EFTA01273824.pdf

UBS Financial Services he Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2014
CP260022549330214 YI 0
Your Financial Advisor.
SCOTT STACK MAN1LYLE CASRIEL
Phone'
Account name: GHIRAINE MAXWELL
friendly account name:
Questions about your statement?
Call your Financial Advisor or the Account number:
RMA Resourceline at 800-RMA-1000,
account
Visit our wank*:
www.irbscomlfinancialservices
Your investment objectives: Value of your account Your account instructions
You have identified the following
• Your account cost basis default closing
investment objectives for this account If on January 31 (S) on February 28 method is FIFO, First in, First Out.
you have questions about these
objectives, disagree with them, or web to Your assets 0.00 991,747.68
change them, please contact your
Your liabilities 0.00 0.00
Financial Advisor or Branch Manager. You
can find a full description of the Value of your account $0.00 $991,747.68
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective: Change in the value of your account
Current income & capital appreciation
Your risk profile: February 2014 (1) Year to date 04
Primary - Moderate
Opening account value $0.00 $0.00
Investment eligibility consrleration - None
selected Deposits, including investments
transferred in 991,783 20 991,783.20
Change in market value -35 52 -35.52
Closing account value $991,747.68 $991,747.68
SDNY GM 00020997
Member WPC CP160004007254933 P26000144229 i20003 0214 030575034 c03030 Page 15 of 48
CONFIDENTIAL
EFTA_00 I 3 1617
EFTA01273824

UBS Resource Management Account Account name: Your Ignandal Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASR1EL
February 2014
Account number:
Cash activity summary
See Account act/MyInc moron lot W Sls. Bdances In your sweep 0ptica are includedIn the opening and
closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC
protection goats to money market sweep fund headings but rot bark deposit. See Iroportant inionnaobn
about your stsemert on the last two pages el this 0ccurnent for *tills
February 2014 (1) Year to date (S)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credned 30,535.25 30,535.25
Total additions $30,535.25 $30,535.25
Net cash flow $30,535.25 $30,535.25
Closing balances $30,535.25 $30,535.25
CF2600040022 54934 126000144229 00003 0214 030575004 CCONSNY_GM_00026%. 16 of 48
CONFIDENTIAL
EF1'A_00131618
EFTA01273825

Resource Management Account Account name: GHISLAINE MAXWELL Your Ill nandal Advisor:
*UBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2014 Account number
Your assets
Sate prices, inCane and Current vautS Sham may be Approxirrty1t. As a (KW, gairtS alC1105545 may nal
be acurately refleded. See important onlormabon about your statement a the end ol this dxurrent for
more infornalon
Cash
Cash and money balances
Cash and money balances may include avalable cah balaxes, U85 Bank USA &pout account balances.
UBS AG Stanford Branch &pout account baances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat hn apPiccble limits, but are not
potected by SIPC. U85 AG Stanford Brae h deposit account balances we not insured by FDIC end ate tot
pOlteled by SIPC Money market sweep batances are protected by 9PC but ate not insured by the FDIC.
See the important information about your statement at the end of this document for details about those
balances.
Openng Wane. Closing balaxe once per :ban Average ()MeteorsInterest Days in
Hddng on Feb I It) on Feb29(5) on Feb 28 (S) rate period period Cap mount (s)
V85 BANK USA DEP ACCT 0.00 30,535.25 250,000.00
Fixed income
Mutual funds
Total reinvested is the Iola d at reinvested dvdends M does rot include any cash Ondends. n is rot a Unrea (zed aid gain or loss is the dfference between the current vaue and the cost basis and woad
tat lot for the purposes of deeerminng herding periods or cost bass. The shares you receive each time you generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat
reinvest cludendS become a separate tax l01. need 10 be alusted for return or capita Payments in order to &termtie the realized gan Or CiSSI Or tat
reporting puiposeS
Cost basis is the total purchase cost of the security. inducing reinvested ci vdends The con basis may
needle be agusted for return of (OW payments in order to cletennne the aisl rased cost bass fill tar investment return Is tar Current value MnuS the amount you invested r does not Include Oats that are not
reporting poposes. reflected on put statement, inducing shares that hate been matted as either a gan or a loss. It also does net
include Cash °Wands Ihat were not reinvested
Purchne Cane/
flurrber Average pine Client Cost acne per share value on unrealized Rad investment Hddng
Hddng Of SNIPS per SNIP (5) mvestrrent (i) basis CI) on Feb 28 (1) Feu 29 (s) gain or loss (5) return (5) period
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol. DBLTX
4,490.660 • ••Th8 information was unavailable--- 10.960 49,217.63
EAI: $2,510 Curent yield: 5.10%
EATON VANCE FLOATING
RATE FUND I
continued next page
SDNY GM 00020999
CPZ60004CO2254935 F76000144229 00003 0214 030575004 COCCOO Page 17 of 48
CONFIDENTIAL
EFTA_00I31619
EFTA01273826

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your 15 sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2014 Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase price
Number Averaw price Client Cost Price per share value on unrealireciCia-0 IllbnITbeld Hddng
Hddng of sheen Faiths'. (S) investmmt CS) bads (1) on Feb 28(5) Feb 28 (5) spin or loss (S) return (S) period
Symbol: BBLX
8,191.630 --This information was unavailable-- 9.180 75,199.16
EAI: 12,932 Current yield: 3.90%
GOLDMAN SACHS STRATEGIC
INCOME CL1
Symbol: GSZIX
13,465.623 ---This information was unavailable-- 10.600 142235.60
EAI: 54,349 Current yield: 3.05%
Hsi< TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
5,780.066 --This information was unavailable-- 10.050 58,089.66
EAI: 31,110 Current yield: 1.91%
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
RIND CLASS S
Symbol: .60SX
10,517.975 ---This information was unavailable-- 11.940 125,584.62
EAI: 52.850 Current yield: 2.27%
.11, MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol JSISX
9,651.542 ---This information was unavailable--- 10.370 100,086,49
EAI: 32,519 Current yield: 252%
PAACO UNCONSTRAINED BOND
RIND CLASS P
Symbol: PUCPX
14,308.333 ---This information was 11.200 160253.32
EAI: 51,245 Current yield: 0.78%
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
continuedm ot peep
CP260004002254936 PZ60001 44229 03003 0214 033575004 COMSNY_GM_00028iie 18 of 48
CONFIDENTIAL
EFIA_00131620
EFTA01273827

Resource Management Account Account name: II;LAINE MAXWELL Your Financial Advisor
UBS Friendly account name: SCOTT STACK MAN' LYLE CASRIEL
Account number.
Your assets Fixed income . Mutual funds (c0ntlnUed)
Purchase owe'
cNousrrhatresse Apveerrag ra( pellet Client Cost Price per share Value on Unrealized (tad investment Holdng
siching ) investment CU basis (S) on Feb 280/ rib 28(S) gain °doss ($) return ($) period
Symbol: PADZX
9,610.855 —.This information was unavailable-- 9.870 94,859.13
EAI: 42,998 avrent yield: 3.16%
R8C BLUEBAY ABSOLUTE
RETURN FUNDCIASS I
Symbol: RBARX
14,793.787 --This information MS unavailable-- 10.490 155,186.82
(Al:12,115 Curent yield: 1.36%
Total $0.00 $96121243 $0.00
Total estimated annual income: $22,628
Your total assets
Percentage ci Cost Unmated Untested
Value an Feb 28 (5) your &taunt bath (5) annual income (S) glin a loss(I)
Cash Cash and money balances 30,535.25 3.08% 30,535.25
NIS income • Mutual funds 961,212.43 06.92% 22.628.00
Total $991,747.68 100.00% $30,535.25 $22,628.00
• Mining oast basis idormatico
Account activity this month
Date ActSty Oescripdon AITOunt (5)
Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 30,535 25
Total deposits and other funds credited 830,535.25
SDNY GM 00021001
0260(04032254937 P26000144279 00003 0214 033575(04 co o Page 19 of 48
CONFIDENTIAL
EFTA_00131621
EFTA01273828

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your II sandal Advisor:
Friendly account name: SCOTT STACK MANL YLE CASRIEL
February 2014 Account number.
Account activity this month (Contnued)
Investment transactions
For more Information abate the pricer value shown for restricted securities, see Important informatixt about
your statement at the end of this document
r.roceedS Iron Funds
inwstrnent withdrawn I a Accrued
Date AchWty Deicer:item Quantity value (t) ante 1) transactions (I) investments bought (S) Interest (S)
Feb26 Receive EATON VANCE FLOATING RATE FUND I 8,191.630 75,199.16
Feb 26 Receive JP MORGAN STRATEGIC INCOME 10,517.975 12%689.80
octorcruNmcs FUND CLASS S
Feb26 Receive FsMCO UNCONSTRAINED BOND FUND CLASS P 14,308333 160,396.41
Feb26 Receive DOUBLE UNE TOTAL RETURN FUND iNSTL 4,490.660 49,442.16
Feb26 Receive GOLDMAN SACHS STRATECK INCOME CL I 13,465.623 143,004.91
Feb26 Receive PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 9,610.855 94466.92
Feb26 Receive JP MORGAN MULTI-SECTOR INCOME FUND 9,651.542 99,893.45
SELECT SHS
Feb26 Receive HSBC TOTAL RETURN FUND CLASS I 5,780.066 57,916.26
Feb26 Receive RBC El LUE8 AY ABSOLUTE RETURN FUND CLASS I 14,793.787 155,038.88
Total
Securities transferred in 5961.247.95
Date Activity Descrelion An'ount (S)
Money balance activities Jan 31 Balance Forward $0.00
Feb 27 Deposit U135 BANK USA DEPOSIT ACCOUNT 30535.25
Feb 28 Closing UIS Bank USA Deposit Account 530,53525
The DRS Bant LISA Deposit Account is your primary sweep gallon
CF260C04CO22 54938 l26000I 44229 00003 0214 0)0575004 003i0SMYGM0002Ilte 20 of 48
End of statement for account number
CONFIDENTIAL
EFIA_00131622
EFTA01273829

Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anemia! sent you the fin stamen: on Oath the error or The Finn, together with certain aftEawes, ha also account held, you choose one of the following
Strang is a merrter of all orincgal Pony, coring* problem appeared. purchasedI /parental protection. The mann instant candler
and cplora achwges. IRS Fe-erxial Semites and U3S - Proneyou- name ad accost number 0 arty) amount payable so al eligible Winn, cobra& war • Roden Cureentaxone. hatthe es seekng the
Bank USA et rdrect tuba :fares of LES AG and - Cesabe the ono or he transfer you re snare this protection is 5500 million as of December 10, 2013. generation of income crib,
affiliates of LES Setritin LIC. The Fias I handal about and explan as cleat as pea can why you • Adieu* °pratO pprociaeou Insectrnents seeking
statement is available upon repot. The Fitt ereonee belt* t is an error a why you need more Wad to the pokycondition ard limitation , ca shX growth of prncpal rather than the prorate:not
off ices aw a: riamation the Firm is further protected kr La to $1.9 million n the income.
- Proud. the doter arnosit d to suspected ente aggregate for all you accounts held n ape-liner • Produce Combinaton a Mame and Capital
LES Sinned Snots It capacity. A hi copy of tie poky wodng h nibble Appreciation nesiments stag both the generation
1200 Harbor Boulevard The Firn or Cad Issuer wel inentigett yew complaint upon reqUill. of name and gambol papal.
Weehawken, to 07066 and all correct any error promptly.
The SIPC protection and the supplementl protection
Cerra risk profit
I L b E i S s s S ta h t w em a e & n S t r a ep x r e e s s e ac n c t o th u e n t a . n O y th o e f r f i r c c ia a l r r d e s c , o e rd x c o e f p y t ou P fin le a a n s c e i m al a in ke fl a al t l i c o h n ec O ks a p ca a t p e b d b o n to fr t o h e fr F o e n r t n o o f r t h to is ▪ b o C th a do in no & t n ap c p i l a y l t o as . sets controlled by (and aided • Conservaar Seeks to martian nilel pi-c Pal with
low risk aid volatilty to the accord owe., mend
office,' the docurnent contenting conflicting date shoved 'anent had:Jilin to regular accost fen accounts your account value) but held away from MSFin-Mt
E r o o m n t r i i s b c s e h i o r M e n l a i p e n l d e a a L g s y e e r o r o n e f p N t o h r y e t o i o t u f a f b i r c e m e a e s m d w a t a t h e e g ly r e y n o 6 a u a r k a n c i e n c r o g ro u t r n o c t. t r h e p m a o m a a o y r : t t e b h in e e n t r s t s n u f in o b o j r c t e a s c a t t t i o n t u o n n n m s o m s a n i a l p e y s u n b r . c a e h A r a s c c s u c e e b o s f j u c e a n c e n t i s s d t , o t c c h h h a a a a t t r r r r g g a e e e n s s s t f f f r e o o a r r r n f l u e s a f n e t e e . p r r a e id d L i S f n i E e n c r S d l v u i s A c d e i G w n s h g S ( e e v t r a . e r g r a i . s a . u n b c c l e d e h r a h b ta w r a a i r n n a m * c i t h c s a a ( r s , 1 e h a ) r n e a in g d t i U ( s n i B v te a ) S r s e t B h d e a d a r p e i t s r e o o o f 1 i f l l C y m c 1 n S u a , t u t t o a a t l t • i M i t n n h o c f a l o d a t m t e m i r o e a n e t o . e r n : a v t w e h a e n r a r s g c s t c o o t d a s c m t c d a e o y p e t r s o s n a t o m k t e e g e r e i p d n e p e a t r o c a e t p e w r s in ig i c t n ip if a ic l a a n ri t d
arcu gh al figures Sham as intended to be accurate. neon of the account holier on to tots a-4 records tolerate some Panty to 'seek hirer returns.
statement data shxdi not be used kr tar purposes Rely UBS Sweep Caine of the applicable issuer a transfer agent); • Aggressite: Wiling to accept high ink to pnopal and
tab.Gigs-end tax forms, (le., Form 109 5498. UBS offers options for sampng cash bane; biances high sober* to seek high returns over time.
10425, etc.) whin prepargyour to return. The Firm a to bat deposits at UBS Bat USA and UBS AG Starrnd • Certain maniere contracts or nestment interest
required by low to won to tor IRS all taxable Evident, bunch (Bank Sweep Program), morncount mutual Seg., limited partneshix and piste placements) the Statement Imuseholdre
report** rcruncable andends and taxable edenele surds (Mora Fu-ds) and the Intonational Deposit are rot registered under tee Securities Act of 1933; We may consolidate at related account statements with
earned on Ecunties held in you woon, net proceeds Arrant ODAffor customers with wantentional ad the same address n the sae entrap.. Accounts may
an safe trareacten, and cog base cncenain cowered Resource kinagemeni Accost. Through tie Bank be related Ice this pintos* betas:. they haw owners
learns. Sweep Progart cash balances re mem to LBS Berk • Commodities contacts (e.g, foreign excha-ge and who also maintain pia *cora relationships wit other
USA up to an esubthed knit ad then to LES AG prec in metal contracts), excluding faults contracts client, at the sane address. This practice's known as
C . o P m le m as u e n re ic - a c t o io n n fir s m w a i rt n y o th ra e l F co ir r m m tncatorts in vet* B St a a k ff o U r S d A B a r r a e n F d D t I C o r m a i M re o d ne in y a F c u c n o d r . d D a e x p e o w si i t t s h a F t D U IC B S rd corneae atm contract. s • t h a o te u m s e e n h t o s l m ing e ad n yo s u e p p r a e ra fe te r t e o n r v ec e e in de s r — di v y e o d u u m al a y
to funher protect youtrarts. includrig your rad ruts. Fort mere nlamatOn please mit menclicgov. the 51K potectsm and to suppemental protean do declne household,* by Ealing your Frontal Advisor.
order the Senates franca Protection Act (Stab Deposes at UBS AG StandB urch std tares of not apply so these assets even 4 they otherwise appear
Money finds aro rot inured byline FCC. on you. sisternot. Tie SEC pieteceim rd the Friendly accourt name
• If the financial natation cn the top left of the front APPlzerentalprotedion do not protect tarot canon the Frendkaccant name reflects alo rmation that you
of this statement is no LES Matta Senes, LEIS Throup the OA, thane to cash balances are swept to in the mat vale of your investments (whether as a erteted on the film's onlne senores webote. II e a
Prenoal Services carries yon nowt as clearng depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSuer bwkruptcy customizable thiclrerre- cFosen by you to Mtift you
b W a e th W er o b r y m a e n d a y r o g u e n c4 e t n o t w r e el b a t t i h o e n s e h n ip do w w h e e d n in y t o l u it utiXt A th G e E Ca X p . r o B n a b B n ra ce n s c h F e T ld h a e t w t h d e e L p E os S it s A a G t e C n a o r t n a a w l B n a t b h y OtherWat) a fa cc h o u y n o t u . Y r e e a c o c r a d n k c e h e a p r i g g e . I y t o ha s s h n ie o n le d g b a • l a e c f c f o ec u t n o t n n a y m o e u s r ,
opened this toast. fins case, your trots and are tempera* exposed to the so. ..reign risk of the More information is neine tton raped You may though Onfre Services or by contactrgaurFrancial
searkina-e located a LES Rnancel Semmesand rot Cayman blends, and there is no gannete Cr other obtan more nfornation Lou Sit. incising the 51K Athisor.
to hrodsng broke., ad jou rut make a rePcrl obligation of LES AG to nay the barns while on the Brochure, by contacting SIPC a 202371.8300o by
of try ester or *Tuition to both limes. UBSC trans Brach's books. %tang the SRC abode sr YAW/.140‘041 ACCOYlt overview
• yam of nor accountiPortiolia Net of assets rd
A N arrant state-rentsshall tie deemed complete ad Depost a 185 Bat L6A and each UBS AG Etch are Dividend ReiWetblbOlit Program (DPP)
accurate i not objected ton wren; within 60 days. not protected by SIPC. Money Fund shares ere protected The are reflected is an aver price You may obtan • Ant 'Plots sealable cash balances, vales for
by SIPC. Ste 'LBS Franca Sates Acton Protection' the actual price Inn tots Financial Advisor. Only Pan restricted sent MP), and Global tine Deposits,
• Please died customer complaints a iNUiieS to tie bobw tarts are purchased under DIM; partial shares wil be urrealied marks to market, and caftan ants not held
Firn's C lent kaolin Catarlment a 201,352.1699 est ad tot rah wa b apnea in your account. The by the Fim. Does non include unpiced S9Ctritifill assets
a tollr ee a 800-35d-9103, &CO A.M. to 6:00 P.M. Upon your retest, balances n to Bank Stet dviderd reinsvnent price applied by to ister may al the end ot the prior and norm statement periods, or
ET Monday through Freclap a in mire to LES Programer OA ma be withdrawn, and shares of a dff er from the want pia at which the partial shires prorate ivestriwits, brwested stock options ad
Financial Senores Ix., Client Relations Depalment, Money Fund may be liquidated, end the proceeds n sold tamable stock anions
P.O. Dm 766 Union City, NJ 07087. returned so you cc pour sonnet accant. • Einbries Include, debt blIIM•1, °Sara* rrargn
Cannlieu loans. credit lne, text accent balances.
• 1 fu 1 n c d a s se W o a f n (* d m er e ( n W or i p t b an i t p O u n y ; m ab m o o ut r a U n B S el V ec is tr e on d i e c bit F n u c r le te in r g 4-d a o n n e a n t t io a n t a te b s ou t t r a a t v e a s i l a a n b d le y s e w t e * i , p a o p a t v io a n ila s b . le at C e n n b t r a w d h t o o le a u p n a its le m l a In y n be a s h e s l m d in u j t a o r f a a r d r v a id n e t r . d I f D y a ou n a n t ' • ca s C h a b st a s la /m nc o e n s e . y p W lus a U re B s S . B T a o k ta U l o S t A u d n e im po e s s i e t e W d w .: a n d e a s b t le -8 S
F ca in r a d n t c ra ia n l s S a e c n ti n o a n , e ca x l „ l 1000 6 H 2 a - r 1 b 0 o 0 r 0 B , a or t y , 6 e t a h f t lo o o U r B . S o a r i b m y c allin c g o 8 m 0 r 0 s . s 7 e 62 e . p 1 p 0 e 00 a from your Filar id Maar r o i r v o u t l h e e t r p w i is n e, a th a e c F c i e rm pt M an I a e m th o e u r n s t e d l a l t t o am na in l i e n d b t y a a t m AG i S ta a f r u a n n d s S w t e a e n p c h b d o e r p a o c s e e s b a a t l a th nc e e c s b a s n e d o m f h on e ey market
Wrenn/en W 07086. Min RIAMBSA Sans registered clerin agency, a-idcredit tor wain daemon period. Norecormority free credit balances in
UM Financial Serena account protection your accourt we rot segregated from other balances
Cal or write as soon as you cart if you rids jolt The is a member of do SeardeS inveltill Protection Investment objectives and the Fern may use any of these funds in the ordinary
statement or receipt is rag or d you need more Corpora:en (SIPC), wah protect securities account, of The nation attunes and risk profile we speak to route of tattiness. these funds are payable mon
inkrmaii n aboat a Una on the stetnert or its members up so 5500,0a) (inn* $79),000 for each account and may vary between, Please Seise the your dernard. This told 'n included., to current period
h n2 e 9 r 9 fr 0 o T m h y e o F u ir n m o o la r C te a r r t d h a M n e 6 e 0 r d (a a s y s a a P h fr e a r b to le k F n im uf f a d l a l m ac s c k ou r n c t a t s a h/ t T y h o e u S ho i l t d a n ss a e t p p a r r o ti t c e u c la ti r o a n p In at a hy s . py to f a i w na n x p i r a o l m s o t t u e, n et t * o n r a n g ve o s f u a n n e y n s o e b n je a c r t a iv n e t s c . h F a a n r c e e a n ch y our closi-g value.
SDNY_GM_00021003
CONFIDENTIAL
EFIA_00131623
EFTA01273830

Important information about your statement (coninued)
lancliw iteration you would aclualy rect. n the mallet Prices we - • Derto crs to date may inch)* returnof — h ate cem to comitscres recent n connedcp
Per *teed erif °motion Hi the Finis landing prates °bait from vaiorn third party sources tit. we capital. income a both wth the sale or distribUion of curvy contracts
and discbsaes, raker to you Client Relate:thin Delve to be relite, but we do not pate, tear — 'Cri alsnt see • represents the initial oll ern; and list inmestrnent tat units to our <lents, we
Ageemen or Accord Agreement aid the General accuracy. price per unit and may not ;elect Will COO basis ands our affiliate met mew sharing
Toms ad Conditions UBS Statement of Credit Practices — We gent* tae the clochg price Own avalta a oarrpenstin from many of the intent*
available in Agreements andDixfoxeres at the mean of the bid a-desk prices Soloed • Restricted securities Restled wan in gsnosaltr companies underwriting the amity contracts,
moratassagrrsagadainoss. securities and <plots a orky bd prices fa OTC are rot twenty engiole for publk sale. UBSEina-col iliates of to turat wrote, or sponsors of
setts. Services tries to matt price of the unrestricted clock tetra imesvnent tests we distribute
Was mob - Less arta& traded securities may be priced ustg a of the same issuer as an mputed value for to - OJT affiliates also receive trading corwricers and
Your parament Bernina sericite( endother meta held valuation model or the moo recent rite we mended stock for purposes of this statement on. To other competent from annual finds and
lathe account at the end of the staterners pvisd. You °blared and may not reflect an actual maket rice the relent frost reacted sectrities are tube le a nsurance companies whose prodxes we tribute.
may oak fordeivery of fully paid seo eiesat an/lime. or wax the vela* retied may be sal:nun:Val& less than the - bermew an atual fee from UBS Bait OA and
You may receive securities wed as loan collateral after - Certain position may appear without a peke aid imputed value Snoon IBS AG Stanford Bart of up to SZS per accent
prying sty blame due on them. Pry snorts will taw as *price was rot available if we re sweeping to the bat under the UBS Brie Sweep
irantind to the Lien datg the statrent penod are untie to obtan a pace for ;berry • Est (estimated) incites current yields end rates. Programs.
'bed al market value as of the end of the statement - Deposits or starts detninated 6 currencies An estanate of a-rual income is based an current
period. ocher tan U.S. dollars are reflected at the exhingt Welched and interest rates, assuning tie stakes will Activity
• Cast basis. In *limning the cost basis of the rate as of the statement date. be held for cat year from statement date or until Situate-. regardrig comments and oter charges
%eerie' included in this statement, were indicated - For wean *curet trading n non.conformrig Matisity. This estate ten* age:Ste, accuracy vaned ei cowedco with tie e.ewmof eat,
wake the runt. UBS Fnarcial Services to relied chrieranatcris. rice and quaty (face eke) may rd continued Deane are not gurranteed Ddudny option transactions ha been Deluded on
on inforrrotion obtained from sources other Chant/35 have been adisted to facilitate proper veusion. - Estimated a-ntal Home at talent yield fe cceritrrnalOnS [MMUSy fUlTeited to you. ani will be
Ftencial Semite, including nf omission Iran another To obtain current quotatne, when asailebt contact certain types of seat-hies could include a tarn of prowled to yOu ramptly ash rawest
tem a tfratou may hat provided to you Fintial par Financial Atte. mantel or cants' gat in tit case the est
Actor. The Finn does not Dabney:4>mb verify e income Ordcurers yeti would be overstated. Sheet
spirant the &annoy or vardity day idorrnsion • Privets enosbnwsts and etre/clawed producb. - Estimated arual icon and current yield and tie f lout engaged in that strew a security, you may
provided by sans oiler than 1**Eluncial Senates. Private tette stunts (ncldig drect actual hateme and yield milt be twee a higher hair a Haw the to certaintart/iv costs for that
participation roam aid real estate investment its than tenanted amounts. particular security.
aicitixt although UBS tintual Services general& se rites) end strutted prodxts ale gleteralkr highly - An estinate ol a-netted ncome (divdend ands
penes tit Hematites as t arented, the firm CHM anxbred poises have not been interest) divded by the current make) Open Arden
does not provide any strances that the itormatit registered wit the Securities and Excha- valetwerage balances based on the last distend Betiding Wen or • gxcltilkancelled* ceders tit
stbr 'Cost basis" and 'treaked gar/loss- is Commission a under any state securties laws. We or term payment made by the issuer and were not Hewedbythe statement date, open buy at/
accurate as d the date of this statement. As such proverb estimated vibes for pmate investment manes tie strain/deposes will be held for an sap stop orders are redxed by the mount of dividends
please do not ft on the Hottion to make wait is and structured products for itormatkrul year from to statement date or unhl manly. or rights on an weividerds or tots date unless
peewee sale decisiont fete paten ce. purposes only testy knot geurantoed. Accuracy ad continued weld me not wetted instructed otherwke by you You are risponsble for
otherwise. Accounts trancferred to to Fim may - These values may differ abstamtiab from prim a orders that we evecuied Oae to your lilt to caxel
reflect gent loss Hanunit on& for the period of any, at which a private tesanent security a • Assets not held by WS Financial Services. Certain pasting open orders.
time they et held a to F em More historical structured product may be text or sold and do assets arc rot heed by the fern and not thee the
Hon/wen it be added by you knatt Advisor. not necessarily represent the vats you may receive ferns possession or control. These assets are Privacy
upon rquidatiOn. dealeyed on sox statement for informational To obtain a copy of car current Client piney Noire.
• Untitled gat/losses When data is available, Thad pat), tsbmates of vale arc as of a certab purposes only. Positions at values presented ma please contact pour Francis' Advisor or vie as weenie
eeinated utaiied gain9 Ixstes we ciciAated la dread are supplied to UBS Fna-cial Services on a provided by to issui-g lam UBS Troncial Services is at sestistIRCRigkackOmpla
edvitalseoty lots. The transictson data for regale bass by in independent vitiation fins. not resixtble for to itomation and des not
needs( tot may or may not tenet ammistem, - Issue general panne or sponse estimated rakes, guaantse as accuracy. These assets we rot protected UBS Fiancee Services es not a bet its RLIA, Bunsen
charges ate weeny reorgannal ewmts ef ry, are toppled to the Fm by Ow inner, by SOP or the Tits supplementalSIC coverage. Sties Account RSA and IRMA are brokerage accounts
Diridend and otarre mitten lots ad systematic cormalpater or tensor and may be tabulated which provide access so barking services a-Idproducts
patens toss are each canbined to display cue based on different in tam tat used by • Revenue shoring and additional compensation. trough arrangements wah affiliated bat axe other
averagedlot. The • Trade date • [Hann pesents the lt 'd parties lo deb. ten estimated values. — In addition to cormissions on safes and 12b-I fees thrdpasy banks, and provides access to nsura-ce and
aged transaction wade date. - You can obtan additrol Haitian regime/Mg received n correction wit the datnbution annuty proixt awed by unstated therd.pasy
the methodology wed to determine the Minato of mewl herds to our dents we ands our fl aw insurance empamies through teura-ce agency
• C th a e l l t a e b r le c s e e l c s u f r o it r ie e s a B t a F d e s e a t n -p d i ; o re n f e w rr it e d b e s t s o e c l k e c t t h e a d t v b a a l s u is e f a o d r t h th e e H da i t n e t o f b te y a c i o t n a t m ac a te n g o y n o t u h r a F t t i u s n th c e ia l o re d ce o iv r e a r d tv v o is r c k r w s o * f w th in e g m P a a u re l n fu t n e d * s 0 t 1 h 1 a 1 t d w et e tr i s b e u ll t . o rs subsitries of UBS Finarcial Services Inc.
motel& by lot Iran am:rg all see...besot that Advisor. Theseanoints are based on two *Cerra Investment, nsurat. and rutty products:
c is l s ie u n e t s h . e C ld a l h l f o e u a r m t i h n f t c o r r i n in a t t r it e a t e d ot n t e e n d * f l r e o e m e x thi rd - M •N A o W t t p r a e r a ty d * ' s n ta w rt e e e d r W I si o t e a s m ir a s y . b e w a r k e e f lect n e d as C te O t W t P :inen m tf u - tual t f i u v n a d m I a o m un i& t o to l a ou le r c b l y im U b BS a o n f d a C O Not MAC inured • No bank guwantee• May bee vitae
parties and is accuracy isnot guaranteed. Other call tdependent volition tem RS not suppled or is the asset value of a pretty mutual fund family's MM. Resource Management Account, Business Services
feabres maybes' itch cat affect yield compfete usable to assign a vale. Mon we became avare shares keld at the 1ms Account BA IRMA ad alternation& Resource
Homan:re will* provided upon request that a material event ha orated that may call a — We and 0.1" Abate also recewe nempking and Management Amon are registered service marks of
pettily reported vats ib question. or ten a ormtus preening lees in corttation for UBS Fruncial Services km
• Certificates of deposit (CDe) CDs are FDIC teed value would be highlyspectate due tote nave under agree stem that we troy& to the
et to S29),000 n pritPal and accrued interest per the sectrdy. maul ftrds. These lees generally are pad from VW *rate is a rebbered senice mark of Visa
depositor rd pee deposty institutes inaccordance - When neither an suer, general panne or sponsor investor assets h the mutual fund and are a feed Intentional WS Vila Sgnatixe credit cards and CBS
vat RAC rules. estimated value nor a lewd/tab estimated *AA if dot a- amount based on to neater of accounts at yea debt cards are dewed by UBS Bark USA with
matt the valued the warty will be defeated the broke-dealer holdng taut lads of that fund pa/modem from Vas U.S A Incorporated.
• Pricehalue trots disobeyed/or securities and *ter hen its purchase price. Fmiy
products may be higher or lower than tette that UBS Fineries' Services Inc kw 201402
SDNY_G M_0002 1004
CONFIDENTIAL
EFIA_00131624
EFTA01273831

SUBS UBS Financial Senecas Inc. Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2014
CNP70064797710311 XI Y1 0
HI IN MAX a
Account name: GI-BRAME MAXWELL
Friendly account name:
Account number:
Your Financial Advisor.
SCOTT STACKNIAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan:hse, Advisor or the
RMA aesourcetine at 800-RMA-I000, on February 28 (S) on March 31(5)
account
Your assets 991,747 68 1,013,875.67
%Stour website: Your liabilities 0.00 0.00
vnew.ubstomflinancialservices
Value of your account $991,747.68 $1,013,875.67
Items for your attention
. if you use UBS Online Sernces, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your mos met growth
ubs.coneonlineservices Tracking the value of your account duriag 2014
Yak* of your account
at year end 2013 $000
S Thousands
Net deposits and
withdrawals $1,011054.19
991.7 I 013.9
Your tiveStMent return.
• •
Dieu:lendand
interest income 11,493.42
Chance in
market value 41.328.06
Value of your meow&
on Mar 31, 2014 $1,013,875.67
Feb 2014 Mar 2014
SDNY GM 00021005
Msmber SIPC CNP70003006479771 NP7000300405 00003 0311 030575004 Sege 25 of 86
CONFIDENTIAL
EFT/L00131625
EFTA01273832

*UBS Resource Management Account Account name: GHlkAiNE hiA•.NELL Your No/nu:id Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (3) your account
y Cash and money balances may include
A Cash and money balances 50,068.76 4.94% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives a co 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities a co 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 963,806.91 95 06% two pages of this statement for details about
those balances
E Non-traditional 0.C0 000%
F Commodities ace 000%
G Other 0.00 0.00%
Total assets $1,013,875.67 100.00%
Value of your account $1,013,875.67
Eye on the markets
Percentage change
Index March 2014 year to date
S&P 500 0.84% 1.81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -0.57% 0.77%
Barclays Capital U.S. Aggregate Bond Index -017% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
CNP 70003006479772 NP70C0307405 00003 0314 030575004 'elltifer_em_0002ISI 26 of 86
CONFIDENTIAL
EFTA_00131626
EFTA01273833

Resource Management Account Account name: Your II nandal Advisor:
UBS Friendly account name: SCOTT STACK MAIILYLE CASRIEL
March 2014 Account number.
Change in the value of your account Summary of gains and losses
March 2014(S) rear to date (S) WILMS ieported below exclude products (or which guns and losses are not dectlfitd.
Realized gains and losses Unrealized
Opening account value $991,747.68 $0.00
March 20,4 (9) Year to date(.) darns and losses (3)
Deposits, including investments
transferred in 19,2 70.99 1,011,054.19 Short term 0.00 0.00 2,243 52
Dividend and interest income 1,493.42 1,493.42 Long term 0.00 0.00 -3,128.01
Change in market value 1,363 58 1,328 06 Total $0.00 $0.00 -$884.49
Closing account value $1.013,875.67 $1,013,875.67
Cash activity summary
Dividend and interest income earned
See Account eternity this month for decals. &dances in your Sweep Options are inductdin the opening and
closing bdances value. FDIC insurance applies Only to deposits at U8S Bank LISA not to deposits at UBS AG.
Stamford (ranch or bark deposits pia«ci nroutli the UBS Internetonal Depose ActOtillt program Sift
For purposes of Iris statement, tacebdity of inkiest and dnidend income has been determined horn I U$ peolection applies to Monty market sweep fund holdings but not bank depOtils See imporunt inSornhation
tier 'tootling perspective. Bared upon the residence of the account holder, account type, or product type, about yogi statement on the last NA pages cf this document for detais
some interest enact dridend payments may not be subject to united States (US) anda Puerto Rico (FR)
income taxes. The dent manthy statement is not intended to be used aid cannot be retied upon for tar March 2014 15! year to date IS)
p th u e rp O co S m el a . , C 1 lie 0 n 9 t 9 s a sh n o d u t ld h e re F fe a r w to n t 4 h 8 e 0 a . p f p o o r c c a a ti l e r l e a p x o re tt p in o g r t i i n n f g o r f m or a m ti s o n th . e h y i r s e c t e h i e ie p f r r a o c m tic U e S 0 $ 1 a n U n B u S a l t y o ,S f u li C t h th a e s Opening balances $30,535.25 $0.00
agolicalde tar reporting forms with int US sterna Revenue Semce and PR Treasury Department, and in
such forms accurate/ clasOfy dndencb arced Interest est, exerrpt or tenable income. Please consult yOur Additions
indudual tax prepare/
Deposits and other funds credited 19,270.99 49,806.24
March 2014 (3) Year to date (S) Dividend and interest income 1,493.42 1,493.42
Taxable dividends 1,493.34 1,493.34 Total additions $20,764.41 $51,299.66
Taxable interest 0.08 0.08 Subtractions
Total current year $1,493.42 $1,493.42 Funds withdrawn for investments
bought -1,230.90 -1,230.90
Total dividend & interest $1A93.42 $1,493.42
Total subtractions -$1,230.90 -$1,230.90
Net cash flow $19,533.51 $50,068.76
Closing balances $50,068.76 $50,068.76
SDNY GM 00021007
CHP70:03006479773 NV7003303405 00033 031.1 030579004 Page 27 of 86
CONFIDENTIAL
EFTA 00131627
EFTA01273834

SUBS
Resource Management Account Account name: Your A sandal Advisor.
Friendly account name: SCOTT STAcEMAMLYLE CASRIEL
March 2014 Account number:
UBS Bank USA Deposit Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Deposit balance Feb 7 80.00
Closing UBS Bank USA Deposit balance Mar 6 830,797.77
Number of days in interest period 28
Average daily balance 88,744.14
Interest earned 80.08
Annual percentage yield earned 001%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager You can find a full description of the altemabve
investment objectives in important inkirmation about your statomant at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderat on - None Se4eCted
Your account instructions
• Your account cost basis default closing method is FIFO, First In, Frst Out.
CNP7C00)2306479774 NP7000300405 0000.3 0314 030575004 1883681Y_GM_00028109 28 of 86
CONFIDENTIAL
EF1'A_00131628
EFTA01273835

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
UBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014 Account number
Your assets
%ale pnces, income and current vaueS ShrOven may be approximate. As a ItlUlt, gains alC110SkeS may not
be acutately reflected. See important inforntation about your statement a the end of this clocumem for
mote infornaion
Cash
Cash and money balances
Cash and money balances may include avalable cash balances, UBS Bank USA &pont account beam's.
UBS AG Stanford Branch deposit account odances and money makes mut ua fund sweep taiances
UBS Bank USA deposit account balances are insured by the FOC villein applicable limits, but are not
pointed by S1PC 1)85 AG Stanford Branch depout =cum banes are not insured by F DIC end at not
potected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC.
Ste the important information about your statement at the end of this document for death about those
balances.
Openng baance Cloung taaxe Price per share Average Offhand interest Days in
Hddng on Mar 1 (S) on Mar 31 on Mar 31 (S) tete period period Cep arounl
U8S BANK USA DEP ACCT 30.535 25 50.068,76 250,000.00
Fixed income
Mutual funds
Total reinvested is the Iola d renvested cividends II does rot include any cash dviderds. It is not a lirtreafzed (far) gain or loss is the dfference between the current vaue and the cost basis and woad
tax lot for the purposes of deerminng hdding penoch or cost bass. The shares you receive each time you generay be your latile gain a loss d the security was sold on Iris date. The unreaded (tax) ga n a loss may
reinatSICIWCINICIS become a separate tax 101. need to be Ousted for return or capita payments in Wert() delerMne the I !eked oxen or Kiss f Or tax
reporting puooses
Cost basis is the total purchase cost of the security. inducing re nvested ci vdends The cost basis mana y
need to be aclusted for return Cl cartel payments in order to cletermne the a:lased cost Dabs for tax Invf$J0ent refuters the current value trims the amount yOu invested. t does no Include shares that are not
reporting purposes. reflected on your statement, inducts); shares that hare been mailed a either a gain ce a foss. It arso does not
include cash 'Sudeten that were not reinvested
Purchase owe
rivrOer Average price Client Cost erKe Der share Value on Unrealized Rad impurnent Hddng
taking or shares per snare(S) investment Cs) basis 0) M mar 31 (SS Mar 31 (S) gain °cross CS) return (8 CenS0
DOUBLE LINE TOTAL RETURN
RIND INSTL
Symbol: D6LTX
Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.900 48,948.19 -2.155.52 LT
Total reinvested 18.527 10.960 203.C6 10.900 201.94 -1.12
EA': 32.525 Current yield- 5 14%
Security Iota 4,509.187 11.378 51,103.71 51,306.77 49,150.13 -2.156.64 -1,953.58
continued next page
SDNY GM 00021009
CrIP7000;006479775NP7000303405 CO003 0314 03057%01 Page 29 of 86
CONFIDENTIAL
EFTA_D0131629
EFTA01273836

SUBS
Resource Management Account Account name: CsHrthih1E Nikon Err Your A sandal Advisor:
Friendly account name: SCOTT STACK MAHLYLE CASRIEL
March 2014 Account number.
Your assets Fixed income . Mutual funds (continued)
Purchase puce
Nurrbei *maw pace Client Cost Pete per share value on unrealized Raul In estment Hddng
Hsiang of shares ;either. (S) investment (I) bash (1) at Mar 31 (I) Mr 31 (1) "In or loss (S) often (S) period
EATON VANCE FLOATING
RATE FUND I
Symbol. DBLX
Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.160 50,04931 •10929 LT
Trade date: Jan 21, 14 2327.687 9.210 25,122.00 25,122.00 9160 24,985.61 •13639 ST
Total reinvested 22.255 9.179 20430 9.160 203.86 -0.44
EAI: 42,899 Current yield: 3.85%
Security total 8,213.885 9.190 75281.00 75,48530 75239.18 •24612 -41.82
GOLDMAN SACHS STRATEGIC
NCOME CL I
Symbol: GSZtX
Trade date: Am 24.13 4,731.710 10.469 49.541.00 49,541.00 10.640 50,345.39 80439 ST
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.640 19,949.74 31874 sr
Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21.660.00 10.640 22011.69 351.69 ST
Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51,15900 10.640 50,967.39 •191.61 ST
Total reinvested 27.967 10.599 296.45 10.640 297.57 1.12
EAI: 44.183 Current yield: 2.91%
Security total 13,493.590 10.545 141,991.00 142287.45 143,571.79 1,284.33 1,580.78
HSBC TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.140 48,917.36 -723.64 LT
Trade date: Ha 27, 13 955.868 9.969 9,530.00 9,530.00 10.140 9,692.50 162.50 ST
EAI: $1,110 Current yield: 1.89%
Security total 5,780.066 10.237 59,171.00 59,171.00 58,609.86 .561.14 -561.14
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: )SOSX
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.930 125,479.44 •210.36 LT
Total reinvested 16.737 11.940 199.84 11.930 199.67 -0.17
antinvedn ext page
CNP70009006479776 NP7000303405 00003 0314 030575004 IONONY_GM_00020kin 30 of 86
CONFIDENTIAL
EFTA_00131630
EFTA01273837

UBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor
(Pit Friendly account name: SCOTT STACK MAre LY LE CASRIEL
Account number.
Your assets Fixed income . Mutual funds (conbnued)
Purchase PIKS
ge p1cc Client Cost Price per share value on Unrealized (tad Investment Hokin)
Hddng Apveeri share (4; investment en oasis(!) an Mar 31 (4) MM 31 (5) On or loss (4) return (8 Period
(Al: 12,792 Current yield: 2.22%
Security total 10,534.712 11.950 125.689.80 125,889.64 125479.11 -210.53 •10.69
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT 5145
Symbol: )SISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100,279.52 1,254.69 1254.69 LT
EAI: 42.297 Current yield: 2 29%
Pie.4C0 UNCONSTRMNFO BOND
RJND CLASS P
Symbol: RJCPX
Trade date: Jan 29, 13 14308.333 11.520 164.832.00 164,832.00 11.170 159,824.08 -5,007.92 LT
Total reinvested 9.004 11.199 101184 11.170 100.57 -0.27
(Al: 11,203 Current yield: 0.75%
Security total 14317.337 11.520 164,832.00 164,932.84 159,924.65 -5,008.19 -4,907.35
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADD(
Trade date: Jan 29, 13 7,400957 10.046 74,351.21 74,351.21 9.890 73,195.46 -1,155.75 LT
Trade date: Oct 2, 13 2209.898 9.799 21456.11 21456.11 9.890 21,855.89 199.78 ST
Total reinvested 22.939 9.870 226.41 9.890 226.87 0.46
(Al: $2,957 Cereal yield: 3.10%
Security total 9,633.794 9.939 96.007.32 96233.73 95278.22 '955.51 -729.10
BBC BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.550 136219.48 4,979.78 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120,13 19,120.13 10.550 19,854.97 734.84 ST
(Al: $2.278 Current yield: 1.46%
Security total 14,793.787 10.164 150359.83 150,359.83 156,074.45 5,714.62 5.714.62
Total $963,460.49 $964,69139 $963,806.91 -$884.49 $346.42
Total estimated annual income: $22,244
SDNY GM 00021011
CNI10003006479777 Nri0C0300105 00003 0311 0305750d Page 31 of 86
CONFIDENTIAL
EFTA_00131631
EFTA01273838

SUBS
Resource Management Account Account name: i5HIScAINE MAXWELL Your Asandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014 Account number:
Your assets (contrived)
Your total assets
Percentage of Cost Estimated Unreaued
vake on Mat 31 (S) your aCCOurit basis ($) anus intone (5) gan or loss ($)
Cash Cash and money balances 50,068.76 4.94% 50,068.76
Axed income Mutual funds 963406.91 95.06% 964,691.39 22,244.00 -884.49
Total $1,013,875.67 100.00% $1,014,760.15 $22244.00 -$884.49
Account activity this month
Date ActInly Degnptlen Amount (S)
Deposits and other funds credited Mar I 0 Deposft CHECK DEPOSIT 19270 99
Total deposit and other funds credited 319,270.99
Date Attluty Description ArrOunt (4)
Dividend aced interest income
Taxable thvidends Mar 3 Dvidend EATON VANCE FLOATING RATE FUND I ASOF 02/28/14 204.30
Mar 3 Dvidend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 199.84
Mar 3 Dvdend PIMCO UNCONSTRAINED BONDFLND CLASS P AS OF 02,28114 100.84
Mar 3 Dvidend DOUBLE LINE TOTAL RETURN RIND INSTL AS OF 02128(14 203.06
Mar 3 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02f26/ 14 296.45
Mar 3 Dividend PRUDENTIAL ABSOLUTE RETURN BONO FUND Z AS OF 07/2&14 226.41
Mar 3 Dvidend HSBC TOTAL RETURN FUND CLASS I 28.90
Mar 4 Dividend ROC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 0021314 233.54
Total taxable dividends 61.49334
Taxable mtefest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03O614 0.08
Total taxable interest 10.08
Total dividend and Interest income 61,493.42
CNP7000%C6479778 NP7000300405 00033 0314 030575004 Y_GM_0002/33l3 32 of 86
CONFIDENTIAL
EFTA_00131632
EFTA01273839

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandd Advisor:
TUBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014 Account number.
Account activity this month
(continued)
Investment transactions
For mare Information stout ire pricer halve shown for restricted securities, see tarpon:tut Information about
your 'roomer): at the end of this document
etoceet Iron Funds
investment vAthdrawn Ice Accrued
Dale *cabby Cottonton Quantity via. (0 Price di tramactions (5) imestrnents bcurtit (5) inserest (5)
Mar 3 Reinvestment EATON VANCE FLOATING RATE FUND 22.255 -204.30
DIVIDEND REINVESTED AT 9.18 NAV ON
0212/914 AS OF 02/28(14
Mar 3 Reinvestment IP MORGAN STRATEGIC INCOME 16.737 -19984
OPPORTUNITIES FUIC CLASS S DIVIDEND
REINVESTED AT 11.94 NAV ON 02128/14
mar 3 Reinhestment PMCO UNCONSTRAINED BOND FUND CLA55 P 9.004 -10084
DIVIDEND REINVESTED AT 11.20 NAV ON
0212e114 A5 OF 02128114
Mar 3 Reinvestment DOUBLE LINE TOTAL RETURN RIND INSTL 18.527 -203.06
DIVIDEND REINVESTED AT 10.% NAV ON
002E/14 AS OF 02/28r14
Mar 3 Reinvestment GOUDMAN SACHS STRATEGIC INCOME CL I 27.967 -296 45
DIVIDEND REINVESTED AT 10.60 NAV ON
0028/14 AS OF 02/28114
Mar 3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 22.939 -226.41
DIVIDEND REINVESTED AT 9.87 NAV ON
02/ 28714 AS OF 02/28i 14
Total .81.230.90
Date AdMly Description Mmunt (I)
Money balance activities Feb 28 Balance forward $30,53525
Mar 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 28.90
Mar 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 233.54
Mar 7 (WOW UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08
Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT i 9,270 99
Mar 31 Closing UBS Bank USA Deposit Account SS0.068.76
The UBS Pa& USA Deposit Account IS your primary sweep cplion
SDNY GM 00021013
CW713007006479779 NP700330340S 00033 0314 030579004 Page 33 of 86
CONFIDENTIAL
EFEA_00131633
EFTA01273840

