EFTA01274015.pdf

UBS Financial Senrices tic UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2015
C7P70057752631015 Y1 0
GHISLANE MAXWELL
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone. 2 12.821.700D/ 800-308-3140
Questions about your statement? Value of your account
Call your Fir-tan:G. Advisor or the
RMA ResourCeline at 800-RMA- I 000, on September 30 (f) on October 30 (1)
account 029373570
Your assets 953,860.43 961,394.81
Visltourwebsite: Your liabilities 0.00 0.00
envw.ubscomIlinancialsetwes
Value of your account 3953,860.43 $961,394.81
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 S967.050.04
1 Thousands
Net deposits and
967.1 9539 961.4
vathdrarvals -35,507.15
Your flues lent return
Dividend and
interest income 519299.64
Chance in
market value .519.447 72
Value of your secant
on Oct 30, 2015 8961394.81
Dec 2014 Sep 2015 act 2015
SDNY GM 00021188
Member 51k 0010003005725263NP1000189496 00003 10I 0305 J00000 Pap 1 of 10
CONFIDENTIAL
EFTA_00131808
EFTA01274015

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your n sandal Advisor.
Friendly account name SCOTT STACK MANLYLE CASRIEL
October 2015 Account number: 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 ($) your account
• Cash and money balances may include
A Cash and money balances 126.78 001% Your current asset allocation
available cash balances. VEIS Bank USA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 961,268.03 9999% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.C0 000%
G Other a00 000%
Total assets $961,394.81 100.00%
D
Value of your account $961,394.81
Eye on the markets
Percentage change
Index October 2015 Year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
CNP700000$725264 NPT0C0169496 C0033 MIS 030579004 afty_Gm_ 000219no 2 of to
CONFIDENTIAL
EFTA_00131809
EFTA01274016

cU,B!.S,, .S.r ,tr ategic Advisor Account name: Your Finandal Advisor:
UBS
Friendly account name SCOTT STACK MAN/ LYLE CASFOEL
Account number. 212-821-7OOO18OO-3O8-314O
Change in the value of your account Summary of gains and losses
Values reported below exclude pooduds for which gars and tosses are root &stifled.
October 2015 (V Year to date (S)
Realized gain and losses Unrealized
Opening account value $953,860.43 $967,050.04
October 2015 (5) Year to date ($) gains and bsses (5)
Deposits, including investments
transferred in 1,300.00 2,600.00 Short term 0.00 0.00 -486.26
Withckawals and fees, Long term 0.00 0.00 -39,065.66
including investments transferred
Total $0.00 $0.00 -$39,551.92
out -1,202.12 -8,107.15
Dividend and interest income 1,762.21 19,299.64
Cash activity summary
Change in market value 5,674.29 -19,447.72
See Account scarify Ma month for dela Is. Balances on your Sweep Options are includedin the opening and
Closing account value $961,394.81 $961,394.81
closing balances weir. PDC Insurance apples only to deposits a UBS Balk USA, not to deposits a urn AG.
Stamford Ranch or bank deposits paced through the was internecond Depose Account pogrom SIPC
protection *Om to money market sweep find holdings but rot baud deposits. Se•Important inbanation
Dividend and interest income earned about your statement on the tat two pars d this document for ate's.
October 2015 (5) Year to date (S)
For purposes or tin statement, taatoty of interest ano drnu:Sena income has been determined from a US Opening balances $0.00 $5,184.25
tar reporting perspective. Bored upon the residence of the account horded actuate type, or product ton,
some interest ands dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) AcIdkions
Income MOS. the dent moat*/ statement is riot intended 10 be used and tempt be died ut0n for tar
purposes. Clients should refer to the apical, tar reporting foam they recent ficm UBS smugly, such as Deposits and other funds credited 1,300.00 2,600.00
the Forms 1099 and the Fan en for tax reporting Information_ It Is the practice of u85 to file the
applicode ten reporting forms with the u5 mterna Revenue Service and PR Treasury Depanrrent and in Dividend aid interest income 1,762.21 19,299.64
such farm accurately clarify thicket& ardor Interest mum tempt a tante encore. nerve consult yea
inchadual tar prepare,. Total additions $3,062.21 $21,899.64
October 2015 (51 Year to date (5) Subtractions
Taxable dividends 1,762.21 17,894.70 Professional management fees and
related services -1,202.12 -4,831.62
Taxable interest 0.00 0.48
Other funds debited 0.00 -3,275.53
Total current year $1,762.21 $17,895.18
Funds withdrawn for investments
Prior year adjustment 0.00 1,404.46 bought -1,733.31 -18,849.96
Total dividend & interest $1,762.21 $19,299.64 Total subtractions 4Z935.43 -$26,957.11
Net cash flow $126.78 -$5,057.47
Closing balances $126.78 $126.78
SONY GM 00021190
O/F7O0O3OO572526S NPTOCOI69496 C0C03 1015 O3O5790O4 000000 Peg 10
CONFIDENTIAL
EFTA 00131810
EFTA01274017

*UBS UBS Strategic Advisor Account name: G41,1 h1AYv,En Your 14 nenciel Advisor
friendly account name: SCOTT STACK MANLYLE CASRIEL
October 2015 Account number. 212 821.7000/800 308 3140
UBS Bank USA Deposit Account APY
Interest Period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 80. 00
Closing UBS Bank USA Deposit balance Oct 6 1.28.90
Number of days an interest period 29
Average daily balance 84.98
Interest earned $0. 00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectwes, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your srarementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - moderate
InveStment consderat,on None selected
Your account instructions
• Vote account cost basis default closing method is FIFO, First In, First Out
CNP7C00)2305725266NP70C0169496 C0033 1015 03057500e N ‘i_0002illsge 4 of 10
CONFIDENTIAL
EFTA_00131811
EFTA01274018

T UBS Strategic Advisor Account name: reamsWELL Your Pi sandal Advisor:
Friendly account name: SCOTT STACKMANLYLE CASILEL
October 2015 Account number. 212-821-7000/800-308-3140
Your assets
Some aloes, income and current vaues ShOren may be EpproxiMale. AS a tout gam and losses may not
be accurately refkcled. See Assonant intouttabon about your statement a the end of this dxumeM for
more information.
Cash
Cash and money balances
Cast, and money balances may include. avalaole cash balances, UBS Bar* USA deport account balances,
UBS AG Stallard Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, but are not
protected by StPC UBS AG Stanford Branchdeposit account balances an not insured by FDIC and are not
protected by 9PC Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the rmportant information about your statement at the end of this document for details about those
balances.
°oven; blame Cloung Wax, enterer share Average [addend merest Days n
ricking on Od (t.) on Oct 30 (I) on Oct 30(0 rate period period capmount (S)
UBS BANK USA CEP ACCT 0.00 126.78 250.000 00
Fixed income
Mutual funds
Totat remyested n the rota of al remvested dew:ends. n does rot include any cash dace rods. it is not a times tied (far) gam or loss is the dfference between the current value and the cost tem and wooed
tat lot for the purposes of determinng hddng periods or cost bass. The shares you receive each time you ger*ray be your taxa:de gam a loss if the security was sold on this date. toe unreal's Oar/gin a loss may
reinvest dudends become a separate tax lot. need to be a:lusted for return of captal payments in Ceder to determine the realized gun or loss for tax
reporting purposes
Cost basis is the iota purchase cost of the security, indudng renvesteddodends The cost basis may
need to be alusted for return d caotal payments in order to idetennne the alwedcost bass for tax investment return rSIteCurrent in% ue innus the amount you invested a *XS na MCI wit shares that are not
reporting purposes. reflected on you statement, indudng shares that hat been ttaited as either a gain or a MS 11 Modes not
include cash dmidends that were not reinvested
PurchaSe DMV
learner Average ace Client COSI PriCe Per Share Value on Unrealized(tro) toestment Radix;
HdOng of shares Pe I Shale (1) investment 0/ basis (S) on Oct 30 (1) Oct 30 0) gain or loss (1) return (1) Period
81ACKROCK STRATEGIC
INCOME I
Symbol*. BSIIX
Trade date: Sep 26, 14 15,825.243 10.299 163,000.00 163,000 00 9.970 157,777.67 -5,222.33 LT
Total reinvested 627359 10.134 6360.02 9.970 6256.76 -103.26
EAI: 43.587 Current yield. 2 t9%
Security tote/ 16,452.802 10.294 163.00000 169,360.02 164,034.43 -5,325.59 1,034.43
continued next page
SDNY GM 00021192
C HP700(0305775767 NP7003t$9496 00033 1015 030579004 03000 Page 5 ot 10
CONFIDENTIAL
EFTA 00131812
EFTA01274019

*U BS U BS Strategic Advisor Account name: '3HIRAINE Nikl1A EtL Your Acanthi Advisor.
Friendly account name SCOTT STACK MANL YLE CASRIEL
October 2015
Account number. 212.82l-7000!800.308.3140
Your assets . Fixed income . Mutual funds (continued)
Purchase price'
Number Average pce Client Cost Price per share Value on Unmake:I064 Imestment Holding
Huang of shares per sham (5) investment (5) bath(!) on Oct 30(S) Oct 30 (S) eon or loss(!) mturn (I) period
DOUBLE UNE TOTAL RETURN
FUND INSTL
Symbol. DOLTX
Trade date, /an 29, 13 4,490.660 11.379 51,103.71 51,10331 10.880 48,85838 -224533 LT
Total reinvested 343.638 10.967 3,76830 10.880 3,738.78 -29.92
EAI: 42,190 Current yield: 4.16%
Security total 4.834.298 11.351 51,103.71 54,872.41 52,597.16 -2,275.25 1,493.4$
EATON VANCE FLOATING
RATE FUND I
Symbol. EIBV
Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.680 47,427.03 -2,731.97 LT
Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 8.680 23,676.32 -1,44538 LT
Total reinvested 544.248 9.000 4,898.31 a680 4,724.07 -174.24
EAI: 43,136 Current yield: 4.14%
Security total 8,735.878 9.178 75281.00 8017931 75,82742 4,351.89 546.42
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: lun 24, 13 4,731.710 10.469 49,541.00 49,54 I .00 9.920 46,938.56 -2,602.44 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 9.920 18,599.76 -1,031.24 LT
Trade date: on 2, 13 2,068.768 10.469 21,660.00 21,660.00 9.920 20,522.18 -1,137.82 LT
Trade date: Ain 21, 14 4,790.169 10.679 51,159.00 51.159.00 9.920 47,518.47 -3,640.53 LT
Total reinvested 715.908 10.293 7,369.33 9.920 7,101.81 -267.52
EAI: 44368 Current yield: 3.03%
Security total 14,181.531 10.532 141,991.00 149,360.33 140,680.78 .8,679.55 •I,310.22
FISBC TOTAL RETURN
FUND CLASS I
Symbol: BIRD(
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.220 49303.30 -337.70 LT
Trade date: Bun 27, 13 955.868 9.969 9,530.00 9,530.00 10.220 9,768.97 23&97 LT
EAI: 41,087 Current yield: 1.84%
ogetinved next page
CNP70009005725268 NP7000189496 00003 10I 5 03057600eY_GM_00021%e 6 Of 10
CONFIDENTIAL
EFTA_001131813
EFTA01274020

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
T Friendly account nome:1 SCOTT STACK MAN LYLE CASRIEL
sober 2015 Account number. 212-821-7000/800-308-3140
assets a Fixed income a
Your Mutual funds (corionueD
Purchase pow
Number Average price Client Cost Price per share value on Unrealized CM investment NolcIng
Wiring of shares per share (I) inaeStmern basis 01 on Oct 3001 Oct 30 (1) gain or loss (I) return 01 Period
Security total 5,780.066 10.237 59,171.00 59,171.00 59,072.27 -98.73 68.73
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol. )SOSX
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.420 120,115.26 -5,574.54 LT
Total reinvested 431348 11.701 5047.21 11.420 4,925.99 -121.22
(Al: $3,624 Current yield: 2.90%
Security total 10,949.323 11.940 125,689.80 130,737.01 125,041.26 -5,69536 -648.55
JPMORGAN UNCONSTRAINED
CEBT FUNDCLASS SELECT
Symbol' JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.790 94,488.60 -4,53623 LT
Total reinvested 696.825 10.072 7,018.88 9.790 6,821.92 -196%
EAI: $5,122 Current yield: 5.06%
Security total 10,348.367 10.247 99,024.83 106,043.71 101,310.51 -4,733.19 2285.69
PRUDENTIAL ABSOLUTE
RETURN BOND FUND 2
Symbol: PADZX
Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.520 70,457.11 -3,694.10 LT
Trade date: Oct 2. 13 2209.898 9.799 21,656.11 21,656.11 9.520 21,038.23 -617.88 LT
Total reinvested 483.450 9.781 4,729.01 9.520 4,602.44 -12657
EAI: 12,372 Current yield: 2.47%
Security total 10,094.305 9.%0 96,007.32 100,736.33 96,097.78 -4,63855 90.46
R8C BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol. RBARX
Trade date. Jan 29, 13 12,911.799 10.164 131239.70 131239.70 9.910 127,955.92 -3,283.78 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 9.910 18,650.50 -469.63 LT
EAI: 1429 Current yield 0.29%
Security total 14,793.787 10.164 150,35%83 150,35983 146,606.42 -3,753,41 -3,753.41
continued next page
DNY GM 00021194
CNP70003005775269NP7000169496000:0 1015 0305 Page 7 of 10
CONFIDENTIAL
EFTA_001 3 1814
EFTA01274021

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account naml SCOTT STACK MANLYLE CASRIEL
October 2015 Account number: 212.82l.7000/800-308.3140
Moir asse:s Fixed income . Mutual funds (continued)
Purchase price'
Number Angara price Client Cost Price per sham value on unrealized044 irnesiment HolcIng
of shares anthem (D mnstrnen1 Oath (1) on Oct 30(1) Oct go (3) coin or loss (S) return (I) Paned
Total $961.628.49 61,000,81995 6961,260.03 439,551.92 4360.46
Total e:timat ad annual income: 525.815
Your total assets
Percentage d Cost Estimated Unrealized
Value on Oct 30(S/ your account basis ($1 annual income ID clan or loss (5)
Cash Cash and money balances 126.23 0.01% 126.73
Axed income Mutual funds 961268.03 9919% 1,000119.95 25,815.00 -39551.92
Total $961,394.81 100.00% 61,000,946.73 225,815.00 439,551.92
Account activity this month
Date Whiny Description Amount
Deposits end other funds audited Oct 20 Transfer FM Y1 23575 0100 1,300.00
Total deposits and other funds credited $1,300.00
Date Actlety DeX era len AnOunt
Dividend and interestbiome
Taxable dmclends Oct I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 0930115 258.36
Oct 1 Dvidend 8LACKROO: STRATEGIC INCOME I AS Of Cling 15 250.38
Oct 1 Dvidend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0930'15 176.41
Oct 1 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0930/15 312.58
Oct 1 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0930115 188.79
Oct 1 Dvidend HS8C TOTAL RETURN FUND CLASS I 28.90
Oct 29 Dvidend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 371.17
Oct 29 Dvidend JPMORGAN UNCONSTRAINED CCU FUND CLASS SELECT 175.62
Total taxable dividends $1.76231
Total dividend and interest income 61.76231
Dare ACIlaty oescrotion Amount a)
Fees Oct 23 Fee Charged QUARTERLY FEE .1,202.12
Total professional management fees 41.202.12
CNP70009005725270NP7CC0103496 00003 1015 030575004 eightlYGM00021,118 8 of 10
CONFIDENTIAL
EFTA_001 3 ISIS
EFTA01274022

(SUBS
UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Maandal Advisor:
Friendly account na7 SCOTT STACKMANLYLE CASRIEL
October 2015
Account number. 212-821-7030/ 800-308-3140
Account activity this month
(contrived)
Investment transactions
For iron I nformalon &OA roe price/Wm shown for rendoed securities, see important Informaion about
your tram/rent at the end of this document.
Proceeds Iran Funds
investment nfthdrawn fa Accrued
Cute Actnite Desolation Ouamity Vi.. (t) Price CP Han/actions (I) investments 60001(9 intoned CO
Oct I Reinvestment EATON VANCE FLOATING RATE FUN) I 29.697 -258.36
DIVIDEND REINVESTED AT 8.70 NAY ON
09/ 3i3f 15 AS OF 0930fI5
Oct 1 Reinvestment BLACKROCK STRATEGIC NCOME I DIVIDEND 25.215 -250.38
REINVESTED AT 993 NAV ON 091301S AS OF
09015
Oct 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.125 -176.41
DIVIDEND REINVESTED AT 10.94 NAV ON
0930,15 AS OF 0930115
Oct 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 31.638 -312.58
DIVIDEND REINVESTED AT 9.88 NAV ON
093015 AS OF 0930'15
Oct 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 19.978 -188.79
DVIDEND REINVESTED AT 9.45 NAV ON
09 30,15 AS OF 0930'15
Oct 29 Reinvestment .IP MORGAN STRATEGIC INCOME 32.502 -371.17
OPPORTUNMES FUK) CLASS S DIVIDEND
REINVESTED AT 11.42 NAV ON 10128i IS
Oct 29 Reinvestment WMORGAN UNCONSTRAINED DEBT FUND 17.920 •175.62
CLASS SELECT DIVIDEND REINVESTED AT 9.80
NAV ON 10/2E/15
Total -S1.733.31
Date Activity Descopton Amount (S)
Money balance activities Sap 30 Balance forward 80.00
Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
Oct 21 Deposit UBS RANK USA DEPOSIT ACCOUNT I 3C0.00
Oct 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10,23115 -1202.12
0a30 Closing UBS Bank USA Depont Account 8126.78
The URS Rant USA Depont Account is your primary sweep Anion
SONY GM 00021196
CNP70003005725271 NM000189496 ODOM 1015 0305750d =000000 Page 9 of t0
CONFIDENTIAL
EFTA 00131816
EFTA01274023

*UBS
Your notes
Entl of suremmt for account number Y1 335
CONFIDENTIAL
EFTA,I31817
EFTA01274024

