EFTA01275887.pdf

U85 Femncial Services tsc.
Private Wealth Management Resource Management Account
c;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2017
0,70065845790617>0745Y1 0
GHISLAINE MAXWELL
Account name: GfrilStANE MAXWELL
Friendly account name: Indiv.ChecIdCar
Account number.
Your linancial Advisor-
SCOTT TACKMANLYLE CASHEL
Phone
Questions about your statement? Value of your account
call your Financial Advisor or the
RMA IleSOtnCeline at 800-RMA- '000, on May 31 (1) On lune 30 (1)
accourn
Your assets 20,507.54 18,573.84
%Ask our websIte: Your liabilities 0.00 0.00
NW1W. Lbscornilinancia:services
Value of your account $20,507.54 $18,57324
Items for your attention
• for Information about our fees, charget
and compensation, please see
ubs.cornigukletofees and
istos.comraccotardisclosures Sources of your account growth
Tracking the value of your account during 2017
Value of your account
S 76cusandS at year end 2016 143,932.84
Net ckpoorls and
716 withdrawals -125,360.31
Wur investment return
431 Dhidend and
interest income 11.31
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Value of your &corn
on Jun 30, 2017 91157314
Dec 2014 Dec 2015 DK kl 6 May 7017 Ion 20'7
SDNY GM 00023496
Member SIPC CM100C0306%4579NP7000306428 00003 C617 0305750a tom) Page 1 of 8
CONFIDENTIAL
EFTA_00134116
EFTA01275887

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Fi nancial Advisor-
Friendly account na • SCOTT STACK MANLYLE CASRIEL
June 2017
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 (1) your account
• Cash and money balances may include
A Cash and rrxmey balances 18,573.84 100 00% Your current asset allocation
available cash balances, VBS Bank LISA deposit
B Cash alternatives 0.00 0 00% account, VBS INC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important formabon
about ;our statement on the last two pages of
this statement for detaks about those balances.
Total assets 518,573.84 100.00%
A
Value of your account $18,573.84
Eye on the markets
Percentage change
Index rule 2017 year to date
S&P 500 0.62% 9.34%
Russell 3000 0.90% 893%
MSC I - Europe, Australia & Far East -0.15% 14.23%
Barclays Capital U.S. Aggregate Bond Index -O.10% 2.27%
Interest rates on June 30, 2017
One-month UlsOll. 1.22%
CHF 703C0006584580 NP 7000305420 C0033 P5i7 0305793° IICgely 2 of 8
CONFIDENTIAL
EFTA_00134117
EFTA01275888

SUBS R , e source Management Account Account name: GHISLAINE MAXWELL Your el nodal Advisor:
Friendly account name:Indiv CheckJCar SCOTT STACK MAN/LYLE CASNEL
Account number:
Change in the value of your account Cash activity summary
lune207W Year to date (I) See account activity this month1Or detah. asancet in your Sweep000PS ate ind uded in the openng and
closing haLsnces vote. FDIC Insurance *pies to dept.:itsat UBS Bast USA and ea balks participating in the
UBS FDIC insured Komori' Progarn. R &es not apply to deposits at UBS AG. Stardold Er:arch of bank
Opening account value $20,507.54 $43,932.84 cfrponts placed through the U8Sinteinational Deposit Account program WC protection /Wits to money
Deposits, including investments market sweep fund hoidrgs tut not bank deposits See Important Mformation about your statement on the
lag two pages of this 0:Ktment for detain.
transferred in 29,492.46 446,367.27
lone 2017 (5) Year to date (1)
Withdrawals and fees,
Opening balances $20,507.54 $43,932.84
including investments transferred
cut -31, 426. 48 -471,727.58 Additions
Dividend and interest income 0.32 1.31 Deposits and other funds credited 29,492.46 446,367.27
Closing account value $18,573.84 $18,573.84 Dividend aid interest income 0.32 1.31
Total additions $29,492.78 $446,368.58
Dividend and interest income earned
Subtractions
Checks and bill payments -31,365.48 -470,752.96
For proposes of tins statement, renglity of interest and dAdend income has been determined from a US
tat lePatIrg perspective. Based upon the residence of the account holder, account type, or ptcdtxl type, Card payments -61.00 -974.62
scan interest ands dvidend payments may not be subject to United States (US) an/ or Puerto Rico (PR)
income taies. The teen monthly statement is not intended lo be used and cannot be retied upon for tat
purposes. Clients should refer to the acisfratre to reponing forms they receive from MS annualy, such as
Total subtractions -$31,426.48 -$471,727.58
t c h o e o k fo e r r m :it s t 1 o 0 9 r 9 e p a o n r d ti n t g h e fo F rm or s m v s A 4 th 9 3 th , e fo e U S la I c n te re rn p M o rt R in e g w in ri f t o e r m se a r t v i i o c n e and is P t R h e T l p er r 9 a S c U ti r c y e c o re f p U a B ro S v e to nt fi a le n d th in e Net cash flow -$1,933.70 -S25,359.00
such corms accurately oeiv fy chodena Arad interest as la exempt or iamb* 'oxen* Please corsair your
Ocher:WA tax preparer. Closing balances $18,573.84 $18,573.84
line 2017 (3) rear to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 0.32 1.06
Total current year $032 $1.06 Interest period May 5 - Jun 6
Prior year adjustment 0.00 a25 Opening UBS Bank USA Deposa balance May S 821,288.54
Total dividend & interest $032 $1.31 Closing UBS Bank USA Deposit balance Jun 6 819,282 88
Humber of days in nterest period 33
Average daily balance $23,335.04
Interest earned 80.32
Annual percentage yield earned 002%
SDNY GM 00023498
CelP70003306934581 MI003305428 00033 CEA 7 03057a0110 ►age 3 of 8
CONFIDENTIAL
EFTA_001341I8
EFTA01275889

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your 1g sandal Advisor.
Friendly account n • ' SCOTT STACK MANYLYLE CASRIEL
June 2017 Account number.
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the poor bus ness day if the 26th fah on a
weekend h0110.6y Rovatct. point activity cetais can be lOund On minv.u6S.00o/OnNneteneire4
line 20'7 Year to date
Opening balance 6,549 5,709
Points earned 193 1,033
Closing balance 6,742 6,742
Your investment objectives:
You have identified the following investment objectiires for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you"
friandal Advisor or Branch Manager. Youcan find a ful description of the altemabve
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consideration None selected
Your account instructions
e Vow account cost basis default closing method is FIFO, First In, First Out.
CHM:N:0306584592 W7060305428 00033 0617 03057500 .1Y_GM_000234Wie 4 of 8
CONFIDENTIAL
EFTA_00134119
EFTA01275890

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS
Friendly account name:Indsv Cheek/Car SCOTT STACK MANLYLE CASRIEL
JUI • ' Account number.
Your assets
Some ()noes, income and current vaues shorn may teEoproximene. As a result. gains astllOssesns 1101
be &easterly refkoed. See Aperient into/tenon abut your statement a the end of ths documem for
more
Cash
Cash and money balances
Cash and morel balances may include avalasie cash balances, UBS Bank USA depot account balances, UBS Bast USA and al Uss FDIC Insured Program Bank deposit account tdaXes are insured by the FDIC within
UBS EDI( insured Rogan Bank Balances, UBS AG Stamford Stanch deposit account baasces and rroney applicable lents, but ale not protected by 9FC. UBS AG Stanford Blanc hdepost account balances me not insured
Mate MUIUS Sid sweep balances. by NYC and are not protected by 51K. Money market sweep balances are protected by SIPC but are rot Insured by
the FDC
See the important information tout your statement at the endof this document for detain about those
balances.
0penng baexue Closing baance Pike per share Average Dnidend Interest Crays in
stldng on sun I(1) on fun 30 (1) on Ain 30 (1) rate ()tried PellOd Cap &nun' 01
U8S SANK USA DEP ACCT 20,507 54 18,573.84 250,000.00
Your total assets
Percentage of Cost Unmated UnreSatd
Inoue on run 30 (5) your account bass (1) annual IneCme (S) gan or Ions (1)
Cash Cash and money balances 18,573.84 100.00% 18,573.84
Total $18,573.84 100.00% $18,573.84
Account activity this month
Date Acliety Description Amount (I)
Deposits and other funds credited Jun I Transfer JOURNAL FROM HISLAINE MAXWELL 29,492.46
Total deposits and other funds credited $29492.46
Date *direly (sesc notion ArrOUS (5)
Dividend and interest income
Taxable interest hill 7 interest UPS BANK USA DEPOSIT ACCOUNT AS OF 0& 17 0.32
Total taxable interest $0.32
Total dividend and interest income $0.32
SDNY GM 00023500
CHP7C0030055E01683NP7003305428 00033 C6I 7 030579001 Page 5 of 8
CONFIDENTIAL
EFTA_00134120
EFTA01275891

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your dnandel Advisor:
Friendly account n • inclisi rhPfkirTf SCOTT STACK MANLYLE CASRIEL
lure 201 7 Account number:
Account activity this month (contnuedi
Check
number Dale Description knowit
Checks 001053 Am 21 INSURANCE OFFICE OF CENTRAL -347.00
Total chat 4347.00
Oae Activity DeSCrlDh0n AM0unt (I)
All payments Jun 2 Withdrawal ACH WITHDRAWAL UNTECHEALThIONE -556.98
Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39.94
tun 5 Withdrawal ACH WITHDRAWAL AMEX [PAYMENT -30.120.52
Jun 9 Withdrawal ACM WITHDRAWAL Saks Retail -301.04
Total bill payments -131.018.48
Card Items for your Attendon:
The new U8$ Visa Infinite credt card is here, packed with exclusive trawl benefits, more rewards and more of what you lore. including ertraordinany personalized service. All
sturriinglyclad in metal. Visit ubs<cm'uisainfinite or call us at 888-762-1232 to learn more
tale ciesconcion Amount
Card payments Jun 20 CREDIT CARD PAYMENT -61.00
Total card payments 461.00
Mint-non Payment We Payment Due Date Crecll Inn Ayala:it Croat line Outstanding biance
lies Visa credit cards)
payment information
for July 23.2017 535OO Jul 23, 2017 135,00000 S34,807 20 4192.8O
This Mgt cad is emoted in it BS Pay Credl Card feat ute and will autcmetcaty te paid from your account Your payment is scheduled
for July 2Q 2017
We decide this information on you' Lin Visa vent card Sdely as a courtesy 10 you True 085 Visa credt cad and account ae issued ty U8$ Bank
USA. UBS Bank USA send you the officid staernent for thus account and you should make your pia/men' accord ng to their instruct ats.
We do not indult* your outstanding <fedi card bdance in the •aue of you. account with U85 Firianifie Services Inc
ctai7C003305584594 Ne7000305428 00003 OM 7 0305750tal I tgryky_Gm_OOO235rAge 6 of 8
CONFIDENTIAL
EFTA_00134121
EFTA01275892

(SUBS
Resource Management Account Account name: GHISLA1NE MAXWELL Your Financial Advisor
Friendly account name. SCOTT ST AC KMANI YIP CASFUEL
June 2017 Account number.
Account activity this month (COntriVedl
Dale Acirvity DesctclOn Am0unt (0
Money balance activities May 31 Balance foniterd $20.50754
Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 29,492.46
Jun 5 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/02117 -596.92
Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF C6/0W17 -30.120.52
Jun 7 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 06106/17 0.32
Jun 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/09117 -301.04
Jun 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 06/20117 .61.00
Jun 22 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 06/21117 -347.00
Ain 30 Closing UBS Bank USA Deposit Account $18.573.4
The UBS tent USA woo &COM IS your primary sweep action
SONY GM 00023502
CNe7001X0065134585 NP7000306428 00033 0617 030579301 0110 Pep 7 of 8
CONFIDENTIAL
EFIA_00134122
EFTA01275893

*UBS
Yournotes
---,==
_ _oconften. .
CONFIDENTIAL
EFT,00134123
EFTA01275894

Important information about your statement
U3S Fiuncial Services Pc. (the Firm or UBS Faint' her IroMyOu ro later then 60 days alter the Fern chins for used. bobnathey brochre maitre upon • Paractute Combination of Income and Capital
Servbes), is a merrber of all principal washy, ccmrroday um you the list statalialt on which the erns or req.sest or at mew spc.org The SIC asset protector. Ammerman Investments Mang both the generation
and optima exchanges. UB5 Financial Seniors and 1.85 Problem append, Min apply to all roosts tut you held in a orticulen of income rd growths" scribal.
Bank USA re i-dien subsistent, of UPS AG and - Proved, yam name ad accant Metter (0 any) capx
*lathes of UBS Secures U.C. The FiMs theme' - Cesabe tie error or the node, yeu avuTiure the Ftirhn.. together vrats certain satiates, ha also Overall risk profiles
statement R available upon regent. The Fim's roomer about, atherplain as dearly rya can why you purchased srplemernahnesake The ma mum • Conteware. Seeks to manUin nitre prithsal with
off kes ere at believe d is an acne a why yw need more stipule payk b to al elobe client, whom& utter low rite ad volatility to the acorn overall even if
dormrim this rotten:41i s 5500 million as cie December 10, 2016. the metre ea amain does not generate signifr ani
UBSFina-col lances - Proirde the demean arrant of the suspected era. Subject to the poky conditiss at limitations, cash a income a Nun and may rot keep pace with
1200 Harbor Boulevard the Firm is further protected for up to 11.9 million n the inflatith
Weehawken, RI 07086 The Firm or Card Issuer wet niestgete your carrion aggregate for all you accounts held n a particular • Moderate. Wiling 10 accept some rids to pincipal at
and MI coned thy enor promptly. For alleged "Iron capacity. A hi spy of he poky wordng is erwilebk tolerate same volalety to seek eater returns.
L T B hi S s F s i t n a a t n tm cia ir l i t S r e e m pr it e e s s e a n c ts c o th u e n t c . o O nk th o e f r f i w cia a l d re s c , o e rd x c o e f p y t ou' m ro o o r l e v i t n h g a n U B 1 S 0 V 14 ir e W d et e s b d i a l y c s a t - o dt d ra o n t s e a s c , l i w am e . M if O w c e re t d ak k e mon request. • A hi g g g h r e v s o s l i a v t e il : it W y t i o lin se g e t k o h a o c b ce re pt t u h rn it s i o r u k r t o tim p e n . n opal and
official tx dsurents. contanng coneliang data should you rant for the amount you that 6 in error, so that The SIPC protection and the supplemathl protection
M om I is b s e io r n e . l i P e e d a m se a r n ep I o I r y t o i u t " b m elie e v d e t i h a e * re n 6 w a r n it m ing a to a t he y ta o k u e s w u t s b to r i c e e t m he pl u e s te e o o u f r t h im e m es o t n ip e t y io d n u . n ng the tine e • b o C th e d l o a n n o lr t u a n p c pl i y a l t o th eta controlled by (and ridged ii • r p m or e t s io tm n o en f t t E he b a p d O i r d e m 10 1 C io o f n o s r id t e h r a a t t i a o c n c : o I u s n e t m lec a t y e d in c a l ude
Branch Manager of the office wvig your account. your account value) but hell away from UBSFinancir corrplex strategies, I Mated 1i4ii6ty and gear
Please mice all checks payabb to the Finn or the Smarts (e g.. certain (I) deposes a affihaed and ron. volatilty.
Althea)' al limits shown re intended to be accurate, Irina& ingerian ndcated on the front of tha ablated bats 00 nsurace products, naming
statement dela take not be wed Ice ear purposes Rely statement In addition to roods attest lar4 accoures variable errata's, and (6/ shares of mutual funds Sturtementehotaoholdier
meek on yeasend tax kerns, (1e Form:1099. 5498. ma/ be abject to mareenrce lees, chaps for late Mtn such tier are regained candy in the name We may consoldate al related account statements with
10425. etc) when prepamg your tax return. The Fim pasimint kr securities purchases and charges kr unpaid of tie account hot:khan the books and records of the the sane address in the sure envelthe eg. because
requiredby taw to (ism to he IRS alterable deaden* arnants n cash accotnts Accounts that are tansferred issuer or trawler agent); they have omen who also maintain jori scant
report/re nantarable drebkna and uxAsk interest to other instnitins may be subject to a Vander tee. • "regiment contracts or nvestment reerests (e.g., rebtionahjin wen other dents a the same address. If
end an secures held ni pv accour net proceeds kneed partnerships and private placements) tut are you prefer to receive individual striments mailed in
an sit breado re, rd cost basisancertain covered UBS Sweep Options not registered under the Securities Act of 1933; and separateenvelopes, yo may decline householding by
stories. LES offers options kr mewing cash balances to bals • Commodities contacts leg. fr eign exchange and cailig your Femoral Admor.
C • • u o I P t r f o n a f l e t d h f t a u h m e e s i r e r s f t i h r t n " s h e e a o t e c r r n n o e p S c k r n a i e o a e f o m t l i e r l s i m , t c * i w h i t e i a y s t i s n t u o n h I y u t n o i r o o t v t r h e L r n i a e s B l m l t l F S a o s r i r F r , r t P m h n m r r a e w o d n t t e n o u c c o p a d t a i l o r e S t n g o f e t A y n n o o r a d f e u i t e r ( n h S s n e P , w t U h A b i 3 n t a T s S i r n d g D b b P d w th a a e r e o e n n i p p l g k k o e l o r s s s a s a t . e e p s i m t m a r a I a n n r o n c c t c a e n c i e c o e l e r : i u F y n p n n D n e m a a t I t s t C t l : a n G o a a i r g i r k m l a l I n e n M U l u t o f B m t r e n P h e 5 n - u e d a B L a t U f i u f o a t n i h a B l k c i a e a l S f a c U u t e c F M t n S o e d P a d r A b d ( C n s C a a a a ( i n n n M g A t c s e d s ) o e t m n f n r r o w e o e e d r d n y s i t c t - s F D u a a A L H e s b f t O c p f N o i l l o c a W m i C a s o t t e i e r t s e a u r d d s t l . e t s . n " t i o n h p o n p a e p t t s h r n l a S e e e p d p c I P r a m i p c r o C l e o u a y s r s p n t n t a m r m o t t t o e a e : t e t m l l m h e p v t e c a a e r e s o t l k n i e e c o t t e o o s r n a c . p n o m a t t t T f i r i n o e a o m h d n n c n e t t d e s u S c o ) w o o V , i n e n n i C s n t s v o u r c p e a d t p l r s c u p p l o t t l r d l - m s t e o a e . n m e t y c e y n o e t c M i t • o n s t h t n a u ( a a M a r g r l v e p n a e e s r d r h o l s c t b e t t h e o a m c e n c h t v a a i o o e s n c n m g a t d e s s o F y T h b c o h a h y ri s o u e c e s r n o F n e F n o r d n r i t e i l l a e b y e n n c y g d a t d a i l y c y n ly l o c g a e u a o c f y f c u i c e o o c o n c u o u t t a n s n a s F t s t o a n " i - n s n n a y t a a n o e y m m o u t r e r u e a a i s l w s A , c a i t c d t h h o v c r i u o v s y n o u o s t r g u k . Y h r r n r e O e e a c n t o c e th n a e e d ) M k a S e e t e a r a v p x i n c ri y e g . s - m or .1
F br in o a k n e c r i b al y & a m rra ie th n e c m a e rr n ie t s w yo it u t h a e cc a o -d un ie t t a e s d d i e n a s ri t n a g rin F a o cc r o m u e nt n s a id t a UB rn S a A t G in S , t p am im fo a rd w B ic r k a n w c w h w an fd d i c s o hi m re . s D o e f p osk r o e t s h u e lt r . o .. f a m t) arket movement, issuer briouptcy a Moped overview
o W p e e n in e f d o r t m hi e s d a y c o c u o o s f t t h h is t h re e l a c t a c s n t s y h o i u l w r h he id n e yo a u n d MoreyFut are rot tared by the FCC Dividend Reiwanment lerograrn (DPW) • S a V b a r l e e s t of you emounapsenteo. Net of assets axe
Porkies a* boated aims financial Services and rot Through the DA, cash Winces ere swept to deposit The price reflected 6 an average price. You may obtan • Asses Includes arab" cash balances vat es for
the imodrith brokers and you nun make a mon accounts at UBS AG New Yon Brand, a-d UBS AG the actual price fran tar financial Atext Only vrok restricted security (est ), and Global Time Deposits,
of ay error or omission to both limo. Carnal Branch. These deposits are not inured byte sham re purchasedunder DRIP; partial alms voile be unrealized marks to make, andcertain assets not held
• As desisted in the account agreements yw rust FDIC. Palates held at tee LBS AG Cayman Branch are sold at the cash leer be deposited 'a your account The by tie Finn. Does rot induck unmated secuntiestassets
roily us of any enors or 'Feud involving decks tenthsanly eposed to tux sovereign nett of the Cayman chictend reiwesbnent price aeplied by the Auer may at the end of the plot and assent statement periods, a
retlecled al yote statement within 30 days after a was blends ad there is no aura-rtee or other obligation of 611e from the make price at othich the patial shares pinata lemstmerrt . unmated stock options and
mailed or made avelabla. UBS AG to repay the balances while on the UBS Cayman re sold exercisable cod options
• Please di-octagon-4r complaith or ixreies to the Branch's beaks. • List,//pea harks Mat Waxes, orstandith mato
Fim's C fent gelatins Derailment *201-352-1693 Cash-raitu loths, credit lint short accant balances.
o ET r t M ol o U n r d e a e y a t t h 8 ro C u 0 g -3 h 5 F 4 ri - d 9 a 1 y 0 , 3 a , 8 i : n C * O n A. i M g . t t o o U 6 B C S O P.M. B sh a i n r k e s d e w p e o p si r t o s t a e r c e t e n d o b t p y r 5 o 1 te K c . t e S d e e b " y L S O IP S C F . in M a o r s th e e py l 5 F 4 u 1- n r d ic th e O n n li l s y t w ed h t o o le a u p r a d n s e m l a u y s b e e a h s a a d re n s u v lt a o s f ' a r e P c e u ri t n i I f p y a o ym u e a n re t • ca s C h a b s a h l e a i n ro ce n s e , y p b le a a l s a n d c e e i s c . e T r o b ta al l a o n f c u e n s i n a v t e a s tt t a ed in a ed r r a a t *
Fivnual Senior Pc., Client Retrials Deprimenk Account Protection' below. or al-meows the Simi we ether sell pa-WILE-Ms at nen-allileted banks, a-d memm otet mutual Ind
P.O. Box 766 Union City, NI 07007. Market Cri:. Cr accept an arrant determined by a swop batances, at the cbs• of tie statement period
• A 0 stamens shall be deemed complete and accuse I4XriyOut request, balances n the bare deposits maw be registered clevh) agency, at credit yar accord Non.cornmodily tree creek balances in yar accord acv
if not objected to in writing within 60 days wthdawn, ad shoes of a limey Ford may be not semegaied from other balances and tethrn may
• Fa TT' services_ Call 1344-612.0986 or tan outside liaidatect and he proceeds nand to you a your InItat&aent objectives tau any of these fords in the ordnity cow. of is
the US.: Cal 201.3521495 sentries accctre The rmstmert objectives and risk profile ar• spec Rk to busier. These funds arepa/MA mon your demath.
• F c I f n i a r r o r u t d n h s t u e r t a a r o a n l f n s e s a f m d e o r s n W , s o , O I r c x c . a . b h l , l R K i 1 n O p 0 a a % : - r y 7 e m 6 H 2 A e a - n b r 1 b t a 0 c o i 0 r e r 0 B e U , n P l o v S e r d l w V e , 6 c o i t t l r r h e o o n f t c l i o o c k o U b r P i , l S F w it u h e r n t r h v e e u r r b g li s m c o u o n r m re e b n r w t : i a n e t e e a p r b e y o s g u t I t r M a a t v e f a r s o i l a a m n b d l y e o y s u i w e r l e F d e s ri , p e i n s o c p a i t v a i a o l i n A la s d b , v le is a e t r i e s W n a g v c e i e n h r i f e t a b m e a n e n d o M t z i c n c e h t b a t a a h n c n e g t d e i F v m i i e r n m a s y . y o p F t u r h o o r y r r I r n e o b a a t e b c n t h r w c i a i n e a c e m l c s n e i a y lu t n i o n a t u g l h o 0 a e n 1 c t o R c i, r o o y u t o ' n u ts L F T o h in r is d d to e a t ' t a s a l i i 6 n d f n o h o i r c m ld rm a e t a d io l i i o n n n t i o e n c th u e r F e i t rm pe 's r M iod IS clo R s i p ng ri v c a i k e ae r .
Weellah4.e% NI 07086, Atn RIANESA Sakes, a by calling KO-762-1000. choose are al the following investment Mirth's: ad dscbsures, refer to yes Cam Relationshg
• PeocaxeCurnentincomt Investments seeking the Agreement a accara Agreement and Iffe General
Cal a mite as soon ammo can, if you tit yam UBS Financial Senecas meant protection gereratith of Mane only. Terms and Co tons. US Statement of Credit feather
statement a receipt is wag or 4 mu need more The Firm is a marten of the Searain tutees Protection • Achieve Capita Aporaiabon threstments seeking available n Agreements andO nclosures
Corp:ration Or/. Mach protects securities antomen • ev,,uturnuney,,,uw.,
neomialon tat a transfer on the statement or growth of principal caber tan the generation of
resets. The Film or Cad Issuer (as amicable)mutt of As merrters up to 1500,000 (eickidina 1250.0X/for income.
SDNY_GM_00023504
CONFIDENTIAL
EFTA_00134124
EFTA01275895

Important information about your statement (000101rd)
Year meta obtained amid may not reflect an actual market price • Restricted sewers. Restricted securities general — Our affiliates also recent using ccerenisecim end
Your 'filament amen securities wroth.r assets held a vale se rot (unfitly ebgble for public re. UBS Pinta& ohm compromise Iran mutual funds and Muerte
hike scant al the end of the statecraft we'd. You — Certain positions may appear wilecul a pis.r d Seeman wave the maket price Ore unrestntted stock companies whose products we rastetuto.
may ask forderery of fully pad seoslits at rer tine. will now as 'price was 031 available • if we are of she sane issuer as an matted value fa lee — We wine n a-rualfee from L85 Bank USA and
You mar receive securities used as loan collateral ether unable to °been a axe for a stagily. restricted stock lint...rano/ ma stamen( only. To L61. AG Stanford Bunch of tpto QS per account
paying sly balance do on them. bey securities - Deposits a securities derommated ncurrercies the extent tut 'erected seo.rites are elgbe la sale, sweeping to the bents uncle the LES Bank Sweep
tenderfeet to Ine Vim dairg the statement period are °her tan U.S dolls, re reflected at the @whinge the ale received my be oLetantialb less than the Program
heed at war value as of the end of the sternal race as of the statement date. imposed value Mann
period. — For certain searnes racing innon-coneo nning Activity
• Cart basis In deter ring te cost basis of te denominations pnce and quantity (face vas) may • S. (aetimated) income, anent yields and rata Information regarding cpartihmsons and other dunes
rashes included in this statement where indicated hew been adjusted to Isobar groper valuation An estimate of arrual home based on crown incurred in canectai return of Wades,
wit, the number 't• UBS Financial Services has relied To Wan anent arta:aro, when mailable. contact dnidend rd interest raw, assuming to statue, will inducing optir transactions he been included an
on information obtained from sources other lhanURS 'cur Financial Acker be held for one yew from statement date or until con(i rmsions preMoutki furnished to you, rd 'WI be
Financial Smites. including Ofa -motion from anothe- nitrify. This Wilms is al/ a gukleine; accuracy provided to you promptly on worst
I im a that you may haw provided to you Fina-cial • Private investments and structured products. and continued income are not guirantee&
Adrisor. The Firm does rot indePerdently verify a Private nverment straits (rasing deed — Estimated arrest i-come rd current yeld fir Short selling
gaunt** the accuracy a voklity of my iron...Lotion pansies ean program end martial, onsestment hat scream mpes of marries sour include a return of If you re engaged in shot seer° a wurity, you may
provided by coaxes other thri U3SFhancial Senices wailer and structured prodres are gowely highly principal or capital gains in which case the est incur a charge due to certain byroweg costs for that
h Achim, although IBSFinancial Wakes generalgr hard Cerra stru-tCued amidst have not been income fa-idcurrent yield would be overaated. Priors strata.
updates he nkrmarn as ills reserved, the him registered with the Securities and Exchange — Estimated anal hane and current yield and the
does not provide any assurances thee the nfamation CannleSien et under any state securities laws. We slur name ad yield might be lower a higher Open orders
odor 'Cost base rd •Unrealced gar/ WC is Fronde *treated vales for private incinerate than the estimated annum. Regarding open or 'geode ilkeincelbe aders tun
accurate as of tie date of this statement. As such, secretes a-d structured products for Harrah:nil — An estimate of a-ruaked income (dividend ander were rot executedbythe stammer. date, open buy and
pease do not rely on tie rriamition lo make osmoses ink Accuracy isnot guaranteed. interest/ dirtied by the current maket sell stop orders are refixed by the amount of divde'ds
puthase or sale decisions la tar purposes or — These Sues may differ Abase" Iran prces, valefaverage balancers based an the last dividend or riges on an ex-dividends a a-r4its date unless
Whinier Assounb twelemed to tie Fin may any, at which a prime iweserient security or rarest payment madebythe emus and Weiser chemise by you. You are tesponsble for
reflect gallon hfcrmatim only foe the period of structured product rmy be basin. I or sold and ds mama tie urcreirdepasits will be held for crs orders tot are executed die to your (alum to cancel
tine they are had at tie Fin More hiaorkal rot neceswyrerreserri the value you may receive year torn te statement date orureil matuity. ea sting open orders.
tkanaltn can be added by you' biaxial Advisor. iscn licuidatcn. Accuracy rd continued yell are not guaranteed
— Third party eslmatesol veldt re as of a twain Priem
• Unrealised ganaleeses When data a wadable. dace std an supplied to UBS Weakest Services on a • AMU not held by LOS I'h ergiel Services. Certain To obtain a copy of as current Client Frivacy rake
estimated uroalind windlasses are cruised kr rears basis by art independent satiation firm. wets we not held by the Finn and not mini" the plow comact your Financial40.ra or vkit ar website
rdrvidal securey lots. The transaction data for — IMP; generalpa-mei or sponsor estimated sass, Ferns possnsbn or carol. These wets are le0Vailarefilgittharra2kCIP
imbibe lots may or may Oct reflect ammissica. ary, ate supplied to te f nn by the issuer, dicsleyed on yos gatemen' for informational - LES Froncial reach a not a bank. The RMA, Business
chines andor security reorganizatian events. general partner or sponsor and my be caloSatal purposes only. Positions and values presented re Services Account BSA and AMA are brokerage
Dividend and one, reinvestmene lots and ystematic based on dfferent irdormat.on Iran fist used by provided by the issuing fern LEG Freesia Services a accounts which provide access to bating venire rid
pudnase tats are each combined to (tatty re tied prin to okra tier estimated values. not rinproble for Ihe infamation and does not prodsb Ihmugh avangerrients with affiliated banks
averagedlot The 'Trate date' totempresentsthe — You can obtain +Waiter dowsing, regardig qua-antw its accuracy. These assets are rot protected and other ihiotparty banks and Fronde' access to
crqi-ol transaction trade date. te met a:bloc! wed to determine the estimate of by SWC or the Fars supplemental SIPC coverage. Insurance and annuity proicts issued by unaffiliaed
value ad the date of tie hommionths is the nird-perty insurance orbit tart. instance
• Callable securers Bonds and preferred sod thin bash for the estimate by contstng your Financial • Revenue sharing and additional campensetiew kgrayotairkriel of I_ISS Financial Sentes Inc
the kerncats for cab redemption pail be selected Advior. - h addhim to cornmarns cn tales and 12b1 lees — hvestment inure-we rd arnuity p-ccbcir
impalialk by lot from arrorg all sashes of tot — Third pity enraged vetoes may be reflected as weird in cowrie:en with lee diserbAir of mutual — Not FDIC hured• No bank guarantee* May bse vale
ewe held hour name or in nominee name for at *Not puked in several 'tuella-is: when an An* to our cants we ardor our affiliate recede - IMA. Resource Management Account, Burrs
clients Call lean nktmatin s cared from third iidepee'dent valuation Inn hes not suppled a a revenueshying payments tan distrturrs ands Services Account BSA, IRMA and retmational Resource
parties and at accuracy it not %ennead. Other call ruble to astir • yeas, when we become snare advisors of the mewl luta that we sell. These tlabgement Account re registered service maks of
ferns may enist which could affect yel4 °wrier net a materiel event ha; owned that may call a smarm we baud on two different comp:rent& (g LESFrential Semites lx.
Plormatitn Mete provided upon request previousy reported value ink question, or yawn a the ware of sales by 12$ of a Parlitula- rululd — VISA is a registered "redone& owned by Visa
value would te highk speoSetne due to tensor* Antifamily to ourclents and GO te asset ate of a htemarknal Strike Aswcution ad used under
• Certificates of deposit (0:11). COs are FDIC nsured oft* security. particur rubel ford faniys shares her at he kense The UBS Visa creole cads ad the UBS Visa
nay to 1293,000 n principal and accrued interest per - When miner an bur, tamer al partner or sponsor Inn. debt cards am Muer by UBS Bank USA with
deposer ant per depository inaikern in accordance ablated value nor a thirchpany estimated value is — We a-dour affiliate also receive networking2rd permission from Visa US.A. Incorporated AR caw
van FDIC etas. Fronded the aka of the salsify will be different smenbus processrg fees in combust:riot twister eadernaks, registered trademtets, with maks and
horn torch:me Pate agent services that m provide to te mutual(r ands regatered sense me-bare of their respect.*
• Pricehalue. Prices die:dyed fa securities and Wee — 'Distributions to date' my include return of These fees gereralbi at paid from investor asset n OCOnlanii2S
pod is may be higher or laser than the pike that capita( income or both. ero mutual fund and are a red drier morn baud
you would 'drib/ receive in the meths Prim are - 'Original unit size' Wrath-ft tie niter offering on the number ol scants at the brolier.dealer LABS Financial Services Inc Rev. 201705
drained from various tad party sources shin we Price per unit ad may not reflect your cost bast hoking masa funds of that fundfamily
tans to be crab*, lam we do not guarantee thee' — DIP and unlisted BBBstashes are rot listed ma - h ackIdon to commare received in correction
accuracy. national swathes exchsnge and are genet* win the safe or Strbutionol annuity conked' and
- We general& me the closing price when hark a illayd and own a they can be sold, the price unit inweinant trust anti lo our clients, we ardor
te mean of the bid and a* prices kr listed Meted mW be less Pan te per sham estimated our Striate receive revenue taring compensation
searges and options ce ark bid prices tor OTC value provided in the account statement. tornmany of tie route-Ice companies underrating
leashes. to away conlracts atlases of the instance
— In ace* traded *Oleos maybe paced usnp a convenesor sponsors of the inn investment trusts
valuator model or the mat recent price we re &tribute.
SDNY_GM_00023505
CONFIDENTIAL
EFTA_00134125
EFTA01275896

ues fe+andel Services tic
Private wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 July 2017
CNP700565430t 0717 VI 0
GHISLANE MAXWELL
Account name GfrliStANE MAXWELL
Friendly account name: 'nth Check/Car
Account number
Your financial Advisor-
SCOTT STACK MAN/ LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your financial Advisor or the
RMA Re it GRMA-1000, on June 30 (3) on July 31 (9)
account
Your assets 18,573.84 40,683.50
%Stour websIta: Your liabilitieS
verdw.ubs.conYfinancialservices
Value of your account $18,573.84 $40,683.50
Items for your attention
, Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your accent growth
www.annuakreditrepott.com. Tracking the value of your account dudag 2017
Value of your account
S at year end 2016 143,932.84
Net deposits and
7:6 withdrawals -$3252.27
Yaw nvestment return,
NW:lendand
interest income 12.93
Change in
malign value 90.00
Value of your become
on Jul 31, 2017 84466.50
Dec 2014 Dec 2015 Dee kl 6 Jun 2017 Jul2017
SDNY GM 00023506
Member SIPC CHP7004:6005654301NPT000187303 00003 0717 03057SOSCOCO ►age 1 of 6
CONFIDENTIAL
EFTA_00I34I26
EFTA01275897

*UBS Resource Management Account Account name: GHISLAINE MAxWal.. Your Pi nandol Advisor.
Friendly account non• 114 r SCOTT STACK MANLYLE CASRIEL
July 2017 Account number
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
• Cash and money balances may include
A Cash and rrxmey balances 40,683.50 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. UBS FDIC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about mu statement on the last two pages of
this statement for detais about those balances.
Total assets $40,683.50 100.00%
A
Value of your account $40,683.50
Eye on the markets
Percentage Change
Index *July 2017 Year to date
S&P 500 2.06% 11.59%
Russell 3000 1.89% 10.99%
MSC I - Europe, Australia & Far East 2.89% 17.53%
Barclays Capital U.S. Aggregate Bond Index 0.43% 2.71%
Interest rates on July 31, 2017
3-month Treasury bills: 1.07%
One-month LIBOR: 1.23%
CUP70003005€64302 NP7000187303 00003 0717 030575004 mix02351399e 2 of 6
CONFIDENTIAL
EFTA_00134127
EFTA01275898

Resource Management Account Account name: GHISLAINE MAXWELL Your ?I modal Advisor:
Friendly account name:Indiv Checkkar OTT STACK MANS YIP CASRiFI
Account number.
Change in the value of your account Cash activity summary
July 2017 (S) rear to date (1) See Account activity thou month for dela Is Riances in your Sweep Options are ind uctdI n the openng and
closingbalances who. FDIC insurance /pipits to deposits at UBS Pant USA and an balls participating in the
Opening account value $18,573.84 $43,932.84 UBS FDIC Insured Deposit Rogan. n ores nor apply to deposits at UBS AG. stariord march or bank
Omits placed through the U8Sinterriationa Deposit Account program SPC protection apples to money
Deposits, including investments m las a t r k tw et o s p w a e g e e p s f o u f n t d hi h s o do d c r u ig m s e tu nt t f n o o r t d b e a ta n i k ls . d eposits See important informaton about your Oa:einem on the
transferred in 31,426.16 477,793.43
July 2017 II) Year to date (1)
Withdrawals and fees,
Opening balances $18,573.84 $43,932.84
including investments transferred
out -9,318.12 -481,045.70 Additions
Dividend and interest income 1.62 2.93 Deposits and other funds credited 31,426.16 477,793.43
Closing account value $40,683.50 $40,683.50 Dividend aid interest income 1.62 2.93
Total additions $31,427.78 $477,796.36
Dividend and interest income earned
Subtractions
Checks and bill payments -9,125 32 -479,878.28
For purposes of INS statement, tenablty of interest and dMdend Income has been determined ficM a US
tax ItPoltirg Peradiar. Baud upon the residence of the account holder, account type. or product type, Card payments -192.80 -1,167.42
some interest ands dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR)
income tares The tient monthi statement is not intended lo be used and cannot be (Ned upon for tat Total subtractions -$9,318.12 -$481,045.70
purposes. Clients should refer to the aoricatie tat reporting forms they recent from 165 annualy, such as
the Comas 1099 and the Forms 480, for lax reporting information it is the practice of UBS to file the Net cash flow $22,109.66 -$3,249.34
aantilatle tar reporting forms With the US Interf0 Flektnik SerYnCe and PR TleaSurf DepenTent. end in
such lOrrns accuratsy das5ify cibsclenct ardor interest as la, exempt or tamable le4eale nease consult your
inagdual tax prepaier. Closing balances $40,683.50 $40,683.50
July 2017 (S) Year to date (1)
UBS Bank USA Deposit Account APY
Taxable interest 1 62 2.68
Total current year $1.62 $2.68 Interest period Ain 7 - Jul 9
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Jun 7 $19,282.88
Total dividend & interest $1.62 $2.93 Closing UBS Bank USA Deposit balance 1u19 840,876.30
Number of days in Merest period 33
Average daily balance 822,160.33
Interest earned $1.62
Annual percentage yield earned 008%
SDNY GM 00023508
CPIP7C0C0305654303NP7003187303 00003 0717 03057500110000 Pap 3 of 6
CONFIDENTIAL
EFTA_00134128
EFTA01275899

4t UBS Resource Management Account Account name: GHISLAINE MAXWELL Your llaanciel Advisor.
Friendly account n • SCOTT STACK MANY LYLE CASRIEL
July 201/ Account number:
My Choice Rewards Points from UBS
Rewards barns me reflected as of the 26th of the month or the once business day if the 26th fats on a
weekend Wholay ReWada pOn1 Wanly oetals ran ct lOund on min,' u6SX0rofontintSent<eS
July 2017 Yea, to date
Opening balance 6,742 5,709
Points earned 89 1,122
Closing balance 6,831 6,831
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
financial Advisor or Branch Manager. You Can find a full description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consdera tan - None selected
Your account instructions
. Yew account cost basis default closing method is FIFO, First In, First Out.
CNP70:O005654304 NP7000187303 00003 0717 0305750at Gitoonews 4 of 6
CONFIDENTIAL
EFTA_00134129
EFTA01275900

UBS Resource Management Account Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:lndiv Checkkar SCOTT STACK MAntLYLE CASRIEL
S Account number.
Your assets
Some prices, indoe and current vaues Sheri' may be approximate. AS a sea ut, gam dndlosses may nol
be accurately reflected. See smporunt into:moon about your statement a the end of this Cecurnern tos
more infortnanon.
Cash
Cash and money balances
Cast> axl morey batances may include avalaile cash balances, UBS Bank USA eeriest account balances. UBS Bank USA and al UBS FDIC insured Progati Sank depOLI scant taaXes are insured by the FDIC within
UBS FDIC Insured Rogan Sank Mantes UBS AG Stamford Branch deposit account bdances and money applicable lints, but ale not protected by SIPC. U85 AG Stanford Blanc h deport account balances see not insured
market mututt fund sweep balances by FCXC and are not protected by 5IPC. Money market sweep DVdaces are protected by SIPC but at not Insured by
the FDIC
See the Important information tout nut statement at the end of this document for detaits ~Le those
Mances.
0penng bafiXe Closing bddxe Price per allege Average DnIden0 Interest Days n
Hddng cold 1 (I.) on lul 3) Oa on Jul 31 (S) rate period period Cep amount (11
U85 BANK USA DEP ACCT 18,573 84 40,683.50 250,000.00
Your total assets
Percentage of Cost Estimated Unrealized
vue on ltd 31 (5) your account COPS (S) annum incare genot IC45 (S)
Cash Cash and money balances 00483.50 100.00% 00.683.50
Total $40,683.50 100.00% $40,683.50
Account activity this month
Date Adistly Description ~cunt (S)
Deposits and other fends credited Jul 3 Transfer JOURNAL FROM HISLAINE MAXWELL 31,426.16
Total deposits end other funds credited 531.426.16
Date Adis:1y Description ArnOUrrt (i)
Dividend and interest income
Taxable interest Jul 10 Intereg UBS RANK USA DEPOSIT ACCOUNT AS OF 07/07/17 1.62
Total taxable interest $1.62
Total dividend and interest income $1.62
Date Actiuty Degnplon Amount Oa
Bill payments Jul 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,528.40
continued next page
SDNY GM 00023510
C HP70303005654305 NP7003187303 000:0 071 0305na:000 Page S of 6
CONFIDENTIAL
EFTA_00134130
EFTA01275901

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Knanciel Advisor:
Friendly account name:Indic Check/C r SCOn LYLE CASRIEL
Account number:
Account activity this month
k0ntmued)
Dote Adsly Desciiphon Amowe (S)
Bill payments (continur) Jul 6 Withdrawal ACH WITHDRAWAL UNTECHEALTHON€ -656.98
Jul 6 Withdrawal ACH WITHDRAWAL UNTEDHEALTI-IONE .39.94
Total bill payments 49.12532
Card kerns for yew Attention:
The new U85 Visa Infinite (refit card is here, packed with exclusie warel benefits, more rewads aid more of what you lore, including extraordinarily personalized service. All
stunningly <lad in metal Visit ub5CCMPSainfinite or call u5 at 888-762-1232 to learn mare
Date Description Amount (I)
Card payments MI 20 CREDIT CARD PAYMENT -192.80
Total card payments 4192.80
Merman Pennen1 Cue Payment Due Dare Credi ine rvalade cacti line Outstanding Mulct.
UBS Visa credit ca rd (s)
payment information
for August 23, 2017 135.00 Aug 23, 2017 135,00000 134,911 00 18900
This credt cad is enrolled in UBS Pay Credi Cad feature and hill autcmaticaty be pid from your &count Your payment is scheduled
for August 20. 2017
We prance 1N s information on your UBS Visa credt tarot scleiy as a courtesy to you. The UBS Visa credt cad and account are rssued by U85 Bank
USA. UBS Bank USA sends you the oflicia staement for this account and you should wake your payment accordng to their instructions.
We OonotinduCe your 0ulstandino crew card toarce in the value of yOtr account watt 085 FirtanCia Services IrK
Dee Activity Desorption Amount (S)
Money balance activities Jun 30 Balance forward S18,57324
Jul 5 Deposit U115 BANK USA DEPOSIT ACCOUNT 22,897 76
Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06117 -5%.92
Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 1.62
Jul 21 Withdrawal 1.185 BANK USA DEPOSIT ACCOUNT AS OF 07/20/17 -192.80
Ail 31 Closing UBS Bank USA Deposit Account $40,683.50
the UBS Sank USA Depa9t Account is your primary sweep option
Oile7C0C0301654306N1d0C0187303 0002 0717 030575004 Y12357655003My_Gtmc0235quige 6 of 6
End of statement for account numb....
CONFIDENTIAL
EFTA_00134131
EFTA01275902

Important information about your statement
1.85 Faunae Services Pc. (the Firm or UPS lard' her fromyou no later then 60 days alley the fern dams for ashi. Egftnatay brochre audible upon • Ptodute Combination of Intone and Capra%
Sanaa.), is a member of all principel smithy, ccmrrodey um you the list statement on Mit. the error or remits or at saw sec. Org The SIC asset protection Appreciator. Investments Wang both the generation
and options exchanges. UPS Financial Semler, and 1.65 Problem a:Pea-ed. knits apply to all scams tut you hold in a panatela of name rd growth of pi-egg
Bank USA are i-diwct 'ulna:Janes of UPS AG and - hosed, yotr name ad accant nutter (if any) capacity.
*fibres of UBS Smarties LI.C. The FeMstnanoal - Cesate to error or tie trawler you at inure The Fla together nth certain affiliates, ha also Overall risk profiles
statement 6 available upon rebus. The Fm, s extosee about, rd sagas as clearly as you ca why you Purchased sgplemental inertia The ma mum • Conseivare. Seeks to manGin natal papal with
cakes ere a. believe d is annex a why yw need more seam! payable to at doable clients, cohesively under low ra ad solitary to the accost °mat even if
nformarn this protection is 1500 million as of December 10, 2016. that man tin scan does not generate signifiers
UBSFina-cel SeniCeS lax. - Provide the doter arrant d the suspected era. Subject to the poky andel:re at limitations, cash a income a ran and may rot Peep pace with
1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflation.
Weehawken, RI 07086 The Firm a Card bsuer wi noestgate sue complan agpegtee for all you accounts held in a partitular • Moderate: Vetting 10 accept sane risk to pincipal at
and MI coned a-ry error promptly. For alleged *iron capacity-1M copy of the poky wordi-g is swath tolerate sane Malay to seek honer returns.
L o T B f h f i i S s c i F S a i t l n a l a a te n . m c d i e a x n l u S t r n e e n e p a n r t e e t s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c a e i c l a i o n l r r n e d g c s o , d m r a d ta e o s a f h y t o o u u l ' d m y M o o o u r r i e r m e t - h m a a g U n n 1 e B 0 S f G o V r s P th in • e d n m e s b d o i a l u y c n s a - t t d o y t e a e a a- t t e h h a i e s c , h t w a :r e e in . w i e f i r ll w r c o e r r e , t d a so k it e th at T u h p e o n S I r P e C q u p e ro st t . e ction and the supplemegal protection • A hi g g g h r e v s o s l i a v t e il : i t W y t i o lin W g A to h a i c g c h e r p e t t h ur e n n s r o i v le e r t o tim p e rin . cipal and
r o o m t i s b s e io r n e . l i p e l d e a L s a e r n ep I o I r y t o i u t i b m e m te ed .* ia t t h e e ly re n 6 w e r n it e in r g a to a t he y ta o k u e s w u e s l h to e w co t m he pl u e s te e o o u f r t h iw e e m s o t n ip e t y io d n u . n ng the tine it b • o C th e d l o a n n o b t u a n p c pl i y a l t o as sets controlled by (and incised en • p tn o v r e ti s o t n m o en f t t h a e p p a o th rtf y o l C io o f n O si r d t e a ra t t i a o c n: c t e n se t m lec a t y e d in c a l ude
Branch Ata new of the olio wvrg your account. your account value) but hell away from UBSFinanciel congest straegies, tinted licwidey and peeler
Please mere all checks payabb to the Fern or the Sakes g.. certain ft/ deposits a affiliged and non- volatilty.
Allhocep al lipares titan re Mended to be accurate, Invicsal insist:on ndcated on the front of the affiliated balms 00 nsurroce products, eiCLKing
statement testa *putt not be wed kr to purposes Rely stesment In addition to reggae accord lees, accounts variable arrubies, and (6) shares of mutual funds SterGmentilotseholdise
'deb on yeawnd tax kirms, (Le • Form 1099. 5498. ma/ be abject to mare:ea-co fees, Mayes for late Mew such shuts are registered already in the nem We may consoldate at related account statements with
10425. etc ) when orepamg your tax return. The Finn pagnent kr securities purchases and charges kr unpaid of tie account hoe:bran the books ad records of the the sent address in the same envie:tow eg because
required by law town to he IRS all eatable &Mena anon; n cash accotnts Accounts that at tansterred issuer or easier agent); they have owners who also maintain joie avant
report/kb non-taut& daelisna and table Merest to other instogcns may be subject to a transfer lee. • hiregamnt contracts or riVeStrnere Merests (e.g., rebtionshas wen other dents at the same adders. le
owned en seetaties held in pis account net proceeds limited partnerships and private placements) the are you prefer to receive indisidual seaternals mailed in
ash sale brisactS ap rd con basis an certain covered UBS Sweep Options not registered under the Securities Act of 1933; a-d separate envelopes, you may decline householding by
stones. LES offers options ter swipesg cash balances to balc • Commodities caveats fr eign incline and calig your Frienctal Anima.
C • • a o t I P t f i o g n f l e t f e h t i a u h e r e s r i m r e s t f h i r t n s h i e e l a e a t c r n e l p S o c lo r i t i m o l a o n / t l k _ e s a s e m c w l l t i i e a t y s i u g s n o n s t ' y u m o i o r o s t r e h L n r ic a e n B a t l F e 4 S s n o s t i F r t r P , m h r i n n r n e o a w d t t e z n o u c c e p d t a i ' l o r t e S e g n f e a t A y r n o o v c a f e u t t i e r ( n o 5 r s , i , w t U A e tr r 3 o 1 s i 5 n n a g D b b d P w te a a e r e i o e n n p t p g h k k o h o r a s s s a s t m , e e p n i t m m s a a I s n a a n c a c t n c r i e c t e o e a e r i u n F s p n n n D a m a a t t t I s t C i l ; a n o D a a i r n g i k e m l a l e p n n U l u t o o R B m t r s n h e 5 e i - t u e d m a B A t U f i u f o a n c P a a r k c a S a g l f c o U F u e c M s D S n o d t a d I r A C b d ( n s D a - a a a ( h n n M g l A e c a e d ) o s e m r n f n a e w a o e e d n d n y i t e - t h F D a u A A u ( e f n I f e c b p N i c l d o c i a r C a s s n o t t i ) e n o e t s a a d n d t n . b d s . n g t i o n h o p n p a e t t p s h r n a S e l e p d e p c I P a m r i r p o C r a l e u y g a m s p n a r t r t m o i t s e e o a m t e t / l l h e d p v t e e c a a r e s o t n l y i e l c o t ' a e s o o n n . c p n o e a t t t T f i r i n t o a o p h d n c n e t . t d o s S c , o ) o o w P , i n n n i C n s n t v o u r c p e a d t p l r s u c p p o t t t d h r l m s t e o i e e . n m e t y c e g n e t o c i f t o n t i s t g h t n e ( a e u M e l r r g p w e n e a s d o is l d c t b t e h a o a c a e n t h p i t a o a r p a s n e n c g s a t d e s r s o F h y T b c o h h y r a i o u e c e s r n o F n e F o n r d n i r e t l l a b i y e n n y c g d a g t a l y c i y y r l o c g a e u a o c f y f r u t c e a c o o s c m a u t t a n n n a F s a e s t n r i n m a s n y t a n o y e a m c o u y i e r u a s a i l w s , A c a i t c c t h h o h C r i u o y s tI n u c V o t r g u I . c Y h r e r O n O e e J c n g c o e In a r te d e k ' t S r h e a o e a n p m i x c ig e y p . s c s ar '
F lo in c a k n e c r i b al y S ar n ra it g s e c rr a e rr n ie t s w yo it u t h la e w ite n ra ( t a e s d d i • n a s r i i e n u g ton F ac a c o m u o n r t e s a re t c U n B n S a A t G im S , t p a le n a ,o s e rd v B is r i a t n * d m s y an fd d i c s . h g a o f s ts i. D o e f posk r o e t s h u e l r t w o i f s e m ) arket movement, issuer badiruptcy a Amount overview
We informed you of this relatteMht, when you Morey Fuxe are not rend by the FCC • vat of your amomrpoinfolo. Net of assets and
opened this accost h Ow cast your but and Dividend Reiwettment Program (DPW) liabiltes
Porkies a* boated a Les financial Senates and rot Through the DA, cash balances re swept to deposit The price reflected 6 an average price. You may obtan • Assreft Includes available cash balances. yaws for
the imacig braer. ad youn ut make a npa accounts at UBS AG New Yon Brag, and UBS AG the actual price Iran you. Financial Mast Orly weak restricted security (est ), and Global Tim Deposits,
of any a or omission to both firma. Cabmen Branch. These deposits are not insured byte sham are purchasedunder DPW; partial shahs sell be unrealized marks to maim, and certain assets not held
• As desisted tithe account agreements, you must FIX. Balances held at tie LES AG Cayman Brands are sold and the rah we be deposited ''a your account The by tie Fenn Does not inceude waged secunticlassets
roily us of any enors or fraud inputting d-ecks tem:wady gassed to the sovereign rite of the Cayman cbrickind rerwegment price aeplied by the ester may at the erd of tie pnot and curtest statement periods, a
reflected 0r Our statement within 30 days after t was blends. ad there is nog...rate* or °thee oblepern of differ home* maim price at which the partial shun private imitments. invested stock options ad
mailed or made available. LBS AGM repay the balances while on the UBS Cayman re sold mem:setae cock options
• Pleacediwn *sower complaras or ixpries to the Branch's books. • Liabilliass atlas debit balances, Oislanfr9 merge
Fists C fent Relations Department a 201.352.1699 Cash-gaieu loan, credit lint shoe account balances.
or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Only whole urns may be Field nps scant. If you are • Cash:moneybalancceeps. Toul of uninsested wale*
ET Monday through Friday, a in swing to WS shires are protested by 51K. See "UBS Finer-Kai Serects entitled to a panel us as a result of a Omani termini cash balances, peas Winces at affiliated and
Feuncial Seneca Ix,. Client Ratios Depaiment Accent Bosnia,' below. • cenewne. the Finn will ether sell paohnes at nmaff aged banks, and enrolmate mutual Sad
P.O. Box 766 Union City, W 07007. Market pike a accept an arose determined by a swop balances, at the cbse of tie statement period
• A 0 sleements shall be deemed complete ad aconite LAXn Jour request, batixes .1 the bare depositsmaw be regiatered cleans agency, ad credit par accost. Non.cornwodify Ire, creek balances in yar attars are
if not objected to in writing within 60 days wischawn. ad shoes of a Money mud may be not segegased km other balances and the F rm may
• Fa TIT services_ Call 844412.0986 or tram outside gadded and he proceeds rend to you a put Invettbeent objectives use any of these finds h the ortAnity coulee of its
the US.: Cal 201.352.1495 storees acct, e, The iwnimere objectives and risk profile aspenl c to bmitesi These funds areparte tan your dema-d.
• E c I f n t a n r r t d d e e s r m t m r b a a o a n f s n G * a g n c a e t e l i r o l t a ( s n 6 s s o T , I r c ) x c , a . b o l , l R a K I s M O p t a e O - y r 7 s m 6 H a 2 e a b - r r a 1 a b 0 s o o e 0 r r 0 B a U . s P l o v S e r d l w V e , 6 c i o 1 t l i 1 e o r l n 1 t t a 1 i o c 0 b 0 U r i P , l S F w in a r c t m h le e u i r r b i g l s a c c m u o m l a d in l s c w i a nt e e a e r b e p o s u p t t r l a * a t v e f a r s o i l a a m n b d l y e o y s u i w e r l F e d e s r , p u i s o g p a a t v i a o l i n A la s d b , v le is a or M i s e n a c v c a r e h i a f e a P m c a a e c c n m u h t r g c s o e r t b i t n a a h g n d e d e i F v m i e ir n m s a g . y p o m F r o o t r y r f n r e b o a a e t c n b t h w c i a i n e a c e l e s c n a i o p g ti s a n e t t g r i h o o a e n f c t o c i a , r o r y e u o n u ts L F T o h e r i n s d d to e in t t a g a l i i i n s d f e o re x r a m lid m a e a t d io t i i o n n n th c e n c th u e r F e i t rm pe 's r b io r d a cl n os , i p n a g v c a k k e ae t .
WeehthAtiN NI 07086, Atn RIAANSA Sakes, a by calling 920.762-1000. choose are of the following inurement objectives: ad (Subsumes, refer to you Clam RelationshP
• Palm Genentinromt Investments sears the Agrees-sent a Account Agreement and tee General
Cal a write a soon asps can, if you ihnk par UBS Financial Semler amount protection preratim of ixane only. Tema and Conditions UBS Statement of Credit ftactices
slammed a receipt is swag or 4 you need more The Firm e a mate of the Searain Muesli:if Protection • Achieve CapitaAppreciabare teregments seeking available n Agreement; andOisclosuies a
hlomiatcn exut a transfer on the statement or Coloration (SIPC), Moth protects wastes =tomes growth of principal rather than the generation of Stemviset menreetntneenvInwet
recipe. The Film or Card boar Gs eglecable)fturst of its merrters up to 1500,000 (including 1250.0X/for income.
SDNY_GM_00023512
CONFIDENTIAL
EFTA_00134132
EFTA01275903

Important information about your statement (00011nUed)
Yes assets obtained and may not reflect an tour market price • Restricted securities. Restricted SeCildies generaly - Our affiliates also receive treeing cc:canister's add
Your riaarrent itemises securities it'd other assets held a Ma we rot currently elgble for public sale. UBSFilWK.31 other comperarren Iran mutual funds end insane
bre* axotnt al the end of the strews period You — Certain positions may appear wid-cul a price and Services UM to makel price °free unrestricted nod companin whose products we astrtute.
may ask fordeleiery of fully paid seostes at any lino. will Mow as • peke was not availabb • if we are of to sane issuer as an maned value fa the - We wen n arrualfee from LES Bank USA and
You may receive secuntin used as loan canner after unable to chain a pixe for a acuity. restricted stock hro domes of eta statement only. To U3S AG Stanford Branchof kas to VS pen accent
paying sly balance dm on them. Any securities - Deposits a stones derommated is turner the erred tot restricted seo.retes are 'table la sale, sweeping to the banks aide the LES Bad Sweep
tranderred to to Fins olri-g the dalefnent period are ahem run U.S dollen re reflected at the enhange the ate received may be netantialy less than the Program
lined at market vabe as of the end of the statement rate as of the statement date. erased value noon
period. — For certain searnes eking in non-conf orming Aareity
• Cart basin ter deafening the cost basis of tee denominations pnce and quantity Race Mr) may • Est. (estimated) income, aawent yields and Mee. Information regatIng commesens and other clreges
rates included n this statement, where indicated have been adjusted to facilitate gaper Munn. An estimate of arrual name a based on cram incurred in comet-ton with the executionof cadet
wih the number 'I,• LOS Financial Services has relied To *Urn current onetime, whin amiable. contact dnidend end interest rates, assuming the session will inducing optim transactions he been included en
on information obtained from sources other thanI RS 'Ca Financial Aorta. be held for one yea from statement date or ace confirmations wean* fu rrished so you, and will be
Financial %nisei'. including Ofc ention from another maturity. This Mien nay a arieine; accuracy provided to you promptly darearal.
fir, a that you may have provided to you Financial • Private invent and structured products and continued mon are not guaranteed.
Anna. The Firm does not indreerdently vet a hint nveamene steadies (rcidig divot — Estimated annual :cane ad cured yeld fa Shen selling
%arra* the maraca a %Why of any :formation pannier im program end ravel estate enestenent Inn certain types of recision could include • ran of If you re engaged in short erring • 9Kunty, yOu my
provided by soures other then U3SFinenrial Senices. "rub es) and strucered wain are generally highly principal or capital gads in which cage the est incur a charge due to certain towing costs for that
aidlicm although UBEFinancial Sabres generalki Colin structured procIrts haw not been income (ad current yet* would be overaated. Particular seam.
updates this nIcrmaten as n is recnved the him registered with the Securities and Excharge — Estimated anal dcane and curent yield and the
does not provide my assurances that the nfamation C0rnritiT) or under any setae securities laws. We aolual name ad yield mitt be lower a higher Open orders
ender 'Cott bate rd •Unrealoed gar/ lose is amble *anted valies fee pewee incasement than the estimated norms Regarding open or "goodt ilkancelled ceders that
accurate as of the date of this statement. As such, wanes and structured products for Hamra-el — An estimate of a-rusk:red income (dividend ander were not nava/elbythe neon% date. open buy and
please do not rely on this nlamition to make purposes crib Acarag isnot guaranteed. interest) divided by the (anent market se, stop orders are reduced bi the enure of dindends
purchase or sale decisions. la to arposes or — These makes may differ Matinee* Iran Aces, valsefaverage balance is based on the last dive:lend or rants on as eredividerds a ererghts date unless
otherwise Accounts larde red to tie :no may any, at which a pews iwtSerienl security 0 or ntern pyment made by the issuer and instructed other 's* by you You are responsble for
reflect gallon information only for the period of tortured produce may be baud+ t or told and der ant t* Nineteen:poses sill be held fee crie orders tat an executed an to your lane to cancel
tine they are herd at the Finn More hiaorkal rot necessrikrrepresent the value you mayreceive year from the statement date oruntil mashy. existing men orders.
intension can be added by your Inertial Advisor. keasn liossidatcn. Accuracy and continued yield an not guaranteed
— Third party eamatesol raise re at el a certain Prism
• Ureeslised gen/laeses When data a arailabk. date and we supplied to UBS Fancier Services on a • Ames not heel by UBS Pinandsl Services. Cement To obtan a copy of as current Client Privacy Nan
earned arealized gunmen are ea/Sated la marls basis by an independent Minion firm. antes we not hell by the Fan and not *Min the please COMM ye: Financial Minor or vat as %incite
ihduidyl securey lots. The transaction data for — Issuer antral partner or sponsor estimated raises, Fern's possnsbn or control. These assets re Zeitailaragitirag092kra,
Manual lots may or may Oct ref lest animas:xis, dry, are epplied tote f rm by the issuer, dislayed on yam statement for informational - LES Fivncial Smites 6 rest a bait. The RIM, Business
charges aorta security reoranitatisn events. general partner or sponsor and may be caloSated purposes onkr. Positions and values presented re Services Account BSA and BMA are brokerage
Onlend and other reinvestment lots and systematic based on diferent information Iran tat raid by provided by the issuing fm. U% Frrincial Services a accounts which povida access to Orning services and
psdrese ter are each combined to disprey ore thid pries to okeire their estimated values. not importable for the incantation and den not preen th-ough rrangerrientt with affiliated banks
averaged lot The 'Ten date (visor, presents the — You can obtain addireral ilormation regardig guarantee its accuracy. These assets T9 rot protected and other ihid-party banks, and aortas access to
orgiul transaction trade date. to meta:blow wed to determine the estimate of by SIPC or to Finds supplemental SIPC coverage. issurerr.e and arnuety products issued by unaffilired
value and the date of the ilonnaton that is the third-piny heard's.e compases throutfi instance
• Callable 'murkier' Bonds and referred etod the basis for the estimate by conertng your Shancial • Revenue shoring and additional compensation. agency abraders of ties Financial Seetes Ian.
the necroses for earn redemption wil be selected Advi.or. - h :Adana to crewmaam an salts rid 12b. I Nees — imentrront :curate, and arnuity accbcisi
inparlark by lot from arnag all seariries of that — Third prey estimated vases may be reflected as maned in connectim with the distriar en of mutual — Not FDIC ibured• No bank guarabee• May luxe retie
6.,e held dour nor in nominee name foe as 'Not priced in several Austin: when an tfnd to our clues we ardor our affiliate receive - IMA. lesasce Management Account. Blanks
chants Canteen. nfamatcn ns obtaned fromthird independent valuation Inn has not suppled a ri reveres sting paper tan distrtutas ands Sereces Account BSA, IRMA and enemational Resource
parties and ac accuracy is not gummed. Other call stable to astir a veto, when we bran* snare advisors of the maul lads that we sell. These Management Account re registered service marks of
leans may net which could affect *Id amberte that a material event has caused that may call a !Mardi are bred on two different corfprenft: (0 LESFirondal Senior lx.
inkematen rate provided upon request presioudy reported vatie Fero ...legion. or Mon a to store of sakes by tenet a particular natal — VISA is a registered alderman owned by Visa
value would to highly speculates due to the nature And family to ourclents and GO tie asset aka of a htemaknal Sent Ass:cation and used under
• Certificates of deposit (CDs). CO, are FDIC routed of the Setlinty- parlours- mutual krd lanais shares herd a the kense. The UBS Visa crede cards and the UBSVM
too 1293,000 n principal and accrued interest pat ▪ When neither an kern general partner or sponsor debt cards am issued by UBS Bad USA with
deposkor rd per depository insiitteisn eh accordance titillated value nor a thrapasy estimated mak* is — We rid our affiliate also amine networkingadd permission from Visa US.A. Iroorporated M ctwe
wits FDIC at, provided the ate of the skubyvatedillern cmnbus processing fees in comic/e t:sofa transfer rackmaks, registered us:knots, servte mans and
Iran its purchase Ore.. agent retraces that we provide to the mutual funds registered service marks are of their respect.*
• Pricelvaere. (toes die:dared for securities and other — • Distributions to date may include roan of These fees generally at paid from investor asset n nomie,
proacts may be higher or twee than the price that capita( income or both. as mutual Fund and are a feed drier meant based
yo would actually receive in the market. Prices ay — 'Original unit sire' eflorelealf to niter offering as the number of accents at the brolter.dealer UBS enannal Services Inc. Rev. 201705
drainedfrom various thid party sources *hitt we pie pie tnit ad may not reflect your cost bars heti:grant nob of that fundfamily
Mitre to be ankle, brat we do not guarantee thee — DIP ad unlisted PER seosities are not listed on a - h addnon to arnmessims received in correction
accuracy. national stones exchange and are genera*, with the sale or Stributionol annuity enacts and
- We general& use the erasing price when aeilbka iticerd and ewes 1 they can be told the price unit in butt tit to as clients, we ardor
to mean of the bid and a* pinta listed Mewed mN be less eon tea per shah entreated ou afreaate receive revenue sharing corrpensaton
searnis and options ce °nit bid prices for OTC value provided in the account statelier& torn many of the insurance companies undemaiting
leashes. the annuityarenas Mints of theme:axe
— In actin* traded scathes maybe paced usng a companies or sponsors of the hram investment trusts
valued en Model or the most ream* price we re &tribute.
SONY_GM_00023513
CONFIDENTIAL
EFIA_00134133
EFTA01275904

U85 Financial Services Inc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2017
CNP70056256050017 >2 Yr 0
GHISLANE MAXVVELl.
Account name: GHISLANE MAXWELL
Friendly account name: Indiv.Check/Car
Account number
Your linancial Advisor-
SCOTT STACK MAIWLYLE CASRIEL
Fhon
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA DRMA-1000, On July 31 (3) on August 31 (1)
accoun
Your .355e15 400350 37,710.99
Visit our website: Your liabilities aoo o.00
bwevtubtcomtlinancialservices
Value of your account $40,683.50 537,710.99
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWW. an nuakreditreport .com Tracking the value of your account during 2017
Value of your account
The tr...3fICS at year end 2016 143,932.84
Net deposits and
7:6 withdrawals -16229.57
Your nvestment return
43 9 40 7 37.7 D in i t v e i r d e e s n t d in a c n o d m e 17.72
• Chance in
market value $0 00
Value of your account
on Aug 31.2017 137.710.99
Dec 2014 Dec 7015 Dec kr& Jul i017 AUQ 2017
SDNY GM 00023514
Member SIPC CalP7000330567569SW000193470 00003 0317 03057 5001n 1Wo
CONFIDENTIAL
EFTA_00134134
EFTA01275905

SUBS
Resource Management Account Account name: OHISLAINE MAXWELL Your ri sandal Advisor.
Friendly account na • iv h k r SCOTT STACK MANLYLE CASRIEL
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 3t ($) your account
Cash and money balances may include
A Cash and money balances 37,710.99 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS is Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about tout statement on the last two pages of
this statement for deta PS about those balances.
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $37,710.99 100.00%
A
Value of your account $37,710.99
Eye on the markets
Percentage change
Index August 201 7 Year to date
S&P 500 0.31% 11.93%
Russell 3000 0.19% 11.20%
MSC I - Europe, Australia & Far East -0.02% 17.50%
BarclaysCapital U.S. Aggregate Bond Index 0.90% 3.64%
Interest rates on August 31, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.23%
CNP70003005625696 NP7003193470 00033 08l 7 030575004 GM_ 000235,591 2 of 6
CONFIDENTIAL
EFTA_00134135
EFTA01275906

Resource Management Account Account name: GHISLAINE MAXWELL Your Miranda' Advisor:
*MIS Friendly account name:Indiv Checkkar SCOTT STACKMA:41),U CASRIEL
Account number.
Change in the value of your account Cash activity summary
August 2017 (S, Year to date (I) See account a< tatty Eta month tot dela I: Biances in your Sweep Options are indudedin the cpenng and
closing DaLsnces va,r. FDIC insurance zpvies to deposits UBS Sant USA and an balls p.micipating in the
LIDS FDIC insured Deposit hrogarn. a does not apply %rap:ells at LIEIS AG. Stariord Er:arch or bank
Opening account value $40,683.50 $43,932.84 dodos pitted through the U8SinternatronS Deposit Account program SK protection ZPPMS to money
market sweep fund hearings tut not bank deposits See Important information about your statement on the
Deposits, including investments
Iasi two pages of this 00<orment for detain.
transferred in 9,316.50 487,109.93
August 2017 (1) Year to date (5)
Withd-awals and fees,
Opening balances $40,683.50 $43,932.84
including investments transferred
cut -12,293.80 -493,339.50 Additions
Dividend and interest income 4.79 7.72 Deposits and other funds credited 9,316.50 487,109.93
Closing account value $37,710.99 $37,710.99 Dividend aid interest income 4.79 7.72
Total additions $9,321.29 $487,117.65
Dividend and interest income earned
Subtractions
Checks and bill payments -12,204.80 -492,083.08
rot purposes of INS Statement, tatablty of interest and Ontdend income has been determined from a US
taw repotting tenPedise. Pieced upon the residence of the account header, account type. or product type, Card payments -89.00 -1,256.42
some interest ardor dvidend payments mat not Do subject to United States (US) are/ a Porno Rico (PR)
I p n u c r o p m os e e s ta . C ils lie n T ts h e s h d o e u n ld t r m ef o e n r t t h o s ' t h s e ta a te r m ed e e m tw is e n o o f t t r in e t t e o n r d ti e n d g t f o or m be s u 'h s e e y d r a e n c d e c n a t n fr n o o m t b U e B r S a a c n e n u u a p l o y n , s f u o c r h l a a c s Total subtractions -$12,293.130 -$493,339.50
the foam 1099 and the Forms 493, for lax reporting information his the practice of UBS to file the
aponeatie tar reporting forms with the US mterr. ReWnue seance and PR neasurf oeoarorent and in Net cash flow -$2,972.51 -$6,221.85
such Writ accurately (Many chrdends ardrce Interest alert eserrpt or 'sable income Please consult your
inagdual tax preparer, Closing balances $37,710.99 $37,710.99
August 2017(s) Year to date (5)
UBS Bank USA Deposit Account APY
Taxable interest 4.79 7.47
Total current year $4.79 $7.47 Interest period Jul 10 - Aug 6
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Jul 10 840,876.30
Total dividend & interest $4.79 $7.72 Closing UBS Bank USA Deposit balance Aug 6 840,266.24
Number of days in nterest period 28
Average daily balance 841,003.48
Interest earned $4.79
Annual percentage yield earned o 15%
SDNY GM 00023516
critmoo33056256B7NP70031930000CO3 OBI 7 030579004 COCO ►age 3 of 6
CONFIDENTIAL
EFFA_00134136
EFTA01275907

*UBS Resource Management Account Account name: Yourlqnuncial Advisor:
Friendly account nam SCOTT STACK MANLYLE CASRIEL
August 201 7 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the prof business day if the 26th fats on a
weekendMid:ay Remora porn activity delaIs (an be found on www.u0SX0MIONWStiteKeS
August 2017 tea, to date
Opening balance 6,831 5,709
Points earned 143 1,265
Closing balance 6,974 6,974
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager toucan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income 8, capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibihty ccasderat:on None selected
Your account instructions
• Vow account cost basis default closing method is FIFO, First In, First Out.
CNP7C000305625690NP7OCOIS0470 C00O3 MI 7 03057500 4Y GM e of 6
CONFIDENTIAL
EFTA_00B4B7
EFTA01275908

Resource Management Account Account name: CHISLAINE MAXWELL Your Pi sandal Advisor:
*UBS
Friendly account noose: Indiv CheckiCar SCOTT STACKMANLYLE CASRIEL
August 201 7 Account number.
Your assets
Some prices, income and current vaues shorn may teEpplOxilnellt. AS a kite. gam and lOsses may nal
be &moldy reflected. See enporiant intomeeon about your statement a ine end ol this dxurnem for
more information.
Cash
Cash and money balances
C3sh and money balances may include avalblecash balances, UBS Bank USA cbcoat account baances, UBS Bank USA and at UBS FDIC Muted Progan Bank deposit mcoJmblences are insured by the FDIC within
UBSFDIC Mowed Progarn8ank Balances, UBS AG Stamford Branch Ceposh account (Dances and money applicable lamb, but are not protected by SIPC. U8S AG Stanford Branch deposit accourt balances are not insured
market mut uel fund sweep balances. by FDIC ands* not protected by SIPC. Money market sweep balances are protected by 9PC but are not insured by
the FCC.
See the important enformetlon about nor statement at the end of this docurneM for details about those
balances.
°monoMame Closing baSsce Me per share Average wow; merest 080 in
Hddng on Aug 1 (1) on Aug al (5) on Aug 31 (S) rate period period Cap amount (S)
UBS BANK USA CfP ACCT 40,683 50 37,710.99 250,000.00
Your total assets
Percentage et Cost Estimated Umetarecl
value on Aug 31 (S) yOur account basis (S) annual intone (SI %Elinor loss (S)
Cash Cash and money balances 37,710.99 100.00% 37,710.99
Total $37,710.99 100.00% $37,710.99
Account activity this month
Date Activity Description Arrount (I)
Deposits and other fends (edited Aug 1 Transfer JOURNAL FROM HISLAJNE MAXWELL 9,316.50
Total deposits and other funds credited $931650
Date Actitily DtiCiitiOn Arrount (S)
Dividend and interest income
Taxable interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF CODY 17 4.79
Total taxable interest 54.79
Total dividend and interest income $4.79
Date Misty DeXdPbOn AMMO (5)
Bill payments Aug 2 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -39.94
continued next page
SDNY GM 00023518
CelP7C009305625699NP700019:470 00003 0817 030S7 5004 I 004)
CONFIDENTIAL
EF1'A_00134138
EFTA01275909

*UBS Resource Management Account Account name: GHISLANE MAXWELL. Your Knanciel Advisor
Friendly account name:Indiv CheddCar SCOTT STACK MANLYLE CASRIEL
August 201 7 Account number:
Account activity this month iconinveth
Ode Adnity Description Anoint (S)
ail payments (continued) Aug 2 Withdrawal ACH WITHDRAWAL UhITEDHEALTHONE -556.98
Aug 3 Withdrawal ACH WITHDRAWAL AMEX EPAY MINT 9,141 63
Aug 18 Withdrawal ACH TO Brian Yurastts AT CAPITAL ONE, NA -2,466.25
Total bill payments -$12,204.80
Card Items for your Attention:
The new UBS Visa te credit card is here, packed with exclusire travel benefit, more rewards and more of what you love, including eetraordinari)/ personalized service. All
stumirgly clad in metal. Visit ubs <cm/visainfinite or call us at 888-762.1232 to learn mote
Date Descnorion Amount (S)
Card payments Aug 18 CREDIT CARD PAYMENT -89 00
Total card payments -$89.00
Minmun Payment We Payment Due Me Ciedl the Available Ctedt Line Outstanding balance
UBS Visa credit califs/
payment inhumation
for September 23, 2017 $3500 Sep 23, 2017 135,00000 S34,856 66 9143.34
This credt cad is enrolledin UBS P4, Credl Cad feature and vAll automatically be paid Iron your accourt. Your payment is schediled
for September 20, 2017
We provide this information on you UBS visa [root caret sdery at a courtesy toyou The uBS Visa crodit cad and account are issued by U8S Sant
USA UBS Bank USA sends you the aide staernent tor this account and you should crake your parnere ac coring to their instructions.
We do not indult your outstanding <tech card balance in the value of your account wen UBS Financial Services Inc
Date Activity Description Amount (s)
Money balance activities Sul 31 Balance forward $40,683.50
DEPOSIT ACCOUNT
Aug 2 Deposit UBS BANK USA 9316.50
DEPOSIT
Aug 3 Withdrawal UBS BANK USA ACCOUNT AS OF 0802/17 -5%92
08031
Aug 4 Withdrawal WS BANE. USA DEPOSIT ACCOUNT AS OF 17 -9,14143
Aug 7 Deposit VBS BANK VSA DEPOSIT ACCOUNT AS OF 08104117 439
Aug 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 08/ 18117 -2,555.25
Aug 31 Closing MIS Bank USA Deposit Account $37,710.99
me UBS Ban) USA Deposit Accoure is your primary sweep option
(HP70008005495700 NP7000190470 00003 OBI] 03057 5 °aCM_00023,5 0MA of 6
End of statement for account numbe
CONFIDENTIAL
EFTA_00134139
EFTA01275910