*UBS
Yournotes
CONFIDENTIAL
EFT,00B1634
EFTA01273841

Important information about your statement
LEIS Filene's' Services ix. (the F im or UBS Anemia! sent you the fen stamen on white the nor The Finn, togeeher with certain affiliates, ha also account held, you choose one of the following
Sertes). is a merrter of all prince:el acuity, cannodty problem appeared. purchased ILDpInnental protection. The madmen issenent °bib-lees'
and opteris shaves. U3S Fe-uncial Seerices and LES - how:ley*: name ad accost number Of any). amount payable so al eligible there, deeds& Lecke • bodge CunentIrcome. 'imbue as seekng the
Bank USA n rdrect subsdares of LE6 AG and — Desoto the n or he transfer you are tare this protect*" is S500 million as of December 10, 2013. generation of income cr4.
affiliages of LES Se/drilla UC. The Fim's Inmate' about and .,clan as desk as you cm why you • Adhere Capra!A ppronetion Investmentsw aking
statement is available upon tidiest. The Fun's vermin, believe e is an error a why you need more klMot to the poky aidlimitations, cash X growth of pent WI rather than the generation of
off ices are a: efamation the firm is further proctaencdteidd fa mato $1.9 million n the income.
— Providethetear anion d to suspected ens aggegate for all you accounts held n a patular • Produce Combinaton of income and Capital
LES Finacol Swat M. tasty A full copy of ea poky wiring es audible Apprtoatco, Mesiments seekeg both the generation
1200 Harbor Boulevard The Fin or Cad Issuer Ma nentigete you complaint upon reciunt. ol mane and gowth of precteek
Weehawken, to 07086 and will correct any error promptly.
The SIPC protection at the *operetta/it protection
Overeat risk erects
Ibis statement represents the any official record of yeti' Please see all checks paste to the Fern or to both do not apply to.
LES Piuncial Seven account. Other sort except lhancial instraution eltated on tie front of this • Certain Francial assets controlled by (and indeed A • Cooservarrarr Seeks to mai-dain nein pi-c isal with
low rid and volatility to the baud own., bend
onkel Inc donsent containing torten-9dt; should statement hadzlitim to rept, avert feu accounts your account value)b.d held away from US$Fine-col
n om ot i s b s e io r n e , l i p e l d e a m se a r n ep I o f r y t o it u * b s e e e da s t t e he ly re n is S an ti e n r g ro t r o c t r h e m pa a w y n b e e d s u fo b r je s c a t t u o t m e a s i p v u ie rc n ha n s e e s fe a e n s d , c ch h a a rg p e s s f i o ce r l u a n te p aid L S E er S vi A ce G s S (e ta .g n .. f o ce rd rt b a u in n ( c * h a s (1 h ) a in l s U u B r S e- B a a p k r , o 1C c I a S s , h at i t n h c a o t m m e e o w r s re th tu e rn a s c e co ld s m t d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
Each Manager d the office servig vs account. ascents in cash accuses. Accounts that we transferred including weenie enmities, and (,0 shires of mutual
Meough al figures Moen We Mended to be accurate. to other imitations may be subjecl to synth( fro. n fo i n n d e s o w f h t e h r e e a s c u c c o h u s n h t a h re o s li a e r r e o re n e d n m te b re o d a d s ie a n n ly i n n o t s he h • M to o le d r e a r t a e t s e o : m M e a + n /d g o to tt y ac t c o e s p e t e s k c e h n g e h r e id r r t e o tu p r r n in s c . ipal and
statement data should not be used for tar purposes Rely UBS Sweep Option, of de applicable issuer a transfer agent); • Aggressee: Wiling to accept high tisk to Isobel ad
sole& on mai-end tax kirms, de.. Form 1090. 5498. UBS offers options to sweepng cash bane; biances high solatildy to seek highreturns ma tiny.
10425, etc) whin prepregyour tax nets. The Flail to bank deposits 01 UBS Bat USA and LES AG Slanted • Certain el...Merl contracts or Segment Merest
required by law to report to tie IRS all 'babe attend, branch (Etat Sweep Propene), moraymedia mutual (r.g., limited parenasegaz and prime placements) that Statement Ilousaholdne
month° rstamble Sidends and taxable Mean kinds (Morey rued) axl the International Deposit we rot regrind underte Securities Act of 1503; We may consolidate at related account statements with
eared on mount's held in mu accent, net proceed Acesent (10Alla customers with an International aid the same n the same enveSe. Accounts may
an sale transactixo, ad cost basis on certain covered ramose Matagemeni Accord. Though tie Bank be related la this purpose berate they haw owners
mantes. Sweep Pregawn cash balances re swept to LES Sail • Commodity., corwacts (e.g. lategn exchange and who also maintain pot acorn relational-Ms wit other
USA up to an enabrehed knit and then to LES AG prt *anneal °meads) iMudeg futures contacts clients at the sane address. This practice's known as
C . o P m le m as u e n re ic - a c ti o o r n e s s w a i n th y o th ra e l F co in rm n -scat/arts in B Sta a m t f U o S rd A B a r r a e n F d D \ I C c r r o a v M e o d ne in y a F c u c n o d r . d D a- e c p e o w si i t t s h a F t D U IC B S rd eormoditY WAS contracts. s • t h a o te u m s e e n h t s s l m in a g i l * e l d im in e se p pa re ra fe te r t e o n r v e e ta iv k e e s a — d i y e o /d u u m al a y
to further protect your opts incbdrig your rad rules. For more narration please and wwwidicgov. fie 51K voted**, and It* soppy/mental protects do dwIne houteholding by Ealingmut Frontal Advisor.
rat the States Senor Protection Act (SWAT Deposes at UBS AG Stanford Mirth and tees of not apply to these assets event they otherwise appear
Money kinds are rot nand by the FCC on per teearocres the SK protection and the Friendly smart name
• If theGnat* nstitution on the tcp left of dm front suriOnntal protedion dr not protect aped dons the Frendbi account name reflects information that you
of this statemert is notLW Anatol Seeces. U3S Throup the OA, erodible to cab balances we swept to in the maim vane of you investments (whether as a evened on the Firm's onlne seises webete. It is a
Feenoal Selects carries you account a clearing depose accounts al UBS AG New Yak Branch and UB5 result of meta movement. issuer be-erupt* a customizable 'thus' Masan by you to mid you
broker by ategenst wen the Mated nista\ AG Capron Branch Thew deposits are not Mused by otherwise) wish sar recordkeephg. It has no legal effect on your
We Wormed )0.1 et this relationship Sun you sea FCK Balances Fold at the LES AG Cams Bra-d-, accord. Yana can dia-ge you hiendk acccunt names,
opened this accost. lithe case. your lads and are [emporia* exposed to the sovereign rick of the More information is battik upon redest You may through OS* Services or by contadegmurFewncial
seareina-e located a 1185 Financial Services and rot Cams elands, and ten is no gaunt.e Cr other obtan moue Monnation about SK, Mixing the 51K Abhor.
the ineodang broker. ad you nut make shoal obligation of UBS AG to repay the biomes while on the &cobs* by contacting SIK a 202.371.8300a by
ol sry near or *Tuition to both firms. UBSC Nyman\ Bradt. books. usrang the 51K **tit. armscapteig ACCOollt overview
• wake odmor accoentbortke Net of assets ad
Aga-court statements shall be deemed complete a-d Deposes a LES Birk LEA and each UBS AG Bench are Dividend ReiWettelbant Program (DPP)
accurate i not objected ton wren; within 60 days. not protected by SIPC. Money Fund shares an, protected lhe prke reflected is an swage price. You may obtan • Assets hoists available cat balances, vela' for
by SIPC. See *U3S Fitment Services Anna Protection* the actual peke kanyvr Financial Advisor. cry auk restricted testy lest 1, and Global tine suss,
• Please died customer complaint a iNUiin to te bobw Wares are purchased under Dli; partial gores will be marks to market, and caftan sets not held
Fien's C lent Statism Depament a 201.352-1699 sod rd the cash wil be deposited in your account. The b• y the Fin. Does not include unpnced Stfluitiell assets
atog-free a 800-35d-9103, EGO A.M. to 6:00 P.M. Upon you repast, balances n to Barra Seen dviderd rein estmert price applied byte issuer may al the end on, the pior and ourent statement periods, or
ET Monday through Ends a in *Meg to LES Program or OA may be %atheism" and shares of a One from the market pike at which thepartied shires private evestriwns, masted stock options aid
Financial Smite, K., Clad Relations Depalrnent, Money Fund my be liquidated, and the proceeds at sold emicoobk stock orations
P.O. Box 766 Union City, NJ 07087. returned to you or socurain atone • Elates Include, debt braces, mar
Cadelelieu loans. credit rib, ton account balances.
• S te o a d s s e t r o a f n (* s n le e ( n B O D r W , b e i s p ti u a y t, m ab m o o ut r a U n B S el V ect e ro t n d ic e bit F n u c t t t d e n r g ilo o rn rb ab it o f n e w ab e o s u t t r a a t v e a , i l a a n b d le m sw k e t e , p e o p s t a io in n t s s , le at C en n te k r w ed h t o o le a w p e a ts la m l a m y i b t e a s h a e r ld es ., u y lt o o u f a w d a vi n de t. rd I f P m ar u e r n e t • ca s C t, a b s a h l / a m n o c n es e , y p b l a u l s a UncBeSs.. B T a o k ta U l o S f A u d n e in p v o e s s it t e W d a a m re ia s b . l e U BS
card trankaborts, call 62-1000, or vat to UBS www.Lbscomtiweepyiekt, from your Fiscal Advisor or otervose, the Firm eel ether sell petal sand at AG Suneord Branch deposit balances and money market
Feunoal Semen Fic„ 1000 Harbor Blvd, 6th floor. or by calling 800.762.1000. market peke a accept an amount donned by a nail fund sweep Saxes, at be obit of tie
Went/Men W 07086. Min RIVINBSA Since, registered cleans any, at credit wyr accora gnomon period. Norecorsocky kee credit balances in
UBS Financial Services accost protection your accourt as rot segregated from other balances
Cal a write as soon as you cart it you thee gar 'IMPS', is a member of the Seurat ilveltal Protection Investment objectives ad the FS may use any of these funds in the ordinary
statement or receipt is *rag ad you need more Corporation (SIPC), wth protect securities accounts of The nveurnere ablest and risk profile we sect to course of it business. these funds etpayable upon
edamatim alms a twofer on the state ere or its members up to 1500,0:0 (.,king 5250,000 for each account and may my between Please adela the your darned. This total is included., to anent period
F rq o ( r 9 0 f 1 ro . T m h y e o F u ir n m s o la r C te a r r t d h e b n u 6 s 0 d a r s y s a a P f i t c e a r t b ie ld F rn im ef t a d l a l m ac s c k ou r n c t a t sh a ). g Th 's e S ho K ld a n ss a e t p p a r r o ti t c e u c la ti r o u n n k m nit e s t ' X . PV to M Fe a rn x p i& ro m si p tu tk a a te m o o r n s g e o m f a e n n y s o i b m je k c a tiv n e t s M . F an a g e e a i c n h S te doseg value.
SONY_GM_00021015
CONFIDENTIAL
EFTA_00131635
EFTA01273842

Important information about your statement (Continued)
Lending ilonnation you would stilly rake in the mallet Prices we - •Oselne an to date may meta return of — e, atria, to centrism-6 recent n tonneacn
Fa defend information cn the Finis lending practxes °Want from vaious third party sources vanish the casual, income cr both rah the sale or danbikon of a-ruey contracts
and &bosses, refer to gar Clent Retatbrailp being to be retitle, but we do not gasragee their - Crignat Ltd see represents the initial ottani; and tnt investment tat units to our <lents, roe
Agetment or Accord Agrammt al the General accuracy. price per unit and may not reflect yur cost basis ander our affiliate recent revers :Nang
Tarns and Conditions UBS Statement of Credit heats — We gentray it the closi-g pricewit swath a corrpensmion tram many of the insurance
available in Agreements mdO tters, at the mean of the ad ask prices to lined • Escalated securities flasIrded sea:4in citneraly °wpm ies oraienwitin; the amity contracts,
musarassailtaguadoolgults acuities and <peas a onhI t prices fa OTC are rot wrens? agble sec publk sale. UBS Fine-cal athletes of he turn" carpets or sponsors of
seoties. Services ides lee matt price of the unnegided stock Swum investment tots we destrbute
Yew mete - Less actew waded securities may be priced ushg a of the sane issuer:Ism mputed value lade ▪ Oar affiliates ako receive wading commetto and
Your artement Semites securities end otlwr awns held valuatn model or the mon recent site we netted stock for porpons of this 'Women on. To other cornea-swim from rnsual knit and
hag account at the end of the statement pewit. You obtart and may not reflect an actual matt rice the tent that restricted searities are 'Tube fa sae, rata, competes whose vortices we distribute.
may ask for deity of fully paid seosities at anytime. or star the vale reared may be stionantialh less than the - Wetmore an anal fee from UBS Bark USA and
You may receive securities used as loan collateral after — Celan positions may appear without a price ad ittp_eed vale gnash AG Stanford Blanch of up to szs per accost
prying any balance due on tem. k-y securities will thaw as 'price was rot available' if se are vamping to the barks under the UBS Bait Sweep
transferred to t. dim dai-g the fat rent period are unapt. to obtain a pnce fo r a savoy • Est (eitirneted) inecems current yield' and rates. Fragrant
listed at market the as of the end of the statement - Deposits or starts deobcrinated in currencies An estimate of anal income is based an cunt
Feria ocher tin U.S. dollars are reflected at the &Aching& &lard at interest rates, assuning tie stakes will Activity
• Cast basis. In dettrmning the con basis of the rate as of the statement date. be held for one year from statement date or until &tarlatan Tasting commentsand otter 011agel
settles inchded in this statement, where indicated - Fa certain inters eating in non.conf corm() Mali-city. This estinew bony 6ga:feint, accuracy Warred f. conned cn with tie teem:knot wades,
wt the mortar 9.• UPS Fiera& Servings It relied clerrommatcre. Oct ad quality gace glad may and continued income are not playacted Secluding option transactions ha bwri included an
cn information cbtained from sources other thanI RS have teen addled to facilitatepram gluier,. - Estimated anal nccme ad hrrent Wild fa ccedernaions pettish furred-ad so you, and wall be
Handal Senices, including illo rnwicm kern anothe- To obtain current quotations, when arailible, contact certain types of stakes could include a retun of provided to yew la-unpile co rawest.
tem a that youm g have provided to you Finaxial par Financial Adviscr. pmcpalor cepaal gars in which case the est
Adrisor. The Finn does not independently verify a income Ord current yeti would be overstated. Sheet anise
gement the acaracy or vardity day information • Private immanent, and rtrucbrred product& - Estimated anal tone at cunt Weld and the F as engaged in short tarot a security, you may
provided by sons other thin LESFivncral Services. hitt nsestrrert sautes fitted'"? drect actual item at yield mbht be Ismer a higher incur a charge the to certain bctrowbg costs for that
patcipation ;acorn and real estate in trust than theist:matedamounts. particular secunty.
adzitirt although LIDS Firamal Services general& stilted at stoat ppdacu ale genevelh highly — An entate of a-tufted name (divdend ander
gidetes ink Hamann as it s received, the firm Abseil. Cent dna-tared crotch have not been interest) dryad by the anent market Open sedan
ties not provide any sin:antes that eh& idamatim registered will the Securities and Extha- vaseaverage balance it based on the last dividend Reg ting wen or • goodtikanceied* ogees tat
vow "Cost basis" and "threaked gar/loss' ie Com-nosion a under am, state securties laws. We or newest payment made by the issuer and were not tegted by the statement date, open buy ad
accurate as crE the date of this statement. As suck prote rated vanes for private investment wearies the seasat/depot will be held for ore sel stop orders are redxed by the mount of dividends
please dome ray on this nfametion to mike secedes and structured (tags for nforrnatiarul year from tie statement date or until matuity. a rigus on an maividert a trifle date unless
puchara a Tale decisiont false p-rposes cr purposes only tasty knot giurantoed. Accuracy rid continued weld we not garenteed inn-sated otherwise by yet" You are resporable for
otherwise. Accounts Wandered to to Fim may - These values maydiffer ebstantiaby from prices. orders that we mewled the to your failure to coca
reflect girl loss tdomatim onh fo r the period of any, at *hal a ante rwestnenl security a • Assets not held by UBS 'rancid Service& Certain elating open orders.
tine they we held at to F rm More historical structured pralan may be bough or sold and do awes we rot held by the Fern and nor nth the
tonnagn <sib, steed by yost Few char Advisor. not necessarilyrepresent the valat you may receive Fern's possession or control. These assets de Privacy
upon kluidetion. dopleyed on you statement for informational To obtain a copy of ca canine Client FtrucyNaice,
• Unedited panalosses When data is ▪ Thad paly esbrnates of vale cue as of a cereain purposes onfy. Paitions and values presented an please contact pour Francis' Acensor or visit cur website
eninated isrealizad gait bsses we Undated Ise date ad are %maid to UBS Fem-ciel Services on anted by the Sit fern UBS F nancial Services atwwwwEGEBegataidgfala
indebtedstorey lots. Re transaction data for regent bass by in independent religion Jim. not resarreble for this ilcanation and des not
navies( lob may or May not teat °ruminant. - tsar, generalpanne or sponsor estimated mhos, guarantee as accuracy. These assets are rot wooed UBS Pinata Services a rota b-ek The RIK Bunnies,
aurges ander 'acuitymarginedlen events my, ere wooled to therm by the tar, by SIK or to Fern% ea:plementalSleC caverns. Services Account BSA and IRMA a-• brokerage accounts
Dividend and ofierre enthrone lots at systematic gennal pater or Matr and may be tabulated which provide access so barkingservices at products
padvse bts are each combined todisplay one based on dkerent information Iran tat used by • Revenue sharing and additional compensation. though arrangimmts walk Arland bat at other
averagedloll)* • Trade date • [alto p'esents the hid parties Widen,* ter ennead values. — In addition to commissions on sales and I 2b-I fees that:Weary banks, rod provides access to nsura-ce and
aged transaction wade date. - You can obtain adage-id nforrnaten regarding received n correction Mtn the distribution of anmay protcts hued by uneff thintiany
the methodology used to determine the estimate of maul lends to °waren% vs Niece our ant insurance companies through neura-mi agency
• Callable securities Brisk ands:rehired stock that value ad tie date of to efamalimtha is the receive revenue taring Cements from distributors subsiiieries of UBS Financial Services Inc.
the truer cats for ea-h redemption will be selected basis forte &rant by contacteg your Fe-uncial a-dor adMices of the mAtal funds that we sell.
mpavelh by lot Iran arrorg all seoseies of fiat Advisor. Thesearrant, are based on two delvers Investment nsura-ce. at fluty products:
iset held hour rune or in nominee num la oa- - TA id party esti-mod vitas mg be reflected as COMfonerAL amantol sales by UBS of a Not MEC inured • No bank guwantem May boe vela
clients. Call Watt hecnnatim s cbtened from third •Not sited' n sewer I sit atnt wfe n pa-tkula MAYA fund I amib to our (lint and CO
parties and is accuracy isnot guaranteed. Other call independent valasion fern has not soakedor is the asst value of a palter mutual fund I amih's RUA. Resource Management Account, Business Senices
feast may've' which m idaffect yield conaete unable to assign a vat when we become avare shires held at the ern Account 85A, IRMA and alternation& Resource
&domain MOW provided upon request that a materialevent has &coated due May call a — We and as agitate also recewe net :eking and Mai/gement Accost are registered service marts of
petal, reported vats it question, or when a orrnbus processing lees in consideration For UBS Freemen( Services he
• Certificates of deposit OW CDs are FDIC hewed value wadi be highly specate due to fie nave gender agent sereirs that we Fronde to the
em to S29),000 h priehal and accrued interest per of the seatity. rrulual land, Thew fees generale are Pad from Visa *hate interbredservice mirk of visa
depositor and per deposity inched:xi inaccerdance - Whin neither an suer, general panne or sponsor investor awes h the lethal fund and are a fired Intonational CBS Visa Sartre cede cads at LES
with POIC rules. estimated &aka nor a thrd-pany estimated sake is dela- amount based an tie number of accounts at Vet debt cards are reseed by UBS Bank USA with
presided. the value of fle tarty will be clamed the broker-dealt( holdng maul lirds ol that fund prinession from to U.S A Incorporated.
• Preenralue Prot, dimbeed fo r »tongs, and oher from itspurchaseprice. fatly.
inducts may be higher or lower than Mesta that UBS Finendal Services Inc Pm 201402
SDNY_GM_00021016
CONFIDENTIAL
EFTA_00131636
EFTA01273843

(SUBS UBS FMancial Services Inc. Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 April 2014
CNP70056836470414 Yi 0
HIS AN MAX Lt
Account name: GHIStANE MAXWELL
Friendly account name:
Account number
Your rinandal Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on March 31 (S) on April 30 (5)
account
Your assets 1,013,875 67 1,015,343.20
VI-t our webslte: Your habilttleS 0 00 0.00
www.ubSCOMIlinanCiakerviCeS
Value of your account $1,013,875.67 S1,015,343.20
Items for your attention
. if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.cornionineservices. Tracking the value of your account during 2014
Value of your account
S Tricusancis at year end 2013 $O00
Net deposits and
withdrawals 51,011,054.19
' 0'3 1,015.3
Your OveStrnent realm
• •
Macleod and
interest income 43,10850
Change in
market value 41,18051
Value of your account
on Apr 30. 2014 $1,015.343.20
Mai 2014 Apr 2014
SDNY GM 00021017
Member SIPC CNI100010050380.7 err/00019r 74500003 0414 030575004 000000 Page 25 of 96
CONFIDENTIAL
EFTA_00I31637
EFTA01273844

UBS Resource Management Account Account name: ChiriAINE N'A.V.ELL Your lq Randal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
April 201/.
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 20 (4) yOur account
A Cash and money balances 50,297.51 4 95% Your current asset allocation • Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
A deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the Last
D Fixed income 965,045.69 95.05% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Corrmodities 0.00 000%
G Other 0.00 0.00%
Total assets $1,015,343.20 100.00%
Value of your account Si ,015,343.20
Eye on the markets
Percentage change
Index April 2014 Year to date
S&P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
CNE2000900SE88648 NE7003191745 00033 0414 030575004 C0MUiy_Gmixmllitas) 26 of 98
CONFIDENTIAL
EFTA_00131638
EFTA01273845

SUBS Resource Management Account Account name: Yourli vandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
Vann reported abase exclude products (or which gam and losses are not dectified.
April2014 (SI Year to date (S)
Realized gains and losses Unrealized
Opening account value $1,013,875.67 $0.00
April 2014 (1) Year to date(1) gains and lasses (S)
Deposits, including investments
transferred in 0.00 1,011,054.19 Short term 0.00 0.00 1,645.%
Dividend and interest income 1,615.08 3,108.50 Long term 0.00 0.00 -2,678.00
Change in market value -147.55 1,180.51 Total $0.00 $0.00 -$1,032.04
Closing account value $1.015,343.20 $1,015,343.20
Cash activity summary
Dividend and interest income earned
See Account acts.* this month for detals. Balances in your Sweep Options are indudedin the cpenng and
closing beiances v al Le. fDiC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG.
Stamford french of bank deposits placed throush the UBS Internetiond Depose Account pr cora°. SiPC
For purposes of Wit statement, taratitty of inkiett and dnidend income has been determined from a US protection applies to money market sweep fund hoidirgs but rot bare deposits. Sao important inbronation
tar repotting perspective. Baud upon the residence of the account holder, account type, or product type, about your statement on the last two pages ci` this document for dews
some Interest andor dvidend payments may not be subject to United States (US) anda Plena Rico (PR)
income tares. The dent moral* statement is not intended to be used ael carnol be reeed upon for tar Apnl 2014 (S) vear to date (I)
purposes. Clients should refer to the aPphiCatte tau reporting forms they recent from u85 annually, such as Opening balances $50,068.76 $0.00
the Forms 1099 and the RCM's 480, for tax feD3lb09 informatiOn it is the practice of UBS to file the
a;olicale tar reporting forms with the US interni Revenue Semce and PR Treasury Deparirrent. and in
Additions
such forms accurately clasafy drdena arbor Interest as tau exempt or taeabtt inceme. Please consult ytur
includual tax prepare/
Deposits and other funds credrted 0.00 49,806 24
April2014 (S) Year to date (t) Dividend and interest income 1,615.08 3,108.50
Taxable dividends 1,613 88 3,107.22 Total additions $1,615.08 $52,914.74
Taxable interest 1 20 1.28 Subtractions
Total current year $1,615.08 $3,108.50 Funds withdrawn for investments
bought -1,386.33 -2,617.23
Total dividend & interest $1,615.08 $3,108.50
Total subtractions -$1,386.33 -$2,617.23
Net cash flow $228.75 $50,297.51
Closing balances $50,297.51 $50,297.51
SONY GM 00021019
ChIP70309305688649NPIOCOI91745 00033 0414 030579004 oococo Page 27 a 98
CONFIDENTIAL
EFTA_00131639
EFTA01273846

*UBS Resource Management Account Account name: Jr Your lq sandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
April 2014 Account number:
UBS Bank USA Deposit Account APY
Interest Period Mar 7 - Apr 6
Opening UBS Bank USA Deposit balance Mar 7 $30,797.77
Closing UBS Bank USA Deposit balance Apr 6 $50,297.51
Number of days in interest period 31
Average daily babnce 847,612.47
Interest earned 31. 20
Annual percentage yield earned 0.03%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important inkirmation about your statement at the end of this
document.
Your return objective:
Cuivent income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderat on - filcne Wecred
Your account instructions
e Your account cost basis default closing method is FIFO, First In, First Out.
CNP7C00)4005,588650NP70C0I9I 745 00033 0414 030575004 COMILY_GM_00021Ifilte 2$ of 98
CONFIDENTIAL
EFTA_00B1640
EFTA01273847

Resource Management Account Account name: Your Pi nandal Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
Av 2C 1: Account number.
Your assets
Some prices, income and current values shOnn may be approximate. AS a ItS gales and losses mai nol
te.xcurately reflected. See important intormabon about your statement a the end of this dxurrent for
inore inforrivion
Cash
Cash and money balances
Cash and money balances may include avalable cah balances, UBS Bank. USA *Toot account balances.
UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances.
UBS Bank USA &mil account balances are insured by the FDIC vAlhn applicable limits, but are not
potected by SIPC. UBS AG Stanford Branch deposit accoum balances ate not insured by F OK and we rot
proteded by SIPC Money market sweep balances are protected by SIPC but are not insured by tee FDIC.
Set the important information about your statement at the end of this ckxument for details tout those
balances.
°tering biance Closing bane Price per share Average C....WendInterest Days n
Hddng on Apr 1 (1) on Apt 30 IS) on Apr 30 CI) rate period period Cap arounl (1)
V85 BANK ll5A DEP ACCT 50,068.76 50297.51 250,000.00
Fixed income
Mutual funds
Total reinvested is the told dal reinvested cindends M does not include asy cash detends. n is not a Linreafzed (tax) gain or foss is the dfference between t he current vaue and the cost basis and world
tat lot for the purposes of determinng hciang penods or cost Lass. The shares you receive each tire you generally be your Wade gan or loss if the Security was sold on this date. The unreaized (tau) gan a loss may
reinvest Ciwciends become a Separate tax 101. need 10 be &dusted for return of (vital Parents in order 10 WenI le the realized gan or loss f or tax
reporting puiposes
Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis mar
need to be aclusted for return Cl cartel payments in order to determine the adiated cost baths (or la< investment return is the current value mous the amount you invested r does not Include Shores that are not
mooning pnposes. reflected on your statement, indudng shares that hare been reacted as either a gam or a loss. It asp does rent
include cash chidends that were not reinvested
Purchase Owe/
f wbees Amye asr ai pe7ses invest cittit) Cost Prize oer shore value on Unrealized (tad investment Honing
Hddng r basis (S) on Apr 30(51 Apr 30 ($) gain or loss (S) return (I) Pencil
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol: DElLTX
Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.930 49,082.91 -2020.80 LT
Total reinvested 37.087 10.929 405.36 10.930 405.36
EAI: 12,549 Current yield- 5 15%
Security Iota 4327.747 11.376 51,103.71 51,509.07 49,48,3.27 -2,020.80 -1.615.44
continued next page
SDNY GM 00021021
CHP70303005688651 NP700319174500003 0414 03057500E 000000 Pap 29 of se
CONFIDENTIAL
EFTA_00131641
EFTA01273848

UBS Resource Management Account Account name: Your 15 vandal Advisor.
Friendly account name: SCOTT STACK/allLYLE CASRIEL
April 2014 Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase puce
Minim Arnow Dice Client Cost Prge per sheet Value on Uateefized Ree0 imestment Holdng
Hcicing of slum per share (5) investawt (f) basil (1) on Apr 30(1) Apr 30(5) gain tidos& (f) return (1) period
EATON VANCE FLOATING
RATE FUND I
Symbol. 0BLX
Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,15901 9.130 49,885.80 -273.20 LT
Trade date: lan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.130 24,903.78 .21822 ST
Total reinvested 47.205 9.169 432.84 9.130 430.96 -1.86
EAI: 12,892 Current yield: 3.84%
Security total 8238.835 9.190 75,281.00 75,713.84 75220.56 .49328 -60.44
GOLDMAN SACHS STRATEGIC
P4COME CL I
Symbol: GSZtX
Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.600 50,156.13 61513 ST
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.600 19,874.75 243.75 ST
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.600 21,928.94 268.94 ST
Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.600 50,775.79 -383.21 sr
Total reinvested 58.849 10.620 625.03 10.600 623.80 -1.23
EAI: 43.881 Current yield: 2.71%
Security total 13,524.472 10.545 141,991.00 142,616.03 143,359,40 74138 1,368.41
FISEIC TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.190 49,158.58 482.42 LT
Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.190 9,740.29 21029 ST
EAI: 51,110 Current yield: 1.88%
Security total 5,780.066 10.237 59,171.00 59,171.00 58,898.87 -272.B -272.13
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS 5
Symbol: /SOSY
Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.910 125,269.07 .420.73 LT
Total reinvested 36.164 11.934 431.60 11.910 430.71 -0.89
continued nevi Page
CNP70303005888652 HP7000191745 00003 0414 030579004 cogttlitty_cm_0002ittilt2 30 of 98
CONFIDENTIAL
EFTA 0(1131642
EFTA01273849

*UBS
Resource Management Account Account name: CHISLAINE MAXWELL Your Finandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
Account number.
Your assets Fixed income . Mutual funds korionuezO
Purchase pow
Nurrber Average price client Cost Price per share value on Unrealized aad inrestmeet Holdng
Hddng of shares per share (I) investment (1) basis (I) cm Apr 30(1) Apr 30(1) 93In or loss ($) return (1) period
EAI: 12,607 Current yield: 2.07%
Security total 10,554.139 11.950 125,689.80 126,121.40 125,699.79 •421.62 9.98
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol: .1SISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.370 100,086.48 1,061.65 LT
Total reinvested 1.858 10.387 19.30 10.370 19.27 -0.03
EAI: 42,558 Current yield: 2.56%
Sleazily total 9,653.400 10.260 99,024.83 99,044.13 100,105.75 1,061.62 1060.92
FIMCO UNCONSTRAINED BOND
FUND CLASS P
Symbol: PUCPX
Trade date: ran 29, 13 14,303.333 11.520 164,832.00 164,832.00 11.220 160,539.48 1292.52 LT
Total reinvested 21.216 11.182 237.25 11.220 238.04 0.79
EAI: $1,232 Cured yield: 0.77%
Security total 14,329.549 11.520 164,832.00 165,06915 160,777.53 1,291.73 -4.054.48
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: Mn 29, 13 7,400.957 10.046 74,351.21 7435111 9.880 73,121.45 -1,229.76 LT
Trade date: Oct 2, 13 2,209.898 9/99 21,656.11 21,656.11 9.880 21,833.79 177.68 ST
Total reinvested 47.149 9.880 465.85 9.880 465.83 -0.02
EAI: $2,955 Current yield: 3.10%
Security total 9,658.004 9.939 96,007.32 96,473.17 95,421.07 -1052.10 -586.25
R8C BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: Mn 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.550 136219.48 4,979.78 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.550 19,854.97 734.84 ST
EAI: 42,426 Current yield: 1.55%
Secuity total 14,793.787 10.164 150359.83 150,359.83 158,074.45 5,714.62 5,714.62
continued next page
SDNY GM 00021023
CNP70003005698653 NP7000191 745 00003 0114 030575004 00000) Pap 31 of 98
CONFIDENTIAL
EFTA_OO131643
EFTA01273850

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
April
2014 Account number:
Your assets Fixed income . Mutual funds (continued)
Purchase price
Number Average price Client Cost Price per share value on Unrealized 044 Investment Hddng
of shares per share (S) Tnvestrnenl (S) bash (5) cn Apt 30 (1) Apr 30 (5) spinorloss (S) *turn (S) Prerincl
Total S963.460.49 5966,077.72 1965,045.69 -11,037.04 11,585.20
Total estimated annual income: $22.210
Your total assets
Percentage of Cost Estimated Unceaked
Value on Apt 30 (1) your recount basis 01 annual income (5) gang loss (S)
Cash Cash and money balances 50,297.51 4.95% 50,297.51
Fixed income Mutual funds 965,045.69 95.05% 966,077.72 22,210.00 -1,032.04
Total $1,015,343.20 100.00% $1,016,375.23 $22,210.00 -$1,032.04
Account activity this month
Date ADhoty DesCrOlOn Amount (1)
Dividend and interest income
Taxable timderds Apr I Cividend EATON VANCE FLOATING RATE FUND I AS OF 03/31/14 228.54
Apr I Cividend 11, MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S 231.76
AprI Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 03)31/14 136.41
Apr I Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0313 If 14 202.30
Apr I Dividend GOLDMAN SACHS STRATEGIC INCOME CLIAS OF 03'31114 328.58
Apr I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 02/31/14 239.44
Apr I Dividend 11) MORGAN MULT1-SECTOR INCOME FUND SELECT SHS 19.30
Apt I Dividend HSIIIC TOTAL RETURN FUND CLASS I 28.80
Apr 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 03/31114 198.75
Total taxable dividends $1.613.48
Taxable In teresY Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0414 1.20
Total taxable interest 61.20
Total dividend and interest income $1.615.08
CNP70009005688654 NP700019I 74500003 0414 030575004 00MiliT_Gm_00024ISIM 32 of 98
CONFIDENTIAL
EF1'A_00131644
EFTA01273851

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
$UBS Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
April 2014 Account number.
Account activity this month (coniinvece
Investment transactions
for mare Information stet the price/value shown for restricted securities, see rinportant Informaion gout
your statement a the end of INS doc anent
Proceeds Iran Funds
investment withdrawn fa Accrued
Date AcWty Desciption Quantity Value (I) Price CS) transactions (I) MVISIfrottlh b01401)(5) intoned (S)
Apr I Remestment EATON VANCE FLOATING RATE FUN) I 24.950 -228.54
DIVIDEND REINVESTED AT 9.16 NAV ON
03131/14 AS OF 03131/14
Apr 1 Reinvestment IP MORGAN STRATEGIC INCOME 19.427 -231.76
OPPORTUNITIES FUND CLASS S DIVIDEND
REINVESTED AT 11.93 NAV ON 03/31/14
Apr I Reinvestment FivK0 UNCONSTRAINED BOND FUND CLASS P 12.212 -136.41
DiviDEND REiNvESTED AT I I. I7 NAY ON
03/31/14 ASOF 03/31/14
Apr I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 18.560 -202.30
CWIDEND REINVESTED AT 10.90 NAV ON
03131/14 ASOF 03/31/14
Apr 1 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I 30.882 -328.58
CWIDEND REINVESTED AT 10.64 NAV ON
03131114 AS OF 03/31114
Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 24.210 -239.44
CWIDEND REINVESTED AT 9.89 NAV ON
03731/14 AS OF 03/31114
Apri Reinvestment JP MORGAN MULTI•SECTOR INCOME FUND 1.858 •19.30
SELECT SHS DIVIDEND REINVESTED AT 1039
NAV ON 03/31/14
Total -$1,386.33
Date Activity Cescnplion Amount ($)
Money balance activities Mar 31 Balance forward 650,068.76
Apr 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.80
Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 198.75
Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04104/14 1.20
Apr 30 Closing ISIS lank USA Deposit Account $50,29731
The UBS Bank USA Depoat Account Is your primary sweep cation
SONY GM 00021025
CNP70003005698655 NP7000191 745 00003 0414 030575004 000000 Page 33 of 98
CONFIDENTIAL
EFTA_00131645
EFTA01273852

*UBS
Yournotes
cl.mmomsenr.ammommo orwat ..SNY—.,.RM H. , .
.1 elmnem.t bacemninurnkr
CONFIDENTIAL
EFTA,B1606
EFTA01273853

Important information about your statement
LEIS Filene's' Services ix. (the F im or UBS Anoxia! sent you the fin Wannest on valid" the nor The Fim, together with certain affiRites, ha also account held, you choose one of the following
Strows)t is a merrter of all orincitel Nosily, cannot* problem *Pared. purchased stpplorental protection. The madmen imesnrent objectieer
and colons exchanges. LES Financial Seinen and UES - bowie you- name ad accost minter Of any) amount payable toy eligible dents, thane& trcht • Sodom CumentIrcome. location es seekng the
Bank USA an rdrect subsdares of LES AG and - Desabe the nor he wander you ere 'ose this protection is 5500 million as of December 10, 2013. generation of income cr4.
anilines of LES Seasitin UC. The Fim's I hancial about and .'clan an cleat as mu cm why you • Achim CapdalA ppreciation: Instilment( egging
statement is available upon nano. The Fin* naafi:* believe t is an error or Minim need more klaPct to the poicy conditions ad cat X growth of pence:el rather than the generation of
oni ces ae a: eicnnation the Firm is further protected kr ma to $1.9 million n the mom?.
— Proud. the dollar arrant d to suspected error. aggregate for all your accounts held n a articular • Produce Combinaton oflrcome and Capital
!Assn/noel Sermon Ix. capacity A fiA ccpy of he poky wiring is mantle Appreciation: neesiments seeking both the generaticn
1200 Harbor Boulevard The Fim or Cad Issuer me ineestiane you complaint upon request of noon. and got/shot pit011.
Weehawken, NJ 07066 and wen cared any error pomp*.
The SIPC protection at the seaplane-IBS protection
Overall risk precise
I L b E i S s s F t i a n t a e n m ci e a n l S t r c e h p w re a s s e a n c ts c o th u e n t a . n O y th o e f r f i t c w ia e l e re d c s o , r rd a o p f y t aw P fin le a a n s c e i m al a in t n e i a tu ll f c io h n e c in ks e p k a a y te a d bl o e n to th t e h e fr F o e n r t n o o f r t h th is e • b o C th e d rt o a i n n o & t u a n p c pl i y a l t o M . ies controlled by (and eyelike! A • l C ov o e n . r w isk v a a t n h d m v S ol e a e t k ili s t y to to m t a he n t a a c n c e n s il s ia o l p ve e r c a io l, a b k e w n i it f h
officialese documnt cordoning cordlicting date should stakimmt h adtlitim to regular account fen accounts your account value)b.d held away from UBS Firm-col
B n om o e t n i s b c s e h io r n M e , l a i p e n l d e a a L g s y e e r o r i n e n p I t o f h r p e t m i c t i l r b i r c e m d . e s e d w e a n t t h t e i e g ly r m e h e is a s a r k a n c i e n c r o g ro u t r n o c t. t r h e p m ar a a re y r e u b n e n t s t s u f in o b j r c e s a c e s t c h t u o & r m it w ie a s o ie p n e u n t r . c a h A n a c c s c e e o s f u e a n e n t s s d , t c c h h h a a t a r w g r e e s s t f k r o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e v ta a .g r . i / . a A . b c c l e e e r d a ta b n i u w n n ( i * c ti h c e a ( t s , I h a ) n a in d l U s (h B i i g ) S s n B h e a a r p e k r s e o I d n f X M o 1S a u t , t h u a a l t i i t n n h c f a l o a t m m ti e o e n o a r m t th o e w a n c a co d s m t d a o y e n s u n t o k t e g e e p n p e a r c a e te w si i g t n h e t 'cant
to other negations may be subject to a wander tee. funds whim such shares are registered dreg h the • Mocha: Wilk* to wean sant rids to pinonal and
Athaegh al figures Moon T. edended to be accurate. nine of the account holler on the bock, ad mock tolerate some votataty to seek hirer returns.
statement data should not be used kr tat purposes Rely UBS Sweep Option, of the applicable issuer or transfer agent); • Aggress*: Wiling to accept high fit to pummel and
sae& on mmend tax forms, Be.. Form 10BL Salk UBS offers optics for sewepng cash balances, biances high wlatilig to seek high returns over time.
10425, atc.)whinpreptregyour we return. The Fim to ben& deposits a UBS Berk USA and UBS AG Slanted • Certain nwslmert contracts or niestment interests
required by law to report to t* IRS all taxabk dividend,. brand, (Clank Sweep Programe), moneyme/kw insult (tg., limited partnershix and privet* placements) that Statement Imuseholdhe
repaid* rentwabk den:lends and tat imennt suds MoneyFun* and the International Deposal we rot registered ender tie Secunties Act of 1933; We may consolidate al related account statements with
eared Col sectilties held in pas axamt, net proceeds Meant (DAlfor customers with an Weernational ad the same Mims n the sane earn:ix. Accounts may
on safe transattexe, std cost base cc certain covered Renee Managemern Account. Through the Bank be rented ler this purpose betase they haw owner
parities. Sweep Progeny cash balances re weep to ISISBat • Commodities contacts (e.9, kneign eccha-ge and who also maimin jaht acorn rehtionshps with other
USA up to en knit and then to LE'S AG yeti:usenet.' (ontracts). nduding futures contacts dents at the sane address. This practice's known as
C • o P m le m as u e n re ic c a o ti n o f n ir s m w a i r t t h y o th ra e l F co in rm n ...neatens in *rang B St a a k n f U o S rd A B a r r a e n F d D a I C o r e a n u M r o ed n e in y a F c u c n o d r . d a D n e c p e o w si i t t s h a F t D U IC B S ad wiTn0401C0icn contracts. s • t h a o te m m e en h t " s l i m n a g i l ' e d II i y n o s u e p pa re ra fe te r t e o n r v e e c t e p in t e s e — d i y v O e U lu T a a l y
to funher protect gout skids. incbding your Ned mks. For nxre nlamati:n pease mit worwidicgor. the SIPC patch:a and the suppernental protector' do done householdng by Ealing sour Francis' Advisor.
order the Salsifies 'nester Protection Ace (SSA) Deposes at UBS AG Stanford Burch std two of not apply to these Mats mend they otherwise appear
Money Funds no rot inured by the FCC. on yam seaternent. 71-. SEC plotecien and the Friendly accourt name
• If heGnome' hsteution cn the top left of lee frcrd aMahrriental protection du not protect agave changes the Frendk accost name reflects information that you
of this statement is noel% Financial Sakes. IBS Thouf re the OA, mailable local, balances we swept to in the makes vain of you investments (whether as a emend on the Firm's online services webute. II is a
F lo in o a k n e c r i b al y S a e n rv a ic r e g s e c n a e n n e t s w y e o b u t h a e cc h o e u lm nt e a t s e d c l & ea M tin a g hn d A e G p o C s a e y a m c a c n o B un u t n s c a h t U B T S h e A w G d N e e p w os Y its a a k t e B n ra o n t c i h n a u n re d d U E b I y S r a e la s r t* m o is f t m ). a rket mthement. issuer baisruptcy c w u i s th tc e m a iz r a r b e le c o 'n r i d c k k e n e a p m i* e . ' I & t h m as e * n b le y g y a o l u e t ff o e m ct i o n n y y o o u u r
We Rimmed you rat Ink relanianthia when you the FIX. Balances held at the LES AG Carnal Beni award. You can change you' hiendh account names,
opened this accost. lithe case. your Ltd. and are tempera* exposed to the severely' risk of the More information is avalable tom manse Yoe may through Ordre Services or by contactegmurFeancial
sectsaina-e located a UBS financial Services and rot Cayman glands, and tere is no gmantee or other obtan more edomation abou SIPC. Soloing the 5WC Advisor.
the etwocbtng broke.. and you must make alnico-I obligation of UBS AG to IVO) tie biarces while co the Broths.., by condoling UPC a 202371.8300 or by
of rap ma or *Tuition to both NITS. UBSCaymards Bradt. books. tositng the Sift websiw ar YAMADA*, ACCOellt overview
• vete ofm a accounapordcan Net of assets ad
A anoint staternrits shall be deemed (caplete ad Deposes a UBS Bak LEA and each UPS AG Each are Dividend ReiWatblbafilt Program (DPP)
accurate a not objected to el wring within 60 days. not protected by SIPC. Money Fund shires ate protected The ake reflected is an swage price. You may obtan • Assets hulas evadable cash balances, vales for
by SIPC. See *U35 Fruncial Services Accost Protection' the actual price Iran yas Financial Advisor. 0* eh* restricted sear* len I, and Global Tine Deposits,
• Plea,. diect customer complaints or iNUiieS to he bobw tarn are purchased under DPP partial shires wil be urrealied maks to make, and cinteh assets not held
Fine'; Client Relations Dna-Meat n 201.352.1699 sold rd tlw cash war be &ponied .'your account. The by the Fim. Does rot include unpited Stfluitiall assets
tolbfree n800-354-9103, 8:CO A.M. to 6:CO P.M. Upon pas reg.est, balances n tie Bank Sweep 6viderd pi-moment price applied by the issuer may al the end ot the pia and anent statement periods, or
ET Monday through Fridao a in mien; to LES Programor OA Mai be vothelmem and shares of a ale from the market price at which &partied shires prorate imestrrents, 'nested stock options ad
Feenoal Sauces lx., Client Retinae Depalment, Money Fund my be liquidated, end the proceeds we sold mendable stock anions
P.O. Ben 766 Union City, NJ 07087. returned to you or sour seoskin atcamt. • Eiablibes Include, debit blIIM•5, cuturding mar
CaOwavlieu loans. credit Inc, tom meant balances.
• h in e e c d a s se t r o e f n g c r h e ( e ( n W or i g t b ap i s p ti u n y n m ab m o o ut r a U n B S el V ec is tr e on d i e c bit F n u c l t l d e n r g re a o n rn e a n t t i o a n t a te b s ou t t r a a t v e a s i l a a n b d le y sw e e l e l, p a o p m ti a o i n la s b , le at e C n ha ti p tl e w d h t o o le a w p e a t p s a m l a u y m b ( e a h a e m ld. u ' y ll o o u f ' a a d c v c i o d u e t r d I f P y a o el u m a e m nt • ca s C h a b s a h la k n ro c n e e s. y p b l a u l s a U nc B e S s . B T a o k ta U l o S f A u d n e im po e s s i t t e b d e a i v rc al e a k bl e U BS
card Penman* call 62-1000, or wile to UBS www comei sotopia* from your Fiume' Advior or otherwise, the NM red other sell panel sna at AG Starraoid Branch depost balances and money market
Financial Semen kic„ MOO Herber Blvd, 6th floor. or by calling 800.762.1000. rivulet like a accept an amount &Omitted by a nal fund sweep Saxes, at the obit of the
Week/Men W 07086. Min RIMMESA Senkes registered demi* agency, rid credit you' accost. gnomon period. Noncom-n*6g Bee credit balances in
UPS Financial Services OX01.191% protation your account are rot segregatedfrom other balances
Cal a write as soon as you cart it you tit yes The Fnn is a molter el the Swanks InvegOl Protection Investment 'objectives and tie Firl may use any of these funds in the ordinay
shearers, or receipt is maga s you need more C orporaticn (SIPC), wheh protests securities accounts of The nvesImert objectives aid risk profile we specie to course Messiness. these funds me payabk soon
Hama' ian *cut a turn* on the statemert or its members sip to 1500,022 (nth** S2B),000 for each account and rnw wry between. Phase /thee the yew darned. This total is included in the cement pried
h na e ro r j a fr t o . T m h y e o F u ir n m o o la r C te a r r t d h I m ss u 6 e 0 r d a a s y s a P af i t n e a r b th lie e k F n e u rn s t a d l a l m ac s c k ou r n c t a t s h h a ) t T y h o e u S h IP o C ld a n ss a e t p p a ro lim tec b t i i r o c n e Im p e a s * X . PV to M Fe a rn x p i r s o ' m s o k t u e a ,' i ' o n n w o r r i t n r o g m o -w f a o n r y t n o a bje ta cti n ve t s c . h F a C n C g e e a i c n h y ou closing value.
SDNY_G M_0002 1027
CONFIDENTIAL
EFTA_00131647
EFTA01273854

Important information about your statement (con inued)
lending Hornet/on you would away receire h the mallet Prices cue - • Derkis crs to date may include return of — h silt c., to comments-6 received n connection
Fa petered information cn the Finis lending pradthes obtained from vaious third party sources which we capital. income Cr both wth the sale or delnbetion ol only contracts
and disci:sues, refer to yes Clent Rthatbrado beanie to be relit,* but we do not gora-tee their - see • represents the initial ottani; and an investment net ails to our dents, ye
Agensunt or Accord Agreemmt atthe General scanty. price per unit and may not ;elect exr cost basis meta our affiliate resew reseal sharing
Terms at Conditions UBS Statement of Credit Practises - We genet 'teethe closi-g price when aveldsb a compensation frommar*/ of the instance
available in Agreements andOgdosures at the mean of the bid and ask prices fagged • Restricted securities ResItcled want i n generally companies undenatirg the amity contracts,
anduakisamitoguadflobsucts mantes and <peons or onY bd prices Ill OTC cue rot curate/ ergiole for publk sale. UBS Firacal *dates of the innate cowries or sponsors of
seosties. kwvices ides the menet price of the unrestricted stock fount in anent rusts we disirbute
Vass amen - Less actW4 waded securities may be priced ushg a of the same issuer as an inputed value fade ▪ Cur affiliates ako receive trading commetas and
Your Athement Semites securities and otter rats held valuation model or the move recent pi:e we restricted stock fa purposes of this summon on. To other cornea-deanfrom mewl kits and
rntM socarit at the end of the statement period. You donned and may not reflect an real motet nice the intent that reariaed securities are elabb fa a mune, companies whose prOCIXIS we distribute.
may ask for deivety d fully paid smites at an/ time. or vane the vale rented may be Abctantialy less than the - Wetmore an anal fee from UBS Bak OA and
You may meive securities used as loan collateral after - Celan position may appear without a price oral Sewed value town UES AG Stanford Blanch of up to szs per accost
prying any Wince due on tem. k-y securities will ;haw as 'prim was rot amiable' if we re sweeping to the barn under the UBS Ba-k Sweep
Wanderedto the Um darg the stalernent penod are undole to obtain a pnce fo r a lastly • Est (astirnated) inane. current yields and rates, Fri:grams
listed at market vatue as of the end of the Statimert - Deposits or sectritin deraninated incurrencies An estinate of assn) income is based an current
retied. other than U.S. dollars are reflected at the exhinge Sicked at interest rates, assuring tie seethes will Activity
• Cast basis. In determning the cost basis of the rate as of the statement date. be held for one nth from statement date or until hbisnationregsdng <atm:nets and otter Charger
navies included in this statement, where indicated - Fa certain *canes visdng rat noteconformng nlatitity. This teams Sony a gthielne, accuracy ilcuned in connedco with the oecutcn of rade',
wash the nurrbee UPS Famed& Servists has robed dertmatcris price avd cageySlate valor) may rd continued income are not outwitted ncludng onion transactions ha been included on
cn information obtained from SCUMS other thanI RS have been ode aced to facilitate pre:et valuation - Estimated anal nccme adherent yield fe MolirrnriOnS IMMUSly filtrated to you, ad will be
Handal SeniceL including haforrrinicm been another To obtain current quotations, when arailible, corded certain tapes of scathes could include a return of goaded to you wavily at recpest.
lam a that you mew have provided to you Finaxial yes Financial Adder. ',intim' r canal gars h esnith case the est
Achisor. The Finn does not ithripentently verify a income Ord current yeti would be overstated. Short Wig
gonna the watery or varsity day information • Prints irrestmentr and rtruclund prot atb. - Estimated anal icon and current Old and the I yauae engaged in short serrg a security, you may
provided by sans other than Linnantral Senates. hint, emestmeir secants (landing drect actual i-ccene and yield might be kwer a higher haw a chape die to certain bcrroatg costs for that
paticipation pagan) and real estate imestrnent trust than theist:matedamounts. partials security.
aicitixt although UBS Simnel Services generaly stashes) and stacked nandts ale generally highly — An estmate of rruateed income (divdend ands
want this itarnation as it is received, the firm eliari. Certain strixturd crotch have not been interest) divded by the event market Open cadre
does not provide any esesances that the itemacian registered with the Securities and Excha- valthaveran balance is based on the last dedend Regarding Wen or • scaltikancelbe ceders that
thin "Cost basis" and "threalded gar/loss- is Comnsion a under ami state securties laws. We or interest payment made by the issuer and were not thawed by the statement date, open buy at
accurate as cid the date of this statement. As suck prowle estmAed vanes for pwae investmem wearies the seositiegdeposts will be held for one tel stop orders are refixed by the mount of diudends
please donor reay on this nIcrination to make wades and structured products for Mormatisrul year from the statement date or until manly. a rights on an haividerds or antes date unless
wears a tale decisions. fortes p-rposes purposes only. Accuracy knot guarenteed. Accuracy and continued yield ere not gerageed intruded otherwise by y:u. You are respontble fa
*theme's*. Accounts Wandered to tie Fim may - These values may differ abstantialy from proor a orders that we executed du toyer failure to cexel
reflect girl loss edionatith onbr for the period of any, at eh& a priathe Mennen' security a • Assets riot held by WS 'rancid Services. Certain hosting open orders.
tine theythe held a the F rm More historical structured prixIxt may be teArt or sold and do assets se rot held by the Fins and not within the
Hamann tan be added by you Finenciel Adenor. not necessarily represent the vela you may receive Fern's possession or carol. These assets de Privity
soon liquidation. &pitied on yaw statement for informational To obtain a copy of ax current Client Aiwa Neice,
• Unwiring/A gain/been When data is aailtb. - Thid prly 'Ornate of ale av as of a certain purposes they. Positions ad values presented me please contact mur Francis' Achisor or vhit as wash
eninated Le-readied gent losses ay calculated la date and are espied to UBS Fna-ciA Services on a IMMO by the inueo f ern UBS Francial Senekes ate.
exhilialseosty lots. The transaction data for regret base by in independent vitiation tint not reversible for the ilainalion and des not
ncliektalbts may or May not teethe atomism:4m, - Saar, general panne or tumor estimated vanes, guarantee es accuracy. These Assets au rot protected UBS Enamel Services a not a bat The WA, Busiest
*urges ander socirityroorgenizalisn marts any are supplied to the Fm by the Muer, by SOP or the Finh uthplemeneal SIC coverage. Services Account BSA and IRMA an brokerage accounts
Dividend and °term nvestrnmi lots rd systematic general manner or sponsor and may be tabulated which provide access so barking services ridproducts
pachne kits are each combined to display are based on &keen information Van that used by • Revenue shoring and additional compensation. through arrangements we, affiliated bags rid other
averaged lot. The • Trade date • canna presents the Ind parties to derive their estinated values. — In addition to commissions on sales and 12b1 fees thief-Daly banks, rid provides access to roseate and
aigrul transaction trade date. - You can obtan additcrul Hamann regarding received n correction with the dSbibution ennithy praticts hued by unaffiliated thed.pany
the methodology used to determine the "innate of mutual lads to our dent we ilea our alMate insurance companies through reura-or agency
• C th a e l l i a n b t l e e r s c e a c t u s r f i o ti r e e s e B ry a r n e * c k a n n p ds to :r n ef w er i r l e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a o d rt t e he th d a a n te e o * f b th y e c H on a t m ide e g ln y ) o t u h r a F t i i v s n th c e ia l ' o e d r o n r * a il t v tr o a n c u ts e o 4 t h t r h in e g m P A a t r a e l n fu t n s d f s r o th m a t d e w rt e r i s b e u ll t . o rs subsklissies of UBS Financial Services Inc.
merely by lot Iran among all seo.rties of tat Advisor. These arrant, are based on two deferent Iniestment mutate. at flutyproducts:
issa held in our rum or in nominee maw la or - Thief party esernmed wines may be reflected as COMFOnents- 0 tem amantol sales by UBS of a Not MI( Mewed • No bank gusset.* May tise vela
clients. Call bane hfcrinatkn b obtaned from third •Not prked* n mew Ise *ions. new n paS am mutual fund I amibi to our clients; and CO
parties and es accuracy snot guaranteed. Other call edependent valuation time RS not %condor is the asset value of a pre& Sr mutual fund I amiy's Resource Management Accost, Business Semites
knives mayeng which mid aged yield complete aide to assign a vane, when we become aware shares held a the Irma Account 854, IRMA and alternation& Resource
neon/latch itillbe provided upon request that a materiel event has &oared that May call a — We and at atMate also recewe nemaking and Management Accost are registered service marks of
pumas), reported vane no question, or yawn a embus protesting lees in corskleration for UBS Financial Services In
• Certificates of deposit OW CDs are FDIC hared 3alue would be big* sPeculetioe due to the mere tender agent services that we word* to the
sp to S2 9),000 h annul and accrued interest per ▪ the steady mutual fads. These lees generally are pad from Visa *halve is a resigned sersice mark of Visa
depostor ad per depository institutich Macccrdtnce - When neither an suer, general partner a sponsor investor assets in the mutual kind and are a heed Intonational las Via Sonatae credit cads at LES
web FDIC rules. thawed vale ma a thrthpany estimated sake is de la amount based on tie number of accounts at Visa debt cards are issued by US$ Bank USA with
podded the value of tee steely will be differ' the brokentheler holdng mature lads ol that fund permission from Vas U.S A Incorporated.
• Prieekalue Press disobeyed fo r secants and other *an its purchase price.
induces may be higher or lower than Menke that UBS Financial Services Int P.4.v. 20402
SDNY_GM_00021028
CONFIDENTIAL
EFTA_00 31648
EFTA01273855

