0:4 gumanteed. or interest payment made by tie isaier and Regirding open or • goccItilkancelled° adem that
otherwise. Accounts widowed to the Fin may - These sabies may differ akota-diaty kin prices, il amines tee searnegdepmes will be held for ore wove not executed by the stateniere date open buy and
refleci gall loss infamatim only for Me period ci any. at which a Prate ilonirogoll riy year Iran thr statement date or until movie), sell slop orders are waxed by the mount of dinderds
tine they are held at the fink More hiaorical structured product maybe bought or sold and dos Accuracy and continued yell me not guaranteed or rktitscn an ex-divide its or er-retrls date unless
rformatcre <abbe added by you' Friaxial Advisor. rot necessztiy represent the sate you may teethe retnxted ocheravise bypi. You are responsbk for
spas liquidator. • Assets not held bytes Financial Services. Cenah orders Batare executed da to; Oa failure to cancel
• Unrealised ganstlostes %teen data n - Third party *strums of vain are as ascertain assets se not held by the Fran mod not *whin the wising open orders.
minuted LITOalia4 gsindlouet are cactialod Ice date and We Supplied to UBS fnaxis Services on a terms possession or control. These assets we
hlostigul sea* lots. The transaction data for regiaar basis by an independent satiation firm. &spewed on leer statement for informational Odium
relevilial lots may or my not rhea cartnissions. - bsier. general paint. or sponsor estimated satin. purposes only Positions and values presented at To obtain a copy of ccr current Client PrnetcyNage.
rZandor security reorganization events any, are "abed tote Fern by the issuer, roweled by te Psu'rg fern. UBS Financial Services is please contact >Ott F nanual Meta or our welysik
d and °ter reinvestmeni lots ad systematk general partner or came and may be calculated not resemble for the information and does not at mow rnm/egiva•vmirev
puchas• loll art each combined Iodinate, or* based on Menne information from tut used by guarantee es accuracy. lb's, assets aro not protected
awraged lot The 'Tuck date' coUnn presents the third pities to delve their estimated values. by SRC or the Fires SUpPlemental5K coverage. UE6 Financid ScroMes n not a bank The PM A, Business
aging Vansachon trade date. - You can obtain additoral Normation regardrg Services Account BSA and IRMA are betkerage accounts
the metccblogy used to determine the estimate of • Reviews sharing and additional compunratices. which provide woe's so banking services and stolid.
• Callable securities Bonds and dithered stock that value and the dale of tht Hamblinthat is the — In ackftien to commissions on sites and I.M.1 lees Mixt* yerangements with all Axed bales and other
the ewer cats for eat redenplem will be selected basis fa the estimate by contanig your Financial received m 0:erectionwith the distribution d Ihniparty banks, and provides aeCeiStO roisace and
rroa-boy by lot from arrang all smuts of ha Advisor rrulual funds to our dents we anchor our affAate antmotY Proodido twed by malti l4ed thid-paMy
nsue held in our name a en nominee nem for ox - Third party 'singed vales may be reflected as receive revenuehr 8TP•1 Payments Iran distributors Murat, companies through insurance agency
<lents Call teatime nlarnatim is obtained from third 'Not priced in several situations when an ado adsisas of the natal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and es accuracy is not 9a:ranked. Other tall 1dependent valuation Inn has not smppMda is These among are based on two cMermi
foaans may omt wench mid Mort mkt compete imealote to amigos a vat*. when we become ware corrponents (t the &moat of isles by UBS of a Sionmene, imura-ce. and aruity products,
intormatim will be provided upon request that a matenal event has charred that may call a Pa-limiter mutual fund famiY to our clients: and fog Not FDIC ensued • No bank guaantew May lose vat*
piteous), reported value no question, or when a the asset value of a particular rrutual fund fanny's
• Certificates of deposit COX. Cos are FDIC sued value would be highy speculone due to tree nature shires held a the horn RMA. Resource Management Arm nt, Business Services
cep to $293,000 in principal and /coved intense per c4 the security. — We and du allaute abo receive networking and Amount BSA, IRMA and intonational Resource
depositor and per depaitory inoibmixs in accordance - When neither an Muer, general partner a WOntOr orrnbus precasting fees n consideration for Management Accost re registered service maks of
win MK man estkruted value nor a third-paly Minuted vale is transfer agent woven that we monde to the UBS Preened Services he
wooded, the auk* et the mosey wilt* diberent mutual knob. These fees generally are pad from
• Price value. Prices desplawd for securities and other ban its sachem price. investor astern the. mutua I lured and are a toed WS Signalise e a registered service meek of Viso
proctsts may be higher or lower than the price that - •Deeributiens to date' may indude Mtn of digs amount bated an the madam of accounts at human:nal IRS visa Senatw credit cards and UBS
wu would &Maly wain in he maker. fetes av capita( income orboth. the broker.elealer holing mutual funds of that fund Wu debt cards are issued by UBS Bank USA with
obtained from anis hid party sources white we - 'Original unit size' represents to NMI aiming family permssion from Visa USA Incorpaated.
Meng to be relable, but we donor 9-era-tee ther peeper snit Kelm./ not relled sots con bast
accurmy. - DIP and unlisted REP mattes are not listed on a UM Pi/uncial Saivism Inc Rev. 201604
national securities exchange. and are germ*
SONY_GM_00025311
CONFIDENTIAL
EFTA 00135931
EFTA01277164

U85 fewncial Stokes tic.
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2016
aNe70036075671116X5 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK N107666-0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor:
SCOTT STACKIAANILYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
Resourceline at on October 31 In on November 30 (1)
account
Your assets 3,238.24 3238.24
Msit our website: Your liabilities 0.00 0.00
Www.ubs.comainanciaisennces
Value of your account 33,238.24 $3238.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from sources of your account growth
www.annuakreditrepottcom. Tracking the value of your account during 2016
Value of your account
at year end 2015 $5238.24
Net deposits and
withdraaats -52,000.00
Your investment return
x.239 2
Change in
3,7302 3.238 2 market value $0.00
Value of your OCCOtre
on Nov30,2016 $3236.24
Dec 2014 Dec 2015 Oct 2016 Nov 2016
SDNY GM 00025312
Member SIPC ANP700020C0637567NP7000059195 00001 1116 000030000 V123661550000010 Page 1 of 6
CONFIDENTIAL
EFTA_00135932
EFTA01277165

SUBS
Business Services Account Account name: Your Financial Advisor
Friendly account name: /L • Kr" - CASRIEL
November 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (I) your account
• Cash and money balances may include
A Cash and money balances 3,238.24 100 00% Your current asset allocation
available cash balances. clEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, Q85 AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.C0 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $3,238.24 100.00%
A
Value of your account $3,238.24
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
AMP 70302003607‘,6$ Nn000069195 COCOI 1116 000036000 Y12 3661SSOCONNW_Gm_000253%e 2 of 6
CONFIDENTIAL
EFTA_D0135933
EFTA01277166

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
;It UBS
Friendly account name:MAX FOUNDATION SCOTT ST ACKMAN LYLE CASBIEL
November 2016 Account number.
Change in the value of your account UBS Bank USA Business Account APY
November 2016(S1 Year to date (S) Interest period Oct 7 - Nov 6
Opening account value $3,238.24 $5,238.24 Opening UBS Bank USA Business balance Oct 7 $3,238.24
WithcfraWaIS and fees, Closing UBS Bank USA Business balance Nov 6 $3,238.24
including investments transferred
Number of days in nterest period 31
cut 0 00 -2,000.00
Average daily balance $3,238.24
Closing account value $3,238.24 $3,238.24
Interest earned $0. 00
Cash activity summary
Annual percentaoe yield earned 000%
See Account activity thi month for deliI t &lances in your Sweep Options are indudedin the operirq and
Your investment objectives:
closing balances wive. FDK insurance applies only to deposits at UBS Bank USA, not to deposits at 085 AG.
stanfold Branch or bank deposits Plated through vie LIBS Intemati0na DeP0S4 Account pr0qam. SIPC
0r0teCti0n applies lo money market sweep land hddIngS but ml bank deposits. See ImporUnt ingoonoton
abOot yeti, Stetmert Cl' the at two pages of this document tor detals. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
November 2016 (d) Year to date (1) Financial Advisor or Branch Manager. You can find a ful description of the alternative
Opening balances $3,238.24 $5,238.24 investment objectives in important information about your statement at the end of this
document
Subtracbons
Your return objective:
Checks and bill payments 0 00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Nhoderate
Net cash flow $0.00 -$2,000.00
Investment ehgibihty consideration - None selected
Closing balances $3,238.24 $3,238.24
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025314
ANP7C00701:0607569 NP700:1059195 C0M 1116 00f:O30000 V123661SS0ODG010 Page 3 of 6
CONFIDENTIAL
EFTA 00135934
EFTA01277167

*UBS
Your notes
.0,0,....,......6.60,..,,,.....y,n66,......,_,,,,,m.• a 6
CONFIDENTIAL
EFT,00133935
EFTA01277168

Business Services Account Account name: MAX FOUNDATION Your Pi nodal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACKMAULYIE CAMEL
November 2016 Account number.
Your assets
some pries, interne and Current vóues shown may be approximene. AS a ref I.M. Gains and lOsses may nol
be aCCuraldy reflected. See importorinkateson Mai:your statement a the end of tos document for
more informanon.
Cash
Cash and money balances
Cash ancl money balances may ind e avalkie cash balances, UBS Bank USA chroat account bilances,
UK AG Stareord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bent USA deposit account balances are Insured by the FDC WIN n applicable limits, but are not
protected by SIPC. UBS AG Stamford Brant hdeppot account blaren an not insured by FDIC and are not
protected by SIPC Money plukt sweep balances are protected by SPC but are not insured by the FDIC.
Ste the Important information stout your statement a the end of this decorent for details tout those
balances.
Openng Want* Cloung Nitric* ence per share Average Ceridend Interest Day n
itching on Noe 1 (S) on Nov 30 (S) on Nov 30 (S) rate period period Cap amount 0)
UBS BANK USA BUS ACCT 3238.24 3238.24 250,000.00
Your total assets
veKentege of COP EStra3ted UnfeaSZed
value on Nod 30 I» your account IMPS (S) annual Infant (SI gan or ID% (S)
Cash Cash sad money Wanes 323024 100.00% 323524
Total $3,238.24 100.00% $3,238.24
SONY GM 00025316
ANP7COCR000607S71 Nn7003069196 COCOI 1116 000030000 Y123661550000010 Page Sof 6
CONFIDENTIAL
EFTA_00135936
EFTA01277169

*UBS
Your notes
ANP70302000697572 NP7000.6i 66 .001 1116 00CC00000 YI 23661,50 cesSMYGM00025A9e b of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00 I 35937
EFTA01277170

Important information about your statement
U35 thencial Services ex. (the Firma UPS Firma( sent yOu the int statemm on which the era Or Corporation (51K), white protects le0-rlieS WSW% 01 • troatre Cunene income: hithemenes seang the
Sets). is a menthe' of all principal warty, ccmrroday problem xpered. its minters up to $505,000 thckding 1250,003 kr generation of income any.
and options isthmus. UPS Financial Semler, and U65 - horde your name rd seam number (4 any) dains for caste. The Slit asset protection limit, aelahr to • Achaw CapitalA ppnaltion. Investments seeing
Bank USA ere i-diect subsidenes of UPS AG and - Decal:* tie error Or the transfer you nirsure all accosts *et you had n a particar cesacky. cromh of precise' rather than the gerersais of
affiliates of UBS Stevens U.C. The Fein's Thema' about, ind spleen as <ea* as you cal why you She Fern, togethee web, certainaffiliates, has also 'exam.
statement is available upon recesest The Finis nano& believe a is as error a why you need more purchased applallentalthantiOn. The madman • Produce Conabaunon of Mane and Capital
elks are at iesnation. amount payabei to at Sable diet, colitchroh undoe Appian:teen. Nomura, seeking both the generation
- Pros:dethe doter arrant of tiro suspected Kra. this erasion is GOO milion as of Docents 10, 2015. a 0%0110 ard growth of anoint
LOS Financial Sente, It. Stbra to the poky ordrIons ad linelaticen, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate your comodaht the firm is further protected fa up to SI .9 million n the Overall rids profiles
Weehawken, NJ 07086 and mil correct aw error prompty. For alleged emus aggregate for all your accounts held n apsikuOr • Constwatin. Seeks to mermen Seta prthcipal, with
knotring UBS Via* debit cad bansi km, if we take paucity. A ha copy of thepoky wading is salable
L o T B f h f i i S s c i F s a e i l u t a n s m . c d ia a w l n u S r n i e n e p e n r w e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O e g t / h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o d , e a rd t x a o e s f p h y t o o u u l ' d m y y o o a u u r y t e a a th c t c a h o n a v r 1 d e 0 f t b h o u e r s t u h e s e m e a s o d n f a o ta y i u n s m t t o y o o d n u a e t l y l h i e c is s l k a , w n is g e in t w e e i e r ll r t c o im r r e , e d s i o i t t that T up he o n S r l e it q u p e ro st t . e ction ad the suppkmental protection i t lo m h w a a t r m m is e k a o a n r n s w d t h o v e o r l m a at c i l a i o t n y r d t n o m t d h y o e e r s a o n c t o c S t o e g rd e p n c p e a r a a n te w t s i i e g th s n e e n lk if a rt
n B O o r m a t n i b 9 c e 9 h 0 r M e n l a i p e n e d a a L g s e e y r r s o e f p I t o h I r y e t o i o t u f i f m b ic e m e e e s r d t s r ia a t t h e w e ly r e y n o is u w a r a n rh c t e o c g o o t t s o a t t he P la le k a e s s e u m s t i o re c o a m ll c p h le e l c e k o s u p r a r r w b e le s t t i o p t t i h o e n k . m or the b • o y C th o o u d l r o i n a n c o c In o t u a m n p t p a v l i y a a l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n d W M S i F x i e n d ne n d • M t t o e o l l e l d e r e t a i r o t a e n t s . e o : m W e i l v in o g a t t e o t y ac t c o e s p e t e s k a W ne i r e is r k r t e o tu p rn ir s c . I sai and
theocrat inatution related on he front of the Services (e.g., certain() cash at UPS Bat 1_64. 00 • Aggresses: Wiling to accept hip n* to pampa( and
Althea:ft ale lives shown re Mended to be accurate. its/anent In addition to regdar soon fees, accounts cash at Les AG U.S.Sanrhes, (4 reurarce proixes, hip ,plat lily to sea high returns o'er time.
statement ciao thiculd not be wed fa to purposes Rely may be orskict to maivanarke fen, charges for late including valtbh annuitee, Ind fie than of Maud • Imos tnacc ElOaaWa Consattation:f selected a
week on yeaend tax forms, fie , Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds when such thins re rogistived dent& n the Calio n of the porliolisf or that account may iacWe
10425, etc) when prepamg your tax return. The Fern amarts n cash acmes. Accounts that re transferred name of the accost hobs on the bocks ad records canpless strategic, feinted liquidly and rater
required by law to refxn to the IRS all taxable dividends, to other instatirs may be subject to a Rangier fee of the applied* thus a trawler agent), yobliky.
mportabb rents able deticend and arable isierea • Certain nwstrnert contracts a iniesement interests
emed en senates held rimy acorn, nee stash UBS Sweep 001one (e.g., laded partnerships ad what plawrronts) that Statement •homeholdief
on see traeadixo, aid cost basins certain entered LES Offen options for sweeping cash Waxes. balances are rot reek-toned stew ter Securities Act of 1933; We may pomades aM related account statements with
seculies. to bat deposits at UBS Bak USA and WS AG Banks/ ad the sane &Sass is the same envelope, e.g. because
Watch (Bak Sweep Propars4 moneymeta mutual • Commodities contals (e.g toeign eschew? and they have owners who a10 mantan fit account
Carnmwdoolkau with to Nn kr& (Money Fang red the internetional Deposit preccus metal contracts), includerg futures contacts red creates well other dews a the same address. If
• Pleaseremain, ran oral corrrramkations in sting Cement 004for customs with in Interrutional aid commodity option contract. you Feeler lo recent individual ttatmunh mailed in
tofurther protect your darts. inducingM a rkintS Rescue? tlanagernerd Account. Though the Bak The SIPC protection and the suppamentel protection do separate envelopes, you may decline her,eholdng by
trader the Searles 'mega Protection Act (SON Sweep Programs, cash balms we swept to LES Bank not apply to these assets ewe, if they otherwise appear calling yew finned Cotter
• II thefinancial iateution on the top leit of die hat USA to to an estabashed Irk ad then to UPS AG on yea statements. The StC protection aid the
of this stammer* is not U36 f naiad Sersiket LBS Stanford Branch, or a Money Fund. Deposits at UB6 9410Innental protection do not protect against changes Friendly damnn ame
Financial Sanas carries yoke =ant as clearing Bank USA an FDIC insured in actorda-ce with FCC as the market vain of jar imestments (whether as 4 The Thai* xecue nano is a custancale 'nickname'
broker by arra-gerrent wth the Skated nsittion Formore Mamatim please Mit wwwfdic result of market moverrem, issue brisruptcy or chosen by you to assist you with your recordteeaw
o W p e e n in e f d o t r h rr is a a d c y c w o o s f t t h h is t h re e la c tr a ,S s 5 t h yo ts u W r k ie it n s S a r n d D M e o p n o e s y e A s a r t d L s E a G r e A r G o S t t h a a m r f e o d rd b B y r t a h c e h F a DI d C. shares of M o o th re e M nk e e m ) non is amiable upon request. b ha a s r n i o rr e le n g d a 9 l e a ff c e o ct r o n n h y a e rr a ie a s, c t c h o o u u n g t h Y o ° u n i c n a e n l S u e n rv g ic e e , a
warties ate boated a LOS financial Services and rot rot may titan mote intarnahon Aka SIN, including by contra eg your Fisancral Athnor.
die imcd.kkg broker, and youn ut make arms Through the DA, (mailable to cash telexes are swept to the SIN Brahee. by contacting UPC at 202.371 -$300O
of ay err or emission to bode firm. As described in depose &costs at UBS AG New Yak Branch and LBS or by danrg the SIPC webUte at wantecorg Account overview
the account agreements, Wu must he* US of ani AG Carman Ranch Thew deposits arena itured by • Vase of you accornWonYoko. Net of meets and
errors or Vaud twokkg chedcs reflected al your the FCC Baines held at the UBS AG Cadman Brands Dividend Reimestment Brogues (DRIP) 'abide
statement wear 30 drys alter d was mailed or made are tempi:reedy reposed to the sovereign ink of the the tyke reflected is an average paw. You may Stan Asset hckdes amid* cash balances, vdues
available. A II stamen% shall be dewed comples Cayman Wads, and there is no guarantee or other the actual price banns Enema Adam. Onei. whole restricted warty fast), and Global Tim Deposits,
and accurate in all other respects if not objected to obWation of UBS AG to rent: te biros whilea,the shares are purchased under DRIP; patted shays svill be created marks to maket, and mean assets not held
ventiw within 60 dots LEG Cayman's Brach's books. sold ad the cash wl be deposited in your account The by the Fern. Does rot include unprked seortieeassets
• Please deed cuRomer complaint or thotnes to tee OSSA renvestment price applied by the tear may at the end ot the pia and anent statement penods, or
Fiers C lent Relaters Depatnent at 201.352.1699 Deposes at LES Bark USA and each UBS AG Branch are •ffer from the mean price at which the partial shoes pane isseenenit toasted stock options and
a tonne* m 903.354-NO3, 8'03 A M. to 6A0 P.M not protected by SEC Monet Fund chres are protected re sold earcsable stock options
FT Monday through Friday, or in writ -g to LES by SIPC. See 'LOS Financial Services Accost Protection' • Lis,b . Includes debit betakes, cutstarding magi,
Financial Senices Fax., Client Relations Department, below. Cdielieu bins, credit lire, accord balances.
P.O. Box 766 Union Coy, NJ 07037. Cnheahole wets may be held n tear accort. If pin • Cas&eoney balances. Told of uninvested available
• In case of errors or panthers about al electronic Uponyour request, bahron in the Bank Sweep entitled to a part sit a s reset, of a ebiderd payment cash balences, plus deport telexes al UBS Bank USA,
knob transfer (61), BS Voaeckbil Program or DA may be withdrawn and shires of a or etrinvile, the Firm sal ether sell partial with at 1.65 AG U.S Branches ad money mallet mutual fund
card vantactions, call cc who to UBS Money Furd may be liquidated, ad the proceeds owlet price a accept an /man determined by a weep balms, at the clan? of tee statement period
Femoral Senices Vt., Na led, 6th floor, returned to you or your seartiesiaalli. regiaered cleirkg agency, axl credit dos accord. Non-ccearcdey free aeon balances in yes account are
Weehawken NI 07086, Mn RMASGA Sakes. root secjegaled from other balances and the fimmy
Calor write as soon as can, if you hit yin P ne la k t a e d r r w M c o ur n re a n d t M s e a r b e o s u t t r a a t v e a s i l a a n b d le y s i w el e ds e , p i o t a p v to ai r l n ab , le at I T n h v e e n s e tm es e lm nt e o N b o je bj c e t c io tiv n e s and risk profile an spec ik to I t A w ! i n le e y s o f T t h h e e s s e e f u F n in d d s r i e s t p h a e y a o b rd le i n u a p y o n co y u o r u se r o do f w as n ed
T M h a r c te e r r n a t t r i i o t c n r t r o ec u e t ip a t t i r s a w ns o fe g r o o n r t i h f e y o st u a n te e m ed e n m t o o r r e a w m by e u te b ll s in c g o E m O fs N e 7 re 6 e 2 p -1 s 0 e 0 k 0 k . from your F rennet Advert P e S a e c a h s a e c a c d o v u is n e t t a h n e d F m irm a i p m ro a r y o b s e ty tw in e e w n r i y ti o n u g o ac f c a o -y rd s This total is excluded in thy anent period elating Who?
receipt The Firm or Card ester (as appleable)must spedR ant change in met Inancial situation or Landing deformation
he. from you no later then CO days slier the Fern U Th N e F F in in n a r n e c a i a rr l o S n e t n o i r o e r f e th e e e T co on n t r p d r u o e t e h c n t o io n n o • Protarte", i c n h v o e o s s tm e o en r t * o o b f s t c h u e r f e o s ll o F w o in r e g a in ch s s -e c r a ne n s t o h b e je ld c , t i y v o es u F a e nd ' d d e o t e a l r o e s d u i e n s f ° . M re a fe t r r o to n y a e n s th C e h F a ir n m t R 's e l l e a t d io r n a s g h p ip r otects
SDNY_GM_00025318
CONFIDENTIAL
EFTA_00135938
EFTA01277171

