EFTA01276845.pdf

SUBS UBS Financial Services Inc Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2014
M76002244885 02i 4 VI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKLIAN/ LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Elnan,:ie. Advisor or the
Resoureeline at on January 31 (S) on February 28 (S)
account
Your assets 0.00 3,517.75
VI-tour websIte: Your liabilities 0.00 0.00
www.ubstomffinancialservices
Value of your account 50.00 $3,517.75
Items for your attention
• if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled' Go to Sources of your account growth
ubs.comronineservices Tracking the value of your account during 2014
Value of your account
at year end 2013 3000
S
Net deposits and
rittidram% 33,517.75
3,5179 Your nvestrnent return
Change in
market Mu. 10.00
Value of your account
on Fob 29, 2014 99517.75
00
Jan 2014 Feb 2014
SDNY GM 00024832
Mombor SIPC PZ601:03007244805 P26000143882 00001 0214 0:00000OCe CCCCOCI Page 1 of 6
CONFIDENTIAL
EFIA_00135452
EFTA01276845

SUBS
Business Services Account Account name: MAn FOUNDATION Your Financial Advisor
Friendly account name:MAX FOUINIMI1ON -T STACK MANLYLE CASRIEL
February 2014
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
February 28 (S) your account
A Cash and money balances 3,517.75 10000% Your current asset allocation Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Eduitres 0.00 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $3,517.75 100.00%
A
Value of your account S3 .5 17. 75
Eye on the markets
Percentage change
Index February 2014 Year to date
S&P 500 4.57% 0.96%
Russell 3000 4.74% 1.43%
MSC I - Europe, Australia & Far East 5.59% 1.34%
Barclays Capital U.S. Aggregate Bond Index 0.53% 2.02%
Interest rates on February 28, 2014
3-month Treasury bills: 0.05%
One-month LIBOR: 0.16%
AF260CO3CO2244886 PZ60001 43882 00001 02 1 4 00000000 C COCItti l_0 002 4freSe 2 of 6
CONFIDENTIAL
EFTA_00135453
EFTA01276846

Business Services Account Account name: MAX FOUNDATION Your Mnandel Advisor:
*UBS friendly account name: X F All SCOTT STACK MANL YLE CASRIEL
February 2O14 Account number.
Change in the value of your account Your investment objectives:
February 2014 al Year to date (1) You have identified the following investment objectives for this account if you have questions
about these objecows, disagree with them, or wish to change them, please contact your
Opening account value $0.00 50.00 Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative
investment objectives in Important information about your statement at the end of this
Deposits, including investments
document
transferred in 3,517.75 3,51 7.75
Your return objective:
Closing account value $3,517.75 13,517.75
Capital appreciation
Your risk profile:
Cash activity summary Simians • Moderate
investment ehgibihty conaderateon - None selected
See Account early rtts month tot detals Balances in your Sweep Options are indudedin the cpenirg and
CIOSUO WOWS Taut. FDIC insurance 43Clies Only to deposits a unseat's/A, not tOOPCOOIS at UBS AG.
Stanford &arch or balk deposits placedthroudg the UBS Internationa Depose Account pogrom SIPC Your account instructions
prOteCtiOn copses to money market weep two ncioings but rot bars deposits. Seeimportant inbanscO•
about your statement on the tat two pages ci thisdocument for debt's.
• Your account is currently coded for margin.
February 2014 (1) Year to date a) • You account cost basis defaultclosing method is FIFO, First in, First Out
Opening balances 10.00 $0.00
Additans
Deposits and other funds credited 3,517 75 3,517 75
Total additions 13,517.75 13,517.75
Net cash flow $3,517.75 $3,517.75
Closing balances $3,517.75 $3,517.75
SONY GM 00024834
APZ600D3007244887 P2600014380200001 0214 CCOCOC OOn 0000:
CONFIDENTIAL
EFTA_00 I 35454
EFTA01276847

*UBS
Yournotes
'''''''''''"........... 6.4...... ..eaves,humoNgist. • a 6
CONFIDENTIAL
EFT,00B3453
EFTA01276848

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
*UBS
Friendly account n • ON SCOTT STACKMAAMLYLE GABRIEL
Re &Wry 0' 4 Account number.
Your assets
Sane pnces, *fume and current vaueS Proem may te approxirrune. AS a 'nut, gain and losses ma/ rol
te accurately reflected. See unportam snlormatton about yam statement a the end of this &current for
mote informalon
Cash
balances
Cash and money
Cash am% money balances may Ind tde avalable cah balances, UBS Bank USA cUpout account baances.
UBS AG Stariard Branch deposit account baances and money ~tree mutua fund sweep balances.
UBS Bank USA deposit account balances are Insured by the FOK vat tt n abpliccble limits, bul are not
reotected by WC U8S AG Stanford Brant h depot acoum Latent, ate not insured by FDIC and are not
proteded by SIPC Money merkei sweep balances are protected by SIPC but we not insured by the FDIC.
See the important information abOvt your statement at the end of this document for details about those
balances
()Fenno Wage Closing Wanre Pnce per Mae Average Du idt ndinterest Dap ei
hicldng on Feb I(S) on Feb28 (S) on Feb 28 (S) rate period period Cap errOUnl
UBS BANK USA BUS ACCT 0.00 3,517.75 250.000.00
Your total assets
Percentace, Ce Cost Estimated Unrealized
Va ue on Feb 28(S) your account basis (S) annual income (S) gán or loss (5)
Cash Cash and money balances 3,517.75 100.00% 3,517.75
Total $3,517.75 100.00% $3,517.75
Account activity this month
For more Information about the unto" value shown for reStrifted:CCUMIel, see important information about
y0ut statement at the end of this document
Your Citiantityi Cash Cash and
Date Activty DeSCriptiOn egense code face value PncelValue (1) amount (1) money baance IS)
Jan 31 Cash and money balance 50.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 3,517.75 3,517.75
CHASUS33
Feb 28 dosing cash and money balance 53,51735
SONY GM 00024836
AF2601:032072448E0 126003143W 0000I 0214 020000000~03»:0 Page S of 6
CONFIDENTIAL
EFTA_00135456
EFTA01276849

SUBS
Business Services Account Account name: MAX FOUNDATION Your lq asocial Advisor
Friendly account n •MA%F FJ All SCOTT STACK MANL YIS CASRIEL
rehaary 2014
Account number:
Account activity this month
(COntrivert
Oate Activity Descripticn Amount (1)
Money balance activities Mn 31 Balance forward $0.00
Feb 28 Deposit UBS BANK USA BUSINESS ACCOUNT 3,517,75
Feb 28 Closing UBS Bank USA Business Account 33,517.75
The UBS Pant USA SUS; ness Account is your onmay sweepoption
AF260CO3CO2244890 PZ6000143882 00001 0214 COOCOCaODr cOMSNY_GM_000248Pne 6 of 6
End of statement for account number.
CONFIDENTIAL
EFTA_00135457
EFTA01276850

Important information about your statement
LEIS Financial Services ex. (the F im or UBS financial sent you the fin stsemert on 0,0Nthe error or The Finn, together with cenain affiliates, ha also accost held you choose one of the following
Services} is a merrter of all prinotool sxtily, ammo* problem appeared. purchased sppinental protection. The maximum inestrnent objectiies:
and options exchanges. U3S Frencial Semites and WS - Prow:leyou- name ad accost nutter Of any). amount payable to al ekgible dents, coRectorebi iman • %Wore amentlmome. ...Aim seekrg the
Bank USA ay rdrect subdiares of LES AG and — Desoto the *nor or he transfer you smart this protection is 1500 million as of December 10, 2013. generation ea income crib..
affiliates of LES Searitin UC. The Finns irondal about and 'mien as chair as you cm why you • Adam Capref Appreciation: Insintrnenttw aking
statement is available upon maws. The FirWS wean* believe a is an error a Newyouneed more kloWot to the pokyconditions ad limitation, cash X grOwlh of pence:el rather than the generation of
off ices are a: ricrmation the firm is further protected kr iwo to $1. 9 million n the income.
— Proud. the dolor anion d the suspected err«. anegate for all you accounts held n aDrawler • Plodoce Combinaton nF lncone and Capital
'Assn/nod' Sauces capacity. A fJ ccpy of tie poky wiring h available Appreciaavot hesiments seeki-g both the generation
1200 Harbor Boulevard The Fim or Cad Issuer Mt I-moon your complaint upon moat. of mane and gumbo' priX011.
Weehawken, to 07086 and will correct any error promo*.
The SIPC protection and the supplemenUI protection
Overall risk precis,
Ibis outman represents the any official record of your Please make all checks pasta to the Fern or tie both do not apply to.
LES Financial Senses account. Other records, watt financial incaution rotated on tie front of this • Certain thanial assets controlled by (and incladid • Conserv/Ws Seeks to madam idle' wet Pat with
low risk and volatility to the accord owe!, tent
office,' far doarnenti, containing ccriliding date should star ward hacklition to negtlai accost few accounts your account %dud but hell away from US$Fine-Pa
r B e o m u t n i s b c s e h io r n M e , l a i p e n l d e a a l g a s e e r : r a o e f p l t l o h o r e t w i o t f i f r b i r c m e e a e s m c e ia n t t h t e i e g ly r p e n u 6 a t a r k a n c i e n c r o g ro u t r n o c t. t r h e m p am a a o r i e u b n e n t t s s u f in o b j r c e s a c e s t o h to . = r r n a n e a n s i - p t e s u e r . r c U h A a C c s c e e o s f u e a n e n t s s d , t c c h h h a a a t r r r g g e e e s s t f f r o o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e v u a .g r r n i . a . l b c a l e e d r a b ta c u i u n n i ( t c * ie h c s a ( s , a h s ) a t in d t s U ( u I B V ra S ) n s B c h e i a r e p k s ro o ( 1 i$ C l m c 1 a S u d , t , u a a l t i a t n h t f a o la t m t m io , e n a a . ls re th tu e rn a s c s c t o d s m t d a o y e n s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
to whir notations may la, subject to a transfer tee. fund, whore such shares are registered deny h tot • Moderate: Willng to accept some risk to principal and
Ail-cuct al figures shorn are intended to be accurate. name of the account holier on tie becks ad records tolerate some voted* to seek hgher returns,
statement data shaili not be used for tar purposes Rely UBS Sweep Options of to applicable issuer or trasfer agent); • Aggress*: Wiling to actin hit ink to principal aid
sae& Goys-end tax lams, (lei Form Mgt SRA UBS offers options to sweepng cash biases, biances high volatility to seek highreturns *airtime,.
10425, es.) whin prepargyour tu return. The Pim a to bass deposits at UBS Bat USA and UBS AG Standoff • Certain rnestmert contracts or inestment interest
required by law to report to tie IRS all taxable divide-Kt brach (Bank Sweep Frown* money market nutail (eg., limited portnestips and prime placements) this Statenant Itousaholdite
record* rentauble diticknds and taxable enema Ards (Money Funds) ad the International Deposit we rot registered under tie Securities Act 01933; We may consolidate at *Wed account statements with
erred on woollies held in you acant, net proceeds Amount (0Alfor customers withal International ad the sane n the sere envelxe. Accounts may
on sale transactors, and cost base ascertain covered Replace Management Account. through the Bank be related Ice this purpose Letate they hew owners
Austin. Sweep Proaamk cash balances re swept to U2GEterk • Commodities contacts (e.g, lateen Paha*e and who also maintain pia scorn relationshps wit other
USA up to an esubfehed pmt ad then to LES AG yeti:use/seta' calriectA nduding futures contacts dents at the sane address. This practice's known as
Communications with she Finn Stanford Bradt or a Money Fund. Deposits at UBS ad tormodierootion contracts. • householing • you prefer to receive
. Please reconfirm ay oral cormancatorts in *mina Bak USA are FDIC enured in accordrce with FIX statements maned separate envellopes—you may
to further protect your ruts. incbdrig your Ned rules. For nxre nformation please set mwrldicgov. the 51K protects:A and the suppternernal protection do dah-tt houtnholang by Ealing you. F floweret Advisor.
Lady the Seosities Inagua Protection Act (WA) Deposes at UBS AG StanfordBra-third Owes of not apply to these awe. hen if toyotherwise appear
Money kinds are rot inured by the F . on as seaternenh. Tin SEC protedion and the Friendly aoseurt name
• If the financial nstitution cn the tcp left of Ito front sztPlernental protection do not protect agarct changes the Friendt accost name reflects ala mnion that you
of this statement is not UBS Finance' Sakes, LES Thrown the OA, addible Marsh balances are swept to em the make vale of you' investments (whether as a evened on the Firm's onlne winces webste. R e a
Fnancial Services carries your scout a I:Sarno depose accounts al UBS AG New Yak Branch and UB5 felt* Of Market movement, issuer baltruplay customizable tniclrerm' thatch by you to mitt you
broke by at argerrant web the Moaned inttitutiNt AG Cayman Bunch Thew deposits are not insured by otherwise} wth tar mode...pixy It has no> legal effect on your
We Wormed you of tie rielationshA when you to FIX. Balance Fold at the LES AG Carr. Brad, am nt. You can change you hi Yount names,
opened this wooLne. Atlas case, your trots aid are tempera* exposed to the sovereir risk of the More information is avalable won nest You may through Onyx Services or by contactrgwurFtancial
aurae,a -e located at LES financial Senses and rot Canon glands, and there is no gamete or other obtain wag nfonnation abets the SIPC Attars.
the Wroctscng broker. aid you must make a tercel obligation of UBS AG to repay tie biases with on the Brochure, by contacting 51K at cc by
of my bra or &Milian to both firms. UBSC Arian\ Bradt. books. esitng the SEC waste at YAW...tag Ammon overview
• vat. of moraccountibornbk, Net of assets ad
ANattar statements shall be deemed complete ad Deposis at LES Bale LEA and each UBS AG Each are Dividend Roittiatbbant Rogan (DRIP) liabilities.
accurate if not objected ton twee* within 60 days not protected by SIPC. Money Fund shares ate protected The wke reflected is an average price. You mar obtan • Asset_ Atlas sealable cash balances, yeas' for
by SIPC. Ste 116 *uncial ServiCeS Mecum Protection' the actual price Iron was Financial Advisor. Orly neve restricted sec rey kw I, and Global tine Deposits,
• Please divot customer complaints a' bobw tares se purchased under DIIIP; partial shires wil be urrealted marks to market, and ocean ants not held
Fin's C lent ' wit at cal rd tot rah wa be deposited h your arcourt The by the Fim. Does not include unwired 5.ft/16.4assets
crtolllreea B.OOA .to Upon gas re asst, balances in tie Bane Sweep 6viderd rerivesvnent price applied by tie issuer may al the end of the prior and ourent statement periods, or
ET Mond* through ay, or in marg to LES Po:gransor OA may be withdraw\ and shares of a • from the nwket lake at which thepartied shires prorate iwestrrents, trusted stock options aid
Friancial Senates Ix., Client Relations Deus-mem, Money Fund my be liquidated, end the proceeds we sold euicoable stock options
P.O. Box 766 Union C y, El 07087. returned so you <flour unities account. • Ciatiabes Includes debt Slimes, cuivardirg moor
Caldebeliou loans. credit Pit Owl ascent balances.
• time of errOnor OileTIFMS and al electronic Futter information about available sweep options, Daly whole wets may be held i. you account. If you are • Cash/money balances. Total of uninvested avalable
Viols transle (ET) b BS Wedeln( noising ors* loftiest rate, and yell, a wank le at entitled to a palul unit as amok of a cbriderd Parent cash balances, plus UBS Bak USA deposit bArces. UBS
card trankictiook. call ce wile to UBS wvw.sbs< - from your F hart ial Miser or oterwise, the Firm oil ether sell panel unit at AG Stafford Ewan* depose balances and money market
Frenoal Service, hc., MOO Harbor Blvd, 6th floor, or by calling nutlet peke a accept an amount determined by a mn.ul fund sweep biases, at the obi, of the
Weak/Men N/ 07036, Atte RMNBSA Sermes registered clang any, and credit sow accost. statement period. Noncormuoity free credit balances in
UM Financial Services account protection your acorn ant rot segregated from other balances
Cal or write as soon as you cart it wu thrk yaw the f rin a s member of tie Seosites Ins/Mbar Protection Investment objectives aid tie Fern may use any of these funds in the ordinary
stmerrent or receipt is wrong «a you need more Corporation (SIPC), *nth crowns securities account, of The nmumert °blear* rd risk profile we speclk to course of is business. these funds are payable upon
Hamm ion /boat a transfer on the statement or its member. up X S5OO,000 (existing S2B),000 for each account and may my between Please algae the your darned. This total 6 included in tie anent period
h na e C w ee h st o . T rn he 's F ° ir n m o o la r C te a r r t d e I n ss u IS e O r d C a is y s a a P f i t c e a r t b o le F )n im ua a d l a l m ac s c o k u r n t c s a t s a h). t T y h o e u S ho il l t d a n ss a e t p p a r r o ti t c e u c la ti r o < n a W u k x s * X . PV to M Fe a rr x i p ie ro ' s m it o u * a i c n n m o e r r n r v y e o st f m a e n r y e s o ig b n je k c a tiw nt s c . h F a o n e g e e a i c n h y ou. dosing value.
SDNY_GM_00024838
CONFIDENTIAL
EFTA_00135458
EFTA01276851

Important information about your statement (Continued)
bandit, alternation you would stab reek* n the meet Prices we - • Delia* cm to date may noble return of - h tell on to covirrascni received n toter-non
Fix &tared int on-nation on the Finis Ming practices obtained from vaious third party sources Mid. meal, income a both wth the sale or danbikon of a-rueir contracts
and &ensues, ries to you Client Relatortip Delve to be relitle, but we do not gavalee tee - see • represents the initial orlon; and cm investment trust units to our <lents, vs
Agee-nes or Accan Agreement and the General accuracy. price per unit and may not ;elect Will COO basis ands our affiliate scare mph.* sharing
Toms at Conditions UBS Statement of Credit Practices — We gin tray us the closing pricewhen aveldab componeation from many of the instance
available in Agreements andDisefoscrres at the mean of the bid ad ask prices fatted • Restricted securities Restreled warren general& can-pant underwriting the amity contracts,
muralassailtrsamegaingu. acuities and cplons a only bd prices fa OTC are rot canine& enable for publk sale. UBSFina-col athletes of the Murat carpanes or sponsors of
states. Services tries to matet price of the unrestricted stock Meese investment tots we distrbute
Yoweseela - Less acne& waded securities may be priced ushg a of the same issuer as an mputed value for ix - Qn taints also receive trading commetts and
Your tasement itemise sentient end other mete held valuta, model or to mot recent prt we restricted stock for proem of this ,tatemere on4r To other conversation from mutual finds and
hthe account at the end of the statement twit. You &tared and may not reflect an actual maket price the relent fiat reatsed lecirkies are elith la calk nuance companies whose products we *tribute.
may oak fordeivey of fully paid sebrdies at ary time. or vale the vale retired may be sit:marital& less than the - Nemeth, an anal fee from UK. Bak OA and
You may receive securities used as loan collateral after - Certah position may appear without a price ad irrpled value drown itS AG Stanford Birth of up to diS per accost
swing any balrce due on tem. k-y securities will dove as 'price was rot available if we re sweeping to the bat under the UBS Bair Sweep
transient to he Fir. &it the sestrent ponod are untie to obtain a pnce f or a warily • Et (stinted) inters arrant yields and rates. Frograt.
lase al market value as of the end of the Materna* - Deposits or sectrain denzeninated in currencies An estinate of a-rut income is based an current
period. other than U.S. dollars are reflected at the eichinge &lard ad interest rates, assuning tie seoskies will Activity
• Can basis. In &limning the cost basis of the rate as of the statement date. be held for one yea from statement date or until Inbanation regudrig <corn:nays and *ter chugs
stoats included in this statement, where indicated - Per tereen washes trading in non.eonformng matisity. This stint Bony a gtalne, accuracy tuned in connectco with De oeculat of rads
writ the runts UBS Fharcial Services has relied dirianinatcris. Oa a-4 quaty (face iota) may rd continued income are not guranteed ncludny option transactions ha been inclucbd
cn information obtained from sources otter thane/ 35 have been edited to facilitateprimer vtumion. - Estimated anal nccme ant cement Wald fo- ccedirrnrons previously turrashed to you, at wall be
Financial braces. including nf °tenon Iran another To obtain current quotations, when aaattsle, corpse certain types of secuires could include a stun of plated to you pamptly recpeg.
km a that sumy has provided to you Financial your Financial Adviser. pnnePal or capeal gains in inflict) case the est
Ater The Finn does not indeperdently verify a income Cardcurrent yeti would be overstated. Sheet allies
gaunt the acaracy or wrathy day irdornution • Prints artestments and An/clawed producb. - Estimated areal icane ad claret yield and the f Pain enaaged in that sell'et a security, you may
provided by puts Sher than tAid.Frential Services. his to means* states (heath? drect actual boune aid yield milt be kwer a higher hair a charge dm to certain tariarrtg costs for that
participation oroyam and real estate investment its than Descanted amounts. particular security.
h teitirt although LIDS Finncel Sanas generally searitPs) rid starved prodxts ale generally highly - An estimate ol a-ruaeced ncome (divdend ands
waits tit Hammiest at thrice:ad, the firm Akid. Certain sen_ctued proists hew not been interest) dryadby the anent market Open onion
does not provide any lonsances that the iicrmation registered wih the Securities and Excha- valetaveram balance is based on the bet dividend Pelting oari or • sozdtilkancelhe orders tat
knit 'Cost basis- and "Lhreakzed gar/loss' is Commosion a under an, state securties taws. We or 'Merest payment made by the issuer and were not cricteed by the tamer( date, open buy at
accurate as cid the date ol this statement. As such proverb estimated robes for private investment manes tie seositieSdepot will be held for use sal stop orders are redxed by the mount of dividends
please do not rely on this Hatton to make stare is and structured products for rdormatibrul year torn the statement date or until meaty. or rig-its on an exdividerds a baits date unless
&shwa a ale decisions, fa to papist cr purposes only Accuacy trot guaranteed. Accuracy and continued weld me not gauntest intruded otherwise by you. You are rinpondt fa
ahem's*. Accounts tendered to tie Fim may - These values may differ abstantiaby from pat if orders that re sealed dm coyote talus to (axe
reflect girl loss rdamatit only for the period of any, at ph& a private investment security a • Assets not held by WS Financial Services Certain pasting open orders.
time they ae held t the F rm More historical structured 'Dalt may be bough or sold and do assets ae rot had by the Fan and nor nth the
• U to rr m eal s ie c e n d t p a a n n b s e /l a o d s d se e s d b W y y he o n u d T a e ta u n is c i a a b l A il d t v le is . o r. - c T n o h o M o t n n e p l c i e r a s l t s y g a t t r e i i l t o y il n r l e a . p t r e e s s o en f t w th tw e s c l u a e g as & of a m c a e y r t r a e i c n e ive & f p e u p r n l p a s o y s p e e d o s s o o s n n e l y r s . e s i v t P o o s r s t a i a t t i e o n m n t s e i r n d t f T o v h r a e i l n u se f e o s a r s p m s r e e a t t s s i e o d n n t e a e l d T P ph o r a i o s s b s e t y a c i o n n a ta c c o t p d y o o u f r c Fr a a n cu c r i r s i ' e A d d C vi l s ie o n r t o R r v i i n si e t y a S s t n ee it r r ite
esrinated &realized gait lases we alcaated fa date and are smplid to UBS Fruit Services on a Footed by due issue.; Inn U6SFroncial Servos is at stimistROBoathaOdarm.
ndvital secret lots. The trankiett data for regret( bass by an Wee:enders station Gem. not respabble for to itemation and des not
ndittal lob may or may not tent commissions. - Dun, general panne- or sponsa stinted vales, guarantee as accuracy. These assets are rot preened UBS Financiel Services a not a bat 11-e RUA, Business
charges ardor security reorganiza len mints ry, are supplied to the F rrn by the name, by MK or the Fite supplemental SIC coverage. Sett Account BSA and IRMA are brokerage accounts
Diridend and otervenwstment lots ad systematic gennal pater or spate and may be tabulated which provide access to barking services at products
sardine lots are each canbined to display are based on dlterent irdormation him that used by • Revenue shoring and additional compensation. trough arrangements wed) affiliated bat at other
averaged lot. Ihe • Trade date • eclat 'resentsthe thrd parties to derive teir estimated values. - In addition 10 commissions on sales and 12b-I fees thrdaty banks, and provides access to rotate and
aigrul sensation wade date. - You can ocean addiecrul Namara' regarding received n carection Mb the distribution of snit protaa Sued by unallaseal the/Deity
the methodology used to determine the Minato of nutlet had to sarcasms eve arida our alMate insurance ccmpanies through roura-ce agency
• Callable securities Baia and ;referred stock that value ad the date of the itrmationtha is the receive mina taring Wrenn fr011lokeribulors subsidiaries of UBS Finarcial Services Inc.
the Saar cats for eat Fa/intim wil be selected basis for to es mate by contester? your Fe-uncial ads editors of the matt' funds that we sell.
motel& by lot Iran am:rg all seoseies of that Advisor. These anoints are based on two &learn Investment, nsura-ce. and arutly products:
Mt held hour new* or in nornhee name la as - Th id party *started vases may be reflected as conlxnents- V* amarn ol sales by UBS a a Not ODIC inured • No bank puttees May tae valet
ciente. Call titre ilonnati:n s Obtained from third •Not sited' naves I sit aims. taw n whit mutual fund family to our <lens and CO
parties and is accuracy isnot guaranteed. Other call idependent volition tem has not suppled or is the asset value of epeeist mutual fund family's RYA. Retrace Management Acccunt, Business Services
feattres mays's' Mich cat affect weld complete Lod* to assign a vat" when we become avare tares held at the 1mi Account BSA, IRMA and alternation& Resource
hlonenatcn evillbe provided upon request that a materiel event he °soared chat ray call a - We and as afldiate also teens net :eking and Management Accost are registered service marks of
pieta& reported vela ib question. or ten a ormtus lancet ng lees in corokleation for UPS Fruncial Services Inc
• Cartifiestres of deport (CDs) CDs are FDIC rowed value would be highly speottere due to he nave rimier agent sierViAS that we pt.& to the
up to 5.29),000 n archal and accrued interest per of the sectrity. mad lards. These lees generally are pad from Visa *Date is a restered senice mirk of Visa
delta& at pee deposity institutiont itacccrdance - When neither al suer, general panne or sponsor investor assets in the metal fund and are a fired Intentional WS Via Santee cede cards and CBS
rah POIC rubs. *stinted value rite a &Stab estimated valve if &Oa amount based an the number of accounts at Vea deb cards are bated by UBS Bark USA with
mad, the valued the surly will be &tent the broke-dealer holdng mobile trill ol that fund IMMffliOri from to U.S A Incorporated.
• Priervalue Pros divined f or securities and titer horn its purchase price. Emily
products may be higher or lower than the price that UBS Fireside' Services Inc Psi 201402
SDNY_GM_00024839
CONFIDENTIAL
EFI'A_00135459
EFTA01276852

UBS Financial Services Inc Business Services Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2014
Al4P70010605470314 kl Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
■
Account number:
Your linancial Advisor.
SCOTT STACKMANILYLE CASRIEL
Questions about your statement? Value of your account
Call your Finan.:hse. Advisor or the
Resourc in t on February 28 (1) on March 31(9)
accoun
Your assets 3,517 75 3,517.75
%Ask our websIte: Your liabilities 0.00 0.00
vehree.ubscomIlinanciatsenixes
Value of your account $3,517.75 $3,517.75
Items for your attention
• if you me U8S Online Services, consider
changing your User Name and Password
regularly to protect yogi personal data.
Not enrolled? Go to Sources of your account growth
ubs.cornionineservices Tracking the value of your account duriag 2014
Value of your account
at year end 2013 90.00
Net deposits and
vathdratials 53.517.75
3,517.8 3,5178 Vat riveStnient return.
• Change in
• market value 10.00
Value of your account
on Mar 31.2014 $3,517.79
Feb 2014 Mar 2014
SDNY GM 00024840
Member SIPC ANe7004:0001060547 W7000122502 00001 0314 000000000a 100000 ►aga 1 of 6
CONFIDENTIAL
EFTA_00135460
EFTA01276853

*UBS Business Services Account Account name: lax FOL•NDATIGN Your ig mental Advisor
Friendly account name:MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL
March 2014 Account number: III MIN
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (3) your account
• Cash and money balances may include
A Cash and money balances 3,517.75 100.00% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $3,517.75 100.00%
A
Value of your account 53,517.75
Eye on the markets
Percentage change
Index March 2014 Year to date
S&P S00 0.84% 1 81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -O.57% 0.77%
Barclays Capital U.S. Aggregate Bond Index -017% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
AMP 700030010 60548 NP70C0122502 00001 0314 000000000 0 loaNYGM00024£019. 2 of 6
CONFIDENTIAL
EF1'A_00B5461
EFTA01276854

