EFTA01274717.pdf

UBS Financial Services UBS Strategic Advisor
;14) UBS 299 Park Avenue
25th Roor
New York NY 10171.0002 October 2015
CNP70057252891015 V1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indio. V49920008
Account number.
Your Nnancial Advisor-
SCOTT STACKIAANILYLE CASRIEL
Phone
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA ReSOtleCeuele at SOO-WA-1000, on September 30 (SI on October 30 (S)
account
Your assets 1,194,795 62 I ,214,522.28
tAsit our website: Your liabilities aoo 0.00
‘vviw.ubs.comifinanciafsegvices
Value of your account $1,194,795.62 31,214,522.28
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S The Lr,anGS at yea' end 2014 $1,469A81.00
• 4,59 Net deposits and
withdrawals 4287,579.16
I,•949 1,214.5
Your nvestment return
•
Diedendarxl
interest income 350, 153.36
Change in
malign value -517,532.92
Value of your account
on Oct 30, 2015 31,214522.28
Dec 2014 Sep 2015 Ocl 2015
SDNY GM 00021960
Mombor SIPC CNe70303005725209 W00018949603005 1015 030575004 000000 Page 1 of 14
CONFIDENTIAL
EFTA_00 132580
EFTA01274717

SUBS
1.1B5 Strategic Advisor Account name: GHISLAWIF ' • ,.LLB Your lq Randal Advisor.
Friendly account name: Indio Vd9r• SCOTT STACK MANLYLE CASRIEL
October 2015
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
October 30 t$) your account
A Cash and money balances 2,104.18 0.17% Your current asset allocation , Cash and money balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. LAS AG Sumford Branch
deposit account balances and money market
C Equities 1,212,418.10 99.83% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 000% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,214,522.28 100.00%
Value of your account $1,214,522.28
Eye on the markets
Percentage change
Index October 2015 Year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
CNP70003005725290 NPTOCOIEr3496 00635 1015 030575004 COMY_GM_00021gtige 2 of 14
CONFIDENTIAL
EFTA_00132581
EFTA01274718

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your If mandril Advisor:
UBS Friendly account name:Indivve992(x)08 SCOTT STACKMANLYLE CASRIEL
October 2015
Account number.
Change in the value of your account Summary of gains and losses
October 2015(4) Year to date (I) yaws reposed below exclude products for which gam andlosses are not classified.
Realized gains and losses Unrealized
Opening account value $1,194,795.62 $1,469,481.00
(S)
October 2015(4) Year to date gains and losses (S)
Deposits, including investments
transferred in 0.00 1,506.30 Short term 0.00 -804.37 0.00
Withdrawals and fees, Long term -203.77 -14,187.75 65,120.90
including investments transferred
Total -$203.77 -$14,992.12 $65,120.90
cut -53,544.70 -289,085.46
Dividend and interest income 2,338.57 50,153.36
Change in market value 70,932.79 -17,532.92
Closing account value $1,214,522.28 $1,214,522.28
Dividend and interest income earned
For purposes of iris statement, mitts', of merest and clindend income has been determined ficen a us
tar reporting perragdne, 8aed upon the residence of the account holder, account type, or prolud twat,
some interest ands dvidend payments may not be subject to United States (US) arch Puerto Rico (PR)
Income Ins. The dent mOnthY Statement is not intended 10 be used and (ambit be (feed tam fa tac
purposes. Clients should refer to the apdictie tar reporting forms they recent. from 185 annualy, such as
the corns 1099 and the FaiTtS 480, fa rat recoiling intormaton It IS the PradICe a 1185 to file tht
zupitcaUt ten reporting forms with the US intern.V Revenue Service and PR Treasury Deportment, and in
such forms accurately classify dwdenct area Interest as tax exempt or tacable 'more. Pleat consult ycur
Inch/dual tax prepare(
October zoiS Year to date IS)
Taxable dividends 2,338.57 50,146.97
Taxable interest 0.00 6.39
Total current year $2,338.57 $50,153.36
Total dividend & interest $2,338.57 $50,153.36
SDNY GM 00021962
OiP7C00700572Sigi NPT003l$9496 COCOS 101S 030579004 000000 Pigs 3 of 10
CONFIDENTIAL
EFTA_00132582
EFTA01274719

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
Friendly account name:Indiv Vd SCOTT STACK MANLYLE CASRIEL
October 2015
Account number:
Cash activity summary Loan summary
See aCtOunt actoity tars moNhfot decals Seances In your SwepONIceis are InclutSeclm the comma and Year to date loan interest $27.62
closing balances 'due. CDC Insurance °Nies only to deposits at U85 Bank USA, not to deposits at tiBs AG,
site ford &arch or bank deposits placedthrough tne UBS intemationd Depose Account pioeam. SIPC
protection apples to morn market sweep fund haring, but rot bank deposits. See important infoonatOn UBS Bank USA Deposit Account APY
about your statement on the last two pages of this document for detals.
October 2015 (I) Year to date (S)
Interest period Sep 8 - Oct 6
Opening balances 551,987.08 $3,054.91
Opening UBS Bank USA Deposit balance Sep 8 $0.00
Additions
Closing UBS Bank USA Deposit balance Oct 6 11,955.55
Deposits and other funds credited 0.00 1,506.30
Number of days in nterest period 29
Dividend and interest income 2,338 57 50,153.36
Average daily balance $1,897.37
Proceeds from investment transactions 1,323.23 237,120.64
Interest earned $0.00
Total additions $3,661.80 $288,780.30
Annual percentage yield earned 000%
Subtractions
Professional management fees and
Your investment objectives:
related services -1,505.77 -7,118.71
Other fees -51.85 -1,101.78 You have identified the following investment objectives for this account if you have questions
Other funds debited -51,98708 -280,864.97 about these objectives, disagree with them, or wish to change thorn, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
Funds withdrawn for investments investment objectives in finportant information about your statement at the end of this
bought 0.00 -645.57
document
Total subtractions -$53,544.70 -$289,731.03 Your return objective:
Cunene income &capital appreciation
Net cash flow -$49,882.90 -$950.73
Your risk profile:
Closing balances $2,104.18 52,104.18 primary Aggressive
Investment eligbirity consderafion - None selected
Withholdings and tax summary
Your account instructions
October 2015 (S) Year to date (I) • You account cost basis default closing method is FIFO, First In, First Out.
Foreign taxes paid 000 -4,14790
Prior year(s) adjustment 0 00 21.94
Total withholdings and taxes $0.00 -$4,125.96
CNe7000)2005725292NP70C0189496 00005 1015 030575004 COMAY_GM_00021Nne 4 of 14
CONFIDENTIAL
EFTA_00132583
EFTA01274720

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
UBS Friendly account name: Indiv v4992(x)08 SCOTT STACK MANLYLE CASRIEL
October 2015 Account number.
Your assets
Some pnces, income and (orient vaues Shdern may be appfoximane. AS a team. gam ma/ not
be accurately reflected. Ste 'moor:ear Intoneetion etiour your statement a the end of the clacumem fOr
more infornason.
Cash
Cash and money balances
Cash and morey batances may include avalaile cash balances, UBS Bar* USA depost account balances,
UBS AG Stardord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vat hn applicable limits, but are not
protected by SIPC u8S AG Stanford Branch deposit account barites ate not insured be FDIC and re not
protected by SIPC Money market sweep balances are protected by SEC bin re rot insured by the FDIC.
See the Important information about your statement at the endof this doctrnent for details about those
balances.
Openng basic. Cloung Wage Price per share Average DeAdencl Interest 041 n
Hddng on Oct I ($) on Oct 30 IS) on Oct 30 (5) 'me period period cep amount CS)
Cash 49,027 89 0.00
LEtS BANK USA DEP ACC' 2,95919 2A04. 18 250.000 00
Total $51,987.08 $2,104.18
Equities
Common stock
Purchase pricer
Trade lAccribet Average price Price per share value on unresized Racing
udring date of shares per Shalt (5) COP bads(S) on Oct 30 (I) Oct 30(5) gain or loss (I) period
MB LTD SPON ADR
Symbol: ABB Exchange: NYSE
(Al: $571 Current yield 302% Jan 29,13 350000 21.573 7,550.62 18.880 6.608 00 -942.62 LT
Apr 22, 13 650 003 21 211 13,787 15 18.880 12,272 00 -1,515.15 LT
Security total 1,000.003 21338 21,337 77 18,880 00 -2.457.77
ASTRAZENECA PLC SPON ACR
Symbol AZN Exchange: NYSE
(Al: 31,007 Current yield. 4.33% Jan 29, 13 420.000 25.065 10,527 30 31.890 13,393 80 2,866.50 LT
Apr 22. 13 170.000 25.667 4,363 53 31.893 5,421 30 1057.77 LT
hi 12,13 140.000 24.720 3,46092 31,893 446460 1,003.68 LT
Security total 730.030 25.139 18.351.75 23.279.70 4,927.95
continued next page
SDNY GM 00021964
CelP7C00?305725293NP70031$9496 nom 1015 030575001 coc000 Page s of 14
CONFIDENTIAL
EFTA 00132584
EFTA01274721

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor.
friendly account name: Indiv V49920008 SCOTT STACK MANL YLE CASR1EL
October 2015 Account number.
Your assets . Equities . Common stock (continued)
Purchase pricer
Trade tenter Average price Price per share Vdue on unreaued Hddng
Hddng date of therm per stave (3) Cost bags (S) on Oct 30(a) Oct 30($) gain or lost (6) ptriOd
ME SYSTEMS PLC SPON ACR
Symbol: BAESY Exchange OTC
EAI: 11,231 Current yield: 455% Jan 29,13 1,000.000 22.160 22,160.00 27.050 27,050.00 4,890.00 LT
BAYER A G WON ADR
Symbol: BAYRY Exchange: OTC
EAI: 1439 Current yield 1.34% Jan 29,13 200.000 99.560 19,912.00 133.440 26,688.00 6,776.00 LT
Apr 22, 13 45.000 101.760 4,579.20 133.440 6,004.80 1,425.60 LT
Security total 245.000 99.964 24,491.20 32,692.80 8,201.60
row BILLITON LTD SPON ADR
Symbol: BHP Exchange. NYSE
EAI: 11,079 Current yield. 7.54% Jan 29,13 320.000 78.520 25,126.50 32890 10,524.80 •14,601.70 LT
Apr 22, 13 30.000 63.865 1,915.95 32.890 986.70 -929.25 LT
Jul 12.13 85.000 61.002 5,18523 32.890 2,795.65 -2.389.58 LT
Security total 435.000 74.087 32,227.68 14,307.15 -17,920.53
8RMSH AMER TOBACCO PLC G8
SPON ACR
Symbol: Ertl Exchange: AMD(
EAI: 32,676 Current yield:3.84% Jan 29,13 340.000 104.097 35,393.08 116.100 40,154.00 4,760.92 LT
Apr 22, 13 150.000 107325 16,098 78 118.100 17,715.00 1,616.22 LT
Jul 12,13 100.000 105.544 10,554.44 118.100 11,810.00 1,255.56 LT
Security total 590.000 105.163 62,046.30 69,679.00 7,632.70
CEUTSCFE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
(Al: 32.276 Current yield: 2.86% Sep 16. 13 1,275.000 13387 17,059.45 18.660 23,791.50 6,722.05 LT
Sep 17.13 1,150.000 13359 15,362 85 18460 21,459.00 6,096.15 LT
Sep 18, 13 990.000 13393 13,259.17 18.660 18,473.40 5,214.23 LT
Oct 10, 13 855.000 15.481 13,236.68 18660 15,954.30 2,717.62 LT
Security total 4,270.000 13.801 58,928.15 79,678.20 20,750.05
CCUTSCI-E POST AG SPON Apt
Symbol: DPSGY Exchange: OTC
EAI: $910 Current yield 3.07% Jan 29,13 280.000 23.900 6,692.00 29.690 8,313 20 1,621.20 LT
Apr 22, 13 720.000 22.581 16258.75 29.690 21,376.80 5,118.05 LT
Security total 1,000.000 22.951 22,950.75 29490.00 6,739.25
continued next page
CNP70009005725294NP7000189496 00005 MIS 030575004 COMY_GM_0002Allie 6 of 14
CONFIDENTIAL
EFTA_00132585
EFTA01274722

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nodal Advisor:
*UBS Friendly account name: Indiv.V49920008 SCOTT STACKMANYLYLE CASRIEL
October 2015 Account number.
Your assets Equities . Common stock Iconhnuedi
PAreate P(Vt
TIJO Nurrber Average pike Price per share Whit on Unfeigned Hddng
Hddng dal., of shares per shape (t) Cost basis (0 on Oct 30(1) 0030 ($) can or loss (t) period
ENGIE SPON ADR
Symbol: ENGIY Exchange OTC
EAI: 41,481 Current yield: 5.65% Jan 29,13 240.000 20.779 4,986.98 17.490 4,197.60 -789.38 LT
Apr 22, 13 380.000 20.919 7,949.37 17.490 6,646.20 -1,303.17 LT
Jul 12, 13 215.000 20.144 4330.97 17.490 3,760.35 -570.62 LT
Aug 21, 13 285.000 22.200 6,327.10 17.490 4,984.65 .1,342.45 LT
Aug 22, 13 140.000 22.508 3,151.20 17.4% 2,448.60 •702.60 LT
Aug 23, 13 240.000 22.418 5,38051 17.490 4,197.60 -1,182.91 IT
Security total 1,501000 21.417 32,126.13 26235.00 -5,891.13
GEM° SMITHK WE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: 42.462 Current yield: 5.63% tan 29,13 330.000 45.615 15,052.95 43.060 14209.80 -843.15 LT
Feb 13, 13 320.000 45.645 14.60646 43.060 13,779.20 -827.26 LT
Apr 22, 13 245.0400 50630 12,404.47 43.060 10,549.70 -1,854.77 LT
Jul 12,13 120.000 52.904 6,348.48 43.060 5,167.20 •1,181.28 LT
Security tout 1,015.000 47.697 48,412.36 43,705.90 4706.46
IMPERIAL TOBACCO GROUP PLC
SPON ADR
Symbol: ITYBY Exchange:OTC
EAI: 32,083 Current yield: 3.75% Apr 25. 13 60.000 70.89I 4253.51 107.770 6.466.20 2212.69 LT
Apr 26, 13 375.000 70.792 26,547.34 107.770 40,413.75 13,866.41 LT
Jul 12, 13 80.000 68-375 5,470.00 107.770 6,621.60 3,151.60 LT
Security total 515.000 70.429 36270.85 55,501.55 19230.70
MTN GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 11,638 Current yield: 7.21% Jan 29,13 1025.000 19.580 20,069.50 11.410 11,695.25 -8,374.25 LT
Apr 22, 13 590.000 17390 10,260.10 11.410 6,731.90 -3,528.20 LT
hi 12, 13 375.000 19219 7,207.31 11.410 4278.75 -2,928.56 LT
Security total 1,990.000 18.863 37,53691 22,705.90 -14,831.01
NESTLE S A SPONSORED ADR
REPSTG REG SHS SWIT2 AE*
Symbol: NSRGY Exchange: OTC
(Al: 41,719 Current yield: 2.51% Jan 29,13 415.000 70.160 29,11640 76.220 31,631 30 2,514.90 LT
continuednext page
SDNY GM 00021968
CNP700C6005725295 NP7000189496 00005 1015 030575001 oococo Pag• 7 of 14
CONFIDENTIAL
EFTA 0(1132586
EFTA01274723

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Anand.' Advisor,
Friendly account name: Indiv Vi19920008 SCOTT STACK MANLYLE CASRIEL
October 2015 Account number.
Your assets . Equities . Common stock (continued)
Purchase price/
Trade Monad Average pdce Price per share Vdue on Unrealized Hokin;
Haling date of therm per share (S) COIL bat (I) on Oct 30(1) Oct 30(1) gain or lost (1) period
Apr 22, 13 290.000 69.918 20,27622 76.220 22,10180 1,827.58 LT
Jul 12, 13 195.000 67.417 13,146.41 76.220 14,862 90 1,716,49 LT
Security total 900.000 69.488 62,539.03 68,598.00 6,058.97
!IPPON TELEG &TEL COFP SPON
ADR
Symbol: NTT Exchange NYSE
EAI; 11,441 Current yield: 1.78% hi 22, 13 1,700.000 26.445 44,957.18 36.730 62,441.00 17,483.82 LT
Aug 6,13 510.000 26309 13,417.69 36.730 18,732.30 5,314.61 LT
Security total 2.210.000 26.414 58,374.87 81,173.30 22,79843
NOVARTIS AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: 52.203 Current yield: 2.50% Jan 29.13 590.000 671377 40,047.61 90.430 53353.70 13,306.09 LT
Apr 22, 13 240.000 72.512 17,403.02 90.430 21,703.20 4,300.18 LT
Jul 12, 13 145.000 73.450 10,650.38 90.430 13,112.35 2,461.97 LT
Security total 975.000 69.847 68,101 01 88,169 25 20,068.24
ORKLA ASA A SRS SPON ADR
Symbol: ORKLY Exchange: OTC
EAI: 51,029 Current yield; 2.95% Jan 21,14 710.000 8.052 5,717.56 8.490 6,027.90 310.34 LT
Jan 22, l4 220.003 8.190 1,801.84 8490 1,867.80 65.96 LT
Jan 23,14 315.000 8.282 2,608.92 8.490 2,674.35 65.43 LT
Jan 24,14 185.000 8.147 1,507.25 8490 1,570.65 63.40 LT
Jan 27,14 135.000 8.019 1,062.58 8490 1,146.15 63.57 LT
Jan 28, Is 265.000 8.045 2,132.08 8.490 2,249.85 117.77 LT
lan 29,14 390.000 7.991 3,11633 8.490 3,311.10 194.57 LT
Jan 30,14 245.030 7.849 1,923.23 8.490 2,080.05 156.82 LT
Jan 31,14 260.000 7 878 2,048 46 8490 2,207.40 158.94 LT
Feb3, Id 185.000 7.794 1,441.96 8.490 1,570.65 128.69 LT
Feb4, 14 235.000 7.671 1,802.69 8.490 1,995.15 192.46 LT
Feb 5, 14 245.000 7.727 1,893.29 8.490 2,080.05 186.76 LT
Feb 6, 14 165.000 7.561 1,247.70 8.490 1,400.85 153.15 LT
Feb 7, 14 310.000 7.528 2,333.87 8.490 2.63190 298.03 LT
Feb 10, 14 250.000 7.609 1,902.25 8.490 2,122.50 220.25 LT
Security total 4,115.000 7.913 32,560.21 34,936.35 2,376.14
continued next page
CNP70009005725296 W7000189496 000051015 030575004 DOWNYGM00021ttee 8 Of 14
CONFIDENTIAL
EFTA_00 I 32587
EFTA01274724

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nodal Advisor:
*UBS Friendly account neme:Indiv V49920008 SCOTT STACKMANLYLE CASNEL
October 2015 Account number.
Your assets . Equities Common stock (continued)
Room price
Trade minter Average price Pnce per share Ydue on Linrezezed HdcIng
HdOng date of shares per shale (1) cost bails (S) on Oct 30(1) 0(130 (1) gain or lots (1) Period
PT. TELEKOMUNIKASI INDONESIA
SPON A011
Symbol: TLK Exchange: NYSE
EAI: 1644 Current yield 2.35% Jan 29,13 690.000 39.442 27215 25 39.760 27,434,40 219.15 LT
RECKITT BENCKISER PLC WON ADR
Symbol: ROW Exchange: OTC
EAI: 11.299 Gwent yield: 1.85% lan 29,13 2,590.000 13.187 34,15685 19.820 51.333.80 17,17695 LT
Apr 22, 13 510.000 13.966 7,122.67 19.820 10,108.20 2,985.53 LT
lial 12,13 440.000 13.938 6,132.99 19.820 8,720.80 2.587.81 LT
Sactrity total 3,540.0(0 13.393 47,412.51 70,162 80 22,750.29
ROYAL DUTCH SHELL PLC CL A
SPON ADR
Symbol: RDSA Exchange: NYSE
EAI: 138 Current yield. 6.04% 120(X1 ---This information was unawiable- 52.460 629.52
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS SPON
ADR
Symbol: RD5.9 Exchange: NYSE
EAI: 41,504 Current yield: 7.14% Jan 29,13 185.000 74.585 13,798.31 52690 9,747.65 .4,050.66 LT
Apr 22, 13 215.000 69856 14,159.06 52.690 11,328.35 -2,830.71 LT
Sootily total 400.000 69.893 27,957.37 21,076 00 -6,881.37
SANOR SPON ADR
Symbol: SNY Exchange: NYSE
EAI: 51,087 Current yield:2.16°4 Jan 29,13 525.000 48.754 25,596.34 50.340 26,428.50 832.16 LT
Apr 22, 13 275.000 52.654 14,480.06 50.340 132343.50 -636.56 LT
Jul 12,13 200.000 52.424 10,484.90 50.340 10,068.00 -416.90 LT
Security total 1,000.000 50.561 50,561.30 50,340 00 -221.30
SEMENS A G WON ADR
Symbol: SIEGY Exchange: OTC
EAI: 51.380 Current yield: 2.74% lan 29.13 250.000 110.110 27,527.50 100.570 25,142.50 -2.385.00 LT
Apr 22, 13 200.000 100.134 20,026.84 100.570 20,114.00 87.16 LT
Jul 12,13 50.000 107256 5,362.83 100.570 5,028.50 -334.33 LT
Security total 500.000 109834 52,917.17 50285.00 -2,632.17
continued next page
SDNY GM 00021968
0070009005725297 NP70t0189496 00005 1015 030575004 cocoa:, Page 9 of 14
CONFIDENTIAL
EFTA_00132588
EFTA01274725

UBS UBS Strategic Advisor Account name: GlilkAINE MAXWELL Your ignandsl Advisor:
Friendly account name:Indiv V49920)08 SCOTT STACK MANY LYLE CASRIEL
October 2015 Account number:
Your assets Equities . Common stock (Continued)
Purchase pacer
Trade Myriad Average price Price per skive Vdueon unrealized Hddng
Hddng date of sham per than (I) Cost basis (1) on Oct 30(1) Od 30($) gain or loss (I) period
SINGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
EAI: 52,173 Current yield: 4.33% Jan 29,13 1,060.003 28.260 29,955.60 28.450 30,157.00 201.40 LT
Apr 22, 13 440.000 28820 13,121.15 28.450 12,518.00 -603.15 LT
hi 12,13 265.000 30.551 8,096.17 28.150 7,539.25 -556.92 LT
Security total 1,765.000 28.993 51,172.92 50214.25 -958.67
STATOR. ASA SPON ADR
Symbol: STO Exchange NYSE
EAI: 1982 Current yield 4.19% Jan 29,13 610.000 26.533 16,185.31 16.160 9,857.60 4,327.71 LT
Apr22, 13 205.000 25.765 5,281.88 16.160 3,312.80 -1,969.08 LT
Apr 22.13 170.000 23.274 3,95472 16.160 2,747.20 -1,209.52 LT
Apr22, 13 135.000 25.785 3,481.05 16.160 2,181.60 -1,299.45 LT
Jul 12.13 330.000 21.423 7069.66 16.160 5.332.80 -1,736.86 LT
Security total 1,450.000 24.810 35,974,62 23,432.00 •12,542.62
TAIWAN SEMICONDUCTOR MfG CO
LTD ADR
Symbol: ISM Exchange: NYSE
FAI: 4480 Current yield 2.63% Jan 29.13 800.000 17.800 11240.00 21.960 17,568.00 3328.00 LT
Jul 12,13 30.000 18.434 553.04 21.960 658.80 105.76 13
Security total 830.000 17.823 14,793.04 18226.80 3,433.76
UNILEVER NV N Y SHS NEW
hETHERLANDS SPON SPCN ACP
Symbol: UN Exchange: NYSE
EAt 41,909 Current yield:2.60% Jan 29,13 930.000 40.500 37,665.00 44.980 41,831.40 4,166A0 LT
Apr 22.13 415.000 rt 1.074 1827806 44.980 20,016.10 1,738.04 LT
Jul 12,13 255.000 41271 10,524.33 44.980 11,469.90 945.57 LT
Security total 1,630.000 40.778 66,467.39 73317.40 6,850.01
UNTO OVERSEAS 8K LTD SPONS Apt
SINGAPORE Apt
Symbol: UOVEY Exchange: OTC
(Al: $1,247 Current yield: 4.298 Jan 29,13 650.000 30.540 19,851.00 29.080 18,902.00 -949.00 LT
Apr 22, 13 100.000 33.492 3,349.24 29.080 2,908.00 -441.24 LT
Jul 12,13 250.000 33.180 8295.00 29.080 7270.00 -1,025.00 LT
continued next page
CNP70003005725298NP7000103496 00005 MI5 030575004 COlictliwGm00021ling 10 of 14
CONFIDENTIAL
EFTA_00 132589
EFTA01274726

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pinandal Advisor:
UBS Friendly account nasvie:Indiv V4992C908 SCOTT STACKMANLYLE CASRJEL
October 2015 Account number.
Your assets
Equities . common stock (continued)
Purchase pricer
Trade taunter Average Oct once per share Ydue on tirreedred Hddng
Hadnq date of shares per share ($) Cosa bads (11 on Oct 30(1) 0c130(1) galn or loss (S) period
Security total 1,000.003 31.495 31,495.24 29,080.00 -2,415.24
VODAFONE GROUP PLC SPON ADA
Symbol: VOD Eazhange: OTC
EAI: 31,766 Cared yield: 5.16% Jan 29,13 796.294 50.164 39,945.60 32.970 26,253.81 -13,691.79 LT
Apr 22,13 2.727 54.627 148.97 32.970 89.91 -59.06 LT
JO 12, 13 239.979 54.033 12,966.80 32.970 7,912.11 .5,056.69 LT
Security total 1,039.000 51.070 53,061.37 34,255.83 -18,805.54
ZURICH INS GROUP LTD SPON ADR
Symbol: ZURVY Exchange: OTC
EAI: 43,092 Current yield: 6.48% Jan 29,13 825.000 28.470 23,487.75 26.490 21,854.25 -1,633.50 LT
Apr 22, 13 685.000 26251 17,982.21 26.490 18,145.65 163.44 LT
PI 12, 13 290.000 26.739 7,754.57 26.490 7.682 10 -7Z47 LT
Security total 1,800.000 27.347 49,224.53 47,682.00 -1,542.53
Total $1,146,667.68 $1,212,418.10 665,120.90
Total estimated annual income: 541,846
Your total assets
Pocentace car Cost Est mated Unreaaecl
vs ue on Oct 30(11 your &count teas (1) annui in(Cfne (S) 9an lo:t (I)
Cash Cash and money balances 2,104.18 0.17% 2,104.18
Equities • Common stock 1,212,418.10 99.93% 1,146,667.68 41,846.00 65.120.90
Total $1,214,522.28 100.00% $1,148,771.86 $41,846.00 $65,120.90
• Missing cost tens infamalco
Account activity this month
Date AaSty Descttlon Annan (5)
Dividend and intimistinoarne
Taxable dividends Oct 1 Foreign GLAXO SMITHKUNE PLC ADR PAJD ON 1015 585.51
Dividend CUSIP: 37733W105
OCt 2 Foreign RECKITT BENCKISER PLC SPON ADR PAID ON 3540 539.17
Dividend CUSIP- 756255204
continued next page
SONY GM 00021970
CNP70009005775299 NP7000189496 00005 1015 030575001 000000 Page 11 of 14
CONFIDENTIAL
EFTA_00 I 32590
EFTA01274727

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A Bendel Advisor:
Friendly account name: Indiv VE19920008 SCOTT STACK MAMLYLE CASRIEL
October 2015 Account number:
Account activity this month
(COnteivedl
Date Actliny Description Amman (S)
Dividend and interestiacorre (continued)
Taxable dividends (continued) Oct 5 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAD ON 590 880.79
Cividend CVSIP. 110948107
Oct 6 Foreign IMPERIAL TOBACCO GROUP PLC SPON AC* PAID ON 515 333.10
Cividend CUSIP: 453142101
Total taxable dividends $2.338.57
Total dividend and interest income $2,338.57
01e Acthety (secretion Amount (I)
fees Oct I Fee GLAXO SMITHKUNE PLC AOR -5.08
Oct 2 Fee RECK fIT BENCKKER PLC SPON ADR -38.94
Oct 5 Fee BRITISH AMER TOBACCO PLC GB SPON ADR -5.90
Oct 6 Fee IMPERIAL TOBACCO GROUP PLC SPON ADR -1.93
Oct 23 Fee Charged QUARTERLY FEE -1,505.77
Total professional management fees 41.505.77
Total other fees 451.85
Date Musty oesuipoon Antall (1)
Other funds debited Oct 1 Transfer JOURNAL TO GleSLAISIE MAXWELL -51.987.08
Total other funds debited -S514117.08
Investment transactions
For more I nformalon about the pricerwsiue shown for restricted securities. see important Mformatkin abort
your statement at the end of this ctiornent
Proceeds from Funds
investment withdrawn fa Accrued
Date Activity Description °vanity Witt (s) PAce (S1 transactions (S) investments bought (S) imeresl
Oct 8 Sold UNTD OVERSEAS BK LTD SPONS ADR -50.000 26.465000 1,323.23
SINGAPORE ADR
CUSIP: 911271302
Total 51.323.23
CNP70009005775300NP7000189496 00005 1015 030575004 OCtitehiY_GM_00020Igni 12 of I4
CONFIDENTIAL
EFTA_00132591
EFTA01274728

(SUBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Financial Advisor:
Friendly account name: Indiv vA992(x)08 SCOTT STACK MAK/LYLE CA SRIEL
October 2015
Account number.
Account activity this month
(contrived)
Date Activity Geferiplion Amount (5)
Money balance activities Sep 30 Balance forward $2,959.19
Oct 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 49,027.89
Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 100U 15 -51,406.65
Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 500.23
Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 874.89
Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 331.17
Oct 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,323 23
Oct 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1023(15 -160677
Oct 30 Closing USS Bank USA Deposit Account $2,104.18
The UBS 88AL USA DepOut ACCOunt Is your primary sweep Cptran
Realized gains and losses
The estimated realized gains and losses shown belay are not for tot puipoies. Please rote that gain of loss Insonnation We may not act oil gen% and lases Ice a0 capital charges. We automateSy adjust cost boas for
recognized ca t e sat of redemption of tenon Structured Products, Ike Contingent DS securities. .n be las.eicerrpt and AMT coupon municipi securities for esiimaed emanation of bona prernuns and for screed Din
ad nary. and not capita, gain a loss. Please check with your las advisor To ealed me gains and tosses, we for serf:kit, Issued at a CISCOunt ll you requested that U8S Must cost bases for the bad premium arrortization on
liquidate the ddest security lot first. This is knovm as the first in first-out or fiFO aceou ming method We use lambe debt securities then cost bate reflected for these securities haS txenactpsied Estimates in the unclassiled
tr.'s method unless you specified which las Ice to close when yeez paced yOue order. This is known as a WrSuS section can rice be classified as short term or long term because information is missing or the product is one in which
purchases or YSP order. See Important inf ormabon about your statement a the end of this document for more the ga moss canasta, is ria provided
Long-term capital gains and losses
wan sale
Outstay oe Purchase Sale Sae Cost con basis
Security description method face vane date date amount (51 basis (51 adjuslment(S) Las (St Gan (5)
UNTO OVERSEAS 8K LTD
SKINS ADR SINGAPORE ADR FIFO 50000 Jan 29, 13 Oct 05, IS 1323.23 1,527.00 -20377
SDNY GM 00021972
CONFID C E riPTC0 N 0?3057 T 25301 I N A y70[01 L 6949 6 00035 MIS 030575004 000000 ►egs 13 of 14
EFTA_00132592
EFTA01274729

*UBS
Your notes
c....,,, ,..n000,,.,.....s.c,... , ,G 0102.79 . , .
End ot ..............
CONFIDENTIAL
EFT,00B2593
EFTA01274730

Important information about your statement
ISS Mandalkaka Inc ~Fim or UBS Fnatt kana. The km« C id tauer valkwarigainyotr ~plan ad hoder on IM backs ard reora of tie mante må« or nokor.— pv rna adr* hasehokkg bading your
is anatomi al prixpalsecunty. cawrodny md epera • corteci any «Tar pronptly batar agerd). Frcnoal Advsor
~utga UBSFirincia krones and Mest Uba am
ext subb:lian of tan AG and alarm cl LIS Stearin Moa maie al cheda papa* lo the knot te Mara • (erme averrnam contra of atommort enerim M 9. Frakk/ «mune namn
LLC lhe F et's (mani obansere ~kile uoon retual nu lam ndraltd on te kont ol tha slawnint h akt ear 'rad parowships ard prvae ~enig tare na lhorkerrity amma namnlaus Warrutien tat pm
the has naske aktes ae at ro «gula accomt fea. arimb ma/ be farga to registeret) max the ~nes Au of 1933. and oceania) tenkras alne sames tekste It a a
mankar« Inn charge: la Utepayrerit fa ~rue du:talt/bh 'nösume' &omn by you ba ac Stu
ISS %Mal Stwas he DUrr.bann ad~ vpad ~vett bi cx), azcants • Corner:dan conirra ki 9. forer *and year rearcbeepng m hz no ega aka ca pm ~unt
1200 'laot Benkval Am06615 tha fl trAYAll661 tO olle" natt:uten, rna/ be predos ~al annus), maidag lutra contras ad Ye.. Ca nasar you FrrtimPy rllar2 narres. throup Oblat
theaseiken N107066 :Mat to a unsa lee senTWAY Mbal contracts Sennces r tocentachm >6.1irtarcelAO•bct
stawnem repreurns The my *eldal raud of )tur UBS UBS Svaet. Optiom The WC prOliCtien ad the Papplarentann do nat ramm *mein
Fihanaal Senices natt Oter reda& no2Olot1s alta< UBS °Mers oplais for sweeprw can bance5 baskere apan teine assets tan d theyotemnse »kamr • Vabedwar 2ttounraerceil !te aSSett ard
dociments. corrai-rreg conactno dau stould na be man bak (kpoots al UBS Bek USA maur Ad PrifOrd bale. summa The WC proteam and the oppb ewit a !ledets
uken d you banne dat n an entra ormen. plozo (Bak Sera har"). novry mant !naua lyna (Monie protecion do rot ~cl .gana ~gre n the orrtet • A2•16 !mb*" *altar chrar bains våka la
mon' n morsdult' n enlom tekatch Mauser of tre hals) and the harramonal >post Accant (Okke va» Of ycus Mestmats Mara z arma ot mani rotta-tal rauta Unt i rid Gkbar Tene Damas unroarad
atm savig you acarum C im uS m tO un rn t e n l o ly n t n tu a g l h * ~ * n a a r m k n S a v A aa k f s r a o n p e m let s i . m c g o e n n b en a t nes namnam. raun bana.91cYnf "ase ) D m u a a s r t o o t m nc a la rk de a u a ni l o n a ce n d a s l ~ m te a d s a n s o s t e h ts el a d t t n y e te e n f l a o n l the
Allyough al barm tonn are imacled b be mynte. are semi fo ISS eat VSA ici i> ri estabkned lenn ad More h4orn.ons &at koran norn Var mayobun pro. andane« Illteinint modt a Mat Matmora
talorm daa tould roa be used for tar pupotes Bey thea lo U95 AG Stana/d Bane cr a efrAney Ford Dagens rue nforrnation tad SPC. eiclUdrig the WC Brødene umesed sark plira and aimable stod" poka
'Ok* on >neid ta lamt Ge.. Fot.' 1099. 5498. i0125. at (ES Bak USA are FOK mad n aCO>tdatee ran fe< by conixtrej WC at 202.3718300« by mang te SPC • Cearkees 11CladeS Øe b,1131Cd. (vindingmas
ote) thea penang pur ta votum teint is mana by rultt for mat hl« malen p Mao nut ~e NK gor mtate al 64.WEIPC 0.11 lans. ark lAe short aurum baaces
lan 10 repron tO ne nal tamt b anla& repontle neo banes at UBS AG 9aerf ond karde and taes cf Mann • CosbArmw./ einen Total of utincesbad ~ab. crti
O c M • l a o t u U n t f P k n i b l a n b n e n b a a a n t s e m p a m e t r v a e r i o c p e r s a n a e r a r l r e e m l d t t o t m a o e t e n a i t ' m a m n a a y n M a i o d a u a k r n e a t r o e r a r l e t m i o t t a h p t r l t a r a e e o l e c o F s n e w t a a r r e i A u r a d c e e m b s t n t n d o ( e n i n S r , g r . P s a a A a i t l n l ) o e o n d la r s g g e n n n l a w a m d m e u n a n n & t d g e e a t r s 0 n t d e a < C f B t T th e i p Ø a a r Ø e r r i l d r 5 o a t D m s i x 6 w a t a e r 0 n e m s e m n T B t b n a e a r a o g a s a d m t u n C A e a n a i A l n ~ s a k . t k a a h e f ~ s r e n o m a l e U n a I c s S B b b e t e S S h y b a e A A o t p e r h G I t G o a l S e e o s ~ S F r C t o c % D T O f a C e C r t b a a a h h r . a y r k n e O e b m a n C l a n l B a a e a a B s n r l p r a n o a B O o r s - r f t A w i r e I n a S I t e å n d a d S r t e s a d A b v b w a y ø G o I t r t p n S h p a a t e o e S o n s t o F r d w A w O G i K a l y y G a a u r t c D h t e i r t s r a n v e h a e t i t w a d e m l a p e s b m p w n a l i M d l . e b n e a a r n e t e n e k e h e « i l b t e a a s w a o n m r e r e s d ) t y r i e a o k m a r u u l C a r e t b k n i « n n b a P a t y e m a • t o i p m r u a b a e e r y r g / t g r t t a e i a h a A a o l r e t v t n d e a h a n a / I v e o e e D o r s s E r t n e O h M a r a t r e n l O i C s r y y o t I n O W l e I d a 6 f s e o l c o n « a l a d l f a a r M n n o a d n t m h m t s h e e e s a S a a I h N t m e n t e a i o a x s n n n m p r i e f e . a M s ~ a e f w , 6 t d . l r e b 1 e e d e o d k 0 * n p s 1 k a f 6 a d n r 1 t 6 o n l l . I m t d y o n h S n o t e a a a S s e p o h p e o B r s g o a d O a a s b v i * ~ w l a t t a r t l U « b y h m a r S a e o a b n A l d a s n d a a o c s n p s e . a e N a s a m o a o l r a f n l t t d t h I a e b h d s m t e y a o b F o ~ l a n a i 6 i / m a a e n a i y m n m n C a m c C s a t U l O y a a B u T k t n S x n d t e p A a t s c i r G n n e a n u n , i n f n d s y u o k o o n t a f n
• S s d t a e to l n e a r k r t a e r n u c 1 m a i r t i å e n l s o t t n p 1 s r o 6 i 5 t a e F m e a n m n m o e n u t n n a S c e l v e to a o p r r r k i . e g t t I o a n f S t k h M a e I b a r y a r i n a o f the ( b » r p a o t s n a a a b t y U W K C B a M k o U n S c A y a Fu d n d a a rb ra U BS a r A e G p r B o r n a i s c t a a b e y r n W ot C a O a t b n e t n b ' w M a i o t e o l . e a t u e u n s F n t i m a n t y M n , b t I e e A i t 3 n a a e d r r t t t a e e l l p : p u o a r f n a r t m ø de y a d n n e i t s n a d t I ~ n tu t a n t « t a r e n o e r it e F & M a b a d a n e u t g a t i a i d n f m a o l r f e m « n a t n o t a i o y to n or n s o C n l e t m el b r r r a o i y o n k t n rp a s A p re r a a m l a m m i a o r r d
~gement ein the nauten nattion We banna See 'SBS Macul Sams Atoma Raiden' hekte or mua an atom, attenred by acataract teama Atonal Aromat lad Int General Tan5 ad Carations
t k y r o o u u s n c o a t a t t i e e i S n p r r i u e m r u t h a io a a n t t d h a p n n o o l t n s t e m h n e a y r k o t u r e o s m d r u e a n r n e ~ g d e a b d r i e k m e X r. o I s S i r S d t y i m n V C/A a n m y a o i u b r e r w en it e a . r b e a n n a n d es t n a e te s B of a a tt ! M kr e o n m y F P u r n o d g m ram at t a e a la ge v r e y s . t a e m « a ° r b e l a o y c o k u « r omt a U r B d S ~ S o ta m nn n e lt o a f O yyy r a ge raaChaS ~ g ta ia b d » A n t a A i g y re a n l a cent$
must ~artim of to <nor orane:dia) b> bah Mfl ~ m i a l d e a s m , a a a n c d ar t r h i e amma returred to ywa yale t r h a e m m m o s m id e n m t e o r b u a t c y tv t a a s m ar e rS n r i h t e p a ra t t a a n a m re s n m e l a < nn l o nal a Y u ca r r 2 It 3 ar ~ at 1 S ~at. Seosees and otur asfes held n
• C m A ra l h l a a a a m l t e o % a u rm r t I a « a n m s % u n t u O e N n m b e j o e r r : e r a t s e m a d n o t a 0 å m n e n p b a l o a e t h a 2 d t r 0 s t a 1 a ig m -3 4 n S a a 0 2 m 1 a 1 , n n 6 0 9 k 6 0 9 0 a t o o ( r r b t t y h o o s e n k d I t r e r t a : o t F n r u u n i v n r n t e n e , ‘ r 1 4 g n 0 ,‘ 9 a i c o . n o 7 m t m r a . : 2 i l s t . e w i ' " n a e 0 r e 0 L n a o r n e u d ld t ) s 4 ~ 0 b 1 I 1 o t 5 r l n e i s y i c m m o a t i e t F i e b n p S x e o ic p a t i e A rt d v n e 2 or u a d n b g y • s r p o t u a R g m t d e e i n o m a o i n u v a m C l n e e l C e M t n r n u e o e a f o n O r e . g f k n m M o e r f m . e n a a f i ~ n o n o y l a e n o t w i l i y c M • a o t g a c n a m n i F e e t o e s n r k l s s a 6 - z Y /6 d e . r 6 M a in c i y a t a o t A w t • a M h e a k n t na d f t b r h o e u a r e c t t e d a t n e r c a e e o e t s a c h m u m r e y l e l s d a u a o k m n 'u n t m t t e a u y e s n o p r e t n a d d b d M i e e s r t o e b y t t d o e e u n a n n f u e c a n o n l l n t i b a s a t t t e i a t t r d r r å a y a a m I p m r e l r 1 a f a 1 k e n k P d d Y i P O Y k 6 U I r o . I 1 t r u 9 h n . m . • e 9 a a . s r o n a f r
a O C 0 l 7 i l 8 n ( a 6 0 e u t 7 0 g . R \ 3 e a 5 la 4 d t - i a o 9 n 1 . s 0 o D 3 r . . 8 i : n p 0 a M 0 te A a re n M n g , o t P r o O u 6 B C B S O o Il x i P n 7 h a 6 n i 6 ci E U a l l n S ~ io e d n m a C l « a In N c I . C m U Th 0 t e 4 a i 6 F n 0 N e T e n a Z s m • n t 6 p å 1 n ( t v a S on o 6 a S 1 m C 5 t ) r . 0 t o a a 0 k 0 e O a 0 n t 0 e T 6 & t p . t 6 t h ≤ i e t y 6 l a d t .2 l t a s s p e s ; r . m o $ S t 2 e r a 5 c v 0 u t e . i 0 a a i 0 n t r e 0 a f r o m t r 0 1 d m . a 66 m o 0 f 6 , a f o r • • A R ~ e a n p d n r n v n a C r p C C a O n l o M r S a r I i e M l a l a b 6 e h . l 1 a e g 1 r l , e a 6 b c n o o u : f N n r « i a o n o n ~ o r O r g l e e e c n n e e e n o r n r a r C l e e n o h n f t a s o n t * f a a * * m m P in o Y ? g n r e o g a r a o b d m e n h • th e C t n i m o o n a l n t t b o t e e r t a d t i h n 1 e . t • s f n t n L a d I g m S e a i t n n u an v m n p a " e a l n o a n S t l h e e n e t n c e o 6 y n 6 h 6 b a 2 a s s 6 i r 2 s e 0 o le f M d t h o b e n s t e tatibes
• 0 t t t k r r i 7 a å h 0 c l n S a 8 a a s a 6 n e d < . i o A o 0 h l n n 7 « c S n 1 r . , 1 o t 1 I a r b I 0 s M l a 5 l a l A 8 0 p 0 I a S ~ K 0 e S t 7 m a A o 6 n m S 2 m a e . t 1 8 r a v 0 W a a 0 u . t 0 : . o s 6 m o t r v a n a I n r W r c e e d l c e t r o m ~ e L i o A B a n r k S c d F k e n r t a a n fs C e N l ) m n ~ a t a h l a p l o e W N a p n F i i g e o e T l m n h a a a t r s O a i t t o { t S o l f a k c P g ~ i i n C a a n m e e m a n r a . m ' c m P w o t a l e t c i h n r o c I a x i t Q ~ a n e t b h C n 2 a 0 e u « n 1 r ~ , n 3 S t t r d y a a u m a m n t t i Ø s t p h y m ro l b w o a a n e m A io t l n p . p 0 a a a : p i 6 5 : 1 a M n 5 * 0 $ a ) t d o • O m t C g r h i o k e a t m a i a r r l d n o a i e u * a a n n i p r x i e e r M n a I S a o t n t e s a a t s n o r s o t t t o i a e m n ro e im r m " a a i g h m n ei i a a t u a n i a t n e r p o n a m d m t 'a a e h t « < k n m ew s ' o e f e T M i r r h n t v e e t a a a a r l n d i l c t n e a a y n y t l e n o S d e u n t o t U o v a e o S r t r v b r S i n y d l a h a a a " A i a y s r S e t o n a d e a t f u p f p l t c r r e r a I o y n n S u e d g ~ i e s e k n o v n n d u l a l a a r b y s r c > m n e ~ y a , o o t ti u y o n r n F e « o i e I r r t r m u e g a n a n d a c n e o r a 1 l l a m 8 b A n 5 y e t n n s a a a t u a l r r i e t n
reans "4 manakap pace wa irØ
C T r S a i h a N N m e t k a a F o m t n t e k o n a r . l n « t " o a C r l & a a r 6 s r e o 0 d c k u a e o t 's p w n a a t u t s 6 a r a a a r s e l n f t m l a e O f r r e i n t a r m h g p o e a n a f l a o n d d n b e n n p b s g s o ) e t a u a l m t n t t i o h e m y s e n o e t d u k r h r s t p i o e h o r u e r t t r f t m r e a s a t n n S t o r ~ A F P a e r f i u a t g l c l a a c t l o u t p o n y t t a o o e f r r a X p v t I o a p p k n o u y l d r a c a y n x a ~ f o t a M t o n u m i p g s h t a o 6 a d 1 l A 1 k n t 9 a w L a m a l p o t a l a o ek n w n ip t n a 0 o 0 r t t , i c 6 e , a 6 a p a t a t 2 c k • • » A t v o O e l n e l n a a r t a r n e a t l e y a s r l a o e V r s V e å t v i e l r i å a n i n n g a g d . m » t l o y s r a t m e o u t a p t e s e 9 t e t l ~ o r h n a h g i e n h a h e t a m e p r e e m t t e e i i g n e n 7 s Ø o ta d an d d hgh a o t u b h f p a n a n i t d l h d e a d a e ' u t a s M io n a n d n n i a y s 'U a n ~ a n a t m m o t e u i a m g d k s h s n a l a U « g f n r , r " a i a a s F n p n c t n l e a e 6 a " n s d r n e e a r d i i m s r S o o . x b a n m v a a a a e t t r : e n t n a e r y g m i o m a C n l a o , o n r S r f a 6 i l t ' l s o C y e e o s d s r i o e t t
- s - - ta « D P F a m r n r r e o o n a m r r r e i n r a a a i b e k t o t t a a o e n n n » o e e d a t a ~ y s a a o r < t a u a a r d e n t a n o h e d r e u y n t a , i m h m r e a p a c w a v c o n o a f a r c ~ n t t p a e r t m n e r r w o M s y o b m a a t Y g i k t o e a a y m n r o t e u t ( w N y a a n a r l l g m o a m r d r ) e a e t a is r a . l n • T o h t ( C e a t S S e t g P I i C . I m T M p t f o r v r a o a f a l k a t n a a : b a o a a t m h d e l s t d U e c a o B w s m S u a B m p y a p f e r r l < k o e w m ( b d y n V ( t d a E a a n I p n d S r t a M c i t a m t m i i n a % a r n n S a A e b G n r o v y i n c o e d ° , , o f V s p k a y a a a n n n l s r e a i t a s a e z l y o r n b m y u r t n t o n m l t s s a o r i e a t n k i l a l b a d a i i o o t a e e n h u s s a a a h l l m a d e r i e i e d n n e k m y g r a e i ' n h ~ a a a t n t o s m m m d o , o s e a t t n u a e w M t a s n l o e r t n m h a a e k s e ' b a a o m n n r e a e t r t h a n e i a n C i m p n u a f a n r o c p r b r m o e t e h w f a l e å t o s y d i c o c d r t n a e e g a d l o a h t b e ! e / y r l h n u d r e k u o X e r v e c t n h h i u A o e n r r a F c c m r c a h r a a n a a m r a b o M b e A r o k o s d i r r a m l l e k y s h « c f t i o l a n e r n r o n t e a r o a m t l p o s « . e t l r I h a e r e d m e t o n a a f n e n
Starked adla nsuraxe mara ixixaguauble ridess The rake a knorr as 'howelooldng 'apa
mua Mk ad 1M Mas of trulual knes alne 6.61, mk to moene einsame sutoreentsmåtkd n tome • Unnalttod 'anaas; Wha daa i auka.
damos re apefenad ~tynne nare aten accove lernbed rwal t0 orm klot Y. 14/ 0;a le: far
SDNY_GM_00021974
CONFIDENTIAL
EFTA 00132594
EFTA01274731

Important information about your statement (continued)
Madam:may lots The tatation data fa i-dircbal - mod parry eStimaced vita may be reflected as 'Not maw of ~Is at is trobodear holdingmutual Anna ap registered servee mats of IIRS Nadal Sakes
lots maya may not aka cemnkames, drages as Tad' n metal Maas when an 'Nlepenant lads el et had Isny ix
seamy reorgencan east Derefend aid eater wawa fa NS AP a.ppled a d unaVe to assign a - in all ion to comme Ms rased an comma wen
remnant lots and systemarie ardAr.0 bh are eats via when we beans axe that a raorul sort hag the sat or darbutan of a-nycoma= at ask WA Saar, is a agitated Twice ark of Visa
ambnedtodaplay one ambit lot the • trade dz.' *cared that rey al a creausly reamed valm R03 Mebane lop units to our dais. we ale -our imernanal 1.85 Wa Sagnattre aede fads aid V% Oda
roam Tesents the agar taxi on Saida (tuba& a ~awls add be highly beculabre afteinertiate raft* lung COMPenSallen from dan cads ae issued by UPS Bane UM wth ammo from
duo to the talte of the sassy enamel be nuance ceramic adewarg the 'Naas roorparam
• CANN mart° Bone aid Tamed sind that be - Men Nether an Asa gaol paw a mentor amity antals anifasol The iwtana carc,r
Ma art a ealy redemption al be selected repaliab rammed varte not a rApany at Mad vatris Ø54n a daunt ~en trusts we cabs. UPS FinanCial Sarvicnlne Rey 201407
by lot tom rag al smarmof that 6%held ngir prevail the atte 01 the xtuvry war bednentnt tan - Our ridges also re:el/eh-Ming commemosa Tat
name a in name n asse ler CAR dents Calleas no pia hapia ~Mon from menial fiat ad *wax,
Nana a is 0~dfrom thed paws aid Rs arose - 'Obibutiors to MN' IAN bar:I.mum of cabal. OPRPARRI Rix». 'Inapt; An/is:huh?
is rot awaited Obc call I eatas mayea vadi flume a both - We ream anus fee fan LCS8ailr USA .ad USS
could Mat yell ~ate »Norma kin a be provided - • OrtTnilf um siee' retreats Te MAP ollpAg pine A4 Stanford Bads el up 14135 pee aount
IØ rp.int per ak a-.5 may not read yew cos bak sweang to te bat saw tro Ungar* Sweep
Programs
• ~as of deposit (CON CDs an MC narre opt • lbasolaed «etnat« Restricted saunas generaly ae
S293.020 in whoa al squad Mast pis dtpositor not ~Wade fa Tar Mt UM Emma Sams Attlee
and per apacry mania n madam» with SDK uses the matte precool is armed« abode of the orne blatant:an tegldag corn-Watt* ad other Tama
HIBS Tana raved Yaks tads retread nods Bor incised anneacon at the ertomion ol vbet. Madeg
purposes of as stoweemony To the total til cp ben kractens has been ostaled m «Mot:tons
• ~into Plat:tatted fa sexanes ant *the' rented banes as elgble lot sMe. Me talatiecead pram* bandied to you. end wet be~ to you
produces say be hiyher a bww thal To ace Tat you may be subiuntialy less an the in ured WIN loval aromply on retort
smuld eauallef reuse in the make Rues are °Maned
from yams TN pay ;cubes ads we heavelo te • In. Nititatod) iseeent aertityielOs and rats. An Short selling
reU,fr but we do not goatee flee away ohms of swat name is based oft e~ rolord It you us/engaged rn tort st4hg a 'eosin. yea may inar a
- We away ane To doingpat am *abbe cy the aid inep ram awing To wain sill be held Bor magedue to aria hawing coos fatal palouta
mean or teat aid ask proes fa Iced warm and one year from siaterna date a tat mitunty This batty
*pan or on ybd peas la OTC stoats estimate is one a gonad. accuracy aid an~
- Lot away traded barrios maybe Feed tanga name se not gairateeed Open Orden
amen model a Tana Well pia we Naked - EstMated arnual income and oral Nal for alai Reirading RPM Or '9000Rilalaad • OOPSthat tare not
aidraga Meta an ada man enror valn legol searkes mud anale dream of Tr TOM or gaited by the Ravnem cater Open buy ad sell Strip
- Cenainposhons may bra alma a pea and mil gal gas in Midi ate the Mt neme lad carat mkt ae retced by the attune of dwdends re opt co
show z 'price vas not writable' if we re able to yekb would be °vatted ▪ oydiedindsor eynges dato part mewled ottelise
Obta a pct for a Tarry - Masted ants imam aid cam vatl aid the by you You ae *torsi* tor orders that at ~cured 'lie
- Ceases a Mashes damns& n omenctes Mat aqua Oaten and yield night be Mace hgher than CO sour Nitre le uncel ~leg open orders
tvl U S dears ae ref kored a the en:h : No f Se as of the Niemand amens
the await date - An Mille of innalind incomebidden! andor Tex withelditg on grab onefuton UK financial
- for ceran senates nag n nomananing forest) dialed by the mart makro valsainage Seaton IRAs
pct aid gualtaNfaCevalibmay hat balars 6 bad Co the last dimeend or mac Ftdya tax Lay requreSUBS halal Servbes to mastoid
been bead» lapPale Kopp vabpon patent made by the mar aid manes de loon tao from ytriaUble IRA tomlait teist tut you my
To obtain clam wasps Wien baba arum your sear Maposic tel to Nelda< one tut tun the den oat lobs., ran-ea ahead or. vinod). you nay
rancor Adger statement dale or ate ~tarty Aroma aid elect to hat lac ~Mc a arne or as a feed anoint as
canoed cal ae not guaarreed yeu Cheat Yet Soon RA leaden n effect unte resoled
• Preen leanauttma and seruaund product. Mate by you You mayroam par 444,1Ion a ay Onobymany
inaners :area Cnclidng Ora extirpation • Aetna held lay UK finandel Striae Conan anew Oman If you do nothal crotch notre tar
pagan aid real~ mervant rejst 54CUTINO and MAO are not tadbyteWm aH not widen the hat mated kan 'Our ItartuliORS. you maybe recast,* la
Creased TCOMS attainder hghly natlad Certain possession or amvol Them asset are debeised ca yaw the papwc of Taxed tay You may not pen ales d the
samara predate arena Dom reggaet wt. de PlIplited for inionnanal ~sob/ Roams 74 moats wattol and your estimated la« pavans aerot
Waifs and &Ora Lommesin a under any Stare iota treated as To byte Slung lien LFS pun m yO✓ tar obligatar
Stara ONS We VON» ellmaed yam fa Tive ~OA Sacs eroot emponsblaor this amain
mama stoats ad stoma, prams tor and doesrat grata es ataxy these awls as net Privacy
Marna *samba only Accuracy., rot gasalt protected by SK er Tr rims supplemental SS( To Ø4n agoFnnyat teeaa ones Chem Pr/ay lace please
- ltilavaUP mayday' amorally frem aces if my coverage contai you maw or ?Aisne at
ends arcuate manners rorry« structured ymow ullxcemen,rwolr
pram raja lair a tad aid do not neeteraly • Revenue Temg and addkbnal compensation.
represent the am you may retrave upon handann mmiwom On saki Td 12bil hen USSR in axial Seam e not a bark The RIVA. flanen
- Ted pa Taws of ma are as of a ran dae r recce with the dat :Ton of tesitar Saveg ØØ BSA and IRMA ae beck «aye amarrts
aid ambled to laS Neal Mao on a regie • !Jai we altla Our Mae ranee Met prefab access to bane savces aid produns
base by an nikpenant varurnen Inn r se ur_ian3 paymenu tromissubutors anger tarot* anagram, with Pfiblad balks rid othr that
suer, ROAR'RIPanw «WASP gamed varan if Mason of the Tuna ads Tat We sell These pany bat and provides mat to horn aid pnwly
my. ae tabled to te Fin by Te Mar• general rants am bad co two Tara aerponents fJ prodpcts issued by unaffiliated tadtarty c tto"
paner ea caw and may be alibied Coed en the mouth el baby IRS a a pancularmal mad contain*, tedugs nvarce agency uabsatt es oh utS
Okra Nervation from Tat uxd by tad panes to lama to oix Menu. ad Id be ma varel a Fnandal Setts et
date thee estimated vans pray meta fund trait ShIrOt Nil a IN Inn
- You cm Moen ataxia armature regaling the - We aid cte elf Are an rearm renwang aid twe~ I. roan . and annuls' product
methodology used to determine the estate of vibe ormaspreassing lees n corraimon for innate POI HNC tamed • No bat* paannica May law value
and the date of the Noirnaton Ty is Ow bass fir Tr agent SOWNn that as panda to rhotwos fundt
blase by anixag your Randal Adrisor Therm fees genera as pad tarn homer Pima in the RMA RgoVaMTagemml acciat Business Servos
mutual lad sid se a toed dolts armol basel on Its Acaum BSA. NM and ntemmonal Raab latagatot
SDNY_GM_00021975
CONFIDENTIAL
EFTA_00 132595
EFTA01274732

UBS Financial Services tic UBS Strategic Advisor
UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 November 2015
CNP70056439191115 >2 Y1 0
GHISLAINE MAXVVEU.
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: lock, V49920008
Account number.
Your Nnancial Advisor.
SCOTT STACKMANLYLE CASICEL
Phone
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA Resourceline at ROO-RMA-1000, on October 30 (5) on November 30 (1)
account
Your assets 1,214,522.28 1,186,076.60
Visit our website: Your liabilities 0.00 0.00
lvviw.ubs.comifinanciaEservices
Value of your account 11,214,522.28 31,186,076.60
Sources of your account growth
Tracking the value of your account during 2015
Valve of your account
S Thc at year end 2014 $1,469,481.00
• ,4S9 Net deposits and
1 'le e. 11861 Wthdranals 4289,837.45
Your nveslinent ream
MO:lendaryl
interest income $50.9£0.76
Chance in
market value .144547.71
Value of your award
on Nov 30, 2015 Si, na.o7s.so
Dec 2014 OCT 2015 141N2015
SDNY GM 00021976
Member SIPC CNP70003305643919NP1003190349 00005 1115 0305750G4 010000 Page 1 of 12
CONFIDENTIAL
EFTA_OOI 32596
EFTA01274733

SUBS
UBS Strategic Advisor Account name: GHISLAINF ' • C., H Your Financial Advisor.
Friendly account name:I iv 1/49;. SCOTT STACK MANLYLE CASRIEL
November 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (1) your account
• Cash and money balances may include
A Cash and money balances 673.29 006% Your current asset allocation
available cash balances. 1)95 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,185,403.31 99 94% mutual fund sweep balances See the Important
information about your statement on the Last
two pages of this statement for details about
those balances
Total assets $1,186,076.60 100.00%
C
Value of your account S1,186,076.60
Eye on the markets
Percentage change
it dex November 2015 year to date
58rP 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
CNP7C006005643920NP700019734903C05 1115 03057;004 01 likINYGM00021§99e 2 of 12
CONFIDENTIAL
EFTA_00132597
EFTA01274734

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pimedal Advisor:
*UBS Friendly account name:Indiv Ve992(xX)8 SCOTT STACKMAMAS CASRIEL
November 2015
Account number.
Change in the value of your account Summary of gains and losses
November 201 5 a I Year to date (I) Wades reported below exclude products for which gain and losses are not classified
Realized gains and losses Unrealized
Opening account value $1,214,522.28 $1,469,481.00
November 2015 (1) year to date ($) gains and loses (I)
Deposits, including investments
transferred in 0.00 1,506.30 Short term 0.00 -804.37 0.00
Withdrawals and fees, Long term DOD -14,187.75 38,138 52
including investments transferred
Total $0.00 -$14,992.12 $38,138.52
cut -2,258.29 -291,343.75
Dividend and interest income 827.40 50,980.76
Change in market value -27,014.79 -44,547.71
Closing account value $1,186,076.60 $1,186,076.60
Dividend and interest income earned
for purposes of 'Ns statement, tatab:ity of 'nines] and tint:lend income NY. been determined from a US
tar rebating poniard:re. eased upon the residence of the account holder, account bog, or prolut type,
some interest ardor dvidend payments mar not be subject to United St*es (US) ardor Puerto Rico WO
Income laces The dent month statement Is not intended 10 to used and omen be reeked uP3n ice la
purposes. Chents should refer to the appictie tar reporting forms they recent. from 185 annualy, such as
the Forms 1099 and the PCM.6 480. foe lac reP01,89 information 11 IS the make off U85 to file tht
(wheelie la( reporting forms with the us intern8 Rextnue Service and PR Treasury DeParliment end in
such forms accurately daily dudenct ardor interest as tax exempt or tat**. Marne. Pleat comult ycur
indvdsol lax prepare(
November 2015(1) Year to date (S)
Taxable dividends 827.40 50,974 37
Taxable interest 0 00 6.39
Total current year $827.40 $50,980.76
Total dividend & interest $82740 $50,980.76
SDNY GM 00021978
ChIP70303005643921NPT000197349 00035 111503057900a 010000 Page 3 a t2
CONFIDENTIAL
EFTA_00132598
EFTA01274735

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnenciel Advisor:
Friendly account name:Indiv WI 2 SCOTT STACK MAMLYLE CASRIEL
November 2015 Account number.
Cash activity summary Loan summary
See Account Sanity Ma monitor decals Seances In your %veepOptions are indudedin the opening and Year to date loan interest $27.62
closing balances id ue. FDIC insurance applies only to deposits at UM Bank USA, not to deports at UBS AG.
Stereo/0 Branch or bank deposits pacedthrough the OBS Internet:one Depose Account proeam. SIPC
pottdion applies to money market sweep fund holdings but rot bank deposit. See important information UBS Bank USA Deposit Account APY
abOut your statement on the last two paps or this document for detals
November 2015 (1) Year to date (I)
Interest period Oct 7 - Nov5
Opening balances $2,104.18 $3,054.91
Opening UBS Bank USA Deposit balance Oct 7 $1,955.55
Additions
Closing UBS Bank USA Deposit balance Nov 5 5673.29
Deposits and other funds credited 0.00 1,506.30
Number of days in nterest period 30
Dividend aid interest income 827.40 50,980.76
Average daily ba lance $2,628.26
Proceeds from investment transactions 0.00 237,120.64
Interest earned $0.00
Total additions $827.40 5289,607.70
Annual percentage yield earned 000%
Subtractions
Professional management fees and
Your investment objectives:
related services 000 -7,118.71
Other fees -30.00 -1,131.78 You have identified the fallowing investment objectives for this account if you have questions
Other funds debited -2,228.29 -283,093.26 about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
Funds withdrawn for investments investment objectives in rmportanr information about your statement at the end of this
bought 0.00 -645.57 document.
Total subtractions -$2,258.29 -$291,989.32 Your retain objective:
Current income &capital appreciation
Net cash flow 41,430.89 -52,361.62
Your risk profile:
Closing balances $673.29 $673.29 Onmary Aggressive
Investment &in ptutity cons-demton - None selected
Withholdings and tax summary
Your account instructions
November 2015 (I) Year to date (O • You account cost basis default CloSing method is FIFO, First in, First Out.
Foreign tares paid -12411 -4,272.01
Prior year(s) adjustment 0 00 21.94
Total withholdings and taxes -$124.11 -$4,250.07
CNP70305005643922 NP7003150349 00005 1115 030575004 Oliff#4Y_GM_00021Wie 4 of 12
CONFIDENTIAL
EFTA 00132599
EFTA01274736

UBS Strategic Advisor Account name: CHI5LAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name:Ind'', v49920038 SCOTT STACK MANLYLE CASRIEL
November 2015 Account number.
Your assets
Some Luxes, income and current vaues Shen(' may be apprOxlMate. AS a [Nut Barn air:Possesmat ocil
be excutalely reflected. Set knporwa ;Maranon about your statement a the end of the ctc urnern for
more intounson.
Cash
Cash and money balances
Cash and money balances mai include avalaple cash balances, UBS Bank USA deparn account balances,
UBS AG Stanford Branch ea pow account balances and money market mutual fund sweep balances.
UBS Bank USA 'deposit account balances are insured by tne FOK xllhn topic tbie limits, but are not
ceoteded by SVC u85 AG Stanford Branch deposit sec oum balances am not insured be FDIC and se not
protected by WC Money trance sweep oatances are protected by SVC oat are not insured b7 the FDIC.
See the Important Information about your statement x the end of this cbcunent for det airs about those
balances.
Openno bdarxe Clovng (Mira Pm* per share Average aide nal merest Dais in
Hddng on Nov 1 (I) on Nov 30 (1) on Nov 20 (1) rate period period Cepannual (1)
LES BANK USA CEP ACCT 2,104.18 673.29 250.000.00
Equities
Common stock
Purchase cocci
Trade lauvber Average prke Peet per shat Value on untedized Hddng
Hddng date of shares per shale (1) Cost basis (I) on Nov 30(1) Nov 30(1) gan or loss (1) period
ABB LTD WON ADA
Symbol: ABB Exchange: NYSE
EAI: $571 Current yield 3.03% lan 29.13 350 003 21.573 7,55062 18.820 6,58700 -963.62 LT
Apr 22. 13 650.000 21 211 13,787.15 18.820 12,233 00 -1,554.15 LT
Sectrity total 1,000« 21338 21337.77 18,820 00 -2.517.77
ASTRAZENECA PLC WON Aca
Symbol. AZN Exchange. NYSE
EAI: $1,007 Current yield. 4.05% lan 29,13 420.000 25065 10,52730 34.050 14301.00 3,773.70 LI
Apr 22, 13 170 003 25 667 4,363 53 34.050 5,7E8 50 1424.97 LT
Jul 12, 13 140.000 24 720 3,46092 34.050 4,767 00 1,306.08 LT
Sectrity total 730.000 25.139 18351 75 24,85650 6,504.75
BAE SYSTEMS PLC WON ADR
Symbol. BAE5Y Exchange. OTC
11,231
EAI: Current yield: 3.97% San 29,13 1.000.003 22.160 22,160.00 31.000 31,000.00 8,840.00 LT
cont,nued next page
SDNY GM 00021980
CTIF7C003305613923NP7003193349 COCOS II IS 030579301 PI coop Page 5 of 12
CONFIDENTIAL
EFTA _00132600
EFTA01274737

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nodal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANY LYLE CASRIEL
November 2015 Account number.
Your assets Equities . Common stock (continued)
Portia:. pacer
Trade Hunter Average pica Price per slure Value on grimaced Holdng
Hddng date of sham per than (S) Cost bark (S) on Noe 30(1) Nov 30(1) gain or loss (I) period
BAYER A G SPON ADR
Symbol: BAYRY Exchange: OTC
EAI: 4439 Current yield 1.35% Jan 29,13 200.000 99.560 19,912.00 132.750 26,550.00 6638.00 LT
Apr 22,13 45.00 101.760 4,579.20 132.750 5,973.75 1394.55 LT
Security total 245.000 99.964 24,491.20 32,523.75 8,032.55
BHP BILLITON LTO SPON ADA
Symbol: BHP Exchange NYSE
EAI: $1,079 Current yield: 9.30% Jan 29,13 320.000 78.520 25,12650 26.619, 8,537.60 -16,588.90 LT
Apr 22, 13 30.000 63.865 1,915.95 26.680 800.40 -1,115.55 LT
Jul 12, 13 85.000 61.002 5,185.23 26680 2,267.80 -2,917.43 LT
Security total 435.000 74.087 32,227.68 11,605.80 -20,621.es
BRMSH AMER TOBACCO PLC GB
SPON Apt
Symbol. BTI Exchange: AMEX
EAI: 42,676 Current yield: 3.92% Jan 29,13 340.000 104.097 35,393.08 115.740 39,351.60 3,95832 LT
Apr 22. 13 150.000 107.325 16,098 78 115.740 17,361.00 1,262.22 LT
lul 12,13 100.000 105344 10,554.44 115.740 11,574.00 1,019.56 LT
Security total 590.000 105163 62,046 30 68,286 60 6,240.30
EEUFSCI€ TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: 42,276 Current yield: 2.90% Sep 16, 13 1,275.000 13.387 17,069.45 18360 23,409.00 6339.55 LT
Sep 17, 13 1,150.000 13359 15,362.85 18360 21,114.00 5,751.15 LT
Sep 18, 13 990.000 13393 13,259.17 18.360 18,176.40 4,917.23 LT
Oct 10, 13 855.000 15.481 13,236 68 18360 15,697.80 2,461.12 LT
Security total 4,270.000 13.801 58,928.15 78,397.20 19,469.05
CEUTSCHE POST AG SPON ADR
Symbol: DPSGY Exchange OTC
EAI: 1910 Current yield 3.12% lan 29,13 280.000 23.900 6,692.00 29.140 8,159.20 1,467.20 LT
Apr 22, 13 720.000 22.581 16,258.75 29.140 20,980.80 4,722.05 LT
Security total 1.000.000 22.951 22,950.75 29,140.00 6,189.25
ENGIE WON ADR
Symbol: ENGIY Exchange OTC
EAI: 41,481 Current yield: 5.68% Jan 29.13 240.000 20.779 4,986.98 17.370 4,168.80 -818.18 IT
continued next page
CNP7034:0005643924 NP7003150349 00005 In5 030575004 01493111YGM00021fte 6 of 12
CONFIDENTIAL
EFTA_00132601
EFTA01274738

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandd Adelson
Friendly account name:Inclov V49920008 SCOTT STACKMANLYLE CASRIEL
November 2015 Account number.
assets Equities .
Your . Common stock (continued)
hir(hase Fedi
Trade Number Average price Plitt MI share value on unredzed Hddng
Hddng date of morn per share (I) Cog basis 0/ on Noe 30(f) ttoy 30 (4) gain or Ions (S) period
Apr 22, 13 360.000 20.919 7,949.37 17.370 6,600.60 -1,348.77 LT
PI 12, 13 215.000 20.144 4330.97 17.370 3,734.55 -596.42 LT
Aug 21, 13 285.000 22200 6,327.10 17.370 4,950.45 -1,376.65 LT
Aug 22, 13 140.000 22.508 3,151.20 17.370 2,431.80 -719.40 LT
Aug 23, 13 240.000 22.418 538051 17.370 4,168.80 -1,211.71 LT
Security total 1,500.000 21.417 32,126.13 26,055.00 -6,071.13
GLAX0 SM1TNK UNE PLC ADR
Symbol: GSK Exchange: NYSE
(Al: $2,462 Current yield: 5.99% Jan 29,13 330.000 45.615 15,052.95 40.510 13,368.30 -1,684.65 LT
Feb 13. 13 320.000 45.645 14,606.46 40.510 12,963.20 -1,643.26 LT
Apr 22. 13 245.000 50 630 12,404 47 40.510 9.92495 .2,479.52 LT
Jul
12, 13 120.000 52.904 6,348.48 40.510 4881.20 -1,487.28 LT
Security total 1,015.000 47.697 48,412.36 41,117.65 -7,294.71
IMPERIAL TOBACCO GROUP PLC
SPO1 ACR
Symtc4:ITY5Y Exchange:OTC
EAI: $2,852 Current yield: 5.14% Apr 25, 13 60.000 70.891 4,253.51 107.830 6,469.80 2,216.29 LT
Apr 26, 13 375.003 70.792 26,547.34 107.830 40,436.25 13,888.91 LT
lul 12.13 80.000 68375 5,470.00 107.830 8,626.40 3,15640 LT
Security total 515.000 70.429 36,270 85 55,532 45 19,261.60
MTN GROUP LTD WON ADR
Symbol: MTNOY Exchange:OTC
EAl: $1,638 Current yield:8.32% Jan 29,13 1,025.000 19.580 20,069.50 9.890 10,137.25 -9,932.25 LT
Apr 22. 13 590.000 17390 10,260.10 9.890 5,835.10 -4,425.00 LT
Jul 12, 13 375.000 19219 7,207.31 9.890 3,708.75 -3,498.56 LT
Security total 1,990.000 18 863 37,53691 19,681.10 -17,855.81
NESTLE 5 A SPONSORED Ate
REPSTG REG SHS SWIT2 ADR
Symbol: NSRGY Exchange: OK
(Al: $1,719 anent yield: 2.58% Jan 29,13 415.000 70.160 29,116.40 73.940 30,685.10 1,568.70 LT
Apr 22, 13 290.000 69.918 20,276.22 73.940 21,44160 1,16638 LT
Jul 12,13 195.000 67.417 13,146.41 73.940 14.418.30 1271.89 LT
continued next page
SDNY GM 00021982
CNP70009305643925NP70C0193349 00005 1115 030575004 010000 Page 7 of 12
CONFIDENTIAL
EFTA 00132602
EFTA01274739

BS
*U UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Nnancial Advisor,
friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
November 2015 Account number.
YOLK assets Equities . Common stock tcononuecil
Putthase OW
Trade Marto Avenge Oct Price per Owe Veit* on Unfealized Hddng
Hddng tin of thans poi than (S) Con basis (I) on Any 30(1) Nov 30(S) gain of lon (I) period
Security total 900.000 69.488 62,539.03 66,546.00 4,006.97
!IPPON TELEG &TEL CORP WON
ADR
Symbol: NTT Exchange NYSE
(Al; 11,441 Current yield: 1.75% Jul 22, 13 1,700.000 26.445 44,957.18 37.270 63,359.00 18,401.82 LT
Aug 6, 13 510.000 26309 13,417.69 37.270 19,007.70 5,590.01 LT
Security total 2210.000 26.414 58374.87 82366.70 23,991.83
NOVARTIS AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: 12,203 Current yield: 2.65% lan 29,13 590.000 67.877 40,047.61 85.240 50291.60 10243.99 LT
Apr 22, 13 240.000 72.512 17,403.02 85.240 20,457.60 3,054.58 LT
hi 12, 13 145.000 73.450 10,650.38 85.240 12,359.80 1,709.42 LT
Security total 975.000 69.847 68,101.01 83,109.00 15,007.99
CRKLA ASA A SHS SPON ADR
Symbol: ORKLY Exchange OTC
(Al: 11.029 °trent yield: 3.11% lan 21,14 710.000 8.052 5,717.56 8.040 5,70840 -9.16 IT
Jan 22,14 220.000 8.190 1,801.84 8.040 1,768.80 -33.04 LT
Jan 23,14 315.000 8282 2,608.92 8.040 2532.60 .76.32 LT
Jan 24,14 185.000 8.147 1,507.25 &040 1,487.40 -19.85 LT
Jan 27,14 135.000 8.019 1,082.58 &040 1,085.40 2.82 LT
Jan 28,14 265.000 8.045 2,132.08 8040 2,130.60 •1.48 LT
lan 29,14 390.000 7.991 3,116.53 8.040 3,135.60 19.07 LT
Jan 30,14 245.000 7.849 1,923.23 8.040 1,969.80 46.57 LT
lan 31,14 260.000 7.878 2,048.46 8.040 2,090.40 41.94 LT
Feb3,14 185.000 7.794 1,441.96 8.040 1,487.40 45.44 LT
Feb 4, 14 235.000 7.671 1,802.69 8.040 1,889.40 86.71 LT
Feb5, 14 245.000 7.727 1,893.29 &040 1,969.80 7631 LT
Feb 6, 14 165.000 7.561 1247.70 &040 1,326.60 78.90 LT
Feb 7, 14 310.000 7.528 2,333.87 8040 2,492.40 158.53 LT
Feb 10, 14 250.000 7.609 1,902.25 8.040 2,010.00 107.75 LT
Security total 4,115.000 7.913 32,560.21 33.08460 524.39
continued next page
CNP700C0005643926 NP7000 190349 00005 1I 15 030575004 01 alillYGM00021§9g S of 12
CONFIDENTIAL
EFTA 00132603
EFTA01274740

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
*UBS friendly account name:Indiv V49920008 SCOTT STACK MANLYLE CASNEL
November 2015 Account number:
Your assets . Equities . Common stock (continued)
Purchase Pow
Trade Hunter Average price Price per share Vdue on LirredIzed Hddng
Hddng date of shares per sham n) cost basisCO on Hav30(t) torn 30 (S) gain or loss (S) period
Pt TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol: TLK Exchange: NYSE
EAI: $644 Current yield 2.20% Jan 29,13 690.000 39.442 27215 25 42.510 29,331.90 2.116.65 LT
RECKITT BENCKISER PLC WON ADR
Symbol: R8GLY Exchange: OTC
EAI: 11.299 Current yield: 1.93% Jan 29,13 2,590.000 13.187 34,156 85 16970 49,132.30 14,975.45 LT
Apr 22, 13 510.000 13.966 7,122.67 18.970 9,674.70 2,552.03 LT
Jul 12,13 440.000 13.938 6,132.99 18.970 8.346.80 2213.81 LT
Security total 3,540.000 13.393 47,41251 67,153 80 19,741.29
ROYAL DUTCH SHELL PLC CL A
SPON APR
Symbol: RDSA Exchange: NYSE
EAI: 138 Current yiekl: 6.36% 12 000 information was unawiable--- 49.760 597.12
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SEG SPON
ADR
Symbol: RDS.8 Exchange: NYSE
EAI: $1,504 Current yield: 7.53% Ian 29,13 185.000 74.585 13,798.31 49.940 9238.90 .4,559.41 LT
Apr 22, 13 215.000 65.856 14,159.06 49.940 10,737.10 -3,421.96 LT
Saltily total 400.000 69.893 27,957.37 19,976 00 -7,981.37
SANOR SPON ADR
Symbol: SNY Exchange: NYSE
EAI: 41087 Current yield: 2.46% Jan 29.13 525000 48.754 25,596.34 44.220 23,215.50 -2,380.84 LT
Apr 22, 13 275.000 52.654 14,480.06 44.220 12,160.50 .2,319.56 LT
Jul 12,13 200.000 52.424 10,484S0 44.220 8,844.00 -1,640.90 LT
Security total 1,000.000 50.561 50,561.30 44,220.00 -6,341.30
SIEMENS A G SPON ADR
Symbol: SIEGY Exchange: OTC
EAI: 41.381 Current yield:2.65% Jan 29.13 250003 110.110 27,527.50 104.150 26,037.50 4,490.00 LT
Apr 22, 13 200.000 100.134 20,026.84 104.150 20,830.00 803.16 LT
Jul 12,13 50.000 107256 5,362.83 104.150 5,207.50 -155.33 LT
Security total 500.000 105834 52,917.17 52,075.00 -842.17
continued next page
SDNY GM 00021984
CNP700030056•3927 NPT000193349 00005 1115 030575004 010000 Page 9 of 12
CONFIDENTIAL
EFTA_00132604
EFTA01274741

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bendel Advisor,
Friendly account name: Indio V49920008 SCOTT STACK MANY LYLE CASRIEL
November 2015 Account number-
Your assets . Equities . Common stock (continued)
Purchase pots
Trade Rioter average pr Prise per there Vdueon unrealized Hddng
lacking date of shares per share (I) Cod basis (S) on Nor 30(p Nor 30($) gain or loss (4) period
SINGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
EAI: 42,120 Current yield: 4.43% lan 29,13 1,060.000 28260 29,95560 27.120 28,747.20 -1,208.40 LT
Apr22, 13 440.000 29820 13,121.15 27.120 11,932.80 -1,188.35 LT
Jul 12, 13 265.000 30.551 8,096.17 27.120 7,186.80 -909.37 LT
Security total 1,765.000 28.993 51,172.92 47,866.80 -3,3C6.12
STATOIL ASA WON ADR
Symbol: STO Exchange NYSE
EAI: 1562 Current yield 4.41% Jan 29,13 610.000 26.533 16,185.31 15.370 9,375.70 6,809.61 LT
Apr22, 13 205.000 25.765 5,281.88 15.370 3,150.85 -2,131.03 LT
Apr 22, 13 170.000 23.274 3,95612 15.370 2,412.90 -1,343.82 LT
Apr22, 13 135.000 25.785 3,481.05 15.370 2,074,95 -1,406.10 LT
Jul 12, 13 330.000 21.423 7,069.66 15.370 5,072.10 -1,997.56 LT
Security total 1,450.003 24.810 35,974,62 22,286.50 •13,688.12
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: TSM Exchange: NYSE
EAI: 4480 Current yield 2.54% Jan 29,13 800.000 17800 14240.00 22.760 18208.00 3968.00 LT
Jul 12,13 30.000 18.434 553.04 22.760 682.80 129.76 LT
Security total 830.000 17.823 14,793.04 18,890.80 4,097.76
UNILEVER NV N Y SUS NEW
KETHERLANDS SPON SKIN ACR
Symbol: UN Exchange: NYSE
EAI: 11,909 Current yield: 2.68% Jan 29,13 930.000 40.500 37,665.00 43.740 40,678.20 3,013.20 LT
Apr22, 13 445.000 41.074 18,278.06 43.740 19,464.30 1,186.24 LT
Jul 12, 13 255.000 41271 10,524.33 43.740 11,153.70 629.37 LT
Security total 1,630.000 40.778 66,467.39 71296.20 4,828.81
UNTO OVERSEAS BK LTD SPONS AM
SINGAPORE ADR
Symbol: UOVEY Exchange: OTC
(Al: 11,217 Current yield: 4.54% Jan 29.13 650.000 30.540 19,851.00 27.450 17,842.50 -2,008.50 LT
Apr 22, 13 100.000 33.492 3,349.24 27.450 2,745.00 -604.24 LT
Jul 12.13 250000 33.180 8.295.00 27.450 6.862.50 -1,432.50 LT
continued next page
CHP70003005643928NP7000193349 00005 I 15 030575004 01I gOpecom00027Byis 10 of 12
CONFIDENTIAL
EFTA 00132605
EFTA01274742

UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your el mandril Advisor:
*DUBS Friendly account name:Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
2015
November Account number.
YOLK assets Equities . Common stock (continued)
Purchase OW
Trade Number Averbgt pike Price per share Velue on U Necked tiddng
Ncldng date of shares per share ($) Con basis (SI on Nay 30(1) Nav 30(S) gain Of IOSS a) Period
31.495 31,495.24 27,450.00 -4,045.24
Security total 1,000.000
VODAFONE GROUP PLC WON ADR
Symbol: VOD Exchange: OTC
EAI: 31,779 Current yield: 5.10% Jan 29,13 796.294 50.164 39,945.60 33.560 26,723.63 •13,221.97 LT
Apr 22, 13 2.727 54.627 148.97 33.560 91.52 -57.45 LT
12,13 239.979 54033 12,966.80 33.560 8,053.70 -4,913.10 LT
Jul
Security total 1,039.000 51.070 53,061.37 34,868.84 -18,192.52
ZURICH INS GROUP LTD SPON ADR
Symbol: ZURW Exchange: OTC
33,092 6.54% 29,13 825.000 28.470 23,487.75 26.260 21,664.50 -1,823.25
EAI: Current yield: Jan LT
Apr 22, 13 6135.000 26251 17,982.21 26.260 17,988.10 5.89 LT
Jul 12,13 290.000 26.739 7,754.57 26.260 7.615.40 -139.17 LT
1,800,000 27.347 49,224.53 47268 00 -1,956.53
Security total
61,146467.68 61,185.403.31 638,138.52
Total
$42,576
Total estimated annual income:
Your total assets
Pe aentNe of Cost Enraged UritaarJ
value on Nov 30 (1) your account basis (I) annual incur, (1( Barn Of ($)
Cash Cash and money balances 67329 0.06% 67329
1,185,403.31 99.44% 1.116.667.68 42,576.00 38,138.52
Equities • Common stock
$1,147,340.97 $42,576.00 $38,138.52
Total $1,186,076.60 100.00%
• Missing cost bads infamalcn
Account activity this month
Dalt AcIhay Description Amount (1)
Dividend and intenstinoome
2 1500 827.40
Taxable dividends Nov Foreign ENDS SPON ADR PAID ON
292860105
Cwidend CuSIP.
Total taxable dividends 6827A0
Total dividend and interest income 6827A0
00021986
SDNY GM
CNP70001005643929NP70C0193349 00035 1115 030575001 010000 ►age 11 of 12
CONFIDENTIAL
32606
EFTA_00 I
EFTA01274743

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your It Bendel Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
November 2015 Account number:
Account activity this month
(continued)
Date *entity Descrotion Amount (S)
Fees Nov 2 Fee ENGIE SPON ACM -30.00
Total fees 430.00
Date Athilly DeSospoon ArrVunt (I)
Other funds debited Nov 2 Transfer JOURNAL TO GHISLANE MAXWELL -2,104.18
Nov 2 Foreign Tax ENGIE SPON ADR -124.11
Withheld
Total other funds debited 42.228.29
Date Activity DescrOtion Amount (S)
Money balance activities Oct 30 Balance forward $2.104.18
Nov 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11102115 • 1,430.89
Nov 30 Closing UBS Bank USA Deposit Account 3673.29
The UBS rant USA DtDOSit Account Is your primacy sweep canon
CNP700C0005643930NPT000193349 00005 1I 15 030575004 Oligattpcom000Ino 12 of 12
End of statement for account number-
CONFIDENTIAL
EFTA 00132607
EFTA01274744

Important information about your statement
LEIS Fivancial Services tc. the F im or UEIS Financial - Nyle, r nattr rd A-oor rir m,-N-or t r,-; claim for tali. The SIPC asset protection limits aPPIN account Inekt, you choose one Of the following
Senkes)l is a merrter of all orincgol morays canon* — Mote the error or tie transfer you re stare all a-ccunts that you hold in a panicuta- capacity. inesment °burner
and cote:re exhapes. LBS Ft-encial Services and LIES EWA, and explah as dealt as ycu cats shy you The Fire, together with certain affiliates, has also • Produe Currentbacome. l nese es seekng the
Bank USA are rdrect stbsidieras of LES AG and belies t is an error a why you need more authored oxpbrnental protection. The marten generation et income irk
affiliates of LBS Searitin U.C. The Filets fronded komotion mount payable to al *Pat cants, coat-Week ache • Adak °peelA ppreciation Imentrnentt seeking
statement is available upon ocean. The Fern's wean* — amide the dollar amount d tie suspected emu. this praecicn is 1500 millon as of Decenter 10, 2013. growth of prncpal rather that the peroration of
off ices are a:
The Firm a Ord Issuer MI inenigste put umpaire Stbact to the poky corditons ad Imitations, cash a • Produce Combinaton of Wane ad Capital
UBSFinincul Sweat Ix. and MI correct any error promptly. I we take mom tan the am is further protected fa cep to SI 9 million el the Appreciaton easements seekag both the generator
1200 Harbor B:ukvard 10 banns dap to do tit we will craft your actor.* agg'egae for all sour amounts heed it a particular el income and Garth of pritpli.
Weehmken, NI 07086 For the angst you thiic 6 at error, so tat yr. will have opacity. A Iii mew of lie poky racing is available
the use of the money grip the tare it takes us to upon request. Overall Sc penes
This statement represents the ally official raced of yea templet. Our inespetion.
U35 Financial Services want, Other Nara rapt The SIPC protect en and the supplemental protection • Conservative: Seeks to marain nitial prirepat with
r ° e o m fa t i s b s i e t io r t n e o , l i p e d e d o a r c s a u e m n re e n p I t f o s p . t c h u o i n m b ta e m in a e i d n d i g a t h t c e e o ly r n e n f l i i s c k t a i i n n t g i e n d r g a n t x t a o o s t r h h o e u ld I s l h ik t a a s n ) t S e c 9 m e m a e l n a in t k s e h t e a a u ll t t c i : o h M n e c r i k d r s c t p o a a t r y e e a d b p l o a e n y to t a i t e c h c e t u h F i s a i e n n t n I o e o f e r t s h t , i i a e s c onnts • b o y C th o e u a r r t e a n n c o c f o i t n u a a n P n t c P v ia a ly l l u t a o e s ) s b et u s t c h o e n l t d ro a l w le a d y b M y o (a rn n U d B in S c F lu i d a e n d c n ial t l m a h w a a t n r m is e e k a a a n n s r d e t h v a e o r l m * a c il a i o t n y a d to m t t d a h o y e e r s a o n - t c O k o t e r g e n e p n o p e a w r c a r e t a e w l s , i e a th v i e d n c i a f nt
Branch Manager of the deice pang you account. m pay y s b m e t s u fo b r je N ct a to r m a a ; i p -c u e rc n h t a r s e e s le a e n s d , c c h h a a r r g g e e s s f k or r l u at n e p aid L S E e I r S vi A ce G s S (e k . a g m ., le ce rd rt b a u in n 0 c y h c , a ( s i h d a i t - t L u B ra S r o B e a r p k o . e (i t ) i c c % a ll at • M int a a k ti t o e n re . . Willing to accept sane risk to pintpal and
Athappi al hares shows are ntended to be accurate. arrants n cash accouns. Accounts that are varderred including variable annuities. and OW shares of rued tolerate sore votatlity to seek I41er returns.
statement data shaild not be used kr to purposes Rely to other inStalitiOnS May be subject to a trawler fee. funds where such shares are registered drectk n the • Appetite: Wiling to accept high risk to prnopal ad
soak on yeavend tax Icons. Form 1099, Sat none of the account holier on the books rd records hip wife's* to seek highreturns our time.
10425, etch whin preprergyour at return. The Fine a UM Sweep Optima of to applicable Soar a transfer agent).
required by low to copal to the IRS all taxabk divident, URS offers options foe sweeping cash belencet balances • Celan minimal contacts or hattnent interests Statement liouseholdne
report** rentaxable dwands and taxable niece* to bank deposits at UBS Bak USA and U3S AG Stanford (eg.. limited pertnenhjas and prime placements) cat We may consolidate at related account statements with
eared en securities held nye." acont, net proceeds branch (Bank Weep Programs), money market mutual are rot registered under the Securities Act of I933; the Sane address n the sure emreace. ACCOaltS may
at sale transactims, and OW bas* entertain covered fads (Matey Ftna) and the Internet cnal Depose ad be related Ice this purpose baste they have await
scarifies. Amon (0A)fa customers with an international • Coennoditres corrects (e.g, foreign exchange and who ako maintain Pin acorn relationships with other
Itefanie Itavagemert Account. Through the Bank pre sea metal ortredg including futures antrach clients at the sane address. This practbe 6 knave, as
Contetnications with the Fain Sweep Prepare. cash balances are swept to 111358a-k ad commodity option contracts. •hotemiroling 'Ilya; prefer to meek Pdiodual
• Please re-today, any oral cormancatons in wring USA up to an established lent ad then to UBS AG statements mated in separate erwebras — you may
to further protect your rips, bylaw yau ripe, Stanford Branch a a Monty Fund. Deposits at U85 The SIPC palatal and 0'e suppemental potation do decline hauseholding by sang you F henna akar.
ader the Sautes Investor Protection Au (SSA). Bank USA are FDIC inured in eccoulance with FDIC not apply to these abet, then 4 they otheraise appear
• B thelinnet inflation en the top left of the kern nat. For mere incrinatir pease kit virmfdic got. on you statements. If. SEC protection ad the Friendly Gown name
of this statement is not UBS Financial Serykes, LES Deposes at UBS AG Stanlad arch ad shags of m*Plerreental protection do not pawl pant changes The Friendly accent rune reflects nf °maim that you
Frencial Senates tames actr account as clearng Map Funds are rot eared by theEDIC. an tie motel vale of pi investments abetter a a entered en the firm's onine services waste. It a a
tracker by anangerrent vouch the rdcated annetton result of market movement, issuer banruptcy cutornitable 'nielnerrat • clown by yr. to and 1,0J
We Wormed you of this reletorehP 'teenyou Through the Ok available to ease alms are weep( to altered rah your recordkeeping t has no legal effect an your
opened this accord. in Ng cast your trds arid deposi accounts at UBS AG New Vol. Wench ad LBS account. You can change pa Rien*accotrit names-
sautes are 'crated a UBS financial Services and rot AGCaoran Bramh these deposits are not hared by More information is aval*le torn reasest You may through Untie Services or by contactrg you Financial
tie Proolag broker, ad you rust mace areport the FOC. Balances held at the LBS AG Cayman Barth obtain more information about SIC, rclidirg the 51K Advisor.
of wry era or amain to both firms. ate temporanly noosed to the sovereign net of the Brochure, by contacting 51K a 202-371-8300a by
Cowan Nana, and there is no suarate a other useng the SIC rebate at wow.alphoop ACCOWt overview
All accent statements shall be deemed complete and *paten of LBS AG to repay the balances Abile cash. • Vale arra accounegorrthfo. Net of assets and
accurate a not objected to its *rag within 60 days. LEIS Cayman's Brach's books. Dividend Renvertanent Program (DRIP) liabilities.
The prise reflected 6 an average peke You may obtan • Asset. 'alas avail* cash balances, vast Ice
• Please drect customer complaints or Pcbeies to he Deposits at MS Bat USA and each UBS AG Branch are the actual price 'temps Fnancial Adesor. Or whole restricted storey lest), and Global tine Deposits,
Fike Clem Wakens Depavnent a 201.352.1699 not protected by SIC. Money Find shays are protected thaws re purchased aide, DRIP; panel shares will be u-realzed marks to make, and certain mots not hell
or toll-free at 8C0,354-9103, 8:00 A.M. to 6:00 P.M by SRC See *U35 Froncial Services Accost Potectar wet ad the each wa be deposited h your *cant The by the am. Does rot include unitted poste; assets
ET Monday through Friday, a in wrap to U3S bebvv.. 6viderd reiwestment price supplied by the issuer may at the end of the prior and grunt statement periods, or
Fe-uncial Winces he, Client Relations DePalmentr Offer (ram the market price at which the partial shares prima incesinwet aerated stock °pions and
P.O. Box 766 Union City, NI 07087. Upon 'Ur recant, balances in tie Bank Sweep an sold temeable stock options
• h me of errors or pastime about an electronic Creepers or OA may be withdraw' and shorn of a • Lieaberes Includes debt b•lircin, outsta-ding may,
funk transfer WO.lei psyment a UBS Vetdebit Money Fund may be liaidated, ad the proceeds Caeletaliew Iona, credit lie, Olson account balances.
card transactions, call IP0-762-1000, cravat to UBS returned to you tryout senile, amine. City whole units may be hOd in vote account. If you re • Cashatonee balances. Total of uninvested available
anneal Services ex., 1000 Hater Blvd... 6th floor, evened to a pa-lial unit as a result of a raided parnenf cash balances, plus UBS Bak USA deposit biirces,UBS
Weehawken NI 07086, Aare RIAM3SA Senras. FIS114. Hampton about available sweep opens, a otherwise, the Firm call ether sell penal inks at AG Stanford Branch depose balances and minty matte
inclaSng oarent Peered rates and yields, k eatable at monk pie a accept an anount determined Iv a MALI and sweep Wane', at the axe of the
Cal a write as soon a You can if you thin your mentintonlsweepyeln, horn your Froncial Advisor required clowns agency. a-idcredit your acorn statement period. Hooka-repay free credit balances in
statement or receipt 4 wow or if you need more or by eating 800-762-1000. your accord are rot segregated from other balances
incernaten tea a treader en the staement or Investment objectives ad the am may use any of these funds in the ordnay
reap. The Firm or Card lesser (as Appluble)must UN anemia Service' amount protection The returner* oblate*, ad risk profile ay speck to came of itslaziness. These funds repayable upon
her from you no lay then CO days after tie Fir The Fir 6 a member of re Staines Investor Protection each account and may ay between. Please adieu the your domed. This total is included in the cumnt period
sent you tie fist statement end-Writhe errer or Comoraten (51PC), which protects securities routs of ampromptly ,n wrap of ay significant change in pa closi-g value.
redolent gland. As members up to SS00,000 (ncludn9 52 t0,000 for financal situakm or nestmert cbjectives. Foe each
SDNY GM 0002 19&B
CONFIDENTIAL
EFTA_00132608
EFTA01274745

