EFTA01273644.pdf

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2015
CNP7005725249 tar 5 Y1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLAINE MAXVVEll.
Friendly account name: Incliv
Account number: SEM
Your Financial Advisor:
Questions about your statement? Value of your account
on September 30 (1) on October 30 (1)
YOur assets 1,332,724.47 I ,413,893.34
Visit our website: Your liabilities 0.00 0.00
Value of your account 51,332,724.47 31,413,893.34
Sources of your account growth
Tracking the value of your account during 2015
VA* of your account
at year end 2014 41,721,172.36
S Thousands
Net deposits and
1.7212
v4thdrarials 43C6,227.75
Oillanimmomw 13•32 .7 1,4139 Your VIVeSbleilI return.
•
Dbidend and
interest income $36,091.40
Change in
market value .137,1 42 67
Value of your account
on Oct 30, 2015 S1.413.893.34
Dec 2014 549 2019 0(1 2019
SDNY GM 00020817
Member SIPC CNP70o0300572S2a9NP7000189496 00002 1015 030575004 Y123503550000000 Page 1 of 14
CONFIDENTIAL
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EFTA01273644

SUBS
UBS Strategic Advisor Account name: GHI$LAINE MArAh ELL Your K Randal Advisor.
Friendly account name:Indiy SCOTT STACK MANLYLE CASRIEL
October2015 Account number: YI 2
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 ($) your XCOIllf
• Cash and money balances may include
A Cash and money balances 392,086.32 27.73% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
C Equities 1,021,807.02 72.27% mutual fund sweep balances See the It:venom
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,413,893.34 100.00%
Value of your account 51.413,893.34
Eye on the markets
Percentage change
Index October2015 Year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia 8, Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
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CONFIDENTIAL
EFTA_00131438
EFTA01273645

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
* friendly account no/nes8)day SCOTT STACKMANLYLE CASRIEL
Account number. Y1 2 212-821-70001800-308-3140
Change in the value of your account Summary of gains and losses
Yarns reported belt et exclude products for which guns and iosses are not classified
October 2015(5' Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,332,724.47 $1,721,172.36
October 2015 (S) Year to date (S) gains and lasses (S)
Deposits, including investments
transferred in 0.00 2,200.00 Short term 2,544.95 2,544.95 -8,044.62
Withdrawals and fees, Long term 122,799 91 146,791.68 168,252 86
including investments transferred Total $125,344.86 $149,336.63 $160,208.24
cut -8,812.70 -308,427.75
Dividend and interest income 1,612.88 36,091.40 Cash activity summary
Change in market value 88,368.69 -37,142.67
See Account activity the month for decals Balances in your SweepOakcm are indudedin the cpenng and
Closing account value $1,413,893.34 $1,413,893.34 closing balances yelue. FDIC insurance accires only to deposits a UBS Bank USA, not to deposits at LOS AG,
Slarnord Branch or bank deposits placed throush the UBS Interne and Deposit Account program. SIPC
protection applies to morwy market sweep fiord holdings but not bark deposits. Seermeorunr inearmation
Dividend and interest income earned *kit your statement on the last two pages cilhis 00(urnell for &lab
October 2015 (1) Year to date (S)
rot cutpos.” of m,s statement, fait ity of 'Metes] ar.1 clwder10 income has been determined from a US Opening balances $7,126.05 $6,517.57
tar repotting perspective. eased upon the residence of the account bottles, account type, or proiset twat,
some interest ardor dvidend payments mat not be subject to United Stites (UA ardor Puerto Rico (PR) Addkions
Income !ado The dent month,/ statement is not intended lo be used and ranted be weed upon for tat
purposes. Clients should refer to the appetite tat reporting forms they recent from UBS annualy, such as Deposits and other funds credited 0 00 2,200.00
the fOrriS 1099 and the FOTO 480. for lac re13011.9 intorrnaliOn 11 is the ',lattice of U85 to file the
zuplicatle tax reponing forms with the US intern4 Revenue Semite and PR Treasury Department, and in Divdend and interest income 1,612.88 36,091.40
such forms accurately cisafy tindenct ardor Interest as Is. exempt or taxable income. neat consult your
indvdikal ray preparer Proceeds from investment transactions 400,702.62 748,645.65
October 2015 en Year to date (5) Total additions 5402.315.50 5786,937.05
Taxable dividends 1,612 88 36,086 55 Subtractions
Professional management fees and
Taxable interest 0.00 4,69
related services -1,686.65 -8,082.81
Total current year $1,612.88 $36,091.24
Other funds debited -7,126.05 -300,344.94
Prior year adjustment 0.00 0.16
Funds withdrawn for investments
Total dividend & interest $1,612.88 $36,091.40 bought -8,542.53 -92,940.55
Total subtractions -$17,355.23 -$401,368.30
Net cash flow $384,960.27 $385,568.75
Closing balances 5392,086.32 5392,086.32
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CONFIDENTIAL
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SUBS
UBS Strategic Advisor Account name: --II - Your financial Advisor.
Friendly account name: it SCOTT STACK MANLYLE CASRIEL
October zots
Account number: 212-821.7030/800 308 3140
Loan summary
Year to date loan interest $28.14
UBS Bank USA Deposit Account APY
Interest period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 $0.00
Closing UBS Bank USA Deposit balance Oct 6 $802.22
Number of days in interest period 29
Average daily balance $2,534.88
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager You can find a fur description of the alternative
investment objectives in important informatron about your statement at the end of this
document
Your return objective:
Captal apprecebon
Your risk profile:
Primary Aggressive
Investment ell ibihty consideration - None selected
Your account instructions
a Your account cost base default closing method is FIFO, First In, First Out
CNP7C0(0305725252NP70C0189496 00002 1015030575004 " 23568550001401YGM00020titte 4 4
CONFIDENTIAL
EFTA 00131440
EFTA01273647

UBS Strategic Advisor Account name: Your Pi nandd Advisor:
UBS
friendly account name: it SCOTT STACKMANYLYLE CASRIEL
October 2015 Account number. 212-821-7000/800-308-3140
Your assets
Some pnces, income and Current Mires Shoccn may be approximate. ASS teul. gams &Id tOsses ma/ 1101
be accurately reflected. Set anportant info/06Ø about your statement a the end of this Oxurnem for
more infornmon.
Cash
Cash and money balances
Cash and moray balances may India* avalkie cash balances, UBS Sant USA decoct account balances,
UBS AG Startord Branch &boat account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vat hn applk able limits, but ale not
protected by 9PC u85 AG Stanford Branchdeposit account bzianas are not Stinted ty FDIC and ase not
protected by 9PC Money market sweep balances are protected by PPc but are not limited by the FDIC.
See the Important information about your statement x the end."( thin doctrnent for details about those
balances.
Openngbaance Cloung balaxe Pnet per Thin Avezege Dnidencl Interest Days
inddng on Ott I (D on Oct 20 (1) on Oct 30(1) rate perial period Capare:ant Cl/
RMA MONEY MKT. PORTFOLIO 0.00 142,666.32 1.00 0 01% Sep 24 to Oct 25 32
LESEANK USA DEP ACCT 7,12605 250.000.00 250.0130 00
Toed $7,126.05 5392,06632
Equities
Common stock
Purchase peke/
Trade tkierbet Average price Price per sheet Value on unrealized Holoind
addng date of shares per Shale (5) COP basis (S) on Oct 30(1) Oct 30(1) gain or lOSS (1) period
AECOM
Symbol. ACM Exchange: NYSE Jan 28, I5 500.003 26619 13,309 95 29.470 14,735 00 1A2605 ST
Jan 30, IS t00 000 25.532 2,553 24 29.470 2,947 00 393.76 ST
Security total 600.000 26.439 15,863 19 17,682 00 1,818.81
ANALOG DEVICES INC
Symbol ADI Exchange- OTC
EAI: 182 Current yield: 2.67% Apr 22, 13 51 003 42 447 2,16481 60.120 3,06612 901 31 LT
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 1141 Current yield 225% Apr 22. 13 72.003 56.870 4,09467 86.990 6263.28 2,168.61 LT
continued noxt page
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CONFIDENTIAL
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EFTA01273648

4t UBS UBS Strategic Advisor Account name: GHISLAINE AAAXWEU. Your Nnandal Advisor.
friendly account name:Indic I SCOTT STACKMAHLYLE CASRIEL
October 2015 Account number. YI 2: 212.82l-70001800.308.3140
Your assets Equities . Common stock kononued1
Purchase craw
Trade Weber Average price Price per Owe VdueOn Unrealized Pricing
Iddng date of thorn per shag (S) Cost basis (1) on 0(130(5) Oel 30($) gun or !at (S) period
BAXTER INTL INC
Symbol: BAX Exchange: NYSE
EAI: 4716 Current yield 1.23% Jul 20.12 30.000 28.496 854.88 37.390 1,121 70 266.82 LT
An 20, 12 17.000 28.455 483.75 37.390 635.63 151.88 LT
Jun 21,12 29.000 28.762 834.12 37.390 1,084.31 250.19 LT
Jun21,12 7.000 28.444 199.11 37.390 261.73 62.62 LT
Jun21,12 5.000 28.838 144.19 37.390 186.95 42.76 LT
Jun22,12 61.000 28.658 1,748.19 37.390 2,283.79 532.60 LT
Jan 23,13 768.000 36.815 28,274.47 37.390 28,715.52 441.05 LT
Apr 22, 13 355.000 38284 13,591.05 37.390 13273.45 -317.60 LT
Sep 19, 13 74.000 39.857 2,949.45 37.390 2,766.86 •182.59 LT
Sep 19, 13 6.000 39.696 238.18 37.390 224,34 -13.84 LT
Sep 19, 13 3.000 39.700 119.10 37.390 112.17 -6.93 LT
Sep 20, 13 47.000 39.758 1,86887 37.390 1,757.33 •111.34 LT
0(13,13 154.000 35.679 5,494.57 37.390 5,758.06 263.49 LT
Security total 1,556.000 36.504 56,799.73 58,178.84 1,379.11
BLACKRCCK INC
Symbol: BIS Exchange: NYSE
(Al: 43,244 Current yield: 2.48% Oct 5,12 7.000 189932 1,329.53 351.970 2,463.79 1,134.26 LT
Oct 5,12 3.000 187.820 563.46 351.970 1,055.91 492.45 LT
Oct 5, 12 2.000 186670 373.34 351.970 703.94 330.60 LT
Oct 8, 12 8.000 188.783 1,510.27 351.970 2,815.76 1,305.49 1.7
Oct 9, 12 15.000 189.186 2,837.79 351.970 5279.55 2,44136 LT
Oct 9,12 2.000 189.010 37802 351.970 703.94 325.92 LT
Oct 10, 12 3.000 187.720 563.16 351.970 1,055.91 492.75 LT
Oct 10, 12 2.000 187.670 375.34 351.970 703.94 328.60 LT
Oct 10. 12 2.000 187.995 375.99 351.970 703.94 327.95 LT
Jan 23,13 224.000 236.966 53,080.41 351.970 78,841.28 25,760.87 LT
Apr 22, 13 104.000 251.093 26,113.69 351.970 36,604.88 10,491.19 LT
Security total 372.000 235218 87,501.00 130,932.84 43,431.84
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: 42292 Current yield: 2.29% Aug 4,11 174.030 41.632 7244.05 66.350 11,544.90 4300.85 LT
continued fled page
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CONFIDENTIAL
EFTA_00 I 31442
EFTA01273649

