EFTA01275237.pdf

UBS Financial Services inc. UBS Strategic Advisor
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
Men:0430751071215 X12 Y1 0
GHISI AINF MAXWFI I
Account name: GHISLANE MAXWELL
Friendly account name:
Account number.
Your financial Advisor-
SCOTT STACK MAN1LYLE CASIBEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account As a service to you, your portforrivalue of
51,311,717 81 includes accnred interest
Call your Financial Advisor or the
RMA ReSourCeUne at 800-RMA-1000, on November 30 (5) on December 31(5)
account 029323574
YOur assets 1,351,897.60 1,311,717.81
Visitour websIte: Your liabilities 0.00 aoo
www.ub5comainancialservices
Value of your account 11,351,897.60 $1,311,717.81
Accrued interest in va'ue above 53,080 52 15,17888
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S mcUanes at year end 2014 51,584,344.34
Net deposits and
'SPA 3
1 '.St 3•1 1 7
Y
w
o
ith
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r
r
o
a
v
w
e
a
S
l
t
s
in ent return
4303,350.40
DM:lendand
interest income $71278.97
Change in value of
accrued interest 41,76501
Gunge in
market value -138.790.09
DK 2014 Nov 2015 Dec 2015
Value of your =pant
on Dec 31., 2015 31,311,717AI
SDNY GM 00022480
Member SIPC EelPI00040313075107 Ne70003118760CCO5 12150305750N Y1235745501100% Page I of 12
CONFIDENTIAL
EFTA_00I33I00
EFTA01275237

SUBS
UBS Strategic Advisor Account name: r. SI Your n vandal Advisor.
Friendly account na SCOTT STACK MANLYLE CASRIEL
December 2015
Account number: 212-821.7000/800-308-3140
Your account balance sheet
The value of your account inducts assets held s 185 and cenan assets held WM/ Iron 085 See page I
for fnCuelriOnnatiOn.
Summary of your assets
Value on Percentage of
December 31 (t) your account
Cash and money balances may Include
A Cash and money balances S41.48 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
A deposit account balances and money market
C Equities 427,085.10 3256% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 884,091.23 67 40% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
0.00 0.00%
Total assets $1,311,717.81 100.001E
Value of your account $1,311,717.81
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC I - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
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CONFIDENTIAL
EFTA_00B3101
EFTA01275238

UBS Strategic Advisor Account name: Your ris andal Advisor:
*UBS
friendly account name SCOTT STACKMANLYLE CASRIEL
December 2015
Account number. 212-821-7000/800-308-3140
Change in the value of your account Summary of gains and losses
December 20'5 (Si rear to date (I) Vaues reported telow exclude products for which gam and losses are not classified
Realized gains and losses Unrealized
Opening account value $1,351,897.60 $1,584,344.34
December 2015 (•S) Year to date (1) gains and Losses (I)
Deposits, including investments
transferred in 0.00 3,998.72 Short term 0.00 14.17 660.98
Withdrawals and fees, Long tens -12,229.74 -12,229.74 68,766.60
including investments transferred
Total -$12,229.74 -$12,215.57 $69,427.58
cut -24,799.11 -307,349.12
Dividend and interest income 541.48 71,278.97
Cash activity summary
Change in value of accrued
interest 2,098.36 -1,765.01 See Account activity the monthtot dela Is. Mantes In your Sweep Options are included in the opening and
closing bdances yaue. FDIC insurance scones only to deposits at UBS Bank USA, rot to deposits at LOS AG,
Change in market value -18,020.52 -38,790.09 Dank,d french or bank deposits pacedtwos* the LIES Intern/lona Deposit Account prcgram. SiPC
protection applies to money market sweep fund holdings but not bank deposits Steimportant information
Closing account value $1,311,717.81 $1,311,717.81 about your statement on the last too pages of this document for decals
December 2015 (S) rear to date (S)
Dividend and interest income earned
Opening balances $5,167.87 $464.36
Add bolts
For purposes of Inis statement, taiatilly of interest and dnidend income has been determined from a uS
lam reporting cerennne Based upon the residence of the account holder, account type. or product type. Deposits and other funds credited 000 3,998.72
i S n o c m o e m i e n t f e a r t e e s s t . a Th n e d d s e c n lv t i m de o n n d t h pa y y s m ta e t n e t m s e m nt a ) is n n o o t t b i e n te su n b d j e e d ct to to b U e n u it s e e d d S a t n at d e s c a (U nn S o ) t N b O e V ra t P ed u e u r p to o n R i f c o o r (P ta R t ) Dividend and interest income 541.48 71,278.97
purposes. Chen% should refer to the axlicrlde tar reporting forms They recent Ircen U8S annualy, such as
the Forms 1099 and the Fars 4130, for lax repotting infoimatuto It Is the practice of 1.185 to file the Proceeds from investment transactions 19,631 24 232,148.55
tookaste tar reporting forms with the US Internal Revenue Service and PR Treasury Departrrent and in
such forms accurately dasJfy dwdend ardor interest as tar exempt or tact* imam. Please comult your Total additions $20,172.72 $307A26.24
irdvdual tar prepare/
Subtractions
December 2015 (1) Year to date IS) Professional management fees and
Taxable dividends 541 48 8,528 72 related services 000 -7,654.88
Other funds debited -2h,79€ I1 -299,694.24
Taxable interest 0 00 49,522 55
Tax-e>empt interest 0 00 10,000 00 Total subtractions -$24,799.11 -$307,349.12
Miscellaneous 0.00 3,227 70 Net cash flow -$4,626.39 $77.12
Total current year $541.48 $71,278.97 Closing balances $541.48 S541.48
Total dividend & interest $541.48 $71,278.97
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CONFIDENTIAL
EFTA_00133102
EFTA01275239

*UBS
UBS Strategic Advisor Account name: LL Your Fi nancial Advisor
friendly account name SCOTT STACK MANLYLE CASRIEL
December 2015 Account number 212-821.7O0O/8OO-3O8-3140
UBS Bank USA Deposit Account APY
Interest Period Nov 6 - Dec 6
Opening UBS Bank USA Deposit balance Nov 6 12,383.89
Closing UBS Bank USA Deposit balance Dec 6 $0.00
Number of days in interest period 31
Average daily balance 13,18253
Interest earned 10. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - moderate
investment eligibility consderaum None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022§gle 4 of t2
CONFIDENTIAL
EFTA 00133103
EFTA01275240

6VBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nodal Advisor:
Friendly account ntedle SCOTT STACKMANLYLE CASRIEL
December 2015 Account number. 212-821-70001800-308-3140
Your assets
Sank ones, tricorn! and current values shorn may teepprOxiinale. AS a Intl. gdlns diCHOSSeSMey riol
be ecofialely refkcled. Set attpomon intomnabon Maur your statement a the end of this document for
more infornalon.
Cash
Cash and money balances
Cash and money balances may include avalable cash balaxes, UBS Bant USA deposit account balances,
UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by tne vAl to n yak able limits, but are not
protected by SIPC USS AG Stanford Stanchdeposit SCOunt Prances an not insured by FDIC and se not
protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the endof this document for detain about those
Mantes.
Doering bdance Cloung tulence ince per share Average Deaden:I Interest 0411 vi
Hddng on Dec I (I) on Dec 31 (1) on Dec 21 ft) rate period period Cy anounl (S)
L135 BANK USA CEP ACCT 5.167 87 541 48 250.000 00
Equities
Common stock
Purchase pixel
Trade laorber Average price Price per share Velue on unrealized Hddng
Hddng date of shares per snare (S) Cost basis (S) on Dec 31 (S) Dec 31 (1) oath or loss (1) period
BANK OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 1189 Current yield 119% May 17, 11 303.003 11 .860 3,593 84 16.830 5,09949 1,505.65 LT
Jun21, II 313.000 10.670 3,33986 16.830 5267.79 1,927.93 LT
Aug 2, 1 1 328.000 9.802 3215 15 16.830 5,520.24 2305.09 LT
Security total 944.000 10 751 10,148 85 15,887 52 5,738.67
OTIGROUP INC
Symbol: C Exchange NYSE
EAI: 172 Current yield: 0.39% May 17, 11 115 000 AI 249 4,743 71 51.750 5,951 25 1.207 54 LT
lun 21, 11 121.000 38 285 4,632 57 51.750 6261 75 1,629.18 LT
Aug 2, 1 1 122.000 38 297 4,672 24 51.750 6,313 50 1,641.26 LT
Sectrity total 353 000 39 242 14,048 52 18,526 50 4,477.98
continued next page
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EFTA_00133104
EFTA01275241

4It UBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your 15nandd Advisor:
Friendly account name SCOTT STACK MANLYLE CASFUEL
December 2015
Account nuntber. 212 -821.70001800-308.3140
Your assets Equities r Common stock (continued)
Purchase price
back Number average price Price per share Value on unformed Hddng
Hddng date of shares per share (5) Cora basis (5) on Dec 31 (51 De< 31 (y) gain or loss (I) Pined
GENERAL MOTORS CO
Symbol: GM Exchange: NYSE
EAI: 31,977 Current yield 4 23% Nov 18, 10 1373003 36 416 50,030 00 34.010 46,695 73 .3,304.27 LT
PR PARTNERS INC A
Symbol PiT Exchange NYSE Oct 1,15 27.003 3809 102.85 28.290 763.83 660.98 ST
SCHLUMBERGER LTD NETHERLANDS
ANTILLES
Symbol. SLR Exchange. NYSE
EAI: 3226 Current mkt 2.87% May 17, 11 37.000 13I 270 3,007.00 69.750 2,580.75 -426.25 LT
Jun 21, 11 40. 000 82 436 3,297 45 69.750 2,790 00 -507.45 LT
Aug 2, II 36.000 89 433 3219 59 69.750 2,511.00 -708.59 LT
Security total 113.000 84 284 9,524.04 7,881.75 -1,642.29
Total 383.62426 189.75533 15.931.07
Total estimated annual income: 32,464
dosed end funds & Exchange traded products
lotal reinvested is the tota d a renvested chxtencts n does not Fricludt any cash docends. n Is not a tat Untealeed ((åe) gem or toss is the Olference between the current vdue and t he cost bass and would
lot for the purposes of determining Nildng periods or cost basis. The shares you receive each hma you generary be your tamable gan or loss II the security was sold as this date. The unteakzed (tad gen or loss
reinvest dwdends became a separate tax lot may need fa be "dusted for return of capild perimeMs In older to 'mine the 'edited galn or IOSS la tax
reporting purposes.
est bald is the total purchase cost of the security, inducing tonvestedcludencts Ire cost basis trey need
to be °titled (or return d (*aid payments in order to determine the adusted cost can la tar reporting IrwestmeM return Is the current value minus the «noun( you 'mead: It does not include shares that are not
purposes. reflectedon your statement includng shares Chat have been *Ailed as either a gin or a loss It also dars
not include cash dudends mal were nol *Invested
"Knelt! WKS
NUMbet Averdgt price Client Cost Price per snare value on unrealized (tad 'incliner* Hddng
Hddng of shares per Shale (Y) investment (5) basis (4) on Dec 31 (3) Dec 31 IS) gain or loss (5) return (5) Puled
SPCA S&P 500 ETF TR
Symbol. SPY
Trade date: Jul 12, 13 1,495.000 167.496 250,407.85 250,407.85 203.870 304,785.65 54,377.80 54,377.80 LT
EAP 36,288 Current yield 2.06%
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CONFIDENTIAL
EFTA_00133105
EFTA01275242

UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your if 'sandal Advisor:
*UBS Friendly account name: SCOTT STACKMAMLYLE CASNEL
December 2015 Account number. 2124321-7000/800-308-3140
Your assets . Equities (COntinued)
Other equity investments
Cost basis and gans and losses haw not been adjusted autonsiically for return of capital payments.
ResIncled sec u rIty eel ties ace estimaled Ice Informational purposes See wporr4nr informovon about your
statement at the end c( this document for additional information
Purchase peke
Trade lawber Average glee Cost Price per share Value on unrealized Hdckng
wiring die of shares per share (S) best CP on Dec 31 (St Dec 31(1) gan or losS (IS Pened
BLACKSTONE GROUP LP1THE UNIT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange' NYSE
EAT $3,228 Current yield. 9.92% Sep IS, la 1,113.000 32 319 35,972.05 29.240 32,544.12 .3,427.93 LT
Fixed income
Corporate bonds and notes
P (maned from independent quotation bureaus that use ccerpteened va Wheel formulas to ascrnscally actustedfor arnornetion of bond prerreum using the coastal yieldmetNW If you have
talc .are current values Actual market eaves may vay and thus gaindlosses may not be accurately made a tax election to deduct the vernuni ancrlization on taMple debt secunties, you may request UBS
reflected COSI basis has been &lusted for OCC ieted °Nina] issue dscount (DID). COSI basis has been alust cat basis fa the tondpremum roan/ration.
Trade Iota fae yaw Purth&e Agusted Nice on Valle on unreaired edam;
sicking dae a mat any (1) vete (S) cat bass (5) Dec 31 ($) Dec 31 (1) gan co loss (I) per
GEM, NEC CPTL CCeP
AO) RATE MATURES0911/16
CU90 3696262/5
Moody. Al SSP: AA.
EAI: $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.501 100.000 so,c0000 4605.50 LT
BANK OF AMER iNTERNOTES
NTS WE
RATE 03.600% MATURES 1111916
ACCRUED INTEREST $690.00
CUSH) 06050WOW2
Moody Baal S&P- NEN
EAI: 15,400 arnant yield' 3.55% Nov 01, 10 150,000000 ICOOCO 150,000.00 101,446 152,169.00 2,16900 LT
continued next page
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CONFIDENTIAL
EF1'A_00133106
EFTA01275243

SUBS
U BS Strategic Advisor Account name: Your K asocial Advisor:
Friendly account name SCOTT STACK MAI/LYLE CASRIEL
December 2015 Account number: 212.821.7000/800-308.3140
Your assets Fixed income corporate
bonds and notes (continued)
trade rani •xt vaue PufCrio,: holusted Fife on vaueon (Inreelized Hddog
HclOng date roahoily (I) pace (s) eon bass (5) Ot( 31 ($) DeC 31 (5) gen or loss (S) period
JP MORGAN CHASE & CO
NTS 8/E
RATE 07.900% MATURES 04/29149
ACCRUED INTEREST 31,97500
CUSS' 46625HHAl
Moody Baa3 S&P' BBB.
EAI: 111,850 Current yield: 7.76%
Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 100 157,650.09' 101.800 152,700 00 .4,95009 LT
Total $350.000.000 $353,04459 $354,869.00 $1,824A1
Total accrued interest $2,665.00
Total estimated annual income: $17,389
' Irk s'es cost basis intoonaton provided bor ycu of xicf her Mini ba-ty. UR'S ES has not verified Isis informateon and does not guarantee ns accuracy
Municipal securities
Pikes are obtained from independent quotation bureaus that use computerized vitiation formulas to dscoum for securities issued at a dr.ccunt When original cost tarn is desolated, anorbtation ha been
calculate current values Actual market vaues may vary aid thus gar/glosses may not be accurately done uung ire constant geld met hod cauterise amonizarion has been done using the straight line
(Owed Cost basis has been °off:010(81y aclusted for maxim, amonizaiien of bOnd Prerri um on method
coupon tax-erempt municoa sec unties using the constant yell method and for accreted 'sigma issue
trade Taal face value Punhat Aciuded Price on value on unrealzed Holing
Hddng date a maturity (I) pnce(S) cat basis (El Dec 31 (5) Oec 31 (5) gen or loss CO period
MICHIGAN MUN 8D AVTH
RV PREF BEM
PRE•REFUNDED
RATE 05.000% MATURES 10(0 I/ 26
PREREFUNDED 10101/16 9 100.00
ACCRUED INTEREST 3562.50
CUSP 59455T3R1
Moody Not rated S&P: Not rated
EAI: 32,250 Current yield: 4.84%
Orignal cost basis 346.406.60 Nov 22, 11 45,000.000 101.900 45,855.38 103.406 46,532.70 677.32 LT
continued next page
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CONFIDENTIAL
EFTA_00133107
EFTA01275244

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor:
*UBS Friendly account name SCOTT STACK MANLYLE CASRIEL
December 2015 Account number. 212-821-7000800-308-3140
Your assets Fixed income . Municipal securities (continued)
Traie total face we ue Funnece Aclusle0 Nice on v4ueon Unreaed Hddng
Melting date a maturity (I) rafIce(S) ant bast (I) Dec 31 (0 Dec 31 (3) grin or loss (1) POW
DROWSE TX INDPT SCH D
PREF BEM/
PRE-REFUNDED
RATE 05.000% MATURES 02/1929
PRERERJNDED 0211917 0 100.00
ACCRUED INTEREST 31,70000
CUSP 000874U5
Moody. Aaa SW: Not rated
EAI: 34,500 Current yield: 4.77%
Original cost basis. 393,704.74 Nov 14,11 90,000.000 102.591 92,332.13 104.818 94,33620 2,004.07 LT
MICHIGAN MUN BD AUDI
RV EON
RATE 05.000% MATURES 1001126
CALLABLE 10/01/16 0 10160
ACCRUED INTEREST 162.50
CUSP 594557485
Moody Aaa SW: AAA
EAI: 4250 Current yield 4.84%
Original cost basis. 35,034.35 Nov22, 11 5,000 .000 100.430 5,021.52 103.383 5,169.15 147.63 LT
BIRDVILLE TX INDPT SCH D
BEI&
RATE 05.000% MATURES 031929
CALLABLE 02/15/17 0100.00
ACCRUED INTEREST 3188.88
CU9B090874W6
Moody Aaa SW: AAA
EAI: 4500 Current yield 4.78%
Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.331 10,033.13 104.593 10,45930 426.17 LT
Total 8150.000000 $153242.16 $156.497-35 83255.19
Total accrued interest $2.513.88
Total estimated annual income: $7.500
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CONFIDENTIAL
EF1'A_00133108
EFTA01275245

*UBS
UBS Strategic Advisor Account name: Your financial Advisor:
Friendly account name: SCOTT STACK MAIILYLE CASRIEL
December 201S
Account number: 212.821.70001800.308.3140
Your assets Fixed income (continued)
Preferred securities
Tod* hunter Purchase Not Price pet shore Value on unrealized lidding
14:1cing PSI Of shares per ',II (1) rst twos (S) on Dec 31 (1) Dec 31(1) gain or Ion (1) P•140111
OTIGROUP CAPITAL XII
EXCIFLT TRUST PFD
7.875% DUE 10'30/2040
Symbol: C.PRN 6change: NYSE
EAI: 419,690 Current yield: 7.58% Oct 4, 10 10,000.000 26 130 261,300.00 25.990 259,900.00 •1,400.00 LT
COUNTRYWIDE CAP V
7.000%
CUE IVOI/36 CALLABLE
Symbol. CFC PRB Exchange: NYSE
EAI: $7,350 Current yield. 6.83% Oct 26, 10 4,200.000 23.518 98,778.96 25.630 107,646.00 8,867 04 LT
Total $360,078.96 $367,546.00 $7,467.04
Total estimated annual income: 527,040
Your total assets
Percentage ot Cost Stanated Untealzed
yaw. on Dec 31 (S) your mown' basis (5) annual infant (S) roan or loss (5)
Cash Cash and money balances 541.48 0.04% 541.48
Equities Common stock 89,755.33 83,824.26 2.464.00 5.931.07
Closed end funds & Exchange traded
products 304,785.65 250,407.85 6,288.00 54,377.80
Other equity investment 32,544.12 35,972.05 3,22800 -3,427.93
Total *guides 427,085.10 32.56% 370,204.16 11,980.00 56.880.94
lived income Corporate bonds and notes 354,869.00 353,044.59 17,389.00 1,824.41
Municipal securities 156,497.35 153,242.16 7,500.00 3,255.19
Preferred securities 367,54600 360,078.96 27,040.00 7,467.04
Total accrued interest 5,178.88
Total fixed income 884,091.23 67.40% 866,365.71 51,929.00 12,546.64
Total $1,311,717.81 100.00% $1,237,111.35 $63,909.00 $69,427.58
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CONFIDENTIAL
EFTA_00 I 33109
EFTA01275246

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name SCOTT STACKMANLYLE CASRIEL
December 2015 Account number. - 212-821-70001800-308-3140
Account activity this month
Date Mihaly Description Arnotet (S)
Dividend and interest income
Taxable dividends Dec 24 Cividend BANK OF AMER CORP PAID ON 944 47.20
Dec 29 Dvidend GENERAL MOTORS CO PAID ON 1373 494.28
Total taxable dividends $541.48
Total dividend and interest indsne $541.48
Dde Adiety Desc6pbon Arnment (5)
Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GISSIANE MAXWELL -5,167.87
Dec 24 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -19.631.24
Total other funds debited -$24,799.11
Investment transactions
F • ‘,. to price/wan ;Flown tar restricted securities, see Overton: information eØ
sot a,5:eit,er:• ar ire end of this dl cunent
Proceeds Iran Funds
investment withdrawn for Accrued
Dolt Actiliy Desdiption Quantity yaw (S) Price (5) reanrocuons (s) intinUnents Ocuppt (0 interest (1)
Dec 24 Sold SPOR GOLD TRUST •190.000 103.324200 19431.24
Total $19431.24
Cult Activity Cies0Vlicci Amount (S)
Money balance activities Nov 30 Balance forward 35.16747
Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/15 -5.167.87
Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20
Cec 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 494.28
Dec 31 Closing URS Rank USA Deposit Acosunt $541.48
The UBS Bent LISA Depost Accour< is your primary sweep cplion
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EFTA_00133110
EFTA01275247

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knoncial Advisor:
Friendly account name SCOTT STACK MANY LYLE CASRIEL
December 2015 Account number: 212.821.7000'800'308.3140
Realized gains and losses
Tne estimated realized gam and losses stows below ale not fa tar purposes. Flease rate that gain ce loss informaron We may not ad ust Bans and losses fa al camelchives. We autcmalicaty adjust cost basis for
recognized on the sae Of recentotion of cenain Structured Prioducts, Ike Contingent DM Securities. (OY De taKieeerhot and AMT coupon muniCePa sec unlit, 101 (-Shrgalle0 anctizatron 010M0 prep um and tot Matte0O10
granary, and not <vita, gain or loss. Please Cheek with your tax achnor To calcJele dans ano losses. live fa securities issued at a dgcunt If y0u *quested trvit UtEsSalud cost basis lot the 00r4 premium arontaa0n on
liquidate the ddest security lot first. This is knann as the first4A lint out or FIFO accounting method We use taiatle debt sec unties then (Oft bakd reflected for these securities has beenadjusted Estimates in the
this method unless you specified whir h la< la to close when you piecedyour order. This is known as a venal section can net be classified as short tensor long term bee ate information is 'Muni; or the product is one in which
purchases or V5P order Set Important information about your statement a the end of this document for mote the gal nnoss calculation is not provided
Long-term capital gains and losses
Waft Sale
Quantity or Purchase Sale Sae Cost Cod basis
Security descrtation Method fat value date date amount (S) basis (51 adjuslment(S) las (S) Gan (5)
9DR GOLD TRUST FIFO 150000 Sep 11,12 De:21,15 19,63 I 24 31,860.93 -12,229 74
Summary of approved payees and recurring payments
eased Ca your instructions, the rollohing payees and recurring payments are considered •approved The payees and recurting payments sealed tubs do not include XV Payments E*ctronic funds Transfers and
weer Ale renut (7)you may authorize ad010'Onal transfers to theseP ast veleudY and (2)M, are no fettles Other trentltn between ['Counts 41085 :fry) have ockiikmal payees ainf/Or reCtitrifig irnfluCtOnt
longer rerevirg ndrektual contents:eons Aor payments to these payees. on nte you wit rerun, separate conlirmatsons from your finance; 'kismet
To update Of canter My Of theft dtsfructions. prone confect yew fonafiCiaAOSYSOf
Cnbursement Last used
Payee description Amount (S) method TyperEvent Frequency Start date End dale dale
Y123575 varied Transfer Payee on file Upon request Ma Na Dec 24, IS
Ee1P70004008D7SI IS MR7000311876 005051215 03057%04 vt 23574593 t etqw_Gpk geogiert 12 of 12
End of statement for account number Y I 22574 55
CONFIDENTIAL
EFTA_001331 I I
EFTA01275248

Important information about your statement
LBS Firuncial Services tc. the F im or UBS Financial - r na-nr rd rr np-rhn t APri, daim for cask). The SIPC asset prates-6:n limits apply to account Mkt, you choose One o6 the following
Sonakes), is a merrter of all orincthal entity, cannnity — Mute the error or tie trawler you re snore all accouns that you hold in a panicLtr sagacity. nesment °Nestles'
and splits exchaves. LA36 Financial Semites and LEG $0.1l, and explah as dealt as you cal shy you The Fem, together with certain aNhates, has also • Prague amentincome. l,.earer as seekng the
Bank USA we rdrect %badmen of LBS AG and belies t is an error a why you need more purchased osophrrental protection. The megrim generation d income cribs
affiliates of LBS Secvitin U.C. The Fim's Handal narration amount payable to al eIgiale clones, colecleek Le-der • Achim Opt*, Approciatan: Insertments seeking
statement is available upon %gag. The Fin's maculae — amide the dollar arnan of the suspected emu. this praecicn is 1500 millon as of Decanter 10, 2013. power of prncpal rather that the generation of
off ces ye a: e.
The Firm a. Cad Issuer MI engage% sour cam:girt Stoma to the policy corditons ad Imitations, cash a • Produce Combination of arcane ad ht e
CBS Simnel Since, Iv. and MI correct any error tromp*. I we take nog tan the Firm is further protected fa Lp to SI 9 million n the of seektg both the gerwatcn
1 W 2 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d F 1 o 0 r b th a e n a n n s g c s la t w y o to u d Th o e t i h s in a h w e e r m r.% il c s r o e t d a i y t o y u o r u a w sc i o ll h ts* a t e ca x p r a e c g it a y. t e A fo la r a i ° l s m py a o a f m h o e u p n o ts k h e e / e w d a is d a in p g a i r s t ic a u va la il r a ble of ncome and Taisho' pritpil.
1 T . h 8 is 5 F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t c . o O l t t h o e f r f i m cia a l r r c e h c , o r rd a o p f y t ou c ti o e m u p s le e t o e f O th ur e M m e o s n t e g y a d tio re n. g the tine h takes us to T up he o n S I r P e C q u p e ro s t t e . ct in and the supplemental potation O • e C n on ' se s rv il a k ti v p e r o S fi e le a s s to matitain nhit prirc.pai, with
r e o o m ff t ic i s b ia s e i l o r t e a n l r i p e d e d o a r c s a u e T n m u o n t t o s d y . o c h o u i n m b t a a m i t n e h i d n e i g a t h t c e e o ly r r e n d is l i s d a i n t t g i e n d m g at s t a o o s t r h h o e u ld I s P i t l . a e t a e v s m e ia m e l n a M t k a e h n a a t l d l u d d a u n it c o r k d n s c t p o a a t r y e e a g d b a l o l e e n s t - o t a h t e c h c e fr o h o s n e t t n fe o o e f r s t h t , a i o s n oints • b o y C th o e u d r r t o e a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b e e ts e c h o e n l t d ro a l w le a d y b f y c o (a rn n d C B n S ic F k in e e d -c n al t b n u a o r t r r m m is e k a a a n n s n d t e h v a e ol r a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n c t o c k t o e g s e e p t n s p e a w r c a e t a e w t 5 i 9 e t 1 h v 1 e 1 n c ant
Branch Manager of the office Naha you account. my be subject to magentas lees, champs for late Services (e.g., certain 0) rah at LBS Bat (il cab at halation.
Athaiti al figures shows are ntended to be accurate. p w a a um n m ts t f t o i r C w ash a ac n co t u p -i u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a ge t s m k a r r u d n e p rr a e i d d L in B c S lu A di G ng S v ta a m ria f b o l r e d a b n ra nu n i d ti s e s ( . i d a n i d -s S ur t a a rc r e e m s o a f g rr a ub .al • M to o le d ra e t r e a t s e o m W e i l v li o n t g at t a o ir t a y c t c o e s p e t e s k a h n g e h r e id r s r t e o tu p r i n n s c . Pal and
s st a a e te & m o e n n y t e d t a h ta e n sh d o la u x ld not be ( i u .e s . e , d F f o a rm t o 10 p 9 u 9 r , p S o R se A s Rely to other institutions May be subject to a trawler tee f n in a d ve s o w f h t e h r e e a s c u c c o h u s n h t a h re o s ll a e r r e o re n g t i h s e te b re o d o d ks re a c n d d y r n ec t o h rd e s • h A i g g g h re v s o s la n t e il : i t W y t a o n s g ee t k o h a i c g c h e r p e t t h u i r g n h s r o i v le e r t o tin p % rn opal and
10425, etc.) whin preptregyour tax return. The Pim is UBS Sweep Options of the applicable beam a triter agent).
required by low to report to the IRS all taxabk dhiclena, UBS offers optiom for sweeping cash balances, balances • Certain nvinnent contracts or immanent interests Statement Thouseholdthe
report** rcntaicable eltridends and taxable nieren to bank deposits at UBS Brk USA and U35 AG %mean pig., limited peter:Mx and private placements) tat We may consolidate al related account statements with
earned en secteties Mid nyas wean, nit procee:b trench (Bank Sweep Programs), money market mutual ere rot registered under the Securities Act of 1933; the sane elites n the sent eavetce. Accost may
an sale transactors, and cog tam co certain covered Ards (Money Re-4) rd the intenut gnat Depose ad be related la this purpose Mame they have owner
teasei ts. Ocean (0.4)1a customers with an international • Commodities contacts (e.g, foreign ',charge and who also maintain Olt accord relationships with other
• C o P r l r e a as m e r ic e a -c t o io n n fi s rm w a it n h t t o h ra e l F co in rm e etcabores inert- 9 U R S S w e A e r e a u p p n P t . r o M o a g a n r n a e a m g st e . m : c t a e e s s n h t t e b A d a c l k a c n n o c i u t e n a s t . T d T . t h h s r w e o n u e g p to h t t U t o h B e 1 S 1 B 8 A a 5 G n 8 k a -k p a r r e c c P co u m sm m e od ta it l y a o n p t t r io e n t t C g O i n n tr c aC lu IS d . tg futures antracts c s *1 t l - a i a e te s n m e t e h a n t o t t s l h d m e r g s a i . t n e e d t n a y d o s d u e r p e p s a re s ra f . e t T e r h t a i o s ft p V re r e a c lO e c p i t v ic e e e S i — n 6 d T i y h v a o id u n u m a l a a y s
to further protect your rips, nixing yat mpg' Stanford Branch a a Money Fund. Deposits at U85 The SIPC potectco and the suppkmental polestar, do decline Museholding by calIngyour Financial Adriscir.
• v II i t l h e e r f t i h n e a S x i a al u n t t e e s u I t n io ve n s c to n r t P h r e o t t e ip cti l o e n ts A o n f t ( h S e P f A ro ) nt n Ba i n x k . U F S o A r m ar a e r F e D i I l C c r e in nu a r t e it d h in p a e c a c s or d k a i n t c w e r w m ith id F i D c I g C o t. n o o n t y a o p u pl y g a to te t r h n e e s n e ts a . ss T e M t, < S S EC I p 4 r t o h t e e y d ° io h n ir a er d s < th a e p pear Friendly accoemt name
of this statement is not UBS Fa-rancid Services, LSS Deposes at UBS AG Stanford Brach aid shores of gr/Olgriental protection do not protect agent changes The Therdy accoug name reflects 1-definition that you
Financial Senses canes you account as clearng Morey Finds at rot ire red by then:AC. in the market vale of you investments (whether as a entered en the firm's rankle senates webste. It it a
broker by ana-gerrent well the nokated ingauton result of market mosernent, issuer batruptcycr catorniuble 'nicIrserre • chosen by you to as% 1,0J
We Wormed you of this relatorchP when you Through the Ok 'mein toad. baleen are mete to otherwise) witi your recordkeeping it hat no legal effect an your
opened this attars. h thie case, your fads and depose accounts a UBS AG New York Benched LBS account. You can change yar Riendhccotnt Want,
s ti e e g i r r it o ie n s a a d re x t lo g c b a r t o e k d e a r, a UB d S y f o in u a n nc u ia t l m Se a rv c i e ce a s % an p d a r n o t A th G e F C O a C sr . u B n al B an r c a e v s h he T ld h a es t e t h d e e L p E os S it s A a G r e C n a o ym t R an a v & e a d r c b h y M ob o t r a e t i i d m o o r r m e u in t f io o n rm is a a ti v o e n n a g b e ou t t e S rm PC r , e a g -s a l s id t e Y * o t u h e m 5 a 1 y K A th d m ie e u t x h . Once Services a by contactrg yov Fina-cial
of ay ems or mission to both firms. are tempo's* avow' to the sovereign rile of the Brochure, by contacting 51fC at /02-37141300a by
Cumin Man& and there is no %warts, a other Listing the SIX website awww.aptoug Accost overview
All accarit statements shall be deemed cemobte ad *ligation of LBS AG to repay the balances while clothe • ease othoo• accounbbornbes. Net of assets and
accurate t not objected ton wring within 60 days. • Cayman's Brach's books. Dividend Renvertment Program (DRIP)
The price reflected is an average lark, You may obtan • Asset. Inclas avail* cash balances, vases lot
• Please diect customer complaints or tepees to The Deports at LBS Bat USA and each UBS AG Branch are the actual age from yos Financial Athnsor. Orey whole restricted storey leg 1, and Global tine Deposits,
RM.C lint Relations Depavnent a 201.352.1699 not protected by SIPC. Money Fund than are protected nuts re purchased vder DRIP; partial three will Le La-roared marks to market, and caftan assets not hell
or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See #U35 Financial Services Acorn Thatcher.- wed ad the each call be deposited h your *aunt TM by the aim. rot include unpriced %strike; assets
FT Monday through Friday, a in writtg to UBS bens.. dvideed reiwestment pricesuppled byte issuer may at the end of the pior and curtnt statement periods, or
Financial Senses ti., Client Relations Dein-nerd, Offer from the market price at which the partial lures prvale irveanwas, awned stock options and
P.O. Box 766 Union City, NJ 07087. Upon 'Ur repast, balances in to Bank Sweep at sold 'womb* stock options
• h caw of errors or pentium about an electronic Rogers or CA may be withdrann and share, of a • Lierubtos Includes debt bilirces, oohlarding magn
kids transfer WMlot psyment sr UBS Wedge Money Fund may be liquidated, ad the premeds Cadenlieu tort, credit We, ern accuse bale-ices.
card transactions, call 980-762-1000, awrte to UBS returned to you a your season acogn. 018 whole urns may be heal in yov *cove if you at • CashAeoney balances. Total of uninvested available
Financial Semis., Is., 1000 Hatallsd, 6th floor, egged to a palial snit as a result of a cbriderd awoken cash balances, plus UBS Bark USA deposit balcrces,UBS
Weehawken NI 07086, Mrs RIA4035A Seams. Firkin domution about available sweep options, et otherwise, the Firm call other sell palial Was at AG Stamford Stanch depose balances and money market
ineksing arrant tang rates and Welck„ k available at matt ;fie a accept an annunt determined lag a Mutual hold sweep hi:Incas, at the claw of the
Cal a onte as soon a; yar cat if mu Mils you- epoottbswoloweeprel*, horn your Francial Advisor regateed closing agency, aid credit year weo.re statement period. Nornetrenosity Vet credit balances in
statement or receipt 4 swag or if you need more or by %ling 800-762-1000. your accost at rot segregated from other balances
tecemation axest a transfer on the %gement or Investment objectives a-4 to Fin. may use any of these funds in the ordinary
reaps The Firm or Card bear (as applablB must UPS %natal Service' amount protection The nvestmere °locums ad nsk profile ao speck to course of its Maine's. these funds are payable upon
hear from you no Ina tan 60 days after tie inn The Fern a a member of **Steve*, Investor Protection each account and may say Canton Please edge% the your demard. This total is included in tie current period
sent you tie fig statement en neigh the arts or Corporatim 151K), which protects beanies a-co.ras Firm prompt& in min; of any eignilkart change in pa closi-g value.
problem xpeaut its members up to S500,000 (ncludng 42t0,000 for financial situacn or miasma objectives. For each
SDNY_GM_00022492
CONFIDENTIAL
EFTA_001331 12
EFTA01275249

important information about your statement
(conttionruteedd))
Lending information pu wouldamok, recent n the ntarket Feces ah — 'Dstrragions to date' may nckde retumol - h ackltion to commesMs received in comedian
Fce Maned informal:xi on the Fin's lending practices obtained fran various tied patty maces Mich me capital Some a' both. wth the sale or astrbiAion of anhay contracts
and «ramises. refer to yaw Cent Relate:ship bekve to be reliable, but ate do not guarantee thee — 'pgnalv.t six.' represents the Mot off errh and urn investment trust units loots clients, we
Agreement or A«cme Aweenieni and the General accuracy. price per me and may rot reflect your cost bass anace or, affiliate receive rewnut theng
Terns rd Coedit ons UBS Stalemen of Creed Iran kes — We ten«A t vie the dosing price when wad* or compernation from merry of the Murano
mailable in Agnomens an<1 D imb ones al the men of the bid ad at prices fee lined • Restricted amities Restristed Starint, recall( companies urderwreith the ern* contracts.
want atm r miterr v irtireksee ms securities ad %Marts or oney bid prices la OTC ere not ores& Nigible for public sale. 1.85 Financial all bates of she insurance «thanes or sponsors of
SeCtaite. SHVICCS uses the mrket price of the unrestricted stock the ins immanent etmts we casaba
Yew ants — Less active& traded murk in maybe priced using a of If,. same issuer as an routed value for the — cur aft aisles alsoreceive trading cormissions and
You statement Reties securities and other assets held valuation model or the most recent pie we restricted clock For purposes of the statement ony. To other commuter:from renal Ards and
in the smolt at the end oil the statement pried. You ebta•-•id and may not reflect an actual market peke the esters that rooted securities' are NOM to a insurance companies whose products we &Rau*
may ask for deanery of luny paid securties at art! tine. a wale. the wake received may be stbstantielk less than the — We receive an anvil fee kom LOS Bat USA and
You mayrecent securities used as loan collateral after - Certain petitions may appear wife.% a price and imps ed value sham CS AG Suerdold Branch or up to $25 per acorn
paying any balance die on them. Arty statutes will show as 'price was not avelable• ft we re sweeping b the banks uncle. the UBS Bank Sweep
In of.IUJ to the lien citing the statenvnt pored are unable so cbtain a price I or a storey • a (ostirneted) income, cumine yields and sew. Swans
Feudal rocket vale as of the end of the staemere - Deposits or societies desxminated in currencies An minuet% anal income it based on currant
Pena& other than U.S. daLrs are reflected at the &change dnidind and interest rates, moving the securities will Adivity
• Cost bad% h determining the cost basis of the rate as of the statement date. be held fee one yea keen statement date a troll Sornotionregerdng «0111VISCelf and otter charges
smiles included in this statement where indcated - For teen searities tracing it nonconformim maturity. Its estimate is any a guideline, accuracy Stoned n comedian wth the execution of trades.
wth the nimble 'I,' LOS fnacial Services An relied denarninatern ;et ant SluartitY (I ace salts) may ad centinuml inccene a. not gurranteect incldng Men tramxions has been included on
al Sarmatian cbuined from sources other than UBS have been adiated to faciliale proper vabstian. — Este:wed arnuel income and caret yield for «intimations venous& furnished to you. and will be
f /uncial Services. including nip:motion Iran another To obtan current isolations, Moen amiable, coma certain byes of motile; could nctde a ratan of provided to you pretreat& on reepest.
tint et that you may haveprovidedto you Fnancial matr FnancialAdisa. watch% or captal gans n vanish case the est.
Advisor. The Nom does not indepenaita'bi wily a ammo (end cummt weld) would be overstated. SAM selling
grantee the accur. a wide): of Somation • Private Maleness and structured products. — Eginated arrnul Scene and cum% yield and the f you at engaged in that selling a security, eau may
provided by lanes Ow than LES Fivixial Seethes Mate inestnwa morale*(ec Wing drect actual iectre and yield might be lower or higher incur a charge it. to cenin baroreg cos% for that
partichatian program and real estate iniestmern trust then the estmred amounts. pal kW./ security.
almigh LOS Financial knees generally securities) and strucued peodicts are generally hr:fily — An emanate of amialited income (divelend alder
plates this isthmus:mat it is received., the Fin: Said Cron structured predicts have not been intent) deded by the curet rturtort Open orders
ekes not amide at assume.. that the infonnaihn «grand with the Securities and Exchar.r vehelavrimp• balance is based on the host dividend Regarding open CR '9:od.tileancelled* ceder: that
under "Cost basis` and linealced gara loss' is Commissim a seder any state securities laws We or Mere% Parrett made by the issuer and were not executedbythe %semen date. open kWand
actuate as of the date of this statement. As such provide estimated vain for private investment assures the sear beedepouts will be hell for one sell slop orders are reduced by the aware of disalenzb
please do not rely on this Somalian to make secuities and stamen:I products to informatanal yea from the statement date a until matunty. et righs on an exavidends cm thrights dr. unless
prchese a sale decision, for ue mimosas« Folsom my. Accuracy is not guaranteed Accuracy and continued WAS are net guaranteed Strutted otherwise by yo.i. You we moon:able fa
othenrise. Accounts Oast toed to the firm may — These +akin maydiffer substantiaay from prices, if orders that are executed due to you lailure to cancel
reflect gadl oss eicernahra only for the period ct any, at *hitt a private Megrim:I secuity ix • Assets not held by UK financial Services. Certain saga? chin Orders.
tine they are held a the Firm Mae historical %strayed product may be bastil or sold ad do assets are not held by the Pim and not we the
ettermalen can be added by your Annie' Advent. not necessarily represent the yak* you may receive Fern's possessira or control. These assets are Privacy
upon Ikuktition. deployed on mar statement for Sometiml To obtain a copy el as omen Clime Privacy Wake.
• Unrealised gaiis/tmeos When data is available. - lhid partyname's of value aro as of a torten poposes only. Positions and vans presented are please contact your Financial Advisor a Sit or websert
emanated uveafaed gaing bases are calculated for date and are applied to UBS Financial SMACK on a provided by the swig fns. UBS Fiancal Serves is at 3yeew obi tortithriv arenoliev
eh/std.:al seosey lots. The transaction data for regale bass by an independent valuation tins. not resposble for to info rnuton and does not
rekintot lots mayor may not /Men carmen:an btu, general Partner a sponsor estimated values. guarantee its accuracy. These assets re nal protected UBS enancial 51/VOS is nal a bat The RMA, Business
cemegn XXIV :acuity reorganitatim evens. if are aro :unshed to the Fen by the our, by Sitar. Finis nahlernental Slit coverage. Services Account BSA and IRMA are brokerage accounts
Dildind and other reiweament lots and systematic gneral parries* or spans« and may be calculated which provide access to barking services and products
archese kits are each cartned to display one based an dfferert at:m aim fran that used by • Revenue clearing and additional compensation. though arrangements vain ael hated barks and other
averaged lot. The Trade dale' solemn presents the third patios to dente thes Mead values. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees thed-party banks, and provides access to entrance and
aged trarnacton trade date. - You an ottin additianal ihormaten regarding received n ecenetton with the chWitistien of annuty prodacts issued by unathliated thedpany
the methodology used to deteemine the estimate of trutuil find to our CIICI3 we ada err afore nuance companies through Surma agency
• Callable I:maiden Bends and preload stock that value end re date of the Somalian that is the receive some sharing Pefineres from d.tributen subsidiaries ol UBS Financial Services Inc.
the issuer cats fa eat regime:non sea be selected bassi« the minute by contacting your Financial arida advisors of the mutual funds that we sell.
ethanol& by lot Iran among all Noses of that Advise These amounts are based on two dIfeent truelavanh nsurarxe. arhd annuny products:
issue held in out fume or in nominee mane lee cur - Thid tarty *stewed vibes may be reflected as corepcnents 0 the amount of sales by LOS of a Not FDIC rend • No laink gutsr te.* May lose vets
clients Call brave infamakin it obtained from third 'Not priced' in several that:ens: ashen an penult. MIAS find fen& to out clients. and 40
parties and n accuracy is not guaranteed. Cher call independent valuation Inn has not neaPhed a s the asset value of a particular mutual find lamiys RMA. Resource Management Accord. Business Services
teams may est whch could affect yiekt carolete unable to assign a vabe, when we become aware shares hetd a the lien Account 85k BMA and international Resource
eternal«) will be pr &tided then request that a material event has occurred that may call a — We and cis allh ate ate atone nem:tieing and Management Accord are registered service marls of
peeviusly waned rake ineci question, or Men a combs processing lees in cankleraten ter UBS Financial Saha* he
• Certificates of deposit (ma). COt are 10K nutted yak* would be high& speculate* der to the mere transfer agent crevices that we provide tots
up to $299.000 n ancPal and accrued interest per c4 the Notify. mutual turd: These fees generally are pad from Visa Signature is a room-Need service mrk of Visa
depositor ad per depository'VitenCre inaccordance - When other an mute, general partner a sponsor investor assets in the mutual fund and are a fired Imerrotionel LOS Visa Sgriahre cm& cads and U3S
wth FOIL rules. estimated value nee a thrd-party estimated value is doter mount based on the molter of accounts at Vila debt cards at axed by LOS Bank USA with
laroveled the value of the seconty will be different the brokendealer holden; trawl finds ol that lund omission from vna USA sorporred,
• lariadvalue Snort Maned for moriten and came from its owthase price finely
predicts may be higher or lower than the price that UBS financial Services Inc Rev 201511
SDNY_GM_00022493
CONFIDENTIAL
EF1'A_001331 B
EFTA01275250

085 Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2016
CN470056899250I16X1 Vi 0
GHISLAINE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name
Account number
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone. 212.821. 7000/800.308-3140
Questions a bout your statement? Value of your account As a service toyou, your partfofrovalue of
11275,55079 includes accrued interest
call yOur FirlanCig AdviSOf Or Ore
RMA ReSOurCeline at 800-RMA- WOO, on December 31 (1) on January 29 (1)
account 029723574
Your assets 1,311,717.81 1,275,550.79
Malt our websIte: Your liabilities 0.00 0.00
vmw.ubstontlfinanCiakerviCeS
$1,311,717.81 $1275550.79
Value of your account
Accrued interest in value above $5,178.88 17,13680
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
5 113c 36aill5 at year end 2015 91,311,717.81
Net deposits and
'.544 3
withdrawals -1599.71
1.3117 1,275.6
your MeStMellt return
Dividend and
interest income 41,867.77
Change in value of
accrued interest 11,957.92
Change n
market value .139423.07
Dec 2014 Dec 2016 /44 2016
Value of your account
on ken 29,2016 S1,275.5%79
SONY GM 00022494
Member SIPC 0070909305659925 Nr7000187084 Coerce CI IA 03057504 712357.4550 100000 Page 1 of 12
CONFIDENTIAL
EFTA_001331 14.
EFTA01275251

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAME!) Your Nnancial Advisor.
Friendly account name: SCOTT STACK MANLYLE CASR1EL
January 2016 Account number. 212-821.7CC0/800-308-3140
Your account balance sheet
The value of your 3count inducts assets held 3 IJES and cenan asses held Way Iron U8S. See page
for more I donation.
Summary of your assets
Value on Percentage of
January 29 (II your account
A Cash and money balances 82,143.30 6 44% Your current asset allocation ava C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . 0 nc 8 e 5 s B m a a n y k I U nc S lu A d d e e posit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
deposit account balances and money market
C Equities 314,089.79 24 62% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 879,317.70 6894% two pages of this statement for details about
those balances
E Non-traditional 0.(:0 000%
F Commodities 0.00 0.00%
G ' 0.00 0.00%
Total assets B1,275,550.79 100.00%
Value of your account $1275,550.79
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 -4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29,2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CNP7001:0005669926NP70C0187084 C0036 0116 030579004 Y12 3574550 10MjyyGitocozane 2 of 12
CONFIDENTIAL
EFTA_00133115
EFTA01275252

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
Friendly account name: SCOTT STACKMANYLYLE CAMEL
January 2016 Account number. 212-821-7000'800-308-3140
Change in the value of your account Summary of gains and losses
Values reported helm exclude products for which gam and losses are not destined.
January 2016111 Year to date (1)
Opening account value $1,311,717.81 $1,311,717.81 Realized gains and losses Unrealized
January 2016(5) Year to date (1) gains and losses (S)
Deposits, including investments
transferred in 1,600.00 1,600.00 Short term 586.02 586.02 0 CO
Withckawals and fees, Long term 1,422.30 1,422.30 28,35423
including investments transferred $2,008.32
Total $2,008.32 $28,354.23
out -2,169.71 -2,169.71
Dividend and interest income 1,867.77 1,867.77 Cash activity summary
Change in value of accrued
interest 1,957.92 1,957.92 See Account Kielty the month Cos decals. Maces in your SweePOPOOM are indudedin tne cpenng and
closing balances edit. FDIC Insurance apples only to deposits at UBS Bank USA, rot to deposits at WS AG,
Change in market value -39,423.00 -39,423.00 Stamford Branch or bank deposits paced through the UBS International Depcsii Attain! program PK
Protection aPfeitS to money model sweep fund Adding: but rot tent deposits. Se* IMpOrtant inionnaeon
Closing account value $1,275,550.79 $1,275,550.79 gout your statement on the tat two pages of this document for mars.
January 2016 (1) Year to date IS/
Dividend and interest income earned Opening balances $541.48 1341.48
Addkions
For purposes of this statement, tstAlty of interest and chidend income ha been determined from a US and other credited
tae reporting PersPectiee. Based upon the residence of the account holder. account type. or Product type. Deposits funds 1,600 00 1,600 00
some Interest rondos dvidend payments may not be subject to United States (UA 8037 Puerto Pico (FR)
Income takes. The dent montlay statement is not Intended to be used and (amen be 'eked Ken ice tar Dividend and interest income 1,867.77 1,867.77
purposes. Clients should refer to the applied:le tax reporting loans they mane from UBS annualy. such as
the Forms 1099 and the FCM'a 483. fa ler reporting Information It IS the practice Of U85 to file the Proceeds from investment transactions 80,303.76 80,303.76
eppli(aUe Jar reporting forms with the US Interred Revenue Service end PR Treasury Department. end in
Sue h forms accurately classify chidends and/ Cl interest attar exempt or tattle income. Rea consult your Total additions $83,771.53 $83,771.53
indvdual tax preparer.
Subtractions
January 2016 (1) Year to dale IS) fees and
Professional management
related services -1,628.23 -1,628.23
Taxable dividends 1,867.77 1,867.77
funds debited
Total current year $1,867.77 $1,867.77 Other -541.48 -541.48
Total dividend & interest $1,867.77 $1,867.77 Total subtractions -$2,169.71 -$2,169.71
Net cash flow
$81,601.82 $81,601.82
Closing balances $82,143.30 $82,143.30
SDNY GM 00022496
CelP7COCE005669927 W7000187084 00036 0116 030575004 Y123574550100000 Pogo 3 of 12
CONFIDENTIAL
EFTA_00133116
EFTA01275253

*UBS UBS Strategic Advisor Account name: Your linundd Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
January 2016 Account number: 212.821.7000/800.308.3140
UBS Bank USA Deposit Account APY
7
interest period Dec 7-Jan
Opening UBS Bank USA Deposit balance Dec 7 SOW
Closing UBS Bank USA Deposit balance Jan 7 $0.00
Number of days in interest period 32
Average daily balance $87.56
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about )O(.1r statementat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
investment eligibibty consideration • None selected
Your account instructions
• - - account cost basis default closing method is FIFO, First In, First Out.
CNe700C0005699928NPA:001137084 00005 0116 030575004 VI 23574550 1OMyGitgoomliyie 4 of 12
CONFIDENTIAL
EFTA_00133117
EFTA01275254

T UBS Strategic Advisor Account name: GH151 AINE MAXWFI Your Pinandal Advisor:
Friendly account n SCOTT STACKMANLYLE CASRIEL
January 2016 Account number. 212-821-7000/800-308-3140
Your assets
Some pnces, income and Current 'Mires ShOnn May be apprOxinVale. AS a recut. gains arCllOsses may rids
be accurately refkaed. Set Apoaint into meson about your statement a the end 01 the document 10r
more infornason.
Cash
Cash and money balances
Casts and mousy balances may include avalade cash balances, UBS Bank USA deposit account balances,
UBS AG Stanford Branch ',pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit a< oum balances au not 'enured by FDIC and are nor
protected by SiFC Money market sweep balances are protected by SEC bin are not insured by the FDIC.
See the Important information about your statement at the endof this document for details about those
Sanas.
Openng balance Cloyng bdaxe ince per share Average Dnidend rm.:est Days en
Hddng on Jan 1 (S) on tan 29 (1) on tan 29 (1) rate period period cep mount (1)
UBS BANK USA EV ACCT 541.48 82,143.30 250.000.00
Equities
Common stock
Purchase price
Trade Renter Average prke Price per share Value on Unrealized Honing
Hddng date of shares per shale (5) Cost basis (S) on ian 29 15) Jan 29 (1) gain or loss (1) Perim'
MW OF AMER CORP
Symbol: BAC Exchange: NYSE
EA', 1189 Current yield- I 42% May 17, 11 303.000 11 860 3,593 84 14.140 4284 42 690.58 LT
lin 21, II 313.000 10.670 3,33986 14.140 4,425.82 1,085.96 LT
Aug 2, 1 1 328.000 9.802 3,21515 14.140 4.637 92 1 A22.77 LT
Security total 944.000 10 751 10,148 85 1 3,348 16 3,199.31
GENERAL MOTORS CO
Symbol GM Exchange. NYSE
EAt 11,473 Current yield 4 86% Nov 18, 10 1023 003 36 416 37,254 19 29.640 30,321 72 .6,932 47 LT
Total $47,403.04 $43.669.88 •$3,733.16
Total estimated annual income: $1.662
SDNY GM 00022498
C NP7COCE1305669929 NP70031E17084 COCOS 0116 030575001 Y123574S50 100000 Page 5 of 12
CONFIDENTIAL
EFTA_00133I 18
EFTA01275255

*DUBS UBS Strategic Advisor Account name: GHI4 AINE MAXW LL Your A nandd Advisor
Friendly ancucmoubnetr :na mel SCOTT STACK MANLYLE CASRIEL
January 2016
Account 212 821 7000/800308 3140
Your assets . Equities (continued)
dosed end funds & Exchange traded products
Total reinvested is the Iota of s reinvested dudends dots not induct any cash dridends. it is not Unreakel (MO gem or loss a the 61Itrence between the current value and t ft cost bates aid would
lot far the purposes of determining hakt rg periods or cost basis. The shares you receive etth time you ge netaaf be your taralde gan or loss if the sec laity was sold on the date The u wasted (Iee) ga n ce loss
reinvest dug:tench became a separate tax lo1 may need to be acbtrsted for return of capital psfineres in order to determine the nand gain or last for tax
Cost Casa i5 the tout purchase cost of the Security. Inducing reinvested d Wends The cost basis may need "'Patin purposes
to be OlUSZed fee return of rapid payments in order to detect-nine the adjusted coil basis to to repanng ;Amanita( term is the current value minus the amount you imeste6 It does not include shares Thal aie not
purposes reflectedon your tImement, inducing shares that have bean rmlisecl at either a gun ce a toss It Ito duel
not include cash Ow:lends that were not *invested
Purchase pow
%rite, Average price Clio% Cost PrKe per share value on unrealized dm) imtstment Hddng
Hddng of shares per share (S) investment (s) basis p) on Ian 29 (1) Jan 29 (5) ;Snot toss CS) ',turn 0/ Period
SPCA S&P 500 ETC TR
Symbol. SPY
Trade date: Sul 12, 13 1245.000 167.496 208,533.63 208,53163 193.720 241,181.40 32,647.77 32.647.77 LT
EAI: 35,236 Current yield: 2.17%
Other equity investments
Cost basis and guns and losses haw not been adjusted atAcoHIHMly tot return of caplet payments
Restncted '<curtly %faun Me estimated foe informational purposes See Important inkirmanon about yew
statement at the end of the daturrern for addruorai information
Purchase poser
Trade lUurrbet Average puce Con PDC e ref Sr2te Vaue on unreatrzed Huang
Hddng dat of shares per shore (5) oasis (5) on Ian 2901 Ise 29 (0 gam or loss (I) period
BLACKSTONE GROUP LONE uNrr
REPSTG LTD PARTNERSHIP INT
Symbol. BX Exchange: NYSE
(Al: 33,038 Current yield. 10.39% Sep IS, 14 1,113.000 32.224 35,866.06 26.270 29,238.51 -6.627 55 LT
CNP7C000005689930 NP7000187084 COM 0116 030575001 V123574$50 I °CO264YGM0002211i1 6 6 of 12
CONFIDENTIAL
EFTA_001331 19
EFTA01275256

UBS Strategic Advisor Account name: GHISLA1NE MA (WELL Your Financial Advisor:
friendly account name SCOTT STACK mikr4 Lr LE CASkiEL
*U BS January 2016 Account number. 212-821-7000'800-308-3140
assets
Your (Continued)
Fixed income
Corporate bonds and notes
Prices are dotanrd from independent quotation bureaus that use cavpuenzed valuation formulas to ascrnaticarly aclusted for amortizaion of tonal prernum using t he constant y.eld met hod If you have
(*Watt cur rent wakes Actual market vaues Milivay and thus gam/losses may not be accurately made a tap( election to deduct the parent um snarl ration on taraole rblar sec unties. you may request UBS
reflected Cost basis has been &lusted for acc (Ned ouginal issue &count (01D) Cost basis nes been alust cost bais for the bond Prawn amarlitatiOn.
Trade Total race viue PUIChae Ai:lusted Price on Value on Unrealized Hdding
Wiring day a mattatly (S) pite (I) cost basis (S) tan 29 (S) Is. 29 (i) gan of loss (1) penod
CORP
GEM. ELEC CPTL
AD) RATE MATURES0911/16
CUSP 36962G2V5
Moody. Al SW AA.
EAT $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 100.020 50,010.00 4.615.50 LT
BANK OF AMER INTERNOTES
NTS WE
RATE 03.600% MATURES 1111916
ACCRUED INTEREST 41,110.00
CU9P 06050WDW2
Moody Baal S&R 888+
EAP $5,400 Ctsrent yield 3 SS% Nov 01, 10 150,000 000 ICO 000 150,000 00 101 458 152,18700 2,18700 LT
P MORGAN CHASE & CO
NTS EYE
RATE 07.900% MATURES 04(29149
ACCRUED INTEREST $2,92999
CU9P 46625HHAl
Moody. Baa3 5&p B88-
EAI: 111,850 Current yield 7.83% Dec 22, 09 150,000.000 105100 157,650.09 100.938 151,407 00 -6,243.09 LT
Total 5350,000.000 $353,044.59 $353,604.00 $559.41
Total accrued interest $4,039.59
Total estimated annual income: $17,389
SDNY GM 00022500
CNP7O3 NP7003187084 000:6 0116 03057S004 VI 73574S50 100000 Page 7 of 12
CONFIDENTIAL
EFTA_00133120
EFTA01275257

*U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your Pi sandal Advisor:
friendly account naml SCOTT STACK MANLYLE CASRIEL
January 2016 Account number. 212-821•7000f 800-308.3140
Your assets Fixed income (continued)
municipal securities
Prizes aN °Maned from Independent quotation bureaus the uSe carpuleitzecl a melon formula to osmium for StaidlleS Issued a a discount. When °Mined cost basis Is cfspleryed, anortuaton ha been
arc tate current %dues. Actual musket values rmy way and thus calnillosses may ncl be accurately done usinglM constant yea met hal *theme se canonization ha been done using the straight line
reflected Cat bait has been automatic* aciested for mandatory am:dilation of bond wont= on method
Coupon tamemerrpt munIcipa sec unties using the constant Oelci method and for accreted cured issue
Trek TN" l&e vtlue Purchase A:lusted Rice on trim on unrealized Hdding
Hddng dare a matuity (S) pnceCR cost bass CR ran 29(P Jan 29 CR gan or loss 0) period
MICHIGAN MUN BD AVM
RV PREF BEM/
PRE-REFUNDED
RATE 05.000% MATURES 1001/26
PRERERJNDED 1001(16 0 100.00
ACCRUED INTEREST 4737.50
CUSIP 5945513R1
Moody. Not rated SW: Not rated
(Al: 12,250 Goren( yield: 4.85%
Original cost Baas: S46,406.80 Nov 22, 11 45,000.000 101.704 45,767.05 103.115 46,401 75 634.70 LT
G1RDVILLE TX INOPT SCH D
FREE BE/P/
PRE-REFUNDED
RATE 05.000% MATURES 0211929
PRERERJNDED 02/1917 0 100.00
ACCRUED INTEREST 32.05000
CUSIP 090874U5
Moody. Asia SW: Not rated
EAI: 14.500 Current yield: 4.78%
Original cost bras- S93,704.74 Nov 14, 11 90,000.000 102.414 92,172.92 104.663 94,196.70 2,023.78 LT
MICHIGAN MUN BO AUTH
RV BE/PI
RATE 05.000% MATURES 1001/26
CALLABLE 10/01116 0 tr:O.00
ACCRUED INTEREST $81.94
CUSIP 594557485
firtiody. Ma SW: AAA
EAI: 1250 Current yield 485%
Original cost basic $5,034.35 Nov 22, 11 5.00080) 108386 5,019.31 103.115 5,155.75 136.44 LT
continued next page
CNP70009005039932 NP70001070134 00006 01 16 030575004 V123574550109MgcG rit 00022ljele II of 12
CONFIDENTIAL
EFTA_00133121
EFTA01275258

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandal Advisor:
Friendly account name SCOTT STACKMANTYLE CASRIEL
January 2016 Account number: 212-821-7000/800-308-3140
YOLK assets Fixed income . Municipal securities (continued)
Trade Torsi fete value NI(haSe Alluded Price co Vdueon Unrealized Hddng
Hddng die al maturity 04 pae0) cost tam (8 Jan 29 (S1 )an 29 ft/ °an or losS (1) period
84ROVILLE TX INDCT SCH D
BEM
RATE 05.000% MATURES 02(1929
CALLABLE02/15/17 IP 100.00
ACCRUED INTEREST 4227.77
CUSP 090874LM8
Moody An 58P: AAA
EAI: 4500 Current yield 4.79%
Original cost basis. 410,056.85 Nov 14, 11 10,000.000 100.309 10,030.90 104.427 10,442 70 411.80 LT
Total 9150300400 $152,990.18 $156,196.90 $3,206.72
Total accrued interest: $3.097.21
Total estimated annual income: $7,500
Preferred securities
' 1411Tbe Purchase pact Puce per share Whit on outsized licking
Hddng Of flares p.m thare 11) Cott oasis CO on ran 29 (5) Lin 29 04 gun or loss(;) period
OTIGROUP CAPITALMil
FXDFLT TRUST KO
7.875% DUE M3012040
Symbol: C.PRN Exhange: NYSE
EAI: 119,690 Current yield: 7.70% Oct 4, 10 10,000.000 26.130 261,300.00 25.570 255,700.00 -5,600.00 LT
COUNTRYWIDE CAP V
7.000%
CUE t V01/36 CALLABLE
Symbol: CFCPRB Exchange: NYSE
EAI: 47,350 Current yield: 6.89% Oct 26, 10 4,200.000 23.518 93178.96 25.400 106,680.00 7,901.04 LT
Total 4360378.96 9362.380.00 92301.04
Total estimated annual income: 127,040
SDNY GM 00022502
0NP7000)305669933 NP7003107084 C0006 0116 030575004 Y123574550 100000 Page 90112
CONFIDENTIAL
EFTA_00133122
EFTA01275259

(SUBS
U BS Strategic Advisor Account name: GFIRAINE MAXWELL Your Amanda' Advisor
Friendly account name SCOTT STACK MANLYLE CASR1EL
January 2016 Account number: 212.82 I-70001800-308a 140
Your assets (continued)
Your total assets
Percentage el Cost Esimated Unrealzed
Yaue on Jan 29 (S) your account basis (1) annua near gan or loss Cl)
Cash Cash and money balances 82.14330 6.44% 82.14330
Equities Common stock 43,669.86 47,403.04 1,66200 -3,733.16
Closed end Bids & Exchange traded
products 241,181.40 208,533.63 5,236.00 32,647.77
Other equity investments 29,238.51 35,866.06 3,03800 6,627.55
Total equities 314,089.79 24.62% 291,802.73 9,936.00 22287.06
Irmed income Corporate bonds and notes 353,604.00 353,044.59 17,389 00 559.41
Municipal securities 156,196.90 152,990.18 7,500.00 3206.72
Preferred securities 362,380.00 360,078.96 27,040.00 2,301.04
Total accrued interest 7,136.80
Total fixed income 879,317.70 68.94% 866,113.73 51,929.00 6,067.17
Total 51,275550.79 100.00% 51,240,059.76 5610365.00 528354.23
Account activity this month
Date Actlety Description Amount (Si
Deposits and other fends credited Jar 19 Transfer FM Y1235750100 1.60000
Total deposits and other funds credited $1.600.00
tie Aaroy 1)exiction ArnOtell ($)
Dividend and interest income
Taxable dividends Jan 8 Foreign SCHLUMBERGER LTDNETNERLANDS ANTILLES PAID ON 113 56.50
tividend
fan 28 Dindend SPOR S&P 500 ETF TR REPORTED TAX YEAR 2015 PAID ON 1495 1,811.27
Total taxable dividends $1,867.77
Total dividend and interest income $1,867.77
Oa. Aclioty De:creation Anoint (S)
Fees Jan 22 Fee Charged QUARTERLY FEE •I.628.23
Total professional management fees 41.628.23
Date Acth4ty Description *mated (S)
Other funds debited Jan4 Transfer JOURNAL TO Y I 23575 GHSLA1NE MAXWELL -541.48
Total other funds debited .154148
CNP70000009589934 NP7000187084 00006 0116 030575004 Y123574550 Gitocoakie 10 of 12
CONFIDENTIAL
EFTA_00133123
EFTA01275260

SUBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Si vandal Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRIEL
January 2016 Account number. 212-821-7000/800-308-3140
Account activity this month
centnued)
Investment transactions
For more Information atout the price/value shown for restricted secwities, see unportare Informaiort about
your women: a the end of this document
Pm,teeth from Funds
investrrent WO* even Ice Accrued
We Activity Desception Ournity yduif(S) Price en transactions (5) inworrents bOc4 (5) interest (5)
Jan 27 Sold GENERAL MOTORS CO -350.000 29.242700 10,234.76
Jan 27 Sold C(TCROUP INC -358.000 41.13 14,724.27
Jan 27 Sold RFT PARTNERS INC A -27.000 25.514030 688.87
Jan 27 Sold SCHLUMBERGER LTD NETHERLANDS ANTILLES .113 000 64 22 7)56 73
Jan 27 Sold SPE* S&P 500 ETF TR -250.030 189.60 47,399.13
Total 560.303.76
Date ACIrvity Description amount (I)
Money balance activities Dec 31 Balance forward $541A8
Jan 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/04/16 -541.48
Jan 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 56,50
Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,600.00
Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/22116 -1.628.23
Jan 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 60,303.76
Jan 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,811.27
Jan 29 Closing UBS Bonk USA Deposit Account 142,143.30
me UBS BMA USA Deposit ACCOUN Is your primary sweep option
SDNY GM 00022504
CONFID C E NP7CO N OE005 T 03993 I 5 N A y7003 L 1870 8400036 0116 030575004 Yt23574550100000 ►age 11 of 12
EFTA_00133124
EFTA01275261

