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EFTA01276243.pdf
AI Summary
UBS Financial Services bank statements for MAX HOTEL SERVICES CORP. from June through August 2017, showing minimal account activity with a consistent balance of $1.13 and financial advisor Scott Stack Manilyle Casriel. [Rating: 6/10 - Substantive financial documents showing corporate account activity, named individuals including financial advisor, and specific financial transactions during a relevant time period]
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Extracted Entities
| Name | Type | Context |
|---|---|---|
| New York, NY | location | Location of UBS Financial Services office at 299 Park Avenue |
| Teaneck, NJ | location | Mailing address for MAX HOTEL SERVICES CORP. |
| MAX HOTEL SERVICES CORP. | organization | Account holder at UBS Financial Services with a business account |
| UBS Financial Services Inc | organization | Financial institution providing private wealth management services |
| Scott Stack Manilyle Casriel | person | Listed as the financial advisor for the MAX HOTEL SERVICES CORP. account |
Full Text
U85 Fivincial Services Inc
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York IW 10171-0002 June 2017
ANP70010738110617 X1245 Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK W07666-0308
Account name MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number
Your Unsocial Advisor-
SCOTT STACK MANILYLE CASPJEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00, on May 31 Cs) on lune 30 (5)
account 029323655
Your assets 1.13 1.13
Visit our website: Your liabilities 0.00 0.00
swow.ubs,comainancialsewices
Value of your account 11.13 $1.13
Items for your attention
our lees, charges
and compensation, please set
ubs conegudetorees and
ubs cceniaccotntdisclosures Sources of your account growth
Tracking the value of your account duriag 2017
Vzdue of your account
at year end 2016 51.13
833.1 804.t Your nvestment return
Change
market value 10.00
Value of your account
omen 30.2017 $1.13
1.1 1.1 11
• •
DK 2014 Dec 2015 Den 2016 May 2017 un 2017
SDNY GM 00024012
PA•mber SIPC AH870080001073811 NP70133126T 18 00001 13617 003000000 Y123655550 110110 Pogo 1 of 6
CONFIDENTIAL
EFTA_00134632
EFTA01276243
SUBS
Business Services Account Account name: MAX HOTEL SERVICES CORP Your Fl asocial Advisor.
Friendly account name:MAX MO SCOTT STACK MANLYLE CASRIEL
June 2017
Account number: 212-821-7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30181 your aCCOunt
• Cash and money balances may include
A Cash and money balances 1.13 10000% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0. 00 0.00% account. VBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about war statement on the lest two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account $1.13
Eye on the markets
Percentage change
Index lune 2017 Year to date
S&P 500 0.62% 9.34%
Russell 3000 0.90% 8.93%
MSC I - Europe, Australia & Far East -0.15% 1423%
Barclays Capital U.S. Aggregate Bond Index -0.10% 2.27%
Interest rates on June 30, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.22%
Art7000300107301 2 NP70E01261l e 00001 0617 00=000 VI 23655550 1I ligtitiyGm00024,:pase 2 of 6
CONFIDENTIAL
EFTA_00134633
EFTA01276244
SUBS Business Services Account Account name: MAX HOTEL SERVICES CORP. Your Pi sandal Advisor:
friendly account name: MAX HOTEL SERVI SCOTT STACKMANtLYLE CASRIEL
2017 Account number. 212-821-70001800-308-3140
Change in the value of your account
June 2017 Cl) Year to date (S)
Opening account value $1.13 $1.13
Closing account value $1.13 11.13
UBS Bank USA Business Account APY
Interest period May 5 - Jun 6
Opening UBS Bank USA Business balance May 5 $ I 13
Closing UBS Bank USA Business balance Jun 6 S 1.13
Number of days in interest period 33
Average daily balance S1.13
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Capital appiecution
Your risk profile:
Pnmary - moderate
investment eligibility consideration • None so1ected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00024014
ANP7C003001073813 NP7003126118 COCCI 0617000000000 Y173655550110110 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 34634
EFTA01276245
*UBS
Your notes
...,......, ,,,,.. ,,.... ,......s,.,,pgppiy G. .O,.,,,, s al 6
CONFIDENTIAL
EFT,00134635
EFTA01276246
Business Services Account Account name: MAX HOTEL SERVICES CORP. Your A sandal Advisor:
*UBS Friendly account name: NIAX HOTEL SERVI SCOTT STACKMANLYLE CASRIEL
fur Account number. 212-821-7000/800-308-3140
Your assets
Sane ()noes, income and current vaues shown may teEpproxiffene. ASS teat gains enCllOsses may not
be accuralely reflected. See rmponant inforennon about your statement a the end of this Cecumem for
mole infornason.
Cash
Cash and money balances
Cash and money balances may induct+ avatar'e cash balances. UBS Bant USA depoot account balances, UBS Balk USA and a UBS FDIC Visored Progan Bank deposit account tOE/Xes are insured by the FDIC within
UBS FDIC insured Rogan Balk Etatances, UBS AG Stanford Branch ceposit account balances and money applicable lint but ale not protected by SIFC. UBS AG Stanford Branch deport account balances zee not insured
market mut utl fund sweep balances. by FDIC and ae not protected by 5110. Money market sweep balances are protected by 51K but se not Insured by
the FDIC
See the Important information about )our statement at the end of this document for detail, about those
balances.
ocenngtkiance closing Cadence Price Der share outrage DrriOenci merest oafs in
Hddng on run l (I) on Jun 30(5) on Jun 30(t) rate period period cep amount (5)
UBS BANK USA BUS ACCT 1 13 1.13 250,000.00
Your total assets
Percentage of Cost Estimated unrealized
value on Jun 30 (I) your account baits (S) annual income (51 on or loss (S)
cash Cash and money balances 1.13 100.00% 1.13
Total $1.13 100A0% $1.13
SONY GM 00024016
AhIP7C00300107381SNP7003I26III3 0000I C6I 7000000000 Y123655550110110 Page 5 of 6
CONFIDENTIAL
EFTA_00134636
EFTA01276247
*UBS
Your notes
..,....e., ,,,.. ,,,,... ,....,...negmy G. 0002<f/I46e 6 .1 6
End of statement . account num.'
CONFIDENTIAL
EFT,00B4637
EFTA01276248
Important information about your statement
U3S Fr racial Services Pc. (the km or UBS Fnercia her fromyou no later then 60 days alter the Fon dams for mat Babnathey brochre marble upon • Aortae Combination of Income end Capita%
Servas), is a member of all principal swishy, cemrroday um you the list statement on With the error or tegatell or at saw *c.o., The SIC asset pretence. Appreciator. Investments Mang both the generation
and epteris exchanges. UPS Financial Seniors and 1.85 Facblem XPered. link apply to all moms tut you hold in a oracular of scone rd (wombat pritripal.
Bank USA we i-diect subsdenes of UPS AG and - Doaneyou name ad ace am nuster (4 any) capwity.
affiliaes of UBS Sautes LTC. The Fun's I hanoal - Cesabe to error or tie trawler you re inure the Fu n. together nth certain affiliates, ha also Overall risk profiles
statement b available upon reahest The Fenss moan* about, adP olon as clearly as you can why you purchased mplemetinaraxe The ma. mum • Comerrattre. Seeks to manila nitul pax Pal with
offices rot a. believe d is anent a say yw need more amount payable te at elgble client, whom& titer low rib ad Manny to the attune carat even if
information this protester. is 1500 mllim as ol December 10, 2016. that mere to accosts does not generate signifies/a
UBS Financed SereCeS lx. - Pima. the doles arrant of the suspected era. Subject to the poky:andiron at limitation, cash a income a resin and may rot Peep pace with
1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflation.
Weehawken, RI 07086 The Firm a Card Issuer wa Westgate your carailan aggregate kr all your accounts held n a panther • Moderate: Willing to accept sane risk to wincipal at
and MI comet a-ry error promptly. For alleged orison capacity. A ha ropy of the pacy wordeg n araibble tolerate acne volataty to seek bother returns.
L T B hi S s F S i t n a a te n m ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t o . n O b t r h o e f r f i r c e i r a e l a re d c s o , m rd e o a f y t ou' m en o o re lv t in h g a n U B 1 S 0 V bt e ut r r t e * s b sd e a y c s a - t d o t r t a h n e sa n c , l e w r e e . W if O w c e re ta d k it e won request. • A hi g g g h r e v s o s la iv t e il : i t W y to ill r r e g e t k o h a i c g c h e r p e t t h ur i n j , s r o in u k r t o tim e e n . n ead and
official tr drounents. contanng conllinng data should yea acorn for the amount you thnk 6 in error, so that The SIPC protection andthe supplemethil protection
rot be relied lath II you beam* there 6 en era a you we haw the use of the money dung the One n both do net apply to • abestment Elgoliky Consideration: I selected a
omission please report it immediately n writing to the takes us to complete our imestgation. • Certain financial wets controlled by (and innaled lefetiOn of the MOWN her MA account may include
Branch Manage of the Woe wvig your account. your account value) but hell away from UBSFinancit carpet strregres, tented liar* and geate
Please mate all checks payabb to the Fern or the Smears (e st. certaina/deposits at affiliated and non- solitary.
Allhowth al Noires shown re Wended to be accurate, financial insto.nipn ndcated on the front of the affiliated bats 00 nsurace products, nclaing
statement data *cad not be wed kr tam purposes Rely statement In addition to regter accord lin accounts variable arrules, and big shares of mutual funds Statement shoureholdite
noels on yethend tax kerns. (Le • Form 1099. 5498. may be abject to mareena-ce lees, charges for late Mew such shires are registered away in the name We may consoldate t related account statements with
10425. etc) when Drepamg your lax return. The Fim pommel kr securities purchases and charges kr unpaid of the account hoderth the books ad records of the the sane address in the sire envelope, eg because
required by law to report to the IRS all tamable dreamt. imams n cash accotnts Accounts that re transferred issuer or trawler agent); they hare owners who also mantan yam accent
reports/de ronsauble anima and usable enema to other instatens may be subject to a Vander lee. • investment contracts or mesh-new eeerests (e.g., rebtiornhth web other dents at the same edam. If
end en twenties held er pis masa net proceeds limned partnerships ad private placements) that are you prefer to receive indisidual statements mailed in
co sale breast ore, rd cost basis ancertain covered UBS Sweep Options not registered under the Securities Act of 1933; ad separate metopes, you maydecline householding by
sterile.. LES offers options ter sweeping cash balances to balc • Commodities ca'*acts tog. fr eign inchanw and caleg your Feunual Adwor.
C • • r L o P t a a o e f l v e t d f t h a e u h e s e r i r e r s m t f h r t i s n i e e i e e l / a r s a n p S t o c k o r e o o d i d n o t a i e _ i s i s m t s r w t h i t i e r i y s i u s y t o n h I t u o m i o r o t t r e h U n r i a s s e B m t a l F o c S l s r o i E n t , P m h i n r n n e o e d t n t / e o n u c a p e d ti a l o r e S g t n f e e t A y r n o v o c s i f u c t l i e r ( e n S s r d c , P w U h M A 3 r t T o s i 5 n r n g D b b P d w th a a e r e o e n n i p p l g k k o n l o r s s s a e r s , e m p n e t m a a I i a r n o a n c n c t n c r i e a c c e o e r o t i u F n y t p u h n a ! D a T n a t t s t I i t w n o l D O a a n g e i l m a l t e n n W U l t u o W B m t r e n h S e t - u e d a o B A t U f i u r f a n c i B a m l k i c a a l S f c o U t u F e c M s S n D o d t a d r A I b d ( n C s C a a a a a ( n n M g A n t c e d s s ) o e m n t f n r a w a o e e e d n d n y i t c - t R h D u a S A F e f m e a f D c p il t : o c a I i i n C a a s o l e t t i r e e t e s m o d d t s l . e t s . n a t i o n h o p n a p e t t p y r h e a d S l e o e c p I P u m r i p c o . r C o l u e a y s m s p w n n s r m t m t e e o e a m t e t o l l h e p v d t e e c a r i a s t o r t l y i e e c o t s e o s o n n c . p n o a e t t t T f i r i n o m a o h y d n c e n e t t d o s S h c a ) o o w e V , i n n n i C s n n t s o u r c p e a 4 t p l s r c u p p o t t t h d r l r s t e o n e e . n m e t y c a e n e t o c ( i t o n t e s t h t n n a ( a e M u a g l r r p w - e a o d r s i r t s o s h c t e t t h e o e c A e n c r h t t m a i a r o a s n n a c g a t x d e s s o F y T h b c o h a h y ri s o u e c e s r n e F n e F o n r d n i r e t i l l e a b y e n n y c g d e d t a l y i y o l r l y o g a e n u e c f y s f r t c e e m o % o c w u t a i m n n a s F e s t e n i i - n m s n a y t a n o a y e m o u t m r e r u a e a i l w s , A c a i t c c t h h o h C r u i o y s t n u W o o t g u r k Y h r r e c O e r u c i n q o u t t h r n h d e k t h S h e n e e a i r d p v X e i i c n n y e g a s m or e
F br h o a k n e c r i a b l y S a e rr a a m -g s e c m a e rr n ie t s w y i e n a t h la e w ed n c ( a t a e s d d i a n r s i l n it g ut en F ac a c o m u o n r t e s a in t f U o B rn S a A t G ko S , t p a i n m f o a rd v B is r it a * n w d e , a e n fd d i s c h .w or a e r s . e o n f tomb r o e t s h u e l r t w o i f s e m ) enet movement, issuer bretruptcy a Account overview
We informed hat of this relatAnthg• when you Money Fuab are not hared by the FCC • tram of your anantrportfolo. Net of assets and
opened this wain. h this cast your irth and Dividend Reinstate.% Prop:ern (DPW) labile es
stories tre boated a U85 financial Senate and rot Through the DA, cash balances we swept to deposit The price reflected 6 an average price. You may obtan • Asper, Includes awaits cat balances. yaws for
the immixigbraer, and you raw make a man accounts at UBS AG New Yon Brarth and UBS AG the actual price Iran you financial Adidas Ore Nab restricted security (est ), and GlobalTim Deposits,
of thy error or emission to both firm Caen.' Branch. These deposits are not insured byte thaw are purchasedunder DPW; partial alms well be unrealized marks to market, and certain assets not held
• As devoted in the account agreements, yw rrust FIX. Balances held at tee LES AG Cayman Branch are sold ad the cah vra be deposited et your account The by tie Fat Does not in&de wasted secuntieslassets
roily us of any ewes or fraud involving d-ecks tenth:only thawed to the sovereign rift of the Cayman &ricked reewesenent price applied by the War may at the erd of the pnot and curent statement penods,
refleCledarlyour statement within 30 days awards blinds. ad there is nog...rine or whet obis/hen of Mar liom the nude price at trench the patial shun pima iwestments, invested stock options a-4
mailed or made avelabla. LIBS AG 10 repay the balances while on the UBS Cayman re sold emackable nod options
• Please died *sonar complaints or ixathes to the Branch's bales. • Liarboos Faiths debit balances, outstanding moron
Fimss C Fent Relations Department a 201.352.1699 Cesh-Slieu Ions, credit lint shat account balances.
or tolUree at 8C0-354-9103, 8:CO A.M. to 6 OD P.M. Bank deposits are not protected by 547C. Money Fund Wry whole urns maymaybe herd n ps anoint. If you at • CasMeoney balances. Total of uninvested avalate
ET Mondry through Frday, a in wing to WS shires we protested by 51K. See "UBS Finned Sanas moiled to a paid um as a result of a cluiderripapant cash balances, plants deport Winces at Oared ani
Fewmal Semites ha, Client Relatiens Deparomot, decant Detection' below. or *mouse the siim will ether sell panel ire, at norhaff Wood bank, a-dreammann mutual Sad
P.O. Box 766 Union Ciy, W 07007. market pik, Cr accept an arrtarn determined by a sweep batances, at the cbse of tie Orient period
• A 0 slaemeres shall be deemed complete ad waste Li:enJour request, banes n the bare depositsmew be registered cleans agency, ad credit your acorn. Non.cornmodity Ire, creak balances in yos axon are
if not cOoted to in welting within CO days winchawn, ad shoes of a Money Fan may be not segregated from other balances and the F rm may
• Fa TT' services_ Call 844412.0986 or boom outside beheaded and the proceeds retuned to you a gout Inviable,* objectives use any of these finds h the ortenity rouse el is
the US.: Cal 201.3521495 spathes acectre The erwilmeri objectives and mist profile /respect& to buttress. Thew funds arepasta wen your dema-d.
• F c k In e a n - r c u o d e n b t c r r t a u r o a n t f s n k a o s n c f n e t e o r r o e W n s s s o O , I r c x d , a . b l a , l B i s 1 t 2 t 0 p e 0 0 a . r 0 y 7 e m 6 H a 2 e a b - n r 1 o b t 0 u c o 0 e t r 0 B a U . n P l o v S e r d l w V e , 6 c i e t 0 l r e 1 o r / n i 1 t a i o c 0 b 0 U r i P , l S F m h a e m t l h p u e i b n r s l g l c a c o u m m m r a s in w s ir e ° e e a e p b r y n o a u t l t r a a a t v e f a r s o i l a a m n b d l y e o O s u w l r d e F s e r , a p i n s o c p a i t v s i a o ' i n A la s d b , l v e i a l« t M i e s n a c v a c o e h n w a a f m r c a a c e n c o m h t u c t n c e h b t a t a e h n c n e g t d e i F v m i i e r n m a s y . y o p F c u ro o a r r r y f n n e o b a a t e h c n t h r w c i a i n e a c e l a c s n g o i p t e u u i n a n t , t g h i o o a e n f c o t c a i r o y y u o n u ts L F T o h e r i n s d d to e in t t a g a l I i 6 n d f W o hi r c i m d rm e a s t a i t o t i i o n n n t i a e n c t u h r e re F n ir t m pe 's r b io r d a cl n os , i p n u g n va k k a a s e.
Weehav4.0% NI 07086, Atn RIAMESO. Sakes, a by calling KO-762-1000 choose the of the following investment doyennes: an (Subsume. refer to you Clew Relationship
• Rada Comentincont Investments seekig the Ariel-wit a Arent Agreement and the General
Cal a write as soon nye./ can, if you tiCk par UBS Financial Services meant protection generation of Wantonly. Tema and Conditions UBS Statement of Credit Pactices
statement a receipt is warn or 4 you need more The Firm e a minter of the Searnies hvestoi Protection • /*chew Capitataporeciabon, hreaments seeking mailable h Agreement; andOisclosums a
Womaron ran a transfer on the statement or Cop:ration (SIPC), winch protects acuities netomen growth of principal rather awn the generation of weterebt enngternraernelnerrat
receipt. The Film or Card bsuer (as applcaltdmast of is merrters up to 1500,000 (including 1250.0X/for income.
SDNY_GM_00024018
CONFIDENTIAL
EFTA_00134638
EFTA01276249
Important information about your statement (OBTAINS)
Yes area obtained ad may not reflect an acted market price • Restricted securities. Restricted securities getralkr — Our affiliates also receive rang renvnissum erd
Your Pitarrent itemtos securities rd other assets held a vent we rot currently elgble for public sale. UBS Pinta& offer compernatian Iran mutual funds end Monne
tithe arcant al the end of the steamed period. You — Certain positions may appear will-eul a pier rd Service, we to innoi price did unrestricted stock cempanin whose products we &triode.
may ask fordovery of fule, pad seastin at emir time. will sinew as • irks was not availabb • if we are of the sane issuer as an mputed value fa the — We wine n a-rualfee from L85 Bank USA ad
You ma/receive securities used as loan collateral ether unable to Mien a once for a cavity. restricted slack for domes of eta statement only. To U3S AG Stanford Branch of upto VS per rant
paring try balance di: on them. bey securities - Deposits a securities denominated isairlines the Mari fiat redacted seines are elgble la sale, sweeping to the 'oinks uncle the ties Bad Sweep
tenderfeet to to Fins drirg the statement period are ate. thin U.S dolls, at reflected at the 'whinge the wile received my be wbstantialy lets than the Brogans
heed at make value as of the end of the sternal rate as of the nehmen date. inkkad value to....
period. — For certain searnes rating in non-conf onning Activity
• Cart basic n determine the cost basis of the denomnationk pnce and quantity (face wise) may • fat. (estinialed) income, current yields and rates. Information regardng commasens and other dunes
scalds included n this statement, where indicated hive been adjusted to Indere MP. valuate^ An estimate ol astral name rs based on current incurred in carnecten with re execs:lenof trades,
wih the number 'I,• LOS Fronde Santee has relied To cbiain oared quatatans, when amiable, contact dividend erd interest rale% attuning fie invites will inducing00bn tranuctions hen beenincluded an
en information (brained from sources other ihanitir5 oar Financial Arleta" be Midler an year from slimed date or ma confirmitions previously herr:shed to you, ard will be
Financial %nests. including illarrietion from another nuttily. This esterase is °die gukleine; accuracy provided to you promptly On request.
Inn a that you may have provided to you Fina-cial • Private inveetments did structured products. and continued mord are not guaranteed
Adrisor. The Firm does not indeerdenkly verfy Private nveumene wands (re Wing cited — Estimated anal dune rd current yeld fe Short sating
garirdo• the acaracy a widity of my idorrnetion pewter ion program end real estate onwstment trust certain byes of Nantes could suicide • erten of If you x• engaged in short selling a secuSy, you may
provided by souces other than U35E:vadat Senices secure es) and structured prances are gonwalk. highly principal or recital gains in which rase the est incur a charge due to certain torroverq costs kr that
naiciticrt, although UES Financial Senices generalt &pd. Colin structured ra0CLCIS law not been income (ad current yield would be overstated. Particular seam.
updates fro demotion as it is received, the him registered with the Securities and Exchange — Estimated anal hcane and curent yield and the
does not provide art assunrces the the nfamation Canntion or under ay state studies laws. We Mai Mourne ad yield mitt be lower a high's Opts orders
sander "Cost base rd "Unrealced gar/ low- is petiole *stinted vales for private inurement than the estimated amounts. Regarding open or 'goodiatancelee oder, that
accurate as of re date of this statement. As such, stades a-died-lured products for Harnett:rut — An *climate of aruaked income (dividend radar were not executedbythe stamen date. open buy and
please do not reilt on this rdamation lo make wrests only Arany ens. guaranteed. interest) deeded by the current maket set stop ceders are redaced by the mount of dividends
purchase or sale decisions. la tr.wares or — These odes may differ starting" tom prces, vanefaverage balance* based on the last dividend or rifits on wt exrdividerds a evrefits date unless
°themes* Accounts turaletred to tie Film may any, at which a petiale iwesentra security a or rarest payment madebythe issuer and instructed of edid by yoi. You are entomble for
reflect gallon alternation only fa the period of structured produce may be Matti or sold and do ammo. M seadierkleposits sill be held for cr. orders that re executed die to your lalure to cancel
tine they are held at the Fain More hidorical rot necessrir rep-earl the value you may receive year barn tie statement date or until many. Orating Men orders.
itn,attn can be actied by your Inertial Advisor. scan liquidator. Accuracy and continued yield are not warned
— Third party estmatesol rake re as cl a certain Priem
• Urnialleed ganeriedes When data a arailabb. date ant we supplied to UBS Finencial Services on a • AMU not heed by UN Pinandel Services. Certain To obtain a copy of as anent Client Privacy Najd
*striated urealind windlasses an celculated la regal bar by an independent venation firm. assets are rot held by the Fern and not welt" the please redact wits Financial Advisor or vide ar website
securey lots. The transaction data for — acute, general Paine, or sponsor estimated relies, inn's possnsbn or armor These assets are totatiaatitilftiaListiltit.
hfitinal ids may or may not ref lest animas:ans. d are, are .;plied tote Fm titheissuer, dredeyed on yos statement for informational — LES Firuncial Services a not a bait. The RIM, Business
charges andor security reorganization events. general partner or sponsor and my be cakilated purposes only. Positions and values presented are Services Account BSA and SMA are brokerage
Deeded and are, reinvestmeni lots and traumatic based on dfferent trioffneton Iran rat used by provided by to issurg fern UBS Friona& Services a accounts which donde access banding ernes end
purdnese bit are eachcombined to dispLy re rid parties to chnw their estimated values. not respirable for the inkmation and din not predict Ih-cugh arrangements with affiliated banks
averaged lot The 'Trate date totem presents the — You can obtain adder:ref ilormation regardirg guarantee its accuracy. These netts a. rot protected and other rid-partybank and provides access to
aged transaction wade date. to merablogyused to determine the estimate of by SIPC or lx Firm's supplemental5'PC coverage. hareme and amuty predicts issued by snaftilialed
value at the date of the donnaton that is the rird-prty insurance amprnes thrcutfi insurance
• Callable pecurktie Bonds and retaid Rod the bask for the estimate by conertirg your Fined:al • Revenue during and additional condensation. agetyabsirkties of WS Financial Senn Inc
the kruerces for tab redemption win be selected Advior. - h a:Whim to carnmktin cah sales and 12b. I fees — irmrstrrent, inure-re, rd amity p-ccbcir
Orpalialt by lot Iran anxrp all securities of fiat — Third party estimated vanes may be reflected as neared in connection with the distriadifi of mutual — Not FDIC dured• No bank guarantee* May lose are
axe held hour need a en nominee name for as *Not aided in several Austin: when an fifnth to our chats we actor our affiliate rice-hie - BMA. Iesane Management Account. Business
clients Call lean Mamie, a cbtaned from third ideperdent valuation Inn has not suppled a motor sharing payments tan distrtutas andor Services Account SSA, IRMA and demational Resource
partite and at accuracy is not guranteed. Other call usable to astir a vane, when we based aware advisors ol the maid lured tat we sell. These Management Amu* am registered service maks of
leans may end which mead affect Weld complete that a materielfient has occurred that may call a smarm aft bred on two different carrporenti: (0 LESFirenrialSenicis lx.
inktmatifi trill be receded upon request previousy repined alt Ito quegion, or when a to aware of safes by ILSS of a Peatirula- "Owl — VISA is a registered vademak owned by Visa
value would to highly speoilatrie due to fie nature krd fa rtily to ourclents; and GO fie asset sake of a htematifial Sent Asvocetion ad used under
• CatititARes of deposit (CDs). CO, are FDIC routed °Ire many. particular minal hid lanais shares held a to kense. The UBS Vita credt cads and the UBS Visa
sp to 1293,000 in principal and armed interest per - When niter an tuna, tamer al partner or sponsor Inn. debt cards are Mud by UBS Bank USA with
depositor ad per depository inaikeizers inaccordance estimated value nor attend-pay estimated value is — We ad our affiliate also naive ramrod ing ard permit:on from Visa U5 .4 Ircorporated AR caw
web FDIC mks. prowled the raid of the secuty vrill te drifted iambus proressi-g fees in consideration for trendy vademaks, registered trackmerks, woke marks and
Iran 05pm:hese once. agent viewers that we prank to re mutual funds regatered service marks are of thew respected
• Pricehalue. Prces die:amitotic, securities and other — 'Distributions to date may include roan of These fees generally at paid from investor asset n riceipires
docket may be higher or easier than the price thai wild tisane or both. Oro mutual Fund and are a feed dant arrant based
yai would actually receive in the maker PrXes are - 'Original unit size retattents the nitol offering an the number of accents at the brolier.dealer UBS Financial Services Inc Rev. 201705
<trained from trans rid pry sources Mitt we Price per unit ad may not reflect your cost baud hokirwreinal finds of that fund family
beaeve to be retain.* but we do not guarantee their — DIP and unlisted REIT stashes are not listed en a - h ad:Monto commesims received in correction
accuracy. national dunes exchange and are genet* with the safe or distributionol annuity contracts and
- We general& use the closing price when ~lise a algid and own a they can be sold. the price mit inveanart butt tat to Ca client., we ardor
ire mean of the bid and a* prices fcr hsted Mewed mW be Ian tan tic per share estimated as mate receive revenue sharing cortpensation
securnis ad options a one, bid prices tor OTC value provided in the account statement. Iran many of fie bowfin <crimes srdenceiting
leashes. the annuitycontrast *fibres of theinnate
— In actiwt traded 54.0.rnes maybe anted usng a convenes or sponsors of the sed investment trusts
valuer en model or the most recent price we se &tribute.