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS friendly account name:MAX FOUNDATION SCOTT STACK MANILYL£ CASRiEL
March 2014 II IMO
Account number:
Change in the value of your account UBS Bank USA Business Account APY
March 2014 (31 Year to date IS) Interest period Feb 7 - Mar 6
Opening account value $3,517.75 $0.00 Opening UBS Bank USA Business balance Feb 7 $0.00
Deposits, including investments Closing UBS Bank USA Business balance Mar 6 $3,517.75
transferred in 000 3,517.75
Number of days in nterest period 28
Closing account value $3,517.75 $3,517.75
Average daily balance $879.44
Interest earned $0.00
Cash activity summary
Annual percentage yield earned 0 00%
Ste Account ectory mon:n101 delalf Bien( eS in your Omen0010rd art intim:ea n the operona and
dosing Mantes value. FDIC insurance qtchts Poly id deposits at 08$ Bank USA, not to dtC091S dt 085 AG,
Stamford &arch or bank deposits paced t hood', the UBSInternatona Depccet Account proyam, S✓PC Your investment objectives:
protection zones to money matket sweep land holdings tout mt Dark Otponts. See impOrtanr infOrmaton
about your statement on the izt Iwo pages Cl this document for &leis
You have identified the following investment objectives for thisaccount If you have questions
March 2014 (1) Year to date (5) about these objectives, disagree with them, or wish to change them, please contact your
Opening balances $3,517.75 $0.00 Financial Advisor or Branch Manager. You can find a fuN description of the alternative
investment objectives in important information about your statement at the end of this
Add/bons
document
Deposits and other funds credited 0.00 3,517 75
Your return objective:
Total additions $0.00 $3,517.75 Capital appreciation
Your risk profile:
Net cash flow $0.00 $3,517.75
Primary Moderate
Investment eligibility consideratx>n None selected
Closing balances $3,517.75 $3,517.75
Your account instructions
. Your account cost basis default closing method is FIFO, First in, First Out
SONY GM 00024842
AtisP70003001C6054UNehoo3122502 OdOai dam 000030000 100000 Page 3 of 6
CONFIDENTIAL
EFTA 00135462
EFTA01276855

*UBS
Yournotes
e•,..,,ce..eosro.,re,...er..... rmse_._.....s.
CONFIDENTIAL
EFTA,B3463
EFTA01276856

Business Services Account Account name: MAX FOUNDATION Your Pi nandd Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRiEL
March 2014 Account number. El El I
Your assets
%Me PrKeS, incarie and current ',Sues shorn may De approximate. As a festal. gam Endlossesmat rol
to acurately reflected. See in portartontormabon about your statement a the end ol this ifccurreM for
mote Informaion
Cash
balances
Cash and money
Cash and money balances may include avalable cah balances. UBS Cant USA &pout account Waxes.
UBS AG Startbrd Branch depose account onances and money make mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vet hn sok (de limits, but are not
protected by 9PC U85 AG Stanford Branch deposit =cum balances as not enraged by F DK and are rot
protected by SIPC Money market sweep batances are protected by SEC but au not Insured by the FDIC.
Set the Important information about your statement a the end of this document for details about those
balances
°Fenno baance ClosingI:dance Pnce per setae Average Daidend interest Days in
aiddng on Ma 1 (S) on Mar 31 (5) on Mar 31 (S) rate period period Cap amount (I)
UBS BANK USA BUS ACCT 3,517 75 3,517.75 250.000.00
Your total assets
neKenfage c( Cost Estimated Unrealized
Value on Mar 31 (I) your accord basis (I) annual income (5) gain or loss (5)
Cash Cash and money balances 3,517.75 100.00% 3,517.75
Total $3,517.75 100.00% $3,517.75
SDNY GM 00024844
ANP7000300IC6OSSI NP7OCOI27S02 0003I 0314 DOC0300a0 100000 Page 5 of 6
CONFIDENTIAL
EFTA_00135464
EFTA01276857

*UBS
Yournotes
CONFIDENTIAL
EFTA,B3463
EFTA01276858

Important information about your statement
LES Firancial Senates ix. (the F im or UBS Anemia! sent you the fin sentient on whit the error or The Fim, together with certain affiliates, ha also account held, you choose one of the folkwig
Senikes), is a merrter of all orinciul sxvly, ammo* problem *Peered. purchased appinental protection. The mparrun imennent objectives'
and colons exchwges. LES FeurcialSenrices and U3S - now. you name ad accost number Of any) amount payable to al eligible Went, cobectozek iscke • Amokse CunentIrcome. es sato; the
Bask USA ae rdrect sutobiares of LES AG and — Dessau the era or the wander you are ionise this protection is 1500 million as of December 10, 2013. generation of income cr..
affiliates of LES Seasitin LIC. The Fim's f hernial about and .clan as clerk as you on why you • Adam Capes!A ppreciation: Investments seeking
statement is available upon masa The FITS. excite believe t is an error a onyx° need mote Gotta to the pokyconditions ard limitations, cash X growth of pence:bat rather than the gerersen ol
off ices re a: Wicrmation the Firm is further protected kr Lea to $1.9 million n the income.
— Provide the dollar anant of the suspected error. aggregate for all your accounts held n a patioalat • Produce Combinaton oilman. and Capital
LES Financial Sermon Ix. capacity. A ful copy of tepoky wiring is available Appel:lawn- Imesiments sakig both the generation
1200 Harbor Boubvard The Fern or Cad Issuer wit nonzgate your complaint L0011r eourst. ol mane and earthof fatC011.
Weehawken, to 07086 and MI correct any error prompt/.
The SIPC protection at the upplementl protection
Overall risk profdes
I L o b E ff i i S s c i a F a e a l - t u e n m c d i e a o n l S t c r a u e m p m r o e r s a s e a c c n o c t n o th t u a e n i n t a . i n n O g y th c o e o f r f r i d w c l i i a o c l t r r i d o e s g c , o d e r a d x te c o e f s p h y t o o u u ld I O P h le n e a e n s m c e i e a m n l a i t n k i e h t i a a a l d t l i d : o M a n i d m il a d e k p o a a n t y e a o d b o l o e k n s to t s i t e c h e a fr F o n i n n t t s f o e o f r u t h t i i a e s c counts • b o y C th o o u d n r o a a n n c o c t o t h u a a n p s t p c v l i y a a l l t u I o s e . ) i a b h ut c h o e n l t d ro a l w le a d y b f y ro (a m n L d e h S c F b i d na id rx ol • l C o o w n s ri e sk rv a a t n iv d e v S ol e a e t k il s it y t o t o m t a h n e t a a c n c ost c v a e ra tt t, e s & e n w d ith
B n o A m o e ll t n i o s b c s a e h io c r n M e h , l a i a p e n l d e l a f a L g ig s e a u e r r r n o e e s f p I t s o f h h r y e t o o i o w t u f i f n m b ic e W m e f e e s e w d a M a v e t t h e e n e g l d y r e y e n o d is a u t r a o r k a n b c i e e n c r o g a ro u c t r n c o c u t. t r r h a e te . m p a to a m a p o o i r t u o b h n m e e t r s s t : u f i t n o b e r j G n e s c s l t t i i a b o to r = n t m s l w e m a s i a r t p t y s w e b . n t e h A r a s c c s u e c e b o s j f u e e a n c e n t t s s d t , o t c c h h a h a a t t a r r a g e r t e s e n s d t f k r o y a r r n t a u s e f n e t e e . p r r a e id d L n i S f n i E a e n c r m S d l v u i s e A c d e i G o w n s f g h S t ( e h e v u r a e . e g r r n a i . s a . c u l b c a c c l e e o h d r u e b s t n a n h r t i a m a n h r ( e o i c * t s i l h e c l a e a s ( r r s , a e h o c ) r o e a n in g d t t s i U h 0 s w e B t 0 e a S b r s r e B o c h d e a i a r d e p s t i s r e , a o o d ( s i d $ f l b y m a c r a e i S u t s c . t o h u th r a a d e l t s • M i i t t n n o h c f o l a l e o a d t r m t m a e io t r e e a n e o t s . a e r o t n m W e t e h t i u e v lk t o a m g t c a n t c t o a o a y a s m c t t c o d e e o s p , e e t n s e s o k n o t h o m k t i e e r g e r e e i p s n r k p e r a t e r o c a tu e t p e r w n i s n s i i g t c . h n 0 i a fic l a an n t d
a st l a e te & m o e n n y t e d a a ' t - a e n sh d o ta u x lt f n o o rm t b s e , ( l u e se i d F k or r m t a 1 r 0 p 3 u 9. rp k os a e t s Rely U UB B S S o S f w fe e rs e o p p C tio g n it s io t n o s sweepng cash bine; biases of d-e applicable issuer a Wafer agent); • A hi g g g h re : s s s l i o te t : t y W t i o lin s g ee t k o h a i c g c h e r p e t t h u i r g n h s o S u c r t o tim a e n . o pal ad
10425, etc.) whin prepargyour to return. The Film a to had deposits at UBS Bats USA and U35 AG Stallard • Certain rnestmert contracts or niestment interest
required by law to report to tie IRS all taxabk &iamb, brerch (Bank Sweep Frown* money maks maul gg., limited partneshix and private plarnments) that Statement Isouseholdne
report*e rcritauble dvicknds and tat imenet Ards (blowy Funds) ad the InternationalDeposit are rot registered srder tie Securities Act of 1933; We may consolidate a1 related account statements with
eared on 'utilities held in you axant, net prate:b Accost BOATfor customers with an International ad the sane bidets n the sink envebpe. Accounts may
on sale transact:re, aid cost base on certain coveted Awoke Malagemern Account. Through the Bank be related la this purpose bait. they haw owners
wanks. Sweep Progeny, ash balances re swept to USEEterfs • Commodities contacts (e.g., foreign exchage and who also maintain pia scam relationships with other
USA up to al easbkhod Iran ad then to LES AG mei:corneal contrads), irnudig futures contacts clients at the sane address. This practice's known n
Communications with the Finn Stanford Brandt or a Money Fund. Deposits at UBS ad tornotitroPticn contracts. • househnling ' II you prefer to receive rdivilual
• P to le f a u s r e th re e - r c p o r n o f t i e rm ct a g n o y u t o r r g a h l c ts o . r i m nc x l n ad ca w t g o y rt o s u i r n r i o g w ht n . B ru a le k s. U F S a A n a a re cr F e D n IC la n m t a re tia d n in p l a e c as c e o s rd a r t c e w o w n it v h Id F i C cg C o v. the SIPC protection and to supplemental protection do d sta a te t m e e h n o ts u m se a h t o e l d d i ! n g s b e y p a w ra il t i e n g en y v o e u l r o E pe n s n — ui y s o ' A u d m vi a s y o r.
tardy the Searities !nester Protection Ace (SEA) Deposes at UBS AG Stamford Barth ad tares of not apply to these assets ew.4 they otherwise appear
• If the finrcal nstitution on the top left of the bent Money Rands are rot inured by the FCC. h o e n r y iP e le a r r s e t n a t t a e l m pr e o n te t. c t T io h n e d S o E n C o o t t p o r t o e t c e t c io t n a a g n a d rc t t h c e h anges F T r h i e e n F d ri l e y n a d c . t s a c u a st n n t a n m a e m e reflects Mormation that you
of this sfatemert is not UB5 Anatol Semces. U3S Throup the 04, awailible to cash balances are swept to in the maks vats of you investments (whether as a wetted on the Fitm's wile* senses website. II is a
F b W r a o e u k W n e a r o e b r ' y m S a e e r r d r v a i y c n e a g s z e c m o a f e n t n e h t s e w y re i o t l s a s t t i h a o e c n c s h o h d u ip c n a t w a t h e s e d c n l i e n y a s o n t u a n g n ion d d A o e G e p F o C s D a it C y a m . c B a c n o a B u tm n u t a n s n c a h l F U o B T ld S h a e A t w G t h d N e e L e p E w os S Y it s A a a G k t e B C n r a a o y n t m c W h a a t o n B u d n ra U d s b B h y 5 r o e t s h u e l r t w o i f s m e) a rket mown** issuer baicruptcy a a c w u a m s h to y n m ou t iz . a Y r b o e le u c o ' c n r a d i n c e k c t - e h u p a r - i n n g ? e t I y t d o h -o a u s s h e n n i o e b n l y e d g y k a o l a u e t f t t f o e a c a r t s r o i a n n a y y m o o e u u s r ,
opened this accost. h this case. your twit and are tempera* exposed to the sovereign risk of the More inf cannon is avaldsk tool raciest You may through Onfre Services or by contact. murFkandal
nose* at boated a UB5 Rnancial Services and rot C spun glands, and tee is no gwantee Cr other obtain nut iffonnation aka,' the SIPC Attars.
the hwabong broke.. al you moat make *Von obligation of UBS AG to may the biarces while on the Broths., by contacting 51K a or by
at spy ever or *Tuition to both lima. UBSC aymarris Brach's books. osier. the 51K website a WeabieetOy A000%ffilt overview
• tate otmor accoontiport** Net of assets and
A II accant statemrits shall be deemed complete ad Deposes a LEIS Bat LEA and each UBS AG Each are Dividend ReiWetblbefil Norm (DRIP)
accurate f not objected to hut. within 60 days. not protected by SIPC. Money Fund shires we protected The age reflected is an swage price. You may obtan • Assets hulas available cash balances, yaws for
by SIPC. Ste Francis Service. Mecum Protection' the actual price from yaw Financial Advisor. Only whoa restricted searey lest), and Global fine Deposits,
• Please died *atoms canplaints or • • • bobw *ire are purchased under DOW; partial shires will be urrealied mats to market, and cedars assets not held
Fitn's C lent ' ems sod rd the cash wS b depoOted h your account. The bytes Fins. Does no include unxiced S.CUitiell assets
a:toll-frees 903 .to : Upon you reg.est, balrices n tie Bank Sweep dviderd renvestment price applied by te issuer may at the end of the primand norm statement periods, or
ET Monday through as a in ati. to U36 1:regretsa OA may be withdraw" and shares of a differ from the make pate at which thepartial shires prorate irnestrrents, pasted stock °prom aid
Financial Senices lx., Client Relations Detriment, Money Fund my be liquidated, rd the proceeds at sold emendable stock options
P.O. Box 766 Union City, NJ 07087. returned to you oreour seosein accant. • Eiatiticos Include, debt bilirces, outtardirg margin
Cattern•liew loans. credit the, inn accent balances.
• P fu r n c d a s se tr o a f n ( d *m er e a n O ll r b as slions anal an B S el e W ct e ro d n e ic l n( F n u o r t t a he ti r n f g o u rm n a it ti o im n e a t b e o s u t t r a a t v e a s i l a a n b d le y s e w ld e s e , p a o p a t u io d n i s b , l e at C w M it F te w d h t o o le a u p n a it n s e m l a a y t b e a s h e a k re h s n u y lt e o a f r a s d c v o id u e t r . d I f P y a o n u k a n t i • ca s C h a b s a b l / a re n o c n es e . y p b l a u l s a U nc B e S s . B T a ot t a U l o S f A u d n e in p v o e s s it t e b d o a r v a a c il e a s bl C e BS
card trankictiorn, call a vete to UBS wuw.sbs< from your Frac ial Advisor ▪ oterwise, the Firm veil either sell panel ins a AG Surrnstd Punch deposit balances and money market
Faunae' Sensors ex., 1000 Harbor Biwa, 6th floor, or by calling made) peke a accept an amount Stumbled by a mahout fund sweep biases, at the case of M
Weehawken N/ 07036, Aar FOANBSA %owes registered clerk. agency, axl credit yaw accost gatemen, period. Noricormocky bee credit balances A
UM Financial Services account protection your scout av rot segregated from other balances
Cal a write as soon as you cart if jou shit jar The f inn is a member of the Sautes ilveltal Protection Investment objectives ad tie Few may use any ol these funds is the: ordinay
statement or receipt is maga 4 you need more Corporation GIPC), whkh protects securities accounts of The rims:nen °haunt ad risk profile we spa:oft to course testiness. These funds re payable upon
infamat ion *cut a natter on the gannet or its members up so 1500,02) (naafi. S2 00000 for each account and may my between Please whise the your dernard. This total is included in the amen period
h rO e t w W h O o . r T n h y e : e F t i n ro n o la r C te a r r t d h a b n a I a SO r d (8 ay , s e a t: f S te ta r b to le) F m er u n f f a d l a l m ac s c k ou r n c t a t s a h). t 1 y 1- o e u S h IP o C ld a n ss a e t p p a r r o ti t c e u c la ti r o c n a I s m u e a s lly s . py to F fo m ax p i r a o l m si p tu tl a y t i i n on s o w r a m g o o n f s t a e n r y s s o ig b n je if c C ti a v n e t s c . h F a a ng e e a i c n h y ar close-. value.
SDNY_GM_00024846
CONFIDENTIAL
EFTA 001;5466
EFTA01276859

Important information about your statement (cOn Inued)
landing information you would "sly recent h the market Prices we - 'PSITIN.ACC0 to date • may include return of — h aide in to orimessen; received n conneacn
For &tared information cn the rims lending packet obtahed from various third party sources Mite we (aortal, income a both wash the sale or danbUion o1 arvvy contract
and &domes, refer to you e'en Reiatbr&Ip bah* to be retitle. but we do not guarattee their — • Crignal kris see • represents the coital &env and um investment rut inks to our <tents, we
Agee-runt or &can Agreement and the General accuracy. price per unit and may not reflect your cost basis anda our affiliate recent revenue sharing
Timm rd Conditions UBS Statement of Credit Practises — We generaty um the cloai-g priceMein available cr corrpensatin from many of the reasame
addable in ermine adDrrebsuria at the mean of te bd ad ask prices fa listed • Restricted nowitien Restrded ~des general& companies underwriting the artery contracts,
ramcdsracataczatacimuas securities and <peons a ores bd prices fa OTC are rot &rent& elglob kor publk sale. UBS Finacel aflaates of te imunace <own»o r sponsors of
seosities. Services uses te market price of the unrenricted stock tetra investment rusts we diastole
Yedrmete - Las actime& traded securities may be priced using a of the tame iswc m an invited value for he ▪ Can affiliates ako receive vadng cannusins and
Your «ferment itemises securities &dative awes Need valuation model or te most recent pre* we restated stock for purposes of this statement on, To other cantonal:tarn» mutual es& and
hike aoccent at the end of the gatemen period. You &tared and may not reflect an actual naket trice the «tent that restricted seoskies are «gbh fa sale, nsurance ~panes whose «cokes We distribute
may ork for debrery of bAkr paid seasities at anytime. or toes? the vale received mar be stbstantial& less than the - We receive an areal lee from UBS Bak USA and
You may receive securities used as loan collateral after - Certain position may appear without a pike and inpsed value disown USG AG Stamford Bran& of up to 12S per accost
prying any balance due on them. Ny securities will tow as 'price was rot available' if we am tweeting to the barka under the UBS Bark Sweep
transferred to tne ;On dyig the statanent period are untie to obtah a once for a manly • Est. Beatimated) Mayne. and yields and ream Frogman,.
hitdal market yak* as of the end of the statement - Deposits or sectrees de-crninated h currencies An estimate of areal income is based am current
period. other don U.i dollars are reflected at the e&chinge dmiderd and interest fans, assuring he searites sill Ad)vity
• Cat bads. In &Manning the tog basis of he rate as of the stmerrent date. be held for ere yea from statement date or until Mormatcriregurdngoornminkns and char charges
stories included in his statement where indicated - Fa terrain sectrines trading em n0ts.confoormng ~miry This estimate korg altadeln, accuracy hosted in connector weh the evecutcn of radio,
will the nurrbe• UBSFearn<W5arvices he relied censmsnatcra price aH quaairy (face aka) may ad continued income are not guaranteed &Judi; option transactions ha be& included on
conformation Maned from sources other than1.8$ have been ad arted to facilitate pupa valuation — Estimated areal ncome ad current y.eld fo- &M mata prevousty furroted to you, and well be
Handal Senices, including irlfa nkh& kern anothe- To obtain current quotations, when «alibi., contact certaa tees of seoshies could include a return of Fronded to you panelsy cn
km a that youm y have provided to you Financial your Financial Advisor. pnixtal or capeal gains h Mich case the est
Mika. The Finn does not hetipeniently verify a income (rd cunt yek$ would be overstated. Sheet Nang
parart.. the ;sconce or vaidity of eery ireo rmation • Print* frivenibmin and rtructured producb. — Estimated anal im-ane ad anent yield and live I you art engaged in short ward a security, you may
provided by, sources other than LES Siuncial Senices. hivats ~trait mantis (kWh? drect actual rrxme ad yield mi;ht be bar a higher hoar a charge die to certain borrowing costs for that
participation poltam and real estate investment trust than the estirnated amounts. particular suety.
h a:1*in although LIDS Finareal Services genteel& wanes) zed stunned pedicu are generally highly — An estimate of a-rue!~ income (divdend sector
&dates ha infamatian as it k received, the firm Akpid. Cedar. striamsed voids have not been interest) divded by the <sort market Open «den
does not provide any wawa that he informal& registered wih the Securities and Excha-r valuraverage balance is based an the last dividend Regarding Wen or 'coidtilkancelticr adel tat
tnier 'Cost basis- and %Streaked gall loss' is Commission o- under art? gate «curries laws We or rang patient made by the issuer and were not eacuted by the staternere date, open buy and
accurate as of te date of this statement. As wok erode esbmaed vases for vivate inritarnas asans te securities/depose will be held for one see stop orders are revised by the amount of dividends
please done M& on this rdamation to make secure es and structured products for reormataul year from he statement date or until maturity. rights on an ex-divider& a antes date unless
whew cr sale deckiont torus papaws a purposes only &cum knot guaranteed. Accuracy rd continued yield se not gained horucted «hew« by lie. You are nespormbh fa
otherwise. Accounts transferred to te tim may - These values may differ stbstamiabi kan prices. il orders that are neos ed deer to you failure to cancel
reflect gar/ loss Hamann on& for the period of any, at whch a private horsemen security a • Assets not held by U3SFrancial Services. Certah ensting open orders.
time hey" held a he F rm More hits:vital structured «aka may be bough or sold and do asets ore rot held by the Fin and not wan the
Hamann <anew added by your Toned Advisor. not netCeStanly represent the as you may receive Fermis possession or coma. These assets are Pamela
upon Inuidation. *played on yon statement for informational To obtain a copy of ar current Client friaryNotice.
• Lanalitedgaisellosees When data is avail&k, - TIM pary estrnates of aka are as of a certah purposes Orly. Positions and values presented am please contact >our Francis' Achisor or visit as what»
eginated u-realized grind lases we Wanted la dread are %paled to UBS Fina-cial Services on a «audd by he &tied fern UBS F nancial Services is at alltILICIGGILliadat2aidra.
eckvidat saucy lots. On transaction data for regale' basis by ah independent vitiation tim. not respray:Ole for ges itanation and des not
navidal lots may or May na reflect OknoliSSCre, - ksuer, generalpanna or sternor estimated valse, guarantee es accuracy. These tams se rot preceded UBS Foment Services e rot a bark The WA, Busiest
elmerges mace security reorganizali n everts ery, art wpplied to **Fro by the Mot, by SVC or to Faris essplemereal Siff coverage. Services Account RSA and RUA we brokerage accounts
Diedend and oterrenvestmern lots ad systematic general partner cr sponsor and may be calculated which provide access to barkingservices rd products
p_rduse lots are eachcombined to display one based on Steen information Iran hat used by • Revenue shoring and additional compensation. through arrangements rah instated barks ad other
averaged lot. The' Trade date • &Linn presents the mid parties to derive tar estimated values. — In addition lo corrmissons on sales and I 2b-I fees thrd-paty bents, ad provides access to nsurace and
«egret transaction trade date. - You can obtah adder:rut Hamann regarding received at ocorection sal the distribution of &may pnxtest issued by unaffiliated third.party
the methodology used to determine the estimate of moat knal to ouraent we ands, our &San insurance compries through nurse« agency
• Callable nawkies Barb and ;referred stock that value ad te date of he i-krmationtha is the receive revenue haring payment horn distributors subsidiaries of UBS Finarcial Services Inc.
the sum cats for ea& redemption will be selected basis for lee est imata by contacting your dundal ad or ahiscrs of the natal funds that ore sell.
mural& by lot han arrorg all seosities of hat Advisor. These arnants are based on two different Investment nsura-ce. ad rutty products:
isste held hour rare or in nominee mine hie as - Tat party estinated alas may be reflected a carPonents- (I he arnocntol ales by UBS of a Not VIC inured • No bank guarantee. May bse vale
clients. Call feakene infonnatkn k Maned from third 'Not peked' h sava I sit Mae Me n partkuler mutual fund lami& to our <lints; and CO
parties and es accuracy isron guaranteed. Other call independent vitiation lime has not suppled or is the asset value of a patios« mutual fund I amity's RUA. Resource Management Account Business Services
feakres myrest which could affect mkt complete unable to asap a vale. when we become aware shares heed a the Inn Account BSA, RMA arrd .lonational Resource
Oleo-melon will be proviied upon request. that a material event has ormred tug may call a — We and as altsate also recent netwaking and Management Mama are registered service marks of
peemury reported vats Ma question, ix when a orbs processing lees in consideration tor UBS Fruncial Services he
• Certificate' of "peek (ms)CDs are FDIC hawed value would be highly Wearlative due to he nitre fader agora rank.« that we parish to the
tp to 1293,000 in Frixtal and accrued interest per of the scarify. rrulual hint Thew ties genitalia are Pad from Vka koalase is a registered service mark of Visa
detios4or ad per depository institako bacccolince - When neither an issuer, general parter er sponsor investor assets in the mutual kind and are a feed International. LES Via Sonattre cede cads eat LES
vette /VIC rules. estimated value nor a &Marty estimated Mx is delta amount based an he number of accounts at yea debit cards are skied by UBS Bark USA with
mad, the value of te wanly will be damn the broke-rdealer holdng maw( lords al that fund pemosion from yea U.S A Inconaoraied.
• Rice/value kites displayedfor securities and Mier front itspurchasePrice.
«edicts may be higher a beer than the Pria that UBS Finandel Services Inc 201402
SDNY_GM_00024847
CONFIDENTIAL
EFTA_00 135467
EFTA01276860

085 Financial Services Inc. Business Services Account
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2014
ANP70036434550414 VI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name MAX FOUNDATON
Friendly account name: MAX• F OUNDATION
Account number:
Your linancial Advisor.
SCOTT STACKMANNYLE CASRIEL
Phcme
Questions about your statement? Value of your account
Call to Jr Kir,ancia AdvJSO: Of U e
Resourceline at on March 31 (5) on April 30 (5)
account
Your assets 3,517 75 8,738.15
14sit our website: Your liabilities 0.00 0.00
www.ubscornifinancia/sennces
Value of your account $3,517.75 $8,738.15
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ulas.com/onineseivices Tracking the value of your account dude!' 2014
Value of your account
at year end 2013 10.00
S
Net deposits and
8,7382 withdrawals $8,738.15
Your investment return
Change in
saw
market value
1517.8
van of your account
on Apr 30, 2014 S4,730.15
Mar 2014 API 2014
SDNY GM 00024848
Member SIPC ANP700CQ0C06O455NP7050067033C0031 0414 00 oococo Pogo 1 of 6
CONFIDENTIAL
EFTA_00135468
EFTA01276861

SUBS
Business Services Account Account name: Your Financial Advisor
Friendly account name- `1 scc YLYLECASRIEL
April 2014
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
April 30(1) your account
A Cash and money balances 8,738.15 100.00% Your current asset allocation Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, U8S AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
information about your statement on the test
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 a00%
F Corrmodities 0.00 000%
G Other 0.00 0.00%
Total assets $8,738.15 100.00%
A
Value of your account $8,738.15
Eye on the markets
Percentage change
Index April 2014 Year to date
S&P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
ANP70002000613456 W003862003 0003I 0414 00CCOCOSONOMY_Gnifioortailifie 2 of 6
CONFIDENTIAL
EFTA_00135469
EFTA01276862

