EFTA01276055.pdf

1.3S Financial Services Inc Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2015
CNP70057253251015 Y1 0
NIS IN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name: Indiv Chockkar
Account number:
Your Financial Advisor:
SCOTT STACK LIAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call yoa Advisor or fte
RMA Resourceline at 800-RMA-1000, on September 30 (S) on October 30 (5)
account 026023576
Your assets 23,883.82 15,875.44
Visit our website: Your liabilities 0.00 0.00
swirw.ubscorniI inancialsetwes
Value of your account $23,883.82 S15,875.44
Sources of your was eat growth
Tracking the value of your account during 2015
value of your account
at year end 2014 671,570.66
S Thousands
Net deposits and
716 withdrawals 455,706.45
Your rivestrnerit return
Diudend and
interest income $11.23
13 9 Change in
159
market value $0.00
• Value of your emote&
De< 1014 se') ioi s 2ois on Oct 30, 201S S15,875.44
SDNY GM 00023664
Member SIPC CNP10303005725315 NP7000199496 00009 1015 030575004 Y113576550000000 Page 1 of 8
CONFIDENTIAL
EFTA_00 134284
EFTA01276055

sUBS
Resource Management Account Account name: GHI$LAINE MA51/4EU. Your Nnuncid Advisor.
Friendly account name;I iv. ar SCOTT STACK M ANL YLE CASRIEL
October 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 (1) your account
, Cash and money balances may include
A Cash and money balances 15,875.44 100.00% Your current asset allocation
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, WS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional
Total assets 515,875.44 100.00%
A
Value of your account $15,875.44
Eye on the markets
Percentage change
Index October 2015 Year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
CNP70009005725326NP7000183496 COCO 1015030579004 T12357655000MyGm000238tsge 2 of 8
CONFIDENTIAL
EFTA_00134285
EFTA01276056

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS friendly account name: Inch,' Checkkar SCOTT STACK MAN/LYLE CASF0EL
Account number.
Change in the value of your account Cash activity summary
October 2015(3) Year to date (I) See account ac May Ma month tot details mantes in your sweep ono ons are aid uded In the openng and
closing balances vale. FDIC Insurance /poi., oNy to deposits at u85 Bank USA, not to depouts at ties AG,
Opening account value $23,883.82 $71,570.66 Stamford french Or bank deposin placed throuq the UBSIntemaiona Depose Account program. WC
protection applies to money market sweep find holdings but rot bank deposits Seelmportane information
Deposits, including investments about your statement on the rat Mra pages cf this document for detals
transferred in 169.62 86,559.08 October 2015 (g) Year to date (5)
Withdrawals and fees, Opening balances $23,883.82 $71,570.66
including investments transferred
Addrtions
out -8,178.40 -142,265.53
Deposits and other funds credited 169.62 86,559.08
Dividend and interest income 0.40 11.23
Dividend and interest income 0.40 11.23
Closing account value $15,875.44 $15 ,875.44
Total additions $170.02 S86,570.31
Dividend and interest income earned Subtractions
Checks and bill payments -7,39616 -140,009.36
rot outposts of Ins Statement temerity of interest and dindend Income has been determined limn a US Card payments -226.98 -1,700.91
tat reConirg perspective. Baud upon the residence of the account holder. account type, or product type,
tome interest ands dvidend payments may not be subjoin to United States (US) anda Puerto Rico (PR) Other funds debited -555.26 -555.26
income tares. The tient monthy statement is not intended to he used and cannot be feted upon for tar
purposes. Clients should refer to the laPOKE0e tar reporting forms they reCeite from UBS annualy, such as Total subtractions -$8,178.40 -$142,265.53
the Mims 1099 and the Farm 480, for tax reporting information. his the practice of UBS to file the
aPpkatle ten reporting forms with the US 'MOM Revenue SentCe and PR Treasury Pei:aliment and in Net cash flow -$8,008.38 -$55,695.22
sigh f0rrns accurately (rasa fy (imam:Saraa IntereSI as I& exempt or tamable ifixtme nease consult yell
inthicliel tax prepare:
dosing balances $15,675.44 $15,875.44
October 2015 (S) Year to date (1)
Taxable interest 0.40 9.30 UBS Bank USA Deposit Account APY
Total current year $040 $9.30
Interest period Sep 8 - Oct 6
Prior year adjustment 0.00 1.93
Opening UBS Bank USA Deposit balance Sep 8 $4,394.68
Total dividend & interest $0A0 $11.23
Closing UBS Bank USA Deposit balance Oct 6 $20,126.38
Number of days in nterest period 29
Average daily ba lance $25,201.41
Interest earned $0.40
Annual percentage yield earned 002%
SDNY GM 00023666
CelP70309305725327NPMC0169496 00003 MIS 0305'79004 Y123576S50000000 ►age 3 of 8
CONFIDENTIAL
EFTA_00 134286
EFTA01276057

4t UBS Resource Management Account Account name: .1 Your Ileencial Advisor.
Friendly account name: SCOTT STACK MANFLYLE CASRIEL
October 2015
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th tab on a
weekend holiday Reward, point activuy cetais can be found on teamiubs.toreionaneservxes
October 2015 teal to date
Opening balance 3,759 1,433
Points earned 195 2,521
Closing balance 3,954 3,954
Your investment objectives:
You have dentified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change than, please contact your
Fmancial Advisor or Branch Manager. You can find a ful description of the attemabve
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your dsk profile:
Primary Aggressive
Investment eligibility consderat:on None selected
Your account instructions
. Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C0C0305725328NP70C0189496 C0038 1015 030575004 Y123576550 C0M#4YGM000236ftge 4 of a
CONFIDENTIAL
EFTA_00 I 34287
EFTA01276058

(SUBS
Resource Management Account Account norm: GHISLAINE MAXWELL Your /1n andal Advisor:
friendly account name:Inch,' ChecklCar SCOTT STACK MANLYLE CASRiEL
d. .
Account number:
Your assets
Some Prices, income and current values ShOeM may be approximate. AS a rest*. darn and lOsses may rot
tie accurately reflected. See Aportant informabon about your statement a the end of the cbcumeM for
more infornason.
Cash
Cash and money balances
Cash and monly bances may include avalaole cash balances, UBS Bent USA depost account balances,
UBS AG Startord Branch deposit account balances and money matte mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MK vat to n applicable limits, but are not
protected by SIPC tins AG Stanford Branch deposit account balances an not insured by FDIC and se not
protected by WC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this doctrnent for details about those
Sancti.
Cowing balance Closing Wine Nice per enact Average Daidenel Interest Dap en
Hddng on Oct I ($) on Oct 20 (S) on Ocl 30(1) rate period period Cep anounl (1)
UBS BANK USA EV ACCT 23,883.82 15,875.44 250.00000
Your total assets
Peicenta?? Con abrnate0 Urrealize0
Value on OR 30 (5) your ac0unl oasis (SI annual intone (11 gain or loss (1)
Cash Cash sad money balances 15,875.44 100.00% 15,875.44
Total $15,875.44 100.00% $15,875.44
Account activity this month
Date notary Description Amount (1)
Deposits and other fends audited Oct 5 Ceposit NON-LOCAL CHECK 169.62
Total deposits and other funds credited 516942
Oat ACtiuty Descnoton Amount ($)
Dividend and interest income
Taxable interest Oct 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cr 0Ei 15 0.40
Total taxable interest 50.40
Total dividend and interest income 90.40
SDNY GM 00023668
CONFIDCENP700N0113017T25329INPATOCOLI$949 6 DOOOB 10IS 030571004 Y12357611000000) Page 5 of 8
EFTA_00134288
EFTA01276059

SUBS
Resource Management Account Account name: ' Your Handal Advisor:
Friendly account name- ir SCOTT STACK MANLYLE CASRIEL
October 2015
Account number:
Account activity this month
(Contrived)
Check
nurrtier Date Description Amount (1)
Checks 005012 Oct 1 ANITA R CELA MD -2.775.00
Total chat 42.775.00
Date Aditity Description Amount (5)
NI payments Oct 2 Withdrawal ACH VATHCRAWAL UPITEDHEALTHONE -556.98
Oct 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -00.22
Oct 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -4.023.96
Total bill payments 44.621.16
Transaction Posting
date dale Decal:elm Amount CO
Card purdsraes
ten Visa debit MOO 3536
G makwELL
Oct 22 Oct 27 STLIMANS GREENHOUSE NEW BRAINTREE MA 24529698000277839d $14.00
mt.
Oct 22 Oct 26 NOODLE LAB BOSTON MA 005296000311237304 S5.30
Oct 23 Oct 27 JENNFERS NAILS AND BOSTON MA 605296300446097483 $13.00
Oct 25 Oct 27 ZOE HAP UX BOSTON MA 43529910300 t 84091 7 $99.00
Total charges 213130
Date Description Amount (I)
Card payments Oct 16 CREDIT CARD PAYMENT -95.68
Total card payments 49548
CNP70009005725330 W7000189496 00003 WI 5 030575004 Y123576550 009fritiy_o ntoonaderie 6 of 8
CONFIDENTIAL
EFTA_00134289
EFTA01276060

(SUBS Resource Management Account Account nanw: GHISLAINE MAXWELL Your N nandal Advisor:
Friendly account narne:Indiv Cherkkar SCOTT STACK MANLYLE CASRIEL
October 2015 Account number:
Minrrurn Payment Due Payment Due Date Creel% Int Avalatie Credo tine Outstanding bamre
UBS Visa Signature credit card(s)
payment information
for November 23, 2015 $68.21 Nov 23, 2015 135,000 00 132,754 77 12,245 23
This creth cad it enrolled in UBS Pay Credo Card for um and will automatcaoy b pad Bornyou' account Your pament is schoctared
lot No enter 18. 2015
we sonde this inforrwt•on on 'cis U85 Visa Signature credit cads sckt'y as a courtesy to you. The UBS visa Brow re crew card and account se
issued by UBS Bard:05.4.08S Bank USA sends you the official statement for this account and you shottd maw your mem nt accenting to thee
InitnaCUOm:
We do not indude your outstanding crecit cam baste in the valued you/ account with UBS Financla Snwes
Date Actimly Desception Amain' 01
Other funds debited Oct 1 Withdrawal FEDERAL FUNDS CONPUMENTARY FED FUND WIRE TO Cohn Cowie AT -555.26
FIRST REPUBLIC BANK
Total other funds debited -$55536
t Activity Detcroon Amount (S)
Money balance activities Sep 30 Balance forward 623,86322
Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/01/15 -3330.26
Oct 5 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT ASOF 1(702/15 -597.20
Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 169.62
Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06/15 0.40
Oct 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -4,023.96
Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10/16115 -95.68
Oct 27 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OF 10/26/15 -5.30
Oct 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10127115 -126.00
Oct 30 Closing UBS Bank USA Deposit Account $15.87544
The UBS Bank USA DeD09t Account Is your primary sweep coon
SDNY GM 00023670
C NP7C00?30572S331 NP7003189496 000:03 1015030575004 Y123576%0000000 Page 7 of 8
CONFIDENTIAL
EFTA_00134290
EFTA01276061

*UBS
Your notes
CNP70.005725332 NP70001.96 00003 1015 030575004 vi 23 576550 00MY_OM_000238/49* 8 of 8
End of statement for account numb..
CONFIDENTIAL
EFTA_00134291
EFTA01276062

Important information about your statement
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SDNY_GM_00023672
CONFIDENTIAL
EFTA_00134292
EFTA01276063

Important information about your statement
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SDNY_GM_00023673
CONFIDENTIAL
EFTA 00134293
EFTA01276064

(SUBS UBS Financial Services Inc. Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 November 2015
CM-70056439531115n VI 0
HIC IN MAX LL
Account name: GHiStANE MAXWELL
Friendly account name: Indiv.Checkitar
Account number.
Your financial Advisor.
SCOTT STACKMANO.YLE CASRIEL
Phone:
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA- 1000, on October 30 (5) on November 30 (1)
account 029023576
Your assets 15,875 44 13,237.97
aoo o.00
Visit our website: Your liabilities
www.ubscomainancialservices
Value of your account $15,875.44 $13,237.97
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
me at year end 2014 $71,570.66
S :7,..311CS
Net deposits and
7: 6 withdrawals -$58,344.22
Your ausstellenreturn,
Disedendard
interest income 811.53
Change in
ISO 13.2 market value 90 00
Value of your account
on Nov 30, 2015 $11237.97
Dec k)14 Oft kl 5 Nov 2015
SDNY GM 00023674
Member SIPC 0070001005643953 NP7000193349 00008 1115 030575004 Y123576%0010000 Pap t of 8
CONFIDENTIAL
EFTA 00134294
EFTA01276065

SUBS
Resource Management Account Account name: GHI$LAINE MArMEU. Your li nodal Advisor.
Friendly account name; I iv. ar SCOTT STACK MANELYLE CASRIEL
November 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (S) your account
A Cash and money balances I 3237.97 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 0.00% account balances, ILIBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the Last
two pages of this statement for details about
those balances
Total assets $13,237.97 100.00%
A
Value of your account $13,237.97
Eye on the markets
Percentage change
Index November 2015 Year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0 21%
One-month LIBOR: 0.24%
CNP7000BO05643954 NPAX019:049 CCM 1115 030575004 Y12357655001W it#1.COM000236,4139e 2 of 8
CONFIDENTIAL
EFTA_00134295
EFTA01276066

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Honda' Advisor:
Friendly account name:Indiv Cheakar SCOTT STACK MANLYLE CASRIEL
November 2015 Account number.
Change in the value of your account Cash activity summary
November 201 5 (31 Year to date (S) See account activity the month for deists &dances in your Sweep Options are indudedin the openng and
closing balances ad ut. FDIC insurance 4Viel only to deposits at U85 Bank USA, not to deposits at LOS AG,
Opening account value $15,875.44 $71,570.68 Stamfoed Branch 01 bank deposits pacedibeoush the UBS Interne:a nd Depose Account program. SIPC
protection applies to money market sweep find holdings but ml bare deposit. Seelmportant information
Deposits, including investments about your statement on the iat mV pages d this document for decals
transferred in 0.00 86,559.08 November 2015 (5) rear to date (5)
Withdrawals and fees, Opening balances $15,875.44 $71,570.66
including investments transferred
Additions
cut -2,637.77 -144,903.30
Deposits and other funds credited 0.00 86,559.08
Dividend and interest income 0.30 11.53
Dividend aid interest income 0.30 11.53
Closing account value $13,237.97 $13,237.97
Total additions $0.30 $86,570.61
Dividend and interest income earned Subtractions
Checks and bill payments -2,38429 -142,393.65
Foe purposes Of this statement, taeablity Of inteeest and Orridend income has been determined ficM a US Card payments -25348 -1,954.39
tm lePortlre3 PersPercie. Based upon the residence of the account bolder, account type. or product type,
torn. interest andor deidend payments may not be sutler, to United States (US) anda Puerto Pico (PR) Other funds debited 0.00 -555.26
Income tares. The (tent monthy Ratemtm is not intended to be used and cannot be reaed upon for ta<
purposes. Clients should refer to the aDOKEttt Lat tenoning forms they receise from IRS annualy, such as Total subtractions -$2,637.77 -$144,903.30
the Conn 1099 and the Forms 480, for tax reporting information his the practice of UBS to file the
applicable tam reporting forms with the US sterna Revenue Sei(e and PR neastay °torment wain
such banns accutatety class fy chi/Jena AMP Cl Interest as is exempt or lamb* imam Pease consult your Net cash flow -12.637.47 -$58,332.69
Inds/dial tax preparer.
dosing balances $13,237.97 $13,237.97
November 2015(S) Year to date (1)
Taxable interest 0.30 9.60 UBS Bank USA Deposit Account APY
Total current year $0.30 $9.60
Interest period Oct 7 - Nov 5
Prior year adjustment 0.00 1.93
Opening UBS Bank USA Deposit balance Oct 7 $20,126.38
Total dividend & interest $0.30 $11.53
Closing UBS Bank USA Deposit balance Nov 5 $15,210.54
Number of days in nterest period 30
Average daily balance $16,749.68
Interest earned $0.30
Annual percentage yield earned 002%
SDNY GM 00023676
CelP7C00330564395SNPMC0193349 00000 1115 030575004 Y123576550010000 Page 3 of 8
CONFIDENTIAL
EFTA 00134296
EFTA01276067

*UBS Resource Management Account Account name: Your Kneed' Advisor.
Friendly account name:: SCOTT STACK MAIsY LYLE CASRIEL
November 2015 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th ot the mcnth or the pow business clw if the 26th IS h on a
weekendtondos. Rewards paint activity cmens can be found On vatavuhs.tomfonlinesesvices
November 2015 Year to date
Opening balance 3,954 1,433
Points earned 0 2,521
Closing balance 3,954 3,954
Your investment objectives:
v::L. • the following investment objectins for this account If you haw questions
about these ubietbves, disagree with them, or wish to change them, please contact your
Fivancial Advisor or Branch Manager. Youcan find a ful description of the altemanve
investment objectives in important information about )our statement at the end of this
document.
Your totem objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibi'tty consideration • None selected
Your account instructions
• Vow account cost base default closing method is FIFO, First in, First Out.
CNP70308005643956NPVCOIS0349 C0006 1'15 030575004 Y123576550019SONCGM000236,99e 4 of a
CONFIDENTIAL
EFTA 00134297
EFTA01276068

Resource Management Account Account name: GHISLAINE MAXWELL Your rinandel Advisor:
UBS
Friendly account name: indiv CheCk/Car SCOTT STACK MANILYLE CASRIEL
November 2015 Account number.
Your assets
Some paces, Income and current values shown may be Eppioxiinak. AS a intl. gains andlosses may mot
be accuidlely reflected. See Amnon infoanabon about your statement a the too 01 the ctcumeM fOr
Rae infornason.
Cash
Cash and money balances
Cash and money balances may Ind trip. avalkile cash balances, UBS Bank USA &pont account balances,
UBS AG Staniord Branch deposit aaourn Glances and money main mutual fund sweep batances.
U95 Bank USA deposit account balances are Insured by the FOC ninon applicable limits, but are not
protected by 9PC. UBS AG Stanford Branch deporat JICcount balances as not insured by FDIC and are rot
protected by SIPC Money mutat sweep balances are protected by SIC but as not insured by the FDIC.
Ste the important information about your statement at the endofthis document for detaas tout those
telances.
Openng Wax. Closing balance floe per share Mope DMclend interest Days it
Hiring on Nov (S) co Nov 30 ft) on Nay 30 0) rate pedal period Cap room 5)
UBS BANK USA DEP ACCT 15,875.44 13,23797 250000.00
Your total assets
Percentage of Cost BIrrated UnrealiZed
value on Nod 30 IP your &count OOPS (51 annual income (S) wen or IOSS (S)
Cask Cash and money bSanas 13237.97 100.00% 13.237.97
Total 813,237.97 100.00% $13,237.97
Account activity this month
Otte Acuity Description Amount (I)
Dividend and interest income
Taxable inrerea Nov6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1110915 0.30
Total taxable interest $0.30
Total dividend and 'merest income $0.30
Date Actisty Descnpbon Amount (S)
Bill payments Nav 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -556.98
Nov 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22
Nov9 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,787.09
Total bill payments 42384.29
SDNY GM 00023678
CtietC0033055439S7 Ne7003‘97349 OCCO3 IS 030575004 Y123576S50010000 Page 5 of 8
CONFIDENTIAL
EFTA_00134298
EFTA01276069

UBS Resource Management Account Account name: Your Knancial Advisor:
Friendly account name: ir SCOTT STACK MANYLYLE CASR1EL
November 2015 Account number.
Account activity this month kootnuedi
Transaction Posting
oate oate Oescnotion Amount (S)
Card purchases
U3S Von debit XX>C0 3536
G MAXWELL
Oct30 Nov 03 ESPA CORP NEW YORK NY 47530590001 5700107 168.00
$68.00
Total dlarges
Le35 Visa debit. XXX4 0963
G MAXVVELL
Nov 20 Nov 24 ESPA CORP NEW YORK NY 475326900017600052 189 80
ono
Total charges
Total card purchases $157.80
Date Demnption Amant (S)
Card payments Nov 18 CREDIT CARO PAYMENT -95.68
Total card payments 495.60
minmurn Payment Cue Payment Doe Date Crew line Avalatre C feat Une Outstanding baance
UBS visa Signature credit card(s)
payment information
for December 23. 2015 $6809 Dec 23, 2015 135,00000 532,825 36 12,174.64
This crew cad is Crueller, in UBS Pay creoi Cad feature and vil autcmatcaty te paid /ran you' account. Your Payment Is scheldled
tot Decreete, 18, 2015
We provide Misinformation on your UBS Visa Signature credit cads slee, as acOJttesy to you The UBS Visa Sratu re (Ted! cad and account are
issued by UBS Bank USA. UBS Bank USA sends you the ottioal statement for this account and you shod mate your payment accordng to thed
instru(tion.
We do not Ind ode your outstanding crew cad! sane in the rake of your account with U65 Financial Services Inc
Date Actnnty Delfirplial Amount 11)
Money balance activities Oct30 Balance forward $15,87544
Isbav 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11103/15 -68.00
Nov 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/15 -597.20
Nov 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/09 15 030
Nov 10 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 11109/15 -1,787.09
continued next page
CNP7C005005643958NP7OCOIS0349 COCOS 1115 030575004 Y123576550 01g geitiyGm 0002361~ 6 OF 8
CONFIDENTIAL
EFTA_00134299
EFTA01276070

Resource Management Account Account name: GHISLAINE MAXWELL Your ft nandal Advisor:
*UBS Friendly account name: Inch,' Checkkar SCOTT STACKKUNO/LE CASRIEL
November 2015 Account number.
Account activity this month (continued)
(We Afton!, D(1(101101 Amount (t)
Money balance activities (continued) Nov 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11118/15 -9568
Nov 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/15 -89.80
Nov 30 Closing UBS Bank USA Deposit Account $13,237.97
The UBS Bank USA Copoot Accourt i; your primary sweep colon
SDNY GM 00023680
C HP70380305643959 NP7003197349 COCO 1115 030575004 Y123576550 010000 Pogo 7 of 8
CONFIDENTIAL
EFTA_00134300
EFTA01276071

Your notes
CNP700O)305643960NP7003193349 00003 ill 3 030575004 Yi 2357655001i ftliklY_GM_00023604ge 8 of 8
End of statement for account number-
CONFIDENTIAL
EFTA_00 134301
EFTA01276072

Important information about your statement
U36 Financial Services tic. the F im or UBS Financial - NT, ,,,!r ani n t,-N-or r claim for cash). The SIPC aeon protection limits apply to account hekl, you choose One of the following
Senekes). is a merrter of all orincial seosft ammo* — Desote the error or tie trawler you se uture all acorns that you hold in a panicutr csocity. tresment objectires'
and colors exchanges. LASS Frerxial Selects and LEA bosh, and explah as dem& as ycu cal shy you The FM, *gets with certain anbates, has also • erodes, Cunene/mom.. limb.* as seekng the
Bank USA we rdrect subsidises of LES AG and beam t is an error a why you mod more purchased waparreental protection. The madman generation et income crib..
affiliates of LES Saurian U.C. The Fim's financial rdemotion mount payable to al *Babb chat, caeca/etc arch • Adieu* Copt*, Approciatan: Inurement( soaking
statement is available upon reopen. The tease:Kul* — Proade the dollar amount of doe suspected emu. this praecicn is 1500 millon as of (*center 10, 2013. yowl" of prncpal rather than the proration of
oni ces a. a: p.
The Firm a Card Issuer MI inanigate your ampairt Subject to The poky radians ad Imitations, cash a • Produce Combination of arcane ad Capital
UBS ainencul Sauces and MI correct any error promo*. I we take more ton the Firm esfather protected fa up to SI 9 million el the Appreciation hamments sentry both tie generator
1200 Barba Boulevard 10 Lianas dap to do The, we will cried' your account amregate for all pit amounts heed in a particular of ncome and goerth of pritpll.
Weehawken, NJ 07086 For the angst you Mile 6 hems so tot you will have capacity. A WI copy of tee poiqr wordig is available
Meuse of the money tang the tier* h takes us to upon request. Overall Bilk profiles
This statement represents the ally official reard of you complete Our thiestigation.
LBS Fhancial Seniors account. Other march, rapt The SIPC petalin and the supplemened prelation • Coast:van* Seeks to maritain intel prix.pat with
r e o o m ff t i i c s b i s a e i l o r t n e a , l r i p e d l d e o I a c a s u e m n * e p n e I t f s a y . o c h o u i n r b r t e n a d i a n e d i w n ia g t t h c e e o ly r r e d n l is id w a e n r w u e n d m g at s t a o o s t r h h o e u ld s f P r t le a o a t S n e O c m i m a e l n a in t k s e h t i a a tu l d l t c i d o h i n e ti c o r k d n s c t p o a a t r y e e a g d b u l o e ta n f r e t a i t e c h c e fr o F o s n a t t n f o e o f e r t s h t i a i e s c counts • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b et a s t c h o a n d tro a l w le a d y b b y o ( r a n n L d B in S c F i i s n e a d nc n ial t l m o h w a a t n r m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d l s o m t t d a h o y e e r s a o n y t o o k t e u g e n e p n o p e v a r e c a e r t a e w l M , i e t a h r d n ca ne
Branch Manager of the office seam you account. my be subject to mavens-a lees, Throws for late Services (e.g., amain (Bash at UBS Bat (il cash at inflation.
payment for margin purchases and chuges kr unpaid LBS AG Samford bunch, (id ilsomarce prectecte. • Makes. Wittig to accept sane rift to pinepal and
Athaate al hoses shown are ntended to be accurate. snorts n cashaccounts. Accounts that at tea*e rred including variable annuities and OM torn of rrub.al tolerate some voaatairty to seek hirer returns.
statement datashould not be used for tar purposes Rely to other InStalitiOnS May te subject to a trawler fee finds where such shares are registered drecdy n the • Aggressne: Wiling to accept high risk to principal aid
sae& on yeauend tax Icons. Form 109. Sat nane of The account holier on tie books and records hip ...Agility to seek high returns over time.
10425. etc.) whin prepargyour La return. The Fine is UBS Sweep Option of to applicable *sr a transfer agent).
required by low torepon to ihe IRS all ta.abk divider.* LBS Offen options kr sweeping cash balances, balances • Casein minimal contacts or trattnent interests Statement Thouseholdbe
report** nontaxable Thadends and Mt interest to ba-k cheeses at UBS Bak USA and LBS AG Stanford (*Q.. limited partner:him and pause plarmants) teat We may consolidate at related account statements wit
end en acuities had nyour scant, net proceeds trench (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; tie sane *dress n the same envetce. Accost may
on sate transaMexe, and cost base ioncertain covered fads (Money Fin*) adtheentemot cnal Deposit ad be related Ice this purpose brace they have owners
sensitise. Account (0A)fa customers with an international • nodilies contacts (e.g. foreign "charge and who also maintain pit accost relationships with ocher
imam Managemert Account. Through tie Bank pa bus metal artrate) includinp futures antucts dents at the same address. This pracke 6 known as
Communicotions with the Fim Sweep Prone* cash balances TO swept to 1185 Bak ad commodity option COntraCIS. • tosel-oldrg R you prefer to receive rdiedual
• Please re-confirm ary Oral corm's...atoms in awittb USA up to an estiteashed emit ad then to UBS AG statements MAled n leplate envelopes — you my
to father protect your WV; irolsfrgyat ricfies Stanford Branch a a Money Fund. Deposits at U85 The SIPC pasta) and tie supplemental protection do decline hauseholding by sating you F handed Achitor.
seder the Secactias Mentor Protection Ace (WA). Bank USA are FDIC rimed in accordance with FDIC not apply t0 these abet" even if they °their/1Se appear
• II the Craw ial haitution cn thrtcp left of tie Irat nat. For mere itemation pear romfdic got. on your seaternenn. The SSC peotecan and the Friendly account name
of this statement is not U3S Financiel Sark's, LSS Deposes at LES AG Stanford Bra-ch ad shares of .."Carreental protection do not protect agents changes The hardy account name reflects information tat you
Financial Seraces caries yas account as clearng Monty Funds at rot insured by the FDIC. in the makes vale of you investments Meths as a entered on the firm's onine services tribute. It a a
brcker by acrangerrent well the nolcated insubson result of market moternent, Issuer batruptcy customizable 'nice:arm • chosen by you to anise you
We irdoemed you of this relatorchP when you Through the Ok asailible bete Whalen are swept to otherwise) rah your recordkeeping it has no legal effect an your
opened this OCCOJII. In tie taw, your Ss& and depose accounts at UBS AG New Yak Each and LBS account. You Can (ham? yar Riendhccount Mtn*.
securities are located a UBS financial Services and rot AGC wan Braxh These deposits are not interred by More information is amid* upon repast Yoe may trawls Onlre Services Or by contactrg you Finamial
te ironadacreg broker, ardo3u taxi mace a repon tie FOC. Balances held at tie LES AG Cayman Each obtain more information about SIC, hoaxer* the 51K Aorta.
of ay ma or cminion to both firms. ace tempo's* apostate the sooereign rift of the Brochure, to contacting 51K at 202-371-8300a by
%men blends, and them is no wart/rase er other estrig the SIC website al waw.elpeffig Asannt overview
All accent statements shall be deemed ccenpate and obligation of LES AG to repay Re balances while ti the • SSA of you accountdpornaMio Net of assets and
accurate i not objected to in wring within 60 days. LIES Cayman's Brach. books. Dividend Renvertment Program (DRIP)
The ate reflected is an meter price You may obtan • Amt. Inds* avail* cash balances, vales la
• Please diect customer complaint or twines to he Deposits at MS Bait USA and each UBS AG Branch are the actual price from you Financial Advisor. Orey tole restricted seosty less), and Global tine Deposits,
Fem.Clem Relations Depavnent a 201.352.1699 not protected by SIC. Money Fund shres are protected dares re purchased Leda DRIP; partial shares wil be u-realzed make to market, and coyish assets not held
or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See #U35 Financial Services Account Thatcher.- sold rd the each wit be deposited h your account. The by the Finn Does rot include unrenced wavelet assets
ET Monday through Friday, a in wring to U3S bebyr. dividend reinvestment pricesupplied byte suer may at the end of the pior and anent statement periods, or
Financial Services hc, Client Relations Dela-Mena, offer (Min the market price at which tie partial shares porase inieStilWitS, treated stock options and
P.O. Box 766 Union City, NJ 07087. Upon your repaint, balancie in the Bank Sweep are sold 'amiable stock options
• h caw of emn, or pastime about an electronic Awn or CA may be withdrahn and sham of a • Li its Includes debt balarces, oublarding rnagn
fach transfer (FM bit payment a UBS VoSeclebie Money Fund near be liquidated, ad the proceeds CaatMlieu Ion, credit we, Ova scant bale-ices.
card transactions, call 990-762-1000, certif.to UBS returned to you a mat sautes account. 019 whole urns may be hada your account. if you at • CashAtoney balances. Total of uninvested available
Financial Services lx., 1000 Hater felt*, 6th floor, witted to a panial unit as a result of a &Wird pwrnerd cash balances, plus UBS Irk USA deposit barces.UBS
Weehawken. NI 07086, MTh RIA103EA Seises. FIS114. donne:an about available sweep *piens, otherwise, me Firm ell Star sell anal units at AG Stanford Bench depose balances and money market
incleSng anent tarat rates and yields, a available at menet ;eke a accept an intent determined lag a MALI land sweep balances, at da dole of the
Cal a wee as loon m yea can if you ilia your masubsanisweepyel*, from your Financial Advisor agitated cloarg agency. and credit you accase statement period. Noreccarnodry free credit balances in
statement or receipt 4 atm or if you need more or by callng 800-762-1000. your accost ere rot segregated from other balances
tilantaten Boca a trander on the slaement or InvesThaent objectives *dine Fan may use any of these funds in the ordinary
reaps. The firm or Card ewer (as applablM must WE Financial Senior mount protection The rwestmere *mama ad nil profile are speck to course of its laziness. these funds a* payable upon
hear from you no lay then CO days afar tie Finn The Fim e a member of taw Searilin Investor Protection each account and may mybetween Please ache. the your alma*. This total is included in tie <want period
sent you tie fin staterma on ash* the aro- or Caporal* 6IPC). which protects securities scants of Firm reformat in saw of any Mendicant change in pa closing value.
;abbe, spewed. is members up to SSOO,C00 (mixing S2 t0,000 for Mama situaicn or ncestmeet objectives. For each
SDNY_G M_0002 3682
CONFIDENTIAL
EFTA_00134302
EFTA01276073

Important information about your statement
(CMl imed)
Lending information you wouldas-mak, tome n the market Prince — 'Clihrbscions to date' may include return of - h addition to commeskfis received in connonn
Fre Mated informalin on the Fins lending practices obtained from Mon thrd pay sources which We capita income cc both. wth the sale or distrbution of an-Lay contracts
and doclosue refer to you Cent Relfienthip bekve to be reliable, but we do not guarantee thee — 'Crignalsrd represents the mita alerts; and sat erieitrninl Kat units 10 Our thefts, we
Asfeernml or Is«ctrit Arenlent and the General ateur acy. price per cant and may nee leant you cost bass ant/Cr err affiliate drew rowers chug
Team and Con:lib:4S LOS Shannon of Credit Prank,. - We fame* use the dosing pice when aveikabb or cenfiensmicn from merry of the insurance
mailable in 49resterifs and Canckeures the mean of the bid and ask prices fee aided • Resticled severities. Antrkted segrikes recall( con-pans urdenweing the annuity {overacts.
mine obi romiacceingrie . securities ad optionsor onb bid prices lee OTC av not and, eligble for public sale. Le3S Financial all dates of the Murree coenpanies or sponsors of
securities. Seines use, the Markel rite d the unrestricted stock the on immanent trusts we donut,
'few meets — Less acting traded woven maybe picot using a of the same eater as an fl uted value la the — Cur aff aisles also men tradig ccermosions and
You stmemeed bombes securities rid other assets held vakiation model a the most merit Foie we restricted stock for purposes of the sidemen' onk To other comp/make' from meal lurch and
in the moral at the and of the SIMMS% period. You obtained and may not reflect an actual ma-ket peke the indent that restricted securities' are Migbia to cab, insurance companies whose products we eklaulti
may ask for debeety of lolly paid sourein at ern time. cc van. the wake mend may be stbstantialk less than the — We receive an anneal fee horn LOS Bak USA ad
You may remise scotches used as loan collateral after — Certain positions may appear without a price and Oputed value shown UBS AG Suffield Branch of up to $25 per account
ppaaytg rryy balance dim on them. Any securities will anon as 'eke was not avalable• A we re sweeping to the bats undo the UBS Bank Sweep
Wei ekarRI to the Firndring the statenunt period are unable as obtain a price for a sootily • Est. (Mirneted) income, current yield, and ref Protraws.
Medal frueket vale as of the end of the staemerd — Cre/SOSIIS ce unifies detxminated in curencies An minx. of arrual income it based on current
Pend other than U.S. doers are reflected IA the «change dvidend and interest rates, msuning the securities will Activity
• Cost batik In damming the cost base of the rate as of the statement date. be held for cre year from statement date or well hlennationtegardng commasken and other charges
tamesresoled n this statemat, where induced - For «Wan stositits racing in nonconforning maturity. TM eginam is only a gudelne, accuracy nand n correction with the occutcen of lodes,
with the nob. 'I,' LOS f ionise Soria, Ms relied demninatems dice an CluantitY (f ace value) may and continued insane we not gueranteed ineLdng option transactions has been included en
en info/mann cbuined tom sources other than UBS have bon adested to fm ilitate «cher vabakin. — Estirmted anal Mane and coral yield for confirmations previous)/ furnished to you. ad .WI be
choannenel Services. including nip:nation Iron another To dam niffent quotations, Men agaiabk, coma cedar types of securities could Maude a return of provided to you prearestly on reepeSt.
fire that you may have provided to you Menial patr Fnancial Adds«. «fecal or Capital gailS n shish case the est.
editor. The Fin don not indigonitedy May ix income OM tuner* yin() would be overstated. Short selling
guarantee the rcuarya valdity of try damnation • Private kreestmento and streamed amoebas. — (saluted arnuel income and omit yield and the eou ate engaged in shoe sellieg a security, you may
provided by touch On than 1.65 Financial Services. Private inesenwe mosaics (ix Wig Mot actual income and yield might be barer or higher incur a charge die to cenan beercwing costs for that
denotation program and real estate imestmerd trust than the estimed amounts. panular security.
h ablers aftnugh LOS Financial Sauces generalk securities) and miscued products are generalg Mfiti — An ensnare of arrualeed income (dividend and«
plates the Marimba at it it received. the Finn Algid Censn structured poducts haw not been intemo stoke by the tarn make Open «den
does not porde at assurances that the inforinakin registered with the Securities and Exchaw %sheaving. balance is based on the last dividend Awarding opts. Cr Wzdtiacancellee «den that
under "Cost basis' and "Urrealced gait loss' is Corrmissim cr ender ay state securities laws. We a Merin Perm made by the issuer and were not mousedbythe gatemen date, open buy rd
acute as of the date of this statement. As wch monde Minuted yaks for private irlytillnern mums the seas besidaposts will be hell for one sell stop orders are reduced by the snout of diadends
please do not Si on this Motivation to make fenfitieS and Mowed products fa inkorreatorul yea from the statement date Or until maludy. or rightson an exavidends or <weights dote unless
thrchwe a sale decisions, for me p.rposos Papaws only. Acre-racy is not guaranteed Accuracy ad continued yield are not guaranteed instructed otherwise by you. You are responsible foe
otherwise. Accounts transferred to the new my — Thew taken maydiffer substantial/1nm pion if orders that ye executed due toyer failure to cancel
reflex °artless Mammon onk for the period d any, at *hilt a private immanent sentry or • Amu net held by UBS Financial Services. Certain emhn9 open orders.
time they are held a the Firm Morehistorical %waived «MAT may be boxfil or sold and do assets are not held by the Pim and not even the
nformalien can be oiled by your Anoxia Advent. not necessarily represent the yak* you my roam Fern's possessem or control. These assets are Privacy
upon liwifition. deployed on vas statement for informational To <Main a copy of our current awn eritscy Notice.
• Urns.M ed gehalones When data is avoitable, - lhid parlyestinges of value aro as °faunal pirposes only. Positions and values presented are please contact your Friartial Aden"- re vier ors swine.;
estimated urrealized goad losses are calculated for date and are applied to UBS Fnaxial Service on a provided by the awing fem. lin Financial Services is at gene ant Onifreivaestolev
Medial searty lots. The transaction data for angular base by an independent valuation I Wm. not respatuble for ten jar:mud«) and does not
marital loss mayor may not rifled carmosicre. - Issuer, genial pain. Of sponsor estimated values. guarantee its accuracy. These assets are rot protected UBS remcial Services is rat a bat the RMAv Bushes,
durgn Arida- vacuity reorganitann runs. if any, are supplied Coln, rot, by the ewer. by Seta*. Fan's paplonental SIPC courage. Services Account BSA and IRMA are brokerage accounts
Diidend and other reinveament lots and systmatic 0ntral parolee a spans« and may be calculated Mich provide access to bracing smites and products
perches. km are each ccertned to display one based on different iitematon tan that used by • Revenue Swung and additional compensation. through arramonents win aSI haled bats and other
aveleced let The Trade date' cokann presents the third petits to dew thee Mowed vats. — In addition to CCOrniSSCaS on mks and 12b1 lees thrd-party bares, and provides access to insurance and
«gnat transaction tude date - Tauten obein addekrul riformation regarding received an arnedon toil the «WIWI« of a-nuty products issued by snaild ieted thrdpany
the methodologyused to Minim the estimate nykul find to ors climes we andor our af( nate 'memo companies through Munn* agency
• Callable securities Bends and ;referred stock that value and the date of the donation that is the receive "Pm, sharing pa tern frtnIdigrbuton subsidiaries of UBS Financial Services It
the issuer cats for tab redemption wit be selected basis for the minute by contacting your Financial anew Wines of the mutual funds that we sell.
/martial& by lot Wm among all SeOfireS of that Advisee. These mosses are based on two Meant Imegnum, nsurance. and army products:
issue held in our rime or 'moron* mix fa at - Mid party estimated values may be reflected as conwnents 0 the amount of salts by U3S of a Not FDIC mind • No bank guwantem May lose value
clients Call feasse infonnakn is obtained from third 'Not need' n several situations: wen an pankula mutual kind rank to our clients. and GO
panes and es accuacy is not guaranteed. Other call independent valuation him has not SuPfakd dr is the mot yak* of a particular mutual fund 1a nitu RMA khan Manage nest Acosta. Business Services
lenses may most whch could afoot yiekt conk* unable lo assign a vala when we become aware shoes hied a the link Amami 95.4,, AMA ad nternaziecol Resource
inerrnaltit will be pained upon request that a material event has occurred that may call a — We and cis aHaate ate roam netwokng and Management Accost are registered service marts of
perviaaly repined Wm ineci quest:" awhen a combs processing lees in consideration It, UBS Mamie Services tic
• Certificates of deposit (CDs). COs are FOK inured van mexf14/1 be hiahlispeculatim clue to the note tondo agent cones that we smith to the
up to $290,000 n princPal and accrued ireeresi per ad The Sfallity. mutual finds these feesgenerally are pad from Visa Signnue is a registered service mark of Visa tes
depose« and per depositoryManakin in accordance — When neither an issuer, general partner or sponsor investor assets in the mutual fund and are a fond Imanationie LOS V63 Strohm credo cards ad
wth FOIC tubs. estimated vain nor a thrd-party estimated valor is deep mount based on the rumber of accounts at Vet debt cards are it by 1185 Bank USA with
provided, the maw of the security wit be diaerent the bthkethleake holding meta lunch of the fund perission horn via U SA Incorporated.
• Prietthalue Prices displayed for wardes and other Iron as purchase We- family
products may be higher a lower than the pin that USS Financial Services Inc. Fey 201511
SDNY_G M_0002 3693
CONFIDENTIAL
EFTA 00134303
EFTA01276074

SUBS 085 Fnancial Seniors nc Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
Fwen309725i29 tits xi2 vs 0
HI AN MAX Lt
Account name: GHISLANE MAXWELL
Friendly account name: Incliv.CheckiCar
Account number:
Your Financial Advisor:
SCOTT STACKIAANhYLE CASR1EL
Phone:
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA aesourceU lie at 800-IIMA- WOO, on November 30 (5) on December 31(3)
account 029323576
Your assets 1 3,237.97 1, 93/ 36
Vislt our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $13,237.97 $1,932.36
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 $71,570.66
S Thousands
Net deposits and
716 nrithdrattals -569,650.14
Your nvestment return
MO:lendand
interest income 811.84
Change in
Sillialitsilitlimilliii rewrai43/ 4413,.2 market value 5000
1.9
Value of your woman
a Male
on Dec 31, 2015 $1932.36
Dec 2014 Nor kits Dec 2015
SDNY GM 00023684
Member SIPC ENP70C04038075129 NP7000311876 00306 121S 030$75C0e Y123576550110000 Page 1 of 8
CONFIDENTIAL
EFTA_00 I 343041
EFTA01276075

SUBS
Resource Management Account Account name: V. ELL Your K sandal Advisor.
Friendly account name:1r SCOTT STACK MANLYLE CASRIEL
Decernb?r 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 your account
• Cash and money balances may include
A Cash and money balances 1,932.36 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the imponant
information about your statement on the last
two pages of this statement for details about
those balances
Total assets 51,932.36 100.00%
A
Value of your account S1,932.36
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
ENP70004038075130IPTC003I18760C0CIS 1215030575051 Y123576650 I titaiyGm00023elitge 2 of 8
CONFIDENTIAL
EFTA_00134305
EFTA01276076

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandal Advisor:
Friendly account name:Indiv Checkkar SCOTT STACK MANNYLE CASRIEL
December 2015
Account number.
Change in the value of your account Cash activity summary
December 2015 (3) Year to date (I) See Account activity the month tot deists Mance' in your sweep °nouns are indudedin the openng and
closing balance: yaw. FDIC insurance Jacket only to deposits a U85 Bank USA, not to &pouts at LOS AG,
Opening account value $13,237.97 $71,570.66 Stamford Branch or bank deposits paced inmost) the UBSInternahond Depose Account program. SleC
protection applies to moor; market sweep find holdings but not bare deposits Srelmportane informatian
Deposits, including investments about your statement on the last two pages cf this document for detals
transferred in 225.00 86,784.08 December 2015 (1) Year to date 04
Withdrawals and fees, Opening balances $13,237.97 $71,570.66
including investments transferred
Additions
cut -11,530.92 456,434.22
Deposits and other funds credited 225.00 86,784 08
Dividend and interest income 0.31 11.84
Dividend and interest income 0.3! 11.84
dosing account value $1,932.36 $1,932.36
Total additions $225.31 $86,795.92
Dividend and interest income earned Subtractions
Checks and bill payments 1,435 24 -153,828.89
For purposes of INS Statement taablty of interest and drAdend InCOnle haS been determined flan a US Card payments -95.68 -2,050.07
lm rePoning 1:erSpective. Based upon the residence of the account ncader account type. or prodixt type,
some interest ands dvidend payments may not bo subject to United States (US) ardor Naito Pico (PR) Other funds debited 0.00 -555.26
Income taws. The (tent mord* statement is not intended 10 be used and cannot be weed upon for tar
purposes. Clien1S should refer to the al:ate:lel& mooning forms 'hey receite frorn tee annudly, such as Total subtractions -$11,530.92 -$156,434.22
the Forms 1099 and the Forms 493, for lac reporting information tt is the practice of UBS to file the
fiCstigfitle 18( reporting 100115 vAth the US InterM Revenue ServiCe and PR TreaSury DeCOMTent and in
Net cash flow 411,305.61 -$69,638.30
such towns aCCuratety dasIfy caw:tact ardor interstate. carrot or tenable 'mane Pleat Consult your
indvdual tax preparer.
Closing balances $1,932.36 $1,932.36
December 2015 (S) Year to date (1)
Taxable interest 0.31 9.91 UBS Bank USA Deposit Account APY
Total current year $0.31 $9.91
Interest period Nov 6 - Dec 6
Prior year adjustment 0.00 1.93
Opening UBS Bank USA Deposit balance Nov 6 $15,210.54
Total dividend & interest $0.31 $11.84
Closing UBS Bank USA Deposit balance Dec 6 $12,472.08
Number of days in nterest period 31
Average daily ba lance $13,406.68
Interest earned $0.31
Annual percentage yield earned 003%
SDNY GM 00023686
CONFID D E aT000 N 40093 T 7513 I 1 M A e7030 L 31187 6 00003 1715030575031 Y123576S50 110000 ►age 3 of 8
EFTA_00 134306
EFTA01276077

UBS Resource Management Account Account name: Yourlquancial Advisor:
Friendly account name: SCOTT STACKMANYLYLE CASRIEL
December 2015 Account number:
My Choice Rewards Points from UBS
Rewards pa ms are reflected as of the 26th or the month or the poor bug ness daj if the 26th tan on a
weekerxr holiday Reward. 0ignI activity cetais can be found On wwwunscoratonariestrviCes
December 2015 Year to date
Opening balance 3,954 1,433
Points earned 325 2,846
Closing balance 4,279 4,279
Your investment objectives:
You haw• identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income it capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderat:on - None selected
Your account instructions
. Your account cost basis default closing method is FIFO, First In, First Out.
ENPMC04C08075132 NP70003118760CO3 t215030575004 Y123576550 1 14 191refiMC1002361,44 4 of 8
CONFIDENTIAL
EFTA_00134307
EFTA01276078

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS
Friendly account name: Indio CheCklCar SCOTT STACK MANILYLE CASRIEL
December 2015 Account number.
Your assets
Some 0nCes, income and current values shoat, may be apt:m*104k. AS a telt& gam and1055<s may not
be accurately refkcled. See smporum inionnabon about your statement a the end of tuts dxumeM for
more infornason.
Cash
balances
Cash and money
Cast, and monly balances may include avalade cash balances, UBS Bant USA deport account balances,
UBS AG Stallard Branch &pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vathn applicetAe limits, but are not
patented by StPC UBS AG Stanford Branch deposit acnoum balances an not insured by FDIC and are not
protected by 9PC Money Market sweep balances are protected by SEC but ale not insured by the FDIC.
See the Important information about your statement at the end of this doctrnent for details about those
Sanas.
Goering bdaxe Cloung tulence Pnce per share Average Dnidencl Interest Days In
Hddng on Dec I (I) on Dec 31 (I) en Dec 31 (S) rate period period Cep annual (S)
UBS BANK USA UP ACCT 13,237 97 1,932 36 250.000 00
Your total assets
Beicentaged Cost ESbrnated tirreatied
Value On Dec 31 (5) your accent oasis (S) annual intone (5) gam or loss (5)
Cash Cash and money balances 1,93236 100.00% 1,93236
Total
$1,932.36 100.00% $1,932.36
Account activity this month
You hart Osafed fora St 50.00 Anna account fee waver.
Date Adinty Description Arrount(S)
Deposits and other funds credited Dec 9 Deposit NON-LOCAL CHECK 225.00
Total deposit and other funds credited 5225.00
Die Adidty OescrPtion Amount (I)
Dividend and interest income
Taxable 'Mete/ Dec 7 Interest UBS BANK LISA DEPOSIT ACCOUNT AS OF 1004(15 0.31
Total taxable interest 10.31
Total dividend and interest income $0.31
SDNY GM 00023688
D070004C08075133 (07C003118760C00.3 1215030575031 Y123576550 110000 Page 5 of 8
CONFIDENTIAL
EFTA_00134308
EFTA01276079

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Ii Banda Advisor:
Friendly account name:Indiv ChecIdCar SCOTT STACK MANLYLE CASRIEL
December 2015 Account number:
Account activity this month tcontnveth
Check
minter Date Description Amami (I)
Checks 005015 Dec 14 THOMAS J MAGNANI DDS -220.00
005016 Dec 8 KIMBERLY CAINACCA .6,682.49
005018 Dec 4 MORGAN & BROTHER MANHATTAN -169.00
008264 Dec 7 AR ENTERPRISES LLC -2,070.00
Total checks 49,14149
Date *chitty Description Amount (I)
Bill payments Dec 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Dec 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -4O.22
Dec 9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent 1,696.55
Total bill payments 42.293.75
Date text-it:mon Amount (I)
Card payments Dec 18 CREDIT CARD PAYMENT -95.68
Total card payments 495.68
nmum Payment Due Payment Out Date Cred1 the Ayala* Credit Lire Outstanding bdaxe
INS Kea Signature audit card(s)
payment information
for January 23, 2016 373.59 Jan 23, 2016 935,003.00 $32,570.96 92,429.04
This crecit cad is enrolled in UBS Pay Crecit Cad feature and will autcmaticaty be paid from your datum Your payment is scheduled
for January IR 2016
We provide this information on your UBS visa Signature credit cads sole), as a courtesy to you. the U8S v1sa Signature (fedi card and account are
issued by UBS Bank USA. UBS Bank USA sends you tit official staler-ere for this account and you shoUd make your payment extorting to the✓
instructons.
We CIO not induce your Outstending credt card romance in the value c4 your &Count oath UBS manic's Services Inc
Date Activity DtSCrelicn Anount U)
Money balance activities Nov 30 Balance forward $13,237.97
Decd Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 12/03115 -597.20
Dec 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 -169.00
Dec 7 DepOSit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 0.31
Dec 8 Withdraws UBS BANK USA DEPOSIT ACCOUNT ASIDE 12/07115 -2070.00
continued next page
EfiP70C04008075134 HP7000311876=08 1215 03057soa• Y123576550 I 01514yGivi0002360IP 6 of 8
CONFIDENTIAL
EFTA_00134309
EFTA01276080

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account narne:Indiv Check/Car SCOTT STACKMAN/LYLE CASRIEL
December 2015 Account number.
Account activity this month
(continued)
Date Activity Description Amount (t)
As
Money balance activities (continued) Doc 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT OF 12/08/15 -6,682.49
Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/09115 -1,471.55
Dec 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/14/15 -220.00
Dec 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12118/15 -95.68
Dec 31 Closing USS lank USA Deposit Account 11.93236
Tne 0B5 Bant USA OeI:OSit ACCOunt Is your primary sweep cption
Summary of approved payees and recurring payments
Baled on you; instruCtfOn.t the foNowel payee: and returrog ppm ergs art considered 'approved The payees and recurring payments Aged belOw do not include Bil)Payments VertiOng funds Tansfen and
parses' As a result (lbw may authorize addkicoaltranskrs folks.p ayees verbady and (2) you ore 40 certain other transfers benveen accounts at (/85 fly .% have addiWnal payees and/or recurring instsuctons
Auger rerevong :Welch's' confirmations bit payments to dice payees. on Me you we recent separate conlernatons from your financal Advisor.
To update or cancel any of these ostructions. please contact ,your finencial Adws or
Pstansernent Last used
Pao* cbsception Amount (S) method lyrsEvent Frequency Stan date End dale date
Cohn Cowie
FAST REPUBLIC BANK varied Federal Funds Payee on filo Upon request ria itch Oct 01, IS
SDNY GM 00023690
CONFID EN E P700 N 04C090 T 7513 I 51 A 070303 L 1187 6 00038 1715030575031 Y123576550 110000 Page 7 of 8
EFTA_00 I 343 I 0
EFTA01276081

*UBS
Your notes
au,roo,...,.. ,... ,....,,,,,..,...,..,.......G. G. .0...9., . of 8
CONFIDENTIAL
EFT,00B4311
EFTA01276082

Important information about your statement
U3S Financial Services M. the F im or UBS Financial — Pioxideyou- nave ad accore number (4 aye dams for cad* The SIPC asset protection limits apply to account Inekl, you choose one Of the following
Senakes)t is a merrter of all ennead gorily, canna* — Desote the era or the gander you areUlan. all a-k-cunts that you hold in a panctAr capacity. Mesment objeclier
and colons exchanges. LA36 Financial Seems and LEG $0.1, and exploit as dem& as you cal shy you The Fern, together with certain altiliates, has also • Produe CurrentIncome. nab as segng the
Bank USA we rdrect sibsidiares of LBS AG and belies t is an error et why you need more purchased napkins/nal peotection. The megrim generation d income crib..
affiliates of LBS Senritin U.C. the Fim's financial nforrrotion anoint mg* to al *Gable clones, coNclink u-dee • Achim Capttaf Appraciataa Insestrnentt seeking
statement is available upon recang. The Fun's axone.* — Fronde the dollar emote ce tie suspected en. this protecfcn is 1500 millon as of (*center 10, 2013. crouch of prncpal rather than the peroration of
off ices ye a: nod te.
The Firm or Cad Issuer MI inaaigate jots compare Bert tote poky corditons ad Imitations, cash a • Produce Combination a ircoene ard Capital
CBS tint:cut Since, M. and MI earect any clot prompt. I we take nog tan the firm islute< protected for kp to SI 9 million n the Appreciatioerrn: I-segments seekt-g both tie gereratcn
1200 Harbor Etulevard 10 banns deg to do tit she will red( gout accoint amregate for all pour amounts held in a partkular of income Tort ol [Siting.
Weehawken. NI 07086 For the moult you tills a her* so tat you will hare capacity. A full copy of The poky wading is available
tie use of the moray dory theI re it takes us to 030flretiLieSt. Oveeell 'ilk profiles
This statement represents the <My official recad of sea complete our fumigation.
U3SE-roxisl Swann amour*, Other march rapt The SIPC protect On and the supplemental protection • Consecrate Seeks to maritain nein prircjon, with
r e o o m ff t i i c s b i s a e i l o r t n e a , l r i p e d l d e o a k c s u e e m c n e a n p I t f o s y n . o c h u o i r r b r n e n e r e m r d in e ia g t t h c e e l a y re n n is e * a M - n 9 e o d m o at x t a o o s t r h h o e u ld s P t l a ea te s m e m en a in t k s e I t s e a a u ll d t r i d o e i n e m r k m d s c t p o a a t r y e e a g d b u l o e la n t r o f a i t c h e c e fr o b o s n i t n t fe o o e f r s t h t . i a i e s w ards • b o y C th o e u o r r t h a a i n n c o c f o t f a u a n o c t g i v a y a l l t u o a e s ' ) s b et a s t c h o e n l t d ro a l w le a d y b t y ro (a rn n d W f S ic F lu in c a a n d c n ial t l f a h a w a m t r m is e e k a a a n s d re t h t v u e o r l n a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n c t o o k t e u g e n e p n o p e a g r c a r e t a e w t s i e i t p h v e il n c 4 a nt
Branch Manager of the office going )our account. my be subject to inatentece lees, charges for bte Services (e.g., certain 0) cash at LBS Balk (il cab at elation.
paymmt for marlin purchases and charges for unpaid LOS AG Slammed bunch, (id Murex* pro: acts, • Modextre Warp to accept some risk to pincPal and
Arcot al (gores shown are Mended to be accurate. wants is cash accouns. Accounts that are varderred including variable annuities, and fin fares of rot a1 tolerate some votatffty to seek hgher returns.
statement data shy* not be used for tar purposes Rely to other institutions may be subject to a trawler tee finds where such shares are registered drecdy n the • Aggressne: Wiling to actin high lilt to principal and
sdey onyeakend lax hafillS, (Le, Form 1099, Stlaff nave of tie account holder on the books ad records hi* volatility to seek highreturns over tint
10425, etc.)whinprepargyour tut return. The Fini 6 UBS Sweep Options of to applicable iaaer a transfer agent).
required by low to moon to ti• IRS all taxabk arida.* LBS offers options ice nymph9 cash balances, balances • Certain nom men convects or imemmeni interests Statement Thouseholdikr
report** rontacable dvidends and taxable Merest to ba-k deposits at UBS Bak USA and U35 AG Skimmed (eg.. limited pertnenhe and prose placements) tat We may consolidate al related account statements wit
eared an acuities held nyokr accent, net proceeds branch (Bank Sweep Programs), money market mutual ere rot registered ender the Securities Act of 1933; le sane aldress n the same eartge. Accords may
at sal transactime, and cog tom cocertain covered funds (Money Find) adtheMen-et cnalDepost ad be related Ice this purpose irate they have owners
rarities. Amman (OA)fa customers with an international • Cornnoditces contacts (e.g , foreign ',charge and who also maintain pin roam relatiooships with other
Itennotte Management Account. Through the Bank prec Cos metal cations), indudi-g futures contract, chintz at the sane address. This crack* 6 known as
Commtnications with the Fan Sweep Program, cash balances ac swept to 11858a-k at commodity option contexts, • kaneholdrg. R you reefer to main indicedual
• Please re-confk m ant rat corm-mamba* in wring USA up to an established knit ad then to UBS AG statements mated in separate envelopes — you may
to funher protect your rij ts. ircLeing you rotes Stanford Branch a a Money Fund. Deposits at U85 The SIPC pinta-tan and the supplemental protection do decline householdeg by ailing7MS F asocial Acker.
soccer the Eames Investor Protection Ad (Bel Bank USA are FDIC inured in accordance with FDIC not apply to these asset e'en if they othetrase appear
• t the finer ial fraction en the top left of le from nat. For core fIcrinatif peace sift wvmidic got. on you sizternents. he SEC peotecinn ad the Friendly Gowan name
of this statement is not 1.85 Financ41 Strokes, 1.65 Deco* at UBS AG StamladElra-ds and shares of gaigariental protection do not protect nand changes The Eerily account name reflects eV( motif tat you
Financial Services caries gas account as clearing Monty Funds at rot inured by the FDIC. in the malcm vain of your investments (whether as a entered as the firm's onine services relate. It a a
broker by ana-gerrent wan the rdcated snsoluton result of market moternent, issuer baThruptcy cr customizable *nielnerne • chosen by you to assist 1,0J
We Worsted you of this relatorehte when you Through the Ok Rohe* beach balances are swept to otherwise). rah your recordkeepits t has no legal effect an your
opened this OCCOJII. In ti cask your lads and depose accounts at UBS AG New Yak Branchr d LBS accost. You Can thaw your FnenAtaCC0tut ninon.
secs-ties are limited a UBS financial Services and rot AGC wan Brach These deposits are not rased by More inform eion is aorta kpon reanst You may thtugh Online Services a by contactrg you Finatial
ter iroccdxfg broker, and you an* mare a report the FOC. Balances held at the LBS AG Cayman Branch obtain more ht.:an/lion about SIC, iscladirg the 51K Acesa.
of ay era or cminion to both firms. are tempo's* anoxia to the sovereign rig of the Brochure, by contacting SICC at 302-371-8300r by
Cana blanch and teem is no garartaa a other tiring the SRC website at wow.alpe.00p ACCinnt overview
All accarit statements shell be deemed coospbee ad <epsilon of LES AG to repay tie balances while nth, • Moe otter accountisorgofo. Net of assets and
accurate a not objected to it writi-g within 60 days. LES Cayman's Brach's books. Dividend Reaveetznent Program (DRIP)
The cite reflected 6 an grace price You may obtan • Arita totes avail* cash balances, yaks ha
• Please divot customer complaints or fogiesto he Deposits at U135 Bat USA and each UBS AG Branch are the actual price from yar Fnancial Advisor. Orty whole restricted storey lest and Global tine Deposits,
FimmClem Relations Depament at 201.352.1699 not protected by 5IPC . Money Fund shags are protected tams see purchased carer DRIP; pale shares wit be u-realred marks to market, and certain assets not hell
or toll-free at 8C0-354-9103, 8:00 A.M. to 6:00 P.M by SRC See *U35 Ffuncial Services Accant kotecticri- sold rd the cash wff b deposited a your account TM by tie aim. Does rot include *arced sensateassets
ET Monday through Frday, a in *Mfg to U3S beer dviderd rerncestment pricesuppled byte issuer may at the end of the primand anent statement periods, or
Financial %Nees Ix., Client Relatire Dna-anent, tafter from the market price at which ter partial tares prvate rareanwits, vented stock options and
P.O. Box 766 Union City, NI 07087. Upon acts regret, balances in to Bank Sweep at sold erecuatie stock anions
• is um of errors or gash:re about an electronic Programs a OA may be withdrann and shares of a • Lieeitos Includes debt bilacm outstarding magi,
hods transfer WO, bi psyment cc UBS Veaodebit Money Fund me, be liquidated, ad the proceeds Cardrielieu Ions, credit 11w.Ottet accord balances.
card transactions, call 930-762-1000, caw ife to UBS retuned to you a your seam/nem:ult. poly whole urns may be held el yoke am* if you at • CashAeoney balances. Total of uninvested available
Financial Services Ix., 1000 Hatalltd, 6th floor, weed to a paha( knit as a result of a chiderd p4rnent cash balances, plus UBS Bak USA deposit balances, LBS
Weehawken NI 07086, Alt RIA103SA Senates. Fitter igoimaten about available sweep options, oterwise, the Firm veil ether sell penal fits at AG Stamford Branch deposit balances and money maket
interline arrow Mend rates and yetis, 6 available at mint peke ce accept an amount determined by a MALI lund sweep bilancek at the clew of the
Cal cr watt as soon as gas can if you hail your men*,c orrisweepaelt from your Francial Advisor regard closina agncy, andcredit your acorn statement period. Noncoennodry Vet credit balances es
statement or receipt 4 *erg or if you need more or by eating 800-762-1000. your accouv are rot segregatedfrom other balances
frkemation Axe a transfer cote clamant or Investment objectives ad tie Fit, rnay use any ol these funds in the ordinary
wee. The firm or Card Issuer (as apemblg must UPS Iffnenciel Service' mount protection The megmert *goof ad nsk profile at speck to course of itslaziness. These funds at payable upon
hear from you no Int than 60 days after tie inn the Fern it a member of to Starke, Investor Protection each accost and may wiry harem Please edam the your domed. This total is included in tie <mime period
sent you tie fig statement on whit the error or Coeporati:n 151K). which protects securities afants of Firm amerce& in rang of ry significant change in vas closig value.
pecbkos agent Cs members up to SSOO,C00 fncludny 42t0,000 for knack( situacn or ntestmert objectives. Foe each
SDNY_GM_00023692
CONFIDENTIAL
EFTA_00134312
EFTA01276083

important information about your statement
ken[ hued)
landing information Au would amal recta" n the market Feces we — 'Dad:unarm to date' may kick)* return of - h addition to commescris received in connection
Fee deeded informal:xi on the Fm's lending practices obtained from vaned tied party sources which sw cvheal income cc both. nth the safe or distrbriicn of an-uty contracts
and docknuen, refer to pot Client Retaiathip bekve to be reliable, but ow do not guarantee the. — 'Diocletian see' represents the nihal alerts; and lad ewestrnint m at units to Our Clients, we
Agvennini or Amman Averment mil the General accuracy. ace per unit and may fyll reflect you cost basis anM X al affiliate receive novena slusig
Team ad Conditions U/aS Slater/WM of Creed Wan Xes — We acme* use the dosing price when avaibbio or ccepermation from may of the insurance
available in Are enS andOesslasuros at the mean of the bid rd ask prices for fished • Resticted nominee Restreted securities generalb companies aldermen; the annuity contracts.
wriwob• somncrommistinarrep. securities ad colonsor «dr bid prices fa OTC are not &nerdy eligble for public sale LOS Financial all bates of the Murree convenesor sponsors of
securities. Services uses the owlet peke of the unrestricted stock the tent ineesunent trusts we drnityte.
You ants — Less acteeb traded wuritin maybe priced using a of the same issuer as an awed value la the — Cur affiliates alsomod* trading carrnesicris and
You statement Manes securities and other assets held vakution model or the mon recent pie we restricted stock few purposes el tier me...monk To other commix-mak° from mutual furls and
in the acotant at the end of the Staining period. You obtained and may not reflect an actual market vice the eiders that mo-okW securities are *liable to ;Se, insurance companies whose products we &WWI.
may ask for debrery of lolly paid spurees al art/ time. cc vaen. the wake received may be abstalthalb less than the — We receive art email fee horn LOS Bare USA aril
You mairecent secuthes used as loan coasted after — Certain potations may wear without a price and irkuied value Oven UBS AG Stangoed Branch of up to $25 per scam
paying any balance dr on them. Any securities will thaw as 'price was not avalable• ft we re sweeping is the banks under the UBS Bank Sweep
Ira oft "Ito the Filmding the statmwnt period are unable to obtain a price for a warily • Eel Datimeted) insane, cumin yieldt and rata Frograns.
Feudal market vale as of the end of the firemen — Deposits or senates desxminated in currencies An minted arrual income is based on eurrorrt
Period. ocher than U.S. dears se reflected at the eichange dnidend and merest rates, assuring the securities will Adivity
• Cast Wti k In date-tithing the cost laser of the rate as of the statement date. be held for one yea' from statement date or wail hforrnation regarOng commissions and other shapes
sautes inguded in this statement where indcated - For oaten stories tracing in nonconforming maturity. This est:nate is only aguideline, accuracy inn-wired n comedian with the execution of lodes.
MA the rester IA* inancial Services An relied derxeninanent peke and MigidifY Gate vas) may and continued insane we not gunanteed incLdng opeion transactions has been included on
on information cbtained Soon sources other than UBS have been adysted to fm ilitate beeper wthation — Estimated anal imam and <urea Yield for anlimutions venous)/ furnished to you. and will be
Fluvial Series, inchrling nf« motion Iran another To obtan current ottani:ins, *Awn avaiabk, contact cedar tapes of securities could include a fella, a provided toyou prountly on reopen.
him or that you may have provided to yips Fnancial vFnanciaallA deisa. PmCP4I Of cal:4094ns it wends case the en
Adam The Firm don not indtpenitelly wily a income Owl curate yekO would be overstated. Start selling
"manly the souarya oddity of any information • Private thmsbnents and structured products. — Estimated annual hour* and hawk yield arid the f you are engaged in short sting a security, you may
MSS by solaces Ow than LIBSFinixial Satires. Mate immanent purities (ix lading drect actual income and yield Mote be lower a higher Isar a dirge doe to cenah borrowing costs kr that
partkination program and real estate intestmern trust than the estmred arnxnts. pan kular satiny.
Affelia attlxtigh LOS financial Singes gdwalk securkin) and stucued products are generally hethb — An estmete of a-rualited income fdiederd aka'«
madates this inkling:an as it is rooked. the In Algid Caton structued ;mists have not been interest) dirded by the mired matt Open aeden
does not semi* any envenom that the edarnation regiteced with the Securities and Exchange rebored.'n ye balance is based on the an dividend Regarding open ce • esweltilcancellect ceders that
under "Cost basis' arid "Urrealced gar/ loci is Corrmissip a triter any state securities lam. We or Myren Pennant made by the issuer and were not 'tweed by the statement date. open buy ad
same as of the date of this statement. As such provide estimated vas for private nrestrent awns the sear am/deposits will be hell for one sell stop orders are reduced by the ant of deidends
please do not reb on this Information to make swathes and strums«) products for infer deiced year from the statement date a until matt:tr. a rights on an excfividends or weights dote unless
;heehaw a sale decisions, for Is papaws a deposes only. Accutcy is not guaranteed. Accuracy and continued yea me net deiranteed instructed otherwise by you. You re responsible for
otherwise. Accounts transferred to the firm may — Thew vats maydialer substantial/ from prim if «dem that re executed due to your failure to cancel
ref Lea °artless ricrmatth onb for the period ef any, at *hi:haves. invest/ern seority or • Assets not head by UK Financial Servkaa Certain iMierg open orders.
tire they are held at Be Firm More historical strwtved swirl may be Easfil or Wad and do assets are not held by the Firm and not wen the
raconalon can be added by you Anoxia Advent. not necessarily represent the via. you my receive Fern's possession or control. These assets are Privacy
icon &audition. deployed on you statement for informational To cbtain a copy el our current Cline lirecacy Notice,
• Unrealised gainfiosses When data is avoitable. — lhid partyest:noes of rake re as Pawner. elapse Colt Positions and vakses presented are please contact your Financial Aden"- a vim our ease.;
enervated a-realized gore losses are calculated for date and are applied to UBS Financial Services on a provided by the issuing Inn. lin Financial Services is at yearn ids roeannvecenne
rdevindl seater lots. The transaction data for regular basis by an independent vaistion I ern. not respymble for du information and obes not
cxlivilaal lots mayor myna relied cornI6OCCO, — Issue, general partner a sponsor estimated values, guarantee is accuracy. These assets re rot protected UBS Financial Services is net a brit the RMA, Business
(Karon ado vacuity reorganization events. if any are added to the Fan by the our. by Sat or the Fines swolemental WC coverage. Services Account BSA and IRMA ere brokersg e accourds
Diidend and otter reinvestment lots and systernatk vernal barrier Of spans« and may be calculated which provide access to baiting services and products
pathise Ions am each contned to display one based on &erre information kern that used by • Revenue shoring and additional compensation. through arrangernents Win all elated barks and other
3Yffa ced lot The Trade date totempresents the third pangs to dame the. minuted vales. — In ad6tith to commission on sibs and 12b1 lees thrd-party banth, rd VOW*, access to mance and
aging transaction trade dale. — toucan obein additiorul Monnation regarding received n arnecton with tie thstribstion of bray products issued by waft dialed thadparly
the methodology used to determine the *Pima* of nasal funk to our chits we and« our affair. insurance companies through insurance agency
• Callable margin Birds and prefaced and that value and the date of the adoration that is the receive revergathOnn9 Menet from distribution subsidiaries of UBS Financial Services ax.
the issuer cab fa ea redemption wil be selected basis fo r the estimate by contacting )cur Financial and" advisors of the mutual finds that we sell.
meanly by lot Iran among all Revues of tut Advisee these arnowas re bawd on two canteen: Inestintni, nsurame. rd annuity aoducts:
issue held in out mime or n nominee nine la at - Thin party nursed vibes may be reflected as components 0 the amount of saki by LOS of a Not !PK nand • No brink guvonteee May lose yak*
clients Call batre information is obtained from third 'Not priced' h several snaked: when an partisger mutual fund fatal to our dents. and 40
parties and es eau", is not guaranteed. Other call independent valuation Inn has not sispkeda is the asset value of a particular metal fund faniys RIO Re 8 so 5 u A rc . e Managernent Account. Business Services
fearer may eszt whch could affect yiekt armlet unable 10 assign a mew when we become aware shares hail at the firm Account AMA and international Resource
inkatulto will be provided upon request that a material event has awned that may call a — We and or SIAM also recent networking and Management Accost are registered service marts of
psevisaly reported value into quest:set a when a awnless el/Welling lees in consideration err UBS Alumni Services PC
• Certificates of deposit (CDs). CDs am FDIC inured yak* scull he Mithis Speculative due to tie naive under agent wires that we «on& to the
up to 5,29D.000 in princgal and accrued interest per a the seaway. mutual lux: new f ee gawally are pad from Visa Sign/tux is a registered service mark of Vat.
depose« ard per Otos:eq.-Petition inaccordance - When neither an mud, general palmy a sponsor investor assets in the mutual ftrd and area lead hatimationa LOS Visa Strafe aede cads and L
wow FDIC rules. estimated wake nor a tined-party estimated value is dots amount based on the renew of accounts at Vas debt cards are awed by UM Bank USA with
Orovdect the value of the cavity nilbedifferent the lakesidealte holdng mutual tomb ol that fund permission horn use USA worporried.
• Price/value Prices disptrytd lot udrites and abet Iran its pasha One family
pccdaels may be higher or lower than the ineke that UBS Financial Services Inc. Rev 201511
SDNY_GM_00023693
CONFIDENTIAL
EFTA_00134313
EFTA01276084

UBS Financial Services Inc. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2016
CN4700569994somisxi Ye 0
HIS IN MAX LL
Account name: GHISLANE MAXWELL.
Friendly account name: Incliv.Checkkar
Account number:
Your Financial Advisor:
SCOTT STACKNIANLYLE CASFOEL
Phc•ne
Questions about your statement? Value of your account
Call )Oar Financig Advisor Or the
RMA Resotsrceline at 800RMA.1000, on December 31 (1) on January 29 (1)
account 029323576
Your assets 1$32.36 aoo
1AsIt our websIte: Your liabilities 0.00 0.00
swevnubsoomilinantialservices
Value of your account $1,932.36 $0.00
Sour an of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 11.93236
1 Thousands
Net deposits and
716 withdraNals 41,932.38
Your nwsMent return
Disedend and
interest income $0.02
Change in
market value $0.00
elit4/31111111441411414/13%.84.1%.444%,%; 00
Value of your acootmt
Dec 2014 oerzoi 5 tan 7016 on Jon 29.2016 $0.00
SDNY GM 00023694
PA•mbor SIPC 04170003305669045 W000187084 00003 0116 030575004 Y173576550100000 Pogo 1 of 6
CONFIDENTIAL
EFTA_00134314.
EFTA01276085

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Ksandal Advisor:
Friendly account name: Indiy ChecIdCar SCOTT STACK MAMLYLE CASRIEL
January 2016 Account number.
Your account balance sheet
Summary of your assets
Value on
January 29 (1)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CNP70009005699946 NP70001070134 00003 MI6 030575004 VI 23576550 1091ffiyma00023608ge 2 of 6
CONFIDENTIAL
EFTA_00B4315
EFTA01276086

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your ?I nandal Advisor:
Friendly account name:Indiv CheCkkar SCOTT STACK MAULYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
January 2016(1) Year to date (I) See Account activity this month for deists &dances in your Sweep Options are includedin toe °prong and
clangMance: rd, t. FDIC insurance apples only to deposits at UBS Bank USA, not to &pouts at UBS AG,
Opening account value $1,932.36 $1,932.36 Stamford Branch or bank deposits pacedthrouch the UBS intemahond Depose Account program. SIPC
protection applies to money market sweep fund holdings but rot bank deposits Seelmpxtant a-dor/nation
Deposits, including investments about your steemert on the tat to pages cf this document for deists
transferred in 4,422.65 4,422.65 January 2016 (5) Year to date (S)
Withdrawals and fees, Opening balances $1,932.36 $1,932.36
including investments transferred
Additions
cut -6,355.03 -6,355.03
Deposits and other funds credited 4,422 65 4,422.65
Dividend and interest income 0.02 0.02
Dividend and interest income 0.02 0.02
Closing account value $0.00 $0.00
Total additions $4,422.67 $4,422.67
Dividend and interest income earned Subtractions
Checks and bill payments -6,259.35 -6,259.35
For purposes Of Ms statement, tatabity Of interest and dividend income has been determined ficrn a US Card payments -95.68 -95.68
Is lelkotIFF3 CersPectht. timed upon the residence of the account header, account type, or proclixt type,
sane interest ands ancient, payments may not be subject to United States (US) arda Porno Pico (PR) Total subtractions -$6,355.03 -$6,355.03
Income tams The (lent month$, datemem is not intended lo te used and carrot be retied upon for tar
purposes. Clients should refer to the ataCetie tar reporting fora they 'era* from LISS armualy, such as
Net cash flow -$1,932.36 -$1,932.36
the fauns 1099 and the Forms 480, for tat reporting information n is the practice of UBS to file the
reporting fOrMS MTh the US Mterna Revenue ServiCe and PR Tle8Sury DecelartM. fend in
Sul h to accurately classify cibidends arclrer interest as I& exerrpt or tackle 'mane Please consult you Closing balances $0.00 $0.00
incleclual lac preparer.
January 2016 (1) Year to date (1) UBS Bank USA Deposit Account APY
Prior year adjustment 0.02 0.02
Interest period Dec 7 - Jan 7
Opening UBS Bank USA Deposit balance Dec 7 $12,472.08
Closing UBS Bank USA Deposit balance Jan 7 $1,335.18
Number of days in nterest period 32
Average daily ba lance 82,276.85
Interest earned $0.02
Annual percentage yield earned 0 01%
SDNY GM 00023696
GIP7C00300568•3947NP7003187084 00000 0116 030575004 Y123576550100000 Page 3 of 6
CONFIDENTIAL
EFTA_001343 I 6
EFTA01276087