UBS Financial Services Inc. Resource Management Account
c;ItU BS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2014
CNP70056316690514 Y1 0
HI AN MAX Li
Account name: GHIStANE MAXWELL
Friendly account name:
Account number
Your N nancial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on April 30 (1) on May 30 (1)
account
Your assets 1,015,343 20 1,018,909.37
1,15Itour website: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account $1,015,343.20 81,018,909.37
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
at year end 2013 10.00
S Thousands
Net deposits and
withdrawals 11,011,054.19
' 0.5? 1,0189
• Vow MeStinent return
MO:lendand
interest income 35,128.54
Charism in
markot value 32.72664
Value of your account
on May 30. 2014 11,018,909.37
POI 2014 mar 2014
SDNY GM 00021029
Member SleC CNP70009305631669NP7003193246 00003 0514 030575004 00c0c0 Page 25 of 98
CONFIDENTIAL
EFTA_00131649
EFTA01273856

*UBS Resource Management Account Account name: GNIAANE MA. Vt ELL Year Kendal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 30 (11 your account
A Cash and money balances 50,531.30 496% Your current asset allocation • Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
A deposit account balances and money mallet
C Equities 0.00 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 968,378 07 95 04% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,018,909.37 100.00%
Value of your account 51,018,909.37
Eye on the markets
Percentage change
Index May2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 4.32%
MSC I - Europe, Australia & Far East 1.76% 4.11%
BarclaysCapital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
CNP 70000009531 670 NP70C0 I 97246 00003 0514 0305750O4 C0Milliy_Gitoorfitin 26 of 98
CONFIDENTIAL
EFTA_00131650
EFTA01273857

Resource Management Account Account name: GH1SLAINE t , Your Financial Advisor:
UBS Friendly account name: SCOTT STACKFAANLYLECASRIEL
May 2014
Account number.
Change in the value of your account Summary of gains and losses
May 2014 (S) rear to date (S) Varies reported below exclude products (or which gam and losses are not dasilkd.
Realized gains and losses Unrealized
Opening account value $1,015,343.20 $0.00
May 2014 ($) Year to date IS) gains and losses (3)
Deposits, including investments
transferred in 0.00 1,011,054.19 Short term 0.00 0.00 1,637.08
Dividend and interest income 2,020.04 5,128.54 Long term 0.00 0.00 -1,123.02
Change in market value 1,546.13 2,726.64 Total 40.00 $0.00 $514.06
Closing account value 41,010,909.37 $1,018,909.37
Cash activity summary
Dividend and interest income earned
See Account activity tins month for deta &lances in your Sweep Options are indudedin the q:enng and
closing balances 'taut. FIX insurance applies only to deposits at uBS Bank USA, not to deposits at 1€5 AG,
Slarra00 french or bank deposits paced! Wog, the UBS internat.:mar Depose ACIOUDI program SiPC
For W rposes of INS statement, toutairty of interest and dmdend income het been determined hem a US protection applies to money market sweep hod headings but rot bare deposits 5**imporunt information
tor repcitirg perspective. Based upon the residence of the accounl holier, account type. or product type, about your statement on the last two pages cf this document for crews
some interest ardor deidend payments may not be subject to United States (US) araa PIRO'S, Rico (PR)
income tarts The dent mant* statement is rot intended to be used and cannot be retied upon fa tar May 2014 (5) year to date IS)
p th u e rp F os o e rm s. ! , C 1 lie 0 n 9 t 9 s a sh n o d u t ld h e re R fe t r n t i o ll t 4 h 8 e 0 a , P fe O e K 1 E 4 t x te r l e a p x o re rt p in o g r t i i n n f g o r f m or a m t s io t n h e I y t r IS e c th e e n t p f r r a o c m tic 1 e 18 O 5 f a 1 n 1 n 8 u 5 a t l o y, s O u le c h th a e s Opening balances $50,297.51 $0.00
axlicatle tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department, and in
such forts accurately (Wary dwdenct ardor Interest as tar exempt or Unto* income. Pease consult your Additions
indedual tar prepare/ Deposits and other funds credited 0.00 49,806.24
May 2014 01 Year to date (1) Dividend and interest income 2,020.04 5,128.54
Taxable dividends 2,018 84 5,126.06 Total additions $2,020.04 $54,934.78
Taxable interest 1 20 2.48 Subtractions
Total current year $2,020.04 $5,128.54 Funds withdrawn for investments
bought -1,786.25 -4,403.48
Total dividend & interest $2,020.04 $5,128.54
Total subtractions -$1,786.25 -$4,403.48
Net cash flow $233.79 450.531.30
Closing balances $50,531.30 $50,531.30
SDNY GM 00021031
ClIP7C0C0305631671 NP7003193246 00033 0514 030575004 coo0c0 Page 27 of 98
CONFIDENTIAL
EFTA_00131651
EFTA01273858

*UBS Resource Management Account Account name: Your linancial Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
May 2014 Account number:
UBS Bank USA Deposit Account APY
Interest Period Apr 7 • May 6
Opening UBS Bank USA Deposit balance Apr 7 850,297.51
Closing UBS Bank USA Deposit balance May 6 850,531.30
Number of days in interest period 30
Average daily balance 850,315.91
Interest earned 81. 20
Annual percentage yield earned 0.03%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full descnpticn of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility C0nSideratan - None selected
Your account instructions
• Vote account cost basd default closing method is FIFO, First In, First Out.
CNP70:O005631672NP70C0IS0246 l>3033 0514 030575004 COMY_GM_00028164 " of 98
CONFIDENTIAL
EF1'A_00131652
EFTA01273859

Resource Management Account Account name: GHISLAINE MAXWELL Your Ili nand/ Advisor:
*UBS
Friendly account name: SCOTT STACK MANITLE CASRIEL
May 2014 Account number
Your assets
%me PK et, income and current values Sham may be approximate. AS a *SA GAM and ICAk'S May rol
be accurately reflected. See importarionfarmabon about your statement a the end ol this dxurrent for
more infornason
Cash
Cash and money balances
Cash arc( monsy hatnwes may indtde avalable cah balances, UBS Bank. USA deposit account ()lances
UBS AG Stanford Branch deposit account caances and money market mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vet hn aplic able limits, but are not
protected by S1PC U85 AG Stanford Bram Isdevout account banes be not insured by FDIC and are rot
potected by SIPC Money market sharp balances are protected by SIPC but are not Insured by the FDIC.
Set the important information about your statement at the end of this docuwent for details about incise
balances.
Ocenng Wave Closing bane Pnce per :One Average DnIdend Interest Days n
Hddng on May 1 (S) on May 30 IS) on May 30 (0 rate period Undo/ Ccp antiunl (1)
UBS BANK USA DEP ACCT 50.297 51 50.531 30 250,000.00
Fixed income
Mutual funds
Total reinvested is the Iola et A reinvested cividends M does nal include any cash dedench. It is not a Unwired ftat)gain or foss is the dfference between the current vain and the cost basis and woad
tat lot for the purposes of determinng hdckng pencds or cost bass. The shares you receive each time you generAy be your tattle gain or loss rf the security was sold on this date. The unrearzed (tax) ga n or loss may
reirnesldvdendS te<Cole a separate tax lot. need 10 be &lusted for return 01 capita payments in order to (Mem-tine trie realized On or as for tax
reporting purposes
Cost basis is the told purchase cost of the security. inducing reinvesteddvdends be cost basis may
need to be aclusted for return Cl cadtal payments in order to deteimne the a:Sated cost bass for tax investment return is the current value woos the amount you invested. R aces nOF i uCe shares that are not
reporting purposes. reflected on your statement, inducing shares that hare been reacted a either a gain ce aloss It aso does riot
include cash chiclends that wen not reinvested
Purchase OM&
0Pf(s0it0oti Average mvesi Clitrst) Cost PrKe per share Value on Unrealizedam intesernent Kicking
Wang oasis (s) on mg 30(s) Mg 3()(5) gain 0(108 (5) return (s) petted
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol" DBLTX
Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 11.010 49,442.16 1,661.55 LT
Total reinvested 55.884 10.929 610.81 11.010 615.28 4.47
EA': 32,555 Current yield- 5 10%
Security tOtal 4546.544 11.374 51,103.71 51,714 52 50,057.44 -1,657.08 -1,046.27
continued next page
SDNY GM 00021033
CelP7C0CE005631673 NP7003193246 00033 0514 030575004 cococ0 Pap 29 of 98
CONFIDENTIAL
EFTA_00131653
EFTA01273860

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Ilnandal Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
May 2014 Account number.
Your assets . Fixed income . Mutual funds (cononued)
Purchase price
Number Average Floe Client Cost ante per share Value on thueallied Rea Imeslmeot Making
Meng of shares per sham (5) invents-ma CS) Oasis (I) on May30(1) May 30 (I) spin afro's (S) return (S) period
EATON VANCE FLOATING
RATE FUND I
Symbol. EIBLX
Trade date: Jan 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.140 49,940.43 •21857 LT
Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.140 24,931.06 •19094 ST
Total reinvested 71.058 9.156 650.62 9.140 649.47 -1.15
EAI: $2,867 Current yield: 3.80%
Security total 8262.688 9.190 75281.00 75,931.62 75,520.96 .410.66 239.96
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZD(
Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.590 50.108.80 567.80 ST
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,855.99 224.99 ST
Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 24825 ST
Trade date: /an 21, 14 4,790)69 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.12 ST
Total reinvested 87.660 10.614 930.43 10.590 928.32 -2.11
EAI: 43.903 Current yield: 2.72%
Security total 13,553.283 10.545 141,991.00 142,921.43 143,529.26 607.81 1,538.24
HSBC TOTAL RETURN
FUND CLASS I
Symbol: UNIX
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 •192.98 LT
Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797.65 267.65 ST
EAI: 41,110 Current yield: 1.87%
Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: )SOSX
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.900 125,163.89 •525.91 LT
Total reinvested 45.912 11.929 547.70 11.900 546.35 •1.35
continued next page
01P703C0005631674 NP7000190246 00003 0514 030575001 0000/Y_GM_00024MA 30 of 98
CONFIDENTIAL
EFTA_00131654
EFTA01273861

Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
*DUBS Friendly account name: SCOTT STACK MANLYLE CASRiEL
May 2014 Account number.
Your assets . Fixed income . Mutual funds (contrived)
PurchaSe price
Water Average price Client Cost Price per share value on Unrealized Cad investment Holdng
alching of shares penile'. (t) investment (1) bads et) on Miff 30(1) Ma/ 30 (1) 93In or loss (0 return (0 period
EAI: 12,461 Current yield: 1.96%
Security total 10,563.887 11.950 125,689.80 126,237.50 125,710.25 .527.26 20.44
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol: JSISx
Trade date: Lan 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.360 99,989.97 965.14 LT
Total reinvested 49.333 10.370 511.62 10.360 511.09 -0.53
(Al: 12,483 Current yield: 247%
Security total 9,700.875 10.261 99,02483 99,536 45 100,501.06 96461 1,476.23
PerICO UNCONSTRAINED BOND
FUND CLASS P
Symbol: PUCPX
Trade date: Ian 29, 13 14,308.333 11.520 164,832.00 164,832.00 11.300 161,684.16 -3,147.84 LT
Total reinvested 35.214 11.197 394.31 11.300 397.92 3.61
EAI: 11,248 Current yield: 0.77%
Security total 14,343.547 11.519 164,832.00 165,22631 162,082.08 -3,14423 -2,749.92
PRUDENTIAL ABSOLUTE
RETURN BOND FUND 2
Symbol: PADZX
Trade date: Lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.920 73,417.49 .933.72 LT
Trade date: Oct Z 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 266.08 ST
Total reinvested 76.718 9.880 757.99 9.920 761.04 3.05
EAI: 13,042 Current yield: 3.17%
Security total 9,687.573 9.939 96,007.32 96,765.31 96,100.72 -664.59 93.40
R8C BWEBAY ABSOLUTE
RETURN RJNEKLASS I
Symbol: RBARX
Trade date: Lan 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.520 135,832.11 4,592.41 TL.
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.520 19,798.51 67838 Si
EAI: 42,456 Current yield: 1.58%
Security total 14,793.787 10.164 150,359.83 150359.83 155,630.63 5,270.79 5270.79
continued I*4 page
SDNY GM 00021035
CNP700C0305631675 NP7000190246 00003 7614 030575001 000000 ►ase 31 of 98
CONFIDENTIAL
EFTA_00131655
EFTA01273862

SUBS
Resource Management Account Account name: GHISLAINE MAXWEU. Your IR sandal Advisor:
Friendly account name: SCOTT STACK MANL YLE CASRIEL
May 2014 Account number:
YOUf assets . Fixed income . Mutual funds (continued)
Purchase price
Number Angara, peke Client Cost Pnce per that value on unrealized 0e4 imesimem Holdng
Mcrang of shires pet share (s) inatunent CS) bash(!) on may 30(i) May 30 (1) coin orloss (5) return (5) Maw
Total 9963460.49 1967,86397 1968,378.07 1514.06 14,917.58
Total estimated annual income: 572,125
Your total assets
Percentage of Cost Estmated unceeized
value on May 30 (5) your XCOUill Oasis (5) annual income (1) gain of loss(!)
Cash Cash and money balances 50,53130 4.96% 50,531.30
Mxed income Mutual funds 968,378.07 95.04% 967,863.97 22,125.00 514.06
Total $1,018,909.37 100.00% $1,018,395.27 $22,125.00 $514.06
Account activity this month
Dale Acthtty DescriPPOri Amount (S)
Dividend and interest income
Taxable tIm eerod May I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 04130(14 217.78
May I Dividend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.10
May I Dividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 04/30114 157.06
May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI. AS OF 0430/14 205.45
May 1 Dividend COWMAN SACHS STRATEGIC INCOME CL I AS OF 0430/14 305.40
May I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0430/14 292.14
May I Dividend W MORGAN MLAT1-SECTOR INCOME FUND SELECT SHS 492.32
May I Dividend HS8C TOTAL RETURN FUND CLASS I 2890
May 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 043011 4 203.69
Total taxable dividends 12.01834
Taxable interest May 7 Interest UFtS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20
Total taxable interest $1.20
Total dividend and interest income $2020.04
CNP700C0005631676 NP7000193246 00003 0514 030575004 03ROLYGM0002,6313 32 o1 98
CONFIDENTIAL
EFTA_00131656
EFTA01273863

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 201 4 Account number
Account activity this month
(continued)
Investment transactions
for mate Information stout the price value shown for restricted securities, see Mponanz Informaioa about
your 'cerement at the end of this docurnent
ProceedS Iran runs
investment vAthdraven for Accrued
Date Activity Description Quantity Wait 0> Price (I) tramztions (S) inwslants bocagt (5) inured (SS
May I Reinvestment EATON VANCE FLOATING RATE FUND I 23.853 -217.78
DIVIDEND REINVESTED AT 9 13 NAV ON
04/ 3,014 AS OF 04/30114
May 1 Reinvestment JP MORGAN STRATEGIC INCOME 9.748 -116 10
OPPORTLe41RES FUND CLASS S DIVIDEND
REINVESTED AT 11.91 NAV ON 04/30/14
May I Reinvestment PINCO UNCONSTRAINED BOND FUND CLASS P 13.996 -157.06
DIVIDEND REINVESTED AT 11.22 NAV ON
04/3014 AS OF 04/3014
May I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.797 -205.45
DIVIDEND REINVESTED AT 10.93 NAV ON
04/3014 AS OF 0430/14
May I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 28.811 -305.40
DIVIDEND REINVESTED AT 10.60 NAV ON
04 MI1 4 AS OF 04/3014
May I Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.569 -292.14
DIVIDEND REINVESTED AT 988 NAV ON
0413Cir Id AS OF 0413011d
May 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND 47.475 •492.32
SELECT 5145 DIVIDEND REINVESTED AT 10 37
NAV ON 0413014
Total -51.786.25
Ode Activity Desuption Amount (0
Money balance activities Apr 30 Balance forward $50,297.51
May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
May 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 203.69
May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/14 1 20
May 30 Closing UBS Bank USA Deposit Account $50,531.30
me UBS Pant USA Devisor Account is your primary sweet, oPlion
SDNY GM 00021037
CONFID C E NPTC0 N 043054 T 41677 I N A P7003 L 19324 6 00033 0614 030575004 000000 Page 33 of SS
EFTA_00131657
EFTA01273864

*UBS
Yournotes
onemommmenraonozaeowe aslomora. ..111V-.,.R.8 H. , .
...........^ ,^umb.
CONFIDENTIAL
EFTA,B165E
EFTA01273865

Important information about your statement
LEIS Fiuncial Services tc. (the F im or UBS Financial wit you the ha Ornament on *Sikh the error or The Finn, together with certain affiliates, ha also avant held, you choose one of the Toll:wig
Services} is a marker of all prinokel sxvly, conrroilly problem *Pared. purdiasedlipplemental protection. The mariner knestrnent objectirer
and colons wedirges. LES Frencial Sendai and USS - howde you name ad accost number Of any) amount payable toy eligible Wenn abates& Le-cke • Produe CunentIrcome. lin-Mom its seekng the
Bank USA ate rdrect subskiares of LES AG and - Desoto the era or tie wander you re, mare this protection is 5500 million as of December 10, 2013. generation of income a*.
affiliates of LES Secuitin LIC. The Fim's Handal about and etplan a cleark as you car why you • AcAiova CapdalA ppreciation: Investmentsw aking
statement is available upon reopen. The FITS. excite* believe it is an error o- Wine° need more BiloRct to the pokyconditions ad limitation, ca sh X growth of prncpal rather than the generation of
oni ces we a: eicnnation the Firm is further protected la up to $1.9 million n the income.
— Staudtthe cbla antent of the suspected error. aggegate for all you accounts held n ape-Males • Pialoce Combinaton d Incline and Capital
LES Finnol Sauces km capacity A hit copy of he poky evening is /nibble Appreciatcot 'vestments seeki-g both the generation
1200 Harbor Boulevard The Fim or Cad Issuer wit n.estgae your complaint Won oeciunt. of neon. and gowth of ftlittali.
Weehawken, to 07066 and sal coned any error promptly.
The SIPC protection at the upplemenUI protection
Overall risk prairies
Ibis statement represents the any official record of your Please make all cheeks payable to the Fern or the both do not apply to.
LES Fe-uncial Senses account. Other record, wwpt financial institution Skated on ere front of this • Lenin Francid asses controlled by (and hcbided • l C o o w n s ri e s r k v a a ti i v d e ' v S ol e a e t k il s it y to to m th a e n a ta x * o S n o o l p ve i r - a cl l o , t a h k e w n i it f h
office' the documnte contaning conflicting date should Makatea hacklian to agar acme-it fees accounts your account valuo)b.:1 hell away from UBS Fine-cid
B n om o e t n i s b c s e h io r n M e , l a i p e n l d e a a L g s y e e r o r o n e f p I t o f h r y e t o i o t u f i f r b i r c e m e a a s k k i a e a v t t h e i e g ly r m e n i w s * a M a n c i e n c r o g ro u t r n o c t. t r h e m p am a y o r e u b n e n t t s s u f in o b j r c e w a c s t o h to r = r m i c e e a s i n m p t e u s r n . c a h A n a c c s c e e o s f u e a n e n t s s d , t c c h h h a a t a r w g r e e s s t f t r o o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e v t a . a g ri . r a . t b e c l e e d r e b ta n u i m n n ( i c * ti h e ca s ( s , 1 h r ) e a in d t U s O B i M g S s n B h e a a r p e t s r o o ( 1 i f l O m c S a u t , t h u a a l t i i t n n h c f a l o a t m t m io e e n a t . h s re th tu e rn w s e a n i d s m t d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n if 'cant
lea other nsteutions may be subject to a transfer fro. finds whore such shares are registered dreg n the • Moderate: Willing to accept some risk to principal and
Allnach al figures shows re edended to be accurate. name of the account holier on the books ad records tolerate some votatAty to seek hither returns.
statement data should not be used fix tar purposes Rely UBS Sweep Options of the applied* issuer or tender age's); • Aggressive: Wiling to accept high risk to pinopal ad
seer on wa'-end tat fams, key Form 1098 Seak UBS offers options for sweepng cash bine; Wanes high telatilik to seek high returns over time.
10425, tacit...hen prearegyour Lex return. The Fiona to ha* deposits at UBS Bat USA and UBS AG Starriked • Certain rneslmert contracts or nwstment inteesta
required by law to report to he IRS all taxabk dividenck, arch (frank Sweep Preganss), money make. mutual (eg., limited panne-shins and whoa placements) the Staterna. fiouseholdne
report*le rantatable den:lends and tat enennt knit (Morey Fu-d.) ad the International Deposit tro rot registered trder tee Securities Act of I S03; We may consolidate al related account statements with
earned an acuities held in you accent, net proceeds Avant 00Alfor customers withal International a-d the same biota n the Sin* &MO**. Accounts may
on safe transactore, red coR base on certain covered 'mune Malagement Account. Through the Bank be related ler this purpose beat. they haw owners
seusein. Sweep Pregame oath balances re swept to USG EUrk • Commodities contacts (e.g, foreign exclave and who also mai-nein pia scorn relationships with other
USA up ton raelakhod Find ad then to LES AG pew Os metal contredg ncludeg futures contacts clients at the sane address. This practice's known as
C • o P m le m as u e n re ic - a c t o io n n fir s m w a i r t r h y o sh ra e l F co in rn n m encatons in wing B St a a k n f U o S rd A B ar r e e F a DI C a r F e in M e o d ne in y a F c u c n o d r . d D a e c p e o w si i t t s h a F t C U C B S rd tormodne anon contracts. s • t h a o te u m se e h n s ts k s in n g ak ed II i y n o s u e p pa re ra fe te r t a o n r Y ec tt e la h t e a i — div y e O d U u m al a y
to funher protect your rotas incbdrig your nthn rules. For more nformation please vet wwwldicgov. fie SIPC wotecton and to supplemental protectors do dalne householchng by wag your F nearer Advisor.
ors:Yr the Searitin !Meat& Protection Ad (WA} Deposits at UBS AG Stanford Bush and tarn of not apply so these assets event they otherwise appear
Money Funds are rot inured by the FCC. an gar Materna*. Tor SEC egoisti . end the Friendly accourt name
• If the finrcal nstitution on the top left of the front RIPPlerreental protection do not protect agora changes The Frendk accost name reflects ela mnion that you
P o t W a f r e e k th n e W is o r o a s b r t l y m a S t a e e e n r m d v a i y e c r e g o n s e u t i n c s o a r f f o r l r t o n i i e e e t s L r a y r 6 e a 6 h l w a F t t i h a i o n e c n a c s n i o n h c u d i ia p n e l t w S x a h e e e v d c e n i l n e e y a s t o l , r i u L n t t B g a S iN t d A t T h e G h e p r F o C o s I a a i X t y t a m . . c t h B a c n e a o l B u O a n n u A t c n s , e c a a , h l F r U a o B T i l l d i S h b e a A l s e t e G t t h d o N e e c L e p a E w o s s S h Y i t b s A o a a G k la r e C n B c n ra e o a s n t c r w i h n r e s a . u s n B r w d e a e U d p d b B t y 5 , t o i r o n e t s h t u h e l e r t w o m i f s a m e k } a e r s k e v t a m ts o v o e f m p e . n r t . i n is v s e u s e tm b e w n k ts r u (w p h tc e y th er as a a e c w u n c is s t c e h to o r y e m s o d i t z u . o a Y n r b e o l t e c u h o e l c n r F d a ic k i l r l e m c r e u h 's p a r n h o rg e p n e . l - n I y d t e o h i s a u n s o F n e w r o ie b n l n e y d g w y k a o e l a u b e c s t k c o t o e e M u . d n a I o t I t n n i t s a y y m a o o e u u s r ,
opened this accost. h this case, your Ws aid are tempera* exposed to the sovereign risk of the More information is waitle soon raped You may through Online Services or by contadegmurFeancial
seoseina-e located a UB5 Rnancial Senecaand rot Caren glands, and there is no 'wanke Cr tithe obtan more eacanation abaft SRC. noising the 58C Athisor.
the esoctiong broker. and you moat make a rePorl obligalon of UBS AG to messy the biomes while co the Brochure, by coraadingSIPC ae 202-371-8300a by
of try anew or CiTlitO011 to both HMS. UBSC aymank Briclis books. *Moth, Slit **kite at YAW/.140‘041 ACCOYlt overview
• vat. of; oft accountipordolia Net of assets ad
A II arrant statements shall be deemed complete ad Deposes a UBS Bak L6A and each UPS AG Earth are Dividend Re:we/bun Program (DPP)
accurate if not objected ton *meg within 60 days. not protected by SIPC. Money Fund shires are protected n-e rcke reflected is an away Fria. You may obtan • Assets_ hulas evadable cash balances, yaws Is
by SIPC. See -U35 F hernial Seven Accost Protection' the whet prke kccnyou Financial Advisor. Onk ithsk restricted wary lest), and Global tine Deposits,
• Mean divot customer complaints or ilaJii•S to tie bobw tarn at poetised under Dli; partial shires will be urrealted mares to rnerket,, and cattail mats not held
Fitn's C Sem Relations Dope-Meat S 201,352-1699 soli rd tlw cash w8 be deposited We your arcourt The by the Fins. Does rot include unprioed SOIL/Ojaiassets
atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. Upon you request, Pala-ices n tie Bank Sim* 6viderd rerniesvnent price applied by tie issuer may al the end of the prior and anent statement periods, or
ET Monday through Frklas a in *gig to LE6 Pm:gransa OA may be withdrawn and shares of a rifle from the market ate at which Ws penis shares prorate evestrrans, krwested stock options wed
Ftencial Services Ix., Clive Relations Depalment, Money Fund my be liquidated, end the proceed. are sold estimable stock anions
P.O. Box 766 Union City, NJ 07087. returned so you a pour conceits accent. • Eialtaibes Indudn debit Winces onstardig mar
loans. credit fie Own =ant balances.
• th case of (erten or Oast ran abo Las electronic Fr.rd-er elormaron about available sweep options, Cn9 whole units may be held in rer *mut If you are • Casb/reoney bamices. Total of unimested amiable
knots transle n bi payment or UBS Visedebit ncleing orient rarest rates and yet& a swank at entad to palul inn a a result of a dviderd Darien' cash balances. plus UBS Irk 1.6A deposit batrces UBS
card transaction, call 62-1000, or wise to UBS www.LbscomIsseepyrekk, from your F nano al Maar or otherwise, the Firm tell either sell petal wen at AG Surraord Branch deposit balances and money market
Premier' Semen lx„ MOO Harbor Blvd, 6th floor, or by calling 800.762.1000. rivulet peke a accept an "Mont detamined by a maters fund sweep biases at the cased Ow
Weehawken NI 07086. Akin RIANIKA %von registered clewrg agency, thd credit you aware statement period. Noricormodey bee credit balances in
UM Financial Services account protection your *court we rot segregated from other balances
Cal or write as soon as you can, mu tit you The F name-Iterate Secs tea al./.1101 Protection Investment objectives and the Fern may use any se these funds in the adinany
statement or receipt is wog or A you need more Corporation (SIPC), *Fah protects securities account. of the riven:nen &wain* rd risk profile we speak to course its business. These funds we payable upon
Hamra:In about a turas on the statement or its members sip 10 1500,CCO fncluding S2B),000 for each account and may vary between. Please wleise the your darned. This total is includedin the anent period
h na e to r t a fr t o . T m h y e o F u ir n m p o la r C te a r r t d h b in e 6 a 0 r d (a a s y s X a P h l e e r a t e h l e d F m im od a d l a l m ac s c o k u r n t c s a t s h h a /. t T y h o e u S h IP o C ld a n ss a e t p p a ro lk t u ec la ti r o c n a Im pa e r s ty X . P4' to ( F n er a n t p a ro l s m it p ua t. t i i n on w or o m n a ; n o n f e a r n % y s o ig b n je if c C ti a v n e t s d . u Fo n e c e e a i c n h y ou closi-g value.
SDNY_G A40002 1039
CONFIDENTIAL
EFTA_00131659
EFTA01273866

Important information about your statement (Continued)
lending information you would acthaly recede h the mallet Prices cue - •Pstikocrs to date may include return of — h aide co 10 CrimenCni Maned n connecicn
Br Matedinformation cn the Faits lending practices obtained from various third party sources Mid. sae caudal. income Cr both wth the sale or drolnbracon of antsy contracts
and disci:nu-es, are to sea Client Relatcrehip bathe to be retitle. but we do not gene, their - see' represents the initial Otero; and rant investment trust units toot/ <lents, we
Agennera or Accord Agreement and the General accuracy. price per unit and may not ;elect pas cots basis anchor our affiliate receive mans sharng
Timm and Conditions UBS Bateman of Credit Practices — We gentray use the closi-g price when avalabka compensation tram may of the instance
available in Agreement andOisfoxtres at the memo/the bid ad ask prices fa lined • Rationed securities Restrded warni n generally companies &dement.; the amity contracts,
szuraksrsagmagainges. amities and <peons a on& led prices Ice OTC are rot twenty eimble for publk sale. UBSFina-col athletes ith to Isaac* companes or sponsors of
seosities. Services thee to math price of the unrenicted slack the um irwestment mats we &edict
Yewieseta - Lest active& waded securities may be priced ushg a of the same issuer as an Snouted value for to - Cur affiliates also mode trading commeskre and
Your stament is unwire( end other meta held valuation model or the move recent rite we restricted stock for purposes of thin statement odd, To other compereadrifnan mutual knit and
in the avant at the end of the statement period. You obtained and may not reflect an actual market rice the rant that rearined learition are efrobk la sae, insurance companies whose prOCIJCIS we distribute.
may ask fordeivery of fully paid seeseies at anytime. or was the vats reared may be tibstantial& less than the - We reams an anal he from UBS Bak OA and
You may. receive securities used as loan collateral after - Cedar, positions nay appear withcut a price aid Orpied value drown lIBS AG Stanford Branch of up to szs per accost
prying any balance due on them. Ary securities will thew at *price was rot available it we re sweeping to the bade under the UBS Bark Sweep
Irenslened to the Fire casing to setherrent period are undok to obtain a peso or a wanly • Eat (eatirneted) incomes current yields and rates. Fragrant
listed al market value as of the end of the gatemen - Deposits or sedates denteninatied n currencies An est nide of an-ual income is based an cared
period. other than U.S. dollars are reflected at the ea:hinge Sided and interest rates, assuring to seethes will Activity
• Can basis. In detemning the cost basis of tie rate as of the statement date. be held for ant yew from statement date or until hbrmatcriregadrigoommissnors and *tier &WOK
gasket indicted in this statement, where indicated - amen securities ening ri nonieonformno rAllinte This minima Bony a gadolne, accuracy iwurred in conned cn with the wecutcn woad
wilt the number UPS Fa-vernalServices has relied clo-crninatona p^m ad qua-bey(Iaco vats) may ad continued name are not outwitted ndudng option transactions has bear mcluded an
cn intonation cbtained from sources other thanI RS have been a:listed to facilitatearca" vausion. - Estimated anal ixane ant herent yield fa casein-Mons provousey fur...shed so you, and wit be
Financial Semites. including kifo men& Iran another To obtain current quotation, when avertible, contact certain toes of acuities could include a retun of provided to yOu promptly co rawest.
am a that you may have provided to you Finaxial your Financial Athlete. paid' or capeal gains in %di& case the est
Mesa. The Finn don not itheepathently verify a income (rd contra yeti would be overstated. Shot senile
gaunt** the accuracy or vardity day information • Private inwsbeilints and rtrucland producb. - Estimated an dame rd wren yield and the F you am engaged in chat selli-g a security, you may
provided by sans other thin 1**Ftuncial Senices. hint, nsestrreat secutes balding deed actual ixcene and yield night be deer a higher haw a shave Os to certain bcrrowng costs for that
participation vegan) end real estate investment trust than theist:matedamounts. particular security.
h aicitirs although LIDS FininCel Sennces general& stashes) and grunted ptcdsu are generally highly — An estMate of rruatced n<ome (divdend andor
ithcbtet this iroamation as "groaned, the firm Airoid. Conan dna-tared pro:Lets how not been interest) deededby the anent market Open anima
cases not provide any asturonces that the irocrmatian registered with the Securities and Excha- valeraverage balance it based on the tact dividend Receding Wen or •oxdtiCcancellecr ceders that
sdkr "Cost basis" and lthreakzed gar/loss' it Commesion o- under ani state mulles laws. We Or interest payment made by the issuer and were not tintedbythe statement date, open buy ad
accurate as of to date of this statement. As such provide estimated vases for private investment wattles the seositieddeposts will be held for one la stop orders are redxed by the amount of dividends
please donee re& on this nil:mach to make secretes and structured products for ilkelnalked year from the statement date or until manly. a rigits on an ex-divider& a ewritits date unless
puchsee a sole decisions tams drpates or purposes only &assay knot giurintwd. Accuracy ad continued weld we not &amend intruded anti-with by pa. You are respontbk for
otherwise. Accounts transferred to to rim may - Thew values may differ robstantiaby from prices orders that we theosed die to your failure to ca el
reflect grintloss taanutifi on& for the period of any, at Midi a prorate rwestnenl security a • Assets not held by UBS 'rancid Services. Certain Wafting open orders.
time they a-e held at the F rm More historical structured ratan may be ticeAra or sold and do assess we not held by the Fern and not refire the
Hams en tan be ackled by you. Financia Advisor. not necessarily reword the day& may receive Fen's possession or canto'. These assets de Privacy
Won lAwidation. depltied on yos statement for informational To obtain a copy of at current Clime Finny Notice,
• Unedited gain/losses Wien data is arailak. Thni patitsbrnates of vale av as of a caftan purposes army. Petitions add values presented a please contact your FronciatAchisor or visit apt websiee
estinated streatized gaind losses we uttAated fa date and are supplied to UBS Fina-cial Services on a Pounded by fie nue-9 tern. UBS Financial Services is at sthwesitGrathoththththgla
indeiliat secret lots. Re transaction data fat regalia' bind by in independent vitiation Jim. not rest:cable for the ilaination and des not
Medal lot may or may not reflect atomism:0s. - thud general panne- a thernor estimated vales, guarantee es accuracy. These assets are rot preened UBS Financial Services a not a birk Ste WA. Business
<Forges ander 'entity martini:dim nines a ay, are thpplied to the by the roue, by SteC or tie Firth uthplementalSIPC coverage. Services Account GSA and IRMA at/ brokerage accounts
Oiridend and otherrenwstment lots rd systematic general passer or thalar and may be calculated which provide access to barking services ad products
pachthe kits are eachcombined to display one based on dfferent information from tat used by • Revenue sharing and additional compensation. trough arrangements wet affronted bats and other
averaged lot The • Trade date • [Mann presents the hid partite to derive heir estimated values. — In addition to commissions on sales and 12b1 fees thedgasy banks, and provides access to nsura-ce and
aigrul transaction wade date. - You can obeah addinna Neonatal regrading received el correction wen the disuibution of ennuty product teed by unaffiliated thither&
the methodology used to determine the &int* of maw' 'Inds to Ourclenti we ander our anew insurance companies through I-aura-co agercy
• Callable securities Back and ;referred stock that value and tie date of to iroctmalicn that is the receive revenue *Wing Parents from distributors subsiiieries of UBS Financial Services Inc.
to sea cats for eair tea/siphon will be selected basis for to ethreate by contort erg your Financial ado advisers of the mutual funds that we sell.
nthasel& by lot Iran among all seta-lies of tot Advisor. These armunts are based on two deferent Instalment, nsurace. ad rutty products:
its& held how new or in nominee none la as - Thiro party estimated weds may be reflected as encrftnentf- O.* aniaint al fillet by UBS of a Not IIDIC Mewed • No bank guwantee• May bse vats
clients. Cell bane ilamatifi s cbtaned from third •Not add' h send I set Sion wfe n partkula mutual fund fermi& to our climes and CO
parties and is accuracy isnot guaranteed. Other call independent valuation fern RS not suppledor is the awn value of a panda mutual hind I amihrs RYA. Benne Management Account, Business Services
teases may east which mid affect yeti& comPete unable to assert a valth when we become avare tares held at the tem Account 85A, IRMA and international Resource
tacmiatcn willbe provided upon request that a material event has &dared tat may call a — We and os afMate also recewe nemetking and Management Accost we registered service marts of
prewsusly reported wife irto question, ce when a orrnbus protesting lees in consideration for UBS Francis! Services Inc
• Certificates of deposit (per CDs are FDIC enured value would be highly specuktive due to the nate transfer agent serviies that we prod* to the
sato 5250,000 ' gimbal and accrued interest per of the seosay. mutual bra Thew Ives generally are pad from Visa *rave is a regniered service mark of Visa
&costa ad pet deposkayinaitutices rhaccadance - When neither an thud, general panne at sponsor investor assets h the mutual fund and are a fated International CBS Via Signet'se cede cards and CBS
vet FOIC rules. "stinted vale net a thrdipatly estimated vale if Jolla amount based an tie number of accounts at Vera debt cards we isthed ty UBS Bank USA with
meark the valued the wanly wit be &Sewn' the broker-dealer holdng (mewl IBM of that fund at/mission from Vas U.S A Incorporated.
• Preehralue Prot, displeased fo r securities and other tram itspurchaseprice.
products may be higher or laver than the price that UBS Financial Services Int Per 201402
GDNY_GM_0OO21O40
CONFIDENTIAL
EFTA 001;1660
EFTA01273867

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2014
CNP700649a9130611 X123 Y1 0
HI AN MAX Li_
Account name: GHStANE MAXVVEll.
Friendly account name:
Account number
Your linandal Advisor-
SCOTT STACKMANLYLE CASF1EL
Prcine
Questions about your statement? Value of your account
Call /cit inandsil Advisor or the
RMA Resourceune at 800-RMA-1000, on May 30 (1) on lune 30 (S)
account
Your assets 1,018,909 37 969,515.06
11sit our website: Your liabilities 0.00 0.00
youw.ubs.comifinanciaisecnces
Value of your account $1,018,909.37 $989,515.08
Items for your attention
. Reminder. Certain mutual Fuld shares
held in select 11135 Investment Atheism
Programs will be converted starting in
lute. See your statement activity for Sources of your account growth
details. Tracking the value of your account duriag 2014
Value of your account
at yea. end 2013 50.00
S Thousands
Net deposits and
withdrawals 1560,354.70
1,0•1 8.9 96•9
Your avestment return
Di*lendarcl
interest income 46,850.18
Change in
market value 42,31018
Value of your account
on Jun 30, 2014 $969.515.06
May 2014 sun 2014
SDNY GM 00021041
Member SIPC CNP70003006493913 NP100O293741 00003 0614 030575001 111000 Page 27 of 102
CONFIDENTIAL
EFTA_00131661
EFTA01273868

T
UBS Strategic Advisor Account name: Your K sandal Advisor-
Friendly account name SCOTT STACK MANLYLE CASRIEL
June 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 you account
A Cash and rrxmey balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
ace 0.00%
C Equities
D Fixed income 969,515.06 100.00%
0.00 a00%
E Non-traditional
ace%
F Corrmodities 0.00
G Other 0.00%
Total assets $969,515.06 100.00%
Value of your account $969,515.06
Eye on the markets
Percentage change
Index June 2014 year to date
S&P 500 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
CR1'70009005498914 W7000299741 00033 0614 030575004 gripiyGm0001M020 of 102
CONFIDENTIAL
EFTA_00131662
EFTA01273869

SUBS UBS Strategic Advisor Account name: your Sisandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
June 2014
Account number.
Change in the value of your account Summary of gains and losses
Arne 2014 (5) Year to date (S) values reported below exclude products for which gam ancllosies are not dessified.
Rear:zed gains and losses unrealized
Opening account value $1A18,909.37 $0.00
June 2014 (14 Year to date (1) gains and losses (5)
Deposits, including investments
transferred in 173.06 1,011,227.25 Short term 0.00 0.00 667.13
Withckawals and fees, Long term 0.00 0.00 -569.48
including investments transferred
Total $0.00 $0.00 $97.65
cut -50,872.55 -50,872.55
Dividend and interest income 1,721.64 6,85018
Cash activity summary
Change in market value -416.46 2,310.18
See Account sternly the month for details. Balances in your Sweep Options are induced in the gaffing and
Closing account value $969,515.06 $969,515.06 ciceing balances rate. FDIC insurance apples only to deposits a Ulnae* USA, not to devil's IA 105 AG,
Stamford Bench or bark deposits owed through the UBS intern/nom Demi Account program ARC
Detection appal to money mortal sweep held holdings but not bark deposits. Sr...Important inkormanon
Dividend and interest income earned about your statement on the last two pages d this document for details.
June 20,4 (5) year to date (S)
For Pr IPOSes of this Statement, tenability of interest end dindend income has been determined from a US Opening balances $50,531.30 $0.00
tor reputing perspective. Bared upon the residence of the account holder, account type, or product twat,
Sane imerest antra avidend payments mcw not be sublect to United States (UA ardor PuertO Rico (PR) Additsons
Income tan. The (lent monthly statemem is not Intended to be used and cannot be refied upon for lac
pirposes. Clients should refer to the applicable tat reporting forms they receive from 165 annualy, such as Deposits and other funds credited 173.06 49,979.30
the forms 1099 and the Fan 480, for tar reporbn9 information. It IS the pradiCe of U85 to file the
appeale tar reporting forms with the US mterfa Revenue SeMCe Cod PR Treasury DepartMent &rd In Dividend and interest income 1,721.64 6,850.18
such forms accurately dairy dwdende ardor interest aster everrpt or ramble income. Please consul, yoar
In&Aclual tax paperer. Total additions $1,894.70 $56,829.48
June 20140) Year to date (1) Subtractions
Taxable dividends 1,719.54 6,845.60 Professional management fees and
related services -173.06 -173.06
31.:4? 2.10 4.58
Other funds debited -50,699.49 -50,699,49
Total current year $1,721.64 $6,850.18
Funds withdrawn for investments
Total dividend & interest $1,721.64 $6,850.18 bought -1,553.45 -5,956.93
Total subtractions -$52,426.00 -$56,829.48
Net ash flow -$50,531.30 $0.00
Closing balances $0.00 $0.00
SONY GM 00021043
ClIPTC00;006498915NP7000298741 00003 0614 030575004 111000 Page 20 of 102
CONFIDENTIAL
EFDLOG131663
EFTA01273870

T
UBS Strategic Advisor Account name: Your Ilnandal Advisor:
Friendly account name: SCOTT STAC1(MAIILYLE CASRIEL
lure 2014 Account number.
UBS Bank USA Deposit Account APY
Interest period May 7 - Jun 5
Opening UBS Bank USA Deposit balance May 7 $50,531.30
Closing UBS Bank USA Deposit balance Jun 5 $50,699.49
Number of days in interest period 30
Average daily balance 850,543.34
Interest earned 82.10
Annual percentage yield earned 0.05%
Your investment objectives:
YOU have dentified the following investment objectives for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Cunent income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibrIity consderat on - None Wected
Your account instructions
• You account is currently coded for margin
• You account cost basis default closing method is Fit°, First In, First Out
CNP7C0(03064989l 6 NP70C0i90741 00033 0514 030575004 11 gtli1w_cm_00041111430 of 102
CONFIDENTIAL
EFTA_00131664
EFTA01273871

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
June 2014 Account number.
Your assets
Same prices, income and current eaue$Shonn may be approximate. AS a recut, gym Endlossesmat not
be curateiy relteded. See ;ethos-tano ath/dawn about your statement a the end ol des cixurrent for
more intonvion
Cash
Cash and money balances
Cloning Planet Closing tsaxe Price per snare Average Dindend Interest Oar in
nyJic On Jun I (0 on Jun 30 (1) On Jun 300) 'Se period period Cap ((room (S)
1.035 BANK USA UP ACCT 50,531.30 0.00 250.000.00
Fixed income
Mutual funds
rotas reniveste n the total <I al reinvested dodends n does not include any cash chiclends It is not a Mealy:el (rev) gat or lac ts the dfference between the current value and the cost basis and would
tat lot for the OurPOSeS Oldetermin no hcicing periods Or cost Oasts. The shares you receive each time you neraly be >our lamb* con a IOSS d the security was sold co this we. The unrealzed RECO pan 41(lOSS may
dimest d udends become a separate tax aos need to be alluded for return or capita paimems in order to detenn ne the realized genor bss for lad
reporting purposes
Cost tosis is the tots purchase cost of the security. indudng reinvested d %Mends The cost basis may
needtote adusted tor return d captal payments in order to (*terrine the alu sted cost bags for tax investment return is the current value minus the amount you invested. I does not include shares that ay not
reporting ptripOSel. reflected on pave statement, includng shares than bats been realized aseither a gain ce a loss Il also does not
include cash dvdends Ina were not reinvested
Purchase pike/
Nurrber Average Aire Client Cost Price per shat Value on Unrealized dz.) imesirnent Hcidnig
Hddng of shares per share (5) investment (1) basis (S) on tun 30(5) in 30 (S) spin or loss (S) return (S) period
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol: DBLTX
Trade date Jan 29, 13 4,459.660 11.379 51,103.71 51,103.71 10.990 49,352.35 -1,751.36 LT
Total reinvested 74.037 10.949 810.67 10.993 813.67 3.00
EAT 12,560 Current yield: 5.10%
Security total 4664.697 11.373 51,103.71 51,91438 50,166.02 -1,74836 -937.69
EATON VANCE FLOATING
RATE FUND!
Symbol: El8LX
Trade date: Jan 29, 13 6463.943 9.180 50,159RO 50,159 00 9.150 49,995.07 -163.93 LT
Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25.122 00 9.150 24,958.33 -163.67 ST
Total reinvested 95.999 9.151 878 58 9.150 878.39 -0.19
continued next page
SDNY GM 00021045
COP7C0070C64909I 7 eP7003210741 00033 0614 030575004 111000 Page 31 of 102
CONFIDENTIAL
EFTA_00B1665
EFTA01273872

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15isoncial Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
kW.? 2014 Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase price'
Merlon Aileen price Client Cost Price per share Value on Unrealized (tad Investment Holdng
Wiring of shares per sham (S) investment (S) basis (s) on tun 30 (1) son do (s) gain or loss (S) *tuff, (S) period
(Al: 12.851 Current yield: 3.76%
Security total 8287.629 9.190 75281.00 76,159.58 75,831.80 -327.79 550.79
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: Ain 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.580 50,061.49 520.49 LT
ST
Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 1%631.00 10.580 19,837.25 20625
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.580 21,887.57 227.57 ST
Trade date: Jan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.580 50,679.99 -479.01 ST
Total reinvested 117.740 10.607 1248.98 10.580 1,245.69 -3.29
(Al: 53.830 Curent yield: 2.67%
Security total 13.583.363 10.545 141991.00 143239.98 143,711.98 47101 1,720.99
HSBC TOTAL RETURN
RIND CLASS I
Symbol: NTRIX
Trade date: Ian 29, 13 4.824.198 10.290 49,641.00 49,641.00 10.230 49,351.54 -289.46 LT
Trade date: Ain 27, 13 955.868 9.969 9,530.00 9,530.00 10.230 9,778.53 24853 LT
EAI: 11,110 Current yield: 1.88%
Security total 5,780.066 10.237 59,171.00 59,171.00 59,130.07 -40.93 -40.93
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FL/ND CLASS S
Symbol: .50SX
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125.689,80 11.900 125,163.89 -525.91 LT
Total reinvested 58.340 11.923 695.59 11.900 694.25 -1.34
EAI: 42.464 Current yield: 1.96%
Security total 10,576.315 11.950 125,689.80 126,38539 125,858.14 427.25 168.34
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol: JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100279.52 1,254.69 LT
continued next page
0Ne700090C64989i 8 NP7003338741 00003 0514 030575004 gtfiw_G000lleigl632 of 102
CONFIDENTIAL
EFTA_00131666
EFTA01273873

U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
*UBS lune 2014 Account number.
assets a Fixed income a
Your Mutual funds (continued)
Purchase Pixel
Water Average price client Cost Price per share value on Unrealized Rae inrestmeict HolcIng
ticking of shares per share (t) investment(1) Oasis (I) on Jun 30 (1) Jon po (1) gain or toss (1) return (5) period
Total reinvested 66.188 10.368 68624 10.390 687.69 1.45
EAI: 52,488 Current yield: 2.46%
Security total 9,717.730 10.261 99,024.83 99,711.07 100,967.21 1,256.14 1,942.38
PMCO UNCONSTRAINED BOND
FtJND CLASS P
Symbol: PUCPX
Trade date: /an 29, 13 14.308.333 11.520 164.832.00 164,832.00 11.310 161.827.25 -3,004.75 LT
Total reinvested 51.885 11.230 582.69 11.310 586.82 4.13
EAI: 51,292 Current yield: 0.80%
Security total 14.360.218 11.519 164.832.00 165,414.69 162,414.06 -3.000.62 -2.417.93
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: /an 29, 13 7.400.957 10.046 74351.21 74351.21 9.920 73,417.49 -933.72 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 26608 ST
Total reinvested 106.575 9.891 1.054.17 9.920 1,057.22 3.05
EAI: $3,119 Current yield: 3.24%
Security total 9,717.430 9.968 96,007.32 97,06149 96,396.90 -664.59 389.58
RBC BLUEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.480 135315.64 4,075.94 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.480 19,723.23 603.10 ST
EAI: 42,382 Current yield: 1.54%
Security total 14,793.787 10.164 150359 83 '50359.83 155,038.88 4,679.04 4,679.04
Total 5963.460.49 5969.41741 $969,515.06 $97.65 16.054.57
Total estimated annual income: 522.096
SONY GM 00021047
CHP7030/0064903919NP7000293741 00000 0614 030575001 111000 Page 33 of 102
CONFIDENTIAL
EFTA_00131667
EFTA01273874