Business Services Account Account name: MAX FOUNDATION Your Melinda! Advisor:
CBS Friendly account name: MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
nix,' 2C 1.:
Account number.
I MI
Change in the value of your account UBS Bank USA Business Account APY
April 2014 ($1 Year to date IS) Interest period Mar 7 - Apr 6
Opening account value $3,517.75 $0.00 Opening UBS Bank USA Business balance Mar 7 $3,517.75
Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $3,517.75
transferred in 17,220 40 20,738 15
Number of days in nterest period 31
Withdiawals and fees,
Average daily balance 13,517 75
including investments transferred
cut -12,000.00 -12,000.00 Interest earned $0. 00
Closing account value $8,738.15 $8,738.15 Annual percentage yield earned 0 00%
Cash activity summary Your investment objectives:
See Acronm 4ttnny th4 momnfor detals Balances in your Sweep Options are indudedin the cpertng and You have identified thy- investment objectives for this account If you have questions
closing balances vSue. FDIC insurance applies coy to deposits at U85 Bank USA, not to deposts at U8S AG,
saarloid &arch or bait dep3sitspiaredinroud, the LIBSInternanOnd NOVA ACCOunt pogrom. SIFC about these objectives, disagree with them, or wish to change them, please contact your
VOtection applies to money menet stneep fund holdings but not bark deposit. See Important MOonation Fbancial Advisor or Branch Manager. You can find a full description of the alternative
about your statement on the last two pages cat this document (Or °eta's investment objectives in Important information about your statement at the end of this
Apnl 2014 (S) Year to date (S) document
Opening heiress $3,517.75 $0.00 Your return objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited I 7,220.40 20,738.15 Primary vtDderate
Investment ehgbihty consderavon • None selected
Total additions $17,220.40 $20,738.15
Subtractions Your account instructions
Other funds debited -12,000.00 -12,000.00
• Vow account cost basis default closing method is FIFO, First In, First Out
Total subtractions -$12,000.00 -$12,000.00
Net cash flow $5,220.40 $8,738.15
Closing balances $8,738.15 $8,738.15
SDNY GM 00024850
ANP703020C0643457NP7003067CO3 00031 04 14 000000000 coc0c0 Pap 3 of 6
CONFIDENTIAL
EFFA_00135470
EFTA01276863

*UBS
Yournotes
sax ammo:mow 3sMISs_ca_asosalw • a s
CONFIDENTIAL
EFT,00133471
EFTA01276864

Business Services Account Account name: MAX FOUNDATION Your ti nada! Advisor:
UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAMME CASRIEL
April 201.: Account number.
Your assets
Sane pn<es, income and current Mull Sham may be approximate. As a its WI, gains and losses fray not
be acurately reflected. See importanontormaaon about your statement a the end of this dxument for
more information.
Cash
Cash and money balances
Cash and money balances may inch.* availablecah balances, UBS Bank USA deposit account balances,
U85 AG Stariord Branch &post account balances arid money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDC xltNn applicable I Innb, but are not
protected y SIPC. MIS AG Stanford Branch depose account balances are not insured by FDIC and are not
protected by SIPC. Moneymarket sweep balances are protected by SVC but me not insured by the FDIC.
Set the important information SKR your statement a the and of INS docurtwnt for Peak ,boil those
balances.
Deanna Mance Closing Waite Pace per share Average Dividend Interest Days n
tikking on Apr 1 ($) on Apr 30 (t) on Apr 30 (l) rate period petted Cep amount (1)
UM BANK USA DVS ACCT 3,517.75 8,738.15 250,000.00
Your total assets
Percernapeot Cost Estimated Unmated
Value on Apr 30(S) your account bans (S) annua incare (S) gain a IOSS (I)
Cash Cash and money balances 8,738.15 100.00% 8,73%15
Total $8,738.15 100.00% $8,738.15
Account activity this month
For more Information about the pikeinalue shown bar restricted:aunties, see important WOIMStiO4 about
your statement a the end of this dot anent
Your Quantity/ Cash Cash and
Date Acetyl), Description expense code Face vast PrIcelValue (I) amount (S) money balance tS)
Mar 31 Cash and money balance $3,517.75
Apr 4 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 17,220.40
04A50533
Apr 4 Transfer JOURNAL TO RRAMAR PROJECT, INC. -7400000 13,738.15
Apr 22 Transfer JOURNAL TO RRAMAR PROJECT, INC. -5,000.00 8,738.15
Apr 30 Closing cash and money balance $8,738.15
SDNY GM 00024852
Ame703020C0643459 Ne7003062CO3 COCCI 04140000D0000 00000D Pap S of 6
CONFIDENTIAL
EFTA_00135472
EFTA01276865

*UBS Business Services Account Account name: MAX FOUNDATION Your Ignandal Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MAAY LYLE CASRIEL
April 2014
Account number: . _.
Account activity this month
(contrived)
Oate Acimty Description Amount (1)
Money balance activities Mar 31 Balancer forward $3,517.75
Apr 7 Deposit UBS BANK USA BUSINESS ACCOUNT 10220.40
Apr 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04122/14 -5,000.00
AM 30 Closing UtS tank USA Business Account $8,738.15
The UBS Mk USA But, neSS Account is your primary hveepoption.
ANH0302000643460NP7000062003 00001 0914 00 °OVAI4Y_OM_0002489vo 6 of 6
End of statement for account number.
CONFIDENTIAL
EFTA_00135473
EFTA01276866

Important information about your statement
L8S Financial Services ix. (the F im or UBS financial sent you the fell stamen on which the error or The Fin together with certain Alan ha also non held, you choose one of the following
Wring is a master of all princizel wearily, ammo* problem *Pared. purchased stpplarental protection. The madmen imesnent objecther
and colons et:changes. LES Frencial Satires and U3S - honer:ors name ad accost number Of any) amount payable to al eligible clients, cobectert Eck( • Endue Currentbkome. I ...shun es seekng the
Bank USA n rdrect subsinres of LES AG and - Desoto the err or he wander you ere are this protection is 5500 million as of December 10, 2013. generation of income crib..
atlases of LES Seasitin TLC. The Fim's I hancial about, aid .clan as chary as rat can why you • Arabi* °prat Approciatint Investments seeking
statement is available upon cigar. The Firrik ereosite believe t is an error a why you need more Word to the pokyconditions ad limitations, cash a growth of prncesakather than the gererren of
off ices ae a: lionnation the firm is further protected kr hp to $1. 9 million n the norm.
- Provide the dollar anent of the suspected error. aggregate for all you accounts held n a patioalar • Produce Combination oilman, and Capital
LES Finarcol Services fox. capacity. A MI copy of te poky wowing is nibble Appreciation nesiments seeking both the generation
1200 Harbor Boulevard The Fim or Cad Issuer instate your complaint LOOn reciunt. of ncane and gowth of Fringal.
Weetaken, tU 07086 and well correct any error promptty.
The SIPC protection and the supplemental protection
Overellrisk pnafies
I L b B i S s F st r a u te n m ci e a n l S t r a ep ti r n es s e a n c ts c o th u e n t a , n O y th o e f r f i w cia o l r r d e s c , o e rd x c o e f p y t ou. P fin le a a n s c e i m al e in t e e t i a tu ll t c io h n e c S ks k p a a t y e d d o o k n to fr t o h e fr F o O n T t O o o f r t h ti i e s • b o C th e d rt o a i n n o & t u a n p c pl i y a l t o as . sets controlled by (rid hand it • Corn/vain Saks to maitain nilal Enloe& with
official tic documents containing corairinnata should statement had:Mtn to noon accord fen accounts your account value) but held away from US$Fin-col low rat end voltility to the accost moral, then if
R n om o a t n i s b c s e h io r n M e , l a i p e n l d e a a i g v s e e r : r a o e f p l t t o h o r e t ° i o t f i f m b ic e m e f e e s d e w i r a v th t in e e g ly r e y n o is u w r a a n r c i e n c n o g u v t n o o t. t r h e p m ar a a m y r u e b n e n t s t s u n fo b j r c e s a c e t s c t h o u a m r c e c a s o i s p e t u s e r . c n h A n a c s e c e o s l u e a n e n t s s d , t c c h h h a a i t n r a g e t e e s s t f f r o o a r r n l u s a f n t e e p r r a e id d L i S n 8 e c r 5 l v u i A c d e i G n s g S ( e v t a . a g r n i . a . k b c r l e e d r e b ta n ra m ir n r i i t c l i e h ca s ( s , 1 h a ) n a in d l U ( n i B v a ) S s t B h e ir a e p s r t o o ( 1 i f C l m c 1 a S u d , t u , a a l t i i t n n h c f a l o a t m t m io e e n o a . n r s re th tu e r n a , c a co d rd m d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n if scant
to oder hdautions may be subject to a transfer fee. finds whin such shares are reginened diedly in the • Moderate vstarnD to accept some risk to principal and
Arcot ellipses shown We Pilended to be accurate. name of the account holier on tie torn and monk tolerate some tinny to 'seek hgher returns.
statement data shark' not be used for tar purposes Rely UBS Sweep Options of trot applicable issuer or trader agent); • Aggressive: Wing to accept high riot to oncost and
sclet on yes-end tax forms, (let Form 1099.54A UBS offers options for sorepng cash brans balances high volatility to seek high returns on tint
10425, etc.) whin prepregyour tu return. The Fim to bat deposits al UBS Bark USA and UBS AG Stamford • Certain meaner* contracts or nestment interest
required by law to report to ihe IRS all to able dividends, branch Bank Sweep Pregame), money maim mutual (eg., limited partneshix and pine placements) the Staterner liouseholdile
respond* I-astral* clitidends and tat intern weds (Moray Funds) andthe Intentional Deposit are rot regrind under tie Securities Act of 1933; We may consolidate al related account statements with
end an acuities held in you acant, net proceeds Arrant MARE customers with as Intentional ad the same address n the sank envetse. Accounts may
on sale transactora, and cost tress on remain covered Resource Management Accost. Though the Bank be related la this purpose Leone they haw ones
Sweep Brogan cash balances re swept to IBSE nt • Commodities corrects (e.g foreign exchange and who also maintain pia non relationships with other
USA up to an erabkhod knit rd then to LES AG prat cur metal ccntrachl including futures contacts dents at the sane address. This practice's known as
C . o P m le m as u e n r i e c t a o ti r o i n s s m w w h ry it o tl r e al F co in rr n m uncatorts in wring B St a am k f U o S rd A B a r re a F d D y I C a f a lu M te o d ne in y a Fu c n c d o . r d D r e c p e o w si i t t s h a F t D U IC B S rd corncrib' conon contracts. s • t h a o te u m s e e n h t s s t n in e g e ' d II i y n o s u e p p re t f e e t r t e o n r v e e t lO ak p e e , M — i y n O k U e m l a y
to funher protect your opts incbdrig your rghb rules. For mote nlomation please set werwidicgov. the SIPC protection and the supplemental protection do debt householng by tiling your Frontier Advisor.
tat the Sonnies nest& ifel•CtiOn Act (SSA). Deposes at UBS AG Stanford Burch rd tun, of not apply to these Man ewna theyotherwise appear
Money kinds ant rot nosed by the FCC. on you. slaternenh. The SEC protection and the Friendly accourt name
• If thefinical nstirution on the top left of the friont sullskosentalprotodion do not poled agars changes The Frendk accost name reflects ala mnion that you
of this statement is notUB5 Sinaloa Serns,U3S Throup the Cra, theilibk local balances are swept to in the makel vats of you investments (whether as a ertered on the firm's onlne senores webute. h is a
Phenol Satires carries you- scout as cleamg depose accounts at UBS AG New York Branch and AS result of market motement, issuer binkruptcy CC customizable fnicrurne' dune by you to amid you
taker by anargerrant web the rdcated intlitutiNt AG Carron Bunch Thew deposits are not hauled by OtherWit) yeah you reconeeping. It has m legal effect on your
We Wormed ycu et this relationship when you the FIX. Balance, Feld at tie LBS AG Carron Binh are. cot. You can change Her Frie ndk account names,
opened this accost. hare case, your tad aid are temporary exposed to the sorereir risk of the More infc arrion is avoid* won insist You may through Onfre Services or by contactrgyourFtancial
secures a-e located a UB5 Rnancial Servicesand rot Caftan elands, and there is no gurantee or other obtan more nfonation note the SIPC Achim
the FrocEngbrokei, ant you nut mace error obligaton of U3S AG to mpg the brans while on the Brochure, by contacting 51K a or by
of ery area or minion to both lints. UBSCaymars Brach's books. .45Mothe Slit went. arnevalotin AODOWt overview
• ken ofn or accountiPortiolia Net of assets ad
A accctnt statementsshall be deemed rent, ad Deposes at UBS Bait LEA and each UBS AG Earth are Dividend ReiWetblbelit Brogan (DPP)
accurate ri not objected to h wrong within 60 days not protected by SIPC. Money Fund shares are protected The Eke reflected is an arose price. You may obtan • Asset_ hulas salable cash balances vases for
by SIPC. See *U35 f Social SetioteS Aran Protection' the actual price Iran you- Financial Advnor. Only whole restricted starer list1),, and Global time Deposits,
• Please detect aroma complaints or ' bobw tirei are purchased under Dar; partial shires wil be wreaked marts to market, and caftan nets not held
Fitn's C lent ' tot at won rd tlw rah war be &potted in your account. fie by the First Does not include unpura secuaier sNo
or toll-free at 8:03A. .lo Upon yin regrst, bairns in the Bank Sweep dviderd fel-ointment price applied by tie aver may at the end of the prior and arras statement periods or
ET Monday through as cr in ening to UES Programs OA may be withdrawn. and shares of a differ from the market price at which thepinta shires prorate is-presto:rents, invested stock options at
Financial Satires Ix., Client Relations Dees-rent, Money Paid my be liquidated, and the proceeds n sold encoable stock options
P.O. Box 766 Union C ay, R107087, returned so you a your contain accoont. • Innis Includes debt Wines, osIverdig mar
Caaltbelieu loans. credit the, Tat =cant balances.
• thirst of wren or sf.reslims roar an electronic Futher formation about available strip options, Cnbr whole units maybe held. yin account. If you re • Casn/r•oney balances. Total of unimested ratable
funds transfer BoSr Vise debit nthing ones* merest rates and yelds, a nibble at entitled to a palul trat as aresult of a dviderd Darien' cash balances plus UBS Bark USA deposit braces U3S
card tanuctiorn, call or write to UBS wvw.sbsc from your F ram ial Advisor or otherwise, the Firm Vol ether sell parhal silk at AG Starr/or Branch deposit balances and money market
Fhunual Semen frt., 1000 Harbor Blvd., 6th floor, or by calling mina peke a accept an amount determined by a msul fund sweep brans, at the close of Ow
Wanner' N) 07036, AtIrr MAMMA Soren registered clewing agency, a-idcredit you: acorn statement period. Nortcormlodry thee credit balances in
UDR Financial Services account protection your accourt ire rot segregeted from other balances
Cal or write as soon as you cart it you thrk yes The f rrn is a molter d the StO.ViteS Investor Protection Investment objectives adthe Fan may use any of these funds in the. ordinary
statement or receipt is mug Cl 4 you need more Corporation (SIPC), *nkh protects securities account, of The rimmert °forerun and risk profile Megan to course its business. These funds a* Noble iron
Horne ion elms a turner on the flattrnent or its members up so SSW,000 (rotting S292000 for each account and my try between Please nen the Mir darned. This total is includedin the anent period
h CO e M r h O o . r T n h y e o F u in n n o o la r C te a r r n d t b h o 6 a 0 r d a a s y s a a P f i t c e i r a t b h l e E F m im os t a d l e l a n c s c o k u r n t c s a t s h h a ) t 1 y 1- o e u S h I o K ld a n ss a e t p p a ro lk t u ec la ti r o c n a k pa ri c s ity c . o py to F fin a a n n p ci r a o l s n i g tu *, n in n m o e r n rg o e m r m an e y n s o ig b n je if c t t e iv n e t s c . h F a o n r g e e a i c n h y ou: closi-g value.
SDNY_GM_00024854
CONFIDENTIAL
EFTA 00135474
EFTA01276867

Important information about your statement (Continued)
landing istomeation you would aclualy reche n the market Prices me - • bstrhs an to dare may include returnof — e, aide cen to anwriascro received n tonnecan
Fa detafechrif° minion on the Finis lending ;radices °bland from vaious third party sources 'Ankh tee capital. income a both rah Me sale or dolnbincon d antsy contracts
and &Pusses, her to you Client Relatcrohip Delve to be reliable. but we do not ghatee their - 'Crignal ins see • represent the initial Otero; and wit rwestrnent hat units to our <lents, we
Sienna or Accord Agreement and the General accuracy. price per unt and may not (elect rxr cots basis anctor our affiliate recewe resins sharing
Towns ad Conditions UBS Statement of Credit Practices — We generaty use the closi-g price Own ankh. cr comensakin fr om many of the krona*
available in Agreements ando ixfoscrres at the mean of the bol ad ask prices foisted • Restricted securities Restated secneies streeraltr companies underwriting the artily contracts,
gdyw eat mmarcrernertrat.catr Rarities and <pions a ong bid prices fa OTC are rot currently eagiole (cc publk sale. UBSFina-col *Rates of tit insurance omparen or sponsors of
seosdies. Services wet to mate price of the unrestricted stock twine investment tuts we chetah
vase-ft - lass actinig waded securities may be priced using a of the same issuer as an mputed value for to - an affiliates also receive trading comMatkra and
Your natement itemises securities and °Mr was held valuation model or the most recent prce we restricted stock for purpose; of that statement on. To other corrporchon from mutual finds and
tithe =cant at the end of the stammers period. You obtained and may not reflect an actual mortal rice the edent that restricted seas-hies are 'tuba kg sale, nsurance companies whose praises we destitute.
may ask for &Shy a futi paid seareies at ant time. Oe letb? the soh* reared may be mbstantialg less than the - 1Ve reset.* an anal fee from UBS s B zs a le OA and
You may receive securities wed as loan collateral alter - Certan posdions may appear without a price and implied value ;natl. WS AG Stanford Branch of up to per accost
prying any balance due on hem. Arysecuritieo will tow as *price was rot available it we are sweeping to the barks under the UBS Bak Sweep
Membered to Me Tern Brig the staterent ponad are actable to obtain a price for a manly • En. hetirneted) income current yields end rates. Fri:gram.
listed at market value as of the end of the sheaf - Deposits or sectrain dehninated hicurrencies An estinate of a-rual intone is bawd an current
period. ocher tan U.S. dollars are reflected at the eichinge clnidird ad interest rates, assuming tie secuties will Activity
• Cast basis. In determning the cost basis of the rate as of the statement date. be held for one yea from statement date or until hbrinaticaregardrigcannissCris and otter charges
mantes included in this statement Wort indicated - For cation wcwian oredng in non.conformng Mitisity. This minim ha* a isiailne, accuracy nomad in connedon wth tie e.eo.stcn of wades,
wash the number '1,• UPS Fivercial Services has relied ckaminalcres, price ad quareity (late vats) may rd continued nconw are not guaranteed Musing option transactions ha been included on
cn information obtained from sources other tanI RS have been adsted to facilitate paper fusion - Estimated anal nccme ant bred yield fo- ccafimaicns previously furnished so you. ad tell be
Financial Senices, including formation tarn anothe- To obtain current quotations, when wattle, cordad certain tapes of Posies could include a return of provided to yOu wavily at rawest
lim a that sumay have provided to you Finaxial your Financial Adriscr. princival ix capeal gains in sear& case the est
Athisor. The Finn does not alspendently verify a income Ord coma yeti would be overstated. Sheet selling
gaunt** the &tansy or vitality dry iriomhaion • Private irgesbnents and dructured groducb. - Estimated anal icane rd curia Wild and the aware engaged in that selling a seas*, yOu may
provided by sons ogler than 1**Eluncial Senates. hinte minima seculars (ncldng drect actual font and yield might be kwer a higher incur a chave the to certain barogerg costs for that
paticipation ptqam andreal estate investment its than theist:matedamounts. particular smutty.
h atilas although LIDS Financial Services general& washes) and staved prixthe are geteralkr highly — An estMate ol atuateed ncome (divdend afar
iambus tit formation as knout:did, the firm Chain stn_ctured proists hove not been interest) divded by the anent made Open arta
does not provide any enerances that the formation registered wit. the Securities and Exeha- valhaverage balance is based on the last dividend ReSlading Wan or • ghatilkancellecr craw tat
vow 'Cost basis- and inreakzed gar/loss' is Commission o- under ay state *cornet laws. We or interest payment made by the issuer and were not eirecuted by the statement date, open buy ad
accurate as of the date of the statement. As suck prove* estimated vakies for ;mate investment manes the seositieedeposas will be held for one sal stop orders are refixed by the mount of dividends
please do not rely on the formation to make wades and structured products for reformational year kom the statement date or until mab.rity. or rights on an ex-divider& a earetits date unless
purdaha Tale decisiont hue pspases cr purposes only. Accuracy isnot geurenteed. Accuracy ad continued meld me not &winked intruded aherwite by you. You are responsble for
otherwise. Accounts transferred to tie rim may - These values may differ abstantiaby from prices. orders that we weaned die Toyota failure to catty
reflect gail loss rannatin ong for the period of any, at rndn a arm* fiesanent security a • Asses riot held by U35;1101691 Services. Certain ',ening open orders.
tine they are held a the Frm More historical structured rumba may be bough or sold and do assets are not held by the Fern and not myth the
• i t t h c e n d n i a z t e e d n c ga r n ib sf , lo a s d e d e e s d b W y y ie o n u . d F a e ta u is x i J al a A i d l v * i * so r. - n s T o h o i o t d n n e p h c r e y l s d y sa s 'O r o ily r n r n e . a p r t e e s o en f t v t a h l e e w ac h t a y s & of m a a ce y r r t e a c in e ive F p d u o e r p n p l ' e o s s y p e e o s d s o o s n n e l y s s . s e ia x P i o o s s r t a i c ti t o o e n n m s tr e r o n d l. t f T o v h r a e i l n u s e e fo s a r p s m s re a e s t t s i e o m n n t a e e l d are P p T l o r e i v a o a s b e c t a y c i o n n a ta c c o t p y y o o u f r F a r t a n c c ur is re ' A nt c C his h o M r o R r v i is a it u a N s o t w ic e e b s s ite
eninated tweaked geeing Imes we Undated Ice date ared are usplid to UBS ha-cial Services on a MOWS by the Burg Inn U65 F antral Service, is at mitismAUBLototholgaitla
rdivitral secure lots. The transaction data for reguir baus by in independent imitation am. not remomble for is formation and des not
nava.* lob may or may not reflect &ruminant, - Rome, generalpanne- or sponsor estimated votes, guarantee as accuracy. These assets ate rot protected UBS Financial Services a rot a bark he RLIA, Business
stages anchor 'entity reorgn,:alcn ewes ry, are hpplied to thereto by the Wu& by SIC or to Fitts upplemental SIC coverage Shims Account BSA and IRMA are brokerage accounts
Dividend and °here referent lots rd systematic gennal pa-tner or sponsor and may be tabulated which provide access so barking services a-idproducts
ouches+ lots are eachcombined to display one based on dlterent information from that used by • Revenue shoring and additional compensation. through arrangarents iv& affiliated bats and other
averagedloll)* • Trade date • [alma presents the thid parties to derive tea estimated values. — In addition to commissions on sales and 12lal fees thgraphy WM, and provides access to nsuratre and
aigrul transaction trade date. - You can Wean addiand recansicri regarding received n correction wash the disbibution of ennuty proht sued by unaffiliated thidgerey
the methodology used to determine the *sonata of mutual ha* to phrasing we sutra our alMau insurance amparen through roura-mi agency
• Callable securities Bare* and preferred stock that value ad the date of tie Hamann that is the receive reverse taring Payments from distributors subsitsaies of UBS Financial Services Inc.
to sneer cats for eats redemption coil be selected basis forte Mina* by contactrg your Financial a-dor advisors of the mAkel funds that we sell.
morale by lot kern among all seo.reies of tat Advisor. Theseamounts are based on two deferent Investment, nsura-ce. ad ruttyproducts:
is.. held hour ran eor in nominee nine la as - Th id party estimated hues may be reflected as COMP:nentf- tlY amant al sale, by UBS of a Not IDIC inured • No bank guarantee* May toe Val*
clients. Call bane informatin s cbtaned from third •Not pared' n war I sit aims. wee n patioalw mtaual fund I amig to our <lents; and C)
parties and as accuracy isnot guaranteed. Other call hdependent volition tim RS not suppled or is the asset value °tape-auLa mutual fund I amity's RYA. Resource Management Acco.nt, Business Services
leases manual which said affect yield conpfete wade to assign a velae, when we become avare shares held at the law Account 854, IRMA and ntematioral Resource
I-domain POW provided upon request that a material event has owned tut may call a — We and os atlas,* aho recewe nem:Wing and Management Accost we registered service marks of
sewer* reported sate ito question. or teen a ormtus proceseing lees in corokhation for UBS Financial Services 1K
• Cartificates of deposit (CDs) CDs are FDIC rouged value would be highly specuLative due tote nattre Nadir agent serifs that we parka to the
up to 5250,000 n peaky' and accrued interest per of the smith reubsal lards. Thew hes generally are pad from Visa Skpatue is a regidered settee mart of Visa
&posh rd per deposhay institution, rsaxadance - When neither an suer, general panne or sponsor investor heel in the mutual kind and are a fried Integrations( IRS Via Signet'se cede cards and LES
wain FDIC rules. *stinted take ncr a thrdgany estimated mils if dolls mount based cri the nutter of accounts at yea debit cards we based by UBS Bark USA with
avoided, the value of the nosey will be deferent the broke-dealer holdngm aul hods ot that fund permission from Visa U.S A Incorporated.
• Pricehalue Peon displayed for securities and oter *an itspurchasePrice. fmiy
products may be higher or lower than the price that UBS Financial Services Int P.4.v. 2O14O2
SDNY_GM_OOO24855
CONFIDENTIAL
EFFA_00135475
EFTA01276868

SUBS UBS Financial Senrices nC Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 May 2014
ANP70036251130514 V1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKIAANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Adv,sO, or tl,e
ResOurCetine at on April 30 (1) on May 30 (1)
account
Your assets 8,738 15 8,738.24
%ask our webslte: Your liabilities 0.00 0.00
ynkw.ubscomllinancialservices
Value of your account 38,738.15 38,738.24
Items for your attention
r If you use UBS Online Services, consider
changing your User Name and Password
regulady to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.cornionineservices Tracking the value of your account duriag 2014
Value of your account
at year end 2013 10.00
S
Net deposits and
8.738.2 8,738.2 withdrawals 48,73824
• • Your nyestment return
Change in
market value $0.00
Value of your account
on May 30. 2014 $t738.24
Apr 2014 May 2014
SDNY GM 00024856
Member SIPC ANP20002000625113 NP7000051141 COCO C514 00CO3COOGS00:003 ►age 1 of 6
CONFIDENTIAL
EF1'A_00135476
EFTA01276869

*UBS Business Services Account Account name: MAY. rtr:“ rt: AT ICN Your Fi nano's! Advisor
Friendly account name:MAX FOUNDATION srri—r <Try,- 1. IILNY I VI F C deRIFI
May 2014 IIIIIII
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 30111 your account
A Cash and money balances 8,73824 10000% Your current asset allocation Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equitres 0.00 0.00% mutual fund sweep balances See the Irnponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.120 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $8,738.24 100.00%
A
Value of your account 58,738.24
Eye on the markets
Percentage change
Index May 2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 4.32%
MSC I - Europe, Australia & Far East 1.76% 4.11%
Barclays Capital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
ANP7C0020C0625114NPI000061241 COCor 0514 000000000 COC6ItidiY_GM_0002409O 2 of 6
CONFIDENTIAL
EFTA_00135477
EFTA01276870

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN, LYLE CASNEL
May 2014 Account number. I-,
Change in the value of your account UBS Bank USA Business Account APY
May 2014 (S) Year to date (I) Interest period Apr 7 - May 6
Opening account value $8,738.15 $0.00 Opening UBS Bank USA Business balance Ape 7 $3,517.75
Deposits, including investments Closing UBS Bank USA Business balance May 6 $8,738.15
transferred in 0.09 20,738 24
Number of days in nterest period 30
Withctawals and fees,
Average daily balance $11,238 15
including investments transferred
cut 0.00 -12,000.00 Interest earned $0. 00
Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 0 00%
Cash activity summary Your investment objectives:
Ste account sonny me monintoi deals &lances in your Sweep Options are indudedin the opting and You have identified the following investment objectives for this account If you have questions
closing ['dances clue. PDC insurance applies Only to deposits at U8$ Bank USA, rot to deposits at LIEIS AG,
sianioyd &arch or balk deposits reactorbrooch the UBS internavona Depose Account pogrom WC about these objectives, disagree with them, or wish to change them, please contact your
protection applies to money market sweep fund hcidlnOS but not bank deposits. Seeimporiant intormaaon Financial Advisor or Branch Manager. You can find a full description of the alternative
about year statement on the ham two pages d this document tor deists. investment objectives in Important information about your statement at the end of this
May 2014 (S) Year to date IS) document
Opening balances $8,738.15 $0.00 Your return objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.09 20,738.24 Primary Moderate
investment eligniSty consideration • None selected
Total additions $0.09 $20,738.24
Subtractions Your account instructions
Other funds debrted 0.00 -12,000.00
• You account cost basis default closing method is FIFO, First In, Arst Out
Total subtractions $0.00 -$12,000.00
Net cash flow $0.09 $8,738.24
Closing balances $8,738.24 $8,738.24
SDNY GM 00024858
AmP703020C063SI I S NP700306I 241 COCCI PSI a COCO:00000 Y12366I 550 000000 Page 3 of 6
CONFIDENTIAL
EFTA_00135478
EFTA01276871