Important information about your statement
(Ca ltinued)
Lending information you win*: actaaky mane n the rnarket Prces we — 'Perbeakins to date' may Mate returned - h addition to commessens received in connection
For detain informatn on the Fins lending practices °bland ban erns red piny sources which ow income sr both. nth the safe or distebtAion of anedy contracts
and nekeureu, 0(400 to nu Clem Relatcrithip bedew to be reliable, but ne do not guarantee der — 'Cognates.' sze• represents the nitul along and ins neestment trust units to our clients, we
Comment or Aeccure Agreement and the General ataxy. price Per tins and may nre Miler you cost base ander as affiliate retain ewnea dying
Team at Conditions LOS Statement of Credit Practices - We 9orty* use the dosing twice "Awn avabbio or reapa ttics. from miry of the Murree
mailable in Agineenend andOimbsunis at the mean of the bid and ark prices for tinted • Restricted seanties Restrdted securities aneroid (orreries undernert the amity contracts,
wwwetharonarrountnneesan securities and colonsor ond bed prices for OTC are not arreend eligible for publk salt LOS Financial allhates of We irourece ccenpanies or spcosoes of
securities. Servs*r uses the metal pike of tee unrestricted stook the ant investinent trusts we drsidate.
yew meets - Less actireb traded wcurit in meg be priced using a of the same issue as an imputed value for the — Cur artistes also rehire trading cornett:on% ad
an stamen Renews securities and other assets held vakation model a the most recent pie we restricted stock tor purposes neha 3620ar Or* 014 To other compensation from naval ken and
in the account at the end of the summon period. You obtaned and may not reflect an actual motet vice the 'dent that to:Critter; securities are *liable for we, insurance companies whose products we annul,.
may ask for chivvy ci Idly paid securities al any tine. 0 wake. the value received may be substatald less than the — We receive an moat fee horn LOS Br* USA and
You may recent. securities used as loan coareral alter - Certain positions may appea with:O1a price and hinted value shown UBS AG Stinted Branch of up to $25 per accosts
paying any balance edit on therm Any senates will thaw sake was not avelable• k we re sweeping to the banks under the UBS Bank Sweep
In oh. PRIto the Firndring the statennt pent are untie to obtain a price for a warily • a Onimeted) mama, onset yield, and Mew Peograms.
lands truest vale as of the fed of the simmer', — Deposits a wanes denominated rs currencies An ninate of area income is bawd on current
Pend other than U.S. dons are reflected a the ethane. dreidend and Merest rates, waning the securities will Adivity
• Cost bath- In deafening the con basis of the rate as of in statement date. be held for cite year from statement date or wail hierantionregardng commissions and other charges
searees kxtuded this statement where indcated - For sedan securities axing in nencedermeg maturity Ths esunme is or.' a omit's*. accuracy incurred n correction with the execution of trades.
with the number LOS nuncio' Sorrier) An relied demeninaikeek price and quantify date wind may and continued warm are not guwareeed exadrig open transactions has been included en
conformation obtained from sources other than UBS havebeen adpsted to trete'e proper vabstion — Earned anal Mane and current yield for conlennions devout, furnished to you, art will be
Finite' Sena% Mining nf «maroon Iron another To obtain current tenants, *Awn mit* coma cerlan types of securities could nclude a return of provided to you provroth on recwest.
fins a that you may have provided to your fnancial yeti f nancial Ades«. PrncPal or capital gains n Wroth case the est
Menu The Fen tae not indtweiterely cr income fart thane yet) would be overstated. chart Slit
garnet the accure with of are Monition • Private neestenento and structured produces. — (envied anal kern, and worm *Id and the I you ate engaged in sheet selfng a security, en may
Worded by tames new than LIBS Financial Secedes Mate inestetwa securities fix Wing drect actual hen at yield night be laver or higher mar a charge dm to certain borrowit costs foetal
partictation program and real estate iniellenent roust than the estraded arrant,. Particular secunty.
h sollIkru though LOS Financial Straws generald securities) and strucued proddcts are generally WU, — An innate of atkalized income (distend odor
updates this incaution as it is received the FT, 114,4 Cron structured pedant haw not been interest) denied by the current mike Open cedars
does not povide my assurances that the infoemann registered with the Securities aid fechrw yakselayiratf balance is bawd an the an dividend Regarding open a 'scod-likcancellee «dem that
under "Cost basis' and "Unealced gars to is Cannes:A a under any slate securities laws. We or ^Iron Payment made by the issuer and were not wanted by the datemem date, open buy ad
acute as of the date of this statement. As such amide throated vases lot private oreetrrent assures the sear endepost will be hell for one sell Moored° are reduced by the snouts of detects
please do not reh on this Monnation to make secant and structired products fee inter ratitcnal year from the statement date a unul nuttily. or apts on an exidwidendl or aright date unless
webs* a sale decisions, for the p-rposes gatu0sts nay. Accuracy is ne garanten. Accuracy and continued irk, me net gestated instructed otherwise by nay You ane moons'''. fa
otherwise. Account. trend eened to the fro may — These salon may differ substantial,/ from prices, if orders that re treated due to you failure to cancel
ref km °artless Manson onyi for the period cis trey, at *hilt a private iwestment seculty • Assets not held by UK Financial Services. Oen in "Ora? QOM Orders.
tire they are held a the fan More historical structured prodixt may be boadst a sold and do assets are not held by the Finn and not sushi, the
mformalien can be riled by you Anoxia' Anne. not necesurity represent the yak* you ray were Fords possession or control. These assets are Privacy
upon liquidation, deployed on ytorr statement for hormatonel To cbtain a copy el our current Clem hiracy Notice.
• Unrealised gaiisfiones Man data is - Thid party whinges of was aro as of a torten purposes only. Positions and values presented are pease rental your Francial Aden- or visit our websin
estimated urrealized gird fosses are adulated for dale and are supplied to UBS Nuncio' Services an a ponied by the knit Inn. LOS Financial Services is strew edit rom/oriv murals./
veleta' seamy lots. The transaction data for regular basis by an independent vitiation I Wm. not resporrobR for this inlornudon and nes nee
rtiedeat lots may or may not Man oweissienk - bath'. 'Wirral pane. Of Weber *stinted values. guarantee its accuracy. these assets are rim protected UBS rinancial Services is not a ban The BMA, Bushes,
changes ardor wash reorganization events. if any, are supplied to the Smith the gear. by SIC or the Ends asplemental SIPC coverage. Stevan Account BSA and IRMA are bedurage accounts
Dindend and other reinvestment lots and systematic preeralparow or spore« and may be calculated which provide access se barking services and products
purchase bas are each cent:fin to display one based on &erect ihrmation tram that used by • Revenue shoring and additional compensation. though arratements vet of nated banks and other
swaged lot The Trade dale' cant presents the third petits to dear their esteemed wakes. — In addition to CCOVVIYSted on was and 12b1 lees thrd-party banks, and provides access to insurance and
orgaW uarnacroon trade date. - You can nein addinrul rionnation regarding received n ecrnecton web tie Onturion annuty prodat issued by unallikkedthrdeany
the methodology used to determine the estimate nvaul kit to CV clones we ands our aflame insurance companies through Murano* agency
• C th a e l l i a s b su le er s o e a c f u s r f i o ti r e e s a B en te d d s e a r n iP d h p a r n ef w err d e b d e s t s o e c l k e c t t h e a d t b v a al s u is e f a o n r d t h th e e e s d t a im te a o te f b th y e c i o n n f t o a r c m ti a n t g io y n o t u h r a F t i i n s a t n h c e ia l a m n a d im ." t r r e i v c e o n t u s e o s f h a th ri e n g m P ut e ua r l n fu a n d f s r o th m a t d k w tr e i b se u ll t . e n subsidiaries al UBS Financial Services W.
martial& by lot Iran among all seniority of that Advice. Ruse amounts are based «) two efferent Inestment, nsurance. and rnuny products:
issue held in our rame or n none** nano la our - Thiro ashcan-ad vibes may be reflected as contenents 0 the amount of sales by LOS of a Not FDIC rend • No balk guventen May lose vane
clients Call Nature infcenaticn is obtain from third 'Not priced' in several snakes: when an pankuler mutual fund tany to our clients. and 40
parties and its accuracy is not guaranteed. Other call independent solstice Inn has not suppkedor is the asset mace of a particular canal lend I amiVe RMA. Rhone Management Account. Business Secedes
features may exist etch could rf ea yiekt complete unable 1O Mtn a vats, when we become awaro stares held a the fins Account BSA, BMA and international Resource
Stanton will be prodded upon request that a material event has marred that may call a — We and our Ante ato receive networking and Management Afford are registered service marls of
previously repented vela inics quakes, a non ambits processing lees in consideration Nan UBS financial Santee tic
• Certificates of deposit (Os). CDs ore FDIC awed value watt be tag* speculate. due to the mare turd es agent crevices that we pone to the
up to (29D.000 in mixt* and accrued interest per a the security. mutual funds These faeegnwraly are paid from Visa Sign/tux a a registered service mark of Yea
dense« at per depository tartans naccordarce — When neither an *suer, general palm or sponsor investor assets in the mutual fund aid are a fined Imarnational Witt Signature aen cads and WS
wat, RAC rules. estimated value nue a thrd-party estimated rake is dour amount based on the member of accounts at Visa debt cards are issued by UM Bank USA with
Provdod the value of the security...Abedifferent the boakerideake holds"; nasal hats of that fund pennon horn Via USA exonerated.
• Pritehalue Pens dittoed for wart:a and other kcal es probate price family
prookas may be higher or lower than there're that USS Financial Savices Inc Rev. 201511
SONY_GM_00021989
CONFIDENTIAL
EFTA 00132609
EFTA01274746

UBS Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
ENP7006075059 Ill 5 X12 Y1 0
OHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Incliv.V49920008
Account number:
Your Financial Advisor:
SCOTT STACKNIANILYLE CASRIEL
Phc,te
Questions about your statement? Value of your account
Call your Elnan,:Ia. Advisor or the
RMA Resourceline at 800-RMA-1000, On November 30 (1) on December 31($)
account
Your assets 1,186,076.60 I ,010,341.52
%Stour website: Your liabilities 0.00 0.00
www.ubscomtlinancialservices
Value of your account $1,186.076.60 31,010,341.52
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 41,469481.00
S Thousands
1,469.5 Net deposits and
•
withdratialS 4443,88957
11861
"alr 1,010.3 Your MeStnent return.
Dhedend and
interest income $53,270.84
Change in
market value 468,524 75
Value of year account
on Dec 31, 2015 31,010,341.52
Dec 2014 liCv 2015 Der 2015
SDNY GM 00021990
Member SIPC EliPI0004036075050 Mr/000311876 °C00S 1215080575004- Page 1 of 14
CONFIDENTIAL
EFTA_00132610
EFTA01274747

sUBS
UBS Strategic Advisor Account name: C.Hai.IN, ' ' L. Your Finandal Advisor.
Friendly account name: Indiv Weir- - - -7 STACK PAAMYLE CASK].
December 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 1,010,341.52 100.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets S1,010,341.52 100.00%
C
Value of your account $1,010,341.52
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
ENP70004038075094 NP7C003I 1876 °COOS 1215 03057505g ileat,n/ Git00021§me 2 of 14
CONFIDENTIAL
EFTA_00132611
EFTA01274748

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
4`UBS
Friendly account name:today V4992C008 SCOTT STACKMANLYLE CASRIEL
December 2015
Account number.
Change in the value of your account Summary of gains and losses
December 2015 (Sr Year to date (I) Varies reported telow exclude products for which gam and losses are not classified
Realized gains and losses Unrealized
Opening account value $1,186,076.60 $1,469,481.00
December 2015(51 Year to date (I) gains and loves (I)
Deposits, including investments
transferred in 0.00 1,506.30 Short term 0.00 -804.37 0.00
Withdrawals and fees, Long term -507.22 -14,694.97 14,363.03
including investments transferred
Total -$507.22 -$15,499.34 $14,363.03
cut -154,048.12 -445,391 87
Dividend and interest income 2,29108 53,270.84
Change in market value -23,977.04 -68,524.75
Closing account value $1,010,341.52 $1,010,341.52
Dividend and interest income earned
roe purposes of rn statement, taiao:ity of interest ono dndeno income r, been determined from a Lr5
Inv «paling persprdine. Based upon the residence of the account holder, account type, or product two.
some interest ardor dvidend payments may not be subied to United Staes (UA ardor Puerto Rico (PR)
income tarts The tient month statement is not intended 10 be used and coma be rate umn ice lac
purposes. Clients should refer to the amlictle tar reporting forms they recent Iran 185 smugly, such as
the fOrmS 1099 and the PenT6 480, fa I& «Vont) information. It IS the make Of U85 to file the
axlicatre tat reporting forms with the u5 interr* Revenue Semce and PR Treasury DePallment and in
such forms accurately usury dwdenct andice interest as tat exempt or ta<able interne. Pleat consult year
indvdual tax prepare,
December 2015(4) Year to date It)
Taxable dividends 2,290 08 53,264 45
Taxable interest 0.00 6.39
Total current year $2290.08 $53,270.84
Total dividend & interest $2290.08 $53,270.84
SDNY GM 00021992
DiP70004C08075095 erP7C00311876 00005 1715 0305750N Rocco Page 3 of Id
CONFIDENTIAL
EFTA_00132612
EFTA01274749

UBS UBS Strategic Advisor Account name: GH1SLAINE MAXWEU. Your lq sandal Advisor:
Friendly account name:Indiv WI 2 SCOTT STACK MANLYLE CASRIEL
December 2015 Account number.
Cash activity summary Loan summary
See Account acthity tins moNntot detals Bdames In your Sweep Options are Indudedin the cperony and Year to date loan interest 827.62
closing bdances vat. FDIC Insurance tixdies only to deposits at u85 Bank USA, not to deposits at UBS AG,
Stanford &arch or bank deposits piacedthrough the UBS inteinationd Depose ACteent proaam. SIPC
protection applies to money market sweep fund holdings but rot bank deposits. See Important inbrmatkon UBS Bank USA Deposit Account APY
about your statement on the tau hhO torso( this document for detals
December 201511) Year to date (S)
interest period Nov 6 - Dec 6
Opening balances $673.29 $3,054.91
Opening UBS Bank USA Deposit balance Nov 6 $673.29
Additions
Closing UBS Bank USA Deposit balance Dec 6 $264.03
Deposits and other funds credited 0.00 1,506.30
Number of days in nterest period 31
Dividend and interest income 2,290.08 53,270.84
Average daily balance $577.04
Proceeds from investment transactions 151,084.75 388,205.39
Interest earned $0.00
Total additions 5153,374.83 5442,982.53
Annual percentage yield earned 000%
Subtractions
Professional management fees and
Your investment objectives:
related services 000 -7,118.71
Other fees -40.51 -1,172.29 You have identified the following investment objectives for this account if you have questions
Other funds debited -154,007.61 -437,100.87 about these objectives, disagree with them, or wish to change them, pleas* contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
Funds withdrawn for investments investment objectives in rmportant information about your statement at the end of this
bought 0.00 -645.57
document
Total subtractions -$154,048.12 -$446,037.44 Your return objective:
Current income &capital appreciation
Net cash flow -$673.29 -$3,054.91
Your risk profile:
Closing balances $0.00 $0.00 Onmary Aggressive
Investment eligibitity consderatco - None selected
Withholdings and tax summary
Your account instructions
December 2015 (1) Year to date (1) • You account cost basis default closing method is FIFO, First in, First Out.
Foreign taxes paid -221 32 -4,493.33
Prior year(s) adjustment 000 21 94
Total withholdings and taxes -$221.32 -$4A71.39
EriP70004008075096 Ne70003118760CC0S 1215 030575004 I l0ttillYGM00021tIne 4 4
CONFIDENTIAL
EFTA 00132613
EFTA01274750

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
*UBS Friendly account name: lochs, V49920008 SCOTT STACK MANLYLE CASRIEL
December 2015 Account number.
Your assets
Some prices, Income ard current vanes sham may be appreermae. As a result. gains tnellosses ma; 1101
be &crudely reflected. See enportern infopeasen about your steatite; a Ilse end 01 dis &cured (or
mare Inforrnuton-
Cash
Cash and money balances
operingOdince ammo bateCt Pike per share Average DMdenalnierest (
Hddng on oec i (5) on Dec 31 (I) on Dec 31 (I) rate period period Cap mount es)
1165 BANK USA CEP ACCT 673.29 0.00 250.000.00
Equities
Common stock
Purchase plea
Tr8Cle ktirebet Average pike Nice per stun value on Ulliefillied Hddng
Hddng date of shares per shame (S) Cost basil CS/ on Dec 31 (I) Dec 31(1) galn or loss 0/ 00100
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 41,007 anent yield: 4.06% fan 29,13 420.000 25.065 10,527.30 33.950 14,259.00 3,731.70 LT
Apr 22, 13 170.000 25.667 4,36153 33.950 5,771.50 1,407.97 LT
Jul 12, 13 140.000 24.720 3,460.92 33.950 4,753.00 1,292.08 LT
Security total 730.000 25.139 18,351.75 24,783.50 6,431.75
BAE SYSTEMS PLC WON ACR
Symbol: BAESY Exchange OTC
EAI: 41,211 Current yield: 4.11% fan 29,13 1.000.000 22.160 22,160 00 29.455 29,455 00 7,295.00 LT
BHP BILLITON LTD WON ADR
Symbol: BHP Exchange NYSE
EAI: $1,079 Current yield:9.63% Ian 29,13 320.000 78.520 25,126.50 25.760 8243.20 -16,883.30 LT
Apr 22, 13 30.000 63.865 1,915.95 25.760 772.80 -1,143.15 LT
JO 12,13 85.000 61. 002 5,185.23 25.760 2,189.60 -2,995.63 LT
Security total 435.000 74 087 32,227.68 11,205.60 -21,022.08
CELITSCI-E TELEKOM AG DE SPON
AM
Symbol: DTEGY Exchange: OTC
EAl: $2,276 Current yield: 2.98% Sep 16,13 1,275000 13387 17,05945 17.880 22,797 00 5,727.55 LT
Sep 17, 13 1,150000 13359 15,362 85 17.880 20,562 00 5,199.15 LT
continued next page
SONY GM 00021994
ENPAX0400E075097 HP7000311876000051715 030575001 MOO Pogo S of 14
CONFIDENTIAL
EFTA_00I326I4
EFTA01274751

UBS
* UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your it sandal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANY LYLE CASRIEL
December 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase pace
Trade Notate Average price Price per strive Vdue on Unredlzed Hddng
Koenig date of shares per Share (S) Cod bads (S) on Dec 31 (5) Dec 31(S) gain or loss (1) period
Sep 18, 13 990.000 13393 13259.17 17.880 17,701.20 4,442.03 LT
Oct 10, 13 855.000 15.481 13,23668 17.880 15,287.40 2050.72 LT
Security total 4,270.000 13801 58,928.15 76347.60 17,419.45
DEUTSCI-E POST AG SPON AOlt
Symbol DPSGY Exchange: OTC
EAI: $910 Current yield 3 2 8% lan 29,13 280.000 23.900 6,692.00 27.780 7,778 40 1,086.40 LT
Apr 22, 13 720.000 22.581 16258.75 27.780 20,001.60 3,742.85 LT
Security total 1.000.000 22.951 22,950.75 27,780.00 4,829.25
ENGIE SPON ADR
Symbol: ENGIY Exchange OTC
(Al: $1,481 Current yield: 5.61% Jan 29,13 240.000 20.779 4,986.98 17.600 4224.00 -762.98 LT
Apr 22. 13 380000 20.919 7,949 37 17.600 6,688.00 •1,261.37 LT
Jul 12, 13 215.000 20.144 4,330.97 17.600 3)84.00 -546.97 LT
Aug 21, 13 285.000 22.200 6,327.10 17.600 5,016.00 -1,311.10 LT
Aug 22, 13 140.000 22.508 3,151.20 17.600 2,464.00 -687.20 LT
Aug 23, 13 240.000 22.418 5,380.51 17.600 4224.00 -1.156.51 LT
Security total 1,500.000 21.417 32,126 13 26,400.00 .5,726.13
UAW SMITHKLINE PLC AEA
Symbol. GSK Exchange: NYSE
EAI: 42,462 Current yield:6.01% Jan 29,13 330.000 45.615 15,052.95 40.350 13,315.50 -1,737.45 LT
Feb 13, 13 320.000 45.645 14,606.46 40.350 12,912.00 -1,694.46 LT
Apr 22, 13 245.000 50.630 12,404.47 40.350 9385.75 -2,518.72 LT
Jul 12.13 120.000 52.904 6348 48 40.350 4,842.00 -1.506.48 LT
Security total 1,015.000 47.697 48,412.36 40,955.25 -7,457.11
IMPERIAL TOBACCO GROUP PLC
SPC44 AC4 1
Symbol. ITYBY Exchange: OTC
EAI: 32,852 Current yield: 5.24% Apr 25, 13 60.000 70.891 4253.51 105.750 6345.00 2,091.49 LT
Apr 26, 13 375.000 70.792 26,547.34 105.750 39.656 25 13,108.91 LT
Jul 12, 13 80.000 68375 5,470.00 105.750 8,460.00 2,990.00 LT
Security total 515.000 70.429 36270.85 54,461.25 18,190.40
conrinvednext page
ENP70C04008075098 HP7800311876 00005 1215 030575004 1162b/VGM00021§§84 6 41 14
CONFIDENTIAL
EFTA _00132615
EFTA01274752

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N vandal Advisor:
*UBS Friendly account name:IncIry V49920308 SCOTT STACK MANLYLE CASRIEL
December 2015 Account number.
Your assets Equities . common stock (continued)
Purchase pace
Trade Hunter Average price rexe per share value on Unredized Holdng
Hddng date of stwes per show (i) Cost basis (S) on Dec 31 (1) Dec 31 (1) gain or loss ft/ Period
mny GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 41,638 Current yield: 9.72% Jan 29,13 1,025.000 19.580 20,069.50 8.470 8,681.75 •11,387.75 LT
Apr 22, 13 590.003 17390 10260.10 8.470 4,997.30 -5,262.80 LT
Jul 12, 13 375.000 19219 7207.31 8470 3,176.25 4,031.06 LT
Security total 1,990.000 18 863 37,536 91 16,855 30 .20,681.61
NESTLE S A SPONSORED ADR
REPSTG REG SHS SWITZ ADR
Symbol: NSRGY Exchange: OTC
(Al: 31,719 Current yield 72.57% Jan 29,13 415.000 70.160 29,116.40 74.420 30,884.30 1,767.90 LT
Apr 22, 13 290.000 69.918 20,276.22 74.420 21,581.80 1,305.58 LT
Jul 12, 13 195.000 67.417 13,146.41 74.420 14,511.90 1,365.49 LT
Security total 900.000 69.488 62,539.03 66,978.00 4,438.97
(IPPON TELEG & TEL CORP SPON
ADR
Symbol: NTT Exchange' NYSE
EAI: 31,507 Current yield: 1.72% 64 22, 13 1,700.000 26 445 44,957.18 39.740 67,558 00 22,600.82 LT
Aug 6,13 510000 26.309 13,417.69 39.740 20,267.40 6,849.71 LT
Security total 2210.000 26 414 58,374 87 87.825 40 29,450.53
NOVARTIS AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: $2203 Current yield: 2.63% Jan 29.13 590000 67.877 40,047.61 86.040 50,763.60 10,715.99 LT
Apr 22, 13 240.000 72.512 17,40102 86.040 20,649.60 3,246.58 LT
Jul 12, 13 145.000 73.450 10,650.38 86.040 12,475.80 1,82542 LT
Security total 975.000 69.847 68,101.01 83,889.00 15,787.99
ORKLA MA A SHS WON ADR
Symbol: ORKLY Exchange: CC
EAI: $1,029 Current yield: 3.19% tan 21,14 710.000 8.052 5,717.56 7.835 5,562.85 -154.71 LT
Jan 22,14 220.003 8.190 1,801.84 7.835 1,723.70 -7&14 LT
Jan 23,14 315.000 8.282 2,608.92 7.835 2,468.02 -140.90 LT
Jan 24, II 185.000 8.147 1,507.25 7.835 1,449.47 -57.78 LT
Jan 27,14 135000 8.019 1,082.58 7.835 1,057.72 -24.86 LT
Jan 28,14 265.003 8.045 2,13108 7.835 2,076.27 -55.81 LT
continued next page
SDNY GM 00021996
ENP7OCO4c05075099HP70003I187600X5 1215 030575034 mow Page 7 of 14
CONFIDENTIAL
EFTA 00132616
EFTA01274753

BS
*U UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Ilnancial Advisor,
Friendly account name:Indiy V49920008 SCOTT STACK MANY LYLE CASRIEL
December 2015
Account number.
Your assets Equities . Common stock korionuon
Purchase pica
Trade tenter Average pace Price per stare Vdue on Unedited Hddrg
?Wring date of tram per thaw (I) Cod basis (S) on Dec 31(5) Dec 31(1) grin or Ion (1) period
Jan 29,14 390.000 7.991 3,116.53 7.835 3,055.65 -60.88 LT
Ian 30,14 245.000 7.849 1,923.23 7.835 1,919.57 -3.66 LT
Jan 31,14 260.000 7.878 2,048.46 7.835 2,037.10 •II.36 LT
Feb 3, 14 185.003 7.794 1,441.96 7.835 1,449.47 7.51 LT
Feb4,14 235.000 7.671 1,802.69 7.635 1,841.22 3833 LT
Feb 5,14 245.000 7.727 1,893.29 7.635 1,919.57 26.28 LT
Feb6,14 165.000 7561 I247.70 7.835 1292.77 45.07 LT
Feb 7, 14 310.003 7.528 2,333.87 7.835 2,428.85 94.98 LT
Feb 10, 14 250.000 7.609 1,902.25 7.835 1,958.75 56.50 LT
Security total 4,115.000 7.913 32,560.21 32241.02 .319.23
P.T. TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol: TLK Exchange: NYSE
EAI: 1644 Current yield 2.10% Ian 29,13 690.000 39.442 27215.25 44.400 30,636 00 3,42025 LT
RECKITT BENCKISER PLC SPON ADR
Symbol: R8GLY Exchange: OTC
EAI: 41.299 Current yield: 1.96% Jan 29,13 2,590.000 13 187 34,156 85 18.740 48,536 60 14,379.75 LT
Apr 22, 13 510.003 13.966 7,122.67 18140 9,557.40 2,434.73 LT
Jul 12,13 440.030 13.938 6,132.99 18.740 8,245.60 2,112.61 LT
Security total 3,540.003 13 393 47,412.51 66.339 60 18,927.09
ROYAL DUTCH SHELL PLC CL A
SPCN ADR
Symbol: RDS A &change: NYSE
EAI: 461 Current yield: 7.01% 19.000 --This information was unavaplable--• 45.790 870.01
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS WON
ADR
Symbol: RDS.8 Exchange: NYSE
(Al: $1,504 Current yield:8 17% Jan 29,13 185.000 74.585 13,798.31 46.040 8,517.40 -5,280.91 LT
Apr 22, 13 215.000 65.856 14,159.06 46.040 9,898.60 -4,260.46 LT
Security total 400.000 69893 27,957.37 18.41600 -9,541.37
SANOFI SPON ADR
Symbol SNY Exchange: NYSE
EAI: 1815 Current yield 2.55% Ian 29.13 275.000 48.754 13,407.61 42.650 11,728 75 -1,678.86 LT
continued next peg,
ENP70C04008075100 HP700031187600005 1215 030575004 I let0IYGM00021§We 8 of 14
CONFIDENTIAL
EFTA 00132617
EFTA01274754

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N vandal Advisor:
*UBS Friendly account naarse:Indov V49920008 SCOTT STACK MANLYLE CASRIEL
December 2015 Account number.
Your assets Equities . common stock (continued)
Purchase price
Trade Number Average price Price per share Vaue on Uwe/Aced stoking
Nadng date of shares per share (6 Cost basis (S) on Dec 31(1) Dec 31 (S) gain or loss (5) period
Apr 22, 13 275.000 52.654 14,48006 42.650 11,728.75 .2,751.31 LT
lti 12, 13 200.000 52.424 10,484.90 42.650 8,530.00 -1,954.90 LT
Security total 750.000 51.163 33,372 57 31,987.50 -6,385.07
AMENS A G SPON ADR
Symbol: 9EGY Exchange: OK
(Al: 41,381 Currant yield:2.87% Jan 29,13 250.000 110.110 27,527.50 96.175 24,043.75 -3,483.75 LT
Apr22, 13 200.000 100.134 20,026.84 96.175 19235.00 -791.84 LT
Jul 12,13 50.000 107256 5,362.83 96.175 4,808.75 -554.08 LT
Security total 500.000 105.834 52,917.17 48,087.50 -4,829.67
SNGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
EM: 32,120 Current yield: 4.66% San 29,13 1060.000 28.260 29,955.60 25.750 27,295.00 .2,660.60 LT
Apr22, 13 440.000 29.820 13,121.15 25.750 11,330.00 -1,791.15 LT
JIJI 12,13 265.000 30.551 8,096 17 25.750 6,823.75 -1,272.42 LT
Security total 1,765.000 28.993 51,172.92 45,448.75 -5,724.17
STATOIL ASA SPON ADR
Symbol: STO Exchange: NYSE
EM: 4982 Current yield 4.85% Jan 29,13 610.000 26.533 16,185.31 13.960 8,515.60 -7,669.71 LT
Apr 22, 13 205.000 25.765 5,281.88 13.960 2,861.80 -2.420.08 LT
Apr22. 13 170.000 23274 3,95672 13.960 2,373.20 -1,583.52 LT
Apr22, 13 135.000 25.785 3,481.05 13.960 1,884.60 -1,596.45 LT
Jul 12,13 330.000 21.423 7,069.66 13.960 4,606.80 -2,462.86 LT
Security total 1,450.000 24.810 35,974.62 20,242.00 -15,732.62
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: ISM Exchange: NYSE
EAI: 4480 Current yield 2.54% Jan 29,13 800.000 17.800 14,240.00 22.750 18,200.00 3,960.00 LT
Jul 12,13 30.000 18.434 553.04 22.750 682.50 129.46 LT
Security total 830.000 17.823 14,793 04 18,882.50 4089.46
continued next page
SDNY GM 00021998
ENPAX04008075101 elP7O003118760C0C6 1215 030575034 110000 Page 9 of 14
CONFIDENTIAL
EFTA_00132618
EFTA01274755

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Asandal Advisor:
Friendly account name: Indiv V49920808 SCOTT STACK MANYLYLE CASRIEL
December 2015 Account number.
Your assets . Equities . Common stock (continued)
Purchase ploy
Trade learriaer Average price Prke per shat Wlueon Unrelated Heading
Meng date or shares per share (S) Cost basis (S) on Dec 31(S) Dec 31(1) vino. loss (1) period
UNILEVER NV N Y SHS NEW
NETHERLANDS SPON SPCN ACIR
Symbol: UN Exchange, NYSE
EAI: 31,909 Current yield: 210% Ian 29,13 930.000 40.500 37)565.00 43.320 40,287.60 2.62Z 60 LT
Apr 22, 13 445.000 41.074 18278.06 43.320 19277.40 999.34 LT
Jul 12,13 255.000 41.271 10,524.33 43.320 11,046.60 522.27 LT
Security total 1,630.000 40.778 66,467.39 70,611.60 4,144.21
VODAFONE GROUP PLC WON AOR
Symbol: VOD Exchange, OTC
EAI: 31,779 Current yield: 5.31% Ian 29,13 796.294 SO 164 39,945 60 32.260 25,688 44 •14257.16 LT
Apr 22, 13 2.727 54.627 148.97 32.260 87.97 -61.00 LT
lul 12,13 239.979 54.033 12,966.80 32.260 7,741.72 -5,225.08 LT
Security total 1,039.000 51.070 53,061.37 33,518 14 -19,543.24
ZURICH INS GROUP LTD WON AOR
Symbol: ZURVY Exchange: OTC
EAI: 13,092 Current yield: 6.70% lan 29,13 825.000 28.470 23,487.75 25.625 21,140.63 -2,347.12 LT
Apr 22, 13 685.000 26251 17,982.21 25.625 17,553.13 -429.08 LT
Jul 12,13 290.000 26.739 7,754.57 25.625 7,431.25 -323.32 LT
Security total 1)300.000 27347 49,224.53 46,125.00 -3,099.52
Total 3995,108.44 $1,010,341.52 $14,363.03
Total estimated annual income: $37,440
Your total assets
Percentaged Cost Estimated Unita Zed
Value on Dec 31 (1) your account b656 annual Marne (SI oath or loss (1)
equities • Common stock 1,010,341.52 100.00% 995,100.44 37,440.00 14,363.03
Total $1,010,341.52 100.00% $995,108.44 $37,440.00 $14,363.03
• MisSIng oast oasis inIcernaleo
ENP70C04009075102 NP70003111376 OCOOS 1215 030575001 utti,)com_00021Ing 10 of 14
CONFIDENTIAL
EFTA_00132619
EFTA01274756

UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Pi vandal Advisor:
UBS Friendly account name:Indiv v49920009 SCOTT STACKMANLYLE CASRAL
December 2015 Account number.
Account activity this month
Ott Aclibely Dexretion *moult (S)
Dividend and interestincoine
Taxable dividends Dec 2 Foreign STATOIL ASA SPON ADR PAID ON 1450 319.15
Dvidend CUSIP. 85771P 102
Dec 7 Foreign RAE SYSTEMS PLC SPON ADR PAID ON 1000 504.11
Dvidend CUSIP 05523R107
Dec 9 Foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID ON 1630 559.91
Dvidend CUSIP 904784709
Dec 14 Foreign NIPPON TEIEG & TEL CORP SPON ADR PAID ON 2210 895.03
Dvidend CUSIP- 654624105
Dec 18 Foreign ROYAL DUTCH SHELL PLC CL A SPON ADR 11.28
Dividend CUSIP. 780259206
Total taxable dividends $2.290.08
Total dividend and interest income 52.290.08
Delt Achim Dexretion ~con (1)
fen Dec 2 Fee STATOIL ASA SPON ADR -7.25
Doc 7 Fee RAE SYSTEMS PLC SPON ADR .20 00
Dec 14 Fee NIPPON MEG & Iti.coftP SPON ADR -13.26
Total fees -S40.51
Die Actiuly Dncdption Arno-Ill(s)
Other funds debited Dec 1 transfer JOURNAL TO GHISLAINE MAXWELL -673.29
Dec 2 Foreign Tax STATOIL ASA SPCN ADR -47.87
Withheld
Dec 9 Foreign Tax UNILEVER NV N Y SHS NEW NETHERLANDS WON ADR -83.95
Withheld
Dec 14 Foreign Tax NPPON TELEG &TEL COPP SPON ADR •89.50
Withheld
Dec 24 Transfer JOURNAL TO &elan MAXWELL -153.113.00
Total other fends debited 4154007.61
SDNY GM 00022000
ENP70004C013075103 HP703031187600005 1715 030575031 110000 Page 11 of 10
CONFIDENTIAL
EFTA_00132620
EFTA01274757

SUBS
UBS Strategic Advisor Account name: GHIStAiNE MAXWELL Your Knew:id Advisor:
Friendly account name:In.:0v V49920:08 SCOTT STACK MANY LYLE CASIREL
December 2015 Account number:
Account activity this month xcontriuedi
Investment transactions
For rote information about the price/vague shown for restricted secunties. see Important information about
your 'Werner,* at the end of this doctment
Proceeds (rem Funds
investment withdrawn Ice Accrued
&dully Desc ligation Quantity vats (1) Price (11 transactions (1) investments (S) ireerest (1)
"e
Dec 17 Sold BRITISH AMER TOBACCO PLC GB SPON ADR -593.000 109 406305 64,549.71
CUSIP: 110448107
Dec 18 Cash in Lieu ROYAL DUTCH SHELL PLC Cl. A SPON ADR 32.73
CUSIP: 780259206
Dec 18 Spin Off ROYAL DUTCH SHELL PLC Cl A SPON ADR 7.000
CUSIP: 780259206
Dec 24 Sold BAYER A G SPONADR -245.000 125.9608)6 30,859.83
CUSIP: 072730302
Oe< 24 Sold UNTO OVERSEAS 8K LTD SPONS ADR -1.003.030 27 415030 27,414 50
SINGAPORE ADR
CUSIP. 911271302
Dec 24 Sold A88 LTD SPON ADR -1,000.c00 17 594900 17.594 58
CUSIP: 000375204
Dec 24 Sold SANDE' SPON ADR -250.030 42.534400 10,633.40
CUSIP: 80105N105
Total 5151.004.75
Date Activity Description Amount (S)
Money balance activities Nov 30 Balance forward $67329
Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 12/01/15 -673.29
Dec 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 264.03
Dec 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 484.71
Dec 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 475.96
Dec 15 Deposit U85 BANK USA DEPOSIT ACCOUNT 792.27
Dec 18 Deposit LOBS BANK USA DEPOSIT ACCOUNT 64.549 71
DeC 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 44.01
Dec 28 Witidrawail UBS BANK USA DEPOSIT ACCOUNT AS OF 12/24115 -66.610.69
Dec 31 Closing UBS Bank USA Deposit Account 50.00
Ine UBS Bant USA Oepast Account IS your primary sweep coon
CriP7OCO4C08075104 NP703031187600X6 1215 030575034 itCaNyGm3,002tievi 12 of 14
CONFIDENTIAL
EFTA_OOI 3262 I
EFTA01274758

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
(taUBS Friendly account name:Indiv ye9920006 SCOTT STACKMAN/LYLE CASRIEL
December 2015 Account number:
Realized gains and losses
The estimated realized gains and 'Ciskei Storm beloiv de nor for tae. purposes. Please rote that gain or MS InfOrmatiOn We May not aduSI gams and losses la al captor changes. We aucmatiaty Ault cost basis for
recognized on the sae of reckerption of cenan Structured Products, Ike Contingsnl Debt Secufmes, may to Meecerrpt and AMT coupon municipal secunlies foe estimated amortization of bond prernans and to. accreted OiD
ad nary., and not capitS, gain of loss. Please check with your tar adosoe. To talc Jae gdm and losses, we for se( eddies issued at a ccounl. II you mounted that U85 aclust cost ban for the ball premium amortzaton on
liquidate the eldest security lot first. Ito Is knonn as the (UZI re first out of PLO accounting method We use Meade debt %mollies then cost basis reflected for these securities has been adjusted Estimates in the Uncials/fed
this method unless you specified whit h tsi lot to dose when you placed you order. Threes known as a et nut section can not be/testified as thOtt Wm or Song trim because illi011ellt011 it Flitting oe the product it one in which
orechases or YSP order. See onportant (nlom•aaon about your statement a the end of this document Sc. more the gat moss cdculason is not provided
Long-term capital gains and losses
WW1 sale
Quantity or Purchase 5ale Sae Cost con basis
Secunly delaphon Method fate vitae date date amount (5) base ($1 adtalmentd) LOSS (S) Gain (SI
ABB LTD SPON ADR FIFO 350000 tan 29,13 Dec 21, 15 6,158.10 7,550 62 -1,392 52
FIFO 650.000 Apr22,13 Dec 21,15 11,436.48 13,787 15 -2,350 67
BAYER A G WON ADR FIFO 200003 tan 29,13 Dec 21,15 25,191.70 19,912 00 5,279 70
FIFO 45000 Apr 22, 13 Dec21,15 5,66813 4,579.20 1,088.93
BRITISH AMER TOBACCO PLC
GB SPON ADR FIFO 340.000 tan 29,13 Dec 14, 15 37,198.14 35,393.08 1,805.06
FIFO 150000 Apr22,13 Dec 14,15 16,410.94 16,098 78 312 16
FIFO 100.000 111 12, 13 Dec 14, 15 10,940.63 10,554.44 386.19
SANOFI SPON ADR FIFO 250000 Jan 29,13 Dec 21,15 10,633 40 12,188.73 -1,555.33
UNTD OVERSEAS BK LTD
SPONS ADR SINGAPORE ADR FIFO 650.000 tan 29, 13 Dec 21, 15 17,819 43 19,851.00 -2,031 57
FIFO 100.000 Apr 22,13 Dec 21, 15 2,74 I.45 3,349.24 -607.79
FIFO 250000 1W 12, 13 Dec 21,15 6853.62 8,295.00 -1,441 38
Total 5151,052.02 $151,559.24 -$9,379.26 $8.1372.04
Net long-term capital gains or losses -$507.22
Net capital gains/losses: -$507.22
Gains and losses not calculated
Wash sale
Quantity or Purchase Sale SS. Cost con basis
Security as/nation Method face value date date amount (11 baS6 aljustrnem(4) Loss(S) Gan 01
ROYAL DUTCH SHELL PLC
a A SPON ADR FIFO 0.667 Jun 22, IS Dec 18, 15 32.73 0.00 ---This information was unavailable--
SDNY GM 00022002
ENPMC04008075105 P07030311876013005 1215 030575031 110003 Peg* 13 of 14
CONFIDENTIAL
EFTA_00132622
EFTA01274759

*UBS UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your ilnandsl Advisor:
Friendly account name: Indio V49920208 SCOTT STACK MANL YLE CASRIEL
December 2015
Account number.
Summary of approved payees and recurring payments
Based on your instructions. the foNowing payees and recurring payments are consdered 'approved The payees and recurring payments ksted belowdo not include BM Payments. Electronic funds Transfers and
payees' AS 0 /mit (i)you may &Ooze additiOnil tfanSka ro thesepayees ver0atly and (LPOu are no (erten Other franSferS between accounts et UBS If yOu have additiOnal payees Jr4lOr reforang InSfruCtiOns
longer receiving aldieldual confirmations tor payments to thne payees. on (tee. you wd recene separate conlirmatons (coin your bnamial Ades&
To update or canter any of these instructions. please contact your financial Advacr
Cottitsement Lad used
Payee descnoon Amount (I) Method Type Event Frequency Start dae End dale dale
vaned Transfer Payee on file Upon request Na nta Dec 24, 15
EriPT0C04008075106 rie70003i i 876 0CC0S 1215 030sTsoot ivrt_Gm_00021tiss 14 of 14
End of statement for account number
CONFIDENTIAL
EFTA_00132623
EFTA01274760

Important information about your statement
U3S Financial Services M. the F im or UBS Anemia! — Pow leyotr name rd scant nurrter Of red dams for case). The SIPC asset protection limits apply to account lold, you choose one of tie following
Seni es). is a merrter of all orinctol moray, cart** — Desert. the era or to Wander you revere all account that you hold in a panicLea- cmecity. rammed °Necker
and ceders exchanges. LES Fe-axial Semites and LES $0.1t. old explain as dealt as you can shy you The Firn, together with certain affiliates, has also • Prague Correntexome. hrobria as seeking the
Bank USA are rdrect Motion* of LES AG and belied a is an error a why you need more purchased mppbtrantal protection. The neaten generation in income cribs
anilines of LBS Sedritin U.C. The Fim's financial information snare payable no al *Sable charts, caeca.* under • Min* [veale nergise:3n Insesunent. seeking
statement is available upon reopen. The FirTfl'S vault* — Fronde the dollar amort of the suspected emu. this protection is 1500 trillion as of Decenter 10, 2013. yowls of prncpal rather than the generation of
OHi ces re a:
n.
The Firm a Cad Issuer MI Merge.m ut ampaint Skeet to the policy corditons ad Imitations, car a • Produce Combination of Wane and Capital
LES Frani Swims tics and MI cared any error promote'. I we take more tan the Firm is later protected fa rmt to SI 9 million n the oAfppreciation- hiesiments seeking both tie generator
1200 Harbor &mimed IC) turns dew to dote:. we will creek your account antedate for alma amounts heed in a partimlar income and gasohol gimbal.
Weehawken. kr 07086 for the anent you think 6 intern, so tat you will haw capacity. A full copy of tie poky wading is available
L T B hi S s s F t i a n t a e n m ci e a n l S t re u p d r a es n e a n c ts c o th u e n t a . n O tr t y h o e f r f i r c e ia c l c re e c * o i r n d a o p f y t ou c th o e m u p s le e t o e f O th ur e M m e : s fe tig y a c t a io s n in . g the time it takes us to i T c h o e n S I r P e C q u p e r s o t t . ectin and the supplemental protection * • W C e on ll s e t r i v s a k ti v p e r o S fi e le ek s s to manin Mein prime* with
r e o o m ff t i i c s b i s a e i l o r t n e a , l r i p e d l d e x a t u a se n x r e a e n p I o t f c r y t o c h u o i n b m t m o a r e t t i e d n i g a t h t c e e o ly r n e n n i i s c w l a in n r g i e n d m g at s t a o o s t r h h o e u ld s P fi t n l a e a t a n e s c m e ia m e l n a in t k s e h t r a a o ll t t d i : o M e n c r i k d n s c t p ° a a t r y e e - g k d b u o e n a to t a r t e c h c e fr o F o s n i t n t fe o o e f r s t h i , r a i e s c counts • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e . s ) s b et a s t c h o e n l t d ro a l w le a d y b M y o (a rn n U d 8 te 5f t i r n a an d c n ial t b n i e a n n r m is o e k a a a n n s r d e t h t v u e o r l n a s s t c i l e i o t n y r d t e o m t d a h o y e e r s s o r c t io a k t e n g e e t p n o p e a r r t c a r e t a e w l s l i i e g th v n e a n c ant
Branch Manager of the off ice saving you account. may be subject to manterarce lees, charges for late Services (e.g., certain 0) cash at LBS Berk. (i) air at inflation.
pasmont for statues purchases and cheers for unpaid LBS AG Darned brantri, Mane prodats, • Modern* Willing to accept sane risk to pincOal and
Ath,u7i al hares shown are Intended to be accurate. entente n cash acomnts. Accounts that re ttarderred including variable annuities. and fib shares of ended toleraie sorre votatairty to seek hirer returns.
s st a a e te & m o e n n y t d e a r t e a n s d h d ta l x d I c n o o n t b s e . ( i u .e s . e , d F k or r m t a 1 l 0 i p 9 u 9 r , p S os a e e s . Rely to other institutions may be subject to a trailer lie. f n in a d ve s o w f h t e h r e e a s c u c c o h u s n h t a h re o s ld a e r r e o re n g t i h s e te b re c d o k d s re a a * ry r n ec t o h rd e s • h Ag ip gr e v s o s la n t e il : i t W y t i o lin s g ee t k o h a i c g c h e r p e t t h ur i n t s l o il a t r t o tin p e ro . cpal ad
10425, etc.) whin preperrgyour lax return. The Fim 6 UM Sweep Options ol gee applicable i9-ter a trader agent).
required by law to croon to the IRS all ta.abk dividends LBS offers optin for sweeping cash balances, balances • Oman Menai contracts or irrannent interests Stotarnant Isouseholdile
• on* rontadble deridends and lark merest to bart deposits at UBS Bart USA and 1165 AG Searnfort (Ai g., limited partner:him and private placements) rat We may consoldre al related account statements with
eared m veracities Feld n you nark inn proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; to sane address n the urre envelope. Accosts may
on sate transactexts, and cog basis on certain covered fads (Many Font) and theMen-at cnal Depose ad be related la this purpose Larose they have owners
acuities. Aerate (0A)fa customers with an Menai:nal • Commodities contacts (e.g, bag exchange and who also maintain Pre non relationships with other
fletWO. Managemene Account. Through tie Bank mei:usmetal cortratrt including futures antracto dents at the sane address. This practice 6 known a
Communications wir the Finn Sweep Progan cash bala-ces re swept to 1185 Bak at commodity option contracts, 'rousefoldreg Ilya; prefer to recede rdnedual
• Please re-confirm try oralcorm-km.3ton in veiling USA up to an estetbsted lint ad then to UBS AG statements marled in separate envelopes— you may
to further protect your riga; irctsfrigyour raps Stanford Branch a a Money Fund. °mods at UBS he SIPC protects:en and the suppkmental protection do decline rouseholding by eatingMut Financial Ackitor.
• a II d th s e f t in ie a S x c ia a l r i e n i s e t s itu In ti v o e n s o to n r t P h ro e t t e c c p ti o le n es A o in f t ( h E e M k T a rt B ru a le n s k . U F S o A r m ar o e r F e D i I r C ta S rr u e e a d ti r in p e a a c s c e o a k la it n a w e w rm ith fd F i D c I g C o t. n o o n t y a o p u pl M y t a 0 t e th r e n s a e * a . ss T e h t e , e S s E e C n r 4 o t o h t e e y d ° :e ra n v an in d e th a e p pear Friendly accourt name
of this stsement is not U3S Financial Services, 1.65 Deports at LES AG Stanlad Brant and shares of maMarentalprotedion do not protect against changes The Died& account nave reflects information tat you
Financial Semites carries scis account as clearmg Money Funds at rot tared by the FDIC. in the malem vain of yet in (whether as a entered on the Firm's online senices webute. It a •
birder byre-a-gement won the nokated insubson result of market moseroeM, issuer bankruptcy or catorniuble Mich-arm • chosen by you to and 1,0J
We idolised you of this reining* when you Through the Ova railide to tar baron are swept to otherwid with your necordkeeping It KM 110 legal effect an your
m op a e r n b e l d e s th a is re O l C oc C a O t J e I d I. x In 1 r 4 i 8 g 5 c fi a n s a k n y c o ia u l r S ta a d ke s s a a n n d d rot d A e G p C o w t/ a a cc n o u B n r t a s c a h U B T S he A s G e d N e e p w os V its o a l. r e S n ta o n t c h h o a s r e d d L B by S More information is avaldole tor recemst You may a th cc o o u u g n h t. O Ye n a c e ca S n e c rv h i a ce n s g a e y b e y s c R o i n e t n a d c r t y r a g c y c o o v ta F l i n n a a m nc e ia s l .
te iron:dating broker, art youn ut mate a renal the FOC. Balances held at the LES AG Cayman Brat •btain more information about StC, Marko the 51K Advisor.
of ay error or cminion to both firms. ate tempaanly aposed to the sovereign 'Sc of the Brochure, by contacting SICC at /02-371-8300a by
Cann blends, and dam is no wane or Mar useng the SIC webs* al treow.alpootp ACCUS•lt overview
All accant statements shall be banal complete and *ligation of LES AG to repay the balances while cash, • trotrw oiroor ao-ountrombio. Net of assets and
accurate t not objected to in verierig within 60 days. Lei Cayman's Brach's books. Dividend Renverlanent Program COMP)
The crCe reflected 6 an swage price You may obtan • Asset. bolas avail* car balances, rates la
• Please divot customer complaints or mares to he Deposits at MS Bat USA and each UBS AG Branch are the actual price from yos Fmancial Advisor. Only whole restricted seamy list), and Global tine n
Fin*Clem Relations Depament a 201.352.1699 not protected by SIC. Money Fund shays are protected rates re purchased ado, DRIP; paint Ines ail be nets to market, and certain assets not held
or toldree at 8C0,354-9103, 8:00 A.M. to 6:00 P.M by SIPC See #4135 Financial Services Account knot:era sold ad the cash wa be deposited n your record The by the aim. Does rot include unpaced made' assets
FT Monday through Friday, or in writing to U3S bebw. tividerd reinvestment atesupplied by to istret may at the end of the prim and ninonstatement periods, or
F P i . n O a . n B c o ia x l S 7C em 6 U ite n s i o h n c C , i t C y l , i e N n 1 t 0 R 7 e 0 la 8 t 7 io . n s DePaTtment Upon p., reµa.st, balances in to Bank Sweep a Of t f e s r o ( l t d e rn the market price at which to partial shares p ei r e iv r a c te o a e r a e re s s t u o r c e k n o ts p , t i i n o v n e s s ted stook opions and
• h me of errors or crank:re abash an electronic Programs a OA may be withdrawn and shares of a • Una* Includes debt ban* outstanding mar
hods taster WO.be payment or UBS Vonedebit Money Fund may be liquidated, a-d the proceeds Cadelelieu hors, credit Pre, Pon ran babrices.
card transactions, call 930-762-1004 certif.to UBS retuned to you a your secures arrant. Cnry whole units may be held in ma account. If you are • Cashenonee balances. Total of unimested available
Financial Sento., Ix., 1000 HatcrflInd., 6th floor, rattled to a prial unit as a result of a &road pwrnent cash balances. plus UBS Bak USA deposit baarces,U3S
Weehawken NI 07086, ALM RIA1031A Sermes. Father rioimaron about available ramp options, • otornise, the Firm *Nether sell penal units at AG Stamford Branch deposit balances and money mate
inckdag cement Merest rates and yields, it available at merles prke a accept an mecum Mumbled by a MALI lund sweep bine; at the dote of the
Cal or watt as loon a you can if you inn you ..AVA/7$ corrisweepyilck horn your Francial Advisor agate-id closing agency. and credit ma scant vestment period. Nonmerrnaky rune credit balances in
statement or receipt 4 wrong crap:eaneed more or by eating 800-7624000. your accost ire rot segregated from other balances
ertaination abut a Manger on the statement or Investment objectives and to Fin, may use any of these funds tithe ordain
reap". The Firm or Card boar (as epplmbld must UPS Financial Senior amount protection The rammed objectives ad risk profile at speck to course of its Maine's. These funds at payable upon
hear from you no later thin CO days Meer M Fin. The Ant:samar* of to Searles Invests Protection each Moen and may drybetween. Please acne the your dmed. this total is included in tie cumin period
sent you he fist statement on which the error or Corporation (51PC), winch crotects 'sullies account of A-mammoth, in why-got aw Graham change in sos closing value.
problem ripened. Cs members up to SS00,000 (ncladng 4214000 for Gonda situatcri or unearned objectives. Fa each
SDNY_GM_00022004
CONFIDENTIAL
EFTA_00132624
EFTA01274761

Important information about your statement
(continued)
Lending information you warkfacuaty recem n the market Woes a — 'Nati:am to date' may ncbde returnee - h xenon to commissais received in connection
For detailed int cematko on the Fim's lercta practices obtained Iran vanes that prey sources which ow Capita ',Come a both. will the safe or distrbiAion of array contracts
and ctscbsues, refer to yap Cent Relationship bele:* to be reliable, but we do not guarantee thee — 'Coigne' WO See' represents the initial offering and tat Owsitirent snot units 10 Our cleats, we
Agwermni a Account Agreement and the General &toady. price per tint and may not felled you, cost bass ardor ea affiliate receive Anna thou ng
Towns and Conditions LOS Stater:we of Cade Wakes — Wo garnwell use the dosing price when avabbio or tcapensaim Iran tasty of the Murano
available in Movements sada:PO:sum at the mean of the bid rd at prices for Inked • Rerbiaed soamities Restated mann Sitneralk companies urdenweing the annuity tontraris.
magas romfaconantdrebani. Waite, and colonsor only bid prices for OTC are not cuTertiN elagble for publk sale LOS Financial all Mates of the iroutece °flanks or sponsors of
securities. Servxes uses the market peke of the unrestricted stock the on imminent bugs we drsabutt
Your rats — Less atta•N traded wcuritin maybe priced wing a of the same issuer as ma invited value fa the — Cur aft bites alsomere trading camissimm and
Yea stammers itemizes securities and other assets held vakation model a the mon recent ace we restricted stock for purposes of ma ann.*** To other compensationfrom museral fun* and
in the account at the end a the stannic period. You obtained and may not reflect an actual market price Banters that mo-okW securities are reliable for a insurance companies whose products we dial:kilt
may ask for delivery of fully paid SeCuraieS at an/ tine. ow yak*. the valve received may be sibstantial9 less than the — We receive an anvil fee from LOS Bark USA at
You mairecent secunties used as loan codcweral after — Certain portions may appear wehout a price and imputed value shown UBS AG Stamford Branch of ap to $25 per sown
paying any balance due on them. Any securities will show as 'prke was not aplable• ft we re sweeping ao the banks under the UBS Bank Sweep
fra ofw Ill to the Fern6.ring the statenwnt penal are unable to obtain a price for a waxily • Eq. Wanted) income, current yield. and rota hopes's.
Rada market vibe as of the end of the (isomeric - Deposits a senteies denominated in currencies An estimate ot arrual incomes baud on current
period. aher dunU S. daLas se reflected a¢ the eichange dnidend art interest rates, owning the securities will Activity
• Cost b art dreaming the cost baSs of the rate as of the statement date. be held for ore yea' from statement date or trot Monvistioneegardng commesken and other charges
seances Saluda' in this stagnant. where incecated - For erten secuities taring in nommformim maturity This <strait is only a qui:kart accuracy Mind n correction with the exeoAcen of trades.
wean the maker 'I,' LOSfinancial Services has relied denaminskok peke and ellarcitY0ace wall* may ad continued ',cane are rut gurareeed imbing option transactions has been included an
alinformal:an obtained from sources other than U65 have been adySted to fm ilitate doper vabstkin — Est:T oted anal income and anent yield for «intimations previously furnished lo your ad all be
Fin:nixie' Services. saluting nfe motion Iran another To obtan current quotations, when ratable, contact Celan types of sautes could rade a relvn of provided toyou promptly on reopen.
lion a that you may have provided to you Fnancial you inarkialAthisor. Foncesal or capital gains it PIM case the est
Athisce. The Fires does not iidepenrItaly vwerilyy a imam Card current yek9 would be overstated. Wart selling
"Santee the accur a weedy of ary • Print* theatmente and structured products. — Estimated trail income and Gement yield and the f yOu n engaged in shoe selling a security, sou may
arwided by tunes Oa the, UliS Fiuncial Sennett Priate inestmook seosilin (ix Udine drect actual income and yield night be laver or higher hoara Chafge Oa to ceninbaroarg costs for that
particpation pocqam and real estate intestmeril trust than the estmted arnxnts. Particular sthunty.
h bible" artlxugh LOS Financial Smarm generally securitin) and strucued products are generally hajob — An emanate of a-realized income fdlederd awl«
plates this Manution as it is received the fin lipid Cease. structured ptaxis have not been inferno diwied by the anent matte Opera at
does not secede ary asuances that the informaan regained with the Securities and Exchaw year aviator balance 4 based on the an dividend Regarding Oran a • scoeStilicancellee ceders that
wider "Cost basis' and "Unoalced gatlI asi is Corrmissia a Viler arty slate securities laws. We or ^Wren payment made by the issuer and were not heated by the stamen date open toy and
acute as of the date of this statement. As such amide animated yaks lee private merriment acres to seashendeposes wiltbe hell for one sell stop orders are redid by the anal a diadeiXh
'Neese do not rely on this eqamation to make shanties and Mated predicts lot intormatoni year from the statement date Or urrul or rights on an exaviderds or mrights date unless
puska a sale decisions, for ue p.rposes Pflows only. 4o-racy is not guaranteed. Accuracy and continued yes are not gerrantethi instated otherwise by you. You re responsible fa
Ottawa. Accounts manse toed to the non may — These vakees maydiffer substantial./ from prices if odes that re executed due to your failure to cancel
alba oarless nfamalgn only for the period my, at *hitt a dime iwearnent warty or • Assets not he/ by UK Financial Services Certain eMfin9 open orders.
tire they are held at the Finn More historical strutved prodral may be boa n1 or sold and do assets are milled by the Pim and not wean the
amino, can be added by yea Financial Ades«. not necessarily reprerto the yaktacu nay receive Firm's possession or control. These assets are Privacy
soon liquidation. deployed on your statement for infOimotionel To obtain acopy of our cured ChM Privacy latish
• Unrealised gains/bas When data it avaitable - Aid payest:etas of :aka aro as of a torten rapines only. Positions and vales presented we please contact your FinancialAdvisor a visit at weblike
minuted uveakted gain; bsses are cautaled for dale and are slaked to UPS Financial Services on a provided by the swing Inn. LSS Financial Services is at wwwubt reedarivaentaliro
I-avast sense/ lots. The transaction data for regular basis by an independent vat-anion tern. not respmsbk fortes information and does not
exividui lots mayor may not relied connossions, - Issuer, general Partner a sponsor estimated values. guarantee its accuracy. These assets are not protected UBS Nnanciel Services is rota bake the RMA Busies,
than mckr vacuity reorganitan events. if any. act supplied both. rarity the our. by SIC a the fines sisplemental Slat courage. Services Scrota BSA and IRMA are brokerage accounts
Diidend and otter reinvestment lots and systematic onset partner a spans« and may be alculaud which provide access to baling services and products
wawa lots are each cartned to display one based on dlfere.* ithomation ban that used by • Revenue sharing and additional compensation. though arra-karntnts rah alibied barks and other
3,00.9ced lot. The Trade date' colan presents the third panics to drive thee minuted vales. — In addition to ccamissatas on as and 121st lees thrdparty banks, and provides access to mance and
animal adman:on trade date - Toucan akin additiorul information regarding received it arnecton ugh One cistribLeicn of enmity prod-acts issued by unalloliatedthrdpany
the methodology used to determine the thithaw 'avast finch to our clams we mace our affaire Murano companies through insurance agency
• C th a e l l i a m ble p s c e a c t u s r f i o ti r e e s a Be n re d c s te a rm d p b p a re n f w err it e b d e s t s o e c l k e c t t h e a d t b v a a s lu is e f a o n r d th t e he e s d t a im te a o te f b th y e c i o n n fo ta rm cti a n t g io y n o t u h r a F t i i n s a t n h c e ia l i le n a le k t * a re th t i i s n c u es e o s f h t a h r e in m g M ut e ua n l e fi m nd f s r o th m a d t w a e ri s n e g ll. l y; subskliaties of UBS Financial Services ax.
/martial& by lot Iran ameg all securers of that Atheism These armints re based on two deferent Imestnxim, nsurance. and rattyproducts:
issue held in our name or n non*** mine let or - Aid arty *shinned vabes may be reflected as components (I the amount of sales by LOS of a Not SDK Seed • No bank gurtanteee May lose vale
clients Call bare informations obtained from third 'Not priced' in several seuations: when an prod, mutual fund (aby to our dents. and CO
parties and es aalracy is not guaranteed. Other call independent wished' Inn has not siOnhed a is the asset vale of a particular mutual fund fmiys RMA. Resoerce Management Account. Business Services
leaves maypsi whch mull affect yield omplete unable to assign a vitae, when we became awn shares head at the fern Account 95A, AMA and ntematiCeal Resource
Manahan will be pomaded upon request that a material event has anted that may call a — We and war Abate ate receive netwookne nd Management Accost are registered service mots of
peeve:may rebated vale into quakes or when a combs processing lees in ccenkleraton kt UBS rinaneial Services PC
• Caterwates of dead (CDs). CDs am FDIC Mired aka waid be hialwispeculatioe due to One mare transfer agent smokes that we provide to the
up to 5250,000 n princimal and accrued interest per c4 the secutity. mutual fads These fees generally are pal from Vasa Signnue s a rewired strike mark of visa
depositor and per &eposi lay thnetiticri in accordance - When neither an issuer, general pater a sponsor investor assets in the mutual fund and area fired Immutionat LOS vita Sgrutire aede cads and LECS
will FOIL nabs. estimated vela nx a thed-party estimated value is dollar amount based on the weber of accounts at Vora debt cards are awed by LOS Bak USA with
aoudad the :aka of the sedritywil be differ-it the ',aka •dealee holdng mutual lands of that fund omission from Vria USA vkaporaled.
• Pricefvolue hoes displayed for securities and of ee from 45 purchase price. family
dcdocis may be higher or lower than the peke that LBS Financial Services Inc Fey 201511
SDNY_GM_00022005
CONFIDENTIAL
EFIA_00132625
EFTA01274762

UBS Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Roor
New York NY 10171.0002 January 2016
CNP700569?3110I16X1Y1 0
OHISLMNE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number:
Your Financial Advisor:
SCOTT STACKNIAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan,agi Advi5Or or the
RMA Resourceline at 800-RMA- '000. On December 31 (1) on January 29 (1)
account
Your assets 1,010,341 52 990,425.75
Visit our webslte: Your liabilities 0.00 0.00
www.ubstorntlinancialservices
Value of your account 51,010,341.52 $990A25.75
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 41,010,341.52
1 Thousands
1,469.5 Net deposits and
withdrants -11,293.34
10103 94• 0 .4 YCUr ilVeStrlent return
Ditidend and
interest income 12,417.82
Change in
market value .121.035 25
Value of your szootrit
on Ian 29.2016 $990A2975
Dec 2014 Dix 2015 Jan 2016
SDNY GM 00022006
Member SIPC CNP700CE005669911 NP7000I 87084 00005 0116 030575001 IOCOCO Pegs 1 of 14
CONFIDENTIAL
EFTA_00132626
EFTA01274763

*UBS UBS Strategic Advisor Account name: GHIAAINE NIA !NELL Your K asocial Advisor:
Friendly account name: Irrin. SCOTT STACK MANLYLE CASRIEL
January 2016
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
a)
January 29 your account
A Cash and money balances 128,168.21 1294% Your current asset allocation , Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances• VBS AG Stamford Branch
deposit account balances and money market
C Equities 862,257.54 87 06% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.C° 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other a co 000%
Total assets $990,425.75 100.00%
Value of your account $990,425.75
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 -4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29,2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CNP 7000900566991 2 NP7000187084 COCOS 0116 030575004 1 ernitlY_GM_000226te 2 of 14
CONFIDENTIAL
EFTA 00132627
EFTA01274764

SUBS UBS Strategic Advisor Account noire: GHISLAINE MAXWELL Your el sandal Advisor:
friendly account name:Indiv V4992C008 SCOTT STACKMANLYLE CASRIEL
January 2016
Account number.
Change in the value of your account Cash activity summary
January 2016 ay rear to date (5) see Account activity tiro month tot details entices in your Sweep Options are Includedin the openng and
dosing balances ram. fDiC insurance applies only to deposits a UBS Bank USA, not to depots at UBS AG,
Opening account value $1,010,341.52 $1,010,341.52 surrioni Eranch or bank deposits placed through the UBS Internaiona Depose Account program SIPC
protection applies to money market sweep fold holdings but rot bank dtposih See Important ineoroatbn
With&awals and fees, about your rtatemerrt on the last two paces of this document for detlis.
including investments transferred January 2016 (5) Year to date (5)
out -1298.34 -1,29834
Opening balances $0.00 $0.00
Dividend aid interest income 2,417.82 2,417.82
Additions
Change in market value -21,035.25 -21,035.25
Dividend aid interest income 2,417.82 2,417.82
Closing account value $990,425.75 $990,425.75 Proceeds from livestment transactions 127,326.13 127,326.13
Total additions $129,743.95 $129,743.95
Dividend and interest income earned
Subtractions
Professional management fees and
rot outposts of tles statement, tembIty of Inkiest and cleldend Income has been determined from a US
te, rePortind FersPletire. Owed upon the residence of the account hokkc recount type, or product type, related services -1,25603 -1,256.03
some Interest ancroc (Mcleod payments mw not be subject to United Stales (US) ardor Nen° Rico (PR)
income tares. The dent montAir internee is not intended to be used and cannot be reed upon for tar Other fees -42.31 -42.31
purposes. Clients should refer to the applied:le tat reporting fauns they recent horn UBS annualy, such as
the forms 1099 and the Porn 480, (Or talk reporting inf.:Ameba' n is the practice of U85 to Me the Funds withdrawn for investments
aPPicatte lac reporting foims %Oh the us notelet revenue Senice and PR Treasury Departrrent arid in botvht -277.40 -277.40
such forms accurately <tastily dividends aura intend as tax exempt or tenable Income. Please consult your
in:P.:dual tat prepare,. Total subtractions -$1,575.74 -$1,575.74
January 2016 (5) Year to dale (S) Net cash flow $128,168.21 $128,168.21
Taxable dividends 2,417.58 2,417.58
Closing balances $128,168.21 $128,168.21
Total current year $2,417.58 $2,417.58
Prior year adjustment 0.24 0.24
Total dividend & interest 42,417.82 $2,417.82
Summary of gains and losses
vaues reported telow exclude products for which gain 000101501 are not dassified.
Realized gains and loses Unrealized
January 2016 (s) Year to dates) gains and losses (1)
Long term -14,022.25 -14,022.25 7,354.16
SONY GM 00022008
a
c eirmoOsooseeosii 3 memoto erada COCOS 0116 030575004 100000 Page 3 10
CONFIDENTIAL
EFTA_00132628
EFTA01274765

UBS
;It UBS Strategic Advisor Account name: 6419. ANE hiAWEtL Your Ilinundal Advisor:
Friendly account name: &yin v.:on-in:Ks SCOTT STACK MANLYLE CASIVEL
January 2016
Account number.
UBS Bank USA Deposit Account APY
Interest Period Dec 7 - Jan 7
Opening UBS Bank USA Deposit balance Dec 7 $264.03
Closing UBS Bank USA Deposit balance lan 7 $0.00
Number of days in interest period 32
Average daily balance $12,920.88
Interest earned $0.24
Annual percentage mid earned 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Franco' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Current mccme & capital appreciation
Your risk profile:
Primary Aggressive
Inve$tment eligibtkty cOnsderatrin None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C00800S6699I 4 NP7000187084 00005 0116 030575004 lOigOnlYGM00022edelA 4 of "
CONFIDENTIAL
EFTA_00 132629
EFTA01274766

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pinandal Advisor:
Friendly account name:Indiv V49920208 SCOTT STACK MANLYLE CASRIEL
January 2016 Account number.
Your assets
Some pnces, income and current vaues sham may be appioximaie. Asa feat gains andlosses mar nD1
be accuralely relleded. Set Aporunt infosmafron atiour your slatensene a the end ol this document 10r
more infornason.
Cash
Cash and money balances
Casn and many balances may include. avalaole cash balances, UBS Bant USA deposit account balances,
UBS AG Startord Branch deposit account balances and money market mutual fund sweep babnces
UBS Bank USA deposit account balances are insured by the FOC valten awns abk limits, but are no
protected by 9PC UBS AG Stanford Brant hdepont am bum ',mantes an not insured by FDIC and ase not
protected by SIFC Money market sweep balances are protected by 9PC but are not insured by the FDIC.
See the Important information about your statement at the endof this dactrnent for deiaik about those
balances.
GoeringDS:nee Cloung balaxe Price per sham Average Paden° Interest Daysm
Hddng on fan I (S) on lm 29(S) on Jan 29(5) taw period period cepannual ft)
U3S BANK USA CEP ACCT 0.03 128,168.21 250.000.00
Equities
Common stock
Purchase Vitt:
Trade 'amber Average prke Pnce per share 9due on uniealized Hddng
Hddng date of shares per share (5) Cost basis (5) on Ian 290/ Jan 29 (t) gain or loss (t) period
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 11,007 Current yield:4 28% Jan 29, 13 420.003 25 C65 10,527 30 32.220 13,532 40 3,005.10 LT
Apr 22, 13 170.000 25.667 4,363 53 32.220 5,477.40 1,1 13.87 LT
iii 12, 13 140.000 24.720 3,460.92 32.220 4,510.80 1,049.88 LT
Security total 730.003 25 139 18,351 75 23,520 60 5,168.85
SAE SYSTEMS PLC SPUN ACR
Symbol BAESY Exchange OTC
EAI: 11,211 Cs/rent yield 4 09% tan 29, 13 1,0W 000 22 160 22,160 00 29.593 29,590 00 7,430.00 LT
BHP BILLITON LTD SPON AOR
Symbol: BHP Exchange. NYSE
EAI: $1,079 anent yield: 11.32% Jan 29,13 320.000 78.520 25,126.50 21.910 7,011 20 -18,115.30 LT
Apr 22, 13 30.003 63 865 1,91595 21.910 657.30 0,258.65 LT
Jul 12, 13 85.003 61.032 5,185.23 21.910 1,862.35 -3,322.88 LT
COntinPed next page
SONY GM 00022010
CNP70009305689915 NV70031,37084 00005 0116 030575004 'ococo Pugs s of 14
CONFIDENTIAL
EFTA_00132630
EFTA01274767

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Kniincid Advisor:
Friendly account name:Indiv V49920008 SCOTT STACK MAMLYLE CASRIEL
January 2016
Account number.
Your assets m Equities . Common stock (continued)
Purchase price
IfJC1, /ember Average peke Price Inn shoe Verne on Unrested Herring
Pacing ckite of thorn per maw (5) Coo bads() on Ian 29 (3) (an 29 ($) gain or lat (i) period
Security Iota 435.000 74.087 32,227.68 9,530.85 -22496.83
CEUTSCI-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OK
EA1 32,276 Current yield: 3.06% Sep 16, 13 1,275.000 13.387 17,069.45 17.420 22,210.50 5,141.05 LT
Sep 17,13 1,150.000 13359 15,362 85 17.420 20,033.00 4,670.15 LT
Sep 18, 13 990000 13393 13,259.17 17.420 17,245.80 3,986.63 LT
Oct 10, 13 855.000 15.481 13,236.68 17.420 14,894.10 1,657.42 LT
Security total 4,270.000 13201 58,928.15 74,383.40 15,455.25
DEUTSCI-E POST AG SPON Apt
Symbol: DPSGY Exchange: OTC
EAI: 1910 Current yield 3.74% Jan 29.13 280.003 23.900 6,692.00 24.320 6,809.60 117.60 LT
Apr 22, 13 720.000 22.581 16,25875 24.320 17,510.40 1,251.65 LT
Security total 1,000.000 22.951 22,950.75 24.320.00 1,369.25
ENGE SPON ADR
Symbol: ENGIY Exchange. OTC
EAI: 11,481 Current yield: 6.19% Jan 29,13 240.000 20.779 4,986.98 15.960 3,830.40 -1,156.58 LT
Apr 22, 13 380.000 20.919 7,949.37 15.960 6,064.80 -1,884.57 LT
Jul 12, 13 215.000 20.144 4,330.97 15.960 3,431.40 -899.57 LT
Aug 21, 13 285.003 22.200 6,327.10 15.960 4,548.60 -1,778.50 LT
Aug 22, 13 140.000 22.508 3,151.20 15.960 2,234.40 -916.99 LT
Aug 23, 13 240.000 22.418 5,380.51 15.960 3,830.40 -1,550.11 LT
Security totai 1500.000 21 417 32,126.13 23,940.00 -8,186.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
(Al: 11,232 Current yield: 5.79% Feb 13, 13 150.003 45.645 6,846.78 41.290 6,193.50 -653.28 LT
Apr 22.13 245.000 50.630 12,404.47 4I.290 10.11605 -2.288.42 LT
Jul 12, 13 120.000 52.904 6,348.48 41.290 4,954.80 -1,393.68 LT
Security total 515.000 49.708 25,599 73 21.264 35 -4,335.38
IMPERIAL TOBACCO GROUP PLC
SPON ADR
Symbol: I1Y8Y Exchange:OTC
(Al: 12.154 Current yield: 3.86% Apr 25.13 60.000 70291 4,253.51 108.365 6,501.90 224839 LT
continued next page
CNP700030056999I 6 NP70001870B4 00005 0116 030575004 1 OttliklYGM00022eIllie 6 of 14
CONFIDENTIAL
EFTA 00132631
EFTA01274768

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 11n andal Advisor:
44) UBS Friendly account natne:Incliv V49920008 SCOTT STACKP./AND/LE CASRIEL
January 2016 Account number.
Your assets . Equities Common stock
(continued)
Pa/there price
Trade Mabee Average prIce Price (XI share Whit on unrealized Hoicing
Hddng date of shares per she', (I) Cost bests ($) on ran 29(1) tan 29 (1) gain or loss (1) period
Apr 26, 13 375.000 70.792 26,547.34 108.365 40,63687 14,089.53 LT
Jul 12, 13 80.000 68375 5,470.00 108.365 8,669.20 3,199.20 LT
Security total 515.003 70.429 36,270.85 55,807.97 19,537.12
MEN GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 11,638 Currant yield- 9.28%, Jan 29,13 1,025.000 19.580 20,069 50 8.870 9,091.75 .10,977.75 LT
Apr 22, 13 590.000 17390 10,260.10 8.870 5,233.30 -5,026.80 LT
Jul 12.13 375.000 19.219 7,207.31 8270 3,326.25 -3,881.06 LT
Sectrity total 1,990.000 18.863 37,536.91 17,651.30 -19,885.61
PESTLE S A SPONSORED ADR
REPSTG REG SHS svenz ADR
Symbol: NSRGY Exchange: OTC
(Al: 1950 Current yield 2.59% Apr 22, 13 255.000 69.918 17,829.09 73.740 18,803.70 974.61 LT
Jul 12, 13 195.1:03 67.417 13,146.41 73.740 14,379.30 1,232.89 LT
Security total 450.000 68 834 30,975 50 33,183 00 2,207.50
NPPON TELEG & TEL CORP WON
ADR
Symbol: NR Exchange NYSE
(Al; 41,507 Currant yield: 159% Jul 22,13 1,700.000 26 445 44,957 18 42.760 72,692 00 27,734.82 LT
Aug 6, 13 510.000 26.309 13,417.69 42.760 21,807.60 8,389.91 LT
Security total 2,210.000 26.414 58,374.87 94,499 60 36,124.73
NOVART1S AG SPON ADR
Symbol. NVS Exchange: NYSE
EAI: 12.203 Current yield: 2.90% Jan 29,13 590.000 67.877 40,047.61 77.970 46,002.30 5,954.69 LT
Apr 22, 13 240.000 72;512 17,40302 77.970 18,71180 1309.78 LT
Jul 12, 13 145.003 73.450 10,650.38 77.970 11,305.65 655.27 LT
Security total 975.000 69847 68,101.01 76,020.75 7,919.74
ORKLA ASA A SHS SPON ADR
Symbol: ORKLY Exchange: OTC
EAI: 11,029 Current yield: 3.13% Jan 21,14 710.000 8.052 5,717.56 7.990 5,672.90 -44.66 LT
Jan 22,14 220.000 8.190 1,801.84 7.990 1,757.80 -44.04 LT
Jan 23,14 315.000 8.282 2,608.92 7.990 2,516.85 -92.07 LT
Jan 24,14 185003 8.147 1,507.25 7.990 1,478.15 -29.10 LT
continued ned page
SDNY GM 00022012
CNP70009305669917NP7000187084 00005 0116 030575004 100000 Page 7 of 14
CONFIDENTIAL
EFTA_00 I 32632
EFTA01274769

*U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your ignancial Advisor,
friendly account name: Incliv V49920008 SCOTT STACK MANY LYLE CASRIEL
January 2016 Account number.
Your assets r Equities . Common stock (continued)
Purchase pied
trade hurter Average pace Price per Uwe Value on Untealized Holding
uzldng date of thorn per share (S) Cost basis (3) on In 29(3) Ian 29 ($) gain or lost ($) period
Jan 27,14 135.000 8.019 1,062.58 7.990 1,078.65 -3.93 LT
Jan 28, le 265.000 8.045 2,132.08 7.990 2,117.35 -14.73 LT
Jan 29,14 390.000 7.991 3,116.53 7.990 3,116.10 -0.43 LT
Jan 30,14 245.000 7.849 1,923.23 7.990 1,957.55 34.32 LT
Jan 31,14 260.000 7878 2,048.46 7.990 2,077.40 28.94 LT
Feb3, 14 185.000 7.794 1,441.96 7.990 1,478.15 3619 LT
Feb 4, I4 235.000 7671 1,80269 7.990 1,877.65 74.96 LT
Feb 5, Id 246003 7.727 1,893.29 7.990 1,957.55 64.26 LT
Feb 6, 14 165.000 7.561 1347.70 7.990 131835 70.65 LT
Feb7, 14 310.000 7.528 2,333.87 7.990 2,47690 143.03 LT
Feb 10, 14 250.000 7.609 1,902.25 7.990 1,997.50 95.25 LT
Security total 4,115.000 7.913 32,560.21 32,878.85 318.64
P.T. TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol: TUC Exchange: NYSE
EAI: 4644 Current yield 1.90% Jan 29,13 690.033 39.442 27215.25 49.000 33,810.00 6,594.75 LT
RECKITT BENCKISER PLC WON ADR
Symbol: R8GLY Exchange: OTC
EAI: 41.299 Current yield: 2.0O/0 Jan 29,13 2,590.000 13.187 34,156.85 17.960 46,516.40 12,359.55 LT
Apr 22. 13 510.000 13.966 7,122.67 17.960 9,159.60 2,036.93 LT
Jul 12, 13 440.000 13.938 6,132.99 17.960 7,902.40 1,769.41 LT
Security total 3,540.000 13393 47,412.51 63,578.40 16,16589
ROYAL DUTCH SHELL PLC CL A
SPON ACR
Symbol: RDS.A Echange: NYSE
EAI: 961 Current yield: 7.31% 19.000 --This information was unavaiable-- 43.930 834.67
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL Es ORD SHS SFON
ADR
Symbol: RD$.8 Exchange: NYSE Jan 29,13 185.000 74.585 13,79631 44.130 8,164.05 -5,634.26 LT
Apr 22, 13 215.003 66856 14,16906 44.130 9,487 .95 4,671.11 LT
Security total 400.000 69.893 27,957.37 I7,652.00 -10,305.37
continued next page
CNP700C83050399: 8 NP7000187084 00005 0116 030575004 IONVAY_GM_00022tino S of I4
CONFIDENTIAL
EFTA_00132633
EFTA01274770

UBS Strategic Advisor Account name: GHIStAINE MAxWELl Your Pi nandal Advisor:
UBS friendly account neme:Inchv V49920008 SCOTT STACKMANLYLE CASRIEL
January 2016 Account number-
Your assets . Equities Common stock (continued)
Purchase pace
Trade Number Average price Peke per share value on Unrealized Hddng
Hddng date of shares per snare (1) Cost bails (S) on Ian 290/ aan MS/ gain or loss (t) Period
SIEMENS A G WON ADR
Symbol: SIEGY Exchange: OTC
EAI: 41,404 Current yield: 2.93% Jan 29,13 250.000 110.110 27,527.50 95.920 23.98000 -3,547.50 LT
Apr 22,13 200.003 100.134 20,026.84 95.920 19,184.00 4342.84 LT
Jul 12,13 50.000 107.256 5,362.83 95.920 4,796.00 -566.83 LT
Security total 500.000 105834 52,917 17 47,960 00 -4,957.17
SINGAPORE TELECOM LTD NEW 2006
SPCt4 ACR
Symbol: SGAPY Exchange: OTC
EAI: 42,106 Current yield: 4.83% Jan 29,13 1,060.000 28.260 29,955.60 24.700 26,182.00 -3,773.60 LT
Apr 22, 13 440.000 29.820 13,121.15 24.700 10,868.00 -2,253.15 LT
Jul 12,13 265,400 30.551 8,096.17 24.700 6,54550 -1,550.67 LT
Security total 1,765.000 28.993 51,172.92 43,595.50 -7,577.42
STATOIL ASA SPON ADR
Symbol: STO Exchange: NYSE
EAI: 4932 Current yield 4.98% Jan 29,13 610.000 26.533 16,185.31 13.600 8296 00 -7.889.31 LT
Apr 22,13 205.000 25.765 5,281.88 13.600 2,788.00 -2,493.85 LT
Apr 22.13 170.000 23274 3,956.72 13.600 2312.00 -1,644.72 LT
Apr 22, 13 135.000 25.785 3,481.05 13.600 1,836.00 • 1,645.05 LT
Jul 12,13 330.000 21.423 7,069.66 13.600 4,488.00 -2.581,66 LT
Security total 1,450.000 24.810 35,974 62 19,720.00 -16254.62
TAIWAN SEMICONDUCTOR MPG CO
LTD ADR
Symbol: TSM Exchange: NYSE
EAI: 4480 Current yield 2.59% Jan 29,13 800.000 17.800 14240.00 22.350 17,880.00 3,640.00 LT
Jul 12,13 30.000 18.434 553.04 22.350 670.50 117.46 LT
Security total 830.000 17.823 14,793.04 18,550.50 3,757.46
UNILEVER NV N Y SHS NEW
hETHERLANDS SPON SPON ACR
Symbol: UN Exchange: NYSE
(Al 41,170 Goren( yield: 2.63% Jan 29,13 300.000 40.500 12,150.00 44.410 13323.00 1,173.00 LT
Apr 22, 13 445.000 At .074 18,278.06 44.410 19,762.45 1,484.39 LT
Jul 12,13 255.003 41271 10,524 33 44.410 1132455 800.22 LT
continued next page
SDNY GM 00022014
CNP70009305613991 9 NP7000187084 00005 0116 030575004 100000 Page 9 of 14
CONFIDENTIAL
EFTA_00 I 32634
EFTA01274771

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lquanda Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MAJILYLE CASRIEL
13rY 2016 Account number.
Your assets . Equities . Common stock (continued)
Purchase price/
Trade Muter Average peke Pine pa share Vdueon Unedited Holdng
Meng date of shares per stunt (S) Cost bask (S) on Ian 29 (5) lan 29(1) gain or loss (1) period
•rurily lotal 1,000.000 40.952 40,952.39 44,410.00 3,457.61
VODAFONE GROUP PLC WON ADR
Symbol: VOD Exchange: OTC
EA1 11,743 Covent yield: 5.21% Jan 29,13 7%.294 50.164 39,945.60 32.200 25,640.67 -14304.93 LT
Apr 22. 13 2.727 54.627 148.97 32.200 87.81 -61.16 LT
lul 12, 13 239.979 54.033 12,966.80 32.200 7,727.32 -5,239.48 LT
Serially total 1,039.000 51.070 53,061.37 33,455.80 -19,605.57
ZURICH INS GROUP LTD WON ADR
Symbol: ZURVY Exchange: OTC
EAI: 41,718 Orem yield: 7.77% lan 29, 13 25.000 28470 711.75 22.100 552.50 -159.25 LT
Apr 22. 13 685.000 26251 17,982.21 22.100 15,138.50 -2,843.71 LT
lul 12, 13 290.000 26.739 7,754.57 22.100 6,409.00 • 1,345.57 IT
Security tot) 1,000.000 26.449 26,448.53 22,100.00 -4,348.53
Total 9854,068.71 9862,257.54 97.354.16
Total estimated annual income: $30,194
Your total assets
Peicentaged COSt Birnated Unredned
%glue On ltul 29 (5) your account baps 01 annual 'name (5) grin or loss (1)
Cash Cash and money balances 128,168.21 12.94% 128.168.21
Equities Common stock 862,257.54 87.06% 854.068.71 30,194.00 7,354.16
Total $990,425.75 100.00% $982,236.92 $30,194.00 $7,354.16
• missing cost basis informalico
Account activity this month
Cute Adility Descrj:4ion Amotat (1)
Dividend and interest income
Taxable dn,dends Jan 8 Foreign IMPERIAL TOBACCO GROUP PLC SPON ADR PAID ON 515 744.74
Cwidend CIJSIP: 453142101
Jan 14 Foreign UNTO OVERSEAS BK LTD SPONS ADR SINGAPORE Apt PAID ON 1000 280.49
Cividend
CUSIP: 91 1271302
continued next page
ChIP700C0005609920NP70001870134 00005 01 16 030575004 loift004copk0002ttes 10 of 14
CONFIDENTIAL
EFTA_00 I 32635
EFTA01274772

U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your ?I nandal Advisor:
$UBS Friendly account name:Incliv V49920008 SCOTT STACKMAN/LYLE CASRIEL
January 2016 Account number.
Account activity this month (continued)
Date /Chin), Dexrollon Arnotee
Dividend and interestincome (continued)
Taxable, dividends (contrnued) Jan 14 Foreign GLAXO SMITHK UNE PLC ADR PAID ON 1015 557.25
Dvidend CUSIP. 37733W105
ran 21 Foreign SINGAPORE TELECOM LTD NEW 2006 SPON ADR PAID ON 1765 835.10
Dvidend CUSIP: 82929R304
Total taxable dividends 62.417.56
Miscellaneous Jan 4 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF I 27.31/ 15 0.24
Total miscellaneous 60.24
Total dividend and interest income 62.417.82
Lae Dee: option Animal (S)
Fees ran 8 Fee IMPERIAL TOBACCO GROUP PLC SPON ADR -1.93
Jan 14 Fee GLAXOSMITHKIJKE PLC ADR -5 08
Jan 21 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR -35.30
Jan 22 Fee Charged QUARTERLY FEE -1.256.03
Total professional management fees 41.256.03
Total other fees 442.31
Investment transactions
For more Informalon tout the pucevalue shown for restncteasecuetles, see Important &ameba, about
your statement at the end of Ow document
Proceeds ban Funds
nsestrnent withdraw for Accrued
0.1e Achstty Descepbon Quantity vat* (K) enc. (1) transactions (5) invesVnentsboutpl (S) interest al
Jan 14 Reinvestment UNTO OVERSEAS 8K LTD SPONS ADR 10 000 -277 40
SINGAPORE ADR OPTIONAL DIVIDEND 0t1
27.740 PER SHARE
CU9P: 911271302
Jan 27 Sold NESTLE S A SPONSORED 4oR REpstc REG SH5 -450.000 70.80 31,859.41
SWITZ ADR
CUSP 641069406
Jan 27 Sold UNTD OVERSEAS 8K LTD SPONS ADR .10.600 2495 249.49
SINGAPORE ADR
CUSIP: 911271302
ran 27 Sold ZURCH INS GROUP LTD SPON ADR -803.000 21 99 17,591.68
CUSP. 989825104
contrnued next page
SDNY GM 00022016
GIPTC003305666n21 NP7003187084 00035 0116 030575004 100000 Page 11 of 14
CONFIDENTIAL
EFTA 00132636
EFTA01274773

UBS
UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your II sandal Advisor,
Friendly account name:Iridiv V4992C008 SCOTT STACK MANY LYLE CASRIEL
January 2016
Account number:
Account activity this month (continued)
Investment transactions (continued)
Proceeds (rari Funds
inwstnent withdrawn fcr Accrued
Date Actnity Oesceptan Quantity Value (S) Pnce (S) transactions (S) ,nwslments lacuipt CS) interest CS)
Jan 27 Sold GLAXO SMITHKLINE PLC ADR -503.000 39 893900 19,946 58
CUSIP: 37733W105
Jan 27 Sold SAWN SPON ADR -750.000 41.17 30,876.93
CIJ SIP: 80105M 05
Jan 27 Sold UNILEVER NV N Y SHS NEW NETHERLANDS WON -633.000 42.543690 26,802.04
ADR
CUSIP: 904784709
Total $127326.13 -S277.40
Die Actenty Description Amount (S)
Mosey balance activities Dec 31 Balance fonrrard S0.00
Jan 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 743.05
Jan 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 555.26
Jan 22 Deposit UBS BANK USA DEPOSIT ACCOUNT 799.80
Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01122/16 -12 56 03
Jan 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 127,326.13
Jan 29 Closing UPS Bank USA Deposit Account $128,168.21
The UBS Bans USA CepOSO Account Is your purvey sweep option
Realized gains and losses
The estimated realized gains and losses shaven below are not fa lax outposts Please rote that gain orlon Informaon. We mat not ad usi Bans and losses fa an capita charges. We aim/ilkSy adjust coo basis (or
recognized on the sae or redemption of cenan Structured Products, eke Contingent Dett Securities. may be tat. execrOt and OAT coupon municoa sec unties for esansedancetization of taw Darnurns and for accreted OID
acknary, and not capital, gain or loss. Pease check with your tat aimor To calculate gam and losses. vve for securities issued at a dscount II you requested that U8S aciust cat bags for the bond premium atortrabon on
liquidate the doeit SeCulity lOt first. TIE it knOeml as the frogn I irSt-OUI Of FC0 accounting method We use tacile debt se<untieS then Cost bass reflected for ghee securities has been ^Sled Estimates in the unciasslied
Psi method unless you specified which tar lot to dose when you KleCedyOur Order This is known as a *nut section can not be classified as short tam of 009 term IseCtoie infOrrelell•On rs misung or the product is one in which
p,rcesses or VSPOriTer Ste importmt .0 form41.,cin atootyour statement a the end Of this document lot more the gantoss cac Waal is not pionded
Long-term capital gains and losses
Wash rale
Ouanlay Or Purchase sae Stie Cost cost basis
Security detcoption Method face vita done dote amount IS) basis al sijimmem(1) Las (5) Grin (S)
GLAXO SMITHKLINE PLC ADR FIFO 330.003 Jan 29, 13 Jan 22, 16 13,164.74 15,052.95 -1,888.21
FIFO 170003 Feb 13, 13 Jan 22, 16 6,781 84 7,759 68 -977.84
continued nen page
CNP7C008005669922NP7OCOI87084 00005 0116 030575004 leigefteGm000221549 12 of 14
CONFIDENTIAL
EFTA_OOI 32637
EFTA01274774