Important information about your statement
UBS Fora Sent; Inc (Pa Fa or Un uncial Seam/ The Firn or Cad Mar sal nstrigatts vetoes:a-plant and hotia on thebrats and records of tie agolcable ins a ervatem —you nay dant households,' bye:erg your
Is a rater of al prnmalsecunty. CalthOdsty aid Woos cortect any era protoptly troth( nen°. Enema Adroor
odurges UBSF newel Sauces and UK Bank I.PM, se
indeed subpar:Hof urn AG and Milian of LEIS Sagan Plea woke al decks payee to the Furor the finale • Cowin wentenew contra or northern thorns to 6. Primal/ mount ream
u.0 %Ora fnantia fl an it eatable iron repass nuenen ndcaed on te from of this shisement h akt lmned pathirshos aid prvaeplawents) that ate 1500 Therrien* account name refk as Oberman, that you
the Fans exectaw offices at a to regale accareit tees. a:Wynn may be tubed to fogisierod slider the *mem Act of 1933. and enteral as the Fens online knees websie It 'a
mamma few. charger. Ice Ise pyre,* for sourtes custoinlzabb •norumo• tows by you to aza you win
U3S kraal Smears Ow podia; and elven for tread area I cra ascents • Cormadims antra to 9. foram indigo rid your rcortenain n ho no bga offal on pa arum
1200 Debar Boulevard Aaotints Vl a a trawle nd to oleo nsautons :nap be preckuS Metal antflet nclefinfuthres comas an1 Yea on Oar yeas Hendry awn naves. ',boa OnIne
Vera mae n le 07086 JeL$d to a bawler fee cemrodAY OPb ell coronas atlas of tie:Amon; ea &taxer Mao.
1116 tetanal reerescaohe cnly Oda' recad of swain L185 Sweep Optam The SCC protection and the papplemana protation do not Acominthwertyiew
Fmanial Weal aCCOunt Other notes. taw t °Heartily U85 offers oaken for 'wapiti? cacti ban5 besets lo apply to these assets Pea they Oleenna tipped' Mrt • Vabe of par fccounapracoo tea 01 earn and
dogmas. conuhng conflOng dace should not be abed bare deposits a MS's* USA aidU r AG Surrfora Haub sownenn The SFC probates and the speammta
upon if you Wovo them it an act widow paws an Swap hearts). egeoynurket maul kids throne, voteacn do rot toted agansl tinges n the rake • Awe 'thanks aar'a)levle babran rani let
Men n erv0diaely n Ian to thel3roch Maar of the Funds) aid the herretiona Depot Ate rot 0:0APor vale of yes fwestmentslacher as a result Oman ailed twin end Global Toe Deposits unrealized
once sensing your a:Moth CuStallen MP n memaiona lesoace Maugernent intherrent. issusi baton of otherwise) mats to maket aid Pram alas rot held by the Fin
Acsouni lhicupn IS* Bat Sweep FrOparn. rat baron Does rat ncbdeunenced bautItelassets a dye en1c e the
P At a h t o h v a 6 n I1 ! a d l a f t 9 a . t O o s a t d o r w ot b a e re u ' s M e e d n fo th r o ta l t r o p b u e p o aC se 0 s .0 10. t Y h e e n S w to e L p E t T '0 S A 1 G 0 5 St W am + fo U rd S B A r u a p n t t o ", a a s a e S M ta a b y it e F d u I n m d o D a e n p d o ses M Mo a t e e i W do o r r t n r i a x b o n n a a b r o a u b t S b I l C e . t e ha m ud n ri o gi o th n e S V E A C . , B m ro a c y h o u b re ta n ~ pt s c l • e a d n d f c a u s r t e C t O s I i u :e t 6 e rra O pr r o eC ds is t a a s W to e rk a n a W to e m no nens.
solely on ye xiind to tam 0e.. Forth 1099. SOO. 10125. at 18$ Sat USA are 'DK enured n accordance with FDI: by canary SIC at 2028M/330D by prang tie Mk • eranetes narks cat balsas ourstando mar
hoc) warn posting your to nom Term isfecund by rules For ma :gammon plebe nut www Na dor meow at othwax 010 loan. creel Int shim accourn Dazes
la to (won to the DS al to le Orden& repent:Ile non Deposits a LOS AG Hanford Brant ad *um oh ran" • COSNITO/My biSCCI Toes of atoned salable cash
h O L c • o e a m s l k P f u d t u l u a e b b n r a m r * a r i s p e t d m e e * u e r r d o e r e v r o n : o a e a l W r l t n r o a c e i d f n t t d e e s u a e a m a y m n w o r d u Y c P i n r t o t r r h r a a o / w i O t t l u e h p e e r c r a e d * o s t l i c o P C s e m e n a C e e n u O A n d e s C b V a s T T t d t o a e U C i n r s I S C e t s a P . 4 a y A m 1 o l ) t 1 k e 0 t e r d r a 6 t o w n in n U it W s s c e t u o a n i n s n d i p , e e n t r { o t d h e P S C o d t t T h h e p h a a a e p o r y e d l o o i m s n s u o s o a a i g e B s a d n h s r a e r & T a h c t n h s c a e o g e e o r l t u t u c O l a e n a n h i k n t s s n s , t a u u a h e H a r e . e m v e a L a d L s O i O e e l b t a S h d S y b r e A e o l t A r e h p i G " l s G e S e t o k o N o s F S C o c e D e a C f a s e I a C t l t a n h a p T r r e t e b o n h ' C r n a a k a B a a l r 8 , s r r o a 1 n n B o n c o a r l 4 r h s l 1 a a 1 1 e H a 3 s a d a 5 t s 4 n t b b t o 4 y d e o 3 U a t t w h a a 8 a r e S o s n t F o w r d A D a G a I i C l y y D m C a 4 c t te h a r C i a a e r v s e n s h r s i t d c y s a U l w a e e t a h c i e n i l e p r a t t d l b r r r i t w i o e e R a e o e a u ? r e d d l a e r i e t m a o C u c n v o e n e e e s d y i s n e t o n t e d m e i u p s d a C r e p t F n a l h n l o P e d e m t u . d P p e r p t r a b u h a a o y n s g r d a ' t e r c h A a a p c e t m o d s i n i h u n s i a o a n O r t s e R s T V / a O P c m i W e o n ) i a l l d s m y y b o y d W a e ld y a e s a ° f d d o y b e l e i f r a t a o h n d m a t h m n th e e e I S b a a s t w h e a e w e u i g n z p n r n r e e a s r t s t s p o o r h l w s a a e m p : e . e I b d e o M m O d s * p i f r x a a n b a r e o i l o t t U m t d m y r h h a 3 k o e o d S x p e a e t h e B t y p a d s e ; o o a i r a s s v d b a t a e t e r l t U a r b u h m y S a e l e c b a e l A a o c n a n s l u d d o c r e s s s e r p e T e e s i o h d o a o s s is f n f i t t t d t i h b h t o s e m e y a t b a O n c s l l r a n t . e i a i 1 s n e c n t l 4 e e o r n 0 n m m . :0 b y s 4 W e . a a / 1 n M 1 t S t u t 1 t e s p 1 e e A e e e s i m G n r r a e e i o n t o f n y d u e u o n e t e d s
• l & i a f t n i i m e a f g m e u c t n a i o r t i a e n s l o i n t y 1 o s 8 g ta 5 i a i F O c i c t n i r n O u o e n s t a i h P e s i c t d o o a p a b t r a e r t I C B of r S o th k in e e k s by m ta l of to D pr e a p e o c si i t e s d a b y U P S S IC B a M t V a i r e y r fu d n d e a to ch e U s P S a r A e G p r B ae o a a e r d a b r y o n W o C e O o n t n h u l e y r r e M w d is o t e o l , e s t h u p e n a i F ts ir h m m a a m w y e i b t e e a t h s h o a e ld r r e i t n l a ,O p t u e a r a n a t x e / o W l s is s i i n t t s d , i f w e y r o a ir u k r r e e e l n p o e r k e L O e c n d e d e a in ta n g i s k in , 4 f M o n r lo m a n t a n o t a i o s t o o n y n C on lp th n e F W as > O b n ra to v a A g p• r o M fe o rv s ii a o n r d
as ngernatt with the rthoted midterm We Woad See %IBS Frnalcul Sevres Account Rotation' below. a accept an atom detemred by a registered (king Amcor Arran: and the General Tows ad Conditom
F t y h o r e e u s o 0 n 4 h o o ta ' , S n fo r a o a n m l a h s a r d r n d s ti c a n . n w a t h L t e a o n w y c n r o e e i n s c d r o u e c re in b d g a l a t a e ils t d e a 3 r c 1 c a 8 u i a 5 d t y i o n u U O p A o m n y a o y t t r r r e v a p x an ta , f h i a n ti r a c c e e s e e w l t e he s B of a a t M S o w n a o p F P u ro ld g r m am ay s h a e l a a g v e e nc rm y. e a n re to c b e l d e e a h y r o e u e a ccount a V n 8. d 5 D S e ta a m co e n n s o I f ( X m ies e ie e k iM er e -la m s n/ r o a , t C a F b •M le r6 n b A u gr i e m em i ents
roust metonym of my mot recorder, to both birth h te q a u s i i d to a s d n a a n i d l the proceeds returned to paw pas r T o he a m n e s a tn id ie n n1 a a y r e a o y n b , e tw a e n e d n n t s e pr r o e fi l a e k ar a e a th s e e c In lo n to each r V a O ta W sta a ta t ilini Carat SeCLOWS and Other Skis held n
• P a C A l c l l e i l e a a a n C r s t a C e R t O d e e u i e 6 n a m t W l s m o A u s u m ° D b t m l p e a o : o w r m e n d m ° s m t h e o a n e n l t l b l x r o e a n 2 d n ' 0 o s g 1 m a 4 e r w 5 a d 2 a i c 1 n i o n 6 s m 9 6 p 9 0 l t e * o d r t a e W t y o a s e n i t d l i e n t t a c f m u a v r o r t i e m h n e g r t t r 8 i b M m 0 s 0 f c o a .7 o m n 6 rr i 2 t t i h s - r w a e m n t o a s r o p o a y n u i d e t f p s a e I o a ro s la . n t 6 l y e a o s u r w r a f a b n p e * O w a p e tO l n /W S. i r s X e t r o a l n b g r ; • s y t o t u o u R g r m e m e a p n e s t e o n a y r s a o n t r O C o i A t r n r o c e o e t t f s i t o n a ' t , f g r : m e t I o h n r f e n a a a f a n o n n y t m e y h u o I s a r r n o n n it n ; c n t a o e n F e n t o s d % r t m v e n e s a p n o r t e r a a i I i r n g o j y a m d o t u i a e e r h f s n e a l n l oa r b f t th o h e a e i r l n a a d J n g l a e c ( C e r t m m O h c e u u y a l e o i o w a o w f n J n t u h t e h l u e y e s r p c m s e o a d p d d M a e o * n f y a l o a t ' h n a l a e n a t n e p c n t o a s h e l t l e a a e s r a t n e a ' d t t d a l ' m , i i f p l e e t o e r e n n r r r e i / e o l P e d d Y t a o t Y v o 9 u o a m . t u h l a e m a e n t y a a ia y o n a f t
C 0 a th 7 l r $ 8 a o 3 0 n u 7 0 R p -3 e k 4 i t d s - d 9 in y , a 0 . a D 3 . e 8 in p 0 a m 0 tr A r i e n M n g t. t P t o o O U 4 B 0 B S 3 o O x P M 7 M 3 6 1 6 0 F U 3 T 1 n M S a e o ' n r v C d a a it l y y . n N c I . U C a Th 8 r o e e 5 m F a M i o m i r a a is m t n p a i ( M & t S o R a S 1 O t 5 h e . 0 e n A 0 r 0 a N O 0 . D 0 l m d ( p * n o r o S c t w e s la C s- b u n p r o n ; e o 1 i r n n 2 - M i m s 5 c 0 O t e 0 io W 0 i n w 0 F f a o r r O r m d n a s s a r n o io s f n e t o s r • • R A m t a h p a e c r n o s e a C e n p C C a t o a s l l r o a n w n a b o r b k e . " i l m a v t o h p n a b it n o o r e t t f h h i O n e d c n g i o e i m n g a e e r m o a n e m n t n o d m n n C a o n o n h t l s o a n S f t a e r r A c o st r i o P n e a m P T r i o o t r a a n h • O w r C w a e o e n id b s d e t e o li r d f e t ' h s n 1 e t ' t s h O t L i a s s D t d s e S e t m a F t t e t e e i n m o n t e p n h n r n a t i . e g M S d th t a r e o w w c % e n i u h t m e tt n e r s e d e o r w d th t o h e n I s s t e a re/es
• O t t W t r r i 7 a a c 0 s a 8 t a S e 6 s t a . o r n o h f a t e c h n r . , r o c I S N b r a O s i l W T l l a l O 8 P S 0 b t a 0 S a a - A t 7 r l o o t 6 e S n 2 n r a . B 1 s c t 0 W e e a 0 W s 0 w . 6 S a l t Y h n w A I e b M r e a e d k t t c i o v W o e L o O c r n S a a c F n b le n n a a d n r s C . a N l I m : c t a T L o l h a a l e e P t c e F ) y e O s e o , o t r W u a o n n s h : t o a o d o S f m l g S e d D e C F n n e t h r t a c o e a . e w l r c l p i n d w n a a t a r s l i : t e m n 4 a w 1 I a m i D l a a n W a c m 2 o e 0 a r n 1 m a m 3 A n t o o a d * w D n a a s i m a *P . p h m r h o a o t t o u a e l n a s a o t l n p l s r a a a o y c a 5 t h b a 5C l e e D m t o ' O • r t w r C e i o c o e k n t n m s a e a n m o d d u s e * v a t n O h p r t e e r l d i n e l o S i c l l e e y i p s m e T a n k O s l o t t t o h g e m e a a n s n e t m as e h s O l a e a i r d a i o l l y n e i t t o M ip n O a d W t t v h * a a O l f M o e r a , ns i o o f ' T n n i r h t n t l a e t e e i a F d r r t i y t / t n d a a y n l i o n m a S d u o t L e n P e n ° e s a . M e e S n y . a e F a o s A t n r . t y a o e i n l o O d c r f t i p i f t m a c r i r r a i l o n n y S n o i g e l M d t s r i e n o l f d C r a u i i c e r l t s i c a S o f e a n v s y a a n o o l u t t o s h r , n e p F o r r i I r n o w t a h v g i r a u o d iC n e a a o d r L a l r E b M n e H y w a y s e n s u ih a t I r e S a s ,
means ird mist no km pre wan eelWon
n C T s c t o h i a f a s e k l w F a o l n a a n e o n t r a h n c & r o a e C r r a a r o 6 s e r 0 u d s c o d e t M o a o a y n u s t 6 m a t a a s w l ( t c y a e a o h s r u n e t a h c e r c e a p < n r f S t a a t c h d d a r e t i y h e s o s e e u ) u t m n a n t t h u m e y n s e o t i d k u n h m y t e t h o a o o u e r l r r e a t r a s e s n a p yo ' u F a A S e g - a f r g o n w r l b e a o g l u p t r o e n y t t b o h e e f e r t a p p h l r o e l o y k p t o e y o u c r k w t e a y a d s F i f t a a a ro n x ' u n d i p s n s g h s a o e n S l d d a I a n n 9 d Q a m e b p t i o l l e a k n n w s l o , t f , o c C a N a p ` t J a e th 2 c e k • • A A t v o o 4 g le l 3 g a r 4 r t a e i W l t s i e t o y J s a s IQ o e r % X r W a W • b e r i i i n a n • g A g l k s • t P o o y a r a e m a o l i s T y s e e h a l e s o k h o g h g n n i h t s h b . a e t r i a s r e M t tO o O a t M h n n S o e p P a a l l a a n d d hgh p b u o p a r f d o a t t h a h d d i t s ' d e & D a s r i a i a t d a n h l i y m s 'U a a d n a l u u o r n e n r m e a n A li n a z s s e i b A L d m O K g t S h A a a a F s t r p h i c t l l h e a a A a e n w s c w n e i a f d i o i s l r S o a m t w n o d o e a m t e h r T t a s s o h g y " e o r e a i l d o n m o e n t a h f r d i i l ' s n o C y e e O s d P r a io te t
- n - - a F P D e a n r r e r r r o t o s o o b r c r r i a d r l o i e s b e r d e o y t r a h n a t o h n e w y v e d a e n m y s a o e O t t o u a w b v n t a t a h o e a r e e r w y n d t a a d h n m e r o y e v m a o a a u o e n t r O M n e p fe , n r e r n o y w s r u b o m m t h l o u e y b a w m s y e n e e r e a t i a d w b m c M a a r t r e h e a d e a 4 d is al n • T o he C C t a t c S e r c g I o o C . u y a n p t t n ' r o n v O a a i l u n e s M C t H i t e o b r c n u a a r t s d h t s e e X t a P s I l c i B e a o w S s n u a t r B p y o p a ll r l e r e o k d m m ( t e r i y ) n c ( t a a a l n ; r h d o n a a r a L m u IS s S e S a A b G n o o e o th a n d r o f Y S w o i f t e a e a i l t t t r h t e n a i a m s a c d y c a e d o c r r n u o e o t n n s t t s s s h M o e i o n ld u I a t a n h s n t e e a e h t s a n e o a l k e s l f l v e i a t o t h p t w l e . p e . y " . i d h l l o l e e O p C n C e w O w A u n e d c t e n S a n n t m a ts I n t t - a o n o t t r h t i h o t % y e fo b s w a e m i m t r h a e e l i t o v h a a e i d n m r m C ti a m a a c n a y e e b r w m e t e h f e s e l a e O y d c a d a n t e g o d to a h b t m a t l y l e d o a y a k o a n e u t M c t F h u A e e i r o k c d r c m w n le o a , u * a n M a n A t o e o s d r a r n e l a e y a h ( O f i o m n r o o t e z n h e l e o t s l p o o . e t d I r e t a e e r d n t m o a a f r r O , n
Stamford brans. BD aerate moats. nclarig 'daub* address The preace a Mown a -howeMdrg' fru
newts ad 04 shwas of Tsui lends 'awe sun veldt to realer SNOWS AlttrreTlf I/Ukd n %Pile* • Unweaned thilnerlones Dam ass is arms(
shales re mgeerel dray n the nine 0 the oar" eatfirea areal td yara asses YV cared ft?
SDNY_GM_00021198
CONFIDENTIAL
EFTA 00131818
EFTA01274025

Important information about your statement (C41& Wad)
kneinalsonity lots The tarea0ion data For San« - Thad parry ~PO van; may be reflected as 'Not ruiner of =culls at the trokincleala holdingmutual Acton aie mannered wren mats oil III1S Fnatia Services
Ø may« ma, not ref tics comnsank drages Tdor pniadi re sewer Ulna% whin an independent /LMIS of hat had tang, M
'enemy reorgentiann hems Ennead and ode« "IOW" Ian liflf.01 upped a d untie so assign a - in nilion lom.mnsard 'Kent n cornedion wen
rorwesmen lots and sreornalic perchase let re each van Mean boar/wawa* Tat a razor« wort ha the sale or Petrbunn of ankrycontracs and unit WA Squw, is a repaint& semi& mek of visa
Orden& to doplasew Prated let lhe • Wade dz.' ~Otto may calla crevinusly reponed van So trist units to our dens. we alder our lisermaccial 1.85 Vaa Signalene Se* Cads aid 185 Vila
colirm &orals the agna tender traledate .festen. a wiser, define nand be highly peculate* alui3nericstrt~ *king OXIMSitiCe. Ironi den Cads re issued by 1185 On USA well carneneon from
duo to the Nan of the seamy noes( he manna. companies inderrturg are V e, U 5 A narparsca
• Callable norkies Bords and prefect& sod mal the - Men extent wt issuer general &new a sponsor aruity sennces addaxes« the hatanacornans
issus cat for ash/ reargaron seil be selected «pall* inflated Wenner seti&palyeSi hosed value if «Ø5M 01 the unt ilWarant trusts we »bate UK financial Services Inc Rev 20I4Ol
by lot tam amiss al mends« that aweIrap n our peened the nue Of he pony wit becfillerett Tent - Ost aa axes also renke trading &minxes ard other
name « n ~nee flan for as dents CalTare At pa-d4 wpm convention km mina furs and &ran
'referral& is ceased from ChM pans and es xasca-, - '0inrbutiom to dine MP/ Stun worn of chin. Oafraties wØ poda« we dimbuto
rs not guraned OT« call Manses soh& vinar noon a both - We receive al nasal tee hem LEIS Sank USA ant USS
could ailed yell ~ate &or« lan w1 beprovided • Ongo/Jlin sae' reirePentsre .114,310IIMS preg AS Senn& Perch or up lo RS per a:Coune
tØ rnent per sr X4 may not reflect your we bah snores to the harts War les 16$ gra Sweep
Pregran(
• Cordants• of deposit (C00 Cos die øK ~ad ups, • lbemiclad mural« Rencted senates generaly ere
$293,000 n propel and rand nnent per depositor not dainty «gin for «Pk sa* 45 Fran & Senn MG«
and p« ~wary slimier. II accord-in« with it< uses the mark« precool to endret« nØ of the wane Ø seion rogardna corearacas rid other charges
rubs esser a at rrouted vaLe for the retuned sods br incised ei armelder will the emodion ot Sant &king
purposes& Tau« Lucar a day TO the aten elka option lranctons has been heilded orlontons
• ~hakes Paces ckplemd fa «neaps and ote enacted sessile are «able tor sa*. he cal* monad peer caray kneeled to you. aid wake~ to you
produces maybeTahoe a bwer then To Face mal you may be substantialy Ins Than the imps& mew shorn «empty on ~MI
would ague°, recen in One mark« PrCes are Waned
from sits hid pitysources Mach we benveto te • Ba Painted) iØ cormityielOs and rms. An Short silting
rorsebra, bat we do not «wane eva marry Thrum or ~al some is based on anent inner you ar engapa en tan sehg axorny you may mar a
- Wo "flinty re To doingpun when arabble cr les and hewed tana honer the wallas will be held for (haveOnto cenar borrows win lor that patrols
mean or rte ted aid ask paces Ice Ind Panes and one year from sienna date a arse miony Thrs Panty
opts& or on ybd pensfoe OTC stures estimate d On a gunme. accuracy and Ølmold
- Let sin/ sand warren maybe pr pet tang a name se not sauraimed Open ordeal
&Lae& mock, a 1MØ roam Pia we Stand - Esla+atad arma income and anal yield lø ~an Regarding Open « "goodeiliOnCelled • ordersTat ewe no,
ert myravl « led an Seta malt« Prni Or wan Tirol earns muld Mute dream of ai-apa or Pelted by the Stdenlent date. Open buy ar sell StOp
- C earn poslions may «Ara vomart avatar poll Cplul OAS el witen Sate the tit Wane LeliaCurrent «den re mixed by he Omani of deidends cc reps on
show 'OR MO not valilske if we we tank to yekb would be overstated • oydirdndsor minarets date unless tinned otherwise
obtain a pea for a security - ennated amuse &ore aid harem yield and The by you YOu are reprovable for orders 114 are errand doe
- Deposes or Searles dencnna&n artencies other Stud axone and yield night be lower le right,. Om to sue lane bo us« «Meg open «den
Tin 0 5 «Mrs are refbled a the ekehanaorae as of the Tenn& amens
the statement dap - An anent ol Jr)Malged income (dviderd andor Tax witthrlditg on ~on ban LOS financial
- For non ~ens verdig noneorming &emit) Mated by In snot malt« valinarerap Semites IRM
dew natter pace PO quality daa vibe) may hae bairn a Land On the laSt &Sind or &ern Fedisal ta< law eerier LOS FnalCla Services to reatiold
been ripsroden ennui pop« veteran pawn, made ay he owe and as tit income tae from you taut* IRA &wan sum tut you may
To obtain drown chains« Merl Tara». comas you urn imidepoter till be Midi« on hent Ton the nee not Wham Scene we withenn or. inn& you may
Franc& PPG« stat rent dale or woe ~arty Amon and elect to have lar ~MO a era, or nabs.] sement as
Continued &Id re not guadriteed you chade Sir ~On wi Wain a effect untA reaola4
• Men learramems and seneaund probe« Pewter by you You may wino your *Nadi a aye thso by nnag
nester& sesens Crectidng direct pandpation • Armranet hold by «OS abraded Swaim Clan anew «Øn If sou do no, haw crotch none tau
popran and real veum ansmen nun Matted and are repe MN byre yam ad not withal he hieda wilts« Iron 'PA dørålimf. )0L. maybe minable la
Sven& products aerated., hghty anal <elan possession or «not me* ants re copies« m your the paymern of estrand tax you may nar pinatas d the
mods& arenas haw noe been reamer& ash the sawn& for kilernmenal ~son« Posans ini novas wren] and your estimated la pane& stoat
Seance aid Excande Comma's a urn( any stae vans yearned are Frorkd by the sung linn tAiS eta« my«. lac obliati&
SeCuring Ss We preen eSmaed +SOT fa «Wale finale& Secs«s not ensemble tor this Mona&
~Amer mourns and stoats &Suds tor and does not guterate es nanny These asses tenet Privacy
reform* chalputioan only Accuracy., not gUran"/ protected by SVC or he enws supplemental SaC To nasearm sa copy ot or curet Cite& Peary Wince inn
- 111**vallef maydifler obsurnally from plea if arry menage 'town you F naxial Advert «Stott wterne Y.
at peach actuate &pane& smutty« structured ymm, uncemenaneofra
perm matte tour a toe aid do not news:airy • Ilevenue skating and ~banal compensation.
reptsent the wan you mayroan4c^ haltdaton - et «Wien lo onniissom on satin and Mil fees LOS Financial Stokes ervt a bark the WA Fusers
- med pru esmaes of van are as of a csan <Jae received en connect& with thePS(24On of main ~samosa BSA and WM aebrce« age ascents
ard re implied to LOS Stroll Steins &angular fan& too« nail, we nd«Ø affhae Mine Modi prose axes to bitara se' CeS and ptcduaS
bass by an neteperrene Yalatial fern redeye flan; aapenU rom dacha:ors ardor not* anrigernentt eats affiliaeed bat awl oar thin
stuer, %Plea Panel« signior «rand yank if adrison of the mutual funds that we toll Tow pally basks. and &wiles ants TO Sturm and miry
ass. are »plied to re Frm by he isuer. general anent debased ai two different arsons; 0 prone TT'S by unaffiliated died any Moran,
paint or wisor and may be °Weal& based on the noun, 01 kikSby165 01 a partCulr niutual Tad corsairs Trough since agency sibseSa esse UT
deferent intonation bom that uten by shed pan& to fang to mg dents. tred Id Pe net valse «a financial Services he
dedee thee' («Mated valets prosily inane far lanai% tuns Nil a du Iren
- You cal Stan ANK41.1d ntsmamn regaling the - We aid cur aft An an rent.? renceeng red Presmirs. mean. ad «away products
rateholology used to determine the Tot um of Sue omnberspronsteng lets in corn-ninon lor transfer toot IOC hared • No bank 9.,3,31110.• M!)1C,:e van
a& he dace of the hfonnamn that is he base for Tr agent $41V1:01 That we pCOM1 00 The nruai end,
Senn hyaena:Mx; pur Amnia 'Writer Thin fees geneeafie re pad firm Manor sow, In the P.r. Remain Maidgians Accoant Business Wins
freAla lad ad ae a tird delft nu« haset on the Axon TA. »MA and ~matcher /noun ~arts
SDNY_GM_00021199
CONFIDENTIAL
EFTA_0013 I 19
EFTA01274026

U85 Financial Senices Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2015
CNP7005643897 111 5 >2 YI 0
r.I.JKI Atilt n.1/1)(3421
-7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number
Your financial Advisor
SCOTT STACK MANILYLE CASSIEL
Phone 212.821.7000/800.308-3140
Questions about your statement? Value of your account
Call your Finan,:hse. Advisor or the
RSAA aesourceU ne at 800-RMA- 1000, on October 30 (5) on November 30 (1)
account 029723570
Your assets 961,394.81 957,849.10
iAsh. our website: Your liabilities 0.00 0.00
viveve.ubscomIlinanciabervices
Value of your account 5961,394.81 5957,849.10
Sources of your account growth
Tracking the value of your account duriag 3015
Value of your account
at year end 2014 S967.05904
S Thousands
Net deposits and
167.1 961.4 957.9
withdrawals -35,633.93
f •
Your nvestment return
MO:lendand
interest income 521,426.06
Change in
marten value 424,993.07
Value of your acc•xrit
on Nov 30, 3015 $95/849.10
Dec 2014 00 2015 Nov 2015
SDNY GM 00021200
Member SIPC CNP7000930564.3997NPVCOI93349COCCO 1115 0305 010060 Page 1 of 10
CONFIDENTIAL
EFTA_00131820
EFTA01274027

4CaUBS U BS Strategic Advisor Account name: Your N sandal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
November 2015 Account number: 212-821.7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (1) your account
• Cash and money balances may include
A Cash and money balances 28.90 000% Your current asset allocation
available cash balances. kAll5 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $957,849.10 100.00%
D
Value of your account $957,849.10
Eye on the markets
Percentage change
Index November 2015 year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0 21%
One-month LIBOR: 0.24%
CNk7C0000056438913Ne70C0i03343 0.3033 15 03057aily_Gstoccottle 2 of to
CONFIDENTIAL
EFTA_00131821
EFTA01274028

UBS Strategic Advisor Account name: LL Your financial Advisor:
*UBS
friendly account n SCOTT STACK MANLYLE CASRIEL
November 2015
Account number. 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
November 201 5(31 Year to date IS/ Yates reported below exclude poducts for which gam and losses ate not a/60M.
Realized gains and losses Unrealized
Opening account value $961,394.81 $967,050.04
November 2015(5) Year to date (5) gains and byes (5)
Deposits, including investments
transferred in 0.00 2,600.00 Short term 0.00 0.00 -597.04
Withcfrawals and fees, Long term 0.00 0.00 -44,500.23
including investments transferred
Total $0.00 $0.00 -$45,097.27
out -126.78 4,233.93
Dividend and interest income 2,126.42 21,426.06
Cash activity summary
Change in market value -5,545.35 -24,993.07
See Account minify the month for decals. Balances in your Sweep 0en ons are Includedin the cpenrg and
Closing account value $957,849.10 $957,849.10
closing Mantes weir. fDiC Insurance apple's only to deposits at UK Bank USA, not to deposits at UBS AG,
Stantord Branch or bank deposits placed through the UBS Intern/bond Depose Account progam. SIPC
protection applies to money model sweep fund holdings but not bark deposits. Se* Important information
Dividend and interest income earned eta r your oxygen, on the last two pages d this document for Onsets.
Itivember 2015 (5) Year to dale (S)
roe purposes of tt.s statement, taiatrIty of interest and deciena income has been determined from a US Opening balances $126.78 $5.184.25
tar reporting GersPeStne. eased upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Addkions
Income Pot The lent mom* statement is not intended to be used and cams be fried upon for lex
purposes. Clients should refer to the applectle tax reporting foam they receive Iran U8Sannualy, such as Deposits and other funds credited 0.00 2,600.00
the Forms 1099 and the FertY6 480. for lac resorting IMormation- II Is the practice c4 085 to file the
applicatee tee reporting forms with the US Mini Revenue Service aid PR Treasury °moment. and in Dividend a-id interest income 2,126.42 21,426.06
such faun accurately daillry eiddends atria Interest mum exempt or Ma IIICCOle. nose comm ytut
loth/dual tar prepare,. Total additions $2,126.42 $24,026.06
November 2015(1) Year to date (S) Subtractions
Taxable dividends 2,126.42 20,021.12 Professional management fees and
related services 0.00 -4,831.62
Taxable interest 0.00 0.48
Other funds debited -12678 -3,402.31
Total current year $2,126.42 $20,021.60
Funds withdrawn for investments
Prior year adjustment 0.00 1,404.46 bought -2,097.52 -20,947.48
Total dividend & interest $2,126.42 $21,426.06 Total subtractions -$2,224.30 -$29,181,41
Net cash flow -$97.88 -$5,155.35
Closing balances $28.90 $28.90
SDNY GM 00021202
CelP7C00900564.3699NP7000150349 00003111503010000 Page 3 of 10
CONFIDENTIAL
EFTA_00131822
EFTA01274029