SDNY_GM_00024019
CONFIDENTIAL
EFTA _00134639
EFTA01276250
UBS Financial Services ex-
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2017
swp70036426370717 Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK Nl107666-0308
Account name MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your Unsocial Advisor.
SCOTT STACK MANILYLE CAST EL
Fficoe: 212-821-7000/800-308-3140
Questions sboutyour statemest? Value of your account
Call your Financial Advisor or the
Resourcetine at 800-262-1800, on June 30 (SI on July 31 (9)
account 029023655
Your assets 1 13 1.13
Visltour websIte: Your liabilities 0.00 0.00
www.ubs.comffinancialservices
Value of your account 11.13 11.13
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your scar unt growth
www. an nuak redit report .com Tracking the value of your account during 2017
Value of your account
at year end 2016 31.13
S
333 304 Your nvestment return
Change in
market value 90.00
Value of your account
on kd 31.2017 $1.13
I 1 1 1 I1
•
Dec 2014 Dec 2015 Dv: 2316 iun 2017 Of 2017
SDNY GM 00024020
Member SIPC soP70002000642637NP70030605S4 00031 071 7000000000 Vi 23655550000000 Page 1 of 6
CONFIDENTIAL
EFTA_00 134640
EFTA01276251
SUBS
Business Services Account Account name: MAX HOTEL SERVICES CORP Your iq Randal Advisor.
Friendly account name: MAX HVIEL SERVI SCOTT STACK MANL YLE CASRIEL
July 2017 Account number: 212-821-7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 a) your account
• Cash and money balances may include
A Cash and money balances 1.13 10000% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account. UBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about mu statement on the last two pages of
this statement for detais about those balances,
E Non-traditional 0.00 000%
F Corrrnodit ies 0.00 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account 51.13
Eye on the markets
Percentage change
Index July 2017 Year to date
S&P 500 2.06% 11.59%
Russell 3000 1.89% 10.99%
MSC I - Europe, Australia & Far East 2.89% 17.53%
Barclays Capital U.S. Aggregate Bond Index 0.43% 2.71%
Interest rates on July 31, 2017
3-month Treasury bills: 1.07%
One-month LIBOR: 1.23%
Awe700020006s2638 woo:Ice:6m Roca! 0717 000000000 v123655550 0301wGM000240tilge 2 of 6
CONFIDENTIAL
EFTA_00134641
EFTA01276252
SUBS Business Services Account Account name: MAX HOTEL SERVICES CORP. Your 3isandal Advisor:
friendly account name: MAX ligIEL SERVI SCOTT STACKMANLYLE CASRIEL
July 2017 Account number: 212-821-70001800-308-3140
Change in the value of your account
IL.ly 2( /(S. Year to date it)
Opening account value $1.13 $1.13
Closing account value $1.13 $1.13
UBS Bank USA Business Account APY
Interest period fun 7 - Ju19
Opening UBS Bank USA Business balance Jun 7 Si.13
Closing UBS Bank USA Business balance Jul 9 81. 13
Number of days in interest period 33
Average daily balance 81.13
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the (drawing investment objectives fix this account If you have guts. tions
about these objectives, disagree with them, or wish to change them, please contact your
FMancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apptecation
Your risk profile:
Pnmary - Moderate
Investment eligibihty ccotdaratton - None sabered
Your account instructions
• Your account cost bast default closing method is FIFO, First In, First Out.
SDNY GM 00024022
AP1P700070006r2639 Ny7003093554 0000i 0717 OOO)DCOOO Yt 27655550000000 Pap 3 of 6
CONFIDENTIAL
EFTA 0013464?
EFTA01276253
*UBS
Your notes
m............N..“....... om.....,,,......,,,,,,,,,,,,,, • a 6
CONFIDENTIAL
EFT,0011.503
EFTA01276254
Business Services Account Account name: MAXI-401EL SERVICES CORP. Your Illnandel Advisor:
*UBS Friendly account name: NIAX H01EL SERVI SCOTT STACK MAIWLYLE CASRIEL
J*7 Account number. 212-821-70001800-308-3140
Your assets
Some pncet, income and Current vaueS Shore, may be Edpiddinale. Asa test*. gam and lOsses mar mot
be Etcurately reflected. Set Aportanonfonnabon Stour your statement a the end of the dxumem to,
mote Information.
Cash
Cash and money balances
Cast, and money balances may incite.t avalaie cash balances, UBS Bank USA depost account balances, U85 Bank USA and al U85 FDIC insured PrOtyam Bank depOSit tcCOuntb08-Kes are injured by the FDIC within
UBS FDIC insured Rogan Bank Balances, UBS AG Stamford Branch deposit account taasces and money applicable Ina, but ale net protected by WC. U85 AG Stanford Branch des:out accourt balances at not insured
[mike mutes fund sweep tedanCeS. by FIX and are not prorate by 5IPC. Money market sweep balances are protected by 51K but am not Insured by
the FDIC
See the Important information *bout your statement at the end of this document lot detain about those
balances.
openngba Sue °acing Cadence Price Per Shale Average Dun:Jena Interest DayS in
Heldng con) 1 (t) on Jul 31 (5) on Jul 31 (1) rate period Peeled Cep mount
UBS RAW USA BUS ACCT 1.13 1.13 250,000.00
Your total assets
Peron/sr of Cost Estimated unteeirta
VJue on JU 31 (1) yOuc acc0unt teas (5) ante incare (5) gen or loss ($)
Cash Cash aad money balances 1.13 100.00% 1.13
Total $1.13 100.00% $1.13
SDNY GM 00024024
ANP70002000642641 NV7003060664 COCCI 0717 000:00000 Y123655%0000000 Page S of 6
CONFIDENTIAL
EF1'A_00134644
EFTA01276255
*UBS
Your notes
..n..ano,.....nocon.sunao. 6 61 6
End ots........n,numbe,
CONFIDENTIAL
EFT,00B4645
EFTA01276256
Important information about your statement
L. Financial Services Pc. (the ffirn or UBS fn erd' her I romyou no later then 60 days ate the Fm dens for cash). Elobnatay broths* avai0ble upon • Aortae Combination of Income and Capita%
Serene). is a mentor of all principal secuRy, cemrrodey sent you the lest st lit4014.11 on Wash the ems or repast or at ~wept. org The SIC asset protection Appreciator. Investments seeking both the generation
and cohere; exchanges. UBS Financial Services and 1.85 Problem atheard. link apply to all accesses tut you hall in a particular of income math growth of precisa.
Bank USA ore tilled subsilones of UPS AG and - noted, sow name ad xcare nutter (d any) capacity.
afti haes of 1.85 Secures LLC. The Fires f hensal - Cesabe to error or the nosier you nature The Firm together kWh certain affiliates, ha also Overall risk profiles
statement is available upon request. The Fim's estate& about, ad evplain as <hark as you can why you purchased snakmestalinsvaxe The monism • Conn/rake. Seeks to manUin nitiel wee pa, with
calkos are a. believe d is anent a why you need more amount pald ab to at elgble diet, coercive& imder low risk ad solitary to the attars ourat teen if
normanon this protection is 5500 million as of December 10, 2016. that mom the accost does not generate significant
1.135 Financial Serraces lax. - Providethe dolor amcomt of the suspected era. Subject to the poicyardikes ad lernithiens, cash at income a resin and may rot keep pace with
1200 Harbor Boulevard the Firm isfurther protected fa up to $1.9 million n the inflation.
thechetWen. N107086 The Finn or Card Issuer sva :sample your <emplane ample for all you accounts heed n a partioulai • Mockrate; Wiling to accept sane rids to pincipal ad
and will coned any ems acmptly. For alleged errors capacity. ABA espy of the poky watlig is wade& tolerate sane volataty to seek hirer returns.
L T B hi S s F st in a a te n m ci e a n l S t r e e rv a i e ce s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a c l r r e d c s o , b rd u o s f y t o ur m M o o r e e n th "? a n U 1 B 0 S h Vs e a l e e d a e s b d i a t y c s a t d o t M ra O ns W ac , t : w e e ra w if i l w l c e re t d ak k e LOCC request. • A hi g g g h r e v s a s t i / v tr e a : i t W s t i o lin ra g g to h a i c g c h e r p e t t h ur i n ;h s r o i v le e r t o tim p e n . n opal and
Mittel las documents. contanng conking dka should you axon for the amount you that 6 in error, so that The SIPC protection ad the supplemsthl protection
not be reliedithan II you bedew thee ben firer cr you wel hove the use of the money dunng the tine n both do not apply to • Mniestoestagffiraky Coma/ration: I selected a
'minen peaty report it immediately n writing to the takes us to complete our iwestiption. • Crain leuncial assets controlled by (and incleled ii portion of the portlolbfor that account may include
Branch Manager of the office wvig )out account. your account value) bat held awayfrom UBSFinancol complex strategies tented 'Oki* and geater
Please mike all checks payabh to the Fern or the Seethes (e se. certain (i) deposits a affiliated and ras vobtifty.
Allhocep a figs.' shown re Mendel to be masa*, kuncial instiutien notated on the tent of the *dieted bats (e nsurace products, ncteing
statement ctstatheukf not be wed fa ta. pupates Rely itesment In addition to nrgitar arson fees, accounts variable anruhies, and (ii) shores of mutual funds Statement touseholdithe
sclek on yeacend tax kerns, ke , Form 1099. 5498. may be subject to maimnarce kos, chaps for We when such sham aro negiderod deity in the name We may consoldate al related account statements with
10425. etc ) when prepamg your lax return. The Pim pasment lee securities purchases and charges for unpaid of tie account hotlerm the books and records of the the sane address in the sink envelope e.g. because
r r e o e e n n q p t u o d h i r r e t e / d L e tr b b n a y r W t a o la e c m w i t n e a t e o r i / e e t r l h e , h r i e x e d e l a d l m n t n o i a m y h o b e a u a I s R a a is S c n c a c d n o l m l l c s iv e t u , a r t n t b a e e i l n e t h p c & o r u o w v c r e i e t d r s e e e d d n s & U a to r B n o S a t h S n e w t r s e i n n e s p c t a a O s t p t h im t a io c s c n m o s c a n y t s b e A s c u c b o j u e n ct t s t o th a a t V w an e d f e ra r n le sf e e . r red • n l is i in m o su t i t e r e e r d g o i p r s a t t e r r a t r n e c w e d o r l n e s u h t n r r i a d a p e c g s t r e s s n t e h o n t) r e d ; n p S a r e i v v c e a u -M t r e it e i p e r s i e / s A n e c m e t e r e e l n s 1 ' 9 t ) s 3 t ( h 3 e a ; g t a a . n r d e y r s th e o e e b u p y t a p i o h a r a e n te v f e e e e h r n o i t e s w o e w n r lo e e e p c r h e s e i s v o w , e t h h y i o o e n u r d a d i m k v e o i a d n m y u t a d s a l e i a s n c t t l a i a t n t h i e e n e m h b s e o e a n u m e t k s e m h m a e d a a o d i d l o r e i e n d n s g s n . b I ra f
stories. 1.185 of options lee swatheg cash balances to bat • Commodities contacts (e.g. foreign exchato and cadeg your Feunoal Adwor.
C • • o u o I P t f o w n f l e t f d t h a u n h e s e r e i e r s t I h d i n t s n i e a e e t i r e t n o p S e a c n r e m o m i / o t i i e e i s i m s t c e w h t i e a i y i s t d s u o n y e I u t n o i r o o t v t r h 1 e r n ig a e s 8 m h l t F 5 c o t o r s i f r t P . m m h f m r u e m o r d t t u e z o u n c e p d t c i ' l o a r e S n g t f o t t A y o n o o c k e f u t e i t r ( n h s S e e , P w c U f h A i r B s t o ) s S i n n t g D b b d P w th a e a r e o i e n p p n t e k o , i o k m m s s a s t e e p i n e a m a r s I l a n n o a n c c a t n r c i e a c e t e o r e i n F y n u p n n D e m a t a s t t t I s l : C n e ° a a a g 4 n M r l l m l d n n e U o u o P B m t r n h S e e t - u e d B a s A t U i t u a a n i B d m a r k a i S o l e f c U u F t u c M e n D S o d r a d I r A C b d ( n s D a a - a a ( I n n n M g A t c s e d s ) o e u m c f n r a w a e e e m d d n y i t c t - h F D a a a A u ( e f s P f n f c p f i t A i l d c l o a i i C a s a o s n ) t t i n r e t e e a d a d d n t . b d s . n i o s t n h c o n p a e p t t h y r n p a e S e o d k p c I P m u m i p c o C o l u y s e a m p t s n k t a r m o m t t e o a e t t e o l l m e h p v d t c e a e r i a t t o w l n y o t c t t s e o o s n a c . p n o s a t t t s f T i r n i o a o e h y d n c t n e o , t t d e s S h c u ) o v e o . I i e C n n i n s n n v o t u c P r e a t p a l s u r p p t c o t d h r l m t e o t e r . e m a e t y e c n g e o c t t f n : s t t o A h t ( a a e u * g a l n a t p n t r i e r d n i o w b s c t t h t o e e c a e n c h p t t a a r i p o a n e n c g a a t d e s r s o F h T y b c o h y r h a i o u e c e s r r o F n e o F n r d n r i t e i l l a e b y e n n c y g d a t d a i l y c y n ly l o c g a e u a o c f y f c u t c e o o c o n k c o u e t t a u n n a s F n a s t n e t i n m s e n y t a n a o y e m c m o u e i r u a e a i l w s s A c a i t c d t h h o v m r i u o s y y n o u o e t r g u . r Y h r n r o O e e u c t n h o r l a n l r e d e t k c S e n h e e a r a p v n i i x c n e y o g s - F ie'
F ta in ck in e c r i a b l y S a e rr t a a -g e e c m a e rr n ie t s w y i o th u r t h a e cc i o d u e n a t t a e s d c l i e n a s r ie in u g t ion F a o cc r n ou o nt . s a if t f o U r B n S a A te G n S , t p a l n a f n or e d v B is ra it n * d w s i n an fd d i c c . h g a a r y s .D o e f posk m oth i e lt rw o i f s e m ) arket movement. issue benkruptcy Amon eveeview
We in you of this relalionshio 'AVM S , Monty Purb are rot egad by the FDIC. • Pala of you kkomtbakitdo. Net of assets and
opened this accost hew cast your lanes and Dividend Rebwestmene Program (DRY) liabilein
searlffes tre located at LOS financial Services and rot Through the DA, cash Winces re swept to deposit The price reflected is an average price. You may ottan • Astha Includes wobble cash balances. news for
the eirecteceg braes and you nun make a open accounts at UBS AG New Yorl Brardn and UBS AG the actual price fran you Financial Adana. Orly whole restricted security (est ), and Global Tim Deposits,
of ay erns or omission to both firms. Carnal Branch. These deposits are not inured byte shams we purchasedunder DPW; partial sham sal be unwind marks to maim, and certan assets not held
• As detated in the account agrerrents, yw rut FDIC. Balances held at he LES AG Cayman Brandi are sold ard the cash *1 be deposited h your account The by the Fern. Does not include inpriced securtielassets
reedy us of any mos or fraud Smelting decks tenth:rank noosed to the sovereign riff of the Cayman decked reewestment prke applied by the Mar may at the end of the pion and anent stalemeMpenods,
reflected en your statement within 30 days after t was blinds ad there is no gaunter or Whet oblegaten of differ Dom the make price at which tie partial shares mote inentemna invested stock options ad
mailed a made avelable. UM AG 10 repay the balances while on the UBS Cayman re sold merceatte cock options
• Please &eft othorrer complains or ixpries to the Branch's bales. • Lialekees Writhes debit balances, cutstanfeg MVO
Fines C Fent Retatens Department at 201.352.1699 Cash-th-lieu Ion, Cada line, short account balances.
or tolUree at 8020-354-9103, 8:CO A.M. to 6 SO P.M. Bank deposits are not protected by SPC. Money Fund Only whole units may be heed n you' accent. if ycv at • Cash/moneybalances. Total of untested avalkle
ET Mondry through Friday, or in wraith to UB5 shears we protested by 51K. See UBS Finereel Sawn entitled to a parliefind as a moult of a chadent payment cash balances, pis desalt balances at affiliated ad
ffinenual %nice Ors Client Rektiot Depairmat leaser Protection' below. or atoms, the Firm will ether sell panel uhm at non-aff iluted bails adfirmsmatt mutual kith
P.O. Box 766 Union Cky, W 07C$7. market cake or accept an remora determined by a swop balances, at the closedf tie statement period
• A 0 statements shall be deemed complete ad waste 1.1%n sour request, baffixes n the bark deposits maybe registered death) agency, and credit you' accont Nen.cornmodity tree creek balances in my, account am
not cbboted to h wiring wain 60 days **dawn, ad shays of a limey Fad may be not segegmed from other balances and the F rrn may
• Fa TTY services_ Call 044-612.09,36 or nom cutside licmcbtect and the proceeds retuned to you a your InVeStritent objecting use any of these trees h the °teensy come of As
theVS.:Cal201.3524495 secures accont. The investment objectives and risk profile are spec Ilk to bushess Thou funds arepaste yam your &math.
• P c b I W n a e a r e o o d d e w n s r h e a s t a r a n o a w s l f n S k a e s e f e f l t n e m r w o r N M n s n I s o , 0 k l r c x 7 c a 0 . b o l , l 8 a K i 1 t 6 s O 0 p , t 0 A a e - 0 y r K t s m n H 2 a e - a k n 1 R r e b t 0 I N o o u 0 r S r l 0 B a U E . n l B S O u S e & d d l w V e , S 6 c i i s t e t l r a h e o n r n H t d i o n o c e - e U b r B i , l S F a r w a a o b t s h w y i e n c t r a a b g i l d s li n c e c g u r o n K r r t r l 0 e a iw . r b 7 n n a 6 e e l 2 w a e - b 1 e p o 0 s y u t 0 i t r l 0 i a a t . t v f e r a o . i l a a m n b d l y e o y s u i w e r l e F d e s in , p a i o t n p c a i t v a i a o l i n A la s d b , v le is or D i e s c n h a o e v o c n e e h o s e i s t e a c m e c a a o c e c n o n m t u e s c n o e o h t b a f t a n h n t n c h g e d u e e F v m i f i e n n o a c n l y l y o o p F w w u r o r i r o n r y C g e b m o a e in c a t * v h w x e i a i n e s a c e t l w m c s n i i e a t r y u n i n o n a t t g u t o h io b o e a n je f l c d o c c k , t o r W i y v u o e n u s ts . L F a T o n h o r d s w & ( t S i o n m u ta g b l s i I i d u n s m f . o e l e a d r s m s . a r t m e a e f t a d e io t r i i o n n to n t h y a e o n a u th n C e e l i F n e i n r t m t p R e 's e r k i l o a r d t i i d o c e n lo s g s h i p n P g r a va te lu s e.
• Pewees Curnerrabcome Investments seeki-g the Agreenwnt a Accost Agreement and the General
Cal a *rite as soon asyoea can, if you thee you UBS Fiesta! Sterlaa amount preftacelon geneaton of rcane only Tema and Corditions 1.185 Statement of Credit ftaftices
statement a receipt is wag or 4 you need more The Firma a tweeter of the Sethilin basica Protection • Ache.* Capital Appreciable' tuestments seeking available n agreements andO nclostnes
Carnation Or), which protects stories astomen 2dMvAdy, danidanwadddlnynd,
hlonmatin tut a transfer on the statemere or growth of principal caber than the generation of
recipe. The Film or Cad Baer its kthecable)aluet of es members up to 1500,000 (*Wading 5250,000 for income.
SDNY_GM_00024026
CONFIDENTIAL
EFTA 0[)134646
EFTA01276257
Important information about your statement (0001RUtd)
yet assets obtained and may not reflect an taut market price • Restricted seethed Restricted securities generalb — Our attires EWO recent tradig cenvnissons and
Your rearrent itemises securities 'Sothic assets held a vale ae rot currently egble for public sale. UBS Fiercer other emperor:an Iran mutual funds end Murree
heti* ascatht al the erd of the strewn period. You — Certain positions may awe. will-cul a rice rd Services We to market price of the unrestricted stock compres whose products we astrtute.
may ask fordovery of bid pad seines at anytime. vrill show as • grke was not availabb • if we are of the sane issuer as an matted value fa We — We recent an ritual f ee than 1.85 Bank USA and
You may receive securities used as loan collateral after viable to obtain a axe for a wady. restricted slack lint...rano/ ma stamen( only. To LOS AG Slanted Bunch of solo f2Sper acccunt
paying rty babrce do on them. Any securities - Deposits or securities derwmnated newsmen the Went that redacted settees are elgble la sale, sweeping to the banks wale the LES Bank Sweep
tranderred to to Fim frig the stalenwnt period are other then U.S dollars arc reflected at the each the ate marred may be eiterantialb lees than the Program
lied at make write as of the end of the strewn rate as of the statement date. indeed value thaw
period. — For certain senates racing iinon.confomvg Adivity
• Cart bait In deter ring the cost basis of to denominations pnce and qua-lay(tre vale) may • S. festinated) income, current yields and retail Information regarding commssiths and other dunes
testes induded en this statement where indicated haw been adjusted to Were WOK valuation An estimate of annual ncome rs based on curet incurred in ccmection wish the exectocn of ruin,
with the number 'I,• UBS Fiercer Senior has relied To *Urn current quotations, when nibble contact dniderd rd intent rates assuning the waxes will inducing option transactions has been included cn
an information obtained from sources other tent-16S sox Financial Advise. be held for one year from statement date or end confirmaions peneusb furnished to you, rd writ be
Financial Semites. including Ofc ern:lion from another maturity. This Whew isores/eta:bine; accuracy provided to you promptly on retest.
lion a that you may have provided to you Fina-cial • Private incenses and structured products rd continued Exam are not guaranteed.