UBS Strategic Advisor Account name: GHI5&AINE MAXWELL Your Financial Advisor
*UBS Friendly account name: Indiv.V4992C008 SCOTT STACK MANN LYLE CASRIEL
January 2016 Account number. 212-821-7000/800-308-3140
Realized gains and losses (continued)
Long-term capital gains and losses konhnued)
warn Sale
Ouantity Or PurChaSt See 59e Cost Cost basis
&Kielty efeserbtion method Ere Woe dm date amount (S) basis (S) attalment(S) toss (5) Gain (S)
PESTLE 5 A SPONSORED ADR
REPSTG REG SH5 SVITI7
AOR RFO 415000 Jan 29, 13 Jan 22, 16 29381.46 29,116 40 26506
FIFO 38000 Apr 22,13 Jan 22, 16 2,477.95 2,447.13 30.82
SANOR SPON ADR FIFO 275.003 Jan 29, 13 Jan 22, 16 11321.54 13,407.61 -2,086.07
FIFO 275.000 Apr 22, 13 Jan 22, 16 11321.54 14,480.06 -3,158.52
RFO 200.000 111 12, 13 Jan 22, 16 8233.85 10,484.90 -2,251.05
UNILEVER NV N Y 51.15 NEW
NETHERLANDS SPON ADR RFO 630.000 Jan 29, 13 Jan 22, 16 26.802.04 25,515.00 1287.04
uniT0 OVERSEAS BK LTD
SKINS ADR SINGAPORE ADR HFO 10.000 Jan 14, 16 Jan 22, 16 249.49 308.65 31.25 -59.16
ZURICH INS GROUP LID
SPON AOR FIFO 800.003 Jan 29, 13 Jan 22, 16 17,591.68 22,776.00 -5,184.32
Total 6127.326.13 6141,348.38 415,605.17 $1,582.92
Net long-term capital gains or losses -514,022.25
Net capital gains/losses: -514.022.25
Prior month or year activity adjustments
Gan and loss detals presented here reflect changes loprevioutry reported gabs and bsses, resisting ban a sae transaction, the amount of the dsalcwed loss has been aided to the cost basis d the securities d the sane inner
tlatc (..11(tVrOn :Se !,..9";s:tiOn Cr .1u -Delgt, !o cog basis If It* aciustment Is a teStit cf awash that yOu held subsecuent to the wash sfle
Long-term capital gains and losses
wash sale
Quantity or Purchase Sale UM Cost cost Deis
Security descroption Method (ace value dame date amount (5) basis 01 alustment(S) toss (S) um (5)
UNTO OVERSEAS BK LTD
SPCNS ADR SINGAPORE ADA Adjustment 650.000 Jan 29, 13 Dec 21, I 5 17,819.43 19,819.75 -31.25 -2,000.32
SDNY GM 00022018
cmiooceases9973NriocOlfr7084 00095 0116 030575001 100000 Pegs 13 of 14
CONFIDENTIAL
EFTA_00132638
EFTA01274775

$UBS
Your notes
ornsocameemenramenvonamisonsmot togg. 0,,,,A..14.31
CONFIDENTIAL
EFT,001.32639
EFTA01274776

Important information about your statement
U3S Financial Services M. the F im or UBS Financial - r-ogig nattr rr ntrnhor r dams for can. The SIPC met protection limits apply to account kekl, you choose one of the following
Senekert is a merrter of all orincaml meanly, ammo* - Dente the error or tie tanner you we uture allay:vies tut you hold in a Denied-a capacity. Mesment objectiger
and cartons exchanges. LA36 Frercial Sancti and LES $0.11, and explah as dent as you cal why you The Fan, together wth certain annex, has also • Produe Conant/mom.. wise eive as seang the
Bank USA are rdrect stbsideares of LES AG and belies t is an error or why you need more purchased anoint/Pal protection. The mann generation in intone cribs
affiliates of LES Secuitin U.C. The Fisn's °sandal eforrration anoura pain, to ale's)* clones, colercage8 Leder • Mist* Opt*, Approciatan: Immarnenee seeking
statement is available upon reopen. The Fin's mann - Pronde the dollar amount of the suspected (+Mt this protecion is 1500 millon a of Decanter 10, 2013. scowls of prropel rather than the generation of
offices re a: note p.
The Firm or Cad Issuer MI innueganour arnnirt Stb)ect tote poky corditons ad lineations, cash a • Produe Comae:anon of note and Capital
LES Financial Serecet and MI correct any error prompt,. f we tee more tan the Firm is furter protected for i.e to tl 9 million lithe Appreciation euesiments 'ening both to gerinatcn
1 W 2 e 0 e 0 h H aw ar k b e o n r , E N a J s u 0 l 7 ev 0 a 8 r 6 d F IC o S r b th u e si n ne o ss w da t y s y o to u d th o ir t i e c e n . b w e e e r c r a o l r l , o so w t * a y t o y u o r u a w ct i o ll r h s a * v e a ca u p r a e c c i i t a y. t e A fo f r tA a c lm opy a o a f m ti o e u p n o ts n h y e w ll a is d a in p g a i r s t k a u v l a a il r a ble of income and gowth of pitC011.
U Th 3 i S s s T t h a a te n m ci e a n l S t r e e r p vi r c e e s s e a nt t s t a th i e n m , O ay th o e f r f i t c e ia a l re r c * o r rd a o p f y t ou c ti o e m u p s le e t o e f o t r h s e i r m te o s n t e O y a d tio in n. g the term it takes us to T up he o n S I r P e C q u p e ro s t t e . ction and the supplemental protection * • W C a o l n l se in rv k e p d* ro S fi e le ek s s to mairtin nitin prima* wth
r o o o m ff t ic i s b ia s e i l o r f e a n l r i p e d l d e o a r c s a u e m n re e p n I o t f s r y . t o c h u o i r r b n r e n a r i h e m n d e w ia t l h c e e o ly r r e n n i i s c * i a n N n g o e d m a g t x t a o o s t r h h o e u ld O s P t l a e w a te s m e n m e ' n a in t k s e t t a e a u ll n t n io n o n i r n n dc t p o a a t r y e e - d g b u b o l n a to T * h t c h e a e fr F o n i n n t t n f o e o f e r t h ; t i a i e s u nts • b o y C th o F u d r I o , * a n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e * s ) s b et a s t c h o e n l t d ro a ll w ed a y b f y ro (a m n U d B in S c F lu in d a e n d c n ial n b n u y u t r m n is e k a o a n r i s r d e t h t v u e o r l n l a o s ti c l e it u n y d s to m t t d a h o y e e r s a o n - t c o o k t e u g e - e n p n n p e a e r c a e a te w t s i i e g th v n e e n tc 4 a nt
Branch Manager of the office sang you account. my be abject to inaheenrce lees, thetas for lite Services (e.g., certain 6) cash at UBS Bark. (i) cash at hflation.
Anagh al figures shown are needed to be accurate. p in a t y e m n e t n s t f ic o i r c s a e sh a a rg c e co n u p n ur t. c h A a c s c e o s u a n n ts d t * h e at r a rs t h fo a r r d un e p n a e i d d L in E c S lu A di G ng S v ta a m ria f b o l r e d a b n u n n u c it h ie , s ( , i d a n i d -s 6 u O ra s m h e ar p es r o o d f i m ds u , t ual • M to o k d e er n at s e o . W re a s n ot g :P t a o r t a y c t c o e s p e t e s k a h n g e h r e is r k r t e o tu p r i n n s c . Oal and
s so ta le te ly m o e n n g t r d t a m ta e n s d h o la t x :I P n a o n t n b S e , u (I s t. e . d F k o e r n m t a 1 t 0 p 9 u 9 rp S os a e e s . Rely to other institutions may be subject to a trailer Tee f n in a d ve s o w f h s e h r e e a s c u c c o h u s n h t a h re o s ld a e r r e o re n g t is o te b re o d o d ks re a c d t9 r n ec t o h rd e s • h Ag ip gr e M ss a ne i : n W t i o lin s g e n to t h a i c g c h e r p e t t h u i r g n h s r o is u k r t o tim pr e e . n cepal and
10425, eat whin prepriwyour at rein. The Fim 6 UBS Sweep Options of the applicable gear or transfer agent
required by low to repot to twe IRS all esetabk dividends URS offers optime for awning cash balances. balances • Oman nvinimehe contracts or hatment interns Sterternent Imuseholdhe
report** untamable Medan and tat mere* to bart deposits at UBS Bert USA and UBS AG Stanford (eq., limited partnernix and private placements) tat We may consohime al related account statements with
earned en vacuities Feld nyou roast riot proceeds branch (Bank Sneed Programs), money market mutual we rot registered tnder the Securities AO of I933; the sante/Ins n the sure envelue. ACCCultS may
en sae transacums, and cost ban on certain covered funds (Money Fun a-deoIntent cnal Depose ad be related tor this purpose bettasie they have owners
unities. Accoum (Calla customers with an Imernational • Cornnoditees cornets (e.g, foreign erthr9e and who akomainain Pit KCCara rehtionships with other
(t•SOSOP Management Accon. Through the Bank pans metal cortredrt futures ammo's <lents at the sane address. This pracke 6 knew, as
• O n P n le u as rt e i r o e o -c ti o o r n fi e rm w a it n h y t o h ra e l F co i r n m itncaborts in wring U S S w A e e u p p P to ro an ra es n ti r c t a s s te h e b d al l a i n n c e e a s a d e t h sw en e p to t t U o B 1 S 1 1 A 3 G 58 a-k ard commodity option contracts. s • t h a o te u m s e e n h ts o m lirg a u R l i y n o s u e p pa re ra fe te r t e o n r v u eb t r i e n s e — d iu yo d u U m al a y
tofurther protect your repts„ imInfrigyou rotes Stanford Branch as Money Fund. Deposits at UBS The SIPC ;notch and the suppamental potation do decline Neuwholding by tang yOUF Fhancial A&icor.
• e II x th i e t f ; t n h e e m S i c t a h rr e ti t n in I t n io ve n s o to n r t P h ro e t t e o c p ti l o e n t A o c f e t ( h 9 e P A fr L o nt n Ba a n t k . U F S o A r n ar o e m FD e IC fo in rn u a re ti d m in p a a c w cor d w a a n it c w e e w -m ith id F i D ( I g C m n o o n t y a o p u pl y s la t0 te t r h n e o s w e s a s T se M t e S s E , C i p f r o th te ey c t o io th n e a rw d is t e h a e p pear Friendly accourt name
of this staemert is not U3S Financial Services, 1.65 Deposits at LES AG Starnfad Brant aid chats of saltkvreental protection do not protect agenst changes The Fiend& noon name reflects information that you
Financial Seneces caries gas account as clearng Maley Reds at rot ensued by the in tie maim vain of yds investments (whether a a entered on the firm's online services websie. It a a
taker byan-gement nth the notated enstrtnion result of market movement issuer batruptcy Cr' customizable 'nide-ten • chougt by you to ant 1,0J
We Pion-ad you of this radon** when you Through the OA, erailable touch banns are swept to otherwise) nth your woordkeeping t has no legal effect an your
opened this &Caul. In tie oast your Suds and depoU accounts at UBS AG new York Stanched UBS account. You can change yaw Riendhccotnt Mint
s t e e a i r n itie d s a a c rt i b v o b a r t o e k d e a r. a U r B d S ) f o in u a t n a ci x a i l m St a o c k e e a s u a p nd o r n o t I A h G e F C O w C a . B n al B an r c a e c s t s h e T ld h a es t e th d e e L p E os S it s A a G r e C n a o ym t h a a n r B e r d a d b s y M ob o ta re in in m fn or o e t a io d n or i a s t w io a n n ab e ou t t e S rn IC r , a h t c a la n d r Y o o t u h e m S a I y P C A tr d o v u is g or h . Online Services or by contactrg you Finamial
of ay env or cminion to both firms. are temporanly nosed to the sovereign Sc of the Brochure, by contacting 51K at 302-3719300u by
Conran bland; and nos is no guano or other useng the SIC website al wow.alpc.00p ACQX•lt overview
All accent statements shall be deemed complete and oblation of LES AG to repay to balances while oath, • VA,* of poOf aCC0UntiP0rt6li, Net of assets and
accurate i not objected to is lung within 60 days. LES Cayman's Brans books. Dividend Retvertment Program (DRIP)
The prte reflected is an enrage price You row obtan • Asset. atlas avast* cash balance; vines for
• Please diect customer complaints or imparts to he Deposits at MS Bait USA and each UBS AG Branch are the actual price from you Financial Advisor. Only whole restricted starry lest), and Global Tine Deueirt
Fim's C hem Relations Deponent a 201.352.1699 not protected by S1PC . Money Fund shares are protected Mares re purchasedLuna DRIP; partial shires will be u-realred marts to market, and cattail assets not held
or toll.fr oe at 803.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See *U35 Feudal Services Aaant Anacker sold ad the can wa be deposited h your account. The by tee Fim. Does not include unpaced unit; assets
FT Monday trough Friday, a in wrisio to U3S bent rividerd reiwestment pricesupplied byte arar may at the end of the prior and anent statement periods, or
F P i . n O a . n B c o ia x l 7 S 6 er 6 v i U ce n s i o h n c C , i t C y l , i e N n 1 t 0 R 7 e 0 l 8 a 7 ti . o n DePamment Upon yea regain, balances in to Bari Sweep O are ff e s r o b ld a rnthe market pice at which to partial shares p w e e v r a c * o e a v n e s a t r o t c e k n o ts n , i p o a n w s ned stook options and
• h ewe of errors or owstire about an electronic Protons or OA may be withdrawn and shares of a • Lieleins Include, debt behnon nine-ding ertegn
fun* transfer WO.bee psyment or UBS Vonadebit Money Fund may be liquidated, ad the proceeds Cialenliew loms, credit Er, don accentbalances.
card transactions, call 830-762-1000, a ache to UBS returned to you cc you sent* accent O9 whole urns may be head n yobr want. If you ere • CashAeoney balances. Total of uninvested available
Financial Services Yo., 1000 Hatallsed... 6th floor, mind to a panial unit as a result of a cividerd pwrnent cash balances, plus UBS Bart USA deposit batrus, U3S
Yikehavitert NI 07086, Atte RIAMBSA Serwes. Feather Homan about available sweep owns, a °eternise, the Firm *Nether sell panal tants at AG Stamford Bench deposit balances and money market
enckeskic oarent unrest rates and Yelel; k available at mater exte or accept an amount detamieved by a MALI lund sweep balances at the axe of the
Cal or write as won a you tan if you nit yar VIYA4 Ai7$ cords weiThia from your Francia Advisor regorged clowns agency. and credit you acorn statement period. Norscannosity free credit balances in
statement or receipt 4 wow or if you need more or by eating 800-762-1000. your accost at rot segregated from other balances
WrIcematim Awn a transfer on the staement or Investment objectives ad the Fins may use any of these funds in the ordinary
racist The Firm or Card bear (as applmbla must LES Financial Service' acne% arertection The nvestmert neon* ad nsk profile we speck to course d its tininess. These funds se payable upon
hear from you no are, than CO days afar tie Fins The Fim en member of the Secuilin Investor Protection each account and may my Mennen Please edam the your demand. This total is included in to cunt period
sent you tie fist statement on sten the error or Caporal:en (51PC), which protects 'notes *cants of Firmpont& ;n sang of any similkart change in an closing Sue.
problem upend. es !Darters up to SS009:0 (ncladng 5292,000 for Maned situaion or ruestmert cbjectives. For each
SDNY_GM_00022020
CONFIDENTIAL
EFTA 00132640
EFTA01274777

Important information about your statement
(OW tenued)
landthg information sou wouklacuriy num n the rrtrakee Peon aro — 'Eharbicions to date' may rclude returned - h addition to commrssOrts received in connection
Fa dtt$,d informal:en on the Finis lending practices obtaned from various thed pry sources Sikh ow cthhat income or both. wth the sale or dish/anon of anAy contracts
and &theses, refer to you Chem Relateorithip beleve to be reliable, but vie do not guarantee thee — 'Pignut triI we • represents the nib& adorn; and slot trwesernent oust units looter clients, we
Aperient or Aroant Avestant and the General accuracy. price per tine and may not reflect you tost base mart Cur arfilishe red ewe mane sharing
Team and Cognitions UBS Stamm' of Credit Franke, — We Irma* use the doetre pet, men aeadatio or compernation Fran marry of the Mawr
available in Agreements awlD ardwres the meat of the bid rd ask prices for Road • Restricted searrities Restricted aortas general' compeers undermroing the arruily contracts.
amy athromixrcurtrirdium. securities and colonsor pity bid prices for OTC are not form* eligble for publk salt UPS Financial all hate of the insurance ccenpantes or secesoes of
stoats. Serve*, use the market peke of tte unrestricted stock the tnt iniesunent trusts we dfSlftUte-
Yaw alma — Less at traded securities maybe pica' using a of the sane issue as as imputed value foe the - Cur affiliates alsomein trading ormaskins and
You itsenent Remises oecuritie end other assets held valuation model a the most recent pie we restricted sack for purposes00m agent* 0* To other compensalka from mutual funds and
tithe scant at the end of the stamen period. You <Paned and may not reflect an actual ma-ket iorke the erten' that nntoicted seaside% are eliabb for sae, nsurance companies Morse products sw dmIrtute.
may ask for &Wary of Kay paid securities at any tine. vakth the value received may be se/oda-Palk, less elnan the — We receive an anal fee Mom UBS Bark USA and
You mayreceive seculies used as loan colt:road after — Certain positions may appear with out a price and imputed vat* shown UBS AG Surrion Branch of up to 115 per account
any balance due on them. Airy *cooties will slow spice was not avalable• if we are sweeping to the banks under the UBS Bank Sweep
"Ito the lira ckring the statenwnt period are umblo to obtain a price for a scorily • Est gatirneted) income, cement yield' and rata. Programs.
Pada make value as of the end of the daemon — Deposits « secuties derxminated in currencies An minxe of nu/ incomes based on current
peeked other than U.S. days are rankled a the eachange dvidend and 'Wrest rates, awning the securities will Adivity
• Cost bath. In detemning the cost ban of the rate as of the statement date. be held for ore year from statement date or rail hforrrutionregardng cowman and other charges
sautes kaludal n this statement where nickeled - For oaten securities tracing in nonconforming maturity. This enema is oeW a guideline, accuracy incurred n correction with the maten of trades.
with the nearby 'I,' IBS fnu ncio' Service Mr relied denaninaime. peke and quarcitY dace has) may ad continued imam we not guranteed inclAng option transactions has been included en
on informatim obtained tom sources other than UBS have been adasted to failtae peer vabakin — Estimated ann..' harm and carrot Peld for confirmations [(emus/ furnished to you. ad wit be
Fiuxial Seats. exhaling nformation Iran another To obtain CUrrerd potations, when matab!th contact certain hoes of sashes could nude a fells, of provided to you perrestly on ramie.
lint a that you may have provided to you Fnancial you anemia' Athisor. PrarCP310f Capital gainS n verich case the eP
Achim The Finn doe noro i independently cr income feralcurve* yekb would be overstated. Shat selling
wane the accuracy vanity of ary information • Private arrestmento and etrucWred produces. — Painated arrival emene and overt yield arid the if you are engaged in shoe selling a security, eat may
Provided by lanes Onw then LES Financial Services Mate inearnenl SeCurilin (IX WIN) drect actual income and yield might be laver or higher nos a dirge Oa to certain boerowirg costs for that
partkpatisn pagan and real estate nristmerro Mug than the estmaed amounts. pal kula security.
h anti" artlaugh LOS Financial Sawas general' securities) and suucued prolicts are generally IrogW — An ennui, of remained :worm (dividerd saki
vpdates this ef carnation as it is received. the firm Akan Cron audited ;radars have not been imeret) dirded by the *trent matt Open at
does not provide ay entrances that the inforrnainn registered with the Securities and Excha-w vabriavcrar balance is based on the an divdad Regarding pen Co • croddilcancellecr «den that
under "Cost basis` and "Urvealced gari loss- is Commissim or Leda any state securities laws. We or interest payment made by the issuer and were not mauled by the gatemen date. open buy rd
acute as of the date of this statement. As such inside estimated vats for private casement awes the seas 'midmost, will be hell for one sell stop orders are reduced by the mart of deader&
please do not mai on this Moimation to make acuities and amused products for informational year tom the statement date Or until matudy. or rights on an mrividends or <weights date unless
paths* a sale decisions, for um p.rposes Papaws only. Accuracy is not garentetd. Accuracy an continued yak1r e not getrantemi instructed otherwise by you. You are reponoble foe
otherwise. Accounts transferred to the firm may — These vabes nay differ tobstantiriy frorn paces, if orders that re mated due to you failure to cancel
reflect gantlets inform ken ony for the period trey, at Mitt a prima investment saint/ or • Assets not he/ by IAN Financial Sennaro Certain "WOg open orders.
tine they are held at the Mn More historical soutved ;roan may be butil or sold and do assets are not held by the Pim and not wenn the
ea: maim can be added by your Anoxia Advool. not necesurily repreurn the water you 'My receive Firm's possessem or control. These assets are Privacy
upon lirwidation. deployed on yes statement foe informational To obtain a copy of ou current Clictro Privacy Notice.
• Unrealited gelsAmees then data is mantle. - thid paly interacts of yakse aro as °farewell papaw only. Positions and values presented are Please contact your Financial Mena or visit or waste
estimated uvegzed ging tosses are calculated foe date and are applied to UBS Financial Services an a provided by the issuing Inn. LOS Financial Services is tyww urn romierivaessalinr
individual secuey lots.** transaction data for regular basis by an independent vat-atom I inn. not respresba tot Om int condom and does not
nivripi lots may or may not rend caraussions, —Issuer, general pain a sponsor estinated values. guarantee is accuracy. these assets are rot protected UBS reward Serous is in:fabric The RMA Business
dupes et acuity reorganize' en events. if any. re supplied to the Finning the our, by SOP or the finis applemental Slit coverage. Service Accent BSA and IRMA are brokerage accounts
Diddand and other reinvestment lots and wstormak grata partner Or spans« and may be calculated Mkt, provide access to barking services and products
puctrose lots are each combined to display one based on dfferees Mermaton tom that used by • Revenue daring and additional compensation. through arrangernents wan aft Mated banks and other
swaged lot. The Trade dale colon patents the third parties to delve the. minuted vales. — In addition to conwissitas on hobs and 12b1 lees thrd-party banks, and provides access to nsurance and
original varnacroon trade dale. - You can obese additional eformation regarding received n «tendon vain the dmentmion of a-nuty products laved by undfiliatedthrdpany
the methodologyused to deceemine the estimate of maw' find to our dents we motor our affable Murano companies through nsurance agency
• C th a e l l i a ss b u le e r w ca o l r s r i t t o ie e s a Be n re d d s e a r n rO t W pre n f w err it e b d e g s o e d le , c t t h e a d t b v a a s lu is e f a o n r d th t e he M d i a n te n o a f b th y e c d on o ta m cti a ng i n yo t u h r a F t i i n s a t n h c e ia l r a e r c d e o iv r e a re d m vis e o o r r s o o s f h t a h r e in m g M ut e ua n l e fu m n f s ro th m a d t e w t e ri b se u l l l. c rs subsidiaries of UEIS Financial Services hr.
n' ere by lot Iran among all secretes of that Ada«. These amounts are bated on two earners: Inestainh murex.. ad nuttyproducts:
awe held in our fume «tonna** name la of - Thin pry *stead alas may be reflected as components 0 the amount of sales by UPS of a Not MK rend • No boa guantee• May lose vale
<lents Call bare idconakn is obtained from third 'Not priced.' in several setae:ono when an pali:uhr mutual fund fenny to our clients. and PO
pities and es accuracy is not guaranteed. Other call irdefandem ualuation lire has not MOW a is the asset value of aparticular Mutual fund I amibrs RMA. Resource Manaperrwi Accoult. Business Services
teases may oat winch could affect yiekt conk* unable to assign a vat*, *Awn we become awn shares heti a the ikm Account BSA, MMA and nue-national Resource
infeamalm will be provided upon request that a material event has occurred that may call a — We and or dilate also rectwe neweating and Management Accord are registered service marts of
perocusly repotted vela Mc, question, a redlon a combs processing lees in cermideratian See UBS reiancial Services
• Certificates of deposit (CDs). COs re FDIC inured value wood be hfahlr speculative due to the naue transfer agent services that Pw provide to the
up to $250.008 in pen and accrued imam per ate acuity. mutual finds These fe ar go-wally are pail from Visa Signature s a registered service mark of like
depositor an per depositorynon/non in accordance - When neither an *suer, general palm or sponsor investor assets in the mutual fun and are a fled Marotta-a l.8$ Visa Sgruhre credit cads and LES
rah FOIL rules. estimated value nor a thed-party estimated 'Ob. is dour amount based on the nater of accounts at Visa debt cards are issued by UBS Bank USA with
Provrin the vats a the levity will be different the bfokef3lealte Inking mutual hinds of that fund emission from voa USA ecomoraled.
• Pricehalue Price displayed for iaositios and other Iran its Module price family
«oda% may be higher or lower than the price that USS Financial Services Inc Rev 201511
SDNY_GM_00022021
CONFIDENTIAL
EFTA 00132641
EFTA01274778

UBS Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2016
CNP70057491790216X1Y1 0
GHISLANE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIELANE MAXWELL
Friendly account name: IndivN4QQ20008
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone
Value of your account
CQuaellf soti.oan,s about your statement?
hrkanzia e
RMA Resnurrelme at el)O-RMA- 1000, on January 29(S) 00 February 29(S)
account
YOur assets 990,425.75 844,364.80
UWt our website: Your liabilities 0.00 0.00
vemv.ubsoomlfinancialserinces
Value of your account $990A25.75 $844,364.80
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 11,010341.52
S Thousands
1,469.5 Net deposits and
withdrawals 4129364.99
4Slinmalliaustatimmumil:.010.3 9904 Voir iwestmmtreturn:
844.4 Dividend and
interest income SA867.04
Chance in
market value -140,859,77
Value of your mown
on Feb 29.2016 B144361LOO
Dec 2014 Dec 2015 Ian 2016 Feb 2016
SDNY GM 00022022
Member SIM 0070001005749179 NFI00O20227? 00005 C016030575004 100000 Page 1 of 12
CONFIDENTIAL
EFIA_00132642
EFTA01274779

UBS UBS Strategic Advisor Account name: (3k-ii≤tAvE NIA, \A ELL Your Knancial Advisor.
Friendly account name:Irwin. 1/49n7C1X3 SCOTT STACK MANII.YLE CASRIEL
February 2016
Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
February 29(5) your account
• Cash and money balances may include
A Cash and money balances 1,930.78 023% Your current asset allocation
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 842,434.02 99 77% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional O.CO 000%
F Commodities 0.09 000%
G Other 0.00 000%
Total assets $844,364.80 100.00%
Value of your account $844,364.80
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 -0.13% -5.09%
Russell 3000 -0.03% -5.67%
MSC - Europe, Australia & Far East -1.80% -8.89%
Barclays Capital U.S. Aggregate Bond Index 0/1% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
CW70003005749180 NP70C0202277 00009 0216 030579004 lelitlitlY_GM_00022brie 2 of 12
CONFIDENTIAL
EFTA_00132643
EFTA01274780

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXVVEU, Your Financial Advisor:
Friendly account name:Incite vag920O08 SCOTT STACK MAN' LYLE CASNEL
Account number.
Change in the value of your account Summary of gains and losses
February 2016 (3 Year to date (I) \faun reported [tic* exclude products for which gins and 10Stes are not classified
Realized gains and losses Unrealized
Opening account value $990,425.75 $1,010,341.52
February 2016(1) yea, to date (s) gains and loses (4)
Withckawals and fees,
including investments transferred Long term 0.00 -14,022.25 -12,498 81
cut -128,686 65 -129,984.99
Dividend aid interest income 2,449.22 4,867.04 Cash activity summary
Change in market value -19,823.52 -40,858.77
See Account aztenty thn month for desalt. Eklanfe in your 9neeDOPOOM are includedin the owning and
Closing account value $844,364.80 $844,364.80 S CI t O a S rr in /o g l b d a l B an e C n e c S h t o it r * b . a n F k D d IC e p in o s s u it r s a n p C la e c v ed o t l h e r s o u o r n p ly t 1 h 0 e d U e P p S o s In its te a rn a 1/ l 8 /c 5 a B d a D nk e p U o S se A , A n c o c t o t u o n & t p W ro A g S ar n a . t U S 8 tP 5 C A G.
protection applies to money market sweep fund hddings but rot bank deposits. Ste important InSonnotion
about your stotemett al the at two pages c( this document for deists.
Dividend and interest income earned
February 2016(S) Year to date (1)
Opening balances $128,168.21 $0.00
For purposes of His statement, tamability of interest and dividend income has been determined horn a US
tax reporting perspective. Based upon the residence of the account holder. account type, or product Addrtions
some interest andlor dviCend payments mat not be subject to United States NA ardor etert0 Rico (FR)
income tares. The dent monthly statement is not intended to be used and (Lima be r$ed upon for tar Dividend and interest income 2,449.22 4,867.04
purposes. Clients should refer to the applkide lax reporting forms they receive Iran 1185 annuity, such as
the Forms 1099 and the Forms 480, foe tar reptuting information it iS the practice Of U85 to file the Proceeds from investment transactions 000 127,32&13
toolicatie lay reporting forms vAth the US Internal Revenue Service and PR Treasury Depararem. and in
such forrrn accurately dourly cindends andia intent as lax exempt or textile inane. Please consult your Total additions $2,449.22 $132,193.17
indvelual tax propane
Subtractions
February 2016 (I) Year to date (I)
Professional management fees and
Taxable dividends 2,448.94 4,866.52 related services 0.00 -1,256.03
Taxable interest 0.28 0.28 Other fees -15.59 -57.90
Total current year $2,449.22 $4,866.80 Other funds debited -128,671 06 -128,671.06
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 000 -277.40
Total dividend & interest $2,449.22 $4,867.04
Total subtractions -$128,686.65 -$130,262.39
Net cash flow -$126,237.43 $1,930.78
Closing balances $1,930.78 $1,930.78
SDNY GM 00022024
CUP7C002005749181 NP7003202277 00035 0216 030575004 100000 Page 3 of 12
CONFIDENTIAL
EFTA_00132644
EFTA01274781

UBS UBS Strategic Advisor Account name: II Your linandel Advisor:
Friendly account name: Ir SCOTT STACK MAMLYLE CASFUEL
February 2016 Account number
Withholdings and tax summary
February 2016 (1) Year to date (1)
Foreign taxes paid -502.85 -502.85
UBS Bank USA Deposit Account APY
Interest period Jan 8 - Feb 4
Opening UBS Bank USA Deposit balance Jan 8 $0. 00
Closing UBS Bank USA Deposit balance Feb 4 81,930.78
Number of days in interest period 28
Average daily balance 818,989 86
Interest earned 80. 28
Annual percentage yield earned 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Franco' Advisor or Branch Manager. You can find a ful description of the allematwe
investment obiectives in important information shoot >cvr statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggiesswe
investment eligibility consderation - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
CNP7C008005749182NP70C0202277 00005 0216 030575004 ICiff#4CGM00022,5tie 4 of 12
CONFIDENTIAL
EFTA_00 I 32645
EFTA01274782

SUBS
UBS Strategic Advisor Account name: GH15LAINE MAXWELL Your Pi nandal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
February 2016
Account number.
Your assets
Some ones, inCOnle and current ea ues Shdeen may be approximate. AS a frail. gains and losses may riol
be accuralely reflected. See Apoduntmlosivabon about your statement a the end of INS docurneM fOr
more infornaaon.
Cash
Cash and money balances
Cash and moral balances may include avalade cash balances, UBS Bar* USA derost account balances,
UBS AG Stallard Branch otpout account baances and money market mutual fund sweep balances
UBS Bank USA deposit account balances are insured by the TM vAl to n awn< ebb limits, but are not
protected by StPC uBS AG Stanford Brans h deposit account baantes am not ensured by FDIC and are not
protected by 9FC Money market sweep balances are protected by 9PC but ale not insured by the FDIC.
See the important information about your statement at the endof this document for details about those
Sanas.
°owing bdence Closing balance Price per :ham Average we/noInterest Days on
Hddng on Feb I a) on Feb 29 (I) on Feb 20 (1) rate period period Cepannual CI)
U3S BANK USA CEP ACCT 128,168.21 1,930.78 250,000.00
Equities
Common stock
Purchase pried
Trade (Anther Avertige prke Pnce per share veto on Wye/abed Hddng
Hddng cbte of snares per snare (I) Cost basis (SI on Feb 29 (SI Feb 29 (t) gain or loss (t) period
ASTRAZENECA PLC SPON Ate
Symbol: AZN Exchange: NYSE
E4I: 11,000 Current yield' 4.78% Jan 29, 13 420.000 25065 10,527 30 28.670 12,041 40 1,514.10 LT
Apr 22, 13 170.000 25.667 4,36153 28.670 4,873.90 510.37 LT
)t 12,13 140.003 24.720 3,460.92 28.670 4,013.80 552.88 LT
Security total 730.003 25 139 18,351 75 20,929 10 2,577.35
SAE SYSTEMS PLC SPON ADR
Symbol BAESY Exchange OTC
EAI: 11,211 Current yield 4.28% Jan 29, 13 1.003 003 22 160 22,160 00 28.300 28,303 00 6.14 0.00 LT
BHP BILLITON LTD SPUN AOR
Symbol. BHP Exchange: NYSE
EA1: 41,079 Current yield: 10.97% Jan 29,13 320.000 78.520 25,126 50 22.610 7235.20 -17,891.30 LT
Apr 22, 13 30.000 63865 1,91595 22.610 678.30 -1,237.65 LT
Jul 12,13 85.000 61002 5,185.23 22.610 1,921.85 -3,263.38 LT
Contended neat page
SDNY GM 00022026
CONFID C E hIPTC0 N 0300S7 T 49183 I N A P7000 L 7072 7 7 BOWS 0216 030575004 101000 Page S of 12
EFTA_00132646
EFTA01274783

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancid Advisor.
Friendly account name:Indiv V49920008 SCOTT STACK MPHLYLE CASRIEL
February 2016
Account number.
Your assets Equities . Common stock (continued)
Purchase paced
Trade Humber Average price Prke per share Vdue on Unedited Hddng
Hddng date dalurn per than (5) Con bads (S) on Feb 29(1) Fab 29($) gain ot Ion (4) period
Security total 435.000 74.087 32227.68 9,835.35 -22,392.33
DEUTSCI-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
(Al: 12,276 Current yield:3.20% Sep 16, 13 1,275.000 13.387 17,069.45 16.660 21,241.50 4,172.05 LT
Sep 17, 13 1,1 50.0O3 13359 1 5.362 85 16.660 19,159.00 3,796.15 LT
Sep 18, 13 990.000 13393 13,259.17 16.660 16,493.40 3,234.23 LT
Oct 10, 13 855.000 15.481 13,236.68 16.660 14244.30 1,007.62 LT
Security total 4,270.000 13.801 58,928.15 71,138.20 12,210.05
CEUTSCI-E POST AG SPON Apt
Symbol: DPSGY Exchange: OTC
(Al: 4910 Current yield 3.84% Jan 29.13 280.003 23.900 6,692.00 23.700 6,636.00 -56.00 LT
Apr 22, 13 720.000 22.581 16,258.75 23.700 17,064.00 805.25 LT
Security total 1,000.000 22.951 22,950.75 23.700.00 749.25
(AGE SPON ADP
Symbol: ENGIY Exchange: OTC
(Al: 11,481 Current yield:6.41% Jan 29,13 240.000 20.779 4,98698 15.400 3,696.00 -1,290.98 LT
Apr 22, 13 380.003 20.919 7,949.37 15.400 5.852.00 -2,097.37 LT
Jul 12,13 215.003 20.144 4,330.97 15.400 3,311.00 •1,019.97 LT
Aug 21,13 28E.003 22.200 6.327.10 15.400 4,389.00 -1,938.10 LT
Aug 22, 13 140.000 22.508 3,151.20 15.400 2.156.00 -995.20 LT
Aug 23, 13 240.000 22.418 5,380.51 15.400 3,696.00 -1,684.51 LT
Security total 1,500.000 21.417 32,126.13 23,100.00 -9,026.13
GtAX0 skirniKLINE PLC Apt
Symbol. GSK Exchange: NYSE
(Al: 51,216 Current yield: 6.1I % Feb 13, 13 150.000 45.645 6,846.78 38670 5,800.50 -1,046.28 LT
Apr 22.13 245.000 50.630 12.404.47 38.670 9,474.15 -2,930.32 LT
bar 12,13 120.003 52.904 6,348.48 38.670 4640.40 -1,708.06 LT
Security total 515.000 49.708 25,599 73 19,915.05 -5,684.68
IMPERIAL BRANDS PLC SPON ADR
Symbol: IMEEY Exchange: OTC
(Al; 12.154 Current yield: 4.06% Apr 25. 13 60.000 70.891 4,253.51 103.050 6,183.00 1,929.49 LT
Apr 26. 13 375.000 70.792 26,547 34 103.050 38.643.75 12,096.41 LT
continued next page
CW70003005749184 W7000202277 00005 CQ 16 030575004 101tit6W_GM_0002245tr 6 of 12
CONFIDENTIAL
EFTA_00 132647
EFTA01274784

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
Friendly account noir*: Indiy V49920008 SCOTT STACKMANLYLE CASRIEL
February 2016 Account number.
Your assets Equities . Common stock (continued)
NOS* price
TWO hunter Average price Mt pet share Wlue on Imre/tried Holcing
Hddng dee of shares per slum (S) Cori bads 01 on Feb 29 (0 Teb 29 (S) gain a loss (t) period
Jul 12, 13 80.000 68375 5,470.00 103.050 8,244.00 2,774.00 LT
Security total 515.000 70.429 36270.85 53,070.75 16,799.90
MTN GROUP ITO SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 41,638 Current yield: 9.95% Jan 29,13 1,025.000 19.580 20,069.50 8.270 8,476.75 -11,592.75 LT
Apr 22, 13 590.000 17 390 10,260 10 8.270 4,879 30 -5,380.80 LT
Jul 12, 13 375.000 19219 7,207.31 8.270 3,101.25 4,106.06 LT
Security total 1,990.000 18.863 37,53691 16,457.30 -21,079.61
hESTLE S A SPONSORED APR
REPSTG REG SHS SWITZ APR
Symbol: NSRGY Exchange: OK
EAI: 4855 Current yield 2.72% Apr 22, 13 255.000 69.918 17,829.09 69.860 17,814.30 -14.79 LT
Ji.i 12, 13 195.000 67.417 13,146.41 69.860 13,622.70 476.29 LT
Security total 450.000 68.834 30,975.50 31,437.00 461.50
?IPPON MSG &TEL CORP WON
ADR
Symbol. NTT Exchange. NYSE
EAI: 41,507 Current yield: 1.60% Jui 22, 13 1,700.000 26.445 44,957.18 42.710 72,607.00 27,649.82 LT
Aug 6,13 510.000 26309 13,417.69 42.710 21,782 10 8,364.41 IT
Security total 2,210.000 26.414 58374.87 94389.10 36,014.23
NOVART1S AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: 42,282 Current yield: 3.29% Jan 29,13 590.000 67.877 40,047.61 71.1 10 41,954.90 1,907.29 LT
Apr 22. 13 240.000 72.512 17,403.02 71.110 17,066.40 -336.62 0
Jul 12, 13 145.000 73.450 10,650.38 71.110 10,310.95 -339.43 LT
Security total 975.000 69.847 68,101.01 69,332.25 1,231.24
ORKLA ASA A SHS WON ADR
Symbol: ORKLY Exchange: OTC
EAI: 41,029 Ctirent yield: 3.05% Jan 21,14 710.000 8.052 5,717.56 8.210 5,829.10 111.54 LT
Jan 22,14 220.000 8.190 1,801.84 8.210 1,806.20 4.36 LT
Jan 23,14 315.000 8.282 2,608.92 8.210 2,586.15 -22.77 LT
Jan 24, 14 185.000 8.147 1,507.25 8.210 1,518.85 11.60 LT
Jan 27,14 135.000 8.019 1,032.58 8.210 1,108.35 25.77 LT
continued next page
SDNY GM 00022028
CNP700C0305749105NP700070227700006 0216 030575004 loc0o0 Page 7 of 12
CONFIDENTIAL
EFTA_00 I 32648
EFTA01274785

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandal Advisor,
Friendly account name:II-4h. V,19920008 SCOTT STACK MAMLYLE CASR1EL
February 2016 Account number.
YOLK assets Equities . Common stock (continued)
Purchase pries
Trade Mater Average price Price per there Value on Unrealized Hddng
Hd Ong date of sharer per than (I) Cott bask (1) on Feb 29(3) Feb 29(S) gain ot loss ($) period
Jan 28,14 265.000 8.045 2,132.08 8.210 2,175.65 43.57 LT
Jan 29,14 390.000 7.991 3,116.53 8210 3,201.90 85.37 LT
Jan 30,14 245.000 7.849 1,923.23 8.210 2,011.45 88.22 LT
Jan 31,14 260.000 7.678 2,048.46 8210 2,134.60 8614 LT
Feb3, 14 165.000 7.794 1,44196 8.210 1,518.85 76.89 LT
Feb4, 14 235.000 7.671 1,802.69 8.210 1,929.35 126.66 LT
Feb 5, 14 245.000 7.727 1,893.29 8.210 2,011.45 118.16 LT
Feb 6, 14 765.020 7.56) 1,247.70 8.210 1,354.65 106.95 LT
Feb 7, 14 310.000 7.528 2,333.87 8.210 2,545.10 211.23 LT
Feb 10, 14 250.000 7.609 I,902.25 8210 2,052.50 150.25 LT
Security total 4,115.000 7.913 32,560.21 33,784.15 1223.94
P.T. TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol. TLK Exchange: NYSE
(Al: 1644 Current yield 1.90% Jan 29,13 690.000 39.442 27,215.25 49.050 33,844.50 6,629.25 LT
RECKriT BENCKISER PLC WON APR
Symbol: RBGLY Exchange: OTC
EAI: 11,349 Current yield: 2.07% Jan 29,13 2,590.000 13.187 31,156.85 18.410 47,656.00 13,499.15 LT
Apr 22.13 510.000 13.966 7,122.67 18400 9,384.00 2,261.33 LT
lul 12, 13 440.000 13.938 6,132.99 18.100 8,096.00 1,963.01 LT
Security total 3,540.000 13.393 47,412.51 65,136.00 17,723.49
ROYAL DUTCH SHELL PLC CI. A
SPCN AOR
Symbol: ROSA &change: NYSE
EAI: 461 Current yield: 7.06% 19.000 --This information was unavaiable-- 45.480 864.12
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL B ORD SHS SPON
ADR
Symbol: ROSS Exchange: NYSE
EAI: 31,504 Current yield: 8.23% Jan29,13 185.000 74.585 13,798 31 45.710 8,456.35 -5,341.96 LT
Apr 22.13 215.000 65 856 14,15906 45.710 9.827.65 -4,331.41 LT
Security total 400.000 69.893 27,957.37 18,284.00 .9,673.37
continued next page
CNP700C0005749166 NP70002022 77 00005 0216 030575004 lOnglY_GM_00022eltio S of 12
CONFIDENTIAL
EFTA 00132649
EFTA01274786

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name:Indav V49920008 SCOTT STACK klAtILYLE CASRIEL
February 2016 Account number.
Your assets . Equities Common stock (continued)
Purchase pacer
Trade Number Average price Price per shse Value on Unrealized Fideing
Hddng date of shares per share IR Cog basis CO on Feb 29(1) Feb 29 ft) gan a loss (S) period
SIEMENS A G SPON ADR
Symbol: SIEGY Exchange OTC
EAI: 41,404 Current yield: 3.03% lan 29,13 250.000 nano 27.52750 92.600 23,150.00 -4,377.50 LT
Apr 22, 13 200003 100.134 20,026.84 92.600 18,520.00 -1,506.84 LT
JS 12,13 50.000 107256 6362.83 92.600 4,630.00 •732.83 LT
Security total 500.000 105834 52,917.17 46,300 00 -6,617.17
SINGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
EAI: 42,106 Current yield: 4.52% lan 29,13 1,060.000 28.260 29,955.60 26.370 27,952.20 .2,003.40 LT
Apr 22, 13 440.000 29.820 13,121.15 26370 11,602.80 -1,518.35 LT
Jul 12,13 265.000 30.551 8,096.17 26.370 6,988.05 -1,108.12 LT
Security total 1,765.000 28.993 51,172.92 46,543.05 -4,629.87
STATOIL ASA SPON ADR
Symbol: STO Exchange: NYSE
EAI: 4935 Current yield 4.43% lan 29,13 610.000 26.533 16.185 31 14.560 8,881.60 -7.303.71 LT
Apr 22, 13 205000 25.765 5,281.88 14.560 2,984.80 -2,29708 LT
Apr 22.13 170.000 23274 3,956.72 14.560 2,47520 -1,481.52 LT
Apr 22, 13 135.000 25.785 3,481.05 14.560 1,965.60 •1,515.45 LT
Jul 12,13 330.000 21.423 7,069.66 14.560 4,804.80 -2264.86 LT
Security total 1,450.000 24.810 35,974 62 21,112 00 -14262.62
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: TSM Exchange: NYSE
EAI: 4480 Current yield 2.45% Jan 29,13 800.000 17.800 14,240.00 23.550 18240.00 4,600.00 LT
lul 12.13 30.000 18.434 553.04 23.550 706.50 153.46 LT
Security total 830.000 17.823 14,793.04 19,546.50 4,753.46
LNILEVER NV N Y SHS NEW
MTHERLANDS SPON SPDel AEA
Symbol: UN Exchange: WS(
EAI: 41,170 Current yield: 2.75% Jan 29,13 300.000 40.500 12,150.00 42.610 12,783.00 633.00 LT
Apr 22.13 445.000 41.074 18,278.06 42.610 18,961.45 683.39 LT
Jul 12,13 255.000 41271 10,524.33 42.610 10,865.55 341.22 LT
continued next page
SDNY GM 00022030
CNP700CE005749187 NP1000Xr2277 00005 0216 030575004 locoed Page 9 of 12
CONFIDENTIAL
EFTA 00132650
EFTA01274787

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancial Advisor:
Friendly account name: Indiv V4992C008 SCOTT STACK MAJOLYLE CASIVEL
Fehrt2ry 2015 Account number:
Your assets . Equities . Common stock (continued)
Purchase pricer
Trade Matter Average pace Price per share Value on unedited Hddng
date of therm per than (S) Cost bask (S) on Feb 29(5) feb 29(5) gain or lost (S) period
Security total 1,000.000 40.952 40,952.39 42,610.00 1,657.61
VODAFONE GROUP PLC WON ADR
Symbol: VOD Exchange: OTC
EAI: 11,743 Current yield: 5.52% Jan 29,13 796.294 50.164 39,945.60 30.400 24207.34 -15,738.26 LT
Apr 22, 13 2.727 54.627 148.97 30.400 82.90 -6607 LT
Jul 12,13 239.979 54.033 12,966.80 30.400 7,295.36 -L671.44 LT
Security total 1,039.000 51.070 53,061.37 31,585.60 -21,475.77
ZURICH INS GROUP LTD WON ADR
Symbol: ZURVY Exchange: OTC
EAI: $1,693 CuTent yield: 7.98% Jan 29,13 25.000 28.470 711.75 21.220 530.50 -181.25 LT
Apr 22, 13 685.000 26251 17,962.21 21.220 14,535.70 -3,446.51 LT
Jul 12, 13 290.000 26.739 7,754.57 21.220 6,153 80 •1,600.77 LT
Security total 1,000.000 26.449 26,448.53 21220.00 -5,228.53
Total 4854.068.71 $842.434.02 -$12,498.81
Total estimated annual income: $31,727
Your total assets
Percentage et Cost EStmated Unredized
value on Ftb 29(5) your «cam base (S) annual intone (S) On or lOsS (5)
Cash Cash and money balances 1,930.78 023% 1,930.78
Equities * Common stock 842,434.02 9937% 854,063.71 31,727.00 -12,498.81
Total 5844,364.80 100.00% $855,999.49 531,727.00 -$12,498.81
• missirg cost basis informalicei
Account activity this month
Date minty Desennion Amount (S)
Dividend end interest income
Taxable <Mx:rends Feb3 Foreign SIEMENS A G SPON ADR 1,906.50
Cividend CUSIP: 826197501
Feb3 Foreign VOOAFONE GROUP PLC SPON ADR PAID ON 1039 542.44
Dividend CUSIP: 92857W308
Total taxable dividends $2.44834
CNP700C0005749188 NP700O202277 00005 0016 030575004 lotiMrem00021~ 10 of 12
CONFIDENTIAL
EFTA_00132651
EFTA01274788

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
*UBS Friendly account naine:Indiv v49920)38 SCOTT STACKMAMLYLE CASRIEL
February 2016 Account number:
Account activity this month
(contiluedi
Date Mikity DexfotIon Amount IS)
Dividend and interestinoome (continued)
Taxable interest Feb 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0300/16 0.28
Total taxable interest 60.28
Total dividend and interest income $2A49.22
Oat, Actittly Descrption Amosot (S)
fees Feb3 Fee VOOAFONE GROUP PLC SPON ADR -15.59
Total fees 415.59
Date Acthily Desc4ption AMOMI (1)
Other funds debited Feb 1 Transfer JOURNAL TO GHISLA1NE MAXWELL -128,168.21
Feb3 Foreign TeX SEMENS A G SPON ADR -502.85
Withheld
Total other funds debited -6128,671.06
Investment transactions
For mare information about the pliCei value shown for restricted securities. see important information about
your statement at the end of this document.
Proceed% Iran lunch
investment v.ithdrawn ler Accrued
Date AcWity Desception Quantity vAue Price a) transactions ($) tntmlerlents bough (5) interest (S)
Feb8 Exchange IMPERIAL BRANDS PLC SPON ADR 515.000
CUSP: 45262P102
Feb8 Exchange IMPERIAL TOBACCOGROUP PLC SPON ADR .515.000
CUSP: 453142101
Total
Dale Activity OescrOtion Amount (S)
Money balance activities Jan 29 Balance fonarord 6128.16821
Feb2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02101/16 •128,168.2I
Feb 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,930.50
Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0016 0.28
Feb 29 Closing UPS Bank USA Deposit Aassunt $1,930.78
the UBS Bank USA Deposit Account Is your primary sweep cplion
SDNY GM 00022032
CHP7C003005749189 NP7003707277 COCOS 0216 030575004 100000 Peg* 11 of 12
CONFIDENTIAL
EFTA_00132652
EFTA01274789

*UBS
Your notes
CONFIDENTIAL
EFT,001.32653
EFTA01274790

Important information about your statement
LBS Fiuncial Senates tic. the F im or UBS financial - 1-n" fr,r r ern r..t a-en rr n,L s try, ,rt: for cat. The SIPC asset protection limits aPr7f0 account Fete, you choose one of the following
Seni es). is a merrter of all orineigal warily, ammo* - Desate the error or tie transfer ycu at unsure yl XCOU-it tat you hold in a panicieem capacity. a-reward objectirer
and colons wahanges. LES FeurxialSenices and LES 'toil, andexploit as dem& as you cal shy you The Fern, together with certain affiliates, ha also • Prague Cement/moue. evanio as seekng the
Bank USA at rdrect %badges of LBS AG and bele. t is an error a why you need more purchased e-pplernental protection. The madmen generation of income crib..
affiliates of LBS Secvritin LLC. The Fir's financial information mount payable to al elgble clams, colitclikb seder • Adam OptalA ppraise:3n Investments seeking
statement is available upon wispiest The Firm's two:* — ProWde the dollar arnxrt of the suspected err. this protection is 1500 millon as of December 10, 2013. yowls of prncpal rather than the generation of
off ices ae a: nett e.
The Firm or Cad Issuer MI ivealwite Jour compairt Stengel tome poky corditons ad Imitations, car a • Produce Combinaton Deacon. and Catpiae?
WS sinner Services it. and MI correct any error promote/. I see titre more tan the Firm is further protected fa tp to SI 9 million el the Appreciation lwesements seelirg both gereratcn
1200 Harbor Boatyard 10 business claw to do thin we will meat your account aggregate for alone amounts head ri a partkular of income and Toroth of Wit
Weehawken, W 07086 For the resent you theic 6 Sierra, so tat you will have capacity. A full ccpy of to poicy wading is available
the use of the moray dsing the time it takes us to upon regueSt. Overall ride profiles
This statement represents the ad/ official record of you complete Our PhiestgatiOn.
U3SPhancial Seniors account. Other worth, rapt The SIPC protect On and the supplemental protection • Conservative. Seeks to maritain nbid pri-cPse, with
r o o o m ff t i i c s b i s a e i l o r t n e o , l i p e d l d e o a r c s a u e m n re e n p t t o s y . t c o h o u i r m d b m o a n e r i d n e i g a t h t c e e o ly r r e d n l is id * a e r n a w e n d m g at s t a o o s t r h h o e u ld s f P r t l a e a a t n e s c m e e m a e l n a in t k s e h a a a u ll t t c i : o h M n e c r i k d n s c t p ° a a t r y e e a d g bl i o e n n d to t a o t c h c e fr o F o s n i t n t fe o o e f r s t r h -a i e s c c outer • b o y C th o e u d r r t o a a i n n c o c f o i t n u a a n P n t P c v I i 7 a a l l t u o a e s ' ) s b et a s t c h o e n l t d ro a l w le a d y b t y ro (a rn n U d i B nc S lu fi d n e a d x n el d b lo w u r i r m e is e k a o a n r i s n d t o h v u e o n l a a s t c i l a c ity i o d t s o m t t d a h o y e e r s e * p n y t o a k t e m g e e p n t p e a a r c a u e te w t s i i e t g h v n e d n c i a f nt
Breach Manager of the afire serving you account. may be abject to maitenste lees, throws for lite Services (e.g., certain 0) cash at LBS Bat (a cash at 'relation.
airmen for Nordin python and chum for unpaid LOS AG Sumfad bunch, GO noun* Froelich, • moderate Willing to accept some risk to pinepal and
Atha nki al Figures shown are ntended to be accurate. amounts an cash accounts. Accoums that are trarderred including variable annuili n. and kW shares oe mutual tibia*e some totality to seek hater returns.
statement data should not be used kr to purposes Rely to other institutions raw be subject to a trawler fee finds where such shares are registered drectbr n the • Aggressne: Wiling to accept high risk to ancipal and
sae& on yerend tax loons. (i.e., Form 1099, nane of the account holier on de hooks ad records heti volatility to seek MAreturns ow time.
10425, tag whin preporgyour at return. The Fini UBS Sweep Optima of the apatite* ewer or transfer agent).
required by low to repot to the IRS all to able dividend, UM offers optima for sweeping cash balances balances • Certain minima-a contracts or iwittriwd interests Statement liouseholdne
report** re:nap:able dvidends and tomb* interest to ba-A deposits at UBS Bak USA and U3S AG Stanford (e.g. limited partnenhjas and private placements) tat We may consoldme al related account statements with
eared en %cringes Feld nyoir roont, rat proceeds tench (Bank Sweep Programs), money market mutual ae rot registered under the Securities Act of I933; to sane *dress n the sore envetpe. Accosts may
on sale transactexts, and cost base entertain covered funds (Macy Ftra) ad the Meerut cnalDepost ad be related Ice this purpose Lecture they have owners
searches. Acccait (1)Arce customers with an internatirel • Cornnodities contacts (e.g, Icreign osha-me and who also manuin pint mecum relationships with other
R•SOJX• Management Account. Through the Bank prec Osmetal contrasts) include-9 futures contracts clams at the sane address. This erre* 6 known a
Communications with the Finn Sweep Worms, cash balms ae swept to IRS Bak ad commodity option contracts, ffrousel-oldrg. t you reefer to reed* individual
• Please re-confirm al,/ oral cosmarscabons in wring USA up to an estinished knit ad then to UBS AG statements mated in separate envebpes — you may
to further protect your riga; Mating you raps Stanford Branch a a Money Fund. Deposits at UBS The SIPC protector, and to supplemental protection do decline hauseholding by callng yOuF Financial bettor.
index the Seustin Investor Protection Aar (StA). Bank USA are FDIC enured in accouLence with FDIC not apply to these assets hen if theyotherwise appear
• II the einem ial inanition on the top let of the front nabs. fa more ifforrnatir pease kit mmfdic got. on your seaternms. Ike SEC protection ad the Friendly account name
of this statement is not U3S Financal Services, L6S Deposes at IBS AG Ea-MadE arth and chats of IstOtzereental protection do not protect aura changes The Fried& account name reflects information that you
Financial Services caries your account as clearng Money Funds at rot eared by the FDIC. in the maga vane of your investments (whether as a entered ion the firm's onine services webute. It a a
breker by anangerrent well the rdcated inattnon result of market mosernent, ions' bakruptcy Cr ciatornizable 'Ilia:arra • chosen by you to aisid you
We Wormed you of this relmorehP when you Through the Ok available bete balms are swept to allowed_ well row necordkaping t he' no legal effect on your
opened this OCCOJII. In Uk cast your Ss& and depot/ accounts at UBS AG New York Branched LBS arrant. You can change yar Fnendhccoint ants,
seosities are located a UBS financial Seances and rot AGC *non Bracts These deposits are not nosed by More information is weld* coon redast You may tram Okra Services a by contactrg noir Fina-cial
tie irotdacrg broker, ad you taxi mace areport the AOC. Balances held at tie LBS AG Cayman &arch obtain more information about SIC, rcladro the SIPC Mateo.
of ay error or minion to both firms. are tempaanly noose/N o the sovereign rah of the Brochure, by contacting 51K at 302-371-8300a by
Carmen Islands, and there is no gars lee or other earwig the Sot website ariwsw.apcteig Acuson overview
All accant statements shall be deemed coenpbte aid obligation of LBS AG to repay the balances while on the • Vale oipaOr aCe0Ont/POrdorro Net of asset and
accurate i not objected ton veriti-g within 60 days. LIES Cayman's Brach's books. Dividend Renvertment Program (DRIP)
The price reflected es an average price You may obtan • 4sset Inclas ava4alcia soh balances, vanes lot
• Please diect customer complaints or implies to he Deposits a LBS Bait USA and each UBS AG Branch are the actual price from yos Financial Advisor. Orey whole restricted stare, lest), and Global tine Deposits,
Fim'sClem Watkins Depavnent a 201.352.1699 not protected by SIPC, Money Find shres are protected tarts re purchased 'rim DRIP; partial shoes coil be u-realzed marks to market, and certain assets not held
or toll.free at 8C0.354-9103, 8,00 A.M. to 6:00 P.M by SIPC See 'UFS5 Financial Services Arrant Potection- sold ad the cat wa be deposited h your account. The by the Fim. Does rot include unwired unstickassets
ET Monday through Friday, a in wriffi-g to U3S bebyr. 6videni reinvestment pricesuppled byte iwer may at the end of the prior and ourent statement periods, or
Frencial Senices he., Client Relatire Department, Offer from the market price at which the partial tares prstau evacuate. vistaed stock options and
P.O. &0 706 Union City, NJ 07087. Upon an: await, balances in to Bonk Sweep are sold tamBeereatble stock options
• h me of errors or cparstara about an electronic Prowons a OA may be withdrawn and shares of a • Include, debt bileren ouhterding magn
fun* transfer (&M bee payment cc UBS Votelebit Money Find may be liquidated, ad the proceeds Cmleiblieu load, credit lie, Owl accord batmen.
card transactions, call 90-762-1000, emit to UBS retuned to you a you seater account. 018 whole units may be held in Irby account. if yea at • CashAnonee balances. Total of iminsested available
Frontal Seated Ix., 1000 Hatcr8Isd, 6th floor, miffed to a podia unit as a result of a eiriderd p4rnent cash balances, plus UBS Bak USA deposit ban-es, UBS
elleehavaeri NI 07086, Attrt RIA103EA Serwes. Fisher iiarmakin about available swap *pions, • otennise, the Firm V.11 ether sell penal inks at AG Sanford Branch deposit balances and money market
ineksing anent interest rates and ylelck, a available at menet ark* a accept an amount detamined by a Me W! land sweep balances, at the close of the
Cal or %wheat soon a you can if you thrk yam wanuabsynisweepaelek from your Francial Advisor re:sacred closing agency, rd credit year recant staernert period. Nonccermodey Vet credit balances in
statement or receipt 4 swag crew'sneed more or by eating 800-762-1000. your accost we rot segregated from other balances
rifonnatir ascut a transfer on the statement or Investment objectives and the Fern raw use any of these funds in the ordinary
reap. The firm or Card burr (as ippluble) must UPS renal Service' eaten protection The rivestmert objecuks ad nsk profile ay speck to course of its laziness. These funds re payable upon
hear from you no later then CO days Meer M Fir The Fir is a member of to Semites Investor Protection each account and my vary beaten Phase adree the your demard. This total is intruded in fie cement period
sent you tie fin statement on which the ewe a Corporator (SKI which protects securities xciants of Firm wormier, in wring of any significant change in your closing value.
prcbkin cipeassel As members up to SSOGC00 (nctdng 52517,000 for Palencia situation or ntestmert objectives. Foe each
SDNY_GM00022034
CONFIDENTIAL
EFTA_00132654
EFTA01274791

Important information about your statement keelU ntied)
bendy information you markt meaty recem n the market Feces we - 'Onlebiceons to date' may hot& return of - h acklnon to commessens received hi connection
For detailed etamatcn on to fahs hang practices obtained from eau tiled piny sources which we capital. ',Come cc both. rah the safe or distrartion of amity contracts
and Pauses, refer to yap Cent Relate:mho beSeve to be reliable, but ate do not guarantee air - int see' represents the MILO along and tat ereeitrient trust units Pour clients, we
Ageerna a Accost Agretarm all the General moray. price per um and may not !Skit you, cost bass and( ea affiliate receive rewout shrug
Tann and Conditions LOS Statement of Credo Run ices - We 9Ortmall Me the dOsing price when avabble or coricenssien Irma merry of the Mama
available in Agreement andOesraures the mean of the bid rd auk prkes for fiord • Reebiaed parities Restrkted swain Sitneralk companies urdenweina the annuity {overacts.
=y nos romfacenantrireyans. securities and optionsor onk bid prices for OTC are not cumwdy elegble for publk sale LOS financial all Aates of tee insurance meanies or sponsors of
securities. Service, uses the rnartet peke of the unrestricted slack the on armament trusts we «sutra
Your assets - Less actireh traded wcuritin my be pricedusing a of the same issuer as an invited value for the — Cur afteaten also receive trading caminkris and
Yam stmemera itemises wcuritin and other assets held vakution model a the most recent peke we restricted stock for purposes elm a ann.*** To other comma-an from mutual fords and
in the scant at the end a the stars* period. You obtaned and may not reflect an actual market price tilt edit that toucan securities are reliable to a insurance companies whose products we dnirttflt.
may ask for delivery of killy paid Sensate; at any tine. ow urn. the vats received ray be sibstatalk less than the - We receive as arival fee from LOS Bart USA ard
You mairecent smunties used as loan carrel after - Certain porton may ewer evetesa a peke and irpsed value shown UPS AG Soneo ld Branch of am to $25 per ran
paying any balance cgs on them. Any steadies will show as 'prke wan not aulable• ft we re sweeping ao the banks under the UPS Bank Sweep
Ira ehi PRI to the Fern ckring the statenmnt pined are unable to obtain a price for a warily • Eq. But:m eted ineerne, immerse yield, and rata houses.
Feudal market make as of the end of the (Tremont - Deposits Ce smuts denominated in currencies An estimate of error income it bard on current
Prat adder than U.S. class se reflected a the erhange duidend rd interest rates, nsuroing the securities will Activity
• Cast batit. In dreaming the cost bids of the tate as of lane statement date. be held for ore yea' from statement date or tail hfornutioneeprdng coromesken and other Merges
feast's inttude0 in this staternms where incased - ter erten smarties teeing innonconforming maturity 'Ns estenale is only I gucleine. accuracy homed n correction with the chewier, of fades.
weal the ntrrbm IRS financial Swam has relied der-erninatkok peke rd ClunitY date vats/ may ad continued ',cane are not guwareeed aldng option transactions has been included en
co informatim obtained Wom sources other than UPS have been adrand to facileafeprcper vast:tn. — Estimated anal income and anent yield for anliaations venous/at furnished to you. ad aril be
finacxialSen•Ces, exhaling nformatico from another To obtan (Urgent quotations, ran ratable, contact cerlan types of swathes could radicle a Mint Of provided toyou proriptly on reprise
dm a that you may have provided to you fatal you fardialAchisor. long's' or capital gains it %Mich case the est
Adair. The fa don not ivitpenicrebi cr income Ord current wed, would be overstated. Skirt alley
gain the accuri play of ary Wombed • Print* Mvatments and structured products. — titivated rival income and newt yield and the l you are engaged in shah selIng a security, em may
added by sasses Oa than L65 Financial Seniors Mate inestare seosilies (ix lading Overt actual income and yield night be lower or higher hos a &sive cis to cenin barony costs for that
partkpation progam and real estate intestate trust than the estmred arsons. Particular smunty.
h ddlips aftecugh LOS financial Sciences general& usual:m)s)! stucued prolots are generally WU/ — An estimate of a-realized income (dirderd ado
plates this inknewtion as it it received the ha Mad Cotsn structured pecan haw not been intent) Medd by the cement mike Open adders
does not provide ary entrances that the informadn repertered with the Sondes and Exchsw vabliavo•aye balance is based on the last dividend Regarding pan Cc 'paddlibcancellee ceders that
under "Cost basis' and "Urvealced gall 'psi it Commits:to ce Wider ay slate securities laws. We or Merest payment made by Ow issuer and were not (notated by the wan date. open hue and
acarate as of the date of this statement. As such provide estimated yaks lee private nyestrnent assures to sea:Madhouses will be hen for one sell stop orders are redact by the arrant of die:tenth
Pease do not rek on this Potation to make wadies rid attired predicts to 'Marmite:41i year from the statement date a unul Matistly. or rights on an pander& or uriates date unless
pasha a sale decisions, for the purposes a PaltiOses my. Acebracy is not guaranteed. Accuracy and continued yekt are not getranteent instructed otherwise by you You re responuble for
Crthenetile. Accounts tranderted to the fill may — These vakies maydiffer subs:a nti* frail pricet if orders that re executed die tomes failure to cancel
reflex garnets Hardily, ony for the period foci at with a Ma iwearnent secuity or • Ames not herd by UK Fimmeiel Servima Certain emtin9 CUM orders.
tire they are held at the Finn More historical snxtved pedal may be bong' or sold ad do assets are not held by the Firro and not wean the
reormalkn can be added by you Anoxia' Ades«. not necessarilymeant the vaktacu 'My receive firm's possesscn or control. These assets are Privacy
scan liquidation, deployed on you, statement for infoimatemel To obtain a copy el our arra Clime Privacy Hake.
• Unmerited gainehmen When data ia aveibblt. - Thid prly estimates of yak* aro as of a torten purpose only. Positions and values presented are phase Contact your FinancialAdvisor ce visit as wash,
traced uvereed gain; bsses are calculated foe date and are ward to UPS Fnancial Services on a provided by the issuing Inn. LSS financial Services is at wwwerbcreetiotivaentalto
rdonial taupe lots. The ti& flatten data for regale basis by an independent valation tern. not respansbk for anion:rano, and does not
reared...0 lots mayor may not relied connussiensi - Isar, genial Penner a sponsor estimated values. guarantee its accuracy. These assets are not protected UPS rewicial Services it not The BMA Busiless
(heron inder minty reorganization events. if any. rat supplied both. Entity the our, by WC a to Fines suplemental Slit courage. Services Account PSA and IRMA are brokerage accounts
Di.d e and otter reinvestment lots and systematic parrot partner or spans and may be calculated whits provide access to baiting services and products
orschse lots are each omit:red to display one based on dfferere Pumaton Iran that used by • Revenue wing and additional compensation. through arra-grants win *heated banks and other
3,00.9ced lot. The Trade dale' cola:Inpresents the thirdpetits to drive thee minuted yaks. — In addition to ommisseons on as and 12b1 fees thrd-party banks, and provides access to mance and
moat uarnacton trade date — You can Mein additiorul riformation regarding received it correct on huh tie thstrtaion of anuty products issued by inallaredthrdpany
the methodology used to determine the estimate of initial fink to our clients we ardor our affaire insurance companies through itrouranua agency
• Callable parities Ponds ad petweed dock that value and the date of the information that is the receive revenueSang denim from dktributon subsidiaries of UPS Financial Services ax.
the issue cats for ea reckimplon wig be selected basis fo r the estimateby contacting sour Fiancial inlet advisors of the mutual finds that we sell.
rips:talk by lot Iran among all securnes of that Advoce. These morns re based on two deferent Imeltnient, nsurante. and arnatyaoducts:
issue held in our name or n non**e name let or - teed prey *stead vabes may be reflected as compcnents (I the amount of sales by UltS of a Not SDK rand • No bank guvantery May lose vale
clients Call Raise information a obtained from third 'Not priced' h several seuations: van an peal, ritrAual fund family to our clients, and fid
parties and es ache", is not guaranteed. Other call independent valuation Inn has not haled the asset yahoo( a parlinalar Mutual fund fmiys AMA Resource Managendi Amite Business Services
ferias may eszt wind, could affect yeekt complete unable to assign a aka, when we become awn shares held at the fpm Account 95A, IRMA and international Resource
irourtulto will be provided upon request that a material event has anted that may call a — We and or affair. ate Pure netrotring and Manyernent Aacui are registered service marls of
previa-nay reputed valve iatio quake,. Or whin a combs processing lees in ccendleratui bat UPS financial Services PC
• Castrates of depart (me). CDs an FDIC rued wlof scull be highlispecidathe due to One rare transfer agent strokes that we provide to the
up to 5253,000 in prixMal and Moved interest per a the seculty. mutual funds These fees generdy are paid from Visa Signalise s a registered strike mark of visa
depositor and per depository Muktion hi accordance - When needy, an *suer, general partner a sponsor investor assets in the mutual fund red are a fwd larrationa LOS Vna Sqriatire amid cads ald
with RAC mks. estimated vela rcr a thedwarty estimated value is dots amount based on the renter of accounts at Vim debt cards are aped by LOS Brit USA with
posited she rain of the wady wil be di/trent the ',Pada-ale( holdng mar ksdt ol that fund passion from voa USA vcorporred.
• Priervalue tenon dipped for waritin and odor fan is puithase Mee- family
predicts may be higher or lower than thee.** that UPS financial Services Inc. Rev 201511
SDNY_GM_00022035
CONFIDENTIAL
EFTA 00132655
EFTA01274792

SUBS U65 Fisancial Services inc. UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
CNP7C055031750316X13 Y1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indiv.V49920008
Account number:
Your Financial Advisor:
SCOTT STACK MAN/LYLE CASRIEL
Prime
Questions about your statement? Value of your account
Call /0-Jr Emancia AdvJsor Or the
RMA Resourreline at Froo-RMA-1000, on February 29 (S) on March 31 (S)
account
Your assets 844,364.80 896,518.80
VIsItour website: Your liabilities 0.00 0.00
www.ubs.comlfinancialservices
Value of your account $844,364.80 $896,518.80
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thousands at year end 2015 41,010,341.52
1,469.5 Net deposits and
withdrawals 4132,034.89
Your awestment return:
Dividend and
interest income 16,3%35
Change in
market value 411.845.82
Value of your etc oin
on Mar 31.2016 Swale
Dec 2014 Cw 2015 Feb2016 Mar 2016
SDNY GM 00022036
Member SIPC CNP7000E006519175Nr/000309989000C0 0316 030575004 101000 Page 1 of 12
CONFIDENTIAL
EFTA 00132656
EFTA01274793

UBS UBS Strategic Advisor Account name: GH1SLAINE MA'WEU. Your R Ileac's! Advisor.
Friendly account namerIndiv VA9920008 SCOTT STACK MANLYLE CASRIEL
March 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
A Cash and money balances 1,396.83 0 16% Your current asset allocation a . v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . n V c B e S s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the Last
two pages of this statement for details about
those balances
Total assets 5896,518.80 100.00%
C
Value of your account $896,518.80
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
CNP7000S006518t 76 NP70005trraN 00003 0316 0305750O4 I0NNYGM00022fte 2 of 12
CONFIDENTIAL
EFTA 00132657
EFTA01274794

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Flnandal Advisor:
Friendly account name:Indiv V49920008 SCOTT STACK MANILYLE CASRIEL
March 2016 Account number.
Change in the value of your account Summary of gains and losses
Yaa, '!ported below exclude products for which gam and losses are not classified
March 2016 (3) Year to date (5)
Realized gains and losses Unrealized
Opening account value $844,364.80 $1,010,341.52
March 2016(S) yea, to date (k) gains and loses (S)
Withcfrawals and fees,
including investments transferred Long term 000 -14,022.25 39,745 07
cut -2,04990 -132,034.89
Cash activity summary
Dividend and interest income 1,499.31 6,366.35
Change in market value 52,704.59 11,845.82
See Account &Why ttto month for dela IS. EtelanCeS in your 9weeP0000r6 are includedin the %tom and
Closing account value $896,518.80 $896,518.80 dosing tames yaw. FDIC insurance ewes Only 10 deposits at U8$ Bank USA, mot to deprO9IS at U85 AG.
Stamford Band) or bank deposits pieced throuo the U85 Inteinatorsi Depose Account ',Ivan SIPC
potection applies to money market sweep fund hddirgs but rot bank deposits. Ste Impoatio: roSoranacen
ahem: your statemert an the tact two pages ma this document for COMSIS.
Dividend and interest income earned
March 2016 IS) Year to date (1)
Opening balances $1,930.78 $0.00
For purposes of His statement, tematlity of Inkiest and derldend Income has been determined horn a US
lac reporting perspective. eased upon the residence of the account holder. account type, or product type, Additions
some Interest ands dviCend payments may not be subject to United states (US) and or Puerto Rico (PR)
Income tares The (tent monthly statement is not Intended to Ise used and cannot be resew upon for lac Dividend and interest income 1,499 31 6,366.35
purposes. Clients should refer to the at:Oki:le tax reporting forms they recent from L035 annuity, such as
the Forms UM and the Forms 4130, foe lac reparting information It is the woke Of 1185 to file the Proceeds from investment transactions 16 64 127,342.77
a:percale tar reporting forms vAth the US Mterni Revenue Service and PR ht.:airy Department, and in
such foam accurately classify cindends ardor Interest ant& exempt or taxable income. Pleat consult your Total additions $1,515.95 $133,709.12
indvdual tax preparer.
Subtractions
March 2016 (S) Year to date (I)
Professional management fees and
Taxable dividends 1,499 31 6,365.83 related services 0.00 -1,256.03
Taxable interest 0.00 0.28 Other fees -21.85 -79.75
Total current year $1,499.31 $6,366.11 Other funds debded -2,028 05 -130,699.11
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 000 -277.40
Total dividend & interest $1,499.31 $6,366.35
Total subtractions -$2,049.90 -$132,312.29
Net cash flow -$533.95 $1,396.83
Closing balances $1,396.83 $1,396.83
SDNY GM 00022038
CONFID C E elP7C0 N 033055 T 181 77 I N A P7003 L 00033 0316 030575004 10I000 Pigs 3 of 12
EFTA_00132658
EFTA01274795

UBS UBS Strategic Advisor Account name: Your 15 nodal Advisor:
Friendly account name: ir SCOTT STACK MANY LYLE CASRIEL
March 2016 Account number:
Withholdings and tax summary
March 2016 (S) Year to date IS)
Foreign taxes paid -97.27 -600.12
UBS Bank USA Deposit Account APY
Interest period Feb S - Mar 6
Opening UBS Bank USA Deposit balance Feb 5 11,930.78
Closing UBS Bank USA Deposit balance Mar 6 1264.03
Number of days in interest period 31
Average daily balance $1,591.15
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You haw• identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manage. Youcan find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
investment efigibiSty consideration • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
CNP703C00065113178NP7000309989 00003 0316 030575004 101§NwGm0002218ne 4 of 12
CONFIDENTIAL
EFTA_00132659
EFTA01274796

UBS Strategic Advisor Account name: GHISLAINE MA (WELL Your Fi amide' Advisor:
UBS Friendly account narne:Incliv y4592(Xx)8 SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Your assets
Some penes, income and current values Sheen) may be Eppinairnble. Asa itStel. Bann aldlosses ma/ No
be &croakily reflected. Set AporunrinfoAnabon about your statement a the end of tuts &come& for
more infornalon.
Cash
Cash and money balances
Cash and moray balances may include avalaile cash balances, UBS Bard USA deposit account balances,
UBS AG Stardord Branch chpout account balances and money market mutual fund sweep oaiances
UBS Bank USA deposit account balances are insured by the WC vAl hn avec [bre limits, but are not
protected by 9PC UBS AG Stanford Branchdeposit amount balances are not insured by FDIC and re not
protected by 9PC Money market sweep batances are protected by 9PC but are not 'inured by the FDIC.
See the importaM information about your statement at the end of this docurent for death about those
Sanas.
Opering balance Cloung balance ince per share Average DnidenclIMerest Days
Hddng on Ma I (S) on Mar 31 (5) on Mar 31 (t) rate period period Cepzither (S)
Cash 000 139.20
LEIS BANK USA DEP ACC' 1,930 78 1257.63 250.000 00
Total 51,930.78 51,396,43
Equities
Common stock
Purchase pica
Trade hunter Average price Price per share Value on unrealized Holdng
ricking dare of snares per share (5) Con basis (S) cn Mar 31 (5) mar 31 0/ gain or loss (5) Cencd
ASTRAZENECA PLC SPON ACR
Symbol. AZN Exchange: NYSE
EAI: 41,000 Ctsrent yield: 4.86% Jan 29, 13 420.000 25 065 10,527 30 28.160 I1,827.20 1299.90 LT
Apr 22, 13 170.000 25 667 4,363 53 28.160 4,787 20 423.67 LT
Jul 12, t3 740.000 24.720 3,460.92 28.160 3,942.40 481.48 LT
Security total 730.000 25 139 18351 75 20.55680 2205.05
BAE SYSTEMS PLC SPON ADR
Symbol. BAESY Exchange: OTC
EAI: 11,172 Crsrent yield: 4.01% Jan 29, 13 1,000.000 22.160 22,160 00 29.215 29,215 00 7,055.00 LT
BHP BILLITON LTD SPON ADR
Symbol. BHP Exchange. NYSE
EAI: 1679 Current yield. 6.03% Jan 29, 13 320.003 78.520 25,126.50 25.900 8,28800 .16,838.53 LT
contonved next page
SDNY GM 00022040
c LIF7C003305518179 NP7003.nMutna 00033 0316 03057%04 9:0001 Page 5 of 12
CONFIDENTIAL
EFTA 00132660
EFTA01274797

UBS UBS Strategic Advisor Account name: GHISIAINE MAXWELL Your IIn ancid Advisor,
Friendly account name:Indiv V49920008 SCOTT STACK MAIYLYLE CASRIEL
March 2016 Account number
Your assets b Equities Common stock (continued)
Purchase Aire
nacc Water Average pace Price per share Valueon Unrealized Herding
Itching date of tames per snare (5) Goa bads (5) cm Mar 31 (1) Mat 31 (S) gain a. lat ($) period
Apr 22, 13 30.000 63665 1,915.95 25.900 777.00 -1,138.95 LT
Jul 12,13 85.000 61 002 5,185.23 29900 2,201.50 -2,983.73 LT
Security total 435000 74.087 32227.68 11266.50 -20,961.18
I3EUTSCI-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: arc
EAl: 12,460 Current yield: 3.22% Sep 16, 13 1,275.003 13387 17,069.45 17.910 22,835.25 5,765.80 LT
Sep 17, 13 1,150.000 13359 15,362.85 17.910 20,596.50 5,233.65 LT
Sep 18. 13 990.000 13393 13,25917 17.910 17,730.90 4,471.73 LT
Oct 10, 13 855.000 15.481 13,236.68 17.910 15,313.05 2,07637 LT
Security total 4270.000 13801 58,928 15 76,475.70 17,547.55
CEIfTSCHE POST AG SPON AC
Symbol: DPSGY Exchange: OTC
EAl: 1897 Current yield 3.22% Jan 29,13 280.000 23.900 6,692.00 27.820 7,789.60 1,097.60 LT
Apr 22. 13 720.000 22.581 16258.75 27.820 20,030.40 3,771.65 LT
Security total 1,000.000 22.951 22,950.75 27,820.00 4,869.25
ENGE SPON ADR
Symbol: ENGFY Exchange OTC
EM: 31,581 Current yield:6.78% Jan 29,13 240.000 20.779 4,986.98 15.550 3,732.00 • 1,254.98 LT
Apr 22. 13 380.000 20.919 7,949.37 15.550 5,909.00 -2,040.37 LT
Jul 12,13 215.000 20.144 4,330.97 15.550 3343.25 .987.72 LT
Aug 21, 13 285.000 22100 6,327.10 15.550 4,431/5 -1,895.35 LT
Aug 22, 13 140.000 22.508 3,151.20 15.550 2,177.00 -974.20 LT
Aug 23, 13 240.000 22.418 5,380.51 15.550 3,732.00 -1,648.51 LT
Security total 1,500.000 21.417 32,126.13 23,325.00 -8,801.13
GLAX0 SMITHKUNE PLC ADP
Symbol: GSK Exchange. NYSE
EAL 11,216 Current yield: 5.82% Feb 13, 13 150.000 45.645 6,846 78 40.550 6,082.50 .764.28 LT
Apr 22, 13 245.000 50630 12,404.47 40.550 9,934.75 -2,469.72 IT
Jul 12,13 120.003 52.904 6348 48 40.550 4,866.00 •1,482.48 LT
Security total 515.000 49.708 25,599.73 20,883.25 -4,716.48
contiovednext page
CNP7C003006518180 NP70003099B9 00003 0316 030575004 lOggLYGM00022eake 6 of 12
CONFIDENTIAL
EFTA _00132661
EFTA01274798

sUBS UBS Strategic Advisor Amount name: GHISLAINE MAXWELL Your el medal Advisor:
Friendly account name: Indy,. V49920008 SCOTT STACK MANLYLE CAMEL
March 2016 A unt number.
assets Equities .
Your Common stock (continued)
Parch.* OW
Trade Monter Average pdce Pike pet share 1/due On Uwe/lied Hoklag
Hddng date of shares per shape (I) Cost bags ($) ai Mar 31 (I) Mai 31 (I) gain a loss a) period
IMPERIAL BRANDS PLC SPON ADR
Symbol: IM138Y Exchange OTC
EAI: 42,140 Current yield: 3.74% Apr 25, 13 60.000 70891 4,253.51 111.050 6,663.00 2,409.49 LT
Apr 26, 13 375400 70.792 26,547.34 111.050 41,643.75 15,096.41 LT
Jul 12, 13 80.000 68375 5,470.00 111.050 8,884.00 3,414.00 LT
Security total 515.000 70.429 36,270 85 57,190.75 20,919.90
MEN GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
(Al: $1,421 Current yield: 7.90% Jan 29,13 1.025.000 19.580 20,069.50 9.040 9,266.00 -10,803.50 LT
Apr 22, 13 590.000 17390 10,260.10 9.040 5,333.60 -4,926.50 LT
la 12, 13 375.000 19219 7,207.31 9.040 3,390.00 -3,817.31 LT
Security total 1,990.000 18.863 37536 91 17,989 60 -19,547.31
NESTLE S A SPONSORED ADR
KPSTG REG SHS SWITZ ADR
Symbol: NSRGY Exchange: OTC
EAI: 4855 Current yield 2.55% Apr 22. 13 255.000 69 918 17.829.09 74.610 19.02555 1,196.46 LT
Jul 12,13 195.000 67.417 13,146.41 74.610 14,548.95 1,402.54 LT
Security total 450.000 68.834 30,975.50 33.574 50 2,599.00
NIPPON TELEG & TEL COPP WON
ADR
Symbol: NET Exchange NYSE
EAI: $1,507 Current yield: 1.58% Jul 22,13 1,700.000 26.445 44,957.18 43.240 73.50800 28550.82 LT
Aug 6.13 510.000 26309 13,417.69 43.240 22,052.40 8,634,71 LT
Security total 2,210.000 26.414 58,374.87 95,560.40 37,185.53
biDVAR11$ AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: 32,282 Current yield: 3.23% Jan 29,13 590.000 67.877 40,047.61 72.440 42,739.60 2,691.99 LT
Apr 22, 13 240.000 72.512 17,403.02 72.440 17,38560 -17.42 LT
lul 12, 13 145.000 73.450 10,650.38 72.440 10,503.80 •146.58 LT
Security total 975.000 69.847 68,101.01 70,629.00 2,527.99
ORKLA ASA A SHS SPON ADR
Symbol: ORKLY Exchange: OTC
EAI: $1,029 Current yield: 2.78% Jan 21,14 710.000 8.052 5,717.56 8985 6.379.35 661.79 LT
continued next page
SDNY GM 00022042
CNP700C6006518181 NP7000309989 000[0 COM 030575004 icnOCO Page 7 of 12
CONFIDENTIAL
EFTA_00 132662
EFTA01274799

*UBS
UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your II sandal Advisor,
Friendly account name: Indiv Vi19920008 SCOTT STACK MANYLYLE CASIVEL
March 2016 Account number:
assets Equities .
Your Common stock (continued)
Purchase price/
Trade Marian Average pdce Price per skin Vdueon Unrealized Hddng
Helen date of therm per than (I) Coil bask ($) en Mar 31 (I) Mat 31 ($) gain or loss ($) paired
Jan 22,14 220.000 8.190 1,801.84 8985 1,976.70 174.86 LT
Jan 23, IA 315.000 8 282 2,608 92 8985 2,830.27 221.35 LT
Jan 24, 14 185.000 8.147 1,507.25 8.985 1,662.22 154.97 LT
Jan 27, 14 135.000 8.019 1082.58 8.985 1212.97 130.39 LT
lan 28,14 265.000 8.045 2,132.08 8.985 2,381.02 248.94 LT
Jan 29, I4 390.000 7.991 3,11653 8.985 3,504.15 387.62 LT
lan 30,14 245.000 7849 1,923.23 8.985 2,201.32 278.09 LT
Jan 31,14 260.000 7.878 2,04846 8.985 2,336.10 287.64 LT
Feb3,14 185.000 7.794 1,441.96 8985 1.662.22 220.26 LT
Feb4, 14 235.000 7671 1,802.69 8.985 2,111.47 308.78 LT
Feb 5, 14 245.000 7.727 1,893.29 8.985 2,201.32 308.03 LT
Feb6, 14 165.000 7.561 1,247.70 8985 1,482.52 234.82 LT
Feb 7, 14 310.000 7.528 2,333.87 8.985 2,785.35 451.48 LT
Feb 10, 14 250.000 7.609 1,90225 8985 2,246.25 344.00 LT
Security total 4,115.000 7.913 32,560.21 36,973.27 4,413.02
PT. TELEKOIAUNIKASI INDONESIA
SPON ADR
Symbol: TLK Exchange: NYSE
EAI: 9644 Current yield 184% Jan 29,13 690.000 39442 27,215 25 50.850 35,086.50 7,871.25 LT
RECKITT BENCKISER PLC WON ADR
Symbol: RBGLY Exchange: OTC
EAI: 41,349 Current yield: 1.95% lan 29,13 2,590.000 13.187 34,156.85 19.520 50,556.80 16,399.95 LT
Apr 22, 13 510.000 13966 7,122.67 19.520 9,955.20 2,832.53 LT
laic 12,13 440.000 13.938 6,132.99 19.520 8,588.80 2,455.81 LT
Suavity total 3,540.000 13393 47,41251 69,100.80 21,688.29
ROYAL DUTCH SHELL PLC Cl. A
SPON AOR
Symbol: RDS.A Exhange: NYSE
EAI: I% Current yield: 6.57% 18.630 --This information was unavailable--- 48.450 902.60
8.371 --This information was unavailable-- 48.450 405.57
Security total 27.000 1.308.15
contonued neat page
0070307006518162NP7000303989 00003 0316 030575004 lOgitykyGm000225er 8 of 12
CONFIDENTIAL
EFT/L0DI32663
EFTA01274800

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS friendly account nun.: Indiv V49920008 SCOTT STACKMAN/LYLE CASNEL
ma-c. :o.c
Account number.
Your assets Equities . common stock (conbnuedl
rJICriatepi(d
Trade Hunter Average price Price per store Vdue on Unrealized HolcIng
Haling date of shares per share (I) Cost basis (2) on Mar 31 (1) Mai 31 (I) gain a loss ($) period
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS SPON
ALA
Symbol: RDS8 Exchange. NYSE
EAI: 41,504 Current yield: 7.64% Jan 29,13 185.000 74.585 13,798 31 49.190 9,100.15 -4,698.16 LT
Apr 22. 13 215.000 65 856 14,159.06 49.190 10,575.85 -3,583.21 LT
Security total 400.000 69.893 27,957 37 19.676 00 -8,281.37
SIEMENS A G 5PON ADR
Symbol: 9EGY Exchange: OTC
EAI: 41,404 Current yield: 2.65% Jan 29,13 250.000 110.110 27,527.50 105.800 26,450.00 -1,077.50 LT
Apr 22, 13 200.000 100.134 20,026.84 105.800 21,160.00 1,133.16 LT
Jul 12,13 50.000 107256 5,362.83 105.800 5290.00 -72.83 LT
Security total 500.000 105.834 52,917.17 52,900.00 -17.17
SINGAPORE TELECOM LTD NEW 2006
SPCN ACR
Symbol: SGAPY Exchange: OTC
EAI: $2.106 Current yield: 4.21% Jan 29,13 1,060.000 28.260 29,955.60 28.320 30.019.20 63.60 LT
Apr 22, 13 440.000 29820 13,121.15 28.320 12,460.80 -660.35 LT
Jul 12, 13 265.000 30.551 8,096.17 28320 7,504.80 -591.37 LT
Security total 1,765.000 28.993 51,172.92 49,984.80 •1,188.12
STATOR. ASA WON ADR
Symbol: STO Exchange NYSE
EAl; 4935 Current yield 4.14% Jan 29.13 610.000 26.533 16,185.31 15.560 9,491.60 4,693.71 LT
Apr 22, 13 205.000 25.765 5,281.88 15.560 3,189.80 -2,092.06 LT
Apr 22, 13 170.000 23274 3,95672 15.560 2,645.20 -1,311.52 LT
Apr 22, 13 135.000 25.785 3,481.05 15.560 2,100.60 .4 ,380.45 LT
Jul 12,13 330.000 21.423 7,C6966 15.560 5,134.80 -1,934.86 LT
Security total 1.450.000 24.810 35,974 62 22,562 00 -13,412.62
TAIWAN SEMICONDUCTOR RAFG CO
LTD ADR
Symbol: TSM Exchange: NYSE
(Al: 4480 Current yield 2.21% Jan 29,13 803000 17.800 14,240 00 26.200 20,960 00 6,720.00 LT
Jul 12, 13 30.000 18.434 553.04 26.200 786.00 232.96 LT
continued next page
SDNY GM 00022044
CmP700400306518103Ne70003099119 00003 0016 03047500I mit= Pogo 9 of 12
CONFIDENTIAL
EFTA_00132664
EFTA01274801

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lqmindal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANY LYLE CASRIEL
March 2016 Account number:
Your assets Equities . Common stock (continued)
Purchase pots
Track Marto Average Fulce Pnce per share value on Unrealized Hotting
Halting date of tames per stain (3) Con basis (3) en Mat 31 (31 Mat 31 (5) gain ot loss (S) polled
Security IOW 830.000 17.823 14,793.04 21,746.00 6,952.96
UNILEVER NV N Y SHS NEW
NETHERLANDS SPON SPON Add
Symbol: UN Exchange. NYSE
EAI: 11,170 Current yield: 2.62% Jan 29,13 300.000 40.500 12,150.00 44.680 13,404.00 1254.00 LT
Apr 22, 13 445.000 41 074 18278.06 44.680 19882.60 1,604.54 LT
kJ 12, 13 255.000 41271 10,524.33 44.680 11393.40 869.07 LT
Security total 1,400.000 40.952 40,952.39 44,680.00 3,727.61
VODAFONE GROUP PLC WON AOR
Symbol: VOD Exchange: OTC
EAI: 41,743 Current yield: 5.23% Jan 29,13 796294 50.164 39,945.60 32.050 25,521.22 -14,424.38 LT
Apr 22. 13 2.727 54.627 148.97 32.050 87.40 -61.57 LT
Jul 12, 13 239.979 54.033 12,966.80 32.050 7,691.33 -5,275.47 LT
Security total 1,039.000 51.070 53,061.37 33299.95 -19,761.42
ZURICH INS GROUP LTD SPON ACA
Symbol ZURVY Exchange: OTC
EAI: 51,693 Current yield: 7.26% Jan 29,13 25.000 28.470 711.75 23.318 582.95 -128.E0 LT
Apr 22, 13 685.000 26251 17,982.21 23.318 15,972.83 -2,009.38 LT
lei 12, 13 290+000 26.739 7,754.57 23.318 6,762.22 .992.35 LT
Security total 1,000.000 26.449 26,448 53 23.318.00 -3,130.53
Total 5854,068.71 $895,121.97 $39,745.07
Total estimated annual income: 531.353
Your total assets
feKentar d Cost eimateo UNOMIel
value on Mar 31 (1) your account base (5) annual incone (f) On or loss (5)
Cash Cash and money balances 1,396.83 0.16% 1,396.83
equities • Common stock 895,121.97 99.84% 854,068.71 31,353.00 39,745.07
Total $896,518.80 100.00% $855,465.54 $31,353.00 $39,745.07
coSIOMIS infOMMOCn
CNP7000)006518184 NP7000303989 00003 0316 03057500+ oWflitay_em_oaceileis 10 2
CONFIDENTIAL
EFTA_00 32665
EFTA01274802

UBS Strategic Advisor Account narr: GHISLAINE MAXWELL Your II nandal Advisor:
*UBS friendly account name:Indiv v49920008 SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Account activity this month
Date *tinily Description AmoLert ($)
Dividend and interestincome
Taxable dividends Mar 2 Foreign STATOR. ASA SPON ADR PAID ON 1450 319.15
Dividend CUSIP: 85771P102
Mar 9 Foreign UNLEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID ON 1000 329.60
Dividend CUSIP: 904784709
Mar 21 Foreign ASTRAZENECA PLC SPON ADR PAID ON 730 693.50
Dividend CUSIP: 046353108
Mar 29 Foreign ROYAL DUTCH SHELL PLC CI. A SPON ADR 17.86
Dividend CUSIP: 780259206
Mar 31 Foreign BED BIWTON LTD SPON ADR PAIDON 435 139.20
Dividend CUSIP: 08%06108
Total taxable dividends 81,49931
Total dividend and interest income 81,499.31
Date Ads*/ DeXaDUarl Amount IN
Pees Mar 2 Fee STATOIL ASA SPON ADR -7.25
Mar 21 Fee ASTRAZENECA PLC SPON ADR .14 60
Toted fees 321.05
Dale Acuaty Descerbon Amount (S)
Other funds debited Mar 1 Transfer JOURNAL TO GHISLANE MAXWELL -1.930.78
Mar 2 Foreign Tax STATOIL ASA SPON ACR .47.87
Withheld
Mar 9 Foreign Tax UNILEVER NV N V SHS NEW NETHERLANDS SPON ADR •49.40
Withheld
Total other funds debited 42.028.05
SONY GM 00022048
CryP70009006s18185 NPPD00stMrtN 00003 0316 030579304 101000 Page 11 of 12
CONFIDENTIAL
EFTA 00132666
EFTA01274803