UBS UBS Strategic Advisor Account name: Your 14 nenciel Advisor
Friendly account nam SCOTT STACKMO.11AB CA5RIEL
November 2015
Account number: 212-821.7030/800-308-3140
UBS Bank USA Deposit Account APY
Interest Period Oct 7 - Nor 5
Opening UBS Bank USA Deposit balance Oct 7 $28.90
Closing UBS Bank USA Deposit balance Nov 5 $28.90
Number of days in interest period 30
Average daily balance $148.19
Interest earned $0.00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the Following investment objectives for this account IF you have questions
about these objectives, disagree with them, or with to change them, please contact you
Francial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratement a t the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment ehgI bIbty consderatKin None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
O47000300S643900 W7000150349 00003 1115 030575004 lifitrilY_GM_00021trie 4 of 10
CONFIDENTIAL
EFIA_00131823
EFTA01274030

UBS Strategic Advisor Account name: ELL Your N sandal Advisor:
*UBS Friendly account n SCOTT STACKMANLYLE CASRIEL
November 2015 Account number. 212-821-70001800-308-3140
Your assets
Some OnCes, income and current vauti Sheen) may be approxiinene. AS a slut gam aid losses May not
be accurately reflected. See minor:ant intopnanon about your statement a the end of the document fOr
more information.
Cash
Cash and money balances
Cash and matey balances may include avalade cash balances, UBS Bant USA deport account balances,
UBS AG Starford Branch Cepont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC ?Jinn applic &le limits, but are not
protected by StPC ties AG Stanford Brant h deposit account balances an not insured by FDIC and re not
protected by S/PC Money market sweep balances are protected by SSC but are not insured by the FDIC.
See the important information about your statement ale the end of this doctreent for details about those
Sancti.
ConingWOW ClosingWaage Price Per share Average Dnidencl Interest Days m
Hddng on not 1 (I) on Nov 20(S) on Nov 30 (1) rate period period cap amount (S)
UBS BANK LISA CEP ACCT 12678 28.90 250,000.00
Fixed income
Mutual funds
Total remitted is the Iola cf a reinvested dvxlends n does not include any cash duct nds. It is riot a Uareatzed (far) gam or foss is the dfference between t he current value and the cost basis and wooed
tat lea for the purposes of deternnng hosting periods or cost bans. The shares you receive each litre you generally be your taxade gam a loss if the security was sold on this date. The unrested 04093n a toss may
reinvest cludends become a separate tax lot. need to be adusted for return of capital payments in order to detertnne the teimen gm n or kiss la tax
reporting purposes
Cost bases is the Iota purchase cost of the security, inducing reinvested do:lends The cost basis may
need to be alusted for return d caotal payments in order to detenne the act tested cost barns for tax investment return is the Curren wave MMus the amount you invested r Ones not inClutte skates that se not
repotting biomes. reflected on your statement, scludng shares that have been recited as either a gain or a loss it also does rid
include cash clUdends that were not reinvested
PurchaSe DAC&
Number Average We Client Cost PriCt Per shore Value on Unreal:tads) inieument Hold%)
Wring of shares per share (1) investment (s) be% (S) On ii0v 30(S) Isby 30 (I) gain or loss (St return (0 period
BLACKROCK STRATEGIC
INCOME I
Symbol: BSIIX
Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,000 00 9.940 157,302.92 9497.08 LT
Total reinvested 657.663 10.127 6,660.16 9.940 6,537.17 -122.99
(Al: 43.593 Ctorent yield- 2 03%
Sanity total t 6,482.906 10.293 163.000.00 169,660.16 163,840.08 -5,820.07 840.09
continued next page
SDNY GM 00021204
Clir7Co03305643901 Nr7OCOI97349 00013 1115 0305T he 10000 Pap S of 10
CONFIDENTIAL
EFTA_D0131824
EFTA01274031

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K nuncio! Advisor
Friendly account nascl SCOTT STACKMN/LYLE CASRIEL
November 2015 Account number. 212-821.70001800-308.3140
Your assets . Fixed income . Mutual funds (cononued)
Purchase piKei
venter Mein pose Client Cost Price per Stideo Value on unrealized 000 investment HOIcIng
lathing of shores potshot. (5) investment (5) Oasis (1) an Nov 30(1) Nov 30(S) spin orlon (5) plum (5) period
DOUBLE UNE TOTAL RETURN
RIND INSTL
Symbol: DBLTX
Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.840 48,678.75 -2,424.96 LT
Total reinvested 359.799 10.963 3,944.53 10.840 3900.22 .44.31
EAI: 32,173 Current yield: 413%
Smutty total 4,850.459 11.349 51,103.71 55048.24 52,578.97 -2,469.27 1,475.26
EATON VANCE FLOATING
RATE FUNGI
Symbol. EIBtX
Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.530 46,607.43 -3,551.57 LT
Trade date: /an 21, 14 2.727.687 9.210 25.122.00 25.122.00 8530 23267.17 -1,854.83 LT
Total reinvested 576.215 8.982 5,175.78 8.530 4,915.11 -260.67
641: 13,174 Current yield: 4.24%
Security total 8,767.845 9.176 75281.00 80,456.78 74,789.71 -5,667.07 -491.29
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 9.890 46,795.61 -2,744.39 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 9.890 18,543.51 -1,087.49 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 9.890 20,460.12 -1,19988 LT
Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 9.890 47374.77 -3,78423 LT
Total reinvested 753.593 10.275 7,743.17 9.890 7,453.03 .290.14
EA: 44.365 Current yield: 3.10%
Security total 14,219.216 10.530 141,991.00 149,734.17 140,628.04 -9,106.13 •I,362.96
HSBC TOTAL RETURN
RIND CLASS I
Symbol: WAD(
Trade date: /an 29, 13 4,824.193 10.290 49,641.00 49,641.00 10.160 49013.85 -627.t5 LT
Trade date: lun 27, 13 955.868 9.969 9,530.00 9,530.00 10.160 9,711.62 181.62 LT
EAI: 31,058 Current yield: 1.80%
continued next page
CNP703C0005643902NP700019034900003 1115 030575004a9Y_GM_00021tMe 6 of 10
CONFIDENTIAL
EFTA 00131525
EFTA01274032

U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account n SCOTT STACK MAN' LYLE CASRIEL
November 2015 Account number. 212-821-7000/800-308-3140
assets r Fixed income
Your Mutual funds (coribnued)
Purchase Cad
Hunter Average price Client Cost Price per share value on Unreallred 0100 investment Noting
Hddng of shares per share ( investment (1) bads (1) an Hour 30(1) hter 90 (1) 93In or loss (1) return al Period
Security Iota/ 5,780.066 10.237 59,171.00 59,171.00 58,725.47 .44553 -445.53
JP AADRGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS
Symbol: 1505x
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.270 118,537.58 -7,15122 LT
Total reinvested 465.383 11.668 5430.44 11.270 5244.87 -185.57
(Al: $3,943 Current yield: 3.19%
Security total 10,983.358 11.938 125,689.80 131,12024 123,782.44 -7,337.79 -1,907.35
JPMORGAN UNCONSTRAINED
CEBT FUND CLASS SELECT
Symbol: JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.730 93,90949 -5,115.34 LT
Total reinvested 737.282 10.053 7,412.12 9.730 7,17375 -23637
(Al: $5,412 Current yield: 5.35%
Security Iota/ 10,388.824 10.245 99,024.83 106,436.95 101,083.25 -5.353.71 2,058.4)
PRUDENTIAL ABSOLUTE
RETURN BOND FUND
Symbol: PAOZX
Trade date: Mn 29. 13 7,400.957 10.046 74,351.21 74,351.21 9.470 70,087.C6 4261.15 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.470 20,927.73 -72838 LT
Total reinvested 503.804 9.771 4,922.78 9.470 4,771.02 -151.76
(Al: 12,326 Current yield: 2.43%
SeCsvity total 10,114.659 9.979 96,007.32 100,930.10 95,785.82 -5,14429 -221.51
RBC BWEBAY ABSOLUTE
RETURN EOM:KLASS I
Symbol: RBARX
Trade date: Mn 29, 13 12,911.799 10.164 131239.70 131239.70 9.910 127,955.92 -3283.78 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 9.910 18,650.50 -469.63 LT
(Al: 1281 Current yield 0.19%
Security total 14,793.787 10.164 150359.83 150359.83 146,606.42 -3,753.4t -3,753.41
continued next page
SDNY GM 00021206
CNP700C6005643903 NP7000193349 00000 1115 030575001 10000 Pap 7 of 10
CONFIDENTIAL
EFTA_00131826
EFTA01274033

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandal Advisor:
Friendly account naml SCOTT STACK MANL YLE CASRIEL
November 2015 Account number: 212432 I.7000/1300-308.3140
Your assets . Fixed income . Mutual funds (cononued)
Purchase price'
NUffliffl Aymara, price Client Cost Price per share value on unrealized Rail investment Hddng
of shwa pet share (S) investment 01 bans() on Noe 30(S) Nov 30(S) gain or Ion (5) return (t) Period
Total 1961,628.49 11,002,91747 1957,820.20 445,097.27 43,808.29
Total estimated annual income: $26,325
Your total assets
Pexentage d Cost BlinvAed unrealized
Value on elm 30 ft) your account tef6($) annual incur* (S) gain or loss (I)
Cash Cash and money balances 28.90 28.90
Axed income Mutual funds 957,820.20 100.00% 1,002,917.47 26,325.00 -45,097.27
Total $957,849.10 100.00% 11,002,946.37 $26,325.00 445,097.27
Account activity this month
Date Adiety De option AMOCO (I)
Dividend and interest income
Taxable 6'mb:fends Nov2 Cwidend EATON VANCE FLOATING RATE FUND I AS OF 10/30/15 277.47
Nov 2 Cividend BLACKROCK STRATEGIC INCOME I AS OF 103015 30014
Nov2 Cividend DOUBLE UNE TOTAL RETURN RAID INSTL AS OF 103015 175.83
Nov2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 1030/15 373.84
Nov 2 Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 103015 193.77
Nov 2 ()Wend HSEIC TOTAL RETURN FUND CLASS I 28.90
Nov 27 Cividend .1,1 MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 383.23
Nov 27 Cividend /PMORGAN UNCONSTRAINED CERT FUND CLASS SELECT 393.24
Total taxable dividends 52.126.42
Total dividend and interest income 12.12642
Date Activity Description Amount (5)
Other funds debited Nov2 Transfer -126.78
Total other funds debited 4126.78
CNP700C000564.3904 NP7000190349 00003 1115 030575004 Y_GM_00021tMle 8 of
CONFIDENTIAL
EFTA_00 I 3 I 827
EFTA01274034

UBS Strategic Advisor Account name: I x ELL Your Nnandal Advisor:
*UBS Friendly account n SCOTT STACKMANLYIE CASRIEL
November 2015 Account number. 212-821-700('800-308-3140
Account activity this month (contnuedl
Investment transactions
For more information stout the price/value shown for restricted securities, see fmpotTant MronnaMon about
your statement at the end of this docunem
Proceeds from Funds
investment withdrawn fa ACCIUtd
Date Activity Dnciption °vanity valve (0 Price (I) tramacticos (I) inVnirroNt% beluga (9 interest (I)
Nov2 Reinvestment EATON VANCE FLOATING RATE FUND I 31.967 -277.47
DIVIDEND REINVESTED AT 8.68 NAV ON
10/ 30ii 5 ASOF 1090f15
Nov2 Reinvestment ERACKROCK STRATEGIC INCOME I DIVCEND 30.104 -300.14
REINVESTED AT 997 NAV ON 103015 AS OF
103015
Nov2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.161 -175.83
DIVIDEND REINVESTED AT 10.88 NAV ON
10/3CIIS ASOF 10130'15
Nov2 Reinvestment GOLDMAN SAC RS STRATEGIC INCOME CL I 37.685 -373.84
(AMEND REINVESTED AT 9.92 NAV ON
10/30115 AS OE 109095
Nov2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 20.354 -193.77
DIVIDEND REINVESTED AT 9.52 NAV ON
10/3015ASOF 1030115
Nov27 Reinvestment 11, MORGAN STRATEGIC INCOME 34.035 -383.23
ORRORTUNMES FUND CLASS S DRIDEND
REINVESTED AT 11.26 NAV ON 11/2915
Nov27 Reinvestment 111MORGAN UNCONSTRAINED DEBT FUND 40.457 -393.24
CLASS SELECT DIVIDEND REINVESTED AT 9.72
NAV ON 11/25/15
Total -32,097.52
Date Activity Description Amount (I)
Money balance activities Oct 30 Balance forward 3126.70
Nov 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11102/15 .97.88
Nov 30 Closing UBS Bank USA Deposit Account 328.90
The UBS sea USA Deposit ACCOUIV is your primary sweet, WO^
SDNY GM 00021208
CelP7000)30564.3905 NP7000193349 00003 1115 0305 10000 Page 9 a 10
CONFIDENTIAL
EFTA_00131828
EFTA01274035

*a UBS
Your notes
CNP700C0305643906NP7000150349 00003 1115 030575004 Y123570550 01160itiy_Gro_0002Ipag 10 Of 10
End of statement for account number Y I 23570 S5
CONFIDENTIAL
EFTA_00131829
EFTA01274036

Important information about your statement
LBS Firancial 5.n/ices W. the F im or UBS Financial - nov ntrnhor t ry. Art: for cash). The SIPC asset protection limits apply to account heck you choose one of to following
Serviced( is a merrter of all orinchal searily, canned, - Mate the error or tie transfer you et unsure all acorn that you hold in a panicate- sagacity. Wesment objeclaer
and cptcre behaves. LES Financial Services and LES toe, and explah a clay as you can shy you The Fern, together with certain athletes, ha also • %ogee Currentbmome. mint im as seang the
Bank USA are rdrect Wedges of LBS AG and be t is an error or why you need more purchased parkins/ea' protection. The malaria', generation d income any.
affiliates of LES Secuitin U.C. The Fines financial information amount payable to al •Igbie chants, cored:eh, trder • Actin* Capttat Appreciatetn: Imintrnonts seeking
statement is available upon wane. The Fires wear% — Fronde the dollar amost of the weaned emu. this preecticn is 1500 millon as of December 10, 2013. growth of propel rather than the proration of
offices ye a:
e.
The Firm or Cad Issuer era imegigateyout compaint %best tote policy corditons ad Imitations, cash at • Produce Conninaton of erten. and Capital
LES lingual %roes lg. and MI correct any enor promote/. I we take nue tan the Firm is further protected for ea to SI 9 million el the Appreciates hiesiments 'Meg both tie generation
1 W 2 e 0 e 0 h H aw ar k b e o n r , E N t I u 0 li 7 v 0 a 8 rd 6 F IC o ) r b th u e si n a e n ss e d n a t y s y o to u d ti o t t * h e 6 . h we a c w all , c s r o o t d a i y t o y u o r u a w ss ill o h r a t w a ca g p g a re c g ity a . t e A fo Ii r i a l c l o so p u y r o a f m ti o e u p n o ts k h y ea w d a in d a in p g a i r s t k a u v l a a il r a ble of ncome aid gnash% pritptl.
U Th 3 is S s F ta e t i e rc m ia en l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o , r O gy th o e f r f i % cia c l o fe ck u r d a o p f y t ou c th o e m u p s le e t o e f o t u h r e e m m o s n t e g y a P tio U n N . the time h takes us to T up he o n S I r P e C q u p e ro s t t e . ct en and the supplemental prgetion * • W C a on ll s e t r i v s e k M p e r o S fi e le ek s s to maintain initial creche with
r o o o m ff t ic i s b ia s e i l o r t e e n l r i p e d e d o a r c s a e u n r r e e p n I o f t q n y o c h o u i n b m t e a m r in m e i d n e i g a t h t c e e o ly r n e n f l i i s c w a te n r d o e d n m a g t x t a o o s t r h h o e u ld s F fi t n l a e a a t n e % c m i m a e l n a r t k e e h t a u a ll r c t h n t e a c r k r d s c t p o a a t r y e e a g d b u l o e la n t r o t a i t e c h c e fr o F o s n i t n t fe o o e f r s t h t , a i o s c counts • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s b et e s c h o e n l t d ro a ll w ed a y b f y ro (a m n U d l i I n S c f lu n d a ed t a n l I t w m he o o r r m i m s e k a a a n n n s d n t h v u e o m l a a t c i l a c it n y o d t s o m t t d a h o y e e r s a o n m t o o k n e u g e n e p t n o p e w a r c a r e a te l w l g , i o e th v n e d n c ant
Manch Manager of the %lice %wig your account. may be abject to mantenare lees, throes for late Services (e.g., certainego/6h at LBS Bank. (i) orb at hffation.
payment for etude; purchases and chirps for unpaid UK AG Stamford branch, (id heuraro• Froelich, • Moderate Wiling to accept sane riot to pinata an
Annagh al fidget shown are ntended to be accurate. intent in Cashace:tat Accounts that are trareerred including vine* annuities. and de dares of metal tolerate some notedly to seek hgher returns.
s st a a e te & m o e n n y t d e a r t e a n sh d o t u ax ld k n e o r t n b . e used F f o o r r m t a 1 r 0 p 9 u 9 r p S o e s g e e s . Rely to other institutions Frey be subject to a trawler fee f n in a d ne s o w f h t e h r e e a s c u c c o h u s n h t a h re o s li a e r r e o re n g t i h s e te b re o d o d ks re a ct d ry r n ec t o h rd e s • h A i p t p , e vo ti la te til : i t W y t i o lin s g h e to h a i c g c h e r p e t t h u i r g n h s l o a n c e t o tim p e re . cipal aid
10425, etc.) whin prepregyour tu reran. The Fim 6 UPS Sweep Opecow of to applicant hoar or transfer agent).
required by low to %pod to thei IRS all taabk rids-ids LBS offers optiom ice wieming cash balances, balances • finnan innostrnew contracts or battle"' intermit Statement liouseholdig"
report** nontaxable dwidends and taxable Menet to bat skposits at UBS Bak USA and U3S AG Stanford (fg., limited palneshiss and priest placements) tat We may consolidate al related account statements with
e on n s d a l o tr n an v s a a c c u t i e ti x e e s , W an I d d c n o y g o lo u n a a c o c n e c n e t, r t n a e in t p co ro v c e e r e e d d s b fu r n a d n s c h ( M (B o a n n e k y S F w ix e % ep ) P a ro d gr t a h m e s in ), t m er o n n e e a y n m a a l r D k e e p t o m s u e t ual a are d r ot registered under the Securities Act of I933; b to e r e s l a a n te e d a I d c d e r e th s i s s n ou t t h p e o s s a t b ne o e n a n r e n : t h h e ey . A ha c v c e o o s u ts n c m e a s y
mast as. Account (Gera customers with an International • Commodities contacts (e.g., foreign gend who also maintain pig acorn relationships with other
Corwranications with re Film S R w es e o e u p rc P e r M og a r n a a m ge m ca e s n h t b A a c la c n o c u e n s t . a T . h s ro w u e g p h t t t o o r 1 1 B 8 a 5 n B k ak a ',t d ic c co o m s m m e od ta it l y c o a p ti t o io n n s c ) o , n in tr c a l c u t d s i , n g futures CCntracta c 1 l 1 o -o n t e a s g a e t t o h l e ir s g a e R a y d o d u r p es re s. f e T r h t i o s p re ra c c e t i i v c e e Id 6 i k v r e o d w ua n l as
• Please reconfirm any oral corm-taxation' in Wring USA up to an established lent ad then to UBS AG statements mated 0 separate envelopes — you may
tofurther protect your rips. 'raping you motes Stanford Brandi a a Money Fund. Deposits at U85 The 51K potation and to suppemental protection do decline hauseholding by %ling yOur Financial A&isor.
• o s li e t f h d th e e i r e s t n s h t a e e m S em e e n l e a i r n * t s e i t s i s t n u I o n ti v t o e U n s 3 o to S n r F t P h in r e o a n i t e o c c i p a ti l l o e S n f e t A r o v n i f c e t (W o s, I A L fr E ) o . S n t n D Ba e a n p t k o . s U e F S s a A a m t a L r o e 0 r F e 5 D i A I n C G f o i S r n m s t u a r r e t e io c d n r in d p E e a a c g c s a o e r d d k , a i a n t c i w d e w s w h w it a h f g d F s i D c o I g C f o t. n o g o n .P t y P a o p la + p r l y i s e ie t n o e t a r th n lp e e r s n o e t e s a . c b li t e o h n t e , d e S o s E n , C o p 4 t l p o S r t o t e y te c o c ie t t h n m a a t a r n a n d s e t e h a c e h p a p n e g a e r s F T r h i e e n Fr d ie ly n d a & m a o c u c n ou t n nt a n m a e m e reflects inf amnion that you
Financial %races cages yar account as clearng Morey Funds ag rot hared by theFDIC. in the main vale of your investments (whether as a entered crip the firm's onlne selects webste. h a a
broker by arTaigerrent weh the retested nekton result of market monernent, issuer brkruptcy or cc/nameable *nierarew • chasm by you to men you
We Wormed you of this relgorehh whenyou Through the Ok mailable tour balms are 'wept to otherwid nets pots recordkreping ha no legal effect an your
s op to en r e ie d s th a is re O l C oc C a O te J d I. a In U ti 8 5 c f a in s a k n y c o ia u l r S k en r a is te s a a n n d d rot & AG po C s * t m ac a c n o u B n r t a s c at h U B T S he A s G e d N e e p w os Y its o r a k r e F e n a o n t i W ch i a s r e d d L B by S More ids erration is avalable ter mane You may a tr c c c e ou 4 n n t. O Yo rt u r e ca S n e c rv h i a ce n s g e a w b a y r c R o i n e t n a d c r t y r a g c y c o e u n F t i n n a a m m e ia s l .
te eroclacing broker, ad you taxi mace a report the FOC. Balances held at the LES AG Cayman Branch obtain more information about SIC, incladirg the 51K Advisor.
of any emx or minion to both firms. are temporarily noosed to the sovereign Sc of the Brochure, by contacting 51K a Z02-371-8300% by
Cann Nods, and them is no gaureee a other memo the StrC website arrnew.alptoop ACCOWt overview
All accent statements shall be cleaned complete and obligation of LES AG to repay the balances while are • Woe of proof an-ormbrpordok, Net of assets and
accurate i not objected to in tatty within 60 rays. LES Cayman's Brach's books. Dividend Renvertment Program (MVP)
The tree reflected is an antra?. price You may obtan • Awe Incluts avail* cash balances, vases for
• Please diect customer complaints or khans to he Deposits at U135 Bak USA and each UBS AG Branch are the actual price from you Financial Advisor Or whole restricted teary lest), and Global tine Dtp03itS,
Fim's C ham Relations Depavnent a 201.352.1699 net protected by %PC . Money Fund sheet are protected dues re purchased seder DRIP; partial shares will be u-realied marts to make, and certain assets not MS
or toll-free at 8C0,394-9103, 800 A.M. to 6:00 P.M by SIPC See #U35 Financial Services Account %gest:err told ad the cash we be deposited n your account. The by tie Fern. Does rot include unpriced secugiel assets
ET Monday through Friday, a in *Wig to U3S below. eddied reinvestment pricesupplied byte iPer may at the end of the prior and caveat staterreM prods. or
Financial Service hp, Client Relative Dna-Went, Offer from the market price at which the partial shares private lodgments, invested stock options and
P.O. Box 7C6 Union City, NI 07087. Upon yore reµwet, balances in to Bank Sweep am sold nercoage stock onions
• h me of errors or mintere about an electronic Rogan; a OA may to withdrawn and shawl of a • Lialedities Include, debt berm ascending mean
funds transfer WTbee payment or UBS Wedebit Money Fund may be liquidated, ad the proceeds Csaletelieu low, credit lie, thr account balances.
card transactions, call 990-762-1000, a ache to UBS returned to you %Nur seamen account. City whole units may be had in you noire t you at • CashAwney balances. Total of uninvested available
Financial Services Ix., 1000 Hata Bind, 6th floor, sealed Cepa-lid unit as a result of p4rnent cash balances. plus UBS Bak USA deposit latexes LBS
lareehaviken. NI 07086, Attrc RIAMBSA Senates. Free iiormatnn about available sweep *pions, a otherwise, the NM call other sell panal stilts at AG Stanford Branch deposit balances and rrpney make
inckding nment unrest rates and neck, i available at modal price a accept an amount datamined by a WOWl fund sweep balance; at the dee of the
Cal or coma as soon a pia cat if you trek yar "mod% corrieveephieloe from your Francial Advisor riven-id closing agency, and credit you wort statement period. Noncom/rocky We credit balances in
statement or receipt 4 wrong on you need more or by calIng 800-762-1000. your accoug se rot segregated from other balances
erlonnatiri dxul a transfer on the eerier" or Investwent objectives and the Fin, may use any of these funds in the order,
reaps. The firm or Card rue (as applorld must UPS Financial Service' wart protection The rnintmer* °Nouns ad risk profile at specic to could' of its ttamess. These funds re payable upon
hear from you no leer than CO days slier the Nen The Fir a a member of the Secures Investor Protection each account and my wry between Please fl ew the your darned. This total it included., the cunent period
sent you the fie statement on which the error or Caporal:en (51PC). Mach 'molests securities acorn of Firm promptly n *nag of wry sig.-giant change in your along value.
prcblen appeared. Cs members up lo S500000 arcludno 5214000 for Maga situation or rneernera objecting. Fa each
SONY_GM_00021210
CONFIDENTIAL
EFTA_00131830
EFTA01274037

