EFTA01277005.pdf

IRS Financial Services tic.
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 February 2019
ANP70036969670219 • 0
MAX FOUNDATION
Account name: MAX FOUNDATION BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Account number.
Your linens:WI Advisor-
SCOTT STACKMANitYLE CASK EL
Questions about your statement? Value of your account
call y0ur fir-Jan:re' AdvJiOr Of ti e
Resourcetine at on January 31 (3) on February 28 (1)
account
Your assets 977.23 977.53
VIsItour webs's.: Your liabilities 0.00 0.00
www.ubitOnYlinanCiakerviCeS
Value of your account $977.23 $977.53
Items for your attention
Help protect ycJitelf lion, liaw and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
?new. annuakreditrepottcom. Tracking the value of your account duriag 2019
Value of your account
at year end 2018 5976.91
Your nestment return
7.238.2 Dividend and
interest income 50.62
5,238.2
Change in
8239.2 market value 50.00
Value of yow account
1,2433 - 5761 977.7 977.5 on Feb 28., 2019 $977.53
• • •
Dec 2014 Dec 2015 ON 16 DeC 2017 OeC 2018 len 2019 Feb 2019
SDNY GM 00024992
Member SIPC ANP700CQ0C0696967 NP7000064143 00001 0219 00CC00000 550000000 Pegs 1 of 6
CONFIDENTIAL
EFTA_0O1356 I 2
EFTA01277005

11.1.1.11O,:
SUBS
Business Services Account Account name: MA>. F0MDATICN Your ig Randal Advisor.
Friendly account n a SCOTT STACK MAIIIYI.E CASFCEL
February 2019 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 (1) your aCC0Uat
• Cash and money balances may include
A Cash and money balances 977.53 100.00% Your current asset allocation
available cash balances. 1-IBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS roc inured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about tour statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 0.00%
Total assets 2977.53 100.00%
A
Value of your account $977.53
Eye on the markets
Percentage change
Index February 2019 Year to date
58,8 500 3.21% 11.48%
Russell 3000 3.52% 12.40%
MSC I - Europe, Australia & Far East 2.56% 9.32%
Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00%
Interest rates on February 28, 2019
3-month Treasury bills: 2.40%
One-month LIBOR: 2.49%
AnI000020006969681410003C64143 00231 02'9 00C030000'n 23661550030NY Gii000249089e 2 of 6
CONFIDENTIAL
EFTA_00135613
EFTA01277006

Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisors
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK MANIYLE CASNEL
FA' e 2.0*0
Account number.
Change in the value of your account Cash activity summary
February 2019 (1) Year to date (S) See /WOW,' activity the month for dela Is Balances In your Sweep Options are inducedin the openng and
closing balances vise. FDIC insurance *poet to deposits at UBS Bank USA and an banks participating in the
Opening account value $977.23 $976.91 UBS FCC insured Deposit Frown. I does not apply to deposits at UBS AG. Parlous Barth. SrfC
Protection applies to money market sweep fund holdings but not bare deposits Soeimportant information
Dividend aid interest income 0.30 0.62 abou your statement on the tat two Pars ci this document for deals
dosing account value $977.53 $977.53 February 2019(S) Year to date (S)
Opening balances $977.23 $976.91
Dividend and interest income earned Additions
Dividend aid interest income 0.30 0.62
For purposes of INS statement, tenability of inkiest and dradend Income has been detemined f rem a US Total additions $0.30 $0.62
tar reporting penpedise. Bared upon the residence of the account holder. account type, or product type,
some interest ancior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Net cash flow $0.30 $0.62
Income teats The dent monthly( PaterneM is not intended lo be used and cannot be retkO upon for tat
purposes. Clients should refer to the applicade tar reporting forms they receive from UBS annual'', such as
the forms 1099 and the Parrs 493. for lac reporting information It is the practice of UBS to file the Closing balances $977.53 $977.53
apelicatie tac repOrling forms with the US inteml Revenue SemCe and PR Treasury Peoaement. and in
such forms accurately classify ctudenct anyce interest as tar eterrpt or tarts income. Pleae consult your
Ind vclual tax preparers UBS Bank USA Business Account APY
February 2019 (3) Year to date (1)
Interest period! an 8 - Feb 6
Taxable interest 0.30 0.37
Opening UBS Bank USA Business balance Jan 8 5977.23
Total currant year $0.30 $0.37
Closing UBS Bank USA Business balance Feb 6 5977.53
Prior year adjustment 0 00 0.25
Number of days in nterest period 30
Total dividend & interest $0.30 $0.62
Average daily balance 5977.23
Interest earned $0.30
Annual percentage yield earned 0 37%
SDNY GM 00024994
amP7C00?0C0696969 NP7003064I43 COCCI 02'9 COCO:00000 Y12366I 550000000 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 356 14
EFTA01277007

SUBS
Business Services Account Account name: MAX FOUNDATION Your Il Bendel Advisor.
Friendly account name:MAX TION SCOTT STACK MANY LYLE CASRIEL
February 2O19 Account number:
Your investment objectives:
You have identified the Following investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them, please contact yote
Friancial Advisor or Branch Manager. Youcan find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Capital a pprox tion
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ANP7C0020006)5970 NPVC0064I 43 COCO' 0219 COCO3C000 S50 COgfty_OM_000249tAge 4 of ti
CONFIDENTIAL
EFTA _0013561.5
EFTA01277008

Business Services Account Account name: MAX FOUNDATION Your financial Advisor.
*UBS
Friendly account n • ON SCOTT STACKMAN LYLE CASRIEL
February :0 0 Account number.
Your assets
Some pnces, income and current vdues ShOwn may be fppioxinme. AS a restet, gams at fosses mai iv'
be accurately refkcled. 54t Aporuntudosmafron Stour your statement a the end of ths dxurneM fOr
more informaton.
Cash
Cash and money balances
Cash and money balances may Mu* avalable cash balances, UBS Bank USA depost account balances, UBS Bank USA and al UBS roc Insured Program Bank deposit acCOuNtafaXes are insured b7 the FDIC within
UBS FDIC insured Rogan Balk &lances. UBS AG Stamford Branch ceposit account baances and rroney at:phut:dein% but ale not protected by 9FC. UBS AG Stanford Branch deport acc our* balances ale not insured
market mut utf fund sweep balances. by FDIC and are not protected by 51K. Money market sweep 0...dances are protected by SIPC but at rot Insured by
the FDIC
See the Important information shout or statement at the end of this document for detain about those
bedances
°beano belernee Cloung bderxe Nice per shart Average °nit:fend Interest Days n
tscldng on Feb I (6) on Feb28 (3) on Feb 28 (t) rate period period cep row' (S)
uBS BABA USA BUS ACCT 977.23 977.53 250,000.00
Your total assets
Percentage of Cost Estimated uniesired
Yaw on Feb 28 (s) your account basis (S) annual InCCme (51 oan or km (3)
Cash Cash and money balances 977.53 100.00% 977.53
Total 3977.53 100.00% 3977.53
Account activity this month
For more information about the pricelvalue shown for restricted swuntres, see important Information about
your statement at the end of this Occurrent
Your Comte)", Cash Cash and
Ode A(Ilvity otgnplsOn Menie (Ode Fat vat* Nicentalue (3) amount money balance (5)
Jan 31 Cash and money balance 9077.23
Feb 7 Interest 'SS BANK USA BUSINESS ACCOUNT AS OF 0.210919 .30 977.53
Feb 28 Closing cash and money balance 5.977.53
SDNY GM 00024996
ANP7C0020C0696971 NP7003064I 43 COCCI U219 000:00000 Y123661S50000060 Page 5 of 6
CONFIDENTIAL
EFTA_00135616
EFTA01277009

*UBS Business Services Account Account name: MAX FOUNDATION Your lq nandal Advisor
Friendly account name:MAX TON SCr TT STACK MANI YI F CASRIFI
February 2O19
Account number:
Account activity this month
(contrived)
Date Aanety Descrolico Amount (S)
Money balance activities Mn 31 Balance forward $97723
Feb 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 02)0019 0.30
Feb 28 Closing UBS Bask USA Easiness Account $977.53
The UBS eau USA Business Ac mum Is you' pnmaty sweepoption
ANP7C0020C06969,2 NP7000064143 COON 0219 DOC030000 Y1 2366i S50 ONMAYGM00024909e 6 if 0
End of statement for account number -
CONFIDENTIAL
EFTA 001;5617
EFTA01277010

Important information about otti• statement
•ISS inertial Mikes Int (the fern of UBS Financiel her Iran you ro later than 60 days alto the Fern capacity. A lul ccpy of the poky wining is mailable an a roans and may not keep pace with
Sent«), k a mentor oil all principal acuity, commodity sent you the fist et atentent on which the trace or •pon request. inflation
and <poren exchanges. OBS Financial Soon°, and LBS Problem append. • moderate ailing to accept some risk to pincPal and
Bare USA are ndren subskkaries of 1.65 AG and - Provideyou- narre and accost renter X my> Reiter the StK votentonna the sinaereental tolerate lane «toady to seek returns
affiliates of LOS Setae:es LLC. The Ferns (Canna: — Desoke the WO' or the trader you se nure protection apay to: • Awroysne: Wiling to accept high udt to pencoal and
stamren is entitle upon n-quest Ire fern's sower« about. and explain as clearly as you can why you • Cenan «uncial assets controlled by (and «bend en high volatility to seek high returns over time.
offices an believe a is an ma a why you need non your account value) but herd away Men LBS Finantal • Inwitment &Tern Consideration: I seamed a
infante kin. Sown Fa ~reek certain (i) nsurarce Produces, portion of the ponfolb fa that «came may made
,BS innel 5«wees — Provade the doter amount of the suspected era. including valabb nab«. and (i0 shred of rredual complex arameges, tinted liquidity and Tex«
1200 Nita Boulevard finds registered in the none of the aciant holds< on %%Artie&
Weehawken. W 07086 The Firm a Card bsuer vnl iwettgete you' candant the bode oe the barer or torn« 'mere/
and val correct ay error prompt For alleged «roes • Inentment contacts or emmirreem entered, kg, Statement shoutesholdiege
NS Mennen: represents the on& official wad of your nvolvn9 UBS Mra•debn cad transaction 4 we take pannienhos and private placements) tral an We IT2/ consolidate al re'sed accoutre statements with
le35 F runnel Services account Other raced,, &MP more than 10 bus nets days to di this, we will credit not registered under the Securities An of 1933; the sane address in the same mrektoe, e g. beause
offKd Me documents, contanng eating data should you moss for the amount you thank is in error, so that • Corrrooddies corwacts (<9„ foreign excitor:as and they have omtes who abo maintain prr, account
not be relied upon II you besove then is In «ror or you wit hove the use d the money (bang Co tint n pactus metal contracts). nastng futs« enacts relations/in min other Pores a the sane ad&ess. d
Omaasaan plain report it immediately in wrung to the takes us to ccennete as immegat and con nudity wilco contracts. and you prefer to mere nolinduel statements mailed we
Branch Manager of the office servilt rat account. • Deposit Ulocats Incept certificates of *mil) at LBS 5.11.1/110 envelope., you may decline has eickIng by
Please make all cheeks payable to the Fein or the Bat USA, WS AG U S. bathes and balm in the calling your Financial Adieux
Athos). al f gores shown are intended to be actuate, Mental finance, ticketed on Pe Moot el this FDIC Mured Deposit Program.
stateenrt tails thoutcl not be used for Ise imposes Rely isimment In addition to regular sawn lees accounts The SIP( protection and the Supplemental pretender do Friendly account name
ode& on year'end ear lams, ti e , Form 1099. 5498. my be Wart to rnantonme feet charges for bee not apply to these ails own if they otherwise appear eke Friendly account name is a cumartmek sniderume
10425.etc )when 00'Pr9 yea tao return The Fen 6 paynn for securibas purchases and charges for aped on rta-r statements the WC protection and the chosen by you to assist you with your ncacenong
regured by Law totem to /rte RS altduble dradends rants n cash accounts Accounts that are rendered supplemenalpeotection do not prole« >prat changes has no legal *fetal an you' account is nor intended to
reportable nontauble dvickods and taxable inte« to other nsteuldni may be subta to a vendee lee. en the market vat* of you investments (whether as a reflect any strategy, pnxIstre<Onyhand1605.
caned on «mein held n you account net proceed, emit of martet movement issuer bankluptcy or immanent objective a ride profile notated rat your
on sae traneaction, and cost basis on mean corned UBS Sweep Options Wien« moults ad es not a mom.* a guarantee that wenh
smear« UkS often options for tanking cash balances to bak or any financial resullt can or vell be achieved. All
depose ascents at non-Sedated banks and aff' bated Dividend Reinvestment Progreso (DR P) investments invoke the reek of lass nixing the riskot
Carremiatioets with the Firm banks and nay ~et nuked lads (Money funds) The price reflected is an average price. You may Man loss of the ern ie investment. You can change your
• Please rooniem my oral («emendate:ins in wring Depose account at UPS Bane USA and non.aff aired the &dual price Iran your enamel Advises. Or. whore Fiend/ account names through Ordne Services or by
to further amid your rips, irading your nits barks pankinat rig the ORS FlaCihated Deposit taves so purchased under DRIP. pool Mires will be contact rig 'oaf Kati& Adds«.
tuder the Steurdiat n estor Protection Act (SPA) Program are FDIC innured n accordance FOK rules sold and the cash wit be drnoeited res you amen The
• If the ban ill reittution al Me top left of the Iran For more slamalun, please visa mine fd ope. Depose dividend renvesOren price applied tyke ewer may Account overview
of to slammed is not IS:Sinnin Strikes, LES mounts al LOS AG Slattern Branch and duns ol offer from the mark« price at Much One partial shoes • Vakte of your a«ountoportrolo. Net of assets aid
Financial Seniak con« your aeon as creanng Money Funds are roe Wind by the MC. are sold lie:Mthet
Mk« by artangnnl weh the iterated an • Amts Includes available cash balances, valor for
• o s < W A th p f t s e e u a ~ a : : n e n t t a e a t a e d e d m s l n t o h p a e is n r e d a a ; n l y o n o w c t b m h n a r e t o i d s e . k s a d e i t c o h a h r c n , i t o s a O t u t r h n o B e n s d t S l b a y a c o I b a o n « t o s s u h u e n e m n , e s f i y c r h n n a o u o i e , t t u s k n m S t k l s i e e , ~ i i n d n • m e s y a o s a r u u n a e d s n p d t o a t p t R s t A w a h a c i o n l c n l k t e o k s i d a y n a e w o t r p N e u n o p s r , r a i r a t e o s n n c t s d e a o e n s n h e ' n t o d o b e b t a b s y p l e a o r l S n o o f c l w t f a e e C , s c M . t i e S n o d e n t e h b e e y y C F b W B e a C n S rk d F m d a M e a p n o y o r a b s e e i y l ts S h m e a n a d i y c e b s e m r C O e o e r r n n g e a o & e i d d s i l l l e t e w e s e t d i r t h n p e o t o d r l o n i i l c e e d e a e u u e , f o r e t a n r h n s e a n c d m r , c e a e I a m s g p y e t e b n y a e e c a n y h l s l a . e e r l i o w t d h t i e c n n r r p e s e d d a o l e i l f t p t a e a y a r c o S r m t c i u a o t in a u l a u e n c n n d c t. i d b t o s I y f w s e y • t t a o u x e ar d e i p r b a e n e r y l r s v c D o t e t e h r t h r m i e c e c i t i O F r e e i s w e d r e d d m e k s m o e s . n c f t o D o a u t r w h o r e k it e s e n y s o i t p ( s o p n g r , o i t o r o i t t e o t a r ) n r m a , a t s n a t k d n a e « d C , l d e G a u n Y s l a o t d a o b w m l c l a t k l s e e T o m a i p d m i n t e i e o s r m n n e D e s c o e n u o p a t r o s n d p n e d n a ie d o o t a t , d s h s s e e , l l d c s e
• r F m r o P E e e T r i le a n f a l M a i e e d l s e c s o y e d t n e u C d o d d s e l r e a o e w m y n f n « a t t a e h y t c n l r e u e y o s a e u a t o r g v s r m a o u i r e la s r r n b a c le « o . m f r . a p o u w la r d 8 i i i n t n : i h 0 i t w s i w 0 n o a r A 3 X h it . 0 i e M n i m Dg g . e t c t y o o h p r e 6 L a r c Oi f Ø m k t S e s r P e . M w . a s F c r w l v e e r e a d a n b b d u t y n r o c iV e I t r e d t a a n e s i i r r n ; d e n m o c , c o ° a x n r o n 8 r e n d i : i s P x s n s th i 7 a t o i e n t 6 n t t O 2 p e a r . y r o b 1 e e c o 0 s l e c u t 0 e t t r s 3 d a a , s t v e f a r t s e o i l a a e m n b m d l y e e o y s u d i w e r l t F e d o s e r . y a p o 5 n o u c p a o a t v io a r ) n i y A la s o d b , u v l r e is a or l P I P i s n n l o e v v y e a h e t s s r h s e i a t v m t c o m a e c e d s n o e n v t u e i t n t c n d t h e t e t a o i r t a e h n b t n e d j o p e d b i F v c m j i i e t e n n i c a v s n y t y e i v p e s F v e r o o s a t r m y a f e n n b p a a d t e c ly t c n h w s n r m e a l . e w p e s n r r i a o l i y u t f i o n i a n l u e b g h r o s o a n a e f c a t ' a p y t n e , o c s u t . ic to l n N • • s c o a w o o a s L C n e n - h i n e i c a a e b . p o t s i f a c a r f h b r l d r i a e d e e a a n m e d e t t c s m e i o o t e d n I d s I a n n i , D e t c n p y y s l a l u e u f a r d s l a s t e e h e l e t d a , s o h e n e e c e d p r m n e a a c o d b l n c s o T i e c e k [ s o o n b e b b u t c a a a o a n n l l l a a f t t d l y n n t b m c i c m a e u e e l « a s n s a s , n i n t i e k c o a n v t e e t u e e y a s t o s m ~ . f s u f t i e e e l v i d n a r r a d t t s o e p n e t d e o a a M r a l a s i m n o b i t d d d a l e a r g e in
• • • M P A t t h h P l n e e u l c 5 o a . n L 1 t s B c I K e c o i e b e o x a ' n e f S C 7 t k t e a 6 a t r t f 6 e r t e l S o d L r t s e s t « h o r e i a o < H n l n l x b . C x t , e f d i i C s d i r f i l . e i e m N e o m n e I s 0 e R i 7 d t e x 0 c la e u o t 7 i t o w n a o s n l r d « e f a r . l y o « a s m t n ro d a n a n i c c o c d ur e a te r U C o d l T i e n a B l h o e e i p m r S s p s F o F s o m i a n r t i f t a p o o n a a p t r r n i ° a o l r y o m b a n a k t a l o ( h e e r S w s l a ) m I S w s P ll E e e ( w b a r ) r r c t , n e e o R c w l k a r o o e 1 h n u o c t 6 s a c n f o 0 t h a t t o r 0 s h g i r 0 n e O n y R S W t b t h O e r e o e y ( r c a e o n W h r p u t u i r b C r l h r e i o e d t o t , t a u i a l e I d s r n r v c g s v t a n e i t e e i i 1 t l o s a r a p 2 t n b o c r 5 p l o u r e 0 a t s P u e n 0 t r o c p o o 3 t m u t i a 0 o e l e i a c n f r o t r s i r o n • • • c h P P A o M g g o e c e r o n o s a h o e e w i d n d e r a t v a x i e h n a e e t . e i o o C D C f o n a u e p f e o r n t r r t f h e i r ' e , : a e n a t M g t I a n O o a P i r l c o l l O n o o r n a n r w M e a o r n e e n a f g i r t n y i i n i o t c n h v n o c e a . m i s m n P t e m e t m h r a e e e t n n n m g d t e n s e c i d e s n a e r e i d n p e r s a k n e s i t n s e i e o g e r n s t k h t n : t e a L F n u b T s u o o e e e r s t n n i c n a s d t l e e o n e in s g y t a a s g r a r e l e i T l g i n s d h a t f h n e t o n e o s i r i d s e c d m e M a f u e h a n a n t a d i i d n t o t s s i i o n o n s c n t u t h h i r o e t e h r p n a b c e t a y h a O a la e r b r n I a d l c e n i t e n s g s a p a i r a s y r o o c d n le d y a n t o h d c n u e l n o r F g s d d a i p n e i r r m g s t o m v c a l n a a G d y i C n . S
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C s S ta a a t l e m a m - e m M n o t i t a n e a a r b s a o c v ti e o t e a n t i a s ra s w n y s r o o f u e n r c g o a o n n r , t 4 i h f e y y o o st u u a n ' t h e e n e i a d t r m e yo o o u r r r e t t S h h u e e b F p le e r d r o n t l k o is t t h i h o i e t n h p i e s o r l $ i c p 5 y r 0 o c 0 te a m c d t te k b d o i n n fo a r s a u o n p f d t D m o e I e c l l e a 9 n re t m e n r i s l l , i t o o c n a , s 2 in h 0 a O 1 t n 6 e • l C t o h w o at n n m n ik e iw a a n 6 n s w d t . h v o e S l e m a e la k o s r l u y to n to m t d th a o e r n t a e c n n c o o ' t n u g e n e w t n o t e p v r e r a i r n l a * c l l s , p i ~ g a n l a , i f w t ic i i a t f h n t at YØ (A pos./stn.',
receipt the Firm or Cod ewer (as speakable) mum aggregatefor alyotr zooram herd ri a partKula
SDNY_GM_00024998
CONFIDENTIAL
EFTA 001;5618
EFTA01277011

informatimi about your statement (Continued)
Important
Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS
Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads
n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This
may ask for delivery of folk Paid securities al ant tire. To obtain anent guotthons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or
You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit
ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes
transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for
laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity
period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos
• Bost basis. In deteannirg the cost base of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades,
seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on
will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be
on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime
Snancial Sersices. kluding inIcernaticn horn nabs,. pow& evirnated values for ',note swesirram — An estimate of atnualizod income (denderd race
Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling
Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man
guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the
provided by sources other than U3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security.
addition, although LBSFnincial Semmes generalbi structured praise may be boodm or sold and do year from the statement date curia maturity.
updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders
dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that
valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by WS Financial Services, Caters were riot arieuted by the stamen date, open buy and
karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh
please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are Or nyhtS on an roodoklerds or evirsthis date unless
prchase or sale decisions, for to pa-poses ce - beat general partner or sponsor estmated vales, clithlayed on war statement for nformational othathect otherwise by you. You re tesponsble for
otherwise. Accounts transferred to the Fern may any, re sswtied to the Fon by the issuer, purposes only. Posnons and values presented re orders that re executed dr to your lalure to cancel
reflect are itormi kr+ only fox thy period or general pother or throw and may be calculated provided by the Muni; fern UBS rimincel Serves is "ing open orders.
tiro theyre held at the Fan More historical based on deferent infarnation from tat used by not responsible for this iternaion and don not
ntimaticri can be added by you* Truncill Advisor. that parties to derive thee Monied vales. guarantee as accuracy These assets are not tweak:rid Privacy
• Unwanted gang/losses. Moen die ie availabki, — You can dour, additional Momurion regarding by SK or to Fim's supplemental 51K coverage. To °Lean a copy of as current Client Privacy Nike,
estmeted unit:Fired gansflosses are calculated for the methodology used to determine the estimate of ',lean collect your froancialAthisor or viva as webs..
ndvilial smarty lots the transaction data for value end the dale of the iliceniatiCel that is the • Revenue aharkig and adckianal ocimpensthion. al Pawn ”htensurvivierregrt.
nOvidual lots may or manna reflect carmissions. basis for the estimate by contacting your financial - In xklitith to commisskris on lain and 12b1 Wes - LBS Financial Services ir not a bark. The RMA, Bennet"
charges anchor secuity reorganized on canto Admix receved in connection with the dosirbuten of mutual Smokes Account BSA and IRMA ye brokerage
Diedend and other reinvestment lots and systernak - Wird patty estimated vales may be reflected as fads to Oct dents we anchor or Millie mom* accounts oshch provide access to barking SerViCOS and
puts. lois re each combined to display cot • Not piked' in several student: Mien an ovine shying payments from deutuicri aril or potluck Ihreuct alarigitMertS with affiliated banks
averaged lot 71-• 'Trade date colmn parents the independent valuation torn has not suppled or advisors of the mutual funds that se soli Theo and other thiel.pany banks, and provides access to
onginal transacoon trade dale. unable to /Mrs a vase, when we become aware amounts re based on two different comprentsi (4 issuance and army Products issued by unaftliaked
• Callable securities Bonds and preferred stock that that a material event has occurred the, my calla the imam of sales by LBS of a particulr rrutual ihnd.party nsurake (=panes through inesake
the issuer cab Ins <ago rederrpton Pail be selected premousOr reported value it question, or Wen a had family to our dem': and 60 the asset oaks of a agency elosigaries or LEES Financial Semen cox.
erriertially by lot Iran among al hoarier of that value would be highly speculative due to the nature particular Mutual ford lanais 'hares held at the - Ynestniere, nes:anus, and annuity products,
issue held in Our mow or in nornim maw Is, or or the warty Inn — Not FDC insured • No bank guarantee. May lose val.
clients Call bare raomaten is obtained from third — Men neither an ewer, general partner cr sponsor - We and our affiliate also receive minding and — tMA Resource Management Account. Busyness
parties as accuracy is not gawked. Other call estimated value nor a thethathy estimated vaLie 6 ornnbus proofs's-9 fees in considualco for transfer Services Account BSA, IRMA and nteenational Resource
leaves may nth which could riled yeld. complete mended, the fake of the storey will bedeferent agent services that we provide to the rnosual funds Management Account are registered service marks of
Mammon will be provided upon request from its pushes* price. These fees were*, re pad from investor rises n UPI Financial Services lx.
• Price/value Peres displayed for securities and other — • Dthrbutions to dre • may ruled ream of the mutual fuNd and are a fired doll. amount based — vKA is a registered vacterrurk owned by Via
products may be KOK or lowerthan the price that capital, nccme or both. on the meter of accounts at the broker-dealer rrieroxional Service Association and used under
you would actually remise in the market. Prkes - •Orogrul ant sae' represents the resat offering holing mutual funds of that fund family Icense llse LOBS Via credi crds and the IBS Visa
obtained from various dud party sources *Nth we pike pee rot and may not reflect misa cost bath - n addition to CCrnill6SkinS received in connector+ del. cads are mord by LBS Bank LISA with
behew to be nab*, trd we do not guarantee this - DPP and whited RErt sec rcies are not listed on a with the sake or datibuton of annuity contracts and permission from vise U S. A Incorporated Al other
accuracy national securcen exchange. and re generally snit nvestment butt trots to or clients, we ado trademarks. registered trademarks, stoke marks and
- We genera*, use the closing price when available or amid and men A they can be sold the price or aft hate receive revenue shying corrpensaton registered service muds ye of their respitee
to mean ol the bid and ask a ices for listed received may be less tan the per share estimated from Mr/ of the nsorance companies unckrwriting convenes
maybes and options or ore/ bid pokes For OTC value provided an the account statement. the annuity contracts, affiliates of the (*nuance
washes corpthes or sponsors of the snit investment tants MIS Flunk:al Services Inc Rev. 701810
- Less actively traded seashis maybe priced thing a • Reserided securities Restricted securities general" we daring.
valuation model or the most recent price we re not <inertly ithgble for pubk sale. LBS Financial — in addrith to commissions received from the
cblaned and may not reflect an actual market price Services uses the market price of the urresnxted stock pschase and sale of NeeShares kids, we ardor cur
a male. of the WOW issuer as an masted ale for the If lute real,* an asset-based revenue sharing
▪ Cedar posithns may toper w thong a price and restricted stock for purposes or the StOfteltat only. To payment from NentShares doubters. es well as
willdeny as • prico was not available' it we are the extent the restricted mum ies are ebgble for sale, fading for technology development, training and
triable to cbtan a peke Ins a sksity. he value removed may be abstantially less tun Ilse educal
- Deposes a wordroileess denomnaled n arrences awed value shown. — Our Alleles also receive tradng cormikkris and
other than U S. re reflected at the exchange other cansemalcn from mutual funds and awake
rate as of the stammere date. carper.; *two. product' we clittrbae
SDNY_GM_OOO24999
CONFIDENTIAL
EFTA 001;5619
EFTA01277012