*UBS
Yournotes
CONFIDENTIAL
EFT,00133479
EFTA01276872

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK KLAN' LYLE CASRIEL
May 2014 Account number. III
Your assets
Same pnces, income and current ea ueS Sham may De approximate. AS a ItStslc ORS and IOSSCS may nol
be . curately reflected See important solo/mason about your statement a the end of this dxurrent for
more intorno on
Cash
Cash and money balances
Ca:Sand money balances may incede ayalablecah balances, UBS Sant USA depoat account balances,
U8$ AG Slardord Branch deposit accent balances and money market mutual fund sweep balances.
U8S Sank USA deposit account balances are insured by the FDIC vett( n apolk dole limits, bul ale not
protected by SIPC. 005 AG Stanford Branch deposit account banes ate not insured by FDIC end are not
protected by UPC. Money market sweep balances are protected by WC but are not insured by the FDIC.
See the Important information about your statement a the end of this <tauten' for details stow those
biances.
Dining balance Closing balance en ce per share Average Dnidend Interest DOTS n
Hthang on May I ($) on Mry 30 (S) on May 30 (0 tie period parted Cap amount IS)
Cash 0.00 0.09
VB5 BANK USA BUS ACCT 8.238 15 8.738.15 250.000 00
Total 58,738.15 58,73824
Your total assets
Percentage of Cost Estimated Unrested
value on May 30 (5) your &Count baS6 (S) annual Income (SI On or loss (S)
Cash Cash and money balances 8,73824 100.00% 8,73824
Total
$8,738.24 100.00% $8,738.24
Account activity this month
For more information about the pike, value shown tar restricted securities, we Important information about
your statement a the end of this document
Your Quantity/ Cash Cash and
Die Actiety Desorption erpense COO! Fa! MU* Prices/due (S) amount CS) money balance (S)
Apr30 Cash and money balance 58.738.15
May 2 Deposit FE CERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 09 8,738.24
CHASUS.33
May30 Closing cash and money balance 58,73824
SDNY GM 00024860
AMP7C0020C062511 NP7003061 241 03031 0514 03C030300 Y123661%0000000 Pegs S of 6
CONFIDENTIAL
EFTA_00135480
EFTA01276873

*UBS
Yournotes
CONFIDENTIAL
EFT,00B3481
EFTA01276874

Important information about your statement
LEIS Financial Services tic. (the F im or UBS financial sent you the fin stamen on brashthe error or The Finn, together vrith certain earn ha also rear held, you choose one of the following
Senakes), is a merrter of all principal wearily, ammo* problem appeared. purchased stpplarental protection. The marten inestrient artier
and colons exchages. LES Fe-erxial Services and LBS - Node you name ad accost number Of any) amount Neale to al ekaible clients, tokens& trche • Ohne Conant lrrome. lin-Aim es sering the
Bank USA at rdrect suadares of LES AG and — Desoto* the emu or the wander you are are this protection is 1500 million as of December 10, 2013. generation of income cr4.
affiliages of LES Seasitin EC. The Fine's Handal about aid .plan as clear& as tau can why you • Achieve Capra!A ppreciation Instrument(w aking
statement is available upon retest The Fir* excite* believe t is an error a why you need more kbact to the poky conditions ad limitations, cati X growth of prncpal rather than the generation ol
of ices are a: ,formation the Firm is further protected fa Lc, to 11.9 million n the mown?.
— Provide the dollar arnart ot the suspected error. aggregate for all you accounts held n a Drawler • Produce Combination °throb. and Capital
UBS Sirrinoul Serous k%. capacity A hi copy of tepoky waxing is inedible Appreciation: Imestments anti* both the generative
1 W 2 e 0 e 0 t u H v a ik rb e o o r , B tU ou 0 le 7 v 0 a 8 r 6 d a T n he d F v i a n ll s c o o r r r C ec a t d a n Is y s e ue rr r o w r r a o e m ire p se * g . a te your complaint uPOn request ol axone and gowth of peeettal.
The SIPC protection and the upplementl protection
Overoll risk prase
I L o b B ff i i S s c i P t a e i l - n t u e a n m r c d i e a o n l m S t r i e e n r p a v r n e e t s s s , e a c c n o c t n o th t u a e n i n t a . i n n O g y th t o e e f r f a i w c r ia o ia l r r d e - s g c , o i n w rd e h o e f s a h y t o u u r ld a P fin le n a a n s e c e i n m al a t in t t e h a a e tu l d l t a i : o M n n i e i t d s n e t p o a a t r y e e a d c b i l o t e e n t r o f a r t o c h c e f o r F o s e n t r t n f o e o f r n t P h i a s e c counts • b o y C th o e u d r r o t a i n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o A e . s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n U d h B e S ti F :r i e n d rc i e t l • l C o o w n s ri e sk rw a ar d ri r v S ol e a e t k ili s t y to to m t a h i e n t a a c in c o n u t n h t , o ' p ve e ra e l, r m * e w n i it f h
R n om o a t n i s b c s e h i o r M e n l a i p e n l d e a a i g s s e e : r n r o e f a p t o p h r e t s i o t ° f i f b m ic e e m e s u n t t u , a t n h b e g ly r e y n o is a u r a r k a n c i e n c r o g ro u t r n o c t. t r h e p m a a a n y r c e b ar e n e t s s u f in o b j r c e s a c e t s o t h o r t n m a e u a s n i - p r t e u s r r . c u h A a n c s c ( e ' o s t u e a n e n t s s d , t c c h h h a a t a r b g p e e s s t f F r o a o r n r a u sf n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( v e t e a t r n i . t l b c a l e e d r e t b a n u i m n n ( i 0 c ti h e ca s t s , h h a n a in d t U t ( e i B n r S n s B h e ir a e p s r t e o ( d i f X l m c 1 a S u d , t u , a a l t i i t n n h c f a l o a t m t m io e e n a w . s re th tu e rn a s c w co it s m t d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
to other notations may be subject to a transfer fee. finds where such shares are reentered dreg A the • Moderate: Wang to accept wine Sc to mindful and
almach al figures shorn re ,tended to be accurate. nine of the account holier on the books and wads tolerate some totality to seek hirer returns.
statement data shoili not be used for tax purposes Rely UBS Sweep Option, of die applicable issuer or trader agent); • Aggress*: Wiling to accept high risk to anopal and
seleW on yeaend tax kerns, (le., form 1099. 5498. UBS offers optics for susepng cash bine; Winces high snail* to seek high returns oar tine.
10425, etc.) whin prepregyour mx return. The Fine is to bank deposits m UBS Bat USA std UBS AG Starricrd • Certain rneslmert contracts or inestment interest
required by law to report to tie IRS all taxabk &Rance, bradh (Bank Sweep Program), moneymaker mutual (eg., limited partnirshis and prate pia:emelt) diet Statement liouseholdne
*portion in:nth:be *ands and taxable Menne Seeds (Moray Fends) ad the Inttmational Deposit are rot registered under tie Securities Act of 1933; We may consolidate at related account statements with
eland w Leashes held in you axant, net proceed Accant ODATfor customers Shan International aid the same address n the Lore envetee. Accounts may
on sae transactcro, cod cost baps on twain covered gnome Management Account. Through to Bank be related la this purpose beade they haw owners
pantin. Sweep Edgerly, cash balances re swept to U26 Sark • Commodities contacts (e.g, triton exchange and who also maintain pint accuse reationtntss wan other
USA up to an esubkhod Find rd then to LES AG mai:corneal ccntrads). ndudipg futures contacts dents at the sane address. This practice's known as
Communications with the Finn Stanford Brandt or a Money Fund. Deposits at UBS ad rormoditYcPticn contracts. • hota rcking 'thou prefer to recein edivaistal
. Please re.cordirm any oral cormarnations in *meg Bak USA are FDIC rased in accordaxe with FCC statements mailed in separate enveisses — you may
to further protect your rota incbdrig your Ned rubs. For mere nit:mato-I please vet andicgov. the 51K rotecten and the suppamental protection do dalim householding by Ening your Frontier Advisor.
Leder the Salaries Inviter Protection Ad (WA) Deposes at UBS AG Staked Burch ad fares of not apply to these asset, even if theyotherwise appear
Money Funds are rot inured by the FCC. on you. slaternenh. Tim SEC protecien and the Friendly occur name
• If the Gnome' nstitution cn the top left of Be Irene arialarrintal protection do not protect merit changed The Friendy account name reflects alo rmation that you
of this statemert is not UBS Salami,' Sakes, IRS Throup the OA, mailable to ash balances at swept to in the main vats of you investments (whether a a emend on the Firm's onlne saves webote II is a
Ftencial Services carries yos account a creamg depose accounts al UBS AG New Yak Branch and UB5 result of market mosement, issuer bankruptcy cr customizable 'nictitate..? dune by you to auks you
taker by at argement via the ideated instiarien AG Cayman Brach These deposits are not inured by otherwise). wth car recordiemint It has * legal effect on your
We Wormed you of this relationship when you Ile FM. Balanced Feld at the LES AG Cara Branti ern rt. You can charge psis hie ndB accost names,
opened this accost. Ii this cash your eat aid are tempera* exposed to the sovereign risk of the More information is mid* won nrissi Vcu may through Onire Services or by contactrgyourFhancial
sautes a-e located a UB5 Rnancial Serousand rot Carron elands, and tere is no gurantee Cr other obtan mere eanion about the SIPC Athirst..
the heating broker. ant you net maw a report obligation of UBS AG to repay the lanes while on the Brochure, by contacting 51K at et by
of try aux or OrnitOOn to both limn. UBSC amens Bradt. books. usitng the MK **bate re mow.aloctup &MOW% overview
• vat. Of rOr accountiportiob Net of assets ad
APaccar statementsshall be deemed arrolete ad Deposis at LEIS Bak LEA and each UBS AG Rath are Dividend ReiWeeblbeelt Pitogran (Dpi)
accurate f not objected to nine* within 60 days not protected by SIPC. Money Fund shires ate protected The erg, reflected is an average price. You may obtan • Asset atlas available cash balances. vas' for
by SIPC. See -UBS Financial Scenes Accent Protection' the actual price Iron you Financial Advisor. Or* viva restricted searey Pot and Global tine Deposits,
• Ilene died °stoma cambia a' below dam are purchased under DIP partial shas will be unsalted make to market,, and cash nuts not held
Fim's C lent • mat soli rd Ilw rah wa bedeposited in your account. The by the Fern. Does rot include unpriced strutting assets
or toll-free at 8:03A. .to Upon yak req.est, banes n tie Bank Sweep 6viderd reinvestment price applied by fie issuer may al the end of the prim art ourent statement petiods, of
ET Monde? threugh ay a in beteg to UBS Program or OA ma be withdraw,. and shares of a differ from the make peke at which thepartial stares precast reestrrents, panted stock options ad
Financial Seines Ix., Client Relaters Depamnent, Money Fund ma be liquidated, and the preens are sold vendable stock onions
P.O. Box 766 Union City, Rl 07087. returned to you or hour tortes accant. • Eialithes Include, debt biliron, °Saadi* moon
Caaleielieu loans. credit rex, tol account balances.
• acne of trret Or Oash:ns about an electronic Further formation about available sweep options, any whole units may be hekhn hey anoint. if you are • Cash/reoney helmets. Total of unimested evadable
kends teacake (51) b BS Msedebit ncliing eminent merest rate, and yetis, a unable at entitled to a panel unit a a result of a dviderd *Amen oaf, balances, plus UBS Ba-k USA deposit batrcet 185
card Vansicuorro, call et wile to UBS www.Lbsc - from your F berth Advisor or otherwise, the NM veil ether sell parhal trite at AG Sanford Branch deposit balances and money maned
Fronual Senors ex., 1000 Herbs Blvd., 6th floor, or by calling rivulet peke a accept an amount determined by a mutual fund sweep Saxes, at the case of 11.0
Wnhavaere N) 07036. Aftm Want Serrces mit:Peed clewing agency, adcredt your snout statement period. Noncormlocky bee credit balances in
UBS Financial Services account protection your accountire rot segregated from other balances
Cal a write as soon as you cart it you ark yes The F is a member of the Searites Investor Protection Iowa/went objectives aid tie Frio may use any of these funds in the. ordinary
statement or receipt is twang cr 4 you need more Corporation GIPC), *fah protect' securities account, of the nuestmert objectives ad risk profile ere specie to course of its Main's,. These funds repayable upon
Hamm ion abos a tram* on the statement or its members up so SSW,000 incising S29),000 for each account aim./ wry between Please waste the your derna-d. This total is included., Swann! period
h Pa e c r e t r r * o T m h p e s F ° in r n o o la r C te a r r t d h b in s t 6 a 0 r d (a a s y s a a P f i t c e a r t b h l e r i F m im on a d l a l m ac s c k ou r n c t a s th h a ). t l y an o e u S h I o C ld a n ss a e t p p a r r o ti t c e u c la ti r o c n a i p n a k c s ity a . py te ( F n er a n t O a f l o s re e r u tt r r e n n m or i i t n ; . .. o n f a a c n r y e * e n b a je t c a tiv n e t s c . h F a o n r g e e a i c n h y ou. closi-g value.
SDNY_GM_00024862
CONFIDENTIAL
EFTA_00135482
EFTA01276875

Important information about your statement (COtltnued)
Lending information you would artily reek* n the market Pries we - •Dstrbecre to dee may include enema - II XkleienlOCCmrrieerni Maned n connect.*
Fix &take' intonation cri the Finis baling places obtained from vaious third party sources math see cadge. income a both. Mh to sale or distnbuion o1 a-ngy contracts
and &chives, (der to au Client Relationship Delve to be retitle, but we do not gara-See their - 'Orignatura sce • represents the initial olferng and knot investment trust units toots <lents. we
Agerneve or &coat Agreement and the General accuracy. price per unit and may not reflect yes cost Weis ands ow affiliate recta retina sharing
Tarns rd Conditions UBS Statement of Credit Practices - We gentragy teethe closig price when avaadat cr commune, f rem many of the inesance
available in Agreements and0richarres at he mean of the bit ad ask prices farmed • Restricted securities knitted Searein generally conpanies underwriting the a-reity contracts,
musaassagtrazgaggainoss. bashes and cplons a ong bid prices fa OTC as rot currently rime* icepcblic sale. WSFine-hal iliates al to aurace corpaves or sponsor of
seostes. Services toes to make' price of the undistorted stock neat imeserat hats we disirbie
Yew meta - Less annoy traded securities may be priced ushg of the same issuer as an mputed value for der - On athlete. also make trading commears and
Your notsmont iternin sushi( end other meta held value*, model or the most recent pra we rotated stock for purpores of this 'Women. only To other conwersatin from mail knit and
hthe account at the end of the steamers period. You &bra and may not reflect an actual market rice the rrient that restated bashes are 'kaki fcr sale, nuance companies whose prodsts we dstrbute.
may ask fordeivey of filly paid secuaies at ant time. or vibe the vale rooked may be sdoriantialg less than the - 1Ve receive an anal fee from UBS Bale OA and
You mayreceive securities used as loan collateral after - Certain passions may appear without a ace and inp_ged value howl LIES AG Stanford Branch of up to $ZS per access
paying any balrce due on hem. Ary securities will taw as 'price was rot available' if we re sweephg to the bake under the UBS Ba-k Sweep
iranstened to he Fir.! tag the staarent rend are uneole to obtain a puce for a warty • En. (oitirneted) inccone current yields end rates. aprons
flied al market value as of the end of the stigma.* - Deposits or sedates des rninated ei currencies An estimate of arual income is based a current
period. other than U.S. dollars are reflected at the eschinge cliched and interest rates, assuring tie salsas will Activity
• Can basis. In dettemning the cost basis of tie rate as of the stool-pent date. be held for <anew from statement date or tall hlormation regarding commissar's and caper charges
sedates included in this statement, where indicated - Fa cerien "Kuehn trading n noniconformng rnatisity. This baron cony a gablne, accuracy nosed in connedion with tie eeecesfrn of wades,
wen the ante. UBS GarciaServices has relied carminatom ace al quaaity (face ala may rd continua incenw are not gueranteed ncludng option transactions ha been included en
cn information cbtained from sources other tient/35 have been adisted to facilitate proper veusion — Estimated a-ntal berme ail cisr ent yield fa CCedirrodiOnS MMUSy fumed so you. ad coal be
Farhat Semces, including nf °minion Iran another To obtain current quotations, when asaileae, contact certain tees of seciskies could include a rain of provided to you pronptly on recped.
lim a tat sumsy have provided to you finaaial your Financial Adriscr. prncpalor capital gars in Mai& case the est
Adasor. The Finn does not nape-sandy verify a income Ord current yelc$ would be onerstated. Short selling
gaunt** the mosacy or vardity day irf °elation • Prints inistments and An/clawed product. — Estimated anal icane and current Wild and tie f lou are engaged in shot selling a aur ty. yOu may
provided by sons other then 1**Ftuncial Services. hint. ravine,* saunas actdig drat fl at isms aid Pelf mgt be kwer a higher nor a chape die to certainbanal-la costs for that
participation creqam arid real estate investment trust than theatinated amounts. articular Worley.
h akin" although 1€$ Financial Services general& stashes) ad strucised eosin ale gdieralkr highly — An estimate of a-ruateed name (divdend ands
&dew to narration as it e received, the firm Cmain sto_cteed proists have not ban interest) divded by the deem market Open arta
dyes not provide any sentences that to 'iceman:In registered wih the Securities and Excha- vales taverage balance based on the bet dividend Reading Wen or • soxitilkanceelecr ciders hat
trader "Cost basis" and "lambed gar/loss' A Commission a under any state securties laws. We Or hided payment made by the issuer and were not eaculed by the steamer( date, open buy ad
accurate as el the date of this statement. As suck provide estimated vases for Fame investment nines to seosities/deposts will be held foe one sea stop orders are redxed by the anourt of dividends
please do not refy on this ricenition to make wait is and structured products for acematisul year from the statement date or until mabsity. or ripus on an ex-divider& a beritits die unless
puduua Tale decisions, feta papaw or purposes only. Accisacy knot gairenteed. Accuracy erd continued weld me not garbed iutnxted otherwise by you. You are fa:amble for
otherwise. Accounts tranderred to fie Fim may - These values maydiffer abstatialy from prices. a orders that we mewled dale toy0te failure to cancel
reflect gairl loss igcnnatin ong for the period of any, at auto prorate ivresament security a • Assets not held by IBS Financial Services. Certan *MON open orders.
tine they ire held a the Frm More Nur:heal structured tax,* may be to4i or sold and do asserts se rot held by the Pin and not with the
rhombiAn tan be addedby yov Fancied Adeisor. L no o t o n n e l c i e k s a ur p il a y n re . p resent the Ma p& may receive & fir p m la 's y p ed o s o s n e s p s a .* s o s r t a c t o e n m tr e o n l t . f T o h r e in se fo a r s m se a t t s io d n e al T P o r i o a b m tai n a copy of ax current Client Saucybeim
• Urrealited gandlossos When data is nada* - Thid prly 'Ornate of vale cue as of a certab purposes only. Positions rid values presented a phase contact 'our Francis' Achisor or visit as website
estimated totalized gain9 lases we cictflated Ion date ad are mooted to UBS Fna-ciel Services on a provided by to issui-g Inn UBS F racial Seriees at subeatkVagiothefOogla
nada( seosty lots. We transaction data fee regale Daus by in independent religion tem. not res&roble for to ?formation and des not
ndvistal lens may or may not reflect ammisans, - lase, generalpanne or spear estinuted votes, guaantee es accuracy. These assets are rot protected UBS Rancid Spices a rat a beak The RUA, Busiest
charges ands security reorganize in rats ary, are supplied to the by the Sauer, by WC or the Finis supplemental SIC coverage. Services Account GSA and IRMA are brokerage accounts
Dividend and °tarn, maroon lots rd systernati penal nano or spear and may be tabulated which provide access to barking services Yidproducts
pactuse kits are each combined to display ale based on &feral information frcm hat used by • Revenue shoring and additional compensation. through arrangements wen affiliated bats end other
averaged loll)* • Trade date • [elan presents the tadpartite "adage lair estimated values. — In addition to commissions on sales and I 2b-I fees thedpay banks, ad provides access to nsura-ce and
aiarul transaction wade date. - You can obtan addiane akernatin regarding received n correcuon web the distribution of ennuty proists hued by unalbliseedthielipay
the methodology used to determine the abate of mutual had to °Learnt VS aura our alas insurance ccmpain through i-eura-re agency
• Callable securities Drib and ;referred stock that value ad the date of la idarnaiim that is the receive mvmve haring Paean from distributors sandal's of UBS financial Services Inc.
the aural, for erg Fee/en-pan will be selected basis for to banal* by contact g your Financial itch advisors of the mA.oi funds that we sell.
mpaselg by lot Iran am:rg all seosties of that Advisor. best anoints are based on two deferent Investment, retrace. avid artely products:
ester held hour ram or in nominee nitre lee es - Thad party esti-need weas may be reflected as COM:Onentf- ptlaamantol sake by UBS of a Not VIZ inured • No bank guarantee May bse aloe
dint. Call bathe ilamatin is &tined from third •Not abed' n sear I sit aliens. via n partialw mutual fund family to our climb and C)
parties and is accuracy snot guaranteed. Other call ?dependent valuation tem NS not suppled or is the asset value of a patioLT mutual fund I amity's RYA. Resarce Management Acccunt, Business Services
leases maybes' which mid aged yield complete aide to assign a *alb when we became entire dares had at the Brat Account BA BMA ad ntematioral Resource
hloninatrin ante provided upon request that a material event has &oared that may call a - We and cis affable also rem* netneeking and Management Accost a registered service marks of
phew* reported eats it question. or *an a embus procesring lees in coraleation for UBS Fruncial Services Ix
• Certificates of deposit (CDs) CDs are FDIC awed value would be highly specubtire due tote nave Nadir agent arias that we era& to the
up to 5250,000 n pasha' and accrued interest per of the sectrity raked had, Thew fees generally are pal from Via *rase is a reidered service mark of Visa
depositor rd per deposhay institution, in accordance - When neither al sates, general brew et sponsor investor amen in the nulual fund and are a fried International las Vile Satiety. cede cards and LES
wain POIC rules. *stinted value nix a thedipay estimated vale if dela amount based en the number of accounts at yea debt cards we issued by UBS Bank USA with
matt the value of the smarty will be different the brawideale holing moue lads ol that fund peanrssion from Vise U.S A Incorporated.
• Pricenralue Prat diatead for securities and atm fern its purchase price. family
pecducts may be higher or lower than Awoke that UBS Finendal Services Inc Pm 20t402
SDNY_GM_00024863
CONFIDENTIAL
EFTA 00)35483
EFTA01276876

U85 Financial Services Inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2014
ANP70039850930614 X12 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKIAANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call i0Jr hriancia Advii0: Of tl e
ResourceLine at on May 30 (1) on lune 30 (1)
Your assets a738 24 8,738.24
Visit our website: Your liabilities 000 0.00
envw.ubscomananciaiservices
Value of your account 38,738.24 38,738.24
Items for your attention
• Help protect yourself from baud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sour ots of your account growth
www.annuakreditrepoct.com. Tracking the value of your account duriag 2014
Value of your account
at year end 2013 1O00
S
Net deposits and
87•38 .2 8,7•3 82 Wddramals 18,73824
Your nwstment return:
Change in
market value $0. 00
Value of your account
on Jun 30.2014 *73824
May 2014 Jun 2014
SDNY GM 00024864
PA•mbor SIPC ANP7001:000,935093 NP7003114483 00001 0614000000000 Y123661550110000 Peg. 1 of 6
CONFIDENTIAL
EFTA_00135484
EFTA01276877

UBS Business Services Account Account name: MAX FOUNDATION Your Financial Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
lure 2O14 Account number: NI MIN
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 CO your account
Cash and money balances may include
A Cash and money balances 8,73824 100.00% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the lmponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.C° 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $8,738.24 100.00%
A
Value of your account 58,738.24
Eye on the markets
Percentage change
Index rite 2014 Year to date
S&P S00 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
BarclaysCapital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
ANP X003003885094 NP70C01 14483 C0C0I 0614 000000000 WAY_GM_00024111059e 2 of 6
CONFIDENTIAL
EFTA_00135485
EFTA01276878

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MAN LYLE CAORIEL
I MU
*CBS Account number.
Change in the value of your account UBS Bank USA Business Account APY
tune 2014 (Si Year to date (I) Interest period May 7 - Jun 5
Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance May 7 $8,738.15
Deposits, including investments Closing UBS Bank USA Business balance Jun 5 $8,738.15
transferred in 0.00 20,738.24
Number of days in nterest period 30
Withci-awals and fees,
Average daily balance $8,738.15
inckiding investmentstransferred
cut 0.00 -12,000.00 Interest earned $0.00
Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See account sonny the month for decals Balances in your Sweep Options are included in the cpervng and You have identified the following investment objectives for this account If you have questions
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG,
sianicad Branch or on deposits pfatedi brooch the UBS Internet:Pond DepaN Attain pagan siec about these objectives, disagree with them, or wish to change them, please contact your
protect on applies to money mance sweep fund hcidIndS but not bent deposit. See important Information Financial Advisor or Branch Manager. You can find a fuN description of the alternative
eaut your statement co the at two pages d this document tor retells investment objectives in Important information about your statement at the end of this
lune 2014 (S) Year to date (t) document
Opening balances $8,738.24 $0.00 Your retain objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary Moderate
Total additions $0.00 $20,738.24 Investment elig dodgy consderation • None selected
Subtractions Your account instructions
Other funds debited 0.00 -12,000.00
• Your account cost basis default closing method is FIFO, First In, First Out
Total subtractions $0.00 -$12,000.00
Net cash flow $0.00 $8,738.24
Closing balances $8,738.24 $8,738.24
SDNY GM 00024866
ANP7C00300098509S NP70001I 4483 C0001 C6f 4 000:00 00CC0 I100 Page 3 of 6
CONFIDENTIAL
EFTA_00135486
EFTA01276879

*UBS
Yournotes
eeo.,c.e,m,s.......... ome_._.....•.•
CONFIDENTIAL
EFTA,133487
EFTA01276880

Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
Jur X 1.; Account number. • •
Your assets
SCrne pn< et, inccrne and current WI UeS snpYn may be apprOximMe. AS 8 Mut, Om and 105545 ma/ not
be .xcurately reflected See rarportantmlorniabon about yow statement a the end ol this dxurrent for
'note infornaion
Cash
Cash and money balances
Cash and money balances may Ind cle available cash batmen, UBS Bank USA deposit account balances,
UBS AG Starriord Branch deposit accum balances arid money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC WIN n ecplicabie limits. but are not
protected by SIC. UBS AG Stamford Branch deposit SOWN balances are not insured by FDIC and are not
protected by SIPC. Money market sweep balances are protected by SiPC but are not insured by the FCC.
See the important information about your statement a the end of this drzurraint for deeds about those
tdances.
Orennrobaleaxe Closing Wax. Pnce per :haze Average Oaklandinterest Daft in
Hefting on Jun t (S) on Jun 30(1) on Jun 30(1) lac period period Cep amount Cl)
Cash 0.09 0.09
UBS BANK USA BUS ACCT 8.738 15 8.738 t 5 250.000 00
Total 5%73824 58,73824
Your total assets
Percenta;e of Cost Esimated Unrealized
value on
Pin 30 (1) your account bash (1) annual inarte (Si On 0' IOSS
Cash and money balances
Cash 8,73824 100.00% 8,73824
Total $8,738.24 100.00% $8,738.24
SONY GM 00024888
ANF70003000935097 NV7OO3114483 00031 C614 OOCOOOOa)11OOOO Paps S of 6
CONFIDENTIAL
EFTA_00135488
EFTA01276881

*UBS
Yournotes
rarromoomsogenr.a.tanoxmonemaxam ssoi,..., c,,,, 0,024ms a s
......t........= .
CONFIDENTIAL
EFT,00135489
EFTA01276882