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandd Advisor:
*UBS Friendly account name: Indiv SCOTT STACK MAMLYLE CASRIEL
Account number. Y I 2 212-821-7000/800-308-3140
Your assets Equities . common stock (continued)
Parch.* pick«
Trade Hurter Average pike Price per share urdue on Unrealized NolOng
ticking date of stares per share ($) Cost basis ($) on Oct 3001 0c130($) on ot loss (1) period
Aug 12, 11 4.000 42.450 16980 66.350 265.40 95.60 LT
Jan 23,13 910.003 54240 49358.63 66.350 60378 50 11,019.87 LT
Apr 22, 13 420.000 59.788 25,111.32 66.350 27,867.00 2,755.68 LT
Security total 1,508.000 54300 81,883.80 100,055.80 18,172.00
ECG RESOURCES INC
Symbol. EOG Exchange: NYSE
EAL 3335 Current yield 0.78% Jan 28,15 500.000 90.411 45,205.72 85.850 42,925.00 -2,280.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28,15 500.000 31 942 15,971.36 34.360 17,180.00 1208.64 sr
Jan 30,15 250.000 29.431 7,357.75 34.360 8,590.00 1232.25 ST
Oct 26, 15 250.000 34.170 8,542 53 34.360 8,590.00 47.47 ST
Security total 1,000.000 31 872 31,871.64 34360.00 2,488.36
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43.312 Current yield: 3.03% Aug 4.11 191.000 36 265 6,926 77 58.110 I 1,099.01 4,172.24 LT
Aug 12, 11 5.000 35.754 178.77 58.110 290.55 111.78 LT
Jan 23, 13 1,001.000 41387 41,428.89 58.110 58,168.11 16,739.22 LT
Apr 22, 13 464.003 50287 23,333.21 58.110 26,963.04 3,629.83 LT
Jul 17, 13 148.000 49.739 7,361.45 58.110 8,600.28 1,238.83 LT
Jun 18,13 73.000 49 836 3,638 07 58.110 4,242 03 603.96 LT
Security total 1,882.000 44.031 82,857.16 109,363.02 26,495.86
JOHNSON &JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: 13,198 Current yield: 2.97% Aug 4,11 123603 62377 7,672.38 101.030 12,426.69 4,754.31 LT
Aug 12, 11 3.000 63.730 191.19 101.030 303.09 111.90 LT
Jan 23.13 642.000 72.736 46,696 71 101.030 64,861.26 18,164.55 LT
Apr 22, 13 298.000 84.721 25,247.10 101.030 30,106.94 4,859.84 LT
Security total 1.066.003 74.866 79.807.38 107.697.98 27,890.60
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,461 Current yield: 3.03% Aug 4, 11 95.000 84.969 8,072 06 112.250 10,663.75 2,591.69 LT
Aug 12, 11 3.000 85 910 257.73 112.250 336.75 79.02 LT
continued next page
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CONFIDENTIAL
EFTA_00131443
EFTA01273650

*UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pl nrincid Advisor
Friendly account name: Indiv SCOTT STACK MANLYLE CASRIEL
October 2015 Account number. YI 2 212 821.7000/800-308 3140
Your assets . Equities . Common stock (condnved)
Purchase price/
Trade Maybe. Average price Price per share Value on Unrealized Hddng
Hefting data of shares per share (S) Con bads (1) on Od 30(1) Oct 30($) gin or loss (1) period
Nov29, 12 8.000 86.456 69185 112.250 898.00 206.35 LT
Ian 23,13 555.000 93.053 51,644.75 112.250 62298.75 10,654.00 LT
Apr 22, 13 255.000 99318 25,326.32 112.250 28,623.75 3,297.43 LT
Sep 19. 13 78.003 97.879 7,634.63 112.250 8,755.50 1,120.87 LT
Sep 19, 13 22.000 97.425 2,143.36 112.250 2,469.50 326.14 LT
Sep 19, 13 2.000 97.830 195.66 112.250 224.50 2&84 LT
Security total 1,018.000 94 269 95,966 16 114,270.50 18304.34
NEXTERA ENERGY INC COM
Symbol NEE Exchange NYSE
EAI: 1499 Current yield 3.00% Apr 22.13 162.000 79.757 12,920.65 102.660 16,630.92 3,710.27 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.02% Feb 12, 14 148.000 88.959 13,165.96 74.540 11,031.92 -2,134.04 LT
Feb 12, 14 117.000 88.989 10,411 82 74.540 8,721 18 -1,690.64 LT
Feb 12. 14 32.000 89.002 2,848.07 74.540 2,385.28 -462.79 LT
Feb 12, 14 7.000 88.857 622.00 74.540 521.78 -100.22 LT
Feb 13, 14 110.000 82.885 9,777.41 74.540 8,199.40 •1,578.01 LT
Feb 13, 14 68.000 88.708 6,032.19 74.540 5,068.72 -963.47 LT
Feb 13, 14 33.000 88369 2,916 19 74.540 2,459.82 -456.37 LT
Feb 13, 14 6.000 88.421 530.53 74.540 447.24 -83.29 LT
Feb 14, 14 334.000 92.065 30,749.82 74.540 24,896.36 -5,853.46 LT
Feb 18, 14 114.000 92.677 10,565 23 74.540 8,497.56 .2.067.67 LT
Security total 969.000 90.422 87,619.22 72229.26 -15,389.96
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 13,243 Current yield: 2.75% Aug 4, 11 115.000 63.979 7,357.65 102.190 11,751.85 4,394.20 LT
Aug 12,11 3.000 63.023 189.07 102.190 306.57 117.50 LT
May 16, 12 6.000 68.535 411.21 102.190 61314 201.93 LT
Oct 24, 12 1.000 68.690 68.69 102.190 102.19 33.50 LT
Oct 25, 12 2.000 68.810 137.62 102.190 204.38 66.76 LT
Oct 26. 12 1900 68.890 68.89 102.190 102.19 33.30 LT
04131, 12 1.000 69370 69.37 102.190 102.19 32.82 LT
Nov6, 12 1.000 69.370 69.37 102.190 102.19 32.82 LT
continued next page
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CONFIDENTIAL
EFTA_00131444
EFTA01273651

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor-
Friendly account naine:Indiv SCOTT STACK MAN LYLE CASRIEL
October 2015 Account number. Y1 212-821-7000800-308-3140
Your assets Equities . Common stock (continued)
Purchase OW
Trade wrier Average peke ante per share value on Unreedzed Hddng
Hddng date of shares per shape (I) Cost basis (s) on Oct 30(1) 04130(S) gain or loss a) period
Nov7, 12 1.000 69.150 69.15 102.190 10219 33.04 LT
Nov8, 12 2.000 69.090 13818 102.190 204.38 66.20 LT
Jan 23, 13 699.000 72.166 50,444.31 102.190 71,430.81 20,986.50 LT
Apr 22. 13 322.000 82251 26,484.85 102.190 32.90618 6,420.33 LT
Security total 1,154.000 74 097 85,508 36 117,927.26 32,418.90
PROCTER & GAMBLE CO
Symbol: PG &change: NYSE
(Al: 13.007 Current yield: 3.47% Aug 4,11 118.000 60.103 7,092.22 76.380 9,01284 1,920.62 LT
Aug 12, 11 3.000 60.896 182.69 76.380 229.14 4645 LT
Jan 23,13 619.000 69.941 43,293.73 76380 47,279.22 3,985.49 LT
Apr 22. 13 286.000 81332 23,261.18 76.380 21,844.68 .1,416.50 LT
Apr 24, 13 108.003 77.762 8,398.32 76380 8,249.04 -149.28 LT
Security total 1,134.000 72.512 82,228.14 86,614.92 4,386.78
TRAVELERS COS NOTHE
Symbol: TRV Exchange. NYSE
EAI: 1371 Current yield 2.16% Apr 22, 13 41.000 84.719 3,473.50 112.890 4,628.49 1,154.99 LT
May 22, 13 111.000 81807 9302 58 112.890 12.530 79 3228.21 LT
Security total 152.000 84.053 12,776.08 17,159.28 4,383.20
Total 1865,077.71 11,035,357.02 1170279.31
Total estimated annual income: 526,808
Short options
Trade Number Sae price Sale PI* t per corium Contract value on unierrited Hddng
Hddng date of contracts per contact(1) proceeds(t) onoct 30 (S) pierium (S) Oct 30(5) grin or loss CO period
CALL 111.ACKROCK INC
WE 1 92015 320.000
Expies Nov I 5
Symbol: BLK Sep 25, 15 -3.000 5.063 -1,51897 3,440.000 34.400 -10,320.00 4,801.03 ST
CALL JOHNSON &JOHNSON C
DUE 12118/15 100.000
&pies: Dec 15
Symbol: LINI Oct 19, 15 •10.030 1.089 -1,089.98 243.000 2.430 -2,430.00 -1,340.02 ST
continued next paste
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CONFIDENTIAL
EFTA_00131445
EFTA01273652