Important information about your statement
(continued)
Lendirse information you wthikl actual/ recta n the market Prces we — 'Disiebitiarm to date' may nellatt return Of - h addition to eommissens received in connection
Ice delaNd information on the Fires larding practices cbtaned front veva thed prey sources which we capita, income a both. wth the safe or disteation of acoudy contracts
and &causes. refer to as Client Relatanhip beam* to be reliable, but vie do not guarantee they — •Cricesattril See' represents the nib& offering and tat neettnent crust units to our cants, we
Acreernent or Aronnt Agreement and the General accuracy. price per me and Indy IVA reelect you cost basis enact cur affiliate rake 'erne sharng
Teens ad Coedit ant MS Statement of Credit Franices — We 9orty* use the dosing twice "Awn avabbio or compensation Fran many of the nuance
available in dramvets atidDiscbscate at the mean of the bid and ask prices fa hosed • Restided 'entities Restroted main general& combats underaning the arruily contracts,
meow urn romuninmarnba. securities and colonsor on& bid prices la OTC are not carrot& elptle for publk sal. LEIS Financial allMates of the irourece ccenpanies or sponsors of
securities. Serves uses the mate) price of tte unrestricted Oak the unt investment trusts we datute.
You 01M11 — Less actin& traded securities maybe priced using a of the same issue as an imputed value foe the — Cur ail aisles also receive trading commissions and
You statement Makes securities and other nuts held valuation model or the mon recent pie we restricted stock for purposes ottha dreamt Ora To other compensate:estrum mutual fads and
in the accent at the end of the statement period. You obtained and may not reflect an actual meat price the anent that rowan securities are *liable for role, insurance companies whose products we darbute.
may ask for delves& of lit& paid securities at r tine. vabe. the value received may be substantial& less than the — We receive an dna fee horn LOS Bank USA and
You may receive securities toed as loan coareral after — Certain position may appear with:Lila ;nee and imputed yak* shown UBS AG Stinted Brandi of up to 115 per access-it
paying any balance der on there Any *curium will show as 'peke was not avalable• it we re sweeping to the banks under the UBS Bank Snap
fra RU to the Fins any to natant paid are umble so obtain a price for a warily • Est. (rotimeted) inane, current yield. and rata Frogarns.
krod at racket vale as of the ev-4 of the statement - Deposits a sautes denominated iscurrencies An estimate of annul income is bad on current
ad- ocher dr:nth& dollars are reflected at the eichange dvidend and iteren rates, attuning the securities will Adivity
• Cost base. In determining the cow bans of the rate as of the statement date. be held for one yea from statement date or troil hfrurrutionregardng comma an and other charges
sveuttes inokided n this statement where ind oted - Ter eaten woman rang in nencolfeemng maturity TM estenale is on' a guideline. accuracy incurred n correction With the executor of trades.
the marker LOS naiad Sevin hit relied denrrninaltat. Got at elltelity0auf wafters may arid continued meant me not guareced abing option transactions has been included en
alinformation obtained from sauces other than UBS have been ademed to f reale prow vabstion — Estimated anal income and current Weld for anlimutions venous& furnished to you. and veil be
Financial Sanus. molding ntormation Iran another To tablet) Current quota:els, ran avant*, contact cedar types of saltines could nclude a rerun of provided toyou promptly on request.
km a that you may have provided to you Fnancial you f nancial Advisor. Prnallel Or capital gains n which case the est.
Adam The Nom don not independently rorily income fat current weld) would be overstated. Skirt selling
guarantee the roma a valdia of ary nromution • Private andante and structured products. — Estimated annual tarn* ind cultist yield and the t you are engaged sham selling a security, you may
provided by tastes Ow than LES Financial Services Private inestmat seasiles (ix Wig drect actual income and yield night be bwer or higher nos a charge die to cenin baroverg costs for that
partication program and real estate inteStMent trust than the estmmed arnxras. paliwla saunty.
h alien attlxugh LOS Financial Straus general& securities) at strucued products are general& luau — An estate of a-realized income fdiederd rota
updates this idornutian at it it received. the firm liquid. Caton structured moats have not been inferno divided by the careen mate Open orders
does not provide at nuances that the information regineced with the Securities and Exchrw vakulavurite balance is bawd on the last dividend Froarding open a • coattilcascellee ceders that
under "Cost basis' and linvalced gall to is Commission a Ina ;royale securities laws. We or interest Pasant made by the issuer and were not emotedbythe statement date, open buy and
accurate as of the date of this statement. As such provide masted vats let private rattan assures the seastrodeposes will be hell for one sell stop orders are reduced by the arroint of addends
please do not re& on this Mention to make realties mid structirod products for inter matcAal year from the statement data until maturity. a riot on an exavidends a weights dote unless
pachne or role decisions. for is pupates a Geneses only. Accuracy is not gurantrod. Accuracy and contnued yetb me not guaranteed instructed otherwise by you. You ate reirionoble la
of erwise. Accounts tranterfed to the Five may — These values raydiffer substantial,/ ilmen pekes, if orders that re executed due to your blurs to cancel
reflect gees/loss information on for the period of ant at *hilt a prate immanent seculty • Assets not hal by UK Financial Services Certain tMtin9 open orders.
tine they are held at the Fa Mae historical sakktved prothal may be boucle a sad and do assets are nal held by the Fir and nit nehn the
ramalon an be added by you ;rancid Advisor. not necesurily represent the robe you Misr recent Farm's possesnon or control. These assets are Privacy
upon liquidation, deployed on yet statement fa infOrmationel To cbtain a copy of our current aced Revery Notice.
• Unrealised gairsilosees When data is wadable. - Reid parlyestinges of value a as of a torten pod ores cart Positions and values presented are past contact your Financial Mae a vin our websa
estimatedla-realized gird Sasses are a/caned for dale and are Applied to UBS Fnancial Serviced on a pronded by the issuing Inn. LSS FS-Uncial Services is at wane obi root/ode mutate./
individual nasty lots. The transaction data la regale basis by an independent valuation I a. not respaGN to des intonation and roes not
naiad lots may or may floe MUNI CarnInstr0 - halt, general panne. Of space ideated values. guarantee its accuracy. These assets are rot protected UBS termicial Services is nal a bark. The PIMA, Business
charges ands tensity reorganization events. if any. me supplied to the Fatty the our, by SIC or the Fines umplanental Set coverage. Services Account BSA and IRMA are brokerage accounts
Dialed and other reinvestment lots and systenutk wealpartner a space and may be calculated rah provide access so baring union and products
pucluse bit are each cartned to display one based on &era eatematon ban tut used by • Revenue shoring and additional compensation through arra-wants wth aft fated barks and other
swaged lot The Trade dace' colours/mama third pities to dome thee esteemed robes. — In addition to commissions on sales and last lees thrd-party banks, and provides access to insurance and
original varnacoon trade date. - You can °bean addirorul erformaten regarding received n ccnnecton kWh the chstratkin of envy products issued by unaffiliated thrdany
the methodology used to decennia the estimate of nvtual lull to our clones we odor Our aflame aurae companies through inawarro agency
• Callable ,.rarities Bends ant preferred stock that value and the date of the formation that is the receive revenue shanng Premieres from dntribulces subskliaties of UBS Financial Services W.
the issuer rots for ea rederrOlUn wabe selected basis for the estimateby contacting sour Financial anew ethical of the mutual finds that we sell.
/martial& by lot Iran among all SOO-Mb of that Advisor. these amounts are beam two raven: he evetni, nsuraixe. art rnuny products:
issue held n our ruffle or n moaner name fa at - Thid prey estimated robes may be reflected as components (I the amount of sales by LBS of a Not FlanK rand • No bunk guvanteee May lose value
clients Call bare incianthen s cbtaied from third 'Not priced' in several Morons: van an pankular mutual fund fan& to our dents. and fro
parties and es arelra, is not guaranteed. Other call independent valuation Inn has not Srotaled a is the asset yak* of a particular mutual fund Imiys RIM Resource Management Account. Business Services
leaves may exist winch could affect Weld carolete unable to asst., a robe, when we become aware sheet hekl at the fern Account EGA, AMA and international Ethane
earnalan will be pr aided upon request that a material event has roomed that sty call a — We aid Or reale ate receive networking and Management Aerate are registered service marls of
peeve:they regaled value inks question a when corneas processing lees in consideration br UBS Panne Services tic
• Certificates of deposit (CDs). COs ar FDIC :mad value would be high& speculative due to the nature trance agent services that coe provide to the
up to $29D.000 in ;cabal and accrued interest per of the acuity mutual kends These fees gam" are pad from Visa Siannue is a registered service mark of Visa
depostcr and per depository naktion in accordance - When neither an mum, general palm te sponsor investor assets n the mutualhal and are a fixed International. LOS Visa Signature aede cads and WS
wth FDIC rules. estimated wake nor a third-party estimated value is dour amount based on the number of accounts at Vcia debt cards are issued by LBS Bank USA with
PrOvelet the value of the security nilbedifferent the knaketelealer holden; maul hands of that fund passion horn Vita USA evaporated.
• Primaalue Prices displayed for teethes and oat from is owchase 0(10 family
products may be higher or lower than the peke that USS Finateral Semites Inc Rev. 201511
SDNY_GM_00021211
CONFIDENTIAL
EFTA_00131831
EFTA01274038

U85 Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
fml0093750591215102 Y1 0
rd-in ANC MAXVVPI
NEW YORK NY 10Ub5.7007
Account name: GHISLANE MAXWELL
Friendly account name
Account number-
Your financial Advisor:
SCOTT STACK HANILYLE CASRIEL
Ffione 212-821-70001800-308-3140
Questions about your statemett? Value of your account
Call your Financial Advisor or the
RMA ReSourCeb ne at 800-atAA- 1000, on November 30 (S) on December 31(S)
account 025023570
Your assets 957,849.10 821.65
Mslt our websIte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $957,849.10 $821.65
Sources of your woo wit growth
Tracking the value of your account during 3015
Value of your account
at year end 2014 S96705004
S Thousands
Net deposits and
167.1 9578
withdratials 4955,204.78
Your MeStrYleilI return
Dividend and
interest income 523,693.37
Chance in
market value -534,721.98
08
Value of your areccere
on Dec 31, 2015 5621.65
Dec 2014 140v 2015 Dec 2015
SDNY GM 00021212
Member SIPC Loir/CC04o0c075059 sw70003118760C003 121503057500_0000 Page 1 of 14
CONFIDENTIAL
EFTA_00131832
EFTA01274039

$UBS
UBS Strategic Advisor Account name: C. .1t. ELL Your K Rancid Advisor.
Friendly account name: SCOTT STACK mAnL YLE CASRIEL
December 2015
Account number: 212-8214000i 800-308.3140
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 your account
A Cash and money balances 821.65 100.00% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. VIIS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
informal an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3821.65 100.00%
A
Value of your account 5821.65
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC I - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
ENP70004038075060 WA3003i187600C03 1215 0305750a (titiNY_Gm_0002itint 2 of 14
CONFIDENTIAL
EFTA_00131833
EFTA01274040

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
friendly account naMi SCOTT STACK MANLYLE CASRIEL
December 2015 Account number. 212-821-70001800-30&3140
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which grans andlosses are not classified
December 2015 (Si Year to date (S)
Realized gains and losses Unrealized
Opening account value $957,849.10 $967,050.04
December 2015 (1) Year to date (S) gains and be-es (S)
Deposits, including investments
transferred in 0.00 2,600.00 Short term -877.97 -877.97 000
Withdrawals and fees, Long term -53,948.21 -53,948.21 000
including investments transferred Total -554,826.18 -$54,826.18 $0.00
cut -949,570.85 -957,804.78
Dividend and interest income 2,272.31 23,698.37 Cash activity summary
Change in market value -9,728.91 -34,721.98
Closing account value $821.65 $821.65 See Account ac may the month tot deta &lances in your SweepCPI/ens are included, n the azonng and
closing balances value. FDIC insurance araNies only to deposits at u95 Bank USA, not to deposits e LtS AG.
Stan-told Er and) or bank deposits paced through the LIPS Internaiona Depose Account pogrom sec
protection applies to money market sweep find holdings but not bank deposits. Steimportant incarnation
Dividend and interest income earned DbOuty0ut Statement on the last two pages d this document for *tab
December 2015 IS) Year to date (S)
For euipoieij of trts statement, rceattity of interest and clincienci inœrne h& been determined tram a US Opening balances $28.90 $5,184.25
tat reporting pen:pied:re. Based upon the residence of the account ticket account type, or product type,
some interest ardor dyidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Addkions
income tarts The cent month statement is not intended to be used and Jame be reed upon for lac
purposes. Clients should refer to the apOiciple tar reporting tom they recent from UBS annually, such as Deposits and other funds credited 0.00 2,600 00
the Points 1039 and the can 480, for lax reporting information It is the Pradke Of UBS to file the
azNicatle tac reporting forms veth the US interne Revenue Senile< and PR Treasury Department and m Dividend and interest income 2,272.31 23,698.37
such forms accuratety daa fy chicknct ardor interest as lac ekerrpt or tattle income. Pleae consult your
includual tan prepare( Proceeds from investment transactions 949,455.25 949,455.25
December 2015 (3) Year to date IS) Total additions $951,727.56 $975,753.62
Taxable dividends 2,272 31 22,293 43 Subtractions
Professional management fees and
Taxable interest 0.00 0.48
related services 0.00 -4,831.62
Total current year $2,272.31 $22,293.91
Other funds debned -949,570.85 -952,973.16
Prior year adjustment 0.00 1,404.46
Rinds withdrawn for investments
Total dividend & interest $2,27231 $23,698.37 bought -1,363.96 -22,311.44
Total subtractions -$950,934.81 -$980,116.22
Net cash flow $792.75 -$4,362.60
Closing balances $821.65 $821.65
SONY GM 00021214
EuP7OCO4C08075061 HP700)31187600003 17150305 110000 Phiasg(e Id
CONFIDENTIAL
EFTA_0013 1834
EFTA01274041

UBS
UBS Strategic Advisor Account name: ELL Your financial Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
December 2015 Account number. 212-821.700O800-308-3140
UBS Bank USA Deposit Account APY
Interest Period Nov 6 - Dec 6
Opening UBS Bank USA Deposit balance Nov 6 $28.90
Closing UBS Bank USA Deposit balance Dec 6 $86.70
Number of days in interest period 31
Average daily balance $38.22
Interest earned $0.00
Annual percentage ye Id earned 000%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Franco' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your sratement a t the end of this
document
Your retrain objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment consderahon None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
£nP70004008075p62 HP700031187600:03 1215 03057soa4 GM_00021Nie 4 of 14
CONFIDENTIAL
EFTA_00131835
EFTA01274042

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your %sandal Advisor:
*UBS Friendly account named SCOTT STACKMANLYLE CAMEL
December 2015 Account number. 212-821-7000/800-308-3140
Your assets
Some Onces, income and current vdues ShOwn May be epprOxIirlent. AS a mum. gains and losses may not
be manately reflected. See vapor:ant inlOraialiOn about your gatemen: a the end of the etc urnem IOr
more infornalon.
Cash
Cash and money balances
Cash and morey Pittances may include avalaole cash balances, UBS Bar* USA deposit account balances,
UBS AG Stanford Branch &pout account balances and money matte mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by Irk FDIC erg ts n topic ebk limits, but are not
poteded by PPC UBS AG Stanford Branchdeposit sec oum bsances an not insured ty FDIC and are not
protected by SSC Maley worker sweep barances are protected by WC but ate not insured by the FDIC.
See the Important information about your statement at the end of this document for details aborts IFose
blames.
Ocenng bdance Cloung tolesxe Pn re per share Average lanidend Interest Drys et
Hddng on Dec I (S) on Dec 21 (S) co Dec 31 (S) rato period period Cepan:runt Ill
U85 BANK USA CEP ACCT 28 90 821.65 250.000 00
Your total assets
rercenta.,,t of Cost ESbMcied Unreateed
Value On Dec 31 (5) your aCCOunt bats (5) annual income (S) darn or loss (5)
Cash Cush end money balances 821.65 100.00% 821.65
Total $821.65 100.00% 5821.65
Account activity this month
Date Aftixty DeSC(OttOn AmOU.11 CS)
Dividend end interest income
Taxable dim:fonds Get 1 Dvidend EATON VANCE FLOATIN3 RATE FUND I AS OF 11/30/15 266.89
Dec 1 Dvidend BLACKROCK STRATEGIC INCOME 1AS CC 11130'15 312.58
Dec 1 Dvidend DOUBLE UNE TOTAL RETURN FUND INS11. AS OF I Il3Cf 15 165.54
Dec 1 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I 1130/ 5 438.57
Dec 1 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF I 1130/15 180.38
Dec 1 Dividend 1-158C TOTAL RETURN FUND CLASS I 85.70
Dec 23 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I 2122/ 15 257.92
Dec 24 Dividend EATON VANCE FLOAT1N3 RATE FUND I AS OF 12/23/15 193.88
continued next Page
SDNY GM 00021216
ENP70004C090750Ea PIP7C00311876 0[003 1715 03057 10000 Page 4
CONFIDENTIAL
EFTA_00131836
EFTA01274043

UBS UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your 15 Bendel Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
December 2015 Account number: 212.82I.7000f 800-308-3140
Account activity this month
(continued)
Date Actlity Descraton Amount (S)
Dividend and interest intorno (continued)
Taxable dividends (continued) Dec 24 Dividend BLACKROCK STRATEGIC INCOME I AS OF 12/23115 241.61
Dec 24 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 12123115 128.24
Total taxable dividends 32,27231
Total dividend and interest income 32.27231
Date Attlely Destspbon Amount (5)
Other funds debited Dec 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -28.90
Dec 22 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -949,54195
Total other funds debited -S949,57025
Investment transactions
rot mare informeton atovt t re oncevalue gown for restricted sweeties, see important Ingotmetion grout
your anoment a the enact( thrt
Proceeds from Funds
investment *Macaw fcr Accrued
Cote Acb4Iy Deseapibn QUalltity Vat.* (I) Price 01 transactions (1) inveltrnentsbcuOt (1) Interest (S)
Dec I Rem ws-tment EATON VANCE FLOATFIG RATE FUND I 31.288 -266.89
DIVIDEND REINVESTED AT 8.53 NAV ON
II/30115 ASOF 11/30115
Dec 1 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 31.447 -312.58
REINVESTED AT 994 NAV ON 11'301S AS OF
1113015
Dec 1 Rem wstment DOUBLE UPE TOTAL RETURN FUND INSTL 15.271 -165.54
DIVIDEND REINVESTED AT 10.84 NAV ON
II/30/15ASOF 11/30115
Dec 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 44.345 -438.57
DIVIDEND REINVESTED AT 9.89 NAV ON
Ili 30I15 AS OE 1930115
Dec 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 19.048 -180.38
DIVIDEND REINVESTED AT 9.47 NAV ON
Ili 3005 ASOF 1113005
Dec 22 Sold EATON VANCE FLOATING RATE FUND I FBOID -8,799.133 8.390 73,824.73
53557485472
Dec 22 Sold JP MORGAN STRATEGIC INCOME •10,983.358 11.090 121,805.44
OPPORTUNITIES HOC CLASS S FBOID
53557487940
Dec 22 Sold BLACKROCK STRATEGIC DICOME I FBOID -16,514.353 9.870 162,996.66
53557484608
continued next page
ENP70004C06075064 NP70003I18760CCO3 1215 coos7sco4 I lOariaYGM00021tFt94 6 of 14
CONFIDENTIAL
EFTA_00131837
EFTA01274044

UBS Strategic Advisor Account name: ELL Your PI sandal Advisor:
*UBS Friendly account n SCOTT STACK MANL YLE CASRIEL
December 2015 Account number. 212-821-7C00/ 800-308-3140
Account activity this month cconiinuea
Investment transactions (continued)
Proceeds Fran Funds
inwstment withdrawn la Accrued
Date Act my DeSCIIPUOn Outtetty Vdue (I) Price CS) toreachons (s) investmenlibee‘bt (S) interest (1)
Dec 22 Sold DOUBLE LINE TOTAL RETURN FUND INSTL FBOID -4.865.730 10.840 52,744.51
53557485175
Dec 22 Sold GOLDMAN SACHS STRATEGIC INCOME CL -14,263.561 9.750 139,069.72
FBOID 53557487239
Dec 22 Sold PRUDENTIAL ABSOLUTE RETURN BOND FUND Z -10.133.707 9.410 95358.18
FB01I3 53557488740
Dec 22 Sold JPMORGAN UNCONSTRANED DEBT FUND -10,388.824 9.650 100,252.15
CLASS SELECT FBOID 53557488450
Dec 22 Sold I-ISBC TOTAL RETURN RJND CLASS I FBOID -5,780.066 9.980 57,685.06
53557487437
Dec 22 Sold RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I -14,793.787 9.850 145,718.80
FBOID 53557488823
Total $949,45525 41.363.96
Date Activity (*seriph°, amount (S)
Money balance activities Nov 90 Balance forward 828.90
Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80
Dec 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12)22115 -86.70
Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 257.92
Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 563.73
Dec 31 Closing U.S Bank USA Deposit Account 5821.65
The UBS Ban. USA (lepaSit ACCOunt Is your primal)/ sweep %mon
SONY GM 00021218
DIPIOCOMS08075065 N87000.11187600003 1215 030$m ° 1l oo 14
CONFIDENTIAL
EFTA_00131838
EFTA01274045

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name SCOTT STACK MANL YLE CASRIEL
Dern-tor 7015 Account number: 212-821-7000(800-308-3140
Realized gains and losses
Tne ego-wed realized gam and losses stows below ate nos for tac purposes. Please rate that gain or loss information We may not ad ust gans and losses for al taxi chanrs. We akecmalicSty adjust cost basis for
recognized on the sae Or redemption Of Ct nain Structured eroauas, Ike Continctni Deot Securities. May to titrieirerOt and AMT coupon munlotaa sec unites for c•sUmateclaTomaton Of Mei° prena isTis aid for accrete° OID
Ordnary, and not capita, gain or loss. Please Check with your tar ad not To (alaiale gam arid losses. Int for sec unties issued at a clxcum n you lequestedthat U8S &lust cost bases for the bad premium atroatation on
liquidate the ddest security lot first. This is known as the firm'n lint out or FF0 accounting method We use Wale debt secuntiesthen cost brid reflected for these seCuribes has been adjusted inmates in the unclass444
this method unless you specified whit h la lot to close when yeti placedycco order. Thit is known as a winos section can not be classified as short tensor long tom bet arse information is sitting or the product is one in which
pachasts or VSP order. See important information about your statement a the end of this document for more the gariloss calculation is not provided
Short-term capital gains and losses
wash sale
Ouarany or ourchixe sac Sae Cost cost basis
Security desorption Method tae yak* date date amount (5) basis (I) adjustmeM(S) tem (5) Gain (S)
BLACKROCK STRATEGIC
INCOME I RFO 278 066 Dec 22, 14 Dec 21, IS 2.744.51 2,814.03 -69 52
1110 27895 Dec31,14 Dec 21, 15 275.33 282.02 •669
RFO 25958 tan 30.15 Dec 21,15 256 20 264.25 -8 05
1110 24.751 Feb 27,15 Dec 21, I5 244.29 252.96 -8.67
RIO 26020 Mar 31, 15 Dec 21,15 256.82 265.92 -9 10
RIO 33274 Apr30, IS Dec 21,15 328.42 339.06 •1064
RIO 35.012 May 29. 15 Dec 21,15 345.56 355.72 -1016
RFO 29.776 llr 30, 15 Dec 21,15 293.69 300.14 -625
RFO 31.177 3i, is Dec 21,15 307.72 313.95 -623
RIO 29391 Aug 31,15 Dec 21,15 290.09 294.20 -4.11
RIO 25 215 Sep 30, IS Dec 21, 15 248.87 250.38 -151
1110 30.104 Oct 30, 15 Dec 21,15 297.13 300.14 -3.01
FIFO 31 447 Nov 30.15 Dec 21, 15 310.38 312.58 -2 20
DOUBLE LINE TOTAL RETURN
FUND INSTL 1110 18.629 Dec 31, 14 Dec 21,15 201.94 204.36 -2.42
FIFO 15.326 len 30,15 Dec 21,15 166.13 169.97 -3.84
FIFO 13.969 Feb 27, IS Doc 21, 15 151.42 153.94 -252
FIFO 16.543 Mar 31, IS Dec21, 15 179.33 182.63 -3.30
RIO 16023 Apr30, IS Dec 21,15 173.69 176.25 •256
RFO 16.842 May 29, IS Cec2i,I5 182.57 184.93 -2.36
RIO 16.655 Jun 30, 15 Dec 21,15 18654 181.04 -0.50
RIO 17.309 1t./ 31, 15 Dec 21,15 187.63 189.01 -1.38
1110 16008 Aug 31, 15 Dec21,15 173.52 174.33 -0.81
FIFO 16125 Sep 30.15 Dec 21, I5 174.80 176 41 -1.61
continued next page
EtiP70C04808075066 NP70003I 1876 OCCO3 1215 03057 50: 11061 y GM 0021tIleB 0t 14
CONFIDENTIAL
EFTA 00131839
EFTA01274046