Important information about your statement
O26 Financial Services inc. (the Fern or UBS Fnarcia tier IromyOu no later ten 60 days after the Frm dens for calk Embnatay 'mocha* aesthete upon • timbre Combination of Income and Capita(
Serval). it a member of all principal wain, canmodey sera you the list st Manure on ankh the ems or insist or at ate six org The SIC asset protean Appreciation Investments seeking both the generation
and coterie exchanges. UBS Financial Semites and 1.8$ Problem a:Pend . link apply to all scants toot you told in a particular of income rd wombat pri-cist
Bank USA we ached subsid:nes of UPS AG and - hoed, yotr name ad xcant welter (it Ty)) capxity.
*Saes of 1.85 Smarten LLC. The Files I refloat - Cesabe to error or the wander you seinure The Fen. together veto certain affiliates, ha also Oren' risk profiles
statemert a available upon regtest The Fines twos:re about, a-demean as chary as you CT why you Purchased miplementatinstrare The me mum • Conseveine. Seeks to manan nitial (ericial with
oft ices •-• at: believe I is anent a why you need more a...wiper:Jae to at algae cheek coltecive& uner low ree ad volatility to the accost overall even
information this protecton is 5500 trillion as of December 10, 2016. that mere toe account does not generate signifiers
WS Financial Sereces - Providethe dolor amount ct the suspected mu. Woad to the pokey condkom at limitations, cash a income a ream and may rot keep pace with
1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflation.
Weeheseen, NI 07086 The Finn or Card bsuer wE imestgste mut compare aneorte kr all your accounts held n a parikulat • Meant Willing to accept sane ride to pint:Mal at
and will coned any error lamp*. For alleged tenon capacity. A fiat copy of the poky wordi-g is enable tolerate sane volataty to seek hogner returns.
L o T E f h f G i i s c i F w a h l a l a t a e n c m c d i e a o n l c S t u r e e n r p v e i r c e n e s t s a e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r n c e i i c a c o l i r r n e d g c s o , d e r e d x e o e s f p h y t o o u u l ' d m y M d o a s r v * e e L t n h a ? a C n U u B 1 l S 0 l f V t o o r a s t a h Y l e e d s a e s m b d i a o t y u c s n a t t - o d y o t & r u a t t n h h s is a a , c t w l 6 ir e a in . w i e f i l m l w c s e re , t d s a o it n th at T w h o e n SI r P e C q u p e ro st t . e ction and the Su/plena-DI protection • A hi g g g h r e v s o s la iv t e il : i t W y to in w g o t k o h a i c g c h e r p e t t h ur ig n h s r o i v le e r t o tim pn e n opal end
not be relied tan H you bees* there is an woe or you MI hose the use of the money dialing the tine it both do not apply to • kwestmentagbilny Consideration: t selected a
omiseon obese report it inenodiately n wring to the tans us to conplen our imestiption. • Certain I :uncial met controlled by (and Main n Otetitio of the portfolio fo r tat account may include
Branch Manager of the Witt wvig )out accoint. your account value) bat hellawayfrom UBS Financial corrplex strategies. tinted licsiday and geate
Please make all checks payabb to the Firm or the Services (e.g.. cenain (i) deposits at affiliated and non- volatilty.
Aesop a 'ivies shown se Mended to be amine, finitaal insteution rocketed on the front of the affiliated bars 00 nsurroce products, alking
statement ate *cad not be wed for tar prposes Rely statement In addition to mods account feet accounts variable arruees, and (ii) shares of mutual funds Sturtementlamosholdive
sole& on yerend tax kerns, e Form 1099. 5499 may be object to mai-smarm lees, chaps for We alum such thee; are registered droctly it the rump We rnayconsoldate tA related account statements with
10425. etc ) when orepamg your tax return. The Fier paserent is securities purchases and charges ice unpaid of the account honercr. the books and records of the the sane address in the sane envelope eg. because
required by law to rexn to the IRS all tavable dividends, arnorn n cash accants Accounts that at transferred issuer or trawler agent); they have owners who ako manta joim accman
m e an p n o s d e rt e a o b tr b n a n s ra o m n d - i k l t e r e a s a , h a k e d l b d c r n o a s m n t b e d a r s s a is m n o d n a u c r e t t r a t n a k e in t i p c n o r u o v c r e e e r e e s d d s U to B o S t h S e w r e in e s p l o O a p c ti r o a n r s e p be subject to a Vander fee. • n li i m n o v t n e r e e s d t g m i p s e a te n rt r t n e c e d o r n s u h t n r i a d p e c s t r s T t h o d r e m p S r e e iv c s a u e t r - e i n t i p e e s l m a A c Y c e t e n a e t r a e 1 s s t 9 ) s 3 t (e 3 a . ; g t a . a , n r d e y r s e o e b u p t e p io a re n te f s e e h r n t a v o e w r l e o e c p b e e i s v o , e t p h i e n a r d d i m e e d a n u y t d a s e l a s c t l a i t n t h e e e m h s e o a n u m t s s e e m h a o d a d l i d l r e i e n d s g s n . b I y f
stases. 1.85 offers options ter seeping cash balaxes to ba-k • Corrmodites contacts 9.9. (reign exchange and cailrg your Financial Ackaor.
C • • a o t I P t f v o i f l t e t e f h t e a u h r e s r w i r e s t f h i r n t n s i i e a l e e t a r a n w t S p c k m r e i e m o a l c t e l i e e e a e n m c w n c t t a t y i s i s d t o n u y e I u o m t i r a o o t r e r O n i s a s d B c t l e F o c S n s o r i F r t . P r m h t r m u r e e o r n d e t t e e o e u c n p n d t s i ' l o r a e S n g t e t e A r y n o o o c s k f u t e i t r ( n i s S r e , i P w d L k A e E r e s ) i S n r n g D b b d ? w th a a e r e e o e n n p p b m k k o i o m s s s a s a . e p e e n m n a r a I s n e n a r n c a c t r r i c e c e t a i y a r s i n ' p M n n n a a o t a t t s u t i w l ; n o D r a a n g m l e l e a l n P n U l u t o o R B r m t n e h e e 5 - t s u e d a B o A t U f i u u f a n n i r B a l c k i a a s l S e f c U u t o F e c M n S D o n d a d r A I b d ( n C s C a a a a a ( n M n r M g n k c e d s ) o s e m n t f n r a w a o e e e d n n y i t t c t - h F D u a a A e f n i d n D t c p c d i e I n o c d C i n s t o t ) t e i i i e t s n s a d d s t le . d s . m n i o t n h o n o p a e t t h y r o n a e S e o d k p c I P m m u i p c o C o l u e y s o m p t s n a t t r m o m t e t o a e t t e l o m l h e p v d t e c a e r i a t s t o l n y o e t c t t s e o o s n m c . p n o a t t t e T f i r i n o a o t p h d e n c n e t . t d e s S h c r ) o o w e . t i n C n i n s n n t v o u r c P e a a t p l s c r p u a f e t t l r m s e d u o t . r e t r e t n y g e e n e o c ( l t n t l s s t t h t n u a f a e a g a r l r e w p a n r i t s d i n r h s o s c t e e h t o t c a e e n r h p t a a a r p a s n e n c g a a t d e s r s o F y T h b c o h a h y ri s o u e c e s r n o F n e F n o r d n i r t e i l l a e b y e n c n y g d a t d a i l y c y n l l y o g t a e u o s c f y f w c t c e e o o o c t a u t t a w n n o F s a s t * n r i n m s o a y t o o y n e n n u o t e u s t e a i ' w s A c a i t c c t h h o h c r i u o y s u n u c o s t r g u . i Y o h r r O n O e J w c n c T c t e a h h n d e * k c S n e h e i e a d m p n e i c i t n g e y a . s - a n e
F ba in k n e c r i a b l y S a o rr n a i - a g " e c m a e rr n ie t s w yo it u t h a e cc r o o u c n k t e a te s d c l i e n a s r la in u g h an F ac a c o m u o n w ts a Y t a U w BS n s A : G an S , t p a l n e fo a r * d v B is ra it n m c e h w an M d o e h g m a s D o e f posit r o e th su e l r t w o i f s e m ) arket movement, issuer bankruptcy a Award overview
We in you of this relalcnshio ninny%) MontyFut are not trend by the FCC • Yale of MS BCCOuilti):041C40. Net of assets aid
opened this accost h the cast your tu-M and Dividend Reiwestment Program (DRIP)
sepalties tre boated at LOS financial Services and rot Through the DA, cash tonnes re swept to deposit The price reflected is an average price. You may ottan • Asnab Include, wobble cash balances. vales for
the iweracig broker, and you mist make aspen accounts at UBS AG New Yore Brard a-d UBS AG the ockial price ran you Financial Adviser. Orly aide restricted security est ), and Global Tine Deposits,
of ray error or omission to both time Cayman Branch. These deposits are not ircured byte ewes are purchasedunder DPW; partial 'has veil be unrealized marts to make, and certain assets not held
• As deabed in the account adeements, you met FDIC. Balances held at tie LES AG Cayman Branch are sold and the cash *1 be deposited ii your account The by tie Fim. Does rot include waked securtielassets
romay us of any enors or 'Feud irreffsing decks tempsaily missed to the sovereign refs of the Cayman &Aden rerweanert price stpplied by toe Ester may at the end of the poor and oneret statement penods,
reflected al your statement within 30 days alter t was aria and there is nog...wee or °thee obligaten of ale Mom the make( price at which the patial shares private iweetmente awned stock options and
mailed a made enable. 1.85 AG lo repay the balances while onthe UBS Cayman re sold merckable cock options
• Pleas direct simmer complaims or names to tie Branch's take • (inaolus aides debit balances, o.Rstanfrg merge
Fien's C Tent Retatiris Department x 201.352.1699 Cash-alieu lloowans,, credit lint short account balances.
or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund On& whole unts my be hid n yos account. If wey ae • Cashinroney balances. Total of unimestei avatlrkelke
ET Mondry through Frday, or in wing to WS shires are protected by 51K. See 'WS Finance' Sitnaf entitled to a pain us as a result of a dreary:Deemed cash balances, alas depots balances at affiliated
Fe-uncial Semites Ix,. Client Reads Depaiment docent noted:se below. a cessewsie. the Firm we ether sell peal ines at non-affiliated bails, a-demonmate mutual fun
P.O. Box 766 Union City, NI 07067. flUlt.trii:40* accept an arroyo determined by a swop at the cbse of tie statement ',nod
• A II sisements shall be deemed complete ad waste W elsour request, helixes n the bare deposits me be regatered clean agency, at credit yar accost. Non.cornendity free creek balances in yar ocean re
not cbacted to in writing within 60 days telidawn, ad sham °foamy Fen may be not sergated from other balances and the may
• Fa Dr services Call 044-612-0936 or from outside lic1Ads4 and he proceeds nand to you a yout Inviable,* objectives use any of these knds h the. oreSnity corns of its
the US.: Cal 201.3524495 sectrkes accent. The nivestmert objectives end risk profile an speck to biskess Thew funds are pate won your doma-d.
• F k c l W y a r r e r e c d a e n a t h o r t a a d a ra w n l n s $ k e a s e e f c a n e n t , / r N t 0 c s O e m I s F o , 0 T I r c x 7 ) c a . 0 . b l a , l 8 8 i 1 s 6 l 0 0 p , t 3 e 0 e a - 0 r 7 t s n a 6 H e a 2 a r b R - a r 1 o b I A 0 u o o S 0 t r r B 0 T E U G B e l a e S A le i w W , S d 6 r i e a t l o h e n r n d f t i l a o o c e ' o b . U r B i , l S F c i w n r a e c b t r h l e y id e . c u r n a b i g l e t li m n c c g u o l 9 a r v r 2 e a t r 0 c w t . i 7 n a n 6 e t e a 2 e r b - p e 1 o y s 0 u t ik 0 t r k a 0 a t v e fr a s o i l a a m n b d l y e o O s u w l r d e F s e in , p a i o t n p c a i t v a i a o l i n A la s d b , v le is or P i s e c n h a l p e v o c e a a h o s s s e a t c e m c a a o c e c o n n t h u e t c n c e h o b t a f t a a h n t c n h e g e d e e F i m v i b i n n e a l k n o y y o p w F w u r o i o r n r r y f n g n e b e a a e a c & n m t h w c u i a i n e s a c e e r l m c s a n i o e t n y i n r n a o t d t g u c i h o b o a a n j f c e o l c a t t r o k n y u y e o n s u t : s F l a T a o h n t r is a c ( t S o i m n t u a g b l i i s a d n u f i m o h r i r l 0 e i m 1 d r 1 e a e 1 t t 1 e i l o 6 c i n n 0 to 1 t 1 h y c e o n c u th u G e r e e F r i r r a m p R e 's e r l i l o o a d t r i a o c n l n o s s , h i p n P r g a v d a k lu o e s .
• Prods* Currentincont Investments mai-nth, Agreellynt cr *cent Agreement and tie General
Cal a write as soon as you can, if you tea your UBS Fiunciel Senders aeon protection generation of axon only. Terms and Conditions OBS Statement of Credit Peaces
s n t k a n m na e t n e n a t r e ec a e t ip a t t i r s a w ns e f c e r r g o o n r t a h e y o st u a n te e m ed e n m t o o r r e C Th a e p F a ir a m ti o is n a ( m SIP e C t ) e . P r e o a f c h th p e r o S b e e v d i , li m es a I n n t v i e c s , t c s u s P t r o o m te e c r t s io n • A gr c o h w rw th e o C f a p p r r in ta c n ip n a o l r c e a c b i e a r b t o h a a n M t e h g e m ge e n n e t r s a s ti e o e n k o in f g S & tr V w a w t o & bi r n AgmaeMs JadDiSdOSIOt3 at
recta The Film or Cad bsuer (as aPlacablemukt of es members up to 1500,000 (aluding 6290X/for income.
SDNY_G M_0002 3520
CONFIDENTIAL
EFTA 00134130
EFTA01275911

Important information about your statement (00nillUtd)
Year —eta obtained and may not reflect an /stud market price • Restricted securities. Restricted Sersrdies generaly — Our all diates also receive treeing cornmissons rd
Your stearrent itemises securities 'Sothic reset held a vela re rot currently elgble tar public sale. UBS Fine-col offer compernatian frommutual funds and Munroe
late axant al the ado( the slaternere period You — Certain positions may appear wilecul a price ad Services wet the nuorkel price of the unrestricted stock compares whose products we dstrtute.
may ask fordovery of fulls pad searees at aar tin*. vrill show as • irks was not avarlabb • if we are of the sane issuer as an matted value fate — We recent n a-rualfee from LESElank USA and
You may receive securities used as loan collateral after triable to °Min a pixe for a warty. restricted slack to domes of the statement only. To U3S AG Stamford Burghof mato QS per accent
paying sty balance di: on them. bey securities - Deposits a securities denominated istuner-oh the talent tot redacted secretes are elgbie la sale, sweeping to the banks ender the LEES Bari Sweep
transkned to to Firm dying the statement period are other than U.S dolls, at reflected at the crohmge the ate naked may be otstantialy lets than the Programs
lifted at market vabe as of the end of the stamen rate as of the statement date. imputed value town
period. — for certain secedes racing in non-confo rmix) Mitt'
• Cart basis let dietrrnning the cost basis of tithe denominations pnce and quality (face vale) may • S. (stinted) income, anent yields and rata. Information regatIng coumnintioes ins and other dunes
scabies induded n this statement More indicated have been adjusted to locileate proper valor at An estimate of arrual riccme is based on carat incurred n carocton with executionof Wades,
wih the number 'I,• LOS Financial Services has relied To cbian current greaten:re, when anniala confect dnidtrd rd interest fres, assuring to 'runes will inducing optia transections he been included an
on information cbuined from sources other tient-SS 'car Financial dekko" be held for one yew from statement date or age confirmations previously far:shed so you, rd will be
Financial Semites. including Ofa -motion from anothe- meturity. This thins* k oribra gialeine; accuracy providedto sou prat-ernes-pi-Klatt.
I km a that you may hawprovidedto you Fina-oial • Private investments and structured products. and continued mono are not guaranteed.
Adam The Firm does not indePerdently vet a Private neurone searches (rcidng dices - Estimated arnal arcane and anent yeld la Short sating
gaunt*. the accuracy a vaidiry of ay ireornution partner on program ad real estate investment tat certain types of saran could include • ram of If you are engaged in short selling a sorority, you may
provided by coaxes other than U3SPhancial Senices. sant es) and *wired pedals are rarely highly principal or septet gains h which case the est incur a charge due to certain brawny costs for that
aidlicri, although UES Financial Services gineraly Cain structued prodzas tun* not been income (r of current WW1 would be overstated. Particular storey.
updates fib nformati:n as t is received, the hem registered with the Securities and Exchange - Estimated anal kart, and ctrrent yield and the
does not provide any assurances tut tie idamation CannleSiorl or under try state securities laws. We actual rume ad yield mitt be lower a higher Open orders
srder "Cost base" rd "Unrealced ger/ bye is prorde estimated agar; fox private inveterate than the estimated amount... Regarding open or 'goods ilkancelee ceders fist
accurate as of the date of this statement. As such, sectriles a-d structured products for Haman:rat - An estimate of ay-waked income (dividend ander were not wanted by the statement date. open buy and
please do not real on this rdamation lo make arrows only Aatrary isnot guaranteed. interest) deeded by the current maket sell stop orders re refixed by the amount of difidends
puffiest or sale decisions la to puppies or — These alas may deter Abate" two pees, valefaverage balance is based an the last diedend or opts an an eedividerds a eterights date unless
°things. Accounts turde rred to tie Film may any, at which a prwale iwestmenl security a or rarest payment made by the iron and instructed atomise by you. You are responsble for
reflect gallon recrrnatin only fa the period of tortured product may be barfil or sold and der ammos to soorkimudesouls will be held for one orders tot am executed do to your (slur, to cancel
tine they are held at the Fit More higorgal rot necessaibrrepresent the valueyou nay receive year torn to statement date or until mataity. existing aces orders.
reartattn can be ailed by wax Inertial Advisor. upon liguidaton. Accuracy and continued yell re not guaraaked
— Third party eslmatesol vela re as d a certain Privity
• Ureweited gansileeses When dos a arailtbk. date and re supplied to UBS Financial Senrices on a • AMU not held by WS Pinandal Services. Certain To obtain a copy of as meat Client Frieacy Nage
*striated u-realisred gainglosses are celcutatad la rimer basis by an independent valation firm. assets re rot held by the Fern and not welsh the pleas collect your Financial Admire- or vkit or webske
rdrvidal securey lots. The kr-enaction data for — Issuer, general patner or sponsor estimated valas, Fkrn's possession or control. These assets re at Rerralaallesairaltikt.
rilivisleal lots may or may Oct reflect animas:xis, ry, are applied to the Fen by the issuer, dialtyed on yar statement for informational - LES f roncral Senices is rat a bank. The RMA, Business
chsrges andor security reorganization events. general partner or sponsor and may be calculated purposes only. Positions and values presented we Services Account BSA and AMA are brokerage
Diiidend and otter reinvestment lots and systematic based on dfferent irioimeton Iran fat teed by provided byte awn? fern LEG Froward Services is accounts which priada access baba-king services and
pad ale bit are eachcombined todisplayre tides-lies to derive their estinaled values. not nurreible for to information and dos not prodeds th-cugh rangerronts with affilizsed banks
averaged lot The 'Trate date' alarm presents the — You can obtain atlas: al ilormatioin repair9 qua-mw its accuracy. These assets re rot protected and other ihtd-partybanks, and provides access to
crgral transaction trade date. the meficdalogy wed to determine the estimate of by SIPC or the Finn's supplemental SIPC coverage. ?swore.e and arnuity proActs issued by that-haled
value ad the date of the ilommton that is the trird-prty haunters compries Nays instance
• Callable seeuritiet Bonds and pretend god that bash for the estimate by contecttg your Fioncial • Revenue daring and additional compensation. agivoyabsidaries of 125 Fhancial Satin Inc.
the issuer oats for cab redemption wit be selected Advisor. - h addhan to camiisbm on ales and 12b'1 tees — tmestrront. inura-ce, rd arnuity p-cciacis:
inpaglY by lot from anog all swishes of that — Third party estimated vales may be reflected as recessed I-Kunnas-6:n with do distrba On of mutual — Nut FDIC haured• No bank guarantee* May lose vale
apse held hour nave or in nominee nage for as 'Not priced' in several Muslims: when an Anis to our chats we actor our affiliate receive - IMA. Rename Management Account. Barer
clients. Call team nktmatal is cbtened from third nitiperdent valuation Inn has not suppled a ravensslang payments tan diatutas ands Sauces Account BSA, IRMA and ntemational Resource
parties and its accuracy is not iarranteed. Other call rruble to astir a was, when we bran* aware advisors of the mama lira that we sell. These leanagemint Accoug re registered service maks of
leans may eiist which could affect Weld amparmte that a material went has occsered that may call a rank we bared on two different rorrsaants: (a LESFrencial Senior lx.
inkrmatian Mate provided upon request prehousa repined as haa question, or viten a tie aware of sales by LAS of a Parboria- "Owl — VISA is a registered radon,* owned by Visa
value would to highly specie:gra due to tie main 1u-dimity to ourclents; and GO fie asset alai al a htemaignal Sent Aswcation ad used units'
• Certificates of deposit (030. CDs are FDIC nsured of the Wilily- macula- mutual krd lama's shares held a to kense. The UBS Visa creek cads ad the LBSVia
ra. to 1293,000 n principal and accrued interest pet o When miter an aura-, general partner or sponsor lent debt cards at itterd by UBS Bank USA with
&gator rd per depository institution hiaccordance estimated value nor a thirdpany estimated vale is - We ad our affiliate also receive network rigr d permission from Visa US.A. It-corporates'. AA odor
wrih FDIC Ars. post the ala of the seasay will be dillerat omnbus processing fees in considerate:06x transfer rademaks, registered trackmarks, ante maks and
Irons 6pm-chase price. opera 'awes firawprovde to the mieualfunds registered 'erste marks are of tar respects*
• Pricelvakie. Prias dig:deadlier securities and Other - 'Distributions to date may include roan of These fees generally re paid from investor assets n eceroanes
proarts may be higher or Saar than the price that capital exam or both. to mutualI und and are a ford dabs arrant bred
you would actualY receiw in the market. Prim we - 'Original unit size' represents tie hitid offering on the numbed =ants at the brolter.dealer UBS Financial Services Inc. Rev. 2O12O5
drainedfrom various hid piny sources *hitt we Price per unit ad may not reflect your cost bast hokingm ita fads a that lux:family
teats* to be reliable, brat we do not guarantee thee - DIP ead unlisted BEI( stashes ore not listed as a - h addrIon to commissins received in correction
accuracy. national secumes exchange and are genera/1y with the safe or distributional annuity contracts and
- Wegener)y use the closing price whena<altka Arid ad wen a they can be sold, the price unit invesinont art .net to our clients, we ardor
**mean of the bid and a* paces fcr heed marred ma be ten tan Ia. per sham estimated on afloat Waive revenue daring compensation
searbies and options c ones bid prices tor OTC value provided in the accent statement. ban many of tie harance companies u-denysiting
searkes. the annuity contracts affiliaes of theink:axe
— Less actin* tread 54.O.r 0.5 maybe pored using a camases or sponsors of the inn investment trusts
valur on model a the most recent price an we &trawl*.
SDNY_GM_00023521
CONFIDENTIAL
EFTA_001 3414 1
EFTA01275912

U8S Felancial Services tic
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2017
CNC:70155613330917 X134 Y1 0
v ,,k/c I
Account name GHISLANE MAXWELL
Friendly account name: Indiv.ChecklCar
Account nu mbe
Your Nnencial Advisor-
SCOTT STACKMA:411.1LE CASRiEL
Phone: 212-821-70001800-308-3140
Questions about your statemest? Value of your account
Call your Financial Advisor or the
RMA ResourceUne at 800-aMA- 1000, on August 31 (3) on September 29 (S)
account 029023576
Your assets 37,710.99 44,161.91
Visitour website: Your liabilities 0.00 0.00
www.ub8comainancialservices
Value of your account $37,710.99 $44,161.91
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditreportcom. Tracking the value of your account during 2017
Value of your account
S the u:;3119$ at yer end 2016 1.43,932.84
Net deposits and
7:6 withdrawals 1216.05
Your rivestment return
:39 442 Dividend arxl
37.7 interest income $13.02
Change in
market value 3000
I9
Value of your account
on Sep 29, 2017 $44161.91
Dec 2014 Dec 2015 De: 2016 Au; 2017 Sep 2017
SDNY GM 00023522
Member SIPC CNP7000S0C6551333NP7000309008 00003 0917 0305 01100 Page 1 of 6
CONFIDENTIAL
EFTA_00I34I 42
EFTA01275913

SUBS
Resource Management Account Account name: Your iq nodal Advisor
Friendly account name:' 7' STACKMANLYLE CASRIEL
September 201 i Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 29 (8) your account
• Cash and money balances may include
A Cash and money balances 44,161.91 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS FCC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about your statement on the last two pages of
this statement for detail about those balances.
Total assets $44,161.91 100.00%
A
Value of your account $44,161.91
Eye on the markets
Percentage change
Index September zol 7 Year to date
S&P 500 2.06% 1424%
Russell 3000 2.44% 13.91%
MSC I - Europe, Australia & Far East 2.53% 20.47%
Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14%
Interest rates on September 29, 2017
3-month Treasury bills: 1 r
One-month LIBOR: 1.23%
CNP700O30OS561 334 NP7003303008 00C03 0317 030575Ofly_Gitoconase 2 of 6
CONFIDENTIAL
EFTA_00134143
EFTA01275914

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your ?I nandal Advisor:
friendly account n • 1 iv r SCOTT STACK MArnrii CAMEL
September 2017
Account number.
Change in the value of your account Cash activity summary
September 2017 (S Year to date IS) See Account activity the month lot decal:. Mantes In your sweep ow ons are end udeclin the cpenng and
closingbalances 'eau'. FDIC Insurance *pier to deposits at UBS Bank USA and EA bans patcipat ing in the
Opening account value $37,710.99 $43,932.84 UBS CDC insured Deposit Frogarn h does not mopty to deposits at UBS AG. Stariord Erarch or bank
ceposilS placed through the UBSInternationd Deposit Account program SVC protection appl ies to money
Deposits, including investments market sweep fund holdngs bill not bank deposits See Important inf ormabon about your statement on the
last two pages Of this 00c fineM for details
transferred in 12,289.01 499,398.94
September 2017 (5) Year to date (1)
Withdrawals and fees,
Opening balances $37,710.99 $43,932.84
including investments transferred
cut -5,843.39 -499,182.89 Additions
Dividend and interest income 5.30 13.02 Deposits and other funds credited 12,289.01 499,398.94
dosing account value $44,161.91 $44,161.91 Dividend aid interest income 5.30 13.02
Total additions $12,294.31 $499,411.96
Dividend and interest income earned
Subtractions
Checks and bill payments -5,700.05 -497,783.13
For poposes of Ins statement, tatablty of interest and dMdend income has been determined Nan a US
lm rePortirg CersPeclhr. Baud upon the residence of the account holder, account type, or product type, Card payments -143.34 -1,399.76
scow interest arch dvidend payments may not bo subject to United States (US) anda Puerto Pico (PR)
Income tares. The (lent month// statement is not intended to be used and carnet be retied upon for tar Total subtractions -$5,843.39 -3499,182.89
purposes. Clients should refer to the aorieatie tag tenoning forms they recent from Les annudly, such as
t a h p e p l l i o ca r d a e n t 1 a 0 r 9 r 9 e p a o n r d ti n t g h e lo F a o n r s m v s (I 4 th 9 3 th , e fo u r s la m x te re rr p im o rt R in e g ve in nu fo e r m se a r t v i i o c n e a it n d is P t R h e T r p e r a a S c u ti r c y e D o e f p O UB rt S rr e to nt fi a le n d th in e Net cash flow $6,450.92 8229.07
such fOrrns accuratety classify diadem:tardy interest as lel exerrot or tamable interne. Please consult your
indgdual tax prepare( Closing balances $44,161.91 $44,161.91
September 2017 (S) Year to date (t)
UBS Bank USA Deposit Account APY
Taxable interest 5.30 12.77
Total current year $530 $12.77 interest period Aug 7 - Sep 7
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Aug 7 $40,266.24
Total dividend & interest $5.30 $13.02 Closing UBS Bank USA Deposit balance Sep 7 $44,305.25
Humber of days in nterest period 32
Average daily balance $39,207.07
Interest earned $5.30
Annual percentage yield earned 0 15%
SDNY GM 00023524
CelP7C00330656133SNP7003309COBCOCCO OM 7 03057500 tot
CONFIDENTIAL
EFTA_00 I 34 I 44
EFTA01275915

*UBS Resource Management Account Account name: Your llnenciel Advisor:
Friendly account name- ir SCOTT STACK MAMLYLE CASRIEL
September 2017
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th or the month or the prow bus ness day if the 26th fah on a
vRekerx,h3liciay Reward. point acta,vty CetalS can be found On www.uas.comtonNneservices
September 2017 Year to date
Opening balance 6,974 5,709
Points earned 38 1,303
Closing balance 7,012 7,012
Your investment objectives:
You have identified the following investmentobjectives for this account, If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Mandel Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document.
Your retain; objective:
Current income is capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility constderation None selected
Your account instructions
• Yots account is currently coded for margin.
• Your account cost basis default closing method is Elk), First In, First Out.
CNP703C0306551 336 NP70C0309CO8 COO33 0917 030575M4 Jf3PtY GM alige of 6
CONFIDENTIAL
EFFA_00134145
EFTA01275916

Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
*UBS Friendly account norm: Indiv Checkkar SCI TT STACK kil Arai Yr F CASPiri
September 2017 Account number.
Your assets
Sane ones, incoMe and current waves ShOrin may teeppradmale. ASS rest*. gam didknitsMai nos
be accurately refkaed. Ste imporunt intounabon about your statement a the end of ths Cecument fOr
more infornsion.
Cash
Cash and money balances
Cash and mon?y balances may include avalaole cah balances, UBS Bank USA deposit account balances, PBS Balk USA and al UBS FDIC Inured Progan Bank deposit acCOunt tOerXts are insured by the FDIC within
UBS FDIC insured Rogan Bank Balances, UBS AG Stant old Branch deposit account baances and rroney Donut* lints, but ale not protected by 9FC. Lit3S AG Stanford Blanc h deposit account balances ale not insured
Matt MIAMI fund Sweep bianCeS. by FCC ander< not protected by 51K. Money market sweep balances are protected by 9PC but are rot insured by
the FCC
See the important information aboutsoui statement at the endof this document for detaits about those
balances.
openno bailee ClOsinobaance Pnce per share Average Ori:fendInterest Ogsm
Hddng on Sep I CS) on Sep 29 IS) on Sep 29ft) rate period period Cep anOunt tS)
UBS BANS USA DEP ACCT 37,710 99 44,161.91 250000.00
Your total assets
Percentage of Cost Unmated Unretand
Value on Sep 29 (51 yOur account bass (l) annua InICme CS) geinpr loss (S)
Cash Cub and money balances 44,161.91 100.00% 44,161.91
Total $44,161.91 100,00% $44,161.91
Account activity this month
Date /OW), Description Arrount (S)
Deposits and other funds credited Sep 1 Transfer JOURNAL FROM HISLAINE MAXWELL 12289.01
Total deposits and other funds credited $12,219.01
Date AditIy Description An-owl (S)
Dividend and interest income
Taxable interest Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0907117 5.30
Total taxable interest $5.30
Total dividend and interest income $5.30
Date [swoon Amount (S)
Bill payments Sep 5 Withdrawal ACH WrTHDRAWAL UNITEDHEALTHONE 39.94
continued next page
SDNY GM 00023526
OW70309305561337 NP7003309COB 00033 09'7 03057 50C 0110t0 page 5 of 6
CONFIDENTIAL
EFTA_00134146
EFTA01275917

4tUBS Resource Management Account Account name: GHISLANE MAXWELL Your Anomie! Advisor.
Friendly account name•Indiv ChecklCar SCOTT STACK MAIIIYIF CASRIFI
September 201 7 Account number:
Account activity this month (tontnueth
Date Acing), Descnplon Armin LS)
Bill payments (continued) Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -658.79
Sep 5 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -5,001.32
Total bill payments 45.700.05
Card Items for your Attention:
The new U8S Visa Infinite credt card is here, packed with exclusire trate I benefits, more rewards and more of what )vu lace, Including thdraordinarifi personalized service, All
stumingly clad in metal. Visit ubSCargegainfinge or call us at 888-762-1232 to learn rrore
Odle Description Amount ($)
Card payments Sep 20 CREDIT CARD PAYMENT -143.34
Total card payments 4113.34
Mirirnirn Payment Cue Payment Due Dare Credt the Avalatle Credt Line Outstanding balance
UBS Visa credit card(s)
payment information
for October 23, 2017 135.00 Oct 23, 2017 135,00000 134,%200 138.00
This emit cad is enrolledin UM Pay Credi Cad feature and will autcmaticaty be pad from your account Your payment is scheduled
for Odcter 70, 2017
We prom" this inforrnaleon on you- UBS Visa credt cards scloy as a courtesy to you. The UBS Visa credt cad and account are rssuedty UBS Sank
LISA UBS 8ank USA sends you the officia statement fa this account and you should crake your pa,ment ac cord ng to their nur ucn ens.
We do not r nd ode your OutStaiding credt card taarce in the value of yolk account with UBS firtiarKi$ Services Inc
Ole Activity DesCriptiOn Amount (S)
Money balance activities Aug 31 Balance forward 07.710.99
Sep 5 Deposit UBS RANI: USA DEPOSIT ACCOUNT 12289 01
Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090917 -5,700.05
Sep 8 Deposit ORS BANK USA DEPOSIT ACCOUNT AS OF 09/07/17 5.30
Sep 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09120/17 -143.34
Sep 29 Closing UBS Bank USA Deposit Aomunt $44.161.91
The UBS gent USA Depagt ACCOUnt It your primary sweep %mon
CNP70305006561338NP70C0309038 C0033 0917 030575004 Y123576550 ICI po000235PAge 6 of 6
End of statement for account numb."...
CONFIDENTIAL
EFTA_00134147
EFTA01275918

Important information about your statement
1.85 Financial Services inc. (the Forn or UBS anemia! her I romyou no later then 60 days after the F rm thins for cash). Elabnattly brioche* embarle upon • Ache* Capea/Appreaffion: Investments seeking
Sankey). is a merrber of all principal tastily, ccmrrodey sent you the list itemises, on which the error or rearm or at mow syn.oft The SIC asset protection growth of pmcpal rather than the generation of
and options exchanges. UBS Financial Services and 1.85 Prdblern XPeard. knits apply to all roans that you hold in a partioulat income.
Bank USA are i-died subsilones of UPS AG and - Primed, pow name ad xcant nerricer luf any) capacity. • Produce Condonation oilman. and Capital
afti baes of 1185 Skittles D.C. The Fin's f hanoal - Cesabe Ile error or the transfer you nu -sure The Fens together wish certain aft kates, has also ApprscraMw Investments seeking both the generation
staternert C available upon reosest. The F Mos exeosire about, rod cabin as chary as you CM whip you purchased applemental innate The ma. mum of nccme and growth of pirjeal.
offices are a. believe d anima a why ),,J need more mount payable to at elgbft clients, coiled...fey older
Samanon this protection is 1500 million as of Decanter 10, 2016. Overall risk profiles
UBSFinricol lances Irx. — Providethe dolor anent of the suspected era. Ssbact to the poky ordain at Imitations, cash a • Conserv", Soaks to marten nail plc pat with
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer wil Seagateyour ampere t a h g e g r f e ir g m at i e s k fu r rt a h l e l y r p o r u ot a e c c c te o d un t t o s h u e p ld t o n $ a 1 p .9 a t m h: i W llio a n r n the l t o h w at r m u e t a a n n s / f i s e ol a ot c il c ny o t s o t t d h o e e s a n c o c t a g r e t n o e w ra r t a e t s i e g v n e if n ic i a f - e
and will coned Dry near promptly. For alleged errors capacity AM copy of The poky watleg is mailable income a rosins and may not keep pace with
This Staternint represents the oink official record of par enolvieg UBS Vea• debt cad transactions if we take upon request. inflation.
L o B ffi S c i F a i l n l a a n c c d ia x l u S n em en ite ts s . a c c o co n u ta n n t. n O g t h c e o r n r e e l c id a n d g s d s a c ta a s n h t o uld m ye o t r , e a th c a c n o s 1 t 0 f t o u r s t n h e e s a s m da o y u s n t t o y o d u o t t h b i s n , k w s e in w e i r ll r c o r r e , d so it that Neither teSIPC patch:ennor the apphrnental • Medan* Willing to Adept MYR rids to princgal ad
not be relied was II you beets* there is an era or you heel hen the use of the money dunng to the it protector apply to: tolerate some Wieldy to seek hitter returns.
omission. please report t immediately n want to the takes us to complete our iwestiption. • Certain financial assets controlled by (and inserted n • Aggrieve: WHIN to accept hid' risk k principal at
Branch Manager of the office wong your account. your account value) but held away from UBSFinancol high voila* to seek high returns own time.
Please mike all checks payabh to the Fern or tee Services. For example certain (0 insurance vadat% • (neaten! Eatgeakey Consideration: If selected a
Allhosip a tiger.' shown re intended to be accurate, &uncial instation muted on the front of the including variable rarities, aid 00 shares of crawl portion of the portIolio for tit account may include
statement state *puke not be used kr tee purposes Rely statement In addition to maker accour fees, accounts funds registered the name of the accam holder on complex strategies linked liquicky and greater
meek on yerend tax kerns. fie Form1099. 5498. mw be abject to maironarce lees. ch.rges for We the boots of the issuer or Wander agent), volatilty.
10425. etc ) when Drepamg your tax return. The Fim earner* lx securities purchases and charges For unpaid • Imeonunt contracts or investment harms (e9.
required by law to repo to he IRS all eatable dividends, amounts n cash accents. Accounts that se tansferred limned partnerships and private placements) tut are Statement •householding•
iseportakb noritauble anima and taxable edema to other instnAcns may be subject to a Vander lee. not registered under the Securities Act of 1933; We may consolidate sA related account statements worth
caned on Wantiel held h you account net proceeds • Commodities contacts (e g. foreign ethane and the same address in the same envelope, et. because
an see trr-eaclions, rd cost basis an certain covered UBS Sweep Options pm Sae metal ccrdracIfk including futures contracts they haw cents ,she ako maintain join roam
s C a av r e a re n a . f icellons with the Firm 1 b d 1 e a 8 p n 5 o k o s s f e f M e a r c a s c l o e o p u y t n i r o t m s n a a s r l k l u n r t o m n sw - u r e t a u e a p tt l e f e u rg n d c d a b s s i h ( r M k b s o a n l a a e n n y c d F e a s a e t id o da g b t a e a- n d k d • D B 4F e e k p r l k o c s U o it S n a A tn c , c o U o d B u i S n tf t A o s G p (e t i x U o c . n S e p . c t b o c r n a e t n r n a c c t h P t e s a s ; t e a r s n d d o f b d a e rk p s o s n it ) t a h t e L 135 y r w e o la u a t p io r r n e e s lb h e • io 1 n s 0 v e w r l n o t p e h e i s r o e , l d y i o e n r u d d i m s e i a d n y u t d s s l e a s c t l a i t n t h e e e m h s e o e n u r t v s s e e m h a c a d e d il d e r i e n d s g s ' n t . r I y f
• Please reconfirm ay oral corrinancations in wring to eternal:nalD ePat Accost (DA) fa customers FDIC hared Deposit Program. Nang your Financial Advisor
t to it f e ur r th ti e e r p S r e o o t _ e N ct i e y s o I u n r v r e ig s e t n o t r s P . m ro d te u c d tio r n g A yo c u t r (S rg P O A n T ts D w e i p t o . s a e n r I a n c t c e o g u r n a t t s io a n l ) U ! R B e 5 s B ou r r k ce U M S a A n a a n ge d m no en r- t a A ff c P c la o t s ed t. n T o he t a S p IP p C ly p to o t th a e ti m o n as a s n e d ts h e e ve s n u i p f p to lem y ental p h o . t a ap to pe r a d r o Friendly account name
• o If f t t h h e is fi s n t a a n te c m ial e e nt c i t s it n u o tio t L n B c S r i E th n e n to a p l e S f t t r o o k f e d s o , t L t B ra S c t b P a ro rk g s ra p n a a n r ic e i F p D a I t C n i g im n u t r h e e d U in B a S c F c D or I d C a - n In c s e t r w ed it h D e fD p I o C s i r t u les. a on p p p k is m s e t r a t t a e l m p e ro n t t e s c . t T io h n e d W o C no p t r p o r t o e t c e t c io t n a r ga d in s th t c e h anges M Th a e v F e r n ie b n y d l y y o a u c t c o o u n n o t m t a y n o e u i w s a it h c u y s o t u o r m n i e za c b o l r e d k * e ra e l p c in ri g a me
Fhandal Seneca carries you. =aunt as nearing For more infornatim, please visit inn f dic.gov. Deposit in the market vela of yes investments (whether a a has no legal effect alma account You concha-gm
bucker by arra-gement rah the edcated institutors accounts at UBS AG StamfordBrandt and shays of result of midst movement. issuer bankruptcy cr your Friendly account names, through °nine Services a
We inform(' you of to relatcnshio when you Money Fuxb are not tined by the FCC otherwise) by contacting yes F ivnual Atria.
opened this ottani h the case. your tu-a and
Parities re boated a LOS financial Semites and rot Through tie Da cash balances re swept to deposit Dividend Reinvestment Program (DRIP) Aixamt overview
the imodang bra•r, and you must make a repel accounts at UBS AG New von Brardn a-d UBS AG The arke reelected is an averape pike. You may obtain • Vanua%P P aaountrpenfolce Net of assets and
of any error or omission to both firm Cayman Branch. Thew deposits are not inured byte the actual peke Ircm yon Fan ial Advisor Ordy whole arta les
• As directed in the account agrements, yw rust FDIC. Balances held at tie LES AG Cayman Branch are shams are purchased under 0 n IP; Palial shoos will be • Asset_ Includes available cash balances, wakes for
roily us of any errors or fraud numbing decks temp:rank reposed to dot sovereign rah of the Cayman sold ad the cash wit be deposited er your account The restricted security (est), and Global Time Deposits,
reflected al your statement within 30 days after t was blinds rd there is no gaunter or other obigation of dividend renveslment Wite applied by tie Barr may unrerzed marts to market, and canon assets not held
mailed a made ansibble. SIBS AG lo repay the balances while on the UBS Cannon oiler from the market price at which the partial shares by the Finn. Does not include unpriced efturitiegasrats
• Please diodes:toter complaints or irearies to he Branch's books. are sold a the end of the paor and current statement periods, or
Fitts C fent Relatiens Deportmenta 201.352.1699 ornate Segments... vd stock options and
or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. Bar* deposits are not protected by RFC. Money Fund Cash-a-lieu coronae* god options
ET Monday through Frday, or in wing to U65 shares we protested by 51K. See "LIM Finnan Semmes Car whole urns may be held nyar account. If you we • Ciabates Inctides debt balances, outsta-deg moon
Fe-uncial Semites frk, Client Rebticre Depriment, Accost Protection' below. entitled to a anal int as a result ol • Pricked Nsmeni loam, credit link dm arcane batmen.
P.O. Box 766 Union City, NI 07067. a oh•rwise, the Finn all either sell partial units at • Cash/roomy balances. Total of uninvested avalaba
• A 0 slaements shall be deemed complete end aco.r.fte ltxn Jour request, Dolores n to bark deposits may be menet price a accept an smart detemined by a cash balances pbs depoot balances at *Ihated aed
if not objected to in writing within 60 days wrindawm, rid Manes of a Morey Fat may be registered cleareg agency, and credit yes accost. non-aft ikated banks, Endmoney mean rrutual Ltd
• Fa nv services Call 844412-0,36 or *cm outside empultect and he proceeds nand to you a your swig balances, et the cbse of the statement period.
the US.: Cal 201.352-1495 seethes amen Invertment objectives Nen.cormardity free oak balarm in per want am
• F c I f W n u a in r e c r a d l a e n s t m h c r t a a i r a o a w n l f n s k * a s e n c f n n e t e i i r o N c t O s n e I s F o , , 0 T I r c x 7 ) c a . 0 . W l a , l 8 W n 1 6 I 0 p , t S 0 A a i - r 0 y 7 e t m t 6 H n a 2 e a b n R - r 1 o b t I 0 u A a o 0 t r A B 0 a U IM s B l C o S A r e e t l w W e , S 6 c t i t a t r l r h e o o r n k f d t l i e o o c :f s o U a r B . t S F a r w i u w c b rr k w y ie i c n u r a b g i l l s l o i n c c r u g o m r B r re r C a i n v 0 r t e c . i 7 n n n 6 t e e a 2 f r b - t e w 1 o s 0 e u t 0 r t l 0 a a a . v l f e r a o i l a a m n b d l y e o y s u i w e r l e F d e s ra , p i n o t c p a i t v s i a o ' i n A la s d b , v le is er P u T i e n a h l p v e c e e a t h i s s i c n e a tm v a c a e c e n d s o n i t t n u m t c s ° n h e e b t a n t a o h n t n e g n o d e b F e m j i i e r n n a c s n y t y i p v o F v e r u a o s o ' r r r r t y e e r i b p n d a e t s c k t r o h w i i r s a n i e k a r e m l c p s n a r e i o v y n t f a i e i e n l b e s g h o a d r e n o y l a o d a s r y w p n i r s t a . t to n u b T s u o h e i s t s n a s t e n o o s y t g s a o • l 9 f t is h a t h i e e n e s d c s e L e f f r d u f o u e n m s d d e s i o n l y t e h t e h e i e t p r h b a a e a n y o la k e r n d l n e c in e t k a p , p r e a y o r n m n i d o y d o t o o c n u lo g r F s d o i i n e m l g a rn F s n r a u ia k k ? e i .
choose on of the fp lowing investment objectives:
Cal a ate as soon as you can, if you fink yes UM Pantie' Services meow% protection • Produce Covent/Prone: Investments seeking the
The Firrn is a member of the Seenties Investor Protection
staement a receipt is wrong or if you need more Corporation (51PC), welch protects securities oatonws generator, of nccmeork
nknnaten tote a transfer on the statement or
recipe **Film or Card bsuer (as OftokablanN1f of is menters no to 1500,000 (rakding 1250.0X/for
SDNY_GM_00023528
CONFIDENTIAL
EFTA_00134148
EFTA01275919

Important informatioll about your statement
(continued)
Lending aformaticin belies to be reliable, but we do not guarantee this - Orr and 'SOS RUT sautes we not listed on a — h addlen to commemorn reread in connection
For detailed Mom/gal an the Ferris lending praatera accaacy. nahorial smarm exchange, and se generally rah the sale or dentate/ of array contracts ad
and dabares, refer to yam Clem Relamonship - We 9theralY1,19 the closin Drift "Awn amiable a *had and even if they can be sold the price unit investment trust units tear clients, we ardor
Agvement or Account Agreement rd the General the mean of lbid and ads prices fa listed received may be less than the pee share estimated cu affiliate receive reserve sharrg compassion
Terms and Conditions LEG Statement of Credit Prates mast ies and options a on/y bid prices lot OTC was provided n the accost simmer*. Iran may of the (tirade compares underrating
avaiable in Agreements and Outhsures securities. the am ity coasts, allikates ol the enur.exe
at yew Lbs ce.mbereinsgargai - Less actmgy traded swathes maybe priced using a co pans or sponsors of the unit investment trusts
valuation model a tee most recent ace we • Westland Murkiest Restricted securities perwralTr we <latrine.
Your assets obtained and may not reflect neural market price are not amen* gig& br public sale LEIS Financial •- Our affiliates also recent train carrrissions and
Your statement terraces secaites rid other assets hekl or Ms. Services uses the market price of the unrestricted stock other compernation torn textual lads and issuance
in the accost al the end of the statement period You - Certain postern may appear wilting a acea raend of the sane issuer as an mputed value for the compares whose products we tabu..
may S. for *May of lily paid Sco-rtties tie*. will show m 'peke was not aslabb• il we restated stock foe porP010 of this srafement only. To - We receive an aortal fee from LOS Bra USA arid
You may receive aunties used as loan collateral after unable to obtain a price for SeCuity the MVO that restricted securities are &gbh la ‘14, 1.8$ AG Stamford Branch of up to 925 per account
payeg any balance de on them. Any securities - Deposits or setuntes denominated curremies tee yaks retired may be substarrialB less than the sweeping to the banks know the LOS Bat Sweep
Irengeried to the Finn thing the statement period are other than U.S dollars are refreflected at the exchange Mated yak* than Program.
listed at market vabe as of the end of the garner* rate as ol the statement dale.
;wood - certain serieries wading in noreconformiv • Est. (Iselin/tad) norms anent yields and rates. Activity
• Cost Wage. delermoing lac cost basis of the dencenhatorn. price and guatity gate valve) mg' An ern 'rate of axial income is based on current Information regrdng commissions and other charges
securities inckeded in this natem ern. where indicated havene en adjusted to tartlet Prover Mogan. dhidend and awn raters, assuming the sour-ties will incurred on correction web the execution& trades,
wen the nutter TES Ferranti& Senates has relied To detain current chstatens. when ava table. contact be held Ice are yew from statement date ce stmt nettingoption ansactuns has been extuded
on information cbtained from sources other than CBS was Fiuncial Adios. maturity. Thu estinate a colt a gudelne, accuracy confirmations previously !washed to you, ad will be
FINNIC...I Seeders. rtlairg edam:non Irani another and continued ncome are not guaranteed provided to you prorrogy on raged
Inn a that you may haw provided to your Fining' • Private investments end gnawed products. — Enimated anal income and cared yield for
Ackrisor. The Firm does rig ardepardergy vedy Private mesh"a ct secant (ii Wing diva certain types of sectaries coal include a mean of Short selling
guarantee the accuracy or readily of any ticrrogron partcipatcn program and real estate investment nust prnctial or capital cans n which case the est If you ere engaged n thort selling a waxily. you may
provided by saxes other than LOS Financial Sancti. securities) and sewed products are gamely highly income (ad <went geld) mud be overstated. incur a charge die to certain borrowing costs for that
ackftiork although LOS F it Senses genera' ilia d Ctrtan granted crakes have not been — Estimated anal name and correct yield and the pal iculw smoky.
updates this Manzien as a received, the Tem regntered with the Securities and ficharr anal imam an:Iyield m4ht be lower a higher
does not vomit wry assurances theta nformatgn Canmsion a aide any state securities laws. We than the estimated awaits Open orders
under 'Cost bast- and rederealced garl loss' 6 promote estimated vaLes let prate investment — An estimate ol nasalized income dividend ander Regarding open or • ivartrIcancelecr orders that
aCcurate as of the date of the statement. As such securities and stffictured products for niormat awl interest) dieted by the current mart were rot executed by the statement date, open buy and
please do not rely on this information to nuke draws only Accuracy is rue guaranteed value( ayee aye balance a based on the last dads* set slop ceders are reduced by the amount of dividend'
parches, or sale decisions. Ice lax purposes - These values may differ sags/tab/ from fortes, if or interest 'Tarrant made by the issuer and or richts an an exclividends a wheals dire unless
otherwise. Accounts transferred to the Firm my any, al which a priese in/earned security a assures one sects ries, depsof s all be held for one Minsted otherwise yith.1reu ere fespcnsble for
reflect gar/ loss Mammon only for the period d structured product may be locuthl or sold arid do year ban the statement date or until malvay. aden that are executed die to yar 'alai to casel
ire they re hit at the Fem More historical riot reetSWeib'rePreSent the vat* you may Weeny Accuracy end continued weld are not guaranteed. eating open Orden.
alcennalion can be added by war Financial Aditor. Wen liquidation.
- Third party esinties of *Is re as or a certain • Assou not held by UlitS Financial Sorvicea. Certain Privacy
• Unrealized gains/kisses %hen data a amt./bit dale and are supplied to UBS Financial Services on a assets are not held by the Finn and riot wthn the To 'Man a copy of as cared Cheri Macy Notice.
estimated arealdid gaindlosses are cadged for regular baser by an independert mbar's' firm. Fern's possession or (antra These assets we please contact yar Fnancial Achiscr or vest ow webste
naidal secure, lots. Roe trinsweion data for - hoar, ventralpartner or sponsor estimated vales, displayed on you statement for informational of weir hi murvi'verimue
iredwilul lot may or may not ref lest carninsions ary, we applied to the Finn by the :nut,. purposes only. Positrons and yaws presented are — 1.85 Fiuncial Services is rat a bank. The RAW, Bosons
charges andor sectrity reorgarwat cn treats general thaw or sponsor and may be cakulated provided by the issuing fi nn UK Financial Services n Services Account 854 and SMA we brokerage
Diedend and other reinvestment lots and wstanalk based on deferent rdormaton from tat used by not respcenble for this information and does not accounts prude access to boning states and
paluse lots ale each combined to display one third panes to derive their estimated values. guarantee es accuracy. these assets are not protected ;roasts Ihrou:ah erangernerin with affiliated barks
averaged lot the • Trade date casein presents the - You can obtain additiang information regarding by STK or the F revs supplemental Slit coverage. and ear ihicl.party banks, and provides access to
caning varnaction trade dam the methodology used to determine the estimate of n-surance and annuity products issued by unaffiliated
value and the dale of the darn/anon that is the • Revenue sharing and additional compensation thirelorty mortice ampain through inarance
• Callable securities Bonds and paced god than basis la the estimate by contacting your Financial • In adarcri to comenisions an sales and 12bil lees agency subsidiaries d 1.85 Financial Services Inc.
the issuer cats for err redergaion wil be selected Advisor. reamed en connection with the dentinal of mutual — Mamma, edur.9"Kt, and annuity proelcu.
trpartialy by lot Iran among al seesaws of that - Third pry *menaced vats may be reflected as funds to as dents we extra our Strafe retest - Not FDC mad • No bank guarentee• May lase sate
issue hog n our name or n nominee runw for as 'Not priced' in several stuatiors *ken an rewrite /haring parent, Iran detrban ante — WA PoSafte Learieramint Accoutre Business
cleats Call feature Monnalion is 'obtained from third clam Jetvaluation Inn has not gopher/ orn advisors of the natal finch that we Sell These Sakes Account BSA, ltMA and international Resource
pates and es accuracy snot guaranteed. Other call unable to ass9n a vas Men we become aware waxen, we based co two different (onvonems: nh lAanagernent Account are registered service rark. of
lents may exist which cculd antra yell ample. that a material event hit otosred th1t may call a the amore ol sales by LOS of a pat Kuhl mutual LAW Financial Senses Inc.
Mormaten sill be provided upon request previous,/ reported yaks into cum:a a when a fad ternary to ow client and VG nit asset valued a - heed is a registered vale ark owned by Visa
value would be highly speculate* ckie to the nature particular mutual had fa rnibt shires held at the Interns:anal Service Asvartion ad used under
• Certificates of deposit (CDs). CDs are FDIC inured oe the security Inn keen The LOS Visa credo cads and the LOS Visa
up to 5293,(00 n principal aid accrued interest per - When nether an issuer, general partner a spew — We and our affiliate also receive networEng and debt cads are issued by LOS Bank LISA with
depositor and per auditory int:meta in wean:tint. estimated value nor a thrd-party estimated vats err bat procesteg fees in consderiecn Ice transfer permission from Vda U 5.A evaporated M other
with FDIC rules. provided, the value of the security will bedifferent agent sermon that we provide to the mutual funds ea rmak• *gaoled maw/wit service maks and
from *sambas.? price Thou fees generally we paid from investor assets in registered unite mho .we of their respective
• Pricorvalue Frees displayed foe wired and Other - • Ontrtuncen to date nay nducie return of the mutual hid and are a fired dollar amount based (OcrpenreS
crockas may be higher or lower than the once that captal„ raceme or both. an the ounter d accounts at the broker-dealer
you would snugly receive in the mat. Feces are - • Original unit size' represents the anal awing holding magi fads of that find family UBS financial Set vices Inc Per 201709
obtained from versus third ',sly tante, which we price per unit and may net reflect yd.: con tarn
SDNY_GM_00023529
CONFIDENTIAL
EFTA 00134149
EFTA01275920

U8S Fnancial Services Inc
Private Wealth Management Resource Management Account
4tUBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 October 2017
CNP7005648.3771017 V1 0
Account name GHiStANE MAXWELL
Friendly account name: Indiv.ChecKar
Account number
Your Pi nandal Advisor:
VT)111 STACK1,1414/ LYLE rASREL
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ResourceLine at 800-RMA- 1000, on September 29 IE on October 31 (1)
accou
Your assets 44,161.91 45,574.66
Msltour webslte: Your liabilities 0.00 0.00
www.ubscomlfinancialservices
Value of your account $44,161.91 $45,574.66
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWW. annuakreditrepost.com. Tracking the value of your account during 2017
VS ue of your account
S the Lr,anc5 at year end 2016 143,932.84
Net demurs and
7:6 withdravab 41,623.73
Your nvestment return
43n 442 456 Dividend and
interest income $18.09
Change in
market wit* 50 00
1.9
Value of your account
on Oct 31.2017 144574.66
Dec 2014 Dec 2015 Dec 201 6 sep 20i 7 Ocl 201?
SDNY GM 00023530
Member SIPC CNP7000E005603317NP70C0187706000:0 loll 0305750d la0050 Page 1 of 8
CONFIDENTIAL
EFTA_00134150
EFTA01275921

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your A nodal Advisor.
Friendly account na • Cheek r f SCOTT STACK MANL YLE CASRIEL
October i' / Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1.) your account
• Cash and money balances may include
A Cash and rroney balances 45,574.66 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS 104C Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the Important information
about war statement on the last two pages of
this statement for deta Ps about those balances.
Total assets $45,574.66 100.00%
A
Value of your account $45,574.66
Eye on the markets
as of October 30, 2027
Percentage change
Index October 2017 Year to date
S&P 500 2.23% 1639%
Russell 3000 1.99% 1617%
MSC I - Europe, Australia & Far East 1.39% 22.14%
Barclays Capital U S. Aggregate Bond Index 0.08% 3.23%
Interest rates on October 30, 2017
3-month Treasury bills: 1.12%
One-month LIBOR: 1.24%
CNP700030056$8378 NP7000187706 00003 1017 03057 11_OFF_000235510. 2 of
CONFIDENTIAL
EFTA_0013415 I
EFTA01275922

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS Friendly account n SCOTT STACK MAN LY LE CASRIEL
Account number.
Change in the value of your account Cash activity summary
October 2017 (11 Year to date (S) see Account activity this month for dela Is Balances in your Sweep opuons are rod uded in the openng and
closing baLsnces vast. FDIC insurance /gooier to deposits at UBS Pant USA and an basks participating in the
Opening account value $44,161.91 $43,932.84 UBS FDIC insured Deposit nrogarn, M1 des not apply to deposits at UBS AG. staricect Erarch 01 bank
deposits placed through the U8S International Deposit Account program SPC protection applies to money
Deposits, including investments market sweep fund holdrigs but not bank deposits See Important information about your statement on the
last two °axis of this *oament for details.
transferred in 7,927.88 507,326.82
October 2017 (1) Year to date (5)
Withdrawals and fees,
Opening balances $44,161.91 $43,932.84
including investments transferred
cut -6,520.20 -505,703.09 Additions
Dividend and interest income 5.07 18.09 Deposits and other funds credited 7,92 7.88 507,326.82
Closing account value $45,574.66 $45,574.66 Dividend at interest income 5.07 18.09
Total additions $7,932.95 $507,344.91
Dividend and interest income earned
Subtractions
Checks and bill payments -6,482.20 -504,265.33
For purposes of tNs statement, reaablity of interest and dindend income has been determined Iron a US
tin itPOking CerSPKIht. Based upon the residence of the account holder. account type. or product type, Card payments -38.00 -1,437 75
some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR)
Income tares. The dent mom* datemem is not intended 10 be used and cannot be need upon for tar Total subtractions -$6,520.20 -$505,703.09
purposes. Clients should refer to the apPlaltie tat (*toning forms they recent from IBS anomaly, such as
the forms 1099 and the Forms 480, for lair reporting information. It is the practice of UBS to file the
attliCatle tar reporting forms with the US interria aeNnue Service and PR TreaSury Department at in Net cash flow $1,412.75 $1,641.82
such forms accurately datdefy chic:tenet ardor Interest as lour eserrpt or teal* re4crwe mese (Oman yOui
Ind./dual tax preparer. Closing balances $45,574.66 $45,574.66
October 2017 (S) Year to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 5.07 17.84
Total current year $5.07 $17.84 Interest period Sep 8 - Oct S
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Sep 8 $44,305.25
Total dividend & interest $5.07 $18.09 Closing UBS Bank USA Deposit balance Oct 5 $45,245.87
Hunter of days in nterest period 28
Average daily balance $44,338.94
Interest earned $5.07
Annual percentage yield earned 0 15%
SDNY GM 00023532
CelP7C0C0305648379 NV7003187706 000O3 loll 0305a000 Page 3 of 8
CONFIDENTIAL
EFTA_00134152
EFTA01275923

4tUBS Resource Management Account Account name: Your Ignancial Advisor:
Friendly account name: ir SCOTT STACK/allLYLE CASRIEL
October 2O17
Account number.
My Choice Rewards Points from UBS
Rewards pours are reflected as of the 26th or the month or the poor business day if the 26th fah on a
vAtekerx,h3Intay RentarCk poni actunty details am IX found On wnw.utd.corattnanesetvices
October 2017 Year to date
Opening balance 7,012 5,709
Points earned 196 1,499
Closing balance 7,208 7,208
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a fur description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment digibAty consderat:on • None selected
Your account instructions
. Vow account cost basis default closing method is FIFO, First In, First Out.
CNP7C00800S648380 W7000187706 000O3 0305750 Y GM 00n5ltage 4 of
CONFIDENTIAL
EFTA_00134153
EFTA01275924

Resource Management Account Account name: CHISLAINE MAXWELL Your Mandel Adviser
UBS Friendly account n • l'OTT STACKWA/I YI E rAictia
October 2017 Account number.
Your assets
Sane prices, income and current values Shorn may be approximate. AS a reSull. pans aid resits ma/ nol
be accurately reflected. Set 'important into:moon about your gatemem a the end of ths document for
more infornson.
Cash
Cash and money balances
Casb and money balances ma/IndWe await!, cash balances, UBS Bank USA cbroat account balances, UBS Bank USA and al UBS FDC bitted Rogan Bank depeat atCOrnt baaXeS are insured by the FDIC within
UBSEDIC unwed Rogan Bank Balances, UBS AG Stamford Branch &posit account balances and money applicable lanb, but are not protected by 9PC. UBS AG Stanford Branch deposat account balances me not insured
market mut tra fund sweep balances. by FDIC and are not protected by 51K. Money mike sweep balances are pointed by 9PC but se rot Insured by
the FDC
See the important information about rot statement at the endof this document for details about those
balances.
Openng Magee closing barna Me per share Awerage Defickna 'Meta Dap in
Ha Ong on Oct I (I) on CM 31 (S) on Oct 31 CS) rate pedod period Cep amount IS)
UBS BANK USA CEP ACCT 44,16191 45,574.66 250,000.00
Your total assets
Percentage et Cost elitnaltd Unrealized
Value on Oct 31 (I) Y0ur account bass (S) annual in(Crne pan or loss (S)
Cash cash and money balances 45,574.66 100.00% 45,574.66
Total $45,574.66 100.00% $45,574.66
Account activity this month
Date Acilety Description cunt CS)
Deposits ad *tar funds aedked Oct 2 Transfer JOURNAL FROSHISLAJNE MAXWELL 5,838.09
Oct 19 Deposit NONWCAL CHECK AS OF W I 711T 147.00
Oct 19 Deposit NON.LOCAL CHECK AS OF 1017117 315.79
Oct 19 Deposit NON-LOCAL CHECK AS Of 1017117 1827.00
Total deposits end other funds audited 67.927.80
Die Acunty De)(nPhon Amount (5)
Dividend and interestinanne
Taxable interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cf 0917 5.07
Total taxable interest $5.07
Total dividend and interest income $5.07
SONY GM 00023534
0,7030S005648381 NP7000187706 00003 loll 03057S0a00000 Pegs S of 8
CONFIDENTIAL
EFTA_00134154
EFTA01275925

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your II sandal Advisor:
October 2017 Friendly account namelocliv CheddCar SCOTT STACK MANLYLE CASRIEL
Account number:
Account activity this month (contrived)
Check
nurrber Dde Description *mown ($)
Checks 001054 Oct 11 INSURANCE OFFICE OF CENTRAL -347.00
Total chadu -1347.00
Date Actigly De% nouce amount (1)
Bill payments Oct 3 Withdrawal ACHIttraiDRAWAL liNTEDHEALTHONE 45839
Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4,060.47
Oct 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -3994
Oct 10 Withdrawal ACM WITHDRAWAL Saks Retail -1,34400
Oct 19 Withdrawal ACH WITHDRAWAL NYS DIE CT -32 00
Total bill payments -16.13510
Card It.,,. fat your Attention:
the new UBS Visa Infinite treat card is here, packed with exclusive Ware I benefits, more rewards and more of what you love, including extraordinarily personalized service. All
stumingly clad in metal. Visit ubscoMisainfinite or call us at 888.762.1232 to learn more
Date Description AMOLet
Card payments Ott 20 CREDIT CARD PAYME IT -38.00
Total card payments 438.00
hrinmprn Pain-lent Cue Payment Due Die Credit kne Avatatie Credit Line Outstanding Wince
UBS Ks* credit ca S(s)
payment information
for November 23, 2017 $35.00 Nov 23, 2017 135,00000 $34,E0400 $196.00
This credit cad is enrolled in 1)85 Pay Celli Cad feature and will autcmatcaly to P3d frcrn your ,xcount. Your payment is schedied
tor November 20. 2017
We provide INS information on your ins Visa peck cards sidety as a courtesy to you The U6S Visa credt cad and account are issued ty U8S Bank
USA UBS Bank USA sends you the official statemml for this account and you should make your paanent accordng to their instructions.
We do not ind Ude your outstanding credi card belarce in the :due d you =count we UBS Financial Services Inc.
CNP7OPC03056413382NP7003187706 00003 1017 030S7500 Y GM 00nesge 6 of 8
CONFIDENTIAL
EFTA_00B4155
EFTA01275926

Resource Management Account Account name: GHISLAINE MAXWELL Your M sandal Advisor:
*UBS Friendly account n • SCOTT STACKMANLYLE CASRIEL
October 2017 Account number.
Account activity this month icontnuedl
Ode Act,v,t) DeSChpbon Amount (I)
Money balance activities Sep 29 Balance forward $44,161.91
Oct 3 Deposit 085 BANK USA DEPOSIT ACCOUNT 5,838.09
Oct 4 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10/03117 -4,759.20
Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100917 5.07
Oct 11 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10 10117 •1,344.00
Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10 I If 17 -347.00
Oct 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,057.79
Oct 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1020117 .38.00
Oct 31 Closing UBS Bonk USA Deposit Account 545,574.66
The UBS BMA USA Depot &COM Is your primary sweep einem
SONY GM 00023536
00703033056483e3NP7000107706 00003 1017 030575001 8000 Peg* 7 of 8
CONFIDENTIAL
EFTA_00134156
EFTA01275927

*UBS
Your notes
""—="7== ".°7 6, '"'''''''-"-G-241"' ' '' 8
CONFIDENTIAL
EFTA,134157
EFTA01275928

Important information about your statement
U3S Fiancial Services tic. (the horn or UBS Fnercii her I romyou no later than 60 days after the F rm dams for ash/. &Oratory brochre available upon • Acker Coat Appear/on: Investments seeking
Servbes), is a merrber of all principal truly, canrrodey seen you the list stlet..114.11 on which the erns or read or at ma sec. org The SVC sat protricn growth d pmcpal rather than the generation of
and opens exchathes. UBS Francial Sconces and 1.8$ Problem rand. lime apply to all moues that you hold in a particular income.
Balk US4. re i-died subsilanes of UBS AG and - Dowd, yet name ad accost meter (d any) capacity. • Produce Com6Oution of Mcom and Caper
*Miresof UBS Season LLC. The Fim's enamel - Casaba Ile error or tie trawler )Cu at inure The FM, together welt certain aft iliates, has alto Apposcia*n. Investments seelti-g both the generation
statemert is available upon retried. The Finos extaire about, rd open as clearly as you can why you purchased athavental masa The mat mum of nccme and growthof petal.
offices re at: believe d is mem or why loth need man mount payable to al ekgbactras, cohesive seder
Hamra this protection is 1500 million as of December 10, 2016. Overall risk profiles
U3S Financial Stripes Inc. - Fronde the doles arrant of to suspected era. Sara to the poky cadets at Imitations, cash a • Cons...favor Seeks to manlin nal peat with
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low rck ad volatility to the accord meat even if
Weehawken, tU 07086 The Firm a Card Muer wA niestate your carthlan aggregate kr all your accounts held n a parikue that means tie account does rot generate sidedk at
and MI coned ry error srempte/. For alleged errors capacity ccpy of the poky wadith is walla income ix are and may not keep pace with
This aatement represents the onN official record of yoer Mang UBS Vet dee ta-d transacriam. if we take Mon request. infirmity.
LB5 &uncial Services account. Other recant, eapt more than 10 ba tress days to lolls, we will credit • Moder.. Wiling to accept same rids to principal ad
official tar docunents, contanng contlidng data should )ate rant for the mount you thnk is in error, so that Neither the SIPC protecticn not the aphrnental
not be relied sport H youbelieve thee is an era a ycu wt here the use of to money dunng the tine protect*, apply to: take-ate same warty to sr* hgher returns.
omicron. plea,. report t inenedaktly n yang to the takes us to complete our imstation. • Certain tnascid assets controlled by (and elated n • Aggress e: Walesg to accept hip risk to pincipal at
Branch Manager of the Mice wvith your account. Please mike all checks payable to the Firm or the y S o e u rv r i c a e c s c . o F u o n r t e w xa h T i p t l b e u c t e M rta M in 0 aw In a s y u f r r a o n m ce U p B r S o F l i e na s n , c ol • m hig u h m v m ola e ti r l i E ty a t g o e s r e l e y k C h o ig rw hr ie e r tu a r tr n o s n o : v If e s r e ti l m ec e t . e d a
Altheap al liaares sown re landed to be accurate. fatal inmost', ndcated on tie front of the including wadable mates, aid (ig shares al Maui portion of the portfolio for last account ay include
statement dnaMake not be used kr tm purposes Rely starnent In addition to negate accort fa, accounts funds registered h the name of the &cart holder on complex strategies, tinted liquidory and greater
saN on yemend tax krms, fie , Form 1099. 5498. ma/ be abject to mattena-ce hos, (haws for late the boots of the issuer or transfer agent), volatiky.
10425. etc ) when Drepamg your lax return. The Fim payee kr securities purchases and charges for unpaid • laymen cortracts or Mama norms fe.)
reared by law to repon to he IRS all taxable diadem; amore n cash accents. Accents that an tanderred limted partnerships at private placements) that are Statement•homeholdier
reportable rentable clariand and mak nem to other instance's may be subject to a tender lee. not registered under the Securers Act of 1933; We may tamale al related account statements with
end en securities held n you accost net proceeds • Comnoditoes contacts (e.9, foreign Parse and the en address in the same envoithe. • g. because
sta ar i e rs b . r eaclims, a4 con base cn certain covered U 11 B 65 S o S tte a rs r a op O tio p n ti s o f n o s r maplg cash braes to bale p a r n e d ( c co u m s m m e od ta it l y s o e p r t e io n n e co / n in tr d a u ct c s i ; n g a n fa d t ties contracts t r h el e a / ti o h n a s v h e O c s a w n a n a ta lw ke d en m ts a a nt t im he Y sa in ne a a x dd e re ss. It
Caverardatlans wiat dee Firm b d a e n p k o s r , t m ac a ce y n m ts a a r l e n t o m n- u a t f u f d a i l e fu te n d d b s a a t c s n a e d yh M rid a s te lo d r d • B De a p le o s U it S a A c , c U o B u S n t A s G (e x U c .S ep . t b c ra e n n c t h ic e a s t e a s n d a b d a e n p k o s s n it ) t a h t e L OS y s o e u r p a a r it a to li r th a e r s e , y i o n u d i m vid a u yd a e l s c t l a in te e m ', e Q n u ts a m d a d il i e n d g ' n by
• Please earl km err oral cormunkations in meg the nen:demi Clara accart (DA) fa cumart FDIC read Deposit program. calith your Financial Aohnor
u to tt f e ur r t h th e e r p S r e o a te i c r t s yo I u n r v r e i s ll to s r . P i r n o d te u c d tio rg n A yo d u ( r W ag A e / s D w e i p t. o a s t t I a n c t c e o rn u a n t ts io a na l U l g B n 5 o B m irk e U M S a A n r a i g d em no e n n - t a A ff c ili c a o te s d t n T o he t a S p IP p C ly p t r o o t te h c e t e o n M a e nd t t e h v e e s n u t p to p y la e rt r a -e l a p s ro e te a s p t p e e r a d r o Friendly account name
• o If f t t h h e is f i s n t / a n m oir e i n th i i s tu n t o io t L n I 3 o S n E th n e n to a p l e S f t t r o o k f e to s, L f O ro S n t b P a ro n g k r s a p m a a n r ic e i F p D a I t C n g in n s u t r h e e d U in B m S F e D a I d C : - r h ic a e r e w d it h D F e D po IC s i a t m a o m n y p o le u m s e ta rt t a e l m p e ro n t t e s c . t T io h n e d S o K no p t r p o r t o e t c e t c io t n a a g n a d t e th c e h anges c T h h o e s F e r n ie b n y d l y y o a u c t c o o u a n ss t i a st m you e w a it h c u y s o t u o r m r i e z c a o b r le d k * e n a ile pi m th a ne
Fisincial Semites carries yea account as daring For nwe i-donnatian, plea via v.ww f dic.cpy.. Deposit in the mien ea of you investments hater a a has no legal effect coyote account You can chata
tacker by arra-game with the ithcated nstituton accounts at UBS AG StanfordBranch and shies of result al mast movement, issue( Arkruptcy cr your kindly accent names, through Cane Services a
We informed you of this relationshiu Manta MoreyFads are not tared by the FCC otherwise) by contacting yes FirunoalAduse.
opened this aeon. h the cast your hit and
stores re bated a LOS Financial Services and rot Through the DA, cash braes re swept to deposit Dividend Reimestment Program ppm Airmen waren,
the imeackg braes and your at man a nen accounts at UBS AG New YOrl, Brarch rdUBS AG lhe sake reflected is an average pa. You my obeli • vakoe ofM a aeourebboMolo Nn of assets rd
of ry cam or omission to both firma. Cairn.' Branch. These deposits are not inured byte the actual Fake Iran you. Fine-Kir Wax. Oa tie liabilaas
• As delisted in the accant agnemmts, yw Mat FDIC. Balances held at tee LES AG Cayman Branch are Mann ore purchased under DR IP; oral sham wil be • Area Includes avalable cash balance; wakes fo r
rendy us of any elms or Laud erring elects temp:only noosed to to sovereign rte of the Cayman sold ad the cash wit be &potted in your account The restricted securty (est), rid Global Tame Deposits,
reflected on your statement within 30 days after t was Mina ad there is nog arena or oat °Mann of divided renvestmert pnce applied by tie Baer may unreik z marts to market, and cone' assets not held
mailed or made alas. LIGS AG to repay the balances while on the UBS Carman Offer fromthe nude pike at *ha Inc partial lure by the Fion. Does rot include unpriced efturitieslaseets
• Plea died *moat complains or dares to the Branch's books. aro sold at the end of the per and arrest statement periods,
Fimss C Fent Relatkns Department at 201.352.1699 private k options ad
or toll-free at 801•354-9103, 8:CO A.M. to 6 OD P.M. Bank deposits are not protected by PPC. Money Fund Caster-lieu emceed* star options
ET Mondry through Frday, or in wing to WS shores are pasted by 51K. See '125 Financial Simon CnN whole urns may be leSdnyos accent. If you an • Ciatares hcludes debt braes, cutsta-ag argot
Fivnual Semites frp, Client Retrials Depairmet Accord Woodier,' below. mined to • pair snit as a result ol • addend amen loan, credit line, shah accent balinces.
P.O. Box 766 Union City, NI 0700. a otherwise, the Firm mil either sell partial units at • Creamy braes. Total of uninvested meleble
• A II statements shall be deemed complete ad aurae Ltar your request, bataxes n to bank deposits my be mart* price a accept an arrant determined by a cash balances, pbs drat balances at *Mired and
if not cOctid to n wiring Mtn 60 days *Motown, and shwas of a Money Fad may be regiitered clang agency, ad credit you accost. non-attikated banks, ad looney maker mutual Lad
• Fa TT( services_ Call B44-612'09,36 or nom outside Iic1Adae4 and eve proceeds retuned to you a you' new balance; at the cbse of the statement pawl
the US.: Cal201.352149S 190.1114$ ;coat Immanent thecae@ Non.tormadity free nit balances in yea oxcart re
• F k c h W a r n e r u o d e i n m h t tr a t t a a x r o n a . l 4 s f n $ . a * e s e c n % f r t e . / e t i r N c a ( s e n F I s s o , T 0 I r c x 7 / o a 0 . b l m , l 3 1 i 1 t 6 0 e 0 a , 1 0 A n m 7 0 t s 6 t H e 2 e a a - b n W 1 rb o 0 A a o r 0 t r N 0 B a U E . n B l S a v S ' & d a w V , S t 6 o e e i 1 l 1 a n e n -• • s f i t d l c e o o e s o U e r B , t S F a n w a h e b t e h t y w t e i c n u r a b g i l r s li i n c o c u g r o r m 8 r r e r C a i n e 0 t t r c 7 m n n 6 e e 2 a m r - b e 1 y o s 0 e u t 0 r t a 0 a a , . v l f e r a o i l a a m n b d l y e o y s u w o r L e lk e a p n a o c p a i t v a i a o i n A la s d b , v le is or P T i e s n a h s l v e c e r e a d h s s a i e a t c m n c a a c e n t i o t n m t e u t c s a n h t a t a r t a h c n n e g o h d e b F e m j i i e r n s m c a y t / i p v o F v e r u a o o s r r r r f y r e r i b p i d a a e t c N t x r h w i i s i r n a e k o e l w p s n a r i i o n y t n / f i d s n il e t g s h o o d / a n m n e d m o s r y p u e o e l t u s a . k to n u b T s u o h e i s t s n a s t e e n o s g y t s a r o e l f g T is a t h h e t e e e s v s d e a e f f d r u f o e l n m i d d t s s i o n a t h t t n h i e t e h p r b o a e y m a o k b r e l d e a i n n i s a r p - o e a y r n n c i d o o y d u t o i r c e u s lo e r F s o d i i e n f r n r g it n F s w a r - i d a i / t . .
choose areal the (plowing investment objectives:
Cal a mite as soon nye, can, if you thee you' UM Piwidel Services secant protection • Padre Cumenencore: Investments seelath the
statement a receipt is wren; or 4 you need more The Firrn is a merter of the Searnits hate Protection, gent/atom of nccmeork
nionnater rxut a Order on the state ere or Ccrporation (SIP°, which protects securities oatonws
recipe. The Film or Cad bar Gs applicable)must of is members up to 1500,000 finckding 12500X/for
SDNY_GM_000235311
CONFIDENTIAL
EFTA_00134158
EFTA01275929

Important infornialioll about your statement (00111M0d)
Lending thformatice beleve to be reliable, but we do not guarantee thry - Of? and wasted RUT stashes we not listed on a - en addition to commodes received in connection
For detailed neonatal on the f ens lending practices ocusary. natant stashes exchange, and are generally rah the sale as distrbrtim of arristy contracts and
and dertkures, refer to ma Chant Relaicriship - We 7theralY tate the clialetg pace avalablea illnud and even if toy can be sold the price art investment trust units tows clients, we ardor
Agreement or Account Agreement art the General the mean of lbid and Ms panes foe listed received may be less than the per share estimated dr Tilde receive revenue sheen; compensTion
lens and Condatons 1_126 Statement of Credit halms securities and options a only bit paces Ice OTC vale re on2,4:I nth. axon statement. from nun/ of the nurance connate. adorning
available in Agreements and °donates securities. the am ity contracts, &Mattes of the mastless
at Jon Lao crmherdf sm.-ars/al - Lest acuity traded securities maybe priced tying a companies or sponsors of the unit investment titans
valuation model a the most recent dice we • Resbided moskies Restricted wards generalk we astrbute.
Yew *nets obtained and may not reflect an a.nut market price at not assent, erg& la dole sale LEISFinancial - Our if dales also recent trading carrrissgns and
Your statesmen Mimeo secaites rid other assets hell or van. Services uses the mato price of the unrestricted stock other tompermatoon lrom,n itual funds and nstrarce
in the accost al the end of the statement period. You - Certain posiken may appear ivecul a price and of the sane issuer as an misled value for the companies whose products we Combat.
may S. for &Way of fully paid:coolies N ary time. will show as 'peke was wit avelaSt• il we re orsatted stock for turt010 of this statement only. To - We receive an mat fee Iran 1.8$ Rat USA and
You may receive counties used as loan collateral after unable to rsect price for a SeOsity the Melt that restricted seashies are elipble la sit 1.8$ AG Stamford Branch of up to $25 per account
paying any balance de on them. Any securities - Deposits or denominated curreeties id yaks received may be stbstaregRe kiss than tlw sweeping to the banks trader ton ISS Bat Sweep
tranderted to the Fins thing the slalomed period are other than U.S dollars at reelected x the exharge Mated. value Mown Progrant.
Irated at market value as of the end of the statement rate as ol the statement dale.
toad - For atian strains wading n nonconforming • Bs festinated) incomes went yield. and Mai Activity
• Cost bask. detracting the cm banes of the denomination. once aed dailygad vans) rroy An estimate of anal meaty is based on cterent Information negardng ammissions and other charges
soviet inchaded in this Ralemern, where indicated have been adjusted to facildate Pacer Mocaannst draidend and next fates, assuming the securities will :tuned on correction web the exeuton of trades,
web the mutter" I,' LESFinancial Senrtces has relied To obtan current cps:Rations, when ava be held for or* year from statement date ce awl includingoption uthsactons has been °Judd on
on information cteained from sources other than UBS yes Financial Aetna. maturity. Wm estimate is only a guideline, accuracy confirmations pprreevwioouusslyy lIurrehd to you, and ell be
FiUrXial Semen. requitingnfammion from another and continued ncome are not guaranteed provided to you promprty on damn
Inn a that you may haw provided to yous oral • Private investments end stmaured products. - EP-mated Trial income and anent yield for
Adisor. The Firm does not irdeperdently vedy Private ewestrient steadies (ft Lading dein cella/140es of wadies coed include a seism of Short selling
gas/ranee the accuracy or validity of am elornmon partcipatcn Peogram and real estate investment trust pence:alor captal bans n which case the est if yOU are engaged in short selling a wary, you may
provided by saxes other than Urarts Faunal Saadi secedes) and structured products are gentrily hghy income (rd<erM yekl) would be oveislated. incur a charge an to certain borrowing costs fa that
ailliort asrthhooruagnh U9S F its Services generally Sold Certain dructsred Fro:Ikon haw not been - Furruted anal Mom* an current yield and the patiwlrseoiy.
updates this ion 'situ received, the Fenn registered with the Securities and Exchange anoal imam and yield mete be lower ce hi der
does rot prow* an), assurances that the nformaton Carrnssion or aide any state securities ken. We than the evstmated snorts Open orders
ander 'Cost bast' and 'Unrealeed gar, loss' 6 broad minuted vanes let prate nvestrrent - An estimate of Trusteed income (divdend attic( Regaidng open or 'gazdiacancalecr orders that
aCcurate at of the date of the statement. As such wanes rid stnstured proddts for normal crul interest) divided by the carom masker were not executed by the shames date, open buy and
dense do not rely on this information io maw porprws only Ara-racy it not guaranteed valets/wage balance as based on the last dividend tel slop cedars are reduced by the amount of &Worth
puthase a sale decisions. fa to purposes - These values may differ stbstantisty Iron prices, or interest payment made by the issuer and or richts on an thoderidends a ewrid-ds date unless
otherwise. Accounts transferred to the Firm may any, al which a pekoe investment security a assumes the secaresideposes wall be held for one inflamed otherwise by yoi.You are respamble for
reflect garfloss Manahan only for the period d structured predate may be baste or sold and do year tun the statement date or until malady. aden that are executed the to yaS lady* to cancel
iima they se Mid at the Fon More historical not rtKinifib' rePresom the mesa you may recent Accuracy and continued yield are not guaratted. eating open Orden.
'Manahan can be added by row Financial Achitor. upon liquidators
- Third pasty esiniales of valss re as of a certain • Amu not held by WS Financial Service& Certain Privacy
• lthrealized gains/kisses When daa is arailabk date and are supplied to UBS Financial Services on a assets are not hell by therm/ and not with., the To dean a copy of as anent Clare Prvecy Notice.
estnuted sneaked gairdlosses are cock Weed fa regular bass by an ridependert talesman firm. Fans possession or control. These assets an please contact you Fnancial Adana or at oes redone
mitt , searey lots the treroxtion data for generalpastime or sponsor estimated vales, displayed on mot Mennen for Merman's.' of www s nwantiteiteln
indevilat Ion may or may not reelect carmissions, any, are rappreed to the Fim by the ittutf, purposes only. Posions and values presented are - LEG Financial Sondes is noe a bark. The RAW, Banns
chars andar security *organ/di cn rents. general paw or sponsor and may be cakulated provided by the issuing fen UBS Financial Services Services Account BSA and MA at brokerage
Diedend and Mks renvectimmt lots and wstanalk based on dflerent reformation from tat used by not impend* for tea information and does not accounts Mob prod!' access to baring sentes and
purchme lots are each combined to display one thud palm to derive then ululated values. guarantee as acasoy. These assets are not protected products *coat arrangements with affiliated bads
averaged lot The' Trade date' column proems the - You can obtain actlekrul infamatn regarding by 51/"C or the F stn's supplemental Slit coverage. and other thicl.parte band and provides aces to
original varnaction trade dale the methodology used to Clef OM** the estimate of insurance and annuity products issued by vitt bated
value ad the dale of the realisation that is the • Revenue sharing and additional compensation. thid.pasty nwranceampthin throe.* imitate
• Callable securities Bonds and preferred dock that basis la the estimate by contacting your Financial • n addron to commissions on sales and 126.1 fees agenFcOy subsidiaries ce 1.8i5Firencol Semites Inc.
the Mae cats for earl/ redemption wil be selected Advisor. received n conned6n with the dentate) of mutual -- Mennen, retur.ne. and arnuay ;sass.
inpartalb, by lot from among al socuswes of that - Third pry *menaced vats may be reflected as funds to of dents we ander err afffiale receive nand • No bad guarantee* May lase vat*
issue hold is our name of n nornive name for as 'Not priced' in several nuationn /den an nwerue sharing parents Iran dirarbrtors thelor - WA Resorts Istanarimunt Account, Business
clients Call featut Mom: to is obtained from third .lam Jwlvaluation Inn has not suppled or advisors of the matte funds that we Pill These Seances Account BSA, IFMA and international Resource
parties anal es accuracy isnot guaranteed. Other call cable to assign a vas, when we become await snorts are based on two different conwonems: lAanagernent Account are regestered segmental, of
lesats may toll whits cared Efit.Ct yelA Canplete that a material event AU domed that may call a the aillOa ol sales by UBS of a pat Kuhl rrulroll WS Financial Services Inc.
illOnnelzari Hill be provided upon request previous,/ reported vela into question, a when a fag family to our clients. and SG** Mel valued a - VtSA is a registered vadesnals owned by Visa
value would be high,/ speculate* de to the nal, particular mutual fund fancy's tires held at the Intorno:anal Bernice Association arid used under
• Certificates of deposit (CDs). CDs are FDIC inured of the secwty f rrn karst The UPS Visa tiede cads and the UPS Visa
ap to 5250,000 n anipal and accrued irteetst per - When nether an issuer, general partner or sponsor - We and Ott all& ate also receive networks-id and debt cards are issued by 18$ Bank LISA with
idepatitOr rd per depository inarti-eteN n accordance estimated value nor a thrd-party estimated value is ambers processing lees in consdeuecer Ice transfer permission from Vora U 5.A Mora:rated All other
web FDIC rules. prom:led the yak* of the sedrAy will be dderad agent services that we provide to the mutual funds varkesnalit mantled vadonariss, service marts and
from its bathes. price Those fees general are paid from Motor assets in registered once Mirt:e ate of their respective
• Prim/value Pates displayed for Wlardrt4 and Other - 'Dielsbutens to date' may oducle return of the mutual fuad and are a feed dollar amount based companies
mans may be hgher or lower than the once that capital.. dorne or both. on the nutter of Toasts at the lades-dealer
you would actually receive en the market POLS are - unit tae' represents the nkol offering hobo? mutual finds of that land family UBS Financial Sot vices Inc. Per 201709
obtained from yawn thid poly Vance, shots we price per unit and may net reflect yd.: C<II Fa:n
SDNY_GM_00023539
CONFIDENTIAL
EFTA_00134159
EFTA01275930

yes Financial Services Inc.
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 November 2017
CNP70055935951l17 Y1 0
GNISLAINE MAXWELL
Account name: GHISLANE MAXYVEll.
Friendly account name: Indiv.ChecklCar
Account number
Your financial Advisor:
SCOTT STACK MANILYLE CASMEL
Phon
Questions about your statement? Value of your account
Call roar financial Advoor or De
RMA Resoinline at 800-RMA-1000, on October 31 (S) on November 30 (S)
Your assets 45,574 66 40,049.95
Visit our website: Your liabilities 0.00 0.00
www.ubscomlfinancialservices
Value of your account $5.574.66 540,049.95
Items for your attention
• Help protect yc-oriel! Iwrn haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
viww.annuakreditrepat.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 143,932.84
S Thousands
Net deposits and
716 withdrawals -13,906.93
Your nvestinent return
435 45.6 40.1 Dividend and
interest income $2401
Chance in
market value SO00
1.9 Value of year et0 01/*
Pee 2014 Dec 2015 Dec k% Oa 2017 Nov 2017 on Nov 30, 2017 S40.041.95
SDNY GM 00023540
Member SIPC 0070003005950595NP7000192673 00003 1117 0305750a0000 Pap 1 of 6
CONFIDENTIAL
EFTA_OOI 34I 60
EFTA01275931