4tUBS
UBS Strategic Advisor Account nail*: GHISLAINE MAXWELL Your Enenciel Advisor:
2015 Friendly account name: Indiv SCOTT STACK MANLYLE CASRIEL
October Account number: YI 2 212.821.7000'800'308.3140
assets . Equities .
Your Short options (continued)
Tote Nurrber Si. ;me Sale Price per contract Contract Value on Unrealized Hddng
Hddng date of contracts per contract (5) proceeds (S) on oct 30(/) Plenum(S) Oct 30(1) gain or loss (S) pellod
PUT FORTITET INC
DUE 01/1916 30.000
Expires. Jan 16
Symbol. EMT Oct26, 15 •10.000 0.869 436998 80.000 ozoo -800.00 69.98 ST
Total 43,478.93 413,550.00 410,071.07
Your total assets
Feicemage of Cost Estmated Unmated
value on Oct 30(S) your account oasis (1) annual Intone (SI pan or loss ff)
Cash Cash and money balances 392,086.32 27.73% 392,086.32
Equities Common stock 1,035,357.02 865,077.71 26,808.00 170,279.31
Short options -13,550.00 3,478.93 -10,071.07
Total equities 1,021,807.02 72.27% 861,598.78 26,808.00 160,208.24
Total $1,413,893.34 100.00% $1,253,685.10 $26,808.00 $160,208.24
Account activity this month
Me Activity Description anoint (S)
Dividend and intemstincome
Taxable dividends Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28
Oct 1 Dividend BAXTER INTL INC PAID ON 1556 178.94
Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAID ON 969 726.75
Oct 26 Dividend RMA MONEY MKT PORTFOUO AS OF 10123115 0.16
Ott 29 Dud, d EOG RESOURCES INC PAID ON 500 83.75
Total taxable dividends $1.612.88
Total dividend and interest income 11.61228
Date A;Ittoty OrxICI'Dn Amount (5)
Fees Oct 23 Fee Charged QUARTERLY FEE -108665
Total professional management fees 41.686.65
Date ACtInly Cesciphon arrouril (1)
Other funds debited Oct 1 Transfer JOURNAL TO VI 23575 GFISLANE MAXWELL -7,126.05
Total other funds debited 47.126.05
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CONFIDENTIAL
EFTA_00131446
EFTA01273653

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your financial Advisor:
*UBS Friendly account name: Indiv SCOTT STACK MAN LYLE CASRIEL
October 2015 Account number. Y I 212-821-7000/800-308-3140
Account activity this month
(ontinued)
Investment transactions
for mare Information atcut tne pricehalue snoren for restricted securities, see (inpatient Informaion about
your statement a the end of this document
Proceeds fran Funds
investment Wthdrawn fa Accrued
Di* Acthity Desciption Outfits Value (S) Price CO teamactions (s) investments bougSt (1) inutron (S)
Oct 19 Assignment CALL AUTOMATIC DATA PROC CUE 101915 12.000
80.000
15 10.000
Oct 19 Expiration CALL JOHNSON &JOHNSON C DUE 10x161
100.000
40.000 15.000
Oct 19 Expiration CALL BAXTER 1411. INC DUE 1016(15
Oct 19 Assignment CALL TRAVELERS COS NOT DUE 1011E/15 10.000
105.000
Oct 19 Assignment CALL ANALOG DEVICES INC DUE 101915 17.000
57.500
Oct 19 ASSignment CALL NEXTERA ENERGY INC DUE 1019 15 10.000
100 000
Oct 20 Sold CALL JOHNSON &JOHNSON C DUE 12/18/15 -10.000 1.09 1089.93
100 000 OPEN CUSTOM()
Oct 21 Sold ANALOG DEVICES INC -1,700.CCO 57.50 97,748.20
Oct 21 Sold AUTOMATIC DATA PROCESSNG INC -1,200.000 90.00 95,998.23
Oct 21 Sold NEXTERA ENERGY INC COM • 1,000.000 100.00 99,998.16
Oct 21 Sold TRAVELERS COS INOTHE • 1,003.000 105.00 104,998.07
Oct 27 Sold PUT FORTINET INC DUE 0111916 30.000 - 10.000 87 CENTS 869.96
OPEN CUST UNCVRD
Oct 29 Bought FORTINEF INC 250.000 34.170100 -8,542 53
Total $400,702.62 48,542.53
Date Activity Description Amount IS)
Money balance activities Sep 30 Balance forward $0.00
Oct 22 Bought RMA MONEY MKT. PORTFOLIO 151,361.61
Oct26 Sold RMA MONEY MKT. PORTFOLIO AS OF 10/23115 •I.686.65
Oct26 Bought RMA MONEY MKT. PORTFOLIO ASCE 1023/15 0.16
Oct 28 Bought RMA MONEY MKT. PORTFOLIO 869.98
Oct 29 Sold RMA MONEY MKT. PORTFOLIO -8,542.53
continued next page
SONY GM 00020827
OW70003005725259 NP7000189496 00002 1015 030575004\123568550000000 Page 11 of Id
CONFIDENTIAL
EFTA_00131447
EFTA01273654

4tUBS UBS Strategic Advisor Account name: OI-IISLAINE MAXWELL Your Amadei Advisor:
Friendly account name: Indiv SCOTT STACK MANLYLE CASRIEL
October 2015 Account number. Ye 2 212.82 I -7000/800-308.3 140
Account activity this month
(COotriileCO
Crate Activity Descrebon Amount (1)
Money balance activities (continued) Oct 30 Bought RMA MONEY MKT. PORTFOLIO 83.75
Oa 30 Closing RMA Money Mkt. Portfolio 6142.006.32
The RMA Money markt eordoto is your secondary sweep %bon
Sep 30 Balance foment 17.126 05
Oct 2 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 100015 -6323.83
Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 726.75
Oct 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,089.98
Oct 22 Deposit 095 BANK USA DEPOSIT ACCOUNT 247,381.05
Oct 30 Closing UBS Bank USA Deposit Account 1250.000A°
The UBS Bank USA Cepoot Account is your primary sweep option
Realized gains and losses
the estimated realized gains and losses s hovm Pelee/ me nise for tat purposes. Please note that On or loss Information. we may not aqua Bans and losses for SI cot ltaI charges. we aullOmakety adJust cost teas for
recognized on the Me or rectierption of certain Structured Procluas, Ike Contingnt Dett Securities. may be tac.exerrpt and AMT coupon munIcipa secuniles fa estImatedancazation of bald premiere and for accreted 0I0
Ordnary. and not capita, gain a loss. Please Check %In your tar akoce. so (Moist guns and losses. we (or securities Issued at a cfscoum. n you requested trot MS aclusi cost baba for the bond premium arrortanon on
liquidate the detest security lot first. This Is known as the drain, first.out or FF0 accounting melted. We use tante debt securities then cost boos ienecled for these securities has been a4usted Estimates in the Uncles:11nd
phis method unless you specified which la( lot todose when you inedyoar order. This is known as a *MIS section can not be classified as short term or long term because information is missing or the product is one in which
purchases or v5P order See mtponent information stout your statement a the ender( this decument for more the ga Moss calculation is not provided
Short-term capital gains and losses
WaSh sale
Ouantity or Purchase Sale Sae Cost cost basis
Security descrotion method fie Out date date amount (S) base (S) Wiuslment($) toss (5) Gain (S)
CALL BAXTER N11 INC
CUE 101915 40.000 FIFO •15.003 Oct It 15 Aug 28. I 1$44.97 0.00 1,544 97
CALL JOHNSON &JOHNSON C
CUE '01615 100.000 RFO •10.007 Oct 19, 15 Aug 26, 15 999.98 0.00 999.98
Total 62.544,95 12.504.95
Net sitars-term capital gains and losses $2,544.95
Long-term capital gains and losses
Wasik sale
Name,/ or Purchase Sae Sae Cost cost basis
Security descretion Method face irlue date dale amount (S) bass (SI allusvnent(4) kos Gain (5)
ANALOG DEVICES 114C FIFO 13.030 Nov 16, I I Oct 15, 15 766.47 485.12 281.35
FIFO 13 000 Nov 17, I I Oct 16, IS 766.46 460.12 306.34
continued neo page
CNP7C00900$725260NP7OCOIES496 00032 TO'S 030575004 Y123568SSOCOMyGyk000215egn 12 of 14
CONFIDENTIAL
EFTA_00B1448
EFTA01273655

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Plnandal Advisor:
friendly account name:Indiv. SCOTT STACKMANLYLE CASRIEL
Cul. zys Account number. VI 2 212-821-7000800-308-3140
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
wasn sale
Nadu,/ or PurChaSe 551e 5* Cost coSI basis
method rae clue doe crate ammo (S) basis (S) aljusIment(S) Ids (0 Gain (0
RFO 35.000 Nov 18, I I Oct 16,15 2,063.56 1242.58 820.98
FIFO 18.000 Nov2 I, I I Oct 16, 15 1,061.26 618.68 442.58
FIFO 15.000 Nov22,11 Oct 16, 15 884.39 500.07 384.32
RR) 22.000 Nov 23,11 Oct 16, IS 1,297.09 718.43 578.66
RR) 7,000 Nov 25,11 Oct 16,15 412.72 227.22 185.50
RFC) 30.000 Nov 28.11 Oct 16,15 1,768.76 988.55 780.21
RFO 18.000 Nov29,11 Oct 16, 15 1,061.26 602.51 458.75
RR) 6000 Nov29.11 Oct 16, 15 294.80 168.11 126.69
RFO 30.000 Apr 24,12 Oct 16, 15 1,768.77 1,127.01 641.76
RFO 1,056.000 lan 23,13 Oct 16, IS 62260.61 45,628.81 16,631.80
RR) 438.000 Apr 22,13 Oct 16, 15 25,824.00 18,591.87 7232.13
AUTOMATIC DATA PROCESSNG
INC HFO 146.003 Aug 04, 11 Oct 16, 15 11,913.38 6,182.06 5,73130
RFO 4.000 Aug 12, 11 Oct 16,15 326.39 163.82 162.57
FIFO 767.000 Ian 23,13 Oct 16, 15 62,586.05 40,129.93 22,45612
RFO 283.000 Apr 22,13 Oct 16, 15 23,092.37 16,094.34 6,998.03
NEXTERA ENERGY INC COM FIFO 134.000 Aug 04, 11 Oct 16,15 13,552.51 7,09675 6,455.76
FIFO 3.000 Aug 12, 11 Oct 16, 15 303.42 157.59 145.83
RR) 700.003 Ian 23.13 Oct 16,15 70,796.69 50,127.21 20,669.48
RFC) 163.000 Apr 22,13 Oct 16, 15 16,485.52 13,000.41 3,485.11
TRAVELERS COS INOTHE RR) 20.000 Apr 24,12 Oct 16, 15 2,110.36 1268.64 841.72
RFO 4.000 Apr 24,12 Oct 16, 15 422.07 253.40 168.67
FIFO 1.000 Apr 24,12 Oct 16, 15 105.52 63.56 41.96
FIR) 10.000 Apr 25,12 Oct 16, 15 1055.18 636.59 418.59
RFO 10.000 Apr 25,12 Oct 16, 15 1,055.18 635.20 419.98
FIR) 2.000 Apr 25,12 Oct 16, 15 211.04 127.09 83.95
RR) 2.000 Apr 25.12 Oct 16,15 211.03 127.29 83.74
RR) 10.000 Apr 25,12 Oct 16, 15 1,05619 636.17 419.02
RR) 2.000 Apr 25,12 Oct 16,15 211.03 127.49 83.54
c-ontinood net page
SDNY GM 00020829
CNP70003005725261NPT000189496 00002 1015 0305750041123568550000300 Page 13 of 14
CONFIDENTIAL
EFTA_00 1 31449
EFTA01273656