*UBS UBS Strategic Advisor Account name: GHISLANE MAXWELL Your Amanda Advisor:
Fr account n amel SCOTT STACK MAI4LYLE CASRIEL
January 2016
Account numbe r: 212-821.70001800-308.3140
Realized gains and losses
The estimated realized gam and losses s town below are not for tar putt:esti. Please note that gan or toss informaton. We may not ad ust Bans and losses fcr al canal c barges. We autcmaucary adjust cost basis for
recognized on the sae Of reCkiffplitSr1 of cenaln Structured Products, Ike Contingent OM Secuuties, may Pe ttn-titerpt and AMT coupon munlotaa secumIts for estIrnaecianonzatcon of Ccodprerrourfs aid rot accreted OID
ordinary, and not <vita, gain or loss. Please check with your tax ahnor to (alai Se gain and losses, we Ip secuntits issued at a dsccunt I you leguested that U85 adult <05f 0.054 101 the 00od premium ZWOrtzatiorn on
liquidate the aces( security lot Fest lhs is known as the firsuin lint out or CFO accounting method We use Unable debt sec unties then cost onus reflected tof these secunbes has beenadjusted Estimates in the VOCIOgifrd
the met had unless you specifiedwhich la Id to close when you FISedyouc order. Thit is known maw nu, section can not be classified as short tensor long term bet arse infotmason is missing or the pro:audit one in wtricrt
purchases or VSP order. See Important information about your zratemont a It. end of this document for mote the co MOSS Calculation is not provided
Short-term capital gains and losses
Welsh Salt
Quantity or Puxhae Sae Sae Cost COSI basis
Security description hrelhot fae v4 u? dab? date amount (S) base (S) adjiztrnentell Ices (5) Gain (5)
PIT PARTNERS INC - A FFO 27 000 Oct 01, 15 Jan 22, 16 688.87 102.85 586.02
Long-term capital gains and losses
WaSh sale
Quantity or Purchase Sae Sae Cost cost basis
Security descrotico face value date dale arnauni (I) bass (s) asitsimem(3) Loss ($) Gan (3)
OTIGROUP INC FIFO 115.000 May 17, I 1 Jan 22, 16 4,729.86 4,743 71 -1385
FIFO 121.000 Jun 21, II San 22, 16 4,976.64 4,632.57 344 07
FIFO 122.000 Aug 02, 11 Jan 22, 16 5017.77 4,672.24 345.53
GENERAL MOTORS CO FIFO 350.000 Nov IS, 10 Jan 22, 16 10234.76 12,745.81 -2,511.05
SCHLUMBERGER LTD
NETHERLANDS ANTILLES FIFO 37.000 May I7, I I Jan 22, 16 2376.10 3,007.00 -630 90
FIFO 40000 Jun 21, 11 Jan 22, 16 2,568 75 3,297.45 •728.70
FIFO 36.000 Aug 02, 11 Ian 22, 16 2,311.63 3,219.59 -907.71
SPDR 58,F, 500 ETC TR FIFO 250000 1(112, 13 Jan 22, 16 47299 13 41,874 22 5,524 91
Total 679,614.119 676,192.59 44,792.21 56,214.51
Net long-term capital gains or losses $1,422.30
Net capital gains/losses: 62,006.32
CNP70380305669936NP70C0187084 00036 0116 0305750041023574550 lOglikw_Gp,c000±11sr 12 of 12
End of statement for account number Y I 23574 55
CONFIDENTIAL
EFIA_00133125
EFTA01275262

Important information about your statement
U3S Firancial Services tic. the F im or UBS Financial - Nwle you. ran rr nirriror r for GM. The SIPC asset protectir limits wetly to account MId you choose one Of the following
Sonotes). is a merrter of all Berta:el rosily, ocennwity — Descrte the error or tie transit( you ere inure ad among that yob hold in a pangua two/city. imesment °badges'
and Entre exchanges. LBS Financial Winces and LES Exult andespial as okay as you cal shy you The Fern, together with certain aft nates, has also • Worse Conant/imam.. awaye as seang the
Bank USA an rdrect skinichares of LES AG and belga t is an error or new you need more purchased eapbrnental protection. The mo-orun generation of income crib..
affiliates of LBS Secuitin U.C. The Fim's financial information amount payable to al •Igbie chars, coin-lab ceder • Adieu* Cap ttaf Approciatan: Investments making
statement is available upon reopen. The Firrn'S rear* — Pronde the dollar amour of the suspected elect this praecicn is 1500 millon as of (*center 10, 2013. growth of prncpal rather than the generation of
off ices re a: e.
The Firm or Cad Issuer MI ...emigre sour cenflaire kloject to the poky corditons ad Imitations, cash a • Produce Combination oiMoorne and Capita/
LES Normal Sancet and MI correct any error promptb. I we take rine tan the Wm is further protested for W toff 9 million ri the Appreciator Wesimenotfs seeki-g both tie generator
1200 Harbor Boulevard 10 banns days to do tit in all meat your assort agg'egae For admix amounts held in a particular of income and 'myth faitptl.
Weehawken, W 07086 for the a-notrit you theic t in error, so tat you will have capacity. A ftA copy of tango, wadfg is available
tie use of the money dreg theI re it takes us to upon request. Overall Sc penes
DE statement represents the only offi cial record of you complete Our Mennation.
LBS Financial Saigon amount. Other march mat The SIPC protect ir end the supplemental probation • Consenteve: Seeks to mantain nhial princni, with
r e O o m ff t i i c s b i s a e i l o r t n e a , l r i p e d l d e r I a u a s m e n re li p n I o f s r y . t o c h u o i b n m e ta m li i e n e v i d n e i g a t h t c e e o ly r r e d n i l s i d w a e n r g i e n d m g at x t a o o s t r h h e a rd s f P r t l a e a a t n e s m e c m a e ' n a in t k s e h t t a a u ll t d t c o d h n a i t r r i d r s c t p o a a t r y e e a d b g l o e r a n to t a o t c h c e fr o a o s n i t m t fe o o e f r s t h - t a i e s c c ounts • b o y C th o e u o r r r t b a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s l e a t s s t c h o e n l t d ro a l w le a d y b f y ro (a m n U d 8 n S a f M ia a d m n a t l n o h o w at n r m is e e k a o a n r n s r d e t h c tu o e r M n a , c il a i c t n y o d t s o m t t d a h o y e e r s a o n m t o k o t e u g e - e n p n o p e a w r c a r e t a e w l , s i i e t g h v n e d n c ant
&inch Manager of the office serving you account. my be subject to maitenate lees, charges for Me Services (e.g., strain (i) cash at LES Birk. (i) cash at Collation.
pajmmt for senses purchases and charges kr unpaid LBS AG SurnIcrd bunch, (id i-icurarc• proelicts, • Mafeent Wang to accept scent risk to pincital aril
Artmixt. al homes shown are ntended to be accurate. annfls n Cast, accou-its. Accounts that are cinferred including variable annuities. and fig tares of mutual tolerate sure *Way to seek hgher returns.
statement data snub not be used kr to purposes Rely to other inStalitiOnS May be subject to a transfer lie. finds where such shares are registered drectb n the • Aggrespie: Wiling to accept hit risk to prnopal and
bay on arend tax IC0115.0.t.. Form 1099, 5498. nave of to account holier on tie books ad records high volatility to seek highreturns oar tint.
10425, etc.) whin preprogyour tot return. The Finn k UBS Sweep Options of der appliuka iaaer or transfer agent).
requiredby law to won to tie IRS all taxabk divident. URS offers optian for wowing cat barges. balances • C•clain rmnImeed contracts er hactneed interests Storer liouseholdhe
report** raytauble drands and tattle interelt to ba-A deposits at UBS Ba-k USA and U3S AG Stanford (fg., limited partratkos and private placements/ tat We may consolidate al related account strternents with
eared on acuities held nyoxr amort, net proceeds branch (Bank Sweep Reignite), money market mutual an rot registered trder the Securities Act of I933; the sane dioiceSS n the same envetpe. ACCCultS may
on tie transactors, and cog bar atcertain covered fords (Money FtnE) and the Interat Knell:ghost ad be related Ice this purpose betas:e they have owners
acuities. Amour (OA)tor customers with an knernatiral • Cornnoditoes contacts (e.g, foreign exchange and who akomanain p'int won relationships with other
Itefara Managwerd Account. Through tie Bank pmCosmetal contrats), includiw futures antracto clients at the saw address. This practice 6 known as
Communicotione with the Finn Snap Prance. cash balances are sww4 to UBS Bak ad commodity option contracts. *I-ousel-olcag R you reefer to recent idiaclual
• Please re-confirm ay oral cormitnatats in mmHg USA it, to an established lint ad then to UBS AG statements reeled in separate envelopes — you may
to further protect your rig.; incasing you ropes Stanford Branch a a Money Fund. Deposits at U85 SIPC protects:a and the suppkomental uotecton do decline Museholding by calling yOUr F nimbi Achicor.
utter d-e Swear Investor Protection Ace (EMT Bank USA are FDIC Stored in accordance with FDIC not apply to these assets Cr. 4 they othecaise appear
• B theIra-gni bonbon with* top left of te ford nits. For mere Cdcrinatir ram kit werefdic gor. on you Materna*. 11-a SEC protection ard the Friendly account name
of this statement is not LISS Franca Servkes, LOS Deposes at LES AG Stanford Elramh ad she-es of skflarrantal protection do not protect agar changes The Friend& account nine reflects information that you
Financial Services caries you account as cleamg Monty Funds are rot ions red by the FDIC. in the maker vela of you investments (whether as a entered cep the Firm's onlne services websee. It a a
broker by amagement with the ndcated triSlitutOn result of market movement, issuer banruptcy Cr cutorniuble 'nicInaim • chosen by yes to err you
We informed yw of this rib:ton:kW when you Through the Os/ salable touch Manors are owes( to otherwite) nth your recordkeeping It KM no legal effect an your
opened this accord. In Kg case, your Ards and depoU accounts at UBS AG Mr Yok Wench ard LBS accotnt. You can (ha-gen:kr Riendhccotrt Marron.
stashes are located a UBS financial Services and rot AGC wan Branch These deposits are not rased by More information is avail** tpcn when Yom may tra4uE rre Services or by contactrg yov Fina-cial
ter ironsdreg broker, ad younut mace a repon tie FOC. Balances held at tie LES AG Cayman Brach obtain more hfamation about SIC, i-clidorig the 51K Asher.
of ay error or cminion to both firms. are temporary ...posed to the sovereign irk of the Brochure, by contaning 51fC at 202.371.8300u by
Cann Wands, and there is no wane or otter 9sitng the 51K *abide sr raw.Mocaig ACCIPAlt overview
All accart statements shall be boned connobte and ablation of LBS AG to repay te balances nhilt <tithe • V*e ofjou accounthortirio Net of assets and
accurate t not objected to in nriii-g vrthin 60 days. LIES Cayman's Brach's books. Dividend Reiweratent Program (DRIP) liabilities.
The [tee reflected is an average price You may obtan • Asset. narks as cash balances. vitas for
• Please divot customer complaints or imph ies to tie Deposits at MS Bat USA and each UM AG Branch are the actual price from you Fnancial Advisor. Orsay *hole restricted storey list), and Global tine Deposits,
Wm'sClew Relations Depavnent a 201.352.1699 not protected by SIFC . Money Fund shaves are protected rams are purchased order DRIP; partial shares wil be u-realzed marks to market, and coyish swats not held
or eatable at 803.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See *UFA Financial Services Account Wotection- sold ad the rah wg b deposited h your account. TM by the Firn. Does rot include warted secure; assets
ET Monday through Friday, or in lung [DUBS bebve. dviderd reinvestment pricesupplied byte kg-et may at the end of the prior and arrant statement periods, or
Phancial Semites Inc, Client Relations DePatmento offer from the market price at which to partial shares pram* rareanwns, arrested stock options and
P.O. Box 766 Union City, W 07087. Upon vas reread, balances in to Bark Sweep a. sold tameable stock options
• in caw of errors or manna about an electronic Brogans or CA may be withdraw and sham of a • tirtatos Includes debt Warn outotarding megn
fun* transfer WT WI parent or UBS Wedebit Money Find may be liquidated, ad the proceeds Caiderolieu low, credit I'M 001a ccord balances.
card transactions, call 990-762-1000, certif.to UBS retuned to you or your secures accart. Only whole units may be hekl n you account. If yw are • CashAtoney balances. Total of uninvested available
Finn/jai Sehices M., 1000 Hatcr Blvd, 6th floor, mired to a partial unit as a result of a &Wird payment cash balances, plus LES Bak USA deposit balances, LOS
Weehawken. NI 07086, Attrc RIA485A Stores. Foster Hofmann about available amp options, or anemia, the Firm call ether sell panal ales at AG Stamlord Branch deposit balances and money market
inckaang oarent newt rates and yields, is available at marirt prke orr accept an anent determined Iv a MALI fund sweep bilancet, at the oboe of the
Cal or note at loon at you can if you the+ yar wynotth <cerise/Ny*1:k from your Financial Advisor regoord closing army, andcredit you actors statement period. Noncom/lock We credit balances in
statement or receipt 4 wrong on you need more or by eating 800-762-1000. your accost are rot segregated from other balances
ircemation Amor a transler an the statement or Investment objectives ad the Fan may use any of these funds in the ordinary
wept. The firm or Card bear (as applcalr must UPS lorenciel Service' ocean peotectien The mestmere arrow ad nsk profile at specie to course Of its ttainess. These funds re payable upon
hear from you no later thin CO days after toe Fite The Fkm is a member of We Searles Investor Protection each Moen and may mybetween Please sane the your domed. This total is included on to tarot period
sent you he fir statement on With the acv or Comoratir 6IPC). *Nth [roasts acuities awarits of Rimpromptly ,n saw of any significant change in yos closig value.
problem append. its members up to S500,0:0 fncladng 5250,000 for financial siturr or ntestmere objectives. For each
SDNY_GM_00022506
CONFIDENTIAL
EFTA_00133126
EFTA01275263

Important information about your statement (coritrued)
Lending information You would aunty receive n the market Pin' are — *Dortrixtions to dote' may include retumol — h added, tocommove.", received n el:meets',
Far detain information on the Etnis boding practices dinned from various thrd pry sources reach we capital, income cr both. w th the saber distrinion of a-rut/contracts
and doclostres. Mir to you Clem Relatornhip believe to be retitle, but we do not %wane< their — 'enamel's." see• rearestrrts the nilul °deity aunt swestment suit Inds to our dents, we
Acronym or Accurst Agreement and the General acuracy. Cote per use and may not reflect you cost bass and« cur attire reoe:.* revins stung
Terms ad Conditions UFS Stawnent of Credit Practices - We eimerakir use the, dosing price when available or compensation from may of the nuance
notable in Aprisenumrs and Clixfasuros the mean of the bd ad ask prices for listed • Reebictod sear-Pies Restricted mutts oneralEr companies urdenwitin the amity <owns.
Wien al: comi.renur•eirall tins setteribes and oplons or onty bid pekes tor OTC St not currently eligible for public Salt LEIS Finn-Kral all hates of the insurance ccerpank-i or sponsors 04
securities. Sennett uses the mane" price of the unrestricted stock the use tuts we due tote.
'deur Matt - lass maw& traded securities may be priced using a of the same issuer as an floated value lo. the — Cur affiliates also receive trading (Mrs tskris and
Your statement Sends recision and other sots held valuation model or the most refine pin we restricted stock for purposes of Our tenement only. To other componst Cal Dorn mutual lurch and
en the amount at the End 01 the statement period. You obtained and may not reflect an actual matet price the Mont that restricted securities are eligiab for sale, insurance cc pries ksh09? products we cbstrixne.
may ask for deWecy of tidy paid securities at any tire. or value. the value received may be substanbalb less than the — We receive an anal fee from UBS Balk USA and
YOU may recent startles used as loan coarseral after - Certain pollens may appear maxis a price and imputed value shown UBS AG Stanford Branch it up to $25 per moan
paying any beim. due on them Any secures, yell 'how a, • pike was not sealable' if we are sweepng to the bats under the IBS Bank Sweep
Wandered to Swim, dying the statement period are unable so detain a price for a steely • Est. histineted./ Marne. tenni yields and rates. Programs
listed at market vitae as of the end of the Patentees - Nposhs or sentries denominated in currencies M (Phute of arrual nome is bated on current
period. ether thin U.S. ddlars se reelected a the ....china* trio:rand and interest rates, musing the sentries Will Activity
• Cast basis. In determining the cost basis of the rate as of the stalemem date. be held for ore yea from statement date or and Mannino regarding rennesscen and other charges
secure*. Skidded in this statement where indicted - for certain securities wading n noricenfamng maturity 7th estimate is onty a gudelne. MLitt(y norred n correction well the executors of wades,
wet the note IS$ Finincial Services Ms relied deorninanny price and purely (faze value) may and continued mane we not gunmen enduing option transactons has been included en
on information obtained tom sources other than LEIS have been admted to facilitate termer vakartion — Mimed and non and current yield for confirmations previously furnished to you. and will be
Financial Seines, nluding information Iran another To obtain current Cluataliant, when evatable, contact cedar types of securities could .nude a return of crowded to you porptay on (mint
sin a that you may haveprovidedto you Fins-cast your F nano.' Athisor. larndoal or captalgans n which case the est
Advisor. The Firm dm nal andeperdently wady or income fa nd current yek0 would be overstated. Sheet Swig
guano* the accuracy or validity of ay damson • Private ertestments and structured products. — fainted anal noon and current yield arid the I you are engaged in short selling a wunly, you may
provided by panes other than WSSi-uncut Services. Private Investment wishes Encasing deed actual income and yield mids be lower en hastier hem a charge due to rertin borrowrg costs for that
pans cation program and real estate trimmest Om than the estmwed ankonts. particular security.
en eddlort although LOS Financial Scenes general& recoils.) and structured pro:luta ale generally 14+4 — An minute of ern/deed lame (dividend arida
teadates the rif ennation at it is receimd the hen raid Conn structured products have not beers entries) divvied by the current made Open garden
does not provide any assurances that the infarnahon regebred with the Securities and Exchange van/eying. balance is based an the last dividend Regarding open or • wadailicakceike orders that
u-der -Cost basis' and "Urrealced gat-Moss' is Con-mission or under any state secure*, be" We or ^toren payment made by the issuer and were not limited by the statement date, open tuyxt
accurate as of the date of this statement. As such. provide ettkinated ViaLtS fee private investment assures the sectriteSdeposts will be held for one set slop orders are reduced by the won't dradends
please do not rely on this information to make securities and structured products for rOormatonal yea from the statement date Cr until maturity. rights on an ex-dividends or tenth date unless
purchase et sale deck:int for iv pupate. or purposes only Sconce is not guaranteed Accuracy and continued yield are not wararesed. :wonted otherwise by you. You are resperoble fa
Otherwise. Accounts transferred to the rim my - These values maar differ wilmantialty from prices if odors that we executed due toyer blare to cancel
ref km gin/loss Horn' kn cety for the period of my, at *Nth a private armament sensity or • Assets not held by UBS Financial Service. Certain "MS? open orders.
tine they are held at the firm More hi ton sonved prone' may be basynt a sold and do .assets are not held by the Fim and not wthn the
nfornsehn can be added by your Margit Advisor. not necessarily represent the vane you may receive urn's possession or control these assets are Privacy
upon IMiilation displayed as your statement la nf° motional Toobtain/now of vs current Chen Nita Wire.
• Unrealised gaits/kones When data r available. - Thid paly mignon of value re as cie >certain purposes only. Positions and yam presented are please contact your Financial Advisor cent as "Atte
tainted unrealized gang lasses are °Rutted fa date and am applied to UBS Financial Services cn a provided by the 'pang Inn LOS Financial Seines is at prim nth emehwiewstelor
ravinalsearty lots. The trans action data for krauts basis by an independert valuation Inn. not respcnsble for IM Manuton ad does not
rxkvilial lots my or may not reflect carrnisscns, - Issuer, general partner or sponsor estimated values. guarantee as accuracy These assets are not protected UBS Annual Services is Inaba.* The Jur A. Bosses,
chart axter security reorgarreatim events arry erg walled to the F ins by the mar, by $WC or the Fa*, supplemental SIC connect Services Anon BSA and IRMA are Inking* mounts
Dhiciend and other reinvestment lots and systematic general partner or sponsor and my be calculated which provide access b bolting service, and products
purchase lots are each cembhard to dig:dayare based en dfl een information tam that used by • Revenue sharing and additional compensation. through arrangements with Piplated banks and other
averaged lot The • Trade dale damnpresents the third parties to darn thee estimated wilts. — In adoticn to conwrssions cn Wm and 12b-1 fees thrd-paty banks, and vowed access to nuance and
dyne' transaction trade date - toucan obtan additional information rewgahrdoing received in archaism with the Mobs/ion of annul), products inutd by untI deed thrd.psty
the methodology used to determine the of mutuil fsndt to ors c lents at and*, out af f role eisurance compan'iec through tiara ice agency
• Callable wean-kith Bends and velarred stock that value art the date of the ncemation that is the receive revenue sharing ;tyros-es from dart:um subsidiaries of UBS Enna' Services Inc
the inute cats for ea rederrotion oil be sented basis for the estente by contacting your Financial ardor nelson of the mutual funds that we sell.
tranalty by Ice Item among all stoners of that These anztorts are based on two dffreens kuestmem, insurance. ad amity inducts:
Mut held is Our Mint or n nOinnte mare lot our - mid party esrented valid may be reflected a components U the amount ol sales by LEG of a Not FDIC rand • No bunk gunmen* May lose vette
clientc Call $eatxe i fem,atcn i obtained from third 'Not priced' h Senegal Stuattint when an Piniculat mutual fund family to our chows. arid (*)
parties and is accuracy is not guaranteed. Other call indepentdoent valuation Ian has not second ad the asset value of apatinae Mutual laid :mills RhIA Resource Management Amount Business Services
f tastes may east whch could affect yield andel, triable e value, wens we become aware shires held t the tam Account BSA, BMA and international Resource
nlonnalca will be provided upon request gal material nen has occurred that my call a — We and cu Of bate ato receive neuvockng and Mantgernent Attakte are registered service mart, of
Venus's( reported value no questa\ a Mon mots processing lees in consideration fet MIS financial Winos kric
• Cettificats, of deposit (Md. COs are FDIC toured yak/ would be highly speculative are to the rune transfer agent wins that es provide to the
up to $250.000 in pricPal and accrued irterm per a the deny mutual lunch These fees generally are pad front V6a 59131 e 6 a registered service mark of Visa
deposcor ad per depository ingittnon reaccordant — %hen reithet an Issuer, genital partner sponsor investor assets in the mutualkind and are a teed Inaimationai LISS Visa Sanitise cede cards and 185
watt FDIC ores estimated titre no a thrd-pany estimated value is &la amount based on the ranter of accounts at Visa debt cads me owed by UBS Ban USA with
poii ts the value of the tensity MU be cliff erent the twolerikaler Noldng a1ala funds of that fund remission from visa U S A hcaporawd.
• Price/valuer Frees displayed for Secure*, end other from its purchase Mee family
podxls may be higher or lower than the price that UBS Financial Services Inc Fey 201511
SDNY_GM_00022507
CONFIDENTIAL
EFTA 001;3127
EFTA01275264

U85 Fnanoal SeNices hc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York. NY 10171.0002 February 2016
CM:005749191 0216X1 Y1 0
GHISLAINE MAXWELL
Account name: GHISLAIVE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor-
SCOTT STACKIAANNYLE CASRIEL
Phone-212.871.70(01800.308.3140
Questions about your statement? Value of your account As a unite to you, your portfoio value of
11,195,86341 includes eic rued interest
Call /Our Financia Advisor or the
RMA Resourcetine at 800-RMA-1000, onlantaary 29(1) r February 29 (1)
account 029323574
YON!' isISSel5 1,275,550 79 1,195,863 41
Melt our website: Your liabilities 0.00 0.00
www.ubscomifinancialservices
Value of your account 11,275,550.79 31,195,863.41
Accrued interest in value above 17,136 80 $6,69928
Sources of your account growth
Tracking the value of your account derive 2016
Value of your account
at yea' end 2015 11,311,717.81
1 Thousands
Net deposits and
1,584.3
withdrairaki -382,71301
1,311.7 1,275.6
1,195 9 Your nvestrnent return
Dividend and
interest income 111,183.59
Change in value of
accrued interest 31,52040
Change in
runlet v:Aue .j45,845 38
Dec 2014 Dec 2015 Ian 2016 Feb 2016
Value of your account
on ?eh 29, 2016 61,195863.41
SDNY GM 00022508
Member SIPC CHP70309305749191 NV7003202277 00035 0216 030575004 \,123574550 101;000 Page 1 of 12
CONFIDENTIAL
EFTA_00B3128
EFTA01275265

UBS UBS Strategic Advisor Account name: Your Fi asocial Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
February 2016 Account number. 212.821.70001800.3083140
Your account balance sheet
The value of your acount inducts assets held .3 MS and cenan assets held ateiw from UBS, See page I
for more Id onation.
Summary of your assets
Value on Percentage or
Febniary 29(4) your account
Cash and money balances may include
A Cash and money balances 9,315.82 0 78% Your current asset allocation available cash balances. 08S Bank USA deposit
B Cash alternatives 0.00 000% account balances. UBS AG Stamford Branch
A deposit account balances and money market
C Equdies 311,822.81 26 07% mutual fund sweep balances See the important
information about your statement on the last
D Fixed income 874,724.78 73.15% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $1,195,863.41 100.00%
Value of your account S1,195,863.41
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 -O.13% -5.09%
Russell 3000 -0.03% -S 67%
MSC - Europe, Australia & Far East -1.80% -8.89%
Barclays Capital U.S. Aggregate Bond Index 0/1% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
CNP7COEGOOS749192NU00O202277E0036 0216 030579004 Y123574550 tomigy_Gm_000221Isse 2 of 12
CONFIDENTIAL
EFTA_00133129
EFTA01275266

UBS Strategic Advisor Account name: LL Your financial Advisor:
friendly account name SCOTT STACK MAN LYLE CASRIEL
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
February 2016 (11 Year to date (I) values reported below exclude products for which cons and losses ale not damned.
Realized gains and losses Unrealized
Opening account value $1,275,550.79 $1,311,717.81
February 2016($) Year to date ($) gains and losses (5)
Deposits, including investments
transferred in 0.00 1,600.00 Short term 0.00 586.02 0.00
With&awals and fees, Long term 0.00 1,422.30 22,221.09
including investments transferred
Total $0.00 $2,008.32 $22,221.09
cut -82,143.30 -84,313.01
Dividend and interest income 9,315.82 11,183.59
Cash activity summary
Change in value of accrued
interest -437.52 1,520.40 See Account activity the month to, dela Is. Banes in your Sweep OPO au are inductedin the opento and
closing Mantes edit. FDiC insurance apposes only to deposits at UBS Bank USA, not Widens:nits M UBS AG,
Change in market value -6,422.38 -45,845.38 Stamford Branch or bank deposits placed through the UBS International Deposit Account pavan. UPC
prole< hon awaits to money market sweep fund Adding: but rot bark deposits. Se* Important inionnation
Closing account value $1,195,863.41 $1,195,863.41 about your Wrent ent CO the last two pages cf this document for teals.
February 2016 (1) Year to date IS)
Dividend and interest income earned
Opening balances $82,143.30 $541.48
AddEions
For purposes of tNs statement, tepatility of interest and dnidend Income has been determined lam a US
Deposits and other funds credited 000 1,600.00
Is lePaling perspective. Weed upon the residence of the account holder. account type. or product twat
I s n o c m o e m I e n t t e e r a e t s s t a T r h d e o d r e * n A t t m te o n n d t p t4 ay s m ta e t n e t m s e m n a t y is n n o o t t b I e nt e su n b d j e e d ct to to b U e n u it s e e d d M an O d M c a (U nn A o t 8 b 0 e 3 0 fe 1 k P ed u e u r p to o n R IC fo O r (P ta R t ) Dividend aid interest income 9,315.82 11,183.59
purposes. Clients should refer to the apactle tar reporting loans they receive from UBS annuals,. such as
Proceeds from investment transactions 0.00 80,303.76
the Forms 1099 and the Farts 480. fee tat reporting information. It IS the prance C4 U85 to file the
IPPIrcatie tar reporting forms with the US 'Mani Belem* Sarin and PR Treasury Deparerent, and in
suc h (omit accurately dairy chianti aria interest as to earrpt or Usable income. Mae consult your Total additions $9,315.82 $93,087.35
Incledual tar preparer.
Subtractions
February 2016(S) Year to date (S) Professional management fees and
Taxable dividends 0.00 1,867.77 related services 0.00 -1,628.23
Taxable interest 6,136.89 6,136.89 Other funds debited -82,143.30 -82,684.78
Total subtractions -$82,143.30 -$84,313.01
Tax-exempt interest 2,500.00 2,500.00
Miscellaneous 678.93 678.93 Net cash flow -$72,827.48 $8,774.34
Total current year $9,315.82 $11,183.59 Closing balances $9,315.82 $9,315.82
Total dividend & interest $9,315.82 $11,183.59
SONY GM 00022510
CW70:03005749193 Nn7003702277 00006 0216 0305750CM Y123574550100000 Page 3 a 12
CONFIDENTIAL
EFTA_00133130
EFTA01275267

*UBS UBS Strategic Advisor Account name: HI AIN MAX 1 Your financial Advisor:
Friendly account name SCOTT STACK MAMLYLE CASRIEL
February 2016
Account number: 212.821.7000'800 308-3140
UBS Bank USA Deposit Account APY
Interest Period Ian 8 - Feb 4
Opening UBS Bank USA Deposit balance Ian 8 80. 00
Closing UBS Bank USA Deposit balance Feb 4 81,837.70
Number of days in interest period 28
Average daily balance 812,602.45
hiereSt earned 80. 20
Annual percentage yield earner: 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your sratemenr a t the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderabon None selected
Your account instructions
• • • a:count cost bases default closing method is FIFO, First In, First Out.
CHMOaC0305749194 NM0C0202277 00C06 0216 030575004 Y123574550 l0clayGm00022itiie 4 o 2
CONFIDENTIAL
EFTA_00133131
EFTA01275268

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your fl sandal Advisor:
Friendly account nal SCOTT STACKMANYLYLE CASRIEL
*UBS February 2016 Account number. 212-821-70001800-308-3140
Your assets
Sane Onces, income and Current values ShPan may be Epptoafnlate. ASS telt*. gdln5 and losses ma/ nal
be accurately reflected. Set Aporunt infosmafron stout your sfetentere a Ine end of the etc umem for
more Informason.
Cash
Cash and money balances
Cash arai money balances may include avalaale cash balances, UBS Bar* USA deport account balances,
UBS AG Stanford Branch otpo9t account balances and money market mutual fund sweep balances
UBS Bank USA deposit account balances are insured by Irk WC vAltrn topic et* limits, but are not
ototetted by 9PC ties AG Stanford Branch deposit sec ou m balances an not insured by FDIC and se not
protected by 9PC Money market sweep batances are protected by 9PC but ate not insured by the FDIC.
See the important information about your statement at the end of this doctrnent for details about those
blames.
Openly; brIence Cimino Wince het Per these Average Onidend Interest Daft in
Hddng on Feb I(1) on Fob 29 (I) on Feb 2g (S) IMO period period Cepmount (1)
U3S BANK USA CEP ACCT 82.14130 9315.82 250.000.00
Equities
Common stock
Purchase pricer
Trade Mother Average Prke Peet per share Value on uniezdized Holdng
tad d ng date of snares per Shalt (S) Cost basis (V on Feb 29 (5) Feb 29(1) gain or loss (1) period
BANK OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 4189 Current yield- 160% May 17, 11 303.000 11 .860 3,593 84 12.520 3,793.56 199.72 IT
kin 21,11 313.000 10.670 3339.86 11520 3,918.76 578.90 LT
Aug 2,11 328.000 9.802 3215 15 12.520 4,166 56 891.41 LT
Security total 944.000 10 751 10,148 85 11,81888 1,670.03
GENERAL MOTORS CO
Symbol. GM Exchange. NYSE
EAI: 11555 Current yield 5 16% Nov 18, 10 1.023 000 36 416 37254 19 29.440 30,117.12 -7,137.07 LT
Total M7,403.04 $41,936.00 -$5,467.04
Total estimated annual income: 11.744
SDNY GM 00022512
c fir7c007.7c6749195 N770037022 n 00036 0216 030579004 V12367aSSO loc0C0 Page 5 of 12
CONFIDENTIAL
EFTA_00133132
EFTA01275269

*DUBS U Strategic Advisor Account name: GHIsLAINE MAXWELL Your 15 nodal Advisor:
Friendly account namel SCOTT STACK MANYLYLE CASRIEL
FeKbr uary 2016
Account number: 212-821.7000/800308.3140
Your assets . Equities (continued)
Closed end funds & Exchange traded products
kW reinvested is the total of al reinvested thedends It does not moues any can chide ndS. n IS not a tar Unteaked (fa)gein Or 10:4 is the Ofference between the current value and the cost basis text would
lot for the purposes of determining holdrg periods or cost basis. The shares you receive eah time you general, be your tasalde gain altos If the security was sold on this date The unrealized (tax) gen a loss
reinvest d sedan& become a separate tax lot. may need to be *lusted for return of raptai payments in order to determine the reified gain or loss for tax
Cost taus is the told purchase cost of the security. inducing reinveSteddvdencts The cost basis may need li
to be altasted fee return of capitd payments in order to determne the atf lasted cost bars for lax mooring IftenreamnegrePUretTmeS Is the current value minus the amount you orwested n does not include Shares these At not
purposes reflectedon your statement, includng shares that have been realized at either a glen cr a loss II alto does
not include cash dvdends that were nol *Invested
Purchase once'
%rant Aveltify puce Client Cost Rite per share Value on Unrealized (tar) investment Hold rg
Hddng of shares per share (1) investment (1) basis (I) on Feb 29(1) Feb 29 (1) gVn or toss (I) return (5) period
SPCA S&P SWEEP TR
Symbol. SPY
Trade date: Sul 12, 13 1245.000 167.496 208,533.63 208,533.63 193.560 240,982.20 32A4 8.57 32,448.57 LT
EAI: 15.236 Current yield: 2.17%
Other equity investments
Cost basis and gems and losses have not been adjusted atilonalicerly for return ce capita payments.
Restncted security values ace estimatedfoe Informational purposes See Important information about your
statement at the end of this docurrem for axlitional information
Purchase puce
Trade loarbe Average price Cost Puce per share Value on Unrealized Hddng
Hddng date of snares per sheet (5) bass (5) on Feb 29(1 Feb 29(1) gan or loss IS) Food
BLACKSTONE GROUP LP/THE UNIT
REPSTG LTDPARTNERSH1P INT
Symbol. BX Exchange: NYSE
EAI: 33,038 Current yield. 1051% Sep IS, 14 1,113.000 32 224 35,866 06 25.970 28,904 61 6,961 45 LT
CNP7C008005749196NP70CO202277 00036 0216 030575004 Y123574550 ICrift&y_Gm_000221itlie 6 of 12
CONFIDENTIAL
EFIA_00133133
EFTA01275270

sUBS UBS Strategic Advisor Account name: MAXWELL Your Financial Advisor:
friendly account naafi SCOTT STACKMAN LYLE CASRIEL
February 2016 AAccccoouunntt number: 212-821-7000i 800-308-3140
assets (continued)
Your
Fixed income
Corporate bonds and notes
NKr: tie cbt a ned from Independent quotation bureaus that use ccerputerized valuation formulas 10 automatically adusted for amortization of bond premium using the coonart yield method. If you have
car date current valuos. Actual mason visas may vary and thus gout/losses may not be accuritly made a tar election to dectud the median anorlization on tattle debt securities, you mei request UK
reflected. Cost basis has been a4usted for accretedorigin/1i issue dscount COID). Cost basis has been alust cost basis for the bond pre-rium anonizahon.
Trade Toldlace vaue Purchase Adusled Nice on Vdue on Unredized Hddng
Hcldng ode a maturity (9 pike (S) cost basis ($) Feb 29 ($) Feb 29($) gan or loss (1) period
GEM. ELEC CPTL CORP
AD) RATE MATURES0911/16
CUSP 36962G2V5
Moody Al S8P. AA.
EAI: $103 Current yield 082% Dec 11, 09 50,000.000 90789 45,394.50 99.997 49,998.50 4,604.00 LT
BANK OF AMER INTERNOTES
NTS B/E
RATE 03.600% MATURES 11/1916
ACCRUED INTEREST 41,560.00
CUSP 06050WDW2
Moody Baal SW 68B+
EAI: $5,400 Cts r ent yield: 3.57% Nov01, 10 150,000.000 100 000 150,000.00 100.741 151,111.50 1,111 50 LT
1P MORGAN CHASE & CO
NTS IYE
RATE 07.900% MATURES 04/2949
ACCRUED INTEREST 43,917 08
CUSP 46625HHAI
Moody. Baa3 S&R 888-
EAI: $11,850 Current yield 7.92% Dec 22, 09 150,000.000 105.100 157,650.09 99.750 149,625 00 -8,025.09 LT
Total $350.000.000 $353.000.59 $350,735.00 4250959
Total accrued interest $5.477.08
Total estimated annual income: $17,353
SDNY GM 00022514
CNP703C0305749197NFI00O202277 00006 0216 030575001Y123574550100000 Page 7 of 12
CONFIDENTIAL
EFTA_00133134
EFTA01275271

*UBS UBS Strategic Advisor Account name: GHIct A1NF MAXWFI I Your Pi Banda Advisor,
Friendly account n SCOTT STACK MANL YLE CASR1EL
February 2016
Account number: 212-821.7000f 800-308.3140
Your assets . Fixed income (continued)
municipal securities
Paces ere obtaned from Independent quotation bureaus the we computenzed vet talon formulas to discount for securities issued a a discount. When engine cost basis a Molt:Fed, anortitabon has been
cdc Sate current %Sues. Actual make) vans msy very and thus gentilosses may not be accwaely done using the constant yield met Ixct °themese anorlization ha been dine uslrq the Wright km
reflected. Con basis hers been automaton alusted for rnenctkory ematizaficn of bond preniurn on method
coupon teweserept munICipd sec unties using the constant yield method and for accreted mire issue
Trek Teal It4t velue Purchase Aelufted Nice on Vaue on UnreSized Hdcing
Hddng date a natio* (5) canted) cost ban (51 Feb 29 0/ Feb 29 (5) gan or loss (1.) period
MICHIGAN MUN BD AUTH
RV PREF BEIRI
PRE.REFUNDED
RATE 05.000% MATURES 1001126
PREREFUNDED 1001(16 0 100.00
ACCRUED INTEREST 4925.00
CUSIP $945513R1
Maody. Not rated S&P. Not rated
EAI: $2,250 Cisrent yield: 4.87%
Original cost basis- $46,406.80 Nov 22, 11 45,000.000 101.481 45,666.54 102.745 46,235.25 568.71 LT
EIRDVtLE TX INGOT SCH D
FREE 890
PRE-REFUNDED
RATE 05.000% MATURES 02/1929
PREREFUNDED 02/1917 0 100.00
ACCRUED INTEREST $17499
CULP 090814U5
Moody. Ma S&P: Not rated
EAI: 44,500 Cisrent yield: 4.79%
Original cost basis- $93,704.74 Nov 14, 11 90,000.000 102.208 91,987.31 104.331 93,897.90 1,910.59 LT
MICHIGAN MUN BD AWN
RV
RATE 05.000% MATURES 1001/26
CALLABLE 10/01/16 0 100.00
ACCRUED INTEREST 4102.77
CU9P 594557485
Moody. An SW: AAA
EAI: $250 Current yield 487%
Original cost basis $5,034.35 Nov 22, 11 5,O00 O03 1CO.327 5,016.36 102.743 5,137 15 120.79 LT
continued next page
CNP700C0005749198 NP7000202277 00005 0216 030575004 Y123574550 104algyGrit 00022tne i of 12
CONFIDENTIAL
EFTA_00133135
EFTA01275272

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
*MIS friendly account n SCOTT STACKMANLYLE CASRIEL
Account number. 212-821-7C00/800-308-3140
Your assets Fixed income . Municipal securities (continued)
fetal face vtlue Pul(haSe AluStel Pnce on Wilton Unreand Fielding
Hddng at maturity (1) pncetS) cost bens (S) Feb 29(S) Feb 29 (SI can or losS (11 SOW
BIRDVILLE TX INOPT SCH D
BBIV
RATE 05.000% MATURES 0211929
CALLABLE 02115/17 0100.00
ACCRUED INTEREST 419.44
CUSIP 090874LM8
Moody. Aaa S&P: AAA
EAI: 4500 Current yield 4.80%
Odgn al cost basis 110,056.85 Nov 14, 11 10,000.000 100.307 10,030.73 104.102 10,41020 379.47 LT
Total $150,400000 S152,700.94 $155,68050 $2,97956
Total accrued interest $1.222.20
Total estimated annual income: 57.500
Preferred securities
Track Nuntoef PuicNaSe once PnCe per Store Moe on Unrealized Hddng
Hddng OA* of sham pet sane IS) Cost bass (0 on Feb 29(S) Feb 29(P gan or loss (S) prod
CITIGROUP CAPITALMI
EXCIFLT TRUST PFD
7 875% CUE 14:nO/2O4O
Symbol: C.PRN Echange: NYSE
EAI: 119,690 Current yield: 7.74% Oct 4, 10 10,000.000 26.130 261,300.00 25.430 254,300.00 -7,000.00 LT
COUNTRYWIDE CAP V
7.000%
CUE 1 1/0113 6 CAU.ABLE
Symbol: CFCPRB Exchange: NYSE
EAI: 17,350 Current yield:6.85% Oct 26, 10 4,200.000 23.518 95,778.96 25.550 107,310.00 8,531.04 LT
Total $360,078.96 $361,610.00 S1,531.04
Total estimated annual income: 127,040
SDNY GM 00022516
CHP7O0O3OO5749199NP7OCO2O2277 00006 CO16 030575004 Y123574%O1O0O0O Page 9 of 12
CONFIDENTIAL
EF1'A_00133136
EFTA01275273

*UBS
UK Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nonciol Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2016 Account number: 2124214000/800-308a 140
Your aSSetkontared)
Your total assets
Percentage at Cost Estimated Unrealized
Viue on Feb 29 (1) your account basis (I) annual income ft) gain or loss (I)
Cash Cash and money Weems 9,315.82 0.78% 9,315.82
Equities Common stock 41,936.00 47,403.04 1,744.00 -5,467.04
Closed end funds & Bo:harge traded
products 240,982.20 208,533.63 5,236.00 32,448.57
Other equity investments 28,904.61 35666.06 3,038.00 4,961.45
Total equities 311022.81 26.07% 291,802.73 10,018.00 20,020.08
Iroced income Corporate bonds and notes 350,735.00 353,044.59 17,353 00 -2,309.59
Munkipal securities 155,650.50 152,700.94 7,500.00 2,979.56
Preferred securities 361,610.00 360,078.96 27,040.00 1,531.04
Total accrued interest 6,699.28
Total fixed immune 874,724.78 73.15% 865224.49 51,893.00 2,201.01
Total $1,195,863.41 100.00% $1,166,943.04 $61,911.00 $22221.09
Account activity this month
Gate ACIllity 0tiatti0n Amount (S)
Dividend and interest MOM!
Tavable interest Feb I Interest COUNTRYWIDE CAP V 7 000% DUE 11101/36 CALLABLE PAID ON 4200 1637 50
CUSIP: 222388209
Feb 5 Interest tin BANK USA, DEPOSIT ACCOUNT AS OF 0208 16 0.20
Feb 5 Interest CMGROUP CAPITAL XIII FXDILT TRUST PFD 7875% DUE 101302040PAC 4.228 9t
ON 10000A5 0F 01/2916
CUSIP: 173080201
Feb 11 Interest GENL ELEC CPTL CORP 00.556% 051116 DIM 1I ON-COSI 107 MED TERM 70.28
NTS PAID ON 50000
CUSIP: 36962G2V5
Total taxable interest 86,136.89
Tax-exempt interest Feb 16 Interest (intOvILLE TX t4DPT SCH DPREF 8985 DUE 021529010011507 2250.00
CALLABLE PRE-REFUNDED PAD ON 90000 AS OF 0211916
CUSIP: 09C674U5
continued next page
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CONFIDENTIAL
EFTA_00133137
EFTA01275274

T UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Mendel Advisor:
Friendly account name SCOTT STACK MANLYLE CASRIEL
February 2016 Account number. - 212-821-n00800-308-3140
Account activity this month
(Contritied)
Date *Only ['twit:Mon Amount (S)
Divided and intemstincorne (continued)
Tax-exempt interest (continued) Feb 16 Inter*St BIROVILIE TX INDPT SCH D89 S DUE 021529 DID 011507CALLABLE PAID 250.00
ON 10000AS OF 0211916
CUSIP: 09013741MB
Total tax-exempt interest *2.500.00
Wiscellaneous Feb 16 Conclend BLACKSTONE GROUP LPITHE UMT REPSTG LTD PARTNERSHIP NT PAID ON 678.93
1113
Total miscellaneous $678.93
Total dividend and interest income $931520
Cale Actinty Descipaon Arrow' (S)
Other funds debited Feb 1 Transfer JOURNAL TO VI 23575 GMSLANE MAXWELL 82,143 30
Total other funds debited 412,14330
Dee Activity oeschotice Amount ($)
Money balance activities ran 29 Balance toward 592,14330
Feb2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 -75,383.92
Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02)04116 -4,921.88
Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.20
Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 4228.91
Deposit
Feb 12 UBS BANK USA DEPOSIT ACCOUNT 70.28
Feb 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,178.93
Feb 29 Closing U.S Bank USA Deposit Account $9,315.82
The UBS eant USA Depaat Account b your unwary sweep colon.
SONY GM 00022518
0070305005749201 NP7000XI2277 00006 0216 030575004 Y123574550 100000 Page 11 of 12
CONFIDENTIAL
EFTA_00B3B8
EFTA01275275

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nand', Advisor:
Friendly account name SCOTT STACK MAI/LYLE CASRIEL
Febri:r: 2016
Account number: - 212 821 7000/800 308 3140
Realized gains and losses
The estimated realized gam and losses steno below ate no for tac puiposes. Please rate that gain or loss intormacon We mw not adjust gans and losses fcr al extra, chanrs. We aseemalicay adjust cost bass for
recognized On the sae Of reCkfr0ti0n Of ce nolo Structured eno0uCtS, Ike COntincent De( SeCultheS. may to uaererrpt and AMT coupon munlcwa sec unties for eslImaedinondemon 01 Ccnd pre/nuns and (01 accreted OD
ad nary, and not <Old, gain or loss. Please check with your tie achvsof To talcdate gins molasses. we for securities issued at 6 clams you requested that US$Sion <Mt Data for the toOnd premiumterrorizationon
liquidate the nicks( security lot first. This is known as the first.' n lint out or FIFO accounting method We use Uvalde debt securities then cost basis reflected for these securities has been adjusted Estimates in lilt illodassile0
this met hod unless you specified vinic h Imp lot to close when you axedyour order. This is known as a anus section can not be elosofied as short to Qs tong term bet sae inkomition is missing or the product is main which
purchases or leSP order. See impottJnt information about your tatemont a the end of thisdi:cu.-nen, for more the garAoss calculation is not provided
Prior month or year activity adjustments
Gan and loss twat, presented here reflect <krises lopreviouny sported gains and losses. resutting from a sae transaction, the amount at the dscilowed loss has been sided to the cost bas of the securities ot the sameIMMO
u.ns rz.ne,:ninion cqA tit et an tc14e!ci rpst basis tithe alvelment is a resift et awash that you head sibSequent to the wash sae
Long-term capital gains and losses
wash sale
Quantity or Purchze sae sae Cost cost basis
Security deSCoption MethOCI tat saw die Cate amount (S) bass (S) Wjustrnem(4) Loss (S) Gale (SI
SPDS GOLD TRUST Adjustment 190000 Sep 11,12 Dec21.15 19,631 24 31,772.29 -12,141.05
CelP7C0C0305749202 NP70C0202277 C0O36 0216 030575004 KI23514S50 l0rigeigy_Gm_0002S2afra 12 of 12
End of statement for account number Y I 23574 55
CONFIDENTIAL
EFTA_00133139
EFTA01275276

Important information about your statement
LES Financial Services lx. the F im or UBS Financial - an1 n tpri-ot trj claim for cash) The SIPC asset protection limits aPPIP to account kaki you choose One Of She following
Services) is a merger of all orinciml moray, tannsity — Descsbe the error or tie transfer ycu ere enure ail anmunts that you hold in a panicuia- capacity. Mewled °toddles'
and colons exchanges. LES Frargial Semites and LES tcck and explah as clap as you cal shy you The Frm, together with certain affiliates, has also • Prague Cement/mom.. 1 snob rin as seekng the
Bank USA we /effect sinkers of LBS AG and belies t is an error a why you need more purchased oabrnental protection. The magnate generation d income crib%
affiliates of LES Sesritin U.C. The Fim's financial information anount ogre to al *Gable clans, cobectimb seder • Actin* °peelA ppreciatan: Investments seeking
statement is available upon (egad. The Firsts executes — amide the dollar amount of the suspected error. this praecten is 1500 millon a of Decanter 10, 2013. yowls of ancpal rather than the gel-oration of
off ices ye a:
e.
The Firm a Cad Issuer MI inegigate sour ampairt Svoyect to the poky corditons ad Imitations, cash a • Produce Combination of and Capt.?
WS etyma' Sass 1m. and MI canes any error premed/. t we take non tan the Firm is furter protected fa isp to SI 9 million el the Appreciation: Inesiments sedckg both to gereraten
1200 Harbor Spulevard 10 business days to do tit we will creek your account animate for alma amounts hold in a particular of income and gush ol
Weehawken, NJ 07086 for the want you thiric is in error, so tat you will haw capacity. A full apy of tie poky wadim is available
the use of the morey drip the ter* h takes us to upon request. Overall risk penes
This statement represents the only official record of you complete our instigation.
LBS Financial Series account Other micacb swept The SIPC protect en and the supplemental protection • Conservative: Seeks to maroon nhis prircia with
n o O m o ff t i i c s b i s a e i l o r f e a n l r i p e d e d x a r u s a e n n r e e n p I t f s o y . t o c h u o i n m b t e m a r h m e i d n e i g a t h t c e e o ly r r e d n l is ic w a le n r g i e n d m g at s t a o o s t r h h o e u ld s W P t l a e a a te n s m e d m a e ' n a t t k i d e h e a a d l d l / c o d h n e e o r a d n t e t p o s a t r y e e a g d b i l s o e t n a t - o t s o t c h e a fr F o n e m t r n f e o o e f r s t h t , r a is e s serts • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n o n t P c v ia l a y l l u t a a e s ) s b et a s t c h o e n l t d ro a l w le a d y b f y r a (a n n U d 8 te 5 e F t i h n e an d c n ial t l n a h u w a r t r n m is e e k a a a n i s r d e t h t v u o e r l n a g s i c l a e c n y o d t s o m t t d a h o y e e r s a o n c t e c k e o e g s e e p t n o p e a w r c a r e t a e w t s i i e t r h e v e d n c ant
Pinch Manager of the off ice servig you account. may be subject to mai-tenet. lees, cheeps for late Services (e.g., certain 0) cash at UBS But. (ii cat at inflation.
payment for marlin purchases and chugs for unpaid LOS AG Stamford bunch, (id i-turarce pada • Maferate. Wilfrg to accept sane tit 10 pincPal arid
ATheuti al figures shown are ntended to be accurate. arrants in Cash accares. Accounts that me hardened including variable annuli:. and Off shares of truism' tolerate some nobility to seek hgher returns.
statement data sh:uld not be used lie tar purposes Rely to other inStalitrOnS may te subject to a trawler be finds where such shares are registered drectly n the • Apgressne: Wiling to accept hit lilt to pri-epal ad
step on ws-end tax kOM.O.e.. Form 1099 Sage. nane of the account holier on the books ad records high volatility to seek 4hreturn!' over tinny.
10425, etc.)whinprepiregyour ter return. The Fins UBS Swap Optima of the septic:ha lose a transfer agent).
required by law to report to the IRS all taxable dividers& URS offers optia for pimping cash balances, balances • Certain inuesimene convects or hannent interests Statement liouseholdhe
mond* restaubh detands and tattle Merest to bank deposits at UBS Bak USA and WS AG Stanford (eg.. limited partnenhix and private placermnts) tat We may consoldme al related account statements with
eared an mattes held n sou acant, net proceeds branch (Bank Sweep PrOgrarn), money market mutual are rot registered 'rider the Securities Act of I933; en sane &dress n the same envelope. Accosts may
as sale transactors, and cog ban on certain covered Ards (Money Ftra) and the intera enal Depose ad be related Ice this purpose became they have owners
Seosities. Accoat (M)ta customers with an Imernational • Cornnodibes contracts (e.g, foreign barge and who also maimain pit aeon relationships with other
Regan. Management Account. Though theBank vs num etal contratg included futures contracts client at the sae address. This practice 6 known as
Corrantnications with the Fie Sweep Fri:yarnw cash balances ere SWC9t to 11135 Bak arc commodity Option contracts. •hotimbolirg t you pre(e r to receive a-di/dual
• Please re-confirm any oral cormkteateans in *Meg USA up to an esti:Stied knit ani then to UBS AG statements mated in separate envelopes — you may
to twiner protect your rips. bylaw your rig*, Stanford Branch is a Money Fund. Deposits at U85 The SIPC potectan and te supplemental polectsan do decline householding by waling JOU, F handier Advisor.
ceder the Seseiffis Investor Protection An (SPAS Bank USA are FDIC enured in accordance with FDIC not apply to these assets hen if theyotherwise appear
• t the linen ial ineffution an the top let of the frail nits. For mere ilarnaten pease kit wermfdic got. on you staterneres. 11-w SEC protection ad the Friendly account name
of this statement is not IBS Finaral Servkes, LES Deposes a L05 AG Stanford Want ad shares of sal:mental protection do not protect mann changes The Feiendb, account name reflects int °maim that you
Financial Winces canes you account a cleamg Money Funds a rot ensued by the FDIC. in the market vane of you investments (whether a a entered cn the Firm's once services webute. It a a
brdcer by ana-gerrent well the notated insoknon result of market movement issuer haThruptcy or cutorniuble *nictrarin • chosen by you to assig you
We irdormed you of this rebtorchP whenyou Through the 0A, mailable to tat lulanon are mem to otherwise) rah you recordkeeping It KM no legal effect an your
o se p c e u n n e i d e t s h a is re a l t o ta ca rs te . d a In U th 8 is 5 c f a in s a t n y c o ia u l r S a in rd g s es a a n n d d rot d A e G p C o U w a a cc n o u B n r t a s m at h U B T S he A s G e d N e e p w os V its o a l. r e W n e o n t c m h o a o d re d L O by S More itorrrution is avalable .an recast say may a tr c c co e u 4 n t. O Y n o t u o c ? a S n e c rv h ic a e -g s e a y b a y r c M on e ta n ct * r r g e yo s u a r F t i M na M -c U i S al ,
te ironarceg broker, ad youn ut mace a report the FOC. Balances held at tie LES AG Cayman Math obtain more information about SIC, kick* the 51K Advisor.
of ay eta or amain to both firms. are tempted* exposer:to the sovereign reh of the Bath" by contacting 51K a 302-371-8300a by
Cayman Islands, and thew it no warren a other wsitng the 51K website at www.goting Acciwnt overview
All account statements shall be deemed cenwiete ad obligation of LES AG to repay to balances While cn the • Vibe of tore arreunblaOrniabd. Net of assets and
accurate i not objected to in veering within 60 days. UPS Cayman's Brach's books. Dividend Retvertmont Program (DRIP)
The ate reflected 6 an average price You may obtan • Asset. Inclas salable Cash balances. vatrs la
• Please diect customer complaints or hashes to tie Deposits at LOS Bak USA and each UBS AG Branch are the actual price from yor Fnancial Advisor. Or whole restricted storey less), and Global tine Deposit%
Fhm'4Clern Relations Depatnent a 201.352.1699 not protected by SIPC. Money Fund shoes are protected tares re purchased ran DRIP; panel shoes wil be u-realred marks to market, and reclaim mats net beg
or toll-free at 8C0-3S4-9103, BOO A.M. to 6:00 P.M by SIPC See *U35 Finmeial Services Accent Rotection- sold ad the cat wra be, deposited in your account. The by tie Firn. Does rot include unpriced wittiest assets
ET Monday through Frday, or in writirg to U3S bear. dviderd reinvestment price supplied byte issuer may at the end of the prior and caveat statement periods, or
Ftencial Senices hc, Client Relatirts DePa-tmentr Offer horn the market price at which ter partial shares prvase inoestnwits.. trusted stock options and
P.O. Box 766 Union City, it10 7087. Upon vas reµnst, balances in to Bank Sweep ere sold esercoable stock options
• h cam of errors or &stens about an electronic Prorate a OA may be withdraw and shares of a • Liablas Includes debt balrees, wrath-ding may,
fu-ds transfer WO.bi psyment cr UBS Watched Money Fund may be liquidated, ad the proceeds Cadetelieu credit We, don accant balance..
card transactions, call 990-762-1000, cc ache to UBS returned to you a you seosein accant. Cn9 whole units maybe held in your scant. if you an • CashAwney balances. Total of uninvested available
Financial Senices ex., 1000 Hata 8Iyd, 6th floor, sealed to a pa-lial unit as a result of a titled am cash balances. plus UBS Ban USA deposit brirces,UBS
Weehawken. NI 07086, Agra RIAPESA Senses. Fuller ilommtion about available sweep options, • ot erense, the NM WM ether sell panal units at AG Stamford Branch depose balances and money market
inckefing current tatted rate, and yields, t available at maim pine a accept an arrant determined by a MALI lund sweep balances, at the clue of the
Cal a wnte as soon as you core if muI n+ you onew•bs CCM(S Weepyiell'n from your Financial Advisor regoond dozed agency, adcredit your scorn statement period. Norscannocity free credit balances in
statement or receipt 4 wag or if you need more or by callng 800-762-1000. your accost ye rot segregated from other balances
erfamation dxsa a Manger en the smitten or Investment objectives ad tie Fern frig use any of these funds in the ordinay
receipt. The firm or Card bsuer (as mottle)m ust UPS Nnancial Service' amount protection The rnestmere Sodas ad nsk profile an speck to course cd its testiness. These funds ase payable upon
h p s e e rc n a b t r y l f a r o o n u m a te y p r o p f u e i n g n o d s l . t a a t t e e r m th e e n n t a C n O w da h ys i t a f t t h e e r m tie e P t o im r i C 7 s 1- o r e m r p F e o i m r ra n b t e i e o r n s a u 6 m I p P e t C m o ) b , S e w S r O h o i O c f , h t C o p 0 r 0 o S ( t m e e o c i t s s x it i s i n e e s c g u I n 4 r v it 2 i e e t s 0 s t , o a 0 r m 0 P 0 o ro s fo t e e r l c s t o io f n f e A in a r a c m h n p c a i r c a o c l m s o i u p tu n t& a t a t ; e n n s d s , m o l r e a n y w t e s s a o t y f m a b e n e r y h e s v o e ic b e n je n i c l e P ti a v le e r a t s s c . e h F s a o n k r g i e m e a i c n t h h y e o ur y c o lo u s r i & g m va e lu d e. . This total n included in tie anent period
SDNY_GM_00022520
CONFIDENTIAL
EFTA_00133140
EFTA01275277

important information about your statement
(Contrau ed)
Lending information you wok:a-saki recent tithe market ince% an — 'Dmmtinions to date' may include retum of ▪ h acetion to commriskini Maned h connection
Fce Maned inform:non on **Firs lending practices obtained fran vain.* thee' party sarces trench sue caohat ixome or both. wth the sale or distrbution of truly contracts
and disclosises, refer to gem Clem Relatcnthip bekve to be reliable, but we do not guarantee they — •Coginal urn um' represents the nib& *Bern; and urst errestrnint teat units loots clients, we
Agreement or A«ciast Aremern "AI the General accuracy. price per tole and may nOt tenet' yarr cost basis anifix err affiliate mews rewrite sturng
Team and Conditions LAS Slaternml of Creed had Ms — We rrtwty use th• dosing price when swiLable or compernsion from marry of the insurance
awitable in Agreementl AndD art:cures at the mean of the bid rid ask prices fee lined • Restricted sonorities Restrkted secuities general& coermnirs «decocting the annuity corwrads.
ewe eat romiacccurAricerkam. securities and colonsor on& bid prices ke OTC me not carom& eligible for public salt LOS financial all bates of the ilium-se companies or sponsors of
securities. Sena, uses the market peke of the unrestricted stock the um investment 016IS we «white.
Yew Sett — Less actin& traded securities maybe «iced using a of the same issuer as an imputed value let the — Cur affiliates alsomotive trading ccernesions and
You statement amts securities snd other sews held vakation model a the most recent price we restricted stock few purposes el tsar ann.* cent To other comp:mate° from mutual lurch and
in the ac«unt at the end of the Manner% period. You <Maned and may not reflect an actual motel once the anent that moo-Med securities are reliable for cab, insurance companies show products we chflrbilei
may ask for defreery of lady paid tarries at ray' time. ow yak*. the value received may be abstanial& less than the — We receive an anneal fee from LOS Bank USA and
You ma/recent searities used as loan coaneral alter — Certain pceitian may appear without a price and imputed value shown GAS AG Sungoed Sandi of up to 115 per secant
paying any balance dia on therm Any securities will thew as 'ark* was not avalable• ft we re sweeping to Ow banks under the UBS Bank Sweep
IrinemIll to the Fins d.ring the statenwnt period are nimble to obtain a price for a scarily • Eq. (estimeted) income, current yields and rata Progrann.
lends musket vale as of the and of the sidemen, — DecOSitS Cr searkies denominated in twenties An minxe of aryual income it based on current
period. other than U.S. dotal are reflected at the «change dnickind and Merest rates, manning the sentries will Mikity
• Cost bads. In detemning the cost bad of the rate as of the statement date. be heldfor ale year from statement date or soil hteerrutiortregardng commissions and other charges
teatimes itxtuded n this statement. where indcated - Ter «nen searities teeing is nonconforming maturity. This ennuie is any a guideline, accuracy insarred n correction with the extuAcrs of erodes,
with the nerrbtr LOS f inancial Serene, has relied denaninalOnt. price land (Pariah' 0a re valve) may ad continued Maine ;re not gurranteect aiding option transactions has been included en
co informatim obtained from sources other than UBS have been ademed to fm ilitate« cm( vabneon. — Efirmted anal income and anent yield for confirmations venous& furnished to you. and vell be
f /uncial Sakes. including nip:motion Iran another To San Current ctotations, Men avaiabat contact cerlan bpes of securities could inclde a return of provided to you promptly on reopen.
fins ce that you may have provided to you fnancial yet fnancialAMisor. PreinTal Or Capital gains n Atli*, case the est
Adds«. The Fin don nol inckpw wrnya more ferxlcument yield) would be overstated. Skirt Sills
gparanlee the occur. valdity of are nlomation • Private krembnents and structemed products. — Estimated arnuel acme and newt yield and the you are engaged in that selling a 'murky, you may
provided by saves Om than LIBS Financial Stokes Private inestment securities (ix Wing died actual income and yield might be laver or higher hat a charge die to cedar, borrowing costs fa that
pankgatian proseam and real estate mestmerd trust than the estmted amounts. palkular security.
h merlin aftlxugh LOS financial Sawn general& situating and summed products are general he)* — An emanate of a-conned:fiat* (dirderd and«
updates this Mental:an as it is received. the firm 114,4 Cense. structued «oaten haw not been intent) dirded by the anent market Open at
does not provide any assuiances than the inforinatien registimed with the Securities and Exchaw cater avow« balance is based on the last dividend P.90,Clin9 con a iscocalitcancelled* «dew that
under "Cost basis' and "Urevalced garl loss' is Carmen:x i a srdm any state securities laws. We or Henn payment made by the ismer and were not executed by the sidemen date. open buy ad
acute as of the date of this statement. As such provide estimated yaks ler private nytitrnent assures the sectrkiendepouts will be held for one sell stop orders are reduced by the mare of «Men*
please do not re& on this Monnation to make mantis and natured products for irgerrnatonal year from the statement date« until maturity. or rights on an exavidends or meights dote unless
;eschew or sale decisions, for In prposes PaliOws <nisi Accincy is nee gweardeed Accuracy AM continued yield are not pruiranteed. instructed otherwise by you. You am responsible foe
Otheorthe. Accounts transferred to the fin, my — Thew +taken maydiffer substantial& from «km if orders that re executed due to your failure to cancel
ref ed °artless ricernathn on& for the period ce ay, at *heti a «WM investment secuity a • Assets not hal by UBSFisarleial Services. Certain eestng WWI orders.
tent they are held a the Mn More historical Moved ;road may be basfil or sold and do assets are not held by the Firm and not wthin the
ntamalien can be added by your Anoxia Adveor. not net...wilyrepresent the Mae you mid ware fern's possesscn or control. These assets are Privacy
upon Ikuktation. deployed on yor statement for informational To obtain a copy of ou current Clem rrieacy Notice
• Unrealised gairefiones Man data is available. - Thid parlyestinges of yak* re as of a certain purposes only. Positions and values :resented re please contact your Finamial Advisor or yin Our IVOSile
minded urreaMed gate losses are calculated for date and are applied to UBS Fnaxial Services an a provided by the dating fin. UBS financial Services is at srow date WV& aevbroliev
Individual seamy lots. The transaction data for regular basis by an independent vatation I km. not respanble for tars intp ennon and does not
exkviatal lots mayor may not relied commix* - btu, general panne. Or sponsor minuted values, guarantee its accuracy. These assets are rot protected UBS financial Services is not a ban. The BMA, Business
clurgn XXIV seaway reorganicalcn wanes. if are. are supplied to the F im by the our. by Silty*. Finis applemental Slit coverage. Service Account BSA and IRMA are brokerage accounts
Dildind and otter reinveament lots and systematic primal pause or sponsor and may be calculated which provide access to larking services and products
pscluse lets are each confined to display one based on dfferert Manton from that used by • Revenue Swung and additional compensation. through arrangernents win Of hated barks and other
averaged lot. The • Trade dale coUnn tandems the third parties to drive they minuted vats. — In addition to CCOOliSSCaS on Ws and Obi lees tined-party banks, and provides access to entrance and
original uarnacton trade date - You tin Kean additional rionnation regarding received n cotnecton rah the dotribstion snug product, issued by unaffiliated thedpeny
the nvninedology used to determine the *sinus* of initial finch to CV <In we ardor Our affable insurance companies through it-imam* agency
• Callable securities Bends ad pretimed stock that value and the date of the dermal:tothat is the receive merit,' sharing Imernerts horn distributers subsidiaries of UBS financial Services Mc.
the issuer cats for eat rederriAnn wit be selected basil« the esi rate by contacting your Financial awoke advisors of the mutual finds that we sell.
apartial& by lot Iran among all SenedIAS of that Advisor. Those arnafils are based on two deferent Inestnxink nsurance. ad arnuny products:
issue held in out name or n non*** new ler cus - Mid piny estrinned mess may be reflected as components (I the amount of sales by US of a Not FDIC rimed • No fink guvantem May lose value
clients Call baste infonnetkn is obtained from third 'Not piked' in several situations: wen an pankula neAuel fund fan& to out dents. and (*)
pales and its accts., is not guaranteed. Other call independent solution Inn has not slppbeda is the met yak* of a particular mutual fund faniys WA Rename Managenwt Account. Business Services
teams may exist witch could affect yiekt complete unable to assign a rata, when we become await shags held a the firm Anoint E6.4, AMA and nternaticcal ReSadte
Marnalcen will be «ended upon request that a material event has occurred that may call a — We and cm afloat, ate receive netweekng and Management Attars are registered service mans of
previously reported War into questkiacention combs processing lees in consideration kr UPS financin Services he
• Certificates of deposit (a). COs are 10K inured Va* Ma id hiiMispeculath* clue to the flare transfer agent myna that we pont to to
d u e p p t o o s $ te 29 r G a . d 00 p 0 e n r d p e r p ic os g it a o l r y a ' n , d F a O cc A ru M ed ' i i t n s t a e c re c s o t r d p a e n r ce - o W f h th e e n s te ec th ur e it r y . a n rssuer, general partner a sponsor i m indv u e tu s a to l r f a u s n s d e t Th t e h s e e m fe u n t g u e a n l f e u r n a d ll y a n a d re a p re a a d f f a ro d m I V n is te a r S ra ig ti n on / a a r t e l is b a i r V e i g a e l S ir g e r d u s a e r r e vi c d e e m ck ir c k a o rd f s V a is r a id toes
wth FDIC rules. estimated rake nor a thrd-party estimated valor is doer amount based on the rumber of accounts at V0.3 debt cards are issued by UK, Bank LISA with
provided, the value of the tensity will be different the brokers:Wake holding image link of that find permission from visa USA evaporated.
• Prioehallue limn displayed lot warit4s and pew Iran itt purchase price. family
prod.ds may be higher a lower than the ;eke that UBS financial Seevioes Inc Rev. 201511
SDNY_GM_00022521
CONFIDENTIAL
EFTA_00133141
EFTA01275278