Important information about your statement
LES Financial Services ix. (the F im or UBS Anoxia' sent you the fin tisane: on whichthe error or The Firm, together with cenain affiliates, ha also wcount held, you choose one of the toll:wig
Services} is a merrter of all principal stonily, cannodty problem *Pared. purchased Iwpthrental protection. The madman jinni objecthes'
and options exchages. LES Fe-erxial Services and U3S - Prow:deyou- name ad accord number Of any) amount payable toy eligible tents, cobecitan u-dee • Eodue Umentbnconw. ...Amu as sakng the
Bank USA re rdrect subskisres of LES AG and - Desoto: the era or the wander you we are this protection is 1500 million as of December 10, 2013. generation ce income cab,
affiliates of LES Securitin UC. The Fints I hancial about• and .clan as deark as you can why you • Adam GapedA ppraise:3o Investrnente seeking
statement is available upon noen. The Fin* eceofine believe t is an error a why you need more kloPot to the poky conditions ard Wheat, cad X growl+ of prncpal rather than the generation of
offices are a: formation the firm is further protected fa LEtot-1.9 million n the mown?.
— Provide the dollar an end of the suspected error. aggegate for all you accounts held n a panialar • Psodece Combination of and Capital
as Finer col Sepias kw. capacity. A hi copy of to poky wiring is wailible Appreciation: Imestments seekrg both the generation
1200 Harbor Boulevard The Fin or Cad Issuer wP ithestigete your complaint won request of .cane and goads of pracjaa.
Weehawken, to 07086 and will correct any error tromp*.
The SIPC protection and the supplenunUI protection
Oreriall rids profiles
Ibis datement represents the any official record of pi' Please make all desks payable to the Fan or tie both do not apply to.
LES Finincial Semmes account. Other words, rapt financial institution imitated on tie front of this • Catlin Vranciel Asses cannoned by (and Acidic! A • Conservadve Seeks to mai-dain at<P al with
official tar document containing cordial-9dt; should statement had:like to reale accost feu accounts your account value) but hell away from US$Fine-col low Sc aid volthlity to the waist mewl, then if
r B e o m e t n i s b c s e h i o r M e n l a i p e n l d e a a w g s e o e r r r m o e f p N t o h r y e t o i o t u f i f r b i r c e m e k e s n d e e a n t t h t e i e g ly r e y n o is a u a r k a n c i e n c r o g ro u t r n o a t. t he p m ar a a m y r u e b n e n t s t s u f in o b j r c e s a c e s t o h to . = r m n a e a n s iV p t e s ur r . c u h A n a c c s c e e o s f u e a n e n t s s d , t c c h h h a a a t r r g a g e t e e s s t f I r o c a e r n a u sf n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S f e v t a . a g r n i . a . k b c r l e e d r a b ta w r i a n a n ( k * c e h f s la ( s , 4 h a ) n a in d t s U ( u i B d r S a s B x h e ir a e w s t o a fe f l n m ca t u s , t h u a a l t i i t n n h c f a l o a t m m tn e e n o a . n r s re th tu e r a n c r c d or d m d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificare
to other institutions may b. subject to a bonder tee. fund, whore such shares are registered dice, n the • Moderate: Warp to accept same fist to principal and
Ailnarch al figures shown are mended to be accurate. name of the account holier on the books and words tolerate some volattity to seek hirer returns.
statement data should not be used fa tar purposes Rely UBS Sweep Options of the applicable issuer or transfer agent); • Asepessirec Wiling to accept high riot 10 pilnOpal aid
sae& onyea.-end tax lams, 0.e.. Form 1099. SoBB. UBS offers optics for among cash bine; biances high volatility to seek hgh returns over Mr*.
10425, etc.) whin preptregyour to return. The Fim a to bath deposits M UBS Bat USA and UBS AG Stanford • Certain minima* contracts or Mestment interest
requiredby law to report to M IRS all taxabk disidera. larch (Bank Sweep Progamd, money matte intuit Eg., limited partneshaz and Fite pia:emeriti) the Statement Ilouseholdhe
repaid* rantaabk aticknds and taxabk Merest finds (Money Rids) adthe:internationalDeposit are rot registered under tie Securities Act of 1933; We may consolidate at related account statements with
erred an acuities held in you axant, net proceeds Accant ODAffor customers withal international ad the same address n the sane envelwe. Accounts may
on sale transacura and cost basis on amain covered Rebuke Management Account. through the Bank be related la this purpose beaux they haw owners
seaar,n . Sweep Progeny, cash balances re swept to UZGEOrk • Commodities contacts asap ercha-ge and who also mainuin pia award relationships with other
USA up to an radafthid knit ad then to LES AG red:usenet/A scalers). ncluchvg futures contacts dents at the sane address. This practice known as
C . o P m le m as u e n re ic c a o ti n o f n ir s m w a i r t t h y o th ra e l F co in rm n encations in mei* B St a a k n f U o S rd A B a r r a e n F c D h IC o r , t a a M re o d ne in y a F c u c nd o . r d D r e o p e o w si i t t s h a F t C U C B S rd corrioditYcchon contracts. s • t h a o te u m s e e n h t o s l m in a g t ' e d If i y n o s u e p pa re ra fe te r t e o n r v e e c la e a iv m e r — di v y a o i u st m al a y
to further protect your rants. in:IANyour rite rules. For mine Hamilton please mil wiwyldicgov. the 51K gotectie and de supgemental protection do dAlivt householdmg by Ealing you Fnaixial Advisor.
Leder the Swains Mesta Protection Aa (SEA) Deposes at UBS AG Stanford Broach ad Sum of not apply so these mas mat they otherwise appear
Money kinds are rot hosed by the FDC on as staternent. 11. SSC protection and the Friendly accourt name
• If thefinancial nstitution en the top left of the front HaOkeriental protection do not protect agate changes the trendy amend name reflects Serration that you
of this statemere is not UBS finance' Senias,U3S througn the OA, available torah balances we swept to in the make vale of your investments (whether as s entered on the Firm's online whites websde. N is a
Fnancial Services carries your account as cleamg depose accounts at UBS AG New Yak Branch and UB5 testa of market movement, issue boltruptcy or customizable 'nick-ono' drown by you to rift you
bake by anargerrant wth the Matted .maul AG Cayman Branch Thew deposits are not insured by otherwise} wth you recordeepim. It hero legal effect on your
We Wormed you c4 this relationship when you the FCC. Bannon Feld at the LES AG Cayman Braden am met. You can change yes Friendk account names,
opened this attend. Int* case, your Inds and are tempera* exposed to the sovereign risk of the More information is avoid* won insist Vas may through Onthe Services or by contactegyourFkancial
seostina-e located a LOS Rnancial Services and rot Canon elands, and there is no gar*e or other obtan more nfornation abou the SIPC Achise
the introdxng broker. ad you mat make a regart obligation of UBS AG to repay the biarces while on the Brochure, by contacting 51K a a by
of try one or *nation to both lima. UBSCaymann Podia books. steno the StrC need< at antwakettsig Amman overview
• vat. of mar arrounthonddin Net of assets rd
A N account statements shall be deemed merolete ad Deposes a LES Bark LEA and each UBS AG Bench are Dividend ReiWatalbent Regan (DPP)
accurate if not objected ton mei* within 60 days not protected by SIPC. Money Fund shares an protected 0-4 I:wke reflected is an awaspe price. You may obtan • Asset hulas sealable cash balances, valas for
by SIPC. See "SS Financial Swats Arcata Protection' the actual price Iran tort Financial Advisor. Orey nth* restricted searey led), and Global Tine Deposits,
• Please died °sterner complaints or' bobw tam are purchased under DRIP; partial shires wil be urrealted marks to make, and caftan asks not held
Fivn's C lent • wet X soli ard the cab wff be deposited h your account. The by the Firn. Does rat include snaked Ma:MSassets
or tontr ee at 8:03 A. .to Upon you request balances in tie Bard Swap *lard reinvestment price applied by the issuer may al the end of the prior and 'vial statement periods, of
ET Monday through as a in mei* to LES Programer' OA ma be withdrawn and shares of a differ from the rraket pate at which thepanne shires private irwestrrents, invested stock options aid
Financial Senates Ix., Client Relations Depatnent, Money Fund may be liquidated, and the proceeds are sold excusable stock anions
P.O. Ben 766 Union City, W 07087. returned so you or your martin accant. • Eiabloos Includes debt blI/M•5, Qattara* rrurgn
Cadelefiriet loans credit the, tie =cant balances.
• h fin f d a s ke t r o a f n c s rr le a M (E o T r ) 0 b .1m li:ms abet an B S el e W ct e ro d n e ic l n( F n u c rt l h d e n r g fo c rm ur a e ti . o S n e a r b e o s u t t r a a t v e a s i l a a n b d le y s e t l r d e s i , p a o p s t w ion a s n , k at C en M ti , tl e w d h t o o le a u p m a ts le m l a in y n be a h s a e r l e d s . u y lt o o u f ' a n d o v v id a e . rd I f P y a o r u e a n re t • ca s C h a b s a a la re n o c n e e s. y p b lu a s ti o U r B e S s . B T a o k ta L l I o S f A u d n e in p v o e s s it t e b d a a le va c i e la s b , l U e BS
card ttanuctiorn, call a wile to UBS wvw.sbt< - from your ream id Advisor or otherwise, the Film yea either sell parhal sniff a AG Married Branch deposit balances andmoney market
Fhonoal Semen Ix., 1000 Harbor Blvd, 6rvice, or by calling moan pia a accept an amount detamined by a msul fund sweep Saxes, at the case of the
N/ 07036. Alen RMNBSA Seaces regiaered clerha agency, andcredit your accord. daemon period. Norecormlocky bee credit balances in
UBS Financial Services account protection your accourt are rot segregated from other balances
Cal a write as soon as you cart it you shit yes The F ren is a member d the Sheaths Inveitai Protection Invertneent objectives and the Fins may use any of these funds in the ordinary
statement or receipt is ma* or 4 you need more Corporation EIPC), ankh protect securities account, of the netsbnert objectives and risk profile we speak to Caine of *business. these funds re payabk Limn
infonaut as tutelars* on the statement or its members up so S5O0,000 fixixling S292000 for each account and may coy between Please whise the your darned. This total n included., to anent period
n he e w o n h * o T r h n e y F * ir r m o o la r C te a r r d d n b a o I a SO r d (a a s y s A a lP ft B er A t k h i e c F )m irs u t l f < a t ll o a m c s c k ou r n c t a t s h h a ). t t y h o e u S h IP o C ld a n ss a e t p p a r r o ti t c e u c la ti r o c n a k p n a i c ts ity a . pe, to tam prom si o tu te a , i t n e m . or o ' r ,w d o of m a e ny n t a ie :s d ni C t -t a a n n t . c h F a a ng e e a i c n h y our closing value.
SONY_GM_00024870
CONFIDENTIAL
EFTA_00135490
EFTA01276883

Important information about your statement (coninued)
Fending ilonnation you would stray recet h the mallet Prices we - •Pstrizes cm to date may meta return of — h aide co 10 ebeirri6$ en; Maned n connection
Fa deadinformation cn thefits (ending practices obtaned from vaious third party sources vete. tat cadet. income a both wth the sale or danbinon d amity contracts
and &Moses, refer to you Client Walachia helve to be reliable. but we do not guerantee ten - 'Crignal site' represents the initial oaten; and Law investment tat units to our <lents, we
Agnates or Accord Agreement and the General accuracy. price per unit and may not reflect ps cost basis ands our affiliate root rewna sharing
Tarns at Conditions UBS Statement of Credit Practices - We genera. um the closha pricewhen avalabba asrposaion Iran many of the inasance
available in Agreements andD istorts at the mean of the bid and ask prices foisted • Restricted securities therded seorfin gently companies utensil9 the amity contracts,
maw eitaromfarrourerfalnumm securities and colors a on& It prices fa OTC we rot culling? ergble toe publk sale. UBS First:al ailh ates cd the turn" aerpanes or sponsors od
seotties. Services its to matel price of the unrestricted stock the u-w investment mats we distort
Vas assets - Less eat& traded securities may be priced using of the same issuer as an reputed value for it* e. Oar affiliates ako receive trading corminstkra and
Your arlement itemises securities adother awes held valuation model or the moo recent pet we restricted stock for purpocc of this 'Women on. To other compersatn from rnsual finds and
h the account at the endof the teenier* period. You obtaned and may not reflect an achal matt mice the tent that resisted sectrities are 'robe fa ale, nuance companies whose prOCI.Kle we distribute.
may ark fordethey of bay paid secuties at ay time. or vane the vala remised may be stbaanteal& less than the - We retro an anal fee from UK. Bark LEA and
You may receive securities used as loan collateral after - Certain partials may appear without a mice ad espied value *town lES AG Stanford &tenth of up to szs per accost
prying any balrce due on them. Acy securities will how at 'price was rot available it we re sweeping to the barks under the UBS Bark Sweep
translatedto the Fire trig the statrent prod are unto to obtain a pnce fo r a wary • Est (estimeted) incomes current yields and rates. trcgrams.
listed at market value as of the end of the statemere - Deposits or sectrites den:minded 6 currencies An estinate of a-rual income is based an current
period. other than U.S. dollars are reflected at the en hinge drriderd arid interest rates, assuning tie searities will Activity
• Can basis. In detamning the cost basis of the rate as of the statement date. be held for cat ma from statement date or call krbirnahcri regard:1g cannissins and oft chums
startles included in this statement, where indicated - Fa wean wart ening n non.conformng murky. This retinal. non& a att., accuracy nosed in cone co with fie evecutcn of eat,
wash the nunia. • UPS Fiera& Saviors has relied clerismonacens. Mee and qua-MyBase value may and continued income are not grata...a bdudng option transactions ha bran induced on
cn information obtained from sources other tanL ES have been edited to facilitateprow vtaion. - Estimated a-ntel ixane ad carat yield la attentions previous& furreshal so you. ad wall be
Feencial Seraces, including kilometer Iran another To obtain current quotations, when wait*, contact certain tees of securities could include a retun of pinged to you wavily co recped.
lim a that you maw haw. provided to you Finaxial your Financial Athiscr. princimI or capital gars h trice) case the est
Adasor. The Finn does not isdrendently verify a income Ord cured yeti would be overstated. Shit alley
gaunt the acaracy or vardity day irdornation • Private m. .Tenn- rd stedeturre motes - Estimated anal itene and cunt yield and the f you am engaged in short selling a security, you may
provided by sans other than 1.118Shantial Senates. hie: ate Scam and yield mi;ht be laver a higher haw a charge the to certainborrowing costs for that
par o: than the estimated amounts. particular secunty.
h atlas although UBS tinter& Sates general& secu r ..-:F. .rally highly — An esstate of riveted ncome (divdend ands
pastes tic Hamstion as it k received, the firm alispict Cart en on.mised proicts haw not been interest) deeded by the anent market Open arts
does not provide any anarances tat the information registered will the Securities and Excha- valardaverage balance is based on the fact dividend Receding open or •sixdailkancelled* ceders fiat
titer "Cost basis" and ifireakzed gar/loss' is (omission o- under any state securers taws. We or interest payment made by the issuer and were not triagedbythe tamer( date, open buy ad
accurate as tid tee date of his statement. As such prosde ethmated vat es for mate avestmem arms she sease- t/depot will be held for ore set stop orders are redxed by the mount of dividends
plum do not ray on this Hormation to make sectt is and structured products for nlormatisrul year from the statement date or until manly. a riggs on an exdividerds a tripes date unless
madam a vale decisions for to armee( or purposes only tasty knot giarentrd. Accuracy at continued yield are not gained entruched otherwise by ycu. You are reespornba for
otherwise. Accounts transferred to fie aim may - These values maydiffer abstantiaba from prees if orders that re teamed tae to your failure to (axe
reflect gate loss rdanatifi on& for the period of any, at which a ante nvesanent security a • ken not held by WS Financial Services. Certain gosling open orders.
tine they are held a to F rm More historical structured mitt may be bat e or sold and do assets we rot held by the Fire and not thin the
tonna en tan be added by you Pena Advisor. not necessarilyrepresent the Ma you may receive Fen's possession or carol. These assets de Privity
soon liquidation. dnplwed on your statement for informational To obtain a copy of at current Clime friary Nara,
• Urrealited gat/losses When data is available, - Thad paly estimates of vela ar as a a certain purposes onfy. Positions rd values presented re please contact your Francis' Athisor or vat our website
esanated Le-readied ging bsses we alccAated fa date and are %wit to UBS Fna-cial Services on a by the inui-9 fern UE6 Frontlet Sates is at witwariGftgathlOwgira,
infinite( seosty lots. Re transaction data for regale( bass by an independent rotation Sim. not resew-sole for ths ilaination and des not
navistal lab may or may not tent commissions, - Muer, general pains or sponsor estimated vaLes, guartte es accuracy. These assets ae rot protected UBS Financial Services a rot a bark the 11.14, Business
charges ander acuity trainer an runts ary, are supplied to to F rrn by Ow tar, by SIC or et Finn oasplementalSIPC coverage. Services Account GSA and IRMA are brokerage accounts
Dieidend and ofiereenwstrnmi lots ad systematic gersealpfiner or sponsor and may be tabulated which provide access t0 barking services andproducts
putts+ kits are each combined to display one based on deferent irdonnation Iran that used by • Revenue sharing and additional compensation. though arrangements Web ablated bat and other
averagedlot The • Trade date • coins presents the it'dparties laded* tea estimated values. — In addition 10 comnispons on sales and 12b1 fees third-vary banks, rod provides access to nsura-ce and
aigrul transaction trade date. - You can obtan addiecna Harnett' regrading received en caveman cosh the distribution of finite postal hued by unaffiliated thied.pasy
the methodology used to determine the "Witt of Intel Clads to trams we arida our ant insurance canpres through tura-cie agency
• C th a e l l i a n bl t e s o e a c t u s r f i o ti r e e s a B i a i r - e c d b e a m nd p t ; i r o e n fe w rr il e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a o c r t t o to s d a at i e n o t f b fi y e c i o t r r n m ea a e t - i 9 o y n o t u h r a fi n is a t n h c e ia l n a a d iv s e a 'W dvis o o n rs " o ta f r t i h n e g m P a ar t e t n fu t n s d h s o th rn a d t e w a e r i s b e u ll. t on subsiiitries of UBS Financial Services Inc.
metal& by lot Iran among all seo.reies of tat Advisor. these arrant, are based on two deferent Insestment nsura-ce. at anutly products:
Wet held hour name or in nominee harm Ise as - *WC party *stewed cotes may be reflected as aseelaanenee- tee amantol sales by UBS of a Not MSC inured • No bank guwanter May false vats.
clients. Call beta ilanatitn is obtained from third •Not arced' resew I sit atm. wfe n patio La meal fund family to our clings, and CO
parties and es accuracy snot guaranteed. Other call Ydependent vitiation fern has not stapledor is the tee value of ape-Mut mutual fund family's RYA. Berme Management Account, Business Services
feast matt:est which cat affect yield compete unable to assign a vatic when we become avare shares held at the Irm Account BSA, BMA and alternation& Resource
I-demean:a sante provided upon request Mat a material event ha ocoared that may call a — We arid au afldiate also recewe networking and Management Accost are registered service marks of
petit, reported vela it question. or when a orrnbus processing lees in consideration der UBS Francis! Services Inc
• Certificates of deposit (CDs) CDs are FDIC enured value would be highly speottire due to the nave transfer agent rerveies that we provide to the
Lp to 5293,000 in prechal and accrued interest per of the seardy rrulual fads. Thew fees generale are Pad from Via *rate is a residered service mark of Visa
&costa ad per deposity institution in accordence - When neither an suer, general prate or sponsor investor assets in the mutual fund and are a feed Intonational CBS Via Sgratise cede cards at UBS
cosh POI( rules. *strait vale nee a Uttar estimated vela if Ma amount based on the number of accounts at yea debe cards are isted by UBS Bark USA with
Myatt the value of the study will be &Sherd the broker-dealer holdngm aul tuna of that fund pea nation from 'lea U.S A Incorporated.
• Preenealue hat dirkerd fo r »curios and other Iran its purchase price.
products may be higher or lower than the price that UBS financial Services Inc fey 701402
SDNY_GM_00024871
CONFIDENTIAL
EFTA 00135491
EFTA01276884

U65 Financial Services Inc Business Services Account
UBS 299 Fmk Avenue
25th Floor
New York WY 10171.0002 July 2014
aNe700216C05550714 nYI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKIAAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call foJr hrkan:ig AthiJior Or tl.e
Rescurceline at on June 30 (5) on Ally 31 (1)
account
Your assets 8,738.24 8,738.24
Visit our websIte: Your liabilities 0.00 0.00
www.ubSCOMIfinanCialSeeviCeS
Value of your account $8,738.24 $8,738.24
Items for your attention
• Help protect ycJstel' Iron, haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WNW. annuakreditrepost.com. Tracking the value of your account derive 2014
Value of your account
at yer end 2013 $000
Net deposits end
8.7•3 8.2 8.7•3 82 vattdrarrs $8,738.24
Your nvestment return
Chance
market value 10. 00
Value of your account
on Jul 31, 2014 $Itt733.24
Jun 2014 hr 2014
SDNY GM 00024872
Member SIPC ANI100020C0600555NP1000057232 00001 071400 010000 Pegs 1 of 6
CONFIDENTIAL
EFTA_00135492
EFTA01276885

SUBS
Business Services Account Account name: MAX FOLCDATICN Your K nand) Advisor-
Friendly account name:MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL
July 2014 •
Account number: =M
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (1) your account
A Cash and money balances 8,738.24 100 00% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 0 00% account balances, U85 AG Stamford Branch
deposit account balances and money market
C Equities 000 0 00% mutual fund sweep balances Set the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $8,738.24 100.00%
A
Value of your account $8,738.24
Eye on the markets
percentage change
Index July2 014 Year to date
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC - Europe, Australia & Far East -1.96% 3.08%
Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
Ate X002000600556 NIP70C0057232 00001 0714 00CO3C00aI GoAwPn.My _Gm_000248,yje 2 of 6
CONFIDENTIAL
EF1'A_00135493
EFTA01276886

Business Services Account Account name: MAX FOUNDATION Your Nnandal Advisor:
*UBS friendly account name:MAXiiiNIATION SCOTT STACK MANLYLE CASNEL
July 2014 Account number.
Change in the value of your account UBS Bank USA Business Account APY
idly 201.1(5) Year to date (I) Interest period Jun 6 - Jul 7
Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Jun 6 $8,738.15
Deposits, including investments Closing UBS Bank USA Business balance Jul 7 $8,738.15
transferred in 0 00 20,738.24
Number of days in nterest period 32
Withdrawals and fees,
Average daily balance $8,738.15
including investments transferred
out 0.00 -12,000.00 Interest earned $0. 00
Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account aornty this mooing°, deals Balances in your Sweep Options are induciedin the memos and You have identified the following investment objectives for this account If you have questions
dosing Manes verve. FDIC insurance asciits only to deposits at UBS Bank USA, not to deposits at UBS
startio Franco or bank deposits placed ihrouch the uBS inteinahona Depose ACcount pitqam SIPC about these objectives, disagree with them, or wish to change them, please contact your
rxotection applies to money market sweep fund holdings but not bait deposits. Set importinz iniormacion Ananchal Advisor or Branch Manage. You can find a full desciiption of the alternative
about your statement on the last two pages el this document for Cetals investment objectives in important information about your statement at the end of this
July 2014 II) Year to date (I) document
Opening balances $8,738.24 $0.00 Your return objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary - Moderate
Investment eligibihty consideration • None selected
Total additions $0.00 $20,738.24
Subtractions Your account instructions
Other funds debited 0.00 -12,000.00
• Your account cost bass default closing method is FIFO, First In, First Out.
Total subtractions $0.00 -$12,000.00
Net cash flow $0.00 $8,738.24
Closing balances $8,738.24 $8,738.24
SDNY GM 00024874
ANP70002000600557 NP7000057232 COCCI 0714 000030000 COI core Page 3 of 6
CONFIDENTIAL
EFTA_00I35494
EFTA01276887

$UBS
Your notes
AnneommzeasenraconanormonamorocanInwssoolgsg, G. ,,,o,,,,,a a 6
CONFIDENTIAL
EFT,00135495
EFTA01276888

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
*I S
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
14 2014 Account number. • ME
Your assets
Some prices, income and r otent values ShOnn may be fppiOxirtV31e. AS a its tet. gains aid losses May 1101
be accurately reflected. See rmporunt info/moon about your statement a the end of this ctxumeM f0r
more infornmon.
Cash
Cash and money balances
Cash and moray balances may include avalade cash balances, UBS Bank. USA depast account balances,
UBS AG Stanlord Branch deposit account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC yalhn xpliceble limits, but are not
protected by S/PC 085 AG Stanford Branch deposit account balances lie not insured by FDIC and ate not
protected by 9PC Money market sweep batances are protected by 9PC but age not insured by the FDIC.
See the Important information about your statement at the endof this document for details about those
balances.
Goering balance Closing balance en re Per shale Average DnidendIrrleteSt Mel
Hddng on rut 1 (1) on Jul 31 (t) on rul 31 (1) rate period period Cap arnOunl (t)
Cash 009 0.09
l.135 BANK USA BUS ACCT 8.738 15 8,738 15 250.000 00
Total 58,738/4 5473824
Your total assets
Percentage oi
Cost BbnOted Unrealized
vaue on .1S 31 (S) your account bans (s) annual income (S) gain or loss (1)
Cash Cash and money balances 8,738/4 100.00% 8,738.24
Total $8,738.24 100.00% $8,738.24
SDNY GM 00024876
AelP703070C0603$59 NM:C(1057232 0003I CPU 00C030000SIC00D Page 5 of 6
CONFIDENTIAL
EFTA_00 135496
EFTA01276889

*UBS
Your notes
.,,........,..,... a,,a ....M.... G. .....1. 6 . 6
E. of s.....c...66.b....
CONFIDENTIAL
EFTA_ B5497
EFTA01276890

Important information about your statement
1185 Fns cis Services Inc ft* rim a USK Finaxial Sonnet. the Finn or Cad law vol kerstigatesseccaratint ad holler on Motor ad records of the aplideif Gra or envelopes—you nay diKine ausehollow by ding your
K amentor of al pneopalsecterty. cawaddy aid runs willconed arg wror prooptly urn* Speak Fnatall Adv6Or
odsirges BBSF Oral *Yoe and LOS Bank USA zee
rdied frubtaliwin of uBS AG and afiliann of LOS Strain Please alto al dw&s pays, to the Furor tie hasher • Conan ennestintni contrwts a ndirnitrit mane 019. Friona, Keane nom
LC met ass founder nee*ce it ayaktie upon reweso nukotn neared on the front of thes Pawner h addt 'mad prowships and prvae plawents) that are na Tacna.* morn nano feNcts Ofarriat that you
hit hits erector offices at a to negro' amen fees. acounG may be 940 to traced lance the *yeas Aci of 1933. and awed al trehrwsonlne scars webs.. It ea
moaner. Mr charges for fate orient far 5.03Jriter. custoinlzablo *assume choien by you lo ais you wits
IBS Penrod Swats Ix purchase; anddorm foe trpad nuns h rah ia-Olnt$ • Cornrodlas crow tog. tamp wrong* and your roccecrievin n he, no Ira red co )w rcoum
1200 Haber Barveartl AiThUrit$ ma are tralsiernid to ogre nal:roams, be prtrus metal cam as/. ncledkni foxescommas and YOJ on range tote Frealdai atOcert names. °Your, Onlne
Werra en NI 07086 prod to a rarer see comf re ddY WW1 comas Senna" a accmacung ntes &taco Arbor.
1h6Statedlent reprewomhe onlyoticin rear of >cumin UBS Sweep Optins The91C protection rid the priplartarri prottcton do not Account review
Honor Senors account Other records. except aloof too UBS otters opals for sweeprach batmeai braxeslo apply to these assets even if they Orr* apnea ona rxe • Value of nor scour parr Na a ear ad
documents. comb-erg matting dau short not be rebel bank &posts at USSItat USA AM UtS AG %tertian] trade sw ear The WC protra and the sporty habitats
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SDNY_GM_00024879
CONFIDENTIAL
EFTA_00135499
EFTA01276892

SUBS 1)85 Financial Services Inc Business Services Account
299 Park Avenue
25th Floor
New York NY 10171-0002 August 2014
ANP700366495t 0814 YI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
•
Account number:
Your Financial Advisor:
SCOTT STACKMAN/ LYLE CASRIEL
Phofte
Questions about your statement? Value of your account
Call jour i-irkarcia Adv,Ser Or tl.e
Rev:km...eine at on July 31 (1) on August 29(1)
Your assets 8,738.24 8,738.24
Visit our website: Your liabilities 0.00 0.00
www.ubscomananciaiservices
Value of your account 38,738.24 3%738.24
Items for your attention
• Help protect yourself from haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. a n nuak redit report .com Tracking the value of your account aerial, 2014
Value of your account
at year end 2013 10.00
Net deposits and
8.7•3 8.2 8,7•3 82 withdrawals 18,73824
Your nvesonent returrk
Change in
market Mu. 10.00
Value of your account
on Aug 29.2014 94738.24
Aug 2014
SDNY GM 00024880
Member SIPC ANP7000200;1664951 NP7000066655 00001 OBI 400000000'000000 Page 1 of 6
CONFIDENTIAL
EFTA 00135500
EFTA01276893

*DUBS Business Services Account Account name: MAX FOLCDATION Your R nand., Advisor-
Friendly account name:MA,IDINIATION SCOTT STACK MANLYLE CASRIEL
August 201 4
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 29111 your account
A Cash and money balances 8,738.24 100 00% Your current asset allocation • Cash and money balances may include
available cash balances, kJEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 000 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets $8,738.24 100.00%
A
Value of your account 58,738.24
Eye on the markets
Percentage change
Index August 2014 Year to date
S&P 500 4.00% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -0.15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4 81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
ANP20002003664952 W003005655 03COI OBI4 00003 e WlIM E —039-ffiP411_GI1_0 00N at$19P 2 Of 6
CONFIDENTIAL
EFTA_00135501
EFTA01276894