Important information about your statement (:0IIIIIMed)
Agement or ACCO-el Agreement and the General - We germs* use the cloth; price when avadathe liquid and event they can be sold, the prke — h addaion to cornrnissiths received n connection
Tams ad Conditions U3S Statement of Credit Practices Ow mean of the bid rid sok poxes for listed received may be kW than the per share *dimmed with the sale or attribution of a-naryr contract
available in Aram,* endO ixthatres at acuities and ophcre ce only bid vices for OTC vat* provided n the accord statement endue investment that mils thou clients, we
made red romorervinerththoiret. studies. anda our affiliate recta* rimy' twig
- Less acterey traded secuities may be priced using a • Restricted 'Kurth's. Restated settees generalY compensation from math of the insuance
Your set valuation model a the most recent prce we ae not °manly eigtok for public sale. U8S Financial companies undenting the truity contracts,
Your statement itemizes securities ea other ends held aimed ad may not reflect in actual market price Service: at the motet priced the unrestricted stock aft/sales at the nuance corremas or manors al
h the accoml at the end of fir statemere period. You a vat* of the sane issuer as an imputed value fare theme irmiestmmt tuts we distal:tate.
may ark for dekrery d seorties at aw time. - Certain positions may mow Mto_d a pice and restricted stock itrougmes MIN; statement or* To - Our affiliates abo teak, trading commostins ad
You May receive securities seed as loan collateral after will those as 'vice was nol available • if we ye the extent tat resented seas-des are elgbk to sale, oh, compensationfrom natal li ds and
paying any balance de an them. Arrysecuritaes unable to obtain a price fora seamy the vale received may be sastanualy less thanthe hunt* companies vAOSe products we &taut.
transferred to the Finn etch; the statement period ale - Deposit a securities denominated elCUIT0-00 invited vete town - We receive an mut fee from UBS Bat USA ad
listed at market vete as of the end of the stamina* other than U.S dolls are reflected at the 'trim LBS AG Stanford Rant', Of IA to 425 per accord
!Mot rate as of the gate-Earn date. • Ea. (estimated) income, assent yields and rata sweeping so the barks under the UBS Bank Sweep
• Cast beta h determining the cost basis of the - fa certain marks racing n non-conformrig An estimate of amual income is based on current Program.
securities incbded in this statement, where indicated denornmtions, price rid quantity (face vita) may dividend aid interest rates, assuring the sautes will
wih the number " I, • .55 F mince& Services has relied have been Awed to betas pram Muslim be heldfor are yea from statement date or ithol Adivity
VIi nformation obtained from sources other than LES To obtain Meal guotalms. when available, contact maturity This Mina no* a gudolne; accuracy hkemation resorting conmksiths and other chases
Feencial Senices, including information from another you Financial Advisor. aid continued income are not gu fritter( roared n connection wth the exeoren of trades,
lien a that you may IldVegrovided to you finmxial - Estimated snail home and curers yield for nclafrg option transactions has then incbckd on
Adria,. The Film does not irdeperantly verity • Private inmements and 'structured products. certain types of leashes could mkt'e a retun of conlimatere pewousy furnished so you, red will be
swathe the aco_racy a vaklity of ary Mormation Private rmaners smut an (ex Lairg arch pastelor capital gains in which me the est profiled tory pranhly on repast
provided by sources Car than LESPi-uncial Simeon pankipatith program ad real mate investment hid income (a-dawned yell would be overstated,
h media% although UPS f inricial Services gmeralU reaches) and structred pro:arts are goaralY highly - li mited anal income and arrent yield and the Shan veiling
Lgidates this nIcematen as it is received, the him Ai:pd. Celan stnalised tails have not been actual axon* andyield mifit be li ma higher H you are engagedin short selleg a security, you may
does not provide any assurances tut the information registered with the Securities and Exch than the estimated marts. ear a charge der to casein banoweg costs for that
caller 'Cost basis" ad "Unrealized gat loos' is Commission or under wry fate securZrans. We - An inn of arrualeed income (dividend rhea particular seasky.
accurate as of to date of this steamy-It. In such provide es:mated veins for private investment interest) divided by the current malet
please dome rem on this Manation to make searites ird structured products for eilanattrul valeciaverage balance is based an the Imt &Mend Open orders
rudest or sale decisions fa tax puposes a purposes my. Atarary snot gunned. or interest payment made by tie issuer and Regarding open or 'gad-till-cancelled' ads that
otherwise. Accounts teardayed to the FM may - These values may differ state-di* ken prices, il manes the seartUdepaUs will be held fa me were not emoted by the stattmart data open buy and
reflect gai loss infarratith only for the peeled c4 any. at which a PreM itwtbneed rim year from the statement date or until ratify sal slop orders are recited by the metre of dividends
tine they ye held at tie FM More hiaorical Matured product maybe bought or sold and do Accuracy ad continued mil a-e not gam-rind or rkhtsch an ex-dividends a earthis dee unless
erlormatith can be added by you Maxis( Advisor. rot necessiti8recreserd the vat* you may receive instructed ahenvise by chi. You are responsbk for
%pat liquidator. • Assets not held by LIES Financial Services. Cense, odes that are executed de to hour failure to cancel
• Unrealised gas/Iona Yrh en data a thailsbk, - Third party inmates of vats are as if a twain assets se rot held by the f ern are not %whin the Mang open orden.
manatee moaned cuinelown are catfaied la date ad we supplied to UBS fnarckl Services on a Fern's 'cowmen or control. These assets me
Whilst tarry lots. The transaction data for rettar basis by an independem vaLation firm. dsplayad n loos statement for informational Priem
?Withal lots may or my not reflect ammisecns, - baser. general oanna or sponsor estimated valms purposes only Positions and %glues presented re To obtain a copy of as current Client PrivacyNotice.
rZarida security reorganizatcn 'wires if ay, ate paled to the Fm by the *suer, provided by des Asu'rg fern. UBS Financial SSeerryv ices is please coital you FractalMtge or vat our websne
d and other reinvestment lob ad systematk general partner or sparvir and my be calculated not referable for tie intimation and don not at wsw inht rrvenfivr✓• vne,fev
puichasie lots an each combined to dimity cm bawd on afferent information fran that used by guarantee es accuracy. These met at rot peaa cted
averaged lot IN 'Trade date' colann presents the third parties to dative tea estimated values. loySIFC or the Fairs suPPlanatelSIPC COVerKe. Financii Sauk*, e not a be* The PM A Business
craml transaction trade dale. - You can obtain aeditorel eformatein regardeg Services Account 854 and IRMA are brdcerage accounts
the methodology used to determine the estimate of • Revenue trig and additional ampensatice. Midi provide access so banking services and worts
• Callable securWes Bonds and palmed stock that value and the dale of the Hamelinthat is the - In addition to commissions on saes and Intl lees that* arangenwits wth afI Aimed barks and other
the Mier cols for wry reclenpion wit be shifted basis fa the eflimote by contactig your fnu ncial received n correctionwith the destributiai e4 Ihniparty banks. rid provides access to rotra-ce and
sitalalY by la from amcrg all sauces of the Advisor mutual fads to our dents we ands our affAake afinoth frothos iced by unaHiliatedthid-party
bee held hour nanece n nominee name for or - Third party 'singed vett may be reflected as receive fmnueshot9 payments from detnbutors nuraxe canpanes through eaurance agency
dents. Call tease elamaten it cbtaned horn third 'Not priced' in several stuatigns Mien an ardor athisas of themes' funds that we sell. subselianes of UBS Financial Services Inc.
panics and h acCuracy is not garanteed. Other call Meilen:lent valuation fim has not %Mikados' is These anoints are based on two cMerent
balls may tart which could alert held compthe unable to 'air a li mn Mame become ware corrporents (a the moan of IAN by UBS of a Koss-nerd, rourace, ad army products,
inkernaton will be provided upon request that a matenal event has cared that may call a Pathan mutual fund I amiU to our clients and 8) Not FIX tutted • No bank guaantee• May km value
prewar* reported value rap question, or when a the asset value of a particular mutual fund tanks
• Certificates of deposit (CDs). CDs are FM nsured value would be high speculatne due to the nature shares held at he fern RUA. Resource Manarprrent Arm nt. Business Services
LI, to 5280,000 in principal and accrued irtennt per et the security. - We and as allAate ako receive networking and Account BSA. IRMA and international Resource
depositor ad per depository inmituizri n mccedance - When neither an issuer, cameral partner or wonsor orrnbus processing fees n con-ideation for Management Accord are registered service maks of
with FDIC nales estkated %glue nor a third-pal/ estimated value is transfer agent 14200e1 that we snack to the UBS friancii Services Fx
provided, the ain't* study will be dtherent mutual lint. These fees generally are pad from
• Price/value Frees dithlayei fo r securities and other Iran its paha* price. investor asses n the masa 'lurid and me a lead .00 Signalise it a registered MIMI! milt of 051
packets my be higher or lower than the price that - • Daribution to date' may indude retun of data amount based on the limber of accounts at eternalM S LOS visa Septa* credit cads and IBS
)0J would actually receive in the market. Fekes are capital, name orboth. the brokertealer holing mutual funds of that fund Visa debt cards re issued by UBS Bath USA with
obtained from varkus tad pithy sources which we - 'Original unit size' represents the hit& offering family omission kom Vita U SA Incorporated.
laiethe to be reliable, bit we donor sparantee thek paper tree axial./ not reflect you cost base.
accuray. - DIP ad unlisted REM studies at not listed on a UM Financial Services the Rev 201604
rational securities exchange, and at. goner*
SDNY_G M_0002 5319
CONFIDENTIAL
EFI'A_00135939
EFTA01277172

U85 Falancial Services Inc.
Private Wealth Management Business Services Account
UBS 299 Park Avenue
25th Floor
New York 14Y 10171.0002 December 2016
*HP70012304.11 1216X12 Y1 0
MAX FOUNDATON
PO BOX 308
TEANECK N107666-0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACK hIANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at On November 30111 on December 30(4)
account
Your assets 3238.24 3,238.24
Msit our website: Your liabilities 0.00 0.00
lvvew.ubs.comainancialsennces
Value of your account 33,238.24 $3238.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
?new. an nuak redit report.c om Tracking the value of your account during 2016
Value of your account
at yea. end 2015 4523824
S
Net deposits and
zzu withdravab 42,000.00
Vow nvestment return
i.2.38 2
Change in
3,.30 3,238.2 market ...due zoo
Value of your account
on Dec 313 2016 $3238.24
Dec 2014 0( 2015 tiOr 2016 Dec 2016
SDNY GM 00025320
Member SIPC ANP70003001230441 NP7000126071 00201 1216 03CC00000 Y123661550110000 ►age 1 of 6
CONFIDENTIAL
EFTA_00135940
EFTA01277173

SUBS
Business Services Account Account name: MAX rot -.• • • Your li nodal Advisor-
Friendly account name:MAX F tr.. • SCOTT STACK MANLYLE CASRIEL
December 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 30 (14 your account
• Cash and money balances may include
A Cash and rrxmey balances 3,23824 10000% Your current asset allocation
available cash balances. kJEIS Bank LISA deposit
B Cash alternatives CIC0 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional ace 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $3,238.24 100.00%
A
Value of your account $3,238.24
Eye on the markets
Percentage change
Index Detember 2016 Year to date
S&P 500 1.98% 1196%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills. 0 48%
One-month LIBOR: 0.77%
AkinC0030012304k2NUOCOI26071 COCO t216000000000 r12366ISSO I I aBteGit 000253tugo 2 of 6
CONFIDENTIAL
EFTA 001;5941
EFTA01277174

Business Services Account Account name: MAX FOUNDATION Your /I sandal Advisor:
UBS
Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASNEL
December 2016
Account number.
Change in the value of your account UBS Bank USA Business Account APY
December 2016 (3) Year to date (I) Interest period Nov 7 - Dec 6
Opening account value $3,238.24 $5,238.24 Opening UBS Bank USA Business balance Nov 7 13,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Dec 6 13,238.24
including investments transferred
Number of days in interest period 30
cut 0.00 -2,000.00
Average daily balance $3,238.24
Closing account value $3,238.24 $3,238.24
Interest earned $0. 00
Cash activity summary
Annual percentace yield earned 000%
See Account activity th* month for dealt &lances in your 9.veep0olions are ind uded n the 'twin; and
Your investment objectives:
closing balances value. FDK insurance applies only to deposits at UEIS Bank uSA, not to deposits at UBS AG.
Stint0rd EternCh or bank deports Plated t hroucti the UBS internat0na DeP0S4 Account Kirocram. SIPC
Pr0teCti0n smiles to money market sweep fund holdings but not Dank deposits. See Important intormaeon
abootpui statement OO tire at two pages et INS document for (Ptah. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
December 2016 (1) Year to date (I) Financial Adasor or Branch Manage,. You can find a ful description of the alternative
Opening balances $3,238.24 $5,238.24 investment objectnes in important information about your statement at the end of this
document
Subtractx>ns
Your return objective:
Checks and bill payments 0 00 -2,000 00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$2,000.00
Investment ehgibikty consideration • None selected
Closing balances $3,238.24 $3,238.24
Your account instructions
• Your account cost basisdefaultclosing method is FIFO, First In, First Out.
SDNY GM 00025322
ANP7C00300I 230443 NV7003126071 0CC01 12'6 00C030000Y12366ISS0 I 10 000 Page 3 of 6
CONFIDENTIAL
EFTA 00135942
EFTA01277175

$UBS
Your notes
,...............,..........,...,,,,,,,,,,,,m • a 6
CONFIDENTIAL
EFT,00B3903
EFTA01277176

Business Services Account Account name: MAX FOUNDATION Your PI sandal Advisor:
4UBS Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
December 2016 Account number.
Your assets
Some pnces, income and current vdues Sheen) may to approximate. AS a its UR. gains and lopes may not
be accurately refkcled. Set Amount info/mown Stour your statement a the end of the docurnem for
more informs:ton.
Cash
Cash and money balances
Cash and morany balances may include. avalaolecash balances, UBS Bank USA cbpoot account balances,
UBS AG Stanford Branch reposer account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC villein applicable limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit sec oum balances ate not insured ty FDIC and re not
protected by StiC Money market sweep balances are protected by SSC but are not insured by the FDIC.
See the Important information about sour statement at the end of this cbcurent for detaiis about t kn.
biances.
Goering balance Cloung Pnce per :hare Average DrildenclIntetest Pays in
Hddng on Dec I (1) on Chic 30 (1) at Dec 30(1) rate period period Cep shount (S)
UBS BANK USA BUS ACCT 323824 3238.24 250.000,00
Your total assets
PerCentage Cost ESbrnated UnreUNCI
Value on Dec 30 (S) your Xenon' basis (5) annual income (Si gain Or loss (5)
Cash Cash and money balances 3,23814 100.00% 3,238.24
Total $3,238.24 100.00% $3,238.24
SDNY GM 00025324
ANP70003001230445NP7003126071 00031 1216 001:030000 1'123661%01100CD Page 5 6
CONFIDENTIAL
EFTA_00135944
EFTA01277177

*UBS
Your notes
ANP76303001230446 NP7OP3i 2607i 0.01 216 00CC00000 Y123661.0 119 01,,G,0002532sge 6 ,f b
End of statement for account number-
CONFIDENTIAL
EFTA 00135945
EFTA01277178

Important information about your statement
IJ26 Fr racial Services nc. (the Firm or UBS fn erd' her from you no later than 60 days alter the F rm MIS Pthantial Swims INCOWIT protection investment objectives. For etch deafall held, you
Strokes). is a merrber of all principal Noway, owerronty sent you the list et itement on Weith the ern:, or The km te a member of 4-e Secutin kwescr norection dome one of the Solbwrg excitement objectives:
and options exchange,. UBS Financial Semler, and 1.85 Problem append. Corporation (9PC). which protect leo.rdin accounts of • Produce Curren Income: rmntrotras seeking the
Bank USA re i-died subsilones of UPS AG and - Dokeyew name ad axone nwrizer Of any) its members up to 5500.033 (including 1250,000 for generation of kome only.
affiliates of UBS Searing LI.C. The Fames Inandal - Cesabe Ile error or tie trawler you as inure dains for cash). The SIPC asset protection limits apply to • Ackeve OPOMPOtenadon: Investments seeking
statement is available upon rectos,. lhe Fowl "goal& about, ad oplain as okay atm can why you all accost Met you hold n a par ied& crapaedy. growth of pmcipal rather than the gereraton of
pikes are a. believe a is an honor a why you need more The Pew together wen curtain affiliate, ha also income.
kdamatiort purchased supplemental protection. The madman • Prodovo Combination of scone and Coital
UBSFina-col lances InC• — Provide the dolor anent of the suspected era. amount payage to at dents. cobecluelyu-dw Aporeasen IMOSIMWtt waitg both the generation
W 12 e 0 e 0 h H aw ar k b e o n r , B N o I u 0 le 7 v 0 a 8 r 6 d The Finn or Card Muer wil twestepte your complaint t S h u is b j p e r c o t t t e o c t t h io e n p is o I k S y O O co m rd il i l t i e o : n e s a s e o rd f D lim ec iu a t n ic te e r n 1 , c 0 a , s 2 h 0 a 15 . of nccme ad aro wd-of trkPal.
and will coned ry enor promptly, For alleged *mon the firm is further protected fa up to $1.9 million h the Overinflate profiles
L o T B f h f i i S s c i F s a h a l a t u w n r c . i d i a a x l n u S r n i e n e p g r o e e l s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e fi i c d a o l i r n r e d g c s d o , a e rd t x a o e s f p h y t o o u u l ' d p m n o o i r t e i N n th o g a o U n s 1 B e 0 S f b o V a r O t n h • n e d s a e d m b a i o l y u c s n a t t d o y t o d r u a o n t g h s e in a s k , c w t 6 : e a in t w i e f i r l w l r c o e r r e , t d a so k k e th at u o ca p n p o e a n g c r i a t e y q t . e u A e f s a f t u . l a l l c l y c o p u y r o a f c t c ie ou p n o ts li c h y e l w d a h d a n p g e i - s S n a i u l k * * • l C o o w n r g ia e n a i n a d l* v S o e la e t k il s it y to to m t o h n e i a s c m co n u i n ta t o l p w re a -c t p w a e n w i i f th
not be relied Lyon II you believe there 6 en firer or you MI here the use of the money dunng Fe tone it that meths to XSa n does rue generate significant
omission please report it Omega& n writing to the takes us to cemplete our iwintiption. The SIPC protection ad the sioplermotal protection income or retire ad may OM keep pace With
Branch Manager of the office wvirg your accowit. both do not apply to
Please make all checks payabb to the Fern or the • Certain financial assets controlled by (and "dad in • Moderate Wiling to accept some irk to poop,' ad
Allhoup el Spree shown se Mended to be accurate Inns& instiullan indicated on fee tram of thS your account value) but held away from WSrine-col tolerate cane Watley to leek Nan- returns.
statement ditatkuld not be used for tee purposes Rely statement In addition to roger Nook lees, accoteds Services (eg., certain() cash at UBS Bait USA, Ii0 • Aggressive Willing to accept hip risk to principal ad
sole& on yeatend tax Orme. (Le , Form 1099.519t ma/ be abject to mai-smarm hes chaps for late cash at IBS AG U 5.1wardnet 6i0 Mime psockes• hip volatility to seek high returns our time.
10425. etc ) when prepamg your fax return. The Pim pawn* for securities purchases and charges la unpaid including volatile amities, and OS Mug of WOW • fmestreentiegibifily Consdration: I selected a
required by law to coon to tee IRS all tbable dividends, arrcunts n cash accounts Accounts that we fransferred finds where such shares are registered drealy n the portion of the portfolio for that account may nclude
mportgge rootaubk anima and uxdak inerert to other insloacns may be subject to a bander he. name of the account holder on the books and records complex streepes, Owed 'Watley and rater
end en fenntiel held n per account net proceed, of the applcable Muer a twofer agent),
on say breaclims, wad cog basis on certain covered UBS Sweep Options • Certain nvotmer4 contract, or investment newest.
marks. UK offers options ate Mehtfic cash balances, balances (e g.. limited partnerships ad private placements) that Stalemenrhousgeoldfrof
to bark deposits at UBS BalcUM. and LBS AG Stamford we rot regatered under he Securties Ad of 1933; We may consoldate art related account statements with
Ctevertagagena with Me Firm branch (Bak Sweep fkgareM, mono/mane mutual and the some address in the same envekpe. e g. because
• Please reconfirm iry oral communcat•ons in wring bads DAaney Furd0 and the Interrationel Deposal • Commodities contacts (e.g. foreign excharge and they haw mato *Ix also mantain jone anon
tofurther protect your rights. indexing your regne, Account (DAPo r oultorws with an International paiodc ks metal contra/ea. incluarg fount contracts reagionsheas wen other dents at the same address. if
viler the Seosiies 'motor Protection Act (SPAT Resort' Management Account. Though the Bat commodity option contracts. you prefer to receive indiadual statements mailed in
• If thefinancial Foliation on the top left of the tick Steep Program cash Winces we swept tole:58a* The SIPC protection and the supplemental protection do separate forgoes, you meg deckne hough:berg by
of this statenwst isnot LBS Fond Serykes,U3S USA Lp to an established lank ad then to UBS AG not apply so these assets event they othemise appear tang your Financial Advisee
Fiandal Santos carries pia =cunt as dewing Stanford Stanch, or a Money Fund. Deposits at Les on yout daemon. The SVC protection ad the
tacker by arra-gement nth the tdcated institution Bank USA the FIX Fared in accordance with FCC soplemental protection do not protect against changes Friendly actotait name
We informed pm of this ealahMehtS• whenM . mks. For more enfe motion tease wit namvidic got the make, vale of yaw investments (*tether as a The friendly account name is a cuslonizable "Ocknane•
opened this accost h the cast your lu-a and Deposes a WS AG StamfordBra-di ad shares of rest* of market movement issuer ba-kruptcy or chosen by you to assist you with your reccedkeeprige
goalies ate located a UBS financial Services and rot Moneyruts ace rot imbed by the FDIC. othernse) ha no legal effect en your account You unthaws
the Facctacio broker, ard youn ut make Amoco More information is avertable upon roast. your Friendly account name. though Onent 54Mles
of thy tar or omission to bode firms. As described Through the OA. arable to cash balaxes we swept to roams; (btin more idormation about SIPC, including by contacting yo_r inancial Addeo*.
the account agreements, you must notk w of ay depose account al UBS AG New York Ranch and 1185 the SIPC Bodin by cwoenbtsaeceting SIPC at 202-371-83®
errorsor baud hvoiihig chedu reflected on your AG Cayman Branch These deposits are not toured by or by „eteg the SIPC at viwwspcorg Accoeme overview
staterrent wahii 30 days atter it via mailed or made tlx PVC. Baines held at the LBS AG Cayman Branch • Veto of jou geountgargolo. Net of assets rd
available. ADnatenernt shake deemed complet• are tempera* nosed to the sovereign rick of the Dividend Roiweirtment Program COMP) liabilities
and accent, in all other respects if not objected to n Cabmen gads, and there is no garareee or other The price reflected is an avenge price You may obtain • Assets Includes available cash basket valesfor
wrakg wthin 60 days dalgthon of UBS AG lo repay the balaxes while on the the actual price bon your Financial Advisor. Or whole restricted securty (est ), and Global Tine DePosies,
• Please deed customer complaints or spires to he UK Cayman Branch's bogs. bares se purchased under OR it partial shares wit be unrealized marls to motet, and certan assets not held
Fiwe's C lent Relaters Department at 201.352.1699 soli and the cash wit be deposited in your acount the by der Prat Does not include opted securtielassett
cr tolltre• at SOP.354-9103, 8:00 A.M. to 6 CO P.M Deposes a LOS Bak L6A and each UBS AG Stanch are dvidad ierwesemene puce maphed by. the ewer may at the erd of the prior and parent statement period., a
ET Monday through Friday. a in veitig to 1.135 rot protected by 51K. Money find shires we protected Oa from the market price at ninth the patina Mares private iWPOMOIN Le-nested stock options ad
Financial Services Ix, Client Relations Department, by SIPC. See 'S. Potential Services Accost Protection' ae sold e,ercsable stock options
P.O. Box 766 Union Coy, NJ 07007. below. • Liabilion bolas debt bala-ces, outstadrg margo
• Fa TTY services Call 044612.09860o ban cuthie Cagebilieu lea code line, short account barites.
the US.: C.1201.352.1495 Upan your request, batmen n the Baia Sweep On& whole units may be held in your account. If you we • Crash/rosonray balances. Total of uninvested salable
• In case of errors or nankin, abort an electronic Programs or DA may be veddrano arid shares of a entitled to a parlW triii as a result of a bided payment cash balack pis &cog balms at UBS Bane USA,
funds transfer (TT), EIS Vsedthit Money hadmay be 'iodated, aid the proceeds or othenvise, the Firm will either sell patal units at UK AG U.S Branches ad ma-ornate, rut al had
card bansaregns, cell or wile to UBS returned to you or your SOarditri WWI& market late a accept an amour determined by a sweep balances, at die ctse of the statement /Pilot
Fiancial Semite, ex., l Hata list, 6th Hoot registered clean; agency, and credit yo.r accost Nonrtormudity tree ore& balances in yos moan ere
Weehawken NI 07086, Ann PaAbBSA Stevan Fu tier Fiormalem about WAN. Wrath OPMett, not negated from other balances and the Firn may
nclairg cument ireerest rate, and y-elds, s bailable at Investment objectives use ay of these funds in the ordinay <woe of its
C sta a t l e o m r e w n n t t o e r a re s c s e o i o p n t 6 as w yo ra u p ca o n r , i d f y y o o u u i n n ee k d m yo o u re r o y r rm by v . c u a b ll s in c g o 6 rg 3 o 0 e -7 e 6 p 2 n .1 e 0 ld 0 s 0 , . from your Fnancial Advise( T ea h c e h a x c y c l o m un e t r a t n o d b m je a ct y iv v e e s y a b d et a w s e k e p n r o y f o il u e r w a e cc s o p r e ds c . k to b T u h s is in t e o s t s a . l T 6 h t e i s c e W fu e n d d s in e t x he p a c y u a rr b e le n t u p x en n o y d o d u o r u d n e g m v a a n s d e . .
hiker's:Mtn ah0J1 a transfer on the gatemen, or Please adree the Finn roma& in writing of try
recept. The Firm or Card roar (as apple/Ngmud lay-Mint cheep in par (fungal divatian a
SDNY_GM_00025326
CONFIDENTIAL
EFTA_00135946
EFTA01277179