SUBS
Resource Management Account Account name: Your Knandal Advisor
Friendly account name:, 7' STACK MANLYLE CASRIEL
November 2017 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 ($) your account
Cash and money balances may indude
A Cash and money balances 40,049.95 100.00% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS reic lowed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about war statement on the last two pages of
this statement for detais about those balances,
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $40,049.95 100.00%
A
Value of your account $40,049.95
Eye on the markets
Percentage change
Index November 2017 Year to date
S&P 500 3.07% 20.49%
Russell 3000 3.04% 19.93%
MSC I - Europe, Australia & Far East 1.06% 23.61%
Barclays Capital U.S. Aggregate Bond Index -0.13% 3.07%
Interest rates on November 30, 2017
3-month Treasury bills: 1.25%
One-month LIBOR: 1.37%
CNP70003005560596NP7CC01132673 00003 I 17 0305750alliy_Gitoco2352‘ge 2 of 6
CONFIDENTIAL
EFTA_00134161
EFTA01275932

Resource Management Account Account name: GHISLAINE MA (WELL Your M nandal Advisor:
*UBS Friendly account n ' SCOTT STACK MAMYLE CASRiEL
November 2017 Account number.
Change in the value of your account Cash activity summary
November ZOI 7 ($ Year to date (S) See Account activity the month for detail: &dances in your Sweep Options are includedin the opening and
elating haances west FDIC insurance:ropier to deposits at UBS Pant USA and an halls participating in the
Opening account value $45,574.66 $43,932.64 UBS FDC insured Deposit Proven. R °XS not apply to deposits at UBS AG. StariOlO &arch of bank
ckp0SitS bread through the UBSinternationa Deposit Account program STK protection applies to money
Deposits, including investments market sweep fund hOrCarCS bit not bank deposits See Important fnfoinsabon about your statement on the
last two pages of this document for details
transferred in 4,425.34 511,752.16
November 2017 (5) Year to date (S)
Withdrawals and fees,
Opening balances $45,574.66 $43,932.84
including investments transferred
cut -9,955.97 -515,659.06 Additans
Dividend and interest income 5.92 24.01 Deposits and other funds credited 4,425.34 511,752.16
Closing account value $40,049.95 $40,049.95 Dividend aid interest income 5.92 24.01
Total additions $4,431.26 $511,776.17
Dividend and interest income earned
Subtractions
Checks and bill payments -9,759.97 -514,025.30
For outposts of INS Statement, tenablity of interest and dMdend income has been determined ficm a US
la rePortir9 perspective. Baud upon the residence of the account hokler, account type, or product type, Card payments -196.00 -1,633.76
some interest andor dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR)
Income tan The dent monthy statement is not intended to be used and cannot be retied upon for la Total subtractions -$9,955.97 -$515,659.06
purposes. Clients should refer to the acceeatee tar reposing forms 'hey receite from UBS annualy, such as
t 8 h 0 e C F liC o a rt t i i n t la 1 c 0 9 r 9 e p a o n r d ti n t g h e fo F rm or s m v s a 4 in 9 3 th , e fo U r S la i c n te re rn p U o rt R in e g ve in nu fo e r m Se a m tio it n e . a n n d is P t R h e T r p e r a a s c u t r ic y e D o e f p U ar B w S e t n o t . fi a le n d th in e Net cash flow -$5,524.71 -$3,882.89
such lOrrOS accurately classify chic:lend, ardor interest as la eserrpt or 'arab* 'mane neat consult your
includual to preparer. Closing balances $40,049.95 $40,049.95
November 2017(S) Year to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 5.92 23.76
Total current year $5.92 $23.76 Interest period Oct 6 - NOv 6
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Oct 6 145,245.87
Total dividend & interest $5.92 $24.01 Closing UBS Bank USA Deposit balance Nov 6 840,652 17
Number of days in nterest period 32
Average daily balance $.44,435.46
Interest earned $5.92
Annual percentage yield earned 0 15%
SDNY GM 00023542
CelP7C009305$60$97 NV7003182673 00003 11 I 7 03057 50C --- M Pligs 3 of 6
CONFIDENTIAL
EFTA_00134162
EFTA01275933

UBS Resource Management Account Account name: II Your lq sandal Advisor:
Friendly account name: it SCOTT STACK MANLYLE CASRIEL
November 2017 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the pro: bug ness day if the 26th fats on a
neekerxatolicray Renard. OM activity detais can be found on twomubstorefonianestivxes
November 2017 Yea, to date
Opening balance 7,208 5,709
Points earned 133 1,632
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your ream objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderat:on - None selected
Your account instructions
e Vow account cost basis default closing method is FIFO, First in, First Out.
CNP70305005560598NP70C0182673 00003 1117 030575004MX:fgagtat0002351ws 4 of 6
CONFIDENTIAL
EFTA_00134163
EFTA01275934

Resource Management Account Account name: GHISLAINE MAXWELL Your %nand% Advisor:
S UBS Friendly account name: Incliv ChecklCar SCOTT STACKMANLYLE CASIDEL
November 2017
Account number.
Your assets
some pnces, income and current values shorn may be approximate. AS a kite. Ord aid losses ma/ nDI
be accurately reflected. Set rmporuntinformafron about your statement a the end of the dxurneM for
more infonnason.
Cash
Cash and money balances
Cash anal money balances may Inducte avalaole cash balances, LIES Bank USA deposit account balances, UBS Bank USA and al t185 FDIC Insured Pavan Bank deposit scant DOEe'<ei are insured by the FDIC within
UBS f DK insured Rogan Bank Balances, UBS AG Stanford Branch deposit account Mantes and money applicatae Invn, but ale not protected by SIK. UBS AG Stanford Branch deport account balances are not insured
market mutual fund sweep balances. by FOC and are not protected by 5IPC. Money market sweep balances are protected by 51K but are not Insured by
the FOC
See the Important information about your statement at the end of this document for detaiis about those
balances
oceringboance closingOda-Ice Nice per share Average Ginn:fend Interest 0ays en
tscidng on Now 1 (t) on Nov 30(S) on hbv 30 (i) rate period period Cep amount (S)
UBS BANK USA DEP ACCT 45,574 66 40,049.95 250,000.00
Your total assets
Percentage of Cost Estiniated unrealized
value on Nov 30 (S) your account Casts (5) annual intone (Si pain or lois (S)
Cash Cash and money balances 40,049.95 100.00% 40,049.95
Total $40,049.95 100.00% $40,049.95
Account activity this month
Date Ad ittly Description amount (S)
Deposits and other fends credked Nov 1 Transfer JOURNAL FROM GNISLAJNE MAXWELL 4,425.34
Total deposits end other funds credited 9442534
Date Acti ty Description Arnow' (5)
Dividend and interest income
Taxable interest Nov 7 interest UBS RANK USA DEPOSIT ACCOUNT AS OF I IrCrEi 17 5.92
Total taxable interest 95.92
Total dividend and interest income $5.92
Odle Acllaty DitSCripliOn ArrxmAl (3)
Bill payments Nov 3 Withdrawal ACH WITHDRAWAL LiNTECHEALTHONE 658.79
continued next page
SDNY GM 00023544
CelP7DOCE005560599 NP7003182673 00033 1117 0305 Page 5 of 6
CONFIDENTIAL
EFTA_00I34I64
EFTA01275935

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your II Rancid Advisor:
Friendly account n • inrliu check/cm SCOTT STACK MANYLYLE CASRIEL
November 2017 Account nuntber:
Account activity this month
(COntmved
Date Actinty Deunplion Amount (S)
ea' payments (continued) Nova Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8.655.02
Nov 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONt -39.94
Nov9 Withdrawal ACH WITHDRAWAL Saks Retail -406.22
Total bill payments 49.750.97
Card Items for your Attention:
The new L435 visa !Mime credit card is hete, packed with exclusue travel benefits, more rewards and more of what you lone, including extraordinarily personalized service. All
stumingly clad in metal. Visit ubsconYvisainfinite or call us at 888-762.1232 to learn more
Date Deurspion Anoint (S)
Card payments Nay 20 CREDIT CARD PAYMENT -196.00
Total card payments 4196.00
Mentnurn Payment Die Payment Due DSc Credit In. Avalatie Credit Urw Outstanding Plante
UBS Visa creditcards)
payment information
for December 23. 2017 53500 Dec 23, 2017 535,00000 134,867 00 1133.00
This credt cad is endled in UBS Pay Credit Cad feature and Mll automatics« be pad Ran your acount Your payment is scheduled
for December 20. 2017
We providt this information on paw U85 vita redt card stlety at a <outlaw to you The u8S Visa trod] card and account are issued by U8S Bant
USA 1285 Sank USA sends you the officia statement for this acount and you should retake your parent ac cord ng to their ostructi ens,
We do not India rout outstanding credit card balance in Ne value c< your acount wen UBS Financial Services Inc
Date Activity Cescnplion amount (S)
Money balance activities Oá31 Salaam forward $45.57406
Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,425.34
Nov 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/03117 -9253.75
Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11106/17 5.92
Nov 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT Á50F 11/09117 -40622
Nov21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS Of 11/20/17 -195.00
Nov 30 Closing USS Sank USA Deposit Account $40,049.95
The UBS Bant USA Depovt Account is your primary sweep cplon
CNP70006005553600NP70C0182673 000O3 t II 7 030575004 Y_GM_000235,39. 6 of 6
End of statement for account number Y1 235
CONFIDENTIAL
EFTA_00134165
EFTA01275936

Important information about your statement
U3S Financial Services no. (the Firm a UBS antral her Iromyou no later than 60 days ale the f mm dains for cite. Spbnatay Podia* erodible upon • Acker' Copta/Appreceabon: Investments seeking
Stroke), is a merrier of all principal security, ccmrrodey rant you the list statallent on which the error or nest or at mow. 3,C. org The SIC anti protector, growth oe omega' rather than the generation of
and options exchanges. UBS Financial Stoic., and 1.8$ Problem a:Pared. Wits apply to all xcares tot you hold in a particular income.
Bank USA ore i-died subsilones of UPS AG and - rood. yow name ad axon Meter (ik any) capacity. • Posta ComOnation of Mean. am/Capital
affiliates of UBS Seines U.C. The Fames I refloat - teak* Ile error or tie trailer )Cu we inure The Fnn. together wish amine(k ites. has also Appreciation. Imenments seek rg both the generation
staternert is available upon regasi. lhe Fars eine.* about, adopter, as clearly as you cm why you purchased sesplensental moss-ice The minium of nccme and growthof prixtel.
offices are at: believe a is anent a info pas need more amount payable to at elable cents, oakum& tridg•
Samalien this prate-Con is 5500 million as of Dtairbef 10, 2016. Overall risk profN os
UBS Financial Strives Inc. - Providethe dolor amo_nt a to suspected era. ScbOct to the poky cordikrs end (mations, cash a • Conseivanve- Seeks to manlin nee arc pat with
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer wil erweigate your complaint t a h g e g f e ir g m at i e s f f u o r r t a h l e l y r o p u ro r t a e c c c te o d un fo ts r h u e p ld t o n $ a 1 p .9 a m rtio ill u io la n t n the l t o h w at r m as e h a a n n s d t % o P a e d tti o ly r t e o t d h o e e s a r c o c t o g rd en m er e at a e t s i e g v n e if n ic ant
and will coned any mar promptly. for alleged enon capacity AM copy of to poky wader; is neatly income a ream and may rot keep pace wite
This ;teemed represents the only official record of par evolving UBS Viet debit ea-dined:rel. if we take Won request. inflation.
LBS Financial Services account. Other recads, sap more than 10 busassdays to date, we will credit • Moderate' Wiling to octant some ride to pinyon and
official le. dxunents, contanng confiding data 'hotel pat /taunt for the amount you thinks in error. so that Neither the SIPC watch:floor the apphroental
rot be relied wan II you below there is an era a you wi have the use of the money dunng he tine it protection apply to: tolerate sow volatility to se* higher return,.
omission please report it inenedialik n writing to the takes us to complete our iweniption. • Certain financial assets controlled by (and iodated n • Algoressne: Willing to accept hip risk to pincipal at
Branch Manager of the office wvig your accoint. your account value) bA ell away from UBSFinancel high volt* to seek high returns over time.
Please mike all checks payable to the Firm or ex Services. For exanple certain (i) insurance orodatt, • (nommen! EV** Consoloation: li selected a
Atta4' el figares Moan are intended to be accurate, lancet instiaion nutted on the bent of h5 including variable enmities. and 00 shares of meat portion re the portiolio for tot account may include
tenement dnatoad not be wed fa ten purposes Rey statement In addition to nrgdar account Nee BCCOUIllt hods registered in the neme of the arrant holder on complex strategies, linked liquidety and rater
seek on yerend tax krms, Ge Form 1099. 5498. ma/ be object to maivenarce len chaps for bee the boots et the issuer or eve* agent), volatiky.
10425. etc ) when orepamg your lax return. The Fim menet for securities purchases and charges for unpaid • Imeantrnt attracts or reestment interests fe.g.
required by law town to the IRS all tauble dividends, &nor's n cash accents. Accounts that ae transferred limed partnerships and private placements) that are Statement •hetatehaldWif
mportabb ronetuble clad:end and taxable eared to other iml,Nuns may be subject to a Vander fee. not registered under the Securities Act of 1933; We may consolidate a mired account statements with
erred en entities held in you woo" net proceeds • Commodities contacts (e foreign exchange and the same address in the same erivelope. eq. because
an see tratradire, rd con baser:noel-lain covered UBS Sweep Options preixe metal contracts), include.; future contracts they have ones who aka maintain ant account
stories. 1.85 Oben (Veen der Poetiprc cash balances to bat ad commodity option contracts; rd reationshlos rah oter dents a the sire address. If
C • a P v le e a r s e e s m da a tIo r n lk a m w i i v d y e d or e al c F o ir m m n ancatwm in wring b d th a e e r p e h o s t s . e t m m w o a n a t e k y n n m a l a D a r i k P l e n o t o c m n e - u a A t f u f c d a c i l e f o u te n r d t d b ( s D a (M l A e ) o s t n a o e c e y r c d F a A u s n l t i d b a s n i ) e e a d n t d • D B FD a e I n p C o k U s to i S t u a A r c e , c U d o B D u S r e t A s p o G (e s x U it c . P S e r p . o t b g c r r a e a n m n c d . h e a s te a s n d a b d a e rk p s o s n it) t a h t e L ES m y c o a u i l l n p " e ; e y te o e r u n r t o F ve i r l n e o a c p n e e c i s v i , a e y l i A o n d u d v i m v is id a o u y r d a e l s c t l a in te e m h e o n u t s s e m h a a i d le in d g ' n try
• u o I t f o t l t f t t h u e h e r i r s t f h i t s n h e t a e a r n t p S e c r e m i o a o t l e e _ a n c r t t t i i e t y s s u o n I t u n o i r o v t r e U n i s l 3 e i t o S o s n r E . t P h i n r n e o e d t t m e o u c p d a ti l o r e S o n t t A r y o o o c k f u t e t r ( s S o re , P U t b i 8 e 3 o S s a D b P w a e ro n i p l k g o l s r a s a e p n n a I a n a n c t r c i e c e o r i n F u p D a n a t t I t C s i n o a r n g a a l n U l t R B e th 5 e d e m I r U i o n k B r m a S U F M a S O i a A d I n C a s a i n - n g ic d s e e t r r r m w i e m d o e t - D t a A e f f D f c p il I o c i C a s o t i r e t s u d t l . e s. n a o T o a n p e t p p a S k p a IP m p C ly s e p t r t a o t o t a e t t l m h / p d e e ro n o e t t e n s a c . s a t s T i n o e h d t n s e h i o W t e w C n n s o u i p t p f r p p t o h r l t e o e e m t y c e e t o c io n t t h t n a a e a l g r p w n a r d is o i n t e t h e c a e h d p a p o n e n g a d e r s o F c th h ri e o e s F n e r d n ie l b y n y d a l y c y o c a u o c u t c o o n u t a n n s a s t i n s m t a y e m o e u i w s a it h c u yo s u tm r r e e a cc b e le d k 'r e a ep im ing e nt'
Fiuncial Sanas carries year =ant as diming For more rennatim, plea* visit *wee fdic.gok Deposit en the mike vat of you investments (whether a a has no legal effect cn your account You canthane
baker by arra-gerrent wit the rdcated inteution accourts at UBS AG StanfordBranch and shies of result of 'wrist movement, issuer bankruptcy or your kindly account nines, though Orkne Services a
We informed you of this relatonshio who you MoneyFunds are not netted by the FDIC. otherwise) by contacting pt f irunual 'Weser.
P op o e r n k e ie d s th a is re o l c oc e a a te n d . a h t t L h O e S c fi a n s a t n y c o ia u l r S k e r n a a tes a a n n d d rot Through tie C cash Wanes ere swept to deposit Dividend Ileinvestment Program (DPW) Accamt Overview
the intodacig brae, ant you mist make a repot accounts at UBS AG New von Brardn ad UBS AG the eke reflected is .11) average price. You may obtain • Yet" of you aaountlpeniolm Net of assets and
of any error or omission to both firms. Capon Branch. These deposits are not aured byte the actual peke Irem yok Finn ial Advitor Only whole liabilaas
• As deleted in the account agreements you mist FIDC. Balances held at tie LES AG Cayman Branch are shares are purchased under 0 R IP; Palial shares win be • Asset_ Includes available cash balances, wakes for
ready us of any ernes or baud Solving decks temp:rank emptied to tre sovereign risk. of the Cayman soli ant the cash wrt be deposited ri your recount We restricted seunty (est), and Global Tine Devosits,
reflected on put statement within 30 days after e was blend, id there is nog...untie or °the obligator, of dividend rerwestment price applied by he Barr may unrerAzel marts to market, and cattail assets not held
mailed or made male LES AG to repay the balances while on the UBS Carmen dile fromthe nodal pke at which the patios there' by the Fen. Does not include unpriced sieuritieslastels
• Plena dect *sower complaies or intrees to tee Branch's books. re sold al the end of the pior and current staitmeM penods, cr
Fern% C fent Relations Department at 201.352.1699 prune aresenentku erd stock options ad
or toll-free at 8020-354-9(03, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC_ Money Fund emceed* nod options
ET Monde through Friday, or in wing to UB5 shires are peeled by 51K. See 'LAS Financol •C nk whole wets may abed n wet account. If you re • Ciabedies hcbdes debt Wheels, ices. minan
m anual Semites Pc., Client Relations Depaermit Accord Froudiord below. en' red to • pane unit as a result ol a decked pitmen' loans, credit snort accent bale-ices.
P.O. Box 766 Union Ciao NI 07067. co atomie. the Firm will tither sell partial 'nits at • Cash/money balances. Total of uninvested available
• A 0 siteenerts shall be deemed complete and acosee LIXn your request, batik., o the bent depose me be rarat price a accept an mount determined by a cash balances, pies deposit balances at affiliated and
if not objected to n welting vette GO days *Mohawk and shares of a Money knot may be regrind <biro agency, a-d credit put accord noneffikated hanks, and money maket mutual Ltd
• Fa nv services. Call 0444124)966 or *cm outside Ickiclatect and tre proceeds retuned to you a gout crew balances, at the cbse of the deerrent period.
to US.: Cal 201.3524495 settees accent Investment objectives Non.cormidity Ire conk balance in wiz roan' re
• F c k I W n a i i n d r c e a d a r s n r t h c e r t a a i r a o a n n l f n s W t * s e a n f n i e r e e o r t t e e n O s r s " F o , 0 T r r c 7 ) e g a . 0 b . l e l . 8 K r i 1 6 t O i 0 p , o 0 A e - n 0 M s m r H m - a 1 a b R r 0 " o b O 0 a u o A 0 t r N . B a U E n P l G O v S e A d r l w V e , S 6 c t e t a e t r h o v t n f e a t l i o o c n b o U . r i B , l S k a r a e n l b e h m y e i n c u r a b g i l r s li i n c o c u g o r r m B r r r e 2 i a s n 0 o t t . c i n 7 n n e 6 k a w 2 b e - y 1 o i d e 0 u l 0 t r i k a 0 a t v f e r a o . i l a a m n b d l y e w y s i h e r l e L d e s a p , n i o t c p a t v e i a o i n A la s d b , v le is or T i p s e n a e h g v c e a e e h s s i i n e c a tm v a c a e c e n d o t n v t m u t i c s < n e h e t r a k t e a h n e n g e o d e i b F n m i j i n e l e m a c y y t p o i F v v r u a e o o r r r r f y i e r n d b p a a e t c n k t r h w c i i s a n i e k a c e l v p c s n e r i o o t t y u t s f i e i n a l t e s g t h i o a d a e r n c e a t o c j s r o y y p u o e n u t a s k to n u b T s u o h e s i t s in a s t e e n o s g y ta s r o e l f T i g s t h n h i e n e e s c d s e L e f f r d u f o u e n m n d d d s i o s n r t e n h ti p e e t r a h b a y , a n a o l e a b r n n d le c i t n e w s a p - e a o y r n n c i d o o y d u t o o r c u s lo e r F s o d i e e n f r m g i n t s n a r u a nd y k . e
choose ore of the (plowing investment objective:
Cal a write as soon as you can, if you *irk Your The F F ir i m sm is c a i a m l e m Se b rv e ic r e o s f m te e e o S w e % ar p n r it o s t h w y t e ie n n a Protection • fioduceCcerenanconte: Investments seeing the
statement a receipt is wrong or 4 you need more geniencn of nconeoriy.
Corporation fSlPC), which protects securities oitonws
I-domain ixut a transfer on the stateniert or
recePt. The Firm or Cad hair Gs wpficable muse of is members up to 1502,000 Concluding 1250.020 for
SDNY_GM_00023546
CONFIDENTIAL
EFTA 0[)134166
EFTA01275937

IFnportaut information about your statement (00fftlilued)
Lendim infannatien securities and option or ony bid prices la OTC moved may be less than the per share estimated the annuty core:ads, Mffiates of the mane
For girded infonnalon as the Faris lending poach swanks. see ;corded n lee accost statement. companies or woman of the unit investment mate
and dockssres. refer to ?sr Client Relaicriship - Less action/ traded securities may be piked ush9 a vie denim:la
Agtement or Across Agreement ad the Central valuation model a the eon recent price we • Restricted securities Restricted wades gineraltr - In addition to canmessions Weaved Iran the
Terms and Conditions LES Statement of Credit heaves obtained and may not reflect an actual market price re rot currency N.gbte for public sale U3S Finaxial dachas* and sale of NeaShires lads, we ardor os
available in Agreements 4.40nd:tures at a mkt Services uses II* Market Wilt. of the unstricted stock affiliate recess n asset-based revenue sharing
&me ob. comocomptclarlotota - Certain pose ions may appear withcul a price and of the sne titer as an meted value fa the parent from NouStures dictrtulas, as en as
will Mow at 'price was not resalable' if we we restricted stock for pumoas: of rat ife0P1Ont on4r. To lu-dim7 for technology dnekpment. training and
Your assets unable to obtain a price for a security. the event that restrkted soirees are &able la sale, education.
IMF statement demon sectrites aid other assets held - Deposits or securities dervinnated honercies the yaks? receivedmay be sthstantaly kiss than the - Our if dales ale recene trading corn-mesons and
in the account a the end of the statement period. You Other Von U.S dean se rel tested at the enhame ?mined vela shown other compensation frommutual funds and insigne
may rte for &Way o k4r pad sea-Mies at any time. rate as of the statement date ranbanies 'hose products we dratbuse.
You may recent smunlies used as ban collateral after - Fa when securities rainy in nonce/gaming • Eq. (estimated) incentor curreert yield" and Wow - We recent an a-rualfe t from LOS Bank USA a-.1
;wig any balance We an them. Any securities denominations. OMe aril quatily (lace value) may An estimate of annual emcee* is bated on anent 1.8$ AG Stanford Branch of up to 125 per account
trannemed to the Fim &ring the statement period are have been adjusted to facilitate brevet valiant. dnidend and Merest rates, assuming the Wean*c will sweeping lo the banks under the LOS Bari Sweep
toted at market value as of the end of the staternert TO obtain current cantatin, when available, contact be held for one yea from statement date or trail Program
mend sky F.-uncial Ackina maturity This estimate it any a gudelne. accuracy
• Dort bask. In Stemming the con bans of the aid continued imam are not bus-armed Activity
se:unties inckided in this Caternent where indicated • Private investments And ttnactured products — Estimated arsul inane rd curet yield for Information regadng CCMMISSIXTS and other chases
veth the number 'I,' Les Felancifil Services NIS rued Private mesImmnt Wanton UN Why dee(' certain types of smash*. cald ricked. a *Ian of incurred in connection with the wont.n of trades,
cn information obtained from sources other than US$ part opal i:n program and real estate amestment trust ancval or capital gain n which case the est lxbdeg option transactions has been included on
Flynn.' Seinen, mIsclirg darnation Iran another wines) and structured indicts are confab/ highly income (irxl current yield/ would be overstated. confirm/lions previously lunched to you, and wit be
fan a that you may have provided to you- Figs-cal ilk aid (man aructind drains have not been — Estimated anal income and current yield and the provided to you promptly on request.
Ackisor. The Firm does rot.n dependently vary a' registered with the Sentinel and Exchange actual karie andyield might be lower or higher
guarantee the accuracy or validity of any nlarnmion Canrinssion Cr' under any state securities laws. We than the estimated ampules Short seeing
provided by torus other than Minna' Sancti. prorde estimated yobs fa private nvennent — An estimate of arrualned Inn* (dividend rd's If you se engaged 4, short selling a securay, you may
h ackftlion, 4M-our UPS F ,s Services genetalk securities and structured products for informalcrud interest) divded by the current met incur a charm So to certain bommag cons for that
atektes this nlarnalnn as received, the Fenn supra, only Accuracy is not guaranteed vabaarayerage balance 4 based on the Last dividend searity.
does not vox* any asSUranCeS that the nformation - These values may differ sbdantialty tom prices, d or Mennt payment madebythe issuer and
infer 'Cost basis' and -Urtealdedgailloss' 6 any, al which a poen minima-I security a d19-MtS the searkeddeboses will be het for one Open orders
accurate as of the date of the statement. As such structured product may be bouts a sold and do year from the statement date or until maturity. Regarding open a • spadlibcancaker cashes that
please do not rely on this information to mike not necessarily represent the vas you may receive Accuracy and continued yell me not guaranteed. were not matted by the mammon date, open buy and
purchase or sale decisions. for tar purposes 'Pon licuidaticn. tel stop orders are reduced by the amount of dadends
otherwise. Accounts Iraeared to the Fan may - ThN party enemies of value at as of a rerun • Mans not held by WS Fintandal Services. Certain a rights on an cottager.* a evrights date unless
reflect gar/loss Hammon only fa the period of date ad are steplaad to MG Financial Stares en a assets are not held by the F rm aril not wthn the insulated othetwise by you. You are itspcnsb/e for
tin* they are heed at the Fain More historical regular base by an independent nitration I Fee's possession or control. These assets are orders that are executed due torus Latin to cancel
nformalion can be added by you Financial Adaser. gerseral partner or spans estimated valuer, deployed on you statement for infonnational "'Ong open orders.
• Urruiited gaits/losses 141411 data is available, if ay, are stocked to the Fie by the illuer, purposes ally. Positions and yaks, presented are
fmntredu-realzed gai-dlosses are calculated Fa general palter a sponsor and may be caktIated provided by the issuing fen US$ inane' Services is Privacy
;Maeda, sentry lots. The transaction data fix based on Menne nformaton Iran That used by not relpnbk for the Norman:in and Wes not To obtain a copy of our current Client Primacy Wee,
Midtvilal lots may or ma; not reflect ammonceo, third panes to derive the elinused V3kall guarantee es accuracy. these assets at not protected please contact yea Financial Advisor or viol or imbue
cheers andor security morganual en menu - You can obtain addle:awl information regarding by SteX or the Puns succlamntal SIK COV4•491. al ',maw nth ettrandvaimare
Dirtied and other reinvestment lots and swankle the methodology used to determine the estimate of ▪ UK Financial Menus is rota bads, the RMA. Mons
purchase kits ate each conti-ed to disptw or* value and the date of the ?Formation that is the • Revenue during and additional compensation. Seines Account BSA and IRMA re brokerage
averaged lot. The • trade date' colmn presents the basis la the estimate by contactrg your f rano& — h actinic* to commesins en sales and 120-1 fees accounts inch anode accts to bank ng 14.1%.0 and
aging transaction trade date Advisor. 3eceived in conned in with the dist...non of mutual prodacm gnat anangements with affiliated barks
• Callable securities Bonds and framed stock that - TWO party emanated valets may be reflected as knits to our <lent, we ads out algale rookie and other thimlberty banks, and provides access to
the issuercanfor eay redemption wit be selected 'We priced' in several situations when an revenue Owing payments from chdrimtlas ardor Wine and arruity products issued btu-affiliated
?menially by lot Iran among all sear-des of that ?decadent valuation km has not stippled a advisors 01 the mutual finds that we sell. These Inn-party MA/ate companies throuOlirutance
issue he/0 n our nom annum-lee name for or triable to assign am**. warm we become 'Nine morns are based an two different comprems: (A agency w-taiddries of LOA Financial Sauces no.
(limit Call lease Haman:nil churned from third that a material event has centred that may call a tie ans.* of sales by I.SS of a particular mdual ▪ entstrain, iroUtleite, and arnuity products
belies ad as acctracy is not guaranteed Other call Vows* regaled yaks ?so question, or when a land fairly to our dens, and 60 the asset valve of a - Not CDC nand • lib bark guarantee* May lose raise
feahres may thin which cord afro *ld complete value would be highly speculative due to the neae Patents mutual kind fa nal, shares held at the - WA. Peseta Management Account. Business
nicemalen will be providedupon request ol the secunty. fan Services Account BSA, IRMA and international Resource
• Delineates of deposit (CDs). COs at RAC muted - When nether an elute, general partner or sponsor - We and our affiliate also receive Wynnk rg and Management Account are regnt end service marks of
sp to $250,0)0 n principal and accrued interest per estimated value nor a thidparty estimated vaka it onnba processing fees in consideration for transfer 685 Frontal Serekti
depositor ad per demeitory instituares inaccordance mined the vats of the secuny willbedifferent agent services that we provide to the mann funds - VISA is a registered vacating owned by Visa
vat, FDIC nies. Iran its ;whew price. These lees "morally re paid from master assets n her national Senn? Association ad used tinder
• Price/value Pries dispLked for senates and other - • Distrbutions to dale may nix* return of the mutual hod and at a feed dolls' amount based [cense. The LOS Visa credit cards and the LOS Visa
products may be hgher or lover than the bore that capinb mom or both. on the number of accounts at the broker-dealer debt cards are Cured by WS Sank USA with
you would actually receive in the make. Prices are • 'Orignal unit vie' moments the nitial offering holding maul lipids of that fud I amity Fermin:on horn via U S. A Incorporated All other
obtained f torn trios tad paly sources witch me pnce per urirt and may not reflect you cost basit. - In ackiern to commits:one received in connection trademarks. registered vackmarks, service mats and
beiew to be relabk, bit we do not guarantee Mk- - DPP and tainted REIT secuntes arc not hied on a with the sate a deerbutvn of arnuity contracts and registered Semite maks are of their respective
acaracy minima steadies exchange, and are generally snit nwstrnent trust unts to our (lents. we anttor corfliates
- We generally use the closing price when avitbkce acted and men d they can be sold the ;rice or Inuit receive revenue shying camentaton
to mean of the bid and ad prices for kited from may of the irurrnce<ompanies undmo tit) WS Financial Services Inc Rev 201711
SDNY_GM_OOO23547
CONFIDENTIAL
EFTA 00134167
EFTA01275938

UBS Felancial Services Inc-
Private Wealth Management Resource Management Account
4tUBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 December 2017
CeP70080137691217x123Y1 0
r, IC, AlkIr RAAVVart
Account name: GHIStANE MAXWELL
Friendly account name: Indiv.CheckiCar
Account number
Your Nnandal Advisor
A ',IAN/LYLE CASRIEL
Questions about your statement? Value of your account
Call ;Oa Eirianciei Adv,Sor Or th e
RMA Resourcelane at 800-RMA-1000, on November 30 (1) on December 29(4)
acco
Your assets 40,049.95 41,946.32
Itisit our website: Your liabilities 0.00 0.00
www.ubscomilinancialseivices
Value of your account $40,049.95 $41,946.32
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your accent growth
www.annuakreditrepott.com. Tracking the value of your account during 2017
Value of your account
at year end 2016 343,932.84
S Thousands
Net deposits end
716 withdrawn -32,015.59
Your MeStrIleilt ream
MO:lendand
interest income $29.07
Change in
market value 40.00
Value of year mond
on Dec 2% 2017 $41945.32
SONY GM 00023548
Member SIPC CNP70010008013769NPI000313143 00003 1217 030S7S0 1000 Pep 1 of 8
CONFIDENTIAL
EFTA_00134168
EFTA01275939

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your K modal Advisor.
Friendly account name:Indiv Check/Car SCOTT STACK MANLYLE CASRIEL
December 201 /
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 29 a) your account
• Cash and money balances may include
A Cash and money balances 41,946.32 10000% Your current asset allocation
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 000% account, lies CNC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 000 0 00% account balances and money market mutual fund
sweep balances See the Important in formavon
D Fixed income 0.00 0 00% about your statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $41,946.32 100.00%
A
Value of your account $41,946.32
Eye on the markets
Percentage change
Index December 2017 Year to date
S&P 500 1.11% 21.83%
Russell 3000 1.00% 21.13%
MSC I - Europe, Australia & Far East 1.62% 25.62%
Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54%
Interest rates on December 29, 2017
3-month Treasury bills 1 32%
One-month LIBOR: 1.56%
CHP700100C030I3770NP7OCO3I3I43 l>3033 I2I7 0305750CepitGiux02351ein 2 of 8
CONFIDENTIAL
EFTA_00134169
EFTA01275940

SUBS Resource Management Account Account name: GHISLA1NE MAXWELL Your Financial Advisor:
Frit nd ly a ccou et n • SCOTT STACK MANLYLE CASRIEL
December 2017
Account number.
Change in the value of your account Cash activity summary
December 2017 (S) Year to date (I) See account activity the month for dela Is Mantes in your Sweep Duo ons are includedin the openng and
closing balances vast. FDIC Insurance *pies to depositsat UBS Bank USA and all balls participating in the
Opening account value $40,049.95 $43,932.84 UBS CDC insured Deposit Proven. it Lees not vply to deposits at UBS AG. Stanford &arch of bank
deposits placed through t he UBS International Deposit Account program SVC protection *pies to money
Deposits, including investments market sweep fund holdngs tut not bank deposits See Important Mfom>abon about ywe Staten/eat on the
lag two pages of the Oxen-sent for detain.
transferred in 9,950.05 521,702.21
December 2017 (5) Year to date (I)
Withdrawals and fees,
Opening balances $40,049.95 $43,932.84
including investments transferred
cut -8,058.74 -523,717.80 Additions
Dividend and interest income 5.06 29.07 Deposits and other funds credited 9,950.05 521,702.21
Closing account value $41,946.32 $41,946.32 Dividend aid interest income 5.06 29.07
Total additions $9,955.11 $521,731.28
Dividend and interest income earned
Subtractions
Checks and bill payments -7,925.74 -521,951.04
rot outposts of tNs statement, twablay of 'nicest and toldend income has been determined fical a US
tin ltPartirg aeradim. Baud upon the residence of the account holder, account type. or prodixt type, Card payments -133.00 -1,766.76
torn, interest arch dvidend payments may not be subject to united States (US) ardor Puerto Pico (PR)
income tares. The dent monthki Ratement is not mended 10 be used and cannot be rived upon for tat Total subtractions -$8,058.74 -$523,717.80
purposes. Clients should refer to the apocatie tat reporting forms they receise from IBS annudly, such as
t a h P e p li f C o a rm tte s t 1 a 0 t 9 r 9 e p a o n r d ti n t g h e fO F rM or S m v s a 4 in 9 3 th , e fo U r S la i x n te re rn p s o rt R in e g ve in nu fo e r m Se a t t t i l o e n < . a n n d is P t R h e T i p tE ra 6 c u t r ic y e O o e f C O UB M S T e t n o t . fi a le n d th in e Net cash flow $1,896.37 -$1,986.52
so< h lOarn accutately dasafy ch/Oena arolroi Interest as tat exerr0t or lamb* income Please consult your
Indgclual tax preparer. Closing balances $41,946.32 $41,946.32
December 2017 (S) Year to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 5.06 28.82
Total current year $5.06 $28.82 Interest period Nov 7 - Dec 6
Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Nov 7 840,652.17
Total dividend & interest $5.06 $29.07 Closing UBS Bank USA Deposit balance Dec 6 843,19874
Number of days in nterest period 30
Average daily balance 840,476.34
Interest earned $5.06
Annual percentage yield earned 0 15%
SDNY GM 00023550
CONFID C E elP702 N 100pe0 T 13771 I N A V7003 L 31314 3 00003 1217 03057%04 Y123576SSO 111000 Page 3 of 8
EFTA_00I34I70
EFTA01275941

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your lInancial Advisor:
Friendly account n • SCOTT STACK MANY LYLE CASRIEL
December 2017
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th Mrs on a
%%inert( h5liciay Reward. pant actiniy cetais can be found on amadvosmadonmestnaces
December 2017 Year to date
Opening balance 7,341 5,709
Points earned 0 1,632
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account. If you have questions
about thee objectives, disagree with them, or wish to change them, please contact your,
Fesancial Advisor or Branch Manager. toucan find a ful description of the allematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consideration None selected
Your account instructions
• lots account cost basis default closing method is FIFO, First In, First Out
CNP7C0100C6013772 NP70C03i 3143 00003 1217 030575 a I 543IklY„GM, 002351JR3e 4A
CONFIDENTIAL
EFTA_00134171
EFTA01275942

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
UBS Friendly account name:lochs/ ChecklCar SCOTT STACK MANLYLE CASIOEL
December 2017 Account number.
Your assets
Some Duces, income and current wives sheen may be Epproximme. As a its IA. 50Ins ardlOsses may nol
be actualely reflected. See smporuntinlosmabon about your statement a the end of this dxurnem for
more information.
Cash
Cash and money balances
Osh and money balances mai meltect± ayalafie cash balances, UBS Bent USA &pout account balances, UBS Balk USA and al UBS FDIC bitted rrogarn Bank deposit acorn Waxes are insured by the FDIC within
UBSEDC Insured Program Bank Balances, UBS AG Stamford Branch &posit account dealers and money applicable lents, but ale not protected by 9PC. UBS AG Stamford franc h deposit account balances ate not insured
market moue fund sweep balances. by NYC and at not protected by 51K. Money market sweep balances are protected by 9PC but at rot insured by
the FDIC
See the Important information aboutyottr statement at the end of this document for details about those
banes.
Doering Menet Closing bdbxe Price per shale Average Derldend Interest Oafs in
iiddng on Dec I (t) on Dec 29 IS) on Dec 29 OS rate pedal period Cep mount (S)
UBS BANK USA CEP ACCT 40,049.95 41,946.32 250,000.00
Your total assets
Percentage d Cost Estimated Unrealized
value on Dec 29(1) your account One (1) annual interne (II Once loss CP
Cash Cash and money balances 41,946.32 100.00% 41,90632
Total $41,946.32 100.00% $41,946.32
Account activity this month
You hare gratified for a 5150.00 Annug account lee waver.
Date Activity Description Amount (I)
Deposits and other fonds credited Dec 1 Transfer JOURNAL FROM HISLAINE MAXWEU. 9.993.05
Total deposits end other funds credited $0,050.05
Date Actiety Description Amount (1)
Dividend and interestiocome
Taxable intetect Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 21061 7 5.06
Total taxable interest $5.06
Total dividend and interest income $5.06
SONY GM 00023552
riimcoloot;e013713 NP7OCOS I 3I 43 00033 121 7 030575a MOOD Page 5 of 8
CONFIDENTIAL
EFTA_00134172
EFTA01275943

*UBS Resource Management Account Account name: GHIStANE MAXWELL Your Nonacid Advisor,
Friendly account name:lndiv Check/Car SCOTT STACK MAAILYLE CASRIEL
December 2017 Account number.
Account activity this month coninved)
Date Actiuty Description Amount (I)
ail payments Dec 4 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39.94
Dec 4 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE .658.79
Dec 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -6,107.59
Dec 11 Withdrawal ACH WITHDRAWAL Saks Retail -1,119.42
Total bill payments 47.92534
Card Items for your Attention
The new UBS Visa Infinite creek tad is here, Packed with exclusrde travel benefits, more rewads a ei more of what you love, nt/ding ertiworclinality personalized service. All
stunningly <lacl in metal. Visit ubsccenlynainfonne or call us at 888-762-1232 to learn mole
Oak DtYcnoeion Amount (1)
Card payment. Dec 20 CREDIT CARD PAYMENT 133.00
Total card payments .4133.00
Minmum Payment We Payment Due Dae credt Inc mialatie Clan ore Outstanding balance
UN Ks* credit card(s)
payment information
10.00 13600000 135,030 00 $0.00
this credt card is ern/leoin u BS Pay Craft Cad feature and "III automaliCally tie pad km your accourr. Your paiment is scnectied
for January 20 2018
We provide the inloimalion on polo utiS visa credt cards sorely as a courtesy loyou. Ire uss visa credt Card and account are nsuera by u8S Bank
USA UBS Bank USA sends you the officie statement Ice this account and you should make your payment tt coming to their Ingmaron.
we oo not include y0ur outstanding credt caklbanirce in the valued your account with UBS Anemia SenmeS Inc
Date ACInrity ()escrow Amount (S)
Money balance activities Nov 30 Balance forward $40,049.95
Dec 4 Deposit UPS BANK USA DEPOSIT ACCOUNT 9.950.05
Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04117 -6.80632
Dec 7 Deposit VBS BANK VSA DEPOSIT ACCOUNT AS OF 12/0617 5.06
Dec 12 Withdrawal LIB5 BANK USA DEPOSIT ACCOUNT' AS Of 12? I Ill7 -1,1 19.42
Dec 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12720/17 -133.00
Dec 29 Closing UBS Bank USA Deposit Account 141.94632
the u es Bank USA Decent Account Is your primary sweep coign
CNP7C0100880i 3774 W7003313143 00033 1217 0305750Cey_Gm_000235ftio 6 of 8
CONFIDENTIAL
EFTA_00134173
EFTA01275944

7
SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
friendlyaccount n "InAi' rhaarr '' SCOTT STACK MANILYLE CASRIEL
December 2017 Account number.
Summary of approved payees and recurring payments
easel on your instructions. the foNowing pafies and recurring payments are consgfered 'approved The payees and recurring payments acted below do not include BMPayments. Electronic Funds Transfers and
payees' As a result. (I)you may authorize addObnai traoska to these payees verbay and (2)you are no (ease) ocher transfers Oenueen accounts at MS If yar have additional pans and/or recurring instructor's
longer receiving mdadidualcoralmations for payments to these Mem- on file, you w4 recent separate conlirrnaKons from your EnaMnl Advisor.
To update or cancel any of these instructions. please contact your rmancial Advesor
['showmen' Lal used
Payet CkS(1101C0 Amount (S) 100030 TyPIEVt01 Freglittlfy Slott date End dale dale
Brian VUraSitS
Capital One, National Association varied ACH Payee on file Upon request r a Na Aug 18.17
SDNY GM 00023554
C P1P7031000301 3775 NP700O3 1 3143 OcIC03 1217 03057 50 111000 Page 7 of 8
CONFIDENTIAL
EFFA_00134174
EFTA01275945

*UBS
Your notes
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CONFIDENTIAL
EFT,00134175
EFTA01275946

Important information about your statement
U3S Financial Services in. (the firm or UBS biaxial her IroMyOu no later than 60 days after the F rm dams for cash/. Erpftnaltry broChse natle upon • Ackert CopealApprennon: Investments seeking
Serval). is a member of all principal warily, ccmrrothey sera you the list statenelt on which the error or region or at ma. spc.org The 9PC asset protector. growth of pmcpal rather than the gentraton of
and cobra exchanges. UBS Financial Semites and 1.8$ Problem sand. lank apply to all xcants that you hold in a particular income.
Bank USA re i-died subsilones of UPS AG and - Proved, yotr name rd ream nterter CO any) capacity. • Prolate ComPnatem of income and Capital
affi haes of UBS Swishes LLC. The Fines f Saul - Nsabe tap error or tie antler you re inure The Finn. together wan certain aff Wares. has also Appreciation. Investments seek i-g both the generation
statemert C available upon retail. The Finn exeosire about, ad stolen as chary as you CT why you PtfthaW19.0plemental innate the ma mum of nccme and growth of prixjaal.
offices ere a. believe if is anon a why ),,J need more amount parker to at elgbe clients conedr ay Lear
riformaten this protection is 1500 million as of Decerrber 10, 2016. Overall risk profiles
UBS Financial lances - Dade the dour anent of the suspected era. SLbect to the sok-vat-dna at Imitations, cash a • Conservarwe. Seeks to manlin nine rectal wth
W 12 e 0 e 0 h H a a w r k b e o n r B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer wil Seagatesus complain t a h g e g r f e ir g m at i e s f f u o r r t a h l e l y r o p u ro r t a e c c c te o d un t t o s h u e p l t l o n $ s 1 p .9 a m t i u llio la n n the l t o h w at r m isk e a an n d t h v e o l a at c ili o ty r t n o t d h o e e s a r c o c o o t g rd en o e v r e a r te a l s l t e o v n e e n k a 4 rt
and vial coned a error promptly. For alleged wan capacity AM copy of eh poky wadi-9 is mailable income a fare and may not keep pace with
This Statement represents the only offi cial record of par tooling UBSVsaedabil ca-dtransactia if we take upon request. inflation.
L o B ffi S c i F al r o la n c t d a x l u S n ta e t n e t s s . a c c o co n u ta n n t. n O g t h (o e r r - C re l c a a n n g t, d e a a a u sh ( o uld m yd o s r * e a th c a u n 1 il 0 f b o a r s e t h re e s a s m da o y u s n t t o y o d u a t t h h a s, t w a e in w e i r ll r c o r r e . d so it that Neither the SIPC protenion nor the 94phrnental • Moderate Yelling to accept acme rids to pinups' and
not be relied can II youbeim* there is an aro- a you vii haw the use of the money dunng the tine protectors apply to: tolerate acme volatity to seek hither return,.
omission. please report n immediately n sang to the tabus us to canning our iwestiption. • Certain f antis! assets controlled by (and naiad n • Algsyressioe: Willteg to accept hip risk to pincipal at
Branch Manor of the office wax) your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time.
Please mike all checks payabb to the Fern or the Services. For enrage certain (i) insurance orookrts. • nmestment Elgealy Consideration: t selecte4 a
Althckep a livres shown are landed to be accurate, I runcial ingestion mated on the tan of the including variable rarities. MO 90 shares ol roast portion of the portfolio for tat account may include
statement data aukf not be used for tee papas Ray statement In addition to regdar awe ha accounts funds registered is the name of the &can holder on complex **egos linked liquidity andante(
saki on yethend lax amt. (Le • Form1099. 5498. may be abject to matanarte lees, chaps for We the boots oe the issuer or tunas- agent), vobtilty.
10425. etc ) when ',memo your lax return. The Fiat a meant a securities purchases and charges ice unpaid • 'avant (caracts or hestMent :wrests 0.9.
required by law to report to the IRS all table &Minds, arann n cash accants Accounts that an tansferred limited partnerships aid private placements) that are Statement •houteholdisr
reportabb namable bands and table rarest to other instnans may be subject to a Vander fee. not registered under the Securities An of 1933; We may consolidate at related account statements with
end on securities Fold n per account, net proceeds • Corrmodetres contacts (e.g., foreign oichae and the sane address in the same gala. eq. became
on sate trawlers ad con barb:noel-lain covered UBS Sweep Options pre me metal coritract0. inducing futures contract, they have cantos who ako maintain Pint account
C z • a r P a n l w e i a e r s o s e n r . e la s t o la r n tk s m w a it y h o th ra e l F co ir r m m uncations in wining L b d E a e n p S k o l o a s s f . e r f m e n a r o c a s n c o t c e i p u c y t o a i c o t o s l n D w a s r l F a i n e o o t r m m a n- u a a A t f u f n i k a li n a l r f o t a u e n n d c d a b ( s s 0 a h (M / t b ) s o a f n l r o a e d e n y c c F e u a s L t f / O f t c i o l W a ia b m t e a a e - d n k d • B D F o D e l a d I p C o t c I s U o n it S m s a A u m c r , e c o U d o d B u D it S n y e t A a p s o G n (e s i x U i o t c . n P S e p r . c o t b o g c n i r e r t a c r r a m t h if c i e c ts a s ; t e a a s n n d a d b d a e rk p s o s n it) t a h t e L ES y r c w e o a l w a n u t i a i p n o a g n a t s y e h o r m a u a r t e s o F t w i o a n p a e e e n n r c s i o i e , a t h y l i A o e n u r c d h d i m v n e i a d o n y u r t a d s l e a s c t l a i t n t h e e e m h s e o a n m u ts s e m e a h a d a d ile r in e d s g s ' n b . I y t
v to e f l u a r r t h ti e e r p S r e o o te _ c a t i e y s o I u n r v r e ic s h to ts r • P m ro d te u c d tio r n g A yo c u t r (S ri P gn A e T s D w e il p e o n s t I a n c t c e o rn u a n t t e a ra l U l P B5 a s B c u u rk a U M S a A n a a n ge d m no e n n - t a A ff c il c ia o te s d t. n T o he t a S p IP p C ly p to o t t e he a s o e n as a s n e d ts t e h v e e s n u if p t p h l e a y e e n t t h al a o n r e a t a i p o p n ea d r o Friendly account name
• o If f t h th e is fi n s a l n a c m ial S s a is lt n a o tio t L n B a S n F th r e o t n op d l e S f e t n o k f e ta s p , L t B ho S n t b P a ro n g k r s a p m a a rt ici F p D a I t C n a g w n e th d e U in B a S c F c O or I d C a 4 n n c s e t r w ed it h D M ep I o C s i r t u les. a on s : y o o h u m s a la g t e om ' p e ra n e ts c . ti T o h n e i W t C no p t r p o r t o e t c e t c io t n a g a a d ns t t h c e h anges c th lo e w Fr n ie b n y d l y y o a u c t c o o u a n n t i s n e a y m o e u i w s a it h c o yo n u c r e r iv e a co b r le d k - e n e e p k in n g a nt-
Finndal Sonia" carries yea =aunt as during Fa note infonnatim, please visit way f dic.gw. Deposit in the mats value of yes investments bathe at a has no legal effect cn your account You creche-4m
b W u e ck in er fo b r y m a e r d ra y - o g u a m of i n th e i s w a et l s t t . h :a e r k d a ca n t ik e e d en in slituton M ac o co r u e n y ts F a a t b U B a S re A n G o S t a ta w m e fo d rd b B y r a th n e ds F C an C d . shays of r o e t s h u e l r t w o i f s e m ) ade movement, kale( thmkruptcy cr y b o y u a r n F t r a ie c n t d in ly g a y c e co s u f n e t u o m a o t a s l , A t d h u r l o t. u % g h Onine Services a
opened this ocean. h the cast your kra and
ashes ae located a LOS financial Services and rot Through the DA, cash balances me swept to deposit Dividend Reiwasbnent Program (DRIP) Asa-a overview
the andmig braes and youn ut make a ram accounts at UBS AG New von Brards erdUBS AG the ;rim rdlected ii an average pike. You may oasis • VA" of tour accountfport6A, Net of assets a-d
of try era or omission to both firm. Carnal Branch. These deposits are not inured byte the actual Frio Iran your Fria ial Advisor. Only shale litila es
• As desisted tithe accoust agneants, you mist FDIC. Balances held at tie LBS AG Cayman Branch are shares are purchased under DRIP; Penal shaves wil be • assets Includes avaltle cad, balances, webs for
reedy us of thy errors or fraud Waving decks tenthany noosed to the sovereign ra of the Cayman sold ad the cash wit be deposited Pi your account We restricted saucily (est), aid Global Tine Deposits,
reflected on your Statement withal 30 days after e was blends. red there is no gaunter. or other obligation of &Ada renvestmera pnce aphid by fie tsar may unreazed arts to market, and carton sets not held
mailed or made rabble. LBS AG lo repay the balances while on the UBS Cayman oiler fromthe mule price at which the partial that by the Fin Does not include unpriced saritioulaseets
• Please dad *soar complains or aprias to tie Branch's books. me sold at the end of the per and arrent Sanaa genet., cr
Fitts C rent gelatins Department a 201.352.1699 private nvestments. u vd stock options ad
or toll-free at 8020-354-9103, 8:CO A.M. to 640 P.M. Bank deposits an not protected by 9PC. Money Fund Cash-et-lieu earcoabie slot options
ET Monday through Fedex or in swag to UBS shares we protected by 51K. See 'LOS Finaroal SiteiCt Ply whole urns may be hada-rya account. If you me • bakes hcbdes debt balsas, as sta-deg margn
Fe-wheal %Meet ex., Client Relations Depanat accord inaction' below. ert ned to • pth al int as a result ol • thviderd mane loan, credit line, dm anoint lianas.
P.O. Box 766 Union Cky, W 07067. a otherwise. the Firm wlil either sell partial units at • Cathunioney balances. Total of uninvested avalabie
• A II slaements shall be deemed complete and accusa Wei Jour request, batixes n to bark depositsmay be market pike a accept an smart detained by a cash balances, pin de oat balances at affiliated ad
if not cOctidto is writing within 60 days wthdawn. Ttl shots of a Money hal may be registered deartg agency, rd credit yes accost. non-aftr aid banks. Endmoney mattel mutual Lad
• Fa nv saxes Call 044412-0%6 or from outside licpcbtect and he proceeds retuned to you a your sweep balances, at the cbse of the statement penal
the US.: Cal 201.352-1495 stakes actin Immanent objectives Nal.conadity fa ark balincies inm a want re
• F c k I W n a r m e r e c d e n a * t h o s r f a a e a t n n a d l s m 4 $ a a e a i c n l h n e t . i o r i o N c ( n n e W I s s o , 0 O a r c 7 g a . . 0 b l . l 3 a B i 1 6 l 9 i 0 p , t 1 0 A a s 7 0 r t n 6 t H n 2 e a a - r b R 1 a r o b I 0 A u a o 0 A t r 0 I B m U E . u l B G a O i S e A k r l e w V e S 6 c i t a a t l r h e o k t n f a t e l i o o c s b o U k i B l S h a a rs n a t b a y y w i c n u a b g i l r s li i n c o c u g r o r m K r r e r O a i n w t t - c n 7 i n n 6 e t a 2 e w r b - e y 1 o s e 0 u t l 0 t r i s a 0 a t v f e r a o . i l a a m n b d l y e o W s u w r il e d F e s in , p a i o t n p c a i t v a i a o l i n A la s d b , v le is a o t r P W i s e n a h g v e c a e i h l s s i r c e r t e m a a a a c e n c m r n t o s t c o e e o h n r b a - t a a i h n t n n e g o d t e h F w m o i i a n n o a s n y t y h p o F e v r t a o s o r r r I r a y o e r b p a d e n t c y t r h w i i i s w a n e k e w p s a n r i o a n y r f i o b n i t le u g o h a a i n e c s l l o t l a p , a r y y n e o t c u s t . s to n u b T s u o h e i s t s n U a t e n o s l y t s f a o t . l g f T is O t h h n e e e s c d s e t e f d f r u f o e t n r m d d d s i s o n a t h t t n i h e t e h p r a a b e a y n o l t a h e r n d i n e c in e t a a s p r e a n y r n c i d o o y d t o r h c n u e lo e r F s d a i i e n r l n r g it n F s w a r - i i d a s r e . .
choose or* of the (plowing investment tbitctias
Cal a write as soon as you can, if you Flak your UBS Fiewhial Services mown protection • Padua Covent/moat Investments searg the
stamen a receipt is *Toro or d you need more The Firm name/War of the Seosnits Imam Protection, german of roomers*
Corporation (51K), Mich protects securities astonws
nknaten Ara a transfer on the statement or
rapt The Film or Cad bsutr (as aPacablOmffll of as members up to 5502,000 (mckiding 1250.020 for
SDNY_GM_00023556
CONFIDENTIAL
EFTA_00134176
EFTA01275947

Important inforntation about your slatemenl (000111ffed)
Lendip infennatian acumen and pans or ony bed prices la OTC u:suved may be less than the per share estimated the annuty contacts, dilates of the mane
Foe deterred infonatron al the Finis lending prances acuities. vie waded n the *cart statement. companies or sporeas of to unit investment irate
and &caves refer to your Chem Relatenship - Less weep traded snuffan may be wild usn9 a wedittrLute.
Aoreement or Accost Agreement rd the General valuation model or the moss recent aOP we • Restricted securities Restricted warden genmalY - h addition to canmessecens received f ran the
In and Conditons. L85 Statement of Credit Prances obtained and may not reflect an actual Market price to rot current/ efigeole for abbe sale LEIS Financial paha& aid sale of NeWahres lads, we ardor or
available in Agreements and 0udosures al a vas- Services uses the market priced the unrestricted stock aff tut. owe* an asset-based revenue sharing
zur^• ub• comircauntclacloaarea - Certain pool ions may appear *disc' a price a-4 of the sae sewer as n mputed value for the psyment from Neriguret dktrtutors, as well as
will Pow al 'price was not available' I we we restricted stook !or purpose: or this if•NPIOnt only To I u-di-g for technology develapment. trahrig and
Your assets unable to obtain a price for a security. the rant that restricted learn es are triable for sale, education.
Your Oaken-ern demces saltines and other assetsheld - Deposits or securities denominated inoda-cies tee yaks. received may be sobstantaly kiss than the — Gur if dates Pa referee-trading tterenSPons and
in the account al the end of the statement period. You Per thth U.S dollar se rel Pled at the echange 'Puled vatre shown other compensation born rmaual funds and nstrance
may ale for &nay a fumy pad seareits al any time. rate as of the statement date melanin whose products me Pubs&
You may receive secunlies used as loan collateral after — For (erten securities treeing in nonconferning • Est. gestirated) insane• current yields and rates - We recent an a-coalfee from LEG Bak USA ad
%wig any balance Os on them. Any securities denomionons. prce and qua-My(dace wake) may An minute of nal income is toad an carom LEIS AG Stanford Brach of up to $25 per account
lranOerred to the Fins &ring the Relent period are have been adfusted to facilitate proper valugcre. &eider.] ad Memel rates, assuming the sectaries will sweeping to the banks under the I.,6$ Ban Sweep
tad at make mice as of the end of the staternert TO oMan harem quataligh, when variable, contact be held for one yea from statement date or urea Program
prod Goer Fancial Adria. maturity This mina* is C4* a gudethe. accuracy
• Cost batik In damming the con bam of the and continued norm, are not gun razed Activity
sakrities included this Ramer& where indicated • Private inverMsentS end tteuctured product% — Estimated anal income rid curent yield for Intorrnaton regadng CCMMISSOIS and other chaps
Yids the nutter Les crianciar Sewn ciao ruled Private nominal waders (ix Wing drat certain types of securerscard nude a mean of inturted n teen&t om with the ext<utean Of trades,
on information ctoained from sources other than US$ pan paean program and real estate emestment trust ancpal or copal gans n which case the est inaJdng option transactions has been enckided an
Fiuncial Services, rc rg item:Rion Iran another manes) and nerd predicts are gravely hailer income (end current ywl would be overstated. cord erriutiore promo* harnehed to rte, ad will be
lion that you may haw provided so your Finial airsed Cretan ;muttered praises have not been — Estinated rebel income ad current yield and the Provided to you prcerctly on newest
Acacias The Firm does rot irdeperdently way a registered with the Setuitel and Exchange actual income and yield night be lower or higher
gpardee the actuary or validity a pry eicenthon Cannassion a under any state seounties laws. We than the estnwed amounts Short piing
provided by saran other than LES Franco' Steam stoma mond vales fa private nvestitynt — An minute of anrwal6e4 income (dividend Augur If you ore engaged n short selling a seturey, you may
asklitorn Plough LEKF eureka Saracen pantile posies and structured products for armee awl interest) deeded by the current mane incur a ch.vg• doe to certain boning coot for that
updates this eras iths received, the arm %nen only Accuracy is not burro eed vabacraveracre balance e based on the Pit divided Pal alas save/.
don not orarde any asSUritees that the nformaton - These values may differ %Warne!), from prices, el or Mina payment reale by the issuer rid
ander 'Cost bait' and • latealeed gar, loss' 6 any, al Poch a paste rnestment security or assumes the securbeg deposes will be heat for one Open orders
accurate as of the date of the statement. As such structured product may be bougit or sold and do year than the statenwe date a until maturity. Regaining open or • gzodlikancetbill cedars that
phase do not rely on this information lo mike non ntawrib Mermen, the yak* you may receive Accuracy and continued all are not guwaroned. were not eviena•d by the statement date. open buy and
PUTIVS4 cr sale decisions. for tar purposes man licuidation. al stop orders ere reduced by the arnart of doodads
ad enne... Accounts tra-derred to the Fan may - Thrd party emanates of Paw a* as ol a anal • Assets not hekl by MEP's/nal Services. Certain a ripson an midevidends a eeireghh date unless
reflect gearless Marnacv only fa the pad date and Oa applied to UBS Fenarciel Senors on a assets ere riot heb by abeam and not wain the mauled otherwise by you. You Me respanbff for
eine they are PM A the Fain More haste/cal regular base by an independent Salon tem. ram's possessive a control. These assets are orders that are executed der to yeas 'alum to cancel
ifformalon can be Pad by you Financia Advisor. - faun general banner or sponsor Pared plies deployed on your serene fa infonnatenal "'fling can orders
• theareatind gaiisfiesses Vahan data is available, if try, ate supplied to the Fin by the issuer, papaws coly. Positons and vaiues presented are
eonnffed a-realized bake:losses are calculated fa general pater or sponsor and may be cathIated provided by Ihe issuing fern USS Fano.' Services is Panay
ncividal seosey lots. The transaction data fix based on del erent teamster thom that used by not responsble for the aormaton and Oas not To olden a copy of our cunero Client May hake
nava:ballots may or may not reelect coenvents icre. tied pains to derive their fiblitlted valun guarantee as accuracy. These assets ere not protected please contact your Fancier Advisor or vise as eyebolt
charges ado. security reorganitaicn - You can obtain additional infamanth regarding by WC or the ernes supplemental SIP( coverage. at ayeamas emardvermenfre.
Dirtied and other reinvestment lots aid systernal k the methodology used to Caene the estimate of - UKFiancee' Serail is rice a bark. The RMA. Busness
purchase bas eat each catied todisplayore eolue and the dale of the analion that tithe • Revenue sharing and additional compensatian. Services Pasant BSA and IRMA at brokerage
awraged lot. The • trade date coiann presents the basis la the estimate by contacting your rancid — n Paco to (commons on sales ad l2b. I tees accoues Mich prow& access to bark no 14.1%.0 and
agar transaction trade date Advisor. lamed n cornea al with the diortoton of mutual prodacts Uncut aniangemenes with affiliated barks
• Callable porkies Bonds and preferred stock that - Tad party estimated vales may be reflected as finds to our dents me inlet our afMaie resew and other hid-patty banks, and provides access to
the issuer cats for eay redemption wig be selected lace pneedt n several stallions when an revenue Owing payments from debts/Ices ardor inane and arreaty products issued the untalfiliaied
aparteally by lot Iran among all see:antes of that independent valuation km has not steadied a 4 advisors of she rrutua funds that we sell. These Thal- party nuance combines tiros* instance
issue head n out name or in nomnee wane for our unable to assign a VA.. when we become aware thorns are based an two different coMporents: (r) agency se_toidures a LBS lineage Service. Inc
clients Call lease earnathn obtained from third that a material event has occurred That may call a tne mine of sake by IBS of a particular mutual - hvintrent. issuance. ad annuity pro:W s
parties ad as accuracy is rol %part ed Other call Iffewouthe repotad value into question, cc when a fund family to our dents, and 63 he asset value of a — Pbt CDC insured • Its bank guarantee* May lase vale
f eaves may exist which abed affect a kt complete value would be highly speculative due to the nature PaltiCUlar rwlual fond fan4's shams held* the — WA. ReSarCe Management Account, Business
Po:melon will be Fraded upon request of the security. OTI1 antes Account BSA. IRMA and international Resource
• Certificates of deposit (CDs). COs ere FDIC insured - When nether an eh*, general pater or sponsor — We end our aft diate also receive netreoffing and Management Amite se tegni seed service marks of
up 10 3250,000 n wimp.' inn accrued interest per estimated value nor a thidpety estimated rake is anon processing fees in consideration for transfer Lel Fre-m(41544am inc.
depositor ad per depository enslesai in accordance snonied the sake of the secede/ will be deferent agent semices thee we prove* to tee mseual funds — VISA is a registered nomad, owned by Visa
with FDIC elms. from its purchase peke. These fees generally re paid from investor assets n henna a:nal Santee Association ad used under
• Pricelvalue Feces displayed for smarm and other - •Desubutions to dale' may include Warn of tie mutual find and me a toed amass based [cense The LEIS Visa cacti cards ad the LOS Visa
products may be hgher or aver than the Puce that capital. acme or both. on the rumbec of accounts at the broker-dealer dabs cards are eked by un Sark USA with
you would actually Wenn in the nude. Prices are - -Orignal unit Mn' represents the nbcl of Ping Mang mytual funds of that held family permission from visa U 5.A Incorporated All ocher
obtained from vain' hid pal, sources thKh ne ace per unit and may riot reflect your cost base. - h ariiian to ccranaions nxeived in connection Vadienerks, registered trademarks, service mats and
bedew to be relabh, but we do not guarantee Mei - OPP and vested Mr services arc not lead on a with the sale or distrbutcn of arra% contracts and registered service Inks are of their respective
accuracy nate:nal smurnes exchange, and se generally veil mestere% trust unts to our cants. we ardor ANTO.Paies
- We generally use the closing price when amiable a raged end even b They can be sold_ the price as affiliate receive revenue sharing canansaten
Iht mean of the bid and age prices la fisted from nary of the ilttllIrKi• <cmpalies endwwee UN Financial Services Inc. Rev 20l7II
SDNY_GM_00023557
CONFIDENTIAL
EFTA 00134177
EFTA01275948

uBS financial Services tic.
SUBS Private wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 January 2018
CNP70057465170118 Y1 0
GHISLA1NE MAXWELL
Account name GHISLANE MAXWELL
Friendly account name: Indiv.CheckiCar
Account number.
Your Rnandal Advisor-
SCOTT STACK MAN/LYLE CASR1EL
Pnr•ne
Questions about your statement? Value of your account
Call your Finan,:ig Advisor or the
RMA liesourceline at 800-RMA-1000. on December 29 (s) on January 31 (S)
acco
Your assets 41,946.32 36,522.63
Visltour websIte: Your liabilities 0.00 0.00
www.ubstorrillinancialservices
Value of your account $41,946.32 $36,522.63
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Aho, get your free
credit report annually from Sources of your account growth
V.WW. an nuak redit repon. com Tracking the value of your account duriag 2018
Value of your account
at year end 2017 141,946.32
1 Thousands
Net deposits and
716 Arid-dram* -S5A32.44
Your nvestment return
43.9 41.9 Dividend and
36,5 interest income 1g75
Change in
market yaw 1000
1.9
Value of your acootnt
on Jan 31,2018 $34522.63
Dec 2014 Dec 2015 Der 7016 Dec 2017 fan 201$
SONY GM 00023558
Member SIPC CNP70001005746517NPI000197165000C0 01113 03057500 000 Page 1 of 6
CONFIDENTIAL
EFTA_00134178
EFTA01275949

SUBS
Resource Management Account Account name: 'E tilAs1h ELL Your R nuncio' Advisor
Friendly account name: • r -T STACK MANE YI F CASRIFI
January 2018
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
Januar/31w rot,' XCOUnt
• Cash and money balances may include
A Cash and money balances 36,522.63 100.00% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account. UBS is c insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about ma statement on the last two pages of
this statement for detail about those balances.
Total assets 536,522.63 100.00%
A
Value of your account 536,522.63
Eye on the markets
Percentage change
Index January 2018 Year to date
S&P 500 5.73% 5.73%
Russell 3000 5.27% 5.27%
MSC I - Europe, Australia & Far East 5.02% 5.02%
Barclays Capital U.S. Aggregate Bond Index 1.15% -1.15%
Interest rates on January 31, 2018
3-month Treasury bills: 1.45%
One-month LIBOR: 1.58%
CNP700030057465I8NP7003197I6500033 Ol le 03057500 3O1PitGitoonsavit 2 of 6
CONFIDENTIAL
EFTA_00134179
EFTA01275950

Resource Management Account Account name: GH1SLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account n • h SCOTT STACK MAAILYLE CASRIEL
0 airy2713
Account number.
Change in the value of your account Cash activity summary
January 2018 ry Year to date (1) See Account athelty tha month for detalt &dances In your sweep opuons are indueedin the opening and
closing balances vars. FDIC insurance *pies to depositsal UBS Para USA and an balls participating in the
Opening account value $41,946.32 $41,946.32 UBS CDC insuted Deposit Program. R does not air* to deposits at UBS AG. Stamford &arch of bank
citroOls placed through the UBSInteinationa Deposit Account =gram protection apples to money
Deposits, including investments market sweep fund holdrigs tut not bank deposits See Important 4,fomtabon about your statement on the
last two cows of this OCKtantnt for detain.
transferred in 8,053.68 8,053.68
January 2018 (1) Year to date (I)
Withdrawals and fees,
Opening balances $41,946.32 $41,946.32
including investments transferred
out -13,486.12 -13,486.12 Additions
Dividend and interest income 8/5 8.75 Deposits and other funds credited 8,053.68 8,053.68
Closing account value $36522.63 $36,522.63 Dividend aid interest income 8.75 8.75
Total additions $8,062.43 $8,062.43
Dividend and interest income earned
Subtractions
Checks and bill payments -I 3,486 12 -13,486.12
nor pulp0StS of INS Statement, taabity of inteleSt and Ondend income haS been determined ticM a US
la lePtialc/9 CasPedite. Baud upon the residence of the account holder. account type. or piodixt type, Total subtractions -$13,486.12 -$13,486.12
tam interest ands dvidend payments may not Do subject to United States (Ufa arch Puerto Pico (PR)
Income tares. The dent monthly statement n not intended 10 be used and cannot be reoect usson foe Ia Net cash flow -$5,423.69 -$5,423.69
purposes. Clien1S should refer to the evocable tat mooning forms 'hey receive from tits annualy, sun as
the Points 1099 and the Forms 493, foe lac reporting information n is the practice of UBS to file the
aPpli(81:14 lac reporting ions with the US mterng Revenue Sera< and PR Tleffitrep Deptiltrrent. and in Closing balances $36,522.63 $36,522.63
such loan accurately closely citicienct AMP a Interest as lav exempt or taxable ix*** neat consult your
adv.:hal tat preparer.
UBS Bank USA Deposit Account APY
January 2018 (3) Year to date (S)
Taxable interest 1 88 1.88 Interest Petrod Dec 7 - Jan 7
Total current year $1.88 $1.88 Opening UBS Bank USA Deposit balance Dec 7 /43,198.74
Prior year adjustment 6.87 6.87 Closing UBS Bank USA Deposit balance Jan 7 $37,457.18
Total dividend & interest $8.75 $8.75 Number of days in "merest period 32
Average daily balance $41,460.82
Interest eamed 88.75
Annual percentage yield earned 0 24%
SONY GM 00023560
Girl:003305746Si 9 NV/00319716S 00033011/3 0305a0300 ►ap 3 of 6
CONFIDENTIAL
EFTA_00134180
EFTA01275951

*UBS Resource Management Account Account name: Your linenriel Advisor:
Friendly account nam SCOTT STACK MANLYLE CASRIEL
January 201;
Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the oboe business day if the 26th Mb on a
vbeesend holiday Reward. POinl adivby details on be round on WNW uaxorptonknesenexes
January 2018 Yea, to date
Opening balance 7,341 7,341
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about thee objectives, disagree with them, or wish to change than, please contact your
Financial Advisor or Branch Manager. You Can find a NI description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment el igibi'ity consderaton - Hone selected
Your account instructions
• Your account cost bases default closing method is FIFO, First In, First Out.
CNP7C0C0305746520NP70C0197165 C0003 0118 030575 a0MIYGM000235t194 4 of 6
CONFIDENTIAL
EFTA_0013418 I
EFTA01275952

Resource Management Account Account name: GHISLAINE MAXWELL Your tinandd Advisor:
*UBS Friendly account n • I iv r rehTT STAGY Maui YI F r Atkin
January 2018 Account number.
Your assets
Some OnCes, Inconle and current ea ues Shorn may be approthrene. AS a restm. gam sidlosses Mai nol
be excurately refkcled. See Aportmt infosivefron about your statement a the end of this document far
more infornaion.
Cash
Cash and money balances
Cash anct money balances may include avatar!, cash balances, UBS Bank USA deposn account balances, UBS Balk USA and al UBS FDIC insured Progan Salk deposit fcCOuntbaaXes are injured by the FDIC within
UBS FDIC insured Rogan Sank Fiances, UBS AG Stamford Branch deposit account Pears and money applIc2tde Ism, but ale not protected by SIK. U8S AG Stanford Brant hdecout account balances se not insured
market mutual fund sweep balances. by FCC and are not protected by 51K. Money market sweep balances are protected by 51K but are rot Insured by
the PDC
See the Important information about )our statement at the end of this document for dealt about those
balances.
coenng Witte ClOung baence Nice per share Ahttage Cerldencl Interest Dais in
Hddng on Jan 1 (S) On Jan 31 (5) on Jan 31 (5) rase period Peri0d Cep Lennon' le
LeS BANK USA DEP ACCT 41,946 32 36,522.63 250,000.00
Your total asset
Percents), of Cost Unmated unrealized
Value on )8n 31 01 yOur account banS (5) annual loccme (51 clamor 1055(1)
Cash Cosh end money balances 36,522.63 100.00% 36,522.0
Total 536,522.63 100.00% 536,522.63
Account activity this month
Date Actialy Description Amount (0
Deposits end other funds credited Jan 2 Transfer JOURNAL FROM IISLAINE MAXWELL 8,053.68
Total deposits end other funds credited 16.053.68
Date Act itily Dez rot ion Amount (S)
Dividend and interest income
Taxable interest Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0110918 1.88
Total taxable interest 51.88
Nesceilaneous Jan 2 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF I 212917 6.87
Total niscelleneous 66.87
Total dividend end interest income 68.75
SDNY GM 00023562
CW70008005746621 NP7003I97166 00033 01 l 03057900a0000 Page 5 of 6
CONFIDENTIAL
EFTA_00134182
EFTA01275953

*UBS Resource Management Account Account name: GHISLAFNE MAXWELL Your Nnancid Advisor.
Friendly account n • • hod, STArs' M AM! YI F r ASRIF)
January 2018 Account number:
Account activity this month iconinueo
Date Acutely Description Amount IS)
Bil payments Jan 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,852.84
Jan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -658.79
tan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94
tan 9 Withdrawal ACH WITHDRAWAL Saks Retail -934.55
Total bill payments 415458.12
Cerd items for your Attend.=
The new U8S Visa Infinite credt cad is here, packed with exclusive Bawl benefits, more rewards and more of what you ICee, andUdint) extraordinarily Personalized Senate. All
stumingly <lad in metal. Visit ubstonteanfinne o< call us at 888462-1232 to learn moie
Mimi^ Parham Cue Payment Due Date Credl line Avalatie Crebt tire CutdandIng baaxe
UBS Visa credit card(s)
payment information
$0.00 95.000.00 $35,000 00 10.00
This Net card is entailed in UBS Pay Credi Cad feature and vMll autamsticaty te paid from your accoure Your payment is scheduled
for February 20, 2018
We provide this information on your UBS visa credt cant udely as a courtesy lo you Ire UBS visa credt card and account are issued Cy UBS Bank
USA. UBS Bank USA sends you the °WWI stateMent lOr this accOunt and you Should crake your payment ac cord n9 to their eunuchoh.
we do not include your octstandingcredt (aid badree in the vaned your account with UBS Fartancra Sconces arc.
Cate Activity DeschpUcn Amount (I)
Money balance activities Dec 29 Balance forward $41,946.32
Ian 2 Damn UBS BANK USA DEPOSIT ACCOUNT AS OF 12/29/17 6.87
Jan 3 Deposal UBS BANK USA DEPOSIT ACCOUNT 8.053 68
Ian 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01103/18 -11,852.84
Ian 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01,04/18 .698.73
Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/0918 1.88
Jan 10 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 01109118 -934.55
/an 31 Closing U.S Bank USA Deposit Account 536.522.63
The 1)85 Gant USA Cepaat Account is your primary sweep coton
CNP70700305746522 NP70C0I97165 03033 0118 03057500 00n 6 of
End of statement for account number Y I 22576 55
CONFIDENTIAL
EFTA_00134183
EFTA01275954