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq nodal Advisor,
Friendly account name:Incliv1/49920C08 SCOTT STACK MANLYLE CASRIEL
March 2016 Account number.
Account activity this month (contrived
Investment transactions
for rote information about the prketvalue shown for restricted secuitles, see Important Wormiakst about
your statement at the end of this dor ;silent
Proceeds from Puns
imestrnent vathdrevm for Armed
Date scanty Desception Quantity Value (S) price 01 transactions (1) investments bought (0 imennl (0
Mar 29 Cash In Lieu ROYAL DUTCH SHELL PLC Cl. A SPON ADR 16.64
CUSIP: 780259206
Mar 29 Spin Off ROYAL DUTCH SHELL PLC a A SPON ADR 8.000
780259206
Total $16.64
Date Activity Description Arrount (I)
Money balance activities Fob 29 Balance forward $1,930.78
Mar 2 Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 03fOlf 16 •1,930.78
Mar 3 Deposit LIDS BANK USA DEPOSIT ACCOUNT 264.03
Mar 10 Deposit LIDS BANK USA DEPOSIT ACCOUNT 280.20
BANK
Mar 22 Deposit LIDS USA DEPOSIT ACCOUNT 678.90
Mar 30 Deposit LIDS BANK USA DEPOSIT ACCOUNT 34.50
Mar 31 Closing UBS Bank USA Deposit Account $125743
The UBS Bank USA Deposit Account is your primary sweep coon
Realized gains and losses
The estimated realized cans and losses shown below are not for tax purposes. Please rase that rain or Ion infonnaion we mat not aclon pens and losses for al (*fa changes. We automatic.* adjust con basis for
recognized on the sae Of reckyrotion of &flan Structured Products, Ike Conbrigent Deb* Securities, 'nay be taceitecTO and AMT coupon murky," securities for estimatedanon/ration of bond preniurns an for accreted OD
ordnary, and not capita, gain of loss. Please Check wih your tax atheism TO cattiest Bans and losses, we to set tants Issued at a &Cant. a y0u requested that U85 aduo cat bast for the bend premium amortization on
liquidate the driest security lot first. This is knovm as the first.i lint-out or CFO accounting method We use tootle debt securities then ton bans reflected for these %MOWS has been aatisted Utimates in tne uncessibed
this method unless you specified which tat lot to dose when you placed your ceder. This Is known as a *MOS section can net be classified as short tarn Of long teem because information is missing or the product is one in which
pulthaWS Or VSP order. See important informabon about your statement a the endof this document fa more the geintoss aerobia, Is not provided
Gains and losses not cakulated
wash sale
0VBMAy Of ()whose Sale Sale Cost cost basis
Security dnctVton Method face wive debt date amount (S) basis CU aijustmeM(d) Las (S) Cain (S)
ROYAL DUTCH SHELL PLC
CL A SPON ADR RFO 0.370 Jun 22, 15 Mar 29, 16 16.64 0.00 —This information was malts liable—
CNP70303306518186NP7000309989 00003 0316 C00575004 IOMBLY_GM_00022,49 12 of I2
End of statement for account number
CONFIDENTIAL
EFTA_00 132667
EFTA01274804

Important information about your statement
U3S Financial Services no. (the fern or UBS Fintrcial hes Iromyou no later then 60 clays after the Nan MIS financial Servos account protection se:pacer( change n your Insnml situation or
Sertkesk is a member of all principal acuity, comrroity unt you the tnt statement on nigh the ems or The Penh a member of to Seusein heat Froaection investment objectives. For each account helot yo..
and options exchanges. UBS Financial Semler, and U65 Froblet armaed. Corporation (SIPC). which protects seo.reias scow-4s of doose one of the Follwa-g eminent objectives:
Bank USA ere i-died subsilenes of UBS AG and - norm, your name ad accost nteriCtr Of any) its merrbers to to 5500.033 (including 5250,000 for • Produce CorrensIncorno mesh im as seekrg the
*Shaw, of UBS Sautes LLC. The Fim's f refloat - Cesabe tee error or to nos* you are UTAH* deka for cash). The SIPC asset protection limas apply to generation of rr.ome Onb.
statement • available upon recite's. The Fars tonna about, ad oplan as club as you can why you all accords that you hold etepaniCuler capacity. • AoSiere CaptalA ntedate& Instillment6 sicking
off keg am a. been a is on on or why you need more The Firn, together with cotain affiliate, ha also growth of pmcpal rather than the generatcn of
reformation purchased supplemental protection. The maximum oncorre.
UB5Fina-col Sante, - hoed. the dolor amort of the suspected era. amount payable to al ekgiste chants. colteduelyu-dw • Produce Combination of acorn and Opine
1200 Harbor Boulevard this protectionis 1500 million as of December 10, 2015. Appreciataini Investments seeking both the generation
Weehawken, RI 07086 The Firm or Card Issuer we imestgate sue umpteen akact to the poky <ordain aid ImkaionL cash a of ncone and growth of prixPal.
and MI coned any error promptly. For alleged errors the firm is further protected fa up to $1.9 million re the
This Statement represents the only offi cial record of you Molting UBS Vies clan ca-dtransarank if we take anegate for ennui accounts held in ape-gone Overall risk profiles
L o B ffi S c i F a i l n t a a n x c d ia w l S u e r m en ite ts s . a c c o co n u ta n n t. n O g t h c e o r r N ni o ci r n d g ; d m ata e n sh * o uld m ye o e r lE e C th C a O n s e 1 l 0 l f U or s t i h n e n s a d m a o y u s n t t o y o d u o t t h h i i n s k , w 6 e in w e i r ll r c o r r e , d so n that u c p a o o n c i r t e y q . u A e s f t u . ll copy of to poky wcarg es nil** • ConfOrvahvo Seeks to maintain hint pri-cPad with
not be relied wan II you beget* there 6 an ince a you MI have the used+. money dunng he tone n low risk and volatility to the accord meat even if
B om ra i n s c s h io n M . a p n le a a g s e e r r o e f p t o h r e t i o t M in a s e w d u a ng * y n o u w a rit c in c g o t s o t t he takes us to complete our iwestiption. T b h o e th S d IP o C n p o r t o a te p c p t l i y o n to e , nd the applermntal protection m i t n h f c a la o t r t m i r o e e n a a . n s r o ti a e n a s c a c n o d s m t d a o y e n s o n t o k t e g e e p n p e a r c a e te w si i g th n arcan
Please mike all checks payable to the Fin or the • Certain financial asset controlled by (and incluckd in
Alhotip al figures sown are intended to be accurate, frunsal ingest:sr) rotated on the front of the your account value) but held away from LBS Finance' • Moderate Wiling to accept some risk to prinopal and
s st e a l t e e k m o e n n y t c e t r n e a n d d ic t u ax k l f n or o m t b s, e g w e e d F I o c r e m t a 1 r 0 a 99 s . p 5 e 4 n 9 s 8. Rely m sta ay te b m e e a n b t j I e n c a t d to di m tio a n i t - o g r e e n n r d e s le a e r s s . c o h n a s fe e e s s f , o a r c c W o e u nts S ca e s r h vi c a e t , ( 85 g A ., G c U er S ta . i b n r 0 a ) r c d a r s m h , a O t U il B in S s B tr a a r - k c e U S p A ro , l a ig rt s. • A to g le g r r a e t s e s n sa e: n W e v il o In la g t i t l o ity a t c o c e se p e t h k F it is , h ri e s r k r t e o tu p r r n in ,. c ipal ad
10425. etc ) when Drepamg your lax return. The Finn pay rent kr securities purchases and charges ice unpaid including variable enmities, and (iv) shares of moral high Panay to seek high returns overtime.
requiredby law town to the IRS all tacable talent. enures n cash accounts. Accounts that ere transferred funds inhere such shares are registered tiredly: in the • tnotstment Eatjitiaty Consideration: If selected a
mportakb nontaxable addend and uxdsk interest to other insloarms may be subject to a Vander lee. name of the account holder an the books ad record; portion id the portfolio for that account may include
erred on families held hn o account, net proceeds of the amicable issue or trader agent), corrplex strategies, tinted liquicky and rater
on see tramadrms, wed con basis on certain covered 1.106 Peseta Options • Certain rewarmed contract or interment interest, volatile?.
salads. U65 offers options lee sweepig cash balances balances (e g.. limited Warships ad wine placements) that
to bark deposits al UBS Ba-k USA and LBS AG Stanford are rot regctered under the Securities Act of 1933; Statement Phetamholeging•
Cceigrunloakma with en Firm branch (Bat Sweep Brogans), moneymaker mutual and We may consolidate de related account statements with
• Meese recordi im ay oral communcations in wring bads Money Funds) and the InternationalDepose • Commodities contacts (e.g, foreign t andd the um address in the same ermeime. to. because
to further protect your ritds indudrg your ahts Accord (00ot customers with an International prectuc metal corgralkk incluerg futures contracts they have owners who alto maintain joint account
under the Sashes Intestor Protection Ad (Seel Racine Managemerd Account. Through the Bak and commodityoption contracts. relationshlos nth otter dents a the sank address. If
• If the financial a-dation an the top left of tic Word Sweep Program; cash balances we swept to LES Bank The SIPC protector and tic supplemental proteclon do yeti prefer to metre Molnar,* *aliments mailed re
of this stemma isnot U3S Nine' Seekes, USA up to an established knit ad then to UBS AG not apply to these asset wend they othemist appear separate (metopes, you may delve hosier:el:kg by
Fiancial &mien carries you =aunt as during Stanford Branch. or a Money Fund. Deana at LBS on Ku statements. The SVC protection ad the carry your Financial /Shoo
bicker by amagement with the ndcated neautort Bank USA ire FIX rayed in accordance with FCC applemental protection do not protect against changes
We informed you of this relaanshio mien you nan. For more eimnaticn tease lest wmvfdic goo. in the motet vale of yon investments (whether as a Friendly account name
opened this accost h the cast your tu-a and Deposes a U35 AG StamfordBrandi ad shares of result of market movement. issuer ba-kruptcycr The Friendly account name is a cuss:meadle erre:thane
snakes tre boated at UBS financial Straws and rot Money Fads are rot hued by the FCC. othernae) down by you to assist you with your ncodlepig It
the imudicieg brokers ad you rnst make a nacre has ns legal effect on your account You can (have
of any error or omission to both firms Through tie OA, arailisle total, Iodates am swept to More information is weld* pm repast. You may your friendly account names, through Onlne Services
depose accents al UBS AG Newark Bunch and U35 obtain more infamation about 5K, ixisdng the SIPC by carlacting yes Ffrunoaladgsa.
As desated in the account agnerrents, you nut AG Cayman Branch These deposes are not insured by Brochure, by contacting SIPC at 202-37143300 or by
notay us of any errors or fraud Meshing cads to FCC. Waxes held at the LBS AG Cayman Branch testing the SIC website at wow.siocolp ACCOLNI• 0.04•Vinv
reflected on you statement within 30 days after t was are temporany nrmsed to the menial rids of the • Vela of you taordtesorn'ofro Net of assets and
mailed or made armada All stamens shall be Cayman dards, and there is no garargee or other Dividend Reiwertmont Program OXIIP) es
deemed complete a-d acarate n al other respects if otegation of UBS AG to age/ to balances leh‘ l/P crt the The peke reflected is an average price. You may obtain • Asia Includes available cash balance; values fo r
rice objected ton *rang within60days. 12$ Cayman's Brach'sbooks. the actual lone fromyos Financial Advisor. Orgy Neck restricted seamy kst,), and Global Tine Deposits,
shares ere purchased under DRIP; panel shoes we be unreand marls to market, and certain :guts not held
• Please died aeon er complaint or inguies to the Dimon; at LES Bark 1.611 and each UBS AG Branch are sold and the cash wil be deposited is your account The by the Fim. Does rot include unpaid sectogintassets
Firn's C lent Relation; Ogee-hunt at 201.352.1699 rot protected by 51K. Money Fund shares are protected Oviderm renvestenere price applied by the stet ma/ at the ercl the rnor and anent statement penods, or
or toll-free at KO-354-9103, 8:CO A.M. to 603 P.M by SIPC. See 'LBS Financial Services Account Protection' Me from the market price at which the partial shires prink nessnents. untested stock options ad
ET Monday through Frday a invitees to LBS below. are sold eekrcinoade stodr options
Fisincial Semites Pc., Client Radices Department, • /trio debt balances, outstanding Margit
P.O. Box 766 Union City, Nl 07037. Upon your NKOMO, balance, n the Bank Sweep Caglekelieu loans, credit line, short account batmen.
• b In a c d a s se tr o a f n e sf r e ro r r ( s E o FT r c / b ya i n p id ay % m a e b n o t o ut r a U n B S el V ec is tr e on d i e c bn P M r o o n g e ra y m 't s ro o d r D m A ay m b a e y l i b q e u i v da il t t e d d r , a a e n m d t a h n e d p s r h o a c r e e e s d c s d a e O n n t l i y tl e w d h t o o le a u p rn a- s li d fir u m n b it e a h e a l d re i s o u y lt o o s f P a c a iv n ic/ t a . d I f p a y r o tn u e a r r e e • ca s O h a b h a l l m an o c n e e s, y S bahlainn & cee O .s,:.. A To b ta a l la o n f c u e n s i a n l w U s B te 5 d B a a v n a k la U b S b A .
card transactions, call CO-762-1000, a virile to UBS returned to you or you SOCUrdiOt ac out. or premise. the NM soil ether sell panel Ines at UBS Al U.S Branches arid morel make mutual and
Fnanual Semites a.. 1000 Harbor BIW., 6th floor, mart et price a accept an smart determined by a sweep balances. at the cbse of the statement petiod.
Weehnskers NI 07095, Atte RMASSA Serous Father riormaan about wale* sweep options, registered clears agency, aid credit war accord. Non.corrmoclity free cede balnes in poet accord cow
Cal or write a soon as you can, if you talc your n tri c m le v. i u rg bs c c e a m r e im nt e m ep e p re e s ld t r s a , t e fr s o a m n d yo y u -e r l F ds n „ a s n m cia a l i M lab e l r e e a s t t Investment objectives n us o e t n se n g e o g f t $ h e e d se f r f o ir m d s ot h ti e t r h b e a o la r n d c n es a a y n c d o u th rs e e F o ir f r i i t s m ay
statement or receipt 6 wrcrg or 4 you need more or by calling 1300762.1000. The nvestment anctnes and risk profile are speck to busress INN funds we payable wan your demad.
inkmuten tad a trader on the statement or each account and may vary between psi accounts This total is nudes in Ile arta period cluing vale.
recept. The Firm or Card %mum Us ermicahlOmust Plea advice the Firm prompt& in wrung of ry
SDNY_GM00022048
CONFIDENTIAL
EFTA_00132668
EFTA01274805

Important information about your statement (doubted)
landing information °alined from various third prty lawn vanish we — • Organs' rot see • represent the maul °kern9 — h addition to commissirm received in connection
Fa Malec' Mammon on the Fn's lending practices believe to be reliable, but we do not gamma their pnco per tine and may not reflect you cost basis with the sale a dstrbution of smuts. contract
and dadostres. refer to tar Client Relataaup accuracy. rd unit imestnent but units tools dent we
Acreement or Attain Agreement rd the Gereval — We gererafr use he closirg price when avaabb cc • Restricted termites Restricted 'mutes general& odor our affiliate recto revenue Wring
Terns end Condition& ISIS Statement of Credit Practices to mean al the bd and ask prices for lined • tunny eligbk torpubric sale. OBSFins-vial compensation from envy of the instance
available in Averment andDiscicdures at acuities and opticns or only bid prices la OTC Semmes uses to maker price 02 the utestncted gods companies crderwrring the meaty COntrats,
aamw ukarninterenureefirelnue•s. searities. of the sane issuer as an mputed value for to alines of the insuraro anwanies or sponsors
- Less atm* traded securities may be priced using a restricted neck for purposes of this statement only, To the um rionernerr eves we diStrtUria.
Y040 wets valuation modal cr the most recent price we the intent that restricted Jennies are 'baba Ice sale, — Oar affiliates also rect.., trading commorms and
Your staemem demises acuities red other assets held cbtaned ad may not reflect an actual Market price the value rewind may be stbstan balb. less than the other compensationfrom mutual kends and
Tithe emcee at the end of he stream:re period. You a vas imputed value roan inrmance companies whose prodects we daubs.
may ak for damny of bib paid worries at any limo. - Certain pond re may appear withal • price rd - We receive an menial fee horn UBSBrk LEA and
You my receive acuities rod as loan renewal after will dxm as •crice was not available• if we re • Eat (.etimeted) Meanr current yields and rates. UBS AG Stamford Ranch of tea to 425 per account
prying any balance de on them. Aria securities unable to obtain a price for a sio_rity. An minute of annual imam is based on current entitpiv to he bales under the UBS Bark Sweep
transtemed to tie Fins dreg the statement period are - Deposes or securities denominated ncurrercies draderd ad interest rates, assuring he seantes will frogmen.
listed at market valve as of the ended the stateriket one. ton US dollen at reflected at the eirtonge be heldfor ore yew from statement date or vita
period. rate at of the statement date. maturity. The minuet is any a gudelne, accuracy Activity
• Coo bait In deter ring the cost basis of tie — For certain marries racing innoniron(a rming and continteed income are not gueranteed Information regardngcommksrms and other charges
smithies included in this stakintra where indicated denomeationt price ad quagity (face sale) may — Estimated anal scone ad current yield fa incurred in correct:so with he execiarm of wades,
yeah the number 'I,' LES Fnancial Services has relied have been adjusted to facilitate proof valuation. certain tapes of searites could include a rerun of inducing option transactions has been included on
cin information obtained from sources other than 1.85 To cbuin orient quotatians, when maXabb, contact prmopal or capital gars n which case the est confirmations previously Canted to you, end ;MI be
Fivnual Services, including information fran another rxr Financial Adriscr. income (end Current yiele$ weld be overland. provided to you warmly on repast.
lam or that rumw have ;Tended to you Financial — Emanated anal km* and rural yield and tie
Armsor. The Firm does rot indePerdently verify Cr • Private investments and structured products. areal tame a-dyiell might be lowerat higher Short selling
gaunt.e the acaracy a wadi& d ay irdormation Private nwstment securities (ncicleg Oren than the tinted amounts. II you are engaged in short selling a w.unty, youm y
provided by soaves other than LES FilanCial Seniees, participation program ad real estate investment but — An eqinate of /tusked income (dlrdend actor incur a charge due to Catlin tnentivieg costs for that
wash es) and demand pockets are gamely Imghla interest) divided by the Current market palkular seasey.
haiitiat although ILS5Financel Snakes general& licuid. Certain structved prodxts have not been valrmairegge balance is bawd on the last dividend
tcdates his itcrmaticn as it is reamed, the Firm registered with the Securities and Ed, or merest payment made by the issuer and Open orders
does not provide any entrances tut to Marnatkin COMMSOYI Littler Sty Pate Setuntirts. We assumes the seo.ractdeposes will be held fo r one Regarding open or • grmdtitiCanCeke ads that
ostler 'COSI basis' ad "Unreels:edger/ loss* is amide *aniseed vales for pirate investment year from Ise statement date or until !nearly. were nor executed by the sutement date, open buy and
accurate as rte date of this statement. As such sectribas atttrixtured products for Hormel:anal Accuracy ad continued Wad ag not parented set stop ceders acv reduced by the amount ol diticknds
phase dorm rey on this nformation to make putost one/. Accurary Ana guaranteed. or rights an an ex-dividereb a exagits date unless
Prchesecr sale decisions. fa tar puposes — These *Lies may deer abstinialy tram reces, it • ASS•ti not held by WS Financial Straka. Certain instrixted atomise by pr. You are responsble for
<itemise. Accounts listened to he Fro, May any, at whoth a Vara? niinSnnell Seal/ Cr assets se rot held byte fire ad not vothn the Orders that are executed de to yOtf failure to cancel
reflect gain loss rdammion only foe the period of structured product may be bouts or sold and ski Finn's possession or control. These assets are ea tiling open advs.
tine they me held at the Fins More haorical rot neneoteibi Wart the valw you may receive displayed on yo-r statement for informational
inkrmaten can be added by your Financial Advisor. cOon liquidation. purposes oily. Fashions and values presented are Privacy
— Third party esteutes of vale are as of a certain provided by the issue.? fin. IRS Financial Services is To obtan a copy of ar current Client Meaty Notice.
• Unrealized ganalloms Mn data 6 mailable, date and are suppled to UBS Fria-cid Services on a not responsible for this itormation and does not please canal you F narxial Advisee a vet or website
*aniseed averted oinaloasea at calculated kr regular ban by an independent volution firm. guaantee es accuracy. These assets are rca protected at wag am coal/mat...week...
indvilatscasky lots. The transaction data for — tprr, general pone, orsponux estimated vales, by WC or tie Fires supplement.15IPC towage.
ixtvicial bit may or may not reflect ammisSons, wry, are applied to the FainbyThe issuer, UBS Fiend Semites is rot a brk The BMA, Business
antra security reorbanizatcn events. general partner or spansor and mai be cakulated • Revenue sharing and additional ermweeketien. Services Maul BSA and IRMA re brokerage a-cants
CcerZd and otter reinvestment lob at systematic based on Metre informaton from slut used by — In addition 10 corrmiwons on sales and 12b-1 fees which provide access so bankingservices analproducts
ruches* bb are each combined to dime* cr. Ihndpartin 16 <Wive Muir estinaied retort received in correction was the distribution ce tIvough arrogarmes min alarmed bat and other
awraged lot 11• 'Trade date roams prevents the — You can obtain additional ila-matisn regardi-d rrukul arde to ow climb we ads our aflame thirdlaty barks, and provides access to hatraxe and
ceiral transaction trade date. the method logy used to determine the estimate of receive revenue sharing payments Iran distributors army products issued by unaHiliatedthinIpaly
value ad the date of to itamalon that is the at advisors of the maxi funds that we sell. 'miaow companies through notate agency
• Callable mourities Bonds and ;referred stook that bat, fa the estimate bycontacting your Fianciel These intents are based on two Stern stbsiciares of I.85Firuncial Services Inc.
the serer cats for eery redermion veil be selected Advisor. cornocrients U the *Mtn of sales by U85 of a
impartial& by lot from mono all searties of tat — Third party eninareed velem may be reflected as prticular mutual fund I amiy to our clients: and 00 Invntinerit, instrarrit ad nutty products:
issue held in our name or in nominee name for ar 'Ma anted in several situate:4w when an the asset value of a particula- mato' fund amiVs Not FDIC leered • No bask gurantep May bse value
p < a le r n tie ts s . a C n a d ll l it e s a ac s c e ur i a g c a y e is rt n a o ti t a g n a is ra o n b t t e a e in d e . d O fr th o e m r c th a i l r l d t W ria cf b rp le e r to de a n s t s v ig a n lu a a t w ion i l I t m w o h h e a n s w no e t b 'M eco a m e e d w a a ge — s W ha e r a es n h d e a ld s a A t l A ux A r * im al e receive neuroking and AMA. Resource NIe n /rent Arras nt. Business Services
teases may tint which could affect weld complete that a melon* event hat °caned thee my call a ormtus processing fees it consideration for Account BSA, IRMA and nurnational Resource
iniormairm will be provided upon request pregouty reported value into question, or when a transfer agent 'ewes that we Front to the Mriagement Account an registered service marks of
value would be highly specuktne due to he nature mad brds. These fees generally are pad from UBS Financial Sent*, Inc
• Certificates of deposit (Oh). CDs are FDIC rowed of the security. investor asset in the mutual land awl are a toad
cp to $255,000 in principal and accrued interest per — When neither a issuer, general panne a sponsor &dr arount bestir:tithe amber of accounts at Visa Nyikure is a regalerectsenice mark of Visa
depositor ad per depository instituiars naccormance estimated value nor • thirdparry estimated vale h the broker dealer holdngmutuil funds al that fund Irsemational 1185 Visa 5gnatue ova cads ad IRS
vets FDIC rules. provided the tale of Ihe seas-fry/4i be dillennt family Via chest cart are issued to. UK Bark LEA with
from its puchase Prite. Memnon from Visa U SA Incorporated.
• Fricarvalue pArcceessdipkydfce securities and otter — 'Distributions to date' may include ream of
precasts may be higher or bet thin the price that capital. interne or bah. UM Financial Services Inc Rev 201603
you would atualy receive in the Market Prices re
SDNY_GM00022049
CONFIDENTIAL
EFI'A_00132669
EFTA01274806

UBS Financial Services UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
CNP70056751130416 VI 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GlAiSLANE MAXWELL
Friendly account name: Indiv.V49920008
Account number.
Your Financial Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call four FinanCia' Advisor or ILe
P.ectorrelina at.9)0-RMA-1000. on March 31 (5) on April 29 (S)
account
Your assets 896,518.80 854,145.29
aoo aoo
Visit our website: Your liabilities
,,ww.Lbs
corn? financia:sevices
Value of your account 5896,518.80 $854,145.29
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
g TGarancs at year end 2015 11,010341.52
• 4595 Net deposits and
vdthdrateals 4196,9t6.10
Your ilveSttntint return:
Diadend and
interest income 513,299.22
Change in
mato value $27,490 65
Value of your account
on Apr 29. 2016 61154.145.29
Dec 2014 Dec 2015 Mar 2016 API 2016
SDNY GM 00022050
Member 5IPC CNPM309305675113 Nr7000191090 00003 0416 030575004 000000 Page 1 of 12
CONFIDENTIAL
EFTA_00 I 32670
EFTA01274807

SUBS
UBS Strategic Advisor Account name: GHISLACF ' ' • C. ELL Your 6 nand) Advisor.
Friendly account name: Indio Vag; SCOTT STACK MANLYLE CASRIEL
April 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 29 (1) your account
A Cash and money balances 0.00 000% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 854,145.29 100.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 000%
F C orrrnodit ies 0.00 000%
G Other 0.00 000%
Total assets $854,145.29 100.00%
C
Value of your account $854,145.29
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 0.39% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
CNP700C60056751I 4 NP7003191098 0CC03 0416 030575004 0301W_Gm_00022ftio 2 of 12
CONFIDENTIAL
EFTA_00132671
EFTA01274808

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nodal Advisor:
UBS Friendly account name:Indiv v49920°,06 SCOTT STACK MAMYLE CASNEL
April 2016
Account number.
Change in the value of your account Summary of gains and losses
April 2016 41 Year to date (1) Values reported below exclude products for which gans and losses are not dassified
Realized gains and losses Unrealized
Opening account value $896,518.80 $1,010,341.52
Apil 2016($) Year to date It) gains and kisses (S)
Withckawals and fees,
including investments transferred Long term -802.52 -14,824.77 56,072 58
out -64,911.21 -196,946.10
Cash activity summary
Dividend aid interest income 6,892.87 13,259.22
Change in market value 15,644.83 27,490.65
See Minuet daily the month for dela IS Balances in your Yemen OPOons are indudedin the openrig and
Closing account value $854,145.29 $854,145.29 S CI t O a S rn in fo g r b d a B lan ra ce c s h v o a f t b * a . n F k D d IC e p in o s s u it r s a p nC la e c a e p d P t l h e r S o O u n o ly t 1 h 0 e d U e B p S a i r n ts to a n a U t B io S n B s a D nk e p U o S se A , A S c O c t o T u O n d t e p p io o g si a ts r n a . t U S 8 IP 5 C A G.
pole tion applies to money market sweep fund hddirys but rot bank deposits. See important inSotmation
about your statemerd at the tat two pages d this document for deists.
Dividend and interest income earned
Apd 2016 (5) Year to date (1)
Opening balances $1,396.83 $0.00
For purposes of IN. statement, tembrity of interest arcldniclend Income has been determined Iran a US
tar modeling perspective. Based upon the residence of the account holder. account type, or product Ade:lotions
some interest aneor civicend payments may not be subject to united stays (US) ardo r Puerto Rico (FR)
income tares The (*era month statement is not intended to De used and cannot be read upon for tat Dividend and interest income 6,892.87 13,259.22
purposes. Clients should refer to the arplcide lac reporting forms they recent from Les annuity, such as
the FOrmS 1099 and the EOM 480. fa tar reporting information It is the practIce Of UBS to file the Proceeds from investment transactions 56,621.51 183,964.28
azli(aUe lac reporting forms vAth the US intend Revenue SeMre and PR Treasury Department, and in
suchloom accurately dassfy clwdend ardcr intent as ...rept or taxable irxeme. Please cumuli ycur Total addtbons $63,514.38 $197,223.50
indledual tax preparer.
Subtractions
April 2016(S) Year to date IS)
Professional management fees and
Taxable dividends 6,892 8 7 1 3,2 58.70 related services -1,671.79 -2,927.82
Taxable interest 0.00 0.28 Other fees -71.62 -151.37
Total current year $6,892.87 $13,258.98 Other funds debited -63,167.80 -193,866.91
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 0.00 -277.40
Total dividend & interest $6,892.87 $13,259.22
Total subtractions -$64,911.21 -$197,223.50
Net cash flow -$1,396.83 $0.00
Closing balances $0.00 $0.00
SDNY GM 00022052
C N1,7030700567511 SNP70C0191098 00033 0416 030579004 000000 Pegs 3 of 12
CONFIDENTIAL
EFTA_00132672
EFTA01274809

*UBS UBS Strategic Advisor Account name: G414.AINE kiA +Vial Your 15 nancial Advisor.
friendly account name: Irvin. ViSicockx3 SrC7" STACK fAti•irtYLE CAsp EL
April 2016 Account number
Withholdings and tax summary
Apnl 2016 (1) Year to date IS)
Foreign taxes pad -56461 -1,16473
UBS Bank USA Deposit Account APY
Interest period Mar 7 - Apr 6
Opening UBS Bank USA Deposit balance Mar 7 $264.03
Closing UBS Bank USA Deposit balance Apr 6 50. 00
Number of days in interest period 31
Average daily balance $633.00
Interest earned $0. 00
Annual percentage yieki earned 000%
Your investment objectives:
You have identified the following investment objectives foe this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
France' Advisor or Branch Manager You can find a ful description of the altematwe
investment objectives in important information about wig statement at the end of this
document
Your return objective:
Current inccene & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consvierauon None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP703C03056751i 6NP70C019I098 00033 0416 030575004 0NSINLY_GM_00022ftle 4 of 12
CONFIDENTIAL
EFTA_00 I 32673
EFTA01274810

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi vandal Advisor:
friendly account notrie:Indiv V49920008 SCOTT STACK MANILYLE CASRIEL
April 2016 Account number.
Your assets
Some poets, income and current vanes shorn may be applailmase. M a [Hut gains oldlosses may rot
Beaune& reflected. See Apemen infopeasen about your gazeraeni a the toad this dxumeM lot
more inform on.
Cash
Cash and money balances
Goering beset Closing Dance Me per Shane Average DnIdeng Interest Days In
on Apr 1 (1) on Apr 29(i) on Apr 29 (1) rate wed period Cap /mount ei)
Cash 139.20 0.00
UBS BANK USA CEP ACCT 1,257.63 0.00 250,000.00
Total $1,396.63 $0.00
Equities
Common stock
PU(Ch81t pricer
Trade comber Average price Price per snare value on unretnzed licking
Wiring date of snares per share (S) Eon basis (SI on Apr 29 (1) Apt 29(S) gain or loss (S) Period
ASTRAZENECA PLC SPON AOR
Symbol: AZN Exchange: NYSE
EAI: $1,000 Current yield: 4.73% Jan 29,13 420.000 25065 10,527.30 28.960 12,16320 1,635.90 LT
Apr 22, 13 170.000 25.667 4,363.53 28.960 4,923.20 559.67 IS
Jul 12, 13 140.000 24.720 3,460.92 28.960 4,054.40 593.48 LT
Security total 730.000 25.139 18,351.75 21,140.80 2,789.05
ME SYSTEMS PLC SKIN ACR
Symbol: BAESY Exchange: OTC
EAI: 11,172 Current yield:4 19% Jan 29,13 1,000.000 22.160 22,160.00 27.940 27,940 00 5,780.00 LT
BHP BILLITON LTD SPON ADR
Symbol: BHP Exdsange NYSE
EAI: 1679 Current yield 4.98% Jan 29,13 320.000 78.520 25,126.50 31.340 10,028.80 -15,097.70 LT
Apr 22, 13 30.000 63865 1,915.95 31.340 940.20 -975.75 LT
Jul 12,13 85.000 61.002 5,185.23 31.340 2,663.90 -2,521.33 LT
Seamier total 435.000 74.087 32,227.68 13.632.90 -18,594.78
continued next page
SDNY GM 00022054
CeIPT000030567S11 7 NPT000191098 00003 0116 030575004 oococo Pogo S of 12
CONFIDENTIAL
EFTA 00132674
EFTA01274811

UBS
UBS Strategic Advisor Account name: GHIKAINE MAXWELL Your It sandal Advisor,
Friendly account name: Ind iv V49920)08 SCOTT STACKMAIN:LYLE CASRIEL
April 2016 Account number,
Your assets Equities . Common stock (Continued)
Purchase price
Trade kturber Average peke Price per store Vdue on Unreelzed Hddng
Hddng date of therm per thaw (S) Cod bat (S) on Apr 29(1) API 29(S) gain or loss (1) period
DEUTSCHE TELEKOM AG DE SPON
AOR
Symbol' DTEGY Exchange: OTC
(Al: 42,460 Current yield: 3.28% Sep 16, 13 1275.000 13387 17,069 45 17.540 22,363.50 5294.05 LT
Sep 17, 13 1,150.000 13359 15,362.85 17.540 20,171.00 4,808.15 LT
Sep 18, 13 990.000 13393 13,259.17 17.540 17,364.60 4,105.43 LT
Oct 10, 13 855.000 15.481 13,236.68 '7.540 14,996.70 1,760.02 LT
Scarily total 4,270.000 13.801 58,928.15 74,895.80 15,967,65
cEursci-e
POST AG SPON ADR
Symbol: DPSGY Exchange. OTC
EAI: 1897 Current yield 3.05% Jan 29,13 280.000 23.900 6,692.00 29.440 8,243.20 1,551.20 LT
Apr 22.13 720.000 22.581 16,258.75 29.440 21,196.80 4,938.05 LT
Security total 1,000.000 22.951 22,950.75 29,440.00 6,489.25
°CIE SPON ADR
Symbol: ENGIY Exchange OTC
(Al: 41,581 Current yield: 6.40% Jan 29,13 240.000 20.779 4,986.98 16.480 3,955.20 -1,031.78 LT
Apr 22, 13 380.000 20.919 7,94937 16.480 6,262.40 -1,686.97 LT
Jul 12,13 215.000 20.144 4330.97 16.480 3,543.20 -787.77 LT
Aug 21, 13 285.000 22200 6,327.10 16.480 4,696.80 •1,630.30 LT
Aug 22, 13 140.003 22.508 3,151.20 16.480 2307.20 -844.00 LT
Aug 23, 13 240.000 22.418 5,380.51 16.480 3,955.20 .1.425.31 LT
Security total 1,500.000 21.417 32,126.13 24,720.00 -7,406.13
GLAXO SMITHKLINE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: 41,193 Current yield: 5.40% Feb 13, 13 150.000 45.645 6,846.78 42.910 6,436.50 -410.28 LT
Apr 22, 13 245.000 50.630 12,404.47 42.910 10,512.95 -1,891.52 LT
Jul 12.13 120.000 52.904 6,34848 42.910 5,149.20 -1,199.28 LT
Security total 515.000 49.708 25,599.73 22,098.65 -3,501.08
IMPERIAL BRANDS PLC SPON ADR
Symbol: IM8BY Exchange' OTC
EAI: 12,140 Current yield: 3.83% Apr 25, 13 60.000 70.891 4,253.51 108.600 6,516.00 2,262.49 LT
Apr 26. 13 375.0(X) 70.792 26,547.34 108.600 40,725.00 14,177,66 LT
Jul 12,13 80.000 68375 5,470.00 108.600 8.688.00 3.21800 LT
continued next page
CNP7030000567511 8 NP700019109800003 0416 030575004 004#6NY_GM_00022tSie 6 of 12
CONFIDENTIAL
EFTA_00132675
EFTA01274812

UBS Strategic Advisor Account name: GISISLAINE MAXWELL Your PI nandal Advisor:
UBS Friendly account name:Inch/. V49920008 SCOTT STACK MANYLYLE CASRIEL
April 2016 Account number.
assets Equities . common
Your stock (continued)
Purchase odor
Trade taunter Average pike Nice per share Value on dredged Hddng
Hiking date of shares per shire (I) Cost basis (SI on Apr 29(1) Ape 29(1) geina loss (1) period
Security total 515.000 70.429 36270.85 55,929.00 19,658.15
MIN GROUP LTD WON ADR
Symbol: MTHOY Exchange:OTC
EAI: $1,473 Current yield: 7.08% fan 29,13 1,025.000 19.580 20,069.50 10.450 10,711.25 -9,358.25 LT
Apr 22. 13 590.000 17390 10,260.10 10.450 6,165.50 4094.60 LT
isil 12,13 375.000 19 219 7,207.31 10.450 3,918 75 -3,288.56 LT
Security total 1,990.000 18363 37,536.91 20,795.50 -16,741.41
MPPON TELEG & TEL CORP SPON
POP
Symbol: NIT Exchange NYSE
EAI: $1,507 Current yield: 1.53% lu122,13 1,700.000 26.445 44,957.18 44.570 75,769.00 30,811.82 LT
Aug 6, 13 510E03 26.309 13,417.69 44.570 22,730.70 9,313.01 LT
Security total 2,210.003 26414 58,374.87 98,499.70 40,124.83
le:WARNS AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: $2.245 Current yield: 3.03% lan 29.13 590.000 67877 40.047.61 78970 44,822.30 4,774.69 LT
Apr 22, 13 240.000 72.512 17,403.02 75.970 18,232.80 829.78 LT
lul 12.13 145.000 73.450 10,650.38 75.970 11,015.65 365.27 LT
Security total 975.000 69.847 68,101.01 74,070.75 5,969.74
ORK LA ASA A SHS SPON ADR
Symbol. ORK LY Exchange: OTC
EAI: 1567 Current yield 2.70% Jan 21, 14 710.000 8052 5,717.56 8.700 6,177 00 459.44 LT
Jan 22,14 220.000 8.190 1,801.84 8.700 1,914.00 112.16 LT
lan 23,14 315.000 8282 2.60892 8.700 2.740.50 131.58 LT
lan 24,14 185.000 8.147 1,507.25 8.700 1,609.50 102.25 LT
lan 27,14 135.000 8.019 1,082.58 8200 1,174.50 91.92 LT
lan 28,14 265.000 8 045 2,132.08 8.700 2,305.50 173.42 LT
lan 29,14 390.000 7.991 3,11653 8.700 3,393.00 276.47 LT
Jan 30,14 245.0O3 7.849 1,923 23 8700 2,131.50 208.27 LT
Jan 31,14 260.000 7378 2,048 46 8.700 2262.00 213.54 LT
Feb 3, 14 185.000 7.794 1,441.96 8.700 1,609.50 167.54 LT
Feb4, 14 235.000 7 671 1.802 69 8.700 2,044.50 241.81 LT
continued neo page
SONY GM 00022056
CNP70009305675119NP700319109800003 0416 03095004 000000 Page 7 of t2
CONFIDENTIAL
EFTA _00132676
EFTA01274813

BS
*U UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your 14 vandal Advisor:
friendly account name: Wry V49920008 SCOTT STACK MANY LYLE CASRIEL
April 2016 Account number.
Your assets Equities . Common stock (continued)
Purchase prirei
Trade tenter Average price Price per store Winton Unrealized Hddng
Hddng date of sheen per dime (S) Cod basis (S) on Apr 29(1) Ape 29(S) gain or loss (S) period
Feb 5, 14 245.000 7.727 1,893.29 8.700 2,131.50 238.21 LT
Feb 6, 14 165.000 7.561 1,247.70 8.700 1,435.50 187.80 LT
Feb 7, 14 310.000 7.528 2333.87 8.700 2,697.00 363.13 LT
Feb 10, 14 250.000 7.609 1,90225 8.700 2,175.00 272.75 LT
Security total 4,115.000 7.913 32,560.21 35,800.50 3240.29
P.T. TELEKOMUNIKASI1NDZNESIA
SPON ADR
Symbol. TLK Exchange: NYSE
EAI: 4682 Current yield 1.85% Jan 29,13 690.000 39.442 27215.25 53.370 36,825.30 9,610.05 LT
11:KKR'!" BENCKISER PLC WON ADR
Symbol: RBGLY Exchange: OTC
EAI: 41,349 Current yield: 1.93% Jan 29.13 2,590000 13.187 34,156.85 19.750 51,152.50 16,995.65 LT
Apr 22, 13 510.000 13.966 7,122.67 19.750 10,072.50 2,949.83 LT
440.000
Jul 12,13 13.938 6,132.99 19.750 8,690.00 2,557.01 LT
Security total 3,540.000 13.393 47,412.51 69,915.00 22,502.49
ROYAL DUTCH SHELL PLC a A
SPON ADR
Symbol: RDS.A Exchange: NYSE
EAI: 1% Current yield: 6.02% 27.000 --This information was unavalable--- 52.890 1,428.03
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS WON
ADR
Symbol: RDS.B Exchange: NYSE
EAI: 41,504 Current yield: 7.05% Jan 29,13 1B5.000 74.585 13,798 31 53.350 9,869.75 .3,928.56 LT
Apr 22. 13 215.000 657356 14,159.06 53.350 11.47025 -2.688.81 LT
Security total 400000 69.893 27,957 37 21,340.00 -6,617.37
SIEMENS A G WON ADR
Symbol: SIEGY Exchange: OTC
EAI: 41,404 Current yield: 2.68% Jan 29,13 250.000 110110 27,527.50 104.780 26,195.00 -1332.50 LT
Apr 22, 13 200000 100 134 20,026.84 104.780 20,956 00 929.16 LT
Jul 12, 13 50.000 107256 5362.83 104.780 5239.00 -123.83 LT
Security total 500.000 106834 52,917 17 52390.00 -527.17
continued next page
CHP70003005675120NP700019109800003 0416 030575004 00911Me_ont00022teeo S of 12
CONFIDENTIAL
EFTA_00132677
EFTA01274814

UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Financial Advisor:
*UBS Friendly account namo:Indiv.V49920008 SCOTT STACK MAN LYLE CA SRI EL
Apcil 2016 Account number.
Your assets . Equities . Common stock (continued)
rut Ohne UAl(
neck Hunter Average pike Pike per Share Wine on Unrefined Honing
Ficidng date of shares per thew ($) Cost bests (S) on Apr 29(1) ape 29(1) gain a Ions (t) period
SI4GAPORE TELECOM LTD NEW 1006
SPON ACR
Symbol: SGAPY Exchange: OTC
EAI: $2,106 CLererd yield: 4.20% Jan 29,13 1,060.000 28.260 29.955 60 28.420 30,125.20 169.60 LT
Apr 22, 13 440.000 29.820 13,121.15 28.420 12,504.80 -616.35 LT
la 12,13 265.000 30551 8,096.17 28.420 7,531.30 -564.87 LT
Security total 1,765.000 28.993 51,172.92 50,161.30 -1,011.62
STATOR. ASA SPON ADR
Symbol: STO Exchange NYSE
(Al: 4935 Current yield 367% Jan 29,13 610.000 26.533 16,185.31 17590 10,729.90 -5,455.41 LT
Apr 22, 13 205.000 25.765 5,281.88 17.590 3,605.95 -1,675.93 LT
Apr 22, 13 170.003 23.274 3,956.72 17.590 2,993.30 -966.42 LT
Apr 22, 13 135.003 25.785 3,481.05 17.590 2374.65 -1,106.40 LT
Jul 12,13 330.003 21.423 7,069.66 17.590 5,804.70 -1,264.96 LT
Security total 1.450.000 24.810 35,974.62 25,505.50 •10,469.12
TAIWAN SEMICONDUCTOR MEG CO
LTO AOR
Symbol: TSM Exchange: WSE
EAI: 1480 Cwrent Weld 2.45% Jan 29,13 800.000 17800 14,240 00 23.590 18,872 00 4,632.00 LT
Jul 12,13 30.000 18.434 553.04 23.590 707.70 154.66 LT
Sootily total 830.000 17223 14,793.04 19,579.70 4,786.66
UNILEVER NV N Y SHS NEW
!NETHERLANDS SPON SPCN AD
Symbol: UN Exchange: NYSE
EAI: 41,216 Curent yield:2.76% Lan 29,13 300.000 40.500 12,150.00 44.020 13206.00 1,05600 LT
Apr 22, 13 445.000 41 074 18,278 06 44.020 19,588 90 1310.84 LT
Jul 12,13 255.000 41.271 10,524.33 44.020 11,225.10 700.77 LT
Security total 1,000.000 40 952 40,952 39 44,020 00 3,067.61
VODAFONE GROUP PLC WON AMR
Symbol. VOD Exchange: OTC
EAI: $1,743 Caren( yield: 5.12% Jan 29,13 796294 50.164 39,945.60 32.740 26,07067 -13,874.93 LT
Apr 22.13 2.727 54.627 148.97 32.740 89.28 -59.69 LT
Jul 12,13 239.979 54.033 12,956 80 32.740 7,856.91 -5,109.89 LT
continued next page
SONY GM 00022058
CNP700C0305675121 W700019109800003 0416 030575004 000000 Peg. 9 of 12
CONFIDENTIAL
EFTA 0(1132678
EFTA01274815

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq sandal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MAAILYLE CASRIEL
April 2016
Account number:
YOLK assets Equities • Common stock (Continued/
Purchase pica
Trade Humber Average once Price per share Vdueon Unrealized Hddng
Hddng date or shares per sham (3) cost basis (3) on Apr 29(3) Ape 29(3) gain or loss (3) period
Security total 1,039.000 51.070 53,06 1. 37 34,016.86 -19,044.51
Total $798644.64 $854.145.20 $56872.58
Total estimated annual income. 528.819
Your total assets
Percentage at Cost Estimated Unteaired
V4 ac un Ay z9 (3) your aCtOuril basis (51 annual Intatie (5) grin O loss (5)
Equities * Common stock 854.145.29 100.00% 796.644.68 28,819.00 56.072.58
Total $854,145.29 100.00% $796,644.68 $28,819.00 $56,072.58
Missing cost basis ofcemslicn
Account activity this month
Date Actlely Oescrptlon *moult (1)
Dividend and interestincome
Taxable deridends Apr 6 Foreign IMPERIAL TOBACCO GROUP PLC SPON ADR PAID ON 515 725.32
Dividend CUSIP: 453142101
Apr 14 Foreign MIN GROUP LTD WON ACe MO ON 1990 1,114.10
Dividend CUSP 62474M108
Apr IA Foreign GLAXO SMTHKUNE PLC ADR 293.81
Dividend CUSIP. 37733W105
Apr 14 Foreign GLAX0 SMITHKUNE PLC ADR PAIDON 515 337.88
Dividend CUSIP: 37733W105
Apr I5 Foreign ZURIC I-1 INS GROUP LTD SPON AOR PAID ON 1000 1,771.76
Dividend CUSIP: 98%25104
Apr 15 Foreign NOVARTIS AG WON ACR PAID ON 975 2,650.00
Dividend CUSIP: 669B7V109
Total taxable dividends $6,892.87
Total dividend and interest income $6,892.87
Date Aclittly 0t$Crtpli0n Amount (1)
Fees Apr 6 Fee IMPERIAL TOBACCO GROUP PLC SPON AN -1.93
Apr 14 Fee MTN GROUP LTD SPON ADR -39.80
contended oat page
CNP70000005675122 NP7000191098 00003 0916 030575004 COMWGm0002esig 10 of 12
CONFIDENTIAL
EFTA_00132679
EFTA01274816

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Finandd Advisor:
Friendly account name:lochs, v49920)08 SCOTT TAs...s. MAA1L YLE CASRIEL
ot UBS April 2016 Account number.
Account activity this month
(contrived/
Date Acthity Desch:410n Amount IP
Fees (continued) Apr Id Fee GLAXOSMITHKU1sE PLC ADR -2.58
Apr I S Fee ZURICH INS GROUP LTD SPON ADR -2000
Apr 15 Fee NOVART1S AG SPON ACR -7.31
Apr 22 Fee Charged QUARTERLY FEE -1,671.79
Total professional management fees 41,671.79
Total other fees 471.62
0,1e Actiety Decollation Amsted (I)
Other funds debited Apr I Transfer JOURNAL TO GHSLANE MAXWELL •1,396.133
Apr 14 Foreign Tax MTN GROUP LTD SPON ADR -167.11
Withheld
Apr 15 Foreign Tax NOVARM AG SPON ACR .397.50
Withheld
Apr 27 Transfer JOURNAL TO GMSLAINE MAXWELL -61206.36
Total other funds debited -$63.167.60
Investment tinn sactions
For MOM I nformaion about the price/value shown fOr ftgri(ted SNOOPS, see Important information 600O
your staraent at the endof this cbcvnent
Proceeds Iran Funds
inwstment withdrawn ice Accrued
Date Acbity Desciption °unity raw (S) Once (S) transactions (S) inveseneMs bought (S) interest (S)
Apr 25 Sold NESTLE S A SPONSORED AC REPSTG REG SHS -450.000 76.195000 34,287.00
SWIZZ
ADR
CU9P: 641069406
Apr 25 Sold ZURICH INS GROUP LTD SPON ADR -1,000.000 22.335400 22,334.51
CUSIP: 989825104
Total $56,621.51
Oat Actrvity (mucosa Amount (S)
Money balance activities Mar 31 Balance forward 6125743
Apr I Deposit UBS BANK USA DEPOSIT ACCOUNT 139.20
Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Oal01/ 16 • 1,396.83
Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 723.39
Apr I S Deposit UBS BANK USA DEPOSIT ACCOUNT 1536.30
continued next page
SONY GM 00022060
0070000305675173 NP7000191098 00003 0416 0305750d 000000 Page 11 of 12
CONFIDENTIAL
EFTA_00132680
EFTA01274817

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancial Advisor:
Friendly account name: Indiv V4992CODS SCOTT STACK MANY LYLE CASRIEL
April 2016
Account nuntber.
Account activity this month xcontnueo
Date Activity Descripbcn Amount (S)
Money balance activities (continued) Apr 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.9%.95
Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0422/16 .1,671.79
Apr 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 56,621.51
Apr 28 Withdrawal 1.185 BAN': USA DEPOSIT ACCOUNT AS OF OM 27t 16 .61206.36
Apr 29 Closing MIS leak USA Deposit Account $0.00
The MBank USA DepoAt Account Is your primary sweep coon
Realized gains and losses
The estimated Nand gans and losses shown bel0w are no fee ta< PuriaaSeSi Please rote Mal On or loss informehon We mal net acted gans and losses fen SI caws changes. We automakorty adjust cog baSis for
recognized co the sae 01 redemption of cenain Structured PraliCtS, Ike C0nringent oat Seeurrne. MY/ be lac.eceral and AMT Coupon muni(paS<cunties for estImaedanorization 01 land penu ms and for accretedOa
aanary, and not capltd, gain a loss. Haase check w*h youl tax advisot. To calcdae gans and losses, vie lor sec Leilief Issued at a dscounl. Y you requested that U8S adusl cat ban for the bond peemium aronuatton on
liquidate the ddest security lot first lhts is known as the nrsl.li t first-out of FIFO aCC0u 'Xing mHegd WC use tootle debt securities then cost teas !erica ed for Ihele SeCutibeS has been adpsseci BIlmateS In I he unansiffecl
Iht melted unless you sixclfiecl whic h Ia. lot to close when you placed your order. This is known as ave rsus section can na be clasAfied as short tern or tong lam toecase information is nisang or the produd Is one In which
ntri.t 'Ter "nf'rtin nvnl vr. j? .)tyit your :t Cement et the end of this document fa more the ai Mots calculation is not provided
Long-term capital gains and losses
Wash sale
Quality a Purchase Sale Sae Cost <oft basis
Security defecation el ,SO face vat* date date amount (S) basis (S) adjustment(i) tons (S) Gain fa)
NESTLE S A SPONSORED ADR
REPSTG PEG SHS SVATZ
ADR FIFO 255000 Apr 22, 13 Apr 20, 16 19,429.30 17,829.09 1600 21
HFO 195.003 Jul 12, 13 Apr 20, 16 14,857.70 13,146.41 1,711.29
ZURICH INS GROUP LTD
SPON ADR FIFO 25.000 Jan 29, 13 Apr 20, 16 558.36 711.75 -15339
FiF0 685.003 Apr 22,13 Apr 20, 16 15299.14 17,982.21 -2,683.07
FIFO 290.003 Jli 12, 13 Apr 20, 16 6,477.01 7,754.57 -1,277.56
Total $56421.51 $52A24.03 44,114.02 $3,311.50
Net long-tem, capital gains or losses -5802.52
Net capital gains/losses: -$802.52
047COCE005675124 Ne70C0I9lCr38 00033 0416030575004 COMIY_GM_0002tWil 12 of 12
End of statement for account number
CONFIDENTIAL
EFTA_00132681
EFTA01274818

Important information about your statement
IS Fi-uncial Services inc. (the Firm or UBS Fintrcial sent yOu the Int statement on which the error or Corporation (UPC), Meth protects 163-rlieS tr.e.a.MSOI • Produce Cuneneincome: boatman sealing tie
Sareks0, is a merrbor of all principal sassily, cemmoda problem append. its members up to $502000 (nicluding k2S0,000 kr generation ol income onk.
and options exchanges. UPS Financial Semites and LBS - bathe your name ad axon marker Of any) dams for cash. The SIPC awn protection limn ;MU to • Aches. Capita Approcettion. Investments sea iu
Balk USA at i-diect subilanes of UPS AG and - Decoke the thew Or the wander you Westgate all those that you hoed h a particutr cmacity. tooth of pewee' rather than the generation of
affihaes of U3S Scathes LLC. The Fines faunae' about, inisplain as cleat' as you cos shy you The Fitt together mt. certain aft iliates, has also ?tam.
statement h available upon retest The Fires exto-eire believe * is al error a why you need more pun:hexed faMpbilentapleteniOn. The madman • Produce Combination of Income and Capital
altos re a. information amount payable lo M *Mike clients, collstclink under Apre oaton. Ivesinents seeking both the genseatith
- Rade the dolar arrant d the suspected era. this protection is ZOO maroon a of Decent.- 10, 2015. of ham. and gross/that paschal.
UK Fine-col Sermes Ix. Skbad to the poky orditons ad lmi staiton, cash
1200 Harbor Boulevard The Firm or Card Issuer vii hmstigate you rcompaht the firm is further protected fa up to $1.9 million n the Overall efts profiles
Weehawken, NI 07086 and eel correct thy error promptly. For alleged errors aggregate kr all your accounts held n a partioAr • Conk-Nebo. Sean to mantan nett pi-cipal, with
Smoking UBS Via4debil sad tra-nad km, if we take cmaity. A VIA copy of thepoky wordi-g h bailable
L o T B f h f i i S s c i F s a e t l a - u t t e e n r m c d i e a o n l w S t r a n ep u e r t r e - e i s n s e a n c c ts o c o t n h u t e a n n t o . n n O g k t h c o e o f r n f i r r t e r ia c iv o l i r r n e d g c s d o , a e rd m ta o e s f p h y t o o u u ld m y yo o o u r t e v a ii t h cc a h o n a v r 1 d e 0 f t b h o u e r s t u h m s e e e s s s d t d o l a i y e u s t m t o y o o d n o u ey t t e h c s : l i a . t w n is g e in t w i e e i r ll r t c o im r r e , e d s i o i t t the T uP he o n S I r P e C q u p e ro st t . e ction ad the supplemental protection t i lo n h w t a o t r n m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c ity o d s to m t d t a h o y e e r s a o n c t o G o t r g a n e p n o p e v a r e c a r e t a e l w l s , i i e g th v n e it n c i a f rt
rot be relied >pm H you bane there is an error a lakes us to complete our nostgetion. bah do not apply
OmiSPOn please report t immediately n retest to the • Centh financial assets controlled by (and inithed n • Moderate. Willem to accept sane risk to pirtPal and
Brands Manager of the office serviu your accoint Please mire all checks payable to the Fern or the your account value) but held away from WSFinancial tolerate some votatfity to seek hither returns,
fihnwl instanith ?cleated on he tat of the Services (e.g., certain (1) cash at UBS Bark USA, (i0 • Aggress/re: wiling to accept high let to pnncpi and
Alithotep a liguree shown re Mended to be accurate. statement In addition to regular accost fees, accounts cash at 1.8$ AG U.S.banrhes, (4 Muranoe peatts, high valet lily to sea high returns owe time.
statement datatkuld not be used kr to purposes Rely may be abject to mailman* lees, throats for late including unit& anneitai, and fie shires of MAYA • lowsenarft Egg:Wirt Cootedration:f Olift•d, a
aka on yethend tat kerns, (le , Form 1099. 5498. parent kr securities purchases and charges kr unpaid funds when such shoes are registered doe& in the OeMOn of the porHoliof or tat account may ixIsle
10425. etc ) when orepathg your lax return. The Fim arrant, n cash anoints. Accounts that at transferred name of the account holder on the books ad records complex oranges, tinted bulkily and rater
required by law to rum to tie IRS allUnable dedendt to other instiutirs may be subject to a tangier fee. of the applied* a._me a triter age0. volatile y.
report/kb non-tattle dNid.na and mob!. ?lured • Certain nthb-nent contracts or inesiment interests
end en semen, held torus a:cant riot proceeds UBS Sweep Ortiene (e.g., breed partnerships end private placements) that Statement Theuteholdier
on see tranthere, rd cost bastioncertain covered UM offers options kr stymie cash banes. balances are rot regitered troth the Securities Act of 1903; We may consoldale all related worth statements with
muties. to bat deposits at UM Brk USA and LEIS AG Starnkrd ad to sane adtess h the 13M* envelope, erg. because
[ranch (Eta-k Sweep Procjarre), moneymake( mutual • Commodities contacts (e.g, foreign eXthaNee and they have owners who aka mahtan ert account
Ceemustooticien with tho Finn hats Money FundOrd the international Depose mows metal contracts). including futon, ttneacts rela creams well other dents a the same address. If
• Please resodinn mei oral carmine/tens in wiling Accout (04)10r CIMCMCCI with in Migrational ad commodity option contracts. you peeler to roomy mineral seatmunts mailed in
tofurther protect your rights. including your rktitS RoscvCO Managerntret Account Though the Bark The SIPC protection and tie supprenUI protect:ado separate envelopes, you may decline Ixtr,eholdng by
ender the Searles Investor ProtectionAct (SPA) Sweep Programs, cash balances at swept to LES Bank not apply so these asset event fey otherwise appear • yam Finathal Advisor
• II the financial intitution en the top left of toe lord USA up to an estabashed knit ad then to UBS AG on yea sUtements. The WC protection at the
ol this statement snot LBS F naiad Servket U36 Stanford Branch, or a Money Fund. Deposes at CBS eatolanental protection do not protect ague changes Friendly moann ame
Fi-andal Senices carries yob acco-nt as dewing Bank USA are FDIC insured in accordant with FCC n the market vale of you investments (whether as 4 The Frady aconit nam is a cuslcrosz*lo • niskrarne
looker by arra-ermine wth the ?cleated instituters ruin. Format idormatian pane Mit wwwfdic result of market movement, issuer bankruptcy a chosen by you to assist you with your recordteeon0
We informal you of this 'Vials:Mk, when you Deposes at LEG AG Stanford Brants ad shares of otherwise) has no legaleffect on your account You can change
opened this accost h the case. your kra and Money Finds are rot insured by the FDIC. More irtonnaten is avaable mon reqthst. rxr Stiend9 aCCOUll names. though Online Services a
noshes tre located a LOS financial Services and rot You may °bun more informationabout SIK, including by sr:reach-9 your Si-unoal Admsor.
tie in-ccbcig broker, and you ram make a nest Through tie DA, (mailable to cash balances are swept to the SIPC Brochare. by contacting SIPC at 202.371 -83C0
of any error or omission to both firms As described depose thorns al UBS AG New Yak Branch and LEG or by vititiv the SIPC webae at wawa/pears Account overview
the account agreements, you must natty us of ani AG Cayman Ranch brew deposits arena inured by • Vote of you accounMonTold. Net of assets and
errors or tied ?working cheds reflected on your the FCC Eratices held al the UM AG Cayman Brandi Dividend Reinvestment Program (DRIP) let
staterrent bath 30 drys alter t was mailed or made are tempi:reef imposed to the sovereign lit of the The pee reflected is an average like. You may obtan • A seeb tricbdes weld* cash balances, vetoes for
available. Alinements shall be domed complete Caren lards, and there is no guarani** or other the alma price Iran yob F nacial Advisor. Cink *hot restrkted 'tardy test), and Global Tine Deposit,
and accurate n all other reopens if not objected to obligation of UBS AG to rePillh Saxes while Rei the shares are purchaed under DRIP; prat Mats wia be cm-mated marks to maket, and certain assets not held
verti-g within 60 days LEG Cayman's Brach's boots. sold ad the cash wie be deposited i-• your account. The by the Fen. Does rat include unbind seositkeassets
• Please dhect customer complaints or names to to checked reinvestment price applied by the Rear may at tie en:lathe prior and current staterreM r:C•nOds, or
Fiert's C lent Reborn Department at 201.352.1999 Deposer at LBS Bark USA and each UPS AG Branch are •ffer from the market price al which the partial acorn ante neestrwritt invested stock options and
a tolltroe r. 903.354-9103, 8:03 A.M. to 6C0 P.M not protected by SIK. Money Fund sheet are protected are sold *notable stock options
ET Monday through Friday, or in verti-g to LBS by SIPC. See 'LOS Fhancial Services Accotnt Protection' • Liabildes Include Oak balances. caseating margin
Financial Senices Ix., Client Relations Department, Slow. Caste-inlieu bans, credit Pre, short /occult balances.
P.O. Box 766 Union Cey,14.1 07032 Cnk whole wets may be heb n your acccut. If you at • Cathleen/ balances. Total of unimested avalable
• In case of MOM or pastern about al electronic Uponyour request, balatin in Ihe Bata Sweep entitled to a partial knit a s nesult oink/deed payment cash balances, plus deposit balances al UBS Bank USA,
knit tranoler (61), be pear a UBS Vearedebit Program or DA may be withdraart and chats of a or otherwise, the Film soil ether sell pawl at LBS AG U.S Branches ad math market mutual fund
card transactions, call K0762-1000, or vein to UBS Money Ford Ma be liquidated, ad the proceeds market price a accept an amore determined by a sweep bala-ces at the One of tie steernint period
FinnrialSenices Inc., 1000 harbor Bled, 6th floor, returned to you or your secrets accoun. regiaered cleatu agency, ad credit pot xcon. N:n-catrredity free omit balances in you' account are
Weehawken NI 07086, Attix RIMBSA Sestet rho secogaled torn other balances and the Fin may
Rate Harm/eon about available sweep opterni lave ment objectives IA! my of these ards io the ordnay COW< OS is
Call or write as soon /nye:treat if you hi+ mos ncbdrg cumin ireerest rates and With, 5 available at The i-fottima rt objective's and risk profile are spec err to buten Thew funds formable iman your darned.
Palermo a receipt k wrong or if you need more wmtubscornfsweepeelt from your F nestle! Advisor each account and may may between you stouts. Ite total is included n the anent period closing WU,
itomation athA a transfer on the statement or or by ailing KO-762-1000. Neese adore the Firm pornotlyin wining of any
receipt. The Firm or Card Mar (as amkable)must sg-if joint change in par fnancial seamen or landing niformation
her from you no later tun CO days after the pen U Th B e S F F ir i m na v n . c e i a e l r s S e a n r to ri r b o e f a th c e to ethe r p r g o s te Iw ct o io -t n o • reStersrn i c n h v o e o s s tm e o e n n e t M al a t c h k e e lo > st F B o r r i g e i a nv c e h s w tm a en n t t o h b e je ld c , t i y v o es u . F a e n e d d d e e s c ir k e s d it i e n s fo . r r e m fe a r ti o to n m on i t th C e l i f e ir n m t R 's a 'e ti n o i n n a g l p e r ances
SDNY_GM_00022062
CONFIDENTIAL
EFTA_ 00132682
EFTA01274819

Important information about your statement (PMMIUMT)
Agament or Accost Agreerrere ad the General - We gerwak use he closing price when avaithe liquid and men a they can be sold, tee prke — h addakin to cornmissims received n connection
Terms ad Conditions U3S Statement of Credit Practices Ow mean of the bed and ask price, for hued received may be ere than the per share estimated with the sale or danbution d may contract
mailable in Agwetreent andO ixtrarres at strike, and opticra or only bd prices for OTC eras provided n the scomt statement, and utrt investment but knell tooter dents, we
Bnyy ralwriamtanwineekraw vet. sea:Mts. andce our affiliate recese revirue sharp
- Less actareir traded secuities may be priced using a • Restricted securities. Restroled settees generaltr compensator) from may of the insuance
Rowan valuation model ex the moss recent pipe we ae not wenn, elcbk for public sale. companies ardente ra the annuity contracts,
Your statement Bemires securites /Mother meets hest obeened and may not reflect en actual market price Samar, use Ala mass price d the unrestricted stock affixes of the heurans carpals or eporpors of
in the arcane at the end of tie statement perish You a nue of the sane issuer as an inputted value foe the teethe imestmmt tuts we distrbre.
may ark for &telt Of hake pad Parities at a-tr time. - Certain positions may anew ridRo_d a pice ad restricted Pak itrosposes °MN; statement ody To - Our affeliales also receive trading corrinusions ad
You may receive securities teed as loan collateral aher will trove a 'vice was not avatlatee• it we se the extent tut restioted seorties are elgbk for sale, odes compensator:from maul funds and
paying any balance cis an them. Arry securities usable to obtain a price fora Hardy. the value received may be sebstarnake less than the interne companies Meow products we &taut.
transkend to the Firm drag the tenement period are - Deposit a securities denominated iicurrarcies Swotted cube town - We receive an anal he from UBS Bat USA and
Breeder market value as of the end of the statement *ter thin U.S &elm as reflected at the (whinge IRS AG Stanford Ranch Of w to 425 per scare
&fiat rate a of the statement date. • Est. Pectinated) income. cement yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast beset h detemining the cost basis of he - der certain searees fading n non-conf amen? An estimate of amuse income is based on current Programs.
securities inciaded en this statement, vitae indicated denornnations, puce and quantity(Ine :slue) may dnidend and interest rates, asstmeng rte secretes will
wih the number " l, • .55 F minces' Services has relied have been adjusied to betas taper :Suntan be held for one yea from statement due or until Activity
on information obi/tried from sources afar than UPS To Win &nem gintabre, when availabk. contact maturity This Minn* berry a gudolne; accuracy hkemahon reigning conmksims and other charges
Financial Semites, including information from another yes tivanini ach a:ea and continued escort, are not duaverted toured in connection wth the executim of trades,
fan a that sumer toVegrovided to you Finaxial - Estimated arta kerne and siren yield for ixtdrg option transactions ha been incbctd on
Advisor. The Film does not Meet/thinly verity • Private investment end etrucesred produces certain types of makes °odd nettle a retun of cooli matiore pWAOU*Iturenhed to you, rid will be
swarm* the acaracy a valley dry Wormation newt nvistmene sear nes (ex ling chat penciller or capital gene in which me the est protected to you pr.:ropily on repast.
provided by souses other than LESPi-uncial Sonices participation program and real estate investment trust income (a-dewed yield would be overstated,
▪ addition *hough UPS Rinrecral Services general& washes) and structred proixts are gmeraltr highly - Estimated anal income and anent yield and tie Short selling
La:dates his nformatim as e is teemed, the hem diatid. Celan Stayed prodsts have not been antral ?cane and yield nit:fib* lower°, higher II you are engaged in short selling a stoney. you may
does not provide any assuurces that to itrrnalian regntered with the Securities and Exchs than the estimated amounts. has a charge Si. to certain tornaverg costs for the
seder 'Cost ba•a^ ad *Unrealized gar/lose is Caremn se under ant state securitie:tn. We - Are estinn of arruaked income (dividend ands pankuler security.
accurate as of to date of fie statement. As such amide estimated values for pinte investment interest) divided by the current market
please do riot rek on this nkermlion to make steatites irdanstured products for rikentritoul valet average balance is based on the Inv dividend Open orders
pre:hazels sale decisions fa lax puposes a purposes any. !manic, dint guarded. or interest penmen made by to ever and Regarding open or • gxchtitroancelled* odes teat
otherwise. Accounts teardared to tie Fim may - These taws may differ abstaxisey Iran prom, il 809-eneS to sectreetrdepsses will be held for me were not executed by the alternate date, open buy and
Wren gal loss infarratim only for to period of any, at which a Prete Metre el rilY year from fit statement date or until motet sell slop orders are rained by the amount of dirderds
tine they ate held at tie Pim Morehi:taker structured product maybe bought or sold and do Accuracy and continued yield xe not gum-need or Stetson an ex-dividends a re-NW dyke unless
relcrmation can be skied by you' Fe-uncial Advisor. rot necessatik represent the vats you may recce tanacled °chemise by pr. You are responsbk for
sport liquidator. • Assets not. held bytes Financial Services. Cenah orders that ate execueed da toyea truee to cancel
• Urwedind gen/Iona Viten data n aoilabk, - Third party esimates of vets ate es el sustain assets ate rot held by the vim ad not twilit the <Mang open orders.
oninated urnealired guinilown se calculated Ice date ad are suppled to UBS Inarcial Services on a Fern's posantim or control. These ants a*
naafi& swishy lots. The transition data for ropier basis by an independere volition firm. &played on you statement for informational Palm
havilial lots may or may not ref lest commissions. - baser, general oanne- or sponsor estimated vales. purposes only Positions and values presented are To obtain a copy ot as current Client PrivacyNotice.
andor security reorganizaton events if ant, are applied to the Fm by the nsuer, provided by dal issuing fern. UBS Fi ancal5erwces pleat costal yas FnanualAchiscr or vent our websne
;1=d and otter reinvestmene lob ad systematic general partner or eporoor and may be tabulated not retperoble for Ons information and don not at wsw rnm/egivnmfer
cychn• ban are each combined Mori:play one bawd an dtferera information fran that used by guarantee es many. These assets are not protected
awraged lot The 'Trade date' cotenn presents the lhird palies to delve their Minated values. by SOK or fie Finis supplementalWC coverage. IRS Rilancid Seinekes a ref a bank The MIA, Business
original transaction trade date. - You can obtain addeorel eformahon regarding Services Account 854 and IRMA are brdcerage accounts
the metcdology used to determine the estimate of • Revenue sharing and additional compensation which provide access so banking services and protects
• Callable sepals Bonds and petered stock that value ad the dale of the Hamblinthat is the — In addition to commissions on sit and Mel toes tna4-earangemerett wth afI Axed banks and other
the eve cask for eat redemplon will be selected basis fa the ectimate by contaning your Pi- uncial received n correctionwith the distribution of 1bn:tinny bans, rd provides earn to iterate and
inomialk los lot from among all senates of that Advisor mutual krds to ow dents we molls our affAate aroterY crixixts toed by malt elMed thid-party
issue held in our name or in nominee nene fa os - Third party 'singed sates may be reflected as receive rTvermokhring Payments from dernbutors nsurrice ampanes through insurance agency
clients. Call lease inkmurtim is obtaned from third 'Not picat in several mations: when an ardor adnisas of themites funds that we sell. subsdianes of LEIS Financial Services Inc.
patio and is accuracy is not garanteed. Other call i-doperdent valuation lire has not %centreda it hese arnants are based on two &fermi
leans may rent which cooed ail act yard complete uinee to nig, a vale. %Own we become wore corrporents (a teamed of tale, by UBS of a Itesment iturame. and array products,
inkrmatim win t* provided upon request that a matenal event has cauTed that may call a particular mutual fund I amik to our clients: and GO Not FDIC ensued • No balk qua-seem May bse vitae
pfintesk reputed value no question, or when a the asset value of aparticular mAual fund famihis
• Certificates of deposit (0:4). CDs are FDIC aired value would be high specsAathe due to to nature shares held a the Inn RMA. Resource Management A". nt, Baines. Services
up to $293,000 in principal and saved tenni per of the murky. — We and as alliate ate recent? networking and Account BSA, ISMS and intonational Resource
deposes ad per depository ingehrixt in accordance - When neither an Muer, general partner or sponsor orrnbus processing fees is consideration for Management Accord am registered service maks of
wins FDIC rites estimated idiot nor ethyl:I-pal/ Minuted tale is transfer agent service, that we provoke to the IRS remold Services Inc
worded, the wake of to nosey write diderent mutual Knot These f ees generally are pad from
• Pricelvalue Prices desplawd for secumes and oter Iran its prehue price. investor assets:nth* mutua eland and ate a feted Vila Signeure e a reputed service nwk of Visa
pen:clots may be teethe or lower than the price that - 'Distributions to date' maw indude retro of dells mount bated an the nutter of =aunts at hlerrtalknat 1.65 visa Symattne creche cads and IRS
you would stalk receive in to market Pim av capital ncome orboth. the broke-dealer Inking mutual funds of that fund Wu debt cards re issued bee UBS Bank USA with
obtained from varios hid party sources whit: we - 'Original unit size' represents to hkial offering fa-grey Permstron from Visa USA hcorpaated.
teethe to be relable, bit we do not steranee then pete per LIM axiom, not reflect your con base.
accuracy. - DIP and uniseed REP studies are not listed on a tin Financial Swoon Inc. Rev. 201604
rational securities exchange, and are germ*
SONY_GM_00022063
CONFIDENTIAL
EFTA 00132683
EFTA01274820

U65 Financial Services Inc UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2016
CW70055831170516 Y1 0
OHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indiv. V49920008
Account number.
Your financial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-l000, on April 29 (1) on May 31 (5)
account
Your assets 854,145.29 854,627.62
Idsit our website: Your liabilities 0.00 0.00
‘vyrw.ub&comainancialSennces
Value of your account S854,145.29 $854,627.62
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 51,010341.52
S ttrow,ands
• 469S Net deposits and
withdravals 4197,593.80
Your hvestment ream
Disidendarxl
intent income 117358.43
Change in
nation value $24.521 47
Value of your accoten
on May 31, 2016 61154.627.62
Dec 2014 Dec 2015 Apr 2016 May 2016
SDNY GM 00022064
Member SIPC CNP7000500569311 7 N1'7000191995 00003 0516 030575004 000000 Page 1 of 12
CONFIDENTIAL
EFTA 00132684
EFTA01274821

SUBS
UBS Strategic Advisor Account name: GHISLAUF ' ' • C.: . Your 14 asocial Advisor.
Friendly account name:I iv V.I9';. SCOTT STACK MANLYLE CASRIEL
May 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 ($) your account
A Cash and money balances 3,451.51 040% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 851,176.11 99.60% mutual fund sweep balances See the Important
information about your statement on the Last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $854,627.62 100.00%
Value of your account $854,627.62
Eye on the markets
Percentage change
Index May 2016 Year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
CNP 70009005590 NP70C0191995 00033 0516 030579004 02MillY_GM_00022%, 2 of 12
CONFIDENTIAL
EFTA 00132685
EFTA01274822

U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account name:Indiv ve9920x8 SCOTI STACK MANLY LE CASRIEL
May 2016 Account number.
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which gar and losses are not classified.
May2016(4) Year to date (I)
Realized gains and losses Unrealized
Opening account value $854,145.29 $1,010,341.52
May 2016 04 Year to date (5) gains and bsses (5)
Withcfrawals and fees,
including investments transferred Long term 0.00 -14,824.77 53,222 17
out _647.70 -197,593.80
Cash activity summary
Dividend and interest income 4,099.21 17,358.43
Change in market value -2,969.18 24,521.47
Ste ACCOmnt actmtyt1M morahtof det lt. Etaan(eS in your %PeenOptions are indudedin the ccenne and
Closing account value $854,527.62 3854,627.62 dosing balances taw. FDIC insurance oodles Only 10 deposits dl UBS Bank USA, n0110 depa9IS at U85 AG.
Slanted Branch of bank deposits paced throudi the UBSInternaoni Depose Account proccarn. Stec
protection applies to money market sweep fund hddirgs but rot bank deposits. Steimportant information
about your statemett an the tent two pages d this document for coals.
Dividend and interest income earned
May 2016 (4) Year to date (1)
Opening balances $0.00 $0.00
For purposes of Ms statement, taalifty of Inkiest and chidend Income has been determined Iran a US
tat repotting per.pedire. Based upon the residence of the account holder, recount type, or product type, Additions
some interest ancror dviCend payments may not be subject to united states (US) ardor PIRO° Rico (FR)
Income taxes The (tent month); statement is not Intended to te used and tarot be retied upon for tar Dividend aid interest income 4,099.21 17,358.43
purposes. Clients should refer to the ap;Ikide lay reporting forms they teethe Iran 165 annuity, such as
the toms 1099 and the FOrrra OA. for lac reMon9 intomation it is the woke of UBS to file the Proceeds from investment transactions 0 00 183,964.28
aoplicade la reporting forms with Ihe US Mterni Revenue Semce and PR Treasury Depararem, and in
such forma accurately dame fy dwdends ardor interest mist exempt or twat.* income. Pleat consult your Total additions $4,099.21 $201,322.71
indvdual tax acetone.
Subtractions
may 2016(5) Year to date ($)
Professional management fees and
Taxable dividends 4,099.19 1 7,357.89 related services ace -2,927.82
Taxable interest 0.02 0.30 Other fees -175.38 -326.75
Total current year $4,099.21 $17,358.19 Other funds debned -472.32 -194,339.23
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 0.00 -277.40
Total dividend & interest $4,099.21 $17,358.43
Total subtractions -$647.70 -$197,871.20
Net cash flow $3,451.51 $3,451.51
Closing balances $3,451.51 $3,451.51
SDNY GM 00022066
C tiP7C0093059301 I 9 NP7003191995 COM 0516 030579004 030000 Pegs 3 of 12
CONFIDENTIAL
EFTA_00132686
EFTA01274823

SUBS
UBS Strategic Advisor Account name: Your lisandal Advisor:
Friendly account name: it SCOTT STACK MANLYLE CASRIEL
May 2016 Account number
Withholdings and tax summary
May 2016 (1) year to date (1)
Foreign taxes paid -472.32 -1,637.05
UBS Bank USA Deposit Account APY
Interest period Apr 7 - May 5
Opening UBS Bank USA Deposit balance Apr 7 $0. 00
Closing UBS Bank USA Deposit balance May 5 $0.00
Number of days in interest period 29
Average daily balance $4,039.26
Interest earned $0. 02
Annual percentage yieki earner 001%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnanoal Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consderauon - None selected
Your account instructions
• You- account cost basis default closing method is FIFO, First in, First Out
O47030800$583120NP70C0I9I99S 00003 0516 0305755004 CealLY_GM_00022tfige 4
CONFIDENTIAL
EFTA_00132687
EFTA01274824

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name:lochs, Va992C008 SCOTT STACK MANLYLE CASRIEL
May 2016
Account number.
Your assets
Some paces, income and current vanes Sheen.' May be apprOxImate. AS a itne. gam and lOsses may nol
be accurately refkaed. See smportant infosmabon about your statement a Ine end of the docurnem for
more infornmon
Cash
Cash and money balances
Cash and money balances may Ind lth avalaile cash balances, USS Bar* USA deposit account balances,
UBS AG Stanford Branch Cepout accouni balances and money market mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vainn applicable limits, but are not
protected by PPG USS AG Stanford Bran( h deposit ace ou m balances are not insured by FDIC and are not
protected by SIPG Money market sweep batances are protected by SSG but me not 'muted by the FDIC.
See the important information about your statement at the end of this doarnent for details about Pose
blames.
'Doering bianct Cloung Wax, Ince per share Average Stridence Worst Drys n
Hddng on May I (S) on My 31 (s) on My 31 (S) late period period Capmount (S)
U35 BANK USA DEP ACCT 0.00 3,451 51 250.000 00
Equities
Common stock
Purchase pricer
Trade Minter Average price Price per share value on unfernzed Hddng
Hddng date of shares pet share (I) Cost basisfS) cis moral (1) May 31 (1) gain or loss (1) period
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 11,000 Current yield' 4.61% Jan 29, 13 420.000 25.065 10,527 30 29.700 12,474.00 1,946.70 LT
Apr 22, 13 170.000 25.667 4,36153 29.700 5,049 00 685.47 LT
Jul 12,13 140000 24.720 3,460.92 29.703 4,158 00 697.08 LT
Security total 730.000 25 139 18,351 75 21,681 00 3,32925
BAE SYSTEMS PLC SPUN ADR
Symbol BAESY Exchange OTC
EAI: $1,172 Current yield 4 19% Jan 29, 13 LOCO 003 22 160 22,160 00 27.985 27,985 00 5,825.03 LT
BHP BILLITON LTD SPON ADR
Symbol: BHP Exchange: NYSE
EAI: 4679 Current yield 5.79% Jan 29,13 320.000 78.520 25,126 50 26.970 8,630.40 -16,496.10 LT
Apr 22, 13 30.000 63.865 1,91595 26.970 809 10 . 1,106.85 LT
Jul 12,13 85.000 61.032 5,185.23 26.970 2,292.45 .2,892.78 0
cont..noed next page
SDNY GM 00022068
Cf1P7C003305580121 HP7003191995 00003 0516 030579004 COCOOD Pigs S of 12
CONFIDENTIAL
EFTA_00132688
EFTA01274825

SUBS
UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Nonacid Advisor
Friendly account name: indiv V49920008 SCOTT STACK MAIILYLE CASREL
May 2016 Account number:
Your assets . Equities . Common stock (continued)
Purchase Out
Trade Narber Average pace Nice pet share Vdue on unrealized No'dog
Haring date of sheen per than (1) Cott basis (3) cn May 31 (3) May 31 (I) gain of loss (I) period
Security total 435.000 74.087 32,227.68 11,731.95 -20,495.73
CEUTSCI-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: $2,460 Current yield: 3.26% Sep 16, 13 1,275.000 13387 17,069.45 17.675 22,535.63 5,466.18 LT
Sep 17, 13 1,150.000 13.359 15,362 85 17.675 20,32625 4,963.40 LT
Sep 18, 13 990.000 13393 1325917 17.675 17,498.25 4239.06 LT
Oct 10. 13 855.0O3 15.481 13,236.68 17.675 15,112.13 1,875.45 LT
Security total 4,270.000 1320? 58,928.15 75,472.25 16,544.11
ceurscre
POST AG SPON AC«
Symbol: DPSGY Exchange: OTC
EAI: 4930 Current yield 3.18% Jan 29,13 280.000 23.900 6,692.00 29.260 8,192.80 1,500.80 LT
Apr 22, 13 720.000 22.581 16,25835 29.260 21,067.20 4,808.45 LT
Security total 1,000.000 22.951 22,950.75 29,260.00 6,309.25
ENGE SPON ADR
Symbol. ENGIP Exchange: OTC
EAI: $1,475 Current yield: 6.39% Jan 29,13 240.000 20.779 4,966.98 15.390 3,693.60 -1,293.38 LT
Apr 22, 13 380.000 20.919 7,949.37 15.3% 5,848.20 -2,101.17 LT
Jul 12, 13 215.000 20.144 4,330.97 15.3% 3,308.85 .1,022.12 LT
Aug 21,13 285.003 22.200 6327.10 15.390 4,386.15 -1,940.95 LT
Aug 22, 13 140.000 22.508 3,151.20 15.390 2,154.60 -996.60 LT
Aug 23, 13 240.000 22.418 5,380.51 15.390 3,693.60 -1,686.91 LT
Security total 1500.000 21 417 32,126.13 23,085.00 -9,041.13
GUM SMITHKLNE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: 51,193 Current yield: 5.47% Feb 13, 13 150.000 45.645 6,846.78 4/370 6,355.50 -491.28 LT
Apr 22. 13 245.030 50.630 12,404.47 42.370 10,38065 -2,023.82 LT
Jul 12, 13 120.000 52.904 6,348.48 4/370 5,064.40 -1,264.06 LT
Security total 51$.000 49.708 25,599.73 21.820.55 -3,779.18
IMPERIAL BRANDS PLC SPON ADR
Symbol. IMBBY Exchange OTC
EAI: $2,164 Current yield: 3.86% Apr 25. 13 60.000 70.891 4,253.51 108.800 6.528.00 2274.49 LT
Apr 26. 13 375.000 70.792 26,547.34 108.800 40.800 00 14252.66 LT
continued next par.
CNP7000300S593122NP700019199500003 0516 030575004 0060/Y_GM_00022tte 6 of 12
CONFIDENTIAL
EFTA_00 I 32689
EFTA01274826

UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your financial Advisor:
*UBS friendly account name: Indiu V49920008 SCOTT STACK MAN' LYLE CASRIEL
May 2016 Account number.
Your assets Equities . Common stock (continued)
Purchase price
rrade reufter Average price Price per share Vdue on Orreallted tiolcIng
Irc'Ong date of shares per share (4) Con bails (0 cn may 31 (5) May 31 (I) gain a loss (i) Period
Jul 12, 13 80.000 68-375 5,470.00 108.800 8,704.00 3234.00 LT
Security total 515.000 70.429 36,270.85 56,032.00 19,761.15
MTN GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 41,473 Current yield:9.59,0 Jan 29,13 1,025.000 19580 20,069.50 7.720 7,913.00 -12,156.50 LT
Apr 22, 13 590.000 17 390 10,26010 7.720 4,554.80 .5,705.30 LT
lul 12,13 375.000 19219 7,207.31 7.720 2,895.00 -4,312.31 LT
Security total 1,990.000 18.863 37,536 91 15,362 80 -22,174.11
MPPON TELEG &TEL COPP WON
ACM
Symbol: NTT Exchange NYSE
EAI: 41.876 Orient yield: 1.94% Jul 22, 13 1,700.000 26.445 44,957.18 43.780 74,426.00 29,468.82 LT
Aug 6, 13 510.000 26309 13,417.69 43.780 22,327.80 8,910.11 LT
Security total 2,210.000 26.414 58374.87 96,753.80 38,378.93
NOVARTIS AG SPON ADR
Symbol: !TVS Exchange: NYSE
EAI: 42,245 Current yield: 2.90% Jan 29,13 590.000 67.877 40,047.61 79.510 46,910.90 6,863.29 LT
Apr 22, 13 240.000 72.512 17,403.02 79.510 19,082.40 1,679.38 LT
Jul 12,13 145.000 73.450 10,650.38 79.510 11,528 95 878.57 LT
Security total 975.000 69.847 68,101.01 77,522.25 9.421.24
ORKLA ASA A SMS SPON ADR
Symbol: ORKLY Exchange: OTC
(Al 4967 Current yield 2.61% Jan 21,14 710.000 8.052 5,717.56 9.015 6,400.65 683.09 LT
Jan 22,14 220.000 8.190 1.801.84 9.015 1,983.30 181.46 LT
Jan 23, 14 315.000 8.282 2,60992 9.015 2,839.72 230.80 LT
Jan 24,14 185.000 8.147 1,507.25 9.015 1,667.77 160.52 LT
Jan 27, la 135.000 8.019 1,082.58 9.015 1,217.02 134.44 LT
Jan 28,14 265.000 8.045 2,132.08 9.015 2388.97 256.89 LT
Jan 29,14 390.000 7 991 3,116.53 9.015 3,515.85 399.32 LT
Jan 30,14 245.000 7.849 1,923.23 9.015 2208.67 285.44 LT
Jan 31,14 260.000 7.878 2,048.46 9.015 2,343.90 295.44 LT
Feb 3, 14 185.000 7.794 1,441.96 9.015 1,667.77 225.81 LT
continued next page
SDNY GM 00022070
CNP70001005593123NP7000191995000:0 C616 030575004 000000 Page 7 of 12
CONFIDENTIAL
EFTA_00132690
EFTA01274827

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Yourignandal Advisor,
Friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
May 2016 Account number: iiii-
Your assets Equities . Common stodc (continued)
Punchers. peace/
Trade Monate Average sort Price per shay Vdue on Unmated Making
Melting date of sham per thaw (5) Cad basis (S) on May 31 (3) May 31 (3) grin or loss (I) period
Feb 4, 14 235.000 7.671 1,802.69 9.015 2,118.52 315.83 LT
Feb5,14 245.000 7.727 1,893.29 9.015 2,208 67 315.38 LT
Feb6, 14 165.000 7.561 1,247.70 9.015 1,487.47 239.77 LT
Feb 7, 14 310.000 7.528 2,333.87 9.015 2,794.65 460.78 LT
Feb 10, 14 250.000 7.609 1,902.25 9.015 2,253.75 351.50 LT
Security total 4,115.000 7.913 32,560.21 37,096.72 4,53647
P.T. TELEKOMUNIKASI INDDNESIA
SPOH ADR
Symbol. 7LK Exchange. NYSE
EAI: 3662 Current yield 1.75% Jan 29,13 690.000 39.442 27,215.25 54.950 37,915.50 10,700.25 LT
RECKIIT BENCKISER PLC WON ADR
Symbol: ROGLY Exchange: OTC
EAI: 31,370 Current yield: 1.92% Jan 29,13 2,590.000 13.187 34,156.85 20.200 52,318.00 18,161.15 LT
Apr 22, 13 510.000 13.966 7,122.67 20.200 10,302.00 3,179.33 LT
Jul 12, 13 440.000 13.938 6,13199 20.200 8,888.00 2,755.01 LT
Security total 3,540.000 13393 47,412.51 71,508.00 24,095.49
ROYAL DUTCH SHELL PLC CI A
SPCN ADR
Symbol: RDS.A Exchange: NYSE
EAI: $86 Current yield: 6.57% 27.000 --This infotmation was unrNaitable--- 48490 1,309.23
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS WON
ADR
Symbol: RDS.8 Exchange: NYSE
EAI: 11,504 Current yield: 7.71% Jan 29,13 185.000 74.585 13,79831 48.780 9,024.30 -4,774.01 LT
Apr 22, 13 215.000 65856 14,159.06 48,780 10,487.70 -3,671.36 LT
Security total 400.000 69.893 27,957.37 19,512.00 4,445.37
SEMENS A G SPON ADR
Symbol: 9EGY Exchange: OTC
EAI: 11,404 Carrot yield: 2.60% Jan 29,13 250.000 110.110 27,527.50 107.855 26,963.75 -563.75 LT
Apr 22, 13 200.000 100.134 20,026.84 107.855 21,571.00 1,544.16 LT
it/ 12, 13 50.000 107256 5,362.83 107.855 5,392.75 29.92 LT
Security total 501000 105.834 52,917.17 53,927.50 1,010.33
continued next page
CNP70009005590124 NP7003191995 00003 0516 030575004 COMY_GM_00022,511qo S of 12
CONFIDENTIAL
EFTA_00132691
EFTA01274828

UBS Strategic Advisor Account name: GRUMP& MAXWELL Your FL nandal Advisor:
UBS Mendly account narne:Incliv V49920008 SCOTT STACK MANRYLE CASRIEL
May 2016
Account number
YOLK assets Equities . Common stock
(continued)
NOB* Mew
Trade Nuntier Average price Pitt per snare vaue on unredized sioUng
Hddng date of snares per shape (S) Cost bells (S) en may 31(1) May 31 (S) gain or loss (t) period
2006
SINGAPORE TELECOM LTD NEW
SPON ADR
Symbol: SGAPY Exchange: OTC
EAI: 32.106 Current yield: 423% Jan 29,13 1,060.000 28260 29,955 60 28.190 29,881.40 -74.20 LT
Apr 22, 13 440.000 29.820 13,121.15 28.190 12,403.60 •717.55 LT
1u1 12,13 265.0® 30.551 8,096.17 28.190 7.47035 -625.82 LT
1,765.003 28.993 51,17292 49,755.35 •1,417.57
Security total
STATOR ASA VON ADR
Symbol: STO ExChange NYSE
41,254 5.49% 29,13 610.000 26.533 16,185.31 15.760 9,613.60 4,571.71
EAI: Current yield: Jan LT
Apr 22, 13 205.000 25.765 5,281.88 15.760 3,230.80 -2,051.08 LT
Apr 22, 13 170.000 23274 3,956.72 15.760 2,679.20 -1,277.52 LT
Apr 22, 13 135.003 25.785 3,481.05 15.760 2,127.60 -1,353.45 LT
12,13 330.003 2I .423 7,069.66 15.760 5,200.80 -1,868.E6 LT
Jul
Security total 1.450.000 24810 35,97462 22,85200 •13,122.62
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: ISM Exchange: NYSE
saso 2.34% 29,13 800.000 17800 14,240.00 24.720 19,77600 5,536.00
EAI: Current yield Jan LT
12, 13 30.000 18.434 553.04 24.720 741.60 188.56
Jul LT
830.000 17223 14,793.04 20,517.60 5,724.56
Security total
UNILEVER NV N Y S14 NEW
IsETHERLANDS SPON WON AD
Symbol: UN Exchange: NYSE
41.216 2.72% 29,13 300.000 40.500 12,150.00 44.760 13,428.00 1278.00
(Al: Omni yield: Jan LT
22, 13 445.003 41 074 18,278 06 44.760 19,918.20 1,640.14
Apr LT
12,13 255.000 41271 10,524.33 44.760 11,413.80 889.47
Jul LT
40952 40,952 39 44,760 00 3,807.61
Security total 1.000.000
VODAFONE GROUP PLC WON AUR
Symbol: VOD Exchange: OTC
(Al: 41,684 Curent yield: 4.77% Jan 29,13 796294 50.164 39,945.60 33.990 27,066.03 -12,879.57 LT
22, 13 2.727 54.627 148.97 33.990 92.69 -5628 LT
Apr
12, 13 239.979 54.033 12,966.80 33.990 8,15489 -4,809.91
1t4 LT
0,700yed next page
00022072
SDNY GM
0.70006005593125 NP7003191995 00033 0516 030575004 000300 12
Page 9 of
CONFIDENTIAL
EFTA 00132692
EFTA01274829

S
Strategic Advisor Account name: GHIELAINE MAXWELL Your linandel Advisor:
UBS UBS2016 Friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
May Account number:
Your assets Equities . Common stock (continued)
PurChEM pica
trade number Average price Piste per share Veltman UnrePred Hddng
Hddng cite of shares per than (3) Cost bads(5) co May 31 (5) hay 31 (I) gain or lon CO period
Scanty ;eta: 1,039.000 51.070 53,061 37 35,315.61 -17,745.76
Total 1796444.61 1851.176.11 153,222.17
Total estimated annual income: $29.400
Your total assets
Peicerta;e c4 Cent hirriated Unrealized
i al..- on Mal 31 (S) yOUT a( count bass 0/ cane! Intone 01 gain or loss (1)
Cash Cash and money balances 3,451.51 0.40% 3,451.51
Equities • Common stock 851,176.11 99.60% 796,644.68 29,400.00 53,222.17
Total $854,627.62 100.00% $800,096.19 $29,400.00 $53,222.17
• Mining cm: bra: nlarrutcn
Account activity this month
bett ACtltily DeSCaPtiOn Amur (8
Dividend and intenntincome
Taxable dividends May 6 Foreign ORKLA ASA A SHS SPON ADR PAID at 4115 1,260.64
Cavidend CUSIP) 686331109
May 20 Foreign NESTLE S A SPONSORED ADR REPSTG REG SIG SWITZ ADR PAID ON 1,043 88
Cividend 450
CUSIP: 641069406
May 24 foreign ENGIE WON ADR PAID ON 1500 844.28
Cividend CUSIP: 29286D105
May 25 Foreign DEUTSCHE POST AG SPON ADR PAID ON 1000 950.39
Dvidend CUSIP: 25157Y202
Total taxable dividends 14.099.19
Taxable interest May 6 Interest URS BANK USA DEPOSIT ACCOUNT AS OF 0905116 0.02
Total taxable interest $0.02
Total dividend and interest income $4.099.21
Date A(libely Description Amount 11)
Pees May 6 Fee ORKLA ASA A SHS SPON ADR -102.88
May 23 Fee NESTLE S A SPONSORED ADR REPSFG REG 51-6 SW1TZ ADR AS Of 0920(16 .11 25
continued next page
0870001005650126M1700019199500003 0516 03057500/ OniffilY_GM_0002tel1 10 of 12
CONFIDENTIAL
EFTA_00132693
EFTA01274830