SUBS
UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your IIsandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
June 2014 Account number:
Your aSSetSkomnueth
Your total assets
Percentage Cost Esimated Unrealized
value on Jun 30 (0 your xcount basis annual income (S) gen or loss (S)
road income Mutual funds 969515.06 100.00% 96941741 22,096.00 97.65
Total 6969,515.06 100.00% 9969,417.41 $22,096.00 997.65
Account activity this month
Date *entity Description Amount IS)
Deposits and other funds audited Jun 27 Transfer FM VI 235750100 I 73 06
Total deposits and other funds aedited $173.06
Elate *Misty Description Amount 10
Dividend and interest income
Taxable drodends Jun 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 0930114 227.96
Jun 2 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 147.89
Jun 2 Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 0930/14 188.38
Jun 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSIL AS OF 0513014 199.87
Jun 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0930114 318.55
Jun 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 0930/14 296.18
Jun 2 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 174.62
Jun 2 Dividend HSBC TOTAL RETURN FIND CLASS I 28.90
Jun 3 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 093014 137.19
Total taxable dividends $1,719.54
Taxable 'merest Jun 6 Interest L/85 BANK USA DEPOSIT ACCOUNT AS OF 06/ 09 14 2.10
Total taxable interest 92.10
Total dividend and Interest income $1,721.44
Date Actinty Description Ammo (S)
fees Jun 26 Fee Charged INITIAL FEE -173.06
Total professional management fees 4179.06
Date Acnboy Description Arnatel (5)
Other funds debited Jun 6 Transfer TO 1'1 235750100 -50.69739
Jun 9 Transfer TO Y1 235750100 -2.10
Total other funds debited 450,699.49
CW70003005498920 W7000293741 00003 0614 030575004 11 gtACGM_000§4,4834 of 102
CONFIDENTIAL
EFTA_00131668
EFTA01273875

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your /I nandal Advisor:
T Friendly account name: SCOTT STACK MANLYLE CASRJEL
June 2014 Account number.
Account activity this month
(contrved
Investment transactions
For more information stout the price/value shown for restricted securities, see important Mformabn about
your moment a the end of this dot anent
Fraeeds flan Funds
investment withdrawn fa Accrued
Date Activity Description Quantity veto (I) Price CO mina-Nan (I) invistrienis bought (S) interest (S)
Jun 2 Reinvestment EATON VANCE FLOATING RATE FUN) I 24.941 -227.96
DIVIDEND REINVESTED AT 9.14 NAV ON
0513014 AS OF 093014
Jun 2 Reinvestment JP MORGAN STRATEGIC INCOME 12.428 -147.89
OPPORTUNITIES RIM) CLASS S DIVIDEND
REINVESTED AT 11.90 NAV ON 05/30114
Jun 2 Reinvestment IMMCO UNCONSTRAINEDOOND FUND CLASS P 16.671 -18838
CsviDEND REINVESTED AT 11.30 NAV ON
09 3of
14 AS Of 0930f 14
Jun 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 18.153 -199.87
DIVIDEND REINVESTED AT 11.01 NAV ON
0930014 AS OF 053094
Jun 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 30.080 -318.55
DVIDEND REINVESTED AT 10.59 NAV ON
0930,14 AS OF 0930'14
Jun 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.857 -296.18
DIVIDEND REINVESTED AT 9.92 NAV ON
30I4 AS OF 0930'14
Jun 2 Reinvestman JP MORGAN MULTI-SECTOR INCOME FUND 16.855 -174.62
SELECT SHS DIVIDEND REINVESTED AT 1036
NAV ON 05/3014
Total -31,553.45
Dae Activity Cescedilion Amount (S)
Money balance activities May 30 Ilalancs forward 350,531.30
Jun 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.90
Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 137.19
Jun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/05/14 2.10
Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 -50,697.39
Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.10
stn 30 Closing USS lank USA Deposit Account $0.00
The UBS Et3rA USA Decent Account Is your primary sweep option
SONY GM 00021049
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CONFIDENTIAL
EFTA_00131669
EFTA01273876

*UBS
Yournotes
:= 570., .,N6N,CAI,ONSS0.6 a I Cii
CONFIDENTIAL
EFT,00B1670
EFTA01273877

Important information about your statement
LES Fiuncial Services tic. (the F im or UBS Anemia! sent you the fin stsemera on Minh the error or The Fim, together Wth certain afflicts, ha also accent held, you choose one of the following
Serkes)l is a merrter of all praetor searily, cannodty problem *Pared. purchased apparent* protection. The madman inestrent objectives'
and nacre eruhages. 1.036 Fe-erxial Semites and 1165 - howde you name ad accost number Of any) amount payable to al eligible clients colleclize& adet • Wodue CumentIrcome. lin-Aim es seekng the
Bank USA we rdrect subsiiares of LES AG and - Desoto the era or the wander you ste true this protection is S500 million a of December 10, 2013. generation of income cra.
affiliates of LES Sawitin U.C. the Fim's I bomb' about and explain ao clear& atria can why you • Addy* Capraf Appreciation: Investment seating
statement is available upon receo. The Fara *eau:* believe t is an error o- ann.:0 need more Skid to the poicy conditions ad Imitations,cash at growth of prncpal rather than the generation ol
oni ces re a: ilormation the firm is further protected to Leo to $1.9 million n the income.
— Proud. the cblar arnant ol the suspected error. aggregate for all your accounts held n a patioiar • Produce Combinaton oilman. and Capital
LES Finencul Sermon It capacity A hi copy of in poky waxing is /nibble Appledatco, Iniesements seeking both the generation
1200 Harbor Boulevard The Fim or Cad Issuer wit inessigre your complaint Won mount. ol name and 'path of prix al.
Weehawken. to 07086 and wel correct any error promptly.
The SIPC protection and the supplemental protection
Overall risk prairies
I L b E i S s s F t i a n t a e n m ci e a n l S t r a e m pr o e s s e ac n c t o th u e n t o . n O b th o e f r f i w cia a l r d ec s o r rd a o p f y t as P fin le a a n s c e i m al a ir t e e th a u ll t d io e n c e k c s i p c a a y te a d bl o e n to ti t e h e fr F o e n r t n o o f r t t h h e e • b o C th o d n o a n n o t t r u a n p c p i ly a l t o ro . u ts controlled by (and indicted it • l C o o w n s ri e s r k v a at i i d ve v S a e n ek it s y to to m th a e n t a an x o nd n B m l p e te a c l io , s al e , w n i t th
B n o om f o e fi t n i c s b i c s a e h i l o r t n M e a , l a t i p e n d l d e a o a L g c s y u e e m r o r c n e e 4 p n I t o t f h s r y e , t o c i o t u o f e n f b i r c ta e m e i l n s a e in w l * a g t a t h e c g e o ly r s n e o f n l i i s w a c t a r i n k a n g c i e n c d r o g r a o u t t e r n o a t s . t h h o e u ld m p O a a m a y p k o e m u b e n e o t t s s n t u t f in o b h j r c e m a c a t d a s t : o h r le r m a i e e w a n s k n p t t o e u s r r r . c u e h A n g a c c r s e c e e w o s f u e a a n e n c t s s d c , t c o c h h h s a a a t t r r g f m g e e e e e s s s t f f r o o a a r r n c l c u s a o f n t e e u p r n r a e t i s d d y L i S n o E e c u r S l v u r i A c d a e i G c n s c g S o ( e v u t a . n a g r t i . r a . v t b a e c l l e e u d r e e b t ) a n r b i a m n u n ( i t * t c i h e h ca e s ( s , i l d h l a a n a i w n d t a U s ( y n B i g f ) S r s n o B h m e a ir r e g U k s e . r o o n 1 f F C m c i 1 n a S u e d , t - u ' c a a o l t l i i t n n h c f a l o a t m t m io e e n o a . n r s re th tu e rn a s c a c n o d s m t d a o y e n s o r t o k t e g e e p n p e a r c a e te w si i g th n ificant
to other institutions may be subject to a windy tee. finds where such shares are registered diedly n the • Moderate: Wittig to accept sane risk to principal and
AtInxigh al figures shorn re intended to be accurate. name of the account holier on the becks ad records tolerate some notably to seek hirer returns.
statement dated-0M not be used fa tat purposes Rely UBS Sweep Options of the applicable issuer or transfer agent); • Aggressive: Wiling to accept high riot to anopal and
sole& on ma•-end tax forms, ge.. Form 103O SlalS UBS offers options for sweepng cash bine; finances high volatility to seek high returns our time.
10425, ea.)whinpreperigyour we return. The Fim to bra deposits at UBS Bat USA and UBS AG Starrind • Certain meant** contracts or Mewled Merest
required by law to report to ihe IRS all taxabk Widen*. breech (Bank Sweep Pregame), money market maw! (eg., limited partneshix and prime placements) ties Statement Isousaholdre
reportiok nontaxable den:lends and tat Merest kids PAomy Funds) ad the International Deposit as rot registered under tre Securities Act of I S03; We may consolidate at related account statements with
earned a vacuities held in you axant, net proceeds Accant (Mona customers withal International ad the same aSiress n the sure envekce. Accounts may
on sale transactor% and cost two on amain cowered Resource Management Account. through the Bank be related Ice this purpose betase they haw owners
martin. Sweep Proaarns cash balances re swept to UISSerk • Commodities contacts (e.g, loveign exchange and who also mai-nain pi-a acorn rolationshps with other
USA up to an esubkhodirrd ad then to LES AG red:usenet.' calredst nduding futures contacts dents at the sane address. This practice is known as
C • o P m le m as u e n r i e ca to tio r n iu s m w a i n th y o th ra e l F co in rm n -sneaker* in swing B St a a k n f U o S rd A B a r r a e n F d D s I C o r r e a e M fe o d ne in y a F c u c n o d r . d a D n e c p e o w si i t t s h a F t C U C B S ad tormoditY canon contracts. s • t h a o te u m s e e n h t o s l m in a g t ' e d II i y n o s u e p pa re ra fe te r t t o w r e ec lv e e he s e — c h y e o : u b M at a y
to further protect your nits. inciting your rite rules. For more nlamatin please volt onwrldicgov. the SIPC protectan and the supaemernal protection do decree houveholdeng by Ealing your Frontal Advisor.
raw the Sawicki Inastor Prnection Aar (SWAT Deposes at UBS AG Stanford Berm and tures of not apply to these awe. event they otIvrwise appear
Money Funds ere rot bond by the FCC. on you statement. the SEC protection and the Friendly accourt name
• If the finrcal institution on the top lift of the Iran TaPakorientalprotedion der not protect agora changes the Friencl accord name reflects Wormation that you
of this statemert isnot)ES financial Servers U3S Throup the OA aunt& toads balances we swept to in the make vas of gar investments (whether as a entered on the Firm's wile* genus webste. II e a
Frontal Semites carries yea scout as cleamg depose accounts at UBS AG New Yak Branch and UB5 rest* of market movement. issuer bricruptcy cr customizable 'nicer-urn• chasm by you to aceia you
b W a e k i e rt r o b rm y a e n d a y r o g u e r o r f e t n h t e w r a e t la t t t i h o e n s id hi e p a w te he d n in y t o l u it litiXt A th G e F C C a C ym . B an a b B n u c n e c s h h o T ld h e a s t e th d e e L p E os S it s A a G r e C n a o i t r i i m rou B n r d a b d y , otherwis) a w c it c h o s u o n w t Y re o c u o M rd lC ke h e E p f ig ig . e It y h e a l s h n ie o n le d g b a r l a e c f c fe o c u t n o t n n a y m o e u s r ,
opened this axons friths cast your Ws and are tempera* exposed to the sovereign risk of the More nfomyion is anti* cam whist You may through 0i*ie Services or by contactegmurFnancial
save:awe located x UB5 RnancUl Services and rot Conan blends, and there is no guarantee or other obtan note encemaion abou SIPC, eadng the 51K Athisor.
the flocking broker. and you nut mice a (Won obligation of UBS AG 10 mow the Wines while on the &ochre, by contacting SIPC 24 Z02-371-8300 or by
el any bra or OrtlittiOn to both lint. UBSC gran's Bradt. books. esitng the MK wean. ar YAW/.140‘041 • & r v o a u t s s t e o i v n e e rv , i e a w cc , ountfporofdro. Net of assets rd
A II arcane statements shall be deemed aerolete ad Deposa at LEIS Bat LEA and each UBS AG Branch are Dividend Reiwattewant Program (DPP)
accurate if not objected ton wrong within 60 days. not protected bySlPC. Money Fund shires re protected The ake reflected is an average price. You mag obtan • Assets_ atlas available cash balances. vans lot
by SIPC. See 1J3S F haunt Seines Accord Protection' the actual peke lromyw Financial Advisor. Ora whisk restricted scatty lest I, and Global Tine Deposits,
• Plea,. died °nom', complaints or iNtliin to tie bobw *ire arc purchased under Dli; partial thins wit be urrealied mares to make., and cedar, assets not held
Fan's Client Relations Depannent at 201.3521699 soli rd ton cash wa b depotited he your account The by the Fem. Does rat include unpriced secuttiesi assets
atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. Upon you reg.est, Waxes in tie Bank Sweep 6viderd rerniestnient price applied by tie ewer may al the end of the prior and norm staterreM periods or
ET Mindy through Fridas a in ming to LES Frontonsor OA mat be withdrawn and shares of a differ from the main pte at which thepa:tied shires piwase ivestnwns, invested stock options ad
Financial Senates lx., Client Relations Depalment, Money Fund my be liquidated, end the proceeds at sold amenable stock options
P.O. Box 766 Union City, NJ 07087. returned so you <flour contain accard, • Eialatret Includes debt b.IIIM•1, eimardirg mar
• Incase of nrrOrSor Patten; about an electronic killer formation about available 'neap options., C C m M, l e w i h e o li l e e u u nits may be hold n yet" account. If you an • lo a C n a s s . c h r /m ed o i n t e rr y a b , e t l o ar o es o . c T t o a ta n l t o b f a u la n n in c v e e s s . ted amiable
bads Wanner (ffn bi puymm or UBS Wedebit reining onent rarest rates and yeas, a audible at entitled to a papal use a a mull of a dviderd Paemerd cash balances, plus UBS Bak 1.6A deposit batrces LBS
F ca a r u d n V a a e n ' M tio in ti c o e re s , I c n a c l „ l 1000 6 H 2 a - r 1 b 0 o 0 r 0 B , lv or d w , 6 is th e f t lo o o U r B , S o w r w g w y i o n l s h c r o ip m 8 r 0 s 0 s . e 7 e 6 p 2 y .1 s 0 e 0 k 0 t, from your F tune ial Advisor r o i r v o ul i e lm t p e e n ke ., a th e ac F c i e rm pt w an i a e m ith o e u r n s t e d l e l p e a m n m e in l a ed n t b s y a a t m AG a S u u l r f r u io n r d d s B w e e n e c p h S d a ep te os s it . b a a t l a th n e ce c s a a s n e d o m f h on e ey market
Week/Men NI 07086. Ann RMNESA Serviros reordered clearin agency, rid credit you' accuse Pitmen period. Noncom/laity We credit balances in
UM Financial Services account protection your accourt ire rot segregated from other balances
Cal a write as soon as sou cart if sou that wet The F rm is a member of the Starnes Insftit01 Protection Investment objectives and the Few my use any of these faunnddss is the ordinary
statement or receipt is *rag or A you need more Corporation SIPC), *fah protect' securities account. of the nun:ma objectives rd risk profile we speak to course it laziness. these funds payable upon
iticrmation *cut a Uttar on the statement or its members up to 1500,000 including 5250,000 for each account and may vary between. Please whist the your dernard. This total is intludechn the anent period
rent* The Firm or Card Issuer fat norkiablIB mast dams kr cash) the SIC asset protection lints aTO4' to Firm prorrpti, in mon; of any signifC ant change in yow closi-g value.
her from you np later than 60 days aver the First all account that you hold n a palioular warty. fnaxial situarcn or mamma objectives. For each
SDNYGM _0002 1051
CONFIDENTIAL
EFTA _001 3 167 1
EFTA01273878

Important information about your statement (coninued)
Larding alternation you would satiety reek* n the maiket Prices we - •P erko cm to date may 'lai? returnee — h able a locoman:mouthed n connect:in
For deteed elf° mutton on the Finis kneeing practices obtained Bran vetoes third party sources ranch we canal. kW*. Cr both wth tie sale or distribigon of ati-urry contracts
and discrosues, rear to you Client Relationthip Delve to be regale, but we do not ganalee their — iCrignal sce • represents the initial allergy; and snit owestrnent mat units toots <lents, we
Ageerrunt or Maui Agreernern aid the General accuracy. price per unit and may not reelect lois cod basis ands our affiliate main trans sharing
Terns ari Conditions UBS Satanical of Credit Freaks. — We gene* um the closi-g price Oen ankles cr corrpensakn Fran many of the henna
available in Agreement andDixfosures at the mean of to bid ad ask prices foamed • Restricted securities Restided warni n generally companies underwritirg the m-nity contracts,
wzgraksoicalaccfluadzigual Parities and colors a ong bd prices fa OTC a-e rot curently eigble sec publk sale. UBS Finial *bates of to iburare carcases or sponsors of
seofinies. kences toes de mate price of the unrestricted stock Mein imesvnent mats we dstrbute
Yew meta - Less acuity waded securities may be priced using of the same issuer as an mputed value for the - Qn &Milian also nmeire trading conmesaa and
Your namment itemizes securitim end other assets held valuation model or he most recent price we restricted stock for purposes of this statement 0.4, To other conroorsalka from annual Eyck and
tithe account at the end of the statement period. You obtained and may not reflect an acne market price the relent that marina' learition are elQble la see, (nuance ornparon whose products we *tribute.
may ask fordeivey of ftey paid senates at ary time. or wade the vale maned may be sdonantialy less than the - We receim n anal he from UBS Bak USA and
You mayreceive securities used as lea, collateral after - Certain pantos may appear without a mice and inp_eed value down UTS AG Stanford Brandi of up to szs per accost
paying any balrrce due on them. k-y securities will thow as 'price was rot available' if we are sweeping to the bared under the UBS Bair Sweep
Iranslernd to the elm dsi-g the sterner ponod are 3ideo to obtain a once for a manly • Est (aitirnated) in.:erne current yields and rates. frcgrams
lined al market value as of the end of the statemere - Deposits or securities denaninated recurrences An ostinate of anal income is based an current
Pena ocher Run U.S. dollars are relented at the en:hinge decked and interest rates, attuning tie securities will Activity
• Case basis. In *limning the cost basis of the rate as of the statement date. be held for <ne yew from statement date or call hbernation regudng came:nem and otter charges
semritin indeed in this statement, Mere indicated - For wren secutitin tadng in nonconf orimng Mali-city. This estimate it only agar:bine accuracy named n conned on with he ef ocutcn of wades,
wake the marbe. UBS Fe-kerneServices Inn relied ekriim natan. mice and quevily (face min) may rd continued income are not guerantiod includno option transactions has been induced on
cn information obtained from sources other than l.85 have been adeasted to facilitateproper sausion. - Estimated a-risal Same ad anent yield for cceeirrnaninS peYOrilly hinted to you, ad will be
Fi-encial Seruces. including nfo mission Iran another To °blies current quotations, when mailnale, cornacl certain types of securities could include a rein of provided tOyOu promptly co fewest.
am a that Journey ham provided to you Finnial par Financial Arnier. prncpalor came gees in tenth case the est
Actiesor. The Finn does not indepordently verify a income Ord (went yell) would be *masted. Sheet mollies
waran . the astray or vardity day id° trunnion • Privets Wevestmenta and dructured producb. - Estimated amoral Scone and curert yeld and the f cute engaged in short meow a security, you may
provided by tomes other than LEGAuncial Senates. him* raceme securities (kWhp drect aclual hcane ad yield milt be Inver a higher hair a charge the to certainWroth-9 costs for that
paticipation acqam ad real estate investment trust than the minuted amounts. particular security.
h micitirt although UBS eintiCel Services generally se rtes) and grunted prodxts ale generaly highly - An essinate ol a-ruateed ncome (divdend ands
spinet his Harnatian as it is amine, the firm llifpfi d. Certain senstired voices hove not been interest) divded by the anent made Open endue
does not provide any marances that the incrmatian registered wit the Securities and Excha- valeaveram balance is based on the last diedend Regarding Wen or • gxclitillicancebe cedes that
twin 'Cost basis- and 1,hrealced gas/loss' it (omission a under any state securties taws. We Of hterelt payment made by the isaer and were not mowed by the gatemen date, open buy ad
accurate as cif the date ol the statement. As suck provide estimeted Wats for private investment aeries tie seostiendeposts will be held for one se stop orders are reduced by the anoint of dividends
please done nay on this Hetmitian to make mash as and structured products for incemataul year from the statement date or until mah.rity. or rights on an exidividerds or enigma date unless
webers a ale decisions, fain prates cr purposes only Accuracy knot guirenteed. Accuracy ad continued yield we not galunteed intructied otherwke by ya.r. You are responsble for
coherence. Accounts transferred to tie Fim may - These values may differ abstantiatie born prices. if orders that an bread die to your film to (axe
reflect gint loss Hannekn °Mr for the period of any, at *tato private nregnent security a • Assets not held by WS Financial SallOOK. Certain wasting open orders.
tine they me hied a the Frm More histoncal structured pakten may be torn or sold and do assets me rot held by the Fern and not vs-thin the
Siknnalkn tribe ackled by yar Faunae Advisor. not necessarily represent the Mayon may receive Fen's possessisn or annul. These assets me Prints
Won lit uidation. *payed on your statement fa informational To obtain a copy o1 as currant Choi friaryNotice.
• thwedized gains/Imes When data is mailbag, ThH prly tsbrnates of %ale are as of a certab purposes only. Positions aid values presented re please contact sour Francis' Achisor or visit our rehash.
eninated tweaked gain lases we cicenated fa date ad are suppled to UBS Fna-cial Services on a rhea/ by de issui-g arm US$ F nancial Services at wegswiRCBLoBakagnuitla
Scrivd.eal sewn/ lots. Re transaction data for regales bass by in independent venation firm. not resarroble for the Hoemation and des not
ndvictal lot may or may not reelect <immense, - Muer, general panne- or sponsor estimated vales, gumantie as accuracy. these assets are rot preened UBS Financial Services a rot a bark its RLIA, Busies
charges andor 'acuityreorganizeern mints ry, as supplied to the Fran by the ewer, by SIPC or the Finns supplemental SIPC cover:2gs. Seniors Account GSA and IRMA we brokerage accounts
Dividend and °term nvenment lots ad systematic gennal pa-tner or sponsor and may be calculated which provide access to barking services ad products
patine kits are each combined to display one based on different information from that used by • Revenue shoring and additional compensation. though arrangenwns wets affiliated bats and other
averaged lot. the • Trade date • colann presents the thadpartiec leadeire ten estimated values. — In addition lo commissions on sales and 12b1 fees third-Daly WM, and provides access to nsura-ce and
«give transaction wade date. - You can obean addiann incernaten repairing received n carseetion witi the distribution of atiney prodict owed by unaffiliated thid.pasy
the methodology used to determine the Minato of matinee lards to our clones we ander our affirm insurance coma-Ws through inura-cie agercy
• C tie al l O ab a le t s c e a c t u s r f i o ti r e e s a E t a F rn ee * / e a n n -W d ;r m efe w rr il e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a or d t o the e d ra a n te a o te f b to yc H on a t m ac e a l g :i y n o t u h r a F t e i - s u t n h c e ia l n o a do iv r e a f d iv v o is n e u rs e o * f w h i e ng n l a aa g p e ve f n u t n o d I s ro th n a d t i w st e ri b se u l t l. o rs subsiiimies of UBSFinarcial Services Inc.
mpasely by lot Iran ameg all seeing, of tat Advisor. These anoints are based on two *terra Insestment nsurace. ad artaly products:
c m lie s n s t s h . e C ld a h ll f o o u a r r m a r il e en o n r i a n t n ir o n r r i e i d e a e t n an e o n d * f l r a om a t s h ird - T •N h o in t p pa ie rty d e ' s ' ti s rn e m e e r d w Is a e k es g m in ay . b e n e re w fl ect n ed as p C a O r M th P e :n n e m ntf u - tual t a fu w n a d n I a o m n iy o to l s o a u le r , c b li y e n U ts B ; S a o n f d a C O Not IDIC inured • No bank guarantee* May bse Val*
parties and as accuracy isnot guaranteed. Other <all independent venation tem RS not suppled or is the asset value of a particular mutual fund lamb's RUA. Resource Management deco" Business Senices
fealties maybes' which could affect yield complete unable to assign a vale. Mien we become mare Owes held at the Irm Account 85A, BMA and nternaUoral Resource
iroonnater will be provided upon request Mat a material event ha °coated the may call a — We and 0.1" alliate also rem* neva:eking and Management Accost are registered service marks of
permusg reported vibe Ski question. or neon a ormtus processing lees in conkleration for UBS Financial Services Inc
• Certificates el deposit (04 CDs are FDIC inured value would be highly spealative due to the nature tundra wont wee; that we provide to the
Lp to 5.29),000 h praise and accrued interest per of the sewny. mutual fads. These ties generally are pad from Visa *halve is a regigered sync* mirk of Visa
depositor and per &posh:ayinstitute:4 in accordance - When neither al sue, general panne or sponsor imestor assets in the mutual fund and are a fared Intonational uBs Vila Signet'se cede cards and LES
vah FOIC rules. *stinted yaks nee a thedgany estimated vela if dela amount based as the nutter of accounts at Vea debit cards are bated by UPS Bonk USA with
'Decoded. the value of the many wit be *tenni the broker-dealer holdng mewl lads ol that fund permission from Vim U.S A Intervened.
• Prnenralue Press dirolemd for enmities and ohm ban itspurchasePrice Family
products may be higher or lower than Wearier that UBS Financial Services Inc Rev. 20402
SDNY_GM_00021052
CONFIDENTIAL
EFIA_00131672
EFTA01273879

SUBS U85 Financial Semites tt UBS Strategic Advisor
299 Park Avenue
25th Floor
New York IV 10171.0002 July 2014
CNF70057894430714 >QV? 0
HK AX LL
Account name: GHISLA1NE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
KOTT STACKNIANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
call yOur Finan:ig Advisor Or tie
RMA aesotsriceiine at 800-RMA- 1000, on June 30 (3) on July 31 (9)
account
Your assets 969,515.06 968,730.08
VIskour webilte: Your liabilities 0.00 0.00
vnew.ubscorrtifinancialservices
Value of your account $969,515.06 5968,730.08
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
at year end 2013 1O00
1 Thousands
Net deposits and
969.5 9617
veddranals 1%0,161.54
f •
Your miestment return
Diedend and
interest income 18637.07
Change in
market value .168.53
Value of your mown
on Jul 31, 2014 $964730.01
Jun 2014 la Ma
SDNY GM 00021053
Member SIPC OO7000)005769443 W00016%6500003 07i 4 030575004 oicoc0 Paws 27 of 100
CONFIDENTIAL
EFTA_00131673
EFTA01273880

SUBS
UBS Strategic Advisor Account name: r i x ELL Your Nnandal Advisor.
Friendly account name: SCOTT STACK MANL YLE CASRIEL
July 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (14 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 968,730.08 100.00%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $968,730.08 100.00%
Value of your account $968,730.08
Eye on the markets
Percentage change
Index hely 2014 Year to date
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC I - Europe, Australia & Far East -1.96% 3.08%
BarclaysCapital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
CNP70009005789444 NP7003183565 Goon 0714 0305750N 01i fffiliyGmimollellea420 of 100
CONFIDENTIAL
EFTA_00131674
EFTA01273881

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASfu EL
. ;
Account number.
Change in the value of your account Summary of gains and losses
July 2014 ($) Year to date (I) values reported below exclude paellas for which gars andlosses are not classified.
Realized gains and losses Unrealized
Opening account value $969,515.06 $0.00
July 2014 (1) Year to date ($) gains and losses (S)
Deposits, including investments
transferred in 1,221 85 1,012,449.10 Short term 0.00 0.00 841.16
Withcfrawals and fees, Long term 0.00 0.00 -3,122.25
including investments transferred
Total $0.00 $0.00 -$2,281.09
out -1,415.01 -52,287.56
Dividend and interest income 1,786.89 8,637.07 Cash activity summary
Change in market value -2,378.71 -68.53
See Account &Waythis month cot decals. Balances in your Sweep00cm are includedIn the cpenng and
Closing account value $968,730.08 $968,730.08 closing bdances eau.. FDIC Insurance applies only to deposits at UBS Bank USA, not todeposits at WS AG,
Stamford Barth or bank deposits placed through the UBS International Deposit Account reogam SIPC
protection applies to money market sweep fund hddings but rot bare deposits. Se* Important information
Dividend and interest income earned about your Statement on the tat two patgS id this document for Niels.
July 2014 (5) year to date (S)
For purposes of Iris statement, toraterty of interest ano cliccieno income has been determined from a US Opening balances $0.00 $0.00
tar reporting PirsPKIW. eased upon the residence of tho account holder, account type, or product type,
some interest andior deidend payments may root be subject to United States (US) ardor Puerto Rico (PR) Addkions
Income tares The (tent mom* statemem is not intended to be used and tempt be need utOn for tax
purposes. Clients should refer to the aprlectle lac reporting foam they Nicene from UBS annualy, such r Deposits and other funds credited 1,221.85 51,201.15
the fOrMS 1099 and the Pam 480, for tax reporting Information_ It Is the practice of UBS t0 flue the
zooltotee tar repOnIng forms with the US Interred keens.* Seence and PR Treasury Deparirent. and in Dividend aid interest income 1,786.89 8,637.07
such forms accurately dasthfy dedends anilo Interest as tar exempt or taut* Income. Please consult your
Ind vdual tax prepare,. Total additions $3,008.74 $59,838.22
July 2014 (j) Year to date If ) Subtractions
Taxable dividends 1,786.89 8,632.49 Professional management fees and
related services -1,221.85 -1,394.91
Taxable interest 0.00 4.58
Other funds debited -193.16 -50,892.65
Total current year $1,786.89 $8,637.07
Funds withdrawn for investments
Total dividend & interest $1,786.89 $8,637.07 bought -1,593.73 -7,550.66
Total subtractions -$3,008.74 -$59,838.22
dosing balances $0.00 $0.00
SONY GM 00021055
Ce/P70009305789445 NV7003193665 00003 0714 030575004 010000 Page 29 of 100
CONFIDENTIAL
EFTA_00131675
EFTA01273882

$UBS UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your financial Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASR1EL
July 2014 Account number:
UBS Bank USA Deposit Account APY
Interest Period Jun 6 - Jut 7
Opening UBS Bank USA Deposit balance Jun 6 $50,699.49
Closing UBS Bank USA Deposit balance Jul 7 $0.00
Number of days in interest period 32
Average daily balance $1.10
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for thisaccount If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibiSty cons4eration None selected
Your account instructions
,.- account cost bass default closing method is FIFO, First In, First Out.
CNP700030057138446 NP7003189665 00003 0714 030575004 OnetlilYGM000§119$630 of IC0
CONFIDENTIAL
EFTA_00131676
EFTA01273883

UBS Strategic Advisor Account name: GPIMAINE MAXWELL Your Pi nandal Advisor:
S UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2014 Account number.
Your assets
Some prices, income and current vaues shorn may be approximate. Asa ream. gains aid losses may nol
be accurately reflected. Set Aporunt intomeanon about your statement a the end of ths documem for
more infornmon.
Fixed income
Mutual funds
Total reinvested is the Iota d at reinvested dvdends n does not include any cash chidends. A is not a Unleatzed (ravJ gain or foss is the dfference between the current value and the cost basis and ward
tat tot for the purposes ol determinng hdcang periods or cost bass. The shares you receive each tine you generaly be sour tattle goo ix loss if the security was sold coitus date. The unrealized MO gan a loss may
romest d %Wench becomes separate tax lot. need to be adusted for return of CaPlal DerlentS in ceder to determine the realized gan or °SS la tax
reportingpurposes
Cost base is the total purchase cost of the secunty, inducing renvestedd Mends The cost basis may
need to to alustedfo r return of capital payments in order to determine the aUtustedcost bass for tax Investment return rs the current vaue onus the amount you invested. t dues MA Include shares that are not
reputing puipOStS. reflected on you statement, inducing Shares that hare been ruined& either a gan or a lo55 It asodOeS not
include cash d4dends that were not reinvested
Purchase turCer
fainter Aveiace pXe Client Cost Pn(e Der stirre Value on Unrealized dad ImesIment HOldng
Wiring as shewes IX' Shalt (S) investment (i) basis (S) On lU 31 (S) Jul 31 (I) gain 0'10%(3) return 01 retied
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol. DBLTX
Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103 71 10.940 49,127.82 -1,975.89 LT
Total reinvested 92.006 10.957 1,008 15 10.940 1,005 55 -1.60
EAI: 12.575 Current yield- 5 14%
Security tots 4,582.666 11.372 51,103.71 52,111 86 50,134.36 •1,977.49 -969.34
EATON VANCE FLOATING
RATE FUND I
Symbol: EMU<
Trade date. Ian 29, 13 5.463.943 9 180 50,159.00 50,159 00 9.120 49,831.15 .327.85 LT
Trade date. Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.120 24,876.50 -245.50 ST
Total reinvested 121.189 9.151 1,109.07 9.120 1,105.24 -3.83
EAT 12,851 Current yield: 3 76%
Sectrity total 8,312.819 9.189 75281 00 76,390.07 75,812.90 -577.18 531.89
GOLDMAN SACHS STRATEGC
INCOME CL I
Symbol. GSZIX
Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.630 50,298.08 757.08 LT
tonmued next page
SONY GM 00021057
CelP7(:007005789447NP700318966500033 0714 030575004 or coop Page 31 of 100
CONFIDENTIAL
EFTA_00B1677
EFTA01273884

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq Banda Advisor,
Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2014 Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase pow
Water Avers? price Client Cost Price per that Value on yore/Need Gaol imusuneut Haring
of shores per sham (I) investment (5) boils (I) onI d 31 (1) Jul 31 (1) coin or loss (5) return (5) period
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.630 19,930.99 299.99 ST
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.630 21,991.00 331.00 ST
Trade date: kin 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.630 50,919.50 -239.50 ST
Total reinvested 146.213 10.598 1,549.65 10.630 1,554.24 4.59
EAI: 43,920 Current yield: 2 71%
Security total 13,611.836 10.545 141,991.00 143,540.65 144,693.81 1,15116 2,702.81
HSBC TOTAL RETURN
FUND CLASS I
Symbol: HIM
Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.260 49,49527 • 144.73 1.7
Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.260 9,807.20 277.20 LT
EAI: 41,116 Current yield: 1.88%
Security total 5,780.066 10.237 59,171.00 59,171.00 59,303.47 132.47 132.47
JP A4DRGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: JSOSX
Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.17 -94663 LT
Total reinvested 75.227 11.917 896.55 11.860 892.19 -4.36
EAI: 42,309 Current yield: 1.84%
SeCiaily total 10,593.202 11.950 125,689.80 126,56635 125,635.37 -950.99 -54.44
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol: JSISX
Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.340 99,796.94 772.11 LT
Total reinvested 86.765 10.373 900.04 10.340 897,15 -2.89
EAI: 42,376 Current yield: 2.36%
Security total 9,738.307 10.261 99,024.83 99,924.87 100,694.09 769.22 1,669.26
FIMCO UNCONSTRAINED BOND
FUND CLASS P
Symbol: FIJCPX
contnued nevi page
CNP70309005789448 NP7000108665 00003 0714 030575904 09014ccm_000Rilise32 of 100
CONFIDENTIAL
EFTA_00 I 31678
EFTA01273885

UBS Strategic Advisor Account natne: CHISLAINE MAXWELL Your PI sandal Advisor:
UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
lUly 2014 Account number.
Your assets Fired income a
o Mutual funds (conbnued)
Purchase pow
or sth eesr Alve rragempete Client cost Price per share Value on UnrealizedQ.0 Investment Hokin)
elddrig ) investment (T) bads (S) on Jul 31 (0 Jul 31 (S) gain orlon (I) return CO period
Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,832.00 11.250 160,96873 -3.1:63,27 LT
Total reinvested 67.817 11.249 762.88 11.250 762.94 0.06
EN: 31,394 Current yield: 0.86%
Security total 14376.150 11.519 164.832.00 165,594.88 161,731.68 -3,663.21 -3.100.33
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74351.21 9.880 73,121.46 -1,229.75 LT
Trade date: Ott 2, 13 2209.898 9.799 21,656.11 21,656.11 9.880 21,833.79 177.68 ST
Total reinvested 133.808 9.897 1324.32 9.880 1,322.02 -2.30
EAL 13,186 Current yield: 3.31%
Security total 9.714.663 9.988 96,007.32 97,331.64 96277.27 -1,054.37 269.95
R8C EIWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: /an 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.440 134,799.18 3,559.48 LT
Trade date: Sep 24, 13 1,881.989 10.159 19,120.13 19.120.13 10.440 19,647.95 527.82 ST
EAU: 32,470 Current yield: 1.60%
Security total 14,793.787 10.164 150359.83 150359.83 154,447.13 4,087.30 4.087.30
Total $963460.49 $971,011.15 $968,730.00 -$3,381.09 $5269.59
Total estimated annual income: 522.197
Your total assets
Percentage of Cost Esemated Unteaized
flue on AI 31 (I) your account bases (1) annual incare On or loss (S)
Fixed income Mutual funds 968,730.00 100.00% 071,011.1S 22.107.00 -2.281.00
Total 5968,730.08 100.00% $971,011.15 $22,197.00 -$2,281.09
SDNY GM 00021059
CNP70003005769119 NP7000193665 00033 0711 030575004 010000 Pogo 33 of 100
CONFIDENTIAL
EFTA_00131679
EFTA01273886

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A:sandal Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
July 2014 Account number.
Account activity this month
Die AtOnly Description Amount (I)
Deposits and other funds credited Jul 14 Transfer FM Y1 23575 010! 1221.85
Total deposit and other funds credited $1.221.$5
Cute *entity Deter:anon Amount (S)
Dividend and interest income
Taxable cinindends Jul I Cividend EATON VANCE FLOATING RATE FUND I AS OF 06130/14 230.49
Jul I Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 200.95
JulI Dividend Pi MCO UNCONSTRAINED BONDFl1ND CLASS P AS OF 06i30/Id 180.19
Jul I Cividend DOUBLE UNE TOTAL RETURN FUND INSTI AS OF 06130'14 197.48
Jul I Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0630/ 14 300.68
Jul I Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 093W14 270.15
Jul I Cividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 213.79
Jul 1 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90
Jul 2 Cividend RBC BLtJEBAY ABSOLUTE RETURN FUND CLASSIAS Of 06/30f 14 164.26
Total taxable dividends $1.7116.89
Total dividend and interest income $1,78629
Cgt Aintly Descrotion Amount (I)
Fees Jul 24 Fee Charged QUARTERLY FEE -1221.85
Total professional management fees 41.22135
Date Athaly Desolation Arnawil (1)
Other funds debited Jul 2 Transfer TO Y1235750100 -28.90
Jul 3 Transfer TO VI 235750100 -164.26
Total other funds debited .$193.16
CW70309005789450 NP7000tee66s 00003 0714 030575004 ouNtfikwGm000N88634 of 100
CONFIDENTIAL
EFTA_00131680
EFTA01273887

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your /I nandal Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2014 Account number.
Account activity this month
(continued)
Investment tiansactions
For rote Information about tee price/value shown for restricted secunties, see rovorrant Information about
your **en** a the end of this document
ProCeedS Iran Funds
investment withdrawn fa Accrued
WI0 Activity Desciption Duality Viur) (1) Price CO tranuctions (1) ;minimaNs Ocudit (5) imam* (S)
Jul I Reinvestment EATON VANCE FLOATING RATE FUND I 25.190 -230.49
DIVIDEND REINVESTED AT 9 II S NAV ON
OE/ 3014 AS OF 0630114
Jul 1 Reinvestment JP MORGAN STRATEGIC INCOME 16.887 -200 95
COPORTUNMES FUND CLASS S DIVIDEND
REINVESTED AT 11.90 NAV ON 06/30/14
Jul I Reinvestment PMCO UNCONSTRAINED BOND FUND CLASS P 15.932 .180.19
DIVIDEND REINVESTED AT 11.31 NAV ON
Off 30,14 AS OF 06/30 IA
Jul I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 17.969 -197.48
DIVIDEND REINVESTED AT 10.99 NAV ON
06'3014 AS OF 0930/14
Jul I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 28.473 -300.66
DVIDEND REINVESTED AT 10.56 NAV ON
0613 0(14 AS OF 0,930/ 14
Jul Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 27.233 -270.15
DIVIDEND REINVESTED AT 9 92 NAV ON
ON 3014 AS OF 0630/I 4
Jul 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND 20.577 -213.79
SELECT 5145 DIVIDEND REINVESTED AT 10 39
NAV ON 06/3014
Total -51.593.73
D.Ae Activity Deseriptice Annum (S)
Money balance activities Jun 30 Balance forward 60.00
Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 135.36
Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/14 -164.26
Jul 15 Des*** UBS BANK USA DEPOSIT ACCOUNT 1221.85
Jul 25 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 07124114 -1221 85
Jul 31 Closlag UBS Bank USA Deposit Account SO-00
The UBS Bank USA DeTOSt Account Is your primary sweep canon
SDNY GM 00021061
CH1,70003005789451 NP7003193665 00033 0714 03057500/ 010000 Page 3S of 100
CONFIDENTIAL
EFTA_00131681
EFTA01273888

taUBS
Your notes
0,,,00090.,., ar.....n. 0,, a.05,.., '40igycman4.82. 0, I00
End of s.........n, nun..
CONFIDENTIAL
EV1,00131682
EFTA01273889

Important information about your statement
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- - - g a e D F F a te r r t r e r m u h e s o g c i r o e d r a o i n s a l b r . t e o w t a r h n t a n h u e y e M r d a o s M n $ i o l c i l d u a h n a r e e n t n a a h o a l e u d l y t e e m h a a r e a w y . a c w : o c d e u o o a u r e O n t n p w e t n a r r n o n w s y u b t o m h o n i u y p e b i i p e r e o r a n r n i e e e a a d b p r r e M r e t i i * r v p 1 a a e e a 4 t o is m al • n T o h ( t e C a e S c S e c g P I m o C I . u T e a n n p t n t t o r v n a O a n l a l u K t e ( a ) l S a b l c t u * a r t * i t h d e I P l s t d U h c e w B o n s S a u tr y B p o l p a l r r e l o k e d m s ( L a J i n c f t l a a a f n p h d r a a o f d f a U v h i 3 s r S e n S d A w b G n o a th n n d o f W s S t o o a t r e a l r t * W m h m i a s a n d o y w e d a u n r p n e n t s t s m t s h . r : o n * M a u t b t i a s h o e t e e e n h a S a s o m a h l k n 0 R l e i t s o U h M i g e g M y " a o h h k Z a a p S w t C o m O * L A n n d C t u e S o n n t D a t t s u e e l n a h t l s t * e r t M i h a k e y S i r s b w a e m i n t r h e a e l r t i h o n e o e d n C i t m p n i u a n f a n r o y y p r b r o m t e e h s f a e e l a t e s y d i c o a d r t n e e w d o to i h t b n h e r y n e l a d o y r k s w a o e * r * t n p h F u f ' & e o r W c r f a h m e a a w r s n a a e l i l & t a I h A s i o t c s o r I n a / r n 1 l e e y k 5 h d r f 1 i o e . a r 0 o m z e n 1 e e a t l s p o H a t l r h a e a e m d e t o a e a f r n n n
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SDNYG Ps 0002 1063
CONFIDENTIAL
EFTA 00131683
EFTA01273890

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SDNY_GM_00021064
CONFIDENTIAL
EFTA_0013 1684
EFTA01273891

SUBS UBS Financial Services Inc UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 August 2014
CW70057829650814 xt Yi 0
HIS IN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACK NIAWLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call jOdr hriarcia AdoSof Of tie
RMA Resourceline at 800-RMA-l000, on July 31 (1) on August 29 (1)
Your assets 968,730.08 970,207.64
Visit our website: Your liabilities 0.00 0.00
www.ubs,cornifinanciaiservices
Value of your account $968,730.08 $970,207.64
Items for your attention
• Certain mutuJI fund Wares held in
PACE Multi Strategic Adveor and
Strategic Wealth Portfolio were converted
in July and August. See your statement Sources of your account growth
activity for details. Tracking the value of your account duriag 2014
Value of your account
at yea: end 2013 1O00
S Thousands
Net deposits and
16•8 .7 9;2
vethdratiah 1959,926.83
Your nvestrnent rebxn.
Dividend and
interest income 510,501.97
Chance in
market value .1224.16
Value of your octant
on Aug 29, 2014 9970207.64
Jul ?OM Aug 2014
SDNY GM 00021065
Member SIPC OO70001005787965 NP70C0I93I 56 00000 0814 030575004 Page 23 of 90
CONFIDENTIAL
EFTA_00131685
EFTA01273892

*UBS 1.1B5 Strategic Advisor Account name: Your R vandal Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Fercentagu of
August 29 (8) your xcount
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 a00%
D Fixed income 970,207.64 100.00%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 5970,207.64 100.00%
D
Value of your account $970,207.64
Eye on the markets
Percentage change
Index AuguSt 2014 Year tO date
S&P 500 4.00% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -0.15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
OW7000)005782966 NP7000198156 00033 0814 030575004 v_ont0002fltfte 24 of 90
CONFIDENTIAL
EFTA_00131686
EFTA01273893

UBS Strategic Advisor Account name: Your Mnandal Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
August 2014 ($) Year to date (I) Values reported below exclude products for which gam and losses are not et/mined
Realized gains and losses Unrealized
Opening account value $968,730.08 $0.00
August 2014 Year to date (5) gains and losses (S)
Deposits, including investments
transferred in 0.00 1,012,449.10 Short term 0.00 0.O0 -6182
Withdrawals and fees, Long term 0.00 0.00 -2,373.88
including investments transferred
Total $0.00 $0.00 -$2,436.70
out -234.71 -52,522.27
Dividend and interest income 1,867.90 10,504.97
Cash activity summary
Change in market value -155.63 -224.16
See Account MtIvIty Me MOtailfor decals. Balances In your sweep Oplices are inducedI n the opening and
Closing account value $970,207.64 $970,207.64 closing balances edit FDIC Insurance Wes only to deposits at UK Bank USA, not to deposits at UBS AG,
Stardom! Branch or bank deposits placed throuch the UBS Internationd Deposit Account ;grogram SIPC
protection applies to money market sweep fund holdings but rot bank deposits. Seelmpontint information
Dividend and interest income earned oboe,' your statement on the last two pages of this document for mills.
August 2014 (5) Year to date (I)
For proposes of ibis statement, tatabity of interest ano clininend income has been cleternInecl from a US Opening balances $0.00 $0.00
tat reporting PmPectins. Bead upon the residence of rho account hock% account type. or product bye,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Additions
Income tares The dent mom* statement is not intended to be used and cannot be celed utOn for tax
purposes. Clients should refer to the acclictie tax reporting loans they receive from U€S annualy, such as Deposits and other funds credited 0.00 51,201.15
the Forms 1099 and the Fan 493. for la( reporting 'Memnon_ n is the practice 01 UBS to file the
applicatie tat reporting forms with the US tolerate Revenue Service and PR Treasury Department. and in Dividend and interest income 1,867.90 10,504.97
such roans accurately classify dOcknct arclfor Interest attic/ tempt or task* Moyne. Please consult your
Inch dual UP prepare,. Total additions $1,067.90 $61,706.12
AuguSt 2014 Sj Year to date (f) Subtractions
Taxable dividends 1,867.90 10,500.39 Professional management fees and
related services 0.00 -1,394.91
Taxable interest 0.00 4.58
Other funds debited -234.71 -51,127.36
Total current year $1,867.90 $10,504.97
Funds withdrawn for investments
Total dividend & interest $1,867.90 $10,504.97 bought -1,633.19 -9,183.85
Total subtractions -$1,667.90 -$61,706.12
Closing balances $0.00 $0.00
SDNY GM 00021067
C NP7C007005782967 NP7003103I 56 00033 0814 030579004 Poo* 25 of 90
CONFIDENTIAL
EFTA_00131687
EFTA01273894

*UBS
UBS Strategic Advisor Account name: AINE MAY1A Ett Your Ksandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 2014 Account number.
UBS Bank USA Deposit Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8 $0. 00
Closing UBS Bank USA Deposit balance Aug 6 $0.00
Number of days in interest pentad 30
Average daily balance $374.38
Interest earned $0. 00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important infonnation about your sraremenr a t the end of this
document
Your return objective:
Current incase & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility consideration None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CNPTC0C030S782968NPTOCOI98I 56 00003 OBI 4 030575004 ,060kr_cm_0002ilett 26 of 90
CONFIDENTIAL
EFTA_00 I 31688
EFTA01273895

(SUBS
UBS Strategic Advisor Account name: Your Financial Advisor
Friendly account name: SCOTT STACK MAN, LY LE CAMEL
August 2014 Account number:
Your assets
Some pines, income and (urgent 'Moe Shonn may teEpOrOxlrhale. At a rests. gains aicllossesm 001
be ecanalely refkded. Set tmportant intostonon atiout your statement a the end of the document for
more infornoson.
Fixed income
Mutual funds
Total temvested is the total ct at reinvested dvdends n does not include any cash chicOnds. it is not a tratea Wed (tad gas or toss is the dfference between the current value and the cost basis and wodd
tat lot for the purposes of detenninng hdcing periods or cost bass. The shares you receive each time you generally be your Isidore gain or toss if the security was soldcoins date. The unreaued (sax) gan a lets may
reinvest dvdends becomes separate tax lot. need to be &lusted to. return 01 capital Payments in ceder to determine Ile 'tallied von or loss for tax
reportingpurposes
Cost bases is the told purchase cod of the security. inducing nvested cl vidends The cost basis may
need to to a:lusted for return cl capital payments in order to diterrnne the adjusted cost bats tot lac investment return ts the current value onus the amount you invested, t aces not Indite shares that ate not
repetIng purposes. reflected m your statement, inducing shares that hale been red izeci as either a gam or a toss it aso does not
Include cash dvdends that were not reinvested
Purchase DrKef
Humber Ave149e price Client Cost PnCe Der share Value on unrealizedOM investment Nordic
Wen') of shares pet share (S) investment (3) basis(S) on Au9 29 (S) Aug 29 (5) gainer *SS 0) return (f) Celled
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol. D8LTX
Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103 71 11.000 49,397.26 -1,706.45 LT
Total reinvested 111.461 10.954 1220.99 11.000 122607 508
EAI: 12,582 Current yield 5 10%
Security total 4,602.121 11.370 51,103.71 52,324 70 50,623.33 .1,701.37 -480.38
EATON VANCE FLOATING
RATE FUNDI
Symbol: EMU<
Trade date: San 29, 13 5,463.943 9 180 50,15900 50,15900 9.100 49,721.28 .437.12 LT
Trade date: )an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.100 24,821.95 -300.05 ST
Total reinvested 147.303 9.145 1347.23 9.100 1340.46 -6.77
EAI: 42,852 Current yield: 3 76%
Sefton). total 8338.933 9.189 75281.00 76.62823 75,884.29 •743.94 603.29
GOLDMAN SACKS STRATEGIC
INCOME CL I
Symbol. GSZIX
Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.530 49,824.90 283.90 LT
tonbnued next page
SDNY GM 00021089
CONFID C H E P700 N 070057 T 82969 I N A P7003 L 1%1 5 6 00033 0814 030579004 100000 Pap 27 of 90
EFTA_0013 1689
EFTA01273896