SUBS Business Services Account Account name: MAX FOUNDATION Your Si nandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANILYLE CASRIEL
August 2014 Account number.
Change in the value of your account UBS Bank USA Business Account APY
August 2014 (S Year to date (S) Interest period Jul 8 - Aug 6
Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Jul 8 $8,738.15
Deposits, including investments Closing UBS Bank USA Business balance Aug 6 $8,738.15
transferred in 0.00 20,738.24
Number of days in nterest period 30
Withdrawals and fees,
Average daily balance $8,738.15
including investments transferred
out 0.00 -12,000.00 Interest earned $0. 00
Closing account value $8,73814 $8,738.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account satiny th4 month fO r deta Is Balances in your %veepOptions are inducted.n the oPehog and You have identified the following investment objectives for this account If you have questions
closing Maws vave. FDIC insurance qadits only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stamroid &anon or bank deposits placed; Wog', the UBS inteinahond Depose Account ptegam SIPC about these objectives, disagree with them, or wish to <hange them, please contact your
protection applies to money market sweep fund holdings but not bank deposits. See Important inttonnsebn Friancial Advisor or Branch Manage,. You can find a full description of the alternative
about your statement on the Last two pages d this document for Cetals investment objectives in important information about your statement at the end of this
August 2014 (1) Year to da to ($) document
Opening balances $8,738.24 $0.00 Your return objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary Moderate
Investment eligibeity consideration • None selected
Total additions $0.00 1;20,738.24
Subtractions Your account instructions
Other funds debited 0.00 -12,000.00
• YOU account cost basis default closing method is FIFO, First In, First Out.
Total subtractions $0.00 -$12,000.00
Net cash flow $0.00 $8,738.24
Closing balances $8,738.24 $8,738.24
SDNY GM 00024882
AiiiP7O0020C0664953NemcOoriceSS 00031 oat 4 0N:O30000 000000 Pas* 3 of 6
CONFIDENTIAL
EFTA_00135502
EFTA01276895

*UBS
Your notes
.es.e..oese.sse.eos.oe"smscs omoe_._0.se.."
CONFIDENTIAL
EFTA,I33503
EFTA01276896

Business Services Account Account name: MAX FOUNDATION Your /I sandal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACKMANLYLE CASRIEL
Augt,,t 201 Account number. • ME
Your assets
Some pnces, income and current values Shoed' may be approximate. AS a read. gam drellOsses may pot
be accurately reflected. See important intOtatabon alma your statement at IM end of the dxumeM fOr
more information.
Cash
Cash and money balances
Cash and money balances may Ind tee. avaltile cash balances, UBS Bank USA cbiant account Mantes,
UBS AG Starnord Branch &posit account balances and money market mutual fund sweep batances.
ties Bank USA deposit account balances are Insured by the roc %Man moiled* limits, but are not
protected by WC. WS AG Stanford Branch deposit ACC oum balances an not insured by FDIC aid are not
protected by SIPC Money market sweepbalances are protected by SPC but me not insured by the FDIC.
Sit the Important information about your statement at the end of this document for details *out trios.
bdances.
Openng balance Closing bisect Price per share Average Onidencl Merest Dail m
Hefting on Aug 1 (1.) on Aug 2O(1) on Aug NM rate period patiOd CmArturo (l)
Cash 0.09 009
WS BANK USA BUS ACC' 8,73815 8,738 15 250.000 00
Total $8.738.24 $8,73824
Your total assets
PeKentage of Cost Blinded unfeasztO
Value on Aug 79(S) your account taus (1) annual income (S) gan or loss (5)
Cask and money balances 8738.24
Cash 100.00% 8,73824
Total $8,738.24 100.00% $8,738.24
SDNY GM 00024884
AriP7COO2OCO664955NP7OO3O66655 COM OBI4 D000D00a 000000 Page 6
CONFIDENTIAL
EFTA_0013 5504
EFTA01276897

*UBS
Your notes
....pM00666956 ano...s,......... ...qmpiy G. ....“ 6 . 6
E. ot..........66mb....
CONFIDENTIAL
EFT,00135505
EFTA01276898

Important information about your statement
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SDNY_GM_00024886
CONFIDENTIAL
EFTA_00135506
EFTA01276899

Important information about your statement
(OCO Untied)
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SDNY_GM_00024887
CONFIDENTIAL
EFTA 001;5507
EFTA01276900

UBS Financial Services Inc Business Services Account
;14) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2014
ANP7000984411 0914 X12 11 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Anandal Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone'
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at on August 29 (4) on September 30(4)
account
Your assets 8,738.24 8,738.24
VisItour websIte: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account 38,738.24 $8,738.24
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
vrww. annuakreditreport.com. Tracking the value of your account during 2014
Value of your account
at year end 2013 10.00
Net deposits and
8.7•3 8.2 8.7•3 8 2 vatidratials 18,73824
YOS 404Str119.1I return
Change in
market value 10.00
Value of your account
on Sep 34 2014 S11738.24
Aug 2014 540 2014
SDNY GM 00024888
Member SIPC ANP7001:00C09944I 1 NP70001 SO0400001 0914 03C031:000 °moon Page 1 of 6
CONFIDENTIAL
EFTA_00 135508
EFTA01276901

*UBS Business Services Account Account name: Your K sandal Advisor.
Friendly account name: t". • I SCOTT STACK MANLYLE CASRIEL
September 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (1) your account
A Cash and money balances 8,738.24 100 00% Your current asset allocation , Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $8,738.24 100.00%
A
Value of your account $8,738.24
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% 834%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
3-month Treasury bills: 0
One-month LIBOR: 0.16%
A NP 70))30039944I 2 NPAX01I SC04 CUXII 091400000000- 1 ittliVY_GM_0002480,0 2 of 6
CONFIDENTIAL
EFTA_00135509
EFTA01276902

Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACKMAN/LYLE CASRIEL
September 2014 Account number. I IMO
Change in the value of your account UBS Bank USA Business Account APY
September 2014 (Si Year to date (1) Interest period Aug 7 - Sep 7
Opening account value $0,738.24 $0.00 Opening UBS Bank USA Business balance Aug 7 58,738.15
Deposits, including investments Closing UBS Bank USA Business balance Sep 7 $8,738.15
transferred in 0.00 20,738.24
Number of days in interest period 32
Withdrawals and fees,
Average daily balance $8,738.15
including investments transferred
out 0.00 -12,000.00 Interest earned $0.00
Closing account value $8,73814 $8,738.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account aaney this month for details Bianes in yeur Sweep001°ns are includedin the opening and You have identified the fdlowing investment objectives for this account If you have questions
closing WOWS Yak*. FDIC insurance inches only to dePOPIS at UBS Bank USA. n0110 CIKOSI1S at UBS AG,
Stamlord &arch Of bank deposits placedihrouch the UBS intemakonei Dram Account progin. siec about these objectives, disagree with them, or wish to change them, please contact your
protection apples lo money market sweep lund hddlngs but rot bank debeta. Seelmportanz Inkormaciso Fnancial Advisor or Branch Manage:. You can find a full description of the alternative
about yout Mier/tent on the lal two pages or this document for detals. investment objectives in Important information about >an statement at the end of this
September 2014 (1) Year to date IS) document
Opening balances $8,738.24 $0.00 Your retum objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary. Nbderate
Investment eligibi'ity consderatnn • None selected
Total additions $0.00 $20,738.24
Subtractions Your account instructions
Other funds debited 0.00 -12,000.00
• You account is currently coded for margin.
Total subtractions $0.00 -$12,000.00 • Your account cost basis default closing method is FIFO, First In, First Out
Net cash flow $0.00 $8,738.24
Closing balances $8,738.24 $8,738.24
SDNY GM 00024890
m0,70003000984413 NP7003115004 00031 0914 000:000a 11C000 Page 3 of 6
CONFIDENTIAL
EFTA_00135510
EFTA01276903

*UBS
Your notes
CONFIDENTIAL
EFT,00133511
EFTA01276904

Business Services Account Account name: MAX FOUNDATION Your N nandal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
September 2014 Account number. • ME
Your assets
Sane pnces, income PurlCurrent vanes ShPeon may be EpprOxerVale. ASS tell*. Ord IldlOSSes May nol
be accurately refkcled. See enporum intantatton about your statement a the end of ths documeM fOr
more intern-won.
Cash
Cash and money balances
Cash and money balances may include avalade cash balances, UBS Bar* USA depout account balances.
UBS AG Stanford Branch depost account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC vat n applicable limits, but are not
potetted by SaPC uftS AG Stanford Branch deposit account balances Sr. not insured ty FDIC and ate not
protected by StFC Money market sweep balances are protected by PPC but are not insured by the FDIC.
See the important information about )con statement at the end of this docunent for details about those
balances.
Opertng balance Cloung tudance Pnce per share Average DnidenclImerest Oafs in
Hddng on Sep I (I) on Sep 30 (1) on Sep 30(1) rate period period Cep anounl (I)
Cash 009 0.09
t$S BANK USA BUS ACCT 8.73215 8.738.15 250.00000
Total $873824 $023824
Your total assets
Percentage COSI ESbmated Unrealized
value on Sep 30(S) your account basis (I) annual inccn-e (Si gain or loss (5)
money balances
Cash Cash and 8,73824 100.00% 8,73824
Total $8,738.24 100.00% $8,738.24
SDNY GM 00024892
erw7roosocossealsnri003lIS004 00001 0914000000 00n$ I 1C 0
CONFIDENTIAL
EFTA_00135512
EFTA01276905

*UBS
Your notes
..,......., o.,,,,oc.,.............M..,.. G. . 024,..“ 6 . 6
E............6.6.....
CONFIDENTIAL
EFT,00B5513
EFTA01276906

Important information about your statement
1185 Fiaancial Smits Inc Catlin a U3S Firavall Sakes/. The Pima Cad Mural Motivee you complaint ad holder on the boob and records of the gplicable timer or eninopef —yOu may doh householln3 by Gang scut
Is a mentor of al prospal security. atinvaddy aid gams willcorrect armrotor prop,/ baler art), Friona AdVSOl
adages UBS F (wall awces and USS Bank USA ere
inked eel:debris of uBS AG and Milian of LOS Seciskin eloatanake al tacks paytha to the Pinner the financial • Certan einnwirent conown or norm% Montag. Friendly mount name
u.0 TheFriss Marcia same< 4 arable upon reetien maw*, ndcaed on ex front of thts stamen h akt Muted parowships ad vitae platments) to ae not fir friemar account name ref has Warman that nu
the Fein's erecutwi offices an a to regua accoult fees. acoung may be mbpd to registered cater the SKUribes Act of 1933. and entered on the Hras online Paces webste It is
mimosa Mn charges for iso pyre,* for aorta customizable •natium•• drawn by run tabs Sou nth
185 rmanal Soars In purchases and ciao; for wpad owns it cot ateettnts • Corms:Ors coaxes to 9 . keep ratan)* and yew roccrefreryteg It by no P9a effea cm nos arum
1200 Halsor Bailwan Accounts ma aetrahtwred 10 otter nattuteMS may be prolon nets ammo/ ncl.din tares commas and You on dove volt Frresdry asount nano hough Onto
Weaark en N107086 :Mpg to a Basler lee. cemfrodAY *PPM contracts Services a byeatacun; mas &taxa Masa.
th6Stateneni reaction he ally flan reard of twain UBS Sweep Optim The SF< protection and the Papplarsirral protection do not Account evasiew
Financial SiniCef aCCOUnt Other reCirdS, Wenn 0110altaK U85 offers °plan for sweeping art Winces barrios so a/pay 10 these assetseon if they OttherSe appei • Vabe of star eccounapseacos rant of asses awl
dogmata conuhng cool Ong dau should not be abed bat &pouts at PAS Oak USA !SUBS AG Sunnerd braid. Staterlent The SEC prOtedras and the vppkmntai liaadnp
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SDNYGM_00024895
CONFIDENTIAL
EFTA_00135515
EFTA01276908

(SUBS U6S Financial Services he Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 October 2014
ANP70005670391014 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on September 30 (S) on October 31(5)
account
Your assets 8,738.24 7,238.24
Visit our website: Your liabilities 0.00 0.00
www.ubscomifinancialseonces
Value of your account 18,738.24 17238.24
Items for your attention
Help protect youutelf from fraud and
review bank, credit card, and bcokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
new. annuakreditrepost.com. Tracking the value of your account during 2014
Value of your account
at yea. end 2013 50.00
S
Net deposits and
8.738.2 withdrawals ST23824
7,238.2 Your 0WS0llent return
Change in
market value 5O00
Value of your account
on Oct 31, 2014 87.23624
Sep 2014 Oct 2014
SDNY GM 00024896
Member SIPC ANP700020C0567039NP700005431 2 00001 +we 000m000ceococo ►age 1 of 6
CONFIDENTIAL
EFTA_00135516
EFTA01276909

sUBS
Business Services Account Account name: Your Nnuncial Advisor.
Friendly account name: • ' • • I • SCOTT STACK MANLYLE CASRIEL
October 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (11 your account
• Cash and money balances may include
A Cash and money balances 7,238.24 100 00% Your current asset allocation
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $7,238.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
Index October 2014 Year to date
S&P 500 2.44% 10.99%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.85% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
A NP 7C002000567040 NP7003054312 C0C0l 1014 00003000a 030/04Y_GM_000248,00 2 of 6
CONFIDENTIAL
EFTA_00135517
EFTA01276910

*us Business Services Account Account name: MAX FOUNDATION Your Ilinandal Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MANILYLE CASNEL
).d II IMMO
Account number.
Change in the value of your account UBS Bank USA Business Account APY
October 20I (3) Year to date (S) Interest period Sep 8 - Oct 6
Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Sep 8 $8,738.15
Deposits, including investments Closing UBS Bank USA Business balance Oct 6 $8,738.15
transferred in 0.00 20,738.24
Number of days in nterest period 29
Withdrawals and fees,
Average daily balance $8,738 IS
including investments transferred
out -1,500.00 -13,500.00 Interest earned $0. 00
Closing account value $7,238.24 $7,238.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See account satiny this month f OF desalt Balances in your Sweep Options are ',laudedin the oPeAr0 and You have identified the following investment objectives for this account If you have questions
closing balances 4M. FDIC insurance AtChts Only TO dePOMS a U85 Bank USA, not to deposits at U85 AG,
Smite! &arch Of Oat deposes placed through the UBS mieinaliona Deposit Account rower!). SIPC about these objectives, disagree with them, or wish to change them, please contact your
rx01Elion applies to money market sweep land needingS but rot bank deposits. Seeimportarg imormahon Financial Advisor or Branch Manage,. You can find a full description of the alternative
about your statement on the iasi two pages d this document for detals. investment objectives in important information about your statement at the end of this
October 2014 ($) Year to date ($) document
Opening balances $8,738.24 $0.00 Your retain objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary Moderate
Investment eligibility consideration None selected
Total additions $0.00 $20,738.24
Subtractions Your account instructions
Checks and bill payments -1,500.00 -1,500.00
• Your account cost basis default closing method is FIFO, First In, First Out
Other funds debited 0.00 -12,000.00
Total subtractions -$1,500.00 -$13,500.00
Net cash flow -$1,500.00 $7,238.24
Closing balances $7,238.24 $7,238.24
SDNY GM 00024898
ANP7C00201:0567041 NPT00005c317 00031 1014 000000000 cococo Page 3 of 6
CONFIDENTIAL
EFTA_001355 I
EFTA01276911

*UBS
Yournotes
CONFIDENTIAL
EFT,00135519
EFTA01276912

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
October 2 )' Account number.
Your assets
Some paces, income and preens vaues ShOwn may be EppiOnirnale. AS a tea gam andlOsses may not
be accutalely reflected. Set Aporunt infosenefron about your stereesere a the en0 of ths sixumem fOt
,rote informal on.
Cash
Cash and money balances
Cash and money balances may ind ode avalatle cash balances, UBS Bank USA deposit account bdances,
UBS AG Starrord Branch deposit account balances and money market militia fund sweep balances.
UN Bank USA deposit account balances are Insured by the FOC "Wan applicable limits, but are not
protected by SIPC. WS AG Stamford Bunch decant account balances aa• not insured by FDIC ad are not
protected by 9PC Money marhet sweep balances are protected by SPC but ate not Insured ty the FDIC.
Sit the rmportant information about your statement a the end of this docurneM for details about those
balances.
Openng bane Closing balance Price per :hare Average [widener Merest Dais on
Haring on Oct t (1) on Om 31 (S) on Ocl 31 (1) rate period period Cap amount (1)
Cash 0.09 0.00
250.00000
UBS BANK USA BUS ACCT 8,738.15 723824
Total 88.73824 8723824
Your total assets
PeKenta9e ol Cost Bernated Lin/tested
value on Oct 91 (S) your account basis (5) annual meant (S) gan or loss (1)
Cash Cash and money balances 723824 100.00% 7238.24
Total 87,23824 100.00% $7,238.24
Account activity this month
For more inform4ion about the prirekalue shown for restricted 'acuities, see Important information about
your stetemera a the end of this Oximent.
YOur Ouantity/ Cash Cash and
Die Acthier Description manse code Face vdt PricelVaue (SI /mount (S) money balance (5)
Cash and money balance Iambic&
Sep SO
Oct 15 Bsa Check MARKS PAtell CHECK PASO 001001 -1,50000 7238.24
Oet3l Closing cash and money balance $7.23824
SONY GM 00024900
Atte703020C0567043 NV70[0054317 00031 1014 03C0300a0003D0 Page S of 6
CONFIDENTIAL
EFTA_00135520
EFTA01276913

SUBS
Business Services Account Account name: MAX FOUNDATION Your K nandal Advisor:
SCOTT
October 2014 Friendly account name: MAX FOUNDATION STACK MAMLYLE CASRIEL
Account number: 212.82 I-70001800-308a 140
Account activity this month raotnueth
Lute Activity Description Amount 0)
Money balance activities Sep 30 galena forward $8738.15
Oct 16 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS OF 10115/14 • 1,499.9 t
Od31 Closing UBS Bank USA Business Account 3723824
The UBS Bart USA Business Account Is your Ornery sweep option
ANP70002000%7044 NM:0054312 00001 1014 00 °001161YOM_000244.191 6 of 6
End of statement for account numbeiC.i 3ar
CONFIDENTIAL
EFTA_00135521
EFTA01276914

Important information about your statement
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SDNY_GM_00024902
CONFIDENTIAL
EFTA_00135522
EFTA01276915

Important information about your statement
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SDNY_GM_00024903
CONFIDENTIAL
EFTA ((1135523
EFTA01276916

UBS Fisancial Services Inc Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2014
ANP70035912491114 X2 vt 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASPAR
Phone
questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at on October 31 (5) on November 28 (1)
account
Your assets 7,238.24 7238.24
%Stour website: Your liabilities 0.00 0.00
omw.ubstornifinancialservices
Value of your account 37,238.24 37238.24
Items for your attention
• Help prof tit yc „mei 1torn Isau.1 and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
swew.annuakreditreportcom. Tracking the value of your account during 2014
Value of your account
at year end 2013 $O00
Net deposits and
7,2•3 8.2 7,2•3 82 erithdravals 4723824
Your OWStrnentretUnt
Change in
market value $0.00
Value of your account
on Nov 28.2014 5.7238.24
Oct 2014 NOv 2014
SDNY GM 00024904
Member SIPC menciC0003991249Nriocoosgan mom rim 00073C 00CC Pagia 0IBOCI 1 of 6
CONFIDENTIAL
EFTA_D0135524
EFTA01276917

*DUBS Business Services Account Account name: F:::T•IrT, ti Your n amidst Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
November 2014 Account number: III EMI
Your account balance sheet
Summary of your assets
Value on Percentage of
November 28 (9.) your account
• Cash and money balances may include
A Cash and money balances 7,238.24 100.00% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets 57,238.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
Index November 2014 Year to date
S&P 500 2.69% 13.98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.15%
ANP7000200359I 250 NTT000058872 COCO 1114 00CC00000 ZtOttiffjaiGm_0002491)see 2 of 6
CONFIDENTIAL
EFTA_00135525
EFTA01276918

Business Services Account Account nanne: MAX FOUNDAT1CN Your Financial Advisor:
*DUBS Friendly account narne:MAX.NIATION scour STACK MANKYLE CAAuEl.
November 2014 Account number.
Change in the value of your account UBS Bank USA Business Account APY
November 2014 ($1 Year to date (1) Interest period Oct 7 - Nov 6
Opening account value $7,238.24 $0.00 Opening UBS Bank USA Business balance Oct 7 $8,738.15
Deposits, including investments Closing UBS Bank USA Business balance Nov 6 S7,238.24
transferred in 0.00 20,738.24
Number of days in 'merest period 31
Withdrawals and fees,
Average daily balance $7,625.31
including investments transferred
out 0.00 -13,500.00 Interest earned $0. 00
Closing account value $7,238.24 $7,238.24 Annual percentaae yield earned 000%
Cash activity summary Your investment objectives:
Ste account aainty rhs month for dela Is Balances in your Sweep Options art induteclin the OPehrO and You have identified the following investment objectives for this account If you have questions
c $ l 7 o 8 s m ing (0 W 4 & a a re rc s h t o r f a b i a t n M k C de p in o s s u al r s a p n r c a e c a e p d p t l h ie r s o u o c n h ly t t h o e * U r B o S c a in s te r a n t a U b B O S n B a a D nk e p U o S s A it , A o c f c o t u o n d t e p l c :i c co ra n r a n t U $ B IP S C A G, about these objectives, disagree with them, or wish to change them, please contact your
b(OteCtiOn applies 10 money market sweep land nCelingS but not bank (*WOK. Seeimport:wiz inkormacian knancial Advisor or Branch Manager. You can find a ful description of the alternative
about your statement on the last two pages d this document for aetals. investment objectwes in important information about your statement at the end of this
November 2014 (1) Year to date ($) document
Opening balances $7,238.24 $0.00 Your return objective:
Capital appreciation
Additsons
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary Maderal.
Investment eligibility consideration None selected
Total additions $0.00 $20,738.24
Subtractions Your account instructions
Checks and bill payments 0.00 -1,500.00
• Your account cost basis default closing method is FIFO, First In, First Out.
Other funds debited 0.00 -12,000.00
Total subtractions $0.00 -$13,500.00
Net Gush flow $0.00 $7,238.24
Closing balances $7,238.24 $7,238.24
SDNY GM 00024906
ANP7C0020C0591251 MI003050372 COCCI 1114 00C0300SOIC000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00135526
EFTA01276919

*UBS
Yournotes
/14,30200391252 14170001..72 OM I 1I • co= now °,g., G. .0 .64.6” • . 6
CONFIDENTIAL
EFT,00133527
EFTA01276920

Business Services Account Account name: MAX FOUNDATION Your Miranda' Adelson
SUBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
November 2014 Account number.
Your assets
Scale pnces, income and contra vdues Shcavn May be Epployirrgee. AS a its ul. Oro aidlossesmay not
be eCcurately rentaed. See rmponott infonnabon about your statement a the end of the docurnem fOt
mote infornaaon
Cash
Cash and money balances
Casts and money balances may induct] avalade cash balances, UBS Bank USA depaut account balances,
UBS AG Stallard Branch Cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the vAlhn Makable limits, but are not
peoteeted by SIPC UBS AG Stanford Branch deposit account balances am not instated by FDIC and are not
protected by SIFC Money market sweep batances are protected by SSC but age not 'inured by the FDIC.
See the Important information about your statement at the end of this document for de ails about those
blames.
Openng balance Closing balmce Price Per share Average Drecknel Interest Drys
Hddng on Hoyt (1) on Nov 28 (S) on Nov 28 (1) rate period period Cep anautil
WS BANK USA BUS ACCT 7.23824 7238.24 250.000.00
Your total assets
Pe 'coma?? of Cost Esbrn$ed IntreffiZei
value on No., 28 (5) your account basis (I) annual inccm, (fl gam or 1055 ($)
Cash Cash a ad money balances 7,23814 100.00% 723814
Total $7,238.24 100.00% $7,238.24
SONY GM 00024908
ANP7C002002991253 NV70[0058872 0000I 1114 000mo000 '010000 Pap S of 6
CONFIDENTIAL
EFTA_00135528
EFTA01276921

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Yournotes
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PM0302.365425.I.O093M0307,1140000.00 MOM.. Gm .024,1, 6
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CONFIDENTIAL
EFT,00B3529
EFTA01276922

Important information about your statement
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CONFIDENTIAL
EFTA_00135530
EFTA01276923

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been a3unted to frit:Me prop.' yauson payment made byte *am and asurnes the acmetar from your utable stA dissihthem but you may
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<Maw' NIS are not guaanteed you choose Yos Noon vu twain n effect until reeolsd
• Sew Mamma and serwautod protium Mate by you You may reed* your election m a-ry I Me by maun9
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statutes Lam We Novae estmred eat*, for ttinte lnancia Winos i not reparable for this nforkinn
nwitmett sowers arm senate.. products for and does not gamily, is atom" These assets are not Prfraey
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at reds ware mesa:we security a structured rm.. las comemorworty
pima my be tarot a sold aid do not near my • Revenue dealing end addklowelameasadon.
reptient the wax you May Wen* upon Madmen - n aoliten to cerrirninuM on sale, and 12bil i.e. li.35 Financial Setwirs 6 not a bait The WA. trams
- TIM ply eamaes of vane are as of a anan die mowed o connectto with thedote:Non of rwitur SeorcesAttoent BSA ant ite A ale Mawage a0XurrtS
and re sampled to !SS Stroll Wow on smith(r tends to our clients we aid or ow *Mae renal.* wnAl provide access to balling semes it s products
bast by an fuleperthent valation Inn renrue Marna papunu from deubutors andor trough ono-germs wM athwed bat vi other MS.
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am. are seppled to te Cm by be ouer. general amounts are based an two dithrent =worms prodocts isued by unall dated shed party Miran"
panne a 'prewar and may be COWAN based en to amount 01 'ashy ulitS of a maculamutual hind commas through etyma agency lubsiaa es of utS
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meholology used to determine the memo of MA ornbisprocesung less n orrtheiron for runlet Nat IOC haired • No bank ;mama May low vain
aid the dace of the brionnivon to k the beta fir the agora sakes that we prouth to the meal funds
eine by ardattiN your Anthdal Weiser Thew fees sweaty aro pad Yom rumor am n the RUM fteSOLIOC•PAnyn'ent &coons Business Swot
mutual lend ad ae ati4d dellt null bawl on the Account BSA. irMA and nteMabOrial Rtottce lAllagertelt
SDNY_GM_00024911
CONFIDENTIAL
EFTA_00135531
EFTA01276924

UBS Financial Services tic Business Services Account
*UBS 299 INN Avenue
25th Floor
New York NY 10171.0002 December 2014
*N7701:81854491214 X1 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX• FO UNDATION
Account number.
Your financial Advisor:
SCOTT STACK MANLYLE CASF1EL
Phone:
Questions about your statement? Value of your account
Call your Anancial Advisor or the
Resourceline at on November 28 (S) on December 31(3)
account
Your assets 7,238 24 7238.24
Visltour webslte: Your liabilities 0.00 0.00
ve.vw.ubstorrefinancialservices
Value of your account 37,238.24 57,238.24
Items for your attention
• Help protect youttelf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2014
Value of your account
at year end 2013 $0.00
Net deposits and
'.22-3 7,2382 withdrawals 4723824
• •
Your 8143011101returre
Change in
market Mu. 1000
Value of your account
on Dec 31, 2014 97.23924
lecv 20I Dec 2014
SDNY GM 00024912
Member SIPC ANP70000001105449NP7003118281 C0001 1214 00803C00C 100000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35532
EFTA01276925

SUBS
Business Services Account Account name: Your K asocial Advisor-
Friendly account name: • I • SCOTT STACK MANLYLE CASRIEL
December 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (1) your account
• Cash and money balances may include
A Cash and money balances 7,238.24 100 00% Your current asset allocation
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $7,238.24 100.00%
A
Value of your account $7,238.24
Eye on the markets
Percentage change
Index December 2014 Year to date
S&P 500 -O.25% I 3 69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -4.48%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month Treasury bills: 0 04%
One-month LIBOR: 0.17%
ANPA;00300118S4S0NPAX0118281 l>3C0I 1214 00C03C0a I 0iMY_GM_000249,Se 2 of 6
CONFIDENTIAL
EFTA_00135533
EFTA01276926