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PInand/I Advisor:
Friendly account name:Indiv.V49920008 SCOTT STACKMANLYLE CASRIEL
May 2016 Account number.
Account activity this month (contrived)
Date WINly Delay:Mon Amount (S)
Fees (continued) May 24 Fee ENGIE SPON ADR -41.25
May 25 Fee DEUTSCHE POST AG SPON ACR .20.0O
Total fees 4175.38
Dale ActiSty Desuipion Amowil (S)
Other funds debited May 6 Foreign Tax ORKLA ASA A SHS SPON ADR -159.10
Withheld
May 20 Foreign Tax PESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR -156.58
Withheld
May 24 Foreign Tax ENG1E SPON ADP •126.64
Withheld
Total other funds debited 447232
Date Activity Grimace) Arroyo( a)
Money balance activities Apr 29 Balance forward 50.00
May 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 968.68
May 23 Deposit 085 BANK USA DEPOSIT ACCOUNT 887.30
May 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0923116 -11.25
May 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 626.39
May 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 930.39
May 31 Closing UBS Bank USA Deposit Account S3,451.51
The UBS Bent USA Depoot Account is your onmory sweep oplron
SDNY GM 00022074
CNP70X0005593127 W7000191995 00003 0516 030575004 000000 Page 11 of 12
CONFIDENTIAL
EFTA_00 I 32694
EFTA01274831

*UBS
Your notes
0. ,00.05550,30.,10019193500003 4516.0,,,,. .9gOluycmoacaten . . '2
CONFIDENTIAL
EFT,00B2693
EFTA01274832

Important information about your statement
U3S financial Services 1a. (the Firm or UBS Firurcial sent yOu the int statement on which the era Or Corporation (WC), which protects 110-rlieS haa-ntS 01 • Frocks, Cunene income: hvestments seekng the
Serval). is a merrber of all principal steady, ccmrrority pocblem amazed. its mentors up to $500,000 (Wks:ling 1250,003kr generation ol income any.
and caters exchanges. UPS Financial Semler:, and LEG - Proide your name rd avord number (4 any) dains for cacti. The SIPC asset protection limits mete to • Ache* Cepa,A ppanation Inistmentc seeing
Bank USA re hided subsilones of UPS AG and - Decoke to tarot the trioldery0LIatecr6Ure atl accards the you hoed h a particutv equerry. pont of ethane' rather than the geriersaion of
*thee, of U3S Smiles LLC. The Fan's Weave' about, ind *plain as ckaith as you cal why you The Fan, together with certainaffiliates, has also Scam.
statement C available upon regast The Font exeoste believe t is an error or why ea need more purchased ImaplailentapateCtiOn. The Morirnall • Produce Conibiaboo of income and Capital
oftkes are a. rikmation amount payabb 10 et elgiNe chit, CONK1ink under Amato:non laestnents seekeg both the generation
- Proade the doter an-ant et the suspected error. this protection is SSOO mllion a of Docents* 10, 2015. of name and grOtAh of patriot.
WS Financial Stites lx. Stbed to the poky orditord ad limitation, was a
1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate tout compaht the km is further protected fa up to bl .9 milbn n the Overall reek profiles
Weehowken, NJ 07086 and vdl correct aw error promptly. For alleged sots aggregate kr all your accounts held n a patioam • Conservarve. Seeks to manta* SW vitro* with
I-nothing UBS Via debit cad travair e, if we take evader A fJ copy of thepoky evading is available
L T B hi S s F st i a lm te c m ia en l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd r a of s y * o u' m pa or r e a t c h c a o t r 1 d 0 f b o u r s t h n e e s s t n d o ay o s d to y t d u o t c h k i s lk , w is e in M e O rr c o r r e , d s i o t that uPon request. t l a o h c w e m r m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c ity o d s to m t d t a h o y e e r s a o n c t o c G t o g a rd e p n m p er a e at a e w t s i i e t g h v n e i n tM a
official ts doornails, contanng conflictingdata should yea well have the use of to money clang tie tine it The SIPC protection ad the suppkmental protection
r O o m t O b 9 e O r r e k l i p e l d e a Ir s a e r n ep I o I r s t o it u im b m rin ed e ia t t h e e ly e n i s s a a n n en g d t o a t he takes us to ccmplete our nostigation. b • o C th e d rt o a i n n o fi t n a a p n p c l i y a l t o as sets controlled by (and alteled n • , h M il o a d t e io ra n t . e . Willing to accept scene nit 10 pircgal and
Branch Manager et the office serving your accomt. Please mire all checks parble to the Fern or the your account value) but hell away from LOSFine-col toter's* some votaley to seek hirer returns,
financial insteuten exalted on the front of LW Services (e.g., certain( cash at UBS Bark USA. 00 • Aggress*: Wiling to accept high nit to pitapat and
Athear a fires shown are Mended to be accurate. statement In addition to regular arson fees, accounts cash at Les AG U.S.Sanrhes, (4 asurarce ;roans, high vole lily to set high returns or tine.
statement elite elicukf not be wed fa to proposes Rely may be waist to mantervirthe leek throats for lee including alibis awaited and the tires of ntutua • In..: mem Ettebdirc Corso nation: f selected a
soleth on yeraind tax forms. the , Form 1099. 5498, payment kr securities purchases and charges kr unpaid hinds where such thaws re registered dont& a the canon of the portfolio for 0-at account may (cede
10425. etc ) when prepamg your tax return. The Fim anthills a cash accasts. Accosts that re transferred name of the account holier on tie books aid records ampler staters, treed hoick and rater
required by law to rem* to tie IRS all taxable dinidends, to other Mayers may be subject to a tangier tee ot to apphctb tsar a transfer agent), cranky.
report/Me ranteable ditiiind and tactile Merest • Certain nth-nerd contracts or **strata interests
erred en securities held arts scast, riot petcetds UBS learep OpAions (e.g.. limited print/ships and skate placements) that Stator ImushoWner
on see tra-soctiaa, rd cos* basin:neaten covered U35 offers options fcir sampag cash Waxes. balances ant rot regitered aide tie Securities Act of 1933; We may cordoWase al related account statements with
seculin. to bat deposits at UM Brit USA and LEIS AG Slanted and to sane addiess ri the same envelope, e.g. because
branch (Bate Sweep Prafarra), moneymaker mutual • Commodities arrays (e.g, faeign exchange and they have owners who also maintain jots account
Czenlitsliankina with the Finn hats Money Fang and the international Depose preccus metal contracts). inclurirg futures contacts read crehips *eh other clients at the same address. If
• Please tramline ant oral correminhations in wring Amara (DA)Fs c uttanern wide in Intarotional aid commodity option contract. you Feeler to recent individual statements mailed n
tofurther protect your firth inducing you 415 Retrace Managernerd Accost. Though the Bair The SIPC protection and the supplemental protectiondo separate entelcoet you may decline Intr,eholdng by
Wen tie Seo.l ies Investor Protection AO (SWAT Sweep Programs, cash balances re swept to LES Bank not apply so these assets nen if they otherwise appear ailing sots Fine-cal Advisor.
• 11 the financial institution cn the top let of te tad USA to to an established knit ad then to UBS AG on yea sUtements. The StC protection aid the
of this stamen is not U36 f natal Strikes, LBS Stanford Branch, or a Money Fund. Deposits at U26 thrillernental protection cb not protect agar* changes Friendly easee name
Fe-andel Seams carries year =cut as clearing Bank USA as FDIC insured in accorda-ce with MC n the market vale of yam investments (whether as The Frice-dth accetnt name is a astern:rage inickrume
bicker by arra-gerrent wen the idcated insitution miles. Format information Ogee Mit wrawfdic result of market morerrem, issuer bankruptcy a chosen by ncu to assist you with your recordleePrig
We in you of the telatCM5ht011hten ya Deposes at LEG AG Stamford Brach ad shares of °think.) has no legal eriect on your account_ You can change
opened this accost hem cast your kite and MoneyFadsare rot hared by the FDIC. More Manton is avaable ron request. qtr Friendly *coot names. through Online Services or
sorties tre located a LOS financial Series and rot roams" cbtan more ird° muttonabout SIPC, trcluddi by contacting your Finnutal Admix.
tie needeng broker, ad you mat make a nport Through the DA, sealable to cash balances are swept to the SIPC Baer by contacting SIPC at 202371.8300
of awn or omission to both firms As described depose scants al UBS AG New Yak Branch and LBS or by Minx, the SIPC 'stage at sows/mom Account overview
tie account agreements, you must natty IA Of Ty AG Cayman Ranch Thew deposes arena toured by pun • Value of eat accorntrporifolo. Net of *sets and
errors or fraud hatring chedcs reflected ion your tie FCC. Baines held at the UDS AG Cayman Branch Dividend Reinvestment Program liabilitim
statement eaten 30 CItyl alter It was mailed or made are temporary imposed to the severer nit of the The ate reflected is an average tyke. You may obtan • ALleb 1-clades salable cash balances, values fa
available. All stemmas shall be deemed comples Calms Wade, and there is no guarani** or other the actual price km yea Fractal Advixr.Onth whok nestrkted away (ea ), and Global Tire Deposer,
and accurate n all other roust if not objected b in obligation of UBS AG to meal to Saxes nthi8Rn the shares are purchased under DRIP; partial thanes wit be reared marks to ma-ket, and certain assets not held
verti-g within 60 days LEG Cayman's Brach's books. soli ad the cash wi be deposited el your accost The by the Fire. Does rot include unasked seositieP assets
• Please deed cuRomer complaint or nth/hest° tie clean] reinvestment price applied by the issuer may at the end el the prior and carent statement (*nods, or
Fads C lent Marro Depatnent at 201252.1699 Depose, at LBS Bark LISA and each UPS AG Branch are rifler liom the make pia at whch the partial tires ponce incestranth invested stock options and
a tont* r. 903.354-9I03, 8.03 A M. to 6A0 P.M not protected by SIPC. Money Fund shays are protected aw sold tameable stock options
FT Monday through Friday, or in vaitiu toll35 by SIPC. See 'LOS Financial Service Account Protecta- n' • UabiAies Indudes debit balances. actstarding margin
Financial Senices ex., Client Relations Depatient, below. Cadttritrlieu bans, credit lire, sari accou-d balances.
P.O. Box 266 Unon Coy, NJ 07032 Cnth waste urns may be held gas amount. If pin • Continuity balances. Total of unimested sada*
• In case of <011110t CpeltialS about an electronic Ups your reseed balances in the Bare Sweep entitled to a petal tril a s resetsda chider d payment cash balances, plus depose telexes at UBS Bank USA,
had tranele (61), tai award a UBS Voatholebit Program or DA may be vothdrawn and shires of a or othervine, the Firm will tether sale partial with * LBS AG U.S Branches ad matey market mutual fund
card vantactions, call 8:0762-1000, a robe to UBS Mcney Fund May be liquidated, and the proceeds mad* arks a accept an /mord detrained by a sweep biros at the cense of tie statement period
Financial Senses lx., 1000 arbor 814, 6th floor. returned to you or your seosties account. regigered cleiriu agency, and credits", accord. Nonicarriodity free creek Saxes in nos account are
Weehawken NI 07086, Atte ITIMPBCA Sakes. not segagaed torn other balances and the fimmay
natty I-dorm/don about available eaten apnea Invenneent objectives tae sty of these lads in the ordnay coonsal is
Caller Wile at nom in yon can, if you hit axe robing current interest rates and Sick &imitable at The investment Mistime and rick profile as spec it to busines Thee funds re pestle ran your demad.
stemma a receipt k wag or if you need more wrmvxabs comae/teasel:Pc from your F nonce! Ades' each account and maer maybetween your sauna This total is inducted in the arrant period cluing vale
tdcanation tad a transfer on the statement or er by calling 805762-1000. Please advise the Firm mental,i n racing of ay
receipt. The Firm or Card Boar (as applicable)must airiest change tapas Ionia siketion or Lending Wormed**
hear from you no leer tan CO days slier tie Fern UN Financial Serekee attain protection investment dmetires For eachscant held you For (loaded onloullatiOn an the Firm's lending practices
The Firn rt a manta, rf ter. rant r•etreor rear-1m Moose or, of the following investment objectives. and decimate,. refer to you' Chia Rettionthee
SDNY_GM_00022076
CONFIDENTIAL
EFTA_00132696
EFTA01274833

Important information about your statement (COBBINed)
Agsment or ACCOLII Agf t4i*! WA and the General - We generale use he closiv price when svelte a liquid and even a they can be sold, he sake — h addtion to cornrwissists received n connection
Toms Ltd Conditions LI3S Statement of Credit Practices the meth of the bid and ask price, for listed received may be Ina tan the pe. chore estimated with the sale or &thbution of may contracts
;nibble in Agreement andD imkarres at secuitin and optiom a only bid pion for OTC robe provided n the score statement andknit investment that Irak toot, dents. we
gap oh< fronitireevinteirtrintroret searnies. anda our affiliae stew owns Owing
- Less 3Ctireir traded seanties may be priced usiG a . Restricted siscurities. Restcted searnies generaly ampersaktv from many of the instance
YOU,M SS valuation model a the moss recent price we ore not &ninth thglzok to public sale. UBS Financial companies underMing the amity contracts,
Your statement itemizes returns and other assets hell &earned end may not reflect en actual market price Service: uses Ms mthel priced the unrestricted stock Wines a to Suns& corrpsies or sponsors of
to the accord at the end of to statement period. You a v-atee of the sane issue( as an Mauled value for the head irwestmmt tuns we disttute.
may ark for deiverY al hay paid seosiies al anytime. - Certain positions may appear anto_n a gice ad restricted slat througthses °NM; statement orgy To - Our affiliates ago recent trading cormsskins ad
You may receive securities teed as loin collateral after will fuer as 'rice was nol astable • it we se the extent that resigned secuties are elgbk to sale, other conpenuncri tan maul kit and
paying any berate cis on them. Any securities usable to obtain a price foe a seamy the value rewired may be sibstanualy less than the name companies Slow products we derbse.
transfused to he Firm clang the Statement period ale - Deposits a securities denominated ilcurrereies invited vakre town - We receive an anal fee from UBS Bat USA ad
lined at market value as of the end of the statism. other thin U.S &Ors at reflected at the (whinge LES AG Stanford Eeanth et w to 475 per accord
period. rate as of the stamen date. • En. (estimated) income. arrant yields and rota sweeping to the barks under the UBS Bank Sweep
• Cost base. In determining the cost basis of tie - fca certain searnes fading n non-tonformng M ettinateot amual income is based cn current Program.
securities incbded n this statement, where indicated denornnations, price and quantitydace kola) may dividend ad interest rates, assuring tie marries will
with the number " l, • WS F minces' Services has relied have been adjusted to facilitate proper value:ft be held for one year from statement date or unit Activity
on information obtained from sources other than LES To cbuin curem gra:clan. when availabk. contact maturity This "Singh horsy a gudelne; accuracy Infamaiknregardngcommkskns and other charges
Financial Semites. including if ormation hem another F arcel Zen:Cr and continued income are not gu warted tared Sr cement:qv with he executOn of trades,
inn a that NW* grovided to yea Nuttier - Estimated anti Sane and curent yield to itLyIng option transactions has been inceactd on
Attila The firm does not indeperantly %trey a • Private inveatinenla and 'trussed produas. certain types of Noshes could rick& a retie, of corif Swims prevousy futhished to you. rid all be
gaits the eco-recy vadity of ary Sarmatian royale rionlmal sewlas (miring died principal or capital oaks is wench case the est provided to you prcaptly on repast.
Provided by nouns the, LES ncial Senites. participator program and real Nate immanent this income (a-dcurrere yield would be ownlated.
h adleticrk *hough UESPnsical Unites greralY soothes) and structred proirts are istralki highly - Estimated anal income and .anent yield and tie Short sidling
▪ dates tas Haman:es as it is received, the Finn .paid. Caton sena-toted geoids have not been actual Sane it'dyield misfit be lower a higher II you ate engaged in that selling a swung, you may
does not provide any assuarkes thee tie incrmaticn regotered with the Securities and Exch than the estimated &Munn. nor a charge die to catein barthertg costs for that
ceder 'CM bans° ate *Unrealized god lose is Commission ce undo' wry slate seiuntileTaws. We - An *seine* of rnaaked income (dirdend antra. Whorls-truly.
accurate as of the date of his statement. As suck provide estmated values for refute investment interest) dividedbythe current market
please dons rem on this nfanwtion to make Noshes ird structured products tor trIcemational valtraverage balance is based at the St dirdend Open orders
pettese or sale decitsuionnss fix taxis...poFsaceess a purposes any. clattery is 6:4 guranteed. or merest payment nude by the sisuer and Begirding open or 'igxotiltcancelled' ado's tat
otherwise. Accounts to he may - These vanes may differ abstain* km prices, il mantes tie sear herded:nes will be held for ore were not executed by the stattmare date, open buy and
refire gat/loss Somalia" only for to period ci any. at which a Prete nerves thy year Iran tie statement date or until mosey. see step orders are reduced by the mount a dividends
tine they are held at tie firm Morehistorical structured product maybe bought or sold and do Accuracy and continued yell se not guaranteed or FON cn as ex-dividends a enntrls doe unless
relarnatcn cube ailed by yar Fnaxial Advisor. net necessztib• raresera the vais you mayrears nanxted otherwise byyot You arree re for
Lyon licuidatist • Assets not held by tl€S Financial Services. Ceti, .den tat re executed ds failure to Cancel
• Urine/heed ganttlosew Yellen doss swilabk, - Third party esimates of vain are as ascertain ands se rot held byermines arena *SG, the east rig open orders.
ottinated trrodeed suindlown re calculated Ice date ad are Supplied to UBS Fnacial Syriac on a Firms posse-nits or antral. These assets
hdvitial stout lots. The transaction data for regitar basis try an independent satiation firm. dsphyrd On tar statement for informational Odom
iWiiaal bit may or may not reelect ccmmisicns, - baser. general panne- or sponsor estimated vats,. purposes only Positions and values presented re To obtain a copy of err current Client Privacy Notice.
rZandor security reorganization events al ay, are appled to **Fmk by the issuer, provided byte Ssu'rg fern. UBS Financial &races S (Saw anal mar FnanualAchiscr p vent our stunt
cl and otter reinvestment lots ad systematk general partner or cans and may be calculated not retfcreble for ta infomution and does not at tvatw rnm/egivr•vmfer
pircheet loll are each combined to divots, one based cri deferent information from tut used by guarantee its accuracy. These ands a• rot protected
averaged lot hie 'Trask date' totempresentsthe third pities to drive their 'negated values. by SRC or tie Fines suPtalecnotal coverage UEG Nina Se vices is not a ba-k The WA, Business
agnin transadon trade date. - You can obtain aeditorel information regarding Services Account BSA and IRMA ore tedurage accounts
the metccblogy used to deconine the estimate a • Revenue shrew and additional oompuessatice. which provide Kass so banking services and solids
• Callable soositlos Bonds and widened stock that value and the dale of the Hamblinthat is the — In addition to conYnissions on sees and I 2biI lees 111,:t4lanalgt.Tbalit with ablated Wets and other
tie 'am calk for mot redemption will be selected basis fa the estimate by tontaning your financial received n correctionwith he distributim Ihniparty barns. and provides Mess te rosra-ce and
inosialy by lot *cm antrg all scarifies of tat Advisor mutual kends to ow dents we anda our Afar amottY products rand by unaHiliated thid-party
issue held now name or kinomilee rime fa or - Third psty 'singed vales may be reflected as receive revenue shying Payments from distributors Soares companies through iturate agency
clients. Call leaks 1*mill:re is obtaned Iromthird 'Not priced' in several seriatim: when an ardor adv isas of the rnsteal funds that vie sell. subsidiaries of UBS Financial Services Inc.
parties and is accuracy is net 9J:ranked. Other call independent valuation Inn has not %SPeda is These amuses are based on two cWerem
leans may win which wad Slat yetis) comrade web/e to emir a slat Sur. we become ware torrporents (i the mown of Urn by UBS of a Sows& insurame, ad aroily products,
nelamatisn MINN provided upon request that a matenal evert has °cored tat may call a tralicutr mutual fund I amihr to our clients: and d) Not FOC nosed • No bank grantee. May lose was
miaow," reported value So question, or when a the asset value of a particular mutual fund fanny's
• Certificates of deposit (es). CDs are FDIC awed value would be highy *totals due to tie nature shares held a the Irm RMA. Resource Management ben nt, Business Services
',pia 1293,000 n principal and accrued interest per • the unsay. — We and as alltiste ako receive networking and Account BSA, IRMA ad intonational Resource
depot:ea and per depository innituixt isaccordance - When neither an issuer, general partner or Werner combs precasting fen n consideration for Manny:m art Accord at registered service mats of
wit" FDIC nibs estimated value nor a thrd-paly estimated kola is transfer agent services tat we ran* to the LES F nancii Serkes Fx
pordect, the vela ciate secuity will be &Kenn* mutual first. These fees generally are pad from
• Priothaluo Prices drthlayei fo r secunues and other from its; schwa price. investor asses ni the nutia I lurid and seafood Vila Signatre e a registered Service milk 01 Visa
pact& may be higher or lower than the price that - •Ontributions to date' may indude return of dolls amount based °nth* 'limber of accounts at FNMAI:nal 1.85 Visa Signets cede cards and IBS
yea would actuary receive in to make. Fits at capital. ncome orboth. the brokerklealer holing mutual had of that fund Visa debt cards re nand by UBS USA with
obtained from varkus hid prey sources whiti we - 'Original unit size' represents he nitial airing fa-nily Perrn5SIOn Iran Vita U SA Incorporated.
teeese to be relable, bit we do not gaga-nee then pat per trie axiom, not renal gots Cat best
accuracy- - OPP rd unlisted REP stasis are rot listed on a (AG Piriantial Seavicas Ins Pew 201604
rational securities exchange, and at genera?
SDNY_GM_00022077
CONFIDENTIAL
EFTA 00132697
EFTA01274834

UBS Femncial Services tnc- UBS Strategic Advisor
`UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 June 2016
CW74055052090616 X1235 VI 0
GHISLANE MAXVVEU.
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GhliSLANE MAXWELL.
Friendly account name: Melly V49920008
Account number.
Your Nnancial Advisor:
SCOTT STACKIAANLYLE CASRIEL
Phone
statement?
Questions about your Value of your account
Call your Financial Advisor or the
RMA Resourcebne at 800RMA-1000, on May 31 (31 On lune 30 (3)
account
Your aSSEIS 854,627.62 882,283.43
14sit our website: Your liabilities 0.00 0.00
lvviw.ubs.comifinancialsennces
Value of your account 5854,627.62 $882,283.43
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S The uc...311C$ at year end 2015 41,010,341.52
• 4495 Net deposits and
withdrawals 4201,583.65
1 0103 Yam 'west:mein return:
1354 6 88•2 .3 Dhidend and
interest income 423,706.85
Chance in
market value 449.818.71
Value of your account
DEC 2014 Dec 2015 mar 2016 Jun2016 calm 30.2016 SI82.2B.43
SDNY GM 00022078
PMmber SIPC 0070001006505209NP7000309514 00003 C616 030575004 111010 Page I of 12
CONFIDENTIAL
EFTA_00 I 32698
EFTA01274835

*UBS UBS Strategic Advisor Account name: GHISLAINE 'WELL Your lq Randal Advisor.
Friendly account name: Ind iv V4992C003 SCOTT STACK MANLYLE CASRIEL
lune 2016 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30181 your account
• Cash and money balances may include
A Cash and rrxmey balances 5,810.08 0.66% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. LAS AG Stamford Branch
deposit account balances and money market
C Equities 876,473.35 99.34% mutual fund sweep balances See the important
informal an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3882,283.43 100.00%
C
Value of your account $882,283.43
Eye on the markets
Percentage change
Index lune 2016 Year to date
SW 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -404%
Barclays Capital U.S. Aggregate Bond Index 1.80% 5.31%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CNP700C60055052l0NP70033035I 4 coon 0616 030575004 I I giiivom000zzene 2 of 12
CONFIDENTIAL
EFTA_00132699
EFTA01274836

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account naate:Indiv V49920008 SCCTT STACK MAN LYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
vases reported below exclude products lot which gam and losses are not Ossified.
June2016(1) Year to date (I)
Realized gains and losses unrealized
Opening account value 3854,627.62 $1,010,341.52
June 2016(5) Year to date ($) gains and losses (S)
Withdrawals and fees,
including investments transferred Long term 0.00 -14,824.77 78,337 73
out -3,989.85 -201,583.65
Dividend and interest income 6,348.42 23,706.85 Cash activity summary
Change in market value 25,297.24 49,818/1
See ACCOUM Wiwty this month tot decals Balances in your Sweep 00m are includedin the Farling and
closing balances taut. FDIC insurance applies only to deposits at uescrank USA, not to depots at UBS AG.
Closing account value $882,283.43 $982,28343
Starr/ad Ranch or bank deposits placed throuM the UBSInternatona Depose Account ptocom SIPC
protection apples to money Mittel sweep fund hdctings but rot balk deposits. Set imporura inbtmerion
about your statement on the tat two pages of this document tor Petals.
Dividend and interest income earned
tune 2016 (1) Year to date (3)
Opening balances $3,451.51 $0.00
For outposts of thls statement tembrity of inkiest arcl Addend Income has been detention:I non a US
ter taP016151PMPIntice. Based upon the residence of the account holder. account type, or product type. Additions
some I merest antra (Mcleod payments mei rot be subject to United Stores (US) ardor Puerto Rico (FR)
Income takes. The dent month+, statement is not intended to be used and came be need upon for tat Dividend and interest income 6,348.42 23,706.85
purposes. Clients should refer to the applictie tax reporting forms they seek* from U€S amualy, such as
the forms 1099 and the Fan 480. los tar reporting information It Is the prance of U85 to file toe Proceeds from investment transactions 0.00 183,964.28
applicatse lea reporting loans YAM the Us 'Altana Revenue Senict and PR Tiehsury Depstment and
such forms accurately dairy caw:lends arca cr Interest as tar exempt or taxable income. Please (omit you. Total additions $6,348.42 $207,671.13
Indsidual tax preparer.
Subtractions
June 2016(1) Year to date (S)
Professional management fees and
Taxable dividends 6,348.42 23,706.31 related services 0.00 -2,927.82
Taxable interest 0.00 0.30 Other fees -239.76 -566.51
Total current year $6,348.42 $23,706.61 Other funds debited -3,75009 -198,089.32
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 0 00 -277.40
Total dividend & interest $6,348.42 $23,706.85
Total subtractions -$3,989.85 -$201,861.05
Net cash flow $2,358.57 $5,810.08
Closing balances $5,810.08 $5,810.08
SONY GM 00022080
CerP7CCICE006S0S2 I 1 M1003309514 03033 C6I 6 030579001 111010 Pap 3 d 12
CONFIDENTIAL
EFTA 00132700
EFTA01274837

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilisandal Advisor:
Friendly account namo:l iv Vrt SCOTT STACK MANL YLE CASRIEL
lure 2016 Account nuntber.
Withholdings and tax summary
lune 2016 (S) Year to date IS)
Foreign taxes paid -29858 -1,935.63
UBS Bank USA Deposit Account APY
Interest period May 6 - Jun 6
Opening UBS Bank USA Deposit balance May 6 $0.00
Closing UBS Bank USA Deposit balance AA 6 $1,18a43
Number of days in interest period 32
Average daily balance $1,350.38
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
YOU have identified the following investment objectives for thisaccount If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a rue description of the alternative
investment objectives in Important inf ormation about yew statement at the end of this
document.
Your Warm objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment elig ibiSty consideration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First in, First Out
CNP700C0306S0521 2 NP7000303514 00003 0616 030575004 I I glteLYGM00022tele 4 of 12
CONFIDENTIAL
EFTA 00132701
EFTA01274838

UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your II nandal Advisor:
Friendly account name:Indiv V49920008 SCOTT STACK MAN/LYLE CASRIEL
UBS June 2016 Account number.
Your assets
Some pnces, income and current values Shonn may ter Epptoxinvo. AS a itstat, gal as MdlOsses nol
be accuralely refkcied. Set mama:int inlomabon atiour your statement a the end of the ckcumem for
mote intorrason.
Cash
Cash and money balances
Cash and mosey. balances may include avalade cash balances, UBS Bank USA decoct account balances,
UBS AG Stallard Branch de pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balanCe1 are insured by Irk CDC vAi n applicebk limits, but are not
protected by S1PC UBS AG Stanford Brant h deposit ace cum taxes an not insured by FDIC and ate not
protected by SIPC money market sweep balances are prolected by StPC but zee not inSuled by the FDIC.
See the Important information about your statement at the endof this docuneril for del airs about hose
blames.
Opertng bdance Cloung baffle Pnce per shale Average Pride:lel Interest Dajs
Hddng on Jun l(1) on tun 30(S) on run 30(1) rare period period Cep araunl (S)
UBS BANK USA CEP ACCT 3,451 51 5,81008 250.000.00
Equities
stock
Common
Purchase pica
Trade leather Average prke Price per share vane on Uwe/bred Holder()
Hddng date of shares per share (I) Cost basis (S) co tun 30(1) Ain 30(1) gain or loss (1) period
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 11,000 Current yield. 4.54% Jan 29, 13 420 003 25065 10,527 30 30.190 12.679 80 2.152.90 LT
Apr 22, 13 170.000 25.667 4,363.53 30.t90 5,132 30 768.77 LT
Jul 12,13 140.000 24.720 3,460.92 30.190 4226.60 765.68 LT
Security total 730003 25 139 18,351 75 22,038 70 3686.95
SAE SYSTEMS PLC SPON ACR
Symbol. BAESY Exchange OTC
EAI: $1,184 Curent yield 4 18% Jan 29, 13 1.000000 22 160 22,160 00 28.310 28310 00 6,150.00 LT
BHP BILLITON LTD SPON AOR
Symbol: BHP Exchange. NYSE
EAI: 4679 Current yield 5.47% Jan 29,13 320.000 78.520 25,126 50 28.560 9,139.20 -15,987.30 LT
Apr 22, 13 30.003 63865 1,915 95 28.560 856.80 -1,05915 LT
Jul 12,13 85.003 61.032 5,185.23 28.560 2,427.60 -2,757.63 LT
conOwed next page
SDNY GM 00022082
CNP7000B006505713 hP7003309S1 4 00033 0616 030579304 111010 Pugs S of 12
CONFIDENTIAL
EFT/L00132702
EFTA01274839

SUBS
U BS Strategic Advisor Account name: GNISLAINE MAXWELL Your 15 mandol Advisor:
friendly account name: Indiv V49920008 SCOTT STACK MANYLYLE CASIVEL
June 2016 Account number:
Your assets . Equities . common stock (cononued)
Purchase pee
Trade Hunter Average price Price pet share Vdue on Unrealized Meng
Neldng Ode of therm per new (S) Con barfis (S) en Jun 30 (1) Jun 30(t) gain of Ion EN penal
SeCuPly total 435.000 74.087 32,227.68 12,423.60 -19,804.08
CEUTSCI-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
EAI: 12,536 Current yield: 3.50% Sep 16, 13 1,275.000 13.387 17,059.45 16.980 21,649.50 4,580.05 LT
Sep 17, 13 1,150.000 13.359 15,362 85 16.980 19,527.00 4,164.15 LT
Sep 18, 13 990.000 13393 13,259.17 16.980 16,810.20 3,551.03 LT
Oct 10. 13 855.000 15.481 13,236.68 16.980 14,517.90 1281.22 LT
Security total 4,270.000 13.801 58,928.15 72,504.60 13,576.45
CEUTSC1-E POST AG SPON ACE
Symbol: DPSGY Exchange: OTC
EAI: 5930 Current yield 3.29% Jan 29.13 280.000 23.900 6,692.00 28.260 7,912.80 1220.80 LT
Apr 22, 13 720.000 22.581 16,258.75 28.260 20347.20 4088.45 LT
Security total 1,000.000 22.951 22,950.75 28,260.00 5,309.25
ENGE SPON ADR
Symbol: ENGIY Exchange: OTC
EAI: 61,475 Current yield: 6.07% Jan 29,13 240.000 20.779 4,986.98 16.210 3,890.40 -1,096.58 LT
Apr 22, 13 380.003 20.919 7.949.37 16.210 6,159.80 -1,789.57 LT
Jul 12, 13 215.000 20.144 4,330.97 16.210 3,485.15 -845.82 LT
Aug 21, 13 285.000 22.200 6,327.10 16.210 4,619.85 -1,707.25 LT
Aug 22,13 140.000 22.508 3,151.20 16.210 2,269.40 -881.80 LT
Aug 23, 13 240000 22.418 5,380.51 16.210 3,893.40 -1,490.11 LT
Sectrity total 1.500.000 21.417 32,126.13 24315.00 -7,811.13
GUX.X0 SMITHK Lei E PLC ADR
SymIzol. GSK Exchange: NYSE
EAI: $1,193 Current yield: 5.34% Feb 13, 13 150.000 45.645 6,846.78 43.340 6,501.00 -345.78 LT
Apr 22. 13 245.000 50.630 12,404,47 43.340 10.618 30 -1,786.17 LT
1512, 13 120.000 52.904 6,348.48 43.340 5200.80 -1,147.63 LT
Security total 515.000 49.708 25,599 73 22.320 10 -3.279.63
IMPERIAL BRANDS 121.0 SPON ADR
Symbol. IMEEY Exchange OTC
EAI: 12,495 Cuirent yield: 4.44% Apr 25, 13 60.000 70.891 4,253.51 109.210 6,552.60 2299.09 LT
Apr 26. 13 375.000 70.792 26,547 34 109.210 40,953 75 14,10641 LT
continued next pay;
CNP7000)306S052I 4 NP70003035I 400003 0616 030575004 I I WI561YGM00022eine 6 of 12
CONFIDENTIAL
EFTA_00 I 32703
EFTA01274840

SUBS UBS Strategic Advisor Account name: GHISLAINE MA (WELL Your Financial Advisor:
Friendly account narne:Indiv.V49920038 SCOTT STACK MAN LYLE CASki EL
June 2016 Account number.
Your assets . Equities .
Common stock (conbnued)
purchase Pacer
Trade Nfirber Average price Pnce per share value on Unrealized Nord ng
Hddng date of shares per share f/1 Cost basis (SI on Jun 30 (1) Jun 30(1) gain or loss (1) period
la 12,13 80.000 68.375 5,470 00 109.210 8,736 80 3266.80 LT
Security total 515.003 70 429 36,270 85 56243 15 19,972.30
MTN GROUP LTD SPON ADR
Symbol. MTNOY Exchange:OTC
EAI: 11,473 Current yield: 7.60% Jan 29, 13 1,025.003 19.580 20,069.50 9.740 9,983.50 •10,086.00 LT
Apr 22, 13 590.000 17 390 10,260 10 9.740 5,74660 .4,513.50 LT
Jul 12,13 375.000 19219 7,207.31 9.740 3,652.50 -3,554.81 LI
Security total 1,990003 18863 37,53691 19,382 60 -18,154.31
NIPPON TELEG & TEL CORP SPON
ADR
Symbol. NTT Exchange: NYSE
EAU 11,949 Current yield: 1.87% Jul 22,13 1,700.003 26 445 44,957 18 47.080 80,036 00 35,078.82 LT
Aug 6,13 510.000 26 309 13,417.69 47.080 24,010.80 10,593.11 LT
Security total 2,210.0O3 26.414 58,374.87 104,046.80 45,671.93
NOVART1S AG SPON ADR
Symbol. NW Exchange: NYSE
EAI. 12,245 Current yield. 2.79% Jan 29,13 590.003 67 877 40,047 61 82.510 48,68090 8,633.29 LT
Apr 22. 13 240000 72 512 17,403 02 82.510 19,802 40 2,399.38 LT
Jul 12,13 145.003 73.450 10,650 38 82.510 I 1,963 95 1313.57 LT
Security total 975.000 69 847 68,101 01 80,447.25 12346.24
ORK LA ASA A SIG SPON ADA
Symbol. ORK LY Exdiange: OTC
EAI: 1967 Current yield 2.65% Jan 21,14 710.003 8.052 5,717.56 8.860 6,293.60 573.04 LT
Jan 22,14 220.003 8.190 1,801 84 8.860 1,949 20 147.36 LT
Jan 23, 14 315.003 8 282 230892 8.860 2,790.90 181.98 LT
Jan 24,14 185.000 8.147 1,507.25 8.860 1,639.10 131.85 LT
Jan 27,14 135.000 8019 1,08258 8.860 1,19610 113.52 LT
Jan 28,14 265.000 8.045 2,132.08 8.860 2,347.90 215.82 LT
Jan 29,14 390.000 7.991 3,11653 8960 3,45940 338.87 LT
Jan 30, 14 245.003 7949 1,923 23 8.860 2,170.70 247.47 LT
Jan 31,14 260.000 7.878 2,048.46 8960 2,303.60 255.14 LT
Feb 3, 14 185.030 7.794 1,44196 8960 1,639 10 197 14 LT
continued not page
SONY GM 00022084
CONFID C E NP703 N 093055 T 057I 5 I N A P7003 L 30951 4 00033 C6I 6 030579304 111010 Page 7 a 12
EFTA_00132704
EFTA01274841

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandal Advisor:
Friendly account name:Indiv V49920308 SCOTT STACK NIANLYLE CASRIEL
June 2016
Account number:
Your assets Equities . Common stock
(continued)
Purchase pricer
Trade taurber Average pace Pace per share Value on Unrealized Hddng
siddng die of shares per share (I) Cost basis (S) co tun 30(S) fun 30(S) gin or loss (5) period
Feb 4, 14 235.000 7671 1,802.69 8.860 2082 1 0 279.41 LT
Feb 5, 14 245.000 7.727 1,893 29 8.860 2,170 70 277.41 LT
Feb 6, 14 165.000 7.561 1,247.70 8.860 1,461 90 214.20 LT
Feb 7, 14 310.003 7.528 2333 87 8.860 2,746.60 412.73 LT
Feb 10, 14 250.000 7.609 1,902 25 8.860 2215.00 312.75 LT
Security total 4,115.000 7.913 32,560.21 36,458.90 3,898.69
PT. TELEKOMUNIKASI1NCONESIA
SPON AOR
Symbol. nK Exchange. NYSE
(Al: 1662 Current yield 1.56% Jan 29,13 690.000 39.442 2721525 61.460 42,407.40 15,192.15 LT
RECK M" BENCKISER PLC SOON ADR
Symbol: REIGLY Exchange OTC
EAL 41,370 Current yield. 1.90% Jan 29,13 2,590.000 13.187 34,156 85 20.320 52,628 80 18,471.95 LT
Apr 22. 13 510.000 13.966 7,122.67 20.320 10,363.20 3,240.53 LT
Jul 12, 13 440.000 13.938 6,132 99 20.320 8,940.80 2807.81 LT
Security total 3.540.000 13393 47,412.51 71,932.80 24,520.29
ROYAL DUTCH SHELL PLC CL A
SPON ADR
Symbol. RDS.A Exchange. NYSE
(Al: 386 Current yield: 5.77% 27.003 ---This information was unavasable.-- 55.220 1,490.94
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SKS WON
ADR
Symbol. RDS.8 Exchange. NYSE
EAI: 11,504 Current yield:6 71% Jan 29, 13 185.000 74.585 13,79831 56.000 10360 00 -3,438.31 LT
Apr 22, 13 215000 65 856 14,15906 56.000 12,040 00 2,119.C6 LT
Security total 400.000 69.893 27,957 37 22,400.00 -5,557.37
SIEMENS A G WON ADR
Symbol. SIEGY Exchange OTC
EAL 41,404 Current yield: 2.74% Jan 29,13 250.000 110110 27,527 50 102.590 25,647.50 •1,880.00 LT
Apr 22. 13 200.000 100134 20,026 84 102.590 20,518 00 491.16 LT
Jul 12,13 50.000 107 256 5,362 83 102.590 5,129 50 -233.33 LT
Security total 500.000 105834 52,917.17 51295 00 -1,62217
continued next page
CNP703090065052I 6 NP70C03035I 4 00003 OSI 6 030575004 IIWAYGM00022tIne S of 12
CONFIDENTIAL
EFTA 01)132705
EFTA01274842

UBS Strategic Advisor Account name: GNISLA1NE MAXWELL Your PI nandal Advisor:
*UBS Friendly account name:Indiv V49920008 SCOTT STACK MAI1LYLE CASRIEL
Jun? 2016 Account number
Your assets . Equities Common
stock (continued)
Prather,* vice,
Trade taunter mwage price Nice per share Wlue on Unrealized tidcing
Hddng date of shares per share ($) Cost bests (0 on W030® Jun 30(1) on or loss (t) period
SINGAPORE TELECOM LID NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OK
EAI: 32.106 Current yield: 3.88% Jan 29,13 1.060.000 28.260 29,955 60 30.760 32,605.60 2,650.00 LT
Apr 22. 13 440.000 29.820 13,121.15 30.760 13,534.40 413.25 LT
Jul 12,13 265.0® 30.551 8,096.17 30.760 8,151 40 55.23 LT
Security total 1,765.003 28.993 51,172.92 54,291.40 3,118.48
STATOR MA WON ADR
Symbol: STO Exchange: NYSE
CAI: 3916 Current yield 365% Jan 29,13 610.000 26.533 16,185 31 17.310 10,559.10 .5,626.21 LT
Apr 22, 13 205.000 25.765 5,281.88 17.310 3,548.55 -1,733.33 LT
Apr 22, 13 170.000 23274 3,956.72 17.310 2,942.70 -1,014.02 LT
Apr 22, 13 135.000 25.785 3,481.05 17.310 2336.85 -1,144.20 LT
Jul 12,13 330.000 21.423 7,069.66 17.310 5,712.30 -1,357.36 LT
Security total 1.450.000 24 810 35,974 62 25,099.50 -10,875.12
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: ISM Exchange: NYSE
EAI: 1618 Current yield 284% Jan 29,13 800.000 17 800 14,24000 26.230 20,984.00 6,744.00 LT
Jul 12,13 30.000 18.434 553.04 26.230 786.90 233.86 LT
Security total 830.000 17.823 14,793.04 21,770.90 6,977.86
LN1LEVER NV N Y SHS NEW
NETHERLANDS SPON SPCN AD
Symbol: UN Exchange: NYSE
EAI: 41,161 Current yield: 2.47% Jan 29,13 300.000 acisoo 12,150.00 46.940 14,082.00 1,932.00 LT
Apr 22, 13 445.000 41 074 18,278 06 46.940 20,888 30 2,610.24 LT
Jul 12,13 255.000 41271 10,524.33 46.940 11,969.70 1,445.37 LT
Security total 1,000 000 40 952 40,952 39 46,940.00 5,987.61
VODAFONE GROUP PLC WON ACC
Symbol: VOD Exchange: OTC
EAI: 31,684 Current yield: 5.25% Jan 29.13 796294 50.164 39,945.60 30.890 24,597.52 -15,348.08 LT
Apr 22.13 2.727 54:627 148.97 30.890 84.24 -64.73 LT
Jul 12,13 239.979 54.033 12,966.80 30.890 7,412.95 -5,553.85 LT
continued next page
SDNY GM 00022088
CNP70009305505217 NP700030951 4 00003 0616 030575004 111010 Page 9 of 12
CONFIDENTIAL
EFTA 0(1132706
EFTA01274843

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A Asocial Advisor:
Friendly account name: Indiv VI99200013 SCOTT STACK MANLYLE CASRIEL
June 2016 Account number:
Your assets . Equities . Common stock (continued)
Purchase pica
track kutriaer average puce Price re store Vduton unedited Hokin
Hddno date of shares per snare (I) Cod bads (S) on Jun 30(1) Jun 30($) gain or Ion (1) period
SeCUtIty tote/ 1,039.000 51 070 53,06I 37 32,094.71 -20,966.66
Total 6796,644.68 8876.47335 678.337.73
Total estimated annual income: 529,637
Your total assets
eeicentaw et Cost Estimated Unrealzed
vas* on Ain 30 (5) your tccourd bass CP annual inane (Si gain of IOSS (5)
Cash Cash and money balances 5,810.08 0.66% 5,810.08
!guides • Common stock 876,473.35 99.34% 796,644.68 29.637.00 78,337.73
Total $882,283.43 100.00% $802,454.76 $29,637.00 $78,337.73
• Minting cost tans mfornatten
Account activity this month
Date Actlity Description Arnow( (5)
Dividend and intentstincome
Taxable diudends Jun 1 Foreign UNILEVER NV N Y SHS NEW KETHERLANDS SPON ADR PAID CN 1000 364.80
Dividend CUSIP. 904784709
Jun 3 Foreign RECKITT BENCKISER PLC SPCN ADR PAID ON 3510 919.89
Dividend CUSP: 756255204
Jun 8 Foreign RAE SYSTEMS PLC SPON ADR PAID ON 1000 719.30
Dividend CUSIP 05523R107
Jun ID Foreign P.T. TELEXOMUNIKAL INDONESIA SPON ADR AS OF 090916 800.84
Dividend CUSP 715684106
Jun 10 Foreign P.T. TELEKOMUNIKA91NCObESIA SPON ADR PAID ON 690 160.17
Dividend CUSIP: 715684106
Jun 27 Foreign ROYAL DUTCH SHELL PLC CI. A WON ADR PAID ON 27 25.38
Dividend CUSIP: 780259206
Jun 27 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS WON ADR 376.00
Dividend CUSIP: 780259107
Jun 27 Foreign STATOIL ASA SPON ADR 319.15
Dividend CUSP 85771P102
continued next page
CNP7C0C030650521 8 NP7OCO I 4 COM CO 6 030575004 goiy Gm0002teit to of 12
CONFIDENTIAL
EFTA 00132707
EFTA01274844

UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Pi nandal Advisor:
UBS Friendly account naate:Indiv V49926008 SCOTT STACK MANLYLE CASRIEL
lune 2016 Account number.
Account activity this month
(CORtritieC)
Dale Ac1Nly Dturixion Amount (I)
Divided and interest income (continued)
Taxable dividends (continued' Jun 28 Foreign DEUTSCHE TELECOM AG DE SPON ADR PAID ON 4270 2.662.89
Dividend CUSIP. 251566105
Total taxable dividends 66.308.42
Total dividend and interest income 06.348.42
oat Aethily Deception Amount (I)
Pees Jun 3 Fee RECKITT BENCK1SER PLC SPON ADR -49.56
Jun 8 Fee BAE SYSTEMS PLC SPON ADR -20.00
Jun 10 Fee TELEKOMUNIKA9 INDONESIA SPON ADR AS OF 06/09116 -13.80
Jun 10 Fee P.T. TELEKOMUNIKAS INDONESIA SPON ADR -13.80
Jun 27 Fee STATOIL ASA SPON ADR -7.25
Jun 27 Fee STATOIL ASA SPON ADR -7.25
Jun 28 Fee DEUTSCHE TELECOM AG DE SPON ADR -128.10
Total fees 4239.76
DM< Activity 011011010r1 Amoral
Other funds debited Jun I Transfer JOURNAL TO GHSLAINE MAXWELL -3.451.51
June Foreign Tax UNILEVER NV N Y 515 NEW NETHERLANDS SPON ADR -54.70
Withheld
Jun 10 Foreign Tax P.T. TELEKOMUMKASI INDONESIA SPON ADR AS OF 0609 16 -160.17
Withheld
Jun 10 Foreign Tax P.T. TELEKOMUMLASI INDONESIA SPON ADR -32,03
Withheld
Jun 27 Foreign Tax ROYAL DUTCH SHELL PLC CL A SPON ADR -3.81
Withhold
Jun 27 Foreign Tax STATOIL ASA "ON ADR -47.87
Withheld
Total other funds debited 43.750.09
SONY GM 00022088
C M,70:033055052 1 9 NP7003309514 00033 0616 03057'404 111010 P89* 11 of 12
CONFIDENTIAL
EFTA_00132708
EFTA01274845

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq sandal Advisor:
Friendly account name: Indio VE19920(X/8 SCOTT STACK MANY LYLE CASRIEL
June 2016
Account number:
Account activity this month contrived]
Date Activity Description Amount (S)
Money balance *divides May 31 Balance forward 1345131
Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0901/16 -3,141.41
Jun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 870.33
Jun 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 699.30
Jun 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 741.21
Jun 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 654.35
Jun 29 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 2534.79
Yen 30 Closing UBS Bank USA Deposit Account 15,810.08
The UB5 Bari USA Deposit Account is your primary sweep cpl.on
CriP700C00C6605220107000109514 00003 0616 030575004 I I ttflilY_GM_0002§849 12 2
End of statement for account number
CONFIDENTIAL
EFTA 00132709
EFTA01274846

Important information about your statement
IS Financial Services Pc. (the km cr UBS Firiercial sent yOu the Int statenwra on which the era or Corporation (SIPC), which protects ItO-rlieS taa-VISS 01 • Pecan Cunene income: hVesliTsentS seang the
Stream). is a mercies' of all principal washy, ccmrrodity problem *pored. its menten up to $970,000 (enelscling 1250,003 kr generation of Acorns onb.
and sphere exchanges. UBS Financial Semler, and CBS - Preside your name and axord narks (if any) dams for cash). The UPC asset protection limas slab to • Achatie Cape.,A ppfedation. Investments to
Eta* USA re i-diect subside: des of UPS AG and - Desalt* Ike erre, or tie trafider you are inure all accost that >who* h a rehear courier. crowt of principal rather then the gerersaiw of
affihaes of U3S Smitten LLC. The Finis financial about, and splain as cbab as you cal why you The Fm.., together with certainaffiliates, has also imam.
statement a available upon reqcest The POWS exeodthe believe C is an woo' a why mu need more purchased itkplellentaprOteCtiOn. The madman • Produce Congnuton alI ncase end Capital
calks ete et trefainatim anoint phatile to at agar. diet, coliscliab under Appreoaton. Nesonents seeking both the gestabin
- Nodethe dolar arrant et the suspected won this protection is ZOO milion a of Detente, TO, 201S. of bane Ind growls of patinae.
CBS Finacel Seraces Scbpd to the poky orditores ad limitations, ash a
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigate put compaht the Finn is further protected fa up to $1.9 million n the Gesell risk profiles
Weehawken, NJ 07086 and will correct thy error promptly. For alleged was aggregate kr all your accounts held n a paticube • Consectratio. Seeks to manna Siff prcipal, with
C Th B i S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t ° . a O y th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m y in o o o u r l r e v a i t n h c g c a o n U r B 1 d S 0 f b V o u r i a t t h i - e e d s a e s m b d i a t o y c w s a n t d o y t t & r u a t t m h hi i a s s d k , k w is m e in , w i e f i r l w l r c o e r r e , t d t a o i k t e t at c t* a o pa n c r it e y q . u A es f t I . A ccpy of thepoky wading is sailebb t l a o h c w a m t r m is e e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c it n y o d s to m t d t a h o y e e r s a o n c t o r o t e r g a n e p n e p e n r r e a e m te w a s i i t g th e n i n t c i a f nt
official ter dock/rents, contanng conflicting data should you will have the use of do money during tie tine it The SIPC potectim ad the supplemental protection
n br o a t k b e: e M r R el i p e l d e a o s x e e r n ep I o I r y t o i u t e b rn a in n e e di a th b e ly re n i s w a a n i t v in is g a to a t he takes us to complele our nostigation. b • o C th a d t o o n n o in t s a l n o e b * t o as sets controlled by (and nclated n • M in o fl d a e tio ra n t . e : Willing to accept some rid to pirkPal and
Branch Manager of the afire strung your arrant. Please mire all checks payele to the Fan or tee your account value) but hell away from 11B5 Financial tolerate some votatfity to seek higher returns,
financial inste.dire indcated on he front ot the Services (e.g., certain( cash at UBS ark USA. 00 • Agawam: Wiling to accept high ids to pnncpal and
Altmegii a legate shown are Mended to be accurate. statement In addition to regJar accost fees, accounts cash at LESAG U.S.banrhes, (4 imunace poixts, high volat lily to seek highreturns owe time.
statement del ificuld not be wed fa to purposes Rely may be sacra to maitranerke ten, changes for Iwo including valible annuities, and (it tares of Maud • Imo:Mem'E iger* Considration:I selected, a
slob on yeawnd tax toms. fie , Form 1099. 5498, parent for securities purchases and charges for unpaid funds whore such sham we registered tot& it the potion of the porHolis fo r that account may able
10425. etc ) when prepawg your lax return. the Fim arras* n cash accounts. Accounts that at transferred name of the accord holier on the boots ad records canplex strategic, kited lisicity and Teeter
requiredby law to reset to he IRS enterable addends, to other insbutims may be subject to a Vander Ise. et de applicable assay a transfer agent), volniky.
oportatb nontaxable ditacna and uxtk interest • Certain nostrnent contracts or inosiment Ovens
erred on squabs Feld nyott examt, nee exceeds UBS Sweep Options (e.g.. Sneed partnerships erd private placements) hat Statement •hausheldier
on see tranadkre, and cos* basin:neaten covered LEG offers options for wowing cat balances. balances an roc regilered war the Struck*. Act of 1933; We may concordale all related account statements with
seos*iec. to bat deposits at UM Bak USA and LIBS AG Stanford ad the sane altos h the urne ennelms, e.g. because
hooch (Bak Sweep Procjarrs), money maket mutual • Commodities contacts (e.g, foreign exchange and they have owners who also mantan jon account
Ceallardeillan. with the Finn bras (Money Funds) and the International Depose preccus metal contracts), includrg futures contracts rebefiretips with other dents a the seine address*
• Please reicodinn red oral carmen/anions in ming Arrant 0241o r c uitanew wah an Interutional ad commodity option contract,. you reefer to ragiq endurclual siatmunts mailed in
tofurther protect your rights. indultg you rktitS Rhona Llanarrmird Account Though the Bait The SIPC protection and the supplemental proteclim do separate ennielOnek you may dedre lameholdno by
ender the Se:Lilies Investor Protection Ad (U7A) Sweep Programs, cash balances re swept to LES Bank not apply so these assets nen if they otherwise appear celing par financial Rohner
• d the financial institution cn the top left of die Ininl USA es to an established knit ad then to UPS AG on yea statements. he SEC protection aid the
of this statement isnot U36 F naiad Serves, CBS Stanford Branch, or a Money Fund. Deposes at CBS 947kihmental protection do not protect aganst changes Friendly awaken name
Financial Semites carries yew baccarat as clearing Bank USA an FDIC acted in accorda-ce withM X n the market vale of yar entitlements (Moths as 4 The Fran* acccusit nalno is a cusicrna*le 'nickname'
broker by arra-gement with the ideated nab-am nabs. Format Mamation pleas nit wwwfdic re. result of market morerrent, issue. batruptcy or chosen by you to assist you with your recordleeon7
We informed you of this salts:115Na when you Deposes at LEG AG Stamford Brach ad shares of otherveke) has no legaleffect on yea account You can change
opened this accost h the cast your kits and MoneyFadsare rot hated by the FDIC. More elimination is ratable son request. ereend9 aCCOLIII narnes. through °nine Services a
sorties are boated a LOS financial Services and rot You may °bun more ire0rnw0onabcal SIPC, Nickeling by canted iu your Financial Admor.
the kitcdackg broker, ad you mot mace a opal Through to DA, salable to each balances are swept to the SIPC Brochre. by connecting SIPC at 202-371 -83C0
of any error or omission to both firms. As described en depose &cants al UBS AG New Yak Branch and LBS or by Menu the SIPC webarto ar smaittraorp Account overview
the account agreements, yOU MUSS natty US Of arty AG Cayman Ranch Wes deposits arena inured by pun • Vabe of yea attountgonYolo. Net of *sets and
errors or fraud iwobeg chedcs reflected on your to FCC. Balances held at the LES AG Cayman Branch Dividend Reinvestment Noonan
starves wain 30 cbys alter It was mailed or mace are tempi:eta, reposed to the sovereign lit of the The pet reflected a an average pike. You may Stan • Ana tricIddes salable cash balance aues for
available. All statements shall be, awned corrplse Carmen Mack, and there is no custards or other the Kemal prise banns Frhrxrl Advises. Orley whole nestrkted 'tardy hese ), and Global Tiro Deposit,
and accurate n all other mach if not objected lo in obligation of UBS AG to rehab M. Saxes whiff althe shares re purchased under DRIP; partial Mann ea be created marks to motet, and certain assets not held
nnti-9 wthin 60 days LEG Cayman's Brach's boas. sold and the cashed be deposited your accost The by the Firn. Does rot include unprked seckritieP assets
• Please died cuRomer complaints or iv-West° to (Weald reinvestment price applied by the esker may at the end cl the poor and carent statement sheds, or
FimY C lent Seaton °tonne* at 201252.1699 Deposes at LBS Bab USA and cab UPS AG Branch are •efer from the maker pia al winch the partial tires ante imestments. invested stock options aid
voltam. al 900254.9103, 8:03 A.M. to 603 P.M not protected by SIK. Money Fund sham are protected re sold enrceable stock options
FT Monday through Friday, or in vaiteg to LES by SIPC. See 'LOS Financial Service Accent Protecto- n' • liabildes Includes debit balances. outstanding margin
Financial Semites Ix., Client Relations Depalment, below. CS.-' lieu tans, credit lee, short accord balances.
P.O. Box 766 Union Coy, NJ 07037. Cnhrwhole unts may be held en you account If pane • CasIthooney balances. Total of unimested available
• In case of errors or western about an electronic Up:reyour rose*, balances in the Bank Sweep entitled to a petal trait a a result a a &Wand payment cash balances, plus depots telexes at UB5 Bank USA,
knob transfer ((Fl). ba panel a UBS eatokbit Program or DA may be withdrawn and shares of a or otherwise, the Firm will either sell panel wen a LBS AG U.S Branches ad money maker mutual fund
card transactions, call 912762-1000, a write to UBS MoneyFundmay be liquidated, and the proceeds marl* price a accept an /mord deurntined by a was bala-oas. at the One of tee starrent period
Financial Senices Ix., 1000 Rata 814, 6th floor. returned to you or your seeseies accost. regiaered clearing agency. and credit you' accord. Mtn-ocean:dry free credt balances in yes account are
Weehawken. NI 07086, Mtn ItM efeCA Strikes. rho segegaled from other balances and the Fin may
Fishy information about available sweep *Morn Investment objectives use ay of these lords in the ordnay COW* of As
Caller write as soon o you can, if you hit her noladrg anent ironed rates and WICK 5 available at ltre Mestmeri objective and rick profile n spec ask to basins, hew funds remake wan your awned.
statement a receipt k wag or if you need more wmyubscorristreepmelik from your Fnaxial Adviszir each account and may maybetween you art.Culls tin total is included in the anent period dosing vain
rdamatian tout a transfer on the statement or a by calling 802762-1000. Please aloe the Firm promptly in wining of ay
receipt. The Firm or Card Bair (as askable)must signlicant change enacts' Ina-keel situations Lending nformation
her from you no later than CO days aher he Fin. U Th N e F F in in n a r n o c t i a m l S in e t r e vi r c e o s f a th m e T a ee in l r a p n ro < t ection rentsietiiin i c n h v o e o s s tm e o e n n e t & o w f t o he v e fo n l o F w or i u e a in c w h a s r c ni o o n n e t c h la e ys k 's t -l y iv o e u s F a o n r d c a le d an m ed a in n lo . r r m ef a e t r i o to n b on tu th C e l i F e i n rm t R 's e I l t a n ti d o e na g g p e ra ctices
SDNY_GM_00022090
CONFIDENTIAL
EFTA _0013271()
EFTA01274847

Important information about your statement (continued)
Agtenent or ACCOLII Agft4fiti and the General - We pita* we the closing price when kea liquid and even I they can be sold. the prke — h addtion tocommissions received n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the led and ask prices for listed received may be lea tun the per share estimated with the sale or destitution ol retry contracts
mailable in Agreements andOixbotres at scasitin ad optics or only bd prices for OTC value provided n the scare statement. and use investment but win foots clients. we
eal MtliThreat inteirtrininlec. searbes. ander our affilite recto* rewnae sharp
- Less 30149 traded securities may be priced ushg a • Resnicted marines. Resected searnies aneralb compensation from marry of the instance
Yam ants inguatin model rx the moss recent ace we at not (wren, OSA For public sale. UBS Financial companies undenweing the amity contracts,
Your statement itemises *curets and other assets hell darned aid may not reflect in actual malt price Service, uses the maim priced Ihe unrestricted stock if Rates d der reureria conwatis or iponsors of
is the accost at the end of to flume-. period. You a vase of the sane issue as an imputed value for the tie ant irrirestmtht tugs we distriate.
may ask for deberY Of 'Ai pad seariies at are time. - Certain positions may apper nehai a price and restricted slit throorposesolthrt statement orgy To - Our affiliales abo men., trading commosions rid
You may receive securities used as ban collaleal after will twee as 'peke was not avtlatee• it we at the extent tut rented stashes are tint* to sale, otter compensate(' from natal tuck and
paying any balaxe dm on them. Any securities enable to obtain a price fora wady. the vaLe receieed may be ststarbalbr less thanthe insane companies wow predicts we darts..
transferred to the Firm cling the statement period are - behest a 'rookies denominated ilCUlall-Cin imaged vain town - We receive an maul he from UBS Bat USA ad
listed at market vabe at of the end of the stationer* other than U.S dodos ire reflected at the (whinge LES AG Stanford Bunch of to to 425 per accuse
period. rate as of the statement date. • Esb festinated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast balm h detemining the cost basis of tie - fcc certain secures rading n non-conformrg M estimated anual income is based cn Cu/rent Program.
securities incbded in this statement, where indicated denornnations puce and quality (fere seta) may Avidend ad interest rates, assuring be swarths will
wih the number "I, • LES F nonce& Services has relied have been adjusted to Iaciktale caper vatuathn be held for arse yes from statement date or until Activity
Cel information obtained from sources other than US$ To cbuin &nem qintaions. when available, contact maturity This Min*, honk/ a gudelne; accuracy Intamenrregoardngconmksbns and other charges
Financial %nicer. including information from another cr,arcel Adona aid continued income are not guranteed leveed h Donnas-6:n with the exeoaCh of trades,
rim a that sum./ have grovided to )1W Finaxial - Estimated small jean and curem yield for ixl.drig option vansactions has Ice.enincbced on
Mason The Firm does not indeperantly verty a • Private inversions' end etructored profs& certain types of leashes could trete:lea tetra" of antMidi:re preseousb• furnished to you. rid all be
%want** the waracycevadity day Sarmatian !ovate methane vicunas (ex Ldng that primpedor capital gas n which use the est provided to ruprorrptly on
provided by KUM other than LESFinancial %races. participation program rd real estate in. ..suns teat income (a-d curare yield would be overstated,
▪ ratir although LESChrical Senices ge-eralbr marital and caudated proixts are gineraIR highly - Estimated areal income and anent yield and the Short selling
Lbdates fhb nIcrmatir as it is 'armed, the Finn dicisid. Celan stnxtred padxts have not been actual ?cane andyield mift be lower°, higher H you are engagedin short sellrg a seventy, you may
does not provide art, assuarces that the information regotered with the Securities and fahhage than the estimated anzunts. ins a change der to certain honoring costs for that
seder 'Cost bath° erd ^Unrealized gar/ loss' is Commission or under ay slate secuiteTaws. We - An estimate of a-rubbed income (dirt:lend anew particular acuity.
accurate as of the date of this statement. As such Prate estimated vain for piste- investment interest) divided by the current market
please do not reIr on this nfarnaion to make searitis ird structured products fix Scrmatexal valtiaverage balance is based an the Litt dividend Open orders
curtest or sale decisions for taxi:obese, a purposes cnbs Adana) gumanteed. or interest payment node by tie sisuer and bearding open or • ant-till-canceled' odes tat
otherwise. Accounts traterred to tie Fim may - These vibes may differ stotatay km prices, il mantes tie searleardep:Ms will be held for one were riot executed by the illittalita dew, open buy and
real gar/loss infarnathn only ford-egad:id ea any. a1 which a Pre#4 Stir."' My year torn de statement date or until manly. tell step orders are mond by the account of dividends
tine they re held at tie Fin More hiaorical structured product maybe bought or sold and do Accuracy at continued sell me not guaranteed cc rig-its cn an ex-Pc/dent cr evashls date unless
hicrmatir <abbe added by you- Friaxial Advisor. not necessztiW represent the vale you may receive betnxted cithenvise by pi. You are responsbk for
scan • Assets not held by t€S Financial Services. Cenah aden that are executed Ow to your lelurt to cancel
• Unrealised gaits/loss Viten dies a awilabk, - Third party esimas of vain are as al astir" assets se rot hell by the Fine rd not wen the besting open orders.
tainted erneaciad guindloson ore actialad 1st date rd an supplied to UBS Inarcid Services on a Fern's posterior or control. These assets we
ixforklial sooty lots. The transaction data for realer basis by an independent volition firm. &played on loos statement for informational Mew
bit mayor may not ref kct ccmmissbns, - baser. general panne or sponsor estimated calms, purposes only. Positions and values presented we To obten a copy a or current Client Privacy Mike.
rZandor securiVreorgreratcn events ary, are applied to tenth by the issuer, provided by ter rtsung firm. UBS Fhancial races please anted you F narxial Achiscr or von our websee
el and oter reinvestment lots ad systematk general partner or sponvor and may be calculated not ref:cable for this information and does not at wpm oat cambitivit•vialrer
sorehnie loll are each combined Iodising,' one based an deferent information froyi tut used by guarantee es secures. These assets are rid protected
avenaged lot The 'Traie date' colthn presents the tad ponies to dirty. their wanted values. by SOK or Me Firrts supplementalWC coverage. LEG Fine-rid Services is not a bask The PM A Business
caging transaction trade date. - You can obtain adds cal eformabon regarding Services Account BSA and IRMA are brokerage accounts
the metemblogy used to determine the estimate d • Revenue sharing and additional compunsaticen. ankh provide access so banking services rid waists
• Callable securities Bonds and preferred stock that value yard the date of the Hamblinthat is the — in addition to commissions on saes and Lib.1 lees tlraugh aTingliTarilt web afI lilted lurks and other
the huge cats for eat redemplon will be selected basis fa the ertimate by contacting your Fronds' received n correction with be distribution e/ 1bn:19-arty banks. at provides Mess to rorsrce and
indacillly by lot from arrat all seariten of tit Advisor rrulual funds to ow dents we actor our Ahab, armutY pod ns tut by unaffiliatedtad-party
issue held hour name or n nominee rune for as - Third party 'singed eases may be reflected as receive revenue trim/ Payments from distributors iterate companies through insurance agency
clients. Call bare inkmiation is °Maned from third 'Not priced' in several situations: Men an ardor ad vsias of the en_esal funds that we sell. subsidiaries of UBS Financial Services Inc
ponies and is accuracy is not guano:ed. Other call I-dependent valuation Jim has not %Lardeda These amounts are based on two Meant
leans may nit which could affect yokt complete unabie to astir a vete. when we become ware corrponents (a 11-* amard of Uhl by UBS of a brentnerd. Swats at are...von:ducts,
ifccmatim watt* parted upon request that a material event has colored tat may call a Palicuir mutual fund I amiW to our clients: and fe) Not FDIC taxed • No bask qua-ante.. May lose value
meow), repotted value era question, or wen a the asset value of a particular rrutual fund famiWs
• Certificates of deposit (ODG. CDs are FDIC rated value would be high speculate. due to tie nature shares held a the Iran RUA. Resource Management raw. nt. Business Services
up to $23),000 in principal and accrued iritens per of the security. — we and as alliste alto receive networking aid Account RSA. IRMA and intonational Resource
depothor ate per depository inaihoixs in accordance - When neither an issuer, general partner or wonsor onnba processing lees n coradocation for Management Accant we registered service maks of
wile FDIC nets estimated value nor a third-pry estimated vela is transfer agent S421Valti that we Malik to the LES Fnancii Secrets lc
worded, the vela of to securty MS be dinerent rruttol trot These fees generally are pad from
• Price/value Frees divined f or securities and oiler Iran its ouches* prim. investor asses in the meal lured and me a foed WS Signalise it a regetaedsenice Milk of VILE
peccicts may be higher or baia than the price that - • Catibutions to dale' may indude tarn of dials amount based on the amber of accounts at Immaknat LOS visa Signature cede cards and IBS
you would actually receive in the market hen av capita ncome or both. the broker-dealer holing mutual hails of that fund Visa debt cards re issued by UBS Bart USA with
obtained from vases hid party sources whit, we - 'Original unit size' represents tie Sit offering f a-nily Fermssion from Visa USA Incorporated.
belew to be relable, bit we do not guarantee Over 'skewer snit an:Inlay not reflect gout cost bast
accuracy. - OfP rd unlisted FErt mutes se not listed on a talS Financial Services Me Rev 201604
national securities exchange. and are gene*
SDNY_GM_00022091
CONFIDENTIAL
EFTA 00132711
EFTA01274848

U85 Financial Services Int UBS Strategic Advisor
SUBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 July 2016
CNP70056542470716 Y1 0
GHISLANE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name: GHStANE MAXWELL
Friendly account name: Indw V499200:8
Account number.
Your linancial Advisor-
SCOTT STACKMANILYLE CASRIEL
Pnr.ne
Questions about your statement? Value of your account
Call your Finan:lae. Advisor or the
RMA Resourceline at 800-RMA-1000, On lune 30 (4) On July 29 (3)
account-
Your assets 882,283.43 887,525.14
Ask our websIte: Your liabilities 0.00 0.00
www.cbscorrafinarxialservices
Value of your account $1382,283.43 $887,525.14
Soarers of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 41,010,341.52
S Thousands
1,469.5 Net deposits end
withdrarra 4209,370.813
Your investment return
Diwlendard
interest income 526,366.17
Chance in
market value 460.188.33
Value of your become
on Jul 29, 2016 6187.526.14
Dec 2014 Dec 2015 fun 2016 hi 2016
SDNY GM 00022092
Member SIPC CNP70003005664247 NP7000195165 00003 0716 030575004 000000 Pegs 1 of 12
CONFIDENTIAL
EFTA_00132712
EFTA01274849

SUBS
U BS Strategic Advisor Account name: Your Rounds, Advisor.
Friendly account name:ir 1 SCOTT STACK MANLYLE CASRIEL
July 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29 ($) your account
• Cash and money balances may include
A Cash and money balances 682.17 008% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
A deposit account balances and money market
C Equities 886,842.97 99 92% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.co 000%
G Other a00 000%
Total assets $887,525.14 100.00%
Value of your account $887,525.14
Eye on the markets
Percentage change
Index July2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNP70006000S6S4248NP70C0195I85C0CO3 0716 030575004 cotitrivY_GM_00022Ene 2 of 12
CONFIDENTIAL
EFTA_00 32713
EFTA01274850

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your rinandal Advisor:
*UBS Friendly account name:Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
Values reported belon exclude products for which gdns and losses are not classified.
July 2016 (3) Year to date (S)
Realized gains and losses unrealized
Opening account value $882,283.43 $1,010,341.52
July 2016 (1) Year to date (E) gains and losses (S)
Withdrawals and fees,
including investmeMs transferred Long term 0.00 -14,824.77 88,799 96
out -7,787.23 -209,370.88
Cash activity summary
Dividend aid interest income 2,659.32 26,366.17
Change in market value 10,369.62 60,188.33
see Account atmenhe moon (Or delfilS Bliantes in your %veep OPROns are indudedin the Meng and
dosing taros value. FDIC inSurante =net Only to deposits a UBSErank USA, opt tOdepeats at IRS AG.
Closing account value $887,525.14 $887,525.14 Starriord Bench or bank deposits placed througt the UBS International DepC64 Account program UPC
protection goes to money market sweep fund headings but not bank deposits. See importer,' inbnneobn
'hoarsen( statement on the last two pages d this document for drugs.
Dividend and interest income earned
July 2016 (1) Year to date (S)
Opening balances $5,810.08 $0.00
For purposes of this gement. taratilty of interest and &Idend Income ha been determined non a US
tax reporting perspective. Bawd upon the residence of the account holder. account type, or product type. Additions
Some iMerest arida dvldend Paymems may rot be subject to united states (us) ardor Puerto WO IRO
income tares. The dent monthly statement is not intended to be used and camot be *MO upon for to Dividend and interest income 2,659.32 26,366.17
purposes. Clients should refer to the aparctie tax reporting form they receive lion 165 annuity, sun as
the Forms 1099 and the Fans 480. for la reporting information. rt is the prance ol UBS to file the Proceeds from investment transactions 0.00 183,964.28
typical* tar reporting loans %wri the us interred Revenue Service and PR treasury Depatrrent. and in
such forms accurately (lase fy dndends andlce interest as tax exempt or taxable Income. Pleat consult you Total additions $2,659.32 $210,330.45
inch:duet tar prepare/.
Subtractans
July 2016 (9) rear to date (S)
Professional management fees and
Taxable dividends 2,659.32 26,365.63 related services -1,663.32 -4,591.14
Taxable interest 0.00 030 Other fees -27.77 -594.28
Total current year $2,659.32 $26,365.93 Other funds debited -6,096.14 -204,185.46
Prior year adjustment 0.00 0.24 Rinds withdrawn for investments
bought 0.00 -277.40
Total dividend & interest $2,659.32 $26,366.17
Total subtractions -$7,787.23 -$209,648.28
Net cash flow -$5,127.91 $682.17
Closing balances $682.17 $682.17
SONY GM 00022094
Cerr70007005691249 ele7003t9SI BS 00003 0716 030575004 000000 Page 3 of t2
CONFIDENTIAL
EFTA 001±2714
EFTA01274851

*UBS UBS Strategic Advisor Account name: -..il Your linancial Advisor:
Friendly account name: Ir SCOTT STACK MANLYLE CASFUEL
July 2016 Account number:
Withholdings and tax summary
July 2016 (1) Year to date 11)
Foreign taxes paid -286.06 -2,221.69
UBS Bank USA Deposit Account APY
Interest period Am 7 - Jul 7
Opening UBS Bank USA Deposit balance Jun 7 11,180.43
Closing UBS Bank USA Deposit balance Jul 7 11,157.78
Number of days in interest period 31
Average daily ba lance $2,142.09
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important inkwmation about your statement at the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibiity consideration - None selected
Your account instructions
• Vow account cost bask default closing method is FIFO, First In, First Out.
CNP700C0005-664250NP7000195185 00003 0716030575004 00M/Y_GM_00022!fir 4 of 12
CONFIDENTIAL
EFTA_00132715
EFTA01274852

SUBS
UBS Strategic Advisor Account name: GHISLAINE MA (WELL Your Pivandal Advisor:
Friendly account name:Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
July 2016 Account number.
Your assets
Some pnces, income and current ea ueS ShOtan May be approximate. AS a tail*. gains aidlOsses ma/ nol
be accuralely reflected. Set Aporunt inioseRefron about your statement a the end of this dscurnem for
more infornason.
Cash
Cash and money balances
Cash and money balances may include avalade cash balances, UBS Bar* USA c9parat account balances,
UBS AG Stariord Branch Cepont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured Wu* FOC vAi hn applicable limits, but are not
protected by SIPC. UBS AG Stanford Branch deposit accoum balances an not insured by FDIC and re not
protected by SIFC Money market sweep batances are protected by 9PC but are not insured by the FDIC.
See the Important information about your statement at the end of this docunent for del ails about those
Sanas.
Opertng balance Cloung balance en ce per sham Average Duldencl Interest Days in
Hddng on Jul 1 (S) on NI 29(3) on sul 79 (1) rate period period Cepamount (S)
Cash 000 •10.00
leS BANK USA DEP ACCT 5.81008 692.17 250.00000
Total 45,810.08 $682.17
Equities
Common stock
Purchase pncd
trade Number Average price Voce per share Value on unrealized Hddng
Hddng date of shares per share (II COP ba9 5 (S) on Jul 29 (5) Jul 29 (51 gain or loss CO period
ASTRAZENECA PLC SPON ADR
Symbol. AZN Exchange: NYSE
EAI: 41,007 Curent yield: 4.04% Jan 29,13 420.000 25 065 10,527 30 34.140 I 4338 80 3,811.50 LT
Apr 22, 13 170 OD3 25 667 4,363 53 34.140 5,803 80 1,440.27 LT
JO 12, 13 140.003 24.720 3,460 92 34.140 4,779 60 1318.68 LT
Security tots 730 000 25 139 18.351 75 24,922 20 6.570.45
BAE SYSTEMS PLC SPON ADR
Symbol. BAESY Exchange: OTC
EAI: 41,184 Osrent yield: 4.18% Jan 29,13 1,000.000 22.160 22,160 00 28.320 28320 00 6,160.03 LT
BHP BILLITON LTD SPON ADR
Symbol. BHP Exchange. NYSE
EAI: 1679 Current yield 5.26% Jan 29,13 320.030 78.520 25,126.50 29.690 9,503.80 -15,625.70 LT
contoved next page
SDNY GM 00022096
CONFIDCEHP7C0N093056T54251I NAV7003L1951 8500O23 0716 030575004 cotOtO Page S of 12
EFTA 00132716
EFTA01274853

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mountie& Advisor:
Friendly account name:IndIv V49920X8 SCOTT STACKMAhYLYLE CASRIEL
July 2016 Account number.
assets Equities
Your b Common stock (continued)
Purchase paw
Trade Mortar Average peke Pike per share Valenta Unrealized Herding
Whine elite of Ibsen per thaw (S) Cott bait (S) oak/ 29(14 to179(1) gain or lat (S) period
Apr22, 13 30.000 63)365 1,915.95 29.690 890.70 -1,025.25 LT
lul 12, 13 85.000 61 002 5,185.23 29.690 2,523.65 -2,661.58 LT
Security total 435.000 74.087 32,227.68 12,915.15 •19,312.53
DEUTSCI-E TELEKOM AG DE SPON
ADR
arc
Symbol: DTEGY Exchange:
EAI: 12,536 Current yield: 3.51% Sep 16, 13 1,275~ 13.387 17,06945 16.935 21,59213 4,522.68 LT
Sep 17, 13 1,150.000 13359 15,362.85 16.935 19,475.25 4,112.40 LT
Sep 18. 13 990.000 13393 13,259.17 16.935 16,765.65 3,506.48 LT
Oct 10, 13 855.000 15.481 13,236.68 16.935 14,479.43 1,242.75 LT
Security total 4,270.000 13 801 58,928 15 72,312 45 13,384.31
CEUTSCI€ POST AG SPON ADR
Symbol. DPSGY Exchange: OTC
EAI: 1930 Current yield 3.12% Jan 29,13 280.000 23.900 6,692.00 29.800 8,344.00 1,652.03 LT
Apr 22. 13 720.000 22.581 16258 75 29.800 21.456 00 5,197.25 LT
Security total 1,000.000 22.951 22,950.75 29,800.00 6,849.25
ENGIE SPON ADR
Symbol.. ENGFY Exchange OTC
EAI: $1,475 Current yield: 5.99% ran 29,13 240.003 20.779 4,986.98 16.410 3,938.40 •1,048.58 LT
Apr22. 13 380.000 20.919 7,94937 16.410 6235.80 -1,713.57 LT
lul 12, 13 215.000 20.144 4,330.97 16.410 3,528.15 4302.82 LT
Aug 21, 13 285.000 22.200 6,327.10 16.410 4,676.85 -1,650.25 LT
Aug 22, 13 140)103 22.508 3,151.20 16.410 2,297.40 -853.80 LT
Aug 23, 13 240.000 22.418 5,380.51 16.410 3,938.40 -1,442.11 LT
Secutity total 1,500.000 21.417 32,126.13 24,615.00 -7,511.13
GLAX0 SMITHKLINE PLC ADR
Symbol: G5K Exchange. NYSE
EAI: 11,125 Current yield. 4.85% Feb 13, 13 150.000 45.645 6,846 78 45.070 6,760.50 436.28 LT
Apr 22. 13 245.000 50.630 12,404 47 45.070 11,042.15 -1,362.32 LT
lul 12, 13 120.003 52.904 6,348.48 45.070 5,408.40 -940.08 LT
Security total 515.000 49.708 25,599 73 23,211.05 -2,388.68
continued next page
CNP70003005.654252 NP7000195185 00003 0716 030575004 00111431W_GM_0002213W6 6 of 12
CONFIDENTIAL
EFTA _00132717
EFTA01274854

U BS Strategic Advisor Amount name: GHISLAINE MAxWELL Your el nandal Advisor:
*UBS Friendly account name:lock, V49920008 SCOTT STACKKUNO/LE CAMEL
July 2016 Account number.
Your assets . Equities . common stock konlinued)
Purcrrate rtiftl
Trade Wort:bee Average price Pnceperskare Vdue on um/tired Hddng
Hddng date of shares per SIEfle Con bails (s) on IJ 2901 H429(S) can ce loss (S) period
IMPERIAL BRANDS PLC SPON ADR
Symbol: IM88Y Exchange! OTC
EAI: 12,463 Current yield: 4.53% Apr 25, 13 120.000 35.445 4,253.51 52.774 6332 88 2,079.37 LT
Apr 26, 13 750.003 35.396 26,547.34 52.774 39,580.50 13,033.16 LT
Jul 12, 13 160.000 34.187 5,470.00 52.774 8,443.84 2,973.84 LT
Security total 1,030.000 35 214 36,270 85 54,357 22 18,086.37
MIN GROUP LTD SPON ADR
Symbol: MTNOY Exchange:OTC
EAI: 01,473 Current yield: 7.34% Jan 29,13 1,025.000 19.580 20,069.50 10.090 10342.25 -9,727.25 LT
Apr 22, 13 590.000 17390 10,260.10 10.090 5,953.10 -4,307.00 LT
Jul 12, 13 375.000 19219 7,207 31 10.090 3,783.75 -3,423.56 LT
Security total 1,990.000 18863 37,536 91 20.079 10 -17,457.81
tIPPON TELEG & TEL CORP SPON
ADR
Symbol: NIT Exchange NYSE
EAI: 51,949 Current yield: 1.86% Jul22,13 1,700.000 26.445 44,957. I 8 47.430 80.63100 35,673.82 LT
Aug 6,13 510.000 26309 13,417.69 47.430 24,189 30 10,771.61 LT
Security total 2210.000 26.414 68,374.87 104,820 30 46,445.43
NOVARTIS AG SPON ADR
Symbol: NVS Exchange: NYSE
EAI: $2,245 Current yield: 2.77% Jan 29, 13 590.000 67.877 40,047.61 83.260 49,123.40 9,075.79 LT
Apr 22. 13 240.000 72.512 17,403.02 83.260 19,982.40 2,579.38 LT
Jul 12, 13 145.000 73.450 10,650.38 83260 12,072.70 1,422.32 LT
Security total 975.000 63847 68,101.01 81,178.50 13,077.49
ORKtA ASA A SHS SPON ADR
Symbol. ORKLY Exchange: OTC
EAI: $967 Current yield 2.53% Jan21,I4 710.000 8.052 5,717.56 9.270 6,581.70 864.14 LT
Jan 22,14 220.000 8.190 1,801 84 9270 2,039 40 237.56 LT
Jan 23,14 315.000 8282 2,608.92 9.270 2,920.05 311.13 LT
Jan 24,14 185.000 8.147 1,507.25 9270 1,714 95 207.70 LT
Ian 27,14 135.000 8.019 1,082.58 9.270 1,251 45 168.87 LT
Jan 28,14 265.000 8.045 2,132.08 9.270 2,456.55 324.47 LT
Jan 29, l4 390.000 7991 3,116 53 9.270 3,615.30 498.77 LT
page
SONY GinklgaeAt
CHP7004:0305654253NP700019518500003 0716 030575004 000000 Page 7 of 12
CONFIDENTIAL
EFTA_00132718
EFTA01274855

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor,
Friendly account name: Incliv V49920008 SCOTT STACK MANY LYLE CASRIEL
July 2016 Account number.
Your assets Equities . Common stock (cononuec)
Pinellas. pacer
Trade Kerber Average price Price per there Vdueon Unredized Hddng
Hddng date of thorn par share (S) COIL bads (S) on lu129(1) iu129(S) gain or lost (S) period
Jan 30,14 245.000 7.849 1,923.23 9.270 2,271.15 347.92 LT
Jan 31,14 260.000 7.878 2,048.46 9.270 2,410.20 361.74 LT
Feb 3, 14 185.000 7.794 1,441.96 9.270 1,714.95 272.99 LT
Feb 4, 14 235.000 7.671 1,802.69 9.270 2,178.45 375.76 LT
Feb 5, 14 245.000 7.727 1,893.29 9.270 2,271.15 377.86 LT
Feb 6, 14 165.000 7.561 1,247.70 9.270 1,529.55 281.85 LT
Feb7,14 310.000 7.528 2333.87 9.270 2,873.70 539.83 LT
Feb 10, 14 250000 7.609 1,902.25 9270 2,317.50 415.25 LT
Security total 4,115.000 7913 32.56021 38.146.05 5,585.84
D.T. TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol: TU< Exchange: NYSE
EAl: 4662 Current yield 1.45% Jan 29,13 690.000 39.442 27,215.25 66.000 45,540.00 18324.75 LT
RECKM BENCKISER PLC SPON ADR
Symbol: RBGLY Exchange: OTC
(Al: 31,370 Current yield: 1.97% Jan 29,13 2,590.000 13.187 34,156.85 19.690 50,997.10 16,840.25 LT
Apr 22, 13 510.000 13.966 7,122.67 19.690 10,041.90 2,919.23 IT
Jut 12,13 440.000 13.938 6,132.99 19.690 8,663.60 2,530.61 LT
Security total 3,540.000 13.393 47,412.51 69,702.60 22,290.09
ROYAL DUTCH SHELL PLC CL A
SPON ADR
Symbol: ROS.A Echange: NYSE
EAI: 186 Cu-rent yield: 6.15% 27.000 --This information was unaragable-- 51.790 1398.33
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS SPON
ADR
Symbol: RDS.8 Exchange: NYSE
(Al: 41,504 Cirrent yield:6.94% Jan 29,13 185.000 74.585 13,798 31 54.210 10,028.85 -3,769.46 LT
Apr 22, 13 215.000 65.856 14,15906 54.210 11,655.15 .2,503.91 LT
Secuity total 400.000 69.893 27,957.37 21,684.00 4,273.37
SIEMENS A G SPON ADR
Symbol: 9EGY Exchange OTC
(Al: 11,404 Cutent yield. 2.59% Jan 29,13 250.000 110.110 27,527.50 108.542 27,135.50 -392.00 LT
Apr 22, 13 200.000 100.134 20,026.84 108.542 21,708.40 1.681.55 LT
continued next peg.
CNF700C0005.654254Ne7000195n3500003 0716 03057500s 0049111Y_GM_00022158JV S of 12
CONFIDENTIAL
EFTA_00B27 9
EFTA01274856

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
$UBS Friendly account nairte:Indiv V49920008 SCOTT STACKMANILYLE CASRIEL
Account number.
Your assets Equities . Common stock (continued)
Ruche* pale
Trade Writer Average price Pike per sNire value on Linredlted tiddng
Hddng date of sham per snip* (S) Cost basis ($) on Id 29(11 Jul 29 (i) gain or Ions (t) period
Jul 12,13 50.000 107256 5,362.83 106.542 5,427.10 64.27 LT
Security total 500.0EX) 105.834 52,917.17 54,271.00 1353.83
SNGAPORE TELECCN1LTD NEW 2006
SPCN ADR
Symbol: SGAPY Exchange: OTC
EAI: $2,106 Current yield:3.81% Jan 29,13 1,060.000 28 260 29,955.60 31.285 33,162.10 320650 LT
Apr 22, 13 440.003 29.820 13,121.15 31.285 13,765.40 644.25 LT
Jul 12,13 265.003 30.551 8,096.17 31.285 8,290.52 194.35 LT
Security total 1,765.003 28 993 51,172.92 55,218 02 4,045.10
STATOR MA SPON ADR
Symbol: STO Exchange NYSE
EAI: 4914 Current yield 3.96% Jan 29,13 610.03 26.533 16,185.31 15.910 9,705.10 .6,480.21 LT
Apr 22, 13 205.003 25.765 5,281.88 15.910 3,261.55 .2,020.33 LT
Apr 22, 13 1701:03 23.274 3,956.72 15.910 2,704.70 -1,252.02 LT
Apr 22. 13 135.000 25.785 3,481.05 15.910 2,147.85 -1,333.20 LT
iS 12,13 330.000 21.423 7,069.66 15.910 5,250.30 -1,819.36 LT
Security total 1,450.000 24210 35,974.62 23,069.50 -12,905.12
TAIWAN SEMICONDUCTOR ANG CO
LTD ADR
Symbol: TSM Exchange: NYSE
EAI: $624 Current yield 2.71% Jan 29,13 800.000 17,800 14,240.00 27.780 22,224.00 7,984.00 LT
Jul 12,13 30.000 18.434 553.04 27.780 833.40 280.36 LT
Security total 830.000 17.823 14,793.04 23,057.40 8,264.36
UNILEVER NV N Y SHS NEW
NETHERLANDS SPON SPON AIR
Symbol. UN Exchange. NYSE
EAI: $1,182 Current yield: 2.56% Jan 29,13 300.000 40.500 12,150.00 46.120 13,836.00 1,686.00 LT
Apr 22, 13 445.000 41 074 16,278 06 46.120 20,523 40 2,245.34 LT
iS 12,13 255.000 41271 10,524.33 46.120 11,760.60 1,236.27 LT
Security total 1,000.000 40.952 40,952.39 46,120.00 5,167.61
VODAFONE GROUP PLC WON AIR
Symbol. VOD Exchange: OTC
EAI: $1,570 Current yield: 4.89% Jan 29,13 796.294 50.164 39,945.60 30.900 24)605.48 -15,340.12 LT
Continued next page
SONY GM 00022100
CNP700060056542S5Nr100019518S 00003 0716 030575004 000000 Page S of 12
CONFIDENTIAL
EFTA_00132720
EFTA01274857

*U BS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Amends! Advisor,
Friendly account name: Indiv V4992C008 SCOTT STACK MANLYLE CASRIEL
July 2016 Account number:
YOLK assets Equities Common stock (Continued)
Purchase once
Trade heartier Average price Price per share Value on unmarred Haan
Hddng date of sheen per share (S) Con basis (S) on iul 29(1) Jul 29(S) gain or loss (t) period
Apr 22, 13 2.727 54.627 148.97 30.900 84.26 -64.71 IT
Jul 12, 13 239.979 54 033 12,566 80 30.900 7,415.35 -5,551.45 LT
Security total 1,039.000 St .070 53,061.37 32,105 10 •20,956.28
Total $796,644.68 1886,842.97 $68,799.96
Total estimated annual income: $29,455
Your total assets
Percentage Cl Cost estimated UNetillZed
value on Jul 29 (1) your xcounl bass (5) annual income (SI on or loss (t)
Cash Cash and money balances 682.17 0.08% 682.17
Equities Common stock 886,842.97 99.92% 796,644.68 29,455.00 88,799.96
Total $887,525.14 100.00% 5797,326.85 $29,455.00 $88,799.96
• M.ssing cost basis information
Account activity this month
Date Atlitily Descr/ollon Amount (0
Dividend and interest income
Taxable dividends Jul 5 Foreign NIPPON TELEG & TEL CORP SPON ADR PAID ON 2210 1,301.15
Cavidend CUSP: 654624105
Jul 8 Foreign IMPERIAL BRANDS PLC WON ADR PAID ON 515 320.84
Cividend CUSIP: 45262P102
Jul I4 Foreign GLAXOSMITHKUNE PLC ADR PaIDON 515 257.60
Dvidend 37733W105
Jul 21 Foreign TAIWAN SEMCONDUCTOR MFG CO LTD ADR PAID ON 830 779.73
Cividend CUSIP 874039100
Total taxable dividends $2,65932
Total dividend and interest income 12.65932
Dale ACtloty Description Amount (5)
Pees Jul 5 Fee NIPPON TELEG B TEL CORP SPON ADR -13.26
Jul 8 Fee IMPERIAL BRANDS PLC SPON ADR -1.93
Jul 14 Fee GLAXO SMITSibUbE PLC ADR -2.58
continued next page
CNP703C0005£64256 NP7080195185 00003 0716 030575004 024501111Y GM 10 of 12
CONFIDENTIAL
EFTA 00132721
EFTA01274858

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II nandal Advisor:
*UBS Friendly account name:Indiv V49920008 SCOTT STACKMANLYIE CASRIEL
July 2016 Account number:
Account activity this month
(contrived)
Date &thew Description Amount (S)
Pees (continued) Jul22 Fee Charged QUARTERLY FEE -1,663.32
Jul 29 Fee SIEMENS A G SPON ADR •10.00
Total professional management fees 41,66332
Total other fees 427.77
Die Artitily Desorption Anrounl (S)
Other funds debited Jul I Transfer JOURNAL TO GHISLAINE MAXWELL -5,810.08
Jul 5 Foreign Tax MP PON TELIG & TEL CORP SPON APR -130.11
Withheld
Jul 21 Foreign Tax TAIWAN SEMICONDUCTOR MFG CO LTD ADR -155.95
Withheld
Total other funds debited 46.096.14
Investment transactions
For more Intonation etout the pricehralue shown for restricte0SEurriles, we Important kelcumatte about
your statement at the end& this 03asnent.
Pmeetth frcm Funds
investment wittvdram) Ice Accrued
Die ACtniity Desorption Quantity Wit* CD Price CP tonsections (s) iniStMentSOCuQbt interest (3)
Jul 22 Di4dend IMPERIAL BRANDS PLC SPON ADR STOCK SPLIT 515.000
SYMBOL: INA3BY RATE: 1.00 PAD ON 515
CUSIP: 45262P102
Total
Gate Activity Oescriplicn Amount (5)
Money balance activities Jan 30 Salaam forward $5110.08
Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07101/16 -5,810.08
Jul 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,157.78
Jul It Deposit UBS BANK USA DEPOSIT ACCOUNT 318.91
Jul 15 Deposit U85 BANK USA DEPOSIT ACCOUNT 255.02
Jul 22 Deposit UBS BANK USA DEPOSIT ACCOUNT 623.78
Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07122116 •1,663.32
Jul 29 Closing UPS lank USA Deposit Account $692.17
The UBS Sam USA OtfOlt ACCOunt Is your primary sweep elation
SDNY GM 00022102
CNP700093056542S7NP100019518500003 0716 030575004 000000 Page 11 a 12
CONFIDENTIAL
EFTA_00132722
EFTA01274859

*UBS
Yournotes
....................... .anu,ntaaoz.s.., ,2
nwarom.,.........
CONFIDENTIAL
EFT,00132723
EFTA01274860