*UBS Resource Management Account Account name: - Jr Your Anuncio Advisor:
Friendly account name: Ir SCOTT STACK MANY LYLE CASRIEL
January 2016
Account number:
My Choice Rewards Points from UBS
Rewards pains are reflected as of the 26th of the month or thepro:business day if the 26th fats on a
weekend hdiaw Reward. ppnl actunty (*Ibis can be louna on e.med.uosawaronrinesammes
January 2016 teal to date
Opening balance
4,279 4,279
Points earned 112 112
Closing balance 4,391 4,391
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these Coble<hues, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderaton - None !elected
Your account instructions
e Vow account cost basis default closing method is FIFO, First In, First Out.
CNP70006005689948NP7000i$7084 C0008 0116 030575004 vt23516$50 4ictliWGM000236g444 4 of 6
CONFIDENTIAL
EFTA_00134317
EFTA01276088

Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account name: Indio ChecWCar SCOTT STACK MAN' LYLE CASRIEL
January 2016 Account number:
Your assets
Some pnces, income and current vaues shown may CeappiOvinVale. AS a rest*. mdlosses mai not
be &muddy reflected. See rmporunt infoanabon about your statement a the end of ths dxumem tOr
mote Inform on.
Cash
Cash and money balances
Goering toderiCe CIO9ng bateiCe Nice per snare Average [addendinterest D8yS
Hddng on Mtn t (S) an In 29 (5) on Jan 29(1) rite wed penao cap amount (3)
IBS BANK USA DEP ACCT 1832 36 0.00 250000.00
Account activity this month
Dale Activity Description amount (5)
Deposits and other funds credited Jan 12 Transfer JOURNAL FROM VI 23575GHISLAJNE MAXWELL 4,301.97
Jan 15 Transfer JOURNAL FROM YI 23575GHISLAJNE MAXWELL 95.68
Jan 27 Transfer JOURNAL FROM YI 23575GHISLAINE MAXWELL 25.00
Total deposits and other funds credited 90422.65
Rate Activity DeVrOliOn Amyl (f)
Dividend and interestincorne
mscellaneous Jan 4 Interest 1)85 BANK USA DEPOSIT ACCOUNT AS OF I 331115 0.02
Total misallaneom 80.02
Total dividend and interest income $0.02
Check
minter Dote Plano:on *mown ($)
Checks 005019 Jan 26 NYS DEPT OF LAW -25.00
005020 Jan 11 AD. ENTERPRISES LLC -120.00
005021 Jan 11 INSURANCE OFFICE OF CENTRAL •2,399.00
Total checks 42.54490
Date Mikity Destilption Arnowit
Dill payments Ian 6 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -556.98
Jan 6 Withdrawal ACH WITHDRAWAL UMTECHEALTHOKE -40.22
continued next page
SDNY GM 00023698
C riP7C0C4005669049 NnTOCOI 07084 00000 Oils 030575004 7123576550100800 Page 5 of 6
CONFIDENTIAL
18
EFTA_00 1343
EFTA01276089

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your linandal Advisor:
Friendly account namatIndiv CheckrCar SCOTT STACK MAAY LYLE CASRIEL
January 2016
Account number:
Account activity this month contnueth
Date Adisty Descnpion Amount (S)
Bill payments (continued) Ian 11 Withdrawal ACH WITHDRAWAL AMEX EPayment -3.118.15
Total bill payments 43.715.35
Date Description Amount LS)
Card payments Jan 15 CREDIT CARO PAYMENT -95.68
Total card payments 495.68
Jammu"; Payment Due Payment Due Date Coed' kne Avalatie Coedit Lone Outstanding Wan('
UBS Visa Signature credit card(s)
payment information
for February 23. 2016 177 38 Feb 23, 2016 135,00000 532,526 13 92,473 87
This credt cad es enrolled in UBS Pa/ Great Cad feature and vall autcrtatcaty be paid Iran your account. Your payment is scheduled
tor February 18,2016
We provide this information on your UBS visa Signature credit cads catty as a ccunesy toyou The U85 'Asa 5ratur e cleat card and account ae
issued by LAS Bank USA. UBS Bank WA sends you alma statement for this account and you shodd make your payment acconing to then
instructions.
We do not inditee your outstanding credt caulMance in the 'Oil* cf your account with UBS Financla Services Inc
Dae Activity Descrohen arrount (I)
Money balance activities Dec 31 Balance forward 61.932.36
Jan 4 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/15 0.02
Ian 7 Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OF 01,0516 -597.20
Ian 12 'Withdrawal U85 BANI: USA DEPOSIT ACCOUNT AS OF 01/11116 -1,335.18
Jan 29 Closing UBS Bank USA Deposit Account $0.00
The UBS Ban) USA Deposit Account is your primary sweep option
CNP7C008005689960NP70C0187084 00038 0116 030575004 " 23576S50 lo9Stiitir GM 00023611,0 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00 I 343 I 9
EFTA01276090

Important information about your statement
LES Financial Services rc. (the F in) or UEIS Anemia! - rna,,, an1 nt,-r+or claim for cash). The SIPC awn protection limits apply to account Mkt, you choose one of the following
Sevices)i is a nerd:et of all prima» heady, cannottly - Matte the error or tie isander you ere nose all xconts that you hold in a panicula- capacity. i-resment objection'
and colons exchanges. LBS FnancialSenices and 1.1136 titt, and explah as chat' as you cal why you The inn, together with certain affiliates, has also • Predate Curentintome. minim as seekng the
Bank USA ere rdrect sibsiduries of LES AG and belies e is an error or why you need more purchased ',whiteout protection. The madmen generation of income crib..
affiliates of LBS Secuitin U.C. The Finn's financial nforrridion mount payable to **labia chore% cotitcleek oder • Ann CapealA ppreciate:in: Investment leaking
statement is available upon reopen. The Fin's mecca:. — ProWde the dollar arnOtt of the suspected tutor. this protection is 1500 millon a of December 10, 2013. growl. of precPal rather than the gem/ration of
offi t,, are a: nota e.
The Firm or Card Issuer MI emanating ccmpeaint Stbject to the poky coniitons ard Imitations, ash a • Produce tonemeson of! none and Capital
LBS Finaxul Some, Ix. and MI carat any error promptly. a s>e take now tan the Fitm isfurther protected for co tot] 9 million in the Appreciation hiertments seekeg both tie gerwaton
1200 Harbor Eastilevard 10 business days to do drit we w11 crock your account ~gate for Apes worms heed in aparticular of income and goo/the! brixpal.
Weehawken, Iti 07086 for the anoint you that b eh error, so tat you Mil ham capacity. A ful copy of tie poky wading is mailable
tie use of the morey Oxing the tinw II takes us to upon request. Overall dab profiles
This statement represents the only official record of you complete out insliption.
LES Feylcw Senn account. Other mouth, enplu The SIPC protect sn and the aupplementil protection • Consevanrt Seeks to marnain wth
r m o o ff i t s ic s b ia i e o l r t n e o , l i p e d h d x a w u se n i r e n e n p I t o f s r y . t o c I u t o i b n n e t m a li i e e n v d in e i g a t l h c e e o ly r r e n i l i i s d w a e r n i n t e i n d rt g a a t t a r o o s t r h h o e u ld s P fi t n l a e a t a n e s c m e ia m e l n a ~ t k W e h a a ll o d c d h n e il c r i k n d s c t p o a a t r y e e a g d bl o l e a n to t a i t e c h c e fr o o k r n d m t fe o o e f r s t h t , a e is n oints • b o y C th o e u d r r t o a a i n n c o c f o i t n u * a n P n t c v k ia a l l f u o a e s ' ) s b et a s t c h o e n l t d ro a l w le a d y b t y ro (a rn n U d B e 5 d u i c n e a d x i r a i l t b m u e t o r r t m i n c e k , a o a n n s m d t h v u e o m l n ati o l a it n y n d 1 0 m t d a h o y e e r s a o r c t o k o t e r g e n e p n n p e a a r c a a e te f w i , s i i e t g h v n e d n C i a f nt
Branch Manager of the off ice wining you account. p m a ay n b s e y a f b o je r c ta t t r o e m n e s r p g u e rc n h c am e s le a e n s d , c c h hu ir m ps s f k or r W un e p aid L S E e S in A e G s S (e le .g e ., k c e e d r b ta u in n t c y h c , a ( s i h d x b L e E e S n B * a r p b r . o ( c i) ix c t a e s , h at • ~ in d fla e ti f o e n. r . Warm, to accept scene rid. 10 PrIcOal aid
Ael-ctigh al figures shown are Intended to be accurate. anorm n cash accomts. Accounts that are varderred including variable amok". and Gil shares of Fruits' tolerate sorre volateity to seek hirer returns.
s W ta e te b m . o e n n y t P ea la ce s n h d : o ta l x d I c n o o n t b s e , ( i u .e s . e , d F f o a rm t a 10 p 9 u 9 r , p 5 o 4 s 9 e 8 s , Rely to other innalittOriS May be subject to a transfer fee. h ru o n d e s o w f h t e h r e e a s c u c c o h u s n h t a h re o s li a e r r e o re n g t i i s e te t r o e o d l e d s re a c d dy r n ec t o h rd e s • h A i g g g h re M ss a ne i : l W * t i o lin s g ee t k o h a i c g c h e r p e t t h u i r g n h s r o is s k e r t o tin p e ri . n cipal and
10425, etc.hrAwnpreprrirgyour tak return. The Firm b LIDS Swap Optima of te applicable kaser or um-diet agent).
nguired by law to report to Mr IRS all taxabk *tide,* U36 offers options in nymphg cash balances, balances • Certain Coveirnew contracts a hontnerd interests Statement lloweholdissr
report** ~teat* ckticknds and tat Merest to bank deposits at UBS Bek USA and LBS AG Stanford (eq., limited partnwshix and private placannts) dat We may consolable al related account statements with
e on n sa d le o tr n an v s e a k c ta te nk x e ts s , h a i n d d c n o y st o b tr o a o c c c a u c n e t, r t n a e in t p co ro v c e e r e e d d s b fu ra x n b c h ( M (B o a n n e k y S F w u ee tt p ) P a r n o d g t r h a e m In ), t m er o n n e e t c y n m a a l r D k e e p t o m s u e t ual a are d r ot registered under theSecuritiesAct of I933; I b N e r e s l a a n te e d a l d o d r r e th s i s s n pu t t h p e o s s e a m b e ru e m nv e e t t p h e ey . A ha c v c e e o n w ts n m er a s y
»mein. Auxin (CA)tir euromen with an Intentional • Commodities contacts (e.g, temp exchange and who ako maintain ard accord relationships with other
Reran* Ma agemern Account. Through Pe Bank pmOsmetal ottrattA inducing futures antracts chants al the same address. This practbe is known a
• C o P m le m as u e n re ic - a c t o io n n fi r e m w e i e t r h y t o h r e al F so a r in ro w-nations in peen U S S w A e e U p p h to o a r n n e stia ca ls s h h e b d al u an n c n e a s r d e th 9 e ~ n 1 t o o U B U S B A S G B ak a-cl commodity option contracts. s • t h a o te u m se e h n o ts lo m n a g t e ' d II 4 y 1 o s u e p pa re ra fe te r t e o n r v e e s lo e p t e ., s e — dn y e o d u u m al a y
to further protect yourrilitst inapingyour pops Stanford Branch ix a Money Fund. Deposits at UBS The SIPC pouch:en and te suppementil polecton do decline houteholding by titling sou Fnencial Meister.
• p II r t o h le e t fi e n s S * c * a n it n tl e it d u I t n io ve n s c to a r t P h ro e t t e o c p ti l o a n A o d f t ( h W e A k S c al B ru a le n s k . U F S a A m ar o e r F e D i I n C f o e rm nu a r t e io d n in p e a a cc s o e r danc w e m wi v th Id F i D c I g C ot n o o n t y a o p u p r l > y i t s o te t m he e s n e n a . b I e r t r , e S r E e C r. A p r h o e te y c O ti t n e a lv r t d iS t t h a e p pear Friendly account name
F o i f n t a h n is c i s a t l a S te e m in e e n s t i c s a n n o e t s L y E o S u F i a n c a c n o c u ia n l t S a e s r v c ic le e a s, r L n E g S D M e o p r o e s y e F s u a n d L s E S a S n A r G o S t t n a o m s f e or d d b B y r t a h c e h F a DI d C. Ones of ~ in a tie n m n a ta im l p v r a o t t s e c o t f io y n x d r s i m no e t s p tr r n o e te n c ts t ( w wh a e n the c r h a an g a e s e T n h t e e F re r d ie o rd n y t h a e cc i o n u n n ' t s n o a n m ln e e re s f c le h c is ts t' i s n m f (« im na i t c io . n I t t h d a a t you
broker by arrangement well the ndcated nstrturon result of market momment, issuer brkruptcy customizable 'nidrune' chosen by you to au* yaa
We informed you of tus retitorehta when you Through the ok mailable to cash Winces are swept lo otherveittt vedl you r«Ofdk«Pif; KM no legal effect Ca your
o s th e p e c e u n ir i e o ti d e o t s d h a x is r r e O e l C o p c C b a O r t o J e k I d I e . a I r n , a 1 th 1 n E i d s 5 y c f o a in u s a n t n y c u o ia u t l r m S e e i n n c d a e t s e a s a r a n e d n p d o r rt o t d t A e e G p C F os C a e b C a w c a B c n a o l u B a n n r t c a s e c a s t h h U e B T ld S h a e A s t G e th d H e e U e p w o B s S Y it s A o r a G k r e E C n n a o y ri m t c r h a o n a a B r r d e r d a L E d by S " M ob o t r a e in in m fo o r r m e a in t f io o n rm is a a tio n n d ab * o u w t S o P n C r , e > ce la n d t in Y g o t u h e m 5 a 1 y K P a A c d o c v o is u u o n r r . t o Y c o ta u n c e a S n e P rvi a ce g s e o r y b o y u c T o h n e t r a c d lti r a g c y c o o u i r n F t i n n a a m -c e ia s l ,
of try error or omission to both firms. are tempicanly noosed to the sovereign irk of the Brock" by contacting SlfC a 202.371.8300a ty
All accant statements shall be Paned conobte ard C ob o li m ga m tio b n l o en f L d E s, S a A nd G t t h o e r e e p is a n y o t e gu b a a u la rt n w ce e s a w h o i t l h e e < r tithe letting the 51K scenic at WWW.4404081 • A m P m at a io n P o a v o er n v a ie c w c ountiwrnfo Net of assets and
accurate i not objected to in writing within 60 days. Lei Cayman's Brad's books. Dividend Itenvertanont Program (DRIP)
the pen reflected n an aiwage price You may obtan • Anal 'colas scald* cash balances, mans Ice
• Please diva customer complaints or roans to Ow DepOsib at LES Bait USA and each UBS AG Branch are the actual prete from you Financial Advisor. Or Pot restricted wary lest), and Global Pine Deposits,
Fim's ClintRelations Depannent x 201.352.1699 not protected by SIPC. Money Fund shays are protested dons re purchased wider DRIP; partial elutes will be streakF ed mats to 'Turkel, and caftan assets not held
or toll.free at 803.354-9103, 8.00 A.M. to 6:00 P.M by SIPC See #1135 Fiwicial Senates Account Rosetrim' std ard the cash wX bet deposited h your account. TM byde Fim. Does rot include unpiced swungassets
ET Monday through Friday, a in invici-g [PLEB bebor. dvickrd reinvestment pricesupplied byte issuer may at the end of the primand amenstatement periods, or
Feentral Senices hc, Client Relatin Depatmerk offer from the market pice at which te partial shares goal* irwesurents, invested stock options and
P.O. Box 766 Urson City, NJ 07087. upcn p.r tenant, balances n te Bank Sweep ae sold merman stock maims
• hum of *ran or nesters about an electronic Rogan; a OA may be withdrawn and sham of a • Inertaires Include, debt bale-tan auntie-ding mar
fu-ch transfer WO. bi payment or UBS Vorirdebil Money Fort/ may be liquidated, ad the prime* Caraleitilieu lord, ire, text accoent balances.
card vansactions, call 930-762-1000, «wit. to UBS returned to you a your season acoxnt. CM, whole units may be held in you non. if you are • Cash/amity balances. Total of unimested available
Frontal Services Ix., 1000 Hatcr Blvd, 6th floor, entitled o aw-MI wit as a result of a Linferd lawman cash babnces. plus UBS Bak USA deposit bala-ces, LEG
Weehawken W 07086, Attan RIA4854 Stones. Rote< bionnaten about available seep omens, et oterwiSe, the Wen ell either sell banal Was at AG Stanford Branch deposit balances and massy make
nØ0 anent renrest rates and yklds, available at mint ake or accept an amount ~mined by a sutt lund sweep bin* at ta chi* of the
Cal or winter as soon as yea cat il you nit yar membscordsweePpeld% from your Frondal Ad‘4sor repOceed clomp agency. and credit you acorn statement period. Nortcommodity We credit balances in
stammers or receipt is sung ai you need more or by talIng 800-762-1000. your accost are rot segregated from other balances
edonnatian abash a traner on the st te or lov hent objectives and tie Fins may use any of these funds in the ordinary
reap. The Finn or Card ewer (as eppluble) must UPS Financial Semi= wan protection the nvestmen Owns ad nsk profile xe speck to tours of Meanness. Thee funds we payable won
hear from you no bier tan CO days after tie aim The inn mamba- of do Scones Investor Protection each account snd enty aury between Please sine the your derna-d, This total is included.. he ounent period
sent you tie fist statement an whirr. the ern or Comoratin (51K), Path protects 'acuities a-conts of Fern porn,* in *vitro of av si nilkant change in you closi-g value.
retbkin append. its Renters up 101108803 (nclidng 1292,000 for financial situaton or rnesvnent objertims. For each
SDNY_GM_00023700
CONFIDENTIAL
EFIA_00134320
EFTA01276091

important information about your statement
(Ca'trued)
Lending information Sou woudachakt rem« n the market Ft« re - 'Oserbukins to date' may nixie «um of - h addition SOCirnrfOnin niCtned n connection
Fce delayed informal« on the Finis karing practices obtaned from venous rid pry sources sheikh tee capita. norne or both. wth the sale a distrixtion of arm.* contrails
and data-fen, refer to you Clem BelaIcalsip bekne to be reliable, but we do not guarantee the - «dial on, we' represents the Initial «erg andast emednieill Wig unit IOW Chants, we
Agemen) or trues tenement and the General moray. price per vne and may roo reflect yam cost basis antra nor affiliate wad new«. awing
Terms and Conditions MS Statement of Cm« Practices - We firtwAY ose thedash° pike when avadebie or coo enrien fram many of the Murano
avatrle in Agreements end Disclosures at the mean of the bid ad ask prices fa listed • Restricted swathe Restricted ~Ws general& script« urderwrieird the arniny contracts.
laws ern ro m /area endw riarese ~ties ard ØØa only bed prices for OTC re not Cunenlit degble for pudic salt 1.65 Financial all åates of We insurance cowmen or sponsors of
stunted. Services uses the market prke of the unrestricted stale the in iniestment trusts we deserbate.
Your wets — Less ache& traded securities may be priced wing of the same issue as an emptied value for the — Cvvr all Ames also receive trading ccernsinkns ant
Yoe stalflt itemizes locurinn ard other assets held valuation model a the most recent pie we restricted stork few purposesofthå Water's,' one/ To other compensate, from mutual funds and
h the ~I at the end of the moment per«. You «tailed and may noe reflect re actual maket pike the wtent rat rest ice« securities are NOE for a insurance companies whose products we damlette.
may ask for dekveryd luty paid securities at am tine. a vable. the wake received may be substantbl& less Menthe — We receive an email fee from LES Br* USA ard
You may rinks secunties used as ban collateral after — Certain pations may appear «Nu a price and knatied wake shown UBS AG Surlad Branch of up to $25 per aconnt
paying any balaxe due on then. Any secures will show as 'peke was not available' d were sweeping to tnt banks under the UBS Bag Sweep
In Jo FEU to the Fern 6.nm; the natemmt petaled are unable lo obtain a pekefor a sairity • Eel (estimetad) incane, cumint yield, and rater hoyret.
Modal medet vale as of the end of the statement - Deposits a se«. bes dencmhated is preemies An «hub of atrual income is bated on currant
Pend ocher Man U.S. dotal re reflected it the exhand dvidend and interest rates, awning the securities will Activity
• Cest bails In &Waoren; the rob lesa of Me rate as of he statement date. be held fa one year from statement date a trail hlarristiortrecsrdng unseats:ors and other dirges
s v e ee c r u t r h e e s r e e n ar. '1 in , ' th U is B s S t f a i t n e a m nc e i n a t l S « e e rv r ic e e s i n I d « c a r t e e l d ie d - d Fe t r n c a a n t i « n it m in a . r S t a in ke a a w rd in « g n in a n y e n ( c f o ac n e f o v r a m ls i a n ) g m ay e m d at u c r o it n y t . i n li u s e d 0 m 11 o irl a a n le a is t O n nl o y t a g g u u ar d a e n l t n e e e , d a ccuracy i i n sc a l r A re n d g n o p c t o io r n re t c r t a i n o s n a c w ti i o th n s th h e a e s x b e e c e u n ti i o n n c l o u f d t e o d r e s n .
on forma on ebuired from sources other than UBS have beta adpsted to fetter. Peeper dluaton. — Estimated annual inane and cured Weld for ardimutions previously furnished to you. ani vell be
FfinntialSerkes. 01Cluirrny nip:meek:err« another To obtain orient oxidises, «en «dab*, contact certain tapes of seorites could -made a return of crowded to you promctyon rawest.
lima that you may have provided to you Financial your financial Arise. pupal or capital gains en which case the est
Meta The Finn does net indeperdemb. verily income OM current yak') would be overstated. Shirt Sling
guarantee law accur. a of ry Wormation • Private kweetneente end auseoter ed products — Estimated arrsal road and «vent yeld and the f you re engaged in shoe selling a security, youmay
Podded bru lanes «me than 145 Franhal Seduces Private immure* situ-dies (inckeing diet actual hoorer and yield might be berenx hirer nos a dirge die to <en« barcwrg costs ferret
panicpation program and real estate investment tun the the «muted arnxers. pan kular secure)'.
h ~km although 165 Financial Senates general& saunters) and «mired products ere general& hey* — An enmate of arrualited non* (diederd awl'«
west« this natnnilian as it is rec~ the tint aphid. Cm« structved products haw not been inter«) &wise by the online market Open at
does rot provide am assuancts that the horenasalen reordered with the Securities ond Exch~ veer^ away, balance is based an the last dividend Bearded or« or 'goodliacancellee ceders that
inder "Cost basis' and "Urrealced gadtoss' is Cormissim a urder any state securities laws. We a nintg Priam made by the issuer and were not esecuted by the premiere date. open buy rd
acute as of the date of this statement. AS sack prouder estimated yaks la private ~relent asarres the sec rreadepods will be held for one sell stop orders re reduced by the awe of diode«,
please do not rely on this *Norman« to make securities and struttuld products fa itnItitarfal year from She statement dale or urul nnabrily. or rigfrsts on an ex-dividends er wrichts date unless
path« a sale decisions, for is pupae a pflOWS Only. Accuracy it not guaranteed. Accuracy and continued yield ere not gamma«. instructed otherwise by you. You re responsible fa
otherwise. Accounts hardened to the Firm may — Wiese values maydiffer substantial& fr om prices if orden that re executed due to your tefure to «el
reflect °artless Hamm« only for the period any at vibe:hawk" iwearneril sektrity or • Assets net held by UBS Financial Services Certain "sling open orders.
tire they are held x the Finn More hishrkal «dyed prod« may be borsht or sold ad do assets re not held by the Fim and not wren the
nionnalon un be added by your &uncial Adopts. not necessarily wain the vie» you tray wane firm's possess« or control. These assets re Privacy
upon liquidation. deplayed on yoke statement for informational To obtain aØ of our o.erent Chet annoy Nonce.
• Unrealised gehefieteee When daa is anotable. - rid party «titres of aka re as of a «tan Napo« only. Position and values presented re draw contact your Financial Asir« a vet web
estimated u-realized gangkisses re osculated for dale and are applied to UBS Enancial Services en a provided by the issuing Inn. 1.65 Financial Services is at ay« tibtromMeivettstalieo
«Mire securey lots. The transaction data le< regulse basa by en independent valuation I alm. not responsble for tnt information and does na
nctiviliat lots mayor may na relied <cerinnsion - Issuer, general partnci or sponsa estimated values. guarantee ås accuracy. these assets are rot protected UBS Financial Semites is in:tabs* RMA, Business
changes anta tensity reagantaron events. if ant re suppled tether Finn by the our, by SVC a Me Finis sisplemerial Slit coverage. Services Account BSA and IRMA are «Swage accounts
Dridend and other reinvestment I« and systematic Breral partner or sponsor and may be calculated which provide access to barking services and products
such« lots ye each oxibned to display one based en &feed nfirmaton ban that used by • Revenue during and additional compensation. through arrangements we aft Mel banks and other
awns« lot The • Trade date tel.« presents the third pasies to dense the. «ended vales. — In addict, to tommeson on veks and lib-1 lees thrd-pany tents, red weeds access to issuance and
«yid transaction trade date - toucan dean additenal Sarmatian regarding received n corned« wth tie distrquion annuay products issued by unaffiliatedthee:loamy
the metode used to diteemine the aboard mutual find, to ose deres we indite our Were insurance companies through insurance agency
• Callable securities Bon* and crelmid stock that value, and tie date of the donna:xi that is the receive revemettinn9tteteneett front dOtrenetces subsnieties of UBS Fhanciel Services 1x.
the pour cats for erle redemption will be selected basis f or the «Male by contactiug your Financial arch" arisen of the mutual finds that we sell.
(spaniel& by la Irra among all secures of that Adma. am ids are bawd on two deferent hewn«, nuance. aid flutyproducts:
issue held nou mime of n nomixe mine la or - Mid party esterixed values may be reflected as cowponies: (I the amount of sales by tell$ of Jr Not FOX rand • No bank guarantee* May lone vakte
clients Cell boa nlonnation is obtained horn third 'Not priced' is several stuations when an precola muna fund frni& to our dents. and X)
pine% and es accuracy is not guaranteed. Other call independent valuation I« has not Ste>ded or is the asset vak» of a particular mutual find lamiye RMA. Resctexe Management A«cent. Butinns Services
leaves may «se «chi could affect yell carpet* unable in an*, a value, when we become awry heeded x the lien Assail OSA, BMA and «metro-al Resouce
inkinulan will be provided upen request that a materiel event has calmed that may call a — We ad or Menlo ate receive nettorkeng and Management Accost are mastered service marts el
previously rivaled value ido quenket a %%non a arnbus processing lees in omsklerateer tor UBS Financial Orrice. tic
• Certificates of deposit (erta). CO. are FOK «a« vale ~be Mihilspenslanst due to the roam transfer agent strokes the we provide tore
it to $290.000 n prixPal and accrued interest per of the seculty. mutual find these fees geneedly are pad from Visa Sagnahre s a sego-wed senke mark of Visa
der:idea ard pr depaSOCeyingatiSin in accordance - When neither an as«, general palm a sponsor investor assets in the mutual ftrd and are a fried lemenatiord LOS Visa Sgrutue <re& cads and U35
with RAC rules. estimated value net a the-Marty estimated value is doter amount based en the romber of accounts at Vat debt cards re awed by LES Bank USA with
provided the value ril hes smarty sail be dill rent the biohnelealee baking maul funds of that fund plane« horn visa U SA secomaned.
• Priedvallue Prices dispIxed lar "rain and or« Iran its arch« price family
an:ducts may be higher or lower than the trice that 1135 Financial Services Inc. Pee 201511
SDNY_GM_00023701
CONFIDENTIAL
EF1'A_0013432 I
EFTA01276092

UBS Financial Services Inc. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 February 2016
CNP70057492110216X1 Yi 0
HI AN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name: lndiv ChecKar
Account number:
Your Financial Advisor:
SCOTT STACKLIAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeline at 800-RMA- 1000. on January 29 (S) on February 29 (1)
account 029323576
Your assets 0.00 28,649.36
aoo 0.00
4sIt our websIte: Your liabilities
vmw.ubs.corntlinancialservices
Value of your account $0.00 S28,649.36
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 31,932.36
1 Thousands
Net deposits and
71.6 withdrawals 526,716.98
Your knestment ream
Dbklend and
interest income 10.02
286
Chance in
market yaw/ 4000
Value of your aware
on Feb 79.2016 $21649.36
DK 2014 Dec 2015 kin 2016 fro 2016
SDNY GM 00023702
Mamber SIPC GNI:II:fa:6005749211 NP7000202277 00003 0216 030575004 Y123576550100000 Page 1 of 6
CONFIDENTIAL
EFTA_00134322
EFTA01276093

*UBS Resource Management Account Account name: cplaj4 ' rl.L. Your Knandal Advisor-
Friendly account name: Incliy SCOTT STACK MANL YLE CASRIEL
February 2016 Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
February 29 (1) your account
• Cash and money balances may include
A Cash and money balances 28,649.36 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances, LAS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets 528,649.36 100.00%
A
Value of your account $28,649.36
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 -0.13% -5.09%
Russell 3000 -0.03% -567%
MSC I - Europe, Australia & Far East -1.80% -889%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
01P7000600574921 2 N1'7003202277 00003 0216 0305750N T12357655010My_Gm_000237Vir 2 of 6
CONFIDENTIAL
EFTA_00134323
EFTA01276094

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your finandal Advisor:
friendly account name:IndivChed4Car SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
February 2016 (51 Year to date (I) See Account activity this month lot deta Is Mance' in your Sweep Options are included in the opening and
closing balances vas. FDIC insurance gsolief only to deposits at UBS Bank USA, not to &pouts at LOS AG,
Opening account value $0.00 $1,932.36 Stamford Branch or bank deposits placedthrough the UBSInternahond Depose Account program. AK
protection applies to money marhn sweep fund holdingsbut ml bare deposits Seelmportant inaormation
Deposits, including investments about your statement on the tat two paces cf this document for detals
transferred in 53,614.54 58,037.19 February 2016(S) Year to date (S)
Withdrawals and fees, Opening balances $0.00 $1,932.36
including investments transferred
Additions
cut -24,965.18 -31,320.21
Deposits and other funds credited 53,614 54 58,037.19
Dividend and interest income 0.00 0.02
Dividend aid interest income 0.00 0.02
dosing account value $28,649.36 $28,649.36
Total additions $53,614.54 $58,037.21
Dividend and interest income earned Subtractions
Checks and bill payments -24,869.50 -31,128.85
For purposes of tNs statement, unatilty of interest and tredend income has been determined ficM a US Card payments -95.68 -191.36
tat rePortirc Ceradne, traced upon the residence of the account header. account type, or product type,
sane interest ardor dvid,nd payments may not be subject to United States (UA ardor Porno Info (PR) Total subtractions -$24,965.18 -$31,320.21
income tarn The dent mom* Ratement is not imended to be used and cannot be need upon for to
purposes. Clients should refer to the alligratte tat mooning forms they recent from UBS annualy, such as
Net cash flow $28,649.36 $26,717.00
the foam 1099 and the Forms 480, for lac repotting information his the practice of UBS to file the
apiskaue to reprong tOrMS with the US InterM Revenue Senate and PR Tre£6uN Department and in
such fOrrns accurately classify Orden Aram interest as I& exerrpt or tenable ircenle neat consult youI Closing balances $28,649.36 $28,649.36
indgclual lax preparer.
February 2016 (3) Year to date (1) UBS Bank USA Deposit Account APY
Prior year adjustment 0.00 0.02
Interest period Jan 8- Feb 4
Opening UBS Bank USA Deposit balance Jan 8 $1,335.18
Closing UBS Bank USA Deposit balance Feb 4 $0.00
Number of days in nterest period 28
Average daily ba lance S143.06
Interest earned $0.00
Annual percentage yield earned 000%
SDNY GM 00023704
ChIPMOOKIDS749213MPT0037022r/ 000O3 C016 030575004 Y173576550 100000 ►aye 3 of 6
CONFIDENTIAL
EFTA_00134324
EFTA01276095

*UBS Resource Management Account Account name: Your Mounds' Advisor:
Friendly account name: ir • SCOTT STACK MANY LYLE CASRIEL
February 2016 Account number:
My Choice Rewards Points from UBS
Rewards prams are reflected as of the 26th of the month or the pool busness day if the 26th fah on a
weekend hOliday Remora paint activity details can be found on vrnw.ute.coratonlinesewices
February 20I6 Year to date
Opening balance 4,391 4,279
Points earned 373 485
Closing balance 4,764 4,764
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fivancial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibikty consderat:on None selected
Your account instructions
. Your account cost base default closing method is FIFO, First In, First Out.
CW70309005749214 NP700O202277 COWS 0216 030575004 Y123576550 100,gaitwGro00023A5sge 4
CONFIDENTIAL
EFTA 0[1134325
EFTA01276096

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS
Friendly account narrie: lack, Cheds/Car SCOTT STACKMAN/LYLE CASRIEL
February 2016 Account number.
Your assets
Some (Wes, income and current values Shona may be EpploainWe. ASS int*. gam did losses May nal
be accutalely reflected. See Aporunt infosmafron about your statement a the end of ttus dacurnem tOt
mote information.
Cash
Cash and money balances
Cash and morty balances may include. avalade cash balances, UBS Bar* USA cUpont account balances,
UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured try the FOC nlIhn applicable limits, but are not
protected by StPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and are not
protected by Silt Money market sweep balances are protected by SVC but ate not insured by the FDIC.
See the important information about your statement ale the end of this docunent for deiaih about those
Sancti.
Openng balance Cloung lorlaxe Price per :ha:e Average Dividend Interest Dais in
Hddng on rob (1) on Feb29(S) on Ceb 79 (I) late period period Ka, snow') ft)
UBS 8ANK USA CEP ACCT 0.00 28,649.36 250.000 00
Your total assets
Percenfa?? COSt Estimated Unrealized
Value on Feb 29 (SI your account oafs CP annual income (51 gain or loss (S)
Cash Cash end many Isalasas 28,649.36 100.00% 28409.36
Total 528,649.36 100.00% $28,649.36
Account activity this month
Date Adiboy Description amount (S)
Deposits and other fonds credited Feb 4 Transfer JOURNAL FROM Y1 23575GH1SLANE MAXWELL 597.20
Feb 10 Transfer JOURNAL FROM Y1 23575GHISLAWIE MAXWELL 1,440.89
Feb 10 Transfer JOURNAL FROM Y1 23575GHIStAINE MAXWELL 866.88
Feb II Transfer JOURNAL FROM Y1 23575GHISLAINE MAXWELL 50,000.00
Feb I1 Transfer OURNAL FROM Y1 23575GeiSLAINE MAXWELL 709.57
Total deposits and other funds credited 353.614.54
Crs
rurratier Date DestnrcLon Amount lb
Checks Feb 10 ACH WITHDRAWALCK4 I04ICAPITALO -709.57
continued next page
SDNY GM 00023706
C WM:0033057492i S NP7003702277 COCCI 0216 0305750CM Y173576550 100020 Page 5 of 6
CONFIDENTIAL
EFI'A_00134326
EFTA01276097

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your 15 asocial Advisor:
Friendly account name:Indiv Check/Car SCOTT STACK MAAILYLE CASRIEL
February 2016 Account number:
Account activity this month (contnvedi
Check
natter Dae Cascaption Amokett (SS
Checks Cr nnucd)
001042 Feb 10 ADAM KOFFLER -866.88
001043 feb18 INSURANCE OFFICE OF CENTRAL -21254.96
Total checks 422.831.41
Dae Actluty Desophon Amount IS)
Bill payments Feb 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -55698
Feb 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .40.22
Feb9 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -1.440.89
Total bill payments 42.038.09
Die Description Amount (SS
Card payments Feb 18 CREDIT CARD PAYMENT -95.68
Total card unfits 495.68
?Amnon Payment Due Payment Due Cole Credl kne Avalatie Credt Une Outstanding Wave
UBS Visa Signature credit card(s)
payment information
for March 23, 2016 184 45 Mar 23, 2016 135,00000 $32,219 12 12,780 88
This credit cad is enrcned in UBS Pay °telt Cad feature and wall autaracaty De pict Iron your accoure YOur payment IS scheduled
for match la 2016
We provide this Information on you UBS Visa Signal ure credit cads sciay as a courtesy to you. The UBS Visa Signature craft card and account ae
issued by UBS Bilk USA. UBS Bank USA sends you the offioS stalement for Ms account and you shottd make you mires acrorcino to thee
instructons.
We do not indude your outstanding credt card baance in the vat* at you account with UBS Frnanclgl Services Inc
Cote ACtrvity DeSoplion Amount (S)
Money balance activities Mn 29 Balance forward $0.00
Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50,000.00
Feb 19 Withdraws UBS BANK USA DEPOSIT ACCOUNT As OF 02/18116 -21350.64
fob 29 Closing UBS Bank USA Deposit Account $28.64936
The UBS Bank USA 0e609t ACC0Unt IS your primer sweep cpteon
CHP7C003005749216NPVCO202277 COM 0216 030575004 Y123576$50 IONNW_Ght0 0023Mge 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00134327
EFTA01276098

Important information about your statement
U3S Financial Services M. the F im or UBS Anemia — Prow de you- nave a-d actor., number (4 anY) dams for cash). The SIPC asset protection limits apply to account MK you choose One Of the following
Sentes), is a nester of all orincial sexily, cannacky — Desote the era or tie gander you areafar& all mounts that you hold in a panicula- capacity. eiresment objester
and coigns eighates. LA36 Frencial Semites and LES /OS, and explah as <leek as ycu cal shy you The Fern, toped-et nth certain affiliates, has also • Preclue Conant/axone. I imbue as seang the
Bank USA at rdrect *Midis on of LES AG and beline a is an error a- why you need more purchased ofplarental protection. The madmen, generation of income any.
affiliates of LBS Segritin U.C. The Fim's I horde' Mormation mount ma* to at *Gable clogs, cotaleek ader • Achim Opt*, Approciatan: Immanent,. soaking
statement is available upon reopen. The Ferns agate — Prohde the dollar amotrit of the suspected ewer this protection is 1500 millon as of December 10, 2013. growth of prncpal rather than the peroration of
• ices ye a:
Fininoul Seances a T n h d e F M irm I c a a r C ed a d a n Is y s u ti e le r e r r p a r i i n m eg p i * p . a t t e w s e u t e ak a e m n p a /a g i r M s a n t W he o a n i g m t i o s t f h u e r t p e o r k p y r o c t o e r c d te it d o f n a s a eq d t I o m t it l a 9 tio m n i s ll , i o ca n s e h l a th e • P A r p O p ti r n e C c e ia C ti O aon M n: O h i e n s e i t m On e o n f t s a r s c e a a n t e e n d o b r o C th a g p i i e ta g l ereratcn
1 W 2 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d F 1 o 0 r t th e e a m ms a d r a t y s y o to u d th o a ti t t 6 h we e m rr i * l m so e to t y t o y u ou w w a ill h ft a t a ca m p r a e c g it a y. t e A s o f n a a t l c l o o p u y r o a f m ti o e u p n o ts k h y ee w d a in d a e p g a i r s t i m cu a la il r a ble of income gwerthol tettintl.
U Th 3 is 5 E st - a u te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th s e ts a . O lly th o e f r f i m cia a l r c ec h o r rd a o p f y t ou c th o e m u p s le e t o e f O th ur e i m ne o s s t e g y a d tio re n. g the time it takes us to T co he o n S I r P e C q u p e ro st t . e ction and the supplemmli protection O • v C e o r n a s ll e ti t e v k a g p e r o S fi e le ek s s to maroon initial prec.pad with
r e o o m ff t ic i s b ia s e i l o r t e n o l i p e d l d e o I a c a s u e r n s n t e o a I o f s d y , o c h u o i r b r d r e n a r e n m d in e ia g t t h c e e o ly r n e n f l i i s c a a t s e n k d e i d n m a g o m t t e o o s t r h h o e u ld s P th t l a e e a t n e s c m e i m a e l n a e t k a e h :O a a u ll d t c :o h d n e i d t r n d is c t p o a a t r y e e a g d b te l o e r n m to t a h t c e h c e fr o E o s n r t t n fe o o e f r s t h t , a i o s c counts • b o y C th o e u d r r t o e a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n d 0 8 e 5 x F i i t n e a d nc n ial t b h h e o a t t m r m is e e k a a a n i s r d o t h v a e o m l m ati l a a it n y r d l s o m t d h g o e e r s a o n c t o k o t e r g e n e p n o p e a g r c a r e t a e w l s l i i g t t e h n e e t n c t a nt
Branch Manager of the office omit you account. may be subject to Ina-senate lees, charges for ode Services (e.g., certain (0 cash at LBS Bag, (il cat, at Station.
hamlet for mania purchases and chums kr unpaid LES AG Stamford bunch Ed Mame progicte. • Modeearec gang to accept same rig to pincPal ad
Athaeti al tiptoes shown are intended to be accurate. amounts a cat accents. Accounts that at varderred including writhle annuities. and fig shares of trawl tolerate sore Mighty to seek hyl-er returns.
s st a a e te & m o e n n m t d m at e a n sh d o la u x ld l o n o o n t b s e , ( i u .e s . e , d F f o a rm t a 1 a 0 p 9 u 9 r p S os a es t Rely to other Mations May be subject to a trawler tee f n in a d ve s o w f h t e o re a s c u c c o h u s n h t a h re o s ll a e r r e o re n g t i h s e te b re o d o d ks re a c n d d y r e in c t o h rd e s • h A i w * n vo i l n at g ilit W y t i o lin s g ee t k o h a i c g c h e r p e t t h u i r g n h s o ea v s e t r t o e n pr v e cipal and
10425, lack whin preptregyour to return. The Fim 6 UBS Sweep Options of to applicable Mar a transfer agent).
required by low to report to Ow IRS all taxabk dividend;, UBS offers optift Ice simming cash belargek balances • Certain minimal convects or banners interests Staternent Thouseholdigr
report** nontaxable Mridends and tad* intend to bag deposits at UBS Bak USA and UBS AG Stanford Eg., limited partneri% and private placements) tat We may consign:law al related account statements with
eared on Roadies I-tidily:iv accent, net proceeds branch (Bank Sweep Programs), money market mutual ere rot registered under the Securities Act of I933; Be sane *dress n the wire envetpe. Accosts may
on sae transactors, and cog tut on certain covered fads (Money Ftrit) at the Internet gnat Depose ad be related Ice this purpose became they have owners
soma kn. Aomori (DA)fa customers with an Mernatital • Cornnodities contacts (e.g, foreign exchange and who also maintain pie room relationships with other
Recant Management Account. Through tie Bank ami ds metal antrats). included (aura contacts dents at the sane address. This pracke 6 known as
Commemications with ihe Fins Sweep Program cash balances Se swept to U85 Bat at commodity option contracts, • houmeoldrc t you prefer to receive edisedual
• Please reconfirm any oral cormn.ncabons in wring USA up to an established knit ad then to UBS AG statements mated ei separate envelopes— you may
to higher protect your rips, ircLeing yeanotes Stanford Branch a a Money Fund. Deposits at 885 The SIPC Biotech* and to supplemental peolecteon do decline hauseholding by canna yOUrFinancial editor.
• u II n t d h e e r f i t n h a e m S i e al g h u o i e n u I t n io ve n s o to n r t P h ro e t t e o c p ti l o e n f t A o n f t ( h S e t f A ro l nt B ru a le n s k . U F S o A r m ar o e r F e D M IC a rim n e ta d i n g a e c m cor d k a i n t c w e m wit f h d F ic D IC n o o n t y a e p a p ly t e to a th m ese * a . s T se he t W SE e C n p 4 e S o t te y c ° i S en tr a ut d s < th a e p pear Friendly amotart name
of this stammers is not U3S Financid Services, LSS Deposes at LES AG Stanford Brant at shags of TWOlarentalprotegion do not protect against changes The Riad& accost name reflects int amnion that you
Feencial Sates cadet your account as dearew Mona Funds at rot instred by the FDIC. in the mater vale of yea investments (whether as a entered cri the firm's ontne services wassee. It a a
tinges byarea-cement well the *gated insuknon result of market moiernent, issuer bagruptcy customizable 'nisi:wire • chasm by you to rid you
We Wormed you of this rebnoreka when you Through the Ok erailible to cash banes are swept to otherwid nets your recordkeeping d has no legal effect al your
opened this attars. In ti case, your lads and depose accounts a UBS AG New Yak Wench add LBS attar. You can (hennas FnenAraCCOLW names.
s ti e e o s ir e o i n e c s d a a re ce lo g c b a r t o e k d e a r, a UB d S y f o in u a n nc u ia t l m tra a c re e a s r a e n p d o r rt o t t A ie G F C O a C m . B * al B an r c a e c s h he T ld h a es t e th d e e L p E os S it s A a G r e C n a o ym t B an o B re u d r c b h y M ob o t r a e in O m fa o r re ro i t s io ta n n i g s s a io v n e r a t b . o ° u t t a S m EC r , a k y i o t n s * Y o t u h e m 5 a 1 y K A te d a vi s 4 o n r. Onfre Services a by contactrg yes Fina-cial
of ay ma or emission to both firms. are tempaanly aposed to the sovereign rig of the Brochure, ty contacting9PC a 202-371-8300a by
Comm blands, and tone is no stoat, a other useng the Sec **bade ar /CCM/ overview
All accent statements shall be deemed complete and obligation of LES AG to repay tie balances while ca the • Mae otter accounthonfro. Net of assets and
accurate t not objected to in writag within 60 days. LISS Cayman's Brecht books. Dividend Refreshes,* Program (DRIP)
The gene reflected is an average price You may obtan • As,et lockets salable cash balances, calms la
• Please dim customer complaints or ecueies to he Depose at LES Bat USA and each UBS AG Branch are the actual price from you' Financial Masa. Or whole restricted seamy list), and Global tine Deposits,
Fits C lem Relations Depavnent at 201.352.1699 not protected by 5IPC . Money Fund shoes are protected tarts ate purchased ado DRIP; pang shares wil be u-reakied males to make, and certain mots not hell
or toll.free at 80:X3SO-9103, 8:00 A.M. to 6:00 P.M by SEC See *U35 Feoncial Services Accord Potecten- sod and the cat wh be deposited f your account The by the aim. Does rot include forged oatcakeassets
ET Monday through Friday, a in writag to U3S bean. dodged reinvestment pricesuppled byte issuer may at the end of the pior and anent statement periods, or
F P e .O e . n B c o ia x l S 76 e 6 rv U ic n e i o h n c C , i t C y l , i e e n ll t 0 R 7 e 0 la 8 t 7 io . n s DePamment, Upon yea reµaat, balances in to Barg Sweep a Of t f e s r o ( l M d enthe market pice at which to partial shares p te o g e n m a L e l r e oe s s to tn c w k e o s p , t k io n n o s t ted stock options and
• in cam of errors or pastas about an electronic Prop:ans.:FDA may be withdrawn and shares of a • Liabiges Includes debt bilirew Quints-ding may,
fads transfer WT bit psyment cc UBS Vontdebit Money Fund may be liquidated, ad the pram* CadeMliou Ion, credit rre, dmo Want balinces.
card transactions, call 990-762-1000, cc nrite to UBS retuned to you a your seamen acomft. Cn9 whole units may be hello yctr accoug if you at • CashAtonee balances. Total of tminested available
FigncialSenices Ix., 1000 Hatcr1314, 6th goon earned to a paid cast as a result of a &tad want cash balances. plus UBS Bag USA deposit basses,
Weehawken NI 07086, dart RIA103SA Senates. Rata Siormataln about available sweep option, et otherwise, the Firm call ether sell halal Was at AG Stanford Evan* depose balances and money malts
ackdag oarent Merest rates and Wasik 6 available at mina pi-Xmas/meet an amount determined by a itutud fund sweep bilancek at re axe of the
Cal cr watt as soon a mu cm if you tit yore wynotbscorrisweemeelt, from your Frontlet Advisor ntwood closet away. andcredit ma morn statement period. Noricoarnogy Vet credit balances in
statement or receipt 4 vacua or if youneed more or by eating 800-762-1000. your accost are rot segregatedfrom other balances
itemation axial a Wanner ante statement or Investment objectives ad to Fern may use any of these funds in the ordinary
wept The firm or Card boar (as applubld must UPS Financial Service' amount protection The reamers *worm ad nsk profile at speck to course ch its ttainess. These funds se payable upon
h s e en a t r y fr o o u m te y r o f u i n g o s l t e at a em th en in t o 6 n 0 M da i y c s h s t t e h e e r a ti r e c s in o n r C Th o e m F m er o n t i e o n a 6 m IP e C m ) b , e w r h o ic f h T h p e r o S te te ct v s a se n c u In r v iti e e s s t o a r t P a ro n te ts ct o io f n F ea ir c m h a w c o co rr u y n * t / a in n d s m a a n y g s a o y f M any a s y ig a n n il k P a le ra a s c e h a an lg g a e e in th y e o ur y c o lo u s r i d g o v m al e ue d . . This total is included in to cumnt period
prcbkin gland. its members up to SS00,0:0 (ncludrg $29,000 for Mancha situate, or nestle* objectives. Foe each
SDNY_GM_00023708
CONFIDENTIAL
EFTA_00134328
EFTA01276099

Important information about your statement
lCon &Wed)
Lending inIonnotion you would achaay receive in the market Paces at - 'Deirbesiere to date • may mask returned - h addition to commissions wart n CCeintsiOn
Fa °tate information on the Fm's lending practices cleaned from various thrd pity sources which we capita* income cr both. wit the tabor distrbisien o' army Contracts
and disc keute refer to you Clem Relateethip bete to be telltale, but ow do not guarantee their - 'Choir:ultra See' represents the meal offering and unit investment that tits tocarelents, we
Agrotnwe or Amt he Agreement and the General acaracy. price per Wit and May Mt reflect you cost base ands Oct affiliate rent* reverts stung
Tema ad Conditions UBS Stumm of Credit Practices - we 90neetY use the dote price when avalabb or tepees:Won from Many of the must
available in Agreements andOixdosurto at the mean d the fad and ask prices for listed • Resbicled nosities Restricted studies general& certants underwriting the they contracts.
xxocrute romeetwretelnen° secuites and options cr only bid prices for OK are not trimly rigible for pubic Salt LEIS Financial all hates of the insurance ampaners or sponsors of
swathes. Services uses the Martel We. Of the unrestricted stock the tre in ettinfm wets we destitute.
'feu wets - Loss eche& traded stuntin may be priced using a of the same issuer as an imputed value for the — Cur affiliates also receive acting commeekre and
Vote staternerc Omen secret.° at other emu held rattan model or the most recant pees/ we restricted stock for purposes of the a•toment °my To other componsten from moue' tuts and
n the amount at the end of the StMOMent period vou Waned and may not reflect an actual maist price the Mont that rewicted securities are eliabb to sale, insurance companies MOY? putts we distrisse.
may ask for delivery of Itily paid securities at a tire. or value. the rake received may b substarrial& less than the — We receive an snarl fee from LOS Bs* USA and
You ma/ recto. tomtits used as loan coatert ter - Callan potsWS may appear virtu, a price and irrputed vat* shomn UBS AG Surdixd Branch of up to 125 per account
paying any betake due on them. Arty Wonted will show as • pike was not evelable it we are swooping to the bras under the UBS Bank Sweep
traMemd to the Fire ding Ihe statement period are untie so detain a pree for a wanly • Est. (estineted) hewn. ants yields and rates. Program
lived at market volt as of the end of the stamen - Deposits or senates denominated in our:emits M estimate of annul 'worm is based en currant
pent. other than U.S. dollars are reflected a the °change dvidind and dere° rates, assuming the securkes will Activity
• Cost basis. In detterraning the cost basis of the rate as of the stalemem date. be held for one year from statement date or trod Mornutionfecardng tromissons and other charges
states incited an this statement where indicted - for thin securities *song n noncentamng maturity the estimate is only a gudelne. accuracy noted n cornet en will the maven of Wades,
wilt the ninths U3S Financial Services fin relied denernintent price and apathy (lace value) may at continued income we not guaranteed inching option transactions has been included en
on information obtained born sources olive than UEIS hiveN.1a dyasled to facilitate peeper vaketion - Etauted annual income and <WPM yield for confirrtions whets& furnished to you. at MI be
Financial Senate-eluding nftnnation Iran another To obtrin current Cluatalisnt. when evadable, contact eerier types of senates could nclude a than of provided to yOu prctiprix on request.
rim a that you may hawprovidedto you Enamel was / natal Whist. Withal or caps.' gains n ankh case the eel
Adviser. The FM dew rot irdeperdently verify er income (rd cures yekt1 would be overstated. Sheet Swig
gasmen the tun or sub:Bye any dormaon • Private irwestments end structured produds. — fainted annual notne and cutest yet() and the :pa art engaged in short sting a wunly, you may
provided by sates other than WSFa-uncial Services. Private investment secures decent actual Mane and yield aright be lower or higher nem a dirge die to thin borrowng costs for that
pancpation progam ad real estate intestmerd mast than the estrted amounts. Pt 'cuter Securer
In attach atheugh LOS /instal Setts generally Waite') and gruCtured proiasts are offserally (4* ▪ An estimate of avualeed income (dicdend ardor
updates this inlermatit as t is recce** the Frit liquid cent., structued prochris hate not been altered) if& tit by the <tent merle Open orders
does rot tote any actuates the the aunt" , regetered with the Securities and Ewhate rebtraveraw balance is bast on the last dividend Regarding own cc 'coaddileteertbe orders that
tier -Cost basis` and "Untalced gat-Moss' is Con-miss= or under any state Senate.; Laws We ▪ ^Wen payment made by the issuer and were not coated by the Parte date, open toy at
accurate as of the date of this statement. As such protde estimated vats fee pfive• investment assures the sectriesteposss will be held for one sell slop orders are reduced by the amount of dradends
please do rhe rely on this Monett to make securities and ittuatted products for Wormaterul year icon' the statement date et until mat y. or rides on an ex-dividends et hut° dote unless
pacts* or tale decisions. for ua papooses or MOOS.% Only &canary it nor guaranteed Accuracy and continued yet are not wetted. Mooted otherwise by you. You at rethenoble foe
otherwise Accounts transited to the Fine may - These vaknt mat differ pi:Partial& frOM paces, it ceders that at executed We to your tett to cancel
°tea ger/loss dermalen coo for the period of any, at whiti a prtvre Mennen' sensity or • Assets not heed by UBS Financial Services. Certain erntin9 open orders.
tine they are held a the firm More historical outer/ product may be boujot er saki sod do asserts 30 not held by the Fim arid not viehn the
nfoinuut can be added by you awned Adieu not noctsurify represent the rake you my Fin's possesses" or control. These assets se Privacy
wen IWrilation displayed on hes statement it negational To obtain a copy of to currant awn Privacy Wit.
• Unrealised oohs/Iowa When data is available. - Thid party estowes of value re as of a cenan purposes only. Positions and values presented are Please contact your Financial Adrisor ca visa os oast
talented unrealized gait kisses are alcuthed for dale and are Pa:0yd lo UBS Financial Services en a provided by the issung Ion, Lan Financial Services is www nibs tOm/orivanetalprit
ndirdeal wore/ kits. The transaction data for legate tits by an indepoten valutiontirm. not respcenble for IM irlennaut at does not
rekvithal lots sty or ma/ not reflect cormessions: - Issuer, general partner of spent( *stinted watt guarantee as accuracy these assets are net protected UBS Anted Services is rot a bank We RM& Business
clumps exit security roomette en not if my, are applied to theft by the tar. by SRC or the rim, supplemental SIK coverage. Services Account BSA and IRMA are brokerage scout
Ditend and other reinvestment lots and systematic General pater or sponsor and may be calculated which provide access so baring services and products
puts? Ms are each cceg>neol to display one based it dfferert Notation Iron that used by • Revenue during and additional compensation. through arrangements with titled banks and other
averaged lot. The • Trade dale cotmn presents the thirdparties to dome Ow estimated rakes. — In aderticn to conwrssens on saes and 12b.1 lets thrd-paty bats and wow* access to nsuance and
chant transaction trade date. - 'tau obtain addrtieral iefeefeten regarding received in cohecton web the distribution of annul), Proctet issued by wall/feed thrd.pany
the methodology used to Weimer...the estimate of mutual lira to outwits we ander our true insurance companies through Marko agency
• Callable securities Bends and profaned stock that vale and the date of the demerit that is the receive revenue sharing permit fern di:era:um subsidiaries of UBSFitancial Services W.
the Kelte cats for ea redentitaan will be selected base for the eantale by contacting your Financial ardor advisers of Me mutual funds that we sell.
rriestaby by Ice Ircm tug all tones of that Advisor. These anuses are bated on two dtf.ent IMeStrnent, rOuranCe and arrurty products:
awe held is our Mane or n nOnnt nano for os - Thid party estimated velel Tay be reflected as components U the amount ol sales by LOS of a Not FDIC raved • No tuk gusset* May lose vibe
client; Cell intro nlonytalizn is obtained horn third 'Not priced' h several thatkrit when an Particular mutual fund family to our cheats. and 6i)
pates arid es accuracy is not guaranteed. Other call independent relation Ian has not °OS:fledOr the asset value of apt:cube mutual fund lamills RhIA Restace Management A«etnt. Stress Services
features my eat whch could idea yteld antele table se assign a vat weaned become aware shires held at the fern Account BSA, WA at international Resource
rionnalen sill be tended upon request that a material mil has got tot may call a — We and cas that. ato Wen* ntiverkng and Management /come are registered true mart, Of
valescelY reported value it gusto\ or when °thus totting lees rt cceederaten ft UBS financial Services he
• Certifierites of deposit (CDs). COs re FDIC Mood a would highly Speculative do to the nitre transfer agent servcot the we provide to the
up to S2 99,000 in princPal and accrued interest per cl the secuity mud finch The, fees generally are paid from Visa SKILitUre 6 a registered se vice mark of Visa
decant' at per depository inOlthen inaccordance - %hen neth ere issuer, gruel palne sponsor investor assets in the mutual turd and are a Wed hernationat LOS Visa Sgnattre code cards and 185
wit 10K hies estimated value ricrea thrdan estimated value is dollar amount based on the muter of accounts at Visa debt cads are tat by UBS Bs* USA Mtn
fro tis the value of the taffy will be different the betenckaln heldng mutual funds of that fund p.anitspon Iron, Visa U S A actuated.
• Pricarvalue Pries displayed for Stout*, and Other from its outhat price family
reCCIXIS may be higher or lower than the price that IAS Financial Services Inc Fey 201511
SDNY_GM_00023709
CONFIDENTIAL
EFTA_00134329
EFTA01276100

U85 Felancial Services Inc. Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
crariooissiaioicanxi3 YI 0
HI AIN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name: Incliv.aleckitar
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone:
Questions about your statemett? Value of your account
Call your Financial Advisor or the
RMA Itesourceline at 800-RMA- 1000, on February 29 (3) on March 31(4)
account 029323576
Your assets 28,649.36 12,09856
Visit our webs1te: Your liabilities 0.00 0.00
viww.ubstorNfinancialservices
Value of your account $28,649.36 912,098.56
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 41,932.36
Thousands
Net deposits and
716 withdrawals 410,165.67
Your VMStMent return.
Diwdend and
interest income 40.53
Chance in
12.1 market value 4000
Value of your arcane
on Mu 31.2016 612.098.56
Dec 2014 Dec 2015 Fel> 2016 /.481 2016
SDNY GM 00023710
Member SIPC OO70o09306518207 W000309999 03006 C016 030575004 v123576s50 101000 Page 1 of 8
CONFIDENTIAL
EFTA_00134330
EFTA01276101

SUBS
Resource Management Account Account name: GHI$LAINE MAs.VVEU. Your Financial Advisor
Friendly account name:I iv. ar SCC YLYLECASRIEL
March 2016 Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
March 31 you xcount
. Cash and money balances may include
A Cash and money balances 12,098.56 10000% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
informal an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Corr noddies 0.00 000%
G Other 0.00 000%
Total assets $12,098.56 100.00%
A
Value of your account S12,098.56
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
ChIP7000300561820EINP7003309909 000050316 0305750(ht V12357655010MilteGm0002371pRO 2 of 8
CONFIDENTIAL
EFTA_0013433 I
EFTA01276102

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisors
Friendly account name:Indiv CheCkkar SCOTT STACK MANLYL£ CASRIEL
March 2016 Account number.
Change in the value of your account Cash activity summary
March 2016 (Sr Year to date (I) See account activity this month lot deists Bdances in your Sweep Options are indudedin the openng and
closing balances vz1l a. FDIC Insurance nIies only to deposits a U85 Rank USA, not to deposits at Ss AG,
Opening account value $28,649.36 $1,932.36 Stamford Branch or bank deposits placed through the URSInternahond Deposit Account program WC
protection applies to monry market sweep find hddinos but mt bank deposits Seelmportant information
Deposits, including investments about your statement on the last MO pages cf this document for detals
transferred in 0.00 58,037.19 Mardi 2016 (1) Year to date (S)
Withdrawals and fees, Opening balances $28,649.36 $1,932.36
including investments transferred
Additions
cut -16551.31 -47,871.52
Deposits and other funds credited 0.00 58,037.19
Dividend and interest income 0.51 053
Dividend aid interest income 0.51 0.53
Closing account value $12,098.56 $12,098.56
Total additions $0.51 $58,037.72
Dividend and interest income earned Subtractions
Checks and bill payments -16,45563 -47,584.48
For popoStS of tins statement, tembIty of interest and °stoma income haS been determined lien) a US Card payments -95.68 -287.04
tin rePortieg Per/Pettily. Based upon the residence of the account holder, account type. or product type,
some interest andor cividend payments may not be subject to United States (US) andor Puerto Rico (PR)
Total subtractions -$16,551.31 -$47,871.52
income tails. The tient moon* statement is not intended lo to used and cannot be reset upon for tar
imposes Clienls should refer to the altoKatie tar reporting fount they receise from IRS annualy, such as
the forms 1099 and the Forms 480, for tax reporting information tt is the practice of UBS to file the Net cash flow -$16,550.80 $10,166.20
.104001itte lac reporting forms with the US InterM Rotate Strait< and PR TleaSUly DeparaTent. and in
such to accurately 0469 fy dsidenctardrce interest alaz exempt or 'ambit Dreg** meat consult yew Closing balances $12,098.56 $12,098.56
indydual tax preparer.
March 2016(S) rear to date (S) UBS Bank USA Deposit Account APY
Taxable interest 0.51 0.51
Interest period Feb 5 - Mar 6
Total current year $0.51 $0.51
Opening UBS Bank USA Deposit balance Feb 5 50.00
Prior year adjustment 0.00 0.02
Closing UBS Bank USA Deposit balance Mar 6 $23,869.59
Total dividend & interest $0.51 $0.53
Number of days in nterest period 31
Average daily ba lance 825,676 46
Interest earned $0. 51
Annual percentage yield earned 002%
SDNY GM 00023712
CelP70008305518209NP7003309989 00036 0316 030575004 Y123576550101000 Pass 3 of 8
CONFIDENTIAL
EFIA_00134332
EFTA01276103

UBS Resource Management Account Account name: Your ignancial Advisor:
Friendly account name: ir • SCOTT STACK MA:1MS CASIVEL
March 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or thepro:business day if the 26th fals on a
weekend/Wiwi Renard, point dainty cetals can be found on winv. vaster/dimmest/vices
March 2016 Year to date
Opening balance 4,764 4,279
0
Points earned 485
Closing balance 4,764 4,764
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager toucan find a ful description of the ahemaove
investment objectives in important information about )our statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment etiyality consderat:on None selected
Your account instructions
• Your account cost basis default closely method is RF0, First In, First Out.
CNP7000000651821 0 Ne70C0 000 031603057500+ Y123576550 l0gt#,wGike,00237,1ige 4 of 8
CONFIDENTIAL
EFTA_00134333
EFTA01276104

Resource Management Account Account name: GHISLAINE MAXWELL Your Ill nandal Advisor:
*UBS
Friendly account name: lndiv Ched./Car SCOTT STACK INANLYLE CASRIEL
March 2016 Account number.
Your assets
Some pnces, income and current yaues slioNn may be approArnak. AS a kit& gam mdlosses may rql
be &wobbly reflected. See important inrormetiOn about your statement a the end of INS ClacurneM fOt
mote infonnaaon.
Cash
Cash and money balances
Cash and money balances may include avatar& cash balances, UBS Bant USA depdat account balances,
UBS AG Stareord Branch Ca poet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the PDC ?Alton appllable limits, but are not
protected by SteC UBS AG Stanford Wane n deposit SCoum balances am not insured by FDIC and are not
protected by SIPC Money rnatket sweep batances are protected by StPC but and not insured by the FDIC.
See the important information about your statement at the endof this document for death about those
balances.
Goering tdence Cloung beluga en et per share Avatar Dna:knee Interest Days
Hddng on Mar I (S) on Mar 31 11 on Mar 31 (S) tae period period up/mount (1)
LII3S BANK USA CEP ACCT 28.649 36 12,098 56 250.000 00
Your total assets
7trCenta?? Cost ESbillated trnreatied
Value on Mat 31 (S) your acounl tests (S) annual income (5) con or 1055 (5)
Cash Cash and money Weems 12,096.56 100.00% 12,096.56
Total
$12,098.56 100.00% $12,098.56
Account activity this month
Date Plenty Description ArriOunt (1)
Dividend and intenstincomt
Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0416 0.51
Total taxable interest 60.51
Total dividend and 'merest income $0.51
Check
number ale DeSCribtOn AirOull (5)
Cheeks Mat 3 ACH ViITHDRAWALCK41044CAFITAL 0 -2,583.08
00 040 Mar 3 ANITA CELA -1,600.00
001045 Mai 8 INSURANCE OFFICE OF CENTRAL -6,014.00
continued next page
SDNY GM 00023714
CHP7C0033065182I 1 Nn7003 00006 0316 030575004 Y12357655010100) Pap S of 8
CONFIDENTIAL
EFTA_00 134334
EFTA01276105

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Maenad Advisor
Friendly account name:Indiv CheddCar SCOTT STACK MANLYLE CASRIEL
March 2016 Account number:
Account activity this month «ontnuedi
Check
nutter Die Descnpson Amain CS)
Checks I:or•o
001046 Mar 7 ADL ENTERPRISES LLC • I ,500.00
001047 Mar 7 ACL ENTERPRISES LLC -1,560.00
C01048 Mar 30 ADAM KOFFLER -447.89
Total checks 413,704.97
Date Achim Description Amount II)
Bill payments Mar 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Mar 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22
Mar 9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent .2,15146
Total bill payments -$2,750.66
Die Descnption Arrowit IS/
Card payments Mar 18 CREDIT CARO PAYMENT -95.68
Total card payments 495.68
larunurn Payment Due Payment We Date Credl the Ayala* C real Lire OutStandina baaree
USS Kau Signature audit card(s)
payment information
for April 23, 2016 583.67 Apr 23, 2016 135,000.00 132,285.13 92,714.87
This crech cad Is treated in UBS Pay Credl Cad feature and will aulanaticaty be pad Fran your account. Your payment is scheduled
for Aprl IS, 2016
We pronde this information on you UBS visa Signature credit cads sole/ as a courtesy to you. The U8S visa 99181u1e (fedi card and account ae
issued by UBS Bank USA. UBS Bank USA sends you tie &Boat statement for this account and you shorld male your parent acordno to the,
inttrucirom.
We 00 not indult 'Our Outstanding credt card balance in the value of you &Count wan UBS Financial Services Inc
Die Activity Dew relic., Arrount (S)
Money balance activities Feb 29 Balance forward 08.649.36
As
Mar 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT OF 03102116 -597.20
Mar 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03703/16 -4,183.08
ACCOUNT
Mar 7 Deposit UBS BANK USA DEPOSIT AS OF 03/04/16 0.51
Mar 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/07/16 3,060.00
continued next page
CNP700003C6518212NP7000309989 00006 0316 030575004 YI23576550 10MINYGM000237,89. 6 of 8
CONFIDENTIAL
EFTA_00 134335
EFTA01276106

Resource Management Account Account name: GH1SLAINE MAXWELL Your Pi nandal Advisor:
$UBS Friendly account name:lock, Chedr,/Car SCOTT STACK MANEYLE CASRIEL
March 2016 Account number.
Account activity this month
(contrrued)
Date Activity Des<uplico Amount (I)
Money balance activities (continued) Mar 9 Wandrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03t08r 16 -6,01460
Mar 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03(09f 16 2,153.46
Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/18016 -9568
Mar 31 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/30/16 -44789
Mar 31 Closing U.S lank USA Deposit Account $12,098.56
The UBS Rant USA OeC091 ACCOun1 Is your primary sweet:J(01*n
SONY GM 00023716
C HP71;00930551821 3 NV7003303909 00006 0316 030575004 Y123676550101000 ►age 7 of 8
CONFIDENTIAL
EFTA_00 134336
EFTA01276107

*UBS
Your notes
CONFIDENTIAL
EFT,00130337
EFTA01276108

Important information about your statement
135 Frontlet Services K. (the Fern or UBS finercial her troMyOu no later than 60 days after the Frm UBS financial Swigs account protection skpacare change n your financial situation et
Stokes). it a member of all principal washy, commodey sera you the list statement on which the erns or The rim 6 a member of the Settrain hosts Fkotection immanent tektites For each accord held yeti
and optima enhances. UBS Financial Seniors and U65 Problem award, Corporation (9PC). which protects seo.reies acccu-ds of duos. one of the foRwerg eminent objectives'
Bank USA re rdied subsilenes of UPS AG and - Proud, pow name ad zoom+ number OF ay) its menters up to 5500.033 (including 5250,000 for • Prather. Current (neon*. I ...nem et Seeks-DBthe
*eats of 1185 Seaman LLC. The Fim's Wendel - Cesabe tie error or tie trawler you weinure dams for cash). The SIPC asset protection limits apply to generation of icome only
statement h available upon roams The Fowl extanice about, adm ann a clearly as ycu cT why you al w.co.nts that you hoed n a paniciaer copecks. • Achieve CapitalA ppreciate& Innestments seeking
off Ms we a. believe a is anon or why you need more The Fill; together with retain affiliate, ha also growth of prncpal rather than the generation of
reformation purchased supplemental protection. The rrarimun income.
U85 Fina-kel S4CM99 lx. - Pa:id. the dolor anent et the suspected era. amount payable to al Sgt.* clients. colaecleelyu-dw • Produce Condemn:0km ofI ncome anclCurfal
1200 Harbor Boulevard this protection is 1500 trillion as of December 10, 2015. Appreciation. Investments Seeki-g both alp generation
Weehawken, NI 07086 The Firm or Card bsuer we hoestgate your compare abject to the poky cc Aden ad Imitations, oath a of neone and growth of prix061.
and wal conrad my error promptly. For alleged errors the rim is further protected for up to $1.9 million h the
This flattMelt represents the coney offi cial record of you' Moans? UBS Viavdebil ea-dna-oath:re if we take a9Tegate For all aos accounts held in a pa-iinebr Overall risk profiles
L o B ffi S c i F a i l n t a a n c c d ia a l S w en n e i c n es g a c c o co n u ta n n t. n O g t h c e o r n N fli o o r n d g ; d e a ,c a e s p ho uld m fo o r re & th L a o n v 1 a 0 f t o o r w th in e n a s m da o y u s n t t o y o & u t t h h is a , t w 6 e in w e i r ll r c o r r e , d so k that c w a o u n c i r t e y q . u A e s f t W . ccpy of the poky wading es made* • Conserunw Seeks to maintain nine pri-cPad with
not be relied wan II youbelieve there is an error cr you we have the use of the money during to en* low rid rd mlatilny to the acco.rd theca even if
B a r m an n c i h o M n a p n le a a g s e e r r o e f p t o h r e t o t f i f m ic m e e w d e ia b te s l ) y y n ou w r a rit c in c g o r to d. t he takes us to complete our imetiption. T b h o e th S d IP o C n p o r t o a te p c p t l i y o n ad the applermntal protection m tha o t r m e e a a n s r e th a e m a s c a c n o d s m t d a o y e n s o n t o k t e g e e p n p e a r c a e te w si i g th n dica-4
inflation.
Please mike all checks payable to the Finn or the • Certain financial assets controlled by (and rklad h
Allheup al figares shown are Mended to be accurate, lianmi insteuleon ideated on the kart of fib your account value) but held away from U35 Fine-oar • itioderav Wiling to accept new tidy to principal and
statement data exuld not be wed for tar prposes Rely statement In addition to regular account fees, accounts StMCCI (t 9., certain 6) cash at UBS Bark USA, 60 tolerate sane volatility to seek return,.
soky on yerend tax krms. Ge Form 1099. 5498. may he abject to maSenrce lees. chaps for We cash at UK AG U S.brardnn, 6.0 imum-ce prozbetn, • Aggressiee: Willrg to accept hkh risk to principal at
10425. etc ) when orepamg your lax return. The Fim paerrent Ice securities purchases and charges For unpaid including variable enmities, and (iv) shares of MASI high volatility to seek high returns o'er titre.
required by law to report to the IRS all tatable dividends, emotes n cash acosi.nts Accounts that ate transferred 9MCIS schere such shares are registered drectly in the • Investoren! Eagetvitty Confederation: If selected a
report/kb noretarable anima and usable Merest to other insladens may be subject to a Vander lee. name of the account holder an the books and (Korth portion of the porno'', for that account may prelude
erred en securities held h you account net proceeds of de applicable MUM' or tinier agent), complex strategies, tinted liquicky ridges
on see broactions, ad con basisoncertain covered UBS Sweep Options • Certain renew,' contract or investment interest vobtiley.
stories. U65 offers options Ice sweipig cash balances, balances (e g.. limited partnerships ad rage placements) that
to bark deposits at UBS Ba-k USA and LBS AG Stanford are rot regctered under he Securities Art of 1933; Statament dhetatetholdher
Cavoresdatkins with die Firm branch (Bak Sweep ProgaM), mope/ Mind mutual and We may consolidate al related account statements with
• Please reconfirm en, oral commoneationa in wr erg bra Money FundOrd the Intonational Depose • Commodities contacts (e.g, foreign exchange and the Wm address in the same erweba eq. because
to further protect your ritds indudrg your rigis Accord MAX or customers with an Inter-rational prestos metal oortraeg include-9 futures contacts they have owners who alto maintain joie account
under the Seosiies Intestor Protection AC (SPAT Rescue, Managemerd Account. Through the Bat and commodity coign contracts. relitionshigs web otter dents at the Sarre address.
• If thefinancial ittitution cn the top let of tie front Sweep Program; cash balances at swept to WS Bank The SIK protector and the supplemental proteclon do you prefer to receive indisidual statements mailed h
of this statement snot UBS Enna' Servees,U3S USA aps to an established honk ad then to UBS AG not apply so these assets then they othenieise appear separate <metopes, you may decks hooey:tag by
Financial Sonia. carries you account as clearing Stanford &inch. or a Money Fund. Deposit, at LBS on yourabetment.. The SVC protection and the calling your Pi-uncial Ikkesor
broker by arra-gement wth the edcated instituter, Bank USA are FCC hared in accordance whh FCC applemental protection do not protect against changes
We informed you of this relahonshio Weeny%) mks. For more elfe motion prate lest wmvfdic goo. in the motet vale of you investments (whether as a Friendly account name
opened this axon. h the cast your lu-a and Deposes a LBS AG StamfordBranch ad shares of result of market movement issuer ba-kruptcycr The Friendly account name is a cusiomeable *niiirrane
storities tee boated at UBS financial Services and rot Money Ards are not inured by the F . ethernet dawn by you to min you with your recordleepin; It
ter rbecdaceg broker, rd youn ut make a opal has ng legal effect on your account Yoe ca-e change
of any error or omission to both firm. Through the 0.6, available to oath balaxes are swept to More information is avaleare earl rapist You may your friendly accord names, through Onlne Sereices a
depose axgras al UBS AG New Yak Branch and U35 obtain more infamaion about 5K, Mixing the 51PC by contacting yes Fhantalsdescr.
Asdeserted tithe ocean aveerrents, I/CUM-69 AG Cayman Branch These deposits are not ensured by Brochure, by contacting 51PC at 202371.8300or by
weeny us of any errors or fraud invohing dada the FCC. Balances held at the UBS AG Cayman Sarah ening the SIC meting at wrew.adoctrug ACCOL•it Onninvil
reflected on your statement within 30 days after k was are tomporrey noosed to the sovereign rick of the • V ai• of your woraftipornberk Net of assets and
mailed or made avadt.h. All statements shall be Carnal Mack, and there is no garrote or other Dividend Reiwaremont Program (DRIP) harken
<berried complete a-d acarate ne al other respects if oblgation of UBS AG to repay Ifs bins while cn the The price reflected is an average prke. You May obtain • Asia Includes available cash balance; wattsfor
not objected ton *rang within 60 days. LEG Cayman's Brach'sbooks. the actual vice bon yos &uncial Adviser. Orgy ash* restricted secures, (est,), and Global Tine Deposits,
shares are purchased under DPW; panel shoeswe be unreand marls to market, and certain wets not hold
• Please divot steamer complain. or irquies to dm Deposits at LBS Bark L6A and each UBS AG Barth are sold sal the cash wil be deposited hypo account The by dm Fim. Does rot include unwise., seaseitemets
Firn'sCleM Relation; Depatnere at 201.352.1699 rot protected by 51K. Money Fund shires are protected dvidenl rernestenere pdee applied by the nn-or ma/ at the erd of the rnor and anent statement period; or
cr toll-free at 8C0-354-9103, 8t0 A.M. to 6 CO P.M by SIN. See 'S. Financial Services Accord Prolecten' rifler from the market prke at which **partial shares ornate r oments. wrested stock OPOOM ad
ET Monday through Frday. or in wog to (BS below. are sold termede stool options
Financial Semites K., Client Reit/iced Depalment, • traturtoes rcleies debt banes, oastardeg margin
P.O. Box 766 Union Caw, NI 07037. Upon your request balances .1 the Bank Sweep Cosh.traliou lora crude lint than account balances.
• f h t e r c d a s se tr o a f n e sf r e ro r r ( s E o FT rg , b a i n p is a m ym a e b n o t o ut r a U n B S el V ec ia t ro , n d ic e bt P M r c o n g e ra y m F s e o n r t D m A ay m b a e y l i b o e a c v t i a s t t e e d d , r a a w nd n t a h n e d p s r h o a c r e e e s d o s f a C en n t t i r tl e w d h t o o le a u p n a it r s ti a M l a u y n b it e a h e a l d re i s o u v lt a o s f a a c c c f o n u id n e t. n I i f p y o o ig u n a a r n e t • ca s O h a b t a h l / a m n o ce n s e , y p ba in la n d c e e m s. T a o b ta a l la o n f c u e n s i n a v t e U s B t S ed B a a v n a k la U b S b A ,
card transactions, call KO-762-1000, or vane to UBS returned to you or season accord. or isionerth the Fan well ,the sell partial arm at UBS AG U.S Branches aid =my mates mutual trod
Fnanoal Semites Ire., 1000 Harbor Mai, 6th floor, mad et price or accept an canard determined by a sweep balances. at the cbse of the statement period
Weehawken NI 07086, Attie RMACBSA Sermes Rather riormalcn about available sweep options, registered deri-g agency, aid credit year avant Non-conmedity free cede balsas in your avant ate
nclairg omen iroerest rates and nelds, is mailable at not seregreed from other balances and the Fern may
Cal or write as soon as you can, if you tine ps wmv.ubscorriaraepyalds, from your Fnancial Advisee Investment objectives use ngr of these finds tithe ordnay course of its
staerrent or receipt 6 wrcrg or if you need more or by calling 800762.1000. The nvestment oblectnes and risk profile are speck to busress Rest funds repayable ban your demand.
infomaitcre tail a twofer on the statemmt or tech account and may vary between ear /mama This total is ex Ldod in the anent period closng vela.
men* The Firm or Card bear Fes ealicable0mml Pleat advise the Firm prompt& in wring of icy
SDNY_GM_00023718
CONFIDENTIAL
EFTA_00 134338
EFTA01276109