Addeo.. The Firm does not indeerdently venfy or imam nverment startles (r cidng deed - Estimated atrial name and curet yeld fa Short selling
garinew the maim a vaidiry of any idorrrestion pewee ion program and real estate onweteneet hurt certain tepee of testes could include • retun of If you are engaged in Mai selling a wuriey, yOunuy
provided by souses other 'hal U3SFivancial Senices. welt es) and structured prodels are careralb highly principal or capital gars in which cage the est incur a charge due to certain terowing costs for that
although UES Financial Services gineralth &pd. Colin gawked widths NW not been income lard current WW1 would be overrated. PartiCULF seam.
updates this nformation as ihs rece*'e the km registered with the Securities and Exchange - Estimated anal icon and current yield and the
does not provide any assurances that the nfamation Commission ee under ry state wadies laws. We actual name ad yield mitt be lower a higher Open orders
ender 'Cost base ard "Unrealoed gar/ loss is aerie *rimed vanes fix private investment than the esteemed arrows Regarding open or 'goads ilkancelbe ceders that
accurate as of to date of this statement. As such, wanes a-451rue wed products for Harnateal - An ellen of arruaked income (dividend ander were rot executed by the steams" date, open buy and
please do not rely on this cremation to make arrows only Ammo isnot guaranteed. interest) divided by the current market set stop ceders are redxed by the afloat of dividends
puchase or sale decisions, fa to rupees or — These vales may differ Abstertiady tam prces, d vabefaverage balancers based on the last divelend orrigre an an exthividenis a evn/its date unless
°thereto Accounts turreted to tie Fen may any, at which a prime iweserenl security or or merest payment madebythe issuer and imaucted <fee* by you. You are responsble for
reflect gel loss inkranalith only fog the period of structured product may be boo/ni l or sold and do themes the sooritiertalopens sill be held fee ale orders that re executed de to your (slue to cancel
tine they are held at the Finn Morehistorical rot necesnlyreaesrr the value you may receive year born the statement date or until merit'. Peeling Mee orders.
Manteca can be added by yea Mance Advisor. span liquidatcn. Accuracy and continued yield are not geranteed
— Third party ermatesol value re r d a certain Priem
• Unrealised generieeees When data n *marble. date red re supplied to UPS Financial Services on a • AMU not heed by YDS Pinamiel Serviced Certain to obtan a cow of as cement Client eeryNew
crenated sneered semitones are calculated fa regal ban by an indepandert ideation firm. axes se rot held by the Fern and not mirth the pleas contact rats Financial Advisor or visit or evert*
inividial secure/ lots. The transaction data for — Issue anent panne, orsponscr estimated vales, Ferris possession or enrol. These assets are at 1WWW.Laragitiake022kat.
relivislial lots may or may not ref lett commissions, it are, are Applied tote Fm by the issuer, di:dyed on yds statement for informational — LES Feancial Winces a nos a bait. The RM, Business
charges ando r security reorganization events. general partner or sponsor and may be cab dated purposes only. Positions and values presented are Services Account BSA and SMA are brokerage
Dirdend and other reinvestment lots std systematic based on different ,formation Iran tattled by provided by the abr.? fern LEG Fritter& Services a accounts which provide access to barking services and
prthese bit are each combined to display ore third parties to dale their ',Unread values not resperaible for the infamation and des not widths through arrangements with affiliated banks
averagedlot The 'Trate date' totempresentsthe — You can obtain add:reel ntormasisnregardig guarantee its accuracy. These owes aae not protected and other ihidparty bank and provides access to
egret transaction trade date. the methccblogy used to determine the estimate of by SIPC or tie Finds supplemental SIPC coverage. tarn and arnuety prodxts issued by snail-tired
value ad the date of the ironnaton that is the third-pry insurance compares tva4, insurance
• Callable lieurkiela Bonds and permed rod than bask for the estimate by conocting your Feancial • Revenue searing and additional compensation. agency ettirkries of MS Financial Stew Inc
the issuer cats for orb redemption evil be selected Advisor - h stake, to canmksiens cn sale and 12b. I lees — hestment houraw, and arnuity amber
inothelbr by lot fern among alive:trines of that — Thirdparty eninred vales may be reflected as record in connection with the distriddith of mutual — Not FDIC Mured• No bank guarantee* May bse value
ewe held hour rare or in nominee none for at 'Not priced in several Muslims: when an hod to or civets we actor our affiliate reel* - IIMA. tisane Management Account. Business
<lents Call lessee nktmatcre rs obtaned fromthird indeperdent valuation Inn has not suppled a is wensshrew payments tan distil:O1as enact Services Account SSA, IRMA and ritemational Resource
parties and ism accuracy is not guaranteed. Other call enoble to assign a vale when we beente over* advisors of the meet Kra that we sell. These Management Assault are registered service maks of
leases may inkt which could elect Weld emirate that a material went has occured that may call a warns we baud on two different coin pro (1 LESFrionrial Semites lx.
nicrmatith will be provided upon request previous), rep reed vat into question, a viten a the store of sabs by of a paiticula rAthuld — VISA is a registered vadernak owned by Visa
value would to highly speotatne due to the nature &dirtily to ourclents; and GO the asset ale d a htemaiknal Sent Asthcotion and used carder
• Certificates of deposit (eel. CO, are FDIC mired of the Settinty- palicutr mutual ford fandis shares hdd a the kens. The US$ Visa creole cads and the LBSVia
too 1293,000 n principal and accrued intent per ▪ When neither an kiwi-, general partner or sponsor In,, debt cads are issued by UBS Bank USA with
&road rd per depository institution iiaccordance treated value nor a thirdparty estimated okay is - We alders affable also receive network iv ard permission from Visa US.A. Morporatect Ad ate
with FDIC rubs. provided the take of the shanty elite diklerer annbus processing fees in consideration for trawler vadernaks, registered tra&marks, unite maks ad
Iran its ruches, price. agent vexes ter re provde to the mutual funds registered service marks are of their respects*
• PriceNakier Paces die:deed fix enures and other - 'Distributions to date' may include ream of These fees generally ae paid from investor assets n OCONITileS
proicts may be higher or laser than the price that capital income or both. to mutual Fund and are a feed dollar retiree bred
you would actually main in to market. Rion we - 'Original unit size Weird, the niter offering an the number al accants at the brolter.dealer OBS Financial Services Inc Rev. 201705
drainedfrom various thid party sources Whitt we Wk. per hie a-d may not reflect your cost bass. hokingrrobal finds ol that f trod family
[eleve to be reliable, be we do not guarantee thee' - DIP and unaided REff sedates are not listed cn a - ad:Monto commissisns received in correction
accuracy. national wines exchange and are gee* with the safe or Strbutionol annuity orracts and
- We general& use the closing ace when availbkor ilicod and ewe a they can be sold, the price snit newer butt test to our diem!, we and or
themean of the bid and a* prices for listed Meted mW be hi, tkin the per share interred our effete receive revenue sharing compensation
senates ad options or wit bid prices for OTC value provided in the daunt statement. ten many of the rourace <Pommes undereiting
Senates. the annuity contracts Ada*, of theinnate
— Less actin* traded *Wiles maybe paced usng a condones or sponsors of the Lela investment beats
valueden model or the most recent price we se distribute
SDNY_GM_00024027
CONFIDENTIAL
EFTA 00134647
EFTA01276258
UBS Fewncial Services inc
Private Wealth Management Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2017
ANP700362665t 0017 >2 Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX HOTEL SERVICESCORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your Anancial Advisor.
SCOTT STACK MANLYLE CASFIEL
Phone 212-821.70001800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
lieSourCeline at 800-762-1C00, on July 31 (3) on August 31 (3)
account 029023655
Your assets 1.13 1.13
Visit our %wink.: Your liabilities 0.00 0.00
www.ubstorratinancialservices
Value of your account 11.13 $1.13
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom. Tracking the value of your account during 2017
Value of your account
at year end 2016 31.13
S
333, SO4 1 Your Investment return
Change an
market value 3000
Value of your account
on Aug 31.2017 $1.13
I 1 1 1 t1
•
Dec 2014 Dec 2015 Dr: 2016 Jul 2017 Aug 2017
SDNY GM 00024028
Member WPC ANP70002000676651 Ne7000059973 C0001 MI 7 000O3C000 Y123655%0010000 ►age 1 of 6
CONFIDENTIAL
EFTA_00 I 34648
EFTA01276259
SUBS
Business Services Account Account name: MAX HOTEL SERV CES CORP Your Fi minds' Advisor-
Friendly account name:MAX SERVI SCOTT STACK MANLYLE CASRIEL
August 2017
Account number: 212.821.70001800.3083140
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
• Cash and money balances may include
A Cash and money balances 1.13 100 00% Your current asset allocation
available cash balances. ()BS Bank LISA deposit
B Cash alternatives 0.00 000% account, VBS CNC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important information
D Fixed income ace 0 00% about your statement on the last two pages of
this statement for data ks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account $1.13
Eye on the markets
Percentage change
Index August 2017 Year to date
S&P 500 0.31% 11.93%
Russell 3000 0.19% 11.20%
MSC1- Europe, Australia & Far East -0.02% 17.50%
Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64%
Interest rates on August 31, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.23%
Am10002003626652NPMC0058973 COCOI OBI 7 000000000 Y1236555500' tftlINY_GM_000240,10 2 of 6
CONFIDENTIAL
EFTA_00134649
EFTA01276260
SUBS Business Services Account Account name: MAX HUM. SERVICES CORP. Your Financial Advisor:
friendly account name:MAX HOTEL SERV? SCOTT STACK MANY LYLE CASRIEL
August 2C 1 7 Account number. 212-821-7000'800-308-3140
Change in the value of your account
August 2017 ($ Year to date (S)
Opening account value $1.13 $1.13
Closing account value $1.13 11.13
UBS Bank USA Business Account APY
interest period Jul 10 - Aug 6
Opening UBS Bank USA Business balance Jul 10 S 1.13
Closing UBS Bank USA Business balance Aug 6 SI 13
Number of days in interest period 28
Average daily balance S 1.13
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fallowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Capital apptecution
Your risk profile:
Primary - moderate
Investment eligibt6ty ccosderatan - None selected
Your account instructions
• You account cost bases default closing method is FIFO, First In, First Out.
SDNY GM 00024030
ANP70007000626653 NP7003059973 MCC OBI) ON:030000 Y123655550010000 Page 3 of 6
CONFIDENTIAL
EFTA_00134650
EFTA01276261
*UBS
Yournotes
CONFIDENTIAL
EFT,0011.551
EFTA01276262
Business Services Account Account name: MAX HOTEL SERVICES CORP. Your %nand% Advisor:
*UBS Friendly account name:MAX HOTEL SERVI SCOTT STACKMANLYLE CASRIEL
Auirt,,l 2C I' Account number. 212-821-7000/800-308-3140
Your assets
Some prKes, lMome and current vaueS shorn may be approximate. Asa resit. gam andlosses may mr1
beaccurately reflected. See Apemen intantabOn Wearer statement a the end of ths dxumem for
!Mt Infounsion.
Cash
Cash and money balances
Cash and money balances ma/ include ayaltle cash balances, UBS Bank USA caposit account balances, U6S Balk USA and al UBS FDIC issued Prorgarn Bank dep091 acct Waxes are insured by the FDIC within
UBSF DK insured Progarn Bank Balances, UBS AG Stanford Branch &posit account baances and rroney applicable lints, but are not protected by SIPC. UBS AG Stanford Branch deport accourt balances ate riot insured
market moue fund sweep balances. by NYC and at not protected by 51K. Money market sweep tames are pointed by 9PC tat at not Insured by
the FDC
Ste the important intormekm aboottote dater:nem at the end of this document for detain tom those
&lances.
()peeing bilatt(e Ciosing baence Price per snare Average Onldenainterest Oap in
ficlOng on Aug l(S) on Aug 3I (I) on Aug 31 (V rate period period Cep /mint IS)
LIBS BANK USA BUS ACCT I.13 1.13 250,000.00
Your total assets
Percentage of Cost Estimated tImealzed
value on Aug 31 ($) irour account bens CS annual income 01 parlor loss CO
Cash Cash sled money balances 1.13 100.00% 1.13
Total $1.13 100.00% $1.13
SDNY GM 00024032
Aste7C0020C062665SNP7003058973 00001 OBI 7 000:00300 Y123655550010= Page 5 of 6
CONFIDENTIAL
EFTA_00134652
EFTA01276263
*UBS
Your notes
,,,,,,,coo.co anooao”,,, °a..., ...or, ...so..., G. oo024.9. 6 of 6
End of ...moot for account flume.,
CONFIDENTIAL
EF1,00134653
EFTA01276264
Important information about your statement
Fiuncial Services Pc. (the km or UBS Farrell her I rornyou no later then 60 days after the F rm dams for oak Eipanatory brocha availtle upon • hake' Combination of Inane and Capitaf
Serval). is a anther of all principal cecvily, comrroday sent you the list statement on which the error or nun or at sum six. org The SIC asset protector. Appreciation Investments Searg both the generation
and optares exchanges. UPS Financial Seniors and 1.85 problem aPeand. Amin apply to all scripts that you hold in a particular of roon rd growth of racial.
Bank USA are i-died subsidenes of UPS AG and - Proud, you' name ad accosnt ntericer Of and capxffi.
affihaes of UBS Sautes LI.C. The Fim's I hanpal - Cesabe to error or tie trate you re inure the Feth together vett certain affiliates, ha al*, Overall risk profiles
statement 3 available upon reesest The Fiths itereaire about, ad obtain as clearly as you ea why you Purchased opplenente mance The mai mum • Consamaye. Seeks to manUrn ntul rasps, with
alas are at believe d is anm u a why jhu need more amount pool* ask al elbffie clients, coleciweA aide low rack ad volatility to the accord mall even
information this prawn:ors 5500 million as ol Daenther 10, 2016. that metro a account does not gestate Upon jure
UBS Financial Sences - horde the dolor arrant of tie suspected era. Akan to the polo/condition at limitation, cash at income a ream and may rot keep pace with
1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflation.
Weehawken, RI 07086 The Firm a Card auer w1 nrestgate yew caviare asgeowe kr all pose accounts held ri a particular • Moderate; Wdlirg to accept sane rids to principal at
and MI coned a-ry tiler promptly. For alleged errors capacity. A (J copy of thepoky wordeg is enable tolerate sae volataty to seek bother returns.
L o T B f h f i i S s c i F s a t h l a I a t a e n m . c d i e a x n l S u t r n a ep e k r n e es t s s e a n c c ts o c o t n h u t e a n n t o . n n O g o t h c o e o f r f n i r c e l i l a i a n l r d n e g s c , o d e r a d ta a o s f t h p o o u x ld m y e o v o u o re ' l v a t in h c g a c n U o B a 1 S 0 l f V b o e r a v t h h a e e d s m a s r d e a a y c n s a - t t d o r f a a ra t t u h h e d s * , : w a a e s in M i e f O r w r c o e r r e , t B d ak i o t e t ha T w h o e n SI r P e C q u p e ro st t . e ction adthe supplemval protection • A hi g g g h r e v s a siv n e % : W t i o lin se g e t k o h a i c g c h e r p e t t h u i r g n h s r o i v le e r t o tim *m e. ood and
not be relied Loan II you bah* there is en era a au wit Km the use of the money dunng the the n both do not apply to • Payment agiffilay Consideration: I selected a
omission please report it immediately n wad to the takes us to complete our iwestiption. • Cochin leuncial stets controlled by (and inlaid n Portion of the portfolio for tot *Count may include
Branch Manage of the office wag your account. your account value) but hell awayfrom UBS Financier conthlex shapes, lasted liquidity and geaw
Please mere all checks payabb to the Firm or the Services (e 9.. certain (I) deposits at affiliated and non-
Atta4' a lige.' shown re Minded to be accurate, Nasal inmost) ndcated on the front of tha affiliated baits 00 nsurace products, inadng
statement data *cud not be wed kr Is purposes Rely stewment In addition to regale accord lee* accounts variable smiles, and (ii) shuts of mutual funds Strtementshounholdne
sag on yeaend tax bias, , Form 1099. 5498. may be abject to mane:ha-he lees, argon for late uhere such than are registered dreary in the, name We may consolidate a related account statements with
10425. etc ) when prepamg your lax return. The Fim parried Ice securities purchases and charges kr unpaid of tie account hodercri the bocas at records of the the same address in the sere envelope, eg. because
required by law to report to he IRS all tauble dnidencts anodes n cash accord-its Accounts that a transferred issuer or trawler agent they have corners who ako manta jai =oat
r e o e n r p r s o e e r d t e a e b b n b a s n W a o e d n a - a m r n ie s o s , t h r h e d l t d h c n e o it g n a a n ba d r s a a is c n a c d o n u u c n e u t r , t t n s a e k in e r p c a o ro r v e c e e s r e e t d d s U to B o S t h S e w r e in e s p l O aa pt n io s n m s ay be subject to a Vander fee. • n l I im n o v t i e t r e e s d t g m i p s e a te n r r t t n e c d e o r n u s t n r h d a i e p ct r s a t n o h d r e n w Se a h c o u t r a a it i p n e l s a t c A e i c n m t e o e re f n s t 1 s t 9 ) s 3 h (e 3 a . ; g a . a , n r d e r y s e o e b u p t p a io re t r e f n e e h r n t p v o e w r l e o a c p n e e i , s v t , e h y i o n e u d d i m t e id a n u y t d a s e l a s c t t l a i t n t h e e e m h s e o a n u n t s s e e m h a o a d l i d d le r i e n d s g s i n b . I y f
stashes. LES offers options a sweeping cash balances to bar • Commodities contacts (e.g. foreign exchange and calrg your Finnual Advaor.
C • • a u o I P t f v o n f l e t e f d t h a u h r e s e a r i e r s t f n h i r t s n h l e e a t a e a c r e n t o p S e c la r n e m i o a n f o t i l e e r _ o i n m t c n w h t t i e a i y s t i s t u o n y h I u t o m i r o o t t r e h L r n i a s t e B n 4 t l F o S o s r i r F r , t P m m h f i r n u e o u d t t n r e o u z c c p d t a i ' l o r e S t g n o f t a A y n o o k s n f u e i t r ( n s i S r e , i P m g L A f h B r a t ) o S s . i n r t g D b b d P w th a e r a e e o n p i p t g t k a o h o r s a s a s e , p n t m t r r a e a I a n a a n a c c t r i c m e t c c e i o r o o i F n s p r u a D d n m a n t s 1 t i ' a t n o D C a a r n g k i l i a e l m n e n U l t a o u R B m t n r h d 5 e e - u e d a B c / t U f i u w a f i n i r P a l n k i e a S a l t f c U t a F u e c M S n O o n d a d r A I b d ( n C s C a a a a ( 4 n n M g A n t c e d s ) o e o m n f n r a o w e o e e r d n d n y i t c t - h D A a a a A e f n f s f D f c p f d b t il I o c a i C a s a s o n t ) t i r e t s e a e u d d t y t l . e d s . n i a o t n h o p n u a e t t p a i r a e d l S e e p t I a P m m p c C : o u l a e y s n s p t r n - t a k m r m o t t e o a e e t t t e l m h e p v a t e c a a e r t t s o l y l n o e e c t t e o s o s n a c . p n s o a t t t s f T i r i n o e a o p h d t n c n s e I t a d o s l c W e ) o o w , i n C n n i s n n t v o u r c p e a r t p f l r s c u p p o t t t h d r l m s t e o e e . n m e t y c e g n e t o c i f t o n t u s t h t n t a b a e u g a l r a r a p w e n t i r s d n i h o s s c t e t e h t e o c a e r n c h w t t a a r io a s n e n c g a s t d e s ' s o F h y T b c o h h y r a i o u e c e s r n F o n e F o r d n n i r e i l l t e b y e n a n y g d a t d a l i y c y r l l y o g c a e u a o c f o f c u t c e o c a o n c o u t r t a u n n c s F n a s t o r t i n u m s n y t a n o y e m a c o u i e r u p a a i l w s , A c a i t c c t h h o h c r i u o s y t n o o u o t r g u l . o Y h r r o n O e u e c r d o c t e a r b d n n e - c S r e h if o p f i e h n n n o a i a s a m a e -
F P a ok n e c r i a b l y S a o rr n a- i g a e c r a re rr n ie t s w ya it m t h = e c r u o n ka t t a e s d d i a n r s i l n it g ut on F a o cc r o m u o n r t e s a n t a U m BS a A b G le S , p ta le l a lo s e rd v B e r t a a nd w , n an f d d i c c h .g a o o r s . D o e f posk r t e it s h a e- t H o a f d m ) arket movement. issuer baruptcy cr Amount overview
We informal you of this relatortittrolten you ManyFunds are rot hared by the (CAC • vela of your aacatthonfolo Net of assets al
opened this accost h the case. your kids and Dividend Reiweittment Propran (Can litanies
senores tre boated a LOS financial Sena' and rot Through the DA, cash balances are swept to deposit The price reflected is an average price. You may obtan • Aare Includes avatars oath balances. was for
the reathorg bran, and youn ut make a mpri accounts at UBS AG New von Brarch a-d UBS AG the &dual price tan you financial Adar. Orly vihok restricted security (est ), and Global Tine Deposits,
of any error or omission to both firm. Carnal Branch. These deposits are not hared by the sham are purchasedunder DPW; partial alas wil be unrealized marks to make, and cater, assets not held
• As desisted in the account agreements, yw rust FIX. Balances held at he LES AG Cayman Branch are soli ard the cash *1 be deposited in your account The by tie Fim. Does riot include anted securniedassets
roily us of any ears or fraud involving decks tenth:only hposed to the sovereign rte of the Cayman clacked reenesbnent price stapled by the isber may at the cod of the par and anent statement periods, a
reflected on your statement within 30 days auroras blinds ad there is no patentee or can °Megaton of dile fromthe market price at whch de patina shares private ambient% ranted stock options ad
mailed or made awilabla. LBS AG to repay the balances while on the UBS Cayman re sold ewercatte nod options
• Pleat/ divot *soar complaints or i-akies to the Branch's books. • Lialdas rotas debit balaes, Waning rrurgn
Fiths C fent gelatins Deperment x 201.352.1699 Cash-ivlieu loan, credit line, shon accant balances.
or toll-free at 8[0-354-9103,8:C0 A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund OnA whole urns may be held nvett *cant. If you are • Cash/money balances. Total of uninvested evade*
ET Mondry through Frday, or in wag to WS shires are protested by 51K. See 'WS Finaroel Sanas ended to a partial owl as a result 01 a Omani prgant cash bolas, plat deport balances at allgisted at
Fe-uncial Spices k., Client Rastas Depairmet Arrant Frounion- below. • abendre, the Finn will ether sell pawl sub at non-affiliated bank, end money man naval lard
P.O. Box 766 Union C 3y, NI 07087. market his or accept an rant determined by a sweep babas, at tee cbse of tie torment period
• A 0 streemeres shall be deemed complete end waste LAxn your request, balances n the bank depositsmin be registered axing agency, ad credit you acorn. Non-commodity tree creek balances in yar accord are
if not cOoted to it sating vain 60 days twetclawn, ad shoes of a Money Fist may be not sengated from other balances and afro. may
• Fa TT( services_ Call 8444120986 or tom outside Scudded and the proceeds and to you a your InItattritent objecting we any of these fads tithe ordinary course of is
the US.: Cal 201.352.1495 stakes accctra. The entsimen objectives and risk profile are spec NA to bona. Thew funds are poise synch your dema-d.