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandul Advisor,
Friendly account name: SCOTT STACK MANL YLE CASRIEL
August 2014 Account number.
Your assets . Fixed income a mutual funds (continued)
Purchase pied
Number Average peke Client Cost Price per share Value on Unrefined Gad Investment Hddng
Meng of shares per share (1) investirrmt (1) basis (1) co Aug 29 (1) Aug 29 (1) gain or loss (1) return (5) period
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.530 19,743.50 112,50 ST
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.530 21,784.12 12412 ST
Trade date: San 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.530 50,440.47 -71853 ST
Total reinvested 173.673 10.603 1,841.55 10.530 1,828.78 •12.77
(Al: 44,024 Current yield: 2.80%
Security total 13,639.2% 10.545 141,991.00 143,832.55 143,621.78 -21078 1,630.77
I4SBC TOTAL RETURN
FUND CLASS I
Symbol: HTRIX
Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT
Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 325.00 LT
(Al: 41,173 Current yield: 1.97%
Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48
JP .ORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS 5
Symbol: JSOSX
Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.18 -94662 LT
Total reinvested 86.838 11.910 1,034.26 11.860 1,029.90 -4.36
EAI: 42,206 Current yield: 115%
Security total 10,604.813 11.950 125,68980 126,724.06 125,773.08 -950.98 83.28
JP MORGAN MULTI-SECTOR
INCOME FUND SELECT SHS
Symbol: JSISX
Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.320 99,603.91 579.08 LT
Total reinvested 109.368 10366 1,133.76 10.320 1,128.68 -5.08
EAI: S2,411 Current yield: 2.39%
Security total 9,760.910 10.261 99,024.83 100,158.59 100,732.59 574.00 1,707.76
IRMO) UNCONSTRAINED BOND
FOND CLASS P
Symbol: FIJCPX
continued next page
CNP70003005782970NP7000193156 00003 0814 030575004 1C9N111W_GM_000241041 2$ of 90
CONFIDENTIAL
EFTA_00131690
EFTA01273897

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
/Mug 2014 Account number.
Your assets r Fixed income Mutual funds (coal-wed)
Purchase Plea
Hurter Average price client Cost Price per shire value on UnrealizedRag investment HoIcing
Hddng of shares per share if/ investment M beans ($) en Aug 29 (5) Aug 29 (5) 93In °rims (I) return 01 period
Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,83200 11.320 161,970.33 .2361.67 LT
Total reinvested 89.376 11.249 1.005.42 11.320 1,011.74 6.32
EAI: $1,555 assent yield:0.95%
Security total 14397.709 11.518 164.832.00 165,83742 162,982.06 -2,85535 -1349.93
FRLIDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PAM
Trade date: lan 29. 13 7,400.957 10.046 74,351.21 7435121 9.910 73,343.48 -1,007.73 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.910 21,900.09 243.98 ST
Total reinvested 161.776 9.894 1,600.64 9.910 1,603.20 2.56
EAI: 13,235 Current yield: 3.34%
Security total 9.772.631 9.938 96,007.32 97.607.96 96,846.77 -761.19 839.45
RBC BLUEBAY ABSOWTE
RETURN FUNDCLASS I
Symbol: RBARx
Trade date: lan 29, 13 12,911.199 10.164 131,239.70 131239.70 10.420 134,540.95 3,301.25 LT
Trade date: Sep 24, 13 1381.988 10.159 19,120.13 19,120.13 10.420 19,610.31 490.18 ST
EAI: 32,589 Current yield: 1.68%
Security total 14,793.787 10.164 150359.83 15035933 154.151.26 3,791.43 3.791.43
Total $963.460A9 0972,644.34 $970,207.M -$2,436.70 $6.747.15
Total estimated annual income: 522.627
Your total assets
Percentage of Con Estmated Urreas ed
value on Aug 29 04 your account base (I) ~rid inccrre con or loss (S)
Fixed income Mutual funds 970,207.64 100.00% 972,644.34 22.627.00 -2,436.70
Total $970,207.64 100.00% $972,644.34 $27.627.00 -S2.436.70
SDNY GM 00021071
0070009005782971 NP7000193156 00003 0314 030575004 Pogo 20 of 90
CONFIDENTIAL
EFTA_00I31691
EFTA01273898

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IS mincing Advisor:
Friendly account name: SCOTT STACK MAIIL YLE CASRIEL
August 2014 Account number:
Account activity this month
Date ACINty microIon Amount (S)
Dividend and interest income
Taxable dividends Aug 1 Dividend EATON VANCE FLOATING RATE FUNDI AS OF 07131(14 238.16
Aug 1 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS S 137.71
Aug 1 Dividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 07(31114 242.54
Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07/31/14 212.84
Aug 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 07131114 291.90
Aug 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 07/31114 276.32
fug 1 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 233.72
Aug 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80
Aug 4 Dividend RBC BLUE BAY ABSOLUTE RETURN RUND CU>SSIAS OF 07/31/14 176.91
Total taxable dividends $1.867.90
Total dividend and interest income $1.867.90
Date ACtialy DeSCopt•0n Amain' ID
Other funds debited Aug 4 Transfer TO xI235750100 -57.80
Aug 6 Transfer TO Y1235750100 •176.91
Total other funds debited -$234.71
Investment transactions
F0F more inforrnaton atOut Ire preCtiralue shown for restricted securities, see Important information aboot
your sweetens at the end of this downent
Proceeds flan Funds
investment withdrawn fa Accrued
Date actnity Descionon Ono-airy flue (0 Price II transactions (5) inveslments bour (S) interest (S)
Aug 1 Reinvestment EATON VANCE FLOATING RATE FLINDI 26.114 -238.16
DIVIDEND REINVESTED AT 9.12 NAV ON
07131/14 AS OF 07/31/14
Aug 1 Reinvestment lP MORGAN STRATEGIC INCOME 11.611 -137.71
CLASS
OPPORTUNITIES FUND S DIVIDEND
REINVESTED AT 11.85 NAV ON 07/31/14
Aug 1 Reinvestment PIMCO UNCONSTRAINED BOND FUND CLASS P 21.559 -242.54
DIVIDEND REINVESTED AT 11.25 NAV ON
07/31114 AS OF 07/31114
Aug 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 19.455 -212.84
DIVIDEND REINVESTED AT 10.94 NAV ON
07/31/14 AS OF 07/31114
continued next page
CNP70003005782972NP7000193156 00003 0814 030575004 leggifillYGM0002%12 30 O1 90
CONFIDENTIAL
EFTA_00131692
EFTA01273899

UBS Strategic Advisor Account name: GHI54.AINE MAXWELL Your ?I nandal Advisor:
SaUBS
Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
August 2014 Account number.
Account activity this month (contrived)
lavesbnent transactions (continued)
Proceeds (ran Funds
investment wt drawn Ice ACCrued
Date Acbnty DestiOtoon Quantity Yaw CO Price CS) tranuiccioos (s) InwesimentS bought CS) 'merest
Aug 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.460 -291 90
DIVIDEND REINVESTED AT 10.63 NAV ON
07/31114 AS OF 07/31/14
Aug I Remwstment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 27.966 -276.32
DIVIDEND REINVESTED AT 9.88 NAV ON
07/3914 AS OF 07/31114
Aug 1 Reinwstment JP MORGAN MULTI-SECTOR INCOME FUND 22.603 -233.72
SELECT S1iS DIVIDEND REINVESTED AT 1034
NAV ON 07/31/14
Total -$1.633.19
Die Activity Descrocn Amount (5)
Money balance activities MI 31 Balance forward $0.00
Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80
Aug 5 Deposit LIES BANK USA DEPOSIT ACCOUNT 119.1I
Aug 7 Withdrawal 035 BANK USA DEPOSIT ACCOUNT AS OF 01506/14 -176.91
Aug 29 Closing UBS Bank USA Deposit Account 10.00
The UBS Bait USA OtO09t ACcOunt Is your primary sweep ca.on
SONY GM 00021073
CNP70009305782973 NP7003158I 56 00003 0814 030579004 100000 Page 31 of 90
CONFIDENTIAL
EFTA_00131693
EFTA01273900

*UBS
Your notes
C.20009006]919ta Nex100,93, 26 00.3 .2 .0,2.. 030,cmono2.4 32 of 90
End of statement. account num.'
CONFIDENTIAL
EFT,00131694
EFTA01273901

Important information about your statement
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M a reenter of al pard0al somas. Cairnaddy aid ohms will =Tea arm mot promptly trawler agent). Forma Advisor
eaves., MIS Fnahall *we, and MBankUM ire
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the kin's meanie offices at at to regukr accuse fees. acourth may be thIsed to Inlayed coda the *Vitas Act of 1933. and entered on the Hras online stores webs.. It 6a
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trforenarnalpurodescnly Acoaacye rot 9Unnifel promoted by SeC a the FIT13 suppernmmal SeC To otitan a copy of cream Clime nary Intim pare
- then vatses maydnfr SthStantally Bern NICK day coverage melba you F nacial Admix aerator mein al
a vildi apItige mestrnert wary co aruCtured new urn comentavorry
promo mai be bripa a sad and do not netts:ally • Ravenue Sating and addaanalcomponsatlea.
reptant the in* you may reams upon liguidaten - n odditert to manissom on sales aid 11b.1 lees U8Sinawial Savizes 6 moats,* the MM. Emmen
- Thrd pay nurses of rata a as ot a anon no mowed in oarsman" with the Manion of trulur Semmes Mart BSA and iRMA re brokerage aatalltS
sot it sapplita to UBS Naval Sawn on a reps Lir fundS tOGU dents we ablor ow attiiae teattee vadlm preside access to bat ng serums and otioduaS
barn by an mleponctent witation Mtn Meate Nang paplenUfromdarbutorsaMor ens* anagentents with *flood basks an other thld
suer, Wen' Parrner spvser Sown yakit d addson of the musual Sands Tat we sell Pose partybasks. and porde; access to Inman ad avuty
my. ate smelled to to rem by Te mum, general aslant; at bared as two &Pena arrporents fJ prod:KIS insed by until doted thatmarry inmate
patter or sponsor and nuy beobtain based cn the amount of salesbyuBS of a ninonMANI tad corns*, through misuse agency lubsibr es of utS
Ohm* Nervation from that used by this/ pan is to limey to ow' <litres it'd Id the ant oho Na hundal Smian no
done thee estimated rand patent mar fad fangs shares held a the Inn
- You car obtain additional hfccrnalon regaling the - We rams alf Are alp wen reenockng and arestmat. nsufaxe. and amuly products
methodology used to *Winne the estate of true onmemprocesung lees n ourrairon for transfer Nat IOC hawed • no bank gamma May lose vain
and the date of the hforrn.von Tat Is the bass for the WVItti that we atiaad1 00 the rratual funds
threat by contain your Panda Aditor 'Neer lees gunwale re pad Iran imenor awn in the MIA ReOurnehtnagdrani account Busted Servi35
mutual laud ad re a tad eolor anvil haSrn On the Mont SSW ifedd and tsternaldnal RernorCe M.V.Verront
SDNY_GM_00021076
CONFIDENTIAL
EFTA 001;1696
EFTA01273903

UBS Financial Services Mc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2014
CW70065526070911 X12 11 0
HK MAX LL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKKIAN/ LYLE CASRIEL
Phe.,ne
Questions a bout your statement? Value of your account
Call your Finan,:ial Advisor or the
RMA aesourceLine at 800-RMA- 1000, on August 29 (4) on September 30(4)
account
Your assets 970207.64 968,660.80
Visit our webelte: Your liabilities 0.00 0.00
www.ubscomtlinanciaksetvices
Value of your account $970,207.64 $968,660.80
Sources of your account growth
Tracking the value of your account doriag 2014
Yak* of your account
at year end 2013 4O00
S Thousands
Net deposits and
970.2 969.7
withdrawals 4960O28.16
Your nvestment return
DM:lendand
interest income 412,6%.01
Chance in
markot yaw 44,063.37
Value of your account
on Sep 30. 2014 $960.660.80
Aug 204 Sep 2014
SDNY GM 00021077
Member SIPC CNF70001000SS2607NP7000293800000:0 0914 030S7SCOI co00 Page 23 of 100
CONFIDENTIAL
EFTA_00131697
EFTA01273904

SUBS
UBS Strategic Advisor Account name: r,, <i cm: 'A ELL Yourigvandal Advisor.
Friendly account name: SCOTT STACK MAIIL YLE CASRIEL
September 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30114 your ACCOUnt
A Cash and money balances 232.73 0 02% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 968,428.07 99.98%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $968,660.80 100.00%
Value of your account $968,660.80
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% & 34%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
: I
One-month LIBOR: 0.16%
CNP70009006552608 NP7003296800 00033 0914 030575004 II tiyGm000IIMegt4 of 100
CONFIDENTIAL
EFFA_00131698
EFTA01273905

UBS Strategic Advisor Account name: .i. Your Finandal Adviser:
UBS
Friendly account SCOTT STACK MANLYLE CASRIEL
September 2014
Account number.n ame:~
Change in the value of your account Summary of gains and losses
September 2014 (1) Year to date (5) Wives reported below exclude products tot which gam andlosses are not dassitcld
Realized gains and losses Unrealized
Opening account value $970,207.64 $0.00
September 2014 (1) Year to date (S) gains and bsses (5)
Deposits, including investments
transferred in 315.09 1,012,764.19 Short term 1.75 1.75 -1,062.85
Withdrawals and fees, Long term -3,434.00 -3,434.00 -1,780 83
including investments transferred
Total -$3,432.25 -$3,432.25 -$2,843.68
cart -213.76 -52,736.03
Dividend and interest income 2,191.04 12,696.01
Cash activity summary
Change in market value -3,839.21 -4,063.37
See Account eatery the month tot dela is Blanes In your Sweep Options are includedin the cpenng and
Closing account value 4968,660.80 4968,660.80 closing balances vel ue. FDIC insurance 4:eliet only to deposits a UBS Ronk USA, rot to deposits at UBS AG.
Parntoid Er and) or bank deposits paced through the UBS Intemehond Depcsa Account program. SIPC
protection applies to innnty market sweep hold holdings but not bank deposits. Seeimportant ineermation
Dividend and interest income earned about your summer* Co the last tens pages c% this document for atals
September 2014 (5) Year to date (4)
For cutposet, of Ins statement, raft ity of 'nines] .101 (Soden° in( ome ',os been determined frail a US Opening balances $0.00 $0.00
tot 'craning penned:re. Brad upon the residence of the account holder, account type, or product twit,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Add bons
Income tares. The (Vent mOnt* statement ti not Intended to be used and cannot be retied upon for tar
purposes. Clients should refe, to the amicable tat reporting Ions they recent. from 165 annualy, such as Deposits and other funds credited 315 09 51,5)6.24
the (OM 1039 and the Forms 480, fa tart rep3Mng Information It IS the make or U85 to Me the
asorclabe tar reporting forms with the US Mternd Revenue Sengt MCI PR Treasury Department and m Dividend and interest income 2,191.04 12,696.01
such forms accurately asafy dn.:Roca ardor Interest as tar exempt or taablt income. neat coma! your
indvdual tan preparer Proceeds from investment transactions 162,684.91 162,684.91
September 2014 (1) Year to date (S) Total additions $165,191.04 $226,897.16
Taxable dividends 2,191 04 12,691 43 Subtractions
Taxable interest 0.00 488 Professional management fees and
related services 0.00 -1,394.91
Total current year $2,191.04 $12,696.01
Other funds debited -213.76 -51,341.12
Total dividend & interest $2,191.04 $12,696.01
Funds withdrawn for investments
bought -164,744.55 -173,928.40
Total subtractions -$164,956.31 -$226,664.43
Net cash flow $232.73 $232.73
Closing balances $232.73 $232.73
SONY GM 00021079
CUP70303006552609NP70CO293800 00003 0914 03057500( 110000 Page 25 of 100
CONFIDENTIAL
EFTA_00131699
EFTA01273906

UBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your linenciel Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRIEL
September 2014
Account number:
UBS Bank USA Deposit Account APY
Interest Period Aug 7 - Sep 7
Opening UBS Bank USA Deposit balance Aug 7 80. 00
Closing UBS Bank USA Deposit balance Sep 7 $O.OO
Number of days in interest period 32
Average daily balance 81.81
Interest earned 80. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
financial Advisor or Branch Manager. You Can find a full description of the alternative
investment objectives in important infomation about your sraremenr at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility consdera non None selected
Your account instructions
• You account is currently coded for margin
• You account cost basis default closing method is FIFO, First In, First Out.
CNP700033065526I 0 NP70C0798800 00033 0914 030575004 niStriticom_oorbleso26 of Igo
CONFIDENTIAL
EFTA_00131700
EFTA01273907

UBS Strategic Advisor Account nen*: .i. Your Financial Advisor:
*UBS Friendly account SCOTT STACK MAN/ LY LE CASRIEL
September 2014 Account number.n ame:~
Your assets
Some pnces, income and current vaues shorin may be approximate. Asa Nat grins and losses may not
be acuralely refkcied. See msporuor intounabon stout your statement a the end of the Oxumem for
mote infornason.
Cash
Cash and money balances
Coning Oriente Closing Waite Price per share Average Drrldend IntereSt DaeS in
wising on Sep I (S) on Sep 30 (S) on Sep 30 ($) rate period period
Cash 0.00 232.73
Fixed income
Mutual funds
TON reinvested is the Iota d at renverieddeidends h Ices not include any cash dock nds. it is not a Unrealized (tad Cob a Mss is the dfference between t he curie rn vane and the cost basis and would
tar lot for the purposes of deierrninng hdding penods or cod Dabs. The shares you receive each time you generaly be your latetie gain or IOSS rf the security was sold on INS date. The unrealized Mb 9an or loss may
reinvest d udends become a separate tax lot. need lobe deluged for return or capital payments in order to ()Menne the realized On or 1055 COI I&
reporting purposes
Con DM is the total purchase cost of the security. indudng reinvesteddwdends The cost basis may
need to be Oustedfor return a capita teyrnentS in order to cletertrine the aluste0<oe De6rS tot tar mmedment ream IS the current value anus the amount you invested. it does not include shares that are not
reportind purposes. reflected on your statement. indudng Shares that bait been red008S either 8 gain or a IOSS II EIS° COeS riot
include cash dvdends that were not reinvested
Purchase pricer
Number Average price Client Cost Price per shay Value on Unrealized dam) imeprnent Holdnd
tiddrid of shares per share (5) investment (i) basis (S) on Sep 30(S) Sep 301S) gain or loss (5) return (5) period
BLACKROCK STRATEGIC
INCOME I
Symbol: BSIIX
Trade date: Sep 26, Id 15.825.243 10299 163.00000 163,000.00 10.280 162483.49 -316.51 -316.51 ST
EAI: 33,845 Current yield: 2 36%
DOUBLE LINE TOTAL RETURN
FUND INSTL
Symbol: DEILTX
Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.940 49,127.81 -1,975.90 LT
Total reinvested 130.093 10.960 1.425.94 10.940 1,423.22 -2.72
EAI: 12,555 Current yield: 5 05%
Security total 4,620.753 I 1.368 51,103.71 52,529 65 50,551.03 -1,97842 -552.68
EATON VANCE FLOATING
continued next page
SDNY GM 00021081
C tIP7030;0C6SS26I I NP7003293800 00033 0914 030579004 110000 Page 27 of 100
CONFIDENTIAL
EFTA_001 3 170 1
EFTA01273908

*U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandsl Advisor,
Friendly account name: SCOTT STACK MAHLYLE CASRIEL
September 2014 Amount number.
Your assets . Fixed income . Mutual funds (cononued)
Purchase Arco
Nurrber AVC14¢ poet Client Cost Prxe per share Valls! CA LIAttentt0 Cia-0 imestrnent Hddng
Hddng of states pet than (S) insist:11w (S) bnis(S) on Sep 30(s) Sep 30 (1) colin cams (0 return(S) period
RATE FUND I
Symbol: BEILX
Trade date: lan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.020 49284.76 .874.24 LT
Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,12103 9.020 24603.73 -51827 ST
Total reinvested 174.137 9.138 1,591.42 9.020 1.570.72 -20.70
EAI: 32,861 Current yield: 3.79%
Security total 8,365.767 9.189 75281.00 76,872.42 75,459.21 -1,413.21 178.21
COWMAN SACKS STRATEGIC
INCOME CL I
Symbol. GSZIX
Trade date: km 24, 13 4,731.710 10.469 49,541,00 49,541.00 10.590 50,108.81 567.81 LT
Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,856.00 22500 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 248,25 ST
Trade date: lan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.11 ST
Total reinvested 201.293 10.593 2,132.39 10.590 2,131.69 -0.70
EAI: 44,031 Current yield: 2.79%
Security total 13.666.916 10.545 141,991.00 144,123.39 144,732.64 609.25 2,741.64
HS8C TOTAL RETURN
FUND CLASS I
Symbol: HTRIX
Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT
Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 32500 LT
EAI: 31,191 Current yield: 200%
Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48
JP MORGAN STRATEGIC
INCOME OFFORTUNTIES
RIND CLASS S
Symbol: JSOSX
Trade date: /an 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.830 124,427.63 -126117 LT
Total reinvested 99.357 11.903 1,18234 11.830 1,175.39 .7.35
EAI: 42,102 Current yield: 1.67%
continued next page
CNP7000901:6552612 NP7000293900 00003 091403057'9304 I ngt41YGMDOONS8228 of 100
CONFIDENTIAL
EFTA_00131702
EFTA01273909

(SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
friendly account name: SCOTT STACK MANLYLE CASRIEL
September 2014 Account number.
assets s Fixed income a
Your Mutual funds (contnuet0
Purchase Cad
Number Average pnce Client Cost Price per share Value on UnrealizedRad investment Holdng
leddng of shares per share (A Investment (S) basis (1) on Sep 300) Sep 30 (s) 93In °doss (I) return (S) period
Smutty total 10,617.332 11.950 125,689.80 126,872.54 125,603.03 -1269.52 •86.78
JP MORGAN MULTI-SKTOR
INCOME FUND SELECT SH5
Symbol: JSISX
Trade date: Ian 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.210 98,542.23 •es2.6o LT
Total reinvested 139.634 10.356 1,446.11 10.210 1.425.66 -20.45
EAI: $2,741 Current yield: 2.74%
Security total 9,791.176 10.261 99,024.83 100,470.94 99,967.90 -503.05 943.06
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.810 72,603.38 -1.747.83 LT
ST
Trade date: Ott 2, 13 2,209.898 9.799 21,656.11 21,656.11 9.810 21,679.10 22.99
Total reinvested 188.417 9.896 1,864.65 9.810 1,848.37 •16.28
EAI: 13,214 Current yield: 3.34%
Security total 9,799.272 9.988 96,007.32 97,871.97 96,130.85 -1,741.12 123.53
RBC BWEBAY ABSOLUTE
RETURN RJNDCLASS I
Symbol: RBARX
Trade date: MA 29, 13 12,911.799 10.164 13123910 131,239.70 10.390 134,153.59 2,913.89 LT
Trade date: Sep 24. 13 1,881.988 10.159 19,120.13 19,120.13 10.390 19,553.86 43173 LT
EAI: $2,589 Current yield: 1.68%
Security tote' 14,793.787 10.164 150,359.83 150,359.83 153,707.44 3,347.62 3,347.62
Total $961.628.49 $971,271.74 $9$8A21.07 -922143.68 16.799.58
Total estimated annual income: $25,129
SDNY GM 00021083
CNP70003006552613 NP7000293800 00003 0914 030575004 110000 Page 29 of 100
CONFIDENTIAL
EFTA 00131703
EFTA01273910

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Tour Knancial Advisort
Friendly account naine: SCOTT STACK MANL YLE CASRIEL
September 2014 Account number
Your assetslcontrivedl
Your total assets
Percentae cd Cost Estmated Dnrealzed
Vaue on Sep 30 (S) your tt couru basas (S) annualmccrre (S) gan or locs (S)
Cash Cash and money bolonais 232.73 0.02% 232.73
rixed income Mutuel funds 968,428.07 99.98% 971271.74 25,129.00 -2.843.61
Total 8968,660.80 100.00% $971,504.47 $25,129.00 -$2,843.68
Account activity this month
Date r. :Indy Dexription Amauntd)
Deposits and other fonds tredited Sep 29 Transfer FM YI 23575 0100 315.09
Total disposas end miter funds (redites' 3315.09
Date Actibity Description Arnount ($)
Dividend and inte rest income
Sep 2 Cividend EATON VANCE FLOAll h-G RATE FUND I AS OF 0812 9114 244.19
Sep 2 Cividend .IP MORGAN STRATEGIC INCOME OPPORTUN/TES FOND CLASS S 148.47
Sep 2 Ovidend PIMCO UNCONSTRAINED BOND PUND CLASS P AS OF Ce 29114 279.74
Sep 2 Cividend DOUBLE LINE TOTAL RETURN A./ND INSTL AS OF oa 29'14 204.95
Sep 2 Cividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0829114 290.84
Sep 2 Ovidend PRUDENTIAL ABSOLUTE RETURN BOM) FUNDZ AS OF 08/29/ 14 264.01
Sep 2 tividend 1P MORGAN MULT-SECTOR INCOME FUND SELECT SHS 312.35
Sep 2 Ovidend HSBC TOTAL RETURN FOND CLASS I 57.80
Sep 3 Cividend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 08/2914 155.96
Sep 30 Cividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 09/29/14 232.73
Total taxable dividends $2.191.00
Total dividend and j'ouest interne 32.191.04
Actiely Descrpuan turroal (1)
Otter fonds debited Sep 3 Transfer TO YI 235750100 -57.80
Sep 4 Transfer TO Y1235750100 -155.96
Total miter funds debited 4213.70
CNP7000900655261 4 NP7000298800 00003 0914 030575004 I I eflerY_GM_0001M8430 of I 00
CONFIDENTIAL
EFTA_00131704
EFTA01273911

(SUBS UBS Strategic Advisor Account name: GHI!LAINE MAXWELL Your Finandal Advisor:
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
September 2014 Account number.
Account activity this month (continued)
Investment transactions
for mare Information about the pricanolue shown or restricted securities, see (mooniest informaion gout
your 'cerement a the end of this document
Proceeds ficm funds
investment WIN:lawn la Acctued
Die mtnity Cescepton Ouanit7 ?duo ($5 Price (1) trarvLeetions (s) invoilants becalvi (5) imeren (S)
Sep 2 Reinvestment EATON VANCE FLOATING RATE FUND 26.834 -244.19
DIVIDEND REINVESTED AT 9.10 NAV ON
08/2914 AS OF 0829'14
Sep 2 Reinvestment 1P MORGAN STRATEGIC INCOME 12.519 -14847
COPORTUNMES FUND CLASS S DIVIDEND
REINVESTED AT II.% NAV ON 08129114
Sep 2 Remwstment PICO UNCONSTRAINED BOND FUND CLASS P 24.712 -279.74
CIVIDEND REINVESTED AT 11.32 NAV ON
0812914 AS OF 08'2914
Sep 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.632 -204.95
PVIDEND REINVESTED AT 11.00 NAV ON
0812914 AS OF OP12914
Sep 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.620 -290.84
PVIDEND REINVESTED AT 10.53 NM, ON
OB/ 2914 AS OF 0829'14
Sep 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 26.641 -264.01
DIVIDEND REINVESTED AT 9 91 NAV ON
0&2914 AS OF 082914
Sept Reinvestment 1P MORGAN MULTI-SECTOR INCOME FWD 30.266 -312 35
SELECT SHS DIVIDEND REINVESTED AT 10 32
NAV ON 08129e14
Sep 29 Sold PMCO UNCONSTRAINED BOND FUND CLASS P -14,422.421 11.280 162,684.91
FBOID 42697848095
Sep 29 Bought BLACKROCK STRATEGIC INCOME I ROD 15,825.243 10.300 -163.00000
42697891913
Total 5162,684.91 -S164,744.55
Ode Aanfey CM( optal Amount (S)
Money balance activities Aug 29 Balance fawned 50.00
Sep 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80
Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 98,16
continued next page
SONY GM 00021085
CONFID C E NP700 N 0700S5 T S7615 I NP A 70CO L 2938 00 00033 0914 030579004 110000 Page 31 of 100
EFTA 00131705
EFTA01273912

T
UBS Strategic Advisor Account name: GHIScAiNE MAXWELL Your II sandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
September 2014 Account number:
Account activity this month (Continued)
Date Activity Description Arrount (5)
Money balance activities (tconnued) Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09(04/14 -155.96
Sep 30 Closing UBS Bank USA Deposit Account $0.00
The 1165 Pant USA DePeat ACC0unt IS your primary sweep cptedn
Realized gains and losses
Inc entreated !tallied gains and losses sloven below are not for tat pumoses. Please note that gain or toss informaon. We may not ad int gans and losses to ell (Vial changes. We aummomaly adjust Cost basl S Tor
recognized co the sale or reckaoticn of cenan Structured PrOduCts, Ike COntingkill Debt SecorriseS, may be to eeerept and AMT coupon munkett sec woks for estimatedant:citation of bondarenatans ate top accieteciOID
cednary, and not capita, gain or loss. Please check with your ute achnot To caddie gains and losses. Ira for securities issued at ad:count you requested teat u85 scion coat ban for the bend premium arrortzation on
liquidate t he oddest security lot first. Ins Is knomi as the 'loin lint out or CFO accounting method We use tacatie debt securities then cost basis reflected for these securities has been adjusted Estimates in the unctaudted
its method unless you specified which tat lot to dose when you placed your order This is known as a anus section can not be classified as snort terns or long term became informrnion is missing or the product Is one in which
purchases or VSP order. See temoreant information about your statement a the end of this document for more the patriots eau/non is not provided
Short-term capital gains and losses
Wash sale
Quantity a RurchaSe Sat Sae Cat COO basis
Security description Method fee wake date dale amount (S) base (I) adjustment(!) toss (5) Gain (5)
PASO UNCONSTRAINED BOND
FUND CLASS FIFO 9.004 Feb 28, 14 Sep 26, 14 101.56 100.84 072
FIFO I2212 Mar 31, 14 Sep 26, 14 137.75 136.41 1.34
RFO 13.998 Apr 30, 14 Sep 26, 14 157.90 157.06 0.84
FIFO 16.671 May 30, 14 Sep 26, 14 188.05 188.38 -0.33
RAO 15932 tun 30, 14 Sep 26, 14 179.71 180.19 -0.48
1110 21.559 1J 31, 14 Sep 26, 14 243.19 242.54 0 65
TO 24.712 Aug 29, 14 Sep 26, 14 278.75 279.74 -099
Total 51.286.91 51285.16 .$1.80 $3.55
Net short.term capital gains and losses $1.75
Long-term capital gains and losses
Waal sale
(Joann:), or Purchase Sale Sae Cost cost basis
*Unity (*Kronen Method face tea to dare date amount (5) oasis (1) altotment(1) 1(aS (51 can (SI
PACO UNCONSTRAINED BOND
FUND CLASS P FIFO 14,308 333 tan 29, 13 Sap 26, 14 161,398 00 164,832 00 .3,434 00
Net capital gains/losses: .S3A32.2S
CNP7C0093065526I 6 NP7000298800 00003 0914 030575004 niftliir_oic000liglita32 of 100
End of statement for account number
CONFIDENTIAL
EFTA_00131706
EFTA01273913

Important information about your statement
trA35 kande, Sleuth no Fit a U35 Fowl* Socket The Pima C ad Muer of lattigate yOtrOMOIAnt and Wife on rebooks and records of the Athol* OW or eneekom — sou may acne heuseholing by ding your
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from vanXiS tad party sources rah wetermto to • Est. Imairnatod) ncaa, arreatyitlds and rata. An Short selling
reline, but we do not gamma eel' ataxy tstinato 01 aw,S name is based on amen, canker it you asengaged in Ton se4hp a warily you may cos a
- Wo gorsoraly use sew dosng pm* when sealable a ten and ninon ram, waning tee rarities will be hold lot Mate** to canon borrowing cosis la teal palcula
Mee', a IM bid aid ask Aces Ice Ivied WIC** and one yea from siaement date or vita marry This 920X4y
optscis OF on bd pros I or OTC sort es estimate is on a grating accuracy and antnued
- Lac aaveli bated wanes maybe rate tang a ocome se no marked Open Orden
ratan model a Moms; mean pia we aboard - E4 rated arnual Mame and amen yield for Cerlan RO9rdio2 (Oen selled • orders that were not
ridmayor ret lea an action maltA prix or WM IWO'S°, *cokes mold induct* a rettrn of drincloa or 0090;ted by the gd date open buy ald sell Step
- C enan porton may £pea YnalCut Apo:band sill Gnat gam n nOkt, 014.the tit Wane (aid come orders are reduced by Me annum of Widest or rghis
show a force ens not mailable' II we at talkie to yeld)would be °remised an ow &Windsor armies date ram nonfood athwart*
obtan a pone for a security - Estimated antra exome aid Nan{ *al aid the by you You ae rettornble for orders that are executed dr
- Down or smiles denominate." n artatoes other actua 0.00a4 and veld mght be Mom or hgher thm to your fakir to cancel exorg open orders
Mn u S dollars are reflected a the wdubgerat as of the ni-noted morns
the slatarrent date - An ninth. el inroolgal worn.( dvidind ander Tax withaditg en faserbsitiono fume UK Pinatas'
- For artati ware es vadeg n non-can:4min mewl) laded by the &real maket variant Sento IRAs
deromnatnew. pce and quality dace vane) may ha* b3131CaelalSed CO the LW dirobid or mired itarsal tar tarr tenures LOS filarial Services to withhold
been Mg-Medea frigate propevauson pogrom made byte tom and assures cur Moro tat from pa la/Skim elfstnbicen tut you may
To obtain Cumin: rertran. Wan eatable. areas yos seam WsM oors MI be hold fa one you Mon the dm not Ion** Kano la* wehholi or instead. you nay
Fraancrl 44,6or statement dm, or torn-worry Anoxia and Nees to have la( writeld a brae a ri a Mad anoint at
conthred mid ae not warner you choose Yes Moon ea Wain n effectunti rewind
• Mena Invostrrenla tend Muddied products. Pneate by you You may mock* your election a ny lino by m.tog
Mamma seaman Cnotning dire, pairmaion • Arra not held by has Binomial Snake Conan a nen Owen If you do non haw *much name tat
prOtyall aid real our onarnem tan rooms/ aid asset', le cot held byte km ad not with' the Inns wettn44.11r011 'Our dariautiOnS. yOu maybe remomble la
Waived produas se gnWaly hghly MSG d Celan possession or anvol rhea assets at comtkod on your the prior of klittttallat. YOu rnaynarptnaldS d the
disarm Koala s tare nor brem roadored wen the stakown for inionnatonal proses one Positionsad anoints *AM..] and yda estimated tat paininis se not
Seatoes and &Oat+ Carywnsion a under any state yam premed are prosiled by the swig Min IRS Olual to yOu'ixobliprioi
statutes tams We provide esimaed sakes la abate f 'sancta Sindon n not corona,* kr this idormann
Mennen SectinteS and stoats produces for and does net gine* es dowry these assets Zeno, Privacy
Marna coalpumom only Acanacye rot 9onolool protected by SVC or MO Fern's Supplemental Sat To obtain a cony of or arced Cane hasty Nair Ira*
- the* vattes maydiffer sthstantany Man VICK day conaga anion, yam F natal Advisor arrow waterer Y.
at ends float, mostrnere securty a endued awry wat <monocracy
promo maybe naught a sold aid do not nets:ally • Revenue dialing and addklonalcenmentaden.
worn, the war you may Naar uPan 'Written - m additnn to caninissom on sales awl I 2b.1 hes IOSFinaxialSawees 6 rot a bat the NM. Fumes
- BIM prty ',SIMMS of Yak are as of a anan Ore wowed in connects" with the data:Non of masa SOVCOSAaotot BSA and MIA aebraerage a0XuntS
aid re molted to UtS Sward Sonars on a regu lb funds to or chants we mdice our Striae rare vtilm provide access to bat rep services and produces
bass by an ereperrent oration km Meru* Marna papitnu from doubutors ardor though anzgenients with affilatel bilks rd other thid
mew, royal PaTar Cespcosor Sowed wart if 'Orson of the otnual kinds Mat we sell Motto partybalks. and Fordo; across to barrio and amity
my. ate wiled to tie Frm by the mom general assorts ae bared on two different comporonts fJ prod.laS iszed bysnailnoted Minitarty Moan"
painer a sponsor and may be Obraled based en the mount 01 saksby uBS of a OMICULWrfuluil lund conmams through man agency lubstaa es of utS
allarent Mornation from that used by thtd pries to !inlay to ow dens. ad SI, Me me wake of a Malden Savo.% IX
dente thee estiroted Yarn pamilr maul 1tnd fanet "wet heal a ten I ivn
- You cal cbtarn al:InKtud ittormato regaling the - We aid cu alf Are *xi image retworkng and irreprnast. mutate aid amuly products
rrottodology used to Onetime the tweak of venue onmtmprocesong lees n mrtskiaton for transfer Pat IDC hind • No bank summer May bat vain
and it* dace of the hfonn.von that Is the ban fa Me agent sakes that we proud* to the ritual funds
mann Mat-mond your Acacia Adisor Thew foot genet" at pad Iran loonier arts n the teA& ReSOLIO2PAziaordni Acosta. Burins Smack
mutual hod rd at a tied doll? Snarl based on the ACCOMII BSA. Iltela and ntemabona Resource Mmagerrent
SDNY_GM000210&B
CONFIDENTIAL
EFTA_00131708
EFTA01273915

UBS Financial Services he UBS Strategic Advisor
/It UBS 299 Park Avenue
25th Root
New York NY 10171.0002 October 2014
CNP7005748001 1014 Y1 0
HIS IN MAX LL
Account name GHISLANE MAXWELL
Friendly account name:
Account number
Your Miranda Advisor.
SCOTT STACK MANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Ananc4 Advisor or the
RMA Resoureeline at BOO-RMA. I 00n. on September 30 (S) on October 31 (5)
account-
YOur assets 968,660.80 968,500.65
Kat our websIte: Your liabilities aoo 0.00
www.ubscomffinancialservices
Value of your account $968,660.80 $968,500.65
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
at year end 2013 $0.00
ThcLr,and$
968 7 968.5 Net deposits arid
withdraNalS 5960,10738
• •
Your tiveS1311eilt return(
Dividend and
interest income $1427906
Change in
maybe vat* .55.885 79
Value of your account
on Oct 31.2014 3968.500.65
Sep 2014 Or. 1 2014
SDNY GM 00021089
Member SIPC CNP70003005748001 NP7000189796 00003 1014 030575004 000000 Page 23 of 98
CONFIDENTIAL
EFTA_00 I 31709
EFTA01273916

*UBS UBS Strategic Advisor Account name: Your Nnuncid Advisor-
Friendly account name: SCOTT STACK MANLYLE CASK'.
October 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) your account
A Cash and money balances 531.31 005% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 967,969.34 99 95% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.C0 000%
G Other 000%
Total asset 3968,500.65 100.00%
D
Value of your account 5968,500.65
Eye on the markets
Percentage change
Index October 2014 year to date
S&P 500 2.44% 10.99%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.45% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
047000005748007 W7000183796 00003 1014 0305750O4 ONION_GM_0002Rie 24 of 98
CONFIDENTIAL
EFTA_0013 1710
EFTA01273917

*TTBs UBS Strategic Advisor Account name: GHISLAINE t , Your IIs andal Advisor.
Friendly account name: SCOTT STACKMANLYLE CAMEL
October 2014
Account number.
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which grans and losses are not classified.
October 2014 (5) Year to date (I)
Realized gains and losses Unrealized
Opening account value $968,660.80 $0.00
October 2014 (1) Year to date (1) gains and losses (1)
Deposits, including investments
transferred in 1,300.00 1,014,064.19 Short term 0.00 1.75 -2,222.66
Withdrawals and fees, Long term 0.00 -3,434.00 -2,443 43
including investments transferred
Total $0.00 -$3,432.25 -$4,666.09
cut -1,220.78 -53,956.81
Dividend and interest income 1,583.05 14,279.06
Cash activity summary
Change in market value -1,822.42 -5,885.79
See Account actowty the month tot deta Is &dances In your Sweep Options are indudedin the cpenng and
Closing account value $968,500.65 $968,500.65
closing balances value. FDIC insurance acciies only to deposits MUDS Bank USA, not to deposits at LOS AG,
Siarr/ord Ranch or bank deposits placed throngs she UBS intetneruarted Depose Account program. SIPC
protection applies to money market sweep fiord holdings but not barn deposits. Seeimportant information
Dividend and interest income earned abhor your statement on the lad two cars d this document for Cetals
October 2014 (1) ye ar to date (S)
For purposes of t rrs statement, tacabty of 'nieces] am doirdena income nor, been determined from a us Opening balances $232.73 $0.00
rag repotting perspedire, eased upon the residence of the account holden, account type, or product two,
some interest ander deidend payments may not be subiect to United 51*es (US) ardor Puerto Rico (FR) Additions
Income tares. The tient monthly statement is not intended lo be used and (*riot be reked upon for tar
purposes. Clients should refer to the apiglictle tar reporting forma they recent. from OBS annualy, such as Deposits and other funds credited 1,300 00 52,816.24
the Forms 1099 and the Forms 480, for tar reporting information It IS the precut Of U85 to Me the
doplicatle tin reporting forms with the US intern.8 Revenue Senice and PR TItt6Ugy Department. and in Divdend and interest income 1,583.05 14,279.06
such forma accurately clsofy thidenct ardor Interest &slat exempt or tat income. Pleat comeult your
indvdual tax prepare( Proceeds from investment transactions 0.00 162,684.91
October 2014 (3) Year to date IP Total additions $2,883.05 $229,780.21
Taxable dividends 1,583 05 14,274 48 Subtractions
Taxable interest 0.00 4.58 Professional management fees and
related services -1,220.78 -2,615.69
Total current year $1,583.05 $14,279.06
Other funds debned 0.00 -51,341.12
Total dividend & interest $1,583.05 $14,279.06
Funds withdrawn for investments
bought -1,363.69 -175,292.09
Total subtractions -$2,584.47 -$229.248.90
Net cash flow $298.58 $531.31
Closing balances $531.31 $531.31
SDNY GM 00021091
CW70008005718(103 NP70C0183h86 00803 1014 030579004 000000 Pegs 25 of 98
CONFIDENTIAL
EFTA 00131711
EFTA01273918

UBS UBS Strategic Advisor Account name: Your financial Advisor:
Friendly account name: SCOTT STACKMANYLYLE CASRIEL
October 2014 Account nuntber.
UBS Bank USA Deposit Account APY
interest Period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 $0.00
Closing UBS Bank USA Deposit balance Oct 6 $452.09
Number of days in interest period 29
Average daily balance $80.40
Interest earned $0.00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
France' Advisor or Branch manager You can find a ful description of the alternative
investment objectives in important information about your sratementat the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Rimdry Moderate
investment eligibility consvferauon None selected
Your account instructions
• Yew account cost basis defaultclosing method is FIFO, First In, First Out.
CNP7C0C9305748034 Ne70C0I88796 00003 1014 030575004 coggyjwGm00021lnat 26 of 98
CONFIDENTIAL
EFTA_00131712
EFTA01273919

UBS Strategic Advisor Account name: Your Financial Advisor
taUBS
Friendly account name: SCOTT STACK MANILYLE CASRIEL
()tither 2014 Account number.
Your assets
Sale pines, incoMe and current values ShOrrn May be Epproxenene. AS a testi. Ord aid5055es may not
tie accurately refkcled. See Assonant intantabon anout your statement a the end of the dxurneM for
more infornalon.
Cash
Cash and money balances
Cash and money balances may include avaldole cash balances, UBS Bar* USA cpost account balances,
UBS AG Startord Branch deposit account balances and money marled mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC vat n applieeble limits, but are not
poteded by SIPC MS AG Stanford Brant h deposit account Mantes are not insured by FDIC and are not
protected by SiPC Money market sweep balances are protected by SEC but a* not insured by the FDIC.
See the Important information about your statement at the end of this document for de ails about those
bSances.
Covina Wane. Cloung tdaxe Price per share Average Drilekncl Interest O291
Hddng on Oct 1 (S) on Oct 31 (I) on Oct 31 (1) rate period period cepmount (S)
Cash 232.73 0.00
l/35 BANK USA DEP ACCT 000 531.31 250.000 00
Total $232.73 $53131
Fixed income
Mutual funds
Total reinvested is the total al a reinvested dwdends does nc4 include any cash cludends. II is not a Unreabzed (tar) gam or loss d the dfference between the current value and the cost basis and word
tax lot tor me purposes ol determinng hddng perpds or cost bass. The shares you receive each titre you generaly be yew unable gain a loss if tre security was sold on this date. The unreshred (tax)gan cr loss may
reinvest dudench become a separate tax PI need to be alusted for return of captal payments in ceder to determine the reviled gain or kiss Ice la(
reporting purposes
Cost OM is the total purchase cost of the security. Inducing renvestedcludends The cost basis may
need to te alustedfor return cl capital payments in order to deteernne the a:lastedcost basis for tax mvestment return 4 the current value anus the amount you invested. a does nos include shares that ale not
reporting purposes. reflected as your statement, inducing shares that hare teen realized as either a gain a a los: It also does nee
include cash d5idends that were not reinvested
Purchase pncV
WIMP( Average price Client Cost Prue per share value on Unrealized dam) initstmeM Hddng
Hcldng of shales per share (S) investment (5) basis (S) on Oct 31 (5) Oct 31 (3) gain or loss (S) return (5) period
BLACKROCK STRATEGIC
INCOME I
Symbol: BSIIX
Trade date: Sep 26, id 15.825243 10299 163.000.00 163.00000 10.260 162,366.99 -63101 ST
Total reinvested 0.858 10.279 8.82 10.260 8.80 -0.02
continued next page
SDNY GM 00021093
C HP70307005748005 NV7003183796 00033 1014 030575004 0000co Page 27 of se
CONFIDENTIAL
EFTA_00 1 3 17 13
EFTA01273920

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 14nandal Advisor:
Friendly account name: SCOTT STACK MAI4 LYLE CASRIEL
October 2014
Account number.
Your assets . Fixed income b Mutual funds (cononved)
Purchase once'
Humber Average peke Client Cost Pre, per Share Value on !Area:lied Rag Investment Hddng
Hddng of shares per %hate (1) imminent-it (S) bask (3) on Oct 31 (1) Oct 3I (1) gain odds (5) return (5) period
EAI: 33,846 Current yield: 2.37%
Security total 15,826.101 10300 163.00000 163,00882 16237679 -633.03 -624.21
DOUBLE UNE TOTAL RETURN
RIND INSTL
Symbol: DBLTX
Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.970 49262.54 -1,841.17 LT
Total reinvested 147.438 10.958 1,615.69 10.970 1,617.39 1.70
EAI: 42,514 Current yield: 4.94%
Security total 4,638.0% 11.367 51,103.71 52,719.40 50,879.93 -1,839.47 -223.78
EATON VANCE FLOATING
RATE FUND I
Symbol: 080X
Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 -928.88 LT
Trade date: Ian 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -545.54 ST
Total reinvested 200.563 9.123 1,829.78 9.010 1,807.07 -22.71
EAI: 12,878 Current yield: 3.81%
Security total 8392.193 9.188 75281.00 77,110.78 75,613.65 -1,497.13 332.65
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.480 49,588.32 47.32 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.48) 19,649.75 18.75 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.480 21,680.69 20.69 LT
Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.480 50,200.97 -958.03 ST
Total reinvested 224.296 10.593 2,375.99 10.480 2,350.62 -25.37
EAI: $3,915 Current yield: 2.73%
Security total 13,689.919 10.545 141,991.00 144,366.99 143,470.35 -896.64 1,479.35
HSBC TOTAL RETURN
RIND CLASS I
Symbol: HMO(
Trade date: Jan 29, 13 4,824,198 10.290 49,641.00 49.64100 10.390 50,123.41 482.41 LT
continued next page
CNP70009005748006 NP700018879600003 1014 030575004 COMINT_GM_0002%18 28 of 98
CONFIDENTIAL
EFTA_00131714
EFTA01273921

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandel Advisor:
UBS Friendly account name: SCOTT STACK MANILYL£ CASNEL
October 2014 Account number:
Your assets . Fixed income . Mutual funds (contnuecD
Purchase pike'
Number ver e ien Cost Pnce per share value on Unrealized844 irwestment tiolOng
Wiring of shares Apet share (f) investment(1) Oasis (1) on Oct 31(7) Oct 31 (f) gain odors CO return (f) period
Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.390 9,931.47 401.47 LT
EAI: 41,191 Current yield: 1.98%
Security total 5,780.066 10.237 59,171.00 59,171.00 60,054.88 883.88 683.88
JP IV/ORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: /SOSX
Trade date: lan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.800 124,112.09 -1,577.71 LT
Total reinvested 109.229 11.897 1299.53 11.800 1288.90 •10.63
EAI: 42,104 Currant yield: 1.68%
Security total 10,627.204 11.949 125,689.80 126,989.33 125,401.00 -1,588.34 -288.81
JPAAORGANUNCONSTRANED
CEBT FUND CLASS SELECT
Symbol: .ISISX
Trade date: /an 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.230 98,735.27 .289.56 LT
Total reinvested 171.280 10.329 1,769.22 10.230 1,752.19 -17.03
EAI: $2,750 Current yield: 2.74%
Security total 9,822.822 10.261 99,024.83 100,794.05 100,487.46 -30659 1,462.63
PRUDENTIAL ABSOLUTE
RETURN BOND FUND 2
Symbol: PADDC
Trade date: /an 29, 13 7.400.957 10.046 74351.21 7435121 9.830 72,751.40 -1,599.81 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.830 21,723.30 67.19 LT
Total reinvested 213.214 9.886 2,107.91 9.830 2,095.89 -12.02
EAI: 43,203 Current yield: 3.32%
Security total 9,824.069 9.987 96,007.32 98,11513 96,570.59 -1,544.64 563.27
RBC BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: /an 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.350 133,637.12 2,397.42 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19.120.13 10.350 19,478.58 35845 LT
continued next page
SDNY GM 00021095
CW70303005748007 NP7003193796 00003 1014 030575001 000000 Page 29 of 98
CONFIDENTIAL
EFTA_00 I 3 17 15
EFTA01273922

4t UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
October 2014
Account number:
YOU/. assets . Fixed income . Mutual funds (continued)
Purchase puce
NurrOcit Average vice Client Cost Price per share Value on Unrealiredlta-0 imestinent Hddng
I4ddng of shares psi sham (I) investnamt CS) twit(!) on Oct 31(!) Oct31 (S) coin orlon(!) fetus(' (I) petiod
E.AL 42.618 Current yield: 1.71%
Security total 14,793.787 10.164 150359.83 150359.83 153,11569 2,755.87 2.75587
Total 5961528.49 3972,535.43 $967,969.34 44,666.09 55.340.85
Total estimated annual income: 525,019
Your total assets
Pexentaged Cost 81rnaterl unreasztd
liSue on Oct 31 (5) your account !MOS (S) MMUS in(Ceme (gin or loSS (S)
Cosh Cash and money balances 53131 0.05% 53131
Fixed Income Mutual funds 967,969.34 9955% 972,63543 25,019.00 .4,666.09
Total $968,500.65 100.00% $973,166.74 625,019.00 44,666.09
Account activity this month
Date AMA, Description AMOunt (5)
Deposits and other funds credited Oct 16 Transfer FM Y1 235750100 1,300.00
Total deposits and other funds credited $1,300.00
Date ACII,.Iy Description AnlOunt (S)
Dividend and Interests acorns
Taxable dividends Oct 1 Cividend EATON VANCE FLOATING RATE FUND I AS OF 09/30/14 238.36
Oct 1 Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.79
Oct 1 Dividend BLACKROCK STRATEGIC INCOME I AS OF 093a14 8.82
Oct 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0930' 14 189.75
AS OF co3o Id
Oct 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CLI 243.60
Oct 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUND Z AS OF 0930/14 243.26
Oct 1 Ctvidend .IP MORGAN MUL11-SECTOR INCOME FUND SELECT SHS 323.1 I
Oct 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80
Oct 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 093011 4 161.56
Total taxable dividends 51.583.05
Total dividend and interest income 41583.05
CNP70003005748038 Nen:alma% 00003 1014 030575004 00NONY_GM_0002%98 30 of 98
CONFIDENTIAL
EFTA 00131716
EFTA01273923