UBS Strategic Advisor Account name: ELL Your Mnandal Advisor:
*UBS Friendly account n SCOTT STACKMANLYLE CASRIEL
December 2015 Account number 212-821-7C00/ 800-308-3140
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
Wash sale
Ouantey of PuChaSe Sale 921e Cost Cat basis
Security description Method (at value due date amount (S) basis (S) adjustment(S) Las (5) Gain (S)
RIO 16.161 Oct 30, 15 Dec 21,15 175.18 175.83 465
RIO 15271 Nov30,15 Dec21,15 165.54 165.54
EATON VANCE FLOATING
RATE FUND1 RIO 29321 Dec 31, 14 Dec 21,15 246.00 261.25 -15.25
RIO 27.891 Jan 30,15 Dec 21,15 234.01 2413.23 •14.22
FIFO 25.220 Feb 27, 15 Dec21,15 211.59 226.73 -15.14
RFO 30284 Mar 31, IS Dec21,15 254.08 272.25 -1817
RIO 28.711 Apr 30,15 Dec21,15 240.89 259.26 -1837
RFO 29308 May29, 15 Dec21,15 245.89 263.77 -17.88
RIO 28310 Jun 30, IS Dec21,15 237.52 252.81 -15.29
RIO 29.620 1u131, IS Dec21, IS 248.52 263.91 -15.39
RFO 30.915 Aug 31,15 Dec 21,15 259.37 271.74 -1137
RIO 29.697 Sep 30, 15 Dec21,15 249.16 258.36 -920
RFO 31.967 Oct 30, 15 Dec21, 15 268.20 277.47 -9.27
RIO 31288 Nov30, 15 Dec21, I5 262.51 266.89 -4.38
GOU)MAN SACHS STRATEG!C
INCOME CL I RIO 79.631 Dec 26,14 Dec21,15 776.40 822.59 -46.19
RIO 27 701 Dec31,14 Dec 21,15 270.09 284.77 • I 4 68
RFO 29.774 len 30,15 Dec 21,15 290.29 299.53 -9.24
RIO 28.292 Feb 27, 15 Dec 21,15 275.85 288.58 -12.73
RIO 33.010 Mar 31, IS Dec21, IS 321.85 332.08 -10.23
RIO 38.176 Apr 30,15 Dec21,I5 372.21 384.43 -12.22
RFO 38.147 May29. IS Dec21,15 371.94 386.43 -14.49
RFO 40.713 Pin 30, IS Dec21, IS 396.95 408.76 -11.81
FIFO 41.943 1u131, IS Dec21,15 408.94 421.11 -12.17
RIO 36.867 Aug 31, 15 Dec 21,15 359.46 367.20 -7.74
FIFO 31.638 Sep 30, IS Dec21,15 308.47 312.58 -4.11
RIO 37 685 Oct 30, 15 Dec 21,15 367.43 373.84 -641
RIO 44345 Nov 30, IS Dec 21, 15 432.36 438.57 -6.21
continued nen page
SDNY GM 00021220
RIP70C04009075067 NP700031187600003 1215 03057 0O3O Page 9 of 14
CONFIDENTIAL
EFTA_00131840
EFTA01274047

(SUBS
UBS Strategic Advisor Account name: ONISLAINE MAXWELL Your Knandal Advisor,
Friendly account name. SCOTT STACK MAMLYLE CASRIEL
December 2015 Account number. 212.821.7000f800-308.3140
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
Wash sale
°usably at PISChaSt Sale yak Cost COSI basis
Security ciescrotion Method fae wise date date amount (II basis (S) atustrnent(S) toss ($) Gain (S)
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CL4S5 S RFO 28.166 Dec 30, 14 Dec21, 15 312.36 330.11 •17.75
RFO 5.466 Ian 29,15 Dec21, 15 60.62 64.06 -3.44
RFO 25413 Feb 25,15 Dec 21,15 281.83 299.11 -17.28
RFO 61827 Apr 28,15 Dec 21,15 696.75 738.85 -42.10
FIFO 25.666 May 27. IS Dec21, I 5 284.64 301.58 -16.94
FIFO 28.655 Jun 26, 15 Dec 21, 15 317.78 334.69 -16.91
RFO 30822 PA 29, IS Dec21, 15 341.82 357.23 •I5.41
RFO 29.314 Aug 27.15 Dec 21,15 325.09 336.52 -11.43
RFO 31.648 Sep 28,15 Dec21,15 350.97 359.20 .823
FIFO 32.502 Oct 28, IS Dec 21,15 360.45 371.17 •I0.72
RFO 34.035 Nov25, I5 Dec 21, 15 377.45 383.23 •5.78
JPMORGAN UNCONSTRANED
CEBT FUND CLASS SELECT RFO 182.889 Dec 30, 14 Dec21, 15 1,764.88 1,834.38 -69.50
RFO 168.758 Apr28,15 Dec21,15 1,628.52 1,687.58 -59.06
RFO 24.587 May 27, IS Dec21, 15 237.26 245.13 -7.87
RFO 32.092 lin 26,15 Dec2I.15 309.69 317.39 -7.70
RFO 24.999 Jul 29, 15 Dec 21,15 241.24 246.49 -525
RFO 24.237 Aug 27, 15 Dec 21,15 233.89 236.80 -2.91
RFO 10.639 Sep 28,15 Dec21,15 102.66 103.20 -0.54
RFO 17.920 Oct 28,15 Dec 21, 15 172.93 175.62 -2.69
RFO 40.457 Nov25, 15 Dec21,15 390.41 393.24 -2.83
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z RFO 22.072 Dec31.14 Dec21.15 207.70 214.54 -684
FIFO 21.780 Ian 30,15 Dec21, IS 204.95 211.48 .653
RFO 17.783 Feb 27.15 Dec21,15 167.33 173.56 -6.23
RFO 18824 Mar 31, 15 Dec 21,15 177.14 183.16 -602
RFO 18.657 Apr30, 15 Dec21,15 175.56 181.53 -597
RFO 20308 May 29.15 Dec 21,15 191.10 196.99 -5.89
RFO 19.267 Jun 30, IS Dec 21, 15 181.30 '85.35 -4.05
continued nee page
ENP70C04039375003NP70003I1876 OCCO3 1215 030575 00 Et§. 0021bna 10 of 14
CONFIDENTIAL
EFTA_00131841
EFTA01274048

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your !Mandril Advisor:
UBS Friendly account name SCOTT STACKMANLYLE CASRIEL
December 2015 Account number. 212-821-7C00/800-308-3140
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
wash salt
(Manley or PUChaSt Uit Me Cost cost basis
Secunly description Method Jae Woe doe date amour (S) bast (S) apjuslment(S) las (5) Gain (S)
FIFO 19387 Jul 31, 15 Dec 21,15 182.43 186.50 -4.07
f rFO 18.658 Aug 31, 15 Dec 21, 1S 175.57 178.18 -2.61
FTC) 19.978 Sep 30,15 Dec 21, 15 188.00 188.79 -079
FIFO 20354 Oct 30, IS Dec 21, 15 191.53 193.77 -2.24
FFO 19.048 Nov30.15 Dec 21,15 179.24 180.38 -1.14
Total $27.234.S7 828.112.94 -8877.97
Net short-term capital gains and losses 4877.97
Long-term capital gains and losses
Wash sale
Natty or PWChalt SS Salt Cat cost basis
security descreption faeroo (ace ate date date amount (I) bases (S) arEcatment(S) toss (5) Gain (S)
8LACKROCK STRATEGIC
INCOME I FIFO 15,82 5.243 Sep 26,14 Dec 21, 15 156,195.14 163,000.00 -6,804.86
FIFO 0.858 Sep 30.14 Dec 21, 15 8.47 8.82 -0.35
RFO 28357 Oct 31,14 Dec 21,15 279.89 290.94 -11.05
RFO 31$09 Nov28, Id Dec21,15 313.95 327.63 -13.68
COOKE LINE TOTAL RETURN
RIND INS% RFO 4,490.660 Jan 29, 13 Dec 21, 15 48,678.75 51,103.71 -2,424.96
RFO 18.527 Feb 28, 14 Dec 21, 15 200.83 203.06 -2.23
RFO 18.560 Mar 31. Id Cec 21,15 201.19 202.30 -1.I1
RFO 18.797 Apr 30,14 Dec 21, 15 203.76 205.45 -1.69
FIFO 18.153 May30, 14 (AK 21,15 196.78 199.86 -3.08
RFO 17.969 leas 30, 14 Dec21, 1 5 194.79 197.48 -2.69
FIFO 19.455 ltA 31,14 Dec21,15 210.89 212.84 -1.95
RFO 18.632 Aug 29, 14 Dec 21, 15 201.97 204.95 -2.98
RFO 17345 Sep 30,14 Dec 21,15 188.02 189.75 •1.73
RFO 16.608 Oct 31, 14 Dec 21,15 180.03 182.19 -2.16
RFO 16.163 Nov 28,14 Dec 21,15 175.21 177.95 -2.74
continued next pege
SDNY GM 00021222
(3070110400907500? NP7CC03118760C003 1215 03057500a% Page 11 of 14
CONFIDENTIAL
EFTA 00131842
EFTA01274049

*UB S
UBS Strategic Advisor Account name: CHI IN MAXWELL Your A Asocial Advisor.
Friendly account n SCOTT STACK MANLYLE CASRIEL
December 2015 Account number. 212-821.70001800308.3140
Realized gains and losses (continued)
Long-term capital gains and losses (.contwateen
Wash sale
Qua(llny Or Purchase Ude 5* COSI <OR basis
Secunty destrotion Method fat yaw date date arrount (S) basis (0 altransern(S) Loss (S) Gain (S)
EATON VANCE FLOATING
RATE FUND I FIFO 5,463.943 Lan 29,13 Dec 21,15 45,842.48 50,159.00 .4,316.52
RFO 2,727.687 lan 21,14 Dec 21,15 22,885.30 25,122.00 -2,23670
RFO 22.255 Feb 28, 14 Dec 21,15 186.72 204.30 -17.58
FIFO 24.950 Mat 31, 14 Dec 21,15 209.33 228.54 -19.21
RFO 23853 Apr 30, 14 Dec 21, 15 200.13 217.78 •17.65
RFO 24.941 May30, 14 Dec21,15 209.25 227.95 •18.71
FIFO 25.190 Jun 30, 14 Oec21,15 211.35 230.49 • 19.14
FIFO 26.114 1,431, 14 Dec21, 15 219.09 238.16 -1907
FIFO 26.834 Aug 29, 14 Dec 21,15 225.14 244.19 -19.05
FIFO 26.426 Sep 30, le Dec 21,16 221.71 238.36 -16.65
RIO 26.475 Oct 31, 14 Dec 21, 15 222.13 238.54 -1641
FIFO 27.933 Nov28, 14 Cec 21,15 234.36 251.65 -17.32
GOLDMAN SACHS STRATEGIC
INCOME CL I RFO 4,731.710 tun 24, 13 Dec 21,15 46,134.17 49,541.00 -3,406.83
FIFO 1,874.976 Sep 03,13 Dec 21,15 18281.02 19,631.00 -1,349.%
RFO 2,068.768 Oct 02, 13 Dec 21,15 20,170.49 21,660.00 -1,489.51
RFO 4,790169 Lan 21,14 Dec 21,15 46,704.14 51,159.00 -4,454.86
FIFO 27.967 Feb 28, 14 Dec 21, 15 272.68 296.45 -2377
RFO 30.882 Mar 31. Id Dec 21,15 301 10 328.58 -27 48
RIO 28.811 Apr 30,14 Dec 21,15 280.91 305.40 -24.49
FIFO 30.080 May 30, Id Dec 21,15 293.28 318.55 -25.27
RIO 28.473 Jun 30, 14 Dec 21,15 277.61 300.67 -23.06
FIFO 27.460 ltil 31,14 Dec 21,15 267.74 291.90 -24.16
RFO 27.620 Aug 29, 14 Dec 21, 15 269.29 290.84 -21.55
FIFO 23.003 Sep 30,14 Dec 21,15 224.28 243.60 -19.32
RIO 27.202 Oct 31,14 Dec 21,15 265.22 285.08 -19.86
FIFO 38518 Nov 28, 14 Dec 21,15 375.55 400.20 -24 65
HSBC TOTAL RETURN
FUND CLASS I FIFO 4,824.l 98 Jan 29,13 Cec 21,15 48,145.93 49,641.00 -1,495.50
FIFO 955.868 Jun 27, 13 Dec 21,15 9.53956 9,530.00 9.56
continued ne,1 page
EthnOCO4C08075070 NP70003118760CCO3 1215030575Ca KtMrsm_00021429 12 of 14
CONFIDENTIAL
EFTA_00113 I 843
EFTA01274050

UBS Strategic Advisor Account name: CHUAN** MAXWELL Your linandal Advisor:
*UBS Friendly account name: SCOTT STACKMAPILYLE CASRIEL
December 2015 Acoaunt number 212-821-7000/ 800-308-3140
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
wash sale
Ovantey or PuChaSe Sae 5* Cost cost MIS
Secuity descretion Method fae nab* doe date amour (S) basis (S) arljustnent(S) Las (5) Gain (S)
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S RFO 10,517 975 Jan 29,13 Doc 21.15 116,644.34 125,689.80 -9,045.46
RFO 16.737 Feb 28, 14 Dec 21, IS 185.62 199.84 -14.22
FIFO 19.427 Mar 31, Id Dec 21,1 5 215.44 231.76 •I632
RFO 9.748 Apr 30, 14 Doc 21, 15 108.11 116.10 -7.99
RFO 12.428 May 30, Id Dec 21,1 5 137.82 147.89 -10.07
RFO 16227 Jun 30, I4 Om 21,1 5 187.28 200.96 •13.68
RFO 11.611 10131, 14 Dec21,15 128.77 137.71 4194
RFO 12.519 Aug 29, 14 Dec 21, I5 138.83 148.48 -9.65
RFO 9.872 Sep 30, II Dec21,1 5 109.48 116.79 -7.31
FIFO 15310 Oct 31,14 Dec21,15 169.79 180.66 -10.87
RFO 6.330 Nov 28,14 Doc 21.1 5 70.20 74.50 -4.30
JRvIORGANUNCONSTRANED
MDT FUNDCLASS SELECT RFO 9,651.542 Jan 29,13 Dec 21, I5 93,137.38 99,024.83 4,887.45
RFO 1.8% Mar 31.14 Dec21,15 17.93 19.30 -1.37
RFO 47.475 Apr 30,14 Dec 21,1 5 458.13 492.32 -34.19
RFO 167355 May 30, 14 Dec 21,1 5 162.65 174.62 -11.97
RFO 20.577 Jun 30.14 Dec 21, 15 1%.57 213.80 -1523
RFO 22603 Jul 31, 14 Dec 21, 15 218.12 233.72 -15.60
RFO 30266 Aug 29, 14 Dec 21, 15 292.07 312.35 -20.28
RFO 31.646 Sep 30,14 Dec 21,1 5 305.38 323.11 -17.73
RFC. 27.846 Oct 31, 14 Dec21, 15 268.71 284.86 -MI5
FIFO 11.578 Nov28,14 Dec 21,15 111.73 118.21 -648
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z RFO 7,400.957 Jan 29,13 Dec 21, 15 69,643.00 74,351.21 -4,708.21
RFO 2209.898 Oct 02, 13 Dec 21, 15 20,795.14 21,656.11 -860.97
RFO 22.939 Feb 28, 14 Dec 21, I5 215.86 226.41 • I 0.55
RFO 24.210 Mar 31, 14 Dec21,15 227.81 239.44 -11.63
RFO 29.569 Apr 30,14 Dec 21,1 5 278.25 292.14 -13.89
continued neat page
SDNY GM 00021224
BIP70C0400E075071 HP7000311876 06003 1215 03051 5004M c l noC.0 ---- giage 13 of 14
CONFIDENTIAL
EFTA_00131844
EFTA01274051

;It UBS UBS Strategic Advisor Account name: GHIKAFNE MAXWELL Your gonadal Advisor:
Friendly account naml SCOTT STACK MAI/ LYLE CASRIEL
December 2015
Account number: 212.821.70001800.308.3140
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
Wash sale
Ouanlay Or PutChaSe Sae Use Cost <OR befit
Security description Method fae vim dare date arrount (5) basis CO alLotmern(S) Loss (SI Gan ($1
FIFO 29857 May 30. 14 Dec 21,15 280.95 29818 -15.23
FIFO 27233 Jun 30,14 Dec21, 15 256.27 270.15 -13.88
FIFO 27.968 111 31, i4 Dec 21,15 263.17 276.32 -1315
FIFO 26.641 Aug 29, 14 Dec 21,15 250.70 264.01 -13.31
1110 24.797 Sep 30,14 Dec 21,15 233.34 243.26 -9.92
RIO 23.68! Oct 31, 14 Dec 21,15 222.83 232.78 -9 95
RIO 29.010 Nov26, Id Dec21, 15 272.99 284.30 -11.31
RIO 20831 Nov28.14 Dec 21,15 196.02 203.94 -7.92
RBC BLUEBAY ABSOLUTE
RETURN FUND CLASS I FIFO 12,911793 Ian 29,13 Dec 21,15 127,181.22 131,239.70 -4,058.48
FIFO 1,8819 88 Sep 24,13 Dec 21,15 18,537.58 19,120.13 -582.55
Total $922,220.68 9976,168.89 453,957.77 $9.56
Net long-term capital gains or losses 453,968.21
Net capital gains/losses: -$54,826.18
Summary of approved payees and recurring payments
8,14Ed on your MAYOCZAYS. the IONOwing payees and ftaulleg pay nentS are COnSiffere0 'OWN& The payees and leCortin0payrnentS Wed CAVA/ do not Maude BAUPayreents &NOM( funds hanSkh and
payees*. As a (Mk (Ny ou may authorize addeoest tralekh to theft payees verbally and (21y ou et 00 Evros other verniers between warmer ass. ity ou have 4Cidttenal Wei anlitc Wooing ihstruchons
longer receiving ndwWool tcefiernations for payments to these payees. on lift 'cum, recene separate COnlifoleaftft: from your Finance; AdolOI.
re update or cancel any of these instructions, please Contact your foam& Admix
Ctsbutsement Last used
Payee cqscripton Amount (S) method Typal Event Frequency Start date End date date
Y123575 vaned Transfer Payee on file Upon request Na Dec 22.15
£NP70004008075072 NP700031i8760CCO3 1215 03057 Watitcom_0002/ffas 14 of 14
End of statement for account number Y I 2
CONFIDENTIAL
EFTA _00131845
EFTA01274052

Important information about your statement
LE6 Financial Services en. the F im or UEIS Financial — Prowde you- none a-d arcane number Of and) dams for cash). The SIPC asset protection limits apply to account held, you choose One Of the following
Surices1 is a merrter of all orincial sxsily, canna* — Desute the era or tie Wander you revere all a-ccunts that you hold in a panicula- capacity. kresment °backer
and colons exclaves. LES Financial Senices and LES $0k and explah as dem& as you cal shy you The EMI, together with certain affiliates. ha afro • Prochge Cement/mom.. hankie as seekng the
Bank USA are rdrect kbsidiares of LES AG and bele. a is an error or why you need more purchased %pokers/nal protection. The madmen generation d income crib..
affiliates of LES Searitin U.C. The Fim's Handal information anoint pasta to al •62bie awns, coliectirek erder • Mist* Opt*, Approciatan: Ineestmente seeking
statement is available upon reopen. The Fin's cumuli* — Proade the dollar amorit of the suspected ewor• this protection is 1500 millon a of December 10, 2013. yowl" of prncpal rather than the generation of
oft ices re a:
nod e.
The Firm or Cad Issuer MI rungs,.p ut compare Skeet to the poky corditons ad Imitations, cash a • Produce Comma** of income and Capital
U 1 W 2 P e 0 S e 0 F h H i a n w a an r k b c e o e n r d , B N S o I h u 0 l a e 7 u v 0 a n 8 r 6 d In . a f IC o n S r d b t h M u e si I n a e c n s a o s r i d e n a d t y s y a o n to u y d e ti r o r l o l t s e r p e a r o n w m e e o r w t r e o i / l r . l , I c s r o o w c t e k a t a y t o k y e u o r n u a o w rr n i a ll f h n a a t n w t a c h a g e p g a F 'e c ir i g t m y a . i e s A f fu o r r u r t a h t e l c l r o s o p p u r y o r o t a e f m c ti t o e e u d p n f o o ts i r o h L s o a l w d t a o in d S a in I p 9 g a m i r s t k i a l u l v io l a a n il r a e b l l e th e oAfp n pr o e u ci n a * ti o a n n - d h g ie a s s im oh en o t l s f a se ii x ta k l. g both the generator
L T B hi S s s F t i a n t a e n m ci e a n l S t re w p i r n e e se i n m ts m t u h n e e c . a O b t . h o e f r f i m cia u l r c e k co m rd e o a f y t ou c th o e m u p s le e t o e f O th ur e i m we o s ra tg y a c t a io s n in . g the tine h takes us to T up he o n S I s P e C g p u r e o s te . ct U. and the supple mental protection * • W C e on ll s e e rv ie e l : t A p r r t o S fi e le ek s s to maintain initial I:6mPa with
r e O o m ff t i i c s b i s a e i l o r s n e a , l c i p e d l d e x a r u s a e n n r e e n p I t f s o y . t o c h u o i r m b d e m o r n e e i d n t* i g a t h t c e e o ly r r e d n l is id s a i r n n i g t m n d g a a t t a o o s t r h h o e tid I s P h t l a a ea n te s c m e e m a e l n a in t t s e h t a a a u ll t c t io h : n k o c r i k d r s c t p o a a t r e e r g k d is a o tr n y to t a h t c e h c e fr o F o s n a t t n fe o o e f r s t t , o a o t tunes • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s b et u s t c h o e n l t d ro a l w le a d y b t y ro (a m n U d 8 in S c F lu in d a e n d c n ial b t n h u e a r t r n m is e e k a a a n n s r d e t h t v u e o r l n a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n t t o t k a t e g i e n e p n ' p t e a w r c a e t a e w t a i c e th r v i e d n c i a f nt
&inch Manager of the off ice arvig put account. my be abject to mancentnne lees, charges for late Services (e.g., certain 0) cash at UPS Bark (ii oath at inflation.
pajmmt for sashes purchases and charges kr unpaid UPS AG Samfordbunch, (id i-turarce pecint, • Moderns %Aro to accept scent risk to pinepal and
Athaiti al Figures shown are intended to be accurate. marts n cash accouns. Accounts that are warderred including variable annuities. and 60 shorts of mutual tobraie some notatility to seek holler returns.
statement data shxdd not be used kr tat purposes Rely to other instautions may te subject to a trawler fee. fends where such shares are registered drecdy n the • Aggrespie: Wang to accept hit risk to precipal and
soak omma-end lax fitentS,(i.e.. Form 1099, Sae. nane of the account holier on the took, ad records hid, volatility to seek highreturns over tine.
10425, etc.) whin prepregyour tax return. The Fin, 6 UPS Sweep Options of de applicable Imre a harder agerd).
required by law to repot to the IRS all ta.abk divide-rot UPS offers optiont Ica weeping cat balances, balances • Certain investment contracts or insentient interests Statement 'household:1C
reportable rontacable din:lends and amble interest to ba-A deposits at UBS Bak USA and LBS AG Stanford g., limited pHrtenhios and private placenents) tat We may consolidate al related account statements with
end en wcunties hind n per accerk net proceeds branch (Bank Sheep Programs), money market mutual are rot registered under the Securities Act of P933; the sane n the sank envetpe. Accords may
an sale transactors. and cog bases Cowman covered Ards (Many Ftn) and the Intend matDepose rd be related Ice this purpose berate they have owners
serve n. Accoun (OA)fa customers with an imernational • Ceosornnoditses contacts (e.g , foreign exchange and who also mainain Pint Yearn relationships with other
• C o P m le m as u e n re ic c a o ti n o f n ir s m w f i r t y h t o h ra e l F co in rt n m ermakons in nriti-g U ( S a S w A e n e u p e p P t r o M o a g a n r n a e a m g st e . i : m c A a e s s n h k t e b A d a c l k a c n n o c i u t e n a s t . a d r T e t h h s r w e o n u e g p to h t b t U i B e 1 S 1 B 1 A 3 a 5 G n B k ak r p d nc i c o o t m a m m e od ta it l y c o a p lr t e io t n ts c ) o . n in tr c a l c u t d s. i -g futures canasta c s • t l h e a o t n e u t m s s e e a n t h t t o s h l m e in s a g a r l ' e n R d e y n a d a s d ; e r p e p s a re s ra f . e t T e r h t e i o s n o r v e r e a c l e o c i p l v e e e ? s I — i n t d k i y n v o i o d u w u m a n l a a y s
to further protect your rilits„ incasing you rips Stanford Branch a a Money Fund. Deposits at U85 The SIPC protects:nand Its supplemental volution do decline hauseholding by calIng Jour F hancial Ackitor.
• u II d th e e r l i t n he e S n i c al a S n o t l * u I t n io ve n s e to n r t P h r e o t t e c c p ti l o e n f t A o c f t (WA fro ) st n Ba it n s k . U F S o A r o ar r e e FD i I t C r in in a su t r i e o d n in p e a a cc s o e m k k i n t e n e e w ve it r h N F i D t I g C ot n o o n t a ap s pl M y t a o t e th r e n s a e * a . s I s k e e t, e S s E e C n p 4 o th s e t y e o d th ir a a ta n i d s t e h a e p pear Friendly ocean name
of this statement is not USS Financiel Servkes, LGS ()epos* at LES AG Stamford8ra*, and shams of sUPlarientalprotenion do not protect again changes The Friendy sawn name reflects (dalmatian tat you
Financial Seraces caves your account as clearing Money Funds are rot nand by the FDIC. in the mato vas of yes investments ketether a a entered acct the Firm's °nine services websie. It a •
broker by ana-serrent wain the nokated insuknon result of market mthernent, inkier birkruptcycr customizable *niclrurier • chosen by you to amid yea
We Wormed you of this relatorchP when you Through the OA arailablo beach Ursa are swept to otherwitek rah Jots recordkeeping has no legal effect an your
s o ti e p e e a n r iT d e h i d e o s t d h a s is r c e O in l C o g c C b a O r t o J e k I d I e . a i r n , a U th P d is S y c f o a in s u a k n n y c u o ia u t l r m S a e i r d c vi e c s e a s a r a n e n d p d o r rt o t d A th e G e p F C o O U w C a o . c B c n a o l u B a n n ra t c s e n a s c h h U e B T ld S h a e A s t G e th d k e e L p m E os S t it o s A k a G r e E C n a a o y n m t c h a h a n a t B r re d r d a U n b 8 t y S , M ob o t r a e in in m fu or r e ia i t l i a o m n e is r a io va n l d a d b e ou w t S o I n C r , e b m o es ld t s Y * o t u h e m 5 a 1 y K a A th c d r c v o o i u s u o g n r h t . . O Y n o l u in c e a S n e c rv h i a ce n s g e a g b o y ts c k o i n e t n a d ct h rg c c yo o u u r r F t i n n a a m nc e ia s l ,
of ay error or emission to both firms. are temposanly noosed to the sovereign Sc of the Brock*, by contacting SIPC a 202.371.8300u by
Carron bland and there is no suarate a other hating the SIlt website armew.eibc.OE ACCOWt overview
All accarit statements shall be boned cornpate and dolgation of LES AG to repay the balances **do en the • Woe *Imo.' an-otmbhornta, Net of assets and
accurate a not objected to in nriekg within 60 days. UES Cayman's Brach's books. Dividend Reiwortment Program (OMP)
The crag reflected is an awe?. price You may obtan • Alma storeys mid* cash balances, vases fa
• Please diva customer complaints or impkies to Fe Deposits at UPS Bat USA and each UBS AG Branch are the actual price from you Fnancial Advisor. Only whole restricted s km), and Global tine DepOsits,
Fim's C hem Relations Depavnent at 201.352.1699 not protected by SIPC, Money Fund shays are protected dares re purchasedutter DRIP; partial three evil to u-realied maths to marke) and certain mots not hold
or toll.fr oe at 803.354-9103, 8.00 k M. to 6:00 P.M by SIPC See #U35 Financial Services Account kotecticn- sold ad the cash wa b dmosited n your account. The by tie Fim. Does rot include unpnced attune; assets
ET Monday through Friday, or in writing [DUES bebw. Addend reinvestment pricesuppled byte ,suer my at the end of the prim and caveat statement periods, or
F P i . n O a . n B c o ia x l S 7C n 6 a U re n s i o I n x C ., i t C y l , i e N n I t 0 R 7 e 0 la 3 t 7 io . n s DePalmente Upon pa reµret, balances in to Bari Sweep a Of t f e s r o ( l M d tn the market price at which to partial shares n p a ri m m a * b ra le re s s t t o n c w k n o s p , t t io ru ns s ted stock options and
• be case of errors or mestiam about an electronic Programs a OA may bee withdrann and shares of a • Liareatos Include, debt balanin cuestas-ding maul
fu-ch transfer WTbi payment a UBS Votdebit Money Fund may be liquidated, ad the proceeds Cadeleliou tort,, rre, don arrant balances.
card transactions, call 930-762-1008 ante to UBS returned to you or your seortin escort. Cn9 whole units may be held in IrOV acoud. If you ate • CashAtoney balances. Total of uninvested available
Financial Sena., Ix., 1000 Hatcr Pled, 6th floor, alined to a pata l unit as a result of a &idea pwrnird cash balances, plus UBS Bak USA deposit barces,UBS
Vileehavekere NI 07086, ALM RIAltECA Stinnes. Fuller ilomation about available wrap options, a clannish the Firm call ether sell panal talks at AG Stanford Branch deposit balances and more/matte
nearing anent interest rata, and yields, it available at marker price orr accept an Mount determined by a MAYA fund sweep Wane*, at the etas of the
Cal cr note as soon a; yos ran if you the+ you onewthsccmrsweepyiells. from your Financial Advisor rigtateed closeg agency, and credit your axon statement period. Noncom-nod* fret credit balances in
statement or receipt 4 nark; crapsneed more or by eating 800-762-1000. your accost are rot segregated from other balances
rdcrination docut a Wander on the tae ant or Investment objectives and tie Fern may use any ol these funds in the ordinary
incept The firm or Cad bsuer (as mottle)m ust UPS Nnancial Service' amount protection The runniest Oman* and risk profile an speck to course of its ttainess. These funds in payable upon
her from you no later than CO days after tie Pim The Fin is a member of to Secerilies Investor Protection each account and may ray between. Please ad.* the your demand. This total is included in to cement period
sent you tie fed stammer* on whit. the errcr or Caporal:* (51PC), which protects 'enmities scant, of Firmprom*/ in writing of any sicnilkara change in you closing value.
prcblext appeared. its !Darters up to SSO0O00 (ncludng 42`t0,000 for financier situation or ntestmert objectives. For each
SDNY_GM_00021226
CONFIDENTIAL
EFTA 00131846
EFTA01274053