1.185 Fnancial Services tic
SUBS Private Wealth Management Business Services Account
299 Park Avenue
26th Floor
New York NY 10171.0002 March 2019
ANIP70010740750319 X151. 0
MAX FOUNDATION
Account name: MAX FOUNDATION BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKMANI LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Firhanzia Admix: Of fte
Fasourceline at on February 28 (4) on March 29(4)
account
Your assets 977 53 977.81
Visit our webslte: Your liabilities 0.00 0.00
www.ubscornifinancialservices
Value of your account $977.53 5977.81
Items for your attention
• Help protect yCJI!rt:1 horn haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
kwewannuakreditrepockcom. Tracking the value of your account during 2019
Value of your account
at year end 2018 $976.91
Your nvestmmt return
7,238.2 Dividend and
interest income $0.90
5,2382
Change in
3,239.2 market value 99.00
Value of your account
1,243.3 — 976.9 977.5 97•7 .8 on Pear 29.2019 9977.91
• •
Dec 2014 Ott 2015 Ott 2016 Dee 2017 Dec 2019 Feb 2019 Mai 2019
SDNY GM 00025000
Member SIPC ANP70360001074875 NP10501202134 00001 t019 006600000 Y123661550100010 Page 1 of 6
CONFIDENTIAL
EFTA_00135620
EFTA01277013

UBS Business Services Account Account name: Your lq Randal Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MANL YLE CASRIEL
Math 2079 Account number: MIN
Your account balance sheet
Summary of your assets
Value on Percentage of
March 29 ($) yOtif account
, Cash and money balances may include
A Cash and rrxmey balances 977.81 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS roc inured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important inf ormation
about war statement on the last two pages of
this statement for detais about those balances.
Total assets $977131 100.00%
A
Value of your account 5977.81
Eye on the markets
Percentage change
Index March 2019 Year to date
S&P 500 1.94% 13.65%
Russell 3000 1.46% 14.04%
MSC I - Europe, Australia & Far East 0.74% 10.13%
Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94%
Interest rates on March 29, 2019
3-month Treasury bills: 2.31%
One-month LIBOR: 2.49%
ANP70003001074876NM000120284 0003I 0319 000300000 Y123661S5010MiyGht000250tAge 2 of 6
CONFIDENTIAL
EFTA_00135621
EFTA01277014

SUBS Business Services Account Account name: MAX FOUNDATION Your N mandril Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
March 2019 Account number. • MN
Change in the value of your account Cash activity summary
March 2019 (Sr Year to date (S) See Account activity the month ice dela Is Mance' in your Sweep Options are end utedI n the openng and
closing balances whit. FDIC insurance moats to deposits at UBS Bank USA and an banks participating in the
Opening account value $977.53 $976.91 UBS FCC insured Mixon rrogarn does not mpty to deposits at 1)65 AG. garland Brecon 51K
Protection applies to mom market sweep ltold holdings but mt bank deposits See Important information
Dividend and interest income 0.28 0.90 about your statement on the lat Mu pages cf this document for detals
dosing account value $977.91 $977.91 Mardi 2019 IS) Year to date (S)
Opening balances S977.53 $976.91
Dividend and interest income earned Additions
Dividend and interest income 0.28 0.90
For purposes of Inks statement, undoity of inkiest and dividend income has been determined from a US Total additions $0.28 $0.90
to eepating per:wine. Based upon the residence of the account holder, recount type, or product type,
some interest arena/ dyidend payments may not be subsea to United States (Us) ardor Puerto Rico (PR) Net cash flow $0.29 $0.90
income tares The dent marshy( otaltrnent is not intended to be used and carrot be 'eked ucon for tar
purposes. Clients should refer to the angled:1e tax reporting forrns They receive from t65 annuals,* such as
the Forms 1093 and the soma 480, for lac reporting information It is the practice of UBS to file the Closing balances $977.81 $977.81
goggle tar reporting forms with the US intend Revenue Sem( t and PR Treasury Peon-wt and in
such forms accurately classify Ottoenct aid'sr interest as tar ererrpt or tarts* income. Plea. consult your
indsidual tax Prepare/ UBS Bank USA Business Account APY
March 2019 (5) Year to date It/
Interest period Feb 7 - Mar 6
Taxable interest 0.28 0.65
Opening UBS Bank USA Business balance Feb 7 $977.53
Total current year $0.29 $0.65
Closing UBS Bank USA Business balance Mar 6 8977.81
Prior year adjustment 0 00 0.25
Number of days in nterest period 28
Total dividend & interest $0.28 $0.90
Average daily balance 8977.53
Interest earned $0.28
Annual percentage yield earned 0 37%
SDNY GM 00025002
ANP70003001074877NP7003120294 00031 0319 03C030000 Y123661550100010 Page 3 of 6
CONFIDENTIAL
EFTA_00135622
EFTA01277015

*UBS Business Services Account Account name: Your Financial Advisor:
Friendly account name::— .
March 2019 Account number:
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Capita! appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• lois account cost basis default closing method is FIFO, First In, First Out
nNP2tmaoOl 074878 NPVC0120284 C0031 0319 COCO3C000 23661550 IfyigalyGm 000250bsge 4 of 6
CONFIDENTIAL
EFTA_00135623
EFTA01277016

Business Services Account Account name: MAX FOUNDATION Your Nnandal Advisor:
S UBS Friendly account name:MAX FOUNDATION SCOTT STACKMANYLYLE CASRIEL
March 2019 Account number. ElI
Your assets
Some prices, income and current values Shona May be EpprOxImale. AS a 'KA gam dad lOsses fn.* riot
be eccuralely reflected. See Aporwonfonnefron abour your statement a the end of tins document for
more Inform...ion.
Cash
Cash and money balances
Cash and money balances may incite.a avalable cash balances, UBS Sant USA depoat account balances, UBS Balk USA and al UBS FDIC Inured Progam Balk depOSit icCOunt 'Menai are insured by the FDIC wllhin
UBS FDIC insured Rogan Eanl: Balances. UBS PG Stanford Branca deposit account balances andmoney Donut* 'mu, bul ale not protected by SIPC. UBS AG Stanford Branch deport account balances ate not insured
market mutual fund sweep balances. by roc and are not protected by 51K. Money market sweep balances are protected by 51K but at rot Insured by
the FDIC
See the important information *bout sox statement at the end of this document for detaits about those
balances.
openno baance ClOung baence Price Der share Average °Mcleod IntertSt Dail WI
wiring on Mar I us on Mar 29 (S) on Mar 29 (t) rate period period Cep anOunt (5)
LIB BANK USA BUS ACCT 977.53 97781 250,000.00
Your total assets
Percentage of Cost Estimated Unrealized
value on Ma 29 (5) yOur account basis (5) annual inCtme (51 Llano( Ibis (S)
Cash Cash and money balances 977.81 100.00% 977.81
Total 5977.81 100.00% $977.81
Account activity this month
For more Information atom' the pike value shown for restricted SKuntleS, see important information about
your statement at tne end of this docurent
Your Mandy Cash Cash and
Date Adisity DeS(OpItOn expense Code face 'due PaceiValue (3) amount (5) money balance It)
Feb 28 Cash and money balance $977.53
Mar 7 Interest L8 S BANK USA BUSINESS ACCOUNT AS OF 03/0Ef 19 28 977.81
Mar 29 Closing cash and money balance $97721
SDNY GM 00025004
ANP7C003001074879NP70:0120284 0003I 03'9 000000000 v12366I 550100010 Page 5 of 6
CONFIDENTIAL
EFTA_00135624
EFTA01277017

*UBS Business Services Account Account name: MAX FOUNDATION Your 16sandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
March 2019 Account number: . _.
Account activity this month (contrived)
Date Activity Descry:Ilion Amount (3)
Money balance activities Feb 28 Balance Forward $977.53
Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/061)9 0.28
Mar 29 Closing UBS Bank USA Business Account 6977.81
The UBS Baru USA Business Account Is your p rnery sweep omen
ANP7000300I074880NP7OCOI20284 00801 0319 000300000 V12366I S50 10My_Gki_000250ftge 6 A b
End of statement for account number
I I
CONFIDENTIAL
EFTA G0135625
EFTA01277018

important information about \O111' statement
LISS Financial Snots Inc (the fern of UE6 Financial her Trem you no later than 60 days alter the Fem capacity. A Id copy of the poky wordarg d bailable an or tams and by not lap pace with
Soran), k a mentor ol all Principal washy, commodity sent you One Int statement on which the era or upon request inflater
and ants exchanges. UBS Financial SithA0.1 and UBS Problem and. • modern Wang to accept son rid< to piricPal and
Barr LISA se ndrect absitaries of IiirS AG and - Rovide you- name and ante ouster(! any> Nether the SIPC moteclon nor the stOdernental tolerate ant volatility to seek hiller returns
affiliates of lib Senates LLC. The Fim's farinat — Decoke the error of the transfer you re unsure Protection Jodytot • Agresti.: Wiling to accept high rift to pnncoal and
statement it amiable upon request. The Finks extort about. and ansin as clearly as you can why you • Ccrun Inancial assets controlled by (and nand n high volatility to seek Ingh MUMS over tint
offices at at believe ais an error a vry you need more your account vitro) but ha away from UM Financial • Inveltment Etgat/ Conacteraticr f sebta a
informanon. Services For ~reel.( ruin (i) nsurarce, Products, portion of the poi tlolb for that rcount may aka
ISS fennel S«vices M. — PrOviia the dolor amount of the suspected «rot ixhxling vaiable amen, and (i0 tires of abet complex arena nod lickin and gear
1200 Harbor Boulevard funds registered n the name of the account hold« on wobble,'
Weehawken. tel 07016 The Finn a Caret Issuer wel mestgase you- candant the book, of the iswc or transfer *gent/
and veal correct n/ error promptb for alleged erots • Inentment marts or ~mina attests kg, Statement Isciutholdispc
1114 Statnent «Pants the on,, official wad of yaw molvngUBS ntedelml Card transactin, if we take limited pannenhin and private placements) hat re We may consolidate al tad account statement with
U3S Franck:I knots account 01h« records, recept more than 10 bus i'ets days to cb this, we will credit not registered under the Securities Act ol 1933; the sure address in the samt envekp e. e o neat
otteal lav documents, contanng «enticing data should you nose la the amount you ilia is in error, so that • Conn ottees contracts (eg„ foreign encharge and they hake tars who afro marten pint account
not be retied LfOn II you beeeve Owe is n error pa wit Klee the use of the Miley ommg he tine n prec cus roetal contracts). ratan; fora metals retationshp w4 other ens a the same egress
sodaion Pier. report t arneekaly n mitre; to the takes us to complete as no:nit:patOr. ad commodity option contract,. and you profe to reake individual statements meled n
Bunch Manager d the office serving you account. • Deposit .1<lotats Incept certificates of depart) at UBS «prate *metopes. you may decline hatutroklivy by
Please titre all Meeks payable to the Fata or the Brit USA, UBS AG U S. branches and bats n the calling yam Financial Achnor
Aleharin al f gems shown are Mended to be errs" lancol enteutcn ~red on tie front c4 Nis FDIC Poured Deposit Program.
statement date bode' not be used for In pupates Rehr stamem In addition to regab( arcane fat accounts The SIP( intention and the mpdemenul protection do Friendly «court name
soleg on yornind tax lams, (i e , Form 1099.549% nit be 'aged to majsmose Inos, charges for bete not an* to these anon own rf they otherwise appear ske Fruagy account neme is a cumanorle 'natant'
a 10 m 4 e 25 n . d f4 b < y ) la w w h e to nD te re m Pn to 9 I t r h C e e R r S la a v l l r u e v tu ia r : n d e T t h y e F ra rm n 6 ts n pa i y x m e e s nt f e o t r c S a e s C h U ac re c g o S u p n u ts rc . h A a n se d s e an s d t c h h a a t r a g r e e s t f r o a r n u sf n e p rr a e id d s on u y p d o s n s m ta a lie l p N ro n t t e . c t t io h n e d W o C no p t p a ro r t d ec m t a g a a n i d ns t t h c e h anges h ch as o s r e o n l b e y g a y l o e u f f t e o c ! t d o i n d y y o o u u a w c i c th ou yo n u t i r s r n e o co t < in d t k e e n e d c e in d g t o lt
reportable ncntabli arcends and taxable ant to other insteduns May be subject to J transfer fee. en the market vale of yam investments (whether as a reflect n strategy, pnxlict, retOr~
earned on mantes held n you ant net proceed, revet of mad« movement, stuer bankruptcy a investment objective or risk monk associated vom your
on sorb trantachons, and cost basis onCater cowered UBS Sweep Options «heat) accounts. and is not simmer a guarantee that wealth.
snomos UK otters options 101' mining cash balances to bat or any financialran can or will be achieved. All
depose ascents at non-attiloted banks and affiliated Dividend Reinvestment Program awe) investments involve the risk of last includamhe risk of
Communications with the Finn banks and money man« mutual hands (Money fadg. The price reflected is an average price You may obtain loss c< the enl in investment. You can change your
• Please reconfirm any oral communcations n wet efg Deposit non at LES Bank USA rid non-affiliated the actual price kW. pa* halt< ili Øisor. Or. vale Friendly are rumes through Orine Services or by
JO higher ant your rights, innutg your nits banks part:mho n the UBS Ft:rinsed Deposit that.. re purchased ram DRIP. pain shaken will be contacting your f racial Adma.
trder the S«urdirk fiesta Protection Act (WA) Program at FDIC insured n accordance wAh FOK rules sold and the cash wit be deposited in your accarn The
• If tefinrxal renaution cache top left of the lead For more Cif carnation, please visa AMIN fdc.gov. Depose Clndeni renvestant price applied by fe issuer may Account overvi•w
of to statement is not 155 f nano Senees, LES accounts at LES AG Stanford Branch and bees of caller from the market ant at Much the pate.' shale. • Valve of yor acortontrportiblot Net al assets and
Foruncial Pain caries you account as cheanng Money Feuds nee not lad by the FDC. are sob liabilate&
b W r e a :M « a b r y r a e r d ta y n o g u e m d e t n h t i s w r e el h a m th o e n s in ko s r t w e a d re + in y s o t u rlutsn Bark deposits are not protected by WC. Morel Fund Cash-in-In « • fl A ag ss g e e t d s s In e c c l u u r d it e y s ( a a v t a ) il , a a b n le d c G a l s o h b b a a l l T a i n m c e es D . e v p a os n its , f oe
• s o o A th p f a s e e r d u i n i p n a t e e e d n r o s t t o h e n a i r t s r d u e a a r n b c g o c s t b o a h n r u t e o o e n k a d t t e a t a r r o t . t i a a I i l l R o a n in d s S b s a c o I a m o g t s r u h m e e m , e f n y m i u < t o s u e s t u l n m S t l s e i , r i y v d i • o c s e u a s a m r n a o u d n s a d t n no l U s A w tL c a r Y < h n ' O e t S a t y a v a o ll e r u R e n r p , r o r e a o t c n a te a d le c s s t n h t e , a d " b n b a b k y l e a o l S n o f c w I a e K . s k . n S k e a t e h y e 'W F b u a S n rk d f a m de a n p y a o b s e l i t S sm e a n , t b a e m r • e O e n n g a o t l e i d y e tl r a e v w e e t d r h e p r t o w d e o l o k e d a e e u a , p a t r o h r s n e a n c m d t , c u a e a u r g p n y r e t n b m n a e c a n i y K l s l e . e J M a t r r n h e a d e i s n r c u y r l s e t o e d o d u l e l i f r t p t a e a y a r C d o r m t C e i u a i O e n l a t d e s n c d e t c i . t b o d s I u y f n n y a m t o u e a n re t u p a b a y t r a c t r t n h h m a e e e d i e F n a n i . n d n d n m t c o e l D a a n t r h o k n l e s e a s o t p s o p n n t o m o r io t a r a n r a r t s u n k t e d e i t n C , d a o n s v c t d e o a c c n n k « n s o t t e a a p s d n t e i o S n a n n t w s e a n n a n t s n p t i d n r la o o t f d f h e s e t , l S d o r
• F a n m r P E e T o l a f i e l t l t M i e d o a l s e c y o l s o d l t - u n e e f p o r d d s d e r d a i o a e e n y y f n d a u a t t y d c n p u e y s s e « t o r p m r m o a r e i s r r r n k a o y t o f m r . a p o u * l r a d a 8 i r n k e i 0 im s i 0 w n a o r A a 3 i k t ' 0 M i n a d a g . a t c t y o o h s e U a c 3 f k t S e s r P • . M w . as h a s n l V e e a i o n i c W b u t l r e y c d e N k < c n t n A e a e g i . s l n l k d i n n c i . a a u g a m o < r n 9 r o u e d a g ff r t t f n 0 n i s h o u m 7 e n 6 n i p t 2 a r r r y e . o b 1 e c o s 0 l e u c t 0 e t i r s 3 d a a . s t v e f r a r s e o i l a a t m u b r d n l y e e o y s u d e r n l t d F o i s i p n . y a o i s o n u p a c a t v u io a l n i y A la s o d b , u v l i r e s e a e t P P I P n e n a l v e e v y c e a e h t s ~ s h r e a i u s U c o a a n c d n n o e v r u t i m n < s a n e h t o a r t a h n b e n e g j o e d a e b f d m s i i m n n e a c r y y e t n p e s F v e r o a o s t r m r a f y i e n n p b a a d t e c l n y t n h w c s i a i n l e a l, c e l a p c s n r i n e o t y u n f y o i a l t e t u h i o a d a n a c t a o c t ' o r p y y u o i n c u ts a to N n l • • s c o a w o o a s L C n e n m h i e i a - a a b c , p b f s o a c f i b l l i m h r i a d t e a i b n m e d l b e c o s i o t e d a n d l s f a « a e , i b t p y y , l r l d u f k a i r s t n a s e a h $ e t s d n o . h e r a c n e d t p r n a e a c o a d l b c s t o T e e c e t s o o n b e b b u t n a a a e o n l e l l a t a f t o a y n n t b f k h c c m a e e u e e l s a n s a s s , r i n n t i a k o a n e v e t v t e e y s a t a s m . a m f s f t t i e p e a l u i d n a n t a u t d t a e p a r c v o d l a o a g l a r i r n a i r n i d d b o d b r r g e in
• • • F F P A I t r r h l n o i . n l n O e n l r a S o U . T o n t I B T K c a d Y o 6 i e a x b n e s l b C 7 S t e e r 6 e t a o f e 6 e rn l s r d U c s s e t n h o s a i o a a n n ll x b k . e , e C o d d t l e i i e e m m n I t e 0 a R d 7 e m 0 c la 3 a t 7 io r n a o i s s n d b D e t a r e l . y e a p a s c n a n tr r d o c t n m « u i c c e t u t n l r t e i a e U r C < 0 l T i e n 1 b h B o c a e e C r S u p S n S F e F o s m i a n r n i f n a p o e n o a p t r i n e r o l n y t a n c a a e t l i o D r a t m w s i W l a ) e S u w l G m l E p w a n ) d b c t , o n e i : c w a p r o o 1 h r u o s r m 6 e n f o 0 n a t t o r s h 0 g r p b n e , y r 0 o S t b i t : h t t 0 r e e o e y ( a c c o t t W r h s r i p u u l d i s C r e h r e o s i s o c n t a a l e I d s n g v c s v a i e t n e i i 1 t l o s a a P 2 t n b o r c 5 p O l u r e 0 a t s P e t 0 n t a r C o o 0 c x m t t i e u 0 O e e r b c f n r o t r s i r o n • • • c h P P A o g g O o c e r r C o o s h o n O e w i d e d e M o r t v i x a h n a e e • t . e o i C o C C f o n a O o p f o p r t M f i f i h f r m e : a P e m r p l o I A I ' o a t s n p o k ( c n p r o r o i e r n a n m K « o t in i e e a n J g r t e l i i y n o i r t r h v o n n e a m : t s s n le t t e v m m th e a e e e a n r n r g d ts n t a c c e s n a b e n e p j e r e s a i k c t s i t a n t i e n o l g e e n k t s h i : n e g b F n u T L s o o h a r e r t o n a d a s c t s e e o n in g t y t s a a g r o e l l e R T l g is d h a t i h n f e t d o e e s c d s r o e m a e t f n r u I l a a c n a n t m d d d t io i s o i s a n n r n h t e th i o t « e h p n a b c e t a y h a O a la e b r t n l d l e c e i e n m 4 s a p , r r s a y r i o n C d le d y n o t o h d c i u e i l n n o r F g s a d i a p n o l r n g r a a n m s c y a t a a - C d k y O . *
P l f W u a r n o d c a m h r n t a o r m a t l o S n c s c n ti ' a o « N n d ( J D s s , 7 0 I c n ) 7 . a c 0 l . l 2 . 6, Att H n a M AMB h S o d A r , w V 6 i r s 1 it 1 a , e • f t d lo o e o U b r B i , t S P c a T a u h n p e c a h F t c a i i n t s y n e . p , d a t o y s g a u e b p t l p e h l e e to r m w a en l i l t t e h a l l c i g i e n h n e l t e r e a n c n l i a e e f n f n i t li s a T , t a c e e o s n l . l e h w c a t s i i v n a e t b ly r e n u n der O A o w p f p i n k re . o r c i i n s a k t i o ' a a n n t ' d i In l g v t r e ; o s w tm th e o nt f s p s r e in e c k ip in a g l both the generation a a T A v e g d a o r m e il d a e s b e m a l r e e t d n n a t C A n a o g s n r f e d a m e it m r i in o t e e n r n s t t o s L A E a y g a S n r m e tI S e O t C m a i l t r e i e l e o n m n s t t e u a P n r n a t d e o s t f h n C e n r G e : d e , i t o P ra ra t c tices
( s ~ a ta t t l a e e m l o e ? n n k t i t o e r a a r b s e o c s u e o t p a a t r l i a s in s w y t r o e o u n r o g o n o n r , t i i h f f e y y o s o u u l a n h e n i e k d t m yo o o k r r e e t t S e h u n e b s F s p e i r c m o i t a o is t I i l t o a t n h p i e s o r l 1 i c p 6 y r 0 o c 0 t a e m n c d i t l e e li d i o o n f n o s a r s a u o n p f d t D l o i e n 1 c d 1 e a m 9 ti b o m e n r a k l 1 e c 0 r a , i c 2 in h 0 a t 1 t o 6 • C l t o h w a o t r m n is e k t a o a n n r s d t t . h y e S o e u a e c k f c s it o l y t u o t n o r t r d t u h a n e n t w a n n o a t n n g as e t a n m l e p ra i a n te p k s a i • g w l n , e a w i a it n h t
receipt. The firm or Cad Issue< (iss aable) must Xlgregatof or all yotr %fa" heldet a part Kula.
SDNY_GM_00025006
CONFIDENTIAL
EFTA_00 135626
EFTA01277019