Important information about your statement
L. Fnu ncial Services Pc. (the Firm a LIDS finial her fromyou no later than 60 days alter the fem dens for cash/. belsnatay broths* avertible upon • Acker* Caprta/Appreciation: Investments seeking
Serirkies1 is a mete of all principal freaky, commodity sere you MO tnt et atemnt on which the erns or wq-seff or et siuw spc.og The WC asset ertenam growth c4 pmcpal rather than the generator of
and options exchange UBS Fnancial Strews and 1.65 PToffk m ~med. »non apply to all eaves tart you roan a funicular income.
Bark USA re Mt ed subsidarees of U% AG and - powderer name ad axon meter (sf aga capacity. • Produce Combination of Moan. ~Capital
*thee, of ISS Season LLC. The Ems lemma' - Cesabe tie error or tie Wielder you reinro The Ftm, together wits certainaffiliates, has also Amprenaten.Investnents seeking both the generation
staternert 0 available upon retest The Fitts extoinne about, avierplain as chary as you can why you Purchased veplemental rnsuance The mar mum of name ard growth of prixeal.
dikes re a. Wee « is en~ cr why you need more amount payable to all olgbk dials, coterie* vider
information this proteceim is 1500 million as of December 10, 2016. Overall risk profile,
15$ Financsal Smites lax. - Provide the dole anent Of the suspected ara. SLOW to the poky ocrditers and limitations, cash a • Conseivatwo- Seeks to manien WWI Frew pal with
1200 Harbor Boulevard the firm is further protected ta up to $1.9 million n the
low rd and volatility to the accord teak wen if
Weehawken, NJ 07086 The Finn or Card Issuer wit rweseeste your constant aggregate la' all your accounts held n a partite that means the accost does rot generate significant
and sed coned ry mar promptly. For alleged *non cysts A ful copy of the poky inierdiv if wailibb income a retire arid may rot keep pace wits
This statement reptsents the only offi cial record of you' Mole% UBS teat debit ca-dtratsactenk if we take upon request. acted n.
L ° B th S a F t n a sa n c c d ia o l S o e m m e it n es tt a c c o co n u ta n n t. n O g t h c e o r r r d e l c ic o m rd g s , d e a t ta re s p h t o uld m yo o u te e th tt a o n r 1 n 0 f t o u r s th it e s a s n d o ay in s t t o y o d u o th ts in , k w s e in w e i r ll r c o r r e , d so k that Neither **WC protection nor the sorzekmental • Moderate' Wiling to accept some ride to principal ard
rot be relied wren IIyoubete* there b n tact or you we have the use of the money dung tre tine n protteen appy to: tolerate cane VOIaliny 10 seek Firer Mum,.
omistok please report it immediately n writing to the takes us to complete our nvestiption. • Certain frontal assets controlled by (and netted n • Aggress/re: Willi% to accept high risk to princezd ard
Brand) Manage of the office serving your accoont. Please make all checks payabb to the Fem or the y S o e u rv r i c a e c s c . o F u o n r t c v r a u l m ue p ) l b e u c t e h rt e a l i d n ( a i w ) i a n y su f r r e Ø or e M p S r F o i d ne s n ts es . s« • h en ig e h s e v m ol e a n ti t l i S ty t O o s * e ek C h o ig n h si r d e e t r u a r t n io s n o : v t e se rt le ir c e te . e( a
Althcocis el figures shown re Mended to be accurate. finncial instiulion muted on tie front of tnt including vanable annuities, and 00 shares of ~Al portion d the petiole> for that account may include
statement data ~Id not be used for to purposes Rely startorm In addition to regJar acca.n km, accounts funds registered h the name cd the account holder on corrplax ftraiftsjef, tented liquidity ands/eater
solely on yerend tax forms. 6.e. , Form 1099. 5498. may be abject to mareonarce hot chrgen for We the boots of the i rier or transfer agent), volatiky.
10425. etc.) when prepare-9 your lax return. The Fim perm* kr securities purchases and charges kr unpaid • easement catracts or lottovet interests Wg.
requiredby law to repak to he IRS all tecubk cinemas, amounts n cash accoonts Accounts that at tansferred limited partnerships aid private placements) turt are Stalarnent
report/9e ~enable del:knit and uubk Merea to other instutens may be subject to a trans% lee. not registered under the Securities ACI of 1933; We may consolidate a reeled account statements with
end an securities held nr your accost net proceeds • Commodebes contacts (e.9, foreign Pahang* and the snot address in the same ermer e. og. because
co see brisactims, axe cost basic on certain covered UBS Sweep Options pre< Oametal confradfX inducing furrows ttraracts they have ewers med ake mailtain ion account
0 sw :e ea l t w ies a t. e llailkengi IN, Firm 1 h d a 6 e n p 5 k o o s s f . e f m e a rs c a c o lt o p y r t d m io s n a a s rk l k e n r t o m n s - w u a t t e u fi a e lie l n fu t g e n d c d a b s s a h (M l e b o s a n l a a e n r y d c F e a s o f r f t i t o l e ia b k t l e e a d n t d • B D a e a d p le o c s U o it S m a A m c , c o U o d B u it S n y t A o s G p In t i U c o e . n S p . c t b o c r n a e n n tr c i a f h ic c e a s t t e a a s n n i d d t b d a e n p k o s s n it ) t a h t e 1 .135 y r s e o e b u p t a i p o a e n t e e s le h e r e r t n s o e r r h a e e c h e c s e o , * d y i a o n r u d d i m s e id a n u y t d a s e l a s c t l a i t n t h e e e m h s e o u n u r t e s e e m a h a d d d i d le r i e n d s g s ' n b . I y t
• Please mooedi mn my oral communowene in wring te 1-4ernatknalp•Poce Accost (DA) kw rummers FDIC hswed Deposit troy" caring your Financial Acheor
u to tt f e ur r t h th e e r p S r e o o te zr c e t e y s o ' u N r e ri s g t h o t r s P . i r n o c te lu c d tio re n A yo c u t ( r W rØ A / D w e e p n o a se , I a n c t c e o rn u a n t ts io a na l U l P BS e s B a r r k o ! U M S a A n a a n ge d m ri e m nt - a A ff c ili c a o te s d t n T o he t a S p I p K ly p to o e to t/e te o n a n an o d n t m he e 'u n p d ra t i h s e e y s. o .. t l h e e st r w pr is o e te a c p t p o e r: a d r o Friendly account name
• F a If r l t o t h h e n is f t i a s n t a l a S n te c m m ial e i t n n e t e i c i s t a u n rr t o i i e o t s L n B w a S o n e F t n ~ e n e to U s p t I l e S a t t t s r y o W k f e h a s e r , i L n f B g ro S n t F b P a o ro n r g m k r s a e p m r a e a r M t r i e c i F e p D a n I ln C k g .i e m n , u t r d h e e e d U n w B a S v c F i c s O o t r I w d C a 4 w n n w c s e o fd r b e ic a d . t o h D p ( e O v p . o D K s e i m t p o k s s k . o so n p t y e p o le m u rn s e a t n a l t t e a e l m p v e r a o n t t t e s c . o t f T io h y n e e d W s o i C n n o t p t . r : p o m r t o e i te e a c n n t . a ( " w a g h n a e d e t t h t t h e c e r h a a s n g a e s h c T h a h s o e s r F e o r n ie l b e n y g d a l y y l o a e u c f f t c e o o c u t a n e n t n n d y a o y m o u e r u a i w s c a c it o h c u u y n s o t i u c Y r m n o iz w u a c o b a l r e n d r M k n e k a p k n t n i e g a n It e r
brisker by arrangement wen the netted instituter: accounts at MS AG StanfordBranch and than of result d nude movement, issuer bankruptcy cr your kindly account names, through Onine Semites a
We in you of the relates-MP teeny% Morey Arra are rot nosed by the FDIC. otherwise) by contacting yes F inertial Advisor.
opened this accost h ters cast your lura aid
~skies re boated aims financial Settees and rot Through the DA, cash balances re swept to deposit Dividend Reiewestment Program (DNP) Acamet overview
tFr rat:bong broker, ard youn ut make a npan accounts at UBS AG New rod Brands and UBS AG The ;roe reflected 6 an average puce You man obtain • Yak" of; cur accountfpordola Net of assets rd
of any error or omission to bed' firm Cayrrhn Branch. These deposits are not insured by ta the actual vet tom moo. Faro al Advisor Ordy ',hoe liabilt
• Asdeleted in the aware agreements, you must FDIC. Balances held at tee LES AG Cayman Branch are shams are purchased under DRIP; Palial Mats will be • Asters Includes available ca di balance; vat's far
reedy us of my tints or raud Wetting decks tentxrany teemed to te sovereign rbn d the Cayman sold ad the cash wit be deposited "nydur account The restricted seunty (est), and Global Tine Deposes,
reflected on your statement within 30 days alter « was blend; and there is no guerentee cii oh. obligators of divided rensenen pnce soothed by lie ener May unto/teed or to market, andcanon assets not held
mailed a made swath». IBS AG to repay the balances while on the UBS Cayman dilt from the nut« price at which !he partial shun by e Fen. Dots not include unpriced owuritielaseets
• Pleawdied customer complains or reties to he Branch's becks. re sold at the end of the aim and cement steamed penod; cr
Fists C tent Reatims Department at 201.352.1699 private nwesementiu urd stock options and
or toll-free at KO-354-9103,8:03 A.M. to 6 CO P.M. Bank deposits re not protected by 9PC. Money Fund CS. itlieu termed* stodr options
ET Mondry through Frday, or in twine to WS shares are protected by 51K. See TUBS Fins-Kul Sena, Dry whole wits may be hied en your account. If you re • (abases bMs debit bala-ces, cutstwerrg mage
Fikencial Selects Ix., Client Reeticre Department, Account Protection' below. eni (tied to • pre dunt as a result ol a %Weed pitmen lore, credit lint on account balincee.
P.O. Box 766 Union Cky, NJ 07037. cc otonvise. the Firm wet either sell partial unite at • Cash/money balances. Total of uninvested avalabk
• A II stsemern shall be deemed complete and sarte llxn Jaw request, balances n the bad. deposits may be market price a accept an amain determined by a cash balmcn pts deposit balances at affiliated rd
not objected to ik were within 60 days. weiciawn, and shores of a Money Ford may be regiitereficleirnig agency, ad credit yes accost nomattilated banks, ad money maket mutual ford
• Fa TTY weeds. Call 844412.0%6 or tom offside leadatect and the proceeds retuned to you w your weep balance; et the cbse of te statement steno&
the US.: Call 201.352.1495 Stark.» aØ , Investment obbectine• Non.commality free crieSt balances in >oar wart ay
• E I c k W I a n r r e a e a d e r m ; t h e a t a e n a o w l s f n S k a * e a m s c r n t e * o o N c m ( n e F I s s o T , 0 l r c ) x 7 g . a 0 . b l a , l 8 K i t m 6 f O p f , o e A - a o K k d r r H 2 e a r - a b 1 R r o b 0 IA o u o 0 t r r N 0 B a U E , n B l 6 o v S e 4 r d l w W e , S 6 c i t m t l a r h e o t i n 8 t t t i / o e c 0 M ; 0 U i B ; l S F c ~ ra u r m b r s r y y i i e n c u r a b g ' l r s li e n c c a g n o m 8 r m e r 0 i r 2 n a a . v ; 7 n n e 6 e m 2 a w - b y 1 o e e 0 u l 0 k t r 0 b a a . r v f e r a o . i l a a m n b d l y e o W w ur M e F e « r p a , n t o c p a i t v a i a o l i n A la s d b , v le is or ~ P T i e n a h l v e c c e e a h a s s h e a t w m n c a c e i d t t o n m v u t i c s ° e n h e b t r a t c a h n e n g e A a d e F r m m i i c n n a n h , y y p e o F v r u s a o o r r m M a y e n b p a a d e t c ly t r h x w i i s a i n e k e w e t p e s n r a i e o y b r i f o n a d il u e g t h o ' i c & n a n d s c d o 4 p a r - y n y e r t c . s , t . « to n u b T s u o h e s i t s in a s t e e n o s g y ta s r o e l f g T is a t h h n t e e e s e s d e L e f f d r u f o l e n a m d d t s i s e n r h e t th i p . t e - h a n b e y a a a o l r a b r r n d l e e c i n n e t a s p i r e a y r n r i d o o y d u t o h c s u e lo r e F s d d i e n e n g e m m s v e a a l d u y . e .
choose one of the (plowing front objectives:
Cal or write as soon as you can, if you Mile you UBS Fitalctl Service' account protection • Pax&L e CoventI na.: Investments %Mi..; the
The Firm ammeter of the Seasnin hveste Protection
teement cr receipt is wrong or rf you need more greaten of ncane ore/.
ndormalen exul a transfer on the statement or Corporation (SIP°, which protects securities customers
recipe The Firm oi Cad Issuer (as eppicable)must of is members up to 1501,000 (aickeding 1250,0» for
SDNY_GM_00023564
CONFIDENTIAL
EFTA_00134184
EFTA01275955

Important inforn nit iota about your statement (00iibilued)
Lending information securities and options or onk bid prices for OTC may be less than the per Share estimated the /MA/ COMMIS, Allaws ol the reurance
Ice clewed int ormaten cn the Penis lending peadets securities. crowded n the accts statement. companies or sponsors of de unit investment busts
and dindostres, niter to yor Clone Relatcnship - Less steway traded securities maybe priced nt;n9 a urn dstriautt.
Abreirne-rt or Account Agreement and the General valuation model or the most were price we • Restricted securities Restricted retries pintralir - In addition to commissions maned from the
In and Conditions LES Statement of Credit Practices Cblaned and may not reflect an actual market price se rot (unwell/ eingble for public sale LOS Financial dachas* aid sale of NedShares lusds, we ardor or
available in Agreements and Data:duces at a yaks- Services uses the market pace of the ulleitntted stock affiliate recent an abet-based revenue sharing
ofr mmiermonebutueu - Certain positWm my appear without a price ad of the tare ec..er as an mpated value foe the payment from Nedgures dkuttilors, a en as
will tow Ai 'price was not evadable' if we re restricted stock kr pumo:o: of the swernent onqr. To firdeg for technology awl:pram. Paring and
Your assets unable to cbtan a price for a security. the win that restricted sectriles are triable Ice sale, education.
Your statement agent:QS securities and other assets held - Deposits a smote, denominated in currencies the value rereadmay be substantalp less than the - Our if dales alto recent-trading carrnssions rod
ei the recent al the end of the statement period You other tan U.S dean are ref Poled at the eehange mooed vale shown other compensation Iromrnrual funds and Minede
may ark. for *Way o IS./ paid Scartties at any time. rate as of tho statement date co/semis whew products we
You may receiwi secunlies used as loan cdtaseral after — Fa certain securities train; in nonce/Mowing • Est. (estimated) income. current yield' and rates. - We recent an a-nalfee from LOS Bak USA ad
piing any balance dm on them. Any securities denominations. puce arid waxily(lace value) may EA taint< of anal nave is bawd on current LOS AG Stanford Branch of up to 125 per adorn
landerred to the Fim drisd the statement period are have been adfusted to facilitate proper furnace.. &idea and Merest rates, assuming the wanes will sweeping to the banks under the LOS Barg Sweep
bad at makes vale as of the end of the Manner. TO obtain orient tantalite's. when avakabke, canted be held la one yea from statement date or urea Program
prod par Fancial Addict maturity This estimate is only a gudelne, accuracy
• Cost bare In determining the cost bans of the and continued incense are not gusanteed Activity
sharpies indicted n this gremern, where indicated • Private investments and structured products — Estimated areal ixorne and curet yield to Information reprising (4:01M559,11 and other charges
with the ante "I,' Les Friancial Senncei has relied Private nvestment StOntieS (anti-4mq deed tenni tsar of secutescoad (KW. a :Man of incurred n cceineawn with the *eau:nor trades,
on information obtained from sources other than UPS part opaton program and real estate inwsUrient trust prexpal or capful yarn in which case the est ixlicIng option transactions has been Mildon
Fnanoal Seraces, rbliwlirg nfamation from another ',Kyrie') and Uwe teed prodacts are grnnalb hghb income ("xi current retro would be overstated. confirmation; Isamu* hen/shed to you, and WE by
tint or that you may have provided to KA/ Fnanial ilicaakl Canso arse trued prodans have not been — Estimated arrest income and current yield and la Provided to you promptly on reg uest
Ackcier. The Firm does rot indeperderaly verey or registered with the SeCultieS and Exchange actual name and yield might be lower or Popo
guarantee the accuracy or validity of a ticemthon Canmesbn or under any State seruntres lens. We than theestenred amotnts Short seeing
provided by sodas other than WS Franco' Stares. ova* treated vales for private nveltireM — An estimate of arewalited income (divdand ar4fer If you re engaged in short selling a securay, you may
In oration although F eureka Services generadr securities rid structured products for niorrnaional interest) divided by the current main incur a charge die to actin batwing cone for that
updates this atonal as mit* received, the Sem papaws only Accuracy is not guaranteed vabeaverage balance is based on the Lan dividend Pal *Are searity.
does not trona ary assurances that the nformation - These values may differ sLbstantialky from peas, or merest payment made by the issuer ad
wider 'Cost baWS" and 'wete aleed gaff loss' 6 any, at which a panne mistime-I security a assumes the seosineddeposts will be held for one Open orders
accurate as of the date of the statement. As such structured product may be bc.4't or sold and do year from the statement date or until Matra Regrdng open or • ToclAlicancelke ceders that
pbase do not rely on this information to make not nOC•surik.,05,0sant the value you may receive Accuracy and confined yeld se not guaranteed wed not revAtA•d by the *seemed date, open buy and
parchase or sale decians. for tar pa:poses or tern licuidation. sit PM orders we Mitred by the raft of drudench
od mai... Accounts Pandered to the Fin may - Thrd party tamales of yak* re as or a resin • Assets not heed by LOS Financial Services Certain angerson an bedsides.* a ninth% date unless
reflect garf loss id only fa the period of date and we Stephad to UBS Fnarcial Services on a assets re not held by claim, and not watin the instructed otherwise by you. You as respcinbk for
info they are head a the Farm More historcal regular base by an independent valuators I ran. ram's possession or control. These assets are orders that we ereseuel die tops 'alum to cancel
Wformation can be added by you Financial Advisor. - twat, genre' rennet or sponsor minuted rakes deployed on you statement for informational "1009 open orders
• Urruiited gaiirlosset data is waitable, if rib are eared to the Fen by the starer, purposes ray. Positions and values presented are
edresred us-reeked gen:losses are alcutated for general panne' or sponsor and may be calculated provided by the 'stung fern UPS Federal Senores is Privacy
noividaal security lots. The transaction data fa based on dal went information loom that used by not responsbk for this Wormaton and does not fo Pram a copy of our current Client Priory Wks
indevilal lots may or may not reflect correnoPons. dud parties to derive her esimard patentee as accuracy. these assets are not protected please contact your financial Advisor or vise or *abute
charges ardor security reorganication rooms - You can obtain addiarsel inkrinthan regarding by scPC or the Frio's supoleawital SIP( coverage. at loww ',fir erwiesierionree.
Dirdend and other reiwestroini lots zed systematic the methodology used to determine the estimate of ▪ MS financial Senses s riot a bark, The RMA. Bosons
purchase bas are each contiad to clusptw one value and the date of the iteration that tithe • Revenue sharing and additional compensation. Services bacon! SSA arid AMA are brokerage
averaged lot. The • trade date' column presents the basis for the estimate by contacting your Chantal — n acidthon to commesdns can sales and I2S I fees 4(0k/ft which provide access to bank ng seances and
agial transaction trade date Advisor. peened in cornea in with the clorbuton of mutual products *mot mangtmints with affiliated barks
• Callable Beamitilit Bonds and preferred stock that - Mid pity estimated mil*, may be reflected as finds to our dents we axial' out afro* rearm and other thind.paly banks, and provides access to
the issuer cats for ea rederrption Aril be selected 'Noe priced' is several author's. when an reverie Puri", pawn**, from dela-Ors ardor noraixe and amity products issued au-attained
Partially by lot Wan among all sedrites of that noleperdent valuation Inn has not saddled a is advisors O1 the mutual funds that we sell. Piece thud priy insurance convenes through *prance
issue held n our name or n nominee name fa Ca unable to assign a mak*, when we became aware mores re based on two different f0llip0r*ntS: (i) agency skteidurin a LBS Financial Senses Inc.
clients. Call feature nlarnalbn n obianed from third that a material event has centred that may call a the matt of sales by LOS of a particular rnsual - hwatnynt nsurance, end annuity products
parties and es acctracy is nal guaranteed Other call lroo0ody reported value ix* question, cc Wren a fund for* to oce clients, and 6J the asset value of a — Not CDC nand • No bank guarantee* May bit vats
testae may exist which cord Elect Wekt complete value would be highly speculative due to the nature Particular mutual And famiVe shires held at the — RUA RaSOSCa klarupenent Acorn Business
it:man will be proirad upon request of the security. inn Services Account BSA, lekle. and international Resource
• Certificates of deposit (CDs). COs re FDIC assured - When neither an issue, general partner or sponsor — We and our affiliate also receive retviodng and Management Accord re regni seed service marks 01
tie to $250,0)0 n priMear and accrued interest per estimated valor nor a thidgany estimated value it annexis processing tees in considwalion for transfer LBS Fr-uncial SeniCei
depositor act per depository institiazet nacadsoe fronded the value of the security will be deferent agent services that we provide to the mi-eual funds — inSA reregistered rearmed, owned by Visa
wit FDIC nips. Pan its cuchase puce. These fees geretally re paid from inestor assets n Mem:xi:eel Since Association aid used tender
• Pricervalue Prices displayed for sectrites and other - •Ciusubutress to date' may nclude return of the mutt's' fund and re a feed dollar amount based kerne. The LOS Visa credit cards ad the LOS Visa
prodols may be hgher or Sower than the Pao that capital,. now* or both. on the rurrber of acorns at the broker-dealer debt cards are sued by MBank USA with
you would actually wove in the market Prices se • 'Original unit me represents the offering holdng moil lurid% of that land iambi permission fi tiro tine U S.A Incorporated All other
obtained from various thed party sources thch we met pee unit and may not reflect you cost basis. - In aciiebei to (emissions waived in connection Vadiertarks, registered trademarks, service marks and
beim* to be relabb, but we do not guarantee llwi - OPP and whited REIT secuntes arc not Pad on a with the sake or distrbutcn of arruity contracts and registered service maks are of thnr &sada.
accuracy natiCallsecuritses exchange, and are generally use niestment trust urns to our cants, we rid or Rarrianies
- We generally use the okayed price Innen adilabk te 'laid and even II Hwy can be sold, the oice afInate receive reverue sharing comansabon
the mean of the bid and a* prices for listed from miry of the iv...dance <cmpalirs undirwritivj USS Financial Soak*. Inc re: :V71'
SDNYG M_0002 3565
CONFIDENTIAL
EFTA _00)34)85
EFTA01275956

Ues Financial Services Inc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2018
ceemosesionoits vi 0
GHISLAINE MAXWELL
Account name GHIStANE MAXWELL
Friendly account name: Incliv.Checkitar
Account number.
Your Armada, Advisor.
SCOTT cri., E CASRIEL
Phone
Questions about your statement? Value of your account
Call your Pinan:ia. Advisor or ti.e
RMA eesourceline at 800-ntyln- 1000, on January 31 (S) on Febcciary 28 (1)
accourl
Your .35%15 36,522 63 45,673.53
Msitour website: Your liabilities 0.00 0.00
www.ubstomtlinancialservices
Value of your account $36,522.63 $45,673.53
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and bokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
bwirw.annuakreditreportcom. Tracking the value of your account during 2018
Value of your account
g ThcLr,anCS at year end 2017 5404832
Net deposits and
)16 withdrawals $3,710.56
Vow ilVeSttlent return
MO:lendand
interest income $1665
Change in
marker value 5000
Value of your account
on Feb 28. 2018 $4%673.0
SDNY GM 00023568
Member SIPC CHP70001005668019NP7000193073 00003 0210 030579a0C0C0 ►age 1 of 6
CONFIDENTIAL
EFTA_00I34I86
EFTA01275957

SUBS
Resource Management Account Account name: -I Jr_ MA, Via _ Your 11 infidel Advisor-
Friendly account name-, r SCOTT STACK MANL YLE CASRIEL
February 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 28 (S) your account
• Cash and money balances may include
A Cash and rrxmey balances 45,673.53 10000% Your current asset allocation
available cash balances. V8S Bank USA deposit
B Cash alternatives 0.00 000% account, VBs FNC insured Deposit Program Bank
accounts. VBS AG Stamford Branch deposit
C Equities 0.C° 0 00% account balances and money market mutual fund
sweep balances See the Important in formanon
D Fixed income 0.00 0 00% about your statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional
Total assets 545,673.53 100.00%
A
Value of your account $45,673.53
Eye on the markets
Percentage change
Index February 2018 Year to date
S&P 500 -3.69% 1.83%
Russell 3000 -3.69% 1.39%
MSC I - Europe, Australia & Far East -4.50% 0.30%
Barclays Capital U.S. Aggregate Bond Index -0.95% -2.09%
Interest rates on February 28, 2018
3-month Treasury bills: 1.63%
One-month LIBOR: 1.67%
CNP70300005658030N1q0C018$073 03033 0218 03057500nytGm_000235tor 2 of 6
CONFIDENTIAL
EF1'A_00134187
EFTA01275958

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
UBS Friendly account n ' SCOTT STACK MAHLYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
February 2018 ill Year to date (I) See Account activity rho month lot dela Is Balances In your Sweep Options are induded in the °penny and
closing balances value FDIC Insurance *pies to deposits b UBS Bank USA and as basks participating in the
Opening account value $36,522.63 $41,946.32 u d B e S p o C r D ts C p l i a n c s e u d re t d h D ro e u p g o h s it t h P e r U o B ve S n In . t R e r d n o a e ti s o n nS ot D a e p p p o ly s i t t o A d c e c p o o u s n i t ts p a r e o g U r B a S m A G 5c . C S t p a r n o f t o e r c d ti o p n a r e c sp h i e o s r b to an m k oney
Deposits, including investments market sweep fund hearings tut not bank deposits See Important information about your statement on the
laSt two Pagel of this 00Cument for detain
transferred in 13,477 37 21,531.05
February 2018 (51 Year to date (1)
Withdrawals and fees,
Opening balances $36,522.63 $41,946.32
including investments transferred
cut 4,334.37 -17,820.49 Additions
Dividend and interest income 7.90 16.65 Deposits and other funds credited 13,477.37 21,531.05
dosing account value $45,673.53 $45,673.53 Dividend and interest income 7.90 16.65
Total additions $13,465.27 $21,547.70
Dividend and interest income earned
Subtractions
Checks and bill payments -4,334.37 -17,820.49
For purposes of INS statement, tatablty of interest and dMdend Income has been determined ficM a US
tam reporting PerSINCIhr. Baud upon the residence of the account header. account type. or ',radix' type, Total subtractions -$4,334.37 -$17,820.49
scene interest Ando( dvidend payments may not bo subject to United States (US) antler Piano Rico (PR)
income tares The (Sent month), statement is not intended to be used and carmen be retied upon for tat Net cash flow $9,150.90 $3,727.21
purposes. Clients should refer to the arcidePe tax reporting forms they recent from UBS annualy, such as
the Forms 1099 and the Forms 493, for tat reporting information n is the practice of UBS to file the
aporade tar reporting forms with the US Interco Revenue service and PR TreaSury Oetertrrent. and in Closing balances $45,673.53 $45,673.53
such roans accurately (rosary chsciends ardor interest as tat ererrpt or lamb* irx0me MSS* (Oman gar
incluclual tax preparer.
UBS Bank USA Deposit Account APY
February 2018 (3) Year to date (I)
Taxable interest 7.90 9.78 Interest Period Jan 8 - Feb 6
Total current year $7.90 $9.78 Opening UBS Bank USA Deposit balance Jan 8 $37,457.18
Prior year adjustment 0.00 6.87 Closing UBS Bank USA Deposit balance Feb 6 $45,673.53
Total dividend & interest $7.90 $16.65 Number of days in nterest period 30
Average daily balance $38,511.05
Interest eamed $7.90
Annual percentage yield earned 0 25%
SDNY GM 00023568
CelP7C0C0305693031 Ne7003I93073 00003 0218 030579004 0000 Pap 3 of 6
CONFIDENTIAL
EFTA_00134188
EFTA01275959

SUBS
Resource Management Account Account name: Yourlinandri Advisor:
Friendly account name: 'u SCOTT STACK MAHLYLE CASRIEL
February 2018
Account number:
My Choice Rewards Points from UBS
Rewards poets are reflected as of the 26th c4 the month or the prof business clay if the 26th Mb on a
weekend/Wide/ Reward, punt activity details can be round on vninvuttstornfonnnestrvxes
February 2018 Year to date
Opening balance 7,341 7,341
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account If you haw questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment ellbbitty consderaton - Hone selected
Your account instructions
e Vow account cost basis default closing method is FIFO, First In, First Out.
OO70508005658032NPVC0I88073 00033 02 lEt 03057 .111Gfr1—°002351981u 4 of 6
53°
CONFIDENTIAL
EFTA_00134189
EFTA01275960

SUBS
Resource Management Account Account name: CI-USIA:NE MAXWELL Your Plaandal Advisor:
Friendly account name: Indiv Check/Car SCOTT STACKMANLYI£ CASRIEL
February 201E Account number.
Your assets
Some pnces, income and current vdues shorn may be ApprOxiirele. AS a result. Om and lopes may nos
be accurately refkaed. Set smponant inrommfron »ma your statement a the endos this clacurnern for
more inrommon.
Cash
Cash and money balances
Cash and money balances mal ind Lade await(' cash balances, UBS Bank USA cbroat account balances, UBS Balk USA and at UBSFCK insured Kogan Bank deposit &CCore balances are insured by the FDIC within
UBSSINC insured Kogan Bank Balances, UBS AG Stamford Stanch Peposn account bawds and money applicable rents, bul are not protected try SIK. UBS AG Stanford Branchdepout account balances are not insured
market mutual fund sweep balances. by RAC and are not protected by 51K. Money market sweep balances are protected by SiPC but de rot Insured by
the FDIC
See the Important informstion stout your statement at the end of this document for detaas about those
tarancer.
Doering bilame Closing balance Price per share Average Duldend Interest Days in
Hddng on Feb 1 (14 on feb 28 0) on Feb 28 (S) tae period period Cap amount 01
LIRS SANK USA DEP ACCT 36,522.63 45,673.53 250,000.00
Your total assets
Percentage d Cost Estimated Urveallzed
Whit on Feb 28 (S) your account bash (S) annual 'mane 01 On or loss (S)
Cash Cash and money balances 45,673.53 100.00% 45,673.53
Total $45.673.53 100.00% $45473.53
Account activity this month
Date AcIlifty Description Ampunt (S)
Deposits and other fends credited Feb) Transfer f t00 13,477.37
Total deposits and other funds credited $1347737
Date Actiifty Description Arcot« (S)
Dividend and interestincome
Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210E/18 7.90
Total taxable interest $7.90
Total dividend and interest income $7.90
Date Misty Descdplon Amount (S)
Bill payments Feb 5 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE •65879
continued next page
SDNY GM 00023570
GIP7000Z005658033 NP7003183073 00003 CO 8 0305750~0000p Page 5 of 6
CONFIDENTIAL
EFTA_00 I 34I 90
EFTA01275961

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Fi nancial Advisor.
Friendly account name:Indiv CheddCar SC TT STACKMAKYIVIFCASRIFI
February 2012 Account number:
Account activity this month iconinueth
Ode Actruty Descnplon Amount IS)
Bill payments (continued) Feb 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3.635.64
Feb 5 Withdrawal ACH WITHDRAWAL UNTEDHEALTHOINE -39.94
Total bill payments 44.33437
Card henna for your Attention:
The new U85 Visa Infinite creek card is here, packed with exclusiie travel benefits, more rewards aid more of what you love, ncluding extraordinari); personalized service. All
stunningly clad in metal. Visit ub5CCerfciSainbMte or call u5 at 888-762-1232 to learn rare
laments," Payment Cue Payment Due Pale Credi Itne AvalWt C fedi tint Outstanding Wan('
ISIS Visa credit card(s)
payment information
$0. 00 135,000.00 535,00000 40.00
This crecli cad is enrolledIn UBS Pay Credi cad feature and autorreticaty to pad Iran your account Your payment Is scheclyled
for march 20, 2019
we VOA& MS Inf011ncltiOn on Ns% U85 Visa credit card sdely as a oxidesy toyou The UBS visa ciedt card and a< Vaunt are riSued Cy U85 Bank
USA U85 Bank USA Sena you the 011itta Statement id this account and you should Mae your psynent &COO ng to their triStruCti OM.
We do not Ind We your outstaxlingcreclt card baarce in the yaw of you account wah UBS Finanoa Services Inc
Date Activity DeCii0011 AfT0Unt (S)
Money balance activities Jan 31 Balance forward 536.52243
Feb 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 13,477.37
Mb 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0210918 -4,334.37
Sob 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0918 7.90
►eb 23 Closing UPS Bank USA Deposit Account 545.673.53
The UBS Bank USA Deperat Account is your primary sweep %Mon
CHP70208005658034 NeR2C0I88073 00003 0218 0305750( lerGM0002359lIge 6 of 6
End of statement for account number VI 23
CONFIDENTIAL
EFTA_00B4191
EFTA01275962

Important information about your statement
L. Financial Services Inc. (the Fin, or UBS entail her Iromyou no later then 60 days alter the Frm claims for cank annatay broths* entaile upon • Ackert CoptarApprecation: Investments seeking
Serval), is a member of all principal acuity, commaity set you the list statesmen on which the ems or repast or at to ee sac. org The 9PC asset protean growth d patent rather than the generation of
and optima exchanges. UPS Financial Services and 1.8$ Problem append, anin apply to all aaries bat you hold in a particular income
Balk USA we naiad subsilones of UPS AG and - Bowieyou' name ad xcant meter Of any) capacity. • Pratte ComftWation oilman and Genf
afti haes of UM Seven U.C. The Files fanoal - Cases to error or tie alder you at inure fie Fin% together war certain aff Cates, has also AperscatMv Investments wean? both the generation
staternert C available upon recites. The Fats engage about, a-devise as <Italy as you can why you Paneled ga/Plenvental innate fie maamum of nccme and growthof prixal.
alias a-• a. believe d anent a why you need more amount pryible to at ekabte cants, token& trith•
reformation this protection is S500 million as of Dtairber 10, 2016. Overall risk prof Ass
UBS Fine-gel Senses K. - Naiad. the icier anent a the suspected era. SLtact to the poky cedars at Imitations, cash a • Consonant Seeks to mango nail nix pal wth
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low rids ad volatility to the accord own% even 4
Wentaten, NI 01086 The Finn or Card Issuer MI Magee pa congaed aggregate ball your accounts held n span:Wag that means the attars does not generate significant
and will coned my nor promptly. For alleged errors capacity ocpy of the poky waoli-g is noileble income a mans arid may rot keep pace win
This AMMO", represents the only official record of you nolvitg UBS Viet *be ea-darned:at if we take Woo request. inflatim
L o B ffi S c i F a i l n l a a n x c d ia x l u S m en e a n te ts s , a c c o co n u ta n n t. n O g t h c e o r n r a e l c iO a n d g s , d t a a ta p s e ho uld m ye o s re a th c a t n i n 10 f b o a r s t h g e es a s m da o y u s n t t o y o d u a t t h ti a s, t w as e in w e i r ll r c o r r e . d so it that Neither the9PC pottchon nor the nophrnental • Moderate Wiling lo tent some rids to principal and
not be relied Lan II youbane thee is an err a you wR have the use of the money dung to tine protean apply to: tolerate same volatility to seek higher returns.
omistion ease report it inneciairly n yang to the takes us to complete our a-instigation. • Certain fm ica assets controlled by (and invaded n • Algtaressite: WHIN to accept hip risk to pincipal at
Branch Ita new of the office wvio your account. your account value) but held away from UBSFinancol high volatility to seek high returns overtime.
Please mike all checks payable to the Fen or he Senates For exarple certain (i)insuraxeonxixts. • amesement Elpiagy Consoleration: If setae( a
Alho)' a ligares noun re intended to be accurate. Instant incaution mated on tie gent of this including wadable mantis, and 00 shares of tang portion ore the portfolio for tat account may include
statement dstaskukf not be used kr tie purposes Rely statement In addition to nods wan lark accounts funds registered in the name of the woad holder on complex strange, tinted liquidlty and rater
sieN on yemend tax kat. Be • Form 1099. 5490. may be abject to mareena-ce lets, naves for late the boots of the issuer or transfer agent), von gey.
r 1 e 0 q 4 u 2 i 5 re , d e b tc y ) t w aw h e to n p te r r e c p e a l m to g t y h o e u IR r l S a a x l r l e ta tu u r b n. le T h d e n F id i e m nc ts p a a m y i m n e e n s t k n r c s a e s c h u a r c it c ie o s u p n u ts rc h A as t e ta s a r n s d t c h h a a t r a g r e e s t a a ns u f n e p rr a e i d d • I li r m m n e e a d m p e a n r t t n c e o r n s t h ra ip c s ts a o t r i p w r a iv s a s te a p m la t c i e n m te e re n s ts ts ) ( t e h C at t i a re Statement •houteholding•
mportabb rantable awing and uuble Mast to other instnalons may be subject to a Pander lee. not registered under the Securities Act of 1933; We may consolidate al related account statements with
end am securities held n you woo" net proceeds • Commodities contracts (e g. foreign trachea aid the Wm address in the same neat eq. became
on see frasactioris, aid ton basis on certain covered UBS Sweep Options peon metal contras), includarg futon contracts they have ohms take maintain nnt account
seosaies. LES otters options for weang cash balances to ba-k ad commodity option contracts; and relationshjos rah oar dents a the sane address. If
Caggrwailallana wadi dot Firm b de a p n o k se m a o c n o e r y n m s e a e l n t o m n- u a t f u fi a lia lfu te n d d b s a (M ts o n a e d t F M un i d s s t ) e a d n d • D B e a p la o s U it S a A c . c U o B u S n t A s G (e x U c .S ep . t b c a e t rt h if e ica s t e a s n d c t b d a e n p k o s s n it ) t a h t e 1 .85 y s o e u p p t e a l , t s er t n o e r lc e c te e n s, e y i o n u d m ijd a u y a de l s c t l a in te e m k e o n a t l s a m :a a c il t e in d g ' n by
• Please ratornen ay oral corrinancatona in wring to Heal:nalD acca ftaart (DA) fa cuctorme FDIC ensured Deposit Program. taro your Prontial Advisor
u to tt f e ur r t h ti e e r p Se ri o e s d tie y s o I u n r v r e i s t t t o s r • P i r n o d te u c d tio rg n A yo c u t r (S n P in A e T s D w e i p n o a si n t I a n c t c e o rn u a n t ts io a na l U l R B5 o B n a a k n U M S a A n e a n g d em no e n n - t a A ff c ili c a o te s d t n T o he t a S p l p it ly p t r o o t te h c e t n o n a s a s n e d t; t e h v e e s n u 4 p p th it e m y e o n th te e l r w p i r s o e t a e p a p n ea d r o Friendly amount name
• o If f t t h h e is fi s na ta nc m ia e l a n t it s u n t o io t L n B a S n F th n e a b tc o e p t l e S f e t r o vi f c t e i s e , L f B ra S il b P a ro n g k r s a p m a a n r ic e i I p D a I t C n i g im n u t r h e e d U in B a S c F c O or I d C a 4 n n c s e t r w ed it h D M ep I o C s i n t es o su n o y p o k u m s e la rt t a e l m pr e o r t t e s c . t T io h n e i S t tC no o t r p o r t o e te c c ti t m a g a a n i d n s th t c e h anges c th h e os F e r n ie b n y d l y y o a u c 1 c 0 o u n n i t s a i m you i w s a it h c u yo si u o r n r z e a c b o l r e d k 'n e i e c p k i n -g a me
Fancial Senas carries you =ant as drain Fa more narration, plea visit new fdic.gov.Deposk in tie mein vela of yes investments (whether a a has no legal effect on your account You creche-or
baker by arra-gemin with the rokated insituton accounts at UBS AG Stano rd Brand, and shaxs of resit of mitt movement, issuer blinkruptCy Cr your Friendly account names, through Online Services a
We in you of this relationshO tan you MoreyPuts are rot rowed bathe FDIC. Oho-MPS by contacting yes F canal Adtate.
opened this ottani h the cast your h it aid
Panties are located a LOS financial Senates and rot Through the DA, cash Warns re swept to deposit Dividend Reingsbasent Program (DPW) Almon overview
the iwolacig Order. and youn ut make afar accounts at UBS AG New von Brardn ad UBS AG Tx cake reflected 0 an average price YOu may obtah • Yak" diP a ameentdeortiolc. Net of assets a-d
of any error or omission to both rime Capon Branch. These deposits are not itured byte the actual Fria Irom you. Advisor Ordy whole liabilags
• As dented in the account aixements, you rust FDIC. Balances held at he LES AG Cayman Bran& are shares are purchased under DRIP; partial shares will be • Asset_ Includes available cash balances, wakes for
roilyus of my ears or fraud graving decks temp:only noosed to the sovereign ra of the Cayman sold ad the cash wit be deposited know account The restricted security (est), aid Global Time Deposits,
reflected an your statement within 30 days after a was blinds. and there is no patentee or other obligator, of divided rermslment price applied by he agar mat unreazed mods 10 market, Andaman assets not held
mailed or made rabble. LOS AG to repay the balances while on the UBS Cayman Oiler from the matt pito at which the panial shares by the Fink Does not include unpriced okuritielairat
• Pleatedivot *worm complaims or ixpries to he Branch's bock s. re sold at the end of the pior and anent stamen coned% or
Fins C fent Retain Department a 201.352.1699 pea Oceania% La kid stock options ad
or toll-free at 800.354-9103, 8:00 A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cash-ea-lieu neronabte stoic options
ET Monday through Frday, or in wing to WS shires are protected by 51K. See '125 Financial Senn CnN whole urns may be held n yips account. If you aP • lingoes hcbdes debt balexes, oastatitg magn
manual Senice fra, Client Ranee Depairmat account Faunae below. eat ned to • Nita snit as a result ol • chided lament loans, credit link short accent balances.
P.O. Box 766 Union Cky, NJ 07007. cc °anise. the Firm well gather sell patial units at • Cash/money balances. Total of uninvested avalabie
• A 0 Panora shall be deemed complete ad acarge thanyour request, banes n the bark depositsmaw be arta price a' accept an smart determined by a cash balances, pin depart balances at affiliated an
if not cbacledto in writing within 60 days winciawn, and Mates of a May Ford may be registered clang agency, ad credit you accost non-affikattd banks, aninxney mallet rrutual Ltd
• For TN services. Call 044412.0986 or horn outside Indeed. and tie proceeds retuned to you a your sweep balances, at the cbse of he statement peach
the US.: Cal 201.352-1495 190.1110$ aocciam Invegtment objecting Non.cormadity free eat balances in you rant Xe
• P k c h W a r n a r u e d m e i r t t h n u r t a a r a o a w n l f n s k o a s e c f n i n e s ti i e r c o N ( e s n W I i s s o , 0 I O r c t 7 p a , 0 b l , a l 8 a 9 1 6 s t X 0 p , t 0 A a a - 0 y 7 n s m Q g n a t a - b n R 1 t a i O 0 o o u 0 U r r l 0 V i B U E n . P l S o v S ' A r d t a w W , S U n i e l a e n ln n k i t c o i a n n U , g P S F r c n a c u o b r w r t y i i e n c u r a b g n l s li o n n c g r o e m 9 r w r X a a t - t n o 7 ; e M 6 n e 2 a p - a b n 1 o e l 0 u l k 0 r t k 0 a a , v l f n r a o i l a a m n b d l y e o y s u i w e r l L e d e s a , p n a o c p a i t v a i a o i n A la s d b , v le is or n P T s ea h l i e a c e p a h s t a h e a a n o a n t t d t n m a t a r c g ° e r h e b a r t a a h t n d n g e o d m e b F m j i i a e n n a c n n y t y i v p o F v e r u a o o s r r r I a y n n e n b o a d e i t c t N t r h i w i a i s w n e k l e w p a s n r a t o y n g a f o i i n t le i u g o t a i & n e re d o c a s r a - y p N n o e u t a s k to n u b T s u o h e s e t n a s l e e o n s g y t s e s o r f g T is t a h h & e le e s s d L e e f f i r u f e o u n m d n d d s i o s n w t n h th e e t e p r h a b a , y a s a o l s a a r e n d l n e c in e t w s a p - e a o y r n n c i d o o y d u t o o r d u s o e r F s o d i i n e f r n g m it s m w a - a d i y n . .
choose one of the (plowing investment objective:
Cal a suite as soon asyoea can, if you hit you- UN Financial Services agouti protection • Produce Ccerentkirow: Investments seni-g the
The Penultimate of the Starnits Investor Protection
staement a receipt is wog or 4 you need more generation of name only.
Corporation (51PC), Mich watts securities aatonws
nlomiatin teA a tratsfer on the statement or
recept. The Film or Cad bar (as appicablOnat of is members apt to 1500,000 (includin2 5.250.020 for
SDNY_GM_00023572
CONFIDENTIAL
EFTA_00134192
EFTA01275963

Ilnportaut information Amid your statement (Continued)
Lendng siformation securities and Options or only bit prices la OTC eased may be less than the per dare eStinnited the amity cortratts, Alibates of the insane
For draped information cn the Finis lender) peadces securities. vela provided n the there et element. companies or %pardon of the unit investment Inds
and deckeres. refer to your Client Rtlatithship - Less Aetna traded securities maybe priced usn9 a we dstrtaltt.
Aortement or Account Agreement ad the General valuation model or the mod recent price we • Restricted securities Restricted merles generally - In addition to commissions received from the
learn ad Conditions. LES Statement of Credit ?radices 'tined arid may not reflect an actual make price at rot <unary eget for Pubis( sale LOS Financial path*e and sale of NemShres funds we and or et
available in Agreements and Ondosures at a vale Services uses the market price of the inestricted stork affiliate term . n net-based reverie sharing
yew ub• coailircourteleclo:tou. - Certain pose ions my appear without a price a-4 of the sne d.wer as an mpAed value foe the payment from NouShares die:lances, as well as
will chow al 'vice was not variable' if we we restricted stock for putpow; of the sfahmenf only To I ading for technology deeethmen t. training and
Veer suet theta to obtain a pnce for a security. the ewe that restrkted sentd-es are efrable lot sale, et:beaten.
Your gammen lemon secaites and other asseshell - Deposes or worries denominated in enact the vakm received may be sobstantolk less than the - Our if Mates also receive vadeg cornessons mid
in the account al the end of the statement period. You other than US death are rel 'toted at the ethangt rrpjed yak* shown other comperdation horn nraual finds and nSirtinde
may ra for &Way of IS.y paid s aunties al any tine. rate as of the statement date companies whose products we derbre.
You may receive muskies used as loan cameral after - For anan securities vain; in non-conforming • Est. (estimated) income, current yields and rata. - We recent am areal lee from US$ Batt USA ad
peyrg any balance dm an them. Any securities &nen-Qt.:Ins, puce rid purely (lace wake) may An tu Mate of almal income is baked on current 1.8$ AG Stamford Branch of up to 125 per accent
trangerted to the Fins airing the statement period are have been adjusted to facilitate brevet vabacci. dnideril ad mitred rates, assuning the seines will sweeping to the banks under the LAS Bari Sweep
feed at maker value as of the end of the staternere TO obtain Current quotations. when available, carnet be held for ale year fr orn statement date or trail Program
period ear Fruncial Ackra. sultrily This estimate is only a gudelne. accuracy
• Cost basis. In dettenthing the cost basis of the and continued insane are not guwareted Activity
seckenties included in this gamma& where indicated • Private investments and Ittucturad products. — Eitimated annual ixorne rid current yield for Information regmdng CCOVII6SOIS arid other chew
wen the nate 'I,' Lescriancie Sennces riled Private rnelment seonbeS (rcldig drool certain types of securitiestoad nclde a :elan of incurred in corneae:awen the execution of trades,
on information eteained from sources other than US$ part opali n program and real estate snestment trust prncpal or capital pans n %%Stich case the est ixbang option transactions has been undrded n
Financial Sakes. rclirlirg el.:emotion from another 'ensiles) and strut teed pabcti are gentealy hglOy income (ard current metre would be overstated. COrihrrnshOM previously furnished so you. rid will be
fin or that you may haw provided to your Financial ?kaki Cretan caucused products hate not been — Ednuted anal income and current yield and the provided to you prorrettty on request.
Advisor. The Firm does rot irdeperdently verity registered with the SeCultieS and Exchange actual nOrhe and yield night be lower or higher
guarantee the accuracy or oddity of ay ticenucion CatinSSiLn a under any State SC-CunheS laws. We than thetstented amounts Short
provided by saran other than LES Franco' genres. prorde **noted yobs for pita nvestnynt — An estimate of ann.ialited irKOme (dividend Andra If you se engaged n that selling a security, you may
h 'Shore although LEK F ?uncial Service gentealk aeries and structured products for chemisethat interest) divided by the current mallet incur a charge die to certinbonomag cons for that
update this rdienalith ask* received, the Cm rupees my Accuracy is not guaranteed vats...wrap. balances based on the last dividend pit ely serve/.
does not brow* any assurances1h* the nformation - These values may differ sLbstantialey tom peon or merest payment made by the issuer and
under 'COO bald' and •Un ealced gar, loss' 6 any, al which a private 'remnant security a assumes the starkest deposes will be held for the Open orders
pleurae as of the date of the statement. As such structured evict may be boom or sold and do year triOn. the Valente* date or until maturity. Resenting open a lgoodkileancelkor ceder: that
please do not rely on this information io matt not nOCesunk' roc, Own, the value you may receive Accuracy ad continued yield we not guaranteed were not rnetred by the gatemen date, open buy and
peschast asale decisions. for tac parposes of upon tioaidatian. stop orders ere reamed by the amount of dmdends
Otliev.;... Accounts transferred to the Fin may - The/ party entrates of rata at as of a certain • Asses not held by MEM Fisandal SenticeR Certain angleon n vockmidends a norghts date unless
reflect gar/ loss Hamm ion only fa the venal of date ad are replied to UBS FrnafCWIServces on a assets are not heal by I/vim and not wain the entrusted otherwise by you. You are itsponsbk for
time they the had at the Fein More histomal regular base by an idependent valuation firm. Frm's possession or control. These assets are orders that we executed die toyer nature to cancel
reormalon can be added by you' Financial Advisor. - Issue regalpanne or scorer et:noted akas, deployed on yes- statement fa informational "-ntin9 open order"
• Urrealised gainsriosset Vihen data a available, mt. are supplied to the F em by the shut, buxom only. Positions and values presented are
ePnwed Li-realized gait:losses are calculated fa general paint a sponsor and may be cakriated brooded by the issuing fern UES intro.' Servos is Privacy
/tiniest sentry lots. The transaction data for based on (Invent nformaton Iran that used by not relpinbk for the freemen and does not To oases a copy of er current Client Privacy rake,
idtvistal lob may or may not reelect commosicee. third polies to derive the enteuted values guarantee ea accuracy. these *sets are not protected please cornet pr Financial Advisor or visit at webute
charges tutor security reorgani:aicri rents - You can obtain additional information regarding by SVC or the Fun's supplemental SPC coweage. lynw oh, rorlaivevanf
Dividend and other reinvestment lots zed systematic the methodology used to determine- the estimate of - Financial Sakes is rot a bark. The RMA. Business
purchase bus are each combined to display one value and the date of the reamation that tithe • Revenue sharing and additional compensatian. Severs kraal BSA arid AMA are brokerage
averaged lot. The • trade date colmn presents the basis la the estimate by contactieg your Fivexul — h actincn to cornmesons co sales rd 120-1 fees accounts which pew& access to bank a Services .incl
age.' transaction trade date Advisor. received n comedian with the derbron of mutual pro:kicts IFfctacii anangements with affiliated barks
• Callable searkies Bonds and peened stock that - Thid party estinamd valets may be reflected as lads to our dents we axle our affiliate reeve and oilier iheckpartybankt arid provides across to
the issuer cats for ea redemption wit be selected Not priced' in several situations. *hen an revenue Morro payments from dertnrors ardor interne and am ay products issued btu-off:had
impanelly by lot bornamong at series of that andepenient valuation km has not suppled a is advisors of the rrutua funds that we sell. These Viet-patty nsita-ce Companies thigh inarance
issue heed n our name annotate nine IoW unable to assign a va.., when we become aware arose ate based an two different compormms: () agency sadidores of LES Ferrol Senses Inc.
clients Call enure Hammon is oblaned Iron. third that a material event has occurred the may call a the snout of sales by ISS of a particular rnrtual ▪ twintment ieuranCe. and annuity protatott
parties adOs accuracy is nal gaanteed Other call previously reported value ivo Quegi on, or when a lard fortify to our clients, and 6A the asset value of a — Nd FDC nand • No bane guarantee* May hoe vale
leaves may eta which card alert *XL complete value would be highly speculative due to the nature Partelliar mutual Ord Tamale shares heed* the — WA. Pesaro Lf ANWAR* ACCOUre. Business
nlormalon will be pror(ed upon regime or the secunty. fern Seances Account BSA. IRMA and international Resource
• Certificates of deposit (CDs). COs are FDIC nsured - When nether an that, general pairtrW Ce sponsor — We and our affiliate also receive networking and Management Acookret are ergot ened service marks of
kvi to $250,0)0 n mimeo' and accrued interest per est Meted valor nor a !hid-party estimated wake is tanners processing lees in candmation for transfer 1.8$ F nano* Services
detester ad per depository inslitlavy n escorting pro-.tied the yaks of the secarky will be deferent aged se/vices that we provide to the Macrae funds — VISA is a registered vackman owned by Visa
with FDIC nieS. from its eschew pee. These lees generally are paid from Mester assets n htiniticrel Service Association ad used under
• Prioalvalue Prices dispLyyyd for secishes and other - • Doututions to dale may aback learn of the mutual P.M and ate a feted dollar went based kerne. The LEIS Visa credt cads ad the LEIS Visa
products may be hgher a lower then the bee that capital. ncerne or both. an the write Cl accounts at the broker-dealer debt cods are erred by LOS Para USA with
you would actually receive in the made. trice. se • 'Original unit vie' represents the nail offering holing nuual funds of the lad family perrniasion horn Visa U S. A Incorporated All ocher
cbuirwd from oxen fetid pal, sources which we Diaper unit and may at relied you cost basis. - n staiiMn to cceernesions received in correction trademarks. registered trademarks, service marks and
brine! be table tulw d ot guarantee lei - OPP and tasted RUT secant es ate rot kited on a with the sate or dotriouten of amity contracts and registered seance marks are of their respective
accuracy natiCtlalsecuritseS exchange, arid are generally unit nominee trust tents to our clients. we ardor ewe:lakes
- We generally use the thong price when available Jozaml and even a trey can be sold, the price or *Mote receive emende sharing convensation
Inc mean of the bid and ad prices la listed from rainy of the tr.:trance <cmpanirs indwwie eg UM Financial Services Inc, Rev 201711
SDNY_GM_00023573
CONFIDENTIAL
EFTA_001134 I 93
EFTA01275964

Lies Fnancial Services tic
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2018
Chr77.0055821410318x1Y1 0
GHISLAINE MAXWELL
Account name: GH6tANE MAXWELL
Friendly account name: Incliv.ChecKar
Account number.
Your financial Advisor.
SCOTT ST:. • `A:IN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Fmancra AdviSCit Ot the
RMA ReSOurCeLine at 800-RMA-1000, on February 28(4) On March 29(S)
accoun
Your assets 45,673.53 41,441.47
Visit our website: Your liabilities 0.00 0.00
www.ubstornIfinancialservices
Value of your account $45.673.53 $41A41.47
Items for your attention
• Help frotect ycJeel! lion, Iran] and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepost.com. 'Tracking the value of your account during 2018
Value of your account
at year end 2017 $41,946.32
S Thousands
Net deposits and
716 vvithdratials -S530.21
Wur rivestrnent return.
419 91.9 45,7 41.4 Diedend and
interest income 82536
4
Change in
market value 40.00
1.9
Value of your accowit
on Mar 29, 2019 941,441.47
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Feb 2018 mar 2019
SONY GM 00023574
Member SIPC CriP70009306582141 NP7000310276 00003 0318 030Sa00000 Page 1 of 6
CONFIDENTIAL
EFTA_00134194
EFTA01275965

*UBS Resource Management Account Account name: GHI$LAINE MAxVI. El._ Your Fi nancial Advisor
Friendly account name. Indio Check/Car - - - -r STArl, An! vi C recast
March 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 29 (1) your account
, Cash and money balances may include
A Cash and money balances 41,441.47 100 00% Your current asset allocation
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 000% account, ties FDIC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important in formanon
D Fixed income 0.00 0 00% about ;our statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional
Total assets $41,441.47 100.00%
A
Value of your account $41,441.47
Eye on the markets
Percentage change
Index March 2018 year to date
S&P 500 -2.54% -0.76%
Russell 3000 -2.01% -0.64%
MSC I - Europe, Australia & Far East -1.87% -1.58%
Barclays Capital U.S. Aggregate Bond Index 0.64% -1.46%
Interest rates on March 29, 2018
3-month Treasury bills: 1.63%
One-month LIBOR: 1.88%
CNP7Ooceoct592t 42 vflOCO3I0276O0033 0318 030S7a0alyy_Gm5023511gso 2 of 6
CONFIDENTIAL
EFTA_00134195
EFTA01275966

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi amide' Advisor:
*UBS Friendly account naseve:Indiv Checkkar OTT STACK IA AMI YI F rASRIFI
March 2018
Account number.
Change in the value of your account Cash activity summary
March 2018 (3) Year to date (S) See Account activity this month for dela Is &dances In your Sweep Options are includedin the cpenng and
closing hal.snces iraut. FDIC insurance applies to dep:aits al UBS Sant USA and au basis participating in the
Opening account value $45,673.53 341,946.32 UBS FDIC insured Deposit evogem. n &es not apply to deposits at UBS AG. Slariord Breech 01 bank
Omits placed through the U8SIntemationa Deposit Account program SIK PrOteCtiOn applies to money
Deposits, including investments market sweep fund hold rigs tuI not bank deposits See Important Ulforraaban about your statement on the
Oct two pates or this document for cletaits
transferred in 4,326.47 25,857.52
March 2018 (1) Year to date (5)
Withdrawals and fees,
Opening balances $45,673.53 $41,946.32
including investments transferred
cut -8,567.24 -26,387.73 Additions
Dividend and interest income 8.71 25.36 Deposits and other funds credited 4,326.47 25,857.52
dosing account value $41,441.47 $41,441.47 Dividend and interest income 8.71 25.36
Total additions $4,335.18 $25,882.88
Dividend and interest income earned
Subtractions
Checks and bill payments -8,567.24 -26,387.73
For outposts of tNs statement, tatabity of interest and dividend income has been determined lion a us
lm leisolting ifersPecthr. Scotia upon the residence of the account holder, account type. or product type, Total subtractions -$8,567.24 -$26,387.73
tare barest andor dvid.nd payments ma/ not be subject to United States (US) ardor Puerto Rico (PR)
Income tares. The tient monthy Ratement is not intended to be used and camot be reled upon for lac Net cash flow -$4,232.06 -$504.85
purposes. Clients should refer to the accricatie tat tenoning forms they receive from IBS annualy, such as
the fomss 1O99 and the Forms 48O, foe lac reporting information is the practice of UBS to file the
apori(acte tam reporting comas kWh the US mterrd Anent* semce and PR neasury Department and in Closing balances $41,441.47 $41,441.47
such town accurately dasary disdtnm ardrce intereSt as I& exempt or iamb* 'mane nave (Onion your
Incluclual tar preparer.
UBS Bank USA Deposit Account APY
March 2018(S) Year to date IS)
Taxable interest 8.71 18.49 Interest Period Feb 7 - Mar 6
Total current year $8.71 $18.49 Opening UBS Bank USA Deposit balance Feb 7 1.45,673.53
Prior year adjustment 0.00 6.87 Closing UBS Bank USA Deposit balance Mar 6 $41,441.47
Total dividend & interest $8.71 $25.36 Number of days in m- erest period 28
Average daily balance 145,834 17
Interest eamed $8.71
Annual percentage yield earned 0 25%
SDNY GM 00023576
c riP70:0330593214 3 NPMC0310276 0O0O3 0318 03057a00003 ►aye 3 of 6
CONFIDENTIAL
EFTA_00134196
EFTA01275967

*UBS Resource Management Account Account name: --n- Your Amadei Advisor:
Friendly account name: ir • SCOTT STACK MANY LYLE CASRIEL
March 2018 Account number:
My Choice Rewards Points from UBS
Rewards pains are reflected as of the 26th of the month or the lance bus ness day of the 26th tilt on a
vRekeril holiday Reward. pant CefalS can be found On %%VW utls.(orAtonNineStivKes
March 2018 tear to date
Opening balance 7,341 7,341
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. toucan find a ful description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consdera ton None selected
Your account instructions
. Vow account cost basis default clos■g method is FIFO, First In, First Out
CNP7C008006582144 NP7000310276 00003 0318 030575004 li v1_000235994" of 6
CONFIDENTIAL
EFTA_00B4I 97
EFTA01275968

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
cat UBS
Friendly account n - SCOTT ST ACOvIAN LYLE CASR.El.
March 201E Account number.
Your assets
Some prices, income and current vaues Odeon may be EpprOxInkble. AS a kit*. Oar ns andlosses ma/ not
be eccutalely reflected. See rmporunt intomafron about your statement a the end of tins dxumenl fOr
wore information.
Cash
Cash and money balances
Cashand more*, balances ma/ inducts avaldde cash balances, UBS Bank USA depost account balances. UBS Balk USA and 81 U85 FDIC Insured Progan Bank deposit tcCOunt baaxes are insured by the FDIC within
UBS FDIC Insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and money appilcctae Inn, but ale not protected by 9PC. UBS AG Stanford Brant h &post account balances ale not insured
market mutual fund sweep balances. by FDIC and at not protected by 51K. Money market sweep balances are protected by 9PC but are rot Insured by
the FDC
See the important inforrnetion about )our statement at the end of this document for detain stow Mose
balances.
cioenno baance Closing belence Price Per share Average Diridend 'merest Days on
siddng on Mar 1 (S) on Mar 29 (S) on Mar 29 (t) late °Mad period Cep amount tS)
U8S BANK USA DEP ACCT 45,673 53 41,441.47 250,000.00
Your total assets
Percentage 0l Cost Unmated unredaed
value on Mar 29 (S) yOur account [ohs (S) annual inctime ban or 14:65
Cash Cash and money balances 41,441.47 100.00% 41,441.47
Total $41,441.47 100.00% $41,441.47
Account activity this month
Date Actinly Desc Ion Amount (I)
Deposits and other funds credked Mar I Transfer F 100 4,326.47
Total deposits and other funds credited $4326.47
Date Pithily Desorption Awount (S)
Dividend and interest income
Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030918 8.71
Total taxable interest $0.71
Total dividend and interest income $8.71
Date Actinly Degnplion Amount (S)
ACH WITHDRAWAL
Bill payments Mars Withdrawal UNTEDHE A LTHONE -3994
continued next page
SDNY GM 00023578
c iinTc002.30558214shiPTOCOTio276 00(103 0318 03057900a000 Pape S of 6
CONFIDENTIAL
EFTA_00I34I98
EFTA01275969

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your A vandal Advisor.
Friendly account n • ' rhea r r SCOn ATM-YMCA?! VI F CAARIP
March 2018 Account number:
Account activity this month (continued)
Date Actruty Description Amman ($)
Dill payments (continued) Mar 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -658.79
Mar 5 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -7,868.51
Total bill payments 4,846724
Card Mena foe year Attention:
The rew U85 Visa Infinite treat card is here, packed with exclusive trace I benefits, more rewards and more of what ),:,u loge, ncludirg raraordmarib personalized service. All
stunningly clad in metal. Visit u0SCOrtiSainfinIte Cr call us at 888-762-1232 to learn mare
minam Payment Cue Payment Due Date Credl the Avalatle Credit line Outstanding Mine
UBS Visa credit card(*)
payment information
$0. 00 S36,00300 535,00000 1000
This clean cad is enrollee in UBS Pay Credi Cad feature and w( I autorraticaty tai paid Iron your acorn Your payment Is scheckeed
for AO 20, 2018
We provide Ms information on yak UBS visa molt cart solely as a courtesy to you The UBS visa (fedi card and account are nsuedty UBS Bank
USA UBS sank USA Sends you the °MOS Staterrlent ICC INS account and you should Make your pafnent accordng to their inStruCti0nS.
We do notind ude your outsta-rding crecit card bclance in the vJue d you account wish UBS Financia Services Inc
Date Activity Description Amount (I)
Money balance activities Feb 28 Balance forward 445.673.53
Mar 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,326.47
Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0918 -8,567.24
Marl Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 03/0918 8.71
Mar 29 Closing UPS Bank USA Deposit Account S41.441A7
The UBS Bank USA Deposit ACCOunt is your primary sweep roan
007C008006592146NP70CO3I0276 C00O3 0318 03057 Y_GM_000235iNte 6 of 6
End of statement for account number Y I 2
CONFIDENTIAL
EFTA_00134199
EFTA01275970

Important information about your statement
Fiuncial Services Pc. (the Firm or OBS Fnercial heat I romyou no later than 60 days alter the Frm dins for cash/. Ethenatcry broths* available upon • AMP* CopealAppreciaeren: Investments seeking
Strobes), is a mercies' of all principal acuity, cannothy en you the list it Adenine on which the ems or twist or at rano sec. org The 9PC asset proexton growth of emcees' rather then the generation of
and soh:mocha-get. UBS Financial Seniors and 1.8$ Problem athered. tengs apply to all xcarec tut you hold in a particular income.
Bank USA we i-died subside:M e, of UPS AG and - Dokeyou' name ad icon+ Metter OF any) capacity. • Produce ComftWation of kook and Capital
*ibex, of IBS Season LLC. The Fern's fnanial - Casabas Ile error or tie trade you ate inure The Fenn. together wish certain aff eat's, has also Aeon:cat:ono enlistments peeks both the generation
satanic is available upon retie. The Faros exteutioe about, adopter, as <barb as you cm why you Pashased apPlentental innate the mao mum of nccme and growthof yeti:ill.
off kos ate at: believe t is menu a tiny you nod more amount payable to at ek)bSe there,, colleclvely tridg•
So-motion this protection is S500 million as of December 10, 2016. Overall risk profiles
UBS Gina-cal Sante, N. - hoed. the icier arrant a the suspected era. SLIsOct to the poky cadgers and Imitations, cash a • Cone:wawa Seeks to mania, Med nix pat wth
W 12 e 0 e 0 h H aw ar k b e o n r , B te o l u 0 le 7 v 0 a 8 r 6 d The Finn or Card Issuer surd twestgate your <emplane t a h g e g r f e ir g m at i e s I b u a nh l e l y r o p u ro r t a e c c c te o d un t t o s h u e p ld t o n $ a 1 p .9 a m re i i l t l u io la n t n the l t o h w at r m id e s a a ns d t h v e o l a at c il c ity o t s o t t d h o e e s a r c o c t o g rd en ° e w ra e t a e k t ig e e ve r( n i t e el m
and pal coned my eke promptly. For alleged ekes capacity AM copy of the poky watItg is mailable income a retire arid may rot keep pace with
This Statement represents the only official record of you' imolving UBS debil ca-dtransarlire if we take spa request. inflation.
LBS Financial Semites account. Other recads, eat more than 10 bannsdays to clothes, we will credit • Moderate. Wiling to accept some rids to pintos' ad
official la. dxunents. contanng confliceng data should you &con for the amount you think is in error. Botha Neither the SIPC poteclat nor the apphroental
not be relied wan II youbelieve there is an era or you wt haw the use of the money dunng the time it protium apply to: tolerate sane volatility to seed hitter return,.
omission please report it inornediabely n writing to the takes us to complete our investigation. • Certain financial assets controlled by (end tidied n • 4ggrenAe: Willing to accept high risk to pincipal and
Branch Manager of the afire wvig your octant. your account value) but held away from UBSFinancol high volatility to seek high returns own time.
Please make all checks payable to the Firm or the Services. For example certain (i) Insurance orodats. • rniestment Elptaly Consideration: If selected a
Allhoup al 'ivies shown re attended to Ix accurate. Mensal instant) merited on the front of the including variable amities, and 60 shares of anise portion et the portfolio for the account may include
statement detathould not be wed kr to purposes Rely statement In addition to nrgdar /cart fees, accounts funds registered it the name on the accent holder on complex dratecen, linked liquidky andante.
Web on yea-4nd tax kerns, (L.9 Form 1099. 5498. may be abject to materna-co ho, chages for late the boots of the issuer or transfer agent), volatiky.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h e t n o p w rep n a m to g h y e ou IR r l S a a x l r l e ta tu xa rn b . l e T h d e iv P id i e m nd s, a ar v r o e c s e ts t k n r c s a e s c h u a r c it c ie o s u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t l a x n s u f n e p rr a e i d d • I li m m m ite e d m p e a n r t t n c e o r n s t h ra ip c s ts a o t r M pr o iv m ate e p n la t c i e n m er e e n s t t s s ) t fe u .9 t . a re Statement •houteholding•
mportabb non-mote daritend and taxable invest to other instaions may be subject to a transit( lee. not registered under the Securities Act of 1933; We may consolidate al retied account statements with
earned en familia held in year accoug net proceeds • Commodities contacts (e g. foreign others* and the sane address in the same envoithe. eq. because
at the trreacto re, ad con basis on certain covered UBS Swoop Options me< taa metal contracts), includirg futures contracts they have ohne, take mitten ,at accent
stories. LES offers options tor sweeping cash balances to ba-k a-d commodity optial contracts; and relationshex wth oter dents at the same address. If
C • o P t l h ea ro se n m la o tk o o n n (i i s m w a i n t y h o i r n al F cr ir a m m onoatons in wring b d to a e e n p k H o s s e , t m m a o : c I n S a e u : y n g o a s w l ° a l W e l t n o o m n k - u a A t f u f c d a c a l f o t s e a r d n t d b ( s D a (M A ts ) o f n a o e e d y c F u A s a t l o i d b m i ) e e a r d s n d • D FD e I p C o s U in it S s a u A c r . e c U d o B u D S n e t 4 p s o 6 (e s x U it c . P S e r p . o t b g c r r a e a n r m t c if . h i c e a s t e a s n d bankos snk) t a h t e LES y s c o a t u o r p p n re e y f o e e u r n r t v o F e i r n l e c a c o n e e c i s v i , a e y l i A o n d u d v i m e is d a o u y r a d l e s c t l a in te e l h le o l u ls w m ha a d ile in d g ' n by
u to tt f e ur r t h th e e r p S r e o o t _ e M ct i e y s o I u m r r e i s l t l o s r . P i r n o d te u c c t i i n on g A yo ce u I r S ro P a A m I D w e i p ts o s a e s r I a n c te c r o n u a n ti t o a na l U l A BS n B o ak n U M S a A n a a n ge d m n e th nt - a A ff c il c ia o t r e d d . n T o he t a S p IP p C ly p to ro th tt e o s o e n as a s n e d ts t e h v e e s n u 4 p t p h e e n y e o n n ta -e l p m r i o r* t a iu pp m ea d r o Friendly account name
• o If f t t h h e is fi s na l n im cial s it hi s tu n t o io t L n B a S n E th n e n to u p i l e S f t t r o o k f e th s e , L t B ra S il b P a ro n g k r s a p m a a n r ic e i F p D a I t C n o g i m n u t r h e e d U in P a S c F co D rd IC an .$ ce n e w d it h D e fD p I o C s it a on p p y k o m u s e l r a t t a e l m pr e o r t t e s c . t T io h n e d W o C no p t r p o r t o e t c e t c io t n a g a a n i d n s th t c e h anges d T h he o w Fr s ie b n y d l y y o a u c t c o o u a n ss t i n st o y n o e u i w s a it h (l a yo m u e r n re ta c b c l e e d * k n e i g a o n in a na
F b W o in e o a k i n n e c r fo i b a r l y m S a e e m n d i a c y e g o s e u c m o a f m r r t i h e e i s s w y r i e o th la u t t h = c e n a s i u d hi e n o a t M t a e t s e d W n in y a s o r t i u i n t u g t ion F M ac a c a o m k u o n P r t e s u a ti t t f s o U o B a n S re a A r t G i o m t S , e t p a n le s n a u ,o s e e r d d v b B i y s r e t a h w n e d w F , w D a I n f C d d . k s . h g a a g y s . D o e f pose i r C n e r s t t u h h l e i t r e o m r f t l a e m k ) a e r r k e v t a m le o v o e f m y e o n u t , i n is v s e u s e t r m b e Il n li t k s I l ( l w pt h C e y th er a a y h b o a y s u c r r o o f n ri t e l a e n c g d t a in ly l g e a f y f c e e c c o s t u c F n h n t a n y n o in u o e r a s a l O , c c th d o r o u o n u u t r g . Y h o O u r c i a n n t S h e a tt - e g e r s or
opened this axon. h the cast your Ara and
Porkies are located at LOS financial Seethes and rot Through the DA, cash balances are swept to deposil Dividend Reiwastreeent Program (DPW) Araxeron overview
o tlw f a i n t y h e o rr la or c o t r g o b m r i a ss e io r. n a t n o d b y o o t u h n fir u m t s m ake a cowl C ac a c n o n un ts B a r t a U nc B h S . A T G he N s e e w de v p o o n si t B s a ra re d n t o a t d to U ur B e S d A b G y te t t h h e e p /d e u e a l a s ff t e k c . t e Ir d a t n a y n o a r v F er a ag r e o p re A en d v Y is O o U r m O a rt y y o ? b th ta ol n e • fi d Y el a it b ie o s o fyouraccouheyoniMc.. Net of assets ad
• As deleted en the accoutt aggements you mist FDIC. Balances held at te LES AG Cayman Brandt are shares are purchased under DRIP; partial shores wil be • Asset_ Includes available cash balances, webs fo r
roily us of any errors or laud inciting decks tenthranty oposed to the sovereign re' of the Cayman sold ad the cash wed be deposited in your account The restricted vitality (est), and Global TO* Deposits,
reflected an you statement within 30 days after a was blends. ad there is nog...unto or °thee obligator, of Cerecloth reinvestment price applied by the as may aft-ern:al mane to market, and canon assets not held
mailed or made mailable. LBS AG 10 repay the balances while on the UBS Cayman Oiler from the market price at which the panial than by the Fins Does not include unpriced secureiwawk
• Pleasediva othorrer eamplains or ixpiies to the Branch's books. re sold at the end of the prior and orrent statement weds, cr
Firm's C fent Relations Depanment X 201.352.1699 prole k esannek u vd stock options ad
or toll-free at 8,20-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cathie-lieu ethrosabee god options
ET Monday through Friday, or in wing to WS shags are protested by 51K. See 'LES Financial SMICiff Only whole urns may be held ri your accost. If you at • Dation hcbdes debt balaxes, cutrta-dtg moon
m anual %nice, N., Client Rebtions Depairmit Arrant Frounion' below. ert ned to • pan ul ant as a result ol • seriderd wymeni loans, oldie shah =ant Dolmas.
P.O. Box 766 Union Ciy, W 07007. cc otherwise. the Firm well either sell paid unit at • CashAvomy balances. Total of uninvested avalabe
• A 0 leernents shall be deemed complete and mute I4Xn Sur request, balances n the bark depositsmaw be market price a accept an an detemined by a cash balances, pbs deccor balances at attested and
if not ctikxted to it vatting within 60 days *Mohawk and sham of a Linty Ford may be registered deartg agency, and credit year accord. norhaffikated banks, ininxney matte mutual Ltd
• Fa fly services_ Call 044412.0986 or fran outside licoothat and to proceeds returned to you a you' stomp balances, at the cbse of the statement period
the US.: Cal 201.352-1495 works account Investment otgottioros Not.cormesdity free ma balances in you want ray
• F k c h W a t n e r e c d e n a i t t h u s r t a a e a ra w n d l n s $ k e a s e e f c k n e r t . e / r n i o c ( e s r F e a e F o , 0 T I r c x 7 ) w a . 0 . b l , l 8 o $ i 1 6 l n 2 0 p , 0 t 0 A i r - r 0 7 t a e e 6 H r n A 2 ' a - k R r 1 w b I 0 A o o 0 N r l r 0 B a U E . n P l S o v S ' A r d k w V , e S 6 t o i 1 i o l 1 k e - t n 4 e e 1 t ic o / s 0 M 0 , U r P , t S F c r w c a u w b t r h w y i e n c u r a b g i l n l s i n c t c u g o o r 1 n r r r e 3 n i C w n i t 0 c n . i a e 7 n 6 w t a e 2 y r b - e e 1 o s 0 l u d t 0 t r s 0 a a , . t v f e r a o . i l a a m n b d l y e o W s u w r a F e ld e ' r , p o i o t n p a t v k i a o i n A la s d b , v le is a o t r k P T i e n a h h i n c e a r o h s k i n m e a v s c t e e c h * s n o e t u t m s c < n e h e t b a n t a h n e t n g e o t d o e b F m o i j i e r n m k a c y y t p i o o F v r u o a n o r r r r f y r e r i b p i a d a e t c b t x r h w i i s i o n a e k c e l e p M n e r k o y a i i . f n / o n i a le g u e b a o d & e r n e c d o a s a r y p y n o e t u s c i . k to n u b T s u o h e e s t t a s l l e e o n % g y t r s o e f g T is a t h h t t e e e o s s d e L e f d f r u f o u e n m n d d d s i o s n w t h h th e e t e r h b a t e ' a n s o la e r * n n d * c i t n e w s a p - e a o y r n n c i d o o y d u t o o r d u s o e r F t o d i i n n e f g r e it n m s w a - a i d v y e . .
choose one of the (plowing investment claktik,
Cal a kite as soon as you can, if you tit year ' T J h O e S F F ir i m na is n c a i a m l S e e n r t v e ic r e o s f m the o S w ea n r n p i r e o s t e In c v t e io st n o r Protection • Produce Cukor/kook Investments seeliith the
statement cc receipt is wag or 4 you need more generation of no:meaty.
Corporation (SIP°, which woken securities oitonws
nionniation tort a transfer on the statemert or
recePt. The Film or Card bear (as amicable) must of es merrbers up to 1500,000 (including 1250.0X/for
SDNY_G M_0002 3580
CONFIDENTIAL
EFTA_00134200
EFTA01275971

Important information about your slatement (continued)
Lendng egformaton Secu ntiel and cpticre or ony bd prices la OTC ,.aced may be less than the pee share estimated the am ity torerads, Alibates ol the reurarxe
Ice deterred inf °meat ran on the Fein's lending pradcet seas-dies. vale voided n the account st sterner,. companies or sponsors of tee snit investment mate
and disethares. refer to weir Client Relammship - Less acterety traded securities maybe priced using a we dkubutt.
Aorement or Accost Agreement acid the General valuation model or the mom refer.* price we • Restricted securities Restricted securities generalY - hadcfrtthn to commismons mewed from the
Wm and Condetons LES Statement of Credit Preaces cbtaned and may not reflect an eau* market price are rot tummy egble tot Public sale LOS Finarcial purchase and sale of NewShres funds, we axl cr or
Available in Agreements and Ourb lurts at a eta Services uses the market price of the airestrxted stook aft lute recem as owl-based revenue sharing
aymey of, cool/r coutxtrerstou - Certain pose ions may appear without a price areas of to tame d.suer as an rnputed value foe the payment f fon Nerrigures dkuttylors, as well as
will dyne as 'price was not evadable' if we are restricted stock for putpow: of the statement on4r. To fu-ding for **hook % dere:prem, tranng and
rev assets unable to obtain a pros for a security the eon that restricted securities are etrable for sale, ecimation.
You stamen, demon securities ad other assetshell - Deposits Or *Writes denominated is °therein the yaks:receivedmay be substanualy less tan the — Our refutes atm sew* trading cownssions and
in the accord a the end of the statement period You other then U.S ddias are reelected at the ekhangt inpied vex shown other compereaten 1*mm-tug funds and MOAK.
may ask for *Way of bray paid :cosd ies at any time. rate as of the statement date companies whose products we drarbae.
You mar receive secunlies used as loan collateral after — Fee certain securities tradith ri nonce/gem:nu • Est. (estimated) income. current yield' and rave. - We recent an a-rualfe e from LOS Brit USA ad
wig any balance We an them. My securities price and quax (lace *aka) may An en Mete of revel hccene is based on (teem LEIS AG Stamford Branch of up to $25 per account
Irangerred to the Fin, &trig the *aliment period are have been adrusted to facilitate proper valuMco. dviderd and newest rate., assuming the seornes will sweeping to the basks teder the LOS Bari Sweep
toted at market value as of the end of the staternere To obtain oarent cantalions, when evatabee, Prime be held to one yea from statement date or until Programs
period you. Fruncial Adis,.. maturity This estimate is any a gudere. accuracy
• Cost Wasik In Stefmlming the cox balm of the and carteuth income are not gusanwed Activity
securetes included this as meat. merest indicated • Private ilYeefUTterieS and structured products. — Estimated ass al ixorne rid curent yield for Irforrnaton regardng COMM6SOIS and otter charges
yob the mart& 'I,' Les criancie Sennces ruled Private investment securtern (iX Icing cereal certain types of sewerstoted nclde a Man of awned n connea 4n with the execute:not trades,
on information obtained from sources other than US$ pan <cal “n piO oi am and real estate investment trust pampa' or captalgans et which case the est. ithadeth optic., transactions hat been a:Wed m
rnanOal Senices, rcludirg efamation from ameba "'oaken) and structured proda cts are generale, hghly scone (and curer* ywl would be overstated. confirm/from previously hem/shed so you, sad yell be
Inn or that you may haw provided to you Wrath' ilki,ed (erten aructred products haw not been — Estimated arrest income and current yield and the Provided to you promptly on request.
Marisa. The Firm does not irdependeraly verify cc regatered with the Securities and Exchange assail income and yield night be We or highs
guarantee the accuracy or validity of ary elermicion Cawnssim or under ally State secumes laws. We than the estmnated amounts Short selling
partied by loran other than LES Femme Services. mordeestmeted valets fa private investment — An estimate of annualged income (dividend arida If you are engaged n short selling a securely, you may
ackMore, ,.thoughLEK F eancial Sieges pronely securities end structured products for racier:aim* interest) divded by the current moist incur a charge Are to certainborn:ging cons for that
update this eternal im as it s received. the Tem ;ewe wily Accuracy is not guaranteed valaclaveraga balance is based on the last dividend palM gr security.
does rot PrOvde an/ asSUranCes th% fie nformaten - These values may differ substantially from prom, d a nlirest payment made by the issuer and
render 'COO baS6- and "urrealeed garl loss' 6 any, at which a private ri*Strilenl Security a ,.wines the seorkestheposes will be held for one 0p.m:seders
accurate as of the date* this statement. As such structured product may be bowie or sold and do year kern the statement date a until maturity. Regarding open or • spacklibcancellee credos that
please do not rely on Pic information to mike not neoessank' Mc, Own, the value you may receive Accuracy and continued yell we not guaranteed. wife not rnextated by the slaternere date. open buy and
purchase. sale decisions. ler tar pupates of upon licuidatien. set stop orders are reduced by the amount of dnidench
Otherwise. Accounts trarderred to the FM my - The/ party emanates of etre re as of a cense • Assets not held by UBS Wend* Senricet. Certain a notes on an eadtvidends or ektchts date unless
reheat gar/ loss Hamthme n only fee the period date ad are supplied to UBS Fnarcial Services on a assets re not heed by Wee F mm and not wean the insulated otherwise by you. You are respontbk for
tine they re held at the Fern More hive/cal regular base by an independent valasten ram's possession or (enrol. These assets are orders that are executed die bayou- failure to cancel
eformalion can be added by you Financitl AchAsor - Muer, general partner or sooner ettinated ekes depbyed m your teem et fa infortnatenal "'fling open orders
• 1J/realized gaiiillosses Vitien dates axagable, ay, are eared to the F im by the saver, purpose cely. Positions and values presented are
emetredutreathed gardlosses are calculated for general Paint* a sponsor and may be cakUated provided by the issuing fen UEK Femme' de Primacy
nakeidcal securty lots the transaction data for based on del erent reformation Iron that used by not responsbk for the rformation and Wes no To obese a copy of our current Client Premcy harke,
advidal lots myor may not reflect conimmices, third polies to drew their esumerd presentee es accuracy. these assets are rot protected please co last your Francis' Athiscr or visit or webyte
charges ardor security reorgarigairen manes - You can obtain addarnal itkonaticn regarding by SeP C or the Fem's supplemental MK coverage. eiy.w nose emersevarnanfry.
Dividend and other renvestment lots and systematic the methodology used to deem** the estimate of ▪ LOS Financial Services is ece a bark. The RMA, Buries
purchase bus are each covbithed to display are value and the date of the earmance that tithe • Revenue sharing and additional compensation. Senices Account BSA and IRMA are brokerage
averaged lot. The • trade date' cot/innpresents the basis la the estimate by contactirg your Francal — n addition to cornmesixx en sales and 12b I fees affoultS which provide access to bank ng services and
agave transaction trade date Advisor. 3eamed n conned ion with the diurboon of mutual prockscn throat anangemmts with affiliated barks
• Callable searkies Bonds and preferred stock that - TWO patty estineed melees may be reflected as f vide to our dents we axle( our affnate name and other ihickparty banks, and provides access to
the Saarcats for try redemption vast be selected Not priced' n several auations. Mien an revert.. Shit, payments from ddrinacrs ands entrance and am ity products issued by malt feted
?marketer by lot Irwin among all sec reel of that andeperdent valuation Inn has not suppled ar advisors of the mewl funds that we sell. These ihrdtharty romance ccmpanies though insurance
issue held n our name anemone nine I Or Cu' unable to assign a va.., when we become aware ,.morns are based on two dement comporems: (0 agency subsidy.* of IBS Financial Sauces ex.
clients- Call feature Hammen is obtained from third that a material event has occurred that may call a the smug of sake by LOS of a particular rn.rtual - amennwrt. insurance and *minty products
pales ad m accuracy is nal gaanteed Other call Prewauder reported yaks, ill* Quelli on, cc Wien a find family to our dents, and 6) the asset value of a — ta*FDC Erased • fib bank guarantee* May bse rata
features may man which mad Elect Wekt compete. value would be highly speculative due to the metre PartiCUlar mutual kind fry; shares held at the — WA. Pesaro Management ACCOtra. Business
elormabon will be worded upon request or the security. f Services Account BSA. IRMA and nternatioral Resource
• Guttered'sel deposit (CDs). COs are FDIC muted - When nethee an issue, genera prim or sponsor — We and our affiliate also receive retregrig and Management Amount are lege seed service marks of
up to $250,0)0 n pa instaal wni accrued interest per estimated vale nor a thidemey estimated :ea is embus processirg lees in consdnalion for transfer UPS Financial Services atc.
depositor and per depository instiblizeb naccadaxe provided the eke of the security will be deferent agent service that we provide to the mi-eual funds — VISA is a registered vackmarli oared by Visa
with FDIC nes. from its ;whew pests.. These fees "really re paid from nester assets n hterntianal Since Association and used under
• Pricelealue Prices displayed for secirkes and other - • Disubutcns to date' may nix* Mum of the mutual firth and area feed dolls. airount based license. The LEIS Visa midi cards ad the LEIS Visa
produces may be hgher or lower than the Pore that capital exam or both. on the rumba of accounts at the broke-dealer debt cads are Swath by UBS Bare USA with
you would actually receive in the market. ltkes se - 'Orignal unit me' moments the ehel offering hothrig maul funds of that lend Iambi permissico from visa U S.A Incorporated All Other
cbuired from mean geed pal, source ,tech nw mat per unit and mw not reflect you cost basis. - n aokiaken to cceernekine nxeived in connection Vadtinarks. registered trademarks, service mats ard
babe to be nibble, but we do not guarantee Usk - DPP and tagisted REIT searites are not Pled on a with the sate r detrbutim of amitycanines and registered service marks are of their respective
*army nationalseguntes exchange, and are generally emit eminent true tee to our clients, we arclor owl:Omer
- We generally use the closing price when amiUbk or uaqud and men It they can be sold, the rice or affiliate receive revenje sharing conthensation
the mean of the bid and ad prices for kited from miry of the -mut orKe <cmpriim indwwrarng UM Financial Services Inc. Rev 20I7II
SDNY_GM_00023581
CONFIDENTIAL
EFTA_001 34201
EFTA01275972

Lies FMancial Senates Inc-
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th floor
New York NY 10171.0002 April 2018
Clt8/0056978690418 Y1 0
Account name: GHISIANE MAXWELL
Friendly account name: Indiv.Check/Car
Account nu mbe
Your financial Advisor.
SCOTT STACK MAN/ LYLE CAST EL
Phone
Questions about your statement? Value of your account
Call /c -Iran hair c ti
"cc\ on MarCh 29 (s) on April 30 (1)
Your assets 41,441 47 41,297.55
Visit our website: Your liabilities 0.00 0.00
www.ubscomIlinancialsewices
Value of your account $41441A7 $41297.55
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www. an nuak reditreport.c om Tracking the value of your account during 2018
Value of your account
S 1hCLJandS at year end 2017 141,946.32
Net deposits and
716 withdrawals -S682.56
Your ilveStftent return.
439 419 41.4 4• 1.3 Dividend and
interest income 833.79
Change in
market value SO 00
1.9
Value of your areoutt
Dec 2014 Dec 2015 Dec 2016 Tec 2017 Mr 2018 Apr k18
on Apr 30. 2015 5412 97.55
DNY GM 00023582
Member SIPC CM10001005697869Nro0C0168720 000c0 0418 0305 X000 Page 1 of 6
CONFIDENTIAL
EFTA_00134202
EFTA01275973