U65 Financial Services Inc. UBS Strategic Advisor
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
aw70065181870316x13 vl 0
GHISLAINE MAXWELL
Account name GHISLANE MAXWELL
Friendly account name.
Account number.
Your Nnancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone 212-821.70001800.308-3140
Questions about your statement? Value of your account As a service to you, your portfoici value of
$1,218,711.47 includes accrued interest
Call your Financial Advisor or the
RMA ReSOurCeLine at 800-IIMA- '000, on February 29 (S) on March 31(5)
account 02%23574
Your assets 1,195,863 41 1,218,711.47
1fisit our website: Your liabilities 0.00 0.00
vmw.ubscomlfinancialservices
Value of your account $1,195,863.41 51,216,711.47
Accrued interest in value above S6,699 28 18.866 38
Sources of your account growth
Tracking the value of your account during 2016
Vzdue of your account
at year end 2015 41,311,717.81
ThcLiS3,11$
Net *poop and
594
,,311 withdrawals -692,02983
7
1, '95 9 1218.7 Vow tiveStenent return:
Dividend and
interest income 411,619.66
Change in value of
accrued interest 53.68750
Change in
market value -$16284.67
Dec 2014 Dec 2015 Feb2016 Mar 2016
Value of your account
on Mar 31, 2016 51,218,711.47
SONY GM 00022522
Membn SIPC 0070001005618187NP7000309989 00004 03I6 0305750N Y123574550101000 Page I of 12
CONFIDENTIAL
EFTA 00133142
EFTA01275279

SUBS
UBS Strategic Advisor Account name: E MAAMELL Your A Randal Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
March 2016
Account number: 212-821.700O800-308 3140
Your account balance sheet
The value of your 3count inducts assets relax IRS and cenan asses held alai from UBS, See page I
for more I rtOnnatiOn.
Summary of your assets
Value on Percentage of
March 3 (I) your account
A Cash and money balances 436.07 0 04% Your current asset allocation ava C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.60 000% account balances. Uff5 AG Stamford Branch
A deposit account balances and money market
C Equities 332,007.82 27 24% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 886,267.58 7272% two pages of this statement for details about
those balances
E Non-traditional ace 0.00%
F Commodities 0.00 0.00%
G 0.00 0.00%
Total assets $1,2113,711.47 100.00%
Value of your account $1,218,711.47
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
CNP7C0CE006518188NP70C0 02004 0316 030579004 Y12357455010 gityjwGmoporpjae 2 of 12
CONFIDENTIAL
EFTA_00133143
EFTA01275280

SUBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your PI sandal Advisor:
friendly account name: SCOTT STACKMANLYLE CASRIEL
March 2016
Account number. 212-821-7000/800-308-3140
Change in the value of your account Summary of gains and losses
Wives peporled telc,v exclude pooucts for which gain Enohomes are not classified
March 2016 (5) Year to date (S)
Realized gains and losses Unrealized
Opening account value 31,195,883.41 $1,311,717.81
March 2016(51 Year to date (1) gains and lasses (1)
Deposits, including investments
transferred in 0.00 1,600.00 Short term 0.00 586.02 0.00
Withdrawals and fees, Long term 0.00 1,422.30 52,054.10
including investments transferred
Total $0.00 $2,008.32 $52,054.10
cut -9,315.82 -93,628.83
Dividend and interest income 436.07 11,619.66
Cash activity summary
Change in value of accrued
interest 2,167.10 3,687.50 See Account eche/Tythe month tot deta h &lances on your SweepOptions are induded on the opening and
Closing balances race. FDIC insurance 4:poet only to deposits at USS Ronk USA, not to deposits at 25 AG,
Change in market value 29,560.71 -16,284.67 starMoto Branch or bank deposits paced through the Liss intemmonzi Beppu+ Account program SIPC
protection applies to /money market sweep fund holdings bul not bank dep.:sin. See Important information
Closing account value $1,218,711.47 $1,218,711.47 about your statement on the tact two pages d this document for atals
Mardi 2016 (5) Year to date (S)
Dividend and interest income earned
Opening balances $9,315.82 $541.48
Additions
for purposes of Ms statement, timbity of inkiest and dnidend income has been determined from a US
Deposits and other funds credited 0 00 1,600.00
lac rerating Peradhn - Based upon the residence of the account holder, account type, or product type,
some interest and°, dvidend payments may not be subject to United States (US) ant/or Puerto RICO (PR) Dividend and interest income 436.07 11,619.66
Income ta.es Ttk tient months/ statement is VI Intended to to used and cannot be ram, rain for tat
papooses. Clients should refer to the axlicolle tax reporting forms they recent Iran PBS annualy, such as
Proceeds from investment transactions 0.00 80,303.76
the towns 1059 and the Parrs 480, fa lac repotting inlomation It Is the protect of UBS to file the
mpagaue Its reporting forms SIN the US Internal Revenue SeMCe and PR Treasury Department and in
sue h fomm accurately dais fy dudenck ardor in S tag <MOTO or to “Sat infant. PieSt comult your Total additions $436.07 $93,523.42
Ind sodual tax prepare/
Subtractions
march 2016 (5) Year to date (1) Professional management fees and
Taxable dividends 435.94 2,303,71 related services 0.00 -1,62823
Taxable interest 013 6,137 02 Other funds debited -9,315.82 -92.00060
Total subtractions -$9,315.82 -493,628.83
Tax-exempt interest 0 00 2,500 00
Miscellaneous 0.00 678.93 Net cash flow -$8,879.75 -$105.41
Total current year $436.07 $11,819.68 Closing balances $436.07 $436.07
Total dividend & interest $436.07 $11,619.66
SDNY GM 00022524
CONFID C E O1P70 N 009305 T 618169 I W A 70033 L 05'39 9 00004 0316 03057SOCM Y123674%0101000 Page 3 of 12
EFTA_00133144
EFTA01275281

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nancial Advisor
friendly account naml SCOTT STACK MANLYLE CASRIEL
March 2016 Account number. 212-821.70001800-308-3140
UBS Bank USA Deposit Account APY
Interest period Feb 5 - Mar 6
Opening UBS Bank USA Deposit balance Feb 5 $1,837.70
Closing UBS Bank USA Deposit balance Mar 6 $0.00
Number of days in interest period 31
Average daily balance $5,857.09
Interest earned $0. 13
Annual percentage yield earned 0.03%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in imponant information about your sraremenrat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility cOnWeration NOtle selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CuP70305006618190 WOW C0004 0316 030576004 Y123574550 1040ILY_GM_00022titie 4 of 12
CONFIDENTIAL
EFTA_00B3145
EFTA01275282

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nisandal Advisor:
Friendly accouetaamel SCOTT STACKMANYLYLE CASRIEL
March 2016 Account number. 212-821-70001800-308-3140
Your assets
Some paces, income and current vaues shores may he Etapfoxirnene. AS a lei UR. OM and losses may not
be &Quakily iefkaed. See Anporuat insomefron about your statement a the end of ths document for
more lnfonnson.
Cash
Cash and money balances
Cash and money balances may include avalaie cash balances, UBS Bar* USA dep3ot account balances,
UBS AG Stanord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC xlthn dyne /de limits, but are not
protected by SIBC UBS AG Stanford Branch deposit accoum balances are not insured by FDIC and se not
protected by SirC Money market sweep balances are protected by SEC but me not insured by the FDIC.
See the Important information about your statement * the end of this docurent for del airs about those
blames.
Opertng bdance Closing balance Price per share Average Dnickncl 'Merest Days in
Hddng on Man I (S) on Mar 31 CU on Mar 31 (t) tate period pMod Cy mount ft)
UBS SANK USA CEP ACCT 9.315.82 436.07 250.00000
Equities
Common stock
Purchase VIC!!
Trade Mother Average price Price per share Value on tiniealzed Hddng
Hddng date of shares per share (t) Cost basis (S) on Mar 31 (11 Mar 31(1) gain or loss (t) period
8ANX OF AMER CORP
Symbol: BAC Exchange: NYSE
EAt 1189 Current yield 148% May 17, 11 303.000 II 860 3,59384 13.520 4,09656 502.72 IT
km 21, 11 313.000 10.670 3,339 86 13.520 4,231 76 891.90 LT
Aug 2, I 1 328.000 9.802 3215 15 13.520 4,434 56 1,219.41 LT
Security total 944.000 10 751 10,148 85 12,762 88 2614.03
GENERAL MOTORS CO
Symbol. GM Exchange. NYSE
EAI: 11.555 Current yield 4 34% Nov 18, 10 1,023 030 36 416 37254 19 31.430 32,152 89 -6101.30 LT
Total $47,403.04 $44,915.77 -$2,487.27
Total estimated annual income: $1.744
SDNY GM 00022526
CONFID c N E eTc0 N 033065 T 18191 I NAP7003L30930 9 00004 0316 03057%04 Y123 5745501010C° Page 5 of 12
EFTA_00B3146
EFTA01275283

J UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignendal Advisor
Friendly account name SCOTT STACK MANLYLE CASRIEL
March 2016 Account number: 212-821.70001300308-3 14 0
Your assets r Equities (continued)
Closed end funds & Exchange traded products
row remveued is she told of .1 reinvested dstdends n does rot include any cash dsedends. it Is Mat& trnreaN:ed (tar) gem or loss es the cillerenct between the c went ...Sue and tin cost basis aid would
lot for the purposes of determining bald rg periods or cost basis. The shares you receive etth here you generally be your t side grin or loss If the sec laity wen sdd on this date The u dad gen a loss
reinvest dvdends become a separate tax may need to be atoned for "et urn of rapid pafiner4 s in order to determine the reared gain or lost for tar
Cost taus is the tout purchase EOM of the security. Inducing reinvested d udends The cosi basis may need reporting purposes
to be Ousted for return of capitd payments in order to determne the adjusted cost basis to tee mooring imeament rearm is the current v5ue minus the amount you irnested It does not Include shares this' at not
purposes reflected on yap statement, includng shares that have been realized at either a gin or a toss H alto does
not include cash cer:lends Mat were nol *invested
Purchase price'
Hunter Average price Client Cost Price per share Value on Llerealind (tai) Investment Hddng
Hddng of shares per share (%) investment (5) basis (S) cis Mar 31 (5) Mar 31(S) gain or loss (1) return (1) period
SPCA S&P 500 (IF TR
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 205.520 255472.40 47,338,77 47,338.77 LT
EAI: $5,385 Current yield: 2.10%
Other equity investments
Ccal basis and gems and losses have not been adjusted aulonsticaly for return of capital payments.
Restricted security yaws are estrntted for informational purposes See Important information about your
statement at the end of this docurrem for additional information
Purchase price
Ira l.hrrber Average price Cost Price per share Vaue On unrealized Hddng
Hddng date or snares per stare (1) basis (51 on Mar 31 (S) Mar 31 (5) gam or loss (I) penod
BLACKSTONE GROUP LPYTHE ()MT
REPSTG LTD PARTNERSHIP INT
Symbol BX Exchange: NYSE
(Al: 13,038 Current yield. 9.13% Sep IS, 14 1,113.000 32 224 35,866.06 28.050 31,21865 .4,64641 LT
CNP7C003306518192NP7OCO 03034 0316 030579304 x12357455010M AW GM 00022.S. 6 of 12
CONFIDENTIAL
EFTA_00I33147
EFTA01275284

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
md,{2 friendly account name: SCOTT STACK MAN LYLE CASRIEL
Account number: 212-821-7C00/ BOO-308-3140
Your assets
(Continued)
Fixed income
corporate bonds and notes
Braes are cbta ned from I niece ndenl quotabon bureaus that use carputenzed valuation formulas to autcrnaluay &lusted for amortization of bond premium using the construe yield method. Otto have
(*date current values actual market vases may vary aid thus glimilosses may not be acctaitly made a iSS election to deduct the premium ancnization on textile debt securities. you aver /NOW UK
reflected. Cost basis has been adusted for accretedorigina Issue dscount (OID). Cost basis has been aclust cost basis for the toad prerrium anonizafion.
Trade Tdal face vaue Purchase Minted Price on value on Unreaized Hddng
HcIdng date a maturity ($) once (S) cost bah (5) mar 31 (3) Mar 31(5) gan or loss (1) period
GENL ELEC CPTL CORP
osr
AD) RATE MATURES 11/16
CUSP 36962G2V5
Moody. Al 58P Ake
EAI: $103 Current yield 0.82% Dec 11, 09 50,000.000 90789 45,394.50 100.026 50,01300 4.618.50 LT
BANK OF AMER INTERNOTES
NTS B/E
RATE 03.600% MATURES 1111916
ACCRUED INTEREST $2,040.00
CUSIP 06050WDW2
Moody Baal S&P BBB+
EAI: $5,400 Currant yield 3.57% Nov01, 10 150,000.000 100. 000 150,000.00 100.959 151,438.50 1,438.50 LT
P MORGAN CHASE & CO
NTS B/E
RATE 07.900% MATURES 04129149
ACCRUED INTEREST 44,937.50
CUSIP 46625HHAl
S&P
Moody. Baa3 888-
EA!: $11,850 Current yield- 7.93% Dec 22, 09 150,000.000 105.100 157,650.09 100.000 150,000.00 4650.09 LT
Total 9350.000.000 9353.044.59 4351.05150 41.593.09
Total accrued interest $6.977.50
Total estimated annual income: $17,353
SDNY GM 00022528
CNP50001005518193 NPT000309989 00004 C016 030575004 YI23574550101000 Page 7 of 12
CONFIDENTIAL
EFTA_00133148
EFTA01275285

*UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your lloondai Advisor:
Friendly account naml SCOTT STACK MANL YLE CASRIEL
March 2016 Account number: 212-821-7000/1300-308.3 140
Your assets . Fixed income (continued)
municipal securities
Noes ow chicaned from Independent quotation bureaus that we corpjeized vat union formulas to *stow* for securities issued a a docount when O$ AS cost basis Is dspleyed, anortgation ha been
cdc Watt current Sues Actual meeket Sues may very and thus Gelassiosses may not be accwately done using tie constant Weld method chemise amortization has been done using the strdght Yne
reflected. Cat back hit been automatically 'Ousted for mandatory anixtizatim of bond prenicrn on method
coupon taveverrpt munlcipd images using the constant yield method and for accreted wird Issue
Trade Toed lace Sue Purchase Adusted Nice on Sueon Unrealized Hddng
Hddng date a matwity (i) pnceCN cat bass (PI Mar 31 (I) Mar 31 (S) ga n or loss (S) period
MICHIGAN MUN BO AUTH
RV PREF BUR
PRE-REFUNDED
RATE 05.000% MATURES 1001126
PREREFUNDED I 001:16 0 100.00
ACCRUED INTEREST S1,125.00
CUSIP 59455T3R1
Moody. Not rated S&P. Not rated
EAI: 12,250 Cisrent yield: 4.89%
Original cost basis 146,406.80 Nov 22,11 45,000.000 101.270 45,571.81 102.226 46,001.70 429.89 LT
61RDVILLE TX INDPT SCH D
FREE BEM?
PRE-REFUNDED
RATE 05.000% MATURES 02/1929
PREREFUNDED 02i1917 0 100.00
ACCRUED INTEREST 357500
CUSP 090874U5
Moody. Ma S&P: Not rated
EAI: $4.500 04rent yield: 4.82%
Original cost basis- 193,704.74 Nov 14, 11 90,000.000 102.016 91,814.69 103.808 93,427.20 1,612.51 LT
MICHIGAN MUN BD AU711
RV BE/Pt
RATE 05.000% MATURES 1001/26
CALLABLE 100I/16 0 100.00
ACCRUED INTEREST 4125.00
CU9P 594557465
Moody. Ma S&P: AAA
EAI: 1250 Current yield 489%
Original cost basis 35,034.35 Nov 22, 11 5.000.203 100.281 5,014.06 102.288 5,114.40 100,34 LT
continued next page
CHP70309003518194 NPV000309989 00004 0316 030575004 Y123574550 10MiyGtkociorMit 1i1 of 12
CONFIDENTIAL
EFTA_00133149
EFTA01275286

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandal Advisor:
Friendly account namel SCOTT STACKMANLYLE CASRIEL
March 2016 Account number. 212-821-7030800308-3140
Your assets Fixed income . Municipal securities (continued)
Trade Taal lace vSue Pul(haSe Ai:lusted Pace on Vdtston Unrealized ticking
Melting die * maturity 04 price(S) cat 0864 Ma 31 01 Mar 31(1) On or loss (1) Period
BIRDVILLE TX INDPT SCH D
BEM
RATE 05.000% MATURES 02(1929
CALLABLE 02/15/17 0 100.00
ACCRUED INTEREST 463.88
CUSP 0908741M8
Moody- An S&P: AAA
EAI: 4500 Current yield 4.83%
Odgnal cost basis: 310056.85 Nov 14, 11 10,000.000 100.280 10,028.03 103.564 10,356.40 328.32 1.1
Total 9150000.000 9159428.64 915499930 92.97196
Total accrued interest: 11.888.88
Total estimated annual income: 57,500
Preferred securities
Tiede motet PurtMse pie slice per snare Wise On linreSlied dicing
Ming die of earn pet that (3) Cott ban 04 on Ma 31 (S) Ms 9104 gain or 1013 (3) Pen041
OTIGROUP CAPITALXIS
FXCIFLT TRUST PFD
7.875% WE 10'30'2040
Symbol: C.PRN Exhanga: NYSE
(Al: 119,690 Current yield: 7.49% Oct 4, 10 10,000.000 26.130 261,300.00 26.2% 262,900.00 1,600.00 LT
COUNTRYWIDE CAP V
7.000%
CUE 11101(36 CAU.ABLE
Symbol: CFCPRB Exchange. NYSE
EAI: 37,350 Current yield:6.80% Oct 26, 10 4,200.000 23.518 93,778.96 25.750 108,150.00 9,371.04 LT
Total 5364078.96 1371.05040 010,971.00
Total estimated annual income: 127,040
SDNY GM 00022530
CNP7000005518195NP70003099199 00004 0016030575004 Y123574550101000 Pitt 9 of 12
CONFIDENTIAL
EFTA_00133150
EFTA01275287

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K Bendel Advisor:
Friendly account name SCOTT STACK wagLYLE CASRIEL
March 2016 Account number: 212.82 I-7000/800-308-3140
Your assets (continued)
Your total assets
Percenta;e of Cost Estimated Unrealized
Value on Mar 31 (1) your account bass CP annual mcare (S1 gain or loss (5)
Cash Cash and money balances 436.07 0.04% 436.07
Equities Common stock 44,915.77 47,403.04 1,744.00 -2,487.27
Closed end ItaidS & Exchange traded
products 255,872.40 208,533.63 5,385.00 47,338.77
Other equity investments 31,219.65 35,866.06 3,038.00 -4,646.41
Total equides 332,007.82 2724% 291,802.73 10,167.00 40205.09
*old income Corporate bonds and notes 351,451.50 353,044.59 17,353.00 -1,593.09
municipal securities 154,899.70 152,428.64 7,500 00 2,471.06
Preferred securities 371,050.00 360,0)&96 27,040.00 10,971.04
Total accrued interest 8,866.38
Total fixed become 886,267.58 72.72% 865,552.19 51,893.00 11,849.01
Total $1,218,711.47 100.00% $1,157,790.99 $62,060.00 152,054.10
Account activity this month
Date ActInty DefeetrtiOn Amount (S)
Dividend and interestincome
Taranto chvidends Mar 24 Cividend GENERAL MOTORS CO PAC ON 1023 388.74
Mar 28 Dvidend BANK OF AMER CORP PAID ON 944 AS OF 03/25/16 47.20
Total taxable dividends $435.94
Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030416 0.13
Total taxable interest $0.13
Total dividend and interest income $436.07
Date At linty Descapoon Amount 01
Other funds debited Mar I Transfer JOURNAL TO Y1 23575 GHSLAINE MAXVVILL -9,315.82
Total other funds debited 49.31522
C NP70X0306518196 NP7OCO DOM OM 030575004 Y123574S501001WGht0 002tast 10 of 12
CONFIDENTIAL
EFTA_00133151
EFTA01275288

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nandal Advisor:
*UBS
Friendly account name: SCOTT STACKMANLYLE CASNEL
March 2016 Account number. 212-821-7000/800-308-3140
Account activity this month
(continued)
Date Activity Description Amount 0)
Money balance activities Feb 29 Balance forward $9.31512
Mar 2 Withdrawal UBS RANI: USA DEPOSIT ACCOUNT AS OF 03/01116 -9,315.82
Mar 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 388.87
Mar 29 Deposit UBS BANK USA DEPOSIT ACCOUNT A 7 20
Mar 31 Closing 1)15 lank USA Deposit Amount 1936.07
The ttl3S Bant USA DePOPt ACCount Is your primary Sweep cation
SONY GM 00022532
0470009305519197 NP7OCO 00004 03'6 030575004 YI23574550 10'000 Pegs 11 of 12
CONFIDENTIAL
EFTA_00133152
EFTA01275289

*DUBS
Your notes
CNP700033C6518198 N0700030998900001 0316 030575004 Y123374550 1 01ffiliy,,,,,o2P20jig 12 of 12
End of statement for account numb.. Y1 23574 S5
CONFIDENTIAL
EFTA_00133153
EFTA01275290

Important information about your statement
U3S Financial Services tic (the Fern or UBS Fitarcial her Iromyou no later then 60 days after the Fein MOS Financial Swims Noon protection sigodcam change a your tunnel situation
Seining it a member of all principal washy, ccmrrodey on you the tnt statalint on whih the erns or The Fen is a member of the Scathes nen 'Megaton investment objectives. For each accord held, ytu
and options exchanges. UBS Financial Services and 1.8$ Problem appeased, Corporation f9PC). which protects seo.rties scam-got does* one of the Follove-g eminent cbjectorast
Balk USA at Mita subsilanes of UPS AG and - toed, tow now and axon nwricer Of any) as members up to 5500.003 (including 5250,003 far • Prodore CcirrenrIncarre. nigh im es seekng the
*bats of U3S Seines LLC. The Fines nerioal - Cesate the error or the trawler you re inure dams for cash). The SIPC asset protection limits apply to generation of (tome ay.
statement h available upon recites; The Finn execteire about, adP eden as dearly as you CT why you all ICCOUVI that you hog a pagoda capacity. • Aceieve CapitalA ppreciation: Insestmeres seeking
dins we a. believe a is anent a why ?au need mat The Finn, together with attain OfM tn, ha also growth of pwcoal rather than the generation of
information purchased supplinental protection. The maximum oncorre.
UB5Fina-cal Staga - Providethe dolar anent cite suspected era. amount paid* to as Otte shwas. colteciaelyu-de • Produce Combination ofM ean and Capital
1200 Harbor Boulevard this protection is 1500 million as of December 10, 2015. Appreciattut Invest unts seektg both this generation
Weehawken, RI 07086 The Firm or Card Muer wit noestgate your <emplane h/pect to the poky corclittra bd limiutiens, oath a of ncowe and growth of prixtal.
and will (cereal ay error promptly. For alleged errors the firm is further protected fa up to $1.9 million in the
This state mere represents the only offi cial record of you' a-oolong UBS Vea•deba cad transact:re. if we take agtegate For enrols accounts head h ova-tauter Overall risk profiles
L o B ffi S c i F a i l n t a o nc d ia x l u S n em en ite ts s . a c c o co n u ta n n t. n O g t h c e o r n w tli a g d n s g , d t a a ta p s e ho uld m ya o w re w d c ia oa l 1 d 0 f b o w r t h io e n a s m da o y u s n t t o y o d u a t t h e a s, t w 6 e in w e i r ll r c o r r e , d so k that t w w o a n n g re y q . u A e s f t W . I copy of the poky wodrg is mail** • ConfavariVO Seeks to mairlain nail prixtad with
not be relied wan II you believe there 6 en emir cr you was have the use of the money dung he tine a low risk aid volatility to the accord owa4 even if
emission phew report it immediately n writing to the takes us to campleig our iwestiptian. The SIPC protection red the applermntal protection that means the accost does riot generate signifk at
Branch Manager of the office wvig your accost. both do not apply to: incorre a reams and may not keep pace with
inflation.
Please mike all checks payable to the Firm or the • Certain friancial assets controlled by (and maned
Alban"' al tames shown are Mended to be accurate. tomcat incaution (Warted on the front of the your account value) fait held away from WSFine-col • Madera* Willing to weed new risk to principal ad
statement dela Doug not be wed for to purposes Rely statement In addition to nods accotnt fees, accounts Services g., certain G) cash at UBS Bark USA, lig tolerate same volatility to seek higher returns.
salehr on yerend tax krms. (iv Form 1099.549t may be abject to mai-gene-co lees. chines for We cash at LBS AG US.brard-in 6.0 inswa-ce product, • Aggressire: Wiling to accept hilt risk to principal ad
10425. etc ) when Drepamg your lax return. The Film 5 parrot lac securities °willows and charges Ice unpaid including valet* enmities, sod (iv) stares of MAW high volatdity to seek high returns merlin*.
required by law to repon to tie IRS all eatable golden& arnans n cash octants Accounts that we transferred faith irk•asuch shires are registited drealy n the • Intestneat NOW* Constitution: If selected a
reportable nortunabk anima and uuble Merest to other instadcns my be subject to a bander tee. name of the account holder co the books fed record; portion of the ported', for that account may include
erred en securities Feld in your scoot" net proceeds of do applicable aUfr a twofer agent), complex strafes, lined liquicky and rater
on see tratactions, and cost basis on certain covered LIDS /weep Options • Certain nvennere contract a investment interest volatile?.
seosaies. U65 offers options en magic cash bala-ces balances (e g.. landed partnerships aid pirate placements) that
to bark deposits at UBS Ba-k USA and U3S AG Stanford are rot regitered wider the Securities Act of 1933; Statement dhoiseholding•
Cavereedatkme wit ter Firm branch (Bark Sweep Progeny), money rnatet mutual end We may consolidate al related account statements with
• Please recordi im ay oral cormonaatons in wring Ards gAoney Fins) rid the Intonational Depose • Commodities contacts (e.g, foreign exchange and the Sara address in the same envoi:pc eg. because
to further protect your ritds indudrg your rites Accord (DOo r customers with an Intentional tree Cut metal areraig inducing futures cannot% they have owns who ako mantain jon ocean
urger the Seoskies Intestor Protection Act ISDN- Ryon Management Account. Through the Bat a-d commodity option contracts. retitionsheos such aka dents a the sere address. If
• It the financial ntitution cn the top left of tie been Sweep Program; cash balances we swept to ILS5 Bank The SIPC protecton and tie supplemental proteclon do you prefer to receive individual suternegs mailed 'n
of this statement isnot LBS Ennui Servtes,U3S USA tp to an established Sent aryl then to UBS AG not apply so these asset then if theydivinity appear separate err...lope; you my decline ho wrier by
Financial Senates carries yea =aunt as gearing Stamford Stanch. or a Money Fund. Deposits at Les on yes statements. The SVC protection and the seat.; your Fiontral Advisor
tacker by arra-gement woh the ndcated institution Bank USA are FIX hared in accordance whh FCC implemental protection do not prong aginst changes
We informed you of this relatcnshio sdOen you tubs. For more cife motion pease loaf wmvfdic goo. in the motet vain of yes investments (*tether as Friendly account name
opened this ann. h the cast your fu-a and Deposes A WS AG StamfordBranch rd shares of result of market mthernent, issuer ba-kruptcycr The Friendly account name is a cusierntble 'neknane
searlties we bated at UBS financial Services and rot Money Ftrds are rot hared by the FDIC. othernae) clown by you so assist you with your record; eepin; It
the incdoci-g broker, red you nowt make a opal has no legal effect on your account Vox can change
of any error or omission to both firms Through tie OA, math to cath balaxes re swept to More information is avertable tpcn repast. YOU may your friendly account names, through OnIne Soirees at
depose a-cconts al UBS AG NewYak Branch and LEG obtain more afaillai011 about 5K, nixing the SIPC by contacting yell F franca' Advisor.
As desated lithe accouk ageerrents, you mat AG Cannon Branch These deposits are not hued by Brochure, by contacongSIPC at 202-371-8300 or by
nattyus of any errors or fraud invohing domes tie FCC. Bairns held at the LDS AG Cayman Branch gong the 5/C website wow.stgoig ACCOLNI• oversew
reflected an your statrript *Mtn 30 days after k was are temporary hpawd to the wankel risk of the • Va* of you, notnyorrfara Net of assets and
mailed or made avadtb. All statement shall be Cayman Dads, and there is no gworanee or other Dividend Renvegement Program EDRIP) litanies
<berried complete a-d aconite ni al other respects if otrigabon of UBS AG to repay ew flalates FFFIik al the The once reflected is an average price. You may obtan • Asia Includes evadable cash balance; vales for
red objected ton *rang within 60 days. LEG Cayman's Braces books, the actual price Iran yos Friencial Adviscr.Orty oh* restricted securer gat and Global Tine Deposits,
shares are purchased under DPW; panel shiesme be unrealled marls to market, and ceetan buts not held
• Please don anomie complain or ibuiles to to Depose. a LES Bark 1.611 and eichUBS AG Branch are sold ail the cash wit be deported nyour account The by In Fim. Coes rot include unprical secuMinatets
Fen's C led Relators Detained at 201.352.1699 rot protected by SIPC. Mom" Fund shares are protected dvideni reconnect pice applied by the issue mg at the end of Ike air and anent staterrent pnods, a
or toll-free at 820-354-9103, 8:CO A.M. to 603 P.M by SIPC. See 'LBS Mandel Services Acauk Protecton' 6ffer from the market price at *bah **partial shuts prelate noesonents. uwested stock olkiOnS aid
ET Monday through Frday, a in wring to LBS below. are sold eerceatae nod options
Fioncial Semites ex., Client Relations Deportment, • Lingoes nixie debt Waxes, onstardng mewl
P.O. Box 766 Union Cy, NI 07037. Upon your request, balances n the Bank Sweep loans, credit line, short =cum balinces.
• I f n a c d a s se tr o a f n e sf r e ro r r ( s E F o I r T g , b an i - p lio a n r s e a n b t o o ut r a U n B S el V ec is tr e on d i e c bk M Pro a g l r e a g m f s in o l r m D a A y m b a e y h b o e i c w k i e th d d .; r a a w nd n t a h r e id p s ro h c ir e e e s d o s f a e Cn n • t Y itl e w d h t o o le a U p r a n rt ; i a M l a u y n b it e he a l d re su y lt e o a f a a c d c iv a id n e t n . d i f p y a o rr u ne a n re d • ca s C h a b s a h l / a m n o ce n s e , y P b L a i l s a n d c e e p s x . T a o b ta a l la o n f c u e n s i n a v t e U s B t S ed B a an w k e U d S * A .
card transactions, call WO-762-1000, or mite to UBS returned to you or you SOCadatilbaCall. or otherwise, the Finn will ether sell panel tros at UBS AG U.S Branches end °trey matte rrutuil fad
Manual Senses ex., 1000 Barba Mid, 6thfloor, mart et price a accept an sonars determined ly a sweep balances. at doe cbse of the stmerrem plod
Weehnsegn NI 07006, Atte RMNBSA Smogs Fitter niormalcn about available sweep options, registered cleat] gamy, rd credit year ward NalifOnITICaity free cede Dilates in you. meant are
nclairg wren iraerest rates and yields, is mailable at not sevegved from other balances and the Fm. may
Cal or write as soon as you can, if you rink yes ormv.ubscarioveepyolds, from your Fnancial Advisct Investment objectives use arry of these (Int lithe ordina-y course of es
statement or receipt 6 wrcrg or if you need more a by calling 800762.1000. The nvestment °booties end tisk profile are caecac to Waits, Stew funds we payable upon your demand.
idemsatcn tout a twofer on the statemmt or each account and my vary between pa recants. This total is ex Wed in the anent period doting wen.
may* The Firm or Card how Cm inoicablei must Plea, advise the Firm proems y in wring of ry
SDNY_GM_00022534
CONFIDENTIAL
EFTA 001±3151
EFTA01275291

Important information about your statement (Othantied)
Winding information obtained from various third party sources which we — • Orgnal see' represent the initial °Berns3 — in addition to commissiens received in connection
Fix deleted intormition on the Finis lending Falun believe to be reliable, but we do not gurney ter prxe per one and may not reflect yoam cost basis with the sale a dstrbution of a-ruity contract
and discbstres. refer to yes Clem Warm-Sy accuracy, rd unit nest:nerd but snits tows clients., we
Agreement or Accost Agreement ad the Genral — We serer* we tie closi-g price when avalsbk • Restricted securities Restricted searitin general' a-dorms- affiliate strew rievinUe sharp
Isms aid Conditions. LES Statement of Credit ?ratites the mean al the t•d and ask onus for listed am rot tawnier eligbk torpubric sale. UBSFina-cial compensation frommany of the instance
audible in Agiermers andDisclosurn at tersritka ad optiors a ones bd prices la OTC Services uses the casket price of the onrestncted Pod companies uderwrang the trinity contracts,
anew wearionterrountritirelnue•t. sccuitin. of the sane *suer as an mputed value for the Of bates of the insurerse conganies or sponsors of
- Less actneS *rad wallies may be priced using a restricted stock for purposes of the; statement only. To theme irmornent rues we diStri:Ott
Year mats valuation model a the mod recent price we the extent that resisted amnion are elgble fa sale, - Ott allhates also receive trading commorms and
Your statement itemises acuities ad other assets held cbtaned and may not reflect an fl ail Markel price the wile rewired may be stbstantralS less that the other comeensation from weal knot and
in the accord at the end of tie gatemen period. You a vas imputed value torm inesance companies whose products we daubs.
may ask for &Ivey .24 fay paid stories of ry time. - Certain poutiro may appear without a price ad - Wereceive an anima fee frorn UBS Bari: LEA and
You may receive securities bad as loan collateral afar will stow as 'eke was rot available' if we re • Eat. (estimated) incense. current Odds and rataa. UBS AG Stamford Bunch of tea to $75 per accoure
paying any balance de on them. My securities unable to obtain a price for a nearby. An athlete of areal scare is based on doers romping to the barks under the UlitS Bark Sweep
transfuse:Ito the Fins dreg the statement period are - Deposits or storms*, denominated ncurrercies draderd ad interest rates, assuning the wanton will Progarre.
lied at market vase as of the end ol the statelier/ other tan U.S dollen se ref kded al the ewe-tinge be held for one yer from statement dale or until
period. rate at of the statement date. nutunty. she attune is ark a gudelne, accuracy Activity
• Cat berm. In determining the cost basis of the — For certain searbies racing ihnonconfonig and corermad income art not guiranteed Information regardngammksiss and other charges
secretes included in this statement. where indicated denornrationb pace ad guatity (face "ale) may — Estimated maul mean and current yield for incurred Si de-neat:en with the maul:sof trades,
vet the nunter 'I,' LES FnancialServkes has relied have been adjusted to facilitate proper value's certain tees of searites cooed include a rettm of inducing option transactions ha Wen included tel
on information obtained from sources other thanLES To cbtin osent quotations, when aratibb, contact usual or capital gait n which case the est confirmations previously !unshed to you, and will be
Patina/IIService% including information from another ray' finarrial Adriscr. income gridCURS' yearn WO-dd be ownsated. provided to you pranaly on repast.
fin or that you mw have provided to yam Financial — Estimated maul front and cured yield and tie
Adler. The Firm does rot ireieperdertly verty a • Private investments and structured products. actual Wane adyiell mite be beer or higher Short wiling
gwrintee the accuracy a vadity of are Wonnation Private nvestmere mantes incl.:etc drect than the hinted mounts. II you are engaged in short selling a rm.Ulity, you may
provided by sauces other than LBS Fiuncial Services. participation program end real estate investment tat — An °Pinot. of STaselaed income (divdend andor incur a thug* due to Catlin tanNfieg costs for that
warned and stunted Freda are Slcrmalb highly interest) divided by the Current market palkular seasity.
h aiitkry. *hotels LIMEttancal Services geneelly liquid. Orlin striated prodxts have not been valrmarmagt balance is based on the last dividend
tcdates this tdormaticn as t is received, the Firm registered with the Securities and 5admaige or nterest payment made by the issuer and Open orders
does not paid any anurances tut the Marnation Committal a trader Wry sale StKultirits. We amines to searmestdeposes will be held fo r cre Regarding open or fiy:Ccl-till-CalCeke cede that
orator 'COM base ad "Uncealdedgernoss* is provide *dinned vibes for private investment year from he statement date or until indult". were not executed by the statement date, open buy and
accurate as re de date of that statement. As such swarms rid 'tinctured products for informalenal Accuracy rd continued Well am not gummed sal stop orders am redxed by the amount of diticknds
Please dorm rely on this nformition to make papaws only Acosary snot guaranteed. or rights on an ex-dividertb a e' rots dee unless
atduse or sale decisions, fa tanpaposesar — These sefLPS may differ abstintialy Van pekes, il • AMU not held by WS Financial Services. Certain insbruted otherwise by VOu are responsble for
otenvise. Account transferred to the Fnll may any, at Myth a preiate ninfttrnent seamy a assets re rot held by the Fein and nee wthn the orders that are executed Os to you failure to cancel
reflect gar/loss itrintition only for the period of seructured product may be boughs or sold and do Tams possession or corwol. These awls are reeling open orders,
tint they sre held at the Fir More haorical rot neanibrIWrosard the vals you may receive deployed on year statement for informational
information cube ad:Web/you- Financial Advisor. Loon licauidaticn. purposes only. Positions rid values presented are Privacy
— Third party estitufes of vale are as of a certain provided byte issuig fir. LIES Financial Services is To obtain a copy of our current Client AngryNuke.
• Urinated gehellosees Mn data oarailabk. date and are supplied to UM Fria-Sae Services on a not rest:e nable for this formation and does not please contact you F nancial Achiscr a nit as website
*singed trrerieed gairrilosses n calculated kr Inas ban by an independent volution limn. guarantee its accuracy. These abets are nu protected at wsw mvhm rominfiwyr.,frr
indvilatuasky lots. TM transaaton data for — lost, general paints orsponux estimated vales, by SOK at the Fires supplemental Sat coverage.
indviclat lots may or may not reelect commisCons, ary, are moplied to the Fin by the issuer, UBS Nina Sermes is rot a ba-k The BMA. 13J5ifielf
armor well reorganizat on events general partner or sponsor and may be cakulated • Revenue sharing and adcEtianal oempensaticen Seftife l kart BSA and IRINA are brokerage accant
fetd and other reinvestment lob ad systematic based on &Were information than tut used by — In addlion to corrmiwons on sales and 12b1 lees which previa access so balking spices NMIproducts
;eschew bb are each combined toditpbyae taxi partin to Write their estinaied values. received in correction with the dot/bubo', at through arringenedi With affeated bat and other
averagedlot The 'Trade date' colann pawls the — You cart obtain additional ila-mation regardig rrutual funith to our teems we ander our affiate third.pany barks, arid provides access to Munroe and
<natal vansaaion trade date. the methodology used to determine the estimate of receive revenue sharing payments Wm daributors army products issued by unaHiliated third-pry
value ad the date of the Wormalon that is the ardor advisors of the InJUli funds that we sell. sonnet companies through Warne agency
• Callable emurities Bonds and preferred stock that basis for the estimate bycontacting yout FianOal These arrant are based on two deferent stbsiciares of CBS Financial Services Inc.
the boar cats for eery redermion veil be selected Achim. comxnents U the &Mull of sales by UBS of a
impartial& by lot from among all stunt of that — Third patyeainmed vases may be reflected as perticular mutual fund I arniS to our climb; and CO Ins-Wont, intense. and a-ruky products.
issue held in our name or in nominee name for or 'MX paced' in several etuaticny when an the asset value of a particula- mutual fund amiS's Not FDIC inned • No balk qua-ante,. May toe value
<lents. Call lease Wartatis is obtained from third eckperdent valuation Ism has not suiPled or shares held at tie Inn
parties awl its accuracy is not guranteed. Other call unable to assign a vas. whenwebers:me aware — We and ar Abate ato receive networking and RMA. Resource Men/rent Aren nt. Business Services
leases may east which could affect wekT complete that a material twit has °caned thee nay call a orrintus processing fees in consideration for Account BSA, lRMA rd nurmitional Resource
Horrid On will be prosided upon recant permute/ reported value Ceo question, or when a transfer agent services that we prod* to the Ma-awned Account ae registered service marks of
value would be highly speouttne due to the nature rrultal tuts. These fees generally are pad from UBS Financial Sinews hc
• Certificates of deposit (CDs). CDs are FDIC rowed of the stoutly. investor asset in the mutual lend and are a feed
tato $253,000 n principal and accrued interest per — When neither an issuer, general panne or sponsor dole amount based an the n.mber of accounts at Visa Silviae is a registeredservice murk of Visa
depositor ad per depository institutors h Acton:knee ed Waled tutu nor • thrdparty estimated vase is the broker-dealer Asking mutuil Krick al that fund Wmunion* UBS Yu Swoon cede ands rd 185
wt RAC ruin provided, the tate d Ihe ;easily will be diHerst family Visa debt cads are issued by UBS Beck LEA with
from its puchese Price. permission tom Vna U.SA Incoporated.
• Rice/value Prces dig:acted fa securities and otter — 'Distributions to date' may indude ream of
protests may be higher or borer troll the price that capital. imam orboeh. UPS Finandel Services the Rev. 20161
you would adualb receive in the midst Prices a-e
SDNY_GM_00022535
CONFIDENTIAL
EF1'A_00133155
EFTA01275292

UBS Financial Services Inc. UBS Strategic Advisor
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
C4477005675125006 vl 0
GHISLAINE MAXWELL
Account name: GHIStANE MAXWELL
Friendly account name:
Account number-
Your linancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.7000i800.308.3140
Questions about your statement? Value of your account As a service to you, your portfoliovalue of
11,220,04057 includes accrued interest
Call yOa Financial Advisor or 1h4
RMA ReSOurCeLine at 800-RMA-1000, On March 31 (1) On April 29 (1)
account 029323574
Your assets 1,218,711 47 1,220,040.57
Visit our webslte: Your liabilities 0.00 0.00
www.ubscomlfinancialsewices
Value of your account 51,218.711.47 51,220,040.57
Accrued interest in value above 58,866 38 19,574 30
Sou roes of your account growth
Tracking the value of your account duriag 7016
Value of your account
at year end 2015 11,311,717.81
1 Thousands
Net deposits aid
1,594.3
withdrawals -193,714.50
1,30.7
1,2197 1,220.0 Your nvestment return
Dew:lendand
interest income 114,176.42
Change in value of
accrued interest 44,395 42
Change m
marker value 416,53418
Dec 2014 Dec 2015 mar 2016 aor 2016
Value of your account
on Apr 29, 2016 51,224040.57
SDNY GM 00022536
Member Ilk CNP70001005675125NP7000191098 00004 0416 030575004023574550000000 Page 1 of 12
CONFIDENTIAL
EFTA_00I33156
EFTA01275293

SUBS
UBS Strategic Advisor Account name: GHILLAINE MAAVcEIL Your Fi Asada' Advisor
Friendly account name] SCOTT STACK MANLYLE CASRIEL
April 2016
Account number: 2 I 2-821•7000/800-308-3140
Your account balance sheet
The value of your account Inducts assets held .3 IRS and cenan asses held away from U8S. See page I
for more I dOnnatiOn.
Summary of your assets
Value on Percentage of
April 29 (1) your account
A Cash and money balances 1,306.76 011% Your current asset allocation Cash and money balances may include
available cash balances. VBS. Bank USA deposit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
A deposit account balances and money mai ket
C Equities 333,697.61 27 35% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 885,036.20 72.54% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total snots $1,220,040.57 100.00%
Value of your account $1,220,040.57
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
CNP7000$00$675126 NP70C0191098 cepa; 0416 030579004 Y123574SS0COMywocoSe 2 of 12
CONFIDENTIAL
EFTA_00B3157
EFTA01275294

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor:
friendly account name: SCOTT STACKMANLYLE CASRIEL
:.fell 2C IC Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
April 2016 (SI Year to date (I) Values reported below exclude products for which gam and losses ate not classified.
Realized gains and losses Unrealized
Opening account value $1,218,711.47 $1,311,717.81
April 2016(5) Year to date ($) gains and losses (S)
Deposits, including investments
transferred in 2,290.00 3,890.00 Short term 0.00 586.02 0.00
Withcfrawals and fees, Long term 0.00 1,422.30 52,068.95
including investments transferred
Total $0.00 $2,008.32 $52,068.95
out -3,976.07 -97,604.90
Dividend and interest income 2,556.76 14,176.42
Cash activity summary
Change in value of accrued
interest 707.92 4,395.42 See ACCOWIf activity the month for decal;. Balances in your Sweep00cm are includedin the onento and
closing balances yam. FDIC insurance aropues only to deposits at UBSEsank USA., rot to deposits at UBS AG,
Change in market value -249.51 -16,534.18 Stamford Branch or bank deposits piano t Nouse, the UBS IMernitiond Depose Account program SIPC
protection applies to money market sweep fund holdings but not bane deposits. See impoPn t information
Closing account value $1,220,040.57 $1,220,040.57 abort your statement on the last two pages d this document for dents.
April 2016(5) Year to date (S)
Dividend and interest income earned
Opening balances $436.07 $541.48
Additions
For purposes of cis statement tem:Italy of interest and dnidend Income has been determined from a US
tax lire-000 perspective. Based upon the residence of the account hoedet account type. or product type, Deposits and other funds credited 2,290 00 3,890 00
some IMertft ardor dvidend payments may not be sumo to United Stites (UA ardr Norio Poo (FR)
Income WM. The dent monthey statement is not intended to be used and cannot be died upon fn tat Dividend and interest income 2,556.76 14,176.42
purposes. Clients should refer to the applicaie tax reporting forms they real* from UM annualy, such as
Proceeds from investment transactions 0.00 80,303.76
the keens 1099 and the an 480, for lac mooning information. n is the prance ol UBS to the the
elasticatee tar mooning forms with the US interned Revenue Sent(' and PR Tremury Departrrent and in
such torn accurately dmiffy 4. Jena arctic, interest atm exempt or tarok income. Meat consult your Total additions $4,846.76 $98,370.18
inckedual tat preparer.
Subtractions
4012015W Year to dale (S) Professional management fees and
Taxable dividends 1,306.76 3,610.47 related services -2,263.39 -3,891.62
Other funds debited -1,712.68 -93,713.28
Taxable interest 0.00 6,137.02
Total subtractions -$3,976.07 -$97,604.90
Tax-exempt interest 1250.00 3,750.00
Miscellaneous 0.00 678.93 Net cash flow 5870.69 $765.28
Total current year $2,556.76 $14,176.42 Closing balances $1,306.76 $1,306.76
Total dividend & interest $2,556.76 $14,176.42
SONY GM 00022538
c eirTcondosseS127NP7003191098 00001 0416 030575004 yin574550000000 Page 3 a 12
CONFIDENTIAL
EFTA_00133158
EFTA01275295

*UBS UBS Strategic Advisor Account name: GHSLAINE MAXWELL Your K Bendel Advisor:
Friendly account name: SCOTT STACK MAI/LYLE CASFUEL
April 2016
Account number: 212521.7000f 800.30&•3140
UBS Bank USA Deposit Account APY
Interest Period Mar 7 - Apr 6
Opening UBS Bank USA Deposit balance Mar 7 $0. 00
Closing UBS Bank USA Deposit balance Apr 6 $1,250.00
Number of days in interest period 31
Average daily balance $217.91
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Friancel Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in imponnt information about your sratemenrat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Moderate
Investment eligibility ccnsderahon None selected
Your account instructions
e You account cost basis default dosing method is FIFO, First In, First Out.
CNP703C0305675128 NP70C0191098 03034 0416030575004 Y123574550 C4iffAsyGm00022%. 4 of 12
CONFIDENTIAL
EFTA_00133159
EFTA01275296

sUBS UBS Strategic Advisor Account name: Your /Isandal Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRIEL
April 2016 Account number. r 212-821-7000/800-308-3140
Your assets
Some prices, income are:ICurrent values SbOtrts May teapprOxiMale. AS a teat. gdlns aidIOSStSM not
be accurately reflected. Set /moor:ant intosmabon about your statement a the end of the clzc umeM lOr
mare information,
Cash
Cash and money balances
Casts and money balances may include avalaale cash balances, UBS Bank USA depout account balances,
UBS AG Stallard Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl to n applicable limits, but are not
protected by S/PC UBS AG Stanford Branch deposit scowls bsances arie not insured ty FDIC and ate not
protected by SIPC Money market sweep balances are protected by 9PC but ace not insured he the FDIC.
See the important information about your statement at the end of this docunent for detaih about those
Sanas.
Operingtulance Cloung baaxe Price per that Average Dtridend invest 00j1 n
Hddng on Apr l (I.) on Apr 79 (5) on Apr 79 (3) rate petted potiOd Clp STIOUAI (i)
UBS BANK USA CEP ACCT 43607 1306.76 250.00000
Equities
Common stock
Purchase pined
Trade Writer Average price Price per share Value on Unrealized Holdng
Hddng date of shares per share (0 Cost basis ( s) on Apt 29(3) Apr 29(3) gain or loss (I) period
BAW OF AMER CORP
Symbol: BAC Exchange: NYSE
EAt 4189 Current yield 1 38% May 17, II 303.003 II 860 3,59384 14.560 4,411 58 817.84 LT
Jun21, II 313.000 10670 3,33986 14.560 4,557.28 1,217.42 LT
Aug 2, I 1 328.000 9.802 3,215 15 14.560 4,775.68 1,560.53 LT
Security total 944.000 10 751 10,148 85 13,744.64 8595.79
GENERAL MOTORS CO
Symbol. GM Exchange. NYSE
EAl. 11,555 Current yield 4 78% Nov 18, 10 1.023 003 36 416 37,254 19 31.800 32,531 40 -4,722.79 LT
Total $47,403.04 $46,276.04 -$1,127.00
Total estimated annual income: 51.744
SONY GM 00022540
curccOmosmS129NP7003191099 00001 0416 030575004 Yt 23574350000000 Page S of 12
CONFIDENTIAL
EFTA_00133160
EFTA01275297

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL, Your linandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
April 2016
Account number: 212-821.7000,800-308-3140
Your assets . Equities (continued)
dosed end funds & Exchange traded products
Total remvested is the told d b reinvested declends n dal not meta arty (ash chide nds. it b natal& dtweaN:ed (Cadges, or loss 6 the dIfereort between the current value and the cost basis and would
lot for the purposes of determining hold rg periods or cost basis. The shares you receive etth time you genera be your taratie gdn or loss lithe sec linty was sold on this date The unreakzed (ta) senor loss
reinvest dedench become a separate tax lot. may need to be *lusted for return of rapid pmments in order to determine the mend gain or las for tax
(ocolinpurixses
Cost taus is the total purchase EMI of the security. Inducing roneeSteddsedenct The cost bars may need
to be aciuszeo for return of capitd payments in order to detects-line the edfusted cod bad to tar cepor.ng in•estment realm is the current vealf x• minus the amount you 'retested It does not include shares that are not
purposes reflectedon your statement, rncludng shares that have been relines as either a gain or a toss H also does
not indork cash <aden& that were nol reinvested
Purchase price
Nurrbet Average pace Client Cost Price per share Value on Unmarried (tad Investment Hord at)
HdcIng or shares per share (S) investment (S) basises) on Apr 29(1) Apr 29 (S) spin or IOSS (5) return (5) period
SPCA S&P 500 ETE TR
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 206.330 256.86025 43,2A 7.22 48,347.22 LT
(Al: 35,385 Current yield: 2.1004
Other equity investments
Coil basis and Bans and losses have not been adjusted automatically for return of capital payments.
Restncted security yaws are estmated for informational purposes See Important inkumation about sot
statement at the end of Ns clocurrem for additiond informal ion
Purchase pricer
Trade tsbrrber Average pace Cost Pere per share Value on Hmeaded ticicing
ticking dale of snares per Mae IS) taus ($) cn Apr 29 (51 Apr 29 ft gan or loss ($) !Hood
BLACKSTONE GROLP LPYTHE ()MT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange: NYSE
EAI: 12,360 Current yield. 7.73% Sep 15, 14 1,113.000 32 224 35,866.06 27.440 30,540 72 5.325 34 LT
CNP7C008005675I30HP70C0I9I 098 C0CO4 0416 030575004 V123574550 COISAYGM000222Ale 6 of 12
CONFIDENTIAL
EFTA_00133161
EFTA01275298

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Flnandal Advisor:
UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
April 2016 Account number. 212-821-70001800-308-3140
assets
Your (continued)
Fixed income
Corporate bonds and notes
Phces are ctstanNS from Inclece ndenI quotation bureaus that use connseezed valuation formulas 10 axornalcally adusted for amongaion of bond rxernum using the constant reld met hod If you have
cal{ watt current Yalu's Actual market vitas may vary and thus gairtsllosses may no be accurately made a tar election to deduct the preni um snort ration on tarD ate cetx sec unties. you may request UBS
reflected cost basis has been adusted for accreted original issue (Suount (O1D) Cost basis has been aclust cost bais for the band 0/019umarr011ilatiOsi.
Trade Total Lae vaue Pulthae A4usted PriCe On Vaile on Unrealized Hdckng
Ncicing dat a maluily (I) puce (S) cat bad (S) Apr 29 (5) NY 29(S) gan or 1051 (1) Wad
CORP
GEM. ELEC CPT.
AD) RATE MATURES0911/16
CUSIP 36962G2V5
Moody. Al S&P. AA.
EAL $103 Current yield 0.82% Dec 11, 09 50,000.000 90 789 45,394.50 100.007 50,003 50 4.60900 LT
RANK OF AMER INTERNOTES
NTS WE
RATE 03.600% MATURES 1111916
ACCRUED INTEREST 42,460.00
CUSIP 06050WDW2
Moody Baal SW BBB«
EA' 16,400 Current yiald• 3 56% Nov 01, 10 150,000000 100 000 150,000 00 101.103 151,654 SO 1,654 50 LT
P MORGAN CHASE & CO
NTS EYE
RATE 07.900% MATURES 04(29/49
ACCRUED INTEREST 15,892 09
CUSIP 46625HHA1
Moody. Baa3 S&P BBB-
EAI: 111,850 Current yield 786% Dec 22, 09 150,000.000 105.100 157,65009 100.563 150,844.50 •6,805.59 LT
Total 5350,000.000 $353,044.59 5352,502.50 $542.09
Total accrued interest S8.352.09
Total estimated annual income: $17,353
SDNY GM 00022542
Cs/6760O2O05676131 N67060191098 00604 0416 03057%04 Y173 574$5000000) Pegs 7 of 12
CONFIDENTIAL
EFTA_00133162
EFTA01275299

SUBS
UBS 2S01t6raetgic Advisor Account name: GHISLAINE MAXWE Your II sandal Advisor:
Friendly account name SCOTT STACK MAMLYLE CASRIEL
April Account number: 212-821-70009303089140
Your assets . Fixed income
(continued)
Municipal securities
Puce% at cleaned from Independent quotation bureaus the use cerpUtertzed vaualon formulas to dsCount for securities Issued a a discount. when origins cost basis Is &played, anottuaton has been
Sr date current Sues. Actual rnatket Sues may way and thus calmilosses may not be accurately done using tile constant yield met hcct. °themese centyllzation has been dune using the straight ine
reflected. Cat basis has been automaticoty aclusted for mandatory arnortizafion of bond toren-awn on method
ooupon tagAtterrpt munICipd Sec untleS using the constant )field method and for accreted cedes issue
Trek Total fed due Purchase aduded Nice on Vitt on Unrealized Hddng
Hddng date a matt:stya/ lanced/ cost bas (A Apr 29(S) Mr 29(9 gen or loss CS/ period
MICHIGAN MUN BO AUTH
RV PREF BRAE
PRE•REFUNDED
RATE 05.000% MATURES 1001/26
PRERERJNDED I 001/ 16 0 100.00
ACCRUED INTEREST 4175.00
CUSIP $945513R1
Moody. Not rated SW: Not rated
EAI: 32,250 Goren( yield:4.91%
Original cost basis- 546A06.80 Nov 22, 11 45,000.000 101.064 45,479.17 101.878 45,845.10 365.93 LT
61ROVILLE TX INOPT SCH D
FREE BE/F4
PRE-REFUNDED
RATE 05.000% MATURES 02f 1929
PRERERJNDED 02J 19 17 0 100.00
ACCRUED INTEREST $92500
CUSIP 090874U5
Moody. Ma SW: Not rated
EAI: $4500 anent yield: 4.83%
Original cost basis- 393,704.74 Nov 14, 11 90,000.000 101.830 91,647.82 103.453 93,107.70 1,459.88 LT
MICHIGAN MUN BD AUTH
RV BE/PI
RATE 05.000% MATURES 1001/26
CALLABLE 10:01/16 0 100.00
ACCRUED INTEREST $19.44
CUSIP 594557485
Moody. An SW: AAA
EAI: $250 Current yield 491%
Original cost basis- 35,034.35 Nov 22, 11 5.000.000 100.235 5,011.78 101.936 5.096 80 85.02 LT
continued next par
CNP70001005675132 NP700319I0980000t 0416 030575004 Y12357455000allicom000221Ase II of 12
CONFIDENTIAL
EFTA_00133163
EFTA01275300

sUBS UBS Strategic Advisor Account name: t )( LL Your Mnandal Advisor:
Friendly account name SCOTT STACKMANLYIE CASR1EL
April 2016 Account number. 212-821-700(/800-308-3140
Your assets Fixed income . Municipal securities (continued)
Trade ICtal lace roue Pul(haSe &lusted Price on Vdueon Unreaized ticicing
liddng die al maturity (t) piked) cost bass CP Apr 29 (5) Aid 29(S) grin or loSS (1) POW
8IRDVILLE TX INUIT SCH D
EIBIV
RATE 05.000% MATURES 0211929
CALLABLE 02115/17 0 100.00
ACCRUED INTEREST $10277
CUSP 090874Liv18
Moody An SW: AAA
EAI: $500 Current yield 4.83%
Original cost basis 110.056.85 Nov 14, 11 10,000.000 100.255 10,025.51 103318 10351 80 32629 LT
Total $150000000 $152,164.28 $154.401A0 $2,237.12
Total accrued interest: $1.222.21
Total estimated annual income: $7,500
Preferred securities
Tiede hunter Purchase Once Pike per Share Value On Imre/bud ridding
Hating doe or awes per wan (1) COQ WE'S (%) cn Ape 29 CA Apt 29(S) gin or loss (1) O•nocl
OTIGROUP CAPITAL XIII
FXDFLT TRUST PFD
7875% DUE 10'30/2040
Symbol: C.PRN Exhange: NYSE
EAI: 118490 Current yield: 7.07% Oct 4, 10 10,000.000 26.130 261,300.00 26.150 261,500.00 200.00 LT
COUNTRYWIDE CAP V
7.000%
CUE I 1101/36CAUABLE
Symbol: CFCPRB Exchange. NYSE
EAI: 17,350 Current yield:6.87% Oct 26, 10 4,200.000 23.518 9%778.96 25.490 107,058.00 8279.04 LT
Total 1360.078.96 5360,558.00 18.47904
Total estimated annual income: $25,840
SDNY GM 00022544
CNP70003305675133 HP7000191038 00004 0416 030575004 YI23574550 000000 Pogo 9 of 12
CONFIDENTIAL
EFTA_00B3164
EFTA01275301

*UBS UBS Strategic Advisor Account name: Your Pi nand.' Advisor
Friendly account name SCOTT STACK MAI1LYLE CASRIEL
April 2 Account number: 212.821.700(4800.308.3140
Your aSSet(contexced)
Your total assets
Pocentage of Cost Estimated Unrealzed
Value on Apr 29 (0 your account oasis CP annum incur* (1) can or loss (s)
Cash Cash and money balances 1,306.76 0.11% 1,306.76
Equities Common stock 46,276.04 47,403.04 1,744.00 -1,127.00
Closed end finds & Exchange traded
products 256,880.85 208,533.63 5,385.00 48,347.22
Other equity investments 30.540 72 35,866.06 2,36000 -5,325.34
Total equities 333,697.61 2735% 291,802.73 9.489.00 41294.8$
Iroced income Corporate bonds and notes 352,502.50 353,044.59 17,35300 -542.09
Municipal securities 154,401.40 152,164.28 7,50000 2237,12
Preferred securities 368,558.00 360,078.96 25,840.00 8,479.04
Total accrued interest 9,574.30
Total fixed income 885,036.20 72.54% 865,287.83 50.693.00 10,174.07
Total $1,220,040.57 100.00% $1,158,397.32 $60.182.00 $52,068.95
Account activity this month
Date ActInty Description Amount (I)
Deposits and other fends credited Apr 20 Transfer FM VI 235750100 2290.00
Total deposits and other funds credited $2,290.00
tie Dr:action Amount (I)
Dividend and interestinoome
Taxable dividends Apr 28 rivilend SPDR S&P 500 ETF TR PADON 1245 1306.76
Total taxable dividends 61,30636
Tax-exempt Merest Apr I Interest MICHIGAN MUM BD MPH RP PREF 89W 5 DVE 100126 DM 110206 1,125.00
CALLABLE PRE-REFUNDED PAD ON 45000
CUSIP: 5945513R1
Apr 1 Interest MICHIGAN MON BD AUTHRV EIBFV5 DUE 100126 DTD 110206 125.00
CALLABLE PAID ON 5000
CUSIP: 594551485
Total tax-exempt interest $125000
Total dividend and Merest Income $2,556.76
OW70060005675134 NP7000191098 00001 0416 030575004 V12.357455000%ffiyGit0 002ten 10 of 12
CONFIDENTIAL
EFTA_00133165
EFTA01275302

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS friendly account n SCOTT STACKMANLYLE CASRIEL
April 2016 Account number. 212421-7C00/800-308-3140
Account activity this month (contrived)
Date Degr12/:410r1 Arnoteil (1)
fees Apr 22 Fee Charged QUARTERLY FEE -2263.39
Total professional management fins 4226339
Odle Mihaly DeItfipbon Amin' (/)
Other funds debited Apr I Transfer JOURNAL TO Y123575 GNSIANE MAXWEU. -436.07
Apr 27 Transfer JOURNAL TO Y1 23575 GHISLANE MAXWEU. -1276.61
Total other funds debited 41212.61
Date A(Inity Desuplico Amount (S)
Money balance activities Mar 31 Balance fonvard $436.07
Apr 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 813.93
Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 2290.00
Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22/16 -2263.39
Apt 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04127116 -1276.61
Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.306.76
Apr 29 Closing U9S Beak USA Deposit Account 61,306.76
The LISS Bank USA Cepont ACCOUnt is your primary sweep onion
SDNY GM 00022546
CelP700C0305675135 NP70001910 90 00004 0416 030575004 Y123574550000000 Page 11 of 12
CONFIDENTIAL
EFTA_00133166
EFTA01275303

*DUBS
Your notes
CNP70009005675136NP7003191098 0000I 0916 030575004 Y123674150 CO9lAy_mtooutlen 12 of 12
End of statement for account number 1•1 23574 55
CONFIDENTIAL
EFTA_00B3167
EFTA01275304

Important information about your statement
U35 Fitment Services Pc. (the Firm or UBS hurtle! sent y0u the int statenwird on which the CM:for Corporation (SIPC), which protects 163-rlieS OCCO-VHS 01 • Mocks? Cunene income: hvolments seekng the
Strokes). is a merrber of all principal acuity, commothey problem appeared. its mentors up to $920,000 (including 1250,003 kr generation of thorns onk.
and cobra exchanges. UBS Financial Semler, and CBS - Proide your name ad scorn number of any) dahns for cash). The Slit asset protection limas altilY to • Achim Cope.,A pswedation. Investments seeing
Bat USA re i-diect subsilenes of UPS AG and - Decoke the !MX Of the tiliolder you are inure all accost; that you hold it a particular tenacity. port of principal rather than the worths of
affihaes of 1185 Skulks LLC. The Finis Menial about, and splain as clear i as you cal why you The Fitt together neth certainaffiliates, has also income.
statement C available upon reetest The Font exeouthe believe a is senior a why you need more purchased fiaSkellenthIplOteCtiOn. The madman • Produce Combauttio ot babe and Capital
offices ire a. niamsten amount payabb 10 al Spine dint, CONKliok under Appreoeton. frgereosaetntints seeking both the gereencn
- Prot:dethe icier arrant et the suspected error. this protection is ZOO Whoa as of December TO, 201S. of name awl of Fascist.
CBS Finricel Simms Inc. Subject to the poky on-ditons ad lmi ations. cash
1200 Harbor Boulevard The Firm or Card Issuer MI twestiote you tcompaaht the Finn is further protected fa up to fa .9 million n the Overall risk profiles
Weehawken, NJ 07086 and cad correct my error promptly. For alleged mots swept* for allyour accounts held n a patkubr • Conservative. Seeks to martin ittial pixipal, with
inokiing UBS Viatrdebil cad breadi rk if we take mueity. A fJ copy of thepoky wording is available
1 o T 1 f h f i i 6 s c i F s a t i l n a l a t a e n c m c d i e a o n l o S t r e r e n r p v a i r c e i e l s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , e a rd t m a o e s f h l y t o o u u l ' d m y y o o e u u r r e i d a th c c a h o n w r 1 d e 0 f t b h o u e r s t u h in s e e n & s o d W f a th W y e s I m t I o y o & t n u e t t h y h i d i s l u k , r i w 6 n e g in t w i e e i r ll r t c o i r n r e , e d s i o i t t tea T s h te e n S r l e it q u p e o st t . ent: ad the supplemental protection M t lo he w o e r m m is e k a o a n r n s r d e t h v tu e o l r a a n t c i l a c ity o t s t o m t d t a h o y e e r s a o n c t o c b t o e g s e e p t n ° p e m r r a e a te k w s i i n g th n e it n [a if n t
r O o m t n b 9 e O re h l i p e l d e a c s p e r s ep I o I r y t o i u t i b m a m n ed e ia t t h e e ly e n e m an it e e s r ; a to a t he takes us to complele our nostgetion. • b o C th a d s o o n n o U t n a s p o p c l i y a l t o as sets controlled by (and inclatad n • M hI o la d t e io ra n t . e . Willing to accept some risk to pimPal and
Brand Manage of the office serving sour accost. Please mite all checks payee to the Fern or the your account value) but hell away from LOSFinancial tolerate some totality to seek higher returns,
financial ossincn Mitated on he front of this Services (e.g., certain( cash at UBS Bat USA, 60 • Aggressive: Wiling to accept high ids to pnncpi and
Allhouit a figures shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.banthes, (4 Murame point high solar lily to seek high returns owe tiff*.
statement detaskicukf not be wed fa is purposes Rely may be object to mantissa* In., chinas for We including variable annuitee, and 60 Aarn of maw' • ?neatenE iSbaby Considefation:t select•P a
used on yethend tax fonts. fie , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds where sigh thaws re moistened down it the POliOn of the porHolkif or tat account may exIxte
10425. etc ) when prepamg your lax return. The Fim s amounts n cash accasts. Accounts that re transferred name of the account holier on the books rd records complex strategic, feinted liquidly and rater
required by law to (*NO to he IRS all Usable dividends, to other intik:firs may be subject to a transfer tee. of the applictff suer a transfer agent),
mportakie rontauble dentin* and uxtk interest • Certain rmsb-nent contracts a intesement ravens
erred is satiates held rimy scant ran reminds UBS Swoop OrAidins (e.g., 'Weed partnaships aid private placements) that Statement •hausheldier
on see tratadixe, aid cost basinscertain covered LES offers options for stwoong cash balances. balances are rot metered irder tw Securities Act of 1933; We may <cootie* a related account statements with
smelts- to be* deposits at UM Bak USA and LEG AG %asked ad the same adiess it the same enmetve, e.g. because
bunch (Bak Sweep Procjarm), money matte mutual • Commodities contacts (e.g, foreign exchrge and they have 0rentri who a10 mantan Sol account
Cteralitsedableitle with the Mien lads Money Fuca) end the IntensionalDepose meowsmetal contracts), includirg futures contracts ra4lcmhip oath other dens a the same address. If
• Pleasremain, my oral corrrmniations in sting Aswan (DA)la customers with in nueretional ad commit, option contracts. you reefer to recent indlecial natmish mailed in
to further protect your cistfts. inducingM ir ottitS Resource Llanagernerd Account. Though the Back The SIPC protection and tie supplemental protect:silo separate ernelcoes you may decline hacr,eholing by
Iron the Sectsines Investor Protecion (SWAT Sweep Program cash balsas re swept to LESBank not apply so these assets event they otherwise appear calling vex( Financial Alter
• d thefinancial institution is the top left of die front USA to to an estebashed kni ad then to UPS AG on yes statements. The StC protection aid the
of this statement is not USS F natal Serviet LEG Stanford Branch. or a Money Fund. Deposits at U26 kianffm ental protection do not protect aganst changes Friendly smut name
Menial Senices carries year account as clearing Bank USA are FDIC insured in accordant with FCC n the market value of your instilment> (whether as 4 The Frurity acccult nano is a custorncaple 'nickname'
biker by arra-gemmt wsh the rdcated institutors mule. Format tiormatin please Mit wwwfdic rt. result of market movement issue balsruptcy a chosen by you to assist you with your recomffeePte0
We in you of the 'Vit.:115k, when you Deposes at LEG AG Stanford Bradt ad shares of °Menke) his no legal effect on you account You can change
opened this accost h the cast your kids and MoneyFadsare rot mitred by the FDIC. More Waitron 6 amiable itxn request. inendi scorn names., though Onnc SeniKe5 a
stories re boated a LOS financial Strews and rot You may cbtan more irionnation about Slit, ticluddi by contact rg your eionctal Adoor
the rwudcig broker, ad you mat mike amps Through the DA, (salable to cad balaxes are swept to the SIPC Broths% by cordacting SIPC at 202371.8300
of sy a or omission to both firma. As described depost scants at UBS AG New Yak Branch and 185 or by suiting the SIPC :settee at smtreptorg Account overview
e ta rr t o a r c s c o o r u S n t t u a d g r t e w em ol e in nt g s , c y h O e U dc m s u re s f t l e n c a te tt d y o IA n y O o f u a r r y A th G e F C D a I y C m . B an a R la a x n e c s h h e T ld h a e t w t h d e e C po B s S it s A a G r C e a n y a m t a o n u B r r e a d n b ch y Dividend Reewestment theorem pun • Value Meow accountlion(olo. Net of assets and
statement wthit 30 dins alter it was mailed or made are umpired, oposed to the sovereign Ink of the The ate reflected n an borax pike. You may 0btan • Amer trcludes amid* can balances, mks, fa
available. Alinement shall be deemed corrplse Caiman Wads, and there is no guarantee or other the actual price banns inertial Advice. Onty *hoe merited steady let ), and Global Tim Depot its,
and accurate n all other respects if not objected to in obligation of UBS AG to repay II* Saxes whiff fh e shares ere purchasedunder DRIP; partial slats we be areared marks to makes, and certain assets not held
wring within 60 drys. LEG Caymens Brach's books. soli and the cash wi be riposted in your scant The by the Fint Does rix include unpaced sectritiMassets
• Please deed cutromer complaints or I-a/nest° to &Mend reinvestment price applied by the inter may at the endhol the prior and an ent statement periods, or
Finri's C lent Renton Oepatnent at 201.352.1099 Deposal at LES Bak USA and each UPS AG Branch are •ffer Isom the mead price al which the partial shires prune inessmenk invested stock options and
a toilet* as 903.354-9103, 8:03 A.M. to 6 OP P.M not protected by SIK. Money Fund sham re protected are sold enrceable stock options
FT Monday through Friday, or in retro to LES by SIPC. See 'LOS Financial Services Accost Protection' • Lathiletes Includes debtbetimes. outstanding margh
Financial Satires ex., Client Relations Dept/neat, below. Cattrin-lieu bens, -aedit lire, short accord balances.
P.O. Box 766 Union Coy, NJ 07037. Cnk whole urns may be held n yam accost. t pure • Cathhooney balances. Total of unimested available
• In case of errors or guntore about an electronic Up:nits request balances in the Bank Sweep entitled bestial tril a s result of a thiderd pelmet cash balances, plus deposit telexes at UPS Bank USA,
Keith transfer MU. bit permit a UBS Voathdebit Program or DA may be withdrawn and chats of a or otherwise, the Firm well tether sell partial unit at LES AG U.S Branches ad minty make mutual fund
card transactions, call K0.762-1000, a write to UBS Money Fund may be liquidated, ad the proceeds marlin price a accept an /mead determined by a sweep balms. at the close of tie it:errant period
Financial Senices Ix., 1000 arta 814, 6th floor. returned to you or your secuties accost. regitrered cleiriu agency. ad credit sox accord. Nxtrontredity free ask balances in pat account are
Weehawken. NI 07086, Atth RIAA(88A Sakes. rat born other balances and the Fine may
Ftrfhe• Hammon about available sweep *Seen Investment objectless sae sty of these lads it the ordnay course of is
Caller rte as es you can, if you hick yea netting cumin: interest rates and WICK 5 available at The benimere objection and risk profile re spec ea to businno hese funds repayable won your downed
statement a receipt k man or if you need more wmviibs can't...egret:b. from your Manual Adviser each account and may maybetween you accords This total is eluded n 11-0 arrant period closing vaiJt
Montanan than a transfer on the statement or or by along 80D-762-1000. Please elves the Firm empty in waning of ay
receipt. The firm or Card Isker (as ipplicable)must smni Scent change in you Inancial stetson or Lending information
her from you no later thin CO days steer the rim U Th N e 5 F ,t i - n n a r n t c a i a rr l o S n e i- r o vi r c S e F ' a th c e c ( o t u e n . t T p a r o o < t e I- c -e ti n o t n o • PrOortre. M inv o e o s s t e m a en re t o a b l j e th c e tiv f e o s l b F s or i u ea in ch s a a c m c m or t d o h b e je ld c , t i y v o e u s. R an e d c d le e a c n lo e s d t i r n e to t n refe a r ti o to n y a o n u th C e h F e i m rm R 's e k la i t t i i o n ns g h p ip ra ctices
SDNY_GM_00022548
CONFIDENTIAL
EFTA_00133168
EFTA01275305