SUBS UBS Strategic Advisor Account name: Your Finandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
2 MI Account number.
Account activity this month rcontilvec0
Date Acthity Desc0rMon Anxnell
Fees Oct 24 Fee Charged QUARTERLY FEE -1,22038
Total professional management fees 41220.70
Investment transactions
For me Information about Ite price/Wye shown for mudded securities, see important inf ormai:* about
your statement at the end of this dxtrnent
Proceeds Iran Funds
investment Wthdrawn fo Accrued
Ole Acthity Desoloon Quantity %Sue ft) wice nans.actions (s) inweSlmentS bough (S) imerest (S)
Oct 1 Reinvestment EATON VANCE FLOATING RATE FUND I 26.426 -23836
DIVIDEND REINVESTED AT 9.02 NAV ON
09/ 3('14 AS Of 0930114
Oct 1 Reinvestment 11) MORGAN STRATEGIC INCOME 9.872 -116.79
OPPORTUNMES FUND CLASS S DIVIDEND
REINVESTED AT 11.83 NAV ON 0930/14
Oct I Reinvestment MACKROCK STRATEGIC NCOME I DIVOEND 0.858 -8.82
REINVESTED AT 10.28 NAV ON 09'30,14 AS OF
03,30I4
Oct 1 Reinvestment COME UNE TOTAL RETURN FUND INSTL 17.345 -189.75
DIVIDEND REINVESTED AT 10.94 NAV ON
0913014 AS OF 0930'14
Oct 1 Reinvestment GOLCMAN SACHS STRATEGIC INCOME CL I 23.003 -243.60
DIVIDEND REINVESTED AT 10.59 NAV ON
093014 AS OF 091014
Oct 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 24.797 -243.26
DIVIDEND REINVESTED AT 9.81 NAV ON
093014 AS OF 0930'14
Oct 1 Reinvestment .IP MORGAN MULTI-SECTOR INCOME RIND 31.646 -323.11
SELECT SHS DIVIDEND REINVESTED AT 1021
NAV ON 09/30,14
Total -11863.69
Odle Activity Oescrotion Amount(I)
Money balance activities Sep 30 Balance forward $0.00
Oct 1 Deposit U95 BANK USA DEPOSIT ACCOUNT 232.73
Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80
Oct 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 161 56
Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1300.00
continued next page
SDNY GM 00021097
OW70003005748009 NP7000193796 00003 1014 030575004 000000 ►age 31 of 98
CONFIDENTIAL
EFTA_00 1 3 17 17
EFTA01273924

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II nuncio' Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
October 2014
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Account activity this month (contrived
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Money balance ec0vities (continued) Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10124114 -1220.78
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CONFIDENTIAL
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EFTA01273925

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name a o ramose n ere for our dirt Cat !ear. as podia par cooproution from mined hods am inmate
'of sonata is attired from thrd pats old es xosay - 'Onnbaions to doe' mat alinewan of caala tarries tow products we Mabee
is rot vaned Olne call lease may frost With wane a both - Wereceh'an amid tee tram LEIS Salk USA an1UBS
could ilea rat complete olormalso sol be graded • 00307,1 unn see* rexestnu the nitual Mitring price AC Srardord Baur Cl up lo 125 pet axount
lam (Klan per alit ass may not reflect per on bath swronng to the banks wake the IBS Bat Sweep
Program
• Cracow of deposit (CDs) CDs ate INC sued opt • Illyarkted Stettin Regaled seam es anorak ao
1293.020 si patrol ad scant meta pa drama not one-My Mg tie for p-Olc late VBS Ina/Ma Sevier' neatly
nd Per deomory formica it ocean-ma with Wel the mate price of to Lorton:tad stock of ten star Manaten rosuning cormisams and ode charges
nibs muir s al mutedkW for the restaged nod. tr ironed annecuon wit, the thermion 01 tires acketng
purposes or This unfree:won* To the okra that co bon trenagoos has been ncteled on ccoloarons
• price/value PnCesdopleAd la $40$40 aid Otte ret cted saurrics are alb* for sae. Me valet reeled pommy handled to you. and wit bepaean to you
products maybe Nora oe lower SKr the PICO Mal you may be suthurstity Ins an the imputed wave than amply on maim
WOO kl agually rectum in the make; PrCeS ate Waned
from vanWS Sid pityWen Mull we bow? to be • Est kainoted) area, arrant yields and rates. An Swaits
reit*. but we do not gamin tort aguracy taInne of mad acme is based on runny avand it you aengaged in an Who nosilyy yo., may rot a
- Wo rarely me the dosng pm:oaten rabbi:sot IN end ninon rats. avanerg the acuities villa held for chage clue to conan knowing costs la bat paleula
mean or to bid aid ask aces to 'sea WIMPS and one yea from garment date or tail Rainey This 9i0X:ty
*plans OF on ybd patsfor OTC vox, au estimate is ony a guanne. accuracy and WILMS
- Let aaveif baled marten maybe rad rang a Mane ae not g,urameed Gan radon
valatm enabler lanai rant ala we obtained - E4nutedanut intone and dewed vital cenan 4 9arding 0110, it( '9000.TilanCelled • oradsers that Nefe not
aul may ne reeled an aduri mate ate or vate tpesol *gam oak auk dream of a ilcroO or negated byte streinem dm. opei buy Sell Step
- Celan postai may atter /MPS apse and roll era( gaud h Met, Ca the est acme We Garen ceders at reduced by the amount of dridends (gas on
snow a 'price was not mottle if we are ware to veld/would be matted • cadnitandsor congas date mins aoudad otherwise
*bun a ace for a security - Edmond anus 'N'ame aid wart roil aid tin by you You at retordble tor orders that are emceed day
- Deposes a Moron dencamatel n orrenoes other atu aura and yield night be Nara higher den to your false to LIMO exowg open cedes
ran I) S antes are related a the mdurgotte os of the eviated moues
the Parma date - An ea inote of snaked octane (dvidad attar Tax wit hrldiNen frorbutions tom UK Piano,'
- for colon senates tadog onorearnormiN feast) dead by the Nara make vale.a tnayr Services IRAs
<lemmata:a. ace and quality (face vale) may hae balance e fused on the lag draind or mein Federal tax tart tenures LBS &mai Servos to withhold
been Mg-Medea frigate prow vsuann payrem made byte issuer and atones to Mare tat from yin taublo AA devnbat ratas tut you may
To obtain Cumin: WAN." WWI 34124. cotta you seam admoks web be held fa one yea ban the dm not to have rang1m wittna or. instead, you nay
Frsancul Attmoe statement doe or war =nay AawanT aid elect to haw la( welled a arta a n a feed anoint at
continued aid at not guaanteed you choose Yes Neon win amain di effect oaf remled
• Pair lanstnums and endured preduaa Para by you You may revoke your election a a"; I Me by mans
Nestare smite Caloing ditto parryaion • Asa not held by WS financial Senticau Coruis anew ellann If you do not ha coos*, income ta'
program and real acute n.framem ULM sedates) aid Mid; Pt not IkebytePim ad not withn the Inns MIMEO kW yOUT dattuTitelf. you maybe rig:scab* led
dructured products Me lOWaly hghly mead Conan possession or envoi Theo asset re dopiNed co your the pram of einMed Ian You may nor mores it fee
subchred proems hate nor been readiered mon the statonera for inionnabonal pupae ony Tarot rte 'nerds warm and you ettimeed la( payments se not
fectoes and evhaVeCcerynssiso a under any stare mats prekined re untied by the Mono firm IRS Olual to vat tacobliptim
securas land We brook egmaed valet la abate nanci$ Sevi,S e not reronsble for this Oformobn
theitmere %MOMS ans sanded protasis for and does net 9.kiraitte tt accracy lase assets ire net Privacy
ultimo coalpumoort only Accuracy rot 9uffahletd prowled by SVC ate Front stapplonoreal SaC To Man a copy of our anon (Rem Priory Naito please
- lhe*Vatte5 maydiffer abstantalt tem (Mei if ay coverage contact your F mate Motor arts,: atone Y.
al Mm float, imestrnere serum a structured mow vsacmomeartofry
promo maybe bought a sold aid do not necemaily • Revenue Sating and addkional compensation.
reposent the wale you may t ave upon INuttlann - el additim to mrnfrissom a mks aid 12k1 hes LOS Tinalal Snakes 6 not a bait The WA. know
- lad pay enmaes of walk are as of a anan doe rased is connected, with thedata:Non of aura SOVCESAaant BSA and iRMA re Wattage earns
aid re implied 10 ISS Formal Savers motor It finds to our dents we atria out allibve re0Nee vial prose access to bare ng servaS air panda,'
bays by an ndepentfent variation fro redfaleitareg pa/luau rom darbutors sodor dem* anaNtmintt wen offlutal bats rd Other Thie*
SenftalliaT•ft Cesremsor Sowed warm if athison of the rural finds that we sell Thole pinybasks aN provides most to Norma and roury
my. ate stapled to to Frm by the outr, general amounts aro baced an two drorent antorents 0 PTOJCIS isuid by oral' doted lad {tarty Terrance
painer a fponsor and ray be Calatialed based en tie amount of saksby IBS of a OMICULVilbluil fund magas through OLISICe agency addlar ed of beS
derma istanation from that usedbytend pries to furry TO ow' <en's. and Id the ate ate of a Nuevial Stakes a
dotwe ther etinated values natal, mama fad frays shamNed a the lam
- You ct clot* addanal Namur regaling the - We aid our *tae atm made remand and tvegma. nvaara. ad armuly twodirts
rroescdology used to determine the name of vats offausprocessng lees in °natation for transfer rot WC haired • No bank gamma May la vain
and the date of the hfonn.von to is the ban fa the agent sakes that we pro.mdt to the new, tooth
mann by addadhg your Amaral Adria These lets gene" at pad von inkier stets in the kith Resource Kraarini recant Business Since
mutual tad and re a tind delft rmaanl basin on the Mart BSA. INAA and nceinabonai Resource Mmayerent
SDNY_GM_00021100
CONFIDENTIAL
EFTA 00131720
EFTA01273927

UBS Financial Services Inc. UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2014
CM-70056752 59 1111 Y2 YI 0
GHISI ANF MAXWELL
Account name: GHIStANE MAXWELL
Friendly account name:
Account number
Your financial Advisor.
SC077 STACKMAAULYLE CASRIEL
Phone
Questions about your statemeat? Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on October 31 (5) on November 28 (1)
account
Your assets 968,50a 65 968,765.10
aoo
14sit our website: Your liabilities 0.00
www.ubscomifinancialservices
Value of your account S968,500.65 $968,765.10
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
g uc...and$ at year end 2013 5000
Net deposits and
9sa 968.8
withdrawals 1959,354.04
• •
Your nvestment return
Dindend and
interest income 416,49944
Change in
market value 47,069 38
Value of year account
on Nov 212 014 S961765.10
Oct 2014 Nov 2014
SDNY GM 00021101
Member Slit CNP7000500567S2S9 NP7000I 91999 00003 1111 03057500t OICOCO Page 23 of 96
CONFIDENTIAL
EFTA (()131721
EFTA01273928

SUBS
UBS Strategic Advisor Account name: ."-II i. Your K asocial Advisor
Friendly account name: SCOTT STACK MANL YLE CASRIEL
November 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
November 28 ($) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 G00%
D Fixed income 969,765.10 1o a 00%
E Non-traditional 0.00 000%
F Commodities a oo 000%
G Other 0.00 000%
Total assets $968,765.10 100.00%
D
Value of your account $968,765.10
Eye on the markets
Percentage change
Index November 2014 Year to date
S&P 500 2.69% 13.98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
BarclaysCapital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.15%
CNP70003005675260NP7003191999 03003 11 14 030575004 cetfilatoit00021042 24 of 96
CONFIDENTIAL
EFTA_00131722
EFTA01273929

SUBS UBS Strategic Advisor Account name: GH1SLAINE t Your Financial Advisor:
Friendly account name: SCOTT STACK MAN LyLE CASRIEL
November 2014
Account number.
Change in the value of your account Summary of gains and losses
November 2014 (3) Year to date (S) Vanes reported below exclude products for which gain and losses are not classified.
Realized gains and losses Unrealized
Opening account value $968,500.85 $0.00
November 2014 (1) Year to date (S) gains and loses (4)
Deposits, including investments
transferred in 0.00 1,O14,O64.19 Short term 0.00 1.75 -2,053.14
Withdrawals and fees, Long term 0.00 -3,434.00 -3,796.56
including investments transferred
Total $0.00 -$3,432.25 -$5,849.70
cut -753.34 -54,710.15
Dividend and interest income 2,201 38 16,480.44
Cash activity summary
Change in market value -1,183.59 -7,069.38
See Account actwty the month for dela Is. Balances in your Sweep Options are includedIn the cpenng and
Closing account value $968,765.10 $968,765.10
closing balances value. FDIC insurance aropries only to deposits at pat Bank USA, not to deposits at UBS AG.
Siarriord Branch or bank deposits placed through the UBS Intemaional Depose Account program. SIPC
protection applies to money market sweep hod holdings but not bank deposits. See Important information
Dividend and interest income earned about yaw statement on the last two pages cf this document for atals.
November 2014 (3) Year to date IS)
for purposes of ins statement, taiabiity of interest anJ Oniden0 income has been determined from a US Opening balances $531.31 $0.00
to repotting permedina Bawd upon the residence of the account holder, account type, or proluet two,
some interest ardor dvidend payments mac not be subiect to United States (US) ardor Puerto Rico (PR) Addlions
Income Tares. The tient monthy statement is not Intended 10 be used and CaM01 tie row upon foe lac
purposes. Clients should refer to the applicaole tar reporting loft they recent. from 165 smugly, such as Deposits and other funds credited 0.00 52,816.24
the FORM 1039 and the Coons 480. for tax reporting information. IS the make or UBS to Ilk the
tppitcatle tar tenoning forms with the US mtern.3 Revenue Service and PR Treasury Department and in Dividend and interest income 2,201.38 16,480.44
sac h town accurately clasa fy ducknot ardor interest as is( exempt or tea income. Pleat consult your
indvdual tax prepare, Proceeds from investment transactions 0.00 162,684.91
November :Ole (1) Year to date (4) Total additions $2.201.38 $231,981.59
Taxable dividends 2,201.38 16,475 86 Subtractions
Taxable interest 0.00 4.58 Professional management fees and
related services 0.00 -2,615.69
Total current year $2201.38 $16,480.44
Other funds debited -753.34 -52,094.46
Total dividend & interest $2201.38 $16.480.44
Funds withdrawn for investments
bought -1,979.35 -177,271.44
Total subtractions -$2,732.69 -$231,981.59
Net cash flow -$531.31 $0.00
Closing balances $0.00 $0.00
SONY GM 00021103
CelP7030)305675261 NP70001919 99 00003 1114 030579004 010000 Page 25 of 96
CONFIDENTIAL
EFTA_00131723
EFTA01273930

UBS UBS Strategic Advisor Account name: Your Ignendel Advisor.
Friendly account name: SCOTT STACK MAKILYLE CASRIEL
November 2014
Account number:
UBS Bank USA Deposit Account APY
Interest Period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 1452.09
Closing UBS Bank USA Deposit balance Nov 6 1753.34
Number of days in interest period 31
Average daily balance $797.60
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this accowit. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmanoal Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statementat the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary • Moderate
investment eligibiSty consideration • None selected
Your account instructions
• You' account cost basis default closing method is FIFO, First In, First Out.
CNP7C0C000567S262 NPI000191999 00003 lite D30575004 OitlyOneGm000211,* 26 of 96
CONFIDENTIAL
EFTA_00131724
EFTA01273931

UBS Strategic Advisor Account name: Your N nodal Advisor:
*UBS Friendly account name: SCOTT STACKMAIKYLYLE CASRIEL
November 2014 Account number.
Your assets
Some prices, income and current values shorn may be approximene. As a %WC cairn aidlossesma/ rql
be &ornately reflected. See Aporunt inlonianon about your statement a the end of ins Xcurnem for
more Mto rrolon.
Cash
Cash and money balances
Oberon° bd ante Cloying baznce Price pet Shbre Arkrage DnICIPICIr IntertSt Dap
ticking on Nov 1 (1) on Nov 28 (3) on Nov 28 (1) rate period period Cap anounl (rS)
1.65 BANK USA CEP ACCT 531.31 0.00 250000.00
Fixed income
Mutual funds
Tot& reinvested n the tot/horst reinvested dvidends n does not include any cash du4endS. II is not a meowed Raw) yarn or loss is the of fference tetween the current vane and the cost basis and world
tar lot tar the ourPoses of determinng tiding periods Or COO baOS. The shares you receive each time you generaly be your mottle gain alms it the security was told oaths dale. The unrealized da0 clan Cr KOS may
%men d %Mends become a separate tax 101. need to be aluSted for return of (apt& borstals in order to determine the realized gain or loss for lac
reporting purposes
Cos: aria is the total purchase cost of the security. Ind udng reinvested of v4ends The cost basis may
need to be alusted for return Cl caOtal payments in order to &Ramp the %lustedcost baps for tax investment return us the current valuecoons the amount you invested t does not include shares that ate not
remain; potose.S. reflected on your statement, in0 udng shales that nag. been red ized as either soon co abSS It also does not
include cash %Oen% that were not reinvested
Purchase once'
Number Average pike Client Cost Price per show value on unrealized (tar) investment Hddng
Hddng of shares per share (S) investment (i) basis (4) on Nov 28(1) Nov 28 (5) gain or loss (1) return (5) period
BLACK ROCK STRATEGIC
INCOME!
Symbol' BSI&
Trade date: Sep 26, 14 15.825.243 10.299 163,000.00 163,000.00 10.300 163,000.00 ST
Total reinvested 29.215 10.260 299.76 10.300 300.91 1.15
Erni 13,853 Current yield. 2 36%
Security total 15,854.458 10.300 163,000.00 163299.76 163,300.91 1.15 300.91
DOUBLE LINE TOTAL RETURN
FUND 1NSTL
Symbol. DBLTX
Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 11.010 49,442.16 -1661.55 LT
Total reinvested 164.046 10.959 1,797.85 11.010 14806 I 5 8.27
EAI: 12,485 Current yield 4 85%
continued next page
SDNY GM 00021105
CrIP70509305675263 NP700319199900033 1114 030575004 ot coon Pogo 27 of ce
CONFIDENTIAL
EFTA_ D0131725
EFTA01273932

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor,
Friendly account name: SCOTT STACK MANLYLE CASIVEL
November 2014
Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase mud
Hunter Average pike Client Cost Price per share Value on Unrelated Red Investment Holdng
Haring of shires petal:ire (S) insestiftmt basis (I) en Nov 20(1) Nov 29 (1) gain or loss (S) Main (S) petted
Security total 4.654.706 11.365 51,103.71 52,901.59 51248.31 -1,653.28 144.60
EATON VANCE FLOATING
RATE FUND I
Symbol: DEILX
Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 421188 LT
Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -54954 ST
Total reinvested 227.038 9.110 2.068.32 9.010 2,045.61 -22.71
EAI: 42,887 Current yield: 3.81%
Security total 8,418.668 9.188 75281.00 77349.32 75,852.19 -1,497.13 571.19
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,941.00 10.390 49,162.46 -378.54 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.390 19,481.00 -150.00 LT
Trade date: Ott 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.390 21,494.50 •165,50 LT
Trade date: Jan 21, 14 4,790.169 10679 51,159.00 51,159.00 10.390 49,769,85 -1,389.15 ST
Total reinvested 251.498 10.580 2.661.07 10.390 2,613.06 -4901
EAI: 13,813 Current yield: 2.68%
Security total 13,717.121 10.545 141,991.00 144,652.07 142,520.88 -2,131.20 529.67
HSBC TOTAL RETURN
FUND CLASS I
Symbol: HMV
Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.440 50,364.62 723.62 LT
Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.440 9.979.26 449.26 LT
EAI: 41,162 Current yield: 1.93%
Setteity total 5.780.066 10.237 59,171.00 59.171.00 60343.88 1,172.88 1,172.88
JP MDRGAN STRATEGIC
INCOME OPPORTUNITIES
RIND CLASS S
Symbol: JSOSX
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.770 123,796.56 -1.893.24 LT
continued next page
CHP700C0005675264NP700019I99900003 1114 030575004 OIMINYGM000284/43 28 of 96
CONFIDENTIAL
EFTA 00131726
EFTA01273933

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Si nandal Advisor:
UBS Foiendly account name: SCOTT STACK MAIALYLE CASRIEL
November 2014 Account number-
assets . Fixed income .
Your Mutual funds (cot-Mown
Purchase pi.W
Nurrties Average price Client Cost Price per snare Value on uoreallred Rao Investment HolcIng
twang of shares per share (f) investment (1) basis(!) cn Nov 28(1) vbv (1) gain or loss (SS return CD period
Total reinvested 124.539 11.885 1,480.19 11.770 1,465.82 •14.37
EAI: $1,937 anent yield: 1.55%
Security total 10,642.514 11.949 125,689.80 127,169.99 125262.38 -1,907.61 -427.42
JPMORGAN UNCONSTRAINED
CEBT FUND CLASS SELECT
Symbol: JSISX
Trade date: Jan 29, 13 9.651.542 10.260 99,024.83 99,024.83 10.210 98,542.24 -48159 LT
Total reinvested 199.126 10.315 2,054.08 10.210 2,033.08 -21.00
EAI: 12,827 Current yield: 2.81%
Suavity total 9,850.668 10.261 99,024.83 101,078.91 100,575.32 -503.59 1,550.49
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.790 72,455.37 -1,89584 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.790 21,634.90 -21.21 LT
Total reinvested 265.905 9.871 2,624.99 9.790 2,603.21 -21.78
(Al: 13.160 Current yield: 3.27%
Security total 9.876.760 9.986 96,007.32 98,63231 96.693.48 -1,93883 686.16
RBC BLOOMY ABSOLUTE
RETURN FUNDCLASS I
Symbol: R8ARX
Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131239.70 10.340 133,507.99 2,268.29 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.340 19,459.75 339.62 LT
EAI: $2,559 Current yield: 1.67%
Security total 14,793.787 10.164 150,359.83 150,359.83 152,967.75 2,607.91 2,607.91
Total $961,628.49 5974614.78 $968,765.10 -55,849.70 57.136.61
Total estimated income: $24,683
SDNY GM 00021107
CNe70009305675265Nr70P0191999 00003 1114 030575004 ol core Page 29 of 96
CONFIDENTIAL
EFTA 00131727
EFTA01273934

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnancid Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
November 2014 Account number:
assets
Your (contrived)
Your total assets
Percentage of Cost Estimated Unrealzed
Value on Nov 28 (9 your account test 01 annual incarr(5) 9414 Of loss
Mad income Mutual funds 968,765.10 100.00% 974,614.78 24.683.00 .5249.70
Total $968,765.10 100.00% $974,614.78 $24,683.00 -$5,849.70
Account activity this month
Dale *ditty Descrption Amount (5)
Dividend aed interestinoome
Taxable r:b vidends Nov3 Dividend EATON VANCE FLOATING RATE FUND I AS OF 10/31/14 238.54
Nov 3 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 180.66
Nov 3 Dividend KLACKROCK STRATEGIC INCOME I AS Of Ica ill 4 290.94
NOV 3 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1031/14 182.19
Nov 3 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I CI31/ 14 285.08
Nova Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 10'31114 232.78
Nova Dividend 1PMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT 284.86
Nov 3 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80
Nov 4 Dvdend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 10'31/14 164.23
Nov 28 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 11/26114 284.30
Total taxable dividends $2.20138
Total dividend and interest income $2201.38
Cale Aclialy Oesoiption Amotril (1)
Other funds debited Nov 19 Transfer TO Y1235750100 •75334
Total other funds debited -875334
OW70300005675266 /07000191999 00003 1114 030575004 011WIYCIM0002IPtie 30 of 96
CONFIDENTIAL
EFTA_00131728
EFTA01273935

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N nandal Advisor:
Friendly account name: SCOTT STACK MAIILYLE CASRIEL
November 2O14 Account number.
Account activity this month
(contrived)
Investment transactions
For more Information abet the pricdvalue shown for feStli(ted securities, see important Information *bout
your statement a the end of this docunem
Proceeds lam Funds
investment withdrawn fa Accrued
Data Activity Discpi:on Quantity value (I) Price CS) transactions (s) investments boustit interest (S)
Nov3 Reinvestment EATON VANCE FLOATING RATE FUND I 26.475 -238.54
DIVIDEND REINVESTED AT 901 NAV ON
10/31/14 ASCF 10'31/14
Nova Reinvestment IP MORGAN STRATEGIC INCOME 15.310 -180,66
OPPORTUNMES FUND CLASS S DIVIDEND
11.80
REINVESTED AT NAV ON IEV31/14
Nov3 Reinvestment 8LACKFICCK STRATEGIC NCOME I DIVIDEND 28.357 -290.94
REINVESTED AT 10.26 NAV ON 10131/14 AS OF
10131/14
Nov3 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.608 -18219
DIVIDEND REINVESTED AT 10.97 NAV ON
10/31/14 ASOF 1Cf31/14
Nov3 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.202 -285.08
DVIDEND REINVESTED AT 10.48 NAV ON
1031/14 ASOC 1('31114
Nov3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 23.681 -232.78
DIVIDEND REINVESTED AT 9.83 NAY ON
10/31/14ASOC 1031/14
Nova Reinvestment JPMORGAN UNCONSTRAINED DEEIT FUND 27.846 -284.86
CLASS SELECT DIVIDEND REINVESTED AT 10.23
NAV ON 10/31/14
Nov28 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.010 -284.30
DVIDEND REINVESTED AT 9.80 NAV ON
II/2914 ASOF 11126114
Total -$1,979.35
one Activity Description Amount II)
Money balance activities Oct 31 Balance foe/said $53131
Nov 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80
Nov 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.23
Nov 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 11119114 -75334
Nov 29 Closing UDS Bank USA Deposit Account $0.00
The UBS Rani. USA Groom Account Is your primary sweep cation.
SDNY GM 00021109
CN070000005675267 Nrr000lgi 999 00003 1114 030575004 010000 ►ago 31 of 96
CONFIDENTIAL
EFTA_00131729
EFTA01273936

*UBS
Your notes
clavonomeasasexraannsemoa memorala ols.y 960,666 92 al 96
End *9 baccount nur696
CONFIDENTIAL
EFT,00B1730
EFTA01273937

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EFTA_00131731
EFTA01273938

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Mud Meet yell ~ate edemaa ird be prodded • Ongele at Pre' ranged Te ditt31011inng pie A4 Stanford each el up to RS pet navure
upcn "Lint Fryunit ad may not need you- cos bask warming to me barts ads the Ungar* Savens
Pnagrans
• ~as of deposit (CDs) (Ds are RX mad opt . ~cud neuritis. Restricted Semmes gmeraty ae
$293,020 n aner and scud attest pre depositor MI oandy Setae for pak salt IRS Fnannal Services ASA,
sid pw denary enema n aoadance with SDK uses the nag prim of the rand« dock of the sane Hmooanmeda n regardng commas" as other Tarps
nibs Maras n'euted safe for the restrad steds Air annemon wen the efflodion ol vas naiad
purposes of This storcemody To the cam as rhea trractens has been eddied ed omleatons
• niaivalue 'des &OA*/ fa Sams ard otter minded smarm are deble for sale. Me said (mead pcsmay fared to you aid al be ymMed to you
produces mac be higher a byte than te prior mal you may be suffluntigly less Than the impaled are shoed yrompip on nfflues
woo kJ sauallr reorm in the marks heles are °Maned
Iron aka mid paysauna Midi webekyeto te • In. Nfliniatad) beam cerrent *Ids and rms. An Short selling
abbe bat we do not gamins ere awry enigma of snug mom. is based on mrteni road you aengaged in Tort st4dg aatarity you may nova
- Wo away me neo ten-rigprior when sealable cc the and dines ram alarm ew wain will be held for ragemare so email became one a Ilal palcula
mean or ire b4 aid ask paces fa Isted smarms and asie year from statement date a erred matures this earty
*pan is on ybd peals OTC sales estimate d oily a paint accuracy aid anima
- Let agar trad warders maybe gad tung a came se not garaseed Open ordn
disarm twat a tMmo Mani tola we Mired - PSMated snug mom and arrant 14.1 for Marl Regaling Open or ' goodtilaneelled• orders that are not
aidmaynot A4 lea an ring makro enror an IlDe;OISeCin$5 muld "ncluie artium of rimer or reined byre Stream date opm buy al sell Step
- Cenaln godsons may £pea wilted apnea's° all cagy( gans n ads Ole the tit riccme laid dunem odes re wand by the aslant old:Wends« teens ea
show fl ea was not awilable' if we re wire to tel would be oventratd • oydraindsor exinghis date unarm reared cam e.
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- Deposes a sires denansata n artemes oar adult More and geld night be bwerer hgher thai to pus fare le untel exisirg open Wen
tin U S alla as allotted a the odhir•aorSe as of the maimed awns
the gamine date - An *Ovule of andad name raided aka Tax withelditg en ~ens from UK financial
- For certan sonars mere in nomadiormid mad dated bythe omens make vafflaccgage Sande» IRAs
deannatere ice and qua/44)03C. value/ me' hae brae is bared en the lag dovisid or cam ~al tackler reauresieS Masai Services to watiold
been anode, laole.ale FropetvaJzszn pay re made by the ma and ~es me income tar from yor table iRA dada ens tut you may
To obtain awns atims when 'alga coma yor seat adopoird ell te hold's one yea Mtn the den not lame ransom ahead or. inton. you my
Primal Adder statement dale or mterngurty Mara aid elect to haw ler ~Mc a era. a ct a lad raw as
°offload vole ae not guadffleed you MOOS. WM Soon era remain n S4l eCt unt r esSokid
• Preen leateetnums tend seructual piSina hide by you You mayrate pan eloctIon a affl Ono by roam
mestmen scares (neldne disci pa reation • Ain net held lay WS financial denim (email anew team If you do not he,, rat matt
mega ad reg epee neernatt trtitl Seililtrei) and Mega ale not ledbytePm asi not wan the &WS waged Ironi 'Our dartuliOnS. you maybe reponsbie lee
grudged parluds regard., hehly alpel (Pan possession or antel Ma assets re aplabsd m yam the prows of rstenxedtay You may nar pensas d the
snared broads ha no bom 'wadded width Val<nWil for diocesans pupas on>, Roans and modes wad] and you, endued Is parents se not
Seatmes and Exfflasae Lommesin a underand State vase profaned re aided byte elude firm U85 Slug CO yOu. lac obligaten
Setae lam We prOwieedmaed tabeS fa rag Fascia baits n not rpponsbe for this Mermen
maimed %arms aid stemma paint eOr and does net grata es rangy These assets tenet Privacy
Marra snalpupom only Agapacys rot gualt•l racird by Seig or the inns suppernenul SP( To Ø4n a copy or madamt Olds Pray Aida pea
- lheMivalref maydifler mesurnally from am day coverage itontrl rod FaselAchrsor °minor wane a:
a etch agnate mestmen seemly« structured yaw ras ccmconfacwofra
palm ensi be Øgela ad aid do not neemaily • Revenue abating and addkbnaleampeosadoet
represent the ma you may recta upon leuelaml - ti adlitai to manissom ore sake aid Mil fees UBS; natal Snags O not a bark the RIVA. tows%
- thrd pay esimaes of via as as of a anse sae nosed es 'ennead" with the &Stolen of nuara SevaS Accost BSA and IRMA re Oa sage aortas
aid ore sampled lo LI* /Taal Sewers mincerUr ads toots drags we alga or afire reduce art bade access to bat ricl saCeS are prodias
bas by an ndependent Yalation Inn renrue navg aapenu f tern dauber%r s and« taros* anagrams wen aimed bats ad °thee TIM
Pan‘Int WeASOr mimed vibe{ if »Mon of the made tads that we sell lMae paybalks and provides ass to Mace and army
my. are steeled to ite Frm by the ISWer, general nuts are bled en two ease armored; (O products isued by unaffiliated tined {tarty Moran,
partner is sponsor and may be °bodied tad en the rani Ol agesbyuBS ol a macula rffltual Raid enflame trough mamma agency areaesor UM
Okra bformstion from that used by thid panes to lamas to ordmis. erd iise fat area a Fnandal Sakes Ix
dace thee estimated via; paar smug fund fantis toms Nil a IN Inn
- You em eaten addneng rdermaign reaming the - We aid ea alga and recent retweffldg ild Imesamt. mace. and amuse products
methodology und to determine the estate of Via ormtesprodessing lets n conderaton for transfer Hot RCM hoard • No bate garnten May law value
and the dare of the Monnaton ma Is the base fa Tr agent swiss Tat we sonde to Mara funds
Mirna by aniaddg your Racial Attar 'fad as gensale re pad ern insider awn on the WA ?Insole«. M.anagferuni Aran %sass Seam
mutual ha aid as aflod dolls anium based on the Marc BSA. ifertis rd «among Rmoisce latigarat
SDNY_GM_00021112
CONFIDENTIAL
EFTA 0[)131732
EFTA01273939

UBS Felancial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2014
CNF7008072431 1214 X13 Y1 0
HI AN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor.
SCOTT STACKNIANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan,:ia', Advisor Cr the
RMA ResotxceUne at 800-RMA-1000, on November 28 (5) on December 31(S)
account
Your assets 968,765.10 967,050.04
Visit our websitin Your liabilities 0.00 0.00
v•ww.ubs.conVeinancialservices
Value of your account 5968,765.10 5967,050.04
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
at year end 2013 Soca
S Thousands
Net deposits and
968.8 967.1
withdrawals 1959,354.04
Your OWStrnent return.
MO:lendand
interest income 429,019.91
Change in
market value 421323 91
Value of your become
on Dec 31. 2014 $967.050.04
Nov 2014 Der 2014
SDNY GM 00021113
Member SIPC CNP70010008072431 NP1000305739 00003 1214 0305750Ch1 1o1003 Page 25 of 104
CONFIDENTIAL
EF1'A_00131733
EFTA01273940

SUBS
UBS Strategic Advisor Account name: <, .EL Your Financial Advisor
Friendly account name: KC-7 - • LYLE CASRIEL
December 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31(14 your account
• Cash and money balances may include
A Cash and money balances 5,184.25 0.54% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. VBS AG Sumford Branch
A deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 961,865.79 99.46% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $967,050.04 100.00%
D
Value of your account 59 67,050.04
Eye on the markets
Percentage change
Index December 2014 Year to date
S&P 500 -0.25% 13.69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -448%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month 'treasury bills: 0.04%
One-month LIBOR: 0.17%
CNP70010006072432 NP7000305739 00003 1214 030575004 loggivont000Nisten of 104
CONFIDENTIAL
EFTA_00131734
EFTA01273941

UBS Strategic Advisor Account name: GHISLAINE Your Si medal Advisor:
UBS friendly a ccou nt name: SCOTT STACK MAIWLYLE CASRIEL
December 2014 Account number.
Change in the value of your account Summary of gains and losses
December 2014 (3) Year to date (5) Values reported below exclude products for which gans and iosses are not classified
Realized gains and losses Unrealized
Opening account value $968,765.10 $0.00
December 2014 (5) Year to date (5) gains and loses (3)
Deposits, including investments
transferred in 0.00 1,014,064.19 Short term 0.00 1.75 -6,007 12
Withdrawals and fees, Long tens 0.00 -3,434.00 -14,097 C6
including investments transferred
Total $0.00 -$3,432.25 -$20,104.18
cut 0.00 -54,710.15
Dividend and interest income 12,539.47 29,019.91 Cash activity summary
Change in market value -14,254.53 -21,323.91
See account actaaty the month for decals. Balances in your Sweep Options are induded in the disering and
Closing account value 4967,050.04 5967,050.04
closing balances eau.. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at MS AG,
starrhord aanch or bank deposits placed through the UBS internaiorui Deposit Account program siPc
protection applies to money market sweep fund holdings but nal bare deposits Sao important inaannation
Dividend and interest income earned abOut your statement on the last tv,o pages cif his document for (*leis
December 2014 (5) Year to date (5)
Foe puipmes of Ito statement, tacatvity of inkiest ant cluidend inform ha. been determined Dan a US Opening balances $0.00 $0.00
to top:ding percptdive. Based upon Ow residence of the account hokki, account type, or prolucl type,
some interest ander Miclend payments may not be subiect to United States (US) ardor Puerto Rico (P8) Additions
Income tares. The r7tnit monthat statement is not intended lo be used and (amen be rand upon for tar
purposes. Clients should refer to the apikaole tar reporting forms they recent. 1t om 185 annualy, such as Deposits and other funds credited 0 00 52,816 24
the forms 1099 and me POMS 480, for ear rePOITA0 information It is the Make of U85 to file the
=lane tat reporting forms yrith the in interne Revenue Semce and PR Treasury Degortment, and in Dividend and interest income 12,539.47 29,019.91
such town accurately astily dwdenct ands Interest as lac exempt or taxable income. Pleat corault your
indedual tax PrePatel Proceeds from investment transactions 0.00 162,684.91
December 2014 (1) Year to date IS) Total additions $12.539.47 $244,521.06
Taxable dividends 11,341.62 27,817 42 Subtractions
Long-term capital gains 1,197 85 1,197 85 Professional management fees and
related services 0.00 -2,615.69
Taxable interest 0 00 4.58
Other funds debited 0.00 -52,094.46
Total current year $12,539.47 $29,019.91
Rinds withdrawn for investments
Total dividend & interest $12,539.47 $29,019.91 bought -7,355.22 -184,626.66
Total subtractions -$7,355.22 -$239,336.81
Net cash flow $5,184.25 $5,184.25
Closing balances $5,184.25 $5,184.25
SDNY GM 00021115
C1070310308072433 NP7000305739 00(103 1214 030575004 101000 Pag• 27 of 104
CONFIDENTIAL
EFTA_00131735
EFTA01273942

*UBS
UBS Strategic Advisor Account name: GHISLAINE NIAXWEU. Your Mounds' Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
December 2014 Account number
UBS Bank USA Deposit Account APY
interest period Nov 7 - Dec 4
Opening UBS Bank USA Deposit balance Nov 7 5753.34
Closing UBS Bank USA Deposit balance Dec 4 $144.74
Number of days in interest period 28
Average daily ba bnce $334.23
Interest earned $0 .00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fruncial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your sratementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Pnmaiy Moderate
investment eligibility consideration NOtle sewed
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out.
CNP7C01030•072434NF70C030573903203 1214 030575004 lOglt#4CGM00011,19,628 of 104
CONFIDENTIAL
EFTA_00B1736
EFTA01273943

UBS Strategic Advisor Account name: Your ?I nandal Advisor:
*UBS
Friendly account name: SCOTT STACK MANLYLE CASR1EL
December 2014 Account number.
Your assets
Some pnces, income and current vaues ShOon may teEpprOximalt. AS a result gains attosses may no
be accurately reflected. Set smporrant info:matron about your statement a the end of the dxurnem for
rrore infornson.
Cash
Cash and money balances
Cash and nosey balances may include. avalade cash balaxes, UBS Bant USA depopt account balances,
UBS AG Starlord Branch de pont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit °Muni balances are insured by the FOC wllhn applicable limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit account balances Sr. not insured by FDIC and are not
protected by SIPC Maley market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this doctrnent for del aih about I hose
balances
Opening basic< Clot/nub/Once Price per share Average Cut:lend Interest Dann
Hddng on Dec I (1) on Dec 21 (5) on Dec 21 (S) rate period period Caps ount (S)
UBS BANK USA CEP ACCT 0.00 5,184.25 250.000 00
Fixed income
Mutual funds
Total reinvested is the Iola of a reinvested dvdends. II does not include ay cash dinctrids. Its rat a trnrealzed (ter)gam or loss s the dfference between the current value and the con basis and woad
tat lot for the purposes of determining hddng periods or cost bass. The shares you receive each tine you generally be your taxade gain or loss if the security was sold on this date. The unreaued (lax) 93n a toss may
reinvest cludends become a separate tax lot. need to be adusted for return of capital payments in ceder to detertnne the realized con or boss for Is
reporting purposes
Cost bases is the told purchase cost of the security, indudng renvesteddvdends The cost basis may
need to be alusted for return d biota] payments in order to determne the a:lustedcost bass for tat investment return is Iht Culfehl clue MOUS the amount yOu invested it does nee Include sieges that Se riot
repOrting purposes. reflected on you statement. mooting shares that hate been itehted as either a gain or a loss. Il also does not
include cash citidends that were not reinvested
Purchase DKr/
Nirber Average pre Client Cost Price per stile Value on Unreari2edns0 iniegrnem HOICIng
Honing of shares pet share (1) investment CO basis (11 on Dec 31 (S) Dec 31 IS) gain or loss (5) khan 01 period
8tACKROCK STRATEGIC
INCOME
Symbol BSIIX
Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,00000 10,110 159,993.21 -3,006.79 ST
Total reinvested 339.090 10.148 3,441.42 10.110 3.428.20 -13.22
EA1: 43.960 Omen yield. 2 42%
Sectrity total 16,164.333 10.297 163.000.00 166,441.42 163,421.40 -3020.01 421.41
continued next page
SONY GM 00021117
OW70310003077435 Ne70033C6739 00023 1214 030579004 101000 Pag• 29 of 104
CONFIDENTIAL
EFTA_00131737
EFTA01273944

SUBS
UBS Strategic Advisor Account name: GMIcr PINE MA +V EU Your Ignandal Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
December 2014
Amount number.
Your assets . Fixed income . Mutual funds (continued)
Purchase puce/
Nurtbet Averaw price Client Cost Prue per share value on unrealized Cad Investment Holdrg
Melting of shares 'mishear (I) invent/1mi I) Deane) an Dec 31 (3) Dec 31 (1) gain or loss (5) return (I) period
DOUBLE UP* TOTAL RETURN
RIND inisn.
Symbol. DOLTX
Trade date: Mn 29, 13 4.490.660 11379 51,10321 51,103.71 10.970 49262.54 4,841.17 LT
Total reinvested 180.209 10.954 1,975.83 10.970 1,976.89 1.06
EAI: 42,447 Current yield: 4.78%
Security total 4.670.869 11.364 51,103.71 53,079.54 51239.43 -1,840.11 135.72
EATON VANCE FLOATING
RATE FUND I
Symbol: DBLX
Trade date: /an 39, 13 5.463.943 9.180 50,159.00 50,159.00 6910 48,683.73 -1,47527 LT
Trade date: Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 8910 24303.69 -81831 ST
Total reinvested 254.971 9.099 2,320.00 6910 2,271.79 -48.21
EAI: 42,905 Current yield: 3.86%
Security total 8,446.601 9.187 75281.00 77,601.00 75259.21 -2,341.79 -21.79
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: km 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.280 48,641.93 .899.02 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.280 19274.75 .35625 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.280 21266.94 -39106 LT
Trade date: Ian 21, 14 4290.169 10.679 51,159.00 51.159.00 10.280 49242.94 -1,91606 ST
Total reinvested 369.647 10.506 3,883.86 10.280 3,799.97 -83.89
EAI: 43,749 Current yield: 2.64%
Security total 13,835.270 10.544 141,991.00 145,874.86 142,226.57 -3,648.28 235.58
HSBC TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 -19198 LT
Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797,65 267.65 LT
EAI: 41,139 Current yield: 1.92%
continued neat page
CNP70010008072436 NP7000305739 00003 1214 030575004 10gtrikiromo002491630 of 104
CONFIDENTIAL
EFTA_00131738
EFTA01273945

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your FlR andal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
December 2014 Account number
Your assets . Fixed income . Mutual funds (contrite:9
Purchase Pore
Number Average once client Cost Price per share value on Lima/Ind (tad Investment sicking
Wiring of shares per share CO investment (f) basis (1) on Dec 3t 0) Dec 31 (1) gisinorloss return CP period
Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67
JP MORGAN STRATEGIC
INCOME OPPCATUNMES
RIND CLASS
Symbol: JSOSX
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.720 123270.66 -2,419.14 LT
Total reinvested 159.035 11.851 1,884.80 11.720 1,863.89 -20.91
(Al: 11,986 Current yield: 1.59%
security total 10,677.010 11.949 125,689.80 127,574.60 125,134.55 -2,440.05 -555.25
JPMORGAN UNCONSTRAINED
LEST FUND CLASS SELECT
Symbol: JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.030 96,804.97 -2,219.86 LT
Total reinvested 393.593 10.179 4,006.67 10.030 3,947.74 -58.93
EAI: 44,389 Current yield: 4.36%
Security total 10,045.135 10.257 99,024.83 103,031.50 100,752.70 -2,27879 1,72738
PRUDENTIAL ABSOLUTE
RETURN BOND FUND 2
Symbol: PAD2X
Trade date: .lan 29, 13 7.400.957 10.046 74,351.21 74,351.21 9.720 71,937.30 -2,413.91 LT
Trade date: Oct 2.13 2209.898 9.799 21656.11 21,656.11 9.720 21,480.21 -175.90 LT
Total reinvested 286.736 9.865 2,828.93 9.720 2,787.07 -41.86
EAI: 13,108 Current yield: 3.23%
Security total 9,897.591 9.986 96,007.32 98,83625 96204.58 -2,631.67 197.26
ABC BWEBAY ABSOLUTE
RETURN RJNOCLASS I
Symbol: RBARX
Trade date: Jan 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.030 129,505.34 -1,734.36 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.030 18,876.34 -243.79 1.7
EAI: 12,396 Current yield: 1.61%
Security total 14,793.787 10.164 150359.83 150359.83 148381.68 -1,978.15 •1,978.15
continued next page
SONY GM 00021119
CNP70014008077137 NP7000305739 00003 1211 030575001 101000 Pogo 31 of 104
CONFIDENTIAL
EFTA_00131739
EFTA01273946

UBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignancial Advisor:
Friendly account name: SCOTT STACK MANTLYLE CASRIEL
December 2014 Account number:
Your assets Fixed income .
Mutual funds (cononue4)
Purchase mud
Nurrbet AvtI47 price Client Cost Price per snare value on Unrealized 0a4 investment Hddng
ifddng of shares pet sham (I) investment CS) basis (1) on Dec 31(1) Dec 31 (1) gain or loss (1) ietum (S) Felled
Total 8961.628.49 $981,970.00 5961,865.79 -820,104.18 $237.30
Total estimated annual income: $26,079
Your total assets
Percentage d Cost Blinded Unrealized
Vdue on Dec 31 (1) your account basis (1) annual imam (1) wince loss (0
Cash Cash and money balances 5,184.25 0.54% 5.18425
Igxed income Mutual funds 961,865.79 9946% 981,970.00 26,079.00 -20.104.18
Total $967,050.04 100.00% $987,154.25 $26,079.00 -820,104.18
Account activity this month
Date AclIsty Decittion Ampull(1)
Dividend and interest income
Taxable dividends Dec 1 Cividend EATON VANCE FLOATING RATE FUND I AS OF 11/28(14 251.68
Dec 1 Cividend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 74.50
Dec 1 Cividend BLACKNOCK STRATEGIC INCOME I AS OF 11128/14 327.63
Dec 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 11129'14 177.95
1128.114
Dec 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CL IAS OF 1 400.20
Dec 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 1 V28114 203.94
Dec I Dividend /MORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 118.21
Dec 1 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90
Dec 2 Cividend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 1112& 1 4 115.84
Dec23 St Cap Gain BLACK ROCK STRATEGIC INCOME I SHORT TERM CAPITAL GAIN 2.814.03
Dec23 St Cap Gain RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I SHOIIT TERM CAPITAL 3,134.80
GAIN AS OF 12119114
Dec 24 Cividend HS8C TOTAL RETURN RIND CLASS I 706.86
Dec 29 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I 822.59
Dec 31 Dividend .IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 330.11
Dec 31 Dividend PMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 1,834.38
Total taxable dividends $11,941.62
CNP700100013072438NP7CC0305739 00003 1214 030575004 1°M4YGM000IIIIII2032 of 104
CONFIDENTIAL
EFTA_00131740
EFTA01273947

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mendel Advisor:
(SU BS friendly account name: SCOTT STACKMANLYLE CASILEL
December 2014 Amount number.
Account activity this month (contrueth
Oat Adiiny Desorption Amount (S)
Dividend and intemstincome (continued)
Long-turn capital gains Dx 23 Lt Cap Gain RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I LONG TERM CAPITAL GAIN 1,197.85
ASOF 12/19/14
Total long-teen capital gains 1,197.85
Total divided and interest income $12839.47
Invesbnent transactions
For more information &out die mit/value shown for restrictedSecurities. see important infoimation stow
your statement at tne end CI inn document
Pr.:Kends (ran Funds
investment wsthcInsiten iCr Acciued
Otte Actinly DeSciptron Quantity vast HO erste (3) transxocoso) investments bductit (S) interest CS)
Dec 1 Reinvestment EATON VANCE FLOATING RATE FUND I 27.933 -251 68
DIVIDEND REINVESTED AT 901 NAV ON
II/2'804 ASIDE 1 I/28/14
Dec I Reinvestment .11, MORGAN STRATEGIC INCOME 6.330 -74.50
OPPORTUNITIES FUND CLASS S DIVIDEND
REINVESTED AT 11.77 NAV ON 11122/14
Dec I Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 31.809 -327.63
REINVESTED AT 10.30 NAV ON 11/28714 AS OF
II/Z314
Dec I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 16.163 -177.95
DIVIDEND REINVESTED AT 11.01 NAV ON
11121314 AS OF 11/2E/14
Dec I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 38.518 -400.20
DIVIDEND REINVESTED AT 10.39 NAV ON
11/28/14 AS OF 11128114
Dec 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 20.831 •20394
DIVIDEND REINVESTED AT 9 79 NAV ON
II/28/14 ASOF 11/28/14
Dec 1 Reinvestment .INvIORGAN UNCONSTRAINED DEBT FUND 11.578 -118.21
CLASS SELECT DIVIDEND REINVESTED AT 10 2 I
NAV ON 11128r14
Dec 23 Reinvestment BLACKROCK STRATEGIC INCOME I ST CAP 278.066 -2,814 03
GAINS REINVESTED AT 10 12 NAV ON 12122114
Dec 29 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 79.631 -822.59
DIVIDEND REINVESTED AT 10.33 NAV ON
12/26(14
continued next page
SONY GM 00021121
0470310003072439Nn700330573900033 1214 030575004 101000 Pigs 33 of 104
CONFIDENTIAL
EFTA_00B 1741
EFTA01273948

T
UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your II Bendel Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
December 2014 Account number:
Account activity this month
(ccotentec0
investment transactions (continued)
Proceeds Iron Funds
investment yrithdravel for Accrued
Date *Unity Descaption Quantity Ydue CS) Pnce CS) transactions (S) mestments bouqd (51 interest (5)
Dec 31 Reimestment 11, MORGAN STRATEGIC INCOME 28.166 -330.11
ORPORTUNMES FUND CLASS 5 DIVIDEND
REINVESTED AT 11.72 NAV ON 12130(14
Dec31 Reinvestment .IPMORGAN UNCONSTRAINED DEBT FUND 182.889 -1834.38
CLASS SELECT DIVIDEND REINVESTED AT 10.03
NAV ON 12130'14
Total -$7,355.22
Gate Activity Description (1)
Money balance activities Nov 28 Balance forward $OSO
Dec 2 Deposit U8S BANK USA DEPOSIT ACCOUNT 28.90
Dec 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 115.84
Dec 24 Deposit U8S BANK USA DEPOSIT ACCOUNT 4332.65
Dec 26 Deposit 085 BANK USA DEPOSIT ACCOUNT 706.86
Dec31 Closing UBS Bank USA Deposit Amount 55,184.25
The UBS Bank USA Dep09t AaOunt IS year Duman/ sweep Celion
CNP70010008072440NP2000305739 00003 1214 030575004 10101YGM000,M11234 of 104
End of statement for account number
CONFIDENTIAL
EFTA_00131742
EFTA01273949