Important information about your statement (tenanted)
Lending information believe to be nibble, but we ds not gannet their - DPI and Lnktal REIT 'earns arena listed on a Len investirem oust units tow dents, we alder
Fcr delalechnlormation cn the Fines lending practices accuracy. nark al washes achange, and re ninety OS alike. receive (OWLS Jeri-9 corronmatien
and **sunk refer to was Client Rena-nip - Wegener* use tie clang price whin pale* a Sapid and *vend they can be toed, tw ark* from many of Ike instance companies upbringing
Agreement or Accost Agreement and the General the mean of the bid ad ask prices for lined received may be less than the per share estimated the entity anracts. ablates of the insane
Terms ad Conditions. UBS Statement of Credit Practices sosities and optics or my bd prices fa OTC vale provided n the accost statement. compares or sponsors of the vet investmem e-usts
audible in Antenna andDiscloarea at nudes. we daribute.
lupe uteramtereeernitelnnes. - Less actney traded securities may be priced usr9 a • Rearkted entities Restricted seuritin grisly — Our ifiliatec aka receive trachrg corrrnivans rd
valuatin model ate most recent prke we we rot windy Pliable kr public sale. UB5Finapial otercompensation from mutual funds ad inura-co
Yew' duets cbtined and may not reflect an actual market price Services uses the market price of the unrestricted stock canaries whose products we *Suit
Your statement itemises pewits rd other assets heti a vas cd the same issuer as an imputed value foe the — We receive an efface' I ee from Les Bank USA and
n the accou-d at the end of the sate re period. You - Cenan 'tonere may appear nth:a/ante ad restricted stodc For au/passof this statement only To LBS AG Stamford Bunch of pow 525 pa =an
may M. for d.Way ol fay paid sautes at dry time will thew fa •F in was rot available' 4 we n the extent that revrined seamen are eliabh ler nice, sweeping to the banks ender the LBS Bari Sweep
You may receive waritiet used at loan collateral afar unable to obtain a wake a Parity. the vat. wend may be obstantalY less Menthe Program.
paying any balance da an them. err/ securities - Deposits or securities deraninated iscurrercies nand value town
transented to the Fin dreg the statement period are aka than U.S. dolls are reflected at the eichange Activity
lined at market vale as of the end of the Patents rate a of the statement date. • Ese. lesteneted) Irk current Welds and rate Information regarding common:re and other charges
period. - kr certain tannin tradng isnon.conforrr iig An *distal* ol meal kr* is bawd an assert incurred in correction well to newton of tads,
• Cart ban. In detternning Ike cost basis of tie denornivtions, pdce and wanly (face vela) may *Wad ad interest rats attuning tie parkin will including option transactions has been included cn
snakes inducted in this statement where indicated have been adjusted to facilitatePapa valugeri be held for one year from statement date or Lai confirmations previous)/ furnished to you. and MI be
vet the natter 'I,' LES FnancialServkes has relied To cbtan cram quotations, when mane, contact maturity. This estimate is one/ a guidelne, accuracy provided to you pranptly on recpest.
oninformation obtained from sources other than LES yar financial Adviser. ad continued income are not "manned
Fhanual Senses, including information Iran another - based arnal hose and curvet yield for Short ening
fine a that you may has provided to you. Financial • Rivets treatments end riveted products. certain Imes of searkies could include a narks of If you are engaged in short selling a securky, you may
Adoisor. The firm does rot independently ye* Or Private hvesdnert searities (P adang drect principal or captal gains in which one the est insure charge due to certain tarawi-g costs kr that
gannet the tramp a vasty of and Morns ion participation program and real estate investment bins income fa-dourtera yield would be overstated. patio err sense,.
provided by sauces other thin I-E6Fhunial Semites. kto.rites) and struckned modem are gunny highy - Estimated anal none and anent yeld and the
h defuses although WS Financial Sereices newaly eicuid Cann stra-kred ASS, hew not been anal iron and yield mite be lower a higher open widens
updates tin infarnation as il is nand the kr, registered with tie Secwities and &thaw than the at/nenm ounts. Regarding OPin or 'gxd-tilLcancellecr ceders tat
does not provide any assura-ces tat the hfornaticn Commission or uncler Eily state securities laws. We - An estimated a-ruaked income (diedend meta were not executedbythe statement date, open buy and
isder 'COSt bale and "Unrealized gall oss' is rfasideeSlinated vales la private investment interest) divided by the current maket se/ stop orders re reduced by amount of drink/Os
accurate as d to date of this statement. As such. awns ardsthstured products for Hamm knit velegaveage balance is based on the lest dividend orriges on an ex-dada-a a ex.ritin date unless
please do rot teat on this Pdanation to make amass awl Achracy snot guaranteed or Merest payment made by th• tour and instnetod Semis* by you. You are remonsble ke
Istraine a sale decisions, fa tar arases or - These vales may differ stbstantialy from prat if assures tie secansrdeposks will be held for one orders that .we mauled tie to your failure to cancel
otherwise Accounts Oa-alerted to the Fern may any, at which a piste int security a year from Be statement date or until maturity. Rioting open odes.
reflect gar/loss rdormation only for the period od structured product may be bought or sold and do Accuracy and continued reld ere not guaranteed
tine they re hold at to fink More historical not necessary represent the vela you mar rase Privacy
normalin can be aided try yotr Financier Advkor. non liquidation. • Anne net held by UBSFillellaill Services. Certan To obtan a copy of as curtain Client Privacy Soak
- Third piny eninaes of wake we a of a certain sets an not hell by the Fim ardna within the please contact you FivincialAthiscr or visit err wetsite
• Unrealized gensaasses When data is available, date ad at supplied to UBS Fna-cial Services on a Fern's possession or carol. These assets re at wwwnhireineniannotre.
*sinned u-reaieed gaindlones are calculated kr regular ban by an independent valuation hum. (Splayed on yea statement for informational - LEG primal Senices lira a bank. the RMA, Business
nOvaial sear/ lots The (inaction data for - issuer, gperW al palm( or sponsor estimated verist purposes only. Positions and values presented we Services Account RSA and IMA an Paden
indivitial Ion may or may not reflect canminkre, it ant are suppled tote Fin bylaw issuer, prowled by the inure fern UPS Franca Stnatel accounts which pack access to barking service
charges race secutity reorganization events. general partner or sponsor and may be cakulated not responsible for this idarnation and does not trough wangements with offend banks
Dividend and oter reinvestment lots ad mstfmatk based on deferent inform aton Nan Steed by guarantee es accuracy. These assets ye not protected and od-er ted-party banks. and provides access to
earnest tots are each combined to diolay ore 'bed pants to denve their Seined values. by 9PC or the fats supplemental SIK caper. reurarce and annuity prodacts issued by waffle/Jed
averaged lot TM 'Trade date coLmn poems the - You can obtain addle id Somata. regarding thiparty nuance companies trasfri instance
oranul transaction trade data. the meteadolagd used to determine the estimate of • Revenue *wing and national ampereetien. agency saicideries of LES Financed Spices Inc.
value ad the date of the HOrrnation that is the - h stlian to arnmesins o sales a-cl 126.1 tees - lwatment inura-ke, rd amity prcdacle
• Callable securities. Bonds and preferred stock that tons kr the estimate by contacted your Famnoal rased Pi comedian wth the *Swan of mutual - Not FDIC inured• lb bank guarantee May hose rate
the issun cals for sly redemption veil be selected Adept sad to our dents VI* ardor our affiliate receve - WA. eesarce Management Account, Banns
Spatially by lee from antra all sec/lies of that - Third party eslinaled dams may be reflected at revers/e shario mamas from &tauten anchor Selman Account BSA. IRMA and nterutional Resource
hen held now name or in nomewe nine fa oar 'Not priced' in several Muslims, when an advisors of the maul hat that we sell It... Management Accent are registered service maks of
dents Call bare hformatiri is obtainedfromthird rdeperdent valuation fan has not stoned a armoire are based on no different conprentv LI3SFinardial Services hc.
parties and is accuracy e not gsanteed. Other call unable to assign a vale, when we become awe the more of sales by LES of a particular nodal - VISA is a registered tadernakomed by Visa
teases mayeast which an] alle ct geld complete that a material event has owned that may call a hard family to our <lents; and GO the asset vela of a Manson Serra Association ad used Lake
Hama on will be provided upon request pritvisusly reamed vale tact guation. a Wen a particular mutual lent Irma/sternheld at the kens* TS UBS Vita credit cads ard Us• UBS Vea
value would be highly speculative due to the nature inn den oar.* are issued by UBB Bar* USA with
• Crake= efdePedre CCDe). COs are FDIC reared of the warty. - We ardour aft erase also receive retw orkigad perrnisan from Visa U.S.A. Ircorporated. AA otter
is to 5250,000 n principal and accrued interest per - When sits an issue, general partner a sponsor amebas processhg fees in consi*rattrifo r transler tradernaks, registered traisenuas, nuke maks and
deposia and pm depository institution, h accordance estimated value nor a thedstrty ettirnrded vela is agent services tat we provide to the mutual funds. tegatertelsenece rinks ale of tier respective
with MK nit. ;raided, the value of the scarily will be diffenrd Those feet gereraly so paid from investor ants h mrganes
from its arches, price. the mutual fund and are a feed dollar arrant based
• Price/value Pas displayed for scones and other - 'Distributionsto date' may include rain of on the renter°, scants at the broker-dealer
eroacts may be higher or lower than he price that capital, nose Urban. toldngm eal Itrds of that fad randy.
you would actual)/receive in he nuke'. Prices ire - 'original unit size • rePretentS the raid Wring - h addition to commeskne received in connection
obtained from vain lhid party sources whkh we price per tend and my not idled war cost base. within rat a cfetributiln of annuity ccedracts and LA35 Financial Services Inc. Rev. 701612
SDNYGM_00025327
CONFIDENTIAL
EFTA_00135947
EFTA01277180

U85 FManCol Services cc.
Private Wealth Management Business Services Account
tfltUBS 299 Park Avenue
25th Floor
New York NY 10171-0002 January 2017
ANP70036758430I17 VI 0
MAX FOUNDATION
PO BOX 308
TEANECK N107666-0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your linancial Advisor.
SCOTT STACKIAANILYLE CASRIEL
r>^^,e
Questions about your statement? Value of your account
Call f0Jr Adv,i0r Of Il.t?
Resourceline at on December 30 (1) on January 31 (9)
account
Your assets 3,238.24 3,238.24
Malt our webdte: Your liabilities 0.00 0.00
www.ubstomffinancialservices
Value of your account 13,238.24 13238.24
Items for your attention
, Help protect ycJn..."If horn haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepoet.com. Tracking the value of your account derive 2017
Value of your account
at year end 2016 1323824
Your mestmmt return
7,2382 Change in
market vague 50.00
5,238.2
Volme of your accetat
3,2382 32382 Golan 31,2017 $1238.7.4
Dec 2014 DtC 2015 Dec 2016 /an 2017
SDNY GM 00025328
Member SIPC ANP700020C0679043 NP2000088990 00001 0117 000330000 Y123661150000000 Pegs 1 of 6
CONFIDENTIAL
EFTA_00135948
EFTA01277181

UBS Business Services Account Account name: MA' 4: &TEC% Your Il sandal Advisor-
Friendly account name:MAX FOte/DATION SCOTT STACK MAte LYLE CASRIEL
January 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 3i a) your account
A Cash and money balances 3,23&24 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 000% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $3,238.24 100.00%
A
Value of your account $3,238.24
Eye on the markets
Percentage change
Index January 2017 Year to date
S&P 500 1.90% 1.90%
Russell 3000 1.88% 1.88%
MSC I - Europe, Australia & Far East 2.91% 2.91%
Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20%
Interest rates on January 31, 2017
3-month Treasury bills: 0.51%
One-month LIBOR: 0.78%
srP20002000629844 NP7 00006998000001 Oil? 000030000 Vi 23661 550 C0MYGM00025AP 2 of 6
CONFIDENTIAL
EFTA_001 35949
EFTA01277182

SUBS Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
Friendly account name: MAX FOUNDATION SCOTT STACK MANNYLE CASRIEL
lAtkiry 2017 Account number.
Change in the value of your account
January 2017 (1) Year to date (I)
Opening account value $3,238.24 $3,238.24
Closing account value $3,238.24 $3,238.24
UBS Bank USA Business Account APY
Interest period Dec 7 - Jan 8
Opening UBS Bank USA Business balance Dec 7 13,238.24
Closing UBS Bank USA Business balance Jan 8 13,238.24
Number of days in interest period 33
Average daily balance 13,238.24
Interest earned 10.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Pnmary - Moderate
Investment eligibility cuuderation - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025330
AMP 7C002000679845 NV7003068980 00031 0117 000030000 Y173661550000000 ►age 3 of 6
CONFIDENTIAL
EFTA_00135950
EFTA01277183

*UBS
Yournotes
.....................,,....,23.sso,,,,, ,,,, ,,,o,,...a a
6
CONFIDENTIAL
EFT,00135951
EFTA01277184

Business Services Account Account name: MAX FOUNDATION Your Fi vandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK14414LVLE CASRIEL
January 2.17
Account number.
Your assets
Some proes, income and current va ueS Onn May teapproxiMble. AS a itiult, galas dnd tOsses maj nol
be &curdlely refkcled, see knporunrinsomefron about your statement a the end of the document for
more infornanon.
Cash
Cash and money balances
Cash and money balances may include ayalade cash balances, UBS Bant USA del:O9t account balances,
UBS AG SlaTIOrd Branch &pout account balances and money motet mutual fund sweep balances.
UBS Bank USA deposit account balanes are insured by the WC valhn aqiiceole limits, bul are not
protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured ty FDIC and se not
protected by Silt Money market sweep balances are protected by 9PC but ae not insured by tee FDIC.
See the important information about poor statement at the end of this document for details about those
balances.
Openng Wen« Clonng biaxe het per there Average [Stridence Interest ban n
Hddng on Jan 1 (S) on ran 31 (S) on Jan 21 (S) rah, period period Cap amount (I)
UBS BANK USA BUS ACCT 3,23824 3238.24 250.00000
Your total assets
Percentaaraf COST Earnated UmeatZed
value on Ian 31 (5) yder aCCOunt basis (S) annual income (5) gain or losS (5)
Cash Cash cad money bakillan 3,23814 100.00% 3,238.24
Total $3,238.24 100.00% $3,238.24
SDNY GM 00025332
ANP703020C0679847 NP7000068990 COCCI 0117 00C030000Y12366i 550000300 Pegs S of 6
CONFIDENTIAL
EFTA_Of1135952
EFTA01277185

*UBS
Yournotes
.....................,,....rmaa,....., ,,,,, . 0,.... a a 6
End elstatement ...wow, nurribm
CONFIDENTIAL
EFT,00133953
EFTA01277186

Important information about your statement
U3S Fiuncial Services Pc. (the Fern a UBS Finarcial her IroMyOu no later than 60 days after the fens Let financial Sweetie 'canoe protection invesuneM objectives. For each ACCCVM hell you
Sanibel). is a merrier of all principal washy, ccmrroday on you the list et atallent on which the ems or The Tim is a member of the Stu Aim Mesta notection chow one of the kolbwrg investment objectives:
and options exchanges. UBS Financial Seniors and LES Problem eawand. Corporation (9K). which protect wanes scow-to( • FIoduce CommI ncome: emartivitros seeking the
Bank USA we i-died subsidiaries of UPS AG and - Provdeyow name and accant ritariStr OF any/ its menters is to 5500.023 (including 5250,000 ice general:in of :tome any.
affihaes of (BS Smitten La. The Fists I refloat - Cosabe to error or tie trawler you an inure dains for cash). The 51K asset protection limit apply to • Achiew CWWWAPPrecranon: Investments seeking
staternert is available upon rectest. The Funs exeunire about, ad pawn as dearly as you can why you al wawa that you hold iv a besieges apnea. growth of pmcipal rather that the gereraton of
afros an at: believe d is anm u a why ryas need more The Finn, together wen retain aria:an ha alto income.
Samaeon purchased suppkwental protection. The marinum • Prodism Combination of exam, and Capita(
LOS Fina-cel lances - hoed. the doles anent of to suspected era. mount paid* to al ekgble orients, col/dwell ender Aporniakin Investments sedikg both the generation
1200 Harbor Boulevard this protection is 1500 trillion as Cl Decanter 10, 2016. of room. ad (ro wlhof
Weehawken, NI 07086 The Finn or Card Issuer wil itestgate your complain 9bect to the poky sections ad IMtuttons, cads at
and will correct any error pemptly. For alleged errors the firm is further protected for up to Slit million n the. Overall risk profiles
I o T B f h f i S i s c i F S a i t l n a t a t a e n < m c d i e a x n l S u t r e n e r e p vi r n c e e t s s s e . a n c c ts o c o t n h u t e a n n t ° . t n O h g y t h c o e o f r n f i r c f e l i i c a c o t l r i r n e d g c s o , d t r a w d a o e s f e h y t o o u u l . d m y in o o o u t N e m t n h q o a n U a B 1 n S 0 f b or e th in e d n a e s m b d i a o t y u c s n a t t - o d y t o d ra u o n t t h s e a in s c k , t i w a 6 n e i s n M i e f O r w r c o e r r e , t d a so k n e th at W c w w o a n e c i r t r e y e q . u A e fo s to t r . l e l a ll p e y n o a f c t c in o e u p n o ts k h y e l w d a in d a in p g e - is M m .4 a er i l** • l C o o w n d n e ... a a w rd e w S I e s e ti k la s y to to m t o h n e i a sm w a in re o p w ri a x t e e s v t e w n i i f th
not be relied Lan II you beam* there is an error a you wit have the use of the money dunng the tine n that meths the accoue does not generate significant
omission. plea.. report it immediately n writing to the takes us to complete our investigation. The SIPC protection ird the applermntal protection income a retire at may Oa keep pace with
Branch Manager of the office wvrg )our accocnt. Please mike all checks payable to the Finn or the • b o C th e d rt o a i n n o fi t n a a p n p c l i y a l t o as . sets controlled by (and inclad • Moderate VANN to accept some nth to pinopal ad
Alltaip a 'ivies Moon re Mended to be amine, laws& instthnion notated on the eon of the your account value) but held away from LOSFine-owl tolerate cane vetaltity to leek hi2her Mum,.
statement ditatkukt not be wed for to ovum's Rely itesman In addition to nrgirar account lees, 0110111K SOW (* 9., certain 6) cash at LOBS Bali USA, lig • Agin:sire :Willed to accept hit, risk to prindpal a-d
coley on yethend tax krms, Ge , Form 1099.519t may be abject to mai-donate tees. chews for bte cash at (BS AG U S.brard-in Gi0 roan* prockacts. hit volatility to seek high materna Mer time.
10425. etc ) when Drepathg your lax return. The Finn permit is securities purchases and charges /or unpaid including variable enmities, and 0e) Warm of Mutual • alinement iasobitity Consderation: g selected a
required by law to repcn to tie IRS enterable dividends, amounts n cash ace:Ants Accounts that we tansferred funds where such shires are registered dredly n the portion of the portfolio for that account may &lode
mportabb rantaiabb clatiihna and Ludt rderea to other instneons may be subject to a Vander tee. name of the account holder an the books a-C records complex strategies, linked liquidty and rater
caned en fatuities held n your account net proceeds of the applicable Muer a Order agent), volatiky.
on see tranactions, ad on basis on certain covered UBS Sweep Options • Certain nvestmerd contract, or investment Wrest
secants. 1.85 offers options Ice sweepig cash balances, balances (e g.. limited partnerships ad private placements) that StatemenrhousehoWne
to bat deposits at UBS Bat USA and LBS AG Stamford we rot regetered under the Securities Act of 1933; We may consolidate al related account statements with
Caverwriketkma with ter Firm branch (BweSweep ProganW, mew/ muluf mutual and the wine address in the same envekpe. e g. because
• Please reconfirm any owl cormuncations in wring bonds Money Firdc.)and the Interutional Deposil • Commodities contacts kg- foreign excharge and they haw tonnes whew also maintain jon1 account
to further protect your rites. indudrg your richt Accowit MAX or customers with an International precious metal contran0. includrg fumes contract reinionshis vett other dents at the same address. if
under the Seo_elies Imestor Protection Act (SPAT ninon Mana;emer4 Account. Through the Bat ad commodity option contracts. you prefer to receive indiedual statemwds mailed it
• If thefinancial intitution cn the top left of to front Sweep fragrant cash balances we swept to LBS Bs* The SIK protector and Ite suppkmental protect:n(10 separate antelopes, you may &dee householdfg by
of this stamen snot LBS Fnutria Services, LBS USA up to anestablished lank ad then to UBS AG not apply to these assets mend theyWe...he appear ceding your Financial Advisor
Financial Semites carries you basun as during Stanford Bach or a Money Fund. Deposits at LBS on tar statements. The WC protection and the
tinker by arra-gement with the ideated institution Bank USA we FIX intend in accordance whh FCC Applemental protection do not protect against changes Friendly accetait name
We in you of this relatcnshio what you nibs. For more inf ovulation preen wit wmvklic got iv the maker vale of you. investments (*tether as a The Friendly account none is a cuslandable nvidcriene'
opened this accost h the cast your tu-a and Depose A WS AG StamfordBranch ad shares of result of market movement. issuer balcruPtcycr chosen by you to assist you withyour recadkeeprg
washes tre boated at UBS financial Services and rot MoneyFlu& are rot nosed by the FDIC. Minimise) has ro legal effect al your account Yee can Thing.
the intolaceg broker, rd you neat make a repcm More informstion is avalabb wan rewash your Friendly account names. though Online Sersithl
of at error or omission to be& firm. As described Through tie OA, araildole torah, balaces we swept to You may obtain more hformation &ow SIK, inckiding by contacting ear F hancial Athisor.
the account agreements, youmust no* w of at depose darns al UBS AG Newark Branch and LES the SIPC Dutra by contacting SIPC at 202-37143C0
errors or teed &obey chedcs reflected an your AG Cayman Branch These deposits are not routed by or by esilig the SIK wage at www.sycorg Among overview
staterrere Winn 30 days alter It was mailed or made the Ft< . Baines held at ter LEIS AG Carson Wench • Vail* of you accountreanYola Net of assets and
available. All staternints shall be deemed complete are tempo-ray .,posed to the coverer rick of the Dividend Reitymement Program WNW)
and accurate in all other respects if not objected so in Calmat Max*, and there ism generate or other The price reflected is an average pia You my obtain • Assets Includes available cads balances. vales for
venti-g wthin 60 days clagation of UBS AG to repay to bins '4'4°nthe the dual pie ton you Fnancial Myles. Orly whole restricted secure, (est ), and GlobalTine Deposits,
• Please died ostomer complaints or rattiest° tee LBS Cayman Branch's books. shares are purchased under OR it partial shares will be unrealized marls to awful, andcaftan assets not held
Firers C lent Reborn Oepatnent at 201.352.1699 soli and the cash wit be deposded in your mcount The by the Fen. Does not include worked meatiest/nuts
cr tolls* at SOP.3M-9I03, 8:03 A.M. to 6a/ P.M Deposes at LOS Bark L6A and each UBS AG Branch are &tidied iernestmene once swelled by the mow may at the end of the prior and ammt easement period., or
ET Monday through Friday, or in vary -g to LOS rot protected by 51K. Money Fond shares we protected 6Rafromthe market woe at *Fiche the partial shares private iniesawnts invested stock options and
Financial Services ht., Client Relations Depatnent, by SIPC. See 'S. Elm's& Services &cant Protection' we sold mercesable stock options
P.O. Box 766 Union Coy, N 07037. below • Ciabikes hacks debit Waxes, oAsta-di-g margn
• For TTY serwes Call 044-612.0986 o. from *Ade Castaylime lea credit line, shod account balances.
the US.: Ca1201.352.1495 Upon your reqUeit, balances n Ute Sara Sweep Coy whole units may be held it year moan. if you we • Cailaosoney balances. Total of uninvited amiable
• In caw of errors or cunt ens abnA an electronic Programs or DA may be withdrawn and shares of a entitied to a pthill unit as a result of a &Mord paymra cash balances, pis depose balances at UM Bank USA,
funds transfer (EFT), BS Visedthit Maley had may be ligaidated, and the proceeds or ohenuise, the Firm will ether sell partial units at UBS AG U.S Bathes ad moneymaker mutual fu-d
card Transactions, ot wile to UBS returned to you or you wardens =aft market pie or accept an amok& determined by a sweep balances, at to daze of to statement period.
Financial Semites M., I Herta let, 6th floor, regetered cleating agency, and credit you accord. Non-commodity free cede balances in yaw accord me
Weehawken NI 07086, Ann PadArt364 Stevan Futter kiormation about available sweep °peons, not smyegated from other balances and the Fim may
nclairg current interest rates and yield, s mailable al Investment objectives use any of these f yds in the ordnay cone of its
Cal or mite as soon my& can, d you chit you vemv.ubscardweeppelds, from your Fnancial Advise The neilment objectives ad risk profile we speck to buskins These funds we payday upon your demand.
statement a receipt s *rag or if you need more a by calling e30462.1000. each account and may soybetween you mains. This total is ncUded in the arrent period closing vale.
ilormatin atoat a turskr on the statement of hese advice the Firm plalpfk• in wasting 01 try
COMO. 1110 Firm or Card esker (as apple/bk.)must tiwakent change in you' financial siteten a
SDNY_G At.0002 5334
CONFIDENTIAL
EFTA_00135954
EFTA01277187