Important information about your statement (tetanus)
landing emanation alined from vaious third party sources whia we - • Orgnal ism see • represent the maul &ferne3 — In addition to co:immesh-A received it connection
Fa &laded priforrnation on the Fires lending radars believe to be reliable, but we do not g.sn'tee their price per une and may not reflect your cost basis with Be sale a dstrbution d snub contract
and admixes refer to yaw Client Relaterehop accuacy. and met Moaned but unit tooter cleat at
Agee-nen, or Accost Agreement ad the General - We wirer* use tie closirg price when avaiabe or • Restricted securities Restricted securities generalb adorar affiliate Reale resora shaag
Toms and Conditions. UBS Statement of Credit Prattes the mean ol the bed Mask paces to lined ac rot curentg etigbk kr public salt EBS Farhat corransation tomm ay of the insuance
avaibble in Ageemena andb raid:urea at tweaks and option a only bit prices la OTC Saxes uses the motet price of the unrestncted stork companies trarnraing the treaty contras,
javw uhsromtannunteiritrinsP ons. of Or sme mar an an mated value for the ate d the insurarce corpries or sponsors
- Less mt ark raded securities may be priced using a restricted stook for papaws of this statement only To the um ivretallent flat, we distriaJte.
Yew seat valuation model ate mon recent pale the Went that melded Jetsam are elgble fa sale, ▪ PS affiliates also recta trading commobt and
Your staemem itemizes acuities and other assets heti °Waned and may not reflect an actual market price the uala naked may be stbstamally less than the other corrpensaton from mutual fink and
tithe attack at the end of to stammer* period. You a vas imputed value *own inarance companies whose product we daubs.
may ads for delay of k4, pad searain at art time. - Certain porterts may appow withal a price ad - We make an arid fee horn UM Berk LEA and
You may receive racuritie; pad as loan collateral after will tow a •pirte was rot available' if we re • Eat (aetimeta) inseam went yields and rotes. UBS AG Stamford Ekanch of da to 425 For account
prying any balance due on them. der/ securities unabie to obtain a price for a aosity An tante of naval name is based on current Vntripiv to the bats under he UBS Bat Sweep
translated to the Fim dreg the statement period are - Deposits or sem**, denominated ncurrercies &ricked and interest rates, burning tie marries will Precaff6.
hada marled vase as of the end ol the stemma ober tun US dollen we reflected at the ewfwige be held for one yes from statement date or Ira
period. rare at of the tlattnient date. rrutunty The andie a crily a quaint, accuracy Ad
• Cat boa. In deternning the cost basis of the - For wain searhees racing in noniconfo rmi-g rid continued income are not burr anteed Information regardngparasias and otter charges
sashes included in this gamma, where indicated denominations price ad qua-MyDace vale/ may — Estimated anal scone ad carom yield for incurred in cornectia wth he exeoan of wades,
vet the nutter 'I,' LES Fnancial Servtes has relied have been adjusted to facilitate proter valuation. certain tees of seats could include a return of inducing option transactions ha been included al
on information obtained from sources other than LES To Ostia anent quotatia, when anikabb, contact papal or capital gait n which case the ex confirmations perousbr fuenshed to you, and well be
animal Services including information fran another ear Finarael AchisCr. income (end awed yiell weld be overawed. provided to you pravaly on rodent.
fin or that puma haw provided to ictr Financial — Estimated areal acre and curers, yield and the
Adoisor. The Firm does rot indaerdently way Cr • Private investments and structured products. actual acme a-dD eli might be aver or higher Short selling
0a/ratan* acaracy a %stag or ay idonnation Private nvestrant salsifies inclArg Oral than he him:lade-amts. If ;co are engaged in short selling a w.uney, you may
provided by sans other than LBS Financial Seneca participation program and real estate interment cut — An estmate of arnalded income (dive:lewd andor incur a large due to Catlin tOTYPWillg costs for that
warned and gnawed Freda are 9a-vgalV Email intoner) divided by the tiara maw pakular scanty.
h atitiat *hooch LGSFimicel Sakes generally Orlin strudved prodaces have not been valida verage balancers based on the last divand
tidates This edcrmatim as it is receded, the Firm registered with the Securities and Exchange or niece* payment made by the issuer and Open orders
does not provide any assurances tut the ntormatia Cambia a alder iffy sae secuncies laws. We attunes the searkeddeports will be held for ore Regarding open or • gacktillanceka olden tat
order Cost base red"Unrealgedgeriloss* is prokkermated vats, for pare investment year ban the statement date or until fatuity. were rot executed by the statement date, open buy and
accurate as d Dr date of thk statement. As such washes a-d *tutored products for ntormationd Accuracy ad continued Web are not parented sel stop order, a maned by the mount ot didands
Please dorm rely on this nformetion to make putoses only Accurary isnot guaranteed. or riats a an adividera a anats date unless
Pwctese or sale decisions, fa tar wrote; or - These lag-les may dater stbstirtiaty tan prces, if • ASSetS not hekl by WS Financial Servioes. Certain ingruted otherwise by has You are responsble for
°Itemise. Accounts tra-derred to tie Fein may any, at eatioth a prate ish*SWIlell Seal, Cr assets we rot held by the Fein and not wan the orders tatare executed da bayou' Isla to cancel
reflect Ora loss illennelian only for the period of Slakei lled product may be bouat or sold and do Ferns possession or corwol. These awns aw "klieg open orders.
the they are held at the Fim More hixorical rot neveralbr reirvateril the yaw you may receive do:keyed on yes statement for informational
inamaten can be added by you Financial Advisor. sOon liquidaticn. purposes only. Paitions and values presented are Privacy
- Third party *Xmas of vale re at of a oenain provided byte issuing fk m. UES Financial anises is To obtain a copy of ay current Client MacyNam,
• Unrealized gandlowes Wren data arailiok date and we suppled to UBS Fina-cial Services on a not responsble for to ilormation and does not please contact yar F narxial Advisor a vat our make
esteemed se-mated airraosses are aerated kr regular base by an independent volution lion. granite b accuracy. These 4:441S we rot protected wsw ".hr ensg•eiv•evn•irev
inadalseasky lots. The transaction data for - is9JK, general pane or sponsor estimated vales, by SPC or to Farris supplernentoISIPC towage.
i-dvidal as may or may not reelect commissions, if any are applied to the Fin by the issuer, UBS linnet Sakes a not a bark The RMA. Business
C=d ander acuity reorganal cn events. general partner or spasor and may be catufated • Revenue daring and additional corporatists Services Accept BSA and IRMA a brokerage accounts
d and otter reinvestment lob ad systematic based on Metro information ban tot used by — In addition to commissions on sales and 12b-I fees which provide access so baring services and products
paha lots are each ambened todispbyone hidpetit to derive their *stinted valise. received in correction veer the disobution of through arraignment wan a Sated bald ad other
awraged lot 11-* 'Trade date' cola° prevents the - You can obtain additional ilamation regardig rruttul bra to our clients we maw our aflame third party barks, and parkin access to insura-ce and
original tansaction trade date. to metro:blow used to determine the estimate of receive revenue sharing payrterat tan dixdbutore Ana Products issued by unaHiliated third-pry
value ad the date of the teormalon that is the ado advisors of thearia funds that we sell. instance companies through iturace agency
• Callable nowities Bonds and ;referred stod that basis for the estimate by contaang your Placid These intents are based on two Wawa subsicianes of LESFano& Sakes Inc.
the ewer cats for errlyredmption veil be selected akar. comxnents 0 the arrant of sales by UBS of a
inpartialg by lot from amang all scarves of that - Third party emirmed vela may be reflected as p.trular mutual fund family to our <lents and lammed, ;nuance. and a-ruky products.
issue held in our name or in nominee am for or 'ea aced' in several "Waited when an the asset value of a abode- mutual fund famikb Not FDIC instred • No bank guwantee• May lose value
<lents. Call lease infanta:In es obtained from third khan:a nt valuation Imo has not 'Maeda" 6 shares held at the fan
pities aid its accuracy is not garantea. Other call triable to assign a vale, when we become aware — We and as abate ate recce* netwosking and AMA. Resource Management Ann nt. Business Services
leans mbar which could affect weld complete that a materialevent hat °caned ha my call a ormtus processing fees n consideration for Account BSA, IRMA ad international Resource
Hymnal en will be prodded upon request peroutbr reputed value into question, or when a bane agent sates that we Nan:kbthe Maagenent Accant an registered service marts of
value would to highly speculated due to tie nature ruled funds. These fees generally are pad from UBS Financial Sierras tic
• Certificates oh/epode Pal CDs are FDIC rowed or the stoutly. investor asset in the mutual kind and are a had
Lp to $250..000 in principal and accrued interest per - When neither an issuer, general panne or sponsor ads smut based an the water of accounts at Visa Serature is a regarcd orrice ma of Visa
depositor ad per depository institute\ h escadrilles *iterated value nor a thickparry estimated vale is the broke dealer holdng mutuil finds ol that fund International 1/135 Vita Sonata cede cads ad UBS
wits RAC rules provided the bleat* security will be diarent family Visa &be ova are issued by UBS Bark LEA with
ban its orate DriCe. Demotion lrom Vna U SA Incorporated.
• Prialvalue Prcesdisplayedfce securities and otter - 'Distribution to date' may include ram of
prolacts may be higher or lower than the price that capital, mane or both. UBE Firewicied Services Inc Rev. 201603
you would blurb receive in be market. Pk.' we
SDNY_GM_00023719
CONFIDENTIAL
EFIA_00134339
EFTA01276110

UBS Financial Services Inc Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
CNe70056751450416 Y1 0
HI AN MAX LL
Account name GHiStANE MAXWELL
Friendly account name: Indiv.Checkkar
Account number.
Your linancial Advisor
SCOTT STACKMANLYLE CASRIEL
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA itesourcetine at 800-RMA- 1000, on March 31 (5) on April 29 (5)
account 029323576
Your assets 12,098 56 26,421.11
Visit our websIte: Your liabilities 0.00 0.00
www.ubtcomt l inancialservices
Value of your account $12,098.56 $26A21.11
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 41,932.36
S Thousands
Net deposits end
71 6 withdrawn 124,487.92
Your iwestment return.
Dividend and
interest income 40.83
26.4
Chance in
12.1 market value 5000
1.9
Value of your ocean
on Apr 29. 2016 $24421.11
Dec 2014 Dec 2015 Mar 2016 ea 2016
SDNY GM 00023720
Member 5IPC OW70009305675145 NP7000I91096 00006 0416 030575004 Y123576550000300 Pap 1 of 8
CONFIDENTIAL
EFTA_00 I 34340
EFTA01276111

SUBS
Resource Management Account Account name: GPI Your K sandal Advisor-
Friendly account name:Ind. SCOTT STACK MANLYLE CASRIEL
April 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 29 ($) your account
• Cash and money balances may include
A Cash and money balances 26,421.11 100 00% Your current asset allocation available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets S26,421.11 100.00%
A
Value of your account S26,421.11
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
CNP7C003005675146NP7003191098 00036 0416030575004 Y123516SS003alyyGitoco23711que 2 of 8
CONFIDENTIAL
EFTA_00134341
EFTA01276112

Resource Management Account Account name: GHISLAINE MAXWELL Your /9 nandal Advisor:
*UBS ,:(ip Friendly account name:Indiv Ched4Car SCOTT STACKMAN/LYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
April 2016 (1) Year to date (S) See account activity rho month lot deists &dances in your Sweep Options ate included n the cpenng and
dosing balances Aut. FDIC Insurance nab only to deposit at u85 Bank USA, not to deposits at LOS AG,
Stamford Branch of bank deposits paced! Novo the UBS Intemaiond Depose Account program. SIPC
Opening account value $12,098.56 $1,932.36
protection appfies to money market sweep find holdings but not bank deposits Seeimportant inSormation
about your statement on the tat two paces cf this document for deists
Deposits, including investments
transferred in 29,635.54 87,672.73 April 2016 (1) Year to date (S)
Withdrawals and fees, Opening balances $12,098.56 $1,932.36
including investments transferred
Addittorts
cut -15,313.29 -53,184.81
Deposits and other funds credited 29,635.54 87,672.73
Dividend and interest income 0.30 0.83
Dividend aid interest income 0.30 0.83
Closing account value $26,421.11 $26,421.11
Total additions $29,635.84 $87,673.56
Dividend and interest income earned Subtractions
Checks and bill payments -a152 79 -55,737.27
rot outposts of Ws Statement, tzaablty of unveil and drildend income has been determined tern a US Card payments -95.68 -382.72
lm ItPodirg Cenbecthe. Baud upon the residence of the account holder, account type. or prcdtcl type,
some interest antra( dvidend payments may not be subject to United States (US) ardor Porno Rico (PR) Other funds debited -7,064.82 -7,064.82
income tzars The (lent monthly statement is not intended to be used and cannot be retted upon for tar
purposes. Clients should refer to the apt:lc:Cie tar reporting forms they recent from LES annudly, such as
Total subtractions -$15,313.29 -$63,184.81
the fomn 1099 and the Forms 480, for tar reporting information. It is the practice of UBS to file the
8CpliCatte tar reporting forms with the US Intern0 ReWnue SerniCt and PR Tteasury DeCOntrent. and in
sigh forma accutatecy dasIfy chic:lends ardor interest as l& ertrrpt or tarot* 'mane Please consult yew Net cash flow $14,322.55 $24,488.75
inciadual tax preparer.
Closing balances $26,421.11 $26,421.11
April 2016 (1) Year to date (S)
Taxable interest 0.30 0.81 UBS Bank USA Deposit Account APY
Total current year $030 $0.81
Interest period Mar 7 - Apr 6
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Mar 7 $23,869.59
Total dividend & interest $0.30 $0.83
Closing UBS Bank USA Deposit balance Apr 6 $8,831.66
Number of days in nterest period 31
Average daily ba lance $12,567.70
Interest earned $0.30
Annual percentage yield earned 0 03%
SDNY GM 00023722
CeIPW:00330567514 7 NV70:0191098 00006 0416 030575004 Y173676550000000 Pegs 3 of 8
CONFIDENTIAL
EFTA_00134342
EFTA01276113

*UBS Resource Management Account Account name: Your Kneed. Advisor:
Friendly account name: 'u SCOTT STACK MAMLYLE CASRIEL
April 2016 Account number.
My Choice Rewards Points from UBS
Rewards pa ms are reflected as of the 26th of the month or the pro: business day if the 26th Lets on a
weekend rtiliClay Reward. Mon Wanly CletalS Can Ct found on vAYwU0S.(0(P/ONVitStneKeS
April 2016 Year to date
Opening balance 4,764 4,279
Points earned 285 770
Closing balance 5,049 5,049
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. Toucan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibAty consderat:on - Hone selected
Your account instructions
. Your account cost bast default closing method is FIFO, First In, First Out.
CNP7C0060C66751486wa7Col9i 098 00006 0416 030676004 y123546650 COgifitpefilk000237128ge 4 of 8
CONFIDENTIAL
EFTA_00134343
EFTA01276114

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi medal Advisor:
*UBS
Friendly account name:Indiv ChecklCar SCOTT STACK MANLYLE CASRIEL
April 2016 Account number.
Your assets
Scale ones, income and current vaueS Shona May be apprOxiMble. Asa result. gains XidlOssts Mai 001
be Econalely refkcled. See mtporunt intarmotan 'mow your getenrere a the end of the cecurneM for
more infounmon.
Cash
Cash and money balances
Casts and moritry betas-ices may include avalaole cash balances, UBS Bant USA depout account balances,
UBS AG Starford Branch ckpovt account balances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the MC vAl hn applicable limits, but are not
potetted by StPC UBS AG Stanford Branchdeposit arc oum baantes are not tined by FDIC and are not
protected by 9PC Money market sweep balances are prolecled by SSC but are not insured by the FDIC.
See the important information abortt your statement * the endof this doctrnent for details about those
Sanas.
Openng balance Cloung Wax, Price per share Average Dirk:lend Interest Dan in
Hddng on Apr 1 (1.) on Apt 29 (1) on Apr 29 (I) rate period period Cep &haunt CS)
1.85 BANK USA CEP ACCT 12.098 56 26.421.11 250.000 00
Your total assets
Percentdp.'U Cost Btanated Unrealized
Vane on Aix 29 (1) your account bass (1) annual income (1) gam or 1055 (1)
Cash Cash sad money balances 26,021.11 100.00% 26.421.11
Total
$26,421.11 100.00% $26,421.11
Account activity this month
Date Adinty Description AMOunt (S)
Deposits and other funds credited Apr 12 Transfer JOURNAL FROM Y1 23575GI-IISLANE MAXVVEU. 718.75
Apr la Deposit LOCAL CHECK 8,821.11
Apr 18 Transfer JOURNAL FROM VI 23575GHISLAINE MAXWELL 95.68
Apt 28 Transfer JOURNAL FROM VI 23575GHISLAINE MAXWELL 20.000.00
Total deposit and other funds credited 629.63554
Dare ninny DesCnptiOn Amount (I)
Dividend and interestincome
Taxable mtereg Apr 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 0W OE( 16 0.30
contnw ed next page
SDNY GM 00023724
C HP70003005675149 NP7003I9I 098 00036 0416 0305'75004 Y123576S50 000000 Page S of 8
CONFIDENTIAL
EFTA_00134344
EFTA01276115

*UBS Resource Management Account Account name: Your Mnandal Advisor:
Friendly account name: it SCOTT STACK MANLYLE CASRIEL
April 2016 Account number:
Account activity this month (commis)
Oat Actnity Orscroticri Amowl (1)
Dividend end interestiacotro (continued)
Taxable interest (continued) Total taxable interest 80.30
Total dividend and interest income $0.30
Crock
minter Cart DeAnpilon Amount (I)
Checks 001049 Apr 26 INSURANCE OFFICE OF CENTRAL -2.400.00
008264 Apr 5 ACt ENTERPRISES LLC -2,670.00
Total checks 45.070.00
Ode Aelitity Degnption Amertait
Bill payments Apr 4 Withdrawal AO-I WITHDRAWAL UNTEDHEALTHONE -556.98
Apr 4 Withdrawal ACH WITHDRAWAL UNTEDFICALTHONE -40.22
Apr 11 Withdrawal ACH WITHDRAWAL AMEX EPayment -2,485.59
Total bill payments 43.002.79
Date Description Amount IS)
Card payments Apr 18 CREDIT CARO PAYMENT -95.68
Total card payments 49548
Mini-nun Payment Due Payment Cr Date Credt int nvalatle Credit tine Outstanding baste
UN Visa Signature credit card(s)
payment information
for May 23, 2016 $89 49 May 23, 2016 $35,00000 $32,064 32 92,935 68
mIs credi card is enrolled In UBS Pay Credt Cad feature ad vat atmomeacaty te pia from your account Your payment is 'chewed
for May la 2016
We provide Disinformation on your UBS visa Signature credit cads sdety as a courtesy to you. The OBS Visa 9cnatu re credt card and account e
issued by UBS Balk USA. UB5 Bank USA sends yOu tfe OrtiOal stalemerg for this account and you shock' make you payment accce0n0 to their
instruclOrn.
We do not indudy your outstanding credt card baance in the value d you account with UE6 Finarcia Services Inc.
Date Aatiaty Descsption Amount (S)
Other funds debited Apr 12 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUNO WIRE TO Morgan -7,064.82
Manhattan AT WMORGAN CHASE BANK, NA
Total other funds debited 47,064.62
CNP7C04:0305675150NP70C0191098 EOM 04t6 030575004 y123576560 COretliEYGM000237Pnie 6 of 8
CONFIDENTIAL
EFTA_00134345
EFTA01276116

Resource Management Account Account name: GHISLAINE MAXWELL Your Si nand& Advisor:
*UBS Friendly account narne:Indiv ChecWCar SCOTT STACKMANLYLE CASRIEL
April 2016 Account number.
Account activity this month icontnuedi
cote Acing), Description Amount 11)
Money balance activities Mar 31 Balance forward 512.098.56
Apr5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04,04/16 .597.20
Apr 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 04/05116 -2,670.00
Apr 7 Deposit LUIS BANK USA DEPOSIT ACCOUNT ASOF 04106116 0.30
Apr 12 Withdraw& UBS BANK USA DEPOSIT ACCOUNT ASOF 04/ I If 16 -2,485.59
Apr 13 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 04112116 -6346.07
Apr I S Deposit UBS BANK USA DEPOSIT ACCOUNT 8,821.11
Apr 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0426116 -2,400.00
Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 20.000.00
APr 29 Closing UPS Bank USA Deposit Aaount $26,421.11
The UBS Rant USA Depoat Account is your primary sweep gown
SONY GM 00023726
CNI1004:6005675151NP7003191096 00006 0416 030575004 VI 23516550 000000 Pogo 7 of 8
CONFIDENTIAL
EFTA_00134346
EFTA01276117

*UBS
Yournotes
CONFIDENTIAL
EFTA,134347
EFTA01276118

Important information about your statement
U3S Financial Services to. (the Firm or UBS Finarcial sent yOu die irlt itaternent On With the error or Corporation (SIPC), that protects le0-rlieS taCcntS 01 • Prods, Cuneneincome: twestresents seekno die
Serekes), is a member of all principal acuity, ccmrroday problem append. its members up to $502,000 (including 1.250,003 kr generation of income at
and options exchanges. UBS Financial *mien and CBS - Fronde your rum ad axon number Of any) dams for east* The SIPC and protection limits aPPIY to • Aching Cape*,A ponocittion Investments seek eg
Balk USA an i-died subsilenes of UPS AG and - Decal* to error or the wander you revere all mores that you hob h a parficula caoacity. goat. of misdeal rather than the generation of
*khans of 1185 Swishes LLC. The Fim's Mama' about, ind **lain as clew* as you an why you The Fem, together with certainaffiliates, has also Mane.
statement k available upon recatest. The Font exeosee believe a is al env a why you need more purchased ospanented protection. The madman • Produce Combautiow of lame aol Capital
offices re a. ticimation. anoint payable to al *foible dials, collictink ado. Appreoaton. Ivesinents seekeg both the occasion
- Proades the doter arrant d the suspected era this sedation is ZOO maroon a of December 10, 2015. of tome rd growthof trinket
LOS Fine-0315mm, M. Scbrd to the poky ordrions ad limitations, cash a
1200 Harbor Boulevard The Firm a Card Issuer val h•estigate sosrcamptaia the km is further protected fa up to 81.9 million n the Overall Sc profits
o T f h f i i s c W i F a a a e h l e * a te h W n m a c w i e a a k n l i e S t n r n e e , e r p v N i r r c J e -i e t s 0 s s e 7 a n 0 c c t 8 s o c o 6 t n h u t e a n n t o . n n O g k t h c o e o f r f n i r c a e ia c lin a l r n d e s c g o , d e r a d x a o e s f d h y o o u u l ' d K m a y u o n - e n a u d r o e m w k a r t i i h c l n i l l c g a h c o n U a o v r B 1 n d e S 0 e f t d b V h o u e r e t s h t u n h e y s t e m e d e a e t s o r b d n o f i a r o d t y p i c i e n s r a o m t t d m o y o t c p d n r u a t o e ly - t y t h n . h c F a n is o l t k a , i r i w n o i a s n l g e l i e s n t w g i i e e e f i r l d l w r c t o i m r e n r e , t e o d i a o i t k i t s t e t a T a o w g h p o e g a o r n S c e I i r g P t e y a C q . t u e p A e k ro s ( r t t J . e a c l c t l i y o o o p n u y a r o a d f c t c t h h o e e u p n s t o u s p k h p y e l e l w d m a n e d n s i t n a p g l a p h t r e o a : t d v e a m c i t l i a o b n le • C t l ' o r h O e w a a n t r m S i m s e e k t a o V a n r n A s m d e t h . u v S e o m l e m a e s t k i l a s o it n y t m o d to m m t d h y a o e e r r s a t o i n c n t o c l M a t o g r p d e k n t o p e p v a r e c a i e r t t e a i w p l s l i i t a t g h h e n l w ' r ra r it i n h t
elation.
n B O o r m a t i n S b c P e h O r M e d l a i p e n l d e a a t g s o e e r m r o e f p I t o h I r y e t o o u f i f b n ic m e e l e o s d w e r r a v t w h e e i g ly r e y n o is u e a r w a n i c e te c rr g o o t r n o o t t r h e P la le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s u p r a m ye es k t g to o t t i h o e n k . m or the • b o y C th o r u d a r o i a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n U d B i- S ti a Fi d n e an d c n ial • M tol o e d ra e te rn s s o m W e i l t i o n t g a t l o it y ac t c o e s p e t e s k a h n g e h n e t r h r t e o tu p r i n n s c . Oal and
financial rotation related on tie front of the Services (e.g., certain (1) cash at UBS ark LGA. 80 • Aggress/re: Wiling to accept het Sc to ponce* and
Alitoup a liguree shown are Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.branthes, (4 inward volts, high solid lily to seal high returns Over time.
statement detathoukf not be wed kr to purposes Rely may be abject to maneename Ms, chrism for lee including inviable enmities, aid 66 tares of Maud • ounostenrEd2airy Consideration: I winted, a
soh* on yethend tat kerns. fie , Form 1099. 5498. parent ice securities purchases and charges kr unpaid funds where such shags re registered deed& is the Pollee of the porHolk fo r tat account may Mi le
10425, etc) when prepamg your lax return. The Fim arralre5 n cash await. Accords that at transferred name of the account holder on the books and records complex Plunges, tented liquidly and Tester
required by law to ream to the IRS all tauble dnidencts to other inst Mtions may be subject to a trawler fee of lie applied* iti.sae a triter agent), volatihty.
mortabb nonianble clarkkna and *able Merest • Certain rismb-nert contracts or investment interests
end en smarties held haat accart, net ponds UK Sweep Op lone (e.g., lirMed partnerships end pirate placements) that Statement •hetmeholdier
on see breactions, a4 cost bash ton (Man covered LES offers options ice somping cash balances. balances are rot regilened >rider the Securkies Act of 1903; We may concords* all related account statements with
acuities- to bat deposits at UM Bak USA and U35 AG Stanford ad the sane adaess is the *me envelope, e.g. because
branch (Bak Sweep Pro:pm), moneymeet mutual • Commodities oat* (e.g, faeign wattage and they have Ownirs who AO mantai-n *A account
Czeonstloolleins with the Om bats (Money Funot) red the international Deposit prows metal weasels). including futures contracts ream adios well other dents a the same address. If
• P to le fu a n w d r e im r p o ro d t i e n c n t r y e ou f r o f r io a r l c d o s r . n in m d e u n c e in st g io y n o s u i r n r * id ek ing A A c m c o or c d o ( M D a A n ff a o ; r p c rn m ee o d n A t c h co w un it t h , a T t h I o n u te g rn h a th tio e n B a a l rt Th a e d SIP c C o m pr r o a t d e e c l t y io o n p a ti n o d n t h c e o n s t u r p a p ct a . rnen*IproteciOn do s y e o p u a p ra a t l e e e r n t s o e l r O e b c e e s n , t y m o e u le m ad a u y a d l e st c a l t e e e m h e o n t t r s i e m h a o il l e d d n g is b y
under the Seculies Investor Protection Ad (SPAT Sweep Programs cash balaices an swept to LES Bank not apply so these assets then if dayotherwise appear ailing roe Nonni *Snot
• II thefinancial inthation ion the top left of toe konl USA to to an established lent ad then to UBS AG on Kos statements. The SEC protection ad the
ol this stamen is not U3S F rancid Strokes, LBS Stanford Bna, or a Money Fund. Deposes at UBS alliokreental protection do not protect aganst changes Friendly award name
Fitment Simko carries yea account as dewing Bank USA an FDIC hared in accorda-me withFCC n the market vale of year investments (whether as The Fried* acccu-4 nano is a cuseerrudolo 'nickname'
broker by arca-gement wth the edcated institution nabs. Format ido rmation Maw wwwidic result of market movement. issue bankruptcy or chosen by you to assist you with your recordkeePhO
o W p e e n in e f d o t r h r i n s a a ly x w o o n f . t h h is t h re e la c t a O s n e. 5 y h o t, u w r b he r n a yo a u n d D M e o p n o e se y s F a a t d L s E a G te A r G o S t h ta o n s f e o d r d b B y t r h a e & F a DI d C. shares of M M o e re n ir k to e r ) m ation is avaable taco request. p ha a s t n t o ri e le n g d a 9 l e a ff c e o ct r o n n n y a o m u e a s. c t c h o r u o n u t g Y h o O u r i c t a n n e c S h e a r n vi g c e e , a
searlfies tre located a LOS financial Services and rot You may Man more Sawn:Ikon about SIPC, including by cantata-9 you! Finnoal Admor.
the imodaceg broker, ad youn ut ma* amp:et Through tie DA, mailable to cash Mates are swept to the SIPC Brothise. by contacting SIPC at 202371.8300
of any a or omission to both firm. As described in depose &cants al UBS AG New Yak Branch and LEG or by askew the SIPC webste ar wartadaarg Account overview
e to rro a r c s c o o r u tr n ia t a d g r r e e e o m l e te nt g s , c y h o ed u c m s u re s f t l e n c o t t e if d y a is l y o o f u a r r ty A th G e F C C aa C rn . B an a R li- a m n s c h h e T ld h a e t w t h d e e U po B s S it s A a G r e C n a o ym t i a n n u B re ra d n b d y i Dividend Reinvestment Prograw imp) • Vakie of pa aami*onYolo. Net of assets and
statement with 20 days alter It was mailed or made ate tempos* reposed to the swereion ink of the the pre reflected is an aw 3.y like. You may Obtan • Amt head's amid* cash balances, values fa
available. All damn shall be deemed complete Colman Wads, and there is no macerate or other the that price kom yos f noxial Adana. Onk wick restricted warty (en and GlobalTim Deposer,
and accurate ei all other *pats if nod 'Mooed to obigation of UBS AG to repay to Saxes *Pak al the sham re purchasedunder DRIP; paint shah will be amazed marks to ma-ket, and eaten assets not held
men; wthn 60 days LEG Cayman's Brach's books. sold ad the cash wid be deposited es your mart The by the FM. Does rod include unpriad seositiedassets
• Please dkect customer complains or I-vinesto the clacked renvestmert price applied by the ester may at the end rol the poor and orrent statement (*nods, or
Ferri C lent Rests Department at 201.352.1699 Deposit, at LEG Bark USA and each UPS AG Branch ate •ffer Isom the matt price al whch tie partial dares await imastments invested stock options and
a toilet* at 903.354-9103, (kW A.M. to 6C0 P.M not protected by SIPC. Money Fund shres are protected re sold eracesble stock options
FT Monday through Frilly, or in and to LES by SIPC. See *U3S Phancial *tikes Accent Protection' • osibibes Inducts debt balaxes. outstanding margh
Financial Senices ex., Client Relations Department, below. Caltekelieu ban, aedit short accost balances.
P.O. Box 766 Union Coy,* 07087. Cnk whole was may be held n yam accent. If you an • Caslthooney balances. Total of unimested avalabie
• In eaoe of Clots or medals about al electronic Upon your request, Wins in tie Bank Sweep entitled to a petal unit a s result of a doiderd payment cash balances, plus deposit telexes al URS Bank USA,
c k a n r o d b tr M an a sa n c ia tio ( n 2 s 1 , c ). a b ll a 91 p 2 a 7 y 6 m 2 i - n 1 t 0 a 0 0 U , B o S r m Vo it a e re t c o k U b B il S P M r c o n g e ra yF m u o rd r M DA ity m b a e y l i b q e u i w da it t h e d d r , a a w d n t a h n e d p s r h o a ce re e s d o s f a m or a o l t l h e e t r p w ri i c s e e , a th e ac F c i e lm pt w an il l m eth o e r r d s e d l e l p te a r n m e in l M ed b by a a t L sw ES ee A p G b U a .S lm Br s a n a c t h t e h s e c a o d te m o o f n t e ie y m st a a r te ke m t e n n a t p te e ' r io fu d n d
FeoncialSenices lx., 1000 Harbor Blvd., 6th floor. returned to you or your seaseies accent. registered cleireg aoreney. ad credit err accord. Non-comerodby free mot balances inyoh account are
Weehankery NJ 07086, AM RIAAISSA Servos rta segegaed horn other balances and the Pim may
C O a w l c n c i n m g il a e a re s c s e o i o p n t k an m yo a u p ca o n r , ' ' K yo u u n th e e ed k m m o om re R w ne m a ka a te d u e b i g f s f w o c r o r m e t a e n t : . io . in . n e k a m i b e o s e u t l t r t a a . t v e f a r s o i l a a m n b d l y e o W s u w r IC F e K e n p a 5 * x M a i v a a a l i n A la s d b v le is a o t r I T e n a h m c e h e i n a t v c m e c s e o t u m n n t e t o n a b t n j o e d b c m je ti a c v t y e iv s m e s a a yb nd e t r w is e k e p n r o y f o il u e r a a r c e c s o pe u c n i t t to b e Th a a is i m r to n y t * a o l f T i s t h h i e n e w c s l e u f u l d a n e d d d s i s n r e h t p o t a h a y e a n o b e r l d n e i t n y p a a e y m r c io o y d u o r c u s lo e r s o d in a l g i r s n v e a d in
edamation docut a transfer on the statement or or by calling 806762-1000. Please arse the Firm pap& in wining of ay
receipt The Firm or Card Issue (as kookable)must scondicant change in you Inancial siketron or •e dreg information
her from you no later than CO days slier tie arm UN Financial Sendai attain protection investment olowetives For eachatom held, you For cleaned onforrnation on the Film's lerdig metres
The Finn rt. a he-ritor ci the Th-t Ihtottot retTeirtite. Moose awed the foloweg ;marmot objectives and diselowes. refer to you Chem Rebtionthip
SDNY_GM_00023728
CONFIDENTIAL
EFTA_00134348
EFTA01276119

Important information about your statement (COMItneed)
gunmen or aCCOLIIAgreerrenl and the General - We wreak use We Ceske price when avatthe liquid and even it they can besot(. tie prke - h adclaion to cornmissins received n connection
Team and Conditions LBS Statement of Credit Practices the mean of the bied ad ask price, for hued received me be in than the per chore estimated with the sale or cietributiOn d may contracts
available in Agreement endO S:sures at sautes rid opticre or only bid prices for OTC vitae provided n the atant statement and exit investmeM but uth tools cents. we
yggyay tin madanw matrix? am,. semen. ande our eine* recerve reserve sawn?
- Less 3Ctireir traded securities may be priced using a • Restricted securities. Restated searities general), CanpertSalbn from many of the insuance
Your assets wiluatign model ix the moss recent prce we are not °only Ngble for public sale. U8SFinamal comp/lies ardente-lethe amity Centrals,
Your statement itemizes *curiae and other assets hell deemed end may not reflect en actual make price Sena: uses to nee priced Ili* unrestricted stock affixes of We nuance correnes or sponsors of
h.Shame-awl at the end of to gamma period. You a vase of the sane issue( as an inputed value foe de tie to irriesemmt tugs we "striate.
may ark for deinere Of Su* pad startles al anytime. - Certain positins may apex witch a price and restricted ad (*means otters statement oe* To - Our affiliates abo receive trading occrernesiens ad
You may recede securities aid as loin collateral alter will toe a 'pike was rot available' it we ace the extent tat resealed seas-ties are elqbk to sale, other conversationfrom maul kit and
paying any balaxe de on them. Amy securities triable to obtain a price foe a 'sway the value received may be sibstanualy less than the Striae companies whose products we darlcute.
Vann/nide° tie Firm dine the Italentent period are - Depose a securities denominated ilCUITarCin ensued wee town - We receive an anal lee from UBS Bat USA ad
listed at market vases as of the end of the star mere Other *an U.S dello are reflected at the noun* LES AG Stanford Bunch of to to 425 per accate
period. race as of the gatement date. • Ect. (scanned) income. anent yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost basis. In detenning the cost basis of the - der certain searees rang n non-conformrig M estimate of emu" income is based a current Program.
securities inciaded in this statement were indicated denornmoons. puce and quality (face side may dadend aid intent rates, assuning tie swages will
with the number " l, • .55 F nancisi Seven has reed hive been "Gated to feats paper Moat be Feel for co yea from statement ate or until Activity
Cel information obtained from maces other than LES To obtain anent gussets. when available. contact maturity This intend* boast' a gudolne; accuracy hi:mean regarckng commksins and otter chars
Financial Senices, including eformation hem another scan:Oi Aden,' ad continued income are not gu warned tarred in connecticn with to execute:a of wades,
fen a that you may l'aVegrovided to yea Inertial - Estimated "rug hcane and anent yield far icestrg option transetions has Leenindad an
Adam The Finn does rot irdeperantly verity • Private investment' and new:oared products. certain types of mar Res could rickide a mitten of conlimaare prevousy fu nshed to you. rid wet be
swan. the aco_racy a sale dry Wormation !ovate flatflment artU I atS (rIC lain) drat paned or capital gains n which case the est p-oned to you pro-rptly onr oost.
provided by sans OW than LES Fruncial Seneca,, panicipatin program and real estate investment sot income (a-d curve yell would be overstated,
h xkitin although UPS Finriciel Services gone soothes) and Catered prodxts are gmeralY highly - Estineed areal income and cured yield and to Short selling
ixdates fhb nfcrmatin as it is received, the him iticuid. Certain sena-tired pales have not been actual exam aid peel macet be kora higher you are engaged in short selleg a security, you may
does not provide are sources the tie illCrMatian regetered with the Swathes and Each than the titillated aribentl. nave a chary) dm to certain tonzwig cotes for net
seder 'Cost bade° ad *Unrealized gairf loss is Commesian ce under wry slate securer: ran. In - An raging. of arruaked income (attend antra particular ware.
accurate as of the date of tit statement. As oh amide enervated sakes for payee investment interne divided by the current market
please donee reef on this nfonvtion to make searitis irdP astured products for tilariatirul vabeaverage balance is based al the tat divelend Open orders
pew:beset sale decisions fa tax puposes a purposes cny. Atarary i WM guaranteed. or bleat potent mule byte 'suer and Regarding open or • exchtilecancelled* orders that
otherwise. Accounts tesneerred to tie Elm may - These vibes may differ abstakeisey ban prices, il amines tie sectreeedeptas will be held foe ore were not executed by the Stattalitta dew, open buy and
refine gait loss ilarriatin only forte period et any. at which a pride neeStrnerrl riy year Irons the statement date or until metre see slop orders are waxed by the enure ot diederds
tine they are held at tie Firm More hiaorical Matured product maybe bought or sold and do Accuracy ad continued well we not etearateed cc rig-itsen an ex-dividends a er-rd-rh date unless
a-demean cube added by you Flax's' Advisor. rot necessztiyrecreserd the sex you mayresew enructed Phenylse by p.a. You are responsbk for
can limidatin. • Assets not held bytes Financial Services. Cenah odes that are executed da to yOtie lalure to cancel
• Unrealised genstlones Yellen data a swilabk, - Third party estmetes of wee are as a a pertain ages are rot held by the F im aril not wee the (nine open orders.
oginated ernmered Guinean re cacti-mod la date rd ate supplied to UBS Faarcia Services on a Fsm's penman or control. These asses ire
handle sec" lots. The transaction data for realer basis by an independent saltation firm, deplete on you statement for informational Priem
edvicleal lots may or may not ref lea cowmen:xis, - baser. generalpanne- or sponsor estimated vanes. purposes ore. Positions and values presented we To obtain a copy of dr current Client Privacy Notice.
sector security reorganizatin events if any, are opted tote Fern by the nsuer, provided byte 'sung fern. UBS Financial Services is please collet you F nerve' Achiscr a net our weenie
rZ d and °tee reenvesemene lots rid systemate general partner or team" and may be calculated not retperwble foe this int° matron and don not at tan , oat ram/atatnartfer
pschase kits are each combined todices, ant based cn deferent information fran that used by guarantee es accuracy. Thine Meats me rot enacted
a av r e i r l a ge t d ra lo n t s a T c h t e io n 'T w ra a d l e e d d a at t e e . ' casein presents the - t Y h o ir u d c p a a n r t o ie b s t a to in d a e e v d is i e to th re e l i r e n f e a g m a a te tio d n v r a e lu g e a s r . d ing by SIFC or tie Fins sulencrenalSIPC own? . I S B e S rvi F ce e s A n c d co u S n e t v 8 e 5 e 4 r a a n n d o IR t a M b A a a -k re t T e h e e n M a I g A e B a u c s c e o - u e n a ts
the metablegy used to determine the estimate of • Revenue fl aw and additional compunsatim. which provide access so banking services aid protests
• Callable socurilles Bonds and petered flock that value and the dale of the Hamannthat is the — In addition to con nin:ens on ales and 12Isi1 lees tem* arangenwits with aliened bales ad other
We Mum cab for eat redrawn will be selected basis fa the egimate by contactig your Financial received n correctionwith tie ditributiai Ihniparty bads. red provides Mtn to reasa-ce and
triangle by lot hem among all waren of that Advisor mutual fads to our cents we andix our affieale emu* Proails need by unaffiliated thid-party
issue held ie *surname or n nomhee run for or - Third party 'singed vales may be reflected as receive revenue shrine Payments horn di:abettors reuraxe ampanes through ieurate agency
clients. Call lease iduireaten is obtained from third 'Not priced' in several situate:at when an ardor adsisas of the mead holds that we sell. subsdianes of UBS Financial Services Inc.
patio and Rs accuracy is not guaranteed. Other call 1-dependent valuation tern has net %UMW a is These arnants are based on two cnermi
hares may vest which mid aide nit amain iamb/et° emir a Om. whame become woe corrporents (a the octet of ale, by UBS of a henna Murata ad atruely producer
inIcematin rain be craided upon request that a matenal event has catered that may call a POMO mutual fund lame to our clients: and 0i) Net FOC ensued • No bank guaramew May bse vat*
pesos* reported wax rep question, or when a the asset value of a particular mutual fund famitre
• Certificates of deposit (ON) CDs are FDIC resod value would be highy speculate.c due to tie nature shares held a the lain RUA. Resource Management grant Business Services
Limo 1283,000 in principal and /CMS ream s per the !aunty. — We and as allege ako receive networking aid Amount BSA, IDA and intonational Resource
deporator ad per depaitory inaituin n accordance - When neither n tome general partner or won orrnbus processing fees in ea-ad.-860n for Management Amore we registered service maks of
Min FDIC nAes estiTuted value nor a thrd-paly estimated wake is transfer agent services that we pack to the IRS Peened Services Fx
voided, the vela et the seastty ad Mann:re mutual knee These fees generally are pad from
• Price/value flees deplete for secumes and oter new its paths. price. investor asses n the rrutua lead and area foxed VOA Sigmase it a regainedServile milk of VILE
products may be higher or lower thy, the price that - •Daributicas to dace' meiinclude rain of dam amount bated au the amber of accounts at Inmalinat Senatese credt cards and IBS
yoa would actually receive in the make. Piet aie capital, name °rain. the broker-dealer holing mutual fade of that fund Visa debt cards are need by CRS Bat USA with
obtainedfrom wren hid pare sources whits we - 'Original unit size' represents the bidet offering family Pearl59011 from Visa U SA Incorporated.
teeke to be reliable, but we do not gara-itee then peke per one arl may not reflect your cost bast
accuray. - DIP and alined RErt sautes are not listed an a UM Financial Swine Inc Rev 201604
national securities exchange, and se genera*
SDNYGM_00023729
CONFIDENTIAL
EFTA 0[)134349
EFTA01276120

(SUBS UBS Financial Senices Inc. Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 May 2016
Cem70059301490516 Nri
HI AN MAX a
Account name: GHISLANE MAXWELL
Friendly account name: Incliv.ChecIdCar
Account number.
Your 15 nancial Advisor.
SCOTT STACKMAKILVIE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on April 29 (S) on May 31 (9)
account 029023576
Your 355515 26,421.11 173,180.94
Viskour websItin Your liabilities 0.00 0.00
viww.ubstonYfinancialservices
Value of your account $26,421.11 6173,180.94
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2019 41932.36
Thc uc..3nGS
Net deposits end
173.2
withdrarrals $171247.70
Vow mestmen t return
Ditidendard
715 interest income 10.88
Change in
market value $0.00
1.9
VS.. of yea account
on May 31. 2016 $123,110.94
Dec 2014 Dec 2015 Avkle, May 2016
SDNY GM 00023730
Member SIPC CsiP7OriC0305593149 NP7000191995 00006 C516 030575004 V123576550000000 Pap 1 of 8
CONFIDENTIAL
EFTA_OGI 34350
EFTA01276121

SUBS
Resource Management Account Account name: GHISLAINE MAOVEU. Your IIR ancid Advisor
Friendly account name; I iv. ar SCOTT STACK MANLYLE CASRIEL
May 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your XCOunt
• Cash and money balances may include
A Cash and money balances 173,180.94 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $173,180.94 100.00%
A
Value of your account $173,180.94
Eye on the markets
Percentage change
Index May 2016 Year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
BarclaysCapital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
CNP70003005590150NP7CC0191995 000(60516030575004 Y123576550C0MyGm000237§gge 2 of 8
CONFIDENTIAL
EFTA_0013435 I
EFTA01276122

(SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your N nancial Advisor:
friendly account norm:Index ChecWCar SCOTT STACKMANYLYLE CASRIEL
May 2016 Account number.
Change in the value of your account Cash activity summary
Year to date (1) See Account activity the month for deta L. &dances in your Sweep Options ate inductedin the openng and
closing bel.snces Aut. FDIC insurance goodies only to deposits at UBS Bank USA, not to deposits at LOS AG,
Opening account value $26,421.11 $1,932.36 Stamfosd Ranch of bank deposits placed !Wogs the UBSInternahond Depose Account program StPC
protection applies to money market sweep find holdings but rot bank deposits Srelmpixtant Warman:on
Deposits, including investments about your statement on the last tom pages cf this document for deists
transferred in 162,620.00 250,292.73 May 2016 131 Year to date (S)
Withdrawals and fees, Opening balances $26,421.11 $1,932.36
including investments transferred
Addkons
cut -15,860.22 -79,04.03
Deposits and other funds credrted 162,620.00 250,292.73
Dividend and interest income 0.05 0.88
Dividend aid interest income 0.05 0.88
Closing account value $173,180.94 $173,180.94
Total additions $162,620.05 $250,293.61
Dividend and interest income earned Subtractions
Checks and bill payments -15,59918 -71,336.45
rot pulpOsts Of INS Statement tenablity of inletest and d40end income has been determined ficM a US Card payments -261.04 -643.76
tla *Patin) CerSOKIM. Based upon the residence of the account holder. account type. or product type,
some interest ancfor rividend payments may not be subject to United States (US) ardor Puerto Rico (PR) Other funds debited 0.00 -7,064.82
Income tares The (lent mane* gatemen! is not intended lo be used and cannot be feted upon for tar
purposes. Clients should refer to the arcriCede tar repotting fora they recei* from tits annualy, such as Total subtractions -$15,860.22 -$79,045.03
the rosins 1099 and the Forms 493, for lax reporting information. n is the practice of UBS to file the
S aC uc p h ri l C o a r t a ie n t a a c r c r u e ta p t O e r ty ti n 0 g 4 5 /O 9 r f a y ls ch m ic e :l t e h n d th s e e U rd S a M I ie nt r e re re l s R t e a v s e 1 n & ue e S xe er m nC pt e o a r n ta d x P a R b le T t I e n a c S O u M N e . O P e le 0a a r * a c r o e n n s t u a lt n y d o u in r Net cash flow $146,759.83 $171,248.58
includual tax prepares.
Closing balances $173,180.94 $173,180.94
May2016(4) Year to date (S)
Taxable interest 0.05 0.86 UBS Bank USA Deposit Account APY
Total current year $0.05 $0.86
Interest period Apr 7 - May 5
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Apr 7 18,831.66
Total dividend & interest $0.05 $0.88
Closing UBS Bank USA Deposit balance May 5 $14,523.28
Number of days in nterest period 29
Average daily balance $10,593.88
Interest earned 50.05
Annual percentage yield earned 001%
SDNY GM 00023732
CONFID C E NP700 N 033055 T B0151 I NAV7003L19199 5 00036 0616 030579001 YI23676S50000000 Page 3 of 8
EFTA_00134352
EFTA01276123

*UBS Resource Management Account Account name: Your Amadei Advisor:
Friendly account name: ir • SCOTT STACK MAMLYLE CASRIEL
May 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month of the poor boa nets dad if the 26th fats on a
weekendhalide, Iteivarct. pant activity oetals can be found on www.ubsxorotonairreservices
May 2016 Yeal to date
Opening balance 5,049 4,279
Points earned 79 849
Closing balance 5,128 5,128
Your investment objectives:
• ,!..fied the following investment objectives for this account If you have questions
about Ulric vbiectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manage/ You can find a ful description of the atternatwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
PC111130( Aggressive
Investment eligib2rty consderaton None selected
Your account instructions
. Vow account cost basis default closing method is FIFO, First In, First Out
CHP7C00800$5901S2 NflOCOI9I99$ COCOS OSI6 030575004 7123576SSOCOMWfijk000237Page 4 of 8
CONFIDENTIAL
EFTA_00134353
EFTA01276124

SUBS
Resource Management Account Account name: CHISLAINE MAXWELL Your II nandal Advisor:
Friendly account name: Indiv CheCk/Car SCOTT STACKMANtYLE CASRIEL
May 2016 Account number.
Your assets
Sane ences, income and current vaues Shagsin May Ix approximate. AS a teste. 03Ins altllOsses may rbl
be eccuialely reflected. See Mtportant infosinefron about your statement a the end Of the cbcurnerd IC»
mote inloen on.
Cash
Cash and money balances
Cash and more), balances may Ind u:Se avalaile cash balances, UBS Bant USA del:Oat account baances,
UBS AG Stanford Branch &pow account balances and money market mutual lured sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC ...Men applicable limits, bul are not
protected by WC OBS AG Stanford Brant h deposit account balances an not insisted ty FDIC and se not
protected by SIFC Money rearket sweepbalances are protected by 9PC but ace not inSufed by tne FDIC.
See the important information about your statement x the end of this cbcunent for details about those
biances.
Openngbdarge ClovngNience en teler share Average DniCknel Interest Days rt
Hddng on May I (S) on May 31 (S) on May 31 ($) period period pipannual (I)
UBS BANK USA CEP ACCT 26.421 II 173.180.94 250.000.00
Your total assets
FeKentage of Cog ES1JrnSed Unreat7ed
Value on May 31 (S) yOur aCCOunt Deus (I) annual income (5) gain or loss (5)
Cash Cash and money balsams 173.180.94 100.00% 173.180.90
Total 5173,180.94 100.00% $173,180.94
Account activity this month
Date Actinty Description Amount (S)
Deposits and other funds credited May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPM0RGAN CHASE 126,500.00
BANK, N A
May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT )PM0RGAN CHASE 35,720 00
BANK, NA
Total deposits end other funds credited 5162.620.00
Date Adi.ly Description Amount (1)
Dividend and interest income
Taxable interest May 6 Interest LIBS BANK USA DEPOSIT ACCOUNT AS OF 090916 0.05
continued next page
SDNY GM 00023734
CONFID C HEP703N033055T80163I NAP7003L19199 5 00036 OSI 6 030579004 Y123676%0000000 Page S of 8
EFTA_00134354
EFTA01276125

SUBS
Resource Management Account Account name: Your Anancial Advisor:
Friendly account name: it SCOTT STACK MANY LYLE CASRIEL
May 201E Account number:
Account activity this month coninveca
Date Activity Descrotiyi Amour (1)
Dividend and interestiamme (contimisd)
Taxable interest (continued) Total taxable interest $0.05
Total dividend and interest income $0.05
Oat Achuly Oexnpton An t IS)
Bill payments May 3 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -556.98
May 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,300.68
May 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22
May 9 Withdrawal ACM WITHDRAWAL AMEX (Payment -3355.81
May 24 Withdrawal ACH WITHDRAWAL Saks Retail -345.49
Total bill payments 415.599.18
Transaction Porting
date date Descnolion Amount (1.)
Card purthases
LIES Vas debit )0O(4 0963
6 MAXWELL
May 09 May 11 HM PASSPORT °FACE DURHAM 09613 I 070(017 14 680 1160.54
May 10 May 11 FOREIGN TRANSACTION 096131070001714680 34 82
Total charges $16536
Date Descnprion Amount IS)
Card payments May 18 CREDIT CARD PAYMENT -95.68
Total card payments 495.68
Mininun Paarent Use Payment Cue Doe Credt ire Avail, Credit line Outstanding Waxes
UBS Visa Signature credit card(s)
payment information
fortune 23. 2016 190.97 Jun 23, 2016 335,000.00 S32,048 40 12,951 60
This (relit cad it enrdled in UBS Pay Credi Cad feature and eAll autocratical+, be paid from your accoure Your payment is scheduled
for lune 18. 2016
We pronde Misinformation on your UBS Visa Rgnature credit cads sdety as a courtesy to you. The UBS Visa Signature dedt card and accoum are
issued by ueseausuSA. U es Bank USA sends you the dhoti statement for IM account and you shOrid make your payment according tO thee
Instrucipons.
We do not ind a your outstanding credt card tame in the value of you acount weli UBS Financia Services inc.
CNMOCE005593154 NP7000191995 0003i6 0516 030575004 Y123576550 CeilAY GM000237PAge 6 of 8
CONFIDENTIAL
EFTA_00134355
EFTA01276126

(SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your rinandal Advisor:
Friendly account atone: lochs. Check(Car SCOTT STACK MAIILYLE CASNEL
May 2016 Account number.
Account activity this month (COntintiecli
Date Activity Desalt:Non Amount IS)
Money balance activities Apr 29 Balance forward 526.471.11
May 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0903/16 •I1.897.88
May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0905(16 0.05
May 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909116 -3.355.81
May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 091111 6 -165.36
May 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0918(16 -95.68
May 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/2016 .345.49
May 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 162.620.00
May 31 Closing UBS Bank USA Deposit Account 1173.110.94
The UBS ears USA 0ep0at ACCOunt Isy0ur primary sweep %Non.
SDNY GM 00023736
CNP7000B005SB01SS Nen:X.319199S 00006 0516 030575044 Y123576550000000 Peg* 7 of 8
CONFIDENTIAL
EFTA_00134356
EFTA01276127

*UBS
Your notes
C.................50.8.80.M..........IN, G. .,,,,,Iir. 8 o, 8
EM ot ..... ...co.....
CONFIDENTIAL
EFT,00134357
EFTA01276128

Important information about your statement
U3S Fiuncial Services Pc, (the Firm or UBS Fins-cid sent yOu the tnt staterma on which the error or Corporation (9PC), which protects ItholieS taCcreS 01 • Produce Current income: basements sexing the
Straka°, is a member of all principal %easily, comrrodity problem aimed. its renters up to 5500,000 (nekclinp 1.250,003 kr generation of scone one.
and con:earache-ages. UPS Financial Seniors and U65 - horde your none ad scant maker 64 any) dains for cashi. The Slit asset protection limits ;Pith to • Acne.. Cepa*,A ppreciation. Investments seek Mg
Bank USA are stied suing/ones of UPS AG and - Dewar* the OM or tie transler you revere all flaunt that you hold in a [Precuts cowers,. crowt of principalrather than the geariais of
*Axesof UES Sauces LLC. The Fames enamel about, and splain as <km& as you can shy you the Fen, together web certain aft Awes, has also income.
statement C available upon re4Lest The Fin% mecum believe * is an error a why you need more purchased tiablientaplOteCtiOn. The meanie • Produce Conabautibn of income and Capita
off Ms ire a. infaniths. amount payabb to at eigible rfient collectink under Aporecratoo easements seeking both re gentians
- Bade the doer arrant it the suspected error. this protection is ZOO milion a of December TO, 201S. of nccme and 9,0trAh of pampa.
LOS Fine-03154am, Inc Stbad to the poky orditons ad linalations, cash a
1200 Harbor Boulevard The Firm or Card Issuer wi hoestigate your compaht the Pim is further protected fa up to $1.9 million n the Overall elk profiles
Weehawken, NJ 07086 a im nd o k v r e in t g c U or B r S ec V t r ia y d e e rr b o i r t p c r a o d m t p ra tly m . F a o d r A a n lle a g i e f d w e e m ta u k s e s ca n p i a p ci e ty s A k K r A a l c l y c o p u y r o a f c t c h o e u p n o ts lo h y e l w d a n d s in p g a is t i s a a ll i y li ble • Conservabe. Seeks to maintain bed prieip& with
U o T f h f S i i s c i F a a i a l n e t a e s n m c d i e o a n l w S t r n e e r e p vi r n c e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g e t h c o e o f r n f i r c f e l i i c a c o t l r i r n a d g s c d , e e a d m ta o e s f p h y t o o u u l ' d m y yo o o u u r e w a e th c e c a h o n a v r 1 d e 0 f t b h o u e r s t u h in s e e n a s o m f d o a to y u s r m t o y o c d n u o e t y h c i k d n u s k r i w i n s e g in t w h e i e r ll r t c o im r r e , e i d o i i t t ta T uP he o n S I r P e C q u p e ro st t . e ction ad the suppkmental protection t l a o h c w a m t r m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d l s o m t d t a h o y e e r s a o n c t c o r o t e u g a n e p t n c p e a r r a e r t a e w t s i i m t g h n e d n a if n t
inflation.
r O o m t i S b P e O re n l i p e e d a L s o e a r n ep I o I r y t o it u im b m a e r d e ia t t h e e ly e n is s a a n M ng r t o a t he takes us to compleee our rwestgetion. • b o C th o do li n no f t t - s u l n o c e ia l t o as sets controlled by (and rased n • Moderate Willing to accept sane ride to pirrPal and
Band, litanacter of the office seam your account. Please mite all checks payee to the Fern or the your account value) but held awe/from UBSFinancol tolerate some totality to seek hgher returns,
financial riste.nith Stated on he front of the baces (e.g., certain() cash at UPS Bark USA. OR • Aggress,: Wiling to accept high rill to pnncpi and
Alltrop a 'ivies shown are intended to be accurate. statement In addition to regular asocial fees, accounts cash at Les AG U.S.banrhes, (18 autance ;redacts, high slat lily to seal high returns owe tine.
statement dilatoad not be wed dens purposes Rely may be abject to maivenarce lees, charges for lite including variable annuities, and (a Mares of rattail • lThornnent 61044 Consideration: t contact, a
sage on yesend tax faros de , Form 1099. 5498, payment kr securities purchases and charges for unpaid funds when such awn re registered devote in the Callon of the porHoliaf or that account may Swish
10425. etc) when Drepathg your fax return. The Finn 5 arnana n cash accounts. Accounts that at transferred name of the account holier on tie books ad records canpex swinges, tinted liquidly and rater
required by law to toxin to tie IRS all Usable &Mends, to other attains, may be subject to a transits De of to applicable niter a transfer aged), vontiky.
mportabb rontauble clarkend and =able imerea • Cabin rhesi-nent contracts a Swansea interests
end an societies held rimy aocanc nee steeds UBS Sweep Options (e.g., limned partnerships ad vitae placerronts) that Statement •hataisholdier
on see bthiacegro, rd cos* basinscertain coned LIES offers options kr swathing cash banes. balances an rot regitened under tie Securities Act of 1933; We may armada* al aimed account statemercs with
martin to bait deposits at UBS Brit USA and LES AG Smoked ad to same all'ess in the same envelope, e.g. because
branch (Bak Sweep Pro:ars), moneymaker mutual • Commodities COntaal (e.g, foreign exchange and They have owners who a10 maintain pre account
Covellutilealleine with am Finn krill (Money Funag and the International Deposit meowsmetal convects). including (duns contacts near crehips wall other clients a the sere address. If
• Please reicoriinn err oral corrnithations in sting Account (Myer c internees with ark Migrational ad calmed*, option contract. you peeler lo recent indnidual 'bimetal mailed in
tofurther protect your rights. inducing your IttitS RescvCO Management Account. Though the Bait The SIPC sots-ten and the suppantentil protasis do separate ornelcoet you may droll-a bisr,eholdng by
cider the Searles Investor Protection Act (SWAT Sweep Programs, cash barges we swept to LES Bank not apply so these assets then if layotherwise appear ailing oar Financol totter
• d the fina-rd institution on the top let of the had USA to to an estabashed knit ad then to UBS AG on you statements. The WC protection aid the
of this steams is not U3S F natal Seryket LBS Stanford Branch, or a Money Fund. Deposits at U26 Masernental protection do not protect awe changes Friendly amatrd. name
FrimPal Seams carries yob =aunt as clearing Bank USA are FDIC hared in accorda-ce withM K n the market vela of year investments (whether as The bade xrant name it a custanc*le 'mantra'
broker by arragement with the racketed institutors Formore informalis please Mit wwwfdie result of market movement, issue( barkruptcy or chosen der ow to assist you with your recordeeePro
We in you of this felatOn5ht, when you Deposes at LES AG Stamford Brach ad shares of othervae) his no legal ellen on your account You can change
opened this axon. h the cast your Ara and Money Rods are rot Oared by the FDIC. More irtonnation is amiable spa. request tho inende ac.COUll nine,, though Onlne SRIVICC r a
smokes tre located a LOS financial Strews and rot Yoram, cbtan mote irionnationaboue SIPC, noluding by canted rg your Financial Admix.
the iscdri-g broker, ad youn ut make a npat Through the DA, mailable to cash lotaxes are swept to the Slit Brodare. coneating SIPC at 202-371-8300
of thy error or omission to both firm. As described n depose &cants at UBS AG New Yak Branch and LES or by irisitiv the StPC wthate at arms:JOAO, Aocount overview
the account agreements, you must no* us of anai AG Caantri Ranch hew deposits are not surd by • Value of yew accoun4onToto. Net of assets and
errors or fraud iwohing checks reflected cn your Mt KC Balsas hid at the UBS AG Cayman Branch Dividend Reiwestment Program (DRIP) •'Staines
stammer* within 30 days alter d was mailed or made are temporthy exposed to the sovereign nit of the The lute reflected is an awir.h.y Bra. You my Obtan Asset hcbdies ovate cash balances. values fa
available. A itatamili shall be deemed complete Cairns ktra, and there is no %wave* or other the actual via Irornyeur animist Advisor One whole merited teary the ), and Global Tim Deposit,
and accent. in all other respects if not objected b obligation of UBS AG to repay the bins while an the shawl aro purchased under DRW; paid Mann MI be snared marks to maliel, andcertain assets not held
wrarsg wthin 60 days LES Cayman's Brach's books. soli ad the cashwi be deposited Di your account. The by the Fim. Does roe induce unasked sectritiMassets
• Please dact customer complaints or earnest° tie dirickrd reinvestment price applied by the leer may at the end d the pcior and anent statement periods, or
Fars C lent Reborn Department at 201.352.1699 Deposes at LIES Bark USA and etch UPS AG Barth are df ler hem the maket price al wench the partial shun ante iwastorwat tainted stock options and
a tolltroe a 903.354-9103, 8,00 A.M. to 6 CO P.M not protected by SIK. Money Fund shoes are protected are sold entomb* stork options
ET Monday through Friar, or in writr o to1.135 by SIPC. See 'LOS Financial Services Account Protection' • tithildes Includes debit balances, outstanding margin
Financial Senices Ix., Client Relations Department, Slow. Ceete-itlieu bans. credit la, shod account balances.
P.O. Box 766 Union Cry, NJ 07067. Dne uncle urns may be held , gar amour. tyre am • CasPrinoney balances. Total of uninvested available
• in ease of errors or (began about an electronic Ups your request balaws in the Bare Sweep enteled to a pant unit a s nesult ol a &heard parse cash balinces, plus daosit balances al UBS Bank USA,
hula transfer (61). bi payment a UBS Voardebit Program or DA may be vethdratat and sham of a or chemise, the Film will ether pawltrib at LES AG U.S Branches ad money market mutual fund
card vantactiom, call (02762-100B a was to UBS Morey Fad may be licsidated, and the proceeds mortar price a accept an /mane detrained by a sweep bale-cos. at the doe of tie statement period
Financial Senices ix., 1000 Nita MA, 6th floor. returned to you or your searbes ac aril. regiaered clewing agency, rd credit oar accost N:n-convrodity free creek balances in your account are
Weehawken NI 07086, Attn RIAA(86.4 Sevres. rot secjegaled from albs* balances and the Fin may
Flaw rkemacon about available meth optonr, Investment objectives ire ay of these lads lithe ordnay pure of es
Cal or write as soon to you can, dewy/Irk mos reciting cumin interest rates and Yeldt i available at The investment objection and risk profile a spec ilk to twins, These funds repayable fps your darned.
staternat a receipt is wrong or if you need more wmyubscombrieeprekb, from your Fnancial Advisor each account and may maybetween yak accounts This total is included in re arrant period closing vain
rdamation tout a transfer on the statement or or by calling 900762-1000. Pease advs. the Firm promote in wrong of ay
receipt The Firm or Card tear (as applicable)must Pond Scant change indices Inamcial snuateon or Lending information
heir from you no later thin CO days after to Fins U Th N e F F e i n n , a r n t c a i a m l S o e n r t v e ic ri e lk s a s c b c ( o e u v n in t p in ro e t e h c r t t io o n r Pretectrn M inv o e o st s m o e n n e t o o b f j e th c e tiv k e a s b F w o i r - g ea in c v h e a s c tm ca e n n e t d h r e a l t l / , t y h o in u F a o n r d f d lo a a c t i e m d re in % fo r r e m fe a r ti o to n y o a n k th O e m Fir n m i R 's e la bt d io in n g A p lp a dres
SDNY_GM_00023738
CONFIDENTIAL
EFTA_00134358
EFTA01276129

Important information about your statement (contlintet0
Agement or ACCOLal Agfetteli and the General - We weak see the closing price when avatar a liquid and even a they can be sold tie fake — h addeion to cornrnissists received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the lad rid ask price, for listed received may be lea ton the per share estimated with the sale or destitution of may contracts
;nibble in Agreements andO S:sures at scorers and optima ce only bid prices for OTC vain provided n the moat statement. and wet investment but units toms clients. mo
ray f• M frontfarnatiatekrinv apt. securers. ands( our affiliate mese reserve sharp
- Less 3Ctirair traded securities may be priced using a • Restricted securities. Restoted seances generals, amperealico from Marty of the instance
YOU,M SS vista, model a the moss recent axe we are not (wren, elgtok tor public sale. UBS financial companies UraltaMih; the annuity contracts,
Your statement itemizes *curets and other assets hell obtained and may not reflect an actual makes price Sarnia uses the mad price d Ihe unrestricted stock aft/ides et tie Swart• ccerprnas or sponsors of
the account at the end of she statement period. You a vase of the sane issuer as an instated value for the treat irnmemmt rusts we distba.
may ark for &Wert Of hay paid seoxiies at annime. - Certain positions may apex **cut a glee and restnned stock riwoothoses mart statement oats To - Our affiliates abo re<eiee trading commosbris ad
You may remise securities wed as loan collateral alter will twee as 'rake was not awelable• if we me the extent tut rented sea:ties are elgble to sae, otter congenserion from nasal funds and
paying any balaxe du an them. Any securities triable to obtain a price fora smutty the value rewired may be tbstarmal° less to the Murata companies Mow products we derlame.
transfused to the Firm cearg the statement period are - Deposih a securities denominated iiculTarcin imputed Mittman - We receive an annul fee from UBS Bat USA ad
listed at market value as of the end of the statement of er thin U.S dollar at reflected at the (whinge 1.135 AG Stanford Rand, Of IR to 425 per mare
period. rate as of the Palmed date. • Est. festinated) income. arrant yields and rates- sweeping to the barks under the UBS Bank Sweep
• Cost balm h detonining the cost basis of the - fa certain storks rains) n non-conformrig An ennuie of amual income is based cn current Program.
securitiesWaded in this statement were indicated dmornnationx price and quantity ace velu0 my &Wend ad interest rates, assailing tie swarths will
wih the number " l, • WS F roma Services has relied have been adjusted to facilitate paper Sada be held for cne aver from statement date or until Activity
On information obtained from sources other than US$ To cbuin current @maim. when available, contact maturity This intimate bony a gudolne; accuracy hkrmahon noun:Sag cammksOns and other changes
Financial Semites. including if ormition from another aca-col ZeinCr ad continued intone are not gua erated barred n connecti:n wih tee exewli:n of trades,
rim a that you may have provided to you finmxial - Estimated areal roane and curem yield fa existing option transactions has Wen incead on
Advisor. The Firm does not indeperantly verty a • Private investments and gradated products. certain types of washes said include a fetun of conf irritabre prewousi fu nshed to you, rid will be
saints the aco_racy a veld*/ day Sarmatian ravage rriestment saunas (re Ldn° (brad packedor capital gent in which ease the est pronged to you promptly cheapest.
provided by sou, other than 1.65 Financial Seniors participation program ad realepate investment rut income (ad cureerg yield would be overstated,
adleticrs although UK Chasid Seniors gerwalbt soothes) and structred proixts are general° highly - Estimated anal income and arrent y ald and to Short selling
is:dates this nformatim as it is reared, the Fine dead. Celan sena-timed peoctxts have not been actual ?cane and yieU mitt be lower°, higher you are engaged in short selling a stormy, ruin)/
does not provide art, assuaroes that tie Somalian registered with the Securities and Exch than the estimated amounts. ha-rata/IV der to Catlin tOTOWeg costs for tut
seder "Cost basis" ad "Unrealized god loss' is Commission or under ayslate seetheileTers. We - An estimate of arrualized income (dadend anacr ambit:no:Lay.
accurate as of the date of fhb statement. As such Fronde waited values for Mae investment interest) dividedbythe current market
please do rot red on this nfonaion to make searitis adSutured products for trlansatioml valaa verage balance is based an the St &Wend Open orders
pahme or sale decisions for tax purposes a purposes crib.. Atarery Coot °swatted. or interest parent mule by the issuer and Regarding open or • gni-till-canceled' aden tat
otherwise. Accounts traderred to the Elm may - These valves may differ abstain* from prices, il mattes tie secureetdeposes will be held for ate were not executed by the Oltenia* data, open buy and
renew ger/loss infarrutia only for t* period of any. at which a PraM Mara' rid year from the statement date or until maturity. eel step ord., are nand by the mount ot dividends
tine they are held a tie Sim More historical structured product maybe bought or sold and W. Accuracy al continued yell are not gawra-deed or rktitscn an ex-dividerds a rental date unless
ribrmaton <abbe added by yogi Friaxial Advisor. not necessitibi represent the vat* you may receive ranxted cdnenvise bypi. You are responsbk for
upon liquidator. • Assets not held by U6S Financial Services. Certain orden that are executed Ow to yes% failure to cancel
• Unrealized gam/Ions %teen delta s mailabk, - Third party *sautes of vat* are le id a certain cases se rot held by the Fan ad not wain the *rising open orders.
sainted smeared guinelown we cacti-mod Is( date and are supplied to UBS Finarcia Services on a Firm's sonatinas se carol. These assets are
hartial securer lots. The transition data for regilar basis try an independent valueion firm. &payed on vox fl own for informational flaw
haviclial lots may or may not ref kct animist:us, - Isaac general panne- or sponsor estimated salsa purposes onty. Positions and values presented we To obtain a copy oil as current Client Privacy Notice.
rZandor securiV reorganizaton beets ant, are 'waled to the Fm. by the muter, provided by tee Swing firm. UBS Fivncal5erwces pleat contact you F narxial Achiscr a vat our websik
cl and other reinvestment lots ad systematk general partner or wawa and may be calculated not remcnkble for to information and don not at wew "hit ramitaao,vartfra
carchn• lots are each combined to display ore based on deferent information ton tat used by guarantee es accuracy. Thee, assets are riot protected
averaged lot The 'Trak date' comemn presents the third parties to drive their 'farmed values. by SOK or to Finns supplementalWC coverage. 1.66 Filmed Smith* not a ba-k The PM A. Business
aural transaction trade date. - You can obtain aedirind eformagan regardew Services Account BSA and IRMA me brcicerage accounts
the mremblogy used to determine the estimate of • Revenue sharing and additional compensate:a Midi provide mess so banking services and protests
• Callable flotilla Bonds and calmed stock that Sue and the date of the Hamblin that is the — in addition to commissions on SAFI and 12b.1 lees trot* affi ngerninft with situated baths and other
the river oats for eat redenwton will be selected basis fa the estimate by contacting your Racial received n correction with tie distribution c4 'baloney bads, ad provides manta rowace and
inpaggy by lot from arrow all motet of tit Advisor mutual fads to ow dents we anchor our Adak amity Praia, &red by unalf dieted thid-parry
issue held inauthentic:Immix. rime for or - Third party 'gamed vases may be reflected as receive fmnoeshellY) Payments Iran distributors bourne conpanes through insurance agency
clients. Call team inkanatia is obtained from third 'Not priced in several seumiins: Men an ado advisas of the maul funds that me sell. subsdianes of UBS Financial Services Inc.
ponies and Ss eccuncy is not ginning. Other call Idependent valuation tiro has not flankeda is These arna_nts are based on two &fermi
leans ray wad which coed ailed slot canpkle arebie to astir a van. when we become ware corrporents (i the amass of YIN by UBS of a troasenerrt inura-ce, ad array products,
iformatia Witte croaked upon request that a matenal event has °cored that may call a particular mutual fund fa mibi to our clients and Or) Not 10K insured • No bank guaareee• May lose value
preflusay repotted vase rep question, or awn a the asset value of a prior lamutual fund famikes
• Certificates of deposit COX. CDs are FDIC awed value would be high° specials due to tie nature shares held a the Iran RMA. Resource Management Aires nt, Business Services
with $292,000 in principal and moved keenest per of the faulty. — 11W and as allatte abo receive networking and Account BSA, IRMA and international Resource
depositor and per depository inaituion h ace dare - When neither an Muer, general partner or wonsor ortnba accessing fees in consideration for Management Account am registered service maks of
Mb FDIC rules. estimated value nor a thrd-paly estimated sake is transfer agent WYSE" that we provde to the LES Pnancii Services Inc
provicial, the vale d to smutty will Pe diberent nutuil knit These fe es generally are pad from
• Price/value Prices displawd fo r securities and otter from its paha* price. investor asses n the situation:I and me a Scud WS Signature e a regatta9MM mirk of visa
prodsts may be higher or lower thin the price that - • Datributions to date' may indude return of clods amount based an the nut of accounts at tn ternal knat visa Sienan cede cards and IBS
wu would Khaki receive in the make. Rica m capital, some orboth. the brokerulealer tubing mutual funds al that fund Vne debt cards are issued by UBS part USA with
obtained from virkus thud panty sources whits we - 'Original unit size' represents to hind offering family permssion from Vna USA Incorporated.
teethe to be relable, but we donor guarantee ther pamper use ax I may not reflect your con beam
accurmy. - OfP ad unlisted RErt securers are rot listed on a UBS rimmed Services Inc Rev 201604
national usurers exchange. and are gonna/
SDNY_G M_0002 3739
CONFIDENTIAL
EFTA_00134359
EFTA01276130