Important information about your statement
U3S Fruncial Services Pc. (the Firm or UBS antacid sent yOu the tit statement on which the arc( or Corporation (9PC), Windt protects le0SlieS acta-MS ol • Wooten Cuneneincome: hveslmentS seekng the
Strokes), is a merrber of all principal acuity, commodity problem spend. its renters up to $500,000 (Wks:ling 1250,003kr generation ol income only.
and optiro exchanges, UPS Financial Semler, and LES - hoOde your rare ad accord nester Of any) dains for easli, The Slit asset protection limits apply to • Aches Cape.,a pprecration. Inwornents seeing
Bank USA re Odied salmi:Janes of UPS AG and - Decoke We Omer or tie trawler you revere all scants that you hoed h a panoply tawdry. ?ash of principalrather than the gerersakn of
athhaes of U35 Starnes LLC. The Fiat's frame' about, and eplain as <kr& as you tin shy you the Finn, togetee vide certainaffiliates, ha abo income.
statement k available upon rearm. The Font exeorbe believe t is an error a why you need mote purchased appkonenta protection. The natirnan • Produce Consbauten of Worse and Capital
off kes are a. inkmatith. amount payabb to et Sgible Minot coirclink u-det Appreoitton. freestones seeking both tlx general
- Pon:dethe dolor a-nant ot the suspected era. this erasion is SSOO maroon a of Decent.- 10, 2015. of income rd growth of irnopal.
UPSFine-pal SenteS Sebad to the poky ordelons ad limilation, cash a
1200 Harbor Boulevard The Firm or Card Issuer eel iseestiote your compaht the him is further protected fa up to $1.9 million n the Overall risk profiles
Weehawken, NJ 07086 and eel correct ry error promptly. For alleged woes woggle kr all your accounts held n a partkam • Consemnart. Seeks to maintain initial pri-cipal, with
rnolong UBS Vu debit cad tweed km, if we take egmity. A fir copy of thepoky wading is salable
I o T B f h f i S i s c i F S a i t l n a t a t s e n . m c d i e a x n l u S t r n e e r e p vi r n c e e b s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d m r a d ta e o s a f h y t o o u u ld m p yo a o u m r w a t 4 h c c a h o n a v r 1 d e 0 f t b h o u e r s t u h m s e e e s E o s M f d O a th y s e s c i m t t o y o d t n u e o t y h l l d i s i u k , r i w i n s e g in t w h e i e r ll r t c o i r n r e , e d s i o i t t that T uP he o n S I r P e C q u p e ro st t . e ction writhe supplemental protection r r d lo i a o f w S m t r m i i o s * e k n a o . a n r n s M d t h u v e o m l s a s t c i l a i a t n y n d to m t t d a h o y e e r s a o n t t o t r a t e r g a s e p n ° p e m r r a e t a e w t s i i e g th v n e B n k i a f rt
rot be relied was II you belies thee is an ma a takes us to complete our mestgation. both do not apply to
B om ra i n s9 d O , l n ia p n l a ea c s s e n r o e f p t o h r e t i o t f i f m ic m e e s d e i r a v t in e g ly y n o u w a ru cc n o g u t n o t. t he Please mire all checks payele to the Fern or the • y C o e u l r a a n cc f o in u a n n t c v ia al l u a e s ) s b et u s t c h o e nt l r l o a l w le a d y b f y ro (e m n d U P rc S i F a i t n e a d nc n ia l • M to o le d r e a r t a e t s e o . m W e i l s lin ta g l to k y ac t c o e s p e t e s k a h n i e gh li e p r s r t e o tu p rn ir s k . loti and
fitnwl inatutith in:listed on he front of the Services (e.g., certain( cash at UBS Bat L6.5., 00 • Aggnsatte: riding to accept high n* to pampa and
Allhaep al fiyares shown re Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.aanrhes, (4 insurisoe croaks high Skit lily ID sear highreturns oar time.
statement oat *cub not be wed fa to purposes Rely may be abject to maflenn. tan, amps for lite including visa:bat annuities, and (id dorm of 'WIWI • M.i ts umer Etgialitt Consederation:t Olift•d, a
solok on yeasend tax forms. ge , Form 1099. 5498, parent kr securities purchases and throes kr unpaid funds whore such shags re registered dosed n the portion of the portfolio for flat account may ixisle
10425, etc ) when prepamg your lax return. The Fim 5 amass n cash accosts. Accounts that at transferred name of the account hobs on tie bodes ad records complex strategic, tented lisicity and Teeter
required by law to reran to the IRS enterable chadenca to other Ontario's may be subject to a transier fee. of the applicable Muer a transfer agent).
mportabb noritaxible data:kind and stable illerest • Certain nwsb-nent contracts a iniesiment interests
end on steaks, held rims scant net stone UBS Sweep OFAions (e.g.. limited partnerships ad piste placerronts) that Statement •hestetheldier
on see breadO re, ad eon basis:neaten catered LES offers options for among cash bathes balances an nal registered airier the Securities Act of 1933; We may ccesordale all related account statements with
mantis to bale deposits at UM Brie USA and LEG AG Starrikrd and the same adiess in the sane emetve, e.g. because
tooth (Birk Sweep Proopor4 money make mutual • Commodities Orita14/15 (e.g, foreign exchange and they have Owners who ata) maintain pal account
Czatletellealleall with the than lads (Money Fuca) and the interrutionel Depose Foto:usmetal contracts), 'Magog futures contacts reklaahips well other class a the sins address. If
• Pleasremain, so oral correstheations in wring Award (Dlipor c mimeos with an IntanitiOnal std commodity option contracts. you Feeler to went indurchal statements marled is
to further protect your rigors. induCring your rites Roan tlanagernern Accost Though the Bak The SIPC promo On and the supplemental protect:endo separate encloses, you mat decline hoer,eholdng by
ender the Skates Investor Protection AO (SEAR Sweep Programs, cash balms we swept to LESBank not apply so these assets own if they otherwise appear calling year financial Achtor
• II the Metal institution cn the top let of toe has USA to to an estabished knit and then to UPS AG on you statements. The SEC protection ad the
of this stamen snot CBS F natal Strokes, LES Stanford Branch. or e Money Fund. Deposits at alas 549brnental protection cb not protect against changes Friendly soma name
Fa-andel Smits carries yea moat es dewing Bank USA an FDIC insured in sceorda-ce with FCC in the market vela of par interments (whether as The Fro-di/ aacu4 name is a custom:We 'minima'
broker by arregemint wth the rokated insieution Mos. Formore Manation please Mit wwwidic rt. result of market movement. ismue ba-kruptcy or chosen der you to assist you with your recordteePro
We informed you of this relatOnShia when you Deposes at LEG AG StamfordBra& ad shares of othenake) has no legal effect on your account You can change
opened this axon. h the cast your leant and MoneyFadsare rot nosed by the FDIC. More irtonnaton is astable won request. rat itiend9 WcOull names., through Online Services
spates tre located a LOS financial Services and rot You TV 'Man more inionnation about SIK, encludo9 by cantata-9 your Financial Adam.
the isodecig brokers and you mist make a reptet Through t DA, asilable to oath balances av swept to the SIPC Brodat by contacting SIPC at 202371.8300
of any ma or omission to bah firms As described in depose scants al UBS AG New Yak Branch and LEG or by visiting the SIPC ivethee of smears, Account overview
the account agreements, you must dotty IA Otani AG Carron Ranch Toy deposits are not reured by pun • Value of est acrountrponYolo. Net of assets and
errors or fraud Mabry chedcs reflected on your he FCC. Balances held at the 1185 AG Cayman Brandi Dividend Reimestment Program
stateroom wean 30 din alter d was mailed or made ale temparty reposed to the sotereign ere of the the prir reflected is an ast .s.y trice. You may Stan • A ne Incbdies amid* cash balances, slues fa
available. Alinements shall be deemed earplet• Cayman dads, and there is no guitars* or other the actual price horn yrs Four-Oa Advises. Graf *hoe restrkted security (ist ), and Global Tim not
and accurate n all other respect if not objected to n obligation of UBS AG to repay We banes while fh e shares are purchased under DRW; patial rims wit be urea marks to maker, and certain assets not held
*nag within 60 dory. LEG Cayman's Brach's books. soli ad the cash MS be deposited in your account The by the Fim. Does rot include unpriad seositiePassets
• Please deed ouRomer complaints or nathes to the cividerd reinvestment pace applied by the Sirs may at the end of the OW and cumin statement penods, or
PMI's C lent fletstram (*oatmeal at 201.352.1699 Deposes et LEG Bale USA and each UPS AG Branch are 61I er from the maket pace at winch the partial shire. poste Mesements. avested stock options and
a toilet* fa 903.3M-9103, 8'03 A.M. to 6A0 P.M not protected by SIK. Monet Fund chres are protected re sold earcsable shy* options
FT Monday through Friday, or in ailing to1.185 by SIPC. See 'LES Financial Services Account Protection' • Lababies. Includes debit balances, cutstarding margin
Financial Services Ix., Client Relations Department, bedew. Cesteivlieu bans, credit lire, account balances.
P.O. Box 766 Union Cy, NJ 07037. Cnhvhole ores may be held n yak =cur If you ay • Catheinoney balances. Total of uniniested amiable
• In cite of errors or gantiorn about an electronic Ups your request, bahres in the Bar* Sweep entitled to a petal ail a a nesuk ol a daderd payment cash balances, plus deposit telexes al UPS Bank USA,
kinds transhr Olt bit pear a UPS Votokbit Program or DA may be onthdrawn and sans of a or OtetWile, the Film MI Sher sell pedal ans at LES AG U.S Branches end mom mirket mutual fund
card transactions, call $90762-1008 or wit. to UBS Money Fad may be lisidated, ad the proceeds marlin poke a accept an /Mara detennined by a sweep Waren, at the cbse of tie strayed ;Mod
Financial Semites Ix., 1000 barter B14, Sth floor. returned to you or your seosities accost regiaered clestrg agency, at credit you accars. Mtn-tarn:6w free ask telexes in sou' account are
Weehawken. NI 07086, Attre ITIASBCA Sakes. rot secogaled from other balances and the Finm ai
Father a-A:mason about available sweep optcrn, Investment objectives 1M:fly of these lads in the ordnay tours of is
Cal or Mtge as soon 'nye:wean, dams/Irk yea nclidog cures interest rates and SU S 5 available at The rimmed objectives and risk profile are spec it to Seines These funds srr e payable nomyour dared.
cistern's a receipt is song or if you need more wmvubscordstreeprekk from your F nancal Advisor each account and meo iery between yak accounts This total is included in We arrant period closing Vibe
Momatith Scut a transfer on the statement or a by oiling KO-762-1000. Please else the Firm moony in wining of ay
receipt. The Firm or Card Mar (as splicable)mal smoticant change inr at fn a-vial sikation or tending information
her from you no In thin CO days slier the Finn U Th N e P F i i m na v n . c a i a m l S o e s m to i r te d s f s th t e a X i . n -. o p n r n o e t e n c t t r i i o o n r Prorwrinn i c n h v o e o s s tm e a en * t c o l f a t s h s e e fo s l lo F w or i n e a in c n h -t s o c n a n n a t c h b e j l e d c , t y iv o r u t F a o n r d c d le i a s t b ed a i r n s fo r r e m fe a r ti o to n y a o n u t . h C e l i F e i n rm t R 's e k la r t d io in ns g h p ip ra ctices
SDNY_GM_00022104
CONFIDENTIAL
EFTA_00132724
EFTA01274861

Important information about your statement (comelier)
Aratenent or ACCOLal AgfN ati and the General - We taw* tae he closing price when swathe or liquid and own al they tan be sold, he peke — h edition to tornrnissists received n connection
Tams ad Conditions U3S Sternum of Credit Practices Ow mean of the bid rd ask price, for hued received may be by than to per there estimated with the sale or detrbution d arruey contract
hobble in Agmements andO W/surer at stashes and option; a only bid prices for OTC value provided n the score statement, and knit investment but 'rah tooter clients, we
Bmia antrwlarearinrerechw ape,. searbes. anda our affiliate recta* revenue sharp
- Less Kenai traded securities may be priced using a . Restricted securities. Restrcted searities generaltr compensate:en frommany of the instance
YONM ee nu:gust:a model a the moss recent price we we not (wren, Higbee for public tale. UBS Financial companies undenWeig the amity contracts,
Your statement itemizes securities end other mots held tbeaned and may not reflect en actual make prise Smite: urn to make' price d the weettricted stork &Rates of he Minna carpal:a or eponsors of
hew actual at the end of he statement period. You a mere of the sane issue( as an inputed value for he tie ant irrrestmmt tuts we distrioute.
may ask for debeery d hid paid sallies at aG time. - Certainpositions may appear wilkoi a price and restncted stock Poroorpmes aegis statement orgy To - Our *Wain also recta, trading cormssions ad
You may receive secu6ties vied as loan collateral after will twee spice was nol avtlatee• it we we the extent tut reclined startles are elgble la sale, oter conGensinonfran mutual funds and
paying any balance cis an them. Arry securities triable to obtan a price fora meaty the value received may be stbstarnialy less nal the rent: companies whose products we &rites..
transketed to the Firm dah; the statement pernid ale - Deposita a securities denominated betimes-cies imputed who town - We receive an anal fee from UBS Bat. USA and
liedat market vies a5 of the end of the Paternal *ter than U.S dollie are reflected at the 'whinge LER AG Stanford Rand, el SO 10 $25 per accuse
period. rate as of the taterneM date. • Est festinated) income. amen yields and rates. sweeping so the barks under the UBS Bank Sweep
• Cost bale. In detenining he cost basis of tie - fcr certain searbes rading n non-conformrg M eni ui. of amual income is based on Current Program.
securities included in this statement, where indicated denornenstionk puce and catinlay (lace eves) may &Wird ad interest rates, assenting rw seosites will
wih the number " I, • WS F nencial Services has relied haw been Aimed to 1a nal* reps veluatian be held for as. yea from statement date or until Activity
on information eb1rined from sources other than 1.85 To obtain arrent quetatiorg, when amiable, contact maturity This Mina So* a gudolne; accuracy Irkemat:nregardngtonmksisne and other charges
Financial Semites. including information ken another yawFanjet Advisor. ad continued income are not guaarrteed inured I, connecter' wth he execute:a of trades,
Urn a that sumer have provided to you Nutria' - Estimated /mat insane and current yield for &lading option transactions ha been incbactd on
Adam The Film does not irdeperantly verty • Private Irwesernents and struceared pica certain tses of leashes rad rickele a return of cordMai:re prevousy !writhed to you, and null be
swam* the actseacy a vaklity dry Hone ation Private nvestmont worths (reLdig drect priacipal or capital gains in which case the est provided to ?supra-P80y on request.
provided by Watt OW than UKPiuncial Seneca, pankipatirn program and real estate invesenwnt trust income (a-d curiae yell would be overstated,
h xtrfetiza although UPS liwittal Services general& stashes) and structred ruins are generaltr highly - Estimated areal tram and anent yield and the Short selling
Le:dates this alternate:a as it is receeved the hem dispid. Celan sett-tend west have not been actual iron* andyield mete be lawer a higher you ate engaged in short selleg a w.untr, you may
does not provide any Amu:axes the he illennalian registered with the Securities and Lxduge than the atinatedaribrall. ins a chary die to casein tonowtrg costs for that
seder 'Cost bate^ ad *Unrealized gar/ lose is Commission or under any slate secure:raw rite - An mein** of arcualeed income (desklend sneer particulate:say.
accurate as of the date of fhb statement. As such amide emanated vakies foe private investment interest) divided by the current mania
please do not read on the nfarnation to make searites ad structured products for rdamatirul valsraverage balance is based an the titt dividend Open orders
puthase or sale decisions fa tax puposes a purposes any. !Kong Bret guaanteed. or interest ptriment mode by the sisuer and Regarding open or • grotilkancelled' orders hat
otherwise. Accounts teanderred to be Fan may - These rases may differ tbstawisey from pekes il anaineS fat sectreetdemses will be held for me were not executed by the statenwn date, open buy and
mein gpil loss atamatirn only for to period al any. at which a prirte nvestrneril year from the statement date or until matweiy. set slop orders are reduced by the mount of ditched,
tine they we held at the firm More historical structured product maybe bought or sold and do Accuracy and continued nal se not guaranteed or rktitscn an ex-dividends a enntils date unless
internat.:a can be xlied by you' Frianciat Matta. rot necesszti8 ref:retail the vats you may recent rernxted otherwise by you. You are responsbk for
sport licwidatirk • Assets not held bytes Financial Services. Certah orders Batare executed ds toyer failure to cancel
• Unrealised gas/loss Yeh en delta is awilabk, - Third party estmetes of vets are as oleoresin [Celt se rot held by the Fran rano wean the *rising open orders.
ouinated irmaired guinellown are cardend 1tr date ad an suppled to UBS Ionia Services on a Fern's cowmen or control. These mats we
retrialial swishy lots. The transaction data for reglar basis by an independent volution firm. displayed on loos statement for informational Priem
ingtvilial lots may or may not raga ammeters. - Ram general panne- or sponsor estimated values. purposes oily Positions and values presented re To obtain a copy d dr current Client PrivacyNage.
rZarida security reagent:alga events el any, are swathed to the Fenn by the *suer, provided by de nsu'rg fern. UBS Financial sseerrvyi ces please contact you F nanoal Achiste a von our welnit
cl and otter reinvestmene lob awl systematk genwal partner or spornor and may be tabulated not retporeyble for dot information and does not at maw oar ram/eaatnartirer
pircheee lea are each combined to dishy one bawd an deferent information fran that used by guarantee es scanty. These assets are not protected
averaged lot The 'Traie date' coLenn presents the third parties to derive their 'deflated values. by SliC or to Fern's SlipPlernental9PC coverage. UEG Fine-rid Services a not a bark The WA Business
aging transaction trade date. - You can obtain additorel information regardtg Services Account 854 and IRMA are tetkerage accounts
the methodology rated to determine the estimate of • Revenue sharing end additional compunsatim. ankh provide access so banking services and products
• CMIable securities Bonds and p-efeend stock that value ad the dale of the Hamblinthat is the — In addilitn to commissions on saw and 12b.1 lees tem* alangernallt wth at1 R ated brass ad other
M Moor cols for •A'8 mien:4m will be selected basis fa the etimate by contacting your f Conceal received n careetern with be distribution et 1bn:foamy bares, and provides acts to trensa-ce and
naPrnifikr by la Iron ama-ci all manes of fiat Advisor rrulual fads to ow dents we ands our AGSM rote products trued by unaffiliated thicl-party
Bate held in our nameor in nominee none for as - Thirdparty eslmaed vales may be reflected as receive revenue toiling Payments from distributors risura-ce canoe-es through insurance agency
<lents. Call teakse nternutian is obtained from third 'Not priced in several stuatians Mien an ardoe adnisas of thenatal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and its accuracy is not garanteed. Other tall I-dependent valuation fim has not sr.Pleda it Thew arnx.nts are based on two tWerwe
fornees may emt which rub Mod yell canpiele cable to assign a vats wfur. we become snare corrpononts (t the mown of calf, by UBS of a lwasmert inura-ce. and a-mayproducts
inkernatian end be treaded upon request that a material event has tarred that may call a particular mutual fund I amiU to our clients and 8) Nat 10K Mitred • No bank quaantew May bee value
prewousey repaled value rep question, or when a the stet value of a particular mutual fund fami83
• Certificates of deposit (ON). CDs are FDIC awed vakie would be highly speculate...due to he nature tares held a he Urn RMA. Resource Management Arm .it Business Services
wee 52!4W0 in principal and Untied lateen per tt the sweaty. — We and as all Atte ako receive flanking and Amount BSA, IRMA and intonational Resource
depot:tor ant per depository inottuixt accordance - When neither an ester, general partner or wonsor crabs processing fees n corm:location for Management Amore aw registered service maks of
wit FDIC nAes estimated value nor a thed-paly estimated was is transfer agent WYS E, that we rovcie to the 1.85 nancia Sakes Inc
peninded, the vela of the sturdy will be delkeren1 rrutal lent These fees generally are pad from
• Price/value Pates divplayei fo r secuntes and other Iran its ouches* price. investor asses n the resnua 'turd and matted WS Signalise e a registered service murk of Visa
cactus may be higher or lower than he price that - • Distributions to daft' may include tarn of dolls amount based on the nutter of accounts at Memel rut 1.65 visa Signets* credit cads and IBS
you would artualy receive in the muds. Rica av capital income orboth. the broker-dealer holing mutual funds of that fund Vera daze cards are issued by UBS USA with
obtained from various hid pat sources whit' we - 'Original unit size' represents he initial offering family Paragon from Visa USA bcorpteated.
teethe to be relable, but we do not guarantee thek price per snit and may not reflect you cop bast.
actursy. - DIP and whiled REST swishes are rot listed on a UM Pi/uncial Services lee Rev 201604
national securities exchange, and ave gennaly
SDNY_GM_00022105
CONFIDENTIAL
EF1'A_00132725
EFTA01274862

1.1135 Financial Services Mc-
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
CNP700563333170616 Nr1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name GHISLANE MAXWELL.
Friendly account name: Indiv V49920008
Account number.
Your Nnancial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourcetine at 800-RMA-1000, on July 29(51 on August 31 (5)
account-
Your assets 887,525.14 869,588.68
%Stour websIte: Your liabilities 0.00 0.00
www.ubscorNfinancialservices
Value of your account 5887,525.14 5869,588.68
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 51,010341.52
1 Thousands
1,469.5 Net deposits end
withdrawals 4210,109.13
Vol ilveStrOSet return
Dindendard
interest income 528,833.11
Change in
markot value 540,523 18
Value of your account
on Aug 31. 2016 $869.51111.68
Dec 2014 0t(2015 2016 AUQ 2016
SDNY GM 00022106
Momber SIPC CNP70001005633017 SW1000197t9S 00003 0316 030575004 000000 Peg* 1 of 12
CONFIDENTIAL
EFTA_OOl 32726
EFTA01274863

SUBS
UBS Strategic Advisor Account name: GHISLAINF ' • ' • C. _ Your Nnancial Advisor.
Friendly account name:I iv 1/49c.: SCOTT STACK MANLYLE CASRIEL
August 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
. Cash and money balances may include
A Cash and money balances 2,410.86 028% Your current asset allocation
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $869,588.68 100.00%
C
Value of your account $869,588.68
Eye on the markets
Percentage change
Index August 2016 year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 801%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
OW 70003005633BI 8 NP7000197198 00003 Oat 6 0305750O4 03CitlitlY_GM_00020WP 2 of 12
CONFIDENTIAL
EFTA 00132727
EFTA01274864

SUBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your II nandal Advisor:
Friendly account name:Indiv Vagg2C008 SCOTT STACKMAN/LYLE CASRIEL
August 2016
Account number.
Change in the value of your account Summary of gains and losses
Yaws reported below exclude products for which gam and losses ate not classified.
August 2016(3) Year to date (I)
Realized gains and losses Unrealized
Opening account value $887,525.14 $1,010,341.52
August 2016(5) Year to date (I) gains and losses (d)
Withdrawals and fees,
including investments transferred Long term 0.00 -14,824.77 69,212.81
out -738.25 -210,109.13
Cash activity summary
Dividend and interest income 2,466.94 28,833.11
Change in market value -19,665.15 40,523.18
See Account &Wiry this month (of deta Is. Balances in your Sweep 00ti OM are indudedin the cooing and
CICeing balances race. FDIC insuence &pellet only to cowls a UBS sank USA, not to depots at U8S AG.
Closing account value $869,588.68 $869,588.68
Siarritord Ranch or bank deposits paced throult the 085 Internaiond Depose Account pagan SIPC
protection applies to money market sweep lurid no:dregs but rot oam deposits. See important inlormation
about your detenent on the last two pages& this document for Wins.
Dividend and interest income earned
August 2016 (1) Year to date 3)
Opening balances $682.17 $0.00
For purposes of this statement, taratilty of interest and drrldend Income has been determined ban a US
tat repaving OMPOCtiff. Bared upon the residence of the account holder. recount type, or product type. Additions
some interest armlet <Mcleod payments may rot be subject to United States (U5) ands( Pliff0 Rico (PR)
Income tares. The dent monthly Paean is not Intended to be used and armor be feted upon for tar Dividend and interest income 2,466.94 28,833.11
purposes. Clients should refer to the wattle tar reporting fan they recent from UBSannuay. such as
the romps 1099 and the Foals 480. for tar reporting informabort it Is the practise of U85 to file the Proceeds from investment transactions 0.00 183,964.28
soubrette I& reporting toms with the us Wend revenue SeMce and PR Treasury Otparorent. ad in
such forms accurately classify closdends anil cc Interest a tar exempt or tea Income. Please consult your Total additions $2,466.94 $212,797.39
inthidual tar prepare,.
Subtractions
August 201601 Year to date (S)
Professional management fees and
Taxable dividends 2,466.94 28,832.57 related services 0.00 -4,591.14
Taxable interest 0.00 0.30 Other fees -56.08 -650.36
Total current year $2,466.94 $28,832.87 Other funds debited -682.17 -204,867.63
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 0.00 -277.40
Total dividend & interest $2,466.94 $28,833.11
Total subtractions -$738.25 -$210,386.53
Net cash flow $1,728.69 $2,410.86
dosing balances $2,410.86 $2,410.86
SONY GM 00022108
0,70300005633er 9 NrrOCOIVI98 00003 0816 030575004 000000 Page 3 of 12
CONFIDENTIAL
EFTA_00132728
EFTA01274865

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandel Advisor:
friendly account name:I iv. VA SCOTT STACK MANLYLE CASRIEL
August 2016 Account number.
Withholdings and tax summary
August 2016 (1) Year to date (S)
Foreign taxes pad 000 -2,221.69
UBS Bank USA Deposit Account APY
Interest period Jul 8 - Aug 4
Opening UBS Bank USA Deposit balance Jul 8 b1,157.78
Closing UBS Bank USA Deposit balance Aug 4 $1,043.08
Number of days in interest period 28
Average daily balance $.1,075.68
Interest earned 80. 00
Annual percentage yield earned 000%
Your investment objectives:
You haw• identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Franco! Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information shoot your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibility consideratrin None setected
Your account instructions
• Your account cost bask default closing method is FIFO, First In, First Out
CNP7C008005633820NP70C0I97I95100003 0506 030575004 Wigt&YGM00022/ler 4 of I2
CONFIDENTIAL
EFTA_00 132729
EFTA01274866

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pinandal Advisor:
*UBS Friendly account name: 'oche vagg2<»28 SCOTT STACK klANLYLE CASRIEL
August 2016 Account number.
Your assets
Some PnCes, income and current vaues Shown may be approximak. ASS itstm, gam armduppes May 031
be Excuralely refkcled. See anp onant inaosanabon aboor your slalemenr a the endor INS document 10,
role intomanon.
Cash
Cash
and money balances
Casts and money balances may Ind scle avalale cash balances, UBS Bank USA COret aCCOunt balances,
UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC rainn toll< tbk limits, but ale not
protected by 54PX 1185 AG Stanford Branc h deposit account banes an not insured by FDIC and ate not
protected by SIFt Money market sweep batances are prolectea by SEC but are not insured by the FDIC.
Ste the Important information about Javar statement at the end of this document for detaih about those
balances.
Openngbtlecue Cloungtulerxe Pnce per :haze Average Dr:WendInterest Oafs in
Picking on Aug 1 (1) on Aug 31 (1) on Aug 31 (1) rato period period CupAmu/II (I)
Cash -1000 0.00
ISSE1ANK USA DEP ACCT 692 17 7,41086 250.000 00
Total 5682.17 52A10.56
Equities
Common stock
Purchase pied
Trade Punter Average price Puce Per Share Value on unrealized kicking
wiring date of shares per share (S) COVI basis (S) CM Aug 31 (5) Aug 31(1) gain or loss (1) period
ASTRAZENECA PLC SPON ACR
Symbol. AZN Exchange: NYSE
EAI: 11,000 Current yield: 4.18°6 Jan 29,13 420.000 25.065 10,527 30 32.810 13,780.20 3252.90 LT
Apr 22, 13 170.003 25 667 4,363 53 32.810 5,577 70 1214.17 LT
.1t4 12,13 140.000 24.720 3,460.92 32810 4,593.40 1,132.48 LT
Security total 730.000 25 139 18351 75 23.951 30 5,599.55
BAE SYSTEMS PLC SPON ADR
Symbol. BAESY Exchange: OTC
EAI: 11,125 Current yield: 3.98°/0 lan 29,13 1,000 003 22.160 22,160 00 28.285 28285 00 6,125.00 LT
BHP 81LUTON LTD SPON ADR
Symbol. BHP Exchange. NYSE
EAI: 1261 Current yield 2.00% :Ian 29,13 320.003 78.520 25,126.50 30.000 9,600.00 -15,526.50 LT
contanbed next page
SDNY GM 00022110
Chle70303305633821 NP7000197199 00033 0816 030575004 cocoon Page S of 12
CONFIDENTIAL
EFTA_00132730
EFTA01274867

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nodal Advisor
Friendly account name:Indiy V49920308 SCOTT STACK MANLYLE CASRIEL
August 2016 Account number:
Your assets • Equities . Common stock (continued)
Purchase pricer
riacR I.urMer Average price Puce per share Value on Unrealized Hieing
Hcidng date of glare: pet share la) Con befit (SI an Aug 31 (I) Aug 31 (I) gin or loss (t) Pried
Apr 22.13 30.003 63 865 1,915 95 30.000 900.00 -1,015.95 LT
Jul 12.13 85 000 61 CO2 5,185 23 30.000 2,55000 -2.635.23 LT
087
Security total 435.000 74 32,227 68 13,050 00 •19,177.68
CEUTSCHE TELEKOM AG DE SPCA!
ADR
Symbol. DTEGY Exchange. OTC
(Al: 42.536 Current yield. 3.55% Sep 16, 13 1,275.000 13387 17,059 45 16.710 21,305 25 4235.80 LT
Sep 17, 13 1,150.000 13359 15362.85 16.710 1921650 3,853.65 LT
Sep 18, 13 990.000 13393 13259 17 16.710 16,542 90 3,283.73 LT
Oct 10, 13 855 030 15.481 13,236 68 16.710 14,287.05 1,050.37 LT
Security total 4270 000 13801 58,928 15 71351 70 12,423.55
CEUTSC)£ POST AG SPON ADR
Symbol. DPSGY Exchange. OTC
(Al: 4930 Current yield 2.94% ran 29,13 280.000 23.900 6,692.00 31.685 8,871.80 2,179.80 LT
Apr 22, 13 720.000 22.581 16258 75 31.685 22,813 20 6554.45 LT
Security total 1,080.003 22.951 22,950.75 31.685 00 8,734.25
ENGIE SPON ADR
Symbol- ENG1Y Exchange, OTC
(Al: 41.352 Current yield: 5.62% Jan 29,13 240.000 20.779 4,986.98 16.030 3,847.20 -1,139.78 LT
Apr 22.13 380.003 20.919 7,949.37 16.030 6,091.40 -1,857.97 LT
Jul 12,13 215 003 20.144 4,330.97 16.030 3,44645 .884.52 LT
Aug 21, 13 285.003 22200 6,327.10 16.030 4,568.55 -1,758.55 LT
Aug 22, 13 leo.coo 22.508 3,151 20 16.030 2,244 20 -907.00 LT
Aug 23, 13 240.000 22.418 5,380 51 16.030 3,847.20 -1,533.31 LT
Security total 1,500000 21.417 32,126.13 24,045.00 -8,081.13
&MO
SMM-1FLINE PLC ADR
Symbol: GSK Exchange. NYSE
(Al: 31,125 Current yield. 5.03% Feb 13, 13 150.00Z) 45.645 6,846 78 43.460 6,519.00 -327.78 LT
Apr 22, 13 245.803 50.630 12,404 47 43.460 10,647 70 -1,756.77 LT
Jul 12,13 120.003 52.904 6,34848 43.460 5,215.20 -1,133.28 LT
515.000 49.708
Security total 25,599.73 22,381.90 -3,217.83
continued next page
CHP7C0C0305633822 W7080197198 00003 8816 030575004 COMOLY_GM_00022Pir 6 2
CONFIDENTIAL
EFTA (10132731
EFTA01274868

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor:
UBS Friendly account name:Indy., V49920008 SCOTT STACKMAMLYLE CASRIEL
August 2016 Account number
Your assets Equities . Common stock lconbnued)
rural* Ord
Trade Witte Average pike Price per snare Whit on unredlied tiddng
Hddng date of sham per share ($) Cost basis (0 on Aug31 (5) Aug31 (S) gain of loss (5) period
IMPERIAL BRANDS PLC SPON ADR
Symbol: IM88Y Exchange, OTC
EAI: $2,132 Current yield: 3.96% Apr25,13 120.000 35.445 4,253.51 52.293 6274.80 2,021.29 LT
Apr 26, 13 750.003 35396 26,547.34 52.290 39,217.50 12,670.16 LT
Jul 12,13 160.600 34.187 5,470.00 52.290 8,366.40 2,89640 LT
Security total 1,030.000 35 214 36,270 85 53,858 70 17,587.85
MN GROUP LID SPON ADE
Symbol: MTNOY Exchange:OTC
EAI: 51,164 Current yield: 7.21% Jan 29,13 1.025 000 19.580 20,069.50 8.115 8317.88 -11,751.62 LT
Apr 22, 13 590.000 17390 10260.10 8.115 4,787.85 -5,472.25 LT
Jul 12, 13 375.000 19219 7,207.31 8.115 3,043.13 -4,164.18 LT
Security total 1,990.000 18,863 37,536 91 16,148.85 -21,388.05
NIPPON TELEG & TEL CORP SPON
ADR
Symbol: N17 Exchange NYSE
EAI: $1,949 Current yield: 2.00% Jul 22,13 1,700.000 26.445 44,957.18 44.080 74,936 00 29,978.82 LT
Aug 6,13 510.000 26309 13,417.69 44.080 22,480.80 9,063.11 LT
Security total 2210.000 26.414 58374.87 97.416 80 39,041.93
NOVART1S AG SPON ADR
Symbol. NVS Exchange: NYSE
EAI: $2,245 Current yield: 2.92% Jan 29,13 590.000 67.877 40,047.61 78.770 46,474.30 60426.69 LT
Apr 22. 13 240.000 72.512 17,403.02 78.770 18,904.80 1,501.78 LT
Jul 12, 13 145.000 73.450 10,650.38 78.770 11,421.65 771.27 LT
Security total 975.000 63847 68,101.01 76,800.75 8.699.74
ORKLA MA A 516 SPON ADR
Symbol. ORKLY Exchange: OTC
EAI: $967 Current yield 2.59% Jan 21,14 710.000 8.052 5,717.56 9.075 6,443.25 725.69 LT
Jan 22,14 220.000 8.190 1,801 84 9,075 1,956 50 194.66 LT
Jan 23,14 315.000 8282 2,608.92 9.075 2,858.62 249.70 LT
Jan 24,14 185.000 8.147 1,507.25 9.075 1,678.87 171.62 LT
Jan 27,14 135.000 8.019 1,082 58 9.075 1225.12 142.54 LT
Jan 28,14 265.000 8.045 2,132.08 9.075 2,404.87 272.79 LT
Jan 29, l4 390.000 7 991 3,116 53 9.075 3,539.25 422.72 LT
SDNY Ge6g6W1antpage
CsiP70oCe005633873 NP7000197198 00003 0316 030575004 000000 Pogo 7 of 12
CONFIDENTIAL
EFTA_00 132732
EFTA01274869

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignandol Advisor:
Friendly account name: Incliv V49920008 SCOTT STACK MAIsYLYLE CASRIEL
August 201 6 Account number.
Your assets Equities . Common stock (continued)
Purchase pied
Trade Marine Average price Price per share Vdue on Unrealized Hddng
Wit:Mg date of therm per share (I) Cott basis (S) on Aug 31 (I) Aug 31 (S) gain or loss (4) period
Jan 30,14 245.000 7.849 1,923.23 9.075 2223.37 300.14 LT
Jan 31,14 260.000 7.878 2,048.46 9.075 2359.50 311.04 LT
Feb 3, 14 185.000 7.794 1,441.96 9.075 1,67887 236.91 LT
Feb 4, 14 235.0O3 7.671 1,802.69 9.075 2,132.62 329.93 LT
Feb5, 14 245.000 7.727 1,893.29 9.075 2,223.37 330.08 LT
Feb 6, 14 165.000 7.561 1247.70 9.075 1,497.37 249.67 LT
Feb7,14 310.000 7.528 2333.87 9.075 2,813.25 479.38 LT
Feb 10, 14 250.000 7.609 1,902.25 9,075 2268.75 366.50 LT
Security total 4,115.000 7.913 32,560.21 37343.62 4,783.37
PT. TELEKOMUNIKASI INDONESIA
SPON ADR
Symbol: ILK Exchange: NYSE
EAI: 4662 Current yield 1.54% Jan 29,13 690.000 39.442 27215.25 62.290 42.980.10 15,764.85 LT
RECK riT BENCKISER PLC SPON ADR
Symbol: RBGLY Exchange: OTC
EAI: 11,381 Current yield: 1.98% Jan 29,13 2,590.000 13.187 34,156.85 19.655 50,906.45 16,749.60 LT
Apr 22, 13 510.000 13.966 7,12167 19.655 10,024.05 2,901.38 LT
Jul 12,13 440.000 13.938 6,132.99 19.655 8,648.20 2,515.21 LT
Security total 3,540.000 13.393 47,412.51 69,578.70 22,166.19
ROYAL DUTCH SHELL PLC CL A
SPON ADR
Symbol: ROS.A Exchange: NYSE
EAI: 186 Current yield: 6.51% 27.000 --This information was unavaiable--- 48.900 1,320 30
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CLB OR D SHS SPON
ADR
Symbol: RDS.B Exchange: NYSE
EAI: 41,504 Current yield: 7.27% Jan29,13 185.000 74.585 13,798 31 51.693 9,562.65 -4,235.66 LT
Apr 22, 13 215.000 652356 14,159.06 51.690 11,113.35 -3,045.71 LT
Security total 400.000 69.893 27,957.37 20,676.00 -728137
AMENS A G SPON ADR
Symbol: 9EGY Exchange OTC
EAI: 11,404 anent yield. 2.35% Jan 29,13 250.000 110.110 27,527.50 119.575 29,893.75 236615 LT
Apr 22, 13 200.000 100.134 20,026.84 119.575 23,91500 3,88816 LT
continued next page
UW70008005433824 NP700019719800003 0816 030575004 C01051YGM000228.188 8 of 12
CONFIDENTIAL
EFTA_00 I 32733
EFTA01274870

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandal Advisor:
*UBS Friendly account name: Indio V49920008 SCOTT STACKMAJILYLE CASRIEL
August 2016 Amount number
assets Equities .
Your Common stock (continued)
Purchase priCtl
Trade Hunter Average pdce Pike per share Value on Wreaked Holdng
IrclOng date or shares per share (1) Cog basis (S) an Aug 31 (S) Aug 31 (S) On or loss (S) period
lli 12, 13 50.000 107256 5,362.83 119.575 5,978.75 615.92 LT
Security total 500.000 105.834 52,917.17 59,787.50 6,870.33
SINGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
(Al 42,167 Current yield: 4.17% Jan 29,13 1.060.000 28.260 29,955.60 29.470 31238.20 1282.60 LT
Apr 22, 13 440.003 29.820 13,121.15 29.470 12,966.80 •154.35 LT
Jul 12,13 265.000 30.551 8,096.17 29.470 7,809.55 -286.62 1.7
Security total 1,765.003 28.993 51,17192 52,014.55 841.63
STATOR. ASA SPON ADR
Symbol: STO Exchange NYSE
EAI: 4914 Current yield 4.03% Jan 29,13 610.000 26.533 16,185.31 15.650 9,546.50 -6,698.81 LT
Apr 22, 13 205.000 25.765 5281.88 15.650 3,208.25 -2,073.63 LT
Apr 22, 13 l70.003 23.274 3,956.72 15.650 2,660.50 -1,296.22 LT
Apr 22. 13 135.000 25.785 3,481.05 15.650 2,112.75 -1,368.30 LT
hi 12,13 330.000 21.423 7,069.66 15.650 5,164.50 -1,905.16 LT
Security total 1,450.000 24210 35,974,62 22,692.50 -1328212
TAIWAN SEMICONDUCTOR MFG CO
LTD ADR
Symbol: TSM Exchange: NYSE
EAI: 4624 Current yield 2.62% Jan 29,13 800.000 17.800 14,240.00 28.740 22,992.00 8,752.00 LT
Jul 12,13 30.000 18434 553.04 28.740 862.20 309.16 LT
Security total 830.000 17.823 14,793.04 23,854.20 9,061.16
LNILEVER NV N Y SHS NEW
NETHERLANDS SPON SPON ALP
Symbol. UN Exchange NYSE
EAI: $1.182 Current yield: 2.56% Jan 29,13 300.000 40.500 12,150.00 46.110 13,833.00 1,683.00 LT
Apr 22, 13 445.000 41 074 18,278 06 46.110 20,518 95 2,240.89 LT
Jul 12,13 255.000 41271 10,524.33 46.110 11,758.05 1,233.72 LT
Security total 1,000.E03 40.952 40,952.39 46,110.00 5,157.61
VODAFONE GROUP PLC WON ADR
Symbol: VOD Exchange: OTC
EAI: 11,570 Current yield: 4.93% Jan 29,13 796.294 50.164 39,94560 30.650 24.406.41 -15,539.19 LT
continued next page
SDNY GM 00022114
CHP700C6005633025 M700019708 000:0 OBI 6 030575004 000000 Page 9 of 12
CONFIDENTIAL
EFTA_00 I 32734
EFTA01274871

BS
*U U BS Strategic Advisor Account name: GNISLAINE MAXWELL Your Handal Advisor:
Friendly account name: Indiv V49920008 SCOTT STACK MANLYLE CASNEL
AuguST 201 6 Account number:
Your assets . Equities . Common stock (continued)
Purchase pried
Trade Marton Average price Price per stare Vdue on Unseal:en Holdng
Kiting date of than per than (I) Cott tat (S) en Aug 31 (I) Aug 31 (S) gain or loss (S) Period
Apr 22, 13 2.727 54.627 148.97 30.650 83.58 -65.39 LT
ill 12, 13 239.979 54 033 12,566 80 30.650 7,355 36 -5,617 44 LT
Security total 1,039.000 51.070 53,061 37 31,1345 35 -21216.02
Total 9796,644.68 9867,177.82 $69,212.81
Total estimated annual income: $28,280
Your total assets
Percentage Cost Stowed Unittlied
value on Aug 31 (S) your xcounl boss (II annual income (5) on °. lOSS (5)
Cash Cash and money balances 2,410.86 0.28% 2,410.86
Equities " ComiTIOn stock 867,177.82 99.72% 796,644.68 28,280.00 69,212.81
Total $869,588.68 100.00% $799,055.54 $28,280.00 $69,212.81
• Missing cost basis
Infamalico
Account activity this month
Date Activity Oescrtllon AntOunt (S)
Dividend and interest income
T4 Ns bit. d vtder Aug 3 Foreign VCOAFONE GROUP PLC SPON ADR PAID ON 1039 I ,063.86
Dvidend CUSP: 92857W308
Aug 24 Foreign SINGAPORE TELECOM LTD NEW 2006 SPON ADR PAID Ofg 1765 1,403.08
Cividend CIJSIP 829298304
Total taxable dividends $2,466.94
Total dividend and interest income $2.466.94
Ode Actitity Oescrption Amount (5)
Fees Aug 3 Fee VCOAFONE GROUP PLC SPON ADR -20.78
Aug 24 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR -35.30
Total fees 456.08
Date Description Amouil (S)
ACtholy
Other funds debited Aug 2 Transfer JOURNAL TO GHSLAINE MAXWELL -682.17
Total other funds debited -$682.17
CNP7C0C0009333826 NP70C0197I913 00033 %16 030575004 Wiftlf4Y_GM_0002t0195 10
of 12
CONFIDENTIAL
EFTA_00132735
EFTA01274872

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your if nandal Advisor:
*UBS Friendly account narne:Indiv V49920008 SCOTT STACK MAN/LYLE CASRIEL
August 2016 Account number.
Account activity this month
kontriued
Date Actnety Descfobon Amount
Money balance activities Jul 29 Balance forward 6692.17
Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OE 07/29/16 •10.00
Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/02/16 -682.17
Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.043.08
Aug 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 14.367.78
Aug 31 Closing UN Bank USA Deposit Account $2410.66
The UBS Bank USA DepOSit Account Is your primary sweep cpuon
SONY GM 00022116
CIIP7C009005633027 NMI:019719S 00003 OBl6 030575004 000000 Page 11 of 12
CONFIDENTIAL
EFTA 00132736
EFTA01274873

*UBS
Yournotes
c..exemamenramsemooxe me moramt ,4511N,,,a.x.et .., .
Enedsolem........
CONFIDENTIAL
EFT,00B2737
EFTA01274874

Important information about your statement
U35 Fiuncial Services no. (the km or UBS Finercial Sent yOu the int statement on which the era Or Corporation (WC), which protects Searles haa-MSOI • Prothro? Cunene income: hirestments seekng the
Sereket), is a member of all principal acuity, ccmrrodity problem *pond. its marten up to $920,000 (elf holing 5250,003 kr generation of income onth.
and options sehaues. UPS Fisancial Services and U135 - ProOde your rum. ad accord mats (4 any) dams for caste The Slit asset protection limit, anehr to • Amine CAS*,A ntoci:Woo. Investments seeing
Pack USA re i-niect subsidones of UPS AG and - Decal:* the MO Of the berme, you are inure at accost that you hold n a particula caucity. rah of principalrather than the generation of
athhaes of U3S Season LLC. The Finis bonoal about, end splain as ckath as you cal why you The F5m, together with certainaffiliates, has also ixome.
statement k available upon regxest The FOWS exeo-eire believe a is an env a why you need more parch/a d 04plenienehtprOteCtiOn. The nuriman • Produce Combaubbn of Wane and Capita
offices we a. nikenrvekti. amount payable 10 al eggiN• collecliteb u-der Appreaston. Ivesinents seeking both toe gentians
- Proiade the doles arrant ot the suspected era. this prat-ion is ZOO maroon r of Decent* 10, 2015. of iname and growth of repot
WSFinanced Stripes inc. Scbrct to the poky orditons ad lmi actions. cash
1200 Harbor Boulevard The Firm or Card Issuer vii hastigate you tcompeatt the km is further protected fo up to $1.9 million n the Osten ells profiles
Weehawken, NJ 07086 and wel correct my error promptly For alleged mots aggregate kr all your accounts held n a pateulm • Conservative Seeks to manta* Sit oncipal, with
U o T f h f S i i s c i F s a t h l a a t t t e a n d m c d i e a o n l o S t r e r e n r p v a i r c e i e l s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , e a rd t s a o e s f p h y t o o u u l ' d m y y a- o o n o u u o t r e t w h a t i i n h c ll g c a h o n U a v r B 1 d e S 0 f t b V h o u e r i s a t u h n s e e e d s & e o s b f W d i d a t y a c e s a l m t t d o y o t o & n ra u e t m t h y h i d a n s u d k , r e i w i n s n e g i s n , t w e i e f i e r l w l r t c o i e r n r e , t e d s a i o k i t t e th at T u ca h im p e a n S c r i l t e i y t q . u p A e ro s f t t u . e /I c c ti o o p n y a o d f t t h h e e p s o up k p y k w m a e d n i t n a g l p h ro s te a c la tio b n le n t lo h o w at r n m m th e a o a n r n s r d e t h t v u e o r n l a s t c i a c lt o d ' s to m t d t a h o y e e r s a o n c t o c b t o r g e rd e p n s p e n r r e a e t a e k w s i i o t g h w n I n Ik i a f rt
inflation.
r O o m t i b 9 e 9 0 re n l i p e l d e a s s p e a r , e p I o I r s t o i u t i b m a m n ed e ia t t h e e ly e n is m an it e ew s; e t r o a t he takes us to complete our anstignion. • b o C th e d n o a n n o f t r a a p n p c ly * t o as sets controlled by (and ectelad n • Moderate. Willing to accept scene risk to pircjoal and
Branch Manage of the office strong your account. Please mite all checks parble to the Fan or the your account value) but hell away from WSFine-cid tolerate some sotatfity to seek hirer returns,
Inoncial :mbar relcated on he than ot the Services (e.g., certain( cash at UBS Bat USA, 00 • Aggresses: Wiling to accept high evA to pnncpi and
Allhoser a fires shown are Mended to be accurate, statement In addition to regular acorn fees, accounts cash at Les AG U.S.banrhes, (4 Moine proixts, high ,old lily to seek high returns owe tiff*.
statement dataskukf not be wed fa to proposes Rely may be abject to maneenerya les, changes for We including valtble annuities, and 66 tires of inituil • /rhos iment EiOeSe Cootileration:I selected, a
sloth on yeatend tax forms. fie , Form 1099. 5498, parent kr securities purchases and charges kr unpaid lunch when such shags re registered divot& n the LOOM of the portfolio fo r that account may extrae
10425. etc ) when Drepamg your tax return. The Fim 5 arrares n cash accents. Accounts that at transferred name of the accord holier on tie books and records canplex sinters, Breed Hulick and rater
requiredby law to repos to he IRS all taxable dividends, to other instethrs may be subject to a Vander tee. of the applied* aster a transfer agent). volatiky.
mportakthe rontaubk obi:kind and waffle Merest • Certain mesh-nen contracts or inasiment interests
eared en securities held input ream nee stasis UK Sweep Options (e.g.. kneed partnerships ad private placements) het Statement •houroholainf
on say tramankra, a4 cost basis on certain crossed LIM offers options for sweeping cash batmen balances an real regitend order tw Socurkies Act of 1933; We may comordale all related account statements with
to bat deposits at UM Bak USA and LEG AG Stanford ad the sane adi-ess is the same ernetoe, e g. because
&inch (Bak Sweep Retkprrs), money mater mutual • Commodities contacts (e.g, kreign mbar and they have Onntri who a10 mantan *al account
Czeallasedeallaril with the Finn Pads Money Funot) ad the International Deposit preccus metal contracts), including futures contacts **cashes well other clients a the tame address. If
• Please remain, err oral corrervennations in wring Accord 014forcuttaners wah in Migrational and commodity option contracts. yw Feeler lo receive individual statmunn mailed n
tofurther protect your rishtt inducing your rifle Rococo Llanarrnird Account. Though the Dais The SIPC protection and the supodwrienial protenkn do separate erivelOPet you may deolne hor,eholdng by
ender the Seantieslmestor Protecbon An (SFA) Sweep Programs, cash balms au swept to LES Dank not apply to these assets nen if they otherwise appear carting that financial Achtor
• d the financial iatitution cn the top let of du Intrd USA to to an established knit ad then to UPS AG on you statements. The SthC protection aid the
of this stings isnot U35 F nasal Strokes, USG Stanford Brands, or a Money fund. Deposes at U26 orillernental protection do not protect agarrst changes Friendly moats* name
Fa-one:II Seines carries yea. /count as clearing Bank USA ay FDIC insured in secorda-ce with FCK n the market gala of gar Mailmen> (whether as 4 The Frendth arrant nano it a custanc*le 'mantra'
brisker by arra-gement with the ndcated institutors rules. Formore information please sat wwwfdic goer result of market movement issuer balsruptcy a chosen by you to assist you with your recordteeong
We in you of this relatOrrnit• when you Deposes at LEG AG Stamford Brach ad shares of *hulked has no legal ellen on yOur account You can change
opened this accost h the cast your kra and Money Ards are rot nosed by the FDIC. More elongation is seeable upon request. for inendth arrOcill names., through Onlne Services a
stoats a* boated a LOS financial Unice. and rot rot myy &tan more informationabout SIK, ercluddi by contact rg your re- Wirral Adasor
he isoleng brok•r, and youn ut mite a npot Through the DA, available to cad. balances an swept to the SIPC Brockm. by contacting SIPC at 202-371 -83C0
of any error or omission to beds firms As described in depose scants al UBS AG New Yak Branch and LEG or by visitiu the SIPC iwbao ar wawa/ warp Account overview
e th rr e o a rs c c o o r u fr n a t u a d g r r v m em 3 e 4 n r t g s , c y h O e U ds m s u re s f t l e n c a te tt d y o IA n y O o f u a r A ti G e F C C ay C m . B an a R in a e n s c h h e D ld e at s th d e e U po D s S it s A a G r C en ar a m M an u B r r e a s n b ch y Dividend Reiwesernent Program pun • Vabe of yow acrountrpon(olo. Net of stets and
statement wean 30 days alter it was mailed or made are tempos/sr imposed to the sovereign felt d the The pee reflected b an average price. You MN Obtan • A Oab FEW,' amid* cash balances, values fa
available. Alinements shall be donned corrplse Calms Wads, and there is no guarantee or other the actual price banns F racial Adger. Orgy *hole restrkted nosey lest), and Global Taw not
and accurate n all other mush if not Objected to in obigation of UBS AG to retell te balances vital' fh e shares repurchased under DRIP; palial shags Ma be byto marks to maket, and certain assets not held
venteu within 60 days 1.65 Caymans Brach's books. soli ad the cashM I be deposited your account. The by Fem. Does rot include unpriced santiePassets
• Please detect oteRomer complaints or nix/nest° tee (Sedan reinvestment price applied by the ester may at the end el the poor and carent statement OCOOdb. Of
Piers C lent Retsina: Depatnent s 201.352.1699 Deposita at LES Berk USA and each UPS AG Branch are rifle from the market site al oafish the partial shires pent. igesencritt invested stook options and
a tolltroe r. 903.354-9103, 9.00 A.M. to 603 P.M not protected by SIK. Money Fund shares are protected re sold ermeable stock options
FT Monday through Frday, or in wing to 1.135 by SIPC. See 'IBS Financial Services Account Protecto- n' • Lathildes Includes debit balances. othstarding mar
Financial Services ex., Client Relations Depalment, below. Casteielitu loans, credit Ere, short account balances.
P.O. Box 766 Unon Coy, NJ 07087. Cnth whole urns may be head in you accord. dyke • Ceshfletoney balances, Total of unimested available
• In case of errors Or regions about an electronic Up:name request bahnon in the Bar* Sweep entitled to a petal units a reset, da chiderd payment cash balances, plus depose tala-ces al UBS Bank USA,
funds transfer 01-0. bit payment a UBS Voaeckbit Program or DA may be withdrawn and shoes of a or otenvile, the Firm will either sell pawl urmb * LES AG U.S Branches ad money makes mutual fund
card transactions, call 911762-1000, a wit, to UBS Maley Fad May be liquidated, end the proceeds marl* price a accept an accord determined by a sweep balms. at the chose of tie Pa:e rrant period
Fitoncial Services Ix., 1000 Garbo 014, Gth floor. returned to you or your seas es acccui regitered cleariu agency, and credit you' accord. libecatercdity free creek balances in account are
Weehawken. NI 07086, Mtn RMAIBSA Sakes. I'M sectored thorn other balances and the Inn may
knew I-dorm/ton about available sweep *Man Investment objectives La any of these lords inthe Ordiney OurSeOl is
Calcr write at won as yon can, if you hit ros rendre; (rent ironed rates and WICK &imitable at The Ineslmeri objectives rid risk profile :stare le to banes hew funds re pestle span your dewed
statement or receipt k stag or if you need more wmytabscomfsweepretb, from your F nand Advisor each account and may may between you accounts This total is ticketed in dr arrant period closing vain
itemisation for a transfer on the statement or or by calling KO-762-1000. Please advs. the Firm prongtth in waning of any
receipt The Firm or Card Sur (as appleable)must sigglicant change in pas Coaxial satiation or landing information
hest from you no later than CO days after he Fan U Th N e F F o in n a r n c a i a m l S o e ( x t - o v r is r e F a th c e c ount r a p n ro < t e l•r c e t n io e n n • PrOtnnrrn i c n h v o e o s s tm e o en w t & o s f e th cu e r f e o s l b F w or i u ea in c s h t a n c 'w co n s t t t h h e i l n d - , t y h o in u F an o d d & e d ta e re u d r i % nfo r r e m fe a r ti o to n y a o n u t . h C e h f e ir m m R 's a ', t S io O ns O /o p p ra ctices
SDNY_GM_00022118
CONFIDENTIAL
EFTA_00132738
EFTA01274875

Important information about your statement (commied)
Women, or ACCOLII Ai"N I*R YA and the General - We gems* use the closing price when syskile liquid and men if they can be sold. tie pre — h aeltion tocommissions received n connection
Tarn ad Conditions U3S Statement of Credit Practices the mean of the bid and ask pixes for heed received may be less then the per More estimsted with the sale or &tribution d may contracts
available in Agreements endO isthsures at acuities and optrora or only bid prices for OTC who provided n the accost statement, and knet investment net units tows clients, we
yagyay tin nvnlatervonntrinto met seardies. anda our affiliae reeve reveres slung
- Less actiwy traded sestinas may be priced using a • Restricted securities. Resisted martin generalY compensation from many of the insuance
Yew Mists valuation model a the moss recent pee we are not county enable kr public sale. U8S financial companies unites'e h; the amity Centrals,
Your statement itemises *curettes ate other assets hell &honed and may net reflect in actual make price Service, uses the mote price a l lit unrestricted stook affR aw ct the Murano cormanks or sponsors of
hoth• accent at the end of to clatenws period. You a vat& of the sane issuer as an imputed value for the tie ant imostmmt ewe we diertute.
may ark for delver d K4 paid sentries al anytime. - Certain positbns may appear witho_t a price and restricted stock doirougoses °PPM; statement ortry To - Our affiliales abo reeky trading commissions ad
You may receise securities wed as loan collateral after will Mee as 'eke was not awalable• d we me the extent that retitled secedes are elgble to sale, ohm conpensaton frau metal kit and
paying any balance de on them. Any securities unable to obtain a price for a stoutly. the vale reeked may be tbstanualy less thin the Mrs& companies Mow police we &saute.
tensioned to tie Firm cistg the tiltritent period are - Deposib a securities denominated ticurnacies indeed Me *aeon - We receive a awamA fee from UBS Bat USA ad
'hada market veto as of the end of the sterna. otier thin U.S dales art reflected at the (whinge LES AG Stanford Ranch of to to 425 per actin
period. ate a of the SLetfellent date. • Ese. (manned) income. anent yields and raw sweeping so the barks under the UBS Bank Sweep
• Cost basis. In detemning the cost basis of he - fa certain secedes &ding n non-conformrig M etirtate of arnuaf income is based on carrell Program.
securities inaided in this statement, Were indicated denornnations. puce rid quantity(race glue) may dedend ad intent rates, asserting tie smarms will
wits the number " I, • LES Financial Services has relied have been adjusted to facilitate preps valuation be hed for cm or from statement date or until Atelvity
on information &lined from sources other than UPS To obtain teem meta ed. when availably. contact maturity PM Mina no* a gudelne; accuracy IdemaiOn regarded conmksions and other charges
Financial Senices, including information from another Adencr ad continued income are not guaranteed toned h connection with the mewl:snot trades,
fit a that sum./ l'aVegrovided to yea femoral - Estimated stud income and curet yield for tcleeng option transactions ha leen incbad on
Mdse. The firm does rot keeper-okay vertya • Prorate inersonerna and eructated peoducta certain types of secedes mad rick& a retun of antMai:re prewousy furnished to you. rid wit be
sward** Ile aco_racye graklify dry Wormation !ovate rneflmect "tar Ian (at 1.4n9 clittt principalor capital gains in which me the en pronged to you prorrptly on rennet.
provided by scenes other than LES Pi-oncial Smite participation program and real epee investment rust income (a-d cured yield would be overstated.
h x/feticrs *hough UPS FinanCid Services general& washes) and eructated ;colas are weak highly - Estimated areal income and anent yield and tie Shan selling
wdates fib nformation as it is teemed, the him aped. Celan stnstised poach have not been actual iccrne andyield rricfit be lower or higher H you are engaged in short selle-g a security, you my
does not provide my assure-set the tie iikrnialkel regotered with to Securittes and Exch than the estimated mounts. tar a charge de to certain tonowing costs foe that
seder 'Cost baUs^ and *Unrealized gait lose is Commission or undo' my Mete secuittileTarrs. We - An *stink of mudded income (die:lend anace particulymethey.
accurate as of the date of sit statement. As suck eon* estimated values for plate investment inured din:kWbythe current market
please done re/ on this nfernation to make se:yaks irdstrvaured products for tdormational valeta verage balance is based on the WI dirdend Open orders
;esthete sale daimons for tax reposes a purposes aiy. Marary snot guaranteed. or merest payment made by tie truer and Regarding open or • god-till-canceled' orders that
otherwise. Accounts tordered to the Fim may - These Wes may differ Wortadishy from prices, il mines he seostierdemes will be held for the were not executed by the slattmart date, open buy and
reflect gel loss infamatith only for the period cid any. at which a PIM, kivestment riy year tom the statement date or until makrity sea slop orders are recited by the mount or dividends
tine they are held at tie firm Morehistorical structured product maybe bought or sold and do Accuracy ad continued sell ac not geranted a Fittson an ex-divider& a mete date unless
information cube aided by yes Friaxial Advisor. rot necesszeiy represent the veep& mayreceive tanxted ahenvise by yos You are responsbk for
won licvidation. • Assets not held bytes Financial Services. Ceres' codes that are executed de to yOtir lalure to cancel
• Unrealised gatemen %teen data o avilsbk. - Third pity esimstes of vale are as ascertain ores ate rot held by the f im arena wain the vise.; open orders.
*deflated ensuring suiniloine are Waisted Ice date and are supplied to UBS Panama Services on a Faros possessor or cadre These assets ore
trinkLial sec" lots. The transaction data for regaar basis by an independent volition firm. cropland on yen statement for informational Priem
inevilial lots may or may not Mkt ccmmissicns, - baser. goneral partner or sponsor estimated rakes. purposes only. Positions and values presented are To obtain a copy of ar current Client Privacy Notke.
arida security reorganization events. art, are applied to the Pm, by the issuer, provided by die teen) fern. UBS Inancial &races S please contact yes FnarkialAchiscr ce von our wank
de"rZ d and Wier reinvestment lots ad systematk general panne or spoisor and my be calculated not retfcrw111. for this information and don not at maw oat ramkaatnartirer
parches* lots are each combined to dicply ore bawd on di(e rent information ton the used by guarantee its accuracy. These assets aw rot protected
awaged lot The 'Trade date' colon presents the hid parties to delve tar 'deflated values. by SRC or tie Fen's suadeneltal SIP( own?. lib Finance Serves is not a bale The PM A, Business
egnil transaction trade dale. - You can obtain addend Mormation regarded Services Account BSA and IRMA are brokerage accounts
the metbdolagy used to determine the estimate d • Revenue away and adefillonal compensation. Midi provide access so banking services rid protests
• Callable moieties Bonds and trained stock that value ad the dale of the itenution the is the — in addition to tennis:ens on ales and 12loi I lees texaM arangeownts with afI Seed bass and other
the Me cats for wry redemption wil be selected basis kr the estimate by contacting your f tuncial received n sterecticri with tie ditributioi thalweg bares. ad provides Mtn to nuance and
remallt by lot from among all martin of tat Advisor mutual brads to our dents we anchor our affAale iwoultY moans owed by unalf deed thkd-party
Eve held in our &nee in non**e rime for os - Third party ',kneed vales may be reflected as receive revenue shot() Payments from dianbutors notate companies through rwraxe agency
clents. Call these elernation is cbtaned from third 'Not priced in several situations: when an all or advises of the meet finds that we sell. subsidiaries of UBS Financial Services Inc.
parties and as accuracy is not gwenteed. OW,. call ideperdent valuation lino has not venteda' is These amounts are based on two cWereni
balls rruyemt which sate Wet old caner& unable to assign a vale Ms:owebecome snare corrporents (k the emoted of ales by UBS of a torestnera roura-ow ad a-r ut/produces,
remotion will be provided upon request that a materialevent has eared that may call a particular mutual fund I amiY to our clients: and 9) Nit VIC Mudd • No bank qua-arta. May bse value
pevousfy reported vale no question, or when a the asset value of a particular mutual fund famiy's
• Certificates of deposit (CDs). CDs are HNC nsured value would be highy spit due to tie nature shares held a the Urn RUA. Resource MA1 I anf Oft Ann nt, Business Services
ap to 1293,000 in principal and accrued irtenni per • the security. — We and at Allude abo receive networking and Amount BSA, IRMA and intonational Resource
deporaor and per depository intension in accedence - When neither an issuer, general partner or sponsor orrnbus procesting fees n con-Aeration for Management Accord ad registered service maks of
win ROC noes. estimated glue nor a third-pay estimated vale is transfer agent services that we posse to the 1.85 fnancri Serves tx
pandel, the vale of tie seedy write &Resent mutual Knot These fees generally are pad from
• Price/value Pres dipplayel fo r securities and otter lent itsceche& price. investor asses in the nutua I fund and ate a food Visa Sigtadlre la repented senice mark of 1111
proacts may be higher or lower than the price that - •Daributian to date' may indude retkrn of dale amount based on the naniscr of accounts at tame that LOS visa &goatee cradle cards and IBS
yai would actualY receive in tie make. Nice au capita( ncome orboth. the broker-dealer Inolfng mutual fu-dc of that fund Visa debt cards ate issued by UBS Irk USA with
obtained from .arias hid panty sources OM we - 'Original unit size' represents the initial offering fanity omission IrOM Visa U.SA Incorporated.
blew to be reliable, be we donor giewitee then price per unit groin's/ not relied yots cop base.
accuracy. - OPP ad unlisted FES se vets not listed on a UM Financial Ranks Me My 201604
rational 'Koren exchange. and are prewar
SDNY_GM_00022119
CONFIDENTIAL
EFI'A_00132739
EFTA01274876

U65 FMancial Services Inc.
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2016
0,70061547450916x13 Yi 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indio. V4992000S
Account number:
Your Financial Advisor:
SCOTT STACKLIANLYLE CASRIEL
Phc,ne
Questions about your statement? Value of your account
Call your Finandar Advisor or
RMA aesourceline at 800-a MA-1000, on August 31 (3) on September 30(4)
account
Your assets 869,588.68 880,228.38
%Stour webslte: Your liabilities 0.00 0.00
wnw.ubscomainancialsovices
Value of your account 3889.588.68 $880228.38
Son rots of your account growth
Tracking the value of your account duriag 3016
Value of your account
at year end 2015 S1,010341.52
S Thousands
1.4695 Net deposits and
Wthdranrah 4212,742.90
Your iwestment return
DMdend and
interest income 130,700.16
Change in
market value 551,929.E0
Value of year secant
on Sep 30. 2016 $180228.30
Dec 2014 Dec 2015 Au() 2016 Sep 2016
SDNY GM 00022120
Member SIPC CW0009:106454745 NP700030614 4 000:0 0916 030575004 101000 Page I of 12
CONFIDENTIAL
EFTA 00132740
EFTA01274877

SUBS
UBS Strategic Advisor Account name: GHISLACE r • c. rL _ Yourigasocial Advisor-
Friendly account name:Indiy1/49r SCOTT STACK MANLYLE CASRIEL
September 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (14 your account
A Cash and money balances 1,644.14 0 19% Your current asset allocation • Cash and money balances may include
available cash balances, UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 878,584.24 9981% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional a co 000%
F C orrmodit ies 0.00 000%
Total assets $880,228.38 100.00%
C
Value of your account $880,228.38
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
CNP 70003006454746 NP7000305144 00003 0916 0305750O4 logiwre Gm 00022%, 2 of 12
CONFIDENTIAL
EFTA_00132741
EFTA01274878

SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your financial Advisor:
friendly account name:incite V49920)08 SCOTT STACK MABILYIE CA,RIEL
September 2016 Account number.
Change in the value of your account Summary of gains and losses
September 20'6 (S Year to date (I) Wives reported below exclude products for which gain and losses are not dassified.
Realized gains and losses Unrealized
Opening account value $869,588.68 $1,010,341.52
September 2016 (1) Year to date 114 gains and kisses (S)
Withckawals and fees,
including in vestmen ts tra nsferred Long term 0.00 -14,824.77 80,587.67
cut -2,63377 -212,742.90
Cash activity summary
Dividend and interest income 1,867.05 30,700.16
Change in market value 11,406.42 51,929.60
See Account Mtevrty inn month fix <lea IS. Balan(e$ in your Sweep 00110M are includedin the openng and
Closing account value $880,228.38 $880,228.38 S cl t o a s r i r n io g r M d a B n ra t n e c s h v o a r li s b e a . n F k D d IC e p in o s s u it r s a p nc a e c e e d o p th e r s o o u n g l i y t t h o e d U e B p S o s in it t s e a rn t a U n 9 o 5 n s a a D nk e p U o S s A it . A n c 0 c 1 o t u o n d t e ', p le os g it a s t a o t 1 W 185 C A G.
protection apples to money market sweep fund hddirgs but rot bank deposits. See/mad-tan: information
'boot your stMement an the tent two pages d this document for detals.
Dividend and interest income earned
September 2016 (1) Year to date (I)
Opening balances $2,410.86 $0.00
For purposes of tis statement, temablity of interest and dnldend income hen been determined Iran a US
tø reporting penpectire. Based upon the residence of the account holder, account type, or product type, Additions
some Interest ardor dviCend payments may not be subject to United States (US) ardor Puerto Rico (PR)
Income lilies she (tent month/ statement is not intended to be used and carrot be reled upon la la< Dividend and interest income 1,867.05 30,700.16
purposes. Clients should refer to the aktie tax reporting forms they receive from UBS annuity, such as
the forms 1099 and tro forms 483. (or tar repdrung information is is the Practke Of UBS to file the Proceeds from investment transactions 000 183,964 28
mplicatre tar reporting forms vAth the US Intend Revenue Sendce and PR Treasury Crepantrent, and in
such forne accurately density dwdends indict Interest as lax exerrpt or timtbe income. Pleat cons.ult your Total additions $1,867.05 $214,664.44
indLidual lax preparer.
Subtrac-bons
September 2016 (1) Year to date (I)
Professional management fees and
Taxable dividends I ,967.05 30,699 62 related services 0.00 -4,591.14
Taxable interest 0.00 0.30 Other fees 66.80 -717.16
Total current year $1,867.05 $30,699.92 Other funds debited -2,566.97 -207,434.60
Prior year adjustment 0.00 0.24 Funds withdrawn for investments
bought 0.00 -277.40
Total dividend & interest $1,867.05 $30,700.16
Total subtractions 42.633.77 -$213,020.30
Net cash flow -$766.72 $1,644.14
Closing balances $1,644.14 $1,644.14
SDNY GM 00022122
OW70303306454747 NV700330514 4 00033 0916 030575004 101000 Peep 3 of 12
CONFIDENTIAL
EFTA 00132742
EFTA01274879

*UBS UBS Strategic Advisor Account name: G41YAINE +1A EU Your Knanciol Advisor
friendly account name: Inin. V.:ncorec,? srrn STACY b1A•flYLE cmp EL
September 2016 Account number:
Withholdings and tax summary
September 2016 (1) Year to date (S)
Foreign taxes paid -156.11 -2,377.80
UBS Bank USA Deposit Account APY
Interest period Aug 5 - Sep 7
Opening UBS Bank USA Deposit balance Aug 5 11,043.08
Closing UBS Bank USA Deposit balance Sep 7 50.00
Number of days in interest period 34
Average daily balance $1,109.93
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. Youcan find a ful description of the ahemative
investment objectives in Important information about your statement at the end of this
document
Your cetera objective:
Current income A capital appreciation
Your risk profile:
Prima, - Aggressive
Investment eligtifty consideration - None selected
Your account instructions
• You account is currently coded for margin.
• Your account Cost basis default closing method is FIFO, First In, First Out
CNP700119006454748 NMI:0305144 00003 8916030575004 lOgONYGM00022gine 4 of 12
CONFIDENTIAL
EFTA_00 132743
EFTA01274880

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name: Indiv V4992C008 SCOTT STACKMAN/LYLE CASRIEL
September 2016 Account number.
Your assets
Some (Wes, income and current vaues Shown may be approximate. AS a ream, gains aid losses may riol
be accurately reflected. Set anporzant intoprzafron about your statement a the end °fins document 10r
mote inlomonon.
Cash
Cash and money balances
Casts and morey. balances may melt& avalaole cash balances, UBS Bank USA deposit account balances,
UBS AG Startord Branch ',poet account balances and money market mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by V* FDC vAlbn ecollutat limits, but are not
protected by 9PC USS AG Stanford Branch deposit account balances aw not insured ty FDIC and are not
protected by 9PC money market sweep balances are protected by 9PC but are not 'muted by the FDIC.
See the Important information about your statement at the end of this doornent for details about hose
balances.
Openng Wane. Cloong tolence enCe Per share Average Dr/Wend interest Days in
Hddng on Sep I (1) on Sep 30 (s) on Sep 30(s) tate period period op shown (I)
UBS BANK USA CEP ACCT 2,410.86 1,644.14 250.000.00
Equities
Common stock
()mocha:. pricer
Trade lanther Average price Price der shst wine on Untedized Hddng
sicking date of shares per Snare (1) Cost basis(1) on Sep 30(S) Sep 30(1) gain or loss (t) period
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 11,000 Current yield- 4 17% Jan 29, 13 420.000 25.065 10,527 30 32.860 13,801 20 327390 LT
Apr 22, 13 170.000 25.667 4,363 53 32.860 5,586 20 122267 LT
JU 12,13 140000 24.720 3,460.92 32.860 4,600.40 1,139.48 LT
Security total 730003 25 139 18,351 75 23,987 80 5,636.05
BAE SYSTEMS PLC SPUN ADR
Symbol. BAESY Exchange OTC
EAI: $1,125 anent yield 4 11% Ian 29, 13 1.000 003 22 160 22,160 00 27,340 27,340 00 5,18000 LT
BHP BILLITON LTD SPUN ADR
Symbol. BHP Exchange. NYSE
EAI: 4261 Current yield 1.73% len 29,13 320.000 78.520 25,126 50 34.650 11,088.00 -14,038,50 LT
Apr 22, 13 30.000 63 865 1,915 95 34.650 1,039 SO .876.45 LT
Jul 12,13 85.003 61.032 5,185.23 34.650 2,945.25 -2,239.98 LT
continued next page
SONY GM 00022124
C HP70009306464749 NTO000305144 00003 0916 030579304 101000 Page 5 of 12
CONFIDENTIAL
EFTA 00132744
EFTA01274881

SUBS
UBS Strategic Advisor Account name: GHISIAINE MAXWELL Your IS ~ás& Advisor,
friendly account name:Indiv V49920008 SCOTT STACK MAhYLYLE CASRIEL
September 2016
Account number.
Your assets . Equities . Common stock (continued)
Purchase poco
Trade Number Average pike Prie per share Vdueon unreal:4d Hddng
Hddng elate of sham per shad (5) Cost bads (S) on Sep 30(5) Sep30(5) gain or loss ($) period
Security total 435.000 74.087 32,227.68 15,072.75 -17,154.93
CEUTSC1-E TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange. OTC
(Al; 12,536 Current yield: 3.54% Sep 16, 13 1,275.000 13387 17,069.45 16.790 21,407.25 4,337.80 LT
Sep 17, 13 1,150.000 13359 15,362 85 16.790 19,308.50 3,94565 LT
Sep 18, 13 990.000 13393 13,259 17 16.790 16,622.10 3,362.93 LT
Oct 10. 13 855.003 15.481 13,236.68 16.790 14355.45 1,118.77 LT
Security total 4,270.000 11801 58,928.15 71.693.30 12,765.15
CEUTSCI-E ROST AG SPON Apt
Symbol: DPSGY Exchange: OTC
(Al: 4930 Current yield 2.98% Jan 29.13 280.000 23.900 6,692.00 31.170 8,727.60 2,035.60 LT
Apr 22, 13 720.000 22.581 16,25815 31.170 22,442.40 6,183.65 LT
Security total 1,000.000 22.951 22,950.75 31,170.00 8,219.25
ENGE SPON ADR
Symbol: [NG'"? Exchange: OTC
(Al: 31,355 Current yield: 5.78% Jan 29,13 240.000 20.779 4,98698 15.640 3,753.60 -1,233.38 LT
Apr 22, 13 380.000 20.919 7,949.37 15.640 5,943.20 -2,006.17 LT
Ai 12,13 215.000 20.144 4,330.97 15.640 3362.60 -968.37 LT
Aug 21, 13 285.000 22.200 6,327.10 15.640 4,457.40 -1,869.70 LT
Aug 22, 13 140000 22.508 3,151.20 15.640 2,189.60 -961.60 LT
Aug 23, 13 240.000 22.418 5,380.51 15.640 3,753.60 -1,626.91 LT
Security total 1,500.000 21.417 32,126.13 23,460.00 -8,666.13
GUM SMITHAUNE PLC ADR
Symbol: GSK Exchange: NYSE
(Al $1,125 Current yield: 5.06% Feb 13, 13 150.000 45 645 6,846.78 43.130 6,469.50 -377.28 LT
Apr 22. 13 245.000 50.630 12,404.47 43.130 10.566 85 -1,837.62 LT
Jul 12,13 120.000 52.904 6,348.48 43.130 5,175.60 -1,172.88 LT
Security total 515.000 49.708 25,599 73 22211 95 -3387.78
IMPERIAL BRANDS PLC SPON ADR
Symbol. IM08Y Exchange OTC
(Al: 12.132 Current yield: 4.0r4 Apr 25 13 120.003 35.445 4,253.51 51.470 6,176.40 1,922.89 LT
Apr 26. 13 750.000 35396 26,547 34 51.470 38.602 50 12,055.16 LT
commuted next pace
CNP70009305454750NP7003306144 00003 0916 030575004 lOggewGm00022lint 6 of 12
CONFIDENTIAL
EFTA_001 32745
EFTA01274882

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nodal Advisor:
UBS Friendly account name: Indiv V49920008 SCOTT STACK MANYLYLE CASRIEL
September 2016 Account number-
assets . Equities .
Your Common stock (continued)
Purchase Piker
Trade Hurdler Average price Price per share value on drireetlied NdcIng
Wing date of shares pee shale (I) COT( basis (11 on Sep 30 01 Sep 30 ($) gain or loss (s) Period
Jul 12, 13 169000 34.187 5,470.00 51.470 823&20 2,765.20 LT
Security Iota) 1,030.003 35214 36270.85 53,014.10 16,743.25
MTN GROUP LTD SPON ADR
Symbol: hATNOY Exchange:OTC
EAI: 11,164 Cirrent yield:6.83% lan 29,13 1,025.000 19.580 20,069.50 8.570 8,784.25 -11285.25 LT
Apr 22, 13 590.003 17 390 10,260 10 8.570 5,Ø.3O -5,203.80 LT
Jul 12,13 375.000 19219 7,207.31 8.570 3213.75 -3,993.56 LT
Security toti 1,990.003 18863 37,53691 17.05430 -20,482.61
NPPON TELEG & TEL CORP SPON
ADR
Symbol: NTT Exchange NYSE
EAI: 11,949 Current yield: 1.93% Jul 22.13 1,700.000 26.445 44,957.18 45.810 77,877.00 32,919.82 LT
Aug 6,13 510.000 26309 13,417.69 45.810 23,363.10 9,945.41 LT
Security loci 2,210.003 26.414 58,374.87 101,240.10 42,865.23
NOVAR11S AG SPON ADR
Symbol. NVS Exchange: NYSE
EAI: 12,245 Current yield. 2.92% Jan 29,13 590.000 67.877 40,047.61 78.960 46,586.40 6,538.79 LT
API' 22, 13 240.000 72.512 17,403.02 78.960 18.950.40 1,547.38 LT
Jul 12, 13 145.000 73.450 10,650.38 78.960 11,449 20 79882 LT
Security total 975.000 69.847 68,101.01 76,986.00 8.884.99
ORKLA ASA A SEIS WON ADR
Symbol: ORE LY Exchange: OTC
EAI: 1967 Current yield 2.27% Jan 21,14 710.000 8.052 5,717.56 10.370 7,362.70 1,645.14 LT
Jan 22,14 220.000 8.190 1.801.84 10.370 2,281.40 479.56 LT
Jan 23,14 315.000 8.282 2,608.92 10.370 3266.55 657.63 LT
lan 24,14 185.000 8.147 1,507.25 10.370 1,918.45 411.20 LT
Jan 27,14 135.000 8.019 1,082.58 10.370 1,359.95 317.37 LT
Jan 28,14 265.000 8.045 2,132.08 10.370 2,748.05 615.97 LT
Jan 29,14 390.000 7.991 3,116.53 10.370 4,044.30 927.77 LT
Jan 30,14 245.000 7.849 1,923.23 10.370 2,540.65 617.42 LT
Jan 31,14 260.000 7.878 2,048.46 10.370 2,696.20 647.74 LT
Feb 3, 14 185.000 7.794 1,441.96 10.370 1,91845 476.49 LT
continued next page
SONY GM 00022128
CNP70009306454751 NP700030614 4 C0003 0916 030575004 101000 Pag• 7 of 12
CONFIDENTIAL
EFTA_00132746
EFTA01274883

41aUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 19nandal Advisor:
friendly account namenIndiv V49920008 SCOTT STACK MANY LYLE CASRIEL
September 2016
Account number.
assets . Equities .
Your Common stock (conOnvec)
Purchase pacer
Trade Kerber Average price eke per shire Vdue on di...Aired Hadrig
Welting cuts of them per share (I) Cost bans (I) an Sep 3G(1) Sep 30 (S) gain ce loss ($) period
Feb 4, 14 235.000 7.671 1,802.69 10.370 2,436.95 634.26 LT
Feb5,14 245.000 7.727 1,893.29 10.370 2,540.65 647.36 LT
Feb6, 14 165000 7.561 1,247.70 10.370 1,711.05 463.35 LT
Feb 7, 14 310.003 7.528 2,333.87 10.370 3214.70 880.83 LT
Feb 10, 14 250.000 7.609 1,902.25 10.370 2,592.50 690.25 LT
Security total 4,115.000 7.913 32,560.21 42,672.55 10,112.34
P.T. TELEKOMUNIKASI INDONESIA
SPCN ADC
Symbol. ILK Exchange. NYSE
EAI: 4662 Current yield 1.45% Jan 29,13 690.000 39.442 27,21525 66.080 45,595.20 18,379.95 LT
RECKITT BENCKISER PLC WON ADR
Symbol: RBGLY Exchange: OTC
EAI: 41,366 Current yield. 2.01% Jan 29,13 2,590.000 13.187 34,156.85 19.170 49,650.30 15,493.45 LT
Apr 22, 13 510.000 13.966 7,122.67 19.170 9,776.70 2,654.03 LT
Jul 12, 13 440.000 13.938 6,132.99 19170 8,434.80 2,301.81 LT
Security total 3,540.000 13.393 47,412.51 67,861.80 20,449.29
ROYAL DUTCH SHELL PLC Cl. A
SOON ADR
Symbol: RDS.A Exchange: NYSE
EAI: 486 Current yield: 6.36% 27.000 --This information was unavailable.— 50.070 1,351.89
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS SPON
ADR
Symbol: RD513 Exchange. NYSE
EA!: 11,504 Current yield: 7.12% Jan 29,13 185.000 74.585 13,798.31 52.830 9,773.55 -4,024.76 LT
Apr 22, 13 215.000 65.856 14,159.06 52.830 11,358.45 -2,800.61 LT
Security total 400.000 69.893 27,957.37 21,132.00 6,825.37
SEVENS A G WON ADR
Symbol: SIEGY Exchange- OTC
EAI: 11,404 Current yield: 2.39% Jan 29,13 250.000 110.110 27,527.50 117.320 29,330.00 1,802.50 LT
Apr 22, 13 200.000 100.134 20,026.84 117.320 23,464.00 3,437.16 LT
Jul 12,13 50.000 107.256 5,362.83 117.320 5.866 00 503.17 LT
Security told 500.000 105.834 52,917.17 58,660.00 5,742.83
continued next page
OW70003306454752 Ne700330614400003 0316 0305750CH lOgayGyke,0022119se 8 of 12
CONFIDENTIAL
EFTA_00 132747
EFTA01274884

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
Mendly account name:Incliv V49920008 SCOTT STACK MAMLYLE CASILEL
*U BS September 2016 A unt number
YOUF assets Equities . Common stock
(continued)
RAM* ptiCti
Trade NUMMI Average price Pike per shat value on Urrealzed eidcing
Hddng date of sham per share (1) Cost bens (1) an Sep 30 (1) Sep 30(1) gain ot Ions (S) period
SINGAPORE TELECOM LTD NEW 2006
SPON AOR
Symbol: SGAPY Exchange: OTC
(Al: 42.167 Current yield: 4.17% Jan 29,13 1.060.000 28260 29,955 60 29.430 31,195.80 1240.20 LT
Apr 22, 13 440.000 29.820 13,121.15 29.430 12,949.20 •171.95 LT
Jul 12,13 265.000 30.551 8,096.17 29.430 7,798.95 -297.22 LT
Security total 1,765.000 28.993 51,172.92 51,943.95 771.03
STATO1L ASA WON ADR
Symbol: STO Exchange NYSE
(Al: 4914 Current yield 3.75% Jan 29,13 610.000 26.533 16,185.31 16.800 10,248.00 -5,937.31 LT
Apr 22, 13 205.000 25.765 5,281.88 16.800 3,444.00 -1,837.88 LT
Apr 22, 13 170.000 23.274 3,956.72 16.800 2,856.00 -1,100.72 LT
Apr 22, 13 135.000 25.785 3,481.05 16.800 2,268.00 -1,213.05 LT
Jul 12, 13 330.000 21.423 7,069.66 16.800 5,544.00 -1,525.66 LT
Security totai 1.450.000 24.810 35,974.62 24,360.00 -11,614.62
TAIWAN SEMICONDUCTOR MFG CO
LTD AOR
Symbol: TSM Exchange: NYSE
(Al: 4624 Current yield 2.46% Jan 29,13 800.000 17.800 1,9,240.00 30.590 24,472.00 10,232.00 LT
Jul 12, 13 30.000 18.434 553.04 30.590 917.70 364.66 LT
Sectrity total 830.000 17.823 14,793.04 25,389.70 10,596.66
LN1LEVER NV N Y SHS NEW
hETHERLANDS SPON SPON AD
Symbol: UN Exchange: NYSE
(Al: 41,182 Current yield: 2.56% Jan 29, 13 300.000 40.500 12,150.00 46.100 13,830.00 1480.00 LT
Apr 22, 13 445.000 41 074 18,278 06 46.100 20,514.50 2,236.44 LT
Jul 12,13 255.000 41271 10,524.33 46.100 11,755.50 1,231.17 LT
Security total 1,000.000 40 952 40,952 39 46,100.00 5,147.61
VODAFONE GROUP PLC SPON AC4I
Symbol: VOD Exchange: OTC
EAI: 41,570 Current yield: 5.18% Jan 29.13 796294 50.164 39,945.60 29.150 23211.97 -16,733.63 LT
Apr 22, 13 2.727 54.627 148.97 29.150 79.49 -69.48 LT
Jul 12, 13 239.979 54.033 12,956 80 29.150 6,995.39 -5,971.41 LT
continued next page
SDNY GM 00022128
CNP700:6006454753 NP7000306144 00003 0916 030575004 101000 Page 9 of 12
CONFIDENTIAL
EFTA_00 132748
EFTA01274885

SUBS
UBS Strategic Advisor Account name: G-IISLAiNE MAXWELL Your Mountie' Advisor:
Friendly account name:Indiv V49920008 SCOTT STACK MANY LYLE CASRIEL
September 2016 Account number:
Your assets Equities . Common stock
(cortnnued)
Purcnat.e put«
trade hunter Average price Poke per store Winton Unteztized Heidng
Hddng cbte of shares pet share (S) Cost basis (S) on Sep 30(1) Sep30($) gain or lots (S) Period
Security total 1039000 51 070 53,061.37 30286.85 -22,774.52
Total 6796.644.6* 1878.58424 180.587.67
Total estimated annual income: 528.268
Your total assets
Percentage of Cost Estimated Unreatzed
Yale on Sep 300) your &IOWA basis (S) annum in(Cfne (S) gar, or loss (S)
Cash Cash and money balances 1,644.14 0.19% 1,644.14
Equities • Common stock 878,584.24 99.51% 796,644.68 20.268.00 80.587.67
Total $880,228.38 100.00% $798,288.82 $28,268.00 $80,587.67
• Missing cost task infornalren
Account activity this month
Date Adiuty CleStrOtton AmOunl (1)
Dividend and intenestincome
Taxable chndeixts Sep 8 Foreign MTN GROUP LTD SPON ADR PAD ON 1990 343.16
Dvidend CUSIP: 62474M108
Sep 12 Foreign ASTRAZEI•CCA PtC SPON ADR PAID ON 730 328.50
Dividend CUSIP: 046353108
Sep 19 Foreign ROYAL DUTCH SHELL PLC CI A SPON ADR PAID ON 27 2538
Dividend CUSP 780259206
Sep 19 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADR 376.00
Dividend C051F: 780259107
Sep 20 Foreign 9i-D8iLUTON L70 SPON ADR PAID ON 435 121.80
Dividend CUSP. 088606108
Sep 26 Foreign STARA ASA SPON ADR 31915
Dividend CUSIP: 8577 1P102
Sop 27 foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON AC* AS OF 09r07/ 16 353.06
Dividend CUSIP: 904784709
Total taxable dividends $1.867.05
Total dividend and interest income $1367.05
CNP7C003906454754 Ne7003305I 43 00003 0916 030575004 lOWILYGM0000Illa 10 of 12
CONFIDENTIAL
EFTA_00132749
EFTA01274886

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI medal Advisor:
Friendly account name: Indiv.V4992CCO8 SCOTT STACK MAN/LYLE CASRIEL
September 2016 Account number:
Account activity this month
(ccotneecO
Date Misty CieIonian Amount (S)
Pees Sep 8 Fee SIEMENS A G SPON ADR AS OF 0907/16 -10.00
Sep 8 Fee MTN GROUP LTD WON ADR -35.00
Sep 12 Fee ASTRAZENECA PLC SPON ADR -7.30
Sap 26 Fee STATOIL ASA SPON ADR -7.25
Sep 26 Fee STATOIL ASA SPON ADR -7.25
Total fees -$6620
Octe Actitity Desciption Amoral (1)
Other funds debited Sep I Transfer JOURNAL TO GHSLANE MAXWELL -2,410.86
Sep 8 Foreign Tax MTN GROUP LTD SPON ADR -51.47
Withheld
Sep 19 Foreign Tax ROYAL DUTCH SHELL PLC CL A SPON Apt -3.81
Withheld
Sep 26 Foreign Tax STATOL ASA SPON ACR -47.87
Withheld
Sep 27 Foreign Tax UNILEVER NV N Y 5115 NEW NETHERLANDS SPON ADR AS OF 09(07116 •52.96
Withheld
Total other funds debited -$2566.97
Dale Actrvity OttCtkoliat Amount (S)
Money balance activities Aug 31 Balance forward $241026
Sep 2 Withdrawal MS BANK USA DEPOSIT ACCCVNT AS OF 0901/16 -2.410.86
Sep 8 Deposit 0B5 BANK USA DEPOSIT ACCOUNT 300.13
Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 246.69
Sep 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 321.20
Sep 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 397.57
Sep 21 Deposit UBS BANK VSA DEPOSIT ACCOUNT 121.80
Sep 27 Deposit U8S BANK USA DEPOSIT ACCOUNT 256.78
Sep 28 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09,27116 -0.03
Sep 30 Closing YRS lank USA Deposit Account $1.644.14
The UBS Bent USA Depot &C0LO IS yOur pnmary sweep Gaon
SONY GM 00022130
0070000306454755 NW-1000306i 4400003 0916 030575004 101000 Page 11 of 12
CONFIDENTIAL
EFTA 00132750
EFTA01274887

*UBS
Your notes
,0O1PrecmoacaNri. 0 '2
End ots.,:en,ent. ann.nt num ten
CONFIDENTIAL
EV1,00132751
EFTA01274888