Important information about your statement (COMMIS)
bending information believe to be relent., but we do not marancee their - DPP and bnkrted REIT seariws are not listed on a tat investment oust units to out dents, we radar
Fa drialed intimation cri the Finis lending rakes accuracy. national washes exchange, and are "natal& OS itikate wave COWLS shariv complication
and *clown. refer to rut Client Relato-aire - We general/ use tie closeg once when rola* cr illiquid and even if toy can be soli the price from may of the narance companies irchrmiting
Agreement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than the pee tare estimated the anger:innate,. Abaci of the Nuance
Terms and Conditions. ISIS Statement of Credit Practices Toadies aid caters or or bad prices nor OTC vale provided n the accost statement. companies or sponsors of the at investmem hats
available in Ageeemeno andDisclosurn Toadies. we daribute.
jury uhscamtarretintefirrimnras. - Less actin* traded securities may be priced sung a • Reetikted solties Restricted acuities gentealfr — Our Milian Ara receive trading commissions ad
valuation model ate mon recent price we ate rot (unwire, eighle for public sale. CBS F11111631 oter compensation from mutual funds ad Muncie
Yew deests cbtined and may not reflect al actual market price Services uses the market price of the unrestricted nods compares whose products we dstriaile.
Your staemem itemqes wcurites ad other assets held a vatic al te same issuer in an Mooted valuefix the — We receive an astral lee from Les Sank USA ad
tithe award at the end of tie staternere period. You - Cenan tuatara may appear whom a price ad restricted stock ifor purposesof Misstatement only. To LBS AG Stanford Bunchof To to 125 pee accost
may at for dreary of tut? pad Tariffs any time. will tow es • rice was not avalabla• if we an the extant tut rosakeed Tales are eligbb ler sale, sweeping to the bmks Leder the LBS Bari Sweep
You mat receive securities wed as loan collateral afar v./lab'e to obtin a victim a tensity. the vale mutated may be sabstantialfr Ins Oland.* Program.
paying any balance S. cri them. Any securities - Deposits or securities denominated ereurrercies trailed value town
transiened to the Fin dreg the statement period are other than U.S. dollars are reflected a the Tatunge Activity
lined at market vale a of the end of the stamen rate as of the statement date. • be. (urinated/ Warm. 0111.111 yields and retire Information repaving commescre and otter charges
period. - kr certain waritin twang in nomconfo rmeg kitten/I< of antral insane is bawd on cunent incurred in correction with the newtonof Fade,
• raw bale. In caternning the cost basis of tie denombutions price ad quality (face vale) may dadderd ad interest rates, 'tuning tie secure:es will including option transactions has been included cn
Tariffs included in this statement where indicated have been adjusted to facilitateprow valuaion. be held for one year from staement date or Leda confirmations previousfr furnished to you, ad will be
vet the nutter 'I,' L66 Fhancial Servkes has relied To cbtan went quotations, when nitb, contact matuvity. This retinae is one/ a gudelne, accuracy provided to you prorealy on regent.
on information cbtained from sources other than LABS you financial Adviser. axl continued income are not guaranteed
Fhanual Services, including nformstion Iran another - Eltirrated ernal Mane and curiae yield fa Short King
fine a that you may haw ;caviled to you., Fina-cial • Private inwevnents and .tsuend products. certain yes of searitin could include a retun of If sou are engaged in short selling a security, you may
Adoisor. The firm does rot independently veal tr Mate riven:nen sallies (robing drect principal or capital gals in %With ewe the en. incur a charge due to certain taroweg costs kr that
garnet the a way or %Say d any ireo rmation participatim program id real estate investment bun income (ad cumin yield would be overstated. palioalar 'eases.
provided by souses other thin I-E6Fhunial Semites. wastes) and struckhed product are ratably highfr - Estimated area ewe* and crane* yield and the
h addrten ablaut'. WS Sinned See/ices rawly /Wad Certain strixtwed ;masts be not been anal icon, and yield Illicfrd be IONS a higher Olean oedema
updates tic alternate:nes il is received, the Ann registered with to Securities and Excha-w than the Ttinatedaraunts. Regarding Men or '9:cdtilkancellee ceders tat
does not provide arty assura-ces tat tie hionnaicn Conmissitn or uncle any state securities laws. We - An estimate of a-rualqed income (dividend stet,' wire not executed by the statement date, open buy and
under 'Cost bases' and "Unrealized gent loss' is provide emanated vales ler private investment interest) divided by the curent mate set stop crobrs ate retired beret* amount of dividends
accurate as al the date of this statement. As such. mutes ardsbuctured products for edamatcrul valuetaveage balance is based on the last chard orritits on an ineduiderck a fealties date unless
please do rot reaa on this edanution lo make Ivispows crib. Actuary Ina guaranteed or :wrest raiment made by the issuer and instnated °tends* by you. You are rowonsbk for
Istecluse or sale decisions la tae PaPoses or - These values may differ sLbstantialty from vets, if assures tie searbasrdeposis will be held foe one orders that ate moiled die to your failure to cartel
otherwise Accounts transferred to the Fine may any, at which a prevale int security cr year torn the statement date or until manly. Pasting Wen Sees.
reflect gar/loss recematim only for the period cil structured product may be boughl or sold and do Accuracy ad contelued yield at not cuaraThect
tine they ere held at to Pim More hettorical not necesurifr represert the vela you may receive Privacy
Hama tri can be aided ba tar Fine-cid Advisor. won liquidatcn. • Assets net held by TBS Financial Services. Ogden To obtain a copy of as current Client Privacy hake.
- Third party eninaes of vela we a of a cenain assets are not hell by the Fern adnoe withh the please contact yon FivencialAdlisor or visit out nettle
• Unrealized gains/basses When data is date ad are supplied to UBS Fnacia Servkes on a fern's possession or ccntol. These assets are yanw net remInnier weir v.
estmated uteaked sundresses are calculated kr regular bash by an independent volution Inn. climleyed on you statement for informational — LEG F nancial Semites area a bank. The RMA, Business
ninnies! sear ty lots the (inaction data for - Issuer, gonnapaint. or sponsor estimated tales, purposes only. Positions and values presented are Services Account BSA and BMA are brokerage
edvileal Ion may or may nee reflect canmistiont, it ay, are applied to the Fim by the issuer, provided by the iskirg lam UBSFruncial Stnntel accounts which panda access to ba-king cervicesad
charges enact security reorganizatiw events. general partner or sponsor and may be tabulated not responsible for this ilormaion and does not Pradacts trough arangements with affthated banks
Dividend and oterreinvreitment lots id vestematk based on deferent information tan thawed by guarantee is accuracy. These assets are not protected and od-er tad-party banks. affd provides access to
puchne bb are each combined to diaday ore 'bed parties loamve their stemmed values. ly 51k or tie Feints supplementaISIPC comsat. Mura t. and amuity procticts issued by Loaf fb ailed
swaged lot The 'Trade date colsnn presents the - You can obtain acklificnal iicematim regarding thidparty angora companies frost, inasain
agiul Vansaction trade date. the methodology used to determine the estimate of • Revenue Marino and additional ccenparnation. agercyabsidories of LBS Financial Sentes Inc
value and the date of the a-formationthat is the - h at:Mont° cornmisews cn salts a-d 126.1 ties - hvestment, iburarce. ad smutty prctirtv
• Callable seturities Bonds and preferred stock that base; for the estimate by contacteg your Feenoal receeed ncomectew with the distriaacn of mutual — Not PDC rsured• lb bane. guarantee May hose vale
the issues cats for wit redemption veil be selected Advent. bra to our dents Y.* ado( our affiliate receive — WA. Resouce Management Account, basun,
Moorhen, by lot Iran antrg all smarties of tat - Third party ennuted vans my be reflected as raven* sharig wawa tan data uces man Service; Account BSA, IRMA and nterutional Renown.
ewe held n our name ce n nornew name foe otr treat priced' in several Tuatara when an advisors of the mitual find that we sell Brew Management Raoul .7 registered service mats of
dents Call tease nformation is obtained from third edeperdent valuation tint has not supieda 6 words are based on two different comporentv LI3SFerancial Senates to.
patties and its accuracy snot gasanteed. Other call cable to assign a vas, when we become ware the wort of sales by LBS of a particular nodal - VISA is a registered tadernals mined by Visa
teases may enst which owl] affect yield complete that a material event ha *coated that may call a led family tool" dents; and CO to asset ale of a hternalonal Suite Association ad used under
manna on will be monied upon request prereously repaid vale nap question, ce Wien a particular mutual led lanai's tures had a to 1O11114. The UBS visa credit cards ad the Its sea
value would be highly speculative due to henature fern debit cards are issued by 1185 Bare USA with
• Gittikatas filfdaPesje (iDa). (Os are FDIC nstred of the scum*. - We ardour affiliate also Keene mew:eke-pa-4 remission from Visa U.S.A. Ircorporated. AA other
is to 5250,000 n principal and accrued interest per - When niter an issue, general pause or sponsor onnbus processing fees in consi*rattrifo r transfer tradernaks, registered tracbmarks, sake maks and
deposes std w deposrtory institution haCCOatanIe estimated valise nor a thedpeny estimated vale is agent services tat we provide so tie mutual funds. regetered *nice maks are of ter respective
with MK n.M. provided, the vale of dm nosily will be different Those fen generay are paid from investor assets h cremates
Iran ifs reschase Price. to mutual fund and are a tired dollar anoint based
• Prim/value Prom displayed for securities and ate? - 'Distributions to date' may include rain of on the renter of attoures at the broker-dealer
products may be higher or lower than the Price that capital, arcane or both. boldng stud lu-ds of that fird randy.
you would attualy receive in he market. frkes ere - 'original unit size • represents to ndol offering - h St:onto commissions received in connection
obtained from wines hid party sources *hit we rice per and and may not reflect your cost base. with the sale et detrantian of annuity cancans ad IRS Fnanceet Services Inc. Rev 201701
SDNY_GM_00025335
CONFIDENTIAL
EFFA_00135955
EFTA01277188

U85 Financial Services Inc.
(SUBS Private Wealth Management Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2017
ANP70006295670217 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJ07666-0308
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your N nancial Advisor.
SCOTT STACK MANILYLE CASR1EL
Phone
Questions about your steamer? Value of your account
Call your Financial Advisor or the
Resourceline at on January 31 (S) Ca February 28 (I)
account
Your assets 3238.24 1,488.24
Msit our website: Your habiltlieS 0.00 0.00
lwiw.ubs.comifinanciatennces
Value of your account 33,238.24 $1,488.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
viww.annuakreditieport.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 4323824
$
__a_ Net deposits and
withclraNab -31,750.00
Your MeStnent return
Change In
3.2351 3,1392 market Mu. 40. 00
Value of your account
1,4892
on Feb NA 2017 SWB.24
Dec 2014 Dec 2015 DK 2016 18n 2017 Feb 2017
SDNY GM 00025336
Member SIPC ANP70002000679567 NP7000059748 C0001 0217 000O3C000 Y123661S50 00000) Page 1 of 6
CONFIDENTIAL
EFTA_00135956
EFTA01277189

SUBS
Business Services Account Account name: MAX FOUNDATION Your n spacial Advisor-
Friendly account name:MAX F ATION SCOTT STACK MANLYLE CASRIEL
February 2017 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 (S) your account
. Cash and money balances may include
A Cash and money balances 1,488.24 100 00% Your current asset allocation
available cash balances. VEI5 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the Last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,488.24 100.00%
A
Value of your account $1,488.24
Eye on the markets
Percentage change
Index February 2017 Year to date
S&P 500 3.97% 5.94%
Russell 3000 3.72% 5.67%
MSC I - Europe, Australia & Far East 1.45% 4.39%
Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87%
Interest rates on February 28, 2017
3-month Treasury bills: 0.52%
One-month LIBOR: 0.79%
ANMP)200362955$ NMX0059748 COCOI 0217 00C03C000 YI 23661 950 COapteGM000253/31ge 2 of 6
CONFIDENTIAL
EFTA_00135957
EFTA01277190

*UBS Business Services Account Account name: MAX FOUNDATION Your lined,/ Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACKMANf LYLE CASRIEL
L..ii , 7
Account number.
Change in the value of your account UBS Bank USA Business Account APY
February 2017 (11 Year to date IS) Interest period !an 9 - Feb 6
Opening account value $3,238.24 $3,238.24 Opening UBS Bank USA Business balance Jan 9 $3,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Feb 6 $3,238.24
including investments transferred
Number of days in nterest period 29
cut -1,750 00 -1,750.00
Average daily balance $3,238.24
Closing account value $1,488.24 $1,488.24
Interest earned $0. 00
Cash activity summary
Annual oercentaae yield earned 000%
Ste account activity thi; morahfor cloak Stances in your Sweep Options are indudedin the coring and
Your investment objectives:
closing balances value. FDIC insurance applies only to deposes at uss Bank USA, Iron to deposits at UBS AG.
%view Karen or bank deposits paced toroogs the UBS InternatOnd DePOYt ACCOunt rogam. SIPC
ProteCtiOn smiles to money market sweep fund hCdclIn0S but not bank ckpOsilS. Seermportartt lciaarinatton
abOot your statement CA the laSt two pages tr INS document for deters. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
February 2017 a) Year to date (I) Financial Advisor or Branch Manager. You can find a ful description of the alternative
Opening balances $3,238.24 $3,238.24 investment objectives in important information about your statement at the end of this
document
Subtractions
Your retum objective:
Other funds debited -t,75000 -1,750.00
Capital appreciation
Total subtractions -$1,750.00 -$1,750.00 Your risk profile:
Primary - Moderate
Net cash flow -$1,750.00 -$1,750.00
Investment elvg betty consideration • None selected
Closing balances $1,488.24 $1,488.24
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025338
AmP700020C0f29569NP7003059748 COCCI 02I 7 000000000 717366ISS0000000 Pap 3 of 6
CONFIDENTIAL
EFTA_00135958
EFTA01277191

*UBS
Yournotes
ravoonocansmmoommoommGcaomoomyms.ssoGG..GG.......•as
CONFIDENTIAL
EFT,00133959
EFTA01277192

Business Services Account Account noose: MAX FOUNDATION Your II nandal Advisor:
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL
February :CI' 7 Account number.
Your assets
Some prKeS, income and current vaues ShOem may be Epp!OxiMene. AS a telt& gains aid losses may mil
be accurately reflected. Set Aperient intomnoton about your statement a the end010'es dxurneM fOr
more infornmon.
Cash
balances
Cash and money
Cash and money balances may iodide avaltilecash balances, UBS Bank USA deposit account balances,
UBS AG Staniord Branch deposit account balances and money market mutual fund sweep balances.
UBS Banc USA deposit account balances are insured by the f DC %Men acalatee limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit account balances an not insured by FDIC ared are not
protected by SJPC Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the important information about 3our statement at the end or this doctoront for details *out those
tSances.
Opmng Warne Closing biome ence per din Average DnidenclInterest Days in
Nddng on Feb I (S) on Feb 29 (1) on Feb 28(1) rate period period Cep annual (S)
Cash 0.00 -1,750.00
WS BANK USA BUS ACCT 3,238 24 3238.24 250.000 00
Total 6323824 51,48824
Your total assets
secernage of Cost BIMated unieffizea
vaue on Feb 28 (S) your &Mont basis (1) annual imbue (S) gain or loss (1)
Cash Cash and money balances 1,48824 100.00% 1,48824
Total
$1,488.24 100.00% $1,488.24
Account activity this month
For rnore informaion about the privet value shown for restricted securities, see Important information about
YOur Quantity/ Cant Cash and
Date ActiOty Description expense code Face value PrIcOValue (1) amount (S) money balance (I)
Jan 31 Cash and money balance $323824
Feb 28 Withdrawal FEDERAL FUNDS TO Marks Pa neth UP AT -1,750.00 1.488.24
SIGNATURE DANK
2$ Oosing cash and money balance $148824
SONY GM 00025340
ANF7C0020C0629S71 Nen203059748 COCCI 0217 DOCC00000 Y12366I SS0000000 Pegs S of 6
CONFIDENTIAL
EFTA_00135960
EFTA01277193

*UBS
Your notes
...,.....ss ,"....ao”,.... az,,............G. G. .02_,...9. 6 o1 6
End of statement for account numb.
CONFIDENTIAL
EFT,00135961
EFTA01277194

Important information about your statement
Financial Services nc. (the Firm of UBS f nada! her Iromyou no later than 60 daps after the F rm Corporation (Sec), which protects SeOShies customer, • Amuse CanalA ppfeciabon. Investments seeking
Strery0, is a merrier of all principal warily, ccmrrodey um you the list statement on which the ems or of its mention kp to SSC0,000 ft-cLdi-g 5250,000 for growth d pmapal rather than the generation of
and &tin exchanges. UBS Financial Seniors and CBS Frcblem asoened. claim for cas). %entry brother available upon income.
Bank USA re i-diect subsilenes of UPS AG and - Proved. your name ad swan matter (if ay) WWI or at www sec. erg The SVC asset protector • Produce CombrutiOn of MCO•te and Capital
*fibs% of U3S Skulks LLC. The Fim's I hanoal — Cesabe the error or the transfer ycu ere inure Imes apply to all smut tut you hold nap/lieu& Appreciates Investments seeking both the generation
statement h available upon regkest. The Fitm's mos% about, rod egoism as dearly as ycu cat why you capacity of name ad growthof pixjaft.
chin ere at: believe if is nem or Mg Iwo need more The Fen, togedner welt certain affiliates, has alto
inkrmation purchased supplemental inna xe The maanum Overall risk profiles
UBSFinricel Seven It. - Wadethe doles arrant of to suspected era. amount peed* to al eigiDie clients, coleckeely knee • Monsoon., Seeks to martian Mut pre pal, with
W 12 e 0 e 0 h H aw ar k b e o n r , B R o I u 0 le 7 v 0 a 8 r 6 d The Firm a Card Issuer wa imestyste sue ample& t S hi k s i p n re t t e o c t t h io e n p is o 1 k 5 y 0 c 0 r M o il w an & a a o d f D Im ec it e a m tio be n r s 1 , c 0 a , s 2 h 0 a 1 t 6. l t o h w at r m ok e a n d th v e o l a at c il c ity o t s o t t d h o e e s a n c o c t o g rd en o e w ra r t a e t s i e g v n e if n ic 4 a- e
and MI coned ry error promptly. For alleged errors the Film isfurther protected for up toll 9 million n the income a roans and may not keep pace with
This gatemen represents the ong official record of you involving UBS Vice debit cad transact:so if we take aflegate kr aline accounts held in a °askew infirm:2 n.
C of B fi S c i F a i l n t a o n . c d ia o l c S u e m n e at n e t s s . a c c o co n u ta n n t. n O g t h c e o r n re il c io o n rd g s , d e a , t c a e 'h p o t sed m yo o u r * e s th c a a n n 1 t 0 f D or s t h re e s a s m da o y u s n t t o y o d u a t t h e e d * , w is e in w e i r ll r c o r r e , d so k that a w p o i n a r re y q . u A es f t u . rl copy of tie poky wording is aeiltle • Moderate' Wiling to accept some Mk to pimple and
not be relied wan II youbelieve there is an ea or you wR haw the used+. money dung he tine tolerate me volatity 10 seek NOW return,.
B om ra i n ss d i i o l n ia p n l a e o as tt e e r o e f p t o h r e t i o t f i f m ic m e e se d r i v a a te ls l / y y n ou w r a ri c te c g a t n o t. t he P ta le k a e s s e u m s t i o c e c c a m ll p ch le e t c e k o s u p r a y im ab e le s t t i o pt t i h o e n . F ern or the • T b h o e C th S e d I r P t o a C i n n p e f r t M o ap o t p e r l a y s l t a a ss n e d t s th c e o n su tr p o P lle lo d m b e y l ( la a l n p d r o tr t o e l c u t c io k n d n • • M A hi g g ie g h s r e t v m s o s l e i a v n t e i t l : i a t W y p t i o ll t i n s , e g * e t k o C h a o i c g n c h s e e r p e l t e t h u ra m i t p i s o s r o i s v t k e s r t e t o im l e p n e in . e c 4 ip a a l ad
Atece4' a truces shown re Mendel to be accurate, Gum% insteution ndcated on tie barn of thk your account value) but held away from UBSFina-col portion of the portfolio for tat account may include
statement dila Ptak) not be wed kr In purposes Rely stearnent In addition to roper accart Ins, accounts Service. (e.g., certain() cash at UBS Bat LISA, fig corrplex strange,. Inked liquicky and rate,'
'deg on yeaend tax kirms, (le Form 1099. 5498. may be abject to mantensce lees, chap?, for late oath at LOS AG U S. Vance.% Pift inseam products, volatiky.
10425, etc) when orepamg your lax return. The Fite papment kr securities purchases and charges kr unpaid including variable enmities, and 60 shares of Mutt
required by law to repon to tee IRS all Usable dividends, amounts n cash accants Accounts that aw transferred funds where such shoes are registered drectg n the Staternant •hataawhelding•
sport/kb roneaubb anima and taxable Peeks to other instdAcns may be subject to a transfer lee. name of the accord holler an the books at recoils We may cornoldste at related account statements with
end on feCtaitiri Feld in you acme, net proceeds of the issuer a traefer agenft; the sane address in the same erreotpe, oil because
o se n c s u e k e ie t s r . a maclire, rd con basis on certain covered 1 1 to 1 .1 8 b % 5 o a S ff t w e d e rs e e p o p o p O s t i i t o p s n t a i s o t k n U s r B S sw B e a e l p s i L n I g S c A a a sh i d b a C l B an S c A e G s b S a t l a a m nc fo es rd • n l I im m ot e i t r e r e s d g tr i p r s e a t n e rt t r n e c e d o r n u sh t n r i a d p c e s t r s a t n o h d e r r p S m r e iv e c a s u t t r r e i r t e i p e n l s a e A c e t M e m o e e f n m t 1 s s 9 / 3 t e 3 s ; t a a n r d e t y re h o l u a y t p i h o r a e n v f s e e h r ° i t i s n o r n m a er h e s r o t e a tt i e k n r d e d iv e id n m u t a s a l a n s t t t a a th t ' e n e m f s o e a n r m a ts e s m a c a d a d ile r n e d s t s n . It
Ciatraratilatkna wit doe Firm Bench (Bak Sweep Brogan*, money metre mutual • Competes contracts le.g, foreign exch.:rye and separate envelopes, you may decline %unheeding by
• Please ewes(k m ry oral commencatona in wee ig tads Gurney Fundftand the International Depose pesosmetal contracts), including futures contacts catty your Financial Advisor
to further protect your rites, mriudrg your rites Accent (DA) fa Moms with an Hemalisul and commodity option contrach.
utter the Seo_rees Investor Protection AC (SPA) Rexene Managemer4 Account. Through the Bat The SIPC protection and the suppiemenul proteando Friendly account name
• If the financial Pctitution cm the top left of to had Sweep Program% cash balances ae swept to MBank not apply lo these assets send they otherwise appear Me Friendly account mane is a custamable *nilmane
of this spume isnot UBS Fnaxiu Sweat, U16 L64 to to anestablished tank at then to UBS AG on you statements. The SVC protection and the damn by you to assist you with your rincedkeeping It
Ftrancial Senices carries yeas =ant as clearing Stanford Donohoe a Wray Ford. Deposits at UBS Meriennerealptotection do not protect agar& changes has no legal effect on you. account You can than?
brisker by arra-gement with the rdcated insteules Sank USA we FIX hared in accordance with FCC it tie market vat. of your investments (whether at your friendly account names, through Onine Services a
We informed you of this relationshio Weeny& tubs For more information Pease sort mweadic got result of market movement issuer ba-ftruptcy a by contacting you FhanoalAdvsa.
opened this accost h the cast your kr& and Deposes ALBS AG Stamford Bran& ad shares of otharveek
metes at boated at LOS financial Serest and rot Money Fete ale not hared by the FDIC. Aaoen oireavive
the Pitodecig broker, ad you met make a mart Dividend Renvenmant Program (Offs/) • Yaks of your aaountfportiolio Net of assets ad
of any error or omission to be& Mo. Thresh the DA, cash balances we swept to deposit the prke reflected is an sewage pee You may obtan lithikes
• As deleted in the account agreements, yw rrust accounts at UBS AG New York Branch and UM AG the actual price kern you* Financial Advisor. Oros whole • Assets Includes available cash balances, wakes fo r
roily us of any ems or Baud Molting decks Cayman Branch. These deposits are not insured by to shares are purchased under DRIP; petal stares wil be restricted seaway (est), and Global Tme DefeUtS,
reflected on your statement within 30 days after t was PDC. Balances held at he UBS AG Cayman Sandi ate soldad the cash we be deposited is you account The unmerited marts to market Andaman asses not held
mailed a made avalabie terporanly noosed to the sonnign rid oe the Cayman dviderd envesimert pnce stapled by the ewer may by the Fim. Does rot include unpriced wuritiekaccets
• Please &vane:tome complaints or i-cwries to the kin& and there is no ascent.. or otter obigsion of ciff w from the make price at mesh the partial shares at the erd of the prim and anent statement periods cr
Filmss C Fent gelatins Departments 201-352.1699 LES AG to repay the balanceswhilecmthe UBS Cayman se sold prreate Mestrantsu %stock options ad
or toll-free at 800-354-9103, 8:CO A.M. to 660 P.M. Branch's books. (Inroad* sloe options
ET Monday through Friday, or in twang to U65 Otebrindina • Ci' floes hoboes debt bales s, Wonky mar
Financial Senice lx,, Client Realise Doormat, Noisiest-858a* L6A and each UBS AG Branch are Ong whole wits my be held in par scant. If pea are kills, aide lint short accent balance..
P.O. Boy 766 Union Chy, W 07067. not protected by SIPC. Monty Fund shays ate protected entitled to a paid' nit as a mutt of a eviderd pairnent • Cash/money balances. Total of uninvested available
• A II strewn shall be deemed complete ad acacia. by SIPC. See 'U% Financial Services Mont Protector,' or otherwise. the Firm MI either sell patial units at cash balances, pkis de oat balances al UB5 Bank USA„
4 not objected to in venting we %60 days below market price a accept an amount determined by a UBS AG U.S. Branches and matey motet metes' find
• For TTY sauces_ CAI 844612.0986 or from Made tegotered chary agency, rod coeditper accost sweep balances. at the claw of the asement period.
the US: Cal 201.3521495 llpon your reqUelt, balances in tat Bank Sweep Noncomodity free cm& balances in you want try
• I f n u - c d as i e 'a o n f t e l r e r r o ( r E , o T f D g uest rao abase n or electronic M Pr o o n g e ra y m fa s d or D m A ay m b a e y l i b a e ti c v i a a t le h d d , r a a m nd n t a h n e d p s r h o a c r e e e s d d s a I T n h v e e r s n t e m s e tn n e t r o y b o je b c je t c iv ti a ve l s and risk profile se speck to n us o e t a s n e y re o g f a th n e d se f r f o tr m d s o th ti e th r b e a o k r la d v n a a a y i c d o u ta rs t e F o i f m its m w
card transactions, call fcr wile to UM returned to yea-, or your Seardiel. accent each account and masr wry between yell scants titaness These funds repayable won your dean d.
F W ro e n e m ha a w l & ke ra n c h e a s 0 K 7 . 0 . % , Mi m n a P ANA h M i A d , S e e rn rv e es s ' r . R n a c t l h e e i r r g da c m ut n te a r t s i o in n t e a r b e o s u t t r a a t v e a s i l a a n b d le y s i w el e d e s, p d o a o v h a s il ' a s b , le at P i t n r l y e te a -i s r l m e iu a e m i n m t & & * e S th n a e v l v f i i e r n m s p p a F r r o o r f n i e n p a s t c g - h id i m n a l w o s r i a t i u ti n : n A g h la d e n ld a a , y yo u This total is no Lded in the anent plod closing vale.
r C s in e ta s k s te n e a m n t a e . w T n t r c t h i t a n e e t F t a r o i e s lm c u s e o o t i o p r a n t C t i a s r a s a w r d y w e o I l s a e u s r r c u y o a e o n r n r ( , t a d i h f s e r y a a o s k y t u a s i n t k h e e a m r e b k d e le n m y ) t m e o o r s r k e t 1 U a T re h m N e b y F t r F i c . r u o a m n b ll a s i i n s c r g s a o i 8 o r m r 0 l i m S a 0 r 7 e i k m 6 e e 2 p r k . y 1 o o e 0 f l d 0 t s h s 0 o e , . m f 5 r a o e % m cu y a p o l r a u o s r t e I F n m c v t e io e st n o a r l P A ro d t v e is c e ti r o n • c h P o g o o e s i n c e t e o io r n a e e t C e o u ) f r o e t f h n e a ry x f n p o c l n o o e w m i i n e n . g g In . i s n e ve st s m tm e e n n ts t o e b a je te ct r i y ve t s h ' e
SDNY_G M_0002 5342
CONFIDENTIAL
EFTA_00135962
EFTA01277195