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name: Indiy SCOTT STACK MANY LYLE CASRIEL
October 2015 Account number: Y' . 212421-70000300-308a 140
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
Wash sale
Quantity Oc PuKhaSe Sale alusCtOmS1e 004;1
tr. n Method tare value date date amount (S) bass toss FP Gan CS/
FIFO 5.000 Apr 26,12 Oct 16, I 5 527.59 319.64 207.95
FIFO 1.000 Apr 26,12 Oct 16, 15 105.52 63.72 41.80
RFO 2.000 Apr 26,12 Oct 16,15 211.04 127.84 83.20
FIFO 2.000 Apr 26,12 Oct 16,15 211.03 127.86 83.17
RFO 6.000 May01, 12 Oct 16,15 633.11 388.29 244.82
FIFO 15.000 May01, 12 Oct 16,15 1582.77 969.56 613.21
FIFO 1.000 May01, 12 Oct 16, IS 105.52 64.82 40.70
RFO 2.000 May01, 12 Oct 16,15 211.04 129.70 81.34
RFO 6.000 May01, 12 Oct 16,15 633.10 389.85 243.25
288.01
RFO 7.000 May02, 12 Oct 16,15 738.63 450.62
RFO 4.000 May02, 12 Oct 16, IS 422.07 257.64 164.43
FIFO 2.000 May02, 12 Oct 16, IS 211.04 128.64 82.40
FIFO 2.000 May03, 12 Oct 16,15 211.03 129.82 81.21
FIFO 2.000 May03, 12 Oct 16,15 211.04 129.35 81.69
HFO 4.000 May 03, 12 Oct 16,15 422.07 259.84 162.23
1110 629.080 Jan 23,13 Oct 16,15 66,370.86 48,785.62 17585 24
HFO 249000 Apr 22,13 Oct 16,15 26,274.00 21,095.18 5,178.82
Total $404204.54 12[2404.63 1122.799.91
Net long-term capital gains or losses 1122,799.91
Net capital gains/losses: $125,340.86
CNP70003005725262 NP7C001133496 00002 1015 550 coicfficom0002I5ine 14 of 14
End of statement for account
numb
CONFIDENTIAL
EFTA_00B1450
EFTA01273657

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is a mentecol al permipal security. menoodity aid tows will carom any eeor promptly. vatic agent). Entail Meteor
edurges inascia *vas and IA* Itlanis.thk ire
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SDNY_GM_00020831
CONFIDENTIAL
EFTA_00131451
EFTA01273658

Important information about your statement (Continued)
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SDNY_GM_00020832
CONFIDENTIAL
EFTA_00 131452
EFTA01273659

UBS Financial Services Inc UBS Strategic Advisor
4`UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2015
CNP70056438851I1S YI 0
GH1SLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHiStANE MAXWELL
Friendly account name:IMMImi
Account number.
Your Nnancial Advisor.
SCOTT STACKMANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your financial Advisor or the
RMA ReSOurCeLine at on October 30 (S) on November 30 (1)
account
Your assets 1,413,893.34 1,025,834.34
laic our website: Your liabilities 0.00 0.00
wvew 1-
Value of your account $1,413,893.34 51,025,834.34
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
g Thc uc,and$ at year end 2014 ti,721.172.36
Net deposits and
771 7
withdrawals -169%314.07
1,413.9
Your nvestment return
1,0258 Dbedend and
interest income 538246.07
Change in
markot value -535270 02
Value of your account
DK 2014 Ott 2015 14,v2015 on Nov 30, 2015 51,025.83434
SDNY GM 00020833
PA•mb•r SIPC CNP7000100564303SNP1000193349 00002 I 1I S 030575004 VI 23568s50 0l 0000 Page 1 of 12
CONFIDENTIAL
EFTA_00 131453
EFTA01273660

$UBS U BS Strategic Advisor Account name: GHI$LAINE MAxV1 E L_ Your R sandal Advisor
Friendly account name:Indiv SCOTT STACK MANLYLE CASRIEL
November 2015 Account number: VI 2 212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (9) your account
A Cash and money balances 98,152.90 9.57% Your current asset allocation • Cash and money balances may include
available cash balances. VB5 Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 927,681.44 90 43% mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
ace
E NOr-trad [tiara I 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,025,834.34 100.00%
C
Value of your account 51,025,834.34
Eye on the markets
Percentage change
Index November 2015 Year to date
S&P 500 0.30% 3.01%
Russell 3000 0.55% 2.58%
MSC - Europe, Australia & Far East -1.54% 0.95%
Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88%
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
01P70003005643IP36NU000193349 03002 II 15030575004 Y1235689500495ByGitocomfesp 2 of 12
CONFIDENTIAL
EFTA_00131454
EFTA01273661

U BS Strategic Advisor Account name: Your ri sandal Advisor:
*UBS Friendly account name: if SCOTT STACKMANLYLE CASNEL
November 2015
Account number. 212-821-7000/800-308-3140
Change in the value of your account Summary of gains and losses
November 201 5(3! Year to date (1) Yaws reported below exclude products for which gam and losses are not classified.
Realized gains and losses Unrealized
Opening account value $1,413,893.34 $1,721,172.36
November 2015 (1) Year to date (S) gains and lasses (I)
Deposits, including investments
transferred in 0.00 2,200.00 Short term 0.00 2,544.95 3,397.41
Withdrawals and fees, Long term 28,094.91 174,886.59 130,588 57
including investments transferred
Total 328,094.91 $177,431.54 3133,985.98
cut -392,086.32 -700,514.07
Dividend and interest income 2,154.67 38,246.07
Cash activity summary
Change in market value 1,872.65 -35,27a02
See Account activity the month tot deia Is. BSances in your Sweep 001O M are indueed I n the q:enng and
Closing account value $1,025,834.34 $1,025,834.34 closing balances vat ue. FDIC insurance apples only to deposits at u9S bank USA, rot to deposits at LOS AG,
StarPord Ranch or bark deposits paced through the UBSIntemaiona Depcm Account program SIPC
protection applies to money market sweep hold holdings but nal bark deposits Sae Important inearnation
Dividend and interest income earned about your statement on the last two pages ci this document for atals
November 2015 (5) Year to date (S)
f Of culposos of Iris statement, taiab:ity of interest and dndend income ha been determined frail a US Opening balances $392,086.32 $6,517.57
tax reporting perspective. eased upon It,. residence of the account holder, account type, or product
some interest ardor dvidend payments ma/ not be subject to United Slates (UA ardor Puerto Rico (PR) Additions
Income tarts The [tent month,/ Statement is not intended io be used and ornot be relied tarn for tar
purposes. Clients should refer to the appktie tar reporting forms they recent trap 165 annualy, such as Deposits and other funds credited 0.00 2,200.00
the fOrMS 1099 and the Failt, 480. for lac reporting intormatron It is the PraC8Ce Of U85 to file the
a3c1,catie tax reporting forms with the US internal Revenue Semite and PR Treasury Department and in Dividend and interest income 2,154.67 38,246.07
sue h forms accurately aka fy chickna ardor Interest as tar everrpt or tatabk income. Mese consult your
Incivclual tax prepare( Proceeds from investment transactions 95,998.23 844,643.88
November 2015(8) Year to date (1) Total additions $98,152.90 $885,089.95
Taxable dividends 2,153.13 38,239 68 Subtractions
Taxable interest 1.54 6.23 Professional management fees and
related services 0.00 -8,082.81
Total current year $2,154.67 $38,245.91
Other funds debited -392,086.32 -692,431.26
Prior year adjustment 0.00 0.16
Funds withdrawn for investments
Total dividend & interest $2,154.67 $38246.07 bought 0.00 -92,940.55
Total subtractions -$392,086.32 -1793,454.62
Net cash flow -$293,933.42 $91,635.33
Closing balances $98,152.90 $98,152.90
SDNY GM 00020835
CelP7C009305643607NP7000190349 00(102 1115030575004 Y123568550010000 Pigs 3 of 12
CONFIDENTIAL
EF1'A_00131455
EFTA01273662

UBS
UBS Strategic Advisor Account name: GHSLAINE MAXWELL Your lq Asocial Advisor
Friendly account name:Indiv SCOTT STACK MANLYLE CASRIEL
November 2015 Account number. VI 2 212-82 t .7000/ 800-308-314 0
Loan summary
Year to date loan interest $28.14
UBS Bank USA Deposit Account APY
interest period Oct 7 - Nov5
Opening UBS Bank USA Deposit balance Oct 7 $802.22
Closing UBS Bank USA Deposit balance Nov S SB29.62
Number of days in interest period 30
Average daily balance $92,359.87
Interest earned 81.54
Annual percentage yield earned 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important informatron about your statement at the end of this
document.
Your return objective:
Capital apprecetion
Your risk profile:
0nmary Aggressive
invei,jrnenj eligibifty consvierai ion - None selected
Your account instructions
. Your account cost bass default closing method is FIFO, First In, First Out.
CIIP7C00030564.3888NP7OCOIS0349C00O2 INS 030575004 Y123564355001MyGro00020ter 4 of
CONFIDENTIAL
EFTA 00131456
EFTA01273663