UBS Financial Services Inc. Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2016
Crs70065052410616r1235 v1 0
OHISLAINE MAXWELL
P.O. BOX 308
TEANECK N107666-0308
Account name: GHiSLANE MAXWELL
Friendly account name: Indiv.Check/Car
Account number.
Your Nnancial Advisor.
SCOTT STACKMANLYLE CASFIEL
Phone:
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA IteSourCeline at 800-6MA-1000, on May 31 (1) on lune 30(S)
account 029323576
Your assets 173,180.94 172,148.27
Ylsitour website: Your liabilities 0.00 0.00
v•ww.ubstornainancialservices
Value of your account S173,180.94 $172,148.27
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
g Trictt,ancs at year end 2015 31,932.36
Net deposits and
173 2 172.1
vrthdrateals $170213.78
Your iwestment return
Di‘idendatxl
71 interest income 12.13
Chance in
market value 10.00
Value of your account
°elm 30, 2016 $T72,148.27
Dec 2014 Or 2015 siarZ016 Jun i016
SDNY GM 00023740
Mombor SIPC CNP70003306505241NP700030951 00006 C616 03057509t Y123576550111010 Pap 1 of 8
CONFIDENTIAL
EFTA_OOI 34360
EFTA01276131

SUBS
Resource Management Account Account name: GHISLAINE MAx1/VELL Your K asocial Advisor.
Friendly account name:I iv. ar SCOTT STACK MANLYLE CASRIEL
June 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30181 your account
A Cash and money balances 172,148.27 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $112,148.27 100.00%
A
Value of your account $172,148.27
Eye on the markets
Percentage change
Index lune 2016 Year to date
S&P 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 531%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
O470303006505242NP70C03035I 4 00036 0516 030579004 Y123576550 1 1 grhyGitoco2370ige 2 of 8
CONFIDENTIAL
EFTA_00134361
EFTA01276132

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account narne:Indiv Check/Car SCOTT STACK MAN, LY LE CA SN.i EL
Account number.
Change in the value of your account Cash activity summary
June2016(3) Year to date (I) See account activity !ha month for dela Is Blames In your Sweep Option are indudedin the opereng and
closing balances ere Le. HNC Insurance *vies oNy to deposits a u85 Sank USA, not to &pools at 1.85 AG,
Stamford Branch Or bank deposits placed through the UBSIntemaiond Depose Account program SiPC
Opening account value $173,180.94 $1,932.36
protection applies to money market sweep find holdings but not bank deposits Soelmaortant information
Deposits, including investments about your statement on the last Mo pars cf this document for Mal,
transferred in 20,922.00 271,214.73 June 20I6 (3) Year to date 04
Withdrawals and fees, Opening balances $173,190.94 $1,932.36
including investments transferred
Additions
out -21,955.92 -101,000.95
Deposits and other funds credited 20,922 00 271,214.73
Dividend and interest income 1.25 2.13
Dividend and interest income 1.25 2.13
Closing account value $172,148.27 $172,148.27
Total additions $20,923.25 $271,216.86
Dividend and interest income earned
Subtractions
Checks and bill payments -21,86024 -93,196.69
For purposes of tN5 statement, twiggy of interest and deldend Income has been determined torn a US Card payments -95.68 -739.44
tin Routing cersPieclisr. Bawd upon the residence of the account holder, account type. or product type,
some interest andor dvidend payments mar not be subject to United States (US) Oda Piano Rico (PR) Other funds debited 0.00 -7,064.82
income tares The dent mantle; statement is not intended to te used and cannot be retied upon for tar
purposes. Clients should refer to the accricatie tar reponing forms they recei* from Len annualy, such as Total "xibtractrons -$21,955.92 -5101,000.95
the Fortin 1099 and the Forms 493, for lax reporting information. his the practice of UBS to file the
appiKatie la reporting tons Wth the US interfa Rewnue Service and PR TreaSuN OPOCIntrent. and in
such torn accutatey dasIfy pine:Jena wow interest as la, ererrot or ta‘abk incOrre Pleat consult yew Net cash flow -$1,032.67 $170,215.91
Indedual tax preparer.
Closing balances $172,148.27 $172,148.27
June 20I 6 (4) rear to date (I)
Taxable interest 1 25 2.11 UBS Bank USA Deposit Account APY
Total current year $1.25 $2.11
Interest period May 6 - Jun 6
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance May 6 $14,523.28
Total dividend & interest $1.25 $2.13
Closing UBS Bank USA Deposit balance Jun 6 1162,176.52
Number of days in nterest period 32
Average daily balance $70,719.73
Interest earned $1.25
Annual percentage yield earned 0.02%
SDNY GM 00023742
elP7COCROC6506243 NP700330951 4 00036 116l6030575004 Y123576550111010 Pegs 3 of 8
CONFIDENTIAL
EFTA_00134362
EFTA01276133

*UBS Resource Management Account Account name: Your Ilnenciel Advisor.
Friendly account name: ir SCOTT STACK MANY LYLE CASRIEL
lure 2016
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th d the month or the prof business dal if the 26th fats on a
weeken Otiday Reward, pOinl activity deals Can be found on vAvve.u6S.(00tIOnlintStneKeS
lime 2016 Yeal to date
Opening balance 5,128 4,279
Points earned 105 954
Closing balance 5,233 5,233
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fmancial Advisor or Branch Manager toucan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderat:on None selected
Your account instructions
. Vow account cost basis default closing method is FIFO, First In, First Out.
CNP7C008006505244 NP70C0 14 CCM 06l6 030575004 Y123576550 it MiltlYGM0002370344 4 of 8
CONFIDENTIAL
EFTA_00134363
EFTA01276134

Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name: Indiv Ched4Car SCOTT STACK MAN LYLE CARiEL
Jur.-:: Account number.
Your assets
Scene Prices, income and current values Shaun may be approxiinene. Asa its ut galas did1055es may rill
be accurately reflected. See rrnporunt inFornheaon about your statement a the end 01 ths document fOr
rote Intoenson.
Cash
Cash and money balances
Casts and money balances may Ind isle avalaile cash balances, UBS Bank USA deposit account balances,
UBS AG Standord Branch depoet account balances and money market mutual lurid sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC eillhn applicable limits, bul are not
protected by WIC u85 AG Stanford Brant h deposit accoum ',mantes are not insured ty FDIC and ate not
protected by 9FC money market sweep balances are protected by PPC but age not insured ty the FDIC.
See the Important information about your statement at the end of this document for details about those
balances.
Openng banner* Clovng ()Saxe Price per inure Average Daldenel Interest Days in
Hddng on lun 1 (14 on lun 30 (I) on Jun 30(s) 1" period period Cap annunl
IRS BANK USA CEP ACCT 173,18094 172,14827 250.000.00
Your total assets
PerCenta of Cost EanWed UnteSiZed
value on Ain 30 (S) your account [airs (5) annua alma, (Si gain or loss (5)
Cash Cash and money Weems 172.145.27 100.00% 172,148.27
Total $172,148.27 100.00% 5172,148.27
Account activity this month
Dale Adibity Description Amount (S)
Deposits and other fends credited Jun 8 Deposit FEDERAL FUNDS DEPOSIT BY tICHRISTIE'S ECOMMERCE SA AT BARCLAYS 16,430.00
BANK PLC
lun IS Øp0511 FEDERAL FUNDS DEPOSIT BY VCHRISTIE'S KOMMERCE SA AT 4,49200
BARCCHGG
Total deposits end other funds credited $20,922.00
Date Adiuly Oeurption AmovIt (4)
Dividend and interest income
Taxable interest lun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF (*roe 16 1.25
continued next page
SONY GM 00023744
C NP7030330550S245 NP700330951 000)6 C6I 6 030575004 Y123576550111010 Pap S of 8
CONFIDENTIAL
EFTA_00 I 34364
EFTA01276135

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Asandal Advisor:
Friendly account name: Indiv CheckfCar SCOTT STACK MANY LYLE CASRIEL
lune 2016
Account number:
Account activity this month
(toothed/
Date Acthity Death° Amman (0
Dividend and interestincome (continued)
Taxable interest (continued) Total taxable interest 61.25
Total dividend and interest income $1.25
Check
motet Disc Nauman An (1)
Checks 005023 Jun 21 NYS INCOME TAX -5400.00
Total chedts 45.000.00
Date Acthity Description Amount (1)
Bill payments Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98
Jun 2 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -40.22
Jun 3 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -10,408.47
Jun 9 Withdrawal ACH WITHDRAWAL AMEX EPa yment -5,854.57
Total bill payments 416.860.24
Date Description Amount ($)
Card payments Jun l7 CREDIT CARD PAYMENT -95.68
Total card payments -695.68
MrenteriPatment Cue Payment Due Date Credt Int availatie Cm* tine Outstanding Mance
UBS Visa Signature credit cards)
payment information
for July 23, 2016 493.61 Jul 23,2016 435,00300 432,004 97 42,995.03
This gall cad Is <mated In urn Pay credi cad feature ard will autommicay be paid Ran your accourt. Your payment Is scheduled
for hilt 1% 2016
We provide this information on your u8S visa Signature credit cads solely as a courtesy toyou. The UBS Visa Signature credt card and account are
issued0y UBS Bank USA. UBS Bank USA sends youtte °Mod Reknit ri bathes account and you shoad make your mineM magnum IheW
Mstrucions.
We do not incluai your outstanding credt card baarce in the value of you account with UBS financid Services inc.
CNP7C008006505246NP7000SWSI 4 COM °SI 6 030575004 Y12 3 5 76550 11 tspiy 01,t0002374sge6 of 8
CONFIDENTIAL
EFFA_00134365
EFTA01276136

(SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your IIsandal Advisor:
friendly account name:Indiv Cheri/Car SCOTT STACKMANLYLE CASRIEL
June 2016 Account number.
Account activity this month
(COntrtUed)
Date Activity Otscopeon Amount (I)
Money balance activities May 31 Balance forward S173.180.94
Jun 3 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF 0602/16 .597.20
Jun 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/03/16 -10,408.47
Jun 7 Deposit LUIS BANK USA DEPOSIT ACCOUNT AS OF 060616 1.25
Jun 9 Deposit 085 BANK USA DEPOSIT ACCOUNT 16,430.00
Jun 10 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 0909416 -5,854.57
Jun I6 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,492.00
Jun 20 Withdrawal 0B5 BANK USA DEPOSIT ACCOUNT AS OF 06/17116 -95.68
Jun 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06121116 -5.000.00
kin 30 Closing URS Bank USA Deposit Ao:ount 0172.1037
me UBS Bane USA Devout Account is your primary sweep apron
SDNY GM 00023746
CW70009306505247 NPI000309S1 4 00006 0616 0305750N v123576550 11 IOW Peg* 7 of 8
CONFIDENTIAL
EFTA_00134366
EFTA01276137

*UBS
Your notes
cu,,.........no..,, ,.....s.o,,,a,m ,.. ,,,,,, G. 00=1,g. 8 of 8
End Ms.... for a..., numb.
CONFIDENTIAL
EFT,00B4367
EFTA01276138

Important information about your statement
U3S Enna& Services no. (the Firm or UBS aneroid sent you the irst staenwre on which the error or Corporation (91t), what protects stones ea.:cresol • arookte Cunene income: hastments seekng tee
Strokes), is a mons' of all principal way, ccairroday pocblem spend. its minizerr up to $512000 (inckding 1250,003kr generation ol income any.
and options exchanges. UBS Financial Semler, and CBS - Proside your nem ad axon narks Of any) tains for call The Slit asset protection limits aPPY to • Achase Cape.,A ppreciation. Sworn's% seeing
Bat USA as i-died subsilenes of UPS AG and - Dear& to errer Or the ranter you revere all accosts that you hold in a particular tenacity. pow* of principalrather than the gererstion of
*Nees of U3S Sautes LLC. The Fun's Wendel about, indeplain as okay as you can shy you the Fin, logethe vide certainaffiliates, has also income.
statement C available upon stelae. The Finn% exeoris believe a is an error a why yar need mote purdwesi smookerientalpiotestion. The nwernan • Produce Consbaunen of Mame andCapita
off Ms are at: itanation. amount payalab to a efyible slams, coirclink u-doe Appreciate& list/rents seeking both the gestation
- Doneethe doles anon ce the suspected era. this erasion is ZOO maroon a of December 10, 2015. of (cane and erotAh of prixpal.
UBSFinancel lances It. tbpd to the poky °retort ad lintatian, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii iscestiote pour comadatt the firm is further protected fa up to SI .9 million n the Osten risk profiles
Weehawken, NJ 07086 and we cottect ey error promptly For alleged mots aggregate kr all your accounts held n aortae • Conservade. Seeks to maintain nitel pi-cipS with
reviving UBS Via debit cad transact irk if we take paucity. A fie copy of thepoky wording is salable
I T B hi S s F S i t n a a te nc m ia in l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o lr r e d c s o , e rd x o e f p y t ou' m ja o r re a t c h c a u n s 1 e 0 f b o u r s t h i- e es E s M d O ay a s ri t t o y t o u b t e h li r 's ik , w is e in w e i r ll r c o r r e , d s i o t tat uPon request. t l t o h e w e a r m m is e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d s to f t r d t u h o e ' e r s a o n r t c o a ta t n m g e e p n m p er a a at s e w t s i i m g th n e t n e a if m
r o o ff t ic b ia e l r t e s l . ie d d x w un o e n n I t I s y . o c u o b nt e a l n t n s g t h c e o m nf l i i s c t a in n g e d n at v a a s hould y la o k u e s w u e s h to av c e o t m he p u e s te e o o u l r t h t e w m es o t n g e e y ti o d n u . r ing tie tine it T b h o e th S d IP o C n p o r t o a te p c p t l i y o n to a d the supplemental protection inflation.
'mimn please report it immediately n "Stay to the • Ceeen framel assets controlled by (and inclatad n • Moderate Willing to accept sane rik to pirejoal and
Brand lianassar of the office serving your accotnt. Please mite all checks parble to the Fern or tee your account value) but hell away from LOSFinancial tolerate some totality to seek hgher returns,
tuna& inciter en rdcated on he front of the Services (e.g., certain( cash at UBS Bat USA, 00 • Aggresses: Wiling to accept high Ms to pnncpi and
Althea:ft al heats shown re atended to be accurate, statement In addition to regular sacra fees, accounts cash at Les AG U.S.aanrhes, (4 tenured pitOrts, high sole lily to seek 4hreturns owe time.
statement cies *cub not be wed fa to purposes Rely may be abject to mantonerce less, throats for love including variable annuities, and de awn of marled • Imestnere Eggisafirr Consideration: t Olift•d, a
skit on yerend tax forms. (le , Form 1099. 5498, ',anent kr securities purchases and charges kr unpaid funds where such than are registered cheek it the palm of the portiole for tot account may roltde
10425, etc ) when prepamg your lax return. The Finn a amounts re cash accounts. Accosts that at transferred name of the account holier on the books a-d records complex strategic, tinted Opacity andr ate
required by law to moon to to IRS all taxable &Wends, to other interims may be subject to a tangier lee. of te Amiga* Suer a transfer agent),
mportakte rontaubt cistiotend and stable illerert • Certain rest-nen contracts or iniesiment interests
end en steadies held hrsr excent nee steads UOS Sweep Op ions (e.g., litnitod pa/mashies aid pirate plaserronts) that Statement Theusholdief
on see bresactera, aid cost basin:neaten cowed LAOS offers options for sweeping cash balances. balances an nal regitened trot tee Securities Act of 1933; We may occeordale all related wawa statements with
seamless to bat deposits at UBS Brit USA and UBS AG %pinked ad We sane address in the same eneetve, e.g. because
tooth (Ba-k Sweep Procjarra), moneymaker mutual • Commodities contals (e.g foreign exchaye and they have owners who AO mailtain yard account
Caralisseloallariswith the Man lads (Money Funds) and the international Deposit precious metal contracts), including faults contacts refitsr akes well other clients a the same address. f
• Pleas rescortinn set oral cornmatations in swing Accord (DAyor cabanas was MI International ad commodity option contract,. you Feeler to wont vestal statmicnk mailed in
to further protect your richlt irriurin9 your rites Roan Manaarnerd Account. Though the Bait Toe SIPC protonon and The suppewnimial protectiondo separate mitoses, you may decite har,eholdng by
ender the Searles Investor Protection Act (SCA). Sweep Programs, cash balances we swept to LES Bank not apply to these assets event theyotherwise appear ceiling yxr financial Adyeos
• II thefinancial ialitution cn the top leit of die tone USA Lo to an estabashcd knit ad then to UBS AG on you statements. The StC protection aid the
of this steams snot U3S f meta Sextet LDS Stanford Branch, or a Money Fund. Deposits at UBG striPlennental protection dos not protect agent changes Friendly asset name
Fa-andel Smits carries yar account as dewing Bank USA as FDIC inured in actordans with FCC n the menet vale of yrs instilment> (whether ass The Frwediy arommt name is a (storm:ale nicknerre'
broke by arra-gerrent rah the rdcated ensteuters rues. Format information please visit wwwfdic re. result of market movertieemm,. issuer ba-kruptcy or chosen by you to assist you with your recomiteePre
We informed *xi of this relatraMhta when you Deposes at LEG AG Stamford Brach ad shares of othenste) his no legal effect On your* account You can change
opened thus accost lithe cast your leant and MoneyFadsare rot eared by the FDIC. More ittonnaten is rabble soon request. for inend9 account names. through One* Services a
sorties a* located a LOS financial Services and rot 'Cum a, cbtan more inionnationaboul SIPC, micluddl by canted rg your Fe-impel Admor.
the tinalsay brass, and you mist make Anse Through tie DA, (mailable to cad. balances are swop to the SIPC Broths. by cordacting SIPC at 202-371 -83C0
of any ear or omission to both firm. As described in depose acorns at UBS AG New Yak Branch and LES or by visiting the StPC nwbsee of anweettorg Account overview
the account agreements, yay mint ea* US Or a AG Cayman Ranch Thew deposits are not fluted by pun • Value of you acciantdon(olo. Net of assets and
errors or fraud twotag chedcs reflected on your to FCC. Baines held at the UBS AG Cajman Brandi Dividend Reiwestment Program litotes
statement wash 30 clays alter b was mailed or made are temps:wry reposed to the sovereign lit of the The pris reflected is an average like. You may obtan • A seeb hcbdes salt* cash balances, slues fa
mailable. Allstate-nets shall be deemed (stoke* Calms Wank, and Mere is no guitars* or other the abet price tan yea Fennel Advisor. Onk whole nntrkted nosey lest ), and Global Tine Deposit.
and accurate n all other respects if not objected to in obligation of UBS AG to spay We batons while on The shares are purchased under DRW; petal Mann sea be amazed marks to ma-ket, andcertain assets not Feld
*nay *Shin 60 days LEG Cayman's Brach's books. soli ad the cash we be deposited in your account The by the Fins. Does roe include unpiced sectritieassets
• Please died cuR omer complaints or rip ines to tee &ricked serwstment price applied byte teas may at the end of the prior and anent statement penods,or
Fears Clete Relaters (*patient at 201.352.1699 Deposes at LEG Bat USA and each UBS AG Branch ate 61I er from the make price al witch the partial shires plate rmaiellents awned stock options and
a toll-free r. 903.354-9I03, 8:03 A.M. to 6C0 P.M rot protected by SIK. Monet Fund shares are protected are sold enrosable stock options
FT Monday through Friday, or in ming to LES by SIPC. See 'LOS Financial Services Account Protecten' • bibiaties. Induces debit balances, cutstarding margin
Ftencial Services Ix., Client Relations Depatnent, [slow. Cash-islieu bans, credit lie, short accord balances.
P.O. Box 766 Union Cary, NJ 07032 CnV whole orals may be held en yes amount. If pin • Casamoney balances. Total of uninvested available
• In case of <nig, Or queetiern about an electronic Upon ma resume, balinces in tie Bare Sweep entitled to a petal ail as a result da thiderd payment cash balances, plus deposit telexes at UB5 Bank USA,
funds transfer (61), be payer a UBS Vatckbit Program or DA may be vethdratas and shares of a or Ohlith" the Film will ether sell partial an at LES AG U.S Branches ad money make mutual fund
cad transaaens, call $20762-1009 of write to UBS Money Fad may be leuidated, ad the proceeds marlin price a accept an /Mare determined by a sweep Waxes, at the tine of tie stgerrent period
Pawnee' Semites Ix, 1000 Rasta Blvd, &halm. returned to you or your seosties KCCUIL regiaered clewing agency, at credit pox accost. lexicontredity free credt balances in jos account are
Weehankeri NI 07086, Mtn RISIA(85A Sakes. rot sectegaed born other balances and the Fine may
RANK tkrmalon about available sweep esters Invanment objectives use ay of these lords lithe Ordiney rouse of As
Cal cc write as soon mystics, if jou tit yes recledn; mart interest rates and Yields, 5.441)15 at The itesimere objectless and risk profile an spec IN to taints These funds sre pestle span your dead.
Polemist a receipt is wrong or if you need more wmvubscordstieepeekk from your Fnancel Advert each account and may may between year =Cu-ft This total is reliscled in HY arrant pared closing Vale
tdomalion ter a transfer on the statement or a by calling KO-762-1000. Deese advise the Firm prcnotk in wining of any
receipt. The Firm or Card ester (as apolicable)must smna Pant change in jar Ina-Kiel sedation or Lending information
hear from you no leer than CO days slier the Fen UN Financial Senior account protection investment objectives For eachscan held you Frx cleared information an the Firm's iteldireCt[es
The Firm n a manta, of rh, Taat r rim harmer, Prorectrn shoos one of the following inernment clejoetivrt and dockaten. refer to you- Chant Ration isa
SDNY_GM_00023748
CONFIDENTIAL
EFTA_00134368
EFTA01276139

Important information about your statement (COIMMIed)
Apemen, or Accost Agreement and the General - We gad* we the closing price when ava46lea liquid and own if they can be sold tie price — n edition to commissions received n connection
Terms and Conditions LISS Statement of Credit Practices the mean of the bid and ask prices for listed received may be lee than the per dare *dimmed with the sale or destitution ol may contracts
;imitable in Agreements endO ndasures at acuities and options ce only bid prices for OTC vain provided n the mart statement. and iret investment but Ind toot, clients. mo
jaage ea< rentlareevonoWerhe Tee sect/hes. ands( our affilide ream* reserve sha-rag
- Less actereb traded sectaities may be priced usig a • Restricted meurities. Refitted secants generals, compensation Itormmany of the instance
Your meets valuation model a the most recent doe we at not (wend elcble to public tale. U8S Financial companies Undefined-9 the annuity COMMIS,
Your statement itemizes securities and other assets hell claimed rid may not reflect an actual molted price Service, uses the motet priced the unrestricted stook aft/uses d the henna corretheas or spornort of
tithe wart at the end of to slanennert period. You a value of the same issues as an imputed value for tie the ant imesimmt tugs we deflate.
may ark for delved d tuft paid seariies at anytime. - Certain positions may appear without a price arid restricted Oak (*Fount/esoften statement on4o To - Our affiliates also receive trading commesians rd
You may receive securities seed as loan collateral alter will tow a 'vice was nal avtlable• it we we the extent that restided stories are elgbk to see, other convenient:nem natal and and
paying any balaxe eke on them. Any securities unable to olA am a price fora seamy the value received may be sibstantialb less thanthe Munroe companies whose products we dew Wu.
transfused to the Firm cern; the period ale - Deposits a securities denominated ilCUITolcon imposed vela/ town - We receive an anal he from UBS Bat USA ad
listed at market value as of the end of the sterna. other Ilan U.S dollars are reflected at the eichange LES AG Stanford Ranch of to to 425 per mean
period. rate as of the statement date. • Est. (estinated) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cott bets. In detention° the cost basis of the - fa certain senates rating n non-conformrig M estimate of smug income i based an current Programs.
securities incbded in this statement weer. indicated denornnetions. dice rid quality(Ixt cola) may dnidend and interest rates, assuming tie securities will
wih the number " l, • LES F minced Services has relied have been adjusted to laciltate raper valuation be held for ale we from statement date or anti Adivity
an information obtained from sources other thanLES To obtain teem pa:sabre. when availabk, contact maturity This Mink no* a gudolne; accuracy Irismation vegan:Mg commksions and other chmges
Financial Senices, including information from another era-cal Aderxr and continued income are not gua'arteed inured h connection with the execute:no' trades,
fen a that sumac have grovided to yea f Maxie' - Estimated irrui hcane and curet yield for klieg option 'sensations hes been incbcbd on
Adritor. The Firm does red irdeperokrtly way a • Private investments and etrucoared eroded certain types of leashes could ricks'e a retain of conlimations prewousb I welshed to you, and ell be
pained the eco_racy a viay dry information Note rimmed :dunes (ex ling dram principal or capital gahs in which case the est prattled to you prarptly on repast.
provided by WM other that LES Financial Sonia/. participation program ad realestate investment hast incorre (a-deurred yell would be overstated,
xkltion *hough UPSPi-wind Services general& soothes) and structred products are general), highly - Estimated anal income and cured yield and tie Short selling
updates this nfcrmation as t is received. the Firm diakt Celan sea-timed pactxts have not been actual ?cane andyield milt bebe lower°, higher II you are engagedin short sellrg a security, you may
does not provide any Asturian that tie information registered with the Mounds and Exchl dun the estimated amounts. rove a chard dee to satin banowig costs for that
seder -Cost bans° and "'Unrealized gell ore is Commission ix under awi mate seeureeTwes. We - An eatenate of numbed income (del:lend ander pankularsecuity.
accurate as of the date of hi statement. As such add. dined(' Vake$ for private investment interest) divided by the current mainet
please don't red on this nfarrution to make senates irdstrutured products for ithemational validaverage balance is based an the di dividend Open eiders
puchne or sale decisions for tax puposes or purposes any. Atarary toot °Lunette& or interest payment made by the duet and Regarding open or • gad-till-canceled' aides that
otherwise. Accounts itarderred to tie Fires may - These vatmis may differ absent* ice. prices il amines tie seareteddepdts will be held for ore were not executed by the illittnita date, open buy and
reflect gee-floss information only for the dried of any. at which a Pride iweelreeril thy year from the fitment date or until matted see slop orders are reread by the mount of die:lards
tine they we held at tie firm More hiaorical smmtured product maybe bought or sold and do Accuracy ad continued yell at not ouranteed or rid-itson an ex-dividends a eer)ts date unless
ithormatcn cube sited by you' Fhaxial Advisor. rot necessatib represent the vat* you may recent tetnxted othenvd by pi. You are responsbk for
sport liquidator. • Assets not held bytes Financial Strokes Cenah orden that are executed dm to your lalure to cancel
• Unrealised geidloseee %teen delta n datable, - Third party estmetes of vale are le if a attain ones se rot helot by the f itn ad not *whin the tasting open cedes.
estimated invialized sundown me act/aloe' la date ad an suppled to UBS Inarcid Sondes on a Fern's posansion or cased These assets ate
Infield seat/ lots. The transamen data for replan basis by an independent valuation firm. displayed on yar statement for informational Priem
hokviltal bet may or my not ref kct commissions. - beat general panne or sponsor estimated eaten purposes only Positions and values presented re To obtain a copy of as current Client PrimacyNode.
dWdPS andor security reorganization events are, are applied to the Fm by the ester, provided by ter awn) fem. UBS Financial Services please contact yes F hernial Achiscr a vat our wend
dett d and other reinvestment lots rid systemetk general panne or paw and my be calculated not rescroble fa the information and does not at mew .4.. rembeWsnmeiree
pschesie bet are each combined to display a* based an efferent information from that used by guarantee es accuracy. These Mani at rot protected
averaged lot The 'Trade date' cairns presents the thid pities to delve ter 'negated values. by MK or the Ferns suddenentelSIPC coverage, UEG Financid Sakes is not a bate The Wit Business
original transaction trade date. - You can obtain seditorel ntamation regarding Services Account Eta and IRMA are tetkerage accounts
the methodology used to determine the estimate 01 • Revenue elesrifif and Stationed compuelsatich. which provide access so banking services and protests
• Callable securities Bonds and prefend stock that value and the dale el the iicematin that is the — In addition to commissions on sales and 12b-I lees *Kt* Mitigernallt with al Gated baths and other
If,. issuer des for eat redemplem wit be selected basis fa the ettimote by contacting your fiuncial received el cerrectiori with be ditributiai Ihniparty barns, rid provides access to Sosra-ce and
eMalially by lot frcm arrag all seamed of that Advisor rrulual knob to ow dents we anchor our affAale armuRY [roach Osed by unalfiliatedthid-party
issue held inournmea en nominee name for as - Third party 'singed valets may be reflected as receive revenue *elm) payments from distnbutors toured companies through ieurs-se agency
clients. Call Cesare iturriation is obtaned from third 'Not priced in several snarl:at when an ardor advises of the natal funds that we sell. subsidiaries of UBS Financial Services Inc.
win and be accuracy is not parented. Oita call (dependent valuation lire hes not %glinteda it These arnants are based on two deferent
learn may end which void aile t yak' complete vialble to assign a vale. Myr. we become ware corrpononts (ate moat of ales by UBS of a Imestruet, newa-ce. ad a-soden:ducts,
inkrmation *Site provided upon request that a matenal mot has awed that may call a Psticute mutual fund I amib Co our clients: and CO Nat 10K instred • No bank qua-anted May /de value
andusb reported value no question, or when a the asset value of a particular rrutual fund taroks
• Certificates of deposit (ON). CDs are FDIC ensured value would be high spicule:re due to tie nature shares held a the Inn RUA. Resource Management Aar. nt, Business Services
upto $293,000 in principal and accrued Menu per of the celerity. — the and as flame ako receive networking mid deount BSA. IRMA and intonational Resource
depositor and per depository ingiemixt h a:cadence - When neater an ester, general partner or sponsor combat processing fees n consideration for Manny:w ent Accost am registered service maks of
with MK ncles estimated value nor a thed-paly estimated tali is tinter agent 1.421VCPS that we porde to the UK Mimed Services Pic
providel, the vita el the seastty will bedater:Ent mutual ends. These fees generally are pad from
• Priadalue Prices displayed for securtes and other tram its drchese price. investor asses n the nutua 'lured and are a limed Visa Signalise is a reptered Servile Milk of Visa
proicts may be higher or Cowes than the price that - • Ditributicos to daft' ma/include rain of dais amount bated on the number of accounts at Immationat LOS Visa Signature ova cads and IBS
you would ectualb resin in the market fakes are capital, ncome orboth. the broker-dealer holing mutual funds of that fund Visa debt cards are issued by UBS Rath USA with
obtained from vorkus thid party sources whit, we - 'Original unit size' represents tee ntnl offeting fa-nily Permssion from Visa USA Incorpaated.
deed to be reliable, bit we donor porritee then price per snit and may not reflect your Cog bait,
accurxy. - DIP rd unlisted REP stands are not tried an a UtS Pinencial Swine Me My 201604
national securities exchange, and am gene*
SDNY_G M_0002 3749
CONFIDENTIAL
EFTA_00134369
EFTA01276140

(SUBS UBS Financial Services Inc Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 July 2016
CNP70056542790716 V1 0
GHISLA1NE MAXWELL
P.O. BOX 308
TEANECK NJ 07665-0308
Account name: GfraStANE MAXWELL
Friendly account name: Indiv.Checkitar
Account number.
Your linandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA aesourceline at 800-RMA- 1000, On June 30 (3) on July 29 (5)
account 029023576
Your assets 172,148.27 147,973.93
Ylsitour webske: Your liabilities 0.00 0.00
www.ubscomilinanciafservices
Value of your account S172,148.27 $147,973.93
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S ThoL6311CS at year end 2015 61932.36
Net deposits and
withdrawals 6146,035.61
149.0
Your ilveStrleclt return
MO:lendand
716 interest income 54.%
Chang- in
market value 50 00
1 n
Value of your account
on Ad 29, 2016 6147.973.93
Dec 2014 Dec 2015 Jun 2016 1J 2016
SDNY GM 00023750
NNmbar SIPC CNP70003305654279 NP1000155185 00006 0716 030575004 Y12 3576550000000 Peg* 1 of 6
CONFIDENTIAL
EFTA_00 134370
EFTA01276141

SUBS
Resource Management Account Account name: GHISLAINE MAXWEU. Your K asocial Advisor.
Friendly account name:Indiv. ar SCOTT STACK MANLYLE CASRIEL
July 2016 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29 ($1 your account
, Cash and money balances may indude
A Cash and money balances 147,973.93 100 00% Your current asset allocation available cash balances. U95 Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $147,973.93 100.00%
A
Value of your account $147,973.93
Eye on the markets
Percentage change
Index July 2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNP 700000056542$0 NP7000195185 COCOS 0716 030579004 Y12 3576550 00inlyyGht0002371Age 2 of 6
CONFIDENTIAL
EF1'A_0013437I
EFTA01276142

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi vandal Advisor:
*UBS i]. Friendly account narne:Indiv Cheakar SCOTT STACKMAN/LYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
July 2016 (3) Year to date (S) See Account activity the month Tot dela It Balances In your Sweep Option: are indudedI n the openng and
closing balances trete. FDIC Insurance [pixies oNy to deposits at u85 Bank USA, not to deposits at ut35 AG,
Opening account value $172,148.27 $1,932.36 Slarriord Er anch Of bank deposits pato:itwoo the UBSInternaiond Depose Account program. WC
protection applies to money market sweep find holdings but not bare deposits See Important information
Deposits, including investments about your statement on the leTt tyro Pars N this document for Ma's
transferred in 0.00 271,214.73 July 2016 (1) Year to date (S)
Withdrawals and fees, Opening balances $172,148.27 $1,932.36
including investments transferred
Additions
cut -24,177.17 -125,178.12
Deposits and other funds credrted 0.00 271,214.73
Dividend and interest income 2.83 4.96
Dividend aid interest income 2.83 4.96
Closing account value $147,973.93 5147,973 93
Total additions $2.83 $271,219.69
Dividend and interest income earned Subtractions
Checks and bill payments -24,081.49 -117,278.18
For proposes of tins statement, tenabity of interest and dividend income has been determined from a US Card payments -95.68 -835.12
tin irP0fir9 IxISPedive. Baud upon the residence of the account noon. account type. or product type,
tome interest andor dvidend payments mat not be subject to United Stan (US) anda Puerto Pico (PR) Other funds debited 0.00 -7,064.82
income tares. The tient monthy Ratement is not intended to be used and cannot be relied upon fce tar
purposes. Chenls should refer to the accricatre Ice reporting forms 'hey recei* from UBS annualy, such as Total subtractions -$24,177.17 -$125,178.12
the forms 1099 and the Forms 493, for lax reporting information tt is the practice of UBS to file the
appkatie to reporting forms WV, the US Interns Revenue Seto Ce and PR TitaSlify Depaitrent. aid in Net cash flow -$24,174.34 $146,041.57
Such loans accurately 0469 fy cane:fella Soler interest afar exempt or taM* uxOrne Please consult yOur
Inca ,dual tax prepare:
dosing balances $147,973.93 $147,973.93
July 2016(31 Year to date (S)
Taxable interest 2.83 4.94 UBS Bank USA Deposit Account APY
Total current year $2.83 $4.94
Interest period Jun 7 - Jul 7
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Jun 7 5162,176.52
Total dividend & interest $2.83 $4.96
Closing UBS Bank USA Deposit balance Jul 7 1152,094 89
Number of days in nterest period 31
Average daily balance $170,509 86
Interest earned $2.83
Annual percentage yield earned 002%
SDNY GM 00023752
CrIP7C003305654781 NP700319S18S 00CC6 0716 030579304 Y123576SSO 000000 Pegs 3 of 6
CONFIDENTIAL
EFTA_00134372
EFTA01276143

*UBS Resource Management Account Account name: Your Ignandal Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
July 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants ae effected as at the 26th of the month or the poor business day if the 26thI dI s on a
vriekenertollday. Reward point &alert:Mats can be found on www.ims.convonNnesendires
July 2016 Year to date
Opening balance 5,233 4,279
Points earned 191 1,145
Closing balance 5,424 5,424
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fthancial Advisor or Branch Manager. Youcan find a ful description of the altemaove
investment objectives in important information about )our statement at the end of this
document.
Your non objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility conederat:on None selected
Your account instructions
e Vow account cost basis default closing method is FIFO, First In, First Out
CNP20208005654282 W2060195185 0000S 0216 030575004 Y123576550 009feklyGit0 00237gsge 4 of 6
CONFIDENTIAL
EFTA_00134373
EFTA01276144

Resource Management Account Account name: CHISLAINE MAXWELL Your Finandal Advisor:
$UBS
Friendly account narne:Indiv Ched0Car SCOTT STACKMANLYLE CASRIEL
July 2016 Account number.
Your assets
Some Vices, income and cotton vaues shorn may be applonlinalt. AS a Kluft. gains dndlpsses ma/ nol
be acuralely reflecled. See smportant ink:venation about your statement a the end 01 the cecumem lot
mate Mammon.
Cash
Cash and money balances
Cash and maw balances ma/ induct± avatar& cash balances, USS Sant USA cbpnt account Sanas,
UBS AG Staraord Branch deposit account baances and money market mut ud fund sweep balances.
binned( USA deposit account balances ale Insured by the FDIC rattan applicable limits, but are not
protected by SIPC. WS AG Stamford Branch deposit account Nantes an not insured by FDIC and are rot
protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC.
Sea the otportam information about sour statement at the end of this doer:rent for details tout those
tSances.
Openng Decoct Closing Mance Pace per share Avon, Dnidencl Interest Darn
Aching co is 1 (5) on Jul 29(1) an Jul 29 (5) rate period period Can amount (1)
UBS BANK USA DEP ACCT 172,14627 147,973.93 250,000.00
Your total assets
Percentage a< Cost Estimated Untea5zed
',Mut on Jul 29(0 your account bass (5) &mud income (5) gin or IDS'S (5)
Cash Cash and money banns 147,973.93 100.00% 147,973.93
Total $147,973.93
100.00% $147,973.93
Account activity this month
Date Activity DegeOliOn Amount (5)
Dividend and intemstincems
Taxable interest Jul 8 Interest VEK BANK USA DEPOSIT ACCOUNT AS OF 07107116 2.83
Total taxable interest 82.83
Total dividend and interest income $2.83
Date Wintry Description Amman (5)
Oil payments Jul 5 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -40.22
Jul 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE .556.98
July Withdrawal ACH WITHDRAWAL AMEX EPayrnent -19.459.01
continued next page
SONY GM 00023754
Ct/P7COCE005654283NP7003195185 00036 0716 030575004 Y123576550000300 Page S of 6
CONFIDENTIAL
EFTA_00134374
EFTA01276145

SUBS
Resource Management Account Account name: ,5-IISLAINE MAXWELL Your Knancial Advisor:
Friendly account name: Indiv Check/Car SCOTT STACK MAt4LYLE CASRIEL
,E, i• n Account number.
Account activity this month xcontnveo
Date Acutely Description Anoint (S)
BM payments (continued) Jul I 1 Withdrawal ACH WITHDRAWAL AMEX Payment -1.700.81
Jul 1 1 Withdrawal ACH WITHDRAWAL Saks Retail -2,324.47
Total bill payments 424.08149
Date Descnpnon Amotnt (f)
Card payments Jul 18 CREDIT CARD PAYMENT -95.68
Total card payments 495.68
Minnie" Payrrent Due Payment Due Dae Credt the AvalableCrech Line Outstanding tame,
UBS Visa Signature credit card(s)
payment information
for August 23. 2016 196.48 Aug 23, 2016 535,00000 531,875 37 13,724.63
This crech cad is enrolled in UBS Pay Credt Cad feature ad will automate" tie paid from your accourt. Your payment is scheduled
for August 18, 2016
We prance this infonnabon on you U8$ visa Signature credit suds solely as a ccijnesy to you. The U8S visa Signature <refit card and account ae
issued by UBS Bank USA. UBS Bank USA sends you cefiod statement for this account and you shoLid make you payment accordng to the*
'minx tons.
We do not India your outstaidtng <resit card batime in the yaw c< your account with u8S Financid Services Mc
Date Activity Description Amount (S)
Money balance activities hen SO Balance forward $112,148.27
Jul 6 Withdraws UBS BANK. USA DEPOSIT ACCOUNT AS OF 07/05116 -20.056 21
DEPOSIT
Jul 8 Deposit UBS BANK USA ACCOUNT AS OF 07/0706 2.83
Jul 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/1Ií16 -4,025.28
Jul 19 WithdrawS UBS BANK USA DEPOSIT ACCOUNT AS OF 07f 1& 16 95.68
lul 29 Closing UBS Bank USA Deposit Account $147,973.93
The ORS Bans USA Der09t ACCOWit is your primary sweep aalion
CNP703O3005654284 W700019518500O36 0776030575004 " 23576550 CCggiffliccm0002371S9* 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00134375
EFTA01276146

Important information about your statement
U3S ftuncial Services ex. (the Firm or UBS Finercial sara yOu the lea staenwra on which the error or Corporation (WE whith protects 163-flieS taa-MS 01 • Proofs, Cuneneincome: enrolments seekng to
Strokes), is a mantas' of all principal warty, canmodey problem awned. its marten up to $9:4000 (including 1.250,003 kr generation of Some a*.
and esti:costa-get UPS Fisancial Senices and CBS - Proede your mare ad nee number Of any) dams for Nit The Slit net protection limits alkilY to • Adies CotedA ppreciation. Insures% seeing
Bat USA re edied subsilenes of UPS AG and - Dena& the ertOr Or tie transfer you are inure all sorb that >who* h a patrols- tracery. root of principal rather than the peroration of
*Mae, of U3S Skulls LLC. The Filets Sandal about, indeplain a <km& as you tin why you The Fm,, together web certain aft Cates, ha also harm.
statement e available upon retail. The Font extant* believe a is ah error a why you need more purdssi ittpleillentel WISPS. The madman • Produce Colobautton of rase and Capital
offices are a. Hammen amount paste to M elgible diet, coircliab ads Appreciate& frweanents keen? both the gereals
- ProWde the doter arrant et the suspected area. this protection is $500 minion a of December 10, 2015. of nccme grOtAh of prikpal
UBSFinancel Semen It. kbpd to the poky ordelons ad limitations, cash a
1200 Harbor Boulevard The fine or Card Issuer ea hastigate you rcompdaht the km is further protected fa up to $1.9 milbn n the Overall rib profiles
Weehawken, NJ 07086 and eel coleeet rat; error assn. For alleged emus aggregate kr all your accounts held n spatially • Cottervabee. Seeks to manta* SIN recipal, with
Metering UBS Vest debit cad broad St if we take paucity A fd i copy of theepoky wades is salable
C Th B i S s F st h a a te n m ci e a n l S t r e e n p e r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o lr r e d c s o , e rd k o e f y * o u' m ya or r e a th c a c n o s 1 t 0 f b o u r s t h e e es a s m da o y u s n t t o y & ou t t a hi t n w is e in w e i r ll r c o r r e , d s i o t that utoon request. t l e o h c w a o t n m n ea e • t a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d s to m t d t a h o y e e r s a o n t t o t b a t e r g e s p e o p n a v e c a e s n w t s i i t g th e n i n l ra if r e
official ts.dxunenn. contanng calkingdata should you wi Nye the use of the money clang tie tine it The SIPC protection ad the supplemental Protection
n O o m t i 9 b P e O re n l i p e l d e w a, a . r n ep I o I r y t o i u t i b m e m l e t d s ia t t h e e ly e n is m an a ti w le t r o a t he lakes us to canplele our investigation. • b o C th r d e o a n n o fi t n s an k c i i t a l t o as sets controlled by (and Staid n • Moderate Willing to accept sane rest to pircjoal and
Branch lianacaer of the o nce serving dote accost. Please mire all disks payable to the Fan or tie your account value) but held away from UBS Financial tolerate some ',Sanity to seek higher returns,
leuncial SULKS bloated on he front of the Services (e.g., certain( cash at UBS Bat LEA, 00 • Cogrenne: tang to accept high irk to pnncpal and
Crag, a firsts shown are intended to be accurate. statement In addition to regular accan fees, accounts cash at Les AG U.S.aanrhes, (4 efiesarre psixts, high slat lily to seek high returns o'er time.
statement etas oliculd not be wed fa to purposes Rely my be abject to maiionerve Ins, chroyes for late including emit& annuities, and 00 tares of Mutual • bwestnervEnpactiry Consideration: t Hinted, a
selehr on yerend tax forms. De , Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds when such tags re registered duchy is the Paton of the portion, for that account may Stele
10425. etc ) wben Drepamg your lax return. The Finn wares n cash accosts. Accosts that an transferred name of the accost holder on to books ad records canplex strategic, kicked liquidly and grater
required by law to report to tie IRS all Usable &Wendt to other instiulens may be subject to a tangier fee ot to applicion aver a trader agent). volatiky.
sports/9e non-tattle dationna and =able hurest • Catkin mesh-nett contracts or iniesiment Serest
owned en whites held hear scant net penceek UBS Sweep Option. (e.g.. anted partnerships aid pewee placerronts) that Statement •heureholdier
cn se* tranacares, rd cost basisoncertain careered UM offers options for sweeping cat balances. balances an rot regOoned ads ter Securities Act of 1933; We may areordrie all related account statements with
seaside, to bale deposits at UM Bak USA and LIES AG Starkey/ and the same attless h the same enreas, eq. because
tooth (Bain Sweep Petgarra), moneymak* mutual • Commodities COntaCIS (e.g, lower sobs* and they have owners oho ako mamas jwil account
CzeonstIcallans with the Finn lads (Money Funk) and the internationalDepose precious metal cants). including futures contacts relaarreps well other dents a the sane address*
• Pleas resales sty oral correwarations in loving Accost (04)1o r cisterns with in Intierutional ad comsat, option contract. you peeler to recent indwells* statmenh mailed is
to further protect your rights. inducing your rite, Rescue? Llanarrnird Account. Though the Bak lh•SIPC protection and the supparnsal protection do separate enidOPet you may declee art,eholdng by
ender the Searles Investor Protection AO (SPA) Sweep Programs, cash balms an swept to LES Bank not apply so these assets tend they otherwise appear citing dos fine-Act Achnor
• t the financial intention cn the top len oftehcm USA to to an established knit ad then to UBS AG on yea statements. The SPC protection aid the
of this slimes snot U3Sfnrecial Stakes, CBS Stanford Branch. or a Money Fund. Deposits at UB6 94:Crasental protection do not protect agar* changes Friendly scan name
Fi-andal Semis carries yea accost as dewing Bank USA av FDIC hared in accordance with FCC n the motet vale of par investments (whether as The Fierdn accent nano is a (seam:ale 'manse'
backer by arrawerrent wit the edcated enslautore • Format dormant pleae visit wwwfdic result of market movement issuer batruptcy a chosen by you to assist you with your recordteePeg.
We informal you of this refalOn5b0 lien you Deposes at LEG AG Stanford Brach ad shares of othearke) has no legal effect on your account You can change
opened this swat h On cast your bra and Morey Fads are rot erased by the FDIC. More irtonnation a sabre wag recant. tore enendn aCCOUll nines. though Online ServKtA a
senates tre boated a LOS financial Services and rot You my Stan mole informationabout SIPC, including by contra.; your Finnual Atone.
the incraceg Order, ad you mat make amps Through to DA, sealable to cat balances are swept to the SIPC Bod-tn. by arising SIPC at 202-37143CP
of soy n or emission to bode firs. As described depose roosts al UBS AG New Yak Branch and LBS or by dates the SIPC webree at wawa/pen Account overview
the account agreements, you must nutty us aF afry AG Chown Eranch Thew deposits are not inured by • Vabe of jou. accowitOontio. Net of *sets and
errors or fraud enoireg chedcs reflected on your to FCC. Baines held at to UBS AG Cayman Brandt Dividend Reiwestment Progress 0242.) Wakes
statement Stet 30 days alter d was mailed or made ale tempi:stay spiked to the 'astir ink of the The pric reflected t an average pee. You may titian • AM b hcbdes wattle cash balances, slues fa
available. A II staurnerin shellbe, deemed compleo Calms lank, and there is no guitars* or other the actual price Iran yea Fresher Ades. Onty *hole nestrkted say fest ), and Global Tire Deposit,
and accurate n all other sped; if not objected so it obagation of UBS AG to reale to balms bariff on file shares re purchased under DRW; prat tan wit be trreared marks to ma-ket, andcertain assets not held
verteg Shin 60 days LEG Cayman's Brach's books. sold ad the cash wi be deposited ei your account. The by to Finn. Does rot include unpriced sectritita assets
• Please dact cuRomer complaints or hares to to (Ward reenestment price applied byte *ter may at tie end of the pilot and want statement EXMOdb. Of
Fens C lent Reborn (Sonnet at 201.352.1699 Depose, a LEG Berk USA and cab UPS AG Branch are •f ler from the meta peke al which tie partial shares plate iwesenena irwested stock options and
a toilet* at 903.3M-9103, (c03 A.M. to 693 P.M rot protected by SlK. Monet Fund shyer are protected re sold earceable stock options
FT Monday through Friday, or in anted to LES by SIPC. See 'CBS Financial Services Accost Protecte- n' • Leibikes. Includes debit betakes, outstarding magi,
Financial Senices hc., Client Relations Depatment, below. Care-iblieu bins, credit let shag /souk balances.
P.O. Box 766 Union Coy, W 07037. CnV whole urks may be head en yea amount. If pin • Cashaoney balances. Total of unimested available
• In cane of errors or pastern about an electronic Ups parr request balances in the Bank Sweep entitled Nepal* sit a s result ol a indeed payment cash balances, plus deport balances at UBS Bank USA,
funds transhr Olt bas parr a UBS Vorekbit Program or DA may be vothdrats and shares of a or otionvilt, the Film will ether sell panel sib a LES AG U.S Branches ad money make mutual fund
card transactions, call 02762-100D or write to UBS Money Furd may be lipuidated, ad the proceeds mart* price a accept an /most determined by a sweep balms, at the One of to statement period
Feandal Senices Ix., 1000 arbor Blvd, feth floor. returned to you or your swages KCCUIL regiaered deeming agency. a-41 credit jar accost Noncarredity free on& balances in yds account are
Week/60gal 07006, AIRY RIAAfeEA Sakes. not seregred from other balances and tae fins may
RANK I-km*0n about available sweep optcTA, lage stment objectives sae any of these lads tithe Ordinery course of As
Cates write as soon as yea can, if pou hi+ ta nctairg cures interest rates and kids, it available at The ivottiment objectives and risk profile are specie to bans how funds re pestle spa your dernard.
cisterns a receipt is mcng or if you need more wmvubscornatieeprelk from your Fnanceal Adria' each account and may may between yar 8=u-ft This total is included in to arrant period closing vabt
inamation tout a transfer on the statement or a by along KO-762-1000. Please advs. the Firm asp& in using of any
receipt The Firm or Card lister (as appleable)must sght joint change in you Ina-teal situation or •eming Worm/Ake
hear from you no Ise tun CO days after to Fan U Th N e F F ir in m a r n . c a i a m l S rr a im ni y t d y s th w e ( u A m n r p rotection Protecbm M inv o e o s s t e m s en w t d o o t g th c e a r k t e s to F s o e r s e a in c v h e s s t t e m a n m t c h b e jK ti l i y v o r u , F a o n r d c d le o an c e k d s in . f * o r r e m fe a r ti o to n j o a n r th C e h a em s R s e le n r t d io iw n t p s a dres
SDNY_GM_00023756
CONFIDENTIAL
EFTA_00134376
EFTA01276147

Important information about your statement (C011tIllUed)
Agternern or ACCOal Agreerrenl and the General - We weak use he Otero; price when available a liquid and own if they am be sold, tee prke — h addeion to commesens received n connection
Terms ad Conditions U3S Statement of Credit traction the mean of the bred rid ink pats for listed received shay be lea than the per chore *dimmed with the sale or &thbution of arkey contract
;nibble in Agreements endO laf:mum a searitin and optrom a only bid prices for OTC vitae provided n the scant statement. and ire investment that units tooter clients, no
goy na< ~Watery ontekrintr met searthes. andcc our affiliate recta* teens shrug
- Less 3Ctiveir traded securities may be priced using a . Reseicted securities. Restoted secrets general& ampensatito from mar& of the issuance
Yew meets ix:gus:a model ate moss recent axe we at not current& ercble for public sale. U8SFina-cal companies undenalig the amity contracts,
Your statement itemises securities and other assets hell ethened rid may not reflect en actual make price Service, uses the market price d the unrestricted stook affixes d the hurarth carpet or sponsors of
the account at the enO of to slatemers period. You a vats of the sane issuer at an inputed value for the the tnt irrresrmmt rues we distriamte.
may ark for deterY of icy paid seosiies al anytime. - Certain positions may apper nito_m a nice and restricted Pak (*rouges-es aegis statement or* To - Our affiliates abo recent trading commosions ad
You may receive securities used as loan collateral alter will ?row as 'vice was root avarlable• it we me the extent that restkled startles are elgbk to sale, ere or:evenness'free masal Ards and
paying any balance eke en them. Any securities unable to obtain a price fora seamy the value received may be abstanual& less thin the nurse. companies whose products we derbute.
translated to the Firm cling the Italentent period ale - Deposita a securities denominated neutral-cies imaged vale *mon - We receive an a-nail fee from UBS Berk USA ad
listed at market vane as of the end of the statement other thin U.S dollas at reflected at the 'wherry LES AG Stanford Rend, Of leato $25 per scare
period. rate as of the natemeat date. • Est. (scanned) income. arrant yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost betk r determining the cost basis of he - fa certain startles rading in non-conlormrig M estimate of annual income is based on Current Fr-ogre-as.
securities incbded in this statement, where indicated denornnetions price and quit ly(face Pith) may &rebind and interest rates, assuming tie seostes will
wits the number " l, • WS Fn./rice Services has relied have been slimed to facilitate paper valuatim be held for woe we from statement date or until Activity
Oninformation cbiained from source, otter than US$ To obtain &mem instabris, when available. contact maturity Uri Mine* bonny a gudolne; accuracy Infammen regardng ammksiths and other chases
Fnencial ewes, including nformation hatsanother ccarcel A0nscr ad continued income are not guaorrteed roared in connellitn with the execute:not trades,
Urn a that sum./ tote grovided to yes finmxial - Estimated anal sane and currant yield fa neLdrig option ganistions has been incbad on
Adelson The Firm does not Meth-rarely vert • Private investments and etrucoared produas. certain types of leashes could include a team of conlimentre praxes& !unshed to you. rid will be
igara-the the acasacy via& of ary information !ovate rixestment sear nits (ex Laing (tied pritipat or capital gahe in which care the est prorided to you preaptly on repast.
provided by Ktne5 Other than LES Re-antral Senices participate., program and real estate investment tact income (a-d curried yell would be overstated.
In setters. *hough UPSFinancial Services general& washes) and structred proirts are gtheralkr highly - Estimated anal income and arrest yield and tie Short selling
Le:dates fib nfermatiaosns as it is reenter the firm repaid. Celan sena-tend pandas have not been actual noon* aid yield rriofit be Soweto, higher II you are engagedin short selling a security, you may
does not provide mu that the a-dermatitis registered with to Securities and Exch then the estimated/mounts. ins a charge der to eaten toviowit costs for that
corder 'Cost bans° ad ^Unrealised gram' is Commission cc undo- ayslate seculliseXes. We - An *nine* of numbed income (dividend arida partkulir wart.
accurate as of the date of the; statement. As such prole egmated values for private investment interest) dalliedbythe current market
please do not ley on this Serration to make searites a-d sthstured products for inormatiral valstaverage balance is based on the let dividend Open orders
pretests sale decisionk for tax puposes a purposes cnbc !Kong snot gumanteed. or /Seen payment made by the issuer and Regarding open or • gni-till-cancelled* orders that
otherwise. Accounts itatherred to the Fen may - These yeas may differ aketa-eiaty kerm prices, il themes the secirceademses will be held foe one were not executed by the 'latent* date, open buy and
releth gel loss hfamatith only for tie period ea thy. at which a Prete twesimerrl tit year Irons the atatement date or until moist sell slop orders are nand by the anoure of dividends
tine they we held at tie Fink More historical structured product maybe bought or sold and do Accuracy and continued well se not guaranteed or rightsan an ex-divider.* a rentris date unless
ndermaton <abbe aited by you' Flax's' Advisor. rot necessal&represerd the wise& may recent netrixted ahenvise byyoa. You are responsbk for
upon Ethridge:it • Assets not held bytes Financial Services. Cenah orders that are executed Os to yOur ladure to cancel
• Unreedind gun elonee Viten data a awilabk, - Third party *emotes of vats are es o4 a athain asses ore rot held by the f im mthnoe wee, the wini ll open orders.
orienated unrealized suinflown re calculated la date ad are supplied to UBS Rennie Services on a Fern's posse-nen or control. These stets se
ixtharal see" lots. The transaction data for regilar basis by an independere solution firm. dnphyed on loos staternerd for informational Priam
extvilial bit mayor may not ref test ammissixt - baser. general panne- or sponsor estimated valet. purposes oily Positions and values presented re To obtain a copy of as current Client finery Naice.
r=anctor security reorganizaton events if my, ate subbed to the Fern by the issuer, provided by tie asu'rg firm. UBS Financial rvices please collet >as F nanual Advisor or von our week
d and other reinvestment lots ref systematic general partner or epasor and may be calculated not retpayoble for aid information and does not at mew oh, rrvenfivnertirev
purchase tots are each combined to dicsoloy ale bawd en deferent information fran that used by guarantee en accuracy These whits a• rot protected
ethane:Ilot The 'Trak date' coLran presents the third parties to derive ter 'negated values. by 51K or tie Firms supplementalSRC cower?. UEG Rine-cif Sakes a not a bank The DMA, Business
ergiul transaction trade dale. - You can obtain additional eformation regarding Services Account ESA and IRMA are brokerage accounts
the methodology used to determine the estimate d • Revenue sharing and additional compeneetica which provide suss so barking services end protests
• Callable securities Bonds and pthand stock that value and the dale of the Hammenthee is the — In addition to commissions on sores and 1)b-t lees tea* aringernerds with an anted bans and other
to boor calls for eery rederneem will be selected basis kr the ectimate by contactiq your Mistrial received in cathectrat with tie distributim e4 Ihrdparty bares, and provides Jain to sum and
anPatel& by la from amass all seasain of fix Advisor rrulual fuels to our dents we anchor our Ornate amity Prodien mead by unaffiliated thid-party
Sae held in ournamea n nominee nine fa as - Thirdpatty 'Penned vales may be reflected as receive revenue shall'9 payments from dentate, nourrce companies through isura-ce agency
<lents Call leave rdermalith is obtained from third 'Not priced in several stamens: when an allot advises of the maul funds that we sell. subsdianes of UBSfinamial Services Inc.
parties and its accuracy is not guranteed. Other tall independent valuation Inn has not %Waileda it These amounts are based on two &fermi
fthest may von which amid ailed yeti amide* ire:Met° wags a Yalu when we become ware corrponents (l the amard of Ulf, by UBS of a totastment noura-th. and many products,
nrkrrnaten taillbe provided upon request that a matenal mat has °cored that may call a Paliculr mutual fund I ami& to our clients: and Cri) Not FOC insired • No bank aureate. May lose value
piteous& reported vats rep question, or when a the asset value of a particular mutual fund famikes
• Certificates of deposit (ON). CDs are FDIC sued value would be high& spearlatne due to tie nature stares held a the Irrn RUA. Resource Management Arno nt, Business Services
gem $29),000 h principal and accrued interest per et the security. — We and as allAate abo receive networking aid Account BSA. IRMA col intonational Resource
depot:ear and per depository inonsion n accerdance - When neither an thuer, general partner or wonsor combs' processing fm n consderation for Management Account re registered service maks of
with MK riles estimated value nor a thrd-paly estimated valor trawler agent Sen•Cei that we ran* to the US$ Rnancii Senao-res Inc
provicatt, the vela of to securityMO be different mutual lint These fees generally are pad from
• Priothalue Prices diverted fo r secuntes and other treat its webs* price. investor asses ri the maw I lured and &watered Visa Signature la registered Servile milk of Visa
predsts may be higher or boll than the price that - • Deributian to daft' me/include return of dais amount bled an the number of accounts at Hemel brut LOS Vise Signature credlt cards and CGS
eat would &dual& resin in tie matte likes at capital, ncome orboth. the broker-dealer holingmutual hands of that fund Visa debt cards re inued by UBS USA with
obtained from threw thid pat sources whit, ete - 'Original unit size' represents the initial offering family remission *OM Visa U SA Incorporated.
beleve to be relable, bit we do not garnet ther priceper unit and may not reflect this cop bait,
accuracy. - DIP rid unlined REP scathes are not hated al a UN Financial Seethes to Rev 201604
national securities exchange, and an genera*
SDNY_GM_00023757
CONFIDENTIAL
EFTA 00134377
EFTA01276148

lies Fnancial Services tic.
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
CNP70056338490316 VI 0
GNISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHSLANE MAXWELL
Friendly account name: Indiv.CbeckiCar
Account number.
Your financial Advisor:
SCOTT STACKMAWLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSCituCeLine at 800-RMA- I 000, on July 29 in on August 31 (5)
account 029023576
Your assets 147,973.93 134,076.18
Visit our webdte: Your liabilities 0.00 0.00
www.ub5comflinanCialSewiCe5
Value of your account $147,973.93 $134,076.18
Sources of your KWma growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 31,932.36
L6311/$
Net deposits end
,34.t withdrawals $132,136.63
Your elVeStilleilt ream
Dividend and
interest income 57.19
Change
markot value 50 00
Value of your account
on Aug 31.2016 6134.076.18
Dec 2014 Dec 2015 Jul 2076 Aug 016
SDNY GM 00023758
Member SIPC CNP700033056334149NP7000197196 00006 0316 030575004 Y123576550000002 Page 1 of 6
CONFIDENTIAL
EFTA_00I34378
EFTA01276149

SUBS
Resource Management Account Account name: GHI$LAINE MAAMELL Your K asocial Advisor.
Friendly account name; I iv. ar SCOTT STACK MANLYLE CASRIEL
August 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
• Cash and money balances may include
A Cash and money balances 134,076.18 100.00% Your current asset allocation
available cash balances. kin Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $134,076.18 100.00%
A
Value of your account 5134,076.18
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 782%
Russell 3000 0.26% 801%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
CHP 70008005633850 NP7OCO 197i 98 COCOS CBI& 030579004 Y123576550 COMINGM0002379Vio 2 of 6
CONFIDENTIAL
EFTA_00134379
EFTA01276150

Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandal Advisor:
S S DUBS
Friendly account narne:Indiv Ched4Car SCOTT STACK MANWLE CASNEL
August 2016 Account number.
Change in the value of your account Cash activity summary
August 2016 (S Year to date (1) See account activity thou month lot dela Is Balances In your Sweep Options ate includedin the opermg and
closingMance:Aut. FDIC Insurance *pie, only to deposit, a U8S Bank USA, not to &pouts at LOS AG,
Opening account value $147,973.93 31,932.36 Stamford eranch or bards deposits placedihrouoti the UBS internahond Depose Account program. SIPC
peter bon applies to money market sweep I und holdings but rot bare deposits See Important irdonnation
about your stoement on the tat Mo pages cf this document for detals
Deposits, including investments
transferred in 0.00 271,214.73 August 2016 (S) Year to date (I)
Withdrawals and fees, Opening balances $147,973.93 $1,932.36
including investments transferred
Additions
out -13,899.98 -139,078.10
Deposits and other funds credited 000 271,214 73
Dividend and interest income 2.23 7.19
Dividend aid interest income 2.23 7.19
Closing account value $134,076.18 $134,076.18
Total additions $2.23 $271,221.92
Dividend and interest income earned Subtractions
Checks and bill payments -13,803 50 -131,081.68
Pot purposes of Ms statement, twatallty of inkiest and Onldend Income has been determined horn a US Card payments -96 48 -931.60
tar *Porting IktsPeclht. Baud upon the residence of the account holder, account type. or product type,
torn, interest ander dvid,nd payments may not bo subject to United States (US) ardor Puerto Rico (PR)
Other funds debited 0.00 -7,064.82
Income tares. The dent monthy statement A not intended lo be used and cannot be (eked upon for tat
purposes. Clients should refer to the aPplicatie tar reporting forms they recei* from IRS annualy, such as T)ta I subtractions -613,899.98 -$139,078.10
the Forms 1099 and the Font 480, for lax reporting information h is the practice of UBS to file the
tiopti(atre la reporting forms with the US internv Rewnue Serege and PR TfeaSury 0e0allffent. 8i)d in
Such fOrrns accuratsy (rasa fy chiclends ardor Interest as tar exert-sot or tatabk 'meat Pleat consult your Net cash flow 413,897.75 $132,143.82
irxbrdual tax preparer.
Closing balances 1134,076.18 $134,076.19
August 2016(S) Year to date (S)
Taxable interest 2.23 7.17 UBS Bank USA Deposit Account APY
Total current year $223 37.17
Interest period Jul 8 - Aug 4
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Jul 8 $152,094.89
Total dividend & interest $2.23 $7.19
Closing UBS Bank USA Deposit balance Aug 4 $136,363.04
Number of days in nterest period 28
Average daily ba lance S147,981 97
Interest earned $2.23
Annual percentage yield earned 002%
SDNY GM 00023760
CNP7O000305633B51 MI00019719800005 0816 030579004 Y123576550000000 ►ap 3 of 6
CONFIDENTIAL
EFTA_00134380
EFTA01276151

*UBS Resource Management Account Account name: Your Ileandel Advisor:
Friendly account name: ir SCOTT STACK MANY LYLE CASRIEL
August 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or thepro:business day if the 26th Mb on a
weekend holiday Reward. Vital daunt)/ details (an Ct bound on vwvwubs.awfOnaneSeneXes
August 2016 Year to date
Opening balance 5,424 4,279
Points earned 0 1,145
Closing balance 5,424 5,424
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. toucan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment efigibility consderat on • None selected
Your account instructions
. Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C008005633852NP70C0197198 00C•06 OBI 6030575001 YI 23576550 C0MALYGM000237tee 4 of 6
CONFIDENTIAL
EFTA_00134381
EFTA01276152

Resource Management Account Account name: CHISLAINE MAXWELL Your Misandal Advisor:
UBS
Friendly account naarte:Indav Check/Cat SCOTT STACKMANLYLE CASILEL
AugUS1 201 6 Account number.
Your assets
Some tames, mon andcurrent bra Lies ShOern May I:tag:qinine. AS a mut gam at tosses may no
be tearialely telleciad. See imporunt infonnaon about your statement a the end of ths clacumem tot
more infornmon.
Cash
balances
Cash and money
Cash and money balances may iodide avaltie cash balances, UBS Sant USA &pout account balances.
UBS AG Stardord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances ale insured by the FOC Mthn applIceble limits, but are not
protected by SIPC. WS AG Stamford Brant h deposit account Mantes an not insured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SPC but se not insured by the FDIC.
See the important information about your statement Y the end of this docirreent for details *out those
bdances.
Goering Wrote Closing balance Price per share Average Dnidencl Interest Drysm
leddng on Aug 1 (1.) on Aug 31 (S) on Aug 31 31 rate period pecked rrount (S)
LI35 BANK USA DEP ACCT 147,973.93 134,076.18 250,000.00
Your total assets
Percentage d Cost Estimated Unrealized
value on Aug 3t your accent taus 01 annual interne (5) gain or loss (s)
Cash Cash and money balances 134,076.11 100.00% 134,076.11
Total
$134,076.18 100.00% $134,076.18
Account activity this month
Date Minty DeSCrptiOn Amount (S)
Dividend and interest income
Taxable interest Aug 5 Interest UBS BANK USA DEPOSIT ACCOUNT ApF ut 04 I u 2.23
Total taxable interest $2.23
Total dividend and interest income $2.29
Date Actiiity Descnplon Amount (5)
Bill payments Aug 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Aug 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .40.22
Withdrawal -11,015.92
Aug 4 ACH WITHDRAWAL AMEX EPayrnent
continued next page
SONY GM 00023762
CMP7030$00563.3853NPIOCOI97198C0006 MI6 030575004 v123576S50 000300 Page 5 of 6
CONFIDENTIAL
EFTA_00134382
EFTA01276153

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Knanda Advisor:
Friendly account name: Indiv ChecISCar SCOTT STACK MANLYLE CASRIEL
August 2016 Account number:
Account activity this month
(contrived)
Date Actisty Description Amount (I)
ail payments (continued) Aug 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -2.190.38
Total bill payments 413203.50
Date Description AmOunt (I)
Card payments Aug 18 CREDIT CARD PAYMENT -96.48
Total card payments 496.413
Ahriman Fames Cue Payment Due Dse Credi the available Credit tine Outstanding balers.
US$ Visa Signature credit cards)
payment information
for September 23, 2016 $9672 Sep 23, 2016 135,00000 S31,936 13 $3,063.87
This credt cad is eneciled in u BS Psi credt Cad f eat we and will autcmaticaty be paid Iran your account. Your pigment is scnecbted
tor September 18. 2016
We provide this information on JOU/ US$ visa Signature credit fads Scitiy as a Castesy to you The U85 Visa 59nature credt card and account are
issued by U85 Bank USA. UBS Bank WA sends you arida SI aieriVra for 1Ns account and you shoLtd make you payment accordng to their
insl nicisonS,
We do not ind uCe your outstanding credt CMS mance in the rave of you account with 5)85 Financier Services Inc
Date Activity Descrgbon Amount (S)
Money balance activities Ail 29 Balance forward $147.973.93
Aug 3 Withdrawal UBS 8ANT. USA DEPOSIT ACCOUNT AS OF 08t02/16 -597.20
Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08704/16 -11,015.92
Aug 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 08104116 2.23
Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08t09116 -2,19038
Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF O& 18116 -96.48
Aug 31 Closing UBS lank USA Deposit Account 5134276.18
The UBS Pare USA Se13O9t Account if your prison, sweep colon
CNPFC008005633854NM000197198 00005 0816 030575804 Y123576$50C0904Y_GM_0002vtage 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00134383
EFTA01276154