• F c k h W a r i o d r e o d s e s n t h e r t t a a a r o a w n l f n s k k e a s e m f d m n e r c r o N e M s n I s s o , 0 k l r c x 7 c a 0 . b a l , l 8 i 9 n t 6 W 2 t p , i O 0 f A a f - O i 7 e t r 6 H n e a 2 a k R d - r 1 c b I A 0 o i o a 0 N r r B 0 a U E n P l S o v S e A r d l w f e , S f 6 c is i a t 1 l r e 7 o k t 4 a n e t 1 i o c s 0 b - 0 U i k P l S a F w h a a r b t a b h y r l e u r c e r a b i g l n s li n t c c o u g o r n 9 re 2 th n 0 t w 7 in 6 e t 2 e e a - r b p 1 e o y 0 s u t g 0 t r 0 l a * a . t v e f a r s o i l a a m n b d l y e o y s u i w e r l F e d e s a , p n 3 o c p a ie t v i r a o i n A la s d b , v le is a o t r P i e s c n h a l i e v g o c a e n h o s a i s e a c r e c a r e o e c n c o n t h n u t c o n c h a . t b a t l a a h n t n h c e g d e t e F i m e i i f r n o n m a l y . l y o o p F a w u r o o y r in r r b f r g r e o e a a i f t f n c c w i h r s i i e a a n t e c l a w c n s i i n o n t y u r i t e n a d t g s o h io b 0 a e n j 1 e c f o c c o t t r o i y v / u o e n u s ts : L F a T o h n in r i d s & d d to a t s e t c ' a s b n l i s i n d s u f n r o h e f c r s c m , l r r a m e a f t d a e io t r i i o n n to n t p i c e n i c s th u f e l r i e e fi r r t s m p R ' e s e r l i o o b r d ti d o c i n n lo s g s h i p n b r g a c y t o ic k e e s .
• PeocbaCumentincome Investments saki-gar Appestat a Account Agreement and a General
Cal a sate as soar as you can, if you tide pa UBS Financial Semler anane protection greaten of named* Terms and Cordnions UBS Statement of Credit Factices
statement a receipt's ?wag or ef you need more the Firm e a interne of the Sea ties Investor Protection • Aohewe CaprtatAporeciabon, easements seeking &wilt& h Agreement; aidD ixlosures a
hlomialon about a transfer on the statement or Cap:ration (SIPC), whoh protects securities customers growth of principal caber tan the generation of yemvidy, magternimaktinvoat
receArt. The firm or Card bar (as applicable)fnust of is merrters up to 1500,000 (hcluding 5250,000 for income.
SDNY_GM_00024034
CONFIDENTIAL
EFTA_00134654
EFTA01276265
Important information about your statement (continued)
Year assets obtained and may not reflect an rust market price • Restricted securities. Restricted securities gererali — Our affiliates also receive wring ceerenissoins and
Your statement genies securities rd other nests held a vale are rot carentW etgble for public sale. UBS Nimrod offer compernstian Iran mutual funds end itsumme
nth, account al the end of the staternat priori You — Certain positions may appear withoul a pier rd Service, we to menet price Ode unrritneted stock companies whose products we &eta,.
may ask fordovery of fully pad sesames are tine. vertu show as • ate was rot avelat* • if we are of the sane issuer as an mauled value for Ike — We wine n asrualfee from 1.85 Bank USA and
You mac receive secinties used as loin collateral ether unable to ratan a price for a security. restricted nook for domed of tad steadatdd only. To LES AG Stanford Bunch of up to QS per amasst
paying sly balance cLis on them. dry securities - Deposits a securities derornmated is °amerces the anent tet redacted seo.rites are elmbe la sale, sweeping to the beaks under the LBS Bank Sweep
tranderred to the fins dreg the statement period are ate. then U.S dolls, are reflected at the exchange the vets received my be ebstantialb less than the Program
listed at market vale as of the end of the sterner* rate as of the statement date. imputed value shorn
period. — For certain mines racing in non-conf onning Activity
• Cart basin M &Scanning the cost basis of tee denominations pace and quantity (lace wake) may • S. (estimated) incomq current yields and rates. Information rearcIngdmmasins and otter chimes
wastes induded in this statement where indicated hew been adjusted to laded* groper valuation An ',envie of amass rotate is based on current incurred in (amnion path fie executorsof racket
wish the number 't• LE6Fhanoir Services has relied To *Urn current quotation% when mailable, contact dniderd erd interest rams, assuming tie sesames will inducing option frensaarons ha beenincluded an
on information obtained from sources other than U6S yds. Financial Adria" be held for one yer from statement date or vita confirmations prenoudi furnished to you. rd sWI be
Financial Senices. including Ofa -matron from another maturity. This &Mate army a gukleine; accuracy provided to WU promptly inns:test.
lien a that youm y hawprovidedto you Fina-cial • Private investments did structured products. and continued income are not guaranteed.
Adam,. The Firm does rot indePerdently verify or Innate minimax starers (IC dreg direct — Estimated and scan rd current yeld la Short sating
%orate the armsa ce a itaklify of my idormation pannier in program and real estate onwstment scat certain types of marlin could include • resin of If you are engaged in shot selling a wurity, puny
provided by souxes other thri U3SFinanteal Senices moult es) and structured proixt are genwalb highly principal or caeca' gains h which ease the ma incur a charge due to certain boyoreing costs for that
aiibicri, although UESFinricial Stride generalgr ifickei. Certain structuad prodscts have not been income fadaunted yeti mould be overstated. Palicular seamy.
updates fib nformation as ihs received, the him registered with the Securities and Exchange — Estimated anal scan and current yield and the
does not provide any assume tut the Somalian Commission et under rap nine smarties laws. We eve income ad yield might be lower a higher Open orders
u-der 'Cost base rd "Unmalced gar/6W is porde minuted vales for private inverdrrent than the estimated annum. Regarding open or 'geode ilkanceibe ceders fist
accurate as of the date of tic statement. As such, wanes asd structured products for Harnatird — An estivate of a-ruaked income (dividend ander were rot executedbythe stammers date. open buy and
please do not refer on this Hamden lo make arroses ony. &wary area guaranteed. interest/ denied by the current market sell stop ceders are redded by the anount of disidends
puxhase or sale decisions la tot purposes or — These vales may differ substantially tom paces, valsefaverage balancers based on the last dividend or ripts on an ex-diadem:Is cc ern/sts date unless
°Inmate Accounb literolered to tee fm may any, at which a prwee iwestmenl security 0 or Merest payment made by the issuer and instructed dhetwise by you. You are traponsble for
reflect gallon information only for the period of structured product may be ha*. I or sold and do manes tie tear beadeposits will be held fee as orders tot are wended die to your (slum to cancel
tine they are held at the Fim More hitorkal rot necessair represent the value you myreceive year tram the statement date orurtil nanny. rafting open orders.
Mantalon can be added by you' Inertial Advisor. upon liquidation. Accuracy ad continued yell ae not waded
— Third party estimates ol valve re as ot a certain Privity
• Unrealised gainneeses When data a wadable date and we supplied to UBS humid Services on a • AMU not held by LOS Finandal Services. Certain To obtain a copy of as anent Client Piracy Nolte
*aerated u-redired windlasses are cideulakd kr regular bars by art independert relation firm. awls re not hell byte Fan and not meth the plane contact you/ Financial Adieus or Wit ar embed
indanisal securoy lots. The transaction data for — Issue gimlet erne, cosponsor estimated valves Fen's possmsbn or control. These assets are 2CO:ailaragitiCaCKI22kra,
Calwasal lots may or may Oct reflect commissOns, ay, are supplied tote f rm by the issuer, disdayed on your statement for informational — LES Fivncial Senices a not a bank. The RM4, Business
charges aide( security reorganization events. general partner or sponsor and mac be caloSated purposes only. Positions and values presented re Services Account BSA and AMA are brokerage
Dividend and otet reinvestmeni lob and yatematic based on diferent irioimaton Iran tat raid by provided by she issuing fern LEG Financial Services a accounts which porde access to basking services and
psdnase ids are each combined to display re tied prin to chew their 'Minded values. not respectable for to inkanation and does not pariah II-rough arangorrents with affiliated banks
averaged lot The 'Trate date (yawn presents the — You can obtain addnirel ilormatn regarding qua-antre its accuracy. These swats re rot protected and other ihidparty banks. and provides access to
orMral transaction Made date. to meta:blow wed to determine the estimate of by 51K or tie Firm's supplemental SIPC coverage. hsuraxe and annuity proicis issued by unattained
value ad the date of the ilommion that is the Inird-prty insurance comprise trough insurance
• Callable peourkiet Bonds and refered clod that basil for the Simile by cant:on-9 your Finned • Revenue string and additional compensation. agenyettiekeil of LES Financial Sates Inc.
the issuer oak for cab redemption wil be selected Adder. - h steer, to arnmksiam cn sales end 12b1 ices — iwintmere Murree and arnuity prodris
inpralbi by lot from arrirm allies:trines of that — Third party eninated vales may be reflected as received anonnection with the distrbden of mutual — Not FDIC raured• No bank guarantee* May Me valve
arse held hour name or in nominee name for as 'Not piked in several etUatirit when an knob to our <lents we ardor our affiliate recce* - IMA. Resource Management Account. Business
dents Call kart nktmaton a calmed from third adeperdent valuation Inn has not suppled a reveredstatism perverts tan distrtulas ands Se eves Account BSA, IRMA and remational Resource
parties and as accuracy is not muranteed. Other call umble to astir • yaks, whin we become avant advisors of the mind and that we sell. These Management Amur re registered service marks of
leans may win which could ilea yield complete that a material event hardened that may call a Amaral ace baud on tea different carp:r ents (g LESFrencial Senna. lx.
inkrmaton Grill be rewired upon request previousy reported vale ink suestion, or Wen a tee snare of sabs by 12$ of a particular "Owl — VISA is a registered radernak owned by Vita
value would to high* speostatrie due to tensors 1u-dirtily to ourclents and GO fie asset rake of a htematiznal Senxe Asszcation rd used urder
• Catificates of deposit (030. COs are FDIC nsued oldie smutty. perdu& mutual iced fanny's shares heed at to kense. The UBS Visa creole cads and the LBSVia
up to 1293,000 n principal and accrued intent per - When neater an kiwi-, general partner or sponsor Inn debt cards are Boyd by UBS Bank USA with
deposior ant per depository int:add\ inaccordance titillated value nor atterdpahr estimated vale is — We rd our affiliate also receive networkim2rd permission from Visa U.S .A. Morporatect M Weer
edit FDIC nobs. provided the rake of the secunywilltediklere-4 cambus processing fees in COnSideration fa harder rademaks, registered tradmirts, senate maks ad
learn its puttee, once. agent services tee ne provide lo to mutual(u nds regateredseroce marks are of ter respect.*
• Pricehalue. Pares dimlyed fa securities and Other — 'Distributions to date may include reesn al These fees gereralbr are paid from investor asset n ecrones
pod is may be higher or lower than the pike that capita( Mome or both. is mutualI und and are a feed dolls ander baud
you would actualba receive in the menet. Prices we - 'Original unit size' MM.t, to ingot offering on the number of wants at the broker.dealer 25 nnaroal Service. Inc. Roy. 201205
&minedfrom various thid party sources *hits we Price per unit ad may not reflect your cost basis hoking renal fads of that fI nd fa-nily
[Were to be rekable boat we do not guarantee thee' — DIP and unlisted PER startles are rot listed an a - h addlon to commastre received in correction
accuracy. national setuttes exchange and are goner* with the safe or &Newtonal annuity ardracts and
- We general& ow the cbsing price when swath a aloud end even 1t hey can be sold, the price unit insesinant butt unit to our clientt, we tutor
Ix mean of the bid and a* pier; for listed rinererdmW be less tan to per shoe marred our aft Rate receive revenue taring corrpensation
securnes ad options ce only bid prices for OTC value provided in the account statement. Iran many of fie Murree can es underwiting
leashes. the annuity contracts *fibres of the insraxe
— Less actin* traded secures maybe paced usng a comparesor sponsors of the are investment trusts
velumen model or the moat recent price we re &tribute.
SDNY_GM_00024035
CONFIDENTIAL
EFTA_oo134655
EFTA01276266
Felancial Services Inc,
Private Wealth Management Business Services Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2017
IWP7001C6418t 0917 X13 Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK W07666-0308
Account name. MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERV!
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone. 212.621-7007/800-308-3140
Questions about your statement? Value of your account
Call yoar FinandaI Advisor or the
ResourceLine at 800-762-1C00, on August 31 (4) on September 29(4)
account 029323655
Your assets 1.13 1.13
Visit our vaebsite: Your liabilities 0.00 0.00
www.ubsemlfinancialserviCeS
Value of your account $1.13 $1.13
Items for your attention
r Help protect yc-arlel! from !situ and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
iennw.annuakreditreport.com. Tracking the value of your account during 2017
ttaue of your account
at year end 2016 S1.I 3
833.1 901.1 Your nvestment return
Change in
market value 4O00
Value of your account
on Sep 29, 2017 $1.13
1.1 I 1 11
• •
Dec 2014 Dec 2015 Der 2016 Aug 2017 SO 2017
SDNY GM 00024036
Member SIPC ANP703030011:64181 NP70C0124666 00001 0917 00(103C000 Y123655550 1010C0 ►age 1 of 6
CONFIDENTIAL
EFTA_OOI 34656
EFTA01276267
4tUBS Business Services Account Account name: MAx HDIEL SERV.CES CORP Your Nnancial Advisor
Friendly account name:MAX HOTEL SERVI SCOTT STACK MANLYLE CASRIEL
September 2017 Account number: 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
September 29 fl) your account
A Cash and money balances 1.13 100 00% Your current asset allocation . Cash and money balances may include
available cash balances. U85 Bank USA deposit
B Cash alternatives 0.00 000% account, UBS INC Insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important in formavon
D Fixed income ace 0 00% about ;our statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.00 000%
F Commodities a CO 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account $1.13
Eye on the markets
Percentage change
Index September 2017 Year to date
S&P 500 2.06% 1424%
Russell 3000 2.44% 13.91%
MSC I - Europe, Australia & Far East 2.53% 20.47%
Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14%
Interest rates on September 29, 2017
3-month Treasury bills: i
One-month LIBOR: 1.23%
A:WAX:03001064182 NM000124666 03C01 0917000000000 Y12365555010 gtlitiYGM000240599. 2 of 6
CONFIDENTIAL
EFTA_00134657
EFTA01276268
Business Services Account Account name: MAX HOTEL SERVICES CORP. Your II sandal Advisor:
(t)U BS friendly account name:MAXI/01EL SERVI SCOTT STACKMANLYLE CASNEL
September 2017 Account number: 212-821-7000'800-308-3140
Change in the value of your account
September 2017 ($1 Year to date (1)
Opening account value $1.13 $1.13
Closing account value $1.13 $1.13
UBS Bank USA Business Account APY
Interest period Aug 7 - Sep 7
Opening UBS Bank USA Business balance Aug 7 S1 1 3
Closing UBS Bank USA Business balance Sep 7 81. 13
Number of days in interest period 32
Average daily balance $1.13
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing imestment oblectnes to this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Filancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Pnmary - moderate
investment eligibifty consideration - None sefiacted
Your account instructions
• Your account is currently coded for margin.
• Your account cost basts default closing method is FIFO, First In, First Out.
SDNY GM 00024038
ANP7000,3001C64183 N7700313466600001 0917 000030000 7123655S50 101000 Page 3 of 6
CONFIDENTIAL
EFTA_00 134658
EFTA01276269
*UBS
Yournotes
CONFIDENTIAL
EFTA,11.559
EFTA01276270
Business Services Account Account name: MAX HO1EL SERVICES CORP. Your %sandal Advisor:
taUBS Friendly account name:MAXI-101EL SERVI SCOTT STACK MAMLYLE CASRIEL
September 2017 Account number. 212-821-7000/800-308-3140
Your assets
Some prices, income and current vaues ShOrn May be approximate. AS a kite. corn at lOsses ma/ nal
be &croakily refkaed. See tmportint intormafrOn about your statement a the end of ths dacurnem for
more information.
Cash
Cash and money balances
Cash aocl moray balances may include avalaie cash balances, UBS Bank. USA eepaat account balances, UBS Bank USA &Walton FCC Insured PrOgan Sank clepOSit aCCOunt bOenCes are insured by the FDIC within
UBS FDIC Insured Flogarn Beni: &lances, UBS AG Stanford Branch deposit account taances and money agaticatise lint but ale not protected by SIPC. U85 AG Stanford Blanc h deposit account balances me not insured
market mtaud hand sweep balances. by FDIC and am not protected by 51K. Money market sweep tames are protected by 9PC but are not Insured by
the FDIC
See the important £oformgion *booty:et statement a the end of this document for detain about those
balances
0cenng ba Erge Cif/Sing baexe Price per share Ake tar Derldend Merest DEVI in
Hddng on Sep l (S) on Sep29 (5) on Sep 29(t) ote period period cap amount (S)
UBS BANK USA BUS ACCT 1 13 1.13 250.000.00
Your total assets
Percentage of Cost Eflindled uncea4Na
vaue on Sep29 (S) yOur account boos DI annual inccme con or loss (S)
Cash Cash and money balances 1.13 100.00% 1.13
Total $1.13 100.00% $1.13
SDNY GM 00024040
AtIP7C003001C6418SNP7003124666 00031 0917 000030300 Y123655550 10l OCO Page S of 6
CONFIDENTIAL
EFTA_00 I 34660
EFTA01276271
$UBS
Your notes
—77== _CAl_poomaipie 5 of 6
CONFIDENTIAL
EFT,0011.5fil
EFTA01276272
Important information about your statement
Financial Services 1-6. (the Fern or OBS Fnercia her I romyou no later than 60 days after the F rm thins for cash/. Eebnatay broths* available upon • Achieve CaptiAppreckaion: Investments seeking
Servnes), is a member of all principal securky, centrality set you the list statesmen on vaith the era or repast or at /me sec. org The 9PC asset protean growth of papalr ather than the generators of
and cptia gehapt. UB5 Financial Services and 1.85 Problem appeal. Ian apply to all scares that you hall in a particular income
Balk US/ are i-died subside/nes of UPS AG and - Peri. yotr name ad account number (d any) capacity. • Produce ConaMation ofl ame ars/Capital
airbagsof UES Securities LLC. The Fim's Insnoal - fthsabe Ile error or tie ander you as UTAIre The Fin, together wen certain aft iliates, has alto Aparece*n. Investments seetti-g both the generation
statemert a available upon request. The Fines exennia about, ad testa as ceay as you cm why you Parthased telanwintal innate The mamas of nccme and growthof prixei.
often ere at: believe d is an ricret a say you need more amount pith.* to at ekableclicnts. colletwee cater
erformatia this oration is S500 million as of December 10, 2016. Overall risk profiles
UBSFinarcel SO-MPS I-C• - Provide the doter amount d the suspected era. Subject to the poky cornea at Imitations cash a • Conservata Seeks to manlan nal papal with
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low rids axe alertly to the accord meat even 4
Weehawken, Ne 07086 The Finn or Card Issuer surd Peestgate your complaint aggregate kr slime accounts held n manias that means tie ant does not generate signetk at
and will coned sty ear papist For alleged errors capacity AM ccpy of the poky wadi-9 is sake income a retire arid may rot keep pace with
This SUMMird represents the onb officialrecord of you Morin; UBS Vthe debit ta-d ha-oath:nu if we take upon request. inflation.
L o B ffi S c i F a i l n t a a n x c i i x a u l S n e e m n ite ts s , a c c o co n u ta n n t. n O g t h c e o r n f f e li t d e n d g ; d e at a a p sh t o uld m ye o a re a th c a o n r 1 n 0 f b o u r t t h in e n a s m da o y u s n t t o y o c u lo t t h h i s n , k w s e in w e i r ll r c o r r e , d so it that Neither the SIPC protect nnor the ftophrmental • iladerie Wiling to escape sae ride to pinup,' ad
not be relied Lan II youbeam there 6 an era or you a hem the use of the money dunng he tine n protedon apply to: tolerate some volatility to seek hither returns.
omission please report it inmedately n snag to the takes us to ccmplete our iwestiption. • Certain fr acial assets controlled by (and Mated n • aggressia: %Clic to accept hip risk to pincipal at
Branch Manager of the office wvim your account. your account value) but hell away from UBSFinancol high volatility to seek high returns over time.
Please mike all checks payable to the Firm or the Senates For tarok certain (i)insuraxeorcdats. • nmestmene ape* Consideration: If selected a
Allhaep al lignin them re Mended to be accurate. lariat msttacn ideated on the tom of this including variable enmities, and (i0 shares of lath portion oe the portfolio for dot account may include
statement dela 'kaki not be used kr es purposes Rey statement In addition to nista imam lea, accounts funds registered in the name of the accost holder on complex strages, linked liquidky andante
tab on yemend tax forms. (Le • Form 1099. 5498. may be object to mare:mate lees, shaves for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n r p e re p p e a l m to g t y h o e u IR r l S a a x l r l e U t s u a rn b . l e T c he h F e im a t* p am ay o m u e n n ts t k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t k a e n s u f n e p r a re id i • I li n m a it t e m d e p n ar t t n c e o r n s t h ra ip c s ts a o n r d P pr r i i v m at a e m pla t c / e a m r e e n a ts s ) l t e a s rt it a re Statement •ftmateholding•
mportabb rastabk data* and table Mast to other instaans may be subject to a trader lee. not registered under the Securities Act of 1933; We may consolidate at mired account statements with
end en NCl/ilia held n your accost net proceeds • Commodities contacts (e g, foreign takers* and the WMe address in the same envelope. eq. because
on see breactire, rd con basis on certain covered UBS Sweep Options paths metal contras), includirg futons contracts they have canes who aka manta ant accent
C se ia is r e sr s a . latans with due Firm 1 b d , a e 6 n p 5 k o c s s , a e a r a s n c c o t e , p n ti o t o s w n a s l l k e n t r o m n s - u w a t f u f a i a li n a l f t u g e n d c d a b s s a h (M t b s c a n l a a e n d y c F e a u s f n f t i d o li s a b ) t e a a - d n k d • r D B d a e n p k o c s U o it S m a A m c , c o U o d B u it S n y t A o s G p (e t i x U o c . n S e p . c t b o c r n e i t t r r c a ti h f c i e c ts a s ; t e a a s n n d e d t b d a e n p k o s s n it ) t a h t e 1 .135 r y s a o t t u o io p n n re e s f h e s r e e t s n o d w r e e a c p s e e i t v o „ e t y t i e o n r u d d m e e d a n u y t a d s l e a s c t l a i t n t h e e e m h a e o n r u t e s w m a a a d id d ile r in e d s g s ' n b . i y t
• Please moon/a any oral cormroncatons in wring the korai:nalD ata kart (DA) fa cancan FDIC Mad Deposit Program. tag your Franca' Advisor
u to n d fu e r r t h th e e r p S r e o o t _ e M ct i e y s o I u m r r e i s l t l o s r . P i r n o d te u c d tio rg n A yo c u t r (S n P a A t T e D w e i p ll o a s n t I a n c t c e o rn u a n t ts io a na l U l P B5 e B ar a c k e U M SA a r n e a d m non a - a A ff c il c ia o te s d t. n T o he t a S p O p C ly r t o o t th a e w o n a s a s n e d t; t O ie M s " u 4 p a am yo en ft t - a e l a p s ro e t a e p a pe n a d r o Friendly account name
• F o If k f t a t h h n e is d fi s a na l t S a nc m o ia n e l i P a n a c i s t a u n rr t o i i e o t s L n y B a e S n a E t h a n e c c n to o a p s l t e S a ft a s o c t f e l e t s a ie r , i L n f B g ro S n t F b ? a o ro n r m k o s f o e p r r a e a n it r ic e e i ' n p M a a t a t n i g a tu n n r , t e p h d l e e U i a n B * a S v cc F ia o D r ~ d IC a i n v in c t e r f i d v e e i d c a . D g l ( e a D p r S .. o D C s e i i t s p le os s k . i a o n n i d t h y o e o k m u m s e a la r k t t a e e l m p v r e a o r l t t e e s c . o t f T io h y n e o d u S r o P i n n C v o c e t a s p r t r m o o te e te n n c e ts t : 0 a (w g a a h n i e d n t s h th t e c e r h a a ng a e s h c T a h a s e w n F o r s ie l b e n y g d a l y y l o a e u c f f t c e o o c u t a n a ss t s i n s y t o o y n o u e r u a i w s c a c it o h c u u y n o s t u a Y r m r o e i u a c b c o l a r e d n ' k n c e i h c e a k p n t i ? n a me
broker by arra-gement via the ideated insitutors accounts at UBS AG Stan,o rd Brands and shires of resat of nodal movement. issuer brkruptry Cr your Friendly account nines, through Online Services a
We informed you of this relatcnshe usher you MaimF uxb are rot tined by the FDIC. 011modose) by cat/cling yes F inanoal Adosa.
opened this ocean. h tris cast your Ilia aid
males are Mated a LOS financial Seams and rot Through the DA, cash teams we swept to deposit Dividend Reinvesbant Program (DAD) Account Olathe
the nada9 brokers ard youn ut make afar accounts at UBS AG New rot Brara ad UBS AG lhe ;eke reflected is a enrage pee YOU may Waif • Vat ef)oor aasounthorralis Net of assets ad
of any error or omission to both finm, Carl.' Branch. These deposits are not insured byte the moot pie Iran your Stacie Advisor Only whole /knees
• As dated in the account apeements, you rat FOC. Balances held at te LES AG Cayman Brandi are shares are purchased under DRIP; ramal shags wil be • Assets Includes avalable cash balances, yamsfor
roily us of any errors or triad airing decks temp:only (reposed to the sovereign rest of the Cayman sold and the cash wri be deposited in your account The restricted security (est), arid Global Time Deposits,
reelected an per statement within 30 days after t was bads. ad there is nog...ante or cat oblate" of divided armament price applied by the titer may unrazed mods 10 market, and canon assets not held
mailed or made rabble LBS AG a repay the balances while on the UBS Leman defer from the market pia at which the panial tarn by the Firm Does not include unpriced OkUritiOddiraft
• Pleadisci atortor complants or ixpries to the Branch's books. re sold at the end of the par and current statement toned', cr
Finrs C Fent Rears Departmentx 201.352.1699 private Pasant, u vd stock options ad
or toll-free at 802-354-9103, 8:CO A.M. to 602 P.M. Bank deposits are not protected by 9PC. Money Sued Cash-a-lieu arcade stods options
ET Monday through Friday, or in rang to U65 shires are protested by 51K. See '1.135 Fermi Seat CnN whole urns may be Itid n your account. If you we • Dams Maas debt balaxes, thtsta-deg atom
Financial Seneca Pc., Client Relations Deparneet Account Protection' below. emeriti to • pal tal at sea result ol • chided penal loam, can lint shon account balances.