Important information about your statement
(Continued)
Lending thionnation you wok' «say mem n the market Prces aro — •Ctistrionore to date' may ilclude return OI - h xenon to commessths received in connecter'
Fce Planed informaten on the Fins lending practices obtained from sum third pay sources which we capital, income a both. wth the sale or distrbsAion of aneady contracts
and deckinuen, refer to yew Client Retaicenhip betide to be reliable, but ate do not guarantee they — 'Cognation see' represents the nitul Aetna and int nentment oust units toots clients, we
Ageenson or Account Agnomen' and the General accuracy. price per urn and may n0t ref led your cost basis ands our affiliate none resents altering
Team ant Conditions UBS Staternera of Credit Frances — We fietwealY use the closing twice when avoibble of compensation from may of the insurance
mottle in agreements andOorkeemos at the mean of the bid rd ark prim fa lined • Restricted mantles ReMited seonhes genera* companies undenweiry the annuity {overacts.
'mu obs romroximoraltebirrea. Seetattfl and colons or onY bid prices for OTC are not Grimly Sablefor public salt LEIS Financial all Oates of the insurance companies or sponsors of
securities. Service, use, the malet price of tee unrestricted stock the snt imminent Mats we dortute.
Yoke meets — Less actiey traded mud in maybe priced using a of the same issuer as as, fl uted value for the — Cur affiliates also motive trading carraissens and
You stamen iumees securities rd other sets held vakeation model a the most recent price we restricted stock for purposes citha statement ceety. To other compensation from mutual kinds and
in the account at the end of the Stattinent period. You <Paned and may not reflect an actual mirket price the erten' that restricted securities are *liable for cab, insurance companies whose Prodach we drolakilei
may as for denary of Italy paid seascies at am time. vane. the wake receleed may be obstantialki less than the — We receive an anvil fee horn LOS Bank USA aril
You mayrecent sew-Wits used as loan coanal after — Certain peetion may appear without a price and krpuied value nom UM AG Standord Branch of up to $25 per occult
any balance due on them. Any *cooties will thaw spice was not avelable• ft we are sweeping to the bats under the UBS Bank Sweep
"Ito the Fim Prig the statement mead are unable is obtain a price for a warily • a (estimeted) Mame, cumin yields and rata Program.
Medal musket value as of the end of the staement — Deposits a sounds demmitated in currencies An a-Ornate of anal income is based on current
period. ocher than U.S. dollars are reflected at the exhange dnidend and tiered rates, assuming the securities will Adhity
• Cost bads. In damming the cost boas of the rate as of the statement date. be held for one yea from statement date or trail Scorrutiortregardng common and other eldrgeS
females included in this statement where ireaceled - ter chain sectritres rating in nenconermim maturity. This estimate is any a guideline, accuracy inctrred n correction wish the newton of trades.
with the nutter 'I,' LEK Financial Services An relied denoninatent. price and ClunitY Gate value) that aid maimed insane at not gueranteect ireldng open transactions has been voided on
al cbuined kom sources other than UBS have been adosted to f main. peeper valuation — Estimated annual income and curia Sad for anlimations venous/a' furnished so you. and will be
Fiusial Sakes. Sliding nip:malice, Iron another To obtain tuner cuotmOns, when avaiLatae, contact certain types of stories could inclide a ram of provided to you provenly on rep-rest
linter that you may have provided to yaw Financial nor inarnalAthisor. precut or (apt.' gains in SIM case the est
Ada« The Firm does not itd verityei income fend (mime weld would be overstated. Shot aalliq
gantlet the accur cc wady of ary idomation • Private ketsbnents and structured produras. — Foisted arrual exam wad newt yield arid the f you are engaged ii shot selling a security, sumo
presided by tames Om than LISS Frosial Services Mate nostrum securities (inclaiing deot actual income and yield might be lover a higher hot a chaise dm to cenan baron-9 costs for that
particpatim program and real estate imestmerd trust than the estmted artexans. particular security.
h Keehn attlxugh LOS Financial knees general& securities) and sirucued prodaos are generaly h V/ — An escalate of arrualized inane Wircleni ad's
updates this 0116mm:tines it if roconed, the lint algid. Cron structured ;redacts have not been intefesSdinded by the current make Open at
does not provide ate assistance that the informalion registered with the Securities and Exchrw valor average balances based on the Lea distend Regarding open a 'groceltilleancellee «dm that
seeder "Cost basis` and lintalced chi loss' is Commission a under ay date securities laws. We or merest payment made by the issuer and were not franned by the Statement date. Pm buy and
waste as of the date of this statement. As such woade es/Mated skies for private investment assumes the sectriesidepous will be held lo one sell Poporders are reduced by the more of die ier,*
Pease do not rey on this Information to make seventies and 'Mould predicts fee YAem,atcnal year ten the statement date or until makrily. a rights on an **dividends or mantas date unless
pushes.« sale decisions, for to purposes purposes my. Accuracy is not guaranteed. Accuracy and contnued yield se not guaranteed. intruded othentein by you. You am responsible fa
otherwise. Accounts transferred to the firm may — These values rowdily yulaStantially Ircen prices, if orders that me executed due to your failure to cancel
ref lea gad loss Hamm in any for the period ef any, at With a private imams secirity or • Awns not held by SIBS Financial Servicero Certain "'gig Wen Orders.
tent they are held at the Fen More historical soutved poliel may be ba4h a told and do assets are not held by the Finn and no mehn the
Somalian can be ailed by you Financial Admin. not neeesutily represent the vim you my recent Feint's possessen or control. These assets art Privacy
upon liasidation. daplyed on yam statement for informational To cbtoin a copy el our current Clem Foxy Mace.
• Unrealised gaiseficreees When data is available. — lhid parlyestiegos of yak* aro as of a certain pumped only. Positions and vales presented are Pease Contact your Fnancial Achim a visit our websei
estimated urrealized gain losses are calculated for date and are applied to UBS Nuncio' Services an a provided by the issuing fem. LOS Financial Services is at wino abs romiinvanita fro
nekvidal save/ lots. The transaction data for regular basis by an independent natation I km. not respossibk for du inf crouton and does not
rekvikrat lots mayor may not Matti C0rrwaSSi coh — Issuer, general winner or sponsor estimated values, guarantee is accuracy. These assets are rot protected UBS Gnmcial Services is no a bat The RMA Business
chars encrcr "acuity reagnitalen events. if any, ore supplied to the Fein by the our, by SIC or the Fires swplonental Sat coverage. Service Account BSA and IRMA are brokerage scants
Diedend and other reinvestment lots and systematic gram; parer a sponsor and may be calculated which pronde access to barking services and products
pischase lots me each cartned todisci/lone based on deferent Sermatian kern that used by • Revenue shoring and additional compensation. through arra-womb win at dated barks and other
averaged lot The • Trade date colmn presents the third panics to dome thee minuted values. — In addition to eCtinliSStteiS on saki and 12b1 lees theroparty banks, and provides access to entrance aid
aging transaction trade date. — toucan Mein additiorul riformatian regarding received n arnecton vain the chstribsaion of smut), products issued by inalloliatedthrdpany
the methodology used to determine the estimau al nvtual funds to our dents we ander alum offline insurance companies through Sums agency
• Callable securities Binds ad preferred stock that vale and the date of the formation that is the receive mime sharing parted horn distributers subsidiaries ol UBS Financial Services hc.
the issuer cals for earY redemption wia be selected basis f or the estimate by contacting your Financial and., advisers of the mutual finds that we sell.
«pans* by lot Iron among all Senates of that Ads«. Those emotes are based en two Moen: thestneEnt nsurance. and amply products:
issue held in out name or in nominee name Ice our - chid party esterged vatses may be reflected as cormenents Tithe amount of sales by LBS of a Not KM rend • No toink gunge** May lose vitae
clients Call lens Somation is obtained from third 'Not priced' in several taitadorc: Mien an partkuhr mutual kind lenity to our clients. and 40
panes and es accuracy is not guaranteed. Other call independent solstice Irm has not RCP'S« is the mot value of a parlicula mutual fund lamiys RMA. Resource Managertma Accord. Business Services
femurs may tint whiti could affect yiekt omplete unable to assign a valet when we become awn shares held at the lint Account EGA, RMA at international 45a-tree
igettnalm will be provided upon request that a material event has occurred nat may call a — We and or afloat. also receive nemerking and Management Attar., are registered service marts of
seeviody repined wk. inks question, a when °embus ;recessing lees in coraideratian for UPS financial Services PC
• Certificates of deposit (CITaa). COs aro FOK rimed value mold be linahki speculative due to the nacre transfer agent services that we provide to the
up to S.2%.000 n pricPal and accrued interest per a the seetitity mutual laid Thew feedgenerally are pad from Visa Signalise a a registered service mat of Vasa
depositor aid per deposimy 'Wainer' in accordance - When neither al Baler, general partner Cr sponsor dinvestor assets in the mutualturd and are a I Died hatimationa lOS Visa Sgrware aede cads and U3S
with FOIC rAes. estimated wake net a thrd-pary estimated vat* is our amount based on the muter of accounts at Visa debt cards are awed by LOS Bank USA with
Provdod the value of the 'minty willbedifferent the Itecaehdeald holding Inoue funds of that fund omission horn Vna u SA sorporaled.
• aricervalue hies displayed for onuses and ahoy Iron its ()Whale tatte. family
prockels may be higher a lower than the pia that UBS Financial Services Inc. Rev 201511
SDNY_G M_0002 1227
CONFIDENTIAL
EF1'A_00131847
EFTA01274054

UBS Financial Senecas inc. Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2016
Ctsf70056898990116xt YI 0
MAXVVPI I
NEW YOY NY 10055-7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number.
Your financial Advisor-
SCOTT STACK MANILYLE CASRIEL
Moue: 212-821-70001800-308-3140
Questions aboutyour statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeline at 800-8MA-1000, on December 31 (1) on lanuay 29 (1)
account 029323570
Your assets 821.65 0.00
Vlsitour website: Your liabilities 0.00 0.00
swiw.ubscomilinancialservices
Value of your account $821.65 $0.00
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 $821.65
Thou:ands
Net deposes and
967.1
erithdratrals -S821.65
Your nveS1102.11 return
Change in
market value $000
Value of your account
on Jan 29, 2016 $0.00
0g 00
•
Dec 2014 Dr: 23'5 Jan 2016
SDNY GM 00021228
PA•mber SIPC CNP103C0005039999 W003187084 OoCce 0116 03057500 100X0 Page 1 of 6
CONFIDENTIAL
EFTA_00131848
EFTA01274055

SUBS
Resource Management Account Account name: Your Mounds" Advisor.
Friendly account name: I SCOTT STACK MAMLYLE CASRIEL
January 2016
Account number: 212-821.700G 600.308.3140
Your account balance sheet
Summary of your assets
value on
January 29 (1)
A Cash ano money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets 90.00
Value of your account S0.00
Eye on the markets
Percentage change
Index January 2016 Year to date
S&P 500 -4.96% -496%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CNP7000900St339900NP7000187084 00003 0116 030575004a l-xoiwmnthY_GM_000211210e 2 of 6
CONFIDENTIAL
EFTA_0013 1849
EFTA01274056

Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor:
UBS Friendly account name SCOTT STACK MANLYLE CAskiEL
0 2- 1.1 Account number. 212-821-7000'800-308-3140
Change in the value of your account UBS Bank USA Deposit Account APY
ranuary 201611; Year to date (ST Interest period Dec 7 - Jan 7
Opening account value $821.65 $821.65 Opening UBS Bank USA Depose balance Dec 7 186.70
Deposits, including investments Closing UBS Bank USA Deposit balance Jan 7 $0.00
transferred in 0.06 0.06
Number of days in interest period 32
Withdrawals and fees,
Average daily balance $252.62
including investments transferred
out -821.71 -821.71 Interest earned $0. 00
Closing account value $0.00 $0.00 Annual percentace yield earned 000%
Cash activity summary Your investment objectives:
See account can this mon:hirer <MIMS Mance% in your Sweep Options art °laudedin the Opeeng and You have identified the following investment objectives for this account If you have questions
closing ()Banos sue. MC insurance adolits only to deposits at UBS Bank USA, of to decosns at GB5 AG,
Samford &arch of bank deposits prated t hrouch the UBS internanona Deposit Account pocciarn. SIPC about these objectives, disagree with them, or wish to change them, please contact your
protection applies 10 money market sweep hind bar:hogs but not bank deposits. See imporfans Womack:0 Financial Advisor or Branch Manage,. You can find a ful description of the alternative
about your statement on the last two pages d this document for Cetais. investment objectives in Important information about your statement at the end of this
document
January 2016 CO Year to date (S)
Opening balances 3821.65 $821.65 Your return objective:
Current income &capital appreciation
Additions
Your risk profile:
Deposits and other funds credited 0.06 0.06 Primary titaderate
Investment elgibilty consideration • None selected
Total additions $0.06 $0.06
Subtractions Your account instructions
Professional management fees and
related services -0.06 -0.06 • You account cost basisdefaultdosing method is FIFO, First In, First Out
Other funds debited -821.65 -821.65
Total subtractions 4821.71 4821.71
Net cash flow 4821.65 4821.65
Closing balances $0.00 $0.00
SDNY GM 00021230
00,70009309369931 NP7003187084 00033 MI 6 03057 900 I003 Pap 3 of 6
CONFIDENTIAL
EFTA_00131850
EFTA01274057

*UBS
Yournotes
CONFIDENTIAL
EFTA,13185I
EFTA01274058

Resource Management Account Account name: ELL Your Nnandel Advisor:
*UBS Friendly account n SCOTT STACKMANLYLE CASRIEL
January 2016 Account number. 212-821-7000/800-308-3140
Your assets
Some once, income and current 'glues shown may be approrimaie. AS a RSA. galas aidlosses ma/ not
be accurately reflected. See important inforatabon about your statement/11M end of tNs dXuMeM lOi
mate informs°.
Cash
Cash and money balances
potting telaxe Closing DaterCe Price per share Average Dni0enti Interest Der in
Hddng on Jan 1 (s) on Jan 29 (1) on Jan 2904 rate period period Cap amount (S)
UBS BANK USA DEP ACCT 821.65 0.00 250.000.00
Account activity this month
Dale ACIiily Description Amount (1)
Deposits and other funds credited Jan 2 I Transfer FM Vi 235750100 0.C6
Total deposits and other feeds credited $0.06
0$e Actinly DescriPtien Amotott (I)
Pees Jan 20 Fee Charged PRORATED ADVISORY FEE -0.06
Total professional management fees -$0.06
Date Annul), Descapbon Arnalini (1)
Other funds debited Jan 4 Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL •821.65
Total other funds debited -$121.65
Date Activity Oescripbco amount (1)
Money balance activities Dec 31 Balance forward $821.65
Jan 5 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 01104116 -821.65
Jen 29 Closing UBS Bank USA Deposit Account $0.00
The UBS Dant USA Oepa9t Account Is your plirrlory sweep Cglopn
SDNY GM 00021232
CeiP700C0305699903 W000107084 Co003 0116 0305 100000 ►age S of 6
CONFIDENTIAL
EFTA_D0131852
EFTA01274059