Important information about your statement (C011fillUal)
Agnment or ACCOLII Agreerrenl and the General - We prefab, use he closing price when avarabka liquid and event they can be sold. tee aft — h addaion to cornmssists received n connection
Tens ma Conditions U3S Statement of Credit Practices the mean of the bid and ask price, for listed received may be lei tan the per tare airrated with the sale or destitution of array contracts
available in Agreements indeed:sures a auto and opticeo a only bet prices for OTC vitae provided n the scant statement. and art investment but inns tools clients, we
jazar r.n norm, ninerho vet searities. ander our affiliate recent reverse shrug
- Less acheir traded securities may be priced using a . Restricted searities. Resented searities general8 compensation from many of the loosen.
Yew assets valuation model a the most recent axe we are rot twenty elegble to public sale. U8S Financial companies Yarning the amity Contrails,
Your statement itemizes securities ate other assets hell named ad may net reflect en actual market price Services uses the marvel prima I hp unrestricted stork aft/ins a to henna carrnies or sponsors of
nth. accord at the end of ire elsemers period. You a vane of the same issuer as an imputed value for the he ant imesemmt tun we distbute.
may ark for dein d fun paid seoskies al ay time. - Certain positions may appear barn a price ate restricted sick troogrees aegis statement ordy To - Our affiliates also recta trading commosions ad
You may receive securities used as loin collateral alter will tar as 'price was rot avatlatee• it we se the extent hat resticled stories are elqbk to sale, otter compensator, from maul ands and
paying any balance ca as them. Any securities enable to obtain a price fora seamy the value reread may be tbstartalbr less than the maxi companies whose precincts we der bute.
Insinuate he Fkm cling the 10.1.111tIll period are - Depot a securities denominated ilCUM7con imputed vake down - We receive an anal fee from UBS Bat USA ad
listed at market value as of the end of the state-nue otter thin U.S dolas are reflected at the towns LES AG Stanford Ranch of to to 425 per sent
period. rte a of the statement date. • En. (estimated) income, anent yields and rates sweeping to the barks under the UBS Bank Sweep
• Cost bets In deter:fling tie cost basis of he - fcr certain startles fading n non-conformrig M erketate of annual income is based on current Programs.
securities incbded m this statement awe indicated denornnations, puce and enmity (face rata) may dnidend and interest rates, assailing tie strains will
wile the number " l, • WS F minces' Services has relied have been slimed to adds paper whant be held for en, year from easement ate or until Adlvity
Oninformation obtained from source, other than 1.e5 To cbian turn train& when available, contact maturity Ins Minas sonny a gudelne; accuracy ikons:xir egardng commksins and otter chases
Financial Semites. incleding crmation hem another yes Rea :el riana and continued income are not gum-anted haired h connection with he exeodlin of trades,
lien a that sumac have grovided to )0J Gavial - Estimated anal itane and cement yield for &lading option transactions ha been incbced on
Atka,. The Failmm does rot idea-rarely venfy • Private investments and nevi:tura products. certain types of leashes could freak a fetish of conf Maeicre premousy furnished to you, and wll be
garantee the a vatdin d ry information !ovate enrolment sear nets (ex kilng cried parietalor capital gen in which ewe the est provided to you prerrptly onrepast.
provided by sources of the, LES Financial Senices participation program and real estate investment trust income (a-d curried yield would be overstated.
additin *hough UPSFe-trial Services seemly servant) andstuttered proiacts are general highly - Estimated anal norm and cunt yield and tie Short selling
adates nformatin as el is received the firm ,paid. Celan sena-tend reedits have not been actual ?cane and yield reicht be Intro, higher H you are engagedin short selling a security, you may
does not ;conch assurnes that tie norm:dim registered with the Securities and Exchl than the estimates's-roans. ha a charge der to entrain barscieng costs for that
snider 'Cost bath ate ^UCnhniaked grim' is Commission a under ay state seeurtieTars. We - An estimate of realized income (diedend ancfcr partkubrsecuriy.
accurate as of the date of statement As such peon de estimated values for pia.- investment interest) divided by the current market
please do not reg on this narration to make searitis didnatured products for ndamatinal salmia verage balance is based in the la dividend Open arta
puthasea sale decisions for taxi:Le-poses a purposes cribs !Kong diet guranteed. or interest payment made by tie tar and Regaling open or • gad-till-canceled' oaten that
otherwise. Accounts tonderred to he Sim may - These vanes may differ misstate* ban prices, il nines tie secuterIeptas will be het/ foe cot were not nosed by the statement date, open buy and
flan gar lost hanker only for tie period if any. at which a alai nestnerri rim year from to statement date or until musky al slop orders are redaced by the amount of dinderds
tine they re held at tie Fin Morehi:canal structured product maybe bought or sold and do Accuracy ate conteued yell se not staranteed a red-es en an ex-checked, a enntils date unless
harmatcri can be aitkd by wer Fnaxial Advisor. rot necessztiirureser4 the vise you mayrecta. neenxted otherwise by yds You are responsbk for
n on 'fadeless. • Assets not held bytes Handal Services. Certain orders gutare executed Ow to trair failure to cancel
• Unreedind gans/losees Viten data is awilabk, - Third party *sense of vain are as a a attain ones are rot held by the Finn Nana wenn the nest leg op.. orders.
eninated neaten suing:loot ore cactstalod Ice date ad an supplied to UBS Finarcui Services on a Ferm's possosin or carol. These nets ate
lamina] swan lots. The transaction data for reg.Jr basis by an independent satiation firm. displayed on year statement for informational Sting
nedvilial lots may or may not ref kct commissions, - baser. general oannr or sponsor estimated ral es. purposes cast Positions and values presented re To obtain a copy d car current Client PrivacyNage.
rZandor security reorgrintin events any, are applied to the Fm by the issuer, provided by tee are ins firm. UBS Financial ruces is plewe contact you F metal Achiscr a vat our websik
cl and otter reinvestmene lots id systemati general partner or sensor and may be calculated not ennoble for his information and does not at wsw ..hr er0iMeittnitt)fer
ptschl4t bit are each combined lodge:day ore based an dffE arn information from tat used by guarantee 0 accuracy. These assets re not protected
awraged lot he 'Trade date' colon presents the tad denies to derive tuff 'negated values. by UPC or he Fins supplemental SIPC coverer. lib Financed Sirens n not a ba-k The AMA, Busi-ess
cegetil transaction trade date. - You can obtain aediloral formation regarding Services Account GSA and IRMA are brcicerage accounts
tie metablegy used to determine the estimate d • Revenue sharing and additionalcompensation which provide access so banking services and protests
• Callable securities Bonds and passed stock that value and the dale of the it em:Ianthat is the — in addition to cormissions on sales and 12b-1 lees tem* arngetwrits with Slimed bales ad other
the tar cats for eat radon-pan wit be selected basis kr the esimate by contadig your Pi- uncial received el coreetiert with he distb utiai Ihniparty banks, rid provides access to itera-ce and
iromally by lot hem anong all states of ta Adekor mutual fads to ow dents we ander our Adak, anotitY [rodeos and by unaltiliatedthid-party
issue held in ournarne or in nominee name fa as - Third party 'singed vales may be reflected as receive revenue sholln Payments Iran dianbutors notate companies through insurance agency
clients. Call lean /dui:rata) is obtained from third 'Not pncect in several situations: when an it'd or advisas of thermal funds that we sell. subsdianes of UBS Financial Services Inc.
pain and is weary is not gunned. Other call 1-dependent valuation lire has not tainted a These smarms are based on two cWereni
fenes may out which add Art held cemodele arab/. to assign a valav wfwerwe become ware corrponents (k the amoad of ales by UBS of a nest-need, iturame, ad a-nuely producer
ifermatin eillbe anis' upon request that a material mot has caused tat may call a grinds mutual fund I amig to our clients and 8) Not 10K intend • No bank guanstew May lose Ida
areoun reported vane into question, or wen a the asset value of a particular rrutual fund tanks
• Certificates of deposit (084 CDs are FDIC aired value would be high spenthe due to tie nature shares held a tie trm RUA. Resource Management ben nt, Business Services
epto 1233,000 in principal and served aunt per et the security. — We and as idlest* ako receive flunking aid Account BSA, IIMA and intonational Resource
depot:sr and per &rockery inane h accordance - When neither an burr, general partner or torn combs procening fees it con-Mention for Management Acecum an registered service mats of
win FDIC fl/es estimated value nor a thrd-paly estimated tie is transfer agent 142OSelth* we croak to the 135 hunted Services fix
protricist, the sake d tie money will be diKerent rruttal lent These fees generally are pad from
• Price/value Prices displayed fo r securtes and otier tram its suchen price. investor asses is the rune lend and snaffled WS Sigma* is a regetered Servile milk of VILE
cadets may be higher or lower than the price that - •Ditributicos to date' mt.include ratan of den amount bawd on the number of accounts at human:nal LES vise Septa credit cads and IBS
)OJ would actually receive in tie nodes rake, are capital. ncome orboth. the broker-dealer Isokfing mutual Mae of that fund Visa debt cards re issued by UBS Rah USA with
obtained from .arias hid party sources whit, we - 'Original unit size' represents tie hkial offeeing I a-nify PearISSI011 from Vna U SA Incorporated.
tense to be reliable, but we do not spare-We thek price per unit and mat not reflect wur ad bald.
accursy. - OPP rd udiseed FEn seoseies are not toted on a GIG Financial denies Inc Rev 201604
national securities exchange, and are gunman
SDNY_GM_00022549
CONFIDENTIAL
EFTA 00(;3(69
EFTA01275306

U85 Financial Services Inc UBS Strategic Advisor
*UBS 299 Park Avenue
25th Roor
New York NY 10171.0002 May 2016
CNP70055031290516 Nirl 0
GHISLAINE MAXWELL
Account name: GHSLANE MAXWELL
Friendly account name:
Account number
Your Anancial Advisor-
SCOTT STACK MANILYLE CASRIEL
Phone 212-821.7000'800.308-3140
Questions about your statement? Value of your account As a service toyou, your portfokivalue of
$1,169,317.37 includes accrued interest
Call your Financial Advisor or the
RMA ResourCeLine at 800-RMA-I000, on April 23 (S) on May 31 (S)
account 029023574
Your assets 1,220,040 57 1,169,317 37
Visit our websIte: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account 51,220,040.57 S1,169,317.37
Accrued interest in va'ue above 49,57430 13,11635
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S ThcLr,and$ at year end 2015 41,311,717.81
Net deposals and
544 3
withdrawals -$157,614.45
1,311 7
1,1200 1,169.3 YOir tiveStelleilt return
Dividend and
interest income 529,469.2t
Change in sake of
acaued interest .12,062.53
Change m
market vat* .S12,1 92 67
Dec 2014 Dec 2015 Apr 2016 May 2016
Value of your account
on May 31, 2016 41,169,317.37
SDNY GM 00022550
Member SIPC 0111000S005593129NP1000191995C00041:516 030575004\1235745500000GO Page I of 12
CONFIDENTIAL
EFTA_00I33170
EFTA01275307

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXV, Ell Your Nouns's' Advisor.
Friendly account namel SCOTT STACK MANLYLE CASRIEL
May 2016 Account number 212.821.70001800.3083140
Your account balance sheet
The value of your account Inducts assets held .3 U6S and cenan assets held atm/ Iran UBS See page I
for rrore I fi0M18110n.
Summary of your assets
Value on Percentage of
May 31 (1) your account
Cash and money balances may include
A Cash and money balances 2,700.00 023% Your current asset allocation
available cash balances. 085 Bank USA deposit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
A deposit account balances and money market
C Equities 336,361.47 2877% mutual find sweep balances See the important
information about your statement on the last
D Fixed income 830,255.90 71 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets 31,169,317.37 100.00%
Value of your account $1,169,317.37
Eye on the markets
Percentage change
Index May 2016 mat to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
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CONFIDENTIAL
EFTA_00133171
EFTA01275308

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your finandal Advisor:
UBS Frie nd ly a ccount Met SCOTT STACKMANLYLE CASRIEL
May 2016 Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Wives reported telory exclude products for which gam and losses are not dNsifed
May2016(4) Year to date (1)
Realized gains and losses Unrealized
Opening account value 31,220,040.57 $1,311,717.81
May 2016(1) Year to date ($) gains and bsses (5)
Deposits, including investments
transferred in 0.00 3,890.00 Short term 0.00 586.02 0.00
Withdrawals and fees, Long term 4,605.50 6,027.80 52,078 43
including investments transferred
Total $4,605.50 $6,613.82 $52,078.43
cut -63,899.55 -161,504.45
Dividend and interest income 15,292.79 29,469.21
Cash activity summary
Change in value of accrued
interest -6,457.95 -2,062.53 See Account activity the month for deals. Balances in your Sweep Options are induadin the cpenng and
closing bdances roue. FDIC insurance applies only to deposits e u8S Rank USA, rot to deposits at WS AG.
Change in market value 4,341 51 -12,192.67 slanlord Er an(%) or bank deposits paced throw", the ups intetnecorizi Deposit Account program. SIPC
protection applies to money market sweep fund holdings but not bark deposits 5•9 important information
Closing account value $1,169,317.37 $1,169,317.37 abOuf your Stafernent on the last MO pages cf this document for deters
May 2016 (5) rear to date (S)
Dividend and interest income earned
Opening balances $1,306.76 $541.48
Additions
For W rposes of Ms statement, tie/tatty of interest and oink:lend income has been determined tram a US
lac reporting gercediee Based upon the residence of the account holder, account type, or product type. Deposits and other funds credited 0.00 3,890.00
I s n o c m o e m I e n t f e a r i e t s s t a T n he d r d a e d n v t i d m e a n n d l i p e a r y s m ta e t n e t m s e m n a t y is n n o o t t b I e n te su n b d j e e d ct to to b U e n u it s e e d d S a t n at d e s c a (U nn S o ) t a b rd e o re r li P ed u e u r p to O R n i f ( o 0 r (P ta R t ) Dividend and interest income 15,292.79 29,469.21
purposes. Clients should refer to the a;plictie tat reporting forms they recent Iran UBS annualy, such as
Proceeds from investment transactions 50,000.00 130,303.76
the forms 1099 and the forma 480. fa lax reporting information Ills the practice Of U135. to He the
applicabe tar reporting forms with the US interns' Revenue Semite and PR Treasury Department. and in
such fOnrn accuratey (rasa f y clindend arcya interest 45 tag <MTV or tact* imam Mese consult your Total additions 365,292.79 $163,662.97
Ind vdual tax prepare/
Subtractions
May 2016 (5) Year to date (1) Professional management fees and
Taxable dividends 0.00 3,610 47 related services 0.00 -3,891.62
Taxable interest 14,981 15 21,118 17 Other funds debrted -63,899.55 -157,612.83
Tax-e*mpt interest 0 00 3,750 00 Total subtractions -$63,899.55 -$161,504.45
Miscellaneous 311 64 990.57 Net cash flow $1,393.24 $2,158.52
Total current year $15,292.79 $29,469.21 Closing balances 32,700.00 $2,700.00
Total dividend & interest $15,292.79 $29,469.21
SDNY GM 00022552
CtIPPC003005593131 MI003191995 00(104 OS16 030579004 Y123574%0000:10 Page 3 of 12
CONFIDENTIAL
EFTA_00133172
EFTA01275309

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor
Friendly account naml SCOTT STACKMAN:LYLE CASRIEL
May 2016 Account number: 212-821.70001800-308-3140
UBS Bank USA Deposit Account APY
Interest Period Apr 7 - May 5
Opening UBS Bank USA Deposit balance Apr 7 $1,250.00
Closing UBS Bank USA Deposit balance May 5 $12,178.59
Number of days in interest period 29
Average daily ba bnce $2,385.72
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the Following investment objectives fa this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratemenr at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
•nmary Moderate
investment elicitor:fly consderat,on None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
CrIPAS0CE005583132Nn0C0I9I995C0034 0516030575004 Y123574550 CCifffiyGht000ntlit 4 of 12
CONFIDENTIAL
EFTA_00133173
EFTA01275310

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your N vandal Advisor:
*UBS
Friendly account name: SCOTT STACKMANYLYLE CASILEL
May 2016 Account number. 212-821-70001800-308-3140
Your assets
Some prices, income and current vaues ShPan may be approximate. AS a tette. aidlOsses may not
be accurately reflected. See Aporunt inromefron about your statement a the end of this docurnem for
more infornason.
Cash
Cash and money balances
Cash and morray balances may include avalaole cash balances, UBS Bant USA derout account balances,
UBS AG Stanford Branch depout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat hn applicable limits, but are not
protected by S/PC 085 AG Stanford Brant h deposit account balances an not 'muted by FDIC and are not
prOleded by SIPC Money market sweepbalances are protected by PPC but and not insured by the FDIC.
$ the important information about your statement at the end of this doctrnent for details about those
bSances.
Opering Wane. Clovng belaxe Price per share Average DnIdencl Interest Das n
Hddng on My 1 (S) on May 31 (I) on my 31 It) rate period period Crid intent (1)
IRS BANK USA CEP ACCT 1,30676 2,700.00 25090000
Equities
Common stock
Purchase pad
Trade Mother Average prIce Pnce per share yam on untainted Hddng
Hddng date of shares per shale 10 Cost basis(S) on May 3t (SI May 31 (1) on or loss (1) period
BANK OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 1189 Current yield 1 35% May 17, 11 303.000 I1 860 3,59384 14.790 4,481 37 887.53 LT
Jun 21, 11 313.000 10.670 3,33986 14.790 4,629 27 1,289.41 LT
Aug 2, 11 328.000 9.802 3215 15 14.793 4,851 12 1,63697 LT
Security total 944.000 10 751 10,148 85 13,961 76 3,812.91
GENERAL MOTORS CO
Symbol. GM Exchange. NYSE
EAI: $1,555 Current yield 4 86% Nov 18, 10 1,023 003 36 416 37254 19 31.280 31,999 44 -5.254.75 LT
Total 147,403.04 145,96130 -$1A41.84
Total estimated annual income: $1.744
SDNY GM 00022554
C elP7C003305580133 NV7003191995 00034 0516 03057%04 Y123574$50000000 Peg • S of 12
CONFIDENTIAL
EFTA_00I33174
EFTA01275311

*UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nandd Advisor
Friendly account name SCOTT STACK MANLYLE CASRIEL
mUBayS 2016
Account number: 212.821.7000/800.308.3140
Your assets . Equities (continued)
Closed end funds & Exchange traded products
total reinvested d the Iota Cl S reinvested dudends n does not include any cash dv1dends. II is natal& UnleaN:ed(tar)gam or doss ef the clIference between the current value and Iry cost bars aid would
lot for the purposes of determining troldrg periods or cost basis. The shares you receive tin time you generale be your t sable gin or loss if the sec why was sold on the date The unteakzed hex) ga n ce loss
reinvest d widen& become a separate tax tot. may need to be ads riled for ret tan of cap tal payments in order to determine the reozel gain or lees for tar
Cost bas. 6 the tots purchase cost of the security. lndudng reinvested dudencts The cost basis may need "Wiling purposes
to be eluded foe return of capital payments in order ID determine the Austed cost basis lor tear reporang Imeament realm Is the current value r,fnus the anount you invested n does not include shares that aee not
purposes reflected on your statement, includng shares that hare been realized as either a gin or a toss II Olio does
not include cash dudends that were not reinvested
Purchase price
Nurrber Averiy price Client Cost Rice per share Value on Unrealized (tar/ Investment Hold rig
Hcldng of shares per share (S) investment (5) basis (S) on May 31 (5) May 31(S) 9310 or loss (I) return (I) Period
SPCA S&P SCOETE TR
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208533.63 209.840 261,250.80 52,717.17 52,717.17 LT
(Al: 35,385 Current yield: 2.06%
Other equity investments
Coat basis and guns and losses have not been adjusted enlanytictlly for return of capital payments
Restncted security values are estimatedfor informational purposes See important intolmation about your
statement at the end of this document for additional information
Purchase pricer
Tra hunter Average price Cost Prat pet stare Vaue on Unregued ticking
ticking die of shares per share (5) basis (5) en May 31 (5) May 31 (S) gan or loss (S) penod
BLACKSTONE GROUP LATHE ()MT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange: NYSE
EAI: 12,360 Current yield. 8 10% Sep 15, 14 1,113.000 32 224 35,866.06 26.190 29,149 47 -6.71659 LT
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CONFIDENTIAL
EFTA_00I33175
EFTA01275312

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor:
UBS Friendly account naml SCOTT STACKMANLYLE CASRIEL
May 2016 Account number: 212-821-70001800-308-3140
assets (continued)
Your
Fixed income
Corporate bonds and notes
Prices are cats nrd from IrdependMl quotation bureaus thee use catputenea valuation formulas to asornadcaily aclustedfot amortization of bond prernum using the constant reld met Nod If you have
calc Watt current yaws Actual market vdues may vay and thus gairtsrlosses may nd be accurately nude a tai election to deduct the premium snort ration on tattle (*Di sec unties. you may request UBS
reflected Cost basis has been ailusted for arcieleOorsainal issue &count (DID) Cost basis ha been adult cost bais for the tondPfEsoom amortization.
Trade Total face vaue Purchase A4usled Price on Vaue on Unrealized Hdcang
*icing die a matully (I) Pace (S) cost bars (S) may 31 (S) May31 (1) gan or loss (I) WOO
BANK OF AMER INTERNOTES
NTS WE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 1240.00
CUSIP 06050VYDW2
MOOdy. Baal S&P. 888+
EAI: 32,700 Curen1 yield- 3 57% Nov 01, 10 150,0130000 100003 1E0.000.00 100.795 151,192 50 1,192 50 LT
JP MORGAN CHASE & CO
NTS EVE
RATE 07.900% MATURES 04129149
ACCRUED INTEREST $987 49
CU9P 46625HHA I
Moody. Baa3 S&P 888-
EAI. 311,850 Current yield. 7 73% Dec 22. 09 150,000.000 105100 157,650.09 102.250 153,375.00 -4,27509 LT
Total $300,000.000 5307,650.09 5304,56750 43.082S9
Total accrued interest $1.227.49
Total estimated annual income: $14,550
SDNY GM 00022556
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CONFIDENTIAL
EFTA_00133176
EFTA01275313

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bendel Advisor:
Friendly account name SCOTT STACK MAMLYLE CASRIEL
May 2016
Account number: 212.821.7000800.306.3140
Your assets . Fixed income (continued)
Municipal securities
Prices me (Vaned from Independent quotation bureaus that we carpuseszed Suction formulas to ciscount for securities Issued a a discount. When origIned cost basis ks &played, mons/non has been
St date current Sues. Actual rnmket Sues may way and thus ceinsilosses may not be accwately done using tit constant yield method, otheml se canonization has been done using the streight Yne
reflected. Cost basis ha been autoenaticaty miusted for mandator; amortization of bond genius on method
coupon tm.eterrpt munIcipa smuntles using the constant yield method and for accreted olignif Issue
Trade Totalface Sue Purchase A4uSted Elite on Vatican Unrealized Hddng
Hddng date a matt...10(P pncef” cost bass 01 May31 CP May31 (5) gan Of 105$ (i) Mood
MICHIGAN MUN BD AUTH
RV PREF BEM
PRE•REFUNDED
RATE 05.000% MATURES 1001/26
PREREFUNDED 1001f 16 0 100.00
ACCRUED INTEREST 5374.99
CUSIP 59.155T3R1
Moody. Not rated S&P. Not sated
(Al: $2,250 Current yield: 4.93%
Original cost basis S46,406.80 Nov 22,11 45,000.000 100.851 45,383.34 101.469 45,661 05 277.71 LT
B1RDVILLE TX INDPT SCH D
PREF BE/PI
PRE-REFUNDED
RATE 05.000% MATURES 0211929
PREREFUNDED 02f 1917 0 100.00
ACCRUED INTEREST $1.324 99
CULP 090874U5
Moody. An 58R: Not rated
EAI: 14.500 assent yield: 4.85%
Original cost basis 593,704.74 Nov 14, 11 90,000.000 101.639 91,475.20 103.067 92,760.30 1285.10 LT
MC NIGAN MUN BD AUTH
RV
RATE 05.000% MATURES 1001/26
CALLABLE 1001/16 0 100.00
ACCRUED INTEREST 441.66
CU9P 59455T485
Moody. An SW: AAA
EAI: $250 Current yield 492%
Original cost basis $5,034.35 Nov 22, 11 5.000.0O3 100.188 5,009.42 101.530 5.076 50 67 08 LT
continued next page
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CONFIDENTIAL
EFTA_00133177
EFTA01275314

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mundell Advisor:
Frit nd ly a ccount name: SCOTT STACKMANLYLE CASRIEL
May 2016 Account number. 212-821-70001800-308-3140
Your assets Fixed income . Municipal securities (continued)
trade feral fete vaue NI(1126e A4usted Price on
IWdng date at maturity(S) Octet) cost Masa) M4 31 (I) May 31 gianUollrrelo4SS4.(1d) HPcek0in0g0
BIRDVILLE TX INOPT SCH D
BEN
RATE 05.000% MATURES 02(1929
CALLABLE 02/1917 0 100.00
ACCRUED INTEREST 4147.22
CUSIP O9O874lM8
Moody An SW: AAA
EAI: 4500 Current yield 4.85%
Original cost basis 510,056.85 Nov 14, 11 10,000.000 100.228 10,022.85 103.082 10,308.20 285.35 LT
Total 8150000600 5151,890.81 $153,806.05 81,91524
Total accrued interest: 51.888.86
Total estimated annual income: 57,500
Preferred securities
Tiede Hate Pu (MSe Once Puce per store vsue On Uniellized Hddng
Hddng dna of Own per Mao IS) Con baus(S) m May 31 (5) may 31 Cla gan or loss (S) rancid
OTIGROUP CAPITALX.11
FXDIFLT TRUST PFD
7.875% CUE 1030'2040
Symbol: C.PRN Echango: NYSE
(Al: 118,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261300.00 26.070 260,700.00 -600.00 LT
COUNTRYWIDE CAP V
7.000%
CUE 11101136 CALLABLE
Symbol: CFC PPG Exchange: NYSE
(Al: $7,350 Current yield:6.8O% Oct 26, 10 4,200.000 23.518 95,778.96 25.730 108,066.00 9,287.04 LT
Total $360,078.96 $368,766.00 $8,687.04
Total estimated annual income: 525,840
SONY GM 00022558
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CONFIDENTIAL
EFTA_00133178
EFTA01275315

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
Friendly account name SCOTT STACK MANY LYLE CASRIEL
may 2016 Account number: 212.821.700&800.308.3140
Your assetskontintieco
Your total assets
Percentage of Cost Esimated UnreiNed
value on Mel 3i (5) your account basis CS) annual income (1) gen°, loss CS)
Cash Cash and money balances 2,700.00 0.23% 2,700.00
Equities Common stock 45,961.20 47,403.04 1,744.00 -1,441.84
Closed end folds & Exchange traded
products 261,250.80 208,533.63 5,385.00 52,717.17
Other equity investments 29,249.47 35,866.06 2,360.00 4,716.59
Total equidu 335.36147 26.77% 291,802.73 9,4119.00 44356.74
rated income Corporate bonds and notes 304,567.50 307450.09 14,550 00 -3,08159
munkipal securities 153,80605 151,890.81 7,500.00 1,915.24
Preferred secunbes 368,766.00 360,078.96 25,840.00 8,687.04
Total scatted interest 3,126.35
Total fixed income 530255.90 71.00% 819.619.66 47,590.00 7.519.69
Total $1,169,317.37 100.00% $1,114,122.59 $57,379.00 $52,078.43
Account activity this month
Date Mikity Ot1CfniOn Amount (1)
Dividend and interest income
Tacabfo interest May 2 Interest COUNTRYWIDE CAP V 7 OW% DLJE 11101/36 CAU.A8LE PAID ON 4200 1,837 50
AS OF 05/01116
CUSIP: 222388209
May 2 interest P MORGAN CHASE & CO07.900% 042949 D1O0423064,O03008 NTS EWE 5,925.00
PAID ON 150000 AS OF WOO/ 16
CUSIP: 46625HHA1
May 2 Interest CMGROUP CAPITAL XIII EXCIFLT TRUST PFD 7.875% DUE 10/3O2040PA1O 4A16.09
ON 10000
CUSIP: 173080201
May I I Interest GENL ELEC CPTL CORP 00.820% 051116 D700511071-081107 MED TERM 102.56
NTS
CUSIP: 36962G2V5
May 16 Interest BANK OF AMER INTERNOTES03.600% 111516 DTD11041CFC051511 NT5 2,700.00
81E PAID ON 150000
CUSIP: 06050WOW2
Total taxable interest $14,951.15
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CONFIDENTIAL
EFTA_00133179
EFTA01275316

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor:
*UBS
Friendly account nameI SCOTT STACKMANLYLE CASRIEL
May 2016 Account number. 212-821-7000/800-308-3140
Account activity this month
(continued)
Oate .401)tly DeS4 Dalton ArrICtuat
Divided and interestingly (continued)
Miscellaneous May 9 Dwdend BLACKSTONE GROUP LRTHE UA1T REPSTG LTD PARTNERSHIP INT PAID ON 311.64
1113
Total miscellaneous $311.64
Total dividend and interest income $15,292.79
Date Activly Descripton amoral (S)
Other funds debited May 2 Transfer JOURNAL TO VI 23575 GHSLAIIIE MAX1ArElL -1,306.76
May 12 Transfer JOURNAL TO VI 23575 GINSIAINE MAXWELL -62.592.79
Total other finds debited -$63.899.55
Investment transactions
lot more informal°, atotet the pactivalue shown for restrictedsecurities. see Important rntormation about
your statement at tne end Ot MS 00C unent
Proceeds fran funds
Investment vothdrawn Icc accrued
Date Activity Desceptebn Ottamity Vaue (S) Price transactions (S) imesurents bought (5) merest (S)
May 11 Carl GENL ELEC CPTL CORP 00.820% 051 116 -90,000.000 50,000.00
Redemption OTCOS1107 FC081107 IVIED TERM NTS
CUSP: 36962021,5
Total $50000.00
Date Activity Cescrebton Arrount (5)
Money balance activities Apr 29 Balance forward $1.306.76
May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 10,871.83
May 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 311 64
May 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50.102.56
As
May 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT OF 0912116 -62,592.79
May 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00
May 31 Closing UBS Beak USA Deposit Account $2,700.00
The UBS Sant USA Deposit Account is your primary sweep cotton
SONY GM 00022580
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CONFIDENTIAL
EFTA_00 I 33 I 80
EFTA01275317

*UBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your 14 nancial Advisor
SCOTT
Friendly account name STACK MANLYLE CASRIEL
May 2016
Account number. 212-821-7CC0/800-308-3140
Realized gains and losses
The estimated realized gam and losses stow, below ale not for tac purposes. Please note that gan or loss information. We ma, not ad ust gans and losses for al sista changes. We autcmaucaty adjust cost basis for
recognized on the see or reckrrption of cenaln Structured PrOduCtS, Ike Contingent OM Securities, rnoy tie ta..exerrpt and AMT coupon munlopa sec unties for estimated anorizaton 01 bond wen um and for accreted 011)
ord nary, and not capita, gain ot loss. Mtge Chetk wth your tar adeS0i TO (Olaf Se gam and IOW'S. we Ip sedzitieS issued at a clsccurn II you iegdSled that Ilt3S Slug COP Was lot the 0Ceid premium terorttation on
liquidate the detest security lot first. This is known as the first.' n first out or FIFO azcou riling method We use tootle debt secuntiesthen cost Ono reflected for these securities has been adjusted Estimates in the WrOassifod
Ow method unless you specified wbf h tar lot to close when you plaedyouf order. This O known as a wino section can not be classified as short tensor long term betas. inf.:UMW:On is rrisAng or the product is one in which
purchases or VSF order See Important information about your aortae& a the end of this dectenent for more the gat Moss calculatco is not provided
Long-term capital gains and losses
wash Sale
Quantity or PurchAe Sale yak Cost cost basis
Security description Method face yard date date amount (5) bad (SI adjiziment(S) toss (SI Gain (S)
GEM. ELEC CPTL CORP
03.820% 05111601'0051107
1C081107 MED TERM NTS 1110 50,000 000 Dec 11,09 May 11, 16 50,000.00 45,394.50 4,605.50
CelP1C0060055€0140NPMC0191995 00004 0516 030575004 ys 23574$50 CO'MY_GM_0002ftill 12 of 12
End of statement for account number YI 23574 55
CONFIDENTIAL
EFTA_00133181
EFTA01275318

Important information about your statement
U3S Fiume's' Services to. (the Firm or UBS Fins-cid sent yOu the Int statement on which the eta or Corporation (SIPC), which petteCtsItOalieS taCcntS 01 • arootece Cummt loam.: hvestments seeing the
Serekes), is a merrber of all principal acuity, ccmrroity problem anted. its members up to $970,000 (including 1,250,003 kr generation of income enth.
and options eschews. UBS Fisancial Semler, and CBS - beide yocr none rd score nester Of any) dams for cash). The MK asset protection limits arty to • Arbriv CAS*,A ppreciation. Investments sang
Balk USA re i-diect subsidenes of UPS AG and - Deco& to !MX Of the ender you Ye inure all accuses that you hold h a partible- caecity. /myth of principalrather than the gererstion of
affihaes of U3S Stales LLC. The Files thanoal about, and splain as ckath as you cal why you The inn, together with certain aft Orates, has also roam.
statemert C available upon recsest The Fine% exeosis believe a is al error a why you need more parch/ad eSplarientel plebeian. The madmen • Produce Contbauebn or scene Capeta(
offices we a. rikensim. amount pa/al:410 at •Igible chit, CONK link code depot:non. freedinents bang both the genera's
- hoed. the dolor arrant of the suspected IOU. this erasion is ZOO maroon s of Docents 10, 2015. of ham. and growth of pritcpal.
WS Fine-cal Serbs Ix. Stbra to the poky orditorts ad limilatian, cash a
1200 Harbor Boulevard The Firm or Card Issuer wt hostiote put rampart the him is further protected fa up to SI .9 million n the Overall risk profiles
Weehawken, NJ 07086 and eel correct my error promptly. for alleged eras aggregate for all your accounts held n a patioulor • Conseevabe. Seeks to manten nilid pi-cipal, with
C o T f h B f i i S s c i s f a ? t l a u i t s e n m c d i e a o n l c S t u r e e n m p e r it e n e s t s x e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , s a rd o ta o m s f a h y o o u u l ' d m y y im o a o u o s r e w l v a t i n h c ll g a c h n o U a v s B 1 e t S 0 f t b V h o u e r i s a t u C h s e o e d s a e o s b n f d i a o t t h y c i e n s a m t t d o y o t S t n r u e a i t y t h t h r d i i l s a u k , r d i w 6 n i e g a in t w i i e e f i r l w l r t c o i e r n r e , t e d s a i o k i t t e t ea T o ca h ft p e e a n S c r i l t e i y t q . u p A e ro s f t t i . e i c c ti o o p n y a o d f t t h h e e p s o up k p y k w m o e r n d t i a s l g p h ro s te a c il t e io b n b M t l ' o r i o w t in a r i m i m o s e k n a o . a n r n s r d e t h t v u e a r n a l s e c a c ts s o 1 s to m t d t a h o y e e r s a o n c t o c r c t e a g a n e p n ° p e w r r a e e t a e k w s i i n g th n e it n P i a f nt
r O o m t n b 9 e O re n l i p e l d e a s s p e a r s e p I o I r y t o i u t i b m a m n ed e ia t t h e e ly e n e w a a n i t M in e g e to a t he takes us to complete our mestigstion. • b o C th r d . o li n no U t m ns p e h a l t o as sets controlled by (and Mixed n • Moderate: Willing to accept sane risk to piroPal and
Branch Manager of the office serviu your account. Please mice all checks payie to the Fern or the your account value) but hell away from LOS Fine-col totem* some notattity to seek higher returns,
financial instinct Saluted on he front of this Services (e.g., certainty cash at UBS Bark Va. 00 • Aggnisseve: Wiling to accept high Ms to pnncpi and
Alltoup a ligure. shown are Mended to be accurate. statement In addition to regular accost lees, accounts cash at 1.8$ AG U.S.banrhes, (4 Murano poolots, high vole lid to see high returns oar time.
statement olio *cub not be wed fa to proposes Rely may be Saks to maiionarce leer, chins. for Ise including valible annuities, aid (in tares of Maud • /orL ament ElOcrlay Cootileration:f sniffed, a
sloth on yeawnd tax Iamb (L e , Form 1099. 5498, parent for securities purchases and charges for unpaid funds where such than re registered duvet& is the PtniOn of the poreloli, fo r that account may exist
10425. etc ) when prepamg your tax return. 1-*Fim s emus* in cash octants. Accosts that re transferred name of the account hobs on tie books ad records canplex strateges, limited Wacky andr ate
required by law town to he IRS all taxable dividends, to other instiutirs may be subject to a transfer fee of the applicasb des* a trader agent), voktiky.
reportable nontaxable dstickna and =able Merest • Certain mesb-nent contracts or innesiment interests
erred on simile, held rimy scant, rid swede UBS Sweep Oseiens (e.g., bleed pannwships and private placements) tut Statement Theuesheldier
on sit betractiore, rd cost basi:incertain covered offers options for weeping cash biros balances are rol red's-toned taller tw Securkies Act of 1933; We may consordase al related account statements with
seines. to teak deposits at UM Bak USA and LEIS AG Stanford ad the sane Wass in the sane emcee:ye, e.g. because
bunch (Bat Sweep thwarts), money market mutual • Commode*, contacts (e.g, foreign silage and they have owners who abet martan Sol account
Czeolitslieatilitle with de Finn lads (Money hods) sod the interrutional Deposit preccus metal contracts), including futures contacts •etairrehips well other clews a the fame addressif
• Please recortinn eta oral combine/bons in *eking Accant (DAffo f cabmen with in Intarotional ad commodity option contras you peeler to wee indurdual statements mailed is
tofurther protect your darts. inducing your icier Ancona Llanagarntra Accost. Though the Bak The SIPC protect Cin and tie supplemental protectiondo separate envelopes, you may dectre hsaholdno by
under the Se:trines Investor Proteceon Act (M7A) Sweep Programs, cash balms we swept to LES Bank not apply so these assets then if theyotherwise appear caging your Nona Admix
• d the financial iatitotion cn the top let of to tat USA is to an established Irbil ad then to UPS AG on you statements. he StC protection ad the
of this amens* isnot LBS f mita Sects, LBS Stanford Branch, or a Money Fund. Deposits at I_ES 9470hrnental protection do not protect against changes Friendly award name
Francis' Penises carries vas =aunt as clearing Bank USA an FDIC Mad in accorda-ce with FCK n the market vats of yar investments (Nether as The bade/ acccu-4 nano is a cusiornealo 'nickname'
bicker by arra-gement with the re:bated institutors stn. format information phew esit wwwfdic rt. result of market movement, issuer balsruptcy a chosen by you to assist you with your recordleePre7
We in forced of this 'Vit.:115k, when you Deposes at LEG AG Stanford Brach ad shares of °think.) has no legal effect On yea account You can change
opened this accost h the cast your lent and MoneyFadsare rot Owed by the FDIC. More irtonnaton n amiable son repast. yet triendth scowl names. through °nine Services a
sealties tre located at LOS financial Services and rot bums °bun more Senn:vonabout SIPC, misfit") by contain; your FiVnoal Adtnor.
the itred.org broker, ad you mat mcdue a epos Through the DA, (milable to cash Isolates are swept to the SIPC Brockm. by contacting SIPC at 202-371 -83C0
of any era or omission to bode firma. As described depose scants al UBS AG New Yak Branch and LES or by Meng the SIPC webae at wenn/mom Account overview
e to rro a rs c c o o r u fr n a t u a d g r T e h e o m t e r n ig ts , c y h o ed u c m s u re s f t l e n c a te tt d y i o w n y d o u a r n t A to G F C D a I y C m . B an a R la a x n e c s h h e T ld h a e t w t h d e e L p E os G it s A a G r C e a n y a m M an u B te ra d n b d y i Dividend Reinvestment Pregame pun • vote Saw accostroorthoto. Net of assets and
statement wash 30 CItyl alter t was mailed or made are temporary mooted to the sovereign Ink of the The are reflected b an anew price. You may °Nan • Ana hcbdes an cash balances, vdues Ice
available. Agnomens shall be deemed complee Calms Wasik and there is no guarani** or other the actual price Iran you f rectal Advises. Or4 *hole restricted warty lest), and GlobalTim Deposit,
and accurate n all other repels if not Seeded to in obbution of UBS AG to repay to balances whiff on The shares are purchasedunder DRIP; petal them wit be urea marks to make, and certain assets not held
vettrg within 60 days LEG Caymon's Brach's books. soli ad the cash wit be Spotted your want The by the Fine. Does rot include unpriced seositiciassets
• Please deect outromer cornetist or twines to to cividerd reinvestment price applied by the Seer may at the end a the ;nor and carent statement periods, or
Fen's C lent Reborn Oepatneet at 201.352.1699 Depose, at LBS Birk USA and each UBS AG Branch are •ffer from the mike pea a which the partial tires prate isesemene smelted stock options and
a totes at 903.354-S03, 0:03 A.M. to 693 P.M not protected by SIK. Money Find shaves are protected re sold eraceable stock options
FT Monday through Friday. or in writ -g to U35 by SIPC. See 'LOS financial Services Accost Protecta- n' • Othildes Includes debt balances. Weaning moron
Financial Senices lax., Client Relations Depalment, below. CS.-' lieu bins, credit lire, tats.orst balances.
P.O. Box 766 Union Coy, NJ 07037. Dray whole urns may be held n yar accw-th If you ere • Cadtheriney Patinas Total of unimested amiable
• In case of errors or gone:re about an electronic Upin you request balances n the Bare Sweep entitled to a petal unit a a result ol a chiderd payment cash balances, plus deposit Slates a UPS Bank USA,
knob trainer (71). bit payment a UBS Votokbit Program or DA may be withdrawn and shares of a or Ohintrite, the Firm will ether sell partial use at LBS AG U.S Branches ad money make mutual fund
card transactions, call 912762-1000, a write to UBS Money Furd may be lisidated, ard the proceeds market price a accept an amount determined by a sweep biros at the cbso of tie statement ;Sod
Fronde' Senices Ix., 1000 Barbs 814, Fith floor. returned to you or your seoseies accost. regiaered ckarg agency. ad credit yes accost. lew-cceerrodity free credt balances in you' account are
Weehankers NI 07086, Attrx MW855. Sakes. rot swegaed tom other balances and the fin may
Ftrtho• Hammon about available sweep optcn Investment objectives sue sty of these lads in the ordinay course ol As
Caller Write as soon o you can, if you tee yar nckedreg cumin ireerest rates and tit, 5 imitable at The isonlmeri objection and risk profile are spec lb to bunnies Tee funds re payable ism your downed.
statement a receipt k song or if you need more wmvubscorretweeprekk from your F natio' Advisor each account and may vay between you accarits This total is ridded in to arrant period citing Vain
iicanaten Scut a transfer on the statement or or by calling KO-762-1000. Mese advise the Finn moot& in wining of ay
receipt The firm or Card Issue (as esticable)must 59-Scant change in youI onia Weston or Lending information
hear from you no later thin CO days after **Sim U Th N e F F r i - n n a r n t c a i a rr l o S n e i r - v o k r e o e f a th t e t < a e i n n p p lo ro t t e I- c -e ti n o t n o • rettectrn i c n h v o e o s s tm e o e n n e t o o b f j e th c e tiv f e o s l b F s o e r u e a in c s h e a a cc m o s st c h h e a l s d t i y s o es u . R an e d d S et a ac n he t d r y on , l . o r i e n f la e t r I O to n p O a n s th C e l i F e i n rm t R 's e l l e a n ti d o i n n s g h m ip attes
SDNY_GM_00022562
CONFIDENTIAL
EFTA_00133182
EFTA01275319

Important information about your statement (COntintlet0
Agee/nerd or ACCOLII Agfeefterla and the General - We gent* Lae he closet price when avakke liquid and ever) if they am besot tie prke — In addtion to commissions received n connection
Terms ad Conditions U3S Statement of Credit fraction the mean of the bid rd ask price, kr listed received may be lee tan the per dare estimated with the sale or destitution of array contracts
avoidable in Agreements indeed:sures at sateen and optera or only Al prices for OTC vain provided n the a-coat statement and art investment but Irak 10 Ole clients, we
yaw frotafarent intekrinto met sect:Wes. ands( our affiliate rectos revenue sha'rg
- Less 3Ctivair traded securities may be priced LAN a • Restricted securities Restated sewn/A generally compensation from tasty of the insuance
VOW Meets valuation model ate most recent rice we are not currently elglok to public sale. UBS Financial companies Undenrieg the amity Centrals,
Your statement itemizes mattes and other assets hell obtained and may not reflect an actual matte price Servile, use. the maim priced the unrestricted stock Wises of Ho Aura carpals or sponsors of
ro the avant at the end of to statement period. You a vase of the sane issue( as an imputed value for Iht teat irriresimmt rusts we distate.
may ask for delved? Of K4 paid seariies al anytime. - Certain positions may weer video_d a price ad restricted Oak brouposesH A; statement oak To - Our affiliates abo receive trading commosions rd
You may remise securities used as loin collaterit alter will Aar as 'take was rot awalable• it we re the extent tat netted sautes are elgbk to sale, otter convenience, from nasal fuck and
paying any balance cis on them. Any securities triable to obtan a price fora sewn), the value reared may be sastartaly less thin the insurance companies lotto products we derbute.
transient to At Firm dreg the statement period are - Dwain a securities denominated ilcurvercies imputed vain town - We receive an anal fee from UBS Bat USA ad
listed at market vabe as of the end of the statement other thin U.S &Ors a reflected at the hoar LISS AG Stanford Brands °Aoki 425 per accord
period. rate as of the Patriot date. • Est. (estinaed) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cart basis n detemining die cost basis of tie - for certain sectriles fading n non-conformrg M estimate of anus( income is based a current Program.
securitiesincited in this statement, were indicated denornnstrons, price and qualityRace Hue) may dividend ad interest rates, assuming ter startles will
wih the number" l, • WS F nonce.' Services has relied have been adjusted to facilitate reaper Human be had for ere war from statement date or ad Adivity
aninformation obtained from sources other than 1.85 To cbuin Arnim thatabris, when availabk. contact maturity The Hindle bony a gudolne; accuracy hketation rezoning anintsans and otter charges
Ftracial Senices, including Acemation from another nor Fir snits Ades,' and continued income are not auratted tarred in conned/on with he exeada of trades,
him a that scum./ have provided to yea Finaxial - Estimated email Home and curet yield for &tart option transactions has Hen incbad on
Athesor. The Firm does not indepenantly serty a • Private investments and 'structured products- certain types of washes could rekele a retie, of corif irrittare prewousy furnished to you. rid veIl be
garde* the aco_racy a validly day idormation !ovate Att u. secs nes fix Laing clittl pried:dor capital gain is which ease the est provided to you promptly on repast.
Provided by soave, other than LES Phancial Sonia. participation program ad real acute investment tuct income (a-dcurna yell would be overstated,
atition although MA-acid Serects greralY crates) and struckred pro:Cysts are taffeta, highly - Estimated anal income and amid Weld ard tie Short sidling
Le:dates fib nIcemation as it is recent, the Finn desed. Caen sena-bad proolds have not been awl Aar* and yieU mitt be lower°, higher you are engaged in short selling a security, you may
does not provide any assuarcet tut the Hamad, registered with the Securities and E.d,age than the estimated anoints. ear a charge die to eaten banowig costs for that
seder "Con base ad *Unmated gorf loss' is Commission ce under avy state seeurfieTars. We - An estinah of arrushed income (dirklend enter particular seasity.
accurate as of tie date of this statement. As such von* ostmated value$ for private investment interest) divot by the current market
please dons reky on this Hantion to make secant ird structured products for Hormatanal valataverage balance is based on the Last distend Open orders
;manta sale decisions fa tax puposes or purposes any. Atarary Sam °Lathed. or hired payment made by the sisuer and Regading open or • gxotilkancelled' orders tat
otherwise. Accounts natant to tie Firn may - These vitas may differ sastati0y ken prices, il tonnes tie sectrhAdepats will be held for one were not executed by the Stlittnitte date, open buy and
reflect gee-floss adarroten only for the period cd any. at which a pride Aetna' lb year Iran the statement date or until remedy. sea slop orders are redad by the mount of dividends
tine they are held ate Fim More historical structured product maybe bought or sold and do, Accuracy at continued yell are not guara-deed or rig-ds on an ex-dividerad or rraltds date unless
information cab, aided by you' Fnaxial Advisor. rot necessarily represent the vaia you may receive instnxted °chemist by p.a. You are responsbk for
spat liquidator. • Assets not held by UBS Financial Services. Certain orders that are executed da to yOur failure to cancel
• Unrealised gaits/loss %teen data s wadable, - Third pay somas of vale ate as detrain Ads se rot held by the Fnn art not motel the wising open orders.
unmated smeared duinilown we cactiated date rd an supplied to UBS Finarca Services on a Arn's possession se control. These assets ate
itevitial teaser lots. The transacten data for rapier basis by an independent valuation firm. Waling on acts staternerd for informational Priem
edvilial lots may or may not ref led commissions, - HA. general oannr or sponsor estimated vales. purposes only Positions and values presented re To obtain a copy d as current Client Primacy Notice,
degasender security reorganizatan events it ay, ate applied to the Fm by the issuer, provided by dal issuing firm. UBS Inancial services is please contact you F nett' Atha or vat our weloste
cl and otter reinvestment lots ad systematic general partner or wows and may be Stated not rerperwble tor Ns information and don not at wsw rnm/egive•vne,fry
carchne lots are each combined to display ore based an di(e rent information from tat used by guarantee its accuracy. dyne assets rot protected
averaged lot The 'Trak date' com mn presents the third parties to &nye their estimated values. by SRC or tie Fires suladasental Slit Own?. LEG Finawid Sates a not a ball The AMA Bustass
cegiul transition trade date. - You can obtain additional nkernation regarding Services Account BSA and IRMA re brokerage accounts
the metwoblogy used to decennia the estimate cit • Revenue shuts and additional oomputsatice. Mich provide sass so banking services and prodsts
• Callable securities Bonds and pherred stock that wan and the dale die Hamadanthat is the — In ackSticn to commissions on saes and 12b.1 lees text* ATIalrllerlit with all dated baths and other
ttre ever cats for eat redenthen will be selected basis kr the estimate by contacting your Financial received n correctionwith tie destributiai et Ihniparty bads, at provides access to rocrace and
rya-tally by lot Crow arrow all mann of fee Advisor mutual fund to our dents we anchor our Ahab/ arrosty crixtrIs owed by unaHiliatedthid-party
issue held hoarse/net:camomile. none fa or - Third party 'singed vales may be reflected as receive revenuesh rirK) Payments from didnbotors insurance canpanes through troura-ce agency
clients Call Gate itmsatia is obtained from third 'Not piked' in several situations when an ads( advisas of the nasal funds that vie sell. subsdiaries of UBS Financial Services Inc.
patties and is accuracy is not gorantord. Other call Idependent valuation tiro has not scarfeda it These anoints are based on two Merril
hares may Mai which void ailed yet comMete valet to Air a vals. Hero we become ware corrporents (Eta emoted of isles by UBS of a twastnere adura-co, ad arwity products,
information Lek* croett upon request that a matenal event has caused tat may call a Patter mutual fund family to our clients: and CO Not FOC instred • No bank durance.. May lose vale
ateaudy reputed value et question, or when a the asset value of a particular mutual fund famiya
• Certificates of deposit (0.). CDs are FDIC aired value would be highy *Wane due to tie nature shares held a the Iran RMA. Resource Management Arm 1, Maness Seta
sotto $230,000 in principal and accrued Ham per of the security. — LW and as MIAs* ako receive networking aid Account BSA, IRMA and international Resource
depositor ate per depository inoituna in accordance - When neither an ester, general partner or wonsor combs processing fees n contention for Management Accuse re registered service maks of
wit MK nit estimated value nor a third-pay Hinted take is transfer agent servces that we prow* to the 1.85 Fnancii Services fix
wooded, the vela d tale secaty wilt* diderent nutud lint. These fees generally are pad from
• Price/value Prices drat:mid for settles and toter from its paha* price. investor asses in the nuke I Cut and ate a Coed WS Signalise t a registeredAdd mark of Viso
do:clots may be higher or lower than the price that - • ladtributicos to date' may indude ratan of dais amount based on the nabs- of accounts at hkmational LOS visa Gratin ova cards and ten
wu would actualY receive in the mar likes capital, morn. orboth. the brokertealer tiding mutual fat of that fund ibsa debt cards are owed by UBS Beret USA with
obtained from writs thid party sources whiti we - 'Original unit size' represents tie Anal offering fmiy permssion from Visa USA Incorpaated.
tekew to be relable, bit we donor garadee thei pate per IA'S rad mar not reflect you con bast
accuray. - OPP ad unlisted REM sautes a not listed on a UM financial Settees We Rev 201604
national ocurines exchange. and as goner*
SDNY_GM_00022563
CONFIDENTIAL
EF1'A_00133183
EFTA01275320

UBS Financial Services inc. UBS Strategic Advisor
`UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 June 2016
CNe70065052210616x1235v1 0
GMISLAINE MAXWELL
Account name: GHSIANE MAXVVEU.
Friendly account name
Account number.
Your financial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account As a service toyou, your portfoficivalue of
$1,162,82056 includes accrued interest
Call your Financial Advisor or the
RMA ResOurCeUne at 800-RMA-l000, on May 31 (5) on lune 30 (5)
account 029023574
Your assets 1,169,317 37 1,162,820.56
Visit our website: Your liabilities 0.00 0.00
www.ubscomainancialsevices
Value of your account $1,169,317.37 $1,162,820.56
Accrued interest in value above $3,116.35 55,143 04
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thc36311CS at year end 2015 51,311,717 81
Net deposits aid
'.544
withdrawals 4160,314.45
1,311 7
1,169.3 1,1628 Your nwstrnen t return
DiWdend and
interest income 529,905.21
Change in value of
accrued interest 435.84
Change in
market vague -S18,452 17
Dec 2014 Dec 2015 Nay 2016 Jun 2016
Value of your account
on kin 30, 2016 31,162,820.56
SDNY GM 00022564
Member SIPC CNP700C0305505721Ne70C030351 4 COON C616 030575001 vi 23 574550 111010 Page I of 12
CONFIDENTIAL
EFTA_00133184
EFTA01275321

UBS UBS Strategic Advisor Account name: GHICLAINE MAAVrEIL Your Amadei Advisor
Friendly account naml SCOTT STACK MANLYLE CASRIEL
lune 2016
Account number: 212.821.7000' 800-308-3140
Your account balance sheet
The value of your account inducts assets held .3 U035 and cenan asses held array from U8S. See page
for rrore I dOnnatiOn.
Summary of your assets
Value on Percentage of
June 30 ft) your account
Cash and money balances may include
A Cash and money balances 436.00 0 04% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
A deposit account balances and money market
C Equities 329,587.17 28 34% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 832,797.39 71 62% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G 0.00 000%
Total assets $1,162,1120.56 100.00%
Value of your account 31,162,820.56
Eye on the markets
Percentage change
Index June 2016 Year to date
S&P 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -4.04%
Barclays Capital U.S. Aggregate Bond Index 1.80% 531%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CNP70003006505222NP70C0309514 00C04 0516 030579004 Y12 3 514550 11 ge#eGm00022Rse 2 of 12
CONFIDENTIAL
EFTA_00133185
EFTA01275322

UBS Strategic Advisor Account name: Your Pi nandal Advisor:
$UBS friend ly account name SCOTT STACKMANf LYLE CASRIEL
June 2016 Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
lune2016(3) Year to date (1) Values reported below exclude products for which gans and losses are not classified.
Realized gains and losses Unrealized
Opening account value $1,169,317.37 $1,311,717.81
June 2016(5) Year to date (1) gains and losses (4)
Deposits, including investments
transferred in 0.00 3,890 00 Short term 0.00 586.02 0.00
Withdrawals and fees, Long term 0.00 6,027.80 46,092.40
including investments transferred
Total $0.00 $6,613.82 $46,092.40
cut -2,700.00 -164,204.45
Dividend and interest income 436.00 29,905.21 Cash activity summary
Change in value of accrued
interest 2,026.69 -3584 See account activity the monthfog dela la Balances In your SweepOptions are Indtidedon the cycling and
closing balances Taut. FDIC insurance *awl only to deposits MUSS Rank USA, not to deposits at LOS AG,
Change in market value -6,259.50 -18,452.17 starricod Branch or bank deposits pacedthrough the ins internarona Deposit Account program. siPc
protection applies to money market sweep fund holdings but not bank deposits. See importanr inearmerion
Closing account value $1.162,820.56 $1,162,820.56 about your statement on the last two pages cf this document for &tab
June 2016 (1) Year to date IS)
Dividend and interest income earned
Opening balances $2,700.00 3541.48
Additions
For purposes of this statement, terabit), of interest arc( dnidend Income has been determined from a US Deposits and other funds credited 0 00 3,890.00
lac rep:ding Mreedive. Bated upon the residence of the account holder, wrote,: tape, or product type.
some Interest and°, dvidend payments may not be Subiect to united States (US) aria Puerto RICO (PR)
Income tares. The (lent monde/ statement is not Intended to be used and cannot be relied utOn for tat Divdend and interest income 436.00 29,905.21
purposes. Clients should refer to the applied:4e tar reporting forms they teethe Iran UBS annualy, such as
Proceeds from investment transactions 0.00 130,303.76
the Forms 1099 and the ram 480 for lax reporting information It Is the practice of 0B5. to file the
(ppficaue tar reporting forms with the US Internal Remote SeMCe and PR Treasury Department and on
such forms accurately Wbify <Indend redo cr interval as tar eoiroat or tact t 'mane_ nese consult you Total additions $436.00 $164,098.97
Ind vdual tax prepare/
Subtractions
kme 2016 (3) Year to date IS) Professional management fees and
Taxable dividends 435.94 4,046 41 related services 0.00 -3,891.62
Other funds debited -2,700.00 -160,312.83
Taxable interest 006 21,118 23
Tax-exempt interest 0 00 3,750.00 Total subtractions -$2,700.00 -$164,204.45
Net cash flow -$2,264.00 -$105.48
Miscellaneous 0 00 990.57
Total current year $436.00 $29,905.21 Closing balances $436.00 $436.00
Total dividend & interest $436.00 $29,905.21
SDNY GM 00022566
CriP7C009305505223 NPT000309S1 4 00034 d616 030575004 Yt23SzaSSO 111010 Page 3 of 12
CONFIDENTIAL
EFTA_00133 I 86
EFTA01275323

UBS
cat UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your financial Advisor
Friendly account nail SCOTT STACK MANLYLE CASRIEL
lure
2016 Account number. 212-821.7000/800-308-3140
UBS Bank USA Deposit Account APY
Interest Period May 6 - fun 6
Opening UBS Bank USA Deposit balance May 6 $12,178.59
Closing UBS Bank USA Deposit balance tun 6 $0.00
Number of days in interest period 32
Average daily balance $3,568.59
Interest earned $0.06
Annual percentage we'd earned 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objecbws, disagree with them, or wish to change them, please contact you
Friancel Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important information about your sratementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility consideration None selected
Your account instructions
• Vote account cost basis default closing method is FIFO, First In, First Out
0470008006505224 NP7000sWSI 4 C0004 CO 6 030575004 Y123574550 " Oikiy_cm_oamesge 4 of 2
CONFIDENTIAL
EFTA_00133187
EFTA01275324

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
friendly account ntill SCOTT STACK MANLYLE CASRi EL
June 2016 Account number. 212-821-7000'800-308-3140
Your assets
Sane pnces, tricorne and current vaueS Shear' may be approximate. AS a Intel. galas aldlOSSeS may neil
be ecoodlely reflected. See AporUntinlosenefron about your 'Cerement a the end011ns dxumeM for
more intormagon.
Cash
Cash
and money balances
Cash and manly balances may include. avaladecah balances, UBS Bant USA post account baances,
UBS AG Stardord Branch &pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC tNlhn topical* limits, but are not
poteded by SiPC UBS AG Stanford Brant h deposit account balances arre not insured by FDIC and se not
protected by SEC Money market sweep balances are protected by PPC bin ale not 'Muted by the FDIC.
See the important information about your statement at the end of this document for details about those
Sanas.
Goering Want. Cloung bdaxe Price per share Axsage Prudence Interest Dais in
(s)
Hddng on fun 1(A co tun 20 (I) on Jun 30 rate period period Cepanew:II 111
U8S SANK USA CEP ACCT 2.700.00 436.00 250.00000
Equities
Common stock
Putchate pic
Trade latinter Average price Pnce per shoe Value on Unrealized Hddng
Hddng dale of shares pet share (I) Cost bags (S) on fun 30(11 Ain 30 (1) gain or loss (1) period
MW OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 1189 Current yield 1 51% May 17, 11 303000 II 860 3,59384 13.270 4,02081 42697 LT
Jun21,11 313.000 10.670 3,33986 13.270 4,153.51 813.65 LT
Aug 2,11 328000 9802 3215 15 13.270 4352.56 1,137.41 LT
Security total 944.000 10 751 10,148 85 12,526 88 2378.03
GENERAL MOTORS CO
Symbol. GM Exchange. NYSE
EAI: 11,555 Current yield 5 37% Nov 18 10 1.023 0:0 36 416 37,254 19 28.300 28,950 90 -8,303.29 LT
Total $47,403.04 541,477.75 -$5,925.26
Total estimated annual income: $1.744
SDNY GM 00022568
007000300650522S NV7003309514 OWN C61603057`001 Y123S7ASSO 111010 Pogo S of 12
CONFIDENTIAL
EFTA_00133188
EFTA01275325

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
Friendly account name SCOTT STACK MANLYLE CASRIEL
June 2016
Account number: 212-821.70001800.308.3140
Your assets . Equities (continued)
Closed end funds & Exchange traded products
TOW et/ mated is the tote/ ofd reinvested dot:lends n does not include any cash duldends. it Is not a Is tintealced (arm) gam or loss is the Witte/Ice between the current "Sue and the cost trays aid would
lot for the purposes of determining head rg periods or cost basis. The shares you receive esh time you generaty be your linable gain or loss if the sec laity was sdd on thes ctate The unmated dee genes loss
reinvest dudench become a separate tax lot. may need to be acEinted for return of capti menses in order to determine the rented gain or less for tax
reporting purposes
Cost taus o the toted purchase cog of the security. Ind udno reinvested d Wends The cost basis may need
to tie °lusted for return of capita payments in order b3 determine the ar4usted cost basis for ter ceporang invemeMtetven is the current value trdnus the amount you 'retested It does not include sham's that are not
purposes reflected on your statement, includng shares that have been realised at either a pan a a Inn It alto don
not include cash dor:lends that were not reinvested
Purchase pricd
Number Avon price Client Cost Prue per ShSe value on unrealized dm) Investment Nordrig
NcicIng of shares per share (I) investment CS) Desis(') on nun 30(1) in 30 (1) On or ICUS (1) return (I) Period
SPCA S8.135C0 ETE TR
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208533.63 209.475 260,796.37 52,262.74 52262.74 LT
Eat' 35.444 anent yield 2 09%
Other equity investments
Cost basis and gsns and losses have not been adjusted enionatic Sly for return al capital payments.
Restncted security wives se estimated for informational purposes See Important inkvmation about your
statement at the end of this document for additional information
Purchase price
Trade hurrber Average plce Cost Puce per shale Value on unrealized ricking
ticking date or shares per street (5) Dash (S) an tun 30(5) run 30(1) ga n or loss (1) penod
BLACKSTONE GROUP LOTHE UNIT
REPSTG LTOPARTNERSHIP INT
Symbol: BX Exchange: NYSE
EAI: 32,360 Current yield. 8.64% Sep 15, 14 1,113.000 32 224 35,866 06 24.540 27,313 02 -8.553 04 LT
CNP70305006505226 NP700030951 4 C0004 C616 030375004 Y123574SSO II gOiliyGht0 0022erie 6 of 12
CONFIDENTIAL
EFTA_D0133189
EFTA01275326