Important information about your statement
U3S Financial Services Pc. (the km or UBS Finereial sent yOu the Int stateroom on which the era Or Corporation (WC), which protects 1t0S hies haa-fltS 01 • Procture Currentincome: Ointments *tog the
Servbet), is a monist of all principal beaky, ccmrrocky problem apposed. its marten up to $920,000 (ncluding 1250,003 kr generation of income onk.
and option; exchanges. UBS Financial Semler, and U65 - Proede your rems rd avant number (4 am) dains for ate The Slit asset protection limn aPlehr to • Adam Cepa.,A penadation. Investments seeing
Bat USA ere i-diect subsilenes of UPS AG and - Decal:. Me Ora Of tie ender you are inure all scant that you hold n a particular cracity. ceomh a principal rather than the gerersakei of
•Mixesof IBS Scuttles LLC. The Finis I nanual about, and splain as cbaik as you cal why you The Fen, together not, certainaffiliates, has also 'roam.
o st f a fi t c e e m s e e n re t k e t a : vailable upon reckest The FOPS exeo.nire - b P n e f r a l u ie m d ve e a t * t h k i r e s o a d n o e lo n r v a r a ra w n h t y e m t th u e n s e u e s d p m ec o t r e e d era. t p a h u m i r s o c p h u r a n o s t t e p e d a c r t t i a a o b i n : e p i r s l 1 e Z 0 l O l e a O n l * t a m U b ar b O oo e t n a c t a i s a O o n n f t . D , T e c c h o e e ll m l i b c b 1 a e i i r n r 1 n k 0 a lo , l 2 l d 0 e 15 . • P o A r f p o P p d r a u e c m o e a e C t o a o n d s . 9 b e r a v e u e .. t s . io t i a n n b e o n o f t f s W p s r o e i r x ta s j e e :a . a ? l. n b d o C th a t p h i e ta p l erversion
LES Fine-col Sermes Stbsd to the poky ordilons ad limitation, cash a
1200 Harbor Boulevard The Firm or Card Issuer one hoestigate pout compote the km isfurther protected fa up to $1.9 milbn n the Overall Sc profiles
Weehawken. NI O7O86 and coil correct err; error promptly. For alleged woes aggegate kr all your accounts held n a paticulm • Conserve:Ye. Seeks to mantan edit precipal, with
Mating UBS Via debit cad breadan if we take equity A f de copy of thepoky wading is sailable
1 o T 1 f h f i i 6 s c i F s a t i l n a t a t e e n r m c d i e a o n l c S t u r e e m n p e a r t n e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o t l r i r n e d g c s d o , e a rd t s a o e s f p h y t o o u u l ' d m y yo o o u u r e e a t t h c a h to n o v r 1 e * 0 f t b h o u e r s t u h i- s e e e s & o s W f d a th y W e s m t I o y o t d n u a e t y t h e d i s l u k , r i w i n s e g in t w i e e i r ll r t c o i r n r e , e d s i o i t t tat T uP he o n S I r P e C q u p e ro st t . e ction ad the suppbmenbl protection r l i e n o iv x f w e la t a r t m i m i s o e k n a o . a n r n s r d e t h t v u e o r l n a a s t c i l a c ity o d s to m t d t a h o y e e r s s o n c t i o G t r g a n p e o n pa w e c t e e s d . w s , i i t t g h e n n IIk o e f n
n B O o r r a n t n i9 b c P e h O r M e n l a i p e n l d e a a w g s e e o r r o n e f p I t o h I r y e t o a o u f i b f m ic a m e n e s d e e i r a v t t i h n e e g ly e y n o is u s a r a n in c e c a g o te u t r n o a t. t he P ta le k a e s s e u m s t i o re co a m ll p ch le e t c e k o s u p r a n y o e s le ti g to a t t i h o e n F . an or the • b o y C th o r u d o r o o a n n c o c In o t s u e n r t t t k i v a . a l l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n M d e S c F ti i c n l e a - d k n W • M to o le d r e a r t a e t s e o . m W e i l s lin ta g t t e o l y ac t c o e s p e t e s k o h m y e h r e is r k r t e o tu p rn ir s o , Pal and
financial :verb) eckated on he front of the Services (e.g., certain( cash at UBS Bat LGA, 60 • Aggress/ye: Wiling to accept high in to pnncpi and
Altoup a lige.' shown are Mended to be accurate, statement In addition to regular sacra fees, accounts cash at Les AG U.S.banrhes, (4 Munroe poixts, high volat lily to seek high returns or tiff*.
statement WU *cub not be wed fa to proposes Rely may be Skid to maivenarke lees, chaps for We including variable annuities, and 60 tarn of Maud • Imo:beta EiPlacea Considration:f selected, a
seek on yerend tax toms. (Le , Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds when such sheet re registered Meek it the potion of the portloli, fo r that account may nude
10425. etc ) when prepawg your lax return. The Film s amounts n cash accounts. Accounts that at tranSferred name of the accord hobs on the books and records complex strategic, linked licericky and water
required by law town to he IRS all taxable addends, to other insterens may be subject to a tangier tee. of she applici* aster a transfer agent), volatiky.
sport/kb nontaxable dotittend and uxtk interest • Certain emsb-nent contracts or inoesiment diereses
erred on sectaities held hams scant me vane UBS Sweep Opeiene (e.g.. Sneed partnerships ad pirate placements) that Statement •heureheldier
on see travactere, aid cot* basin:n0"On covered LES Offen options for sweepng cat balancet balances are nal regitered under the Securities Act of 1933; We may areordale all related account statements with
smite, to bat deposits at UM Bark USA and LEG AG Stanford ad the same address 0 the same enretve, e.g. because
Caralitsedeleleiell with the Finn & la i d nc s h M ( o B n a e k y S F w u e no e t p 0 R ro ito d j t a h r e rs in ), t m er o n n o e ti y o m na a l r D k e e p t o m s u e t ual • p C re o c m o m u o s d m it e ie t s a l c c o o n n t t a ra c c ts ts ( ), e i . n g c , l u fo c r a e r i g g n fu s tu i r l e a s g co e n t a a n c d ts r th e e l y a h b a r v a e m W a w n e ts ll o w th h e o r a d ls e o n m ts a a nt a th n e fi s o a r m d e a a c d c d o r u e n s t s . If
• Pleas nicotine my oral commentations in wiling Aware (O4)la cottons% with in antirational ad commodity option contract you prefer lo went molnichal statmunts marled ii
tofurther protect your rights, including your rkintS Rescue? tlanagernern Account. Though the Bart The SIPC votes-lion and the supplemental protection do separate envelOPeS, you may decline ber,eholing by
ender the Se:trines Investor Protection Act (SCA). Sweep Program cash balms re swept to LESEtank not apply so these assets then if they otherwise appear calling yam financial totter
• II thefinancial instillation on the top le4t of du hat USA to to an established lank ad then to UPS AG on yea statements. The SIPC protection aid the
of this statement is not 1_036 F nniel Seyket LEG Stanford Branch, or a Money Fund. Deposes at U26 neillanental protection do not protect against changes Friendly econeit name
Financial Santee carries yor =cunt as clearing Bank USA av FDIC inured in scoria-or with FCK in the market vela of you internments (whether as The Gnat* arrant nat. is a custana*le 'mantra'
taker by arrangement with the edcated insitutai mks. Forma. information pins Mit wwwfdic result of market moverrem, issuer baltruptcy a chosen by you to assist you with your recce:64ton/
o W p e e n in ed this a y c o c u o o s f t t h h is t h re e la c tO as ra t h y t o a u w r k he r n a S a i n d D M e o p n o e s y e F s a at d L s E a G r e A r G o S t O ta a n r fo e r d d b B y r a th o e th F a DI d C. shares of M °t o h re in irt k o . n ) n ation is akMable won request. h p a o s x n t o ri e le n g d a 9 le a ff C e C c O t L O II n I n y a o m ur e a s. c t c h o r u o n u t g Y h o O u n c t a n n e f S la er n v g ic e es a
sorties are boated a LOS financial Settees and rot You my cbtan more informationabout SIK, including by contacting your 5i-tanctal Adtitor.
the iscdreg broker, ad you mat mato a sport Through t DA, soilable to oath balances are swept to the SIPC Breaks. by contacting SIPC at 2O2-371 -83C0
of any a or omission to both firm. As described depose scants at UBS AG New Yak Branch and (ES or by visiting the SIPC webae at snwapt.oep Account overview
e th rr e o a rs c c o o r u te nt e a d g r i e w e o m b e e nt g s , c p h a e U c k m s u re s f t l e n c a te tt d y o u n s y a o F u a r r ty A th G e K Ca C ym B an a l R an a c n e c s h h e T ld h a e t w t h d e e U po D s S it s A a G r C e a n d a m f a l n u B te ra d n b d y i Dividend Reinvestment Program pun • vote of you accoontatatfolo. Net of stets and
starves wren 30 cbys alter 8 was mailed or made are temperate, reposed to the sovereign nit of the The price reflected is an Jur by take. You MN Obtan • Amer toLdes salable cash balances, values fa
available. Alinement shall be deemed complete Cayman Wank, and there is no guarantee or other the total price banns F racial Advise.. Onk *hole merited wady lest), and Global Tim Deposit,
and accurate n all other respects if not objected to in oblostion of UBS AG 10 repay Unbalances Yttill'allhe shares are purchasedunder DRIP; partial Mann will be by marks to ma-ket, and certain assets not held
wring within 60 dam LEG Cayman's Brach's books. sold ad the cash wi be imparted luau account. The by the Fine. Does rot include untried sectritiePassets
• Please died ctromer complaints or ea/nest° to &dad reinvestment price applied by the ester may at the end a the tutor and anent statement period, or
Fier, C lent Rebore Depatnent at 201.352.1099 Deposal at LES Bee USA and each UPS AG Branch are •ffer from the mike price al which the partial shires pre m. Ivor:nem wasted stook options and
a FT t M o o ll. n f d rs a t y r t , h 9 ro 6 u 3 g .3 h 5 F 4 r - id W a O y, 3 o , r 8 in :0 v 3 a A it . i M -g . t to o L 6 E 0 S 0 P.M n b o y t S p IP ro C t . e S c e te e d '( b E y S S F IK ina . n M ci o a n l S ey er F vi u c n es d A sh c a c r o e u s n a t r P e r p o r t o e t c e t c io te n d ' re sold e • x C ac it t h a il b d l e e s s t I o n c c k lu o d p es ti o O n A s S balances. (stewing margin
Financial Senices Ix., Client Relations Depalment, below. Carati-iblieu den, credit lire, short account balances.
• I k P n a .O n c c a . le s B e o t r o x a f n 2 e s 6 r fe 6 ro r U r N s n F o io U r n p . C b lo i y s t p i , o W a n r s e 0 a 7 n b 0 t o 3 a u 7 t . a UB , S el V ec o tr i o e n c i k c bit U P p ro o g n r y a o m u r o r r e D qu A e m st, a b y a b la e n t c e e t s h d on r a th te e r B t a a n n k d S th we a e n p of a C e or n n o ti k t t l e e w d n h v t o o i l t e e a u , p r t n e h s e ta m F l i a r w m y i b w t e a i l h l e t s e l r t d h e e i s n r u y s lt a e o m ll d p a o a c r r c t : i W a o l u t a n o t r i . l d e I f p a y a t o r u er* L c • a E s C S h e A b s a G la la s U n t . o c S n e e s B , y r p a b l n a u c l s a h n d e c e s e p s o a . s T d it o t m t e a l l a e o l x f t e y u s n m i a m a t e U k s B e te S m d B u s a t n a u k a g U l a f S u * A n , d
card trantations, call 911762-1000, a write to UBS Mcney Furd may be liquidated, zed the proceeds motet price a accept an /morn dettnnined by a sweep balms the thee of tie statement period
Financial Senices Ix., 1000 harbor Blvd, Gth floor. returned to you or purse:blies ac aril. regiaered deireg agency. and creates./ accost lithecterrodity free ask balances in yes account are
Weehawken. NI 07086, Atte RIAAfeEA Servers. Rahn Hammon about available sweep *Veen Investment objectives s fl u a e t s se o c a o e f g t a he e s d e b l o a r d n s ot l h i e th r b e a o la r n d c i e n s a a y n c d o t u h p e e F o e f n is m ay
C s e t n a a e t l e le r m v r a e w t n i r o t i t a n e t a r o e t c u o e n t ip e a t t k a ra s m n y s o a f u e n r c o a o n n r , t i h M f e y y o o st u u a n t t e e e m e a d e n m y t e o o r a r e o w n r o m b te y v d u ca l b y l s l ; i n P co g o r 9 d e 1 s n 1 w 7 M e 6 e e 2 p r - e 1 s s 0 e t 0 k r 0 k a . t e fr s o a m n d yo W ur IC F K n a 5 n c a i v a a l i A la d b v le is a e t T N ea h e c e e h s e e a u c a n c d i o m v u s n e . t r t e a h n e o d b F m j i e rm a c y t p i o v r e n o r o y a p b n e t d l y t r w i i s n e k e w p n r i o n y f i o n ile g u a o a f l s a a r p - C y s u l t t t o to T th h i i s s tota l T is h i e n s c e lu fu d n ed d s in r e ti v p a e r s r t a le n t w pa o r n io y d o c u k r s a in w g a v r a d in .
receipt. The Firm or Card Sur (as appleable)musi 5g-decant change in you foancial stetson or Lending information
hear from you no later than CO days slier he Fine U Th N e F F a i n n , a n n c a i a m l S an o t r a ti , e r s r a the w ns prote l- c re ti m on o r rettortre. i c n h v o e o s s tm e o en re t o o b f s t c h u e r f e o s ll o F w o in r e g a in c e h r s e c rn a e n nt t heti you F a o n r d c d le o an lm ed a in n fo r r e m fe a r ti o to n m on a th C e l i F e i n rm t R 's e l l e a n ti d on in s g i p p e aces
SDNY_GM_00022132
CONFIDENTIAL
EFTA_ 00132752
EFTA01274889

Important information about your statement (COMInUfif)
badmen, or ACCOul Agfetterla and the General - We owns* use the closing price when avarebka liquid and event they can be sold, tie prke — h addian to commissists received n connection
Terms and Conditions U3S Statement of Credit Practices Ow mew of the bed rid ask poxes for heed received may be by than the pH chore estimated with the sale or &Sidon of arruey contract
atonable in egmement andO W%a wes at sectsitin and optics or only bid prices for OTC vitae provided n the axant statement, and use investment rear said, foots clients, no
Bnyy astamfarearrneekthe rres. seanties. antic( our affiliate receive rewrite dating
- Less 3Ctieekr traded securities may be priced using a • Restricted swasiges. Resisted 'etudes genecafir ampensalion from many of the insuance
Vow an Suites, model tx the moss recent peke we ae not omen, elgbk kor public sale. I€ Financial companies undenWth; the annuity co tracts,
Your statement itemizes securities and other malts held obtained And may not reflect en actud make peke Service, use. lb market priced the wrentricted stodc aff Twin cf tr n ward campadas or epornors of
tithe accahl at the wed of fie statement period. You a vase of the sane issuer as an ironed value foe he teethe irrivemmt tugs we distkute.
may ark for deveN Of Ski paid seosities at any time. - Certainposed:ins may appear viitoi a price and restricted Pak (wooded; ofihn statement oray To - Our affiliales also recede trading commaskins ad
You may receive securities sed as loan collMerd after will how as 'fate was nol awslatee• it we we the extent dal redicted secuities are elglok la sale, other conpensalon from maul and and
paying any balance de on them. Arty securities triable to obtain a price fora Warty. the value reedited may be sdastarnafir less thanthe nstrsxe companies whose products we derbute.
tendered to the From cising the gatemen period are - Deposit a securities denominated iicurrarcies imputed vitae town - We receive art anal he from UBS Bat USA and
listed at market vate as of the end of the standee other thin U.S dales are reflected at the (shade LIK AG Stanford Bench d w to $25 per accuse
period. rate as of the Oatmeal date. • Eat (est/tweed) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cant bald. In detemining the cost basis of to - fa certain seardes adding n non-coal ormrig M estivate of annual income 6 based are current Programs.
securities incbded en this statement, vase indicated denominations, puce and qua lity(fate Yids) may dividend ad interest rates, asstmeng tie stades will
with the number "I, • .55 F 'uncial Services has relied have been adjusd to facilitate taper Suakin be held for env yew from statement date or until Activity
aninformation cleaned from sources other thanU K To cbuin anent gip:taiga whin available, contact maturity This Singh hone/ a gudoine; accuracy hkemanon moaning ammksifis and other charges
Financial Semites. including information Wm another ycy Adm a and continued income are not gu warded rased in conned:2n with to execulka of wades,
rim a that ?MOW toVegrovided to your finaxial — Estimated anal Sane and taint yield for ticketing option aanstctions has been incaad on
Aditor. The Finn does not indeperantly verity a • Private investment and otrucoared produas certain types of washes could tickled a ream of contendere FreA0U* f writhed to you. ad all be
gyarantw the scanty a vadat al cry Sarmatian !ovate rewsiment smut es (ex Laing droct pritipai or capital gaits n which case the est ordain:Itory pro-aptly on repast
Provided by souses other than LESPi-uncial %Won. panicipatifi program and real estate investment vis income (ad curiae yield would be overstated,
h aditiart although UK Phricial Senates generafit washes) and structred proins are general t highly — Estimated areal income and wart yield and tie Short selling
es:dates his nfamatizn as it is received, the hem dicpid. Cense stactind proads have not been adual Sane and yieU mitt be fewer°, higher you are engagedin short sellrg a secured you may
does not provide any assuarkes the the id: makes regotered with the Securities and Exch than the estimated &Munn. harness. de to casein tonderg costs foe Out
ceder "Con bate and *Unrealized get loss' is Commesian aunder aystate seeurtinves. We — Are Sinn of adualeed income (dividend ands partkulit wacky.
accurate as of the date of this statement. As such woe* unmated values for piste investment interest) dirk/adbythe current market
please done refit on this Ho-region to make sedates and gestured products for idcematkrul valeta verage balance is based an the LS die:fend Open orders
puchne or sale decisions for tax puposes a purposes crib.. lacing dna gunned. or interest payment mode by the Muer and Regading open or • gx6till-cancelled' axles that
otherwise. Accounts tendered tote Fim may - These vitas may differ Systadisfit ken prkes ii S59.fleS tie seosseddecosts will be held for ore were not executed by the 'Werner* data open buy and
reflect sal loss infamatifi only for the period d any, at which a Witte Sydow,' MY year Cram the statement date or until mosey sell slop orders are reamed by the mount of dividend
tine they an held at tie fin More historical structured product maybe bought or sold and do accuracy and continued yell se not graded or Stets cn an ex-dividends or ewrItts dyke unless
Somata, can be atied by yds- Estancia Advisor. not necesstribetsesent the vais you mayreceive ingested en-enviie by yas. You are responsbk for
span liquidator. • Assets not held by t€S Financial Services. Cenah °Men that are executed Os to yOur Ware to cancel
• U/Yealitaid gate/Ions When data, awilabk, - Third party *emotes of vain ate as ',ascertain Midi are not held by the Fives ad not Ishii the endiv open orders.
estimated imaged guindlown are ctatatid date and ate suppled to UBS Inexid Services on a Fern's postmen or control. These ants are
rderdial setae/ lots. The transition data for regilar basis by an independent volution firm. displayed on loos statement for informational Palm
iWilun bit mayor may not ref kct animas:2ns - baser. general Danner or sponsor estimated vales purposes oily Positions and values presented are To obtain a copy du/current Client Primacy Notice.
de andor security reorganizaign events if ant, are seabed to **Pim by die issuer, provided by tat 6su'rg fern. UBS Fi incal5erwces please contact par F narxial etas or van our retinae
li= d and otter reinvestment lob and systematk genwal partner or nassor and may be caulated not reportable foe he infomution and does not at mew of., rnm/wive•vw,irev
pucks* bat are each canbined iodinate, one based we dfferent information tan tut used by guarantee es accuracy. Thine mans at rot protected
awraged lot The 'Tack date' coLenn presents the third parties to delve their negated values. by SIC or to Finns suNdamadal cowtogh 1.85 Filmed dares is not a bad The RI A, Business
txgral Vansadon trade dale. - You can obtain addriong idomiation regarding Services Account EGA and IRMA are Udder accounts
the metccblagy used to determine the estimate of • Revenue shirrs and additional aspensatice. which provide access so banking services and prodsts
• Callable securities Bonds and welecred stock that value and the dale of the Semen:athat is the — In addition to commissions on sees and 12b.1 lees tea* arangernerilt with afI Aged baits and other
the name cats for eat redentaban will be selected basis to the egimate by contacting your Financial received n a:erectionwith tie distribution c4 ihniparty banks. and provides access to ratta-ce and
moat:* by lot from among all senses of that Myna mutual kinds to ow dents we ander our great amity Proarls awed by unaffiliated thid-pany
nsue held re our carnets en nominee aerie fa us - Third party 'Mended vates may be reflected as receive revenue *wing Payments finm digabutors Sureice conpanes through insurance agency
dents. Call teats nicandire is obtained tom third 'Not priced' in several storks: when an ardor adisas of the natal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and en accuracy is not guano:ed. Other call 1dependent valuation lire has not step dais These anoints are based on two cMeres
fearer. Inwood Sikh cccM Sect ski comrade treble to sir a 'Sas Sun we become ware components (t the amani of ales by UBS of a tiont-nw-il. Swann.. ani atuily products,
rilnynaign will be provided upon request that a matenal mat has cussed that may call a Palicols mutual fund famiW to our clients and 0) Nat FDIC Owed • No bank guaentew May bse saw
wesusty reported value no question, or ni-en a the asset value of a particular mutual fund famiSt's
• Certificates of deposit (ON). CDs are FDIC awed value would be high speculate. due to he nature tires held a the fern RUA. Resource Management dm, nt, Business Services
ipto 5.2b),000 in principal and ensued intend per of the security. — We and as Miriate ako receive maw:ding and Acyouni BSA. IRMA and intonational Resource
depositor and per &pantry ingesixt in a:cadence - When miter an Muer, general partner or soma iambs prixesting fen n consideration for Management Accost we registered service maks of
wen FDIC nen estimated value nor a third-pa-et estimated take is trader agent anises that we provck to the UGS Niancii Settees Inc
proinded, the vale of the sturty wit bedefier:fit mutual ands. These feesgenerally are pad from
• Price/value Prices depicted fo r securities and oder Iran its paths price. investor asses n the snuffles's' and swatted Vila Signalise e a registered service MA of Visa
grottos may be higher or lower than the price that - • Distributions to date' may indude retun of dais amount baud an the wady of accounts at human:nal UK visa Signals afire cads and UBS
you would Woad), receive in fir maitet Aires aw capital ncome orboth. the broker-dealer Inokfing mutual funds of that fund Vna debt cards are issued by UBS Bad USA with
obtained from tabus tic' party sources whiti we - 'Original unit size' represents to hitial offering fa-nify Permssion from Vna USA Incorporated.
been to be reliable, but we do not gurantee ther Fake per LIP axiom, not reflect you cop bases
accuracy. - DIP and unlisted REP stasis at nal listed on a UPSPiruncial Setvicea Inn Rev 201604
rational securities exchange. and aro genera?
SDNYGM_00022133
CONFIDENTIAL
EFFA_00132753
EFTA01274890

inancial Services Inc
Private Wealth Management UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2016
CNP70055918231016 v1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: IncInt V49920008
Account number.
Your financial Advisor.
SCOTT STACK MAN1LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your financial Advisor ce the
RMA Resourcebne at 800-RMA-l000, on September 30 (S) on October 31 (1)
account
Your assets 880,228.38 836,741.99
Ksit our website: Your liabilities 0.00 0.00
www.ubscomifinanciikeneces
Value of your account $880,228.38 $836,741.99
Sources of your account growth
Tracking the value of your account during 2016
WAR of your account
at year end 2015 $1,010,341.52
Thc Lf:-..311C$
s o5 Net deposits and
withdrawals 4215,391.87
1.010 3 Your eivestment return
Eq0 2 836.7 Dividend and
interest income 531,788.28
Change in
market value $10,004 06
Value of your account
on Oct 31.2016 6036.741.99
Dec 2014 Dec 2015 Sep 2016 Oci 2016
SDNY GM 00022134
FA•mbor SIPC CNI170001005591823 NP7000193559 00003 1016 0305750C4 000000 Page 1 of 12
CONFIDENTIAL
EFTA_00 132754
EFTA01274891

SUBS
UBS Strategic Advisor Account name: Your Nouns's! Advisor-
Friendly account name:ir 1 SCOTT STACK MATILYI.E CASRIEL
October 2016 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
• Cash and money balances may include
A Cash and money balances 83.29 001% Your current asset allocation
available cash balances. 1)95 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 836,658.70 99 99% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets $836,741.99 100.00%
C
Value of your account $836,741.99
Eye on the markets
Percentage change
Index October 2016 year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
CUP 70303005591824 NP70C0I90559 00003 1016 030575004 00YRINY_GM_0002Ane 2 of 12
CONFIDENTIAL
EFTA 00132755
EFTA01274892

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Si sandal Advisor:
Friendly account name:Ind)), yegg2GO08 SCOTT STACK MANYLYLE CASRIEL
October 2016 Account number.
Change in the value of your account Summary of gains and losses
Wives reported telow exclude products for which guns and losses are not classified.
October 2016 (V Year to date (S)
Realized gains and losses Unrealized
Opening account value $880,228.38 $1,010,341.52
October 2016(51 Year to date (1) gains and losses (S)
Deposits, including investments
transferred in 700.00 700.00 Long term 0.00 -14,824.77 38,669 15
Withdrawals and fees,
including investments transferred Cash activity summary
cut -3,348.97 -216,091.87
See Account aztnrty that month for dell IS. EtelanCei in your SveeDOPOPIS are Ind udedin the openrx) and
Dividend and interest income 1,088.12 31,788.28 CIOSIng MOWS vat*. FDIC insurance voles only to deposits/Russ Bank USA, SOt 10 &Dons at 1185 AG.
Starr/old Prance oat bank deposits placed throug, the UBS internaiona Depose Account program. SIPC
Change in market value -41,925.54 10,004 O6 protection applies to money market sweep fund hddirgs but rot bank deposits. Seeimportant information
about your statement an the um two pages of this document for del315.
Closing account value $836,741.99 $836,741.99
October 20161,0 Year to date (S)
Opening balances $1,644.14 $0.00
Dividend and interest income earned
Additions
For poppy:5 of ion softener'', ta.ab:dy of intelesl anK1c1.4ena income NS; been deternined Iran a US Deposits and other funds credited 700 00 700.00
tat ,.porting perspective. Bawd upon the residence of the account holder, account type, or product twit.
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Pico (PR) Dividend and interest income 1,08812 31,788 28
income tares. The fleet month)/ statement is not Intended to be used ad camot be treed tidbit fcr las
barest,. Clients should refer to the applcSole tar reporting forms they recent. Iran 165 annualy, such as Proceeds from investment transactions 0.00 183,964,28
the corns 1099 and the Tams 480, for led lePollm9 information. It is the practice Of 1185 to file tht
awlicatte tar reporting forms with the US Intern.R Revenue Service and PR Treasury Department and in Total additions $1,788.12 $216,452.56
such forms accurately usury dindenct Bract interest as tat exempt or taable income. Pleat consult ycur
indvdual tax PrePater. Subtractions
October 2016 ill Year to date (S) Professional management fees and
related services -1,659.45 -6,250.59
Taxable dividends 1,088 12 31,787 74
Other fees -45.38 -762.54
Taxable interest 0.00 0.30
Other funds debited -1,64414 -209,078.74
Total current year 91.088.12 $31,788.04
Funds withdrawn for investments
Prior year adjustment 000 0.24 bought 000 -277.40
Total dividend & interest $1,088.12 $31,788.28 Total subtractions -$3,348.97 -$216,369.27
Net cash flow -$1,560.85 $83.29
Closing balances $83.29 $83.29
SDNY GM 00022136
CriP7C0033059318 25 NP7003197559 00003 1016 030575004 oococo Page 3 of 12
CONFIDENTIAL
EFTA_00132756
EFTA01274893

SUBS
UBS Strategic Advisor Account name: GHI4.AINE niki‘n Your Knandal Advisor.
Friendly account name:Irvin. Vrincoroc3 Src,71 STACY r7Asp FL
October 2016 Account number
Withholdings and tax summary
October 2016(1) Year to date (1)
Foreign taxes paid 0.00 -2,377.80
UBS Bank USA Deposit Account APY
Interest period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 MOO
Closing UBS Bank USA Deposit balance Oct 6 $0.00
Number of days in interest period 29
Average daily ba lance $966.15
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investrnent objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. YO u Can find a ful description of the ahemative
investment objectives in important information about your statement at the end of this
document
Your cetera objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consderation • None selected
Your account instructions
• lots account cost basis default closing method is FIFO, First in, First Out
CNP7000900559t 926 NP7003190559 00003 1016030575004 COMIIN_GM_00022litie 4 of I2
CONFIDENTIAL
EFTA_00132757
EFTA01274894

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Illnandal Advisor:
$UBS Friendly account name:Indiv v4992(Xx)8 SCOTT STACK INANLYLE CASRIEL
October 2016
Account number.
Your assets
Some fanCeS, income and current vogue ShOnn May be approximate. AS a itsull, gains andlosses ma/ poi
be CConalely refieded. Set 44porunt inkmafron about your statement a the end of this document for
mate infornaaort
Cash
Cash and money balances
Cash and mosey balances ma/ include. ayalaale cash balances, UBS Bar* USA cbpont account balances,
UBS AG Stantord Branch Cepobt account balances and money matitet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC eat hn applicable limits, but are not
protected by SleG 085 AG Stanford Brant h deposit account Manes alt not ensured by FDIC and se not
protected by StiC Money market sweep balances are protected by sac but age not insured by the FCC.
See the Important information about your statement at the end of this docunent for details about those
balances.
Opereng Want. Cloungbilaxe ante PH that Average Pali:SendInterest Oars on
Hddng on On I (1) on Od 31 (f) on Oct 31 CO late period period Cepannum (t)
UBS BANK USA CEP ACCT 1,644 14 83.29 250.000 00
Equities
Common stock
Purchase pnCer
Trade minter Average price Price per share Value on Uwe/need Hddng
Hddng date of snares per share (5) Con basis (S) on Oct 31 (51 Oct 31 (1) gain or loss (1) Period
ASTRAZENECA PLC SPON ACR
Symbol: AZN Exchange: NYSE
EAI: 41,000 Current yield' 4.84% Jan 29, 13 420.003 25065 10,527 30 28.320 11,894 40 1,367 10 LT
Apr 22, 13 170.000 25667 4,363 53 28.320 4,814.40 450.87 LT
.h.4 12,13 140.000 24.720 3,460.92 28.320 3.964 80 503.88 LT
Security total 730.030 25 139 18,351 75 20,673 60 2,321.85
BAE SYSTEMS PLC SPUN ADR
Symbol BAESY Exchange OTC
EAI: 41,125 Current yield 4.25% Jan 29, 13 1003 000 22 160 22,160 00 26.500 26,500 00 4,340.00 LT
BHP BILLITON LTD SOON ADR
Symbio4. BHP Exchange NYSE
EAI: 4261 Current yield 1.71% Jan 29,13 320.003 78.520 25,126 50 35.020 11206 40 -13,920.10 LT
Apr 22, 13 30.000 63 865 1,91595 35.020 1,05060 865.35 LT
Jul 12,13 85.000 61002 5,185.23 35.020 2,976.70 -2,208.53 LT
contused next page
SONY GM 00022138
Ctle7C000305$91027 HP7060150659 00033 1016 030575004 000000 Page S of 12
CONFIDENTIAL
EFTA_00132758
EFTA01274895

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignandal Advisor,
Friendly account name:Indiv V4992C003 SCOTT STACK MANY LYLE CASRIEL
October 2016 Account number:
Your assets Equities Common stock (continued)
Purchase price
Trade Mabee Average pace Price per share Vdue on Unrealized Hddng
lathing date of dam per slug (S) Cad bat (I) on Oct 31(3) 0(131 ($) grin or loss (S) period
Security total 435.000 74.087 32227.68 15233.70 -16,993.98
CEUTSGE TELEKOM AG DE SPON
ADR
Symbol: DTEGY Exchange: OTC
(Al; 12,536 Current yield: 3.64% Sep 16, 13 1,275.000 13387 17,069.45 16.320 20,808.00 3,738.55 LT
Sep 17, 13 1,150.000 13359 15,362 85 16.320 18,768,00 3,405.15 LT
Sep 18, 13 990.000 13393 132591 7 16.320 16,156.80 2,897.63 LT
Oct 10. 13 855.000 15.481 13236.68 16.320 13,953.60 716.92 LT
Security total 4,270.030 13201 58,928.15 69,686.40 10,758.25
CEUTSCI-E POST AG SPON ADA
Symbol: DPSGY Exchange: OTC
EAI: 4930 Current yield 2.99% lan 29.13 280.000 23.900 6,692.00 31.070 8,699.60 2,007.60 LT
Apr 22, 13 720.000 22.581 16258.75 31.070 22,370.40 6,111.65 LT
Security total 1.000.000 22.951 22,950.75 31,070.00 8,119.25
ENGIE SPON ADR
Symbol: ENGIY Exchange OTC
EAI: 31,355 Current yield: 6.24% Jan 29,13 240.000 20.779 4,98698 14.480 3,475.20 -1,511.78 LT
Apr 22, 13 380.000 20.919 7,949.37 14.480 5,502.40 .2,446.97 LT
lul 12, 13 215.000 20.144 4,330.97 14.480 3,113.20 •1,217.77 LT
Aug 21, 13 285.000 22.200 6327.10 14.480 4,126.80 -2,200.30 LT
Aug 22, 13 140.000 22.508 3,151.20 14.480 2,027.20 •1,124.00 LT
Aug 23, 13 240.000 22.418 5,380.51 14.480 3,475.20 -1,905.31 LT
Security total 1,500.000 21.417 32,126.13 21,720.00 -10,406.13
GUM SMITHX UNE PLC ADR
Symbol: GSK Exchange: NYSE
EAI: 31,065 Current yield: 5.17% Feb 13, 13 150.000 45.645 6,846.78 40.010 6,001.50 -845.28 LT
Apr 22. 13 245.000 50.630 12,404,47 40010 9,802.45 -2,602.02 LT
Ad 12, 13 120.000 52.904 6,348.48 40.010 4,801.20 -1,547.28 LT
Security total 515.000 49.708 25,599 73 20.60515 -4,994.58
IMPERIAL BRANDS PLC SPON ADR
Symbol: IM88Y Exchange: OTC
(Al: 12,095 Current yield: 4.21% Apr 25. 13 120.000 35.445 4253.51 48.350 5,802.00 1,548.49 LT
Apr 26. 13 750.000 35 396 26,547 34 48.350 36262 50 9,715.16 LT
continued next pace
CNP7030103 05591828 NP7000193$59 00003 1016 0.00575004 0311019Y_GM_0002211890 6 of 12
CONFIDENTIAL
EFTA_00 132759
EFTA01274896

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pinandal Advisor:
*UBS friendly account name:Index V49920008 SCOTT STACKMANLYLE CASPJEL
October 2016 Account number.
Your assets
Equities . Common stock (continued)
Nictiate pli.d
Trade Number Average price Porte pet share Whit. on Unrealized Hddng
Hddng date of shares per shame (S) Cost basis ($) on Oct 3101 04131(3) gain or Ions ($) Period
Ai 12, 13 160.000 34.187 5,470.00 48.350 7,736.00 2,266.00 LT
Security iota 1,030.003 35214 36270.85 49,800.50 13,529.65
MTN GROUP LTD SPON ADR
Symbol. MTNOY Exchange:OTC
EAI: 41,164 Current yield:6.79% Jan 29,13 1,025.000 19.580 20,069.50 8.620 8,835.50 -11,234.00 LT
Apr 22, 13 590.000 17 390 10,260 10 8620 5,085 80 .5,174.30 LT
Jul 12,13 375.000 19219 7,207.31 8.620 3,232.50 -3,974.81 LT
Security total 1,990.000 18.863 37,53691 17,153 80 40,383.11
NIPPON TELEG & TEL COPP WON
ADR
Symbol: NTT Exchange NYSE
(Al: 11.919 Current yield: 1.99% Jul 22,13 1,700.000 26.445 44,957.18 44.390 75,463.00 30,505.82 LT
Aug 6,13 510.000 26309 13,417.69 44.390 22,638.90 9,221.21 LT
Security total 2210.000 26.414 58,374.87 98,101.90 39,727.03
NDVARTIS AG SPON AOR
Symbol. NVS Exchange; NYSE
EAI: $2,245 Current yield. 3.24% Jan 29,13 590.000 67.877 40,047.61 71.020 41,901.80 1,854.19 LT
Apr 22.13 240.000 72.512 17,403.02 71.020 17,044.80 -358.22 LT
Jul 12,13 145.000 73.450 10,650.38 71.020 10297.90 -352.48 LT
Security total 975.000 69.847 68,101.01 69,244.50 1,143.49
ORKLA ASA A SEG SPON ADR
Symbol: ORKLY Exchange: OTC
(Al: 3967 Current yield 2.49% Jan 21,14 710.000 8.052 5,717.56 9.420 6,688.20 970.64 LT
lan 22,1e 220.000 8.190 1,801.84 9.420 2,072.40 270.56 LT
Jan 23,14 315.000 8282 2,608.92 9.420 2,967.30 358.38 LT
Jan 24,14 185.000 8.147 1,507.25 9.420 1,742.70 235.45 LT
Jan 27,1A 135.000 8.019 1,08258 9.420 1,271.70 189.12 LT
Jan 28,14 265.000 8.045 2,132.08 9.420 2,496.30 364.22 LT
Jan 29,14 390.000 7.991 3,116.53 9.420 3,673.80 557.27 LT
Jan 30,14 245.000 7.849 1,923.23 9.420 2,307.90 384.67 LT
Jan 31,14 260.000 7.878 2,048.46 9.420 2,449.20 400.74 LT
Feb 3, 14 185.000 7.794 1,441.96 9.420 1,742.70 300.74 LT
continued next page
SDNY GM 00022140
CNP70003303591EQ9NP70C0193559 00003 1016 030575004 000000 Page 7 of 12
CONFIDENTIAL
EFTA 00132760
EFTA01274897

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your Ignandal Advisor,
Friendly account name:Indiv V49920008 SCOTT STACK MANY LYLE CASRIEL
October 2016
Account number.
Your assets . Equities . Common stodc (Continued)
Purchase pricer
Trade Warier Average price Prie pet shire Vdue on unwanted Holding
Racing date of charm per than (I) Con bads (s) on Oct 31 (3) Ocl 31 ($) gain or lost (S) period
Feb 4, 14 235.000 7.671 1,802.69 9.420 2213.70 411.01 LT
Feb5,14 245.000 7.727 1,893.29 9.420 2307.90 414.61 LT
Feb6, 14 165.000 7.561 1247.70 9.420 1,554.30 306.60 LT
Feb 7, I4 310.000 7.528 2,333.87 9.420 2,920.20 586.33 LT
Feb 10, 14 250.000 7.609 1,902.25 9.420 2355.00 452.75 LT
Security total 4,115.000 7.913 32,560.21 38,763.30 6203.09
P.T. TELEKOMUNIKASI INDONESIA
SP:N ACC
Symbol: ILK Exchange NYSE
EAI: $662 Current yield 1.48% Jan 29,13 1,380.000 19.721 27215.25 32.490 44,83620 17,620.95 LT
RECKIIT BENCKISER PLC WON ADR
Symbol: REIGLY Exchange: OTC
EAI: $1,366 Current yield:2.12% Jan 29,13 2,590.000 13.187 34,156.85 18.240 47,24160 13,084.75 LT
Apr 22, 13 510.000 13966 7,122.67 18.240 930240 2.17973 LT
Jul 12, 13 440.000 13938 6,13199 18.240 8,02860 1.89161 LT
Security total 3,540.000 13393 47,412.51 64,569.60 17,157.09
ROYAL DUTCH SHELL PLC CI. A
SPZN AC
Symbol: RDS.A Exchange: NYSE
EAI: 186 Current yield: 6.39% 27.000 --This information was unavailable-- 49.810 1,344.87
ROYAL DUTCH SHELL PLC ADS
REPSTG 2 CL 8 ORD SHS WON
ADR
Symbol: RDS6 Exchange: NYSE
EA!: 11,504 Current yield: 7.19% Jan 29,13 185.000 74.585 13,79831 52.310 9,677.35 -4,120.96 LT
Apr 22, 13 215.000 65.856 14,159.06 52.310 11246.65 -2,912.41 LT
Security total 400.000 69.893 27,957.37 20,924.00 -7,033.37
SEMENS A G WON ADR
Symbol: SIEGY Exchange OTC
EAI: 11,404 Current yield: 2.47% Jan 29,13 250.000 110.110 27,527.50 113.650 28,412.50 885.00 LT
Apr 22, 13 200.0'00 100.134 20,026.84 113.650 22,730.00 2,70116 LT
Jul 12,13 50.000 107.256 5,362.83 113.650 5,682.50 319.67 LT
Security toted 500.000 105.834 52,917.17 56,825.00 3,907.83
continued next page
CNP7000)005591030NP7000193559 00003 1016 030575004 0040114Y_GM_0002211090 S of 12
CONFIDENTIAL
EFTA 00132761
EFTA01274898

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS Friendly account name: Indiv V49920008 SCOTT STACK MAN LYLE CASki EL
October 2016 Account number.
Your assets Equities . Common stock (continued/
Purchase price
Trade Hunter Average price race per share value on Lirredlted lidclng
Hddng date of shares per share (E) Cog basis (S) on Oct 31 (5) 04131(4) gain or loss (1) period
SINGAPORE TELECOM LTD NEW 2006
SPON ADR
Symbol: SGAPY Exchange: OTC
EAI: $2.167 Current yield: 4.38% Jan 29,13 1,060.000 28160 29,955 60 28.045 29,727.70 -227.90 LT
Apr 22. 13 440.000 29.820 13,121.15 28.045 12,339.80 •781.35 LT
1J 12,13 265.000 30.551 8,096.17 28.045 7.431.92 -664.25 LT
Security total 1,765.000 28.993 51,172 92 49,499.42 •1,673.50
STATO1L ASA SPON APR
Symbol: STO ExChange: NYSE
EAI: 41,146 Current yield- 4.87% Jan 29,13 610.000 26.533 16,185.31 16.240 9,906.40 .6,278.91 LT
Apr 22, 13 205.000 25.765 5,281.88 16.240 3,329.20 -1,952.68 LT
Apr 22, 13 170.800 23.274 3,956.72 16.240 2,760.80 -1,195.92 LT
Apr 22, 13 135000 25.785 3,481.05 16.240 2,192.40 -1,288.65 LT
Jul 12, 13 330000 21.423 7,069.66 16.240 5,359.20 -1,710.46 LT
Security total 1.450.000 24.810 35,974.62 23,548.00 •12,426.62
TAIWAN SEMICONDUCTOR MFG CO
LTO AOR
Symbol: TSM Exchange: NYSE
EAI: 4624 Current yield 2.42% Jan 29,13 800.000 17800 14,240 00 31.100 24,880 00 10,640 00 LT
Jul 12, 13 30.000 18.434 553.04 31.100 933.00 379.96 LT
Security total 830.000 17223 14,793.04 25,813.00 11,019.96
LIN iLEYER NV N Y SHE NEW
tiEFNERIANDS SPON SPON AD
Symbol: UN Exchange: NYSE
EAI: 41,192 arrant yield: 2.85% Jan 29, 13 300.000 40.500 12,150.00 41.820 12,546.00 396.00 LT
Apr 22, 13 445.000 41074 18,278 06 41.820 18,609.90 331.84 LT
Jul 12,13 255.000 41271 10,524.33 41.820 10,664.10 139.77 LT
Security total 1,000.000 40 952 40,952 39 41,820.00 867.61
VODAFONE GROUP PLC SPON AIM
Symbol: VOD Exchange: OTC
EAI: 31,570 Current yield: 5.43% Jan 29,13 796294 50.164 39,945.60 27.840 22,168.82 -17,776.78 LT
Apr 22.13 2.727 54.627 148.97 27.840 75.92 -73.05 LT
Jul 12, 13 239.979 54.033 12,966.80 27.840 6)681.02 6,285.78 LT
osotinved next page
SONY GM 00022142
CNP7001:6005691831 NP7000190559 00003 1016 030575004 009000 Pegs 9 of 12
CONFIDENTIAL
EFTA_00132762
EFTA01274899

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Kaneda Advisor:
Friendly account namo:Indiv V49920008 SCOTT STACK MANLYLE CASRIEL
October 2016
Account number:
Your assets Equities . Common stock (Contrived)
Purchase pica
Trade Nastier Average price Price pet share Value on metered Holdup
Helena dste of shares pr sham (5) Cost basis (S) on Oct 31 (S) Oct 31 (5) gain or loss (5) period
Security total 1,039.000 51.070 53,05 1. 37 28,925.76 -24,135.61
Total 1796444AI 1836.658.70 138,669.15
Total estimated annual income: 528.413
Your total assets
Percentage d Cost Estimated unreaized
VJLIt c)11 Ott 31 (1) your account DOSS (1) annual name (5) gain or loss (5)
Cash Cash and money balances 83.29 0.01% 83.29
Equities • Common stock 835,655.70 99.99% 796,644.60 28,413.00 38,669.15
Total $836,741.99 100.00% $796,727.97 $28,413.00 $38,669.15
• Missing cost cirruiren
Account activity this month
Date Actlity DeccnOliOn Amount (5)
700.00
Deposits and other fends credited Oct 17 Transfer FM 0100
Total deposits and other funds credited $700.00
Ole Acuity Descrption Amount (5)
Dividend end interestiecorns
Taxable dividends Oct 6 Foreign IMPERIAL BRANDS PLC SPON ADR PAD ON 1030 314.04
Dvidend CUSIP: 45262P102
Oct 6 Foreign RECKITT BENCKKER PLC SPON ADR PAID ON 3540 533.82
Cividond CUSIP: 756255204
OCI 13 Foreign GLAXO SMITHKUNE PLC ADR PAIOON 515 240.26
Dvidend CUSIP: 37733W105
Total taxable dividends 11,088.12
Total dividend and interest income $1.0611.12
Oahe Actiiity Otxription Amount (5)
fees Oct 6 Fee 1VPERIAL BRANDS PLC SPON ADR -3.86
Oct 6 Fee RECKITT BENCK1SER PLC SPON ADR .38.94
Oct 13 Fee GLA.X0 SMITPIKUPE PLC ADR -2.58
continued next page
CNP700C000559t 832 NP7003193559 00003 1016 030575004 03ffigilicom_0002tigg 10 of 12
CONFIDENTIAL
EFTA_0O132763
EFTA01274900

UBS Strategic Advisor Account name: CHISLA1NE MAXWELL Your Pi nandal Advisor:
UBS friendly account name: Indtv vegg20X43 SCOTT STACKMAN/LYLE CASMEL
October 2016 Account number.
Account activity this month (continued
Cute AcItaly Oeirolion Amami 11)
Pees (continued) Oct 24 FeeCharged QUARTERLY FEE -1,659.45
Total professional management fees 41.659.45
Total other fees -645.38
Pate Acting, Dtscnpuon Amount (S)
Other funds debited Oct 3 Transfer JOURNAL TO GHSLAINE MAXWELL -1.6,14 14
Total other funds debited 41,644.14
Investment transactions
For more information about the pace/Vila tllown for restricted sec uMies. we important information about
yOut «Stelae« X the end of the docunent
Proceeds Iran funds
investment withdrawn for Accrued
Die /ULM). Desciption Quantity Valw(t) Pdw(S) 'ran-Acne:cis (S) env'sI ment s bought (S) interest (S)
Oct 26 Dredend P.T. TELEKOMUNIKASIINCONESIA SPON ADR 690.000
STOCK SPLIT SYMBOL TIK RATE: 1.00 PAID
ON 690
CUSS: 715684106
Total
Cote Activity Description Amount (S)
Money balance activities Sep 30 Balance Poniard $1,644.14
Oct 4 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 10(03116 -1,644.14
Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT' 805.06
Oct 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 237.68
Oct 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 700.00
Oct 25 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 10(24116 -1.659.45
Oct 31 Closing UBS Bank USA Deposit Account S0329
The Ulit5 Bank USA Delt09t ACCOunt IS your pelmory sweep Ophou
SDNY GM 00022144
C W760093055918 33 NV7003193569 00033 1016 03057%01 000000 Page 11 of 12
CONFIDENTIAL
EFTA 00132764
EFTA01274901

*UBS
Your notes
'-===
.7 ,...... &NANI.I_Ghl_optafts 11, I 2
CONFIDENTIAL
EFT,00132763
EFTA01274902

Important information about your statement
IS Fruncial Services Pc. (the Firm or UBS Snivel' sent yOu the tent statermni on which the ever or Corporation DEC), Abate protects IYOSlieS scaresel • Produce Currant income: harnments seekng tie
Straka°, is a menthe' of all principal eerily, ccomoda problem spend. its merrben up to $920,000 (inehnling 1250,003 kr generation of income onk.
and cote:menthe-ass. UBS Financial Semites and CBS - horde your came ad scant number Gef any) dams for cash). The Slit asset protection limit, ;PST to • Achnee Cepa,A ppreciation. Investments seeing
Bank USA re i-died subsilones of UPS AG and - Desalte the error Of the trinder you are inure atl acccunts that you hold in a particular wacky. cromh d precipal rather than the geremen of
afti haes of U3S Seattle' LLC. The Fein's anneal about, indeplain as ckaik as you cal why you The pin, together with certain affP utts, has also Home.
statement e available upon reqsest The Font exsaie believe a is an env a why you need more purchased eakmentapeotection. The madman • Produce Combaubbn a Marne and Capital
ottkes re a. infanuan amount pasabb to a MSS. diet, CONKlink ut.r Apatioaton. hesitant' spin) both the generate:re
- Proinde the dolar arrant ct the suspected Kra. this erasion is ZOO milion as of Docents 10, 2015. of Mane and growls of priajon.
LOS Fina-col Swims Inc. Stbrd to the poky orditores ad lmi ations. cash
1200 Harbor Boulevard The Firm or Card Issuer vii Kunio% put comsdaht the hem is further protected fa up to $1.9 million n the Overall ritk profiles
Weehawken, NJ 07086 and eel correct my error promptly. For alleged mob wept* kr all your accounts held n a patiwa • Consavatree. Sects to mental intial pixie& wish
reolving UBS Via debit cad tramad an if we take caucity. A fli copy of thepoky wading is salable
C o T f h B f i i S s c i F s a t i l n a t a t a e n x m c d i e a o n l o S t r e r e n n p a a r t e i e l s s s e , a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r c n e i i c a c o l i r r n e d g c s o , d e r a d t s a o e s f p h y t o o u u l ' d m p ye a o t r i r e Y a e th c ll c a N o n y r 1 e d 0 f t b h o u e r s t u h in s e e n s s o d n f a t o h y e u s m t t o y o t d n u e e t r h y th i d n is u k , r i w i n s e g in t w i e e i r ll r t c o i r n r e , e d s i o i t t that T up he o n S r l e it q u p e ro st t . e ction ad the supplemenbl protection t ' lo h e w a a t r m m is e k a o a n r n s r d e t h t v u e o r l n a a s t c i l r e c d y o s to m t d t a h o y e e r s a o n c t o c k t o e g r e d e p n o p e v r r e a e t r e a w t s i i e g th v n e il n o i a f rt
reflation.
n B O o r m a t i n S b c P e h O r l e i n t l a i p e n l d e a a L s s o t e n a r o n e f p t 1 o h 1 r y e t o i o u t f i b f m ic a m e n e s d e e i r a v t t i h n e e g ly e y n o i s u m a r a n i c t e e c a o ) w t o a t. t he P la le k a e s s e u m s t i o te co a m ll p ch le e t c e k o s u p r a m ye e k s t t i o st t i h o e n F . an or tee b • o y C th o r u d e r o t a i n n c o c W o t u a in n p t c p v e ly a . l ' t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (e m n d LO M S a F d i d na e n d c n ia l • M to o le d r e a r t a e t s e o . m W e i l s lin a g t i t n o y ac t c o e s p e t e s k a h n y e p l e it r r t e o tu p rn ir s c , j oal and
I rancial insteren bladed on tie trait ot the Services (e.g., certain( cash at UBS Bark USA, 60 • Aggress,: Wiling to accept hit Mr to pontos' and
Altectip a levies shown are Mended to be accurate. statement In addition to regular soon fees, accounts cash at 1.8$ AG U.S.aanrhes, (4 remake stela high volat lily to sea high returns o'er time.
statement dnatkuld not be wed fa is purposes Rely may be object to mahouts Ise changes for late including viable martinet, and 00 Aarer of mutual • In.• anent Edgrbarire Contarration: I Hinted, a
sake on yesend tax fowls. 6e, Form 1099. 5498, parent kr securities purchases and chars kr unpaid finds where such thaw re regained desk in the Palion of the portfolio for that account may ixkle
10425. etc ) when prepawg your lax return. nu Fine 5 amaxnes re cash octants. Accounts that re transferred name of tie account holier on tie books rd records canplex strategic, Fretted lioncity and seater
required by law to repon to tie IRS all taxable dividends, to other insteulens may be subject to a transfer tee. of the applicable suer a transfer agint), volatiky.
uportabb rentauble cabala and tactile Merest • Certain rmsb-nent contracts or invesenent interests
erred en sensitises held rimy scant not steeds UBS Sweep Ordieni (e.g., alined partnerships and private placements) that Statement •hautisheldier
on see tratradere, rd con basis cn certain cowered Offen options kr sweeping cash balances. balances are rot regnered viler ter Securities Act of 1935 We may ccetotdale a related account statements with
mules, to bah deposits at UM Brk USA and LEIS AG %pinked and the sane attass h the sine emetic*, e.g. because
[cinch (Ba-k Sweep Brogan's), moneymarket mutual • Commodities meads (e.g, to-eign oceane and Puy have owners reho ato mails ford account
Caeolitslleatkine with dna Finn lads (Money Funds) ridthe interrutional Depose puce°,m etal contracts). including futures contacts ram pontos well other dein a the same address. If
• Pleas recortinn a.° oral corn-raineations in waking Award (Daps a wanes with an Interaional ad commodity option contract,. you reeler to recent incinalual statements mailed in
tofurther protect your rids. inducing you rit Roars Mansarnerd Account Through the Bat The SEC protection and the supplemental protecien do separate envelopes, you mat decline atrieholdng by
ender tie Seasities Investor Protection Act (SBA). Sweep Programs, cash barites re swept to LES Bank not apply so these assets esen if they otherwise appear tailing you.: financial Ackeor
• t the financial ,nation cat the top left of du had USA to to an established knit ad then to UPS AG on yes statements. The SEC protection aid the
of this statement isnot U36 F monad Serves, LBS Stanford °ranch, or a Money Fund. Deposits at 1.85 brinkrnental protection do not protect avast changes Friendly aseneat name
Frannal Sanas carries you accaint as clearing Bank USA are FDIC Mad in accordana withFCC n the market vela of min internments (whether as The Frady atccuid name is a custancaple 'nickname'
brace by arra-gement with the relcated enslitution mks. Formore dormaten pleas visit wwwfdic rt. result of market movement. issuer ba-kruptcy or choun by yod to assist you with your recordteeen5
We in you of the 'elan:115k, when yW Deposes at LEG AG Stamford Brach ad shares of °think.) has no legal elect Cayour account You can change
opened this accost hes cast your kits and Money Fads are rot nand by the FDIC. More irtonnaton is anSable lawn request. pair friendly account names. through Onthe Services a
storks are located a LOS financial Straits and rot raJ may °bun more inionnithonaboul recluddl by canteen-9 your Financial Athnor.
the imcdriu broker, rd you mat maw a neat Through tie DA, (mailable to cash balances are swept to the SIPC Brecks. by coneacting SIPC at 202-371 -83C0
of any am or omission to both fines. As described en depose scants al UBS AG New Yak Branch and CBS or by voting the SIPC mina at snow/mom Account overview
du account agreements, you must natty US of Ty AG Cannon Bunch then deposits arena inured by pun • Value of you attounkon(olo. Net of assets and
errors or fraud Mot/rig cedes reflected cn your the FCC Balances held at the LEG AG Cayman Brandi Divelend Reiwestment Norm
statement *Wit 30 dos ally le was mailed or made are tempered/ sposed to the weereir Ink of the the pie reflected is an at*r age trice. You may °bun • Amer tebdes sealable cash balances, vetoes fa
available. All stamina shall be deemed comples Cumin ida-dc, and there is no guarantee or other the weal price Iranm a Eternise Advise. Onk *hoe ustrkted wady (s1), and GlobalTim Depots,
and accurate n all other nisch if not 'Maslen to in oblostion of UBS AG to renal the balances while an the shares are purchased under DRIP; palial thanes coil be amazed rankst menet, and certain asset, not held
wing wthin 60 days LEG Cayman's Brach's bodes. sold ad the cashwi be daunted re your account The • the Fin. Doe nu include unpriced seesitiePassets
• Please deed cutromer complaints or rodhes to to cthickrd reinvestment price applied by the ester may at the end a the prior and anent statement periods, or
Finds C lent Retain-5 (*penman at 201.352.1999 Deposes at LES Bali USA and each UPS AG Branch are •ffer From the multi price al winch tee partial tires await isanments. smelted stock options and
a tolltreve r. 903.354-9I03, 8:03 A.M. to 600 P.M rrnt protected by SIC. Mona Fund three are protected re sold enrusable stock options
FT Monday through Friday, or in reitiu to LES by SIPC. See 'LOS Financial SeMes Account Protection' • uleihnes Inducts debit balaxes. astaarding margin
Financial Senices Ix., Client Relations Nernst, below. Casteitrliou bins, credit lire, short accord balances.
P.O. Box 766 Union Cey,14.1 07037. Cnhishole ekes may be head in yeas acau-d. type au • Cathhooney balances. Total of unimested avalabie
• In case of ellen or woke.' about an electronic Up:reyour respell, bares in tie Pare Sweep entitled to petal wit a a nesult ol a 'indeed payment cash balances, plus depose telexes a UBS Bank USA,
kricla traml o MU. be payment a UBS Voandebit Program or DA may be withdrawn and shires of a or OhltiOdife, the Firm will either sell panel win at LES AG U.S Branches admcney make mutual fund
card vantactions, call K0.762-1005 or write to UBS Money Furd may be liquidated, rd the proceeds marlin priu a accept an /mord determined by a sweep Wares at the One of tie smtateewmesn t period
Francialanices re., 1000 Eater 814, 6th floor. returned to you or your seesaes accawl. registered derriu a;ency, aril credit ma accord. hatanwedia free credt balances account are
Weehanken NI 07086, Ann RIAAfeGA Series. rat sesegaed from other balances and tie fimmy
Puts rdormadon about available sweep *Senn Invennume objectives tat any of these lads in the ordnay course of es
Caeca write as soon o you can, if you hit your reladeu (Punt interest rates and Wick 5 available at The nommen objectives and risk profile are speck to twines These funds repayable wan your downed.
statement a receipt k mcng or if you need more wmvubscornisweeppetkx from your F nestle! Advisor each account and mai vay between your accords This total is reckided in the anent period closing Vibe
rdamaten ter a transfer on the statement or a by along KO-762-1000. Pause advs. the Firm scoot& in rating of ay
recast The Firm or Card Oar (as applicable)musl 'gnir ant change in your Ina vial season or Lending reformation
her from you no later than CO days after tie km U Th B e S F F i i -. n n a r n t c a i a m l S an e t n a d , a c i i s to c < a c. n ' ra p n ro < t e 1- c -e t r io ee n re Prrirerrrn i c n h v o e o s s tm e a en te t o o b f j e th c e tiv f e o s l o F w or i u ea in c v h e a st c m c e o n rd t c h b e je ld c , t y iv o e u i. F an a d d W et a a r w ed a el ' f . o r r e rn fe at r i O to n p O a n i t r h C e l i F e i n rm t R 's e W lati r o i n n s g i p p ra ctices
SDNY_GM_000221413
CONFIDENTIAL
EFTA_00 I 32766
EFTA01274903

Important information about your statement (0)11lifitied)
Agnomen or ACCO-rit Agreerrenl and the General - We gerwak we the closing price when avalikea liquid and own if they can be sod. tie peke - h addaion to cornmeskrts received n connection
Timm ad Conditions U3S Stagnant of Credit Practice( the mean of the bid and ask prices for listed received may be bur than the par shore estimated with the sale or detaution of array contracts
available in Agreements indent/wens at acuities and optara or only bd prices for OTC value provided n the accost statement and art investment that milt toast cants. we
azarr1n OVA trent lontrinto oret searities. anda our affiliate rearm reserve sharp
- Less acterey traded swaths may be priced using a • Restricted securities. Restated martin anemia carpe nation from many of the instance
YOU, Ste valuation model a the most recent rice we ae not wanly elgbk for public sale. U8S Fine-col companies adenine.; the arnaly contracts,
Your statement amen securities and other assets hell aimed ad may not reflect in actual melon price Service: use. tie mstel priced 1M wirestricted stock afta wes cf to insurara carpet or sponsors of
actoal at the end of to stammers period. You a value of the sane issue( as an inputed value for the heat irnestmmt eats we disetute.
may ask for delverY of hilt paid seasi ts al anytime. - Certain positions may apex witart a price and restricted sack theourposes of this statement orgy To - Our affiliates abo rearm trading commaskins ad
You my receive securities used as ban collateral after will Raw 'vice was not ayalable• if we are the extent tat receded seorities are elgble to sale, other conGensalon from nano' kends and
paying any balance dm on them. Any securities unable to obtain a ace for a wanly. the vale rweired may be tatanualy less thin the intraxe manna Mow products we dart ate.
translated to **Firm cased the Italernent period are - Dwain a securities denominated in curnecies imposed vabe town - We receive en renal fee from UBS Bat USA ad
listed at market value as of the end of the same. otter thin U.S dollars am reflected at the etas. LES AG Stanford Rana d w 10 $25 per accord
period. rate as of the Statenent date. • Est. (scanned) income. arrant yields and rates- sweeping to the barks under the UBS Bank Sweep
• Cast bele detemining the cost basis of the - ter certain seartes racing n non-conformeig An estimated smug income 6 based cri current Program.
securities incbded in this statement, awe indicated automations. ace and quantity (face sate) may dividend ad interest rates, assailing tie startles will
wih the number " l, • LBS F natal Services has relied have been adjusted to facilitate papa value:ft be hal for case yea from statement date or until Adivity
aninformation alined from sources other thantE5 To Win &ram oustaisre, when available. contact maturity The Mina% ire* a gudelne; accuracy hkemahon revering commksisne and other chases
Financial Semites, including information from anothheerr F,rarcei admrr ad continued income are not guanteed haired n connecan with the execarn of trades,
a that you mai I'dVegrovided to you Pinaxial - Estimated anal kerne and curers yield fa racing option transactions has Imenincbctdca
Adam The Film does rot adepts-rawly terry a • Private investments and atruethred produas. certain hoes of leashes cold rickide a retun of conlimaticre rresIOU*furnished to you, rd veIl be
sward** the acwracy eaklity of ary trialr ation royale rionlmal secs nil s (miring droct pray:dor capital gains in which case the est provided to you promptly en repast.
provided by sauces Car than Se uncut Sonnet participation program and realecute investment last income (a-deurtert yell would be overstated,
h ealtat although UPS Finrial Semites gamely swaths) and structred pro:facts are general highly - Estimated anal income and anent Meld ard tie Short selling
Lg:dates this ntcrmatith as is reamed the him aped. Celan stnstesed wads have not been actual iccrne and yieLl nap be lower or higher you are engagedin short selleg a secursy, you may
does not provide any asswaxes that the infirmatim registered with the Securities and Etc huge that, the titillated annuntt. ion a charge dm to catenates:nag costs for that
Leder 'Cost bast ad ^Unrealised gad loss' is Commune ce under ay date seiudieTarn. We - An *eine* of nudged income (dadend antra particular secLay.
accurate as of the date of this stalwart. As such. amide estmated values for private investment interest) divided by the current market
please do not rat on this nicenvtion to make secants Fed Matured products for erfamatinal vabraverage balance is based on the Last &and Open ceders
archne ix sale decision fa tax pupae, or purposes crib.. Marary is roe guaranteed. or interest omment made by tie ever and Regaling open or • gad-till-cancelled' ceders that
otherwise. Accounts tondated to the Fire may - These va/mts may differ absurd* kcal prices, il assures the searterdepasts will be held for use were not matted by the steamer* date, open buy and
reflect gal loss infarrsatith only for the period ci any. at which a Parte naedrneell riy year tram the statement date or until meaty. sel slop orders are rediced by the moat of dividend
tine they an held at tie fim Morehi:take] structured product maybe bought or sold and do Accuracy and continued sell we not stura-necd a rignscn an ex-dividercb a eg-rites doe unless
ericcmatith cube eickci by you' Fetaxid Advisor. rot necessaiy represent the vat* ycu may receive eanxted othenvise by gat You are responsbk for
Loco licadatith. • Assets net held by LISS Financial Services. Certain orders that are executed da to yOur thlurt to cancel
• Unreedind gent/Iowa %teen data n 'meth. - Third party imitates of vain are le a salsa [Celt St rot hell by the Fries arena worn the easing open orders.
*deflated Leroatiad Guthrie/nes are cat/ad for date ad an supplied to UBS Finarcia Services on a Fern's ponensith or antral. The,, eats an
ix/vital seat lots. The transaction data for regular basis by an independent solution firm. thawed on loos statement for informational Mew
idviLal bit mayor may not ref len ccmmissicns, - baser. generalR ama of sponsor estimated vales, purposes onfy Positions and values presented am To obtain a copy of as current Client PrivacyMace.
rZanda security forge-futon events if ay, are 'aled to the Fm by the issuer, provided by dal nsu'rg fern. UBS Financial Services is please contact you F necklet Adage or vast our *ante
cl and otter reinvestment lots ad systematk general partner or samor and may be tabulated not referrable for he information and does not at wiew .4it ewe sr •••vvelre v
pirchnie lots are each combined to divots, one based an dfferent information ton that used by guarantee its accuracy. Then meets at rot protected
awraged lot The 'Trade date' colan presents the third parties to derive their 'deflated values. by SRC or the Firers sualanantal Slit °were IBS Fine-cid arras is not a bate The DMA, Business
orgekil transaction trade dale. - You can obtain aediocirel information regarded Services Account EGA and IRMA an brokerage accounts
the metnalogy used to determine the estimate of • Revenue sheers and additional compataratice. ankh provide access so banking services and pralcts
• Callable securities Bonds arid preferred stock that wan ad the dale of thi iicematin that is the — in addition to tannin:ens on saes and 12b a1 lees trot* mngwmrns with dik W arks and other
If,. eve cats for wry rockenpion wit be selected basis fa the estimate by contactiG your Financial received et 0:erectionwith the ditributiai thniparty bares, ad provides access to ilicrairo and
InDamilla by lot from amongall seartin of to Advisor annual fads to ow dents we ander our greats amity products axed by unaHiliatedthid-pany
issue held 'nawrumea n non*** nano for of - Third party 'slanged vales may be reflected as receive revenue sharing Payments *cm ditnbutors eisurace conpams through eoura-ce agency
dents. Call tease narration m cbtaned from third 'Not priced in several stuatiam man an at salsas of thenatal funds that we sell. subsdianes of UBS Financial Services Inc.
parties and h accuracy is not guano:ed. Other call independent valuation Jim has not ssOPTsd a is These anoints are based on two cinema
loaves may eon which coal 'Mod wed compete sable to assign a valm. when we become ware corrponents (a the emoted of Ufa by UBS of a henna imura-ce. rd artily products,
erlarriaticn will be provithd upon request that a matenal event has catered tat may call a Palicuter mutual fund famia to our clients: and 0i) Not FOC Visaed • No bank guaantem May lose value
prevousy repthed vase do question, or Wien a the asset value of apartiaakrnutual fund famiy's
• Certificates deposit (CDs). CDs are PDC nsured value would be highy spa:Liam due to tie nature shares held at the leen RUA. Rwource Management Arm. nt, Business Services
mato 1250,000 in principal and accrued intent per the warily. — We and as Alan abo receive networking and Amount BSA, IRMA and intonational Resource
depositor ad per depository inoitaixs in accordance, - When native an issuer, general partner or Verna ameba processing fees n con-Aeration for Management Accost re registered service maks of
with FDIC ales estimated value nor a third-pay Minuted vile is transfer agent sevces dot we track to the UBS Friancii Sierras lx
provided the sale of tat seasity Mete different rrutml act These fees generally are pad from
• Price/value Prices dopiest:I for securities and other Iran its pachase price. investor asses in the nutua flax' and an a feed Vila Signauae it a regained teniCe mask. of VILE
pada my be higher or lower than the price that - •Detributicos to date may indude ratan of dolls mount bated are the number of octants at I-Wadi:nal LOS Visa Sanaa cede cards and IBS
ye( would actualy receive in the make. Raw at capital name orboth. the brokertelealer Inokfing mutual funds of that fund Visa debt cards ere issued by UBS Bart URA with
obtained from trues thud party sources whip we - 'Original unit size' represents tie real offering family Perrn5SIOninom Visa U S.A Incorporated.
ales* to be reliable, but we donor goarantee then price per trie &rime, not reflect you cost base.
accuray. - GIP and unlisted REn searches are rot listed on a tab Financial Services Ink Rev 201604
national securities exchange_ and are gene*
SDNY_GM_00022147
CONFIDENTIAL
EFTA 00132767
EFTA01274904

Lies Felancial Services tic.
(SUBS Private Wealth Management Resource Management Account
299 Park Avenue
25th Floor
New York IV 10171.0002 November 2016
CNP70055355371116X135Y1 0
GHISLANE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHSLANE MAXWELL
Friendly account name: Incliv. V49920008
Account number.
Your linancial Advisor-
SCOTT STACK MAW LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on October 31 (1) on November 30 (1)
account
Your assets 836,741 99 577.18
Visit our website: Your liabilities 0.00 0.00
Nwelv.L0SCOrnifinancia6evices
Value of your account 5836,741.99 $577.18
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S 050L631105 at year end 2015 41,010,341.52
• 2695 Net deposits and
withdrawals -31,00%505.33
•
1.0103 Your nvestment return
836 7 Dhidend and
interest income $32,611.29
Change in
market valua -133.870.30
06
Value of your accoum
Dec 2014 Dec 2015 Oct 2016 inv 2016 on Nov 30, 2016 $577.15
SDNY GM 00022148
Member SIPC CNP70001005$35537NP700018$219000C0 1116 0305750CM 101010 Page 1 of 8
CONFIDENTIAL
EFTA_00 132768
EFTA01274905

SUBS
Resource Management Account Account name: Your ig nand) Advisor.
Friendly account name:Iricby Wert SCOTT STACK MAIIL YLE CASRIEL
November 2016
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (5) your account
A Cash and money balances 577.18 100.00% Your •current ass et allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 a00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00
Total assets $577.18 100.00%
A
Value of your account $577.18
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP700C6005535538NP7003185719 00003 1116 030575004 1 0RINY_GM_0002211Afie 2 of a
CONFIDENTIAL
EFTA_00132769
EFTA01274906

SUBS Resource Management Account Account name: GHISLAINE MA (WELL Your Pi nandal Advisor:
friendly account name:lathy vagg2cO08 SCOTT STACKMAN/LYLE CASRIEL
November 2016 Account number.
Change in the value of your account Summary of gains and losses
Varies reported telow exclude products for which gems andlosses are not classified
November 2016(3 i Year to date (I)
Realized gains and losses Unrealized
Opening account value $836,741.99 $1,010,341.52
November 2016 (1) Year to date (8) gains and Imes (1)
Deposits, including investments
transferred in 0.00 700.00 Long term 0.00 -14,824.77 0.00
Withdrawals and fees,
Cash activity summary
including investments transferred
cut -793,113.46 -1,C09,205.33
See ACCOunt Mtn lyMa month fort dela IS. BalanCe$ in your *teen 000M are indudedin the cream) and
Dividend and interest income 823.01 32,611.29 tIOSingociantes vaue. FDIC insurance apples only to deposits at U85 Bat USA, not to (*costs at U85 AG.
Starr/cud faranch or bank deposits placed throwli the U85 interns:ohs Deposit Account priscorn SIPC
Change in market value -43,87436 -33,870.30 protection apples to money market sweep fund hddingS but rat bank deposits. Ste IMpOft ig enSormatga
about your sfamert on the pot two pages d this document for coals.
Closing account value $577.18 $577.18
November 2016 (1) Year to date (1)
Opening balances $83.29 $0.00
Dividend and interest income earned
Additions
For eniporer of Ins statement, taiab1ty of bates! ani diedend in( Ome ha: been determined Dan a US Deposits and other funds credited 0.00 700.00
tar «patting perspective, eased upon the residence of the account holder, account type, or pradul type,
some interest ardor dvidend payments may not be subiect to United States (UA ardor Puerto Rico (RR) Dividend and interest income 82301 32,611 29
Income tares. The bent mouthy statement i5 not intended lo be used and roma be reied upon for lac
purposes. Clients should refer to the applicable tar reporting loom they recent. from 185 annualy, such as Proceeds from investment transactions aoo 183,964.28
the coon 1099 and Me tan)S 480. for lac reporting intOffnatiOn is the pratect of U85 tO file the
topelcatle to reporting forms with the US intern.V Revenue SennCe and PR Treasury Department and m Total additions $823.01 $217,275.57
such forms accurately clarify dwdenct ardor int.:eel ails. exempt Or tarathe liana*. Pada enfant! yetif
Incivatal tax prepare( Subtractions
November 2016 (1) Year to date 11) Professional management fees and
related services 577.18 -5,673.41
Taxable dividends 823.01 32,610 75
Other fees -30.00 -792.54
Taxable interest 000 0.30
Other funds debited -876.30 -209,955.04
Total current year $823.01 $32,611.05
Funds withdrawn for investments
Prior year adjustment 000 0.24 bought 000 -277.40
Total dividend & interest $823.01 $32,611.29 Total subtractions -$329.12 -$216,698.39
Net cash flow $493.89 $577.18
Closing balances $577.18 $577.18
SDNY GM 00022150
CONFID C E tiP7C0 N 09305$ T 35639 I N A P70C0 L 18S2 1 9 00033 1116 030575004 101010 Page 3 of 8
EFTA_00 132770
EFTA01274907

UBS Resource Management Account Account name: - Your financial Advisor:
Frie ndly account name: it SCOTT STACK MANLYLE CASRIEL
November 2016 Account number:
Withholdings and tax summary
November 2016 (1) year to date (1)
Foreign taxes paid -123.45 -2,501.25
UBS Bank USA Deposit Account APY
Interest period Oct 7 - Nov6
Opening UBS Bank USA Deposit balance Oct 7 80.00
Closing UBS Bank USA Deposit balance Nov 6 $0.00
Number of days in interest period
Average daily balance $675.13
Interest earned 80. 00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a Ili description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility cOnSrderation None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP7C008006536540NPVC0185219 00003 1116 030575004 WdklYGM000221Mge 4 A 6
CONFIDENTIAL
EFTA_00132771
EFTA01274908

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account name: lndiv v400200(03 SCOTT STACK MAN KYLE CASRIEL
November 2016 Account number.
Your assets
Some prices, income and current verses sheen may be approximate. Asa result. gains and loges ma/ not
be accurately reflected. See importon infosatefron abcm your statement a the end of this dxurent for
note Inform fen
Cash
Cash and money balances
Operant) bafelte Closing balence Me ON share Arkrage cinidena interest Days In
melting on Nun 1 CO on Nov 30(1) on my 30(s) rate period period Cep !MUM CS)
Cash 0.00 577.18
WS BANK USA CEP ACCT 83.29 0.00 250.000.00
Total $83.29 $577.18
Your total assets
Percentage ol Cost Estirroted unrealized
value on Nee 30 (1) yOur account basis (Si annuza interne ($) gain or loSS (S)
Casb Cash and money balances 577.18 100.00% 577.18
Total $577.18 100.00% $577.18
Account activity this month
Date Adhily DeXtI0N0n Amount (I)
Dividend and interest income
Texabfr dmderds Nov a Foreign ENGIE SPON AOR AS OF 11103116 823.01
Cividend CUSIP 292860105
Total taxable dividends 5823.01
Total dividend and interest income 8823.01
Date noiety Descry:mon Amount ($)
Fees Nova Fee ENGIE SPON API AS OF 11103116 •30.00
Nov30 Refund PRORATED ADVISORY FEE 577.18
Total professional management fees $577.18
Total other fen 430.00
Date Activity Description An nail (1)
Other funds debited Nov 1 Transfer JOURNAL TOE GHISLAINE MAXWELL -83.29
COntraued next page
SDNY GM 00022152
0070309305535541 NP70001852I 9 00003 11I6 030575004 101010 Pap S of 8
CONFIDENTIAL
EFIA_00132772
EFTA01274909

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your A Bendel Advisor.
Friendly account name: Indiv W19920008 SCOTT STACK MAMLYLE CASRIEL
November 2016 Account nuntber.
Account activity this month
(Ccotinuedl
Date Actitity Descaption Arrant (1)
Other funds debited (continued) Novo Foreign Tax ENGIE SPON ADR AS OF 11(0316 -123.45
Withhold
Nov28 Transfer TO 4200 -66936
Total other finds debited -$87630
Investment transactions
Fog Tore infomsicn ateat tre pricer value shown tor restricted seculties, see important iMonnation 60OO
your statement at the end of thei Cb<untnt
Proceeds fron Funds
in‘estment %tub:Pawn Ice Atoned
Odle AcbiIy DeStilphon Quantity Whit (I) Price (5) transactions (S) inwstrrients ocvgni (5) interest (5)
Nov28 Transfer 8AE SYSTEMS PLC SPON ADR TO -1.000.000 -29.915.00
4200
CUSP: 05523R107
Nov28 Transfer CEUTSCI-E POST AG SPON ADR TO -1,000.CCO -30,875.00
4200
CUSP: 25157Y202
Nov28 Transfer ENGIE SPON ADR TO 4200 • 1500.000 -18,412.50
CUSP: 292860105
Nov28 Transfer IMPERIAL BRANDS PLC SPON ADR TO • 1,030.000 -45,052.20
4200
CUSP: 45262P102
Nov28 Transfer MIN GROUP LTD SPON ADP TO 4200 -1,990.000 -16248.35
CUSP: 62474MI 08
Nov28 Transfer ORKLA ASA A SHS SPON ADR TO -4,115.000 -36,541.20
4200
079P: 686331109
Nov28 Transfer 11 BENCKISER PLC WON ADR TO • -3.540.000 -59224.20
4200
CUSP: 756255204
Nov28 Transfer SticAWMW'LECOM LTD NEW 20% SPON ADR -1,765.000 -46375.37
TO 4200
CUSP: 82929R304
Nov28 Transfer SIEMENS A G WON ADR TO 4200 •500 -56,060.00
CUSP: 826197501
Nov28 Transfer ASTRAZENECA PLC WON ADR TO -730.000 -1951290
4200
CUSP: 046353108
contmued next page
CW70300305535542 Ne7000185219 C0033 III& 030575004 lowspcom00022age 6 of 8
CONFIDENTIAL
EFTA _00132773
EFTA01274910

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS friendly account name:Indiv V4992C008 SCOTT STACK MANLYLE CASRIEL
November 2016 Account number:
Account activity this month
(continueel)
Investment transactions (conlicued)
Proceeds trem Funds
onvestment vethdrawn Ip Accrued
D$e Aantly Oesception 04.14:41ty Weke ( 4) Pnre (S) trartsbreeos (s) InVeSirneMS begigtd (S) Weren (S)
Nov28 Transfer 8HP 8111_170N LTD SPON ADR TO 4200 -435.030 -16,67790
CUSIP: 088606108
Nov28 Transfer IRWCEE TELEKOM AG DE SPON ADR TO -4270.000 46,014.20
4200
CU9P: 251566105
Nov28 Transfer GLAXO 5Mf7HKLINE PLC ADR TO 515.oz>o -19,719.35
4200
CU9P. 37733W105
Nov28 Transfer ND N TELEG & TEL CORP SPON ACR TO -2210.C® -90.123.80
4200
NAP: 654624105
Nov28 Transfer NOYARTIS AG SPON ADR TO 4200 -975.000 47353.00
CU9P: 65987V I 09
Nov 28 Transfer P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO -1,380.000 -39,123.00
4200
CUSIP. 715684106
Nov28 Transfer ROYAL CH SHELL PLC CI. A SPON ADR TO -27.000 -1328.40
4200
CUSIP 79)259206
Nov28 Transfer ROYAL DUTCH SHELL PLUBLUF2STG 2 CL B .403.030 -20800.00
ORD SHS SPON ADR TO 4200
CUSIP: 780259107
Nov28 Transfer STATOIL ASA SPON ACR TO 4200 •1,450.000 -24,113.50
CU9P. 85771P102
Nov28 Transfer TAI CONDUCTOR MFG CO LTO ADR -830.030 -24,617.80
TO 4200
CUSIP: 874039100
Nov28 Transfer UNILEVEQILLILLI-IS NEW NETI-ERLANDS WON -1.003.000 -39210.00
ADR TO 4200
CUSIP: 904784709
Nov28 Transfer AeUFONE GROUP PLC SPON ADR 70 • -1,039.000 -25,486.67
4200
CUSJP. 92857 W308
Total
Snutidas transferned out -8792.784.34
SDNY GM 00022154
CIIP7000)305535543 NP70031135219 00003 1116 030575004 101010 Page 7 of 8
CONFIDENTIAL
EFTA_00 I 32774
EFTA01274911

UBS Resource Management Account Account name: i:SHIStAINE MAXWELL Your lq modal Advisor:
Friendly account nameilridiy V49920208 SCOTT STACK MANLYLE CASRIEL
November 2016 Account number:
Account activity this month centnued.
Date *unity Descripticn Arrount
Money balance redivides Oct 31 Catena forward $83.29
Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11101/16 .83.29
Nov 7 Deposit U85 BANK USA DEPOSIT ACCOUNT 669.56
Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 11128116 -669.56
Nov 30 Closing UBS Bank USA Deposit Account $0.00
The UPS Bank USA °toast ACCount Is your primary sweep colon
CNP7C008005535544 NP7003185219 0000.3 11 16 03025004 le NSFNYGM000221t598 8 of 8
End of statement for account number
CONFIDENTIAL
EFTA 00132775
EFTA01274912

Important information about your statement
U35 Financial Services Pc. (the Firm or UBS fironial sea yOu tie int attenuant on which the error or Corporation (54t), whits protects 163-rlieS aatultS 01 • Produce Current income: hvestments seekng the
Strokes). is a merrher of all principal acuity, ccmrrothay problem amend. its members up to $500000 (including 5250,003kr generation of income onk.
and options exchanges. UPS Financial Semler, and LES - ProOde your none and acetate narks Of any) dains for cash. The Slit met protection limn aPPIY to • Achim Capita Appaciation. Mummers seeing
Bank USA am i-diect subsistent, of UPS AG and - Denote to Pair Of she srancler you revere all accost; that you hob ki a partial:a cawary. Tort d principalrather then the generation of
afti haes of 1185 Strain U.C. The Film's Noma' about, indeplain as cam& as you can why yea u The Fna together with certain aft dotes, has also nicer e.
statement b available upon retail. The Font extant believe t is an entre a why you need more purduthi appluilentalplaeCtiOn. The madman • Produce Contbautian of Maine and Capital
offices are at: nkmistay amount pa/a,410 at *Sgt. diet, CONKlink under Apra:Ron. imeamints seeking both the gerninatth
- Notethe dolor antnt c4 the suspected era. this erasion is $500 milion a of Decent* 10, 2015. of name and growth of crimps*
UBS Financial lances InC• Stbra to the poky coeditors ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii :vestige% your comcdahl the firm is further protected fa up to 14 .9 milbn n the Overall rids profiles
Weehawken, RI 07086 and reel correct thy error promptly. For alleged mob aggregate kr all your accounts held n amebas • Conservatia Seeks to maintain nitiN ptcepal, with
r B L o O T o B f h m r f i a t i S s c i l n b e i F s a e s d t i l n a O r t a M t e s n e n l a m i . p c e d n l i d e e a a x n a l s g u S s t p e e r e n r e a r r e o p v n e i r f n c p e e R t o t s h s s e r y e a t n o c c o e t u s o l c f i b f o m t n i h c u t e m e e a n l n t e o s . t d n e n s O i r g l a v y t t h t h i c n e o e e o g l f y r r f a e i y r c n e o l i 6 : c a u m s o l a r r r a e a n g d c c s d n e c o , a r g o s r a d t u a t t n o o e a t s f . t h p t h o e a u r ld m y P y l S a o o l m e k o u u a e r o e s ' s V k a e t u A i m h c n s g c a N t i o n U o r y r e B 1 c e d S 0 o a f t m b V l h o l u M e r p s i l t u . e o h k s t c e e e e d k s & e s o s o b u W p f d i r a t a t i W r y c e y w s a e I e m r t I d o k s y o t b o o i t n g o u r b e e o t t y b t h h i a o o i c e o t n d l a r F . i w n r 6 a o g e n i . n , t o w i i e r e f i r l t l w r h c t o i r e e n r e , t e d s a i o k i t t e th at • T u p b P h o a y e C o t u h o n S c a u d I i r P t t e r o y l C a q i . n n c u p o A c e f r o i t o s n l u a i t t a . d e n p n c t p c c t v l i i y c o a a p l l n t u o a y e a s o ) s d b f e t u t s t h h t c e h e o p e n s o u t l r l p k o a p y l w l l e e w a d m y a b e f d y r n o i ( t n a a m g l n p L d is r O r o s e t S e a F c b l i a t n i i o b a d n n le c n ial • M i t t l in o t h o e o f w a i l s a m d t a r t m e i i s * o w r e k a n a o . t a s e n r o n s r m d W e t e h v t i u l e n o li l r n s a a n g t c i r l t t i a t o t d y y r a t e o c m t c o t d e h y o s p e e e t r e s s o s k a a c t h n n o k i e g e r g h e r n e i e p s n r k o p e r w t e r r o a t e r u t v a e r w e n t s s r i i e g t t . h i n v c i e a l k n l a a t r n t d
I dericial natuan bloated on he frcnt of th6 Services (e.g., certain( cash at UBS Bat USA, 00 • Aggressed: Wiling to accept high nth to pomp* and
Atha4' a awes anon are Mended to be accurate. statement In addition to regular account fees, accounts cash at Les AG U.S.banrhes, (4 insurarce point high obit lily to seek high returns o'er time.
statement dela *cub not be wed fa to proposes Rely may be Sara to mantenarce fan, charges for late including variable annuities, and OM Aarn of initual • In..' anent (Seplotirt Consideration: I Hinted, a
seek on yethend tax kerns, (Le , Form 1099.519t payment kr *curia, purchases and cheers kr unpaid fund, whore such thins re registered dray in the P7IiCin of the portfolio for that account may lab*
10425. etc) when orepamg your lax return. The Finn 6 amounts n cash accants. Accounts that re transferred name of the accord hobs on tie books and records ca noint strategic, ranted hoick and rater
required by law to reran to tie IRS all taxable dividends, to other insiatirs mar be subject to a tangier tee. of to applied* tuer a transfer agent).
month* nontaxable derichna and stable interest • Catkin nwsh-nent contracts or tenement interests
end an scathes held rims" scou-rt net stash UBS Sweep Options (e.g., 'ironed partnerships and pirate platurnents) that Statement •heareholdier
err safe Mapactiro, rd cost basks:no:stain covered LE5 offers options for sweeping cash balancet balances ant rot repast ander the Securities Act of 1933; We may consoldrie all related account statements with
sects-ties to bat deposits at UM Back USA and LEG AG Stroked and the sane add ess n the sin* en lope, e.g. because
/cinch dta-k Sweep Po:garret money market trutual • Commodities contacts (e.g, kreign silage and they have owners eho a10 maintain bet account
Carnituniciallatu with the Fines bads Monty Funa) and the internationalDepose precious metal cotracts), including futures contracts rebtrotips win other dents a the same address*
• Pleasretain, my oral correthotations in sting Accoust Ottfor c octanes wit: n International ad contrariety option contract,. you peeler to recent ndiwdual statmonin mailed in
tofurther protect your rights. inducing your natits Asarco Llanagernert Account. Through the Bats The SIPC prom oon and the supplemental protectn do separate ernelcoes, you may dedne hosr,eholdng by
lender the Searles Investor Proteohon (SON. Sweep Programs cash balms-es we swept to LESBank not apply so these assets nen if theyotherwise appear citing ante Financial Achoor
• t thefinancial :ablution on the top let of ine had USA to to an estabashed knit ad then to UM AG on KU statements. the StC protection aid the
of this statement snot U3SFnatiel Strokes, LES Stanford Branch, or a Money Fund. Deposits at UB6 adloPleantal protection cb not protect against changes Friendly ecuard name
Financial Series carries year account as dewing Bank USA are FDIC rowed in accordance with FCC n the market vale of yote interments (whether as The Firkedk acccu-4 nano is a OlSicrnsi*le 'mamma'
broker by arra-gement with the ndcated institutor: min. For more information please visit wwwfdic result of market morerrem, issuer ba-kruptcy a chosen by you to assist you with your reeve:ketone/ if
o W p e e n in e f d o r t m hi e s d a y c o c u o o s f t t h h is t h M e id c is a :1 s 1 t 5 yo k, u w r e he r n a yo a u n d D M e o p n o e s y e A s a r t d L s E a G r e A r G o S t t n a o m s f e or d d b B y r t a h c e h F a DI d C. shares of M °M or e e n id k o e rm ) ation 6 salt won request. p ha a s r n f o ri e le n g d a k l e a ff C e C c O t o U n ll n y a O m u e r s a ., c t c h o r u o n u t g Y h o O u n c in an e c S h e a rv n i g ce e s a
sorties tre boated a LOS financial Services and rot You may cbtan more irdormationalsoul Slit, including by coaxing your Financral Adosor.
tie ketrthorg broker, and youn ut make a npait Through tee DA, (mailable to oath balances are swept to the SIPC Brociare by contacting SIPC at 202-371 -83O0
of sty error omission to both firms As described depose scants at UBS AG New Yak Branch and LBS or by Meting the SIPC websee af wwwskt.org account overview
the account agreements, yOU MUSS 50* US of Ty AG Cayman Ranch Them deposits are not Mured by • Value of row strantgonfolo. Net of stets and
errors or baud tworkkg chedcs reflected on your tie FCC. Balances held at the 1185 AG Cayman Branch Dividend Reinvestment Program (DRIP) liabilities
statement wthin 30 days alter it was mailed or infrie are temperate, sposed to the sovereign Fels of the The pia reflected is an stray pee. You may *bun • A neb babies salable cash balances, vetoes fa
available. All statements shall be deemed complete Canal Mande, and there is no guitars* or other the actual price Ism you Frurcisi Advise. One, *hole restrkted south lot ), and Global Tire Deposit,
and accurate n all other nested; if not objected to in obngstion of UBS AG to repay to balances whileteethe shares re purchased under DRIP; partial thanes wit be Ls-retied marks to matt, and certain assets not held
venting within 60 days LEG Cayman's Brach's books. sold ad the cashwi be deposited '(your account The by to Fern. Does rot include worked sectritiOassets
• Please deed cuRomer complaints or tannest° tie (baked reinvestment price applied by the tier may at tie end of the pilot and arrent statement penods, or
Fems C lent Relstrom Detriment at 201.352.1999 Deposits at LEG Bark USA and each UPS AG Branch are 6fler from the milk* since al whch the partial three primate vestments unarmed stock options and
a tollr oe r. 903.354-9103, 8:03 A.M. to 6a) P.M rot protected by SIK. Money Fund shares are protected re sold scramble stock options
FT Monday through Friday, or in stab to LES del SIPC. See 'LES Financial Services Accost Protection' • /Abatis. Includes debt balances, ctatcarding margin
Financial Senices no., Client Relations Dept/ant, /*low. Cadethlieu bans, credit lie, tat account balances.
P.O. Box 766 Union Coy, W 07027. Cnk whole unts may be held in you acacia. If pure • Cathhooney balances. Total of uninvested available
• ;case of erten or pantian about an electronic Upon your request balances in the Bank Sweep entitled to a petal ant a a Penult <tam:Ward payment cash balances, plus deport balances at UB5 Bank USA,
knob transhr Olt bit parrot a UBS Vosockbet Program or DA may be vethdraen and shares of a or Cesinsoise, the Firm will ether sell parhal unite a U35 AG U.S Branches ad math mirk* mutual fund
card transactions, call $22762-1000, or write to UBS Morey Fund may be liquidated, and the proceeds marl* price a accept an anoint determined by a sweep balarces. at the oboe of tie Pa:errant period
Finnedal Services Ix., 1000 Raba Blvd, abettor. returned to you or your seoreies KCCUIL regiaered cleirkg agency. at credit you accord. Nothoommodity free creek balances in you account are
Weehawken NI 07056, Attrt RIAAfe5A Sakes. not sec/Legated from other balances and the Fins
Further itrmanon about available 'Weep optcst, Investment objectives •ae ay of these finds tithe ordinay course of As
• cr mite as soon in you can, 4y:we/Ink yin ncteirg current interest rates and Pg ilds. it available at The :minima,' objectives and risk profile are spec1k to bisinese These funds re psyabh span your darned.
s P t d at o e m m a e t n io t a n th re a ce n ip a t t k ra w ns ro fe n r g o o n r t i h f e y o st u a n te e m ed e n m t o o r r e a w m by v u ca b l s lin c g o 8 rd 0 w 27 ie 6 e 2 p -1 r 0 e 0 k 0 a . from your Fnancral Advisor D ea e c e h s e a c a c c o hr u ts n e t t a h n e d F m irm ay e m m ay p b t e y tw in e e w n i n y i o n u g o a f c c a o -y un ts Iles total is traded in to arrant period closing vaiJt
receipt The Firm or Carcl law (as athicable)must sg-dicant change in par Inaxial situation or landing information
her from you no Imer tun CO days slier tie Finn U Th B e S F F ir i t n h a r n . c A i a rr l s S s- e rF rr o it r e is e f S ao S s . c < ia c m -m p in ro a t e Iw c s ti • o t n o • reCisrs-sre. M inv o e o s s t e m o e n n e t & of r o th v e e fo s ll o F w o in r e g a in c ve h s s tm ca en n t t t h h e is ld t , l y e o s u . F a o n r d c c le e a ru n l e e d a p n il , l o . r u e t f . e .. r li e to n s m a x th C e h F a i n lm t R 's e it t r s ic ti i o n n g t i e p x actas
SDNY_GM_00022156
CONFIDENTIAL
EFTA 00132776
EFTA01274913