Ilnportant information about your statement (Continued)
Your asses - For cenan seances igen; n nonacnIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell kern WS 8eA USA, LDS
Your statement itemizes recutites rd other assets held denomrsatons, price and wetly (face vein may An to male of cruel r‘diee n bared on (c.o.,' AG Surrloid Branch and noreaft deed banks
n the account at the end of the Statement reread You have been adjusted to facilitate proper vein, dNidend and intOoKI rate, attuning the sec rites will thearin our cash weep Fro;raTh
may ask for delver of ft* Paid securities al am tire. To obtain anent guotatkos. when available. contact be held for one yea- from statement date or until compensation may be per Amon fee or
You may reel,* unities used as loan coMosui alter yos Fruncol Mks«. mataity. TF6 estimate is calf a guider*, accuracy may be a percentage of odorant dak deposit
paying any balance de on them. Any securities and continued income are not guaranteed blares
tranderred to the Fm, ding the statemmt period are • Private investments and structurre)d products. - Cotnuted wrath name red current yield for
Teed at market value as of the end of the starlet hivate nwstrnent ward*, (IN dire certain types of Starke <co ld rifled. a return of Activity
period Dentinalion program and real estate inestment trust princPal or capt-atsans is which ease the est information repaying commissions and other chages
• Con basis. ri detemnirg the cost basis of thw securities) and strut mad pretexts are generally highly income (rd current yielo) would be overstated. incurred n curection with the extouton of trades,
securces included ei this itaternent, wbtie indicated &swot Certan souctered votes haw not been - Estimated atrial cicala and curet yeld and the nailing Gotten tranactons has been inclded on
wit. the number 'I,' LeS Fanciest Services Ms relied registered erith the Socaities and Exchange actual inane and yieMnighe be hive or hater confirmations previously fuemuited to you ed wit be
on information chained from sources other than t Cerriasen or undo. any state securities laws. We than the *limited amounts Provided to )our proudly on roams
ernr al Streets. skluding Hamar On nom meek. proideevirnated values for page reestrnent - An estimate of annualized income (dividerd aockr
In or that you may have voided to your Finarkal stakes and structured pockets for Menai crud interest) divded by the current market Short Sling
kleiser. the Firm does AM indepenietly way cr purposes colt Autrey d riot guaranteed valsiaveragr balance a based an the last divdend ml yet ere engaged n short tang a amity, you moy
guarantee the aCOSaCy or valday N any OMe motion - These vases may differ abstant key Iron Fetes, it or merest payment made by the issuer and incur a charge Me to than borrowing costs foe that
vended by sources other than U3S Financial Drees ay. at which a private' aim rt security a esumes the securtiegdeposes will be hell for one pan lady security.
es addle% although L6S inertial Seneca gerseralk structured product may be boarkt or sold and do yea from the statement date °tuna maturity.
updates this nIcematim as it is received, the fen not retests* represent the wee you may rearm Accuracy and continued yeld ere not guaranteed. Open orders
does rot von* any entrances dna the information yaw liewidatkrt Regaidng open co • roblitcancelee odes that
crcler "Coat base and "Ureealcod gad loss' it - Third pry *striates of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not aerated by the summon date, open buy and
activate as it the date of this statement. As suthc date aH are supOed to UPS Foxe sal Services on a assets are not held by the Fin and no within the tel stop orders we mowed by the anon of Modem's
please do not rely en this nlanution to make regular bass by an ideperkkre valueion lima Files possession or control. These assets are Or nyhtS on an exidividerds a eaatits date unless
pathos. or sale decisions, for tap:poses or - Rae, generals/1w or sponsor («mated yaws, deployed on yak statement IC. nto w:national nstructect otieevose by you. You we respcnank for
othenvise. Acccums transferred to the F Cm may lob we satilied to the Finn by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to yoi failure to cancel
reflect gallon inferno kin only Ice the period or general owner or sponsor and may be eakulated provided by the slung ('em 1185 Financial Dimes is "in.; OW ceders.
tire theywe held at the Fin More bigot:cal based on deferent infamaten Iran that used by not rep:rah for the infernaton and does not
(kernels', can be added by you* Fnarxise Advisor. that panes to derive their minuted vales. guarantee IS accuracy these assets at rol tweeted Privacy
• Womanised gent/losses. Mien data 6 availabk, - You can cttan additional nlemutean regarding by SK or the Fir's supplemental DK coverage. To Aeon a copy of as current Client Fealty Notice,
tempted unrealized gansflosses are calculated for the methodology used to determine the estimate of please collect you. Fnancial Achio or viol as weave
nc*hvaiiiial toasty lots the enaction data for value ad the dale of the eicrinatiCel that is the • Revenue sharing and Maim/A compensation. at >wen gin ensurvivierr,frt.
lots may or may rice ref act arrmissions, basis la the estimate by contacting your Financial - h addition to commission on sales and 12b.1 fees - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes
charges antkr acuity reorgweal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage
Deeded and other reoveoment lots and systematic - Turd patty esunated vain may be reflected as funds to or <lents we ardor or anewe recede accounts *bah provide access to barking SeViCes and
pith's. lots are each combined to display tee 'Not priced' in several leuatienS: Mien an reverse thee° payments from detrbuices andi x redacts thinticji alarigernirritS wth affliased banks
averaged lot 71-e 'Trade date «damn pawns the independent valuation fern has not suppled or advises of the mutual kids that so sell Thew and other *teenybanks, and provides access to
orient transaction trade dale. unable to asap a value. when we become aware amounts we based on two different moots-ems, FR issuance and amity Products issued by unaffiliated
• Callable stock that that a material event has °tarred that my calla the arrest of sales by 1.13$ of a particular rrutual thind.party nuance companies through instance
the avercats for eery rederrpton wit be selected prewocnk reported value am question, a Wan a had family to our cams; and 60 tie asset vats of a agency %Redoes of LDS Financial Seem Inc
niparbally by lot Iran among al scarlet of that value would be highly speculate* due to the neve particular Mutual fund forays therm teased* — entstmere, inswance, and annuity pred-icts.
:Sue hind n rum. or in none*. rem Ice at ea the county fin — Not FDC insured • No bane guarani... May late vale
clients Call lease oformalkn is obtained front third - Wnen neither an issuer, general partner ce sponsor - We and or, affiliate also receive networking and — tMA lasarce Management Account. Busyness
pales and es accuracy is not guaranteed. Other call estimated value nor a thrd-pmy estimated val.* is ornnbus processing fees in consideration for transfer Series Account BSA, IRMA and nternalionil Resource
leaves may exist which cold! ect weld. carbine pcnded, the wax of the warty wit bedeferent agent services that we provide to the ratual funds Management Account are registered service marks of
information rill be provided upon request from its pedurie These lees generally re pad from inwstor stets o LSI Financial Services Inc.
• Price/value hien displayed for securities and other - 'Distributers to date' may irickwk When of the mutual fund and are a lied dony amour based — VKA is a registered vactirrurk owned by visa
products may be higher or hear than the price that capital extent or both. en the noise of ;occults at the broker-dealer tnermitional Service Associnicn and used undo
you would actually reeve in the market Prkes ap - • Original IPA size• represents the ritual offering holding mutual funds of that fund laxly license. LEIS Vna credi cods ard the WS Visa
obtained from vacua gird party sources With we price pis snit and may riot reflect jots cost base — en Atka, to CCenril6SkinS received in connection debt cods are smed by LOS Bann USA with
Wert to be elabte, tat we do not garner the - OfP Ind unfilled RErt entities are not listed on a with the sate a datibuton of annuity contracts and pirmissen from visa U S. A Incorporated All other
accuracy national securcin exchange. and we generally unit investment least ins to our diets, we ardor vadernarko registered trademarks, strike marks and
- We generally use the thane price when available or acted ad even if they can be sold, the price as aff oat, receive reveease during corrpensaton registered senice nudes are of their respective
tie mean of the bid and ask prices for listed reefed may be less ton the per share estimated from many of the opera t< companies unckrwolins corrpanies
reviles and options a onk bid pekes Ice OTC value provided n the account statement. the annuity contracts, affiliates of the nuance
wctikes commies or sprees of the VM nostmet trusts LIES Financial Services Inc Rev. 701810
- Less actively traded secwhis maybe priced tong a • Resirided securities Restricted securities general" we derange
valuation model or the most recent price we are not arrerey encible for pubk sale. LIBS Financial - In addition to confessions received from the
obtained and may not reflect an actual market price Services uses the market price of tie urreancted stock pichase arid sale of NedShares finds, we actor cur
a rake. of the Sarre twat as an inflated value lee the anl ute receive an asset-based revenue shaming
▪ Cenail positions may taper sio Woo a price and restricted stock for purposes of the StOfteltat only. To payment from NestShares distrbuxn. A well as
wit show as 'once was not available B we an the extent that restricted seam ies are eligNe for sale, nicks; for technology development, training and
triable to cbtan a price for a wanly. tie value received may be obstantially less tun the education.
- Deposes ce seaities denomnated n arrences awed value shown. — Our athletes also receive trading «omissions and
other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance
rate as of the sitemere date. «meanie; Mime prookin we chtuttne
SDNY_GM_00025007
CONFIDENTIAL
EFTA _00135627
EFTA01277020

UBS Inertial Services tic.
SUBS Private Wealth Management Business Services Account
299 Park Avenue
26th Floor
New York NY 10171.0002 April 2019
ANP7003705891 0419 M 0
MAX FOUNDATION
Account name: MAX F0UNDATON BOSTON MA 02114-3252
Friendly account name: MAX F NDATION
Account number: ■
Your Financial Advisor
SCOTT STACKLIAN/LYLE CASPIIEL
Phone
Questions about your statement? Value of your account
Call 10 Jr hit-Lancia' Adv,SO: Cr tie
Re5Ourt- inn t on March 29 (S) on April 30 (1)
Your assets 977.81 978.10
Visit our website: Your liabilities 0.00 0.00
www.ubs.conefinancialservices
Value of your account $977.81 $978.10
Items for your attention
• Help prote.:t yc.melf Item Iran] and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWw.annuakreditreport.com. Tracking the value of your account during 2019
Value of your account
at year end 2018 S976.91
Your investment return
7,238.2 Dive:lendand
interest income S1.19
5238.7
Chance in
8238.2 market value $0.00
Value of your meant
1,243.3 — 9783 9778 9781 on Apr 30, 2019 $978.10
• • •
Dec 2014 Dee 1015 i016 Dec 2017 OeC 2018 Mat 2019 ter 2019
SDNY GM 00025008
Member SIPC ANP703020C0705891 NP70r0061929 00001 0419 000030000 550000000 Page 1 of 6
CONFIDENTIAL
EFIA_00135628
EFTA01277021

SUBS
Business Services Account Account name: Your ll vandal Advisor-
Friendly account name: • . SCOTT STACK MANLYLE CASRIEL
April 2019 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
Apnl 3O (1) your account
• Cash and money balances may include
A Cash and money balances 978.10 100 00% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account, UBS FNC Insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances. See the Important information
D Fixed income a co 0 00% about )our statement on the last two pages of
this statement for data ks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 2978.10 100.00%
A
Value of your account $978.10
Eye on the markets
Percentage change
Index Aprtl 2O19 Year to date
S&P 500 4.05% 18.25%
Russell 3000 3.99% 18.60%
MSC I - Europe, Australia & Far East 2.91% 13.33%
Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97%
Interest rates on April 30, 2019
3-month Treasury bills: 2.38%
One-month LIBOR: 2.48%
AMP MOO2OO0705892 N1qOCO063929 O3O31 O419 0OCO3CO0O 1(123661 95O COMy Gitoco25OMge 2 of 6
CONFIDENTIAL
EFTA_00135629
EFTA01277022

Business Services Account Account name: MAX FOUNDATION Your /9nandal Advisor:
UBS Friendly account nome: • M A M X FOU N NDA TION SCOTT STACKMAN/LYLE CASRIEL
2c 19 Account number:
Change in the value of your account Cash activity summary
A061201904 Year to date (S) See Account acalty am month for details Bziances In your Sweep00nm are Includedin the opening and
dosing balances taut IOC insurance apples to deposits at UBS Bank USA and at banks partkipati no in the
UBS FDIC Insured Deposit Rogan. It Ores not aptly lo deposits at UBS AG, Stanford Parch. SIPC
Opening account value $977.81 3976.91
Protection applies to money model sweep fund hddirep but rot bant deposits. See tmportant iotonnoton
about your stoterner4 on the lout two parse:this document for dills.
Dividend and interest income 0.29 1.19
Apnl 2019(1) year to date (S)
dosing account value $978.10 3978.10
Opening balances 3977.81 $976.91
Dividend and interest income earned Additions
Dividend aid interest income 0.29 1.19
For purposes of INs statement terablity of Interest and dnidend income has been determined horn a US Total additions 30.29 31.19
tax reporting perspective. Based upon the residence of the account ho/der, account typo, or product type.
some Interest condor dvidend payments may not be subject to united States (UA ancice Puerto Rico (PR) Net cash flow $0.29 31.19
Income tarts The dent monthly statement is not Intended to be used and cannot be retied upon for lac
purposes. Clients should refer to the applicabletax reporting forms they receive from UBS annualy, such as
the Forms 1099 and the Fairs 4180, (or 1a< reporting informatuon It is the practice of U8S to file the Closing balances $978.10 3978.10
=bode lac reporting forms Win the US Mod Revenue Service aid PR Treasury oesenment and in
such forms accurate/ dassfy clindenct ardor Interest as tae **rept or Mot, inane. Please consult you
Indeldual tier paperer. UBS Bank USA Business Account APY
April2019(S) year to date IS)
Interest period Mar 7 - Apr 4
Taxable interest 0.29 0.94
Opening UBS Bank USA Business balance Mar 7 3977.81
Total currant year $0.29 $0.94
Closing UBS Bank USA Business balance Apr 4 1978.10
Prior year adjustment 0.00 0.25
Number of days in interest period 29
Total dividend & interest $0.29 31.19
Average daily balance 8977.81
Interest earned 10. 29
Annual percentage yield earned 0 37%
SDNY GM 00025010
ANP700O7000705693 NP7p00063929 00001 0419 000000000 Y123661S50000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135630
EFTA01277023

UBS Business Services Account Account name: Your K Bendel Advisor:
Friendly account name. ',- SCOTT STACK MAIILYLE CASRiEL
April 2019 Account number: .
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. ioucan find a full description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your ratan objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibibty consderatpon - None selected
Your account instructions
e Your account cost basis default closing method is FIFO, First In, First Out
ANP7C0020C0705694NP70C0063929 COCO' 0419 000000000 SOCCiftliklYGM000250,19e 4 of 6
CONFIDENTIAL
EFTA_00135631
EFTA01277024

Business Services Account Account name: MAX FOUNDATION Your illneadd Advisor
*UBS Friendly account name: fitAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
April 201': Account number. In El I
Your assets
Some prices, income and current vaues shpts may to approximate. ASS its WC gains and lOsses may rvol
be accurately reflected. See smporunt intoneason about your statement a the end of ths OxumeM for
more information.
Cash
Cash and money balances
Cash and morey. balances may indtcl+ avalacie cash balances. UBS Bank USA depost account balances, USS Balk USA ands' 085 FDIC Insured Progan Bank deposit tcCOunitd(nCes are insured by the FDIC within
UBS FDIC insured Rogan Etlances, UBS AG Stanford Branch ceposit account blames and money apolicala3e lints, but ale not protected by 9PC. UBS AG Stanford Brant hdepost account balances are not insured
mallet mutual fund sweep balances by FCC afloat not protected by 5IK. Money matt sweep balances are protected by 9PC but at not Insured by
the FDIC
see the important information about aotir statement at the end of this document for details taut those
balances.
°venni? bailee Closing baarKe Plitt ref Share Awls)* CericlendlniertSt Dan n
Hddng on Apr 1 (I.) on Apr 301$) on Apr 30 (1) rate period Penal Cs amount (5)
UBS BANK USA BUS ACCT 977.81 978.10 250,000.00
Your total assets
Percentage of Cost Estimated unrealized
Vane on Apr 30 (t) your acounl COPS (5) annual incca* (S) pan or tom (I)
Cash Cash and money balances
978.10 100.00% 978.10
Total 1978.10 100.00% $978.10
Account activity this month
F0I Mote Inlonnabn abut the Ow vaue shown fOr reStriCtedSeCUMUeS, see Important information about
your statement at the endol this docunent
Your ouatltyl Cash Cash and
Date Actimty DeSCAphon expense code Fat value PriceiValue (3) amount (S) money balance If)
Cash and money balance
Mar 29 $977.$1
Apt 5 Interest L8$ BANK USA BU9NESS ACCOUNT AS OF 04/04f 19 29 97810
cash and money balance
Apr 30 Closing $978.10
SONY GM 00025012
ANP70002000705895NP7003063929 0000I 0419 oopop0000Y12366ISSO0000C0 Page 5 of 6
CONFIDENTIAL
EFTA_00135632
EFTA01277025

SUBS
Business Services Account Account name: MAX FOUNDATION Your Anandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK/AMLYLE CASRIEL
April 2019 Account number: .
Account activity this month
contrived)
Cate Actmty Descriptcn Amount (S)
Money balance activities Mar 29 Bateau forward 997721
Apr 5 Deposit UBS BANE USA BUSINESS ACCOUNT AS CF 04/04/19 0.29
9923.10
Apr 30 Closing UBS Bank USA Business Account
The UBS Rani 1)54 Sus; nes, Accouni is youi pnmay sweep option
ANP7C0020C0705696NP70C0063929 COCO' 04'9 00CC00000YI2366ISSOCOMyGit00025Age 6 of 6
End of statement for account number
CONFIDENTIAL I I
EFTA_00135633
EFTA01277026

Important information about your statement
LAS Femoral Serves Inc. (the Firma UM Fins-vial her Iran you to later that 60 days after the Fmn upacity. A la copy of the poky mrdirg a available income or reams and may not keep pace with
Sereker.), is a mentor of all principal snowily, commodity sent you the test st atitentelt on which the woe or uPon request.
and °man °char-get ties FinancialU nion and UM problem *Owed. • Moderato. Wang to accept sane rids to pinto.' ad
Bart UM re strict siksigaries of 1.85 AG and - Prose* yea rant ad accost number Of any) tWatier the SIIK PrVeclqnM r the swpkemental tolerate sane volatility to seek hoer returns
affiliates ol IBS Seorkin LLC. The Firm'sitem° — Dna& the error or tie transfer you are unsure protection app./ to: • Aggresses: Wiling to accept high risk to pnncpal ati
statement is available upon request. The Firms eulanne abort, and emlain as ckarly as you can why you • Certain tisane° assets controlled by (arid ncloka n high volatility to seek no rears over time.
offices are at believe it is mem:ratty you need mat your decant oaks) but led away Iran 18.5 Fins-cal • Inwatmer2 figharly Conaderation: I selected. a
itormation Services. For earrpleortain 0) insurance modals. portion of the poi dot* for that account may rocket
185 Fitancial Services lx. — Provide the doe:ternary of the suspected error. SKILvang variable awities. and 90 dues of mutual complex mattes, linked liquidity and greater
1200 Hata Boulevard funds registered n the vane of the account holder on
Weehawken, NS VOSS The Finn a Card Muer mil investigate your compete the books of the Sat or transfer agmt),
ad sal correct any error promptly. For alleged errors • Swestmmt contracts or :vestment inetresIs (eg Stateenwn isouseholdise
This statement repreSIMS the onfrr offn al record of you snOhng OBS liffsa•debil cad tramacareo. f he lake broiled pannenlips and private placements) he are We may consoldate Mated account statement with
1.65 Fears& Services account. Other recce& except more than 10 bus less days to do this, we will credit not registered under he Searities AO of 1933; the same address in the urne envelope. e 0 because
°Ka tits daunents, contanng coriliong data should you Bats* la the amount you the* 6 in error, so that • Carmodites contracts (e.g. foreign exchange and they haw cones who abo maintain Ont war*
not be relied won II you bedew there is an error a you MI have the use of the money darn° to tire it MOWS Metal contracts), inthiSng helixes contracts rations/vs rah other etas a the sane adorns. If
cchnion please report m arnetately in *Meg to the takes us to armlet as imistigation. and cOnniedity option contract,; and you defer to mere irdialual statements marled n
Brands Manager of the office wisp you account. • Deposit accomts (except certificates of deposit) at U35 separate envelopes. you my decline lkoulakkOkli6) by
Although Olga. shown re mended to be accurate, l P iy lea r s x e a m l a n k a e t e a u ll t c ic h n ec n k o s t p a a t y e a d bl O e n to th t e h e fr F o e n r t n o o f r t h th is e B FD a IC t h U e S x A e , O d B D S e A po G s U it . P S r . o b g r r a am ch . es and bats n the calling your Financial Advisor
statement dnashould net be used for tar purposes Ray statement In additien to regular secant lees. moults The 51K protection and the Phodtmental protection do Friendly °court name
solely on yer.end tar forms, (i.e h Form 1099. 5496 may be *tact to rnireenarve tem charges for late not apply to these assets hen t they Otherwise appear The Friendly account name is a amemaable *noskrurne
1042$. etc ) when prepamg your tax return. The km 6 payment for securities purchases and charges for unpaid on Bea statements The WC protection and the chosen by you to assist you wityca recordleepna It
requred by law to report to tie RS °Taub'. drAderxls, amours n cashaccounts. Accounts that are tendered swplernentalprotectiort cb not protect aganst changes has ro legal effect on your account is not mended to
reportable neriumble dram& and taxable interest to other instaulons may be subject to a winder fee. n the market rake of your investments (whether as a reflect alw stralegy, prodxt reccermerdatice.
owned on °tribes held is you avant net proceeds restµ of market movement. issuer balsrupay inykstrio.nt oh/Biotin° profile anociated wit, your
on sale tiareactard, ad con basis on cat°, cowered UBS Sweep Options otherwise) amain ad is not a promise or garantee that vomit.
sew/diet ti3$ offers options foe toweprog (ash Waxes to bat or any Wanda results. can or will be achieved. All
depose accounts at non-Efiliated basks ad °dated Dividend Reinvertawe Program (DRIP) Ines ments Moshe the risk of lass, indudisg the risk of
Genwenicatiens with the Finn banks and money motel nasal Inds (Money Furls). The price reflected is an average once You may obtan loss of the mate ireeeAMNIt. You can change your
• Please recalli nn any oral cantunkatiten i, tang Depose aroma at UBS Bark USA rid nonatf dated the actual price from yea tune° Advisor. Only whole Frenty wort names throughOnline Services a by
tofurther protect your rights. incise:1nd your rifts barks pankisaing n the UBS FPC.Inmed Deposit hares we purchased under DRIP, sonial tares willbe contain; you Fiuncial Adore
win theSecurities Investor Protection An (WA) Program are FDK onsured n acanince rah FOK rules sold and the cash wil be deposited in yOuf xcoern The
• o If f t h th e is fi n S a ta n t c e i M al e in ill s i t s it n u o tio t L n E a S s F th r e a n to c p a l e S f e t r o v f ic t e h s e L f O rc S m F a a w m a o it r s e a it t e L r I n ES a A tio G n S , t p a le n a fo se rd v B is r a a w nc i h n o an t d d c do g m ra es . D of e pose O div ff id e e r n fr d o r m t . t - h m e a m i- a re rk n e t t a w c e e e 9 a . t 0 M PIr o e t c h t F m ly e th p e a is t s . u * e s r h m a a d y e • A 0 Y :0 a 1 k .6 re 1 t o o f v y o ou n r i m nv co ontlmorthfo. Net of assets and
Muncie' Services caries wet hatiffit as clearing Money Fads are roe boxed by the HNC. are told lit:Wares_
hedger by arrangement was the **red Onsieution • Arena Includes available cash balances, values for
• o o s t A w h p w S f e e e e d i s n i W r e t h g e s a d e o c e s r n r t t b h r r a t o r e i i s e r d g t d a o i b y r c n o c o a t b h m u u t r e e s o o is a e k d f s c . e t i o c h h a r. n o e a L u t t h r I n o n e S i d s t t S b a r y a o f b a o g m t o r w u h e r e c n e I n n r y h m u t n i e a s l e l s a t l n w m S t l s h a a , o e y k d n w e o s y u a n o a m r u a n e u n d p s d o t r rt o t B k s A w h b c a it o c o a r r O k d e s u e s d v n a a e o t w r p e F x o n p e s , t i r a o a t o s l m n e t o e d c e r c t e s s o t h e t n n a , d o ' b r e b t a b s p y l e a o r l S n o o f c w t I a e e K . s c M . t i e S o t d e r t l e h b e e y y 'W h b St a P S a r C * F l . i m d n M e a a p o n y o n c b i s e a e i y l t s S F m e u r - e v d g ic e b s e p r m a C W e u a a g h o r l y a l k d e h e i w r e n d t i c h e r p w t o l d r e i l i o e e o c a r u r l r u e , p a r a t a n h r r s n e a h c a o m F c l i a e a u r g m p y l e t i b t n w a e c a n d y h s l , a e e / a r l i c t d e h i o d s e ro r u r c n y r l s t e e o d o d l e u l i f t p t a e a y a r c e d r m c t i a v o & in i u d a u e n e c d n t n . c t b d s a I y f p n a y a a t i o y u ri w ar n e l m r p u b a e n y t a e s r t t t t e n h h r h a i e e e c * l a t i e F z e t i n n e e d im d d v c s e i m o . s a s f t D a t o i t r r h c n o i t l k e e s e t n s o t p ( o t p r e r ; o i t s m o u i t o t r n ) a n M a , t r s e n a k s d n e b t d e t c * d u G a r n s l u r o e d t n o b n M p r a t k n l P t c T O n e a i , p n d w t e : s 3 a n e D s m s o c e e u p a r t r o s n p i s t d n e e it n i l s t a o , s d h i s e e , l l d o s r
• • • • F n m r o F F P h P A E t r e h l o o i T r . a o l n l a n f O e e l r l t t M a e n i s o o n i U . l a T f e n c t s B y w o l T e s c k d t o S Y < u n o e e i f o a b a o x . d d r s : d l s l j r e e f a e e o C S 7 o m i a m e e n y n c 6 t f n t a r t a t r t 6 t a r a i e i y N l o c ° v n d u l o u r e e y o t s n u t s s ° s a u o r a i t o o g c i s l ' n x n m l t w o a b C . e t e , e e r r i t s - C o m c d y t r o l e , i • e i o e f m e t n r , . n n a m 1 t p s t o u 0 w e l R a M i d 7 8 d i i i e t 0 n i n A h c l r a a 8 s o w i 0 A n t n 7 i m o o n A h 3 n a p t r o 0 M i i s ' n l s r e r d D d g ? e . t t a a e r e l t c t y e a y o o " p a s h c s m . e a 6 t L a d r c r o 6 D c f t k t n m 5 a e o O s i c r c n e F a a n d I t r o X w s a e s M F U r C o o l r l w t w e i e h i u r n f B c o g o a e w i n o b E f r l n t S a d p h s i y r s n F e s b F o e m r r i e g g a n o t r r e i f a e n a p o n ' s S g e a s t a p t d r i i i n n o c l a s n . t y c c a t g u n a e c a a e o n t l i n r s ( o B m r r a w m S a h t d s n 3 l a r t r ) a P S i i . 3 e t e a a . l n h r l E C e - e e w a i 7 e ° t t ) r m e t , c e 6 v , o s p n p c i c 2 a l r c r a o r y e . o $ b ° e e 1 n o t e c o 5 n s c s 0 f a e o w u 0 t t h 0 a t t e s r t h 2 r a s g 0 C p a d a : e t , y . . 0 t r h s v a e f o S T 0 b a r r a s i t e o h r 0 t t i e e l o i a e a m t n y c ( u c a n b n S o t t h s n d r l y p I c u e P u l e s o e k r y h C r s e o d i e d n s w e o c t a i t l u a l e e F n d t o d s m r e m s r c s g i a t e y , e p t i e e n a i 1 o i t i o s s o s C p a 2 a u t a p n o r c s 5 b p o o t u v r a O 0 t r t s i P l r a e , n n y A t 0 e r c o o n s o d 0 a t m m . u t i v t 0 o e r t * i e s n c a f r a o o t s i t r r o n • I e • • P s o c T n h a l h n o e v F P A o i c e g g w r a n e o h f c e r o r s r a c K r o s o h e w n a l o o r e a w i a c e d r a e m e t m c e n r n t d v t s s o a h e n e a v e t w * u t e . t i n o i c s C o C C n o e t h e o f n t b a r o o o a F f t e a j p o h m e n b r t e n i r f h e c g t j o e b e n a d ° t e e F i b a / n c v c m o A B i i l e t a n n i e a i n p a n s v s o n ° y t t p . y e o o i o e p f e o r s F n s i r t e o t a n n t a i o o a c o n e o y n i r a f f a g i e r b l r n n n y o * t a e i a o . o o d t i o c t h m t n y i o r h n w n a i c e s i s a n t n e i S s k m a e c e e t m e l p c n h e s n a s o s r e i i n o e n t t l u y u l r n t g f i d e n n s i n a t l e t e w e C g t C W n h i n o a a b e o a e t n p r j e r s f e e k c a e o i a C W t r t a s c r i n s o y t p l c i y ] v o n a e u t e u e h n o r t d e f g * to n l L N F • • b n u s c T o e a w s o h e a a o e s e r D r i C e n s n n e h r d n a e s d a t k t e n b . t p o e o s i a o n a ° t c c t s h r a b l a l i r d g r y a n l a e . i t m m l l a e e n e o l i T i a n s t g S c l o d o h e e t n e r h n ° t e d d c A I c s o I e l n e s e r o i a , d b s a t e e y n s p l y e a o l d f b , s f s l a r n u n l u f a a r e o r s a e l i n t s t e l e s h m a i d s d d a e o t S d o , r h s t x e i s o i r n o i n e d n o t e p r t r e e n h d a c t o s t e h i b e p c e s b o e T t c e ° r t x s a n h o o b a e e W b y b e t t k r a h a a a n o a - n ° l a o l e l b a f e M t e o n w x n l t b f n r f e i a c e m e t a e e w t o e k u l s s s a a p s p r s r i , n r a e n s y i a o k t c c n n r a e t t e n c l u i d e o s a m t s o n t y d n . t m f u s t o f e h e d r s i u d l u u s e d i n o r r a e r t a s F g u t t a i d o e i c n a p i v p n e f m d c l a e r g m g i l a o i t a r a l s m a c i m w a r o t d b d n d a i a d a c l d e d a y r e g . e s t i n
B c f W ix a ra r e d d n e t ; c r h : a r o a a - ' o l S n e a n d c e b . y a o t ( o n t F s s T . 0 i c x ) 7 a . . 0 u , 8 4 Alla H n a R rb M o A r I ' 1 f 6 o a . o 4 w l r , S o e 6 k a t e h e r w f t d lo o n e o L b r I i E , t 6 ° a t T r w h m e e o h a F u i in r t r e . n p , d a to y s g a w e b p t le h k e t m o r e w a M l i l t t h a li l o g M x b t l a e a n < il n b a e a f n fi . l t i s a T . t h c e e o s l m . l e h a c a t t s i i v n a e e l l s y e o u s n der Ov A o e p f r p ° a r a l e l r c r i i s a e k ti o p a n r n . o d I f n g i v l r e e o s ; w tm th e o nt f s p s a e s e s k i i m ng ' both the genemica a T A tr v e o g a r d r m i e l c a e s l b m a a le b e r s i n t n u t C A r c e o g r s n r M . e d r e i e t e m i f o e t e n r r n s e t t o s L A O a y g o n S r u d e S r O e t C m a is t l e d e e n o m m t s e a u R n n re t d a o s t f l h i C a e r G M ed e i p n t e P r r a a l c tices
C s n ta t a a t l e m a m a e w n t r c t i t n o e r a a r b s e a s c s o i t t o e a n t i a s w s * o T y f o a e n r w g o o n " r t i i h f f e y y o o sl u u a n t te a e m e le d m m y t o o o u r r r e S t t h h o i e s l F e p n i r n o t s t t e o is c t f t h a im e th t i e e s r 1 ll p 5 y r 0 c o 0 t m e m c : i t R l e li d o a n fo e a r s a u o n p f d t D I o m e 1 c e 1 e . m a 9 l b m a e w a r k 1 ( e 0 a s , s 2 i h n 0 a 1 th t 6 e . • l t C o h o w a n t r I s o n e d r e w a r a n t w d t M h . e S a e a e l n k K c s a e y t s o t e o r t n d th a o e in n a ta c n c n o o M t u g n e a t n o l e n v r e a a r t a e ta l l s , n i e g t v n , e i f w n ic a i a f s n t al genwrilnn.,../.....n.inthon,.,,,,,,
receipt The Inn or Card Inver (as elollatabie) must aggregate for all your accounts held n apart:idly
SDNY_GM_00025014
CONFIDENTIAL
EFTA_00135634
EFTA01277027