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
SUBS Friendly account nail SCOTT STACKMANLYLE CASNEL
June 2016 Account number. 212-821-70001800-308-3140
assets
Your (continued)
Fixed income
Corporate bonds and notes
Prices at cbtaned from I Niece ndenl quotation bureaus that use ca-rpteenzed yea wilco formula so aJtornadcally &lusted for arrortzaion of bond premium using the constant raid met hod If you have
calculate current values Actual market yaws may vale and thus gaindlosses may nd be acc irately made a tar election to deduct the premium anonitation on twaile (Rd securities. you may request UBS
renetted Cost basis has been eluded for accreted onginal issue dscoum (01D) Cost basis has been aitnt cost bale fo r the tend Prernorn amoniration.
Trade Total lace yaue PUIChiZe A4usted Price on Vaue on Unreaixed Hdckng
HcIdng dae a matmly (I) price (5) cost bars (S) tun 30(5) tun 30 (1) gan of loss (5) period
BANK OF AMER INTERNOTES
NTS WE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 467500
CUSIP 06050VVDW2
Moody. Baal S&P 888+
EAI: $2,700 Current yield 3 57% Nov 01, 10 150.000000 100 000 150.000 00 100.719 151,078.50 1078 50 LT
P MORGAN CHASE & CO
NTS WE
RATE 07.900% MATURES 0429,49
ACCRUED INTEREST 31,975 00
CUSP 46625HHAI
Moody. Baa3 S&P BBB-
EAL 311,850 Current peld. 7.75% Dec 22.09 150.000.000 105.100 157.650.09 102.000 153,000.00 -4450.09 LT
Total 6300,000.000 5307,650.09 1304078SO 43.57139
Total accrued interest 52.650.00
Total estimated annual income: 514.550
SDNY GM 00022570
GIPTC0C0306505227 NP7003309SI 4 03C04 0616030575004 Y123574S50 111010 Pogo 7 of 12
CONFIDENTIAL
EFTA_00 I 33 190
EFTA01275327

*UBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Ignandal Advisor:
Friendly account name SCOTT STACK MANLYLE CASRIEL
lune 2016 Account number: 21243.21.7000/800308.3140
Your assets . Fixed income
(Continued/
Municipal securities
Pats ore ()Waned from Independent quotation bureaus that use a:crowned vinuatIon formulas N discount for acuities issued a a &count. when engines cost basis is &played, anortaation nas been
alc wale current %Suet Actual menet nun msy way and thus celnI/IOSSIS may not be scantily date using the C011gent yield method othemi se cencoltalon ha been done using the straight line
reflected. Cost bait has been autanaticaty 'dusted for rnandatod =collation of bondsman= on method
coupon taketerna municipt sec unties using the constant yeld method and for accreted digest issue
Trade Total lace nue Purchase Aduded Nice on Valueon Unreaized Hdcing
Hddng dae a moistlyIS) pnced) cost bast 01 30(S) an 30 04 gen or loss (S) period
MC H1GAN MUN BO AUTH
RV PREF BEM
PREREFUNDED
RATE 05.000% MATURES 1001/26
PRERERJNDED 1001/16 0 100.00
ACCRUED INTEREST $556.24
CUSIP 5945573RI
Moody. Not rated SW: Not rated
EAI: 12,250 °Arent yield: 4.94%
Original cost basis: S46,406.80 Nov 22, 11 45,000.000 100.638 45,287.50 101.133 45,509.85 222.35 LT
DRDVILLE TX INOPT SCH D
PREF BE/PJ
PRE-REFUNDED
RATE 05.000% MATURES 0211929
PRERERJNDED 02/1917 0 100.00
ACCRUED INTEREST 41.687 50
CULP 090874U5
Woody. Ma S&P: Not rated
EAI: 14.500 CLerent yield: 4.87%
Original cost basis 490,704.74 Nov 14, 11 90,000.000 101.447 91,302.57 102.721 92,44890 1,146.33 LT
MICHIGAN MUN BO AUTH
RV REM
RATE 05.000% MATURES 1001126
CALLABLE 10011160 100.00
ACCRUED INTEREST 461.80
CUSIP 594557485
Moody. An S&P: AAA
EAI: 1250 Current yield 4.94%
Original cost basis S5,034.35 Nov 22, 11 5,000000 100141 5,007.07 101.186 5,059.30 52.23 LT
continued next page
CNP700C0305505228 NP7000X951 4 00004 06l6 030575004 VI 23574550 11 glekyork00022,1* B of 12
CONFIDENTIAL
EFTA_00133191
EFTA01275328

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandal Advisor:
*UBS Friendly account name- SCOTT STACKMANLYLE CASRIEL
Account number. 212-82 1-7800(800-308-3140
Your assets Fixed income . Municipal securities (continued)
fetal Nee Niue PulChaSe At:lusted Price on vdueon unrealized Holding
maturity(t) Pricers) cost basis CS) Jun 30(0 Jun 30 (S) grin or loss (S) Period
BIRDVILLE TX INUIT SCH D
DEIN
RATE 05.000% MATURES 0211929
CALLABLE 02115/17 0 100.00
ACCRUED INTEREST $187.50
CUSP 090874LM8
Msbody. An SW: AAA
EAI: 4500 Current yield 4.86%
Original cost basis $10.056.85 Nov 14, 11 10,000.000 100.202 10,020.20 102.798 10,27980 259.60 LT
Total 1150,000.000 1151,617.34 1153,29725 11,680.51
Total accrued interest: $2.493.04
Total estimated annual income: $7,500
Preferred securities
Trade Winne PuichmelSere Me per share vMue on uniesized Hddng
Hddng cut of shares pH 010e (1) Cott oasis (S) on Ion 30(S) ran 30 (1) aan or loss (I) period
OTIGROUP CAPITAL MI
EXIXFLT TRUST PFD
7.875% DUE 10'3012040
Symbol: C.PRN Exhange: NYSE
EAI: 418,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261,300.00 26.070 260,700.00 -600.00 LT
COUNTRYWIDE CAP V
7.000%
CUE 1101136 CALLABLE
Symbol: CFC PR8 Exchange. NYSE
EAI: $7,350 Current yield:6.71% Oct 26, 10 4,200.000 23.518 98,778.96 26.0% 109,578.00 10,799.04 LT
Total 1360.078.96 1370.27890 110.199.04
Total estimated annual income: $25,840
SONY GM 00022572
CNP70001006505229 NP700030951 4 00004 0616 030575004 712357455011I010 Pigs 1 of 12
CONFIDENTIAL
EFTA_00133192
EFTA01275329

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandal Advisor.
Friendly account n ame' SCOTT STACK MANLYLE CASRIEL
June 2016
Account number: 212-82 1.7000/800-308.3 140
Your aSSetS(contritred)
Your total assets
PeKentage ci Cost Estimated Unrealized
Value on Jun 30 (I) your account oasis (SI annua inane (5) gan or loss (S)
Cash Cash and money balances 436.00 0.04% 436.00
Equities Common stock 41,477.78 47,403.04 1,744.00 -5,925.26
Closed end finds & Exchange traded
products 260,796.37 208333.63 5,444.00 52262.74
Other equity investments 27,313.02 35,866.06 2,360.00 4,553.04
Total equides 329,587.17 20.34% 291,802.73 9,548.00 37.704.04
Mad income Corporate bonds and notes 304.078.50 307,650.09 14,550 03 -3,571.59
Municipal securities 153,297.85 151,617.34 7,500.00 1,680.51
Preferred securities 370,27800 360,078.96 25,840.00 10,199.04
Total accnied interest 5,143.04
Total fixed Jenard, 832,797.39 71.62% 819,346.39 47,890.00 8,307.96
Total 51,162,820.56 100.00% $1,111,585.12 $57,438.00 $46,092.40
Account activity this month
Date ACtinty DeCttli0n Amount (5)
Dividend and interest income
Taxable dividends Jun 23 Cividend GENERAL MOTORS CO PAC ON 1023 388.74
Jun 24 Cividend BANK OF AMER CORP PAID ON 944 47.20
Total taxable dividends $435.94
Taxable interest Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0909 16 0.06
Total taxable interest $0.06
Total dividend end interest income 5436.00
Date Acthity OtSaptiOn Anatol (S)
Other funds debited Jun I Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,700.00
Total other finds debited -52.700.00
CNP70009005505230NP700030951 4 00004 0616 030575004 Y123574550 11 gleitiyGitc,00215,91 10 of 12
CONFIDENTIAL
EFTA_00133193
EFTA01275330

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Mundt/ Advisor:
*DUBS friendly account name: SCOTT STACK MANLYLE CAMEL
June 2016 Account number. 212-82 l -7C00/ 800-308-3140
Account activity this month (continued]
Date
Attnly Desenpaon Amount (SI
Money balance activities May 31 Balance forward S2,700.00
Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06,0If16 -2,700.00
Jun 22 Deposit U85 BANK USA DEPOSIT ACCOUNT 388.80
Jun 27 Deposit UEIS BANK USA DEPOSIT ACCOUNT 47.20
Jun 30 Closing UBS Bank USA Deposit Account S436.00
The UBS Bank USA 0e0aPt XCCount isyourDAM/ Sweep (capon
SONY GM 00022574
CNP7000X)06505231NP7000303514C0C04 t616 030575004 V123574550111010 ►age 11 a 12
CONFIDENTIAL
EFTA_00133194
EFTA01275331

*UBS
Your notes
CNP70009006505232 W000309514 00004 OM C005750O4 Y123574 Z0 1 1 WMYGM0002t.S5 1, of 12
frtd of statement for account number Y1 2357a 55
CONFIDENTIAL
EFTA_0011331195
EFTA01275332

Important information about your statement
U3S fruncial Services Pc. (the Firm or UBS Finercial sent yOu die lest statenwei on which the error or Corporation (WC), which protects 110-flieS aCr-Ccr11101 • Frocks. Cunene become: nankeens seekng tre
Serekies), is a meths' of all principal warily, commodity problem spored. its mentors up to 5500,000 (including 1250,003 kr generation of nom* thy.
and cote:menthe-eget. UPS Financial Seniors and CBS - Presideyour rum" ad scant number Of any) thins for cash'. Tx SIPC asset protection limit, ;PDX to • Aehnie Cape*,A pantrinion Investments seek Co
Bask USA re i-died subsilones of UPS AG and - Describe the STOr Of the wander you revere all accosts tot you hold be a particuts cwacity. gosh of priwipal rather than the genersais of
aft' hags of U3S Season U.C. The Fein's 1r onoal about, and eplain as <kali as ye' can why you the Fern, togeths win certain aft hates, has also iscan.
statement k available upon regsost The Fin% extant& believe t is as entre a why you need more purduthi eialnilentalpateCtiOn. The madman • Praha Comb/tubas of income atal Catpieitel
alias ire a. infanunat amount payabb 10 al chit, CONK1ink cods Appredaton. freeninents metro both generals
- Proinde the dolor an-anat. suspected error. this protection is ZOO mbar a of Decent* 10, 2015. a name ted growth of papist
WSFinance' Sermes K. Sibpd to the poky corditorts ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii rerestigate put dominant the km is further protected fa up to SI .9 milbn n the Overall risk profiles
C o T f h B f i i S s c W i & s a a e l u e t t n a a h c n t a i d w i a c o k - l 4 c e S u r n e e m . r p v N e i r c e I n e s 0 t s s e 7 a n 0 c c t 8 s o c o 6 t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r c d e i l c a ic o l r r k e d g c s o , d e r a d t x a o e s f p h y t o o u u l ' d m p a y im o n a o u d o r r e l r y v e a e d e in c l l l u l g c h c n o U o iv s r B 1 r e t S 0 e f t c b V h o t u o e r a r s t a u w h C s e o e d e s E e r o s r M b o f d i O r d a t L p y i c e • s r 1 a o m 1 t d o m y o c t d p n u r o t e e l t y y w t h h d e f i i o l s u d k , r r n w n i a s e l g e v l i e n i t . w g i i e e e f i r l d w l r t c o i w e r n r e , o t e d s a e i o k i t s t e t hat T a s W l g h o o e g u r n S c e I h r g P e y a C q . t u e p A e k r s o f r t J t . e a c l c l y t o i o p s u y a r o a d f c t c t h h o e e u p n s t o u s k p h y o e k l * d m s n e a n a w b p l s p e e r s o : s W te a c m la tio b n le • C t l ' o r i e O w n a n n m m S o e e t a a a t n V n s n A d t a t h v t S e o a l e n s a e t t c k i l a s i o t n y to u d to m m t t d a h a o y e n e r t s a o a n c t n o c k i t o e d g s e e e p t a n o p l e p v a r e c a i e r t - e a c w l i s l p i i e g t a h s n l, e i t w r C u i a t f h nt
r B O o r m a t n i b 9 d e 9 t 0 r M e n l a i p e n l d e a a w g s e e a r r i s e n p t H o h r y e t o i o t u f i f m b ic m a e n e s d e e i r a t v t h e i e 6 ly r e y n o is u m a r a n it c t e i c l r e o ; r t s o a t. t he P la le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s u p r a r y e e an k t i t g o e t t h io e n F . on or tie • b o y C th o e u d rt r o a a i n n c o c S o t a u a n p n t p d v ly a a l l t u o a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (a m n L d O S S k F a in te a d nc n ial • M to o te d m e s rn s s o m W e i l v in ot g a t t o h t a y c t c o e s p e t e s k a h n y e p r e ic r k r t e o tu p r e ns rc . Pal and
Sanaa' instants exikated on to bait of this Services (e.g., certain( cash at UBS Bat USA. fig • Agonise: Wiling to accept high tok to sap* and
AllhaeS al Igoes shown re attended to be accurate, statement In addition to regular acccut fees, accounts cash at Les AG U.S.Manrhes, (4 aurarce pothas, high *tat lily to sees high returns owe time.
statement data sficukf not be wed fa to purposes Rely may be abject to matienarce Ins, charges for lee including variable amok's, aid OS Ant of ittituil • Ire.t rmiter Edaibefire Consideration: I Wlifteol, a
Wok on yerend tax forms. fie , Form 1099. 5498, payment kr securities purchases and chars kr unpaid funds when such shoes re moistened dried& is the P7500 of the portfolio for that account may existe
10425. eto ) when 'repass your lax return. The Fim anoints n cash accosts. Accosts that at transferred name of the accou-4 holier on to books and records canplex strategic, lined Haack and grater
required by taw to report to to IRS alterable thicket* to other 'stemless may be subject to a transfer fee. of to applica* aster a tracer agent), yoblikey.
aportabb rontauble cleibkna and uxtk niers • Certain nosb-nent contract a inosiment interests
erred as steadies held rimy exant rid steeds UBS Sweep Option (e.g.. listed pannships rid private placements) that Stideffient Thoupehokfor
on see breactions, rd cos* basi:no:thin covered LES offers options kr sewepho cash balances. balances are nal regotencd sider to Securities Act of 1933; We may corsoldate al related account statements with
to bat deposits at UM Brit USA and (BS AG %oinked ad to sane address n the same envetpe, e.g. because
Czenlitstilealleiell with the Finn b h r a an ts ch M (B on a e rk y S F w o e n ep g P a ro id c j t a h r e re in ), t m er o n n at e io y n m a a l D ke ep r o m s u e t ual • p C re om cc m u o s d m it e ie t s a l a c r o r n a tr y a s c ts ( ), e i . n g c , l u fo d r e e r i g g n fu e tu a res t s co ? nt a ra n c d ts S th a ey t c h r a e v h e i p o s w w n e s lt o w th h e o r a d k e o n m ts a a nt a th s e , U s s e e ra a a c d c d o r u e n s t s . If
• Pleas rocordinn net oral corerminkations in wring Accost (DA)for c weans with in Intarutional ad commodity option contract,. you peeler to wont inditidual statements mailed is
tofurther protect your cishtt inducing your rktit RescUCO Management Account. Though the BSc lh•SIPC protect On and tie supplemental pros-bindo separate entelcoet you may *dig kotneholdng by
IISEkr the Seculies Investor Frotecbon (WM. Sweep Programs, cash balms re swept to LES Bank not apply so these assets eon if theyotherwise appear ailing 16s f' natal Advisor.
• 11 the financial tatitution on die top let of d-re hone USA to to an estabashed knit ad then to UBS AG on you statements. SPC protection aid the
of this statement isnot LBS f naiad Strokes, LBS Stanford Branch, or a Money Fund. Deposits at U26 Failikrnental protection do not protect against (homes Friendly scant name
Randal Series carries was account a dewing Bank USA ay FDIC inured in accordathe with FDIC n tie market yet* of sat intestments (whether at The frierdk accost name is a curtain:the 'nickname'
broker by arra-gerrent wit, the Mooted institutes miles. format Sormatian Ovate net army/die result of market moverrem, issuer baltruptcy cl- chosen by scu to assist you with your recordkeeS4
o W p e e n in e f d o r t m hi e s d a y c o c u o o s f t t h h is t h re e la c h a 1 s n t 5 h yo 10 u 11 r 5 k 1e r n a tr a a t n d D M e o p n o e s y e F s i a n t d ( s 6 a 5 le A r G o S t t in a s m u f r o e r d d b B y r t a h c e h F a DI d C. shares of M o o th re s W /4e a ) l ston is eainttaobnle won request. h q a t s r n F o r i l e e n g d a y l e * le c c o t s on t n yo a u n * o a ., c c th ou o n u t_ g h Y o O u r d ca n n e d S u er n v g ic e es or
stoats tre located a LOS financial Services and rot vourney cbtan more nationaboul SRC, ricluang by contacting your Enamel Admix.
the, I-addict9 broker, ard youn ut make amps Through tie DA, sealable to cash balances an swept to the SIPC Brockne. by contacting SIFC at 202-371-830D
of any error or omission to beds firms As described in depose scants al UBS AG New Yak Branch and LOS or by viiitiv the SIPC isebtite at amps/wow Account overview
e th rr e o a rs c c o o r u fr n a t u a d g r r e o e o m f e in nt g s , c p h a e U d c m s u re s f t l e n c i t r e n d l a a 5 y c o 4 u T r y A to G F C C a C in ( ' W s R a a xe n s c h h e T ld w at o th d e e ( p . o B s S it s A a G r C e a n i a ss n on u B re ra d n b d y i Dividend Reesestment Program pun • Vote of yore asounWonYoko. Net of assets and
statement Shit 30 dew alto d was mailed or made are tempi:are/ emoted to the sovereign rat of the The pat reflected is an ate fax take. You MN WW1 • .43.10b tricbdies sal** cash balance,, votes kr
available. All stamens shall be donned complete Caren Ida-dc, and there is no swans* or other the sual deice km yar Fronde Advise'. Onfi whok nestekted stay ), and Global Tiro Deposit,
and accurate n all other speck if not Seeded to in obtostion of UBS AG to MS We foams whileonthe shares are purchased under DPP; paha' shags wil be by marks to ma-ket, and certan assets not held
venlig wthin 60 days LEG Cayman's Brach's books. sold ad the cashwi be deposited is your account The by to Fem. Does rot include spread sees/list assets
• Please divot cuRomer complants or iv-West° tee cividerd renvestment price applied by to toyer may at to end a the prior and arrent statement EX41005, or
Fierrs C lent Reborn ()tonne* at 201252.1699 Deposes at LBS Bark ($4 and each UBS AG Branch are •ffer loomthe maker price al which the partial shares prince twesments. tatted stock options and
a tolltreer al 903.3M-9103, 8,03 A.M. to 6 at P.M not protected by SIPC. Money Fund three are protected ire sold enrceeble stock optiioonnss
FT Monday through Friday, or in yeti -g to U35 by SIPC. See 'LOS f Social Services Accost Protecto- n' ▪ bribiAtes Inducts debit betakes. astaarding merges
Financial Senices ix., Client Relations Department, below. Cash-Slieu bans, aedit lire, tat accost balances.
• k I P n n .O c o a . b s B e o t r o x a f n 7 e s 6 r f 6 e ro r U r ( s n 6 O i 1 o r ) n C , C b lU o it y e p , l 1 li 4 o r .1 e o 0 a 7 b r 0 o 8 a u 7 t . a U s B S el V ec a tr s o a n : ic W it U P p ro s gr y a o m u r o r r e D qu A e m st a b y a b la e n v c a e t s h i d n r a ti w e r c B a a n n e d S s w h e a e m p of a C e or n n t h i c tl e e a i d h p o t r o l i e c a e u , p n t e h ts e ta m F l i a s rm y i b t w e a i h ll S e s h n d e e g w r e s s s e d ° ll , p a a a c r c h m h a i u l d s s e e t r . d s p a p a t s a m t e rt ( c • R as C S h a A b th a G l h a U o n . o c S e n s B t , y r p a b l n a u c l s a h n d e c e s e p s o a . s 5 d e 0 1 t m 4 e 5 l o e o n x f e e y u s n m i a m ar e k U s e B t t e S m d B u a a u t n u a k a d U l a f t S u e A e n , d
card vantactions, call $26762-1000, or vitae to UBS McneyFurd Mae be liquidated, and the proceeds mo ie or accept an arose detantined by a sweep brims, at the thee of to statement period
Fiancee' Senices Inc., 1000 Harbor 814, 6th floor. returned to you or yew seosties accost. registered clearers agency, rd credit sax accost. Ns-ccarredity free omit balances in you account are
Weehawken. NI 07086, Afire RIA4855. Sakes. rot sec/Lighted from other balances and the fins may
Bator Hammon about available sweep *Mos Invanneent objectives au any of these hods is the ordnay course of is
Cat or write as soon symbol, il mu hi+ mos ncladrg (sent interest rates and MIS 5amibble at The nommen objectives and risk profile n spec it to Seines hose funds re pestle son your Monad.
c i'd is a t m er a n ti s o a n t r o ec * e ip a t t k ra t n w sfe in r o o n r t i h f e y o st u a n te e m ed e n m t o o r r e a sm b v y u a b lo s n co g n 8 l 0 s 6 w 7 e 6 e 2 p -1 r 0 e 0 k 0 k . from your F nacre' Advisor P ea le c a h s e a c a c d o z un e t t a h n e d F m in w n p m ro a n y p b e e l t y w in e e w n i n y i a n m g o s f c a- o y u t This total is ncluded in 1I-0 arrant period closing Vale
receipt. The firm or Card War (as applicable)must seg-if Cant change in you Inscial situation or Lendng information
hear from you no In tun CO days after tie Fine U Th B e S F F r i - n n a r n t c a i a m l D an e t n a i , e s ast 1 e 0 r 1 n prote 1- c -e ti n o e n e • h710-ti n i c n h v o e o s s tm e o e r n , t o o b f s t c h u e r f e o s ll o F w o in r e g i a n c te h n w da a n n t t t h h e is ld tl y yo 's u F a o n r d & d t i a s r b ed a i r n s fo r r e m fe at r i o to n g a a l r th C e h f e ir n m R 's e l l e at n io d n i s g h p ip a dres
SDNY_GM_00022576
CONFIDENTIAL
EFTA_00133196
EFTA01275333

Important information about your statement (COntitiUtd)
Aggement or ACCOal Agreement and the General - We germ* use to closing price when avertablea liquid and town if they can be sold, tie price — h addition to co-animists received n connection
Terms ad Conditions LBS Statement of Credit Practices the memo of the bid and Ink prices for listed received may be less than the per chore *dimmed with the sale or destitution of may contracts
;suitable in Ageeemenig indeed:ewes a securities and option a only bee prices for OTC mew provided n the n-come statement. and ant investment that with tows ciente. we
'net ~Watery ontekrintr met searities. ander our affiliaie receree resenue sha-reg
- Less acting traded secants may be priced usig a . Resbicted securities. Restcted 'muftis generals, compensate:a Itornmany of the Osumie
Yew .ts valuation model a the moss recent prce we are not mien, eigble for public sale. U8S finamal companies antennae-I; the amity contracts,
Your statement itemises neuritis end other assets hell claimed end may not reflect in actual make price Salvias use the mrsie priced the unrestricted stook aft/win d the Nunn:• carnet or epornors of
is the axon at the end of the .acmes period. You a value of the same issue as an imputed value for the team irriestmmt tugs we disertute.
may ask for deiverY d full/Paid seosties al anytime. - Certain positions may wear vatoi a pice arid restnned slat brougxeses aegis statement orgy To - Our affiliates also receive trading commesions ad
You may receive securities tried as loan collateral after will ?row as 'rake was not avatlable• it we se the extent that restiled seosties are elgble to sale, odor compensatenfran gaol kends and
paying any balaxe d* as them. Any securities unable to dam a price fora seamy the value received may be stbstantialg less than the Metres companies whose products we derloute.
translated to tie Firm cling the Ittlitlittllt period ale - Depost a securities denominated ilCUM71-00 imbued vibe town - We receive an aril he from UBS Bat USA wel
listed* market vabe as of the end of the staternall Othet thlrl U.S clothes at reflected at the 'whiny LBS AG Stanford Ranch °Nolo 475 per wave
period. rate as of the natement date. • Est festinated) income. cent yields and rates. sweeping so the barks under the UBS Bank Sweep
• Cast bale, th detemining the cost basis of the - for certain sect/gees fading n non-conformrig M estimate of emu* income E based ca current Program.
securities incbded ei this statement where indicated denornnations puce and quality (face Wu) may dnidend ad interest rates, assuring the seosites will
wih the number" l, • WS Nunn* Services has relied have been *limed to I/cilium peeper valuation be NU for or, war from statement due or until Activity
Cel information obtained from source, other than LES To cbuin &mem @nag when available, contact maturity This intimate thong aquiline*: accuracy hkemancinregardng commksiths and other charges
Financial Semites, including if ormation Hatt another ccarcel Zen:Cr ad continued income are not guagriteed toured h connection with the execute:not trades,
film a that sumer tattegrovided to you finaxial - Estimated Naval roan and curet yield for slay g option transactions has la...nine/odd on
Ad . The Film does not irdeperokrtly verify a • Privets investment' and "augured products. certain types of leashes could rickede a retain of conlimitere FreA0U*Iumished to you, rid all be
issarantee the nanny a verdy of are information 1).010 Investment :mules (miring drool pensioner capital gahs h which nee the est presided to you promptly on repast.
provided by 30.,)05 otherthen LES Financial Sonic's participation program and real mute immuring these income (and currea yell would be ownlated.
addeticra *hough UPS 'bagel Services general& mashes) and structsed prolocts are gennolg highly - &Meted and income and cured yield ard tie Short selling
Le:dates this nIcrmation as if is reamed, the firm akpid. Colon sena-tired radial have not been anal ?cane aid yieU miStt be lower°, higher II you ale engagedin short selling a security, you may
does not provide any aunts that the Mammal registered with the Securitees and Exch thin the estimated mounts. extractors* de to entrain tompwig costs for that
seder 'Con bans^ woe ^Unrealized serf lore is Commesion under awe gate seeweile7ratin. We - An *Oink of numbed income (din:lend mace pertiulir nosey.
accurate as of the date of this statement. As such von* estimated Mite for private investment interest) dividedbythe current market
please donut rNei on this nfarrotion to make searitis ird structured productsfor rikanatirul valet average balance is based as the Inv dividend Open orders
peschne or sale decisons. fa tax puposes or purposes any. Adakt ic, snot gualateed. or ?Serest paiment made by tie issuer and Regarding open or • stifle-cancelled* odes that
otherwise. Accounts mode/red to the Film may - These velar may differ skean* km prices, il amines tie sectreegdeptens will be held for one were not executed by the Stlittnitte dew, open buy and
refer gar/loss informant., only for the period d any. at which a print nominee,' thy year from the gatemen date or until metwiey sea slop orders are reduced by the mount of diederds
tine they we held at tie fim More hisorical subdued product maybe bought or sold and cb Accuracy ad continued yell xe not guara-deed or ritesen an ex-dividends or reidnn date sinless
relamaton crib. aided by mer Flatlet Advisor. 11:4 necessarily represent the vat* you may receive reenxted otherwise by pa. You are er for
span liceidatith. • Assets not held by LISS Financial Services. Certain odes that are executed datayour Inure to cancel
• Unrealised sans/Iowa Yellen dies is soilable, - Third party estmees of vale see le a attain ones se rot teldby the f mm ad not twilit the east ig open melees.
snared ismaithed guinflown ore acciated ler date ad an supplied to UBS Inarcial Services on a Firn's posansin or canoe These noels ere
hangs* secant lots. The transition data for regilar basis by an independent volution firm. displayed on yaw statement for informational Priem
idvilum bit may or may not ref kct commissions, - bwa, general Dann* or sponsor estimated valet purposes outs Positions and values presented se To obtain a copy of ar current Client Newsy Nonce.
anctor security reuse-gratin events it any, are subbed to the Fern by the issuer, provided by tat Mang firm. UBS Fnvncal5erwces please contact you F ramie' Achiscr a vat our wet:isle
r= d and other reinvestment lots erd systemetk general partner or wawa and may be calculated not reepanble for this intonation and does not at wstie r nminfivr• vmirev
dram* bit are each combined to dieplei ale based on Menem information from that used by guarantee as accuracy. Thew Mans a• rot protected
o a r v i e g r in a a g l e t d ra lo n t s a T c h ti e o n 'G b a ad le e d da a t t e e . ' colrnn presents the - Y th o i u d c p a o n l o ie b s ta t i o n d a e d l d v i e fo t r h o e l i r N es o ti r m m a a te te d n v r a e lu g e a s r . d ing by SRC or tie Fists suPelernagal Slit Own? . S U e E r 6 v i f ce i s e A n c d co u S n a t v E n S a A s a 4 n r d o I t R a M b A a w rk e t T a h l e o W n A s. , B ac u c s o i- u e n ss ts
the methodology used to determine the estimate • Revenue 'berths and additional compensation. which provide access so banking services aid protests
• Callable securities Bonds and weltered stock that value and he dale of U. ilamnin that is the — In addition to commissions on ales and I 2b.1 lees dra.4n avangernerits with af I Sated lurks ad other
Nw ever cols for ray redemption will be selected basis fa the eaimate by contacting your f runnel received re correction with the destributiai Ihniparty bads, rid provides access to nness-ce and
nthemalb by lee from am:cci all sentries of fir Advter mutual Suds to ow ciente we enact our AN*, onnowt foodios ivied by unaffiliated thid-party
Eve held in our nameor in nominee name fee as - Third party 'singed vales may be reflected as receive revenue toll') Payments Iran dignbutors insurance ampanes through insurance agency
<lents, Call leave ntanutith is obtained from third 'Not priced' in several situations: won an ardor advisas of the natal funds that we sell. stabil:Rants of UBS financial Semites Inc.
parties and its accuracy is not garanteed. Other tall I-dependent valuation corn has not unded a it These anoints are based on two Menne
tenses may eat which call Med mkt comedete seobitto astir a vela. when we become wore corrponents (* the monad of ale. by UBS of a ionisenet, Swat* and stuity products,
inkrrnatign taillbe provided upon request tot a matenal ewnt has awed tot may call a Palicuter mutual fund I erne), to our clients: and 8) Not 10K Mated • No bank quagreew May lose 14.
prewousty reported value imo question, or when a the asset value of a particular mutual fund famig's
• Certificates of deposit (ON). CDs are FDIC awed value would be high tumults:et due to tie nature shores held a the fa RUA. Resource Management bin nt, Business Services
is, to 1283,W0 in principal and wens] incest per c4 the security. — We and as altEate ate receive networking rid Account BSA, IRMA and intonational Resource
depot:tor ate per depository innituixt ens accordance - When neither are Muer, general partner or Noma amba accessing fees in consideration for Management Accord ag registered service mats of
with FDIC nuns. estimated value nor a thed-paly estimated min is transfer agent woven that we croak to the UBS fronted Strikes he
provided, the vela d We most', will bedi/event rrultel lint. These fees generally are pad from
• Pricehalue Prces displayed for secuntes and other Irene its pirshase price. investor asses n the mate* etude mid neatened Signalise it a regat0dtellite Milk of VILE
proicts may be higher or lower than the price that - •Ditributiens to date mar include tarn of dear amount baud an the nuribm of accounts at formations LGSMs-a Signets* credit cards and IBS
)0J would ectualb receive in the maker tikes x• capita( name orboth. the broker-dealer holing mutual fund of that fund Visa debt cards ere issued by UBS ita-k USA with
obtained from .arias thid party sources Meth we - 'Original unit size' represents tee Seal offering family permssion from Visa U SA Incorporated.
teethe to be releble, but we donor garage* the* price per link wed may not reflect Our con bast
accurxy. - DIP ate urliseed REM sedates are not listed on a UM Financial Service the Rev 201604
ration* securities exchange, and se gamely
SDNY_GM_00022577
CONFIDENTIAL
EFTA 00(;3(97
EFTA01275334

SUBS U85 Financial Services inc. UBS Strategic Advisor
299 Park Avenue
25th Root
New York NY 10171.0002 July 2016
CNP70056542590716 vl 0
GHISLA1NE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account nam
Account number:
Your Financial Advisor:
SCOT/ STACK MANILYLE CASIOEL
Phone 212.821.7000/800.308-3140
Questions a bout your statement? Value of your account As a service to you, your portfolio value of
51,187,30651 includes accrued interest
Call your Finarog Advisor or the
RMA ReSOurCeline at 800-RMA-1000, on June 30(3) on July 29 (31
account 029323574
Your assets 1,162,820.56 1,187,306.51
Malt our websIte: Your liabilities 0.00 0.00
sweveubscornainancialsenrices
Value of your account S1,162,820.56 51,187,306.51
Accrued interest in value above $5,143.04 $7,13680
Sources of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 91,311,717.81
S Thousands
Net deposits old
1.584.3
withdrawals 4160,738.93
1,311.7
1,1628 1,187.3 Your nwstment return
eirm r+41 Dividend and
interest income $35,676.76
Chance in value of
accrued interest 31.957.92
Change in
market viue -31,307.05
Dec 2014 Dec 2015 run 2016 hi 2016
Value of your account
on Jul 29, 2016 31,167,30651
SONY GM 00022578
ftMmber SIPC CNP10001005654259 No7000195185 00004 0716 030575004 v 1235745500000GO Page 1 of 12
CONFIDENTIAL
EFTA_00133198
EFTA01275335

SUBS
UBS Strategic Advisor Account name: 'P MAs,VVELL Your Fi Asada' Advisor
Friendly account na SCOTT STACK MANLYLE CASRIEL
July 2016
Account number: 212-821.7000/800-308-3140
Your account balance sheet
The value of your acount inducts assets held .3 IRS and cenan assess held WM/ Iran UBS See page I
for more I rtOnnatiOn.
Summary of your assets
Value on Percentage of
July 29 ft) your account
Cash and money balances may include
A Cash and money balances 4,484.19 0 38% Your current asset allocation
available cash balances. VBS. Bank USA deposit
B Cash alternatives aco 000% account balances, LIB5 AG Stamford Branch
A deposit account balances and money mai ket
C Equities 347,434.02 29 26% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 835,388.30 70.36% two pages of this statement for details about
those balances
E Non-traditional 000 0.00%
F Commodities 0.00 0.00%
G Ot^,- 0.00 000%
Total assets $1,187,306.51 100.00%
Value of your account S1,187,306.51
Eye on the markets
Percentage change
Index July2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
Cl470D0EP00S654260 NPT0C0ISSI8S CM). OM 030579004 Y123514SS00NMyyGm00022Pme 2 of 12
CONFIDENTIAL
EFTA_00133199
EFTA01275336

SUBS UBS Strategic Advisor Account name: GI1151AINE MAXWFI Your N nodal Advisor:
Friendly account name, SCOTT 574CW/wolf CAMEL
July 2016
Account number. 212-821-7000/800-308-3140
Change in the value of your account Summary of gains and losses
July 2016(3) Year to date (1) Yeas re/zoned below exclude products for which gain and losses are not classified
Realized gains and losses Unrealized
Opening account value $1,162,820.56 $1,311,717.81
July 2016($) Year to date (1) gains and losses ($)
Deposits, including investments
transferred in 2,200.00 6,090.00 Short term 0.00 586.02 3.84
Withckawals and fees, Long term 0.00 6,027.80 63,498 04
including investments transferred
Total $0.00 $6,613.82 $63,501.88
cut -2,624.48 -166,828.93
Dividend and interest income 5,771.55 35,676.76
Cash activity summary
Change in value of accrued
interest 1,993.76 1,957.92 See Account aanrty the month tot dela Is. Balances in your Sweep 000M are indudedI n the cpenng and
closing balance: value. FDIC insurance *pies Only to deposits at UBS Bank USA, not to deposits at LOS AG.
Change in market value 17,145 12 -1,307.05 Starriord Banch or bank deposits placed through the LIEKInternaiond Deposa Account program. SiPC
protection applies to money market sweep find holdings but nal bank deposits Seeimportent inkAmation
Closing account value $1,187,306.51 $1,187,306.51 abhor yOuf statement cn the tact two pages Cl this document for 'Phials
July 2016 (1) Year to date (5)
Dividend and interest income earned
Opening balances $436.00 $541.48
Addkiorrs
for purposes of this statement to:satiety of interest and dnidend income has been determined from a u5
Deposits and other funds credited 2,200 00 6,090.00
la( repining Peradne. eased upon the residence of the account hoiderr, acme,: type, or product type.
some inereSI ands dvidend payments may not be suniert to United State (US) ardor Puerto RICO (PR)
Divdend and interest income 5,771.55 35,676.76
Income tares. The dent mont4, statement is not Intended 10 be used and cannot be felled upon for tat
purposes. Clients should tete' to the applict4e lac reporting forms they recent from U8S annualy, such as
Proceeds from investment transactions 0.00 130,303.76
the Forms 1099 and the Faros 480, fa tax rel>3lIm9 information It Is the practice of UBS to He the
so/K atie ten reporting forms with the US mternal Revenue SeMce and PR Treasury Departrrent and in
sot h fortrn accurately danafy chndenck ardor interest as tar evenot or taable income. Please consult your Total additions $7,971.55 $172,070.52
incivdual tar prepare(
Subtractions
July2016(3) Year to date 1$) Professional management fees and
Taxable dividends 1,342 66 5,389.07 related services -2,188.48 -6,080.10
Taxable interest 4,42889 25,547 12 Other funds debited -436.00 -160,748.83
Rinds withdrawn for investments
Tax-erempt interest 0 00 3,750.00
bought -1,298.88 -1,298.88
Miscellaneous 0 00 990.57
Total subtractions -$3,923.36 -$168,127.81
Total current year $5,771.55 $35,676.76
Net cash flow $4,048.19 $3,942.71
Total dividend & interest $5,771.55 $35,676.76
Closing balances $4,484.19 $4,484.19
SDNY GM 00022580
CH1,70009305654261 NP7000195185 00004 0716 030575004 5,1n574550000000 Page 3 of 12
CONFIDENTIAL
EFTA_00133200
EFTA01275337

SUBS
UBS Strategic Advisor Account name: GHI IN MAX Your financial Advisor:
Friendly account name SCOTT STACK MAW LYLE CASRIEL
July 2016
Account number: 212.821.700&800.30&.3140
UBS Bank USA Deposit Account APY
Interest Perron) Jun 7 - Jul 7
Opening UBS Bank USA Deposit balance tun 7 $0. 00
Closing UBS Bank USA Deposit balance Jul 7 $0.00
Number of days in interest period 31
Average daily balance 49328
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch manager `Mu can find a ful description of the alternative
investment objectives in Important information about your sratementat the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
Investment eltg ty constferat,on None selected
Your account instructions
• You account cost base default closing method is FIFO, First In, First Out.
CNP7C00800S6S4262NP70C0I95I85 00C04 07I6 030575004 yingyaSS0CCifyyjtaGM00022,gie 4 of 12
CONFIDENTIAL
EFTA 00133201
EFTA01275338

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Adelson
UBS
Friendly account newel SCOTT STACK MANLYLE CASNEL
July 2016 Account number. 212-821-70001800-308-3140
Your assets
Some pnces, mottle and current vanes shown may teeppronervite. Asa Mull. gal crs alCSIOsses ma/ n71
be accurately reflected. Set Assonant intantabOn about your statement a the end ol ttws dxuenem fOt
mote Intornalon.
Cash
Cash and money balances
Cash and moony balances may melts* avatar& cash balances, UBS Bant USA deposit account balances,
UBS AG StainSord Branch de post account balances and money mattet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC villein applicable limits, but are not
potected by 9PC UBS AG Stanford Branchdeposit so oum baances ate not insured ty FDIC and are not
protected by 9PC Money rnaiket sweep balances are protected by PK but age not 'inured by the FDIC.
See the important information ?boot your statement at the end of this document for det as about those
Sanas.
Doering Wane. Closing tatrice Pere Pei th" Average Diadem:I 'Merest Dap in
sicking as Jul 1 (1) on Jul 29(1) on Jul 7931 rate period period Cep atonal (1)
Cash 0.00 4,472.67
l/35 BANK USA DEP ACCT 436 00 11.52 250.000 00
Total 8436.00 $4484.19
Equities
Common stock
Purchase pica
Trade Norte( AWN(' price Poet Per thele \lane on unrealized Had no
mddno date of shares per Seale (1) COD basis (S) on tut 29(S) Jul 79 (11 Dan or lOts (1) period
BANK OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 1283 Current yield 2.07% May 17, 11 303.000 117360 3,593.84 14.490 439D.47 796.63 LT
Jun 21,11 313.000 10.670 3,33986 14.490 4,535.37 1,19531 LT
Aug 2, I 1 328.000 9.802 3,215_15 14.490 4,752_72 1,537.57 LT
Security total 944 000 10 751 10,14885 13,678.56 3,529.71
GENERAL MOTORS CO
Symbol: GM Exchange. NYSE
FAI: 41,555 Current yield: 4.82% Nov 18, 10 1,023.000 36.416 37,254.19 31.540 32,265.42 .4,988.77 LT
Total $47,403.04 $45,943.98 -$1,459.06
Total estimated annual income: $1,838
SDNY GM 00022582
(HP70009005654263 NP2073195I8S 00031 0716 030575004 Yi 23574550 000000 Page S of 12
CONFIDENTIAL
EFT/k_00133202
EFTA01275339

*UBS UBS Strategic Advisor Account name: GHIsLAINE MAXWELL Your 15 Banda' Advisor:
Friendly account name SCOTT STACK 1.44/4LYLE CASRIEL
Account number: 212-821.7000/1300-308.3140
Your assets . Equities (continued)
Closed end funds & Exchange traded products
foot (contested n the told of al reinvested dadends n does not induct any cash Chidemt. it is not alai Unteaked (tad goo or lox, n the devote between the current value and the cost bars aid would
lot for the purposes of determining toldr g periods or cost basis. The shares you receive eah lift you generatry be your tette gain or loss if the stoutly was sold on this date The unmated gag gan or loss
reinvest dude's& become a separate tax tat. may need to be 'tined for return of <weld pnenents in order to determine the remind gain or loss for tax
reporting Purposes
Cost Afses 6 the told purchase cost of the security. lndudng reinvested d Wends The cost basis may need
Imeamerdmano
to be adtruedfa return of mild payments in order to determine the adjusted cost bars Ice tar reponng is the current value minus the amount you Invested It does not include shares that are not
purposes reflectedon your statement, includng shares that have been realized as either a gin or a loss nano does
not include cash duclends that were not *Inverted
Purchase pixel
Number Average price Client Cost Axe per share value on Unrealized dttO Investment Holding
Hddng of shares per share (1) Investment CO basis (s) oohs' 290) Jul 29 (1) gain or loss (I) return (S) Period
SPCA S&P 500 LIT TR
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208.53163 208,533.63 217.120 270114.40 61,780.77 LT
Total reinvested 6.000 216.480 1298.88 217.120 1,302.72 384
EAL 15,471 ardent yield: 2.01%
Sectrity total 1,251.000 167.732 208,533.63 209,832.51 271,617.12 61,784.61 63,083.49
Other equity investments
Cost basis and gans and losses have not been adjusted arlornanally for return of capital payments
Resincted sec u city wirers ate estimatedIce informational purposes See Important ',Marmorean abouryour
statement at the end of tho document for actlivonal informalion
Purchase pow
Trade tiumber Average peke Cod Price per share Value on Unmarred Hording
Hddng dose of shares per than (9 basis (S) on ha 29(11 Jul 79 (5) gan or loss (i) period
BLACKSTONE GROVP LPYTHE UNIT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange' NYSE
EAI: 11,937 Current yield: 6.48% Sep IS, 14 1,113000 32 224 35,86606 26.840 29,872 92 .5,993 14 LT
CNP703080056$426.4 NP7OCOI95I 85 C0004 07I6 030575004 Y123574SSOCOMIllYGM00022ttae 6 of 12
CONFIDENTIAL
EFTA_00 133203
EFTA01275340

UBS Strategic Advisor Account name: Your N mandril Advisor:
*UBS
Friendly account name SCOTT STACKMANILYLE CASRIEL
July 2016 Account number. 212-821-70001800-308-3140
assets
Your (continued)
Fixed income
Corporate bonds and notes
Prices are cbtaned from I niece ndml quotation bureaus that use carpaemed vausticn formulas to alonalcarly &dusted for arrortintron of bond prernum using the constant yield met hod If you have
cork date current values Actual mascot Wu.; may vary and thus gairtsrlosses may nd be accurately made a taK elechon to deem the premium anonratan on tarade debt secunties. you may request ues
reflected Cost basis has been actusted for accreted on0inal nsue duoum (O1D) Cost basis has been aIust cost bais for the tondIxernrurri anonisauon.
Trade Total face vaue Purchase At:lusted Price on Vaue on Unrearzed Eiddmg
tang ale a maturity (I) rote (S) cat bars (S) Id 29(S) Jul 29(5) ga n or 105s (1) period
BANK OF AMER INTERNOTES
NTS BfE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 11,110.00
CUSP 06050VYDW2
Moody. Baal S&P B88+
EAI: $2,700 Current yield 3 58% Nov 01, 10 150.000000 100 000 150.000 00 100 419 150,628 50 628.50 LT
JP MORGAN CHASE & CO
NTS WE
RATE 07.900% MATURES 0429,49
ACCRUED INTEREST $2,929 59
CUSH) 4662SHHA1
Moody. Baa3 SW BBB-
(Ai. 111,B50 Current peld. 7.60% Dec 22. 09 150,000.000 105.100 157,650.09 104.000 156,000.00 -1,650.09 LT
Total 6300,000.000 3307450.09 1306.628.50 41,021.59
Total accrued interest 54.039.59
Total estimated annual income: $14,550
SDNY GM 00022584
CelP7C0O3305654765 Ny7003195185 C0CO1 0716 030579004 Y123574550000000 Page 7 of 12
CONFIDENTIAL
EFTA_00133204
EFTA01275341

*UBS UBS Strategic Advisor Account name: GNISLAINE MAXWFU_ Your 0 asocial Advisor:
Friendly account name SCOTT STACK MAI/LYLE CASRIEL
July 2016 Account number: 212.821.7000 800-308.3 140
Your assets . Fixed income
(continued)
Municipal securities
nos are Maned from independent guotabon bureaus the use carputeized ye union formulas to ciscoum for securities issued a a discount. when ongIref cost basis Is &prayed, anortrzabon has been
St Sate current Sues. Actual market Sues may way and thus ceinsilosses may not be accurately done using tte cond.:en yield method, otherwise amortization ha been done using the straight line
reflected. Cat basis he been autoenaticety a:lusted for mandatory arnortizatiol of bond prenium on method
cotoon tar.orerrot munIcipe sec unties using the constant >it'd method and for accreted dire Issue
Trade Teallee flue Purchase A4usted Price on vim on unredized Hddng
Hddng clae a moult/Da pnceS) cost barb 01 M 29(S) Jul 29 (S) gan or loss (S) period
MICHIGAN MUN BD AUTH
RV PREF BED
PRE-REFUNDED
RATE 05.000% MATURES 10'01/26
PRERERJNDED ICY09 16 0 700.00
ACCRUED INTEREST $737.50
CUSP 5945573R1
Moody. Not rated S&P. Not rated
EAI: $2,250 Goren( yield: 4.96%
Original cost bays 546,406.80 Nov 22, 11 45,000.000 100.433 45,194.86 100.768 45,345.60 150.74 LT
DRDVILLE TX INDPT SCH D
FREE BE/Rf
PRE-REFUNDED
RATE 05.000% MATURES 02f1929
PRERERJNDED 02J 19 17 0 100.00
ACCRUED INTEREST $2,05000
CUSP 090874U5
Moody. Ma SW: Not rated
EAI: $4,500 anent yield: 4.88%
Original cost ba95 $93,704.74 Nov 14, 11 90,000.000 101.261 91,135.70 102.406 92,165.40 1029.70 LT
MICHIGAN MUN BD AUTH
RV BE/Pi
RATE 05.000% MATURES 10*i/26
CALLABLE 1001/16 0 100.00
ACCRUED INTEREST 487.94
CUSP 59455T485
Moody. Ma S&P: AAA
EAI: 1250 Current yield 496%
Original cost basis 35,034.35 Nov 22, 11 5.000 000 100095 5,004.79 100.776 5.038 80 34.01 LT
continued next page
CNP7000900.5654266NP7000195185 00004 0716 0305750Cht Y12357465000(gljgyGit0 002Mit 8 01 12
CONFIDENTIAL
EFTA_00133205
EFTA01275342

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
Friendly account net SCOTT STACKMA/XILYLE CASRiEL
lUly 2016 Account number. 212-821-7C00/800-308-3140
assets Fixed income .
Your Municipal securities (continued)
Trade Taal lie nue Furnace Ai:lusted Nice on vim. on Unrealized Ending
tiding die at malunly (I) Priced) cost baus la 29 (0 lul 29 (S) can or loss CS/ Period
8IRDVILLE TX INDPT SCH D
089/
RATE 05.000% MATURES 0211929
CALLABLE 0211917 0 108.00
ACCRUED INTEREST $227.77
CUSP 090874LMl3
Moody An SW: AAA
EAI: $500 Current yield 4.88%
Original cost basis 310056.85 Nov 14, 11 10,000.000 100.176 10,017.63 102.412 10,241 20 223.57 LT
Total $150.000000 $151,357.98 8157,791.00 $1A38.02
Total accrued interest: $3.097.21
Total estimated annual income: 67,500
Preferred securities
Trade Number 'WOW! once PnCt Per share vSue on Unredlized Wing
Wino din of darts pram 111.0* (i) Cott bans (1) COW 29 (A Jul 29 (1) gain of loss (s) 0•60d
OTIGROUP CAPITALnil
FXDFLT TRUST PFD
7.875% DUE 10'30'2040
Symbol: C.PAN Exhange: NYSE
EAI: 418,490 Current yield: 7.06% Oct 41, 10 10,000.000 26.130 261,300.00 26.190 261,900.00 600.00 LT
COUNTRYWIDE CAP V
7 000%
CUE 11/01136 CALLABLE
Symbol: CFCPRB Exchange. NYSE
EAI: 37,350 Current yield: 6.87% Oct 26, 10 4,200.000 23.518 93,778.96 25.460 106,932.00 8,153.04 LT
Total $360,078.96 8360,832.00 50753.04
Total estimated annual income: 125,840
SDNY GM 00022586
CHP7ROCE0056S4267 Nr.7000195186 00004 0716 030575004 Y123574S50 000000 Page 9 of 12
CONFIDENTIAL
EFTA_00133206
EFTA01275343

S
UBS2 016Strategic Advisor Account name: GHISLAINE MAXWELL Your 15nenciel Advisor:
UBS Friendly account name SCOTT STACK MANYLYLE CASRIEL
July
Account number: 212.821.7000/800.308.3140
Your 355et.5<contnveCO
Your total assets
Percentage of Cost Estimated Unmated
flue on it( 29 (1) your account basis (51 annual Incare (51 gan or loss (5)
Cash Cash and money balances 4,484.19 038% 4,484.19
Equities Common stock 45,943.98 47,403.04 1,838.00 -1,459.C6
Closed end funds & Exchange traded
products 271,617.12 209,832.51 5,471 CO 61,784.61
Other equity investments 29,872 92 35,866.06 1,93700 -5993.14
Totul equities 347,434.02 29.26% 293,101.61 9.246.00 54.332.41
15xed income Corporate bonds and notes 306,628.50 307,650.09 14,550.00 -1,021.59
Municipal securities 152,791.00 151,352.98 7,500.00 1,438.02
Preferred secunbes 368,832.00 360,078.96 25,840.00 8,753.04
Total accrued interest 7,136 80
Total fixed income 835388.30 7036% 819,082.03 47.890.00 9.169.47
Total $1,187,306.51 100.00% $1,116,667.83 $57,136.00 $63,501.88
Account activity this month
Date Ac11Mty oescripilon Amount (5)
Deposits and other fends credited Jul 15 Transfer FM Y1 23575 0100 2,20900
Total deposits and other funds credited 52,200.00
0,2le Adimy Amount (I)
Dividend and interestintome
Taxable dividends lul 29 Cividend SPOR S&P 500 ETF TR 1342.66
Total taxable dividends $1,342.66
Taxable interest Jul 29 Interest CMGROUP CAPITAL XIII FXEYFLT TRUST WO 7.875% DUE 10/302010MID 4,428.89
ON 10000
CUSP, 173080201
Total taxable Interest $4.428.89
Total dividend and interest income $5.771.55
Cate Aclhay DeSCnotion aslant (1)
Pen Jul 22 Fee Charged QUARTERLY FEE -2,188.48
Total professional management fees -$2.158.418
CRPT0009305654268 NP7003195I85 00004 0716 0305750CN Y12357455000ffiliywiggSggo 10 of 12
CONFIDENTIAL
EFTA_00133207
EFTA01275344

T UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your Financial Advisor:
friendly account naml SCOTT STACK MANILVLE CASRIEL
July 2016 Account number. 212-821-7000/800-308-3140
Account activity this month
(contrived
Date Aztiuty Description Amount (S)
Other funds debited Jul 1 Transfer JOURNAL TO VI 2395 GI4SLAINE MAXWELL •436.1)0
Total other funds debited -6436.00
Investment trensactions
For mare Information aboA the price/value shown Mr restricted sKurroes, see important in(ortnatkin stoat
your statement at the end of this dxtrnent.
Proceeds Fran Funds
investment withdrawn fp Accrued
Date Acthity Desolphon Quantity %Rue CS) nice tO transactions (S) investrrents trousitt (S) Interest CS)
Jul 29 Reinvestment SPCA S&P 500 ETF TR AT 216.479748 REINVEST 6.030 • 1,298.88
PRICE REINVEST DIV ON 07129/16 EXECUTION
CAPACITY: AGENT
Total 41.298.88
Date Activity DtSCriSal Amount (S)
Money balance activities ism 30 Selena forward $436.00
Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01116 436.00
Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 220000
Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07122116 -Z188.48
Jul 29 Closing MIS Bank USA Deposit Account 511.52
The UBS Bank USA Deport Account is your primary sweep apices
SDNY GM 00022588
01P7000)005654769 WT000195185 C0004 0716 03057500i Y173574550 000000 Page 11 of 12
CONFIDENTIAL
EFTA_00133208
EFTA01275345

*UBS
Your notes
CNI, 000.056562,0 Ne7000,95,04 00004 0716 WOW,. VI . ,7. 1, ,00,901YGAt0002§MS 12 01 12
End of statement for account number 51 23574 55
CONFIDENTIAL
EFTA_00133209
EFTA01275346

important information about your statement
IS Fiuncial Services Pc. (the Firm or UBS Firiercial sent yOu the int statement On Mskh the MC, or Corporation (WO, whith protects 163-flieS aCta-MSOI • Frocks, Cunene income: hvesbments seekng die
Servkas), is a merrber of all principal cecssily, canmodey problem append. its marten up to $502000 (including 1250,ODOla generation of econa onbr.
and option; exchanges. UBS Financial Seniors and LES - hordeyour name ad woort number B any) daims for caska. The Slit asset protection limes ;POP to • Achem Cape*,d poreriotion Investments seek rig
Bank USA we idled subsilones of UPS AG and - Decal* the error or the Wander you revere all accork that you hoed h a particolw smeary. growth of principal rather than the generation of
Ohba*, of U35 Sautes LLC. The Fim's fnanoal about, inisplain as cleat as you can why you The Fm,,, together mt. certain aft does, has also n tame.
statement k available upon reckest The Firtrs exautiee belies* t is an ecru a why you need more purchased SiSpinlientelprOtatiOn. The madman • Produce Conebauboo of Warne aol the
off kes we S. informakei. amount payable lo at iagible colleclink under newinents seeerg both the genssaan
- Pros:dethe dolar arrant d tie suspected era this proses-ion is 1500 mafiosi at of Decent*, 10, 2015. of exam aid growth of pretrial.
WS Financed Swath Inc. Stbrn to the poky medians ad limitations, cash a
1200 Harbor Boulevard The Finn or Card Issuer vii hastigme your compdatt the firm is further protected fa up to 61.9 million n the Overall Sc profits
Weehawken, NJ 07086 and vial carat any error prompty. For alleged more agaegMe kr all your accounts held n apricot* • ConsavaOrt. Seeks to maintain initial arcipal, with
L o T B f h f i i S s c i F s a t i l n a t a t a e n x m c d i e a o n l c S t u r e e m r p v e i i c e n e s t s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r n f i * c fl c i i a c a t l r i d n e s g c , o d e r a d t x a o e s f p h y t o o u u l ' d m y y S o o o a u n r l e v v a i ii t n h c g a h o n U a r v B 1 n e S 0 f t b V h o u e e r s l t u a h S s * e e d s a e o , b m f d i a o t t h y u c e s n a m r t t d o y o b o d n e u r e r o t y t h h a i d i s s d u k , r i i w t A n r e o g in „ t w i i e e f i r l w l r t c o i e r r n e , t d * s a i o k i t t e t hat T u c p h a e o u n S c i r t l e y it q . u p A e ro s h t le . i s- l c i o r p y a o d f t t h h e e p s o u t p t p y l e w m a e d n i t n a g l p h ro w te a c i t l i a o b n k M t lo h w a o t r m m is e k a c a n o n s m d t h v u e o m l a at c i l a c it n y o d t s o m t t d h y o e e r s a o n c t o c b t o a g rd e p n ° p e w a r c a a e te l w s l i r t i h e r it n ka t rt
r O o m t i S b P e O re n l i p e l d e a L s o e a r n ep I o I r j t o i u t im ba m n ed e ia t t h e e ly re n is m an i e r r y ro t r o a t he lakes us to complete our instigation. • b o C th r d o o n no 1 t n a a p , p c l i y a l t o as sets controlled by (and nasal n • M in o fla d t e io ra n. t e Wiling to accept sane ripe to pincjoal and
Brand Manager of the office serving your account. Please mire all checks payek to the Fern or the your account value) but held away from WSFinancial tolerate some motility to seek hyper returns.
financial instkeir intated on tie front of thA Minikes (e.g., certain() cash at UBS Bark Va. 00 • Aggress/re: Wiling to accept high fa to pampa and
Althea:Sit a 'ivies shown are Mended to be accurate, statement In addition to regular accost lees, accounts cash at 1.8$ AG U.S.Manrhes, (4 reurance pods* high solet lily to sea high returns thee time.
statement data triculd not be wed kr la purposes Ray may be abject to maionarke Ins, changes for lete including minable enmities, aid (iv) taros of trutuil • bboSim,•" Eli** Consileation:f alerted, a
*WY on yea-4nd tax kirms. tre , Form 1099. 5498. parent kr securities purchases and charges kr unpaid funds where such awes are registered deed& nth. POrliOn of the portfolio for that account may route
10425, etc >Mien breparg your tax return. The Finn arrotres n cash accounts. Accounts that re transferred name of the account holier on to books ad records complex oranges, feinted liquicity and grater
requiredby law to repo to the IRS all Useable doe:knots to other eat ratans may be subject to a transits fee of to appliciA its eat a transfer agent), volatiky.
insportakie rantaxible detikna and =able interest • Crain rwstrnent contracts or inwsiment interests
end on sweeties held hyous axant, net proceeds UBS Sweep Opiens (e.g.. limited partnerships and pirate placements) that Statement Thetweheldier
on see breadkre, aid cos* basis on certain covered UM offers options Icr sweeping cash balancet balances are rot regitered under tie Securities Act of 1903; We may cockade* a related account statements with
skulks- to bah deposits at UM Bait USA and LEIS AG Wankel and the sane adiess h the same erotism., e.g. because
trench (Bak Sweep Pro: airs), money matte mutual • Commodities arrays (e.g, foreign excha-ge and they have Oontrs who ak0 maintain fit account
Czeamardeallanswith the Finn leafs Money Fun30 and the internationalDepose precis°, metal contracts). including futures conracts ram crehips wall other dents a the same address. If
• Pleat recording ear oral cortrmskations in *ring Accoug Otrafforoustanen wit. an Migrational ad commodity option contract. you peeler to receive individual statmunts mailed in
to fu rther protect your rights. inducing you itintS Rococo Manx/erne* Account. Though the Bat The SIPC protect kin and the supplemental protectiondo separate envelopes, you mat dicta Ixtr,eholcing by
coder the Seanties Investor Proterbon Act °CAI Sweep Programs, cash balwices we swept to LIK Bank not apply so these assets nen if trey otherwise appear calling yes Farhat Acheor
• II the financial institution cn the top lerit of toe Iron USA tp to an estabkhed Irk ad then to UBS AG on yea statements. The SIX protection aid the
of this steams isnot U3SFroricill Senrkes,1_036 Stanford Branch, or a Money Fund. Deposes at 1.85 oakokrnental protection b not protect against changes Friendly acoatentname
Financial Sonic* carries year ecocunt as clearing Bank USA are FDIC insured in accosts-re with FCC n the market vale of yet imestments (whether as The FraccISi acccu-4 name is a (Uncrna*le 'nickname'
broker by arra-gement bah the rdcated inslikrion Ries. Format information please Mit wwwfdic result of market movement. issuer balsruptcy or chosen by you to assist you with your recordteeag
We informed you of this Midis: fib went you Deposes at LEG AG Stamford Brweth ad shares of °think.) has no legal effect on your account You can change
opened this accost h the case. your ke-a and Maley Finds are rot hared by the FDIC. More irtonnation is a-ratable wxn request. txr hiend9 achOcill names. through °nine Services a
seoshes ae boated at LOS financial Seneca and rot You mw cbtan more irrionnation about SIPC, including by canticle-9 your eissancsal Athisor.
the rexcbcrg Order, and youn ut make a mpst Through tie DA, (mailable to cash balances are swop to the SIPC Brochse. by contacting SIPC at 202-371 -83C0
of any error or omission to both firms As described depose &cants al UBS AG New Yak Branch and LBS or by Whig the SIPC wank* at wnwapearg Account overview
the account agreements, you must no* us of anr AG Capron Ranch Thew deposits arena roused by • veal. of yew accountabonfolo. Net of meets and
errors or baud roofing chedcs reflected on your the FCC. Baines held at the LOS AG Casman Brandi Dividend Bei:west-event Paean (MP) kabala
starter* wash 30 days alter it was mailed or made ale tempi:reef reposed to the weereign rok of the The prOe reflected is an average price. You may oaten • Asset lictides available cash balances, values fa
available. Alinements shall be deemed compete Caren Wank, and ter. is no guarantee or other the actual price from you Fruncial Advisor. Ony whole restrkted seamy fed ), and Global Tim Deposes,
and accurate n all other respects if not objected to in obagation of UBS AG so repay Be Wines whiff rin The shares we purchasedunder DRIP; palial shwes will be sweated marks to ma-ket, and certain assets not held
ventrg within 60 days. LEG Cayman's Brach's boas. soli ad the cashwi be ckpoWed in your account. The by he Fern. Does rid include unasked seositiePassets
• Please deed customer complaints or rarest° the dotted reinvestment price applied by the ester may at the end d the pior and current statement OC410dS, or
Fetri's C lent Rebore °torment at 201.352.1699 Deposes *LEGBerk USA and each UBS AG Branch are of ler from the market pikes winch tie partial tires pritate iswessmints. smelted stock options and
a toll.froe m 900354.9103, U.00 A.M. to 603 P.M frOl protected by SIK. Monty Fund shwa we protected re sold exercisable stock options
FT Monday through Friday. or in rating tol135 del SIPC. See 'LOS Financial Services Account Femecton" • bibiaes Includes debit betakes aistarding margin
Financial Service Ix., Client Relations Deprment, below. °whin-lieu bans, credit are, shir account balances.
P.O. Box 266 Union Coy, W 07037. achy whole unts may be held n your =art. f you at • Cashrmoney balances. Total of uninwsted rata*
• In case of error or ganthro about an electronic Uponyour request baron in the Bank Sweep entitled to a petal knit a a result of a ckriderd parent cash balances, plus depose telexes a UBS Bank USA,
firth transfer (EFT), bat parr a UBS VoOokbit Program or DA mw be wethdran and shares of a or ctheewiw, the Film will ether sell panel unit at LBS AG U.S Branches erd money make mutual fund
card transactions, ell e00762-1000. or wise to UBS Money Ford may be liquidated, and the proceeds market price a accept an /morn determined by a sweep bala-on, at the chase of tie statement period
Financial Seneca Irk, 1000 auto 814, 6th floor. returned to you or your seoshes regiaered cleirrg agency, and credits", accost lith-corwrodity free oak balances in nos account are
Weehawken. NI 07006, AIRY RIAAOSA Sakes. rim segregated from other balances and the Fins may
Rate I-dorm/eon about available swap *Pont Investment objectives is. ay of these find in the Ordiney coursed As
Caller voile as soon es yew can, if you hit you- nckedrg wren gyred rates and yields. 5 awikble at The investment objectives and risk profile are spec it to bestrew. Thew funds re hirable yam your domed
staterrent or receipt k mono or if you need more wmvubscordsweeppekb. from your Fnancial Advisor each account and ma/ may between you accounts This total is included in the arrant period closing vain
rricanation tout a transfer on the statement or a by calling KO-762-1000. Nate ado* the Firm paned& in lacing day
receipt. The Firm or Card Isker (as appleable)must sg-if joint change inr ex I nancial siketion or Lending information
her from you no In tun CO dearer tie Elm U Th N e F F e i n n , a r n t c a i a rr l o S - e ri m -o it r e o s f a Sh c e c ( o e u n n t n p in ro e t e 1- c e t e io n n o • Protects", h ch v o e o s s tm e o e n n e t & of r o th v e e fo s l o F w or i n e i a nv c e h s w tm a en n t t o h b e je ld c , t i y v o es u . F a o n r d & d t o a d r o e e d s in 's f p . r u e ls fe a r t io to n y O i n n th C e l i F e i n lm t R 's a ', t S io O n S s O h i p p ra ctices
SDNY_GM_00022590
CONFIDENTIAL
EFTA_00B3210
EFTA01275347