P.O. Box 766 Union Cky, W 07007. or otherwise, the Firm al either sell panial units at • Catheomy balances. Total of crammed avalabe
• A II staements shall be deemed complete red acerae Ltxn sour request, bataxes n te bark deposits mie be rake price a accept an warn detained by a cash balances, pia dethot balances al affiliated and
if not &acted to in writing within 60 days wthchawn, ad sham of a May Ford may be registered cleatg agency, ad credit yos accost nonaftikated banks, ad moray make rrutual bad
• Fa Try services_ Call 044412.0986 or tom outside Ithatect and tie proceeds retuned to you a your sweep balances, ate cbse of the amerrent peeled.
the US.: Cal 201.352-1495 190.1110$ anent Investment abOttime Nen.cormadity Ire. eat balances in prix want a
• F E c h W a r n r e o c d d i d n a s t e o r t W a s a o n t a l e f s a n a e a d r w c a s e ti r o N e t ( s n F s I s o T , 0 I r c ) x 7 c . a 0 . M l a , l 8 1 s 6 I W 3 l , 2 t O a A e 0 O - m n s 7 H C n a a a 2 b R - r 1 b a IA 0 a o u 0 N r l 0 B a U E , n P l S a v S a A d c w a , S e 6 s i a t 0 l o e t , k 1 a n 1 t e i b o c 0 s 0 U l e , P , S F a m ri u c e r b t k w h y i e c n u r a b g M r s i n c c o g u o r r 9 r r m r e 2 i n w 0 a t n . i 7 n n e 6 t e e a 2 m r b e 4 o e s 0 u t k 0 r t h f a a , t v f f t r a . o i l a a m n b d l y e o y s u i w e r l F e d e s r , e p a e o s p a i t v a i a o i n A la s d b , v le is or K P i T e n a h ft a r c e a h a t s i m n e a i v c g a e e c d s n o v t u t m i c s < n h e e t a e n t a h n t j n e g e o d e b F c m j i i e r t n m a a c y t y i a v o F v e u a r o s r r a I a y n e n b b a a d e c x t r h w i i i s a n a e k e l e s p s n t r a o t o y r a t f n o i i t n le i u g o h a o n / e t c f e o l a a l s r y n y p o e t u s c . k to m n u b s u o i e s s t n a s e t e n o gr s y s t s a ' o g l f T is e t h h i e e n e s d c s e L e f f r d u f o a e n m d d d s i s o n w t h t th i e e t e h ' r m b a e a s y o l s a t r h e n d n c * in e t u s a p p - e a y o r n n c i d o o y d u d o r d e u s r o e r F s o d i e n e f n g r it n r s w a a -d i y e . .
choose a of the (plowing investment cbectia
Cal a ate as soon myth can, if you think yes 'JOS Panda Services mown protaion • Produce Currenelnicore: Investments wing the
sthement a receipt is wag or 4 you need more The an a a member of tie Seaties ante Pretoria, genecatcen of nccmeork
Corporation (SIP°, which pacts securities oatonws
Homan 4xut a tratsfer on the statement or
recept. The Film or Card bar (as apacable)MVA of es members up to 1500,000 (including 1250.0X/for
SDNY_GM_00024042
CONFIDENTIAL
EFTA_00134662
EFTA01276273
Important information about your statement
(00ilbilued)
Lendieg intormatien believe to be reliable. but ree do not guarareee thr - Coe and unlisted RUT wishes we not listed on a — h Addy", to «enwrap:ins recemd n COMKPan
For debited information on the Finis lending peactees secrecy. national wishes exchange, and re generally wen the tale or deakarkel of seenaty connects red
and disowns refer to yew Chem Relaicoship - We "carat use the closing price when palate a ilhaud and even if they <en be colt the price unit investment trust units tow clients, we odor
Agreement or Account Agreement and the General the mean of the bid and ask prices for listed received may be less than the per share estimated Cu' affiliate receive reserve sha-n; ccerprisrion
leans and Condrtons LISS Statement of Credit Practices Panties and options a only bd prices fa OTC wax provided n the acv un statement. from many of the fikf WO tementes underwriting
available in Agreements and 0n<losures Acura its the amity canons, all Ames ol the mural°,
at didSaLLPLOIStga/222/412:422 - Less actmyy traded Acuities maybe priced using a companies on toonton of the toil investmom trusts
valuation model a the most recent once we • Restricted I4Kurkies Restricted Acuities gerseral;t we cfistrieste.
Your assets obtained and may not reflect an actual maker price re not currently eligible for public sale 1.65 Financial - Ow affiliates also mem-trading earrrissans and
Your statement rtemees securities and other assets hell or value. Services uses the market price el the unreanned stock Other compensation Iron mytual kends and nstearce
in the accordant* end of the statement prod You - Certain poctions may appear without a price and of the same issuer as as mputed value foe the canpanits whose products we dabute.
may .r.S. for *Way d Inn/ paid tco-rfties N ray time. will show as 'coke was not svadablo• if we re restricted stock la purposes of this petement onry. To - 1 W .8 e $ W AG e n,* n annual fee from tires Fri USA end
You mar receive panties used as loan collateral after unable to Obtain a price for a Se<unty the relent that restrined securities are religble la tie, Stamford Branch of up to S25 per account
piing any balance dye on them. AN securities - Deposes or securities ddeennoomminnaatteedd'n currercies the vela reeened may be stbstantrat less than the sweeping to the basks under the LISS Bat Sweep
tranPerred to the Fins drip the statement period are other tnat U.5 doll,, are reflected at the exhrige snored. valve Mown Program.
listed at makes vale as of the end of the statement rate as ol the statement dale.
read - For certain wastes tracing in nonconforming • tit. (estimated) norm, current yields and Mee. Activity
• Cost bast In detemming the cost bacs of the dencennotonx price and (unity(lwe value) may An estimate of aroust income is bred an otters Information negardng <vomits:sins and attic charges
searilies included this Paternoro. Were indicated have been adjusted to facilitate proper artisan dividend and 'rowan rates, assunin; the securkies will incurred el correction with the exeoalion of trades,
even the nurbe I,' LIES Friancial Services has relied To Wotan o.nent guotaticns, when aver lab*. contact be held for one year from statement date ce irtt includingoption vansactons has been extruded on
on information obtained from sources other than UBS you Financial Advisor. maturity. Rase estimate is only a gudelne, accuracy conlimiations prewousN furnished to you, ad sell be
Financial tench. whaling Warnation Iran another. and continued income are not guranteed provided to you promptly on mount
fern or that you may hawprovidedto >as Finrcial • Privet* investments end steuctund products. - Estenated and income aid current yield fa
Arbor. The Firm does not independently verily a Private rivesunint seosilies (rx biro dreg tenant/On of wastes cord include a realm of Short selling
sismantee the :rosary or valedily of any elarnthon Part<iPateri Program and real estate investment trust prnabal or captalgans n which case the est you re engaged in Met selling a warily, wormy
weird by saxes other than LES Franco' Sawn. securers) and screetrod proems are gentrily hghy income (and <went yield) weld be overstated. incur a charge are to certain borrowing costs fa that
h askRion, although LOS tnaxil Singes garotte afteid Cs-tan Anictued crodots have not bean - Fos-rated annual rooms and currant yield and the pa-Coyle- sea-ray.
updates this Mayor ion pais received. the arm registered writhe Securities and Exchange anaal income and yield mete be lower a hirer
doh not provide n assurances that the nformaton Carrnssisn or tinder any state securities laws. We than the estimated snorts Open orders
under 'Cost basis' and • orrealeed gaff loss' 6 proede estmated yaws let private nvestment - An estmate of annaakzed income (dirdend andar Rt.aaiOng open CI • good-Ulcancetled* orders that
accurate as of the date of the itatement. As such securities and stnactured products for ntormatcrul interest) aided by the crow market Wee° rot weaned by the Witmer< date, open buy and
please do nat rely on this information to mike disposes only A«Lracy a riot guaranteed vabelaver aye balance t based on the Lest dividend sal step cedars re reared by the snore of &Mona
ceschase or sale decisions. fa tarps:poses or - These values may differ stbstantiat from prices, or interest payment made by the issuer and or netts an an erodeviderds aerordnis date unless
otherwise. Accounts Van?e rred to the Fire may any, al which a prrae Meaner sectary a antries the seornesIdecoses will be hell I ar one enured otherwise by You we resparoble for
gar/ loss Hamm6n only for the period of structured product may be bought or sold and do yen ban the statement date or until malty. or dm that are executed !Lr.t to your latee to cancel
time they re held at the him More historical not 'Wintry feature the vat* you may receive Accuracy and continued yield at not guaranteed. writing open orders.
inkernalion can be added by yoke Financial Adviser. upon liouidatcn.
- Third patty esti-nsets of vale re as of acertain • Awns not held by UBS Financial Services. Cenin Privacy
• Unrealized gains/lones When data is availabb date and are stored to UBS Financial Services on a assets re rot held by the Fin and not with., the To obtan a cop/ of Off anent Chem Macy Notice,
estmated revalued gait losses are calculated for regular base by an independers valuation firm. Fein's possession or control. These assets re please contact Ste flancial Admix or vat or ',tibiae
rich/Owl sehrey lots. the fferextion data for - Isfun, pineralprtna or sponsor estimated rabies. deployed on yam statement for informational www gin ed).04 fitMex
inctiMal loin may or may not reflect cemnissions, if any, are supplied to the Fin by the :twin, purposes only. Positions and values presented are 1S6u5n Financial Swan is nee a bank . The RMA, Banns
charges sake secrity reagent:at KO rent. general paw or sponsor and may be cat/sled provided by the issuing film UBS Financial Services is Account BSA and • MA re broker*?
Diedend and Ott. reinvestment lots and rystonalk based on deferent rdormaton from tut used by not responsble for this ePOOMPOn and does na accounts MO pour access to barn; seduces and
parchme lots are each combed to display ore shed panes to derive ther crenated values. grantee its accuracy. These assets an not protected redacts flour. arongemenis troth affiliated banks
award lot The • Trade date' («win prows the - You can obtain adddnrul information regarding by STK or the F was supplemental Slit coverage. and olive tidy:arty banks, and peovidet axons to
°cling transaction trade dale the methodology used to determine the estimate of Murano, and annuity products issued by ruff tired
value ad the date of the etamation that 6 the • Revenue sharing and additional compensation. agency Insurance« marlin thrice.* Marano.
• Callable securities Bonds and preferred godc that basis la the estimateby contacting your Financial • h adder, to coernisscris an sales and 12b-I tees agency subsid es ta 1.65Finuncul races Inc.
the 69* cads for eery redenlation wit be selected Advisor. ri<enti el connection with the darbsco of mutual — rastmert, (durance, and amuay predicts
manuly by lot from awn; al save., of that - Thed pity estM ad values may be reflected as funds to our cents we 'bra our affiliate receive it. We PDC nand • No bank guarantee. May lase vela
issue hold in our nano a it nominee rant for as pncedf in several vtuationsi wen an revenue Mari; parremn from clarbAcn rola — WA Regan* Marion* Account Business
clients Call tease ntormalecn is attained from third . . valuation tern has not suppled or 6 advisors of the mutual funds that we sell These Services Account BSA, IRMA and international Resource
parties and es actuary snot guaratteed. Other call unable to assign a value, wren we become aware anards are based on two different conacnents: Management Account are registered service marks of
braes may exist vetch could Men wry. complete that a material event has °coated due may call a the smut 01 sales by (RS of a pat cull rrulual 1.65feruncial Sown Inc.
Manton wilt be provided upon request peevianry reported vale i'eo restico a Wen fu-sd lardy to out clients, and 40 the asset vita 0. - CU is a registered Inedetnalc owned by Visa
value would be high Speculaton, die to the nature particular mutual hod finale shares ?rid al the Internat.:nal ServicesA cirticri and used under
• Certificates of deposit (04. CDs are FDIC Mired or the security fen, kens., The U3S Vis (red. cads and the LAS Visa
Lp to 525;,000 n principal and accrued irtenest per - When neither an 6Suee, general partner a sponsor — We and ow affiliate also receive networkno and debt cards are *stied try 185 Bank LISA with
depossa and per depaitory 'marten nattedance estimated value nor a third-arty estimated vita is annexes processing lees in cons.derieco Ice transfer permission Ron Visa U 5.A Incorporated Mother
with fOIC rubs. provded, the value of the Acuity will bedifferent agent wwes that we Fronde to the mutual funds Peanuks agreed tuarnerki, service marls and
from its punkas.? price These fees goneraIN re paid from :wester assets in registered venire nmae we of their respective
• Price/vats Peres displaced fa wirer and Other - • OVarbut CAS to ewe nay wide return of the mutual find and are a fixed dollar wove based COrnpenieS
products may be higher or lower than the price that Capttat. Mane of both. an the number at accounts at the bracer-dealer
ydu would anuelN recent in the market Feces are - • Coginal unit size • represents the noel offering taking inyteall funds of that fund family UPS Fanatical Serous Inc Pei 201709
obtained front wan thud party sawn *heal we price pr Ln6 and may not reflect you cost base
SDNY_GM_00024043
CONFIDENTIAL
EFTA_00 134663
EFTA01276274
UBS Financial Services tic
Private Wealth Management Business Services Account
UBS 299 Pwk Avenue
25th Floor
New York NY 10171.0002 October 2017
aNe7C0365533I1017 V1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASMEL
Phone' 212.821.7000/800.308-3140
Questions about your statement? Value of your account
Call your Financial Advisor of the
Resourceline at 800-762-WOO, on September 29 (S) on October 31 (V
account 029323655
YOur assets 1.13 1.13
Idsit our website: Your liabilities 0.00 0.00
www.ubs.comainancialservices
Value of your account 11.13 $1.13
Items for your attention
e Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
viww.annuakreditrepoit.com. Tracking the value of your account during 2017
Value of your account
at yea' end 2016 $1.13
833.1 801.1 Your MtStalleflt far.
Change in
market value 1000
Value of your account
on Oct 31. 2017 51.13
1.1
• •
Dec 2014 Dec 2015 Dec 2016 Sep 2017 Oct 2017
SDNY GM 00024044
member SIPC ANP700000C0655331 NP70120061384 00001 1017 000000000 Y123655$50000000 ►age 1 of 6
CONFIDENTIAL
EFTA_00 134664
EFTA01276275
SUBS
Business Services Account Account name: klAn HOTEL SERVICES CORP Your A Rancid Advisor.
Friendly account name:MAX ERVI SCOTT STACK MANLYLE CASR1EL
October 2017 Account number: 212.821.700O800.306.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
• Cash and money balances may include
A Cash and money balances 1.13 10000% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. UBS it:4c Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about war statement on the last two pages of
this statement kr detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account $1.13
Eye on the markets
as of Cetober 3O, 2027
Percentage change
Index October 2017 Year to date
S&P 500 2.23% 1639%
Russell 3000 1.99% 1617%
MSC I - Europe, Australia & Far East 1.39% 22.14%
Barclays Capital U S. Aggregate Bond Index 0.08% 3.23%
Interest mess on October 30, 2017
3-month Treasury bills: 1.12%
One-month LIBOR: 1.24%
ANP70002000665332NP7CCOC6138400031 1017 00C031:000Y123655550040,wGit0 0024cesge 2 of 6
CONFIDENTIAL
EFTA_00134665
EFTA01276276
Business Services Account Account name: MAX HOTEL SERVICES CORP. Your Pi vandal Advisor:
Friendly account name:MAXHOTEL SERVI SCOTT STACKMANYLYLE CASRIEL
CK.!,_]I..rr 27'7 Account number. 212-821-7000'800-308-3140
Change in the value of your account
October 2017 (3) Year to date (S)
Opening account value $1.13 $1.13
Closing account value $1.13 11.13
UBS Bank USA Business Account APY
Interest period Sep 8 - Oct 5
Opening UBS Bank USA Business balance Sep 8 S 1.13
Closing UBS Bank USA Business balance Oct 5 S 1.13
Number of days in interest period 28
Average daily balance 81 13
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important in( *matron about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Primary - moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00024046
ANP7C00201:0655333 NP7003061394 00031 101700C070000V1736S5SSOC00000 Page 3 of 6
CONFIDENTIAL
EFTA_00 134666
EFTA01276277
*UBS
Yournotes
-----.--„...„„„,,,,,..
CONFIDENTIAL
EFT,0013.50
EFTA01276278
Business Services Account Account noose: MAX HOTEL SERVICES CORP. Your ftsandal Advisor:
*UBS Friendly account name: MAX HOTEL SERVI SCOTT STACKMANLYLE CASRiEL
a! Jur. 27' 7 Account number. 212-821-7000/800-308-3140
Your assets
Some prices, income and current va ues shorn may teEpproximatt. As a rest, gam and losses mai nol
to accurately refkaed. Set Amnon inaorenabOn about your statement a the end ol ths dxumem for
more Information.
Cash
Cash and money balances
Cash and money balances may include avalaole cash balances, UBS Bant USA depost account balances, 1185 Bann USA and al UB5 MX insured Program Bank deposit account baErKts art insured by the FDIC within
UBS MC insured Rogan Sank Balances, UBS AG Stamford Branch &posit account baances and rroney appticatiteimu, but ale not protected by SIFC. U8S AG Stanford Brant h deposit account balances zee not insured
market mut utl fund sweep balances. by NYC and are not protected by 51K. Money market sweep &dances are protected by 9PC but at rot Insured by
the FDIC
See the rmportant infonnelon stout your statement at the end of this document for detaits about those
balances.
owing bdance Closing &fence Price per share Average Dnidend merest Oaysin
on Oct I ft) on Oct 31 (S) on Oct 31 (t) tete period Period Cep anount (S)
UBS BANK USA BUS ACCT 1 13 1.13 250,000.00
Your total assets
Percentage of Cost Estmated unrealized
Vaue on Oct 31 (S) yOur account Oasts (SI annua incca* (S) con or ices (4)
Cash Cash and money balances 1.13 100.00% 1.13
Total $1.13 100.00% $1.13
SDNY GM 00024048
ANP700020C065533SNP7003061384 COCCI 1017 030030000 7123655%0000000 Page 5 of 6
CONFIDENTIAL
EFTA_00134668
EFTA01276279
$UBS
Your notes
-------
.... ,,.. 5zocc(SIVel_cAtaaozaclew • . 6
CONFIDENTIAL
EFT,0011.569
EFTA01276280
Important information about your statement
L. Fiuncial Services to. (the firm or UBS entail her Iromyou no later Men 60 days alter the Fm claim for cash. Boftnalay brochse avaikle upon • Acker* CapreaMpprecnition Investments seeking
Strube), is a morrow of all principal secuRy, cemrrodey seed you the list statement on which the ems or moped or at me. sic. org The SVC awn protector, growth d pmcoal rather than the generation of
and eptaro exchanges. UBS Financial Semler, and 1.8$ Moblem amok. lime apply to all scares tat you hold in a particular mere
Balk USA aft i-diecl subsilenes of UBS AG and - pordeyou name ad accost meter (if any) capacity. • Prole. Comanthon ofr ook and Capital
Abaft, of UM Scorers U.C. The Files I tonna' - DLaabe Ile tumor tie tattier )Cu at inure The Frt. together wish unloadr ies. has also Apprerd*n. Investments seeking both the generation
statemert a available upon rented. The F tors exeosire about, adobbin as chart as you cm why you purchased tpplernmal innate The mai mum of mane and growthof prixjal.
off an ere at: believer is men a why ),,J need more amount payable to as eigbr cheat collate/et tridg•
teformasion this protection is 1500 million as of Decerdwr 10, 2016. Overall risk profile
1115 Fennel Serums to. - Provide the dolor anent a die suspected vra. SLIoict to the poky cordite:re at limitations, cash a • Conservenve- Seeks to manlin naul rim pal, with
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low rok and volatility to the accord owral. even if
Weehawken. NJ 07086 The Finn or Card Issuer wil inesegate your cemplant aggregate for all your accounts hell n a partioulat that mesa the accost does rot generate significa-e
and well coned my eke promptly. For alleged anon capacay A fpl copy of the poky wading is mailable income ix retire and may not keep pace with
This statement represents the only offi cial record of your Moth? UBS Viet debil cad transact:ea if we take uPon request. ionise:2n.
U3S Financial Serous account. Other records, kept more than 10 bus ress days to duties, we will credit • Moaner Wiling to *scant some ride to prime and
official ladocunents. contanng conkingdata should you* acouft for the amount you thinks in error, so that Neither the SIPC preeno n nor the orphrnental
not be relied wan II youberme there 6 an era or you vii have the use of the money dung tee tine it protecion apply to: tolerate sane volatity to se* Fester returns.
omisnon pleat. report it inurneclakely n wrong to the takes us to complete our iwestiption. • Certain f rimers! awes controlled by (and Undated n • Agreed*: Wiling to accept hip risk to pincipal at
Branch Manager of the office keg your accost. your account value) but hell away from UBSFinancol high volatility to seek high returns overtime.
Please mike all checks payable to the Fern or he Services. For example certain 0 ensuraxeorcdsts. • anasemene Elgikey Consideration: d selectee a
kraal's a Noses titan re Mended to be accurate, financial inanition misted on tee tar of VW including variable amities. and 00 shares of ntaal portion d the portfolio for that account may include
statement data tkukl not be wed for to proposes Rely statement In addition to regular roast fees, accounts funds registered h the name of the account holder on complex straws*. liked limiciey andante..