Important information about your statement (OOMIMind)
Landing information believe to be relieble, but we do net gasket tee - Dry and ankital REIT searnes are not listed on a tat investment oust units loan diem we ardor
Fa detailed pnloinvloon ash the Fines lending ration accuracy. national wanes echange, and are general ail alike. receive (OWLS thareig con minion
and aclostra refer to revChant Retain-Mop - We general/ use ho closing price whin avalale illiquid and even if ties Cal be coke the price from may of the issuance companies trctireniting
Acreemcnt or Accost Agreement ad the Gereaal the mean of the bid ad ask prices for lined received may te less than the per share estimated the enmity contacts. Manes of the .nuance
Toms and Conditions. UBS Statnnenl of Credit Practices statues ad option or or bd prices fa OTC maw provided n the kraal statement. ampmes or sporeors of the at investmem tnots
avail/Me in Ageeenems andDisclocures a acuities. we distribute.
jure utareentemsureefitelne vet. - Less stunk traded securities may be priced usng 8 • Rankled eeturkies Regraded mantes gentirall. — Our ifiliater afro notate trading commissions zed
valuatim moot ate most recent price we an rot turnery HO* for public sale. UBS Financial otercomponntim from mutual funds ad tewra-oe
Year as Mined and may not reflect an actual market price Services uses the market price of the unrestricted nook canpries whose products we *trim*.
Your statement testes acuities ad other assets held a vatic of tie sane issuer as an imputed value f✓cc the — We receive an errual fee ham Les Sank USA and
in the attou-d at the end of tie statemert period. You - Cenan posdiro mg appear wthow a once ad restricted stock dar statuesof this statement only. To LES AG Stanford Branch of Leo to 125 pee accmnt
may M. for d.Way ol fay paid sautes at erg time will how fa 'rice was rot attalable• if we an the extent that retained noshes are eligtele ler sae, sweeping to the basks krder the LES Boni Sweep
You mar receive seamitiec used as loan unmoral afar usable to obtan a orator a acuity. the vale remind may be calestantalk loss than the Program.
paying any betake der on them. Any securities - Deposits or securities desalinated incurrercies in value town
transfused to the Fins dreg the statement period are other Than U.S. doll's are reflected a the est:hinge Activity
lined at market via as of the end of the stunner/ rate a of the statement date. • ht. lestineted) ire. current Yields and roue. Information repining commescre and otter charges
period. - kr certain tenants taring in non.conf sternikg An *genre of aria name n tined as anent incurred in correction with to meculon of tads,
• Cart berry. In detcernning the cost basis of the dmomivtiom mice rd gua-ely (lace vale) may dkiderd ad interim rates, assuring tee terrines will inducing option transactions has betninclucad on
smokes included in this statement where indicated have been adjusted to facilitatePreper valuaim be held for one year from statement date or tad confirmations pronoun/ furnished to you, ad will be
vet the number 'I,' LBS Fhancial Servkes has relied to cbtan °am quotations, when araiabp, contact matutity. This urinate is one/ a guidelne, accuracy provided to you progeny on reopen.
oninformation chiseled from sources other thanLES you Financial Adam. ad continued income are not guatanteed
Frunual Semites, including nformstion from another - Estimated areal home and tweet weld for Sinn aeliny
him a that you may haw provided to you Financial • Private inmarnents and riveted products. certain has of soothes could include a ream of If square engaged in short selling a security sou may
Adoisor. The firm does net independently terry Or Private iwesonert acuities fie Wig drect principal or capital gains in which owe the est incur a charge due to certain totontg costs kr that
gammae the acaracy or vaday day irdonnation participate," program ad real estate imestment trust income fa -d current weld would be overstated. palioalar seater.
provided by oxrces other then I-E6 rhino/II Semites markets) and struckhed patio, are grimily het* - Estimated anal acme rid outwit yeld and the
h addttiurs /though LES Firuncil Services gtrwary ilicuid Caton strialkeed ;masts hew not been anal imam andyield misfit be lower a higher Gam olden
updates tub information as il is received, the km registered with tie Securities and 6:thaw than the *stand mounts. Regarding open or 'ry:coltilkcancellee ceders tat
does not provide any asstra-ces tat tie hfcanatim Canrnissim or under any state securities laws. We - An estimateof a-ruaked income (dirdend enact were not executed by the staternere date, open buy and
ceder 'Cost base and 'Unrealized gall oss' is recede estimated vales la private investroeM interest) divided by the current maket set stop orders are red iced by the mount of divands
accurate as of the date of this statement. As such. marines atchInstured products for Hamm onsl ealeetaveage balance is based as the last divar d orrryns an an ex.:Radon:ha eveitits date unless
phase do not reti on this item:don to make Psalm any Acaracy snot guaranteed or Merest payment made by the :truer and instneted otionvisit by you. You are rosponsbk fur
pare ate cc sale decnions. fa tee arases or - These vales may differ stbstantiaty from prat assures t* sectrWesrdeposks will be held for one orders that we executed die to your falure to cancel
otherwise Accounts tra-derred tote km may any, at which a prime jai security a year frOrn the statement date or until matuary. kluging open atlas.
reflect gar/ loss nIcrmaticn only fa the period el structured product may be boughe or sold and do Accuracy ad continued weld ay not warned
tine they tre had a the Fent More hittorkal not necesuritirepreseed the vibe you may receive Privary
nforrnat al can be aided Mr mar Finarcia Artikor. coon liquidator. • Assets not held by UBS Financial Services. Cattail To obtain a copy of car current Client Privacy Nance.
- Third perry estimates of role we a of a certain Bien am riot hell by the Fim ardnot with" the please contact mix Financial Athiscr or visit ail wetske
• Unrealized gain/bases When data is date ad at supplied to UBS Fna-cial Services on a Fern's possinsCn or ccriVol. These assets are at moo nforeswasVarenntre.
*sunned u-realeed gain/losses at calculated kr regular basis by an independent valuation jinn. drydeyed on yon statement for informational — LEG &uncial Services lira a bank. the IRMA, Sunless
menial starry lots the (inaction data for - Issuer, gpillfflai paine or sponsor estimated wales, purposes only. Positrons ad values presented are Services Account RSA and BMA are brolerags
rdivaial km may or may not reflect animist:era, if ay, are applied tote Fire by the issuer, provided by 0-e Munn (inn UPS Frontal SM.( el is accounts which pack access to baiting servicesrd
charges aura security reorgannatim events. general partner or sponsor and may be cakulated not respcnrable for ilcrtnition and does not Motets trough arangements with *Mated banks
Dirdend and oterreinvettnent lots ad tinematk based on deferent information ran thawed by guarantee its accuracy. These asses ye no protected and oter tad-partybanks. and cronies access to
pinkest tits are each combined to dimlay at 'hod pities to denve thee skinned values. by StPC or the Pmts supplemental SIPC caveat reurarce and annuity predict issued by Loaf flailed
swaged lot The 'Trade date' ocean presents the - You can obtain adiaknal islcmiatim regarding thiparty inurarce companies Margin instance
orighal transaction wade dale. the metal:kin used to detennine the estimate of • Revenue Marino and ablitional compensation. agency abckSaries of USSFeancal SW*4% Inc.
value ad the date of the Hormel/onthat is the - h aidilon to canmksims on sake a-d 126.1 fees ▪ lwestrien6 imurance. ard amity prairie
• Callable securities. Bonds and preferred stock that bast fix the estimate by contactrg your Ftunoal hectored iscorneal:Bs with the desire:Om of mutual — Not FDIC hstred• lb bank guarantee May bse yaw
te base cats for eery redemption veil be selected Advisor. murex to our dents we victor our of recce* — IMA. Peso/ye klanaransent Account Busnne
"partially by lot Iran anxrg all startles of tat - Third party edinaled mien may be reflected as revers/e shariry prynerts tan dartukes anther Sources Account BSA, IRMA and nterutional Resource
two held hour name a in nornnee nate foe ail 'We priced' in wen' Muslims, when an advisors of the maul kit that we sell These Management Aactrd are regnered service marks of
clients Call Seam Haman:el is cbtined from third ideperdent valuation fern has not suppled a e arrrotrils are based on two different conperentst U3E.Finaricial Services hc.
parties and its accuracy isnot ryssanteed. Other call usable to assign a vale. when we become aver to emus of sales fry LES of a particular nulual - VISA is a registered tadernalt owned by Visa
features mayeast which tail alle ct yield complete that a material event has marred that may call a krd family to our <lents; and GO the asset vats of a hternatimal Sena Association ad used Leda
Sennaon will be provided upon request pmenuily waled cola into question. or Men a particular mutual Led lanai's tires held a fhb kens* UBS Vera credo cards ad the WS Visa
value would be highly speculative due to the nature fan debt card. are issued by UK Bank USA with
• C88O5F11188 ofiaPosiii (O, CDs are FDIC neared the security. - We ardour affiliate dsoceeMee retworkirya-d permission from Visa U.S.A. I-corporate& AA other
is to 5250,000 n principal and accrued interest per - When Delta an /sum general partner or sponsor anribus processes fees in consi*rattrifo r transler eademaks, registered tracenurks, seeke maks ad
ckposdor and per depository institution, h &content. estimated value nor a thedpeny estimated vale is agent services tat we provide to Ice mutual funds. registered *nice midis ate of ter remedy.
with MK nit. proecleg the sate of to warily will be different These fen gererala are paid from investor asses h compaties
*cm Marchese price. the mutual fund and are a fond dells arrant based
• Price/value Prices displayed fo r securities and other - taributions to date' may include rain of on the nunter of accants at the braendeale-
0roads may be higher or lower than the Price that capital, mane imbeds. holdng missal fuvelsol that fu -dl ardy.
you would actualhr receive in the mutat. Prices are - 'Original unit me • represents tie nital colleen,/ — h addition to carenitsims received in connection
detained from various lad parry sources whkh we rice per unit and may not nfled your cost base. with the nob et cktnIutkon of annuity contracts rd UBS Filmed& Services Inc. Rev. 201702
SDNY_GM_00025343
CONFIDENTIAL
EFIA_00135963
EFTA01277196

U85 Fnancial Services Inc.
SUBS Private Wealth Management Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2017
ANP70010791530317 X1 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJ 01666-0308
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SC011 STACK MANILYLE CASIbEt.
Phone
Questions about your statement? Value of your account
Call your finan:lael Advises; of the
ResourceLine at on February 28 (1) On March 31 (1)
account
Your assets 1,488.24 1 ,42.8.2 4
Visit our webslte: Your liabilities 0.00 0.00
vmw.ubstomlfinancialservices
Value of your account $1,488.24 $1,488.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepocecom. Tracking the value of your account duriag 2017
Value of your account
at year end 2016 1323824
Net deposits and
7.238.2 withdrawals -51,750.00
Your nvestment return
5.2302
Change in
3,238.2 market Mu. 1000
Value of your account
11882 1,4• 8 82
on Mar 31, 2017 $1416.24
Dec 2014 Dec 2015 Dec 2016 Feb 2017 /Nag 7017
SDNY GM 00025344
Member SIPC ANP70003001079153 NPI000176793 C0001 C017 000O3C000 Y173661550100000 Page 1 of 6
CONFIDENTIAL
EFTA 00135964
EFTA01277197

SUBS
Business Services Account Account name: Your Financial Advisor.
Friendly account name:MAX F • SCOTT STACK MANLYLE CASRIEL
March 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (I) your account
• Cash and money balances may include
A Cash and rrxmey balances 1,488.24 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,488.24 100.00%
A
Value of your account $1,488.24
Eye on the markets
Percentage change
Index March 2017 Year to date
S&P 500 0.12% 6.07%
Russell 3000 0.07% 5.74%
MSC I - Europe, Australia & Far East 2.87% 7.39%
Barclays Capital U.S. Aggregate Bond Index -0.05% 0.82%
Interest rates on March 31, 2017
3-month Treasury bills: 0.74%
One-month LIBOR: 0.98%
ANP7C003001079164 NP70C0126793 92601 0317 006030000 Y123661 SS0 10MitiyGitoco25er 2 of 6
CONFIDENTIAL
EFTA_00135965
EFTA01277198

SUBS Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYL€ CASRIEL
March 2017 Account number.
Change in the value of your account UBS Bank USA Business Account APY
March 2017 (Si Year to date (I) Interest period Feb 7 - Mar 6
Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Feb 7 13,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Mar 6 11,488.24
indicting investments transferred
Number of days in n. terest period 28
cut 0 00 -1,75D00
Average daily balance $2,800.74
Closing account value $1,488.24 $1,488.24
Interest earned 10. 00
Cash activity summary
Annual oercentaoe yield earned 000%
See Account activity this month for deliI t Balances in your Sweep Options are indudedin the cnering and
Your investment objectives:
closing balances value. FDIC insurance apclies only to deposits at UBS Bank IlTA, not to deposits at UBS AG.
5.131104 EtanCh or bank deposits Platedthroucp the UBS InternatOnd DePOYlt AttOunt prOcYarn. SIPC
rrOtediOn applies to money market sweep fund holdings but me Part deposits. Seeimportant lobrmation
abOot your steer:fent on the last two pages N this document for detals. You have identified the following investrnent objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
March 2017 (1) Year to date (1) Financial Advisor or Branch Manage,. You can find a ful description of the alternative
Opening balances $1,488.24 $3,238.24 investment objectwes in Important information about your statement at the end of this
document
Subtracnons
Your return objective:
Other funds debited 000 4,750.00
Capital appreciation
Total subtractions $0.00 -$1,750.00 Your risk profile:
Primary - Moderate
Net cash flow $0.00 -$1,750.00
Investment ehg rainy ccrisderabon None selected
Closing balances $1,488.24 $1,488.24
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025346
ANP7C003001079155 NV7003126793 00031 0317 000330000 Y123661550 100000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00135966
EFTA01277199

*UBS
Yournotes
raGeommonms..ocouemoom ommooemrmscssom..., G. .......•. s
CONFIDENTIAL
EFT,00B390
EFTA01277200

Business Services Account Account name: MAX FOUNDATION Your Finandal Advisor:
UBS
S Friendly account name:MAX FOUNDATION SCOTT STACK MAN:LYLE CAMEL
March 2017 Account number.
Your assets
Sane OnCeS, income and (orient va ueS Sherd) May be EppiOnirrele. AS a result. dal in andlossesIna/ PCI
be ECoodlely refkcled. Set Aporunt infosenafron about your gatemen: a she end of ins dace:nem for
more inlommon.
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bant USA depoat account balances,
UBS AG Stanford Branch depoot account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured try the rDC vMlhn applicable limits, but are no
protected by SIPC. ties AG Stanford Brant h deposit amoum balances an not insured by FDIC and are not
protected by SSC Money rnamet sweep batances are protected by SSC but are not insured by the FDIC.
See the important information about your statement at the end of this document for deans about nose
balances.
Goering bdance ClaimsI:Wane en re per Male Average Dividend Interest Days
Hddng on Ms I (5) on Mar 3I (S) on Mar 35 rate period period Cap /flaunt (S)
Cash -1,750.00 0.00
L:35 BANK USA 81/5 ACC: 3.23824 1.488 24 250.000 00
Total 11,48824 $148824
Your total assets
neKentage Or COSt aline:fed tinreasted
value on Mar 3t (SI your account bass (S) annual incur* (Si gain or loss (5)
Cash Cash and money balances 1,48824 100.00% 1,48824
Total $1,488.24 100.00% $1,488.24
Account activity this month
Orle Activity Delcrctiol Amount (5)
Money balance activities Feb 28 Balance forward 8323824
Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/28/17 -1,750.00
Mar 31 Closing UK Bank USA Business Acton M 11.48824
The UBS Barn USA Business Account Is your primary sweep option.
SDNY GM 00025348
men TCOOKIOI 079157 Nn7000126793 0003I 03 I 7 000m0000 Y123661%0100000 Page 5 of 6
CONFIDENTIAL
EFTA_00135968
EFTA01277201