SUBS Business Services Account Account name: MAX FOUNDATION Your Pi nandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACKMAMLYLE CASRiEL
December 2014 Account number. I INN
Change in the value of your account UBS Bank USA Business Account APY
December 2014 (3) Year to date (1) Interest period Nov 7 - Dec 4
Opening account value $7,238.24 $0.00 Opening UBS Bank USA Business balance Nov 7 $7,238.24
Deposits, including investments Closing UBS Bank USA Business balance Dec 4 $7,238.24
transferred in 0.00 20,738.24
Number of days interest period 28
Withdrawals and fees,
Average daily balance $7,238.24
including investments transferred
out 0.00 -13,500.00 Interest earned $0.00
Closing account value $7,238.24 $7,238.24 Annual percentage yield earned 000%
Cash activity summary Your investment objectives:
See Account *ant this month fot detå Is Balances in your %veep Options are inclueedin the cpenna and You have identified the following investment objectives for this account If you have questions
ClOSInp balances vat*. FDIC insurance 4XlieS Only to dePOPIS å UBS Bank USA. not to det041S at 985 AG,
Sernioro &arch Of bank deposits placed t hrouct, the UBS intemationei Depose Account pfcgam. WC about these objectives, disagree with them, or wish to change them, please contact your
protection apphes 10 money market sweep lund fiCklfo95 but not pant deposits. Seeimponam intontnabon Financial Advisor or Branch Manage:. You can find a ful description of the alternative
*output stetement CO the Iasi two pages el this document ror &leis. investment objectives in important information about your statement at the end of this
December 2014 (1) war to da to (5) document
Opening balances $7,238.24 $0.00 Your return objective:
Capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.00 20,738.24 Primary Akiderate
Investment eligibility CCfisderation None selected
Total additions $0.00 $20,738.24
Subtractions Your account instructions
Checks and bill payments 0.00 -1,500.00
• Yew account cost basis default closing method is Fig°, First In, First Out
Other funds debited 0.00 -12,000.00
Total subtractions $0.00 -513,500.00
Net cosh flow $0.00 $7,238.24
Closing balances $7,238.24 $7,238.24
SDNY GM 00024914
CONFID A E NP700 N 030011 T 85451 I N A P7OCO L I182 81 COCOI 1214 00f:03[000 moon Page 3 of 6
EFTA_00135534
EFTA01276927

$UBS
Your notes
.........."sss.... so ceeocs ece,ffite_Guaseaose 4. ,
CONFIDENTIAL
EFT,00133533
EFTA01276928

Business Services Account Account name: MAX FOUNDATION Your Mnandal Advisor:
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MAMI YTE CASMEL
December 2014 Account number.
Your assets
Some pnces, income and current vaues ShOwn May be appibernale. Asa result. gam aid losses may nol
be ECcusalely relkaed, See knporkint inionnefron about your statement a the end of ttws etcurnern for
mote infornmon.
Cash
Cash and money balances
Cash and matey balances may include avalaolecah balances, UBS Bant USA deposit account ticiances,
UBS AG Stariord Branch Cepout account odances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vat n yolk Sole limits, but are not
protected by 9PC UBS AG Stanford Brant hdepout account balances an not insured by FDIC and se not
protected by SIPC Money market sweep batances are protected by SEC but ale not insured by the FDIC.
See the Important information about your statement at the endof this document for detaih about those
balances.
Goering balance Clo9ng baaxe Pnce per share Average Dab:lend Interest Days en
Hddng an Dec I (I) on Dec 31 (S) cm Dec 31 (0 rate period period Cepamount (S)
DUS ACCT
UBS SANK USA L23824 7234324 250.000.00
Your total assets
PerCenta.yol d Con BbMated UnteffiZed
Vault On Dec 31 (5) yOur account Dam (S) annual mane (S) dan or IOSS (S)
Cash Cash and money balances 7,238.24 100.00% 723824
Total $7,238.24 100.00% $7,238.24
Account activity this month
For more information about the ptictivalut shown for restricted secunties, see Important information about
your statement at the end of this Oncirrtent
Your Ouastityt cash Cash and
DYe Actisity Cescoption eipense code Fae value Pricertralue (5) amount (3) money balance (S)
Nov 28 Cash and money balance $723824
Dec 4 Fee Charge MAINTENANCE FEE CHARGE 95.00 7.143.24
Cec 5 Reversal MAINTENANCE FEE CHARGE CANCEL AS OF 95.00 7238.24
12104/14
Dec 31 dosing cash and money balance $7.238.24
SDNY GM 00024916
AHP70003001113S4S3NP7003118281 00031 1214 000:00000M0 100000 Page S of 6
CONFIDENTIAL
EFTA_00135536
EFTA01276929

*UBS Business Services Account Account name: MAX FOUNDATION Your K sandal Advisor.
Friendly account name:MAX FOUNDATION SCOTT STACK MAIILYLE CASRIEL
December 2014 Account number • •
Account activity this month (continued)
Cate handy Descripticn Amount (s)
Money balance activities Nov 28 Balancer forward 6723824
Gec 5 Withdrawal UBS BAtIK USA BUSINESS ACCOUNT -95.00
Cec 8 Deposit UBS BANK USA BUSINESS ACCOUNT 95.00
Dec 31 Closing UBS Bank USA Business Account $723824
The 1.1135 WM USA Witness Account 15 your Ornery sweeDoPPort
Summary of approved payees and recurring payments
Seed on your instruClOns. the toNOwsng payee, end reerermg payments ere conscrered 'apprOvel The payees and reviling payments tested (Mew do not include ONO Payments Eke-tonic funds hens fees and
payees' At • result (1)you may authorde addRionsl transfers to these payee vete* and (2) you are no ceases ober transfers between account at UBS If you have additional payees enV iet recurring instseutom
longer receiving ndreldual confirm arions or payment to Mese payee:. on Me. you vela receive separate confermatOns from your Penarscul Achesor.
To update or cancel any of these in:ructions. please contact your financial Advcce
Cistursement UFO used
Payee desctiplon Amount (I) metrod Typtayent Frequency Start caste End dale dole
varied Transfer Payee on file Upon request rfa nta Apr 22, Id
ANP7611143011854S4 NP7000t 18281 03001 1214 000000000 Y123661S50 10 0 m400024914(0 6 of 6
End of statement for account number EMI
CONFIDENTIAL
EFTA_00135537
EFTA01276930

Important information about your statement
1,25 FitancialSonkes he (totem or bel5FittrcalSeread. The PimaCarl kw will Westgate yore ~Kit rd holder on the boas aid records of the ;pinkie am or enrelcor am acre hi:obtain] by cling your
Is a menter of al prikpal seamy. ~noddy ala epaans will COrtea arryntOr proreptly prod« agere) FecnoalAdvsor
narges VBiFrJfNlSen'(PanaltSBnI.USAae
indeed subultrios of LOS AG rid Milian of uBSSecurines Moro hate al docks pay** to the tensor to Instil • Conan ewe:anent marts on ernment ittoosis (eg. Friendly mount name
uc lheFrea's tnakial etzedme it salable uom tamed Adana ndested on lee front of this slamment haddejT kneed ~whips and prvae ~ems) that are nor the ~Or aØ nano reflects 'erraria, that you
the bats *earn Pitch re at to agar ovaurt fees. axounb may be arbien to registered war the Semnews Act of 1933. and ~cad an It. hrrys online undoes mbste It isa
mamma. Mr. Ø for um payer* Mr uounte: 6u:ionizable 'nk•rome' chosen by you to azn you wth
685 enrecial Setvfon pun:haws aid claws fed irpad roves h Az), =anti • Cowen:dims contra * 9. foram Øo rid Yta nonnesarg n er no bgS effect on yOUT xcour4
1200 arbor Bean(' ACCoUntS tha are Walden:6. to oll'Ar innutens rnay be preious heal CtAUIC6). &leak taxes commas aid You can aria pv Feria/ raked naves. through Dirk
Weeluant les 07086 saga to a tails tee 01m1TOCaY OPIK11 comas Seams or by exitacuni ha Franca Arta
'Misstatement repreires the any alcal aced of put UK UBS Swap Ophins The SF< protection aid the axplarootairmactim do not Actount megrim
Feldel031Senta6 3031Unt Other reOrdS.napt01103Itl< UK offers opens la sweeping ads batmen braces:. *pale these assets even rl they Kenya apper mtre • Vabe of row reourapatecao Nee C4 asset and
doen'e's. conuhng contang dau should not be abed bat &pats al CRS Bat uSA KlutS AG Stardom daub ssolmenn The SEC protecen and the app kftwit i utilities
upon d you brew tort is an «roe or On6Pal. pare (Bret *rap Dorms). marry market maul ands0/one? proteelon do rot presto mans* changes n the ~kit • Arab Includes sealable can braces Kukla
noon it ~direly n wring to tel3ramh FArapir of the Au-4;73nd the harrutional Depose Acciant (Carr yaks Of >or dorestmentsaewts as swan a ~in reacted maltyCm) rid Global Tao Deport ~egad
ange« rig your amount "men wick df IrMlnaliala ken" lAn‘19Anfet minnow. Øa ~toy *therms* marks to manet and attain Kra not held byte Frm
ACCOuni through the Elan Sweep hograns. CM. balsas Does not itC1Jdeunpnced StUntelaZtiS a teens el the
s A ta lt m ro a g n h t a d l a G a r t a o m u l r d o r a o n t b a e re u M sed in f d o e r d ta t r o p b u e p w ou o s n t k ey t a i r e e n s w lo e 1 pt 2 t 5 o A W G S S B ta a n r f k o U rd S A B r m an a ca r of a ru h r e a l l a :4 n 1 ey N F X u t r a a u t D a e d p oses M m O or o e f ' W for a m n a t t o io n n a a lo r c e/thrum a lg a in w c) e th d e 5 Y P o C u B m r a o y c o ad b e u n u pr n o r d e s a te n d d 1 m tØ aw c o th la e s r e a * nd e p d r e o n « is ti a le ' a ta c d r " e op ~ iu m m a ws.
solely on yea-ed ta< lams . Fan 1099. 5498. 1048 . at LE Kt USA re FD/C muted n acordance with FIX by conixteog SK at co by toting tie SPC • Ciabdoes 11CI•deS at barras. °JUT...11dr.) magn
etc) sith peeping tour tat mum ref it isMaid by ruin For ~II i4Ø pare nut was klto gos waste ar wwwatir oll rms. creal tros sheet aurum Isaias
Ian 10 recon to ne BS al tart dirdends. repontle non- Dermas at UK AG aardord Brant ad *QM cd Matry • CaNlyklf*/ daloker To1a ot unrwesied >imam. can
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SDNY_GM_00024918
CONFIDENTIAL
EFTA_00135538
EFTA01276931

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SDNY_GM_00024919
CONFIDENTIAL
EFTA 00135539
EFTA01276932

UBS Financial Services Inc. Business Services Account
;14) UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2015
*HP700054388910115 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX• FO UNDATION
Account number.
Your Nnancial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourceline at on December 31 (S) on lanuay 30 (S)
account
Your assets 7,238.24 7238.24
Msit our website: Your liabilities 0.00 0.00
vovw. Lbs corn? linancia:services
Value of your account 37,238.24 $7238.24
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2015
Vzdue of your account
at yea. end 2014 57.23824
S
Your investment return
.,.238 7.238.2 Change on
I market vadue 5000
Value of your account
on Jan 30, 2015 S7.23824
Dec 2014 Mil 2015
SDNY GM 00024920
Member SIPC ANP70302000598891 NP7000056622 00001 Oils 00CC00000 00c0c0 ►age 1 of 6
CONFIDENTIAL
EFTA_00 B5540
EFTA01276933

SUBS
Business Services Account Account name: MAX FOLIC OtIClil Your Fi nuncio, Advisor.
Friendly account name: MAATI - ATION SCOTT STACK MANLYLE CASK'.
January 2015
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
a)
January 30 your account
A Cash and rrxmey balances 7,238.24 10000% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . l n lB ce S s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.03 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
0.00
F Commodities 000%
G Other 0.00 000%
Total assets 57,238.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
dex January 2015 Year to date
S&P 500 -3.00% -3.03%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
Apv70002003588892NP70C0055622 03C0I 0115 D0CC0C00SCOMPIY_GM_000249tillge 2 of 6
CONFIDENTIAL
EFTA_00135541
EFTA01276934

Business Services Account Account name: MAX FOUNDATION Your ilnandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK MANIAS CASRIEL
January
20E Account number.
Change in the value of your account
January 2015(1) Year to date (I)
Opening account value $7238.24 $7,238.24
Closing account value $7238.24 $7,238.24
UBS Bank USA Business Account APY
Interest period Dec 5 - Jan 7
Opening UBS Bank USA Business balance Dec S 17,238.24
Closing UBS Bank USA Business balance Jan 7 87,238 24
34
Number of days in interest period
Average daily balance $7,229.86
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have outs. bons
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your resent objective:
Capital apprecution
Your risk profile:
Pnmary - Moderate
Investment eligibihty consideration • None selected
Your account instructions
• Your account cost bases default closing method is FIFO, First In, First Out.
SDNY GM 00024922
AIIP7C0020C0588893 NV/0030%622 COCCI o115 0000000e:/000000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00135542
EFTA01276935

*UBS
Yournotes
----„--.,,,..
CONFIDENTIAL
EFT,00B3503
EFTA01276936

Business Services Account Account name: MAX FOUNDATION Your Finandd Advisor:
*UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
January 2_1s Account number. In
Your assets
Sane pnCeS, income and current vdues shown may be appr0xiMale. AS a ince. csalits aidl0sses may not
be accurately reflected. See Anporhint infomtabon about your statement a the end 01 the dxumeM f0r
mote infornason.
Cash
Cash and money balances
Cash and mosey batance.s may include avalaole cash balances, UBS Bant USA decent account baances,
UBS AG Stafford Branch ',poet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC vat hn applicable limits, but are not
protected by SIPC UBS AG Stanford Branchdeposit acoum balances an not insured by FDIC and se not
protected by SEC Money market sweep balances are protected by SPC but ate not insured by the FDIC.
See the important information about your statement at the endof this docunent for details about those
balances.
Operingladanse Cloung Wrote Putt per share Average Dnictend interest Days
Hddng on Lan I (S) on km 30 (5) on Lan 30(S) rate period period capmount (S)
UBS BANK USA BUS ACC L238.24 7238.24 250.000.00
Your total assets
PerCenta0I of Con ESbmcled Unreatied
value on fan 30 (1) your aCC0unt oas4 (5) annual income (51 gain or I0SS (5)
Cash Cash aid money baincles 7,23824 100.00% 7230.24
Total $7,238.24 100.00% $7,238.24
SDNY GM 00024924
ANP7C0020C0S88895 NP7000056627 00O31 MIS 00033 IrqsSof6
CONFIDENTIAL
EFTA_00 135544
EFTA01276937

*UBS
Your notes
..,,......,...... 6,,,....,...,06,, G. .0,,,.p 6 of 6
EM of f.f.....c.onf numb....
CONFIDENTIAL
EFTA_ I35545
EFTA01276938

Important information about your statement
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SDNY_GM_00024926
CONFIDENTIAL
EFTA 00135546
EFTA01276939

Important information about your statement
(OCO Untied)
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SDNY_GM_00024927
CONFIDENTIAL
EFTA 00135547
EFTA01276940

UBS Financial Services he Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2015
ANP70006819870215 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
Kerr STACKLIANULYLE CASK EL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
Resourceline at on January 30 (1) on February 27 (1)
account
Your assets 7,238.24 7238.24
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account 37238.24 37,238.24
Items for your attention
r Help wotect yc.ntel! lien. Lau] and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom Tracking the value of your account duriag 2015
Value of your account
at year end 2014 37.23124
Your investnierlt return
7.2•3 8.2 72382 7.238.2 Change in
market value 10. 00
Value of your accoust
on Feb 27. 2015 $7.238.24
Pee 2014 /an 2015 Feb 2015
SDNY GM 00024928
PA•mbor SIPC ANP700020C0691987NP70C0070243 00001 0215000000007'000000 Pap 1 of 6
CONFIDENTIAL
EFTA_00135548
EFTA01276941

SUBS
Business Services Account Account name: MAX FOUNDATION Your K nodal Advisor.
Friendly account name: MAATIATION SCOTT STACK MAW LYLE CASRIEL
February 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27 (S) volt account
A Cash and rrxmey balances 7,23824 100.00% Your current asset allocation r, Cash and money balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. LAS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets $7,238.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
Index February 2015 Year to date
S&P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
ANP70002000Efti 988 NP7003070243 0003I 0215 001X0C00a0MyGht0002,49%ge 2 of 6
CONFIDENTIAL
EFTA_00135549
EFTA01276942

Business Services Account Account name: MAX FOUNDATION Your Flnandd Advisor:
*MIS Friendly account name: MAX FOUNDATION SCOTT STACK MAN/LYLE CASNEL
FA, 1,.11 r :Or Account number. In El I
Change in the value of your account
February 205 (S) Year to date (I)
Opening account value $7,238.24 $7,238.24
Closing account value $7238.24 $7,238.24
UBS Bank USA Business Account APY
Interest period Jan 8 - Feb 5
Opening UBS Bank USA Business balance Jan 8 $7,238.24
Closing UBS Bank USA Business balance Feb 5 $7,238.24
Number of days in interest period 29
Average daily balance $7,238.24
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager You can find a full description of the a*mative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apprecution
Your risk profile:
Pnmary - Moderate
Investment eligibifty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00024930
ANP700020C0681989 NP7003070243 00031 021S 0000XPOOC C00000 Pap 3 of 6
CONFIDENTIAL
EFTA_00 135550
EFTA01276943

*UBS
Yournotes
mo ni aminco5caocood miSIMI_Gni_aaomann • a .
CONFIDENTIAL
EFT,00135551
EFTA01276944

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS Friendly account name: MAX FOUNDATION SCOTT STACK MAK/ LY LE CASSIE'.
Februaryo7
Account number.
Your assets
Some 0nces, income and current values ShChern May be approximate. Asa least gains at lopes ma/ ma
be eccumlely reflecied. See rinp orton infonnefron atiour your deterrent a the end of stir ctcumem for
mote information.
Cash
Cash and money balances
Cast, and matey balances may include ayalade cash balances, UBS Bant USA depoot account balances,
UBS AG StanSord Branch &pout account balances and money market mutual fund sweep batances
UBS Bank USA deposit account balances are insured by ine r vAlhn applicable limits, but are not
protected by SIPC UBS AG Stanford Branchdeposit SCOUM balances an not insured ty FDIC and re not
protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the endof this document for delaits about those
balances.
Goering tulance Cloung tidaxe Price per share Average Dniciencl Merest Dais m
Hddng on Feb I (1) on Feb 27 (5) on Alb 27 (1) rate period period Cap &stunt (S)
UBS SANK USA BUS ACCT 7,23824 7238.24 250.000.00
Your total assets
eercenra?? c COD EStanSed UrreatZel
Value on Feb 27 (Si your aCC0unt oasis (S) annual inccme (s) gain or I0SS (S)
Cash Cash and money balances 7,238.24 100.00% 723824
Total $7,238.24 100.00% $7,238.24
SDNY GM 00024932
ANP703020C0681991 NP7003070243 0CIC0I 02 IS 00C030000e0C000 Page 5 of 6
CONFIDENTIAL
EFT.A_00135552
EFTA01276945

*UBS
Yournotes
CONFIDENTIAL
EFT,00135553
EFTA01276946

Important information about your statement
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SDNY_GM_00024935
CONFIDENTIAL
EFTA_0013 5555
EFTA01276948

SUBS yes Feuncial Services inc. Business Services Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2015
ANP7001029455031 5 X1 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKLIANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call f0Jr hnancies' AdviSor 0 U e
Resemrcel.ine at On February 27 (5) on March 31(5)
Your assets 7,238.24 7,238.24
Visit our website: Your liabilities 0.00 0.00
www.ubscomananciatennces
Value of your account 37,238.24 $7238.24
Items for your attention
• Help protect yourself from liau.1 and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2015
Value of your account
at year end 2014 57.236.24
Your nvestment return
7,2•3 8.2 7.238.2 7.2•38 .2 Charge m
market vaue 5.W
Value of your account
on Mar 31. 201S $7.236.24
Dec 2014 Feb 2015 Mar 2015
SDNY GM 00024936
IIA•mbur SIPC ANP700C0001029455NP7OCO1ninoocoi wisooc0000noc000 Pegs 1 of 6
CONFIDENTIAL
EFTA_00135556
EFTA01276949

*UBS Business Services Account Account name: Your Knandal Advisor.
Friendly account name:' ' • I „ SCOTT STACK MANLYLE CASRIEL
March 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
A Cash and money balances 7,238.24 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, Q85 AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances Set the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 57,238.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
dex March 2015 Year to date
58P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC - Europe, Australia & Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
ANP7030300I029456NP70C0ll2l38C0C0I 031500CO3COOraMPIY_GM_000249599, 2 of 6
CONFIDENTIAL
EFTA_00135557
EFTA01276950

SUBS Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASNEL
March 2015 Account number. I Eli
Change in the value of your account
march 2015 (SI Year to date (S)
Opening account value $7,238.24 $7,238.24
Closing account value 872333.24 87238.24
UBS Bank USA Business Account APY
Interest period Feb 6 - Mar 5
Opening UBS Bank USA Business balance Feb 6 17,238.24
Closing UBS Bank USA Business balance Mar 5 17,238 24
Number of days in interest period 28
Average daily balance 17,238.24
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fallowing investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fiiancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Pnmary - moderate
investment eligibihty consideration - None selected
Your account instructions
• Your account cost basd default closing method is FIFO, First In, First Out.
SDNY GM 00024938
CONFID
A
E
NP7C0
N
030010
T
7045
I
7N
A
P7003
L
12213 8 00001 0315 0CICC00000a I 0C00D Page 3 of 6
EFTAJ :10135558
EFTA01276951

*UBS
Yournotes
a 6
•"........""..r"........... ..N .e_Gni_anzagrew •
CONFIDENTIAL
EFT,00135559
EFTA01276952

Business Services Account Account name: MAX FOUNDATION Your /9 nand% Advisor:
UBS
Friendly account name: MAX FOUNDATION SCOTT STACK MANLYLE CASFOEL
March 2015 Account number.
Your assets
Some Laces, income and Potent blues Shoed' May to EpprOxiinale. AS a lei tel. gains MCSIOSSeS May not
be accutaiely reflected. Set Smporrantmfosenabon about your statement a the end of this cecumeM for
more infornyon
Cash
Cash and money balances
Cash and matey balances may include avalade cash balances, UBS Bar* USA deport account balances,
UBS AG Stariord Branch ctpoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC vAl h n applicable limits, but are not
protected by S1PC USS AG Stanford Bran( Adeposit SCOUM balances are not illIWOd by FDIC and re not
protected by 9FC Money market sweep batances are protected by SSC but re not insured by the FDIC.
See the 'warrant information about your statement at the endof this doctrnent for details about those
balances.
Opering balance Cloung tdaxe Pis re per Mare Average Dnickncl Interest Ows
Hddng on Mar I (5) on Mar 31 (S) on Mar 31 (5) rate period period Cymount (S)
t€S BANK USA BUS ACCT 723824 7238.24 250.000.00
Your total assets
Percentay"ed COSI Eflanated Upstaged
Value on Mr 31 (1) your aCCOunt Oasis (5) annual income (51 gan or loss (5)
Cash Cash and money balances 7,23814 100.00% 723824
Total $7,238.24 100.00% $7,238.24
SDNY GM 00024940
ANP700030010S9459NP7003Int 3,3 00031 031500000 DOCKn r 1000C 6
CONFIDENTIAL
EFTA_00 I 35560
EFTA01276953

*UBS
Your notes
..,,......,.,.,....,,.... ...piy G... 4.g. 6 . 6
ad of s.........numb....
CONFIDENTIAL
EFTA,I35561
EFTA01276954

Important information about your statement
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SDNY_GM_00024942
CONFIDENTIAL
EFTA_00135562
EFTA01276955

Important information about your statement (CCM bnUed)
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SDNY_GM_00024943
CONFIDENTIAL
EFTA_00 135563
EFTA01276956

1.035 Financial Services Inc. Business Services Account
`UB S 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2015
ANP70006137850415 Y1 0
MAX FOUNDATK)N
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number
Your Financial Advisor:
SCOTT STACKMAWLYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
Resourceline at On March 31 (1) on April 30 (1)
account
Your assets 7,238.24 7,238.24
tdsit our websIte: Your liabilities 0.00 0.00
www.ubS.tornainantialServiCeS
Value of your account 37238.24 $7238.24
Items for your attention
. Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your &cos eat growth
www.annuakreditreportcom. Tracking the value of your account duriag 2015
Value of your account
at year end 2014 k7.233 24
1
Your investment return
7.2282 1.238.2 7.238.2 Change in
market value 5000
Value of your account
on Apr 30. 2015 $Z233.24
Dec 2014 Meg 2015 4012015
SDNY GM 00024944
Member SIPC ANIMOCQ00:613785 NP1000059337 00001 OHS 00CC0000 00C0C0 ►age 1 of 6
CONFIDENTIAL
EFTA_00 135564
EFTA01276957

SUBS
Business Services Account Account name: MA, 10i /17 ATICA/ Your K asocial Advisor.
Friendly account name: IA, Fr1r irATION SCOTT STACKMA:4011 CASRIEL
April 2015 • MN
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
Apnl 30 your account
A Cash and money balances 7,238.24 10000% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
a co
D Fixed income 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 57,2313.24 100.00%
A
Value of your account 57,238.24
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Atir70o0200303786NP7000059337CCODI 0415 cocco3COOnOWIFIY_GM_000244010 2 of 6
CONFIDENTIAL
EFTA_00135565
EFTA01276958

SUBS Business Services Account Account name: MAX FOUNDATION Your PImandril Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MAHLYLE CASRIEL
April 201E Account number. II MIN
Change in the value of your account
Apnl 2015 al Year to date (E)
Opening account value $7,238.24 $7,238.24
Closing account value $7,238.24 $7,238.24
UBS Bank USA Business Account APY
Interest period Mar 6 - Apr 7
Opening UBS Bank USA Business balance Mar 6 17,238.24
Closing UBS Bank USA Business balance Apr 7 17,238.24
Number of days in interest period 33
Average daily balance 1.7,238.24
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives. disagree with them, or with to change them, please contact your
financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Pnmary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• You/ account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00024946
ANP7C0020C0613787NP700305933700C0I 0415000:00000=10C0CO0D Page 3 of 6
CONFIDENTIAL
EFTA_00135566
EFTA01276959

*UBS
Yournotes
.m..”+"0.0.."0... c.... ..stres,m_oco.24.• • a
CONFIDENTIAL
EFT,00B350
EFTA01276960

Business Services Account Account name: MAX FOUNDATION Your Pi nodal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MAMLYLE CASFUEL
April
201: Account number. • E.
Your assets
Scene paces, income and torrent vaues shoats may be EMS('Male. Asa into. gains St lOssts may nol
be accurately refkcled, See mporunt inlosmeaon abour your 5(e temenr a the end ol &Ns dacueneM for
more information.
Cash
Cash and money balances
Cash and mosey balances ma/ include avalaalecah balances, UBS Cant USA depast account balances,
UBS AG Stallard Branch &pow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, bul are not
protected by SIPC LOS AG Stanford Branc h deposit scoum balances an not insured by FDIC and ate not
protected by SIFC Money market sweepbalances are protected by SEC but are not insured by the FDIC.
See the important information about your statement a the end of thin docunent for details about those
balances.
Openng balance Clovng Waite en re per share Average DnIdend Interest Cron
Hddng on Apr 1 (1.) on Apr 30 (1) on Apr 30 (I) rate period period Cap arsounl (1)
Accr
UBS BANK USA BUS L238.24 7236.24 250.000.00
Your total assets
eerCenta Of COS/ EStanaed linreSIZed
Value on Apr 30 (5) your account basis (S) annual incur," (Si green or IOSS (5)
Cash Cash and money balsam 723824 100.00% 723824
Total $7,238.24 100.00% $7,238.24
SDNY GM 00024948
ANP 7030200361376e) NP70030S9337 COCCI Oa I S 000:00000~ COCOIX) Page S of 6
CONFIDENTIAL
EFTA_00135568
EFTA01276961

*UBS
Yournotes
ANI7C00.06P3790 N1700.933700,0I oafs oacom000 ssoco95/69 9.9 0,99offigo 6 of 6
Ef111196919,9116196 o91o4=.
CONFIDENTIAL
EFT/6,B3569
EFTA01276962

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EFTA_00135570
EFTA01276963

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SDNY_GM_00024951
CONFIDENTIAL
EFTA_00135571
EFTA01276964

UBS Financial Seniors nG Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2015
ANP70006125990515 Y1 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKIAAN/LYLE CASRIEL
Questions about your statement? Value of your account
Call your Advisor or tt,a
Resourcetine at On April 30 (I) on May 29 (5)
account
Your assets 7,238.24 5,238.24
VIsItourwebsite: Your liabilities 0.00 0.00
www.ubs.comainancialsewices
Value of your account 37238.24 35238.24
Items for your attention
r Help protect ycastel! Itorg, haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
venw.annuakreditrepott.com. Tracking the value of your account during 2015
Value of your account
at year end 2014 57238.24
Net deposits and
7.238.2 7.238.2 withdrawals 42,000.00
Your MeStenent return
5.238.2
Change m
4
market value $0.00
Vakie of your exc.:ant
on May 29. 2015 S%236.24
Dec 2014 Aga 2015 May 2015
SDNY GM 00024952
"Somber SIPC ANP200CQ0C0612599 NP7000061115 COCO 0515 C00000000 000000 Pep 1 of 6
CONFIDENTIAL
EFTA_00135572
EFTA01276965