Important information about your statement
U3S Fanelli Services Pk (the Firm or UBS Finercial sent yOu the lerst statement on which the CM:for Corporation (WC), which protects stories marts of • Prase Cunene/mon*: hvestments seekng die
Serekes), is a mean of all principal cecvay, ccmrrocky problem *pored. its mentors up to $912000 (including 12 50,003 kr generation of Moms onbi.
and soh:reweave,. UB5 Fannie' Services and U65 - Proide your ma rd accord number (4 am) dohs for mit The SIPC asset protection limit, aPPIY to • Acate Cap6dA pprodation. Investments seeing
Bank USA the i-died subsilones of UPS AG and - Deco& the MN Of the wander you revere all accosiff that puha h a partiality cthacity. ?owls of principal rather the, the generation of
affiliaes of U35 Seamen LLC. The Fim's Wawa about, inisplain as <kerb, as you cth why you The Finn, together sal certainaffiliates, has also ham.
statement b available upon recast The Font exto-erve believe * is rhea a why you need more purchased aparnentatatemion. The airman • Produce Conginatian alI ncase and Capital
off ices re a. hanatim amount payable to at eIgible clke tc CONIClink Laid. Appreciation Nesinints seektrg both the german
- Pim:de the doer avant ot the suspected era. this proton-ion is ZOO man x of Dante, TO, 201S. ol Mane ad growlsof Racal.
1115 Finricol Seroces hc. Stbrd to the poky ordeals ad anthems, cash at
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigate sou tcompaht the km isfurther protected fa up to $1.9 mullion n the Overall tisk profiles
Weehawken, N107086 and vial correct thy error promptly. For alleged eats aggregate kr all your accounts held n a patalm • Constwarve. Seeks to mantan SIN picipµ with
L T B hi S s F st a at n e c m ia en l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O e t / h o e f r f i r c e i c a o l r r e d c s o , e rd m o e f l y t o ur m p M a e o r r k e a i M n c g a c o n U r B 1 d S 0 f b V o u r it s a th i e o e d n E e s M b d i a O t y L c s • a I t t d o y I t d r u o m t a hn a s k , i w i n s e i , n w i e f i r l w l r c o e r r e , t d s a i o k t e t ea u ca n p o a n c r it e y q . u A es K t. A copy of thepoky wordi-g h mailable l M d a ue o r m m is e k a o a n r n s r d e t h t v u e o r l n w a s ti l a a ity t r t e o m d t a h o y e e r s a o n c t o c b t o e g r e d p a N p m r a e e t w s i i e t g h s n e d n a nt
official tadoosnents. contanng conflicting daa should you MI hive the use of the money durng the tine it The SIPC Notectith ad the suppkmenbl protection
'ration.
n O o m t i b S e 9 0 re n l i p e l d e a a s c e e r s e p I o I r y t o i u t i b m a m s ed e ia t t h e e ly re n i s w an a e g ra to o t r h e takes us to complete our noestgetion. b • o C th r d e o ti n n o f t i l m m a e y d t o as sets controlled by (and Mated n • Maleate. Willing to accept some risk to petal and
Branch Manager of the dice serving your account. Please mire all checks ayele to the Fan or the your account value) but held away from LOS Financial tolerat some vateity to seek higher returns,
lanai instaith trigkated on he front of 1h6 Services (e.g., certain (1) cash at UPS ark LEA 00 • Aggressm: Wiling to accept high frA to pnncpi and
Atha4' a 'ivies shown are Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.banthes, (4 Muranoe pecans, high wird My to seek high returns owe time.
statement detaskreuk1n ot be wed a to purposes Rely may be abject to mama lees, charges for bee including vaidele enmities, and (id tires of initud • thatelent Figairy Consideration: d selected a
solok on yethend tax lams , Form 1099. 5498. payment for securities purchases and charges kr unpaid flinch whore such shares re registered direct& li the 00-505 of the porHolia!o r tat account may Mak
10425. etc) when Drepamg your lax return. The Firm ar50.555 n cash acme*. Accounts that re transferred name of the accord holier on the books rd records complex stages, forked liquidly and gear
required by law toref:co to the IRS alltable drainer% to other MM.:laths may be subject to a finder tee. of the applied* Aster a trawler agent), yobliky.
imonta rentable datiotind and table Merest • Certain natment contracts or invesement interests
end on sashes hid truent actra nee emends UK Sweep Oates (e.g., limited partnenhips ad pirate placements) that Statement eheureholdier
on see trawaelbre, a4 coca battencertain covered LES offer, options kr swain cash balances balances are rot mob-toned seder a Secured. Act of HID; We may concordat all related account statements with
swishes- to bat deposits at UM Back USA and OBS AG Searnkrd ad te sane alms in the are envetpe, eig. because
branch ditarkSweep Progjanak moneymaker mutual • Commodities ccrtacts (e.g, foreign excha-ge and they have owners etto also mahtan yonl account
Carommiaellanswe the Fat Ards Money Fate red the inteational Depose preccus metal corwacts). including hares antracts relawahips an other clients a the same address. If
• Please rimodinn her oral cornanations in *ring Accant (DA)la c enamel with in Irderutional ad commodity option felted,. you peeler lo raw individual statements mailed is
to further protect your rights. inducing your itteS ammo Mana;prria Account. Though the Bark The SIC protection and the suppanenUI protection do separate envelopes, you may decltre hocr,eholdng by
ceder the Stones Investor Proteceon Act (SEA) Sweep Programs, cash balms re swept to LES Bank not apply so these assets and Payoterwise appear casing yxr Financial Admor
• II the finascol institution on the top let of toe kom USA a to an estabkhed knit ad then to UBS AG on your sUtements. The SEC protection ad the
ol this statement is not U36 F anciel Sevres LEG Stanford Bench, or a Money Fund. Deposits at U26 aeolernental protection do not protect aganst changes Friendly Gaeta name
Ftracial Sonia carries yew =cunt as chafing Bank USA are FDIC inured in accorda-ce withFCC n the market vale of yam investments (oaths as The Truth* acccu-4 nano is a cusionciple 'warm'
broker by arra-gement with the rdeated insteutera flies. Format information please hilt wwwfdic result of market moverrem, issuer barkruptcy or chosen by you to assist you with your recoodeeeon0
We in you of this relatOn5h54 %Plena., Deposes at UK AG Stanford Fereti ad shares of Nana) has no legaleffect on your account You can change
opened this accost h the case. your era and MoneyFundsate rot insured by the FCC. More irtonnaton 6 arable tan recast txr iriedy scald narK though Octane Service, a
ashes a boated a LOS financial Services and rot ea may cbtan more Worm:wonabout SIC, math's) by coact eg your FiViloal Athnor.
the trawactrg broker, and your at make a react Through tie DA, rabble to cad, balances are swept to the SIPC Brockm. by contacting SIPC at 202.371 -83C0
of thy ray or omission to both firms As described in depose &cants at UBS AG New Yak Drench and LBS or by seeing the SIPC awbeee at waratworg Account overview
the account agreements, WI/55M natty to OP ani AG Chan Eranch Thew deposits arena iwured by • Vakse Meow accoun4onTolo. Net ol assets and
errors or fraud acing heeds reflected on your the FCC. Bale-ms held at the UDS AG Cadman Baal Dividend Reiwestment Rrogran ((WS) 'atilt
starter* van 30 days alter d was mailed or made ate tempura y reposed to the swear a of the The pie reflected is an arra Nee. You may obtan Aswb trelas add* cash balances, values for
available. Alinements shall be deemed complete Chan Pack, and are is no guarantee or other the awl price Iran yes Fri/Mal Advixr.Oney *ha resfrcted wordy test), rid GlobalTim Deposes,
and accurate n all other respects if not objected a n obigation of UBS AG to repay the banes while as the sham are purchased under Da; partial sham wie be treated marks to market, and certain assets not held
venti-g within 60 days LEG Cayman's Brach's books. sold ad the cash wia be deposited try your accord The by the Fim. Does red include unpriced sectraPassets
• Please deect customer complant or hates to the Ward reinvestment price applied by the Aster may at the end rol the prior and arrent statement periods, or
Fiwirs C lent Reborn (Norma at 201.352.1699 Deposal a LEG Bak USA and each UBS AG Branch ate •ffer hem the meta price al which the partial shires primate Ioannina omitted stock options and
tollr oe an 903.354-NCO, 8:03 A.M. to 603 P.M mot protected by SIC. Money Fund shres are protected re sold *actable stool options
FT Monday through Fray, or in *ti rg to LES by SIPC. See 'LOS Financial Services Account Protection' • Liabildes Includes debie balances. outstanding morph
Financial Services Ix., Client Relations Department, below. Geeterin-lieu bans, credit lib, shot accord balances.
P.O. Box 766 Union Coy, N1 07087. Ctribr whole urns may be heed n yar acau-n. If you ae • Cas&eoney balances. Total of uninvested available
• In case of <UM of galore about an electronic Chen your request, balences in the Bar* Sweep entitled to a petal Lnit as a Pewit dam:S.4*rd payment cash balthces, plus depots balances at UBS Bank USA,
had, transfer ((21). bit payment a UBS Voieckbil Program or DA may be withdraw,. and shin of a or othetwee, the Film al ether sell parhal win at LEG AG U.S Branches erd wavy make mutual fund
card transactions, call 802762-10K or write to UBS Money Furd may be Muidated, ad the proceeds mallet price a accept an /mord determined by a sweep bins, at the am of the statement period
FancialSenices Ire., 1000 Karla 814, 6th floor. returned to you or your secrets Cala regiaened shag agency. ad credit you accord. awcarediu free creek balances in yes account are
Yak/Meg NI 07086, Attrt RINVESA Swat not segregated from other balances and the Fim may
Ftrter Herman about available sweep *pars, Investment objectives Lae Sly of these finds lithe ordnay coon. ol As
Caeca voile as won or ti can, if you hit yco.r nackg card it rates and fads, it awibble at The Maniere objection and risk profile are spec le to trainee hese funds repayable pan your dread.
statement co receipt 6 nano or if you need more wthaubscordwieworekb. from your Fri:nal Advisor each account and may may between you accounts nes total is included n the anent period closing Vale
traination tot a transfer on the statement or or by calling 802762-1000. Please advs. the Firm amply in wining of any
receipt The Firm or Cad Isar (as alcable)must 5g-decant change haws I finial situation or Lending infonnation
her from you no Ian dun CO days aher tie Fine UN Financial Serra' attain protection investment &wows For each ward held, you For detaled information on the Farts lording puttees
The Firm r. A rrinor Iwntor PrOictirn choose areal the followin investment cbjection and declares. refry to your Chem Relationship
SDNY_GM_00023764
CONFIDENTIAL
EFTA_00134384
EFTA01276155

Important information about your statement (COMIllUdf)
Agee/nest or ACCOLII Agreement and the General - We tweak use the closing price when avMMbka liquid and own a they can be sold to peke — h addaion to cornrnissists received n connection
Teems ad Conditions U3S Statement of Credit Practices the mean of the bed ad ask price, for listed received may be lea than the per tore estirnsted with the sale or distribution of snaky contracts
hobble in Armond endear/slums at washes and options cc only bid prices for OTC value provided n the accost statement, and tent investment but trek tooter clients, we
aimpa art MAIThrerVinteirtn100110c. secuities. anda a/taffeta* recess* reserve shalt;
- Less 301109 traded securities may be priced useg a • Restricted securities. Resisted scarifies generalY compensation from many of the insurance
Vow ants subsea, model ix the moss recent prce we ere not curienth etgbk for public sale. U8S Financial companies undenwleg the amity contracts,
Your statement Omen securities end other assets hell obtained rid may net reflect in actual market price Service: use: the motel priced the unrestricted stock affh ates of the remora carpet or sponsors of
is the account at the end of Ow flamers period. You a value of the sane issues as an imputed value fordo tee ant investment tuts we distetute.
may ask for dewery of by pad seariies at anytime. - Certain positions may deer witoa a price aryl restated 5100k theouthoses alai; statement on4c To - Our affslides also meets* trading canranskins rd
You may receive securities used as loan collateral after will thee as 'price was nol available • it we re the extent tut restrkled seorities are elgbk to sale, are convenience, fr an trawl kends and
paying sty balate id* on them. Artysecurities unable to obtan a awe fora scanty the vale received may be obstarnialb less th.t the restate methinks Meow predicts we &widest.
translated to tie Skin ciseg the state neat penod are - Depost a securities denominated ilCUITOWCin imbued vabe town - We receive en meal he from UBS Bat USA and
listed at market value as of the end of the statement other than U.S dollars are reflected at tenedhr ige LIES AG Stanford Ranch Of w to 425 per accrue
period. rate as of the tatement date. • Est. Pectinated) income, arrant yields and rates. sweeping to the bats under the UBS Bank Sweep
• Cost bald h detemning the cost basis of the - fcc certain searnes twang n nOn-00nleernerg M estimate of anal income is based an Current Programs.
securities incbded en this statement, where indicated denornnetions, puce and quality (face oda) may dividend and interest rats, assuming the startles will
with the number " l, • WS bundle Services has relied have been adjusted to facilitate raper valuatim be MU for cm yea- from statement date or until Adivity
al information obtained from sources other than 'ES To cbuin drum gustabre, when syllabi?. contact maturity This Mind* nod/ a gudolne; accuracy hkanabon rezoning conmksens and other chases
Finencial Semites, including information fran another ybr Frai-col Ader xr ad continued income are not guaarrteed insured el conneahn with the exedeen of trades,
rim a that sum* have Decided to you Finaxial — Estimated anal rectae ad cured yield for ecLeerg option transactions has been incead on
Adam The Firm does rot irdeperokntly vereya • Private investments and structured products. certain types of leashes could riclude a retest) of canteen/lions areaway !writhed to you, rid vat be
gaara-dee the acosacy a valley of ay information nom rummer* "Nunes (et ladrg drat pritipal or capital gait in which cane the est profiled to you promptly on repast.
provided by souses Car than LESPi-uncial Seneca panicipathn program aid real estate investment hat income (and currcre yield would be overstated,
xkltisn although UPS f inanciel Services gmerafif seosilis) and structured prolocts are generalb highly — Estimated anal income and cured yield and the Stied aNling
updates this nfcrmatizn as it is recented the Firm tided. Celan addend pred_cts have not been actual earne and yieU misfit be lower°, higher d you are engaged in short selleg a security, you may
does not provide any MOStegeS exit the hIcornation registered with the Steatites and Exdurge than the estimated ansuntS. ins a charge dm to cabin tonoweg costs for that
seder "Con basis^ aril *Unrealized gar/ lose is Commoskin or under any state secuntieTaws. Wit — Are **inn of sneaked income (dive:lend ander parteulir security.
accurate as of tee date of this statement. As wok Provide egmated Value, for private investment interest) dividedbythe current math
please do red red on this nfamtion to make searitis zed structured productsfor erfamattnal valetaverage balance is based on the tat dividend Open orders
puchne or sale decisions fa tax p.sposes a purposes any. clattery era guaranteed. or interest pwrnent made by tie issuer and Regarding men or • gni-till-canceled' ceders that
otherwise. Accounts traderred to the Fim may - These vibes may differ s.lostati0y from prices, il hunts the searbetdepthes will be hell for one were not executed by the swam* date, open buy and
ref ed gait loss infamaten only fate period id any. at which a aide needrnerrl thy year born Ilne statement date or until maturity see slop orders are Forbad by the mount ol dividends
tine they we held a he Fan More historical structured product maybe bought or sold and do Accuracy rd continued tell we not guarateed or ridhtf cn an ex-divider.* a er-retre date unless
eternal:en can be aided by mix Fnatial Advisor. rot necesselyraresere the vat* you may feats* eanxted otherwise by yo.s. You are responsbk for
upon licesidathrs. • Assets not held bytes Financial Services. Certain ceders that are executed da to your lalure to cancel
• Unrealised ganillonets lateen data s available, - Third party estmaes of VAR Ate as ascertain hues ere rot held by the Fins are not *whin the *est ing open orders.
ettinated LITOalia4 Glilli10/4•S ore cictiated Ice date rd we supplied to UBS Inarcia Services on a Fern's emanam or control. These assets at
hlividial sectary lots. The transition data for regular basis by an independent satiation firm. displayed on tar statement for informational Mew
ialwilat bit mayor may not ref lest animas:cos, - Mat general panne- of sponsce estimated vela', purposes only. Positions and values presented re To obtain a copy d of current Client Privacy Notice.
dWdPS ardor security reorganizatcn erents cry, are supplied to **Pm, by the issuer, provided by die issuing fern. UBS Inancial SSeerryv ices is plea* contact you FnanualAchiscr or von our websne
g=d and titer reinvestment lots ad systemath pineal partner or sparer and may be calculated not respcnoble for this information and does not at mew of r0m/090.0nme,fer
perchase lots are each combined to display ore based on diferent information fran that used by guarantee es accuracy. These assets in not protected
awraged lot The 'Trade date' totem presents the third parties to demise tee 'negated values. by SeC or to Fern's WpOlemental SRC coverage. IRS Firmed Strokes a not a bank The PM A, Business
aged transaction trade dale. - You can obtain aednorel reamateon regarded Services Account BSA and IRMA ay lackinge accounts
the methcblogy used to determine the estimate d • Revenue sharing and additional tompunsaticre which provide access so banking services red prodds
• Callable smarkles Bonds and sedated stock that value and he dale of the iicematin that is the — In addition to commissions on saes and Labl lees tut* arengements with aff Sued brays end other
the lam cask for tat redsnPlon will be selected basis kr the estimate by contacting your Financial received n correctionwith the distribution id Ihniparty banks, and provides access to inmate and
irepathalb by lot from am cog all sedeeks d that Advisor trulual funds to ow dents we theta our afthale 'zonal), [rodeos Mad by unaffiliated thid-party
issue held el ow name or n nominee rime for or - Third party 'singed valets may be reflected as receive lyGnulkhlrir.lPayments Iran di: tabula, reura-he ampanes through insurance agency
clients. Call leave inkmulire is obtaned from third 'Not priced in several smatires: when an ardor advisas of the mast funds that we sell. subsdianes of UBS Financial Services Inc.
omits and is accuracy is not 9J:ranked. Other call indeperelent valuation lire has not oresked a is Shea amounts are based on two cMereni
leans moyinia which coed aile ct yield condole erode to assign a vat*. new. we become ware corrpsnonts (k the mourn of tries by UBS of a lwasment. mina e. and aruity products,
edcrmaihn watt* vatted upon request that a material heat has caused that may call a Palette mutual fund I amib to our clients: and 8) Not FOC inured • No bank gumtree. May lose vat*
athrousy reprted vat* eco question, Cr yawn a the asset value of a particular rrutual fund farnikes
• Certificates of deposit COX. CDs are FDIC awed value would be high speculathe due to tie nature shires held at the Urn RMA. Resource Mnrpment Aim? ret, Business Services
Lbw 4293,000 in principal and mated inured per of the amity. — We and as allasete ako receive netwoicing aid Amount BSA, IDA ad intonational Resource
depositor ate per depository inaituaxs h ace:Mance - When neither an bum general partner or sponsor orrnbus moms:sing fees n consideration for Management Accost at registered service maks of
with MK ales estkrwted value nor a third-pasty Minuted vela is transfer agent WYSE" that sue darde to the IRS Preened sauces he
minded, the dim cl the security Mite diKerent mutual fwd. These fees generally are pad from
• Priarealue Prices disolawd fo r securities and other Irons its purchase price. investor rises n the Nobelium:I and melded WS Signature e a registered service MA 01 Viso
predicts may be higher or beer than the price that - • Detributicas to date' my indude ratan of data amount bawd on the number of accounts at human:nal LBS vise Signature ova cads and IBS
you would madly wain in the make. New aw capita name orboth. the broker.clealer Poking mutual bra al that fund Saw debt cards are issued by MG Bank LEA with
obtainedfrom varkus thud party sources which we - 'Original unit size' represents tie noel cawing family Permssion from Visa USA Incorporated.
beleve to be reliable, but we donor dare-nee thee pat per unit rdmy not relied you tat best
accuracy. - DIP ad unlisted RErt swishes we not listed on a UBSPinertial Sereires Sae by 201604
national securities exchange. and are goner*
SDNY_G M_0002 3765
CONFIDENTIAL
EFTA_oo134385
EFTA01276156

lies Financial Stink's inc.
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th floor
New York NY 10171.0002 September 2016
CNP70061547750916X13 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indiv.Check/Car
Account number.
Your linandal Advisor
SCOTT STACKLIANLYLE CASRIEL
Phone.
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeDne at 800-RMA- 1000, on August 31 (4) on September 30(4)
account 029323576
Your assets 134,076.18 101,411.56
Visit our websIte: Your liabilities 0.00 0.00
5wirw.ub5cornainancialsewices
Value of your account S134,076.18 $101,411.56
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 41,932.36
ThcL63fICS
Net deposits and
134.1 Wthdrarials 499,469.64
101.4 Your MeStinent retuin
Clitedend and
71.6
interest income 59.56
Chance in
market value SO 00
Value of you scone
Dec 2014 Dec 2015 Aug 2016 Sep2016 on Sep 30. 2016 6101,411.56
SDNY GM 00023766
Member SIPC CsiP703093C6454775Ne70C0305i 44 C0006 0916 03057500t Y123576550101000 Page 1 of 8
CONFIDENTIAL
EFTA_00 134386
EFTA01276157

SUBS
Resource Management Account Account name: GHI$LAINE MA51/4EU. Your K asocial Advisor.
Friendly account norml iv. ar SCOTT STACK MANLYLE CASRIEL
September 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 a) your account
A Cash and money balances 101,411.56 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 0.00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 000 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0
Total assets $101,411.56 100.00°0
A
Value of your account $101,411.56
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC I - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
chincogegois4s4n6 Ne70C030Si 44 COCOS 0916 030579004 Y123576550 KogjpiyGm000237Mge 2 of 8
CONFIDENTIAL
EF1'A_00134387
EFTA01276158

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your 11I medal Advisor:
friendly account narne:InclivCheckkar SCOTT STACKMA:go/LE CASRIEL
September 2016
Account number.
Change in the value of your account Cash activity summary
September 2016(Si Year to date (S) See account activity this month for deta Is Sines In your Sweep options are tnclueeclI n the °penny and
closing bgances vat*. FDIC insurance /ivies oozy to csapasin a u85 Bank USA, not to deposes at LOS AG,
Opening account value $134,076.18 $1,932.36 Starrford Branch of bard( deposits placed throush the UBS Inteinehond Deposit Account pogrom. SIPC
protection applies to money market sweep find holdings but not bare deposits See Important information
Deposits, including investments about your statement on the tzt ten pacts cf this document for &fats
transferred in 14,970.76 286,185.49 September 2016 (SS Year to date (S)
Withdrawals and fees, Opening balances $134,076.18 $1,932.36
including investments transferred
Additions
cut -47,637.75 -188,715.85
Deposits and other funds credited 14,970.76 286,185.49
Dividend and interest income 2.37 9.56
Dividend aid interest income 2.37 9.56
Closing account value $101,411.56 $101,411.56
Total additions $14,973.13 $286,195.05
Dividend and interest income earned Subtractions
Checks and bill payments -41,938 03 -172,989.71
For imposts of Ms Statement, twatilty of interest and omdend income has been determined tan a US Card payments -96.72 -1,028.32
la rePodir9 CenPedive. Based upon the residence of the account holder. account type. or product type,
tong interest ander dvidend payments may not be subject to United States (US) anda Puerto Rico (PR) Other funds debited -5,633.00 -12,697.82
income tars. The dent monthly Ratement is not intended to be used and cannot be reoed upon foe lac
purposes. Clients should refer to the acciicatie to reporting forms they receise from LeS annualy, such as T-)t.if subtractions -$47,637.75 -$186,715.85
the Foons 1099 and the Forms 493, foe to reporting information. n is the practice of UBS to file the
a s c ig is h k l a o t a t n e s t a o cc r u e r p at o e r l t y in d g a J sI o fy n l i it v te A l t e h f i t a he A r U C S Y C In I t I e n r te rs e 0 e S R t e a v e l n a u e e S te er r v r i p C t e o a r n ia d m PR b * T r e ea x S te ur n y t O n e e Ce s r t e T co e n nt s . u a lt n y d o u in r Net cash flow -$32,664.62 $99A79.20
intivolual tax preparer.
Closing balances $101,411.56 1101A11.56
Septembet 2016(S) Year to date (I)
Taxable interest 2.37 9.54 UBS Bank USA Deposit Account APY
Total current year $237 $9.54
Interest period Aug 5 - Sep 7
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Aug 5 S136,363.04
Total dividend & interest $237 $9.56
Closing UBS Bank USA Deposit balance Sep 7 $115,352.63
Number of days in nterest period 34
Average daily balance S133,463.68
Interest earned $2.37
Annual percentage yield earned 002%
SDNY GM 00023768
CHP700033064S4777NP70033C6I44 00035 0916 03057900t V173576550 1010CD ►aye 3 of 8
CONFIDENTIAL
EFTA_00134388
EFTA01276159

4t UBS Resource Management Account Account name: Your Kaneda Advisor:
Friendly account name- ir SCOTT STACK MAMLYLE CASRIEL
September 2016 Account number:
My Choice Rewards Points from UBS
Rewards points are selected as at the 26th of the month or the once business dw it the 26th Ms on a
weekervitnactat Rewards pant aal•ty detats can be found On VA144. uosxc oi oni fn eservires
September 2016 Year to date
Opening balance 5,424 4,279
Points earned 86 1,231
Closing balance 5,510 5,510
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your room objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility cons;derabon None selected
Your account instructions
• You account is currently coded for malin
• Your account cost basis default closing method is EliO, First In, first Out.
C '0'70000306454778 NP70C0305I 44 COCOS 0916 030575004 Y123576550 tOneitme000237fftget 4 of 8
CONFIDENTIAL
EFTA_00134389
EFTA01276160

SUBS
Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account nurse: Indry Cher.WCar SCOTT STACK14ANILYLE CAMEL
September 2016 Account number.
Your assets
Some pnces, Income and current eaves shown may be approximate. AS a wpm. gains mcllassts may ma
be &weakly reflected. See suportma Mloovetron about your noternent a the end of this cecumern for
wore inforrunon.
Cash
Cash and money balances
Cash and money balances may include avalable cash balances, UBS Bank USA &rout account balances,
UBS AG Slaraord Branch deposit account baances and money market mut ua fund sweep batances.
UBS Bank USA deposit account balances are Insured by the FOC "Min epplicatle limits, but are not
protected by SIPC. UBS AG Stamford Branch deposit account balances an not insular! by SDK and are not
protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC.
Ste the rmportant information about your statement a the end of this document for details abort those
balances.
Openng Deluxe Closing Nlence Price per share Average 0.40.ndinterest Days
inking on Sep l(5) on Sep 30(S) on Sep 20 (I) rate belied period Cap mount (5)
UBS BANK USA DEP ACCT 134,076.18 101,411.56 250,000.00
Your total assets
Percentage ol Cost Blmlite0 Unrea1zecl
wive on Sep 30(51 your &count bases (1) annual 'name (S) gain or IOSS(S)
Cash Cash and money balances 101,411.56 100.00% 101.411.56
Total $101,411.56 100.00% $101,411.56
Account activity this month
Date Adhity Description Amount (5)
Deposits and other funds credited Sep 28 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPINORGAN CHASE 14,970.76
BANK, N A
Total deposits and other funds credited $14,970.76
Date Actittty Description Amman IS)
Dividend and interestincome
Taxable interest Sep 8 Interest 085 BANK USA DEPOSIT ACCOUNT AS OP 09(07116 2.37
Total taxable interest $2.37
Total dividend and istarest income $2.37
SONY GM 00023770
CONFID C rEiP70XN03064TS4 779 I N A P7003 L 305I 4 4 00036 0916 030575004 VS23576%0101000 Page 5 of 8
EFTA_00134390
EFTA01276161

*UBS Resource Management Account Account name: GHIKAINE MAXWELL Your Nonacid Advisor:
Friendly account name: India CheckfCar SCOTT STACK MANLYLE CAMEL
September 2016 Account number:
Account activity this month icontioeco
Check
cumber Date Dexamion Amount (S)
Checks 005024 Sep 21 KIMBERLY CALVACCA -590.00
005025 Sep Id MARKS PANETH & SHRON UP -22/000.00
Total checks 472.590.00
Date MIJIy Descnpiron Ammo (I)
Bill payments Sept Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98
Sep 2 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE 40.22
Sep 6 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -9,128.72
Sep 7 Withdrawal ACH TO Florena Rueda AT WELLS FARGO BANK, NA -9030.00
Sep 9 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -592.11
Total big payments -$19,318.03
Date Description amota (I)
Card payments Sep 16 CREDIT CARO PAYMENT 96.72
Total card payments 496.72
Makin Payment Cue Payment Due Oat Credt knt Ayala/ tie Credt Line Outstanding Mance
U.S 'Asa Signature audit card(s)
payment information
for October 23, 2016 $96.38 Oct 23, 2016 $35,000.00 331,911.33 13,088.67
This troll card is emceed in UM Pay Credt cadframes-0 MII autanalway be add km your accourt Your payment Is scsecued
for October 18, 2016
we monde thisinformation oil yore UBS visa Signature credit (ads scleiy as a cornesy to you. The UBS visa Stream <fedi card and account me
luL ed by uBs Bank USA. UBS Bank USA sends you t)e Medal steamer' for tHs account and you snow mat your moment mooting to their
insUtabans.
We do not I Ada your cutsunding melt cad baste in the ram ol your account with utiS rinancia semces inc.
Date Acthily Description An int
Other funds debited Sep 8 Transfer JOURNAL TO VI 23655 MAX HOTEL SERVICES CORP. -2,828.00
Sep 13 Withdrawal FEDERAL FUNDS TO Tracey and Associates PC Op AT THE BOSTON -2,805.00
PRIVATE BK. & TR
Total other funds debited -05.633.00
0010000306454780 HP70003.06144 00006 0916 030575004 Y123576550 lOgighyGm000237111aige 6 of 8
CONFIDENTIAL
EFTA_00134391
EFTA01276162

Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandal Advisor:
*UBS Friendly account nun.: lndiv Ched4Car SCOTT STACK MAN/LYLE CASRIEL
September 201c.
Account number.
Account activity this month ccontnued)
Coate Activity 0tscrobon Amount (1)
Money balance activities Aug 31 Balance forward $130.076.18
Sep 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF C902/16 .597.20
Sep? Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0906116 -9,128.72
Sep 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 09'07116 -9,000.00
Sep 8 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 0907/16 2.37
Sep 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0905116 -2,828.00
Sep 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0910916 .592.11
Sep 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913/16 -2,805.00
Sep IS Withdrawal LUIS BANK USA DEPOSIT ACCOUNT AS OF 0914/16 -22.000.00
Sep 19 Withdrawal U115 BANK USA DEPOSIT ACCOUNT AS OF 0916116 .96.72
Sep 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As Of 09121/16 -590.00
Sep 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 14,970.76
Sep 30 Closing UBS lank USA Deposit Account $101,411.56
Tho UBS an USA Copan Account it your primary sweep gallon
SONY GM 00023772
0070009306454711 NP7000306144 00006 0916 030575004 VI 23576550 101000 Peg* 7 of 8
CONFIDENTIAL
EFTA_00134392
EFTA01276163

*UBS
Yournotes
anamomes.... xram.o.a.oaa am e mama mama. to., ca 0,02.,... a a
End elsoment kr annum number
CONFIDENTIAL
EFT,O01,B93
EFTA01276164

Important information about your statement
U3S Fruncial Services M. (the Firm or UBS Fnarcial sent y0u the trst statenwre on which the error or Corporation (WC), whidi protects 163-rlieS accantsol • Frocks, Cunene income: Investments seekng the
Strikesl is a member of all principal acuity, ccmrrocky problem append. its mrthers up to $502000 (nicluding 1.250,003 ke generation of income any.
and caters exchanges. CBS Financial Services and U65 - Pride your runt ad amant nurripar 6f any) darts for cash). The SIC met protection limits aPPIY to • Acb.;••• Cape*,A ppreciation: Investments seek rig
Balk USA ace i-diect subsilenes of UPS AG and - Decoke die !MX Or the transfer you revere all acocark that you hold h a particur- cmacity. pipet of principal rather than the generally of
afti baks of UES Seosties1.1.C. The Fames thane* about, and rplain as <km& as you cal why you The Fkm, together mil certainaffiliates, has aho Home.
statement k available upon retail. The Font encore& believe it is al enix a why you need mote purdrmi opplemental protection. The madman • Produce Conebnuro of axone aol Capital
Olken re a. iicematem amount payable to at elgible diem, coPeclineY incke Appreciaton. Ivesinents seekrg both the generator
- Pridethe dolor arrant et the suspected era. this protection is SSOO maroon a of December 10, 2015. ol Oscan@ ad growthof taxi*.
LES Fina-col Simms %bed to the poky medal:ins ad lmi anions. cash
1200 Harbor Boulevard The firm or Card Issuer vii investigate sir compaht the Finn is further protected fa up to $1.9 million n the Overall risk profits
Weehawken, NJ 07086 and MI correct any error promptly. For alleged errs aggregate feat all your accounts held n a patio** • Conse.wdee. Seeks to maintain nitel arcipan with
imolving UBS Via debt card Ira-nadir% if we take cmaity. A fir copy of thepoky wading is available
1 o T 1 f h f i i 6 s c i F s a t h l a a t t e e n r m c d i e a o n l c S t u r e e n r p v e i r c e n e s t s s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i a c c a l t r in d e g s c o , d r r a d c ta e o s p f h y t o o u u l ' d m y y o o o u u r r e w a t i h c ll c a h o n a v r 1 d e 0 f t b h o u e r s t u h i- s e e e s n o s f o d a W u y e s n m to y o t d n u o e t y h th d n is u k , t i w i e s e s in t w h e i e r ll r t c o i r n r e , e d s i o i t t tat T m h o e o n S r l e it q u p e r s o t t . e dim ad the supplemental protection t l in o u c w o t m r m is e e k a c a n o n s m d t h v u e o m l e at ' i a l a it n r y d n to m t d h y o e e r s a o n c t o c r t o e g s p e t n o p e a o r c a r e t a e w l s l i i m t g h h e t k ri a t rt
n O o m t i S b P e O re n l i p e l d e a w se a r n ep I o I r y t o i u t i b m a m h ed * ia t t h e e ly re n i s w an ro e n r g ro t r o a t he takes us to ccmplete our nostiption. b • o C th r d a o m no * t a a t r r i i a a ' l t o as sets controlled by (and haard n • Moderate. Wiling to accept sane tit to pinekal and
Branch Manager of the *Gee serving your account. Please mire all checks payele to the Fein or the your account value) but held away from UBS Financial tolerate some 'votary to seek hsher returns.
rencial hatter, reckated on he bent of the Services (e.g., certain 0) cash at UBS Bark LGA, • Aggress/re: Wiling to accept high mit to pontos' and
Allthody, a hymn shown are Mended to be accurate, statement In addition to regular accort fees, accounts cash at Les AG U.S.ranrhes, (4 seance poixts, hey valet lily to sea high returns or time.
itatement ditaticuld not be wed fa to purposes Rely may be abject to mailroom* lees, changes for late including writhes enmities, and (id Wares of Maud • mattreant Figabliry Consideration: I alerted, a
selobi on yemend tax kerns. (ie , Form 1099. 5498. parent ice securities purchases and charges kr unpaid funds whore such That, re registered drink in the Pato Of the porHoli, fo r that account may ixIsle
10425. etc) when prepawg your lax return. The Finn aware n cash amt.*. Accouits that re transferred name of the account holier on the books rd records complex strange% forked brick aid grater
required by law to rum to the IRS all tamable &eidetic% to other asst ins may be subject to a trawler Ise. of the applied* ante a trader agent), voUtiky.
report/kb non-ruble &Mena and tsxtk Merest • Certain niesb-nent contracts or iniesement interests
end an smarts held nyous atcant, nee pane UBS Sweep Options (e.g.. linded panne/ships end private placements) that Statement •hertetholdier
on see travadens, ad cost basin:nal-lain covered LAOS offers options kir sweeping cash balances balances are rol regitered seder M Securkies Act of IUD; We may coreordale all related account statements with
skulks to back deposits at CBS Bask USA and LES AG Nankai and We sane adiess h the same envelope, mg. because
branch (Balc Sweep Pregame), moneymaker mutual • Commodities contra* (e.g, kreign excha-ge and they have owners who alto mahtain fiord account
Czeanalaellans with the Flan Arch Money Font) aid the International Deposit preccus metal contracts). including futures contacts relacrohips well other rents a the km* address. If
• Please reicordinn sot oral corremnertions in ening bacon (Drape c gatemen wadi n Marutional and comradely option contracts. you peeler to wont indnidual trammel mailed ri
to fu nit. protect your fist*. inducing you rktotS %mar Management Account. Trough the Ca* The SIC protection and the suppeiminkl proteclim do separate envelopes you may decline har,eholdng by
lender the Secular Investor Protection Act (M7A) Sweep Programs cash banes re swept to LES Bank not apply so these assets then if ivy oterwise appear • par Fine-cal Ai dor
• B the fina-col Mttulioncn the top left of the had USA Lo to an established knit aid then to UBS AG on yea statements. The SEC protection ad the
of this streets Is not LES F rum* Seryken LBS Stanford Branch, or a Money Fund. Deposits at UBS talikernental protection do not protect agent changes Friendly acornn ame
Francial Sent* carries yew accaint as dewing Bank USA are FDIC rimed in accorda-ce withFCC in the market mix of data investments (asethe e The Fordey acecu-4 nano is a macre:Milo 'nickname
broker by arrangement with the Metaled insliturn min. Format dormatim Yaw wwwfdic result of market movement, issuer badiruptcy or chosen bJ you to assist you with your reccedreorg
We informal you of the relatOnSht, when you Deposes at LES AG Stanford Brach ad shares of armee) has no legal ellen on y0ur account You can change
opened this an n. I. the case. your kr& aid Money Fads are rot hosed by the FDIC. More ireonnation is avrable taco reeler*. rata ririend9 scald tires. though Ontrie Service, a
rarities tee located a LOS financial Services and rot You may obtan more informationabout UPC, including by canticle-9 your Financial Adam.
the ritoixeg broker, ant youn ut make a roncre Through tie DA, available to cash Irlaves are swept to the SIPC Crochet. by ardacting SIPC at 202.371 -83C0
of any wee or omission to both firms As described depose accents at UBS AG New Yak ranch and LEG or by dieing the Ste( webere at wows/m om Account overview
tie account agreements, you must no* us of arty AG Caymm Ranch Thew deposits arena Muted by • vat* of sow accowitOon(ok. Net of meets and
errors or Yard Marry chedcs reflected al your tie FCC Balances held at the UBS AG Carman Brandi Dividend Reiwestment Pregreen (DRIP) liebilitic
statement with 20 days alter It was moiled or made are tempers* reposed to the sovereign lit of the The pie reflected is an aierate rice. You may obtan • Assets hcbdes amid* cash balances, yr* to,
available. All daemons shall be deemed complete Cayman Wads, and Were is no swearer or other the actual price km yar Fri/trial Advixr.Onk *hoe restricted wordy test ), and GlobalTine Deposes,
and accurate ri all other respects if not objected to in obigation of UBS AG to repay We Saxes while cri the shares re purchasedunder DPP; pedal shares will be area marks to ma-ket, andcertain assets not held
wen; wthn 60 days LES Cayman's Brach's books. sold aid the cashM I be &posted IIy our account The by ix Fern. Does rot include unpriced seculietassets
• Please diect customer complicit or rgihes to the civickrd reiwestmert price applied by the ester may at the end a the ;dor and anent statement periods, or
F hn's C lent Ratan Detainment at 201.352.1699 Deposal at LES Park USA and each UBS AG Branch are •efer from the market pace al which the partial tames primate ivestments. imitated stock options and
a totter a 903.354-9103, 8:03 A.M. to 6A0 P.M not protected by SIC. Money Fund shres are protected are sold eorceable stock options
FT Monday through Friday, or in corm to LES by SIPC. See *LISS Financial *vices Accent Protection' • Mabittes Indudes debit bala-ces cutstarding many,
Financial Senices Ix., Client Relations Department, below. C eu bins, credit lira sheet account balances.
P.O. Box 766 Union Coy,* 07037. CnB whole ants may be held n your acaun. If ye* re • Caslthooney balances. Tea of unimested arra*
• In case of <ryas Or craellian about al electronic Upri your request, balances in the Bank Sweep entitled raps* rnt as a nesuh da ckeiderd payment cash balances, plus deposit telexes at UBS Bank USA,
fads trod* permed a UBS Vetdebit Program or DA may be withdraert and shwas of a or otherwise, the Firm will ether sell pawlImes at LBS AG US Branches ad mcney make, mutual fund
card transactions, call 822762-1000, or mite to UBS Morey Furd may be licridated, and the proceeds marl* price a accept an amard determined by a sweep bins at the onto of to statement period
FroncialSenices ft., 1000 Rata' Blvd., &Mho% returned to you or your monies =CUM. regiaered clang agency, ad credit pat accost hai-ccervirodik free oink balances in yes account are
Week/Mery NI 07066, Attn RIMS* Servers. rot skivvied from she balances and the Fin may
Aster idormalon about available sweep optcro, Investment objectives sae arty of these lads the ordnay course ol is
Cal ce write as soon in you can, tame/irk you ncladrg cement interest and yields. i available at The investment objection and risk profile are spec lc to brined These funds we probes urn your downed
statement a receipt k +wens or if you need more wmtrubsconlsweepkekb. from your Fri:haat Addy"' each account and mesr vay between you amain Iles total is included n the arrant period ckning vaiJr?
rdamatim for a transfer on the statement or ce by calling 800-762-1000. Please advise the Firm promotly in wring of ay
receipt The Firm or Card Oaf (as appleable)must soya joint change in yon InaThcial snuation or Lending idonwation
her from you no In than CO days slier to Fein UBS Financial Service. attain protection investment obstetrics For eachaccord hed, you For detared poloirrlation al the firm's lerdig practices
Th. Sim r. a marhiir4 thi Cri-i rani hada Pertain, choose one of the folbwi-g hemmer objectives. and *Omen refer to your Client Rebtionrip
SDNY_GM_00023774
CONFIDENTIAL
EFTA_00134394
EFTA01276165

Important information about your statement (COntIntled)
Aueenern or ACCO-rt Agreertent and the General - We arum* use tie dodo; price when avagge liquid and own r they can besot. tie peke — h addakin to commissions received n connection
Terms Ltd Conditions U3S Statement of Credit Practices the mean of the bid and ask prices for listed received may be led than the per tare *dimmed with the sale or attribution ol arruey contracts
boilable in Agreement indeed :sures at ,wadies a-dope:era or only bid prices for OTC vat* provided n the avant statement and as investment but units tow clients, we
mop ea< cronstwenioneekrantr eat searlies. cede our affiliate recent rewind sharp
- Less 3antir traded securities may be priced using a • Restricted ssouritiits. Reacted stunt generals, compensation frommany of the insuance
Yew rests valuation model ate moss recent peke we are rot currency elgtok for public tale. U8S Financial companies antennae-I; the arriuity contracts,
Your statement itemizes *cunt*, end other assets hell dawned ad may not riled in actual man price Seivictt uses the mirket priced the wantricted stook aft/was of the hegira carps-Ws or sponsors of
it the want at the end of to slanimers period. You a vase of the sane issues as an inputed value for the tie snit imesimmt tugs we distiate.
may ark for dewery of icy pad stashes al anytime. - Certain positions may apex witcot a price aryl restricted stock Wrourposes aegis statement orgy To - Our affiliates also receive trading commaskins and
You may receive securities used as loin collaterg after will tow as 'peke was nol avaslatee• it we we the extent that restkled secuties are elgbk to sale, other convenience, frail maul knots and
paying any balance do on them. Any securities unable to obtain a price fora wady. the value received may be sibstanualy less than the Munroe companies whose taxis we ambush
translated to be Firm caserg the stalemmt period ale - Deposih a securities denominated n Winton imaged whet town - We receive an areal he from UBS Bat USA al
listed at market via as of the end of the 'Stoma Other Nan U.S dams at reflected at the 'trite UBS AG Stanford Branch Of Ilato $25 per accare
period. rate as of the Patellent date. • Est. festinated) income, anon yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast bads h detemining the cost basis of to - rove certain searnes fading in non-conformrig M ennuie of annual income is based on curets Program.
securities incbded in this statement, where indicated denornnations, price and quality (friee segue) may dividend and interest rates, assailing tie seosites will
wih the number " l, • .55 F nonce' Services has relied haw been adjusted to brans paper valuatim be held for cne yew from statement date or until Adivity
cri information obtained from sources other thanLES To obtain arnent grotabre. when available, contact maturity This intimate nosy a gudolne; accuracy ha:oration rezoning commksions and other charges
Financial Semites, including information from another ccarcel Adencr and continued income are not guaarrteed toured h connection with be exeogeri of trades,
rim a that sum./ have provided to yes Fnarcul - Estimated area kerne and current yield fa &vexing option Vansactions has been incbeed on
Adam The Film does riot irdepenantly terry a • Ptt eats inveaUnenla and otrucured products. certain types of leashes could rickole a retun of cordi rtlatiOre prewousy furnished to you, rid Al be
sande the aco_racy a yeah), of wry idormation Niv)10 noestrnal sew a as (eclair) died prised:dor capital gains in which caw the est prosided to you on:molly on repast.
provided by KUM Car than LES Sioncial participation program and real estate investment lust income (a- dared yekl would be ownlated.
h ealtion although UPS Proncial Services general& searitis) and struclued pro:Loch are generalb highly - Estimated anal income and cured yield and to Shoes selling
Leodates his nIcemation as it is recerved, the him aped. Celan dna-tend prod_ols have not been actual ?cane and yieU mift be lower°, higher II you are engaged in short anew a security, you may
does not provide any assuraxes that tie illCrrnatian reordered with the SeCtiritteS and Exch than the estimated amounts. ins a change dam, to Certain tonaweg cosh for that
crier "Con base and *Unrealized gat lose is Commission or under ry slate secure:row. LW - An festinate of drubbed income (del:lend ander particular seasky.
accurate as of the date of he statement. As aids ,.,white estrnated values for private investment interest) divided by the current market
please do not rat on this nfarnation to make sautes ird strutured products for tdamatinal valigaverage balance is based on the LW dividend Open orders
rudest ix sale decisions for tax nunoses purposes cry. Asarary Sam gudanteed. or hided paiment made by the issuer and Rending wen or *gociatibriancelled' aden that
otherwise. Accounts torderred to be Firn may - These vibes may differ sibstavisty Iran prices, il 169-tntl tie sectreiegdeards will be held for one ware not executed by the illittfIlta data, open buy and
renal gaff loss Hama:A only for the period any. at which a aide needrneell riy year Iran the statement date or until maturity sell slop orders are rained by the mount a dividends
tine they de held ate Filet More historical structured product maybe bought or sold and do Accuracy and continued well we not aura-need or r4ntf cn an ex-dividends a ewritrls date unless
rilormation cube abed by yar Fnaxial Advisor. net necesszeiy represent the vat* you mayNang retnxted otherwise by pit You are responsbk for
spat liquidation. • Assets not held bytes Financial Services. Certah orders that are executed Oa to your bdure to cancel
• Unrealised gaits/Iona When darts n awilabk, - Third petty somas of vain are as ascertain assets se rot held bytalent rod not *whin the biting open orders.
estinated tretaliZed Glinfil0/4•S ore cactstalod Ice date ad av supplied to UBS Finarcid Services on a Fern's posseision or canal. These assets ere
raviital warty lots. The transaction data for regigar basis by an independent vadition firm. displayed on rya! statement for informational hived
idvidual bit may or my not reflect commisions, - ash general Danner or sponsor estimated vales. purposes only Positions and values presented re To obtain a copy ot as current Client Primacy Notke.
rZandor security reorganization events nay, are applied to the Fm by the *suer, provided byte issuing fern. UBS Financial Seraces is please Waal yea FnarvialAchisce a um our wank
d and °ter reinvestment lots ad systematic general partner or wornor and may be calculated not reword/ale for to information and does not at mew oh, com/eviva•v,irtfev
pica* loll are each combined iodinates ore bawd on deferent information from tat used by guarantee es accuracy. Thew assets aro not protected
averaged lot The 'Trade date' coLenn presents the third pities to derive teir 'aerated values. by SRC or to Finis WpOlernentel Slit coverage. IBS Fine-kid Swirkes is rota bank the WA Business
ugh,' Vansacton trade date. - You can obtain additorol eternal/on regarding Services Account BSA and IRMA are takinge accounts
the metcoblogy used to determine the estimate d • Reviews sharing and addationsloompunratices which provide dons so barking services and protests
• Callable sorbs Bonds and pained stock that vela and the dale of the Hamelinthee is the — In addition to commissions on mitt and Lib.I lees trot* sungements with all Aged banks and other
the Omar oats for eat redenwhan will be selected basis fa the estimate by contani-o your Financial rectified n correctionwith be distribution a Ihniparty banks, rid provides Mtn to retrace and
moat:* by lot from amscp all SenItneS of that /tabor mutual funds to ow dents we anchor our aurae, annutlf [roach Cued by unaltilaedthid-party
asue held in our cornea in nominee nane fee or - Thirdpatty 'sanded valises may be reelected as receive revenue trim) Payments tom dianbutors raurrice companies through insurance agency
clients Call bare nlaration is cbtaned from third 'Not priced' in several situations when an ardo ad vsias of the rats funds that vie sell. subsidiaries of UBS Financial Services Inc.
parties and es accuracy is not 9J:ranked. Other call 1-dependent valuation Jim has not %WOW a is The.. amounts are based on two oWereni
fealties may am, Myth toad Awe tight complete vulg.to assign a saw Awe-owe become ware corrpononts (k the amoud of Ulei by UBS of a torestnerl, mace. and aversely products,
information will be provided upon request that a matenal hunt has coaxed that may call a Dakar mutual fund I arnikt to our clients: and d) Not FOIC inscred • No bank guaantew May awe wax
preausy rep led valise it question, or when a the asset value of aparticular mutual fund famikes
• Certificates of 'Await COX. CDs are FDIC awed value would be highy specula:re due to tie nature shires held a the Iran RMA. Resource Management Arent Business Services
wow $283,000 h principal and accrued intenni per the unsay. — We and us Allot* ako receive networking and Amount BSA, IPA and intonational Resource
depodor and per depository intik-eke, in accordance - When niter an issuer, general partner or wonsor orrnbus procening fees n cornderation for Management Accord at registered service malts of
wit, MK riles estkruted value nor a thrd-paly estimated sad is transfer agent WYSE, that we poste to the UBS Fnancii Services Fx
prondat, the vale ol to sacra write dilferent maul knob. These fees generally are pad from
• Prialvaled Prices displayed for securities and oter Irene its cached price. investor assets n the meal lured and &watered WS Signalise e a registered service mirk of Visa
proctets may be higher or boll than the price that - •Ddribution to date' may indude retun of dolls amount based on the amber of accounts at human:nal LISSVise Sigma* cede cards and IBS
Au would ertualY receive in the maker Bids we capita tromp orboth. the broker.clealee holing mutual bra of that fiend Vna debt cards are issued by UBS Bart USA with
obtained from ae.as tilt party sources whiti we - 'Original unit size' represents to hkial aiding rani* Perrnssion tom Visa USA hcorpaated.
tease to be reliable, bit we donor gore-lee ther skewer trill Aylmer not reflect you cop bast
accuray. - OPP rd unlisted REP sautes se not listed on a IJM Pindwial Sonless 'no Phi 201604
national securities exchange, and se goner*
SDNY_GM_00023775
CONFIDENTIAL
EFTA 00134395
EFTA01276166

U8S Felancial Services he
Private Wealth Management Resource Management Account
`U BS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2016
chnoo559i855 sou Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GfrliStANE MAXWELL
Friendly account name: Indiv.ChecIdCar
Account number.
Your financial Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone.
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000, on September 30 IS) on October 31(5)
account 029323576
Your assets 101,411 56 97,180.71
aoo aoo
Visitor's website: Your liabilities
www.ubstomainancialservices
Value of your account 5101411.56 $97,180.71
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 $1,932.36
The uc...3fICS
Net deposits and
withdrawals 595237.23
1014 97.2 YCUr ilVeStrlent return
4
71,S Dividend and
interest income $11.12
Change in
market gait* 50 00
Value of your account
on Oct 31.2016 $97.100.71
Dec 2014 Dec 2015 Se02016 ors 2016
SDNY GM 00023776
Member SIPC CNP70001005591055 NP7000193559 00006 1016 030575004 Y123576550000000 Page 1 of 8
CONFIDENTIAL
EFTA_00134396
EFTA01276167

SUBS
Resource Management Account Account name: Your K medal Advisor.
Friendly account name: Ir 1 SCOTT STACK MANLYLE CASRIEL
October 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
A Cash and money balances 97,180.71 100 00% Your current asset allocation , Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0 00% account balances, UBS AG Stamford °ranch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $97,180.71 100.00%
A
Value of your account $97,180.71
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CNIVCOOS0059318S6 NP7OCOI93559 C0036 1016030579004 Y1235165500301VYGM000237,99u 2 of 8
CONFIDENTIAL
EFTA_00134397
EFTA01276168

I_JBS
Resource Management Account Account name: GHISLAINE MA (WELL Your Financial Advisor:
* Friendly account natela:Indiv CheCkkar SCOTT STACK MANLYLE CAMEL
Account number.
Change in the value of your account Cash activity summary
October 2016(Si Year to date (S) See account activity this month for dela Is Banes In your Sweep options are includedin the cpeorg and
rimingbedsores Aut. FDIC Insurance/pi:diet oNy to deposits a u85 Bank USA, not to deposits at u85 AG,
Slarreced errand) Of bank deposits placed throes() the UBSInternaiond Depose Account program. Silit
Opening account value $101,411.56 $1,932.36
protection appfies to money market sweep fund holdings but not bare deposits Seelmportant inSormahon
Deposits, including investments about your statement on the tat ono pages cf this document for &la's
transferred in 8,538.73 294,724.22 October 2016 (5) Year to date (Si
Withdrawals and fees, Opening balances $101,411.56 $1,932.36
including investments transferred
Additions
cart -12,771.14 -199,486.99
Deposits and other funds credited 8,538 73 294,724.22
Dividend and interest income 1.56 11.12
Dividend and interest income 1.56 11.12
Closing account value $97,180.71 $97,180.71
Total additions $8,540.29 $294,735.34
Dividend and interest income earned Subtractions
Checks and bill payments -9,682 47 -182,672.18
For outposts Of INS statement, tenablty Of interest and Cnildend income has been determined (KM a US Card payments -3,088.67 -4,116.99
tin itP0fing CenceClOt. Baud upon the residence of the account holder, account type, or prod.(' type,
torn. interest arch dvidend payments mad not be subject to United States (US) ardor Puerto Rico (PR) Other funds debited 0.00 -12,697.82
Income tams The dent mouthy statement is not intended to be used and cannot be reified upon for tar
purposes. Clients should refer to the antiKatie to reporting forms they receise from UBS annualy, such as subtr..fatons -$12,771.14 -$199,488.99
the forms 1099 and the Fens 493, for tax reporting information his the practice of UBS to file the
800i(atle 10 reporting fortn5 with the US Intert0 ReV enue Sense< and PR Treasury Department and in
Sigh forme arrulatety dasIfy chicience. audio Interest as l& exempt or teat,* Dexter* Pleat <Onion your Net cash flow -$4,230.85 $95,248.35
indisdual tax preparer.
Closing balances $97,180.71 $97,180.71
October 2016(S) Year to date (S)
Taxable interest 156 11.10 UBS Bank USA Deposit Account APY
Total current year $1.56 $11.10
Interest period Sep 8 - Oct 6
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Sep 8 S115,352.63
Total dividend & interest $1.56 $11.12
Closing UBS Bank USA Deposit balance Oct 6 $93,857.09
Number of days in nterest period 29
Average daily ba lance $94,700.38
Interest earned $1.56
Annual percentage yield earned 002%
SDNY GM 00023778
ChIP700033055318S7 NV7003197559 00036 1016 03057%04 Y123576SSOCOCOOD Page 3 of 8
CONFIDENTIAL
EFTA_00134398
EFTA01276169

UBS Resource Management Account Account name: v Your Almeria Advisor.
Friendly account name: ir SCOTT STACK MANLYLE CASRIEL
October 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th c4 the month ot the prof business der if the 26th fats on a
YreekenardlOdy Reward. pont Wanly CeldIS tan be lOund On y.ww.u05.(00r/OntineStrYKeS
Octobei 2016 Year to date
Opening balance 5,510 4,279
Points earned 63 1,294
Closing balance 5,573 5,573
Your investment objectives:
You have identified the following investment objectives for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. YOu Can find a fui description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderaton - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP7C008005531858NP7000190559 COCOS 16 030575064 YI235765500:4MYGM000237/4/ 4 4 of 8
CONFIDENTIAL
EFTA_00134399
EFTA01276170

Resource Management Account Account name: GHISLAINE MAXWELL Your /9nandal Advisor:
*UBS
friendly account nacre.: Indiv CheCkfCar SCOTT STACK MANILYLE CASRIEL
October 2016 Account number.
Your assets
Some pnces, income and current vaues Shorn may teapproxiinMe. AS a *Sue. Ord dnd lOsses may nal
be accuralely reflected. See msporunt intormabon about your statement a the end of &Ns Oxurnem fOt
more Inforroson.
Cash
Cash and money balances
Cash and money balances may include avalaole cash balances, UBS Bant USA cepoot account balances,
UBS AG Stamford Branch deposit account balances and money madset mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the coo vAlhn yolk eble limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit account balances an not insured ty FDIC and ate not
protected by 9PC Money moult sweep balances are protected by SEC but age not insured by the FDIC.
See the Important informative, about your statement at the endof this document for details about those
balances.
Owing balance Closing Wax, het per share Average Onidencs interest Dies in
Hddng on Oct I(I) on Oct 31 (S) on Oct 31 (5) Ile period period Cap mount (S)
U3S BANK USA CEP ACCT 101,411.56 97,180.71 250.000 00
Your total assets
Percentage of Cost EStancied Unreal7ed
Value on Oct 31 (1) your aCCount 0814 (I) annual incense (fl clan or 1055 (5)
Cash Cash and money Wafts 97,180.71 100.00% 97.180.71
Total $97,180.71 100.00% $97,180.71
Account activity this month
Date Actiboy Description Amount (S)
Deposits end other fends credited Oct 5 Ceposat FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPLAORGAN CHASE 1,890.71
BANK, N A
Oct 12 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPMORGAN CHASE 6.648.02
BANK, NA
Total deposits end other funds credited 88,538.73
Dal* Adhity Description Amosiit (S)
Dividend and interest income
Taxable interest Oct 7 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF I 0'0316 1.56
continued next page
SDNY GM 00023780
CriP7C003306931(359NP7007‘97669 GOODS 1016030579004 Y123676SSO 000000 Page S of 8
CONFIDENTIAL
EFTA_00134400
EFTA01276171

UBS Resource Management Account Account name: OHISLAINE MAXWELL Your I3 Bendel Advisor:
Friendly account name: Indiv Check/Car SCOTT STACK MANY LYLE CASRIEL
October 2016 Account number:
Account activity this month (Contrived)
Date Acthity Descnpticri Amount (s)
Dividend and interestiacorm (continued)
Taxable interest (continued) Total taxable interest 31.56
Total dividend and interest income $1.56
Date kind), Descnotion Amoto
Bill payments Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,849.54
Oct 4 Withdrawal ACH WITHDRAWAL UMTECHEALTHONE -556.98
Oct 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -40.22
Oct 11 Withdrawal ACH WITHDRAWAL Saks Retail -235.73
Total bill payments 39,63247
Transaction Posting
date date oescnoon Amount (1)
Card purthases
LDS V63 debit. )0001 0963
G. MAXWELL
Oct 12 Oct t4 MANCI-ESTER MA 978-5262030 MA 396286001667003412 13500
Oct 12 Oct Id CITY HALL SYSTEMS HOPEDALE MA 396286001666013321 53.00
Oct 13 Oct 18 CITY HALL SYSTEMS HOPEDALE MA 3%2870017990269% -$3.00
Oct 13 Oct 18 MANCHESTER MA MANCHESTER MA 396287001796007312 -13500
Total charges $0.00
Date Description Amount II)
Card payments Oct 7 CREDIT CARD PAYMENT -3,088.67
Total card payments 43.0813.67
Crin000330359l030NPT000193359000C6 MI6 030575004 Y123576550 00My_G M0002379190 6 of 8
CONFIDENTIAL
EF1'A_00134401
EFTA01276172

Resource Management Account Account name: GHISLA1NE MAXWELL Your Pi sandal Advisor:
UBS
Friendly account narne:Indiv Cheakar SCOTT STACK MANILYLE CASRIEL
October 2016 Account number.
Ithrwrhan Payment Due Payment Due PSC. Credt int Avalatle Credt tine Outstanding &lance
UBS Visa Signature credit card(s)
payment information
for November 23, 2016 135.00 Nov 23, 2016 335,00000 134,937 00 363.00
This crocli cad it enrolled in UBS Pay Credt Cad feature and will automaticity be paid Iranyou' account Your payment is scMiil.d
for Noe ter 20. 2016
we prance the information on you U85 Visa Signature credit cads siofrry as a coo nesy to you. The UBS visa 9cparti re credi card and ZOCCOOM are
issued by UBS Bank USA. UBS Bank USA sends you the official statement for this account and you shottd make you payment acccedng to thee
insteuctoris.
We do notindude your cuidandlog crew card tiaance in the oat* d you account woh UBS oinancla Services au.
Date Activity Descripbco Amount (1)
Money balance activities Sep 30 Balance forward S101.411.56
Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/03/16 .8,849.54
ACCOUNT AS OF Iowa
Oct 5 Withdrawal UBS BANK USA DEPOSIT 16 -597.20
Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.890.71
Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06116 1.56
Oct 11 Withdrawal UBS BANK VSA DEPOSIT ACCOUNT -3,088.67
Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/1 If 16 -235.73
Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 6.64802
Ott 17 Withdrawal UBS BANK LISA DEPOSIT ACCOUNT AS OF XV 14/16 -38.00
Oct 19 Deposit U85 BANK USA DEPOSIT ACCOUNT 38.00
Oa 31 Closing UK Bank USA Deposit Account $97,150.71
The UBS Barn USA Deposit Account Is your primary sweep cplon
SONY GM 00023782
CW70002005691661 N2706010255900036 1016 030576004 Y123576350000000 raga 7 of 8
CONFIDENTIAL
EFTA_00134402
EFTA01276173

*UBS
Your notes
c.,888,88”,,,..”88,,,,,,8888,8,8,8.88,soon,.8,..8.8.G. G. 0.2,A.. 8 ol 8
End of G..... account numb.'
CONFIDENTIAL
EFT,00B4403
EFTA01276174

Important information about your statement
U3S Financial Services Pc. (the Firm or UBS Finercial Sent yOu the int statenore on which the era or Corporation (SIPC), which protects 163-rlieS traa-n1S 01 • Frocks. Cunene income: Intestments stekng the
Servkat.), is a member of all principal acuity, commodity problem *pored. its members up to $502,000 (including 1250,003 kr generation of income any.
and optiressehriges. UB5 Financial Semler, and 1.85 - Proede your name ad aeon number (h any) dams for cash). The SIPC anet protection limn apply to • Aches Cepeetelppeociation. Investments seeing
Dank USA re i-died subsilones of UPS AG and - Deco& the error Or the Dander you revere all acoosh that you hokl h a particutv tawdry. ctromh of melba' rather than the generation of
affihaes of U35 Settees LLC. The Fists I nonoal about, end splain as chath as you cal why you The Fen, together with certain aff diets, has also income.
statement 8 available upon regast the Fret extosis believe t is an error a why ye.. need more purebred iteeplenente plebeian. The nutirnan • Produce Contbautdo al Wane and Capital
alias an at: infamatai. amount payatar 10 al Sgible carets, coirdireb ado( Adored:don. Ivedinents seeking both the generation
- Pm:dethe dolor a-nant of the suspected error this ores-ion is SSOO maroon r of Decent*, to, 201S. of ham. and growth of prixj:al.
WS Finn:315mm-es Inc. 5nbrd to the poky orditons ad limilatian, cash a
1200 Harbor Boulevard The Firm or Card Issuer ma haestigate put comidatt the fitm isfurther protected fa up to $1.9 milbn n the Overall risk profiles
Weehawken, hl 07086 and eel correct rat; error promptly. for alleged mots swept* kr all your accounts held n a patiodor • Conserve:1e. Seeks to manta* venial pieipµ with
anothing UBS %MOdebit cad transact irk if we take cmucity. A fJ copy of thepoky wording is sailible
U Th 3 i S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m yo o u re ' a th c a c n o s 1 t 0 f b o u r s t h sa e s s s n d o ay u , t t o y o de u r t t h h n is k , w a e in w e i r ll r c o r r e , d s i o t tsa uPon request. b t lo u w a t r r m is n e k a o a n r n s r d e t h t v u e o r l n a o s t c i l r c a d y o s t o m t d t a h o y e e r s a o n c t o c r t e o g a s e p t n m p er r o a e t t e e w s i i e g th v n e it n ra if n t
office to downy-its. contanng conflicting data should you del have the use of the money clang tie tine it The SIPC selection ad the supplemental protection
'region.
r O o rn t O b 9 e O re n l i p e l d e a L s o e a r n ep I o I r s t o t u im b m an ed e ia t t h e e ly e n e w a a n i t e in rn g e to a t he takes us to complete our nostigution. • b a C h o d n o a n n o U t n o s k o a c y ia l t o as sets controlled by (and incledad n • Moderate: Willing to accept some risk to prircjoal and
Brandt Manager of the office serving your accost. Please mtre all checks payele to the Fon or tie your account value) but held away from UBSFina-cia tolerate some notathty to seek higher returns,
financial instrulis relcated on to trait of thA Services (e.g., certain( cash at UBS ark VA. (i0 • Aggress/we: Wiling to accept high nth to pnncpi and
Allhoup eat figs.' shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at LDS AG U.S.banrhes, (4 insurers rosins, high volat lay to sea high returns owe time.
statement care *cub not be wed fa to purposes Rely may be abject to mantenarke 1st dun:infer Iste including variable annuities, and (iv) tarn of Maud • fra•almeat 61910Vra Consileration:I selected, a
soleth on yesend tax forms. De , Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds when such shoes re registered dusty n the PanrOo of the porHoli, fo r tat account may ixale
10425. etc ) wben Drepamg your tax return. The Fim arrests n cash accents. Accounts that re transferred name of the occou-4 holier on tie bodcs and records canplex straeges, linked lisicity and rater
required by law to real to tie IRS all taxable dividends, to other ingestions may be subject to a transfer Ise. of to applica* rites a transfer agent). voUtiky.
wportekde rontauble oktiottna and uxtk Mere* • Certain nmsb-nent contracts or inmsiment interests
erred on seeiaities Feld nyout etrocart, roe proceeds UBS Swoop Oratiens (e.g.. kneed partnerships end pirate placements) that Statement •hoeusholdier
on see tratractire, rd cos* basin:newton covered LEG offers options for mowing cash Waxes. balances are roc regitoried ado. tie Socuraies Act of 1933; We may consordmie a related account statements with
wades, to bale deposits at UPS Bark USA and U35 AG %embed ad the same attfress ih the same enmetve, ed. because
branch (Bat Sweep Proprts), money make mutual • Commodities arrays (e.g, foreign Pots? and they have owners who ako maintain *al account
Caralitstileadaell with the Finn lads (Money Finds) and the interrutional Deport preccus metal contracts), includirg futures contacts rem crehips wth other dents a the same address*
• Please neaten, sty oral coma:neatens in *ring Accom (DA)/ or c octanes with in Intarotional ad commodity option contracts. you reefer to wont indwichal statmunts mailed n
tofurther protect your rights. inducing your rktotS RescvCO Llanarrrunt Account. Though the Back The SIPC protection and the supplemental protection do separate envelopes, you may declne btr,eholdng by
under the Seculin Investor Proteobon (SRA) Sweep Programs, cash balsas re swept to LESDank not apply to these assets event they otherwise appear calling yos Finance Achwor
• t diefinance instiortion en the top let of to front USA to to omelet:Shed knit ad then to UPS AG on yea statements. The StC protection and the
of this statement isnot U36 f nista Street LDS Stanford &and\ or a Money Fund. Depose at 1.85 oatiternental protection do not protect against chonges Friendly aecardname
Financial Soren carries yea account as dewing Bank USA atr FDIC insured in occarda-ce with FCC o the market vale of your in bats (whether as The Front/ arrant nano is a custana*le • nickname'
broker by arra-gement wee, the rdcoted inslitution miles. Formate Mamatirn Ovate Mit wwwfdic result of mod* movement, issuer ba-kruptcy a chosen by you to assist you with your recordeeeong
We in you of this relatranSbia aalengret Deposes at USG AG Stamford Brach ad shares of • ern e) hes no legal effect on yOur account You can change
opened this accost h the cast your bra and MoneyFundsare rot Oared by the FDIC. More Wanton a a-ratable ikon repel. tax rriend9 &Card names., through Online Services a
small/es a* located a LOS financial Services and rot bums °Man more infor nabou SRC, including by context rg your Fe-uncial Athisor
the iscd.rong broker, and you mat matte amps Through tie DA, aieiltle to cad. balances are swept to the SIPC Broths. by coliecting SIPC at 202-371-8303
of thy ma or omission to both firma. As described depose &costs al UBS AG New Yak Branch and LDS or by visiting the SIPC twbao at wmtaryttorg Account overview
d-e account agreements, you must natty la5 Or arty AG Chinon Ranch Thew deposits arena toured by pun • Vatx of yea acrountlpon(olo. Net of *sets and
errors or fraud Matey chedcs reflected on your to FCC Balsas held at the UDS AG Cayman Brandi Dividend Reinvestment Program
statement walk, 30 Sys alter 8 was mailed or made are tempi:etre, reposed to the sovereign Ink of the The brke reflected is an horsy pike. You may Wan • Amer FEW,' sold* cash balances, values fa
available. Allot/temente shall be deemed (evoke* Colman Wads, and tore is no guaranis or other the actual price Iran yes F racist Ades.. Old whole restrbted steady hut ), and Global Tire Deposits,
and accurate n all other respects if not objected to in elongation of UBS AG 10 repay tie balms whiff RA the shares are purchased under DRIP; palial slaws will be [seared corks to ma-ket, and certain assets not held
veithg within 60 days. LEG Caymon's Brach's books. sold a-4 the cash wia be Spooked in your account The by the Fim. Does rot include untried sandeassets
• Please died <a:tomer complaints or earnest, to &Wad reinvestment price applied by the Oster may at tie end ce the slot and ammo statement r:OriOdh or
Farts C lent Resorts Depatnent at 201.352.1699 Deposal at WS Berk USA and each UBS AG Branch are rifler from the mead peice al whch the partial shires atade isestmenk averted stock options and
a toilette ra 903.354-9103, 8:00 AM. to 6 CO P.M rot protected by SIPC. Money Fund shave are protected re sold eorosable stock options
FT Monday through Friday, or in sing to 1.135 by SIPC. See 'LOS Financial Services Account Protecto- n' • LAdildes Includes debit balances. aitstanling margin
Financial Semites hc., Client Relations Department, below. Cadtritrlieu bans, aedit Ere, shot account balances.
P.O. Box 266 Union Coy, NJ 07037. Cnth whole units may be held in yam acccutr. If pin • Cadthooney balances. Total of uninvested sada*
• In case of errors Or quelliarn about an electronic Ups your request balance in the Bare Sweep entitled to a petal ail a a Debit ol a chiderd payment cash balnce,, plus Spout balances al UM. Bank USA,
fu-ds transfer (61), tai parent a UBS Vetchbit Program or DA may be withdrawn and shares of a or Ohnrrile, the Firm well other sell panel crib a LES AG U.S Branches ad money make mutual fund
card transactions, call $20.762-1000, a wife to UBS Morey Put may be lisidated, ird the proceeds made price a accept an anoint determined by a sweep balm the chose of tie statement period
Financial Senices Inc., 1000 Mita 814, 6th floor. returned to you or your stadia' accdun. regiaered cleirng agency, ad credit yes accost N:n-ccorredity free crick balances in yes account are
Week/Aker:NI 07086, Affix RIAAfeSA Statures rot secogaed from other balances and to fi m may
Rate Hammon about available sweep *Sow Investment objedies ea ay these lads in the ordnay course of As
Caller write ataxia as can, A you hit yin ncladrg curve interest rates and WICK 5 amibble at The ivattimeri objectiwo and risk profile **spec err to busints These funds formable cps your downed
statement a receipt k wrong or if you need more wmtrubscornitereepselS from your Financial Admor each account and may toy between yam accounts Tins total is included in the arrant pried closing vain
iffamation Scut a transfer on the statement or a by calling X0-762-1000. Please advise the Firm pronelyin wining of any
receipt. The Firm or Card Oster (as kokable)must smnf joint change inr ut francial situations Lending infonnation
hear from you no In thin CO days after **Fen U Th N e F F e i n n , a r n t c a i a rr l o S - e ri r - v o i r t o c r i r a h c e c o T u o- n i t n p in ro e t e I c re ti o o t n o r Pretectrn i c n h v o e o s s tm e o e n n e t & o l f e t c h t e e f r e n a b F w o i r - g e a in c ve h s s tm ea en m t d h a e j l t d d i y v o r u t F a o n r d d d e is t c e lo e s d u r in es fo . r r e m fe a r ti o to n y o a n m th C e l i F e i n rm t R 's e le b n tio d n in s g h p ip ra ctices
SDNY_GM_00023784
CONFIDENTIAL
EFTA_00134404
EFTA01276175

Important information about your statement (OMBtithed)
Ageement or ACCO-rl Agfeerreell and the General - We gwerabe use the closing price when swathe a liquid and hen a they can be sold, tee prke — h addaion to cornmissiths received n connection
Terms ad Conditions U3S Statement of Credit Practices Ow mean of the bed anal ask price, for listed remised may be lea than the per tare estimated with the sale or citenbutiOn darn.* contract
available in Agdements mothimbarres mutes and optrcre a only bid prices for OTC value provided n the accord statement. and iset imestmeth that trals tome clients, we
mop awrotalawai ineekraw met secuthes. anda our affiliate recese retinae sharp
- Less Marti traded stealth., may be priced usrg a • Restricted securities. Resta-led mount generalY compensation I ranm art of the insuance
Yaw min valuation model a to moss recent prize we ate not tummy eigbk kr public tale. UBS Fennel companies undenWaith the rarity COMMIS,
Your statement itemizes securities rd other mitts held obtained and may not riled an actual make price Service: use the make) prim d the unrestricted moth agates of dr Inman* carps*. or **rears of
tithe =ant at the end of the statement with. You a vain of the cane issues an an inpaled value for the tie ant imvarnent tuns we distriaae.
may ark for deteM d kit pad mantles at ay time. - Certain positions may wear **PS a mice arch restricted stock throurposes °IMO statement o* To - Our affiliates abo re<eiee trading oximassions and
You may receive securities vied as loan collateral deer will thaw as 'price was nol avadade• it we at the extent tat restided seas- es are elgbk to sale, other compensator, from mutual lend and
paying any balance tie an them. Arty securities usable to obtain a price fora Hearty the vale received may be tbstanualy less Min the Mune companies %thou products we derlase.
bindweed to the Firm drip the statement peeved are - Deposits a gauchos denominated ileums-cies incised were therm - We receive an anima fee from UBS Bat USA and
listed at market vane as of the end of the statecraft other thin U.S dollar am reflected at the eichirthe LABS AG Stanford Rand, Of w to 425 per accost
period. rate a of the statement date. • Est (estimated) income. cement yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost beim h detentning the cost basis of he - fc< certain sect it racing n non-conformng M ennuie of anal income is based Orh current Programs.
securities incbded as this staternent, where indicated denornnstions. puce rid quantityflaw iota) may dividend ad interest rates, assuring tie laxities will
wih the number " l, • LBS Forces' Services has relied have been adjusted to bogies paper valuatim be held for we yes from statement date or ultil Activity
oninformation stoned from sources other than UPS To cbuin &mem @nix& when available. contact maturity This Mina no* a gudelne; accuracy rd station regorging commksiths and otter charges
Financial Semites. including information from another Fr, arcel ad• r xr an continued income are not qua-arrest jarred n connedith with the execulith of trades,
dim a that sumac l'aVegrovided to yea Finmxial - Estimated snail hcane and cumin yield for ixisfrg option transactions NIS been incbad on
Masa. The film does not indeperantly verty • Private investments and motioned products. certain types of washes could mide a meter of COMi matiore previously Swathed to you, and veil be
%want** the accuracy a wilily of ary information !ovate madman wig a as (nctairg died palsiedor capital gent it which nee the est prodded tory pranthly on repast.
provided by souses Car than LESPi-uncial Simeon, panicipatith program and real estate integument trust income (a-d curial Mkt would be overrated,
h mattich although UPS Financial Semites general& soothes) and struckred proixts are gtheralb highly - Estimated anvil income and anent yield and the Short selling
Le:dates tis nicrmatith as it is received, the hem thopid. Celan sthstesed prodsts have not been actual roam andyiel mega be lower°, higher II you ace engaged en short selling a seventy, you mar
does not provide art, assunrces that the iikrMalkel registered with Ow Stetter., and Exch than the estimated amounts. hose a charse dal to actin toinewith costs for that
snider 'Cost basis^ ad *Unrealized god lose is Commission or under aystate sesuntinen.We - Are esthete of nudged income (dividend ant*. particulate:trim.
accurate as of the date of this statement. As wok amide esimated vat*, for private investment interest) divided by the current market
please do riot ref/ on this nfangtion to make searitis ard structured products for itamatisul valeta verage balance is based on the Ian dividend Open orders
psi:hazels sale decisionL for tax puposes a purposes any. !Kong is OM °united. or bidet payment made by do issuer and Regarding open or • gni-till-cancelled' ades that
otherwise. Accounts trarderred to the Fim may - These vibes may differ abstaxisey from prices, il SWAM tee searetthdepases will be held for one wane not executed by the stamina* date, open buy and
refleth gad loss inforrtatith only for the period d any, at whkh a aide ithestment thy year tom the statement date or until mount), sell slop ord., are rained by the mount of dinars*
tine they at held at tie Fim More hiaorical structured product maybe bought or sold and do Accuracy an continued well me not guaranteed or rkhts cn an ex-divide cis a eu-nrch clue grans
ithrmatcre <abbe xkied by you- Freaxial Advisor. net necessaly represent the vat* you may receive ithnxted cthenvise by gat You are re for
span liquidator. • Assets not held by LIOS Financial Services. Cenah orders that are executed Ow to yOur Idure to cancel
• Unrealised sans/Iona Killen data - Third party inhume of vain are as if a (Main [Ceti are rot held by the f im ann ot troth the easing open orders.
emanated trroalired guindlown we calculated Ice date ad We Suppled to UBS Fnarcial Services on a Fern's possession or coned These stets ere
haviiial seat/ lots. The transition data for regitar basis by an independere satiation firm. displayed on you statement for informational Pilaw
ithvileal lots may or may not reeks commas:ans, - Isaac general Danner or sponsce estimated vales. purposes oily Positions and values presented se To obtain a copy of as current Clint'rnityNotice.
dwges da security reorganizaton events if ary, are seabed to **Fan by the *suer, provided by de asu'rg fem. UBS Financial rimces is please an >OS Fnarx,ralAchiscr o our mink
Die send and otter entwinement lob sot systematic general panne or spa-nor and may be Cakulated not rethcroble for the information and don not at wsw com/enVa•vmfev
parches* be, are each combined iodise:4y one bawd on afferent information from that used by guarantee its accuracy. lb's* asses are not protected
averaged lot The 'Traie date' coirnn presents the third pthies to &give their 'sanded values. by MK or to Ferris SUpOlementalSK coverage. MEG Ritancid Socket O not a balk The PM A, Business
aginal aansatton trade date. - You can obtain additorel itormation regardith Services Account 854 and IRMA are brdcerage accounts
the methodology used to determine the estimate • Revenue sharing and additional compensation Midi provide access so barking services and protests
• Callable saurian Bonds and preferred stock that value ad the dale of the Hamelinthee is the — In addition to commissions on saw and l2bi1 lees trot* airings-rants with alarmed bat and other
the ether cats for eat redenplon veil be selected basis for the estimate by contattin your Ftu ncial received n correctionwith tie destributias ihniparty bares. rid provides access to reisa-ce and
rroa-boy by lot from anxi-g all Scant of that Advisor mutual krds to our dents we ands our ARM annutli [roasts Cued by unaffiliated thid-party
asue held re our nirne or n nominee rune for os - Third party 'singed vales may be reflected as receive revenue *ming Payments from dignbutors insurance amps-es through insurance agency
<lents. Call team nicemilith is cbtaned from third 'Not priced' in several stuatires: when an ath a ad vsias of themina funs that we sell. subsdiant ol UBS Financial Services Inc.
parties and it accuracy is net Bunked. Other tall 1dependent valuation Inn has not sspp4da it Thew anothis are based on two &fermi
featrea may goal tenth coil Most helot comrade ugh/G.to agar a vat*. when we become ware corrporents (a the amotni of YIN by UBS of a Ithistnerk ithura-ce. ad mealy products,
inthrnation win be provided upon request that a matenal met has coasted that may call a Palicuir mutual fund I ami4 to our clients: and 0) Not FDIC Owed • No bank guaantew May lose wax
ptheousty reported value no question, et awn a the asset value of a particular matual fund tanks
• Certificates of deposit (04 CDs are FDIC aired value would be highly spemlathe due to the nature shires held a the Urn RMA. Resource Management An-rs nt, Business Services
'sato $29),000 in principal and moved intend per of the security. — We and as allAate ako receive networking and Amount BSA. IRMA and intonational Resource
depoWor ad per &rockery inviikeith h a:cadence - When neither an issuer, general partner or SpOnSOr orrnbus processing Ian n cornderation for Management Accost ad registered service maks of
with MK noes. estimated value nor a thrd-paly estimated take is transfer agent services that we rouge to the UGS Roancli Services Fx
penteded, the valm of the study wig bedel/event mutual broth. These fees generally are pad from
• Price/value Prices degplated fo r seconds and other ban its caches* price. investor assets n the rruka I lured and &metered Visa Signalize k a registered unite nwk of Oise
proclots may be higher a lower than the price that - • Datributian to date' may indude than of dolls amount based on the norther of accounts at rums: tut CBS Visa Saranac:le cads and IRS
you would actually receive in hr market hies av capital, ncome orboth. the brokaidealer InoUng mutual funs of that fund Vna debt cards ate Mutt by UBS Bat USA with
obtained from vatiths tad party sources whit, we - 'Original emit size' represents to hitial offering family PermssionfrOrn Vna USA Incorporated.
teemne to be reliable, bit we do not garantee the price per trik irdm ai not relied you an bases.
accuracy. - DIP and unlisted REn stashes are not listed on a UM Financial Sereices Me Rev 201604
rational securities exchange, and are goner*
SDNY_G M_0002 3785
CONFIDENTIAL
EFTA 00134405
EFTA01276176