*UBS
Your notes
""—E=o === ----- 6 ' 6
CONFIDENTIAL
EFT,00131853
EFTA01274060

Important information about your statement
LBS Financial Seams ix. «he Firn or UBS Anoxia! - nrry res, r an1 ›-r-n sr ntr-firof r rr,t, dains for ostsol The SIPC awn protection limits aPPIY to account Mkt you choose one Of the following
SeMes)l is a merrter of all print/Pal mosey, am** — Mate the error or te render you ere sure all moults that you hold in a panicula capacity. boesment °Matins'
and colons exchanges. ues Frencial Senices and LEG kook andesylar as okay as you cal why you The Frm, together wth certain athletes, hm also • &Doke Curentbrome. Imam m seekng the
Bank USA re *dace stbsideres of LB5 AG and belie e is an error a why you need more purchased 2409cm/tat protection. The ~arm generation of income crib,.
affiliates of UM Seosities U.C. The Finn's urndal honnation mount mar so el *Gable clients, coterie9 Leda • Action. CaptirlApprociatiut Investments seeking
statement is available upon reckon. The tim's ;mania — Prot/de the donar arnart of the suspected era. this protection is 1500 millon a of December 10, 2013. scowl. of anceaal rather than the generation of
offices m rita r.
The Firm or Ord Issuer sodl beagle. your coradaint StMect to Me poky conktons ad lineations, cash a • Produce Combinaton of frame and Catpieka l
UBSFinancal Since, ta. and MI correct any error promptly. I we take more ton the Sim isfunkier protected for tp told 9 million in the Appreciation Moments sears; both gereratco
1200 Harbor Boulevard 10 banns day; to do this we call credit your atoms* emaciate sor all you exount; held in a partimlar of ncome and gowth of pupal.
Weehawken, N1 07086 for the moue you fir* is helm, so tot you will hat capacity. A fri ccpy of tie aim wadi/0 is mailable
tee use of the morey claim the time h takes us to upon request. Owen risk profiles
This Statement represents the only official record of you complete ou Mestiaation.
LEIS Fhancial Services JRM yra. Other mad, meat The SIPC protection rid the supplemental protection • Consewahe Seeks to maintain had arc'pat with
r e o o m ff t i i c s b i s a e i l o r t n e a , l r i p e d l d e o a t C u s p e U o r m e rt i p n B o t c y t o c h u o i n m b t e m a r i m e n d i e m ia t h t c e e o ly r r e a n c k l w e a - n r 9 i t e n d n g a a t t a r o o s t r k h o e t id s P ti t l o a ea t o e s m e la m e t n a in t k s e h t e a a u ll d t d io d e n i c c i k d n s e t p o a a t r e e r m d a i o r s n e t ' o t a i t e c h c e fr o F o s e n t r t n fe o o e f r s t h f a i is e c counts • b o y C th o e u o e r h l d a n n c o c f o i t n u A a n V n t c I v V ia a l l f u o a e s ' ) s b et u s t c M on M tro a l w le a d y b f y ro (a m n L d 6 in 3 c 5 l f a ire d x n el d b c e o a t t m r m is e e k a o a n r n s o d t m h v e e ol n m a s ti l a i o t n y s d lo m t t d a h o y e e r s e o n t t o t k a r e g e r e t p n o p e v a r e c a e r te a w l s l i y e th v li e e n c i a f nt
*nth Manager of the off ice maim you account. may be subject to maixenace lees, charges for Ide Services (e.g., cenain Marsh at U05 Bark, (i) cash at 'reflation.
*meat for secultin curetted« and charges Far unpaid LOS AG Slamlord bran" (id aurora prorlich • ~Mae Warm to accept sane Mr 10 Perciaal and
Mharai al figures shown are ntended to be accurate. am tats n cashate:Ants. Accounts that are barderred including variable *nukes. and 04 shares of maul tolerate some votatery to seek hirer returns.
statement data sh:uld not be used tor tax purposes Rely to other institutions may te subject to a transfer fee. folds where such shares are registered drecdy n the • Aggressite: Wiling to accept hire err to principal and
soteB on yeaend tax loons, 6.e., Form 1099, 5498. nine of de account holder on fie books ad records hilt volatility to seek high returns over tine.
10425, eto.)Men preps-bayou( tax return. TM Fine UM Sweep Optima of thx applicable ear or tinder agent).
required by law to report to the IRS *taxable ditidenot, URS offers option kr sweeping cash balances, balances • Certain mean* contracts or rostnot interests Statement Ilouseholdinr
report** rot-gm:ebb olvidends and treble verest to bank deposits at UBS Bar USA and LOS AG Starrnoni (eq.. kneed partnershix and private placement0 hat We may consolidate al related account statements with
emed on securities Feld n ps accunt, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered trader theSecuritiesAO of I933; the sane arm n the same envebpe. Accords may
an sake transactores, and cog base ca certain *end Ands (Money Bra) ad the tema cnal Deposit ad te related tor this purpose became they have owners
martin. Aran (OA)fa customers with an interiatimal • Commodities corrects fog, foreign exchange and who eko maintain Pint arrant relationships will ocher
Refa-ne Management Account. Through the Bank pmMsmetal cceetreetd. itxlucli-9 futures contracts dents at the sane address. This practise e how, as
Comouniattions rids the Finn Sweep Prosparro cash babnces ere swept to UBS Bat; and commodity option tontrans, •~ Poking 'R you prefer to recent rdiveclual
• Pleaseretort/ern ay oral corremnabans in orig USA up to a-lest:Jabbed Imo ad then to UBS AG statements mad in separate envelopes — you may
to further protect pur rights, intalg your rot Stanford Branch ix a Money Fund. Deposits at UPS T SIPC protect* and the sup/mental prolecton do decline hauwholding by hangOur Fhancial AMitor.
order the Stunt Ina-Star Protection Act (SPAS Bank USA are FOIC awed in accordance with FDIC not apply lo these asset ern 4 day oterwise appear
• el the finer ial hatitution on the top let of re trait nits. For rime infornatim perm kit wwwfdic got. on jar slakemerga We WC piglet-lien and the Friendly accourt name
of this simmer* is not LOS Financial Seevies, LOS Deposes at LOS AG StambrdElraa and Maas of ~mental protection da not poled archangel The Friddy account name retests moratior that you
thancial Maces canes sax account as *mg Mary Funds are rot instred by the FDIC. in te matel vabe of yak investments (whether a a entered as the fim's orate services rebate. It as a
backer by magerrent wets the ndcated nsteknon result of market movement. into« batruptcy cuttorniuble 'nidrum' chute by yea to mid yeti
We Wormed you of this reporm hp when you Through the OA, wailable tomb balance are wax lo otherwise) wets your mordkniaig hat no egal effect oa Yea
opened this accost In Inc cask your Art; arid decoct account; al UBS AG new York Senhed LOS account. You can (ha-germ Thendbraccotre names.
secures are located a UBS financial Stakes and rot AGC amen Branch These deposits are not hayed by More information i; avaliole won rexest VW may thro4h Onkre Services or by contactrg pas Fioa-cial
the kW:clambroker, ad punt mice armpor the FCC Balances held at Ihe UM AG Carnal Brach obtain more informition about SOC, enduing the SIPC Miser.
of try error or emission to both firms. are temp:wanly exposed to the sovereign ink of the Brochure, by tormaing 51K at 202.371.8300a ty
Carran blends, and there is no ranee or other dying the SIK **beige ar wer.a/pctim Maxon overview
All scent ;moments shall be *nod cornOte ad doMation of 1.85 AG to repay re balance; while on the • take *FM, accountiporoblio Net of abets and
accurate i not objected to in wrieim within 60 days. LES Cayman's Say's books. Dividend Ftervertanent Program (DMP)
The eke reflected 0 an average price You may obtan • Aset lockas available ash balances, alas for
• Please drat customer complaint or ismes to he Depose at LOS Bait USA and each UBS AG Branch are the actual price from your Financial Advisor. OM whole restricted secum lest), and Global Tine Deposit%
Fiat Clem Relations Oman-neat x 201.352.1699 not protected by 5IPC . Money Fend ohms are protested dares are purchased sat DRIP; partial shares will be u-rretaelred marks to maltel, and tedan not held
or toll-free at 803.3544103, 8,00 A.M. to 6:00 P.M by SIK. Ste *U35 Finntia Services Altant Fiotectitn- sad and the cash *3 baseman h your account The by Firn. Does rot include unaked sectritia assets
ET Monday through Friday, a in a-M-9 to LBS bebw. dvideed reinvestmea patesupplied by fie issuer may at the end of the prior and Dat nt statement periods, or
Feencial Services td, Client Relatim DePatment Offer tarnthe market ace al which the partial shares avast eirestrants, invested stock options and
P.O. Box 766 Urson City, N107087. Upon yrts request, balances h thx Bark Sweep ae sold enemata stock options
• an case of errors or <pastas about an electronic Awns or CA may be withdrawn and share-1de • IMO* Include, debt balsam outstanding mage
fu-ds transfer (FI2 be parent or UBS Miedrbit Money Roof ma/ be liquidated, ad the proceeds Cadeiclieu loans, credit rrr, scant balm-iced.
card transactions, call 939762-1000, «write to UBS retuned to you or your sautes acoxtet. CM whole urets may be held in you- wank dilur ae • Cashatoney balances. Total of uninvested available
Frontal Services Ix., 1000 Hat«B lvd, 6th floor, caned to a patial unit as a result of a tividerd moment cash balances, plus LIE6 Bak USA depose echoes, LOS
Weehawken NI 07086, Attu FGA4SSA States. had.. hemmaton about available sweep options, et °remise, the form tell eater sell partial .not at AG Stamlord Stanch depose balances and money metal
incbckeg anent interest rates and yeld% k available at model fake or accept an amount determined by a ennui lund sweep belancett at the axe of the
Cal or wnte as soon a you cat if jou fink me- merabscorrisweemtekk fru,n your francial Advisor et-goo-id abatis agony, andcredit yar morn stamen, period. No tree credit balances in
staemert or receipt k mom or if you need more or by rating 800-762-1000. your accost are rot segregated from other balances
eikonation soldat a Dander on the statement or Investment objectives ad Me Firn may use any of these funds in the ordinary
reap. The firm or Card bluer (as applcable)must ISI Finandel Senior account protection The nvestmea oboanes ad nsk profile xe speck to course on itstomes. These funds me payable upon
hear from you no liter than CO days *Her te Fine Tco Fine it a member of the Semites hvesta Protection each account and may my behveen Please adrne the your demand. This told 'n included n te anent period
sent you tie fir statement on while the arm or Corcoran:re (51K), which [reacts mollies marits of Firm promptly in mart; of arty sionakart change in yaw cloak, value.
~Wm alposed. ets mitten up lo S500,0:0 fnadng 12/.0,000 for Mad& *mean or erestmert objectives. For each
SDNY_GM_00021234
CONFIDENTIAL
EFTA _00131854
EFTA01274061

Important information about your statement
(continued)
Lending information you wouklacuagr metre n the market Fixesre — 'Dab-Citrons to date' may include return of - h addition to comasens received en connection
Fix dead informal:xi on the Finis lending practices obtaned from rano.* thrd paty sources which we caphr. into rte cc both. wth the safe or «striation of an-udy contracts
and ddclasve% refer to vox Clem Relationship beim to be reliable, but we do not guarantee they — • Cograturn sue' represents the cabal along and ern investment mist units to our clients, we
Acreernenl or Accord Apr...mere and the General accuracy. price per ling and may nKA felled you cost bass ander eta affiliate refer. rinse sharng
Terms and Conditions LOS Statement of Credit Pram ices — We barmwo lie the dosing price when avabblo or corepenstion from marry of the insurance
mailable in Agnomen's andOMbsonis at the mean of the bid rd as Pritfl for tisane • Resticted 'enmities Restricted seorthes genera* companies undenweing the warily contracts,
www trot romfarrountdrekorm SeCtiritil and colons or ore/ bid prices to OTC me not tummy eagble for publk salt LOS Financial allocates ot the irourn-e ccenpanies or sponsors of
securities. Sevres uses the market peke of tte unrestricted stock the unt investment rusts we &suture.
Your one's — Less al try traded securities maybe priced using a of the same issue as me imputed value foe the — Cur affiliates also receive trading corrations and
You statement Rants recuriiin end other assets held vak0ion model or the mon recent pie we restricted stock for purposes atria statement 014 To other compensate:citron neat lurch and
in the account at the end of the naming period. You obtained and may not reflect an actual mate) vice the enders that vet-okW securities are eliabla to sale, nsurance companies whose products we dmIrbute.
may ask for &Ivey of luk paid se-tureen at ary tine. cc vakre the yaks? received may be skkostakalE less than the — We receive an anal fee horn LOS Bank USA ad
You maytonne securities used as loan coateral after — Certain positions may appear watt a price and envied value shown UBS AG SurrIced Brandi of tea to $25 per account
ppay/ng icayy balance due on them. Any steadies will show as 'peke was not avalable• R ere are sweeping to the bares under the UBS Bank Sweep
In edro PRI to the Firm d.ring the sterenront period are unite so obtain a pricefor a wady • Est. Ent:meted) income, cement yield, and feta Woerarres.
Feudal market wire as of the end of the statement - Deposits or senses denominated n currencies An emirate of arrual income is bated on current
Point other than U.S. dollts ate retorted at the wochange dvidend and 'Peen rates, assuring the securities will Adivity
• Cast bad* h deteesmning the cost bans of the rate as of the statement date. be held fee ere year from statement date or well Narration regardng commissions and other charges
searthes inluded this statement where indeated - For certain stoats treeing in renethformieg maturity. This ennuie is only a guideline, accuracy named n co notion wth the executor, of trades.
with the nark« 'I,' LOS inancial Services An relied darninarown price ard ClunitY Race who) may and continued inane we not guranteect ineldng opeion transactions hat been included on
co informatith cbuined from sources other than UBS have been adysted to fatifaaleprepa vabstion — (strewed arnual income and anent ield for confirmations ccevotnE furnished to you. ad will be
fistrstiN Seei s. including nfe motion Item anothheerr To obtain tuners potations, when aratabk, contact (Man tapes of securities could nclde a fain Of provided toyou parptly on recamt.
lion or that you may have provided to yew Fnancial your FnarcialAdvisa. PrnePal or capital gains in 'which case the en
Adam The Nom does not independently wrily co income Cal curare yekl) would be overstated. Skirt selling
gad* the /aura« valdny of arch Womution • Private thresrowento and structured products. — (stinted race al income and orient yield and the f you are engaged in shot selling a security, you may
Provided by lanes Ow Than LES Froexeal Semites. Male investment unseen (ix lading Overt actual inane and yield night be lower or higher nos a charge dm to cenin bcirowrg costs for that
partiepatian pocqam and real estate incestmere bug than the estented arrrxrits. particular scanty.
h solielirt attlxugh LOS Financial Stirlen general& securities) and stueued prolicts ate generally h44r — An enmate of a-realized income (dividend and«
plates this idernutian as it is received. the Fine Ilkadd Centel structured «Ste, haw not been inures° divded by the Covent market Open «dare
does not provide my ass...ranee the the nformalkin registered with the Securities and Exehrw vakercawcace balance is based on the last di ids d Pnanfrg open CC scoStig cancelled' «dew that
under "Cost basis' arid "Urrealced gore loss' is Concussion a wider any slate securdies laws. We a Mere* payment made by the issuer and were not emotedbythe statement date, open toy wW
accware as of the date of this statement. As such provide enameled takes for private rivestreent awns the seashesideposes wilt be hell for ate sell stop orders are recited by the Punt of diadeexls
please do not reE r on this ono mation to make seventies and 'tattered pro:betted( intor matcnal year from the statement date Or urrul nuttily. or rights on an ex-dividends or <weights dote unless
;eschew a sale decisions, for um p.rposes Papaws ony. Accwacy is not guaranteed. Accuracy and continued yektare not geirantoni instructed otherwise by you. You we responsible for
otherwise. Accounts transferred to the firm may — These vats may differ substantial., from peak if orders that re hooted due to you failure to cancel
reflect garbs Hamm onE for the period d any, at white a prate ewe:tonere secuity or • Assets not held by OBS Fancies/ Service* Certain twang open ars.
tine they are held at to Fan More bine:real %Attired weal may be butil or scald and do assets are not held by the Fiero and not "whit the
rilitmaldn can be added by your Anoxia' Advisor. not necessarily represne the yak* you nosy Wei* Fin's possessor or control. These assets are Privacy
upon litaaidation. deployed on you statement for ineOlmahonal To obtain a copy of our ono* awn Privacy Notice,
• Unrealised galaxies then data is awaked - Rebid pinyest:non of rake aro as of a torten rarpOtet only. Positions and vakees presented we please tonal your Financial Adieu.- ec vied our websiu
'stinted a-reined ging bsses are alculated fa date and ate applied to UBS Financial Services an a provided b the awing fem. LOS Fruncial Swedes is at pane eke r« Soyi ntalev
enlviltal sonny lots. The transaction data for regular basis by an independent vacation I ern. not rep:ayble tor teninf crouton and ikes not
releviMal km may or may not Mien ccernussicee, - Issuer, general panne. Of sponsor estimated velvet guarantee as accuracy. these assets are not protected UBS rerancial Swedes is rice a bark the RIO% Business
chimes et vacuity reorpneratem everts. if any are supplied to IF* Firm by the our. by SIC or the Finis upplemental UPC coverage. Services Account BSA and IRMA are brokerage anoints
Diidend and other reinvestment lots and systematic wealpaler a spans« and may be calculated whkh provide access so barking services and products
pachne lots are each combined to display one based on Offerer* itematon Iran that used by • Revenue sharing and additional compensation. though arrangements rah tinted banks and other
thwacked lot. The Trade dale' coloth presents the third pities to drive thee minuted molts. — In ad6tion to OrrefliSSCaS on sans and 12b.1 lees thrd-party tanks, and prowles access to nsurance and
orignal transaction trade date. - You can obtanaddaiora information regarding received re ccenecton *Oh the dathIntion of smuts. products issued by wit flared thrdpany
the methoebbgy used to deteemine the estimate of mutual furxh to our dents we ands gal aflame insurance companies through "-durance agency
• C th a e l l i a n b u l e e r s e e a c t u s r f i o ti r e e s a Bo n re d d s e a m rid p t p iv re e f w err d e b d e s t s o e c l k e c t t h e a d i b v a a s l e e s a to n r d th M e t e s d t a im te a o te f b th y e c i o a n to ta r c m tin a g n y n o t u h r a F t i i n s a t n h c e ia l r a e r c d e o iv r e a re d v vi e s n o u rs e o sh f a th ri e n m g P u r t e u m a i l e b r i e r s d f s r o th m a t d i w st e r i s b e u ll t . e rs subsidiaries of UBS Financial Services Inc.
aparesalE by lot km throng all SOOfdaeS of that Advisor. These amounts are baud«) two dlferent IngeltrnEnl, nsuraxe. ard annuny products:
issue held in our rume or n nominee mine for or - Thid patty interned vabes may be reflected as components 0 the amount of sales by LOS of a Not KM rand • No berth guarantee* May lose vakte
dents Call basso inlconaidn i obtained from third 'Not priced* n several shot:ono when an pandular MIAS fund f aroiE to oat dents. and 6)
path.. and is accuracy is not guaranteed. Other call independent valuation Inn has not stppkeda a the asset valuer of a particular casual find I amiys RMA. Resouce Management Anoint. Business Seines
leaves may oat whch could affect yeekt coiplete unable to assyn a vale, when we become envie stares held a the Inn Account BM, IRMA and retemaicnal Resource
et ernal«) will be pro sided icon request. that a material event has «Geed that may call a — We and our afloat. ate recewe networking and Management Accord at registered service marls of
previously reported vete no (Nation, or when CernINS processing lees in consideration br UBS financial Services tic
• Certificates of deposit (CDs). COs are 10K inured yaks. ward be highey speculate...due to the neare trader agent union that we provide to the
up to 5250.000 in preicPal and accrued interne per a the secuity. nbtual (truth These f en generally are paid from Visa Signnue a a regained service mark of Vase
depostor at per deposing ninitifiCrt in accordance ▪ When neither an *suer, general paint or spins« imnveessttoorr aasssseettss iinn tthhee mmuu ttuuaall ffuunndd aanidd aarree aa ffreieedd hurnationt Muds Synced" credt cads and WS
with FOIC rules. estimated value nor a thrd-party estimated value is doll, amount based on the rurnber of accounts at Vas debt cards are issued by UM Bank USA with
provided the value of the security wig bedifferent the lenaker.dealer holder; ritual kinds of that fund pirnession from thre USA Incomoraled.
• Pricehalue Prces displayed for reasikes and «het from its probate PP- family
prockins may be higher a lower than the price that (CS Financial Services Inc Rev 201511
SDNY_G K400021235
CONFIDENTIAL
EFTA 00131855
EFTA01274062

SUBS UBS Financial Services Inc Resource Management Account
299 Park Avenue
25th Roo(
New York NY 10171.0002 February 2016
cnie7.935749165071o n Not 0
GHISLAINE MAXWELL
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your financial Advisor:
SCOTT STACK MAN1LYLE CASI0EL
Phone: 212-821-70001800-308-3140
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeline at 800-RMA-1000, on January 29 (S) on Febmary 29 (1)
account 029323570
Your assets 0.00 0.00
aoo 0.00
1fislt our websIte: Your liabilities
www.ubstornIfinancialservices
Value of your account $0.00 $0.00
Sources of your account growth
Tracking the value of your account duriag 2016
Vakie of your account
at year end 2015 S821.65
S Thousands
Net deposits and
167.1
withdrawals -S821.65
Your tivegrnent return
Change in
market vats. 50.00
Yak* of your &caret
on Fels 29, 2016 *Lao
0.8 0.0
• •
Dec2014 Dec 2015 Ian 2016 Feb 2016
7
014Y GM 00021236
PA•mbar SIPC ONP709:0305749165 NP70002(r2277 00003 0216 030575004 Pegs 1 of 8
CONFIDENTIAL
EFTA_00B1856
EFTA01274063

cat UBS Resource Management Account Account name: GHISLAINE MAXWELL Your 15 vandal Advisor
Friendly account name SCOTT STACK MANLYLE CASRIEL
February 2016
Account number: 212.821.70001800-308.3140
Your account balance sheet
Summary of your assets
Value on
February 29 (1)
A C att; and irOney balances 0.00
B Cash alternatives 0.00
C Equities 0.00
I) Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account Soso
Eye on the markets
Percentage change
Index February 2016 Year to date
S&P 500 -0.13% -5.09%
Russell 3000 -0.03% -5.67%
MSC I - Europe, Australia & Far East -1.80% -889%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
01P70009005749166 M9003202277 00003 02 l6 030575001 otgraccom_0002121121ge 2 of a
CONFIDENTIAL
EFTA_00131857
EFTA01274064

Resource Management Account Account name: GHISLAINE MAXWELL Your /Im edal Advisor:
UBS
friendnlyt account SCOTT STACKMANLYLE CASNEL
Accou n ber 212-821-7OOO18OO-3O8-3140
Change in the value of your account Your investment objectives:
February 2016 (11 Year to date (1) You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Opening account value $0.00 $821.65 Financial Advisor or Branch Manager toucan find a full descnpocn of the alternative
Deposits, including investments investment objectives in important information about your statement at the end of this
transferred in 0.00 0.06 document
Withdrawals and fees, Your num objective:
including investments transferred Current income &capital appreciation
out 0.00 -821.71 Your risk profile:
Primary - Moderate
Closing account value $0.00 $0.00 Investment eligibthty consderation - None selected
Cash activity summary Your account instructions
See Account actuts this month fot <Seth Is Balances in your %veepOptions are indudedi n the clueninO and • Yots account cost basis default closing method is FIFO First In, First Out
closing Warms eat*. FDIC insurance aoolits only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stanton &arch or bank deposits placedihroudi the uBS intonation*, Depose Account gegen,. SIPC
protection applies 10 money market sweep fund !sidings but not bank deposits. See important inSottnano
%Out yOue statement on the last two pages et this document for teals.
February 2016 CO Year to da to (S)
Opening balances $0.00 $821.65
Additions
Deposits and other funds credited 0.00 0.06
Total additions $0.00 $0.06
Subtractions
Professional management fees and
related services 0.00 -0.06
Other funds debited 0 00 -821.65
Total subtractions $0.00 -$821.71
Net cash flow $0.00 -$821.65
Closing balances $0.00 $0.00
SONY GM 00021238
01P7C003305749167NP7003202277 00033 0216 030575004 100000 Pag• 3 of 8
CONFIDENTIAL
EFI'A_00131858
EFTA01274065

*UBS
Your notes
ormano"........2,,...,a,amos.. , ,c,,,,,,,,,,,,o,,g, a a a
CONFIDENTIAL
EFTA,B1859
EFTA01274066

Resource Management Account Amount name: GHISLAINE MAXWELL Your Pi sandal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
February 2016 Account number. 212-821-70001800-308-3140
Realized gains and losses
The estimated realited gains and losses Shown tender are nix Ice tat Pulp0SeS. Please note that gain or kiss inlormaion we mw not as use gam and losses It:rano:al changes. we aunsmaiscaly adjust cost ONO°,
recognized a. the sae or reckrrotion of cenan Structured Products, Ike Contingml Debt Secutrhes, tray be lat.exerrot and AMT coupon municipal sec unties for estimaed amortization of bond prernans aid for accreted OIL)
°ninety, and not Ceepilli, gain a loss. Please check with your tax achyor. To calc date gem and losses. we for se( wales issued at a &count. II you requested that U8S Oust cost been for the bond ',rem um .smortabon on
liquidate the ddest security lot first Ihis Is krcenn as the first" n I lest-out or Fr° accounting method We use Isiable debt sec mili n then cost bons reflected for these securities has been acflusted eitiMatm in the (Melsm ilc d
this method unless you specified whit h la lot to close when yeu placedyour order. This if known as a %omit section can net be classified as short terra or longterm bet auto information it mitang Or the product is one in wrath
purchases or vSP order see important information about your sraterpent a the end of this dccurnent for more the patriots akulaton is not provided
Prior month or year activity adjustments
Gan and IOSS canals presented he («elect charges to prenouPy reported gains and losses. resurano Iron, a sae transaction, the amount of the d sal owed loss has been added to the cost bans d tre securities cf the same issuer
trade caicellanon wash sae itansation cr an updae to cost basis If the al ustrneM is a resat d a wash that you had stbsecpent to the wash sale
Short-term capital gains and losses
wash sale
Ouartuty or Purchase Sae Sat COst <0A DNS
Security °cyclotron Method fae watt date dale amount (S) basis (2) actusirnem(1) toss (SI Gan (S)
EATON VANCE FLOATING
RATE FUND I Adjustment 29321 Dec 31,14 Dec 21, 15 246.00 260.85 -1485
Adjustment 27 891 tan 30,15 Dec 21, 15 234.01 247.88 -1387
Adjustment 25220 Feb 27, 15 Dec 21, 15 211.59 226.44 -14.85
Adjustment 30.284 Mar 31, 15 Dec 21, 15 254.08 271.94 -17.86
Adjustment 28.711 Apr30, 15 Dec 21, IS 240.89 259.02 18.13
Adjustment 29.308 May 29, 15 Dec 21, 15 245.89 263.56 -17.67
Adjustment 28.310 Jun 30, 15 Dec 21, 15 237.52 252.64 •1512
Adjustment 29.620 kr 31, IS Dec 21, 15 248.52 263.79 -15.27
Adjustment 30.915 Aug 31, 15 Dec 21, 15 259.37 271.65 -1228
Adjustment 29.697 Sep 30,15 Dec 21,15 249.16 258.32 -9 16
GOLDMAN SACKS STRATEGC
INCOME CL I Adjustment 79631 Dec26, 14 Dec 21, 15 776.40 822.53 -4613
Adjustment 27 701 Dec 31,14 Dec 21,15 270.09 284.74 .1465
Adjustment 29.774 tan 30,15 Dec 21, 15 290.29 299.51 -9.22
Adjustment 28.292 Feb 27, 15 Dec 21, I5 275.85 288.57 -1272
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z Adjustment 22.072 Dec 31, 14 Dec 21,2 207.70 213.83 -&I3
Adjustment 21.780 tan 30,15 Dec 21, IS 204.95 210.86 -5.91
Adjustment 17 783 Feb 27, 15 Dec 21, IS 167 33 173.10 -5 77
Adjustment 18.824 Mar 31, IS Dec21,15 177.14 182.73 -5.59
continued neat page
SDNY GM 00021240
c Moto0a3c6749169 Ny700370777700033 0216 03057a1012000 Page S of 8
CONFIDENTIAL
EFTA_00 I 31860
EFTA01274067

;It UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Knancial Advisor.
Friendly account name) SCOTT STACK MARTLYLE CASRIEL
February 2016
Account number: 212-821.7000/800-308-3140
Realized gains and losses (continued)
Prior month or year activity adjustments (continued)
Short-term capital gains and losses (continued)
Wmh sale
Queasy or Purchase Sale Sae Cost cost basis
4.- 1 aeon method late vam dare dale arnounl (S) baa (f) aliuslmtiateit LOP (S) Gain (5)
Adjustment 18657 Apt 30,15 Dec 21, IS 175.56 181.16 -560
Adjustment 20308 May 29, IS Dec21, IS 191.10 196.68 -5.58
Adjustment 19267 km 30, IS Dec 21,15 181 30 185.09 -3.79
Adjustment 19387 1u131, 15 Dec 21,15 182.43 186.32 -3.89
Adjustment 18658 Aug 31,15 Dec 21,15 175.57 178.06 -249
Adjustment 19.978 Sep 30,15 Dec 21,15 188.00 188.72 -0.72
Total $5.890.74 $6,167.99 -$27725
Long-term capital gains and losses
wash sale
Quantity or Purchase Sae Sae Cost cost basis
Securily description Method race vdue date date amoum (S) Pausal adjmiment(S) Las Cal Gan (5)
EATON VANCE FLOATING
RATE FUND I Adjustment 5,463.943 Jan 29.13 Dec 21,15 45.84248 50,082.15 -4,239.67
Adjustment 2,727.687 Ian 21,14 Dec 21, I 5 22,885.30 25,083.66 -2,198.36
Adjustment 22255 Feb 28, 14 Dec 21, 15 186.72 203.97 -17.25
Adjustment 24.950 Mar 31. la Dec21, 15 209.33 228.20 -I&87
Adjustment 23.853 Apr 30, IA Dec 21,15 200.13 217.45 -17.32
Adjustment 24.941 May30, 14 Dec21,15 209.25 227.60 •It35
Adjustment 25190 Jun 30, 14 Dec 21,15 211.35 230.13 -18 78
Adjustment 26114 14,131,14 Cec 21,15 219.09 237.81 -18.72
Adjustment 26.834 Aug 29, 14 Dec 21,15 225.14 243.79 -18.65
Adjustment 26426 Sep 30,14 Dec 2I, 15 221.71 237.99 -16.28
Adjustment 26.475 Oct 31, 14 Dec21.15 222.13 236.18 -1605
Adjustment 27 933 Nov28. 14 Dec21, 15 234.36 251.27 -1691
GOLDMAN SACHS STRATEGIC
INCOME CLI Adjustment 4,731.710 Jun 24, 13 Dec 21,15 46,134.17 49,537.05 -3,402.88
Adjustment 1,874.976 Sep 03,13 Dec 21.15 18281.02 19,629.44 -1,348.42
Adjustment 2,068.768 Oct 02, 13 Dec21,15 20,170.49 21,658.28 -1,487.79
Adjustment 4,790.169 Jan 21,14 Dec21,15 46,704.14 51,155.00 -4,450.86
continued next page
cmpic008005749170NP70CO20227700CO3 0216 03057500 10i0ffilay_G M_00021/4.0. 6 of 8
CONFIDENTIAL
EFTA_00 I 3 I 861
EFTA01274068