Important information about your statement (COMItitled)
Aueenent or ACCO-al Agreement and the General - We german use he closing price when avallak or liquid and °kaki they can be sold de prke - h addien to cornrassens received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the bid anal ask price, for listed received may be loss than die per dire edirnated with the sale or danbution of awn contract
boilable in Armories andO rabotres at secultin ad optitra or only bid prices for OTC value provided n the accord statement. and trait imestment but trit toast clients. we
mop ea< ~Alberni ontekrintr met securities. anda our affiliate recewe ',woe shalt;
- Less 3Clefair traded secuities may be priced ushg a . Restricted securities. Res-toted sectaries generaly ompersaim frommany of the loosene
Yew masts valuation model a the moss recent pee we are not many ingble for public sale. UBS Financial companies undenalh; the amity contracts,
Your statement itemises securities and other assets hell drained ad may not reflect en actual maim price Service: uses the motet priced the unrestricted node Wises d de insurance cormato or manors of
h (Marconi at the end of tie Mannar' period. You a vats of the COae issues as an Mooted value for the tie ant imesimmt rusts we disabuse.
may ask for deiverr of fun paid seosiies al anytime. - Certain positions may axes **PS a price anal restricted slid brourposesolthis statement on4o To - Our affiliates also teethe trading commosions ad
You may receive securities used as loan collateral alter will Ste rate was not avatlable• it we av the extent teat rentled seorities are elgbk to sale, ate compensationRan wadi knots and
paying an balate d* on them. Any securities usable to obtain a price fora seamy the vale reeebed may be ststanualy less than the Striae companies whose products we dataise.
transferred to tit Firm cling the statement period are - Deposal a securities denominated al cunercies in sled vabe down - We receive an anal fee from UBS Bat USA ad
listed at market vine as of the end of the statism. other thin U.S dollars an reflected at the eachrise LIRS AG Stanford Ranch of to to 425 per accuse
period. rennet the nation date. • Est. (estimated) income, arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost fare In detemining tie cost basis of he - fen certain secures racing n non-contemns An estimate of amual income 6 based on current Program.
securities incbded in this statement where indicated denominations. price and quality (fan iota) may dividend and interest rates, assuming tie seosites will
with the number" l, • WS F mincer Services has relied have been Aimed to facilitate Freer valuaten be heel for cne yes from statement date or until Adivity
on information obtained from sources other than UPS To cbtain anent guanidine, when sealable, contact maturity This Minsk San a gudolne; accuracy klionnanon reporting conmksens and otter chsges
Financial Semites, including if amnion frcm another your Finacial Adviser. ad continued income are not guautreed hind h connection with he execute:not trades,
trim a that sumer have provided to yea Finaxial - Estimated arrest kerne and current yield fa educing option tranuctions has been incbctd on
Malta. The Firm does not irdeperantly verty a • Private irreestment" and struceared product'. certain types of leashes could ncksie a return of coili maticre prewuef furnished to you. rid will be
gaira-2•4 the accuracy a validity day Sarmatian hivate investment waits (ittding deed patio:star capahl gain in which ease the est Posited to yzu promptly on repast.
Provided by sou, other than LESPi-uncial Sonnet. pankipaten program zed real estate investment suet income (a-d curried yell would be owniated.
▪ xklticru *hough UESPhricial Semites greralY washes) andstructured proins are gmeralb highly - Estimated anal income and open yield and to Short selling
updates hb nktmaten as it is waved, the Finn akuid. Celan stnstred proctots have not been actual exam iniyieU miS1 be lower°, higher II you are engagedin short sellrg a security, you may
does not provide any assurtroes that to illamation registered with the Securities and Exch that the entinateddritunte. nor a charge die to amain banters costs for gut
seder 'Con bans° and *Unrealized gat loss' is Cam use er under any state seeunitilasn. We - An *stinte of nudged income (dadend ander priests- security.
accurate as of to date of fhb statement. As such amide estmated values for private investment interest) divided by the current market
please do not reef on this nil:amnion to make startles ird structured products for Scrmatenal valsraverage balance is based ok the tut dirdend Open orders
ruchase or sale decisions, fa to ruboses a purposes any. Scam) is na4 gumanteed. or merest payment mode by the Misr and Regarding open or • stolid-cancelled' aden that
otherwise. Accounts turderred to de Elm may - These vibes may differ ststatisty from peek il awns tie sear teSdettats will be held for cne wee not executed by the stattentre date, open buy and
refine gai loss infamatim only for the period id any. at which a prate inestneril rid year from the statement date or until maturity. sell slop orders are rediced by the route of diederds
tine they as held at tie Fin Morehi:tonal structured product maybe bought or sold and do Accuracy anal continued petal at not guaranteed cr rititscn an vadividend a ianSts sine knits
intimation <abbe added by your Flatlet Advisor. not necessaly reprehend the vat* you may receive ranxted ahenvise by gay You are responsbk for
upon licaidaten. • Assets not held by tl€S Financial Serviced Conan orden that are executed ds to yOur ladure to Cancel
• Unmealbad sans/los' NI' hen data s awilable, - Third party estmaees of vale are as 04 a certain roses se rot held by the F im ire not *whin the *niter; open orders.
orienatee sneaked guinilown re cittAalod Ice date and an supplied to UBS Instil Services on a rim's possession or control. These assets are
roddial stony lots. The transition data for regular basis by an independent valuation firm. donned on leer statement for informational Prawn
itivelial bat mayor my not reflect ammissions, - bait.. general panne- or sponsor estimated vain% purposes only Positions and values presented are To obtain a copy d err current Client PrviecyMake.
r=dand or security reap-Staten events ary, are suppled to **Flan by the issuer, provided byte Muting fem. UBS Financal5ereeces pleat contst yas FrontalAdmit ot at our websik
and ober reinvestment lots ad systematic general patina or sparser and may be cakultied not resemble for do information and does not at wsw in! rrventhirovmiriv
deduct bts are each combined RASO', cr. based an tiff erent information ton tut used by guarantee es accuracy. T's, assets we not protected
enragedlot The 'Trade date cokinn presents the third parties to derive their 'negated values. by SRC or de Ferris supplemental SIC coverage. UEG Finatid Senkes 6 not a ba-k The WA, Business
crgrul transaction trade dale - You can obtain additorel Sormataon regarding Services Account BSA and IRMA are brokerage accounts
the metocblogy used to determine the estimate d • Revenue 'halals and additional compuniatim. which provide access so barking services and pockets
• Callable securities Bonds end intend stock that value and the dale of dr ilamnin that is the — In addition to commissions on saes and Lib.' lees tem* sungenenits wih all Seed lurks ad other
the aver tat for eat redenplom will be selected basis kr the ectimate by contanit your Financial received n erection with tit distribution if Ihniparty banes, an/ providers access to i-oisa-ce and
TrOalially by lot frcm aments all senates of that Advisor rrulual funds to our dents we anda our Aisle anmatY Products abed by unaHiliatedthid-party
Ewe held ri outrun* cr in nominee nom fa or - Third pity 'singed vakies may be reflected as receive revenues sing payments Iran distributors rouraice caftans through insurance agency
<lents, Call tease ntanuten is cbtaned from third 'Not priced in several situations: Mien an at/ or adisas of the maul funds that we sell. subsdianes of UBSFinaroial Services Inc.
parties and in accuracy is not garantewl. Other tall 1-dependent valuation lire has not tankeda is These amens are based on two cMermi
tenses may end whit mid idled poet compete utile to assign a verb e. whame become snare torrpononts (k the amount of Yin by UBS of a lmast-no-S, neura-ce. ad aroily products,
inkrrnatnn MO be provided upon request that a material meet has coasted tot may call a Patrols mutual fund I amikr to our clients: and OS Not FOC insured • No bask guanine. May tow value
mown regaled vat* rep question, ot when a the asset value of a particular mutual fund famikns
• Certificate' of deposit COX. CDs are FDIC muted value would be highy specula:re due to tie nature shores held a the lrrn RMA. Resource Management Arm nt, Business Services
sp to $23),000 ik principal rid accrued interest per c4 the snaky. — We and as allneete ate receive num:eking aid Account BSA, IRMA and intonational Resource
deponor and per depository inoiturion in accordance, - When miter an issuer, general partner or wonsor ambit accosting fees n col-adoration for Management Accord an registered service maks of
wti FDIC riles estimated value nor a third-pay *Annelid yak* is transfer agent service, that we myrre to the Fnancii Smites vex
providect, the eta d the security Mk be dikter* mutual lends. These fees generally are pad from
• Prialvalue Prices divined for securities and oder kayo its pstruce price. investor asses nn the moral lured and &teetered WA Signalise it a regale...de/MO Milk 01 Visa
packets my be higher or lower than the price that - • Ontributiens to date' may indude return of data amount blued al the number of accounts at Hemel knal LGS Visa Signature ova cads and IBS
nu would actuary receive in the matte. him me capital ncome orboth. the broker.dealer holing mutual funds of that fund Visa debt cards a-e anted by UBS Orb USA with
obtainedfrom vats he, party sources whiti we - 'Original unit size' represents tie oral offering family permission Iran Visa USA Incorporated.
teeing to be reliable, bit we donor guarantee then peeper snit axial./ not rebel sots con bans
acturxy. - OPP ad unlisted REn stasis are rot listed on a UM Financial Sanaa Me Fey 201604
national securities exchange. and are german
SDNY_GM_00022591
CONFIDENTIAL
EFTA_001332I I
EFTA01275348

lies Financial Services Inc.
Private Wealth Management UBS Strategic Advisor
r*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
Che700563343350816 v1 0
GHISLA n\IE MAXWELL
Account name: GHIStANE MAXWELL
Friendly account name
Account number.
Your Knancial Advisor-
SCOTT STACK MANILYLE CASPIEL
Phone 212.821.7003/800.308-3140
Questions about your statement? Value of your account As a service toyou, your portfoia value of
$1,185,383.34 includes walled interest
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, On July 29 (S) on August 31 (9)
account 029323574
Your assets 1,187,30651 I , I 85,383.34
IRA our website: Your liabilities 0.00 0.00
vmw.ubstorntlinancialservices
Value of your account 11,187,306.51 $1,185,383.34
Accrued interest in value above 47,136 80 $6.803.85
Sources of your account growth
Tracking the value of your account during 2016
Yak* of your account
at year end 2015 41,311,717.81
Thousands
Net demon and
1484.3
withdrawals 4167,050.62
1,311.7
1,197.3 1,185.4 Your tiveStrnent return:
Dhidend and
interest income $40,414.94
Change in value of
accrued interest 41,624.97
Change in
market value -31)13.76
Dec 2014 De< 2015 Jul 2016 Aug 2016
Value of your account
on Aug 31, 2016 $1,194311334
SDNY GM 00022592
Member SIPC CW7000%05633929 W000197198 00004 0816 030575004 v123574550 000000 Page 1 of 12
CONFIDENTIAL
EFTA 00133212
EFTA01275349

UBS UBS Strategic Advisor Account name: GHI AIN" MAA Your Fi vandal Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
August 2016
Account number: 212-821.7030f 800-308-3140
Your account balance sheet
Tne value of your 3count induces assets held .3 U6S and cenan assess held ava/ Iran 085 See par I
for more I riOnnatiOn.
Summary of your assets
Value on Percentage of
August 31 (I) your account
A Cash and money balances 2,900.68 0 24% Your current asset allocation ava C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . 0 nc 8 e 5 s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives a00 000% account balances. U85 AG Stamford Branch
A deposit account balances and money market
C Equities 350,351.16 2956% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 832,131.50 7020% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
0.00 0.00%
Total assets $1,185,383.34 100.001E
Value of your account S1,185,383.34
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 8.01%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
ChiP7COOBOOSO33830 hiPMCOI97I98 POW. 03I6 030579004 Y123514SSOCOnlyyGhto coSie 2 of 12
CONFIDENTIAL
EFTA_001332 I 3
EFTA01275350

SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your linandal Advisor:
Friendly account nal SCOTT STACKMANLYLE CAMEL
August 2016
Account number. 212-821-7000'800.308-3140
Change in the value of your account Summary of gains and losses
August 2016 (3) Year to date (1) Values reported below exclude products for which gam and losses ale not destined.
Realized gains and losses unrealized
Opening account value 31,187,306.51 $1,311,717.81
August 2016($) Year to date ($) gains and losses (9)
Deposits, including investments
transferred in 0.00 6,090.00 Short term 0.00 586.02 5.40
Withckawals and fees, Long term 0.00 6,027.80 63,773.60
including investments transferred
Total $0.00 $6,613.82 $63,779.00
out -6,321.69 -173,150.62
Dividend and interest income 4,738.18 40,414.94
Cash activity summary
Change in value of accrued
interest -332.95 1,624.97 See &Could &ably this month for dela Is. Balances in your Sweep Options are includedIn the openng and
clotting balances rail. FDIC insurance applaes only to deposits at UBSBank USA, not todeposits a as AG,
Change in market value -6.71 -1,313.76 Starr/old Bench or bank deposits placed Wogs the UBS internsionai Deposit Account peogeen SIPC
prole< tion applios to money medal sweep fund holdings but not bank deposits. Se•Important information
Closing account value $1,185,383.34 $1,185,383.34 about your statement Co the test two pages d this document for detals.
August 2016 (5) Year TO date IS/
Dividend and interest income earned
Opening balances $4,484.19 $541.48
AddEions
for purposes of tNs statement, terrabity of interest and dnicknd income ha been determined Iron a US
Deposits and other funds credited 0 OD 6,090.00
to reporting perspective. Bawd upon the residence of the account header. account type. or Product type,
i s n o c m om e i e n t f e a r c e e s s t . a T r h d e o d r e ( n M t c m le o o n d th p e a y y s m ta e t n e t m s e m n a t y is n n o o t t b I e nt e tu n o d i e e d n t o to b U e n u it s e e d d P a a n t d e c l a (U nn P o t a b r e d o R r e P ed u e K rt e o n I8 C fo 0 r (P ta R e ) Dividend aid interest income 4,738 18 40,41 4.94
purposes. Clients should refer to the applicade tar reporting loans they receive from USS annuity, such as
Proceeds from investment transactions 0.00 130,303.76
the Forms 1099 and the an 483. for lar reporting Information. It IS the prance 01 U85 to file the
aPPricatre tar reporting forms with the US listener Revenue Service and PR Treasury Depanment. and in
such forms accurately classify dricknct andict interest attar eserrpt or eatable income. Please consult your Total additions $4,738.18 $176,808.70
incledual tar prepare,.
Subtractions
August 201601 Year to dale ($) Professional management fees and
Taxable dividends 0.00 5,389.07 related services 0.00 -6,080.10
Other funds debited -6,321.69 -167,070.52
Taxable interest 1,837 50 27,384.62
Funds withdrawn for investments
Tax-exempt interest 2,500 00 6,250.00
bought 0.00 -1,298.88
Miscellaneous 400.68 1391.25
Total subtractions -$6,321.69 -$174,449.50
Total current year $4,738.18 540,414.94
Net cash flow -$1,583.51 $2,359.20
Total dividend & interest $4,738.18 $40,414.94
Closing balances $2,900.68 $2,900.68
SONY GM 00022594
Cerr70003305633031Ne70C0I97198 00031 091603057`004 Yt2ssyessoc00000 Pogo 3 of 12
CONFIDENTIAL
EFTA_001332I4
EFTA01275351

UBS
* UBS Strategic Advisor Account name: GHIcLAINE NIA',111Ett Your 15 nancial Advisor
Friendly account name SCOTT STACK MAMLYLE CASRiEL
August 2016 Account number. 212-821.70001800-308-3140
UBS Bank USA Deposit Account APY
Interest period Jul 8 - Aug 4
Opening UBS Bank USA Deposit balance Jul 8 $0. 00
Closing UBS Bank USA Deposit balance Aug 4 $0.00
Number of days in interest period 28
Average daily ba bnce $478 SS
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
France' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Curren; income &capital appreciation
Your risk profile:
Primary • Moderate
investment cOnWerabon • None selected
Your account instructions
• Ynv account cost basis default closing method is FIFO, First In, First Out.
CNI170C01105633832 NP7003197198 COCOS MI6 Dammam y:235ussOCOM11/YGM00022,141e 4 of 12
CONFIDENTIAL
EFTA 00133215
EFTA01275352

UBS Strategic Advisor Account name: CHI!A_AINE MAXWELL Your /Is andal Advisor:
$UBS
Friendly account name SCOTT STACKMANLYLE CASILEL
August 2016 Account number. 212-821-7000/800-308-3140
Your assets
Some OnCes, mcoMe and Current values Sheen) May be approximate. AS a kit*. OM ale fosses may nal
te accurately reflected. See Aporunt infosenefron about your statement a the end of ttws document for
more infornmon.
Cash
Cash and money balances
Casts and mosey balances may include avalaole cash balances, UBS Bant USA depost account balances,
UBS AG Stamford Branch depoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC valhn applicable limits, but are not
potected by 9PC LMS AG Stanford Brant h deposit account balances an not 'Muted by FDIC aid se not
protected by 9PC Money market sweep batances are protected by 9PC but Ene not insured by the FDIC.
See the Important information about sour statement at the end of this document for details about those
balances.
Goering balance Cloong Wage Price per :hen Average 0:olden(' Interest Deo en
Hddng on Aug t(t) on Aug 31 (I) on Aug 31 (1) rate period period cap &Yount (5)
Cash 447267 0.03
t165 BANK LISA DEI> ACC" 11 52 2,900 68 250.000 00
Total $4,484.19 $2,900.68
Equities
Common stock
Purchase pied
Trade litireber Average price Price per Shen Value on unrealized Hddng
Hddng date of snares per male (II Con bans (V pis Aug 31 (5) Aug 31 0/ gain or loss (5) period
BANK OF AMER CORP
Symbol: MC Exchange: NYSE
EAI: 1283 Current yield 186% May 17, 11 303.000 11.860 3,593 84 16.140 4,893.42 1296.58 LT
hen 21.11 313.000 10670 3,33986 16.140 5,051 82 1,711.96 LT
Aug 2, I 1 328.003 9.802 3,215.15 16.140 5,293.92 2,078.77 LT
Security total 944.000 10.751 10,148 85 15236 16 5,087.31
GENERAL MOTORS CO
Symbol. GM Exchange NYSE
EAI: 11,555 aerent yield: 4.76% Nov 18, 10 1,023.000 36.416 37,25419 31.920 32,654.16 -4.600.03 LT
Total $47.403.04 $47.89032 $48728
Total estimated annual income: 61,838
SDNY GM 00022596
0,700030305633833 NP7003197198 00034 0816 030579004 Y123574S5003C000 Pogo S of 12
CONFIDENTIAL
EFTA_00133216
EFTA01275353

UBS
UBS Strategic Advisor Account name: Your K nuclei Advisor:
SCOTT
Friendly account name STACK MAI4LYLE CASRIEL
August 2016
Account nunsber: 212-821.7000/800-308-3140
Your assets r Equtties (continved)
dosed end funds & Exchange traded products
Total remeested iS me tot, of as reinvested dadendl it does nol Induik dry cash dvIdends. n Is not a lai untetived (to pon or Oss n Ine calleence Cervixen the c 'vrom warme and the tost traas end would
Id for the parposes of deterrrining hddrg periods or cost basis. The shares you recove etth time you genera>, be your taalde gein or loss II t he sec Lolly was sold on ths date Ine u nreaked (tm) giet na loss
femelt dodend bttome a ~rare taR bl. may veed su be achnted lor rei urn of capita pasments in order to determine the realind glin or tas lot ta
Cost boys is the total purchase tost of the security. Indudog renvested d udends The tost basis may ned
"1"34119PUr1/05eS
to be &lus:cdCc< return d capita payrnents in order b deterrnne the edjustedcost bars fa ter reporing Inee2menf Mum Is the c ment valare rNn us Ihe ontluist you imested n does nol entlude gl4feS thS are nol
parposes reflededon your Ornement, includng sloom thx have been realired at enne( a pin oe a lott n alto does
not include cash dodend; Mal wee nol .elmened
Purchase pr.W
Haan
Iesurber Averfl pace alant Cosi PrKe per share value on Linrealized (m) imtstment
Hddng of share, per share fl) investment basis(S) an Aug 31 (S) Aug 31 (4) yen or las (S) return (S) period
SPD« S&P 500 ETT TR
Symbol. SPY
Trade date: frul 12, 13 1245.000 167.496 208,533.63 208,533.63 217.380 270,638.10 62,104.47 LT
Total reinvested 6.001 216.480 1298.88 217.380 1,304.28 5.40
EAL $5,471 Cisrent yield: 2.01%
Security total 1251.000 167.732 208,533.63 209,832.51 271,942.38 62,109.87 63,408.75
Other equity investments
Cosi basis and gans and tosses have nol been adjusted automatie tfly tor return of capita pttrme nis
itesincted sec u Aty Induts are estmtted fa irlorrnational purposes See Important information »out your
statement at the end of dus document for acidieonal informat ion
Purchase por&
Trade lourrber Average rune Con Nice po share VaI ue on unregized Harding
Hddng dae shares pet share IS) tom (S) on Aug 31 (5) Aug 31 (5) gan or loss (1) period
BLACKSTONE GROU> IPYTI-IE UNIT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange' NYSE
EAt 11,937 Drent yield: 6 35% Sep 15, Id 1,113000 32 224 35,866 06 27,420 30,518 46 -5,34760 LT
CHP7C0C1005633834 NP7OCOI97198 C0004 Pel 6 030575004 Y123574SSO 03~y Ght000ntsge 6 of 12
CONFIDENTIAL
EFTA _00133217
EFTA01275354

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
UBS
friendly account name SCOTT STACK MANLYLE CAAkiEL
August 2016 Account number. 212-821-70001800-308-3140
assets
Your (continued)
Fixed income
Corporate bonds and notes
Paces are Marino from independent gnomon bureaus that use cco-puenzeo va union formulas to a.rtanadcally &dusted for amortization of bond premium using lye convert yield method If you have
calc Wait current values Actual market vaues may vay rid thus gairtsrlosses may na by accuately made a tar election to deduct the preni um snarlration on fatale debt secunties. you may request U85
reflected Cost basis has been Ousted for accreted original issue duoum (01D) Cost basis has been ust cost bais fa the tenni:german annanZatiOn.
Trade Total lace value Pu! chase Aciusted Price on Value on Unrealized HcIdtng
Hddng dae a mainly (S) puce (S) cost bars (S) Aug 31 (Si Aug 31 (1) gan or loss (I) period
BANK OF AMER INTERNOTES
NTS WE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 31,590.00
CUSIP 06050WDW2
Moody. Baal S&P. BBB+
EAI: $2,700 Current yield- 3.59% Nov 01, 10 150.000000 100 000 150.000.00 100.234 150,351 00 351 00 LT
JP MORGAN CHASE & CO
UTS EVE
RATE 07.900% MATURES 04(2949
ACCRUED INTEREST 33,94999
CUSIP 466251-MAI
Moody. Baa3 S&P B813-
EAL 311,850 Current yield. 7.61% Dec 22.09 150.000.000 105.100 157,650.09 103.759 155,625.00 -2,025.09 LT
Total 1300,000.000 8307450.09 1305.976.00 -11,674.09
Total wined interest $5,599.29
Total estimated annual income: $14,550
SDNY GM 00022598
Gie7COCE005633835NP7003197198 00004 0816 03057%04 Y123574550000000 Page 7 of 12
CONFIDENTIAL
EFTA_00133218
EFTA01275355

*UBS UBS Strategic Advisor Account name: -HaAINE MAXWELL Your Asandal Advisor:
Accountacucmo unrt name' SCOTT STACK MANLYLE CASRIEL
August 201 6 ccou number: 212.82170001800.306.3140
Your assets . Fixed income (continued)
municipal securities
Prices are et:Reined from Independent quotation bureaus the we carputeized ea teflon 10fMtilt6 10 CiSCOUIll for sea/dies issued a a discount. When engines cost basis Is dsplayed, anortuation has been
St date current Sues. Actual market Sues may very and thus calnillosses may not be accwately done using t te constant yield method otheml se cenortliation has been done using the straight km
reflected. Cal basis has been autananicaly 'dusted for rnancbtory am:dilation of bond monism on method
coupon tax.eserrpt munIciptf sec unties using the constant yieldmethodandfor &Crete() coigne Issue
Trade Teal face value Purchase Aduded Price on Sue on Unrealized Hddng
Hddng date a mattsity (4) pnced) cost basas Aug 31 (5) Aug 31 (51 gen or loss (S) period
MICHIGAN MUN BO RUTH
RV PREF BEM
PRE.REFUNOECI
RATE 05.000% MATURES 1001126
PREFERiNDED 1001(16 0 100.00
ACCRUED INTEREST 4937.49
CUSrP 5945573R1
Moody. WI rated S&P: Not rated
EAI: 12,250 Cisrent yield: 4.98%
Original cost Baas; $46,406.80 Nov 22,11 45,000.000 100.212 45,095.83 100.373 45,167.85 72.02 LT
61RINILLE TX INOPT SCH D
FREE BeFte
PRE-REFUNDED
RATE 05.000% MATURES 0211929
PRERERJNDED 0211917 0 100.00
ACCRUED INTEREST $19999
CU9P 090874U5
Moody. Ma SW: Not rated
EAI: 44500 Ciarent yield: 480%
Original cost bags $93,704.74 Nov 14, 11 90,000.000 101.062 90,956.11 102,000 91,800.00 843.89 LT
MICHIGAN MUN BO ALT'
RV
RATE 05.000% MATURES 1001126
CALLABLE 10'01116 0 100.00
ACCRUED INTEREST 4104.16
CU9P 594557465
Moody. Ma SW: AAA
(Al: $250 Cur tent yield 498%
Original cost bays $5,034.35 Nov 22, 11 5,000.003 100047 5,002.36 100.374 5.018 70 16.34 LT
continued next page
CNP70309005E33B36 NP7003197193 00004 0816 030575004 YI2357455000MyGhtc oorAtat 8 of 12
CONFIDENTIAL
EFTA_00133219
EFTA01275356

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nuandal Advisor:
(Pit UBS Friendly account nail SCOTT STACKMANLYLE CASRIEL
August 2016 Account number. 212-821-7000/800-308-3140
YOU( assets Fixed income .
Municipal securities (continued)
TAMe fetal feet Niue Pul(hd5e &lusted Pace on Valueon unreaized ridding
Hddng elate at maturity(1) priced) cost Um (1) Aug31 (S) Mg 31 (S) gin or loss (1) Period
BIRDVILLE TX1NDPT SCH D
DON
RATE 05.000% MATURES 0211929
CALLABLE 02/15/17 0 100.00
ACCRUED INTEREST 422.22
CUSP 090874LM8
Moody An SP: AAA
EAI: 4500 Current yield 4.90%
Ceign al cost basis. 310,056.85 Nov 14, 11 10,000.000 100.148 10,014.85 101.991 10,199.10 184.25 LT
Total 1150,000.000 1151,069.1S VI52,185AS $1,11650
Total accrued interest: S1.263.86
Total estimated annual income: 57,500
Preferred securities
Tiede tauter PuicM5e0aCe Puce per store Witt On unreedized Lidding
Hddng dale of sham ref thin IS) Cott baut (S) on Aug31 (S) Aug 31 (5) gin or loss (5) period
OTIGROUP CAPITALMil
FXDFLT TRUST KO
7.875% WE 1030'2040
Symbol: CNN Exchange: NYSE
(Al: $18,490 Current yield: 7.14% Oct 4, 10 10,000.000 26.130 261,300.00 25.910 259,100.00 -2,200.00 LT
COUNTRYWIDE CAP V
7 000%
CUE It/01/36 CALLABLE
Symbol: CFC PRO Exchange. NYSE
(Al: 37,350 Current yield:6.804/o Oct 26, 10 4,200.000 23.518 9%778.96 25.730 108,066.00 9287.04 LT
Total 1360,078.96 2367.166.00 17,087.04
Total estimated annual income: 525,840
SDNY GM 00022600
CW0009305633837 NP7003197t90 00304 0816030575004Y123574550000000 Pogo 0 of 12
CONFIDENTIAL
EFIA_00133220
EFTA01275357

*UBS
UBS Strategic Advisor Account name: Your Knancisi Advisor.
Friendly account name SCOTT STACK MANL YLE CASRIEL
August 2016 Account number: 212.821.7000) 800-3084140
Your assets lcon trwedl
Your total assets
Percentage or Cost Estimated Unrealized
value on Aug 31 (I) your account Dane (5) annual tooter* (5) gsin or loss (5)
Cash Cash and money Wallas 2.900.63 024% 2,900.68
Equities Common stock 47,890.32 47,403.04 1,838.00 487.28
Closed end funds & Excharge traded
products 271,942.38 209,832.51 5,471.00 62,109.87
Other equity investments 30,518.46 35,866.036 1,93700 -5,347.60
Total equities 350,351.16 29.56% 293,101.61 9,246.00 37,249.53
Iroced income Corporate bonds and notes 305,976.00 307,650.09 14,550 00 -1,674.09
Municipal securities 152,155.65 151,069.15 7,500.00 1,116.50
Preferred securities 367,16800 360,078.96 25,840.00 7,087.04
Total accrued interest 6,803.85
Total fixed income 832,131.50 70.20% 813,79020 47,890.00 6,329.45
Total $1,185,383.34 10000% $1,114,800.49 $57,136.00 $63,779.00
Account activity this month
Cote Adler; Description Amount (1)
Dividend and interest income
Taxable interest Aug 1 Interest COUNTRYWIDE CAP V 7 000% MX11/01/36 CALLABLEPAIDON 4203 1,837.50
CUSIP: 222388209
Total taxable interest $1.83750
Tax-exempt anterest Aug 15 Interest BIRDVILLE TX INDPT SCH D PREF BE/P/5 DUE 02I 529070011507 2250.00
CALLABLE PRE-REFUNDED PASO ON 90000
CUSIP: 090874U5
Aug 15 interest BIROVILlE TX INDPT SCH DBEIF7 5 DUE 021529 DM 011507CALLABLE PAID 250.00
ON 10000
CUSP: 0908741M8
Total tax-exempt interest $2,500.00
M1Scellaneous Aug 8 ()Mend BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 400.68
1113
Total miscellaneo es $400.68
Total dividend and interest income $4,738.18
C NP7ODC0305633838 W7000197198 C0004 0816 030575004 V123574SSOceeffigyGht000ggri uf of 12
CONFIDENTIAL
EFTA_00I33221
EFTA01275358

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor:
friendly account nawl SCOTT STACK MAP/ LYLE CASRIEL
August 2016 Account number. 212-821-7000'800-308-3140
Account activity this month
(coati-WO
Date Actinly Oesccpuon (1)
Other funds debited Aug 2 Transfer JOURNAL TO Y 123575 GHISLAINE MAXWELL -6321 69
Total other funds debited -$6.321.69
Ode Activity Desoiplion Amount (1)
Money balance activities MI 29 Balance forward $11.52
Aug 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,472 67
Aug 2 Deposit L185 BANK USA DEPOSIT ACCOUNT 1,837.50
08102116
Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF -6321.69
Aug 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 400.68
Aug 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.500.00
Aug 31 Closing UK Beak USA Deposit Account $2.900.68
me UBS Bent USA Deposit Account Is your primary sweePOPItoo
SONY GM 00022602
CNP7034:030563.3839 NP7000I97I90 00004 MI6030575004 YI23574550000000 Pegs 11 of 12
CONFIDENTIAL
EFTA_00133222
EFTA01275359

*UBS
Your notes
""- ="7:===;:,75"--------2'""°' ''
CONFIDENTIAL
EFT,00133223
EFTA01275360

important information about your statement
U3S Financial Services Pc. (the Firm or UBS Finarcial sent yOu the trst statenard on which the WC( Of Corporation (SK), which protects series *oasts* • Preen Cunene Income: twestments seekng the
Strakal is a moniker of all principal security, canrrodey anablem appinad. its renters up to $502000 On( Wing 1.250,003 kr generation of income cinht
and weirs exchanges. UPS Financial Services and LES - Prorate your name ad a-cord number (4 any) daims for cell The SIK asset protection limit, ;PP* to • Achim, Canald pantrinion Internments seeing
Bank USA re (died teak/ones of UPS AG and - Deco& the MOM Of the ante you are inure all flank that you hold h a particale cmacity. apish of regal rather than the minis of
afti haes of U35 Smite LLC. The Fares fhanoal about, and splain as ckaik as you cal why you the Fna togethn web certain aft hates, has also hcane.
statement C available upon request The Font execute believe t is serer or why you need more purchased tagplerienteplOtatiOn. The Mairnall • Produce Combauthe of Man* and Capital
oili ces re a. infametis. amount peeatie to M *gibe clkgtc, cokaclieey undor Awed:non Iveninents seeing both the gennecn
- Frondethe dole a-nant ca the suspected error. this area-ion is ZOO mbar x of Decent*, to, 201S. of nand rd groinh of rick*
LESFinance Sereces Saud to the poky orditons ad limitation, rash a
1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate put Pampa* the hem is further protected fa up to 51.9 milbn n the Overall Sc profiles
Weehewken, NI 07086 and vial correct my error promptk For alleged mots aggregate teat all your accounts held n a patioulei • COnSetVAt Seeks to mainUn niii ancipat with
Menu UBS Vora 4 debit cad tramed km, if we take capacity A fJ copy of the poly wading is salable
L o T B f h f i i S s c i F m a i l n e ta s a w c t i O i e a s l m t S r e / e n r p v i i r n c e e t s s h e a n c c ts o c o t n h u t e a n n t o . n n O g k t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d s r a d c ta o e s f n h y t o o u u l ' d m y ye o o a u t e y a e th c ll c a h o n a v r 1 d e 0 f t b h o u e r s t u h i- s e e e s E o s M f d O a th y L e s • I m t t o y o t o n u b e t l h y ig a d o i u k r r w n is g e in t w i e e i r ll r c t o i r n r e , e d s i o t that T *s h o e n S r I e K q u p e ro st t . e ction ad the suppkmenUI protection t l a o h c w e m r m is e e k a a a n n s M d t h v a e o n l * at c i i l a i o t n y s d to m t t d h y o e e r s a o n c t o c k t o e g r e d e p n m p e e r o a a t a e w t s i r i th a r i n t C i a nt
Manion.
r O o rn t i b 9 e 9 0 re n l i p ed la w n a r n ep 1 o 1 r y t o i u t i b m a m n ed e ia t t h e e ly e n i s m an e m to o r t o a t he lakes us to complete our mestgetion. b • o C th a d t o o n n o t t r a ap n p c ly e t o as sets controlled by (and ialded n • Moderate. Wiling to accept sane lips to pircPal and
Branch lianacter of the office serving your accost. Please mire all checks payek to the Fan or the your account value) but hell away from UBSFina-cal tolerate some totality to seek hgher returns.
Inancial inflation a-dated on he trait Ce the Services (e.g., certain( cash at UBS Bat USA. 00 • Aggress/a: Wiling to accept high a* to ponce,* and
Mbar a fires shown are Mended to be accurate. statement In addition to regular acccul fees, accounts cash at Les AG U.S.Manrhes, (4 neurarce padtas, high valet lily to seek 4hreturns Ow air*.
statement tea tcukt not be wed fa la proposes Rely may be abject to mantenerke Ian, chain for rte including variable ennui**, aid (in turn of Maud • anw ean' Edaabefira Comiteration: I Contact a
seek on yeaund tax Ism. (ie , Form 1099. 5498, payment kr securities purchases and charges kr unpaid kinds where such tram re registered drat& n the PaliOa of the portfolio for *at account may node
10425. etc ) when prepamg your tax return. The Fan 5 amounts a cash acacias. Accounts that re transferred name of the account holier on the books and records camas strategic, limited Reeky and rater
required by law to temp to tie IRS all taxable dividends, to other instiulirs my be subject to a transler fee of to malice* agar a transfer agent),
reporubb nortutuble clitaiind and uxtk Mere* • Certain mesh-nerd contracts or iniesiment interests
erred en securities held apt/ exant ran atone UBS Sweep Oreiens (e.g.. lirnited partnerships end parse placements) that Statement •heuteholdier
on see tratradire, rd cos* basison certain covered LES offers options kr sweeping cat balsas. balances are rot regitered tat tie Securities Act of 1933; We may cakordate all related account statements with
seculars, to ha* deposits at UM Brit USA and LEG AG Stanford ad the same attfress n the same enmelax, a g. because
Manch (Bak Sweep Ritcprrs)), money make mutual • Commodities cortrads (e.g, kreign *char and May have owners who ako maistain Sonl account
Czenlitsliankiell with the Finn bads (Money Fuca) and the internetional Depose roc°, metal contracts), includirg futures contacts relearohips well other clients a the same address. If
• Please recortinn raj oral coureinkations in wring dawn (DA)Iorcuttanect with in antirational ad commodity option contract,. you safer to went individual **mien* mailed n
tofurther protect your rights. inducing your rit Rqfp,r0a Maneprrierd Accost *tough the Bair The SEC protect ion and die supplemental protean do separate enalcoes, you may decline hocr,eholdng by
ender tie Se:Lilies Investor ProtectionAO (SEAR Sweep Programs, cash balms we swept to LES Bank not apply to these assets nen if they otherwise appear calling your Finance Ai tor
• n thefinancial institution is the top let of du fire USA to to an established knit ad then to UBS AG on your sUtements. The SEC protection aid the
of this statement isnot U36 F ntricial Sakes, LEG Stanford Branch, or a Money Fund. Deposes at U26 54Tellanental protection do not protect against changes Friendly aware name
Handal Smite carries year b=eet as dewing Bank USA ay FDIC inured in accorda-ce withFM n the market vela of yes inurembeentt>s (whether as The Fixedk acccu-d name is a custancazto 'nickname'
baker by arra-gement with the ideated inslitution mules. Format iriormatian please *sit wwwfdic result of market movement, issuer a chosen by you to assist you with your recoreeePhi
We in you of this ralahariShia when you Deposes at LEG AG Stamford Brad, ad shares of other** has no legaleffect on yOur account You can clunge
opened this accost h the cast your kits and MoneyFadsare rot hared by the FDIC. More irtonnation is avaable spot. repast. your inend9 aCCOUll narnel. though Onkue Services a
stories tee located a UK financial Services and rot You mey cbtan more irionnation about SIK, erclud09 by cantata-9 your Financal Athiscr.
the neadang broker, ad youn ut make aern Through the DA, (mailable to each balancer ar• swept to the SIPC Boar by contacting SIPC at 202-371 -83C0
of ay error or omission to both firms As described depose &costs al UBS AG New Yak Branch and LES or by Ming the StPC inesee at wawa/more Account overview
tie account agreements, you must no* w of a AG Caplan Ranch lieu deposits are not Sauced by pun • vote of yon acothatrionfolo. Net of assets and
errors or triad awaking chedcs reflected on your tie FCC. Betakes held at the UDS AG Carman Branch Dividend Reimestmene Program abiluK
staterrent weal 30 Chyl alter t was mailed or made are tempests, reposed to the sovereign lit of the the prin reflected is an etaa y take. You may °Man • Asxb ncLides weld* cash balance,, sakes fa
available. All eternise shall be deemed corrplse Calms Mack, and there is no guarantee or other the ewe price transom F retie Adam' .04,i *hole merited *curdy hesf ), and Global Tire Deposita
and accurate n all other respects if not objected to in obligation of UBS AG to renal to Saxes while al the shares aro purchased under DRIP; petal Alain MI be reared marks to make, and certain assets not held
writng wthin 60 days LEG Cayman's Brach's books. soldad the cashM I be deposited your account. The • the Fim. Does rot include raked sectritieassets
• Please divot cutromer complaints or notnes to tie &Wad reinvestment price applied by the tear may at the end the prior and arrent statement (*.nods, or
Fints C lent Re strou Deanne* at 201252.1699 Deposal at LES Berk LISA and cab UPS AG Branch are •ffer from the make price al whch tie partial shires pane ineestrntritt invested stock options and
a toll** r. 903.354-9I03, 8:03 A.M. to 6 at P.M not protected by SIK. Monet Fund chres are protected re sold enrusable stock options
FT Monday through Fraley, or in awing to LES by SIPC. See 'LOS Financial Services Accost Protecton' • ulieees Induces debit baleces. cumarding margin
Financial Senices Ix., Client Relations Department, below. Cedleinlieu loss, credit kith short accou-d balances.
P.O. Box 766 Union Coy, NJ 07087. Cnk uncle unts may be head yam amount. If you au • Cetheoney balances. Total of uningsted *agate
• In case of ears Or ClUtIliara about an electronic Uponm u repeat balakin in the Bare Sweep entitled to a petal sit a a nesun ol a minded parent cash balances, plus depose telexes at UBS Bank USA,
ftricla transfer (61), bas parr a UBS Votclebit Program or DA may be arthdrawn and shires of a or otherwine, the Firm will either sell panel web* Lw5 AG U.S Branches ad money make mitial fund
card vantactions, call KO-762-1000, a robe to UBS Money Furd may be licpidated, ad the proceeds made price a accept an /mord determined by a sweep balms. the cane of tie statement period
Financial Senices lx., 1000 Harbor 814, 6th floor. returned to you or your seosdies acccui1 . registered clearng a;ency, and credit you' attars. lartanirrodik free crib& Saxes in you' account are
Weehawken NI 07086, Aare RIAMKA Sakes. not served born other balances and tie Fan may
Caeca Write at nom in yeti can, if you Ptak your B no a k t a o d r r i g n w fo r r e m n / to it n abou t r a a t v e a s i l a a n b d le P sw ric ee k p 5 a a g v o ai r la a b le at I T n h v e e h s a tm ni e m n e t r o e b j c e a c n tiv d e ie s s and risk profile an spec it to i b A u t s a he y s T t h h e e s s e e f u fu n n d d s s r h e t p he a o t r h d in r a a y n c o y u o r u a r o do f i w s n ed
stemmed a receipt k among or if you need more wmyubs cense/tenni:ix from your F nano* Adam' each account and may vay between tar =cut This total is ridded in to went period caning Vain
lawman:el toe a transfer on the statement or or by along KO-762-1000. Neese advese the Firm rapt& in wining of ay
receipt The Firm or Card ester (as epicable)must smna joint change in I nor dial situation or Lending hformation
hear from you no leer then CO days alter taken UN Financial Serrkee astern protection investment &actives For eachwant het you For cleared pnl °natation on the Fern's le dig pretties
The 5,t-n r. A manta, ci (te. ran< 1--ea-eo• PrOta-tra. choose one of the following investment objectives. and declare. refer to you Client Rebtionthip
SDNY_GM_00022604
CONFIDENTIAL
EFTA_00133224
EFTA01275361

Important information about your statement (COMIntled)
Aratement or ACCOLII Agfe t*I t'd and the General - We gemmed use the closing price when avalhka liquid and own a they can be sold, the pre. — h aaltion to cornmesims received n connection
Terms ad Conditions U3S Statement of Credit Practices Ow man of the bid ad ask prices for limed received may be leis than the per shore estimated with the sale or &thbution ol array contract
mailable in Agreements andO ix& ores a acuities and optics ce only bid prices for OTC vain provided n the Award statement, endue investment but tries tows clients, we
Bmay ratrmantansurvererletu tot. saint its. audit( our affiliate reemergesme sharp
- Less actere4 traded secuities may be priced using a • Restricted securities. Restricted sedates general4 cempensation fromfumy of the instance
Yow an valuation model a the moss recent ace we aw not tummy elcbk for public sale. UBS Financial companies Underlining the amity Centrals,
Your statement itemises securities ate other ends held claimed and may not reflect air actual market price &arca Tat the mesa priced the unrestricted stock aft/rates et to beteara cormats or glamors of
tithe account at the end of the risemers period. You a value of the same issuer as an imputed value for the the ant imestmmt tuts we anima
may ark for debreW d hay pad seosities at re time. - Certain positions may appear mitoa a price and restOcted Pak 'troupes's of th4 statement orgy To - Our affiliates also receive trading commesions ad
You may receive securities tried as loan collateral aher will thaw as 'peke was not awilide• it we are the extent tut reatted settees are eligbk to sale, odor compensate° from nand' tuts and
paying any balance sea an them. Arrysecureves unable to obtain a price fora warty. the value raened may be sibstanual4 less thanthe rune companies talon products we &abut.
Pentland to the Firm rising the statement penal are - Deposita a securities denominated ilCUM71-00 incised vahe *040 - We receive an aerial he from UBS Bre USA ad
listed at market value as of the end of the staternall other thin U.S &errs are reflected at the 'whir& LES AG Stanford Rand, 0(0)10 $25 per accart
Perot rate a of the statement date. • Est. (estimated) income. arrant yields and rates sweeping to the barks under the UBS Bank Sweep
• Cost base. In determining the cost basis of he - fa certain senates rading n non-conformrig An estivate of annual income is based en current Programs.
securities inebded in this statement, where indicated denornnations. price and quantity (face Wu) may dividend ad interest rats, morning the seosites will
wih the number " I, • .BS F natal Services has relied have been adjand to facilitate paper vatuatim be MU for or,. yes from statement date or until Adivity
VIi nformation &lined from sources other than UES To &tarn teem quotalene when avaittle. contact maturity This intimate early a gudolne; accuracy hkemabon repining commksims and other chsges
Fnoncial Santis. including information from another you Financial Advisor. ad continued income are not guaranteed haired in connedim with the eye:taker of trades,
fine a that sumac have provided to you finaxial - Estimated snail acme and cumin yield for etliefrg option vansections ha been inctstd on
Adam The Film does not irdeperantly verity • Private inmarnems and arachnid products. certain types of leashes could &kale a tetra of conliMaiore prewousbr fuirthed to you, and vat be
gairantee the actracy a vaklity of ary Wormation Private ratan most at Inching drat ethane:dor capital gains in which case the est provided to you prcrriptly on repast
provided by 30S)05 Car than LES Pi-antral Seneca, pankipati:n program and real Waite investment mist income (a-dcurrere yell would be ownlated.
▪ adatim *hough UPSfit-kW Serrices general& sessile.) and struclued proins are generalb highly - Estimated anal income and anent yield and tie Short sidling
La:dates nfamatim as t is recerved, the him 44iid. Celan stnstised pecclets have not been actual exam and yield Mgt be lowers higher you are engagedin short selling a security, you mad
does not provide any &unreel tut the int:emelt:a regotered with the Securer's and Exdsage than the estimated armunts. heir a charge dm to certain tomerag costs for that
seder 'Cost bans° ad ^Unrealized god Ws' is Commesian ce undo. aed date seeuritiZein. INe - Are *Sinn of arrualeed income (dividend sada patbulase sty.
accurate as of the date of fhb statement. A, such provide es:Initial Wee for private investment intend) divided by the current malet
please do not relit on this nfanution to make senates ird Mirrored products tor hilamatinal valkiaverage balance is based on the Inv dividend Open orders
peschase or sale decisions for tax puposes a purposes any. !sang is rot guaranteed. or interest payment mode by die issuer and Regarding open or • gxottillicancelledi ceders tut
otherwise. Accounts turderred to the Fiat may - These vahes may differ abstawised bons prices, il mans the seetrereadepasts will be held foe me were not executed by the StattalitIV date, open buy and
reflect gait ca hfamatim only for the period d any. at which a private Setirntril thy year from 4-e statement date or until amen, sea slop orders are redmed by the amuse of dhichreds
tine they are held at tie Fin More hiaorical structured product maybe bought or sold and do Accuracy at continued yell xe not guaranteed or rktits cn an ex-dividends a earhis Sae unless
rilcrmaten can be aited by wer Faaxial Advisor. rot necessitibi represent the vaia you may receive inflated odserwee bysum You are responsbk for
ipso litaidatim. • Assets not held bytes Financial Services. Cenah orders that are executed Oa toyer% lalure to cancel
• Unwanted gant/lonee item data n - Third petty estmess of vain are as a ecertain mats are rot held by the Finn and not wean the misting open order,.
euinated tamarind &initiates are cam/and la date ard an supplied to UBS fascia Services on a Fern's possessim or tan& These assets are
• nosey lots. The transaction data for regrear basis by an independert valision firm. deplayed on tar statement for informational Perm
navies' lots may or may not reflect ccmmissicns, - barer. general Tumor or sponsor estimated vales. purposes orify. Positions and values presented re To canaries a copy of as current Client PrivacyMake.
rZcedar security reorganizaten 'wets if and, are 'aled to the Fm by he issuer, provided by dal asu'rg fern. UBS Inancial Services please coital you F name' Athiscr or net our mink
d and other reinvestment lot ad systematk general partner or paha and may be calculated not retycrwMt tor NS information and does not at ttaaw 0), enagatatnartirer
puchisie lots are each combined to distally cr. based an &Jena information from tut used by guarantee es accuracy. These assets aie rot protected
engaged lot IN 'Trade date' colan presents the third patties to &rive their estimated values. by SRC or he Fines suPalanentalSIPC Own?. IBS Financie Stakes 4 not a bark The MIA, Business
original transaction trade dale. - You can obtain aedincrel informaton regarding Services Account EGA and IRMA are takinge accounts
the metcoblagy used to determine the estimate • Revenue shuns and additional ampueesatica. which provide access so banking services and prophets
• Callable securities Bonds and preferred stock that value ad the dale of Me Haman:name is the — In addition to commissions an saes and 12b-1 lees am* avangements with afI Sated lurks ad other
the issuer cats for try rederepion wit be selected basis fa the ectimate by contanina your financial received in terrectiat with be distribution a 'hr.:loamy bares, at provide maw to notrace and
irroalrallt by lot from among all seaman of hat Advisor rrulual hats to ow dents we ands our affaate emote products owed by unalfi lWed thid-party
tie held h ournarne or n nomixe name for os - Thirdparty 'singed valet may be reflected as receive revenue sharing Payments horn dienbeitors insurance amps-es through insurance agency
clients. Call team recematicn m cbtaned lionwhird 'Not priced in several stumble when an ardor advisors of therata funds that me sell. subsdianes of UBS Financial Services Inc.
parties and al accuracy is not &manned. Other call ideperdent valuation tiro has not %Willeda it These arnants are based on two &fermi
haves may ant which could 'Mat nett campreie unable to assign a vat*. nelearwe become mare corrpononts (a the amant of ales by UBS of a Pronment. imuraxe. ad aruily products,
rikrrnaticn will be crovi*d upon request that a matenal 'wet has ccosred that may call a Palicular mutual fund Pamir to our clients: and d) Nat MK Meted • No bank guaartew May Rive vela
aevous/d repined value rep question, or awn a the asset value of a particular rrutual fund famiVs
• Certificates of deposit (CDs). CDs are FDIC nsured value would be high speculathe due to the nature shares held a the Urn RUA. Resource Management Arm nt. Business Services
rip to S2 b),000 in principal and ascend irtenni per the security. — We and as allAate ako receive flanking rid Account BSA IIMA and intonational Resource
depositor ate per depository inaitunort h acccedance - When neither an num general partner or sponsor cumber accosting fen n consideration for Management Accord aw registered service malts of
with FDIC mks estivuted value nor a third-pal/ Minuted Tula is trader agent amuses that we prate to the UBS humid Servkies Inc
penarded, the vale el the study Mk be diherent mutual fir& These fees generally are pad from
• Prim/value Prces dieplayei f or secuntes and other Irene itseach& price. investor asses n the revalue leant and area load VISA Signalise is a moaned service mask 01 Visa
predicts my be higher or lower than the price that - • Datributiens to date' may include robin of dais amount based on the iambs, of accounts at Immatimat IBS Via &gnatse are cads and UBS
)0J would actually receive in the make. Mae are capital, ncome orboth. the broker.dealer linking mutual funds of that fund Visa debt cards are eared by UBS Bre URA with
obtained from varkus grid party sources which we - 'Original unit size' represents tic hkial dieting fairy Prmssion from Vna U SA Incorpaated.
&Wye to be relable, bat we do not gaunter then peke per exit at: I mar not reflect you cot bast.
accuracy. - DIP at unlisted REn settees are not listed on a UM Financial Resvices Ms Rev. 201604
rational securities exchange, and are goner*
SDNY_GM_00022605
CONFIDENTIAL
EFTA_00133225
EFTA01275362

1.165 Fnancial Services Inc.
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2016
CNP700545a7570916X13 VI 0
GI-1151ACE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name
Account number:
Your Financial Advisor:
SCOTT STACK MANIISLE CASRIEL
Phone 212.821.700QB00.308.3140
Questions about your statement? Value of your account As a service to you, your portfokr value of
$1,182,E61.13 includes accrued interest
Call yOur FinarKig Advisor Or the
RMA Resourceline at 800-RMA- 1000, on August 31 (4) On September 30(4)
account 029323574
Your assets 1,185,383.34 1,182,861.13
VisItour websIte: Your liabilities 0.00 0.00
www.ubS.COMIlinanCiakerviCeS
Value of your account 51,185,383.34 $1,182,861.13
Accrued interest in value above $6,803.85 18,830 54
Son roes of your account growth
Tracking the value of your account derive 2016
Value of your account
at year end 2015 41,311,717.81
S Thousands
Net deposits aid
1,584.3
mrithdratials 4169,951.30
1,311.7
1,185.4 1,1821 Your nvestment return
Dindendard
interest income $40,874.48
Change in value of
accrued interest 43.651.66
Change m
market vat,. -13,421.52
Dec 2014 Det 2015 Au9 2016 Sera 2016
Value of your account
on Sep 30, 2016 41,102,861.13
SDNY GM 00022606
Member SIPC CNP70005006454757 NP7000306144 00004 0916 030575004 Y123574550101003 Page 1 of 10
CONFIDENTIAL
EFTA_00133226
EFTA01275363

SUBS
UBS Strategic Advisor Account name: t.tAaNNELL Your Fi sandal Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
September 2016
Account number: 212-821.70301800-308-3140
Your account balance sheet
Tne value of your acount induces assets held s LAS and cenan assets held awe/ Iran USS See page I
for more I d0nnati0n.
Summary of your assets
Value on Percentage of
September 30 (14 your account
A Cash and money balances 459.54 0 04% Your current asset allocation ava C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch
A deposit account balances and money market
C Equities 346,280.50 29 27% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 836,121.09 70 69% two pages of this statement for details about
those balances
E Non-traditional 0.60 0.00%
F Commodities 0.00 0.00%
0.00 r 00%
Total assets $1,182,861.13 100.009E
Value of your account $1,182,861.13
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0
One-month LIBOR: 0.53%
CNIve0030064547513NP7OCOX6144 COCO. 0916 030579004 n23514550 IONNWGit0002200e 2 of 10
CONFIDENTIAL
EFTA_00133227
EFTA01275364

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N sandal Advisor:
Friendly account nal SCOTT STACKMANLYLE CASRIEL
September 2016
Account number. 212-821-7000'800-308-3140
Change in the value of your account Summary of gains and losses
September 2016(Si Year to date (I) Values reported telcw exclude products for which gam andlosses are not classified
Realized gains and losses Unrealized
Opening account value $1,185,383.34 $1,311,717.81
September 2016 (5) Year to date (5) gains and bsses (4)
Deposits, including investments
transferred in 0.00 6,090.00 Short term 0.00 586.02 -1.08
Withdrawals and fees, Long term 0.00 6,027.80 61,948 12
including investments transferred
Total $0.00 $6,613.82 $61,947.04
out -2,900.68 -176,051.30
Dividend and interest income 459.54 40,874.48
Cash activity summary
Change in value of accrued
interest 2,026.69 3,651 66 See Account activity the month to de1als &lances in your Sweep Options are indudedin the opening and
closing balances rave. fDiC insurance acches only to deposits at UBS Bank USA, not to deposits at 1185 AG,
Change in market value -2,107.76 -3,421.52 Starriord Bench or bank deposits paceothrou0 the UBS Internaiond Deposit Account prcgram. 9PC
rxotection applies to money market sweep fiord holdings but nal bar* deposits. S./timpani°, inearmation
Closing account value $1,182,861.13 $1,182,861.13 goat your fraternal* on the last two pars ci this document for &leis
September 2016 (5) Year to date (S)
Dividend and interest income earned
Opening balances $2,900.68 $541.48
Additions
for purposes of Pis statement, tacabity of interest and dnidend income has been determined !tan a US
Deposits and other funds credited 0 00 6,090.00
tar reporting Percectne Based upon the residence of the account holder, account taw. or product type.
Scene Interest antler (laclend payments ma) 001 be Subject to United Stares (US) anaor Puerto PICO (PR)
Income ta.es The (lent month)/ statement Is not intended lo be used and cannot be rated rain for tar 0lvdend and interest income 459.54 40,874.48
purposes. Clients should refer to the apt:lad:4e tax reporting forms they fertile (torn UBS annualy, such as
the forms 1059 and the Farm 4e0. foe Ian reporting information It Is the practice of UBS to file the Proceeds from investment transactions 0.00 130,303.76
spigatie tar reporting forms SO the US internal Revenue Senice aid PR Treasury Department. and in
sec h roma accurately dreg ly &item/ ardor interest as tar elan(' or tact * imam Please consult your Total additions $459.54 $177,268.24
Ind vdual tax preparet
Subtractions
September 2016 en Year to date (S) Professional management fees and
Taxable dividends 459.54 5,848 61 related services 0.00 -6,080.10
Taxable interest 0 00 27,384 62 Other funds debded -2,900.68 -169,971.20
Funds withdrawn for investments
Tax-e>empt interest 0 00 6,250 00
bought 0.00 -1,298.88
Miscellaneous 0 00 1,391 25
Total subtractions -$2,900.68 -$177,350.18
Total current year $459.54 $40,874.48
Net cash flow -$2,441.14 -$81.94
Total dividend & interest $459.54 $40,874.48
Closing balances $459.54 $459.54
SDNY GM 00022608
CHP7COCO3C6454759NP7000305144 00034 0916 030575004 Y17357455010100) Pogo 3 a to
CONFIDENTIAL
EFTA_00133228
EFTA01275365

UBS UBS Strategic Advisor Account name: Your Kneed. Advisor:
Friendly account name: SCOTT STACKMAIN/LYLE CASRIEL
September 2016 Account number: 212.821.7006800.308.3140
UBS Bank USA Deposit Account APY
Sep
Interest Period Aug 5 - 7
Opening UBS Bank USA Deposit balance Aug 5 $0. 00
Closing UBS Bank USA Deposit balance Sep 7 $0.00
Number of days in interest period 34
Average daily balance $1,447.52
Interest earned $0. 00
Annual percentage yield earner.: 0.00%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Franco' Advisor or Branch Manager You can find a full description of the alternative
in Important
investment objectives inbmation about your sratementat the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary moderate
investment eligibility consderahon None selected
Your account instructions
• You account is currently coded for margin.
• lots account cost bash default closing method is FIFO, First In, First Out
CrIPTC0C0306454760N/T000306I44C0004 0316 030575004 YI23574550 I0M4yGm000220se 4 of 10
CONFIDENTIAL
EFTA_00133229
EFTA01275366

UBS Strategic Advisor Account name: GH17.LAINE MAXWELL Your Finandd Advisor:
*UBS
Friendly account not SCOTT STACK MAN/LYLE CASNEL
September 2016 Account number. 212-821-70001800-308-3140
Your assets
Son* ones, nicotine and current vaues Sherif May teapproxirnate. AS a feint. gains andlOsses may not
be accurately refkcied. see Aporunt infosenabon about your statement a the end of the td cumem fOr
more infornmon.
Cash
Cash and money balances
Cash and money balances may include avalddecah balances, UBS Bant USA depaut account balances,
UBS AG Startord Branch deposit account balances and money market mutual fund sweep baiances
UBS Bank USA deposit account balances are insured by use WC auti ton applicable limits, but are not
protected by SMC UBS AG Stanford Branch deposit accoum mantes arre not insured by FDIC and are not
protected by 91,C Money market sweep balances are protected by SSC but are not innured by the FDIC.
See the Important information about your statement at the end of this docunent for de Ms about those
biances.
Operang balance Closing tclaxe ante per that, Average Doldencl Interest Days n
Hddng on Sep I (I) on Sp 30 (S) on Sep 30(1) rate period petiod anouol (1)
LIB5 BANK USA CEP ACCT 2.90068 459.54 250.00000
Equities
Common stock
Purchase pritd
trade reinter Avertipe bribe PK< per shtee Vdue on unietazed Hddng
Hddng date of snares pet share (1) Cost basis (I) on Sep 30(S) Sep 30(1) gain or loss (1) Period
BANK OF AMER CORP
Symbol: BAC Exchange: NYSE
EAI: 1283 Current yield 192% May 17, 11 303.003 II 860 3,59384 15.650 4,741 95 1,14a11 LT
Jun 21, II 313.000 10.670 3,33986 15.650 4,898 45 1,558.59 LT
Aug 2,11 328.000 9.802 3215 15 15.650 5,133.20 1,91805 LT
Sectrity total 944.000 10751 10,148 85 14,773 60 4,624.75
GENERAL MOTORS CO
Symbol: GM Exchange. NYSE
EAk 11.555 Ctsrent yield 4 78°4 Nov 18, 10 1.023 003 36 416 37,254 19 31.770 32,500.71 -4,753.48 LT
Total 147,40344 $47,27431 -$125.73
Total estimated annual income: $1.838
SDNY GM 00022610
CelP7C009306454761 Nn7000305‘ 44 COCOS 0916 030579004 Y123574550101003 Page S of 10
CONFIDENTIAL
EFTA_00 133230
EFTA01275367

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A nodal Advisor:
Friendly account naml SCOTT STACK MANY LYLE CASRIEL
September 2016
Account number: 212-821.7000/800-308.3140
Your assets . Equities (continued)
Closed end funds & Exchange traded products
Total reinvested is the tole d al reinvested dad ends_ tt does not indite* any Leah dvIdends. It Is nal a la emreaNzed NOgemor loss is the alienate between the current "due and the cost Daus aid would
lot for the purposes of determining hold rg periods or cost basis. The shares you receive etth tale you gene" be your Invade gen or loss if the seclaity was sold on the date The unreakzed dad gen or loss
reinvest dudench become a separate tax Cl. may need so be adinted for return of capita pameres in order to determine the realized gain or ins for tax
royolino purposes
Cost Also o the told purchase cod of the security. inducing reinvested dudends the cost basis may need
to be eluded for return of taped payments in order so detect-one the "lusted cost basis Ice to reponng Imearnenf maim is the current value minus the amount you wrested It does not include shames that ace not
purposes reflected on your statement, mncludng shares that haw been realized as either a gin ce a toss litho does
not endue:teeth duclends that were nol *invested
Purchase price
Number Average pace Client Cost AKe per share value on Linearized dm) investment Hddrg
Hddng of shares per share (I) investment (S) basis) on Sep30(1) Sep 30 (S) gain or loss (I) return (S) Period
SPE* S&P 500 ETF TA
Symbol. SPY
Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 216.300 269293.50 60,759.87 LT
Total reinvested 6.000 216 480 1298.88 216 300 1,297.80 -1.08
EAL 15,532 Ccsrent yield: 204%
Security lOtal 1251.000 167.732 208,533.63 209832 51 270,591.30 60,758.79 62057.67
Other equity investments
Cost basis and gans and losses have not been eluded aul mark aly for return of capital payments
Resincted security values are estimated fee informational purposes See Important •Worrnafron about your
statement at the end el this document for additional information
Purchase price
Trade Average price Cost Price per share Value on Unrealized Hddng
Hddng darn of shares per three IS) basis 01 on Sep 30 (S) Sep 30(S) gan or loss ft period
BLACKSTONE GROVP LPITHE UNIT
REPSTG LTD PARTNERSHIP INT
Symbol: BX Exchange NYSE
EAII 11,937 aerent yield 6.82% Sep 15,14 1,11300D 32 224 35,866.06 25.530 28,41489 -7,45117 LT
CNF7C000306454 762 N1,7003305144 00004 0916 030575004 Y123574550 IONNWGro00022tome 6 or +
CONFIDENTIAL
EFTA 00133231
EFTA01275368

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS friendly account name: SCOTT STACK mArl LYLE CASRIEL
September 2016 Account number. 2124321-70000300-308-3140
Your assets (continued)
Fixed income
Corporate bonds and notes
Prices are claa nal from I nckce ndenl quotation bureaus that use ccomseenzed valuation formulas 10 axamdcally actusted for amortization of bond prerrtum using the convert yield met hod If you have
calculate current values Actual market vitas may vay and thus gairtsrlosses may nd be nately made a tax electron to deduct the preniurn mot ration on untie Mbc secunties. you may mount UBS
reflected. Cost basis has been Ousted for accreted original dsue duount (010) Cost basis ha been a4ust cost bars for the bond premium amortization.
Trade Total face value Purchase A4usted Price on Vaue on Unrealized Hdding
Iddng dee a matmly (I) cote (1) coat bad (I) Sep 30 (S) *:•30 (S) gan or loss (I) Period
BANK OF AMER INTERNOTES
NTS PIE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 12,025.00
CU9P 06050VVDW2
Moody. Baal S&P. B88+
EAI: 12,700 Current yield- 3.60% Nov 01, 10 150,000000 100 000 150400.00 100.128 150,19200 192 00 LT
JP MORGAN CHASE & CO
NTS WE
RATE 07 900% MATURES 04129e9
ACCRUED INTEREST 34,937 50
CUSP 466251-1HAI
IsAoody. Baa3 S&P BBB-
EAl. 111450 Current relit 7.69% Dec 22, 09 150,000.000 105100 157450.09 102.750 154,125.00 -3,525.09 LT
Total $300.000.000 9307460.09 930401740 43033.09
Total accrued interest 56.962.50
Total estimated annual income: $14,550
SDNY GM 00022612
C PiP7C009306454763 NV7003305144 C0001 0916 030579004 Y123574S50 101040 Page 7 of 10
CONFIDENTIAL
EFIA_00133232
EFTA01275369

*UBS UBS Strategic Advisor Account name: GHISLAINF MAXWELL Your IS nand) Advisor
September
2016
Friendly account name SCOTT STACK MANLYLE CASRIEL
Account number: 212.821.70001800.306.3140
Your assets . Fixed income (continued)
Municipal securities
Plats are obtained from Independent queen& bureaus the we cortputented vacation formula to dscount for sectilles issued a a discount. when origins cost basis 4 &played, anottatagon ha been
cat was current Sues. Actual market Sues may way and thus winillosses may not be accwately dote using tit constset yield method °theme amortization na been done using the straight Ione
reflected. Can bait has been automaticity adusted for mandatory amortization of bond premium on method
coupon tareserrpt municipal sec unties using the constant yield method and for accreted coigne issue
Trade Teal fee value Purchase A4uSted Pace on Vinton Unreabed Holding
Hdtlng date a rretuity pncet0 cat bans (9 Sep 30 (5) kp30(5) gan or loss (1) period
MICHIGAN MUN BD AUTH
RV PREF REM
PREREFUNDED
RATE 05.000% MATURES 100 1126
PRERERiNDED 1001/16 0 100.00
ACCRUED INTEREST S1,118.74
CUSIP 5945513R1
Moody. Not rated S&P: Not rated
(Al: $2,250 Cisrent yield: 5.00%
Original cost bat 446,406.80 Nov 22, 11 45,000.000 100.000 45,000.00 100.012 45,005.40 5.40 LT
B1RDVILLE TX INOPT SCH D
PREF B&W
PRE-REFUNDED
RATE 05.000% MATURES 02/1929
PREREFUNDED 02/15/ 17 0 100.00
ACCRUED INTEREST 3%2.50
CUSIP 090874U5
Woody. Ma S&P: Not rated
EAI: 54.500 Current yield: 4.92%
Original cost basis: 493,704.74 Nov 14, 11 90,000.000 100.868 90,781.21 101.558 91,402.20 620.99 LT
MICHIGAN MUN BD AUTH
RV BE/PI
RATE 05.000% MATURES 10101126
CALLABLE 10/01116 0 100.00
ACCRUED INTEREST 412430
CUSIP 594557485
Moody. Aaa S&P: AAA
EAI: 1250 Current yield 498%
Original cost bear 35,034.35 Nov 22, 11 5.000.00) 100000 5,000.00 100.363 5.018 15 18.15 LT
continued maps'.
ChIP700C0005454764 NP7000305144 00004 0316 0305750N YI 23574550 lOgagyGm00022bie II Of 10
CONFIDENTIAL
EFIA_00133233
EFTA01275370

sUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi sandal Advisor:
friendly account namel SCOTT STACKMA:aLYLE CASRIEL
September 2016 Account number: 212-821-7000/800-308-3140
assets Fixed income .
Your Municipal securities (continued)
Dade Icor face rave fu,cnae A4usted Pore on Vdueon Unrealized Hddng
Hddng dale at mabilly priced) Cost bean (S) Sep 30 (S) Sep30(t) gain or losS (1) pedal
BRDVILLE Tx INDPT SCH D
BEM
RATE 05.000% MATURES 0211929
CALLABLE 02/1517 0 100.00
ACCRUED INTEREST $62.50
CUSP 0908741M8
Moody Aaa S&P: AAA
EAI: $500 Current yield 4.92°k
Original cost basis. $10,056.65 sloe 14, 11 10,000.000 100.121 10,012.14 101358 10,155.80 143.66 LT
Total 9150,000.000 5150,793.35 9151,581.55 9788.20
Total accrued interest: $1.868.04
Total estimated annual income: $7,500
Preferred securities
Trade Witter PUICI155e once Pace per store Witt On Unmerited ridding
Hddng date of sham pin glare (5) Cost bmis on Sep 30 (S) Sep 30 ($) gap or loss (I) period
OTIGROUP CAPITALMI
FXCIFLT TRUST PFD
7.121% CUE 1030'2040
Symbol: CNN Echango: NYSE
(Al: $17,720 Current yield: 6.73% Oct 4, 10 10,000.000 26.130 261,300.00 26.320 263,200.00 1,900.00 LT
COUNTRYWIDE CAP V
7 000%
CUE 11/01136 CALLABLE
Symbol: CFC PPR Exchange: NYSE
(Al: $7,350 Oorent yield:6.79% Oct 26, 10 4,200.000 23.518 9%778.96 25.760 108,192.00 9,413.04 LT
Total 5360.078,90 9371.392.00 $11,313.04
Total estimated annual income: 125,070
SDNY GM 00022614
011,700:07064$476SNP70033C614400004 0916 030575004 Y123574%0101000 Pogo 9 of 10
CONFIDENTIAL
EFTA_00 133234
EFTA01275371