Met on yemend tax krms. (Le • Form 1099. 5498. may be abject to mareenace fres, chaps for late the boots of the issuer or ender agent), volatilty.
r 1 e 0 q 4 u 2 i $ re . d e b tc y > la M w i e to n r p e re p p e a l r t o o g h y e ou IR r l S a a x l r l e te tu na rn b . l e T h d e iv F id i e m nd s, r p e o c r e n n o t * ' t n ar c s a e s c h u a r c it c ie o s u o n u ts r th A a c s c e o s u a n n ts d t c h h a a t r a ge ft s t l r a an u sf n e p rr a e i d d • ' li n mn in ed o p n art n c e a r t s r h a ip c s ts a o n r d i p N ri f v il a T te e p rr la t c i e n m te e re n s ts ts ) ( t e h a o t . a re Statement •househading•
imortebb rontauble dadima and uuble Merest to other instates:ens may be subject to a Mode fee. not registered under the Secunties Act of 1933; We may con roldate at related account statements with
end en feCleitia held n you accost net proceeds • Commodities contacts (e.g., foreign ouches* and the sane address in the same correkm. et. beausse
n C on o ra s s v i e o t r s t a r . a n m la a tf c tm tim e s w , r i d t, t c w o o s F t b ir a m ro ncertain covered U u b d a e a B n p s S k o o s s S f , e w f m e a e o r c : e n c ( p o e v u y O n i m m p ts t a i a : o d l l n e n e s e o m n s - w u a t e f u fi t a l v ia l e f t u g e n d c d a b s s a h (M t b s o a n l r a e i n d y c F e A s in t n d o s t b e ) a a d n t d • B D p an e r a e d p k o o c U s o i r S m t a A m m c , c e o U o d t B a u it S n l y c t A o s a G p (e t t i x U r o c a . n S e i p . c n t b o c u n i e n n tr n d c a i u h c f O t e c s i s a ; n t a e g a s n n f u d a d t b u d a re e n s p k o s c s o n i n t) t t a h ra t e c 1 . t 1 , 3 5 y t r s h e o e e a u y t t i p o a h r n a o e s w l h e im j o o t s e o m w l r o e e p t n h e e o o t k a th y i o e k n u r d e d i m v e i a d n m y u t a d s a l e a s c v t l a e i t n t h n e e e m h O s e o i n M u r t e t s e a m h a c d a d co d i d le u r i e n n d s g t s i v b . i y f
• Please moon(i sm my oral communcationt in wring the Henan:nal DePocit Accost (DA) fa customers FDIC tosurel Deposit Program. caning your Financial Aohmor
v to i f l u e r r th th e e r p S r e o o te s c ii t e y s o I u n r v r e it s e to s r , P i r n o d te u c d tio rg n A yo c u t r (S ro P t A e T s D w e i p n o n se I a n c t c e o rn u a n t t i o a n l t U i B k 5 o B n ak U M S a A n r a e g d em ism en - t a A ff c d c ie o t s ed t. n T o he t a S p IP p C ly p t r o o t t h e e ct s o e n m a e nd t t o h w e s n u if p M ple a m y o m t t e e n l m tis a • r a o p o pe n a d r o Friendly account name
• F o If i f n t t h h o e i c s f i s i a n l t / S a m m a i n l e l k t n a t i i c s t a u n r t r o i ie o t s 1 n y 9 a o 5 n u F t h = n e a r to t n a p t l e S a f t t s a o c k f l e e li a s e r , i U n f g r 3 o S n t F b P a o ro n r g r k a r s a p r m e a r r r t e e ic k i F p n C a n A t C e n M r g o n n u , t t e p h l e d ea U i s n B e a S v c F a co O t r v C d . a 4 w n n c w s e t ( r d w e e d i s t h D tr e f o D p y. I o C G s i n e t e no w a i o s n o n t o y o p o k r m s m s a e ta r k t t e a e l m p v e r a o n t t e t s c . o t f T io h y n e o d S u o V i n n C v o p e t r s p o t r m t o e e t c e n t c i t o s t n a (w g a h a d e n t s h t t h e c e r h a a t n g a e s h I c h a r e o s w n F o r n ie l b e n y g d a l y y l o a e u c f f t c e o o c u t ' , n c s t n i n n y o o y n o u e r u a i w s c a c it o h c u u y n s o t t u o Y r m r o e iz u c a c c b e a le d n k f t e r h o e r p : o M in e g a ne
lector by arra-gement win the isiotted insieution accounts at UBS AG StamfordBranch and shafts of mailmdimovemmiuuerbranoptcye your kindly account nines, through Online Services a
We informed you of this relalonshft 44.140 you Mary Funds are rot Wined by the FDIC. othemme) by contacting yes PeunualAdmscr.
opened this attest h the cast your lards sod
senders tre located a LOS financial Services and rot Through the DA, cash balances we swept to deposit Dividend Reinvestment Program pm roman overview
the invinorg ardor, and you mat make a wpm accounts at UBS AG New von Branch ad UBS AG Me ;Mr reflected is an average pike. You may obtain • Yak,. of MO aanuntrparricen Net of assets ad
• o A f s a d f e t l e e v te er d o i r n e t m he is a si c o c n o to u t b a o g t f h te f m ir e m nt s, YOU nut F C D o C m . B m a l B a r n a c n e c s h h . e T ld h e a s t e t i d e e L p E os S it s A G ar e C n a o ym t i a n n u B re ra d n b d. y a t r e e M the a n a n c t a u r a e l s pu tk rt . h I a r s c e m d p un e d r e F r D in RI k P ; i i P a A n d e v l i s s h e o O es n l w y n ill e b c e k • li A A i s l s a e e ts s _ Includes available cash balances, votes fo r
may us of any tows or Laud Molting decks temp:rant ("Dosed to de sovereign refs of the Cayman soli ad the cash wit be deposited in your acount The restricted security (eat), and Global TO* DffeillS,
reread an your statement within 30 days after t was blinds. ad there is nog...rink or other oblation of divided envestmere pnce kopled by he eater may unreMzed mods to market, and canon assets not held
mailed or made mike. lBS AG to repay the balances whit on the UBS Cayman defer from the mike pike at *tech de partial sure by the Fint Does not include unpricod teturtieeawb
• Please died nearer complaints or Mears to tie Branch's books. ay sold at the end of the prim and cement staiemeM pen**, er
Filo% C Fent Relative Department a 201.352.1699 private Mennen% u vd stock options ad
or toll-free at 860-354-9103, 8:60 A.M. to 6 CO P.M. Bank deposits are not protected by BaC . Money Fund Cash-klieu misused* sloe options
ET Mondry through Friday, or in wing to WS shires are protected by 51K. See "UBS Financial SiteiCt Cnt whole tens may be tednyois accord. If you re • Ciabrioes hcbdes debt balaftes, outia-drg Mir
Financial Senice" fro. Client Retakes Deportment, ACOCUlt {Munro' below. eft nod to • parte int as a result ol • decked payment loam, credit line, shoes acorn' bakes.
P.O. Box 766 Union City, NI 07040. cc atomise. the Firm will either sell pane units at • Cashreomy balances. Total of uninvested avalabe
• A 0 rtaernents shall be deemed complete ad accost,e Llen sour request, banes n se bort deposema be market price a accept an more detemined by a cash balances, par deme balances at affiliated and
not cbeedid to in writing within 60 days **dawn. and shams of a Moray nod may be 'nand cleirrg agency, ad credit yet actors. nonuffikated banks, ini money mate nutlet fad
• Fa TM' services_ Call 844412.0986 or from outside lopoloect and tie proceeds rend to you a your weep balances, tat the cbse of he statement peerod.
de I) 5.: Cal 201.352.1495 190.114$ account Investment Abating Na.cormtedity free ma balances in yes want ay
• F c I f W n a a in r c e d a d a e n s t n h c r t . a i m r a o a n l f n s e S * a s a e n c f n e e t e i r o N m t W s n I s s o , O 0 M r c 7 c . a 0 . b u ll , 8 R 8 e 1 6 2 s p 0 , 0 t 0 A a - o 0 7 t s t 6 n H r a 2 . k a b - R r 1 o b I 0 M o u o 0 t r r V 0 B e U E . n l B S O u S ' A d r t i w V , S t 6 a e e i I l r n r e h a .t f i • t e l c d o o s i o U . o t B il S F a r tw o a b t e b h y e e i c n u r a b g i l l s l o i n a c r g m o m 9 rd e 2 a w n 0 to e . i 7 n e n 6 t e e a 2 n r b - e n 1 o s e 0 u t k 0 t r f a 0 a t t v f e r a o . i l a a m n b d l y e o y s u ie t r e l F d e s r p , i o i o t n p a t v a i a o i n A la s d b , v le is a e t T P i e e n g a l h v e o c e e a - h s s s i e n e a tm c v c a a e e d c n s n v t t o m t i c s s ° h e e b t a n t e a h n t n g e g o d a e b F m n i j i n e n * a n c " y y t p o i F v v r u a e o o r r M a y r e r b a d p a e c t t r h x t w i i s i i n e k c e e v p o s n o r i o t y t n u i f o n i a l e g u t h i o a d a e n f r t n a o s s r o y y p o n e u s a . k to n u b T s u o h e s t e in a s e t e n o gr s y u ta s ' o l d f t is h i t e h & e e s d s W e e f f r u f e o a n m d d i s i t o n a t h t t f h i e t t e h p r a b a e a r y o l r a r e r n i d e s c in e t w s a p - e a o y r n n c i d o o y d u t o e r c u s a lo e r F s o d i i e n f r n r g e n m s v a - a a d l y e . .
choose area the (plowing investment cloictim,
Cal a mite as soar as you can, if you fink your UN Financial Services actown prier:Om • Produce Curentruconte: Investments searg the
The Firm name-be of tie Stosties Investor Protection
'lament a receipt is wagon 4 you need more generation of hccmeorey.
iftomialon abet a transfer on the statement or Corporation (51PC). Mich creeds securities miaow;
recibir The Firm or Cad Muer (as aplicable)routt of Rs members so to 1500,000 (eickiding 1250,000 for
SDNY_GM_00024050
CONFIDENTIAL
EFTA 00134670
EFTA01276281
Important informatioll about your statement
(OgiMided)
Lending ofonnuon belied to be titbit. but vie do not gdrartee - OFF and scnsted REIT stashes re not listed on a — h addenn to commissions recerod n connection
Fr dela'ed ormatai cn the Timis lending ornate, accurary. national welshes exchange, and se generally way the sale or dembolith of athoty contracts and
and disci:nu-et refer to you. Chin Relannship - We 9enoraTY use the elelin Dna, town avalabie illgud and even if they can be sod the price unit investment trust units tow clown% we ardor
Agreement or Accost Agreement ant the General the mean of l and ads prices fa lissed received may be less than the per share estimated as aft recent revert* shrug concentrion
learn ad Conatons L65 Statement of Credos Practices sec.-nits and optons a on/y bet prices lot OTC vale provided n the axon statement. Iran marry of the (nuance oar/Dante. undermining
available in Agreements and On o:blurts ossifies. the am ity trams, allaiateS of the mur.exe
at wenv ubs canThecOuntfiterlolati - Less xtivabi traded securities may be priced nosing a companies or sponsors of the trail investment trusts
valuation model a the most Went price we • Restricted nocurkies Restricted secuitirs gontrafir we cattrixAe.
Vow Men obtained rad may nor reflect an xtua make( price one not cureently ele4ble br piblk sale LEIS Financial - Ova affiliates also recent trading carrristhns and
Your statement rlemon securities and other assets hell a value. Services uses the market price of the unrestricted stock other compernation f ran matual funds arid nsuarce
in the 'Recant al the end of the statement period. You - Certain pothiro may appear rdecui a precast of the sane issuer as an mimed value Ice the <anoints whose products we dthrbute.
may rd. for &Way of luny paid: calks a My time. will show as 'price was rot svadabb• il we ye restreled stock fa AVOWS of this statement only. To - We WON* an arrual fee from LEG Bank USA ad
You may receive acuities used as loan collateral after unable to obtain ones a ssourily the Merit that restricted sentries are death la sit LBS AC, Stamford Branch of to to $25 per account
meg any balance de on them. An/ securities - DepOltahse M PS denunriated iacurrnmies the yaks teethed may be substarrialS less than the sweeping to the banks unit the t,8S Bat Sweep
tranOthed to the Fin, thing the statement penod are other thin U.S dollars one reflected the exchange Mooted value sedan Program.
Ibted at minket value as of the end of the statement rate as of the statement date.
panel - (than saciskes wading nonconf aiming • Eat. (artinated) incomes aliment yields and rates. Activity
• Cost basis. In determining the ore bam of the dencenevatixn. price anti quamity (face value) may An ea Math of anal inane is based an cure formation negardng commissars and otter charges
sautes included this arrow& where indicated have been adjusted to xiltate Proovvaer valuate,. dhidend and needs, rates, assuming the securities will incurred on correction vain She exe0-tlOn Of trades,
with the nutter 'I,' SSFinancial Senesces nes relied To obtan anent quotations. when table. contxt be held for one yea from statement date ce until includingoption transitions has been saAuded en
cn information obtained from sources other than US$ your FiuncialAcMsa. maturity This estimate a crai a guideline, accuracy confirmations previously furmihed to you, and will be
rnaXial Stokes, rolidirg damnation tram another and continued income are not guranteed provided to you promptly on recutst.
fin a that you may have provided to you Finaval • Private initiations and stsuctund products. — Ennuted atrial income ad current yield for
Achrisor. The Firm does rot independently verify a Private investment Search.. (IX Wing drift «Ilan hOes of secures «tad include a return of Short selling
guarantee the xosacy or vandity OtarynkerniCiOn OanCiPatal Program and real estate investment mast peacoat or captal cans n which case the est II yOU are engaged n tort selling a sekurty, you may
ponied by sautes other than LAS mixes krone. securities) and stmc lured products are gerairelSr highSo income (Indanent yell rout be overstated. incur a charge dap to certainborrowing costs la that
atkatiort alough LOS F Services morello SAM Certain structured crakes have not been — &Mated anal nom* and current yield and the articulate:bray.
updates this almostkin as it is received. the Fern regittered with the Sectrities and Exchange nal Count andyid:I mete be lower a hither
does rot Arndt any Entrances that the nformaton Caninssion a under my state securities laws. We than the ...sensed snorts Open orders
infer "Cost basis' and untaleed gar/ loss' 6 provde estimated errs for wan nvestrrent — An estimate of arcuated income (divdend axlicr Regaedng open or • goodiliticancelled* orders that
Jaunt* as of the date of the ttatement. As such rosins and stnxtured products fee rtiorniat ant interest) tinged by the current 'inlet were not executed by the gatemen date, open buy and
please do not rely on the information to maw psposn only A«isacy is rut guaranteed volition/ear balance is based on the last drweand sel slop ceders re reduced by the amount of &Adonis
paschase or sale decisions, for tar psposes a — These values may differ obstantilify from prices, or Merest payment made by the issuer and or rights on an ex.dividends a emri-J-ts date unless
otherwise. Accounts transferred to the Firm may any. al MUM a privet investment secuity assumes the searresideposts will be hey fa one roses coed «hawk. by tyio. You ye respithstile for
reflect gangl oss Mantel cn only for the period of structured product may be «sett on sold and do yea from the statement date a until natty. ciders that re executed the to yet Dilute to cancel
lima they re heel at the him More haat.' rot rkNinalb'rePresere the veer you may recent Accuracy ad continued yield an not guaranteed. engin? Men ceders.
information can be added by ear Financial Advisor. upon liwidaton.
— Third arty enemies of rafke one a; of a certain • Arts not held by WS Financial Sena,. Certain Privacy
• Unmediated gains/bats Men diva is atailatet date and are supplied to UBS Fnancial Services on a assets one not held by the Fin and not inithn the To obean a copy of as anent Chin Priacy Notice.
esumatedumealued gaindlosses are ukugted for regular bass by an independent valuation Fern's possessor or control. These assets are please contact nag Financial Admix or vat oil me:ate
naviasal save, lots the insertion data for - Muir, wink' cabinet or sponsor estimated values, deployed on your statement for informational at now hen tvxmintiva,vf...1.-,c
niviaral lots may or may not reflect cannissions, it any, re stscoried to the F im by the illott. purposes only. Positrons and ram presented are — 1.85 Financial Services is non a bars, The RnA, Ekstrom
chars ander waxily reorgarathatal rents. general partner or sponsor and may be calculated provided by the issuing firm URS Financial Services is Sereces Account BSA and SMA we broker*e
Diedend and Otte renvestmmt lots and wskrnak based on dff erect nformaton from that used by not respixdble for this efOrrilraan and does not roasts which poste access to barking services and
piths* lots are each «ntned to display the 1140 bathes to derive her estimated values. guarantee es accisx-y. these assets are not protected products through irrangernorts with affiliated banks
averaged lot The • Trade date' column ptnents the - You can obtain additions, infamaion regarding by STK or the F rat's supplemental RFC coverage. and other ihicl.parte banks, and wonts ram to
original transaction trade date the rnethodelaw used to (*OM** the estimate of 'seine and annuity products issued by no-affiliated
value and the date of the igamation that is the • Revenue sharing and additional compensation. thiml.pa-ty nuance «mounts thrcuth instants
• Callable securities. Bonds and ;Welted tot that basis la the estimateby contacting your Financial • in addition to carcntsions on sales and I fees agency subsidiaries of LBS Financial knots Inc.
the issuer oafs for say redenttion wil be selected Advisor. receind en connection with the dentinal of mutual — Me:Insert reuralCe, and amuty products.
rrOartialb, by lot from thong al sautes of that - Third piny esenbated vat*, may be reflected as knit to otr dents we theta our afftiate receive Net FDC rand • No bar* guarantee* May lase vat*
issue hold iv our name of in mann» nine for as 'Not anted' in several ottani:en, when an revenue shoring payments from cletrbAcn andor — WA Pesaro Management Account Business
clients Call tease iconnalbn is obtained from third . valuation hen has not stapled or is advisors of the mutual hands that we sell These Seniian Account BSA, IRMA and international Resource
parties and es accuracy isnot guaranteed. Other call unable to assign a vats. 'Mien we become aware amounts re based on two different conwents: nn Management Account are registered service maks of
leaves may exist which could Men nil complete that a material event has toothed that may call a the aerate Of Sales by (125 of a pat Kula rrulual Financial Sexes Inc.
itoonahon sill be provided upon request previously reported valor two <unto% a when a ltd family10 OW Clients. and 00 the and vat,' Ot a - VISA 4...registered vedemth evened by Visa
value would be highly speculate* tae to the nature particular mutual hod farnejs shires told et In tvernaional Service Association and used under
• Certificates of deposit (CDs). CDs are FDIC Mired of the security tem kense The LBS Visa creek cads ard the UE6 Visa
to to 1250,000 n peinc al and accrued Interest per - Then nether an issue(, general panne a sponsor — We and ow affiliate also receive networkno and debt cards are *sued by LAS Bank LISA with
depositor .and per depository tnStitiftek nxcadnce estimated value nor a thrd-party estimated vitae is ornnbus processing lees in consdeuebn for transfer permission from Viva LI 5.A I-torero/and M other
wth FOIL rules. wooded. the value of the tensity will bedifferent agent services that we provide to the mutual funds tratimutlit registered trademarks, service marts and
from its purchase price Thou fees generally am paid from investor assets in registered service marks are of their respective
• Price/value Prtes asplased fa WCUMMS and other - ions to date nay nude mho' of the mutual find and are a hoed dollar amount based contents
[colds may be higher a twer than the price that Capital.. Mane of both. an the mamba of Amounts at the bracer-dealer
you would actually receive in the make. luxes are - • Original unit we represents the nbal Oitai n.; boding mutual funds of that fund family F nancial ServicesInc Rev. 201709
obtained horn various thed party tonnes which we price per tne and rnae not reflect you cat base
SDNY_GM_00024051
CONFIDENTIAL
EFTA_00134671
EFTA01276282
U8S Femncial Services Inc
Private Wealth Management Business Services Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2017
ANP70036402431117 Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your Nnancial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.7003/800.308-3140
Questions about your statement? Value of your account
Call your Finan:aae. Advisof Or th.e
ResourceLine at 800-762-1C00, on October 31 (S) on November 30 (1)
account 029323655
Your assets 1.13 1.13
Visltour webslte: Your liabilities 0.00 0.00
vnetw.ubscornIfinancialservices
Value of your account 11.13 $1.13
Items for your attention
Help wotect yCJItei‘ lion, haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WNW. annuakreditrepost.com. Tracking the value of your account duriag 2017
Value of your account
at year end 2016 31.13
833.1 801.1 Your imeSerenI return
Change in
market value 1000
Value of your account
on Nov 30. 2017 51.13
1.1 1.1 11
• O
Dec 2014 Dec 2015 De( 2016 00 2017 NOv 2017
SONY GM 00024052
Member SIPC ANP700Ce0C0643243 NP7000060525 00001 111700C<00000 Yi23655SS00000:0 Peg* 1 of 6
CONFIDENTIAL
EF1'A_00134672
EFTA01276283
SUBS
Business Services Account Account name: MA>. HOTEL SERViCES CORP Your IInuncio' Advisor.
Friendly account name: MAX HOTEL SERVI SCOTT STACK MAULYLE CASRIEL
November 2017 Account number: 212.82 I 4000/ B00-308.3140
Your account balance sheet
Summary of your assets
value on Percentage of
November 30 ($) your account
• Cash and money balances may include
A Cash and money balances 1.13 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account. UBS NYC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about tour statement on the Last two pages of
this statement for detail about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1.13 100.00%
A
Value of your account $1.13
Eye on the markets
Percentage change
Index November 2017 Year to date
S&P 500 3.07% 20.49%
Russell 3000 3.04% 19.93%
MSC - Europe, Australia & Far East 1.06% 23.61%
Barclays Capital U.S. Aggregate Bond Index -0.13% 3.07%
Interest rates on November 30, 2017
3-month Treasury bills: 1.25%
One-month LIBOR: 1.37%
ANP700020006.0244 NP7000060525 COCO! III7000000000V1236S555000MPYGM000240~ 2 of 6
CONFIDENTIAL
EFTA_00134673
EFTA01276284
SUBS Business Services Account Account name: MAX HOTEL SERVICES CORP. Your Pi sandal Advisor:
Friendly account name: MAX HOTEL SERVI SCOTT STACKMANLYLE CASNEL
November 2017 Account number. 212-821-70001800-308-3140
Change in the value of your account
November 21)17 (3) Year to date (S)
Opening account value $1.13 $1.13
Closing account value $1.13 $1.13
UBS Bank USA Business Account APY
Interest period Oct 6 - Nor 6
Opening UBS Bank USA Business balance Oct 6 S 1.13
Closing UBS Bank USA Business balance Nov 6 S I 1 3
Number of days in interest period 32
Average daily balance 81.13
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fi,ancial Advisor or Branch Manager You can find a full description of the attemative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Captal apprecution
Your risk profile:
Pnmary - moderate
Investment eligibility consideration - None selected
Your account instructions
• Your account cost bases default dosing method is FIFO, First In, First Out
SDNY GM 00024054
ANP7C0020C0640745NP700300352S 00031 1117 00C030000 Y1236S5S5000C0C0 Page 3 of 6
CONFIDENTIAL
EFTA_00 II 34674
EFTA01276285
*UBS
Yournotes
CONFIDENTIAL
EFTA,11.575
EFTA01276286
Business Services Account Account name: MAX HOTEL SERVICES CORP. Your Pi nandal Advisor:
$UBS Friendly account name: MAX HOTEL SERVI SCOTT STACKMANLYLE CASRIEL
November 2017 Account number. 212-821-7000,800-308-3140
Your assets
Some prices, income and current values ShOrrn may be EpprOxlmble. AS a kite. gains adlOsses may nol
a
be accurately reflected. Set rmporunt inaomabon about your statement the end of ths Cecurnent 10r
Ton information.
Cash
Cash and money balances
Cast) and money balances may yid ode. avalaole cah balances, USS Bank. USA depoot account balances. U8S Balk USA and 81 UBS FDIC Insured Progam Balk deposit account Wallas are insured by the FDIC within
UBS FDIC insured Progarn Sank Balances. UBS AG Stamford Stanch deposit account balances and rroney applicable lints, but ale not protected by SIK. U8S AG Stanford Blanc hdecout accourt balances ate not insured
market mutual fund sweep balances. by FCC and at not protected by 51K. Money market sweep balances are protected by SIPC but at rot Insured by
the FDIC
See the Important information *boot )our statement at the end of this document for details about those
balances.
°venni? baance closingOdes-Kt Price per share Ahtrage Dnidend Interest Dal in
Hddng on Nor 1 (l.) on Nov 30 IS) on Nov 30 (I) rate period period Cep amount (S)
UBS BANK USA BUS ACCT I 13 1.13 250,000.00
Your total assets
Percentage of Cost Estimated Unrealized
value on Nov 30 IS) your account bass (S) annual r AO:me (5) gan of loss (S)
Cash Cash sad money balances 1.13 100.00% 1.13
Total $1.13 100.00% $1.13
SDNY GM 00024056
ANP7000200064024 7 NP7003060S2S 00001 11 7 000030000 Y1236S5S50 00;000 ►age 5 of 6
CONFIDENTIAL
EFTA_00134676
EFTA01276287
*UBS
Your notes
..,......,...... , ,I , ....,......, G. 000240 6 of 6
End ot ..... for.... no...
CONFIDENTIAL
EFT,00B4677
EFTA01276288
Important information about your statement
U3S Financial Services Pc. (the Firm a UBS anted her I roMyOu no later then 60 days alley the F rm daises for cash/. Spbnatory broths* avoiliele upon • Achieve Coptiappreckffion: Investments seeking
Strikes). is a member of all principal rarity, oratory sere you the list it atallent on which the ems or regent or at any. opc. org The SVC awn protection growth of pmcpal rather than the generation of
and cptia exchanges. UBS Financial Seniors and 1.8$ Problem a;P•ancl. links apply to all awns that you hall in/particular income.