UBS Resource Management Account Account name: Your li nodal Advisor-
Friendly account name: SCOTT STACK MANLYLE CASRIEL
April 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 a) your account
• Cash and money balances may include
A Cash and money balances 41,297.55 100 00% Your current asset allocation
available cash balances, Q85 Bank USA deposit
B Cash alternatives 0.00 000% account, liBS INC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important in formabon
D Fixed income 0.00 0 00% about ;our statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional 0.00 000%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets 341,297.55 100.00%
A
Value of your account 541,297.55
Eye on the markets
Percentage change
Index April 2018 Year to date
S&P 500 0.38% -0 38%
Russell 3000 0.38% -0.27%
MSC I - Europe, Australia & Far East 2.57% 0.94%
Barclays Capital U.S. Aggregate Bond Index -0.74% -2.19%
Interest rates on April 30, 2018
3-month Treasury bills: 1.83%
One-month LIBOR: 1.91%
CNP 70008005697870 NP70C0 1c em 00003 041803057;004 Y_GM_000236tS90 2 of 6
CONFIDENTIAL
EFTA_00I 34203
EFTA01275974

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
UBS Friendly account name SCOTT STACK MANLYLE CASRIEL
.I .1C 1 E
Account number.
Change in the value of your account Cash activity summary
Apr02018(1) Year to date (1) See Account activity the month 101 dealt. Mance' In your Sweep Options are includedin the openng and
closing baLsnces vitae FDIC insurance:y{6er IA decAtitt at UBS Bank USA and tA basis participating in the
Opening account value $41,441.47 $41,946.32 U de B p S o F s D its IC p i l n a s c u e r d e t d h D ro e u p g o h s it t h P e r U os B . S .. I n n . t 4 e r & na e t s io n n o ri t D a e o p c o ity s i t t o A d c e c p o o u s n i t ts p a ro t g U r B a S m A G SR . C sh p a r n o f t o e r c d ti E on ra s rc p h l i o ts r b to an m k oney
Deposits, including investments market sweep fund hearings tut not bank deposits See important information about your statement on the
last two pages of this downent for details.
transferred in 8,558.53 34,416.05
April 2018(3) Year to date (5)
Withdrawals and fees,
Opening balances $41.441.47 $41,946.32
including investments transferred
cut -8,710.88 -35,098.61 Additions
Dividend and interest income 8.43 33.79 Deposits and other funds credited 8,558.53 34,416.05
Closing account value $41,297.55 $41,297.55 Dividend aid interest income 8.43 33.79
Total additions $8,566.96 $34,449.84
Dividend and interest income earned
Subtractions
Checks and bill payments -8,710.88 -35,098.61
For purposes or tNs Statement, tatablity of interest and drrldend income haS been determined Item a US
lm rep MO CesPedive. Based upon the residence of the account holder. account type. or prodixt type, Total subtractions -$8,710.88 -$35,098.61
scene interest ands dvidend payments may not be subject to United Stater (US) ardor Pinto Rico (PR)
Income tares The tient monthly statement is not intended to be used and cannot be retied upon for tar Net cash flow -$143.92 -$648.77
purposes. Clients should refer to the accirtrtoe tax tenoning forms they recent from UBS annualy, such as
the fomn 1099 and the Forms 483, foe lac repotting information his the practice of UBS to file the
apckapie fa( reporting forms with the US mtern0 Revenue Semite and PR TreaSury DeCOMMent. and in Closing balances $41,297.55 $41,297.55
such loans accurately deo fy chic:tends crap interest as lax erarrpt or 'arab* income. neat <Omit your
indgdual tax prepater.
UBS Bank USA Deposit Account APY
April 2018(S) Year to date IS)
Taxable interest 8.43 26.92 interest Period Mar 7 - Apr 5
Total current year $843 $26.92 Opening UBS Bank USA Deposit balance Mar 7 141,441.47
Prior year adjustment 0.00 6.87 Closing UBS Bank USA Deposit balance Apr S $41,772.36
Total dividend & interest $8.43 $33.79 Number of days in interest period 30
Average daily balance $41,497.01
Interest earned $8.43
Annual percentage yield earned 0 25%
SDNY GM 00023584
CelP7C003305697871 NP7003lE0720 00033 0418 03057 9004 coo333 Pogo 3 of 6
CONFIDENTIAL
EFTA 00134204
EFTA01275975

*UBS Resource Management Account Account name: GHIRAINE MAXWELL Your 14 sends! Advisor.
Friendly account name: Indiv CheddCar SC TT STACK MANI VIE CASRIEL
April 2018 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month or the pnot bus ness day if the 26th fats on a
weekend holiday Renton:800M activity cetais can be found on enewubstoretonantstwes
April 2018 teal to date
Opening balance 7,341 7,341
Closing balance 7,341 7,341
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
Financial Advisor or Branch Manager. toucan find a ful description of the altemanve
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility ccasderat:on - Hone selected
Your account instructions
e Vow account cost basis default closing method is FIFO, First In, First Out.
CNP7C0C0305697872 n1P7003 I 83720 COOD3 0418 0305750aCCWAW_GM_000235ftge 4 of 6
CONFIDENTIAL
EFTA_00 134205
EFTA01275976

Resource Management Account Account name: GHISLAINE MAXWELL Your II sandal Advisor:
*UBS
Friendly account name* SCOTT STACK MANILAS CASRIEL
April 2018 Account number.
Your assets
Sane pnces, income and current values Sheetn may to approximate. AS a its ft. gains didlesses ma/ not
be accurately refkcied. Set Aporunt infonnefron atour your statement at the end el Ms &cumuli for
more Or ornmon.
Cash
Cash and money balances
Cash and money balances ma/ include avalade cash balances, UBS Bank USA cbeont account balances, UBS Balk USA *WI of UBS FDIC mated Procran8ank deposit acomtbdences are insured by the FDIC within
UBSS DC Insured Prager, Bank Balances. UBS AG Stanford Branch &posit account balances and rroney applicable Iamb, but are not protected by SIPC. U8S AG Stanford Branch deposit acc our( Wanes are not insured
market mta ud fund sweep balances. by FDIC and are not protected by 51K. Money market sweep balances are protected by 9PC but are rot Insured by
the FCC
See the important information ettou,t rot statement at the and of this document for detain tad those
balances.
0penng Want! ciosing balance eke per share Average WandInterest Dap in
Picking on Apr 1(s) on Apr 30 IN on Aar 30 (S) rye period period Cep anoint IS)
U8S BANK USA CEP ACCT 41,441.47 41297.55 250,000.00
Your total assets
Percentage c( Cost Estimated Unrealized
Value on Apr 30(1) your account tem (S) annual 'clean. (SI galn or loss CO
Cash Cash and money balances 41,297.55 100.00% 41,297.55
Total $41,297.56 100.00% 541,297.55
Account activity this month
Date ActInty Description Arrount
Deposits and other fends (redB ed Apr 2 Transfer FMJ 00 8,558.53
Total deposits end other funds $8.558.53
Date Acthity 0enrrption metre CR
Dividend and interest income
Taxable interest Apr 6 Interest PBS BANK USA DEPOSIT ACCOUNT AS OF ONO918 8.43
Total taxable interest $8.43
Total dividend and interest income $843
Date Actlity Descnoon Amount (S)
Bill payments Apra Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -7,537.34
continued next page
'3NY GM 00023588
CHMC003005037873 NV7003183720 00033 0418 03057S00, 00 Page 5 of 6
CONFIDENTIAL
EFTA_00134206
EFTA01275977

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Knancial Advisor.
Friendly account n • SCOTT STACKMANIYr E CA SRIF1
April 2018 Account number.
Account activity this month «ontnuedi
Cate Achtity Descaphon Arrow* (S)
Sill payments (continued) Apr 4 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -658.79
Apr 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94
Apr 10 Withdrawal ACH WITHDRAWAL Saks Retail -474.81
Total bill payments 48.710.38
Card Item for your Attention:
The new UBS Visa infinite credit card is here, packed with exclushe travel benefit, more rewards and more of what you lore, including extraordinarily personalized service. All
stumingly clad in metal. Visit ubsecnYvisainfinite or call us at 888-762.1232 to learn more
mincnurn Payment Cue Payment Due Date Credt Inc AvalaUe Credit tine Outstanding badge
UBS Visa credit card(s)
payment information
SO 00 135,000.00 S35,030 00 10.00
This credit (sells enrolled in UBS Pay Credt Cad feature at vAll automate* be paid horn your account. Your payment is scheduled
for May 20, 2018
We provide this information on yow UBS visa treilt cant seta as a courtesy to you The UBS wfa credit card and account are .sited by UBS Bank
USA MS Bank USA send you the °Tricia statement for this account and you should make your payrnent at cord ng to their instruction.
we do not induct your outstanding credit <Judaism. in the value ot yore account wen UBS Financial Smits Inc
Date Activity DetCriplico Amount (I)
Money balance activities Mar 29 Balance forward $41441.47
Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,558.53
Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/03118 -7,537 34
Apr 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04/18 -698.73
Apr 6 Deposit U8S BANK USA DEPOSIT ACCOUNT AS OF 04,05118 8.43
Apr 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/10/18 -474.81
Apr 30 Closing US$ Dank USA Deposit Account $41.297.55
The UBS Ban). USA Deposit Account it your primary sweep cplion
Cele7C00800S697874 NP7000188720 00003 0418 030575004 OrY_GM_0002351091 6 of 6
End of statement for account number Y I 235
CONFIDENTIAL
EFTA_00134207
EFTA01275978

Important information about your statement
L. Fivecial Services Inc. (the Firm or UBS Fnercial her I romyou no later then 60 days alter the f mm tains for Leh. Eipbnatay 'mocha* mettle upon • Achew Capital Appreciation: Investments seeking
gervbes), is a member of all principal secuRy, ccmrroity sent you tee list st lit4O14.11 on Wash the erns or reopest or at net 3fC.org The SIC asset protection growth of pmcpal rather than the generation of
and cohorts exchanges. UBS Financial Sailers and 1.85 Problem aPered. Win apply to all assorts tut you hold in a particular income.
Bank USa ore i-diect subsilanes of UBS AG and - Prose. yosr name ad ;maw natter (uf any) capacity. • Produce Comb...maim of recant and Capital
afti haes of UES Search LLC. The Fists Genial - Cosabe to error or tie trawler )Cu at inure The FM; together wsh certain aft tire; has also ApprecetPa Investments seek i-0 both the generation
statemert is available upon retest The Fitts exhale about, adopters as chart as you cm why you Pedaled spolemental insuance The mai mum of nccme and growthof prixist
alias are at: believe • is men a why inn need more amount palate to al okabte clients, coheir/et tridg•
information this protection is S500 million as of Decerriwr 10, 2016. Overall risk profiles
1 1 1 2 1 0 5 0 F H in a a r n b c o e r B S o e u r le e v e a s r d - Provide the doter amt nn d the suspected era. t S h L e b f a ir c m t t o is t f h u e rt p he o r k p y ro c t o ec rd te i d te t - o 6 E u n p d t I o m $ it 1 a . t 9 io m n i s ll , i o ca n s n h a th t e • Consomarme- Seeks to maintain WWI pis pal wth
Weehmiken, NJ 07086 The Finn or Card bsuer wil Seagate your amplest aggregate for all your accounts held n sheath:43r l t o h w at r m e e a a n t d t h % e W a e c e c d o ily u t n o t t d h o e e s a n c o c t o g s e t n o e v r e a r te a l s l i e g v n e if n k i a f a
and will coned my mar promptly. For alleged snots capacity A Fri ccpy of the poky wadrg is nibble income a retire and may rot keep pace with
This statement represents the only official record of you' imolving UBS Viet {Irbil ca-dtransaclirm. if we take .lion request. atla
U3S Financial Semites account. Other records, Peep mote than 10 bus moss days to &ties, we MO credk • Moabite.. Wiling to accept some rids to principal and
office ta. documents. contanng conflicing data should you acacia for the amount you think is in error, so that Neither she SIPC potsclennor the sipphmental
not be relied Loan II you beim* there is an es cr you sW hove the use of he money during he tine protection apply to: tolerate sane volatiity to wee higher returns.
'snip:ion please report it immediately n writing to the takes us to ccmplete our iwestiption. • Certain trance! ems controlled by (and headed n • Algressiie: Wiling to accept high risk to pincipal ad
Band, Manager of the office wviv )oIt accent. your account value) but hell away from UBSFinancol high volatility to seek high returns over time.
Please mike all checks payable to the Firm or he Services. For parole certain (i) insuraxe prods-is. • investment pomp Consideration: If selecteci a
Allhoup a lipase anon are Wended to be adulate, timbal natters iodated on he font of tha including variable enmities, and 00 shares of crawl portion the portfolio for tat account may include
statement dilael:cue not be used for to papaws Rely statement In addition to ngtSr accout fees, accounts funds registered the name of the &can holder on complex straggle linked liquidty anise/ate
seeks on yerend tax kerns. (Le • Form 1099. 5496 may be abject to maihmarte he; dirges for We the, boas d the issuer or treader agent), vobtiity.
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) la w w h t i o n r ir e ep a a l m to g h y e ou IR r l S a a x l r l e li t a ur b n l . e T d N in R ick im no 5 lk p a s m a a lm in * l n ea c s a e s c h u a r c it c ie o s u p n u ts rc h A a c s c e o s u a n n ts d t c h h a a t r a ge t s t f a o n r s u t n e p rr a e i d d • l 'm im e e a d n e pa s r t t n c e o r n s t h a ip c s ts a o n r d i p N r e iv t a tn te e p ll l t a c : e se m re e s n t t % s) k th g at . a re Statement •householdior
mortice noretztabk darktna and Lodi interest to other instattens may be subject to a beanie. fee. not registered under the Securities Act ol 1933; We may consoldste al related account statements with
end an secteities held n you accost, net proceeds • Corrmoditoes contacts (e.g., foreign ethane and the same address in the same ererelope, ob. beaus
on sae breadixt rd cost basis on certain covered UBS Sweep Options pre anm eal contracts3 inducing futures contract, they have owners take maintain Pit account
C si a s t s e ie ra s r . d atkins with he Firm 1 b d 8 e a p 5 r o e o s ; t e t m e s r o s c n o e a p y t n m io n a a s r l l l e e n a t o m n w - u a h t b u o a l r a l e f t u e g n d c d a b s s a h (M t b s o a n l a a e n d y c F e A e s n b t d o la s b t ) e a a d n t d • B D an e a d p k o c s U o it S m a A m c , c o U o d B u it S n y t A o s G p (e t i x U o c . n S e p . c t b o c n a e tr t n a h i c f e O ts s a ; t a e a s n n d a d b d a e n p k o s s n it ) t a h t e 1 85 y r s e o e la u p t e p io a e n te s t h i i t n io t e s o l w c r o e e e l t l s i o e , t y . i e o n r u d d i m e e d a n u y t a d s l e a s c t l i e t n h m e e h m s o i a u r s s e i m t a h a d a d i d le r i e n d s g s ' n b . I y t
• Please moon(i im ry oral corrinencatione in wring tit hurnatknalD eceit Accost (04) fa castanet FDIC toured Deposit Program. cali-g your Financial Advisor
• P o v I t f o f i i t a f l t h u e h n e r i r d s t f h i t e s n h e a l t e r S a n p S c m m r e i o a o t e l i e _ t r e n c r e t t s i i e c y s t a i s o t n r u I u r o m t ie r i t o r e s U n i s h y 3 a t e o S t n a s r F r , t P h m i i r n l e o m e d t t e o a e u c p n d d ti l o t r e S g n a t t s A r y o o o d c k f u t e e t r ( a S o s r r , i P i d U n A f e g o T S s r t F D b P w a e r a o i n p t g m k . o r s e s a e e p t m r h a e a r e r c t t e r e i c c n o n i F e p u n D t a n : a I t o C t n t n a u k g i e i l m n n U ' u , R B t p r h e 5 e l e s d e B c U i a a a n B * c k a S e v c U F c i M e S O o a r A C i d n i w a - a a I n n n g w c s e d e u m n ( r w ( o e e k d n n it e t - h D a A p e f f D f c p i t .. I o c e C D s o e i e n t s p d o t t o . e s s i . t n i o s T n o i h n c t e t a h y a S e k o p I m P m u p C l e y s a p t n t a k o t r t a e e o t l m h p t v i e a e r u a l n e u m e t e s a c . o m t a i f T n o e h y d n n e o h d e W u e o v i e C n n s n v o u i p e t p f r s p p t o t h r l m t e o e e m e t y c e n e t o c i t o n t s t h t n a ( a e w g a l r p a h w t i e n i r s t o s h t e h t e t c a e i r h u p a a m s p n g a . d . e - s o F h c T a l r h o i s e e w n F n r n d , ie l l b y e n y g d a a l y c y l o c a e u o c f f u t c e o o n c u t t a n n s c a s t n is s m y t o o y e m o u e r u a i w s c a c it o h c u u y n s o t t u o Y r m r o i e z u c a r o b a r le d n k ' t n e h i e c a p k n i n - e g a me
brisker by arca-gement wit the rdtated natution accounts at UBS AG StanfordBranch and Owes of result d node movement, issuer larkruptcy or your Friendly account nines, though Onfne Services a
We informed you of this relalonshi Weeny%) Monty Ruxb are rot nosed by the FDIC. eke-vine) by contacting ryas FinanoalAdosa.
opened this accost h the cast your tu-a and
Goalies tre located a LOS financial Senate and rot Through he DAL cash !seances ire swept to deposit Dividend fteiwesbeent Program (DPW) itaxame0.001Vintl
the intoderg brae and you non make a wpm accounts at UBS AG New Y011, Nardi and UBS AG The like reflected is all average pt. YOU may obtain • Yaaof PC, accouniparthas Net of assets ad
of any error or emission to both bons Chian Branch. These deposits are not Sewed byte the actual peke Iran you. leansal Advisor. Only thole Bailees
• Asdeal:eel in the account agmements, you must FDIC. Balances held at tie LES AG Cayman Branch are shams are purchased under DRIP; penal hew wil be • asset Includes available cads balance; yetis for
ready us of any errors or triad Solving decks temp:rant Pposed to the sovereign roc of the Cayman soli ad the cash wit be deposited h your ecount. The restricted swish last), and Global TO* Deports,
reflected an your statement within 30 days after t was blind; ad there is nog...wee or other obligation of divided mniestmert price applied by the dart may unease:I marts to market, and canon assets not held
mailed or made awake; LOS AG to repay the balances while on the UBS Cayman Offer from the mike price at which the panial hue; by the Finn. Does not include unpriced securities:hues
• Pleat* di-enameller complains or Saabs to he Branch's becks. am sold at the end of the prior and anent stalemeM periods, or
Rim's C fent Relations Department a 201.352.1699 pnratp ruestments u id stock options ad
or toll-free at 8,30354-9103, 8:CO A.M. to GOD P.M Bari deposits re not protected by SIPC. Money Fund Cash-to-lieu (serenade sock options
ET Mondry through Friday, or in vett to WS shires we protected by 51K. See "UBS Finartal Sevens Cnt whole urns may be head n yeas accost. If you re • Iratottes hcbdes debt bale-Kee, cutste-dtg margn
Sionual Senece fra. Client Reeticre Department, Accost Fri:action' below. entitled to • phi unit as a result ol • clacked sorted Iota, code link shoe mash balances.
P.O. Box 766 Urion Cky, W 0700. or otanvist the Firm well either sell partial unit, at • Casheioney balances. Total of uninvested avalable
• A II staemeres shall be deemed complete and waste Upon your request, balances n de bale deposemos be mate price a' accept an snort determined by a cash balances, pia depose balances al *Misted and
if not cbpcted to in welting villa 60 days windawn, and sham of red may be registered cletreg agency, ad credit yos accost nowaffikated banks, ini money make mutual Ltd
• Fa TT( Peaces. Call 044-612.09,36 or from outside lope:Med. and tie proceeds Mind to you a your weep balances, at the cbse of he statement peeled
theVS.:C.1201-352449S 190.114$ accost Invertment objetivos Non.tormadity free awe balance in sax want av
• S c f h W u a i n G r a i d d e n r s l t e d o r t a r a o o n a l e s f n S a e e s e c r f n r e r t v r o r i N o c r ( n e s & I s s o , 0 I 0 r c x 7 c . a 0 . b p l , l 3 3 i a m 6 l 0 r p , 3 t o A i - a r o 7 t e t 6 r H r a 2 r t a - k R r 1 e b I 0 V o o u 0 I r N r l 0 B a U E . n 6 B l O v . S e 0 d f . l w V e , S 6 c a i e t t l r a h e o v • n H e c t i o i o c n e e U . b r B i , l S F a e n a m e s b t t y i t t e i c rr n u a b g i l l s l a i n c c r u g o m r 9 r r a e 2 a w n 0 t t o . n 7 m e n 6 w e 2 a r y - b e 1 e o s 0 e u t 0 l t r i 0 k a a . t v f e r a o . i l a a m n b d l y e o y w u ie r e l F d e s r p , i e i o t n p a i t v a i a o l i n A la s d b , v le is or u T i e t n e a h p v a c e e t h s i s i c s e a tm m a c a e n e c d n t t o v m t c s s < h e . t b a t r a h n t e n g e o a d e b F m m j i i e n n a c » n y t y i p v o F v e r u o a s o r y f a r i e r n n b a p a d e c t n t r h t w c i i s a n i e k a c e l t p u c s n r i o t o t y t u i s f o n i a l t e g u t b i o a d a e r n e c a d o s c r y y p e o e n u a t k to n u b T s u o h e s i t s in a s t e e n o s g y ta s r o e l f g T is a t h h i t e n e e s c s d e L e f f r d u f o a e n m d d d s i s o n r t h t e d i e ie p t r h b C s e a L o * l I a T r * n d h c i i e l n l w s p a e a o y r n n c i d o o y d u t o i r c e u s lo r e F s d d i i e n n g m it s m v a - i a b d y e . .
choose one a the Glowing instilment cbiectiwo
Cal a vete as wan as you can, if you hit ryas UM Pisani,' Sendai mown protection • Produce Currentlaoree: Investments seei-g the
statement a receipt is wrong or 4 you need more The Firm is a member of the Secunies Investor Protection generation of ncaneork
Corporation (SIPC), which protects securities octane
hionvialon a:antra-0er on the statement or
recipe. The Film or Cad taster Gs iplicaleltinaret of Rs menters up to 1503,000 (including 5250,000 for
SDNY_GM_000235138
CONFIDENTIAL
EFTA_00134208
EFTA01275979

Iinportaut information about your statement (Continued)
•endng informson securities and sham or ony bed prices for OTC tanned may be less than the per Share saluted the annuty caress, Ablates of the sncsamce
For cleaned inn ormatien co the Fern's lending oaten sashes. value provided n the account statement. companies or spores of the sal investment Irate
and daemon refer to your Clem Relationship - Less acting traded securities maybe priced tong a we dortutt.
Aceament or Attcunt Agreement and the General valuation model or the m051 Went price We • Restricted securities Restricted mantes generalir - hazed-en to commissions received Iran the
Terre and Condatrxis LEG Statemerd of Credit Predates Obtained and may not reflect an WWI owlet puce are not currency ebgble for peblic sale LOS financial paths and sale of NenShares lenes, we ardor err
available in Agreements and audocures at a v.**. Seven uses the market puce of the islieStritted stock off late reces an ausbesed revenue sharing
zwyc ob• con,/ aren c eircicelot nut . - Certain pot/ knit may appea without a price ant of dye 42110 cover as an mpsed value foe the psyent Cron Navaho« dktrimAors, as well as
will toot as 'price was not evadable' if we re restricted stock for putpow: of the serene on0t. To finding fa ethnology awl:vane training and
Yew assets sable to obtain a once for a security. the rent that restricted seosines are triable lot sale, education.
Your statement demon sersites and other assets held - Deposits or sasses denominated no:races the vake receivedmay be stbstantdly less than the - Our alI &ales ako rase sang corrensons and
in the accost al the end of the statement period. You oder ton U.S dollars are related at the eelenge Marked vale Owen other compensation hornmutual finds end insane
may S. for *Way of lug paid tau-cies ai any tine. rate as of the statement date companies whose products we &Sys
You may receive sashes used as loan cameral after - For Certain securities trading in nonconforming . Est, botinzWs0 income, arum yield. and rates. — We recent an renalfee from WS Bank USA aml
piing any balance de on them. Any securities denominations. puce and gutsily dace vat,) may An estimate Of Jima' nose is bawd on cumin' LOS AG Stamford Branch of up to 125 per account
tranderred to the Fin &ring the statement period are have been adjusted to facilitate prize values's. addend and nterest rates, assuming the sect-tiles will sweeping to the banks under the LAS Bark Sweep
listed at makes woke as of the end of the statement TO obtan curse quotations. when awake, contact be held for one yea from statement date or until Program.
pond your Feuncial Adis. inatisity This estimate is achy a "Sane. accuracy
• Cost basis. In determining the coo bans of the and continued near* are not guaranteed Activity
scarifies included n this Palement Sere indicated • Private investments and Amend products — Estimated areal axone and count gild for Information regodng CCMMRSIXTS and other charges
wish the nutter Les crianciar SennCIS t relSd Private nvestrient esters (ix bang deal certain types of sautes said nclde a return of ilCulled in corneae:owe) the executes of trades,
on information obtained from sources other than UPS part (pali :n yogi am and real slate timestment trust fantod or capes; gans n 'Arch case the est ixaselng option transactions hit been Mudd en
Fisanoal Seniors. staling Sam:Rion Iran another wanes) and structured products are genraly hg by income (andcurer* yield/ would be overstated. COnferrestiOen previously furnished to you. eel moll be
fire or that you may haw provided to you. Finisial Alaed Certan gestured produces have not been — Estimated suet income arid current yield and the Provided to you promptly on request.
Ackisor. The Firm does rot independently verify or registered with the Seculties and Exchange nail income and yield Might be Iowa or hasher
guarantee the actuary or validity of any elarnmen Cantresen Or under any State SeCunheS laws. We than the estimated amounts Short
provided by sources other than LES financed Sewn. acne 40m ated valet foe private nvestilynt — An senate of amended some (dividend "fa If you zee engaged in short selling a mosey. you may
h okedere Slough LEK f nancial Sewn generally ensiles rid structured products for informal crud interest) dirded by current mane' incur a charge due to certain batwing coos foe that
updates this domaiav is avers received. the tem PuTC645 only Accuracy is not guaranteed vakeravaage balance 4 based on the Lao dividend paskola searity.
does not pewee atStranCeS th% the nformaten - These values may differ skbstantialy from prices, d or merest payment made by the issuer and
seder 'Cost basis- and -Urrealeed gas-floss' 6 any, al with a private mance Security a assumes the seosiaddeposes vat* held for one Open orders
aCcurate as of tie date of the statement. As such structured OMSK, may be bouys or sold and do year from the statement date a until mosey. Resifting open a • gsertatunciffee adios that
pease do not rely on this information to mike not nocesurib' re5,014111 the value you may receive Accuracy and continued yield an not guaranteed. were riot erateed by the swans date, open buy and
purchase or sale decisions. for tax psposes ce upon liquidation. set stn orders ye reduced by the roue of dedends
od nnOs". Accounts Pandered to the Fim may - lhaf party estimates of rale ere as ol a saran • Assets not heed by UISS Fisencial Services Certain a rips on an vedivident a evnghh doe unless
reflect gage loss Hanson only fa the period date and are supplied to UBS. Financial Services on a assets are not hell by Meilen and not welkin the insisted otherwise by you. You are respanbe for
tint they ere Mini at IM ism More Nasal regular base by an independent villao n dim. FrIll's possession or control. These assets are others that we executed de tops false to cancel
'Hamann can be added by yOvf Financial Advisor. - lose general panne or sponsor estimated yaks, depbyed on gar statement foe infornational "'fling open ardor"
• Urrutind gaits/losses Yetkin data is evadable, it 40/, are Applied to the Ian by the ever, pereoses sly. Positions and values presented are
eOnWedtreedized gandlosses are calculated for general partner or sponsor and may be <ablated prov4ed by the issuing fern UPS Franca Seances is Primacy
exiviPel setter, lots. The transaction data for based on afferent edormation Iron that used by not response)* for this Wormation and does not fo paean a copy of our current Client Privacy Wet
intender lots may or may not reflect corrommeno. teed parties to derive their elleneed values guarantee es accuracy. These assets are not protected please contact your f asocial Advisor or vet at eyebole
charges sett security reorgani:a on events - You can obtain additional Somalis regarding by OPC or the rnm'S niceplamontal UPC coverage. at www a), ranunkoverke.
Dividend and other reinvestment lots and systematic the methodology used to determine the Sims of - LOS financial entices is rot a bark. The RM.. Business
purchase lots aze each combined to display one value and the date of the Somalis that tithe • Revenue sharing and adetional compensation. Services Attest SSA and AMA are brokerage
averaged lot. The • trade date co/ernpresents the basis la the estimate by contaang your financial — n Simon to commesions on sales and 1201 lees accounts which Fronde access to bank rig semen and
aging transaction trade date Advisor. reseeed n connection with the disobson of nutual prorkse *rash arrangements with affiliated barks
• Callable searkies Bonds and preferred stock that - 'Pond party esteemed yaks may be reflected as funds to our <keno we actor our alfaiate Wei.. and other ihid.party bode and provides access to
the issuer cats for ski redemption wil be selected 'Noe pnced' n several ashore when an riven,. Shari'g payments from dart-vices ardor nurse rid arrany products issued Wu-affiliated
impartially by lot from among all sashes of that ixlependere valuation km has not suppled a iS advisors a the n‘itUil funds that we sell These thiveparty erstaxe companies though irdsance
issue held n our name or n nomnee none foe as unable to assign a VA.. warn we befOrne awae anoints are baud n two different comporems: (0 agency sLbsiddries of LEIS financial Seats inc.
clients. Call leas Hamden n oblaned from third that a material event has occurred that may call a the smart of sates by 1-13S of a putouts trowel ▪ hvennynt niutance, and annuity products
palls and is accwacy is rel goateed Oiler call Imes ttely reported value So question, or when a find family to our clients, and 60 the asset vale of a — CDC nosed • No bank guarantee* May est vale
teases may ten which coed Sea *RC complete value would be highly speculative due to the native Paniculs manual fond (matt shares held the — tacit. Resource kaanagennent ACCOOnt. Business
nlartubion will be owyded upon request ce the secunty. fun enters Account BSA. IRMA ant nternational Resource
• Cultists. el deposit (CDs). COs are FDIC nsured - When nether an estate, general partner or sons — We and our affiliate also receive netwotkng and Management Account re registered service marks of
so to $250,0)O n piMpal and accrued interest per est Muted value nor a thidorty estimated vale 4 Onto processing feel in consideration for transfer UPS Financial Services eic
deportee and per depository smears inaccords-se pronied the value of the Wilily will be deferent aged services that wt Fronde to he mutual funds — VISA is a registered Yeoman owned by Visa
with FDIC Met. fran its purchase prate. These fees generally re paid from Maur assets n nterraional Swat Association and used under
• Price/value Prices dispLabed fa secants and other - • Disubutions to dale may nadde farm of tie mutual hod and are a faced dolls. acre nit based [cense The LOS Visa credit cards and the LEIS Visa
products may be hgher or bwer than the Otte that capita. some or both. an the waiter of accosts at the bskerodeffer debit cods are hued by LOS Sant LOS with
you would actually receive in the market. Prices re - 'Orignal unit se represents the initial offering Vokfng mutual find of that lend family permitc-o horn vela U S. A Incorporated All Other
obtained f torn iris Teed pre sources winch we axe per unit and may not reflect you cost base - In at/Panto ccenressions received in connection vadermarke registered trackmarke, service marks and
beien to be notable, burl we do not guarantee thei - DPP and vested RE If secuntes re not listed on a with the ea* or astrioution of arnity contracts and registered nonce marks are of their respective
accuracy national sashes exchange, and are generally unit investment trust tans to our dents. we ardor companies
- We generally use the closing price Miena,ailblece lace.14 end event They can be sold the price owe affiliate receive revenue sharing comemation
he mean of the bid and ado prices for listed from revery of the 11:WICK* <cmpalies unCIWWIRiN3 UN It:modal Services Inc Rev 201711
SDNY_GM_00023589
CONFIDENTIAL
EFTA 00134209
EFTA01275980

lies Financial Services Inc.
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 May 2018
Cm-70056936750518m Y1 0
GHISLAINF MAXWF I
Account name: GHISLANE MAXWELL
Friendly account name: Incliv.Check/Car
Account number
Your Financial Advisor.
SCO <TAne IA AMU VI C !ACC,
Phon
Questions about your statement? Value of your account
call yOur FinanCig Advil°, Or tke
RMA Resourceline at 800-RMA-1000, on April 30 (5) on May 31 (5)
account
Your assets 41,297 55 47,324.58
tilsitour website: Your liabilities 0.00 0.00
smw.ubscorrillinancialseMces
Value of your account $41.297.55 $47,324.58
Items for your attention
• Our office at 299 Park Ave, 25th floor
will be moving to the 26th floor on May
18th Our Branch phone numbers and
your account numbers will remain the Sources of your account growth
same. Tracking the value of your account during 3018
Value of your account
at year end 2017 141,946.32
S Thousands
Net deposits and
716 withdrawals $3,335.49
Your ovestinentretunt
439 41.9 41.3 47 .3 Dirdend and
interest income $42.77
Chance in
mato value 10.00
1.9
Value of your account
Dec 2014 Dec 2015 Dec 2016 Dec 2017 nor 2018 may 2018 on May 31. 2015 $47.324.58
SDNY GM 00023590
Member SIPC Ghana:030569067S Ne7000192652 00003 I:518 0305750a00M CO Pap 1 of 6
CONFIDENTIAL
EFTA_00134210
EFTA01275981

SUBS
Resource Management Account Account name: Your R asocial Advisor
Friendly account name:Ir 1 - 7' STACK M ANLYLE CASRIEL
May 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
• Cash and money balances may include
A Cash and money balances 47,324.58 10000% Your current asset allocation available cash balances. VBS Bank USA deposit
B Cash alternatives 0.00 000% account, VBS FCC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the Important information
about ;our statement on the last two pages of
this statement for detaks about those balances.
Total assets $47,324.58 100.00%
A
Value of your account $47,324.58
Eye on the markets
Percentage change
Index May 2018 Year to date
S&P 500 2.41% 2.02%
Russell 3000 2.82% 2.55%
MSC I - Europe, Australia & Far East -2.11% -1.19%
Barclays Capital U.S. Aggregate Bond Index 0.71% -1.50%
Interest rates on May 31, 2018
3-month Treasury bills: 1.91%
One-month LIBOR: 2.00%
C NP M000005693676NP70C0192652 00033 0518 030S7S004Mt SithiGM_000235019e 2 of 6
CONFIDENTIAL
EFTA_001342I I
EFTA01275982

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandal Advisor:
Friendly account name: Incite Check/Car SCOTT STACK Mann YIP CASPori
May 2018 Account number.
Change in the value of your account Cash activity summary
May 2018 (Si Year to date (I) See Account activity this month for dela Is &dances in year Sweep Options are indudedin the °penny and
closing baLtntes vats. FDIC insurance /ppd., to des:a:itsat UBS Para USA and all balks participating in the
Opening account value $41,297.55 $41,946.32 UBS FDIC insured Deposit trogarn. n &es not vp'y to deposits at UBS AG. stanitid Ertarch of bank
CkpoOls placed through the U8Sinternationa Deposit Account program strip protecting) spits to money
Deposits, including investments market sweep fund hold rigs bit not bank deposits See Important information about your statement on the
laSt twig POWS of this document for details.
transferred in 8,702.45 43,118.50
May 2018 It) Year to date (1)
Withdrawals and fees,
Opening balances $41,297.55 $41,946.32
including investments transferred
cut -2,68440 -37,783.01 Additions
Dividend and interest income 8.98 42.77 Deposits and other funds credited 8,702.45 43,118.50
Closing account value $47,324.58 $47,324.58 Dividend aid interest income 8.98 42.77
Total additions $8,711.43 $43,161.27
Dividend and interest income earned
Subtractions
Checks and bill payments -2,684 40 -37,783.01
for purposes of tbs statement tafablIty of interest and dredend Income has been determined ficm a US
lm ROOlttr9 Porklotdbm. Pieced upon the residence of the account holder, account type. or prcdixt type, Total subtractions -$2,684.40 -$37,783.01
scone interest antrof dvidend payments may not bo subject to United Slates (US) and a Promo Ana (PR)
Income tan The (lent mom* statement is not intended to be used and cannot be reset, upon for tar Net cash flow $6,027.03 $5,378.26
purposes. Clients should refer to the arcliotte tax 'opening loans they receive from UBS annualy, such as
the Fortin 1099 and the Forms 480, foe lax reporting information n is the practice of UBS to file the
aSiSliCatte tag reporting forms vAth the US internB Rektnue service and PR TRISury Deparent and in Closing balances $47,324.58 $47,324.58
such loans arCuratety daSO fy Ow:genii /taco interest aSUP exerrut or tasabk 'Morn! Pleat consult yeti(
inlydual tax preparer.
UBS Bank USA Deposit Account APY
May 2018(4) Year to date (I)
Taxable interest 8.98 35.90 Interest period Apr 6 - May 6
Total current year $8.98 $35.90 Opening UBS Bank USA Deposit balance Apr 6 141,772.36
Prior year adjustment 0.00 6.87 Closing UBS Bank USA Deposit balance May 6 $47,492.08
Total dividend & interest $8.98 $42.77 Number of days in nterest period 3t
Average daily balance $42,437.68
Interest eamed $8.98
Annual percentage yield earned 0 25%
SDNY GM 00023592
CONFID C E fin7C0 N 09305 T 07067 I 7 N A V7003 L 19265 2 00003 OSI 80305 ►aye 3 of 6
EFTA 00134212
EFTA01275983

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your risandal Advisor:
Friendly account name. SCOTT STACK MANLYLE CASRIEL
May 2018
Account number:
My Choice Rewards Points from UBS
Rewards pa ms are reflected as of the 26th cf the month or the pop business day if the 26th falls on a
VRekerld NotiOcly Reward, poni Wanly CrelariS (an be found on www.u6S.(00.10nlintStNKeS
May 2018 Year to date
Opening balance 7,341 7,341
Points earned 83 83
Closing balance 7,424 7,424
Your investment objectives:
You have identified the knowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. You can find a ful description of the altemaove
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Your account cost base default closing method is FIFO, First in, First Out.
CNNC008005693678NPVC0192652 C0033 0SI 8 030250C Ili GM 4 of 6
CONFIDENTIAL
EFTA_00 I 34213
EFTA01275984

SUBS
Resource Management Account Account name: GHISLAINE MA (WELL Your Finandal Advisor:
Friendly account name- SCOTT STACK MANLYLE CASRIEL
May 2018 Account number.
Your assets
Some prices. income and current vaues Sherd' may be Epproxinvo. AS a reams. cairn and losses may nos
tie aculately reflected. See ttoortaitt inkaratabOn about your statement a the end of the dxurnent fOr
mole information.
Cash
Cash and money balances
Cashand money balances may 'rid ode avalable cash balances, UBS Bant USA cpoot account balances, UBS Bank USA and as US$ FDIC Insured Proga'n Bank deposit account tdanCes are insured by the FDIC within
UBS FDIC insured Rogan Bank Etdances, UBS AG Stanford Branch deposit account bazoces and creasy applicable lents, but ale not protected by 51K. PBS AG Stanford Brant hdeppst account balances a* not insured
market motif' fund sweep balances. by MC and are not protected by 51K. Money market sweep Winces are protected by 51K but ate not Insured by
the FDIC
See the important information 'tout )cur statement at the end of this document for detain about those
nuances.
openng baance Closing bdaxe PrItt per snare Average DividendInterest oaysn
Hddng on Ma/ 1 (1) on Ma), 31 (5) on May 31 (t) rate poled period Cep amount
U8S BANK USA DEP ACCT 41297 55 47,324.58 250000.00
Your total assets
Nrcentape of Cost Estimated unfeahrea
value on May 31 (8 raw account Oases (S) annual inccn* (S) can or lc% (S)
Cash Cash and money balances 47,324.55 100.00% 47,324.55
Total $47,324.58 100.00% $47,324.58
Account activity this month
Date Atlialy Description Armen 0/
Deposits and other fends credited May I Transfer FM Y1235750100 8,702.45
deposits end other funds credited
Total $5.702A5
Date Actitily Deurption AirOurit (F)
Dividend and interest income
Taxable interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090a 18 8.98
Total taxable interest MEN
Total dividend and interest income 38.98
Date Description Amo let (s)
Bill payments May 3 Withdrawal ACH WITHDRAWAL LINTEDHEALTHONE -39 94
continued near page
SONY GM 00023594
CONFIDC HEP703N033056T;0679I NAV7003L19265 2 00033 0518 0305a00103 Page 5 of 6
EFTA_00134214
EFTA01275985

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your tinencial Advisor:
Friendly account name:Indiv Check/Car SCOTT STACK MANY LYLE CASRIEL
May
2018 Account number-
Account activity this month (contnvecn
Date Actiuty Description Amount CS)
Bill payments (continued) May 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -462.87
May 3 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -2,014.09
May 9 Withdrawal ACH WITHDRAWAL Saks Retail -167.50
Total bill payments 42.68440
Curd Hers for your Attention:
The new U8S Visa Infinite credit card is here, packed with exclusne cadet benefit, more rewards and more of what you love, including extraordinarily personalized service. All
stumirgly clad in metal. Visit ubs<cnYvisainfinite or call us at 888.762.1232 to learn more
Itsnmurn Payment Cue Payment Due Pate Credl lne Ayalatre Credit Uric Outstanding balance
UBS Visa credit cards)
payment information
for June 23, 2011 $35.00 fun 23, 2018 535,000.00 $34,91660 983 40
this credit cad h enrolled in UBS Pay Creel' Cad feature and Mll auto watcary to pad Iron your Sawa. Your payment IS Mudded
for tune 20, 2018
We provide Misinformation on your UBS Visa PPM cant sdety as a courtesy to you The U8S Vim credt card and account are issued by UBS Bank
USA UBS Bank USA sends you the official statement for this account and you sh0uld make your payrrent accordng to their net ructi
We do not include your cursundinei milt card balance in the value ce you recount wish UBS Financial Servitors Inc
Date ActMly Description Amount 5)
Money balance activities Apr 30 Balance forward 641,207.55
May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,70245
May 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 0903118 .281690
May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/18 8.98
May 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05109118 -167.50
May 31 Closing MIS Bank USA Deposit Account 547.32438
The UBS Bank USA Cepoat Account is your pnman sweep cotton
007000000%93680 NP7000192652 00803 0518 03057 ItlilY_GM_0002351nP e 6 of 6
End of statement for account number Y I 2
CONFIDENTIAL
EFTA 0(11342 I5
EFTA01275986

important information about your statement
U3S Financial Services inc. (the Firm cc UBS anted her I ranyOu no later than 60 days after the Fm dains for oath Sanatory broths* available upon • Askew Cepa/ Appreciton: Investments seeking
Swots), is a mesas of all principal acuity, ccmrroday rant you tie list acme d on which the error or reckiest or at mar 3fC.org The WC asset protract growth in pmcoal rather than the generation of
and weirs exchanges. UBS Financial Semler, and 1.8$ Problem awered. Wits apply to all accosts tilt you hall in a /articular income
Bank USA re i-died subsilenes of UPS AG and - Pordeyew name ad axone Meter (0 any) capacity. • Prolate Combnation of/mount aniCapitaf
athhaes of UES Sautes U.C. The Fun's lama' - tenthx Ile error or tie tanner )Cu re inure The Fnn. together wish certain aff Pates. has also Apportion/ Investments seek -g both the generation
staternert C available upon remast The Fives townie about, rd ninon as clearly as you can why you Purchased oniplenvental instance The mai mum of nccme and growth of titian
offices are at: believe a is anent a why ow need more amount psi* le to al thatb clients, collet...fib Linde
S.: matron this protection is 5500 million as of Decerrter 10, 2016. Overall risk profi lea
UBS Financial Seven Inc. - Provide the doles antis! d tie suspected era. Sttject to the poky cordlike-4 End lenitations, cash at • Conte/have- Seeks to manlin nail tiro pat with
W 12 e 0 e 0 h H aw ar k b e o n r , B R o I u 0 l 7 e 0 v 8 a 6 d The Finn or Card bsuer wi Seagateyour complete t a h g e g r f e ir g m at i e s f f u o r r t a h l e l y r o p u ro r t a e c c c te o d un t t o s h u e p a t l o n $ a 1 p .9 a m rt i r ll o io u n t n the l t o h w at r m k e ) a a n n s d t h v e o l a at c il c ity o t s o t t d h o e e s a o c n c e o g s e t n o e v r e at r e a t s i e g v n e if n ic ant
and will coned aro error promptly. For alleged errors capacity A fill ccpy of the poky wadi-9 is tailible income a rears and may rot keep pace wit
This %Menace represents the only official record of yar twiny? UBS Vaal, debil ca-d ea-mach:rm. if we take Won request. intent).
LBS &uncial Semites account. Other recalls, eat more than 10 tus tress days to dates, we will credk • afoobrafe Wiling to accept some risk to principal and
official tax dxunents. contanng conflinng data 'bond your arrant for the amount you that t in error. so that Neither the SIPC parlor/mot the apphrnental
not be relied wan II youbelieve thee ban era or you ni have the use of to money dunng he tine protection apply to: tolerate sane volatity to shift higher return,.
omission please report it arrnedialialy n writing to the takes us to complete our iroestiption. • Certain Ironeia assets controlled by (and triclatred n • Algoressee: Williag to accept hip risk to pincipal at
Branch Manager of the office wotg your accowt. your account value) bit hell away from UBSFinancel high volatility to seek high returns overtime.
Please mike all checks payable to the Fern or toe Services. For exaTole certain 0) insura-ce reedia-tv. • (ntimmentElicjeikey Consideration: If selected a
Atta4' al hires shown re intended to be accurate, lance& instant) notated on to front of the including variable aortas, and (i0 shares of meat portion in the portIolia for tat account may include
statement datashould not be used fa tae purposes Ray statement In addition to nrgnar accost leek account funds registered in the nine of the &case holder on complex strategies, linked liquidri andante
snob on yerend tax kerns, (Le • Form 1099. 5498. may be abject to mai-wmarce len chaps for We the boots of the issuer or transfer agent), whitey.
10425. etc) when prepamg your lax return. The Fire s pannee as securities purchases and charges for unpaid • Investment areracts or investment interests (eg.
required by law town to tie IRS all liable dividends, ascents n cash accounts Accounts that ae transferred limed partnerships aid private placements) that are Statement •haseholdior
report/Lb rostanble anima and vane interest to other instancns may be subject to a Vander fee. not registered under the Securias Act ol 1933; We may consolidate M related account statements with
erred an families held n you actor" net proceeds • Commodities contacts (e foreign odors* and the sea address in the same ernretpe, op. because
as see traroactions, rd con basis cn certain covered UBS Sweep Options me exit metal centring nalubrg futures contracts they have cones take mantic' joint scoot)t
sates. LES otter, option ken sweeping cash banes to bat rd commodity option contracts; rd relationshias was otter dents a the sire address. If
C • ra P v le o a r s e e a re n c a o ti n o f n ir a m w a id y t o tw ra o l F co ir m m m uncatent in wring b d th a e e n p k o a s s e . e r M n a a a cc t le i c o u y r M o m l s D a a r r k P l e n o t o c m n it - u a O t f u fi x a li c a lfu t a e n r d t d b ( s C a (M A ts ) o f n r a e d y c F a a t s f i f d t il a ia ) n a te e a d t d • B D FD e a I p C o t s U a it S w a A e c , c d U o B u D S n e t A p s o G (e s x U it c . P S ep r . o t b t c r i a u e n m n c if . h k e a s t e a s n d o f b d a e n p k o s s n it) t a h t e L ES m y a o il u a in w n g e e y b o e s u r r t n o F e i m l n c a o a n e n c s i e , a y l i A o n d u d v i m e is d a o u y r a d l e s c t l a in t e e h e o a u t r s o m h a n i d le in d g ' n try
• u 1 o If n o l t d f h t u h e e r i r s f t i h t n s h e a t e a r n t p S e c r i m e o a o t l e e s a n c i t t i t e i t y s s u o n I t u n o i r o v t r e U n i s l 3 e o t S o n s r E . t P h i n r n e o a d t t m e o u c p e d ti l l o r e S g n f t t A r y o o o O k f u e t r ( s S o ri , P g U f n 8 r 3 o t S s n d D b P w a e r i n o p h k o t s e a s e p n in a I a n a r c t t r c i e e c o i r F u p n D n a a t I t C s t n e a / g i r n l n n U u N B r th e 5 o e d I r U i o n k B n a S c U F c M S D o a r A I d n C a a a 4 n n g n c e d s e m t t r i v e e r e o d n a t - D a l A ( e f I f c p N il o c i C a s o t i a e t s d l t e . s. n a o T o h n p e t p r a S a k p m l p t it l e y s p t r t a t o o a te t t l e m h p e a r e s a r n e o e t s n a c . s t a s i T o n e h d t n s e h i O W t e w C n s n o u i p t f p r p p t o h r in o t e e n t y e n e o c t n t r t h t n a a e g a l r a p w n i r d n i o s s t e t h t e c a e c h p t a i p o n e n g a d e r s o F c T h r h i e e e w F n r d s ie l b y n y d a l y c y o c a u o c u t c o o n u t a n n s a s t i n s m t o y e n o e u i w s a it h c u y s o t u o r m re iz c a o b r l d e b 'a ee li p m ing e nt'
Financial Sanas carries your =cum as Waring For mere infoonatian, please visit *win f dic.gaii. Deposit a the mines vain of you invervnents (whether a s has no legal effect cn your account You can thaw?
W ta e k e in r f o b r y m a a n- l a y - c g o e m of e t n h t i s v r e el t a t t h c e n s id hi e o a w te he d n in yo s u i tutti M ac o co n u e r y ts F a a t d U B a S re A r G o t S t ta a n r f e or d d b B y ra th n e ch F D a I n C d . shays of r o e t s h u e l r t w o i f s e m ) enu movement, issuer binkruptcy cr y b o y u c r o f n ri t e a n c d tin ly g a ry c a c s ou F n n t a n n in o e a s l A , t r h d r o o u u r g . h Oar* Services a
opened this axon. h the cast your Kea and
Parities re located aims financial Services and rot Through tie b7A, cash balances re swept to deposit Dividend Reinvestment Program (00%) Accaon overview
tie intro.:Law braes, and youn ut make a repxt accounts at UBS AG New von Brant, ad UBS AG The pin reflected i3 Jverage pike You may obtan • Yak" of you accountrportiolia Net of assets and
of any error or omission to both firms Cancun Branch. These deposits are not insured byte the actual pro. Irtvn yos Not in Advisor . Only whole bailees
• As desisted Inthe account agreements, you mist FDIC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Panel tern will be • Assets_ Includes available cash balances, wakes for
roily us of any errors or laud Solving decks temp:only imposed tote sovereign risk. of tie Cayman soli ad the cash wit be deposited tri your account Tea restricted saunty (est), and Global Tine Deposits,
reflected on year statement within 30 days after e was bla-dk and there is no quanta or other obligator, of &idol] (ern/semen price applied by the Baer map unread:el marts to market, and carton assets not held
mailed or made kW. LES AG to repay the balances while tithe UBS Cayman Offer Irom the market pke at which the panial than by the Fern. Does not include unpriced oeuritielactels
• Pleat died /mower complaints or harries to ter Branch's books. re sold at the end of the pior and orrent staiemeM penods, or
Fim's C fent Relatkns Deterrent a 201.352.1699 prone iroesonentku od stock options and
or toll-free at 8/20-354-9103, 8:CO AM. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund (serenade stod options
ET Monday through Friday, or in wing to WS shires are protested by 51K. See 'LES Finnan Sitnaf •C nb whole urns may be hid n yos account. If you re • Craton:es IncLides debt balances, onsta-dtg nation
m anual denten Fe., Client Relative Department Account Protection' below. staled to • pas ul at annuli ol • bad payment loans, credit lint snort meant balances.
P.O. Box 766 Union Chit W 07C$7. • otionvise. the Finn will either sell partial trim at • Casheioneybaitros. Total of uninvested avian*
• A 0 slaements shall be deemed complete and waste Weiyour request, balances n to bet depositsme be matt price ce accept an snore detemined by a cash balances, pLis depaot balances at affiliated and
if not objected to h welting within GO days **dawn, and shays of a Money Ford may be registered cleirkg agency, a-d credit pas accost nondff lined banks, aid nxney maket mutual Ltd
• Fa nv services_ Call 044412/0966 or *cm outside haidaect and he proceeds retuned to you a your sweep balances, at the cbse of tie amerrent period
the US.: Cal201.352449S settees attar* Investment abilities Norocormidity free mit balances in stet want ay
• F k c h W a a n r c i d n e i a t t o l r m t d a & o n a e f s S e a m ta n c n t a * r r N o p s ( n E I s s F o , 0 I T r c 7 t ) w a . , 0 b l , e l 8 K i s 1 t 6 t O 0 p , k 0 A a r - u 0 n M m s n H - s u 1 a k n R r 0 e b i I 0 V a o in 0 I r N . B a U E n P l G O v S e A d r l w V e , S 6 c t i e t r t l r o h e o t k n f t t l e i / o o c b s o U . r i B t , S F a n w a e a b t t v h s y e e : c u r r a i b i g l s l t i n c c u g m o r B r re r a 2 i n r 0 t o t c . i n 7 n h 6 e ie a 2 w r b - e y 1 o s e 0 u t l 0 t r i k a 0 a t v f e r a o . i l a a m n b y d le o y m u ie r l a L ds a p , n i o t c p a i t v a i a o i n A la s b , r l t e a / P T i i e n g a h e v r c e a o e h s s l i i n e a t c m v c a a e c e d n s o n v t t u m t i c s o n h e e t b a n t a h e n t n g e c o d e b t F m m j i i e n n a c e n y t y i p v o r F e r t a o o s r r y r r f i r e n d b p a a e t c n b t r h w c i i s w n i e k a e l v p s a e n r n i o t y r t u f i e i n t a le s g t h i o a o a e r n i c e l t o c a j s r o n y p u y o e n u t a s k to n u b T s u o h e i s t s n a s i e e o n g s r y t , s a ' o . g f T i a s t h h t i e e n e s d c s e L e f f r d u f o i e n n m d d d s i s o n r t i h e t n h e e t p r h b C e s a L o l I * a T rd * n h i i c n ll w e a p - e a o y r n n c i d o o y d u t o i r c e u s lo e r F s o d i e e n f r m g i n t s y a r a e nd y w . .
choose ore of the (plowing investment objectives:
Cal a wite as soon as you can, if you *tit gar 'JOS Fisancial Services account protection • ProduceCcorencincorec Investments seeing the
The Firm is a mortar of the Seosties Investor Protection
statement a receipt is wag or 4 you need more Corporation (SIPC), which protects securities customers generation of ncone only.
a-domain axut a transfer on the statement or
reeePt. The Firm or Cad War Gs appicable)mitt of its merrters up to 150),000 Gricludina 1250.020 for
SDNY_GM_00023596
CONFIDENTIAL
EFTA_00134216
EFTA01275987

Iinporlaut information about your slatement (Continued)
Lending information securities and cohere a only bed prices la OTC reused may be less than the per share estimated the annoy cortraas, Alibates of the attacke
For deeded infOrmaten en the Finis lending predate" saran. are voykkd n the acute statement. companies or sporkors of the unit investment trusts
and chorAnn, refer to your Client Relationship - Less wheat traded 'wont nn may be piked yam] a we dada:ant.
Athernart or Accost Agreement arid the General valuation model a the mod recent pre* we • Restricted securities Restricted stardom aneralir - In addition to commissions received frcen the
In and Corditons.1.85 Statemenl of Credit Practices dalaned rd may not reflect an actual market price re rot tumefy agate for public sale LDS Financial drama and sale of Nesfahr es fund we ardor it
available in Agreements end Guelbsures at a value Services uses the market price of the unrestricted stock affiliate receive art assePhastd revenue sharing
lausyt ub• comircauttockclettat. - Certain post ens may tipper without a wk.. a-4 of the sane nsuer as an meted value foe the payment from NonShares dkattAors, as well at
will Pay al 'price was not evadable' d we re restricted stock fa purpose: of the sroemenronA To I Lncli-9 for anhnolow devekpment. Panng and
Year assets unable to obten a price for a security. the neat that restricted securities are elijble lot sale, enaction.
Your stakenxien demon secuit es and other assetsheld - Deposits or securities denominated in curencies the vake receivedmay be skbstantalbe less than the - Our if antes also recs./evading coo enssons and
in the account al the end of the statement pond You ate. Uon U.S ddlon se relkcted at the eahange emoted vale* shoran other commendation Porn textual folds and insistence
may ac for &hay d ley paid sco-rtties at any tine. rate as of the statement date ampain whose products we &Oxen
You may receive secunlies used as loan collateral alter - Fa certain securities trading in nonconforming • Est (tostimattod) income• current yield' and rates. - We recent an a-nalfee fruit LEG en USA and
payng any Isolate de an them. Any securities denomnatorn, axe and quatily dace wake) may 411 tin: sate of annual isccraa is bawd an curer* LEG AG Stamford Brach of up to 125 per account
tranOettecl to the doing the statement period are have been elated to facilitate proper vabacce. dhiderkt ani Merest rates, assunireg der securities will sweeping to the banks cider the LDS Bari Sweep
lhted at market value as of the end of the statement TO obtain warted quataliten. when aaaaabSt contact be held for one year tram statement date or urea Program
prod yar Feuncial Advisor. mattsity This estimate is only a quaker*. accuracy
• Cost belie. In determining the cost balm of the and continued name are not gusareeed Activity
saunties incktded in this axnoanzail. minere indicated • Private inveaUteentS and structured products — Estauted areal noon* and cutent yield for Informaton regardng CCOMVSSialt and other charges
web the nutter Les Sewn teas rehEd Private investment SeCtritieS (rk lacing drat certan txx-s of sectrites toad siclde a :Man of incurred n ccnnea ion with the execution of trades,
on information obtained from sources other than US$ partopown program and real estate imestment trust prncoal or capital gate em which case the eat. indadng option transactions has been wedded on
FnallOal Senices. ilk:emotion Iran another wanes) and sax lured axlacts are grinteoly hglay income (ad culvert yield would be overstated. COnfernstiOns Foevousfy furnished to you, rid wet be
fain Or that you may haw provided to you- Finirkial alcual Cartan artL ured products have not been — Estinated axed income and current yield and the provided to you prorrpny on re-west.
Adiscr. The Firm does not irdeperdently verity a registered with the Securities and Exchange actual income and yield Might be lower or hither
seaward* the actuary or vaidily of any elammion Ccowession or under any State SeCuntieS laws. We than the estimated anoxia Short teeing
added by swum other than lin Fianna Services remade *sweated values for private nvestmtnt — An estimate of anrualaal name (dividend ado If you se engaged n short selling a securay, you may
ad ahough LOS F narked Services garal leo-rites and structured reedit for informalens, interest) divided Pith• current mallet incur a charge de to certain borrowing cons for that
updates this /dame Oa as.* received. the Tem purposes only Accuracy is not guaranteed valaeraverage balances based on the last dividend pat ilte seirity.
don not prow* any assurances the the nformaton - These values may differ %Warmish/ from prices, d or merest payment made by the issuer and
seder 'COW bind' and • werealaect gaff loss' 6 any, al whkh a paste rnestmal security a d19-MeS the securkeRdeposts will be held for one Openorders
accurate as of lee date of this statement. As such Structured point may be boupv a sold and do year kom the statement date or until maturity. Regarding open Or • 700.1.14ancellecV ado, that
pease do not rely on this information10 make not necessarily refeesent the value you may receive Accuracy and continued real are not guaranteed. were not oneetied by the statement date, open buy and
mochas.. cc sale decisions. for tai disposes or %Oa lituidaticn. set stop orders are reduced by the amount of Bede its
ad owes.. Accounts transferred to the Fin may - ThYd party emanates of Abe are as of a certain • Assets not heed by UBS Fitericial Services Certain a reps on an viedividends a neighs date unless
reflect gageloss Ham mcn only fa the period date and re Steplkd to UBS Fnarcial Serves on a assets are not hell by Thelma and not wain the intimated otherwise by you. You are respinsbb for
ea* they are heed A the Font More historical agar base by an independent Salon tem. Farm's possessive or control. These assets are orders that are executed die to pier failure to cancel
nformalion can be added by ya./ Financial Advisor. - Mutt, generalpartner or sponsor est:noted vales deployed on yea streart for infortnatenal "'fling open ofcletn,
• Urruiited gaiisfionee Yfrkes data is wadable, if any, re applied to the F im by the 6Suef, arposen only. Positons and values presented are
to 'sneaked gar:losses are calculated for general Paine( a sponsor and may be caktIated provided by the issuing fern UEK Franca' Serwes is Privacy
;yields, secucy lots the transaction data fa based on Off event rdorrnation Iran that used by not fl orist)* or tit and o to Ginn a copy of an current Client Privacy hattke,
nidtvilaal lots may or ma/ not reelect cornmosiceo. shed pain to derive their elimated vales. guarantee es accuracy. these easels we rot protected please cornea your Financial Adam, or vet as webs.e
charges rater security reorgani:ai en events. - You can obtain additional information regarding by WC or the Tent's supplemental WC career. at lanny mai eneareeventrae.
Dividend and other rt:west:Nam lots and systeenalk the methodology used to determine the estimate of ▪ LOS Financial Saxes is not a bark. The RMA, Banns
purchase Ids are each catiad to display one value and the date of the ntamation that is the • Revenue during and additional compensation. Services Account BSA and IRMA are brokerage
averaged lot. The • trade date co/onn presents the basis la the estimate by contacting your Fennel — n alincn to cornmemOns en sales rd I2a I fees accounts which probick access to bank Ina Services
aging transaction trade dale Advisor. recanted n comae ion with the diarboon of maul' prodxtt gnat arrangements with affiliated bats
• Callable tearkies Bond and preferred stock that - Thrd party estenawd vales may be reflected as finds to as <leaf we exact our alpine renew and other Ihid.party banks, and provides access to
the issuer cats for eats redemption wit be selected Not pnced• n several stallions. when an revenue Oat, payments from claddas ardor retrace and amity products issued loy traitb ased
tetanal& by lot Iran anon) at secuntes of that steer:tem valuation arm has not supplied or e advisors of the rruttail funds that we sell. These thedeparty ward companes though advance
issue held it out name or n nominee name for as unable to assign a rake. when we become aware woods are based an two different C011ipOrentS: (r) agency °Snider's a !JADE-axial Services ins
clients Call least rekernauxen otslaned from third that a material event has centred Out may tall a the mane of sales by MRS of a particular manual - esentrwent eisurance, and tenuity products
parties ad es accuracy is nol gaanteed Other call Preweu0/ reported value isto gueStion, cc when a fund family to our awns, and 60 the asset value of a — Plat CDC Weed • No bank guarantee* May lase vale
fe aves may exist which coxed Elect *id compele value would be highly speculative due to the nature Particular mutual feted frays shires held at the — WA. ReSOSCP litaripertant ACCOOle. Business
niamalon will be added upon request of the secunty. igen Senses Account BSA. IMAM and international Resource
• Cottages...deposit (CDs). COs ate FDIC nsured - When nether an issuer, general piano or sponsor - We and our affiliate also receive netviodrg and edam:v.0one Accost are regal cued service marks 01
tp to t250,030 n min oat and accrued interest per estimated value Mr a thidepoty estimated wake is annexes processing fees in comdmation for transfer 1.85 Frontal Service, etc,
depositor ant per depository indecency inaccordance proWied, the value of the security will be deferent agent services that we provide to the mi-eual funds — VISA is a registered vadrinard owned by Visa
wit FDIC nieS. from its ctahase prate. These fees generally are paid from armor assets re Intanienal Dine. Association ad used under
• Pricelvalue Prices displayed for setiones and other - ':kabala, to dale mat ntaJdt fee" of the mutual had and are a feed dollar airdrit based [tense. The LI35 Visa creche cards ad the 185 Visa
produces my be hgher or lower than the Price that capaat. Accent or both. on the rumba ol accounts at the broker-dealer debt cards are issued by 185 Bart USA with
you would slushy recent in the market. Prices se • 'Orignal unit sae' represents the initial offering hokfrig nuual hinds of the lad tautly porrnitsion f tom Visa U S. A Incorporated All other
obtained from erica hid pal, source. thch war axe per unit and may not reflect ems cost basis. - e1 addition to commisions received in connection trademarks. registered vackmarks, service marks and
ben* to be rekabe, hit we do not guarantee ilea - DPP ad tatted REP secates arc not listed on a with the sake ex darbuten of annuky attracts and registered service maks are 01 their tempera*
acaracy Mien* securities exchange, and are generally unit weaned trust tress to our dents. we ardor cocOanees
- We generally use the closing price when available a dicea4 and even it They can be sold, the price Os Oblate receive revert* sharing coentensaten
the mean of the bid and ink prices la listed from may of thy AturIeKt <cmpaliet unclenAnt UPS Financial Services Inc Rev 2017II
SDNY_GM_00023597
CONFIDENTIAL
EFTA 00134217
EFTA01275988

U8S Financial Services Mc.
Private Wealth Management Resource Management Account
44) UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 June 2018
Cem70056358590618x17 vl 0
GHISLAINE MAXWELL
Account name GHISLANE MAXWELL
Friendly account name: Incliv.Check/Car
Account number
Your Nnandal Advisor:
SC011 STACK Mb N1, v..e bSB Ft
Pho'in
Questions about your statement? Value of your account
Cab your Financial Advisor or the
RMA ReSoUrCeLine at 8DO-RMA- 1000, on May 31 (1) on lune 29(S)
account 029323576
Your assets 47,324 58 45,120.48
Visitour website: Your liabilities 0.00 0.00
vw.w.ubscomffinancialservices
Value of your account $47,324.58 $45,120.48
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your IKCO uat growth
www.annuakreditreport.com. Tracking the value of your account during 2018
Value of your account
ThcLcarld$ at year end 2017 $41,946.32
Net deposits and
7:6 Withdrawals $3,121.47
Your nvestinett return
4?9 419 47.3 45 t Dividend and
• interest income 152.69
Change in
market value 50 00
9
Value of your account
Dec 2014 Dec 2015 Dec 2016 Dtc 2017 ma/2018 run 7018 on Jun 29.2018 us 170.433
SDNY GM 00023598
Member SIPC CIIPR3005006635869NP7000305430 00003 C618 03057500= 1C000 Pap I of 6
CONFIDENTIAL
EFTA_001342 18
EFTA01275989

ICI UBS Resource Management Account Account name: GHISLAINE MAW. EL_ Your Financial Advisor
Friendly account na • i r SC" -• CASRWI
lure 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 29 a) your account
• Cash and money balances may include
A Cash and money balances 45,120.48 100 00% Your current asset allocation
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 000% account, UBS INC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important information
D Fixed income 0.00 0 00% about four statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional
Total assets $45,120.48 100.00%
A
Value of your account 545,120.48
Eye on the markets
Percentage change
Index lune 2018 Year to date
S&P 500 0.62% 2.65%
Russell 3000 0.65% 3.22%
MSC I - Europe, Australia & Far East -1.19% -2.37%
Barclays Capital U.S. Aggregate Bond Index -0.12% -1.62%
Interest rates on June 29, 2018
3-month Treasury bills: 1 87%
One-month LIBOR: 2.09%
CNPAVC0006635870NPAX0305430 00003 0618 030575004 ICBEINYGm000234,1$ 2 of 6
CONFIDENTIAL
EFTA_001342I9
EFTA01275990

Resource Management Account Account name: GHISLAINE MAXWELL Your N nodal Advisor:
*UBS
Friendly account n •
2C 1:.1 Account number.
Change in the value of your account Cash activity summary
lune2018(S) year to date (1) See account activity the month lot details_ Biances In your Sweep Options are indudedrn the opening and
closing balances value. FDIC Insurance re:p4es to &positsat UBS Sant USA and all halts participating in the
Opening account value $47,324.58 $41,946.32 UBS FCC insured Deposit Progarn.R does not apply to deposits at 1)85 AG. StariordErrarch or bank
caparits dived through the UBS intern:lion/ Deposit Account program SK protection apples to money
market sweep fund holdrqs tut not bank deposits See important Mformabon about your statement on the
Deposits, including investments
lad two pages or this 030ement for detain.
transferred in 2,675.42 45,793.92
lone 2018 (1) Year to date (1)
Withdrawals and fees,
Opening balances $47,324.58 $41,946.32
including investments transferred
cart 4,889.44 -42,672.45 Additions
Dividend and interest income 9.92 52.69 Deposits and other funds credited 2,675.42 45,793.92
Closing account value $45,120.48 $45,120.48 Dividend aid interest income 9.92 52.69
Total additions $2.685.34 $45,846.61
Dividend and interest income earned
Subtractions
Checks and bill payments -4,806.04 -42,589.05
For purposes of tNs statement, to ablIty of interest and dividend income has been determined frcM a US
ten reporting LetsPeclist. Based upon the residence of the account holder, account type, or product type, Card payments -83.40 -83.40
some interest ander dvidend payments mar not be subject to United States (US) ardor Puerto Rico (PR)
Income tares The tient monthte statement is not intended to he used and cannot be retied upon for tar Total subtractions -$4,889.44 -$42,672.45
purposes. Clients should refer to the aP0Katie tar reporting forms they receise from MS annualy, such as
t a h c e c r C ic o a o ri n e s t 1 ry 0 9 r 9 e p a o n r d ti n t g h e fo F rm or s m v s A 4 th 9 3 th , e fo e U S la i x n fe re rn p o o rt a in e g ve i n n i f . o e r m se a r t v i i o c n e a e n t d is P t R h e T r p e r a a S c u ti r c y e D o e f p a U r B ti S re t n o t . fi E le n d th in e Net cash flow -12,204.10 $3,174.16
such Ramo accurately crassly chic:tact ray IntereSt lax exempt or iamb* income Meta* consult your
intlyclual tax preparer. Closing balances $45,120.48 $4 5,120 48
June 2018(3) Year to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 9.92 45.82
Total current year $9.92 $45.82 Interest period May 7 - Jun 6
Prior year adjustment 0.00 6.87 Opening UBS Bank USA Deposit balance May 7 $47,492.08
Total dividend & interest $9.92 $52.69
Closing UBS Bank USA Deposit balance run 6 $45,711.55
Number of days in nterest period 31
Average daily balance $47,178.33
Interest earned $9.92
Annual percentage yield earned 0 25%
SDNY GM 00023600
CNT7C00830605871 NT70033 05430 00033 C6l8 03057SCCsr Pap 000/ 3 “
CONFIDENTIAL
EFIA_00134220
EFTA01275991

*UBS Resource Management Account Account name: Your II sandal Advisor:
Friendly account name: 'u SCOTT STACK MANLYLE CASRIEL
lure 2018 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month of thepro:business day' if the 26th fats on a
vieekerNh0liClay Reward, porn activity oetals can be found on w.ww..ubs.corafOnllneservKes
lure 2018 tea, to date
Opening balance 7,424 7,341
0
Points earned 83
Closing balance 7,424 7,424
Your investment objectives:
You have identified the following invest rent objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Frnancial Advisor or Branch Manager. You can find a ful description of the altemaove
investment objectives in important informatron about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
Investment eligibility consderat:on - None selected
Your account instructions
. Vow account cost basis default closing method is FIFO, First In, First Out.
CNNCOCE006635872NPNC0305430 00033 06l 8 030575 0a AwaolerAtiy_ Gm_ 00023409e 4 if ,:i
CONFIDENTIAL
EFTA_00134221
EFTA01275992

Resource Management Account Account name: CHISLAINE MAXWELL Your %sandal Advisor:
*UBS Friendly account merle: Indiv CheddCar OTT STACK MA/aryl C CAIrtiri
June 2018
Account number.
Your assets
Some pntes, InChale and current vaues sheen may teepprOximale. AS a itstm. darn aid losses may nol
be accurately reflected. Set swollen( into/meson snout your statemem a the end of ths dxumem fOr
more Infornmon.
Cash
Cash and money balances
C3sh and money balances may rad ode. avaltde cash balances, USS Bank USA depout account balances, Urn Bale USA and et UBS FDC mused Procyarn Sank deposit acojr baesKeS are insured by the FDIC %Albin
UBSCDC insured Progan Bank Balances, UBS AO Stanford Stanch deposit account bdences and rroney applicable lents, but are not protected by SIPC. U8S AG Stanford Branch depaut accourt baances me not insured
name mu tut land sweep balances. by FCC &War not protected by SIPC. Money make sweep penances are protected by 9PC but are rot Insured by
the FCC
See the Important information about nor statement at the end of Ns doarneM for details about those
blames,
Deering bdaree closingbliEnce Pike per share Average Dnicitneintertst Days in
Hddng on Jun 1 (1.) on Jun 79 (I) on Jun 29(1) rate period period Cep amount (S)
WS BANK USA CEP ACCT 47,324.58 45,120.48 250,000.00
Your total assets
Percentage of Cost Estmated Unreal zed
vane on Jun 29 (1) yOur account Oa% (S) annual interne (SI gain or loss (0
Cash Cash and money balances 45,120.48 100.00% 45,120.45
Total $45.120.48 100.00% $45,120.48
Account activity this month
Date Adria), Dex Arrount (S)
Deposits and other funds (red ked Jun I Transfer FM 100 2,675.42
Total deposits and other funds 12.675A2
Date Actin* Description Arnow' (5)
Dividend and interest income
Taxable interest Jun 7 Interest UBS DANK USA DEPOSIT ACCOUNT AS OF WO& 18 9.92
Total taxable interest $9.92
Total dividend and interest income $9.92
Date Adhity DeSCdplagn Amoselt IS)
Bill payments Jun 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94
continued natant
I DNY GM 00023602
OrP703033066359,73 erP7003305430 00033 COB 03057901 )00 Page 5 of 6
CONFIDENTIAL
EFTA_00134222
EFTA01275993

4t UBS Resource Management Account Account name: GHIStAINE MAXWELL Your 6 vandal Advisor
Friendly account name: lndiv Check/ r (]TT STACYJAall I VI F rACRin
Jun? 201$
Account number:
Account activity this month (contnuedi
Date Actinty Description Amount (S)
Bill payments (r -irrrn Pc.,) Jun 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4258.43
Jun I I Withdrawal ACH WITHDRAWAL Saks Retail -50787
Total bill payments 44.806.04
Card Items for your Attention:
The new UBS Visa Infinite credt card is here, packed with excluswe trarel benefits, more rewads and more of what you lore, ncluding extraordinaribr personalized service, All
SItinningly Clad in metal. Visit ubSCONvisainfiMtec«all us at 888-762-1232 to learn mare
Date Description Amount (1)
Card payments Jun 20 CREDIT CARD PAYMENT -83,40
Total card payments 483A0
rriinnum Payment Cue Payment Due Dee credt kne Avatar. C fedi Line Outstanding Glance
UBS Visa credit cards)
payment information
$0. 00 S35,000 00 535,0000 0 30.00
This credt cad is enrcKed in UBS Pay frail Card feature and will auicmat cary be pid from your xcoure Your payment is schoduted
for July 20, 2018
We preside this information on your UBS Visa credt card scleiy as acourtesy to you. The UBS Visa credt cad and account are rssued by UBS Rank
uSA U8S 8ank USA sena you the off icid statement for this account and you should make your payment accordng to their instructions.
We do not include your Putt-lading credt caidhriance in the verve of lois account with URS Financier $ennces Iix
Date Activity Description Amount (S)
Money balance activities May 31 Balance forward 847.324.58
Jun 4 Deposit UBS RANI: USA DEPOSIT ACCOUNT 2,675 42
Jun 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05,04118 -429837
Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 06/0918 9.92
Jun I2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF DO 1 I/ 18 -507.67
Jun 21 Withdrawal VBS BANK VSA DEPOSIT ACCOUNT AS OF 0620118 -8340
kin 29 Closing UBS Bank USA Digest Account $45,120.48
The 1185 Bank USA Oepayt ACC0Unt Is your primary Sweep Whittn
CNP7C008006635874 NP7000306430 000O3 008 030S75° 1Q 4Y_GM_00023t3low 6 of 6
End of statement for account number VI 23576 55
CONFIDENTIAL
EFTA_00134223
EFTA01275994

Important information about your statement
Financial Services Pc. (the Fin, or OBS entail her I romyou no later than 60 days alto the F rm thins for cash). Ethbnatay broths* available upon • Ackert tharta/Appeenation: Investments seeking
Serval). is a mentor of all principal cecvily, ccmrrodey sent you the fist act Meant on with the ems or rapist or at raw sec. org The 9PC asset protectors growth d principal rather than the generation of
and caters exchanges. UPS Financial Straices and 1.85 Problem athead. knits apply to all acias that you hall en a particular encore.
Bank USA ore i-died sutra:tones of UPS AG and - hordeyou name ad xcant nutter (if any) wacky. • Prolate Comfteration pilotage and Canna!
affilthes of UES Secuitin LLC. The Fim's Inanoal - fthsabe Ile error or to nosier )wore inure the Ping together %eh certain aff Mates, has also Aperere*n. Investments seeking both the generation
statemert a available upon reciter. The Pas exentioe about, rd within as clay as yoth cm why you Pthhased ablerratal innate the ma. mum of mane and growthof prix al.
off an a-. at: believe • is mar a ay you need more amount pryeble to at ekgice clients, cohere...fib tridg•
reama n this emotion is S500 million as of December 10, 2016. Overall risk profiles
UBSFina-thal Saxes Inc. - horde the dolor arrant d the suspected era. Sthect to the poky codgers and Imitations, cash a • Conservative Seeks to martin nal nix pat wth
1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the
low ride and volatility to the accord overall even 4
Weehawken, NJ 07086 The Finn or Card Issuer we irestgate your compliant aggregate kor etyma accounts held n a parialat that means to accost does not generate significant
and well coned ry wear tamp*. For alleged eats capacity AM copy of the poky woolith is mottle income a retire and may rot keep pace with
This moment represents the only official record of you' irnlenq UBS ca-d transadia. if we take aeon request. Within
LBS Financial Sakes account. Other recalls, tape more than 106wionsdays to da ths, we will credit • Modem* Willing to accept acme ride to pinups' red
official tm.dourints. contanng contliang data should yes &con for the amount you that 6 in error. so that Neither the SIPC Koreannor the apphrnental
rot be relied Lan II youbelow there is an aro or you as have the use of the money dunng the tine n errata apply to: tolerate some volatity to wet hecher returns.
'mirror please report it immediately n tang to the takers us to complete our iwestiption. • Certain daces' wets controlled by (end Waded n • 4ggrenAe: Willrg to accept hip risk so pincipal and
Branch Mangle of the afire wvith your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time.
Please make all checks payabb to the Fa or the Senates. For wangle certain (i) insurance orokrts, • amesement Consoliption: t selectect a
Altoup antipode shown re intended to be accurate. Nasal instant) related on the barn of this including variable anaties, and (ig shares of oath portion d the portfolio for tat account may include
statement data aboukf not be wed kr tar purposes Rey statement In addition to negstar boat as, accounts funds registered in the name of the moan holder on complex Maga tinted liquicky and greater
sdeN on yerend tax amt. (he , Form 1099. 5498. ma/ be object to martena-ce lees, chaps for late the boots of the issuer or transfer agent),
r 1 e 0 q 4 u 2 i 5 re . d e b tc y ) l M aw ie t n o r p a re n pa m to g h y e ou IR r l S a a x l r l e ta tu xa rn b . l e T M he a F id im en * a th m a o n ur e s k n r c s a e s c h u a r c it c ie o s u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s t k ra e n u sf n e p rr a e id d • I li m mn a e m d e p n ar t t n c e o r n s t h a ip c s ts a o n r d n p v riv e a r t a e m pla t c i e n m te e re n s ts ts ) t fe o .9 t . a re Statement •rmatehelding•
aortabb ronhauble brand and heath aver to other instaans may be subject to a tender fee. not registered under the Securities Act ol 1933; We may consolable al read account statements with
end pis starlit, held n you accost, net proceeds • Commodities contacts (e g, foreign mare* and the Nm address in the same envelthe, ma. because
on set bream-lira, ad con basisoncertain covered UBS Sweep Options paths metal contracts), encluderg futon contracts they have owners take mantain ent accord
zanies. 1,65 offers options a swang cash balances to bale a-d commodity option contracts; and relationsha wen other dents at the sane address. If
Coaveralatkins wide the Firm b d a e n p k o s s , e m a o c n co e u y n o ts w a l l e n t o m n- u a t f u fi a lia l f t u e n d d b s a (M le o s n a e n y d F a i n b d a e te r d - 4 • B De a p le o s U it S a A c . c U o B u S n t A s G (e x U c .S ep . t b c ri e tc n h t i e ca s t e a s n d a b d a e n p k o s s n it ) t a h t e 1 .135 y s o e u p p a e t e e le w r t a o i r v a e ti s te , y i o n u d i m sid a u yd a e l s c t l a in te e m h e o n w ts e m hd a d ile in d g ' n try
• Please mania sty oral cormontatona in wring the IgernartnalD ena aceeket (DA) fo curare FDIC Insured Deposit Program. eolith your Financial Advisor
u to tt f e ur r t h th e e r S pro w te a c i t m yo I u n r v r e i s ll to s r . P i r n o d te u c d tio rg n A yo c u t r 6 r , ot 4 e 1 s D w e il p e o s a a n l I a n c te c r o n u a n ti t o a na l U l I B n 5 s E a t n a e U M S a A n a a n ge d m no e n n - t a A ff c il c ia o t r e d d . n T o he t a S p IP p C ly p t r o o t te h c e t w o n a s a s n e d t t e h v e e s s u 4 p th p e a y g 'P r e a n l p e r s o * t a ap io pe n a d r o Friendly amount name
• o If f t t h h e is fi s na t n a c r ia t l s it hi s u n t o io t L n B a S n E th n e n to a p ' l e S t t t a o k f e th s e , L f B ro S n t b ? a ro nk o s f e p r a a rt r i e ci F p D a I t C n o g i m n u t r h e e d U en B a 5 c F co D r I d C a i n n c s e t r w ed it h D e fD p I o C s i a t n. o so n t y h o e u m s e la rt t a e l m pr e o r t t e s c . t T io h n e i S t V n C o p t r p o r t o e t c e t c io t n a g a a n i d n s th t c e h anges c sh l e a F w rie b n y d l y y o a u c t c o o u a n ss t is w t a y n o e u i w s a it h s u yo r u v r i v re a c b o l r e d k 'r e e e d p n n e ss.'
Frandal &mien carries yea =aunt as dearing For more reformation, plea visit *wry fdic.gase.Deposi in the matt voila of you investments (whether as a has no legal effect cn yaw account You can cha-gr
b W e e tt i e n r fo b r y m a e r d ra y - o g u o o re f n th t i s w re th la t t h e e : a it k h a c a a t e M d e y , t 1 h & 4vn M acc o o r u e n y ts F a u t U t B a S re A r G o t S e ta n n s f u o e r d d b B y ra th nd e s F D a I n C d . shags of f C r r u th i i t r e o r f t le s ) m ite movement, kalif bIllikIllptCy cc y b o y u c r o F n r t i a e c n t d in ly g o y x e c n a F r a t n n a g m s e t s A , t c h k ro e u r g . h Online Services or
opened this scan. h the cast your bra and
swages a bated at Les financial Senates and rot Through the DA, cash braes ere swept to deposit Dividend Reithestment Program (COP) Wotan overview
to igocarg braer. and your at make a man accounts at UBS AG New von Brarch ad UBS AG the peke reflected is .111 mirage pow YOU may obtah • Yak" of You accounthorntrm Net of assets rd
of my ma or omission to both firms. Cayfwn Branch. These deposits are not inured byte the actual sea Ira yor rarcal Wier...Only whole litbilaas
• As dethad in the account aggements, you rrust FDIC. Balances held at the U6S AG Cayman Brandi are shares are purchased under DRIP; partial shags wit be • Auer_ Includes available cash balances, vales fo r
roily us of any etas or fraud teasing decks tenpranN awed to the sovereign role of the Cayman soli ad the cash we be deposited re your account The restricted security (est), arid Global Time Deposits,
reflected on your statement within 30 days after a was blanch at there is no comae or °thee °bleat, of divided renvestment pace applied by the Baer mar unrazed marts to market, and canon assets not held
mailed a made awilabla. LBS AG to repay the balances age on the UBS Cason tiler from the maker peke at which the panial shun by the Firm Does not include unpriced waritietacra
• Pleadiva othorrer camplarns or i-gaiies to tee Branch's books. re sold at the end of the prior and assent staleaM genets, cr
Piths C fent Refer:a Department X 201.352.1699 angle nveserintiu eel stock options and
or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. Bank deposits are not protected by 9PC. Money Fund Casbalieu atoned* rode options
ET Monday through Friday, or in rang to UBS shires are protected by 51K. See "WS Financial 541,1a, CnN whole urns may be held an your account. If you at • Creates heath's debt balaxes, cutsta-drg aeon
manual Sean Ix,. Client Relations Depertmeg Arrant Barmier,' below. entitled to • pal W at as a result ol • birthed pmmeni loans, credit shat armee balinces.
P.O. Box 766 Union Ciy, W 07007. or otavise. the Firm wit either sell pare units at • Carneomy balances. Total of uninvested avalabie
• A II steements shall be deemed complete and ante LI:anyour request, baxes o the bare deposits maw be market price or accept an arno-nt detained by a cash bale-ices, pin depost balances at affiliated and
if not clapclial to in venting tetra 60 days and sham of a Money Ford may be inland dare agency, at, credit yen accost non-afraid banks, aninxney meter nut al lard
• For TN services_ Call 044412.0986 or nom outside tormact and the proceeds retuned to you a you' weep balances, at the core of the statement path
the US.: Cal 201.352-1495 savior accost Invertement objectives Nonhorandity Ire. met balances in mor want am
• F E c h W a e r n r e a a d d e c s s t h e r t V a a a c w n e l s n l $ k a e e e e c n e r a h . r i N o c n ( n e F I s o , T , 0 I r c ) t 7 e . a , 0 b l a , l 8 e $ s 1 6 3 m t 0 , 3 e 0 A - r 0 7 a t n t E H r r a t 2 a t b - R r 1 b b I 0 A o o o 0 N t r r 0 i B U E n . P l S o v S ' A r d b w t , S e r 6 i i a n a 0 le 1 a n k 1 • i t e 1 t e o h 0 s e 0 U h i P t S F c i w n c i w n c b l l w y a e c i y u n a b i g l t l s i e n c c g m o o r 9 u n a 2 e r 0 t w t o . n 7 in n e 6 t e e 2 a r r - m b e 1 o e s 0 u l t d 0 t r s D a a . t v f e r a o . i l a a m n b y d le o y s u i w e r l P e d e s r , p a i o t i p a a t v i a o ' i n A la s d b , v le is a o t r N T i s e n a h e v a c e e r h s s h i a t t e m a c a s c e tm o t * n e u t c o n e h t b a r t a h t n e n g e o c d e b F t m j i i r e n l a m a c y t y i p v o F r e r a u o s o y r r f n b e r o e i a e a d l c t y x w r h i i s i o e n a k e c l s p r n t a r a a o y t n i f t o n i i l t e o g u b a d n & e re a c d o s a r y y p n o e t u s a . k to n u b T s u o h e s e t in a s t e e n o s y g ta s r o l e f T i g s t h h r n e e e s o d s e L e f f d r u f o i e n n m d d d s i s o n w t n h th e e t e p r h a b C , y a L a o t I : T a a rd n h le i t i n e l l w s a p - e a o y r n n c i d o o y d u t o o r d u s o e r F s o d i i n e f r n g r it n s m a a - a t d e y . .
choose ore of the f° lowing instilment objectives:
Cal a ate as soon as you can, if you tile yo s ' T J h O e S F P in iT n a es n a n a ta l S r e t r e vi r c e o s f m the o S w eo n r p n r it o s t e In c v t e io st n o r Protection • Produce Carentharne: Investments welerg the
statement a receipt is wag or 4 you need more german of mato*.
Concretion (SIP°, Mich protects securities oatonws
Homan:en abort a transfer on the statement or
recta. The Film or Card bar (as amicable) must of es merrbers up to 1500,000 Cockades, 1250.0X/for
SDNY_GM_00023604
CONFIDENTIAL
EFTA_00134224
EFTA01275995