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
$UBS
Friendly account name: lndiv SCOTT STACK MAra LY LE CA5RiEL
November 2015 Account number. Y I 2 212-821-7000'800-308-3140
Your assets
Some OnCes, income and current values Shona may teapprOxiMale. Asa teat. gains and lOsses may not
tie accurately reflected. See Anporunt info:mown about your statement a the end of dos document for
more information.
Cash
Cash and money balances
Cash and more), balances mai volts* avalaole cash balances, UBS Bant USA deport account balances,
UBS AG Stamford Branch deport account baances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vAlhn applicable limits, but are not
protected by StPC Lu3S AG Stanford Branch deposit sec ou m balances ax not insured by FDIC and are not
protected by Stit Money market sweep batances are protected by SEC but ale not insured by the FDIC.
See the Important information about your statement at the end of this cbcunent for details about those
balance.
Overtonbalance Cloungloierxe Price per there Average DAV:fend Interest O.gsm
Hddng on Noy 1 (1) on Nov 30 (S) on Nov 30 (1) rate period period Cap annual (1)
RMA MONEY MKT. PORTFOLIO 142,086 32 0.00 1.00 0.01% Oct 26 to Nov 22 28
LEIS BANK USA DEP ACCT 250,C00 00 98,152 90 250.000 00
Total 5392.08632 598,152 SO
Equities
Common stock
Purchase pricer
Trade lAirrbef Average price Price per fhb. e Value on unleaded Hddng
Hddng date of shares per share (I) Cost basis(S) on hoe 30 (5) Nov 30(S) gain or lOSS (t) period
AECOM
Symbol. ACM Exchange: NYSE Jan 28,15 500000 26 619 13,309 95 31.830 15,91500 2,605.05 ST
Jan 30,15 WO 030 25 532 2,553 24 31,830 3,183 00 629.76 ST
Security total 600.000 26.439 15,863 19 19,098.00 3,234.81
ANALOG DEVICES INC
Symbol: ADI Exchange OTC
EAI: 182 Current yield: 2.61% Apr 22, 13 51 003 42 447 2,16481 61.630 3,143 13 978.32 LT
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 4153 Current yield 2 46% Apr 22. 13 72.000 56 870 4,09467 86.260 6210 72 2,116.05 LT
continued next page
SDNY GM 00020837
CflloC0033056431039NP7003193349 000O2 ll IS 03057%04 Y173 568S50 Ol 0000 Page S of 12
CONFIDENTIAL
EFTA_00 B1457
EFTA01273664

UBS
UBS Strategic Advisor Account name: Gl-IISLAINE MAXWELL Your 15 nand) Advisor.
friendly account name:Inch% SCOTT STACK MANLYLE CASRIEL
November 2015 Account number. YI 212-821.7000/800-308-3140
YOur assets b Equities . Common stock (continued)
Purchase price
Trade Weber Average peke Price per share lb:Neon dnreSized Hddng
Hddng date of shares per man (5) Cott basis (5) on etn, 30(5) eme 30(5) gSn or Ion (1) Pelee
BAXTER INTL INC
Symbol: BAX Exchange,. NYSE
EAI: 1716 Current yield- 1.22% Jul 20. 12 30.000 28496 854.88 37650 1,129.50 274.62 LT
Jim 20, 12 17.000 28.455 483.75 37.650 640.05 156.30 LT
Jun 21,12 29.000 28.762 834.12 37.650 1,091.85 257.73 LT
Jun21,12 7.000 28.444 199.11 37.650 263.55 64.44 LT
Jun21,12 5.000 28.838 144.19 37.650 188.25 44.06 LT
Jun22, 12 61.000 28.658 1,748.19 37.650 2,296 65 548.46 LT
Jan 23,13 768.030 36.815 28,274.47 37.650 28,915.20 640.73 LI
Apr 22.13 355003 38284 13,591.05 37.650 13365.75 -225.30 LT
Sep 19, 13 74.000 39.857 2,949.45 37.650 2,786.10 •163.35 LT
Sep 19.13 6.000 39.696 238.18 37.650 225.90 -12.28 LT
Sep 19, 13 3.000 39.700 119.10 37.650 112.95 -6.15 LT
Sep 20, 13 47.000 39.758 1,868.67 37.650 1,769.55 -99.12 LT
Oct 3, 13 154.000 35.679 5,494.57 37.650 5,798.10 303.53 LT
Security total 1,556.003 36.504 56,799 73 58,583.40 1,783.67
BLACKRCCK INC
Symbol: BLK &change: NYSE
EAI: 1628 Current yield 2.40% Apr 22, 13 72.000 251.093 18.07671 363.720 26,187.84 8,109.13 LT
COLGATE PALMOUVE CO
Symbol. CL Exchange: NYSE
EAI: $2,292 Current yield:2.31% Aug 4,11 174.000 41.632 7,244.05 65.680 11,428.32 4,184.27 LT
Aug 12, 11 4.000 42.450 169 80 65.680 262.72 92.92 LT
Jan 23,13 910.000 54240 49,358.63 65.680 59,768.80 10,410.17 IT
Apr 22.13 420.600 59.788 25,111 32 65.680 27,585.60 2,474.28 LT
Security total 1,508.003 54300 81,883 80 99,045.44 17,161.64
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 0.80% lan 28,15 500.000 90411 45205 72 83.430 41,715.00 -3,490.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 36.020 18,010.00 2,038.64 ST
lan 30,15 250000 29.431 7,357.75 36.020 9.005.00 1,647.25 sr
Oct 26, 15 250.000 34.170 8,542.53 36.020 9,005.00 462.47 sr
continued next page
CNP7031»005-643890NP70C0193349 00002 1115 030575004 71235685500i WSNYGM00020§"Jet 6 of 12
CONFIDENTIAL
EFTA_00131458
EFTA01273665

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnanclal Advisor
*UBS Friendly account name:Indiv SCOTT STACKMANLYIE CASRIEL
November 2015 Account number: VI 212-821-70001800-308-3140
assets Equities .
Your Common stock (continued)
Purchase pica
'made /aunts avetage Mot Pnce per share Value on Untreated tiddng
Hddng date 44 shares per Owe (8 Cost basis(U on Mow 3001 tow 30 (8 gains loss ft) Period
Security total 1,000.000 31.872 31,871.64 36,020.00 4,14836
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 33,312 Current yield; 3.05% Aug 4, 11 191.000 36.265 6,92&77 57.760 11,032.16 4,105.39 LT
Aug 12, 11 5.000 35.754 178.77 57.760 288.80 110.03 LT
Jan 23,13 1,001.000 41 387 41,428 89 57.760 57,817.76 16,388.87 LT
Apr22. 13 464.000 50287 23,333.21 57.760 26,800.64 3,467.43 IT
Jun17,13 148.000 49.739 7,361 45 57.760 8,548 48 1,187.03 LT
Jim 18, 13 73.000 49.836 3,638.07 57.760 4.216.48 578.41 LT
Security total 1,882.000 44.031 82,867.16 108,704.32 25,837.16
JOHNSON & JOHNSON COM
Symbol. M.I Exchange: NYSE
EAI: 53,198 Current yield. 2.96% Aug 4,11 123.000 62377 7,672.38 101.240 12,452.52 4,780.14 LT
Aug 12, 11 3.000 63.730 191.19 101.240 303.72 112.53 LT
Jan 23,13 642.000 72.736 46,696 71 101 .240 64,996.08 18,299.37 LT
Apr22. 13 298.000 84.721 25,247.10 101.240 30,169.52 4,922.42 LT
security total 1,066.000 74.866 79,807.38 107,921 84 28,114.46
MCDONALDS CORP
Symbol; MCD Exchange: NYSE
(Al: 43,624 Current yield: 3.12% Aug 4, 11 95.000 84.959 8,072.06 114.160 10,845.20 2,773.14 LT
Aug 12, 11 3.000 85.910 257.73 114.160 342.48 84.75 LT
Noy 29, 12 8.000 86.456 691.65 114.160 913.28 221.(3 LT
Jan 23,13 555.000 93.053 51,644.75 114.160 63,358.80 11,714.05 LT
Apr 22, 13 255.000 99318 25,32632 114.160 29,110.80 3,784.48 LT
Sep 19, 13 78.000 97.879 7,634.63 114.160 8,904.48 1,269.85 LT
Sep 19.13 22.000 97.425 2,143.36 114.160 2,511.52 368.16 LT
Sep 19, 13 2.000 97.830 195.66 114.160 228.32 32.66 LT
Security total 1,018.000 94269 95,966 16 116,214.88 20,248.72
PEXTF_RA BERG? INC COM
Symbol: NEE Exchange NYSE
EAI: 4499 Current yield 3.08% Apr 22, 13 162.000 79.757 12,920.65 99.860 16,177 32 3,25667 LT
continued next page
SDNY GM 00020839
OW7000)305643691 NP7000193349 00002 1115 0305750040123568550010000 Page 7 of 12
CONFIDENTIAL
EFTA_00131459
EFTA01273666