Balk US/ ate i-died subsilenes of U% AG and - hood, yotr name ad accost Ifterter CO any) capacity. • Produce Connaotion of acme and Capital
airbagsof UES Sautes U.C. The Files Piaui - Nsabe tie error or tie trawler you re lr61.11* The Fir,, together wish centilitre's, has also ApprerdtMv Investments eeeki-g both the generation
statemert is available upon recast. The Fres tannic about, ad neaten as chary as you can why you Purchased applemental innate the mai mum of nccme ard growth of foriai.
offices re a. believe • is men a ay you need more amount pia, to at elgb6 clients, oohed...fig under
Hermalien this protection is 1500 million as of Deena 10, 2016. Overall risk profiles
UB5 Financed lances - Providethe doter amamt of to suspected era. Sthict to the poky cadgers and limitations, cash is • Cannata. Seeks to mantan nal papal with
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low rids and volatility to the accare teak even it
Weehawken, NI 07086 The Finn or Card bsuer wil ivestgete your complain aggregate for all you accounts held n a parikubr that mean the accost does not generate signif tag
and will coned my near snarly. For alleged errors cepaoty AM copy of the poky watli-g is allele income or rears and may rot keep pace with
This Stattment represents the only official record of par revolving UBS Vies debt pa-die-each:a if we take upon request. inflation.
LBS Financial Semites account. Other meads, east mote than 10 brines days to dohs, we will wed • Nfookerge. Wiling to accept some ride to principal and
official ti.dxunents. contanng conlliang data should year accaril for the amount you theirs in error, Botha Neither the51PC waft-Ionnor the apphrnental
not be relied tan II youbeen* there is an era or you wi heve the use of the money dunng he tine it protection apply to: tolerate sane volatity to ma higher return,.
omission please report it errnediakely n writng to the takes us to canpleie our iwestiption. • Certain frontal assets controlled by (and kidded n • Algyaressioe: Willi% to accept hip risk lo pinata at
Branch Manager of the afire servi% your account. your account value) but held away frorn UBSFinancol high volatility to seek high returns over time.
Please mike all checks payabb to the Fen or the Senates For example certain (i) insuraxe pro:kris. • nmestment Eatgeakey Consolidtion: If selected a
Allatep salivate shown are tended to be accurate, fatal insteutian acated on the tag of thi including wadable anruities, and 00 shares of last portion of the iodide, for tat account may include
statement dstaskukf not be wed fate purposes Rey stamens In addition to ngtSr accost fees, accounts funds registered 'n the name of the accord holder on complex stages, tinted tacky and create
soloN °nye...end tax krms. Form 1099. 5498. may be object to mane:ha-a hos, (haves for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re , d e b tc y . l / a M w i e to n r g e re p p a a l m to g t y h o e u IR r l S a a x l r l e ta tu b rn l . e T h d e iv F id i e e n r d s s, i p n as a m n e e nt f n o r c s a e s c h u a r c it c ie o s u p n u ts rc . h A a c s c e e s n a t n s d t c h h a a t r a ge s t a a ns u f n e p rr a e i d d • I li m m a ite m d e p n ar t t n c e o r r s e h ra ip c s ts a o n r d r p o r s iv t a e te a m pla t c i e n m te e re n s ts ts ) f th e a .4 t . a re Statement 'household/Jr
reportabb ratable clariihna and Lexdole inerest to other instaans may be subject to a Vander fee. not registered under the Securities Act of 1933; We may corooldste al related account statements with
end en families held it your account, net proceeds • Commodities contacts (e g, foreign etches* and the sn address in the same 'ameba. eg because
on see trreacto re, ad cot beancertain covered UBS Sweep Options pen ma metal contradsk including futures contracts they have owners take mitten ant awn
sec Ales. LES offers options tor whoreg cash balances to bale rd conntedity option contracts; and relationshlos well otter dents at the sire address. It
Ciavaraketkms with the Firm b d a e n p k o s s . t M a e v a a ty i m ls a a n l e n ( o m n- u e tu d a i l t t e u n d d b s a (M ts on a e d y F a a ff d il e ia ) t e a d n d • B De a p l o i s U it S a A c , c U o B u S n t 4 s 6 (e x U c .S ep . t b c r e it r c ti h fi e ca s t e a s n d c4 b d a e n p k o s s n it) t a h t e L ES y s o e u na p - e d e e le e r n to d r iv es e c % ue y i o n u d i m vi a d y u a d l e s c t l a in te e m h e o n u ts w m ha a d ile in d g ' n by
• Please mania ay oral errancatons in warg the tern ationalN ast Arcane (CA) for cuncenort FDIC Insured Deposit Program. calrg your Pi-uncial Advisor
u to n d fu e r r t h th e e r p S r e o o te _ c ri t i e y s o I u n r v r e i s t4 to s r • P i r n o d te u c d tio rg n A yo c u t r (S ri P g A n T s D w e i p n o n se I a n c te c r o n u a n ti t o a na l U l R B e 5 s B c a a r c k e U M S a A n s ag td em no e n n - t a A ff c il c ia o te s d t. n T o he t a S p O p C ly p t r o o t te h c e t w o n as a s n e d ts t e h v e e s n u t p t p he la y m ot t h a e l r p w r is o e t a e p ic pe n a d r o Friendly account name
• F o If i f u t t h h n e i c s f i i s a n l l i S n im o c r ii e s a n t i i c t s a u n r t r o i ie o t s L n y B a o S n u E . t h = n e a t n o n a p t l e S a g t s a o c k f l e e th a s r e , i L n f B g ro S n t F b P a o ro n r g n k r s o a p m n a a r a tic t m i F p D a n I t C n i i g n a s n , u t r p h e l e e d a U i s n B e m 5 v F is a D it i d I w C s w i - n r w o s e t f r d w e k d i . t g h D a M e y p I . o C D s i e a t p le o s t . / i a o n n p t p y o k o m m u e s a r ta e k t a e e l m p v e r a o n l t t e e s c . o t f T io h y n e e d S a o t i C n n v o p e t r s p o t r m t o e e t c e n t c i t o s t n a b r g d a d ie in l l s v th t e c e r h a a t n g a e s h c th a lo e s w n F o r n ie l b e n y g d a l y y l o a e u c f f t c e o o c u t a n a ss t n i a s y t o y n o u t r u a i w s c a c it o h c u u y n s o t t u o Y r m r o i e z u c a c o b a l r e d n t k t n h e i a e a p n n i ? a n ne-
Peke by arra-gement wit the alcated areal accounts at UBS AG StanfordBranch and shags of mat of market movement, issuer bliteptCy cc your friendly account nines, through Online Services a
We informed you of this relatcnshis wl+m you MoneyFunds are not rand by the FDIC. Crthirertle) by contacting yes FrunoalAduscr.
opened this axon. I. the cast your h it aced
searlties are located aims financial Services and rot Through tie DA, cash tames we swept to deposit Dividend Reinvesbnent Program (00%) Aecamt oYYMw
the innacig broker, rd you mat make a awl accounts at UBS AG New Yon Brarch ad UBS AG the ;eke reflected is an average pie You may obtan • YAM 04/our accouniportiolo Net of assets ad
of any error or omission to bode firms Cairn.' Branch. These deposits are not inured byte the actual pa teem yos Fagg Advisor . Only TAP, Stokes
• As devoted in the accoutt agreements, you muse FIX. Balances held at tie LBS AG Cayman Branch are shares are purchased under DRIP; sail shags wil be • Asset_ Includes available cash balances, webs for
roily us of my enors or fraud airing decks tentaanly noosed to the sovereign ris/ of the Cayman sold ad the cash wit be deposited in your account The restricted vaulty (est), and Global Tine Deposes,
reflected an your statement within 30 days after a was blinds, and there is nog...mina or other °bloat of divided arm/intent price applied by tie Baer may unreazed marks to market, Andaman assets not held
mailed or made althea LES AG to repay the balances while on the UBS Carlon direr from the abet pica at which the phial thaws by the Finn. Does not include unpriced onuritielaseets
• Pleadied cuarrer complains or i-curies to the Branch's books. ro sold at the end of the prior and arrent statement genet/ cr
Fitts C Tent Relations Department at 201.352.1699 prase r esames u vd stock options ad
or toll-(ree at 880-354-9103, 8:CO A.M. to 640 P.M. Bank deposits are not protected by 9PC. Money Fund • hiten attest* stods options
ET Monday through Frday, or in tang to UBS shires are protected by 51K. See ^1.135 Finer-col SMICiff CnN whole wets inay be Arid •-r yas acccunt. If you me • liaises alas debt balances, oista-drg merges
Fe-uncial Seinen ex., Client Relatiens Dept/met Acacia Fauna' below. entitled to • panel knit :area ol • chided pitmen loans, credit lint slat account balances.
P.O. Box 766 Union C ky, W 07C$7. cc otherwise, the Finn al tither sell partial ina at • Cathelomy balances. Total of uninvested avalabe
• A II a/temente shall be deemed complete ad waste Lpen your request, balances n to bark depositsmew be market price a accept an arrant detained by a cash balances, pbs depost balances at affiliated and
if not cbbclid to n writing within 60 days wthclawn, and shads of a May Ford may be registered deal% agency, ad credit you accord. norkaffikated banks, and matey matte mutual Ltd
• Fa nv service Call 044412.0%6 or tam outside lathed, and he proceeds retuned to you a your weep balances, at the chose of the statement period.
the US.: Cal201.332-1495 190.1114$ awn Investment ebiertives Not.rormindity free mit balances in yea want am
• S k c I W n a n a r e c d n e a i t t h o w r V a a a o w a n l f s u S k * a n e e n c t m n e t e i r m o t ( s n i e E s s F o , 0 I T r c 7 t ) p a . , 0 b l a , l 8 i 0 1 t 6 s 5 0 p , t 0 0 A a r - i 0 7 m s t 4 H n a 2 a a b - R r 1 o b I 0 A a u o 0 N t r 0 B a U E , n B l S a v S e A d l w V e , S 6 c s i a t t l r a h e o k • n f e d t l i o o c s e o U . b r B i . l S a t r w r a i w t b t e w y i n c r u a b g i l n s li n c o c u g o r r m B r r r e 2 i a s n 0 e t t . i i 7 n m n 6 e t e 2 a e r - b n e 1 o n s 0 u e t 0 t r l 0 a a a . t v f e r a o . i l a a m n b d l y e o y s u i w e r l F e d e s r , p i i o o t p a % v to a n i A la s d b , v le is or P T i o e n a h l p v e c e e a e h s s i n r e t w m a v a e n e a s k n t t n m t < a < M e t b n t e a h t n i n e o o g d b e F t m j i a i e n n a c ( n y t y i p v o F v e r u a o s o r r I r a y e m r n b p a d e t c a g t r h w x i i s a n e i k . c e ' w p c s n r i o i o n y a r f i e n i d b le g s h o a d / n o t a e d o a w s r y y p n o e u s c . k to n u b T s u o h e i s t s n a s t e e n o s g y t s a r o e l f g T is a t h h m t e e e s o s d e l e d f f r u f e o u n m n d d d s i o s n a t n h t g h e t p e r h a a b y , a n o i la o e r n d l n e c in e t m s a p - e a y o r n n c i d o o y d u t o i r d e u s o e r F o d in i e f r g n e rn r s w a a id y k e i .
choose or* of the (plowing investment do/olives:
Cal a wite as soon as you can, if you *irk yxr UBS Panda' Services wan protaien • Pucka Currennincoot Investments pea% the
The Firm is a merrier of the Seosnies ante Protection
statement a receipt is varg or 4 you need more gererecn of ncome only.
Corporation (SIPC), which protects securities oaten s
information azut a transfer on the statemert or
rimier The Firm or Cad bar Gs iplicable)must of es members up to 5500,000 (including 1250.0% for
SDNY_GM_00024058
CONFIDENTIAL
EFTA_00134678
EFTA01276289
Ilnportaut information about your statement
(00iIkilued)
Lendng irrformatron securdies and options or only bid prices to OTC ,,etvettl may be less than the per share estimated the amuty cornetts, alwaters ol the awake
Ice detaimi int °mut on on the Fenis tendency pratmet securities. ate wooded n the accost statement. companies or sponsors of the unit investment Inds
and discirwen refer to your Client Relationship - Less Aetna/ traded 'runt in maybe priced usn9 a trio dstriaute.
Agreement or Accost Agreement ad the General valuation model or the mod recent price we • Restricted securities Restricted retries &walk ▪ thadeftlian to commrSPOM Mewed from the
In and Conditions LISS Statement of Credit ?radices obtained and may not reflect an actual model puce me rot run V cobble for public sale LAS Financial pathos* and sale of NeuShares 'Leda, we ardor os
available in Agreements and °Automates at a vats Services uses the market price of the unrestricted stock affix& raceme an asset-based revenue sharing
.,nr oh. rothectonnletkuou - Certain pool kiss my ripper without a price and of the same 6suctr as an mpated value for the payment from Nevi$hxes dicta:Mors, as en as
will rpm as 'price was not evadable' a we re restricted stock for pope:orof this ststomont on4r. To fu-din? foe *chock% dmekpment, tranng and
Your assets unable to obtain a price for a sinsity the runt that restrktecf securiles are abbe la sale, emirate:in.
You statement dernces sr-trines and other assetsheld - Deposits a securities dermennated incurer-it the vats receivedmay be stbstantialq less thanthe - Our if dates ako ream- tradeg comenssions ed
in the account at the end of the siatemere period. You other thin U.S dotter are ref tested at the ewhangt nthised vale shown other compensation fromtextual funds ad Minede
may ax for &Way of lualy paid:co-elks at any tine. rate as of tho statement date companies whose products we &abut*
You may receive secunlies used as loan collateral after — For Chelan securities tuning in nonconforming • Est. bostimated) income. current yield" and Wm. - We recent an an f ee from LOS Bak USA and
wig any balance dr an them. Any securities denominalan, pee and waxily (lace oaks) may An estimate of nal income is bred on currem IAIS AG Stamford Brach of up to $25 per account
tranderred to the Fiona's:mg the statement period are have been admsted to facilitate proper valurceo. olnictend and misuse rates, assowing the secretes will sweeping to the banks under the LOS Sari Sweep
listed at market value as of the end of the statement TO obtan current quotations. when rabbi* WOO be held for one yea from statement date or until Programs
period rat/ Feuncial Addax inattsity This estimate is cnSr a gudethe. accuracy
• Cod bone. ki Stemming the cod basis of the and continued income are not gusarreed Activity
sautes inckaded in this garner& where indicated • Private invefUthenTS snd 'Motored products. — Estimated anal income rod aliment yield for thformation regordng CGMM6SCCTS and otter charges
reel the nutter I,' Lescriancie Services Nis ruled ?mate mesh-rent sautes (ix lid nd deed cenan tax-s of secutescald nolde a return of incurred ran ccnnect om with the execution of trades,
ninformation obtained from sources other than US$ pan <cal en pour am and real estate investment trust proncpal or captalgans n which case the eft. &WWog option transactions has been inWded on
Services, I-clueing formation from another ',makes) and shut lured palacti are gent." hitt/ income (axe current retort would be overstated. harnthed to you. ad well be
fiin or that you may haw provided to you- Finial aicluid C•rtan aructuvd products have not been — EP:mated annual income a* current yield and Ow Provided to you promptly on modest.
Ackisor. The Firm does rot irdepardently verify a registered with the Securities and Exchange actual income andyield nice be lower or higher
guarantee the actuary or wordily of a alamthon Cawnssion a under any date securers laws. We than theesterixed amounts Short selling
phi.:dld by torus other than LES financial Unmet. provide ennead valets for private nvestityM — An estimate of armalved trKOrne (divdend Arida If you re engaged n short selling a securay, you may
although LEK Surmise Services geretralb veosites red structured products for Morrrnat crud interest) divided be/the current mane' incur a charge tae to certain borrowing cons for that
updates this edema ion avers received, the Inn ruporow only Accuracy is not guaranteed valsraveratre balance 4 based on the last dividend Pal kulfr searity.
does not croak any assurances that the nformation - These values may differ soAgantiaey from pries, e a feted payment made by the issuer and
under 'Cost bass' and idevealeed gar, loss' 6 any, at which a private ruminant& security a asaanes the seorthesbeposts will be held for one Open orders
accurate as of the date of the statement. As such structured product may be borrig or sold and do year from the statement date or until ;naivety. Rhjalding open • gaa6iiitcancyllecr ceders that
&ase do not rely on tic information to mad not nocosunkt represent the vats you may recent Accuracy and cognised yell at not guararemd. Iwo not maxtAed by the date, open buy and
purchase or sale decisions, for tar pAposes or tart tel nap orders se red iced by the anon of dredends
of Accounts Iraerred to the Fin may - thine/ party estenres of value re as of a certain • Assets not held by UOS Finned Services. Certain anglescon an rickvidends a emirates date unless
reflect gent loss Hammi n only fox the period of date and re applied to UBS Feint:IIServes an a assets re not held by the and not wron the mauled otherwise by you. vas re responsbk for
the they are heed A the Fenn More histoemal regular base by an independent volution firm. Form's possession or control. These assets are orders that se executed die tondos 'alum to cancel
information can be added by yOut Financial AchAsor - tear, antral partner or sooner est:noted raber, deployed on yos statement for infortnationa "Ming open orders.
• Urrutind gainfionet Vitten data is available, if la, re slaked to the F am by the .star, pupate only. Positrons and values presented are
ePnweduverized gardlosses are calculated for general pain. or sponsor and may be taktrated provided by the issuing fern UES Franca Services is Privacy
&Aida, seosey lots. The transaction data for based on effluent formation thorn that used by not responsbk for this ethomuron and does not To Wan a copy of as Current Client Privacy rake,
incevilaal lots may or ma; not ref lect commoticeo. tined patties to derive thee minuted value, patentee as accuracy. These assets are rot protected please carat you Fn vial Athisor or via or webs&
charges minx security morganitai on nits - You can obtain ad:It:sot information regarding by stPC or the Serfs supplemental SOK coverage. at atennw oar eneirarivamodex.
Dividend and other renvestrnint lots and systematic the methodology used to determine the estimate of - 1135 Enamel Services is net The BMA. Burrs
purchase this re each contithr to dispLw ore value aid the date of the ithamation that tithe • Revenue shoring and additional compensation. Senior Account SSA arid IRMA re brokerage
averaged lot. The • trade date cols& presents the basis la the estimate by contacting your Fiuncul - n addlicn to commissions an sales and 12th I tees accouss which provide access to bank ing Strvicts and
original transaction trade date Advisor. recent* n conned in with the darbson of 'tutus' pircarcls *met arrangements with affiliated bats
• Callable markies Bonds and preferred stock that - Thard party estimated valets may be reflected as fin* to our drentS lye aide ors alMase rimer and other Ihind.party banks, and proaks access to
the issuer cyatlso fto r ea redemption %via be selected poncee n several author's. when an revert,. sharing payments from dartmAces ands Wear& and amity products issued Wu-affiliated
?martially Iran among all soothes of that independent valuation Inn has not suppled a is advisors of the rrutua funds that we sell these thithrparty nun cam panes through Manna
issue had n our rune or n nomnee name IoW unable to assign a vats. when we become aware annpums are based on two different components: (A agency sanctions a LES Financial Sernmes no
clients. Call lease farmer:nil obianed from third that a material event has attired That mutate a the Jrnautt Cel salts by LISS of a patio& mutual ▪ rmnirront 61101erte. and trnuity prottots
patios rd as acctracy is nal waranteed Other call previously reported yaks into question, a v.hen a lind family to or, chefs, and 60 tie asset value of a - Pbt FOC nosed • Its bank guarantee* May lose rats
features may enin which acid Elect Ver. complete value would be highly speculative due to the mat to Pattgllar rMwl ftrd lama's seams heed at the — WA. IteSOSCP Management ACCOtelt, Busness
information will be prosided upon request of the secunty. nen Service Account BSA. IRMA and neernatooral Resource
• Ceetifiestas cif deposit (CDs). COs re FIX nsuted - When nether an that, general paw or sponsor - We arid our affiliate also receive neteddrig and Management Account re required service marks of
tie to $250,0)0 n priMpal and accrued interest per *Pinned rata nor a Chid party estimated yaks is onto% processing lees inconsideration for transfer 185 F cumin Services am.
depositor rd per depository instthiezet nxeadrxe worded, the vats of the seosky willbedeferent agent services thee we provide to tie maw, funds — VISA is a registered wakened owned by Vera
with FDIC nieS. from is purchase prate. Those Ices generally are paid from Mester assets MEM:Via-el Singe Association ad used under
• Price/value Prices dispLiked for secishes rid other - • Disubacons to date' may nix* return of the mutual turd and de a freed dollar amount based license. The LEIS Visa ore& cards and the LEIS Visa
products may be hgher a Sower than the pine that capita . mane or bah. on the rumba Cl accounts at the broker-dealer debt cads re Owed by LOS Sank USA with
you %mull actually recent in the market. hives se - 'Orignal unit vre represents the initial offering holding mutual hands of that laa fan* permission from visa U SA Incorporated All Other
obtained from mos teed party sources which vice per unit and mw not reflect you cost basic. - n ackiiken to ccenmksions received in correction trackman, registered trademarks, service marks ard
blew to be relabb, hit we done guarantee their - OPP and Lasted REP secuntes re not tested an a with the sate or distrbution of amity contracts and registered service maks are of their "spat"
accuracy nett:nal smutss exchange, and are generally unit nnestment trust sits to our orients. we ardor fanthanoes
- We generally, use the closing price when adila)k raged ad even it they can be sold, the price or athlete receive reverue sharing conansation
the mean of the bid and ink prices Ice kited from flurry of thr 1%ouncecompanies underwid ig UPS "bonnet Services Inc. Rev 201711
SDNY_GM_00024059
CONFIDENTIAL
EFTA_00134679
EFTA01276290
U8S Financial Services Inc
Private Wealth Management Business Services Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2017
ANP70012957851217X123Y1 0
MAX HOTEL SERVICES CORP.