Lies Financial Services tic.
Private wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2016
CNP700553556I 1116X135Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHStANE MAXWELL
Friendly account name: Indiv.Check/Car
Account number.
Your linancial Advisor-
SCOTT STACKLIANLYLE CASRIEL
Phone:
Questions about your statemerrt? Value of your account
Call your Financial Advisor or the
RAAA ReFOurCeline at 800-aMA- 1000, on October 31 (S) on November 30 (1)
account 02 9023 576
Your assets 97,180.71 69,703.41
Visit our websIte: Your liabilities aoo aoo
veww.ubstornflinancialservices
Value of your account $97,180.71 $69,703.41
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S ThcAt,anGS at year end 2015 31,932.36
Net deposits and
97.2
withdrawals 567,758.39
Ntur in*Strnent return
DiWdend ard
interest income 112.66
Change in
market value $0.00
Value of your account
on Nov 30, 2016 669,703.41
Dec 2014 Dec 2015 Oct 7016 Nn 2016
SDNY GM 00023786
Member SIPC CNP70001005535561 NP7000185219 00006 1116 030575004 Y123576550101010 ►age 1 of 8
CONFIDENTIAL
EFTA_00 I 34406
EFTA01276177

SUBS
Resource Management Account Account name: Your Fi nancid Advisor-
Friendly account name: Ir 1 SCOTT STACK M ANL YLE CA5RIEL.
November 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 ft) your account
, Cash and money balances may include
A Cash and money balances 69,703.41 100 00% Your current asset allocation available cash balances. Q85 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 169,703.41 100.00%
A
Value of your account $69,703.41
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP70003005535562 N1'7000185219 000361116030575004 Y123576550 IOgalkiyGmiK0237Iftro 2 of 8
CONFIDENTIAL
EFTA_00134407
EFTA01276178

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your II nodal Advisor:
Friendly account name: indiv Ched4Car SCOTT STACK MANLYLE CASNEL
November 2016 Account number.
Change in the value of your account Cash activity summary
November 2016(SI Year to date (S) See Account a wiry the month for dela Is &dances in your Sweep Options are met udedin the eperang and
closing balances vita FDIC insurance applies only to deposits a u8S Bank USA, not to &peon at uBS AG,
Opening account value $97,180.71 $1,932.36 p S r t o a t r e ri c o t r io d n R a a p n p c li h es o t r o b m an o k n e d y e p m o a s r it k s e p t a s c w e e d ep th ! r t O ad ug h i d th d e ir r U a B s b S u In t t e ro rn t a b h a o r n e d d D ep ep o o si s ts e A S c e c e o l u m n p t o p r r t o a g n r t a W m o . rm W a C ti on
Deposits, including investments about your statement on the last Mo Pars d this document for &IMO
transferred in 1,000.13 295,724.35 November 2016 (5) Year to date (1)
Withdrawals and fees, Opening balances $97,180.71 $1,932.36
including investments transferred
Additions
cut -28,478.97 -227,965.96
Deposits and other funds credited 1,000.13 295,724.35
Dividend and interest income 1.54 12.66
Dividend and interest income 1.54 12.66
Closing account value $69,703.41 $69,703.41
Total additions $1,001.67 $295,737.01
Dividend and interest income earned Subtractions
Checks and bill payments -15,903.97 -198,576.15
For purposes of INS statement tatablty of interest and Onadend income has been determined ficM a US Card payments -63.00 -4,179.99
tin re0cOirg CersPedite. Baud upon the residence of the account header. account type. or prodtcl type,
some interest axial dvidend payments may not bo subject to United States (US) aria Puerto Pico (PR) Other funds debited -12,512.00 -25,209.82
Income tars. The (lent monthly statement .s not intended to be used and cannot be (eked upon for to
purposes. cheats should refer to the aitoKatre tat reporting forma they recent from UBS annualy, such as
the Foam 1099 and the Forms 493, foe lax reporting information. m is the practice of UBS to file the Total s(ubtractions -$28,478.97 -$227,965.96
appecaide la( reporting forms with the US interns Revenue service and PR TreaSury 0e0EirtMent and in
such loans accutatety Ussery chsclenct amNcr InteceSt *Slat eetrrpt or teat,* 'meat Bleat consult you( Net cash flow -$27,477.30 $67,771.05
indgclual tax prepare:
Closing balances $69,703.41 $69,703.41
November 2016(S) Year to date (1)
Taxable interest 154 12.64 UBS Bank USA Deposit Account APY
Total current year $1.54 $12.64
Interest period Oct 7 - Nov 6
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Oct 7 $93,857.09
Total dividend & interest $1.54 $12.66
Closing UBS Bank USA Deposit balance Nov 6 $83,120.08
Number of days in nterest period 31
Average daily balance $94,483.08
Interest earned $1.54
Annual percentage yield earned 002%
SDNY GM 00023788
CONFID C E hIP7C N 003305 T 53556 I 3 N A V7003 L 18521 9 0003S 1116 030575004 Y123576550101010 ►age 3 of 8
EFTA_00134408
EFTA01276179

(Plt UBS Resource Management Account Account name: Your lq nenciel Advisor
Friendly account name:: SCOTT STACKMA:11M" CASIVEL
November 2016
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th cf the month or the 'Dna bug nets day' if the 26th fans on a
weekend nolid&r Reward. point Wanly CetalS (an be lOund on wwwutiscomtommestmces
November 2016 teat to date
Opening balance 5,573 4,279
Points earned 0 1,294
Closing balance 5,573 5,573
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact yoke
Financial Advisor or Branch Manager. toucan find a ful description of the atternaove
investment objectives in Important information about your statement at the end of this
document
Your Fenn objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibirty consderaton None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C008005535564 NP70001852 19 00036 1116 030575004 x12357655010 WISWGM00023701fte 4 of 8
CONFIDENTIAL
EFTA_OOI 34409
EFTA01276180

Resource Management Account Account name: GHISLAINE MAXWELL Your El nandal Advisor:
UBS Friendly account mane: lodes. ChecklCar SCOTT STACK MANLYLE CASRIEL
November 2016 Account number.
Your assets
Scme prices, inccele and current vaues Shown may teepprocircnble. AS a Nat gam asbliOsses may nal
be accurately reheard. See Aporunt inforenabon ANN: your statement a the end of this dxumem for
MI! infonnroon.
Cash
Cash and money balances
C3sh and money balances may ind ode avaltle cash balances, UBS Bank USA &posit account balances.
UBS AG Stareord Branch deposit account balances and money market mut lid fund sweep tatances.
UBS Bank USA deposit account balaxes ale Insured by the FOC %%Mon arplIcebie limits, but are not
protected by SIPC. UBS AG Stanford Blanch deposit account balances an not insured by FDIC and ale not
protected by SifC Money wiarlat sweep balances are protected by SIC but ale not insured by the FDIC.
Sat the Important information toutp ut statement a the end of this document for degas &Out thOW
bdances.
Openngbelance Cloang Mace ence per share Meter DSdend interest Oafs
Ncidng on Noe 1 ($) on troy 30(1) on Nov 30 CO fate petted period Cap amount (I)
UBS BANK USA DEP ACCT 97,180.71 69,703.41 250,000.00
Your total assets
recentage of Cost EarnSed Unreatbed
Value on No, 30 (1) your &count binn (1) annual infant (Si gain or loSS (S)
Cash Cash and money bilinnon 69,703.41 100.00% 69,703A1
Total $69,703.41 100.00% $69,703.41
Account activity this month
Date Activity Description Amount (S)
Deposits and other fends credited Nov 9 Transfer JOURNAL FROM Y 1 28704 EDGARLEY, LLC 1,003.13
Total deposit and other funds credited $1,000.13
oat Actimy brescaption Amoral( (1)
Dividend and interest 'acorns
Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I II04,16 1.54
Total taxable interest $1.54
Total dividend and Interest income $1.54
SONY GM 00023790
C rim0003305$36666 MI0031:35219 C0036 1116 030579004 S'123576SSO 101010 Pegs S of 8
CONFIDENTIAL
EFTA_001344 I 0
EFTA01276181

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your It nandal Advisor:
Friendly account name:Indiv CheddCar SCOTT STACK MANY LYLE CASRIEL
November 2016 Account number
Account activity this month contnvedi
Date Acinny Description Amount (S)
Bill payment Nov2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Nov2 Withdrawal ACH WITHDRAWAL LINTECHEALTHOW -40.22
Nov 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -13,464.97
Nov9 Withdrawal ACH WITHDRAWAL Saks Retail -1,841.80
Total bill payments 415.903.97
Ode Desodion Amowit (S)
Card payment Nov 18 CREDIT CARD PAYMENT -63.00
Total card payments 463.00
minmun Paprent Cue Payment Due Date Crean line Avaiatte Credit une Outstanding Daame
UBS1nsa Signature credit card(s)
payment information
$0.00 135,00000 135,000 00 10.00
This creel' card is enrolled in u BS Pay Crech Cad feature and will automatically be paid frcrnyour accourc. Your payment is screcuted
for Oecermer 20. 2016
We provide this infom-alion on your UBS Visa Signature credit aids sole" as a ccurtesy to you. The UBS visa Siglatu re c fedi card and account are
issued by UEIS Bant.USA UBS Bank USA sends you the /OROS statement for this account and you shotid make your parr,.n t accordng to thee
irdructons
we do not Maude your outstanding credt card lodance in the ra.* d you account with UBS Financial Storms Inc
Use Actinty Descipton Am:n:1f (S)
Other funds debited Nov8 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT IPMORGAN CHASE BANK. NA -3,477.W
Nov 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT1F4AORGAN CHASE BANK, NA -9.035.00
Total other funds debited -$12.512.00
Use ACIrvity Deurcllon Amount (S)
Money balance activities Oct 31 Balance forward $97,110.71
USA
NOv 3 Withdrawal UBS BANK DEPOSIT ACCOUNT ASOF 11/02116 -597.20
Account.
Nov 4 Withdrawal UBS BANK USA DEPOSIT AS OF 11/03116 -13,464.97
Nov 7 Deposit UBS BANK VSA DEPOSIT ACCOUNT AS OF 11/04/16 1.54
Nov9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/08/16 .3,477.00
NOv 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/0916 -841.67
continued next page
CNP7C00(00$535566 NP70000352 19 COCOS l 16 030575004 T123576550 IOWS1YGM0002379191 6 of 8
CONFIDENTIAL
EFTA_0013441 I
EFTA01276182

SUBS
Resource Management Account Account name: GI-HELAINE MAXWELL Your Finandal Advisor:
friendly account name:Indiv Chetkkar SCOTT STACK MANNYLE CASRIEL
November 2016 Account number.
Account activity this month (continued)
Oate De1Cipbco Amount (5)
Money balance activities (continued) Nov21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/18(16 -63.00
Nov 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11121/16 -9P35.00
Nov 30 Closing UBS Beak USA Deposit Account $69,703A1
The UBS BanA USA Depont Accourt k your primary :weep Potion
SONY GM 00023792
CONFIDCEriFFC0N03305ST3SS6I7 NAP7003L1$521 9 COWS 1116 030579001 Y123S76S50 101010 ►ago 7 of 8
EFTA_00134412
EFTA01276183

*UBS
Yournotes
CONFIDENTIAL
EFT,0013.113
EFTA01276184

Important information about your statement
U3S Financial Services no. (the Firm or UBS Filter' sea yOu the Int statensi on which the error or Corporation (WC), Sikh protects seasaies eaccntsol • Weds. Currentincome: ronments seekng tee
Sereketl is a mentor of all principal unity, ccmrroity problem awned. its marten up to $500000 (including 5250,003 kr generation of income ony.
and optire exchanges. UPS Fihancial Seniors and CBS - Protrde your run ad nee number Of any) dams for cash. The SIPC met protection limit, ;NY to • Achaie Cape.,A pparcestion. Immo-rants seek ag
Bat USA am i-divot subsilanes of UPS AG and - Deco& the SOX or tie wander you dreUr6Ure all non; that you hold h a partictla cwacity. crown of atheism' rather the, the generation of
*Nixesof LIES Seattle, LLC. The Fames Wawa' about, indeplain as ckay as you cal why you The Fm,,, together web certainaffiliates, has also name.
statement k available upon retail. The Font exewthe believe a is al am a why you need more purdursi admlementel protection. The napernan • Produce Caolamobn of Magee end Capita
offices ere a. Hansa. amount pa/al:410 at *foible diet, CONIClink endr Aporeciaton. newnents seeking both the generator.
- Pomade the doter arrant of the suspected era. this erasion is S500 maroon a of Decent*, 10, 2015. of name and grOtAh of trial:al.
UBSFina-cel SO-MPS InC• Scbra to the poky ordilons ad Initiations, cash a
1200 Harbor Boulevard The firm or Card Issuer vii hastigate put compaht the fin is further protected fa up to $1.9 milbn n the Overall rids profiles
Weehawken, NJ 07086 and eel correct any error prompty. For alleged woes aggregate kr all your accounts held n apasicubr • Consavebee. Seeks to mantin nilial pri-cipal with
C o T f h B f i i S s c i N g a a l u t t n a e x c m i d o a o ! n c S u r e m e a p n e r c n e e t s s s e . a n c c ts o c o t n h u t e a n n t ° . n n O a g y t h c o e a f r f i l r c k e i i c a n o lr r g e d d c s o , a e r t d s a o e s f p h y t o o u u l ' d m y y im e o o a u o r e l ' V v a t i A n c h g c N e o U , y r B 1 e d S 0 f t b V h o u e r i s a t u h n s e e e d s & e o t b W f d i a t t h W y c e s a I m t I d o y o b o c n l u r e o e t y t h h a i d t s d u , r i i w 6 n n e g i n t W i i e e f i r l w l r t 0 o i e ' n r 4 , t e 4 s a 0 o k it e th at T u o p h p e o a n S c I i r P t e y C q . u p A e ro s 7 t t . e J c c ti o o p n y a o d f t t h h e e p s o up k p y l e w m a e d n i t n a g l P is ro n te ib ct b io l n e t l W o h w a a t r m r is e e k a a a n n s r d e t s h 4 u e m 8 n e 0 o a 0 n t t o m d t a h o y e e r s a o n c t o b o t r r g e n e p n w p e a r c a a e te t w t s i i m s g h n e C n I i n f ot
r B O o r m a t i n 9 b c 9 e h 0 r 1 M e 1 l a i p e n l d e a a w g s e e o r r o n e f p I t o h I r y e t o i o u t f i b f m ic e m e e e s n d e * i r a v t t i h n e e g ly e y n o is u w a r a n r i c t n i c l g e o t r s o a t. t he P la le k a e s s e u m s t i o re co a m ll p d l i e s te k s o u p r a r r e b v l e e s t t g o e t t h io e n F . an or the • b o y C th o a u d s r o o a n n c o c I o t r u a s n l q o t b v i a . ' ' l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (e m n d U n BS a F n ina d n c n al • M to o le d ra e t r e a t s e o m W e i l v in ot g a t t o h t a y c t c o e s p e t e s k c e h n g e h r e is r k r t e o tu p rn ir s c . D al and
'nodal insterisn nikated on tie front of this Services (e.g., certain(i) cash at UBS Bat USA, 00 • Aggressm: wiling to accept high irk to pnncpi and
Allhokap a figures shots are Wended to be accurate. statement In addition to regular aware fees, accounts cash at LesAG U.S.Dandoes, (4 resurarce poixts, high cobs lily to seek high returns or time.
statement ctia *cub not be wed fa to purposes Rely may be object to mailman* lees, chaps for lie including weiriale annuities, and (in Aarn of rues' • MwstnenF igiatirr Consideration: t Hinted, a
scleki on yeaiwnd tax krms, (ie , Form 1099. 5498. payn-ent kr agouti:es purchases and charges for unpaid mend, where such thaws we registered dusty is the portion of the portfolio for tort account may islade
10425. etc ) when prepamg your lax return. The Fim arsons n cash accasts. Accosts that ao transferred name of the accord holier on the books ad records canplex straeges, lined liouicky and rater
required by law town to the IRS all taxable &Wends, to other instiutins mil be subject to a tangier Ise. of to saki* Suer a transfer agent). volniky.
reportable nontaxable cantina and =able Weed • Certain rwsb-nent contracts or inssiment interests
end en monies held rims axon, net proceeds UK Sweep Options (e.g., limited partnerships ad pirate placements) that Statement Phetseheldior
as sale breactire, aid cost basiwn certain covered LIES offers options for sweeping cat biases. balances are roc remand aria the Securities Act of 1933; We may consordise at related account statements with
season to ha* deposits at UM Back USA and CBS AG Stanford and the same adiess n the same ennelse, eq. because
Ranch (Ba-k Sweep Progeny), money make mutual • Commodities catacts (e.g, foreign exchange and toy have wants oho also mantas, joral account
Careamminationstrith the Flan lads Money Furls) aid the International Depose preccus metal contracts), includrg futures contracts rein crehrps wall other times a the same address. If
• Please recordi nn at oral cornminkations in erring Accouit (DA)la customers wit, a,I nterutional ltd corned*, option contract. you paler lo recent ndiwdual statements mailed n
tofurther protect your rights. inducing your Wthes Rewee Managernerd Account. Though the Bair The SIPC proud on and the suppewnentel probationdo separate ernelcoes, you mat decline Sokr,eholdng by
cruder the Searles Investor Proteobon AO (SEAR Sweep Programs, cash balms re swept to LESBank not apply to these assets then if theyotherwise appear citing yen Novicki toner
• B the financial eatitution cn the top left of die front USA to to an estateshed Irk ad then to UPS AG on you statements. The StC protection aid the
of this stamen is not CBS F natal Series, LOS Stanford Branch, or a Money Fund. Deposits at UES adsPlanental protection cb not protect again changes Friendly arrant name
Fe-andel Smits carries yea account as during Bank USA are FDIC insured in accorda-ce with FDIC n the market vela of rte investments (Meths as ihe Feencler aconnt nano is a cusiornadolo 'manure'
broker by arra-gement wen the rdcated nsitution flies. For more idormatian please Wit wwwfdic result of market moverrem, issue balcruptcy a chosen by you to assist you with your recordleePrig.
We inforrnedyw of this relatiM5hio wile you Deposes at LEG AG Stamford Brach ad shares of °Menke) has no legaleffect on your account You can change
opened this accost h the cast your kite and MoneyFadsam rot hared by the FDIC. More Swinton is salable spas regast for rowdy er.COUll names., through °little Service, a
mantes are located a LOS financial Services and rot rots mw Wean more informationabout SIM, including by contain; your Fr oncial Athos*.
den indacim broker, and youn ut make arepat Through the DA, (mailable to cash balances are swept to the SIPC Brookre. by contacting SIPC at 202-37143CM
of any error or omission to beds firma. As described depose awaits at UBS AG New Yak Branch and LDS or by viiithea the SIPC swbrde at amtatto.org Account overview
the account agreements, you must dotty US of any AG Carman Ranch Thew deposits are not toured by • Value of yea accoonWonYolo. Net of stets and
errors or fraud Thong chedcs reflected on your the FCC evinces held at the UDS AG Cayman Brandi Dividend Reiewestment Program (DRIP) 'Soden
statement want 30 days alter t was mailed or made are temporary imposed to the sovereign Ink of the The prise reflected is an average puce. You may Stan Asa hcbdes weld* cash balances, vetoes fa
available. egomania's% shall be Mond correine Carmen Wads, and *ere is no guitars* or other the actual price kmm ar Frurciel Advisa.Orey *hole restricted musty lest k and Global rine Dins it,
and accurate n all other respects if not objected so in obligation of UBS AG to repay to biases whiletroche shares we purchased under DRW; anal than MR be srreared marks to maket, and oaten assets not held
vettim within 60 dory. LEG Cayman's Brach's books. sold ad the cashwi be deposited nywr account The by the Fin. Does rot include unpriad seositien assets
• Please cast cuRomer complaints or ea/nest° to eividend reenactment price applied by the tear may at tie end of the pilot and carent statement periods, or
Fisn's C lent Rebore (*pawn at 201.352.1699 Deposits et LES Bark USA and each UBS AG Branch are Eller from the market price at With the partial dares point reenanenn unested stock options and
a tolls. r. 903.354-9103, 8:03 A.M. to 6C0 P.M not protected by SIPC. Monty Find shares are protected av sold once:able secret options
ET Monday through Friday, or in minim to CBS by SIPC. See 'LDS Freancial Services Accost Protection' • pithetees. Includes debit Waxes, outstarding ma*
Financial Seraces be., Client Relations Detriment, Slow. CrMnlieu bins, credit Ire, that accost balances.
P.O. Box 766 Union Coy, NJ 07037. Cny whole ores may be held n par aware. If you,. • Casamoney balances. Total of unimested available
• In case of erten or cranked about al electronic Upon your requeill, bela-ot, in the Bank Sweep entitled ro e petal sit a s nesult ol a chiderd payment cash balances, plus deposit talaxes at UB5 Bank USA,
funds transfer (Mk WI prawn a UBS Voaeckbit Program or DA may be vethdrars and shares of a or Otenione, the Firm will either sell panel sits a LDS AG U.S Branches ad morn market mutual fund
card transactions, call K0762-1000, or write to UBS Money Fundmay be Ibuidated, ad the proceeds mallet price a accept an /mord determined by a sweep biros at the chile of the statement period
Fronde' Services Ix, 1000 Hata Blvd, &Moor. returned to you or your seoreies KCCUIL regiaered derrim agency, ad credit pat accord. hirscarredity free aedt balances in yes account are
Weehawken. NI 07066, Attrt RIAA(88.5. Sakes. rot secjegaled from other balances and tie Finm ai
Aster i-krmaton about available sweep opten, Investment objectives •ae sty of these lads it the Ordiney course of As
Cates write as soon en you can, if you thick mas robing wrens interest rates and yields5 available at The eronimeri objectless and risk profile are spec lic to Wainer, These funds re payable yam your demand.
statement a receipt k wrong or if you need more wmvubs cadre...soy/el:b. from your Fnancial Advisor each account and may may between you account This total is ridded in the arrant period closing Vale
limitation nut a transfer on the statement or a by calling €05762-1000. Please advs. the Firm pronmty in wining of a-y
receipt The Firm or Card dear (as solicable)must signeicant change in you Inamcial snuanon or Lending infonnetion
hear from you no In tun CO days after the Fins UN Financial Senior account protection nvestment oblectives For eacharcane held, you fa detaaed information on the firm's ',Shp practices
The Firth r. A nv-rh,rri (ev. Trio< 1-mven•Prnenctir Moose or* of the following investment objectives. and cleanses. refer to sir Chew Rationale
SDNY_GM_00023794
CONFIDENTIAL
EFTA_00134414
EFTA01276185

Important information about your statement (POIlthfiled)
Agnment or ACCO-ilAgreerrenl ad the General - We gene* see the closing price when snit* a liquid and hen if they can be sold, tee tree — h addtion to commissions received n connection
Terms ad Conditions U3S Statement of Credit Practices the men of the bid and ask poxes for listed received may be lea than the per shore estimated with the sale or destitution al arney contract
;natio in Agreement indent:ores at scaritin and optecem a only bid prices for OTC vat* provided n the mart statement, and wet investment hat wit tome clients, we
mop unteu fronitireevinteirtrintr met seardies. ander our affiliate redetermine shaves
- Less acterek traded secuities may be priced using a . Restricted securities. Restxted stearin general), compensation from many of the innate
Yew rests valuation nodal a the most recent price we am not (wren, eimbk for public sale. U8S Financial companies Oridelliterg the amity contracts,
Your statement itemizes securities end other Watts hell cleaned end may not reflect en actual market price Service, uses the mese priced the unrestricted stook affiates et the straws caroans or sponsors of
laths want at the end of to claimers period. You a Yalu? of the sane issue as an imputed value for the tie she irrivemmt rusts we distriaSe.
may ask for denary d fully paid seosies al ary time. - Certain positions may appear into_n a price and restricted WM Nrowpasesoithis statement oak To - Our affiliates abo recen trading commeskins ad
You may receive securities used as loan Neaten aher will taw as 'vice was rot avaslable• it we at the extent that resigned searnies are elqbk to sale, other compensationfrom rneel ands and
paying any balance de an them. Any securities unable to obtain a price fora stank the value reeked may be stbstantsalk less thanthe notate companies whose products we &wine
translated to to Firm cash; the Itaitallalt pence are - Deposita a securities denominated elCUM71-00 intoned vate town ▪ We receive an reel he from UBS Bat USA at
listed* market vain at of the add the sterna. other thin U.S dales are reflected at the inhere. CBS AG Stanford Ranch idiot° $25 per accord
Period. rate as of the statement date. • Est festinated) income. anon yield; and rates. sweeping to the barks under the UBS Bank Sweep
• Cast basis. In denting the cost basis of the - fcr certain searnes hiding n non-conformrig M estimate of amua1i ncome a based on current Programs.
securities indeed in this statement where indicated denornnetions, puce rid quantity(fot nes) my dnidend ad intent rates, assuning the searies will
wile the number l, • US F mince Services has relied haw been adjusted to facilitate caper valuation. be held for err we from statement date or until Activity
ale information obtained from sources other than V65 To dean arnem meteors, when available. contact maturity This estimate bony a gudolne; accuracy hkemafion rogueing commksens and other chases
Financial Semite including information from another v:,,r F,ranctl AOntcr ad continued income are not guaarrteed tarred ri connection with the execuen of trades,
fen a that sumer have grovided to you Nutlet - Estimated anal hcane and curet yield for hclefrg option nnuctions has been inctictd on
Athisor. The Fits Wel not independently vedya • Private inesunente and eructated produc s. certain types of learnt' could mckele a return of antimafia° peseousk anted to you. end will be
saran* the acaracy a varak dry information restate rivestmcre saunas (ex teing net precise or capital gen n which case the est presided tory worldly on recent.
provided by tuns other than MS Financial participation program ad m inute invest:nem rant income (a-d astral yield would be overstated,
In a:Wirt although UPSFin-Me Services general& soothe) and goateed pro:torts are weal), highly - Estimated anal income and anent y eld are tie Short selling
updates this nformation as it is recent the Firm aped. Celan sties-tend packets hoe not been actual ?cane aidyield nefit be laver°, higher you are engaged in short selleg a seventy, you may
does not provide art' assumes that the tdormation registered with the Senn, and Evesl than the estimated resents. nave a charge der to casein banowit costs for that
seder 'Cost bees° ard ^Unrealized gall ove is Gammen, cr under ant state securaeTwes, We - An *eine* of maned income (daklend ands partiulamearny.
accurate as of the date of this statement. I4 such omen estimated Veen for pimp investment interest) divided by the current male
please done ray on this nictitation to make seositis and enstured products for rikmatiral vale/average balance is based ale the let dividend Open orders
psi:heels sale decisions, fa tax puposes a purposes any. Atones snot gumanteed. or interest payment made by the 'suer and Regarding open or ' goo:ISA-canceled' ceders that
otherwise. Accounts tendered to tie Fen may - These Yeses may differ abstamisey from prices, il amines the searentlepmes will be held foe ore were not executed by the statement dew, open buy and
WW1g al loss information only for In period id any. at which a Prang norm' ay year from the statement date or until mann), sea slop orders are reduced by the enure of disiderds
tine they we held at the Fhn More historical stnetured product maybe bought or sold and do Accuracy and continued well am not guaranteed or rayhisan an eadividercb a earrfrels date sinless
reicrmation cube aited by you- Maxis' Advisor. 11:4 necessaikrepresern the vat* you may recent helmeted ahenvise by yos You are responsbk for
span liquidator. • Assets not held bytes Financial Services. Certain odes that are executed de to yOur ladure to cancel
• Unrealised gainlosiee Yellen delta is available, - Third party *emotes of vain ate es ce nertain Mies St rot held byenlists ad not nth the east im open penes.
emanated utoalined guinea/es re calculated la date ad am supplied to UBS Fnaxisl Services on a Fen's possenin or anent These assets tee
rdistileal teat lots. The tureens,' data for remear basis by an independere saltation firm. dtsplayed On year stamen for informational Mew
rekvilial lots may or may not ref let ccmmisens. - baser. general panne- or sponsor estimated false purposes onist Positions and values presented am To obtain a copy of or current Client Meaty Notke.
rZandet security reorganization events any, are 'spoked to the Fern by the issuer, provided by dal Sea'rg firm. UBS Financial Services pleat comet yon FractalAnise or vat our websne
d and other reinvestment lots we systematk general partner or spator and my be calculated not referable tor this information and don not at ttaaw rrvenfitinne,lrer
paha* bit are each combined to dimes° a* based on deferent information front tat used by guarantee es accuracy. Thee Mans ay rot protected
awraged lot The 'Trade date' coLenn presents the third ponies to derive their 'denoted values. by UK or tie Fines suPelenental SW( cowrie 1,85 hind Sirens e rota bark The PM A, Business
agral transaction trade date. - You can obtain additoral iformation regarding Services Account EGA and IRMA are teenage accounts
the metodolagy used to dentine the estimate d • Revenue Osprey and additional compensation which provide access so banking services and protests
• Callable securities Bonds and peened stock that value and the dale of U. iicematim that is the — In addition to commissions on sat and 121a1 lees tea* arangenwrits with aliened bales and other
the °sun <els for eery reckintem will be selected basis fa the estimate by contacting your Fru ncial received n correction with the cfistributin Ihniparty bares, rd provides accento toesa-ce and
stlanallt by la hem amtrci all mutes of that Advisor mutual arils to ow dents we ander our affAale amity omits axed by unaHiliated end-party
issue held in our runts in nominee nen for ax - Third party ',kneed votes may be reflected as receive revenuesh aring payments from distributors rotate companies through imura-ce agency
clients. Call tease niceneten is cbtaned from third 'Not priced' in several situations when an ardor ad vsias of thenatal funds that we sell. subsdianes of UBS Financial Senses Inc.
panics and its accuracy is not guested. On-er tall 1-dependent valuation tim has not attireda is Thew amounts are based on two deem
tares may emf whin mid aged wed <ankle untie to assir a Yeah %nene become ware corrparents (k the amount of eke by UBS of a isosment Mura-ce, and aruity products
rift-erratum will be provided upon request that a matenal mot has tasted tat may call a Palhar mutual fund famik to our <lents: and 0i) Not FOC Meted • No bank quannew May tow eta
premusk reported value no question, ot when a the asset value of a particular mutual fund famiks
• Certificates of deposit COX. CDs are FDIC noted value would be high spaulatne due to tie nature shares held a the Irrn RUA. Resource Management Art. nt, Business Services
mom 5.29),W0 n principal se /rand interest per of the sewn. — We and as allAate ate receive networking a Account BSA. IDA and intonational Resource
depodct aid per depository inninfixais accordance - When neither an suer, general partner or monsor ornba accessing fees in consideration for Management Accost am registered service maks of
with Flit nAes estimated value nor a thed-paly estimated qla is transfer agent salvoes 11-at we prone to the UBS Niece Sirens Ix
poseciel, the salt of tie searywd be dement mutual ands. These fees generally are pad from
• PriothaNe Chas displayed fa secuntes and other lent its cache* price. investor asses n the manual lure aid maned Visa Signalise is a monied Send milk of Vial
sextets may be higher or lower than he price that - •Daributicos to date' metinclude return of dies amount based an the ember of accounts at home inat LOS visa Signature mcIlt cads and IBS
)0J would actually receive in to mike. New ate capita( (tome orboth. the broker-dealer holing mutual funds al that fund Visa debt cards apt inued by UBS Bat USA wit.
obtained from varkus thud party sources Mitt we - 'Original unit size' represents the initial offering fa-nify omission torn Visa U SA Incorporated.
teem to be reliable, bit we donor garantee thee' price per snit and may not reflect Jour cost bait,
accurey. - DIP at untied Rea sautes are not listed as a UM Financial Serena he Rev 201604
rational securities exchange, and at generally
SDNY_GM_00023795
CONFIDENTIAL
EFTA 00134415
EFTA01276186

Lies Felancial Services tic
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2016
CNP70078411151216X12 YI 0
GNISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHIStANE MAXWELL
Friendly account name: Indiv.Check/Car
Account number.
Your financial Advisor-
SCOTT STACK IvIANLYLE CASRIEL
Phone.
Questions about your statemest? Value of your account
Call your Financial Advisor or the
RMA ReSoteceline at 800-RMA- 1000, On *Wernher 30 (5) on December 30(4)
account 029023576
Your assets 69,703.41 43,932.84
1firitour webslte: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account $69,703.41 $43,932.84
Items for your attention
, Help protect yourself from fraud end
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
%wiry/. annuakreditreport.com. Tracking the value of your account during 2016
Value of your account
S the.: .636C$ at yea end 2015 41,932.36
Net deposits and
7: 6 69.7 withdrawals 441,995.62
YO.W9VeS171641t return
NW:lendand
interest income $13.86
Chance in
market value 9000
Value of your account
on Dec 34 2916 $44932.14
SDNY GM 00023796
Member SIPC CNP700160079411I 5 N67060310136 COCC6 1216 030575004Y1235765501103CD ►age 1 of 8
CONFIDENTIAL
EFTA_00 I 344 I 6
EFTA01276187

4CaUBS Resource Management Account Account name: Your ll asocial Advisor.
Friendly account name:Ir 1 SCOTT STACK MANLYLE CASRIEL
December 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 30 CS) your account
, Cash and money balances may include
A Cash and rrxmey balances 43,932.84 10000% Your current asset allocation available cash balances. VISS Bank USA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information aboc,t yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other
Total assets $43,932.84 100.00%
A
Value of your account $43,932.84
Eye on the markets
Percentage change
Index Detember 2016 Year to date
S&P 500 1.98% I i.%%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
CNP P00I 0007841 t I 6 NP70C03I0I36 00036 1216 030579004 PI23576550 lig01YGM0002372k0 2 of 8
CONFIDENTIAL
EFTA_00134417
EFTA01276188

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your ti floods' Advisor:
Friendly account name:Indtv CheckfCar SCOTT STACK MAN/LYLE CASRIEL
December 2016
Account number.
Change in the value of your account Cash activity summary
December 2016 (SI Year to date (S) See Account activity tat month tor dela akarxes in your Sweep00cm are includedin the cpenng and
dating mantes rare. PDC insurance eppier only to deposits a u85 Bank USA, not to deports at u85 AG,
Opening account value $69,703.41 $1,932.36 Starriord Ranch Of bank deposits placed throw), the UBS intemahon.a Deposit Account pogrom. SIPC
protection applies to money market sweep find hcedings but rot bare deposits See Important inSormation
Deposits, including investments about your stetemert on the last twO pays ce this document for dials
transferred in 0.00 295,724.35 December 2016 (5) Year to date (S)
Withdrawals and fees, Opening balances $69,703.41 $1,932.36
including investments transferred
Additions
out -25,771.77 -253,737.73
Deposits and other funds credited 0.00 295,724.35
Dividend and interest income 1.20 13.86
Dividend aid interest income 1.20 I3.86
Closing account value $43,932.84 $43,932.84
Total additions $1.20 $295,738.21
Dividend and interest income earned Subtractions
Checks and bill payments -I 9,385 78 -217,961.93
For purposes of INS Statement, tznatilty of inkiest and Onldend income has been determined tan a US Card payments 0.00 -4,179.99
ten lePottirg Cendediye. 844.0 upon the residence of the account holder. account type. or product type,
torn, interest arch dvidend payments may not bo subject to United States (US) andor Puerto Pico (PR) Other funds debited -6,385.99 -31,595.81
Income tzars The dent month,/ statement is not intended to be used and cannot be feted upon for tax
purposes. Clients should refer to the aCC14/ 8tie tar reporting fora they recehe from UBS armudly, such as Total subtractions -$25,771.77 -$253,737.73
the forms 1099 and the Fonns 493, for lac reporting informanon his the practice of UBS to file the
aniskacre tar reporting forms WM the US mterna Revenue Service and PR fleeting), Deparreent, and in Net cash flow -$25,770.57 $42,000.48
such loan; accurately 0659 fy cinclena and a interest aim exerrpt or bitable 'mew* Pleat consult your
indedual tax prepare:
dosing balances $43,932.84 $43,932.84
December 20 16 (5) Year to date (1)
Taxable interest 1 20 13.84 UBS Bank USA Deposit Account APY
Total current year $1.20 $13.84
Interest period Nov 7 - Dec 6
Prior year adjustment 0.00 0.02
Opening UBS Bank USA Deposit balance Nov 7 $83,120.08
Total dividend & interest $1.20 $13.86
Closing UBS Bank USA Deposit balance Dec 6 $50,318.83
Number of days in nterest period 30
Average daily ba lance $72,822.47
Interest earned 81.20
Annual percentage yield earned O02%
SDNY GM 00023798
CONFID C E elP703 N 100076 T 41 II 7 I N A P7003 L 3I013 6 00936 1216 030575004 Y123576550 110000 Pap 3 of 8
EFTA_00 I 344 I 8
EFTA01276189

UBS Resource Management Account Account name: Your Illiancial Advisor:
Friendly account name: ir SCOTT STACK/allLYLE CASR1EL
December 2016 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of tne 26th of the mcnth or the poor busness day it the 26th Mk on a
%Rood rosoay Reward. ooni activity (*tab on be found On wwwuas.com/onhfese*kes
December 2016 Year to date
Opening balance 0 4,279
Points earned 0 1,294
Closing balance 0 5,573
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Filancial Advisor or Branch Manager. Youcan find a ful description of the altemabve
investment objectives in important information about )our statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment efigibihty ccrMeration - None selected
Your account instructions
. Vote account cost basis default closing method is FIFO, First In, First Out.
CNP20310007841118NP70C0310136 COCOS 1216 030575004 Y123526550 I ICISIYGM000237fte 4 of 8
CONFIDENTIAL
EFTA_00134419
EFTA01276190

Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account name: Indio CheclICar SCOTT STACKMANLYLE CASRiEL
December 2016 Account number.
Your assets
Some pnces, rnconle and current voiles shown May be EpprOxinlate. As a lout gam aid losses may not
be accurately reflected. Set Imporunt intonnabon about your statement at the end of ths °xi:nem for
more Inforrason.
Cash
Cash and money balances
Cash and money balances may induct± avalkle cash balances, UBS Bank USA deposit account Glances,
UBS AG Starkrd Branch deposit account balances and money market nand fund sweep balances.
UBS Bank USA deposit account balances are Insured ty the FDIC Huhn applIcitle limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit account blames an not insured by FDIC and are not
protected by RFC Honey market sweep balances are protected by SPC but an not insured by the FDIC.
Ste the important information about your statement at the end of this Coo:rant for deiaih tout those
balances.
Openng balance Closing Wage en ce per three Average OnIdendWerest Days in
Hddng an Dec I (I) on Dec 30 (1) on Dec 30(1) rate period period csp sweet (5)
MS BANK USA DEP ACCT 69,703.41 43,932.84 250,000.00
Your total assets
PeKentage Cost EStmated Unrealized
vane on Dec 30(1) your account t056 (1) annual incense (51 own or loss CS/
cash Cash end money Weems 48932.84 100.00% 43,932.84
Total 543,932.84 100.00% 543,932.84
Account activity this month
you hint Cileified 10f a $15000 Armed account Hewitt.
Date Acthity Descrolon *mown (1)
Dividend and interestiscome
Taxable interest cod 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1210916 1.20
Total taxable interest 51.20
Total dividend and interest income 51.20
Date Actisty Descnplon AMOW1t (1)
Pill payments Dec 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .410.22
Dec 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -556.98
convnyed next page
SDNY GM 00023800
C HP70310007841 it 9 HP70[03101 36 00036 1216 030575004 VI 23576S50 110000 Pegs S of 8
CONFIDENTIAL
EFTA_00134420
EFTA01276191

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your It asocial Advisor:
Friendly account name:Indiv ChecklCar SCOTT STACK MAMLYLE CASRIEL
December 2016 Account number:
Account activity this month
(Contnuedl
Oat Activity Descnphon Anoint (S)
Bill payments (continued) Dec 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT •18.788.58
Total bill payments 419.3115.78
Card Items for your Attention:
Can My Chace Reward comb with every purchase you make with your U8S c !edit card It is cat of the most flexible rewards programs in the industry. Choose from a wide
selection of rewards like travel, gift beds and merchaidae. Or wrath the Personae Chace featve, you can use your point to pay for anything owe 1100 that you purchase with
your cad.
IA Amiga Payment Cue Payment Due Dae Credt Inc Avalette Credit Line Outstanding bdance
UBS Visa credit co id(s)
payment information
for December 23, 2016 $35.00 Dec 23, 2016 535,00000 134,864 50 4135.50
This credt cad is enrolled in UBS Pay Credit Cad feature and will automatically to paid (ran your accourc Your payment is schecipled
for ;armory 2Q 2017
We provide ten inform:bon on you UBS visa veil catch :dory as a courtesy top= The UBS Visa credt carol and account are issued Cy UBS Bans
USA UBS Bank USA sends you tho officii staernent for this xcount and you Mouldmale your payment ac cord ng to their instructions
we do not Ind ode your Ou1SIOncling ortd1 <aid tglanCe in the endued you tk(OunI Min UBS Financial Services Inc
Die Actiety Doscptron growl (5)
Other funds debited Dec 28 Withdrawal FEDERAL FUNDS TO Insurance Office of Central AT FIFTH TI4RD BANK -6,385.49
Total other funds debited -$6,385.99
Die activity DescrestiOn Amount (1)
Money balance activities Nov 30 Balance forward $69,703A1
Dec 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/0916 -19985.78
Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/06(16 1 20
Dec 29 Withdraw's/ UBS BANK USA DEPOSIT ACCOUNT AS OF 12/28,16 -6385.99
Dec 30 Closing UBS Bank USA Deposit Account 543.932.84
The UBS Ban, USA Depont Account Is your primary sweep talon
CNP70310007841120NP7060310136 00036 1216 030575004 Y123576550 1 IcgtihyGro 000238tAge 6 of 8
CONFIDENTIAL
EFTA 00)34421
EFTA01276192

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
Friendly account name:Indiv ChecklCar SCOTT STACK MANLYLE CASRIEL
December 2016 Account number.
Summary of approved payees and recurring payments
Based on your instructions. the foNowing payees and recurring payments are conscfered 'approved The payees and retuning payments tested telow do not include Bel Payments &monk kinds transfers and
payees' As a result (I)you may authorize addeional transkrs to these payees Yerba* and (2)you are no (Cter) other mailers hewer, accounts at traS Ilya, have addihonal ones anlior recurring Oa/oceans
longer receiving ncheW ool confirmations for payments to these noes on rite you wN f e* separate confirmeWns from your financul Adoser.
Fo update or cancel any of these ostructkms, plene contact your Muncie! Advdor
CFsbursement LAI used
Payee &stepson Amount IS) met nO0 70>taKtn! Frequency Start date end date dale
%rola Rueda
Welk Fargo Bank, National Associat varied ACH Payee on file Upon request Na rife Sep 07,16
Morgan Manhattan
111MORGAN CHASE BANK, NA vaned Federal Funds Payee on file upon request rra Na llo'r 21,16
Tracey and Assooates PC Operating Account
THE BOSTON PRIVATE BK. & TR CO vaned Federal Funds Payee on file Upon request ria nsa Sep 13,16
Y123655 vaned Transfer Payee on file Upon request ria nia Sep 08,16
SDNY GM 00023802
0070310307841121 NP7003310136 000:6 1216 030579004 Y123576%0110000 Pap 7 of 8
CONFIDENTIAL
EFTA_00134422
EFTA01276193

*UBS
Your notes
CNP70010007841 122 NP7000310136 00006 1216 030575004 Y123576$50 ilgiffiliy_Gm_000238ftge 8 of 8
frtd of statement for account number-
CONFIDENTIAL
EFTA_00134423
EFTA01276194

Important information about your statement
U3S Fruncial Services tx. (the Fern or UBS Fe, mid her Iromyou no later than 60 days alter the f con UBS Pawncial Saviours 'amen protection investment objectives. For etch/COX& held you
Strobes). is a member of all principal sweaty, commotray sere you the fret dement on venh the ems or The rim is a member of the Sabana Mesh Froaecton chow one of the lalbweg nvestment objectives:
and options exchanges. UBS Financial Semler, and U135 Freitlem artaeted. Corporation (9PC). which pole& marks accculs of • P/oduce Current I ncome: FmnItiwnis *Arm the
Bank USA am edied subsidiaries of UPS AG and - Mood, yoer name td accost neater (if am) its merrbers up to 5500093 (including 5250,0W ice general:a of :tome my.
affibaes of 1.85 Securties U.C. The Fein's financial - Cdsabe te error or tie nosier you aeLreUre chins for cash). The SIPC asset protection krnits apply to • Ache. CaPVAPPreciation: Investments seeking
statement a available upon ramie The Faros external& about, ad explain as dewy as you can why you al accents that youhold n a partied& cepaCky. growth of pmcipal rather than the gereraton of
ofI kes are at: believe t is anm u or why fix need man The Finn, together rah cotain off taw, ha alto
income.
nformaticn purchased supplemental protection. The madman • nockir Combination Shwa* and Capital
UBSFinricel lances - Provide the dolor amount d the suspected era. amount payaok to all elgble clients. colkawelyu-der Appreciation Inveronents calaw both the generation
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and will correct my error promptly. For alleged errors the firm is further protected for up to 81.9 million the Overall risk profiles
U o T f h 3 f i i s 5 c i F S al r t a , t w t n e c . n d ia i x n l u S t r n a e e p k n r e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e f i l a i c a l o r n e r g d c , o d P r a d ta u o s f t h p t o a u t ld m y M e o a a re c m t k ha a ; n U u B 1 S l 0 f t o o r s th h e e d s a e s m b d i a o l y u c s n a - t t d o y n o d o u o - t t o r h a o is t t h , w 6 :r e e in . w i e f i r l w l r c o e r r e , t d a so k k e th at a c w a rX o a r n a e r r g t e y e q . t e u A e fo s b t r e . e l n cc ro py ls o a f c t c h o e u c nt o s n he w ld a it, d a i- p 9 a is t w & a il** • l C o o w n r fe ia •v a a b n v d e m . S i e g e h ks t y to to m t a h i e n t m ai e n c S um o o l p w r e e % -c p e a ve w n i i f th
n om ot i s b s e i o re n l i p e l d e a w se a r n ep d o r j t o a u i b m e m lie e v d e ia t t h e e ly re n 6 w an ro e n r g ro t r o a t he y ta o k u e s w u it s h to ov c e o t m he pl u e s te e o o u f r t h iw e e m s o t n ip e t y io d n u . n ng he row n The SIPC protection red the ntrolerronUI protection i t n h c a o t m m e e a n M to U M at t a a d r * m d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
Brands Manna of the office wveg your acre/int. Please make all checks payable to the Fern or the • b o C th e d rt o a i n n o f t a a t P a P x I i Y a assets controlled by (and itlad in • M inf o la d t e io ra n t . e Wiling to accept some irk to ronopal ad
Allhoop al riga.' atom re Mended to be accurate, fiuncial insane") notated on tie front of the your account value) but held away from US$Finance' tolerate sane ridat arty to re& higher mum.
' s S tat Y em o e n n y t e d t e h la e n * d c t u ax l l r n o o w t s b , e 0 u e s . e , d F f o o r r m t a 1 r 0 p 9 r 9 o . p 5 o 4 s 9 e 8 s . Rely m st a rt y s m be e a n b t j I e n c a t d to di m tio a n r o to m n a e r g c a e a r le a e c s c , c a h .n ir f p ee s s f , o a r c c W o e u nts S ca en s i h sC a e t S W (e S 9 A ., G c U ert S a . in b r 0 a ) r c d a w s % h a 0 t . U 0 B o S u B n a c ir e U S p A ro , o 0 k 0 ts, • A hi g g g h r s o o :t l i t e h . l : it W y t i o lli n se g e t k o h a i c g c h e r p e t t h u i r p n M ris e k e t o tim p e ri . n dpal rid
10425. etc ) when prepamg your lax return. Ix Fim parrent ice securities purchases and charges ice unpaid including wrist* enmities, and The shares of MASI • rniestotent &On Constieration: F selected a
required by law to ram to tie IRS enterable dividends. arrorts n cash acct. ts Accounts that we tansterred funds where such stares are registered dreary n the portion of the portfolio for that account may nclude
reportrob rantarible anima and uutak inerest to other instaacns may be subject to a banter fee. name ol the account holder on the books ad reccrds complex streepes, kneed liquicky and rater
owned as societies held n pet =cowl. net proceeds of One applicable issuer a transfer agent). volatiky.
an sale breaclire, ad con basisancertain covered 1406 Swoop Options • Chain investment contracts or intestinal interest
sectraies. 1.85 offers options ice sweipkg cash balances, balances (.9.. limrted patnerships ad pirate placements) that Statemenrhousekeldthe
to bark deposits at UBS Bat USA and LBS AG Stardeed we rot regetered taller the Securities Act of 1933; We may consolidate at related account statements with
Cravarwaskeekno with the Finn branch (Bat Sweep Brogans), mow/market mutual end the same address in the same envekpe. e g. because
• Please reconfirm ay oral corrnwncatons in wrong tea Money handfeed the InternationalDepose • Commodities mends (e.g, foreign excharge and they haw owners who alto mantas Wed account
tofurther protect your rites, indudrg your rites Accost ODAtor customers nth an Intentional prec lax metal rartraal0, incluarg (aura contacts reeationsrox wilt other dents a the Sam? address. If
utter the Seosks Imestor Protection Act (SPAT Renrce Management Account. Through the Bat ad commodity cption contracts. you prefer to reale indiedual Patenents mailed is
• If the financial haitution en the top left of to front Sweep Program% cash balances we swept to WS Bank the SIPC protecton and to supplemental protecron do separate envelopes, you may deck-te h:uSentlfg by
of this stamen snot LBS Enna Strokes, UPS LISA Lp to an established knit ad then to UBS AG not apply to these assets thenif theyotherwise appear can; your Fe uncial Adrisot
Frontal Semites carries pa =cunt as clearing Stanford Enoch or a Money Fund. Depots at LBS on pat Slatemtnet. The SVC protection and the
tecker by arr-a-gement wan the ideated insieuton Bank USA we FIX hand in accordance whh FCC applemental protection dot not protect against changes Friarolly aceetait name
We informal you of tee relate:atria %%m you ruin. For more ea& nation Perm wwwfdic got in the make vale of your investments (whether a a The Friendly account name is a roam/table 'nelnarre'
opened this accost h the cast your kr& and Deposes a 1.135 AG StamfordBranch ad shares of result of market movement issuer ba-kruptcy or chosen by you to assist you with your receedkeepets It
seoalies we boated at UBS financial Stakes and rot Money Fads are rot instred by the FCC. otherwee) he no legal effect «smut account Your on change
ter hetal.ceg broker, red you mat make a awl More information is avelabk upon reopen. your Friendly account name. though OnineSeniCe3
of any error or omission to both firms As described in Through tie OA, amilaole to eat balances are swept to Stump cbtin more idormation Man SIPC, including by contacting KisFinancial Advisor.
the account agreements, you must not: w of ay depose annants al UBS AG New Yak Ranch and LEG the SIPC Vrolux, by cwoenbstaeecng SIPC at 202-3714303
errors or Laud rworkey chedis reflected en your AG Carron Branch These deposits are not roured by or by Malec the SIPC at www. strap Account overview
statement nehii 30 days after ir was mailed or made tie FCC. Banes held at the LBS AG Cayman Ranch • Yet. of your accountrporethro. Net of ands and
available. A itaternerii shall be deemed con-aloe are tempo-ray wposed to the mvereign rick of the Dividend Reiweament Program Pone) liabilties
v a e n n d t a e c g c w ur i a th te in i n 6 0 a l d l o a t y h s e r respects if not objected to in C ot a a b g m a e b n o n 'A o r f d U s B , S a A nd G t h to e r r e e p is a m y to ga b r a a l r a a n e ce e s o '4 r o 4 t ' h 4 e ° r n the T th h e e a p c r t ic u e a l r e p f r l i e ce c t i e r d o i n s a y n : a av F e i r n a a g n e c p ia l l c Ad . vi Y se o e u . m O a rM y o w b h ta o i l n e • re s A tr s i s c e te ts d s In e cl c u . d ) e * s ( e a s v t a ) il , a a b n le d c G a l s o h b b a a l l T a h n n ce e s D . e y p a o w si s ts f , o r
• Pleasedeedcustomer complaints or ilaleRS to tie LBS Cayman Branch's books. shares are purchased under DRIP; partial shaesnl be unreozed marts 10 rraket, andcertain assets not held
Fends C bent Rastan Department at 201.352.1699 soli wad the cash ml be deposited re your account. M by the Prin. Does not include repriced seeatiet assets
a tolltra at 9003549100, 8:03 A.M. to 6 CO P.M. Deposes a UN Bat L6A and each UBS AG Bench are &Wad ferneflmen price tippled by the ewer may a the end of the prior and ,anent irtaurrent poriode, or
FT Monday through Friday, or in mitiwtoU3S rot protected by 51K. Money Fund shires we protected Offer from the maket race at uncle 8-4 partial shares ornate rows/rant% invested stock options and
Pi/antral Senices lx., Client Relations Department, by SIPC. See 'US Banc& Mentes Accent Protection' we sold Perm,* stale cptions
P.O. Bra 766 Urion C ay, NI 07087. below. • trabiertes hicledes debt tela-ces, outstadrg maga
• Fa TW services. Call I344-612.0986 or km cubde Caelethflieu loans, credit line, shod account balances.
the US.; 612 01352.1495 Upon your request, balances in to Bank Sweep &by whole units may be hard n yea meant if you we • Cash/money balances. Total of unintested scalable
• In caw of errors or gtnekre about an electronic Programs or OA may be withdrawn arid shares of a entitled to a partial tall as a result of a &,iderd payment cash balances, plus deposit berates at UBS Bent USA,
tuts Wander (EFT}, tai parent or UBS Visecktit Money Fad may be Relabeled, aid the proceeds or otherwise, the Firm well either sell penal thies at UBS AG U.S Branches and moneymotet mutat fund
card 'Insertions, call BO -762-1000, or wee to PBS returned to you or you Ste-rdiat accost market ace a accept as amour determined by a sweep balances, at tie close of tie statement period.
Frontal Semites ex., 1000 Marta 111..d., 6th floor, regetered &sing agency, and credit par acorn Noniconmodity tree cede balances in yea nose we
Weehawken ha 07086, Ann RMASSA Serrom Father eicemaron about available sweep option, not negated from other balance, and the Fins may
ncldrg current merest rates and welds, is available at Invertment objective' use try of thine fads hi the ordinay course of its
Cal or carte as won Nyco can, if you trek you vemv.ubs,corrinveepmelds, from your f asocial Myna the nwstnere objectives ad risk profile we speck to bersross These funds repayable icon your danced.
statement a receipts *rag or if you need more or by calling 030-762.1000. each (Konen and may ray between soy accents. This total 6 ncUded in the osrent period dosing Yaw.
hiamaton about a trader on the statement of Please siva the Firm prorrpty in wilting of try
neC44. The Firm orCard "suer (as apple/Me)mat tkrakant change in roar Ataxia sLniona
SONY_GM_00023804
CONFIDENTIAL
EFTA_00134424
EFTA01276195

Important information about your statement (continued)
Landing intimmation believe to be reliable, but we do not gamut their - DPI and unkrted REIT 'manes are not listed on a east investment oust units to as dents, we radar
Fcr Mend inkemstion on the Fm's lending Faeces accuracy. natiwal washes exchange, and Ire "mealy as Mikes receive fawns Mang corronnation
A an c d re * e M me a n r t o or s A . r t e t f a er r t t o A y g a re r e C m li e e n n t t a P d et t it h a- e - G M e g ne ral - W the e m ge e n a e n r o al f ? t h us e e b t i i d e a c d los a i s n k g p o r n ic c e e s w fo h r e l n in a e m d id* ce l r i e q c u e i i d v e a d n d m * a v y e b n e d l e t s h s e t y h c a a n n t b h e e p sa e k r i s , h ih ar r e a e r s k ti * m ated I t r h o e n a m mu a t y y o e f x t tr o a c M ts u . M ra a t n t e c s om o p f a th ni e e s in a su tb ra r n e c a e ting
Terms ad Condition& UBS Statement of Credit Pr-sakes securities and option or only bd prices fa OTC vase provided n the accost statement. companies or sporeors of the vet investmem Mists
available in AgnenesiG andDiscloarrea HO/ diet we &tribute.
Jars. Udireentherafinfrfireine ores. - Less actin* traded securities may be priced usng a • Reetikted seturkies Restricted securities gamely ▪ Our affiliates ako receive trading ecarnianns rd
valuatbn model a dro mon recent prize we we rot tawdry viable for public sae. U85 Financial otercompensP im from mutual funds ad inura-co
Yew meets *tined ad may not reflect al actual market price Services uses the market price of the unrestricted stock compares whose products we ckstrixte.
Your statement itemizes *cunt*, ad other assets heti a vase. of the sane issuer as an imputed valuefa the — We receive in irmal fee frcm Leslie.* USA ad
in the account at the end of the statemert period. You - Cenan postiro may appear mahout a price ad restricted stock kr moons of Misstatement only To LES AG Stanford Branch of up to 125 pa accant
may ask for deanery of 1&*e paid swain at anytime. will thew fa • pin was rot atralable• 4 we n the extent that remitted martin are •Igbh la ale, sweeping to the banks ado/ the LEG Bank Sweep
You mate receive wcuntin used as loan collateral afar unable to obtain a orator a tensity the yak. roundedma/ be substantialla loss than the Program.
paying any balaxe de on them. Any securities - Deposits a securities derceninated ticurrercies lrePuied value shown
Iransiened to the Fin d.r to the statement period are other than U.S. dolled are reflected a the eichange Activity
lined at market value as of the end ol the statuette rate as of the statement date. • Is lastanated) income. current yields and rote. Information moaning common:re and otter charges
period. - kr certain wait wading in noneenfo rning An *senate of a-run exam us bawd an current incurred in correction with fie newtonof Vann.
• Cart bar* In destornning the cost basis of tie denornivtiom price and cwa-eily Oise woe) may &wicked ad interest rates, attuning tie leashes will including option transactions has been included on
smokes included in this statement where indicated have been adjusted to facilitatePr-Car valuahn be held for one year from statement date or anil confirmations previous)/ furnished to you, and MI be
vet the minter 'I,' LES Fhancial Servkes has relied To cbtan omit quotations, whit arailigki celled maturity. This Mina* is one, a guidelne, accuracy provided to you trashily on recpest.
cm information obtained from sources other than LES yes financial Advisor. ad comnuei ncome are not guaranteed
Fe-uncial Seances including nformstion frcm another - Estimated awl ncane and current yield fa Short soling
fins a that you may have provided to yam Financial • Rivals inmarnente and stmend products. certain types of securities could include a retain of If you are engaged in short *dog a securky, sou may
Adoisor. The firm does rot independently verdY Cr Kate hvestmert seo_rdies frickdtg Brea prixipal or captal gains in which case the en. incur a charge due to certain tarowtg costs kr that
gannet the aunty a rattily of are information participattn program ad real estate imestment income (ad current yield would be overstated. palioalar
provided by bates other than I-E6Fhunial Semites. Noakes) and struckned product are rowdy highry - Estimated anal Mane rid tuna* yeld and the
h ddlin although WS Firuncil Services gerwelry tepid Certain stria-Ared Prodais haw not been anal Mane and yield ester be lamer a higher Open orders
updates this inarnatian as it is received. the Arm registered with tie Securities and bathaw than the estimated mounts. Regarding open or 'galtilkancellee ceders tat
does not provide arty asstra-ces that the recanaion Camiissim or under eery state securities laws. We - An estimate of a-ruakted income (dividend antra were not executed by the statement date, open buy and
dder 'Cost basis" ard 'Unrealized gaggles' is recede *sheeted vales la private investment interest) divided by the current maket see stop orders we mixed by afloat of diudends
accurate as of the date of hi statement. As such. wastes ard 'immured products for Hama cml valattaverage balance is based an the last divard orriq,ts on an ex.duiderch a etritits chit unless
please dome rery on this incrmation to make papas ask. Achracy neat guaranteed or Merest payment made by the hear and inended chemist by you. You are romonsbk for
Pad-an cr sale decisions. fa tar PrPoses or - These values rimydiffer substantialy from privet assures tie secureesideposks will be held for one orders that we executed die to your I alure to cartel
otherwise Accounts tranferred to tie Atm may my, at which a pm* int security a year torn the statement date or until maturity. ousting men ceders.
reflect gar/ loss nIcrmaticre only foe the period ol structured product may be bought or sold and do Accuracyad continued held .we not warned
tine they are head S the Pint Mare historkal rot necesseerry represent the Ma you may receipt Prior
Harnett" can be aided b/ ear Snarcid won liquidattn. • Mesta net held by UBSFinalXial Services. Certan To a copy of as turned Client Privacy Nonce
- Third party eninaes of vale we a of a certain men an rot MU by te* Fins and net web the please contact yam Financial Athiscr or visit w wetske
• lJnnealized gatheranses When data is wattle. date ad av suppled to UBS Fna-cial Services on a Fern's possessixu or convol. These assets are at mem ohs miennto antra.
*striated a-realized gaindlones are calculated kr regular bays by an independert vakation firm. diva: vied on your statement for informational — LOS F hernial unites tea a bank. The Rhea, Busress
rdivetal sway lots the transaction data for - issuer, general palm( a sponsor estimated rakes, purposes only. Positrons and values presented are Services Account 65A and BMA are brokerage
i-dividal low may or may not reflect canmissions, it are, are applied to to FM1b y the issuer, provided by the issurg him UM Fe-uncial Se/VCOS accounts which amide access to ba-king servos ad
charges anfor security reorganizatbn events. general partner or sponsor and may be tabulated not response*, for this incansion and does not [roads trough wangements with affthated banks
Dividend and oter reinvestment lots ad rystematk based on deferent information tan thawed by guarantee is accuracy. Therm assets we rot protected and od-er thid-party bank& aid provides access to
purchase tits are each combined to diblay ore 'bed parties to denve their minuted values. by 51cC or the Finns supplementaISIPC coverage. suave and amuity products issued by mandated
averaged lot Ow 'Trade date colan presents the ▪ You can obtain adithenal infamatim regarding thitiparty therm empties troxis instance
crgi-ul transaction trade dale. the metiadalaw used to <Menhine the estimate d • Revenue Amino end Saimaa ctenpareatian. agencysubsidiaries of LES Fi ancel Smite; Inc
value ad the date of the Hornet/anthat is the - h aithicn to canmisims as sales a-d 126.1 bee - Mestment Murree. ad annuity products
• Callable neuritis Bonds and preferred stock that basis fix the estimate by tentacle-9 your Franoal -eceived 6cornmeal with she distr buten of mutual — Not FDIC issured• Ito bank quartile*. May bit sake
der Mat cats for eery redemption veil be selected Abase kat to our dents es* axf or our altdiale recto* — WA. Resource flanagentest Account, Bushes,
M Mt o a o / r F h e e l n d , n b o y l w ot n Ir a a m n e a o m r i m n n g o a m ll a s g ta e r r t a le n s t o f f a th e a r t r - T 'N hi o rd t p pa r r i t d y e e h in in s d ev e e d ra v l a s l t e u s a t m ic a n y y b e w r h e e fl n e c a t n e d at r a e d v v e is r o e r s s . o sh f a th ri e n g m p n a u n al n f e in * d t s a t n ha d t i w st e r t s u e x ll e M s a M nc . l or S M e a r n vi a c g es e m Ac e c n o t u A nt r r B a S n A, t I a RM t A re g a i n s d te n re t d e r s u a t v r i o o n r a m l a R l e e s s o o u f r ce
clients Call ban Haman:el is obtained from third ideperdent valuation tint has not suppled a is Snatch are based on two different cony:rent& (0 U3SFhancial Semites hc.
patties and is accuracy W not gaanteed. Other call unable to assign a vale. when we become aim the arnan of sales by LES of a particular naval - VISA is a registered tadernat owned by Visa
karts May east which said affect *It complete that a material event heti:coated that may call a fad family to out <lents; arid GO the asset vake of a hternaignal Serra Association ad used under
hfcnnacn will be provided upon request previous)/ reputed vale into question, er yawn a particular Mutual tad (mar's threshold at the lame lhieUBS Via credit cads ad the WS Vim
value would be highly specubtire due to the nature fins Mit cards are issued by 119$ Bank USA with
• CATterwas of&Pent (m4 COs are FDIC hexed in the wcunty. - We a-dour Marae also receive network na a-d permission from Visa U.S.A. I-corporated. AA War
is to 52 50,000 n principal and accrued interest per - When neither an 651st, general partner or sponsor annbus processng fees in consi*rattof or transler Vademaks, registered Manures, urea maks end
ckpostor and w depository institution, h &content. estimated value nor a thedipany estimated vale is agent services tut we trade to tie mutual lends. registered seance marks are of ter respect...
wBi FDIC nabs preeclet the wale of the secvywilbedtlrrd These fen gereraly are paid from investor assets h camthies
Iran its purchase price. to mutual fund and are a feed dinar anoint based
• Price/value arms displayed for securities and other - 'Distributionsto date' may include rain of on the renter°, account at thebroker-dealer
PrOids may be higher or lower than the price that capital, rxcrne °Moth. holdng mutual fen:Vol that fad lardy.
you would actual)/receive in he maker. Prices we - 'original unit size • represents tie mat offering - h addition to carimitsims received in connection
obtained from yarns end pity sources ithih we price per um and mw not reflect your cost base. with the see or dittnIutith of annuity contracts ad tars Ethane& Services Inc Rev. 20t612
SDNY_GM_00023805
CONFIDENTIAL
EFI'A_00134425
EFTA01276196

UBS Feuncial Services tic
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
25th Floor
New York IW 10171-0002 January 2017
CN77005653831 0117 X1 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name•. GHISLANE MAXWELL
Friendly account name: Incliv.CheCk/Car
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone.
Questions about your statement? Value of your account
Call your Finandal Advisor or Ore
RMA Resourceline at 800-RMA- 1000, on DeCember 30 (1) on lanuay 3I (9)
account 029323576
Y0ut assets 43,932.84 26,612.83
Visit our website: Your liabilities 0.00 0.00
vmw.ubs.comffinancialservices
Value of your account $43.932.84 $26,612.83
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from sources of your maie st growth
WWW. annuakreditreport .com Tracking the value of your account derive 2017
Value of your account
at year end 2016 343,932.84
Thousands
Net deposits and
716 vathdramas -517,320.34
Your fl eStMeilt return:
43.9 Diadendarxl
interest income 50.33
amentaa.4.6
Chance in
market vats 90 00
1.9
Value of yew etcetnt
on Jan 31,2017 324612.03
Dec 2014 Dec 2015 Dec 2016 Jan i0t7
SDNY GM 00023806
Member SIPC CNP70001005653871 HP7003193588 00004 0117 0305750Cht Y173576550100000 Pegs 1 of 6
CONFIDENTIAL
EFTA_00134426
EFTA01276197

SUBS
Resource Management Account Account name: ri.irlAINIE ELL Your K vandal Advisor.
Friendly account name: ir r-arvira• SCOTT STACK MANLYLE CASRIEL
January 2017
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
January 31 a) your account
A Cash and rrxmey balances 26,612.83 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. IJI15 Bank USA deposit
B Cash alternatives 0.00 000% account balances, 1)85 AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets 526,612.83 100.00%
A
Value of your account 526,612.83
Eye on the markets
Percentage change
(lex January 2017 Year to date
SP 500 1.90% 1.90%
Russell 3000 1.88% 1.88%
MSC I - Europe, Australia & Far East 2.91% 291%
Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20%
Interest rates on January 31, 2017
3-month Treasury bills: 0.51%
One-month LIBOR: 0.78%
0470X0005653832 NPAX0198588 00C04 0i l 030575004 K123516550 i0npre_Gm_00023,91Wie 2 of 6
CONFIDENTIAL
EFTA_001 34427
EFTA01276198

Resource Management Account Account name: GHISLAINE MAXWELL Your II vandal Advisor:
friendly account name:Indiv Cheek/Car SCOTT STACK MAN'LYL£ CASRIEL
Account number.
Change in the value of your account Cash activity summary
January 2017 (9.; Year to date (I) See account activity this month for detail &dances in your Seveepopuons are included'', the openng and
dosing balances Aut. FDIC insurance lassoes only to deposits at U8S Bank USA, not to deposits at LOS AG,
Opening account value $43,932.84 $43,932.84 Stamfod Branch or boric deposits placed! Wog) the UBS internahond Depose Account program SiPC
protection appfies to money market sweep fund hddings but rot bare deposits SielmPorteof in60iinotbit
Withcfrawals and fees, about your statement on the rat hao pages cf this document for detals
including investments transferred January 2017 IS) Year to date IS)
cut -17,320 34 -17,320.34
Opening balances $43,932.84 $43,932.84
Dividend and interest income 0.33 0.33
AddkonS
Closing account value $26,612.83 $26,612.83 Dividend aid interest income 0.33 0.33
Total act/goons $0.33 $0.33
Dividend and interest income earned
Subtractions
For purposes of INS statement, tacabity of inkiest and dnIdend Income has teen determined Iran a US Checks and bill payments -17,18484 -17,184.84
tag reportirg perspective. Based upon the residence of the account header. account type, or product type,
Card payments -135 50 -135.50
sane interest enact dvidend payments may not be subject to United States (US) audio Puerto Rico (PR)
income tans The dent monthly statement 4 not intended to be used and carrot be rtfied upon for tac
purposes. Clients should refer to the apt:kale la reporting loins they receive from IRS annudly, Such as Total subtractions -$17,320.34 -$17,320.34
the forms 1099 and the forms 483, for to reporting information It is the practice of LIBS to file the
aeocatie lac reporting forms with the US Intend Revenue Semte and PR Trelany OePartment and in Net cash flow -$17,320.01 -$17,320.01
such tomb accurately (WO fy thidends aret V cr interest es ta. exermt or tecatie income. Meese consult your
indodual tat prepare(. Closing balances $26,612.83 $26,612.83
January 2017 (4) Year to date (I)
UBS Bank USA Deposit Account APY
Taxable interest 0.08 0.08
Total current year $0.08 $0.08
Interest period Dec 7 - Jan 8
Prior year adjustment 0.25 0.25 Opening UBS Bank USA Deposit balance Dec 7 $50,318.83
Total dividend & interest $0.33 $0.33 Closing UBS Bank USA Deposit balance Jan 8 $28,201.07
Number of days in nterest period 33
Average daily balance $45,154.43
Interest earned $0. 33
Annual percentage yield earned 001%
SDNY GM 00023808
CelP7C003305653833NP7003‘98588 00004 01 7 030575004 Y123576S50 100303 Pap 3 of 6
CONFIDENTIAL
EFTA_00134428
EFTA01276199

*UBS Resource Management Account Account name: Your lq sandal Advisor:
Friendly account name: ir • SCOTT STACK MANY LYLE CASRIEL
January 2017 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the mcnth or the poor business day it the 26th fAls on a
weekendmicas Rewards point adult/ cieteris can be lama On VfMV.usas.ccostnNnesendices
January 2017 Year to date
Opening balance 5,709 5,709
Points earned 82 82
Closing balance 5,791 5,791
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about lour statement at the end of this
document.
Your return objective:
Current income ti capital appreciation
Your risk profile:
Primary - Aggressive
Investment e4igibi14/ty conOderatton None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
CNP700C0305653834 W7060198588 00004 0117 030575004 Y123576$50 1066itiyGki000238fiefie 4 of 6
CONFIDENTIAL
EFTA_00134429
EFTA01276200

Resource Management Account Account name: GHISLAINE MAXWELL Your rinandel Advisor:
*UBS Friendly account name:Indiv Check/Car SCOTT STACKMAN/LYLE CASRIEL
fat II Account number.
Your assets
Some pnces, inane and current waves shown may be EpproxiMene. AS a teat gains lidlOsses may nol
te accutalely reflected. Set imporunrinlonnabon about your statement at IM end of ths documem tot
mom infontoaon.
Cash
Cash and money balances
Casts and more), balances may include avalaole cash balances, UBS Bant USA deport account balances,
UBS AG StanSord Branch deport account balances and money mancet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC wllhn appleable limits, but are rice
protected by SfPC uBS AG Stanford Branchdeposit ace oum balances an not insured by FM and are not
poteded by SIFC Money Market sweep balances are protected by StPC but are not insured by the FDIC.
See the important information about your statement at the end of this document for details about Ilene
balances.
Operingbdance Cloong baaxe face per :haze Average Dnidend Interest Dap in
Hddng on Jan 1 (s) on Jan 31 (1) on Ian 31 (1) rate period period Cep anounl (S)
UBS BANK USA CEP ACCT 43,93204 26,612.83 250.00000
Your total assets
Percenta?? 01 COSI EStmated UrreatZed
Value on Jan 31 (S) your accounl bass (3) annul income (f) oath or loss (S)
Cash Cash and money Waseca 26,612.83 100.00% 26,612.83
Total $26,612.83 100.00% $26,612.83
Account activity this month
Dale Alinty °exception Amount (s)
Dividend and intenostincomt
Taxable interest Jan 9 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF °NOY 17 0.08
Total taxable interest $0.08
Mlsceilaneous Jan 3 Interest ues BANK USA DEPOSIT ACCOUNT AS OF 103016 0.25
Total mistallaneoes $0.25
Total dividend and interest income 10.33
Die AtInity De“npbon heraritall
Bill payments tan 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -15,134.90
continued next page
SDNY GM 00023810
CHP7C00330565,3133SNe7003193588 00001 0117 03057%01 Y123576SSO 100000 Page S of 6
CONFIDENTIAL
EFTA_00134430
EFTA01276201

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi Banda Advisor:
Friendly account name:lndiv ChecIdCar SCOTT STACK MAMLYLE CASRIEL
January 2017 Account number:
Account activity this month (contrived)
Date Acinity Description Amount IS)
Bill payments (continued) Jan 4 Withdrawal ACH WITHDRAWAL Uh1TEDHEALTHONE -40.22
Jan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Jan 10 Withdrawal ACH WITHDRAWAL Saks Retail -1,452.74
Total bill payments 417.184.84
Card Items for your Attention:
Lyn My Chace Reward ponts with every purchase you make with your U8Sc re& card It rs me of the most flexible rewards prograrns n the industry Choose from awde
selection of rewards like travel, gift cards and n-erchancse Or with the Personal Chace feature, you can use your points to pay for anything over $100 that you purchase with
your cad.
Date Descdption AmOuill (I)
Card payments Jan 20 CREDIT CARO PAYMENT -135.50
Total card payments 4135.50
lammidn Payment Due Payment Due Date OKI' Int AVIEldtle (trot Line Outstanding balance
UBS Visa credit card(s)
payment information
for Febniory 23. 2017 13500 Feb 23, 2017 535,00000 S34,918 28 981 72
TMs credt cad is emitted in UBS Pay (red! Cad feature and will autoenatraty be pad from your account. your payment is schectited
for February 20,2017
We provide this information on your UBS visa croft cards solely as a courtesy to eau The UBS Visa <tacit at and account are rssuedb/U8S Bank
USA UBS Bank USA sends you the official statement fa this account and you should make your parent accordno to their instructions
We do not Ind ode your outstanding credt cad Waseca in the sal se c4 your account with UBS Financier Services Inc
Date Actmly Description Arrount (I)
Money balance activities Dec 30 Balance forward $43,932.61
Jan 3 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/30116 0.25
Jan 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01103/17 -15,134 90
Jan 5 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 01/04/17 -597.20
tan 9 Deposit UBS BANK VSA DEPOSIT ACCOUNT AS OF 01/06/17 0.08
Jan II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/ I 0117 • 1,452.74
Jan 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0112417 -135.50
Jan 31 Closing UBS Bank USA Deporit Account $26.612.03
The UBS kiani USA Depoat Account Is your primary Sweep option
c WT0008005653606 NP7000198588 00004 0117 030575004 v123576550 ICeiMY_GM_000238,491 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_0013443 I
EFTA01276202