SUBS
UBS Strategic Advisor Account name: GM' IN MAXWELL Your 15 nancid Advisor.
Friendly account namerIndiv. SCOTT STACK MANLYLE CASRIEL
November 2015 Account number. Y1 2 212-821.70001800-308.3140
assets Equities
YOLK b Common stock (continued)
Purchase price/
Trade Pewter Average price Price per share Value on unrealized Hokin;
Ndeng dam or mares pm Sae (5) Cott batit (S) on Par 30(S) Nov 30(S) gain or loss (1) priori
OCCIDENTAL PETROLEUM CRP
Symbol: OXY (change: NYSE
EAI: 12,907 Current yield: 3.97% Feb 12, 14 148.000 88959 13,165.96 75.590 11,187.32 -1,978.64 LT
Feb 12, 14 117.000 88.989 10,411.82 75.590 8,844.03 -1,567.79 LT
Feb 12, 14 32.000 89.002 2,848.07 75.590 2,418.88 -429.19 LT
Feb 12. 14 7.000 88.857 622.00 75.590 529.13 -92.87 LT
Feb 13, 14 110.000 88.885 9,777.41 75590 8,314.90 -1,462.51 LT
Feb 13, 14 68.000 88.708 6,032.19 75.590 5,140.12 -892.07 LT
Feb 13, 14 33.000 88369 2,916.19 75.590 2,494.47 -421.72 LT
Feb 13. 14 6.000 88.421 530.53 75.590 453.54 -76.99 LT
Feb Id, 14 334.000 92065 30,749.82 75.590 25247.06 .5,502.76 LT
Feb 18,14 114.000 92.677 10,565.23 75.590 8,617.26 -1,947.97 LT
Security total 969.000 90.422 87,619.22 73,246.71 -14,372.51
FtPSKO INC
Symbol. PEP Exchange NYSE
EAI: $3,243 Current yield: 2.81% Aug 4,11 115.003 63.979 7,357.65 100.160 11,518.40 4,160.75 LT
Aug 12, 11 3.000 63.023 189.07 100.160 300.48 111.41 LT
May 16, 12 6.000 68.535 411.21 100.160 600.96 189.75 LT
Oct 24. 12 1.000 68.690 68.69 100.160 100.16 31.47 IT
Oct 25, 12 2.000 68.810 137.62 100.160 200.32 62.70 LT
Oct 26, 12 1.000 68.890 68.89 100.160 100.16 31.27 LT
Oct 31, 12 1.000 69.370 69.37 100.160 10016 30.79 LT
Nov6, 12 1.000 69370 69.37 100.160 100.16 30.79 LT
Nov 7, 12 1.000 69.150 69.15 100.160 100.16 31.01 LT
Nov8, 12 2.000 69.090 138.18 100.160 200.32 62.14 LT
tan 23,13 699.1:00 72.166 50,444.31 100.160 70,011.84 19,567.53 LT
Apr 22, 13 322.000 82251 26,484.85 100.160 32,251.52 5,76667 LT
Security total 1,154.000 74.097 85,50836 115,584.64 30,07628
PROCTER & GAMBLE CO
Symbol: PG ()change: NYSE
EAI: 13,007 Current yield: 3.54% Aug 4,11 118000 60.103 7,092.22 74.840 8,831.12 1,73690 LT
Aug 12, 11 3.000 60.896 182.69 74.840 224.52 41.83 LT
Jan 23.13 619.000 69.941 43,293 73 74.840 46,325.96 3.03123 LT
continued next page
CNP70008005643892NP700019034900002 1115 030575004 VI 2356855001~y_G M00020tOne S of 12
CONFIDENTIAL
EFTA_00131460
EFTA01273667

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your !Island,/ Advisor:
UBS Friendly account narne:Indiy SCOTT STACVMANTYLE CASRIEL
November 2015 Account number. Y1 212-821-7000/800-308-3140
Your assets t Equities . Common stock (continued)
Pura's* price
Trade Number Average peke PMe pet share value on Unrealized /idling
Itching date of shares per shape (I) Cost basis ($1 on taw 30(R Nov 30(1) gain or loss d) period
Apr 22, 13 286.000 81332 23,261.18 74.840 21,404.24 -1,856.94 LT
Apr 24, 13 108.0(X) 77.762 8,39832 74.840 8,082.72 -315.60 LT
Salty total 1,134.000 72.512 82,228 14 84,868.56 2.640.42
TRAVELERS COS NC/THE
Symbol: TRY Exchange- NYSE
EAI: 4371 Current yield 2.13% Apr 22, 13 41.000 84.719 3,473.50 114.570 4,697.37 1,223.87 LT
May 22, 13 111.000 83.807 9,302.58 114.570 12,717.27 3,414.69 LT
Security total 152.000 84.053 12,776.08 17,414.64 4,61836
Total 379%655.42 $930,136.44 3134481.02
Total estimated annual income: $24,367
Short options
hoot Nurrbet See price Sale Pate per coned Contract Vakie on Units Nd Holdno
Wising date of contracts per contract (5) proceeds (I) on Nor 30 (5) preraum(S) hov 30(S) gen or loss (5) period
CALL /051N9314 &JOHNSON C
DUE 12/1E/15 100.000
Expires: Dec 15
Symbol. IN) Oct 19, 15 •10.000 1.089 •1,089.98 223000 2.230 •2,23000 .1,140.02 ST
pill FORTHE T INC
CUE 01/1916 30.000
Expires: Jan 16
Symbol. )TNT Oct 26, 15 •10.000 0.869 •86998 22.500 0.225 -22500 644.98 ST
Total -$1,959.96 -32.455.00 4495.04
Your total assets
Percentage of Cost Esimated Uneesized
value on Nor 30 IR your account bass (5) annual inure (S) gain or loss (S)
Cash Cash a ad money balances 98,152.90 9.67% 98,152.90
Equities Common stock 930,136.44 795,655.42 24,367.00 134,481.02
Short optionS -2,455.00 -1,959.96 -495.04
Total equines 927,681.44 9043% 793,695.46 24,367.00 133,985.98
Total $1,025,834.34 100.00% $891,848.36 $24.367.00 $133,985.98
SDNY GM 00020841
CNP70305005643693NP7000190349 00002 1114 030575001 Y123568550 010000 Page 9 of 12
CONFIDENTIAL
EFTA_00131461
EFTA01273668

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 Rancid Advisor:
Friendly account name: Indiv SCOTT STACK MANY LYLE CASRIEL
November 2015 Account number. Y1 2 212-82 I-7000/800-306.3140
Account activity this month
Date Actinty DelatitiOn ArnOunt (I)
Dividend and interest income
Taxable dividends Nov 2 Dvidend GENL MILLS INC PAID ON 1882 828.08
Nov 16 Dvidend COLGATE PALMOUVE CO PAID ON 1508 573.04
Nov 16 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73
Nov23 Dvidend RMA MONEY MKT. PORTFOLIO AS OF 11/20/ 15 0.21
Total taxable dividends 52.153.13
it te•,5, Nov6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1110915 1.54
Total taxable interest $1.54
Total dividend end interest income $2.154.67
Date Adiviy Cesciiphon Argued (S)
Other funds debited Nov 2 Transfer JOURNAL TO Y I 23575 GHSLANE MAXWELL -392,095.32
Total other funds debited -5392A86.32
Investment transactions
For more inkinnaion &cut the puce/ value shown for restrkted woollies, see important information about
your statement at the end Of this docurient.
Proceeds from Funds
investment withdrarm for Accrued
Date Acts/ty Descaphon Quantity Yaw (T) Prke a) transactions a) investmentsDour (I) interest (9
Nov23 Assignment CALL BLACKROCK INC DUE 11120'15 320000 3.000
Nov25 Sold KLACKROCK INC -300.000 320.00 95,998.23
Total 595.99823
Date Activity 0escrIPlial mount (S)
Money balance activities Oct30 Ilataace forward 5142.08632
Nova Sold RMA MONEY MKT. PORTFOLIO AS OF 11102115 •142,086.32
Nov 30 Closing RMA Money Mkt. Portfolio $0.00
the RMA Money Maket Portlob is your secondary sweep apton.
Oct30 Balance forward 0250.000.00
NOv 3 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 11112/15 -249.171.92
Nov6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/0915 1.54
Nov 17 Deposit U85 BANK USA DEPOSIT ACCOUNT 1,324.77
continued next page
CNP70X0009343894NP7000193349 00002 1I 15 030575004 v123568550 OlffaNyfiivi00021».2 10 of 12
CONFIDENTIAL
EFTA_00131462
EFTA01273669

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Bimodal Advisor:
*UBS Friendly account none: lndiv SCOTT STACKMANLYLE CASRIEL
November 2015 Account number. VI 2 212-821-70001800-308-3140
Account activity this month (continued)
Date Activity DeS00110f1 Amount (S)
Money balance activities (continued) Nov27 Deposit UBS BANK USA DEPOSIT ACCOUNT 95,998.51
Nov 30 Closing UBS lank USA Deposit Account $99,152.90
Tne UBS Bant USA Deposit Account Is your primary sweep ophon
Realized gains and losses
The estimated realized gans and losses stows below ate not lot tea purposes. Please rote that gas or loss Informaion. We ma/ not aclust gans and losses fa al caplet changes. We autcmahcaly adjust cost basis for
recognized on the sae Of redemption of (*flan Structured Produtts, Ike Contingent Dal Securities. troy tie taeteenat and AMT Coupon municipal secunties lot estmeted trnaltabOn of bond wen urns aid tor accreted OID
ad nary. and not capita, gain a loss. Please check yeah your tax a,no, To taloasae gains and losses. v* lot secuMies issued al a dxonini 0you requested trial u8S aclusl cat Oaks for the told premium arottzemon on
liquidate the ddnt security lot first. Ibis is known as tho first.in first-out of CIO accounting method We tit* tatatie debt securities then COSI baroS reflector for then SeCulibtS has bat n adjussed Estimates in the uncrowned
INS method unless yOU specified whit h lac lot to dose when you oared your order. This is known as a *bus section can no be classified as short term of tong term because information is missing or the product Is one in which
purchases or YSP order See important information about yovr statement a the end of this document la more the OB Moss cakuleacn is not provided
Long-term capital gains and losses
wash sale
Quantity ix Purchase Sae Sae Cost cost Denis
Sectmty descrpt.on Method fat vane date date arras (S) bass CP a7justmem(S) toss CP Gain (1)
BLACKROCK INC FIFO 3.000 Oct 05, 12 Nov 20, 15 975.17 563.46 411 71
FIFO 7.000 Oft 05, 12 Nov 20, 15 2,275.40 1,329.53 945.87
RFO 2.000 Oct 05, 12 Nov20, 15 650.12 373.34 276.78
FIFO 8.000 Oct 08, 12 Nov 20, I5 2,600.46 1,510.27 1,090.19
FIFO 15.000 Oct 09, 12 Nov20, IS 4,875.86 2,837.79 2,038.07
RFO 2.000 Oct 09, 12 Nov20, 15 650.11 378.02 272 09
FIFO 3.000 Oct 10, 12 Nov 20, 15 975.17 563.16 412.01
RIO 2.000 Oct 10, 12 Nov 20, 15 650.12 375.34 274.78
FIFO 2.000 Oct 10, 12 Nov 20, 15 650.11 375.99 274.12
HFO 224.003 tan 23, 13 Nov 20, 15 72,812.85 53,080.41 19,732.44
RFO 32 COO Apr 22 13 Nov 20, 15 10.401.83 8,034.98 2,366.85
Total 897,517.20 869,422.29 826,094.91
Net long-term capita' gains or losses 828,094,91
Net capital g ain silosse s: S211,004.81
SDNY GM 00020843
C HP70303005643895 NP7003IS0349 0 03211I S 030575004 Y123568S50 Ol 0000 Page 11 of 12
CONFIDENTIAL
EFT/U/0131463
EFTA01273670