Important information about your statement (COMIllUed)
Apeman or ACCOLII Agreement aid the General - We germane use he cloth; price when wain a liquid and own f they can be sap Mork. — h addain to cornmasins teethed n connection
Teams ad Conditions U3S Statement of Credit traction the mean of the bed ad ask prim for listed received may be lea than die par dare estimated with the sale or donution d may contract
nibble in Agreements endO insures at scones and option; a only bid prices for OTC valet provided n the Axon statement, and met investment but mils tools dents, we
Ilaktintlaliseent ontrint,m et acuties. mile our affiliate rem* rearm stress
- Less achey traded seasities may be priced usrg a • Restricted securities. Res-bided 'murales generally compensation from many of the insuance
Your asset valuation model a the most recent woe we are col currently Mplzok be public sale. UBS Financial companies Underlain; the amity COMMIS,
Your statement Omen returnees and other stets hell aimed ad may not reflect an actual market price Senn um the man price a the unrestricted clod aff Ames a the hums corrornies or sponsors of
hint accan at the end of to names period. You a value of re sane issuer as an imputed value for die dead irerestmmt rust we distbute.
may ack for denary d fully paid seosties al anytime. - Certain positions may near knito_n a price arid restricted stock brougoceses °Pen statement orgy To - Our affiliates also nein trading commusin ad
You may remise securities toed as loin annul after will taw as' fake was nol awslatee• if we ate the extent that resigned startles are elgbk to sale, oiler compensator, from nasal kends and
paying any balaxe IR on them. Any securities unable to ohm a piece fora steady. the value reread may be tbstanualy less thanthe Munroe companies now point we dabs..
transfused to be Firm frig the Ittlitlittllt peeled ale - Deposit a securities denominated ilCUM71-00 impend vete Sown - We receive an nut he from UBS Bak USA ad
listedat market van at of the end of the statement otter than U.S dams art reflected at the envy LES AG Stanford Ranch of to to 425 per acute
period. rate as of the natemeal date. • Est. (utinted) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Coat bask h detemining the cost basis of the - For celain searnes tang in non-coal ormreg An mink of amual income 6 based on current 1(0)(80S.
securities incbded is this statement, were indicated denornnstions, piece and quality(faca NIA) may dadend ad interest rates, assuring tie secretes will
wile the number " I, • LBS F nonce.' Services has teen have been adjusted to exiles paper unitise. be held for an war from statement date or until Adivity
Ctlinformation obtained from sources other than LES To obtain teem quotatims. when available, contact Flaunty This Minn nay agudelne; accuracy hkemancen revering commksins and other chases
Handal Semites. including information from another you Financed Advisor. ad continued income are not guaranteed maned h connect:xi wth die execuhn of trades,
film a that sum./ have provided to you Finaxial - Estimated areal kerne and cement yield for roLdrg option aanuctions has been incbad on
Adam The Film does not indeperantly verty • hitt* irwearnems and natured products. ceruin types of leashes could reckole a teen of coalintern previously Varna to you, and cull be
game the accsracy a valley of ay Wormation Myatt natant secures (rKIJ11-9 died prink:dor capital gains in With case the est prosided to you promptly on ann.
provided by 30.,)05 other thro LESFranco' Semites paaripatin program aid real estate investment hest income (ad ant yell would be overstated.
addeticrs although UBSFinatel Senices general& unfair) and Muttered predicts are generalke highly - Estimated anal income and cement yield and the Short selling
Le:dates ft nformatin as it is reenact, the km 14, d. Cerlan Ms-tend poen have not been actual roar* and yield migt be lowers higher II you are engaged en short sellrg a securty, you may
does not provide art, attunes that the Norman regetered with the Securities and Exchl than the estimated ansunts. ins a charge de to entrain tonoverg costs for that
neer 'Cost bads° and ^Unrealized garl lose is Commission at under ay slate securitieTarn. We - Are *seine of arruaked income (diadend mile particulates y.
accurate as of der date of this statement As such ande estimated Cake for private investment interest) dividedbythe current market
please dons reeys on this nformaion to make searitis irdP astured products for iracematinal valaraverage balance is based an the Last dividend Open orders
prohne ix sale decisions fa taxi:upset a purposes cny. Atarary snot guaranteed. or bluest payment mode by the issuer and Regarding open or • gni-till-canceled' ceders that
otherwise. Accounts turdered to the Fim may - These vat es may differ anstatiay from prices, il amines the sectrtetdeness will be hell for one were not executed by the statement date, open buy and
reflect girl loss lawman only for lb, period any. at which a Pern• Setirntril riy year ran to statement date or until nut sell slop orders are redoed by the amount of dinderds
tine they ate held a de Fink More historical Matured product maybe bought or sold and do Accuracy ad continued yell ara not guaranteed or Stetson an ex-divider.* a eg-afra doe unless
relormatin cube aided by you' Franca Advisor. 11:4 necessarily represent the care you rmy receive ranxted ahenvke lanai. You are responsbk for
span licsiidatin. • Assets not held by UBS Financial Services. Cense, orders that are executed da to yOter lalure to cancel
• Unrealised gin/Iona Yellen data es - Third party esinutes of vale are as ascertain asses se rot held by the F am Nana actin the mist rg open orders.
eninated moaned guindlown ore renamed Ice date ad ate supplied to UBS Inarcia Services on a Fern's possession or control. These assets are
itiviteal stony lots. The transaction data for regdar basis by an independent vacation firm. debited on yar statement for informational Pivaq
robilial lots may or may not reflect commit:res, - twat, general panne or sponsor estimated vales, purposes oast Positions and clue, presented ara To obtain a copy of an current Client Privacy Notke.
D=ardor security reorganizaton everts. ay, are Applied to to Fan by the issuer, provoked by tie 6su'rg fern. UBS Franca' Services please canal yon F nanual Aches.' a von our websne
d and ober reinvestment lots ad systematk general partner or manor many be calculated not reparable for dm information and does not at wsw er0i/e4v••••000
menu Ion are each combined to display ore based on Afferent information frown tat used by guarantee es accuerny. lhese assns are not protected
enragedlot The 'Trade date' coUnn presents the ofd parties to deice their 'negated values. by SRC or to Fim's supplemental SIPC coverage. UEG Financed Sakes 4 not a bale The AMA Business
aural rinsed:on trade dale - You can obtain addnorel information regarding Services Account EGA and IRMA are brokerage accounts
the metocblogy used to determine the estimate • Revenue sharing and additional compunsaticn which provide access so banking services red pockets
• Callable securities Bonds end petered stock that villa and the dale of th• incemnin that is the — In addition to comnissions on sits and I /b.1 lees tem* arangements with a( dated lurks ad other
the isomer cats for eat redemption will be selected basis fa the estimate by contacting your Citadel received n carectiore with be distribution of Midway banks, ad provides Mtn to iterate and
nalially by lot frcm antrg all shuns of that Advisor manual finds to our dents we motor our Adak annum* [rodeos rued by unaHiliatedthid-party
Ewe held re Gunn.a in nominee rine fa os - Third party 'singed vales may be reflected as receive IT`'Frot shying payments from dianbutors rourance ampanes through insurance agency
cleats Call tease Manta) is cbtaned from third 'Not priced' in several Niacin when an at ad vsias of therarest funds that ate sell. subsdianes of UBS Financial Services Inc.
parties and its accuracy is not gammen. Other call independent valuation tiro has not tenteda it Tres amonts are based on two daern
Cones may den which hued Mod weld can Inn to assign a tn. sawn we become ware corrpsnents (k Me amend of Ulf, by UBS of a nesenent. itura-ce. ad atuely products,
iskrrnation wit be provided upon request that a matenal event has caused that may call a particular mutual fund family to our clients: and fed Not FDIC instated • No bask guarantee. May lose vat*
parrousy repned value no question, or wen a the asset value of a particular rrutual fund family's
• Certificates of deposit (ms). CDs are FDIC rased value would be highy spirant due to tie nature shoves held a tie arm RUA. Resource Management Arany, Business Services
Lotto 1233,000 in principal and ALCMS newest per the murky. — We and as Alla* ate receive networking aid Amount BSee. IRMA and intonational Resource
depositor ate per depository inaituixt re accordance - When niter an issuer, general partner or sponsor combs accessing fees n consideration for Management Accost at registered service maks of
Mb FDIC nem estimated glue nor a thrd-paly estimated NIA is transfer agent SOYCPS that we provide to the UBS Financed Services Ix
provected, the vela of the smutty wilt* dinertnt rrutul lent These fees generally are pad from
• Price/value Prices displayed fo r secuntes and other hoar its wino price. investor assets n the maua Item:I and *earned Via Sigt.bliS0 it a re9.1140dtellite milk of Wu
patios may be higher or lower than the price that - • Daributions to date' may indude then of dais amount based on the umber of accounts at Hemel Ora LOS vise Signw cede cards and UBS
)0J would aclualY receive in tie man. Pim are capita[ income orboth. the broker.clealer holing mutual lust of that fund Visa debt cards ate hued by UBS Bank USA with
obtained from varkus hid party sources whit. we - 'Original unit size' represents tee natal offering family Pearl59011 from Visa U SA Incorpaated.
beleve to be releble, but we do not grantee thei peke per true reams/ not relied yots con basa.
accuracy- - DIP ad unlisted PER settees se rot listed on a (116 Financial Series lee Rev 2O16O4
national securities exchange. and are goner*
SDNY_GM_00022157
CONFIDENTIAL
EFTA 00132777
EFTA01274914

lies Financial Services Inc.
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York IW 10171.0002 December 2016
CNIP70078410931216X12 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indio. V49920008
Account number.
Your rinandal Advisor.
SC011 STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call r0J( FinanCog Advisor Or It e
RMA at &DO-RMA- 1000. on November 30 (4) on December 30(4)
account
Your assets 577.18 0.00
Visit our vuebsite: Your liabilities 0.00 0.00
‘vvov.unscornifinancia:servIces
Value of your account $577.18 $0.00
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your mos unt growth
WWW. an nuak redit repott.com Tracking the value of your account during 2016
Value of your account
ThcL6and$ at yer end 2015 51,010341.52
469 Net deposits and
withdrawals -51,011,73181
•
1.010? Your eveStrnent return
Dhidendard
interest income 435,261 59
Change in
markot vat* .$33,870.30
0.6 00
Value of your account
• on Dec 30. 2016 50.00
Dec 2014 OH 2015 Nov 2016 Der 2016
SDNY GM 00022158
Member SIPC CNP70010007841093 NP10003lOr 36 00003 1216 030575004 110203 ►age 1 of 8
CONFIDENTIAL
EFTA 00132778
EFTA01274915

UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Amanda Advisor:
Friendly account name: Indie V49920008 SCOTT STACK MAMLYLE CASRIEL
December 2016
Account number.
Your account balance sheet
Summary of your assets
Value on
December 30 (4)
A Cash and money balances 0.00
B Cash alternatives aoo
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
index December 2016 Year to date
S&P 500 1.98% 11.96%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
CNP70010007841094 NP7000310136 00003 1216 030575004 I I Vitli1WGM000221%ge 2 of 8
CONFIDENTIAL
EFTA_00 132779
EFTA01274916

SUBS Resource Management Account Account name: GHISLA1NE MAXWELL Your ri nandal Advisor:
Friendly account name:Indsv ve992(x)08 SCOTT STACKAAAHLYLE CASRIEL
December 2016 Account number:
Change in the value of your account Summary of gains and losses
%/dues reported below exclude products for which gam and losses are not classified.
December 2016 (3) Year to date (1)
Realized gains and losses Unrealized
Opening account value $577.18 $1,010,341.52
December 2016 (SI Year to date IS) gains and losses (3)
Deposits, including investments
transferred in 0.00 700.00 Long term 0.00 -14,824.77 0.00
Withdrawals and fees,
Cash activity summary
including investments transferred
coat -3,227.48 -1,012,432.81
See Account &tearyMa month for OHMS acianife$ in yCor See/0000M are indudechn the menng and
Dividend and interest income 2,650.30 35,261.59 dosing mantes yaw. rotc insurance/vies only 10 departs at UBS Bank USA, not to departs at U85 AG.
Stamford Bench or bank deposits placed through the dE6Internaiona Depose Account progeny APC
Change in market value 0.00 -33,87030 protection apples to money menet sweep fund hddings but rat bank deposits. Ste Important inlottnetion
about your statement en the tad two pages d this document for canals.
Closing account value 10.00 $0.00
December 2016 (1) Year to date (1)
Opening balances $577.18 $0.00
Dividend and interest income earned
Additions
FOI purpose!, of Ins statement, tafab 'ay of 'Merest an dn.:lend income has been deternined frCen a US Deposits and other funds credited 0.00 700.00
tax reporting pen:pm:re. 8.40 upon the residence of the account holder, account twe, or prolud twin,
some interest ardor dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Dividend and interest income 2,650 30 35,261 59
income tares. The tient month statement is not intended lo be used and demo, be rota upon Ice tad
purposes. Clients should refer to the applicasie tar reporting forms they recent. from U8S annualy, such as Proceeds from investment transactions 0.00 183,964.28
the coons 1099 and me nerd* 480, for tai rePOMP0 information It IS the make of U85 to file the
appncatte ters reporting forms vAth the US mterrd Revenue Senile< and PR Treasury Department and in Total additions $2,650.30 $219,925.87
such forms accurately clarify ducknct ardor interest astir' exempt or tacebSe interne. Mese consult your
indvdual tax prepare( Subtractions
December 2016 (V Year to date II) Professional management fees and
related services 0.00 -5,673.41
Taxable dividends 2,650.30 35,261.05
Other fees -43.34 -835.88
Taxable interest 0.00 0.30
Other funds debrted -3,18414 -213,139.18
Total current year $2,650.30 $35,261.35
Funds withdrawn for investments
Prior year adjustment 0 00 0.24 bought 000 -277.40
Total dividend & interest $2,650.30 $35,261.59 Total subtractions -$3,227.48 -$219,925.87
Net cash flow -$577.18 $0.00
Closing balances $0.00 $0.00
SDNY GM 00022180
CONFID C E HP703 N 103078 T 4109 I 5N A P7003 L 31013 6 00033 1216 030575004 1COOD Page 3 of 8
EFTA_00 32780
EFTA01274917

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your finandel Advisor.
Friendly account name: Indiv V4 92 SCOTT STACK MAARYLE CASRIEL
December 2016
Account number.
Withholdings and tax summary
December 2016 (S) Year to date (S)
Foreign taxes paid -280.43 -2,781.68
UBS Bank USA Deposit Account APY
Interest period Nov 7 - Dec 6
Opening UBS Bank USA Deposit balance Nov 7 $0.00
Closing UBS Bank USA Deposit balance Dec 6 $0.00
Number of days in interest period 30
Average daily balance $468.69
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following invesonent objectives for thismot:It H you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. voucan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibility consideration • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP70010007841096 NP70003I0136 00003 1216030575004 11041YGM00022101144 4 of 8
CONFIDENTIAL
EFTA 00132781
EFTA01274918

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name:Indiv V49920008 SCOTT STACK MANNYLE CASRIEL
December 2016 Account number.
Your assets
Some prices, income and current 'Mies Shore' may Ix epoproxImme. As a INA gains and lOsses may xi
be morialely relieved. see Aporunt into:moon about your statement a the end of ths Oxumem for
more Infornolon.
Cash
Cash and money balances
Option° belame ClosingWM.1(e Nice Per snag Average Priam/ merest Oars In
sicking on oec 1 (1) on Dec 33 (3) on Dec 30(S) rate period period
Cash 577.18 0.00
Account activity this month
Date Aclittly OnAriplion Amount (I)
Dividend and interest income
Taxable denclends Dec 7 Foreign BAE SYSTEMS PLC SPON ADR PAID ON 1000 428.90
Dividend CUSIP 05523R107
Dec 8 Foreign UMLEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID ON 1000 354.60
Dividend ASOF 12/07/16
CVSIP 904784709
Dec 16 Foreign ROYAL DUTCH SHELL PLC C L A SPON ADR PAID ON 27 25.38
Cividand CLKIP 780259206
Dec 16 Forogn ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR 376.00
Dividend CUSIP: 780259107
Dec 19 Foreign NIPPON TELEG & TEL CORP SPON ADR PAID ON 2210 1,146 27
Dividend CUSP. 654624105
Dec 19 Foreign STATOIL ASA SPON ADR 319.15
Dividend CUSP 85771P102
Total taxable dividends 6245030
Total dividend and interest income 62,650.30
Date Adixly Dt1KnOttOn Amount (a)
Pees Dec 7 Foe BAE SYSTEMS PLC SPON ADR -20.00
Dec 19 Fee NIPPON TELEG & TEL CORP SPON ADR -8.84
Dec 19 Fee STATOIL MA WON ADR -7.25
continued fleet page
SDNY GM 00022162
CH1,70310307841097 Ne30033I0136 00033 1216 030575004 110000 Page S of 8
CONFIDENTIAL
EFTA_00132782
EFTA01274919

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your K Bendel Advisor:
Friendly account name: Indiv V49920308 SCOTT STACK MANLYLE CASRIEL
December 2016 Account number:
Account activity this month (CCrstistredl
Date whew Descreation Aimee IS)
Fees (continued) Dec 19 Fee STATOIL ASA SPON ADR -7.25
Total fees -S43.34
Date ACtibily Desopoon Amon (I)
Other funds debited Dec 1 Transfer JOURNAL TO ANGARA TRUST -577.18
Dec 8 Foreign Tax UNILEVER NV N Y 5145 NEW NETHERLANDS SPON ADR AS OF 12/07/16 •53.20
Withheld
Dec 13 Transfer JOURNAL TO ANGARA TRUST -710.30
Dec 16 Foreign Tax ROYAL DUTCH SHELL PLC CL A WON Apt -3.81
Withheld
Dec 19 Transfer JOURNAL TO ANGARA TRUST -397.57
Dec 19 Foreign Tax NPPON MUG & TEL COPY SPON ACP -175.55
Withheld
Dec 19 Foreign Tax STATOIL AM SPON ADR -47.87
Withheld
Cec 23 Transfer JOURNAL TO ANGARA TRUST -1.218.66
Total other funds debited -$3,184.14
Gate sorrily Description Amount (S)
Money balance activities Nov 30 Balance forward $0.00
Dec 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 577.18
Dec 2 Withdraws UBS BANK USA DEPOSIT ACCOUNT ASOF 12)01116 -577.18
Dec 8 Deposit LIBS BANK USA DEPOSIT ACCOUNT 406.90
Dec 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 301.40
Dec 14 Withdrawal U8$ BANK USA DEPOSIT ACCOUNT AS OF 12/13/16 -710.30
Dec 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 397.57
Dec 20 Deposit 085 BANK V5A DEPOSIT ACCOUNT 821.09
Dec 27 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT ASOF 12/21316 •1218.66
Dec 30 Closing UBS Bank USA Deposit Account $0.00
The MK Bank USA Depoat Account Is your primary sweep colon
CNP70010007841098 Ne70003I0136 00003 1216 030575004 lialtcont00022ifeet 6 of 8
CONFIDENTIAL
EFI'A_00132783
EFTA01274920

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
*UBS friendly account name:lndiv Va9920)08 SCOTT STACKMANLYLE CASRIEL
December 2016 Account number.
Summary of approved payees and recurring payments
eased on your instructions. the loNcwing payees and recurring payments are considered 'approved The payees and recurring payments listed below do not Whale Bel Paymers Electronic funds Transfers and
payees' As a result ( Iyou may authorize addeional transkes to these payees verb** and (2) you are no caftan other transfers nenveen accounts at t18.5 If ycer have additional payees and/or recurring instructor's
longer receiving nchriclual coakmations for payments to these payees. on lit you MI recent separate conWmatons from your Financial Adosor.
ro update or cancel any of these instructions, please contact your hem& ial Advisor
Ent:La-serpent Last used
Payee tlestripncei Amount IS) Kelton TAXreeen1 Frequent], Slott date End dale dale
vaned Transfer Payee on file Upon request ria nra Nov ot , 16
SDNY GM 00022164
CriP7031030764109.3NP70033I0136 00003 1216 030575004 110000 Page 7 of 8
CONFIDENTIAL
EFTA ((1132784
EFTA01274921

*UBS
Your notes
`—`77- 777
CONFIDENTIAL
EFT,00B2783
EFTA01274922

Important information about your statement
U3S Financial Services inc. (the Fern ce UBS Fintrcia her I romyou no later than 60 days alter the Fern UBSPThancial Section Wale protection investment objectives. For etch ACCOMI held you
Stakes), is a mentor of all principal swishy, comrrodty ume you the fret et lit4014.11 on which the ems or The rim is a member of the Secuitin teen ingeolion choose one of the Solbwrg investment objectives:
and mitre exchanges. UBS Financial Services and U65 Problem aMeated. Corporation (9PC). which protect manes accounts of • Ihoduta Curren fA corn*: emenntras seeking the
Bank USA ate i-died subsilenes of UPS AG and - Raid, yow name ad zoom+ nterter (4 ay) its merrbers up to 5500.09) (including 5250,0W ice generaim of :tome only.
affiliges of 1.85 Scuttles LLC. The Fen's Mandel - Cesare the error or the nosier you atiLitUre dams for cash). The SIPC asset protection Wks apply to • Ache. CaPVAPPreciation: Investments seeking
statement h available upon recited. lhe Finis eveogire about, ad coign as <bate as you can why you al w.camte that you hold is a paniedar cepafey. growth of pmcipal rather than the gereraton of
off kos re at: believe t is en mu or why 'to need more TM Fin; together nib certain gegen, ha ale income.
information purchased supplemental protection. The rrmirrun • Facidege Conibination oingowe end Coped
LBS Gina-col lances - Prised. the doter arrant o the suspected era. amount pate* to all eligicg clients. col/Meets seder Appriallon Investrnents seetrg both the generation
1200 Harbor Boulevard this protects' is 1500 Slion as of December 10, 2015. of kerne ad teowth of
Weehawken, RI 07086 The Finn or Card Issuer we brestgate your complied SThact to the poky meat:els and lientwian, cash at
and vial coned my error promptly. For alleged *mon the firm is furthee protected for up to 41.9 million in the Overall risk profiles
L o T B h f i f S s ic F f e l i a n t a t w i n ff . c a d ia r x l i u t S r n i e n e p g n r e e t s s se . a n c c t a c s o n th u t e e n r t o . i n n O g ly t h c o e o f r n f i r c f e l i i c a c o t l r i r n e d g c s d o , e a rd m ta o e s f p h y t o o u u l ' d m y im a o w o re l v a t in h c g a o n U r B 1 n S 0 f V d o u r i a t r h e ', e s d s a e d m b a i o t y u c s n a t t - o d y o t c r u l a o n t th h s e a s i c t , t w i e s e n in t w i e f i r l w l r c o e r r e , t d a so k k e th at u a cm p ra o a f n f c e r i g t e y a q . t u e A e fo s f t r W . a l c i c g p n y s o a f c t c ie ou p n o ts k h y e l w d a in d a in p g e is t m al a s tt • l C o O w M a O rk •V a a n b d ia n : S o e la e t k i s lt y to to m t a h i e n t a a c in c o n u a nt i o l p w ri a -c k p e u v t e w n i i f th
not be relied wan II jou beet* these is an *nor or you vii hove the use of Ow money dunng he tine n that non to gout does not generate significant
'minion please report it immediately n writing to the takes us to ccmplete our iwestiptian. iFhe SIPC protection width, siumlermntal protection income a retire ad may rot keep bag With
Brenda Manager of the Mice wax; your accost. Please mike all checks payable to the Fern or the • b o C th e d rt o a i n n o M t * a P n I d S e l t o as , sets controlled by (and isclickd • Moderate Wiling to accept some irk to pimopal ad
Alhowejs al ligaes shown are Wended to be accurate, leuncial instegen Muted on tie tad of 016 your account value) but held away from WSFinance' tolerate cane vcialay to loth Kai-of mum.
s st o a k te e m o e n n y t e d m eta e n *c d o ta k x e k n r o m t s b . e ( L w e e , d F f o o r r m t a 10 i p 99 ro , 5 m 4 o 9 s 8. Rely m sta a t y e b m e e a n b t j I e n c a t d to di m tio a n i - t s o m re a g r a m ia r le s es c , a ch n a l p ee s k fo a r C l c at O e u lits b c e a g s W h a M t I RS g A ., G c U ert 5 a . in b 6 ra ) r c d a r s i h n a 6 t o U ) B M S B u a m rk U S p A ro , c li l b x is, • h Aw it e s :s o e lid e i : t W y t i o lli . s * e e t k o h a i c g c h e r p e t t h ur ig n h s r o is w k e t o tim p e ri . n dpal and
10425. etc) when Drepamg your lax return. The Fen 5 ragmen ace securities purchases and charges Ice unpaid including valet* enrages, and 6v) shares of MAW • owesewent &On* Consderation: I selected a
required by law to retton to tie IRS all eatable dividends, arncum n cash accovits Accounts that au tansferred funds ahaesuch shiresareregistered &eat), n the portion of the portfolio for the account may eclate
reportage ronhauble derickna and taubk ingest to other instogens may be subject to a banter fee. name ol the account holder on the books ad records complex streemes, limed liquidey and rater
owned on meanies held n pet =cowl. nee proceeds of The wapiti* issuer or twofer agent). irately.
en sale breactire, ad cost basis on certain covered IJ06 Sweep Options • Chain nvedenem contract or investment Merest
sakes. 1,85 offers options lee sweeping cash balances balances 9.. lirMed patnerships ad private placements) that Statement
to bat deposits al UBS Bala USA and CBS AG Startled we rot registered wider he Securities Act of 1933; We may consoldate al related account statements with
Ciaterwavkagns wit The Finn branch (Bank Sweep Pregame), money market mutual end the some address in the same tweet:pt. e g. because
• Please reconfirm try oral cormonoatfona in Mang bads Money Funds) rd the Intenotonal Depose • Correnedities ouvracts (e.g, foreign excharge end thy haw ornm v.4, ako mantin ;or( account
to further prated your rills. mdudrg your richt Waage TIDOo r customer, with an International preciss metal catradg incluerg (gum contacts rationshts will other dents a the same address. If
titer the Secedes Investor Protection Act (Seel Rescue, Management Account. Through the Bat ad commodity option contracts. you prefer to receive indiedual statements mailed n
• If thefinancial iThitution en the top left of to front Sweep Program% cash balances we swept to LBS Bank the SIPC protection and the supplemental proteolim do separate *metopes, you may decline MushstIrg by
of this gatemen isnot LBS Enna Services, U35 LISA op to an established tank ad then to CBS AG not apply so these asset Then if they othemise appear ailig your Financial Advise,'
Francis' Sonien carries yoke =cunt as clearing Stanford Branch or a Money Fund. Demotes at LBS on row statements. Ti'. SEC protection zni the
brisker by arrangement MTh the rdcated insteuton Bank USA are FDIC rand in accordance whh FCC ittagemental protection do not protect agate changes Feiardly wennn ame
We in tem of the relatonshio nig° Si nibs. For more into matim preaw snit wmvidic got in tie maker vale of your investments (*.tether as a The Friendly account ram* is a customizable MI:twang
opened this accost h the cast your exit and Deposes a WS AG StamfordBranch at shares of result of market movement, issuer barkruptcy or chosen by you to assist you withyour recadkeeprg It
stogies ire boated at UBS financial Services and rot Money Fords are rot roared by the FCC. ethernet he no legal effect cn your account You it. dung*
the intalacig brokers rd youn ut make a repcn More information is nig& upon rowed. your Friendly account names, though ()nine Teni443 a
of any mix or omission to both firms As described in Through tie OA, araileole to cash belaxes we swept to You may cbtin more igormation emu SIPC, includirg by contacting yipsFinancial Adaiss.
the account agreements, you must notW w of ay depose atants al UBS AG New Yak Ranch and LBS the SIPC &ohm by contacting 51PC at 202-371-83®
errors or taud Marry cheda reflected on your AG Cayman Branch These deposits are not assured by or by visitrg the SIPC swbsee at Yam cocong Acetone overview
statement vita 30 days Me It was mailed or made to FCC. Berms held at tie LBS AG Cayman Branch • bratr of your goounteponYolo. Net of mitts ad
available. All dateminn gall be deemed complue are temporray npsted to the menial rick of the Dividend Renvennwee Program COMP) lied et
and accurate in all ether respects if not objected to in Cibmin Wads, and there is no ggiarsee or other The price reflected is an average price You may obtain • Assets Includes available cash beamk vela. fo r
vantirg aulthn 60 days Mignon of UBS AG to repay tx D4laxes '449/kcin The the actual price tan yes Mancial Advisor. One whole restricted seaway (est ), and Global Tine Deposits,
• Please died customer complaints or h%ines to tie UE6 Cayman Branch's bocks. hares are purchased under 0 RIP; partial shires be unreozed marls 10 'Twist, and certan assets not held
Fin's Clem Retort Department at 201.352.1699 soli ad the cash wit be deposited nyour account The by the Fun. Does not inducte unpriced seeweiegasses
o ET r t M a o t n e da * y a t t h 8 ro 0 u 3 g 8 h 5 F 4 r - id 9 a 1 y 0 . 3 o , r 8 in :0 f 3 w A ie .M rg . t to o 6 LE 0 S 0 P.M. r p o a t p p a ro s t e a c te U d M by B 5 a 1 g K L . 6 M A o n a e n y d F e u a n ch d U sh B i S re A s G w R e a p n ro c t h e c a t r e e d O dv ff i e d r e f r r d o m ter t n h e e 5 m irn a e k re e p p r r i i c c e e s a c t p w p h le ic d h b T y h e e v p e a O rt W e s h m ar a e y s o as r n th a e te e r n e d e o s f t r th u e n t p s r io in r v a e n s d t e n d a s m to e ck s o ta p t t e io m n e s n a t n p d rr iodi,
Proncial Semites Inc., Client Relations Department, by SIPC. See 'US Frontlet Services Accuse Protecton* we sold 'termite stock options
P.O. Box 766 UnonCty, NJ 07087. below. • Ciabalmn haedes debt Waxes, ogsta-deg mongol
• Fa TW services Call Bee-612.0986 or tan aibde • leu loans, credit line, shore accord barites.
The US.; 612 01352.1495 Upon your request, balances in the Bank Sweep Crie whole upragre may be held in yaw accord. you re • Cash/money balances. Total of uninvested available
• In caw of errors or q.entiris aboul an electronic Programs or DA may be withdrawn arid shares of a entitled to a twit as a result of a &ired payment cash balances, plus deposit balances at UB5 Bank USA,
funds Wander (EFT), tai parent or UBS Visecktait Maley Fixed may be liquidated, at the proceeds or otherwise, the Firm all either sell penal mks at UBS AG U.S Branches ad recreynalcet rut.' fuxl
card transactions, call BO -762-1000, or wite to PBS returned to you or your Stoadat =amt. market pate a accept an annum determined by a sweep balances, at the close of he statement petiod.
Planta' Senates lx., 1000 Marta Blvd, 6th flag regetered eking agency, and mat you accost Nocconmodity free at& balances in yos w.cant se
Weehawken ha 07086, Ann RMASSA Stakes Rather reormalon about evadable sweep options, not negated from other batmen and Thie hammy/
nclairg twine interest rates and yields, t available at Invertment objectives use any of these tads in the ordnay course of its
Cal or carte as soon as you can, if you tetras vemv.ubscorrimeepyields, from your Fnancial Akita The nvestnert objectives wed risk profile we speck to btabess. These funds reparable tan your denad.
statement a receipt is *rag or 4 you need more or by calling B30-762.1000. each accost and may say between yes &tants. This total is ntUded in the current penod closing valze.
hionnatin about a tinier on the datement or Please Maw the Firm prorrpte in wilting of try
Maar. The Fim orCwd tart (as apple/Mg mull tkrakant change in scut Mande situations
SDNY_GM_0002216.6
CONFIDENTIAL
EFTA_00 I 32786
EFTA01274923

Important information about your statement (Conflated)
•ending information believe to be Made, but we da not goreenee their - DWI and vestal REIT searnes are not listed on a unt investmem oust units tow dares, we alder
Fcr delarechnlormstoon cn the Finis lending rakes accuriky. national washes achange, and are already 0-r /MAIO receive frowns sharrig corrommtien
and admees refer to vas Client Raab Mop - We gene* use he closrq tweet/hen awed* ce liquid and even trey can be cod, the price from may of the insurance companies uatirmitino
Agreement or Accost Agreement and the General the mean of the bid ad ask paces for lined received melte less than the per tare estimated the annuity contacts. Meknes of the insurance
Tcnm ad Conditions. UBS Statement of Credit Practices securities and option or orey bd prices for OTC vale provided n the wart statement. companies or sponsors of tie iset investmem Mists
evade:dein 4g/emeriti andDiscloarres a saulies. we detribute.
Juni uSeromtherearrilirelne on. ▪ LOSS actnekt traded securities may be priced esha 8 • Rankled emolties Restricted securities generalh — Our if dint afro receive trading amnia:am rd
valued:It model ate most recent price we an rot wren* eloblo for public sale. UB5Fina-kial otercomponsatian from mutual funds ad Mura-ce
YOL e sits cbtined and may not reflect al actual market price Services uses the market price of the unrestricted stock canaries whose products we &biotic
Your statement limas wawa*, ad other assets heti a vatic of the darne issuer as an imputed valuefoe the — We receive an irrual I ee tam Les eart USA and
in the accou-/ at the end of to statemea period. You - Cenan Iowan mu appear mho./ a pace ad restricted stook fir puocues of this statement only To LES AG Stanford Branch of up to 125 pee arrant
may ad for alwery ol fah paid 'cosies at try time. will Wow as • Fin war rot asialrble• 4 we n the extent that rosticied sesames are eligbh ler hale, sweeping to the banks racier the lBS Bans Sweep
You mar receive vacuities used as loan collateral afar unable. to cbtan a praetor a mashy. the vale received may be Abstarnalh less than the Program.
paying any balance do an them. Any securities - Deposits or securities denominated iturrercies tared value town
tanstesed to tre Rim dreg the statement period are Weer than U.S. doll's are reflected a the eichange Aakvky
lined at market vale as of the end of the Maternal rate as of the statement date. • Ea lestanated) bore, cumin yields and mates Information rearing commascre and awe charges
period. - fa certain washes trading hnnoreconfornvg An *statute of anal kr* I, bawd on want incurred ri correction with to newtonof toots,
• Cart bat In deteynning the cost basis of the dmomhytiom pice and ctua-dly (face vale) may &ricked ad interest rates, attuning tie manes will inducing option transactions has been included on
securities included n this statement, where indicated have been adjusted to facilitatePaper valuairt be held for one year from statement date or um' confirmations previoush furnished to you. and MI be
web the minter 'I,' LES Fronde! Servkes has relied To cbtan saint quotations, when available, contact matuvity. This wane* is one/ a gudelne, accuracy provided to you parody on raped.
oninformation obtained from sources other than lEr5 yaks financial Adria% and continued income are not guaanteed
RI-uncut Services, including nformstion lam another - Estimated areal income and current yield for Short waling
I irrn a that sou may haw aoudad to ma Fina-cial • Private ierratmenta and atmcbred products. certain Imes of sectritin could include a ream of If you are engaged in short selling a securky, sou may
Adoisor. The firm does rot independently Ye* cc Private iwestmert searities (ncldrg drat principal or capital gait in which owe the est incur., charge due to certain tarowing costs kr that
gannet the accuses a vaday day irronnation participation program and real estate investment trust income (a-dour-reef yield would be overstated. palicular securer.
provided by sauces other the, LES rhino/it Ser ieei. Noakes) and struckned paths are arterial hqhh - Estimated arnal Mane and outwit yield and to
h ratan although WS animal Sereices gamely, tepid Certain structured Smarts ham not been null iron and 'loll mite be laver a higher °Pan aims
updates tit rifarnation as il is received. the Arm registered with tie Securities and Exchange than the estimated mounts. Regarding Men or 'ocooltilkanceltie ceders tat
does not provide any asstra-ces tat tie iricanaion Camnission or under Illy state securities laws. We - An estimateof a-rmaked income Heard aura were rot executed by the sUtemert date, open buy and
rat 'COSt bald" and "Unrealized gall oss' is prosideetlinated vales la private investment interest) divided by the curet market sel stop orders ere reduced by the mount of dividends
accurate as of to date of hi statement. As such. seesaw erichinactured products for eacematcrul veleetaveage balance is based at the last theard orrigas an an excividemb a ent.ritits date unless
phase done rely on this ilamation to make Papaw awe Acctracy snot guaranteed or inured payment made by the hoer and instated °tames* by you. You are mamba/ sac
pissa rne cr sale decitions. fa tax Prase, or - These valves maydiffer substintiaty from peas, assumes tie searkesrdeposks will be held for one orders that are executed die to your I alure to cancel
otherwise Accounts transferred tote Fens may any, at which a prase Meaner/ security a year torn the statement date or until matisily. exam.; am acley.
reflect gar/loss nIcemation only fa the period of structured product may be bought or sold and do Accuracy and continued yield re not cuaraThect
tine they se heed a the F im More historical not necesserihrepresem the wax you mayrecent Privacy
Marnaion can be aided by war Frnarcid Advlor. won liquidation. • Mae. not held by UBSFillellaill Services. Certan To obtan a copy of as current Client Privacy Nina
- Third piny eninses of vale me a of a certain xsate re rot held by the Finn and net wain the please contact you FivincialAthisa or visit our "retake
• Unrealized ganaThasses When data is mettle. date a-d supplied to UBS Fna-cial Servas on a fern's possession or carol. These assets are a mute ahrerienfintimmare.
narrated u-realeed gairalones are calculated kr molar bays by an independent valuation hrm. &Tamed on yolk statement for informational - LEG F rancial Senices snot a bank. NORMA, Business
nay:Isar stare/ lots the (inaction data for - issuer, genta il palm( Or sponsor estimated rakes, purposes only. Positrons and values presented are Services Account RSA and BMA are brokerage
refivilial Ion may or may na reflect animate/. it any, are suppled to the Fern bylaw isSII4f, provided byte eking tim UBS F runnel Setts is accounts which mania access to barking Servos rid
charges Anchor security reorganization events. general partner or sponsor and mai be cakulited not responsible for tees Hamann and does na pcd.acts trough wangements with offload banks
Decked and oter reinvestment lots ad mstematk based on deferent information hat flawed by guarantee es accuracy. These assets ye not protected and od-er tad-party banks. rid provides access to
purchase bb are each combined to diolay ore 'bed panes to denve thee striated values. by WC or the fries supplemental SIK coverage. returne and annuity paellas issued by trialM imed
averaged lot The 'Trade date colan presents the - You can obtain adikknal Hamra" regarding thiparty nurance amparers fro-4i inazatie•
shah transaction trader dale. the meta:Atm, used to determine the estimate of • Revenue Merino and adcritionad ampereation. agency ea:radar's of ISSFruncel Services Inc.
value ad the date of the Hornet/anthat is the - h a:Want° cornmbskre m sales a-d 126.1 Sees - Mestment inura-ke, ad array addict
• Callable searitiet Bonds and ;referred stock that basis tar the estimate by contacting your Rionoal rammed incomedian with to distr barn of mutual - Not FDIC hstred• lb bank guarantee May lose vale
the issue cats for exit redemption veil be selected Advaor. lira to ow cleats We aXf Or our affiliate recce* - IMA, tescuce Managenwit Account, Blames,
Martially by lee Iran amag all smarties of tat - Third party'tlin vitas mey ,be reflected at revenue sharing menet tan daturas arida Sauces Account BSA, IRMA and nterutromal Resource
ersw held n our name or in nornewe nary fa err 'Nat priced in several Muslin, 'Awn an advisors of the maul finds that we sell Thew Management Avant are reordered orrice males of
dents. Call Seam hformation is obtainedfromthird independent valuation tem has not sapled a e amounts are based on two different conpaentv U3SFranrial Services hc.
parties and its accuracy e not goranteed. Other call umble to assign a vale, when we become mare to more of sales by LES of a particular naval - YISA is a registered taderrirk owned by Visa
features may Wen which said alle ct Weld demote that a material twat has occurred that may call a hind amity to out <lents; and 40 the asset vale of a nitrifies:nal Striae Association rd used urder
Hamm en will be provided upon request reeviauslar reprod vale queetion. yawn a 'castigate. mutual Led lanai's shares held at to keno The UBS Vera credo cards and the Its Vea
value would a highly speculative due to the nature then debt cards are kited by UK Bare USA with
• Ceekermabee °falai/a (CDs/. COs are FDIC nsured the &aunty. - We ardour affiliate also receive retwork no and remission from Visa U.S.A. I-corporated. AA otter
up to 5250,000 n principal aid accrued interest per - When nester an issue, general partner or sponsor onnbus processing fees in consiaratifif or transfer tadernaks, registered tracermas, erva maks and
cloosar and per depository institution h accordance estimated value nor a third-ptity catenated vale is agent services tat we provide to tie mutual funds. registered service marks are of ter respecter*
was WIC nit. mardtd, the value of the security will be ddlerml Thaw fen generalh are paid from investor assets h compatits
ten its perchne price. to mutual fund and are a Geed dolly anoint based
• Price/value Was displayed for securities and ober - 'Distributionsto date' my include ream of on the renter of accents at the broker-dealer
Prodsts may be higher or lower than the Price that capital, mane abed). hoodoo maid fu-dsol that fu-d
you would Mishit receive in to meta. Prices re - 'original unit sae • represents we mat offering — h addition to carmissions received in correction
obtained from various hid party sources *hill we price per ire and mei net reflect your cost base. with the are et detnIutian of annuity antrum ad IRS reran/WI Services Inc Rev. 201612
SDNY_GM_00022167
CONFIDENTIAL
EFTA _00132787
EFTA01274924

U85 Financial Services Inc
Private Wealth Management Resource Management Account
UBS 299 Park Avenue
25th Floor
New York hfY 10171.0002 January 2017
CNP70056538190117 X1 Yi 0
ONISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07666-0308
Account name•. GHISLANE MAXWELL
Friendly account name: Indiv.V49920309
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Phone.
Questions about your statement? Value of your account
Call your Finned Advisor or the
RMA ResourCeline at 80ORMA-1000, on December 30 IS) on anuay 31 CS)
account
Your assets 0.00 0.00
%Stour webslte: Your liabilities 0.00 0.00
www.ubitornainanCialServiCeS
Value of your account $0.00 $0.00
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
WWW.annuakreditreport.com. Tracking the value of your account duriag 2017
Value of your account
at yea. end 2016 $0.00
S Thousands
Net demob and
1,469.5
withdrawals -S926.43
Your ilVeSttleAt return:
Macleod and
interest income $926.43
Charism in
market value $O00
Value of your account
*mien 31.2017 $0.00
SDNY GM 00022188
Member SIPC OO100C60056S3Ell 9 NP2000193588 00002 0112 030575001 mcoco Page 1 of 6
CONFIDENTIAL
EFTA_00 132788
EFTA01274925

UBS Resource Management Account Account name: Your 15 sandal Advisor:
Friendly account name:: SCOTT STACK MANLYLE CASRIEL
January 2017 Account number:
Your account balance sheet
Summary of your assets
Value on
January 31 (t)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage Change
Index January 2017 Year to date
S&P 500 1.90% 1.90%
Russell 3000 1.88% 1.88%
MSC I - Europe, Australia & Far East 2.91% 2.91%
Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20%
Interest rates on January 31, 2017
3-month Treasury bills: 0.51%
One-month LIBOR: 0.78%
CNP700C0005653820NP7000193588 00002 0117 030575004 IONDNYGM0002241‘9* 2 of 6
CONFIDENTIAL
EFTA_00132789
EFTA01274926

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
friendly account natne:Indiv vAgg2C006 SCOTT STACKMAN/LYLE CASRIEL
it .1,-, 2:1 Account number.
Change in the value of your account Cash activity summary
January 2017 111 Year to date (I) See Account activity the month for deists Bdances in your Sweep Options are induced in the openng and
closing balances Aut. FDIC insurance *idles only to deposits at u85 Bank USA, not to deposits at u85 AG,
Opening account value $0.00 $0.00 Stamford Branco or bark deposits placed throw") the UBSInternmond Depose Account program. WC
protection applies to mom market sweep find hddirgs but rot bare deposits Seelmportant inSormation
Withcfrawals and fees, about your Statement on the last two paces cf this CSOCUMEfflt for decals
including investments transferred January 2017 (1) Year to date IS)
cut -926 43 -926.43
Opening balances $0.00 S0.00
Dividend and interest income 926.43 926.43
Additions
Closing account value $0.00 $0.00 Dividend and interest income 926.43 926.43
Total ace/mons $926.43 S926.43
Dividend and interest income earned
Subtractions
foe puiposes of 98 statement, tacsOlly of inkiest and bnclend income has been 0tiennined ficm a US Fees -6 44 -6.44
tar leportirg genpectiet. Based upon the residence of the account header. account type, co pioducl type, Other funds debned -91999 -919.99
scene interest amity dyidend payments mei not be subject to United States (Use ands Puerto Rico (PR)
income tares The dent monthly statement is not intended to be used aid cantos be rtfed upon for tar
Total wbtractions -5926.43 -S926A3
purposes. Clients should refer to the appleCade to tenoning loans They recent from 1,85 annualy, such as
the forms 1099 and the Penns 493, foe tar reporting information. n is the practice of U85 to file the
appticatte tar reponing forms with the US interna nevem* Serest! and PR Eretatily °enactment and in Closing balances 50.00 $0.00
such (Dorn aCCulately clasgfy chidends ardice Interest as tar eirerrpt or tardbie inedire NUM Commit yiXil
inchedual tar preparet
January 2017 (5) Year to date (O UBS Bank USA Deposit Account APY
Taxable dividends 926.43 926.43
Interest period Dec 7 - Jan 8
Total current year S926.43 $92643
Opening UBS Bank USA Deposit balance Dec 7 $0. 00
Total dividend & interest S926.43 S926.43
Closing UBS Bank USA Deposit balance Jan 8 $0.00
Number of days in nterest period 33
Average daily balance $221.32
Interest earned $0.00
Annual percentage yield earned 000%
SDNY GM 00022170
CI1117030330565.3821 NP7003198588 03037 0117 030579004 100000 ►ago 3 of 6
CONFIDENTIAL
EFTA 00132790
EFTA01274927

SUBS
Resource Management Account Account name: Your linandul Advisor:
Friendly account name: it SCOTT STACK MANLYLE CASRIEL
January 2017 Account number:
Your investment objectives:
You have identified the following investmentobjectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about lour statement at the end of this
document
Your ran objective:
Current income &capital appreciation
Your tisk profile:
Primary - Aggressive
Investment eligibility consderatron - None selected
Your account instructions
e Your account cost basis default closing method is FIFO, First In, First Out
CNP70008005653822Ne70C0198588 00002 0117 030575004 10410/YGM000221,0194 4 of 6
CONFIDENTIAL
EFTA_00 B2791
EFTA01274928

Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandal Advisor:
*UBS Friendly account name:Indiv.V49920008 SCOTT STACK MANIVLE CASNEL
January 2017 Account number.
Account activity this month
Date misty [inaction Amman (S)
Dividend and interest income
Taxable dividends Ian 6 Foreign IMPERIAL BRANDS PLC SPON ADA MOON 1030 688.46
Cividend CUSIP: 45262P102
Jan 12 Foreign GLAND SMITHKLINE PLC ADR PAID ON 515 237.97
cividend CUSIP 37733W105
Total taxable dividends $926.43
Total dividend and interest income $92643
Cele *obey Desorption Amoral (T)
Fees Jan 6 Fee IMPERIAL BRANDS PLC SPON ADA -3.86
Lan 12 Fee GLAXO SMITHKLINE PLC ADR -2.58
Total fees -$644
Oat Activity Desciption Armmt (S)
Other funds debited Jan 20 Transfer JOURNAL TO ANGARA TRUST -919.99
Total other funds debited •591989
Oale ACIntity Oeschpbas ArnOunt
Money balance activities Dec 30 Balance froward $0.00
Jan 9 Deposal UBS BANK USA DEPOSIT ACCOUNT 684.60
Ian 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 235.39
San 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/20I17 -919.99
Jan 31 Closing UBS Bank USA Deposit Account $0.00
The UBS Bank USA Grout Account it your ',denary sweep ephon
SONY GM 00022172
CHP7004X005653823NP70001935118 00002 0117 030575001 100000 Page 5 of 6
CONFIDENTIAL
EFTA_00132792
EFTA01274929

*UBS
Your notes
CNP]000)00$6 ..,.. ,..0 00. 011, 0.5,N. 0446,cm,ao22.9..., ,
End of statement. account num.
CONFIDENTIAL
EFT,00132793
EFTA01274930

Important information about your statement
U3S Fru ncial Services tx. (the Fin, or UBS enroll her Iromyou no later Men 60 days alter the Fini UBS financial Swims *COMM protection Wiseman objectives. For egh Zack held you
String is a merger of all principal swishy, ccmrroday tall you the list amount on which the ems or The rim 6 a member of the Scut Aim Men notection choose one of the Solbwrg investment objectives:
and cptere exchanges. UBS Financial Services and 1.85 Froblem nand. Corporation (9PC). which ands waren scow-Ito( • P/oduce Current Income: twertnwes seeking the
Bank USA ere i-died subsilenes of UPS AG and - Pokeyea name ad accant nyder (4 any ks menters up to 1500.003 (including 5250,0W for generation of :tome only.
Singesof 1.85 Sautes U.C. The Fain Inertial — Cusabe to error or tie trawler you au inure dams for cash). The 51K asset protection knits apply to • Atkin OPealteoreciation: Investments seeking
statement h available upon rectest The Fnl exeogire about, a-deg:Ann as chary as you can why you all &Coati that you had in a particular capacity. growth of pmcipal rather that the gereraton of
offices re a. believe h is anm a a view rya need mar The Firm together wee retain aft gates, has also oxen*.
Homan purchased suplanntal protection. The magnum • engem Combination oilman* and Capital
U W 12 B e 0 S e 0 F h H a in w a a r k n b e c o n e r , l B N k o n I u 0 e le 7 e v 0 s a 8 r 6 d In c. Th - e F P in ro n v o id r e C t a h r e d d Is o s l u e e s r a W rr I a h n u t m of a th n e e s y u o s u p r e a ct m ed p e le ra r* . t a 9 h m . i b s o a p u c r n o t t t t p e o a c t y t h i a o e b n p l e is o t 1 o k 5 y a 0 c l 0 l o e t r r l d g ill i b i t o o le n n c s a l s i e e o n rd f t s D l . i m c e o i r t l n s k e a te i u o e r n l s 1 y , 0 c t , r a 2 d h 0 w a 16 . A of t u h t o e m ad e o a n d In !y ve o s u m th en o t f e p s - e it e P k a ig l. b oth the generation
and will correct any error promptly. For alleged errors the firm isfurther protected for up to 1.1.9 million n the. Overall risk profiles
L o T B f h f i i S s c i F S a i l t n a l a a li n f . f c i d e ia x r l f u S t n r e e r e p v n i r c e t e % s s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f r i r g c e i i c a :m o l r r e d g c s d o , a n rd t e a o a s f h y t o o u u l r d m y M o o o u re t n e th l o " a ; u n U B 1 n S 0 f V b or i e a th r • e c e s l e a s m b d i a o l y u c s n a t t d o y t o d r u a a n t t h e s i a s n c , k t w : s r e d in . w i e f i r l w l r C o e r r e ta s d o k k e th at u a ca p n o o e a n S c r i l t e a y q . t e u A e fo s N t r . T g c i o n p g y o a f c p c i o e u p n o ts k h y ee w d a in d a in p g a i - s ti o w ul a ar n e • l C o O w M M W A O a W nd * : W Se a e d k le s y to to m t a h i e n t s ai c n o S rn o o l p w ro a p t e e r v , e w n i i f th
n om ot i s b s e io r n e . l i p e l d e a w se p m rep I o I r y t o i u t i b m e m he ed st ia t t h e e ly re n is s a n n a *n g o t r o a t he y ta o k u e s v ii u s h to w c e o t m he pl u e s te e o o u f r t h iw e e m s o t n ip e t y io d n u . n ng he tine The SIPC protection ad the stpplermntal protection i t n h c a o t m m e e a n r e te t e ir a e c c a o n u d n m t d a o y e r s o r t o k e e g e e p n p e a r c a e te w si i g th n ificant
Branch Manager of the Mkt wag your accomt. Please mike all checks payable to the Film or tie • b o C th e d rt o a i n n o t t h * a O nc l i d a l t o as : sets controlled by (and kind in • i M n o fl d a e ti r : a n t . e Ohm to accept some irk to pimps' ad
Althstep al livres shown re Mended to be accurate, Ihnfidl instegeon n&ated on tie kern of he your account value) but held away from US$ Fina-cel tolerate sane vgat 6t y to wet. hint returns.
s c t o a l t e e y m o e n n y t e d a el w a n 'M d t a ax d k n e ot n be d u e s ed F f o o r r m t a 1 r 0 p 9 u 9 rp .5 os 1 e 9 s t Rely m te a g y u b m e e a n b t j I e n c a t d to di m tio a n r o to m re ar g c i e a r le a e r s s . M on ik l e e s n fo a r c b co ee u nts S ca ef s •A h C a e t 5 1 8 ee S 9 A ., G c U ert 5 a . in b D ra r r a d- b in a t UB r S e B n a - r c k e U S a A c , c li l g a n, • A hi g c o h u v n o s l i g et l it W y t i o lin se g e t k o h a g cc h e r p e t t h ur it n 's s r o is w k t o tim m e i . n cing and
10425. etc) when Drepamg your lax return. TM Fin, 5 pagan* tae securities purchases and charges Ice unpaid including twine enmities, and fig shares a MASI • ft...anent &Oda Constitution: f selected a
required by law to ram to tie IRS all eatable dividends, anoints n cash accuses. Accounts that ae tansferred funds where such shares are registered drealy n the portion of the portfolio for that account may include
reportage non-amble china and untie Merest to other instil:dons may be subject to a transfer fee. name of the account holder an the books arts records complex streepes, limed Scatty andn ate
erred en geishas held n pet account net proceeds of the applicable issuer a tinter agent. volgiky.
on sale tresactire, rd cost basisancertain covered 1J06 frump Options • Certain name* contract a imminent interest
sect:Mies. U65 offers options be manic cash balances, balances (e g.. lirMed path erships ad private placements) that Stetemenrhousgueldne
to bat &posits at UBS Bak USA and CBS AG Stamford are rot registered ceder the Securities Act of 1933; We may consoldate al related account statements with
Oise ekeeknowide tie Firm branch (Barg Sweep Brogan*, money market mutual end the sow address in the same envekpe. e g. because
• Please reconfirm ay oral coven encatns in writing Itrds Marley Funds) rid the Internaional Deposit • Commodities cornets (e.g. foreign excharge and they haw owner gm also mantais pet scant
tofurther protect your rens. indudrg your risks Accost ODA)f or customers with an International prec hi metal cotran0, ineturfrg fans contact reigionshOs wet other dents a the same address. If
titer the Seoshes Investor Protection Ace (SPAT Rhone Management Account. Through the Bat adcommodityoption contracts. you prefer to rate* indisidual statements mailed in
• If the financial ktitutionn the top lelt of to front Sweep Program% cash balances we swept to WS Bank The SIK protecton and to supplemental proteclon separate *metopes, you meg deck-. h:uSanIclfg by
of this stens isnot LBS Nona Savas, LISA tp to an established knit at then to UBS AG not apply to these asset even if they othense appear ailing your Financial Advisor
Frontal Santee carries year =aunt as clearing Stanford Bunch or a Money Fund. Deposits at LBS on pl sutements. The protection and the
Tacker by arra-gement wile the tdcated inslitutai Bank USA we FIX Mind in accordance whh FCC ontlemental protection do not protect against changes Friendly watotait name
We in you of this relatcnshio nine° you tuffs. For more Intonation pease tut wwwfdic ga. in tie maker vale of you invenents ineether as a The Friendly account run* is a customizable -6cknarre•
opened this accost h the cast your era and Deposes a 113S AG StamfordBranch ad shares of result of market movement. issue" baleruPtcy chosen by you so assist you with your receedkeeprg It
seogities ae Mated a UBS financial Senns and rot MoneyArds are rot roared by the FCC. otherwee) has ro legal effect al your account You an charge
the inctacig broker, and you mat make a rekei More irdonnstion is avalabb regast your Friendly account names. though OnIneStnists
of any mix or omission to bode finny As describe) Through tie OA, arailiole to oath balances are swept to You my obtain mae iformation abog SIK. incbding by contacting yosF rental Advisor.
dm account agreements, yOIJMUSI IV* is of ay depose a-cants al UBS AG New Yak Bunch and 1135 the SIPC Eixdue. by contact SIPC at 202-371-83GO
errors or taud Marry checks reflected on your AG Cayman Branch These deposits are not ensured by or by Whig the SIK twbsite at www.apc.org Ann* overview
statement wain 30 days alter t was mailed or made tie FCC. Balances held at the LBS AG Chow Branch • brate of your accounkorilolo. Net of Mfrs AS
available. A itaternerii sha110e deemed complew are tempera-a/tie:on to the menial rick of the Dividend Ittineertnient Program COMP) habit:es
and accurate in all other respects if not Mean so in Cayman Wads, and there is no garamee or otter The price reflected is an average an You may nein • Assets Includes available cash bgances vales fo r
itherg %Phil 60 days cbigation of UBS AG lo repay to betakes while on the the actual price from yes Financial Advisor. Or.), whole restricted security (est ), and Global Tine Deposits,
• Please dkect mistomer complaints or h%ines to tie UEG Cayman Branch's books. Owes are purchased under OR it partial shares WI be unreozed marts to matet, ands ean assets not held
Finns C Item Reborn Department at 201.352.1699 soli and the cash we) be deposed in your account The by the Fim. Does not include waged secnietasses
a ET t M o o l-l n tr d e a e y a t t h 9 ro 0 u 3 g .3 h M Fr - id 9 a 1 y 0 . 3 o , r 8 in :0 i 3 w A it .M i-g . x to 6 L 0 G 0 S P.M. r D o e t p o p s ro e t s e a ct e L d B b S y B 5 a 1 rk K L . 6 M A o n a e n y d F e u a n ch d U sh B i S re A s G w B e r p a r n o c t h e c a t r e e d * O M a a u (t d o r t n er t n h e e 5 m im a e k r e e * p a r c ic e e v a a t M ult u e c d h b i y n O p w a a rti w al n s h m ar a e y s i a n t m th a e te e i n n d e o e f s t t h r e w i p tt r io in r v a e n s d t e a d rr s e to s c t k s o ta p r t i i e o r n re s n a t n pe d r iods, a
Financial Services Inc., Client Relations Department, by SIPC. See 'US Financial Services Account Protection' we sold 'senate gods options
P.O. Box 766 Union C iy, NJ 07087. below. • Ciabigies Mies debt bela-ces, oasts-deg merge,
• Fa TW services. Call 844612.0986 or to,, mine Castiuliou loan, credit line, short octant balances.
the US.; Cal 201.352.1495 Upon your request, balances n gm Bank Sweep Cnbr whole urns may be hid h pat actor:est. if you re • C.16/money balances. Total al uninvested amiable
• In caw of errors or gantirts about an electronic Programs or DA may be withdrawn arid shares of a entitled to a partial tril as a result of a bided pawn cash balances, tabs depait balms as UB5 Bank USA,
c fu a n rd d s tr w an a s n a d c e ti r o ( n E s F , T c ) a , t l a l i B O p ig -7 m 6 e 2 n -1 t 0 o 0 r 0 U . B a S w Vi e s e e c to k b U i B t S r M e o tu n r e n y e F d a to d y m ou a y o r b y e o H ur o te id a e s n e , s a n = d W th V e . p roceeds m or a ° r t k e et n p s ek e e , a th a e c F c i e rm pt w a e n ll a e m ith a er in s e d l e l p te a r r m tia in l a ed in b s y a a t U sw B e S e A p G b a U la .S n c B e r s a , n a c t h t e o s o a b d oe k o r f - t g ie ym st / a f t e e e m t e m n u t p tu e a ti l o f d u . n d
Platelet Semites lx., 1000 Marta BIM., 6th floot regetered clean; agency, and credit you. accost Non.conmodity tree ore& balances in pot non ere
Weehawken ha 07086, Atlas RMASSA Servies Rather Mormalcn about available sweep option% not negated from other balances and to Dm may
C sta a te la m e m nt i t a e a re t c o e m ipt n a w ro o rg ca o n r , i i f f y y o o u u i n h e r e k d m m o i r s e o n w r c m b k v y d . c u r a b g l s li n , c c g u a B r r e i 3 n r 0 v * - e i 7 r e e 6 p e 2 w r . e 1 e s 0 l t d 0 r s 0 a , . t e fr s o a m n d yo y u ie r l F ds n , a s n c a i g a i l l M ab i l n e o a r t I T e n a h v c e e h n s a v t c m e c s o e t u n n n t e t o r a b t n j o e d b c m je ti a c v t y e iv s s e o s y a b n e d t r w is e k e p n r o y f e ile s w a e c c s e p n e t c s k to u b T s u h e s is in a t e o n s y t s a o l f T 6 t h h n e e s c s e b e f d u fa e n d d d s i s n a i t n n h e t p h a a e y r a o re b rd l n e i n t i c p a e o y n n M o y d U o c u M lo r o d s e i f n i m t g s s a / d n . u
ifformation *bag a herder on the statement of Please Swathe Firm prompt6 in writing of try
maim. The Firm orCaed nut (as applicable)mull tkplkant change in yost financial shuationcr
SDNY_GM_00022174
CONFIDENTIAL
EFTA_00 I 32794
EFTA01274931

Important information about your statement (00MIMad)
•anding information believe to be relible, but we dp not gamete their - DPP and traded REIT searnes are not listed on a Lea invesurem oust Wits tow ChM% we alder
Fcr delarechnlormstron cn the Finis lending radices accuracy. national wastes erchange, and se general OS Mikee receive 'owns sharirg corronnatien
and *dawn refer to your Client Relara-aip - We general/ use he closeq once whin amid* a illiquid and even if they cn be sold the price Iron may of the entrance companies trcbreniting
Acreement or Accost Agreement and the General the mean of the bed ad ask prices for lined received may te less than the per share estimated the annuty attracts. athletes of the .nuance
Toms ad Conditions. UBS Statement of Credit lattices secaities and option or ores, bd prices icr OTC vale proriied n the accost statement. companies or sponsors of the tat investmem trusts
natal. in AgnenesiG andDiscloarres at acuities. we distribute.
javw uPeremterreererfirelenes. - Less acthek traded securities may be priced usr9 8 • Raided oeturkies Restricted acuities geneeralk ▪ Our if162W afro receive trading commissions rd
valued:In model a the mon recent peke we we rot tureen* Sable for public sale. OBS Finical otercompereation from mutual funds ad inura-co
Year duets cbtined and may not reflect an actual market pines Services uses the market price of the unrestricted stock contras whose products we dstrimee.
Your statement itemires weak*, ad other assets heti a vatic of the same issuer in an Mooted value fa the — We receive as areal lee frcm Les Sank USA and
in the emu-4 at the end of the gatemen period. You - Cenan poseiro may appear wethas a price ad restricted stock lor perpcoesof this statement only. To LES AG Stanford Bunch of up to 125 per acoard
may ad, for delsery or fay paid martin at try time. will taw fa 'rice was rot wralable• 4 were the extent that remitted seosein are eligiab ler sale, sweeping to the banks reefer to LBS Bank Sweep
You may receive secuntite used as loan collateral afar unable to obtain a weaker a tensity. the vas mead may be abstantalk loss than the Program.
paying any balance da on them. Ant securities - Deposits or securities deraninated ivcurrercies wrested value town
transkined to the Rim dreg the statement period are other than U.S. done" are reflected a the eschthge Acthity
lined at market value as of the end ol the statemert rate a of the statement date. • ht. lestinatad) ion, current yields and roue. Information reaming commesore and otter charges
period. - kr ceriain washes taring htnonconforrnhg An *Penile of anal uterine it based on current incurred in correction with toe newtonor theta
• Cart batik In atowening the cost basis of the denominations. pdce and qua-eily (face vale) may dniderd ad interest rater, /waning town:hes will inducing option transactions has been included on
secretes included in this statement where indicated have been adjusted to facilitatePM:Pr valuwerr be held for one year from statement date or Lail confirmations previouskr furnished to you. ad will be
yet the number 'I,' LBS Fnancial Servkes has relied To cbtan omen quotations, when availiPti, contact maturity. This Latinate is ore/ a guideline, accuracy provided to you promptly on reopen.
oninformation cbtatned from sources other thanl85 yar financial Adria.% ad continued income are not guaanteed
Resanual Seneca including nformation Iran another - Rammed areal name and curios yield fa Sinn King
fan a that sou may ham provided to yak Fine-Mal • Private irweevnente end etruceard products certain Mon of searkies could include a reran of If sou are engaged in short selling a security, sou may
Adrisor. The firm does rat indePendently vereY Or Mate invest:nem seo_rities (exedra deed principal or tepee' gait in which owe the en. incur a charge due to certain tarowtg costs kr that
gaunt.e the accent, a watery day idonnation participate:el program ad real estate imestrrent tun income (a-d current yield would be overstated. patimetar
provided by sautes other thin LE6Fill(16211SeniCes. soirees) and struckted product, are gerwelk hrohy - Estimated arrest Same rid cement yeld and the
h defuses though WS Finincil Services gamely Maid Caton strestuied Praia hew not hewn anal inane and yield mitt be lower a higher Open onion
updates ten inkrrnakn as il is received. the Thin registered with the Securities and Excha-w than the estimated mounts. Regarding open or' gxdotilLcancelled* orders tat
does not provide any assura-ces tat the reonnaticn Ccenrnissiw or under any state securities laws. We ▪ An estimateof a-roasted income fdirdend ander wire not executed by the sutemert date, open buy and
ender 'Cost base' and 'Unrealized girll oss' is Donde *deflated wales la private investment interest) divided by the current market eel stop ceders ere reduced by mount of diode/We
accurate as of to date of tee statement. As such soirees ardnnstured products for reams one earnesta ge balance is based ork the last divard orritots on as exockuiderck a trail/Os date unless
please do not raj on this edam:don to male asposin anti Aearacy Hoot guaranteed or rapist raiment made by the inure and initiated atomise. by you. You are responsble kr
Isschaa a sale decisions. fa ter PSPRoses or - These values nny differ .bendy from press, if assures t*searkeedeposks will be held for one orders that are mewled die to your I alum to cancel
otherwise Accounts tra-eferred tote Fins may any, at which a preale int security a year from the statement date or until maturity. outtung open odes.
reflect gar/loss nlormaticn only fa the period col structured product may be bought or sold and do Accuracy ad continued seld it not warned
tine they ere heed st the Fins Mare hitorkal not necesuritireprestre the vast you may receive Privacy
Horror i:n can be aided b/ spar Finarcii Achkor. won liquidation. • Pasta net hold by MS Firsdal Services. Certan To obtan a copy of as current Client Privacy Nance
- Third piny eninaes of orals se a of a cenain asses re rot Mkt by the Firn ardna within the please contact yak FivirecialAthiscr or visit or wetsite
• Unrealized gain/bac When data is dread av supplied to UBS Fnacia Serrkes on a fern's possessew or ccntol. These wan ere at awn nfetrisannionnsfet.
*striated trreateed gairdlones as calculated kr niter bass by an independent vale/aeon firm. dalo wed on yak statement for Monnatoonal — LOS f manual Senices end a bank. The RNA, Business
ndvout seamy lots live (inaction data for - Issuer, gperinal pinny a sponax estimated valos, purposes only. Positrons and values presented are Series Account RSA and AMA are brokerage
edniikal Ion may or may na ream conmissipre, if ant are applied to the Fern by the isstAf, provided by to Munn fan UPS F refloat Senatel accounts which provnt access to barking 34.-Vof rd
charges actor security reorganthatiw events. general partner or sponsor and mai be cakulited not responsible for tea eartnition and does na vales trough wangements with affiated banks
Dindend and oterreenvelnen1l ots aid tinematk based on deferent information Iran tat teed by guarantee es accuracy. flewassets ererot protected and od-er thid-party bank& aid provides access to
puchase bb are each combined to display ore teed petits to denve their estmaied values. by SPC or the fon& supplemental SIPC coverage. returne and annuity practices issued by umf t& ad
swaged lot The 'Trade date' ocean presents the - You can obtain adikiwal infamatith regarding thiperty ccmpinin fro-4i inazase•
orpeal transaction trade dale. the meitcralsgr used to determine the enimate of • Revenue Waring and otritional compensation. agency abrickaries of LBS Chemist Senrkes
value ad the date of the Homa:inthat is the - h a:Silent° canmaiws on saes a-d 126.1 tees ▪ Westmont Wuraoce. aid amity prcdaclry
• tellable seaside& Bonds and preferred stock that taste for the estimate by contactrg your Rtanoal received re comectiw with to desert:kern of mutual — Not FDIC intsed• No bank guarantee May bse vale
the beat cab for eat; redemption veil be selected Adee0r tra to the acres ere ad0f Our affiliate resew — WA, tescuice Management Account, Banns
hairnet!, by lot from antrg all startles of tat - Third party enameled dean may be reflected at rescue sharp pawns from dist tutors indoor Senna Account BSA. IRMA and Monsoonal Resource
Mtn held n our name or in nomrwe nam fa ea 'Nat priced* in several strati:ay, 'Awn an advisors of the mutual hate that we sell These Management Aactrot are registered service maks of
dents. Call Seam hkormatiw is cbtined from third ideperdent valuation fan has not smoked a s snarls are based on two different conroorentv LI3SFearitial Semites hc.
parties and is accuracy e not gavanteed. Other call unable to assign a vale. when we become avae the wort of sales by LBS of a particular mewl - VISA is a registered taderreak owned by Visa
teases may west which cant Sledt yield complete that a material event has *cowed that may call a krd family to out <lents; and GO the asset vale of a hareems:nal Since Associate, ad used ceder
recematen will be provided upon request pranuity waled vale ino queition. a Moen a particular mutual lad fernais shires held at the keine UBS visa not cads ad the WS Visa
value would be highly speculative due to the nature tern dart cards are issued by LIDS Bank USA with
• Coantras• of Wilaceajt (0,COs are FDIC nstred ost the 'aunty. ▪ We ardour Abase also receive network a-d permission from Visa U.S.A. Vcorporated. M otter
is to 5250,000 ri principal aid accrued interest per - When niter an issue, general partner or sponsor annbus processng fees in consi*rattof or transfer tradernaks, registered tracenwks, sake maks and
depositor ard per depository institution, h accordance estimated value nor a third-piny estimated vale is agent services tat we trade a the mutual funds. repented seivice maks ate of tier rename.
wits FDIC meet. ;raided, the vat, of dm wordy will be &Dowd These fen gereraly at paid frominvestor assets h compinies
Iran ascent-eye price. to mutual fund and are a feted chalet arrant based
• Price/value prices displayed for perukes and other - • OSUibutions to date may include ream of on the renter of accants at the brokencleale-
PrOids may be higher or lower than he Price that capital narne orboth. koldng maid funds of that fu-d
you would actualb receive in the market. Prices ire - 'original unit size • represents the must offering • h addition to carimitsims received in correction
obtained from wan ltd party sources *hill we price per unit and may nor reflect your cost bow with the ale a detnIutian of annuity contracts ad UN Financial Services Inc Rev. 201701
SDNY_GM_00022175
CONFIDENTIAL
EFI'A_00132795
EFTA01274932

U65 FMancial Services tic.
Private Wealth Management Resource Management Account
4tUBS 299 Park Avenue
25th Floor
New York tiff 10171.0002 February 2017
CNP70056270790217,2 VI 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ07665-0308
Account name: GHISLANE MAXWELL
Friendly account name: Indio. V49920008
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your steamer? Value of your account
Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000, on January 31 (1) on February 28 CP
account
Your assets 0.00 0.00
14sit our website: Your liabilities 0.00 0.00
lvvew.ubs.comifinancialsennces
Value of your account 50.00 $0.00
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your acco oat growth
verew.annuakreditreportcom. Tracking the value of your account dudag 2017
Value of your account
the Lr,3I1C5 at year end 2016 40.00
459 5 Net deposits and
withdrawals -31,454.55
1110 Ntur inveStrnent return
Dividend and
interest income 41,454.55
Chance in
market valua $000
00 00 00 Value of your account
• • on Feb 28. 2017 10.00
Dec 2014 Dec 2015 Dec 2016 Jan 2017 Feb 20tT
SDNY GM 00022176
Member SIPC CNP20001005627079NP700010962 00002 0217 030575001 OICOOD ►age 1 of 6
CONFIDENTIAL
EFTA_00132796
EFTA01274933

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your tS nodal Advisor
friendly account name:Indiv V49920003 SCOTT STACK MANLYLE CASK IEL
February 2017 Account number:
Your account balance sheet
Summary of your assets
Value on
February 28(S)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index February 2017 Year to date
SW 500 3.97% 5.94%
Russell 3000 3.72% 5.67%
MSC I - Europe, Australia & Far East 1.45% 4.39%
Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87%
Interest rates on February 28, 2017
3-month Treasury bills: 0.52%
One-month LIBOR: 0.79%
CNP70009005627030NP7000109962 00002 0217 030575004 01N tAYGM000221,40e 2 of 6
CONFIDENTIAL
EFTA_00 132797
EFTA01274934

Resource Management Account Account name: GHISLAINE MAXWELL Your N nancial Advisor:
UBS Friendly account name:Indiv V49920908 SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Cash activity summary
February 2017 (11 Year to date (1) See account activity the month for deials e.aances In your Sweep Options are mdudedro the cpeong and
closing bedsores visa FDIC Insurance fl ats only to deposits at U8S Bank USA, not to deports at LOS AG,
Opening account value $0.00 $0.00 Starter:4d Branch or bank deposits paced through the UBSInletnalrond Depose Account program. StPC
protection applies to money market sweep !tad hddirps but rot bare deposits Srelmportant inbrmation
With&awals and fees, about your statement on the Lmt Mo pages cf this document for Mars
including investments transferred February 2017 (5) Year to date (S)
cut -528 12 -1,454.55
Opening balances $0.00 $0.00
Dividend aid interest income 528.12 1,454.55
Actchtrons
Closing account value $0.00 $0.00 Dividend and interest income 528.12 1,45455
Total additions $528.12 $1,454.55
Dividend and interest income earned
Subtractions
For PurPOSes of ills statement, tacteilty of inkiest and devidend income has been determined from a US Fees -15.59 -22 03
tar reporting genpectist. Bared upon the residence of the account hc4der, account type, or product type,
Other funds debned -512.53 -1,432 52
sane interest endow dvidend payments may not be subject to United States (US) ands Puerto Rico (PR)
income tads. The dent month)/ staterrwM is not intended tote used and cannot be ref ed upon for tam
proposes. Clients should refer to the aPcbcade tar reporting forms they receise from Vas annuely, such as Total subtract tons -$528.12 -$1,454.55
the Forms 1099 and the Fauns 483, for lax reporting information n is the practice of UBS to file the
a su pp c l h ic f a o b r e m e s t a a m cc r u e ra p t o e r t t y in d g a f s o 9 r f m y s d r w de ith n d th s e a r U cl S ic I e n t in e t r e n r 9 e s R t e a v s e t n 9 ue e S xe er m Vi p C t t o a r n t d a r P o R t T * r i e n a c S u a r y * D P e le O a a se r t c fr o e n il s t u a lt n y d o u in r Closing balances $0.00 $0.00
indndual tar preparer.
UBS Bank USA Deposit Account AF'Y
February 2017 (3) Year to date (1)
Taxable dividends 528.12 1,454.55
Interest period Jan 9 - Feb 6
Total current year $528.12 $1A54.55
Opening UBS Bank USA Deposit balance Jan 9 $0.00
Total dividend & interest 3528.12 $1,454.55
Closing UBS Bank USA Deposit balance Feb 6 $0.00
Number of days in nterest period 29
Average daily balance $316.49
Interest earned $0.00
Annual percentage yield earned 0 00%
SDNY GM 00022178
CrIF7C009309977gel NV7003'69967 00033 0217 030579004 010203 ►apa 3 of 6
CONFIDENTIAL
EF1'A_00132798
EFTA01274935

*UBS Resource Management Account Account name: Your Knnnda Advisor.
Friendly account name: ir SCOTT STACK MAMLYLE CASRIEL
February 2017 Account number:
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in important information about lour statement at the end of this
document
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibility consideration - None selected
Your account instructions
e Yow account cost basis default closing method is AR), First In, First Out
CNP7C008005627082NP70C0189962 00002 0217 030575004 oifft#4y_Gm_00022dlyie 4 of 6
CONFIDENTIAL
EFTA_00132799
EFTA01274936

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
*UBS friendly account name: Indiv.V49920008 SCOTT STACK MANLY LE CASRIEL
February 2017 Account number.
Account activity this month
Date Mindy Desalption Amotalt ($)
Dividend and interest income
Taxable dividends Feb 3 foreign VOOAFONE GROUP PLC SPON ADR PAID ON 1039 $28.12
Dividend CUSIP: 92857W3013 SYMBOL: V00
Total taxable dividends $528.12
Total dividend end interest income $521.12
Date Aethity Description Amount (I)
Pees Feb 3 Fee VCOAFONE GROUP PLC SPON ADR .15.59
CUSIP: 92857W3081 SYMBOL: V00
Total fees -S15.59
Qae Actisty Desception Amount (1)
Other funds debited Feb6 Transfer JOURNAL TO ANGARA TRUST -512.53
Total other funds debited •$512.53
Date AClivity Desalt:Alai Amount tO
Money balance activities Ian 31 Balance forward $0.00
Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT 512.53
Feb 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02,0917 -512.53
►eb 213 Closing UBS Bonk USA Deposit Account $0.00
The UPS Bant USA Depont Account is your primary sweep AMOR
SDNY GM 00022180
CNP70009305677033 W7000109962 00002 0217 030575001 010000 Page 5 of 6
CONFIDENTIAL
EFTA_00 32800
EFTA01274937

*UBS
Yournotes
CONFIDENTIAL
EFT,001.32301
EFTA01274938

Important information about your statement
UPS Financial Services to. (the km or ORS Finerciel her !ramjet no later men 60 days alter the Nom Corporation (Sack which protects lealhies customer • Adieve CopalA nimation. Investments seeking
Serene°. is a mentor of all principal tecvay, ccmrrodty um you the list stlitallUnt on whirs the erns or of its members sap to 5920,000 (i-cLdirg 4250,000 for acme of pmcpal rather than the generalises of
and cobras exchanges. DDS Financial Seniors and LES Problem aged. dairm for casN. Embnatory brochare available upon income
Bank USA re i-died subsilones of UPS AG and - hosede yin name rd want number (rf any falUal or at wow sec org The Sit asset isrota-ton • Produce Com(inatnn of karte and Capital
atlibaes of U3S Starks LLC. The Fame f refloat - Nsabe the error or the nosier you au inure lent apply to all arose tat you hold in a particular ApprecntMo Investments seeking both the generation
statement a available upon regaest. The Pinot tannin about, rod eglain as chary as you cm why you capacity of nccme and growthof prirjai.
ales ere at: believe • is memo or why you need more The FM, togedver weds certain stem, ha into
damage purchased supplemental innr oe he marmum Overall risk profile
UBS Financial lances - Prose. the doles arrant of the suspected era. amount pestle to al &NI* clients, cotenitely Mdse • Consommes Socks to martin Mud pinp al with
1200 Harbor Boulevard this protection is SSOO nation a of Ceske, 10, 2016. low rids ad volatility to the accord meat even it
Weehawken, RI 07086 The Firm a Card Issuer wit Seagate your carmen Sabra tote poky order° ad InealinA cash at tha means the accuse does rot generate signifka-4
and MI coned my •nor promptly. For alleged errors the Firm isfurther protected fa up to 51 9 million n the income a reeve and may rot keep pace wits
This flatfafra representsthe only official record of you' Pnolving DBSVia•clebil card transackra. if we take Rflegan for altars accounts held in a paikuLa innate).
U of P fi S c i F a i l n l a a n c c d ia x l u Se n r e vic n e t s s a c c o co n u ta n n t. n O g t h c e o r n re tl c id o n rd g , d w aa e p sh t o uted m yo o u r e w tha o n n 10 f b o e r r t h re e s a s m da o y u s n t t o y o d u a th te e , * w m e in w e i r ll r c o r r e , d so k that a w p o i n a r re y q . u A es f t u . r ccpy of tie poky worthy is arailtale • Moderate Wiling to accept some ride to prayed and
not be relied Loan II youbeam* there is an error a you MI have the use of the money during to tine n tolerate some Matey to seek higher returns.
omission please report it immediately n writing to the takes us to complete our iwestiption. The SIPC protester, and the supPlomenta protection • Agsressite: VANN to accept hit risk to pincipal at
Brand) litanaotto of the office wvrg your arrant. both do not aPPI7 high volatility to seek high returns o'er tine.
Please mike all checks payable to the Firm or he • Certain financial assets controlled by (and kluckd n • Investment Easenteity Cormieration: If selected a
Allhoup al Busies Moan re intended to be accurate, bunco' instant) Meted on he front of Ma your account value) but held away from UPSFinancial portion of the portly'', for tot account may include
statement tests 'kaki not be wed fa to purpose Rely stamens In addition to never ICCOLII fees, accounts Services (e.g., certain() cash at UBS Bat LISA, 60 complex oracles, tinted liquicky ant:refer
scieB on yemend tax krms, (le , Form 1099. 5498. may be abject to maimnarce lees, chaps for bte cash at UPS AG U S. Benches, kik narance produces,
10425. etc) when prepamg your lax return. The Fim s parnint tor securities purchases and charges For unpaid including volatile enmities, and ftri shares of mask
required by law to real to tie IRS all tauble dnidenct &norm n cash accents. Accounts that are transferred funds where such shoos reregistered drecty n the Statement •househeilding•
report/kb norearabb theitesdk and stable Meek to other instarens may be subject to a bander tee. name of the attar holler on tie bars ard records We may comoldste al related account statements with
erred al aft/Oaf held n me warn net proceeds of the bow a twofer agent); the sae address in the same emerge. eg. beaus
o se n c s u e e e ie e s r . a -sadism, rdcod basisoncertain covered U L to E B S b S a o S r f k f w e d e rs e e p o p o p O s ti i o t p s n t a i s o t i n c U e s B a S B m ar p k U ly S c A a s a h n d b a U l P an S c A e G s b S a t l a a m nc fo es rd • n l I im m ot i o t r e e s d g tr i p r s a e te r n t r n e c e d o r n u sh t n r i a d p c e s t r s a t o h d e r n p S e r e i r s c s u o t r m n it i e p e l n s a t A c e e c m t g 0 e r 1 n e t 1 t s s 9 ) 3 t ( o e 3; t ,t a . a n r d e y t r h e o e l u a y t p i h o e a n v l t t e h s p e t s o m r w a ir h s e o w e h h i o n o d a d i k s e o id n m u t a s l o a s t t n a th t k e e m b L e r i n n i t t s n a m a c a d co d ile u re n d s t s n . If
Ciavarmilatkno wigs gee Firm Bench (Bak Sweep Pregarnri, money nut* mutual • Commodities contracts (e.g, foreign exchange and stone tenelopet, you medecline houweeding by
• Please noon/ km try oral cormornstons in wring Les Ckenery Fins) and the raterrational Depose preciousmetal contratsk including futures arnacts caking your Financial Achoor
to further protect your rites. mdudrg your attar Accent (CA) fa (Women with an Hematirol and commodity cobra contract,.
utter the Seoskies Imenor Protection Act ISBN- Beene Management Account. Through the Bale The SIPC potectkon and the supplemental protean do Friendly account name
• If thefinancial iraitution on the top left of lie front Sweep Programa cash balances re swept to U3S Bank not apply to these assets toni f they otherwise appear The Friendly account manse is a customizable rnilinama
ol this stems isnot UPS Ennui Strokes, UPS USA up to an established knit tee then to UBS AG on you statements. The sec protection ad the chosen by you to min you with your needlessly k
Finned Semite carries year account as Waring Stanford Earache a Wray Rai DCaat at UBS alsOlemersal protection do not protect agorae changes has ny legal effect cn your account You can thaym
brisker by arnagerrent wile the rokated institutors Bank USA we FIX insured in accordance with FCC is dm mate else of yor investments (wt-ether as your blandly account names, through Online Services or
We informed you of this relatonshio min° you nibs. For more intc miatisn *ease wit wwwfdic result of market movement. issuer ba-kruptcycr by contacting par Frontal Ataxy
opened this accost h the cast your b at and Depose ALM AG StamkrdBrarich ad shares of °therms.)
washes are keeled a LOS financial Senecas and rot Morley Finds are rot hared by the FCC. Arramt overview
dw racdorg breer, and you rime make a nee Dividend Renvienmont Program (DRIP) • vale ef toe accountrporKno Noted assets ad
of ry error or omission to both firm Thrown to DA, cash balances re swept to deposer lhe eke reflected is an overage pre You may *ilk lithillin
• As dewbed in the account agreements, you melt accounts at UBS AG New York Branch ad UBS AG the actual price from xis Financial Advisor. Ordirthiste • Asters Includes available cash balances, vales for
ready us of ay errors or baud treeing decks Cayman Branch. These deposits are nor insured byte taw are purchased under O II IP; partial shires wil be restricted security (est), and Global Tine Deposes,
reelected on your statement within 30 days after t was F0C. Balances held at tie LEIS AG Cayman Bench are sold and the cash era be deposited 'your /MUM the amazed mute to market, and Certain assets not held
mailed a made melees wiparanly imposed to the sommign of to Cayman tended renvesunert price applied by to Muir may by dm Fin,. Does not indud• unpriced wuritiegaseets
• Please died *sorrier complaints or irphies to to klands ad there is no weenies or other obligation of offer from the market price at winch te partial shares al the erd of the prim and anent statement periods, or
Fitts C fent Relatkns Department A 201.352.1699 WS AG to repay the balances while on the UBS Cayman are sold twee Wesanints u red stock options and
or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. Branch's books. tonede stock options
ET Monday through Friday, or in wing to WS Cagerelee • ItA ntes includes debt beret onsta-drg Merl
Fionual Semites fro, Client Robber's Dearman, Deposes a LOS Bat L6A and each UBS AG Branch are Cry whole ums my be held in ycur accent.* yam la loans credit lie, shon avant balances.
P.O. Box 766 Union fay, W 07087. re protected by SIPC. Money Fund shares we protected entitled to a para.' crib as a mutt of a £idtsd pawed • Cresbrisoney balances. Total of unimend amiable
• A IIl aments shall be deemed complete ad arosee by SIPC. See 'S. Nutria Nieces Account Protector,' or eternise. the Firm will either sell partial units at cash balances, plan depart balances at UB5 Bank USA,
if not cbetoted to h wetting wain 60 days below. market price a accept as arced determined by a UBS AG U.S. Branches at norm amidst metal lend
• Fa TT( serves Call 0444120986 or from outside registered clean) agency, and credit yes accost sneep balances, at the clase of to Mament period
the US.: Cal 201.352.1495 Upon your request, balances in to Bank Sweep Non.conmodity free crock balance in your scant in
• F k c h W a r n e e r c d e n a i t h t u s r a w a e a w n a d l s k N n s a e d c n w k e t , i r o N i e s W n s I s o , O 0 I r a x 7 c . d 0 . 1 e , : 8 4 9 n 1 6 1 2 0 t p , 0 e 0 A a - r 0 w 7 t s C m n H a e 2 a b r - R r s 1 o b I 0 A a u o 0 N t r 0 i B U E n , B l S a v S e A d l w V e , S 6 c o i e t t l r O h e o rv n f d t l e i o o c e s o U b r B i , l S F r M P e e r o t o u s n g r t e r n e a y e r m F d P s a t i o o o d r r y m D m ou A a a y o l m c r b n a p e a y o l b i l b g e o e n u t i e v t t a o a a t t v s e h a d e d il , a s r a a b n n = le d n W s t a w h i n e e t d e p p s r h o o a c p r e e e e s n d o s s f , a I P T O e n a h le v c e r a e h k s m n a e a c n e e n c w a o v t n u a c e n e t h t s o a t a h n t b n g e o j d e e b f m i j t i r e i n m v a c p t o y i p v a s w e r r s o r y f a n n b p d a e ty r t r w o i i s n i e k a e c p I n a n r o s y n f i o i n le e u g a o n w r f e a m a s p n y e ts ck to n u b T s u o h e i s t s n a s t e e n o s c y t s a r o . e l f T i g s t h a h r e n e o s d s e L e f d f r u f o u e n m n d d d s i o s n r t e l h t a h p e e t r a h a b y e a a n o la b e r n d l n e c in e t w a s p r e a o y r n n c i d o o y d u t o o r c u s lo e r F s o d i e e n f m g m it M s a m rd y a . .
nclairg curers iroerest rates and yields, s mailable at investment <benne For each accord held yam
r C t k e a a a c n r i n p a ri e e a w r t T s o r h i t n a e e i M a t re s a m c s e t o o i o p r a n t C t i a r s a a s * r n d y e s o I f s u r e s g r c u o a e o n r n r ( , t a t i h f s e y y c o o s p t u u a a n s t c e e h a m e i b r d k e le n m y ) t o m o o u r r i e r n t U o T re h r B m e b S y P v n . c o u u a n b l n l s i o n c e g a i a o 8 n r ! i 0 m e S 0 s e 7 e t e 6 r e v p 2 r i p . c 1 c e e 0 i l d 0 m th s 0 e , o . f S w ro e % m cu y p il o i r e u o s r t e ' f , n c v a t e i n o ct c n o i a r l P a ro th te is ct a io n • ch h o g o e a s n e k e o r e n a e t C o o u r f ) r t * n h e n e n t e o t r l / n n o c e w o o i r n s n g t l y I n i . n s v e e s s tm tm e e n n ts t d sk a ita r r t g e th r e
SDNY_GM_00022182
CONFIDENTIAL
EFTA_00132802
EFTA01274939

Important information about your statement (con"t"est
Landing information believe to be nibble, but we do not aureate their - DPP and ankited REIT 'tarries are not listed on a Leo investment oust units tow clients, we ardor
Fcr detelechnloimstion cn the Fires lending rackt es accuracy. memo al maxims rechange, and a. "newly OS alike. receive (OWLS that i-eg corrpinution
and *down refer to actr Clem Rolatadup - We general/1M the closing price whin wad* a illiquid and even if tree cal be cold the price Iron may of the entrance companies ircbreeiting
Agreement or Acceest Agreement and the General the mean of the bid and ask prices for lined received may te less than taper share estimated the enmity attracts. ahhfutes of the "nuance
Tams rd CondiCons. ISIS Statement of Credit Practices securities and option or rarity bd prices kr OTC vale proakkrd n the wean statement. ccmpares or sporoors of the unit investmem tests
available in Ageweas andD iscloarrea at acuities. we distribute.
jaayw u&sramtarentantririrelno gas. - Less actnek traded securities may be Priced aaaaa a • Rankled matkies Restricted straiten generalk — Our ifikates afro receive trading comma:are and
valuatar model a the mon recent peke we are rot cunt, eargble for public sale. UBSFil111631 otercomperisatOn from mutual funds and inura-co
Yet meets cbtined and may not reflect al actual market price Services uses the market price of the unrestricted stock canaries whose products we Ostriatte.
Your statement Semites wcurities rd other assets held a vale. cd the sane issuer in an imputed valuefa the — We recent an anneal I ee fran Leslie.* USA and
lithe award at the end of the stammer< period. You - Cenan eoptiro me, appear wohas a once ad restricted stook For pumcues of Misstatement only. To LBS AG Stamford Burch of Lp to 125 pa arrant
may ads for dehow a flay pad swath as ariy time. will thew fa •F in was rot available' it we re the hunt that reseicied soositin are NOY la We, sweeping to the balks rade/ the litS Bare Sweep
You may receive securities tad as loan collateral afar iambie to cbtan a matte a tensity. the solar remind may be talastantralb less than the Program.
paying any balance da an them. An/ securities - Deposits or securities deraninated iwurrercies erCused value town
Iranskirei to tie Fine </ring the statement period are otter than U.S. dolled are reflected a the eschange Activity
lined at market vale a of the end of the Maternal rate a of the statement date. • ht. lestinatad) harne► currant yields and rata. Inform:non moaning coalman and other charges
period. - kr bruin margin Wading noreconf orrniaa An tten/I< of amid exam n bawd on ascent incurred in correction with tw newtonof Wades,
• Cwt batik In catamning the cost basis of the denornivtions, price rd qua-eily (face vale) may dniderd ad ifitefffl raw, assuming the margin will including option transactions has been included an
secuties included in this statement where indicated have been adjusted to facilitatePrep. valuairs be held for one year from statement date or Lea confirmations prenouskr furnished to you. and MI be
yeah the nutter 'I,' LBS Franca! Servkes has relied To cbtan curem quotations, when aithliale, contact maturity. This es-gnat is only a gudelne, accuracy provided to you promptly on rawest.
oninformation obtained from sources other than LBS you Financial Addict. at continued ncome are not guaanteed
Financial Swan, including Ho/notion Iran another - Estimated annual income and cure.* held fa Shot King
firm a that you may haw ;reviled to your Fina-cial • Orion inwavnants end structured products. certain tapes of soarkies raid include a retain of If you are engaged in short selling a securky, you may
Adeisor. The firm does rot independently verdY Cr Mate elven:nem securities fie Wig &ea menial or capital gains in which toe the en. incur a charge due to certain tarowing costs kr that
gannet the acaracy a %Addy d ay information participate:el program and real estate investment trust income (ad cumin held wad be overstated. pa-boater 'emery.
provided by souces other thin LES rhunial Semites. wasn't') and struckned product are gerwielk high - Estimated aortal inane and anent held arod the
h addaket About'. LOS Omani amerces gamely toed Caton sera-Wed product, haw not been anal inane and yield mita be lower a higher Open oedema
updates this informal:nes il is received the km registered with the Securities and &thaw than the atinated aromas. Retarding can or' godtilLcancellee ceders tat
ekes riot provide any asstra-ces tat tie hionnatien Cannaissal or under any state securities laws. We - An estimate of a-rualized income (dindend alder wire not executed by the statement date, open buy and
trader 'Cost basis' ard 'Unreakzed gangoss' is porakestinated vales ler prime investment interest) divided by the curent maket sel stop ceders re redzed by the amount of divdera
accurate as of to date of this statement. As such, sectrites rad 'Instate, products for hkennviend Wileataverage balance is based on the last dividend erodes on an advidera a earitits date unless
please do not reay on this edam:don to make awash all/ Acaracy is not guaranteed or inmost payment made by the issuer and instnatod otherwise by you. You are remonsble sac
larchowcr sale decisions. fa tic arases or - These values maydiffer sLbstantialy from paes assures the searkesadeposks will be hallo' ore orders that we executed die to your failure to cancel
otherwise Accounts transferred tote Fkm may any, at which a prom* int security a year from the statement date or until maltrity. ousting open acted.
reflect gar/ loss nIcrmaticn only foe tie period al structured product may be bought or sold and do Accuracy ad contented paid at not guaranteed
tine they are heed x the Fent More historkal not neanserik represent the vele ycu mayreceive Privacy
Hamra en can be aided by hair Firiarcia *dyke tan liquidation. • Ames net held by UBS Financial Services. Cartes To obtan a copy of car currant Client Privacy Nana
- Third party eninaes of sale re a of a certain xtets re not Mkt by the Fine ndna wraith* please contact you Financial Adviser or visit err weteite
• lJnnalizad gainsfranses Millen data is dread ae supplied to UBS Fna-cial Services on a Fern's possession or carol. These outs are at yam., net rewannitarventna.
estmated tweaked gelation., at calculated kr regular bash by an independent valuation him. tholayed on gas statement for informational - LBSFaunal Services bra a bank. The RMA, Bushels
ravels,' retry Iota The enaction data for - issuer, gperinal palm( or sponsor estimated vaLes, purposes only. Positions and values presented are Services Account ESA and IMA are brokerage
edreaul as may or may not reflect cannaktire it any, are applied to the Fins bythe issuer, pounded by tie awing firm UM Froncial Services accounts which pack access to banking servicesrd
charges sake security reorgandattn events. general partner or sponsor andmay be cakulated not rest:cable or this ilarnsion and does not Prates trough arangements with afThated banks
Diedend and oter reinvestment lots ad wstematk based on deferent informabon fran tat toed by guarantee is accuracy. These assets are not protected and od-er tad-party banks. rid provides access to
puchase as are each combined to diwkw ore Ihrd parties to denve thee striated values. by UPC or to Fm's supplementaISIPC coverage. Murata and amuity proaxis issued by that fl isped
averaged lot The 'Trade date colmn presents the - You can obtain acklaiwal ilamatir regarding thelparty inurara companies throat, innzake
original Vansaction trader dale. the meteadolagy used to determine the ectimate of • Revenue pawing and Salon& ccenparaation. agency absidaries of LOS Chancel Serra; Int
value ad the date of tie Horatianthat is the - h ailitcn to cernmksians an sales rd 12b.1 fees - hvestment, toura-ce, ad anuity prairie
• Callable marital Bonds and preferred stock that basis for the estimate by contacting your Financial neared tr corneae:el with tie distrbulen of mutual - NO1 FIX inured• No bank guarantee May bse vale
to issue, cats for eat; redemption veil be selected Advent. tra to cou dents Y.* 1d0( our Mame recce* - IMA. Pescara Managenwit Account, Busnna
knpartially by lot fran amag all startles of tat - Third party eslinaSed eaten may Le reflected at re.ne sharing parneresircrn dim tars ands Senors Account BSA, IRMA and ntorutronal Resource
issue held n our name or in nomtow nam forcer 'We pad in several Muslims, ween an advisors of the mitual Wade that we all It... Management Aaard are registered service maks of
clients Call kart hfcrmattn is cbtined from third edeperdent valuation km has not stopbed a arrant are based on Iwo different cony:rents, (0 LOSFinericial Semites hc.
parties and in accuracy snot gaganteed. Other call umble to assign a vale. when we become awe the ware of sales by LBS of a particular nodal ▪ VISA is a registered tadernat owned by Visa
features may east which said affect held complete that a material event has *coated this may call a fad family tool" dents; and GO the asset vales of a hternaloWl Serra Association rd used ceder
Hanna cn will be provided upon request pre artscly repated vela ito petition. a von a particular mutual lad f ambit threshold at to keine. The WS Vera crock cods and tie WS Vita
value would be highly speadatire due to **nature tern dela cards are issued by LEIS Bare USA with
• Cce1theatot of deposit (CDs/ COs are FDIC trued the wunty. - We ald OUT affiliate also receive retwork Om and permission'r an Visa U.S.A. Incorporated. AA other
tgar to 5250,000 h principal and accrued interest per - When Delta an issue, general partner a sponsor annbus processng fees in consi:Thattrif or transfer trademarks, registered trackmarks, woke maks and
deposes and per depository institution h accordance estimated value nor a thirdsa ny stiffened vale is agent services tat we garde so the mutual funds. registered *nice marks ate of tar reweave
wet FDIC nit. ponied the sale of the scarily will be different Those feet gentraly are paid frominfector assets if companies
from its archne price. tie mutual fund and are a fired dollar arrant based
• Price/value Won displayed for securkies and atm - 'Distributionsto date' may include rein of on the rumbaed acccuats at the braendeale-
Prcdals may be higher or lower than the Price that capital, mane labor,. holdng meal funds of that (Led randy.
you would attualy receive in he norket. kkes are - 'original unit size represents tie natal offering - h additen to mamba:els received in connection
obtained from various tad party sources ankh we price per wet and my not reflect war cost base. with the tae or distribute:mot annuity contracts and UPS Financial Services Inc. Rev 201702
SDNY_GM_00022183
CONFIDENTIAL
EFTA_00132803
EFTA01274940