SUBS
Business Services Account Account name: Yourri gnandol Advisor.
Friendly account name:' ' • I SCOTT STACK MANLYLE CASRIEL
May 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May2'9(14 your account
• Cash and money balances may include
A Cash and money balances 5,238.24 100 00% Your current asset allocation
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account $5,238.24
Eye on the markets
Percentage change
der( May2015 year to date
SW 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 8.93%
Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
AM:700020006i 2600 NY70C0061115 C00DI COI b D0C030006 COMPIY_GM_000249gge 2 of 6
CONFIDENTIAL
EFTA_00135573
EFTA01276966

SUBS Business Services Account Account name: MAX FOUNDATION Your 14 nandal Advisor:
Friendly account name:MAX FOUNDAICN SCOTT STACK MANILYLE CASRIEL
May 2015 Account number. III
Change in the value of your account UBS Bank USA Business Account APY
May 2015 (S) Year to date (S) Interest period Apr 8 - May 6
Opening account value $7,238.24 57,238.24 Opening UBS Bank USA Business balance Aix 8 $7,238.24
Withcfrawals and fees, Closing UB5 Bank USA Business balance May 6 $7,238.24
including investments transferred
Number of days in merest period 29
cut -2,000.00 -2,000.00
Average daily balance $7,238.24
Closing account value $5,238.24 $5,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
Ste Account activity this month for deia It &lances in your Sweep 0pli ons are ind uded n the cpening and
closing tidances value. WC insurance applies only to deposits at 08$ Bank USA, not to Moors at 085 AG. Your investment objectives:
starnioio Bauch or bank deposits Patti:itNovo the Liss intematond DeP0vt Account pr0csarn. SIPC
ix0tecli0n applies to money market sweep Iwo battings but not barn oeposin. See Important Mtormabon
ObOut your statement on the last two pages or this document for oetals. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
May 2015 (Si Year to date (S) Financial Advisor or Brandt Manager. Youcan find a ful description of the alternative
Opening balances $7,238.24 $7,238.24 investment objectives in Important information about your statement at the end of this
document
Subtractions
Your return objective:
Checks and bill payments -2,000.00 -2,000.00
Capital appreciation
Total subtractions -$2,000.00 -$2,000.00 Your risk profile:
Primary - Moderate
Net cash flow -$2,000.00 -$2,000.00
Investment eligibikty consideration None selected
Closing balances $5,238.24 $5,238.24
Your account instructions
• Your account cost basis default closing method is FIFO, First In, Arst Out
a
SDNY GM 00024954
Ami7C0020C0612601 NP700306111S 00001 0515 000000000 000000 Pep 3 of 6
CONFIDENTIAL
EFFA_00135574
EFTA01276967

*UBS
Yournotes
..°.......N"...s", 0.....5...00 .7wees,ntaaomast• • a 6
CONFIDENTIAL
EFT,00135575
EFTA01276968

Business Services Account Account name: MAX FOUNDATION Your N vandal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASR1EL
May 2015 Account number. • .10
Your assets
Some Prices, income and current vaues Shown may be approximate. AS a res ult. gam aidF.055es May 0O1
be accurately refkoted Se knporunt intomefron »our your stateolenr a the end ot the cecurneM fOt
more Inform on.
Cash
Cash and money balances
Cash and more), balances ma, IndWe avalkie cash balances, UBS Bank USA decent account balances,
UBS AG Stanford Branch depoet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FIX villhn applicable limits, but are not
protected by StPC UBS AG Stanford Bran h deposit account balances an not insured ty FDIC and so not
protected by SIFC Miley market sweep balances are protected by StPC but are not insured by the FDIC.
See the Important information about your statement at the end of this docunent for de ais about those
balances.
Openng Wan« Closing balance Pnce per share Average Deddend Interest Days
Hddng on May 1 (5) on Ms, 29 (S) on May 29 (I) rate period period Cep anounl (I)
UBS SANK USA BUS ACCT L238.24 5238.24 250.000.00
Your total assets
Percentage Of Cost ES5rnaft0 Unreatied
Yale on Mal 29 (1) your aCCOunl basis (5) annual Income (S) gem or loss (5)
Cash Cosh and money balances 5,23824 100.00% 5,23824
Total
$5,238.24 100.00% $5,238.24
Account activity this month
For more infonnation *ant the airedvalue shown for restricted secant I. see Important informal about
your statement at the end of this dacwnent
Your OU&Itityl Cash Can and
Die Actinty Descoption expense code F.xe cake PelcelV Mu< (5) amount (S) money biane IS)
Apr 30 Cash and money balance $723824
co
May 18 8sa Check MARKS PANETH CHECK PAID 001002 -2,000 5,238 24
Nay 29 dosing cash and money balance 1523824
SDNY GM 00024956
ANP703020C0612603NP700306IIIS COCCI OSI 5 000:000~000000 Page S of 6
CONFIDENTIAL
EFTA_00135576
EFTA01276969

*UBS Business Services Account Account name: MA). FOUNDATION Your II sandal Advisor:
Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
May 2015 Account number: • al
Account activity this month
(contnuedl
Date Actmty Descriptcn Amount (S)
Money balance activities API' 30 Bateau forward 67.23824
May 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/18/15 -2,000.00
May 29 Closing UBS Bank USA Business Account $5,236.24
UBS Bank USA Business Accout0 is your pnmary sweep option
Awn:002003612604 N1'7000061' IS C<XOI 0515 000000000 VI 2366Iss000%ttY_GM_000249PA9e 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_00135577
EFTA01276970

Important information about your statement
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is a mentor ol al primal seamy. anon/161y ald won will °red any woe prorptly told« agent). FO110.11 Adoor
manages UBSFtJ1NlServee>adltSBankUSAae
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SDNY_GM_00024958
CONFIDENTIAL
EFTA_00135578
EFTA01276971

Important information about your statement (continued)
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SDNY_GM_00024959
CONFIDENTIAL
EFTA 00135579
EFTA01276972

UBS Financial Services tic. Business Services Account
`UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2015
iiNe700f03€8970615X123561. 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your rinandal Advisor.
SCOTT STACKMAKILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at On May 29 (S) on lune 30 (3)
account
Your assets 5,238.24 5,238.24
%Stour websIte: Your liabilities 0.00 O.00
www.ubscomffinancialservices
Value of your account 35,238.24 35238.24
Items for your attention
Help protect yourself from I raui and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Soo ras of your account growth
WNW. annuakreditrepost.com. Tracking the value of your account during 2015
Value of your account
at year end 2014 $7,238.24
Net deposits and
lid withdrawals 42,000.00
•
Your riveStnient return
S '138 2 5,2382
Change in
market vase 1000
Valuta of your account
on Jun 30, 2015 9%23624
Dec 2014 May 2015 lun 2015
SDNY GM 00024960
Ill•mhor SIPC AHP700C0001a38i57NP7000122776 C0001 06150000000003 111011 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 35580
EFTA01276973

SUBS
Business Services Account Account name: Your Fi nancial Advisor
Friendly account name:' E • I n SCOTT STACK MANLYLE CASRIEL
lune 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
tune 30 (11 your account
• Cash and money balances may include
A Cash and money balances 5,238.24 100 00% Your current asset allocation
available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
a co
D Fixed income 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account $5,238.24
Eye on the markets
Percentage change
Index Jule 2015 year to date
S&P 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10%
Interest rates on June 30, 2015
3-month Treasury bills: 0 02%
One-month LIBOR: 0.19%
AMP 7C00300103819$ NP7003122776 COCO' 0615 000000000 V1236615501I gare_Gm_000249tAgo 2 of 6
CONFIDENTIAL
EFTA_00135581
EFTA01276974

UBS Business Services Account Account name: MAX FOUNDATION Your el nandal Advisor:
friendly account name:MAX FOUNDATION SCOTT STACK MANILYLE CASRIEL
t. 2C 1 Account number: IIIIIII
Change in the value of your account UBS Bank USA Business Account APY
June20I5(3) Year to date IS) Interest period May 7 - Jun 4
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance May 7 $7,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Jun 4 $5,238.24
inckiding investments transferred
cut 0 00 -2,001100 Number of days in itterest period 29
Average daily balance 16,996.86
Closing account value $5,238.24 $5,238.24
Interest earned $0.00
Cash activity summary
Annual percentage yield earned G00%
Ste Account activay ma monthfix decals &Eames in your Sweep 0Oli out are inn uded n the gawky and
Your investment objectives:
closing balances value. FDIC insurance applies only to deposes at UPS Bank USA, not to deposts at UBS AG.
Stamford Bench or bank deposits placedthrouch the UBS Internatona Depose Account program. SIPC
protection applies to money Markel sweep fund headings but int bar* deposits. See Important ,formation
titkot your steternent on the last Ono pages a this document for cetals. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
lone 2015 (5) Year to claw 4/ Financial Advisor or Branch Manager. toucan find a ful description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your statementat the end of this
document
Subtractions
Checks and bill payments 0.00 -2,000.00 Your return objective:
Capital appreciation
Total subtractions $0.00 42.000.00 Your risk profile:
Primary - Moderate
Net cash flow $0.00 -$2,000.00
Investment eligbibty consideration - None selected
dosing balances 85,238.24 $5,238.24
Your account instructions
• Your account cost basis default closing method is KO, First In, Fro Out
SONY GM 00024962
ANP70003001039199NP7000122T]6 COCCI MIS 0000NOOS 111011 Peg* 3 of 6
CONFIDENTIAL
EF1'A_00135582
EFTA01276975

*UBS
Yournotes
..v.....o....r”....,....r..s.,,.,, ,,, ,.,,..a a s
CONFIDENTIAL
EFTA,135583
EFTA01276976

Business Services Account Account name: MAX FOUNDATION Your Pi ~dal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE GABRIEL
'C t_ Account number. • .10
Your assets
Sane pmts, income and (totem vaues Slicurn may be appioximene. As a WW1. Gains atiOssts may nol
be accuralely reflected. Set knporwa in/amnion »our your stereolem a the end ol the cbcurnem fOr
iron infornalion.
Cash
Cash and money balances
Cash and money balances may include avalade cash balances, UBS Bank USA trost account balances,
UBS AG Staflord Branch Cepogt account bmances and money market mutual fund sweep balances
UBS Bank USA deposit account balances are insured by the WC vat hn split ash limits, but are not
protected by 54PG Lies AG Stanford Branchdeposit account baanas an not inbreed by FDIC and ae not
protected by SIPC Money enamel sweep oatances are protected by WC but me not insisted by the FDIC.
See the Important information about your statement a the end of this cbcunent for deais about those
balances.
Openngbdance Closing balance Pnce per duce Axioge Drib:lend Interest Oars a
Hddng on lun l(1) on Jun 30 (1) on Jun 20 (1) rate period period Cep anounl (I)
UBS BANK USA BUS ACCT 5.23824 528824 250.000.00
Your total assets
Beicenta?? 01 Cost Faincled Urgent:I
Witte On tun 30 (1) your account basis (1) annual interne (1) bean or lOsi (1)
Cash Cash sad money balances 5,23824 100.00% 523824
Total $5,238.24 100.00% $5,238.24
SDNY GM 00024964
ANP70303001039201 NP7003172776 COCO] WI 00003000C 111011 Faga S of 6
CONFIDENTIAL
EFTA_00 I 35584
EFTA01276977

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CONFIDENTIAL
EFT,00B5585
EFTA01276978

Important information about your statement
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SDNY_GM_00024968
CONFIDENTIAL
EFTA_00135586
EFTA01276979

Important information about your statement
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SDNY_GM_00024967
CONFIDENTIAL
EFTA_00135587
EFTA01276980

UBS FnenCial Services Mc Business Services Account
*UBS 299 Park Avenue
25th floor
New York NY 10171.0002 July 2015
ANP70036505170715 VI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number
Your Nnancial Advisor.
SCOTT STACK LAANitYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call yci-Jr finan:ia! Advisor Or the
PescurceLine di On June 30 (1) on July 31 (3)
account
Y0ur assets 5,238.24 5,238.24
Msit our website: Your liabilities 0.00 O.00
‘weve.ubS,Comlf inanCialSennCeS
Value of your account 35,238.24 35,238.24
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
uecit report annually from Sources of your account growth
www. annuakreditreportcom. Tracking the value of your account during 2015
Value of your xcount
at year end 2014 37.232.24
S
Net deposits and
7.2282 withdratill5 42,000.00
•
Your MeStMeet return
2382 5,238.2
Change in
market value 10.00
Value of your account
on Jul 31, 2015 5523824
Dec 2014 Jun 2015 ILI 2015
SDNY GM 00024968
member SIPC ANP700020C0650517NP70030E3662 00001 0715 00C 03C00 000000
CONFIDENTIAL
EFTA_00 I 35588
EFTA01276981

*UBS Business Services Account Account name: Anne 101 rdEATICN Your R Bendel Advisor.
Friendly account name: t.4: Fri vil'ATIn‘J SCOTT STACK MANLYLE CASRIEL
July 2015 • =0
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (1) your account
A Cash and money balances 5,238.24 10000% Your current asset allocation • Cash and money balances may include
available cash balances, LIEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
ace
D Fixed income 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index July 2015 Year to date
S&P 500 2.10% 3.35%
Russell 3000 1.67% 3.65%
MSC I - Europe, Australia & Far East 2.08% 8.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59%
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
ARFF0002003693Si 8NPAX0063662 WOOL 0715000)3000C COMY_GM_0002440fie 2 of 6
CONFIDENTIAL
EFTA_00135589
EFTA01276982

Business Services Account Account name: MAX FOUNDATION Your /Isandal Advisor:
*CBS Friendly account nestle: MAX FOUNDATION SCOTT STACKMANLYLE CASRiEL
2 J -III
Account number.
Change in the value of your account UBS Bank USA Business Account APY
July 2015 (3) Year to date IS) Interest period Jun 5 - Jul 7
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jun 5 $5,238.24
Withckavvals and fees, Closing UBS Bank USA Business balance Jul 7 $5,238.24
including investments transferred
Number of days in ilterest period 33
out 0 00 -2,000.00
Average daily balance $5,238.24
Closing account value 55,238.24 $5,238.24
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account activrty this month for deta It Balances in your Sweep Doti ons are includedin the covring and
closing monies value. WC insurance apples only to deposits at uBS Bank USA, ml to deposits at MS AG. Your investment objectives:
Stanford Branch or bank deposits placedthrong, the UK IntelnatOncl Depose Account ixoqam. SIPC
r a e b e o l u e t c y ti o o u n r t n iV e i e e r: s s e to a t m o o n n t e h y e m it a o rk t e w t o sw p e a e g p e s f u c n ( d th h is a a -c x lin u g r s n b e u n t t m fo t r b d a e n te k r s d . e posits. Seeimportant information You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
July 2015 (S) Year to dale (S) Financial Advisor or Branch Manager. You can find a rut description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your statementat the end of this
document
Subtractions
Your return objective:
Checks and bill payments 0.00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary - Moderate
Net cash flow $0.00 -$2,000.00
Investment eligibitty consideration • None selected
Closing balances $5,238.24 $5,238.24
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00024970
airrdoodamossoSi 9 NV70[0063662 COCO' 07'5 000030000 000300 Pegs 3 of 6
CONFIDENTIAL
EFTA_00135590
EFTA01276983

*UBS
Yournotes
..o.°.w...,,P,0..,.20.0,..,,..... mw,,,y..0.en... a
CONFIDENTIAL
EFTA,B359I
EFTA01276984

Business Services Account Account name: MAX FOUNDATION Your Financial Advisor:
*UBS Friendly account name:1.1AX FOUNDATION SCOTT STACK MealLYLE CA3Hi EL
July 2015 Account number.
Your assets
Some Vices, income and current vaues shorn may Ice Etoproxiovine. As a kick gars aidlossesma/ not
be accurately ieflecied. See mtportantmtontabOn about your statement a the end ol the cecumem for
more information.
Cash
Cash and money balances
Cash and money balances ma/ include. avalable cash balances, UBS Bar* USA deroat account balances,
UBS AG Stardord Branch &pout account bdances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC val n applicable limits, but are not
poletted by DPC UBS AG Slariford Brant h deposit SCOunt balances are not intuted by FDIC and re not
protected by SIFC Money market sweep balances are protested by SSC but ate not insured by the FDIC.
See the important information about your statement * the end of this docunent for del aih about te0Se
balances.
Goering bdence Cloung Wine Pn et per share Average Dnidencl interest 0.i Si
Hddng on Id 1( I) on rut 31 (I) on Jul 31 (S) rate period period Cap amount (S)
UBS SANK USA BUS ACCT 5.23824 5238.24 250.00000
Your total assets
nerCenra?? or Cost Bbfnated Unceatted
Value On td 31 (5) your aCC0unt 133S4 (S) annual inCOMe (S) gain or loss (5)
Cash Cash cod money balances 5,230.24 100.00% 5238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00024972
ANP7130020C0650521 NP7003063667 000ol 071500000000000 Pop S of 6
CONFIDENTIAL
EFFA_00135592
EFTA01276985

*UBS
Your notes
..,.......”....... ,,,,,........o.., G. 6002Af,SM 6 . 6
EM of ....fora...numb....
CONFIDENTIAL
EFT,00135593
EFTA01276986

Important information about your statement
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SDN Y_G M_ 00024974
CONFIDENTIAL
EFTA_00135594
EFTA01276987

Important information about your statement (continued)
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and the dace of to eformaton ty is the base fa the agent sakes mat we proud. to rhomisual fundt
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SDNY_GM_00024975
CONFIDENTIAL
EFTA_0013 5595
EFTA01276988

UBS Financial Stokes Inc. Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2015
ANP70036a251 0815 Niri 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number:
Your Financial Advisor:
SCOTT STACKMANAYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Elnan,:lg. Advisor or the
Resourcetine at on July 31 (3) on August 31 (4)
account
Your assets 5,238.24 5,238.24
VIsItour websIte: Your liabilities 0.00 0.00
www.ubs.comIlinanCiakeiviCeS
Value of your account 35,238.24 $5,238.24
Items for your attention
Help protect yc-Jmelf horn haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report anntally from Sources of your account growth
www.annuakreditiepost.com. Tracking the value of your account dudag 2015
Value of your account
at year end 2014 47238.24
Net deposits and
7,238.2 vathdravals -42,000.00
Your iwestment return
52382 5,238.2
Change in
market viue 1O00
Vakie of yew account
on Aug 31. 2015 55238.24
Dec 2014 2015 Aug 2015
SDNY GM 00024976
Member SIPC ANF700020C0667251 NFMC00666S7C0031 MI5 03e. 44444 .occ000 Page 1 of 6
CONFIDENTIAL
EFTA_00135596
EFTA01276989

SUBS
Business Services Account Account name: Your R nuncio, Advisor.
Friendly account name: • I • SCOTT STACK MANLYLE CASRIEL
August 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
A Cash and money balances 5,238.24 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index August 2015 year to date
S&P 500 -6.03% -2139%
Russell 3000 -6.04% -2.61%
MSC I - Europe, Australia & Far East -7.35% 0.14%
Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45%
Interest rates on August 31, 2015
3-month Treasury bills: 0.04%
One-month LIBOR: 0.20%
AlinC002000662252 WT003065455; wog' oats 0.00030000e 0OPIY_GM_00024099, 2 of 6
CONFIDENTIAL
EFTA_00135597
EFTA01276990

Business Services Account Account name: MAX FOUNDATION Your 14 sandal Advisor:
$UBS Friendly account name:MAX FOUNDATION SCOTT STACK MAN/LYLE CASRIEL
2C1 I MIMI
Account number.
Change in the value of your account UBS Bank USA Business Account APY
August 2015(3) Year to date (I) Interest period Jul& - Aug 6
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jul 8 $5,238.24
Withcfrawals and fees, Closing UB5 Bank USA Business balance Aug 6 $5,238.24
including investments transferred
-2,ocono Number of days in ;Merest period 30
cut 0 00
Average daily balance $5,238.24
Closing account value $5,238.24 $5,238.24
Interest earned $0.00
Cash activity summary
Annual percentage yield earned 0.00%
Ste Account actirhytha month for Malt Balances in your Sweep Options are included in the qpwirg and
Your investment objectives:
closing balances calve. WIC Insurance apples only to deposits at UBS Bank USA, not to cteBosrts at MS AG.
Starni0x1 &arch or Pat deposits plated through the UPS intematona Depose Account proqam. SIPC
protection smiles to money market sweep fund hddIn0S but nut Dank Ceposit. See Important inbrinuton
e•bOut your stmement on the tau twO pages N this document tor ate's. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
August 2015 (5) Year to date IS) Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your statement at the end of this
document.
Subtractions
Your return objective:
Checks and bill payments 0.00 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Moderate
Net cash flow $0.00 -$2,000.00
Investment eligibirdy consideration None selected
Closing balances $5,238.24 $5,238.24
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SONY GM 00024978
ANF7C0020C0662253 NV7003066657 0003I OBIS 000:00001: 000303 Pegs 3 of 6
CONFIDENTIAL
EFFA_00135598
EFTA01276991

$UBS
Your notes
. 66"6. 6666.6'" 6".°66666' 6666 6',6 66,666, 60,61",,,,a6666.6 6 6, 6
CONFIDENTIAL
EFT,00133599
EFTA01276992

Business Services Account Account name: MAX FOUNDATION Your /9 nandal Advisor:
*UBS Friendly account name:MAX FOUNDATION SCOTT STACK MANLYLE CASRIEL
AuguA 2C1
Account number. In Eli
Your assets
Some paces, income and current vaues Shona may be approximate. As a intl. gains and lOssts may rql
be accurately reflected. Set important intonmanon about your statement a the end of this Oxurnem fOr
more infortnason.
Cash
Cash and money balances
Cash and manly balances may include avalaale cash balances, UBS Bar* USA depast account balances,
UBS AG Starnord Branch ',pout account balances and money market mutual fund sweep batances.
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See the important information about your statement at the end of this Oximent for details about those
balances.
Opertng Wane. Cloung balance enc. Per thare Average DnIdencl Interest Days in
Hddng on Aug 1 rta on Aug 31 (1) on Aug 3I (I) rate period period Cepmount (1)
UBS BANK USA BUS ACCT 5.23824 5,238.24 250.000.00
Your total assets
Percentagtd Cost Estimated UnleatZed
Value on Aug 31 (1) your aCCOunt Daso (S) annual Inca e (ft cain or loss (1)
Cash Cash and money balances 5,23814 100.00% 5238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00024980
ANP7C0020C0662255NP7003066657 COCCI OBIS 000:00000a 000300 Page S of 6
CONFIDENTIAL
EFTA_00I35600
EFTA01276993

*UBS
Your notes
CONFIDENTIAL
EFIA,I35601
EFTA01276994

Important information about your statement
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SDNY_GM00024982
CONFIDENTIAL
EFTA_00135602
EFTA01276995

Important information about your statement
(continued)
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SDNY_GM_00024983
CONFIDENTIAL
EFTA 00135603
EFTA01276996

U85 Financial Senices Inc Business Services Account
(;1tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2015
ANP70010153250915X1 YI 0
MAX FOUNDATION
116 EAST 65TH STREET
NEW YORK NY 10065.7007
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATION
Account number.
Your Nnancial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor Or de
Resourceline at on August 31 (5) on September 30(4)
account
Your assets 5,238.24 5,238.24
Visit our websIte: Your liabilities 0.00 0.00
mew.ubstorrilfinancialservices
Value of your account 35,238.24 35,238.24
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wrew.annuakreditioportcom. Tracking the value of your account during 2015
Value of your account
at yea end 2014 57.23324
Net deposits end
:'.238 vvittdravri -42,000.00
• tor Im9StrnEnt return
52382 5.238 2
Change in
market yaw 40.00
Vern of your account
on Sep 30, 2015 55236.24
Dec 2014 Aug 2015 Se0 2015
SDNY GM 00024984
Member SIPC A NP70009001015 325 Nr700012 0890 00001 0915 000O3C0a I OCOCO Page 1 of 6
CONFIDENTIAL
EFTA_00135604
EFTA01276997

SUBS
Business Services Account Account name: Your N nuns's, Advisor-
Friendly account name:/,':. • I SCOTT STACK MANLYLE CASRIEL
September 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (1) your account
A Cash and money balances 5.238.24 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D rived income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $5,238.24 100.00%
A
Value of your account 55,238.24
Eye on the markets
Percentage change
Index September 2015 Year to date
S&P 500 -2.47% -5.29%
Russell 3000 -2.91% -5.45%
MSC I - Europe, Australia & Far East -5.04% -491%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13%
Interest rates on September 30, 2015
3-month Treasury bills: 0.00%
One-month LIBOR: 0.19%
Amn0003001015326Ne7000120890 COCO' 0915 000O3C000 Y12366l 550 OnitiyGtoL 000244Se 2 of 6
CONFIDENTIAL
EFTA_00135605
EFTA01276998

Business Services Account Account name: MAX FOUNDATION Your Pi sandal Advisor:
*DUBS Friendly account name:MAX FOUNDATION SCOTT STACK MAMLYL€ CASRIEL
September 2015 Account number.
Change in the value of your account UBS Bank USA Business Account APY
September 20I 5(5. Year to date (S) Interest period Aug 7 - Sep 7
Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Aug 7 $5,238.24
Withcfrawals and fees, Closing UBS Bank USA Business balance Sep 7 $5,238.24
including investments transferred
Number of days in merest period 32
cut 0 00 -2,000.00
Closing account value $5,238.24 $5,238.24 Average daily balance $5,238.24
Interest earned $0. 00
Cash activity summary
Annual percentaae yield earned 000%
See Account activy tra month fo r det a I; Glances in your Sweep Options are indudedin the qwnirg and
Your investment objectives:
closing baances value. WIC insurance applies only to deposits at 085 Bank 05k ml to deposits at UBS AG.
Stasntoid Barth or bank deposits gatedthrow)) the UBS internat0ncl DeP0s.< AcC0unt pr0cYam. SIPC
protect on applies to money market sweep fund h0ldingS but mt oar* deposits. See lamming MbrembOn
about sive stseraent on the tat two Pages cl*tims caw-nem for detals. You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
September 20 IS (S) Year to date (S) Fnancal Advisor or Branch Manager. You can find a ful description of the alternative
Opening balances $5,238.24 $7,238.24 investment objectives in Important information about your Statement at the end of this
document
Subtractx>ns
Your return objective:
Checks and bill payments 000 -2,000.00
Capital appreciation
Total subtractions $0.00 -$2,000.00 Your risk profile:
Primary Nbderate
Net cash flow $0.00 -$2,000.00
Investment eligibility consideration - None selected
dosing balances $5,238.24 $5,238.24
Your account instructions
• You account is currently coded for margin
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00024986
ANP7C003001015327NP7003120890 00001 0915000030000 I0C0C0 Page 3 of 6
CONFIDENTIAL
EFTA_00135606
EFTA01276999

*UBS
Yournotes
-----,,.---„,„,..
CONFIDENTIAL
EFTA,B3607
EFTA01277000

Business Services Account Account name: MAX FOUNDATION Your Pi medal Advisor:
*UBS
Friendly account name:MAX FOUNDATION SCOTT STACK P4ANILYLE CASRIEL
September 2015 Account number. ElII
Your assets
Some prices, income and current values Shorn May teepprOxiMble. AS a teat grains alb IOSUS Ma/ riot
be &curately reflected. See Important information about your statement a the end 01 ths CecumeM for
more information.
Cash
Cash and money balances
Cash and money balances may include avalable cash balances, UBS Bant USA deposit account balances,
UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vat hn yoked< limits, but are not
protected by StPC 1185 AG Stanford Branch deposit accoum betantes an not insured be FDIC and are not
protected by SiFC Money market Sweep balances are protected by SSC but are nut insured by the FCC.
See the important information about your statement at the endof this docurnent for details about those
balances.
Goering balance Cloung Wince Price per shoe Asesage Dnidencl Interest Oars In
Hddng on Sep I (1) on Sep 30 (I) on Sep 30(1) rate period period Cap annual (i)
Ms BANK USA BUS ACCT 5.23824 5,238.24 250.000.00
Your total assets
Peicenta?? of cost EsterkRe0 UnseeiZed
Value on Sep 30 (5) your acounl oasis (5) annual income (5) con Or IOSS (5)
Cash Cash and money balances 5,238.24 100.00% 5,238.24
Total $5,238.24 100.00% $5,238.24
SDNY GM 00024988
AHP7C003001015329 NV/003120890 0000I 0915 000030000 0100000 Page 5 of 6
CONFIDENTIAL
EFTA_0O135608
EFTA01277001

*UBS
Your notes
..''....=:r7=7:::16..T,§11W_Gm,002.66. 6 0l 6
CONFIDENTIAL
EFT,00B5609
EFTA01277002

Important information about your statement
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SDNY_GM_00024990
CONFIDENTIAL
EFTA_00135610
EFTA01277003

Important information about your statement
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SDNY_GM_00024991
CONFIDENTIAL
EFTA 001;5611
EFTA01277004