Important infant tatiun about your statement (COnlleSed)
Lending •-rforrearition secursies and spleen or ony bed prices la OTC mewed may be less than the per stare estimated Olt annuty cortrads, dilates of the reurarxe
For detaied inn ormatcn on the Penis lending rara<tects searrlies. value provided n the ocean statement. companies or sporaors of the unit investment trusts
arid *Oman refer to year Clem Relamewhip - Less wink traded securities maybe priced using a we dicta:ult.
Acreammt or Acccurs Agreement ad the General valuation mode a the most recent price we • Restricted securities Restricted stardom generally ▪ h addition to commissions received from the
leans arid Conditions LEG Statement of Credit Praises cleaned and may not reflect an actual melee pace ere rot curremy elgbte for plate sale LOS Eiruncal purchase and sale of NeaShres funds, we ardor err
available in Agreements end Outb uses at a mike Seivices uses the mate price of the ulleStritted stock afelute ricer., an asset.based revenue sharing
Yaw uL• eM.n<t. - Certain pots ens may appear without a price a-ef of the one ts.tuer as an mpated value for the payment Iron NedStures dkertulors, as well as
will how at 'price was not evadable' if we we restricted stock !or putpow: of the sfstomont only To fu-ding fa technology datekpment, training and
Your assets unable to obtain a once for a secanly. the eases that restrkted levees are efroble la sale, afication.
You sleeves agent:QS sericites and other asseshell - Deposits or sensate, denominated Struve-ces the vase received may be sabstancalk less than the — Our affiliates abo redeye tradeg cortenssions and
in the account al the end of the statement period You abet Von U.S darn se retitled at the eehange riTISreed value shown other camper-eaten Irons mutual funds and inSt.tinCe
may re. for &hay of lulley paid tau-ties ai any time. rate as of the statement date amanits show products we doubts*.
You mar receive seunlies used as loan collateral after - For omen seureies taring in nonconforming • Eat. Datinzum0 income, current yid* and retro. — We recent n a-rualf te from LOS Bank USA rid
paying any balance de an them. Any. securities denOminanans. Mxe and queerly (lace vase) may An +limit* of armal imam is based on curers LEE AG Stamford Branch of up to 125 per account
Iranderred to the Fpm dreg the statement period are have been adjusted to facilitate proper vabeca. dader4 and Merest rates, assuming the secatnes will sweeping to the banks ander the 685 Bark Sweep
heed at market vane as of the end of the eateries. To oMen corers cmatalicas. Men evadable, contact be held for one year from statement date or teal Program.
peed you Ftuncial Adele maturity This estname is only a guideline. accuracy
• Cost basis. In Stemming the coy bays of the and ,ermined near* are not guaranteed Activity
searities included a this asenent where indicated • Private investments and rased products - Estimated arual ixorne ad anent yield for Internat.:in reganing commissions and other charges
rich the nutter Les Friancial Sennces Nis rehEd Private meanie-it starlit. (re luding deed certain types of secure*. axed aced. a :earn of nand in connection with the execution of trades,
on information obtained from sources other than US$ psi <vs cn pogr arn and real Pilate tnuestrnent trust vacua' or capital gain n 'Stich case the est inbang option transactions has been refided
Financial Stench. relidirg alameion from another securities) and structured porlacts are ortnraly h. sly income Ordcurve yield/ mould be overstated. COrdirrnItiOnt previously furnished to you, ad wll be
film a you may haw provided to your Financial aiclaid Certan eructated at:ducts have not been - Estimeed mad triton* artist:rent yield and the Provided to you promptly on repast.
Ackisor. The Firm does not irdeparderaly verey registered with the Secedes and Exchange actual exam andyield night be lower or highs
gswantee the accuracy or vatelily of cry elarneon Cawnssica or under ay state situates laws. We than the estmeed aflame. Short selling
provided by scuds other than LES Franca' Semmes pond* estmated vests for private "vestment - An puma!e of arrualue4 ncome (dividend "Kra If you are engaged el short selling a sorurey, you may
h ackfleart although LEK F areal Semmes gentralb vedettes and structured products for rdorrnat crud interest) divided by the current maeet incur a charge can to certainborn:mng cons for that
updates this /dame bit mars refereed the Sem pupas only Accuary is not guaranteed weeraverage balance e based on the last dividend pal duke serve/.
does not prow* any assurances the the information - These yams may differ sabstantialty tom prom d or Meet payment trade by the issuer rd
ardor "Cast bad" ad larealeel gas-floss' 6 any, al hhith a pore. monaural seany a damn tie seosibeed•eposts will be held for ale Open orders
accurate as of lee date of the statement. As sucits structured podia may be boutht a sold and do year from the statement date or until rallvray. Regarding open or • gmaLleleancellee orders that
please do not rely on this information to make not neonsaik Weasel, the value you may receive Accuracy and contend yell are not guaranteed. were not rninuted by the statement date, open buy and
database. sale decisians, for to dadoses or tear licuidaticn. sel stop orders are reduced by the amount of dmdenck
of tents.. Accounts transferred to the Fin may - Thief party estimates of vale at as of a certain • Meet, fist held by USSFinencial Senrices. Certain 'Wrightson an ex.dmidends a evaphh die unless
reflect geealroess Hamm ion only fa the period of date and are applied to US$ Financial Services on a assets are not head by Meilen and not wein the insinuated otheewd* by you. You are responsbk for
Inc they hoed a the inn More historical repute base by an independent valiaron Fem's possession or (carol. Them assets are orders that are executed &re to your 'alum to cancel
pentanes can be added by y Financial Advisor. - Issuer, generalpartner or sponsor estauted raker, depbyed on ray statement for informalene "'fling open orders
• Urrulited paiisfiotses thhltit data a evadable, if 40/, are sapplied to the Fin by the met, purposes rely. Positions and values presented are
ePnwed as-reeked gate:losses are calculated fa general panne- or sponsor and may be <ablated recorded by the issuing fens USS Franca' Servces is Primacy
exividual shyly lots the transaction data for based on deferent nformaton from that used by not responsbk for th. atomization and does not To obese a copy of our Current Client Privacy Make,
incevilal lots may or may not reelect commoticeo. 'NM polies to drive thee elleaned values guarantee its accuracy. these assets at not proeected please comet you, Financial Advisor or visit at web'se
charges motor security reorganirai Knew-nits - You can obtain addiiime information regarding by SSC or the Fenn's kAplemental SOK coverage. at eywwritte reeerriMuneinfu.
Dividend and other reavestrnint lots and systernaik the methodology used to &cermet the estimate of - LOS Financial Services is raae a bark. The RMA. Business
purchase lots ale each combeed to dispLw one value and the date of the Ho-mama that tithe • Revenue shoring and additional compensation. Seniors Account BSA and BMA are brokerage
averaged lot. The • trade date colmn presents the basis la the estimate by contacting your Frandul - n addition to commemon on sales end 120-I fees accoues vetch provide access to bank rig acmes and
aged transaction trade date Advisor. received n commaal with the derbuton of mutual products lerotigh areangemerds with affiliated barks
• Callable searkies Bond and preferred stock that - Thard party estimated tees may be reflected as funds to our <bents wo axle( our affiiaie worw and other tried-party bats, and provides access to
the inure cats for era redemption veil be selected 'Not andel' in several aunand when an revenue shareg payments from derineas ardor husaree rid armory products issued btu-aka-lied
impartial& by lot Iranamong at seasses of that indepeeders valuation km has not suppled a advisors of the mutual funds that we sell these third.party nataxe companies enough instance
he held n our name or nornnee nonefor Cu' unable to assign a vale, When we become aware worm are based on two different compomms; (A agency sabsidarm of U35 Finreal Services
clients Call tenter, Hcorulion n oblaned from third that a material event has °cored that may call a the .vmeart of sales by 1.85 of a partoular mutual - earestment insurance, and smarty products
panted Oil-er call Prewaudy reported vale into Question, ce when a ltrhl family to our dents, and 66 he asset vale of a — CDC issued • No ban,- guarantee May last value
r r. • • - rod ect *XL comae. value would be highly speculative doe to the nature Particular mutual fond faleVs shares held at the — USA. Resosce Management Accoune, Business
upon request. ol the seemly_ fern Services Account BSA. IRMA and International Resotsce
• Lc:tit-rates of detior.t (Ws). (Osage FDIC nsured - When neither an issue, general partner or sponsor - We and our affiliate also receive networkng and Man.:venni Actors' are registered service maks of
t:-.,..:. rt ....Al and accrued interest per est Meted valor nor a !hid-pony estimated rem is annbus Processing feel in tontockration for transfer 1.85 Financial Saracen Inc.
deposstor ard per depository instates. naccordaree ponaied, the vale of the security will be deferent aged services the we frost* to the mewl funds — viSA kerne:toted vackinade maned by Ursa
with FDIC Net. ken its cachet price. These fees greatly re paid from mentor assets n Mem:tonal Serce Association and used under
• Price/value Prices displayed for sharers and other - •Drsubutens to dale may nclude rerun of tie mutual find and are a faced lr amount based license The US$ Visa credit cards ad the LEIS Visa
products may be hgher or barer than the ace that capital name or both. an the rurrbe of accounts at the broker-dealer debit cad are Mad by 1.85 Sant USA with
you muld actually receive in the mete. Prices se - 'Original unit pre" represents the initial offering toking mutual funds of the lad fanny permission horn visa U S. A Incorporated All other
obtainedhorn ision tad pal, Sources which wee axe per unit and may not reflect you cost baser. - araietst to acennissians received in correction mad/marks. rendered trademarks, service marks and
blithe to be relable, be we do not guarantee esti - DPP and eseisted RER secrets arc rut freed on a with the sate or aserbuten of arnuity contracts and registered service maks are of their renew.
accuracy mite:nal securities exchange, arid are generally unit mestment trust unts to our clients. we ardor lorrOfires
- We generally use the closing price winee r avirbble ,pseud and even a they can be sold the price cur affiliate reeve revenue sharing compersaten
the mean of the bid and ad` prices for listed from nuny of the iltulItXt <cmpaliet underwriting ▪ Fisasdal Services Inc Rev 20I7II
SDNY_GM_00023605
CONFIDENTIAL
EFTA (H) 134225
EFTA01275996

Des Financial Services Inc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 July 2018
CNP700571918I 0718 VI 0
Account name: GHISLANE MAXWELL
Friendly account name: Incliu.CheckiCar
Account number
Your Financial Advisor.
SCOTT STACK MaNir YI P Catfilrl
Phon
Questions about your statement? Value of your account
Call your Financial Advisor or the
We, Re r i RMA-1000, on June 29!91 on July 31 (9)
accoun
Your assets 45,1 2a48 48,950.06
aoo
Ksit our website: Your liabilities 0.00
www.ubs.cornifinanciafsenaces
Value of your account $45,120.48 $48,950.06
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your woo umt growth
www.annuakreditreportcom. Tracking the value of your account during 2018
Value of your account
Thc t.r.anc;$ at year end 2017 $41,946.32
Net deposits end
?I 6 withdrawals $6,939.69
WAS MeStelleilt return:
439 41.9 49.0 Dividend and
interest income $64.05
Chance in
rnarkot yaw 40.00
Value of your &come
on Jul 31. 2018 $44950.06
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jun 2018 1J 2018
SDNY GM 00023606
Member SIPC CNP70009305719181 NPT000183378COCCO 0718 0305 •• Page 1 of 6
CONFIDENTIAL
EFTA_00 134226
EFTA01275997

*DUBS Resource Management Account Account name: Your Nnuncid Advisor-
Friendly account name: A 1 STACK MANLYLE CASRIEL
July 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 a) your account
• Cash and money balances may include
A Cash and money balances 48,950.06 100 00% Your current asset allocation
available cash balances, VBS Bank LISA deposit
B Cash alternatives 0.00 000% account, VBS FCC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances_ See the Important information
D Fixed income a co 0 00% about ;our statement on the last two pages of
this statement for data ks about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 548,950.06 100.00%
A
Value of your account S48,950.06
Eye on the markets
Percentage change
Index July 2018 Year to date
5.8iP 500 3.72% 6.47%
Russell 3000 3.32% 6.64%
MSC I - Europe, Australia & Far East 2.47% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.02% -1.59%
Interest rates on July 31, 2018
3-month Treasury bills: 2.03%
One-month LIBOR: 2.08%
CNP7COC600S719182 NPAX01$9378 CO033 OTIS 030575alpiy_Gtk000nage 2 of 6
CONFIDENTIAL
EFTA_00134227
EFTA01275998

Resource Management Account Account name: GHISLAINE MAXWELL Yourfinancial Adviser.
UBS Friendly account name- Ott STACKMANLYiErAsistEL
Account number.
Change in the value of your account Cash activity summary
July2OIS fir Year to date IS) See account activity tha month lot dela It Bdances in your Sweep Options are indudedI n the °penny and
dosing baances riot. FDIC insurance apitlitl to deposits at UBS Bank USA and ra bans participating in the
Opening account value $45,120.48 $41,946.32 UBS FDIC insured Deposit frogarn, n des not toy to deposits at UBS AG. 9ariord Bach of bank
Omits placed through the U85 inteinationa Deposit Account program SEC protection applies to money
market sweep fund hal:Logs tut not bank deposits See important information about your statement on the
Deposits, including investments lad two pages of thl dOCiament for cietan
transferred in 4,879.52 50,673.44
July 2018 (1) Year to date (1)
Withdrawals and fees,
Opening balances $45,120.48 $41,946.32
including investments transferred
cut -1,061.30 -43,733.75 Additions
Dividend and interest income 11.36 64.05 Deposits and other funds credited 4,879.52 50,673.44
dosing account value $48,950.06 $48,950.06 Dividend aid interest income 11.36 64.05
Total additions $4,890.88 $50,737.49
Dividend and interest income earned
Subtractions
Checks and bill payments -1,O51.30 -43,650.35
for purposes of INs Statement, taablity of unveil and Coldend income has been determined fionla US
ta RP:0ln) reradhr. Baud upon the residence of the account holder, account type, or piodixl type, Card payments 0.00 -83.40
sane haunt andor dvidend payments mar nor bo subject to United States (US) atria Puerto Pico (PR)
income tars The tient monthly statement .5 not intended to be used and carrot be retied upon for la Total subtractions 41,061.30 -$43,733.75
purposes. Clients should refer to the archretie to reporting forms they recent from MS annualy, such as
t a h p e p e C ic o a n tie n t 1 o 0 9 r 9 e p a o n r d ti n t g h e fo F rm or s m w s i 4 th 8 0 th , e fo U r S la I c n t r e e r p M o rt R in e g W in ilu fo e r m Se a n ti a o t n e . a e n t d is P t R h e p p e r r a r c y ti , c / e o o e f p a U r B o S r e to nt fi a le n d th in e Net cash flow $3,829.58 $7,003.74
such loans accurately clas9 f y caw:tem:8 aril a interest as to teen-pt or eatable ix*** Pleat consult yore
indydual tax preparer. Closing balances $48,950.06 $48,950.06
July 20I 8 f Year to date (S)
UBS Bank USA Deposit Account APY
Taxable interest 11.36 57.18
Total current year $1136 $57.18 Interest period Ain 7 - Jul 8
Prior year adjustment 0.00 6.87 Opening UBS Bank USA Deposit balance Jun 7 $45,711.55
Total dividend & interest $1136 $64.05
Closing UBS Bank USA Deposit balance 1u18 $48,950.06
Number of days in nterest period 32
Average daily balance $45,936.23
Interest earned $11.36
Annual percentage yield earned 0 28%
SDNY GM 00023608
CelP7C009305719183 NV7003103378 00003 CPI 8 0305 cow Page 3 of 6
CONFIDENTIAL
EFTA_00134228
EFTA01275999

*UBS Resource Management Account Account name: Your financial Advisor.
Friendly account name: ir • SC TT STArYMANYI Yr F CASRIFI
July 2O12 Account number:
My Choice Rewards Points from UBS
Rewards porn are reflected as of the 26th of tne month or the pro: bus ness of the 26th WI, on a
vbenend robe* Reward. point aannty details on be found on VAW4uttooptonlinestnixes
July 2018 Year to date
Opening balance 7,424 7,341
Points earned 17O 253
Closing balance 7,594 7,594
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the altemabve
investment objectives in important information about your statement at the end of this
document
Your retire objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
investment eligtbi'my consderaton - None selected
Your account instructions
• Vow account cost basis default closing method is FIFO, First In, First Out.
CNP703C0305719184 NP7003188378 00033 OM 030575004 •Iir—Gl'1-00023CRIIitta 4 of 6
CONFIDENTIAL
EFTA_00134229
EFTA01276000

Resource Management Account Account name: CHISLAINE MAXWELL Your %nand% Advisor:
UBS
Friendly account name: Ind's, ChecNCar SCOTT STACK MANLYLE CASRIEL
hily 2018 Account number.
Your assets
Some pnces, income and current vaues Shorrn may be approximate. AS a teak gam anellOsses may nal
be accurately reflected. Set miporUnt infourtebOn about your statement a the end of ths dxurnern for
more intornason.
Cash
Cash and money balances
Cub and money balances mal ind e avalkile cash balances, UBS Bank USA Brost account baances, UBS Bast USA and at UBS FDIC inured Program Rank deposit &Cant bases are Insured by the FDIC WPM
UBSIDIC Insured Progarn Bank Balances. UBS AG Stanford Stanch deposit account baanes and rroney applicable louts, but are not protected by SIK. U85 AG Stamford Branch deposit account blames ye not insured
matte mina fund sweep baances. by FCC and are not protected by 51K. Money market sweep balances are protected by SiPC but are rot insured by
the FCC
See the Important information about sour statement a the end of this dxtrnent for details about those
balances.
0j:caught's:ace Clovng Masse He per share Average Deddend Interest 0WS in
Hddng on bit Oa 0111U1 31 (I) on lul 31 (5) rate period period Cep tanOurn (5)
U3S BANK USA DEP ACCT 45.120.48 48.950.06 250.000.00
Your total assets
Percentage of Cost ESIMIaled Unrealized
nave on Jul 31 (5) yOur account bass fl) annual incense (S) gan or loss
Cash Cash ad money balances 48,950.06 100.00% 48.950.06
Total $48,950.06 100.00% $48,950.06
Account activity this month
Date Minty Description Amount (1)
Deposits and other fends credited Jul 2 Transfer FM VI 235750100 4,879.52
Total deposit and other foods credited 64279.52
Drie Actitity Dingriakin AVOW (S)
Dividend and interest income
Taxable interest Jul 9 Inte-e • UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0E/18 11.36
Total taxable interest $1136
Total dividend and interest income $11.36
f it nainly Drscupron ~Dull (S)
Bill payment Jul 3 Withdrawal ACH1NITHDRAWAL AMEX EPAYMENT -1,021.36
continued not me
SDNY GM 00023610
C Man:003005719185 NP7003193378 00003 071B 030579304 x000 Page 5 of 6
CONFIDENTIAL
EFIA_00134230
EFTA01276001

SUBS
Resource Management Account Account name: GHIS.LAIP/E MAXWELL YourIgnancial Advisor.
Friendly account n • ' here
IE.
Account number:
Account activity this month contnuecii
Date Actinty Description AmoLett (1)
BM payments (continued) Jul 5 Withdrawal ACM WITHDRAWAL UNTECHEALTHONE -39.94
Total bill payments 41,061.30
Gird !term for your Attendee:
The new UBS Visa Infinite credt card is here, packed with exclusire travel benefit, more rewards end more of what you lin, intlutling extraordinarily personalized service. All
stumingly<la:l in metal. Visit ubstorWeisainfinte or call us at 88&762.1232 to learn mole
himmurn Payment Cue Payment Due Dae Crell Inc Avalade Credit tine Outstanding balance
UBS Visa credit card(s)
payment information
for August 23, 2018 $35.00 Aug 23, 2018 135,00000 S34,82980 9170.20
This credl cad is enrolled in UBS Pay Cecil Cad feature and will automatically be paid (ran your eccount. Your payment is sthectged
for August 20, 2018
we prarde INS,nfonnalon on your UBS Visa credt card sdely as a courtesy to you The UBS visa (milt cad and account am ,cued Cy UBS Bank
uSe UBS Bank USA sends you the official staernent for this account and you shouldcwt.< your payment ac cord ng to their instructions.
We do not PLOW* your outstanding0.dt card taance in the !due of you account with UBS Finanda Seinen Inc_
Date AcIrvily Detail:41dt Amount (f)
Money balance activities Jen 29 Balance forward $45,120.48
Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,879.52
Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/18 -1,021.36
Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0918 -39.94
WI 9 Deposit LIDS BANK USA DEPOSIT ACCOUNT As OF 07/0918 11.36
Jul 31 Closing UPS Dank USA Deposit Account $08.950.06
The UBS Bank USA Deposit Account is your primary sweep coition
CNP7C00800$719186NP70C0188378 COC O3 0718 0305750( Y_GM_000236,19t 6 of 6
End of statement for account number VI 23
CONFIDENTIAL
EFTA_00B423 I
EFTA01276002

Important information about your statement
1.85 inmost Sewn ix. (the Firm ail.SS finrcial her Iran you en law than 60 drys Seer the Frm capacity. A tuf copy of the poky wording is available acme or menu and may rot keep pace with
Serving. is a mentor of all pri-cipal recurby, canna* two you the fat st moment on which the won or LOOn request. inflation.
and onern exchanges. UM inancialSenicis and 1.85 problem appeared • Moderato. Warp to accept Paler ride io pinctal rd
Ban USA re ndrect seksidaries of 1.65 AG and - *artery name ad accost number Of any) Nether the MK oneclion nor the avpiemental tolerate scene volatility to seek tight returns.
affiliates ol UB5 SecresttC. The f knisli-anclat — Dna& the error or the transfer you me unsure protection X0/ to: • Aggress4 t ! Wiling to accept high risk to precool and
statement n available upon request. The FEen's exaMna rote, mud titian as <kart as you can whyyou • Conan truncial assets controlled by end *lad n hap volatility to seek NO resins over time.
offices ar• at: believe a is an moor a mew you need mote your adore vela) but held away Iran 185 Financial • Invetount Eimearty Consdentran: d selected. a
Hormaton. Services. For nuntlecertain 0) insurance products. portion of the por *do fa that account may include
IRS Fria-real Services roc. — Ronde the dolor arnant of the suspected error. rcluding variable a-nuities. and (it saes of mutual complex strategies lined liquidity and greater
1200 Hatbox Boulevard funds registered in the name of the accuse holder on mortality.
*revoke* NI 07086 The Finn or Card bsuer vii investigate you complaint the books of the Issuer or Vase agent
and wit correct env new pram*. For alleged moon • kwesemmt contracts ce nveseman Monts fe.g, Statement 'householder
• T E hi S s F Se ru a n te c m ia th l e S r e e m r m es e e s ' n o ts n t t h o e & o n O ly th o e f r f i r c e ia co l r r e d c s o i r n d e o p f y t ou m em er o e t i t n h g a n U 1 M 0 b V u o s a h o e d s e s b da t y c s a t d o I d ra o - t n h a is d , w ir e & w o i f l w l c e re t d a o k e n lim ot i t r e e d g i p s a te rt r n e e d r s u h n i d p e s r a t n h d e r S iv eo e r n iti e p s la A ce c m t o e f n 1 ts 9 ) 3 h 3 a ; t are W the e m sa a n y e c o a n dd so re li s d s a i t n e t r h e r e s l a a n te e d e a n c v c e o lo u p n e t . s e ta 9 t . e b m ec e a n u t s w e ith
official lac dosurient centering contliang data should your rot:unite the amount you Ihnk is in time, so that • tamed** cenracts (e.g. foreign ...dump and they hare ohnens who also maintain tin account
not be relied won II you beim* thee is an era or you vat have the use of the money doing the tint it preciousmetal toner/rig, including futures *roach relationshps web other diens at the sane address. If
omission plea* report n arnedaSely n mint to the takes us to complete as imistegation. and oorremodity opine (intents; and you prefer to revere inclimdual statements mailed n
Brands Manager of the office serving pas account. • Deposit accents except certificates of deposil) at LEG snw dr ermel0044. you maydonne hotneholdrg by
Please make all checks payable to the Fem or the Ban USA, UM AG U.S. bathes and bras re the call g yar Financial Advisor
Although algae. shown re ntended to be accost., InInCJIneteuticn notated on the van of this FDIC Inured Deposit Program.
s st o at k e * m o e n n y t d o a re a n s d ho I u s ld f n o o rm t b s e . b u e s e . d F f o o n r n t a 1 r 0 p 9 u 9 r . p 5 o 1 s 9 e 3 s . Het m sta a t y e b m e e A nt b j I e n c a t d to di m tion in to io re n g s ul * a r f e a e cc . o c u h n a t r g le e e s s f o * r n bo u le n s n T o he t a S p IP p C ly p t r o o t t e he c s ti e o n a s m se id ts t i h n e n se o t f t t l h e e /m y o e t a he d r O wi n se e a id p a pe s a d r o F th r e ie F n r d ie ly n d * l c y o *c a a c n t n e a r m u e n e is a ortainceable -rickrurne
r 1 e 0 a 4 u 2 r 5 e . d e b tc y ) n la r w he to np r r t e o p n a i m to g t y ie ou R r S la a x re tr t a ur b n l . e T & he W fa en n d i & s p s a m ym ar e t n s t k n r c s a w sh e a e c t c ie o p rd ur s c h A a c s c e o s u a n n ts d t c h h a a t r a g r e e s P fo a r n u d n e s r a e i d d * o e n r x e te : r s n la a tie l p n r s o i t t e s. c t T io h n e d W o C no p t r p o r t o e te d c io t n a r ga d in s th t c e h anges h ch a o s s r e o n l b e y g a y l o e u f f t e o c t a o ss n is y t o y u o r u a w c i c lh o a u n nt a i r s r n e o c o M r e d n t d re ed g t o
renal* raw unable dividends and treble interest to other instauton may be subject to a vender fee. n the market yak* of your inusthwnts (*tether as a reeled any strategy. prodxt recarmrdation.
O c sh a n u n a r e e le d ie o t s r n . a n s s i a tu c / t t io ie n s , h r e d ld c it o y n o b u a s a t t o m n c " e r n ta e i t n p o ro w ce n e rd ds L UB e S o S f w te o n o o p p O t p ic ti * o f n o s e smear/gnash balances to ban r o e t s h u m e a o i f s m t) arket movement issuer brokeuptcy a / T w he an a rm y n I e n t n a a t n n s d o d a b i l s / r r e n in s o a e t l a e o s I r s c r a o id n m a sm * w o it i r e l l g t a u o r a 6 r a O a c P n h e t i e e e e v te e t l d h w . e A r i l w t l p e as a s k
deposit account at non-edited banks and Melded Dividend Roinvortawit Program (DRIP) irmearnents Moho the risk of bss, indudrig the risk of
Genvomintions with the Pier banks and money mane moral Inds (Money Funds). The once reflected is an average act You may obtan loss of the eerie kwestment. You can <hinge your
• Pleasereconfirm any oral cornruntatiom in voting Deposit Kant at UM Bark USA a/Mr.:nominated the act ig price from you Flea% l Advisor. Cent *tole friendly scan names through Online Services a by
et:anther protect yourrirts. incite:Fru your eras banks partkipaing it die UBS FPCthstred Deposit than No purchased undo DRIP, panel sham wide» centring nixPi-uncial Anna.
under the Securities **sloe Protection Ad (WA) Program are FDIC onsured n accsniaxewth FDK rules sold and the cash wit be deposited in yOur &Merit The
• o If f t h th e is fi n s a ta n te c m ia e l n nt a i t s a n t o io t ( n 8 o $ n F t m h e a to i p n l e S t e t o vr f e th s e , L f E ro G n t F a o cc r o m u o n r t e s N in f 1 o . r 8 m 5 a A ti G on S , p t l r e i a a se e v R ise a b n o h nn a y n f& d s g ho r e . s D of e pose P di P vi P d e h d o r n n e t m he e m se a s k * e * a o t r e e a as p r p i l n ie d d s b t y h e th p e a 'M t.* a s r h m ar a e y d • A c V oo a t b o e s t o m f p i u n t i e m cc oontraorttofo. Net of assets and
financial Senint aria yxr anca.nt as clearing Moneyfends are rod inured by the ENC. are sold IiabdsieF
taker by arrangement wain the *rated imitators • Assets *Wm available cash balances, values for
• o o s A t w h p f o s e e e a d u n i i e n n y s e s o e c d c e n n s r r t b h r r i a o i e c i e s r d i t d a a n O l y c o g o ° c c d b m u u a r e s t o o e i e k n f a d . e t c k h r h r c , ° i o s a M t u t h n n o n T i e d s t b h t y v a a o f o g a n b t r u h s o a e t n c e n f r i y s m r u t e m h a e e n r t s l n W - m S t l s o h a , e e r y k d n w e o s y u a s o a e r u a n e r u n d s c d o t r d o t B U s A w h c i P a ll c i o r o n o e d n u n s d n y a a e e o v r p o u e P o n r r p s , o n i r a t t e o s e n w t s a e d t e m c s o s t h e t n r a , d o ' b m b t a b s p y l e a o r l S n o o f c t w I a e e K . s c M . t i e S n o d e n t e h b e e y y "U h b S B a S r S C r d F * . m m d M e a a p o r y o n t b i s e a e i y t l s S F m e io a n r y d s e b s e m a O e r C a n n a a g t o l a d y n / t i t l h v W e e e e i d r n p v s I t N d e o i l n i k o * c a e e l u U e . p o a M t a r h r i S e a n w c g m F c l a e a r o g o p y n e t b e n y a e e c a n y h l s l i , e e m a a l t r d h e d a e i s n m r c u y r s l e t e o d o d l e u l i f t p t a e a y a r c & r m r c e s o O i r n u s e w n le c d t i . t a n b s I y n f p a y a u t t o r u ro a n re l r b p a e t e w r m y t i s h v e t t e a h r e a r i t e c n e k t a F e P e t d i a m d e e O m o n . o ' n M t D a o / t a M n h o h r e s a I n o l K p ( o p n e r t i o m u t i o o ) f w r , a n a . e r s n a k s c d n e t d e t a t * d G a n n s l u e o t d n o n b s p c a t / k n y l s c T e o t e a a i p n d t h e e a s m n t e D m e e c e n u t p a t s n o n p t s d e g it n l s a o , s d h s s e e , l d l o s r
• • • • F n m r R o c T r h P P A f E t i W e t i h e o o o a T r l . i a n l e f O e e n m c r e l r l t t d M a e i a d o o a i a . U l e T n f s e c ' s d s s t P B y m o s h e T S d t t e o - e t u a n o e < o a d f r ( e o b . r o n x d m d a s n : e s l f i ' j r s f a n e e C i 7 o t o S S r e e a o e m * s y m c r 6 f e e d n s a v n a n f n t r e t a 6 a e t i e r v h . t c i l o s c k A d n o a r i U N d 8 2 e r c u e ( r y e n s o s s e d 0 0 E e t n r s e . h t o s u s m s 0 1 o t F o i w C o o a 0 I g i s . . r T i c r m x x i 3 l n n 3 a 7 h t o l l n g / a a a b 5 C 5 l 0 . b F e u s . l l s s t , l b e 4 7 8 e 8 r e r 0 e 0 c D C o i - 1 t m 6 . c s 4 d y e o 1 9 3 l r 0 t o a p , l e , A i e e i . 1 . e 0 n M e 0 f y a m e 3 w r n r - n p 0 g . 7 n 0 y a 6 m 5 t e p s 3 o m o t 6 u w 1 N w 0 n e l R . r a n 7 a d 2 e 8 7 d i i i e t i - b t e 0 n R n : n 0 i i h h 1 c n l 0 t o t a 9 n s 8 M i i w 0 o 0 / a n a u t n 8 7 t i s A 0 o o o m t A 6 6 . a 3 B r i R n 0 h a U 0 n . t o 0 p s i i M n M l P n n 2 v f o d g D d * e S g A 0 . d r f u a e a l r l e e 1 c y t w V , o y o i S o r c s l h 6 . s t m e r o 3 . t g e r e e L i I r a t i d s h 5 o E s r e m W f A t v t 2 t n G f t a e s O t d l o o i 1 e o o c r e c m P . 6 o t n U t . b h o 9 r M t i , e w M * t 9 r a n s F U r a C a a C o c r l d 3 T T w i e u n a i r m u h h f a r B c o u y c e e e b d E n p i r o t S m s n a k p l s y s F F h e a d e r u s u N o y m i i n c e a c s n n t r s g r f b n a e a p ' t o n n c e e S s c l . a s p p t l , d r i d c r i i c a o n T n l a s t c b y c o a o y s n g a h c f a a a e t g c a r u l i m n ( s o 8 a r m u n e ' b o M p h d s n 0 l s t l a m n ) p r e h S e t e . 0 t C w d d k h o e e t t 7 w n w m m i o p . e ) e r d r 6 , t i o e , l w e t e o p a a o 7 a w y o a p n r r l . i p u e n l o $ b e p t 1 r t o e h n a t n c o o a 5 s s 0 f c l e c l u c d t i t 0 0 t a h t g M s e a a e t h r s 3 0 c b p a d p r a e t y . 0 . c t a t r h s l v a e e f o 0 S o t b a r r e n i s h t < e o n 0 r u t e e r o a n b e t m t n y c a ( a i u c n e b n a S o t f t n h s n n f d l y p I c i u e t . P u l t e o i s i s k r y e a T h C r s u o d . i e t d t w s e o h c r u e t a i e t l a l o e e F n d W s o d s n l m m e , s c i s g l n e g i h e y , e p t n a a c i a o i a t $ s . o s o n a t p a ; t u s t 7 i n p o n c v b i r c r 5 p o a i o t e n u b a e e e l i 0 r l t s s n P l y m u e r y t A t o 0 w n o r u c p t s o o d 0 r l a t n o . n t i v e 0 u o l e d n e e i s n c e t a e s o o t r s ' i r l r o n I • O O e d • • P i t n n h a l o e v r P e v A A A e M c o g g d a m e h s e p r f s c e i n i o r o O o c e * p t a h e r a n u r w a c r l r a o d i u l r e e m M c r o l t s n t m r d c o r m h r a n a e i t i • a . e s u v a e : o c C G C n k l n o r t t t h a f * i . e b a t o , g o o I a r w t l a j n n p n o h e e n b n t a n i : f h e e c d g t j o b n e a d k t i e e l n I b n n i g t r c a v n m A t o R c i j t a r e t n e a / o i u o a s n a s s v o n c t m y p w l . y o e e o t o m r o i n r e s n m a F t v v o r h c u t o o n a o o h i n i o a M n r a n y a e f f . f i e g e l W s n r n b r y I p a o n i a . d t e t s m c r h v r * n e i t r e h n e e w a e i c e s i c s a n n s i k e k k n a i t c p t w m i e t l m n w p c h a s n e e g e o r r e l e t s o . n n i b u y u t n o g f t i d n o o i a n s t n l e t e C t C u g t e W n h h o n s a e o b e a n t t p e r h e f l j s c d a e o l e a i p e t , r s c s r i e t g t o y y i o ) o e v o n e k t u n r u r h o i w t : n t e f s g a t t o io n F L l • • T N n n u a c s T A o w s h o h o n a e o g o a e a i i C w t d t e r n n s b s i n * e a s e a a n o t . c w b s e a W b e e p n s c k a m i a e g c b y a o s l f b T y l a r d r o l n r a e o e a r e e i r b l a t e d n n l m i f e T g d t a s d n t o c t s a h e C i t u n o t e n f o h o H t r d H o c l o d e s e * e s e e r e e , r n i b d y l s e k w t a & a e m p a y . d & f a e l r o , d r d m i u f b a e a n t o n r s t i e e s t e o s a r f a t h m d e i d i e t a n s d d , m t o o h s r i s i e o r s o a n c n e d * t e t . a v c o n U e r ° i a c s A t h r o n d e h b e y 8 b - e c u g c m e T i t o S p * r s t a h t r n o a a e e b b o b b e S a r t t y e a a h a a n a v o t C a o l l l m l l a l e a a t n a a f t b i o y t l n n c e n n t e b f e n e le c c i l c c i n m a m i m e t t n e e n e e t t s r a a s s e p s s i a a s i c R m n , r s n a i y o n a k o t s n t n e a e d e e r n l c o n d i l t a t o s s t m t a n f y d h . m f u s t t o t o f C h e e e < i r i e u o l u u s e r , r i l G r a o e e / m r t n n a F u ° s t d a d e o e c i a p h i i v p i e n n n t m l d c l a e r t m e g P i k a ; i o t a r l r s r m c a i m v n a a n s o a t a b n i l c d a d t d a c l l d t u e y a e r i c e g . s n e . i n s
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receipt The Fim a Card Ester (as rPtcable) must aggregatefor ad your accounts held n a particular
SDNY_GM_00023612
CONFIDENTIAL
EFTA_00134232
EFTA01276003

Important information about your statement
(00ribilued)
Your assets - Certain poseions may appear without a price rd restricted Oak Ws poposes of the statement eq. TO funding for tednolopy developtr ent. wanng are
Your aseerrere Mendes *scathes and other assets held will OICHI Of 'eke was not amiable • if we re the extent that remitted locates mange& la sal, ter aten.
n the accoinl at the end of the Statement period. You unable to &Ian a price for a steady the value retried may be abstantialk lea than the - Our &Mee also merit trading ccermiseons and
may ask for delivery of lay Paid securities al any tiro. - Deposits a teru rd'eS denominated inlunettes ivessad value shoves other compensation frommutual funds and nswa'ce
You ma/ receive '<sullies used as loan co/teere alter other thin U.S dollars are reflected at the exhale" carmines whose products we &setae.
poring any &Ince Ow on them. Any securities rate as of the statement date. • en. (sstinitsd) hams. current yields and rates - We ream an small,* Iran 1,85 Balk USA rd
trinderred to the sms doing the warimmt peed are - Fa certain sautes raring in nonconforming An est mate of anal imam is bated on ottani 1.2S AG Stamford Birch of iso to S25 per account
Wed at market value as of the end of the stab:mat denommations, price and purely (lace ate) may &Mind and keno rates, attuning the securities will sweeping to the banks under the LES Ban Swab
period have been adjusted so facilitate prover varuxicn. be held for an yea from statement date or cad Presents
• Con basis ka seasoning the cost bows of the To cbian careen quotations. Moen eyelet*. contact maturity. This estimate is oink a guideline; accuracy
sect-ries included n Ihis it/gallant where indicated your Fnarcal Admit. and continued interne are riot guaranteed. Activity
with the number USS Fin/rein Services has relied — Estnuted anal Mane and talent yield la Inforrnaton egirdng CatimeSiten and aim charges
en information (Maimed from sources other than UBS • Privets invest:mole and structured products. oaten types of secunies could inclide a ream of incurred in <own ion with the execution of wades.
Fearthal Services. rcluding Hann& Iran none, Private investment smarties (ixI sding dress Dalton or metal gains in which case the est ixteng option transactions has been &tided on
lies or that you may have pRovided yam Finarcol patsipalM prayers and real estate investment trust income (andcurrent red) would be overstated. oedematous previously leashed to you, and wdl be
Aden. The Firm does as independently vedy securities) and structeed vadat, are generaly — Estimated snail mane re current yield end the provided to tth preineek on reopen
guarantee the rosary valdity of any inf cannon thowid Celan steamed peones hive not been actual axon, and ;old mete be lower a higher
aoudad by sources other than 1.3S Financial Sennn revered with the Securities and Exchange than the winged aftxras Short telling
addlion, although U35 Fnincel Seams gineralk Commission a under any gate securities laws. We — An nitrate of a-nuakted income (dividend andor if pa are engaged ri short selling a Wray, you may
iodates the nIcematien as it is received the fern ;sondees:noted vetoes for pewee nvestrierd intent) decked by the anent mate incur a charge due to certain barceerg costs fix that
des not prank any antrarCeS that the ihnfio,r'm atecri securities and swatJed products for nliernease vabeaverage balance a based on the last dividend parkas seamy.
under 'Cost basis' rd `11rrealCed girl is papaws only Accuracy is not guaranteed or 'Morro payment made by the issuer and
rotate as in the dote of this statement. As suCh. - These calms may differ substantiaPy from prices, if rare the lecisirieSamoscs w,ll be held for one Open ordsw
please do no< rely in this Hormonal to make soy. al which a private MectrYS1 tensity a year loan the 5:aliment date or until matcray• Regaideg open or 'emod-lit-cancetled' orders that
purchase Of sale decisions, fat la( psposes structured product may be bc.4nt or sold and do Accuracy and continued yield are not guars teed were not executed by the statement date, open buy and
otherwise. Accounts tra-nlened to Owing may no, nealwilr rbremmt the value you may receive sal stop orders re reared by the moat of dividends
refire grebe Hamlin only fir the periods coon licuidation. • Assets not held by MP:sande Services. Certain or ritits an an ex-divided, co- recital date unless
titre they re head at Ihe Fan More RiRtorical - Third party 41101WPS of ate re as deacon assets an not hold by the Finn and not within the instructed end remise by ya.s. You are respcnsble fa
enemas., can be added by you* Enamel Advisor. date and am applied to OBS Fran: al Services on a Fmn's possession or control. These assets are orders that are executed due toms lalure to cancel
• Uresalited gains/losses. Viten data a availabk, regular base by an iridependert vitiation line. debited or your statement for ntorrrotorol metro open ado.
'emoted attended gerelosses are <Wailed for - Issues, general partner or sponsor estimated vabes. purposes orgy. Positions asd values presented are
tensity lots The transaction data for any, re supplied to the Fiat by the mar, mewled by the swig fern UBS Franca' &ewes is Privaay
thividual lots may or may no reflect ccrrmissions. general panne. or sponsor and may be calculated not responsble for this infa mn en and does not To obtain a copy of Ca current Client Privacy Notice.
charges axiom *catty reap-neon cents. based on deferent reformation from that used by guarantee its accukty. These asses as rot weeded please contact yea Financial donor avid cut website
Dedend and other retirement lots and systenate FM parties to &nee thew estimated totes. by SRC or the fan's supvlementalSITC coverage. at www commener rooky.
pathos. lots are each combined to display an - You can obtain additions' ',Memnon reloading - 18$ Financial Services is not a bank. The RIM. Business
averaged lot 71-* 'Trade dale' colmn pawn's the the method: used to determine the estimate or • Revenue Swing and additional compensatien. Seven Account BSA and IRMA we brot nage
angisal transacnon trade dale. value and the date of the Warne:on that is the - h adduce', to commissions en ales and 12 b. I toes accounts which provide access tole-MN seines and
• Callable, securities Bonds and preferred stock that basis la the estimate try contacting your fin ncul received n connect en with the &veinal of mutual products trout, arancenwsts with affiimed barks
the issuer cats tor early laden :don mil be selected Admin. funds to ea clients we anclor our affiliate rectors and other thidiperty banks, and provides access to
irparbally by lot Iran ansarlg al Seastes of that - Thid party ostenated valres my be 'elected at revenue sharing payments born dewbeers ...info maraca rod annuity trains issued by aislea imed
issue held our Cr nominee name for oat 'Not priced' in several shoal:ono, when an admen of the muwal fink that we sell These thinpany encrare• companies Moat irriennc•
clients Call team Hormalon is obtained &OM third independent valuation len has not ROPled en s anouns re bated cri two d f ferent corroanents: nary ubsicluens cA uesFiNnval Sent Inc.
parties and es accuracy is not giaranthed. Other call viable to assign a vat*, Men we become aware the ambit of sales by 1.8$ of emnon, radius' — Mesmer, nuance, and annuity products
lenses may eat which owe elect )rreld. complete that a menial event has caused that may call a lad family to our chests, and t0 the asset wan of a — Not FDIC Hued • No bank guarantee. May lose yaks
'Hammon will be provided upon request previous," ripened value iro question or Akan a punctilio' minus' fund fangs shies held at the ▪ tmA tescene Management Account. Business
• Certificates of &posit (CDs). CDs are FDIC inured value would be highly speculative die to the nature nn Services Account BSA, IRMA and international Resource
to to 5293,000 in pincipal and robed interest per ol the smutty - We and or affiliate also receive networt Co and Managentat Account are registered service marks of
depose," and pre depository 'reaction. I-taco:Mance - When neither an issue, general pother or stoma Ornribt6 processing Sees in consickramn wander 1.8$ Financial Services Ix.
mesas 10K ruses. estimted value nor a chid-party esteemed vaLie is agent sewn that we provide to the monde funds — viSA is a regiend trademark owned by Vaa
• Price/value PrCeS &Sark, Or 1.0.0dies and other provided, the yaks ol the cavity will be different These lees genially are pad from investor 'Wets n International Service Association and used under
products may be higher or lower than the price that from its purchase pee. the moue turd and are a fued dolly amount bawd Rena The URS Visa crude cads and the 1.8$ Vita
you would actually receive il the Mattt. tikes re - terbut ens to dale. may Mal* upland on the rarber ol acccutts at the braierdealer alt cards re issued by 1135 Bank LISA with
obtained iron various 'had piny sources rondo we capital means or bah. holding mutual lads of that fund family Permisrion Iran Visa U S.A Incorporated All other
&See to be 'Sable, but we dons guarantee thei - • Original unit We' represents the maul altering - aSdnat to cemvoissions received in connKhon weakened,. regretted trademarks, service mass and
accuracy price pas at and mw not reflect )Ois cost base with the sate a denbuten of tenuity contracts red relented 'erre marks are of their respective
- We generally use the closing price when available a - OPP and waisted REF smite ace not hied en a unit Meltment het unto to our cloak we ardor conthams
the mean of the bid and ask prices for tried rational securities exchange. and ate generally at affiliate receive rewrote Sharing rorrpansatcn
secedes and omens or only bid aces for OTC Spud and even it they can be sold the mice Iranmiry of the m, uneven' mg WS Relented Sortie's Inc Rev. 201807
smarms reeved may be less tan the per share reheated the arruity ca tractor affiliates of tine nsurance
- Less activek waded mashes maybe prod Leto a value provided n the account statement commares or sponsors d the unit eivestrnera bum
valualcn modal or the most recent price we we &Oboe
&dared and may rot ref let an actual market pie • Rserictsd societies. Restricted securities &neat, h ad:Minto canmshons received from the
or cabs are not °nay eligtik for panic sale. UM Frontal pechase end sak of NenShires fulls we odoroar
Seven uses the market price of the inewided stock Ada* receive an assebbined reveres sharing
• the same Mier as an inthuted vats for the paymore fromMeg-a& distobacet, as well as
SDNY_GM_00023613
CONFIDENTIAL
EFTA_00 134233
EFTA01276004

IJBS Fmancsal Services etc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York NY 10171.0002 August 2018
CNP70056798470818xl Yt 0
HI$LANE MAXWELI
Account name GH1SLANE MAXWELL
Friendly account name: Incliv.CheckiCar
Account nu mbe
Your financial Advisor:
SCOTT STACK MANIAS CACRIEL
Phonel
Questions about your statement? Value of your account
Call /0-Jr Elf-Lancia AdvJsor Or Ile
RMA R courr ine t ROO-RMA-I000, on July 31 (3) on August 31 (S)
accou
Your assets 48,950.06 46,709.56
IAA our website: Your liabilities 0.00 0.00
www.ubscorn: finarraa.se:vices
Value of your account $48.950.06 $46,709.56
Items for your attention
• Help protect yourself from haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
renew. annuakreditrepostcom. Tracking the value of your account during 2018
Value of your account
5 the Lr:;3I1CS at year end 2017 $41.946.32
Net deposits and
)16 withdrawals $4,687.62
Your ovestinesit return
439 4,,190 0 4 . 90 a mmas 461 Dividend and
interest income 575.62
Change in
market value $0.00
1.9
Value of your &come
on Aug 31. 3015 344709.56
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jul 7018 Auq 2018
SONY GM 00023614
Member SIPC cenocceooscieseiNnocole37sicooco tele 030575004 mow Page 1 of 6
CONFIDENTIAL
EFTA_00 134234
EFTA01276005

4CaUBS Resource Management Account Account name: Your ig Bendel Advisor-
Friendly account name- Ir 1 SCOTT STACK MANLYLE CASRIEL
August 2018 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
A Cash and money balances 46,709.56 100.00% Your current asset allocation • Cash and money balances may include
available cash balances, 095 Bank LISA deposit
B Cash alternatives 0.00 0.00% account, VBS MK insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0 00% about your statement on the last two pages of
this statement for detaks about those balances.
E Non-traditional
Total assets 546,709.56 100.00%
A
Value of your account $46,709.56
Eye on the markets
Percentage change
Index August 2018 Year to date
S&P 500 3.26% 9.94%
Russell 3000 3.51% 10.39%
MSC I - Europe, Australia & Far East -1.92% -1.87%
Barclays Capital U.S. Aggregate Bond Index 0.64% -0.96%
Interest rates on August 31, 2018
3-month Treasury bills: 2.03%
One-month LIBOR: 2.11%
CM' 703C0005679848 NP7OCO I 89757 CO033 0818 03057a 0tiell&GM_000236,159e 2 of 6
CONFIDENTIAL
EFTA_00134235
EFTA01276006

Resource Management Account Account name: GHISLAINE MAXWELL Your ri nandal Advisor:
*LIDS Friendly account name:Indiy Checkkar SCOTT STACKMAN/LYLE CASRIEL
:r
Account number.
Change in the value of your account Cash activity summary
August 20'8 (Si Year to date (I) See account activity the month ECK detail &dances In your sweep opu ons ate inducedin the opening and
closing balances I'll or. FDIC inswance appliet to &pails at UBS Bank USA and al banks patticipating in 1h e
Opening account value $48,950.06 $41,946.32 UBS FDIC insured Deposit Program. a does not dopy to deposits at UBS AG. stanfoto &arch. SIPC
protection applies to money market sweep turd holdings but rot bare deposits Sae Important information
Deposits, including investments about your statement on the tat bin oars d this document for &la's
transferred in 1,049.94 51,723.38 August 2018(S) Year to date (S)
Withdrawals and fees, Opening balances $48,950.06 $41,946.32
including investments transferred
Additions
out -3,302.01 -47,035.76
Deposits and other funds credited 1,049 94 51,723.38
Dividend and interest income 11.57 75.62
Dividend and interest income 11.57 75.62
Closing account value $46,709.56 $46,709.56
Total additions $1,061.51 $51,799.00
Dividend and interest income earned Subtractions
Checks and bill payments -3,13181 -46,782.16
rot purposes of this statement, tatablty Of 'fittest and drOdend income has been detennined fide' a US Card payments -170.20 -253.60
tin lePolting perspective. Based upon the residence of the account holder. account type. or product type,
sane interest ardor dvidend payments mai not be subject to United Stan (US) ardor Puerto Rico (PR) Total subtractions -$3,302.01 -$47,035.76
Income tan The dent moral* statement is not intended to be used and cannot be feted upon for tar
purposes. clients should refer to the aPCIK8Cie to tenoning forms they recent from UBS annualy, such as
Net cash flow -$2,240.50 $4,763.24
the foam 1099 and the Forms 493, for la reporting information is the practice of UBS to file the
appicaue to reporting forms yritn the US interAM Revenue Service and PR Treasury Department and in
sigh forMs accutatety clasIfy chidends SCPCr Interest as exempt or UPS* 'MCA)! PBS!' consult your Closing balances $46,709.56 $46,709.56
inixdual tax prepare:
August 2018(3) Year to date IS) UBS Bank USA Deposit Account APY
Taxable interest 11.57 68.75
Interest period Jul 9 - Aug 6
Total current year $11.57 $68.75
Opening UBS Bank USA Deposrt balance Jul 9 $48,950.06
Prior year adjustment 0.00 6.87
Closing UBS Bank USA Deposit balance Aug 6 847,381.68
Total dividend & interest $11.57 $75.62
Number of days in nterest period 29
Average daily ba lance $48,768.34
interest earned 811 57
Annual percentage yield earned 030%
SDNY GM 00023616
C WM003005679849 NP70031$3757 000O3 0818 03057 90C 000 hq ;)( 6
CONFIDENTIAL
EFTA_00134236
EFTA01276007

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Knenciel Advisor.
Friendly account n • ' SC TT STArKMANYI VI F CASRIFI
August 2018 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th d the month or the prof business day' if the 26th fats on a
weekend holiday Renard- point activw details on lot fount] on WNW utuxonvonlinestnexes
August 2018 tear to date
Opening balance 7,594 7,341
Points earned 0 253
Closing balance 7,594 7,594
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary. • Aggressive
Investment eliglbir ty consderat:on - None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out.
CHM:00056798W NP7000188757 C0003 0818 030575004nailiY_GM_000236/49. 4 of 6
CONFIDENTIAL
EFTA_00134237
EFTA01276008

Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor:
*UBS Friendly account name:IncIn, ChecklCar SCOTT STACK MANYM£ CASRIEL
August 2018 Account number-
Your assets
Some pnces, income and current nitre shoran may to apple:Ornate. AS a resin. gains andlosses ma/ 1101
be ictoately reflected. Set mportant info/maroon atiout your statement a the end of ths etcumem fOr
more Information.
Cash
Cash and money balances
Cash and nionly balances ma/ trod nth avalarle cash balances, UBS Bank USA depost account balances, U85 Bank USA and 81 WISED< knitted Procyan Balk deposit a'ccount tie-its are insured the FDIC wllhln
UBS ECK insured Progarn Sank &lances, UBS AG Stanford Branch &posit account bamces and money Donut.* loans, bul are not protected by SIPC. UBS AG Stanford Blanch deposit account balances me not insured
mike muluel fund sweep balances. by FCC and are not protected by 51K. Money market sweep balances are Ixolected by SIPC but at rot insured by
the FCC
See the important informetion eisouocui statement at the end of this document for detain about those
biances.
owing pumice Closing Cadence Price per share Average DrilOena Interest COO n
Ncldng on Aug 1 (1) on Aug 31 fa) on Aug 31 (I) rate pelted period Cep amount (S)
UBS BANK USA DEP ACCT 48,950.06 46,709.56 250,000.00
Your total assets
Percentage of Cost EibiTidled unrealized
value on Aug 31 (5) your account bass (5) annual inctrne (5) pan or loss (S)
Cash Cash and money balances 46,709.56 100.00% 46,709.56
Total $46,709.56 100.00% $46,709.56
Account activity this month
Dale Des( Ion Amount (5)
Deposits and other fonds credited Aug 1 Transfer 1,049.94
Total deposits end other fun s ue u a $1,049.94
Die iciiity Deucalion Amount CS)
Dividend and interest income
Taxable interest Aug 7 Interest U85 BAN la USA DEPOSIT ACCOUNT AS OF Oa Ce 18 11.57
Total taxable interest 911.57
Total dividend and interest income $11$7
Dale AclInly Description Amon if/
Bill payments Aug 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.589.95
continued next page
SONY GM 00023618
CHP7COCE005679851 NV7003183757 00033 0818 030579001= 100000 Page S of 6
CONFIDENTIAL
EF1'A_00134238
EFTA01276009

*UBS Resource Management Account Account name: GHISLAINE MAXWELL. Your 15 mutt' Advisor,
Friendly account n • indiu r h4eWr a. SCOTT STACK MAAY LYLE CASRIEL
August 201 8 Account number
Account activity this month xcontnueva
Date Actnety Descnplion Account (S)
Bill payment (continued) Aug 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94
Aug 9 Withdrawal ACH WITHDRAWAL Saks Retail -501.92
Total bill payments 43.131.81
Card kerns for your Attention:
The new U8S Visa tnfinite neck card is here, packed with exclusive travel benefits, more rewards and more of what siou love, ncluding extraardinarite personalized service. All
stunningly clad in metal. Visit ubscomnisainfinite or call us at 888-762-1232 to learn mare
Dal< Description Amount If)
Card payments Aug 20 CREDIT CARD PAYMENT -170.20
Total card payments 4170.20
mint's" Payment Due Payment Due Pate Credl tine Avalatle Credt Line Outstanding tdance
UBS Visa credit cards)
payment information
10.00 535,00000 $35,030 00 10.00
This <redt cad is endled in u BS Pay frail Cad feature and will autanatcaty be paid from your account Your payment is scheduled
for september 20. 2018
We oral& thisinformation on your UBS Visa credt cards witty as a courtesy to you The U85 Visa credt cad and account are rssuedty UBS Bank
LISA UBS Bank USA sends you the off 'Oa statenent fa this account and you should crake your payment ac cord ng to their no on ens.
We donotinclude your Oulstading <refit cant tniance in the value d you account with UBS Financid Senines Irk
Date Activity Oestrous Amount (S)
Money balance activities Ail 31 Balance forward 548.950.06
Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,049.94
Aug 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08)03/18 -2.629.89
Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OE 02106/18 11.57
Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06109118 -501.92
Aug 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Cer20/18 -170.20
Aug 31 Closing UBS Bank USA Dolmen Account 546,709.56
The UBS Sant USA Der09t AccOunt Is your primary sweep option
CeleTODOE0056798S2 mez0C0i88757 00033 0818 0305750 Y_CIM_00023~ 6 of 6
End of statement for account number yt 2
CONFIDENTIAL
EFTA_00134239
EFTA01276010

Important information about your statement
1.85 inertial Sewn ex. (the firma UBS Finstial her Iran you en law than 60 days after the inn Capacity. Alta copy of the porky vxrdeg is available Wont or rant and may not keep pace with
Strokes). is a mentor of all pricipal °away, ccenrrodity rent you the fht st aliment en whirls the error or won request. inflation.
and opItinexchargts. UBS FinancialU nion ard UB5 problem aPriggerl. • Moderato. w91ng to accept sane rick to pinto/ rd
Bark USA re ndrect sits:dories of 1.85 AG and ▪ TrOXile yeti Writ at accost number Of any) Nether the 51K orcaththon nor the stcplemental tolerate scene vanity to seek Niger returns.
affiliates of UB5Secutes 'SC. the Fimisfitareit — Decoke the era or the twister you are senile protection /poly to: • Aggress1 6.! Wiling to accept high risk to piney& at
Statement is availablerupon request. The Finn 'WNW tole, and rigor, as check, as you can Wow° • Certain financial assets controlled by UM 'abet& Ii high toladdy to seek high: thins over trine.
offices re at: believe a is an ma a Wu you need mote your =oust vibe) but WM away Iran UBS Fins-cal • Ithritmera &yaw Consderahn: N selected. a
nformatin Services. For (wrote certain 1.0 insurance pockets. portion of the pontolio fa that account mov made
18$ Feta-eel Services M. — toad. the dote' affix& of tit suspected era. Including ratable amities. and 00 shres of mutual complex strategies, larked liquidity and greater
1200 Harbor Boulevard funds registered n the nave of the mare holder on cobalt
Wethaeken, NI 07086 The Finn or Card bsuer vnl investigate you °mobil the books of the Muer or transfer agmt),
and wit correct Iry War prompt/y. For alleged mots • kwestment (altars ce Mitslmont isioiresIs (e.g, Staternenrhouseholdne
This state ant reaesents the only official record of your inohring UBS Wia•clettit cad Ira-mclens rf We take limned partnerships and Private placements) CO at We mayconsolidate reined account statement with
1.65 Fruncial Services Nowt. Other retook except mote than 10 business days to do this, we will aide not registered wrier the Searities Act of 1933; the urne address in the same envelope. e 0. because
01110A las documents. contemn contharg data should your mccure for the amount you Ihnk et in snot, so that • Conrnodities contracts (e.g. foreign exchange and they haw oteners Wm also mantain tax account
not be relied won II youbedew there is an era or you wit have the use of the money thing the tire it precious natal contracts), wkadng futures enacts retaticnaps wet other Owes at the same addeess. If
omission pane report a irrnedulehr n writig to the takes us to complete os Mitigation. drnd torremodity option contract,; 010 you pole to mere indindual statements mailed r,
Brandt Manager of the office wand you account. • Depot/ newts (moms calif tones of deposit) at MS seloaraii enveleCie you may decline luisholleg by
Please make all checks payable to the Fern or the Bak USA, INS AG U.S. branches and bats h the cWN yea Fininotal Advisor
Atop al ligas shown re ntended to be accurate, friblOalelSteuticel ideated one Had of this FDIC Moved Deposit Program.
s so ta le te d m , o e n n y t e d m ata it s n h d o lm uld f n o o rm t b s e . ( i u .e se .F d o fo n r n t a 10 i p 9 u 9 r . p 5 o 1 s 9 e & s Rely n st w ate b m e e A nt b j I e n c a t d t d o i r ti n o a n i t t o e n & a g rt u e n In ac s c . o c u h n a t r g le e e s s f o n r e n w o ts n T o he t a 5 p IP p C ly p t r o o t t e h c es ti e o n a w ai e d s t m he o s n e k p p th le e m y e o n th ta e l r p w r i o se te a c p ti p o e n a r F th ri e e F n r d ie ly n d m ly u ac ta ce t n n t a a m im e is a thetanathle *ndawne
10425. etc ) when prepamg your tax return. The km 6 payment kr securities purchases and charges kr upaid an yea elAgenititi. It. SIC protection and the chosen by you to assist you withythr recordleepig
reload by low toreport to the RS a Isiah'. &Wends, amounts n cash accounts. Accounts the are traralered empkenental praedion do not protect agar's( changes has ro legal effect on your account is not mended to
reportable non-tattle Packet& and taxable interest to other nation may be subject to a vender fee. n the market Yak* of you imestrnents (*Felber as a ary strategy. prodxt reccerme-dattn.
eared on sievities held n you worst net proceeds mut of market movement. issuer briceupay iont .rt,...nt objective or nit grate associated wt you
on sale transactions. and cost basis on wins catered UBS Sweep Options ollsraist) accounts. and is not a &omit* or guarantee that waft
sects ein 1.85 offers options foe melons cash balwees to bat or any horde' results, can of will to achieved. All
depose accosts at nonaffiliated barks ad affiliated Dividend Reinveitawit Program' (DRIP) imearnents imply, the risk of less, including the risk of
Connemicallens with the Mem banks and money make natal larch (Money fads). the price reflected is an average once You friar obtain loss of the title irmarrent You can thange your
• Pleaseretrain" arty oral cartruniaticen it twang Depose axants at LAS Sr* USA and non-affiliated the xtual price Wm yew Fen no& Advisor. Orgy whole Friendly wow" names throughOnline Semites a by
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utter theSecurities Investor Protection An (SPA). Program are FDIC onsured n accordance web FOK ruts sold and the rash wit be deposited in yOur XCOurit The
• If the haat& incaution on the top left of the front For more infOlilatiOn, please vise WNW Depose deden1renresatent torte *Plated by the weer may Amount overview
al this StatOMeril iS not UBS Fnexial Serwes, LOS accounts at 18$ AG Staidad Brandt and than of offer from the market price at neigh the path/ shares • Vakre of for actoontlaortioth. Net al assets and
Financial Union writs yaw acorn as clearing MoneyFends are rue nand by the FDIC. ate sold labiate&
broker by an Win the hiked hsiOution • assets Includes amiable cash balances, values for
o o s t w h p w f e e e a e n i W q a t e a t d e e a t t r a e h n r i r e s n d m a g b y e o o e b a m a u r t n a o i e s k t d s d . e i o a h r * . n r L t t h r i o I e d i S s l b a y t o f b e o m o t s u h n a t f s n f r i y h r u u m o b a it s u l w m S k h e a o e n k n w d e y s a n o a r u a n e n d p d o r rt o t B l s A l h b c a o c r c k o e h u s d y n r e o t p e u n o r p s e r i r e t w o s p t a e t a o c e s t n t e n , d ' o b b t a b y p l e a r l n S o o c I t w P e e C . s c . t i e S n d e t e h b e y "U b S B a P S r C e F . n d M e a p o t o n a s e i l y t s S B m e u n a a d y t e b s e m C C o e r n a e a o t s i d * t t h h l e w e - e t d i h r m p w l o o o l i l i k s e a o e e u u p a n t / i h h ts a e a w m S l i e a o a y n n s b e M a e a t h s I a e e a m l t d r h e o e i s n u r u y r l s t e o d ° l e l u l a p t e a c a r c r k m c ti s o a in : u l W e n n d t. M u b t I y f p a y a a t o y m u r en e t r b O a e e y n l l s i t r t t v h o h r a i e e a c * t l e F e v n n i d i v m d d s e r m e . s c i a D u a t l r h o l t i e s t e e y f s I t p l l o l e n , e s o m u w t t n a ) n a , r r e n k a e s d e n t t t d e a , t d G a r * r n s l u e o a d n b s p i e a t d n n l s c T o t t e a a i p n d t i e i l e u s m a e D m s e o s e n e u p I t t n r o s p e s d a r e i e t s n s s l o t a , d h s s i e e , l l d o s r
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• hone of orlon err queslens about anelectronic r In e k te s s a t p a p ', a t l o m a e ll w =c O u P r C d o s ra th T a h t e y S o I u P h C o a l s d s i e n t p r p ot e ec n ti a on l/ • Newby. Combnason of Worm and Opal Londito information
P c h W e a r r o d e d n s r tr u t t a o r n n a ' s n t S e a s e c f h r e t v i r o i t c ( o n e t M s s , 0 P c 7 t C a 0 l l . o l , 8 0 1 t 6 3 0 p , 0 M 0 a . 0 y 7 t m 6 H n 2 e a - n R r 1 b t M 0 o o 0 A r r 0 I U r t . l h i S $ o e A $ r l w V , S 6 i e e t l h e r t v f t d l a o o e l o M . b r i , t G & c a T a h m w p e a o h F c u i i a n n r y n e . p , d a to y s g a u b e w t le h le e t m o r w e a n l i l t t e h a l l e i g W e b e l i t e n a n c n l i a e e f n * fi . t l s i T a . t h c e e o s l m . l e h c a a t s iv r P e in o ty w a e n der Ov A o e f p r : a a t l r a l t r : i w c s l k a i w I m n a d k l c w e ro s a w r r t e h M of s p s ri e n e c k i i p n a g l. b oth the venation F a A T o n e g r r d r n d e & s e e m c a n n h e ie d n o d t C w o n a r s t A x o , r t r c m o e o f n a e t r r & r n o t o U n A w 8 a g 5 n r a e S t r e h t C m a e l t e i F e e n m e n t t n e a R n n n e t d l W a a t l t h i i C o e d n r G e e s o h e , l p e i n p r e P a r r c a a t l c i c t e ic s e s
Cal ce write as soon as you can, if you thik your U th A isp W ro ' t t e o c t t i h o e n p is o $ t 5 ty 0 c 0 o m a ill t i i o : n re a s a o n f d D S e m ce e m a b r e y r . . 1 c 0 a , s 2 h 0 a 1 t 6 . • l C o o w n r n is iv k a a t n k d e : v S o e la e i k M s y to to m th it e t a e c n co tr u i n b t a o l t v a er t a t l o l, o ev ', e w n i i t l h a av l a r i u lab e l r, e e h A e g n r e e n e a m r e e n ou t, n a w n e d r D as ir u l owns
s n ta io te n m n e a n t t t n a t r o e u ca t p a i t s w m is e te r- r id o a n t t i h l e t ° st a n te e m ed e n m t o ir r e the Sim is hither protected la up to 11.9 entices in the that men the account does not generate signikant
reap. The Fim oe Card bear (as Cliticable) owl aggregate for all your accounts held it a parody
SDNY_GM_00023620
CONFIDENTIAL
EFTA_00134240
EFTA01276011

Important inforntation about your statement (00thilued)
Your assets - Certain postions may appear without a price rd restricted stock tht dodos.; of this Sfateirlent owy. TO I undeg for iechnoicgo denthoperient, twang and
Your ealerrent tenures securities and other assets held will he.• as price was not available • el we Ire the extent that restricted tercurats are *Mb* Ice see, oilcan:ft
n the accounl al the end of the statement period. You unable to &Win a price for a Wanly the ialut erased may be s.bstantialbs less thanthe — Our alfirolos also receive trading orrenissem and
may ask for delvery of fuller Paid securities al any tire. - DepOSits Or securities denominated a anexies irsoted oath shows other compensation Fanmutual funds and mane
You may receive securities rated as ban coteere alter Other than U.S dollars are reflected at the ocher" canaries whose products we desuble.
paing any bent dr on them. by securities rate as of the statement date. • en. (eninated) name. current yields and rates. — We resew ompensauth from UBS Bs* USA, LOS
sandereed to the Fern ding the statement period are - Foe certain wades tearing in nonconfamag An the awe of annul exam is based on atom AG Stamioni Branch aryl rarsaff dieted bats
Icted at market value as of the trio/ of the stet:mos dencninations, price anf querMy (lace eats) may &sided and Serra rates, atsunirq the secretes will thecuth our oath sweep progam. Ibis
period hive been /Ousted to facilitate prow v./union. be held for own from statement date or until compensation may be arna-thy pie accost fee or
• Con basis determning the cost basis of the To cbtan current quotations Mien ratable, contact maturity. This estimate is any a guideline; accuracy may be a percentage of /wage day deposit
secureet included this itatenthnl. where indicated your Faeroe Advisee and created income are not guaranteed beams'
wit, the nuntet LISS Rani& Services Ms relied — Estimated arnuil inane and current geld for
on metal <Maned from sources other than UBS • Private invest:melts end structured products. certain types 01 sorties could ackde a relktri of Activity
t Sernices. 4-eluding edarnaticn Iran another Private investment securities (ncludeg deect princoalor capeal gains in which case the est Informaton regrdng commissions and other charges
that you may have sceoeeded to your F narcol parteipalith program and real estate investment trust income (and cement held) would be overstated. nutted in connection with the exoticaof trades,
Adviser. The Finn do nal indepenitoly way a securities) and structured poodxts are genefaly hgk ey — Estimated anal income and current yield and the flaking option UMW Irons has been nduded on
guarantee the acosacy or vaklity of any damson Aged Celan *wand opines have not been actual ixonle and yield mote be lower cir highs confirmations proviousy furnished to you. and wit be
provided by sources other than U3S Ciuncial Seek.. legated with the Searitin and Excha-ge than the estimated marts provided to sou SNOWY an repast.
Mother', ethougin LB'S Fnincial S*PeCeS 940aralV Caminsion ce under any gate securities laws. We — An esm ate of athualtted income (dividend ads
updates the rdomalith as it is wowed. the firm pond+ estmated yokes lot pewee investment interest) divided by the corent motet Short selling
ekes not vow* any assurances that the nlomatecei securities and startteed products for reorrutethe valriaverage balance a blued on the last dividend If you set engaged in that selling a security, you relay
under "Cost base and sUrrealood gee-floss' is papaws only Accuracy is not guaranteed or interest payment made by the issuer and ins a throe the to casein borrowing costs for the
accurate as of the date of this statement. As such. - These vakon may dale. steam ialy from gyros, if maws the secestioadmoses will bo hell foe are parteulr seise/.
please do not rely on this nlornutica to make any, al which a private imistrnal seaway ce year from the statement date or until malualy
pothise or sale decisions, fix to purposes oe structured product may be torn or sold and do Accuracy and continued yeld at not weaned Open orders
otherwise. Accounts trinsfemed to the Fin may not necessary reirews the VA* you nay receive Rtgaidng cpen 'gazdliticanceilet code., that
reflect giriloss inform' an only for du period d hares' • Awes net held by UK 'Mandel Services. Certain were not evetted by the ensnare date, open buy and
tim they are held at the Fan More K6tOteCal - mid party Minutes of ale re as oi a certain assets are not hell by the Fin and not within the set stop orders are mixed by the amount of dividends
nfeentalien can be added by your Fnexisi Advisor. dee and are stapled to UE6 financial Services on a Frm's possession or control These assets are ornitson an ex.dividends or aka lms date unless
• Unmanned geiudosses. Veen data anailibki, regular bass by an irdependert solution dsplayed on your statement for nforrnatorul extruded otherwise by you. vow are respicable for
temptedse-realized geenflosses are calculated for - blur generalpanne or sponsor enameled alien proposes only. Positions and values presented are orders the Kt executed dr to yew 'aloe to cancel
ncivithal sots t lots The transaction data for ary, re se:0W to the Fen by the soar wooded by the Stun; fern UK Canoe Serves is ousting open orders.
nividual lots may or may nee ref lest ccrrmissions, general panne. or sponsor and may be calculated not nesponsble for tin; damnation and does not
dog's alder North reorganize Nests. based on deferent information from Fiat used by guarantee its accuracy. These asses we rot octet-led Privacy
Deeded and olhet renvestment lots and systematic Fad parties to thew their esteneied alum. by SIPC or the fern's suPPlemenlalSIPC coverage. To obtan a copy of as curvent Client Irma Notice,
ouches. lots are each combined to display we - You can attain additional infamation regarding please confect yaw Financial Advisor or vin our website
averaged lot 71-• • Trade date colmnpaionts the the methcoblocyy used to determine the estimate of • Revenue sharing and selcitional sempensatien. as ganw 'du matailivereisy
ache transacoon trade dale. value and the date of the damnation the is the - h additka to ccenmissam on salts and l 2b. I Sees — 1.85 Financial Services is not a bark. The RMS, Bowels
• Citable securities Bonds and pref feted NO* that basis for the estimate by contacting your financial 3eserved in connection with the drstrbicn of mutual Services Account BSA and IRMA re brokerage
the issuer cats la tab, I edernpson will be selected Advisor. funds to our dents se ands our affiliate rook accounts which provide access tobaiting services and
mortally by lot from among as wastes of that - Thid party estimated vales may be reflected as newels sharing pigments from darbecrs ads padre thoath manganese with affiliated banks
issue held n our new Cf in nominee maw Ice of • Nce priced' in serval Mutant when an admen of the moue finds that we tell These and other hi-doe" banks, and wooden access to
clients Call lease Morrnaleon is obtained from third independent valuation Inn has not stapled ee 6 mounts re based on two d if trent corroments: iistrarce and arnucy products issued thr krathlianed
parties rd of rosary is not goarantist Other call unable to assign a vale, Oen we become await the mutt of sales by LBS of a pa iwi, rrurtual hid-Party narrate =Manes through inscraxe
features may eat which can. Meat held. complete that a material event has <cored the may call a find 'amity to our cleats and BB he asset valet of a agency xi/slaves as CBS Financial Sews ac.
ithemaica will be provided upon request Frovioutli reported value no proem, or when a precuts' mutual hid lanais shares held at the ▪ hvestmere, insurance, and annuity forwixts
• Certificates of deposit (CDs). CDs ate FDIC enured value would be highly speculate* due to the nature Inn — Not FDIC towed • No bare guannlew May lose vats
to to 5293,000 a principal and accrued egoist per ol the warty - We and ow affiliate also receive networking and — tMA. Resource Mannerrent ACCOUra. Business
devosto and per depository insotexim naccadree - When neither an estate, general panne a spoor OrnillX6 peocessag fees ncorsideation for trawler Services Account BSA IRMA and international Resource
reth 1OK rules. estimated value nor a thedgerty estimated wale* is agent seam that we recede to the musue funds Management Account me revolved sere ce marks of
• Price/VOW Pr (0 &Sark, fOr teCtsitits and other seceded, the yak* of the security will be different these lees generally re pad from investor assets n 1.65 Financial Seneca inc.
produce may be hgher or beer than the price that from is purchase price the mutualfend and are a prod doll, anctint based — ViSA hangars(' Yale nark owed by Vita
you would actually receive n the maett Prices We - • Disrtut ions to date' may ado* retum of on the swathed accounts at the braterdeakir International Service Assocation and used under
obtained from various dud pry sources Muth we capital,. rearm or both. holdng ensue bonds of that fund family tense. The LOS Visa credl cads and the LOS Visa
MM., to be rekable, but we do not gannets thee - • Original unit sae' represents lie initial offering - h xidacen to commussions received in activation debt cads are axed by LDS Oa USA with
accuracy pike per at and mw not reflect sour cost base with the sale or derbuton of annuity contracts and permilscn hen, Visa U 5,A Incorporated All other
— We generally use the cbsing price yawn awilable or - DPP and waisted REF weenies are not hoed on a unit nvestment that tenth to our caonts we ardor vadunaks, regicered trademarks, sereko mats and
he mean of the bid and ask prices la listed national securities exchange. and ate generally or afleate receive revenue sharing compensaten ogrstered service mats ye of their regrow.
wastes and coigns or only bid paces to OTC Aged and even it they can be sol6 the vice teen may of ale insure-Kt companies undevaing conparnes.
'thongs received may be less than IM per that estimated the arirwity CO assets, affiliates of the nsurance
— Less active', band letteiteS maybe arced useg a value provided n the account Natant CC/Marin a sponsors of the unit investment sups UBS Fiwar.pal Services Inc Rev. 70007
valuation modal ce the most recent price we we darts:Xs
attained and my rot ref let an actual made.' price • Restricted securitier Restricted sentibes awe* — h ad:MonIQ CCerthis6TMS received from the
or value. re not °seemly eligble for public sale. UM Fnanctal pschase and sale of NedShres beds, we anchor os
Stenos uses the thine price of the wrangled stock afI taw receive n asset-based revenue shaing
of the same nosier as an imputed value for the paymom from NeaSoures <forbore, as well Sc
SDNY_GM_OOO23621
CONFIDENTIAL
EF1'A_00134241
EFTA01276012

1.165 Femncial Services tic
SUBS Private Wealth Management Resource Management Account
299 Pak Avenue
26th Floor
New York NY 10171.0002 September 2018
CNP7006558979091$X14 Y1 0
rand Au i hAAVIAXI I
Account name: GHISLANE MAXWELL
Friendly account name: INCIN.CheCk/Car
Account number
Your financial Advisor:
SCOTT STACK MANILYLE CASR1FL
Phone
Questions about your statement? Value of your account
Call your Firiancrg Advisor Or tree
RMA11.1.11/0-RMA-I000. on August 31 (1) on September 28(4)
accou
Your assets 46,709 56 49,671.09
Mslt our websIte: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account $46,709.56 $49,671.09
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wry/ annuakreditrepost.com. Tracking the value of your account during 2018
Value of your account
at year end 2017 141,94632
1 Thousands
Net deposits and
716 withdrawals 17,635.94
Your iwestmentrettnn
439 41 9 44:manimm.449i7 Dividend and
interest income $83.83
Change in
market value 40. 00
1.9
Value of your =Oat
on Sep 2t 2015 549.671.09
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Aug. 2019 Sep 7018
SONY GM 00023622
Member SIPC CNI100010,06558979NP7000307973 00003 0919 030575004 mice Page 1 of 6
CONFIDENTIAL
EFTA_001 34242
EFTA01276013

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Knandal Advisor.
Friendly account no :Indio Check/Car SCOTT STACK MAIILYLE CASRIEL
September 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 28 (1) your account
A Cash and money balances 49,671.09 10000% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . l n i c n e s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.(30 000% account, ties INC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0 00% account balances and money market mutual fund
sweep balances See the Important in formanon
D Fixed income 0.00 0 00% about your statement on the last two pages of
this statement for Beta is about those balances.
E Non-traditional 0.00 000%
F C ommodit ies 0.00 000%
G Other 0.00 000%
Total assets $49,671.09 100.00%
A
Value of your account $49,671.09
Eye on the markets
Percentage change
Index September 2018 Year to date
S&P 500 0.57% 10.56%
Russell 3000 0.17% 10.57%
MSC I - Europe, Australia & Far East 0.91% -0.98%
Barclays Capital U.S. Aggregate Bond Index -0.64% -1.60%
Interest rates on September 28, 2018
3-month Treasury bills: 2.12%
One-month LIBOR: 2.26%
CNP:C00S006558980NM0C0307973 C0033 0910030575004 nMY_GM_000238§§9e 2 of 6
CONFIDENTIAL
EFTA_00134243
EFTA01276014