*UBS
Yournotes
a' ',
2—====2,2"Mr—''''2--2''"
CONFIDENTIAL
EFTA,B14.
EFTA01273671

Important information about your statement
LBS Financial Seams M. the F im or UBS Financial - r-""coo r riarnr sr, n.-Nror r claim for cash). The SIPC asset protection limit, aPaY Tn account Inekl, you choose one of The following
Services} is a merrter of all orincial seoiuy, cannodty — Duarte the error or tie transfer ycu ae unsure all amount tat you hold in a panika capacity. remanent °Necker
and colons eighages. 1136 Financial Services and LES ton, and explah as dab as you cal shy you The Ftrn, together with certain Mates, ha also • Produe Currentbicome. hantai as seekng the
Bank USA at rdrect *alarm of LES AG and belies t is an error a why you need more purchased oxpbrrantal protection. The madman generation in income any.
affiliates of LBS Savitin U.C. The Fin's financial information mount payable to al *able chat, cackeb se-de• • Actin* Cap ttaf Approciatan: Insearnients seeking
statement is available upon reopen. The Fern's nada — Freak the dollar anoint d the suspected emu. this protection is 1500 millon a of Clamber 10, 2013. growth of pencal rather than the generation of
offices am a:
w.
The Firm or Card Issuer a Manias,.m ut ampairt Subject to the policy corditons ad Imitations, cash a • Produce Combimmon of arcane and Capital
U 1 W 2 M e 0 e 0 F h H i a n w a a r n k b e c o i n a r . l & N S J a a 0 i n m 7 a 0 e s 8 d 6 1 m. F a 1 o n 0 r d b t h M u e si I m n e co e ss r a r c e n l c a t t w y a o n to u y d e ta r o r l o t c h r i p 6 s r o e w m n e e o r w t r e o i , t r . , I c s r o o w c t e k a t a y t o k y e u o r n u a o c w c g i o ll u t h a n a t n w t a c h a g e p g a F 'e c ir i g t m y a . i e s A F fu o ft r r / t a 1 he l c l F r o p p o r y ie o o t a e f m c ti t o e e u d o n f t a a s h k e e ar a w d t a o in d S a in I p 9 g a r m is ti c m il u li a o la i n l r a l b it le h e o of f ncome and path of p s r e it e 0 k 1 e 1 g . b oth re generator
U Th 3 is S s F t i a a te n m ci e a n l S t re la pr y e s se a n c ts c o th u e n t c . a O g t y h o e f r f i r c e ia c l c re e c * o r rd a o p f y t o ke c ti o e m u p s le e t o e f o t u h r e e m v o es re tg y a c ti l o a n w . the tine h takes us to T up h O e n S I r P e C q u p e ro s t t e . ct a and the supplemental protection * • W C a o l n l se e r i v a / l C t p M ro S fi e le ek s s to maritain initial prinepak with
r e o o m ff t ic i s b ia s e i l o r t e e n l e i p e d l d e o a r c s a u e r n r a e n p t t o s y , t o c h o u i n m b ta a m in n e i d e n i g a t h t c e e o ly r n e n f i i s d w a e r n i d t e i n d a g at r t a o o s t r h h o e u ld s F th t l a e e t a e i s n m . a m e l n a in t k e f h l a a a l t l i t o k e n in a rd c t p o a a t i y m e a d b p l a o e l n a to t a i t e c h c e b o F a s a d t n f e o o e f r s t h t , a i o s m ines • b o y C th o e u d r r t o a a i n n c o c f o t e u a e n o n t n c v ' i s a a ' e l l u a n e s ) s b et a s t c h o e n l t d ro a l w le a d y b b y o ( r a n n U d i 8 n S clu fi d n e v d ic n al d l n a i a w n m r m is e e k a a a n n s r d e t h t v u e o r l n a * s t c i l a i a t n y d r to m t t d a h o y e e n s a u r m t a k n o e g r e n e p n m p e a r o c a e t a e w t s i i e t g h v n e il n c 4 a nt
Branch Manager of the office serving you account. m pay y m b e e n s t u fo b r je w ct t a o l m la ak p te u n rc a h m as e e s le a e n s d , c c h h re a c r y s s f k or r b u t n e p aid L S E er S vi A ce G s S (e ta .g m ., f o ce rd rt b a a in n 0 d ) c \ a ( s i h d a i- t d L u B r S a r B d e • r p k r . o ( d i) i c c t a s, b at • M el o a d ti e o r n a . t e Willis to accept sane risk to pinctal and
arcuti al figures shown are Mended to be accurate. aunts n Cashwants. Accounts that at warde rred including void* annuities. and (rd shares of rn4w1 tolerate some votakty to wet higher returns.
s st o a a te k m o e n n y t a ea ta -e s nd h l a ax d t n O o r t M b S e , O us .t e . d F a o rm t a 1 t 0 p 9 u 9 r , p S os a e e s . Rely to other inflaUtiOnS May be subject to a trawler fee. f n in a d ne s o w f h d er e e a s c u c ch o s s t h * a h re o s li a e r r e o re n g t i i s e te t r a ed lc d s re a c d tk r n ec t o h rd e s • h Ap ip pr e vo s l p a i t e il : i t W y t i o lin s g ee t k o h a i c g c h e r p e t t h u i r g n h s r o is v k e r t o tin p e rn . opal and
10425, etc.) whin preprregyour tu return. The Fim 6 UBS Sweep Optima of to applicable iaaer a transfer agent),
requiredby low to cepa to ti• IRS all taxabk dhiclende, UBS offers optim ice weeping cash berates, barges • Cedain minima contracts or irramera interests Statement Thouseholdhe
report** rcntrable dwidends and taxable serest to bat deposits at UBS Bak USA and 1165 AG Starrad kg., limited partnenam and private placements) tat We may consoldase al related account statements with
end an acuities held nyors accent, net proceeds branch (Bank Sweep Programs), money market mutual am rot registered under the Securities Act of I933; to sane address n the Sill* emreace. ACCOJltS may
an sae transactors, and cog taus on certain covered Pais (Morey Fied0 ad the Men-atonalDepose ad be related Ice this purpose Lease they have owners
acuities. Papua (Cara customers with an international • Commodities contacts (e.g, foreign exchage and who also maimin Pie *con relationships with other
Mane Management Account. Through tie Bank pairsmetal antrats.), inducing futures orients clams at the same address. This prate it knew, as
C • o P r le ra as n e i r c e a c t o io n n fir s m w e i e t r h y t o h r e al F co a r i m n -unmans in *Meg U S S w A e e u p p P to ro a c n n e e s . t i c : a b s r h e b d al k an n c it e a s a d e t h sw en e p to t t U o B 1 S 11 A 35 G B ak ad commodity option COMfaCtt. s • t h a o te u m s e e n f t o s l m in a g t ed t n yo s u e p pa re ra fe te r t e o n r v e e c lo e p ie e e s I — -d r y a ou w m l y
to funher protect your rips, irclAng your ripe, Stanford Branch a a Money Fund. Deposits at U85 The SIPC protection and to supplemental protection do decline householdag by ceiling Jour F honcial Akar.
• s ti e th de e r f i t n h e e - S ca a l u M te a s h In o v n es o to n r t P h ro e t t e o c p ti l o e n f t A o n f h (S e E A fr T o nt B ru a le n s k . U F S o A r o ar r e e FD h IC a e m nur a ed r i n p a e cc a or d k a i n t c w e e w rm ith fd F i O c C n o o n t y a e p a p l M y t a o t e th r e n s a e * a . s h se e t e S o EC n p 4 r t o he t y e O a t n he a lv d n9 t 2 h a e p pear Friendly moult name
of this statement is not UBS Financk Services, LGS Deposts at LES AG Stamford Bra-di aid shams of FUOlerreental protection do not pact agaewt changes The Friendly *mug ranee reflects Mamma That you
Financial Snares carries yar account as champ Maw Funds at rot hosed by the FDIC. in the meat vabe of you investments (whether as a entered en the firm's aline khan wake.. It a a
ticker byarta-gement well the notated ingtuton result of market movement awe balsruptcy cr cutornable 'nista-Lea • chosen by you to anist yes
We Wormed you of this rebnorehn wan you Through the DA, arailable beach Ulna are men to otherwise} with you recordkeeping a has nO legal effect an your
opened this *cart. In ti cask your fully arid depoU accounts at UBS AG km Yak We ard LBS accotnt. You can change mar Flien*accignt names.
s to ta g g a e d s d ar c e i l a oc b a r t o e k d e a r, a U n B d S y f o in u a r n a ci n al m Se a a c n e ce a s r a e n p d o r rt o t A th G e F C O a C n . o B n al B an r c a e c s h h . e T ld h a es t e t i d e e L p E os S it s A a G r e C n a o ym t n an a r n a d n c b h y M oN or a e i i l n m fo o r r m e a M tio a n rn is a a tio m n i a d b * ou t t o S m EC r , e h p o a l s d t in Y g o t u h e m S a I y P C A thm k u a g . h Onare Services a by contactrg your Fina-cial
of ay emir or cminion to both firms. are temporally noosed to the sovereign irk of the Brochure, by contacting 51K a 202-371-8300a by
Celan bads, and tam is no grate a other snag the SRC website afratw.alptap ACCIX•lt overview
All acant statements shall be deemed complete ad obligation of LBS AG to repay to balances while cash. • tray* Gina accountkornba Net of assets and
accurate a not objected to hinging within 60 days. UBS Cayman's Brach's books. Dividend Renvertment Program (DRIP) liebil
The price reflected is an average price You may obtan • Alma Inclas eyelids cash balances, vas lot
• Please diva customer complaints or emptiesto he Deposits at LBS Bat USA and each UBS AG Branch are the actual price from you Fnancial Advises. Orey whole restricted storey lest), and Global tine Deposits,
FimmClem Relations Depavneet a 201.352.1699 not protected by SIC. Money Find shags are protected dares re purchasedunder DRIP; partial shares wil be u-reaiz ed arks to market, and cash assets not held
or toll-free at 8C0,3S4-9103, 8:00 A.M. to 6:00 P.M by SIPC See TUFS5 Financial Services Accent ffotecticn- sold ad the cash tea a &posted h your account The by the aim. Does rot include winced wane/assets
ET Monday through Frday, a in wriskg to U3S bebyr. dviderd reinvestment pricesupplied byte issuer may at the end of the par and arrant statement periods, or
Financial %Nees ter., Client Relatire Delliammentr Offer from the market price at which tie partial dares peva* evestrrents, vaned stock options and
P.O. Box 766 Union City, NJ 07087. Upon per regain balances in re Bank Sweep ere sold wawa stock oniaonls
• h caw of errors or qatire about an electronic Prorons a OA may bee withdrawn and shares of a • Lakes Includes betimes, outstarding raga
fu-ch transfer WMbee payment a UBS Thsedebit Money Fund may be liquidated, ad the proceeds Cadealitiu lore, credit re, dims accoug babrices.
card transactions, call 990-762-1000, aw ife to UBS returned to you or you seaman acocult. Ch9 whole units may be held in ma account. if you at • Cashaeoney balances. Total of unimested available
FancialSenices Ix., 1000 Hatallsid., 6th floor, mailed to a palial unit as a result of a &dad p4rnant cash balances. plus UBS Bak USA deposit barces,UBS
Weehawken NI 07086, Agra RIA103SA Senates. Fan Holman about available swam *pions, a °tame, the Firm V.11 ether sell panal vas at AG Stamford Branch depose balances and money market
inckding anent Merest rates and Weld 6 available at mann price a accept an antunt detamined by a itutud land sweep balances, at the close of the
Cal or watt as soon a you can if mu ihek ma- gratin corrisweemmIck from your Francial Advisor ragered closing agency, and credit you *mug ;mantra period. Noncom/oda bee credit balances in
statement or receipt 4 wag or if you need more or by eating 800-762-1000. your accost am rot segregated from other balances
iffinnatin dxut a transfer onh e savant or Investment objectives ad ste Finn ink use any of these funds in the ordinary
recept. The Firm or Card bear (as applabld must UPS Randal Service' account protection The rwestmere (Cocoa ad nsk profile am speck to coure of its business. These funds ase payable upon
hear from you no later can 60 days deer the Fin, The dim a a manbdr of re Securities Investor Protection each account and may arybehvetn Please idea the your domed. This total it included in du anent period
sent you tie fig statement on which the owe or CoeporatiTh 151K). each protects securities accent of Firmparrot& in mitre; of my significant change in yos closing value.
prcban xpeaut its members up lo SS00,000 (ncludng 52t4000 for franca situan or niestrnert objectives. For each
SDNY_GM_00020845
CONFIDENTIAL
EFTA 0[)131465
EFTA01273672