Important inforniatimi about your statement (comiimed)
Your assets - For certain sects es racing 11 non-anior ist's? • Est. (estimated) acorn& current yields and rates. - We item. <ColiaeMtibal IICOIUBS Br* USA, U35
Your statement tames recutites and other assets hell dencennatont, pace ad portly (face Mat) may An eat met of an.,* mare us based on wort AG Sunder Branch and moreli lved barks
n the account al the end of the Statement placid You have been adjusted to facilitate peeper valuate, darter and Menem rates, assuming the senrees will *your our cat weep FeC5rn 1b4
may ask for deavery of fug Paid securities al any tire. To obtain nerem quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may receive 'Aunties used so loan co/Uord alter our Faro)! Acinscr. matrity. T is estinate is calf a gudeleth accuracy may be a percentage of average day deposit
paying any Wince am on them. Any secretes and continued nom* are not guaranteed. barges
tranaerred to the Fm, cling the staummt period are • Private investments and structured modems. - (angled annual name and curet yield for
Wed at market value or of the end of the statanat tome enestrame WWI*, (INlain) drect tartan types of treaties could include a ratan of Activity
period patcipatim program and real estate 'mermen( trust preacPal or capital gait n which case the est Information repaying cornrMsans and other charges
• Cost basis n detennning the cost basis of the securities) and structured prodeas are generally highly interne (rid current yield) would be overstated. incurred n acrection with the exioron of tradeS,
sea-rhea included n this statement where indicated lucpd. Chan stiuctored products haw not teen - Estnuted annual maw ard anent yeld and the including option transactions has been nchded on
with the nuniow rl.' LII-S Film-air Services Am relied registered with the Securities and &charge latoll income and girl mope be lower oe hater car(e motions previously I unearned so you. aril will be
on information dwained from sources other than Ul35 Conflation or uro any state secure:is laws. We than the estenaed snares provided to you acerbity m reread.
Financial Services. rkliding Man-ohm from another provide evunated valor; for private investment - An estinale of a-melded home Minderd axier
lien or that you may nave minded 10 F narctal stories and gruel vet products for Manfulmai interest) divided by the current market Short Sting
Apeisor. the Firm saes MI independently verso a porous only Money a not guaranteed velda verage balance a based an the last dividend If you re engaged in shot selleg a wordy, you may
guarantee the aaVaCy or vakley any e amation - These yak*. may differ tubstant bay Iron peon, it or nicest lumen, made by the issuer and incur a charge An to certain taaroving costs for thee
aoudad by maces other than U3SFiaancial Senan any. at which a pelmet stri iro d Wu* or homes the seookiefideposes will bo hell fa one pan kulr security.
la edition, Sthougaa U3SFetincial SktenCeS gerverally structured product may be Wert a sold and do year from the statement date °rural maturity.
updates that rdamatiri as to tetheamted, the firm not necessarily (Ansel, the vale you may recto. Accuracy and canalised yield re not guaranteed. Open orders
desnot prow* any insurances informahm yam liquidation. Regarding open ce • goodtitcancelte orders that
under 'Cost bales- and `UarealCerd gai'll ei,' n - third patty •SIST4603 of vain are at domain • Meets net held by UBS Finencial Services. Certain were not ormuud by the stamen date, open buy and
accurate as et she date of this statement. As such, date ad are supplied to UBS Flue. ial Services on a Watt, ate riot held by the F im and not wither the tel stop orders re rocketed by the amain of dividends
please do net rely an this damage, to make regular bass by an ndependere valuation Irm. Fim's possession or control. These assets re Or NMS on an exrdwiderds a Armies date unless
purchase of sale decisions. fa tar purposes a - lobe* general panne a sponsor estmated vales, deplayed or. your statement for ofe rr:lateen* married ahem/se by you. You are reopens.* fa
otherwise. Accounts Ira-reeved to the FM mgr d rob re suppled to OW ern by the issuer, purposes only. Positions and values presented re ceders that re executed die to yore Iran to cancel
reflect girilow Hornet Ms only fix the period ea general partner or spans and may be tabulated prowled by the issuing Inn UBS Femoral SOW., is "in9 open orders.
tire they re heed at the Fan More hidoncal based on deferent erfamaton from that used by not reap:m.)41Or the inthernaim and donna
rikelltatierk can be ailed by yourMarxist Advisor. ihed pales to den* their Alienated rakes. guarantee as accvacy. The,. assets are rot area:id Privacy
• Unrealized gent/losses. Vitien data 6 audio*, — You can damn additional remotion regarding by SVC or the f irm's supplemental5*C coverage. To rattan a copy of as current Client Macy Nake,
ermatedurrealiZed ialinalOSIef are calculated for the mettiodologa used to determine the titivate d please contact your Financial Achiscr or vat our retbsite
secarty lots the transaction data for value and the dale of the information that is the • Revenue shoran and edifitionel compensation. at Awe/ trbt orn/r4vmprol.-o.
ndvidual lots may or may nee ref Oct cal-missions. basis la the estimate by contactisp your Financial - h addition to carenission m sales and 12b.1 fees - 185 Financial Services to not a bark. The RAW, Buoineos
charges axle, security reap-rat on *sects. Mardi recenved in connection meth the dtoIrtutcn of mutual Sen-tes Account BSA and IRMA are brokerage
Deader and other renvestment lots and systematic ▪ Bard party estimated ealso may be reflected as funds to or dents we ante, or affiliate meek. accounts *huh provide access tobalking services and
pitches. lots ate each combined to display ore • Not piked' in Several OW6:flit: Mien an revert* there° payments from datrtuicrs soda abducts Ihreuct 01.1119111W4Seeth affiliated bead
averaged lot The 'Trade date colmn wheats the inckperdent valuation fern has not suppled ce advisers of the mutual funds that so soli These and other ihirpany banks, and provides access to
ongivl transaction trade dale. stable to Align a wax. when we become aware amounts if based m two different coripaerty (3 ntioarK4 and amity Products issued by unaffiliated
• Callable securities Bonds and preferred NO* that That a material event has anted that may calla the more of sales by 1.85 of a particular mutual thir.party entrance companies through insurance
the issuer cats la *ark, rederrptun Pail be selected prewatry reported oar Ivo question, a Men a find family to our dents; and 60 to asset wk. of a agency subsidies of 1.8S Financial Senrcts Inc
Mpartially by lot among al senses of that value would be hglay speculate* due to the mere particular moral hid lanais 'hires Mad at the — meaner., insranch and snaky satahat
isfla held ia our new or ei none-tee one Is. as ce the seeurrty fnn — Not FDC insured • No bar. guarantee, May IMO vela
dents Call feats, Somaarlan is obtained from third — Wren neither an auer, general partner or sponsor - We and our affiliate also receive eventual"; and — tMA Peso-sc. Management decant. Buonew
parties and es accvacy is not guaranteed. Other estinaled value era a thed-prey estimated val.. a omnibus processing fees in consideralan for transfer Services Account BSA, IRMA and international Resource
leaves may east which card elect weld. complete pow** the take of the 'Array will be different agent services that we puede to the rnteual funds Management Account re registered service marks of
information will be provided upon request from ils puts. price. These lees generally are pad from inwstor mew en UB1F minor Services Inc.
• Pricefvelue Prices displayed for securities and other - • °bait MS to dale • may Ilia return of the 111O.10 fund and are a hied dolls amount based — YTS. a a repaired vacarrurk owned by Vasa
peolucts may be higher or lower than the price than capital, none or both. an the roister of accounts at the brtacendealer Mernestional Service Association and used under
you would actually receive in the market Prices are - 'Omer wilt size' represents the Mot offering holdng ensue bards of that trod family kens. the 1035 Vaa aids crds rd the IBS Visa
captained from wren tied partysources vhch we peke per unit and may not reflect y0✓ cost basis — h addition to commeauns received in connechon deter cards are *seed by UK Bank USA with
brew tole *Saba. ht we do nOt guarantee this - OfP aria waned RE* peeve:as re not Wed en a with the sate a distibutca of amuity contracts anal permission (um vise U S. A Incorporated All *the
accuracy rsaticnal secure:A exchange, and re generally area nwstment bust vas to or cloak we ardor trademarks. registered trademarks, sedge made aril
- We generally use the cbong price when available or aced ani even if they can be sold the price as aft Are receive reserve spring corrpensaton registered senate marks are of their respechee
he mean of the bid and ask prices la tested receeed may be less ton the per share estimated from many of the nsurance companies unckewriting compares
storeys and options a only bid 'OKA la OTC value provided n the account statement the annuity Contracts, alld ates of the Nuisance
washes cm-panes or sponsors ot the mil investment menus UPS nuncio, Services Inc Rev. 301010
- Lees actively traded searbin maybe priced ring a • Restriaed securities Restricted securities general" we didrbute
vabatcn model or the most recent price we are not <treaty eligble for public sale. 1.85 Financial — h addition to commissions received from the
obtained and may not reflect al actual market price Seances uses the market ma of to urrestxted stock purchase and sale of Neritheltares funds, we andor Cr
a rake. of the San* issuer as an evaded vale toe the alI dote receive an asset-based revenue sharing
▪ Canah potions may appear wither a pee and restricted stock for purposes of the stoterstat only. To payment from NentShivers datrbusces. A well as
will show as 'price was not available B we are the extent that restricted seam ies are ebgble for sate, (undo) for technology development, training and
triable to cbtan a price Is. a SeCtrity. the vale twined may be stbstantially less to the educal an.
- Deposes a winners denomnated n currencies awed yak... drown. - Our Alleles also receive trading commission ad
other than U S. dollars re reflected at the exchange other ocenPerealcn from mutual funds and intrante
rate as of the stramen drte. carparriec *Mu parochrts we diemt ette
SDNY_GM_00025015
CONFIDENTIAL
EFTA_00135635
EFTA01277028

WS Financial Services Inc
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 May 2019
ANV70036854630519 0
MAX FOUNDATION
Account name: MAX FOUNDATON BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Account number. SS
Your Financial Advisor.
SCOTT STACKMAWLYLE CASRIGL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at on April 30 (3) on May 31 (S)
account
Your assets 978.10 978.42
Malt our websIte: Your liabilities 0.00 0.00
www.ubscornIfinancialservices
Value of your account $978.10 $978.42
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2019
Value of your account
at year end 2018 397991
1
Your mestrnent return
7.228 2 Dividend and
interest income 31.51
5.238.2
Chance in
3,238.2 market value 3000
Value of your account
12433 - way 979.1 970.4 on May 31. 2019 $978.42
•
• •
DtK 2014 Dec 2015 oedol6 Dec 2017 Dec 2018 Apr 2019 may 2019
SDNY GM 00025016
Member MK ANP700020C0685463 NP7000062938 00001 0519 000000000 50 cococ0 Page 1 of 6
CONFIDENTIAL
EFTA_00 135636
EFTA01277029

SUBS
Business Services Account Account name: Your K nand) Advisor.
Friendly account name:' E • n , , SCOTT STACK MANLYLE CASRIEL
May 2019
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
• Cash and money balances may include
A Cash and rrxmey balances 978.42 100 00% Your current asset allocation available cash balances, VEIS Bank USA deposit
B Cash alternatives 0.00 000% account, UBS FNC Insured CV posit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances. See the:moor:an:info:maven
D Fixed income ace 0 00% about ;our statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.C0 000%
F Commodities 0.00 000%
G Other 0.00
Total assets $978.42 100.00%
A
Value of your account 5978.42
Eye on the markets
Percentage change
Index May 2019 Year to date
S&P 500 -6.35% 10.74%
Russell 3000 -6.47% 10.92%
MSC I - Europe, Australia & Far East 4.66% 8.05%
Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80%
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
AMP MO02000695464 NIPMC006293$ CCCOI 0519000000000 Y12366ISSOCOnlyyGiux02501ppge 2 of 6
CONFIDENTIAL
EFTA_00135637
EFTA01277030

SUBS Business Services Account Account name: MAX FOUNDATION Your Finandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
May 2019 • =M
Account number.
Change in the value of your account Cash activity summary
May 2019 (S) Year to date (I) See Account arthity the month for details_ Balances In your Sweep Options are rndudedin the opening and
dosing Manus value. FDIC Insurance applies to deposits at UBS Bank USA and all banks patlitipatirtg in the
Opening account value $978.10 3976.91 UBS FCC insured Deposit Prawn. R 0ces not apply to deposits at UBS AG. staricad &arch. 51PC
Protection applies to money market sweep fund hddings but not bank deposits See Important intorrnation
Dividend and interest income 0.32 1.51 *Out your statement on the tat Mo pages dr this &Curren: for Ma's
May 2019 11) Year to date (S)
dosing account value $978.42 $978.42
Opening balances 3978.10 $976.91
Dividend and interest income earned Additions
Dividend aid interest income 0.32 1.51
For purposes of IN; statement, tenability of interest and dincknd Income has been determined from a US Total additions 30.32 $1.51
tag reporting per-pectin.. Based upon the residence of the account holder. =count type, or product type,
some interest ands dvidend payments may not be subject to United States (US) ardor Nano Arco (PR) Net cash flow 30.32 $1.51
income tares The dent month)/ staterneM is not intended lo be used and canto, be rated upon fee tar
purposes. Clients should refer to the applicade tae reporting forms they recent from UBS annual'', such as
the Forms 1099 and the Fan 493, for lac reporting information it is the prance of u85 to file the Closing balances 1978.42 $978.42
yip/Katie tar reporting forms with the US internal Revenue SeninCt and PR Treasury Pepanrnenf and in
such forms accurately classify dint:lend &di a interest as tau cien-pt or taabie Interne. Pleat consult your
induclual Inn 0reronfer, UBS Bank USA Business Account APY
May2019W Year to date (S)
Interest period Apr 5 - May 6
Taxable interest 0.32 1.26
Opening UBS Bank USA Business balance Apr 5 1978.10
Total current year $0.32 $1.26
Closing UBS Bank USA Business balance May 6 1978.42
Prior year adjustment 0 00 0.25
Number of days in nterest period 32
Total dividend & interest $0.32 $1.51
Average daily balance 1978.10
Interest earned 10. 32
Annual percentage yield earned 0 37%
SDNY GM 00025018
AMP700070ODW546SNP70c006790B 00001 0519 00CO30000Y123661S50OX000 Pap 3 of 6
CONFIDENTIAL
EFTA_00135638
EFTA01277031

SUBS
Business Services Account Account name: Your lq sandal Advisor:
Friendly account name-7' . . ,- ',- SCOTT STACK MANLYLE CASRIEL
May 201 ,..;•
Account number: .
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full descriptien of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your ran objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibihty consideratton - None selected
Your account instructions
• Vote account cost basis default closing method is AR). First In, First Out
ANP7e0020C06eS466NPT0C006290e %C0I 05' 9 000000000 5501:041O4CGM_000250Wie 4 of 6
CONFIDENTIAL
EFTA_00 B5639
EFTA01277032

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS Friendly account narm: MAX FOUNDATION $1 C,TT ST AC< PAAt4t vrt: [Ai l
May 2019
Account number.
Your assets
Sane pnces, income and current va ues Sham may Ix EpprOxinvaie. AS a *St*. darn at tosses may hol
be &ornately reflected. See (mporunt inkvivauon aoour your statement a the end of tins dxumem for
more informron.
Cash
Cash and money balances
Cash and money balances may indud+ avatar& cash balances, UBS Bank. USA depoot account balances, UBS Bank USA and at UBS FDK Insured Progan Bank deposit account WaXes are insured by the FDIC within
UBS FDIC insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and money applicatae Ism, but ale not protected by 9F C. UBS AG Stanford Blanc h deposit account balances are not insured
market mutual fund sweep balances. by FCC and a< not protected by SIPC. Money market sweep bdances are protected by 9PC but are not Insured by
the FCC
See the important information about )our statement a the end of this document for detain about those
balances.
Datong baance Croong balance PrIce per share Average Dun:lend Interest Days n
mcicIng on Ma/ I (I) on May 31 IS) on May 31 (t) race period Period Cep [croon' (S)
UBS BANK USA BUS ACCT 978 10 978 42 250,000.00
Your total assets
Percentage of Cost EttaTtalea unreaGzed
Value on May 3k. your account teLS (S) annual 'AO:me 01 gan or lois (S)
Cash Cash and money balances 975.42 100.00% 975.42
Total $978.42 100.00% 2978.42
Account activity this month
For note Intortndlort about the pike/value shown (Or regriCte0SKUtittei, Ste important Mtormation about
your statement at the endol this docunent
Your Quantal*, Cash Cash and
Date Adivry Descophon endenSe Orde Face value rrlcsvalue (3) anxrunt money balance (5)
Apr 30 Cash and money balance $075.10
May 7 Interest L8 S 8A Nr: USA BUSINESS ACCOUNT AS OF 0909 19 .32 978.42
May 31 Closing cash and money balance 9978.43
SDNY GM 00025020
A)IP7C0020C0035467 Ny7003061908 OCIOX OSI9 00C030000Y123661S500000C0 Page S of 6
CONFIDENTIAL
EFTA_00135640
EFTA01277033

*UBS Business Services Account Account name: MA> FOUNDATION Your II sandal Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
Account number: • IMO
Account activity this month
(COntrivedl
Oate Actmty Oescrigaticn Arrount (S)
Money balance activities Apr 30 Balance forward 6978.10
May 7 Deposit UBS BANI: USA BUSINESS ACCOUNT AS OF 05/06'19 0.32
May 31 Closing UBS Bank USA Business Account $978.12
The UBS Ban, USA Business Ac room is your pnmary sweep option
ANP7C0020C0695468NP70C006290800031 0519 000030300 Y17.3661 SSOOOMY_GM_000250/2.19e 6 A e
End of statement for account number.-,
CONFIDENTIAL
EFTA 00135641
EFTA01277034