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seumyreorywmairi tams Weekend airl other valuation firm has rot suppled or es on*e to asugn a - m aka an to commaroS reeved m ormenion web
rerreernan lots and systornaic puedme lots at eat' vane when we beaarne arra* that a rnienil more ha the sale or darbution of a-naryore= rd unit Yea brew, is a mitered Write mat. ol visa
combred to dare one award ki the • bade die' oacared that trey oll a prensinly reported vibe into r oro h. t;“ huh unit to OW dents. He aldo our avernmenal LEG Wa Ugrian need cads and LOG Wa
cobem presents the original banal son trakdate <Nene& Cr when aver would be hghly ipeCartatire alder reek Manse *tang areptoSation Iron den cads an issued byU(0Bit USA rah surintspon tom
due to the rutue of tho urarray martin the terra compile. indemnity the v ea u S A emorsorated
• CANN korkies Bonds andpremed stock that the - Wien minket an Uwe general panne a tenor array ortrans Oasesel the neranos censurers
issuer calt for ealy raterneton tat be selected ape-bey estmated whence a th (Gamy estimated yaw is Or Stakes Of haute investment trusts vin dartute UBS Financial Sermon Inc Rev 201407
by lot torn amen) it sateen of that awe held in out toted& the war ol the marry wet bednerent ton - Ott aliases also re:eketrading COMMISnO.314 other
name a en penmen:me for as dens Callen* its psalm pia coropmtation hem Ruby bras am rotten,
nfcmut en is Waned from thin pre; aid its 'cora" - 'Manatee,' to dee' mar MondeKinn of tend* Corrinalin vtdw pro *its we disc bee
it rot gunmen Ogee Call teams nay east arch ream a both - Ink feces* an acme tee from tEt$13thlt USA ad USS
could alien yell complete interne1m wi be provided • OrGee 'are ate 'Presents the metal off erg pnCe AG Stained Berth of up 125 pH athount
upon recap per unA and may not reflect yo✓ cost bark sweeping to the bats trek, the MS Br* Sweep
Program
• CertifrateS of deposit (CM) Cos are MC mind °pm . Itomictied monde, Resin:ad Securers deneraly tee
$29a000 in prong and Saud etre/ pe Mumma not curtothi age* fa p.lak lair IBS Fnrmui km:el ASA,
and per deposing nannies. n acordasm with SDK uses the ether prior of the unntorkted stock of the sane Information regard...a eormarcen and other charges
nibs saw a an muted vale* foe the restated nods lot Waned n annitton wan the (situation ot tales nanand
purposes of and nine ra or* To the omen tun cp bon Vakatons has been ncbtled on conlonetons
• priceuvabo Fixes &band We $40Jraes and bite minuted wanes seep/ale for sale. Me NW wend trevotrity Ian died to you, aid wit be proceed to you
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would atually renew in the make Ate are 'uned
tom vasisus mid narysources Muth we be be • In, kianated) Mamn anwetyields and ram An Sloe selling
relabb bat we do not gamin eel' marry tstinate or snub, nine is based en amen, clavo.ktid it you re engaged n Inn sehg a warily. yco may rat a
- We rangy the the doingprize when waleb se the ad neat ran. awning the otorities will be held for chine clue to csnan Denning cost lethal pabanv
men or the bid an ask paces kr Seed *Wein and one yea from staement date or vie maturity Mrs *orgy
opuses Or atybd prces lor OTC sonsts estimate is any a guortine. aCCuraCy and OXIttlued
- tat acres/ uadtd marries me be priced mega Mame se not tarrameed Open tide,
volt: en mock, a themes; Otani Mee we <kneed - Est Mated annual Mame aid Omni viral for tartan Re9rdinn Open or goontilicancelled • orders that rare not
and one not tenet an atlas mate pact or vane Noes°, worine mukl Mute a ream of wincbe or emosted by the flown den open buy ad Sell Sep
- Colon positions may accrei villiCut coprce and yell cklul gam in Math C31t the lest 00:Me (aXICIarreM ceders we taxed by the amount of dredends or (On on
show price was not mailable' if we are enable to yeld)would be ovented • eedkidindsor 'eights date wan mowed othenvit
abeam a prce for a security - Estimated anus @Kemp aid nrrent held aid the by you You ale rersornble for orders the are executed dm
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- For certan senates vadrig mmrcabmmg wenn) dad el Orb,. deem taste varlatewat Semites IRAs
dermnatuns. ate and quality (lace vane) may hap balanced Lased at the last duidend or meet Federal tactIrt requite Le$ harCial Servos to withhold
been wetted,' Notre your-Nukes parent made by the nom and assaries the secant tr from aor lark utA dank* icen tut you may
To *bun Curran Waren. Men arall2le. WOO yam seen karkpoes nil be held f cc one nue tons the eke oat to have roanstat withheld or insteat you ray
Frannal Adsor statement depot via =nay Aosta" and elect to bar tar witneld a brae anal tad anoint at
coninutd prid ale not gunned you choose Your Becton wt amain ei elect one remlad
• Mena berostnums and ertaaured produce. Mute by you You myrevel* your eledien a a-ryitho by mar.tt
-mestere saute* anclidng Aired pmarpation • Aetna held lei WS Financial Sent Corun anew erten d you da not ham routs roomette
brogan and real ectate nmamem trun secants/and assets are not INNbyte0th 74 not "On the Free; mitred Iran your distributions. you maybe reticent,* for
structeed peiductS tee genera., hghly tempted (elan possession or envoi rinse assets re atoned an your the payrnen of earned tat You may nod Winn ml ow
amassed pedant Fran not been retracted worm the stateneen for inlonnational peepmes only Posnins ad amens waned and sour estimated law pairntots se nos
Barnes Sea EfothaNe Conmssi:n a under any state ram preseltd re poniard by the era" lion LES Nun tO hat tag rkliptirai
securers tans We vow* estmaed salamis( private nancia Sernon n not renonsb* kir this aloanann
nest:non warmth arm senate., protasis for and doesrat grantee is 3COOXy Thee assets nines Privacy
Morn *troupers only AconCY s on 9onnle./ protected by SIC ate Fats supplemental SIC To obtain a copy of as area Cheri Prinry Abhor pore
- the* values maydner substantally from piths, B any coverage contact you F nancial Advisor orrisroot me Y.
at ohm annexe resestrnere stoutly a structured snow comemanbery
value mw be bugs, a 'old and do not flees:ally • Revenue dealing and addkrinalcomperdation.
reptant the vale you rnharKerveup:er Inuidaton - h additon lo moimirsoni on kiln aid 12b-1 lees UBS inane-Sal Savor 6 not a bat The kVA. knew
- Shed pm inmates of talk are as of a anan die reeved in connecur with the drubs, on of manual knees Aae'a BSA and AMA tee beeerage aOrantS
aid are implerd lo ItS Imaici Senoan an a recta& finds to ow clientswe mace our fl ee renew amen prtride access to balkeg semis ant panda,'
baps by an nOtpenchint *ration Inn Meru* Mann; papenu rom daubutors ander trough anrgavents with affilatel brats rid °thee thin.
If1ofr, Sentra Prow et SparcOr Sexed vim. if athison of the mutual funds that we tell These partybalks. aid rakes accent to him and amity
My. ate stapled to the rem by the ma general amounts are bred an she dearer, aerponnts portals isued by unit dated Shed tarty revranCe
partner a wane and may be Cibraled bated en the moue of saksby idea 013 pandit retrial hen connakis through nwisice agency rubbaS n of ItS
different Nervation from that used by tend pates to lanky to me dens. and Id the sae vote of a Frinial Sather% 1K
donee thee ettimatel prat, mike fund fangs sham Nild a the lien
- You can obtain addnenal Methanol reganng the - We and as aff bre abo mese retrocking rd tuestennt. marten, and &holy ;odic',
rrathadolow used to determine the ennui, of vake onvutusprocesung lees n orrsidetaton for hailer Nat IDC heed • No bank gunman May lose vain
and the date of the hfonn.von that t the bass kr the agent sakes that We prohde to rhernrtual fund;
manse by comet your Anoxia Athisor Thew lets genera re pad kw in stem h the PirdA Resonate dAnyntent account. %Prins Uthr:f5
mast land ad ae a tired doll? amount bawl on the ACeeunt BSA. BMA and riten3bOnal RerOtiCel.411-breelt
SDNY_G M_00021124
CONFIDENTIAL
EFTA 00131744
EFTA01273951

SUBS UBS Financial Seniors Inc UBS Strategic Advisor
299 Peek Avenue
25th Floor
New York IV 10171.0002 January 2015
CNP7005734699ot 15>n YI 0
H
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKMANULYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call j0-Jr Financial Advoor Cr the
RMA Resourcetine at sno-RMA- MOO, On December 31 (1) on Mousy 30 (1)
account
Your assets 967,050.04 966,819.21
VWt our website: Your liabilities 0.00 0.00
www.ub&comifinancialiervices
Value of your account $967,050.04 $966,819.21
Sou roes of your acco oat growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 S967.050.04
S Thousands
967.1 966.8 Net deposits and
• vathdravals -51,192.25
Your iwestment return
DM:lendand
interest income 41,500.15
Change in
market value -1538.73
Value of your meow&
Dec 2014 Jan 2015 on Jan 30.2015 0966.89.21
SDNY GM 00021125
Member S1PC OW7000;005734699 Ne7000189425 000[0 MIS 030575001 mcoo0 Page 1 of 10
CONFIDENTIAL
EFTA_0013 1745
EFTA01273952

SUBS
UBS Strategic Advisor Account name: LL Your Financial Advisor
Friendly account name: SCC-: -• ";r1LYLE CASRIEL
January 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 30 a) your account
• Cash and money balances may include
A Cash and money balances 4,181.15 0.43% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 000 0.00% account balances, UBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 962,638.06 99.57% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $966,819.21 100.00%
D
Value of your account $966,819.21
Eye on the markets
Percentage change
Index January 2015 Year to date
S&P 500 -3.00% -3.00%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
CNP7000)005734700NP70C0033425 00033 0115 030575004 leigiNVY_GM_00021filte 2 of 10
CONFIDENTIAL
EFTA_00131746
EFTA01273953

UBS Strategic Advisor Account name: GHI. . Your PI nandal Advisor:
UBS
Friendly account name: SCOTT STACKMANLYLE CASRIEL
January 2015
Account number.
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which gain andlosses are not classified.
January 2015(S; Year to date (1)
Realized gains and losses Unrealized
Opening account value $967,050.04 $967,050.04
January 2015 ($) Year to date (1) gains and bses (4)
Withckawals and fees,
including investments transferred Short term 000 0.00 -2,198 61
cut -1,192.25 -1,192.25 Long term 0.00 0.00 -18,444.32
Dividend aid interest income 1,500 15 1,500.15
Total $0.00 $0.00 -$20,642.93
Change in market value -538.73 -538.73
Closing account value $966,819.21 $966,819.21 Cash activity summary
See Account activity tha moitthfot decals Balances In your Sweep Options are Indneedin the cpenng and
Dividend and interest income earned
closing balances value. FDIC insurance aches only to deposits MaU DS Bank USA, rot to deposits at LOS AG.
Starrioid Branch or bank deposits placed through the UFO Interneconi crops./ Account prcgam S/PC
yxotection applies to money market sweep and Adding); but rot bar* deposits Steimportant ea:valerian
For purposes of this statement, taatilty of inkiest and dividend Income has been determined from a US *kit your fraternal* on the lad two pars of this document for detals
t s a o t m r e e i p n o te rt r i e n s g t p a e n rs c p ro e r c t d iv iv e i . d B en a d u p d a u y p m o e n n t t s h e m r a e y s i n d o en t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d l d S e t r i , e a s c ( c V ou A n t a t r ) d p o e r , o P r u p e r r o to d u R c ic t o ty ( p F e R , ) January 201511) year to date (1)
income taxes The (tent monthly statement is not intended to be used and carrot be fele(' upan Ice tar Opening balances $5,184.25 $5,184.25
purposes. Clients should refer to the ap0kide lax reporting forms they receive from LABS annuity, such as
the Forms 1099 and the Forced 4130, foe lac reporting information 1115 the practice of UBS to file the Addkions
axlicatte lei reporting forms with the US Mterni Revenue Sento< had PR Treasury Crepartnynt, and in
such fonm accurately dassfy dwdends arced Interest astir( exempt or tadble income. Pleat consult your Dividend and interest income 1,500. 15 1,500,15
indudual tat propane.
Total additions $1,500.15 $1,500.15
January 2015 (3) Year to date (S)
Subtractions
Taxable dividends 95.62 95.62
Professional management fees and
Taxable interest 0.07 0.07 related services -1,192.25 -1,192.25
Total current year $95.69 $95.69 Funds withdrawn for investments
bought -1,311.00 -1,311.00
Prior year adjustment 1,404.46 1,404.46
Total subtractions -$2,503.25 -$2,503.25
Total dividend & interest $1,500.15 $1,500.15
Net cash flow -$1,003.10 -$1,003.10
Closing balances $4,181.15 $4,181.15
SDNY GM 00021127
C NP7C007005734 701 NP7003‘6942S 00033 0115 030579004 Page 3 of to
CONFIDENTIAL
EFTA_00 I 31747
EFTA01273954

UBS UBS Strategic Advisor Account name: • Your Kneed' Advisor.
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
January 2015
Account number:
UBS Bank USA Deposit Account APY
Interest Period Dec 5 - Jan 7
Opening UBS Bank USA Deposit balance Dec 5 $144.74
Closing UBS Bank USA Deposit balance Jan 7 35,373.40
Number of days in interest period 34
Average daily ba bnce $2,338.54
Interest earned 80. 15
Annual percentage yield earned 0.07%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Friancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in imponant information about your sraremenra t the end of this
document.
Your return objective:
Current income Er capita I appreciation
Your risk profile:
Primary • Moderate
In vestment eltg tbr5ty conWera bon None selected
Your account instructions
. • is RFC), First In, First Out
CW700(9305734702 N1'7000189425 C0M 0115 030575004 10481911YGM000211414 4 of 10
CONFIDENTIAL
EFTA_00131748
EFTA01273955

sUBS UBS Strategic Advisor Account name: Your Financial Adelson
Friendly account name: SCCil STACK MAN, LY LE CASRIEL
January 2015 Account number.
Your assets
Some pnces, income and current values ShOetn May te approximate. AS a result. gam atIOSSeSn'W not
be accurately reflected. Set Smportant intosmabon about your statement a the end of the tecumem for
owe infornason.
Cash
Cash and money balances
Cast, and manly balances may wit.* ayalaile cash balances, UBS Bant USA deposit account balances,
UBS AG Staring! Branch ',pout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC yAlhn applicable limits, but are not
protected by SePC UBS AG Stanford Brant h depot.' account balances an not insured by FDIC aid se not
protected by SIPC Money market sweep balances are protected by SEC but Be not insured by the FDIC.
See the rmportant information about your statement at the endof this document for details about those
Sancti.
Opering balance Cloung Wince Pnce per :haze Average Dnicknd Interest Days in
Hddng on !an 1 (S) on Jan 30 (5) on Ian 30(s) rate period period Cep amount (1)
UBS BANK USA CEP ACCT 5,18425 4,181.15 250900.00
Fixed income
Mutual funds
Total reinvested is the total ct a reinvested dvdends. n does not include any cash cltict nds. It is rot a timeatzed (ray) gam or toss is the dfference between the current vaue and the cost basis and wooed
tae lot lot the purposes ot dee/minno hdding periods or cost bass. The shares you receive each time you generaty be your taxade gain a loss if the security was sold oaths date. The unreaued (iax) gan a loss may
reinvest dedends become a separate tax 1OI. need to be adusted for return of capital payments in order to &terrine the realized on or boss tor lax
reporting outposts
Cost basis is the total purchase cost of the security, inducing reinvested dudends The cost basis may
need to be alusted for return d cilia' payments in order to deteunne the ad usted cost bails for tax investment return is the current ea ue mmuS the amount you nested a ti3ts not Include shames that tee not
reporting curpcses. reflected en you, statement. inducing shares than bait teen tea ited as either a gala or a loss. II also does rot
include cash ctsidends that were not reinvested
Purth3Se
AtatOtt Average pyre Client Cost STK! Per share value on UnrealizedBM iniesiment Hddng
Hotting of notes per share (4) investment (5) basis CS) on tan 30(4) Jan 30 (5) gain or loss (5) return 01 period
RACKROCK STRATEGIC
INCOME!
Symbol: BSIIX
Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,000 00 10.180 161,100.97 .1,899.03 ST
Total reinvested 366.985 10.146 3,723.44 10.180 3,735.91 12.47
(Al: 43.983 arrent yield- 2.42%
Security total 16,192.228 10.297 163.00000 166,723.44 164,836.88 -1,886.56 1 836.88
cent 'rued next page
SDNY GM 00021129
CHP7000?30S734703 M70034405 00003 ONS 03057%04 100000 Pogo S of 10
CONFIDENTIAL
EFTA_00131749
EFTA01273956

T
UK Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor,
Friendly account name: SCOTT STACK MANLYLE CASRIEL
January 2015 Account number:
Your assets . Fixed income . Mutual funds (cononued)
Purchase once
Number Mein late Client Cod Price pet snare Value on unman:ad044 ImeStment Hddng
Hddng of shares per sham (S) inveStimmt (S) Oasis (1) on Ian 30 (S) lon 30 en coin or loss (I) tetum CO period
DOUBLE LINE TOTAL RETURN
RIND INSTL
Symbol. DI3LTX
Trade date: /an 29, 13 4.490.660 11379 51,103.71 51,103.71 11.090 49,801.41 -1,302.30 LT
Total reinvested 198.838 10.964 2,180.19 11.090 2,205.11 24.92
EAI: 32,401 Current yield: 4.62%
Security total 4.689.498 11.362 51,103.71 53,283.90 52,006.53 -1277.38 902.81
EATON VANCE FLOATING
RATE FUNGI
Symbol: NIX
Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 8.9® 48,629.09 -1,52591 LT
Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 8.900 24276.41 -84559 LT
Total reinvested 284.292 9.079 2,581.25 8.900 2,530.20 -51.05
EAI: 42,873 Current yield: 3.81%
Security total 8.475.922 9.186 75281.00 77,862.25 75,435.70 -2,42655 154.70
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZIX
Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.060 47,601.00 -1,940.00 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.060 18,862.26 -768.74 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.060 20,811.80 -84820 LT
Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.060 48,189.10 2,969.90 LT
Total reinvested 397.348 10.491 4,168.63 10.060 3,997.32 .171.31
EAI: 43,757 Current yield: 2.69%
Security total 13,862.971 10.543 141,991.00 146,159.63 139,461.48 -6,698.15 -2,529.52
HSBC TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.210 49,255.06 -38594 LT
Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.210 9,759.41 229.41 LT
EAI: 41,173 Current yield: 1.99%
continued next page
CNP70009005734704 NP7000109425 00003 0115 030575004 10%MiLYGM00021111486 6 of 10
CONFIDENTIAL
EFTA_00131750
EFTA01273957

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
;It UBS friendly account name: SCOTT STACK MAN I LYLE CASE/1EL
2 Account number.
Your assets Fixed income . Mutual funds (continued)
Purchase Mel
Witter meracy price Client Cost Price per share value on unrealized (ta4 investmeot Hddng
Hddng of shares per share (I) investment (9) basis (S) on Ian 30(9) Ian 30 (9) gianorloss (5) return (5) period
Security total 5,780.066 10.237 59,171.00 59,171.00 59,014.47 •15653 •156.53
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: JSOSX
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.710 123,165.49 -2,524.31 LT
Total reinvested 164.501 11.847 1,948.86 11.710 1,926.31 -22.55
(Al: $1,965 Current yield: 1.57%
Security total 10,682.476 11.948 125,689.80 127,638.66 125,091.79 -2,54686 -598.00
JPMORGAN UNCONSTRAINED
CEBT FUNDCLASS SELECT
Symbol: /SISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.060 97,00.1.50 -1,930.33 LT
Total reinvested 393.593 10.179 4.006.67 10.060 3,959.55 -47.12
EAI: $4,108 Current yield: 4.07%
Security total 10,045.135 10.257 99,024.83 103,031.50 101,054.05 -1,977.45 2,029.22
FAUDENTIAI. ABSOLUTE
RETURN BOND FUND
Symbol: PAD2X
Trade date: lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9,710 71,863.29 -2,487.92 LT
Trade date: Oct 2. 13 2209.898 9.799 21,656.11 21,656.11 9.710 21,458.11 -198.00 LT
Total reinvested 308.808 9.855 3,043.47 9.710 1998.53 -44.94
EAI: $3,055 Current yield: 3.17%
Security total 9,919.663 9.935 96,007.32 99,050.79 96319.92 -2,730.86 312.61
R8C BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: Mn 29, 13 12,911.799 10.164 131239.70 131,239.70 10.100 130,409.16 -83054 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.100 19,008.66 -112.05 LT
EAI: 12,204 Current yield: 1.48%
Security total 14,793.787 10.164 150359.83 150359.83 149,417.24 -94159 -942.59
continued next page
SDNY GM 00021131
CNP70003005734 705 NP7000189A25 COMO 0115 030575004 Page 7 of 10
CONFIDENTIAL
EFTA_00131751
EFTA01273958

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandel Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
January 2015 Account number:
Your assets . Fixed income . Mutual funds (continued)
Purchase pIK&
Weber Angara once Client Cost Pnce per share value on unrealized040 investment Holdng
of shares pet shale (S) tnvestrnenl (S) Owls (S) on Ian 30(1) ran 30 (1) rein or loss (1) return (I) period
Total $961,628.49 $983,281.00 $962,638.06 -$20,642.93 $1,009.57
Total estirturted annual income: 975,519
Your total assets
Percentage of Cost Estimated uncedszed
Value on Ian 30 (S) your account basis (1) annual income (f) gain or loss (1)
Cash Cash and money balances 4,181.15 0.43% 4,181.15
Fixed income Mutual funds 962,638.06 99.57% 913281.00 25,51940 -20,64233
Total 5966,1319.21 100.00% 8987,462.15 $25,519.00 -920,642.93
Account activity this month
Ode ',duty DeicTotion AMNIA (1)
Dividend and interest income
Taxable dividends Mn 2 Dividend HSBC TOTAL RETURN FUND CLASS I 31.56
Jan 30 Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 64.06
Total taxable dividends 59542
Taxable interest Jan 8 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07
Total taxable interest $0.07
Wad/awns Jan 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 12/31/14 261.25
Jan 2 Dividend BLACKROCK STRATEGIC INCOME I AS OF 12131114 282.02
Jan 2 Dividend DOUBLE LINE TOTAL RETURN FUND INSTL AS OF 12131114 204.36
Jan 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 12/3111 4 284.77
Jan 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 12/31/14 214.54
Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1213 u 14 0.08
Jan 5 Cividend RBC BLVEBAY ABSOLUTE RETURN FUND CLASS I 4.5 OF 12/31114 157.44
Total miscellaneous 5140446
Total dividend and interest income $1500.15
Date Actirty Desolation Amount If)
Fees Jan 23 Fee Charged QUARTERLY FEE .1,192.25
Total professional management fees 41.19225
CNP70009005734706NP70C018942500003 0115 030575004 loNtlIllay_Gm_000211Sis 8 of 10
CONFIDENTIAL
EFIA_00131752
EFTA01273959

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Friendly account name: SCOTT STACK MANLYLE CASRIEL
January 2015 Account number.
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Jan 2 Reinvestment EATON VANCE FLOATING RATE FUND I 29.321 -261.25
DIVIDEND REINVESTED AT 8 91 NAV ON
12/31/14 ASOF 12131(14
Jan 2 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 27.895 -282 02
REINVESTED AT 10.11 NAV ON 12131114 AS OF
12131/14
Jan 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.629 -204.36
DIVIDEND REINVESTED AT 10.97 NAV ON
12131/14 ASOF 12131(14
Jan 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.701 .284 77
DIVIDEND REINVESTED AT 10.28 NAV ON
12131/14 ASOF 12/31/14
Jan 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 22.072 -214 54
DIVIDEND REINVESTED AT 9.72 NAV ON
12/31/14 ASOF 12/31/14
Jan 30 Reinvestment .IP MORGAN STRATEGIC INCOME 5.466 -64 06
OPPORTUNITIES FUND CLASS S DIVIDEND
REINVESTED AT 11.72 NAV ON 01/29/15
Total -$1,311.00
Date Activity Description Amount (5)
Money balance activities Dec 31 Balance forward $5,18425
Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.08
Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 31.56
Jan 6 Deposit UBS BANK VSA DEPOSIT ACCOUNT 157.44
Jan 8 Doposd UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07
UBS
Jan 26 Withdrawal BANK USA DEPOSIT ACCOUNT ASOF 01/23/15 -1,192.25
Jan 30 Closing UBS Bank USA Deposit Account $4,181.15
The UBS Bahl USA oepoot Account Is your primary sweep won
SDNY GM 00021133
eiP7C0C9305734707 NV7000199425 00003 0115030575004 100000 Page 9 of 10
CONFIDENTIAL
EFTA_00131753
EFTA01273960

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CONFIDENTIAL
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EFTA01273961

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EFTA01273962

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Program
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pagan aid real estate rt.Stroem train Seaulted aid WPM ate cot heldbytekm ad not ends the Inn's wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe
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- Med paly flimaeS Of valet are aS Ot a ran Oae reamed es conneam with the dartuton of vulva SOVCeSAaant BSA and MIA 3e beckerdoe latiritS
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deer thee estimated vats; priory mbar far fangs shamMal a the lien
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mettodology used to determine the enmae of Vlibt onvemprocesung lees in orredeiron for t aisle( rot FOIC haired • No bank SWUM** May lose yam
and the date of the hfonnacon ma Is the bass fir the agent wykee teat we sonde to rhemoual funds
vino by apeactiN your Pesdal Adds Three lets genet" re pad torn incisor mem tithe Seth Rdeudt 2Analereol &coy" Business Wean
mutual fume end to a tiad delta anorem basal on the ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren
SDNY_GM_00021136
CONFIDENTIAL
EFTA 00131756
EFTA01273963

SUBS 065 FMancial Services Inc. UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 February 2015
cNrmoseio33t cats Y1 0
HI AN MAX L:
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKMANILYLE CASRIEL
Pho,e
Questions about your statement? Value of your account
Call your finan:ia. Advisor or the
RMA ResourCeLi Re at 800-RMA-1000, on January 30 (1) on February 27 (1)
account
Your assets 966,819.21 976,075.81
VlsIt our wehslte: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account 1966.819.21 $976,075.81
Sources of your accent growth
Tracking the value of your account
during 2015
Value of your account
at year end 2014 S967:050.04
1 Thousands
967.1 9668 976.1 Net deposits and
vathdramals -11,192.25
Your investment return
Dividend and
interest income 43.021.90
Chance in
market value 47,19612
Value of your aceo.nt
on Feb 27, 2015 5976.075.81
Dec 2014 tan 2015 Feb 2015
SDNY GM 00021137
Member SIPC 0070001005810331 Nr7003206088 00003 0215 030575001 COCOOD Page 1 of ip
CONFIDENTIAL
EFTA_00 131757
EFTA01273964

SUBS
UBS Strategic Advisor Account name: C., Cl ri I ELL Your lq modal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASFUEL
February 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27 (S) your account
, Cash and money balances may include
A Cash and money balances 4,210.34 0.43% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. VBS AG Sumford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 971,865.47 99.57% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $976,075.81 100.00%
D
Value of your account $976,075.81
Eye on the markets
Percentage change
Index February 2015 Year to date
S&P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
OW70003005810332 NP7CC0205089 00003 02I 5 030575004 C0MY_GM_00021/ine 2 01 10
CONFIDENTIAL
EFTA_00131758
EFTA01273965

UBS Strategic Advisor Account name: Your IIn andal Advisor:
*UBS Friendly account name: SCOTT STACK MANTLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
vSues reported term, exclude products for which gans and losses are not classified.
February 2015 (SI Year to date (S)
Realized gains and losses Unrealized
Opening account value $966,819.21 $967,050.04
February 2015(11 Year to date (9) gains and bsses (4)
Withckawals and fees,
including investments transferred Short term 0.00 0.00 -1,399.56
cut 000 -1,192.25 Long term 0.00 0.00 -11,508.53
Dividend and interest income 1,521.75 3,021.90
Total $0.00 $0.00 -$12,908.09
Change in market value 7,734.85 7,196.12
Closing account value $976,075.81 $976,075.81 Cash activity summary
See Account activity the month tot decals balances In your Sweep Options are indueedin the cpenng and
Dividend and interest income earned
closing instances yd ue. FDIC insurance applies only to deposits MUDS Bank USA, not to deposits at UOS AG,
StanWord Enrich or bank deposits pieced through the UBS intemaiorra Deposit Account program 5iPC
protection applies to moray market sweep hod holdings but not bank deposits. On important inSormation
For outposts of His statement, tantlIty of Inkiest and dtridend Income has been determined From a US about your statement on the last two pages a this document for Gelato
tax repating perspective. Based upon the residence of the account holder, account type, or product two,
some Interest anent deldend payments may not be subject to United Stites (UA arch Puerto Rico (PR) February 2015 (1) Year to date (1)
Income tares The (tent monthly statement is not Intended to be used and cannot be retied upon for tar Opening balances $4,181.15 $5,184.25
purposes. Clients should refer to the actietie tax reporting forms they receive torn UBS annuity, such as
t ty h p e e r c c o a r U n e s t 1 a 0 r 3 r 9 ep a o n r d tin t g h e fo A rm IM s S w i 4 th 8 7 th . e fo U r S la I y n t r e e n p d or t R in e g ve n n e u s e : m S a er t v ro ic n e a it n d is P t R h e T r F e Y a F s I u C r I y la r O o e f p U a B ir S r e t n o t fi a le n d th in e Addkiorrs
such forms accurately daily dindends andia Interest as lac exempt or tarots* income. Pleat consult your Dividend and interest income 1,521 75 3,021 90
indwdual tax propane.
Total additions $1,521.75 $3,021.90
February 2015 (S) Year to date (I)
Subtractions
Taxable dividends 1,521 46 1,617.08
Professional management fees and
Taxable interest 0.29 0.36 related services 0.00 -1,192.25
Total current year $1,521.75 $1,617.44 Funds withdrawn for investments
bought -1,492.56 -2,803.56
Prior year adjustment 0.00 1,404.46
Total subtractions -$1,492.56 -$3,995.81
Total dividend & interest $1,521.75 $3,021.90
Net cash flow $29.19 -$973.91
Closing balances $4,210.34 $4,210.34
SDNY GM 00021139
ClIP7COCEO05810333 Ny300:005088 00003 0215 03057500e 000000 Page 3 of h)
CONFIDENTIAL
EFTA_00131759
EFTA01273966

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linancial Advisor:
friendly account name: SCOTT STACK MAMLYLE CASRIEL
February 2O15
Account number.
UBS Bank USA Deposit Account APY
Interest Period fan 8 - Feb 5
Opening UBS Bank USA Deposit balance fan 8 $5,373.40
Closing UBS Bank USA Deposit balance Feb 5 $4,210.34
Number of days in interest period 29
Average daily balance $4,800.82
Interest earned $0. 29
Annual percentage we'd earned 0.O8%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Emanuel Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibttity conodeatton Uccle selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
CNP70003005810334 NP700O206088 00003 0215030575004 COCSINLY_GM_00021414 4 of 10
CONFIDENTIAL
EFTA_00131760
EFTA01273967

T UBS Strategic Advisor Account name: Your Financial Advisor:
Friendly account name: SCCT1 STACK MANLYLE CASRIEL
February 2O15
Account number.
Your assets
acme prices, excme anClCurrent vanes ShOern may teappooximene. Asa result. gam aidlossesmay not
he accurately relkded. Set smporunt inloseneeon about your statensent a the end of this okcurnern for
more intornaron.
Cash
Cash and money balances
Cash and money balances may include avalade cash balances, US'S Bank. USA deport account baances,
UBS AG Stanford Branch deport account balances and money mattes mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vál n tap& ebte limits, but are not
protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured by FDIC and are not
protected by 9PC Money market sweep balances are protected by 9PC but are not insured by the FDIC.
See the Important information about your statement x the endof this cbctrnent for details about hose
balances.
Openng balance Clovng tulaxe hue Pet share Average Dnidend Merest Dofs in
Hddng on Feb I ($) on Feb 27 (S) on Feb 27 (1) rate period period cep arount (S)
UBS BANK USA CEP ACCT 4,181 15 4210.34 250.000.00
Fixed income
Mutual funds
Total reinvested is the Iota ct a reinvested dvidends n does not include any cash dsictrods. It is not a Umeafzed Pad gam or lass lithe dfference between the current value and the cost basis and world
tar lot lor the purposes of determinng hdctng peloods or cost bass. the shares you receive each time you generally be sour tactile gam a loss if the security era sob on this date. The unrealized (13,093n a loss may
reinvest dvdends became a separate tax lot. need to be adusted for return of (dotal payments in ceder to deterinne the realized gan or kiss lor la,
reportingpurposes
Cost basis is the iota purchase cost of the security, indudng reinvested dM ends The cost basis may
need to be alusted for return or coal payments in order to detennne the aausted cost bass for lac Investment return is the current value conus the amount yOu invested. it aces na Include skates that se not
reporting proposes. reflected an your statement, inducing shares than bade been 'tatted as either a gan or a MS It aso does not
include cash dederich that were not reinvested
Purchase PreCa
Number Average pate Client Cost Nee Per Share Value on Unrealized04N iniedment sidelng
Hddng of shares cell share (I) investment CS) basis (S) on Feb 27(S) Feb 27(S) gain or loss (S) returns) Period
PLACKROCK STRATEGIC
INCOME
Symbol.. BSIIX
Trade date: Sep 26, 14 15.825 243 10.299 163,000.00 163,00000 10.220 161,733 98 • t ,266 02 ST
Total reinvested 392.943 10.148 3.987.69 10.220 4,015.88 28.19
(Al: 13.973 CuTent yield. 2 40%
Security total 16218.186 10.296 163.000.00 166,987.69 165,749.86 -1,237.83 2.749.86
continued next page
SDNY GM 00021141
CelP70303305810335NP7003705088 00003 0215 03 0579004 000000 Page Sof 10
CONFIDENTIAL
EFTA_00131761
EFTA01273968

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Hounds' Advisor,
friendly account name: SCOTT STACK MAMLYLE CASRIEL
February
2015 Account number.
assets . Fixed income .
Your Mutual funds (Continued)
Purchase price
Humber Average price Client Cost Price per share Value on Unrealized Gave Imestment Hddng
menu of shares pi share (1) investment CS) balls (1) on Feb 27(1) Feb 27 (1) eosin orlon (s) return (0 period
DOUBLE UNE TOTAL RETURN
RJND INSTL
Symbol. DBLTX
Trade date: /an 29, 13 4.490.660 11.379 51,103.71 51,103.71 11.020 49,487.07 •I,616.64 LT
Total reinvested 214.164 10.973 2,350.16 11.020 2360.09 9.93
EAI: 42,352 Current yield: 4.54%
Security total 4,704.824 11.362 51,103.71 53,453 87 51,847.16 -1,60671 743.45
EATON VANCE FLOATING
RATE FUND I
Symbol. NIX
Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.990 49,12084 -1,03216 LT
Trade date: /an 21, 14 2,727.687 9.210 25.122.00 25,122.00 8.990 24,521.90 -600.10 LT
Total reinvested 312.183 9.063 2,829.48 8.990 2,806.52 -22.96
641: 42,891 Current yield: 3.78%
Security total 8,503.813 9.185 75,281.00 78,110.48 76,449.27 -1,661.22 1,168.26
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: 621X
Trade date: tun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.200 48263.44 -1277.56 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10200 19,124.75 .506.25 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.200 21,101.43 -55857 LT
Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.200 48259.72 -2299.28 LT
Total reinvested 427.122 10.461 4,468.16 10.200 4,356.64 • 111.52
EAI: 43,737 Current yield: 2.64%
Security total 13,892.745 10.542 141,991.00 146,459.16 141,705.99 4,753.18 -285.02
HSBC TOTAL RETURN
RIND CLASS I
Symbol: HTRIX
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.300 49.689.23 48.23 LT
Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.300 9,845.44 31544 LT
EAI: 41,173 Current yield: 1.97%
continued nag page
CNP703C0005810336N100CO206088 00003 621IS 030575004 COMIY_GM_00021IIMe 6 O1 10
CONFIDENTIAL
EFTA_00 I 31762
EFTA01273969

(SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your if sandal Advisor:
Friendly account name: SCOTT STACKMAJILYLE CASRIEL
Felxuany 2015 Account number.
assets r Fixed income a
Your Mutual funds (continued)
Purchase pow
Nurrber Average price Client Cost Pnce per share Value on Unrealized aso investment Holdng
mcicIng of shares per share (I) investment (s) basis ($) on Feb 27 0) Feb 27 (s) 93In or loss return 01 Period
Security total 5,780.066 10.237 59,171.00 59,171.00 59,534.67 36347 363.67
JP MORGAN STRATEGIC
INCOME OPPCATUNMES
RAID CLASS S
Symbol .1SOSx
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.790 124,006.93 -1,682.87 LT
Total reinvested 189.914 11.836 2247.97 11.790 2239.09 -888
(Al: 42,066 Current yield: 1.64%
Security total 10,707.889 11.948 125,689.80 127,937.77 126,246.01 -1,691.75 556.22
JPMORGAN UNCONSTRANED
CEBT FUND CLASS SELECT
Symbol. JSISX
Trade date: ran 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.180 98252.70 -772.13 LT
Total reinvested 393.593 10.179 4,006.67 10.180 4,006.78 0.11
(Al: 14,108 anent yield: 4.02%
Smarty total 10,045.135 10.257 99,024.83 103,031.50 102,259.47 -772.02 3234.65
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.760 72,233.34 -2,117.87 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.760 21368.60 -87.51 LT
Total reinvested 330.588 9.845 3254.95 9.760 3226.54 -2841
(Al: 13,032 Current yield: 3.12%
SeCkeity total 9,941.443 9.985 96,007.32 9926227 97,028.48 -2233.79 1,021.16
RBC BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131,239.70 10.210 131,829.47 589.77 LT
Trade date: Sep 24, 13 1.881.988 10.159 19,120.13 19,120.13 10.210 19215.10 94.97 LT
(Al: 11,894 anent yield. 1.25%
Security total 14,793.787 10.164 150359.83 150359.83 151,044.56 68434 684.74
continued next page
SONY GM 00021143
CNP200C0305810337NP70CO206088 000:0 0215 030575001 000000 Page 7 of 10
CONFIDENTIAL
EFTA_00131763
EFTA01273970

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A nand', Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2015
Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase price
Humber Amara price Client Cost Price per share value on unite:lied 044 investment Hddng
of shares per share (I) investment IS) basis (I) on Feb 27 0/ Fee 27(5) WI° 441541 (f) return (5) Pined
Total 5961.628.49 9984,773.57 5971,865.47 -$12.908.09 $10.236.98
Total estimated annual income: 525,126
Your total assets
rexentage d Cost Estimated Unrearzed
Vilue on Feb 27 ($1 your account basis 0/ annual raceme (4) gain or loss (5)
Cash Cash and money balances 4,21034 0.43% 4,21034
Kited income Mutual funds 971165.47 99.57% 984,773.57 25,226.00 -12,908.09
Total $976,075.81 100.00% 3988,983.91 $25,226.00 -$12,908.09
Account activity this month
Oat Mikity Oeicribtion Amount (I)
Dividend and interest income
Taxable diwdends Feb2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 01/30115 248.23
Feb 2 Dividend BLACKROCK STRATEGIC INCOME I A5 OF 0113015 264.25
Feb 2 Dividend DOUBLE UNE TOTAL RETURN RAND INSTL AS OF 01130, I5 169.96
Feb 2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0 U301I5 299.53
Feb 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 01/30(15 211.48
Feb 2 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90
Feb 26 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 299 II
Total taxable dividends $1,521.46
Taxable interest Feb6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.29
Total taxable interest 90.29
Total dividend and interest income $1.521.75
CHP70009005810338 NP700020508I3 00003 MIS 03057500e 00%1318Y_OM_000211109. 8 of 10
CONFIDENTIAL
EFTA_00131764
EFTA01273971

(SUBS
UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your Finandal Advisor:
Friendly account name: SCOTT STACK MAN LYLE CASRiEL
February 2015 Account number.
Account activity this month
(contrived]
Invesbnent transactions
For more I nfowision about the Pncelvalue shown for restricted Prairies, see automate Mtormaion about
your 'cerement a the and of this 0°comit
Proceeds Iron Funds
investment withdrawn ice Accrued
Date ActMly Dasoiptinn Quantity Value (4) Price Cf) Rana-dons (5) invourrwnts boustet interest CR
Feb2 Reinvestment EATON VANCE FLOATING RATE FUND I 27.891 -248.23
DIVIDEND REINVESTED AT 8.90 NAV ON
Oil 3,3( IS AS OF 01/3015
Feb2 Reinvestment FAACKIICCK STRATEGIC NCOME I DIVCEND 25.958 -264.25
REINVESTED AT 10.18 NAV ON 01/30/15 AS OF
01(3C/15
Feb2 Reinvestment DOODLE UNE TOTAL RETURN FUND INSTL 15.326 -169.96
DIVIDEND REINVESTED AT 11.09 NAV ON
burrISASOF 0 U30115
Feb2 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I 29.774 -299.53
EXVIDEND REINVESTED AT 10.06 NAV ON
01/3015 ASOE01/30'15
Feb2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 21.780 -211.48
DIVIDEND REINVESTED AT 9.71 NAV ON
0U3(YIS AS OF 01/30'15
Feb 26 Reinvestment JP MORGAN STRATEGIC INCOME 25.413 -299.11
OPPORTUNITIES FUND CLASS S ONIDEND
REINVESTED AT 11.77 NAV ON 0212915
Total -S1A92.59
Date Madly Descriptor Armunt (1)
Money balance activities Jan 30 illataece forward $4.181.15
Feb 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02i05/15 0.29
Feb 27 Closing UBS Bank USA Deposit Account $4.210.34
the UBS Ram USA Deposit Account Is your primary sweep colon
SDNY GM 00021145
CNP70009305810339NP7000206088 00003 0715 030575004 000000 Page 9 of i0
CONFIDENTIAL
EFTA_OO131765
EFTA01273972

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
friendly account name: SCOTT STACK MAPY LYLE CASRIEL
February 2015
Account number-
Realized gains and losses
The estimated realized gain and losses sawn below ate not for tat purposes. Please rate that gain or loss informaion We may not ad ust gans and losses fa al taxa <haves. We autcmaticaty adjust cost basis for
recognized co the sae of ream-plias of analn Structured Products, Ike Contingent Pea Sectaitts, may be Werent:it add AMT coupon municipal sec unites for 6flmaeoanonzation of wog wens tens end foiaaretedOID
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this method unless you %moiled which tar Id to close when you placed your order. This is known al a onus section can nd be classified as short term of long term !sec ade infolmsbon is rrisang or the product is one in which
purchases or VW order Set onportFnt Wormation about your :totement a the end of this document for more the ga moss cage ulaton is nd provided
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Gan and loss dealt, presented here reflect (haws to previously reported gains and losses. restating Iran a sae transaction, the anaunt of the dsal weed loss has been added to the cost ban d the securities of the sane issuer
track cancellation wash sae transacticn a an tackle to cost basis If the ail mtment is a resat d a wash that you had stbseguent to the wash sae
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Quantity°, Purcisze sae Sae Cost cost basis
SeCunly description Method face value date date amount (5) baSiS (5) adjustment(S) LOP (S) Gan (S)
PMZO UNCONSTRAINED BOND
CLASS
FUND P Adjustment 9.004 Feb 28, to Sep 26, 14 ICP 56 100.80 0.76
Long-term capital gains and losses
wash sale
Quantity or Porch/be Sate Sae Cost cost basis
Secunly descrptien method rae vdke date dale amount (S) bases (5) afluslment(S) Las (5) Gan (5)
PMCO UNCONSTRAINED BOND
FUND CLASS P Adjustment 14,308 333 fan 29, 13 Sep 26, 14 161.39800 164,666 75 -3,268.75
Caen:008005810340 Ne7OCOX6088 000:13 0215 030575004 034Stlikrcam_0002AIIIS 10 of 10
End of statement for account number
CONFIDENTIAL
EFTA_00131766
EFTA01273973

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SDNY_GM_00021147
CONFIDENTIAL
EFTA_00 I 3 I 767
EFTA01273974

Important information about your statement
(Ceel btugd)
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SDNY_GM_00021148
CONFIDENTIAL
EFTA 01)131768
EFTA01273975

U05 Financial Services Inc UBS Strategic Advisor•
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2015
Cm:70065764370315>o Yr 0
HI AN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKMANICYLE CASRIEL
Phone
QCaulel stions about your statement? Value of your account
io-Jr Eiriarcia Advisor or the
RMA Resourceline at 800-RMA-1000, on February 27 (Si Cn MarCh 31 (5)
account
Your assets 976,075.81 974,103.07
VIsitour website: Your liabilities 0.00 0.00
www.ubs.cornifinanciatervices
Value of your account 3976,075.81 $974,103.07
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 1967050.04
1 Thousands
967.1 976.1 974.1 Net deposits arid
withdrawals -$1,192.25
0 • •
vcur avestment return
Dhidend and
interest income 14.146.69
Change in
market value 14:098.59
Value of your eccouse
on Mar 31. 2015 ffr/4.103.07
Dec 2014 Feb 2015 mar 2015
SDNY GM 00021149
Member SIPC CNP700030065%437NP700030405100033 c0 IS 030575004 Paige 1 of 10
CONFIDENTIAL
EFTA_00131769
EFTA01273976

SUBS
UBS Strategic Advisor Account name: Your R nuncio' Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
• Cash and money balances may include
A Cash and money balances 4,239.36 044% Your current asset allocation
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 969,863.71 99 56% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $974,103.07 100.00%
D
Value of your account 5074,103.07
Eye on the markets
Percentage change
Index March 2015 Year to date
S&P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC I - Europe, Australia & Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
CNP700000626438NPMC0304051C00O3 03150305750O4 10aPecotaoco2IIMP 2 of 10
CONFIDENTIAL
EFTA 00131770
EFTA01273977

SUBS UBS Strategic Advisor Account name: Your Financial Advisor:
Friendly account name: scou STACK MANLYLE CAA EL
March 2015 Account number:
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which clans and losses are not classified.
March 2015 (3) Year to date (t)
Realized gains and losses Unrealized
Opening account value $976,075.81 $967,050.04
Mardi2015(3) Year to date (3) gains and losses (S)
Withdrawals and fees,
including investments transferred Short term 0.00 0.00 -1,46486
out 0.00 -1,192.25
Long term 0.00 0.03 -14,540.77
Dividend and interest income 1,124.79 4,146.69
Total $0.00 $0.00 -$16,005.63
Change in market value -3,097.53 4,098.59
Cash activity summary
Closing account value $974,103.07 $974,103.07
Dividend and interest income earned c S l e o e s i A n c g c b o a u la n n t c a e c s ti v w t e ly r e th . e F D 0 I 7 C 0 0 in .1 s 1 u f r o a , n d c e e c a a p ls p . l & es la o n n c l e y s t o in d y e c p o o r s i S ts w S ee U p B O S p l B IC a C n IS k U ar S e A i nd no u t C t e o c d li n ep t o h s e i t c s p a e t n U n B g S a A n G d ,
Stamford Parich or bank deposits placed through the UBS intemenons Depose Account program. SIPC
protection applies to money rftildati sweep fund Adding; but not hart *posits. SeeImportant intortnaton
For purposes of ttis statement tairatilty of interest and civIdend Income his been determined horn a US ebout your statemert on the last two pages cf this document for *lats.
tC crating PersPective. Based upon the residence of the account holder. recount type, or product type,
some merest and* dvldend cements mar not be subject to United States (US) ardor Puerto Rio, (PR) Mardi 2015 (3) Year to date (S)
Income faces. The tier mom* statement is not intended to be used and camel be toed upon for tar Opening balances $4,210.34 $5,184.25
purposes. Clients should refer to the appicale tax reporting fan they receise from UBS amualy. itch as
the C0M 1099 and the Fonts 480. fix tax reporting information rt Is the prance of u85 to tile the Additions
looficatie tat repotting toms with the us interred Revenue SenaCe and PR Treasury Department aid in
such fon accurately dasefy doldendi ardor interest ea tat exempt or taut* Income. Please consult your Dividend and interest income 1,124.79 4,146.69
inSedual tar prepare,.
Total additions $1,124.79 $4,146.69
March 2O15 (1) Year to date IS)
Subtractions
Taxable dividends 1,124.67 2,741.75
Professional management fees and
Taxable interest 0.12 0.48 related services 0.00 -1,192.25
Total current year $1,124.79 $2,742.23 Funds withdrawn for investments
bought -1,095.77 -3,899.33
Prior year adjustment 0.00 1,404.46
Total subtractions -$1,095.77 -$5,091.58
Total dividend & interest $1,124.79 $4,146.69
Net cash flow $29.02 -$944.89
Closing balances $4,239.36 44,239.36
SONY GM 00021151
CONFID O E rP7C0 N O7006S T 7643 I 9N A P7003 L 30405 1 00033 03 IS 030575004 Page 3 of 10
EFTA_00131771
EFTA01273978

UBS UBS Strategic Advisor Account name: 6414. PINE Nikl1A Et Your A sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number.
UBS Bank USA Deposit Account APY
Interest Period Feb 6 - Mar 5
Opening UBS Bank USA Deposit balance Feb 6 $4,210.34
Closing UBS Bank USA Deposit balance Mar S $4,239.36
Number of days in interest period 28
Average daily balance $4,213.44
Interest earned
$0. 12
Annual percentage we'd earned 004%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Curren; mccsne &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility conwlerahon None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CHP700074006576440N770C030405I 00033 0315 030575004 IOCOLYGM0002tflgte 4 of 10
CONFIDENTIAL
EFTA_00 I 31772
EFTA01273979

UBS Strategic Advisor Account name: Your Financial Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number.
Your assets
Some pats, income and current waves Owen may be approximate. AS a rent. gains at tOsses may not
be accurately relkded. See Aportant infanta:ton arbour your statement a the end of the docurneM fOr
more infornsion.
Cash
Cash and money balances
Cash and mores, balances may include avalade cash balances, UBS Bar* USA deposit account balances,
UBS AG StanSord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA depOsit account balances are insured by the FOC vAl hn applicable limits, but are not
',ahead by UPC UBS AG Stanford Branch deposit account balances are not insured by f DIC and as* not
protected by SIFC Money market sweep balances are protected by PPC but ale not insured by the FCC.
See the Important information about your statement at the end of this doponent for details about those
blames.
Openng Wane< ClosingNI:ex! vice per share Ave sfrae PIP:lend Interest Days
Hddng on Mal (d) on Mar 31 fS) on Mar 31 (t) ;So period period Cr. mount ft/
UBS BANK USA CEP ACCT 4,21034 4239.36 250.003.00
Fixed income
Mutual funds
Total reinvested is the total ct a reinvested dvidends. h does not include any cash dUctrods. It is rat a limeaffeci itsidgam or loss is the dfference between t he current value and the coo basis and wooed
tat ice for the purposes of determinng hdang periods or cost bags. The shares you receive each time you generally be your taxade yin a loss A the security was sold on Ins date. The unrealized Oa/ 93n a oss may
reinvest dvdends acme a separate tax lot. need to be adusted for return of capital payments in cock, to Oman ne the feasted gm n or kiss la Is
rep/sling puipenes
Cost basis is the iota purchase cost of the security, indudng reinvested dodends. The cost basis may
reed to te alusred for return d capital payments in order to determine the aciusted cost 1,391 Salta( Investment Jetsam is the current Ira ue :anus the smarm you invested. I does na Include skates that at not
reporting purposes. reflected co your statement. indudng shares that hart been red ded as either a San Or a loss It also does not
include cash dYdends that were not reinvested
PurchaSe Dna/
weber Average rote Client Cost Pat vet share Value on didezeized dm) iniedment Hddng
Hddng or shares per share (S) investment (V basis CS) CP Mar 31 (a) Mel 31 (1) 931n Or IOSS (3) return (5) period
BLACKROCK STRATEGIC
INCOME I
Symbol BSID(
Trade date: Sep 26, 14 15,825.243 10.299 163,000.00 163,00000 10.220 161,733.98 • I ,266 02 ST
Total reinvested 417.694 10.152 4240.65 10.220 4268.83 28.18
(Al: 43.914 Cisrent yield 2 36%
Security total 16242.937 10.296 163,000.00 167,240.65 166,002.81 -1,237.84 3.002.81
continued next page
SDNY GM 00021153
Ole 70307006576441 NP7003304051 COM 031503057'001 100000 Pigs S of 10
CONFIDENTIAL
EFTA_00131773
EFTA01273980