Important information about your statement
U3S Froncial Services Inc. (the fern or UBS f Marcia her from you no later than 60 dais after the Finn Mb financial Swims 'Crown protection immunent objectives. For etch Masan held. ryas
Servrosk is a merrber of all principal unsay, ccmrrodey on you to Int et mount on which the ems or The Fern is a member of the Sopa tin Sweaty Frorection choose one of the tolbwrg mestment objectives:
and skiers exchanges. UBS Financial Semler, and 1.85 Froblom around. Corporation (9K). which protect seo.roen accants of • Produce CurrentI ncome: emmentros seeking the
Bank USA ane ndiect subsilones of UPS AG and - Prone your name ad acccrn nwrizer (if any) its menters up to 4500.000 (including 5250,0W ice generation of :tome any.
*Nimes of I85 Smirks LLC. The Fim's 1r unnel - Neate the error the trawler you we inure dams for cash). The 51K asset protection knits apply to • Askew OPetof 0Mo:room Investments seeking
statement a available upon recite°. The Faros exeosid about, a-deg:A.3in as chary as ycu can why pu all w.comte that you hold in a ponied& capacky. growth of omega' rather than the gereraton of
off km are a. believe a is an en a why punted mae The Finn. together nib certain affiliate., has also interne.
iicrmation purchased smohnontal protection. The matinum • Amex* Combination of: [one and Capital
UBSFina-col Seven It. - Frondethe dolor amount ft tie suspected era. mount pa/hie to al elgble clients. colkdaely trice Appreabon Investments seekkg both the generation
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer wit ivestgete your complain t S h u is b j p e r c o t t t e o c t t h io e n p is o 1 k 5 y 0 o 0 r S di l r i o m ns a s e o rd f D Ir e o c l e u e ti r e b n er s 1 ,c 0 a , t 2 h 0 a 16 . of nccine and gowth of torcPal.
and will coned my alter promptly. For alleged errors the firm is further protected for up to 1.1.9 million in the Overall risk profiles
U d Th 3 i i k s 6 F S e i t n a l a a te n . M c d i e a x r l i u S t r n e e n e p e n r c e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e f i l c a id o lr r n e d g c s o , d r w a d t c a o e s f p h y t o o u u l ' d p m en o a r o e l a v th i x n a o U n 1 n 8 0 5 f t o u 9 r s 0 th S 0 e e 6 c a ; s 4 m d 0 a o y u c s n a t t d o y t o d ra u o n t t h s te i a n s c k , t : w r 6 e e in w m if i l w l c a e re , t d a so k n e th at o c w a g o p r a n e c g r it e a y q . t e u A e fo s N t r . S a l e l r s o p l y s o a f c f c i o e u p n o ts k h y e l w d o n d a i p g e - is t m aro a t k* • l C o o w rs r s i e a •v a a b n v d e p : S la e t e i k la s y to to m t a h i e n t s ai c n a na n i o l p w r a ic l, e e * ve w n i i f th
not be relied man R you below there 6 an *nor a you vii hove the use of the money dunng he tine n that non to accuse does not generate significant
omission please report a immediately n writing to the takes us to complete our inestiption. The SIPC protection ad the wmplerrontal protection income a retire att may rot keep pace wits
Brand, Alanacta of the deice servig your account. both do not apply to inflation.
Please mike all checks payable to the Fern or the • Certain financial assets controlled by (and klackd in • Medicate Whlirg to accept acme reh to poked ad
Allthckep al 'ivies Moon are Mended to be accurate, financial nada) Muted on tie front of 816 your account value) but held away from UBSFina-cel tolerate scow ',Satiny to Ink hit*, returns.
statement rota ikukf not be used for tat proposes Rely stmement In addition to regMar account leek accounts Setviees g., certain() cash at UBS Bali USA, lig • Aggreziat Willing to accept high rick to prinroal rid
scani on yerend tax km% de , Form 1099. 5498. may be abject to mainenrce hes, chaps for We cash at 1.85 AG U 5.bta rdnek 6n1 rowerce rocks, hips volatility to seek huhreturn peer time.
10425. etc ) when Drepamg your tax return. The Film a ;week kr securities purchases and charges kr unpaid including variable anruities, and dv) shares of frifilal • fniestment Eagan* Consideration: t selected a
required by law to rekd to to IRS all eatable dividends, arnorts n cash ace:tants Accounts that at tensioned hods nikere such shires are registered drealy in the portion of the portfolio fa But account may include
report/kb rantatabk anima and taxA>k interest to other instnAcns may be subject to a transfer lee. name of the account holder an tie books ard records complex strategies, tinted liquidey and rater
erred en meanie) held n pet account net proceeds of Mt applicable issuer or trader agent),
on sate traoactire, ad cost basisoncertain covered UBS Sweep Options • Certain nvedment contract or intention interest
seosaies. Ui5 offer options lee sweipin cash balancet balances g.. limited partnerships rd pirate placements) that Starometrhousehold(rof
to bark deposits at UBS Bat USA and CBS AG Stardad we rot regitered cruder tie Securnies Act of 1933; We mg consolidate at related account statements with
Carormanlatkma with the Finn branch (Bra Sweep Progeny), money market mutual Lod the same address in the same envekpe. e 9. because
• Please rocorkm ery oral cormoncatons in writing Ord% Money Funds) rid the antirational Deposit • Correct:dikes ortrans (e.g. foreign «charge and they haw oases who also mantain jont mast
tofurther protect your rizros. mdudrg your rigns Account (0A)fot customers with an international aefidts lox metal catrang ineluiSrg fames contacts rationalize with other dents a the Same address. If
under the Seo_riies Imestor Protection Act (SPAT Rescue, Management Account. Through the Bat commodity cptim contracts. you pole to receive indiedual statements mailed in
• If the financial intitution on the top left of the front Sean. Program% cash balances we swept to WS Bank The5IPC protector and Ikesupplemental proteclon do separate envelopes, you may deck-e tisuseholitg by
of this slims snot U3S tonal Sevkes, UTS USA up to an established NM awl then to UBS AG not apply so these asset wend they otherwise appear ceiling your Fe-uncial Advisoi
Fronded Semites carries yes =cum as roaring Stanford Manch or a Money Fund. Deposits at LBS on ow °siemens. The SIPC protection at the
brdcer by arcripment with the edcated institute:a Bank USA we AX rowed in accordance with FCC Applemental protection do not protect against changes Fritedly accomat name
We informed you of this relationshio tenon you run. For more infarnatien plasm wwwfdic got in the malts robe of pa investments fretether as a The Friendly account nano is a customizable "ndename-
opened this accost h the cast your irk and Depose a WS AG StamfordBra-Eh ad shares of result of market movement. issue" balcruPtcycr chosen by you to assist you withyour recadkeeprg It
seoalties we located at UBS financial Services and rot Money Ards are rot instead by the FDK . adorned has no legal effect an your account You can dung
Uw ettedecin broker, and youn ut make angel More information is avalabb men reds°. your Friendly account names. through Conine Seninn
of any mix or omission to both firms As described in Through tie OA, afailgole to cash balances an swept to You may cbtain more inamakon skis SIK, inckding by contacting yosF kneel Athiscr.
the account agreements, pa MUSS na* is Of ary depose accents al UBS AG NewYak Ranch and LEG the SIPC likdot by contacting SIPC at 202-371-830)
errors or Laud hooking shags reflected on your AG Cayman Branch These deposits are not insured by or by nesilig the SIK mbsite at wow.sipc.org Actor overview
statement wain 30 den after a was mailed or made tie FCC. Balances held at due L85 AG Capon Wank • neekm of your accouneeporiloko Net of assets ad
available. Li staterneris shall be deemed eon-plot are temporary tipowd to the menial reek of the Dividend Reitymiteront Program COMP) libilaea
and accurate in all other respect if not objected so in Cinmen dads, and there is no gararsee or other The price reflected is an average price You may obtain • Assets Includes available cash baLsnces, robes fo r
verti-g within 60 dad ebigation ol UBS AG to repay to balances while on the the actual price tromps Financial Advisor. Or.), oho* restricted security (est ), and GlobalTime Deposits,
• Pleasedeedaz:Romer complaints or h%ines to tie UE6 Cayman Branch's books. Mares are purchased under DPW; partial shares be unreozed marts 10 market, andanon assets not held
Frors C lent Relation Department at 201.352.1699 sold ad the cash we. be deposited in your account The by the Finn. Does not include spruced eaudietakies
a tonne* at 903.3544103, 8:03 A.M. to 6 CO P.M. Opines at UN Bark L6A and each UBS AG Bunch are etviderd iernesimere once swelled by the Ism, may an the end of th• prior and anent statement periods, a
FT Monday through Frday, or in twiti-g to LES rot protected by 51K. Money Fund shires are protected Offer from the nudge rice at wAnch to partial shares private investment% invested stock options and
Financial Semites lac., Client Relations Department, by SIPC. See 'US Fronded Services Accasit Protecteon- we sold werkable stak options
P.O. Box 766 Union C Sy, NJ 07087. below. • UPON° tclades debt Waxes, oAsta-drgnorgo
• Fa TW services. Call 844612.0986 or to,, cut.* CaoleivIime torn, credit line, short account balances.
• I t n he c U aw S . o ; f 6 er 1 ro 2 rs 0 1 o 3 r g 52 m .1 t 4 k 9 ri 5 s about an electronic U Pr p o o g n ra y m o s u r o r r e D qu A e m st, a b y a b la e n v ce o s th n d r t a o tm B a a n ri k d S sh w a e r e e p s cf a C en n ti y tl e w d h t o o le a u p n a ite li a m a s y n b it e a h s e a l d re n su g lt a o r f a a c & co n u e n r t. d if p r a ya ym s r e e nt • ca s C h a b il a a l r a n n o c n es e , y p b a al x a n d c e e p s o . T rt o b ta a l l o ax f e un s i a m t e U s B te S d B a a m nk i a U b S le A ,
c A a n rd d s tr W an a s n a d c e ti r o ( n E s F , T c ) a , t l a l i B O p a -7 r 6 e 2 n -1 t 0 o 0 r 0 U , B a S b V r i a s e e c to k b M i S t S r M e o tu n r e n y e F d a to d y m ou a y o r be lio a s d te a s te d d is , s a = id a t s h s e t p . roceeds m or a o r t k h e e t r a w i k s e e , a th a e c F c i e n p n t c a u n l l s e m the a r r t s e d l e l p te a r r m tia in l m ed in b s y a a t U sw B e S e A p G b a U la .S n c B e r s a , n a c t h t e h s e c a l n os d e m o o f n t e i y e m st a a l t c e e m t e m n u t p tu e a d l o b d u . d
Flannel Semites ex., 1000 nada BIM., 6th floor, regetered clewing agency, red unit pm accord. Non.contnedity tee aedt balances in par scan ere
Weehawken ha 07086, Min RMASSA Servan Ferrier riormaron about evadable sweep optont not signaled from other balances and the Fin,, may
nth:kg current ireerest rates and yields, s available at Invert/went objectives •se ay of these hrds ii the ordinay course of its
Cal or wine as soon as you can, if you tirk pa ermv.ubs,corrikedeprolds, from your Fnancial Minor The rmistnert objectives and risk profile we speck to business. Trost funds we payable texn your dema-d.
statement a receipt 6 nrcrg or if you need more or by calling B30-762.1000. each account and miy onbetween yes ascents. This total 6 ncUded in she anent period closing valet.
hfcrinaron abcut a tunskr on the statement or Please advee the Firm prorrpty in waning of ay
make. The Firm orCard tear Ms appkabld mon Mplkant change in per financial situation cr
SDNY_GM_00023812
CONFIDENTIAL
EFTA_00134432
EFTA01276203

Important information about your statement (COMMIIed)
Lancing information believe to be relible, but we do not garnet their - DPP and trilled REIT seariws are not listed on a knit investmem oust unit. to ate dents, we rider
Fa &tared inloemstion on the Finis lending practices accuracy. national washes rwthange, and are gene-sly as Mikes receive (OWLS shariv complication
and *dont& refer to Your Client Relara-Mip - We grommay use tie closing pincer/ham avail* a illiquid and even if they Can be cold the price Iron may of the a-mu-ante companies utkerniting
Agreement or Accost Agreement rd the Gereral the mean of the bid ad ask prices for lined received may be less than the per share estimated the angry ore-acts. Meknes of the insurance
Terns ad Conditions. UBS Statement of Credit Practices securities and opt as or or bd prices la OTC vat* provickd n the accost statement. amperes or sponsors of the unit investmem tuns
avaibele in AgnenesiG andDiscloann at steadies. we ddribute.
ismw ukaromarroortfireinu wt. - Len stray traded securities may be priced oor9 a • Rankled securities Restricted secuitin gamely — Our &galas afro recwro trailing ecinvnissent rd
valuation model a the mop recent peke we we rot Winn* eighte for public sale. UBS Fine-Kiel otercompensatim frommutual funds ad inura-co
Yew aorta Mined and may not reflect an actual market price Services uses the market price of the unrestricted stock canaries whose products we dstrioule.
Your statement Mentes neuritis:, ad other assets heti a vela ot lithe sane issuer as an imputed valuefir the — We receive an irnialI ee frem Les Bank USA and
ri the accent at the end of the staternera period. You - Cenan portions may appear rathsia a price rd restricted nod lor au/atomof this statement only. To LBS AG Stamford Branch of up to 525 pa accord
may al. for &hey d fury pad sootier. at ary time. will tow to •F in was not aralable• 4 were the extent that mended marlin are eliable la- We, sweeping to the banks irder the lBS Bane Sweep
You may rook* securities Lad as loan cdlastral afar iambie to ceded a price for a tensity the vaLe naiad may be abstartalY less than the Program.
paying ay balance date m them. der/ securities - Deposits a securities denominated ticurrercies ',MUM value town
transferee:no tie Firn dreg the statement period are other than U.S. dollar are reflected a the eschange Activity
lined at market vela as of the end ol the statemere rate as of the statement date. • ht. lestanated) Mame. current yields and rates. Information rearing ccrrimssicris and other charges
period. - kr certain washes tradng innon-conform:1g An eStinale of anus tame is bawd on anent incurred ri cared:an with to newtonof iron,
• Cart basis. In Warming the cost basis of tie denomiutions, price ad quamily (face vale) may cliiidad ad keenest rates, assuring tie warites will inducing option transactions has been included on
smokes included in this statement where indicated have been adjusted to facilitatepaper valuras be held for one year from statement date or krail confirmations previously furnished to you, ad vest be
vet the minter 'I,' LBS Fhancial Servkes has relied To cbtan °rem quotations, when avaiLtrie. contact maturity. This estimate is only a gudelne, accuracy provided to you promptly on recuest.
oninformation obtained from sources other than UBS of ial muck r. car. ad continued .,come are not guarnteed
Fhanual Services, including nformation Iran snake - Estimated a-nal income and curd* weld fa Short aging
I irn a that you may haw providedto you Fina-cm certain yes of secures could include a robin of If rou are engaged in short *ling a security, sou may
definer. The firm does rot independently vedY Cr Ircldtg cirect pineal or capital gains in which creche est incur a charge due to certain tarowtg costs kr that
garnet the errancy a vadity of ary irdonnabon . • ; • .... tid real estate investment mat income (ad curie yield *add be overstated. paliolar
provided by sauces other the, 1_664i-uncial Services. >nuf ft>) 40i.1 'nut toed palms are genersly hghy - Estimated arrest Mane ad anent yeldarod the
h adder.% although LFtS Firuncil Services greatly aicuid Caton strixtkred Prodds hew not been null ream and yield rstd be lower a higher apes ciders
updates tie alternation as his received. the Arm registered with to Secuities and Exdaaw than the dansted mounts. Regarding open or '9:oltilkancellee orders tat
does not provide any asstra-ces tat the rdaanarcn Canmisai or uncler any state securities laws. We - An esti-nateof a-rualeted income (airidend sada were not executed by the statement date, open buy and
ides 'Cost base and "Unrealized girll oss' is provide estrnated vales la prase investment interest) divided by the current maket set stop acts are retread by the amount of diuddids
accurate as d to date of this statement. As such. "twain and shielded products for ht.'s...II:nil wilestaverage balance is bated a, the last divekrd orritat on an ex-dviderck a cnaitits Mao unless
please do not rOy on this ilamation to make ransom only Acct.✓r ay brut guaranteed or radon payment made by the isear and instils-hid otherwise by you. You are responsble for
CuThowcr sale decisions. fa tie paPoses or - These values may differ sklwantiaty from arras. if assures tie secul'esrdeposks will be hold fo r Cr. orders that we executed die to your (alum to cancel
otherwise Accounts trarderred to the Fim may my, at which a prime int security a year born the statement date or urrol maturity. ousting open adds.
reflect gar/ loss nformaticn only for the period ol structured product may be bought or sold and do Accuracy ad contrwed mid are not guara-need
tine they are Mid r the Fins More hittorkal rat necesuriyrepreserd the vela you may receive Privacy
Hama al can be ailed by year Fenarcir Adair. math liquidatien. • Ands not held by UBS FM OSS Services. Certan To obtain a copy of car current Client Privacy &Mice
- Third prty eninaes of vale are r of a certain mats ere not Mkt by the Finns ardnct wihii the please contact you Fivociallthiscr or visit err wetske
• Unrealized gains/lasses When data is awilkle, date ad an supplied to UBS Fna-cial Services on a Ferns possession or cawol. These rats are atznaw
estmated ishereed gainsriones are calculated to regular bats by an independent volution f irm. &payed on pi' statement for informational — ISSFivnoal Services bra a bank. the RMA, Butner
rgwiAai seamy lots The (inaction data for - Isaac OMc al palm( a sponux estimated ratan purposes only. Positions and values presented are Services Account RSA and IMA r brokerage
rdivilval bat may or may not reflect commissions. aryl a, applied tote Fm bythe issue, provided byte issurg firm UBS F rancid Seams is accounts which amide access to ba-king smitesrd
charges ander security reorganizattn events. (*natal partner or sponsor and may be cakulated not respcnsble for this ircerneion and does not Facials trough wangements with affthaled banks
Deckeld and of-etreinvestment lots ad mstematk based on deferent information tan thawed by guarantee is accuracy. These ands re nos protected and od-er ted-party banks. aid provides access to
puthase tits are each combined to dithlay ore thud pries to denve thee serrated values. by UPC or the frnis supplemental SIPC coveracy. imitate and amuity prodsch issued by knaltilifted
averaged lot TM 'Trade date cotton pewits the - You can obtain adiairial informatith regarding ihi6party imurance companies frost, inazate
crigrul Vansadion trade dale. to metcodology used to dean-nine the enimato of • Revenue Awing and Salon& ccenporration. agency stlackferies of LBS Chancel Wakes Int
value ad the date of the tdorrnalion that is the - h aiditcn to cernmbsiths m sabs 126.1 tees - hvestment, Mura-ce, ad amity product,
• Callable seawities. Bonds and preferred stock that bests fa the estimate by contacttg your Ftenoal mewed ticotheetith with the distrbilith of mutual - Not FDIC egured• No bank guaraitee• May hose vale
the issuer cab for eat/ redemption aril be selated Advisor. Cud to our dents vs* anda our affiliate raceme - WA. Reroute Managenmit Account, Busness
neatly by let from antrg all scathes of tat - Third party minased Mein may be reflected as novena sharing wrath tar datutcrs anther Services Account BSA, IRMA and Mos-um:omit Resource
two held now nano in rumen nam for car red priced in several "Mahn, viten an advisors of the maul has that we sell Thew Management Account are registered service maks of
dents. Call tease rdermation is 'Wt.'s-redfromthird rdeperdent valuation tem has not smiled a amounts are based on two different conporentv ll3SFteririalSenices hc.
parties and is accuracy is not giranteed. Other call iambie to assign a vat when we become avae the ware of sales by LBS of a particular nodal - VISA is a registered tadernalc owned by Visa
teases may cant which auk] affect Well compete that a material event Ma coned that may call a dud family to our <lents; and SO the asset vale ol a tittfnelosel Service Association ad used under
Hama cn will be provided upon request previously reported val. into question. a Wwn a particular mutual lard ferney's threshold at tie kerne. The WS Vera credit cods ad the UBS Vita
value would be highly spenArtire due to the nature fan dati cards are iced by UBS Bar* USA with
• Grtiriertst adsPosit (CDs/. COs are FDIC mired d the warty. - We ardour affiliate Worth-eke network iv and permission'r om Visa U.S.A. Ircorporated. M other
kto to 5250,000 it principal and accrued interest per - When ream an issue, general partner a sponsor °Tabus processng fees in eonsi*rattrifo r transfer tradernarks, registered tracenwks, since maks and
deposes ard per depository institution h accordance estimated value nor a thadstry estimated vale is agent services tut we amide so the mutual finds. registered service marks are of tee impede.
with FDIC itt. pweded, the what of the seckrity will be alert Those feet generally are paid frominvestor stab h compares
Iran kip: thaw price. to mutual fund and are a rived dollar amour based
• Price/value PrCes difplayed fCC securibes and oter - 'Distributions to date' may include recur of en the ',limbered accounts at the broker-dale-
predicts may be higher or lower the the Mee that capital, name orboeh. holdngm aid funds of that fu-d randy.
pi would &Malyreceive in he market. fries re - 'original unit size • represent, he mud Wet) - h Waikato commksiens received in correction
obtained from Winn hid party sources *hill we price per and arid my not reflect you cost base. with the sale a distribution of annuity contracts and UPS Feist& Services Inc. Rev 201701
SDNY_GM_00023813
CONFIDENTIAL
EFTA_00134433
EFTA01276204

Francial Services he
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2017
CW70056270910217 >2 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK N107666.0308
Account name: GHSLANE MAXWELL
Friendly account name: Indiv.ChecIdCar
Account number.
Your financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone:
Questions aboutyour statemest? Value of your account
Call your Financial Advisor or the
RMA Kesourcelir e at 800-RMA- '000, on January 31 (3) on February 28 (1)
account 029023576
YOur assets 26,612.83 22,016.83
Visitour website: Your liabilities aoo 0.00
vniew.ubscomilinancialservices
Value of your account $26,612.83 $22,016.83
Items for your attention
e Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreport.com. Tracking the value of your account during 2017
Value of your account
S at year end 2016 543,032.84
Net deposits and
716 withdrawals -321,91t62
Your vnestrnent return
439 Di‘idend and
interest income 90.61
26.6
220 Change in
market value 50.00
1.9
Value of your account
on Feb 28. 2017 Motto
Dec 2014 Dec 2015 Dec kl 6 180 1017 Feb 2017
SDNY GM 00023814
PA•mb•r SIPC CNP700:0305617091 NP7003189962 C0004 0217 030575004 Y123576550010300 ►ego 1 of 6
CONFIDENTIAL
EFTA_00I 3443,1
EFTA01276205

UBS Resource Management Account Account name: Your N nuns's, Advisor.
Friendly account name: It 1 SCOTT STACK MANLYLE CASK'.
February 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 a) your account
• Cash and money balances may include
A Cash and money balances 22,016.83 100.00% Your current asset allocation available cash balances. Ult5 Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, VBS AG Stamford °ranch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Total assets 522,016.83 100.00%
A
Value of your account $22,016.83
Eye on the markets
Percentage change
Index February 20t7 Year to date
S&P 500 3.97% 5.94%
Russell 3000 3.72% 5.67%
MSC I - Europe, Australia & Far East 1.45% 4.39%
Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87%
Interest rates on February 28, 2017
3-month Treasury bills: 0.52%
One-month LIBOR: 0.79%
CIIP70X0005627092NPT000169962 00034 02I 7 030579004 Y12 3516550 0lifffilyGt,L0002381pso 2 of 6
CONFIDENTIAL
EFTA_00134435
EFTA01276206

Resource Management Account Account noire: GH1SLAINE MAXWELL Your /9nandal Advisor:
Friendly account name: Indiv Check/Car SCOTT STACKMANLYLE CASNEL
Account number:
Change in the value of your account Cash activity summary
February 2017 ($1 Year to date IS) See account atunty that month lot deists Mance: in your Sweep Options are mcluded in the opening and
closing balance: Aut. FDIC insurance cpcket only to deposes a u85 Bank USA, not to deposits at LOS AG,
Opening account value 328,612.83 $43,932.84 Stamford Branch or bank deposits paced !Nous() the UBSInternahord Depose Account program SIPC
Protection applies to money market sweep find hddirgs but not bank deposits 5selmPortant inkottnatinn
Deposits, including investments about your statement on the tat two pars cf this document for detals
transferred in 7,276.62 7,276.62 February 2017 (S) Year to date (S)
Withdrawals and fees, Opening balances $26,612.83 $43,932.84
including investments transferred
Additions
coat -11,872.90 -29,193.24
Deposits and other funds credited 7,276 62 7,276.62
Dividend and interest income 0.28 D61
Dividend aid interest income 0.28 0.61
Closing account value $22,016.83 $22,016.83
Total additions $7,276.90 $7,277.23
Dividend and interest income earned Subtractions
Checks and bill payments -11,791 18 -28,976.02
Fol OWPOSes of INS Statement, tassolity of 'Merest and dnedend Income has been at:ermined from a US Card payments -81 72 -217.22
tin rePolUrg CerSPeCIM. Based upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Total subtractions 411,872.90 429,193.24
Income tares. The dent mare* statement is not intended 10 be used and cannot be feted upon for tar
purposes. Clients should refer to the anolcatre tar reponing boons they receive from UBS annualy, such as Net cash flow -$4,596.00 -$21,916.01
the Como 1099 and the Forms 493, for lac reporting information. II is the practice of UBS to file the
aPpli(fitte Las reporting fOrMS van the US 'Remy Rednue Senate and PR TreaSury OepErcliTent. 8n0 in
such loans accurately oasyfy Ow:lends ardr a interest as lax ererrpt or tar.able Inctroe Pleat Consult your Closing balances $22,016.83 322,018.83
incledual lac preparer.
February 2017 (3) Year to date (S) UBS Bank USA Deposit Account APY
Taxable interest 0.28 0.36
Interest period tan 9 - Feb 6
Total current year 30.28 $0.38
Opening UBS Bank USA Deposit balance Jan 9 828,201.07
Prior year adjustment 0.00 0.25
Closing UBS Bank USA Deposit balance Feb 6 816,185.38
Total dividend & interest $0.28 $0.61
Number of days in nterest period 29
Average daily ba lance $25,255.42
Interest earned $0.28
Annual percentage yield earned 0.01%
SDNY GM 00023816
OrF7C0C9305627093NP7003‘89967 00001 02I 7 030575004 Y1735765500I0000 ►ago 3 of 6
CONFIDENTIAL
EFTA_00134436
EFTA01276207

*UBS Resource Management Account Account name: Your 6 asocial Advisor:
Friendly account name:: SCOTT STACK MA:1O1LE CASRIEL
February 2017 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the prior business day if the 26th fats on a
weekend haliday Amara point Warily opals can be found on v.ww.u6S.(0MI0nNteStWeS
February 2011 Year to date
Opening balance 5,791 5,709
Points earned 237 319
Closing balance 6,028 6,028
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. toucan find a ful description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current inane Sicapital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderaton - None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out.
0070008005627094 Ny7003189961 COCOS 0211030575004 Y123576550 Ilift*IYGM000238%94 4 of 6
CONFIDENTIAL
EFTA_00 I 34437
EFTA01276208

Resource Management Account Account nanne: GHI5LAINE MAXWELL Your Pi nandal Advisor:
*UBS F tie nd ly account name:Incliv Check/Car SCOTT STACKMAN/LYLE CASRIEL
Account number.
Your assets
Some prices, income and current vilues shorn may be appiadrnme. Asa mesh. gam and lOsses may nol
beaccurately reflected. See important infantaaon about your statement a the end of Ito docurnem for
more Informason.
Cash
Cash and money balances
Cash and maw balances may include avaltile cash balances, UBS Bant. USA &pont account balances,
UBS AG Stanford Branch &pout &count &fences and money market mut ua fund sweep balances.
U85 Bank USA deposit account Waxes are insured by the FDIC rattan apt Mobile limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit account balances are not insured by FDIC ay! are not
protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC.
Sot the tomportartt information about your statement at the end of this document for details tour those
balances.
Openng balaixe Closing tulaxe Price per share Average Dnidend Merest Days n
Hsiang on t($) on Feb 29 (S) on Feb 29 (S) Fate period period Cep arnment (S)
UBS BANK USA DEP ACCT 26,612.83 22,016.83 250,000.00
Your total assets
Percentage of Cost Blrrated Unre$ztd
VSue on Feb 28 (A your account bass (S) annual inane (S) on or loss (S)
Cash Cash and money balances 22,016.03 100.00% 22,01613
Total $22,016.83 100.00% $22,01683
Account activity this month
Date Activity Description Amount (S)
Deposits and other funds credited Feb 17 Deposit BANK CHECK 7,276.62
Total deposit and other funds credited $7276.62
Pale Acrowty DeAnrit ion Amool (S)
Dividend and interest lucerne
Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02r 0617 0.28
Total taxable interest $0.28
Total dividend and interest income $0.28
SONY GM 00023818
CN NP7003199962 00034 0217 030579004 VI 22576S50 010000 Page 5 of 6
CONFIDENTIAL
EFTA_00134438
EFTA01276209

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Hamada Advisor:
Friendly account namelndiv Check/Car SCOTT STACK MANLYLE CASRIEL
February 2017 Account number.
Account activity this month (contnueth
Date Acton), Descnplon Amount a)
NI payments Feb 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Feb 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22
Feb 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -9,830.53
Feb9 Withdrawal ACH WITHDRAWAL Saks Retail -1.363.45
Total bill payments 411.791.18
Cud Items for your Attendee:
Earn My Choice Reward pont with every purchase you make with your U135< (edit card It is cne of the most flexible reaards programs in the induStry. Choose from a wide
selection of rewards like travel, gift cards and merchandee. Or with the Personal Chace feature, you czn use your points to pay for anything over 5100 that you purchase with
your <ad.
Coe Deanption Amount is)
Card payments fob 17 CREDIT CARD PAYMENT -81.72
Total card payments 481.72
Mirirriun Pament Cue Payment Due Dae Credt the Avalade C real Line Outstanding baance
UBS Visa credit card(s)
payment information
for March 23, 2017 93500 Mar 23, 2017 935,00000 134,763 60 9236.40
This emit cad is enrolled in UBS Pay Credt Cad feature ard x111 autcmalicaty be pad Tromp:our account Your pairnern is scheduled
for March 20.7017
We prOriCte INs enronnstion on you UBS visa credt card sclety as a courtesy to you The UM Visa melt cud and account se issued try OBS Bant
USA UBS Sank USA sends you the officia stsement to this account and you should make your reanent exconing to their instructions.
We do not Ina We your outstanding credt card baarce in the waist of your account with UBS Financia Senses inc.
Date Activity Descriptcn Amount II)
Money balance activities Jan 31 Balance forward $26,612.13
Feb 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/02/17 -597.20
Feb6 Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OF 02/03117 -9,830.53
Feb? Deposit VEI5 BANK V5A DEPOSIT ACCOUNT AS OF 02/06(17 0.28
Feb 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/09/17 -1,363.45
Feb21 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,194.90
Feb 28 Closing UK Bank USA Deposit Account $22.016.83
The DDS Bant USA (repeat ACCOurit Is your primary sweep cplion
CHP7C00100927096NP70e0189962 00004 0217 030575004 TI23576550 019BAY_GM_00023ellie 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00134439
EFTA01276210

Important information about your statement
1.85 Fruncial Services Pc. (the Fern or UBS entail her Iromyou no later than 60 days alter the Frm Corporation (Sack which protects Sea-rein customers • Aceieve CanalA ppieciatara Investments seeking
Serval). is a merrier of all principal acuity, canrroaty fare you the list it atallent on which the error or af its members tp to SSC0,000 (roadi-g 4250,000 for growth d pmcpal rather than the generation of
and optimprichaes. UBS Fimancial Semites and LES Problem Jawed. dains for casN. Ealmakry brochse available upon income
Bank USA re i-diect subsidences of UPS AG and - Prowde yotr name rd secant number Bf any) WWI or at mew sec. Org The SIPC asset isroteton • Produce Comb...maim of MCOsne and Capital
afihaesd U3S Sane LLC. The Files I afloat - Casaba to error or tie ander you re inure lint apply to all accords tat you hold nap/titular ApprerrarMi Investments seek ag both the generation
statement h available upon regsea. The Fars extant* about, rid again as clearly as you cm why you capacity of nccme and growthof viral.
offices are at believe of is an ent or any yaa need more The Firs toged-re with certain affiliate, he also
Samanon purchased supplemental inna xe The mama Overall risk profiles
UBS Gina-cal Strives It. - Providethe doles anent d the suspected era. amount paid* to al robe clients, colectitely oak • Conserve*, Soaks to marten nail rape with
W 12 e 0 e 0 h H aw ar k b e o n r , B N o I u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer will hiestgate your canard t S h i i k s o p r r a o t t e o c t t h io e n p is o 1 k 5 y 0 o 0 e a d li e o m n a a s a d d D li e n c e e a m t b io e n r , 1 c 0 a , 2 r 0 a 1 t 6 . l t o h w at r m ah e a a ns d f i v e o l a at c il c it o y r to d t d h o e e s a n c o c t o g rd en o e w ra r t a e t s i e gn o i n fi c 4 a- t
and will coned my error promptly. For alleged can the Film is further protected for up to 51 9 million n the income or rears and may not keep pace with
This statement represents the one,/ official record of yes' Mtn"? UBS Vat rah ea-dee-ruck:re if we take 477egete For atlas accounts held h a pasta infernal
LBS Financial Semites account. Other recads, *apt more than 10 tus ass days to albs, we willcredit capacity. A full copy of tie poky wcrdrog is aeiltle • Moderate' Wiling to *teat some ride to pinups' red
official la. deunents. contanng confliong data shouftl yes acorn for the amount you that a in error, so that goon request.
rot be relied tan II you beim* there is en era or you wit how the used** money during the tine n tolerate some Wady to seek hgher returns.
B om ra i n s d si ) o M n a p n le a a g s e e r r o e f p t o h r e t a o e i r t n e w d v ia r lr g y y n ou s r a ac n c g e t n o t. t he P ta le k a e s s e u m s t i o k e c o a m ll p ch le e t c e k o s u p r a h ya a b s b t i t p o t t io he n . F ern or the • T b h o e C th S e d I r P t o a C i n n r e ( o t r a a ta p c p t i l a e y l t , o a a s ' s d ets th c e o n su tr p o P lle le d m by e r ( l a d n p d r o in t c e l c u t d io e n d n • • A M hig w a h n e t v m s o s e la i r d t a il : i E t W y a t g i o l n le s ie e y r e y t k o C h a o i c g m c h a e r t p e ie t t h r u a r b i n t o s n r t : i e s t k r s t e o ti l r e p r c e i t n e . c c i t p a a l ad
Allhaido al Ogres shown re landed to be accurate, liana' instant) raided on the lent or the your account value) but held away from US$Fine-col portion of the toralio for that account may include
statement cast-aid not be used fa' tax papas Rely statement In addition to agar aorta as accounts Siff**. (e.g., certain() casts at UBS Bat LISA, 60 comae arawages. tinted liquidity and rater
sat on yemend tax korms, fte Form 1099. 5498. may be abject b mardenare lees, cages for We cash at LES AG U S. Donohoe, Fit narance products, volatiky.
1042$, etc ) wanD repamg your lax return. The Fite that kr securities purchases and charges for unpaid including vairile mates, and Oil stare oil maul
requiredby law to report to he IRS alltable dnidends, arrcuts n cash accounts Accents that at transferred funds where such shares a registered drectip n the Matemenrhouseivoldher
eportabb ronetable anima and taxable enact to other instanons may be subject to a transfer lee. name of the account holler on to books ard records We may consolidate at read account statements with
end on Nadia held n you account, net proceeds of the issuer a traefer agent); the sane address in the same orate eg. because
on sae beware rd cost baton certain covered IAIS Beep Options • hastrrem enacts or rmarrent iamb at, they have ethnics who ako manta Pa secant
secure. L to E S b o a ff t e d rs ep o o p s t i i t o s n a s t k U r B S s w B e a a t U rg S c A a s a h n d b a L l O a S nc A e G s b S a t l a a m nc fo es rd n lim ot i t r e e d g i p s a te rt r n e e d r u sh n i d p e s r a t n h d e p S r e iv c a u t r e it i p e l s a A ce c m t o e f n t 1 s 9 ) 3 ta 3; n a a n r d e y re o l u a t w io e ns b h s a t x o w re i c th ei v o e t e in r d d is e id n u t a s l a st a th te e m s e a n n ts e m a a dd ile re d s s 'n . If
Cavararriatana wit ant Firm branch dark Sweep Progeny), money markt mutual • Commodities contacts Mg, foreign allege and setae arum, yea may decline housadding by
• Please reconfirm any oral cormuncatons in wag ads Gurney Funds) and the Inteentaional Deposit octopus metal catactsX inclueing futures contacts tally your Financial Advisor
to further protect your rides. indudrg your ride Accent (DA) for ottoman with an Holman' rd commodity oda contracts
utter the Seosits Investor Protection Ad OW Rexene Manadmern Account. Through the Bat The SIPC protean and the supplemental protenan do Friendly account name
• If the financial attrition m the top left of to horn Seat Program% cash balances ae swept to LOS Bask not apply to these assets event they otherwise apper The Friendly account name is a customizable -ndkname-
of this stamen isnot UBS F mead Servaes, LISA sp to an established knit at then to UBS AG on you stamens. the StC protection end the dem by you to assist you with your receedkeeping
Fancial Sonia carries pa =ant as tiering Stanford laanch a a Way Fund. Deposal a UBS Motdenvertal protection do not protect agarot changes has no legal effect onset.- account You ran May?
broker by arregemme with the a-cleated e.1&4vn Bank USA we FIX hared in accordance with FCC is the mar vale of yer inatments Matter your kindly account names, through Onine Services or
We informed you of this relatonshio scan you nabs. Formate infm aim please assn wwwfdic got result of market movement. issuer ba-kruptcy or by ant/cling
opened this accost h the cast your but and Deposes ALBS AG Stamford Branch ad shares of othe.wie)
searlties at boated a LOS financial Services and rot MoneyFads are rot tend by the FCC. Aswan overview
tie iworaorg brder, ad your at make ante Dividend Renverment Program (DRIP) • Yak" of Pug acrountrparreoln Net of assets and
of any errox or omission to both Bra. Through the DA, cash balances re swept to deposit The price reflected is an maga price You mow oda Haas
• As donated in the account agreements, you nt& accounts at UBS AG New York Branch ad UBS AG the actual price from you Financial Advisce.Orivande • Asses_ Includes available cash balances, veal sfo r
roily us of any eras or fraud having decks Cayman Branch. These deposits are not insured by de tares are purchased under CPA IP; partial shiresWI be restricted security (est), and Global Tea DefeUtS,
reflected on her statement within 30 days after d was FCC. Balaxes held at hell% AG Cayman lath ae sold at the cash wit be deposited 'your /Mutt The unreezed arts to market and canon assets not held
mailed a made baba arporanly noosed to the minion rid d the Cayman dead Fenn-Amert pee applied by to ,war may by a Fem. Does not include unpriced wuritiethations
• Plea di-era:tomer complaint or auries to a klands ad there is no weenies or oar obfgation of offer fro-nth. market pea at mach the partial shares al the erd of the par and arrest statement periods, cr
Fitts C fent Relate Department a 201.352.1699 LETS AG to repay the balances while on the UBS Cadnan re sold private awesaments u vd stock options and
or tolUree at 8:0-354-9103, 8:CO A.M. to 6 CO P.M. Branch's boots. arcade stock options
ET Monday through Frday, or in wing lo CrabiHlar • CiA ntes hcbdes debt balances, outstanding neon
Fanual Seneca P c., Client Rebticre Deprimet Depots a LES Birk L6A and each UBS AG Branch are Croy whole ants nay be held on yes accent. If you loan, credit line, short account bale-dos.
P.O. Box 766 Union Chy, W 07087. not protected by SIPC. Monty Fund shres at protected entitled to a partial era as a mutt of a raided Nona • Cash/money balinces. Total of stared matte
• A 0 dements shall be deemed complete ad acoste by SIPC. See -S. Frontal Services Acorn Protector,' or °itemise. the Firm MI Mho' sell panel units at cash balances, pie deposit balances al UBS Bank USA,
if not cbacted to h suiting within 60 days below. market prate a accept an arrant determined by a UBS AG U.S. Branches and may mecca mail fur
• Fa TT' services_ Call 0444129986 or from outside registered clang agency, ad credit you accost weep balances at to doe of the statement period
the US.: Cal 201.352.1495 Up:11 you reqUeit, batmen on to Bank Sweep Non.conmodity free craft balances in yer want a.
• k c h a n r c d i a t t n r W a o n a f s n e a d c m e ti r o s O ns T o , O r a e . l b l n a 9 t t : p e 0 a - r 7 m s 6 2 e a - r b 1 n o 0 a u 0 t 0 a U . n B C S e e l w W ec i t a l r e o e n d t i o c e U b B il S r M P e r o t o u n g r e r n a y e m F d s a t o o d r y O m ou A a y o m r b a y e y o M b u o e S n w e d it a e h l s d e r e , a a t w n s n d t , t a a h n e r d p t s . ro h c ir e e e s d o s f a T ' e a a h v c e e h a r ' m m cc e o in u n e n t t o r a * b n o j d e b m j t e iv a ct o y iv s w e s r y a b d et r w is e k e p n r o y f o ile u a s y c s o p r e n c s ifi c to n b us o a e t n a se n n o y s r o e f T g t h a h e a e s d s e e f f r u f o o n m r d d s s o r t e h ti p e th r a b e y r a o a b r n l d e c n i h r a o a y n n c d o y t u o ie r u s r F e d d i e m m a m s a - a d y .
F W ra e n e c ld a n ' e U e n n i t N e I s 0 t 7 o 0 ., 0 1 6 0 , 0 A 0 m Ha R rb M o A r I B EG lv A d , S 6 e th r. f t l e o s o r. Baer riormalon about available sweep opboes, P a l r e d as ic e a s n i t v c e ha th ng e e f i i r n m p p oo ro r f n in e a l n y c in ia l s e or a tin te g o n f a m y This total is no laded in the arrant period doting vale.
nuking curet iroerest rates and yields, a mailable at investment obectives For each account hekt. you
r C s r e e t a c a r l i m m p a e a e w t T n o r h i t n a e e F t a r o i e lm c s r e o o i o p r a n t C t i a s r a s a * d y s d o b e a u s r g u c o e a ° r n n r p , t i i h s f f e e y a o s l ° d t u a i n t t c e a e a m c e b d k e le n m y i t l e o m o s r r u e ft U o T re h r B m e b S y v F r . o c u a r a m b l n a l i r n c c g o a i m 8 d m 0 l u S 0 a s e 7 k d r 6 e e v 2 i p r c . y 1 s c e o 0 i l d 0 M e s 0 o e , . f S n ro e % m a r y p l o e r u o s r t e F ', c n v t a e io n ct c n o i a r l P A r d o V te 15 c C tio f n • ch P o g o e u s n e c e k a ra a t t e i C o o n u f o r t f r h e e a n f c t d m e o c m e o o o in n r g t /e I n V . ve a s s tm t o en a t t s o s b e j e e k c i t n iv g e t s h : e
SDNY_GM_00023820
CONFIDENTIAL
EFTA_00134440
EFTA01276211

Important information about your statement (Ognintled)
Lemons inhumation believe robe rant but we do not gannet their - DPP and albite:I REIT secedes are not listed on a and investment oust units to as Clients, we ander
Fa Mewed ,Moimstion on the Finis lending radices accuracy. national warns rechange, and at "newly as /MAIO receive reserve that i-eg corrpinution
and McIntros. refer to mu- ClemRelalmem - We general/ use tie closed 'moorhen avail* a illiquid and even if ihey can be cold fie price from miry of the Outran companies trckarmiting
Agyment or Amuse Agreement rid the Genewl the mean of the bid a-d ask prices for lined received may te less than the per bare estimated the enmity attracts. aflabries of the Nuance
Tams and Conditions. UBS Statement of Credit Prances sectrities and °Micro or or bd prices ice OTC vale procickid nth* non statement. companies or sponsors of the eM investmem busts
available in Ageenenti andDiscloarres at nudes. we daribute.
Jur,. uMreentarenurerfirelnevet. - Less actin* traded seourities may be priced usr9 a • Rankled morkies Refined secuities gently — Our affiliates afro receive trading connistiant rd
valuatim model ate moo recent price we an rot turrerekt eight, kr public tale. US$ Financial otermmpensatim frommutual funds ad imura-o9
Yes ileitele cbtined and may not reflect al actual market price Services uses be market price of the unrestricted stock canaries whose products we anon.
Your statement demises acuities ad other assets held a mkt cd the sane issuer in an imputed value f cc the — We receive n areal lee ham Les Sank USA aid
in the adou-e at the end of tie staternert period. You - Cenan eotitin may appear rethou a once ad restricted nods fir anodesof this statement only. To LP3S AG Stamford Branch of tato 12 S pee accant
may adi for deny ol fay pail scarlet al any time. will bow a 'riot was not avalabla• d wore the extent teat maided tocsin's are eligbb to tale, sweeping to the banks order the LBS Bank Sweep
You mac receive securities toed as loan collateral alter unable to obtain a price for a tensity. the iota mein may be tabstantialb less than the Program.
paying ay balance da cn them. Any securities - Deposits a securities denninated kicurrercies mated value tonn
transient:oft° the FM dreg the statement period are Weer than U.S. dollars are reflected a the etchage Activity
tercet at market visa as of the end of the steno+ rate a of the statement date. • Ea (estanated) Ion current yields and ran. Information renting commissore and one charges
period. - kr certain washes trading in norpconf orneng An estinale of anal excele is bawd on anent incurred in correction with fie ninon of tads,
• Cart bank. In denernning to cost basis of tie amen-nom. price ad gunny (face sake) may dilderd ad interest rates, assuring tee market will inducing option transactions has been included on
smokes included in this statement where indicated have been adjusted to facilitateMin ValuMicn be held for me year from statement date or Lail confirmations pro:oust/ furnished to you, and wall be
vet the nutter 'I,' LES Fhancial Servkes has relied to cbtan omem quotations, when ataila, contact maturity. This Minn is one/ a gudelne, accuracy provided to you atonally on repast.
oninformation obtained from sources other than UM ".:of Frnial Act 1:cr. ad continued ncome are not gunned
Pruned Services, including nformstion frcm snake. - Eatirrated noel income ad cum* yield for Short King
Fir a that you may haw corded to mar Financn certain Ins of searkies could include a retain of If sou are engaged in short selling a securky, sou may
Adoisor. The firm does rot independently aril Cr les (roLdid deed prthcipal or repeal gait in which owe the en. incur a charge due to certain tarowid costs kr that
gammae the money a vaklity of are Somalion .a • . ; • .... ,nd real estate investment Iran income (ad culvert yield would be overstated. paliolar 'ease/.
provided by souses other thin LESFkancial Senates :nt.r Aft>) .flii) Awaken pains are monly high - Estimated anal Mane and anent yeld and be
h addein ithoug. LBS Final fiends go-welly kind Eiden stria-Bred lirodsts hew not been awl insane red yield mita be lower a higher Open onions
updates this informal:nes it is nand the Arm registered with to Secwities and Exchange thin the estimated mounts. Regarding open or 'indtill-cancellee orders tat
does not provide any assura-ces tat the hfornatim Canwissim or under any state securities laws. We - An estimate of a-rualqed income (chedeal mcke were not executed by the statement date, open buy and
kit 'Cost bask' and 'Unrealized gad loss' is Donde eSlinated vales la private investment interest) divided by the current market se/ stop mars re rediced tittle amount of diudend
accurate as a the date of this statement. As such, warns and rinactured products for Haman:rat valanverage balance is based an the last divard orrigus an an menden:It a ex.riget dire unless
please dome rat on this Hametion to make Pawn one Acaracy is rot gusted. or interest payment made by the hoar and intended otionvist by you. You are redornble kr
Inchnecr sale ideation.. fa tae Futons or - These vases maydiffer Lbstintiaty from prkes, assures tie searkendeposks will be held fo r one orders that we executed cbe to your talus to cancel
otherwise Accounts tramferred tote Fkm may any, at which a prase int security a year from the statement date or WIN madly ousting gain ceders.
reflect gar/ loss nIcrmaticn only foe the period structured product may be bought or sold and do Accuracy ad continued weld are not cuaramect
tine they are had x be fink More hittorkal rot necesserifrrepresere the wean my recent Privary
Hartman can be akkedbr yotr Fnarcia Manor. actin liquidation. • Men net held by UBS FirsdS Services. Certain To obtan a copy of car current Client Friary Notice,
- Third piny anima's of wake me a of a cenain access re not Mkt by the Fin., ardna wain the. please (Wirt mike Financial Ansa or visit ar wettite
• Unrealized gaits/kisses When data is wattle. date mil aw supplied to UBS Fna-cial Sentkes on a Fern's possessi:n or ccntol. These awn are at y,nay ?AM rem/noir>. tannin&
enlaced arealeed gar/losses ae calculated for miller ban by an independent vacation lam dmilayed on you statement for informational — LE6 F rennet smites isnot a bank. The RMS., Buse-pets
nfiteStal setae/ lots the unman data for - issuer, gnwal palm( a sponsor estimated rakes, purposes only. Positions and values I:resented are Services Account 65A and IMA are brokerage
idivitial kin may or may not reflect commictiont any, are tonged to the Fir by the issuer, provided by eke istung tent UBS F rancid Stnntel accounts which pont access to barking Servos ad
charges near security reorganizatim events. general partner or sponsor and me be cablated not responds'e for this ilamaion and does not PrOdarts trough wangements with offload banks
Oindend and oterreinverinent lots ad Botematk based on deferent information tan taloned by guarantee es accuracy. These assets are not protected and od-er tad party banks. and provides access to
pm:hese bb are each combined to dials, or* find parties to denve their trimmed values. by SIPC or the f supplementaISIPC coverage. retwarce and amity nans issued by wakened
swaged lot the 'rude date' coLmn; resents the - You can obtain adiaimal ifirmatim regarding titiparty imurams companies term*, innan
orgral transaction trade data. the metiodolsmc used to determine the estimate of • Revenue Marino end Malan& compensation. agency bidden*. of 14$ Franced Senn; Inc
value ad the date of the Homan:inthat is the - h aiditcn to tannins on tan a-d 126.1 fees - hvenent Huard, rd amity prccbcte
• Callable marital Bonds and ;referred stock that base fix the estimate by contacted your Franoal recend in canner with tie clestriouton of mutual - Not FDIC hstred• 143 bank guarantees May bse rake
the fin cats for eery redemption INA be selected Aden. tint to our dents are rola our affiliate recce* - IMA. Resnuxe Management Account, Blames,
n artially by lot from anted all senses of tat - Third party eslinaled galas may be reflected at neva sharid mantra tan dar tutors anchor Senor; Account BSA, IRMA and Mei-atonal Resource
mar held now name or in roman nam foe a.- oncecr in several ;tuitions, inn an advisors of the nun' hid that we sell Thew Management Atone are regrind service males of
dents Call Sean Hamann is obtained from third ideperdent valuation tint has not suppled or es nitnt are based on two different cony:rents, (0 LMSFrancial Services
patties and is accuracy nn ot gaanteed. Other call unable to assign a vela. when we become aware to wan of sales by LES of a particula mutual - VISA is a registered fathoms* owned by Visa
leans mayeast which auk] affect yield complete batsman:dent ha ocoaned that may call a laid rani& to our <lents; and BO tie asset sake of a International Senn Association ad used Inn
hfcmarn will be provided upon request ormiatitly waled vale into question. or Wien a planters. rrutual lent famay's them had at fhb kens* UBS Visa aide cads ad the Its Visa
value would be highly specking due to fie nature fire datit dratted issued by LIDS Bank USA with
• °narrates of &Palk (CDe). COs are FDIC erased a the *any. - We ardour affiliate also receive network rg a-d remission from Visa U.S.A. incorporated AA other
is to 5250,000 n principal and accrued interest per - When niter an 6515f, general partner or sponsor <embus processing fees in consi*rationf or transler eadermakk registered tranwks, urn maks ad
deposes and per deposnory institution heti-crenate estimated value nor a thedststy estimated vale is agent unites tat we provide so tie mutual funds. registered *nice melts ale of ter reprove
wMn FDIC nit. prowled, the value of Be warily willbedifferent These Mt goreralbt ore paid fromi nner assets h tannin
horn is ruchast Price. the mutual Fund and are a fired dolly arrant based
• Price/value Prows displayed for securities and otter - 'Distributions to date' may include ream of on the renter°, narks at thebroker-dealer
Pro:Lk-Is may be higher or lower than the Price that capital, name or both. Iroloing magi fuxlsol that (tad family.
you would actualhr receive in to make. Wises sre - 'Original unit size' represents be note' ellerin9 — h addon to carmitsin received in correction
obtained from various bid party sources *hit we rice per unit and may not mint your cost base. with tlw tele a of annuity contracts rd MIS Fiance& Services Inc. Rev. 201702
SDNY_GM_00023821
CONFIDENTIAL
EFTA_00134441
EFTA01276212

Lies Falancial Services Inc
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2017
CNe70065698930317>C1 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GfreStANE MAXWELL.
Friendly account name: Indw Check/Car
Account number.
Your Financial Advisor:
C.Orf STACKMA1WLYLE CASRIEL
Pnnoe
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA lieSourCeLine at 800-RMA-I000, on February 28 (S) on March 31(3)
account 02%23576
Your assets 22,016 83 14,010.98
VIsItour %intuits: Your liabilites 0.00 0.00
vnuw.ub&COMIlinanCialServiCeS
Value of your account $22,016.83 $14,010.98
Items for your attention
, Help protect yarned from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. an nuak reditreport com Tracking the value of your account during 2017
Value of your account
S Thc uc.anGS at year end 2016 $43,932.84
Net deposits and
716 withdrawals -$29,922.60
Your hlesanent return
Diwdend and
interest income $0.74
Change in
market value 50 00
Value of your account
on Mar 31, 2017 314010.99
Dec 2014 Dec 2015 36: 2316 Feb 2017 Itir 2017
SDNY GM 00023822
Member SIPC CNP70009306669893 NP7003307237 00060 COI 7 0303750M Y123676%0100000 ►age 1 of 8
CONFIDENTIAL
EFTA_00134442
EFTA01276213

4tUBS Resource Management Account Account name: GHISLAtIF ' • c.; L _ Your Fi nancial Advisor
Friendly account name:I iv. her. SCOTT STACK MANLYLE CASRIEL
March 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
• Cash and money balances may include
A Cash and money balances 14,010.98 100 00% Your current asset allocation
available cash balances. UEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, IJI45 AG Stamford °ranch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $14,010.98 100.00%
A
Value of your account $14,010.98
Eye on the markets
Percentage change
Index March 2017 Year to date
S&P 500 0.12% 6.07%
Russell 3000 0.07% 5.74%
MSC I - Europe, Australia & Far East 2.87% 7.39%
Barclays Capital U.S. Aggregate Bond Index -0.05% 0.82%
Interest rates on March 31, 2017
3-month Treasury bills: 0.74%
One-month LIBOR: 0.98%
CNP70003006569894 NP7000307237 00003 0317 030575004 Y12 3 576SS0 10aPIY_GM_000238We 2 of 8
CONFIDENTIAL
EFTA_00134443
EFTA01276214

Resource Management Account Account name: GHISLAINE MAXWELL Your Pisandal Advisor-
UBS
friendly account name: Indic Check/Car SCOTT STACK MANILAS CASRIEL
Account number.
Change in the value of your account Cash activity summary
March 201 (5, Year to date (I) See Account activity rho month lot deia It Mance' in yew Sweep Options are includedin the cpermg and
closing balances tarn. FDIC insurance gogief only to deposits at UBS Bank USA, not to deposits at UBS AG,
Opening account value $22,016.83 $43,932.84 Stamford Branch or bank deposits IsaceOtivougn the UBSInternilioncl Depose Account program. WC
protection applies to money market sweep find holdings but mt bank deposits See Important ioSormation
Deposits, including investments about your statement on the Izt MO pages cf this document for detals
transferred in 0.00 7,276.62 Mardi 2017 IS) Year to date (S)
Withdrawals and fees, Opening balances $22,016.83 $43,932.84
including investments transferred
Additions
cut -8,005.98 -37,199.22
aco
Deposits and other funds credited 7,276.62
Dividend and interest income 0.13 0.74
Dividend and interest income 0.13 0.74
Closing account value $14,010.98 $14,010.98
Total additions $0.13 $7,277.36
Dividend and interest income earned Subtractions
Checks and bill payments -7,769 58 -36,745.60
rot PuIPOStS or toss statement, tatatilty of interest and oursend income has been determined lion a US Card payments -236.40 -453.62
18, iepaUrg CerVegist. Lined upon the residence of the account holder, account type, or pcodixl type,
tome interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Total subtractions -$8,005.98 -$37,199.22
income tars The dent mom* Ratement a not intended lo be used and cannot be feted upon for tat
purposes. Clients should refer to the aD0KEtte to reporting fora they receive from UBS annualy, such as
Net cash flow -$8,005.85 -$29,921.86
the Corn's 1099 and the Forms 480, for lac reporting information. m is the practice of UBS to file the
attstkatte to reporting formS with the US Wilarfsg RestflUe SelaCe and PR TfeaSucy Oepartrent. and in
such loans accutatety class fy eine:leg:2S acCirg interest Calm enerrot or lamb* wow* Please consult your Closing balances $14,010.98 $14,010.98
incistelual lax preparer.
March 2017 (S) Year to date (1) UBS Bank USA Deposit Account APY
Taxable interest 0.13 0.49
Interest period Feb 7 - Mar 6
Total current year $0.13 $0.49
Opening UBS Bank USA Deposit balance Feb 7 $16,185.38
Prior year adjustment 0.00 0.25
Closing UBS Bank USA Deposit balance Mar 6 $14,723.73
Total dividend & interest $0.13 $0.74
Number of days in nterest period 28
Average daily ha lance $17,453.55
Interest earned $0.13
Annual percentage yield earned 0 01%
SDNY GM 00023824
CelP70309306569895Ne7003307237 00033 0317 030575004 Y123576SS0103000 Page 3 of 8
CONFIDENTIAL
EFTA_00 134444
EFTA01276215

*UBS Resource Management Account Account name: Your Ii Bendel Advisor:
Friendly account name: ir SCOTT STACK MANY LYLE CASRIEL
March 2017
Account number:
My Choice Rewards Points from UBS
Rewards Dams are reflected as of the 26th of the month or the poor busntss day it the 26th IS Is on a
weekerntolloaf Renard. Mull amety attars can to found On wenv.utd.cootonlineseweres
haat& 2017 Year to date
Opening balance 6,028 5,709
Points earned 300 619
Closing balance 6,328 6,328
Your investment objectives:
You have identified the following investment objectives for thisaccount If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the altematwe
investment objectives in important information about )our statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment efigbility consaderatron None selected
Your account instructions
. Vow account cost bans default clovir, -n.7-tt• is FIFO, First In, First Out.
CNP7C008006569696NP70C0307237 00003 0317 030575004 Y123576550 i44144YGM000238421544 4 of a
CONFIDENTIAL
EFTA_00 I 34445
EFTA01276216

(SUBS
Resource Management Account Account name: Your Financial Advisor:
Friendly account name: if SCOTT STACK MA-aLYLE CY-ORIEL
March 2017 Account number.
Your assets
Some OnCes, mottle and current values Sherd', May be approximate. AS a rent. gains at lOsses may n31
be accurately relkoled. Set SmporuntAnformabon About your statement a the rno of the cecumeM for
more infortnason.
Cash
Cash and money balances
Cash anti money balances may include avalaale cash balances, UBS Bank USA deoost account balances,
UBS AG Stariord Branch &boyt account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC mein applicable limits, but are not
protected by PFC. UBS AG Stanford Branchdeposit ace oum balances are not insured by FDIC and are not
protected by StriC Money market sweep batances are protected by SEC but ace not insured by the FDIC.
See the important information about your statement at the end of this docunent for details about those
blames.
Goering balance Cloung barna Ince per share Average Dnidencl Interest DAIS in
Hddng on Mao I (S) on Mar 31 (S) on Mar 31 (S) rate period period cap arnount (I)
IRS SANK USA CEP ACCT 22.016 83 14,010.98 250.000.00
Your total assets
PerCenta?? CO Cost ESten,Xed UmearRed
Value on Met 31 (S) your account Dam (S) annual income IP gan or loss (S)
Cash Cash and money balances 10,010.98 100.00% 14.010.90
Total
$14,010.98 100.00% $14,010.98
Account activity this month
Date Alivty Desorption AMOUM (1)
Dividend and interest income
Taxable tritereSt Mar 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0E/17 0.13
Total taxable interest 80.13
Total dividend and 'Merest income 00.13
Oleo(
number Dale Descripton Amour (S)
Checks 001051 Mar 9 CHRISTINE MALINA MAXWELL -70.00
Total checks 470.00
SDNY GM 00023826
CONFIDCEelP7CN003305T56989I7 NAP7003L30723 7 00033 0317 030575004 Y173576550 100000 ►aya S of 8
EFTA_00134446
EFTA01276217

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Asandal Advisor:
Friendly account name: lndiv Check/Car SCOTT STACK MANLYLE CASRIEL
March 2017 Account number:
Account activity this month rconinveth
Date Acton)/ Descnphon Amount (S)
NI payments Mar 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98
Mar 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE 40.22
Mar 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -6.6%.03
Mar 9 Withdrawal ACH WITHDRAWAL Saks Retail 190.14
Mar 21 Withdrawal ACH WITHDRAWAL PAYPAL -141.21
Mar 28 Withdrawal ACH WITHDRAWAL PAYPAL -75.00
Total bill payments 47,699.56
Card !terra for your AtteMlon:
Ern MK Choice Renard pont with every purchase you make with your U8S !edit card It *cot of the most flexible rewards programs in the induStrY- Choose from a wide
selection of rewards like travel, gilt cards and merchandise. Or imth the Personal Chace feature, you can use your points to pay for anything over $100 that you purchase with
ycur cad.
Dae Destnreion Amman (S)
Card payments Mar 20 CREDIT CARD PAYMENT -236.40
Total card payments -$236.40
nrman Payment Cue Payment Due Dae Credt lne Avaiatte Credit Line Outstanding baance
UBS Visa credit card(s)
payment information
for April 23. 2017 $35.00 Apr 23, 2017 535,00000 $34,700.00 1300.00
This credit cad is enrolled in UBS Pat Grath Cad feature and will atactrancaly be pad tram your a-court . Your payment is schedied
for AO 20, 2017
we provide Ibis infoonahon on yotre U6S visa (fedi card{ sdeiy as a courtesy 10 you The UBS Visa credt cad and account me *sued by U6S Bant
USA UBS flank USA sends you the officiat statement for this account and you should make your payment xcordng to their enstruclicns
we do nor Induce your outstanding credt card balance in the +due 01 your account with UBS Financial Services Inc.
Date Activity Descopticn Amount (I)
Money balance activities feb 28 Balance forward 622.01623
Mar 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/02/17 -597.20
Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03103117 -6,696 03
Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03106117 0.13
Mar 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/09/17 -260.14
Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03120/17 -236.40
continued nexr page
CUM:008006569698 NP7000307237 C0033 0317 030575004 Y123576S50 lOrgatiyGpkoo0238Page 6 of 8
CONFIDENTIAL
EFTA_00134447
EFTA01276218

Resource Management Account Account name: GHISLAINE MAXWELL Your tl nandal Advisor:
UBS Friendly account name:Int:1w Checkkar SCOTT STACK MANLYLE CASRIEL
March 2017 Account number:
Account activity this month (continued)
Date Act my °Novice, amount (5)
Money balance activities (continued) Mar 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/21117 -141.21
Mar 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/28/17 .75.00
Mar 31 Closing UBS Bank USA Deposit Account 514,010.98
Tne UBS Bank WA 0opout ACCOUrt it your primary :weep colon
SDNY GM 00023828
C NP71:0O7O0556989.3 N77003307237 00033 0317 0305793017123576550 100300 Pegs 7 of 8
CONFIDENTIAL
EFTA_00134448
EFTA01276219

*UBS
Your notes
- m7=
.. - -
CONFIDENTIAL
EFT,001.3.149
EFTA01276220

Important information about your statement
IS Financial Services inc. (the fern or UBS Finereal her fromyou no later than 60 days after the Fm UBS Financial Services axon protection • hoduee Current leICOMe: Menne, seeking the
Senn!). is a member of all principal unsay, comrroday um you the fist ot Anent on :WM the eta or the Fim tea nine of the Sent nes Mena Montron generation of income any.
and wears exchanges. UBS Financial Semler, and LES Problem nemed. Corporation (SIPC). which groins searties customers • Anew Copal Appredden: Inwstments seeking
Bank US/ re i-diect subsilenes of UPS AG and - Porde pow name and accost nte*er fif any) of its members ...tato $500,000 (incldag MRCS° for growth of principal rather than the generation of
affihaes of U3S Season U.C. The Fim's I hanoal - Cesote to error or tie triode you ore inure dams for cash). bplinany brochse available upon income.
statement is available upon regtest The Finns exmaire about, rd explain as dearly as you can why you req_esi or at neser.sae.orft. The SEC asset protection • Prodece Contheation of Weave And Capital
offices are a. believe a is an mix a why you need more knits apply to all accost tat you Fold in a wanly Appetaabon.lmesirnerds seekirg both tie generation
Hameln capacity. of name and growth°, ancent
U35 Finance Sevres Inc. - Provide the doer amotnt d the suspected era. The Fins, together web ceruin affiliates, has also
1200 Harbor Boulevard sirchasid 'sok/rentalinsrance_ The marmum Overall risk profiles
Weehawken, RI 07086 The Finn or Card Issuer we Westgateyour amend mourn payable to al elgiole clients, con ies& reder • Coosereave: Seeks to maintain ntial pit'pal, with
and vial coned ray war promptly. For alleged snots this protection is 1500 million ea al December 10, 2016.
L o T B f h f i i S s c i B F a i l n e l a a m n i c d e ia : n a l t S n r e e e m p n i r t t e e % s s e a n c c t o c s o n th u t e a n n t o . n n O g 9 t h c o e o f r f r i r n c e i i c a c o l i r n r e d g c s d o , a n rd t e a o a s f h y t o o u u l r d m y am i o n re o a t n h c g a c n U o s 1 B t 0 S f O o V r s M t : h l • e e d s a e s m b d i a o l y u c s n a t t - o d y t o d r u a o n t t h s h a a s c , t h w 6 m e i s n w i e f i r ll w r c o e r r e , t d a so k it e th at t S a h g t e b g f e j i t r g a m a t t o i e s m f f u o e r r t a p h l e o l p r k o p y r ts o c t o a e n c c c d te o it u d io n f n t a s ; h a u e p t ld t o li i m s $ a i 1 ta p .9 t a i o m l n k i s u ll . i l o c a a n r s i h n a th e l i t n o h c w a o t r m m is e k e a a n n M d t v i o r o a n l at o a ile d n t o m d t a h o y e e r s a o r w t o k a t e g r e d e p n m p er r e a e w te w l t , i i g e th v h e t n ic i e f rt
not be relied Loan R you bee* thee is an error a you MI have the use of the money dunng he tine n capacity. Aria copy of tie poky wording it available inflation
omission abate report it immediately n new to the take us to complete our investigation. upon request. • Moderate: Waling to accept sane risk to pinata ad
Branch Manager of the dfice wvie your accent. tolerate sane nary to seek higher returns.
Please make all checks payable to the Finn or to The SIPC protection ad the supplemental protection • Arsine: Wiling to accept hip Mk to emote ad
Alecup al hums shown se Wended to Le accurate. listeal ingestion resorted on tie front of the both re not apply to. high volatility to seek lygh returns over time.
statement etas nue not be wed Ice tar purposes Rely tegument in addition to nods acorn lees, accounts • CertAn financial assets controlled by (and Send el • fnerstrnent EignVity Convarrataft f sante:I a
'deb on yerend tax tams, 6.9 Form 1099.519t mei be abject to mantename hes, chases for late your account value) but held awayfrom LSSFirtnal Portion of the portfolio for that account may include
10425. etc/when prepamg your lax return. The Fim pasneet sat securities purchases and charges for unpaid Service, (e.g.. certain 6) cash at UBS Bare USA, lig conpin Proteges, tinted lipaicity and rater
required by law to real to tie IRS all taxable decline, anuses n cash aeons Accounts that ae transferred cash at MAGUS. Branches. marance products,
mportne rontaxek dreeen and taxable interest to other instnens may be subject to a transfer lee. including variable annuities. and (iv) shires of mutual
erred on securities held n you non net proceeds funds Wrens such shares am registered drectly h the Statement •houreholeng"
on see bructions, rd cost base an certain covered UPS /sweep Options none of he account holder on the books ard records We may consoldate all related NOLO statements with
sashes. UBS offers options kr semeng cash balances, balance, of lee incur or Mat agent); the see address in the same envelow, eg. because
to bat deposits at UBS Bat US% and LBS AG Stamford • investment contacts or Investment interests kg. they haw mines who abo mantel yord accent
Caverardatkno vale dur firm branch (Bre Sweep Phogarns), money made mutual limited partnerships ad private placements) that ale relatond:ps mei other dents a the same address. If
• Please reconfirm ay oral corrimnastons in wring (ads Cheney Fins) and the International Depose not registered under the Securities Act of 1933; rd you prefer to receive :Wino' statements mailed n
to further protect your rit4s indudrg your refer Acne (OA) 1e, (Women with an Hematimal • Commodities enacts (e.g. foreign exchange and shone err:elopes, you maydecline houuholding by
Later the Seonies Intestor Protection Act OPAL Rescue, Management Account. Through the Bat Fad:ametal cornets) includng futures contacts c deg your Fe-uncial Advisor.
• If thefin/noel actitutionm the top left of to front Sweep Program% cash balances se swept to MBank and commode option contracts.
of this stamen isnot UBS Fnaxial Sayees, U3S 1_60. re to an established knit ad then to UBS AG The SIPC protecton and to supplemental protrlon do hiendly•CCOL•lt name
F b W r in o e a k i n e n c r fo i b a r l y m S a e r e d ra n y - o g n u e o m o n f e t e n h t s i s w y re o e la u l t r h l o a e n w s is h n : i l ( o a W s a te s U d d ° i r n a Y s p M t in it g u te, n B S a i t b a n s n k . f U o F S r o d A r ( m w a o m e r F e e I i b n X a fo h r a m o W s a e ti r o d a n i y n p R e a a c il c s l. o e r s d D a a n e t c w e c w k w s w it h a fd t F i L C c i C e n o s o n u t p y a l o e p u m p r ly 0 e . 1 t r o t 1 a 4 t l 0 h p 1 e r 4 s o C e te l i 0 f c . 5 t T i 5 o h t n h e d B S o P e n < n o d p t r p t o h ro te e te c y c t o : t x f a f i e g a a n t in s s e th t a c e h p a p n e g a e r s t h c h h a e s o s n F e o r n ie l b e n y g d a l y y l o e a u f c f s c e o o c u t a n a ss t n i r s y a t o y m u o r u a i w s c a i c t h o c u u y n o n t u o Y r n r i o z e u s c b c a a le d n k c e h e an p c ie e
opened this axon. h that cast your krit and Depose a LI35 AG StamfordBra-Eh at shares of in the maks vale of yos ireestments ((whether as a your Friendly account names. through Unice Senices
unities at baled a LOS financial Services and rot Money Fords are not hared by the FDIC. result of market movement issuer ba-kruptcy or by needing your Financial Adam.
incLang braes ad you mat make a nwri otherwee
of any ma or omission to bode firma. Through tee DA, cash banes re swept to depost Anonm inim
• As dinned in the account agreements rtIrrust accounts at UBS AG New York Branch adUBS AG Dividend ReiWetblbefill Worn (DRIP) • Wee of your iscoentgonfok. Net of assets and
roily us of my elms or baud hexing checks Cayman Branch. These deposits are not insured byte The pre reflected is an average vice You ma/ obtan liabilities,
reflected an your statement within 30 days after 1 was FOC. Balances held at he LEIS AG Cayman Bench ate the actual price hem yar &Axial Advisor. Only awe • Assn Include evade cash balances, vales for
mailed or made mane. temporarily nosed to the sovereign d the Cayman Owes ae purchased under DIP; partial shares wit be restricted security OW ), and Global Tine Depose
• Pleasedied °rower complains or ferries to tee bland% at there is no gaunt or °ter rob:grim of sold and the cab wit be deposited h your account. The unmated marks to ma-ket and certain assets not held
Fimse C fent Relations Department x 201.352.1699 LEIS AG to repay the balances while on the UBS Cayman dviderd renvemmew price applied by tie by tie Firn. Does rot include unpnced secuntiesfassets
or tollfree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Branch's books. dffe f tom the market price at :shah the partial shires al the end el to prior and amen statement penod%or
ET Mondry through Fedex or in roan to UM a* sold prune iwestmerns, anted stock options and
m anual Sweets kw. Client Rebtions Depairmat Deposes at LOS Bat L6A and each UBS AG Branch are othratade pad. options
P.O. Boy 766 Union fay, NI 07067. rot protected by SIPC. Money Fund shies at protected te • cialnativs. kid es debit balances, noun:rip Aurae
• A R Parents shad be deemed complete rd acnee by SIPC. See 'S. France knees Acne Protection' Cn9 Wro anits rne te held in yds accord If you xe Ion credit line, shot account balances.
if not cbactid to in suiting within 60 days below. 'Mad to a prtel inn as a resuk of a nerd Penn • Cash/roomy (memo's. Total of unimested aware
• Fa TT( services_ Call 1344412-0,36 or tram outside or °Mane. the Film we ether sell pane trot at cash balances, pia deposal balances at UBS Bank USA,
the U5.: Cal 201.332-W9S Upon you request, balances in the Bank Sweep mantel prke a accept an Amon determined by a UBS AG U.S Birches and money market mitwl had
• c f h a a r c d d a s t w r t a r o a n f s n e a s c f r e h a r o ( s n P s o T , r a ) o . l b p l K e e O p st - a i 7 n 6 r a 2 r b - 1 o 0 u a 0 t 0 a U , n B e S e i l V e n c a t e r e o l n d t i o c e U b B il S r M P e r o t o u n g r e r n a y e m R d s t o o o d r y D m ou A a y o m r b a y e o y l u i b q r e u t i e v d o a a t t s e h e d d , s r a a n a re d c c t a h a r e i m d p t s r . h o a c r e e e s d c s f a I r n eg v i e s s te tm red e n d t e ob n je s c a ti g v e e n s c y. and credit war aCCOSLI n N no w o t n e n - p c e o b g m a a m la t n o e c d e d it s y f , r f a o re l m e d m o cr t h d e e d a r t t e b b a a o l l a a f n n t c c o e e s s P a i a n n rr d y e a m th e r e n a F t c p im c e o r m i r o d a d y a e
F W in e n eh o a a w l $ ke e n r. i N ce I , 0 I 7 t. 0 , 8 1 6 0 , 0 A 0 t t H n a R rb IA o A r B tES le A , S 6 e t n h W flo et o , r. Fester Siormation about amiable sweep opbons, e T a h c e h m a u cc m o m un e t r a s n o d b m je a c y n e w s r y e b r e d t r w is e k e p n r o y f e ile a a a u cc s o pe s c t i s fi c to b us w e i a n ny s o . f T t h h e e s s e e f u la n d ds s a h re t p h a e y s o b r r d a i n r a p y m co y u o r u se r o de l e e m s ed.
C sta a e l a m e w n r t i t a e a re s c s e o i o p n t i a s s * y t o a u g ca ° n r , i if p y s ou n s e h e i d t m y o x r r e a n w e c b v l y . e u c b r a g s ll , i c n w o g r 8 a or 0 m n 0 e 7 in e 6 t p 2 e y . r 1 e ru 0 s l t 0 d r s 0 a , . t e fr s o a m n d yo y u ie r l F ds n , a s n m cia a l i l A a d b v le is a or t P P in e v o e a r s i k k tm a a e n d n v t t r o o a e b n t a h g c e e M F i e ir n m s p . p a F r o r o r f n i e n a e e c - * h P i r a n a d w s n r il i u t t in a g b h o o e n f f c a t r y y o u This total is no Wed in de anent period doing ant
nkrmaten nut a trawler on the statement or choose one of the blowing investment objectin.
mono. The Film or Cad bsuer (as rOcable must
SDNY_GM_00023830
CONFIDENTIAL
EFTA_00134450
EFTA01276221