SUBS
UBS Strategic Advisor Account name: GHIS.ANE MAXWELL Your Knancid Advisor:
Friendly account n SCOTT STACK MANY LYLE CASRIEL
September 2016 Account number: 212-82 I-7000/ 800-3C6.3140
Your assets icontnyedl
Your total assets
Percentage of Cost Esimated Unreaized
Vaue on Sep 30 (5) your account bans (51 annual more (S) gain or loss (S)
Cash Cash and money Wallow 459.54 0.04% 459.54
Equities Common stock 47,274.31 47,403.04 1,838.00 •128.73
Closed end funds & Exchange traded
products 270,591.30 209,832.51 5,532.00 60,758/9
Other equity investments 28,41499 35,866.06 1,937 00 -7,451.17
Total equides 346250.50 29.27% 293.101.61 9,307.00 53,175.59
%zed income Corporate bonds and notes 304,317 00 307,650.09 14,55000 ,333.09
Municipal securities 151,581.55 150,793.35 7,500.00 788.20
Preferred securities 371,392.00 360,07&96 25,070.00 11,313.04
Total accrued interest 8,830.54
Total fixed income 536.121.09 70.69% 818,522.40 47,120.00 5.765.15
Total $1,1824861.13 100.00% $1,112,083.55 $56,427.00 $61,947.04
Account activity this month
Date Actlety Descnollon ATOUnt
Dividend and interestincome
Taxable dividends Sep 23 Dividend BANK OF AMER CORP PAID ON 944 70 BO
Sep 23 Dividend SENERAL MOTORS CO PAID ON 1023 388.74
Total taxable dividends $459.54
Total dividend and interest income 545954
Date Mikity Desteption Amatest (S)
Other funds debited Sep 1 Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,900.68
Total other funds debited 42.900.68
Date ACIntily Description Arrount (S)
Money balance activities Aug 31 Balance forward 52,900.65
Sept Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OE 0901/16 -2.900.68
Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 459.54
Sep 30 Closing UBS Bank USA Deposit Account $459.54
The UBS Bank USA Deposit Account Is your prima sweep option
CNP7C00:0306454766NP70003051440000t 0316 03057500t VI 23574S5010~yGht0 002tteS 10 of 10
End of statement for account number Y1 23574 S5
CONFIDENTIAL
EFTA_00 133235
EFTA01275372

Important information about your statement
U36 Fe-uncial Services no. (the km or UBS Finercial sent yOu the tent statement on which the error or Corporation (SIPC), Mid, protects ItO-rlieS taCcrltS 01 • Produce Cunene income: basements seang the
Strokes), is a merrber of all prircipel Nasky, community problem anted. its mentors up to $920,000 (including 1250,003 kr generation of income ashy.
and optians exchanges. UBS Financial Semler, and 1.8$ - Proide your rime ad scorn number 64 any) dans, for cash). The Slit asset protection limits ;PDX to • Adam CaprotApprocanion. Investments seeing
Bank USA re i-diect subside: des of UPS AG and - Decoke Pm (Ma Of the wander ICU revere all amount that you had h a particar cracity. /ova a premium' rather than the gereraan of
affi haes of LBS Securities LK. The Fein's enamel about, indeplain as crab as you cats why you The Finn, together web certain aft irises, has also 'mane.
statement R available upon regtest. The Font extant* believe t is an error a why you need more purchased faMplenientelplaatiOn. The Mairnall • Produce Conebaubon abase andCapital
offices re at: infanuitan amount payabee to at agibe diet, collictink unda Appian:Row Iroestronts seeking both the gerinatcn
- bade the dolt arrant l the suspected lent this protection is ZOO milion a of Decent*, TO, 201S. of axone at growth of priscisal.
L€S Gina-col Serses I-c. Subject to the poky medians ad lmi Goons. cash a
1200 Harbor Boulevard The Firm or Card Issuer MI a-Instigate put comteaht the firm is further protected fa up to $1.9 milbn n the Overall risk profiles
Weehawken, NJ 07086 and will correct ay error promptly. for alleged emus aggregate for all your accounts held n a pricam • Consummate. Seeks to maintain SW pi-cipal, with
reeking UBS Veen debit cad tremadere., if we take cipaity. A fJ copy of thepoky wading is sailebb
L o T B f h f i i S s c i F s a t i l n a t a t e e n r m . c d i e a o n l o S t r e r e n r p v a i r c e i e l s s s e . a n c c ts o c o t n h u t e a n n t ° . t n O h g y t h c o e o f r n f i r c f e l i i c a c o t l r i r n e d g c s o , d e r a d t s a o e s f p h p t o a u x ld m t y a o o u r r e a a t l c i l t c h s o a v r 1 d e 0 f t t h o u e r s t u h i- s e e e s a o s m f d a o th y u e s n m t t o y o o o n u b e t e y h l i i d ' s s u k , r w q is g e in t w i e e i r ll r t c o i r n r e , e d s i o i t t that T uP he o n S I r P e C q u p e ro st l . e ctOn ad the suppkmental protection d l ' o m o w o t r n m is o e k a o a n r n s r d o t h v a e o m l s at c i l a it a n y d t n o m t d h y o e e r s s o n c t o l o a t r g p n en o p e e r r a a a te l w , s i i t g t e h n i n t k d a rt
n O o m t i b 9 e 9 0 re n l i p ed is t t a e n re p I o I r y t o it u im b m an ed e ia t t h e e ly e n i s e a n n i t t n il g e t r o a t he lakes us to complete our reastigetion. b • o C th e d ri o i n n o a t n n e a m y ia l t o as sets controlled by (and abated n • Maie ra*: Wiling to accept sane risk to pircemi and
Branch Manager of the office serving your accomit. Please mire all checks payele to the Finn or tie your account value) but held away from UBS Financial tamale some totality to seek higher returns.
financial instertn rdcated on he holt of this Services (e.g., certain( cash at UBS Bark VA. OR • Aggress/a: Wiling to accept high ea to pnricpal and
Alticup a figures anon are ifferided to be accurate, statement In addition to regular scan fees, accounts cash at LES AG U.S.banrhes, (4 name reedicts, high ,olat lily to sea high returns feat time.
statement detainsub not be wed fa to purposes Rely may be Sopa to mantenarce Ian, slags for We including invidale annunietvrnd 00 tires of Maud • misonenf Eli** Consideration: e selected, a
slob on yea-rend tax forms. fie , Form 1099. 5498, paned for securities purchases and charges kr unpaid funds when such axes re moistened dreotb in the potion of the portfolio for that account may Smirk
10425. etc ) when prepamo your lax return. The Fim amounts n cash accounts. Accounts that me transferred name of the account holier on the books ad records complex straeges, Treated liguicity and rater
required by law to report to tie IRS all taxable dividends, to other instimans may be subject to a tangier fee of the applicasff taxi a transfer agent), volatiky.
report/tee ranutable detittsna and uxtk interest • Certain rash-nerd contracts a investment interests
erred en secwities held hangs scant, net proceeds UBS Sweep Option (e.g.. Sided partnerships ad private placements) that Statement •heureholdier
on see framactiris, rd cos* basis cn certain covered LES offers options for sweeping cash balances. balances are rot rept-toad ruder tee Securities Act of 1933; We may camordale all related account statements with
seculars to bait deposits at UBS Bak USA and U35 AG Stamford and the sane alkyls n the same envelope, erg. because
Ranch (Ba-k Sweep Pitcjarrs), moneymaker mutual • COMMOditrel contacts (e.g, foreign exchange and they have owners who also maintain nee account
Czennstleatleins with the Phan hats Money Funds) at the International Deposit preccus metal contracts), inducers futures contacts •elationships well other cants a the sense address. If
• Pleauerercorii nn any oral comma-rations in wiling Auouit (DASo r cuttomea with an Intarutional ad commodity option contracts. you peeler to raga manclual 'Laments mailed in
tofurther protect your rights. inducing Sir rktitS RoscvCO Llanagerrird Account. Through the Bak The SIPC proudOn and she supplemental protection do separate ensuebbet, you may decline hstr,eholdno by
order the Sea ties Investor Proteobon Act (SBA). Sweep Programs, cash balsas we swept to LIK Bank not apply to these assets nen if theyotherwise appear tiling par financial Achoor
• II the financial institution on the top left of te had USA co to an established knit ad then to UBS AG on you statements. The StC protection ad the
of this stifle* isnot U36 f meta Straka, LBS Stanford Branch, or a Money Fund. Deposits at CBS PYPPlernental protection do not protect agar( changes Friendly arrant name
Fe-andel Smits carries yea account as doming Bank USA are FDIC tared in secorda-ce with FCC n the market vale of par internments (whether as The frandb acccu-4 name is a cutters:Pole 'nickname'
taker by arra-gement with the ideated inslibreon mule. Forma" ido rmation please Mil wwwfdic re. result of market movement, issuer baleruptcy chosen by you to assist you with your recordleeag
We in you of this relatrOri5hto when you Deposes at UK AG Stanford Bradt aid shares of otherwise) has no legaleffect Ca your account You can <hinge
opened this scan. h the cast your kits and Money Funds are rot insured by the FDIC. More irtonnation is saable upon request. yaw hiendb aCCOUll flint% through Orittle Services a
stories tre located at LOS financial Services and rot You may cbtan more ini° reason about SIPC, including by contsag your FiVnual Athisor.
the, tutolacig broker, rd youn ut make a apart Through to DA, &Stable to cad, betakes as swept to the SIPC Brochre. by confiding SIPC at 202371.8300
of any error or omission to bode firma As described depose scants al UBS AG New Yak Branch and IBS or by viativ the SIPC wante at wmteptorp Account overview
dm account agreements, you must 50* US of arty AG Cayman Eranch Thew deposits arena toured by pun • Vette of dew accoun4onTolo. Net of assets and
errors or fraud rwoing checks reflected al your tee FCC. Eualrices held at the LES AG Cadman Branch Dividend Reiwestment Perron abilaK
statement with 30 drys alter t was mailed or made are tempi:nay reposed to the sovereign nit of the The price reflected Is an ater age trice. You my °Nan • Aseb tclydes sad* cash balances, saws for
available. All statement challis awned con-ph° Calmen loads, and there is no swears* or other the actual price Irons yar f remise Adviser. Onair *hob reserkted mossy fest ), and GlobalTim Deposits
and accurate n all other respect if not objected to in oblostion of UBS AG to repay line balms whiff on The shares are purchased under DRIP; partial Alava coil be cretoated marks to ma-ket, and certain asset, not held
venti-g within 60 days LEG Cayman's Brach's boas. sold ad the cash wi be deposited in your scam. The by Fin. Does rot include unpriced seckritieRassets
• Please deed cuRomer complaints or roans to to cividerd reinvestment price applied by she inter may at tie end a the pior and anent statement periods, or
Firm's C lent Reborn ()torment at 201.352.1099 Deposal at LES Bark USA and each UPS AG Branch are if le from the mead pia al winch the partial shires prone iviesbrItritt. trnested stock options and
a toll(reer at 903.354-9I03, 8,03 A.M. to 6C0 P.M not protected by SIPC. Money Fund shres are protected re sold earosable stool anions
FT Monday through Friday, or in mac to LES by SIPC. See 'LOS Financial Services Accent Protection' • Othildes Includes debit balances. Warding ma*
Financial Services ix., Client Relaters Depalment, below. Cesteialieu tans, credit Ere, Pas arrant balances.
P.O. Box 266 Union Coy, NJ 07037. CnV whole ants may be held n you. acccunt. If you ere • Cashatoney balances. Total of unimested available
• In case of errors or crystals about an electronic Lip:inyour rase* balnes in the Bar* Sweep entitled to a petal urn a a result a a chider d payment cash balsnces, plus dsart valances al UBS Bank USA,
knit transfer (61), bit [weer a UBS Viteadebit Program or DA may be vethdraert arid shares of a or OhirVin, the firm will ether sell partial win at LES AG U.S Branches rd money maker mutual fund
card transactions, call $20.762-1000, or trite to UBS Money Furd may be liquidated, ad the proceeds market pike a accept an amotrd determined by a sweep boraces at the close of be striernent period
Financial Senices Vs, 1000 Rata MA, &Moor. returned to you or your sealant wean regiaered cleirtg agency, ad credit mar acod. N:n-controdity free creit balances in yds account are
Weehawken. NI 070E6, Ann ITMAISSA Senses. rat segagsed from other balances and the Fern mai
Cal a write as soon as you can, if you hit sex R nc a ly t d e r i g n w fo r r e m n a s l o in n t e a r b e o s u t t r a a t v e a s i l a a n b d le y s i w el e ds e , p 5 s a a v te ai e la n b le at I T n h v e e i s lo tm nl e m n e t ( n * t J o o b d je i c e tiv * e , s and risk profile are spec it to I a s t m e i m ne y w o f T t h h e e w se f u k n r d d s s e t r i e t h pa e r a o b rd le i n w a o y n co y u o r u s r e C of a i n s a rd.
statement a receipt k wrong or if you need more tymvsJbscordwieeppetk from your FnacialAdvior each account and mw raybetween war accords This total is included in the anent period timing vaiJt
tdamatian tar a transfer on the statement or a by ceiling 80D-762-1000. rinse ale,. the Firm moony in wining of any
recent. The firm or Card Ike( (as splicabledmust sc-dicant change in yr:vfnancial sit/donor Lending infonnetien
hem from you no later than CO dawdler fie km UN Financial Services account protection investment obeeebves For eachwant held, you For Mated information on the firm's tering practices
The Firm r. A nv-itor rrl 'my,* o• Proteetrn moose ore of the folberiv imenment and docents's. refa to you Chen Rebtionaga
SDNY_GM_00022616
CONFIDENTIAL
EFTA_00133236
EFTA01275373

Important information about your statement (COMmmed)
Agnenent or ACCOul Agreaftera ad the General - We geiway tae the closing price when avails* a liquid and event they can besot, the prke — h addeion to cornrnissisns received n connection
Tams ad Conditions U3S Statement of Credit Practices the mean of the bid ad ask pikes for listed received nay be leis than the per chore estimated with the sale or detrbution d a-ruey contract
nobble in Agreement endO S:sures at secuilin and option; a only bid prices for OTC vale provided n the scant statement, and tat investment but units tows clients, we
gap r1At combrew 0*Sb-fol.vet seantits. andce our affiliate recewe rasa sharp
- Less 30.5.4 traded secuities may be priced using a . Restricted seesaw Restated searites aneralb compensation from many of the insuance
Yew .0 Susan model a the moss recent use we are al mania elgbk gor public tale. UBS financial companies unlearnt; the amity Contreras,
Your statement Sans securibes /tether nuts held aimed end may not reflect in actual man price Service, use. the maw prima the mentricted stook aft Ames a the inswara ccerpses or warners of
a.th• avant at the oriel of the stsemere petal You a vas of the sane issues as an inputed value for IN beta inirestmmt teas we attire.
may ark for &kart Of ft* paid sallies at art time. - Certain positions may axes vrithca a price ate restated Pak brookases aegis statement way To - Our affiliates also receive trading commosions aal
You may receive securities ised as loan collateral after will PP* as 'vice was nol awaslabb• it we at the extent tut restided searities are elgiok la sale, are compensator,k m weasel Ards and
paying any balance dR al them. Arty securities triable to obtan a price fora seamy the value received may be sibstanuala less thin the extraxe companies uhose atlas we dataute.
tensioned to the Firm drag the statement period are - Deposal a acuities denominated 555.51mi-cies imputed vase ,ltwn - We receive an areal fee from UBS Bat USA ad
'Sada market value as of the end of the steamer* other thin U.S alias au reflected at the etripe LES AG Stanford Ranch of to to 425 per scare
period. rate a of the Oatmeal date. • Est. (estimated) income. amen yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost bait. In detemining fie cost basis of he - fa certain senates fading n non-coal ormrig An estame of smut income is based on current hoorahs.
securities incbded in this statement, were indicated automations. price rid gummy (face NIA) may dadend ad interest rates, assuring tie secretes will
wih the number " I, • LBS Fara& Services has relied hive been awed to tans paper valuamm be NU for cat yew from statement date or until Adivity
on information dashed from sources other than US$ To obtain arrent quotatica, when avaiabIe, contact maturity This Mina natty aquatint accuracy 3icm ean regardng commksisns and other charges
Financial Senices, including information hem another you Pima-cis' Adviser. ad continued income are not guaranteed tared h connection with the execuli:n of wades,
farm a that sum./ NW* grovided to yea financial - Estimated anal hcane and curent yield for alt deg option transactions ha been incbad an
Mona The firm does not indeperantly verty a • Private Irwestmento and struceared podia. certain types of leashes could riclude a retest of antMaim previous, birthed to you, and sill be
swine* the aco-racy a valdh day Sarmatian hist swesaricra sectaries (iaLdig deed palatalor copal gains in which ease the est podded to asupecrrptly on repast.
Provided by 50."05.5 other than LESFinancial Senecas. participation program ad real estate investment tug income (a-dews-A yea would be overstated,
In satin. although UESChricial Services gearalb seorilis) andP illared prodns are generalb highly - Estimated areal kora and cement yield and tie Short sidling
sedates this Haman:in as il is waved, the firm Said. Celan encored proixts have not been actual ?cane andyield mitft be lower°, higher II you are engaged in short sellrg a seventy, you may
does not provide mg assurers.' trig tie information regatered with the Sectarian and Exch than the estimated mounts. Sanctions, des to eaten towavetg costs for that
seder 'Cost bat ad *Unrealized gad lose is Commesian or under ay satesinu rainvs. We - An entente of retained income (daklend sake particular seasity.
accurate as of the date of this statement. As such Provide amend vain for piste investment intoned) dividedbythe current market
please do rce rem on this nfanution to make tiaras ird Sutured products for acematirial valsiaverage balance is based an the tat dividend Open orders
perchne or sale decisions fce tax puposes a purposes cnbc Atarery snot guaranteed. or interest payment mode by tie Ssuer and Regarding open or • gad-till-cancelled' aden that
otherwise. Accounts turderred to the fan may - These vibes may differ Salabay km peak il names too searbadepases will be held for one were not executed by the statmert date, open buy and
ages gal loss infarnatkn only for IN period cid any. at which a aka askant al year fin the statement date or until mammy. sell slop orders are nand by the mount of dividends
tine they ye held at the firm Morehistorical structured product maybe bought or sold and do Accuracy ad continued pal are not guaranteed or rightson an ex-dividends cc ertarls date unless
information can be added by you' Shaxial Advisor. rot necessaries represent the vats you may receive instructed ahenvise by pi. You are responsbk for
ryas liquids n. • Assets not held by IBS Financial Services Certain /den that are executed die to JO& ladure to cancel
• Unrealised ganerlonee Yellen data n wadable, - Third party tunas of van are as ascertain assets Se rot held bytalent arena wenn the tasting open orders.
tamed trnmmed guinflown re actlatocl Ice date ad an, Suppled to UBS Inarcisi Services on a Sevnis ;inaction or control. These eats are
havaial snout lots. The transacan data for realer basis by an independerc volution firm. &Owed on yds statement for informational Piing
iaYvoWl as may or may not Mkt commissions, - bast general panne- of sponsor estimated ratan purposes orig. Positions and values presented are To obtain a copy of at current Client Privacy Notice.
dwges rriiddeerr security reorani zat cn events it any, are 'woad to the Fern by the suer, provided by the asu'rg fern. UBS Fnencal5ereces please carnal you ataxia' Saha or vat our wank
deiZ d and other reinvestment lots ad systematk pineal partner or sponsor and may be calculated not resperwble foe his information and does not at maw intr magatainart fey
pschau lots are each combined to dieplay cat based an deferent information from that used by guarantee es accuracy. Thine sans s• nal protected
averaged lot. IN 'Ira* date' cobrapresentsthe third ponies to derive their 'gloated values. by SRC or the Fars senstriarrental SIT( leverages lEG Nina Services is not a bails The AMA Business
/gal transaction trade dale. - You can obtain aedilorel teormation regarding Services Account EGA and IRMA are tetterage accounts
the metablogy used to deconine the estimate of • Revenue elnartig and additional companatica which provide Kass so barking services ridprotests
• Callable securities Bonds and prefeceed stock that value and the dal of dr Seaman that is the — In addition to commissions on sales and I2bil lees alangtMatilt with Skated bales ad other
the issuer can for era redenplam wit be selected basis for the eaimate by contacting your Financial received n cancan with the daibution Ihniparty bares, so' provides MIMI to ittra-ce and
irvalially by lot frcm arrag all setras of tin Advisor mutual finds to ow dents we antra our affAale annoor racists OAS by unabiliatedthid-party
issue held in ournarne a in nominee nave fa or - Third party 'singed vales may be reflected as receive revenue tering payments from distributors tourrice companies through taurance agency
clients. Call leave elanuan is obtaned from third 'Not priced' in several situations: Mien an arch adrisas of the mats funds that we sell. sunsdianes of UBS Financial Services Inc.
pinkie and its accuracy is not auranteed. Oita call tape-dent valuation lire has not sspphda is These anants are based on two cMerent
leans may emt which avid eked yeti commas ugh/. to assign a saw Sanwa become ware corrpsnents (e IN arrant of Uln by UBS of a Imesmerd. towa-ce, ad a-ruity products,
inkrmatisn raillbe panted upon request that a matenal met has ccosced that may call a Palicutik mutual fund I amib to our clients: and O) Net FDIC tared • No bank guava.. May lose vale
presusty reported ialue into question, or wen a the asset value of a priCUIF mutual fund famibk
• Certificates of deposit (0). CDs are FDIC rased value would be highq specula's due to to nature shores held a the Iran RUA. Resource Management A". nt. Business Services
sato 1293,000 in principal and accrued interest per the security. — We and as allAate ako receive networking and Account BSA IRMA and intensional Resource
depositor ate per depository inaituixt h accordance - When neither an issuer, general partner or wonsor combs Faxesting Inv n consideration for Management Account aw registered service maks of
with FDIC nAes estimated slue nor alai:I-pair annelid ala transfer agent 1.42nMe511-at we croak. to the UBS fnancit Sauces Fx
crowded, the at. ca to stumwitbeddlerent rata Cut These fees generally are pad from
• Pricehalue Prices displayed fo r secuntes and other lean its piths* price. investor asses n the minua I fund and are a feud Vila Signalise is a reposed Service Milk of Vial
pada may be higher or lower than the price that - •Daributions to date' myindade Stan of dolls amount based a, the mamba of accounts at human:nal LOS Yu Signets cede cads and UBS
mace would actually receive in the market. Pict are capital, income orboth. the broker.dealer taking mutual Iva of that fund Visa debt cards air issued by UBS Bar* USA with
obtained from varkus thid pat sources whiti we - 'Original unit size' represents he hal offering family PrIVII59011f rom Visa U SA Incorporated.
bane to be reliable, bit we donor aura-nee then stapes pike ad map not relied yon cost bases
accuracy. - DIP ad unlisted RUT salsas are not listed on a UM Financial Unica Inc. Rev. 201604
rational securities exchange. and a• gra*
SONY_GM_00022617
CONFIDENTIAL
EFTA_00133237
EFTA01275374

Ut35 Financial Services Inc
SUBS Private Wealth Management UBS Strategic Advisor
299 Pak Avenue
25th Floor
New York NY 10171.0002 October 2016
CNP70055918351016 V1 0
GHISLAINE MAXVVEL,
Account name: GHISLAINE MAXWELL
Friendly account name:
Account number
Your financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone. 212.821.7000/800.308.3140
Questions about your statement? Value of your account As a service to you, your portfokr value of
11,135,63052 includes accrued interest
Call your Finan:hse. Advisor or the
RMA 30501.matine at 800-RMA-l000, on September 30 (1) on October 31 (1)
account 029323574
Your assets 1,182,861.13 1,1 35,630.52
Visit our webs1te: Your liabilities 0.00 0.00
ynuseubsoomffinancialservices
Value of your account $1,162,861.13 31,135,630.52
Accrued interest in value above S8,830 54 13,566 38
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 51,311,717.81
S Thousands
Net deposits and
1.584.3
withdrawals 4216,641.51
1,311.7
1,182.9 1,1354 Vow rwestmeit return:
Diedend and
interest income 454051.91
Change in valte of
accrued interest 41,612.93
Change in
market value 411)385.19
Dec 2014 Ott 2015 016 OC1 2016
Value of yea account
on Oct 31, 2016 31,135,630.62
SDNY GM 00022618
Member SIPC CNP7000930559tet3SseMS0193559 00004 1016 030575004 Y123574550 000000 Page 1 of 12
CONFIDENTIAL
EFTA_00133238
EFTA01275375

SUBS
Account name: GHISLAINE INA$MELL Your Asandal Advisor.
UBS Strategic Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
October 2016
Account number: 212 -821.7CO0/ 800-308-3140
Your account balance sheet
Tne value of your acount Induces assets veld 3 UBS and cenan asses veld anal Iran UBS. See page I
for more I rtOnnalliOn.
Summary of your assets
Value on Percentage of
October 31 (I) your account
A Cash and money balances 10,680.70 0 94% Your current asset allocation ava C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n U c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances. UBS AG Stamford Branch
A deposit account balances and money market
C Equities 342,936.54 3020% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 782,01 3.28 6886% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 0.00%
G - 0.00 0.00%
Total assets B1,135,630.52 100.00%
Value of your account S1,135,630.52
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CH1,70003005591836 NU0C0193559 00O34 1016 030579004 Y123514SS0COnlyyGht0002~ 2 of 12
CONFIDENTIAL
EFIA_00133239
EFTA01275376

UBS Strategic Advisor Account name: GHII.: Your Financial Advisor:
*I_JES
FArciceonudnlyt account SCOTT STACK MANKYLE CASNEL
October 2016
ccou number. 212-821-70001800-30&3140
Change in the value of your account Summary of gains and losses
Values reported below exclude poi:runs for which gam andlosses ale not dassified.
October 20160 1 Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,182,861.13 $1,311,717.81
October 2016 (3) Year to date ($) gains and losses (S)
Deposits, including investments
transferred in 2,250.00 8,340.00 Short term 0.00 586.02 -24.34
Withckawals and fees, Long tens 0.00 6,027.80 53,685 32
including investments transferred
Total $0.00 $6,613.82 $53,660.98
out -48,930.21 -224,981.51
Dividend aid interest income 13,177.43 54,051 91
Cash activity summary
Change in value of accrued
interest -5,26416 -1,612.50 See Account minify the month for dela Is. Bdances in your SwetPOPtlee6 are inductedin the opeing and
closing balances rate. FDIC Insurance apples only to deposits at UBSErank USA, not to deposits at MIS AG,
Change in market value 4,463.67 -11,885.19 Stamford Banch or bank deposits pieced 'Nougt the UBS internsond maw Account program SIPC
protection amain to money market sweep fund headings but rot bark deposits. Seelmportun inbrmatbn
Closing account value $1,135,630.52 $1,135,630.52 about your statement on the last two pages d this document for Slats.
October 2016 (1) year to date (I)
Dividend and interest income earned
Opening balances $459.54 $541.48
Adclkions
For purposes of Ms statement tersabltyof interest and dividend Income ha been determined hem a US
Deposits and other funds credited 2,250.00 8,340.00
tax reporting Per;Pertly,. eased upon the residence of the account hoer, account type. cn Product type.
I s n o c m o e m i e n t t e a r r e e st . a T n he d e d r e d n v t i d m e o n n d th p t a y y s m ta e t n e t m s e m n a t y is n n o o t t b i e nt e su n b d j e e d ct to to b U e n u it s e e d d S e ta tv te i S c a (U nn A o t a b n e d fete h d e r u b p ) o n IB C fo O r (P ta R r ) Dividend aid interest income 13,177.43 54,051.91
purposes. Clients should Niel to the applied:1e tax reporting loans they wet* ft= UBS annudly, such as
the forms 1099 and the Fans 4130 for lax reporting information. It is the prance Of Uti5 to file the Proceeds from investment transactions 45,030.00 175,303.76
applicade lac reporting forms with the US intoned Revenue Service and PR Treasury Department end in
sus h fort accurately dadfy cincknct ardict interest sits. etstrpt or tea income. Please consult yew Total additions $60,427.43 $237,695.67
inclvdual tax Diener's.
Subtractions
oinober 2016 It) Year to date (5) Professional management fees and
Taxable dividends 1,353.67 7,202.28 related services -2,220.67 -8,300.77
Taxable interest 10,573.76 37,958.38 Other funds debited -46,709.54 -216,680.74
Funds withdrawn for investments
Tax-exempt interest 1250.00 7,500.00
bought -1,276.06 -2,574.94
Miscellaneous 0.00 1391.25
Total subtractions -$50,206.27 -$227,556.45
Total current year $13,177.43 $54,051.91
Net cash flow $10,221.16 $10,139.22
Total dividend & interest $13,177.43 $54,051.91
Closing balances $10,680.70 $10,680.70
SONY GM 00022620
CdP703030059918 37 NOT000197559 00034 1016 030575004 Y123574550000300 Pegs 3 a 12
CONFIDENTIAL
EF1'A_00133240
EFTA01275377

*UBS
UBS Strategic Advisor Account name: AENE MAYAS RE Your financial Advisor
Friendly account name: SCOTT STACK MAMLYLE CA3RIEL
October 2016 Account number. 212-821.7030/800-308-3140
UBS Bank USA Deposit Account APY
Interest Period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 $0. 00
Closing UBS Bank USA Deposit balance Oct 6 $0.00
Number of days in interest period 29
Average daily balance $126.77
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Franco' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your sratement a t the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility conwleration • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C008005531038WOCOIS055980804 t016030575004 M235aassOCOMItlYGM00022tHe 4 of I2
CONFIDENTIAL
EFTA_00 133241
EFTA01275378

UBS Strategic Advisor Account name: Your Financial Advisor
UBS
Friendly account nom SCOTT STACK MAP/ LY LE CAMEL
October 2 ). r; Account number. 212-821-7000'800-308-3140
Your assets
Some Antes, income and current mitre Shorn may befpprOxInlble. AS a result gams aid losses May rot
be accutalely reflected. See rmporunt infOltniben atour your statement a Ine end of the d cumem for
more infornalon.
Cash
Cash and money balances
Cash and money batances mai include avalaale cash balances, UBS Bant USA deposit account balances,
UBS AG Stanford Branch depoot account balances and money matte mutual fund sweep balances.
UBS Bank USA deposit aCcOunl balances are insured by the FOC v4Ihn awe< ebte limits, but are not
protected by UPC USS AG Stanford Stanchdeposit account balances an not insured by FDIC and are not
protected by SSC Maley market sweep batances are protected by SEC bin ale not insured by the FDIC.
See the important information about your statement at the end of this document for details about those
balances.
°perms bdance Claims tulaxe Brae per than Aveiro, Addend Interest °WS in
Hddng on Chi I (0 on Oct 31 (S) on Oct 31 (t) rate period period Cap anounl Cl/
Cash 0.00 4,726.37
l/35 BANK USA DEP ACCT 459 54 5,954.33 250.000 00
Total 1.459.44 810,680.70
Equities
Common stock
Purchase price/
Trade Number Average price Price per share Value on Unrealized Hddng
Hddng date of shares per share ($) Cott basis (S) on Oct 31 (s) Oct 31 (1) gain or IOSS (1) relied
BANK OF AMER CORP
Symbol: MC Exchange: NYSE
EAI: 4283 Current yield 182% May 17, 11 303.000 1 t ,1360 3,593 84 16.500 4,999.50 1,40666 LT
Jun 21, 11 313.003 10.670 3,33986 16.500 5,164 50 1624.64 LT
Aug 2, 11 328.003 9.802 3,21515 16300 5,412.00 2.196.85 LT
Security total 944.000 10 751 10,148 85 15,576 00 5427.15
GENERAL MOTORS CO
Symbol. GM Exchange: NYSE
(Al: 11,555 Current yield: 4.81% Nov 18, 10 1,023.000 36.416 37,254 19 31.600 32326 80 -4,927.39 LT
Total $47,403.04 $47,902.80 $499.76
Total estimated annual income: $1.838
SDNY GM 00022622
CrIPTC0C0305$91839 HP7003193659 00004 1016 030579004 v123574sS000C00) Page S of 12
CONFIDENTIAL
EFIA_00133242
EFTA01275379

SUBS
UK Strategic Advisor Account name: GHISLAINE MAXWELL Your Asandal Advisor:
Friendly accouenamel SCOTT STACK MANLYLE CASRIEL
October 2016 Account number: 212-821.70001800-308-3 14 0
Your assets . Equities (continued)
dosed end funds & Exchange traded products
Total reinvested n the IOW M S reinvested dvidends. n *XS rot include any cash dividends. n is not a ten UnteeN:ed(taggem or log 6 the cIfferenct between the current value and the cost basis endwould
lot for the purposes of determining hold rg periods or cost basis. the shares you receive eeen time you generals, be your tenable On or loss If the sec unty was scld on this date The unrealizedOa-0 gen or loss
reinwst deckech become a separate tax lot. may need to be *lusted for ret urn of rapid ps)meres in order to determine the relived gain of Az, for tan
Cost bass is the told purchase (OP of the security. Inducing reuWeSteddeCknds the cost basis may need reporting PurCoses
to be aduszedfcr return or capltd payments in order to determine the dusted cost basis Icr ter mooring InveSmeof letum is the current value minus the amount you I rnested It does not include shares that zre not
purposes 'electedon your statement, includng shares that have been realized at either a gen or a Ion Naito does
not include cash dedench Thai were not *Invested
Purchase pricd
leurrber Average priCe Client Cost Puto per shirt Value on Unrealized (tai) Investment Hddrg
arching of shares per share (S) investment (S) basis (1) on Ocl (1) Oct 31 cs) gain or loss (S) return (11 period
SPQR S&P 500 Elf TR
Symbol SPY
Trade date: Jul 12, 13 1245.000 167496 208,533.63 208,533 63 212.550 264,624.75 56,091.12 LT
Total reinvested 12.000 214.578 2.574 94 212.550 2,550.60 .24 34
EAL 15,558 Current yield. 2.08%
Security total 1257000 167.946 208,533.63 211,108.57 267,175.35 56,066.78 58,641.72
Other equity investments
Cost basis and gans and losses have nol been aijusled acct emetic ally for return of capital payments
Resincled security vd um are estmired for informational purposes See knportant •Mormatton about your
statement at the end of this document for aO:litiOnal information
Purchase price?
Trade twitter Average price Cost PnCe pef share Value on Unredized HGdng
Hddng cite of shares per :nee totes (S) on Oct 31 (5) Oct 31 (S) gin or loss CD period
MACK570kt GROUP LPYTHE UNIT
RERSTG LTD PARTNERSHIP INT
Symbol.. BX Exchange NYSE
EM: 11,848 Current yield- 6.63% Sep IS, 14 1,113 00D 32 224 35,866.06 25.030 27,858 39 .8007 67 LT
01P70:/06005591840NP70C0150559 C0004 to 6 030575004 srs 23574s50 COWIYGM00022tee 6 of 12
CONFIDENTIAL
EFTA_00 133243
EFTA01275380

SUB S UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your PInodal Advisor:
Friendly accouert n SCOTT STACKMANYLYLE CASRiEL
Account numbe: 212-821-7000/800-308-3140
Your assets (continued)
Fixed income
Corporate bonds and notes
Prices are obtained liom indecendenl eructation bureaus that use oxrpreenzed valuation formulas to ascrnadcally aclusted for amortization of tond prernum using the constant yield met hod If you have
calculate current values Actual market yaws may vay and thus gairtsrlosses may nee be acc 'fatly made a tar Stetson to deduct the tarerri um snort ration on tar able rkla sec unties, you may request U8S
reflected Cost Oasis has been Ousted for arc feted original issue &count (01D) Cost basis ha been a4ust cost bais for the tend Prentlin amortization.
Trade Total lace value Purchae A4usted Price on Value on Unrearzed Hdckng
dale a mat telly (S) price (5) cat bad (S) Oct 31 (S) Oct 31 (I) gan ci IOSS (S) r*nOd
BANK OF AMER INTERNOTES
NTS PIE
RATE 03 600% MATURES 1111916
ACCRUED INTEREST 42,490.00
CUSIP 06050VVDW2
Moody. Baal S&P. BBB+
FM: 42,700 Current yield- 3.62% Nov01,10 150.000000 100 000 150.00000 99.537 149,305 50 .694 50 LT
JP MORGAN CHASE & CO
NTS WE
RATE 07.900% MATURES 0429,49
CUSIP 416625HHAl
Moody. Baa3 SEP BBB•
EAI: $11,850 Current pelt 7.66% Dec 22, 09 150.000000 105 100 157,650 09 103.075 154,61250 -3.037 59 LT
Total $300,000,000 $307,650.09 $303,918.00 -$3,732.09
Total accrued interest: $2,490.00
Total estimated annual income: $14,550
SDNY GM 00022624
CH870009305591641 MI003197559 00004 1016 030575004 Y173574%0000000 Pogo 7 of 12
CONFIDENTIAL
EFTA_00133244
EFTA01275381

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor.
Friendly account n aml SCOTT STACK MAMLYLE CASRIEL
October 2016
Account number: 212.821.7000800.308.3140
Your assets . Fixed income
(continued)
Municipal securities
Price; are obtaned from independent quotation bureaus that use ccavutenzed vauatIon formulas to dscount for securities issued a a dncount. when origna cost basis rs displayed, anonization has been
calculate current roues. Actual musket etas may vary and thus gal rallosses met not be a«uraely done using the constad yieldmethod othernite amonization has been done using the straght line
reflected Cost bail has been autccruatcay /dustedfor mandatory amortization of herd premium on method
coupon tmcierrpt munlcoel set unties using the constant yeld method and for accreted coigne' issue
Trade haat fat vd ue Purchase Aclusted Pnceon Value on Unredired Holing
Hddng dae a rral (3) pnce(f) cat bass (S) Oct 31 (ft Oct 3I (5) gan or loss (3) penod
SIRDVILLE TX INOPT SCH D
PREF 8E/Ft/
PRE-REFUNDED
RATE 05000% MATURES 02f 1929
PREREFUNDED 02/1917 0 100.00
ACCRUED INTEREST 4950.00
CuSJP 093874US
Moody. Aaa S&P: Not rated
EAI: 34,500 CLerent yield: 4.94%
Original cost basis 393,704.74 Nov 14, 11 90.000.000 100.673 90,606.32 101.220 91,098 00 491 68 LT
MICHIGAN MUN 8D AUTH
RV RUN
RATE 05.000% MATURES 1001126
CALLABLE 11/30/16 9 100.00
ACCRUED INTEREST 320.83
CUSJP 59455T485
Moody. Aaa SSP: AAA
EAL 3250 Current yield 4.98%
Original cost basis S5,034.35 Nov 22, 11 5.000.000 100.000 5,000.00 100.366 5,01930 18.30 LT
BIRDVILLE TX INDPT SCH D
8E/R/
RATE 05.000% MATURES 0111 929
CALLABLE 0211517 * 103.00
ACCRUED INTEREST 310555
CuSIP 0908741M8
Moody. Aaa SW: AAA
(Al: 3500 Current yield 494%
Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.094 10,009.42 101.206 10,120.60 111.18 LT
Total $105,000,000 $105415.74 4106.736.90 $621.16
Total accrued interest 51.076.38
Total estimated annual income: 55.250
CNP70X0305931842NP7OCOI93559 00034 1016 030575004 Y123574S500316ffiliyfim00022lytie it of 12
CONFIDENTIAL
EFTA 00133245
EFTA01275382

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
October 2016 Account number. 212-821-7000/800-308-3140
Your assets Fixed income
(continued)
Preferred securities
Tiede Punter Purchase pace Price per stare Wive on Unrealized Pdcing
Hddng date of shares per IS) Con bats (S) on Oct 3t (S) Oct 31 (t) pan or loss ($) pedod
CITIGROUP CAPITAL XII
EXCIFLT TRUST PFD
7.121% DUE i0,30/2040
Symbol: CPRN Exchange.. NYSE
EAI: $17,720 Current yield: 681% Oct 4, 10 10,000.000 26130 261,300.00 26.010 260,100.00 -1,200.00 LT
COUNTRYWIDE CAP V
7.000%
WE 11(01136 CALLABLE
Symbol. CFC. PRB Exchange: NYSE
EAI: 37.350 °Arent yield 6.79% Oct 26, 10 4200.000 23.518 96,778.96 25.760 108,192.00 9,413.04 LT
Total $360,078.96 $368,292.00 $8,213.04
Total estimated annual income: $25,070
Your total assets
Percentage of Cost emoted Unrelated
Value on Oct 31 (1) your account bans (t) annual income (11 gain or loss (t)
Cash Cash and money balances 10480.70 0.94% 10,68010
Equities 47,902.80 47,403.04 1,838.00 499.76
Closed end (knot it. Exchange traded
products 267,175.35 211,108.57 5,558.00 56,066.78
Other equity investments 27,858.39 35,866.06 1,848.00 -8,007.67
Total *guides 342,936.54 30.20% 294,377.67 9,244.00 48,558.87
Axed income Corporate bonds and notes 303,918.00 307,650.09 14,550.00 -3,732.09
Municipal securities 106,236S0 105,615.74 5,25000 621.16
Preferred securities 368,292.00 360,078.96 25,070.00 8213.04
Total accrued interest 3,566.38
Total fixed income 782,013.28 68.86% 773,344.79 44,870.00 5,102.11
Total $1,135,630.52 100.00% $1,078,403.16 $54,114.00 653,660.98
SDNY GM 00022626
CoP70009:105591643NP700019355900:04 1016 030575004 Y123674S50000300 Pogo 9 of 12
CONFIDENTIAL
EFTA_00133246
EFTA01275383

*UBS 1.3B5 Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nandel Advisor-
Friendly account name SCOTT STACK MAI/LYLE CASRIEL
October 2016
Account number: 212.821.70001800.306.3140
Account activity this month
Date Aclinty Description Amount (s)
Deposits and other funds credited Oct 17 Transfer FM Y1 235750100 2250.00
Total deposit and other funds credited $2250.00
Cote nanny DesaCtion Amour(I)
Dividend and interest income
Taxable dividends Oct 31 Cividend SPDR SW 500 ETF TR 1.353.67
Total taxable dividends $135347
Taxable interest Oct 28 Interest J P MORGAN CHASE & CO 07.900% 042949 DID0423C6FC1030C6 PITS WE 5,92500
PAID ON 150000
CUSIP 46625HHA1
Oct 31 interest CMGROUP CAPITAL XIII EXEYFLT TRUST PFD 7.121% DUE 10/302040 4,648.76
CUSIP: 173080201
Total taxable interest $10473.76
Tax-exempt merest Oct 3 Interest MICHIGAN MUN BD AUTH RY PREF 8E/R/5 DUE 100126 DTD 110206 1,125.00
CALLABLE PRE-REFUNDED PAID ON 45000AS OF 10,01/16
CUSP: 5945513R1
Oct 3 Interest MICHIGAN MJN BD AUTHRV BEM/5 DUE 100126 DTD 110206 125.00
CALLABLE PAID ON 5000 AS OF 1001116
CUSIP: 59455T485
Total tax-exempt interest $1,25000
Total dividend and interest income $13.17743
Dee Acuity Dercription mart (I)
Fees Oct 24 Fee Charged QUARTERLY FEE -2220.67
Total professional management fmts 4222047
Date Acikily Description AMOUill
Other funds debited Oct 3 Transfer JOURNAL TO Y123575 GI/SLANE MAXWELL -459.54
Oct 4 Transfer JOURNAL TO Y1 23575 GI4SLAINE MAXWELL -46250.00
Total other funds debited 446,700.54
CHP7C00800559i $44 NP7OSOISOSS9 C0004 1016 030575004 Y123 SUSS° CONffiliyfim0002ten 10 of 12
CONFIDENTIAL
EFTA_00 I 33247
EFTA01275384

SUBS
UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your Mnandal Advisor:
friendly account name SCOTT STACKMANLYIE CASRIEL
October 2016 Account number. 212-821-7000/800-308-3140
Account activity this month (continved
Investment transactions
for more Information stout the price/4ue shown for restricted securities, see knoortanz informaion about
your statement a tse end of this detriment
Proceeds flan funds
investment vifthcfrawn ke Accrued
Die Activity Dnciption Quantity value (5) Price CO transactions (I) investments buntin (1) interest (S)
Oct 3 Cal MICHIGAN MUN BD AUTH RV PREF BEM -45,003.000 45,00000
Redemption 5 DUE 100126 DID 110206 CALLABLE
PRE-REFUNDED AS OF 10/01/16
CUSP: 5945573111
Oct 31 Reinvestment SPCA S&P SOO ETF TR AT 212.676254 REINVEST 6.000 -1276.06
PRICE REINVEST DIV ON 10/31/16 EXECUTION
CAPACITY: AGENT
Total $45,000.00 -51276.06
Oate ACtnitty DegnptiOn Amount (5)
Money balance activities Sep 30 Balance forward 5459.54
Oct 4 Deposit LOBS BANK USA DEPOSIT ACCOUNT 45,790.46
Oct 5 Withdrawal LIFIS BANK USA DEPOSIT ACCOUNT AS OF 1o r Diu16 -4625000
Oct IS Deposit UBS BANK USA DEPOSIT ACCOUNT 2250.00
Oct 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 1024116 -2220.67
0031 Deposit (IBS BANK USA DEPOSIT ACCOUNT 5,925.00
Oct31 Closing UBS Bank USA Deposit Amount 55,954.33
The 08$ Bank USA OeCOot Account Is your primary sweep coon
SDNY GM 00022628
CNP70001305501845NP7000190559 00004 1016 030575001N/1235745SO000000 ►age 11 of 12
CONFIDENTIAL
EFTA 0(1133248
EFTA01275385

UBS UBS Strategic Advisor Account nary*: GNIS.LAINE MAXWELL Your K nendal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
October 2016 Account number: 212 821 7OW/800-308 3140
Realized gains and losses
The estimated realized gam and losses shown below are nor for tar pun:esti. Please rate that gan or loss 'mammon We may not ad ust gans and losses Ice al opticha-syn. We asecmalrcafy adjust cost basis for
recognized On the sae Of redemption Of te naln Structured PrOatIaL Ike COotincenlOM SeCulltreS, fray tie tax.exerrOt and AMT coupon municeas sec unties for estimate(' arcrizaton 01 bond wen tenS aid (Or Matter:ICH()
Ordnary, and not capita, gain or loss. Please Cheek web your lax atosor To sal(/ale gain aid losses. we for staxilits issued at 6 ciscani it you iecpested Oat UEIS Oust cost basis for the 00N premium arrortzauon on
liquidate the ddest security lot first. This is known as the firm' n, lint out or FF0 accounting method We use times debt sectinties then cost bops reflected for these securities has been Ousted Estimates in the Unctossilwl
this method unless you specified whic h Im lot to close when you paced your order. This is known as a se nus section can nog be classified as short tensor tong torn bet arse inkumsbon is rrisung or the product is one in which
purchases or VSP order See Important information about your statement a the end of this document for more the ga Moss calculaion is no provided
Long-term capital gains and losses
Wash Nit
Ouanlay or Purchase Sale Sae Cost Cost basis
Security desorption Method fan vase date date amount (S) basis (SI adnalrnenten loss (SI Gain (5)
MICHIGAN MUN 80 AUTH
RV PREF BUN
5.000 100126 DID 110206
Original cost basis • S 46,406 80 FIFO 45,000000 Nov 22, II Oct 01, 16 45,000.00 45,000.00
0002teg 12 of
OINC00030$9)1046 N1'2000197559 C0004 MI6 030575004 Y123574SSOCOMy_Ght 12
End of statement for account numbe Y I 23574 S5
CONFIDENTIAL
EFTA_00133249
EFTA01275386

Important information about your statement
U3S Financial Services Pc. (the km or UPS Finercial sea you tie list statement on which the WC( or Corporation aPC), what protects ItO-flieS haa-fltS 01 • Frocks Current Income: hvestments seekng tie
Strokes) is a member of all principal securRy, ccmrroity problem appeared. its mention up to $502000 (inCkcling 1.250,003 kr generation of income of*.
and optima exchanges. UBS Fihancial Semler, and LEG - Doke your rumw ad score number Crf any) dahns for cath. The Slit asset protection limits scaly to • Achet• C•peet Anon:Mon: Investments seeing
Bank USA ate i-died subsdenes of UPS AG and - Desert* tie error Of tie I/WSW you are inure all accants tat you hoed it a particutv tweedy. stoat of principal rather than the generafim of
athhaes of U3S Starnes LLC. The Finis faunae' about, and splain as ckab as you cal why you The Form, together war certain affiliates, has abo Ocam.
statement b available upon reqwet The Font executhe believe n is al error a why you need more parch/AM tiMplellentalplaStiOn. The Malkin • Produce Conebnutim of Moss and Capital
cakes we a. erfanuran amount proato 10 at eIgible rfiern, CONICtiak coda Appreoaton. kesenents seeking both the generator,
- amide the dolor arrant ate suspected error. this erasion is ZOO matron s of December to, 201S. of Sane ad growthof patriot
WS Financial Serrces Stbra to the poky orditorts ad lmi actions, cash
1200 Harbor Boulevard The firm or Card Issuer vii hastigate your compdaht the km is further protected fa up to SI .9 milbn n the Overall risk profiles
Weehanyken. al 07086 and coil correct any error promptly. For alleged eras aggregate kr all your accounts held n apse:Sr • Cons-walk. Seeks to mantan nta ancipa, with
roofing UBS USDAdebit cad transact raw, if we take opacity. A fJ copy of thepoky wading is salable
U o T f h 3 f i i S s c i F s a t t l a - u I t s e n d m c o i e a o n l S t s r e n e p p e A r n c e e s b s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , s a rd k ta o e s f e h y t o o u u l ' d m y ye o o a u r e o a d i c l u c h n o av r 1 d e 0 f t b h o u e r s t u h lo s e e s s s o n d f a o th y o e s d m to y o c o n u e b t y h i t c n * l k a , w n is g e in t w h e i e r ll r t c o i r n r e , e d s i o i t t that T w h o e n M re K q u p e ro st t . e ction ad the suppkmental protection n t lo h a w is m r m is e e k a o a n r n s r d e t h t v u e o r l n s a s t c i l e it a y d t n o m d t a h o y e e r r s s o n c t o o k t e r g e n e p n o p e v a r e c a e t r e a w t s i i m g th n e lo n a if n
irtlation.
r B O o r m a t n i b f c 9 e h O r M e h l a i p e n l d e a a i g r s e o e r r n o e f p I t o h I r y e t o i o u t f i b f m ic a m e n e s d e c i r a a t t h e m e ly n y n o is u e a k a n c i t n c a o g r u t n o a t. t he P la le k a e s s e u m s t i o re c o a m ll c p l l a e c le k s o u p r a t y w e e k s t t q o a t t h io e n F . an or the • b o y C th o e u d rt r o a a i n n c o c C o t r u a o n p a t p t v l i y a a l l t u o a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (a m n d W n S o F ld i c n i e e - d K n M • M to o le d r e a r t a e t s e o . m W e i l v li o n t g a t t o ir t a y c t c o e w pt e s k a h n i e gh fi e d r e r t e o tu p rn ir s c . Pal and
I innceal insterin Skated on he front of to Services (e.g., certain( cash at UBS Bark USA. 80 • Aggress/re: Wang to accept high trA to paws' and
Alltougn a limo.' shown are intended to be accurate, statement In addition to regular accon fees, accounts cash at Les AG U.S.aanrhes, (4 ifiurarce poixts, high valid lily to sea highreturns Owe time,
statement elate thaukl not be used fa to proposes Rely may be abject to mantenroce Ina charges for We including variable annuitne, and 60 Aare. of Maud • linestment E‘oadirr Comaeration: I Canted, a
sclobt on yethend tax forins. De , Form 1099. 5498, parent kr wakes purchases and charges kr unpaid lunch when such shares re registered direct& n the PatiOn of the portfolio foe that account may ixIsle
10425. etc ) wben orepamg your lax return. The Fim wants n cash accounts. Accounts that re transferred name of the account holier on the bodes rd records camas strategic, kneed limicky and rater
required by law to reran to tie IRS all taxable dividends, to other instikirs may be subject to a tangier tee. of to erotica* be a transfer agent), volaiky.
mporttiae nontaxable clatiokna and tout& interest • Certain nwsb-nent contracts a investment interests
erred en amities held np as scant, nit state UBS Sweep Options (e.g.. liked partnerships and private placements) that Statement shownhoWne
on see tranaclixis, ad cos* bake:neaten catered UM offers options kr sweeping cat banes. balances an rot regilened under **Securities Act of 1933; We may corsofdase al related account statements with
mortis to bat deposits at UM Bak USA and LEIS AG Starnkrd and tie sane address in the same emekpe, eq. because
Carallatileallene with the Finn t A re rc n h ch M (l o it n a e lc y S F w u e c e k p ) P a ro d s t f h a e r r in 4 t m er o n n at e io y n m a a l D ke ep r o m s u e t ual • p C re om cc m u o s d m it e ie t s a l C c O o n n t t O ra C c IS ts ( ), e i . n g c , l f u a d e ir ig g n fu e tu x r c e h s e c rg o e n t a a n c d ts r t a he m y c h r a e v h e i p w s a w nt i s ll o w th h e o r a c k li o e n m ts a i a nt a th in e j t o om t a a c d c d o r u e n s t s . If
• Pleas nercordinn eel oral comma-Orations in wring Accord (DAyor c stances with in Interaional ad commodity option contracts. you Dopler to rook individual statements mailed n
to further protect your rishtt inducing your nit Rooky Managernerd Account. Though the Bat The SIPC prOtIabn and the supplemental protearcn do separate envelopes. you may decline Ixtr,eholdng by
War the Secintin Investor Protection Act (SRA). Sweep Programs, cash balms we swept to LES Dank not apply so these asserts even if they otherwise appear cling yon finaxial Ackitor
• 11 the financol intiartion en the top left of d-le Inard USA im to an estabashed knit and then to UBS AG on yea sUtements. The protection aid the
of this stamen isnot U3S F manta Servket LDS Stanford Bnat or a Money Fund. Deposits at U26 Pazellernental protection cb not protect agars% changes Friendly esount name
Finneial Senate carries yea arrant as clearing Bank USA ao FDIC inured in aceorda-cre with FCC en the market vela of Tar investments (whether as re The Friendly account name is a custorreuble • nickname'
broker by arramemmt wit. the Mooted inshartai miles. Format itrormaticn pleas kit wwwfdic goer result of market morerrent, issuer ba-kruptcy a chosen by you to assist you with your recordkeePOrd
o W p e e n in ed this a y c o c u o o s f t t h li i t s h 'V o i t c .: a 1 s 1 t 5 y k o , u w r k ile it ° s yo a u n d D M e o p n o e se y s F a ind L s E a G re A r G o S t t h a a m r f e o d rd b B y r t a h d e , F a DI d C. shares of M °t o h re in irt k o . n ) n aton is sable mon request. hes n t o r i l c e k g l a y le a l c e c c o ti r o d n y n o am ur e a s c . c th o o un u t g . h Y o O u n c li a n n e c S h e a rv n i g ce e s or
works are located a LOS financial Senates and rot rod mar dam more irionnation about SIIC, erclud41 by coast am your Fe-soar Athwart
the nitodacim broker, ad you mat make a mart Through the DA, (mailable to cad, balances an swept to the SIPC Brahma by contacting SIPC at 202-371 -83C0
of any ma or omission to both firm. As described in depose smarts al UBS AG New Yak Branch and LEG or by Skim the SIPC nwbOte at smite/x.0g Account overview
e th rr e o a rs c c o o r u fr n a t u a d g r r e o em o e k n y ts , s y h O e U d M s u re s f t l e n c a te tt d y o u n s y o o f u a r y A ti G e F C C ay C m . ( a O n R ak a e n s c h h e T ld o a w t t h d e e U po D s S e s A a G r C e a n y a m t a o n u B r r e a d n b ch y Dividend Reinvestment Program pun • Value Seek accounMon(oto. Net of meets and
statement wen 30 dew alter t was mailed or made are tempi:rely reposed to the tovereign Ink of the The pito reflected is an average price. You may Obtan • A Mb Sad's avalebk cash balances, values fa
available. Alinements shall be deemed conk° Cann kirk, and there is no guarantee or other the total price Iran yes F rapid Advises. Orgy *hoe restrkted nosey lest), and Global Time Deposits,
and accurate n all other respect if not objected to in obigation of UBS AG to repay Saxes while cel the shares are purchased under DRIP; palial thanes MI be trreared marks to malret and certain assets not held
venting within 60 days LEG Cayman's Brach's books. sold ad the cashed be deposited your account The by the Firn. Does rot include waked seasickassets
• Please dact cutromer complaints or amines to tee (Ward reinvestment price applied by the Soar may at the end a the ;nor and sorient statement fX410dS, or
Fein's C lent Retook Depatnent at 201.352.1699 Deposal at LEG Berk LISA and each UPS AG Branch are •ffer liom the mead price al which the partial than ante I vied:nem awnd stock options and
a tolltree r. 903.354-9I03, 8:03 A.M. to 6 OD P.M rOt protected by SIK. Money Fund chores are protected se sold enrceable stock options
FT Monday through Friday, or in wring to LES by SIPC. See 'CBS Financial Services Account Protection' • abbiAtes Indus debit berates. cumarding margin
Financial Semites Ix., Client Relations Department, below. Carithitrlieu bans, credit Ire,shot accou-d balances.
P.O. Box 266 Unon Coy, NJ 07032 Cnbroatiole unts may be held n you' account If pin • Censoring balances. Total of unimested available
• h In a ca s se t r o a f n e s r fe ro r r ( s 6 O 1 r ) < , t p ai e a p k r e y d a e b r o a ut a U n B S el V ec o tr t o c n l i e c bit L P a ro m gr y a o m u r o r r e D qu A e m st, a b y a b la e n s c e e n s t i h n d r th aw e n B a a n n k d S s w a e n e s p of a e or n o ti t t h le e d r w to is a e , p t e he ta F l i r a m n d w a ell te n th e e s r u s k e d ll a pa c rt h ia id l a er r d ia pa ymera L ca E s S h A ba G la U n . c S e s B , r p a l n u c s h d e e s p o a s d e b m o o ra ne xe y s m a a t r U ke B t S m B i a t n r k e U ' f S u A n , d
card vantactions, call K0762-1000, or wee to UBS Money Furd may be liquidated, ad the proceeds martin prima accept an amok determined by a sweep Sates. at the One of tie statement period
FinncialSenices Inc, 1000 Harbor 814, 6thD om returned to you or your seoseies account. regidered clearim agency, ad credit you' accord. Nan-ccesredia free crectt Saxes in your account are
Weehawken NI 07086, Atth RIAS855. Sakes. Ina segegaled torn other balances and tie Fine may
rtre-se Hammon about available sweep *pawn Investment objectives rate ay of these finds in the ordinay sours ol is
C s id ta a o t l e o m m r e a w n t r t i i n t a e f a r o e s c s r e o i o p a n t t k i r n a y n y w s e o f t e i m r c o a o n n r , t i h A f e y y o o st u u a n h te e m i e t d e n m y t o o o u r r e o w n r o m b la y tr d c u a r b g r s i n c c g a o n K k n s O a w - i 7 e n 6 e k 2 p i - e r 1 e s 0 t k 0 r k 0 a . . t e fr s o a m n d yo y u ie r l d F s n , a 5 m a e va ! i A la d b v le is a o t r P T ea h le c e a h s n e a o c a m c d o v i u n s n e . t t n a h n e o d b F m j i e n a n c y t a i o m m n a y a p b n l e d y t r w i i s n e k e w p n r a o y n f o i i n u le g a o a 4 v c a c s o p y e u c n l t c to b T u h s is in t e o s t s a l T is h m es e e t f a u le n d d s in a t r h e e p a e r s r t a le n t r p e e a r l io y d o c u lo r s d i o n w g n v e a d in .
receipt. The Firm or Card Mar (as applicable)most scrif joint change in met Inahcial situation or Lending information
hear from you no las than CO days after tie ken U Th N e F F i i n n , a r n . c A i a m l a S no e r r - f o a f g c e f a th t a t ( a e i n n T p ri r o o < t e 1- c -e ti n o e n o • PrOtortrn M inv o e o st s m o en r t * & of w th o e w fo s l o F w o i r m e a in c ve h s s tm ca en n t t c h la e j l t d c t y iv o r u t F a o n r d d O et a a k re u d m inf . o r r e m fe a r ti o to n y a o t u t r h C e h f e ir m m R 's a It t r i o o d n e a g l e pr , a ctices
SDNY_GM_00022630
CONFIDENTIAL
EFTA_00133250
EFTA01275387

Important information about your statement DOOMIMIND
Agsement or ACCOLal Ai"t affatti end the General - We germak tee he cloak; price when svallak or liquid and event they can be sold, the price — h edition to cornrnissians received n connection
Terms and Conditions U3S Statement of Credit Practices the mean of the bid ad ask price, for listed received may be 1016 than the pe than estimated with the sale or dotribution ol arnuey contracts
boilable in Agreements endear/wan at secullin ad optima or only bid prices for OTC vain provided n the acorn statement, and wet investment but wins tooter clients. we
ray nen froattareettinteatrinto mat. secants. alder our affiliate mew reserve sharing
- Less 3Ctitti traded securities may be priced usig a . Restricted securities. Resin-led searnies pnecaly comperesaion from many of the inswance
VOW Meets valuation model a the moss recent pm. we ae not cumenty Viable for public sale. UBS Financial companies Widening the amity contracts,
Your stahament itemises meatus end other assets hell %lamed and may not reflect en actual market price Service, uses Ill man prim d I he unrestricted stock aftR ain ate Munroe contenies or warriors of
tithe accost at the end of to statement period. You a vain of the sae issuer as an inputed value for the he ant irmsemmt tuns we disttote.
may ask for &flea a SLY paid seoxiies al ay time. - Certain positions may appear without a price ad restrained stack for purposes of the statement oak To - Our affiliates abo recehe trading commissions rd
You may remise secunties used as ban collateral aher will aux as 'rake was rot health • it we se the extent that resigned seorities are elgble to sale, Nee convenience,D an natal funds and
paying any balme dm an them. Any securities triable to obtan a price fora 'toady the value receieed may be tbstarvaly less than the insireme companies whose products we dayloute.
tranderied to he Firm cisi-g the statement period are - Deposita a securities denominated iicunarcin inlayed vabe arm - We receive an smut fee from UBS Bs* USA ad
toted at market value at of the end of the statement other thin U.S dales an reflected at the etching. LES AG Stanford EtanCh of to to 425 per accuse
period. rate as of the nate-nem date. • Est festinated) income. assent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost bean. h detemining the cost basis of he - for certain startles racing n non-conformeg M estimate of anus income is based an current Program.
securities incbded n this statement, nbere indicated denornnstrons, price and quantity (face Wm) may drvidend ad interest rates, assisting tie seosites will
wile the number" I, • WS F flaxen Services has relied have been adjusted to ladles peeper unmakes be heldfor me yes from statement date or wee Activity
on information obtained from sources other than 'WS To obtain &nem antaxn. Ma available, contact maturity The Minnie dont, a gudolne accuracy InScemaiOnregardngcommksbns and other charges
Fi-encial Service,, including information (rcm another aecoi Aclencr and continued income are not gum-anted rand h connection wth the executiri of trades,
rim a that mum* NW* grovided to yea finaxial - Estimated antral hcane and cumin yield fa roasting option vansactions has Lk...nimbi:kid on
Atha,. The firm does rot indeperantly ye* a • Prnats investments and augured produas. certain types of seckrates could ncksle a retun of tontnein premusy !webbed to you. rid cull be
%aunt« the aaracy a veldt/ day idormation !ovate mama* saunas (ex Laing deed prat:IIor aped gains in which use the est prondod to you prcrrptly on repast
Provided by sant other than LESFinancial Senecas. participation program and real Nate investment tun income (ad curare yield would be overstated,
h addition although UESPhricial Seniors greralY soothes) and structred procbcts are generaly highly - Estimated and income and anent yield and to Shad aellinp
updates fhb nIcrmation as it is reamed, the Finn aged. Celan sena-tend credits have not been actual income and yieU mitft be lower°, higher II you are engaged in short selling a seventy, you may
does not provide ay assurers.' that the istormation regretted with the Securities and Exdil then the estimated mounts. Sox a charge der to entrain banging costs for tut
seder "Coot bans" and "Unrealized gad loss' is Commission on under avy slate seaseieTaws. We - An *stint* of arrualeed income (dal:lend anew prebuilt sectray.
accurate as of the date of hi statement. As such Porde enmated values for pint.. investment interest) divided by the current market
please dons refer on this nfantion to make searita ird structured products for Mcnnatiml valeraverage balance is based on the tb-t dividend Open orders
Nrchne or sale decisions for taxi:uprose, a purposes onbr. Marary snot guaanteed. or merest payment nude by he suer and Regarding open or • gx6till-cancelled' orders that
otherwise. Accounts tordened to to Elm may - These vitas may differ s.bstakeiset kin Moe; il manes tie seareseSdepans will be held foe ate wee not executed by the itattmert date, open buy and
refleci gad loss llamas, only for the period ce any. at which aeries Mara' thy year Iran the statement date or until mattria. sell slop orders are rediced by the mount of dividends
tine they are held at tie firm Morehi:cornet structured product maybe bought or sold and do Accuracy and continued sell xe not cuarateed or rktits on an ex-dividends or eentes date unless
relormation can be aided by you Friaxial Advisor. net necessalyrecresern the wax you mayreceive rignxted othenvise by yod. You are responsbk for
Lyon lipridatin • Assets not held by UBS Financial Services. Certain orders that are executed da to your Idurt to cancel
• Unrealind gansilones Yellen data n awilabG - Third pity flu mes of rain ate end a sequin assets se rot held byPrelim an not vdtrin the eisli g open orders.
reamed moaned guindlown re camAauel date rid an supplied to UK humid Services on a Ferns possessia or control. These assets a*
havileal moray lots. The transaction data for replan basis by an independent relation firm. &played on year statement for informational Mew
havizbal lots may or may not rhea commissions, - bate. general panne- or sponsor estimated vela,. purposes only Positions and values presented at To obtain a copy of or current Client PrivacyNage.
rZaannddss security, reorganitaton events it ay, are stppled to the Fm by the issuer, aoudad by dal issuing firm. UBS Fhancial inrices is please contact >as F nerve' Advisor or vent our websne
and other reinvestment lots eV systematk general partner or menu and m ay be calculated not repayable for this information and does not at wew oat rambwatnartfer
pitchai• lots are each combined to dieplay one based on dfferent information frau tat used by guarantee es Acura. These assets are not protected
averaged lot The 'Trade date' comemn presents the third denies to delve their eninated values. by MK or to Rim's supplemental SITC coverage. 1.85 Finscii Senkes n not a ba-k The PM& Business
original vansamon wade date. - You can obtain additional information regarding Services Account BSA and IRMA are brokerage accounts
the metextolagy used to determine the estimate a • Revenue sharing and additional compensates.. which provide Koss so banking services and woolen
• Callable securities Bonds and pretend stock that value and the date of Pr Hamblinthat is the — In addition to commissions on SAFI and I .1b.1 lees trot* 2/Thlrberlit wth ablated bat and other
the ever cats for eat redenplean will be selected basis for the estimate by contanig your Financial received n correctionwith the distribution e4 Ihniparty barns, and provides Jacinto Haase and
nasally by lot from arrag all seethes of he Advisor rrulual fund to ow dents we ander our great, antra Maas eased by unaffiliatedteed-party
issue held in our name cr :mon.. nem for or - Thirdarty 'slanged vela, may be reflected as receive revenue shying Payments from dienbutors Murree conpanes through insurance agency
clients. Call Ivan nkanati:n is obtained from third 'Not priced in several stumble when an drda advisas of the natal lugs that we sell. subsdianes of PBS Financial Services Inc.
ponies and in accuracy is not garanteed. Other call 1dependent valuation tiro his not ssePind a it These arna.nts are based on two cUterern
leans moy int which mid Slew yeti* compete stable to assir a nide. Men we become ware corrpononts (a the amown of ales by UBS of a lwasmerd, enwa-ce ad a-ruily products'
idcrmatim Mate provided upon request that a matenal event has named tat may call a Palicular mutual fund I amiy to our clients: and Rd Not FDIC instred • No bank guaantep May lose value
premusfy reported value no question, or awn a the asset value of a particular mutual fund famikes
• Certificates of deposit (0). CDs are FDIC ensured value would be highy speculate...due to tie nature shares held a tie Inv RMA. Resource Management Arun nt, Business Services
two S2 B),000 in principal and earned Seam per et the security. — We and as altAate ate receive networking and Account BSA, IRMA and intonational Resource
depodor and per depository inainsixe in accordance - When neither an Muer, general partner or sponsor combs, processing fees n consideration for Management Accuse an registered service maks of
wen FDIC Ries estimated value nor a third-pa-et Minuted wig is transfer agent smites that we ran* to the 135 fnancii Sienna Inc
provided the vale a tee seanty wilt* dilaerent rrutual lent These fees generally are pad from
• Price/value Prices droplang for secunues and otter Item its %raze price. investor asses Si the Nubia I lured and me a Used Visa Signature d a regained Write Milk 01 Visa
proricts may be higher or lower than the price that - • Daributions to dale' may inriude return of dais amount bleed on the number of accounts at eternal knit LISS Yu Signetn ova cards and IBS
you would actually maim in tie make fetes capita( ncome orboth. the brokactealer holing mutual fads of that fund Visa debt cards re issued by UBS gat* USA with
obtained from varkus aid party sources atilt we - 'Original unit size' represents tie hkial offering fain Permission from Visa USA hcaporated.
been, to be rekable, bit we do not %era-nee ther paper true axiom, not reflect yow con bast
accuray. - DIP rd unlisted RUT scant are not listed on a UBS Financial Swaim Me Rev 201604
national securities exchange, and are goner*
SONY GM 00022631
CONFIDENTIAL
EF1'A_0013325I
EFTA01275388