PO BOX 308
TEANECK N107666-0308
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone: 212-821-7000'800-308-3140
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
Resourceline at 800-262-1C00, on November 30 IP on December 29(9)
account 029023655
Your assets 1.13 0.00
Ksit our websIte: Your liabilities 0.00 0.00
NVY1W.LbS comtf inanciaiservices
Value of your account 11.13 $0.00
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
%NW VI. an nua k re ditr e p o r t .com Tracking the value of your account during 2017
Value of your account
at year end 2016 91.13
333 SO4 1 Net deposits and
withdrawals -91.13
Ntur 11%4V:tient return[
Change in
market Mu. 10.00
Yam of year account
on Dec 29. 2017 90.00
I 1 1 1 00
•
•
Dec 2014 Dec 2015 Dr: 2016 I:O1 2017 2017
SDNY GM 00024060
Member SIPC ANP70003001295795 HP7000127895 00001 1217 000030000 Y123655S50 111000 Page 1 of 6
CONFIDENTIAL
EFTA_00 I 34680
EFTA01276291
SUBS
Business Services Account Account name: Your Seam:id Advisor
Friendly account name: ''• • SCOTT STACK MANYLYLE CASRIEL
December 2017
Account number: 212-821.700011300-308.3140
Your account balance sheet
Summary of your assets
Value on
December 29 (S)
A Cash and money balances 0.00
B Cash alternatives 0.03
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index DeCernber 2017 Year to date
S&P 500 1.11% 21.83%
Russell 3000 1.00% 21.13%
MSC I - Europe, Australia & Far East 1.62% 2562%
Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54%
Interest rates on December 29, 2017
3-month Treasury bills: 1.32%
One-month LIBOR: 1.56%
ANP70003001295786 NP7000127885 00001 1217 000030000 VI 23655550 11 gepteGht0002400sge 2 of 6
CONFIDENTIAL
EFTA_00134681
EFTA01276292
SUBS Business Services Account Account name: MAX MOTEL SERVICES CORP. Your Pi nandal Advisor:
Friendly account name: MAX MOTEL SERV/ SCOTT STACKMAMLYLE CASRIEL
December 2017 Account number. 212-821-7000/800-308-3140
Change in the value of your account UBS Bank USA Business Account APY
December 2017 (S, Year to date (I) Interest penod Nov 7 - Dec 6
Opening account value $1.13 $1.13 Opening UBS Bank USA Business balance Nov 7 $1.13
Withcfrawals and fees, Closing UBS Bank USA Business balance Dec 6 $1.13
including investments transferred
Number of days in merest period 30
cut -1.13 -1.13
Average daily balance $1. 13
Closing account value 30.00 $0.00
Interest earned $0. 00
Cash activity summary
Annual percentage yield earned 000%
See Account scticny this month tor detail Waives in your Sweep Options are included in the cpenirg and
Your investment objectives:
closing balances 'glue. FDIC insurance apples to deposits at UBS Balk USA and al baits palCipaling in the
UBS FDIC unwed DePOsit Progra-n. rt does not aPpty 10 ~sits al UBS AG. Stanford Sarah or bank
cepovis placed through the U85 internaiona Deposit Account program SfC protection applies to money
'matt sweep fund hdclngs DA not bank deposits. See raporteotinloonation about your statement on the You have identified the following investment objectives for this account If you have questions
last two pages of I hn dooament for details. about these objectives, disagree with them, or wish to <hange them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
December 2017 (S) Year to date (S)
investment objectives in Important information about your statement at the end of this
Opening balances 31.13 $1.13 document
Subtractions Your return objective:
Annual fee -1.13 -1.13 Capital appreciation
Your risk profile:
Total subtractions -$1.13 -$1.13 Primary Moderate
Investment eligibi'ity consderation None selected
Net cash flow -$1.13 -$1.13
Closing balances 30.00 30.00 Your account instructions
• Your account cost basis default closing method is Ago, First In, First Out
SDNY GM 00024062
ANP7000,301295787 NP700312768S 00001 1217 000030000 Y173655550 111000 Pogo 3 of 6
CONFIDENTIAL
EFTA_00134682
EFTA01276293
*UBS
Your notes
,,,,,,o4o.4,,,,,..noco,z,e4.44. ,z,,..4.444,..s.,,gg. G. ...N. 4 of 6
CONFIDENTIAL
EFT,00B4683
EFTA01276294
Business Services Account Account name: MAX HOTEL. SERVICES CORP. Your Mnandal Advisor:
*UBS Friendly account n aerie: MAX HOTEL SERVI SCOTT STACKMANLYLE CASRIEL
December 2017 Account number. 212-821-70001800-308--3140
Your assets
Some pikes, income and current wines shown may be apprednefie. Asa insult gains todlOSSeS mar not
be accurately reflected. See Important information about your statement a the end of this document for
more Informs.o n
Cash
Cash and money balances
Dotting ba&Xt CIOSMDbiffrCt fte per share Average Cirddeng Interest Odyl
want) en Dec 1 (S) on Dec 39 (5) on Dec 29(S) rift period pencd cm amount es)
U8S BANK USA BUS ACCT 1.13 0.00 250.00000
Account activity this month
For more Information about the pike/ Wm shown for restricted steuities, see important infonnabn oboe
your statement a the endof this downent.
nor Quantity! Cash Cash and
Date Activity OtSuiptiOn tCtnSt Cade fact irdut Neenah* 01 amount 01 money Warne (0
Nov 30 Cash and money balance $1.13
Dec 6 Fee Charge ANNUAL FEE CHARGE •1.13
Dec 29 Closing cash and money balance $0.00
04. Activity Description Amount 0)
Money balance activities Nov 30 Balance forward $1.13
Dec 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT -1.13
Dec 29 Closing UBS lank USA Business Account $0.00
Tht UBS Bank USA Maness Account Is your Ornery Sweep430On
SDNY GM 00024064
aNnO3C0001295709NPVC012788500001 1217 00CC00000Y123655S5011I000 Peg* S of 6
CONFIDENTIAL
EFTA_00134684
EFTA01276295
*UBS
Your notes
...,.... ,,,,,soano.n..... ,z,,....,....,,gg. G,,,,,...... 6 al 6
CONFIDENTIAL
EFT,00B4685
EFTA01276296
Important information about your statement
Fr racial Services Pc. (the kern or OBS there'd hem I romyou no later then 60 days alter the Fm thins for cath. Spanatay brochse available upon • Athena CoperApprecUtion: Investments seeking
Sakes), is a merrier of all principal sixthly, ccmrrodty sell you the fist statesmen on which the sea or repast or at awe sac. org The 9PC awn protector growth of oncost rather than the generation of
and cptOrs exchanges. UB5 Financial5ervices and 1.85 Problem athead. limbs apply to all aeries bat you hall in a particular income
Balk USA are i-died subsilenes of UPS AG and - Prated. yaw name ad xcant Peter (4 any) capacity. • Produce Connatation °C)eat and Capra
*hags of UM Secuitin LLC. The Fim's Inanaal - twate the error or tie vinier you me inure The Fam, together with certain aff Pates, has also Apprerd*n. Investments weang both the generation
staternert C available upon recited. The Fines emanate about, a-detain as <kak asyou can why you Purchased eaPlensental mama the marmum of nccme and growthof prixPal.
off kos ate a. believe d is anon a ay rained more amount payable to at eigba clients, totem/ea tridg•
Ciformaien this protection is ISCO million as of Decertor 10, 2016. Overall risk profile
UBS Financial SOVCQS It. - Provide the doles ametnt a IN suspected era. StbAct to the poky andilers at Imitations cash a • Conservator Seeks to mantan Mot pre pal et
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low Fit and volatility to the accord meat even 4
Weehawken, RI 07086 The Finn or Card bsuer wil ivestgate your <emplane aggregate kir all your accounts held n a partial that means the acetate does not generate signet`k at
and sett coned my woe promptly. For alleged errors capacity AM sixty of the poky wading is mailable income a esters and may rot keep pace wits
This gateman represents the only official record of you' Chafes? UBS ta-dtransacenk if we take upon request. intent.
LBS Financial Services account. Other wads, tape more than 10 be less days to cloths, we will credit • Peaty Wiling to accept some ride to pintail red
official tat downy-ilk contanng calkingdata should you aeon for the amount you that is in error, Botha Neither the51PC vote-len nor the obpareental
not be relied ten II youbeta there 6 an era cr you wR have the use of tie money dung tie tine n potato apply to: tolerate some Whiny to wek Inter returns.
ornisen please report it Maeda** n wring to the takes us to complete our Castigation. • Certain fr acial assets controlled be (and nettled n • Algtiressioe: Willeg to accept hit risk to pincipal at
Branch Manager of the office witg your accent. your account value) but held awayfrom UBSFinancol high volatility to seek high returns over time.
Please mike all checks payable to the Fern or fie Services. For eimplecerlain fifinsuraxerrodtts. • nmestment age* Consideration: If selecteof a
Allhoet al fagots sheen re attended to be accurate. Itheal imitation mated on tie barn of h6 including variable rarities, and 00 shares of mama portion of the portfolio for tin account may include
statement data throuLl not be used kr tip purposes Rely dement In addition to rawer aeon fen, accounts fonds registered h the name of the account holder on complex serape tinted liquidity andante
seek on yea-4nd tax kerns. (Le • Form 1099. 5498. may be object to mantona-ce lees (haves for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e to n r p a re n pa m to g h y e ou IR r l S a a x l r l e ta tu u r b n. le T h tr e i d F e im n t s ., r a e rr n es a t l s k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t k ra r n u sf n e p rr a e id d • I li m mn a e m d e p n ar t t n c e c r r s tr h a ip c s ts a o t r e p n riv to at t e r a pl t a t c i e n m te e re n s ts ts ) f th e a th t a re Statement •ftmateheridisg•
report/kb rentable bend and taxable raved to other Outten& may be subject to a bander tee. not registered undo the Securities Act of 1933; We may consolable at related account statements with
end en securities held n your accout net proceeds • Commodities contacts (e g, foreign yeasts* and the saw address in the same envelspe, eg. because
on see Waroactio-s, ad cod basisoncertain covered UBS Sweep Options pre ous metal contracts), includarg futons contracts they have ormus who ago mantim join soothe
C st a a v sh o e ro s n . latkins with the Firm U b d a e B n p 5 k o o s s f , e f m e a r o s c n c o e a p y n t i o t o s w n a s l l e d n er t o m n sw - u a t e f u f e i a l p ia l r f t i u e g n d c d a b s s a h (M t b s o a n l a a e n d y c F e a s in f f t d i o li s a b ) t e a a d n i t d • B D a- e d po c s U o it S m a A m c , c o U o d B u it S n y t 4 c s o 6 (e d x U a c . e s S p . c t b o c n r e i t t r r c a ti h c fi e t c s a s ; t e a a s n n d c d 4 b d a e n p k o s s n it ) t a h t e I.135 y r w e o l u a a t p i n o r n e e s fe h i r n i s t a s o l w c w o a e e s a s v o , e t y e i o n r u d d m i e n a n d y t e d s l e a s c t l a i t n t h e e e m h s e o a n u t s e s e m h a O a dd i d le r i e n d s g s ' n t . r I y f
• Please Nada any oral cormoncatons in wring the Heal:nalD arn wean (CA) fa cueteniers FDIC tweed Deposit resgrart calls; your Financial Adeor
u to tt f e ur r t h th e e r p S r e o o t _ e N ct i e y s o I u n r v r e it s e to s r . P i r n o d te u c d tio rg n A yo c u t r (S ra PA tt T s D w e i p t. o a se n I a nt w ern e a tio a na l U l R B5 e B a r m k U M S a A n r a e g d em no e n n - t a A ff c il c ia o te s d t. n T o he t a S p O p C ly p t r o o t t h e e ct s o e n a s a s n e d t; t e h w e i e s s u t p f p a e o n t e h n e ta rw l p is ro e t a e p e pe n a d r o Friendly account name
• o If f t t h h e is fi s n t / e tr m oll m ] e a c t s it n u o tio t L n B a S n E th n e n to a p l e S ft a o t f e t s o , L f B ra S il b P a ro n g k r s a p m a a rt r i e ci F p D a I t C n i g im n u t r h e e d U in B a 5 c F co O r I d C a i n n c s e t r w e h d e C t f r D o I w C e n otes. o tp n o y le o m u e s r la e t a e l m pr e o r t r e s c . t T io h n e i S t t C no p t p a r e ot a ec n t " a g a a n i d n s th t c e h anges t th h e a F n rie b n y d l y y o a u c t c o o u a n ss t i ' s L t a y n o e u I w S a it h c u y s o t u a r n r z e a c b o l r e d - k n e a m n eg a nt-
Finned Sonia carries you bream as clearing Fa more hanatim, plea vie way fdic.gov.Deposk in die man vale of you investments (whether as a has no legal effect cnyow account You creche.?
Peer by arra-gement vet the ideated institution accounts at UBS AG Stan,o rd Brandt and shays of at of market movement, issuer blinkIllptCy a your Friendly want names, through Online Services a
We in you of this relalenshia often you MoseFut are rot imued by the FDIC. Othirertle) by contacting yea &wealAdele.
opened this axon. h taus cast your aria aid
wallies a* located a LOS financial Semites and rot Through the DA, cash balances are swept to deposit Dividend Reinvesbnent Program (DAP) Mame overview
the intectacigbreek and your at make a ran accounts at UBS AG New von Brant, and UBS AG The ate reflected isan average pig. YOU may obtain • Van of tour accountfponiolc. Net of assets a-d
of my ma or omission to both limn, Gasmen Branch. These deposits are not loured byte the actual peke Iran yos Faro Atha . Ordy whole libation
• As dew-bed in the account agnements, you rata FOC. Balances held at he 1.8S AG Cayman Brandt are shares are purchased under DRIP; partial shags wil be • abets Includes avalable cash balances, valefor
roily us of any tows or loud arraying decks tenotanly goosed to the sovereign rat of the Cayman sold ad the soh wit be deposited h your account The restricted scanty (est), and Global Tine DffeMS,
reflected an you statement within 30 days nee was bane and there is nocturne* or °thee °bigay, of divided reconnect price applied by he ever may unrand nods to marker and certain assets not held
mailed or made available. LES AG to repay the balances while on the UBS Cayman drier from the market pice at which the panial tun by the Fins Does not include unpriced aturiieoawk
• Plea diet amine complaints or ixphies to tie Branch's books. re sold at the end of the pia and arrent statement genet, a
Fitts C Fent Relations Departments 201.352.1699 prat nosamentk u vd stock options ad
or toll-free at 8020-354-9103, 8:CO A.M. to 602 P.M. Bank deposits are not protected by 9PC. Money Fund Cash-ehlieu ceroare stodr options
ET Monday through Frday, or in wing to U65 shares re protected by 51K. See "12$ Finnan Seen Cnk whole ems may be led m yob account. If you me • tiaras Includes debt balaxes, oasta-drg moon
Frontlet Sake Pc., Client Realicre Depatrat <Occult Protection' below. eel Med to • pal ul tnit is a result ol • thiderd lament loans, credit drat accent balances.
P.O. Box 766 Union Cky, W 07007. or atomise, the Firm al either sell partial crabs at • Cathentomy balances. Total of uninvested eat*
• A II daements shall be deemed complete red acoste Lfxn your request., hataxes n be bare depositsmot be mete price a accept an arrant detained by a cash balances, pies thee balances at affiliated and
if not cOcted to it writing venter, 60 days wrnichawn, and shots of a Limey kit may be registered clerreg agency, ad credit your accost non-aftl ine] banks, ininxney malcet rout al kid
• Fa TTy services_ Call 044412.0986 or tram outside leaflet and to proceeds retuned to you a your weep balances, at the cbse of the surearrent period
the US.: Cal 201.352-1495 seines wont Investment obieetivos Non.cormodity Ire awe balances in pox want a
• F k c M h a h n r e c y d n i b a t t o a r t r a a r n a d n l$ e n s e e a s % r f c a u e t / c r N t 0 s e O m I s F o , 0 T I r c x 7 ) p a . 0 . b l a , l 8 i $ 1 t 6 s 2 0 p , t 0 0 A a a - 0 y 7 t s m t C H r a t e 2 a b n - R r 1 o b t I 0 A o u o 0 N t r r 0 B a U E , n P l S o v S c A r d h w e , W t 6 h t i 0 l o e e -, n f a t d l i o o c e k o U b r i P , t S F a m ro u e b b t w t y e i c n u r a b g i l r s li i n c c c u g e o r m 9 r re r 2 i a n s 0 t t e . i 7 i m n n 6 t e e 2 a e r - b e 1 n o s 0 e u t 0 f t r s G a a , t v f e r a o . i l a a m n b d l y e o y m u ie r l a F d e s p - , u a n o c p a i t v a i a o l i n A la s d b , v le is a o t r m P T i e n a h le n c e a i e h t s i n m e a c v a c W e e n c s n e t t e t m c n ° e h e t b a n t a h n t e n g e o d e t b F m a j i i e n lm a c y t y i v p o F v e r u o o a s r r y f a e i e r b p i a i d e a t c k t r h x w i i i s i a n e a k e e l s p s n e r o i o e t y u f i n o i n a le u g t h i o a d & e n r l • a c d o s a r y y p n o e t u a < k to m n u b s u o i e s s t n a s t e n e o s y g t s s o e f T i g s t h t h & e e e s d s W e e f f r ( u e o t n r m d d o s i o n t a t i h r t n e h e e t ' r h m b a e a s y o l s a t r h e n d n c * in e t u s a p p - e a y o r n n c i d o o y d u d o r c o u s l t o e r F s o d i a e n f n g m it F s v a r - e a d y n . t
choose ate of the (plowing investment thetas:
Cal a pate as soon nye can, if you tilt you- 'JOS Fisanthl Services accome protaien • Produce Covent/wore: Investments seelthg the
The Firm is a mate of the Sectreties hyena Protection
staement at receipt Cs wag or 4 ye° fled more gerwatcn of nccme &Y.
Corporation (SIP°, which pacts securities oatonws
Hornet:in abed a transfer on the statement or
recipe. The Film or Card bar (as epkable)rnUft of as menthes up to 1500,000 (including 1250.0X/for
SONY_GM_000240136
CONFIDENTIAL
EFTA_00134686
EFTA01276297
Important information about your statement (continued)
Lenden information securities and apart or ong bd prices be OTC mmived maybe lest than the per share estimated the annuity corneas, MIshates of the teltralte
For delayed int an aten <re the Fenis lending prates" saunas. 'Jr crovsied n the acCO.rt statement. companies or woman of to unit investment Inals
and descants. refer to your Chem ReGunship - Less aviary traded securities may be triad usM9 a urn detrioute.
Agreement or Accost Agreement rd the General valuation model a the most recent are we • Restricted securities Restricted wanton trotralg - In addition to arnmemons maned Iran the
In and Conditcos LEG Statement Of Credit Prances obtained and may not reflect an WWI market price are not Currently ebgble for Public sale LAS Financial palms* and sale of Nenehres funds, we ad or at
available in Agreements and Oodosures at a vas Services uses the make price of the unrestricted stock retire recent an asretsbased revenue sharing
yvoe oh• cam/a rce.nnrelselrapq - Certain posit ions may appear without a price and of the same issuer as an mp.rted value fee the parnent Iron NonShires dktrttAors, as well as
will ram at 'vice was not available' il we re restricted stock !or putpow: of the ststenent on4e. To I rding for lechnokgy development, traing and
Your easels triable to obtain a price for a secunty. the Mem that restated securities are efoble lot sale, education.
Your staterma demon securities and other assets hell - Deposes or awakes denominated in cuTercts tee yaks received may be substantialB kiss than the - Our if dotes ate rasa trading corn-roans erd
in the accord r the end of the statement period You axe than U.S dean are rel Soled at the eahrgt irauted value shown otter compermation frommutual funds and rarlarge
may ale for &urea of 114, pad Seir-rtties at ary tine. rate as of the statement date companies where products we dedrbse.
You mar receive amain used as loan °samara after - Fcr csetin securities trading in nonce/doming • Est. Warred) inner anent yields and rates. - We recent re a-coalfee from LOS Bank USA and
twig any balance due an them. Any securities denOmhahans.PrXe aid quawily 0 ace valor) may An estimate of row' hum* is based on carom LES$ AG Stamford Branch of up to 125 per account
itanOeceed to the Finn Wing the statement pined are have been adjusted to facilitate proper warm &Oder.] and rarest rates, assuming the saunas will sweeping to the banks under the LOS Bare Sweep
feted at makes vale as of the end of the stream TO obtain current guotaticens, when availake, ordeal be held for one year from statement date or trail Programs
prod iocr Fiuncial Agar. maturity This estimate is any a guideline, accuracy
• Cost basis. h &twinning the cost bans of the and cceet;nund imam are not guaranteed Activity
cavities included n this arrant where indicated • Private ilWettnieflIS and structured product. — Estimated anal iconic and anent yield for Information regardng CIXISM6SOIS and other charges
with the nutter Les criancie Service thbs rehEd Private investment sautes (ex lusd na drat Cenral types of seosinescald nclde a :Man of nand n correction with the execution of trades,
on information abstained from sources other than US$ Part Opal program and real estate investment trust pi-naval or capital gains es which case the ea. irxtrIng option transactions has been Included on
Fisanoal Stesices. Mformation from another wanes) and rens turd poach are german, hg by income (and current ywl would be overstated. COnternstiOns Isamu* lambed to you, and will be
fine or that you may haw provided to you- Tindal Aland Certan united products have not been — Estinated anal income ref current yield and the provided to you promptly on retort.
Ackisor. The Firm does rot irdeperderaly verify cr registered with the SeCuitiel and Exchange actual income andyield Might be rawer or higher
gamma* the accuracy or vadily of ary eicienrion Ccornssion or under any State Securities thi4. We than theestnted smarts Short selling
provided by swan other than LES Fnancol Services vane estenated vain foe private nvestrient — An estimate 01 areliabeed income (cliedend mega If you re engaged 4, short selling a securta you may
askflearc elthaugh LEK Maitre Services generalS vaunts and structured products for arms crib interest) divided by the current malet incur a charge doe to certain bomarig cone far that
updates this amoral 'Otis received, the arm pawn only Accuracy is not guaranteed vakaaaverage balance a based on the Lan dividend PalP ula salsify.
does not trade any assurarces that the nformation - These values may differ substantiate/ from pries, or Merest payment made by the issuer and
under 'COO OM' and 'Litealeed gas-Vote 6 any, at which a preset mestment security a assumes the sectriabdeposts will be held for one Open orders
accurate as of the date of this statement. As such structured product may be bocal a sold and do year from the statement date a until maturity. Regaldng open a •aocridscancedecr ceders that
please do roe rely on tic information to make riot ',Konen& refitment the value you may coterie Accuracy and continued yeti are not guaterdeed were not evauted by the statesmen date, open buy and
purchase cr sale decisions, la to perposes LOCO lituidaticn. set stop orders are reduced by the win of dridenck
of triers.. Accounts trarderred to the Fin may - lhid party emanates oi value re as of a certain • Assets not het by (MS Ffiential Services. Certain a rtgIMIS On an rodivident a eces;hts date unless
reflect garfloss Mammon only fix the period of date and re applied to UBE Tina-Pal Serves on a assets re not herd by the F rm and not wt fin the instructed otherwise by you. You re responbb for
tin, they are heed at the Fern More historical regular base by an independent alarm fern. finis possession or (enrol. These assets are orders that are executed due bayou' failure to cancel
information can be added by ywr Financial Advisor. - Muer, antral panner or sponsor estinated vabes, deployed on yos statement for informational irmtin9 open orders.
• Urrutind paiofiosses Men data is avaitable, if tea, are supplied to the Finn by the rawer, purposes oily. Positions and values presented are
mnured streaked gaidlosses are calculated ecr ?meal ;rattler a sponsor and may be abated provided by the issuing fern UEK Financial Seraes is Privacy
exiviar seosty lots. The transaction data fix based on efficient information Iran that used by not responsbk for this riformaban and aes not To °ban a copy of as current Client Piracy hake,
elan:ballots may or may not reelect commrnicre. third parties to derive thee minuted valves. guarantee its accuracy. these assets are not protected please context net Financial Atha( or vie our websee
charges Ida security reorgani:ai cc, invents - You can obtain additional information regarding by WC or the Ferns supplemental Ste( coverage. at yrwuA rnmannevardei.
Dividend and other renvestrnent lots aid systematic the methodology used to &amnia the estimate of ▪ 1,85 Rnancral Bermes is riot a bark. The BMA, Bosons
purchase Ph ore each contimid to display or* value and the date of the information that tithe • Revenue sharing and additional compensation. Services Account SSA and IRMA are brokerage
averaged lot The • trade date cokenn presents the basis la the ridable by contacting your Financial — n addition to ccrnmesons co sales and l2bs I fees accoues %%tech prose access to bank eng services and
agnal transaction trade date Advisor. 3anted n Connect ion with the diorbuton of mutual prodacts Omagh mangemerts with affiliated barks
• Callable securities Bonds and preferred stock that - Thid party estimated akin may be reflected as funds to au <lents we ace 0414 affair. revers and other ihal.paly banks, and provides access to
the issuer cats for era redemption wit be selected Not pnced' n several aura:cry when an revenue sting payments trOrn thstrbAces ardor instance rid arrurty products issued Wu-affiliated
inpansally by lot ram among at saunter of that nclepenieca valuation Ian has not supplied a e advisors of the mutual lunds that we sell. These ihigparty rotate companies though instance
issue had n our name or n nomnee rime for w unable to ma a vale, wtxm we become aware warm are based on two different compronts: (A agency subagents d LES Financial Services Inc.
clients. Call feature Marmon is atoned from third that a material event has occurred but may call a the snout of sales by LES of a particular mutual ▪ hventvent eisurence. and annuity products
panes ,rd is acaracy is nal guaranteed Other call previously reported value into Question, or vines a fund fray to our dents, and 66 fie asset value od a — Not CDC is-And • Ho bank guarantee* May Me vats
features may exist which card aff ect nest, complete value would be highly speculative due to the nature Particular rnAual fiend family's shoes held at We — WA. ReSOJCP Management Account. Busness
nicemalon will be provided upon rawest of the security. frn Ignites Account BSA. IRMA and Intentional Resource
• Certificates of deposit (CDs). COs re FDIC nsured - When nether an isSuer, genera/ partner a SpOrbOr - We and our affiliate also receive networkng Mancegtnetni Accost are registered service marks 0
tp to $250,0)0 n rxincoal and accrued interest per estimated valor net a thidomy estimated vals is own processing feel in consockraten for transfer 1.85 FNrcial Serkfl k.
depositor rd per depository instals:on it ascender-4e pronied, the value of the security win be afferent agent services that we pear* to fie mccuat funds — VISA is a registered vackmark owned by Vita
with FDIC mac. from lisp/chase puce. Thew fees greatly re paid from Mentor assets n Mem:Via-of SinrCeAssoccation and used under
• Price/value Awes dispLited for serrates and other - • Distributions to date' may include return of the mutual turd and are a faced dolls' aircirt based kerne. The LEIS Visa crude cards ad the LEIS Visa
predicts may be hgher or Sower than the vice that capita . norm or both. an the flutter of accounts at the broker-dealer debt cards re Cared by UBS Barb LOA with
you would actually neceive in the market ?Vices re - 'Orignal unit size represent, the initial offering asking nutal lunds of that lord family parninion horn visa U $.4 Incorporated All other
&mined horn arias *Ad prey sources witch we weeper unit and may not reflect you cost basis. - I, areier.n to ccennirkins weird in connection trademarks. registered trademarks, service mats as
blase to be relable, but we do not guarantee nisei - DPP and tasted RElf saunas re rot Idled on a with the sag or cistrbuticin of arnuity contracts ad registered service maks are of their respective
accuracy mama securities exChanges and are generally unit investment trust units to our thents, we ardor foal:tamer
- We generally use the closing price Meer adiffble se .reef and even a they can be sold, the vice at AAA* receive revenue sharing corm:torah:a
the mean of the bid and as prices Ice kited from many of the istuirit companies underwriting UK Financial Services Inc. Rev 201711
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