SUBS Resource Management Account Account name: GHIStAINE MAXWELL Your Financial Advisor:
Friendly account n •1 iv. r Off ST AC k MAN I YI F CASRIFI
September 2018
Account number.
Change in the value of your account Cash activity summary
September 2018 (Si Year to date (1) See account activity the month lot detet IS_ Balances In your Sweep Options are indudedin the opening and
closing balances east. FDIC Insurance apples to deposits at UBS Sank USA and an banks participating in tie
Opening account value $46,709.56 $41,946.32 UBS FDIC insured Deposit Hogan. n des not apply to deposits at UBS AG. Saariord Evarch 51PC
reelection applies to money market sweep find holdings but rot bank deposits Ste important information
Deposits, including investments about your statement on the last two pars d this document for &lois
transferred in 4,829.16 56,552.54 September 2018 (1) Year to date (1)
Withdrawals and fees, Opening balances $46,709.56 $41,946.32
including investments transferred
Additions
cut -1,880.84 -48,916.60
Deposits and other funds credited 4,829.16 56,552.54
Dividend and interest income 13.21 88.83
Dividend aid interest income 13.21 88.83
Closing account value $49A71.09 $49,671.09
Total additions $4,842.37 $56,641.37
Dividend and interest income earned Subtractions
Checks and bill payments -1,88084 -48,663.00
For purposes of tNs statement, tatabity of interest and denclend Income has been determined ficM a US Card payments 0 00 -253.60
Im reporting CetsPedht traced upon the residence of the account holder. account type, or product type,
sane interest andor dvidend payments may not be subject to United States (US) andor Piano Rico (PR) Total subtractions -$1,880.84 -$48,916.60
Income tzars The (lent motility statement is not intended lo te used and cannot be retied upon for tar
purposes. clients should refer to the apoiratte tat reporting forms they receive from UBS annualy such as
the Forts 1099 and the Forms 493, for lac reporting information n is the prance of UBS to file the Net cash flow $2,961.53 $7,724.77
8CptiCatte lac reporting forms with the US Interng Revenue Senile< and PR TreaSuN DeparliTent env in
such loons accurately dealt), elbidetta dead ineeted atilaz exempt or teal* ix*** Pleat consult your Closing balances $49,671.09 $49,671.09
Incledual tax prepaier.
September 2018(S) Year to date (1) UBS Bank USA Deposit Account APY
Taxable interest 13.21 81.96
Interest period Aug 7 - Sep 9
Total current year $1321 $81.96
Opening UBS Bank USA Deposit balance Aug 7 $47,381.68
Prior year adjustment 0.00 6.87
Closing UBS Bank USA Deposit balance Sep 9 149,973.27
Total dividend & interest $1321 $88.83
Number of days in nterest period 34
Average daily ba lance $47,282.18
Interest earned $13.21
Annual percentage yield earned 030%
SDNY GM 00023624
OW70309306558981 NP7003307973 00033 0918 I CO Page 3 of 6
CONFIDENTIAL 0305a00
EFTA_00I 34244
EFTA01276015

4t UBS Resource Management Account Account name: Your Ileancial Advisor:
Friendly account name- • SCOTT STACK MAIILYLE CASRIEL
September 2018 Account number:
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th of the month ot the pre: business day if the 26th MI, on a
venetian:paddy Rewards point wanly Wads on be found on www.una(oratonanesenn<es
September 2018 Yeal to date
Opening balance 7,594 7,341
Points earned 0 253
Closing balance 7,594 7,594
Your investment objectives:
You have identified the knowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income 8, capital appreciation
Your risk profile:
Roman). • Aggressive
Investment eligibility ccnsderat:on - None selected
Your account instructions
• Yost account is currently coded for margin.
• Your account cost basis default closing method is FIFO, First In, First Out
CNPTC0C0306658982NPT000307973 C0C03 0918 03057a lettliklY_GM_0002361/694 4 of 6
CONFIDENTIAL
EFTA_00 134245
EFTA01276016

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name- SCOTT STACK MANYLYLE CASRIEL
September 2018 Account number.
Your assets
Some pnces, income and current vaues shown may Pe approximate. AS 8 kite. gam and lOsses ma/ rol
be Etomately reflected. see smporunt intomnation about your statement a the end of ths docurnem for
mote infornason.
Cash
Cash and money balances
Cash and money balances may indult avalable cash balances, UBS Bank USA depout account balances. 1185 Balk USA and al U85 FDIC Insured Progan Bank deposit &coint tdaXes are insured by the FDIC within
UBS F DC insured Progarn Bank Balances, UBS AG Stahloid Branch deposit account balances and rroney against* lints, but ale not protected by SIK. UBS AG Stanford Blanch deposit account balances me not insured
mike mutud fund sweep 0:dances. by FDIC and me not protected by 51K. Money market sweep balances are protected by 9PC but me rot Insured by
the FDC
See the important information about your statement at the end of this document for death Woo those
balances.
°venni? Oa axe ClOstrig balance Nice per share Average DnidendlMettSt Dail in
Hddng on Sep 1 (5) on Sep28 (5) on Sep 28 (1) rate period period Cep mount (S)
U6S BMW USA DEP ACCT 46,709 56 49,671.09 250,000.00
Your total assets
Percentage of Cost Bummed unrealized
vaue on Stir 28(S) your account basis (5) annual 'Accent (S) panor loss (S)
Cash Cash and money balances 49,671.09 100.00% 49.671.09
Total $49,671.09 100.00% $49,671.09
Account activity this month
Dale Amount (I)
Deposits and other funds cred ked Sep 4 Transfer 00 4,829.16
Total deposits end other funds credited $4.829.16
Oita Actitity Desc rot ion amount (5)
Dividend and interest income
Taxable intereg Sep 10 interest U8S BANK USA DEPOSIT ACCOUNT AS OF ogr 07/ I 8 13.21
Total taxable interest $13.21
Total dividend and interest income $1321
Dale Acliaty DeSCriplon Amount(S)
Bill payments Sep 4 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -1,538 72
continued next page
SDNY GM 00023626
CONFID C H E M00 N 33065 T 58983 I N A P7003 L 30797 3 00003 0918 030500100 Page S of 6
EFTA_00134246
EFTA01276017

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your II sandal Advisor:
Friendly account n r' ^ SCOTT STACK MAMLYLE CASRIEL
September 2018
Account number:
Account activity this month contnveca
Date Acton), Description Amount (S)
Bill payments (continued) Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHFALTHONE -39.94
Sep I 1 Withdrawal ACH WITHDRAWAL Saks Retail -302.18
Total bill payments 4128024
Card Items for your Attention:
The new UBS Visa Infinite credt card is here, packed with exclusive trare I tenefils, more rewards and more of what you love, ncluding extraordinarily personalized service. All
stunningly dad in metal. Visit ubscorninsainfinite cc call us at 888-762-1232 to learn more
Mnmum Payment Cue Payment Due Ole Credl Inc *valet* C ter Unt Outstanding basic,
UBS Visa credit card(s)
payment information
10. 00 135,000.00 535,000 00 10.00
This credi cad is enrolledin UBS Pay Credi Cad feature and will autorrabcaty tie paid (ran your account Your pa/mem Is schearled
for °cuter 10, 2018
we Drovide thSinformatiOn on your U85 visa credt cards sclera a courtesy 10 yOu The UBS visa credt card and account are issued Dl UBS Bank
USA U85 Bank USA Sends you the Oa& Statement for this account and you should Make your paynent accord® to their inStruCtiCnS.
We do not ind ude your outsta-tding creek card balance in the Taut d you account wth UBS Financia Services Inc
Date Activity Description Amount (S)
Money balance activities Aug 31 Balance forward $46,709.56
Sep 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,29044
Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090918 .39.94
As
Sop 10 Deposit UBS BANK USA DEPOSIT ACCOUNT OF 09/07/18 13.21
Sep 12 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 091 tf 18 -302.18
Sep 28 Closing UBS Bank USA Deposit Account $49,671.09
The UBS Bank USA Depaut AccouN is your printery sweep apron
007030800655898A Ne7000307973 00003 0918 0305750 biElfriW_GM_000236249e 6 of 6
End of statement for account number Y I 2.
CONFIDENTIAL
EFTA 00134247
EFTA01276018

Important information about your statement
UheS instal Services ho (the Firma UBS Finrcial her Iran you co law than 60 days ale the f rm apart A fiat copy of the poky wadrg is makable income a Norm arid may not keep pace with
Servke0, is a mentor of all arkipal mouthy, commodity rent you the fed st aliment en eked, the error or won request. inflation.
and opternenhavgres. UBS FinancialU nion ad UBS Problem aPP•eYed. • Moderato. Willh g to accept taTiP rick to pincPal rd
Bank USA se ndrect seksidaries of 1.85 AG and - MOO* yeti rime and accost number Of any) Nether the SIPC oraeclion nor the appiemerkal tolerate some udaikty to seek higher returns.
affiliates of WS Secubies ILC. The f hes hark& — Deathe the ere or the ratter you me urnure protection apply to: • ressno: Wiling to accept high risk to prattle axl
statement it available upon request. The Firnes woomere about, axl ...plain as clearly as you can why you • Certain 'mood assets controlled by (and nclookkl re high volatlity to seek hath returns over time.
offices pre at: believe a is an ewe a why you need mote your Utast Wag but WM away tem U85 Financial • Immtmerr attar), Dear:teat:on: I selected a
nformates Services For triple certain (i): nowt products. portion of the poi ffolio foe that wank may incase*
185 Frakel Services Tic. — Rouge the dole arrant of the suspected era. including amiable atuities. and (0 she.; of mutual corral* serapes, raked liquidly and greater
1200 Hata Boulevard funds registered n the name of the account holder on sole*
Weehawken, NJ 07086 the Fim or Card bsuer era investigate yore enplane the books of the Muer or transfer ages),
and wit correct any ermor promptly. For alleged mon • heestment caveats ce Meanie heeled, lel, Statement 'household:8f
The statement rearesents the one/ officialrecord of your invoking UBS thsaodebit cad tranua kit ewe take limited partnerships and private placements) hat are We owconsolidate al related account statement with
LES Franca& Services accent. Other react, wept mote than ID business days to do this, we will not registered oder the Securities Act of 1933; the sane address in the same envelme. e 9. because
011103I Ix damns. contanng catiang data should account la the amount you think is in error, so that • Conmoditits contracts (e.g. foreign ercknge and they haw owners it ako maintain join account
not be relied upon II youbeimw thee is an era or you wa have the use of the money thing tie tine it wows metal contexts), inckeing futures contract railways vets other Owes a the same address. If
omission please Meet il iirellettalely in writim to the takes in to complete out investigation. and torremodity opt ion contract; and you reefer to were irdiwieal statements marled in
Brands Manager of the office wvim your account. • Depot accounts (except certificates of &posh) at 1.8$ separate metope. you may decline loarehoklim by
Please make all cheks payable to the Firma the Bak USA, WS AG U.S. teaches and bads n the cadre) yet/ financial Advisor
Although alga. show re ntended to be accurate, Inmost elSteuticel Malted on the front of this FDIC Insured Deposit Program.
S st a a k te a m i o e n n y t e d r n e a .t n sh d O t u o ld f n o o rm t b s e . B w e e d F f o o n r n t a 1 r 0 p 9 u 9 r . p 5 o 4 s 9 e 8 s . Ref m sta a t y e b m e e A nt b j I e n c a t d to di m tio a n n t t o e n N a e rk v e is h e a e c e c s o ch s a t r g le e e s s f o / r m b o ite u es n T o he t a S p IP p C ly p t r o o t t e he c s ti e o n a s a s n e d ts t e h v e e s n u i p f p th le e m y e O n th ta e l e p v r e o it t e e a c p ti p o e n a r F th r e ie F n r d ie ly n d m ly e a o c w c % ou n n a t n m a e v e is a cuacenrable 'notate.'
10425. etc ) when prepamg your lax return. The fan is payment for securer.' purchases and charges for urpaid n your statements. The WC protection ani the chosen by you to assist you whhyas reordleeprg
requred by law to report to the RS a eatable &Wends, arrows n cash accounts. Accounts the are rardered stspOnental protection do not protect against changes has ro legal effect on your account, is not intendedto
reportable nontaxable Withheld, and taxable interest to other Teter km may be subject to a vender fee. n the market Yak* of your imesbnents (*tether as a reflect any strategy, artist reccremendatka.
gamed on swathes held n you account, net proceeds neat of make movement, issuer breciuptcy interment objector. or re* prolle associated 'oh your
on see transactions, and con basic on eaten( weed UBS Sweep Options otherwise) accents and is not a peomio or guarantee that wealth
sea-rites 1,85 &fen options lot mweprg cash balances to bat a any Inencial result can or will.* achieved. All
depose accounts at non-athlated banks and Sedated Dividend Reinvertment Program' (DRIP) irnearnents inmate the risk of Ws, including the risk of
Cavaemications with the Firm barks and money nurkei maul lute (Money Funds). The price reflected is an average price You map obtan loss of the edit reiterate. You can <lunge your
• Pleasere-wain* any oral carevunkatken n mting Depart4 accounts at LW Bark USA and non-atf &mad the nisi price from you Financial Advisor. Onair whole Friendly accost names through Online Services a by
tofurther protect rag SOK ettia$09 rater barks pankipaing iv the UBS FPC-Trtured Deport Owe. tie purchased undo. DTP, panel trot wiltbe contactim you Pi-uncial Athens.
under the Securities **slot Protection Act 6rA). Program are TDK.nsured n amnia-ice wit FOK rules sold rani the cash wit be deposited in yOur account We
• If the haat& instioation on the top eft of the front For more ilkentatiOn, please vise wow fdc.gay. DeooSe dividend renwerrent peke applied by the agar may Amount overview
of this statement is not 1.,65 Francis Serves, WS KrountS al 185 AG Steniced Branch and she's of offer from the market price at Vfigh the path* Share, • bate of par ecounteortiolio. Net of assets and
Fiuncial Wren caries your mean as clearing Moneyfinds are not toad by the FM. pre sold
b o o s t w h r e p f o e e c e a k t n r W s e y e i r e d o e b e a n r t y t h r t a . o r a i s s e r r t : d v a o m a l y r c o n o = c c s 0 u a o e W t & W r r e n d d e o . t e n h a h n t e w a t t r h n o e e e d a b t o y b o f t o h o a m t e r u h s a e t o n t f h y e u t c i o a n a s k u t s a l w r m S t k e h e a e d n k e w d n e r s s a n r a i y e M a n u n d a t d io x r n o i t B s V A h a o cc c a rk o e m u , d y n a e o t r p u P e o r p s r r e i o r t o s q w t u a e t e c e o s t n e t n , d - o b b t a b p y l e a r l S n o o c I t w P e e C . s c . t i e S n d e t h b t e y - 1 b W . a 8 C r 5 k f . T d M e u p o r o k n s e e i y t l s s F m e a r a v d i y c e b s e ( a O m C r a n a a o i l r d y s k t h e t e w i e t d n h p w - t o r l o i i n l c e e a e e u u , p a n t a h t t s e w r o m k e l m a u p y n t b i w t n e a ) h 1 s a e e a l t n d r h e e o n s r u n y s lt o e d o u l e l f r p t a e a a r c & r m c ti M o a in u l e u e n n d n t. i b d ts I y f p a y a a t o y m u a e r n e t r b • p e a e r y t n i s A v t r t t h a h w r s i e t e c e a p t e F e w h n d a d d n s I n m d e . c c D a l u u th l r o d t i e t s e e y s s t p f o n a r r i i o r v o t w a a t r ) t r a . a i k a t n a b c e t d n l k d e d s e , w c d G a a . a n s l u s o d t h n n o b C p b c a t e k a n l s r l c T o a t t e a a n p i d i t t c n e e o e s m a n s e D s , e s c s e v n u e a p a r t t n o l s i p u t e s d n e e i s t s r o s e i o t f , a o d h s r s e i e , l l d a s
• As descrbed n the account agreements, you mud withdrawn. aid shares of a Money Fad maybe regain-4d clean; agency. and credit yore aware rrorceable no options
• • • F F F m n r o P P A E t i e t h i o o T r l . R i n n e f O a e n r l t t a M a e c o o i i U . T i f s l n c i s t e B y o l T e a c l t - o < S u n e Y o d d i f o- a b r . d r x d s a : e l e s i l j e a v e C 7 o S o e e a m y n c r 6 f a r e n a v a m t t t 6 a r a i e h y t c l v c R s n U d 8 2 l e o r i u e y e c o s s 0 u 0 t n s e l . h w u o a a 0 1 r t i C o o a t g v . . e s o i n 3 3 m l o n a a h t l t e a 5 5 b n i c l C e l f w l t s a 4 2 s e , e r 8 r b i d r . - C o D m y c 4 d 1 i 9 l t a e r o , e e 4 4 i 1 e l n . y m f o e w p 9 4 0 n r g , a m a d 5 t p 3 1 o M u n W l 0 , 2 e R a r d m 8 7 d . i i e a n 0 h n : 0 i e c l r 0 t 9 a i 8 s e i n o n w 0 n t 8 7 m i t r o o r 6 A 6 r . a 3 i r n p b t 0 . o 0 i s M m l n i e 2 r f d D d g g t 0 . f a e a r e t 1 c t i o y o n o p p h a . s m 3 e e n a 6 1 a c 5 s d . i 0 * 8 m l k 2 t m A t 5 s 0 e o 1 e s r P 6 n t a t k h 9 A t , n w e * 9 C a e s F e C I r o s c T v k e k l u e f h o l a e c r e b r E k r m a t u n p h y s F d : r v F o s e b i m i c t u n r o r i r l f a e a e o b n g n o i l s t n d l r s a i r i i o c n s a . r k c n c u b c n g a a o a c a c r e n ( i d 8 r r n a w W o f n e d ) 0 s l a ) n s S e t . w t ( C t t h o 7 h t i b e w i r . e ) 6 r p s e , t g e 2 p o l a w n e a a r r - r n 1 o h b 1 m n e o e c 5 o i 0 a s c f e k u 0 t 0 h a t t e l t h a r 4 s 0 c p a d a e . y 0 c t r s v e o f 0 S o b r a r s t e o 0 r u i e t l o a a t a m n c ( u c n n b t t r h s n d l y c t p e u l e o k s e r W r t u e i o d e w c s c r t l i t * u i e e t I f n o n h r a n c r i g v t . p y t a i e b e i 1 o 6 o s n o s b 2 u t p n a c o C 5 o e t v o r i u 0 o a l P S r u , n i A 0 l t r r a p C s o d 0 i b , o f t s v 0 n l e n e i e s c f r a o o t S i r r o l n • I i • e s d T t n n h a o e h e v v I A e p c g g y w a h e e h o a c e r s r r o i o s h w e K n o l a l a i e c w i r c e e a a e n w e a c t r t d s v n e m a h n o c m t e t . r m t u t t o i m c s C o C e n o h e f e n t a b d u o a r p t a e p r o r h n b r i t r n c i f h i e g e t j o n e h a d i e e n b F n o v c l m t A i l l i c n e t o n n e W i p a a a s m v a c y p n . y l e t o o r a r o i e s F r v v a o r a o r u o n c c m a t y r e i r a n a a f b t i e . g b r n t n I a j a e n o i a . d t m c h t 8 r v n w r h c e a a i c s i s m n e g n i t k a t w e m e t l o w p - h e w s n e o r s e e r o n y t s i e r w g f t n o n i e s l e u h e e g a m n h r r o a e p e o a e n r t a r e f c s e l a l c a m i S , t ' m o i p o y y W e u e o n n n t u h e o I s : M e f , k to l n h N t n u • • c s o h w s o a a o o i e C c s r t e b n r v i e r s e e a a e t a b e p o e s m t o a i c t b t g l b i d r a l i r l t a l r a e . e m i a l m e n d l M i g a t o s c a s e t n c r n e e h l w d e c d l s e I e s i e n n d i e , b y s e t s c p e y e e a b f . l t l u , r d n u m u f l o o u r s d e s k e r r h m x e a e d t d e & o , s e x w i ; o r a e s p n d e t a t v e n p h i a s c T r n b e e l e c i m h o m T i t e c p r * t s h o o a ( b b e b b e a u t s y a a a a a o - n a w l l m n l l l a a a a f t b o n n y n n o o t b l f e h c c c c m a n o t e e e e e W n a s s k p s s i s , l r c a y o t i a m o k c n a e n r e n l c u t e d y s e a t o e y r d . m e m f u e t n o f a < v r i s e l u u s e ( i l i a o n e r t n ' a N u s t t a d d c i e a p i n v e n t c d o l a e h g m o g l i e a r s l u m a i m v a a n o n b a n d d a d a t l d e l y a r e g . r . e i n
• c F h f W u n a o n a e d d n n e s t c e r h t r a r a m o n a l s f n S t a o s e e c f r h r e t v l i o r o i N c ( n n e J W s s o , 0 e r c i 7 t p x o 0 b . a , 8 w s i 1 6 t 0 p o , i M 0 a o . n 7 0 y s i r 6 n H n 2 a e a - b n R r w b o t M o o u o r A t r o B a M I , G n lv o S e A d r l e w V , S c 6 r t e 1 e i r t o h e r t v n f t d l a i o o c e l o U . b r B i , t S n p a c l T in u m a e h r e e p w c o s F h e u e a k n a c r m s t t p a e . p , e d a to / a y s t g a u l o e b w p t l a p e h w 0 k e t w a m o r c . w e a A c s M o l i s l t o u 0 h a c n o l 0 o t i s n r c k , s e t . h t u a T r a r n e a h t n e y a a c S o f e t f I i u s P . li a T h C . t h o c e a e l o s s d m . l s l i h e e n a o t c p a s t i i r l- v p a o r e l a t s i e / n i o n u c a t n io d t n e a r O • v f A o e e p f r e : p a t d r l a e l s r c w i * i s a C k t o o p i r n m e ): d t b k a y r n l o e o a e s s w n o tM t n h e o n o f t f S W p s r e i o n e c w k ip in a r g l o . b d o C th a p th ra e % g emeation r F f T A i d o e g g r r r & n e d e s t u m a e b e e s d n i t n d a t C f r o o n e o r l r s n o A m , a n r c l a e n i c t f t a s u e io o t s r r n n o e to s n A l y k o g o i n . r u e S t r e h t C m e a h l e I e e n n t m t t e e a R n s n t e d l o l e a t f h t n C i e c d r o G e . t d h , e o p i n o r e P a r r c a a ti l c c t e ic s e s
Cal a write as soon as you can, if you 'hit your S th u is lk p e r d o t t e o c t t h ia e i p is o S k S y W ea m m o k ti k o e n e a s a o n f d D Ir e r c it e a m to be rs r . 1 ( 0 e , 2 h 0 a 1 t 6 . • l C o o w m r e is r k v a a r n s d e : v S o e la e i k M s y to to m th a e n ac n co m ut i r i e a o l e ve n r t a e ll, r a ev l, e w n i i t t h a av l I a r il m ab a le ' h A t A e g n r e e n e t m ar e e n o t u , n a e n r d ci D d a ou d orums
s M ta o t r e r r n re a n tk l a n t r o e u ci t t e a U is r * e T t o e n r g o a n d th o e s ° l a n k e in ed g & re c o c r e theFen h Wave protected for up to 11.9 maker. in the the mere the account does not generate signiakant
wept The Tim ore Card boar Os atheekthle) must aggregate for all your oceans held in a particular
SDNY_GM_00023628
CONFIDENTIAL
EFTA_00134248
EFTA01276019

Important information about your statement (00ilbilued)
Your moots - Certan poPtions may SPRY without a tree ad restricted stock Oat outposts of then sate mere omy. TO luting for technoboy demi:cogent bong ad
Your esteem iterndes securities and other assets held will OICHI ei 'peke was not sealable • il we are the eaters that restricted toctrilies are ebbe for sale, education.
n the account at the end of the Slatatota• paottal You krable to obtain a price for a saculy the yaks receivedmay be olostantiaIN less than the - Our agitates also receive trading corraissixes a-d
may ask for delivery of ludet Paid securities al any time. - Deposits or securities derxemeed etcurettes knoted value shoves other compensation frommutual funds at navate
You may receive securities used at loan caters alter otter than U.S dollars ae ref Noted at the eschew" companies whose products ere desuble.
paying any bent Om on them. Any securities rate as of the statement date. • en. (astinatad) dame. current yield; and rata - We wove cargyrnal co nom WS Bank USA, LOS
franderred to the Fan ding the staummt period are - For certain bathes erring ei nonconfermeig An bate of anal into.,.. is based on current AG Nabob Branch and nraflikoted bales
bed at market value or of the end of the stab:mot dencnthations, price rid queraly (lace vat) may dhiclind and Serest rates, atsurnirq the securities will (beer our cash sweep mcgrams The
period have been blunted so facilitate prow variation. be held for one year from statement date or tail compensation may be a raceohN per accord fee or
• Gost base. h detirmning the cost basis of the To <Clan current quotations. Man avatabit contact maturity. This estimate is anti a gudekto accuracy may be a percentage of /wage defy deposit
secuies included n this statement where indicated your F nonce' Adnscr. and (counted income are not guaranteed. bikarres
with the numb.-1.' LOIS Firuecial SOIVKLOS has relied — Estautod arnuil name and curet yeld for
on information obtained from sources other than UBS • Private Irving:mots and structured products. cense' types of securities could nude a warn of Activity
Financial Services. 4-eluding idamation from anothheerr Private eivestmere securities (ncLd'ng drec princoal or captal gait h which case the est Informaton regrdng commissar and other charges
a that you may haw. peovlded y011 Fenarcal pancipatal program end real estate investment trust income (ridcurrent yield) would be overstated. owned in connection with the executionof ended
Advisor. the Finn does not independently very securities) and structured modxts are pervert/IN her hey — Esinuted snail income and curet yeld and the exbdeq option transactions has beers *boded on
guarantee the wary or vaklity of any i carnation akpid Conan *wined products have not been assail iW:411* arsd yield mote be lower or hgha cirtemations provious/y furnished to you. rd will be
PoOvecked by sources other than 1.3S Caul-Pal Sark.. registered with the Securities rid Excha-ge than the estineed ambits provided to you pramPay on rentag.
irt addlion, ethoutek 1.85seencal Services gewaralB Careresion ce under any gate securities laws. We — An estate of annuaktod income (dividend anchor
updates the rdomatiri a it is received the firm monde estrnated vats for pewee nvestrient interest) divided by the current matt Short soling
cams not monde any assurances that the eformation securities arid stag vied products for nterruiesui vats layerage balances based on the last devdend If yes, et engaged n that selleg a security, you may
ender at bath' rsd stketalced gee/loss" is PJPOitt Only Accuracy is not guaranteed or Mahe payment made by the eater and inner a <haat due to bun borroweg costs for that
amine as the date of this statement. As sueh, - These values may differ tibgantiaPy kora pacqk >tarn the lectribPdaosts will be hell for or. particular sectsty.
please do not rely co this nforristica to nuke arty. al which a privyte entestrnem security a year from the naliairt date or until meanly.
modesty,' sale decisions, fa' tar pa-poses oe structured product may be bacht or sold and do Accuracy ad contnued yeld re not guararoteck Open orders
otherwise. Accounts tratemed to **Fan may not names* taxmen the vales you my receive Rnyrodng open or • gazdaticancerlet pokes that
reflect gallon Horne ire only fix the period of coon licuidation. • Ansa not held by leS anancial Service. Cenais were not emoted by the Agernere date, open buy and
lire they xe held at the Fan MoreKota:cal - third party baba Of vaIR re as oi a certain awns are not hold by the Firm and rot nithirt the set stop orders we reduced by the motto of daideeds
taconabca can be tiled by your Fnartal Advisor. due Yd are applied to 1185 Fnancial Services Fienrs possession or convol These assets are or es/itson an ex-dividends ce excites date unless
• Untanned genagossed. Viten dote ogaar base by an irsdependert volution firm. dePloyed on yaw statement for ntorrroterve instructed otherwise by you. You are tespixable for
egmatedu-realized ganflosses are <doubted for - Nun, general prin.' or sponsor rambled watts. purposes only. Positions and vakm presented care orders the art executed doe to you Niue to cancel
nciviial warty lots the transaction data for if any, re applied to the Fan by the bet plovded by ihe itttin;fern UBS Coaxial Sentra is mating open orders
exhidual lots may or may ego ref led commissions, general panne or sponsor and may be calculated not responsble for the infomarto and does not
charges axle, secuity reorgtheal on cents. based on daemon idol-matron from shat used by guarantee as acctraty these asses are rot protected Privacy
Dividend and other renvegment lots and systenek tired parties to delve their estimated values. by SWC or the Fern's supplemenlaISIPC coverage. To obtan a copy of as cavern Chad Privacy Notice,
purchne lots are each combined to display me - You can obtain additional 'vibration regardng please context your Friend& Advisor ix vat our reebsite
averaged lot The 'Trade date' colmn patents the the methodology used to determine the estimate of • Revenue abating and additional compensation. www taw otattneWwwvitea
orgeol transacoon trade dale. value aid the dale of the istanatica the is the - h ;odd, to <commits:ten at sales ad 12b. I Sees — U35 Fnanotal Services is not a bark. The RMA, (Ultras
• Callable siocurides Bonds nil preferred stock that basis for the estimate by contacteg your ;awed' received n conned ion math the drarbecn of mutual Services Account BSA and IRMA re brokerage
the issuer cats Ion tab 'redemption wit be selected Advisor. funds to am clients we ado our affiliate recete accounts etch provide access to bariong services and
martially by lot Iron among as bathes of that - Thid party emanated values may be reflected at remelt thong payments from doubters ardor peon group avangtheros with affiliated brat
issue held iv our rams a in norneste maw for at 'Noe priced' in several situations when an bran of the mousi funds that we tell These and other ateid/party banks, rd mondber,a ced to
clients Call Nate recanalco is cbtaned from third I-dependent volution Inn has not suppled a 6 anoints re based on two d if trent comments" ld numb. annuity products issued la teoffiliaked
pales and its accuracy is not gaafrfe:Wcthat Other call treble to assign a vale. where we become aware the ran of sales by LOS of a particular avast OlAtanCoef<cmPanes enough instate
leaves may east which bald geld. complete that a material event has occurred the may call a find family to our dealt and 00 iter asset valet of a agency samidures LES Financial Sews kx.
idoemeco will be provided upon request Frovioutli reported value bo question, or when a particular mutual fund Irniys shares held at the ▪ hvestmere, nturance, and amuity pacwixts
• Certificates of deposit (CDs). CDs are FDIC enured value would be highly speculative due to the nature fan — Not FDIC •••tload • No bard pannier May be vale
to to 52 93,000 et principal Yd accrued merest per of the sorority - We avl our affiliate also receive networkiv and — tMA. Room Management Accouro. Dueness
depositor aM per depository inoshonit nxcadaue - %Then neither an ester, general partner or sponsor OfIltlitt6 peocessrp fees eiconsickreco foe trawler Services Amount BSA, IRMA and Men:Nona Risotrce
wth FDIC rues. estimated value nor a %herd-prey estimated waist is agent stench that we movde to tie mutual funds tialtatrIttllt Account are registered service marks of
• Ittriawkalla haat thlatartO hat $4.0.0dtS and other provided the yak* of the storey will It deferent Those fees generally are pad from (minor assets ei LBS Fruncial Seniors ix.
products may be hgher or beat( than the price that from its ;mynas. price the mutual fed and are a hod dolly amain bawd — VISA is a aligned Yale rurk owned by Visa
you would actualaftnste in the mate. hoes are - • Distiout ions to date' may nob* return of on the rumba of touts at the badierdeakr hternatixol Sake Assoc./Pith aid used woe
obtained from various tiled puny sources lath we capital, marmot both. holding mutual Itnds of that and family tense. The LOS Visa credit cards at/ the LOS Visa
be/the to be fetal*, but we do not gmrantee thee - • Original unit sae' represents the Intel offering - n °Saw] to comma/in received in connatcon debt cads are owed by LEIS Oa USA with
accuracy pike per use and nu, rot reflect your cost base. with the sale a distibutco of annuity contracts and permilsco had Visa U 5,A Incormated All otter
— We generally use the cbsitg peke when available or - OPP and Witted REF sentries are not listed on a unit nvestment Net ones to ovr clients. we ado Vadunalq, registered trademarks, service corks and
the mean of the bid and ask prices for listed national securities exchange. and ate generally as ail late receive revenue sharing compensation registered wake marks are of their respeciee
sea/Vessel options or only bid pekes fir OTC /bud /Mean it they can be sold the mice Irma may of the m' utate companies tndeivottng merpathes.
sear Pm teemed may be less than the per share basted the entity convects, affiliates of the nsurance
— Len activeN &bed mantes maybe prced tang a value provided n the accotni gatarnero corparies or prams of the vet inwornero rush UN Financial Sorvied Inc Rev. 701907
valuation model ce the most recent price we we &tribe
obtarsed axl may not ref lect an actual market price • Redacted sacuritid. Restricted tame, germ* - h addocn to ccromoSvanS received from the
or wake. are not wrealyeligble la public sale. Ulii F flannel pechase and sale of NemShires fun.* we actor cur
Seams uses the market price of the v....restaged stock at I date receive n snot-brad revenue shaing
of the bre Maurer m an imputed vat* for the paymorg from aleaShares daunt" as well at
SDNY_G M_0002 3629
CONFIDENTIAL
EFTA 00134249
EFTA01276020

U65 FMancial Stokes Inc-
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York NY 10171.0002 October 2018
CN87005788951 1018 Nrl 0
HISLANE MAXWELI
Account name GHISLANE MAXWELL
Friendly account • Car
Account nu mbe
Your linancial Advisor.
SCOTT STACK MAIWLYIE CASFSEL
Phone
Questions about your statement? Value of your account
Call yo.a. Fillarldg Advisor Or die
RMA a i 0-RMA- '000. on September 28 (S) on October 31 (Si
acco
Your assets 49,671.09 47,173.92
Melts:our webs's.: Your liabilities 0.00 0.00
wort ubstorallinancialservices
of your account
Value $49,671.09 $47,173.92
Items for your attention
• Help protect yeomen from fraud and
review bank, credit cant, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annuakreditrepcelcom. Tracking the value of your account during 2018
Value of your account
at yea. end 2017 141.946.32
S Thc Tr,ancTS
Net deposits and
)16 withdratialS $5,128.56
Your MeStinent retunt
439 49.7 472 Dividend and
interest income $99.04
Change in
market valuct SO 00
Value of your account
Dec 2014 Dec 2015 Dec 2016 Dec 2017 se p 2018 Ocl 2018 on Oct 31.2010 $47.173.92
SDNY GM 00023630
Member SIPC CW0003005789951 NP70001811388 000:0 1018 03057a003 Pap 1 of 8
CONFIDENTIAL
EFTA 00134250
EFTA01276021

SUBS
Resource Management Account Account name: GHISLAINE MAXWEU. Your lq Randal Advisor.
Friendly account na • • SCOTT STACK MANLYLE CASRIEL
October 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) your account
• Cash and money balances may include
A Cash and money balances 47,173.92 100 00% Your current asset allocation
available cash balances. IJEIS Bank USA deposit
B Cash alternatives 0.00 000% account, UBS INC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the Important formavon
about your statement on the last two pages of
this statement for data ks about those balances.
Total assets 547,173.92 100.00%
A
Value of your account $47,173.92
Eye on the markets
Percentage change
Index October 2018 Year to date
S&P 500 -6.84% 301%
Russell 3000 -7.36% 2.43%
MSC I - Europe, Australia & Far East -7.95% -886%
Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38%
Interest rates on October 31,2018
3-month Treasury bills: 2.33%
One-month LIBOR: 2.31%
CNP 70003005769952 NP70C0183388 C0C03 101803057C naatY_GM_000230.494 2 of 8
CONFIDENTIAL
EF1'A_0013425 I
EFTA01276022

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your flaandal Advisor
tc Friendly account n • OTT STACKMAHI VIE r4sAtck
Account number.
Change in the value of your account Cash activity summary
October 2018 i Year to date U.) See Account activity this month lot details Mantes In your sweepoptions are inducedin the opening and
dosing balances edit FDIC insurance soviet to deport at UBS Bank USA and all banks partiripni ro in the
Opening account value $49,671.09 $41,946.32 UBS FDIC Insured moods Frog en, rt does not aoply to deposits at UBS AG. sea ford Brarch 51PC
Protection applies to money market sweep find hddiros but rot bank deposits Ste Important inbanation
Deposits, including investments about your statement on the rat Mo pages cf this document for deists
transferred in 328.91 56,881.45 October 2018 14) Year to date (S)
Withdrawals and fees, Opening balances $49,671.09 $41,946.32
including investments transferred
Adchttons
cut -2,836.29 -51,752.89
Deposits and other funds credited 328.91 56,881.45
Dividend and interest income 10.21 99.04
Dividend and interest income 10.21 99.04
Closing account value $47,173.92 $47,173.92
Total additions $339.12 $56,980.49
Dividend and interest income earned Subtractions
Checks and bill payments -2,636.29 -51,299.29
For purpOsts of INS Statement, ratability of interest and dwidend income has been determined Boa a US Cash/ATM transact ons -203.50 -203.50
in( 'IPPON 1:eISPediee. Baud upon the residence of the account holder, account type, or prodtcl type,
some interest ammo dvidend payments may not bo subject to United States (US) ardor Puerto Pico (PR) ATM fee rebates 3.50 3.50
income tars The cent monthly statement is not intended to be used and cannot be resent upon for tar
purposes. Clients should refer to the arogade tar reporting forms they recent from UBS armudly, such as Card payments aw -253.60
the Courts 1099 and the Forms 493, foe lax reporting information et is the practice of UBS to file the
aPpliattle to reporting forms with the US mtern8 revenue Service and PR TreaSury DeOlienTent and in Total subtractions -$2,836.29 -151,752.89
such loans accurately dasIfy citidenct bray Interest alto exempt or lamb* 'metre Please consols your
inthidual tax preparer.
Net cash flow 42,497.17 $5,227.60
October 2018 (1) Year to date (S)
Closing balances $47,173.92 $47,173.92
Taxable interest 10.21 92.17
Total current year $10.21 $92.17
Prior year adjustment 0.00 6.87
Total dividend & interest $10.21 $99.04
DNY GM 00023632
crietC0CeciosTe8953NP70031$3388 00003 sole 030579004 )000 Page 3 of 8
CONFIDENTIAL
EFTA_00134252
EFTA01276023

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Knendd Advisor
Friendly account n r Orr STACK hi YI F CASRIFI
October 2018 Account number
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the fcilowing investment objectives for this account If you have questions
Interest period Sep /0 - Oct 4
about these objectives, disagree with them, or wish to change them, please contact your
Opening UBS Bank USA Deposit balance Sep 10 $49,973.27 Fnancial Advisor or Branch Manager. You can find a fun description of the alternative
investment objectives in important information about your statement at the end of this
Closing UBS Bank USA Deposit balance Oct 4 $47,373.92
document
Number of days in interest period 25
Your return objective:
Average daily balance $49,510.15 Currant income klk capital appreciation
Your risk profile:
Interest earned $10.21
Pnrnary - Aggressive
Annual percentage yield earned 0.30% Investment eligibility consideration - None selected
My Choice Rewards Points from UBS Your account instructions
• Your account cost basis default closing method is FIFO, First In, Fro Out
Rewards Dams are (elected 85 oi the 26th c4 Int month or the racer business day if the 26th fats On a
weekend neackw Rewards point activity cetals can be found on www.ubs.coneionAneservees
October 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
Closing balance 7,594 7,594
CelP703C0305789954 NP70C0188388 C0033 IOW 03057500=3M' YGM00023ErAge 4 of 8
CONFIDENTIAL
EFTA_00134253
EFTA01276024

Resource Management Account Account name: CHISLAINE MAXWELL Your Pleandal Advisor:
*UBS Friendly account norne• SCOTT STACKMats/1111F rASRIEL
October 2018 Account number.
Your assets
Scene pnces, income and current vaues shorn may Ix EpprOxiMale. As a itSult, gains aid tosses may not
be &weakly reflected. Set Aporiant infosenefron aatour your statement a the end of tins dxurnem for
mote Information.
Cash
Cash and money balances
Cash and money balances may induct± avalatlecash balances, UBS Bank USA cbcout account balances, UBS Balk USA and of UBS FDIC insured Procyam Bank depot aCOlnt Waxes are insured by the FDIC within
UBSED1C trotted ProgarnSank Balances, UBS AG Stanford Branch ifeposit account baances and money applicable lents, but are not protected by SIPC. UBS AG Stanford Blanch deposit accourt Wanes are not insured
market mitt tul fund sweep Dames. by roc are are not protected by 51K. Money market sweep Dances are protected by 9PC but are rot Insured by
the FDC
See the Important Information about nor statement at the end of this document for detain about those
Wanes.
°beano baba/ft °mut:dente Price per share Average Ord.:lend Interest Dais In
Hddng on Oct I (1) on 0c131 on Oct 31 (1) tate Deltoid period Cep amount 01
UBS BANK USA CEP ACCT 49,671.09 47,17312 250,000.00
Your total assets
nercemage el Cost Estimated Unrealzed
vjueon Oct 31 (1) YOU(' account 08$6 annual 'ine (SI gan or loss (S)
Cash Cash gad money balances 47,173.92 100.00% 47,173.92
Total $7,173.92 100.00% $47,173.92
Account activity this month
Date ACIMIy Description Amount IS)
Deposits and other fends </edited Oct 1 Transfer FM VI 235750100 328.91
Total deposit and other funds credited $328.91
Dale Actitify Description Amount (0
Dividend and interest income
Taxable interest Oct 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 100a18 10.21
$1021
Total taxable interest
Total dividend and interest income $1021
Rte Aziooy UrSOPI.On Nitwit IS)
Bill payment Oct 2 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94
continued next pep
DNY GM 00023634
CHP7000330578995SNP7003183388 00003 1018 030575004 100 ►age 5 of 8
CONFIDENTIAL
EFTA_00 I 34254
EFTA01276025

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your A nancial Advisor
Friendly account name. r hews. r sicaT STACY WitLYIYI F CASPIFI
October 2018
Account number:
Account activity this month (commis)
Date Actiuty Descnphon Amount (S)
Bill payments (continued) Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.596.35
Total bill payments 42,636.29
Card dens for your Attends:et
The new UBS Visa infinite creek card is here, packed with exclusne travel benefit, more rewards and more of what you love, including extraordinarily personalized service. All
stumingly <lad in metal. Visit ubs<crMisainfirste or call us at 888-762.1232 to learn mnie
transaction Posting
date dale Dexnption AnXkolt (I)
Cosh/Arid transactions
WS Visa credit • )00(8 1602
6. MAKWELL
Oct 16 Oct I? CASHCONNECT -1203.50
ATM FEE REBATE S3 50
Total transadlons -1203.50
Total rebates 53.50
Them Me !under. to UBS Bank USA Z. repq CathConner I C zh *draw made inilh your MS Via credt cad Thew CaltC coned liamactions
old not incur any finance charges a cash advance fees
Rimmum Payment Due Payment Due Dae Credt Inc Avalade Credit Line Outstanding baance
UBS Visa credit card(s)
payment information
50. 00 135,00000 135,000.00 30.60
This credit cad is enrolled in UBS Pay Credt Cad feature and will ateanancaty be pad (non your accoure Your payment Is schedited
for tenernber 70. 2018
We provide Pis information on you U85 Visa credt cards sde/y as a courtesy to you. The UBS Visa credit cad and account are rssuedbi UBS Bank
USA. UBS Bank USA sod you the ollicia statarvent for this account and you should rake your pament ac cord ng to their (numbvb.
We do not ind ude your outstanding civil tact balance in tne vase Of rats account wen UBS Fmanfia Services Inc
Date Activity Detcrobat Amount (S)
Money balance activities Sep 28 Balance forward $49.671.09
Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 328.91
Oct 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10102118 -39.94
Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10'03.08 -2.596.35
continued next page
CNP7C003005769956NF7000I88388 C00O3 t0l 8 03057aliklY_GM_0002300e 6 of 8
CONFIDENTIAL
EFTA_00134255
EFTA01276026

Resource Management Account Account name: GHISLAINE MAXWELL Your Plnandd Advisor:
*UBS
Friendly account n Sari STACKMAHLYIE CASRIEL
October 201a
Account number.
Account activity this month (continued,
Cote Ached). GCS< rpliCel Arnsunt IS)
Money balance activities (continued) Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10'04118 1O.21
Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 1O18/18 .2OO.OO
Oct31 Closing UBS Bank USA Deposit Account $47.17332
Th. UBS Sank. USA DepAgt As< oust is Your primary Sweep colon
ODNY GM 00023636
CH1,71:009305789957 NMOCO193388 00003 1018 0305M )000 Peg. 7 of 8
CONFIDENTIAL
EFTA_00134256
EFTA01276027

$UBS
Your notes
CONFIDENTIAL
EFT,501.30257
EFTA01276028

Important information about your statement
U26 Cresol Services Inc (the Forma U9S Fins-cid her Irmoyouno late than 60 des Otter the Frm capacity A IA copy of the poles sixedrg is available income a rearm and may not keep W. with
Seryked, is a member of all pricipal mouthy, commodity sent you the fat statement on skit the once or won request. inflate:a
and optima excha-qts. Ut3S FinancialU nion rd U65 Problem appeared. • Moderato. Wiling to accept scent rick to prinCoal and
Bank USA re rdeect sktskaaries of U35 AG and - ?TOO* yet/ r. rile and accost number Of any) Neither theWC protectionmar the stopaemental tolerate some Walley to seek higher returns.
affiliates of UM Seaskies LLC. The Finis finankat — Desorbe the eta or the transfer you me UMWe protects:el apart to: • oyessib e: Willing to accept high rick to enema ad
statement is (Valhi* upon request. The Firms nanive tote, and tigdin as stay as you can *royal • Celan tnanaal assets controlled by (ad notokel n high volablity to seek Wats% over time.
offices ar• at: believe a is an writ a why you need mete your account vats) but held away from UBS Fins-oat • invement figedity Consideration: N selected. a
iriormat ion Services. For think certain (i)inskrance products. portion of the portfolio for that account my ineltdo
LEIS Fiume' Services Inc. — kande the dole arnment of the suspected error. including <oda* annuities. and (i8 *saes of rn&ial complex stramges, tinted liquidity and gnaw
1200 Habit Boulevard funds registered n the mime of the account holder on
Weehawken, W 07086 The Finn a Card bsuer vel investigate you compare the books of the Naar or transfer agent),
and wit comet any seta empty. For alleged 44T015 • twestment cons is or innwent biSeneils fey. Staternant 'householder
This statement refreSeentS the on,, off dal record of year enObng VlitS Oisa•debil cad Ira-oak-Cm:. 4 we take Ensiled pannenlips and private placements)that are We may consoldete al related account statement with
1.65 Fruncol Services account. Other records. *Seib more bith 10 business days to do this, we *Maeda not registered under the Seasities Act of 1933; the sane address in the sane envel:pe. e 0. because
obscene dmunents. centaning (erelong data should you acorn la the amount you Ihnk sin (4101, so the • Cannoditem convects (e.g. fete* exclorge and they haw onners who also mantain Orb account
rot be relied upon II you bedew there is an era or you we have the use of the money dung the tint it prima meal contracts), including futures contacts reationrips wth other dents a the same addeess. If
oinincm plea* report n inettalely n wing to the takes in to complete as imestigation. and commodity option contracts; and you meet to raceme irdimlual statements mailed es
Branch Manager of the office se viq yrs amount. • Deposit scot/Its (except certificates of deposit) at U35 sear* metopes. you may decline hourehoklen by
Please mate all cheeks payable to the Fem Of the Birk USA, UM AG U.S. branches and Baas n the OWN you Financial Advisor
Although al erases shown re mended to be accurate, burial ones?", notated on the front of this FDIC haired Deposit Program.
statement data should not be used for ter tarpons Rey staknont In addition to deg Y account lees. acres/Us The SIPC protection and the asplemental matecten do Friendly *occult name
'okay on yer.end tax tams, (i.e Font 1099. 5198, may be subject to mantenarce Ien. charges for We not apply to these assets oxen 4 they Otherwise appear The Men* account name is a custernaable *ridirurne
10425. etc ) when preparing your tax return. The Fin a payment for securities purchases and charges For urpaid on Ka Statements. The SSC protection ad the chosen by you to assn you wiltiyas necordleeng It
requred by law to repon to he RS all tsable &Science, reuses in cash accounts Accounts that are eardered wsplemental protection do not nowt against changes has ro legal effect on yoke account is not Mended to
reportable nontaxable Sidon& and taxable interest to other nstabons me be subject to a wander fee. n the market rake of yrs imesbnents (seethe as a relied arty Walesa, prodxt, recommendation
end on strobes held nyess attain. net penXineds smut of market movement issuer bankruptcy a imestment objective or mak profile associated with your
on sake barnactkrit ad con babe on retain coned UPS Sweep Options otherwise) accounts. and is not aplomb* or steerage that wean
seuraies. 1,85 offers options for nwetang cash balances to bark a any financial results, can cie will to achieved. All
deposit accoknts at non-nixed bats and Ablated Dividend Roinvectnn Program (DRIP) Mementoes 'mob, the risk of lass, including the risk of
Gannabaitians with the Firm banks and money motel ribeUal lundS (Money Funds). lhe axe reflected is an average pros You mar obtain loss of the tenth inerrant. You ranching. your
• Please reconfirm ivy as connunreeken n wring Depose scams at UK Sark IAA and norpaff &wed the nib price from yas num to Advisor. Only nab Friendly num names through Online Services a by
tofurther protect yyoouurrridns, ittbakr9).4.fifil banks participating ei the Ut3S FICACanurod Deposit shares me purchased under DU, coital stuns wines contactag you Fruncial Monet.
• o c If e f t d t h h e e i r s f i t s n h t a e a n t S e c e m ia o e l s n n n s t i t e is e s r u b io ti e o t L n g E o a S n t F t P h n ro e a t t e x o c i p a ti l o o S n f t t A r o e c f e t t p t h s r e , A 1 f .6 r ) o 5 . n t F K P o r e o r a g m t r s a o m re a a S r t e e W F n D s S I a C A t - i G m on u S , s t p e a le d r a k n s e e a d v c B i c s o a e r n W da t W s n W c r e o f d v d a I s C b h . , 9 a F ) m O v. K D o f e r p U o e s s e s d d o i i v ff l i d e d r e a n n fr d d o m r th o e t w h c e e a m l s s h - a r w k e e n it s t b a p e r x i d c e e e p % a o t o s M i o te h d i e d d in i b t y y h O e t u h p f e a X ,s I t C . u * i e v s r r h i m t ir a T e y h , e • A C V C a O s t e el o i o f u y t o S u a V cc I oontemittofo. Net of assets and
Financial Semen caries you- aca.nt as during Money Finds are not nosed by the FEM. are sold IiabdsieF
broker by arrangement wet the kicked Miamian • Assets Includes avaAable cash balances, rattan for
o o s t w h e p f e e c e e u : n W r m n g ed i o e e i x n r s th r rr t o i r i e s e a n r l d a a o g y c c o c c a b m u u r t s o e o ie e k f d s . e t k h h a r n , e a L t t h r n S o e i d s S i b a c y o f t o a i n o t u h s a n t c n t f h r y i c u r i a a o m s m t l w m S l h e e n a e e k d n e m s y a o s a r u a n e d p id o r rt o t U B s A h a P o e r o r k e o n s d y n a e o r p u N e o r p s r o i e r t o s t c e t u a e t s r c e c s t e a t n , d o ' b b t a b l p y e a r a S n o r c t I e e e K r s c . t i e S n d e t e h b e y "U b 9 8 P a S r C k F . m d M e a o p m n o a e s ) y i t S F s e m i m n e d m b es e e O m a C n n o a o t l i o y t n t l h l e w s v e d h i p s w t o r l o i i n l c o e a e e u u , m a n th it a s e a u c m F c l i e a r a m p y l t i b n t a e d a n h s l a e e a l t n d s h o e o s u r i n y k s o e d o u l e l f r p t a e a a r c r d m c t r i o a r in i u l l i u e n e n d t r . i l b t d s I y f p a y a • t o y r u n a e r n e t r • b p a e r y t i s v t t t h a h r a i e t e c e t e n F e i n n d i d m d e s e m o e . s f c D a tr t u h i l o l t r e e s e e n s t m ( t o n i e . o o m W ll t t ) a r a , a r u n k a n e d n t b e t d o . d G * a r i n s l u e o d t n o n b C p c a t n k e l s O c r T t t e a a p in d i W t n e e s r a n e i D s m e c s e r e u n p a t r o s p it s m e e it n s a s t o t , a d h n s e e , l d l o s r
• As deserbed n the account areernmts, you men withdrawn. and shaes of a Money Fund may be reverted dewing agency, and credit yaps scant so
m ref a le y c u te s d o o f n a v n o y u t r e s r t m at s e o m r e f n ra t u p d a i l n m t e 30 r g da c y h s e a ck w s a was s k e u c i u d ri a be e s d s a c n a d n th t. e proceeds retuned to you apse Inverlanent objectives • to ( r i n ab . s c r r it e ie d S it l I i n b t , e s le h s o r d t e a b cc t o b u a n tm t b e a n lan o c u es ts . tanding rwrgin
• • • • F F m a F c F k I P P A E t d W n h n 1 a T n l . r a n l e c a O e i u e l a 0 o d n M a n a o l . U t T m n o s 0 b s t a t B e o e e < c T S d e 4 o e p a t n o a i d r ( o a W b . n o x m d a . M : h s ' l r n j s f a n e C S 7 S e i e a e m * s y n c a a 6 e e c a n r r n f t n t r 6 W a e m t e m v . c l i o c R d r o i d N 8 2 t e c u o e ( e h n e n t s 0 e 0 E J t s u n l s a . o i s a a 0 F 1 c t o C g , o 0 I t v e T . e . i l i c h 3 n m 3 n x o a a 7 L l g x a F 5 b n 5 i l 0 C e E l w . l . l u a 4 s r l e 2 , , 8 8 a r e r b 8 n r - D C r . 1 6 c y d 4 i 9 l l 1 l 3 t t e a 0 o e p , h , e i e 1 4 . 0 n . y m 0 A p a 3 N e e 0 r . 6 g , 0 a y m S 7 m t t p 3 I s 1 t m o r 6 w n H l 0 , e e R a r 2 2 a e 8 . m 7 d i a i i e t n 0 - b n b n : 0 h r 1 e c l 0 t b o t 9 a 8 s i i 0 n a o 0 l n a o u t 8 7 a i t 0 a i o r n t m A 6 6 . a 0 b B n a L c 0 . 0 . i I s b M n E n i 2 i v o , s d D e A d g S 0 I . r a e e r l e e 1 t , o y t w V S o o p c a s n 6 . n 3 . a a t n 6 s a U t r e s 5 r h o d s S c A t 2 t m n e f t a S i O t d . e l o i o o 1 c e n e s c P 6 o t n U e b h o . 9 r t l B M i , , e e t 9 r S . n 1 F r a C C n o c a l c h T T i e 2 a u l e n h h f u m o e a 9 p g e e s I r b n r t 5 m i s e p l t s y m F F h a s i d c F o e a o m i i c b r e s n n r r r i f a s b t n a y o m n g p i l a o e s . p a l l t e i k i d i , r a m n ( a o s n t c c a e o a y g s n c o a 1 i t g b a u l n i ( s o m 8 a 1 e m b S a p h e 0 l t l a 3 s ) p t m e i h S 0 t . m r w l 1 k o e l c - f t e a m 6 o 7 o e V e r ) n , t 6 1 e o . a a w e e o a A w 2 p l a r n a c a l i e - 1 y m l h b t a t 1 n o e n h s e a 5 o i s 0 c f a l e o i l m u t i 0 d h g a 0 t M s t t r r h 4 a s i 0 p a , e b w e a t , 0 y . a . t r h l v a e e o f 0 S T r t a a a r s r n t m d o 0 h t o i e e r l a e a i m y d c a ( a e e o n b n S o t w f n n s f d l t y p I c i u e t e P . l s o i s i k r y e a T h C r s u e . o e i d t w s e h o c c r e t a i l e u & l o e F I e n d s d s m r l m e . s c c s g r l i e t h i , e a p a e t i n e a c i a t $ i b s n o o s e t p a n 2 i t b a n c v p o r C e 5 p i t v o e o e r t U h 0 u a i l t ' i P y o u e S e , i r n A l 0 r n u a n c p t o d e 3 a t b n o , l t i v 0 l o l e d I n t e i M s n c e a f a o o t S r i t r r o n i • e c • • P i O T s s h a l h r e n v F M o A A c ' e o g g e a o e l o h e p r f s s r i m c c r s o m o e n p s e n u a e w a e e r h r a e l d e o e a e l r n e s t d r a c e h m a n n h v i e t n l i . s - i a i o c s s t C n C C k < * t h e e o f i e a o e b p o , a p a f t e a p n o m h p m n n r t a n i : f h - i e g t o e d m d b a I d n e e n n d F b i g o l v m P v A t I i i e e r a e n o n S a e o p a a c s s n l s m y w n p o . y l t o t r m i r m o a w v t n F s a e h r u e n e o a c o o m i t n o r n i r e y n , a a f c f t g f i e b l n r d s n e n y i p a n e o i a r . d t s m e c r h i L r t n e e i r h o e w n a e i c e n w s i c a n n e s i S k t k a i m m p t e i t l m n w p h a p s n e o o g r e l r e i n o . t e u b y u a u n g t f n d o o n $ i a t l e n t e e t g t u o s n h ' i m M o b a n e e o s t n j i r e h a f n k ; t a o a c e a % i s t t ' n t m i n e i n W o y v g y e o n e e s k t u s o h d o in : . e f r i g c t h to e n L F • n N n u b a s s A c T T a w s v o o o a i e h a o g s e i a r C e d t r e n s o n n h i & n e e l a s a d c a t a s e s b p o n e s t o i b s i n a a n u b y a f t p b m l s a l e d g l r n a o b a e o s e l a m d n n l i f t T g i a u n o s , t d c h e C t o x n n e A h f e r r o d c o e n d o s e e a n r s g e i d , l n m b y s e t a i A r & p . y e d d b e e f r f r l i r i m u u n f s a a f a e t e o o r u i n t s t a o e m t t m s n d l o i d m n e t e & t o , d h i e u s s O i o a o n s p n e e t n . r a c o U r n m o n i t c t h r A d n h e a y o o e s N r e m T i t n e p r t t n t a h O d e . a b a b b e w . S a t O y . I h a a a n o S C t o a n n i l l a e l a a f s e b l m e y t l i c h n n e O e l n d e n l c c m m o s n e u t e e t r i e s t . c n a r e p s s a ' u t i R n r i e n o o a n n i m a r k n c e 0 t n n d n e t r l o k 4 e s e d e y o a t e t 3 y f s m n h e u m l t t 1 o l t C h : e d b e s e s k f u a e r r o a d e 0 G n e r t i a F g u s 1 t t d a d o e e i 0 a p i p i c v n e f t m d n 9 l e a r m g P a n a i a r r t s r m c i v a a a n o a e t a t n l i c d a d r c b e d t a y e ic e . s e t s
C s M ta a o t l e r a r r n re a w r t 4 r c i t a n e a a r b s e o s s u o e t a a t r t i a s ra s m n y s o i f n u er g c o a o n n n , t d i h f e y y o o st u u a n t te h e m i e l< d e n m y t o r o r s r e S t t h h u i e s i F t p e r i d m o t t e o is c t t h h io e e n p l i m s o S li p t S y r O o c t O e a c m b te il i i d o n n fo s a r s a u o n p f d t D n o e 1 a c 1 e c m .9 o b m e w r e 1 l o a 0 n s , 2 i h n 0 a 1 th t 6 e . • l t C o h w a o t n r m i s c e k e a a r n v - s r i n t i h v e S e e s a e c M k c s o y t u o t n o r t o d th a o e m e s a e n c r c o , o i t n u g t l e a t n o l e p v r e a r r i t a x e l P l s , i a e g v n l, e i f w n ic i i a t f h n t
wept The Fim or Card bus (as aclalcale) must aggregate for all your accuses head n a particular
SDNY_GM_00023638
CONFIDENTIAL
EFTA_00134258
EFTA01276029

Importailt inforniatimi about your statementsoommec
Your mots - Fcr ceman wordes vadng a nOn-CCellarnrig • Est. (estimated) income. current yields and rates. - We ream <IXTII:erntsICII 11Cin UBS Bra USA, 185
Your ,talent Menges recurites and other assets hell denominator-is, ante rid chatty (face oda) may An entente Of actual mare' is based on (tool AG Sundae Branch end nataff dated bats
n the account at the end of the Statement period. You haw been adjusted to facilitate proper vatuse.on thiderd and interest 'atm, assuring the worn.% will thougn our Cat sweep laWnt ibm
may ask for deanery of futr, Pad securities a1 any tire. To Wein oment Quotations. when available, contact be held for one yea- from statement date or um' COmpenSatiOn may be a mcothb per account fee or
You ma/ econe seonties used as ban co/Utera alter yes F ()arcs)! Adana. maturity. T is estinne is only a guideline, accuracy may be a percentage cr berme day deposit
paying any Wince dm on them. by securities arid continued name are not guaranteed biomes
bunderred to the rim doing the statement period are • Private investments and structured products. - Est mated anal name and coma yield for
Wed at moth* value as of the erd of the datoort hivate mestment VKLerIttl (INL dr-9 effect types of securities could ockkle a return of Activity
period PalciPatith pro am and real estate investment MIST prikbal or repeal gain it which case the est Information opting commissions and other throes
• Cod base. In dem-ming the cost basis of the securities) and strut tutd procbas are generally biddy income (and current yob) would be overstated. incurred n cured/on with the executionof trade,
sect-men *laded this staleTell. MAO. indicated /gad. Chan struclaed gratkis haw not been - Estimated annual income and current yeld and the inetrangoptien transactions has been ridded on
with the nunte. LIRSFiurcial Seer. Nes relied registered with the Securities and Exchange "CUM income erclyieb nvg`a be lower or Miler coifi mitations roomy furnished no you on] wit be
on information ermined from sources other than UBS Canrinsim ce undo a./ state securities laws. We than the estrnMed anorits Provided to you prcerptly on request.
Financial Semites. rkluding rdarnation born another amide es:anted values for wrote meson/re - An eginate of arcuated income (dividend axicr
lion or that you may have avoided to your Finarctal soothes arid structured products for Marna gnat interest) divided by the current market Short Sting
Achissr. The Wm does not indesenitoly early purposes only Accuracy is no guaranteed valtaavetagt balanced based on the last dividend II you re engaged in shat selleg a wordy, you may
guarantee the eaur aCy vaidry of am ithconstion - These values may differ WwamiaI, Iron pekes, a or moot payment made by the issuer and incur a charge tall to Ceillbtaroving costs fa that
provided by sources other than 1.85 Financial Serteo ay. at which a priors. man, d security a mums tie securiliestdoosts will be hell fee one pan icula- security.
addlico, ahhougan 1.85 Fnencal Services gem/alb structured product may be banjo or sold and do year torn the statement date °curb' maturity.
updates the rdamatith as it is received, the fern rot weskit& represent the value you my ream Accuracy and cootoued yeld re not gorardeed Open orders
does not pow* any assurances that the Mamma, upon thigaidng open a • goacktitcanceetd- orders that
inlet "Cost base and "Urnalced ant. MC is - Third pry *sondes of value ere as oi a <actin • AMU net held by UBS Financial Services Cststais were no mooed by the sweeter. date. open buy and
accurate as of the date of this statement. As such. date a.4 are supplied to UBS Foancial Services on a assets are not hold by the Fin and not within the aced stop ceders at reduced by the aroma of divdrock.
please do not rely on this olanution to make regular base by an Mdeperden valuation Imes Fen's possession or control. These assets are ants on an exthMderds a etridns dote unless
pathos. a sale decisions, la tax pa-poses or - KWH', general partner a sponsor estimated vales, displayed an yds statement lee nformational *Matted otherwise by you. eau re room.* fa
otherwise. Accounts transferred to the may if ma are skfardied to the Fon by the muff, purposes only. Positons and values presented re orders that me executed due toyer failure to cancel
reflect ger/loss info-rum kin only Ice Ow period or germ& pother or soma and may be tabulated provided by the issuity fon UBS Fiuncial Soots e "es; open odors.
tim they re heed at tie Fan More eietorical based on deferent idamaten Iran that used by not resonsble for the infarnanth and does not
fdantatiCh can be added by you* Marcia Advisor. thud parhes to drove thee este:used values quarrel. IS accuracy These assets at viol oraected Privacy
• Unmanned gabs/losses. When data is nabob, - You can cbtain additional ofcmutcn regardng by Sift or refire's supplemental 51K coverage. To atm a copy of our current Client Privacy hence,
minuted uthealized gonsflosses are Moulded for the methodology used to determine the estimate of pleas. contact you. Franca/ Mesa or vet ours 'Monte
rsdviLssseamy lots The transaction data for value and the date of the rd«rrmreen that is the • Revenue Ming and Maimed compensation. at yAVN silos essearvivartonf et
Ockvidual lots may or may nee reflect ccrrmissions. basis la the estimateby contactrg sour Financial - h addition to ccominken on lain and 12b-1 fees - 185 Financial Services e not a bark. The RMA, Bones*
charges alder secuity reap-dal en emits. Advsor. received n connection with the diattarn of mutual Sakes Account BSA and IRMA are brokerage
Deeded and other remit-mom lots and systematic - Mal patty enemeed vales may be reflected as lands to Oct dents we antler at aftlime receive accounts wind, stook access to barking senses and
path's. lots are Nth combined to display re • Not prcee in several Sellitialf: Men an revert* shying abetters from detrboas ands potluck tFra4 01.111911ThlreS with affiliated banks
averaged lot 71-e 'Trade date colmnm oots the Ockordent valuation fern has not suppled or is advisers of the mutual funds that we sell These and other this/party banks, and provides access to
angina transaction trade date. unable to asskjo a math, when we boom awre a-nounn re based on two different components, (4 insurance and amity Products issued by u-offb ad
• Callable securities Bonds and velerred stock that that a material event has centred diet may calla the am-Art of sales by LB5 of a particular' rrutual thiddarty entrance ompanes through instram
the issuer cats la early redemption why be selected pommy regaled value Me question, a when a find family to our dents; and 60 tie asset vale of a agency stbsidures of LBS Financial Seams Inc.
mpartully by lot Iran among at senses of ohm value would be highly speculative due to the reeve mecca mutual fund lanais shares held at the — rammer., nessarna ad annuity sastdictrs
issue held n OW nbne nOrnetee name fee Of of the storey cm, — Not FDC enured • No bad guarremo May IMO vale
clients Call fear, rtfOrrnale:n obtained from third - Men neither an ester, general pane ce sponsor - We rd ow affiliate also receive networking and — tMA Pesaro Management Account. Busness
panes a-4 es accuracy is not gaaraMyoedt.. Other GB manned value nee a thed-pahr estimated nolo is ornnbus processed fees in consideration for transfer Services Account ESA, IRMA and international Remote
leaves may wet which wad ect complete wooded, the yak* of the stony wit bedifferent agent services that we provide to the rmaual funds Management Account are registered service marks of
Mammon will be provided upon request from is orduse prior. These fees generally re pad from investor assets LSI romper Minces lx.
• Price/value Prices displayed for securities and other - 'Distributions to date' may inch& rerun of the fillitual fund and are a hod dollar' on-oant based — OSA is a registered volitrurk owned by visa
abducts mat higher or bwer than the price that capital extant or both. on the nether of ;cowls at the bracer-dealer hocruthanal Service Association ad used seder
you would actually, ream, n the market. kites ere - °NEVI Wit size represents the nitol offering holing rraitUal keels o1 that fend fa nily license The 1035 Vea credi crds rd the Le3S Visa
obeained from wed tad party sources which we Foe pee Led and may not reflect yOur cal baits — In astdital to Canin6Sans received in connection deb. cads are mad by UBS Bann USA with
below to be amble. tut we dons garnet this - DPP aM Unlined REP Senteief Ve not listed on a with the sake a delsbutch of annuity <attracts and permission foot visa U S. A Incorporated All other
accuracy notional securcits exchange. and re generally knit nvestment Inas, tests to our triads, we ardor vadmarkt registered trademarks, stoke marks Td
- We generally, use the cbsing price when available or &god ad even if they can be sold the price or aft hate receive roman shying corrpensaton registered senice milks ye of their roman*
to mean of the bid and ask prices la listed received may be less tun the per share estimated from man/ of the riSuranCeCOmpsinitS UnCkesPentlaa corpses.
soothes and options a only bid pikes la OTC value provided n the account statement the sanity contracts, adages of the vibrance
washers ccorpanes or sprats or the tilt ewedmont trots UPS Financial Services Inc. Rev. 201810
- Less actively traded securities maybe Arced using a • Resoriaed securities. Restricted securities genet* we distrboo
valualco model or the most recent price we are not <treaty eligble fa bask sale. 185 Financial — In addax, to commissions received from the
Waned a-A may nal reflect an actual market price Services uses the males pnce of tie urresroxted stock psduse and sale of NertShares fads, we ardor at
a vats. of the sure ember as an loaned vale ice the If dote receive an asset-based revenue sharing
- Detain positions may leper w Rhos a price and restricted stock for purposes or the; StOttolent only. To Poynter* from NotShiven 6shbuxn, as well as
wit show as -once was not available 6 we are the extant that restricted mum ies are ogee. for sale Vida; for technology development, training and
triable to oboon a price I o- a ;Envy. he value received may be stbstantially less then the educatcn.
- Deposes ce seanties denominated n corteges awed value shown. - Our allAdes also receive frying corminan and
other than U S. <bias am reflected at the exchange other <centered ion from mutual funds and instsarxe
rate as of the statement date. companies whose r.featIt we diorb.rhe
SDNY_G M_0002 3639
CONFIDENTIAL
EFTA_00134259
EFTA01276030

U85 financial Services Inc
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
26th Floor
New York kW 10171.0002 November 2018
CNP700570707I 1118 Y1 0
Account name: GHIStANE MAXWELL
Friendly account name: Indiv.CheckiCar
Account number
Your financial Advisor
SCO STACKMANILYLE CASICIFL
Phon
Questions about your statemeat? Value of your account
Call your financial Advisor or the
RMA 0-RMA- 1000, on October 31 (S) on November 30 (5)
accoun
Your assets 47,1 73.92 47,394.12
tisk our website: Your liabilities 0.00 0.00
%%yew. cbs cornifinancialservices
Value of your account $47,173.92 $47,394.12
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
vnew.annuakreditrepottcom. Tracking the value of your account during 2018
Value of your account
S Ihc. Lc...3MS at year end 2017 141,946.32
Net deposits and
7: 6 vdthdrarvals $5,335.83
Ntur nveStrnent return
Dhedendarxl
interest income 111197
Chase in
market value
Value of your &come
on Nov 30, 2011 $47.394.12
MODCO
SDNY GM 00023640
Member SIPC CNP7000330S707071 Nr700018751$ 0000311ie 030575004 Page 1 of 6
CONFIDENTIAL
EFTA_OOI 34260
EFTA01276031

UBS Resource Management Account Account name: GHI$LAINE MA5VVEU. Your Financial Advisor
Friendly account name: Indio Check/Car SW. ", 'Y LYLE CASRIEL
November 2018
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
November 30 (d) your account
• Cash and money balances may include
A Cash and money balances 47,394.12 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS it:4c Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important inf ormation
D Fixed income 0.00 0.00% about mu statement on the last two pages of
this statement for detail about those balances.
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $47,394.12 100.00%
A
Value of your account 547,394.12
Eye on the markets
Percentage change
Index November 2018 Year to date
500 2.04% 5.11%
Russell 3000 2.00% 4.48%
MSC I - Europe, Australia & Far East -0.11% -8,96%
Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79%
Interest rates on November 30, 2018
3-month Treasury bills: 2.30%
One-month LIBOR: 2.35%
CNP700O3005707072 NP70031875I 8 come we 030575Gr01:1000236819e 2 of 6
CONFIDENTIAL
EFTA_00134261
EFTA01276032

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi vandal Advisor:
Friendly account name•I iv h r SCOTT STACK MA/It:Ii CAMEL
November 2018 Account number.
Change in the value of your account Cash activity summary
November 2018(5. Year to date (I) Ste Account at levity this month for deta Is &dances In your Sweep opuons are includedin the opening and
dosing balances Aye. FDIC insurance appties to deposits at UBS Bank USA and all banks participating in the
Opening account value $47,173.92 341,946.32 UBS FDIC insured Deposit ("mgr. R des not Bort( to deposits as UBS AG. gardord Branch. SiFC
protection applies to money market sweep find holdirras but rot bank deposits See Important inSormatton
Deposits, including investments about your statement on the tat him pages cf this document for &MI5
transferred in 2,826.08 59,707.53 November 2018 (5) Year to date (4)
Withdrawals and fees, Opening balances 347,173.92 $41,946.32
including investments transferred
Additions
out -2,618.81 -54,371.70
Deposits and other funds credited 2,826 08 59,707 53
Dividend and interest income 12.93 111.97
Dividend and interest income 12.93 111.97
Closing account value $47,394.12 $47,394.12
Total additions 32,839.01 $59,819.50
Dividend and interest income earned Subtractions
Checks and bill payments -2,61881 -53,918.10
For purposes of Ws statement, taditsity of intereSt and addend income has been determined ficM a US Cash/ ATM transact ons 0 00 -203.50
tar tepoetirg perspective. Baud upon the residence of the account hokler, account type. or product type,
torn, interest andor &Attend payments may not be subject to United States (US) aeon Puerto Rico (PR) ATM fee rebates 0.00 3.50
Income tams. The tient monthly statement K not intended to be used and cannot be retied upon for tar
purposes. Clients should refer to the alloCEC/V tat mooning forms they receive from Les annualy, such as Card payments 0 CO -253. CO
the rams 1099 and the Forms 493, foe lac reporting information tt is the practice of UBS to file the
a su c c o h r f a O t r i n e IS l a a m C C re ul p a o te r t t y in c g la 1 s 0 I 0 f 1 y 1 ( S w W e i r t e h n th 't e a U rd S ' a In t I e n r t r e vM re s R t e B v S en I& ue e s x e em nic p e t o a r n la d m PR b * T r D ea e S x u te ry r* o n e e pa a r t o r c e o n n t s . u a lt n y d o u in I Total subtractions -42,618.81 -$54,371.70
intludual tax preparer.
Net cash flow 4220.20 45,447.80
November 2018(S) rear to date (S)
Closing balances 447,394.12 447,394.12
Taxable interest 12.93 105.10
Total current year $12.93 $105.10
Prior year adjustment 0.00 6.87
Total dividend & interest $12.93 $111.97
SONY GM 00023642
CONFID C E NP7C0 N 090057 T 07073 I N A V7003 L 41751 8 00003 t 1 l Er 03057500/ oco Peg* 3 of 6
EFTA_00134262
EFTA01276033

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your I6nancial Advisor
Friendly account n • irCon STACKMANIlei F CASRIFI
November 2018 Account nuntber.
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
Interest nenod Oct 5 - Nov 6
about these objectives, disagree with them, or wish to change them, please contact your
Opening UBS Bank USA Deposit balance Oct 5 $47,373.92 Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
Closing UBS Bank USA Deposit balance Nov 6 $47,394.12
document
Number of days in interest period 33
Your return objective:
Average daily balance $47,522.19 Currant income &capital appreciation
Your risk profile:
Interest earned $12.93
Primary - Aggressive
Annual percentage we'd earned 0.30% Investment eligibility consderahon - None selected
My Choice Rewards Points from UBS Your account instructions
• Your account cost bans default closing method is FIFO, First In, Fro Out
flewardS ppnts are reflected as of the 26th d the month or the peOr business day if the 26th fats On a
weekend toads/ Reivares point &dint; eetals can be found on www.uas.coneionisinestiwes
November 2018 Year to date
Opening balance 7,594 7,341
0
Points earned 253
Closing balance 7,594 7,594
CNP70303305707074 NP7003187518 03033 II le 03057500fligt* yGro_00023611sge 4 of 6
CONFIDENTIAL
EFTA_00134263
EFTA01276034

SUBS
Resource Management Account Account name: GHIRAINE MAXWELL Your %sandal Advisor:
Friendly account nam - SCOTT STACKMANLYLE CASNEL
November 2018 Account number.
Your assets
Some paces, incoMe and current vaues shorn may teepproxInVine. AS a Rita. gam and resits ma/ ml
a
be accurately refkaed. See miporlon infosenabOn about your statement the end of ths Oxument for
more Information.
Cash
Cash and money balances
Cash and mom), balances may irtd avalacie cash balances, UBS Bar* USA depoot account balances, UBS Balk USA and al UBS FDIC insured Program Sank deposit account bald cis are insured t, the FDIC rAthIn
UBS FDIC insured Rogan Sant: Balances, UBS AG Stanford Branch deposit account balances and rronty applicatak lints, but are not protected by SIFC. UBS AG Stanford Branch depx.1 accourt balances zee not insured
market mulutl fund sweep balances. by FDIC and a< not protected by 51K. Money market sweep balances are protected by 9PC but at not Insured by
the FDIC
See the important information about rot statement at the end of this document for details Woo those
balances.
°venng balance closing btletKe PriCt per snare Average Onniend InlettSt DOIS
Hd Ong on Nor 1 (I) on Nov 30(S) on Nay 30 (I) rate period period Cep mount 01
UBS BANK USA DEP ACCT 47,17392 47,394 12 250,000.00
Your total assets
Percentage of Cost EStienaled Unrealized
value on Nov 30 (1) your account bas's (5) annual inccme (5) pan or loss (S)
Cash Cash and money balances 47,394.12 100.00% 47,394.12
Total $47,394.12 100.00% $47,394.12
Account activity this month
Dale Athnly Description Arrount (S)
Deposits and other finds tredked Nov 1 Transfer FM VI 235750100 2,826.08
Total deposits and other funds credited $2226.08
Date Aditity Dexrption Amount (5)
Dividend and interestincome
Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF II/0918 12.93
Total taxable interest $12.93
Total dividend and interest income $12.93
Date Actlaty DeSCripion AmOunt CS)
Bill payments Nov 5 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONF -39 94
continued next page
SONY GM 00023644
CONFIDC HEP70:1N083057T07076I NAP7000L187S I 8 00003 1118 0305 )(nu) Page s of 6
EFTA_00 I 34264
EFTA01276035

UBS Resource Management Account Account name: GHIRAINE MAXWELL Your linandal Advisor.
Friendly account n • ' hewle r SCOTT STACK MANY LYLE CASR1EL
November 2018 Account number:
Account activity this month continueca
Date nanny Descnphon Amoust (I)
NW payments (Continued) Nov 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.578 87
Total bill payments 42,61811
Ong harm for your AUentket
The new U8S Visa Winne beck cad is here, packed with exclusne trawl benefit, more rewards and more of what you love, including extraordinarily personalized service. All
stunningly <lad in metal. ViSit ubs<ccritvisainlinite or call us at 888-762.1232 to learn crate
mirunum Parfinent Cue Payment Due pre Credit the Avalatle Credit tine Outstanding balance
UBS Visa credit card(s)
payment in fomustion
$0.00 535,00000 S35,00000 90.00
This credited is enrolled in UBS Pay 01%11 Cad feature and autonsatcaty be paid frixn your account. Your payment Is Unedited
for December 20. 2018
we provide Ms information on your UBS visa dear cards sdely as a courtesy lo you lee VeS visa credit cad and account at usuedtty U85 Bann
USA UBS Bank USA sends you the official stecernent for this &count and you shouldmake your parnent ac cord ng to their int ructi cns.
We do not include your castanding credt (ambiance in the rave ol you; account wan UBS Financla Services Inc-
Date ACIrVily oescresticn Amount fa
Money balance activities Oct31 Balance forward 547,173,92
Nov2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.826.08
Nov 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/05/18 .2.618.81
Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1 It 06118 12.93
Nov 30 Closing UPS Bank USA Deposit Account $47.364.12
The UBS Bank USA Depaat Account is your primary sweep cpnon
CH1,71;008005707076 NP7000187$18 C00O3 03057 Y_DM_000236itte 6 of 6
End of statement for account number Y1 2
CONFIDENTIAL
EFTA_00134265
EFTA01276036