Important information about your statement
LOS inmost Senates Inc (the Firma UBS finrcia her Iran you to law that 60 drys after the Frm capacity. A lot copy of the poky iindirg 6 avail ale inane or earn and my rat keep pace with
Stryker.). is a mentor of all principal snowily, cornmodity sent you the fat statement on which the ewer or Wen nevelt. inflation.
and opt Ow recharges. UM inancialU nion ard problem *Weed. • Moderato. Weep to accept sane ridc to pram' ard
Bat USA re ndrect seksidaries of LOS AG and - Rade you- rant ad accuse number Of my) Heeler Me SIPC ma/donna the swptemerral tolerate sane vdathity to seek haler returns
affiliates of LOS Secteries The f km's farcia - Darte the error or the transfer you are unfelte protection mph: to: • Aggressive: Wiling to accept high risk to pnncpal ad
Statement is available upon request. the Ferns executee about, and eoplaio as ckarly as you can anew • Cerlan trawl assets controlled by OS waxed n tut vOlataity to seek Ws wens over WIC
offices an at believe a is mem:rave/ you need mere yore account vile) be hat away Iran LOS Financial • Inwatmer2 fiterkry Camara:an: N selected a
informalim Services. Fa eurrple certain C) insurance pockets. portion of the poi Nolo for that want may kickedo
UBS Frarcial Services a - Rosa the doer arnxrit of the suspected error. including arable mates. and OD Owes of mewl romper strategies, linked liquidity and greater
1200 Haler Boulevard funds registered n the mane of the account holder on angst
Weehawken, N.I 07096 The Finn or Card bsuer weir investigate yore wale* the books of the Site or transfer on),
end wal correct Iry *nor prove* For alleged mon • Sweetmeat contrail ce investment eateries (e.g, Statement Phouseholdief
This statement reprantS the onhrr offn al record of sr Mario UBS Visaed*t cad tra-nact ere if we lake limited partnerships andprivate placements) hat are We may consoldate related account statement with
LOS Fresco' Services account. Other reads. Wage mote than 10 bus ass days to do this, we *Plaice not registered under the Searkes Act of 1933; the same address in the same envelope. e g. because
othor as Occunents, contanng cMlictng data shoubi yea =curette the amour-New the* 6 in twat, SO that • Carrnoditits contracts (e.g. foreign whinge and they hex amen who ale mantain We want
not be relied won II youbedew there is an error a yeti we hove the use of the money ding the tat prtccczmetal centrals), exteding lures coewacts retaliation with other Was at the same address. If
Cciletien please report it irrnerdately in warg to the takes us to tenable as imistigation. and commodity option coaxes; and you peter to were irdissolual statements mailed n
Brands Manager of the office wvio you amount. • Deposit recants Incept certificates of deposit) at U3S Write *owlets's. you may decline llottothokla9 by
Please make all checks payable to the Fern or the Bade USA, UM AG U.S. bathes and bats n the cadre yet/ Chinos' Advisor
Although alleges shown se Mended to be actuate, teursoal nsteaKn notated on the front of this FDIC hated Deposit Program.
statement daa should not be used for tar purposes Rey statement In addition to regular account lees. moues The 51K protecton and the amenental protection do Friendly mutat name
SOW/ on yorend lae firms, fie Penn 1099. 549,1 me be Abject to mantenarce hen, charges for bee not apply to these was Men 4 they otherwise appear The Friendly accosts nene if a arranaable 'natant-
10425. etc Jaen prepamg your tax return. The km 6 payment kr securain purchases and charges kr unpaid on you statements The WC protection rd the chosen by you to assets you withoua recordleepeg
regured by law to report to the RS as taxable dniderxls, awns n cashemu-its. Accounts that are Wanted explernental protection doe not point aganst changes has ro legal effect on your account is not mended to
reportable none trouble Wands and taxable interest to other instarecen may be subject to a winder fee. n the market ale of you investments (whether as a relied ary strategy. prodxt recorreardation.
earned on writhes held is yea scant net proceeds revµ of market movement issuer balsevpky imestment objective or reek pale associated wen your
on sale transaction. ad cots basis on oaten corned UBS Sweep Option. otherwise) wants. and es not a peombe a Stewards that wales
swain 1.85 offers options for %warpath balances to bat a any Wanda results, can or will be achieved. All
depose accounts at non-thliated barks and affiliated Dividend Reinvertnwe Program (DRIP) anemias nave the risk of boa net dig the risk of
Genwemications with the Firm banks and money market medal Matta (Morey Funds). Theta reflected is an average pice. You mar obtain loss of the entie investntnt, You can change your
• Pleaseretain" any cal carerunatioen n waking Depose oceans at UPS Sat USA and non•attiliated the actual price from you Fano el Advisor. Only whole ken* accurst names throughOnline Services a by
tofurther oohed your rights. Salary your rites barks pankipaing is the UBS FPC-Murod Deposit than MO purchased ruder DRIP, weal chores willb. contactio you' CI-uncial Atha..
vat the Safeties Investor Protection An (SCA) Program are FDIC ensured n accordance yeah FOK rules sold rd the cash al be deposited in yore acorn The
• If the Mattel instiertion on the top let of the frcra for more arenation, please visa wwwfdc.gsv. Depose Wand renveslant ace aired by the Mott may ACOOlalt overview
of this statement is not LES Fnexiit Streets, LEG exeunt% at LOS AG %mind Branch and than of offer hem the fake mice at wah the pansy shires • vette of soot acoontlaorriolio. Net of assets and
(axial Swat caries you- Ikttalt as clearing Moneyfinch are not hand by the FDK. au sold
broke by areargernent was the :socketed inieution • Amos keludes mare cash balances, atm for
e o S t w h p e t e e c e w t - : n W v t e e . a 4 d o e 6 k n t r h a t e a i e s * d n a o b y r c ; o o ° c b m a u o r t o s e o e f t d k . s t h a e h a e r L t t r h d O o e S e t b S a u y C o b o s o t a u e h n n c , s l e r y c h u o n b e e t s t l e w m S a h e a e d v k n e r s e y a o s a r u a n p n d d m ro t B s W A h a c a a c r r k o e n u s d V n a e t e r p P e t o t p s r r i o r e t o s a t t e e e le d r c e s t r e t e n , d o i b b t a b l p y e a r l S n o o c w t I e e K . s c . t i e S n d e t e h b e y 'U b S B a O S r C k h . n d M e a p o t o n a s e i y l t s S F m e e a m d y e b n e h a m C O a a r a o d r l d s / t e h e s v d e t a t o p r t l r i e l e i e i c r a w e e u c , a r t a n h s k e ac e m k ce m L a p y a t b w a e a n i h s t a e e a n l t d r h e a e i s n r r u n a s lt e d t o l e l f p t a e a a r c r W m c ti o a i i n d u l u e e n n d t n . i b t : s I t y p a y s a t o r u e a n re t u p r b a e y t n r s t a r t t h e h r t i e a e c e t k e P e i e n n i d m d d v s e _ m o e s c t t D e u r t i h r o e l i e e t e t y n s t p t ( o k r e r o i & e o w t l r o ) r a a , r e n a d b d n a e i d t w l d e G a e n s l u o t d n n o b c p c a t e k n l s r c T o t t a s e i p m i d w n e e s a n a e D s s -t s m e u e p a n t o s n p t s n d r i o t i , t a , d h r s s e e , l l d o s r
• AS descrbed in the accuse agreements, you must WeledraWn and sham of a Money Fad may be regzgeted clearing agency, ad credit yew account wreathe nook options
• • • • r m F r a w I P P A E t e e n h i l T . m h t l a i n f c O e a l l o o M a e a i s o U . l y ' e u c s s n s t l B o l u d e t r e S ° - < n o e a e f b d o s r o x d d n : e ' W s : e r o f a t e w S C 7 o e e n e e t y f 6 n e t r e a e a u r e e 6 t a r t y N x d o c s d u n o u e r e o s s n t y s n s s u k o w i a t w o o u g e s ' n i n m l t a l l r g a d b e C e y e t o e , o r r r g - C o l n c y d e e r t o , e • l e . n a f m e e n r , % a m d t t a p u w 0 e l R a a d B 7 d i I i l t a O n n i 0 g h c r t s 3 a O m i o A i n o 7 e a r A n a n 3 a r a ' . o t o 0 s t i M n r i r k d v D d g e . t a a r r e l l c y t e a y o o " p h Y s c s m g e a t L a r d c r o 0 6 f w t k t n m 5 a e 0 s i c r a c e 7 a a n 1 l e . t r 4 w s _ a e s F U r s C o o n l d k T w i e n f a h f t u o c r , N w a e w b r E r t i l d n p s e y d s F s e o R o s e m i c u e g e a r n r f a e a b p a o n g s a a a l p t t l d r n i i , i r c o n l s a r c y c r a c t c n u g a o a a n e t c l i n r s ( r o 9 d w a M t o n w n h d e 0 a s ) t r P S 0 w . r t a e l d w a h . C l E - e o r w i 7 t . e e n ) r o i s e t , 6 v t e t o p l w e a e 2 i a a p r c r r 1 t . o n b y e n e h 1 r o c o 5 a e s i s 0 f c t e o u t t l 0 0 a h s t d c e r t h r C : 0 g p a r t d a 0 e t . y . . O t r h s v e I 0 o S T b a r r a O s t e 0 h a r t i e e l o t a e a t a y c ( n u c a n b n l S o t l h s n d r l y p I c u e P u l e o s e k r y h C r s u w o d i e d s w e o r t a e i t l n l e F e i n d o d s e s e s c s i g r t b i y , e e u p i t n e i o 6 t $ s n o b o s p a u 2 t a p n c o r l C 5 p o e v o t o r i 0 u a o r t l i P u e S , i n n y A l 0 r a c p o t s o d 0 e a t b o , u t i v 0 i o l e l n r t e i i s n c e a f a o o t n i r r o l n • I e P r • • s c T n e h a l h e e v P h v A o M c e g g a e r e o h c e r o s e r f r O o l s h e w n w m l c e d a d w i e a a e M e e n w r s r t d a v n s a h n e o , v e t e * . t e n t i n o i c s C n o C C c t h e o f t e n a o o o a p f t a r a p o m h n b t r m t n i i n f h e g t j o b n e a d e W e o I a o a b c l m n n A I i P e e t n I a c e i n n p a v c o ' s y y n c . p l m e t o r p o i o e r s F v p n s a e m r e s n a o o o a t c r e e i y n m i a n f f a i e . b l g r W n y t t a o d e r i i a . t m o i c h i v t n o r r h n w a e e i c r s i a n s n e s i S m k a c t t e t m e l m w p c h s n a s o r e e e i r o n t l u y n u i r n g f n d n n o i n t a l e t e e C g u o a t n W o n b a e o a a t n t j r r M e t c s f e s a i c o c a W r t , s a t r o i n e i o y v w y s o n a e t t u s h n o a s . e f g t to L F N n u b • • s c t T w o a w s o o h a e o s e r i G C r t e a n t s m h n c h e a s a e a t l i b . e p o s e c e r b f i a t g c h o s t c a b / o a l i r / t r a o ' k y a r e m i r l e e n e l m i M t e d i a n s o c d s e l i v n a o t a e n f r d c e o M s k d s I e e s e r e n d r , i b y c t o t s e r m p e y i a b l f , r t f e l , r n h m l u f a a a a o d e r s k s l n t e t e h a m a a s d i d e t d o s o r , t h s r x t i e m o r a n n e o d e t a v t e n n h a c t s t r o a h b h e e i d o c u o e T i t p r t t c n a h t s o a b b c e b b a e n t t y u a a h a e o a n ° a t r a l l e t e a f r t b M l o i n e m e n ( t b , l f c h e k n c m e r e i e e e t m e n w . s a s p s s l ' , ' r l n a o o s i a k a c n n r e n l C l a e d e y m a t O y n d o m f t n o f h t < a a s n u u k e W r e r t g a d F u t a d o e c i r i a p - v p n r e f d i c m l a e e g g m i l o i t e a r a l s m a i v m a m a n o c b n A d d a h d a l l d e y a e r n g . s e i n
k F c W n n a e a o d e b m t h r t a a e ra w - ' o n S k a s e e c f n e b x r o c h n e e s s . 0 W c 7 a 0 . ll , 9 6, Att H n a R t M a A S ' h S o i A d r w , Y S 6 e ri t w a t h e n f t a d lo o e o t U b r B i , t S M c a th m o e e o a d F s i u e s n t s n t p a , a t o y s g a u e b ro t le h k e t m o r e w a M l i l t 0 h a l e 0 in a h s te t a n o n r a ie c f n f e i t li s a T . t h c e e o s l m . l e h c a a t s n iv - a e r l a l s y i o n u n der O A o re p f p w n le . a r < i r r s a e k t i w o a n n o d I r n g d v r s e o s ; w tm th e o m f s p s r e in e c k ip in a g l. b oth the gentraian a a T A v n e g a n d re i s l e a e e b x m a l b e n e s n d n u t S C a e s o s m n & , d e t i a t e i r o s w l n e e s e r t . t o L t A O s y g o o S w r d e S e O t C n a U l t e i e e r n m b n t r t e o a R n r n e t e d o s t i t l f h i c C e a r G s e h d e a i n t t i e P r r a a l c tices
Cala write as soon as atom, if you tilt your S th o i b s e p re ro d t t e o c t t h ia e s p e o s 1 lic 6 y 0 c 0 a n d e e o k n re a s e o n f d D b e r c e e a m lc b r e e r k 1 ( 0 a , s 2 h 0 a 1 t 6 . • l C o o w n r s is e k r v a it n he im . S is ee t k K s e y to to m th e e a ac n e o on w k t e o l p ve r r a all t , e *v ', e w il i i t f h wow uln 'neve- annadaer..
s n t i a C te e m M e a n tC t a n a r t e c c u e t t% a U is r t e a t n er g o o n r t i h f e y o st u a n te e m ed e n m t o o r r e the rim is f oh.. protected for up to 11.9 magas in the that mere the mow clan not generate significant
wept The Inn of Card bar (as elstsicabSe) must Oen/Catofor all your accounts hand n apart:We
SDNY_GM 0002 5022
CONFIDENTIAL
EFTA_00 I 35642
EFTA01277035

informatimi about your statement (Connued)
Important
Your assets - For (elan sewn, vadng n non-wilcemry • Est. resented) income, current yields and rates. - We "item <Cenddr6b1C41 from UBS Bank USA, 185
Your Aceerrent downs wanes std other assets hell denomnatont puce red aunty (face cake) may An est Malt of annual n:Cfre is bawd on wrens AG Suerdoed Branch and entaff dated barks
n the acepanl a the end of the Statement period You have been adjusted to facilitate proper valunw dnidend and relent rates, assuming the lenity% will throur our oath weep Frogam. this
may ask for delivery of tufty Paid securities at any tire. To obtain Anent quotations. when available. contact be held for one yea- from statement date or until compensation may be a mouthy per axon fee or
You may receive 'Aunties used as loan cotters alter you FrancialAcksce matueity. The estinee is calor a gudelne, accuracy may be a percentage a aierage day deposit
wing any balaxe on on them. Any securities and continued noon are not guaranteed balarxes
franthereed to the Fan ding the staummt pored are • Private investments and structured podium. - (stoned email name ad cuml yield foe
lefed at make value as of the end of the stamen Private nnestment wt.-dots (IN Id sty drat sedan types of warns could include a rerun of Activity
period parteipal in program and real estate inweenent trust pre:keelor capes' gaits in which case the esi normal:Jo repaying commissions and other throes
• Cost basis. In determining Vie cost bases of the winces) arid strut teed prooLas are generally highly income (rd current welo) would be overstated. incurred el CCer*CtCn with the executionof trades,
securaies nide' in this statement vekte indicated ithreyd. Chan suuctued proones haw not been - Estimated actual excme arid anent yield and the inducingoption transactions has been exkided on
with the weber - f,' LEK Fannie Services has relied registered with the Wadies and Exchange actual inn ad yield mete be Ewe oe hylwe onimutions previously funded to you. ed all be
A informant. Mond from sources other than UBS Commas:an or Ada. Ay state securities laws. We than the Atauted antrits aoudad to soy Decently on reont.
Financial Semen, ncluding nannies Iran natter prOrdeestrnated values for payee investment - An estinate of rebated income (dividend ardor
lima that you may hawponiedto wee Finial Noshes and structured products for ravine mai interest) deeded by the current market Short soling
Apace. The Fan does Ad ridnerdently verdy a a:nous any Actuary it nee guaranteed vainaveragr balance 6 based al the last dividend ml you at engaged n short selling a wing, you mat
guarantee the accuracy vakliy of any damson - These values may dale tabstane bad Ircen Ines. a or newest payment madeby the issuer and incur a charge doe so certainnaming costs fa the
yowl:brit,/ sources other than U3S Financial Servic4. any. at *kith a peivaw .vase,., d yawn Ce ansiws tie secisinsrderoses will be hell fa or. pan kule• sanity.
addition, /Whoa", LBS Fruncal SeenCES gendalV Structured prOCkad may be Ware or sold aid do yea tom the statement date cured maturity.
updates the rdrematim as it is teemed, the few rot nesse* represent the yaw you may recent Accuracy and conserved yeld are not guaranteed. Open orders
does rot monk any assurances the the ofaineen upon Ike:dation. Regaidng open a • 9bashicanceled* aden that
wake -Cost bate and "Urvealced gait love is - Wid pry *stains of wake re as tannin • Mitts not held by UBS Financial Services Certain were not mend by the ninon date, open buy and
accurate as the date of this statement. As such date ad are suppled to UBS Financial Services on a as:Winn:4 held by the Fim and not witam the set stop orders at waned by the amen of &nook.
please do me rely on this alternation to make repute" bass by an independent valuation rims Fin's possession or control. These assets are argils on an redwiderds or Penns date unless
rarchase a sale decisiont foe tat pa-poses a - issuer, general partner a sponsor estimated vans, divalayed on your slatenent fa neon:national ranted otheng/se by you. You ate response,* foe
otherwise. Accounts tranened to the my '4 tab are sidaMied to the Fen by the purposes only. Positions and values presented at Aden that me executed Oat town lahn to cancel
gianht newth eion only fa the period or general prow or sponsor aid may be calculated worded by the awry fon UBS Financial Seines is "ing open orders.
tin they xe Morerigor:cal based on deferent infamaten from tat used by not respantble for the iternanc and does not
nicernatica can be Abed by you:MantleAdvisor. that pans to derive their edemated values. parasite b accuracy These assets are not protected Privacy
• Unwanted gailaelosses. Vit*n data 6 auplabk, - You can obtain additional nonan regarding by Set or to Fills supplementalDK coverage. To Ann a copy of as current Client Privacy Whey
earned areatized gansflosses art talented for the methodology used to determine the elfin:de of please canal you. Financial Athiscr or vet as website
exliciital sonny lots the transaction data for value and the date of the inkomation that is the • Revenue Ming and maims' compensation. at 'wen ribs enrap4wetrA.-e.
notvidaal lots may or may ner ref lett ccrmispons, basis la the estimate by contacting your Cranial - h nditko to comminken on sales and 12b-1 sees - 185 Financial Services is not a bark. The RMA, Busmen
changes andce secuity reorganization thews. Advisor. received in connection wth the &Beano of mutual Services Account BSA and BMA at brokerage
Dialed and other renvestment lots not systenaik - Wad patty estimated vales may be reflected as faids to as clients we actor Oct Akin receive accounts Mich monde access tobarking senates and
pschast lob we each combined to display erne • Not arced' in several situations: when an revenue Platy payments Irons dotabuion anla products linnet an.ingenreS with affiliated banks
award lot The • Trade date' colmn paints the independent valuation fern has not supplied or eines of the rotAust funds that so sell Thew and other tied-party banks, and provides access to
ceginal vansacaon trade dale unable to assign a wide, when we Wane awn :noun's we based on two different correcrener nsioarcd std amity products issued by unaffiliated
• Callable cats Bonds and preferred stock that Oat a mulerial event has occurred that my calla the amain of sales by LB5 of a particula mutual tin-party nyrancecompanes through instance
tehte issuer cats lore-Ay iedemption wit be selected prewousy reported value no question, a when a fund tardy to our dents; and 68 the asset vale of a agency 'stardoms of 1165 Financial Sewn Inc.
by lot km among al warns of that value would be hyhly speculate+ due to the neve particular Mutual fund lanais shires held at the — rwomen nun), aid annuity deedacts.
issue held our rume a in nominee name la at of the security firm — Not FDC insured • No bare guarani... May lose rata
Client,- Call lean Somali", is obtained from third - Men neither an aueb general pathier a sponsor - We Ad our affiliate also receive retworkey arid — tMA Pesone Management /wan. Business
PAM and its accuracy is not wakened. Other call estincled value nit a thed-pny estimated yak* 6 ornnbus processrg fees in consideration foe transfer Series Account BSA, IRMA and nterationil Resource
leaves may east which could elect weld. complete pro died, the van of the security wit bedeferent agent services that we amide to chi rnieual funds Management Account me reentered seine marks of
noemaicn will be provided upon request from its purchase price. These fees generally we pad from inwstor assets 161 Financial Services H.
• Price/value Preis displayed for securities and other - • Distbut icns to dale • may include mum of the mutual fund and are a fled dolls amount bawd — VISA is a registered vacterrurk owned by visa
peoWas may be higher Ewer than thef pisritcsea trhea t capital nccme or both. cn the rumba of ;awls at the brrkerdealer hweracional Sane Assocatico ad used under
you would actually recave in the market - *Orgral represents the real offering holing nevi funds of that had family kern. The LOBS visa credi cads and the 1.65 Visa
<Wined from nee tad party sources wish we pee pee int and may not reflect )0W cal basis - h aidinn to CCenril6SkinS received in connection debt cads are awed by UK Bank USA with
bean to be elan. to we do flOt guarantee tInti - OfP and whited RErt SeCtrein are not listed on a with the in or detibuton of annuity oweracts and permission from Vas LI S. A Incorporeal All Otte
aauracy runnel securities exchange, and are gererally ire investment Inn tries to as clionts, we ardoe Yadernarkt registered trademarks, stake mats a-4
- We generally use the cbseg price when available a and and then l they can be sold tent price as al hate receive reverue sharing correensaton registered service maks are of their respective
he mean of the bid avid ale prices la tested received may be less tan the per that estimated from Mary o1 the meant< companies unckewretty companies
stones and options a my bidI nes fa OTC value provided n the wean' statement the annuity Paltrikti, affiliates of the entrance
wakes cecrentes or sponsors ol the met nvennot twos IRS Ithandel Senior Inc Rev. 201810
- Less activey traded searhin maybe priced using a • Ite twitted aunties. Restricted securities genie* we darbete.
valuation model a the most recent price we are not wrathy aligble for public sale. 165 Financial — h addeco to corernessions received Iron, the
obtained and may not reflect an actual marked price Services uses the market price of the urrestected stock pun:hese std sale of Nee61,ares hrds, we odor cur
a van. ol the sate ewer as an imputed rake Ice the If date receive an asset-based revenue sharing
▪ Cenail posit ens may craw warns a price ad restricted stock foe purposes or the sbaltaient on/y To Payment from NentShAti 6stebuxn. A well an
wit show as 'once was not available a we are the extent the reittrklod won ies are (dyne- for sale. Vicky for technology development, training and
unable to cbtan a price Ice a wady. he value waved may be substantially less tun the education.
- Deposes a sec hies denomnated n currencies owed value shown. - Our Alleles also receive trading corminos and
other than U S. dons re reflected at the exchange other <annealen from mutual funds ad entrance
rate as of the sinemea date. carearine *tau ceoaticts we distrtuto
SDNY_GM_00025023
CONFIDENTIAL
EFTA 00135633
EFTA01277036

U85 Fevincial Services Inc-
Private Wealth Management Business Services Account
4tUBS 299 Park Avenue
26th Floor
New York NY 10171.0002 June 2019
ANP700477416I 0619 >0 2. 0
Account name: MAX FOUNDATON BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Account number. SS
Your linancial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone
questions about your statement? Value of your account
Call your Financial Advisor or the
Resour on May 31 (91 on lune Z13 (9)
accoun
Your assets 978.42 978.73
VisItour websIte: Your liabilities 0.00 0.00
www.ubscomffinancialsemces
Value of your account $978.42 $978.73
Items for your attention
• Help protect yourself from fraud arid
review bank, credit cafe', and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWW annuakreditrepott com Tracking the value of your account during 2019
Value of your account
at year end 2018 $976.91
Your nvestment return
.228 2 Div.:lendand
interest income $1.82
Change in
market value $0.00
Value of your account
1.243 3 - ra < 978.7 on Jun 28, 2019 1978.73
• • •
Dec 2014 Dec 2015 Dec 2016 De< kl 7 Dec 2018 148/2019 lun 2019
SDNY GM 00025024
Member SIPC ANP70005004774161 NP7000761893 CO001 0619 012796335 Y123661 550 110000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35644
EFTA01277037

SUBS
Business Services Account Account name: MAX F0tlNDAT!CN Your 'Snoods' Advisor.
Friendly account name: MAX FOl N DATION SCOTT STACK MANLYLE CASRIEL
June 2019 II EMI
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
June 28181 your account
A Cash and money balances 978.73 100.00% Your current asset allocation Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account. UBS FpC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about Jour statement on the last two pages of
this statement for detail about those balances.
Total assets $978.73 100.00°b
A
Value of your account $978.73
Eye on the markets
Percentage change
Index lune 2019 Year to date
S&P 500 7.05% 1854%
Russell 3000 7.02% 1931%
MSC I - Europe, Australia & Far East 5.97% 14.49%
Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11%
Interest rates on June 28, 2019
. I
One-month LIBOR: 2.40%
Awe70005004774i62 WT003261683 00031 06l9 012796335 vi2364si 53011 gtgpiyGit0002501Itee 2 of 6
CONFIDENTIAL
EFTA_00135645
EFTA01277038

UBS Business Services Account Account name: MAX FOUNDATION Your N sandal Advisor:
friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
S Account number. • MN
Change in the value of your account Cash activity summary
Afile2019 CS) Year to date (S) See account activity tha month for dela BianCeS In your Sweep 00 OAS are trid utecl in the openng and
closing balances vim. FDIC insurance applies to deposits at UBS Bank USA and re banks partici/siting in the
Opening account value S978.42 3976.91 UBS FDIC insured Deposit Progan. R dices not apply to deposits as UBS AG. seardoto Brarch. SIPC
Protection applies to money market sweep find holdings but not bare deposits See Important interrelation
Dividend and interest income a31 1.82 about your statement on the rat two pages cf this document for deals
dosing account value $978.73 3978.73 June 201911) Year to date (S)
Opening balances S978.42 $976.91
Dividend and interest income earned Additions
Dividend and interest income 0.31 1.82
For purposes of ttds statement, to tabitty of interest and dmdend income has been determined hem a US Total additions $0.31 $1.82
tag reporting perspective. Based upon the residence of the account holder, recount type, or product type,
sonic Interest andior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Net cash flow $0.31 $1.82
Income tares The dent month// stattrnem is not intended to to used and cams be reied upon for tar
mitoses. Clients should fete. to the applictie tax reporting forms they recent from UBS annualy, such as
the Forms 1099 and the Farris 480, for tax reporting information it is the practice of UBS to file the Closing balances $978.73 $978.73
asidicatle tea reporting forms with the US intend Revenue SernIe and PR Treasury Peoaornent. and
such forms accurately classify dui:lends an:Yer interest as tat eierrpt or tamble irxorne. Plea. consult ycur
inctedual tax Preetarer. UBS Bank USA Business Account APY
lune 2019(1) Year to date IS/
Interest penod May 7 - Jun 6
Taxable interest 0.31 1.57
Opening UBS Bank USA Business balance May 7 5978.42
Total current year $0.31 31.57
Closing UBS Bank USA Business balance Jtn 6 1978.73
Prior year adjustment 0 00 0.25
Number of days in nterest period 31
Total dividend & interest $0.31 $1.82
Average daily balance 5978.42
Interest earned 50.31
Annual percentage yield earned 0 37%
SDNY GM 00025026
ANP7C005004774163 NV7003261E83 COCCI 0619 017796335 V123661S5011C00) Pap 3 of 6
CONFIDENTIAL
EFTA_00 135646
EFTA01277039

SUBS
Business Services Account Account name: Your financial Advisor:
Friendly account name: • : SCOTT STACK MAMLYLE CASRIEL
lure 2019 Account number: .
Your investment objectives:
You have identified the following investment objectives for this account_ if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu Can find a ful description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment consderation - None selected
Your account instructions
• The account record was signed by your Financial Advisor and approved by a Principal of the
Firm
• Your account cost basq default closing method is AFO, First In, First Out
ANP7C005004774l64NPVC026‘883 00001 0619 0l 2796335 S50 I IlditlibYGM000250t494 4 cif 6
CONFIDENTIAL
EFTA_00135647
EFTA01277040

kBmus,in ess Services Account Account name: MAX FOUNDATION Your %sandal Advisor:
UBS Friendly account narne:MAX FOUNDAD0N SCOTT STAGY miltat vi F faerrict
Account number. III Ell II
Your assets
Some prices, income and current vetoes shorn may Ix epprOniagne. AS a MUM. gains at lOsses ma/ xi
be &weedy refkcied. See Aporzon infosmabOn about your gatemen' a the end of ths dxumem for
more infornakon.
Cash
Cash and money balances
Cash am! morey beiance.s may include avalable cash balances, UBS Bank. USA depost account balances, UBS Bank USA and 81 UBS FDIC insured Progan Bank deport acount tgerKes are insured by the FDIC within
UBS FDIC insured Rogan Bank Etaances, UBS AG Stanford Branch deposit account baaxes and money applIcabge Inns, but ale not protected by 9PC. UBS AG Stanford Brant h deposit accourt balances are not insured
market moue fund sweep balances. by FCC and are not protected by 51K. Money market sweep balances are protected by 9K but are not Insured by
the FDC
See the Important information about )our statement at the end of this document for details taut those
balances.
°beano beance Closing Wax! Prix per share Average Duldencl Interest C.41
Hddng on iun I(1) on tun 28 IS) on lun 28 CH rate period period cep amount (5)
UBS BANK USA BUS ACCT 978 42 978.73 250.000.00
Your total assets
seven/age of Cost atimated unrealized
Value on Jun ?8 (1) your account hairs (S) annual inCtme (S) gein or loss (S)
Cash Cash and money balances 978.73 100.00% 978.73
Total 3978.73 100.00% $978.73
Account activity this month
For more Information about the pricel value shown tOr reStriCte0 SKUtitleS, see Important Information about
your statement at the enoof this docunent
VOW' Ouannly Cash Cash and
Date Adnity Description tame cock Face Mut PrIcerValue (3) amount (S) money Celance IS)
May 31 Cash and money balance S978.42
lun 7 Interest LBS BANK USA BUSINESS ACCOUNT AS OF 06l 06/ 19 .31 978.73
Jan 28 Closing cash and money balance $978.73
SDNY GM 00025028
AmP7C005004774169 HP7003761883 0000I C6I9 012796335 Y123661550110000 Page S of 6
CONFIDENTIAL
EFTA_00135648
EFTA01277041

*UBS Business Services Account Account name: MAX FOUNDATION Your Ilaandal Advisor:
Friendly account name:IASINIATION SCOTT STACK MAMLYLE CASRIEL
June 2019
Account number:
Account activity this month
contnuedi
Cate Activity Descrolion Arrount (1)
Money balance *divides May 31 Balance forward $971A2
Jun 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 06/06119 0.31
Jen 26 Closing UBS Bank USA Business Account sm.n
The UBS Bank USA Business Account Is your primary %veep colon
ANP7000500774166NP7000261883 00001 06l 9 012796335 VI 23661 SSO1t%eicG rit 000250pyie 6 of 6
End of statement for account number El
CONFIDENTIAL
EFTA_00135649
EFTA01277042