*UBS
Your notes
"-===
eems_GuaeessIsts s o
CONFIDENTIAL
EFTA,135969
EFTA01277202

Important information about your statement
LBS Immoral Services Pc. (the Fern a UBS Fan& hear IroMyOu no later than 60 days after the Fern UBS Financial Services adman protedion • Produce Current/dome; basements seeking the
Sets). is a merrber of all principal washy, ccmrroday fiord you the tut statement on which the err or The rim is a member of the Seca Rio, bovax Worection generation of none onb.
and optkrisexchapes. UBS Financial %niers and U135 Problem a:Pend. Corporation (LPC). which prole& wadies custom., • Adam Capital Apprecaten: lineaments leaking
Bank USA n i-drect subsilones of UPS AG and - Novae yotr name ad accant nyder Gf any) of its member, into $503,0000-cldeg $250.030 for growth of or:idealrather than the gereratim of
affiliates of UBS Seostin LK. the Fim's theme' - Ceara& IN error or tie tanner )Cu we inure dains for cash). Prefatory briochese available upon income.
statement is available upon regdst The Fen's extort% about, ad einem as dearly aye car why you moan or at *twain:nag. The SEC asset protection • Peroduce Condonation of Mame and Capital
offices are at belied d is anm u a why ea need mar knits apply to all arsons tat you holds a particular Appnanaon. Imesinunts seeking both the generation
LOS Finacol Sentes m. - H Pr a o m vid m et i h e e r . d oter amccnt d to suspected era. T ca h p e a F c i i n ty i . , together vrith ceruin affiliates, has also of income ad growth of remind.
1200 Harbor Boulevard purchased apple/mita( insane. The marmum Overdid& profiles
Weehawken, RI 07086 The Finn or Card Issuer wil rwestgste your owl:dint snood payable to al Ogg* diets, collectively sunder • Cookware.: Seeks to martin Min piPpal, with
and will coned any error promptly For alleged errors this protection is 1500 million ea at December 10, 2016.
L o T B f h f i i S s c i F s a t h l a a t t a e n r m c d i e a x n l u S t n r e e e n p n d re e t% s s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r n c e i i c a c o l i r n r e d g c s d o , a e rd t x a o e s f p h y t o o u u l ' d m y rh o o o u r lv e i a n th g c a s o n U r B 1 n S 0 f V t o c e r s t a h io l, e & n a s t m o d i a o l y u e s n a - t t d o y e o & r u e t - t h e h a i i s n ch k , : w r is e e % in w i e f i r l w l r c o e r r e , t B d ak i o t e t ha t S e h g t e b g f - i e i t r a g m a la i d s t h f f u o e r r t a p h l e o l y r k p o y r u c o o t a e r c c d c t l e o ik u d e n f - t a i s s h a u e n d ld t o f i e s n $ a i 1 la t . a 9 tio l m i n :L % ill e i o c a a n r s n h a th e l i t n o h c w a o t r m n is o e k u a a n n s r d o t h v t o e r l a a it t c i l a c it n r y u d t e o m d t e h o t e e r s a o n c t o c k u t e s g e e e p n t p e h r a e a r * t a e w l I , i i g e th v n e il n it 4 a rt
rot be relied rpm II you been* there is an error cr you eel have the use of the money dung he tine it capacity A fill copy of he poky worderg is availabk inflation.
omission please report it immediately n writing to the takes us to complete our iwestiption. wan mount. • Moderate: Mang to accept sane risk to pincgal ad
Brandi Manager of the afire wvig your accord. tolerate sane volalaity to seek higher returns.
Please mike all checks payable to the Fern or the The SIPC protect:to and the supplemental protection • Aggressee: Wiling to accept hip risk to pnnopal at
Altoup a hoses shown are Mended to be sweat,. Gum& insteulion notated on the kart of thn both do not apply to. high volatility to wee hobream owe time
statement data shouk1n ot be used kr to proposes Rely steamed In addition to nods Joan Ids, accounts • Casein financial assets controlled by (and ridded es • enwstinant Eigenny Cone:Srd ame whetta a
scab on yeamnd tax krms, fte Form 1099. 5498. mw be "Pact to mantena-ce lees, chaps for late your account value) but held awayfrom UBSFinewol Portion of the portfolio for tat account may include
10425. etc ) when ftrepamg your lax return. The Fim payment kr securities purchases and charges kr unpaid Services (e.g., certain (brash at UBS Ark USA, 00 conplw strategies, 'rated 1i4ii6ty and rater
required by law to refxn to he IRS alterable denten& anions n cash accotnts Account that aw tansferred cash at SAG US. Branches, On instance products, volatifty.
dportabb nontaxable &kW& and uuble Vanes to other instadons may be subject to a transfer lee. including variable annuities, and (iv) shires of mutual
earned en familia held h you accord, net proceeds funds weed such shares are registered drectly n the Statement shewitholdne
on see tramactions, ad con basisoncertain covered UBS tamp Options nano of the account holder n the books and records We may consolidate at Sated account statements with
catkin. 1.85 offers options kr sweepings cash Maces, balances of to irate a leaaffn agent); the sin* address in the sane envelope, eg. because
to bat deposits at UBS Bat USA and CBS AG Stamford • Inge/m.2M OXItraCtSOr midtown! interests (eg. they have .ernes rev abo mantan jord accord
Ceewardatkno with des Finn branch (Brit Sweep Progank), mow/ mind mutual limited partnerships ad private placements) that are relationems with other clients at the sans address. If
• Please reconfirm ary oral communoations in wrerg fads Money Funds) at the Intonational Depose not registered under the Securities Act of 1933; ad you prefer to receive indiednal Pato-runts mailed
to further protect your rites indudrg your rights Adore (DA) fa et/stomas with an heemalknal • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houNhdding by
under the Seo_dies Investor Protection An (WA). Reserve Management Account. Through the Bark precious metal coreracts3 including f duces contacts cali-g your Fe-uncial Advisor.
• If thefinancial ectitution en the top left of to hod Sweep Program% cash balaces re swept to LEIS Balk and commodity option contract
ol this slimed knot UBS f rarzal Strides, UBS USA Lp to anestablished knit ad then to UBS AG the SIPC dotecton and the supplemental protfrion do Friendly anienattnliMe
F br i o n k n e c r i a b l y S a i r m ra ia -g n e c m a e rr n ie t s w y i o th u t h a e c c f a lo m a t t a e s d d i • n a s r l i a n u g t ion B S a ta n n k f U o S rd A f a r r e e n F ch IX a e a n W ure r d a i y n F a i c n c d o . r d D an e c p e o s w k h s h a t F % C S C S n o o n t y a o p u p r l k y l a to te t r h n e e s c e t s O . 5 T 5 h th e , W ve C n d pr t o h t e e y c o t: t a h t e a rw d is t e h a e p pear T ch h o e s F e r n ie b n y d l y y o a u c t c o o u a n ss t i n st o y m ou i w s a it h tu y n o a ur s r . e .. c d o b rd l. k ' e M ep a id n a n'
We informed yin of this relationsh1704.1en)MI nibs. For more elfa rnati:n patese visit wmvidic got protection do not protect aging changes has ro legal effect taloa account You can chincfr
opened this accost h On cast your kr& and Deposes ALM AG StamfordBra& ad shares of notemaid vale of you., iniestments (whether as a your Friendly accord nano, through OnIne Union a
Noshes tre kcal% at UBS financial Services and rot Morey Finds are rot hared by the FDIC. result of market movement issuer ba-kruptcy re by dreading you F Inman Admix.
the hoodseg brder, ad you mist make a repsei otherwafr
of any car or omission to both firm Through the DA, cash balances we swept to deposit Ao:ount overview
• As delated in the accont agreements, rill must accounts at UBS AG New York Branch and UBS AG Dividend ReiWdebibent Program (DRIP) • Veld of per amentrportfolo. Net of assets ad
roily us of any ends or fraud infixing decks Cayman Branch. These deposes are not insured byte The peke reflected is an average dice You may obtan liabilities,
retlecied on yOur statement within 30 days after 4 was 'DC. Balances held at MU% AG Cayman french are the actual price from you &radial Advisor. Dray lade • Ayala Includes avalrble cash balances, wares for
mailed or made eyelid*. ferrpararly noosed to the sovereign rid of the Cayman torts neutrals% under DPW; partial thaws will be restricted security Pst 3 and GlobalTime &posh.,
• Please died *sower camplains or hathies to the bland% and there is no ascent.. or other obigation of sold ad ten cash wit be &posited h your accord TM unreaked marks to ma-ket, and certah assets not held
Fine,Clem Retaken Deparment a 101.352.1699 LEIS AG to repay the balances while cn the UBS Cayman dviderd reiwestmere price applied by the %Ler may by the FOrl. Does not indude winked securstiesrassets
or tolleree at 8C0-3549I03, 8:CO A.M. to 6 CO P.M. Bench's bxks. • f tom the market price at which the partial shires at the end a the prior and ament statement penods, a
ET Mondry through Frday, or in ming MU% we sold private Met:myna indeed stock options and
Fi-uncial %nice m., Client Relations Depairnat Depods a LES Bat L6A and each UBS AG Branch are OthiCit.240 nod. options
• P A 4 . I O n I s o . t t B e o o a b y j t e 7 it c 6 e t 6 e s U d s t n o h io a e n ll i b C t e in h d y ti e , n e W g m w 0 e 7 i d t C h c i $ o n 7 m C . p O l e d t a e y e s n d waste r b b o e y l t S o p I w P ro C . t . e S c e te e d U by % S I F PC r . i a M & on S ey er F vi u c n es d A sh c i c re o s r d ar F e r p o r t o e t c e t c io te n d " C a en n ia t y it t l r e w ir d h r d t o o l l y e a u p n a its i d m u e,i s t e e a h s e a l d re i s n u y h o o u f ' a a c d c n o id rd e . r d I D f y a e r n n ' • • lo a C e m i a a s n c h n r / i e m ta d o s it . n l M e in y e b i , d a s b i h n s o c r d e t e s a b . c T e c o b o t a a r l d l a o n b f c a e u l % a n n i n c c v e u e s m s . te a d n w di i p n r d ru * rg in
• for IlY services Cal 84d-612.0986 or ham outside or otherwise, the Fern MI ether sell panel rat a cash balinces, pies depose balances en UBS Bank USA,
the US.: Cal Z01.352.1495 Upon your request, balances in tee Bank Sweep market price a accept an amard doteemined by a UBS AG U.S Branches ad money market mewl had
• c I f n a a r c d d a s ; tr e t a r o n a f s n ' a ,T s ct O i i t o M ( n E s o T , r D c W a . ll ill ions about an c e c l w V ec a i t l r a e o • n d t i o c e b U i B t S r M P e r t a o u s g r e r n a r e m R d s t e o o d r y D m ou A a y e m b r a i e c y l i a b q e u s i w d t a a it t h s e d d e , r s a e w a n n c i c t a h o n e r d d p s r . h o a c r e e e s d e s t a I r n e v g e n s e t r m ed e n d t e o w b e je d c a ti g o e n n s c y, and credit year award. N n sw o e t e n n e -c p e o b g m a a l m a t n o e c d e d i % ty t o f a r r e l n e th o c e r t e h c a e la k r d b b a a o l l a a f n n th c c e e e s s s a t in a n t d y e m e th a e e n a F t c p im c e o r m i r o d a d y w e
F W ro ee n h tl a e w t & ke ra n c N e I s 0 e 7 x 0 ., % , An v n ia P ONWE li S d A , S 6 e t r h d f e lo s o , r, Father Mormation about available sweep options, e th a e ch m ac a c i o lm un e t n an o d b m je a ct y iv v e a s r e y b rd e t r w is e k e p n r o y f o il u e r s a e c s c p o e s c t ie to b us a e l m any s o . f T t h h e e s s e e f u la n d ds s a h d t p h w e a O b r l d a i n o e p y e n co y u o r u se r o de f m Cs a nd.
C sta a e l a m e w n r t i t c e c a re s c s e o i o p n t i a s s * y r o a u g ca o n r , i i f f y y o o u u l n e e e ed k m b o a r r e o n w r m c b l v y a . u c ir b a g s lli , n c c g o u r B r r e e 3 a d 0 r - d i 7 r e e 6 p e 2 y r . e r 1 e s 0 l t d 0 r s 0 a , . t e fr s o a m n d yo y u ie r l F ds n , a a n c a i v a a l i A la d b v le n o a r t P i t n g v o r e i x t s k * tm a a e n i n d t t c e & ha s th n c e g h e F w i ir n m a o p r F e r o s o r f n e a p a g t c b - h c i a n id c in c s c i o l i u t r i d a ng b h o o e n f t c i a , r y y ou This total is ew Wad in Be aunt period closing yaks?
Varmaton %cut a trader on the statement or choose one of the %owing investment objecthes.
tempt. The Film or Card beer (as anoleable) must
SDNY_G Pi 0002 5350
CONFIDENTIAL
EFTA 001;5970
EFTA01277203

Important information about your statement (thIMMted)
Lancing infonnation believe to be reliable, but we do not gannet their - DP, and iskrted REIT swains are not listed on a Lein invesurem oust MOS toad den% we actor
is delaiechnlomillon on the Finis lending rakes accuracy. natimal warns tahange, and av generally as Mikes receive (OWLS rhrigcon.ensseion
and *Outfits. refer to au- Client ledatadop - We pens* use tie closeg pine whin add* a illiquid and even if they ca n be sold In price Iron may of the narance corrpanies wamniting
Aereement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than to share estimated the annuty extracts. Manes of the Indiana
Terms and Conditions. LES Statement of Credit Practices modifies and optiors or or bd prices 1st OTC vats provided n the accost statement. ampanes or sporeors of the set investmem trusts
available in Agreements andD isclosures a secretes. we distribute.
loopy (Aara narrounalrimoret. - Less actisey traded securities may be priced nand a • Rankled nosities Restricted secuitin primly ▪ Our ifiliates aka reeds trading comnimiont aM
valuation model ate most recent prke we ay rot curierdfr eighte for public sale. UBS Financial otercompensation from mutual funds and imura-co
Yew wets dmined and may not reflect al actual market price Services uses the market price of the unrestricted clods compares whose products we dstrion.
Your staemem itemees wcurities ad other assets heti a mkt of the sane issuer in an imputed value far the — We receive in acme' fee frcm Leslie.* USA and
is the account at the end of tie stamen period. You - Cenan aoatiro may appear wants a price ad restricted stook lor amensof this statement onyx To LISS AG Stanford Branch of up to 125 pa arrant
may ak for dawn a bay pad sonnies at art time. will thew fa •F in was rot avalable• 4 we no the extent that nnwided secures are eligble la ule, sweeping to the basks isder the LEG Bari Sweep
You may receive securities wed as loan collateral alter unable to obtain a price for a security the sole wend may be abstantialfr loss than the Program.
paying any balance cle on them. Any securities - Deposits a securities derceninated iicurrercies wand value town
trans:Suedto the Fin drag the statement period are other than U.S. doll's are reflected a the eichange Activity
lender market mew as ol the end ol the statenwe rate a of the statement date. • dB leafleted) Icon► current yields and raw Information repining commoscre and otter charges
period. - kr cerrain wain% tradng in nonconfo rning An *statues of a-nal infant is based on carol incurred in correction with to fackslon of twin,
• Cart ban. In datemning the cost basis of the denominations. pice and qua-My:dace mole) may :Wicked ad interest rates, attuning tie watines will inducinganion transactions has been included on
smokes included in this sta nemia, Mere indicated have been adjusted to facilitatePaper Valuakee be held for one year from statement date or tree confirmations previous)/ furnished so you, ad well be
web the natter 'I,' LES Fhancial Servkes has relied To cbtan °rem quotations, when awaila. contact maturity. This tisane* is only a gudelne, accuracy provided to you promptly co recpest.
oninformation cbtained from sources other than UPS ".:of ial Act, r. cr. ad continued income are not guaanteed
Rhanual Senices, including nformstion from anceho - Estimated arrod income and carom weld fa Shoat selling
Fins a that you may haw providedto you Penmen certain hpes of searbin could include a Mum of If you.. engaged in short selling a secure% you may
Advisor. The firm does rot independently wan Cr (hcldith cared prixial or capital gam n which ewe the en. incur a charge due to certain tarowith costs to that
garnet the arcane, a satiny of are irdonnaton .:: • . ; • .... :sad real estate imestment tun income (ad cenert yield mold be overstated. palkular sectrey.
provided by sosces other thin LEA. Fiencial Semite,. cneaf.$) palms are gentesly highfr - Estimated armed none ad anent yield and the
h addein although LBS Festal Senses grimily, tepid Certain stralwed ;masts haw not been null imam andyield mita be lower a higher OPen orders
updates his Merman:nes its received. the Arm registered with tie Securities and foitaa-w than the Activated amonts. Regarding wen or 'aod-tilLeancellee ceders tat
does not provide any wares tat the idomnaim Canmasion or uncle any state securities laws. We ▪ An estimateof a-rualeted income (ardend enact mere rot executed by the statemert date, open buy and
tit 'Cost basis' and "Unrealized gar' loss' is croak *sainted vases la private investment interest) divided by the curent maket see stop cram re reduced by the amount d diedends
accurate as of to date of this stamen. As such. stains artchInstured products for Hamad awl veleta& age balance is based on the last Band or rims on an adividara a argils date unless
phase do rot ray on this information to make Inposes only Acct.r Joy is rot guaranteed or Merest payment made by the hoer and inset-cad otherwise by you. You are responsble for
arena cr sale decisions. fa tse Wanes or - These values nny differ ssbnantiaty from prces. il newt tie sent/esadeposas will be held for ore orders that re executed die to your failure to cancel
otherwise Accounts tratiested to the rim may any, at which a prime int security a year from the statement :We or until matey. enging open ceders.
reflect gen loss nIcrmaticn only foe the period ch stratum:I product may be bought or sold and do Accuracy ad contrthed weld ay not curried
tine they OM held a the Filet More historical rot necesurifr represers the vela you may recent Privacy
MarnaCa can be aiad by year Fnarcia Advisor. won liquidation. • Assets net held by UBS Financial Services. Cortan To obtan a copy of as currant Client Privacy:tat
- Third party estimates of vela re a of a certain zee% we rot held by the Fim ardna within the please anted of Financial Adviser or visit as wetche
• Unrealized gains/kens When data is xailt date ad av supplied to UBS Fna-cial Seines on a Fern's possession or anvol. These awls ere at wrow the ownasionosirt.
estmated La-reaped gainsnomes are calculated fir midi bays by an indepanden valuation if:thawed on you statement for informational — LEG F rumor Senices isnot a bank. The IRMA, Business
ratan: stony lots The (inaction data for - Issuer, ginner paint( or sponvx estimated valet, purposes only Positions and values presented are Services Account 65A and IIMA an brokerage
it:drawl Ms may or may not reflect canniksiors, it are, are applied to the Fins bylaw issue; provided by the issung fan UBS F runnel Services accounts which amnia access to baiting servos ad
charges arida security reorganization events. antral partner or sponsor and may be cakulited not responds'e for this ilarnaion and does not PrOciacts trough a-range:mints with offload banks
°Sand and oter reinvettneni lots ad systematic based on deferent information tan flatbed by guarantee its accuracy. Thew assets are not protected and od-er tad party banks. ads provides access to
puchne Ws are each combined to dithlay ore 'bed patties loamw tier minuted values. by SPC or the fins supplementaISIPC comma. rtuterce and emu:DJ prodads issued by amnia/red
swaged lot The 'Trade date cotton pewits the - You can obtain adibianal iicematim regarding taiiparty asurance companies througn insane
original transaction trade dale. to methodology used to determine the estimate of • Revenue thawing and ethillaned ccenpeneetion. agency strident. of LBS Financial Sines Inc
value ad the date of the a-kernel/onthat is the - h addikn to °amnions on cake rd 12b:l fees - impatient esura-ce, ad array protacto
• Callable seasities Bonds and preferred stock that bast for the estimate by contactag your Raanoal ranted in connenion with the dinriosion of mutual - Not FDIC reured• leo bank guarantee May bse vale
to tea cals for nit redemption veil be selected Advest. tins to our dents ere aidO r Our affiliate recto* - lMA. Fasciae leanagennent Account Busness
Martially by lot from anwg all startles of tat - Third party etlinaSed vitas may be reflected at riven.* thing parer., Iran detrbtscris ands Siena, Account BSA. IRMA end nteristional Resource
issue held n our name or in nomage nine ffoar cer 'We pad' in several "Manny when an advisors of the mutual bra that we cell Mee Management Aactal a-9 registered service males of
dents. Call Sean Hamann is obtainedfromthird rdeperdent valuation fern has not smpled a rants are based on two d Berea cormorants: IA LI3SFinaririalSenices hc.
parties and is accuracy e not gwanteed. Other call unable to assign a vales when we become aware the arrest of sales by LBS of a particulai mutual - VISA is a registered tadernat owned by Visa
teases may east which mutt affect yield complete that a material event has *coated that may call a fund finely to Ow ClentS; and 60 the asset ale a a httenatianal Service Association at used ceder
Hama on will be provided upon request previous)/ reported inks am queition. or Wien a particule Matt& find fm e/ s sharesheld at the The UBS Visa credo cods ard the UPS Visa
value would be highly spasaire due to denature fern SW cards are issued by LIDS Ban USA with
• Certificates of &Peal MOB COs are RIAC retired a the warty. - We ardour affiliate also receive nit:markt-gad permission fr om Visa U.S.A. ITOrpOrated. AA other
up to S250,000 it principal and accrued interest per - When neater an issue, general partner or sponsor onnbus processng fees in consiarattrif Or a-envier trademarks, registered tracenwks, sena maks end
deposta and w deposnory institutionl h accordance estimated value nor a thedststy estimated vale it ages services that we provde to tie mutual funds. registered senice marks are of ter retpeciate
with MK nit. ponied, the vale ode smutty will be different These fees garishly n paid frominvestor assets h compthies
horn its artist price. tie mutual fu nd and are a Gad dollar arrant bawd
• Price/value Prices displayed for securities and other - 'Distributionsto date' may include reason of on the number of ace:erns at the braerdeale-
Priodsts may be higher or lower that the price that capital, mane orboeh. holdng meal tuts ol that fu-d lardy.
you would actualb receive in he market. Prices ire - 'original unit size • represent the ndal alltnn9 — h !edition to carmitsims received in connection
obtained from varkus tad pity sources *hit we pre per east and my not reflect yow cost bass. with tlw sir or dittnIutkin of annuity contracts and UN Financial Service. Inc Rev 2 0170)
SDNY_GM_00025351
CONFIDENTIAL
EFIA_00135971
EFTA01277204

1.83S Fewincial Services tic
SUBS Private Wealth Management Business Services Account
299 Park Avenue
25th Floor
New York 14Y 10171.0002 April 2017
ANe70036548990417 X1 Y1 0
MAX FOUNDATON
PO BOX 308
TEANECK NJ 07666.0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKLIANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on March 31 (5) On April 28 (1)
account
Your assets 1,488.24 1,488.24
Visit our website: Your liabilities 0.00 0.00
www.ubscomainanciafservices
Value of your account $1A88.24 $1A88.24
Items for your attention
. CU! Capital Mjrkcl ALoarnptaaro and
Strategic Asset Alloca tOns were updated
at the end of Feb. These changes may
impact your portfolio. Please call your Sources of your account growth
advisor with any questions Tracking the value of your account duriag 2017
Value of your account
at year end 2016 43238.24
Net deposits and
7,238.2 withdrarrals -51,750.02
Vat kneStrYlent return
5.238.2
Change in
3,238.2 market Mu. 50.00
Value of your account
1 4882 1,4892
on Apr 28. 2017 $7,480.24
Dec 2014 Dec 7015 Dec 2016 Mat 2017 Apr 2017
SDNY GM 00025352
Member SIPC ANP700CQ0C0654699NP70000E311600031 0417 000030000 Y123661550100000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35972
EFTA01277205

SUBS
Business Services Account Account name: MAX FOUNDATION Your Nnuncial Advisor-
Friendly account name:MAX F ATION SCOTT STACK MANLYLE CASRIEL
April 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 28 (1) your account
• Cash and money balances may include
A Cash and money balances 1,488.24 100 00% Your current asset allocation available cash balances. VIIIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yoor statement on the last
two pages of this statement for details about
those balances
Total assets $1,480.24 100.00%
A
Value of your account $1,488.24
Eye on the markets
as of April 27, 2017
Percentage change
Index April 2017 Year to date
S&P 500 1.22% 7.36%
Russell 3000 1.38% 7.2O%
MSC I - Europe, Australia & Far East 2.72% 10.30%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.51%
Interest rates on April 27, 2017
3-month Treasury bills: 0.79%
One-month LIBOR: 0.99%
ANP7C0020C06$4900 NP7000063116 MCC 0417 DOCO0C000 Y123661650 10MitGitoo025,asgo 2 of 6
CONFIDENTIAL
EFTA_00135973
EFTA01277206

Business Services Account Account name: MAX FOUNDATION Your rinandal Advisor:
*US Friendly account narne: MAX FOUNDATION SCOTT STACKM/110/LE CASRIEL
Account number.
Change in the value of your account UBS Bank USA Business Account APY
April 2017 ($1 Year to date IS) Interest period Mar 7 - Apr 6
Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Mar 7 51,488.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Apr 6 11,488.24
including investments transferred
Number of days in merest period 31
out 0 00 -1,750.00
Average daily balance $1,488.24
Closing account value $1,488.24 $1,488.24
Interest earned 10. 00
Cash activity summary
Annual cercentaae yield earned 000%
See Account Activity this month for onalt Balances in your Sweep Options are indudedin the rowing and
closing balances ave. FCC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. Your investment objectives:
stallions Branch or bank oirsona paced througs the UBS intematond crow Account program. SIPC
protection exiles to money mantel sweep fund hddInGSbuI not bane deposits. See Important intorrnabon
about your statement NI the last two pages d this 00C Lament for ttetals You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
April 2017 (1) Year to date 117 Financial Advisor or Branch Manager. You can find a ful description of the alternative
Opening balances $1,488.24 $3,238.24 investment objectnes in important information about your statement at the end of this
document
Subtractx>ns
Your return objective:
Other funds debited 0.00 -1,750.00
Capital appreciation
Total subtractions $0.00 -$1,750.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$1,750.00
Investment ehgbihty oxisideratton None selected
Closing balances $1,488.24 $1,488.24
Your account instructions
• Your account cost basisdefaultclosing method is AFO, First In, First Out
SDNY GM 00025354
ANP7COCROCOGSan01 NP7003063116 00(:01 041 7 000:00000 Y123661 SSO 100000 Page 3 of 6
CONFIDENTIAL
EFTA_00135974
EFTA01277207

*UBS
Yournotes
CONFIDENTIAL
EFT,00B5975
EFTA01277208

SUBS Business Services Account Account name: MAX FOUNDATION Your ft nandal Advisor.
Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
April 2017 Account number
Your assets
Some prices, income and current values shown may teapproxirrece. As a resit. cairn andlosses may not
be accurately refkaed. See Amazon intommaon arbour your statement a lue end of the ctcumem for
won Infornalon.
Cash
Cash and money balances
Cast, and mority betas-Katmai include avatar& cash balances, UBS Bar* USA deposit account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured [gine FCC i 4Ihn aoplicebie limits, but are not
protected by DPC UBS AG Stanford Brant hdepokt ace punt balances are not Sleeted by FDIC and are not
protected by SIFC Money Market sweep batances are protected by SEC bin ace not nsured by the FDIC.
See the important information about your sfafement at the end of this docurnent for del aih about those
blames.
0pertng tulaxe Cloung baaxe ante per share Average DttidenclIMeteil Days n
Hddng on Apr 1 (1) on Apr 213 (1) on Apr 213 (S) rate period period Cap mount (S)
UBS BANK USA BUS ACCT 1,48524 1,458.24 250.000.00
Your total assets
Keceniao: of Cost Esbmae0 Unreatied
Value on Apr 28 (5) your acounl basis CS/ annual memos (1) gain or 1055 (5)
Cash Cash and money balances 1,488.24 100.00% 1,488.24
Total $1,488.24 100.00% $1,488.24
SDNY GM 00025356
CONFIDAENP700N070C06T54903I HAP7003L06311 6 00001 0417 00C030000 Y123661550100000 Page S of 6
EFTA_00 I 35976
EFTA01277209