Important information about your statement
LBS Frontal Sewn ex. (the killer LOS Finer,Cie her Iranyoung, law thee 60 drys after the Fen capacity. A fat copy of the poky wording is available exam a ream and may not keep pace with
Sentra is a mentor of all pricipal washy, commodity gent you the fat st moment on which the mot or upon request. infletem.
and optics exchargits. UM Financial S<rvk<s and UBS problem append. • Modena VANN to accept tome rick to pincPal and
Bank USA are ndrect sits:dories of 18$ AG and - Proetle you- none and accost number Of any) Heiner the SIPC oraeclion nor the emalemental tolerate arts volaliity to seek higher returns.
affiliates of 1.85 Sautes (LC. The F financial — Demote the error or the Vanier you me unsure protection apply to: • Ammon,: Wiling to accept high risk to sinner aid
Statement n available upon request. The Finis amen* nogg, and explain as clearly as you can Meru • Certain truths& assets controlled by (ad etad n hop volatility to seek NO agars owe time.
offices are at: bare a is an mice a My you need mat your accost vale) but halaway horn 18$ Financial • inestaers ffmaddy Consderation: I selected a
Services. For emote certain ID insuranceF(0CW.. portion of the portfolio for that account my kWe
LDS Frencel Services tic. — barb the dole arrant of the suspected error. eellodlio) variable awaits. and 00 shoes of nasal cormlet wages, Tweed liquidly and grease
1200 Hater Boulevard funds registered in the none of the account holder on volatile?.
Wereasken, NJ 07086 The Firm a Card bsuer vii :vestigee put towline the books of the Sat or transfer agm0,
and will correct try *nor prarpt%. For alleged mon • tvrestmicit (ordeals ce nvestment eater/Us (e.g. Statement leousehoktior
This statement rePosents the only official record of you neolvng VER insa•debil cad transact ins. if we take MOM connenlips andPrivate Placernentffffult ere We reekyconsolidate r slated account statement with
U3S F roma' Sentes scout. Other records. except more than 10 bus nes. days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the same *nerve. e 9. because
offer tat cbcunents contanng coediting data should you scour-lila the amount you think sin error, sothal • Cammoditits contracts foreign exchange and they have enners who also maintain rim account
not be relied upon d you brew thee is an ma or you war have the use of the money dung tie the it mowsmeal contracts), magma futures contacts rationing web other diem at the sane addeess. d
CcieSPOry please report n errnedately n tern; to the takes in to carper* as investigation. arid commodity option contuses and you pole to mere irdiwisal statements mauled n
Brands Manager of the office wing you account. • Deposit accents Incept certificates of defers) at (bG agree •eNolnies. you may decline hougeholdeg by
Please make all checks payable to the Fern Of the Bark USA, UM AG U.S. beeches and bats n the CAN your Financial Advisor
Allthcogh al I Was shown re intended to be accurate, I renal nsteution notated one trail of this FDIC loured Deposit Program.
statement dnashout:I not be used for tag purposes Rey seasenont In additicn to regular account lees. aceowits The SIPC protect ion and the maple/mental peoteclimd0 Friendly neount name
solely on ye:send in fams. (i.e them 1099.519& may be skeet to mintonarce fen, charges fee bite not apply to these assets even if they *themes appear The Friendly account nine is a amancable incknarrie
1042$. etc 5whenbrewing your tat return. The Fan 6 payment for securities purchases and charges kr Limed on you Slatiniente The WC protection aid the chosen by you to assist you withyas resell...pig h
requred by taw to moon to the *5 all tacible dvicknds arcu-es in cash accounts. Accounts that are trandared stspbrnental protection do not protect against changes has ro legal effect on your account, is not emended to
reportable nentaisgsk clekfnlit rid taxable interest to other nsteulcns may be subject to a venal fee. n the market Yak* of year investments (Mother as a reflect ay strategy, predate reccermendattn.
end al acuities held it pis axe" net FOX'S, rear of motet movement. issuer brikeuptcy imestment cgetwe a reds profile anociated binte your
on ask transactions rd cots basis on tortaithwened UBS Sweep Options othernie) secants aid is not a isomer or guarantee that wealth
wades, 185 offers arias for weeping (ash balaxes to bark ce any financial results can ot MOW achieved. All
depose scants at non-affiliated brio and Milated Dividend Reinvermont Program (DMP) :nearly/its nerve the risk of less, includieg the risk of
Ceawerdeatiens with the Finn banks and money nukes nasal boil (Money Funds). hone reflected is an average pnce You may obtain loss of the retie ineeStrIlint. You canchange your
• Pleaseretrain" any air carerunkatten en *Meg Depose accounts at UBS Bark USA and inmate dieted the actual price from you Financial Advisor. Oney Mole FronW assure names throughOnline Stakes a by
tofurther protect your reties. incising your rites barks panic:paling n the UBS FDIC-hied Deposit Ores re purthesed under DRIP, petal stores ranb contacting you, F nancal Mmes.
utter the Securities Mesta Protection An (SEAL Royals are FDIC insured n accordance vale FOK rules sold ad the cash wit be deposited in yOur ICCOunt The
• If theSnot& institution on the top left of the front For more idanolion, please visa WNW fitIK.2)e. Depose dividend remeshiont see applied b( the 6ton may Accamt overview
a this gatemen, is not lBS Froncial Sauces, l85 /KcountS at 185 AG Standee Branch ad shares of caller horn the makes pre<at y,tvch tie panne shire, • value of put acountOrtfolio. Net of assets and
Fiuncial Service. aria wits hada as cluing MoneyFunds are roe nand by the FDK. ere sold liabileies
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• • • F r c F P A t f h i W t u h a o i a . n n l O n e c r l e m d a g o d a . U T e n s s t B t T r h S c r i e o t e o Y a e a i r a b . o x a n : n m ' w l j f n s e C S 7 S t o a e s a c 6 e a l a f c n t r x i r 6 e u e v n l t l e o i r c i U d l 2 o c e ( s e r n 0 e n E t r t . o s o e s s 1 F o C 0 o I T . e r i l c 3 x n a 7 n L l c w a 5 b l 0 C . b t . l l 2 , l e , o 8 a 8 e 0 i . G I 6 4 d y t 1 i M 3 i v p , h e , 4 n . 0 A a 3 e e w e O 6 - g y n m 7 5 t 1 s t m t w 6 n H 0 2 e R a 2 e . 7 d i a . e t 0 - b n R 0 h r 1 c l b o 9 t a 8 M i 0 n o o a u t 8 7 i 0 C o r t r 6 6 . t 0 O n e a U t 0 o , s l n M n h P o r e d D e S A & e r f a r l e w e V o y S a p 6 c s m i i n t t s a t l r e h e d o e i * m v n f d A a t l a i o o a c e c b n o l U b s o l r i e , , M t r n U p C o a c c t l T T e e a n u l h h f B a a a N p r e e s e n S c i p o o s m F F s h t c F t a a m s a i i e a n r i a e f s n y p m o n s t e a . p a p i r d i o r a l s n t r y c o a n y t s c a a e t g a u l i s ( o a m e S b w n m h l t l a I ) e w e h P S t . b l m e r l E C w t e m a o r ) r m b . c t , v S e w o e a c w i l P n c r o a l i l h $ t e C t u o r n h a i 5 s i n c f a g o l e 0 h t t w i l i s n h r 0 o a o p , s e , t y . t l 0 a h r u e e o S T b 0 a r n n t < a h r 0 t e e o n b e y a c ( a t c e c n o t f S n h e s n f p c I i u t u P . l t i s i s r W e a T h r C e o . e t s h o c c e t a i e b u l o e n W s d s r n l . c a s g l i e t i h e e t i u n b e c i 1 a t s o s a t p a b 2 s t i n v o r C r 5 l p a o e e r e 0 u l l t a s P y u e r , S o 0 n n r u c p t o 0 e t n t o t i 0 o o e a d n I n c t e & c i t n r i e o n • O • • c h P M A A o m o g T r o e p e f c o e s o p n o A s h e r s r e m a e . t i w r m t m r s h c a , s i i . s t e a o i C o C * C k t o f i n a o a w r o p f p n o g i t v a i : f h i e t d b e a I s i e n n i g a l n n t v A N c r o a t e n o o p : o s s r m m w p o t o c r m e t n e o s a h e c c o i b o n o m i a a e f t g f b d W s r e p o i . t s m n h r a o e • o a e S e r t n s k m k r t e r e i o t n n m h r a e e g l e e . s r n b i n t g t o r d s t n e t t C s e n h h e n e p t r e t r h s o a k t e a s i t n n i e g o l g e e n e s k t n h o i : n e e f g e rka L F b N n a u T T A w s o o e g o e M r a d e r t r n n a n i e c r l s i d t e t s a e c l c o e i e a t o m r y a t l a e i e b a r p n r e o r t s l e m d v n i f T l i u M s d l t h C t o e a r h c S e e r d o o e r r d s d e s i n s m e e t c A . y e d a f m f / r r a i f R r l f e s t o r e u a e i t e f o m i n e i e d s a d e o n d r t s n n i s i o n c s n o t r e o t r U n e h i e t A n h a y B e p o d g e t n r o S a n t h e a b d y u b e S t w a D h a a n t ° C l l a n e a i b e a s M t l n e n I l c e e n e r c m c l m a m o i t e e s n s n s e p s a c u R ' n n a o s i a r i n t e e r d n d c l i o s t e e y o s t y f n c d h u l t i o C h d e c e c r u s e i a r r n l G e e r a s a F g d d e o h n c i p i n i f e m t c s r g e P e a n o r s r m c v i a r a e t d i l i c a b c d t r y e i e c . e s e . s
C s n t t a a h t l e e e m r / n w e a n r t l i i t o n e r a a re s w c s e o l a o a 4 n t s a e s m n y t a o e u n r c e o a o n n r , t i h f f e y y o o st u u a ' n t h e e m e it d e n m y t o o o u r r r e S t th h u e i b s F e s c o i e n t . t . o is .d t l h a im e t h p is o e l S i c p S y r O o t O a te m x c a t e e t l d i o o n f n o a , r s a u o n p f d t D b o e r 1 r id o 1 m . a 9 l b s m e 's o r . 1 v c e 0 a r , 2 i l n , 0 a 1 th t 6 e . • l t C o h o w a n t r t m e iu r e t v a e s n t l h s i t v r th . e e S r a K a k c a c s o y t u o t n o e t n d th s e a n a a l c n r c e o o i t s n t g e it e d ia n o l e p v r e a r r i t a g e l : l s , 4 i e g 1 v n , e i f w n ic i i a t f h n t
wept. The Fan a Card burr (as Cfsicable) must aggregate for all your accounts NH n a particular
SDNY_GM_00023646
CONFIDENTIAL
EFTA_00 134266
EFTA01276037

Important information about your statement (Continued)
Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS
Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaff hoed bads
n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis
may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or
You may reuse seopties used as loan co/Lowa alter you Fruncol Athos. mataity.IT6 estimate is calf a guideline, accuracy may be a percentage of average do,/ &posit
wing any balance de on them. Any securities and continued income are not guaranteed toseerxes
tranderred to the Frrn ding the stoommt period are • Private investment. and structurreadg products. - Connoted ornwl name zed current yield for
l ed at market value or of the end of the stamen hivate nwstrnent ward*, (IN these torten types of Securities could riflede a return of Activity
period ParlkiPal an oviseam and real estate inwornent trust prikPal on captal gains in which case the ese information regadrig commissions and other chages
• Con basis dekonniro the cost basis of the securities) and strut bared precious are generally highly income (rd current pelo) would be overstated. incurred n correction with the ex:pionof trades,
secureies ridded is this itaternent, wbtie indicated Chan south/ad ocelots haw not been - Est/noted arrual axone and current yeld and the indiSing option tram-stone has been inclded on
wit. the number -I,' LE6 Fluidal Services has relied roistered with the Socaities and Exchange actual income andyield mght be low on hitter confirmations previously lionished so you ed will be
on information <Maned from sources other than t Commission or tondo. any state securities laws. We than the esteniked amowts prodded to )our proudly on request.
ernr ial Sertices. suluding Humans, born another provdeedrnated values for {siege investment - An estivate of annualized income (dinderd aockr
In or that you may have voided to your Finical stokes and structured moods for rdomal crud interest) divided by the current market Short soling
kleiser. The Finn does AM indepenistly terdy or purposes only Masao 6 not guaranteed value average balance 6 based on the last divdend ll yet .e engaged n shot sang a wordy. puma/
guarantee the aCOSaCy or valday c any OMe motion - Thew vases may differ abstane bay Rom peXes or merest payment made by the issuer and mut a charge doe to certain borrowing costs for the
vended by sources other than U3S Financial Senics ay. al which a private' wain, d security a Points the seoskiesidepoids will be hell foe one pan lade-security.
In addlion, alehouses L6S Fnoxial Senoras gerseralk structured product may be boc4nt or sold and do yes from the statement date °curt' maturity.
updates this rdmmatim as it received. the fan not recession& represent the vacs' you may rearm Accuracy and continued yak, re not guaranteed. Open orders
does not von* cry entrances dna the domain:el goon liwidation. Regaidng open co • roblitcancelee aders that
crcler "Coat baler and "Ureealcod give loss" is - Third pry *strides of value re as gai a <actin • Meets net held by WS Financial Services Certain were not evouted by the seamen date, open buy and
activate as of the date of this statement. As such. date aH are supplied to UPS Foxe sal Services on a assets are not held by the Fins and no wethin the tel slop orders ere reduced by the ammo* of Modena;
please do not rely en this Manution to retake repair bass by an rdeperkkrt valuSion lima Fein's possession or control. These assets are argots on an exidividerds a oil:tits date unless
ruckuses sale decisions fa to pi-poses or - tsWer, general partner or sponsor estmated watts, deployed on pots statement IC. nformational nstructect othemise by you. You se response:defer
othenvise. Mecums transferred to the Fins may if cob we suppled to the Finn by the issuer, purposes only. Positions and valets presented re orders that at executed due to yam failure to cancel
reflect ac Homo kin only Ice the period or general partner or paws and may be obviated provided by the Muni fim LISS Financial Sows is "ing OW ceders.
tire they held at the Fan More bigot:cal based on deferent informaten from that used by not responsble for this iricernaton and awe not
(demotion can be Aided by you* Fnarriel Advisor. that palm to derive thee minuted mites. gwrantee IS accuracy These assets au rot ordeoled Privacy
• Urettalked ganselessits. Wren data 6 availabk, — You can obtain additional Herniae's, regarding by SK or the f Sat supplemental DK coverage. To Aeon a copy of as current Client Privacy Notice,
minuted unmated gonsflosses are colculned for the methodology used to determine the estimate of please cadet you. Fnancial Adds« or viol as website
indiviidl storey lots The erasion data for value ad the dale of the eicrinatiCel that is the • Revenue shaeki and adckional compensation. at >wen gin ensurvivierr,frt.
r-t.:India, lots may or may rice ref Rot ccrrmissions. basis la the estimate by contacting your Financial - In addition to comminken on sales and 12b.1 Nos - 185 Financial Dokes is rot a bark. The RMA, Benne«
charges anokr secuity reogrmal on events. Adv60r. received in connection with the distrixdrn of mutual Stokes Account BSA and IRMA are brokerage
Diedend and other reovestment lots and systematic - Turd patty estimated eaten may be reflected as funds to err dents we ardor our Shame reeve accounts snhkh provide access to barking senses and
piths«. lots se each ccmbimed to display we Idol piked' in several leuatienS: Mien an revert* thee° payments from datitums and cr products ihroacji alarigernirritS with affiliated banks
averaged lot 71-e 'Trade date colmn pimento the independent valuation fern has not suppled or is advisors of the mutual hods that so sell Dew and other ihid.pamy banks and provides access to
ongiel transaction trade dale. unable to assist a value, when we became aware amounts re based on two different movements' (4 minxe and amity Products issued by u-dffh ad
• Callable securities Bonds and premedstock that that a maternal event has waned dna my calla the snort of sales tyll3S of a particular mutual thitl.porty no:oncecompanies through instance
the 6Yier cats for eery rederrpton wit be selected pinion/et reported yoke it question, a semen a had family to our dents; and 60 tie asset vats, of a agency stbsidants of LEES Financial Sewn Inc
niparbally by lot tram among al scarlet of that value would be highly speculate. due to the neve poticular mutual fund lernals than held at the — entstmere, inswance, and annuity pred-icts.
:Sue held in OW rum* or in nonente row for our ea the warty fon — Not FDC insured • No ban guarani... May lose vale
clients Call kaki. riformalkn is obtained from third — Wren neither an shier, general partner ce sponsor - We and or affiliate also receive networking and — tMA Pesaro. Management Account Busyness
pities and es away a not guaranteed. Other call estineled value nor a thed-poty estimated mew 6 oronbus processing fees in consideration for wander Servos Secant ESA, IRMA and nteenationil Resource
leans may pot which me aff ect peld. complete gionded the vase of the 'essay wit bedifferent agent services that we preside to to nuual funds Management Account are registered sense marks of
information roll be provided upon request from its potpieprice These fees generally re pad from investor assets n LSI Financial Services Inc.
• Price/value Prices displayed for securities and other - 'Distributers to date' may ricks& When of the mutual fund and are a hied doll. amount based — VKA is a registered vacktirurk owned by Visa
products may be highs or lower than the price that capital name or both. on the nordwir o/ accounts at the broker-dealer Menai:nal Service Association and used under
you would actually recse in the market. Prints ap - • °egret IPA size' represents the nitel offering holding mutual funds of the fund family license The LOBS Visa credi cods ad the LeS Visa
obeained from ormis Pod party sources which we poke pis tout and may not reflect your cost basis - en addition to CCenril6SkinS received in connection debt cods are awed by UPS Bank LISA with
behave told elabie, kW we dons gaunter this - DPP Ind unfilled RErt sorties are not listed co a with the sate a datibuton of annuity contracts at permission from visa U S. A Incorporated All oho
accuracy national securein exchange, and we generally unit nvestmert bust tones to our clients, we ado vademarks registered trademarks, strike marks and
- We generally use the cbsing price when available or acted ani even if they can be sold the price as afI hate receive revenue during corrpensaton registered senate nudes are of their respective
tie mean of the bid and ask prices ler listed mowed may be less than the per sere estimated from Mary of the nsorance companies unckrwriting cormanies
recision and options a onk bidpekes Ice OTC value provided n the septum statement, the onnuity <SNAIL affiliates of the Nuisance
wctikes cowponies or sprout of the nit nvestment trusts LES Financial Services Inc Rev. 701810
- Less actively traded secohis maybe priced using a • Restricted securities Restricted securities Wren* we &oboe
valuation model or the most recent pile we are not wreak eligble for pubk sale. LIBS Financial — In addom to commissions received from the
obtained and may non reflect an actual market price Services uses the market price of tie urrestixted stock puthase and sale of NedShares finds, we andor cur
a vats of the Sarre twat as an inflated value lee the athlete receive an asset-based revenue shaming
▪ Cenail positions may taper wahine a price and restricted stook for purposes of the StOfteltat only. To Porno* from NentSharee distrbuscos as well as
wit show as 'once was not available awe are the extent that restricted von ies are eloble for salt hider; for technology development training and
triable to cbtan a price for a wanly. to value received may be stbstantially less tun the education.
- Deposes ce stiopties denomnated n offences awed value shown. — Our athletes also receive trading coimiisoms and
other than U S. doers am reflected at the exchange other compensation from mutual funds and entrance
rate as of the stammere date. «meanie; Mere waits we chtuttne
SDNY_GM_OOO23647
CONFIDENTIAL
EFTA 00134267
EFTA01276038

Lies FMancial Services Inc
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
26th Floor
New York IV 10171.0002 December 2018
CNe70090938231218 x12 ri 0
Account name: GH1StANE MAXWELL
Friendly account name: Incliv.CheckiCar
Account number.
Your financial Advisor.
SCO / <Tarr 1•Aemio vi C r 44RICI
Ph
Questions about your statement? Value of your account
Call your financial Advisor or the
RMA ResOurCeLine at 800-RMA-1000, On November 30 (1) on December 31(5)
acoo
Your assets 47,394 12 49,2 70.55
MsItour webslte: Your liabilities 0.00 0.00
www.ubstomainancialserviCeS
Value of your account $47,394.12 $49,270.55
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WIVW.annuakreditrepott.com. Tracking the value of your account during 2018
Value of your account
S the Lisa n45 at yer end 2017 141,946.32
Net deposits and
7:6 withdrawals $7200.09
Your mestment return
43 9 4i 9 _ 4 I 7 s 4 4 e 9 .3 Di*lend and
interest income $124.14
Change in
market raw $000
1.9
Value of your mown
Dec 2014 Dec 2015 Dec 2016 Dec 2017 Nov 2018 Dec 2018 on Dec 31, 2018 MA270.55
SDNY GM 00023648
Member SIPC CNP20010008038823 NP7000306521 00003 1218 030575004 loom Page 1 of 6
CONFIDENTIAL
EFTA 00134268
EFTA01276039

UBS Resource Management Account Account name: GHISLAINE MA ?NEIL Your Nnancial Advisor
Friendly account name: Ind iv C Feck/C a r sc "T STArY AINV I VI C r ACRICI
December 2018
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 your account
• Cash and money balances may include
A Cash and money balances 49,270.55 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. UBS rac Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about war statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 549,270.55 100.00%
A
Value of your account $49,270.55
Eye on the markets
Percentage change
Index December 2018 Year to date
S&P 500 -9.03% -438%
Russell 3000 -9.31% -5.24%
MSC I - Europe, Australia & Far East 4.83% -13.36%
Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01%
Interest rates on December 31, 2018
3-month Treasury bills: 2.42%
One-month LIBOR: 2.50%
C 70310003C0,3824 NP7OCOX6521 000O3 1218 030575 °G IQ y GM 0002361,J1e 2 of 6
CONFIDENTIAL
EFTA_00134269
EFTA01276040

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor-
*UBS friendly account n SCi TT STACK Maher Yi F r ASPIFI
December 2018 Account number.
Change in the value of your account Cash activity summary
December 2018 (3) Year to date (I) see account activity the month for dela Ix Balances In your Sweep Options are indudedrn the opening and
dating balances value. FDIC Insurance £01.5 to deposits at UBS Bank USA and ell banks participating in the
UBS CDC insurer:JCRs:ash rrogarn. h Otes not leafy to deposits at UBS AG. %agog &arch. SIPC
Opening account value $47,394.12 $41,946.32 Prater tion applies to money market sweep find holdirgs but rot bank deposits See Important inCounation
Deposits, including investments about your statement on the at Mo Oars d this document for Malt
transferred in 14,148.92 73,856.45 December 20181S) Year to date (S)
Withdrawals and fees, Opening balances 547,394.12 $41,946.32
including investments transferred
Addibons
cut -12,284.66 -66,656.36
Deposits and other funds credited 14,148.92 73,856.45
Dividend and interest income 12.17 124.14
Dividend aid interest income 12.17 124.14
Closing account value $49,270.55 549,270.55
Total additions $14,161.09 $73,980.59
Dividend and interest income earned Subtractions
Checks and bill payments -12,109 66 -66,027.76
For purposes of INS Statement, teat:lay of interest and dniclend income has been determined Iron a US Cash/ ATM transact ons 0 00 -203.50
tat tePOtirg perspective. Breed upon the residence of the account holder. account type. or product type,
scene interest endear dvidend payments mar not be subjed to United States (US) ardor Puerto Rico (PR) ATM fee rebates 0.00 3.50
income tars. The dent monthy statement is not intended to be used and cannot be retied upon for tar
purposes. Clients should refer to the aroxasie tax reporting faint they reCeise from UBS annualy, Sigh ids Card payments croo -253.60
the forms 1099 and the Forms 493, fa lac reporting information his the practice of UBS to file the
fiCpliCatle la reporting forms %Mtn the US internal Anent.* service and PR TreaSuN DepareTerit. and in
sigh forms aCCulately dasIfy chiciena ardia interest as itte exempt or task* later* nest consult gar Annual fee -17500 -175.00
indvdual tax preparer.
Total subtractions -$12,284.66 -$66,656.36
December 2018(S) Year to date (S)
Net cash flow $1,876.43 $7,324.23
Taxable interest 12.17 117.27
Closing balances $49,270.55 $49,270.55
Total current year $12.17 $117.27
Prior year adjustment 0.00 6.87
Total dividend & interest $12.17 $124.14
SDNY GM 00023650
CelP70310003068875NMOCO3C6S21 00033 1218 030S7 50Ca ---
CONFIDENTIAL
EFTA_00 134270
EFTA01276041

4tUBS Resource Management Account Account name: GMSLAINE MAXWELL Your Finandul Advisor:
Friendly account name SCOTT STACKMANLYLE CASRIEL
December 2018 Account number:
UBS Bank USA Deposit Account APY Your investment objectives:
You have identified the following investment objectives fOr thisaccount If you have questions
interest Period Nov 7 - Dec 6
about these objectives, disagree with them, or wish to change them, please contact your
Opening UBS Bank USA Deposit balance Nov 7 $47,394.12 Fnancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
Closing UBS Bank USA Deposit balance Dec 6 $49,972.23
document
Number of days in interest period 30
Your return objective:
Average daily babnce $90,949.43 Currant income &capital appreciation
Your risk profile:
Interest earned 812 17
Pornary - Aggressive
Annual percentage yield earned 016% Investment eligibihty cceisodevation - None selected
My Choice Rewards Points from UBS Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Rewanth pons 2te (elected as Of the 26th ci the month or the pee( butt MSS day If the 26th fats On a
weekend hohdaf Reads pant activity Cetals can be found on w.swubs.coneionhnesenekes
December 2018 Year to date
Opening balance 7,594 7,341
Points earned 0 253
Closing balance 7,594 7,594
CNP70310008C88826rO70C0306521 00003 1218 030SaY_GM_000236M9e 4 A 6
CONFIDENTIAL
EFTA_00134271
EFTA01276042

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your %sandal Advisor:
Friendly account name: Ir liv Check/Car SC TT STA(KMAIII YI E rAseuct
December 2018 Account number.
Your assets
Some pnces, income and current vaues shown may be approxirra. Asa result. 93irrs atellOssesM not
be accurately refkolect Set Apar:ant mtosettaaon about your statement a the end of ths documem for
more informal on.
Cash
Cash and money balances
Cash and money balances may ukhaie avaltiecash balances, UBS Bank USA deposit account baances, UBS Bale USA and al U85 FDC mused Pro(ymn Bank 4epont aCtunt balances are insured by tne FDIC wllhin
UBSEDiC insured Progan Bank Balances, UBS AG Stanford Branch Ceposh account balances and money applicable Imb, but are not protected by SIPC. UBS AG Stanford Branch deposit acc our( [dances ale not insured
market mina fund sweep balances. by FDIC and ye not protected by 51K. Money market sweep balances are protected by AK but ate not Insured by
the FDIC
See the Important information about your statement at the endof this document for detain abort those
balances.
Openng balance ammo044me Plitt per share Average DrildenflIntereSt Days In
Hddng on Dec 1 (5) on Dec 31 (1) on Dec 31 (1) rare peflod period Cep amount (5)
UBS BANK USA CEP ACCT 47,394.12 49,270 SS 250,000.00
Your total assets
Percentage of Cost Estimated unterized
value on Dec 31 (5) your account basis (51 annual infant ft OBlna loss (5)
Cash Cash and money balances 49,270.55 100.00% 49.270.55
Total $49,270.55 100.00% $49,270.55
Account activity this month
Date Actialy Description Amount (1)
Deposits and other fends cred ked Dec 3 Transfer Ftv 100 14,1492
Total deposits and other funds credited $14.14.92
Dart Actitity ()exception Awount (5)
Dividend end interest income
Taxable interest Dec 7 Interest UBS BANK. USA DEPOSIT ACCOUNT AS OF I 2r Oft 18 12.17
Total taxable interest $12.17
Total dividend and interest income $12.17
Date Actittly Descfmton Amount (1)
Bill payments Dec 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,543.04
continued nen page
SONY GM00023652
CONFID O E W7031 N 00030 T 88827 I N A M0033 L 0552 1 00003 121B 03 10000 Page 5 of 6
EFTA 00134272
EFTA01276043

UBS Resource Management Account Account name: OHIS.LANE MAXWELL Your Financial Advisor
Friendly account name. rhwelI SCOr STACi ' 't‘átlYIF CASRIEL
December 2018 Account number
Account activity this month(contrived
Ode Actinty Description Among (3)
Bil payment (continued) Dec 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONIE -39.94
Dec 10 Withdrawal ACH WITHDRAWAL Saks Retail -526.68
Total bill payments 412.109.66
Card Items for your Attention:
The new U8S Visa Infinite crecit card is here, packed with exclusive travel tenehls, more rewards and more of what sou love, ncluding ertraordinarib personalized service. All
stumingly clad in metal. Visit ubS(CcreriSainfinite a call us at 388-762-1232 to learn renre
Mownion Payment We Payment Due Date Credl kne Avalatie Credit tine Outstanding ',dance
UBS Visa credit card(s)
payment information
$0. 00 $35,000 00 535,00000 10.E0
This mail cad is enrolledin UBS Pay Credt cad feature and vAli autorraticasy te pad from your account Your payment Is scnedited
for tansy 24 2019
we °mock tri information on your U85 visa creclt card solely as a courtesy to plu The UBS visa «edt cad and account are rsSuedDy U85 Bank
USA UBS Bank USA send you the off kia staernent for this account and you should crake your payment accord ng to their instructions.
We do not indude your outstanding creek card baance in the rout of you account well u6SFinancid Services inc
Date Actinty Descrotion Amount (S)
Fees OK 6 Fee Charge ANNUAL FEE CHARGE 475.00
Total annual fees 4173.00
Date Activity Description Amount (3)
Money balance activities Nov 30 Balance forward $47,394.12
Dec 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 2,605 88
Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1204f 18 -39.94
Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 450F 12/06118 12.17
Dec 7 Withdrawal U85 BANK USA DEPOSIT ACCOUNT -175.00
Dec 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 121 10(18 -526.68
Dec 31 Closing URS Bonk USA Deposit Account $49,270.55
The UBS Cant USA Deposit Account Is your primary Sweep cotton
CNP7C010008038828NP70C0305521 C00O3 1218030575 004r t» ol now gitiege 6 of 6
End of statement for account number Y I 23576 S5
CONFIDENTIAL
EFTA_00134273
EFTA01276044

Important information about your statement
UE6 Charier Services Ix. (the Firma UBS Firtaxial her Iranyouno law than 60 drys after the Fern capacity. A ha copy of the poky wacky is available name a reefed and may rot keep pace with
Stroked, is a merrber of all principal unsay, comrrodity writ you the fht st element on whit!, the anon or span request.
and optirsreha-ges. UM Financial Services and LOS Problem appeared. • Moderato. Wang to accept (OW ride to pincbai ad
Bank USA are indeed sibsoaries of (CS AG and - Provide xis rant and accuse number Of aye/. Nether the SIPC «aerialn a the swpkemental tolerate sane wiality to seek higher returns.
affiliates of ICS Sectrain U.C. The Firs toter — Desabe the error or the twister you me unsure protection SA* to: • Aforessibt! Wiling to accept high risk to «nodal axl
Statement n availableupon request. the Firm's moor about. ad explain as sexy as you can whyyou • Certain trumpet assets controlled by (and ncbckil n Fyn volatility to seek highreturns OK/ Int
offices ar• at: believe t is an ants a oily you need mar your account yea) but ler awarron LBS Fine-col • invdenient Efordy Consdentem: N StleCted. a
domeion Services. For erosible certain 0) insurance products. portion oF the portfolio fa that account may nitrite
IRS Fierce' *Wes Ix. — Provide the dog:remount of the suspected error. OICILKang variable aruites. and shres of mutual cocain straw*, lented liquidity and greater
1200 Harbor Boulevard funds registered n the rsane of the attar holder on malatiite.
Weehawken NJ 07086 The Finn or Card bsuer will investigate yon orrice the books of the Muer or transfer agmt),
end will correct any error proirogy. For alleged roes • hastment toners or minimise interests Statement ehousehokithe
The slatement repreSOCS the orb official record of you awaking UK Vrodebit cad transactor* if we lake limned pannershbs and private placements) to are We mayconsolidate al felted account statement with
LBS &uncial Services 'Muni. Olhee rear& mar mote than 10 bus ness days to do this, we *Maeda not registered under the Seartes Act of 1933; the sane address in the sane envelope. e g because
Okra tau documents. caftanr-ig ccriliarg data should you =curet the amount you Oink is in error, so that • Cownoditits contracts (t.g, foreign exchange and they haw comers who also maintain font account
not be relied upon 6 you bele.* thee is an arts Or you wa ham the use of the money dung the are it pours netal contracts), fkluttng Laurel contacts rations/1qm war oilier teens a the writ address. If
omission rent report d irrnectotely in aritry to the takes us to complete its ineshrtion. and commodity when contacts; the you prefer to mere individual statemenes makd n
Brandi Manager of the office wyng yea account. • Deposit accounts (except readi cates of &posh) at LBS $49-InlenNYI0044. you may decline loousetokleg by
Please make all cheoks payable to the Fiona the Bark USA, ICS AG U.S. brash,, and bales in the OWN your Financial Advisor
Although origami show se mended to be accurate, Inrxol inSteution rotated on the frog of this FDIC hsured Deposit Program.
s st o at r e t m o e n n y t o d m ela e s n h d o l u m ld l a no m t s b , e ( i u .e s ed F f o o n r n t a 10 i p 9 u 9 r . p 5 o 1 s 9 e 8 s , Rey n st w ate b m e e A nt b j I e n c a t d to di m tio a n t r o in ro a g - u co e s k a m c , c c o h s a t r g le e e s s f . o s e c b o to re s n T o he t a S p IP p C ly p t r o o t t h e e c s ti e o n a s o se r ts t e he o s n e i a f p th le e m y o e t n h t e a r p w r i o se te a c p ti p o e n a d r o F Th ri e e F n r d ie ly n d w ly o a m cc a o n u m nt i n m a e m e is a cumenuable *nckrurrie
1042$. etc ) when prepamg your tax return. The Pan is payment for securities purchases and charges Far urpaid on ypv statements. The WC protection ad the chosen by you to /sip you rho", recordleepro It
requred by Law to report to he RS a treble &friends, arrourts n cashaccounts. Accounts that are transferred swrernental protedion do not owed age's's( changes has ro legal effect on your account is not mended to
reportable nenuoable &Aden& and taxable retest to other niter cro may be subject to a writhe fee. n the market vat* of your invest en (rether as a relied any strategy, prodxt recomm endation.
earned on seuries held n you account, net proceeds mut of market movement issuer balteupXy nvernent objective or reek profile associated with your
on see transactions. endow, basis on cran( awed UBS Strop Options ottgenre) accounts. and is not a peombe or guarantee that wealth
securities. La offers options to 'mousy <ash balaxes to bat or any Inandal results can or will be achieved. All
depose accords at non-akiliated bats ad affiliated Dividend Reinvernwe Program (DRIP) ineaments awoke the risk of bas, includigg the risk of
Coartricattens with the Finn bats and money norm nasal muds (Money Furs). Pearce reflected is an average price You may obtain loss of the title inerrent. You can thange your
• Pleasereawaken any oval cartrunkatiorn is rang Dogma accounts at UBS Sat USA and non.affH ier the actual price from ra Frox rat Advisor. Orb whole Merry sown names trough Online Services a by
tofurther protect your sires. incluiry your rites banks pankbaing in the UBS FPC.hurod Deposit than re purchased under On, (Metal two, wilibe contain; you littoral Miro
utter the Stories Ingest., Protection Act (SCA) Program ere FDK.nsured n accordance rah FDK rUes sold and the cash wit be deposited in yOur account The
• If the financial instigation on the top eft of the front For more nkelnatiOn, please vise WNW fde.gai. Depose dirtied renwstryne ace applied by the slur may Amount overview
of this gatemen is not UBS Fnanciel Semmes, MS accounts at LOS AG Striae Branch and shoes of caller from the market price at YiniCh the pall* shires • Vabe of pow amoontloorttofo. Net of assets and
Financial Swam caries your account as during MoneyFurs are no hosed by the FDK. are sold
tick, by arrangement wan the inckated as/lotion • Assers Includes available cash balances, oaten for
o o s t w h p e f e e e a a n r s n W o e e y d o e e g s r r t r h r r a o i a i e s r r e n d a a b y c g o = c a b u u t r M e s o c e d k d . e t r h h a r ' . e a L t t h r n o I e i G d s l b a o y ( o b o m a t o u h s e n t c f t n r y i h u n t o b a s i s t u l ' O m S la l a u e k d o r e e s y a o s a u a a r i d r n c d a ro t U B s A h a c P i n r C k e : s a a d a t e r t p i r a P o e r s o r w i e t t s e p a c a a r t r i t e s o e t n n , d - o b b t a b r y l e a e l S n o b c w I l e e K . s d . i e S n d e t e h b e y - 1 b W . a 8S C re F . n d M a ep o m o n e s e i y , t s S F m e a n a d i y c e b s e O e m C a n o n a a le r l t y e h l d e e w e e i t d i s h w p t l o r o i n i e c k a e e u u . p a n t a h g s e s a h c m F a c e e u a r p y n n t b i w i t e n e d h s l m e e /r l t d e o h s v e n u i r o s y lt o e d o u l e l f r p t a e a a r c d n m c i v o in i u d e n e d t n . b d I y f p a y a a l o y u r o a n re l m u b p a n r y t i o r v t t e h a h o a e t e r e l i e e F z n n e d e o d d m s t m d e a . c t D a o i t o h r t o I s n e T n ' l p s k o n r . i i o m o u t t r I n a r W t r e d l a e s n a d t d e a . r d e G a rr n s l u e o t d n o b n W p c a t k n l s e c T o t e a a i p g d t n h r e o s o m * e D m W e o e n u p a S t r o C n p s d n e ie it n e s s o t l , a d h s s e ie , l 4 d ls Y
• ASdescrbed n the account agreements, you mud withdrawn. and shares of a Morey Fwd maybe registered clearing agency, and credit your accost owertaable stock options
• • • • F m F r N o w P h P A t E d e h o T r . o l n l i f O e e r u r l l t r i M e m s o y o r . a U T s m c t B r w o s T u l e S t < o l o n o e e Y f s b . . r o e x d d d , e r l ' s j o e f a e C e < S 7 e a e m o y n c f r w 6 a v e a r n t r t t a 6 a i e l s h t c l a c R o d n d e 8 2 o e r u e e r n o s y s 0 0 r t s s l r . h o i o u a a 0 1 o t c C o a t g n v S . e . r i a i 3 3 m l n o a a h e l t q C 5 5 a b n i t l F e l ' w l u a s t , 2 4 s e r i 8 e r b t c e . - D C o m c y 4 d 1 9 l i l e r l a o l e , e r 4 4 1 l e i . b i e m y N e b y 9 6 0 o n , n a m a 5 t p 3 1 I n o t u w w r l 0 , 2 e R a r m d a 8 7 d i . i i i e t n 0 b t n : 0 i h e h c l r 0 t o 9 a 6 s i n i r a 0 c e n u t 8 7 t i e l o o o t 6 A 6 r . a 3 r n l x v 0 l a . o 0 s l M y i 2 a r r i d r D d g e 0 . f e i r a r l n e l 1 c y t e o y o o p r h c . s . s m o 3 % e a t 6 O a r d c 5 i o 8 B l f k m t 2 n t a S e s 0 o 1 i e c r o P 6 n t a r h 9 . t t M , w e 9 a . a e s F U I a C o s s l d n T w i k e e u n a h f o B o o u c r e I w b m r t t S t u w s d e p s h y F e r s F o a d e a i m i c t a d n r o i r l t f b a e a p y o e n r e i a l s s t p t n c l r a d i r i i o o m n l s u r y n c t e b p n g a i a a r c t m o l e r n e s ( o i 8 n a S e w h u n d r 0 l a t a I s n ) P S n e 0 w w . t l w t t h E l C - t a e a i l 7 w . e e n ) a t t c t r , 6 p e t e p o . c w e k 2 a k r p l r o r a . o h $ b e a e 1 y u o c o 5 i n s 0 r n c f , e o u 0 d t a h 0 t a s e r s t 0 r s h 0 g r c p a d a , t e y , . . c 0 t r h s v e o f S o T 0 b a r a r s t e o h u 0 r t i e e l a o e a t m n y c ( a u n t b n S o t t h r s n d l y p n u c e u I e o s K r y e t r h s u e o d d e i s w e o c r t a i l t u l e w n e r d t o d s u r s e ' c s g i u o t i . y e p r t i n e n b i b o t s $ o o s p a r u b o 2 p n e a r c l p 5 o s o t v a e o io a r 0 t a l P s u e n i y A , l t n r c a p 0 s o a o d t b t , o 0 u / t i v o g o l e n r 0 e is e n c & 1 a o t n i 1 t r o n • I • • P n e s c T n h a o l h y e v P P A o n c e g g y e a e h o e a e s a c r a r n r s o e o K n a e h l r m v e a c c e r w A i n t r y n r e i c r o e m l t a e n o l s r e t m ' . s t • u . t n o i c C a o C C n < e e t h f n t a b r u o o « a l t e a p o o r m h n b t i r n i f h m d e g e t j o b e a d i e i e b n F n c n c l p m j t A ( c i i e e t a n n t W e o i p c o a s v s n m y t p . l y m e o i r r o v a r e s n F r a o o e a u a r o a c s o t t r n w y o r i e a a f f y e b i e e r W t n n h r a e . i a o d t l m c h a t 4 m n o w r h a e i c r r s i a n s e n i m S m k a e c e t l w e p c m h s n e a o r g r e i e o n l i u y r u t m n g f i o n d s i a n t l e u t e ° b e < g w n h r p o a n e d b a e n r e e r t c e r a s t c o a a t , t o ' 9 l p i n w u o y y l m y a t o n r s t e d u h o M s r e f . e ; to n L F • • N b l u s c T v o i a w s o c e o o M r a e s e P r C e n i n m h u e c e s a w d a t . b s p . e o r c s r i r n a o e c s h c o t , b b a l r d g y / a n o . e e m e r l e o n o m i T l i o n d g s t o s c l h e e t x e n f e h o e e d o n l e s e e t d s i r m i r r , d b s y b e c o l m a p y e a b s f f d , l r n c u f a m o a f a o r s e u k k s t e r t d h m a n s d a i e t s d o o , d t h s x r e i o r a d n s n e d o e t p i c n r e n l e a s o t h i i e h b o r c t s o e r e T h i c e i p t r t n n e o a o b c e W b b t t u y a : t h a a u o « i n a * l c l l a e a a a f r t b d d y n x e n n I t b l e n h c e c c m e a r v e e e e L n t w s a a s p i s s n y e ' , n r a y s o a a o - k a c o n n n r e t e n c t e / e d A t s a c m o y o d s . m d o f o t u r d r e f e u u r i o e n * d x r t y a F s u d a e d o c i a i p v p n e n o f d c l a e r g m n u i a f ; i t a r l a s s m a c i w u a n o e t b n n d i d a d a c ' l w d e y a e x o . r s e r n
c C s f W e a r t a g a a e d e t d t l o e n e s c r e m c r h t t a n a e r m w n a a n l n s r l S t t k i o s a t o e n e f c o r e r a v t a r r i i b t c o s e ( a o e E n s c s R u t o i 0 t T e t o c e 7 L a x a n 0 b . l b i a l , s 8 a 0 i s 1 6 w l 3 n y 0 p , 0 d o 0 A a a . e u 0 y 7 t r t g m c 6 n H o a 2 e . c a n n - n R r 1 , a b t t M 0 i h o o f t 0 e r a r y e 0 1 ( l o s i . C 3 G l r u a o 1 S ' A n t r e h r e w V , r W e n 6 i r i d t e 1 s it r o h m e e y e f d o o t o l o o o u e r d r o r e U b r B i , t S n h S e c t T i a m u h i e e s p e b s a F j c p F t e c h i r t c k n e o o t i n y s n t t e e . p o , i d s c a t o t t y s f h i a g o a u e e t b n p h p t l p e h i e s o k e t r 1 l m o i r c p 5 w y e a r 0 o M c l i 0 l t t 0 e h o m a c l b 0 d i t i l n e l r i e s 4 d o a u n r f r n o a c * a r l n i s a a e u c o f n n e p fi f d t . l i s t D a T I o . r t h e c e r 1 e c o i s t 1 e l e . a l e . m h 9 n t c a o b m t w s i e r v s a r i i e k r l . 1 l s t y e ( i 0 o n o o s , r 2 i h d n 0 e a 1 th r t 6 e . • O r A l t C o o i e m p f o w m p n e n l r s a e m . e e r < m e i r r s v a a a e k / n t M n i s o m a d e n t r o h . v d R e S I o n g e l l a v e o r e e c o k a K c s s w e t o m y t t u o h t e n o a 0 n t i t d u h s o p e n s e r e i t s a n i e c e n c k c i o . p i o n . t a s . g I g l b / t e a o n & l t e « h w ra r t a t o h e l e k y s g a i * g e y l n n , e i f e w n ic r i a a th t n io t n a a T A v e g d a r v r m i e l w c a e s l b m a , a , le , b n e s d n n w t O C e o g o r r „ s r n b O . d r i o e e ti m o . f o e n e r r r s r n . t . t r o t U t o A a y B m g o n S u d r e S e r O r t r n C a i o s e l t i c o e e n b m • n t r s t e e a u R n r n e t e d o s i l t l f h i C C e e r G e S d e h i n t i ) e P r r a a l c tices
rear. the firm or Card bus (as Morcable) must o9grogato fo r al your accuses held in apricot,
SDNY_GM_00023654
CONFIDENTIAL
EFTA_00 134274
EFTA01276045

Important hilinuatioll about your statement (Continued)
Tout assets - For (elan steaks wading n non-ccnIcemn9 • Est. (esurnated) incase, current yields and rates. - We Wet* ONIII:entlICII Iran UBS Bert USA, L65
Your Present themes securities and other assets hell denomnatons, pat ad natty lease int) may An eV male 01 .1irnJa! ware is bawd on einem AG Stamford Branch amt moteld oted bans
n the accouni al the end of th• statement period You have been adjusted to facilitate proper varietal dkidenl and news' rain, assuning the sec rites will throw/now cash sweep IroiTOM The
may ask for dekvery of fen Pad securities al any tine. To oblin anent quotations. when available. contact be held for wit yea- from statement date or until compensation may be amate, per account fee or
You may recent '<coshes wed as loan edflera alter per frontal Anna. mataity Res estimate is one a guideline, accuracy may be a percentage of enrage dal/ deposit
paying any bane at on them. Army securities and continued income are not guaranteed. bermes
frantherred to the Fnn ding the staummt period are • Private investments and structured peoducts. - (stinted rout name ad culla peed for
timid at rune value as of the end of the stammers hivate nwstment Wul ot, (IN bin) drat *Min t)Pes of securities could include a return of Activity
period patcipali n program and real estate investment trust prixbal or (anise gait in which ease these flannel:on regrdng commissions and other chrges
• Cost basis. hdetermning Me cost basis of the snakes) and Prue Y*4 prodods ale generally highly income (rd current yielok would be overstated. incurred in carechon with the executionof VA:OS,
saurian in in this statement MAO! indicated Chan star:tired products haw not been - Est/toted annual name and anent yield and the incladngopticn traniactons has been welded on
the, the number I, • LII6 fin/wit SOn/iS•S NS relied registered with the Socaitin and &charge actual income andyield map be law. oe hiter cadimotions previously furnished to you, rd wit be
co informant. obiained from sources other than UK Cammissiri or under ay state securers laws. We than the estrniced awatits Provided to you «moth/ on repast.
financial Semen. ncluding Manahan Iron arch. ;TOWS. estrnated values for {siege mestrnmi - An estimate of a-cloaked Home (dividerd axicr
lint or that you may have provided to you Finaroal stashes ad structured products for Wormal coal int./estiOW*4 by the current market Short soling
Advisor. the Fern Oyes not independently verdy Ce thsposes agy. Artuacy a riot guaranteed wristhaveragt balance a based al the last divdend ml you are engaged in short sellag a savoy, you may
guarantee the accuracy or vaklity of any hic ollation - Thew tun may differ sibstani is*/ Iran peen a a merest payment made by the ewer and incur a charge car to certain taming costs fa thin
vovilad by sown other than U3S financial Seek.. any. at which a private num/ security a Assumes the seosiliesedithosis will bo hell foe cow pan kola- security.
addlion, ahhough U3S f newel SPDXES ger*ralV structured product may be bout* or sold ad do year torn the statement date auntie maturity.
Lthilates the adamant, as it is received, the farm rot wens* represent the war you may rote's* Accuracy and confused yield are not suararatied. Open orders
not vow* any assurances not the efamatim taro lio+idaten. Regaidng open co • goodukcaneentor aden that
unler "Cost base arid stkotalced gaid loss" is - Thad piny estimates of value are as of a <actin • AMU net held by UBS Financial Services Can were riot mourd by the seamen date, open buy and
M e as ol the date of this statement. As such. date ad are stippled to UBS Fnarial Services on a assets an not held by the Fan and not within the set stop orders re rented by the anoint of divdcock.
please do not rely an this information to wake reg.* base by an rdeperden valuation lima Fim's possession or control. These assets are Or magus on an exidatlerds a earithris date unless
asshase a sale decisions., la tax psposes - issuer, general partner a sponsor esteemed vales, dodlthed on hat statement for neon:national mintiest aherverse by you. You are festoon:Arta
othenvist. Accounts Ira-Peered to the F may ay, re suithlitd to the Fim by the esuer, papases only. Positrons and whits presented re ceders that are executed der sopa failure to cancel
reflect °idlest Hormel ins only for the period cl genteel partner or sporsoc and may be calculated provded by the issuing fern UPS Financial Sows e "ing *Pon atm.
tie-etherre held at the fan More historical based on deferent infamaten Iran that used by net respcnsble for this inkernaton and does not
neeMatiCh can be added by yoa financial Advisor. thud parties to dime thee thee-meted values. guarantee as rasa." 'these assets am not protected Privacy
• Urreanted gabs/losses. Wren data el suilabki, - rou can obtain additional nhomution regarding by Slit or the Fills supplemental51PC coverage. To obtain a copy of as anions Client Privacy WY,
entreated arealized garnflosses are calculated for the methodology used to determine the estimate of please contact you- financial Advisor or vet as webs*e
exhikkaal security lots The transaction data for value and the dale of the incemation that is the • Revenue Swtg and ancitional compensation. at >e'ww erbt oisvdrio'vveiviedet.
exivklaal lois mayor map net ref led co-remissions, basis la the estimateby contacting your financial - h addition to coominken an aft and 12b.1 tees - LEG Financial Services is not a barn. The RMA, Busness
charges ardor meaty reorganual on ...unto Advisor. reamed in connection with the artesian of mutual Seances Account BSA and £MA re brokerage
Diedend and other reinvestment lots and systematic - Thad patty esonaied vales may be reflected as aids to as dents we rector or aft/ire receive reoures with porde access to barking senses and
pardon lots are each combined to display or. • Not piked' in several "Nato%): Mien an revery thei-g payments from dottbaus ands products len:tact 01.1119111W41 with affiliated banks
awned lot Ti.. 'Trade date' count pononts the inthiperxlent valuation fern has not stippled a is advisors of the moue funds that so sell These and ohs hid-pity banks, and weds access to
agent transaceon trade date. unable to assta n a value. when we become aware amounts re based on two different corroceentsi (4 hswarme and armed Products issued by unaff tad
• Callable securities Bonds and Preferred stock that that a Material event has occurred dal may calla the amxrc of sales ty1.65. of a particular mutual thhol.party rorance companies through instance
the issuer cats la ere redemption wit be selected «emu* reported value do question, a when a had family to our dents; and 60 the asset vats of a agency matinees of LEO financial Sewn Inc
martially by lot lam among al stashes of that whet would be hghly speculative due to the nature particular rnsual had lanais dyes held at the — minimax nsaance, and amnia). onotliclt
issue held our no a in nominee rant for our al the peaty arm — Not FIX enured • No bar* quarteite• May lose aka
clients Call kakse Somali:en is obtained Irons third - tune neither an art( general pater a sponsor - aWne and ow affiliate also receive nelson. ing and — tMA Pesaro. Management Account. Business
Pallet and as acosacy is not guaranteed Other call estinned value me a the-there), estimated wit is processing fees in con:antral for wander Sermon Account BSA IRMA and ntematiortil Resource
leaves may exist which could Med yield complete peckthed, the valet of the stony wit bedifferent agent servicaetes that we provide to the rritual funds Management /taco% are regestered soviet marks of
inthemaion will be provided upon request from es purchase Those fees re pad from investor meth in LBS F•111X..al Swats Inc.
• Price/value Prices displayed for securities and °her - • @Maya cos to dale' may recede when of the Mihail had and are a fled dolly amen based — VISA is a registered vacittrurk owned by visa
projects may be highs or lower than the price that capital, nave or both. i:n the ;verbs o/ accounts at the brreerdealer huakinional Service Association ad used under
you would actually retire h the market. Prkes ape - °NCO' wit size represents the neat offering holding ritual faith o1n ot lull family Icense The LOBS visa amide cads and the IBS Visa
obtained from mass third party sources *tech we peke pe art and may not reflect possi cost basis — h oiditon to CO11116SkinS received in connection debt cads are eyed by UK Bank USA with
brew to be thabie. La we clonal guarank• this - DPP and whorl RUT SOGYtiof at not listed on a with the la or detibuton of annuity oreiracts ad permission from vies U S. A Incorporated All other
accuracy national securcin exchrge, and re generally ease owstment thin ants to as Pietas. we ardor vadernarkt registered trademark, stake mans and
- We generally use the Wising price vihen available or leased and net A they can be sold the price as all hate receive revs-mewing compensator. registered service mats re of their napkins
he mean of the bid and ask vices la tested received may be less tan the per sham estimated from many of the wurance companies umnans corripanies
seosihes and options a cote bid PIKS Ice OTC flue provided n the accourm statement. the annuity attach, affiliates Of the (matte
stashes ccaptees or season of the snit investment eats UN Financial Services Inc Rev. 701810
lass actively traded sehrhis maybe pneed using a • Restricted tecuritith Restricted securities generals we distrboo.
valuation model or the most recent Price we are not currently ehgble foe pubk sale. L65 Financial — h addition to corrrnasions received horn the
obtained and may not reflect xi actual market price Services uses the manet price of the urrestexted stock puxhase rid sale of Neenleares knob, we andor our
a rake. of the wow thus as an toasted vale fa the If ask receive an asset-based revenue sharing
- Celan posh:rams cps salmi a peke and restricted stock for purposes of the SAOr elent only To Payment from NentSekves 6thibumnt es well as
wit show as 'ace was not available it we are the extent that restricted wombs are elvykdo for sale. fencing for technology development, trainag and
unable to obtain a price for a seority. tee value teased may be sibstantially lass to the education.
- Deposes ce secaties denomnaled n curates awed value shown. - Our allhales also receive trading cormikkos and
other than U S. doers re reflected al the exchange other <conceiver on from mutual funds and muscat.
rate as of the simmer< date. earparios whoa ;adopt we daybae
SDNY_GM_00023655
CONFIDENTIAL
EFTA 00134275
EFTA01276046

U8S Financial Services Inc
Private Wealth Management Resource Management Account
44)UBS 299 Park Avenue
26th floor
New Yolk NY 1 017 143032 January 2019
CNP7005750073 0119 Y1 0
Account name: GHISLANE MAXWELL
Friendly account name: 'nein, CheckiCar
Account number.
Your linandal Advisor.
SCOTT STACKMAI/LAE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RhAA R MA-1000, on December 31 (9) on January 31 (S)
accoun
Your assets 49,270 55 44,737.65
ldsit our website: Your liabilities 0.00 0.00
hyww.ubscomlfinanciaherviCes
Value of your account $49,270.55 $44,737.65
Items for your attention
, Please note. Average Daily Balance and
WY values in the Deposit Account APY
secton of your December statement were
misstated January statement values have Sources of your account growth
been corrected Tracking the value of your account during 2019
Value of your account
the uSarICS at year end 2018 149.270.55
Net deposits and
71 6 wittdraer* .$4,5-*.97
Your investment return
439 419 493 44.7 Dividend and
interest income $14.07
Change in
market vAue 5000
Value of your account
Dec 2014 Dec 2015 Dec 2016 Oec 2017 Dec 2018 Ian 2019 on Jan 31. 2019 $44737.65
SDNY GM 00023656
Member SIPC chP7C003305793073 Ny7003197332 C0033 0119 03057900a000 Page 1 of 6
CONFIDENTIAL
EFTA_00 134276
EFTA01276047

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your n nancial Advisor.
Friendly account n amen Indw Check/Car SCOTT STACK MANI VI F CAIRIFI
January 2019 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
January 31 a) your account
Cash and money balances may include
A Cash and money balances 44,737.65 100.00% Your current asset allocation
available cash balances. VBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account. VBS FCC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
C Equities 0.00 0.00% account balances and money market mutual fund
sweep balances See the important information
D Fixed income 0.00 0.00% about war statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $44,737.65 100.00%
A
Value of your account $44,737.65
Eye on the markets
Percentage change
Index January 2019 Year to date
S&P 500 8.01% &01%
Russell 3000 8.58% 838%
MSC I - Europe, Australia & Far East 6.59% 6.59%
Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06%
Interest rates on January 31, 2019
3-month Treasury bills: 2.36%
One-month LIBOR: 2.51%
CNP70003005750074 NP7000197332 00033 0119 03057S OOMiapi Y_GM_0002309e 2 of 6
CONFIDENTIAL
EFTA_00134277
EFTA01276048

SUBS
Resource Management Account Account name: GHI5LAINE MAXWELL Your Pi nandal Advisor:
Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
ir I., 2 13 Account number.
Change in the value of your account Cash activity summary
January 2019(1) Year to date (I) See account activity the month tor deta Is &dances In your Sweep Options are indueedin the operate; and
closing balances vale. FDIC insurance spies to deposits at UBS Bank USA and s banks participating in tie
Opening account value $49,270.55 $49,270.55 UBS FDIC insured Deposit Progarn. I ekes not aoply to deposits at UBS AG. Stariord &arch. SiFC
protection applies to money market sweep fund holdings but riot bank deposits See Important inSormation
Deposits, including investments about your statemert on the last two pages d this document for delals
transferred in 729.45 729.45 January 2019 (S) Year to date (S)
Withdrawals and fees, Opening balances $49,270.55 549,270.55
including investments transferred
Additions
cut -5,276.42 -5,276.42
Deposits and other funds credited 729.45 729.45
Dividend and interest income 14.07 14.07
Dividend aid interest income 14.07 14.07
dosing account value $44,737.65 $44,737.65
Total additions $743.52 $743.52
Dividend and interest income earned Subtractions
Checks and bill payments -5,276.42 -5,276.42
For purposes of INS Statement, tsablty of interest and O,ldend income has been detemined ficM a US Total subtractions -$5,276.42 -$5,276.42
tin lerortirc CetsPedlie. Bead upon the residence of the account hokler, account type. or prodat type,
sane interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Net cash flow 44,532.90 -$4,532.90
Income vats The (lent morn* statement ct not intended lo he used and cannot be feted upon for tar
purposes. Chen% should refer to the ardiCatin to tenoning forms they receise from UBS annualy, such as
the Forms 1099 and the Forms 480, fa lac reporting information tt is the practice of UBS to file the Closing balances $44,737.65 $44,737.65
xcheatte la, reporting formS vAth the US Intern0 ReWnue SeenCe and PR TreaSury oeparorent and in
such earns accurately 000 fy chic:lends area interest as lax exempt or lamb* 'mane Pleat consult your
In dedual tae preparer. UBS Bank USA Deposit Account APY
January 2019 (1) Year to date (1)
Interest period Dec 7 - Jan 7
Taxable interest 3.19 3.19
Opening UBS Bank USA Deposit balance Dec 7 $49,972.23
Total current year $3.19 $3.19
Closing UBS Bank USA Deposit balance Jan 7 $46,437.54
Prior year adjustment 10.88 10.88
Number of days in nterest period 32
Total dividend & interest $14.07 $14.07
Average daily balance $48,877.45
Interest earned $14.07
Annual percentage yield earned 0 33%
SDNY GM 00023658
OW70003005793075 NV7003197332 00003 0119 0305 1/1Ii130P6
CONFIDENTIAL
EFTA_00134278
EFTA01276049

*UBS Resource Management Account Account name: GHIS.LAINE MAXWELL Your ig nuncio! Advisor
Friendly account n • SCC AT STACKMANYIYIF CASRIFI
January 2019 Account number
My Choice Rewards Points from UBS
Rewards pants are reflected as of the 26th d the month or the pnor business day if the 26th fSls on a
vRekendralClay Rewards point activey deals on be l0und on v.wwubSCOcolOnlineStneXeS
January 2019 tea, to date
Opening balance 7,594 7,594
Closing balance 7,594 7,594
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Friancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income it capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consderaton - None selected
Your account instructions
• Your account cost basis default closing method is HF0, First In, First Out.
CNP7C008005753076NP70C0197332 00003 0119 03057500e§MY_GM_000236,S 4 4 of 6
CONFIDENTIAL
EFTA_00 134279
EFTA01276050

Resource Management Account Account noose: GHISLAINE MAXWELL Elnandal Advisor:
UBS
Friendly account n • r SCOTT STACKM.614M E CACRIEL
; 1 Account number.
Your assets
Some prices, Incorne and current vaues Shear, may be approximate. AS a itSull. gam and tOsses may not
be accurately reflecled. Set Aporuntinlosmation about your statement a the end of INS document for
more infounason.
Cash
Cash and money balances
Cash aract money balances may irodude avalade cash balances, UBS Bank USA deposit account balances, UBS Bank USA and al UBS FDIC Ensured Procyan Bank deposit account bastes are insured by the FDIC within
UBS FDIC insured Rogan Bank Etaances, UBS AG Stanford Branch ceposit account baances and rroney Donut* lints, but ale not protected by SIFC. UBS AG Stanford Branch depout account balances me not insured
market mut ud fund sweep balances. by FDIC and are not protected by 51K. Money market sweep tames are protected by 9K but ate rot Insured by
the FDIC
See the Important information about loom statement at the end of this doornent for detain about those
March.
wring baffle 009ndbalance Nice per share Average Cen:fend Interest oafs in
Hddng on tan (S) on Jan 31 (5) on Jan 31 (5) rate period period Cep amount (S)
UBS 8ANF. USA DEP ACCT 419,270.55 44,737.65 250,000.00
Your total assets
Percentage of cost Unmated ureesSzed
flue on Jan 31 (S) yOur account COLS (5) annual intiane (s) gan or leis (S)
Cash Cash and money balances 44,737.65 100.00% 44,737.65
Total $44,737.65 100.00% $44,737.65
Account activity this month
Date Adholy Ce Amount (5)
Deposits and other fends credked Jan 2 Transfer 100 729.45
Total deposits end other funds credited 5729A5
04. Mihaly Descrption Amoral (5)
Dividend and interest income
Taxable interest San 8 interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/19 3.19
Total taxable interest $3.19
nascellaneous Jan 2 Interest .J65 BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88
Total miscellaneous $10.88
Total dividend and interest income $14.07
SONY GM 00023660
CHP71:003305793077 NV7003197332 000O3 01 19 030STS00a000 Peg* S of 6
CONFIDENTIAL
EF1'A_00134280
EFTA01276051

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your 14 nancial Advisor.
Friendly account name:Indiv r SC TT STACK MANN YI E rA_SRIEL
January 2019 Account number:
Account activity this month rconinueth
Date Acton), Description Arnow-it (S)
Sill payments Jan 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3.536.59
Jan 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39 94
Jan 9 Withdrawal ACH WITHDRAWAL Saks Retail -1,699.89
Total bill payments 45.276.42
Curd Items for your Attention:
The new U8S Visa Infinite crack card is here, packed with exclusiie travel benefit, more rewards and more of what you lore, including extraordinarily personalized service. All
stumirgly clad in metal. Visit ubsconYrisainfinite or call us at 888-762.1232 to learn more
minmurn Payment Cue Payment Cue Date Crecti Inc Avalade Credit tine Outstanding balance
UBS Visa credit card(s)
payment information
$0. 00 135,00000 S35,00000 90.00
This credt cad is enrolled In UBS Pay Credt Cad feature and x111 automaticaty te paid Iran your *count. Your payment is schtcbled
for February 20,2019
We provide this information on you UBS visa credt cant scley as a courtesy to you The UBS visa credt tat and account are issued by UBS Bank
USA UBS Bank USA sends you the officia staement for this acount and you should crake your parent et cord ng to their instructions.
we do not include your owe:ming creek card alliance in the value of your *count wall UBS Financial Services Inc
Cat ACtivity Desontion Amount (I)
Money balance activities Dec 31 Balance forward $49,27035
Jan 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88
Jan 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.45
Jana Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 01/03119 -3,576.53
Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 3.19
Jan 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/09/19 -1,699.89
San 31 Closing UDS Dunk USA Deposit Account $44.737.65
The LIDS Sant USA Cepoot Account it your primary sweep colon
0470300005753028NP7000197332 00033 0119 03057500. C.;)Elfiffiy9/ GA7 Nge 6 of 6
End of statement for account number Y I 23576 55
CONFIDENTIAL
EFTA_00134281
EFTA01276052

Important information about your statement
Ii26 inmost Services Inc (the Firm or UBS Fiore& Per Iromyouto law than 60 der after the Fern capacity. A I al copy of the poky wording is mailable inane a rent and may not keep pace with
Soviet), k a mentor of all principal moray, commodity sent you the fit st element on whit!, the *nor or upon request. engirt
and opternexthangts. UBS Financial Sonic& rd UBS Problem aPCMYed. • Moderate Vagina to Wept KM* rids 10 mineo-af and
Bank USA re ndeece oksidaries of IRS AG and ▪ Pro** you- name and accost number Of my) triter the 51K on:do-bonno the stapplemental tolerate some uolalSty to seek higher returns
affiliates of LOS Stovers LLC. The F im's Ihreir — Drake the ems or the transfer you are unfurl. protection app./ to: • Ammar' Wiling to accept high risk to pomp* axe
statement ie availlide upon request. The Firme exceurre about, and ...plain as check, as you can whyyou • Crum trona& assets controlled by (and incladed n hap vOlablity to seek highreturns over erne.
offices are at: believe a is an end a say you need mere your Ucoure vela) bat hike away from 113S Financial • Imestuerc 6igiity Consolembset d seeded. a
donne tn. Services. For Purple certain 0) insurance ;roosts. Potion of the poi ilolio for that account may incada
IRS Frtancel Services ec. — Ronde the does arrant of the suspected error. andiadtreg arable a-nuites. and (0 ones of mutual complex drawees, linked liquidity and yeller
1200 Harbor Boulevard funds registered in the mane of the accord holder on want.
Weilioneen, NI 07086 The Rim or Card bsuer will investigate Tar complied the books of the nue, or transfer agent),
end will correct try *nor proorptN. For alleged non • twastment corrects or imminent Mends (e.g. linemen isouseholdief
This statement *resents the only official record of goer Mori-NUBS Vosa•ditsit cad tra-nad ark rf we take limited pannershis and whole Placernifes> Cm we We may consoldate as related account statement with
1.6$ Fruncial Services account. Other records. rapt mote than 10 bus hess days to do this, we winded* not registered under the Searibes act of 1933; the sane address in the urna envelope. e 0 because
&for IM simulants. contanng cordliang data shoual your num let the amount you Ihnk ri in 0101, so that • Cone-nodities contracts (e.g. foreign exchange and they haw owners who afro mantain On account
no be relied won II you bedew thee is an erns a you well have the use of the money army toe ease it prows metal contracts), airing fins commis ratans/19s rah other clews at the sane adIress. If
Crnincn please report n irrnerintly in writing to the takes us to complete as imastigation. and orentodity open centred% and you mete to mere in:WI statements mailed n
Branch Manager of the office wving you amount. • Deposit accords Incept vindicates of depose) at 185 149erete enwletan, you may decline lumeankIng by
Please mare all checks payable to the Fern or to Bark Wok UBS AG US. broaches and bats n the calling your Fir-uncut Advisor
Although al ligses shown re ntended to be accurate, marital inSleuticen OdKated on the front of this FDIC Fared Deposit ?roofer.
statement delashould not be used for Is snows IL* statement In addition to neguter account lees /Kunst The 51PC motorail and the uppenntal protecten do Friendly account nome
solely owner-end ear forms. De Penn 1099. 519k may be abject to ninon* fen, charges for bite not apply to these assets mare if they enema* appear The Friendly account rune is a cusinable *ndonarne
10425. etc )Wen pregamg your lax return. The km 6 payment for monies purchases and charges for urpaid on paw Slatemenk The SPC motection ard the chosen by you to assist you whhpar recordlreprg It
requred by taw to report to Me RS al treble Mr:lends, amxints n cash accords. Accounts that are rendered otplernental protection de not protect against changes has no legal effect on your account is no mended to
reportable nodr ouble Modena, and taxable incest to other instances. may be subject to a vansler fee. n the market vate of your invest tints (nth', as a rtied any strategy. prodact recede-no-dation.
end en woollies held nor axon, net FOX'S; rear of motet movement issuer brikeuptcy ionsist...At objective or rest mot* WS:Kilted with your
on sate transactions. ard cost bask on torian emend UBS Swoop Option other.** accounts. and is not epicene a Vicente* that inlet
acuities- La *fen potions for sweeping rash balances to bat or any Inane& resulls can or will be achieved. All
depose accounts at non-eared banks rod affiliated Dividend Reinvertnn Program (DRIP) inestrnents imply, the risk of bss, including the risk of
Ccannlestions with the Finn banks and money male MLA lunch (Money Funds). Thiene reflected is an average ponce You may obtain loss of the emote isrestment. You can change your
• Please retrain-nen/ oral cartrunietarn it new Dora ,cards at LISS Sri USA and non-affiliated the nisi price Iron your Fnancial Advisor. CON whole fn." row& rumen throughOnline Services a by
to further mated your rites inclaing your raft banks anteing it the IRS FO C-hured Crook Owes we purchased under DPP, gunial sheen wiltbe canticle.; you Finial Aden.
order the Siosities Investor Protection Act OW- Program are FDIC -insured n acccniaxe oat. FDK rUes sold and the cash wit be deposited in you ICC alit The
• If the financial natation on the sop left of the front For more intention, please vim mew !door,. DMY:64 Candled renveSerrnnt mod Applied b4thee el Amount overview
of this gaterneri 6 net UBS Fruiter Serval, U3S KtountS it 185 AG Stardad Branch and shoes of Offer hot the nutlet price at vfich pastor shares • value of pr accountborfrofo. Net of assets ad
Fruncial new an* you- <WCS alt as during Money Finds are rot inured by the FDIC. are sold liabelaies
broker by arvangernent with the :crated newton • asr a Includes avertable cash balances, values for
o o s t w h p e f e e e c a t n i n d s n e y a o d a d k n s t n n a h s i e s n t d a o g l y r c o o c e c b m u u a r s t & i o e s e d s a . t i o a h d h n i a t M t h r n o e i d S s l b a r y o b f a o a o t s u h r n e i s f n f r r h i e u n e ie a i e t f l W . m S l h e a t e n e k n d w e y s a s o a M u a n n d e d w ro l t B s A ta h a c n x o c k e a o s d r y a e d o p r u e P o r p s r r o i r t e o s te m t r e d e c o i t t e n n , d o ' b b t b a y p e la r l S o o x O w t e e C s . c . t i e S n d e t e h b e y U b W B a C S re . n d M a ep n o o n o s e & i y t s S F m e i r n a v d y ic b es e m a O tr i i a n p o n k l t e h e w e d t h mm t O o is k t ee n ,, p o o t a r h s r r e t o & m k a m a t m r y i e b a a e a n l h s l a e e • l t w d r h e e c s n o r u y b s e o d C l e u l a p t e a l a d r c r m e c ti r o a i a n u l : e t n W r d t ie . U b s I y f p a y a a t o y u rr a a r n e l r i p b a n e y t r r s u e t t t h h a r n i e e l c e i a t e F e i i n n e d im d v d s e m o e . s n f D t a s r t i h l a o l t e t e s e e n s t m l k o a n i o o n i t n t t o ) v r a . o e a n a s k d k n t * d e e a d G a n * n s l u e o t d n e n b C p a a t k n e l s c r T o t t e a a i p m d t i t n e i e o s m M e n D e c s U e u n p a M r t e o n p e s d n e i t t r e s a io t , s d h - s e se , l d t o s r
• As descrbed it the account agreements, you must withdrawn. a-Idshares of a Money Red maybe regrind dearig agency, at credit your accant exercisable nook options
• F r n m o P E e o i T r l a n e a t t M i n i o a l c f e y s s o l t l d - e e u n C f o r d d d s h e r : a o c e w e m y m f e a a t a a h t c R d n r 8 r u e y e s o 0 s L t u a 0 t a i o g r v . s t 3 m i o a h t c a 5 n i e f s l t 4 s a e r r e - b D o m c 9 l l r a o e e 1 e f y m p 0 n r , a t 3 a p o u w , i l r m a d 8 i i i t n : n i e h r 0 s o n i v 0 n n t m o A a 3 t r h t . 0 i i M i o 2 n r d g g 0 . a k 1 t c t y o o h j . s 3 e e 6 U a 5 c t B f A 2 k t 1 S e O s . 0 1 r P 6 t t h 9 M w e 9 a s I F c I 3 w t n c u e u e r b n d t d k h y v a d e i w o t r s i e c g l i i n k d n < x k c g a o a c u n n 8 r a r d r 0 a o r n 0 t t d s i h . o e i . 7 e r n e e 6 p p i 2 a r r r b o . e 1 e o c e 0 l e u d t 0 e t r s 0 d a a , t s v e f a r r s e o i l a t a m u n b n d l y e e a y s d w ie w l t d F e o n s e . y p i o 6 x o u p i a e o t v i a o r ! i n A la s d b , v le is a o t r U I P n e T n a v e h v r e c e a i e h s l s n K s e r t v t i o m r m e a i s o m l n e t t m t n m c e * t h e b o a r t a e r h n b n a e g j o e d e b w F c m j i i e t n n n i c a v n y t . y e i o v p s F v e u r o o a s r r y n a f i e n n b e a a d e l c n y t r h w c i s n a i e e k d r e w p s n o r n r o y r i a f n o n i a l u e g b h r o a o e a n r c f a e o c a t * o r e y o u r o n d u ts i c to b n • • o s w a a u ( C t e k h d t e a s b . i p s i r f u h a b t il l i u m r n e e n t b o s e e n o s d f e I n r p , b y c p e * P l- a l , a u a s a r s t h b , t d w s o h e r o e d t v n l e a c d o b c l u e a ' c k t t n w o b b W : u r a r o n a a la f t d r y n t b c o c m a e u e l s n a a s s , r n i t m a k o a c e t u e t e e a t t , s s . m m l t t l e a d e u d i n n t e u d t a t e a p i v n d l e a g k a r ia n i r n o b d u d d le r gii
• • • F F I c h P A t f i W a n t h i o r a . B n a n a O a e r e a d n d d o . U T i w n t c s r t B t h T c S e r o o t o a T e i r m a a b . o x a n n : w l l j f n s e C 7 t e S S e o a s c 6 o r e a n e f c e t r 6 e e r n l . t l s n o i r t U d 2 t a o s ( n t r s 0 n E t t n . . e h o 1 s F , c i C a 0 o e T . e e i c 3 l n a 7 L n l q x x a 5 b l 0 < h l u . . l l e 2 l e , , 8 8 e i i C 0 n . C 1 6 s d 1 4 y 3 t 0 p t , l e 1 , i 4 i i 0 n e 0 o A a e w 9 6 . g n n 0 7 m r 5 t 1 r t s t 6 w l 0 n i e R 2 e e 2 a 7 d i 0 e t r - b a R h 0 e 1 c l 9 o a r i 8 M 0 o n o 8 u t n i 0 T o n t r 6 t 6 0 i n S a U l v 0 O , M s h n B e F o d D e e A S r f r a d l r t e y w V , o r S c a s 6 m a . t e i n e t r l h n e o d i W t n n e f a t d l i c o o c % e i c a o c U b o r k S i , t r - $ n m P U r C c o l d T T i e n h h f a B o s r p e e a E i a r d t S n e p s s F F u z s F o r n m i i a s n n t r y i t f n a p o e n e n o . p a p t m , r d i i r a o l s n t y c o b a y s n c a a t g e a u l i s o 0 a m r e * b p h s 4 l t l a m ) p e e h S u . C l k m e l E t p e a m o e ) r r s b , c t v w p e o e a S k c ic l M P r t o l i a l h 4 t e C u N o h n a 5 i s n c f a o l c 0 n h O t t C t s h 0 g a o p o , e t y N a 0 r h n o S T 0 b u a n t d h r 0 t e t o n n e a i y c a ( c n n a S o t r f h s f n t p c I i u . u F l s s i e k r a T C h r . e o e d s t h o c c e t a i e R u o e l C n s s d r n l . c s g a l i o e t i h e t i n u b e e c i 1 a t o s t p b a r n 2 s i c n v r - c ) 5 p t e o e r e u 0 o a a l t s P y i e , i n r t 0 r n u c o o o o 0 t n m t i a 0 o n e d e b n c e f r o t r r s i r o n • • • O d r v r P A A r g o g o a e o 0 c f e c s o c r h 0 i t w o a e s o w i o 0 e m l s o l t a v n n r t c e n a e i t b d • . i * o e o C C C e r f n & i a u o g a m r p o e r a t r r r i f h e d e t o i a I i e x b n n n g t a A n v t I c t r c t e , a o n p o r o * s m t p w o o t o r r m e t n e a n h u e c o o t i o n i n e n t a f t g f l r t s / y I f p n n o i . t s m r h r v o e i c n e a a e o s c n m k m t i k p m i t n - h n a e a e g e l e . n n r b r g e t d d o s e - C o t ( w n h ( w o a e e t l r r p h s l r a t e e e P i t n i r r e g o g i e e e n t k s n h o i , n e e f g r a tion P L F r N b n u a T A o s v o o e e g o a O e a d r t m r n n e i r c n l s c d t a n o a e l o e e o b o o m i s a t a : r l r a e b y n * e r ( . r m l . e s d n n i T i 9 n s t d u o O C t h 7 h o i e t d H e n o e r g r e s a w d c n s A r a , y e l n d e f a f r r c u I i r f e i t i o t r n e m n i c n e i f o m e o d d o d e e n r s a s i n s n o m e n t r t o t n n U n h e t A o h a B y e o t m e l e p r S n e t n . a b w d e b . S r t y . a h a r : C t a o l N n r l a e a a b h r e e t n d n u e l e e n c n c w e m b m e e t m w u : s e s w a t r R o n ' a o n i y s n a t e n e d n c W o e r d ; d t a n y f o h t d o i C h n i c e t n u e o o r e G e r s g a F i d e d e o n d i p i n e n t m l g d r t m e i P a s e r r m c v a a a t d a n l i c a c s d t y a e ic e . r s e e s
C s M ta a a t l e r a m n a e w l n K r t i t o n e r t a r o s e u s c o i t t o e a n b i a s a s n n m o d r u e m r c o a o n n , t f i h f e y y o o sl u u a n t te h e m e r d e n r a a t o o r s r e S t th i u e e be p F e r i c n o e s t e t o i c s t t k i h o n e n e p is w o 1 li c p 5 y r 0 o c 0 t a e m c n t e e te l d o e n Ic n a e s a u o p d f t D o e 1 c 1 e . m 9 b m e a r r 1 o c o 0 a n , s 2 in h 0 a 1 th t 6 e . • l t C o h o w a n t M s t e r k r o v a i d e n w d t h . v e S o e a l e t c k M c s o y t u o t n o r t n d th a o e i e n s a t a n cc n o u t in r g s b e t a n o l e v v r e a i r t c a e l t l s , o i e g r v n , e i f w n ic i i a t l h n t a pea r, r,..'rethe
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SDNY_G M_0002 3662
CONFIDENTIAL
EFTA_00134282
EFTA01276053

Important intern atioll about your statement (ronlinved)
Yaw easels - For certain sesames rads; n nOn-COSICenlri9 • Est. (estimated) interne, current yields and rates. - We free. <ColperyStilial ham UESS liris USA, 185
Your statement lances secoites red other assets held denomnatons, pre ad wryly flaw veld) may An eftmale 01 Jenua name a bated on osiers AG Surdoid Branch and runsff Mated bares
n the account at the end of the Slaternent period YOU have been adjusted to facilitate proper 'duns d•idend and menet rates, attuning the sec rites will Moor our cash weep pogam. this
may ask for delvery of tufty Ord securities al any tire. To oblin anent quotations. when available. contact be held for one yea- from statement date or until CanpenSitiOn may be a moodily per rocrox fee pe
You may recent trusties used as loan carer alter you francialAdtece. thataity. This estimate is only a gudelne, accuracy may be a percentage of therage dab deposit
paying eery Wince de on them. Any women and continued norm are not guaranteed brines
trandened to the Finn ding the staxemmt period are • Private investments and structured products. - Estmated assail 'came red curot yield for
lined as market value as of the end of the stremort Private investment wt.,d on (nc bind then certain types of securities could include a relun of Activity
prod Dank:PalOn roiram and real estate imminent trust pre:kb/aloe caplet gait n which case the est Information regrdng comnvssons and other charges
• Con basis In detennning the cost basis of the securities) and structured proclas are generally highty income (rd current weld would be overstated. intoned in CCereCttOn web the executon of tradeS,
securases us uckd in this itaternent. where indicated egad. Celan stiuctafed proUIS have not been - Estimated annual income and onent yeld and the indaSng optic.) tramactons has been exuded on
Mai the nurrber LISS Finargist Services has relied registered with the Securities and Exchange actual income adyield mete be lower or &ter confirmations previously furnished to you, ed wll be
on informaiko obtained from sourer other than UK Canmsion or under ay state securities laws. We than theestrnited anoraks ;corded to sou prcercely on mount.
Financial Senior, ncluding erfermatial Iran another preredeostrnated values for vivre maturate - An eariate of rebated income ldiaderd andcr
f km or that sou may have providedto you: Finical securities and structured products for niormalknal interest) divded by the current matet Short soling
Apace. the Fan does de rideperdently way a ;snows only Marry d riot guaranteed valutlaveragt balance a based on the last dividend tl you re engaged en then selling a unsay, puma/
guarani.* the aauraCy or variety of an/ damson - These values may differ Lidera bay Iron Frees, it or merest payment madeby the near and incur a charge de to certainIx/roving costs for than
proviled by coaxes other than U3S Financial Seek.. at/. at which a vivre sts: le :entity a thsunes the securbestdasosts will bo hell for one pan icula• security.
th addlion, 'lough U3SFnaxial Services gerwalV structured prockact may be bcratil a sold and do year from the statement date orurtil maturity.
wires this adamalim as it is teemed, the few rot rexessinir represent the wad you may reap* Accuracy and canalised yeld re not guaranteed Open orders
does rot row* any assurances Out the efamercer aeon &piasters Regarding open co 'goodgiecancetlerd aders that
under -Cost bate rid "Urrealged gat.l ots' is - &id party *stoners of vela are as oleo:din • Meets not held by UBS Financial Services Caton were not earded by the statement date, open buy and
accurate sa e the date of this statement. As sueh. date and are slept:ad to U8S Financial Services on a assets ant not held by the F irn and not within the eel stop orders re reduced by the amount of dividend.
please do not rely ca this donation to make replan base by an independent valuation lima Fin's possessith or control. These assets are argils on an reddiderds or ermdas date unless
puchusea sale decisionk tarp:poses of - boar, general partner a sponsor estrrated babes, deployed cn yin statement for ntormational instructed othemise by you. rat re it/pant:if for
otherwise. Accounts transferred to the Fin may ay, re AMOS to the Fun by the muff, purposes only. Positions and values presented re ceders that it executed due to year lattice to cancel
reflect gariloss dr:maids only fix the period or general panne- or sponsor aid may be oakulated provided by the :wing Inn U8S Francis! Senses is "ing open orders.
tiny hey hell the Fan More historical based on deferent infanto- n from that used by not respensble for ths Manatee: and does not
flkelnatien can be riled by you Fnancitil Advisor. that parties to derive their enameled values gurantee IS rotary. These assets are nol protected Privacy
• Unrealized gain/losses. Vitsen data ardabb, - You can attain addscral nlamation regarding by Sift or toeFira's supplemental51PC coverage. To Oxen a copy of as Current Client Privacy Wake,
enmated arealized garnflosses an calculated for the meinadOlOgy used to determine the elfin:de of please contact you: Financial Athiscr or vet or webre
isdviLs sonny lots The transaction data for value and the dale of the information that is the • Fbavenue sharing and adifitional compensation. at yoMM olis mmindvirswswe.
individual lots may or may nit reflect commissions, basis la the estimate by contacting )0SP:uncial - In addition to comminken en lain and 12b.1 tees - LEO Financial Services is not a bark. The RMA, Bigness
dung& gad secuity reorgaszalcn merits. Adwor. receded in connection with the dislrtutcn of mutual Sweets Account BSA and £MA re brokerage
Deeded and otter renveurnent lots rid systematic - Twd party esunated values may be reflected as funds to eat cleres we anctor qt aftlide wood accounts ishkh provide access tobarking senses and
purists. lots are each combined to display de • Not piked' in several Sault:MS: Mien an reverse shrig payments tram dotrbAcrs adla Predicts Ilyetacji alarigernitrits with affiliated banks
averaged lot The 'Trade date damn parents the independent valuation fern has not suppled a is advisors of the mutual funds that so sell Thew and other thidpany banks, and provides access to
ongrul transaction trade dale. usable to /Mrs a value. when we became aware amounts re based or, two different cords:rents, (8 issuance and amity Products issued by u-aff Aar
• Callable securities Bonds and preferred stock that that a material event n.36 occurred that may calla the amxre of sales tyll16 of a particular: rrutual hid-party exuancecemparies through inasawe
the issuer cats la early redemption all be selected previrdy reported value ego question, a Wen a fend family to our dents; and 68 the asset vale of a agency stisidunes of LISS Financial Sewn Inc.
mpasally by lot hem among el coaster of hr. value would be hghly speculate* due to the neve particular manual fund lanais awes held at the — rortmerk nwszsce, and annuity prodactr.
issue held th out nal.* a in nominee name for our ol the 'runty inn — Not FIX insured • No bar* guarantees May late vela
diems Call :bare Somalian is obtained from third - Wnen neither an auer, general partner a sponsor - We and our affiliate also receive minding and — tMA Pes-odoe Management Acosta. Bossiest
palies and its accuracy is not guaranteed. Other call estimated value me a thed-prty estimated veld is ornnbus processrg fees in confide:ratan for wanner Services Account ESA IRMA and ntemational Resource
leaves may exist which mad ect weld. carbine mended, the veld of the Nosey wit bedifferent agent services that we growth to the rredual funds Management Account are regestered service marks of
nithematen will be provided request from its 0...rd-useprice. These fees generally re pad from arrestor assets n UK Financial Seines H.
• Price/value Prices displayed for securities and other - • Oistritut COS to dale • may irldtade return of the mutual fund and are a fled dolls arricant based — VISA is a registered saclirrurk owned by Yu
prolans mat be higher or lower than the price that capital, name or both. on the realm d acccunts at the brae-dealer hurrabional Service Associnicri and used under
you would actually reterve in the market Prkes cep - 'Orsgral ent size' represents the nital offering holing mutual funds of that fund family license The185veacredrcads ad the IBS Visa
obtained from vskus tad party sources wash we peke pent and may not felled rots cost basis — en,adlaon to carnation received in connechon debt cads are *sad by U8S Bank LISA with
brew to be elates had we do not guernee this - DPP and unlisted RErt senrtief Ye not Idled on a with the sale a detibuton of annuity rowans awl permission from Vas U S. A Incorporated All Othe•
accuracy national PXUrtiel iddiage. and re generally unit nvestment than tries to ma clients, we ardor trademarks registered trademarks, service mads and
- We generally use the cbsng price when available or aced ad then it they. can be sold the price or aft gate receive revered sharing corrpensaton registered service marks are of deg resort**
to mean ol the bid and any prices la tested receeed may be less tan the per share estimated from Merry o1 the rourance companies unckwenting COrreanieS
stashes and options a only bid IteraS to OTC value provided n the account statement. the enruityratreCtS, edit/es of the nuance
washes corprites or spates of the unit investment Wits LOS Financial Services Inc Rev. 201810
- Less actively traded searhis maybe priced wig a • Wailed escurtim. Restricted securities rnevaty we distrboe.
vabaten model a the most recent price we are not cuterely eligble for public sale. 18$ Financial — h addhcen to cordnisions receded from the
obtained and may not reflect an actual market price Services uses the market price of the unrestricted stock puxhase and sale of Neste/hares finds. we ardor
a rake. of the sire issuer at an imputed vale la the alf ade receive an asset-based revenue shaming
- Certain posh:xismay wan w Mos a price and restricted stock for purposes or OW StOttalent on/y To Payment from IslintStsvei 6strburnk as well as
wit show as 'pie was not available' B we are the extent that restricted sears irs are elgtile for sale, fording for technology development, training and
unable to obtain a dice for a senrity. he value received may be sthstantially less than the educate/I.
- Deposes a secsnties deem:mated n curences awed wk.* shown. - Our Aare, also receive trading commis:dos and
other thanU S. ours re reflected at the exchange other canwroal en from mutual funds and madame
rate as of the statemem date. companies *taco crams we <baba*
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