Important information abotd,‘our statement
U35 Fnncial Services Inc (the fern of ues Financial her from you no later than 60 days dug the Frm opacity. A Id copy of the poky arcing is salable an or rams and may not keep pace with
Soreker.3 is a mentor ol all principal seceshy, cornadrty urn you nat lint -statement on which the a« or UPOn reopen. inflate:in
and cptamsexchargin. Fnancial StMCPI and LIBS problem appeased, • Moderate Wang to accept scene rids to prinepal ad
Barr LISA ar ndrect stbsidaries of LEK AG and ▪ PrOnCityou- nrre rd accost ~bet (4 any> Writer lilt SIFIC Prothlon nor the supplemental tolerate am viability to seek honer ntums
affiliates of LOS Sectstes L1C. the F Shamal — Desobe the nor or the wander you re unsure protection appal: to: • Agansne: Wiling to accept high rids to pnncoal rd
statement is available upon request. the Ferns execulne about. and akin an dory as you can why you • Cann financial assets controlled by (and «bind n hrgn volatlity to seek highreturns over tame.
offices se st bitten* is an emir a why you need noire your account vaunt:rat held away from Financol • Inunteterd &gat,/ Cons•deration: a seleneg a
information. Services For example certain (i) nsurance produns, patio, of the poi Hobo for that account may made
1.85 Faexel Srarces hc — Proide the doer amount of the suspected ens. ixlWirg siable modes. aid iii) sties of rreeual complex arameola tinted Sapidity and gnaw
1200 Harbor Boulevard finds registered n the arm of the accent holder on stalky
Weehawken, tel 07086 Te Firm a Card Issuer vad Seagate yoke vanpant the books of the issuer or transfer agent),
and will torten any error paletry For alleged errors • Investment contacts or medians attests kg, Statement shouarholditge
7165 Stat~ retresents the onft official Nand of rxr ånnivn9 (WS 06a•debd cad trantact6ro ifawe take knald pannenha and private placements) hat re We may consolidate al re'ned account statement with
LOS F rune's' Services account tilir records, except mob than 10 tyg Kiss days to ob this, we will credit not registered undir the Securities Act ol 1933; the sank address in the sank ~eke.. e 0 because
otteal la< documents, contanng cornicing data should you :most Ice the amount scrilirsk es in error, so that • Corrsnodities convects (e.g„ foreign exchange and they have tears who afro mental, per, account
nol be seised upon II youbedew then is NI MCC a you wit have the use of the money (bang Mt tint a prase tus metal contracts). cabin; futures contracts retatonshed win other Ores a the sane ad&ess.
anissen plea report it ~drably n writing to the takes us to correlate as nedligaen. and commodity option contracts. and you prefer to mew individual statements mailed n
Branch Manager a the office urvig rat account, • Deposit Ulotrts Incept certificates of deposit) at UBS sniamito•nielopot. you may decline Itousehokleg by
Please make all <necks payable to the Fan or the Bak USA, MIS AG U S. branches and baits ek the calling your Farad Atha*
Aehoicp al (gales shown are Mended to be motet., Inancial nsteutcn ~Wed on the front of his FDIC vared Deposit Program.
statement ribISMOuld not be used for la. pisposes Rely linemen In addition to regular noun lees. accounts id SIP( protection and the 6.pplemental protector) do Friendly «madame
solny on year .end tax lams, (i e Form 1099, 5498, may be onset to rnantenane bat charges for late not apiary to thew anon own d they otherwise appear the Frendy account name is a cuacendabb *nrakrume1
10475- Ff<)whenDraPan9Inear tar return The km is payment for securities purchases and charges for unpaid on >nu statements the WC protktion and the chosen by you to assist you with you recceelltopeg
ea:ared by law to repast to he RS sutduble dmdondk amounts n cash accounts. Accounts that re rendered ~Instal protection da not pods« against changes has ro legal effect on yike anon . is not intended to
reportable nontaxable dvands and taxable nternt to other notations may be subject to rb transfer fee. in the market vela of your investments Inekether as a reflect any strategy, pnxIxt, recommendation.
earned on invites held n you 'yank net pnxeals resist of market movement, issuer bankruptcy a nsestrnent objective a rek profile associated wen your
• sale transactions, and cost basis onCertain covered UBS Swoop Optioos obtain) accounts. adb not a prom.* a guarantee that wealh,
mosnes USS often options for sweepng cash balances to bait or any linarKin caulk. can or will be achieved. All
depose aoccums at non-educed baits and affiliated Dividend Roinvertmtint Program (DRIP) enestasens involve the risk of lost ticloIrg the riskot
Corrwatications with da Firm banks and may mend make] finds (Money feat). The price reflected b an average price You May °Man loss d the enl e investment. You can change your
• Please repodirm try oral bermancatons n berg Deposit accon at UPS Bari USA and nonaffiliated the actual pike lions your Filar.< ral Mina. Or. wink Friendly acne neat thrbghOrdne Services or by
blusterer noun your sitar, irwrucleg your nits banks partinwn ng n the UM FCC-awed Deposit Mann re purchased under DRIP. paid Man will be contacting sea F natal Adma.
under the Skuntim Invest« Protection Act (SPA) Program ae FDIC.soured n accordance win FOK rules cold and the cash wit be depoted n yoke account The
• If the hark ill munition on the top le of the kern For more rdcmution, please visa WM.., fdo.ripir. Depose cf stand remes~ peke supplied byre issuer may Account overview
of this statement is not ugSFnanciai Serwes, LeS &Croon's al LES AG Stanford Branch and Joes of offer from the mark« crKi at Vinal Be partial shires • Value of your •woonoporMolo. Net of assets and
Financial Sena« caries you- account as cbanng MoneyFrank are not and by the MK. are sold liabdeted
b W ri e sk k e d r o b r y r n a e rt i a y n c g v o r d n ie t n h l i s w r e e b la t t h io e n s in h d 0 ic w at h e e d n in y f o ir u l utsn Bar* deposits re not protected by WC Money Fund Cadrinlieu r • e s A tr s i s c e te ts d s tr e x c l u u r c it k y s b w s a t d 3 a a b n le d a G s lo h b b a a l l T an e c n e t s D , v e a p n ar s t , f or
• o ' s A t o h e f s p c e a ~ e s - i n r w y a i e s d e e d o s n th c p a i a s r r e a o r n l g r c o « c c t b h a M o r e t o e s k a a d t e C w a h r C , t a U O t l h o n B n s d S t b y a c h o a o r t s u u h r e e m , n f y a ir d a o m n t u l t m S s M e , i r t y v d i • e c s e s a s a m r n a o o d n a a d t n na l L t A w h l n e ir a c o c n n t k e > a a l o w l r u P e n r p r , r o r e a o 6 i n n t u e d e t c s o s t h t e n , a d ' b r e b a b s y l e a o l n S o f c w I a e K , s M . i S t a e t e h w e - U F b 8 a in S rk d f n m de e a p y w o b si e t ts S m ea a c s e b s e r m O o e e r n n a g c t t i d s n t a l e e w e n t r d h e p n t o d r o o i l c e d a e n u e l a e r t a r n h v s n a e a c m l , c a l a e i a m g n p y e t d b n w a e c a n l y h s l . m e t a a i l t o d r h d e u e n s r r c u n y r l s t e o e s d o l u l e i k t p a i y w a n O o rt u a r n i r a r i n l e d r k o e d t n n . o i b t d t s I y e f p a d y a * l o m u e r n e t ~ u b s a y r l w r r h t o a a h e a e b n h M F n i w k O id m e m O s a t f m D a n h d o e d e s e r g s o t p s o p n , e t o m i w a o t a n i l a r n a s n k d k d e e t e v , d a e * n n s a d t e o w ( n c « k s e t o t a a p d n t t e i o s m a n e s e s s c n e u a t t s n m r a d n o l o a o t s d h s s e a , l d c s e
• • • • n N o r E F r m P P A t a d h e e n o o r . l l a n e O e y m l c T r l t t a i a e o o a i . L l a T f e ' s l t s M s B t y l T i I e s d l e e e i - Y u o C t d f e a o r f d o x s : Ø : e r l s m s r e f o c C a S 7 e e e m e n e 6 f t c s t a a r e o t n t 6 t a a r t s h l & o n s d n d U a r r e y e d o s e s t n s h o s e u o w c i o a r g s s W n n r a n l o l b n u b d C r . e a s e , r d l s C O t c d l a e t o r l e i r e m f N e a n r . n a m m p I t o u l * e a r 0 M d A 8 d 7 i e i n n , i w (l c 0 i t a a0 w s o c 0 t n d 7 t i r a o o r A o 3 o n n h a . s 0 k s " M n r n i t i d D d e y g e r . a a e a e l t c t y e y o o p r h s m s c a d e t U n a r r c o 3 f t c k . t m n o S a e » s d i c r e c a I c n , * s u t N ' s , r w a - I a t e s m F r C o c d t l I a T v i g e i — c e f n a i o h e p c u r e r b u e r k e v s u h n i p i y s s F d s i t e o s F e i i n m n e e o r n n r , i f r a n a e p n n g e s i a t e t a d t S p i « i i n i o n s e s a . y < a m a g n c r e m a n o t d l i i c o ( 8 a a m d s s f S w n a 9 l t a t ) t e S S n w e t 0 i e t l o t m o h M E c t 7 p a w a i e n ) n n i b 6 c t e , t a t o i p e s c 2 P w e i a a l r r o o y . r a b o h 1 1 t e r u n o n e o e c . i 0 s n c f 5 a l o e u c t 0 t t h 0 a t e r s o t t h r 3 s 0 c g d a p r r a e . y , c s t r v 0 u e f o o S T b a r r : s t t e 0 u r o i e e e l o a t a m n y c ( a u c n b a t o t S h s r n d l y p I u e t I l u F o e s e t r y h r s C e u d o a i e s w e c o r t a i l u t l a e l d I e n s o d n r a v s c e s i t ] v a i . y p e n t i n i e i e 1 t o 6 l o o a s c a s p u 2 p b n a t r c e 5 p o t a l v o u e i t 0 a o r t s i P r e i n y 0 n A t l r c a a o s o o 0 d t b a m , u t i 0 n v l o e r t e e w c n f a r a o t s x i r l o n i P I i • • • s c e n n n h a l i v e v r A P c o A g g r t a e e l e h o c e r i s s n m o r o c o s h e o t a i u m s e r c w a i c d a m a e n m a c k n e t d v x s e h o e n n v a e t e m n . u t i e t o c s ° i C C e n c e h f e n P o t O b o o a p r f t a i o n t M h r b r r t t n r f h o n g e a j o I e e d r i e e o v b F n : n a c m A p b i c e i e a t n t W i o m a b - P a s v i d m y l i s y O e o a o r o p e s e n r F v a r t u n K O s a o n « n r r e r i r e M I a a y a f g n e i t r y p n n b i I a c n d l . o a d t e b c o h v n n m t r h n e w e : m c e n c s & n i t e t a e t w e , m e t c l m w p h t n e a o e r i r e e a t o n n y o v r n ? r f t d a o n i e t s r l m t e e C g u o i s h n o a b e s w o a t n p j a n e s f m e a i t c t a t s i o i ' a l n n o p e n u y l s e ] n e o n i k t s t u c h d s .. , e . . a a to L b D N F n n • • u c s t o o a s w o o a e o a s e r L C r t n n s e n n h n d i e - s a a c a - t a b c n . p e e n o b s i f n o a g c y d h t t t s b a l m a d r g r i / a o a d e e m l k a n m l i d l e T g i a n t s d c o s i h e a t n o t e f h n n e t d c o r d e I s e W s e c i e v i s , r D d l t e y s l a t p y e a * n t , / h f a r l m d r h i u f a n a n r l s o a s s t s i e t a i h d n d n i a e t d t t . o o h x s i s i o e n o a n e e n d e a c n p n e s e r i c t h e n d . b c a h e l a e o i T ' e k s t c r p t m s h o b b a a e e b b e t t y a a n a n i h o a a l O a l l l a a a e f e t b y o r r n n n I t b d n l f o c c h e c n m i a t e e n u e e r l n s s a a n a s ' p e s , n s r i k e a i n y a t : c o n e r n u n v t C e l i u s d e o e e y a s t y n d s s . m m d t l a o t d l h t c e u d a u e i a n l e d n n i o r n e r u g i d s s t d 0 s a a e p i i e p 1 n n m e d l e a r n g g i a m t r l a t a a i c s m m y r o d n b t a i a i d d a a d c l d e k y a s e . * s - o e n
F k c W i n a n e o d a e b n t h c r t a a i r a a r n n l n S d a s e t c f r e t t i ‘ i e k o N e ( n F 1 s s 1 . 0 I c ) x 7 . a 0 . l , l 8 6, Mtn H I M M A « S S N o C A r I b ) , d ( 6 u n e t e t h fe t e f t d a lo o e t o . U b r i , M t p c a T a e m h p s e a c a F s h c i s a e n s * y n e . p , d a t o y s g a u b e p t l p e h l e e to r m w a en l i l t t d h a i l t g i e n h n l w o e n c c l a i t m f e fi . l b i T a , t h c e e o s l i . l n e b a c a n ti t v i r a e n b ly .r e u n n dies Ov A o e f p r i a n r l c l ' « o ri m i s r k i e o w a n n • o d I r n T d v o s es ; m tm b e o nt f s p s ri e n e c k ip in a g l both the generation r A a T v d e g a m r i e l ' a a e S b m a u le n e b n d n u t C r A c r o c g s e d r , d e e r i e e t t i- . o f o , e e n u r n s r t t . o $ C A I a y S r ' n o S o t u I t S r t C a u l x t i e m e t m n o t e : a o R n n r t o d e o b ; t f l h i C o e n r G e s d e h i n t n d P r a a l c tices
C s n t f a a o t t e r e m m r e a 'i n l t o t e c n e a a r t s e ic c s a e o n o p a n t t i a s r s a w n y r o s o u i n t , c a o a o n n r , t d i h f e y y o o s u u ta n th m ee rk d e m n yo o o u r r , e h t S h t e a e b p F l r e i o m d t e t o i c s t I l i M u o s n h p i e o s r l $ i c p 5 y r 0 o v 0 t a e m d c d t e e b i d o a n n fo s a r s a u o r p f d t D o a e n 1 c n 1 te a 9 r l b a m e r i r k l l 1 i o c 0 n a , 2 i n n 0 a O 1 t n 6 e • t l C o h o w at n r m i t s e e k n a a n t n a s d t t . h y o S e k e a e c l a m c t o y t u o t n o m t d th a o e n n t w a n n o o t t r o g n t e a n o l p v e e r r r o a al p l s , i e e g v l n , e i f w n ic i a th n t al teal ubt 'Dads .r.
recap. Ilse Simi or <id Nun Ns smokable) musi eagregato f or all yots accwms held n a prr Kula
SDNY_GM_00025030
CONFIDENTIAL
EFTA_00135650
EFTA01277043

informatimi about your statement
(continued)
Important
Ye.. assets - For (Wan seanbes rang en non-cwt.:mug • Est. (estimated) income, current yields and rates. - W. receive <CtripenStrICO lam LEIS Bank USA, 18$
Your deterrent knees recoils, red other assets hell denomnatons, woe ad curtly (fate value) may An ed mate of snot n:uvr is bred on Cullent AG Sweden Branch and nonaffiliated bads
n the account at the end of the Slaternent period. You have been adjusted to facilitate proper valunw dbidenl and Wan rates, awning the wirers will thcott our cash sweep pogsm. This
may ask for dekvery of hay Paid securities al any tine. To obtain anent quota:ors. when available. contact be held for one yea- from statement date or urea 07npenfatiSn may be a ma-thy per account fee or
You may recent acuities used as loan cot err alter you FnanulAckscr. mataity. This estimate is only a gudelne, accuracy may be a percentage of swage defy deposit
psyng any balance cis on them. Airy wanes and (ontenued new* are not guaranteed. balarxes
franderred to the Firn dying the animmt period are • Private investment. and structured produces. - Estrined armed name ad current yield foe
Ion at mine value or of the end of the strewn Private monkeyed pr<LnItts (r<1.4 r9 drat torten bins of securities could noble a return of Activity
period PrtiCiOal ion Grogram and real trate iniatment trust prricPal or captal gait ei which case the esi Information repaying cormmissin and other (herpes
• Con basis h clatenmning the cost bases of the Peonies) and structured prodxts are generally highly income (rd current yielo) would be overstated. Monad n Cfer*CttOn With the execuon of trades,
secures mended in this statement where indicated than. Chan stitxltsed WookkIS haw net been - Est/Ivied annual name and anent weld and the includingoption transactions has been excluded on
wit. the number -I,' URS Fiona, Services has relied registered with the Securities and &charge actual income awlyin mete be lows or hater animations previously fu nshed to you. ad mil be
on informaikn <bland from sourer. other than UK Commission or tads any state securities laws. We than the ntrniced awards provided to )W prorrotkon repast.
Financial Seneca. ncluding Hamel.", Iran amen. ;TOM. estrnated values for (vivre nestrnmi - An estimate of vitiated norm Wirderd axicr
lino or that you may ban iseovned to you Finned stakes red strut bred wants for namal kcal interest) deeded by the current market Short selling
Apace. The Fern does nal indkerdently wady a purposes any Masao a not guaranteed weld average balance e based an the last diedend II you ate engaged n short sellrg a dusty, you may
"arrow the sonny or vaklity of any damson - These values may differ sextant is*/ Iran Ines, it or (-nest payment made by the ides and incur a charge are to certain borrowing costs fa that
hooded by coerces other than O3S Financial Sen•l ary, at which a private ..vase,., d security or nines the searher/daposes will be hell foe caw pan bile-security.
h adding ahhough 185 Reveal SemitesgeresralV structured prOcaaCt may be Watt a sold and do year tom the statement date growl maturity.
osclates this rdamatiw as it us received, the tem rot recesses* represent the van you may recent Accuracy and co tined yob ere not guaranteed Orin orders
does rot frown any assurances tot the efamatecri tpon Hoiden:on. Regaidng open a • 9aralitcancelee orders that
uwler "Cost bate and "Urrealce d gad loss" is - Wird patty *snores of van re as of a certain • AMU net held by UBS Fonda Services, CM'S" were not nand by the sunken date, open buy and
rain as of the date of this statement. As suCh. date ani are Supplied to UBS Financial Services on a as:Ora-end held by the F im and not within the set stop orders re reduced by the stunt of denten.
please do rue rely en this information to nuke regular bass by an rdesendea valuation lima Fim's possession or control. These assets are Or nyhtS on an rodeviderds Cr motels date unless
wahine a sale decisions, fa la purposes or - ken, general pawner a sponsor estimated vans, deployed on you statement In ntormational nsInxted of ensest by you. You are responsble for
otherwise. Accounts ire-dean to the¢ ins may '4 alb re su)felied to the F rm by the new pawees only. Posterns and values presented re ceders that re executed due to yeas failure to cancel
reflect gallon Hm ire only fa the period al genteel panne- or sponsor aid may be calculated tenoned by the issuing (em UBS Financial Seem is sung *Pen orders.
tin their. held at the Fin More historical based on deferent infarnaten from that used by not makable for the info-maw and does not
narration can be adled by you /rancid Advisor. that parties to derive their estimated values. guarantee as accuracy These assets are rot waned Privacy
• Urreented gandlosses. Venn data aulabb, - You can obtain addaccul renew regarding by StIC or to Fills supplemental SIPC coverage. To Wean a copy of as current Client Friary Ndics
edmated unaided garnflosses are calculattd for the methodology used to determine the titivate of pleas. contact you Financial Advisor or vied as nine
ningual mutiny lots The transaction data for value ad the date of the rarmation that is the • Revenue Ming and adckienal eempensation. al 'wen •thi enrap4wetrAet.
nokviSeal lots may or may net reflect ccrnmesseons, basis la the estimate by contacting your Financial - h nolitkn to comerninken an sales and 12b-1 Wes - 185 Financial Services is not a bark. The RMA, Busness
charges awkr secuity reorganization toots. Advisor. skewed in connectall with the destriounn of mutual Seines Account BSA and IRMA am brokerage
Dividend and other renvestment lots red sateen k - Rod pity estimated values may be reflected as labs to as dents we rector Oct nine receive accounts inn provide access to bariung saxes and
pathase lob are each combined to display re • Not priced' in several situations: when an revery. sharing payments from dettbdas antra products *mutt asalippiWnIS with affiliated bank
lot The • Trade date a:Annwants the indepardent valuation ter has not suppled a us silicas of the mutual finds that so sell These and other thal.paiybags, and provides access to
anginal transaclon trade dale. unable to assUu a van, when we become awn amounts re based cc two different coma:rents: (4 mace and amity products issued by u-affeliased
• Callable securins Bonds and ironed NO* that tut a material event has soured that may calla the amaze of sales by IBS of a particular rrutual thid.party reerance companies through inuance
the issuer cats la early redemption wit be selected prewotnfy reported yaks no question, a when a find family to our dents; and 60 the asset vale of a agency sitaidores of LIES Financial Sans Inc.
meanly by lot lam among al darns of that value would be heghly speculative due to the nature particular Mutual lowil lanai's shies held at the — rummers nuance, arid annuity predicts.
issue held our nunt a in nominee maw for Of at the warty f — Not FDIC Paired • It bar* guarantee. May kip van
<611'05 Call lean. Somali:el a cbtareed tiro third - Men neither an 6Suer, general pa-tiver a sponsor - We ad our affiliate also receive networkNg and — tMA P.sarce Management Account, Bustlers
patios a-d as non is not guarantaed. Other GB estimated value nor a thed-orty estimated van is omnibus processrg fees in considerate:el for transfer Senn Account BSA, IRMA and ntemationel Resouce
leaves may exist which me Med weld. complete provded, the van of the watery wit bedifferent agent services that we provide to the nnual funds Uanagement Aceount are regestered service marks of
inemairn sill be worded upon request from its 0...rd-useprim These lees generally we pad from nsestor nets n MI Financial Seines kx
• Price/value Prices displayed for securities ad of err - • Onbut Ulf to dre • may none non of the Mutual (WA and are a feed dolls arrant based — visA is a registered sintran owned by visa
prod is maybe higher or lower thew the price that capital, name or both. we the sorbs of noon at the butler-dealer hurnaknal Service Association and used wider
you would actually reuse in the market. Rises ate - 'Oruro' unit sae represents the Sal offering holing mend fink of that fund family license the LOBS Vea code crds rd the Le3S Visa
cteained from grow tad party sources Inch we price per wed ad may not felled phi cal basis - h ablecn to CCenril6SPrIS received in connecteon debt cads are and by UK Bank USA with
below to be en*, tad we do net gnomes this - OfP end unlisted REP SeGrein re not Idled co a with the tale a detibuton of annuity contacts and permission from vita LI S. A Incorporated All other
accuracy national WCUreiel reterge, and re generally unit nvestment bust tries to our clients. we aria vackmarks registered trademarks, sake mans a-4
- We generally use the cbsing price when available or liquid and ewn t they. can be sold the price ar aft hate receive raven shying compensation registered service marks ye of their respective
to mean of the bid and ask prices la tested wend may be less tan the per Pure estimated from Mary of the nourance companies unckrwriting cormanees
skink and options a only bid INK'S Ice OTC undue podded n the account statement. the annuity WeltratS, affiliates of the Nuisance
washes cetrowes a sporan ol the tab, esestment Posts IRS Fiondel Snakes Inc Rev. 301610
- Less actively traded stashes maybe priced using a • Reiricted securities. Restricted securities paw* we Warne..
valuation model or the most recent price we are not <overtly eligble for pubk sale. 165 Financial - h addow to commissions received from the
obtained and may not reflect an actual market price Services uses the market pace of tie unrestricted stock pichase and sale of Neroltares fads. we ardor cur
a van. of the sane aver as an imputed vale la the allilute receive at asset-based revenue sharing
▪ Cenail positOn may gnaw within a price end restricted stock for purposes of red statement only To payment from NuntSkevet destrbownk as well as
wit show as 'awe was not available it we are tie extent that restricted punier are elgado for sale, fsa*-. for technology development, training and
enable to cbtan a nice Tor a security. tie value received may be stbstamially less tan the education.
- Deposes a aunties denomnated n oneness awed van skew. - Our aliens also receive trading corminals and
other than U S. dollars are reflected at the exchange other <anneal on from mutual funds ad nstsente
rate as of the damns. date. carparge what* proaticts we divriasle
SDNY_GM_00025031
CONFIDENTIAL
EFTA_00135651
EFTA01277044

UBS Financial Services Inc
Private wealth Management Business Services Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 July 2019
04770037133990719 0
Account name: MAX FOUNDATION 52
Friendly account name: MAX FOUNDATION
Account number: SS
Your Financial Advisor:
SCOTT STACKLIANLYLE CASRIEL
Phone:
Questions about your statement? Value of your account
Call your Anancial Advisor or the
ResourceLine at on June 28 (1) on July 31 (9)
account
Your assets 978.73 979.04
%Stour website: Your liabilities 0.00 0.00
www.ubSOOrnItinanCiakerviCeS
Value of your account $978.73 $979.04
Items for your attention
• Help protect ycastell hour (soul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2019
Value of your account
at year end 2018 $976.91
Your nvestment return
7,238.7 Dividend and
interest income $2.13
5,2382
Change in
8238.2 market value 90.00
Value of your account
1,243.3 - 9761 978.7 979.0 on Jul 31.2019 $97904
• • •
Dec 2014 Dec 1015 Dec k16 Dec 7017 Dec kw Jun 1019 1J 2019
SDNY GM 00025032
Mombor SIPC ANP700020C0713399 NP70000652 57 00001 0719 000:00000 50000000 Page 1 of 6
CONFIDENTIAL
EFIA_00135652
EFTA01277045

SUBS
Business Services Account Account name: Your A nand) Advisor-
Friendly account name: /L.:. • SCOTT STACK MAIIL YLE CASRIEL
July 2019 • —I
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (1) your account
A Cash and money balances 979.04 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 000% account, ties MC insured Deposit Program Bank
accounts. VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances. See the Important info:maven
D Fixed income ace 0 00% about ;our statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3979.04 100.00%
A
Value of your account $979.04
Eye on the markets
Percentage change
Index July 2019 Year to date
S&P 500 1.44% 20.24%
Russell 3000 1.49% 20.48%
MSC I - Europe, Australia & Far East -1.26% 13.05%
Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35%
Interest rates on July 31, 2019
3-month Treasury bills: 2.07%
One-month LIBOR: 2.22%
ANF10002000713390NMC0065257 C0C0I 0719 C0C03C0001(123661SS0COMYGM000250Pdelge 2 of 6
CONFIDENTIAL
EFTA_00135653
EFTA01277046

SUBS
Business Services Account Account name: MAX FOUNDATION Your 14 vandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
• MIMI
Account number.
Change in the value of your account Cash activity summary
July 2019(3) Year to date (1) See account activity ans (AGNES) for details Balances in your Sweep options are Indudedin the openng and
closing balances visa FDIC insurance sprats to deposits at UBS Bank USA and el banks paakipating in the
Opening account value $978.73 3976.91 UBS FDIC Insured Deposit Proven, 4 des not 43cty to deposits at UBS AG, Stanford &arch. SIPC
protection applies to money menet sweep fund headings but rot bank deposits See Important information
about your statemer4 an the last two pages .1t his document for details.
Dividend aid interest income 0.31 2.13
July 2019 (S) Year to date (S)
dosing account value $979.04 3979.04
Opening balances $978.73 $976.91
Dividend and interest income earned Additions
Dividend aid interest income 0.31 2.13
For purposes of tits statement, ta•abilty of Interest and dnidend income has been determined from a US Total additions $0.31 $2.13
la reparting perspective. Based upon the residence of the account hordes, account typo. OT product type,
some Interest ardor *Mend payments may not be sulhert to united States (UA ardor Porno Rico (PR) Net cash flow $0.31 $2.13
income tares. The (lent monthly staternem is nee intended to be used and camol be feted upon for ta
purposes. Clients should refer to the applicablelax reporting fours they receive from UBS amuily, such as
the Forms 1099 and the Fans 493, for tac reporting information n is the practice of UBS to file the Closing balances S979.04 3979.04
420C8bit vac reporting roans •Nith the US Interni Revenue Senate and PR Treasury Department. and in
such farm accurately nasty dondends ardor Interest a tax *mem or twat ae incane. Pleat consult your
in&Adual tax oreoarer. UBS Bank USA Business Account APY
July 2019(S1 Year 10 date If)
Interest period .kin 7 - Jul 7
Taxable interest 0.31 1.88
Opening UBS Bank USA Business balance Jun 7 $978.73
Total current year $0.31 Stag
Closing UBS Bank USA Business balance Jul 7 $979.04
Prior year adjustment 0 00 0.25
Number of days in irderest period 31
Total dividend & interest $0.31 $2.13
Average daily balance $978.73
Interest earned $0.31
Annual percentage yield earned 0.37%
SDNY GM 00025034
Aeir7C0020C071gg91 NP7003065257 00031 0719 000000000 Y12366155000000) Pegs 3 of 6
CONFIDENTIAL
EFTA_00135654
EFTA01277047