*UBS
Your notes
66,,...6,..666 ,666.6G66,66,6,..66.,.66,666,666.6G. 6 ol 6
End of 6,6,66, 6,6 for account 66.1:66
CONFIDENTIAL
EFT,00B5977
EFTA01277210

Important information about your statement
CBS Inancial Services tic. (the Firm a UBS Finarcial her froMyOu no later than 60 days alter the Fen UBS Financial Services axon protettion • Produce CurrentM c** Miestments seek ng the
Sicked is a merriest of all principal madly, ccmrrodey seed you the list statement on which the ems or The rim is a member of to Soma dies Mess:. chmttion generation of hcone any.
and optithis exchanges. UBS Financial Seniors and CBS Problem *Peand Corporation &PCT. which poles* seam* customers • Achieve Capital Annotation: linestments seeking
Bank USA as i-diect subsilenes of UPS AG and - Proud. pow name and *cant Mater BF any) of its members solo $5C0,0000-cldi-g 5250.000 for growth of principal rather than the gereralith of
affiliates of UBS Secretes LK. The Fim's I hanoal - Cesabe to error or tie trawler )Cu as inure dains for cash). &dietary brochse available upon income.
statement is available upon rented. The FinYs twos% about, and *darn as clearly *you car why you reqthsi or at wake spears The WC asset protection • Piroduce Condonation of incase and Capital
offices are at believe d is anm u a why wu need mad knits apply to all arson tut you Fold in a prticular Appnaation. Inwsernents seeking both the generation
Haman:re capacity. of none and growth of pr'ncethl.
IBS Fina-cel Sentes — Proide the dolor amast of to suspected era. The Fins, together neth cenain affiliates, has also
1200 Harbor Boulevard oirthasei apple/mental insane. he mavmum Overall risk profiles
Weehawken, NJ 07086 The Finn or Card Issuer wil inestgite rut ampla'ne amount payable to al elgble diens, tokttwek unlet • Conseriatee. Seeks to maintein ntit weep* with
and will course thy mar promptly. For alleged errors this *citation is 1500 million is of December 10, 2016.
C Th B i S s F st in a a te n m ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m in o vo re lv t i h ng a n U B 1 S 0 V br i a a i o n n d s e d b a it y c s a - t d o t & ra t n h s i a s c , t w :a e m w if i l w l c e re t d ak k e t S h u e b j f e ir c m t t o is m fu e rt h p e a r c p y r c o o te r c d t i e ti d th fa e a up d t o ra $ d 1 ia .9 tio m n i s ll . i o ca n s i h n a th e l i t n o h c w a o t r m n is e u k a n it s 'd I n . t . h . n e G a * c 1 c a o 4 d u l n o m t d t a h o y e e r s a o n c t o c k t o e g r e d e p n t p e h e r e a a r t a e w l I , i i g w th n e if n k i a f rt
n of o fi t c b ia e l r t e u li . e d d x s u p n a e n n I t I s y . o c u o b n e ta t n e n .* g t h c e o r n e e is li o a n n g m da o ta t a s hould r y ya ou s e * el c h o a r v d e f th o e r t u h s e e a o m f o th u e n m t y o o n u e t y h d in u k n 6 ng in h e e m t o in r, e s o it t hat a c g ip g t r h e i g t a y t e A fo I% r a l c ly o i p n y g o a f c t c e o e u p n o ts k h y e l w d a re d a in p g a i n s : a s v t a a il r a ble inflation.
omission please report it immediately n writing to the takes us to canpleee our imeseiption. Upon request • Moderate: Wiling to accept sane risk to pincipal and
Brandi Manager of the office wvig your acccant. tokrate sane vdaliky to seek higher returns.
Please mike all checks payable to the Fern or the The SIPC protectin and the supplemental protection • Aggrelaive: Willrg to accept hiji r* to *nodal at
Allthcsip a Agates shovel ate Mended to be accurate, linnmi insteution radcated on the Pon of that both do nil apply to. high volatility to seek Fegh returns owe time.
statement data exukl not be used kr tai proposes Rely statement In addition to regale /coon fees, accounts • Certain financial assets controlled by (and *Wed in • fnarstaant Eigedity Consderation f selected a
sciek on yeamind tax tams, ete Form 1099. 5498. may be abject to mareena-ce lees, doges for late your account value) but held awayfrom UBS Finial Portion of the portfolio for teat account may include
1042$, etc ) when prepamg your lax return. The Fim parr-ant kr securities purchases and charges kr unpaid Service, (e.g., certain 0) cash *1.)BS Bak 1.64, 00 conp*Braegies, Meted liosicky and rater
required by law to refxn to he IRS all livable decked, *marts n cash acconts Accounts that an tandem% cash at SAG US. Branches, OM narance products,
issportebb rantaubk ckriihnik and tax% le Merest to other nonagons may be subject to a transfer lee. including Mehk annuities, and (iv) shires of mutual
earned en families held h you account net proceeds funds inhere such Sures ant registered drectly h the Statement Thouieltokfne
on see tranaclions, ad cod basis on certain covered UBS Sweep Options nam of the account holder on the bocks rd records We may consolidate al related account statements with
sari*. CBS offers options kr sweeping cash bala-cek balances of U. faux or trade- Kant); the sue address in the sane envelope, eg. because
to bat deposits at UBS Bat US& and LDS AG Stamford • Investment <camels or rrvestnert interests (e.g.. they have owners wen also mantan jest account
Cownedatkno with FM Finn branch (Bak Sweep Progeny), moray Marker mutual limited partnerships ad private placements) tut are relationthips wt other clients at the same address. If
• Please resortr im ivy oral cormuncat•one in *rag tads Money Furds)sod the Intonational Depose not registered under the Securities Act of 1933; erd you profi v to receive individual statements mailed es
to further protect your ridth inSudrg your rchts Account (DA) fa cratoman with an 1-demeithal • Commodities enacts lig, foreign exchange and sego*e envelopes, yea maydecline houuholding by
under the Seo_reies Investor Protection Act (SPA) Resonate Management Account. Through the Bo* Faciasmetal cortractsk incluclrg f tour* contacts calling your Fr racial Advisor.
• If thefinancial Yttitution on the top left of to trcrn Sweep Programs, cash balances as swept to U3S Sad ad commodity option contracts.
of this stamen isnot CBS farad &meet CBS USA so to an established kne ad then to UBS AG the SIPC protecton and the supplemental protttion do 'friendly acitOkait name
Finincial Sonic* carries year itackint as Mating Stamford (ameba a Wray Furd. Deposes al LDS not apply to these !Web then if they °Sunrise appear The Friendly account nine is a cunankable 'niknane'
tinker by arra-gement with the edcated insitution Bank USA we FDIC insured in accordance with FCC on your slatements. The SEC protedith ad the chosen by you to assist you with your recordleepiny
We in you of this relatcns i7 when you nits. For more infomati:n *ease visit wmvklic got app protection di> not protect against changes has no legal effect import account You can chincfr
opened this accost h the cast your kr& and Deposes a WS AG Stamforderr& ad shares of inthele mmeantalk* vat* of yor in wstments (hdether as a your Friendly account nanes. though Onlne Services
seorities the boated at UBS financial Services and rot Money Fads are rot homed by the FDIC. result of market movement issuer ba-kruptcy or by arduting pets F nano* Adeax.
the infroleci-g broker, and youn ut make a awe otherwee)
of any error or omission to both firers. Through the DA, cash balances we swept to depose Account overview
• As dilated in the account aweerrents, yw must accounts at LDS AG New York Branch and UBS AG Dividend ReiWdetelbent Protean (DRIP) • Vela of jour aonsinapottfolo. Net of assets ad
roily us of any elms or fraud Solving decks Cayman Branch. These deposits are not insured byte The price reflected is an average price You ma/ obtan liabilities,
reflecied n yOur statement withal 30 days after d was FOC. Baines held at tell% AG Cayman Stanch are the actual price from you Entree Advisor. Corey ecee • Assets Includes avaltie cash balances, vales for
mailed a made wattles. nerrporarly imposed tote sovereign rid of the Cayman Owes ere purchased under Cr AIR panel shires wil be restricted security Ott ), and GlobalTime Deposits,
• Pleat* divot *sower complains or *pries to the Sian& and there is no ascent.. or other obligation of sold ad the cash wil be &posited h your account TM orate/zed marks to maitet andcertain assets not held
Fim's C Fent gelatin Deparnenta 201852.1699 WS AG to repay the balances +while cn the UBS Cayman dviderd reMestmere pike studied by to *Ler may by the Firs. Does not indude unpnced securstreskassets
or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. Branch's bxks. • f rom the market price at Mah the partial stares at the end a to poor and amen statement penods, a
ET Monday through Friday, or in nreng to WS re sold private Mies: menus, omitted stock options and
Fe-uncial %nice fre,, Client Replier's Doormat Deposes s LE6 Bak L6A and each UBS AG Bunch are OthiCit.240 pod. anions
P.O. Boy 766 Union Cky, W 07C$7. rot protected by SIPC. Money Fund shires are protected Cellviertim • LidAtas. Fades debe balances. outstanding margin
• All warrens shall be deemed complete ad *cute by SIPC. See'U% Frolic& Services Accord kotecton' Cnk whole units melte held in yoke accord. If you as loam credit line, short accord balances.
4 not objected to in suiting within 60 days below. entitled to a palial use as a result of a dniderd Darn • CasNoloreybabnces. Total of uninvested oval**
• for MY sewn_ Cal 844412.0986 or from outside or chemise, the Firm nil either sell meet snits at cash balances, aka deposit balances en UBS Bank USA,
the US.: Cal 201.3521495 Upon your reetnit, balances in the Bank Sweep market *tea accept an *lord determined by a UBS AG U.S &arches and money maiket mswl had
• h c In a a r c d t a s s tr e t a a o n f s n ' a ,T s ct O * io M ( n F s o , M r c c W a a l l l l ill ions *cut in c e r l w V ec s i t l r O e on c t i o k c b U it M r M P e r t a o u g l r e r n a y e m F d s a t o o d r y D m ou A a y o m r b a y e y o l i b u o e n M c w la i I t t S h e d d S , r a a w n nd n a t c a h k n e r d p i t s r . h o a c r e e e s d a s a I r n eg v i e s s te tm red e n d t e o w b in je g c a ti g v e e n s c y, and credit sax accost. N n sw o o t e n n e -c p e o b g m a a m la t n o e c d e d it s y t , o M fr r e i n l e n o c e r t h a e c e d m r t b e b a a o l l a a f n n te c c e e e s s s a t in a n t d y e m a th e r e n a F t c p im c e o r m i r o d a d y a n
F W ir e m eh o a a w l k en, Fe 070%, Ann MMWE 1 SO 4 . , S 6 e th c fl * o * o r, Father hiormatcn about amiable sweep optons, e th a e ch m a e c s c e o n u t n e t r a y n o d b m je a ct y iv v e a s r a yb id e t r w is e k e p n r o y f e il a e s d a e c c s a p n ec ts il k to b us u e i e an s y s o . f T t h h e e s s e e f u la n r d d s s t h in e t m he a O t r h di n w e a y s cO yo u u n r e d o e l s e n s ad.
note:k g curve iroerest rates and yields, s *enable at Froze ash& the Firm pronpf be in smiting of This total is no Wed in the arrimt period closing vim
C *d a e l m cr e a n c t k o . r a re s c s e o i o p n t i * s y * o ra u g ca o n r , i i f f r y a o t u ne th ed * m y o o r r e a th m by v . c u a b l s lin ,c g o B ra 3 m 0- e 7 e 6 p 2 y .1 u 0 ld 0 s 0 , . from your Fnancial Advaor i a nv r e ti s c tm a e n nt c c h h an o g c e k k % no F w o r f i e n a a c k h c a ia c l c 'ra o i r n d b h ow et c i, r y ou
inkmatcn about a trader on the statement or choose one of the *mane imennsnt &fecal*.
neaps The Fin or Card beer (as 4:174cable)"Mt
SDNY_GM_0002 5358
CONFIDENTIAL
EFTA_00135978
EFTA01277211

Important information about your statement (thIMMted)
Lancing infonnation believe to be reliable, but we do not gannet their - DP, and iskrted REIT swains are not listed on a Lein invesurem oust MOS toad den% we actor
is delaiechnlomillon on the Finis lending rakes accuracy. natimal warns tahange, and av generally as Mikes receive (OWLS rhrigcon.ensseion
and *Outfits. refer to au- Client ledatadop - We pens* use tie closeg pine whin add* a illiquid and even if they ca n be sold In price Iron may of the narance corrpanies wamniting
Aereement or Accost Agreement ad the General the mean of the bid ad ask prices for lined received may te less than to share estimated the annuty extracts. Manes of the Indiana
Terms and Conditions. LES Statement of Credit Practices modifies and optiors or or bd prices 1st OTC vats provided n the accost statement. ampanes or sporeors of the set investmem trusts
available in Agreements andD isclosures a secretes. we distribute.
loopy (Aara narrounalrimoret. - Less actisey traded securities may be priced nand a • Rankled nosities Restricted secuitin primly ▪ Our ifiliates aka reeds trading comnimiont aM
valuation model ate most recent prke we ay rot curierdfr eighte for public sale. UBS Financial otercompensation from mutual funds and imura-co
Yew wets dmined and may not reflect al actual market price Services uses the market price of the unrestricted clods compares whose products we dstrion.
Your staemem itemees wcurities ad other assets heti a mkt of the sane issuer in an imputed value far the — We receive in acme' fee frcm Leslie.* USA and
is the account at the end of tie stamen period. You - Cenan aoatiro may appear wants a price ad restricted stook lor amensof this statement onyx To LISS AG Stanford Branch of up to 125 pa arrant
may ak for dawn a bay pad sonnies at art time. will thew fa •F in was rot avalable• 4 we no the extent that nnwided secures are eligble la ule, sweeping to the basks isder the LEG Bari Sweep
You may receive securities wed as loan collateral alter unable to obtain a price for a security the sole wend may be abstantialfr loss than the Program.
paying any balance cle on them. Any securities - Deposits a securities derceninated iicurrercies wand value town
trans:Suedto the Fin drag the statement period are other than U.S. doll's are reflected a the eichange Activity
lender market mew as ol the end ol the statenwe rate a of the statement date. • dB leafleted) Icon► current yields and raw Information repining commoscre and otter charges
period. - kr cerrain wain% tradng in nonconfo rning An *statues of a-nal infant is based on carol incurred in correction with to fackslon of twin,
• Cart ban. In datemning the cost basis of the denominations. pice and qua-My:dace mole) may :Wicked ad interest rates, attuning tie watines will inducinganion transactions has been included on
smokes included in this sta nemia, Mere indicated have been adjusted to facilitatePaper Valuakee be held for one year from statement date or tree confirmations previous)/ furnished so you, ad well be
web the natter 'I,' LES Fhancial Servkes has relied To cbtan °rem quotations, when awaila. contact maturity. This tisane* is only a gudelne, accuracy provided to you promptly co recpest.
oninformation cbtained from sources other than UPS ".:of ial Act, r. cr. ad continued income are not guaanteed
Rhanual Senices, including nformstion from anceho - Estimated arrod income and carom weld fa Shoat selling
Fins a that you may haw providedto you Penmen certain hpes of searbin could include a Mum of If you.. engaged in short selling a secure% you may
Advisor. The firm does rot independently wan Cr (hcldith cared prixial or capital gam n which ewe the en. incur a charge due to certain tarowith costs to that
garnet the arcane, a satiny of are irdonnaton .:: • . ; • .... :sad real estate imestment tun income (ad cenert yield mold be overstated. palkular sectrey.
provided by sosces other thin LEA. Fiencial Semite,. cneaf.$) palms are gentesly highfr - Estimated armed none ad anent yield and the
h addein although LBS Festal Senses grimily, tepid Certain stralwed ;masts haw not been null imam andyield mita be lower a higher OPen orders
updates his Merman:nes its received. the Arm registered with tie Securities and foitaa-w than the Activated amonts. Regarding wen or 'aod-tilLeancellee ceders tat
does not provide any wares tat the idomnaim Canmasion or uncler any state securities laws. We ▪ An estimateof a-rualeted income (ardend enact mere rot executed by the statemert date, open buy and
tit 'Cost basis' and "Unrealized gar' loss' is croak *sainted vases la private investment interest) divided by the curent maket see stop cram re reduced by the amount d diedends
accurate as of to date of this stamen. As such. stains artchInstured products for Hamad awl veleta& age balance is based on the last Band or rims on an adividara a argils date unless
phase do rot ray on this information to make Inposes only Acct.r Joy is rot guaranteed or Merest payment made by the hoer and inset-cad otherwise by you. You are responsble for
arena cr sale decisions. fa tse Wanes or - These values nny differ ssbnantiaty from prces. il newt tie sent/esadeposas will be held for ore orders that re executed die to your failure to cancel
otherwise Accounts tratiested to the rim may any, at which a prime int security a year from the statement :We or until matey. enging open ceders.
reflect gen loss nIcrmaticn only foe the period ch stratum:I product may be bought or sold and do Accuracy ad contrthed weld ay not curried
tine they OM held a the Filet More historical rot necesurifr represers the vela you may recent Privacy
MarnaCa can be aiad by year Fnarcia Advisor. won liquidation. • Assets net held by UBS Financial Services. Cortan To obtan a copy of as currant Client Privacy:tat
- Third party estimates of vela re a of a certain zee% we rot held by the Fim ardna within the please anted of Financial Adviser or visit as wetche
• Unrealized gains/kens When data is xailt date ad av supplied to UBS Fna-cial Seines on a Fern's possession or anvol. These awls ere at wrow the ownasionosirt.
estmated La-reaped gainsnomes are calculated fir midi bays by an indepanden valuation if:thawed on you statement for informational — LEG F rumor Senices isnot a bank. The IRMA, Business
ratan: stony lots The (inaction data for - Issuer, ginner paint( or sponvx estimated valet, purposes only Positions and values presented are Services Account 65A and IIMA an brokerage
it:drawl Ms may or may not reflect canniksiors, it are, are applied to the Fins bylaw issue; provided by the issung fan UBS F runnel Services accounts which amnia access to baiting servos ad
charges arida security reorganization events. antral partner or sponsor and may be cakulited not responds'e for this ilarnaion and does not PrOciacts trough a-range:mints with offload banks
°Sand and oter reinvettneni lots ad systematic based on deferent information tan flatbed by guarantee its accuracy. Thew assets are not protected and od-er tad party banks. ads provides access to
puchne Ws are each combined to dithlay ore 'bed patties loamw tier minuted values. by SPC or the fins supplementaISIPC comma. rtuterce and emu:DJ prodads issued by amnia/red
swaged lot The 'Trade date cotton pewits the - You can obtain adibianal iicematim regarding taiiparty asurance companies througn insane
original transaction trade dale. to methodology used to determine the estimate of • Revenue thawing and ethillaned ccenpeneetion. agency strident. of LBS Financial Sines Inc
value ad the date of the a-kernel/onthat is the - h addikn to °amnions on cake rd 12b:l fees - impatient esura-ce, ad array protacto
• Callable seasities Bonds and preferred stock that bast for the estimate by contactag your Raanoal ranted in connenion with the dinriosion of mutual - Not FDIC reured• leo bank guarantee May bse vale
to tea cals for nit redemption veil be selected Advest. tins to our dents ere aidO r Our affiliate recto* - lMA. Fasciae leanagennent Account Busness
Martially by lot from anwg all startles of tat - Third party etlinaSed vitas may be reflected at riven.* thing parer., Iran detrbtscris ands Siena, Account BSA. IRMA end nteristional Resource
issue held n our name or in nomage nine ffoar cer 'We pad' in several "Manny when an advisors of the mutual bra that we cell Mee Management Aactal a-9 registered service males of
dents. Call Sean Hamann is obtainedfromthird rdeperdent valuation fern has not smpled a rants are based on two d Berea cormorants: IA LI3SFinaririalSenices hc.
parties and is accuracy e not gwanteed. Other call unable to assign a vales when we become aware the arrest of sales by LBS of a particulai mutual - VISA is a registered tadernat owned by Visa
teases may east which mutt affect yield complete that a material event has *coated that may call a fund finely to Ow ClentS; and 60 the asset ale a a httenatianal Service Association at used ceder
Hama on will be provided upon request previous)/ reported inks am queition. or Wien a particule Matt& find fm e/ s sharesheld at the The UBS Visa credo cods ard the UPS Visa
value would be highly spasaire due to denature fern SW cards are issued by LIDS Ban USA with
• Certificates of &Peal MOB COs are RIAC retired a the warty. - We ardour affiliate also receive nit:markt-gad permission fr om Visa U.S.A. ITOrpOrated. AA other
up to S250,000 it principal and accrued interest per - When neater an issue, general partner or sponsor onnbus processng fees in consiarattrif Or a-envier trademarks, registered tracenwks, sena maks end
deposta and w deposnory institutionl h accordance estimated value nor a thedststy estimated vale it ages services that we provde to tie mutual funds. registered senice marks are of ter retpeciate
with MK nit. ponied, the vale ode smutty will be different These fees garishly n paid frominvestor assets h compthies
horn its artist price. tie mutual fu nd and are a Gad dollar arrant bawd
• Price/value Prices displayed for securities and other - 'Distributionsto date' may include reason of on the number of ace:erns at the braerdeale-
Priodsts may be higher or lower that the price that capital, mane orboeh. holdng meal tuts ol that fu-d lardy.
you would actualb receive in he market. Prices ire - 'original unit size • represent the ndal alltnn9 — h !edition to carmitsims received in connection
obtained from varkus tad pity sources *hit we pre per east and my not reflect yow cost bass. with tlw sir or dittnIutkin of annuity contracts and UN Financial Service. Inc Rev 2 0170)
SDNY_GM_00025359
CONFIDENTIAL
EFTA 00135979
EFTA01277212

Fthancial Services tic
Private Wealth Management Business Services Account
*UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 May 2017
OW7020630B43 0517 Y1 0
MAX FOUNDATION
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor:
SCOTT STACK klAktitYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your financial Advisor or the
Resourcetine at on April 28 (S) on May 31 (S)
account
VOW assets 1,488.24 1,488.24
Visit our website: Your liabilities 0.00 0.00
www.ubdcomifinancialsennces
Value of your account 31,488.24 31,488.24
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
venw.annuakreditreport.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 53,233.24
$
Net deposits and
3132 withdrawals -51,750.00
Vow nvestment return
s229 2
Change in
1,23n market vgue $0. 00
Value of your account
4982 1,4992
on May 31. 2017 31A0B.24
Dec 2014 Dec 2015 Dec 2016 Apr 2017 May 2017
SDNY GM 00025360
Member SIPC ANI100CQ0C0630043 NP7000059795 00001 tS17 000300000 Y123661550 000000 Page 1 of 6
CONFIDENTIAL
EFTA_00135980
EFTA01277213

SUBS
Business Services Account Account name: MAX FOUNDATION Your li nodal Advisor.
Friendly account name:MAX F ATION SCOTT STACK MANLYLE CASRIEL
May 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
, Cash and money balances may include
A Cash and rrxmey balances 1,488.24 10000% Your current asset allocation
available cash balances. lifIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,488.24 100.00%
A
Value of your account $1488.24
Eye on the markets
percentage change
Index May 2017 Year to date
S&P 500 1.41% 866%
Russell 3000 1.02% 7.96%
MSC I - Europe, Australia & Far East 3.81% 14.40%
Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38%
Interest rates on May 31, 2017
3-month Treasury bills: 0.97%
One-month LIBOR: 1.06%
AMP 7C0020006,30844 Nk MC0099795 COCOI 0517 000030000 Y123661 SSO 03algyGm502536tige 2 of 6
CONFIDENTIAL
EFTA_00135981
EFTA01277214