UBS Fnancial Senices tx.
Private Wealth Management Resource Management Account
UBS 299 Pak Avenue
25th Floor
New York IV 10171.0002 November 2016
CP0'70055355451 t16x135Y? 0
GMISLANIE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name
Account number:
Your Financial Advisor
SCOTT STACK MANILYLE CASRIEL
Phone 212.821.70C0/800.308-3140
Questions about your statement? Value of your account
Call )(Oa FinandaI Advisor or the
PIMA Resourceline at 800-RMA-1000. on October 31 (1) on November 30 (1)
account 029023574
Y0ut assets 1,135,630.52 772.39
Visit our websIte: Your liabilities 0.00 0.00
v•ww.ubs.comffinancialservices
Value of your account 51,135,630.52 $772.39
Accrued interest in value above 13,566 38 50. 00
Sources of your account growth
Tracking the value of your account sludge 2016
Value of your account
at year end 2015 91,311,717.81
Thousands
Net deposits and
1.594.3
withdrawn -31,366,60220
1.311.7
1,1354 Wur iwestment return
Diadendard
interest income 559045.75
Change in value of
accrued interest -15178.88
06 Change in
market value 91269.91
Dec 2014 Dec 3015 Oct 2016 Nov 2016
Value of yeti account
on Nov30, 2016 6772.39
SDNY GM 00022632
PA•mber SIPC CHP70XS30SS35545 Nel0o0i eS2 9 C0Coi 111603057'004 Y123574550101010 Pogo 1 of 8
CONFIDENTIAL
EFTA_00133252
EFTA01275389

SUBS
Resource Management Account Account name: INA,N1ELL Your K Randal Advisor.
Friendly account name: SCOTT STACK MANL YLE CASRIEL
November 2016
Account number: 212.821.7000/600.308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (S) your account
A Cash and money balances 772.39 100.00% Your •current ass et allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 0.00 a00%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $772.39 100.00%
A
Value of your account 5772.39
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
OW70003005535546 NP70C0I852 I 9 COCO' 111603057506i v123574550 100jyy_Gm_00022ase 2 of 8
CONFIDENTIAL
EFTA_00133253
EFTA01275390

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your M sandal Advisor:
friendly account nail SCOTT STACK MAIILYLE CASRIEL
November 2016
Account number. 212-821-7C00/800-308-3140
Change in the value of your account Dividend and interest income earned
November 2016(4) Year to date IS) For purposes of this statement, tartan of interest and cfrAdtnd income has been determined fran a US
tar reporting perspKtive. eased upon the residence of the account tirade; accamt type, or product ex.,
Opening account value 31,135,630.52 51,311,717.81 same interest ardor dvidend paiments mar not be subject to United Stan (US) ands Puerto co (PR)
Income tents. The dient month/ statement is not intended lobe used and camoi be relied Lam for tae
Deposits, including investments purposes. Clients should refer to the applsatee tar reporting foam they *eel* nom UBS annualy, such as
transferred in 0.00 8,340.00 the forms 1099 and the Forts 493, foe lac reporting informal:eon it Is the predict of UBS to rite tte
applIcatle ten reporting forms vAth the in internal Revenue XMce and PR treasury Department, and in
Withcfrawals and fees, such forms accurately dasefy &Mend and or interest a tag mama or ember income. Plea* corsair your
including investments transferred irs:Nsrcbse tar prepare,.
cut -1,149,960.69 -1,374,942.20
November 2016 (4) Year to date (1)
Dividend and interest income 4,993.84 59,045.75
Taxable dividends 0.00 7,202.28
Change in value of accrued
Long-term capital gains 160.27 160.27
interest -3,566.38 -5,178.88
Taxable interest 4,537.51 42,495.89
Change in market value 13,675.10 1,72.9.01
Tax-e>empt 'merest 0.00 7,500.00
Closing account value 4772.39 $772.39
Miscellaneous 296.06 1,687.31
Total Currant year 54,993.84 139,045.75
Total dividend & interest 34,993.84 559,045.75
Summary of gains and losses
Wilts reported belay exclude pr0duCts 101 voliSh garb andl0WS are 001 classified.
Realized gains and losses Unrealized
November 2016 (3) Year to date (4) gains and losses (4)
Shod term 0.00 586.02 0.00
Long term 0.00 6,027.80 0.00
Total 50.00 56,813.82 $0.00
SDNY GM 00022634
CNP7030930SS3SM7NP7000111S219C0C04 111603057`004 Y123574550101010 ►age 3 of 8
CONFIDENTIAL
EFTA_00 133254
EFTA01275391

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your linenciel Advisor:
Friendly account naml SCOTT STACK MANLYLE CASRIEL
November 2016
Account number: 212421-7000/800-308.3140
Cash activity summary UBS Bank USA Deposit Account APY
See ACSOunt Sanity Ma MoNbtot dela h Belon( eS In your %ems 0D11ons are indudedin the opening and Interest period Oct 7-Nov6
closing bdances value. FDIC Insurance apples only to deposits at 1)85 Bank USA not to deposits aI u85 AG,
Stantoid &arch of bank deposits placedthrouch the UBS intemationd Deposit Account prog.am. SIPC Opening UBS Bank USA Deposit balance Oct 7 50. 00
protection applies to money market sweep fund ridding, but rot bank deposits. See important information
about your statement on the tact two pages c( this document for detals
Closing UBS Bank USA Deposit balance Nov 6 $1,837.51
November 2016 (1) Year to date (1)
Number of days in nterest period 31
Opening balances $10,680.70 S541.48
Average daily balance $989.83
Additions
Interest earned $0. 01
Deposits and other funds credited 0.00 8,340.00
Annual percentage yield earned 0 01%
Dividend and interest income 4,993 84 59,045.75
Proceeds from investment transactions 150,000 00 325,303.76
Your investment objectives:
Total additions 5154,993.84 $392,689.51
You have identified the following investment objectives for this account If you have questions
Subtractions
about these objectives, disagree with them, or wish to change them, please contact your
Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative
related services 772 39 -7,528.38 investment objectives in important information about your statement at the end of this
document
Other funds debited -165,674.54 -382,355.28
Your return objective:
Rinds withdrawn for investments Current income &caPital appreciation
bought 0.00 -2,574.94
Your risk profile:
Total subtractions -$164,902.15 -5392,458.80 Primary • Moderate
Investment eligibility conSderat ion • None !elected
Net cash flow -$9,908.31 $230.91
Closing balances $772.39 $772.39 Your account instructions
• • azccunt cost basis default closing method is FIFO, First In, First Out
CNP7C000005535548 W7003185219 C0004 1116 030575004 Y123574550 lOttrIkYGM000226§594 4 of a
CONFIDENTIAL
EFTA_00133255
EFTA01275392

Resource Management Account Account name: GHISLAINE MAXWELL Your /I sandal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASILEL
November 2016 Account number. - 212-821-7000/800-308-3140
Your assets
Sane paces, income and anent vanes sham may be approthrtax. AS a 'mut qam mcllosses mai me
be accurately reflected. See imporuor infommbon abovi your statement a the endol ths dxurnem rot
mon Infonmeon.
Cash
Cash and money balances
°oaring Mance CIOSMO batnCt Me per share Average DnICIenglnlereSt Dais in
Hcl dog on Nov 1 (1.) on Nov 30 (S) on Nov 30 (S) rate perked period cap annum ES)
Cash 4,72637 772.39
UPS SAM: USA DEP ACCT 5,954 33 0.00 250,000.00
Total 510,660.70 677239
Your total assets
Percentage el Cost B1irrgee0 ungeaszed
value on N0 30 (1) your mount Oasts (11 smug Interne (I) aaln or IOSS (S)
Cash Cub and money balances 77239 100.00% 77239
Total $772.39 100.00% $772.39
Account activity this month
Date Acihily DescrotIon Amount (1)
Dividend and interest income
Long-term capital gains Nov 14 II Cap Gain BLACKSTONE GROUP LRTHE UMT REPSTG LTO PARTNERSHIP INT 160.27
Total long-tams capital gains 16027
Taxable interest Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11101/36 CALLABLE PAUDON 4200 I ,837.50
CUSIP: 222388209
Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/0/16 0.01
Nov 15 Interest BANK OF AMER INTERNOTES03.600% t t 1516 DTD11041CFC051511 NTS 2,700.00
CUSIP: 06050WOW2
Total taxable interest $4537.51
SDNY GM 00022636
C NP70303005$35549 NP700311352 19 00034 11 16 030579001 Y123574550 101010 Pegs S of 8
CONFIDENTIAL
EFTA_00133256
EFTA01275393

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nand Advisor:
Friendly account name SCOTT STACK MANY LYLE CASRIEL
November 2016 Account number: 212.821.7000.'800.308.3140
Account activity this month
(Conti-US)
Date *chitty Descntmion Anoint (f)
Dividend and interest income (continued)
/Ake/famous Nov 14 Dividend BLACKSTONE GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 7.79
1113
Nov 14 Return BLACKSTONE GROUP L8THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 14.47
Of Capital 1113
Nov 14 Dividend BLACKSTONE GROUP LPITHE WIT REPSTG LTD PARTNERSHIP INT 273.80
Total miscellaneous $296.06
Total dividend and interest income 64.99324
Dale Adhey Description knots* (I)
Dees Nov 30 Refund PRORATED ADVISORY FEE 772.39
Total professional management fees $772.39
bate Actiuty Desceplion
Other funds debited Nov 1 Transfer JOURNAL TO VI 23575 GH1SLANE MAXWELL -10ß80.70
Nov28 Transfer TO Y1365092200 -154.993.84
Total other funds debited 4165.67434
Investment transactions
for more Information about the prkeelue shown So, restricted securities, see important information about
your statement a the end Of this CbCtment.
Proceeds (torn Funds
iniestment withdrawn to Accrued
Date Actnity Description Quantity Vale ($) Price transactions(s) unestrnentsbougit (5) interest CS)
Nov 15 Cal BANC OF AMER INTERNOTES 03.600% 111516 -150000.000 150080.00
Redemption CITC8 10410 FC051511 NTS WE
CUSIP: 06050WCW2
Nov28 Transfer BIRDVIU.E TX INOPT SCH D PREP BEM/ 5 -90000.000 -90.777.60
CUE 021529 WO 011502 CALLABLE
PRE-REFUNDED TO VI 36509 2200
CUSIP: 09087405
Nov28 Transkr BIRDVILLE TX 1NOPT SCH D 8Elle 5 -10000.000 -10,082.50
CUE 021529 DTD 011507 CALLABLE TO Yr1
36509 2200
CUSP: 090674a/8
continued next page
CNP70309005535550NP7000185219 00004 1116 030575004 V123574550 10e#,IyGrit 000226efee 6 of 8
CONFIDENTIAL
EFTA_00133257
EFTA01275394

Resource Management Account Account name: • ir MAXWELL Your Mtandal Advisor:
*UBS Friendly account name SCOTT STACKMANLYLE CASRIEL
November 2016 Account number 212-821-7000800-308-3140
Account activity this month (continued)
Investment transactions (continued)
Proceeds non Funds
«vestment viithdrann Ia Accrued
Cate &linty DeSCIPteNt OutenRy Vdue (S) Price IS) tiareactIons (I) IMISIMNIN 00411 Interest (S)
Nov28 Transfer MICHIGAN MUN 80 AUTH 1W BE/R/ 5 -5.000.000 -5,016.80
CUE 100126 DTD 110206 CALLABLE TO v1
36509 2200
CUSIP: 594551485
Nov28 Transfer COUNTRYWIDE CAP V 7.000% DUE 101136 -4200.000 -106,940.40
CALLABLE TO VI 36509 2200
CUSP: 222388209
Nov28 Transfer OTIGROUP CAPITAL XII FXDFLT TRUST PFD -10,003.000 -259.000.00
7.121% DUE 10302040 TO Y1 36509 2200
CUSP: 173080201
Nov28 Transfer BANE OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20
Nov28 Transfer BLACK STOW GROUP LP/THE UNIT REPSTG LTD -1,113.000 -28,726.53
PARTNERSHP INT TO Y 136509 2207
Nov28 Transfer GENERAL MOTORS COTO VI 36509 2200 -1,023.000 -34,833.15
Nov28 Transfer SPCA S&P 500 Elf TR TO Y1 36509 2200 • 1,257.000 -277,143.36
Nov28 Transfer P MCRGAN CHASE & CO 07.900%042949 -150,000.000 -153375.00
OTC042308 FC103008 NTS (YE TO VI 36509
2200
CUSP: 466251+1A1
Total $150.000.00
Securities transferred out -S935,058.54
Date Activity Descriplico amount (S)
Money balance activities Oct 31 Balance forward $5.954.33
Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,726.37
Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11101116 -8.843.20
NOv 7 Deposit UBS BANK USA DEPOSIT ACCOUNT A5 OF 11104116 0.01
Nov 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 456.33
Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 152,700.00
Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11128116 -154,993.84
Nov 30 closing MIS leak USA Deposit Account $0.00
The um Bent USA oepost Account Is your primary sweep colon
SONY GM 00022638
CHP7001:0305535551 NPT0001135219 00004 1116 030575004 VI23574550 101010 Pose 7 of 8
CONFIDENTIAL
EFIA_00133258
EFTA01275395

*UBS Resource Management Account Account name: Your 14 nancial Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
November 2016 Account number. 212-821.70001800-308-3140
Realized gains and losses
The estimated realized gem and losses strum below me not for tar purposes. Please ride that gain or toss informaron We may rot ad ust gans and losses la al captal chairs. We autcmatcay adjust cost basis for
recognized on the sae of reCkniptiOn Of (enact Structured PrOduCtS, eke Contingent OM SeCurittS. may be lia.enernpt and AMT coupon munlopa sec unites tot (-slimmed anorizemon 01 Con° prernans aid tot accreted OR)
ordinary, and not (vita, gain or loss. Please check with your tat Cidc6C4 to caloa ale gains add losses. we fu sec unties issued at a CISCCont a you legtetled t Nit UEISZKItid COP basis lot the bond premiumaro/nationon
liquidate the rider security lot first. Itis is known as the Not o first dot or FIFO accou King method We use taiatzle debt sec unties then cost bald reflected tor these seCuribr has bet n **Sled Estimates in the Walasalwl
lila method unrest you specified veNc h Ica lot to close when you dated your order. This is known as a temp section can not be classified m Odd tensor long trim bet are inloimiibon it ',tuns or the product is one in which
purchases or VSP order Sr. important information about your :tateraent a the end of this document for more the ca moss talc ulna, is not provided
Long-term capital gains and losses
Wath Salt
Quantity or PurChMr Sale sale Cost COSI basiS
Security description Methdd tae yaw date date amount IS) basis (k) adjustment(S) Less (S) Gain (5)
BANK OF AMER INTERNOTES
03.600% 111516 ()T0110410
FC0515 I I NTS 8/E 1110 150,000 000 Nov 01. 10 Nov IS, 16 150,000 00 150,000 00
CNP700C0305535552 N1,7000185219 00004 11 t 6 030575004 Y123574550 lOgrOjuyGm00022erive 8 of 8
End of statement for account number Y I 23574 SS
CONFIDENTIAL
EFTA (H) 133259
EFTA01275396

Important information about your statement
U3S Faocial Services ea. (the Firm or UBS humid sent yOu the lea steward on which the tier Or Corporation (SIPC), each protects starves taCcntS 01 • arooluce Cunene income: roamers seakng the
Serene°. is a animal all principle warily, ccmrrothay problem anted. its mobs up to $512000 (indtcling 1.250,003 generation of income onp.
and opterissehoues. UBS Financial Semler, and CBS - Proide your mime ad accord number Of art/ dohs for cash). The Slit ash protection limns aide to • Acheie Capitaa ppreciation. Incasements seeing
Dank USA re i-dien subsilanes of UPS AG and - Deco& to filter Of the tansies you Ye inure all accosts that you hoed in a asthenia- wacky. same of principalrather than the gerersais of
*thawof U3S Skulks LLC. The Fim's Wawa' about, indeoplain as <kap as you cal why you The Fhn, together with certainaffiliates, has also ticane.
statement e available upon rept**. The Font exaste believe a is senor a why you need more purchased applemental inaction. The nuarnen • Produce Colobaubbn of Wane and Capital
offices a. a. amount payabee to al Spike diet, CONKlie09 wider Appreciate& aesonents seekrg both the generation
- had. the icier arrant ca the suspected lent this erasion is ZOO milion as of Docents- 10, 2015. of nccme and growls of pritral
CBS Financial Seroces Stbra to the poky ordilons ad lmi ations, cash
1200 Harbor Boulevard The Firm or Card Issuer vii h•estaame your compdatt the fan is further protected fa up to $1.9 million n the Overall elk profiles
Weehawken, NJ 07086 and wet correct sy error pasty. For alleged mob aggegate kr all your accounts held n a patials • Conservatree. Seeks to manta* seal patio* with
C Th B i S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd k o e f y * ov m p ro a o o r r l e v a i t n h c g c a o n U r B 1 d S 0 f b V o u i r t s a t h m e e d s a e s b n d i o a t y r in s a t t d o y t t W r u e t m a h n i a ik , d w i i s a e i a n w i e f i r l w l r c o e r r e , t d s a i o k t e th at u ca P p o a n c r it e y q . u A es f t i . i copy of the polcy wading h sable t ' lo r e w a e m r m is e k a o a n r n s r d e t h t v u e o r l n a a s t w i l e it a n y d r t e o m d t a h o y e e r s a o n w t o e a t n g rd v a o p w v a e ce k ra w t s i i r g th a n i n t [a if n t
official tadournents. contanng conflicting data shad you caul Nye the use of a money during tie tine it The Slit protection and the supplemental protection
B n O o r m a t n i b 9 d e 9 , 0 r l e n ia l i p n e l a d e c a w p w c a r o n e f p I t o h I r y e t o i d u t e i b m ic a m e t e h s d e e i r a v t t h in e e g ly r e y n o i s u a a r b a n a c to c c o t i e t s o a t. t he P la le k a e s s e u m s t i o re co a m ll p d e is te k . s o u is r n no o s t tg to at t i h o e n F . an or the b • o y C th o e u d n r o e a n n c o c o t a m u n n p c t h i v a a ' l l t u o a e s ) s b e u s t c h o e n l t d r o a l w le a d y b f y ro (e m n d LO to S l F ic in te an d c n ia l • M to o le d ra e t r e a t s e o m W e i l v lin o g t i t l o it y ac t c o e s p e t e s k c h o i w g h ri e s r k r t e o tu p rn ir s c . nal and
lanai kabobs ticketed on he front of the Services (e.g., certain( cash at UBS Bat USA, 00 • Aggresses: Wiling to accept high ilk to ascend and
Allthaegn aR figures shown are intended to be accurate, statement In addition to regular acocuil fees, accounts cash at Les AG U.S.branrhes, (4 mane pans, high west lily to seek high returm owe time.
statement ins shwa not be wed fa to purposes Rely my be abject to mainenerce Ins, changes for Me including valible swat, and (ii tore. of Maud • an. stment E‘oadtiry Comeleation: I Hinted, a
sat on yearand tax fast , Form 1099. 5498, parent for securities purchases and dates for unpaid funds when such thew re registered top h the P7605 of the portfolio for tilt account may task
10425. etc ) when 'repast your lax return. The Fim 5 amounts n cash accounts. Accosts that as transferred name of the accou-4 holier on the lacks ad records waist strategic, Mined Hulick and gvater
required by law to ream to the IRS all table &lands, to other inking,' may be subject to a trawler fee. of to applica* o._nr a trader agent), voUtiky.
iiportatie rentable cabana and uxtk inkiest • Crain nwst-nent contracts or iniesement interests
erred en steuities held haat exarre, net:exceeds UM Sweep OpAions (e.g.. limited warships ad pate placements) that Statement •hareholdier
on see trawadiore, ad con basis ono:Win corned LEG offers options kr owephg cath balsas. balances are nal regitened wider tie Securities Act of 1933; We may consoldale all reamed account statements with
seaties. to bale deposits at UM Back USA and LEG AG Staked and the same adi-ess ii the sane envelope, e.g. because
trench (Bak Sweep accfarrs)), money matte mutual • Commodities contacts (e.g n foreign exchange and They have owners who also maintain pa account
Carnlieniallkall with the Man iamb Money Fiat) and the international Depose pricey,m etal contracts), includirg futures contacts rad cramps well other dents a the same address*
• Pleas recortinn sy oral corwrosations in wring Award (DA)for c weans with in Interutionel ad commodity option contracts. you reeler to recent individual statements mailed n
tofurther protect your rishtt inducing your rit Ream Manaprnird Account. Though the Boa The SEC protect Cin and the supOwne-dal protection do separate ensiebriet you mat decline Isseholing by
lrEkr the Soo.l ies Investor Protection Act (SEAL Sweep Programs, cash balms we swept to LES Bank not apply to these assets then if they otherwise appear caning your fine-col Ad for
• t the financial institution en the top left of te tone USA to to an estabeshed knee ad then to UPS AG on yea sUtements. Tye StC protection aid the
of this statement isnot U3SFruntiel Se ekes, LEG Stanford Bench, or a Money Fund. Deposits at U26 547Plernental protection do not protect against changes Friendly Gaeta name
Fi-andal Senitee carries yar =cut as clearing Bank USA are FDIC hosted in accorda-ce with FCC n the market vele of yams investments (whether as The Fan* surd name is a custanciplo -nickname
ackee by arra-gement with the tdcated insteution ales. Formore information please resit wwwfdic result of market movement issuer be-Musty or chosen by you to assist you with your recordatote7
We in you of the rela1M5ht, when you Deposes a LEG AG Stamford Brach ad shares of othernee) has no legal effect on your account You can change
opened this accost h the cast your kits and MoneyFindsare rot insured by the FDIC. More irtonnation is amiable Ina regain. yam hiend9 aCCOUll names. through Onkle Services a
stales tre located aims financial Seats and rot You may cbtan more irdo ration aboue SIK, mildew) by contsag your FiVnoal Admsor.
thr iscactg broker, ad your at maw amps Through tie DA, (mailable toroth balances an swept to the SIPC Brodate by aneacting SIPC at 202-371 -83C0
of sy error or emission to bode firms As described depose &costs al UBS AG New Yak Branch and LE6 or by visiting the SIPC websee at www.aptorp Aecoure overview
to account agreements, you must 50* IA aF Try AG Cayman Ranch Thew deposits arena enured by pun • Vat,. of sew accountgonYoto. Net of *sets and
errorsor fraud twang checks reflected an your to FCC. Balances held at the UDS AG Carman Brandi Dividend Reiwertment Program
statement wain 30 Wes alter le was mailed or made are tapas ty reposed to the sovereign Ink of the the pier reelected is an average price. You may Wean • Amer babies seen* cash balances, slues fa
available. Alinement% shall be deemed comply Cayman lira, and there is no currants or other the octal price tom yew Fatal Adis. Ory whole merited wady lest), and Globalrift Deposit
and accurate n all other respect if not objected a in obligation of UBS AG to repay elk banes whilealthe shares are purchased under DRIP; palial thew wiabe streand marks to matt, and certain asset, not held
veittg within 60 days LEG Cayman's Brach's books. soli ad the cash wn be deposited your account The by the Fim. Does roe include unpriced sectritiMassets
• Please deect cutromer complaints or thanes to to civickrd reinvestment price applied by the ester may at theen:lathe prior and arrent statement periods, or
Fints C lent Rana ()tonne* at 201.352.1699 Deposal a LES Bark LISA and cab UPS AG Branch are rifler Ism the ark* price al which the partial shires poene istements. wasted stock options and
a tolltroe r.900354.9103, 8:03 A.M. to 6 CO P.M not protected by SIK. Monet Fund than are protected no sold earceable stock options
FT Monday through Friday, or in weitiu to LES del SIPC. See 'LOS Financial Services Account Protecta- n' • Inducts cleat bala-ces. awarding margin
Financial Senices ix., Client Relations Dept/ant, below. Ceetetelieu bans, credit lib, shore accou-d balances.
P.O. Box 766 Union Cy, tel 07037. Cnbi whole unts may be held in you accost. dye • Cashrmoney balances. Total of uninvested avalabie
• In case of errors or wrist about an electronic Ups your requen, bahron in tie Bank Sweep entitled to petal sit a a nesult edam:Wiwi payment cash balances, plus depose telexes a UBS Bank USA,
had, trawler 071). bat pasta a UBS Votclebit Program or DA may be vothdretat and shires of a or OhinVile, the Firm will either sell panel unit a LEG AG U.S Branches al money market mutual fund
card inactions, call 912762-1000, a write to UBS MaleyFundmay be licsidated, ad the proceeds mart* price a accept an /mord determined by a sweep deems at the c bso of the starrent period
Financial Senices ix., 1000 karat Blvd, 6th floor. returned to you or your searaies acccun. regiaered cleitiu acency, and credit wow accord. las-ccarriodity free ask balances in yos account are
Weehawken NI 07086, Attix MAIESA Sakes. rot segegaled torn its balances and the fimmy
Ftelhog tdormadon about available sweep option Invesnasent objedSee •ae sty of these finds lithe winery course of is
Caller mite as won in yen can, if you hit your robing curse interest rates and yields, is available at The ilonlmer1 objection and risk profile ere spec is to basins,. Thew funds repayable won your darned.
statement a receipt t wrong or if you need more wwvabscornittieemeetb, from your F natal Advisor each account and may wy between you scants Tlin total is eluded in the arrant period closing Vain
tdamation tat a transfer on the statement or or by calling KO-762-1000. Pease advs. the Firm pronotly in voting of ay
receipt The Firm or Card lister (as appleable)must KO joint change in you Coaxial season or Lending information
hear from you no later than CO days alter the Cam U Th B e S F F in in n a x n c o i a a l S nt e s r ra of ' s th w e u c m n r p a r w ot e h c ie t r io -i n n - Picienrin i c n h v o e o s s tm e o e n n e t o o b f j e th c e tv b es lo F w o n r e ) a in ch s a t c a c n or t d o h b e je ld c , t i y v o e u s. F a o n r d d d e e ta c re la d s o s n . lo re n f f e o r ti o to n y a a n w th C e l ie in nt n R 's e h b a tio n n g th p ip r otects
SDNY_GM_00022640
CONFIDENTIAL
EFTA_00133260
EFTA01275397

Important information about your statement (COMIIIUMI)
Ageement or ACCO-rl Agf terraria and the General - We germ* Lae he closeg price when svaLatek liquid and men if they can be sod. fxprke — n edition to cornmissists received n connection
Terms Ltd Conditions LBS Staunton, of Credit Practices Ow mean of the led rd ask price, for hued received may be keel tan tie par dare estimated with the sale or destitution ol arnuey contracts
mailable in Agfeements andO ixbecfros at mantis and option a only Al prices for OTC who provided n the axamt statement. and fret investment AM Irak to ow clients. we
rint mentwenrinrekranto ores, searities. and"' our affiliate ream* resirue Mang
- Less actireir traded securities may be priced useg a . Restricted mashes. Restected swishes generals, compensation frommaw of the instance
VOW MSS valuate:re model ate moss recent ace we he not twenty elgble for public sale. Baileescol companies ladeftlifleg the amity follIflias,
Your statement itemises *Cunt*, and other assets hell obtained and may not reflect an actual maim price Service:, use: the makes priced the wirestricted stock if/taus et de hewn conwynias or sponsors of
htht want at the end of to stammers period. You a vats of to sane issue( as an inputed value for to he ant irmesemmt rusts we disitute.
may ask for deisferY of lute paid startles at erg time. - Certain positions may weer *Stan a pace aryl restricted Oak Arouposes calth1s tatement may To - Our affiliates also meek, trading commosions ad
You may receive securities used as ban collateral after will Amy as 'wke was col availatte• it we at the extent tat resekted secesties are elgble to sale, are compensatorsfrom mast kit and
paying any balaxe cis at them. Any securities unable to obtain a price fora shinty the value reared may be tbstarmaly less thanthe adda x. companies wore predicts we darbse.
transferred to At Firm Brig the Itrellelt period are - Deposib a securities denominated n curvet-cies imaged vabe down - We receive an arrest he from UBS Bat USA rd
listed at market value as of the end of the staking. otter Ilan U.S dales are reflected at the etchinge LES AG Stanford Rand, d w to 425 per scare
period. rate as of the gatelleilt date. • Est. (estinetad) income. owner yields and rata sweeping to the barks under the UBS Bank Sweep
• Cost base h detemining the cost basis of he - der certain searites fading n non-conformrg An estimate of amual income is based on current Program.
securities incbded in this statement, where indicated denornnations price and qualitytau value) may atidend ad interest rates, assisting ate seosites will
with the number" l, • WS F minces' Services has relied hive been Asked to familiusepecper valumiak be Mkt for are( war from statement date or until Activity
Oninformation obtained hem sources other than LES To obtain curers quotatiors, when amiable, contact maturity This Mind* body a dud:Atte; accuracy hkemahonregarcingammksims and otter chases
Fe-antral Semites including information from another you Pima- eta' Adige. aid continued income are not gu wended eased ei connection with tie exeoation of trades,
rim a that you may tuVegrovided to yea Finaxial - Estimated shut hcane and curent yield for roludeg option banuctions has Meni ndad on
Adeisor. The Finn does not irdeperokntly merry a • Pante Swimmerets end strucesired pit certain types of washes could include a retun of coraIMAMS prevouty I wished to you. and wit be
garentee the mammy a wildly of ay idormation Mate nvestrilent secsntin (i-cLdisg deed principalor capital gaga in which use the est proaded to you promptly on repast.
Provided by Wen other than LESFranco' Seniors pankipatim program ail real estate invennwnt income Ma-d cuffed yield would be ownstated.
xditim although UK Fhascal Seniors ge-eralY seositis) and structred proirts are mneralY highly - Estimated anal incomes and anent yield and tie Short Ailing
km:dates his ntarnatim as it is recessed, the Finn Sicand. Celan stnctised products have not been anal axon* and yield mitt be laver°, higher II you are engagedin short selleg a w.unly, you may
does not provide any assuarces tut the info-maim registered with the Securities and Exch than the estimated ankountt. toff a charse dm to certain tanoweg costs for that
seder 'Cost basis° and *Unrealised gar/ loss' is Commesicri a under my slate secuntileTaves. We - Are festinate of trusteed income (Adend ands particular acuity.
accurate as of the date of he statement. As suck amide essmated Vale for private investment interest) divided by the current market
please dons rely, on this nkermtion to make seositis zedstructured products for erlamatirol valsiaverage balance is based an the tut dividend Open aided
peschne or sale decisions for tax purposes a purposes any. Atosary bnoe guaranteed. or interest payment nude by the sisuer and Regaling open or • god-IA-cancelled' ceded tat
otherwise. Accounts turderred to tie Fan may - These vstaes may differ a_lostaxi0y from prices il S59-etteS he secuterdepasts will be held for one were not awaited by the StAttelitte date, open buy and
reflect gsei loss infamatim only for the period el any. at which a pride nvettrneell re, year torn the statement date of until makrity. sea slop orders are remixed by the mount of dashed,
the they so held ate Fens More historical structured product rmy be bought or sold and do Accuracy and continued yell se not aura-scud or rigntscn an ex-dividerds a erartts dote unless
erlamatim canine aided by Kix Friaxial Advisor. net necessztiy represent the vas you myreceive ernxted °chemise by yo.s. You are re for
Lyon liwidatim. • Assets not held by UEIS Financial Services. Certain orders that are executed ds to your Wart to cancel
• Unreallted gant/lonee Ihtlen data is awilable, - Third pity *sunset of vale are as if a attain assets at rot held bytalent arena wenn the wining open orders.
ottinated trroaleed suindlowes re card-lied Ice date rd an applied to UBS Iolanda Saviors on a Firms possession or control. These assets me
eiskaial seas* lots. The transaction data for regilar basis by an independent solution firm. cloplorsd on nor statement for informational Priem
idvSLal bin mayor may not reflect commisions, - bask general panne- or sponsor estimated vales purposes onty. Positions and values presented at To obtain a copy of as current Client Primacy Notice.
rZcceeddeerr security frogs-if:sign events ark are applied to the Fm by the nsuer, provided by the Ssu'rg fern. UBS Inancial enlces please anted yea F nanual Abbot or net our meanie
cl and otter reinvestment lots ad systemstk general partner or maw and may be calculated not mixable for Ns information and don not at mew oe, rnreren'wernfer
pi:Chafe be, are each combined to display or* based en deferent information from that used by guarantee its accuracy. Thee meets we nal protected
averaged lot The 'Trask date' colon presents the third parties to drive teir eninated values. by SRC or tie Firres suaelikantalIIPC coverage LIE6 Fiend Se-vkes is not a ba-k The PM A, Business
ages' transaction trade date. - You can obtain additorel information regardeg Services Account BSA and IRMA ae teckerage accounts
the metccblogy used to determine the estimate a • Revenue Awns and additional computesitice. which provide suss so banking services and prodsts
• Callable securities Bonds and prelened stock that value and the dale of tht Hamelin that is the — In addition to conrnissions on sales and I altt tees tett* 2/Tentelltrilt watt Masted brays and other
the over cats for eat redemplon will be selected basis for the estimate by contaning your Feancial received n correctionwith ter distributim Ihniparty banks. ad provides access to roesace and
iromally by lot from arrorg all smarties of ha Advisor mutual krds to ow dents we ander our SCAM anntrtY products awed by unabiliatedthid-pany
issue held ei our mine or am nominee nave for or - Thirdparty 'slanged vats, may be reflected as receive revenue shying payments from dianbutors notate <anises through eoura-ke agency
clients Call lease eternalise, is obtaned from third 'Not priced* in several Sittalkell: Men an ad or salsas of thenasal fends that vie sell. subsdianes of UBS Financial Services Inc.
pieties and is accuracy is net 9r:ranked. Other call I-dependent valuation hen has not aMPTed a it These amounts are based on two cMerem
leans may oat which maid afoot mkt candele vials/e to assign a va w. when we become ware corrporents (a At amount of IAN by UBS of a Imesment„ mimeo. ad a-maven:ducts,
inkrmatian lake Provided upon request that a material met has catered that may call a Patinas mutual fund I amiY to our clients: and (it) Not FOIC toned • No bank gurantew May lose vas
mewouty repented vats no question, or when a the asset value of a particular mutual fund famks
• Certificates of deposit (ON). CDs are FDIC aired value would be highy speadatime due to tie nature shares held a the fern RUA. Resource Management Ara. nt, Business Services
iss. to $293,000 in principal and saved intense per c4 the murky. — We and as atlas* ado receive neemaking and Account BSA. IRMA and intonational Resource
depositor ant per depository inainsion in accordance - When neither an Muer, general partner or Venter ameba accosting fees n consdration for Management Accost se registered service maks of
win FDIC riles estimated value nor a thed-paly estimated vats is transfer agent 5421VCEI that we amok to the UK Franca Servkes tic
market the maturate security Mite dderent nutuf krds. These fees generally are pad from
• Peke/value Prices amiss/Li for securities and otter from its; ached price. investor assets ei the natal lured and area lord WS Signalise is a featured Sonia Milk 01 Visa
packets may be higher or brier than the price that - • Daributicns to date' may indude rain of dale amount based on the amber of accounts at Internal Ong LOS Visa Sanaa credit cards and IBS
wu would musty wain in the market hies at capital ncome orboth. the broker.deahr holing mutual hard of that fund Visa debt cards ere inued by UBS Bat USA with
obtained from was hid party sources whits we - 'Original unit size' represents he hhal offering fa-nily permssion from Visa USA Incorporated.
tkeew to be retain'', but we do not garritee ter prkeper exit gona, not reflect pots con bast
accurry. - OPP rd unlisted REST sautes are not listed on a UN Financial gears Me FA 201604
rational securities exchange_ and are goner*
SDNY_GM_00022641
CONFIDENTIAL
EFFA_00133261
EFTA01275398

lies Financial Services Inc.
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2016
CNP7007841101 1216X12 YI 0
GHISLAINE MAXWELL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number-
Your financial Advisor-
SCOTT STACK MANILYLE CASFSEL
Phone: 212-821-7000'800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSolneline at 800-RMA-1000, On November 30 (3) on December 30(3)
account 029023574
Your assets 772.39 0.00
Visit our websIte: Your liabilities 0.00 0.00
www.ub5comffinancialsewices
Value of your account $772.39 $0.00
Items for your attention
Help protect yourself from fraud arid
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
sinew. an nuak redit report .com Tracking the value of your account during 2016
Value of your account
5 the L63111$ at yea end 2015 51,311,717.81
Net deposits aid
' SPA 3
withdrawals -31367,375.55
Your nvestment return
Dividend and
interest income 359,046.71
Change in rake of
accrued interest 45,178.88
0.8 00 Change in
• market vat* $1,769.91
Dec 2014 ON 2015 Nov 2016 DeC 2016
Value of your account
on Dec 30, 2016 $0.00
SDNY GM 00022642
Member SIPC CNP70310007841101 NP7000310136 CO304 1216 030575004 v123574550110000 Page 1 of 6
CONFIDENTIAL
EFTA_00 133262
EFTA01275399

UBS Resource Management Account Account name: GHIcLAFNE MAXWELL Your Snoods' Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
December 2016
Account number 212-821.700O800.308.3140
Your account balance sheet
Summary of your assets
Value on
December 30 (4)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equates 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index December 2016 Year to date
5&P 500 1.98% 11.96%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
CNP70010007841 102 NP7000310136 00004 1216 030575004 Y123574550 IllgthyGm00022efftgo 2 of 6
CONFIDENTIAL
EFIA_DDI 33263
EFTA01275400

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your N nancial Advisor:
friendly account name SCOTT STACKMANLYLE GABRIEL
December 2016
Account number. 212-821-7000/800-30S-3140
Change in the value of your account Dividend and interest income earned
December 2016 (5) Year to date (I) ror purposes of this statement, taab.sty of interest ard ckiedend income has been determined (fern a us
tar reporting perspective. eased upon the residence of the account healer, account type, or product type.
Opening account value $772.39 $1,311,717.81 some interest andor chitend payments may not be sr-I:sect to United States (US) ardor Puerto Rico (PR)
Income tarts. The gent rnonthtl statement is not intended to be used and carrot be relied uPOn for tax
Deposits, including investments imposes. Clients should refer to the appicade tax reporting loans they receive from UBS &loudly, such as
transferred in 0.00 8,340O0 the terms 1099 and the fowls 480. fee tar reporting information it Is the practice of UBS to file the
eppticatte tar reporting forms with the US Internet Revenue Sernce and PR Treasury Department. and in
Withdrawals and fees, sue h forms accurdety clarify dndend and or interest a tax *Kamm or rastg» worn Mae consult yew
including investments transferred Miss:dual tax. prepare:
cut -773.35 -1,375,715.55
December 2016 (1) Year to date (S)
Dividend and interest income 0.96 59,046.71
Taxable dividends 0.00 7,202 28
Change in value of accrued
Long-term caprtal gains 000 160.27
interest 0.00 -5,178.88
Taxable interest 0.96 42,496.85
Change in market value 0.00 1,789.91
Tax-e>empt interest 0.00 7,500.00
Closing account value $0.00 $0.00
Miscellaneous 0.00 1,687.31
Total current year $0.96 $59,046.71
Total dividend & interest $0.96 $59,046.71
Summary of gains and losses
Wives reported below exclude DOOMS for which gars anOlOSSeS are riot dassified.
Realized gains and losses Unrealized
December 2016 (1) year to date (1) gains and losses (3)
Short term 0.00 586.02 0 03
Long term 0.00 6,027.80 0.00
Total $0.00 $6,613.82 $0.00
SDNY GM 00022644
CHP703100071≥Al 103 NV7003310136 00004 1216 030575004 Y123574550110000 Page 3 of 6
CONFIDENTIAL
EFTA_00 I 33264
EFTA01275401

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your I nancial Advisor
Friendly account nom/ SCOTT STACK MANLYLE CASRIEL
December 2016
Account number: 212-821.7000' 800-308-3140
Cash activity summary UBS Bank USA Deposit Account APY
See Account activity tha month lot dedls Balances In your sweep Options are includedin the opening and Interest period Nov 7 - Dec 6
closing balances vel Le. FDIC insurance copies only to deposits at 885 Bank USA, not to deports at 085 AG,
Stamicad &arch 01 bank deposits paced t Nowt, the UBSIntetnationd Depose Account progAm. SIPC Opening UBS Bank USA Deposit balance Nov 7 $1,837.51
protection applies to money market sweep fund nog/dings but rot bank deposits. See important information
about your statement on the last two pages at this document for detals
Closing UBS Bank USA Deposit balance Dec 6 50.00
December 201611) Year to date (1)
Number of clays in nterest period 30
Opening balances $772.39 $541.48
Average daily ba lance $62,564.00
Additions
Interest earned $0. 96
Deposits and other funds credited 0.00 8,340.00
Annual percentage yield earned 002%
Dividend and interest income 0.96 59,046.71
Proceeds from investment transactions 0.00 325,303.76 Your investment objectives:
Total additions $0.96 $392,690.47
You have identified the following investment objectives for this account if you have questions
Subtractions
about these objectives, disagree with them, or wish to change them, please contact your
Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative
related services 0.00 -7,528.38 investment objectives in Important information about your statement at the end of this
document
Other funds debited -773.35 -383,128.63
Your return objective:
Funds withdrawn for investments
Current income &cabital appreciation
bought 0.00 -2,574.94
Your risk profile:
Total subtractions -$773.33 -$393,231.93 Primary - Moderate
Investment etc ibtkty ccnsclerat 'on • None selected
Net cash flow -$772.39 -$541.48
Closing balances $0.00 $0.00 Your account instructions
• , account cost basis defaultclosing method is File, First In, First Out
cht70570007841 104 niel000310136 COON 1216 030575004 Y123574550 1 1 tiffiit,wGm00022eine 4 of 6
CONFIDENTIAL
EFTA 00133265
EFTA01275402

Resource Management Account Account name: GHISLAINE MAXWELL Your finandal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
December 2016 Account number: 212-821-7000800-308-3140
Your assets
Some pnces, income and current varies shorn may be approimaie. As aresult. gales endlosses may not
be accurately reflected. See Apollo!),i nkintebon about your stazemem a the end of this dxument (of
more Inforinnion
Cash
Cash and money balances
Doering telaXe Closing belenCe Pike per Share Average Dividend Interest Dail In
Wing on Dec I (I) on Dec 30 (t) en Dec 30(S) rate peilod pmcd
Cash 772.39 0.00
Account activity this month
Date Actively Omcription Arnow! (I)
Dividend and interest income
Tenable rntereg Dec 7 Interest VBS BANK VSA DEPOSIT ACCOUNT AS OF 1210E/16 0.96
Total taxable interest $0.96
Total dividend and interest income $0.96
Date ACthity DeSOlpoon Amtnot (1)
Other funds debited Dec 1 Transfer JOURNAL TO VI 36509 ANGARA TRUST •772.39
Dec 13 Transfer JOURNAL TO VI 36509 ANGARA TRUST -0.96
Total other funds debited -577335
Date Activity Description Amount (S)
Money balance activities Nov 30 Balance forward $0.00
Dec 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 772.39
Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/16 -772.39
Dec 30 Closing UBS Bank USA Deposit Account SOHO
The UBS Pant USA Depoet Account Is your primary sweep cplon
SDNY GM 00022646
CNP7031C007641 IOS NPT000310136 C0004 1716 030575004 Y123574550110000 Page 5 of 6
CONFIDENTIAL
EFTA_00133266
EFTA01275403

UBS Resource Management Account Account name: GH I ct AIM MAXWFIL Your 15 nenciel Advisor
Friendly account name: SCOTT STACK MANL YLE CASRIEL
December 2016
Account number: 212.821.70001800-308-3140
Summary of approved payees and recurring payments
Based on your instructions. the toNcwing payees and recurring payments are consrdered 'approved The payees and recurring payments fisted Derow do not nclude em Payments. Electronic funds Transfers and
payees'. As a result (II y0u may &Owe adOtiOnal anSlet rothesemyeer verAgly and (2/ you are no WOO Other Mite* tittAtert accounts at OBS f/yor have addoWnal payees and/G' reorrIng MONCTON
knger receiving nduldual confirmations for payment to thee payees. on hilt you wet teen. separate contonatons from your MANN, A0MSOI.
To update or cancel any of these untructions, please contact your nnanciel Aoituor
PSPllsManl Last used
Payee descnoon Ampuril Cs) methOCI TyperEvent Frequency Start date End dale date
Y123575 varied Transfer Payee on file Upon request Pia nla 110v01,16
CNP703I0007841 106 Ne70CO3I0I 36 00034 1216 030575004 Y123574S50 n9fOkyGpk00022Attg* 6 of 6
End of statement for account number Y I 23574 55
CONFIDENTIAL
EFTA_00 133267
EFTA01275404

Important information about your statement
IAIS Fe-uncial Services inc. (the Fern or UBS Finercial her frornyou no later than 60 days alter the Fern MS anemia Services account protection investment objectives. Fee etch &Wan held, you
Strokes), is a number of all principal cecisily, commothey sent you the Int ttlitd014.11 on which the ems or them Gem n s member of the Swamies Mesh Aceection choose one of the Solbwrg ewestment objectives:
and cote:mocha-lige,. UBS Financial Senior, and LES FeceTlem abemed. Corporation (9BC). which peons searein accounts of • Pioduce Current encomia trwelentres seal* the
Salk USA an9 i-died subsilones of UPS AG and - heard, yow name and accoint number (4 any) its members up to 5500.0,3 (including 5250,0® ke generation of i-come only.
affi haes of U3S Sautes LLC. The Fein's enamel - Cesabe tie error or tie trawler y0u we inure dains for cash). The SIPC asset protection limns apply to • Ache. CePea(APPreciation: Investments seeking
statement h available upon recites,. The Finrs exwaice about, ad obtain as okay as you can why you all awaits that you hold ei a vanities capacky. growth of pmcipal rather than the gereraton of
offices so a. Wine a is men or why y* need more 1110 Firm together with retain affiliate, ha ale axon*.
So-manse purchased surplerental protection. The rracirrun • Insane Combination Simone and Coital
UBSFina-col Sintef It. — holede the dolor amount of to suspected era. amount payable to all SOO clients. colecluely u-dw Appeedanon Inxttlinf•Itt With? both the generation
W 12 e 0 e 0 h H aw ar k b e o n r , B N o J u 0 le 7 v 0 a 8 r 6 d The Finn or Card Muer wit ivestgateyoue cowbird t & h b is e p e ro t t t e o c t t h io e n p is o 1 k 5 y 0 m 0 S en li t m ion a s a o n f d D Im ec R em ai b o e n r L 1 o 0 a , t 2 h 0 a 15 . of hcome ad 7ov/1114 cerrisol,
and will correct my error promptly. For alleged errors the firm is furthee protected for up to $1.9 million h the overall risk profiles
U ° T N h N is ic M S ol t u a t n o t* c . M i d e i x r ! i u S t r n e e r e p vi n r c e e t s s s e . a n c c ts o c o t n h u t e a n n t ° . t n O h g y t h c o e o f r f n i r c e f i l c a ic o l m r r e d g c s o , d s r a d a a o p s f h y ( o o u u l ' d m y im o o o u re lv a t in h c g c a o n U r 1 B d 0 S f b V o r r C a t a h h • e a c l a s e m b d i a o l y u c s n a t t - o d y t & o ra u t n h t s h i a s . c * , h w is m e i s n w i e f i r l w l r c o e r r e , t d a so k it e th at m W wo e n i a l r t l e y a q . u A e t s o b t e . a l c li c e py n o a f c t c ie ou p n o ts k h y e l w d a it. d a p i* a is t a i w a ila sle • l C o o w n s n e i r t v a a t n iv d e w - S il e a e t k il s a y to to m t o h n e i a s c m co in unt o p w re e c ; p e a ve w n i i f th
n 'n o i t p b :i e o r n el i p e h d a w se a r n ep R o r y t o i u t i b m e m a e m d * ia t t h e e ly re n is w e r n it e ing n t o a t he y ta o k u e M s u I s b to y r c e o t m he pl u e s te e o o u f r t h iw e m nt o i n p e ti y o d n u . ng the tine n The SIPC protection and the siamlermnial protection i t n h c a o t m n e e a a r f e t t o tin a 5 c c a o n u d n m t d a o y e n s o n t o k t e g e e p n p e a r c a e te w s i i t g h n ifkat
Brandi Manner of the office wag your account. Please mike all checks payable to the Fern or tie • b o C th e d rt o a i n n o f t h a a p n p c l i y a l t o as , sets controlled by (and eclad in • i M n o fl d a e ti r o a n te Uniting to accept some irk to pommel ad
Alltane tangoes shown are Wended to be accurate, Mama incaution (-dated on the bat of th6 your account value) but held away from US$ Fina-col token* cane vdalay to Ink hithner return..
s so ta le te ly m o e n n y t e d m ata e n s d k u ta k x f k n r e m t s b . e ( h u e s ed F k or r m t m 10 p 9 u 9 r . p 5 o 4 s 9 e 8 s . Ray m sta w te b m e e a n b t j I e n c a t d to di m tio a n i- t d o o s ne p - e c a o r t e a e c , c . o c u h n a t n g fe e e s s f , o a r c c W o e u nts S ca e s rv h i c a e t s 1 6 (e 6 9 A ., G c U ert S ai . n P P ar ic d a w & % a 6 t . U 0 B r S o w Ba a r c k e U S so A c , l k a e ts, • h Ag i g t r e v s o s la /e t t il it W y t i o lli n se g e t k o h a i c g c h e r p e t t N ur a ns il r o is v k p t o tim p e rin . cipal and
10425, etc) when prepamg your fax return. The Pim cameo* ice securities purchases and charges ice unpaid including volatile enmities, and (iv) sham d fitituil • meestment &peaty Consdriation: F selected a
required by law to easel to the IRS all tauble &eidetic% amounts n cash accounts. Accounts that ore tansterred funds where such shiresareregistered 'shay n the portion of the coracle, for Ihit account may eicludo
reportable noritaubb anima and taufole raven to other instactens may be subject to a bander lee. name of the account holder an the books and scads compip strategies, limed 'iodide), and rater
erred on Weiaitiel held in you account net proceed, of the applicable Muer a tinter agent), volatilte.
as see tra-eactions, ad cost basis on certain covered UBS Sweep Options • Certain nwamer4 contract, a investment interest,
sakes. uas offer: options Ice sweipig cash balances balances (e g.. limited partnerships ad private placements) that Statement liouselielarge
to bark deposits at UBS Bat USA and LBS AG Stamford are rot (Ligatured under he Securities Act of 1933; We may consoldate al related account statements with
Caverweileakma wid, die Firm branch (Bat Sweep Brogan*, moneymaker mutual and the same address in the same envekpe. e 9. because
• Please reconfirm any oral cormuncateen, in wrilrg bade Money Fund') ad the Interational Deposit • Commodities contacts (e.g. foreign excharge and they haw owes oro aho mantin joist account
1ofurther protect your rides. indudeg your nthnt, Ansa ODA)for customers with an International precious metal contracts). inclueSrg (aura contracts rations,* with other dents a the same address. if
titer the Seoshies Investor Protection Act (SPA). %non Manaameed Account. Through the Bat ad commodity option contracts. you prefer to recente indietheal statements mailed P
• If the financial istitution en the top lett of the front Sweep Program% cash balances we swept to WS Sank the SIPC p1r0otecton and tie pplemental protection do separate envelopes, you may &clew h:uSehOlifg by
ol this Weems snot LBS Ennui Strokes, LBS USA kp to an established knit ad then to US$ AG not apply these assets evens theyal-m.4st appear eating your Fe-uncial Ades&
Finencial Sonia" carries yoke arrant as dewing Stanford (ranch or a Money Fund. Depoeite at LBS on yarn sutements. The SVC protection and the
broker by arra-gement with the edcated inslitutem Bank USA are FIX tweed in accordance whh FCC cablemental protection do not protect chino changes Friendly acestait name
We informed you of this relatcnshio when you nibs Formate elfe motion there wit wwwfdic got a the maker vala of yxr investments (*tether as a The Friendly account none is a CuSlalliable "niknarte'
opened this accost h the cast your kids and Deposes ALBS AG StamfordBranch ad shares of result of market movement. issuer ba-kruptcy or chosen by you to assist you with your recordieem* 11
seoalties tre located at UBS financial Strikes and rot MonF ads are rot insured by the FCC. 'Aherne) he no legal *Hes criyow account You cm change
tee iacctacigbraer, and youn ut maw a npm More information is avasibt• icon ro:pril. your Friendly moon' nano% though Onto, Scalier; a
of any n or omission to both firms As described Through the DA &Mask to cat balaxes are swept to \tumor stein more eformation alma SIP( including by contacting yes Chino's' Advisor.
the account agreements, yOU MOO relay IA of anti depose a-cants al UBS AG New Yak Branch and LBS the SIPCI3rochst by contacting SIPC at 202-371-83®
errors or kaud Maley mods reflected on your AG Cayman Branch These deposits are not reured by or by visiting the SIPC webs& at mew sgeorg Account overview
statement wail 30 days after it was mailed or made the FCC. Waxes held at **LEIS AG Cayman Barth • Vale of mof moon iaifted.ca. Net of assets and
available. Antigone-ft shall be deemed con-plat are temperate, reposed to the mention rick of the Dividend Reetwertement Program WW) liabilities
and accurate in all other respects if not objected so in Oran Mods, and there is no garareee or otter The price reflected is an average vice You mar obtain • Assets Includes available oath, balances vela. fo r
ventrg within 60 days olagabon ol UBS AG to raw/ ex loins while en the the atual price from yoke Fnaxial Advisor. OrAc whole restricted swum" (est ), and Global Thne Deposits
• Please dhect customer complaints or hp leRS to the UBS Cayman Branch's books. dares are purchased under DRIP; partial shiresMI be unrealized marks 10 meta, and <erten assets not held
FinrsC lent Kasten Department a 201.352.1699 soli and the cash vial be deposited in your account by tee FM,. Does no, include wonted secuMiell assets
ce tollaree It 9003544103, 8.03 A.M. to600 P.M. Deposes a LBS Oak L6A and each UBS AG Bench are onion* rerneslmen once 'applied by the ewer may at the end of the prior and anent thaternent periods. a
ET Monday through Friday. a in nwiti-gto LGS rot protected by SIFC. Money Fund shires are protected ciffa from** market nice at neAnch the partial sham private ineemunts, invested stock options and
Fhancial Senices Ire., Client Relations Department, by SIPC. See "S. Franc& Services Accant Protectesn' are sold tameable Pock options
P.O. Box 766 Union C ey, full 07087. below. • [tobaccos kixtes debit tela-ces, outstaring magn
• Fa TTY services. Call 844612.0986 or km cub.* Otelettlieu torn, credit line, short accord babnces.
the US.; Cal 201.352.1495 Upon you request, baron n to Bank Sweep Cny whole units may be had in year moon. if yeti re • Carman balances. Total of uninvested malt*
• h caw of errors or &intim, about an electronic Programs or DA may be withdrawn and shares d a evened to a earte unit as a result of a cividerd payment cash balances, plus &ma balances at UB5 Bank USA,
knds wander (WI bit parried or UBS Viseckbit Money had may be liquidated, at the proceeds or oteenvise, the Firm will either sell partial toils at UBS AG U.S Branches ad money make, mutat bald
card transactions, call BO -762-1000. or wile to UBS returned to you or you Seardief. market peke a accept an awl determined by a sweep balances, al tie clase of tie statement pe0d
Fiancee' Semites Ix., 1000 Kart& Blatt 6th flooh regetered clean; agency, and (cadet was accost. Noniconmodity Irce we& balances in your accord are
Weehawken NI 07086, Min RMASSA Strain Fester eicernaton about available sweep options, not negated from other basses and the Fine may
note:kg cunt ireerest rates and yelds, o mailable at Investment objectives use any of these funds tithe ordinay course of its
C sta a t l e o m r e w n r t i t a e a re s c s e o i o p n t 6 as n y r i c to r g ca o n r , i i f f y y o o u u n ta ee k d m yo or u e a ve b m y v c .u a b lli s n , g c o li0 rr 0 im -7 e 6 e 2 p .1 w 0 ld 0 s 0 , . from your Fnancial Maxi T ea h c e h n a v c e co ir u e n r t t a n o d b m jec iy tiv s e a s y a b d et r w is e k e p n r o y f e ile s w a e cc s e p n e ts c . k to b Th u i s s h to n t s a l T is h n es c e U f d u e n d d s in a - t e he p a a c te ce le n t t w a e n e y d o c u lo r s d in e g m v a a x b l. e
ktomwixl ato.it a trailer on the statement or Please advee the Firm prorrpty in noting of try
remise The Firm or Card num (as apple/Mama' tYrilicant change in year Inerrial elluation
SDNY_GM_00022648
CONFIDENTIAL
EFIA_00133268
EFTA01275405

Important information about your statement (COnlintled)
Landing information believe to be fertile but we do not gortere their - DPI and inked REIT waits are not listed on a tat invesurem trust units to as diens, we ander
Fcr delarectolormstron cn the Finis lending practices accuracy. national stales achange, and ere gentralk OS alike. receive reserve sterrig corromuden
and docbstres. refer to ma Client Relalorm - Wegener* use tie closing once whin nark a liquid and *vend they can be saki, thei prise Iron may of the hstrance companies mcierwriting
Acreeront or Accost Agreement ad the Gene-al the mean of the bid ad ask prices for lined received may be less than the pet Mare estimated the annuty attracts. Arta of the insuance
Terms ad Condition& UBS Statement of Credit Prictkes rarities and Opts0r6 a or bd prices tcr OTC value provided h the excise statement. companies or sponsors of the vet investmem busts
availed. in Agreenees andDiscloarres a roadies. we distribute.
yyyw uronnthernorofir e-none - Less actineb traded securities may be priced unha a • Rarrkeed rookies Restricted secuitin gene/sly ▪ Our ciliates afro receive trading corraniurns ad
valuatkn wool a the most recent peke we an rot current, Orbit for public sale. UB5 Fine-Pal otercomperwatim from mutual funds and harem
Yes, wets cbtined and may not reflect al actual market pice Services uses the market price of the unrestricted stock comperes whose products we Ostrieule.
Your statement Omens rcurities ad other assets heti a vas*. of to same issuer as an imputed value f✓se the — We receive an irrual I ee ham Les Bank USA end
h the acccu,t at the and of tie statement period. You - Cenan cos/tiro fry appear web:casette ad restricted stock ifor pores of this statement onW. To LES AG Stanford Bunch of we to 5.2 pe acorn
may adi for dray of lay pail sewers at aro tins. will Maw fa •F in was rot airalable• 4 we n the extent trot raticied /mallet are eligble tor ule, sweeping to the balks vneder the LOS Bari Swam
You may receive securities mod as loan collateral alter stable to cbtan a price for a rarity. the valve word may be abstantialk less than the Program.
paying any balance de cri them. Any securities - Deposits or securities derceninated incurrrcies ward value sham
transfer/Mt° the Fen dreg the statement period are Weer than U.S. doll's are reflected a the eschinge Activity
liried at market value a of the end ol the strewn rate a of the statement date. • Ea. lestinated) ncome, current Welds and rotes Information reaming carimascre and other charges
period. - fa certain waste tracing isnonconformig An *statute of anal kr* O toned an current incurred in correction with tie executor, of tads,
• Can bar. In detsernning to cost basis of tie denomnitions, price and queerly (face valo) may deicked ad interest rates, attuning to raster will inducing option hare/inns has bean included on
smokes included in this statement where indicated have been adjusted to facilitate Paper valueecn be held for one year from statement date or Lai confirmations preiriourr furnished to you. ad MI be
rich the nunlier 'I,' LES FhancialServtes has relied To cbtan °am quotations, when amilieb, contact maturity. This Mena is ore/ a quidelne, accuracy provided to you promptly on reaiest.
oninformation detained from sources other thanLES you financial Adapt. ad continuei ncome are not guaanteed
Frunoal Services, including nformstion from another - Estimated arwl Wane ad curet yield for Sewn King
fire a that you may has provided to you Fina-cial • Rivas inure rnants end stirrer products. certain laws of saran could include a Mum of If you are engaged in short selling a securay, you may
Adrisor. The firm does nit independently vereY Cr Private hairnet acuities fie Wig skeet priscipal or modal gains h which sae the est incur a charge due to certain taroweg costs kr that
gannet the acaracy a rarity of ire iNonnation participatiw program ad real estate investment bet income (a-d surrera yield world be overstated. paliorr sectary.
provided by races other thin LESlikenedSemites. roars) and struckred prodicia are prink, NOB - Estimated anal titan ant anent yeld and the
h defuse, although LOS Simnel Sprite, rattly arid Cedar. starred Modals haw not been sir imam and yield mita be lower a higher Open order
updates tit intonation as il is reread. the Sim registered with the Securities and Eitdiew thin the atirnsurd amounts. Regarding open or 'grcitilLcancellee asters tat
dies not provide arty asstra-ces tat the inorinatim Camnissi:n or uncle ay state securities laws. We - An estimateof a-rualized income fairer antra were rot ea/curdbythe sattement date, open buy and
vneder 'Cost bask' and "Unrealized girll oss' is rethideeminated yaws la private investment interest) divided by the current market sel stop ceders ae fraud bite moon of dividends
accurate as of the date of this statement. As such roars and Amster products for intematcrul veterana ge balance is based cni the last diverd or rides cri an ex.rividerck a ex.ritits date unless
pram-dorot My on this insertion to make papas ay Acuracy snot guaranteed or Merest payment made by the tar and instated otranvist by you. You are remonsbb far
thalmse rule decisions, fa tat PaPeses cc - These tubes may differ sLbnintiaty from pros, if assures tie seareadeposks will be hell(o r on orders that are executed die to your I alure to camel
otherwise Accounts Oa-oferred to te Fins may ay, at which a private int security a year torn the statement date or until merely. Brain.; open cedes.
reflect gar/loss intonation only for the period of structured product may be bought or sold and do Accuracyad contrwed yield it not warned
tine three heed at to firm More historical not necesurifr represent the ire you my perm.* Privacy
thicernat in can be Wad by war Feriarcid Adam mon liquidaticn. • Amer net held by UBSFinenalll Services. Certain To obtan a copy of car currant Client Privacy &Pict
- Third pry eninaes of vale sr a of a cenain mats an rot held by the Rim ardne wehn the please (Oar Kis FivincialAthiscr or visit as /ratite
• lJnrealizad gaits/lasses When data is agitate. dated at supplied to UBS Fna-cial Services on a fern's possessi:n or control. These arts are twin ohterwanniarventrv.
*striated isrealeed gairelosses am calculated for regular bars by an independent valuation lino. dialeyed on yam' statement for informational - LES F henget Senises lira a Dark. The BMA, Bushes
Medal stare/ lots the (inaction data for - issue gperinal palm( or sponsor estimated tries, purposes only. Positions and values presented at Services Account 65A and IIMA an brokerage
:dada Ion may or may not reflect cowniniord, it an, an applied to the Fim byre issuer-, provdtd by the ruing firm UB5 F mood Semmes is accounts which provide access to barking Servos erns
charges steer security reorganizatiw events. conical partner or spcnsor and mai be retarded not reqximble for this incomaion and dies not crodiets trough wangements with afraid banks
Decked and oter reinvestment lots ad systematic based on deferent information fran tamed by guarantee as accuracy. These asses am rot protected and oter Med-party bank& aisd provides access to
puchase tits are each combined to dialer ore 'had parties to denve thee trimmed values. Dy SIPC or the fans supplemental SIPC coverage. retrace and annuity prorixts issued by earlr eed
averaged lot The 'Trade date coLmn proms the - You can obtain adadnal iicematim regarding teriparty nuance canonic frost, inaser
orqi-al barnacle° trade dale. the meticalwr used to determine the estimate of • Revenue Swing and additional compensation. agencyWM/Sara of LOS el-anti/I Writes Inc
value ad the date of the Horrnanan that is the - h aidecn to comma/cm an sales a-d 126.1 Wes - Messner*, inura-ce, ad a-nuity prairie
• Callable sea/rids Bonds and preferred stock that tars for the estimate by sontactrg your Fronoal received tin comedic, with the distr balm of mutual - Not fCeC inured• No bank guarantee May bse sale!
to issue cats for eery redemption veil be selected Advisor. Val to our dents eve anon our affiliate receive - WA, lescute Management Account, Banns
Iranian, by lot Iran ammg all scossies of tat - Third party enamor vans may be reflected at reverse sharag camera tan daturas mite Brno" Account BSA, IRMA and oterutiorl Resource
gen bald now name or in none.* nee fa cm 'Not priced' in swirl situations, "Ann an advisors of the maul had that we all Seer Management Accord Se registered service maks of
clients. Call bare hfcrmati:n is obtained from third rdeperdent valuate, ten has not stocked a e arnars are based on tiro different conworentv LOSFrential Services hc.
parties and its accuracy e not geranteed. Other call treble to assign a vale when we become awe the aeon of sales by LES of a particular nodal - NaSA is a registered tadeetalc owned by Visa
teases may west which could affect yield anent that a married event has crowed that may call a hid family tool" dents; and BO tie asset vela of a hternaminal Seem Aro/aim ad used wear
enconstim will be provided upon request partisly reported valor inso question. a vie a radar mutual tad frays tires held at the IOVIS• the UBS Visa cede rods and the UBS Vea
value would be highly speculative duo to the nature fin debt cards are stied by UBS Bar* USA with
• Certifiable °fairerft:DM COs are FDIC tired id the *runty. - We a-dour affiliate **redeye network rg a-d perrnissien from Visa U.S.A. Ircorporated. AA other
is to 52'93,000 h principal and accrued interest per - When near an issue, general prime a sponsor onnbus processhg fees in consiarattrifo r transfer tadernaks, registered trackmeks, snce maks and
&porta rd per depository institution haccontence estimated value nor a thadttny estimated vas is agent services that we provide to the mutual folds. registered silvere maks are of ter respective
vet FDIC nit. pthecled, the vela of the sewer will be darned Thor fen gereralki are paid fromMester stets h companies
Iron Bs cutest price. the mutual fu nd and are a feed Millar arrant based
• Price/value Woes displayed for secures and °her - 'Distributions to date' may include rain of mi the renter-0i accords at the broker-Male-
OrOTTLIS may be higher or lower the, the price that capital, mane orboeh. foldngm eal hods of that f✓trd family.
you would actualhr receive in he mate Prices ire - 'original unit size • represents he red offering — h addltiza to ccomasiens received in connection
obtainedfrom wines thid party sources rah we price per mil and may not reflect your cost base. withthe sae or cfatautian of annuity contracts ad UPS Fnandet Service. re. Rev 201612
SDNY_GM_00022649
CONFIDENTIAL
EFFA_00133269
EFTA01275406