4tUBS Business Services Account Account name: Your financial Advisor.
Friendly account name: — . ',- SCOTT STACK MAUI YI F CACl/IR
July 2019 Account number. •
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Capita! application
Your risk profile:
Primary - Moderate
Investment eligibility consderatfon - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
ANP70002000713392 NP7000065257 C0C0I 0719 000000000 5500:4IfitlfilYGM000250tge 4 of
CONFIDENTIAL
EFTA 00135655
EFTA01277048

Business Services Account Account name: MAX FOUNDATION Your Handal Advisor
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK KOKYLE CASRIEL
July 2019
Account number. I MI
Your assets
Some pnces, income and current values Shown may be Epproximene. AS a tests. gam and lOsses 001
be econalely reflected. See Amami infonertaten Snout your statement a the end of the dxurnent for
more infornmon.
Cash
Cash and money balances
Cash and money balances may indule avalable cash balances, UBS Bank USA depost account balances, UBS Balk USA and al UBS FDIC Insured Pavan Balk deposit aCOunt tdaXes are insured by the FDIC wllhin
UBS F DK insured Rogan Bail: Balances. UBS AG Stanford Branch deposit account balances and rroney applicabae lints, but are not protected by 51K. UBS AG Stanford Blanc hdeprat account balances me not insured
market minus fund sweep balances. by FDIC and am not pretested by 51K. money market sweep tames are protected by SIPC but at not Insured by
the FDIC
see the important information about )Cur statement a the end of this document for deur*, about those
balances.
°dermaMance Closing baerxe Nice Per Shag Average Dnidend Interest Dais en
kfddng co kJ (1) on int 31 (s) on Jul 31 (1) rate period period Cep anount (1)
LeS BANK USA BUS ACCT 978.73 979.04 250,000.00
Your total assets
Percentage of Cost Estimated Unrealized
Value on Itt 31 IS) yOur account COLS (SI annual inC011e (51 can or loss (5)
Cash Cash and money balances 979.04 100.00% 979.04
Total 5979.04 100.00% $979.04
Account activity this month
For more information about the pried value shown for restricted stenches, see Important information about
your statement at the endof this cbcurient
Your Quantit)/ Cash Cash and
Date Adinty Description exPenk COde Face vat* PrIceiValue (5) amount (5) rroney balance (I)
inn 28 Cash and money balance 807833
Jul .5 Interest L8S BANK USA BUSINESS ACCOUNT AS OF 0710919 .31 979.04
Jul 31 Closing cash and money balance $979.04
SONY GM 00025036
ANP70003000713393NP7003065257 00031 0719 000030000 Y123661550000000 Page S of 6
CONFIDENTIAL
EFTA_00135656
EFTA01277049

SUBS
Business Services Account Account name: MAX FOUNDATION Your 14 nanciel Advisor.
Friendly account name:MAX FOUNDATION S-OTT STACK MANLYLE CASRIEL
Account number: .
Account activity this month rcontnuedi
One Actmty Descriptcn Amount {S)
Money balance ectivities hn 28 Bateau forward $978.73
Jul 8 Deposit UBS BOO: USA BUSINESS ACCOUNT AS OF 07/05/19 Oil
h131 Closing U.S Bank USA Business Account $979.04
The UBS earn USA Bun nes, Account is your onmary sweep option
ANP7C001000713394 N1q000065257 COCCI OM 00C0X000Y12366ISSOOOMIW_GM_00025Cafr 6 of 6
End of statement for account number. -I
CONFIDENTIAL
EFTA_00135657
EFTA01277050

Important information about your statement
LOS Financial Services Irx. (the Firma UM Fins-cite her fromyouno later thy. 60 days after the Fern capacity. A I dl copy of the poky exedrg is available income or returns and my riot keep pace with
Semiw.), is a mentor of all principal peaky, commodity two you t e fat st aliment on which the error or silo. request. inflothefi
and options exchrgits. UOS FnoncialU nica ardtSS Problem Snood. • Moderato. saileng to accept some riQ to pincoal ard
Bark USA re ndrect sits:diaries of UK AG and - Pro:newer rant and accost nterter 0 arty) Nether the SIPC Draticloon nor the stvpaemerOal tolerate sane edgily to seek higner returns
affiliates of LOS Seciakies RC. The F Meslinaroial — Desoto the error or the transfer you are unSUN protection app./ to: • AggressA .! Wiling to accept high risk to poincoal axl
Statement is available upon request. The Fin eintive about, and replan as chary as you can shy Wu • Certain finial assets controlled by (ad nciadol n hgn vOlablity to seek high returns over time.
offices re believe a is mem:tawny you need more your *won vas) but held away Iran UBS Financial • Imtenter2 figsaiirty Cow:lent:on: I selected a
thormalion. Services. For bonnie certain (0 inurarxe aborts. portion a the por Nolo fa that at court mg inckide
185 Finrcel Services M. — Proone the dela* arnxent of the suspected era. ndladinct era* amuities. and (iD toes of mama compim prates, listed liquidity rd creator
1200 Harbor Boulevard funds registered n the nine of the account holder on
Weehawken, m 07006 The Finn a Card kw.r mill investigate your anglaise the books of the Muer or transfer art),
and :WI correct smelter proiroptfi. For alleged error, • twestment <ordeals ce :vestment interests fel, Statement lthusehoklar
This Statement rePosents the only official record of yes rnO/ung UBS thsafidebil cad transaakm t ay take limned pannenhts andwhat placements) tun are We may consolidate al rutted account statement with
1.65 Frontal Services Nowt. Other recce& except more than 10 business days to do this, we will credit riot registered under the Seorities Act of 1933; the sane address in the same envelope. e 9. because
official to dcourients. contanng ceriliarg data should you scam la the amount you thnk sin error, Valhi • Cormoditits contracts (e.g., foreign exchange and they haw wirers who also maintain joist account
nit be relied upon II youNine thee is an ma a you we have the use a the money durng toe tine a moonmetal centrals), exkodng Mitt" contacts rations/vs vet other clients at the sane adIress
C•116POn please report n irtnettably in writing to the team in to complete as Meet:potion. and conmodiN option contract,; and you Prefer to mere irdinclual statements mailed n
Brandn Manager of the office wvig you acmurn. • Deposit accesses (except citedO coee. of &posit) at separate erml0044. you may decline llotaahoklen by
Please make all checks payable to the Fern or to Bat USA, UM AG U.S. braxhes and bolos th the calling you Financial Advisor
Although algae. shown re mended to be accurate, financial VISteuticn notated on the front of this FDIC insured Deposit Program.
statement delashould not be used for tar porpoises PM staserrent In addition to mauls secant lees. acowts The 51K OrOtnlon and the xeraernental protection do Friendly moann ame
solely on ye:own la( forms, . Fonn 1099. 549,1 rue/ be Mina to rointenarce fen, charges for hole not apply to these on own 4 they otherwise tipper The Friendly account name is a want* f ilar:erne'
1042$. etc 3when pregamg your tax return. The Fem 6 payment for securities purchases and charges kr unpaid on Ka statements The WC protection rd the chosen by you to assist you withiyas recordleeprg b
gond by Lew to report to tie RS &bauble Winans, amyarts n cash accounts. Accounts that are therolared poplemental protection der not prolett aganst charges has ro legal effect on your account is nos mended to
reportable noretavable &ands and taxable interest to other elStalulan may be subject to a onto fee. n the market non of your investments (Mother as a reflect alw strategy, prodxt recommendation.
end on sauities held thysv annt, net proceeds sectµ of market movement. issuer brforupky ini.thoo.nt objectne profile associated wth your
on sale transactions. rd cost basis Gaon:wowed UBS Sweep Options other:Me) accounts. and is not • promise or parents that *oath
wurtied LOS offen option for %wept-opcash balances to bat or any financial results. can or will be achieved. All
depose accounts at non-/Milted barks and allikated Dividend Reinvewenn Program (DRIP) irnestrnents insane the risk of km, induding the risk of
Cenwitaikations with the Firm banks and money market nasal hats (Money Funds). Roma reflected is an average ponce Mums/obtain loss of the tootle ilbreStMellt. You canthinge your
• Please retrain" any oral cartrunkatken in sing Dogma awards at UPS Sri USA and non•atf Halted the &tut ace from yo.s Fnancial Advisor. Only ranole Friendly wan names through Online Stenos a by
tofurther protect your rights. iroluirg your rites barks pankipaing in the UM FPC-nsurod Deposit Oven we purchased under DRIP, partial themes wilibe contacting you, F :uncial Admits.
voter the Smarties Investor Protection Act (WA) Program are FDIC insured n accada-ke web FDK rules sold and the cash wit be deposited in yOur Mount The
• a If t t h h e is t i S n t a at x e i M sl e i n n l s i t s i t n u o tio t L n E o S n F th n e a n to ci p e l l e S f e t r o vi f c t e h s e , L f O ra S il F ac o c r o m u o n r t e s a & l n LD a S t A io G n S , t p a le r a d s a e d v B is r a a A is V h M a , n f d c b th c o .9 r ” n . D of e pose * o M ffe e r n fr d o r m e t m he o m t a io rk n e , t p Pr x ic e e % at o r o in he o d h b t y h e th p e a i r s t s ia u l e s r h m ar a e y s • A O V : e 0 t O te n o o f v 'O er u v r i a e c w o ontportforro. Net of assets and
Financial Senn conies yaw Ikttalt as clearing MoneyFinds are no inured by the FDIC. re sold as eF
broker by arrangement wain the nokated institution • Includes available cash balances, values for
o d s t w h p e e e e c a n t O s r - y e r n i n d e e o t s r t o h r r a o e : is n r t d a o o l y r c o b o a c c r u a a o n t r c e k e i d d o e . t h a r h n , i s a L t t h r n O o e i d s S t b a r y o f l a o i n o t w u h n a m s I n y t h e a a n b e w s t l w m S k h e a r e r k d n v e s o y a o s a n u a i e d n F d u r n o t D B s A h c a W a C r r k O e I s u d o n a e t a r p e P o t p e s r i e r C t o s q e t u a e n e r c e t s o t e t n n , d o ' b b t a b p y l e a r l S n o o c O t w e e C . s c . t i e S n d e t h b t e y 'L b S O a O S r C e f . r d M u ep m o o n s & e i y ts S F m o a n a b d r o b ts e e m a C O n a n a o ti g d t t d h l v e s e e i d t n o o p t w i r o l l i i e n c e a e e u u , p a r t a n h n s e ac t m F µ c i e r a u m p n y t b i e t e e a n l h s l a e e •r d l t d e h o e s n r r u n y l s t o e d o l u e l f r p t a e a a r c r d m c t i i v o a in i u l d e n e n d t n . e b d I t y f p a y a a t o y u rr a a n re t u r b p a e r y n l s i v t n t t h a h r a i e t e c e m t e F e M e n d im d d s e m o e . n : f g D a t i e h r o t t s e e h m ' s t p O o n ; r s i o o * t m t r n s r a o h o a n t n i b e t d a . d * G a r r n s l u e o t d n o b n c p c a t e k r l i s c n T a t e a a i x n d t h e i a o s m a e m D s e s c e n e u p a t t r o n , p t s l n d e n it r i l s i a t o , s d h i s e e , l l d o s r
• AS desalted th the account agreements, you must WandraWnl and shares of a Money had maybe mongered (barna agency, ridcredit you- accara mercirobko stook options
r n e o f t i i n fy e u d s o o f n a y n ou y r t i s r t o at s e o m r e f n ra t u w d i ir t w h o 3 h 0 ir d g a c y h s e a c f k te s r a was I t n o a n s e d. a c a c n o d r t d h . e proceeds retuned to you eerie Inyerlanone objectives l • o a P m a . c l o l* e d/I l n ax e s o s d h e o s r d t e a b c t c W os a t x b e a s tm , o e u n ts . tonding nwgin
• • • • F m o F n F I P P A E in n o i T r i o l P l a n c u e l l r o M o a p i n . n U a l T e t s n ' B c a T s s o o e d S - Y o e i < x f t a t a o x r d e : g l l s l a e e f i S C 7 e e v n m y e e n 6 a a o r c t t s 6 t r a h s l c o t w u l r d u r e o t s n s n h t o u i t a o o o I g l m n n x l & b C e . e , r m r i t C a d y l e , r i i e o N e n n n m I t o l 0 e i R r n A 1 7 d i 3 e e n 0 w c : l 0 s 6 t o m 0 i n 7 o m o A a e n r o p . t o s i ' M n l n e r D d e ) . t f a e r l ( t e y o e o 0 a c s m n 6 ( t w r 8 d o 0 o n 5 a a 0 u i c c t r F w o ', l s i i t s t e F U r C o o d 3 l T j i e o o n u a r f h B o y g n e i e b E r S m l o a p h y d s s F w F o s e r m i p a d n r r r i f n a n a p o g n a Y a c a l p t r i i i e n e o t l s n r y c u a o t g e n c a a e t m l r i s ( o 8 r a m y M s n h a n 0 l w w a ) e P S n t . 0 l m a o e G l : e e 7 e a i y e r a ) r b n 6 c t , . t v e p o e M e c w 2 i a p l c r r o a o 1 h $ b e e r u o e n o 5 o i 0 s s n c f a o u 0 d t 0 h t a t t r s t e 0 r s 0 a g c p a a , e t , y . . c 0 t r h v e I o S o T 0 b r a a s t h o r u 0 e i e t l o a e a n y c a n c n b S o t t r h s d l y d p I u e P u o p i r y e h C r s u o i e a w s e o r t a r l l a e F e M d d s i r t e s c s r a i e i , e a p e t k n i 1 6 t s a n o s o p a 2 t b n p n c e r c b 5 p o t o r u i a i 0 a o b t ' s P e t , n A n t 0 a b r c o s o c d 0 t m w , l a t i v 0 e o e i e k , s n c f r e a o o t s i r r o l n • e P i • • • c T g i h a l h v e P e f A o M c e g g e a l o h n c e r r s o u r O o s o h e n w a K t r e w s i r c e d a e M a n e a a c r t d v n s a h o n t m n , v e t m * . t u t i o i e c s C o C C n o h e f e w n t a b u o a a r t a p o r s h t n m t r n i t f h i e g e t o d h a d b i e e b n F n t i r m A j a t w c i f e i u n I e o o n n p c a s r m b y t c a . y p o i p v o e : e n n F s e r o m r w c a o o s t o i n r e i * y n m a a f f o i e b l M / n n r y i a o n i e i a . d t o m c h v f t n o r n h w e i a i c e s i s m n n i n e k s k a t w m e t t l w p n h o s n e a e r e r e i s o v n t n i y u n t t g f t i d r e e i n s a t n l e e O t g o s e w n h i o b n a e o w e p n j t r r e a f s e a e l c a a P o l t ' i t t i n p n i e o y l v n y e o n a e t k u t s h o i n n ' e f g t to n L F N M n b u • s c a s n o e e a o i r s e r C o t s n d n n h d o r s a d i e t e c e b eo p o s i r o n a t h t s a b o a l r i g l a k a i . r o l l m g n s f e D l i t i a n o s t c d x e t n o n e e f h i e d c o M x d s e e w e d t r , i b y s t o e s m p y e a & f , f r d l r u r u f m a f a o a n r u e n s t e t m s n a d w i d t d o , t d h t s e i i o m i n e s n o e n p a c n s n c o t h r d o h e s o o e e e T l t e p r t n t h e a x a ( b b b e t w y a i a h a a o n a o l l l l e o a a f a b r o g d n n I t l n x f e a h c c w m e t t e e e L n a u s a p s s s y ' r r l a e s t i y a i- o k n a n r e t n n c h i t e o y e a t a e y s o d m m f t m o f n t h u < i e e l u u e n " i W d e a n r t a a F u t t a d d e i c i a p v p n e r e d c m l a e r g m a a f o i a r l i s m a c i v n a r n o t b d i n i d a d d b c l d e r y e e . e s
P h c W a r r i e o d c e n h t h r t t a m o r r a n ' a n S a e s c t n f r h e . ik o r a ( e r u t F s s . 0 M i c x 7 a 0 . u , 9 6, Alli H s a R n M sa M ' I I S n o A d r w , S 6 e r a i t a t h e w l ' f t d lo o a e o U . b r B i , t $ P a c th m a rc e p o h F a u o i n r n s y t e n . p d a to y s g a u e b p t l p e h l e e to m r w a en l i l t t & h a u l g k n b a h i r t m & l a e a f n fi . t l s i a T . t h c e e o s l m . l e h a c i t s n iv n t e o a ly / u it n der Ov A o e p f r p M a r l e l o r c i n i s a k * ti o g a n r . n o In g a v r e n o s w tm th e o nt f s p s r e in e c k ip in a g l. b oth the generation r T A w o e g d a r r n e t d e s t e m l a e c n e b n d n s t u C A a ie o r s n g A . d r o i c e ti : o f t e e o n r r s n e t . o L " A O a y g o n S r u e d S . e 0 t C m a rt l t k e i e e o n m n s t t e u a R n r n e t e d o s t t i f h l i C c e a r G e s d e h i n t i , e P r r a a l c tices
C s n t i a a C t l e e a m n t e a w n t r C t i t a n e t a r o e s c u s e o t c o a e n t i a s in s w y t o e in u r g c o a o n n r , t i i h f f e y y o o sl u u a n t te e il m e t d m M y t o o u a r r S t t h h a i e s l F p s i r a n o s t t e o is c t t h h io i e t n h p i e s o r l S i c p S y O r o c O t a e m n c o t d e ti t d o k n f r o e a r s a u o r p i f d t D o a e n 1 c k 1 e l . m e 9 t b m s e 'w r i 1 k C 0 n o , s 2 in h 0 a 1 th t 6 e . • l t C o h o w a n t i s m n e k r e v g s /6 r s i W d t h vo e S l e m ts ek M o s u y to n to r t e d th o n e e n s a i c n n c o o m t u r n a o t u & a l p t m e ri a x k p s i a o g l n w , i f n n ic t i a f h n t el reale' SnMai.••r In.
reap. The Inn or Card bow (as appacable) must aggregate for ali your wares held n a particular
SDNY_GM_00025038
CONFIDENTIAL
EFTA_00135658
EFTA01277051

Important inforniatimi about your statement (comiimed)
Your assets - For certain women wading 11 non-animist's? • Est. (estratated) income, current yields and rates. - We femme (Colpernbldel IICOIUBS Bak USA, U35
Your statement Moues writes and other assets hell denornriatont, pnce ad miserly (fate value) may An eff nue of anneal more us bred on totem AG Surrdotd Branch and naveff dieted bares
n the account at the end of the Slaterrent period You have been adjusted to facilitate proper Huron *ridged and imam rain, assuming the senores will *roar our cash weep Fec5rn 1b4
may ask for delivery of fufte Paid securities al avy To obtain extent quotations. when available. contact be held for one yea- from statement date or um' compensation may be per accent fee or
You may receive sorties used as loan co/Loterr alter yas F amok)! Acinscr. mataity. This este:tote is calf a gudelre, accuracy may be a percentage of mirage daly deposit
paylig any Wince am on them. Any women and continued none are not guaranteed. bearxes
tranderred to to Trm cling the suremmt pond are • Private investments and structured poducts. - twinged armed mane and event weld foe
Wed at make value at of the end of the state/wit here nwsiment WWI*, (IN r.9 den coffin types of invites could include a fern of Activity
period pancipativs orowam and real estate ineltment trust pretioal or capeal gains in which case the est Information regrdng commissions and other chrges
• Cost basis. h detennning the cost basso of the securities) and strut med precise ate generally high) intorne (arid current mg) would be overstated. incurred in correction with the moron of tradoS,
secreet exided n this statement MAIOrc indicated ithoud. Conan muttered products haw not been - Estimated annual mane rd tweet yield and the including opticn transactions has been melded an
will the nuniow te-lSFearcial Services Nas relied registered with the Securities and &charge lKtull income and yield regke be lower oe hrjsa tartan...ions previously lumehed so you. rid will be
on information obtained from sources other than Ul35 Commien or wider any state securees laws. We than to eaten*e d amoures provided to you Pram*/ an Want
Fearer' Services. reltding infamation from anothheerr pew& evirnated values for write investment - An estimate of annualdtd income (dirderd axle'
or that you may Kno;ta ided 10 F narctal soviets and struct wed products for Hormel ger interest) divided by the tweet market Short Sting
Apeisor. The Firm does adependently arty a Ferrous only Aurae a nu guaranteed wiled average balance is based on the last dividend If you as engaged n shoes selleg a warty. you may
guarantee tee aaVaCy or vaklily any isf a mation - Thew values may differ sebstant ray Iron peon it or nicest menvent made by the issuer and incur a charge eke to tenon b.:troy/rig costs for that
von:POPy sown other than U3S Financial Streqo at which a private entire d Wu* or mores he secsereedeposes will bo hell fa one pan eule- security.
addlice, althougen U3SFruncial SeenCeS generally structured product may be Wirt a sold ad do year from the statement date °rune maturity.
updates the Hamster, as t is recessed, the fen rot necessarily foresee the value you may recem Accuracy and continued mid re not guaranteed. Open orders
does not prow* any anwarces that the reamaten race liquidation. Regarding open co goodditcancelee orders that
tender 'Cost bbuurrss-- and `traealCed gash lei,' n - Third poly SIST4695 of vain are at et a actin • Peseta net held by UBS Financial Services. Certain were not *sowed by the marmot date, opera buy and
activate as oe the date of this statement. As such. date ad are supplied to URS Fere ref Services on a assets ye nal held by the Tim and not within the tel stop orders re reduced by the amount of dividends
please do net rely on this Hermitian to make regular base by an rdeperdert valuation limn. Fen's possession or ccnvol. These assets re Or NMS on an ester:et-do a emetits date unless
et/chase of sale decisions. la tap:poses a - Knee generale/into a sponsor estimated vales, deplayed on yew statement for nto w:national nsinxted atetwase by you. You are response* fa
otherwise. Accounts tramemed to the an may d any, re Paled to the Fen by the issuer, purposes only. Positions and values presented re ciders that re executed die toyer lettere to camel
reflect girelow H artution only lice the period ea general partner or spans and may be calculated voided by the issuing fan UBS Financial SOW., is e.*tng <Oem adore
tire theyre heed a the Fan More Knot:cal based on deferent isfamaten from tat used by not respensble for ten Mammon and doe not
MaCentabeak can be added by your Marxist Advisor. that panes to derive thee Minuted values. guru tee as accvacy These assets are not tweeted Privacy
• Urreelited gains/losses. *Men data 6 availabff, — You can obtain additional Hemm en regarding by SVC or refers's supplementel SVC coverage. To Mean a copy of rots current Client Mvaiscity Nuke,
est mated rrealiZed 93rna0S3e$ are calculated for the methodology used to determine the ellimete please contact your Financial Achiscr or w rodasite
ecivirlaal society lots The transaction data for value and the date of the Hermaticn that is the • Revenue sharing and maim.* cempensMien. at Awe/ trb orn/r4vmprofro.
nividual lots may or may not reflect ccrrmissions. basis la the estimate by contactisp your Financial - In addition to tarreinken an sales and 12b.1 fees - 185 Financial Services is not a barn. The RAW, Business
charges ander *tarty reap-dal on *soots. Mater. received in connection Path the dtstrtuten of mutual Sences Account BSA and IRMA re brokerage
Deeded and other renvestment lots and *tonal k ▪ Tod patty esunated ratan may be reflected as finds to or dents we anctor err affiliate room accounts Met provide access tobarking services and
pitchese lots re each combined to display ore • Not weed' in Several StatienS: Mtn an revert* sharing payments from detremas soda Prods!, ihresido 01.1119111W4Soth affiliated Wei
averaged lot 71-e 'Trade date colme pewees the nokperdot valuation Inn has not suppled ce achisas of the mutual funds that so urn Thew and other thid.paty banks, and provides access to
ongrel transaction trade dale. unable to not a value. when we become awn amounts re based ce two different ornocrentsi (3 rmoarca and arm* Products issued by raft bawd
• Callable securities Bonds and preferred nod that that a material event ha6 tarred that may calla to amxrc of sales by 185 of a particular mutual thid.party nuea nce <meanie through insvance
the issuer cats la *ark, rederrpton Pail be selected presoudy reposed vas Me question, a when a find family to our dents; and 60 to asset vale of a agency w0pdares of 1.85 Financial Semen M.
Mparballr by let Iran among al fortes of that value would be highly speculate* due to the nature particular mutual hid lanais then heed at the — met-nem nusance and snaky patens
issue held in ote runw or is nominee Pane foe os el the seturrty (nit — Not FDC insured • lie bare guarantee/ May lose vat*
clients- Call feare Hortnaten is obtained Iron third — Wnen neither an alder, general partner or sponsor - We and ow *Mike also receive networking and - tMA Pes-ome Management Accuse. Busyness
forties and es accvacy is not guaraMeed. Other call &stewed value Mr a thed-porty estimated teas e ornnbus processrg fees in coresiderace for transfer Settees Account BSA, IRMA and me national Resource
leaves may me which weed elect weld. complete weeded, the was of the stony will be deferent agent services that eve provide to to rnsual funds Manager rent Account re registered some marks of
Mammon will be provided upon request from its pertune prior These fees generally are pad from in...rater MOS en UK Mono.* Slane; Inc.
• Price/value Prices displayed for securities and other - • °Rebut MS to dale • May Ilia neon of the Tlitue fund and are a freed dolls amont based — USA is a registered vacetrurk owned by Vasa
products mat be higher or lower than the price than capital, none or both. on the merger of ac-tcents at the brnierdealeo Monsional Soso Association awl used under
you would actually revere in the market Pokes are - Orson* wet uze• represents the Mot offering holding msual lvds o1 that fug family kens. The 1035 Yea cede crds ard the LeS Visa
obtained from wren turd partysources whet we wee pm inn and may not reflect y0✓ cost basis - In addition to commesons received in connection debar cads are *seed by UK Bank USA with
behave to be Habit. ten we do Mt guarantee thee - OfP and whited RE* seettein re not listed en a with the sate a detibutce of anaity contracts end permission fern rens U S. A Incorporated All othe
accuracy national securein estrange and re generally tub nvestment trust tints to or Monts. we ado eadtmarkt mimed trademarks, stoke mark, ad
- We generalbruse the thong price when available or anted and even a They can be sold the price as af hate receive rescue sharing compensation registered unite mucks are of their response
he mean of the bid and ask prices la tested rearmed may be less ton the per share estimated from many of the courant< companies untkeweng CorripameS
seesaws and options a only bid peen Ice OTC value pervaded n the account statement. the annuity tartrate, affiliates of the Nuisance
washes conwanes or sponsors d the tali, investment Mats UPS Inancisl Services Inc Rev. 301810
- Less actively traded sorbet maybe priced urea a • Resiriaed securities Restricted securities genera" we tharbute
vabaten model or the most recent poke we are not arremly eligble la public sale. 1.85 Financial — In addition to commissions received from the
obtained and may not reflect as actual market price Sexes uses the market price of Vie urrestxted stock pichase and sale of eleitSlnares hinds, we andor
a rake. of the sane ember as an evaded value Ice the alI ilute receive an asset-based revenue sharing
▪ positions may appear wither a wine and restaged stock for purposes of rod statement only. To payment from NetShives doubters. as well as
will thaw as 'am was not available B we are the extent that restricted seam ies are obgble for sal, ft ern; for technology development, training and
triable to cbtan a once la a seemly. he value reoseved may be sibstantiaty less tan the education.
- Deposes a sorties denomnased n tummies awed value stown. - Our Violates also receive trading coarressees ad
other than U S. doers re reflected at the exchange ether centennial from rrutual funds and inswaixe
rate as of the teemem date. comparrec meow prodecto we dittrbde
SDNY GM 0002 5039
CONFIDENTIAL
EFTA_00 B5659
EFTA01277052

lies Fevaxial Services Inc.
SUBS Private Wealth Management Business Services Account
299 Park Avenue
26th Floor
New York kW 10171.0002 August 2019
eNP700368544I 0819 M 0
Account name: MAX FOUNDATION BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Account number: SS
Your Financial Advisor:
SCOTT STACKIAAMILYLE CASRIEL
Phone:
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at On July 31 (5) on August 30(S)
account
Your assets 979.04 979.29
VIsItour webs's.: Your liabilities 0.00 0.00
www.ubsconnfinancialsewices
Value of your account $979.04 $979.29
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
veniw.annuakreditrepoctcom. Tracking the value of your account derive 2019
Value of your account
at year end 2018 5976.9t
Your nvestment return
7.238.2 Dividend and
interest income 52.38
5238.2
Change in
9238.2 market vane 50.00
Value of your =court
1,2433 - 975.9 979.0 979.3 on Aug 30. 2019 1979.29
•
Dec 2014 Dec 2015 Ott 2016 Oec20i7 Oec 2018 NI 2019 Aug 2019
SDNY GM 00025040
Member SIPC ANP700(V002035441 NP7000061938 00001 0819 C00030000 50000000 Page 1 of 6
CONFIDENTIAL
EFTA_00135660
EFTA01277053