SUBS Business Services Account Account name: MAX FOUNDATION Your Ill nandal Advisor:
Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASRiEL
r .1a ; zo
Account number.
Change in the value of your account UBS Bank USA Business Account APY
Year to date (O Interest period Apr 7 - May 4
Opening account value $1,488.24 $3,238.24 Opening UBS Bank USA Business balance Aix 7 $1,488.24
Withdrawals and fees, Closing UBS Bank USA Business balance May 4 $1,488.24
inckiding investments transferred
Number of days in itterest period 28
cut 000 -1,750.00
Average daily balance $1,488.24
Closing account value $1,488.24 $1,488.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activity this month for dealt Seances in your Sweep Options are ind uded n the corn-arc and
dosing Gdances value. WC insurance applies only to deposits at UBS Bank USA, not to depots at u8S AG. Your investment objectives:
siamfoio Bauch or beak &POO'S Pace° t hiouso the uBS internakorrd Depose Account proqarn SIPC
protection applies to money market sweep funo holdings but ml oar* ceposits. See Important inkernabon
ebOotrxte sucernent on the iasi two paces cif this dcKument for &tido You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
May 2017 (5) Year to date (f) Financial Advisor or Branch Manager. toucan find a ful description of the alternative
Opening balances $1,488.24 $3,238.24 investment objectives in Important information about your statement at the end of this
document
Subtractions
Your return objective:
Other funds debited 0.00 -1,750.00
Capital appreciation
Total subtractions $0.00 -$1,750.00 Your risk profile:
Primary - Moderate
Net cash flow $0.00 -$1,750.00
Investment eligbiity consideration • None selected
Closing balances $1,488.24 $1,488.24
Your account instructions
• Your account cost basis default closing method is KO, First In, First Out
SONY GM 00025362
ANP700020C0Ca0845NP7003059795 COCCI 0517 000000000 Y123661 SSO 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135982
EFTA01277215

*UBS
Yournotes
mens.............s....,.....n....c.., ,,,,, ,,,o,.." a 6
CONFIDENTIAL
EFT,00135983
EFTA01277216

SUBS Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MAN LYLE CASRIEL
May 201 7 Account number.
Your assets
Sane paces, income and (orient vaues shown may be appr0xiMble. AS a teak gins ~losses mar mit
be tncutaiely refkded. Set unportant intosmafron aØ0 your statement a Inn end of the dxumern for
more infornson.
Cash
Cash and money balances
Cast, and more), balances may include ayalade cash balances, U85 Bank. USA rot account beam^
UBS AG StanfOrd Branch &pout account balances and money market mutual lund sweep balances.
UBS Bank USA deposit account balances are insured by the rDC vat hn applicable limits, but are not
protected by SteC u85 AG Stanford Branchdeposit accoum balances an not insured by FDIC and se nor
polected by 9PC Money market sweep balances are protected by WC but an nor insured by the FDIC.
See the Important information about your statement at the end of this document for detaik about I lose
balances.
0penng Wane. Clovng bilaxe Price Pet that' Average Dirldend Interest 041 in
Hddng on Mal 1 (S) on Mai 21 (S) on May 21 (S) rate perial period Cap artuill (I)
ACCT
UBS BANK USA BUS 1,48824 1,488.24 250.00000
Your total assets
teventade cl Cost Earnate0 tifireatZed
van* on mar 31 (5) pi( aCC0unt bass (5) annual incane (5) gan or l0sS (S)
Cash Cash and money balances 1,48814 100.00% 1,48824
Total $1,488.24 100.00% $1,488.24
SDNY GM 00025364
ANP703020C0C00847NP7003059795 03C01 0517 C0C030000 Y123661550000000 Page 5 sf 6
CONFIDENTIAL
EFTA 001±5984
EFTA01277217

*UBS
Your notes
A.,000.06 ........93500. 051, ............ G. ...A.. 6 al 6
End of ...........I.
CONFIDENTIAL
EFT,00135985
EFTA01277218

Important information about your statement
CBS Innen' Services M. (the Fern a UBS Finarcial her trOMyOu no later than 60 days after the Fern UBS Financial Services awn* protection • Prance Curren/wont Mestments seekng the
Sarni). is a member of all principal vacuity, ccmrrodiy seed you the fret statement on ninth the ems or The rim is a member of to Scut tit, h.esscr ;Mention generation of now at
and optithsexchanes. UBS Financial Sento, and U135 Problem atheand. Corporation DWI nhich protects sentries customer' • Anew Capital Annotation: Madmen seeking
Bank USA ate ndiect subsilenes of UPS AG and - Prow:leyou' name an ocean+ nater (if any) of its minter, into $503,000 (troldeg STSOCCO for growth of principal rather than the generation of
affiliates of UBS Swann LIC. The Fun's I hanoal - Cesabe U. error or tie trader )Cu as inure dains for cash). &planar Modest available upon income.
statement is available upon recites. The Fins ennead about, anemias, as clearly as you ca why you wean or at rams teers The SEC asset protection • Piroduce Condonation of incase and Capital
offices are at believe d is anent a new we need mae limits apply to all accost tut you Fold in a articular Appnaaaon. Intesinunts seeking both the generation
Hammier. capacity. of mane ad growth of penckul.
LOS Fina-mal San•COS InC• - Preside the dolor entreat of the suspected era. The Finn, together virth ceruin affiliates, has also
1200 Harbor Boulevard purchased People/rental insurance. The marmum Overall risk profiles
Weehawken, hU 07086 The Finn or Card Issuer wit Westgateyour complaint mount prink to al ekgbie clients, tokaweb utrler • Monsemant Seeks to maintain MGM pi-cipal, with
and , I coned any mot promptly. For alleged own this protection is 1500 Shin ate al December 10, 2016.
C o T f h B f i i S s c i F S a h t l a a t t a e n x m c O i e a n l x S t r e m e n p a r a t e e s n s e a n c c t o c s o n th u t e a n n t o . n n O g ly t h c o e o f r f r i r n c e i i a c c a l i r n d e g s c d o , a w rd ta e o s p f h y t o o u u l ' d m y M o o e r r l e v w t i h n a o ; n U n B 1 S 0 f b o a r t n h n e d s a a d m b a i o l y u c s n a t t - o d y t o c ra u lo n t t h s h i a n s r k , li t w a h e % in w i e f i r l w l r c o e r r e , t d s a o k n th at t S a h g t e a g f e n ir g d m e l t a i e s t f h f u o e r r t h a p e l o l y r k p e y r t o c , t a o e a c rd t o e u i d a n f l t - a 6 s h a u e p n ld t o l i i s m $ a i 1 t p a .9 a t i m o lk n i u ll , i l o c a a n r s i h s a th e l i t n o h c w a o t r m w is e k i a n a s n e d t q h v u o e l a a at l c i l a n it n y e d t . o * m d t e h o t e e r s a o n c t o c k t o e g s e e p t n t p e h e r e a a r t a e w l I , i i g a th n w il n iC it a rt
rot be relied wattle R youbeen* there is an error cr you eel have the use of the money dunng the One it wacky A fill copy of he poky nordig is available inflation.
omission please report it immediately n writing to the takes us to complete our Mediation. vin request. • Moderato Miring 10 accept sane risk lio pincipal ird
Branch Manager of the office wvig your accoat tolerate sane volalady to seek higher returns.
Please mike all checks payable to the Fern or the The SIPC preterites and the supplemental protection • Aggressive: Wiling to accept hip Mk to pnnopal ad
Whoop a hares sheen ate Mended to be aureate, thaw' instoakin notated on the Past of thd both do not apply to. high volatility to seek Ina ream owe time.
statement data should not be used kr tar pwposes Rely statement In addition to ntgdar want len, accounts • Certain lilac% assets controlled by (and reLded • fnwstaant Eigenity Conaleation: f wlectiel a
'WY on yeaend tax Wm% (le Form 1099. 5498. may be sant to martena-ce lees, chaps for late your account vow) but held awayfrom UBSFinanal Portion of the porno% for that account may include
10425. etc ) when prepathg your lax return. The Fir,, earnest kr securities purchases and charges kr unpaid Services (ag., certain ft) cash at UBS Ark 1.64, 00 complex *ranges, larked 1i4ii6ty and rater
required by law to rear' to he IRS all tavable dindends, among n cash accosts. Accents that ate transferred cash at SAG US. Branches, 00 @inane, products, volatiley.
reportabb reentarabb onions,* and taxable Merest to other instnatens may be subject to a transfer lee. including nibble annuities, and (iv) Wires of mutual
end on theaitiel held h you account net proceeds lads when such shires are registered drectly n the Statement Inenelsolifne
on see tranactions, ad cod basis on certain covered UBS Sweep Options nam of the account holder on the bock; rd records We may consolidate al related xcount statements with
saran. 1.85 offers options kr sweeping cash balances, balances of U. nett a traafte apart); the sane address in the same errreixe, eg. because
to bat deposits a UBS Bak USA and COS AG Stamford • investment corn-acts or I-ointment interests (e.g.. they haw owners Wth also maiden ant account
Caverenlatkins wia die Firm branch (lark Sweep ProganN, mow/ nude' mutual limited partnerships ad private placements) that are relationthps with other clients a the same address. If
• Please neon(i rm am oral communcatens in nein tads Money Funds) and the International Depot] not registered under the %curates Act of 1933; ad you profit to woke individual statements mailed in
to further protect your ria4s mdudrg your roam Aomori' (CA) fa es/stomas with an Hemaliand • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houwhdding by
under the Seo_elies Investor Protection Act (SPAT Reserve Management Account. Though the Bat Precious metal cortractsk incluclrg fa ura contracts calrg your Fe-uncial Advisor.
• It thefinancial initution en the top left of to Vag Sweep Program% cash balances re swept to WSBak at commodity opens contras.
ol this stamen snot LES Ennal Sates, UBS USA up to an established knit ard then to UBS AG the SIPC protecton and Ile supplemental protalon do Friendly AMOY% 0111110
Firancial &mien carries year itackint as Waring Stanford Dacha a Wray Fiard. ntitakt M COS not apply so these assts evenef they °tense appear The Friendly account name is a cunanizable 'rib/ inane'
locker by armagement with the Mooted inslituton Bank USA are FIX inured in accordance with FCC on year statements. The WC protodia ad the chosen by you so assist you with your recodkeepitry
We informed you of this relatonshio %lien you nibs. For more Intc miatin please mit wmvidic got stpplemental protection de not protect against changes has ro legal effect an your account. You can merge
opened this accost h the cast your but and Deposes a WS AG StamfordBrach an shares of in the makes vats of you., investments ((whether as a your Friendly accord names. through Online Services
sennies re boated at UBS financial Services and rot Money Ards are not hand by the FDIC. tear* of market movement issuer ba-kruptcy or by minding yaw F annual Advice.
to inonag brner, ad you mat make a nari othenven
of ay error or omission to both firma Through the DA, cash balances ire swept to deposit Account overview
• As dented en the accent anerrents, yin Mat accounts at UBS AG New York Branch anU BS AG Dividend ReiWdtblbefil Program (DWI • Vain of your wountrportholo. Net of assets and
rody us of any errors or fraud bemiring decks Cayman Branch. These deposes are not insured byte The price reflected is an average nice You may obtarn liabilities,
reflected on yOur statement within 30 days after 4 was FOC. Balances held at MUG AG Cayman Enna ate the actual price from yos rootlet Advisor. Only nob • Assets Includes and** cash balances, vans for
mailed or made available. temporarily noosed to the sovereign rid d the Cayman harts are purchased under DRIP; patial shaves will be restricted security fed ), and Global Time Deposit,
• Pleats diodes:tomer complans or Scans to to bland% an there is no patentee or other obfgaion of sold ad the cash wit be deposited is your account The unreaked marks to maket, and certah assets not held
Firm's C fent Relation Deparment a 201.352.1699 WS AG to repay the balances %lib cn the UBS Cayman dviderd reiwestmere price applied by the issuer may by the Fim. Does not indude unmated securtinassets
or toll-free at 80:0-35490:13, 8:CO A.M. to 6 CO P.M. finch's bxks. • f rom the nurket ace at sash thepartial dares at the end of the prior and anent statement rxmods, a
ET Monday through Friday, or in nreng to UBS se sold pirate ewes:man invested stock options and
Fi-uncsal %Meet tre., Client Rations Deanna % Capons at LES Bat L6A and each UBS AG Branch are CO(Citat40 nod. potions
P.O. Boy 766 Union fay, W 07C$7. rot protected by SIPC. Money Fund shires we protected Cos e e • tinbAtits. Maks debk balance% outstanag margin
• A II strewn shall be deemed complete ad ante by SIPC. See U% Frolic% Services Account Protection' CMi Wale units maybe held in yos octant. If peon load creole line, short acciant balances.
4 rot donned to iv venting within 60 days below. entitled to a pald ail as a result of a &goad Parini • Cash/money babnces. Total of uninvested wain
• for TTY senate Cal 8%412.0986 or from outside or otherwise, the Fern ban ether sell panel snits a ea balances, pleas depose balances en UBS Bank USA,
the US.: Cal Z01.352.1495 Upon your reqUelt, balances in the Bank Sweep market pence- accept an amen datimmined by a UBS AG U.S Branches ad money make mewl had
• l c I a n a r c d d a s ; tr e t a e o n a f s m * a s c I t r e ti o r o ( n n E s o T , r c D W a ll ill ions Mod a f EoI e Sr l m W ec i t i l r t e o t n / t o i o c b U it M r M P e r o t o u n g r e r n a y e m F d s i t n o o d r y D m ea A a y o m r b a y e y o l i b u c e a t i e v d a a a l l e s td d e r , a s a w a n n c c t a h o n e r d d p s r . h o a c r e e e s d d s a r 'w eg id ne e r n e e d r d * e ob a je n c a ti g v e e n s c y, and credit tor acorn. N n sw o o t e n n e -c p e o b g m a a l m a t n o e c d e d i % ty f r f a o re l m O e o c v r t a h e e : d n r t o b b a a o l l a f a n n t c i c e e e s s s a t in a n t d y e m a th e r e n a F t c p i c m e o r u m io n a t d y w e
T W r e a eh m aw * k X e n n, g 1 e 1 s 070%, An I n to N APA In ** , S 6 e t n h tr f a lo % o r. Father Mormatal about available weep options, e T a h c e h n a v c e c s o l u in n e t r a t n o d b m je a ct y iv v e a s r r y d be t r w is e k e p n r o y fi i l n e d a e c c s o p a ec ts il k to b us a e l m any s o . f T t h h e e w se f u la n d ds s a n t p h w e a o b r l d a n u a p y o c n o yo w u s r o de f e e m s ed.
nclairg anent interest rates and yelds, s available at Pox* nese the Firm pronptb in wining of ay This total is So Wed in the await wad closing van
C sta a e l a m w ent n o . r a re s c s e o i o p n t i a s s w yo a u g ca e n r , n if ' y y o o u u n t e h e ) d * m yo or u e o w r m by v . c u a b ll s in ,c g o 1 r 4 d 3 w 0 e -7 e 6 p 2 y .1 e 0 ld 0 s 0 , . from your f nancial *donor P in T ve V st k m a e r n t t c < h b an o g d e i i n n g p o F x a f e m ac a h x n i* o 'M o a n h h o e n c n r y ou
nkmaton &cut a trader on the statement or choose one of the 'donne investment objecting.
neap. The Fill" or Card boar (as anoloable)mu5t
SDNY_GM_0002 5366
CONFIDENTIAL
EFTA_00 I 35986
EFTA01277219

Important information about your statement (eonlnied)
Lending information believe to be /dial., but we do not garantee their - Dry and Ingrid REIT storks are not listed on a rail investment trust units to as dents, we alder
Fa delayed pnlormstion on the Finis lending practices accuracy. national wastes recharge, and we granary as alike. receive (OWLS slang compinuition
and doclostres. refer to your Client Relatmem - We gem* use the closer; pace when avalabba illiquid and even if they can be cold tie price fron may of the Ormond companies waremiting
kronen, or Accost Agreement aid the Gerwal the men of the lad re ask prices for lined received may be less than the per share estimated the anitycoreracts, dilates of the inwarce
Toms and Conditions UBS Statement of Credit Practices smarts ad options or meg bid prices la MC rake provided n the moose statement. compares or sporeors of the ust investmem trusts
availale in Agieweems andDisclonmea at secu ties. we distribute.
ann. urarnmtheenuntriiirelevvva. - Less actneti traded securities may be priced usiw a • Ranted emurkies Regraded secuitin geneiralti — Our ifiliatn afro receive rating corrrnietiont ad
valuation model a Ike mon recent price we we rot currereti eiryble for public sale. UBS Finical other compensation from mutual funds aid aura-co
Yew' dated cbtined and may not reflect an acted make price Services uses the market price of the unrestricted sloth compmes whose products we ckstriale.
Your statement itemires wouribes rod other assets held a ySie, cd the same issuer in an Milted valuef ✓ the — We receive an andelfee from Les Bank USA aid
the accou-t at the end of tie siatemwe period. You - Cenan postiro may appear widow a price ad restricted stook lor purposes of Misstatement only To U3S AG Stamford Bunch of Leo to 12 Spa arrant
may W. for delivery ol fay paid sedrties as Iry tine. will thew fa •F in was rot avalabh• t we me the extent that rotat ied sowitin are triable la ule, sweeping to the balks u-der the LEG Bart Sweep
You may receive wanties used as loan collateral alter triable to cbtan a price for a secuity. the vat. weird may be abstarnalti less than the Program.
paying any balate da on them. der/ securities - Deposits a securities denominated inanercies mated value limn
translatedto the Fin dre-g the statement period are other than U.S done-, are reflected at the eithange Activity
lined at market vale as of the end ol the statemert rate as of the statement date. • ht. lestanated) Wane. current yields and raw Ireo rmeton reviving commissions and other charges
period. - fa arrein within thadng innoticeda new An estimate of anal excene is based on wide incurred in correction with the ilea/onof twin,
• Cart bawls In deteinning the cost basis of the denornivtions, pice and quality 0a ce sake) may diiiderd ad interest rates, waning the leashes will inducing option transactions has been included cn
smokes included e, this statement Mere indicated have been adjusted to facilitatePryer values cal be held for me year from statement date or wail confirmations previoury fumished to you, ad mal be
web the nutter 'I,' LES Fhancial Servkes has relied To obian owem quotations, when availa, contact maturity. This estimate is only a guidelne, accuracy provided to ?Su promptly on recpest.
on information chiseled from sources other than UES saw financial Advisor. and continued won* are not guaanteed
Frunual Seniors, including hformstion Iran another - Estimated scud income and current yield for Short King
fir, a that you may have provided to you Fina-cial • Private irreeovnente and structured preclude. certain Mies of swain could include a Mum of If you are engaged in short *ling a sew*, you may
Advisor. The firm does rot independently way a Private itiestmert seo_rities (ioLdeg &ea principal or captal gals in which ewe the en. incur a charge due to cenaintarowing costs tor that
garnet the mangy a rad/1y of ay irtonnation parilipatith program aid real estate investment Inds income (ad cumin yield would be overstated. palkular
provided by souses other the, 1.85 Fiuncial Semites mantes) and structired produce are grimily het* — Estimated anal income aid curvet yeld and the
h addriln ithouth LEES Fir-wild Saviors gerwalti timid Caton stiwbsed erodes hew not been amid imam, wed yield Illicidb• WM a higher Othin orders
updates this idarnation as il is received, the him registered with tie Securities and Exchange than the iltinated amounts. Regarding can or *geocitilLoancellee adios that
does not provide any assura-ces tat the hionnaion Ca/minim or under any state securities laws. We — An estimateof amuakted income (dreamt anchor were not executed by the statemere date, open buy and
war 'Cost bars' ad "Unrealized girll oss' is DosideeSlinated vales la private investment interest) divided by the curent make sat stop cram we red wed by the anew of dividends
accurate as of to date of this statement. As such mantes and 'textured products for hkenvicrul valuetaveage balance is based on the left dividend or opts on an wedividads a ewrithis date unless
pleas. do not reti on this Warn:Son to make Pumas any Acdracy is rot guaranteed or Herod payment made by the ismer and instrwild otherwise by you. You are reeponsble for
lowchne or sale decisions, fa tar Pryeses or - These values may differ sLbstantiaty torn pras assures the seorbesrdeposks will be held for one orders tat we executed die to you failure to cartel
otherwise Accounts tramferred to the FM/ may toy, at which a plate int security a year *Om the statement date or until matuity. Rafting open ceders.
reflect gar/loss rdormatim only for the period of structured product may be bought or sold and do Accuracy ad contended geld are not cuaraThect
tine they are heed at to Rim More hitorical not necesseriti rep/turn the Ma you may receive Privary
Marnaion can be aided byi yew Fria-cid Advisor. won liquidator. • Meets not held by UBS Finaixial Services. Certain To obesn a copy of as current Client Piracy Notice
- Third piny eninaes of vala are a of a cenain wets we rot Mkt by the Fim rid not wain the please contact vox Financial Advisor or visit as wettite
• Unrealized gaits/basses When data is wattle. delta-id re supplied to UBS Fnacial Services on a Fern's possessien or control. These awls are wwwntssene/nniarenntre.
esteemed Ls-reared gage/Imes are calculated for regular bays by an independent testator tem. dthlayed on yo.r statement for informational - LESFiunual Services isnot a bank. 1116 RNA, Business
ndviotal starry lots The (inaction data for - issuer, gewal paint. or manta estimated reties purposes only. Positrons and values presented are Services Account BSA and OM are brokerage
inthrigal Ion may or may not reflect commistions, any, are supplied tote Fires bylaw issuer, provided by to aring firm MG Franca' SO Wes if accounts which amok access to bwking services ad
charges steer wcurity reorgannatith events. comical partner or sponsor and may be catuisted not resporoble for this eformaion and does not Modes aia arangements with0134'nd banks
Dividend and other reinvestment lots ad systematic lased on deferent informabon tan thawed by guarantee es accuracy. These assets are not protected and other liM-mrty banks. provides access to
pitches. tits are each combined to drools, ore Pled parties to denve their striated values. dy SIPC or the Fern's supplementaISIPC toxemia. rourarce and amulty prodxis issued by srufM ailed
averaged lot Tie 'Trade date col.mn pewits the - You can obtain ad:Withal ilormatim regarding taviparty iv:mance oompenies troath instance
orneal transaction trade date. the methodology used to determine the enimate Of • Revenue Awing end eildtlenal ccenpensation. agency stbsidaries of U3SFthencil Serra; Inc.
value ad the date of the Hornell:inthat is the — h addraim to commilims on sales ad 12b.l fees - MS-rent koura-ce, ad annuity prairie
• Callable neuritis Bonds and preferred stock that base fix the estimate by contacteg your Fthanoal melted in connenbn with the dindosith of mutual - Not FDIC routed • lb bank guaraThee May lose value
the Mai cals for eery redemption veil be selected Advoor. this to our acres ere aXf Of Our affiliate receive - WA. Rescute Management Account, Posner
inpartially by lot from amorg all scathes of tat - Third party ennuted wean may be reflected as revena shrug paymeres tan deo-boors andlor Serval Account BSA IRMA and ntentitional Resource
two held n our name or in none.* nave foe as priced' in several situations, when an advixrs ol the mlual kn.* that we sell Thew Management Anant re registered service maks of
dents Call tease hformatith is obtained from third edeperdent valuation tem has not suppled a arrothis are based on two d &rent cony:eerie LESFearnial Semites ex.
parties and es accuracy isnot gwanteed. Other call made to assign a vat when we become aware the mare of sales by LES of a partkulir rrutual - VISA is a registered tadernati owed by Visa
teases may west which dun alle ct yield complete that a material event has wowed that may call a End family to our clents; and AO the asset vale of a hternationg Serra Assocetion ad used Leder
Soma on will be provided upon request preveutly reported vela ino guiltier a raven a particular mutual ard f wrys shiresheld at the kens* 11e UBS Visa credit cads ad the UBS Vea
value would be highly specuiltire due to denture fern debt card, we issued by 1185 gar* USA with
• ClInikeees of &Peat (0, COs are FDIC tensed of the warty. - We a-dour affiliate also receive retworking aid permission from Visa U.S.A. Ircorporated. M otter
sp to 525O,0OO n principal and accrued interest per - When neither an issue, general /marry or sponsor onnbus processing fees in consi*rationf or b-ansler thadernaks, registered tracknures, woke maks and
ckpostor at w depository h accordance estimated value nor a thedpany enervated yaw is agent services tat we provide to the mutual funds. registered *nice marks are of ter respective
with FDIC nibs provad. the maw of the stoutly will be differs-a These feet generaly are paid from investor assets h cornpalies
keen its wohase Price. the mutual fund and are a Geed dollar arrant based
• Price/value Prces displayed for securer's and other - 'Distributions to date' may include retLm of on the rtirrter Of accosts at the broker-dale-
Prockds may be higher or lower dial he Price that capital, mane or both. holdng mewl kinds of that fird f
you would actualti receive in he market. Pekes re - 'original unit size • represents the natal offering — h heat:onto ton/mations received in connection
obtained from various hid party sources *hit we rice per Lind and may not reflect your cost base. with the sae or cfelautianol annuity detracts aid UOS Pitman Services Inc. Rev. 201703
SDNY_GM_OOO25367
CONFIDENTIAL
EFIA_OO135987
EFTA01277220