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandal Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
March 2015 Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase pace'
Humber Average price Client Cost Price per share Value on Unrealized Red imestnxed Hddng
Hddng of shares per sham (5) investment (S) basis (1) at Mar 31 (5) Mr 31 (5) coin orloss (S) return (5) period
DOUBLE Ur,* TOTAL RETURN
FUND INSTL
Symbol. DBLTX
Trade date: /an 29, 13 4.490.660 11379 51.103.71 51,103.71 11.040 49,576.88 •I,52683 LT
Total reinvested 228.133 10.976 2,504.10 11.040 2518.59 14.49
EAI: 32,331 Current yield: 4.47%
Security total 4,710793 11.360 51,103.71 53,607.81 52,095.47 -1,51134 991.76
EATON VANCE FLOATING
RATE FUNGI
Symbol: NIX
Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 8.990 49,120.84 -1,038.16 LT
Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 3990 24,521.90 -600.10 LT
Total reinvested 337.403 9.058 3,056.21 8.990 3,033.25 -22.96
641: 42,908 Current yield: 3.79%
Security total 8,529.033 9.185 75281.00 78,337.21 76,676.00 -1,661.22 1394.99
GOLDMAN SACHS STRATEGIC
INCOME CLI
Symbol: GSZIX
Trade date: km 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.060 47,601.W -1,940.00 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.060 18,862.26 -76874 LT
Trade date: Oct 2413 2,068.768 10.469 21,660.00 21,660.00 10.060 20,811.81 -84819 LT
Trade date: Kin 21,14 4,790.169 10.679 51,159.00 51,159.00 10.050 48,189.10 -2,96990 LT
Total reinvested 455.414 10.444 4,756.74 10.060 4,581.46 475.28
EAI: 13,731 Current yield: 2.66%
Security total 13,921.037 10.541 141,991.00 146,747.74 140,045.63 -6,702.11 •1,945.37
FISBC TOTAL RETURN
FUND CLASS I
Symbol: HMV
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.320 49,785.72 141.72 LT
Trade date: fun 27, 13 955.868 0960 9,530.00 9,530.00 10.320 9,864.56 334.56 IT
EAI: 41,173 Current yield: 1.97%
contnued nevi page
Cele700090C6576442NP700030405100003 0315 030575004 104931WGM00021Ilgle 6 of 10
CONFIDENTIAL
EFTA_00131774
EFTA01273981

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor:
*UBS Friendly account name: SCOTT STACKMAULYLE CASNEL
March 2015 Account number.
assets r Fixed income a
Your Mutual funds (continued)
Purchase Owe
Hurter Average price Client Cost Price per share value on Unedited (tad investment NolcIng
Hddng of shares per share (I) investment 0) basis (S) an Nat 31 01 Mar 31 (5) gain or loss (s) return 01 period
Security total 5,780.066 10.237 59,171.00 59,171.00 59,650.28 47,128 479.28
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS S
Symbol: .60Sx
Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 Q5,689.80 11.770 123,796.57 -1,89123 LT
Total reinvested 189.914 11.836 2/47.97 11.770 2235.29 -1168
(Al: 11,831 Current yield: 1.45%
Security total 10,707.889 11.948 125.689.80 127,937.77 126,031.85 -1,90591 342.06
IPMORGAN UNCONSTRAINED
LEST FUND CLASS SELECT
Symbol: /SISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.140 97,866.63 -1,158.20 LT
Total reinvested 393.593 10.179 4,006.67 10.140 3,991.03 •15.64
(Al: 14,088 Current yield: 4.01%
SecLeity total 10,045.135 10.257 99,024.83 103,031.50 101,857.66 .137184 2,832.83
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: Ian 29, 13 7,400.957 10.046 74,351.21 74,35121 9,730 72,011.30 -2339.91 LT
Trade date: Oct 2, 13 2/09.898 9.799 21,656.11 21,656.11 9.730 21302.31 •IS380 LT
Total reinvested 348.371 9.841 3,428.51 9.730 3389.65 -38.86
EAI: 12,978 Current yield: 3.07%
Security total 9,959.226 9.564 96,007.32 99,435.83 96,903.26 -2,53157 895.94
RBC BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARX
Trade date: lan 29, 13 12,911.799 10.164 131/39.70 131,239.70 10.180 131,442.11 20141 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.180 19,158.64 38.51 LT
EAI: 11,568 Current yield: 1.04%
Security total 14,793.787 10.164 150359.83 150359.83 150,600.75 240.92 240.92
continued next page
SDNY GM 00021155
CNP70009006S76443 NP70003040S1 00003 00I S 030575004 moOrk Page 7 of 10
CONFIDENTIAL
EFTA_00131775
EFTA01273982

UBS
* U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase price
Number Avatar pace Client Cost Price per share Value on Unedited Rao Imestment Hddng
tithing of shares per share (S) Tnvestrnen1 (S) basis CO on Mar 31 (S) Mr 31 (1) coin or loss (5) return (I) period
Total 5961.628.49 5985,86934 $969,863.71 416,005.63 14235.22
Total estimated annual income: 524.522
Your total assets
Percentage of Cost Estimated unrealized
Value on Mai 31 (S) your tt town befit (S) annual infant (1) ono/ loss CO
Cash Cash and money balances 4.239.36 0.44% 4.239.36
fixed income Mutual funds 969,063.71 99.56% 915469.34 24522.00 -16,005.63
Total 5974,103.07 100.00% 5990,108.70 $24,522.00 -$16,005.63
Account activity this month
Date WSW ()Pathan AmOult (5)
Dividend and intisnist income
Taxable dividends Mar 2 Dvidend EATON VANCE FLOATING RATE FUND I AS OF 02/27115 226.73
Mar 2 Cividend BLACKROCK STRATEGIC INCOME I AS OF 02/27115 252.96
Mar 2 Cividend DOUBLE UNE TOTAL RETURN FUND !MTh AS OF 02127/15 153.94
Mar 2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02J27115 288.58
Mar 2 Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 07/27116 173.56
Mar 2 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90
Total taxable dividends $1,124.67
Taxable interest Mar 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 12
Total taxable interest $0.12
Total dividend and interest income $1,124.79
CNF70003005576444 NP7000304051 00003 (GIS 030575004 104ffiv_ontoormilleir II of 10
CONFIDENTIAL
EFTA_00131776
EFTA01273983

UBS Strategic Advisor Account nanne: CHISI.AINE MA {WELL Your ft vandal Advisor:
*UBS friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number.
Account activity this month
(contnued)
Investment transactions
For mate Information stout Ire price/value shown for restricted securities, see troportent Informaion Mont
your statement a the end of this document
Proceeds Iran Funds
investment vt1I ndrawn la Accrued
Delo Activity Cosciptean Ouanity VA,* (5) Price CP rreuseetions (5) inentments benign (5) interest (5)
Mar 2 Reinvestment EATON VANCE FLOATING RATE FUND I 25.220 -226.73
DIVIDEND REINVESTED AT 8 99 NAV ON
02/27/15 AS OF 02/27/15
Mar 2 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 24.751 -252 96
REINVESTED AT 10.22 NAV ON 02127/15 AS OF
02/22/15
Mar 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 13.969 .15394
DIVIDEND REINVESTED AT 11.02 NM/ ON
02/27/15 AS OF 02/27/15
Mar 2 Reinvestment GOLDMAN SAC NS STRATEGIC INCOME CL I 28.292 -288 58
DV1DEND REINVESTED AT 10.20 NAV ON
02/27/15 AS OF 02/27/15
Mar Z Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 17.783 -173.56
CWIDEND REINVESTED AT 9.76 NAV ON
02/27/15 AS OF 02/27115
Total -S1,095.77
Die Activity Desorplicn Amount (S)
Money balance activities Feb 27 Balance forward $4,21034
Mar 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 03/0915 0.12
Mar 31 Closing UBS Bank USA Deposit Account $4239.36
The UBS Bank USA Cepost Attount is your primary sweep option
SDNY GM 00021157
CNP7C003305576445NP7003304051 00033 0315 030575001 Page 9 of 10
CONFIDENTIAL
EFTA_00131777
EFTA01273984

*UBS
Your notes
C.....5....X...5 ,..3 Ea ,,../... ci.,,moao2fte a0 0l ,0
E. ot ..... ac.,. numb..
CONFIDENTIAL
EFTA_00131778
EFTA01273985

Important information about your statement
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SDNY_GM_00021159
CONFIDENTIAL
EFTA 00131779
EFTA01273986

Important information about your statement
(Cal tinUed)
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SDNY_GM_00021160
CONFIDENTIAL
EFTA 00131780
EFTA01273987

UBS Financial Services he UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2015
CNP70057742870415 Y1 0
HIS AN MAX 1.1.
Account name: GHIStAFIE MAXVVEll.
Friendly account name:
Account number
Your Nnancial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA Resourcetine at 800-R MA-1000, on March 31 (S) on April 30 (1)
account
Your assets 974,103.07 975299.20
VisItour websIte: Your habilthes 0.00 0.00
yenw.ubstOnrfinarrialServiCeS
Value of your account 5974,103.07 $975,299.20
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 5967,050.04
S hroLr,and5
9E7 '374 I 975.3 Net deposits and
withdrawals -32,405.54
0
Your evestment return
Dbidendarxl
interest income 47,838.06
Change in
market value 42,817 64
Value of year amour
on Apr 30, 2015 $975.299.20
Dec 2014 ma 2015 Ala 2015
SDNY GM 00021161
Member SIPC CNP70003005774287NP7000191493 00003 0415 030575004 000000 rage 1 of 10
CONFIDENTIAL
EFTA_00I31781
EFTA01273988

UBS UBS Strategic Advisor Account name: GHISt AIME MA 'NEIL Your lq Randal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
April 2015 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
Apr,' 30 a) your account
A Cash and money balances 3,053.97 0 31% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank V5A deposit
B Cash alternatives 0.00 0.00% account balances. V95 AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the important
inforrnaxion about your statement on the last
D Fixed income 972,245.23 99.69% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets 5975,299.20 100.00%
D
Value of your account 5975,299.20
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
CNP70003005774288 NP700019I 488 00033 0415030575004 03%001Y_GM_000211112. 2 of 10
CONFIDENTIAL
EFTA_00131782
EFTA01273989

SUBS U BS Strategic Advisor Account name: GHII.. . Your Finandd Advisor-
Friendly account name: SCOTT STACK MANIL YLE CASRIEL
April 2015
Account number.
Change in the value of your account Summary of gains and losses
April 2015 (1) Year to date (S) Values reported below exclude products for which gam and losses are not classified
Realized gains and losses Unrealized
Opening account value $974,103.07 $967,050.04
April 2015(5) Year to date (S) gains and bsses (5)
Wilhckawals and fees,
including investments transferred Short term 0.00 0.00 -1,946.82
cut -1,214.29 -2,406.54 Long terrn 0.03 0.00 -15,339.73
Dividend aid interest income 3,691 37 7,838.06
Total $0.00 $0.00 -$17,286.55
Change in market value -1,280.95 2,817.64
Cash activity summary
Closing account value $975,299.20 $975,299.20
See Account activity the month for dela'', Balances In your Sweep Options are indudedin the wenn; and
Dividend and interest income earned
closing balances value. FDIC insurance 4odies only to deposits MUDS Sank USA, not to deposits at u8S AG,
Starriced 9anch or bank deposits placidthroes/1 the UBSInternehord Deposal Account program. WC
protection applies to money market sweep fund holdings but not bar* deposits. See important ineormation
For purposes of His statement, tacablty of Interest and addend Income has been determined firma US abOut your statement on the last two pages d this document for deals
lax reporting perspective, Based upon the residence of the account holder, account type, or product type,
some Interest ardor dviCend payments may not be subject to United states (UA ardor Piano Rico (FR) April 2015(1) Year to date (S)
Income tires The dent monthly statemeM is not intended to be used and cannot be Med upon for tar Opening balances $4,239.36 $5,184.25
purposes. Clients should refer to the applkide lax reporting forms they teethe arum U85 annuity, such as
the fOrMS 1039 and the BOrrns 400. for las re0311,119 information 11 is the Make of UB5 to file tne Addkiorrs
tnplicaae tat reporting forms with the US Mterni Revenue SeNct and PR Treasury Department, and in
suchtown accurately classify dwdends andice interest as lax exempt or taxable income. Pleat consult your Dividend and interest income 3,691 37 7,83805
induduel tax paperer.
Total act/mons $3,691.37 $7,838.06
April 2015 (5) Year to date (S)
Subtractions
Taxable dividends 3,691 37 6,433.12
Professional management fees and
Taxable interest 0.00 0.48 related services -1,21429 -2,406.54
Total current year $3,691.37 $6,433.60 Funds withdrawn for investments
bought -3,662.47 -7,561.80
Prior year adjustment 0.00 1,404.46
Total subtractions -$4,876.76 -$9,968.34
Total dividend & interest $3,691.37 $7,838.06
Net cash flow -$1,185.39 -$2,130.28
Closing balances $3,053.97 $3,053.97
SDNY GM 00021163
CHP7C003305774289NP7003191488 00033 0415 030575004 0000c0 Pegs 3 of i0
CONFIDENTIAL
EFTA_00131783
EFTA01273990

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilanncial Advisor:
friendly account name: SCOTT STACK MANLYLE CASRIEL
April 2015 Account number.
UBS Bank USA Deposit Account APY
Interest Period Mar 6 - Apr 7
Opening UBS Bank USA Deposit balance Mar 6 $4,239.36
Closing UBS Bank USA Deposit balance Apr 7 $4,268.26
Number of days in interest period 33
Average daily balance $4,244.61
Interest earned $0 .00
Annual percentage yield earned 000%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Current raceme & capital appreciation
Your risk profile:
Primary Moderate
investment eligibility conselerattin None sektited
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
Clifle0Cra305774290NP70C0I9I488 00003 0415 030575004 009SONYGM00021fitile 4 of IC)
CONFIDENTIAL
EFTA_00131784
EFTA01273991

UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your VI nandal Advisor:
*UBS
Friendly account name: SCOTT STACK MANWLE CASRIEL
April 2015 Account number.
Your assets
Some paces, income and current va ueS Sawn may be Epprodmaie. AS a ream. OM dnolopes mar riot
be tatiolely refkcled. Set Assonant intopttabon about your statement &Me end of ths dxurnent fOr
more Intoenson.
Cash
Cash and money balances
Cash are, money balances may include. avalade cash balances, UBS Bant USA &post account balances.
UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, but are not
potetted by SIPC UBS AG Stanford Branchdeposit account buries are not insured by FDIC and we not
protected by 911C Money market sweep balances are protected by WC but ale not insured by the FDIC.
See the important information about your statement at the end of this doctrnent for details about those
balances.
Opereng ;Mance Cloung Wrote Pnce per share Avesoje Dnidend Interest Coats in
Hddng on Apr 1 ft) on Apr 3O(S) on Apr 3O (1) mate period period Cap mewl (i)
U3S BANK USA CEP ACCT 4,23936 3,053.97 250.00000
Fixed income
Mutual funds
rota/ reinvested d she toli cr a renvested dvdends. n does not include any cash chictrods. It is not a Unmake:I (far) gas' or foss is the dfference between the current vaue and the cost tam and wooed
tar lot for the purposes of determinng hdding peisom or cost bass. the shares you receive each time you generally be your laude gars a loss 4 the security was sold on this date. the unreaded na3)93n or loss mei
renvast dvdends become a separate tax lot. need to be a:lusted to return of captal payments in Otclei to deem sne the leaked gun or boss la IS
reporting puiposes
Cost basis is the iota purchase cost of the security, indudng reinvested d %deeds. Ire cost basis may
need to be alusted for return d tie tal payments in order to determine the alluded OSt bass for tax investment return is the current vaue minus the amount yOu invested. I ddes na IndWe shares that are not
tepOrtillig purposes. reflected an yow statement. indudng shares tnat bait been tea ded as either a gan or asps:. II also does not
include cash ciNdends that were not reinvested
Purchase Dad
Minter Average pace Client Cost Price Per Share Value on Que.:WedRae trnepment Hddn9
Halting of shares per share (S) investment (S) basis (1) cn apt 30(5) Apr 30 (I) gain or loss 01 return 01 period
8tACKROCK STRATEGIC
INCOME I
Symbol: BSIIX
Trade date: Sep 26, 14 19825.243 10.299 163,000.00 163,06000 10.190 161,259.23 .1,740.77 ST
Total reinvested 443.714 10.156 4,566.57 10.190 4,521.45 14.88
EAI: 43.823 Ofirent yield: 2.31%
Security tote/ 16268.957 10.296 163,000.00 167,566.57 165,780.67 -1,725.89 2.780.68
continued next page
SDNY GM 00021165
CHP7C00330S774291 NP7003191 488 00(103 0415 030575004 OO0O0O Page S of 10
CONFIDENTIAL
EFTA_00131785
EFTA01273992

(SUBS
UBS Strategic Advisor Account name: Your Amanda' Advisor:
Friendly account name: SCOTT STACK MANL YLE CASRIEL
April 2015 Account number:
Your assets Fixed income . Mutual funds (continued)
Purchase pncd
Porten Average peke Client Cost Price per Share Value C41 unredlred Raj Investment Holding
lathing of shares pi share (S) investment CS) bask (I) on Apt 30(S) Apr 30(S) spin or lost (5) return (I) period
DOUBLE UNE TOTAL RETURN
RIND INSTL
Symbol. DBLTX
Trade date: /an 29, 13 4.490.660 11.379 51,10331 51,103.71 11.000 49,397.26 -1,70645 LT
Total reinvested 244.676 10.980 2,686 73 11.000 2,691.44 4.71
EAI: 32,296 Current yield: 4.41%
Security total 4,735.336 11.359 51,103.71 53.790.44 52,088.69 -1,701.74 984.99
EATON VANCE FLOATING
RATE FUND I
Symbol. EIBUL
Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.030 49,339.41 -81959 LT
Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 9.030 24,631.01 -490.99 LT
Total reinvested 367.687 9.052 3,328.46 9.030 3,320.21 -8.25
EAI: $2,953 Ct,rent yield: 3.82%
Secixity total 8,559.317 9.184 75281.00 78,609.46 77290.63 -1,31&83 2,009.63
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZLX
Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.050 47,553.69 -1,967.31 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.050 18,843.51 -787.49 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.050 20,791.12 -868.88 LT
Trade date: /an 21, 14 4,790.169 10.679 51,159.00 $1,159.00 10.050 48,141.20 -3,017.80 LT
Total reinvested 488.424 10.418 5,088.82 10.050 4,90886 •180.16
EAI: 53,740 Current yield: 2.67%
Security total 13,954.047 10.540 141,991.00 147,079.82 140238.17 -6,841.64 •1,752.82
HSBC TOTAL RETURN
FUND CLASS I
Symbol: HTRIX
Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.460 50,461.11 820.11 LT
Trade date: kin 27, 13 955.868 9969 9,530.00 9,530.00 10.460 9,998.38 46838 LT
EAI: 41,173 Oxrent yield: 1.94%
continued next page
CNP70009005774292NP704:0191488 00003 0415 030575004 COMY_GM_0002111ter 6 of 10
CONFIDENTIAL
EFTA_0013 1786
EFTA01273993

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name: SCOTT STACK mcsNiLYLE CASNEL
April 2O15 Account number:
YOU/. assets . Fixed income .
Mutual funds (cononued)
Purchase pike
Nurrber Average prke client Cost Price per share vas on Unedited (tad investment Hddng
Hddng of shares per share (I) investment 01 basis (5) co Apr 30 CU Apr 30(5) gain or loss (5) return 0) period
Security total 5,780.066 10.237 59,171.00 59,171.00 60,459.49 1,285.49 1288.49
JP MORGAN STRATEGIC
INCOME OPPCATUNMES
RIND CLASS S
Symbol. )SOSX
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.760 123,691.39 -1,998.41 LT
Total reinvested 252.741 11.817 2,986.82 11.760 2,972.23 -14.59
(Al: 42,466 Current yield: 1.95%
Seaway total 10,770.716 11.947 125.689.80 128.676.62 126,663.62 -2,013.00 973.82
JPMORGAN UNCONSTRAINED
CEBT FUND CLASS SELECT
Symbol: JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.990 96,418.90 -2,605.93 LT
Total reinvested 562.351 10.125 5,694.25 9.990 5,617.89 -76.36
(Al: 35,352 Current yield: 5.25%
Security total 10,213.893 10.253 99,024.83 104,719.08 1021036.79 -2,682.29 3,011.96
PRUDENTIAL ABSOLUTE
RETURN BOND FUND 2
Symbol: PAD2X
Trade date: Jan 29. 13 7,400.957 10.046 74,351.21 74,351.21 9.730 72,011.30 -2339.91 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.730 21,502.31 -153.80 LT
Total reinvested 367.195 9.835 3,611.67 9.730 3.572.81 -38.86
(Al: 12,914 Current yield: 3.00%
Security total 9,978.050 9.564 96,007.32 99,618.99 97,086.42 -2,53157 1,079.10
RBC BWEBAY ABSOLUTE
RETURN RJNOCLASS I
Symbol: RBARx
Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.180 131,442.11 202.41 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.180 19,158.64 38.51 LT
(Al: 11,346 Current yield: 0.89%
Sect-411y total 14,793.787 10.164 150359.83 150359.83 150,600.75 240.92 240.92
continued next page
SDNY GM 00021167
CNP70003005774293 NP7000191488 00003 0415 030575001 000000 Page 7 of 10
CONFIDENTIAL
EFTA 00131787
EFTA01273994

*UBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your lisandal Advisor:
Friendly account name: SCOTT STACK MAINILYLE CASRIEL
April 2015 Account number:
Your assets . Fixed income .
Mutual funds (Continued)
Purchase pied
NurrOet Amur price Client Cost Price per shot value on unrealized gag investment Halting
of shares per shwa (S) investment CU Oasis (1) cn Apr 30(f` Apr 30 rt) gain or loss (5) return (I) period
Total $961,628.49 5989,53121 5972,245.23 -517.286.55 110,616.74
Total estimated annual income: 126.063
Your total assets
Percentage at Cost Estimated UnceoliZed
Value on Apr 30 (5) your account basis CP annual income If/ On or loss (5)
Cash Cash and money balances 3,053.97 031% 3,053.97
Fixed income Mutual funds 972245.23 99.69% 989.531.81 26.063.00 -17296.55
Total 9975,299.20 100.00% $992,585.78 326,063.00 -S17,286.55
Account activity this month
Date Adhsty Descrotion Amoco ID
Dividend and interestincome
Taxable dividends Apr I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 03/31/15 272.25
Apr I Cividend BLACKROCK STRATEGIC INCOME I AS OF 03131115 265.92
Apr I Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 033 V 15 182.64
Apr I Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 03/3I/ IS 332.08
Apr I Cividend PRUDENTIAL ABSOLUTE RETURN 80ht, RIND Z AS OF 0231/15 183.16
Apr I Cividend HS8C TOTAL RETURN FUND CLASS I 28.90
Apr 29 Dvidend MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS S 738.84
Apr 29 Cividend /PMORGAN UNCONSTRAINED LEST FUND CLASS SELECT 1,687.58
Total taxable dividends $3.691.37
Total dividend and interest income $3.691.37
Dale Actinty Descrolion arrtoost (5)
Fees Apr 23 Fee Charged QUARTERLY FEE -1,214.29
Total professional management fees 41.214.29
CNP70009005774294 NP7000191488 00003 0415 03057%04 03%91/47_GM_00021ggille S 01 10
CONFIDENTIAL
EFTA_00B1799
EFTA01273995

(SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK LIAN LY LE CASRIEL
April 2015 Account number.
Account activity this month
(contrived)
Investment teinsections
For ROM Infornalon stoat tne priceivalue shown for restricted securities, see unoorraor Aformaiort *bout
your troreroera at the end of this docunem
Pit:Ceti:A man Funds
investment 'Atheneum fa Accrued
DAY Acting Desciption Ouamity vim CS) Pike CS) transactions CS) investments bought (9 interest CS)
Apr 1 Reimestment EATON VANCE FLOATING RATE FUND I 30.284 -272.25
DIVIDEND REINVESTED AT 699 NAV ON
03/ 31/t5ASOF 0301115
eiACKRCCK
Apr 1 Reinvestment STRATEGIC NCOME I DIVDEND 26.020 -265.92
REINVESTED AT 10.22 NAV ON 03131/15 AS OF
03/31/15
Apr 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.543 -182.64
DIVIDEND REINVESTED AT 11.04 NAV ON
03/31/15 AS OF 03/31115
Apr 1 Reinvestment GOODMAN SACHS STRATEGIC INCOME CL I 33.010 -332.C8
CNIDEND REINVESTED AT 10.06 NAV ON
03/31/15 ASOE 03(31/15
Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 18.824 •183.16
DIVIDEND REINVESTED AT 9.73 NAV ON
03731/15 AS OF 03/31115
Apr 29 Reinvestment JP MORGAN STRATEGIC INCOME 62.827 -738.84
OPPORTUNITIES FUN) CLASS S DWIDEND
REINVESTED AT 11.76 NAV ON 04128115
Apr 29 Reinvestment IPMORGAN UNCONSTRANED DEBT FUND 168.758 •1,687.58
CLASS SELECT DIVIDEND REINVESTED AT 10.00
NAV ON 04128015
Total -$3,662.47
Date Activity Cescnphon Amount 0)
Money balance activities Mar 31 latent* forward $4,239.36
Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90
Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Oa 23115 -1214.29
Apr 30 Closing UBS Bank USA Deposit Account S3,053.07
The UBS Bank USA Creant AecOunt Is your primary sweep CIDICA
SONY GM 00021169
CNP7OOO3OO5774295 Nur/00019mM 00003 0415 030575004 000000 Page l of Kt
CONFIDENTIAL
EFTA_00131789
EFTA01273996

*UBS
Yournotes
.^b.
CONFIDENTIAL
EFT,00131790
EFTA01273997

Important information about your statement
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SDNY_GM_00021171
CONFIDENTIAL
EFTA_00 1 3 179 1
EFTA01273998

Important information about your statement (CodribnUed)
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SDNY_GM_00021172
CONFIDENTIAL
EFTA 0013179?
EFTA01273999

SUBS U05 Fewncial Santo's Inc. UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 May 2015
CNP70056715990515 Y1 0
HI AN MAX LL
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACK MANLYLE CASRIEL
Phone
Value of your account
CQuaell, s,,tiJorn s about your statement?
ilfkarCie' AdvicOr Or tl e
RMA ReSOurreLine at a)O-RMA-1000, on April 30 (S) on May 29 (S)
account
Your assets 975,299.20 976,405.13
VMtour webdte: Your liabilities 0.00 0.00
www.ubstornifinancialservices
Value of your account $975299.20 $976,405.13
Source of your account growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 S967:050.04
S Thousands
967.1 975.3 976.4 Net deposits and
withdrawn -32,405.54
Your Wastment return:
DWI:lendaryl
interest income $9,75420
Change in
menet value 32.007 43
Value of your amount
on May29. 2015 $976405.13
Pee 2014 Apr2015 May 2015
SDNY GM 00021173
Member WC 0010001005671599NPX/C019153900003 (515 030575051 0000t0 Page 1 of 10
CONFIDENTIAL
EFTA 00131793
EFTA01274000

SUBS
UBS Strategic Advisor Account name: ,fiftOitir ' Your K nand) Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 29 a) your account
• Cash and money balances may include
A Cash and money balances 3,082.87 0.32% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.O0% account balances. VIIS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0.00% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 973,322.26 99.68% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $976,405.13 100.00%
D
Value of your account $976,405.13
Eye on the markets
Percentage change
Index May 2015 Year to date
S&P 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 8.93%
BarclaysCapital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
CNP70003005671600NP7000191539oom 0515 030575004 02MYGM00021,Kle 2 of 10
CONFIDENTIAL
EFTA_00131794
EFTA01274001

SUBS U BS Strategic Advisor Account name: Your rinandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2015 Account number.
Change in the value of your account Summary of gains and losses
takes reported below exclude products for which gam and losses are not classified.
May 2015 (S) Year to date (I)
Realized gains and losses Unrealized
Opening account value $975,299.20 $967,050.04
May 2015 ($) Year to date ($) gains and losses ($)
Withdrawals and fees,
including investments transferred Short term 0.00 0.00 -2,414.53
cut 0.00 -2,406.54
Long term 0.00 0.00 -15,682.23
Dividend and interest income 1,916.14 9,754.20
Total $0.00 $0.00 -$18,096.76
Change in market value -810.21 2,007.43
Cash activity summary
Closing account value $976,405.13 $976,405.13
Dividend and interest income earned See Account activity the month for details. Wane, in your Sweep Options are inaucteclin the abetting and
dosing balances eau'. FDIC insurance applies only to deposits at uBS Bank USA, not to deposits at uBS AG,
Stamford Branch or bank deposits placedthrough the UBS Intetnaiond Depart Account peocyam SIPC
protection applies to money market sweep fund headings but not bank deposits. Se* IMpOrbin iniarmation
For purposes of this statement tasatilty of Interest and &Idend Income has been determined from a US about your statement on the last two paces of this document for (*IA.
tC reporting FenPechre. Based upon the residence of the account holder. account type, or product type.
some I Wren andoe dviden0 Pbenents may not be subject to United States (US) ardor Puerto Rico (PR) May 2015 (1) Year to date (5)
Income tares. The client monthly statenvnt is nee Intended to be used and carrot be reed upon for tar Opening balances $3,053.97 $5,184.25
purposes. Clients should refer to the applictie tax reporting toms they Keel* from UBS annualy. itch as
the FOrMS 1099 and the Fairs 480. (or tar reporting intormaboo It Is the prance or U85 to Me the Addkions
Wire* lac reporting forms with the US Internet Revenue Service and PR Treasury Depanrrent. and in
such tarns accurately clarify (Manch andier Interest attar exempt or tenable encore. Pleat consult your Dividend and interest income 1,916.14 9,754.20
indeiclual tar prepare,.
Total additions $1,916.14 $9,754.20
May 201 5(5) Year to date (3)
Subtractions
Taxable dividends 1,916.14 8,349.26
Professional management fees and
Taxable interest 0.00 0.48 related services 0.00 -2,406.54
Total current year $1,916.14 $8,349.74 Funds withdrawn for investments
bought -1,887.24 -9,449.04
Prior year adjustment 0.00 1,404.46
Total subtractions -$1,887.24 -$11,855.58
Total dividend & interest $1,916.14 $9,754.20
Net cash flow $28.90 -$2,101.38
Closing balances $3,082.87 $3,082.87
SONY GM 00021175
CH878003005671601 NP7003191539 00033 0515 030575004 000000 Page 3 of to
CONFIDENTIAL
EFTA_00131795
EFTA01274002

UBS UBS Strategic Advisor Account name: Your Iluendel Advisor.
Friendly account name: SCOTT STACKMANLYLE CASFOEL
May 2015 Account number:
UBS Bank USA Deposit Account APY
Interest period Apr 8 - May 6
Opening UBS Bank USA Deposit balance Apr 8 $4,268.26
Closing UBS Bank USA Deposit balance May 6 $3,082.87
Number of days in interest period 29
Average daily balance $3,685.04
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for thisacme-it If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
friancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
investment eligibtSty consderation • None selected
Your account instructions
e Your account cost basis default closing method is FIFO, First In, First Out
CNP700C000567I 602 NP7000I 91539 00003 0615 030575004 0114MY_GM_00021,4114 4 O1 10
CONFIDENTIAL
EFTA_0013 1796
EFTA01274003

T m UB a S y S trategic Advisor Account name: GHI5LAINE MAXWELL Your PI nandal Advisor:
Friendly account name: SCOTT STACKMANIYLE CASRiEL
2015 Account number.
Your assets
Some pnces, income and current vdues Owen May be apprOxiMene. Asa reSIA. gam NidlOsses May not
Pe accurately reflected. See enportant intormatton about your statement a the end of ths acumen' for
more Information.
Cash
Cash and money balances
Cash and money balances mat include avaldole cash balances, UBS Bar* USA cOrrat account balances,
UBS AG Stallard Branch ',coat account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account Meats are insured by the FOC vAl hn applicable limits, but are not
protected by SteC UBS AG Stanford Brant h deposit account bsances an not insured by FDIC and are not
protected by SiFC Money market sweep balances are prole<ted by WC but are not insured bi the FDIC.
See the important information about your statement at the end of this cbctrrent for detaih about those
balances.
Operetta bdance Cloung Wine Price per :nee Axsage Dun:fend leanest Dap en
Hddng on Marl (S) on Mal 29 (S) on May 29 (1) ate period period Cep anoual (S)
UBS BANK USA CEP ACCT 3,053.97 3,082.87 250.000 00
Fixed income
Mutual funds
Total reinvested n the told ct a reinvested din:lends 11 does not include any cash dal:ends. It is not a Unleaded ftedgam or loss is the dfference between the current vane and the con basis and world
la lot for the purposes of determinng haling periods or cost Was. The shares you receive each here you generaly be your taxable tarn a loss if the security was sold on Ins date. The unrealized (tax) gin a loss may
refinest d gdends become a separate tax lot. need to be adusted for return of carttal payments in Older to Oman ne the realized gin or kiss for tax
reporting purposes
Cost bases is the told purchase cost of the security. indudng renvesteddvdends The cost basis may
reed to te a:lustedfoe return d caotal payments in cider to deteunne the a:lustedcost bags for tax investment return is the current vdue mmus the amount you invested a dais na Include shares that are not
repatIn9 proposes. reflected of your statement, inducing shares than hait been redder:las either a gam or alas Il Me does no
include cash dgdends that were not reinvested
PurchaSe DM&
mintier Average pat Client COSI Price Der share Value on Unredi2ednaN initsiment Hada)
Helping of shorty per shale (I) investment (S) basis TS) on May 29(1) May 29 (S) 93in or loss (Si returns) period
BtACKROCK STRATEGIC
INCOME I
Symbol EGO(
Trade date. Sep 26, 14 15,825.243 10299 163,000.00 163,00000 10.160 160,784.47 .2,215.53 ST
Total reinvested 476.988 10.158 4.849 63 10.160 4,846.20 0.57
(AC 43.782 Crawl yield' 2 28%
Sectsity total 16,302.231 10296 163,000.00 167,845.63 165,630.66 -2,214.96 2.63067
continued next page
SONY GM 00021177
C ele7C006005671603 NP7003191539 00033 0515 030575001 000000 Page S of 10
CONFIDENTIAL
EFTA_00131797
EFTA01274004

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandal Advisor:
friendly account name: SCOTT STACK MANLYLE CASRIEL
may 2015
Account number.
Your assets . Fixed income . Mutual funds (continued)
Purchase
Numb,. Avetaw vice Client Cost PAM per share Value on Unreallied Odd Investment Hddng
Meng of shams per sham (5) invettmmt (t) bask (1) on Meg 79(1) My 29 (S) criln cams (S) plum (1) period
DOUBLE UNE TOTAL RETURN
FUND INSTI.
Symbol. DBLTX
Trade date: /an 29, 13 4.490.660 11.379 51.103.71 51,103.71 10.980 49,307.45 -1,79626 LT
Total reinvested 260.699 10.931 2,862.98 10.980 2,862.48 -030
EAI: 32,280 Current yield: 4.37%
Security total 4,751.359 11.358 51,103.71 53,966.69 52,169.92 -1,79636 1,066.22
EATON VANCE FLOATING
RATE FUND I
Symbol. OBtX
Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.000 49,175.49 -98331 LT
Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 9.000 24,549.18 -57182 LT
Total reinvested 396.398 9.050 3,587.72 9.000 3,567.58 -20.14
EAI: $2,997 Current yield: 3.88%
Security total 8,588.028 9.184 75281.00 78,86812 77292.25 •1,576,47 2,011.25
GOLDMAN SACHS STRATEGIC
INCOME CL I
Symbol: GSZ1X
Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.130 47,932.22 -1.60838 LT
Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.130 18,993.51 -637.49 LT
Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.130 20,956.62 -703.38 LT
Trade date: kin 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.130 48,524.41 -2,634.59 LT
Total reinvested 526.600 10.393 5,473.25 10.130 5,334.46 •13839
EAI: $3,820 Current yield: 2.70%
Security total 13,992.223 10.539 141,991.00 147,464.25 141,741.21 -5,723.03 -249.78
HSBC TOTAL RETURN
RIND CLASS!
Symbol: MINX
Trade date: /an 29, 13 4,824.198 10290 49,641.00 49,641.00 10.490 50,605.84 964.84 LT
Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.490 10,027.06 497.06 LT
EAI: $1,173 Current yield: 1.93(Ye
continued next page
CNP700C0005671604 NP7000191539 00003 0515 030575001 000111Y_GM_000211Pir 6 of 10
CONFIDENTIAL
EFTA_00131798
EFTA01274005

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
May 2015 Account number.
assets a Fixed income a
Your Mutual funds korionued1
Purchase pi.W
Nurrber Average price Client Cost Pnce per share value on Unrealizedas.) investmeet Holdng
Hddng of shares per share (I) investment (5) basis 0) co May 29(1) Ms/ 29 (s) panorloss return CP period
Security total 5,780.066 10.237 59,171.00 59,171.00 60,632.89 1,461.90 1,461.90
JP MORGAN STRATEGIC
INCOME OPPORTUNITIES
FUND CLASS
Symbol: JSOSX
Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.750 123,586.20 -2,103.60 LT
Total reinvested 278.407 11.811 3288.40 11.750 3271.28 -17.12
EAI: 42,623 Current yield: 2.07%
Security total 10,796.382 11.946 125,689.80 128,97820 126,857.48 -2,12032 1,167.68
JPMORGAN UNCONSTRAINED
CEBT FUND CLASS SELECT
Symbol: JSISX
Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.950 96,032.83 -2,992.00 LT
Total reinvested 586.938 10.119 5,939.38 9.950 5,840.03 -99.35
EAI: 15,426 Cured yield: 5.33%
Security total 10238.480 10.252 99,024.83 104,96421 101,872.87 -3,091.35 2,848.03
PRUDENTIAL ABSOLUTE
RETURN BOND FUND Z
Symbol: PADZX
Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.700 71,789.28 -2,561.93 LT
Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.700 21,436.01 -220.10 LT
Total reinvested 385.852 9.830 3,793.20 9.700 3,742.76 -5044
(Al: 12,799 Current yield: 2.89%
Security total 9,996.707 9.983 96,007.32 99,800.52 96,968.05 -2,83147 960.73
R8C BWEBAY ABSOLUTE
RETURN FUNDCLASS I
Symbol: RBARx
Trade date: Jan 29, 13 12,911.799 10.164 131,239.70 131239.70 10.150 131,054.75 -184.95 LT
Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.150 19,102.18 -17.95 LT
(Al: 11,228 Current yield: 0.82%
Security total 14,793.787 10.164 150359.83 150,359.83 150,156.93 -202.90 -202.90
continued next page
SDNY GM 00021179
CNP20009305671605NP700019153900033 MIS 030575004 coc0c0 Page 7 of 10
CONFIDENTIAL
EFTA 00131799
EFTA01274006

*UBS UBS Strategic Advisor Account flan*: GHISLAINE MAXWELL Your 'gonadal Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
May 2015
Account number:
Your assets Fixed income . Mutual funds (continued)
Purchase once'
Hunter Average price Client Cost Price per share value on UnredIred0ae Imestmed Hddrg
Hddny of shares pet share (I) investment (I) Omit (1) on May 20 (I) May 29 11) coin or loss CP return (I) period
Total 5961.628.49 5991,419.05 5973,322.26 -518,096.76 $11.693.77
Total estimated annual income- 526.128
Your total assets
Percentage of Cost Estimated Urredized
Value on May 29 0/ your account oasis (1) annual morn (St con ot loss OS
Cash Cash and money balances 3,082.87 0.32% 3,082.87
Axed income Mutual funds 973,322.26 99.68% 991.419.05 26,128.00 -18,096.76
Total *976,405.13 100.00% 5994,501.92 $26,128.00 -518,096.76
Account activity this month
Date Mikity Descnolion AMOtett (I)
Dividend and interest income
Taxable dividends May I Dvidend EATON VANCE FLOAT** RATE FUND I AS OF 0430/15 259.26
May I Cividend BLACKROCK STRATEGIC INCOME I AS OF 04130f15 339.06
May 1 Cividend DOUBLE UNE TOTAL RETURN RJND INSTL AS OF 04/30115 176.25
Mays Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 04/30/IS 384.43
May 1 Cividend PRUDENTIAL ABSOLUTE RETURN 80ND Ft.lNDZ AS OF 0413(715 181.53
May 1 Cividend HSEIC TOTAL RETURN FUND CLASS I 28.90
May 28 Dvidend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 301.58
May 28 Dvidend PMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 245.13
Total taxable dividends $1,916.14
Total dividend and interest income $1.916.14
CNP700C0005671606 HP700019I 539 00003 0515 030575004 ootinkcom_000tifler 8 of 10
CONFIDENTIAL
EFTA_0013 1800
EFTA01274007

SUBS UBS Strategic Advisor Account name: GHlaartelE MAXWELL Your Financial Advisor:
Friendly account name: SCOTT STACNMANLYLE CA5RJEL
May 2015 Account number.
Account activity this month
(continued)
Investment transactions
For mare Information about the price/valve shown for restricted securities, see rmoorronz Informaion about
you: frozenly): at the end of aid Oxurrent
Proceeds Iran Funds
investment withdrawn la Mooed
Dario ACtialy Oesciption Ouamity Yaks (5) Nice (I) rratmatriont (s) ,norstrnents besellr (5) inierost (S)
May I Remvestment EATON VANCE FLOATING RATE FUND I 28.711 -259.26
DIVIDEND REINVESTED AT 9 03 NAV ON
04/3015 AS OF 04/30115
May 1 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 33274 -339.06
REINVESTED AT 10.19 NAV ON 04(30115 AS OF
04/30(15
May I Reanestmeot DOUBLE LINE TOTAL RETURN FUND INSTIL 16.023 -176.25
DVIDEND REINVESTED AT 11.00 NAV ON
04/ 3015 AS OF concv IS
May 1 Reinvestment GOLDMAN SAC EIS STRATEGIC INCOME CL I 38.176 -384.43
DIVIDEND REINVESTED AT 10.07 NAV ON
04/ 3O 15 AS OF 04130115
May 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 18.657 -181 53
DIVIDEND REINVESTED AT 9.73 NAV ON
04/ 3scr Is AS OF 0430/15
May 28 Rem vestment 1P tviORG AN STRATEGIC INCOME 25.666 -301.58
OPPORTUNITIES FUND CLASS S DIVIDEND
REINVESTED AT 11.75 NAV ON 0927115
May 28 Reinvestment 1PMORGAN UNCONSTRANED DEBT FUND 24.587 -245.13
CLASS SELECT DvIDEND REINVESTED AT 9.97
NAV ON 05127/15
Total -$1,187.24
Otte Activity Deltripaal arnaunt (I)
Money balance activities Apr 30 Balance forward $3,053.97
May 4 Deposit UBS BANI: USA DEPOSIT ACCOUNT 28.90
May 29 Closing UBS Bank USA Deposit Account $3,082.87
The UBS Sam USA tirep39t a«Olint Is your primary sweep Won
SDNY GM 00021181
HP70303305671607 NP700315153900033 0515 030575004 000000 Page 9 of IO
CONFIDENTIAL
EFTA_00 1 3 180 1
EFTA01274008

*UBS
Your notes
cu,,. ...”..”0.9,39.00.5,5.0,,,. .4419,GP,0002.4 ... . '0
End of statement ..... num.'
CONFIDENTIAL
EFT,00B1802
EFTA01274009

Important information about your statement
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etc) nn peeping sour to non theerr is toted by Ws For rot :twain pine .,,it mew Odic 90w Mbyte at cimw Sac WI loan. can knt short account balances
C m h • W la e e c l a e f W p e m d u l t b b e r o m n b t a a a h r s u y c n e t e e n o t r l r * e e e u i a p c s r e a n n r o ; t o r M c C l W t t l g o o o o o n n s m t e t a n e a w y h w n o d R a u a i P n r n t S t w h y r r i r a l o a a o t e l p h r t d n d a e o r e o l e t a n c * 0 F n e m n : S d e e A , c r d l n a e a e c s l d m m t w e o i ( n n e S a r e P l s C e a A a y c a l r ) e e t t e o s t s d r r . a r t r o i n n e n t U p w e s s o c r e w n t u h o n t m n n l d e 9 , e e a n r / s 0 n o t h d b e O C d w D F t T t h h e h e p i a e e n p r p n o r n o o b o i e s s u o a s o s e g L i i e n r s d t n h O s e a n B t c a t h O o n o h c K a w e e o t t U h i u r D t t e t n n h h e I . A t f s n e / s A e . t m u e h x t s G m r h e e v n e 1 e d H e W e . t s 6 g b t a l $ e a h S n t y e e e A o a t A r h t . t G l n i h G h l t e n o t e N o F 5 C r o W B D t e o f C s a w b C o t s r a h a o I Y a l n e n i t e i o n h n t C t r r a i k r i a a B l m n o ' n y B S n d n i w r o l n a a o t f c h a e a c i 1 a m h e m r I 8 w d e d a 5 ' a s e w t n A b e b e y d e t 6 n o 1 s p t M 1 a o h e a t S o s e r n a t . m a w l o F d e t I G y i a X t y y a C a c D t n r h c a r e a i a e t d e v u n s t h p i a a b a d n w l l e n e l e e e i n r l v a t l d t i b a i t r o P e e t e u t e a t d d l o i e n p e t c v n p e r t * e a o o w t d y s s o o w e e e n i u d l a 0 r e e 1 t h n n 1 h a i a P t a e y n . u n P o p p U r n b u e e o y a t t n g w l i t r a t h A a M l a : e m t h d r I e s i t e a O s o e u n s F s e P r Y I a t P c m o o e * o ) u i n t l i s m n , o b n % d l a e d e y e s h r d ° o i e b h e e f r a t a o h n n m d i t n h t t h h e e e s S • a c h t b N h r w u n u o e e e C n s n r n t / e e . a t n c o a t w o s k o o n t i : r e t r e t I b r l . d w e i r d B p n * o p s o c r n i f u l a d n b r t o n n p o e E 1 i c m t o d t y h . h M n a 8 e e t o d k s 5 e y t o e e e a h e B o p r g s t e d o a s e a r a v s i e d b s t w t e a d e l t U e b i u m y h T t e S n a e O a c b A t d t n o M e a s d u d o c e n o r s e s p f a e t a e s h o n y o a o l s i d f s o i n f t t l d t n e h b o h e s e o e y a b r F n t e n m n e e a 6 a a d e r l e a I w e t , s n n m h o m a c n l s o l 5 l l i 1 a o u o d 8 t n b t u e 5 h t t d s p e l e A e e a e s i m G r n r a c e i e o r a n k y a d n b i e u l e n a d l s
• S l d el a t t r i h a i m l e n g h s e m r o e n l n w e n i ) t t n n * o n n t y t h e I e C k a th S t a e o F v a i n t a n I n n o t t n e t o t l a h S s e e n o o to i n a n p a t r e e e k h n 1 b c 8 r e o 5 t W k h n e e e r a I b J t n y a a n w l o e f d th e D p Se r e e e p e o 1 n s . i 6 e ts d 5 a n by L o S C i P s C B e a S M t e e U r x S se e A y s a F A u d c n c d e o a s u c h n h t i e U In s P t S a e t A c G h p o a Il i f w r r i b c e e h d lo a w b p y r S n P i C a O ~ e n n w t a l i y c tl i c e t t e d o p t l t o e a a n th u o n e n i r F o t t s i u a I n n n o w t d n k b e e e a u t h t e h e a n e l d " r r t h s i w n e e t e h b p e y a d a a n , a r * e n e M g o l is i i e t s n e n t t r s e d d , I p m n y a a o a t n u r t n o a e y r n e f a o c r e d F A L i a o C d n a d o d u c e r n u t r g a i t e A i i n t n g f f e M o e n r t m e T a n e a t n o n ti e l o r : a n o a i n d t o C I n n h t i h G a e e R n O r er e M a s l n T i o e a t t n * 4 s . 5 A a 2 d F re r C W tc o o n o n d e l e i m a o n n r d s
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SDNY_G M_0002 1 1 83
CONFIDENTIAL
EFTA 00131803
EFTA01274010

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SDNY_GM_00021184
CONFIDENTIAL
EFTA 00131804
EFTA01274011

UBS F4144168I Services inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th floor
New York NY 10171.0002 June 2015
CNr10065663230615 X12356 Y1 0
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASICEL
Phone
Questions about your statement? Value of your account
call your Finarcra Advisor or the
RMA ReSOurCeline at 800-R MA-1000, On May 29 (5) On June 30 (5)
account
Your assets 976,405.13 970,395. 38
Visit our website: Your liabilities 0.00 0.00
www.ubs.comifinanciaterinceS
Value of your account S976,405.13 $970,395.38
Sou roes of your account growth
Tracking the value of your account dariag 2015
Value of your account
at year end 2014 S967.050.04
S Thousands
967.1 976.4 97i).4 Net deposits and
withdraw's -52,40584
Your tiveStrleilt return
Dividend and
interest income $11,823.02
Chance in
market value -36.071.14
Value of your extant
on 30, 2015 5970395313
Dec 2014 May 2015 bin 2015
SDNY GM 00021185
Member SIM CNP70003006556323 NP7000304210 00003 0615 0305750d 111011 Page 1 of 10
CONFIDENTIAL
EFTA_00 I 31805
EFTA01274012

UBS UBS Strategic Advisor Account name: Your lq nodal Advisor.
Friendly account name: SCOTT STACK MAtakYLE CASRIEL
lune 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30 a) your account
, Cash and money balances may ',dude
A Cash and rrxmey balances 3,111.77 032% Your current asset allocation
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.C0 0 00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 967,283.61 99 68% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.C0 000%
G Other 0.00 000%
Total assets 5970,395.38 100.00%
D
Value of your account $970,395.38
Eye on the markets
Percentage change
Index Lune 2015 Year to date
S&P 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10%
Interest rates on June 30, 2015
3-month Treasury bills 0 02%
One-month LIBOR: 0.19%
CNP 7000006566324 NP70C03042 la 00003 0615 030579004 II SlablYGM00021%. 2 of to
CONFIDENTIAL
EFTA_00131806
EFTA01274013

$ur ) s , UBS Strategic Advisor Account name: Your Pl amide! Adelson
friendly account name: SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
values reported telove exclude products for which gam and losses are not classified
June2015(3) Year to date (0
Realized gains and losses Unrealized
Opening account value $976A05.13 $967,050.04
lune 2015 ($) Year to date (I) gains and losses (S)
Withcfrawals and fees,
including investments transferred Short term 0.00 0.00 -3,853.76
cut 0 00 -2,406.54 Long term 0.00 0.00 -22,321 59
Dividend aid interest income 2,068 82 11,823.02
Total $0.00 $0.00 -$26,175.35
Change in market value -8,07837 -6,071.14
Closing account value $970,395.38 5970,395.38 Cash activity summary
See Account activity the month for dela Is Balances in your Sweep Options are induCeclin the cpenng and
Dividend and interest income earned
closing balances value. FDIC insurance aches only to deposits Mat USS Bank USA, not to deposits at UBS AG,
Siaraced Tench or bank deposits paced thtougn the UBS Intemaiond Deposit Account program SIPC
protection applies to minty market sweep fad holdings but nal bank deposits Seeimportant inSormarion
For outposts of thls statement, texabilty of inkiest and caidend Income ha been determined Iron a US about your stetemenr on the last two pages Ci this document for (*leis
s ta o r m r e e i p n o te rt r i e n s g t p e e n rs d p e e r c t d iv v e id . e Ba n r d be p d a u y p m o e n n t t s h e m r e e ) s i n d o en t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d l d s e ta r, g a s c ( c U ou A n t a t r y d p o e r , o P r u p e r r o to d u P c tc t 0 ty ( p P e R , ) June 2015 (S) year to date (S)
income fats The (tent months) statement is not intended to be used and cannot be read upon for tat Opening balances $3,082.87 $5,184.25
purposes. Clients should refer to the arpladde lax reporting forms they receive horn IBS annualy, such as
the FOrtnS 1039 and the PUMS 480, fa Ides iettoitat9 information. It is the Wake of UPS to file the Addkiorrs
appirtatle la reporting forms vAth the US Inland Revenue SeMce and PR Treasury Depaterent and in
such forma accurately clarify cludends ardor interest as lac exempt or taxable situ me. Pleat consult your Dividend and interest income 2,068 82 11,823 02
indstdual tax octant
Total additions $2,068.82 $11,823.02
June 2015(51 rear to date (S)
Subtractions
Taxable dividends 2,068.82 10,418.08
Professional management fees and
Taxable interest 0.00 0.48 related services 0.00 -2,406.54
Total current year $2,068.82 $10,418.56 Funds withdrawn for investments
bought -2,03992 -11,488.96
Prior year adjustment 0.00 1,404.46
Total subtractions 42,039.92 -$13,895.50
Total dividend & interest $2,068.82 $11,823.02
Net cash flow $28.90 -$2,072.48
Closing balances $3,111.77 $3,111.77
SDNY GM 00021187
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