*UBS Business Services Account Account name: trIA1. PDi.c.11ATICN Your K sandal Advisor-
Friendly account name: t.4,: tra eir ATIn‘r SCOTT STACK MANLYLE CASRIEL
August 2019 • =0
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 30111 your account
A Cash and rrxmey balances 979.29 100 00% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . nces B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 000% account, UBS FNC Insured Deposit Program Bank
accounts, LAS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances. See the important information
D Fixed income ace 0 00% about your statement on the last two pages of
this statement for deta is about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $979.29 100.00%
A
Value of your account $979.29
Eye on the markets
Percentage change
Index August 2019 Year to date
S&P 500 -1.61% 1831%
Russell 3000 -2.04% 18.02%
MSC I - Europe, Australia & Far East -2.58% 10.14%
Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10%
Interest rates on August 30, 2019
3-month Treasury bills: 1.91%
One-month LIBOR: 2.09%
AmP70002000685442W0C006193$ C0C0I OBI 9000030000 r12366ISS0COgighyGyug0250,ige 2 of 6
CONFIDENTIAL
EFTA_00135661
EFTA01277054

Business Services Account Account name: MAX FOUNDATION Your II mandril Advisor:
CBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
:c
Account number.
Change in the value of your account Cash activity summary
August 2019(S; Year to date (I) See Account scarify this month for detals Baances In your Sweep Options are Includedin the opening and
elating bdances yaw. FDIC insurance applies to deposits at UBS Bank USA and at banks pankipati nig in the
Opening account value $979.04 $976.91 UBS FDIC insured Deposit Rogan. 4 des not apety to deposits at UBS AG, Stanford Brarch. SIPC
protection applies to money market sweep fund headings but rot bad deposits. See/mace:ant irdorrnatbn
Dividend aid interest income a25 2.38 about your steemervt on the last two paces of this document for chills
August 2019 (S) Year to date (S)
Closing account value 3579.25 3979.29
Opening balances $979.04 $976.91
Dividend and interest income earned Additions
Dividend and interest income 0.25 2.38
For purposes of thls statement, tarablity of Interest anti dredend Income has been determined from a US Total additions $0.25 52.38
tar repating perspective. Based upon the residence of the account tickler, =count type, or prcdtet type,
some Interest ardor dvldend payments may not be sublect to United States (UA ardor Puerto Rico (PR) Net cash flow $0.25 $2.38
Income twits The lent monthly paternem is not Intended to be used and camot be teem upon for tar
purposes. Clients should refer to the applicatie tar reposing forms they teethe from Le3S annualy, sub as
the Forms 1099 and the Forms 480, for tar reporting information_ n is the practice of U85 to Ale the Closing balances $979.29 3979.29
soca* tar reporting forms with the US intend Revert', Service and PR Treasury Departrrent and in
such foam accuratdy daily [Wends and cr Interest as tar eierrpt or taxable wane. Please consult you
IndsIdual tar prepare,. UBS Bank USA Business Account APY
August 20i9(4) rear to date IS)
Interest period Jul 8 - Aug 6
Taxable interest 0.25 2.13
Opening U8S Bank USA Business balance Jul 8 $979.04
Total current year 30.25 32.13
Closing UBS Bank USA Business balance Aug 6 $979.29
Prior year adjustment 0 00 0.25
Number of days in irderest period 30
Total dividend & interest $0.25 $2.38
Average daily ba lance $979.04
Interest earned $0.25
Annual percentage yield earned 031%
SONY GM 00025042
Atriv7C0020C0O3Se43 NP700306193S 00001 0819 000O30000 Yt 23661%0000000 Pegs 3 of 6
CONFIDENTIAL
EFFA_00135662
EFTA01277055

SUBS
Business Services Account Account name: MAX FOLINDATION Your Ilnandul Advisor:
Friendly account namerMAXICII NIAT0N SCOTT STACK MANLYLE CASRIEL
August 2019 Acocunt number:
Your investment objectives:
You have identified the following investment objectives fix this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consderatron - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
ntiPTC002000695444 NPTOCOPSI 93500001 Coal 9 CO0000000 55000MyGm00025dlyi• 4 of 6
CONFIDENTIAL
EFTA_D0135663
EFTA01277056

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACKMANITLE CASRIEL
August 2C I
Account number.
Your assets
Some pnces, income and current vaues shorn may Ix approximate. AS a reSal. gam MdlOsses May na
be accurately reflected. Ste important infoimebon about your statement a the end of the &camera la
more information.
Cash
Cash and money balances
Cash and money balances may ind see avalatie cash batmen, U65 Bank. USA depart account Wances, UBS Bark USA 396 af UBS FCC Insured PT072•118611k 086091 icCOunt tganas are insured by the FDIC within
UBS FDIC Insured Rogan Bank Balances, UBS AG Stanford Branch ceposit account baances and rroney appticsise Imts, but are na protected by SIK. U65 AG Stanford Branch depart account balances me not insured
market mututl fund sweep balances. by NYC and se not protected by 51K. Money market sweep batances are protected by SIPC but at rot Insured by
the FDIC
See the important information about put statement a the end of this document for detaits about those
balances.
openng algae ClOsing bdaxt Price per share Average Deddenc7 interest Days on
Mddng on Aug I (I) on Aug 30 (i) on Aug 30 d) rate period Penal Cap amount (5)
UBS BANK USA BUS ACT 979.04 979.29 250.000.00
Your total assets
Percentage of Cost Estimated unfea4ree
value on Aug 30 (S) your account bass (S) annual InCgme (S) gain or loss (S)
Cash Cash and money balances 97929 100.00% 97929
Total $979.29 100.00% $979.29
Account activity this month
For more information about the pikeivalue shown for restricted saunties, see Important information about
your statement * the endof that clocunent
Your Oijantity/ Cash Cash and
Date ANuty Description exPenSe Ode Face Taut hiceiValue (3) amount (S) money baklae (S)
Jul 31 Cash and money balance $979.04
AUg 7 Interest L85 BANK USA BUSINESS ACCOUNT AS OF 08r0G19 .25 979.29
Aug 30 Closing cash and money balance $979.29
SDNY GM 00025044
ANP71:00208003544SNP7003061939 00031 0819 00030000 Y123661550000000 Page S of 6
CONFIDENTIAL
EFTA_00 I 35664
EFTA01277057

UP's Business Services Account Account name: MAX FOUNDATION Your II sandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANY LYLE CASRIEL
August 2019 Account number: • MOO
Account activity this month
(Contrived
Oate Activity Descuaticn Amount (S)
Money balance ectivites Jul 31 Balance forward $979.04
Aug 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 081ON19 0.25
Aug 30 Closing UBS Bank USA Business Account $97929
The UBS Sant USA Business *mum is your onmary weep option.
A NP7C0020C0685446 NP700306I 935 C<X0I OBI 9000000000 Y123661150 03WW_GM_0002SCONS9. 6 of 6
End of statement for account number=
CONFIDENTIAL
EFTA_00 I35665
EFTA01277058

important information about \0111' statement
LES Financial Snots Inc (the fern of LES Financial her Trem you no later than 60 days after the Fem capacity. A Id copy of the poky wordarg s bailable an or tams and by not lap pace with
Servka, k a mentor ol all Principal washy, cornaday sent you One Int statement on which the ma or upon request inflater
and ants exchanges. 7ØS Financial SithA0.1 and LBS Problem and. • moderate Wang to accept son risk to piricPal and
Barr LISA se ndrect absitaries of 1.95 AG and - Peon you- name and accost ouster(! any> Nether the SIPC moteclon nor the stOdernental tolerate ant «talky to seek hitter returns
affiliates ol 035 Scouts LLC. The Fim's lamat — Desalt the error otte rrister you re unsure prot«ton applytot • Agresti.: Wiling to accept high rot to pnncoal and
statement it available upon request. The Finks extort about. and ansin as clearly as you can why you • Cenan Inoral assets controlled by (and nand n high volatility to seek Ingh MUMS over tat
offices at at believe ais an error a why you need more your account vitro) but ha away from MS Financial • Inveltment Etgat/ Conacteraticr I knout a
informanon. Services For ~reel.( ruin (i) nsurarce, pos, portion of the pot tlolb for that account may aka
CES fennel Services — PrOviia the dolor amount of the suspected «rot including variable amen, and (i0 tots of abet complex strateges. nod Skin and gear
1200 Harbor Boulevard finds registered n the name of the account hold« on wobble,'
Weehawken. tel 07016 The Finn a Card Issuer wet iwestgate you- candant the book, id the iswc or transfer aged),
and veal correct ny error promptb For alleged erots • Intstment marts or ~Minn :awns kg, Statement Isoutesholdispc
1714 natorm Wants the on,, official wad of yaw molvngUBS ntedelml Card transaction:, if we take linntd pannenhiss and private placements) hat re We may consolidate al tad account statement with
U3S Francis' teruns account. 01h« records, recept more than 10 bus i'ets days to dy this, we will credit not registered under the Sec rites Act ol 1933; the sure address in the Samt envebk e o because
ottcd lav documents, contanng «acing data should you accent la the amount you ilia is in error, so that • Contottees convicts (eg„ foreign exchange and they have owners who afro marten pint account
not be retied LfOn II you btleve Owe is n error pa wit Klee the use of the Miley dang he tine n puk cus roetal contracts). ratan; loses metals retationshp wain other nras a the same egress
~dad°. Pier. report a enneekaly n mitre; to the takes us to carnet as nonlopaticr. ad commodity win contracts. and you prole to rearm individual statements mosled n
Bunch Manager d the office serving tar account. • Deposit .1<lotats (except certificates of depart) at CBS «prate *metopes. you may decline hatuttoklivy by
Please titre all Meeks payable to the Fim or the Brit USA, UBS AG U S. branches and bats n the calling yam Financial Achwor
Aleharin al I gates shown are Mended to be errs" Innat enteutcn ~red on tie front of Nis FDIC Mured Deposit Program.
statement rigs bode' not be used for In pupates Rehr stamem In addition to regtiar arcane fat accounts The SIP( intention and the mpplemenul protection do Friendly «court name
soleg on yer.end tax lams, (i e , Form 1099.549% nit be 'aged to nuntenorce In charges foe bete not ands, to these anew own rf they otherwise appear ske Fruaty account neme is a cumanorle 'natant'
a 10 m 4 e 75 n . d e b l< y ) la w w h e to n t D e re m P n to 9 I th M e e R r S ta 3 u 1 r N e a tu :c r a n b le T d h m e F de im nd 6 s, n pa i y x m e e s nt f e o t r c S a e s C h U ac re c g o S u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s v fo a r n u s n k p r a e i d d s o u n p y p o i u n e s m ta a lie l p N ro n t t e . c t t io h n e d W o C no d t r p e r e o e t l e li c a t i e a l g a a n i d ns t t h c e h anges h ch as o s r e o n l b e y g a y l o e u f f t e o c ! t d o i n d y y o o u u a w c i c th ou yo n u t i r s r n e o c t o i < n d te tm nd o e n d g t o lt
reportable ncntable decends and taxable ant to other nstedions may be subject to J transfer fee. en the market yak* of yam investments (whether as a reflect n strategy, pnrct,r etor~
caned on nines held n you ant net proceeds revet of mad« movement, stuer bankruptcy a investment objective or risk monk associated was your
sob tranactions. and cost basis onCater cowered UBS Sweep Options «heat) accounts. and is not a immix a guarantee that wealth.
sutrates UK otters options 101' sweepng cash balances to bat or any financialran can or will be achieved. All
depose ascents at non-attiloted banks and Milked Dividend Reinvestment Program awe) investments involve the rik of last includamhe risk ol
Conweasiations with the Finn banks and money man« mutual hands (Money hat). The price reflected is an average price You may dun loss c< the enl in investment. You can change your
• Please reconfirm any oral cormancations wet efg Deposit non at LES Bans USA rid runatlikeeed the actual price kW. pa* halt< ili Advisor. Or. vale Friendly are nosy through Orine Services or by
JO higher ant your rights, irwtudn your nits banks partkinhg n the UEIS FINCankred Deposit that.. re purchased tam DRIP. partial shaken will be contacting your f natal Adma.
trder the Studies fiesta Protection Act (WA) Program at FDIC rowed n accordance wah FOK rules sold and the cash wit be deposited in your accost' The
• If tefinnal renautian on the top left of the lead For more Cif carnation, please visa AMIN fdc.gov. Depose Clndeni renveslant price applied by the issuer may Account overvi•w
of this statement is not LES f nano Snots, LES accounts at LES AG Stanford Branch and that, of caller from the market price at Much the pate.' shale. • Valve of yor accounµronfob. Net al assets and
Foruncial Pain caries you account as cheanng Money Feuds nee not inward by the FDC. are sob liabilate&
b W ro e k : e M r a b r y r a e r d ta y n o g u e m d e t n h t i s w re t l h am th o e n s i h d io e r a v t s e n d en in y s o t u rl utsn Bank deposits are not fronded by WC. Morel Fund Canis-In « • fl A ag ss g e e t d s s In e c c l u u r d it e y s ( a a v t a ) il , a a b n le d c G a l s o h b b a a l l T a i n m c e es D . e v p a os n its , f oe
• s o o A th p f a s e e r d u i n i p n a t e e e d n r o s t t o h e n a i r t s r d e e a a r n b c g o c a t b o a h m r u t e o e n n k a d t i e o n a r r n . t i g a I I l l R o s n a d s S t b s a c I o a o r r- t m s e u h e m , n n f y i c u t n o u t s t u l e m S l t e i r i y v d i • o c s e u a s a m r n a o u d n s a d t n no l U s n w o e a r k e h n d t s o a y n v a o t e r u r e n r i p o , r r e a t o e c n te a d le c s s t n h t e , a " d b n b a b k y l e a o l S n o f c w I a e K . s M . n S o e t s e h r e y 'W F b u a S n rk d f a m de a n p y o a b s e l it s S m e a n y t b a e m r • e O e n n g a c t l i i d y s r t i l t a v e w e e t d r h p e n t o d e v o l o k e d a e e u a . p a n t a h r t r s n e a ti c a m I , c l u a e a u r g p y n r e t n b n y a e e c a n y K l s l m . * J M a d r n y a e d e i s n n r c u y r l s e t o e d o d l e u l i f t p t a e a y a r C d o r m t C e i u a i O e n l a t d e s n c d e t c i . t b o d s I u y f p n a y a a t t o m u e a n re t u p b a co y t r a r t r t e n h h m r e e c e i i e F t n a a n i d n d n d o n m t 0 o e 1 D a a n t r h o k n l e s e a s o t p s o p n n t o m o i t o t a r a n m a r t s n k t d o a e l C , l d e a o n s v c t d e o a c c n n k « » n o t e l a e p d n t n i o S a i n e t w s a n n a n t s n p t i d n r la o o t f d f h e s e t , l S d o r
• E F n r m P E e T o r t l a f e m l l M r c e d o a le ' c y l s o s ol d t - u n e e f p o r d d s d e r d a i o a e e m y y f n d a a a t t y o d n p u y e t s e e « o r s m r m t o a r e i t s r e r r k a m o y o e f n m r . a t o u p * r d a 8 l i a n k i 0 t n i w 0 w n a o r A a 3 s k ' 0 M i a n d a g . a t c t y o o h s e U n a c 3 f k ! t S e » s r P • . M w . as F a s n l V e e u i o n i c W b u t l r t y c d e e N k e n t r n A e a e g i . s t n k d i n n c i . a a g u a m o < r n 9 r o u e d a g ff r t t f n 0 n i s h o u m 7 e n 6 n i p t 2 a r r r y e . o b 1 e c o s 0 l e u c t 0 e t i r s 3 d a a . s t v e f r a r s e o i l a a t m u b r d n l y e e o y s u d e r n l t d F o i s i p n . y a o i s o n u p a c a t v u io a l n i M y la s o b , u u l r e s a a t P I P n e T n a h l v e v y e c e a e h t s ~ s h r e a i u s c U o a a n c d n n o e v r u t i m n c s n a e h t o a r t a h n b e n e g j o e d a e b F d m s i n n e i a r c r y y e t n p o s F v e r u a o o s r r m a y f i e n n b p a a d e t c l n y t n h w c s i a i n e a l, c e l t p c s n a r i e o t y n u n f o i a l t g e t u h i o a d a e n c t l a o c d r o r y e y u o e n u t d s i t to N n l • • s c o a w o o a s L C m e n m h i e a - a a b , p c b s f a c o f i b l l l i o r i a d t m e a i n n e e l b e s c s m k e o d a l s f n o a « a , b e n p , l , a y l d u f a n n r s e s t e a h , e t s d . o l h a e r a c e d n t p r n e a c s o a d b l c s t o T m i e c e t s o o b e b c b u t a n a a e o n l l e l a t a f t d a n y N n b k c c m a e e o u e l s n a s a s s , i k n n t i a c a n e e v t u t s e e y s a t e s m . a m f f t t i e p a e l u i d n n a t a u d t t a e r p a c v o d l a o e g l a i l r a i n r n n i b d d t a b r g e n
• • • I F F P A t e h n o i n . n l O e l r c c a S a U . T n s I l B T K c e a Y o 6 i e a o x b n s l f b C 7 S t e e e 6 e t a f r e 6 e r r n l o s d U c r s e s t n h o s a i o a e n n ll a r b C b , e i t l C d y o l e , i o e N e n m m I t 0 e R a 7 d e b 0 c l o a 3 u a t 7 io t r n a o e s n d b D t e r a e l . a y e p a s c n a n tr r d o c t n m « u i c c e t u t n l r t e i a e r C 0 d t l T i e i n 1 a h o n o a e r C r s n p S S F e F o s m i a n n r i f n a p o n e o a p t r i n i r o l s n y t a n c a a e t l i g o D r a m w s n W l a ) e S u l e G m l E p a n ) t d b c t , o n e i : c w a p r o o 1 h r u o s r m 6 e n f o 0 n a t t o r s h 0 g r p b n e , y r 0 o S T b i t : t t 0 h r e e o e y a c C c o t W r h s r r p u i u l c i s C r e h r k e o e s o c a t a a l i e I i d s n r r c s g v a i e t n e i i 1 t l o a s a p 2 t b n o c r 5 p l o u e r 0 a t s P u e 0 n t r c p o o 0 c t m o t i u 0 o e n e b c n f r o t r s i r o n • • • c h P P A o g g O o c e o i r C o s h o n w O e i c e d e M o t k r v x h a n e a e • t . e o i C o C C f o n a O o p f o p r t M f i i f h f m r e : a P e m e r l o I A g I o a t n a p o k c n l p r o r o i e r n a n m K o o t in i e e a n f g r t J l i i y n e o i t r h v r n n o e a : t m s s n t t t v e m m th e a e e e s n n n g r t y s t o a c C s n m a e e b p e s r jK a i k t s i t a l n i m e o l g e n t S k t h i : n e g b F n u T L s o o h a r e r t o n a d a s c t s e o n a in g y t s r a g r o e e l R T l g i d s h a t i h n f e t d o e e s c d s r o e m e a t f n r u l n a a u a n t m d d d t io i s o i s o n n r c n i e t h n h o e e t r p n h b c a e t a y h a O k l a e r t n b l d e c i e n m t s a t e r a r s y i l C d d i le y n o t o h d c i u e i l n n o r F g s a d u i p n o l r r e g a a m m s c v e t a a C d t y r O . o
l p f W u a r n e o d c e m h v h t a a o r w m a l S k n c e s c t n r ' a o « N d n ( J D s s , 7 0 I c n ) 7 . a c 0 l . l 2 . 6, Att H n a M AMB h S o d A r , w V 6 i r s 1 it 1 a , e • f t d lo o e o U b r B i , t S P C a T u h a n t e c o h F t :n a i a n s y n e . p , d a t o y s g a u e b p t l p e h l e e to r m w a en l i l t t e h a l l c i g i e n h e r l i e r a a n c n l i a e e f w n fi t l i s a T , t a c e e o s m l . l e h c a a t s i n v a e a b ly r e n u n der O A o w p f p i n x re . o r c i n i s a k t t i o ' a a n n t ' d i In l g v t r e ; o s w tm th e o nt f s p s r e in e c k ip in a g l both the generation a a T A v e n g a o d r m e i l N a e s b m a o le e t d n n o t C u A o o t g r n s r r e d a r e i e t m r i f o e e e n r n s t t o s L A E r y g o a S r c m e S e O t C m a i h t r e e l e o n m m s t e u a R n r n a t e d o s k t f t h i C o e n r G e s d h e it p o P ra ra t c tices
C s ~ ta a t t a e le m l o e t n r n i t t o e r a a r b s e o c s u e o t p a a t r l i a s in s w y t r o e o u n r o g o n a n , t 4 i h f e Ø y o s t u a n h te e m i e k d e n m y t o o o k r r e e h t S h u e e b F s p e i r c m o t t a o is t I i l t o a p t n h o i e s li r 1 c p 6 y r 0 o c 0 t a e m u c d t l e t b i d o a n n fo s a r s a u o n p d l t D l o i e n 1 c d 1 e a m 9 ti b o m e n r a k l 1 e c 0 r a , i 2 i r n t 0 a t 1 t o 6 • C l t o h w a a t r r m is ta k e n an s r d a t h y e S o e u a e c k f c s it o l y t u o t n o r t r d t u h a n e n t w a n n a o l n n g as e t a n m l e p ra i a n te p k s a i • g w l n , e a w i a it n h t
recept Ilse firm or Cad Nun Gs aptable) must Xtgregatof or all yotr %fa" heldet a part culr
SDNY_GM_00025046
CONFIDENTIAL
EFTA_00135666
EFTA01277059

Important information about your statement (Continued)
Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS
Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaff hoed bads
n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis
may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit
wing any balance de on them. Any securities and continued income are not guaranteed toseerxes
tranderred to the Frrn ding the stoommt period are • Private investment. and structurreadg products. - Connoted ornwl name zed current yield for
l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity
period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages
• Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades,
secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on
wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be
on information <Maned from sources other than t Commission or tondo. any state securities laws. We than the esteniked amowts prodded to )our proudly on request.
ernr ial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr
In or that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling
kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/
guarantee the aCOSaCy or valday c any OMe motion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the
vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security.
In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity.
updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders
does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that
crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services Certain were not evouted by the seamen date, open buy and
activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets are not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena;
please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless
ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer
othenvise. Mecums transferred to the Fins may if cob we suppled to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel
reflect ac Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders.
tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not
(demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy
• Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplemental DK coverage. To Aeon a copy of as current Client Privacy Notice,
minuted unmated gonsflosses are colculned for the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website
indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt.
r-t.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne«
charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage
Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and
piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums and cr products ihroacji alarigernirritS with affiliated banks
averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to
ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and amity Products issued by u-dffh ad
• Callable securities Bonds and premedstock that that a maternal event has waned dna my calla the snort of sales tyll3S of a particular mutual thitl.porty no:oncecompanies through instance
the 6Yier cats for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEES Financial Sewn Inc
niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular mutual fund lernals than held at the — entstmere, inswance, and annuity pred-icts.
:Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale
clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness
pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource
leans may pot which me aff ect peld. complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of
information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc.
• Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa
products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under
you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the LeS Visa
obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with
behave told elabie, kW we dons gaunter this - DPP Ind unfilled RErt sorties are not listed co a with the sate a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho
accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and
- We generally use the cbsing price when available or acted ani even if they can be sold the price as afI hate receive revenue during corrpensaton registered senate nudes are of their respective
tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies
recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance
wctikes cowponies or sprout of the nit nvestment trusts LES Financial Services Inc Rev. 701810
- Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe
valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the
obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur
a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming
▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as
wit show as 'once was not available awe are the extent that restricted von ies are eloble for salt hider; for technology development training and
triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education.
- Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and
other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance
rate as of the stammere date. «meanie; Mere waits we chtuttne
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