Resource Management Account Account name: rELL Your PI sandal Advisor:
UBS Friendly account name: SCOTT STACKMANLYIE CASRIEL
Account number. 212-821-7000/800-308-3140
Realized gains and losses (continued)
Prior month or year activity adjustments (continued)
Long-term capital gains and losses r..younued)
Wash sale
Ouantity or Purchase Sale Sete Cost cost basis
Security description Method fare ate date date amount IN basis (S) altaiment(S) las (S) Gan (1)
Adjustment 27.967 Feb 28, 14 Dec 21,1 5 272.68 296.42 -23.74
Adjustment 30632 Pier 31. 14 Dec21, 15 301.10 328.56 -27.46
Adjustment 28.811 Apr 30,14 Dec 21, 15 280.91 305.37 -24,46
Adjustment 30.060 May30, 14 Dec21, 1S 293.28 318.53 -25.25
Adjustment 28.473 Jun 30, 14 Dec 21,1 5 277.61 300.64 -23.03
Adjustment 27.460 Ai 31, 14 Dec 21,1 5 267.74 291.88 -24,14
Adjustment 27.620 Aug 29. 14 Dec21, 15 269.29 290.82 -21.53
Adjustment 23.003 Sep 30. 14 Dec 21,15 224.28 243.58 -19.30
Adjustment 27202 Oct 31, 14 Dec 21,15 265.22 285.06 •19 84
Adjustment 38518 Nov28. 14 Dec 21, 15 375.55 400.17 -24.62
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Adjustment 7,400.957 Ian 29,13 Dec 21, 15 69,643.00 74,111.17 -4,468.17
Adjustment 2,209.898 Oct 02, 13 Dec 21, 15 20,795.14 21,584.45 -789.31
Adjustment 22.939 Feb 28, 14 Dec 21, 15 215.86 225.66 -9.80
Adjustment 24.210 Mar 31, 14 Dec 21,15 227.81 238.66 -10.85
Adjustment 29.569 Apr 30, IA Dec21, 15 27825 291.17 -12.92
Adjustment 29857 May 30, 14 Dec 21,1 5 280.95 295.21 •14.26
Adjustment 27233 Jun 30.14 Dec21,15 256.27 269.27 -13.00
Adjustment 27.968 1u131,14 Dec 21,15 263.17 275.43 -1226
Adjustment 26.641 Aug 29, 14 Dec 21, 15 250.70 263.13 -12.43
Adjustment 24.797 Sep 30,14 Dec 21, 15 233.34 242.46 -9.12
Adjustment 23.681 Oct 31, 14 Dec21,15 222.83 232.01 418
Adjustment 29.010 Nov26, 14 Dec21, I5 272.99 283.36 -10.37
Adjustment 20831 Nov28. 14 Dec 21,1 5 196.02 203.26 -7.24
Total $298,120.80 $321,038.24 422,917.44
SDNY GM 00021242
CNP7000)305749171 NPIOCO2Cr2277 00003 0216 0305750). oc0o0 Pero 7 of 8
CONFIDENTIAL
EFTA 00131862
EFTA01274069

*UBS
Your notes
cu,,o.87,77.. ,87077.8..,8,7,7 5 ,oat,,,,,,,,,n.,Ays a al 8
count
CONFIDENTIAL
EFT,00131863
EFTA01274070

Important information about your statement
U3S Financial Services Tx. the Fire or UBS Anemia - 17,, r rd ni,,vs rrj claim for cash). The SIPC asset protection limits apply To account Inekl, you choose one of the following
Senakes)i is a merrter of all orincial stony, cannoily — Descrte the error or trie nosier you ae unsure all account that you had in a panicuty capacity. emend °banes'
and colons enhages. LA36 Financial Semites and LEG Exult and explain as cleatr as you cal shy you The Fim, together with certain alines, has also • grodue amentaxon. ,nation as seekng the
Bank USA se rdrect %badmen of LBS AG and belihe t is an error a why you need more purchased peciparriontal protection. The madmen generation d income crib..
affiliates of L85 Seckritin U.C. The Fim's financial information anon payable to al elan clogs, conligh inn • Ann Capttaf Appreciatan: Immanent( soaking
statement is available upon reoen. The FirMs mauled — Pronethedollar amount of the suspected emu. this praeclico is 1500 millon as of Decanter 10, 2013. yowl" of prncpal rather than the proration of
off ces ay a:
e.
The Firm a Cad ISSUE./ wi inaaigae sue conaairc Sneed to the policy corditons ad Imitations, cash a • Produce Comaineton of freak ht e
UBS Ennui Since, lac. and MI carat any error prone*. I we take mop tan the Firm is fund enacted fa i.e to tI 9 million n the of an:hgieositm enotfs sentry both gereratcn
1200 Harbor Boulevard IC) business dap to do ha. in MI mink your accept agg'egae for all your amounts held n a pannier noon,* pritiMI.
Weehawken, 10 07086 for the a-notrit you theft 6 al error, so That you will haw opacity. A Iii copy of The poky wading is mailable
the use of the moray dreg the tare it takes us to upon request. OV4t0I tisk profiles
This statement represents the only official record of your complete our instigation.
LBS Struncial Strain ann. Other non rant The SIPC wont Co and the supplemental potation • Conservan Seeks to maintain initial prirepal with
r n o o m ic t i k s b e s e l i o r t e n o l i p e d l d e o I a c a s u e n n r e e n p I t f o s y . t o c h o u n i m b t e a m r r a e in t d e i g a t h t c e e o ly r n e n f l i i s c * t a i r n n a g e n d r g r a o t t a r o o s t r h h o e u ld u s P t lO n a a t c e S m 9 ia m e l n a n t k s h * ta a a u ll t d i i o t e n i c r r k d s c t p o a a t r y e e a g d b u l o e la n t r o t a i t e c h c e fr o F o s e n t r t n fe o o e f r s t h t , i m i e s oans • b o y C th o e u d r r t o a a n n c o c f o i t n u a a n o n t c P v ia a ly l l u a n e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n U d i 8 nc S lu fi d n e a d t n al t l n a a a w t m r m is e e k a a a n n s r d e t h t v u e o r l n n a s ti o l a it n y n d to m t d a h o y e e r s n o n t o e k e n e g e e p n o p e a w r c a r e t a e w l , s i i e t g h v n e d n c 4 a nt
&inch Manager of the nee undo your account. may be subject to manna lees, chages for late Services (e.g., certain (i) cash at LBS Bank. (i) cats al inflation.
payment for exudes purchases and chirps for unpaid LBS AG Surnfird brand; (id i-turamo Froelich, • Maferart Willing to accept sane risc to pincOal and
Anacti al figures ;boon are Intended to be accurate. aments in cash acookras. Accounts that me wan-fared including variable annuities. and (in shares of rind tolerate some kotataty to seek hirer returns.
statement data staid not be used for to purposes Rely to other InSlaUliOnS maybe subject to a trawler fee finds where such shares are registered drectbe n the • Apprespie: Wiling to accept hip risk to prexpal aid
sae& on yeakend tax Icons. Form 1098. 5498. nane of the account holder on to books at records hip senility to seek fopreturns over time.
10425. etc.) whin preprergyour tau non. The Finn 6 UBS Snip Opine of the &patina near a herder agent),
required by low tonal to the IRS ant:A.6k dinideria, UBS offers opt:mar nymphg cash balances. balances • Certain inennot contracts a hat-anted interns Stan-non touseholdne
report** rchtaiable nidends and taxable merest to ba-A deposits at UBS Bak USA and LBS AG Stanford (eg., limited palnenhias and prime placements) tat We may consoldan al related account statements with
end n acuities held nyokr accent, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of I933; to sane ac teas n the sane envertpe. ACCOaltS may
an sale transactors, and cog bans on certain covered arch (Money Era) ad the entent coal Depose ad be related la this purpose became they have amen
finnan. Accent (Cara customers with an international • Commodities cornets (e.g foreign exchange and rho alto maintain Pin acorn relationships with other
ft•SOSOP Managemen1 Account. Through tie Bank yet cos metal conlrach), including futures antracts clients at the Sam? address. This prance 6 nen as
Cenenurtications with to Sweep Program cash bala-ces are swept to 11135 Bak a-d commodity option contracts, •Ixuseloling R you prefer to reahe individual
• Please re.coSirm ant oral cormitnca borts in wring USA up to an estetashed knit ad then to UBS AG statements mead in separate envetpes — you may
to father protect your rept; inclAng your ropes Stanford Branch a a Money Fund. Deposits at UBS The 51K protector, and to suppkmental protean do decline heuseholding by calIng 'Our Financial A&isor.
under the Scorns Imestor Protection Ace (EPA). Bank USA are FDIC enured in accordance with FDIC not apply to these asses es,4 Sty othetrnst appear
• II the finax ial institution on then left of the from rules. For rein Harrah" pease kit rowefdic on you. sigernen. The SEC protection and the Friendly account name
F o i f n t a h n is c i s a t l a S te in m g e e n s t i c s a n n o e t s U g 3 a S s F a n c a c x ou iS n t S a t s ro c k l e e s a , m L g B S D M e o v n on F u a n t d U s B a S re A r G o S t n ta a nf n o d rd b E y lr a th -c e h F a DI d C. shaes of t in ra t P h k e e m ne a n i t n al p v r a o l t e e c o t f io y n d d s o i n n v o e t s w tm o e n nt t s a n g e a th in e c r h a a s n g a e s e T n h t e e h re i d e c d a & n t h a e cc F o i u n nt s n o a n m lin e e re s f e le rv c i t c s e i s n : f d o e rm ba a t t e io . n I t t a a t a you
broker by ana-gerrent coats the nolcated Ionian result of market mokerneM, hue batruptcy or catornitable 'nide-arm • chosen by you to visa yeti
We trimmed you of cos relators hp when you Through the Ok mailible ben balance, are swept to otherwieg well your recordkeeping It has TO legal effect a your
s o e pe a n rk e i d e s th a is re O l C a C s O te JI d I. a In U ti B c S u fi s n e a , n y c o ia u l r S A er r v d ic s e s a a n n d d rot d A e G p C o n t/ u ac n co u B n r t a s d at s U B T S he A s G e d N e e p w os Y its o r a k r e E n tra o n t c h h a ar n d d L B by S More information is avalne tpon man You may a th cc y o u u p nt. n Y i O n J e ca S n e c rv h i a ce n s g e a y b ok y e c R on ie ta n c * tr a g c y c o o u n F i n n a a m nc e ia s l ,
tie rexclicrg broker, ad youn ut mace a report the FOC. Balances held at the LBS AG Cayman Brant obtain more information about SIC, nadir* the 51K Adeisor.
of ay ma or amain to both firms. are lemon* ippon to the sovereign rah of the Brochure, by contacting 51K at /02-371-8300a by
Cann bland; and the is no suarartae a other using the SIC website at ionew.alptoop ACCIMM overview
All accent statements shall be deemed corrynt•ard obligation of LES AG to repay the balances While ti the • Van oiyoor an-ounttrorgoin Net of assets and
accurate f not objected to in writing within 60 rays. LIES Cayman's Brach's books. Dividend Renerbeent Program (DROP)
The orCe reflected 6 an akerage ake You may obtan • Ante Inclas avail* cash balances, vans leer
• Please diva customer complaints or impales to the Deposits at LBS Bat USA and each UBS AG Branch are the actual price tromp:kr Fnancial Advisor. Or while restricted storey (est), and Global Tine Deposits,
FimmClem Relations Depavnent at 201.352.1699 not protected by SIC. Money kind shays are protected dares re purchased 'rider DRIP; partial shares will be u-realred marts to make; and certain nets not held
or toll.fre• at 8C0.364-9103, 8:00 AM. to 6:00 P.M by SRC See *U35 Financial Services Account dotecticei mild ad the oath wa be deposited h your accent The by tie Fim. Does rot include unpriced wainassets
ET Monday through Friday, or in yeriti-g to U3S ben. caddied reinvestment pricesupplied byte issuer may at the end of the pior and anent staterreM periods, or
Financial Seances Ix., Client Relatb5 DePatmente fifer from the market price at which der partial shares praise irveanwns, nvested stock opions and
P.O. Box 766 Union City, N107087. Upon vas tons; balances in to Bank Sweep a* sold enemnatie stook options
• h case of errors or cpestin about an electronic Prod:ans.:ran may to eithdran and shares of a • Lianas Include, debt bala-ces, Quist/I-ding MaSIn
fun transfer WT bi payment or UBS Veedebit Money Find may be liquidated, ad the proceeds Cmlenlieu loan, credit kir, 001S CONalt balinces.
card transactions, call 990-762-1000, a ache to UBS retuned to you a your seamen account. pity whole units may be heed in yoke attend. t pot are • CaiWeoney balances. Total of uninvested available
FrancialSenices Ix., 1000 Bator Blvd, 6th floor, mined to a petal unit as a result of a olviderd p4rnent cash balances. plus UBdSe Bak USA deposit bataces,U3S
Weehawken NI 07086, Attu RIAACESA Seams. Finn Hofmann about available sweep *pions, or °triennia, the Firm *II ether sell panal Was at AG Stamford Branch balances and money mats
inking ourent Merest rates and yield; 6 available at morn ark* a accept an annunt determined fly a metal sweep hires, at tie clove of the
Cal or watt as loon a; you can if you ihrle your moans anisweenelds, from your Francial Advisor regne-ed closing agency. and credit yin accord staernera period. Noreccermodity free credit balances in
statement or receipt is nag or if you need more or by eating 800-762-1000. your accost at rot segregated from other balances
incemation axut a transfer on the nommen or love:inane objectives and The Fits may use any of these funds tithe ordain
recept. The Firm or Card tun (as irpluble)mun UPS renal Serene mount protection The rwestmere Paeans, and nsk profile at specific to course of it business. These funds are payable upon
hear from you no later thin 60 days after he aim The Firn is a manor of to Scorns Investor Protection each account and may wry between. Please edam the your derriard. This total is included in to cumin period
sent you he fig statement on *each the aro- or Conran (SIPC), which protects securities aeons of Fenno-nth ;n ant-got achy sipilicart change in you closing value.
probben giant As Remmers up lo SSOO,C00 (riclang S2 t0,000 for fond situbICO or insuring objections. For each
SDNY_GM_00021244
CONFIDENTIAL
EFTA_00131864
EFTA01274071

important information about your statement
(continued)
Lending information you novelrasa& recent, n the market Prices av — 'Dartuions to date may inclde return ot - h addition to commkskris received ki connection
Fox detailed informal«, on the Fim's lending practices obtaned from various third prey sources which we capita ,cone cr both. nth the sale or distdairion of arm*/ contracts
and disc knisea, refer to ww Chem Relatenthip below to be reliable, but ne do not guarantee their — •Ckinesalural ace' represents the mitt& offering and tat investment Hiatt ant to Our (lents, we
Acreemini or Accost Agreement ref the General away. pee per vie and may not reeled your cost basis :index our affilidie receive sense sharing
Team and Conditions LOS Statement of Credit halices — We berstwi are ih• dosing price when avabble or coameassaica ham marry of the instance
available in Agreements andOixbrunis a the mean of the bid rd as prkes for road • Restricted securities Restrkted seciales general& corrprin underwriting the arruily contracts,
www oat romtarrounedivekarm securities and colorsor onny bid prices for OTC re not currently eligble for public salt LEIS financial allocates of the insure« ccrepanies or spasm of
securities. Snares uses the market peke of the unrestricted stock the use invesunent WARS we Mutat
YawS. OU — Less ache& traded securities maybe priced using a of Ow same Issas as as inpultd value fee the — Cur allaisles also receive trading cormissims and
You statement itemises awaits and other assets held vakation model or the mon recent pie we restricted Pock for purposes <della deems* coat To other compensalko from mutual bids and
Seethe account at the red of the summon period. You obtained and may not reflect an actual motet price the edict that restrictedsecurities are reliable for ire, insurance commies whose products we darbute.
may ask for &Wm of illy paid SeCartieS al dry/ tine. cc yak*. the value received may be abstakidE less than the — We receive an meal fee bore LOS Bank USA ad
You may wend secunties used as loan coda eral after — Cattail positions may appear vnenut a price and inuted value shown UBS AG Surrdoid Branch of Lip to 115 per account
paying any balance due on then. Any securities will Mow as 'prke was not avalable• a we re sweeping to the barks undet the UBS Bank Sweep
fra wain PRI to the Fern acing the statenvnt wed are unable to obtain a price I or a scorn • Est. (mErnatad) inecene, cumine yields and rata Peograms.
'Medal market yarn as of the end of the statement — Deposits a societies denominated ,currencies An minx. ot arm/ income k bared on current
Pond ocher than U.S. dam are reflected as the nchange dnidend and lamest rates, attuning the securities will Activity
• Cost bath. In clamming the cog bass of the rate as of the statement date. be held for one year from statement date or and htornutiontegardng «nuntisken and other charges
searthes ixtuded in this statement where in:Mated - For 'Men 'entities racing in nonconforming maturity. This ennuie is only a guideline, accuracy inomed n correction wth the executen of trades.
with the imam 'I,' LE S Carded Services his relied denaminakene. price and quantity dace valve) may ad continued inecene we not gurranteni ncldng option trasextens has been included on
co informatim obtained from sources other than UBS havebeen aderted to facileile proper variation — Estimated arnual :acme and cowl geld for «intimations veva.* furnished to you, at wed be
Financial Seeks. exhaling aro:motion &an another To Moan Current matrices, when rabbi*, contact certain Wei of securities could rick& a rely" Of provided to you prate& on repast.
btu a that you may have provided to yrs financial yew f nancial Ad.'s«. «medal or capital gains in which case the en
Mao/. The Nom does not indepenirely way cr income Ord current wed, would be overstated. Start
garantee the egoism« valdin of any Womation • Private iwastmants and structured products. — Istinated trust income and anent yield arid the f you are engaged in that selling a security, sou may
fronded by lanes odor than LES Financial Seniors. Male inestnwa secuilin (ix Wag Overt actual hew* and yield night be bwer or higher boa' a Charge da to cenah bciroarg costs for that
partictation program and real estate investment trust than the estmred anoints. particular secutty.
h /Armagh LOS financial Smuts general& securitin) and strucued polices are general& lajny — An ensure of a-narked acme (dinierd at'«
plates this illormtlian at it is received. the fins akaid. Crean structured predicts haw not been int«n o divided by the current market Open orders
does not croak ary envenom that the hforrnMon regard with the Securities and Exchrw vabrfays•acee balance is based on the an divdad Regarding Open ortscocatiScancelled* ceders that
under "Cost basis' arid "Urvealced gad loss' is Corrmissim a under any slate securities lam. We a interest payment made by the issuer and were not mooredbythe patemere date, open tuyrd
acute as of the date of this statement. As such ;made estimated vans for private Oanitrrent aidaves the seasherdeposes wiltbe hell for one sell stop orders are reduced by the wean of «Mends
please do not re& on this ala eration to make watitieS and stmaired products fee inkormatoni reborn the statement date Or urn.' mabstly. or rights on an tedwidenit a <heights Mite unless
pushes.« sale decisions, for tat purposes Paws only. AccLracy is roe guaranteed. Accuracy and continued yield are not gatea rrati inatucted otherwise by you. You re responsible fa
Othentile. Accounts transfeered to the firm may — These vain maydiffer substantial., Mtn pier if orders that re weaned due to you failure to cancel
ref km gallops infarnahm onE for the period et any, at *hitt a private inearnent secuity • Metes not hal by UK Financial Saida& Certain eating open Orden.
tire they are held age Mn More bistro/eat 'arrived poled may be Wide or hid and do assets re not held by the Finn and not within the
neormation can be ailed by your Financial Advent. not nocesurity airmen the vaktmeu nay receive Fern's possessor or control. These assets at Privacy
upon lindidation. chained on you' statement for informational To obtain a copy el ors curve Claw Privacy Nonce.
• Ural...hedge:Wham Man data s available. - Thid panyiestintes of rake re as of a «nab supine only. Positions and vale presented are please Contact your Femoral Achim- or nit Ott IYAb500
evinced urrealized gird losses are calculated he date and are applied to UBS Financial Services as a provided by the kaiing Inn. LES Financial Services is strew utnron/oriviatolry
rdvidual save/ lots. The transaction data for regular bass by an independent valor tion I an. not rep:noble for Bitinf« mad, and OWS not
rdential km may or may not relied ouraussicos, — btu, general panne. Of sponsor estimated values. guarantee es accuracy. these assets are rot protected UBS Enancral Services is not a bat The RMA Business
charges at acuity noorganier en events. it an are supplied to the F im by the ouri by $PC or the Finis sikplemental SOK coverage. Services Account BSA and IRMA are &dung. accounts
Diddind and other reinvestment lots and systematic war parr** or sponsor and may be calculated which provide access to bracing services and products
autism lots are each carbired to display one based on clfterna information Rem that used by • Revenue sharing and additional compensation. though arrangements web annelid banks and other
swaged lot The Trade dale coltnn presents the third paiies to derra theo esIenated vales. — In adation to CetMliSSCaS on sibs and 12t1 lees thrd-party teas, and pronichs access to nuance and
original varnacoon trade date. - You can obtain addinorul information regarding received in arnecton vah the dation of annuty products issued by vialf aired thrdpany
the methodology used to determine the *daub of initial lunch to our clients vat ann.,' our affiliate :Imam* companies through Inman« agency
• C th a e l l i a ss b u le e r m < a as rr i f t o io r e s a Cr a re c d k e a cc n O d l p sd e n rf w err d e b d e g s a ele l c t t h e a d t b va a lu s e i a l« nd th r e e e s d t a im te a o te f b th y e c f o o n r t m ac a tin ti g o p n a th ir a F t i i n s a t n h c e ia l a fe r s d ti o v r e a n d a v s is e o N rs e o ta f t r h in e g m P u a tu ym al e f r u e n s d f s r o th m a d t w in e s b se u ll t . o n subsidiaries of UBS Financial Services lx.
aortal& by lot Iran among all senate, of that Musa. These amounts are based on two efferent Irtantment nsurance. ad arrayproducts:
issue held in our name or n nominee nine for our - Thid arty *stewed vibes may be reflected as components 0 the amount of sales by LOS of a Not MK nand • No bra guarantee* May lose value
clients Call base information it obtained from third 'Not priced' in several stations: brim an pankular mutual fund fain& to our dents. and (ii)
patties and as =Lea is not guaranteed. Other call independent valuation him has not stegOked a s the met value of a parlicubr mutual fund lamr&I IRMA Resource Management Accord. Business Services
fear., may east which could affect yekt orrolete unable to asstri a vane, when we become aware shaven:4d a the lint Account BSA, IRMA and ate-national Resource
infownalen will be provided upon request that a material vent has «Geed ant may call a — We and or aftdsate ate receive netweekng and Management ACCO.al are registered service marls of
previously ripened value no question, or Mon «mbar processing lees in ccesskleaten ton UBS financial Swain he
• Certificates of deposit (Os). CDs re FDIC inured yak* mutt be highfr speculating due to the nerve transfer agent se vitas that we monde to the
up to S2%000 in princioal and accrued interest per a The seculty. metal lads These leesgenerally are paid from Visa Signnwe is a registered sett mrk of Ma
derma«r d per depositionMaar:on inaccordance — When neither an issuer, general palm or sponsor investor assets in the mutualfund and are a feted Inurrationat LOS Visa Signature aede cads ad LES
with FDIC rules. estimated wake nor a thrd-perty estimated value is dour amount based or, the rumber of accounts at Voa debt cards are issued by UPS Bank USA with
landed the value of the cavity nilbedifferent the WokecAealec holding revival funds of that fund penmen from visa USA incorporated.
• Pricadvalue Trios displayed ter tottrit4s and other het its mature price family
«odic% may be higher or lower than the pia that USS financial Services Inc. Rev 201511
SDNY_G M_0002 1245
CONFIDENTIAL
EFTA D0131865
EFTA01274072