Important information about your statement (OMMIS)
landing information believe to be retitle, but we do not garame their - DPP and knkrtect REIT startles are not listed on a tint investirem oust LOOS to Oa clients, we rider
Fa dtased paolinnion on the Finis lending radices accuracy. national wastes 'change, and se generally as affiliate receive rosena tharbg corrornurion
and Melones. refer to your Client Relalo-thip - We generaW use tie closing antewhin avatabb illiquid and even if they can be sold the price from may of the henna torments uebreniting
Agreement or karst Agreement and the Gervand the men of the lad ad ask prices for lined received may te less than taper dare estimated the angry extracts. animas of the .nuance
Toms and Conditions. UBS Statement of Credit 'makes sautes and optors or or bd prices la MC vale provided n the accost statement. ampams or spot ors of the knit investmem Mats
neatest. in Aromas adDisclaturea at sautes. we distribute.
raayw u&sreentherourtilirelnuv.r. - Less acuity traded securities my be priced using a • fterricted morkies Restated acuities generralg — Our affiliates ako receive trading corrtnisseans rd
valuation model a the mon recent price we we rot wren* elgble for public Mit UBS Financial other compensation from mutual funds ad inura-co
Yea dents *tined and may not reflect an anal make price Services uses the market price of the unrestricted sad canaries whose products we dstrioule.
Your statement Semites wages red other assets heti a wax. crt the sane issuer as an inputed valuefa the — We receive an as I ee from LesBank USA and
re the wart at the end of Me statemert period. You - Cenan posairo may appear without a price ad restricted stock ifor statues of this statement only. To LP3S AG Stanford Bunch of go to 125 pa accord
may ask for *Wry or fag paid senates at cry time. will Mow fa •F in was rot available' el we we the went tat reakied wales are eligble to We, sweeping to the basks under the I-ErS Bare Sweep
You mai receive wan-tier used as loan collateral Mier unable to cbtin e price for a acuity. the yaks naked may be abstantialg less than the Program.
paying any balance da on them. Art securities - Deposits or securities denominated in currercies tatted value town
transkind to Me Fan dreg the statement period are Weer than U.S. done", are reflected a the eschange Acthity
lined at market vale as of the end of the steamer/ rate a of the statement date. • ht. (ea :meted) Ire, current Welds and ratite Information rearing animations and other charges
period. - fer certain multi% tradng innonconforming An *Stine* of a-rue noon is bawd on current incurred in correction with to newton of Wade,
• Gm bat* In deterrnning the cost basis of tie denomivtions, pdce and qua-ay (face woe) may &Asked ad interest rates, attuning tie washes will includng option transactions has bean included a'
smokes included n this statement Mere indicated have been adjusted to tailgatePaper valuaises be held for one year from statement date or trail confirmations previounc furnished to you, and MI be
vet the natter 'I,' LES Fhancial Servkes has relied To cbtan ossem quotations, when arrailata, contact maturity. This mane* is ong a gudelne, accuracy provided to you promptly on recpest.
on information obtained from sources other than UBS sera Financial Adrisa. ad continued income are not guanntted
Frunoal Services, including elormstion Iran another - Estimated woe income and cumin yield for Short Nina
fin, a that you may haw provided to you Fina-cial • Privates imeevnente end structured products. certain bees of swain could include a Mum of If swan engaged in short selling a securky, you may
Adoisor. The firm does rot independently veal Cr trivete hvesbnert sto_rities (ackdag drect principal or captal gate in which case the en. incur a charge due to cenainbsrosag costs for that
garnet the scanty or rattily of are irdonnation participation program ad real estate investment Mn income (ad twice yiekl would be overstated. palkular 'emery.
provided by waxes other the-, (.85 Finneial Semites. markets) and struckned product, are moray lughg - Estimated arrest income and asnent yeld and to
h addeen About'. U35 fir-uncial Services gerwalg *cud Caton stria-bad Smokes now not been anti inane ad yield era be lower a higher OW. orders
updates tin information as il is reared. the Arm registered with to Securities and Exchange than the atinated mounts. Regarding wen or 'iwooltilkantellee adds teat
does not provide any assura-ces that to Wanaion Cceemassion or under at state securities laws. We - An estimateof a-ruakted income (dividend area were rot executed by the stemmed date, open buy and
Let 'Cost base' and "Unrealized gad loss' is pthide eainated vales la private invearneM interest) divided by the current market see stop orders ae reduced tni t* amount of deaden&
accurate as a the date of this statement. As such marlin richthstured products for hkeinatcral yalastaytiar balance is baled on the lett dividend or repts on en rrediuidack a caritits date unless
phase do rot reS/ on this information to make Satan any Actuary trot guaranteed or rthrest payment made by the hoar and inansted **mist by you. You are responsble for
Machine cr sale decisions, fa tar larPoses or - These verb es may differ slwantisty from press, if assures tie secskesrdeposks will be held for one orders that .we executed eke to your failure to cancel
otherwise Accounts transferred to to Fkm may any, at which a pm* int security a year ban to statement date or urn' mabsity. mritirig open ceders.
reflect gar/loss an:emotion only for the period of structural produce may be bought or sold and do Accuracya-4 continued oeld are not warned
tine they se heed at the Firm More historical not necesserig represent the vast you my recto.* Privary
Hamaion cube aided tyros Friarcid Adviser. won liquidatcn. • Ames not held by UBS Financial Services Certain To obtain a copy of as current Client Privacy Nonce
- Third party eninaes of vale are w of a certain xsets re not hell by the Fins ardna warn the please contact rXf FilancialAchiscr or via as *ache
• Unrealized gain/beta When data is wildole. date a-ri an supplied to UBS Fna-cial Serve's on a Fern's possession or <onto'. These wan are at wwwnhinearinieronsirip
*striated ureateed gage/losses an calculated kr reels bats by an independence valuation firm. awl:wed on you statement for informational — LESFinnoal Serices snot a bank. the Rhea, Business
ndotetal setae/ lots The broaden data for - hear gentral print( or sponsor estimated vaLes, purposes only. Positions aid values presented are Services Account ESA and BMA are brokerage
advi:Lut Ion may or may not reflect carmistions, if ant are suppled to the Finn byte issuer, provided by tee trig fern UPS F runnel Seneca is accounts which crace access to barking cervices and
charges aorta securityreorganization events. general partner or sponsor and mac be cakulated not resparble for this VA: melon and does not Mates tra. arangemeres with affiated banks
Dividend and oterreinvearrent lots rd eistemate based on deferent informabon Wan Metered by guarantee es accuracy. Thew assess are not protected and °ter tint-pity bank& and provides access to
puthwe bb are each combned to dithlay ore Mod petits to denve their striated values. by SIPC or tie Fm's supplementaISIPC coveracy. nsurance and amulty crockds issued by knaf tl imed
averaged lot the 'Trade date' colsnn avant> the - You can obtain adihithal hfcrmarcn regarding thhiparty inuranc• companies taroacfri inasant•
original transaction trade date. the methodology used to *mania the estimate of • Revenue thawing and adalanal ccenpeneetion. agency absicfraries of IBS Fnrtel Services
value ad the date of the Horrnation that is the — h additionto ammksions on sales rd 12b.l fees ▪ hvesthrent, tha.lrance, and amity product,
• Callable securities. Bonds and preferred nod that base fix the estimate by contactag your Ftenoal melted in connenbn with tie 0dd:ration of mutual — Not FDIC Stared • lb bank guarantee May lose vela
tie icon <a for wit redemption veil be selected Admen. tuna to our dents ere aXf Or our initiate rect.* — IMA, tesosce Management Account, Bawer
inpartially by lot pant amorg all startles of tat - Third party *dented galas my be reflected as revenue shah; pewees kan deo-buten andlor Sanas Account BSA. IRMA and ntenstional Resource
ben held now name or in norneee name foe as 'Not pear in several ;dualism when an deers of the matud knob dial we sell Thew Management Aaccrit are reentered service maks of
clients. Call Seam hIcrmation is obtainedfromthird ideperdent valuation fm has not smaked <a an e-ds are based on two dfferent cony:rents, IR LI3SFirorgial Services hc.
parties and its accuracy isnot goateed. Other call unable to assign a vale. when we become aware the roars of sales by UBS of a partkulir rrutual - VISA is a registered tadernals owned by Visa
teases may east which cccM affect Weld, compete that a material sent heti:carted that may call a fund family to out clents; and 60 he asset wale of a Marian:eel Setae Association ad used ceder
e oma on will be provided upon request pave:wry reported vast inso question, a Mien a particular MAYA find f we/ s shares held at the theme Tee UBS Vna treat cards ad the UBS Visa
value would be highly specubtive due to denature fern debt cards re issued by UK Rank USA with
• Carthcatas 0FdaPtart (CDs) COs are FDIC horsed of the warty. - We a-dour affiliate alsoreceive raw:irkingand permission from Visa U.S.A. Ircorporated. AA otter
ad to 5250,000 n principal and accrued interest per - When either an issue, general perm a sponsor onnbus processhg fees in consi*rattrifo r transfer tadernaks, registered Baden its, strike maks and
deposta end per depository institution h accordance <Instated value nor a thaltany estimated vas mere services tat we provide a Me mutual funds. registered service maks are of ter respective
veSt FDIC nit.. prowled. the sake of to savoy will be diffenrd These fee wady are paid from investor assets h compaties
kern its ruches, Price to mutual fund and are a fired dollar wart based
• Price/value Prices displayed for securities and oter - 'Distributions to date' may include rain of on the nUrrter Cif accounts at the braerdeale-
Modals may be higher or lower than to Price that capital, name or both. holdng made Itrds of that f tad fa ndy.
you would actualb receive in tie nude. Pekes ere - 'Original unit size • represents he mil offering — it sedan to commissions received in correction
obtained from various Mid pity sources *hill we pia per u,rt and my not reflect your cost base. with the sae er cfetrbutian of annuity contracts rd UN Financial Services Inc. Rev 201703
SDNY_GM_00023831
CONFIDENTIAL
EFTA_OOI 34451
EFTA01276222

lies Financial Services 1r
Private Wealth Management Resource Management Account
*UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 April 2017
CNP70056426010417 X1 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GfeStANE MAXWELL
Friendly account name: Indiv.ChecIdCar
Account number.
Your Nnancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone: -
Questions about your statemerrt? Value of your account
Call your Financial Advisor or the
RMA liesourceUne at 800-RMA-1000, on March 31 (5) On April 28 (1)
account 029023576
Your assets 14,010.98 49,700.00
Visit our websIte: Your liabilities 0.00 0.00
www.ub5comf f inancialserviCe5
Value of your account $14,010.98 $49,700.00
Items for your attention
• Our Capital Market Assumpbcms and
Strategic Asset Alloca tons were updated
at the end of Feb. These changes may
impact your portfolio. Please call yote Sources of your account growth
advisor with any questions Tracking the value of your account during 2017
Vzdue of your account
E Thc-u,...3f1d$ at year end 2016 143,932.84
Net deposits and
)16 withdravals 13,766.42
Your nvestmeet return
Nedend arxl
interest income 10.74
Chance in
market vat* 100 0
Value of your amount
on Apr SA 2017 049.700.00
Dec 2014 Dec 2015 Dec 7316 Ma 2017 Apr 2017
SDNY GM 00023832
Member SIPC 04110001005647601 NP1000198284 00003 0417 030575004 Y12357655010000) Page 1 of 8
CONFIDENTIAL
EFTA_00134452
EFTA01276223

SUBS
Resource Management Account Account name: GHI$LAINE MAnVVEU. Your Nouns's' Advisor.
Friendly account name; I iv. ar SCOTT STACK MANLYLE CASRIEL
April 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
Apnl 28 (1) your account
A Cash and money balances 49,700.00 100 00% Your current asset allocation • Cash and money balances may include
available cash balances. clEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, WS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $49,700.00 100.00%
A
Value of your account $49,700.00
Eye on the markets
as of Apra 27, 20I7
Percentage change
Index Apnl 2017 Year to date
S&P 500 1.22% 7.36%
Russell 3000 1.38% 7.20%
MSC I - Europe, Australia & Far East 2.72% 10.30%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.51%
Interest rates on April 27, 2017
3-month Treasury bills: 0.79%
One-month LIBOR: 0.99%
CNP7C008005642602 NP700019028a 00003 0417 030575004 Y123516550 tOnpiyGit0002381d0igo 2 of 8
CONFIDENTIAL
EFTA_00134453
EFTA01276224

Resource Management Account Account name: GHISLAINE MAXWELL Your Plnandal Advisor:
Friendly account name:InclavChecklCar SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
April 2017 (SI Year to date (S) See account activity the monthtot details earances in your Sweep Options ate induidedin the openng and
cicningbdances vat*. FDIC insurance icciies only to deposits at u85 Bank USA, not to deposits at U85 AG,
Opening account value $14,010.98 $43,932.84 Stamford Branch Of bank deposits placed through the UBS intemaiond Depose Account progtam. SiPC
protection applies to monry market sweep find holdings but rot bare deposits Seelmportard id-dor/nation
Deposits, including investments about your statement on the last two pages cf this document for &la's
transferred in 409,298.19 416,574.81 April 2017 (S) year to date 04
Withdrawals and fees, Opening balances $14,010.98 $43,932.84
including investments transferred
Additions
out -373,609.17 -410,808.39
Deposits and other funds credited 409,298 19 416,574.81
Dividend and interest income 0.00 0.74
Dividend and interest income 0.00 0.74
Closing account value $49,700.00 $49,700.00
Total additions 3409,298.19 $416,575.55
Dividend and interest income earned Subtractions
Checks and bill payments -373,309.17 -410,054.77
sot puipOses O1 INS statement tatablity of 'fittest and Childend Income has been determined ficm a US Card payments -300.00 -753.62
la' Cetsisedne. Baud upon the residence of the account holder. account type. or piodixl type,
son* interest andor dvidend payments ma/ not be subject to United Stan (US) ardor Pismo Pico MO Total subtractions -$373,609.17 -$410,808.39
Income tars The dent mond* statement 4 not intended to be used and cannot be (eked upon for tat
purposes. cams Strould refer to the applKetie tat intoning forms They recei* from Les annuals!, such as
Net cash flow $35,689.02 $5,767.16
the Comic 1099 and the Forms 480, for tat reporting information h is the practice of UBS to file the
ariskatie to reporting 10011S with the US InternM Revenue Sernce and PR TfeaSuN OeCOntrent find in
SU( h loans atcutatety clasa fy Chielena Arad interest as mar exempt or iamb* leKorne. Please consult you' dosing balances 349,700.00 $49,700.00
inciydual tax preparer.
April 2017 (1) Year to date (S) UBS Bank USA Deposit Account APY
Taxable interest 0.00 0.49
Interest period Mar 7 - Apr 6
Total current year $0.00 $0.49
Opening UBS Bank USA Deposit balance Mar 7 $14,723.73
Prior year adjustment 0.00 0.25
Closing UBS Bank USA Deposit balance Apr 6 $0.00
Total dividend & interest $0.00 $0.74
Number of days in nterest period 31
Average daily ba lance $12,443.25
Interest earned $0.00
Annual percentage yield earned 000%
SDNY GM 00023834
CelP7C0C030564260SNP7003150284 C00O3 0417 030575004 Y123576550100000 ►ego 3 of 8
CONFIDENTIAL
EFTA_00134454
EFTA01276225

*UBS Resource Management Account Account name: -•.i' Your Ilnanciel Advisor,
Friendly account name- ir SCOTT STACK MANY LYLE CASRIEL
April 2O17 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of tne 26th et the month or the poor busness day if the 26th14 Is on a
vRekencY holiday Rewards potnl activity CetalS can be found On wuw.utis.roratonanesewires
Apri 20;7 Year to date
Opening balance 6.328 5,709
Points earned 160 779
Closing balance 6,488 6,488
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fniancial Advisor or Branch Manager. Youcan find a fun description of the attemabve
investment objectives in Important information about )cur statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration None selected
Your account instructions
. Your account cost basis default closely method is FIFO, First In, First Out.
CNP7C0C0005642604 NP7OCOIS02,34 00033 Oil 7 030575004 Y123576S50 ICICSONYGM000238P4544 4 of 8
CONFIDENTIAL
EFTA_OOI 34455
EFTA01276226

Resource Management Account Account natty: GHISLAINE MAXWELL Your financial Advisor:
UBS
friendly account narne:Indiv Ched4Car SCOTT STACK MAK/ LYLE CASK. EL
April 2017 Account number.
Your assets
Scale (Incas, income and current brave ShOnn May be approximate. AS a redo. calm &diodesma/ xi
be accurately reflected. Ste mapoaant intommeon about your statement a the end of the dxurnem for
more intonation.
Cash
Cash and money balances
Casts and money balances mat include avalaole cash balances, UBS Sant USA depout account balances.
UBS AG Stamford Branch I:spout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat to n applic [delimits, but are nod
protected by 9PC tics AG Stanford Brant h deposit ace oum balances are not insured be FDIC and are not
protected by SIPC Money market sweep batances are protected by 9PC bin age not insured by the FDIC.
See the Important information about your statement at the end of this docunent for details about those
balances.
Opertng Wax. Cloung barna Price per that Average Onidence Interest Daft in
Hddng on Apr 1 (1) on Apr 29 (5) on Apr 29 (1) igo period period cep anounl (1)
UB5 BANK USA CEP ACCT 14,01098 49,70000 250.000.00
Your total assets
Percenta?? Ot COst ESbmated lame
Value on Apr 28 (1) your account 0.3S6 (1) annual income (1) gain or loss (1)
Cash Cull and money balloon 49,700.00 100.00% 49,700.00
Total
$49,700.00 100.00% $49,700.00
Account activity this month
Date musty Description Amount (1)
Deposits and other fends credited Apr 5 Transfer JOURNAL FROM VI 23575GHISLAMIE MAXWELL 298.19
Apr I 1 Transfer JOURNAL FROM VI 23575GHISLAINE MAXWELL 50,000.00
Apr 18 Transfer JOURNAL FROM VI 2357SGHISUUNE MAXWELL 359,000.00
Total deposits and other funds credited 8409298.19
Dote Lanny Destnphon AnOunt (1)
Dill payments Apr 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -13,712.25
Apr 4 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98
Apr 4 Withdrawal ACH WITHDRAWAL (RaTEDHEALTHOW -39.94
continued next page
SDNY GM 00023836
C HP71:003305612605 NP7003193284 00033 Oat 030575004 Y123576550 IOCOCO Page S of 8
CONFIDENTIAL
EFTA_00134456
EFTA01276227

*UBS Resource Management Account Account name: GHISKAiNE MAXWELL Your Knanciel Advisor:
Friendly account name:Irvin, CheddCar SCOTT STACK MANLYLE CASRIEL
April 2017 Account number:
Account activity this month (continued)
Date Acutely Descnphon Amount (S)
Bill payments (continued) Apr 19 Withdrawal ACH WITHDRAWAL IRS -254,000.00
Apr 20 Withdrawal ACH WITHDRAWAL COMM OF MASS EFT -20.000.00
Apr 20 Withdrawal ACH WITHDRAWAL NYS DTF PR -85.000.00
Total bill payments 4373.300.17
Card Items for your Attention:
Earn My Choce Reward ponts with every purchase you make with your U8S 'edit card It is me of the most flexible rewards program n the industry. Choose from a wide
selection of rewards like travel, gift cards and merchandise. Or with the Personal Choice feature, you cal use your pants to pay for anything over $100 that you purchase with
your cad.
Date Descdpeon AMOunt (S)
Card payments Apr 20 CREDIT CARD PAYMENT -300.00
Total card payments -$300.00
Minmun Payment Due Payment Due DSc Credt koe Avalatie Credit tine Outstanding bdance
UK Ube credit card(%)
payment information
for May 23.2017 535 00 May 23, 2017 535,00000 134,840 00 516000
nineteen cad is emitted to din Pay Great Cad feature and val autcmabcaty te pad From your account. Your payment is scheerled
for May 20, 2017
we provide this information on your U85 visa vreet cards sdely as a courtesy to you The UBS visa credt cad and account are nsuedty UBS Bank
USA U85 Bank USA sends you the officii statement fa this account and you shouldmake your payment ac cord ng to their intruders
We do not Ind urea your outstanding credt card briance in the wilt of your account with UBS Financier Services Inc
Date ACtenry Cesfloben Amount 1»
Money balance activities Mar 31 Balance forward $14,010.90
Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04103/ 17 -tá,712.25
Apr 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0A104/17 -298.73
Apt 12 Deposit U135 BANK USA DEPOSIT ACCOUNT 50,000.00
Apr 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 200,000.00
Apr 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04119/17 -95,000.00
Apr21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/20117 -105,300.00
Apr 28 Closing UK Bank USA Deposit Account $49,700.00
The UE0 Bank USA Depnart ACCOunt IS your primary sweep colon
CelP70000005642606NP7OCOIS0284 00033 0417 030575004 v123576550 leilSO4YGM000238Pifge 6 of 8
CONFIDENTIAL
EFTA_00134457
EFTA01276228

(SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
Friendly account narrte:IndirthecWCar SCOTT STACK MAN/LYLE CASRIEL
April 2017 Account number.
Account activity this month (contnuedl
Date Activity DeSCApbal Account 11)
Money balance activities (continued) Mar 31 Balance forward 80.00
Apr 19 Deposit U85 AG CEPOS1T ACCOUNT 159.000.00
Apr 20 Withdrawal U8S AG cEposrr ACCOUNT AS Of 04119117 -159.000.00
Apr 28 Closing UBS AG Deposit Account $0.00
Tne UB5 AG Depose Account Is your secondary sweep option.
SDNY GM 00023838
CNP70001005642607NP7000193284 00003 0417 030575004 M3576%0100000 Page 7 of 8
CONFIDENTIAL
EFTA_00134458
EFTA01276229

*UBS
Your notes
`—====" "---"v-- --8"" • *"
CONFIDENTIAL
EFT,0013.159
EFTA01276230

Important information about your statement
IS Fruncial Services inc. (the fern or UBS Finereal hes fromyou no later than 60 days after the Fm UBS Financial Services exam protection • Produce Current leICOMe: nvestments seekng the
Straka) is a umber of all principal vacuity, comrroaty um you the fist statement on *Nth the ems or lye Fim tea member of the Seca ties Mena noestron generation of income any.
and option; exchanges. UBS Financial Semler, and LES Problem SPemed. Corporation (SIPC). which pokes waren customers • threw Copal Appredden: Inwstments waking
Bask USA ore i-died subsilenes of UPS AG and - Dowd, yotr name and scant number frf any) of its members toter $500,000 Oeldie MRCS° for growth of principal rather than the generation of
anilines of U3S Seattle, U.C. The Fim's I anal - Cesabe to error or tie bender you se inure claims for cash). &planer:4y brothse available upon income.
statement is available upon regLest The Finns execute about, ad einem as clearly as you can why you req_esi or at neser.sae.orft. The SEC asset protection • Prodece Contheation of Weave And Capital
offices are a. believe t is mums a why you need more knits apply to all accost tut you Fold in a particular Appreciation. Internees seekirg both tie generation
Sarmatian capacity. of name at growth°, dispel.
UB5 Financel Sexes Inc. - Provide the doles amo_nt d the suspected era. the Fin; together web ceruin affiliates, has also
1200 Harbor Boulevard sirchasid 'sok/rentalinsurance_ The marmum Overall risk profiles
Weehawken RI 07086 The Finn or Card Issuer we Westgate yout amplane mourn payable to al elgiole clients, tokewe9 Lamle • Comer/ant Seeks to margin led prie'pe, with
and sNl coned my clear promptly. For alleged eras this protection is 1500 million ea at December 10, 2016.
L o T B f h f i i S s c i F s a t h l a l a t a e n r m c d i e a x n l u S t n r e e e m p n r it e e t s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g 9 t h c o e o f r f r i r c n e i i c a c o l i r r n e d g c s o , d e r a d t s a o e s f p h y t o o u u l r d m y M o o o u re l d s th c s a ; a n U n B 1 t S 0 f V b o u a r t a ll h e • e c t s l a e d m b a i o l y u e s n a t t - o y d o t d r u o a t n f r f s e is a k , d w i i x s e e in . w i e f i r ll w r c o e r r e , t d a so k it e th at t S a h g t e b p f e j i t r g a m a t t o i e s m F fu o e r r t a p h l e o l y r k o p y u ro c r t o a e n c c d c te o it u i d o n f n t a s s h a u e p t ld t o li i m s $ a i 1 ta p .9 t a i o m n n : i s l L l . i i o c a a n r s i h n a th e l i t n o h c w a o t r m m d e e . a a a n n s M d d v i e r o a l s a t c il a i o ty d w to m d t a h o r e e r s s o n c t o a k t e n g e e t p n m p er m e a w te w l t , i i g e th n ve if n S i a f rt
not be relied roan R youbelieve there is an firer cc you MI have the use of the money dunng he tine n tipsily. Arid copy of tie poky medig is available attn.
omission please report it immediately n writing to the takes us to complete our nvestiption. upon request. • Moderate: Wiling to accept sane risk to pinks.' at
Branch Manager of the dfice wring your accuse. tolerate sane volaltity to seek higher returns.
Please mice all checks payable to the Fiat or to The SIPC donne) id the supplemental protection • Arsine: Wiling to accept hip Mk to pnnopal ant
Startup al Humes Moan se Wended to Le accurate. frunsal inkeution notated on tie front of the both do not apply to. high volatility to seek high returns over time.
statement etna thee not be wed Icr tar purposes Rely tegument In addition to nigdar scant fees, accounts • Certain thence assets controlled by (and nicksied el • fnerstrnent EignVity Convarrataft f sante:I a
coley on yemend tax tams, 6. • Form 1099. 5496 may be abject to mantename hes, charges for late your account value) but held awayfrom LSSFirtnal Portion of the portfolio for tut scours may include
10425. etc) when prepamg your lax return. The Fim mown sat securities purchases and charges for unpaid Service, (e.g.. certain 6) cash at UBS Bare USA, 00 conpls strategies, 'irked lipticity and rater
required by law town to tie IRS all tenable dividends, wants n cash accosts Accounts that ae transferred cash at MAGUS. Branches. lid entrance products, volatilay.
mportabb nontaxibb cliehleek and taxable interest to other instodens may be subject to a transfer lee. including variable annuities. and (iv) ewes of mutate
erred on securities held in ma accart net proceeds funds where such shares are registered drectly h the Statement •hetwenelehr
on see tramadims, ad cost basis cn certain covered UPS Sweep Options none of to account holder on the bocks and records We may consolidate all related NOLO statemeres with
stashes. UBS offers options kr mesons cash balances balance, of to eases or transfer apse; the sere address in the sere envelope, erg. because
to bat deposits at UBS Ba-k US& and LBS AG Stamford • in contacts or Investment interests (e.g. they haw mines who abo manta, Ord accost
Cavernatlatkno wiet en firm branch (Bre Sweep Progane, mom/nuns mutual limited partnerships and private placements) tee ale celatunhps win other arts a the same address. If
• Please reconfirm any oral cormencatent in wed hp fads MoneyFaddist the Intensional Deposit not registered under the SecuritiesAct of 1933; erd you prefer to receive renew' statements mailed n
to further protect your rit4s indudrg your rife Accant (CA) 1st etatomm with an Hematimal • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houkholding by
under the Seosees Investor Protection Act (SPA) Rescue, Management Account. Through the Bale Fad:ametal cornetts) includng futures contacts c deg your Fe-uncial Moor.
• If thefin/retie Setitution a the top left of die front Sweep Program% cash balances ae swept to MBank and commodity option contracts.
of this slims isnot UBS Fnaxite Sayees, U3S 1_60. sp to anestablished knit ad then to UBS AG The SIPC protecton and der supplemental protslon do Wisely OCCOL•lt name
F W ta in e k n e in e r f i o a b r l y m S a e o r d r n a y i - a g e " e c m o a f e r r t n i h e t i s s v y r e e o l t a u t t r h f o a e n w s I- h n s io k s a w t h e e d M n in a y s o ri t u n it o u te, n B S a i t b a n s n k . f U o F S r o d A r ( m s a e o m r F e e I e b X l a fe h a rm o W s a e t r i d a tn i y n o R k a r c i a l c l s . o e r m d D a i n e t c p w e o s w w it w i s t h a fd F i L C c S C g S o t n o s o i n s t p y a l o e p g m p i l y 0 e . n 1 to 1 ta 4 t l 0 h p 1 e r 4 s o C e te l i O f c . 5 t 7 i 5 o 1- t n • h d n S o e P n < n o r p t f r p t o h ro t e e t y e d o c i t t m h a e g a m a t i i n s s t e h t a c e h p a p n e g a e r s t h c h h a e s o s n F e o r n ie l b e n y g d a l y y l o e a u f c f t c e o o c u t a n a ss t l i r s lo u t y w m ou a i w s c a i c t h o tu u y n n o t o u Y n r r i o z e u e c c a b a d b n k ' c n e h i e t a / p n m h ce y a ne'
opened this scant I. the cast your knit aid Depose a LISIS AG StamfordBra-Eh at shares of in the maks vale of yes intestments (whether as a your Friendly account names. through Unice Semites a
washes at Waled a LOS financial Services and rot Morley Fords are not hared by the FDIC. result of market movement issuer ba-kruptcy or by wonting your Financial Advice.
the hitoctsie bras ad you mat make a nwri otherwee)
of any tact or omission to beet firma. Through Se DA, cash balsas re swept to dePosil Pasant menet.
• As demted n the account agreement% rtIrrust accounts at UBS AG New York Brads adUBS AG Dividend ReiWetblbefill Program (DRIP) • Wire of pour swentrportfoSo. Net of assets and
reedyus of my errors or baud Oohing checks Cayman Branch. These deposits are not insured byte The peke reflected is an average vice You ma/ obtan liabilities,
reflected as your statement within 30 days after 4 was FOC. Balances held at tell% AG Cayman Bench se the actual price loom you Finaxial Advisor. Only eon • Assets Include, as* Atte cash balances, vales foe
mailed or made awake*. temporarily moused to the sovereign el the Cayman canes are purchased under DIP; partial shares wit be restricted security OW / and Global Tine Depade,
• Pleasedied °sower complahe or Scpries to tee bland% at there is no gannet* or °ter obigation of sold ad the cash wit be Soothed h your account The wreaked marks to ma-ket, and certain assets not held
FimssC tent Refatims Department at 201.352.1699 LES AG to repay the balances while on the UBS Cayman dviderd rehtestmers price steeled by tow er by the Fen. Does rot include unpiked secuntiestassets
or toll-free at 8020-354-9103, 8:CO kW to 6 CO P.M. Branch's bxks. dffe rom the market price at ash the partial shares at the end of to prior and amen statement period,
ET Wands through Fedex or in wring to UBS a* sold prune ewes:moms, umested stock options and
m anual Smite au. Client Rebticre Depairmel Pepsis at LOS Bat L6A and each UBS AG Branch are othratade nod. options
P.O. Box 766 Union fay, W 07C$7. rot protected by SIPC. Money Fund shies at protected • cialnativs. Mates debit balances, cumaning Aurae
• A R stemma shad be deemed complete ire acoste by SIPC. See'S. Fronde kends Accost Protector,* Cn9 Mole units may te held in wry accord If you ae loan credit line, shot account balmces.
if not cbactid to it suiting within 60 days below. 'Mad to a palel unit as result of a Weekend Darn • Cash/roomy Memo's. Total of unimested wedge
• Fa TT' services_ Call 044-612-0,36 or trcm outside or rotenone. the Film mid ether sell panel crab at cash balences, ale deposit berms at UBS Bank USA,
telt 5.: Cal 201.3324495 Upon your request, balances in the Bank Sweep mantel plena accept an amass deemined by a UBS AG U.S Branches and money market matwl had
• c f h a a r a d d i s m tr t a r o a n f s n e a s c f r e h a r o W s ns o , O r c o a b l p l e 3 e 0 n m 3 e - i r m 7 s 6 a i 2 c b - s 1 o 0 u o 0 t r 6 a U n B s S e m l W ec i t r l r e e o t n c t i o c h e U d B S r M P e r o t o u n g r e r n a y e m R d s t o o o d r y D m ou A a y o m r b a y e o y l u i b q r e u t i e w da a it t s h e e d d , s r a a a n s d n c t a a h r e n id p t s r . h o a c r e e e s d c s f a I r n eg v i e s s te tm red e n d t e o a b t j h e ; c s tiv o e o s t y. and credit war aCCOSLI n N no w e t n e n - p c e o b g m a a m la t n o e c d e d it s y f , r f a o re l m e th o c e r t e h c d e la i r t w b b a a o l l a a f n n t c i c e e e s s d a i e n n m d y o t e o u- n a F t c p im c e o r m i s o a t d y a e
F W u e n e e h r a a w l ke n n i c N e I s 0 Ix 70 .. 8 1 6 0 , 0 A 0 t t H n a R rb IA o A r I B E l S v A d , S 6 e th v f e lo n o r. Father Siormalcn about amiable sweep options, e T a h c e h m ac o c w ou e nt r s an ° d b m re a a y m w s r y r b d e t a w s e k e p n r o y fi o le ' d a e c c s o pe s c t i s fi c to u b s w e i n a e n s y s o . f T t h h e e s s e e f u la n d ds s a h n t t p h o e w o b r r d a i n 'p a a y n co y u o r u se r o di l m is a rd.
C sta a e l a m e w n r t i t a e a re s c s e o i o p n t i a s s * y r o a u g ca ° n r , i if p y . o / u n s e h e i d t m y o x r r e o r n e r t m b ic y v . k c u a b e l s li , n w c g o r 8 r e n 0 r n 0 u 7 d in e 6 t p 2 e y . r 1 e ru 0 s l t 0 d r s 0 a , . t e fr s o a m n d yo y u ie r l F ds n , a s n m cia a l i l A a d b v le is a or t P i s n g e ve e a s k k tm a a e n d n v t t o t o h e b a t n h n c e e M F i e ir n m s t . a p F x r o o r f n i e n a e e c - * h P i s a n d c w s a r il i n u tin a t g b h o o e n f n c a r y y o u This total is ix lead in dr curent period closing ado
nkrmaten teat a transfer on the statement or choose one of the blowing investment objectim.
recipe The Film or Cad bsuer (as cplcable) mutt
SDNY_G M_0002 3840
CONFIDENTIAL
EFTA_00134460
EFTA01276231

Important information about your statement (00nlintlecl)
landing information believe to be retitle, but we do not gamete their - DPI and ttited REIT searnes are not listed on a bath investmem oust Wits to Oa CM% we odor
Fa tiered intormanon en the Finis lending ranges accuracy. national worries echange, and se "mealy OS alikee receive texHIS shareig corrpmeation
and declostros. refer to per Client ladalott - We worty use the cloth; pnce whin ninth cr illiquid and even if they can be sold the price Iron may of the nuance companies 'retire:Ping
Aittitment or Accost Agreement at the Gervant the mean of the lad at ask prices for lined received may te less than taper share estimated the enmity attracts. dilates of the Intranet
Toms and Conditions. UBS Statement of Credit Prances secures aid opbors or or bid prices la OTC vale proriebd n the moose statement. compares or sponsors of the vet investmem busts
avaittle in Arnett andDiscloarrys a seriatim. we distribute.
lave. unsremthereuntrilierlmems. - Less actweh traded securities may be priced usit a • Rankled nosities Restricted secuitin genteath — Our if dint afro recto tratirg corrrniubm rd
valued:II moot ate mon recent price we we rot wren* eagble kr public sale. U85 Finatal otercomponsation from mutual funds at inuta-co
Y040 noels ctitined at may not reflect an actual male price Services uses the market price of the unrestricted not compares whose products we &tore.
Your statement itemises nettles ad other assets held a watt al the same issuer in an touted value f✓rot the — We receive an irrualI ee from Les Bank USA And
in the aorou-t at the end of tie star:enure period. You - Cenan positions may appear without a price ad restricted stock for statuesor this statement only. To LBS AG Stanford Burchof tio to 125 pa account
may ask for delvicxy al fah paid tensile& al errs time. will thew fa •F in was not ayalybh• t we me the extent that rormicied tootles are eligioh ler sale, sweeping to the banks under the LBS Bari Sweep
You mar receive securities used as loan collateral Mier savable to obtan a price for a smutty. the vela remind may be abstannalh lets Menthe Programs.
paying any balaxe dm on them. eery securities - Deposits or securities denominated ricurrercies crated value town
trans:lent to the Ran dreg the statement period are other ton U.S. dollars are ref lilted a the eschange Acthity
lined at market vale as of the end ol the nattier/ rate a of the statement date. • ht. (estineted) item► current yields and rota. Information mating commute and other charges
period. - fa certain ware.% tradng innonconforming An *OSA< of antral lane n bawd on current incurred in correction with to execulon of tads,
• Cat batik In ctitornning the cost basis of the denornivtions, mice and qua-eily (face vale) may tricked ad irterM rates, attuning the teat:in will inducing option transactions has been included on
stokes included in this statement where indicated have been adjusted to facilitateprep. values can be held for one year from statement date or till confirmations vertu* fu rnisPed to you, and will be
vet the nutter 'I,' LES Fnancial Servkes has relied To cbtan anent quotations, whet amid* contact maturity. This eaten is one/ a gudelne, accuracy provided to you promptly on request
oninformation clotamed from sources other thant.85 sera financial Aden-. ad continued none are not guanntee4
Fe-uncial Service& including hformstion frcm another - Estimated areal income and current yield for Short .ding
lint a that you may have ;caviled to you Finical • Private irweevnents end structured gala certain Wet of wastescould include a tun of If you are engaged in short selling a securty, you may
Adrisor. The Firm does rot independently veal Cr Private hvesenert searities (holden drect pritpal or capital gait in which case the en. incur a charge due to certain browng costs tor that
gannet the acancy or ratty of are rilonnation participation program ad real estate investment trust income (ad curers pelot would be overstated. palkular securty.
provided by tams other than 1.85 rhunial Semites. worries) and struckned posits are genuelh hghh - Estimated stud ream ad anent yield and the
h defuse, though 1.85 Fruncial Soviets gerwalh dint Coign stnxbred pro tat hew not been acute inane andyield mitt be lower a higher Open orders
updates the incrrnatian as it is received, the Arm registered with tie Securities and Exchange than the ntinatid mounts. Regarding wen or *goodtill-cancellee orders that
does not provide any assura-ces has the hfommion Cannassit or under sty state securities laws. We - An eninate of a-ruaked income (dick/end andor were rot executedbythe stamp" date, open buy and
set 'Cost bases' and "Unrealized gen: loss' is pont *striated vales la pays. investment interest) divided by the anent matet set stop orders are milted tint* mount of dividends
accurate as of thy date of this statement. As such. "tweets Ira nnstured products for nkenvicrul vatielawrage balance is based on the last dividend or rods an in ex.diuidats a ninth date unless
phase do rot reh on this retention to make Putioses only Acaracy isnot guaranteed or bier/Kt payment mad• by th• issuer and inn/I-Ltd ottrrise by you. You are reeponsble for
terclutecr sale decisions. fa tax Pagoses or - These values maydiffer tone tidy from perms, il animus tie searrendeposks will be held f✓or one orders that se executed die to you failure to caved
otherwise Accounts traterred to the kill may my, at which a preale int security a year torn tie statement date or until maturity. ousting open ceders.
reflect gar/loss rdcrmation only for the period of structured product may be bought or sold and do Accuracy a-d cont.-wed yield ae not warned
tine they are heed at to Pim More historical not netts...Oh:rep/este the unapt mayreceive Privacy
inorrnat it can be tied bt yet Snarcid Advber. won liquidatcn. • Assets not held by OBS Fnantial Services. Certan To obtain a copy of or currant Client Privacy Notice,
- Third piny eninses of vale are as of a certain tars ere rot held by the Rim andnoe with the please contact you- Financial Advisor or visit or wetche
• lJnnealized gain/lasses When data is wattle. date ad ere supplied to UBS Fna-cial Sentkes on a Fern's possession or control. These assets are yokwnhitetntinniftr.
*striated la-rented gain:flosses at calculated for 3egular basis by an independent valuation firm. doolmed on you statement for informational — U3SFiunoal Senices time a bank. Rte RMA, Runless
.Luther scary lots 11w (inaction data for - Issuer, gperinal paint. or sponsor estimated vales purposes only. Positrons and values presented at Services Account BSA and IMA are brokerage
itivistal Ion may or may not reflect commktiont it am, are applied to the Fim by the issua provided by the ening firm LEG F rincin St/VCOS if accounts which point access to barking services and
charges steer acuity reorganization events. corneal partner or sponsor and may be cakulsted newt respontle for this Worrnsion and does not Products trai tangent., with affeialed banks
Dividend and oter reinvestment lots ad mstematk based on deferent information Iran hated by guarantee its accuracy. These assets are not protected and other I'M-pitybalk& at provides access to
puchase tits are each combined to:Jim:lay ore thou pieties to denve thee slimmed values. by SIPC or the finis supplementaISIPC coverage. enure:me and annuity products issued by Loaf t timed
averaged lot The 'Trade date colsnn presents the - You can obtain adtital hfcrmatim regarding thhiparty its:mance companies hoot: insane
orgrul sanction trade dale. tie meitiadologr used to determine the enimate of • Revenue thawing and additional ccenpwisetion. agency abckSaries of LBS Si-unreel Sento:sine.
value a-d die date of the rdorrnation that is the — h xiditit to citation on salts ad 12b.l fees - ltienment reurace, ad annuity prockts
• Callable securities. Bonds and preferred stock that base for the estimate by contactrg your Frunoal nutted in connenbn with tie dim-tool of mutual — Not FDIC enured • lb bank guarantee May lose vale
the icon cats for eery redemption veil be selected Advsor. tits to our dents we attar our attain. Name — AMA. tisane Management Account, Bustin,
inpartially by lot from amot all startles of tut - Third party niknased vain. may be reflected at revenue shrug parer*, tam deo-buten ands Santee, Account BSA, IRMA and ntorutronal Resource
651/7 KM now name or in nontee none frost Wm priced* in several nudity when an advisors ol the rartual knit that we sell Thew Management Arent at rendered novice males of
dents. Call tare hformation is obtaned from third rdeperdent valuation lam has not staled isr worts are based on two d &rent conporentr ll3SFrontial Services ic.
parties and its accuracy isnot gmranteed. Other call table to assign a vale. when we become aware tie most of sales by LES of a pan/cunt mutual - VISA is a registered Oedema-km...led by Visa
Mares mayeast which act affect Wet emeriti* that a material event has owned that may call a find finely to our clents; and AO the asset valx of a hternatital Service Association ad used under
rectmaicn will be provided upon request previously repated vale Frio reaction, a often a partway Mittel gird hanks shares held at the kens* 11*1.85 Vita orde cods ad the UB5 Vea
value would be highly specutitive due to the nature fern debit card. are issued by UM Rank USA with
• Caniketas ad:Mask (m4 CDs are FDIC retired of the warty. - We at our affiliate alsoreceive retworkita-d permission from Visa U.S.A. Ircorporated. AR other
&pito 5250,000 n principal and accrued interest per - When neater n issue, general partner or sponsor annbw processing fees in consitrationfor transler Vadernaks, registered trackman& sake rots and
ckpostor and per depository institution h accordance estimated value nor a thetpany estimated vale is ages services that we provide so the mutual funds. registered *nice marks are of thew respective
with FDIC nit. provided, the vale of the scarily will be differet These fen generaly are paid from investor assets h compaties
horn its Retest price. the mutual fund and are a feud dollar arrant based
• Price/value Prices displayed for securities and other - tinributions to date' may include ream of on the number°, attains at the brokencleale-
PrOicts may be higher or lower than the price that capital, norne or both. koldng mime 1u-di of that f✓tat rarity.
you would actually receive in he market. Prices re - 'original unit sae • represents the rend dieting — h addition to tamest's received in connection
obtained from varits hid pity sources whit we price per cant and may not reflect yow cost base. withthe be* er distributionof annuity °inverts rd MS 'named Services Inc Rev. 2017W
SDNY_GM_00023841
CONFIDENTIAL
EFTA_00134461
EFTA01276232

U85 Financial Services Inc-
Private Wealth Management Resource Management Account
cat UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2017
Cli4P700559S8990517 Y1 0
GHISLAINE MAXWELL
P O BOX 308
TEANECK N1O7666-O3O8
Account name: GHISLANE MAXWELL
Friendly account name: Indw C Ilea/Car
Account number.
Your Mnandal Advisor-
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourcebne at 800-RMA-1000, on April 28 (1) on May 31 (9)
account 029323576
Your assets 49,700 00 20,507 54
Malt our website: Your liabilities O.OO O.OO
tnettub&comifinancialsennces
Value of your account $49,700.00 $20,507.54
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreclitrepottcom Tracking the value of your account during 2017
VS ue of your account
S the TnanGS at year end 2016 143.932.84
Net deposits and
7'6 withdrarraki -123,426.29
Your .iw$tment return
3 9 49.7 Dividend and
interest income 1O.99
20 5 Change in
rnark4t yaw 30 00
Value of your account
on May 31, 2017 324507.54
Ike 201a Dr( '4015 0e<2016 Apr kl 7 May 2()17
SDNY GM 00023842
Member SIPC C 71P7C009005595999 NP7070 105087 00033 0517 030579004 S'123 576S50 000307 Page 1 of 8
CONFIDENTIAL
EFTA_00I 34462
EFTA01276233

SUBS
Resource Management Account Account name: Your K asocial Advisor.
Friendly account name: Ir 1 SCOTT STACK MANLYLE CASRIEL
May 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (14 your account
• Cash and money balances may include
A Cash and money balances 20,507.54 100 00% Your current asset allocation
available cash balances. U8S Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income a co 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 120,507.54 100.00%
A
Value of your account $20,507.54
Eye on the markets
Percentage change
Index May 2017 Year to date
5841500 1.41% 8.66%
Russell 3000 1.02% 7.96%
MSC I - Europe, Australia & Far East 3.81% 14.40%
Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38%
Interest rates on May 31, 2017
3-month Treasury bills: 0.97%
One-month LIBOR: 1.06%
CHM:08005595900 W003185082 00033 0517 030575004 Y123516SSOCOMYOM0002314%ge 2 of 8
CONFIDENTIAL
EFTA_00134463
EFTA01276234

Resource Management Account Account nanne: GHISLAINE MAXWELL Your Nnandal Advisor:
*UBS
friendly account narne:Indiv Check/Car SCOTT STACK MAN/LYLE CAMEL
May 2017 Account number.
Change in the value of your account Cash activity summary
May 2017 fir Year to date (If See account activity this month tot dela is entices in your Sweep OpUons are indudedin the openng and
daring turancet vatpee. FDIC insurance /poi., onty to deposits at u85 Bank USA, not to deposits at UBS AG,
Opening account value $49,700.00 $43,932.84 Starrford Er anch Of bank deposits prated throng) the UBSInternmond Depcs4 ACICOM progam. SIPC
Protection applies to mom market sweep field holdirras but rot bank deposits SielmOortant kdomation
Deposits, including investments about your statement on the tat two paces cf this document for detals
transferred in 300.00 416,874.81 May 20t7 (1) Year to date (3)
Withdrawals and fees, Opening balances $49,700.00 $43,932.84
including investments transferred
Additions
out -29,492.71 -440,301.10
Deposits and other funds credited 300.00 416,874 81
Dividend and interest income 0.25 0.99
Dividend and interest income 0.25 0.99
Closing account value $20,507.54 $20,507.54
Total additions $300.25 $416,875.80
Dividend and interest income earned Subtractions
Checks and bill payments -29,332 71 -439,387.48
For purposes Of tbs statement, tmabity of interest and Ondend Income has been determined firm a Us Card payments -160.00 -913.62
tart lePOUng CeracInt. Bawd upon the residence of the account odder, account type, or product type,
some interest ancfor dvidend payments mat not be subject to United States (US) antler Pwrto Rico (Pct) Total subtractions -$29,492.71 -$440,301.10
income tares The dent monthy statement .s not intended to be used and cannot be feted upon for tar
t p h u e rp c os o e rn s. s C 1 li 0 en 9 t 9 s a sh n o d u t ld h e re F fe o r r m to s t 4 h 8 e 0 a , c fo c r f r l a a t x ie r l e a p r o re rt p in o g n i i n n f g o t f m or a m t s io t n h e n y r is e c th e e n t p f r r a o c m tic L e e o s f a n U n B u S a t ly o , s fi u le c h th a e s Net cash flow -$29,192.46 -$23,425.30
Xs:kat:ft tar reporting forms ninth the US Werra ReWilue Sang< and PR TreaSuN OWOrtrTent end in
such roans accurately class ry duclends bract Merril alto exempt or taxable ix*** mese consult your Closing balances $20,507.54 $20,507.54
incl./dual tax preparer.
May 201 7 (4) Year to date (S) UBS Bank USA Deposit Account APY
Taxable interest 0.25 0.74
Interest period Apr 7 - May 4
Total current year $0.25 $0.74
Opening UBS Bank USA Depose balance Apr 7 $0.00
Prior year adjustment 0.00 0.25
Closing UBS Bank USA Deposit balance May 4 $21,288.54
Total dividend & interest $0.25 $0.99
Number of days in nterest period 28
Average daily ba lance $42,620.70
Interest earned $0.25
Annual percentage yield earned 0 01%
SDNY GM 00023844
Cele7C0C0305595901 NV70031%082 000O3 OS17 030575004 Y12357655000030) Page 3 of 8
CONFIDENTIAL
EFTA_00134464
EFTA01276235

*UBS Resource Management Account Account name: Your linandd Advisor:
Friendly account name: h SCOTT STACK MAMLYLE CASR1EL
May 2017
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month oi the pro: business day if the 26th fats on a
weekend roliday Renton:500ml edam)/ detals tan be found on VAIN/. utIsxorAtonivneservxes
May 2017 Yea, to date
Opening balance 6,488 5,709
Points earned 61 840
Closing balance 6,549 6,549
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. toucan find a ful description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primaiy Aggressive
Investment eligibility consvieration None selected
Your account instructions
• Vow account cost base default closing method is FIFO, First In, First Out.
CNP700C0305555502 NF7000105082 C0003 0517 030575004 Y123576SSOCOBOWGM00023Age 4 if
CONFIDENTIAL
EFTA 00134465
EFTA01276236

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name:India Check/Car SCOTT STACK MAN KYLE CASRIEL
May 201 7 Account number.
Your assets
Some ences. income and current vaues shorn may be apprOximrsee. Asa teste. gains MC1lOsses may noi
be Eccutalely reflected. See knporunt ;mammon about your statement a the end of ihs cbcurnern lot
way intorn on.
Cash
Cash and money balances
Cash and matey balances may indode avalkle cash balances, UBS Bank USA chant account Mamas,
UBS AG Starkrd Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances ale insured by the FOC ,ItNn tstplIcatate limits, but are not
protected by WC. UBS AG Stamford Branch deposit account balances an not instead by FDIC awl am not
protected by WC. Money market sweep balances are protected by SPC but me not insured by the FDIC.
See the Important infonnation about your statement at the end of this document for detals about thaw
balances.
Oaenng Wan« Closing Lattice PM* per sham Average DividendInterest Days in
Heldng on Man (5) on May 21 (3) on May 31 (t) rate petted prod cap amount (f)
LOS BANK USA DEP ACCT 49,700.00 20,507.54 250,000.00
Your total assets
Peicernage of Cost Estimated Unrealized
valve on May 31 (5) your account bass (St annual Marne (S) (»nor MSS (5)
Cash Cull and money balsams 20.507.54 100.00% 20.507.54
Total 120,507.54 100.00% $20,507.54
Account activity this month
Date ActhMy Description Amount (S)
Deposits and other funds credited May I Transfer JOURNAL FROM Y I 23575GHISUMNE MAXWELL 300.00
Total deposit and other funds credited 5300.00
Die ACtinty DrAnatiOn Arnauat (I)
Dividend and interest income
Tercet* interest May 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0904,17 0.25
Total taxable interest 50.25
Total dividend and hitemst income 50.25
SDNY GM 00023848
cmqc003305595903 NO70[0185082 00023 O51703057Ø Y123576550000300 Page 5 of 8
CONFIDENTIAL
EFTA_00134466
EFTA01276237

*UBS Resource Management Account Account name: Your Masada Advisor.
May 201 Friendly account name: ir : SCOTT STACK MANLYLE CASRIEL
7 Account number:
Account activity this month
con tnuedl
Check
number Ode Deanalion Amowit (s)
Checks 001052 May 16 INSURANCE OFFICE OF CENTRAL -621.00
Total chat -S421.00
Date DeSCription AMOUnt
Dill payments May 2 Withdrawal ACH WITHDRAWAL UNITEDHEAL11-10NE -556.98
May 2 Withdrawal ACH WITHDRAWAL OAT ECHEALTHONE -39.94
May 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -28.114.79
Total bill payments 434711.71
Card Items for your Attention:
The new 1185 Visa Infinite crecit card is here, packed with exCluShe trawl benefits, more rewards and more of what you lore, including extraordinarily personalized service. All
stunningly clad in metal. Visit ubsocrWrisanfinite a call us at 888-762-1232 to learn mate.
Oae Descnpelon Amount (S)
Card payments May 19 CREDIT CARD PAYMENT -160.00
Total card payments 4160.00
Minmun Payment Due Payment Due Dale Credt ire avalatie Credit Line Outstanding baaice
UBS Visa credit card(s)
payment information
for June 23. 2017 53500 Jun 23, 2017 135,00000 134,939 00 161.00
This crept cad is ensiled in UBS Pay Crept Cad feature and will automaticaty to paid from your account. Your payment is scheduled
for June 10,1017
we provide ins information on your UBS Vita (red! cards scle/y as a courtesy lo you ire UBS Visa neat cad and account ate nsuedty UBS tent
USA UBS Bank USA sends you the °Bind staernent for this account and you should make your pmnent a cord ng to their net ruck cm.
We 00 nound uide your oulslanding crept card txiarce in the yaw 01 yost account with UBS /manna Sernces Inc
Cute Activity Description Amount (I)
Money balance activities Apr 28 Balance forward 549,700.00
May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 303.00
May 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0902/17 -596.92
Mayo Withdraw* UBS BANK V5A DEPOSIT ACCOUNT AS OF 0903117 -28,114.79
conttnued next page
CNIOCOCE005595904 NP7OCOI 85082 00033 0517 030575004 YI23576S5000MO4YGM000238499* 6 of 8
CONFIDENTIAL
EFTA_00 I 34467
EFTA01276238

Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor:
*UBS Friendly account natne:Indiv ChecItICar SCOTT STACK MANLYLE CASRIEL
May 2017 Account number.
Account activity this month
(contrived)
Date AO•vIy De:cipbon Amount IS)
Money balance activities (continued) May 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 05104/17 0.25
May 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916(17 -621.00
May 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0919117 -160.00
May 31 Closing UK Bank USA Deposit Account 320,507.54
The UBS Bank USA Cepan Account is your pusnary sweep apron
SDNY GM 00023848
CNP70000305595905NP7000166087 00003 0517 030575004 Y123576550000000 Page 7 of 8
CONFIDENTIAL
EFIA_00134468
EFTA01276239

taUBS
Your notes
08, 0088088,,,,088800(8.08”0088 8,8,080,,..,.8,88,0008., GM_00023.9. 8 o, 8
End of G8,88 8,8 to account number-
CONFIDENTIAL
EFT,00134469
EFTA01276240

Important information about your statement
IS Fruncial Services to. (the Fern or UBS Fnercial hew frornyou no later than 60 days after the F rm UBS Fineneiel Services aototan protection • Prookie Current nvestments seekng the
Stress). is a mentos' of all principal washy, annuity ore you the list et ataiwnt on which the ems or the Fim e a membe, of the Seca tics hoeafcc Amerman generation of income any.
and opti re exchanges. UBS Financial Semler, and CBS Problem arAwavd. Corporation (9PC). *hitt protects store n customer, • thew Capita Appreciation: In...Amens waking
Bank USA ore i-died subsilenes of UPS AG and - Frovdeyow name at xcant nwrter (rf any/ of its members Coto 5503000 (tildes 5250.000 for growth of principal rather than the peroration of
*Meese U3S Season U.C. The Fun's flume — Cusabe te error or tie nosier you nature claims for cash). bplinatay brothse available upon income.
statement h available upon retail. The Finis ea late about, a-detrain as clearly as you car why you regasi or at *worse:noes The SEC asset protect:an • hoduce Condonation of atone and Capital
offices are at: believe a is an out a why v:u need more knits apply to all accost tat you Fold in a patrol& Appraiatun.lnlesarnents seeling both the generation
reform0On capacity. of name ad growth°, afrobel.
UBSFinatel Sexes It. — Providethe doles amobt of the suspected era. The Fini, together web certain affiliates, has also
1200 Harbor Boulevard purchased tpplerental insane_ The maemum Overall risk profiles
Weehawken, IU 07086 The Finn or Card Issuer wil nuestqate your emplane mount payable to al elgble clients, tokawcW ender • Conserves:Ia.Seeks to maintein tribal aectoal, with
and will coned rep we remedy. For alleged errors this protection is 1500 million ea al December 10, 2016.
L T B hi S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t ° . t O hy th o e f r f i r c e i c a o l r r e d c s o , b rd e o e f p y ( ou' m rn o o r l e v i t n h g a n U 1 B 0 S t V a s e a n e e d t e s b d i a t y c s u t d o t d ra o n t s h a is c , t : w a e rk M if O w c e re t d ak it e t S h u e b j f e ir c m t t o is m fu e rt p he o r k p y ro c t o e t- c d te ie d : f r a e a up t t o lim $ i 1 ta .9 ti o m n i s ll . i o c n a i b n a th e l i t n a h c w a o t r m n e e i e t a a n I t n b v t e o l , % l a at c i l a c it o n y u : t I v o rm d th o o e e r s a o n c t c o k o t e u g e n e p t n m p e a r e a w t a e w l I , i i e e th r v s e il n iG if e rt
official la. docunents, contanng conelinngdaa should your account for the amount you thiik ,s in error, so that acsegate for all yew accounts held h aesti:Liar
not be relied spas R you berme there is an firer ct you wit hew the use of the money dun he tine n capacity. A full copy of tie poky mordig b availabk inflation.
'minion please report it immodesty n writing to the takes us to complete our iwestiption. upon request, • Moderate Wiring to accept sane risk to winded ant
Brands Manager of the elite weep your accoet. tolerate some volallity to seta War returns.
Please mike all checks payabh to the Fins or be The SIPC protection ad the supplemental protection • Arsine: wiling to accept hip Mk to want at
Alharp belga.' shown ore rdended to be meinO A litnoal insanity) ()skated on tie tent of thn both do not apply to. high volatility to seek high returns over time.
statement dna **Ad not be wed Inc tan proposes Rely statement In addition to r•gear aeon len accounts • Certain financial assets controlled by (and eicbded • fnuristaant Eigedity Conearration: e sante:I a
'deb on yerend tax krms, 0.9 Form 1099. 5498 may be object to mantenatt hes, chases for late your account value) but held away from IRS Finnal Portion of the podia* fa tut account may include
10425. etc ) when prepamg your lax return. The Fire marmot kr securities purchases and charges for unpaid Services (ag., certain 6) cash at UBS Bark USA, 00 ample strategies, 'irked liquidity and rater
required by law to wen to tie IRS alterable dividends, arrant, n cash accounts Attains that at tansferred cash at MAGUS. Branches. (hi) entrance products, eighty.
report/kb ronsaubk attend and taxable interest to other instnatins may be subject to a transfer lee. including terrible annunies, and (iv) shires of mutual
eared en secuities held in you account net proceeds le nds where such shares aro registered drectly h the Statement •housholditr
on see tratactions, ad cost basipon certain covered UM Beset Options name of the account holder on the bake aid reconis We may consoldate at related account statements with
seises. 1,85 offers options kr sneers cash balances, balances of Ihe issue or transfer Kong; the sane address in the sum enveita, e.g. because
to bat deposits at UBS Bak US& and ( S AG Stamford • trice-Amen contracts or Investment interests (e.g. they haw onnes who abo mantas Ord escort
Cratereasketkins ten Firm branch (Bak Sweep Pregareg, mope/mina mutual linseed partnerships and private placements) that ale celationtps well other clews a the same address. If
• Please reconfirm ay oral cormuntatians in wring irds Money Fords) and the Intonational Deposit not registered under the Securities Act of 1933; end you prefer to receive individual gale-nerds mailed n
to further protect your riotas indudrg your rghts Aoccknt (DA) fa customers with an Hematinal • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houwholding by
unit the Se_oMies Imenor Protection Act ISM Rexene Manager ere Account. Through the Bak Preciousmetal core-and inclurProdutures contacts ceding your Feuncial Ackisor.
• If thefin/noel ectitution a the top left of ten trine Sweep Program% cash balances ae swept to MBank ad corrmodiw option contracts.
of this agents isnot UBS Ensiled' Sates, U16 USA Lp to an established knit ad then to UBS AG the SIPC protecton and to supplemental protelon do Friendly eibeitell name
Finncial Santee cries yoke accaint as dewing Stanford Samba a Wray Fund. Deans MISS not apply so these asset men if bey anywise appear 17. Friendly account ream is a cusionizabb Wriknane
looker by arra-gement rah the rokated insinutin Bank USA we FIX eared in accordance whh FCC on yore WilicnalS. The St< protection at the chosen by you to assist you with your reccedkeeptia
We informed you of this relalcnshio WU° you ruffs For mote it emotion please vii wwwfdic got lemertal protection do not protect against changes has no legal effe a on your account. You can thaw
opened this axon. h the cast your eu-a and Deposes a CBS AG StamfordBranch ad shares of namem ake vale of yas irmestrnents (whether as a your Friendly account names. through Onlne Semites a
seoalties ae boated as UBS financial Services and rot Money Fuels are not hared by the FDIC. result of market movement issuer ba-kruptcy or by contacting you Financial Advice.
the Aitoctiorg brokers ad you mist make Anton otherwise)
of any oar or omission to both firm. Through tie DA. cash balances re swept to &Dail Aoaount events.
• As ducted in the account wpreemmts, yw rust accounts at UBS AG New York Brach ad UBS AG Dividend ReineeMbent Nygren (Dan • Vale deur accorntlenYoSo. Net of assets ad
ready us of any errors or fraud trotting decks Cayman Branch. These deposits are not insured byte The peke reflected is an average Pitt You may obtain liabilities,
reflected on your statement within 30 days after 4 was FOC. Baines held at %HOAG AG Cayman Seib se the actual price from yos Financial Advisor. Only *bob • Assets Includes awed* cash balances, valets fa
mailed a made awakes. wry:rade imposed to the sovereign rid of tit Cayman Owes ae purchased under Out; Denial shays wit be restricted wcurky best L and GlobalTrebel:rah,
• Plena direct cuaterer complains or ixpries to tee tlandr, at there is no weenies or °tier obegation of sod ad the cab wit be &pocked h your account The unmated marks to make, and certain assets not held
Fimss C fent Relation 0/parent x 201.352.1699 LES AG to repay the balances while on the UBS Cayman dviderd rebveurnere price Applied by tie 'Ester may by tie Firn. Does rot intrude unaked secuntreiassets
or toll-free at 803-354-9I03, 8:CO A.M. to 6 CO P.M. Branch's books. dffe f rom the market ate at nteh the partial shires at the end d the poor and caret statement penod%or
ET Mondry through Friday, or in wing to UBS at sold privet ewes:menu, imaged stock options and
Fe-uncial %nice ec., Client Relations Dew/meet [snuck a LES Bat L6A and each UBS AG Branch are Ciarcitade nod. options
P.O. Box 766 Union City, NI 07C$7. not protected by SIPC. Money Fund shays are protected COM•ierlesa • eiaeolans retake debt balance% cumaning main
• A 0 nteenert shall be deemed complete end waste by SIPC. See 'LBS Freesia kenos Acton Protection' Cnhellole urns may be held n yokr accord if you at Ion credit line, shoe account balances.
not objected to is crating within CO days below. entitled to a palel une as a result of a docked Peered • Cash/money balances. Total of unimested atek W
• Fa TT( services_ Call 844412-0,36 or home outside • ctserwise, the Firm will ether sell panel rats a cash balances, pia deposit banes at UBS Bank USA,
the US.: Cal 201.952-1495 Upon your request, bala-ces n et Bank Sweep mane sek• a accept an mare determined by a UBS AG U.S Birches at money maket mewl had
• c b h a i r r c d d a s s ta e tr n o a s f n a e s a f r e r a o r O n s s o , M r c g a b l a l B i m t 3 p 3 in a -7 s r 6 n a 2 a b -1 t o 0 u a 0 t 0 a U , n B w S el a V ec a d t a r e o w n t d i o c e U b B il S r M P e r o t o u n g r e r n a y e m F d s u t o o n r d y D m ou A a y o m r b y a e o t l u i b q r e u t i e w da a ie te s d d e r , a s a o a id r c t t c a h r o e id s p s t r h o a c r e e e s d d s a I r n eg v i e st s e t r m ed e n cl t e o a b ri j n e g c a ti g v e e n s c y, and credit nos account N n sw o o t e n n e -c p e o b g m a a m la t n o e c d e d it s y f , r f a o re l m i e v o c r th c e e l d a r t w b b a a o l l a a f n n te c c e e e s s t a a in n te d y r a t r h e r e n a F t c ' i , c m M ou m o n a d t y a t
F W in e a e n h c a ia w l $ k e e r n .i N ce I s 0 I 7 t. 0 , 8 1 6 0 , 0 A 0 t t H e a R rb IA o A r t B E i S n A d , S 6 t t o h k fl e o s o r. F n u th tte :k r g in f c o u r r m re a n t t i o ir n e e a r b e o s u t t r a a t v e a s i l a a n b d le y s i w el e d e s, p s o b p a e i n la s b , le at P e T a l h e c e a h s n e a o c a - c d s o v e u a m n e t e t a n h n e ° d W F m i e rm a a y n p s w r e o r y a n b n t e o d t * r w i i s n e k e w p n r r o i y t f o i i n l r e g e e o a r f e c a c s o p t s e t c s ie to l u b h s m i e s i n a t e o n s y t s a o . l f T is t h h n e e s c s e l e a f u f io u n n d d d s i s n e h r d r r t p h a c e y u a O r b r e l d e i t n w p a e o y r n c io o y d u o r c u s lo e r s B o i e n f e g A n v s e a d n .
C sta a e l a m e m nt i t o e r a re s c s e o i o p n t i a s s w y r o o u n c g a o n r , if you n s e ti e n d k m y o x r r e a ve m by v . c u a b ll s in ,c g o B rr 3 io 0 v - e 7 e 6 p 2 y .1 ie 0 ld 0 s 0 , . from your Fnancial Advisor' i s n o ve ri s f t O m a e s n t t t o e b n je g c e t i i v n e p a F r a f i e n a a c - h d a a c t c sh a u n a t t h io e n n cr y ou
nknnaton teat a transfer on the statement or choose one of the flowing investment cbjecthes.
mat. The Film or Cad bsuer (as alticable must
SDNY_GM_00023850
CONFIDENTIAL
EFTA_00134470
EFTA01276241

Important information about your statement (continues)
landing information believe to be retitle, but we do rat gannet their - DPI and Ls-tattled REIT *antes are not listed on a snit investrrem mast units to ow dents, we radar
Fa &tared paormation on the Finis lending practices accuracy. national wares, echange, and ere generalry as affiliate receive rearm sharOg compinution
and craclostros. refer to your Client Relatadup - We germ* use he closing once when avalabk illiquid and even if they cat be sold, the price eon may of the instance companies unierwriting
Agreement or Accost Agreement ad the Gerve-al the mein of the lad ad ask prices for listed received may be less than the per share estimated the annuty enacts. aklattes of the issuance
Toms and Condition& ISIS Statement of Credit Noakes secludes ad options or or bid prices la OTC vale provided n the accost statement. company, or sponson of the wet investmem blasts
available in Ageeenems andDiscloarres at mantra. we detribute.
any,. unsramthernuarfirelmmes. - Los annoy traded securities may be priced using a • Restricted emurkies Restated seoritin gentralk ▪ Our Milian aka receive trwring ccarnimant sad
valuation model a the most recent price we we rot curnrery elgble for public sale. MS Fina-cial otter compensation from mutual funds and inura-co
Y040 nests cbtined and may not reflect an acu4 make nice Services uses the market price of the unrestricted nod canaries whose products we dstrioule.
Your statement itemises neuritic:, ad other assets held a wake. al the sane issuer in an reputed value f cc the — We receive an tenaal fee fran Leslie.* USA and
el the acccsat at the and of the statecraft period. You - Cenan poptiro may appear without a price ad restricted stock thr potatoesof this statement only. To LBS AG Stamford Brandyof tp to 525 pa acorn
may ad, for delve, a felt paid scarlet al any time. will thew •F in was rot aealeble• if we me the extent that rrawkied sitosein are eligiole to sate, 'sweeping to the banks Lade/ Be LEG Bari Sweep
You may receive wcuntin used as loan collateral alter unable to obtain a price for a acuity the volt 'wand may be cabstarealk less than the Program.
paying any balance dm cn them. Any securities - Deposits or securities denominated itcurrercies irrnated valet roan
transient:cat° the Fun dreg the statement period are other than U.S. dollars are reflected at the eachrge Activity
limed at market value a of the end a the statemere rate as of the statement date. • Ea. lestanatee0 income wean yields and rota. Information resenting commsscro and other charges
period. - fa certain washes Wading in norwconfa nt.) An estimate of arrual Pcane is based as conceit incurred n corect:an with the meculon of Wade,
• Own bei& In detarnning the cost basis of tie dmomivtiom pice ad qua-Illydace molt) may clniderd ad interest rates, muffling to morns will inducing option 1/Inactions has been included on
searaies included in this statement where indicated have been adjusted to facilitatePr/pa valuaim be held for one yea from natemea date or ante confirmations prenousry furnished so you, and will be
wt the natter 'I,' IBS FhancialServtes has relied To cbtan clam quotations, when amilioak, contact maturity. This athlete kora/ague:bine; accuracy provided to yea promptly COreCpeal
oninformation cbtatned from sources other than LBS ".:of Frnial Act, e cr. ad continued ncome are not guaranteed.
Fa-uncial Senicek including idormstion frcm mods,. - Estimated anted income and cunt* yield for Short selling
fins a that you may haw providedto you. Finance, certain typos of searities could include a Mum of If you are engaged in short selling a securay, you may
Adoisor. The firm does rot independently way Co ae& (incl.deg cirect principal or capital gains in which ewe the en. incur a charge due to certain borrowing costs for that
gown.e the errancy or matey of are Moonshot -Jr • ; • .... arid real estate investment Run income (ad current yield would be overstated. particular 'emery.
provided by somas other than 1.85 rhunial Seneca ft)) YW ANA. kft4 patois are gentrelk highry - Estimated axial exam and anent weld and the
h addrtion although LEES Firuncil Services gtrwalk ilicuid Caton straltred acacia haw not been ante ream and yield raja be lower a higher Open orders
updates this alternation as it is received, the Arm registered with tie Securities and Exdtrge than the estimated amounts. Regarding open or • 9mdtilkancellee adios that
does not provide amt assura-ces tat the idonntion Commission or under any state securities laws. We - An cantataof a-rualzed income fdivi:knd alder were rot executed by the statemere date, open buy and
Le der 'Cost basis" and "Unrealized girll oss' is amide emanated wakes la private investment interest) divided by the curent market set stop ceders are reduced birdie mount of dividends
accurate as d to date of this statement. As such, worites ard 'manure:I products for Hammond valretaver age balance is based on the last diand or ripts on an eAdividena a antes date unless
please donna rery on this edam:Eon to make pipes,. ay near acy is not guaranteed or bier/Kt payment made by the hoar and irinnsted otwrwise by you. You are responsble for
laschne or sale decisions, fa tar Wanes or - These values nuy differ sdatantialy from prices. names tie senritiesrdeposks will be held for one orders that .the exalted dry to 'rote failure to cancel
otherwise Accounts tra-of erred to he kill may my, at which a prate int security a year torn the statement date or until maturity. esmlvg open ceders.
reflect gar/ loss rdcrmation only foe the period of structured product may be bought or sold and do Accuracy rd contnued yield are not guaranteed
tine they se heed at to Pim More hawks' not necessariry represent the wax you may receive Privacy
Horrnat i:n can be abed by par Finarcit Adak& won liquidation. • Assets not held by UBS Financial Services. Certain To obtain a copy of ax current Chord Privacy Nonce.
- Third party eninses of idle are a of a cenain assets re not held by the Fim ardna within the please contact you* Financial Adder or vii o-r wasite
• lJneualizad gars/oases When data rs natal& date ad av supplied to UBS Fn cialServices on a fern's possession or coned. These awn are att
*sutured trreaaetd gainsrlones are calculated for regular bays by an independent valuation doplayed on pa" statement for informational — LOS F Manual Services ens a bank. The IRMA, Barret
rdotiotal setae, lots IN transaction data for - issuer, gperinal paint. or sperm, estimated valat, purposes only Positions rid values presented are Series Account RSA and IMA are brava:,
edivaal Ion may or may not reflect canmistiore, it any, are eupplied to the Fan by the issuer, provided by the racing fun UBS F refloat Services is accounts which pack access to barkirg servicesad
charges aura security reorganization events. general partner or sponsor and may be cakulated newt respond* for this ilamtion and does net troducts tvas wangenures with *Mated banks
Dividend and other reinvennent lots and systematic based on deferent information fran tanned by guarantee in accuracy. These assets are not protected and od-er bank& aid provides access to
puchase lots are each combined to divas, ore 'hod parties to denve their minuted values. by SPC or the has supplementaISIPC coverage. nsurerce and amuity products issued by inflamed
averaged lot Taw 'Trade date cotton; resents the - You can obtain acklianal iicrmatim regarding thiparty it irate campmate haat, insane*
aged Pentacle° trade dale. the methodology used to <anorak-with* enimate of • Revenue Awing end additlanal ecapeneation. agency al:safari*. of U36 Fivneal Services Irt
value ad the date of the a-Formationthat is the — h atliiim to canmksims cn sake and 12b.l fees - MS-rant eourance, ad amity products
• Callable neuritis Bonds and preferred stock that basic for the estimate by tentacle-9 your Reenoal received in connenbn with the diarkulim of mutual — Not MSC Steed • No bank guaraittee May bse rate
the icon cats for eery redemption veil be sealed Advert tuna to our clients ere ardor our aflame ram* — IMA. tescace Management Account, Brants,
inpartially by lot from amorg all startles of tat - Third party eninamot galat may be reflected at revenue shrug payment lean deo-boors ands Sermon Account BSA, IRMA and nterutoonal Resource
651/7 held now name or in nomeire name for or 'Not priced' in several Muslims, "Wen an advixrs ol the matut tenth thr we yell hew Management Account are registered service males of
clients Call lease information is obtaned from third edeperdent valuation fi, has not stopled a arrant are based on two d &rent conporentsi tO LI3SFeencial Services lac.
patties and its accuracy isnot gaanteed. Other call viable to assign a vale. when we become aware the snare of sales by IBS of a partkulir mutual - MSA is a registered tadernak owned by Visa
teases nayeast which casts affect MIA complete that a material event Nei:coated that may call a fund handy to our <lents; and SO the asset old of a hternanonal Serra Association ad used eater
eannaion will be provided upon request pritviaucly reported vale Viso question, a van a particular mutual knd fm e/ s sharesheld at the lame The LES Visa credit cards ad the WS Vea
value would be highly specubtire due to the nature fern debt card. are hued by UK Rank USA with
• Cnr•C•ia• of &Pent Os). COs are FDIC routed a the worts. - We a-dour affiliate alsoreceive networkingand permission from Visa U.S.A. I-corporate& M other
as to 5250,000 n principal and accrued interest per - When neater on issue, general partner' or sponsor onnbus processng fees in consi*ratiorif oe b-ansler Vadernalse, registered tracknurks, serva maks end
deposes ad per depository institution, h accordance emanated value nor a thOdsany estimated eats agent services that vet provide to the mutual funds. regetered *nice malt are of ter respecime
volt FDIC man. prowled, the sate of Be sandy will be *tenni These fen generalry are paid from investor assets h companies
Iran its ruche,. Mire the mutual fu nd and are a Geed dada arrant based
• Price/value Was displayed for securibes and other - 'Distributions to date' may include rein of on the number°, eacusts at the braerdeale-
Modals may be higher or lower than the Price that capital, nccrne or both. koldng mutual lards of that fu-d randy.
you would actualry receive in he market. Prices are - 'original unit size • represents the natal dining — h teat:onto canmasions received in carnation
obtained from trim hid party sources *hit we price per unrl and may not reflect yow cost base. withthe Lie or cfetributan of annuity contracts arid UN 'Mandel Services Inc Fey 201703
SDNY_GM_00023851
CONFIDENTIAL
EFTA_OOI 34471
EFTA01276242