Important information about your statement
(004 Mudd)
Lending information yOu WOAD asitatt mom" n the market Anon act — 'Citabwians to date' may include nand - h Shen to commesins received in connection
Fa timed informal di on the Fins letting practices :Waned Fran n1014 the./ pity sarces wench We capita income or both. wth the sale or distrestion of arnAy contracts
and dicesuec refer to yew Clem Relatcenhip befeve to be reliable, but ow do not guarantee they — twists, vet' represents the nitql along and sat neestnent mist urns to our clients, we
Asfeement or .4.«cial AgcemrM and the General arcaa cy. pee per tint and may not reflect you cost basis and« as affiliate receive newts shit-6g
Team ad Conditions LOS Statement of creed Prat in — We Pew* use the dosing price when wake or (Gressette. iron ad of the Murano
amiable in Ar9Imintl and Onckarres the mean of the bid and ask prices foe listed • Restaided severities. Resented spinesgenerals corronirs urdermaira the annuity {overacts.
mew rat romiacceura ir . securities and Sorts or onty bud prices for OTC re not smelt elegble for public sale. LEIS Financial all Rates of the Insurance companies or sponsors of
securities. SeViCeS Wei the Market (Mite of the uwestrieted stock the tnt iniestinent VW'S we amts.
yew sets — Less arteey traded securities may be ;deed using a of dw same issute as is invited value fa the — Cur affiliates alsomotet trading ccenrnesiorn and
You stmemerd Amnon securities rid other ass held vakation model a the mon recent pie we restricted slack for purposes elM U adenine my. To ether comp:mats from mutual lurch and
in the samt at the end of the SIMOrnent period. You obtained and may not reflect an actual ma-ket pie the atent that metrics; searities' are MOS fa cab, insurance companies show products wro dnIFToule.
may ask for deers of fitly paid saureem at any time. vakm. the vain received may be stbstmeal): less than the — We receive an meal fee horn LOS Bak USA ad
You ma/recent sesties used as loan Collateral after - Certain paitian may appear matte a price and invited value shown UBS AG Surreoul Brandi of up to $25 per scold
ppay/ng sryy balance dim on 'hem Any *cuss will taw as 'pre* was not avalable• ft were sweeping tithe bads under the UBS Bank Sweep
to the inn <Lag the statenwnt pad are unable to obtain a price I or a scarily • Eq. Stinted) income, current yield. and rota Program.
Feudal market vatse as of the end of the staement — Deposits Co stades denominated nomencies An emirate ca arrual income it based on current
period, other than U.S. dolls are reflected a the exchange dsidend and merest rates, sunning the securities will Activity
• Cast bat& In determining the cost bad of the rate as of the statement date. be held for one year from statement date a troll hisationr e:prang corimasten and other charges
senates itetuded in this statement where indcated - For mean seasities eating in nonconforming maturity. TM dies is only a guideline, accuracy named n correction with the executon of trades.
with the nimble LEIS f nand" Services Ins relied denaninais. Fete AM eluenekY dace 'alto) may and continued incise me not scanted ieldng option transactions has been included en
alinformation obtained from sources other than UBS have been adested to fm ilitate scar valushan. — Evinced aenual income and cured Peld for conlimations orovousfy furnished to aou, and cell be
Finsial Sena% exhaling nip:motion Iron another To obtain current same:ens, wren 'stab*, contact (elan types of sakes could include a ism of provided to you pa:aptly on mown.
him that you may have provided to yois Sandal you inancialAthisor. lamccal or capital gains in which case the est
Adam The FS don not Stan:Sy Sly a income ("element wad would be overstated. Skirt selling
suede the "cursor valdey of try damnation • Pirate Stemma and structured produces. — Ipilated arnual inane and °front yield and the t you art engaged in short selling a security, loamy
Provided by lanes error than LEES Fioncial Series Mate indented secrete (inckding drot actual income andyield might be later or higher her a dorge die to cenin borrowing costs («that
partiobatian peogam and real estate imestmerd tins than the estmad amounts. Particular security.
h abler" attleugh LOS Financial Sown sera securitin) a d se cued products are general haply — An eyelet of a-malted Mom Winierd axVor
slates this informatian as it is received. the Fins illquid Cron serroctined products haw not been intend «wad by the current market Open orders
does not provide try essences art the idoernakin regideced with the Securities and Exchaw van:avow balance is based on the Is dividend Regarding open Cc • saStilicancelled* ceders that
wider "Cost basis' and "Unealced gad loss" is Commission a under ay state securities laws. We or noel Payment made by the issuer and were not sated by the semen date, open buy and
aerate as id the date of this statement. As such pade estimated yaks for private Viseillnerit suss the seaseesickooPts wilt be hell for one sell stop orders are reduced by the maul of denier&
Pease do not rey on this donation to make mantes and stmcured products foe inborreatonal yea Imen the statement date aural Marty. a. rightson an •rodwidend «antes dote unless
paths or sale cleciskinc, for Is p.rposes Spews only. keiny is not guaranteed Accuracy and continued yekl are not gib antetd. retuned otherwise by mu. You ant responsible fa
Otherwite. Accost tweet eered to the firm my — These values naydiffer substantial, from pips, if «Oen that re executed due toyer failure to cancel
ref ea gailloss infornarom on) for the period a any, at *Nth a pewee investment testy a • Assets not held by UK Financial Sennme. Certain eMin9 open orders.
time they are held a the Firm More historical slotted product may be btu 'd or told and do assets aro not held by the Finn and not nehn the
Moises can be ailed by yew Anoxia' Advisor. not necessarilyrepresent the yam you rMy receive Fern's possesscn or control. These assets are Privacy
soon displayed on seas statement for infoinuitecnel To obtain a copy ed our 'mem Clcerl Privacy Notice.
• Unrealised gansfiones Man data is available. - thid party estinges of yak* aro as demean pupas only. Positions and values presented are pease caned your Fnancial Aden« a vest Oar weinitis
estimated urinated gait lasses are calculated for date and are applied to UBS Fnaxial Services en a provided by the dung Inn. lin Financial Services is at yyenvubtrOnfreiveevbrolev
enSvidual sea:blots. The transaction data foe saw bald by an independent valuation I Wm. not resparoble for to infatuation and does not
rekvidial lots mayor may no relied cormrosicce, - Issuer, general pans a spans estimated values, guarantee its accwacy. These assets are rot protected UBS Sandal Services is saber* the RMA, Business
dons Arida- musty reorganizers everts. if any are supplied to the Fen by the our, by SIC or the Finis splemental Sat swage. Services Account BSA and IRMA are brokerage accouras
Diddend and other reinvestment lots and systematic antral pars* a sponsor and may be calculated which provide access to barking services and products
seam km are each combined to display one based on dfferem damaban ban that used by • Revenue sharing and additional compensation. through arra-rants min dilated bared and other
3W:faced lot The • Trade dale cols presents the third pante to decree they esteemed vats. — In addition to commissions on sales and 12b1 lees thrd-party banks, and pont* access to nswance and
sant trarnaction trade dale. - Vous Sin addinarol idonnatian regarding received n an-lectors with the thstntxtion of annuty products issued by waHoliatedthrdpany
the methodologyused to deter nine the miens d nyttul fund to our C1.14113 we andor Our aflame Murano companies through Murano agency
• C th o e l l i a ss b u le er s c e a c ts u r f i o ti r e e s a Be n re d d s e a em d : p Io re n f w err it e b d e s t s o e c l k e c t t h e a d t b v a al s u e e f a o n r d th t e h e m d i a n te u t o e f b th y e c f o o n r t m ac a tin ti g o a n s th F a in t a is n th c e ia l m rhd a a n a re d v v e is n o u rs e o sh f a th ri e n m g P ut a ua s l f t i s rd f s ro th m a d t i w s e tr i s b e u ll. t en subsidiaries of tkS Financial Services lx.
/martial& by lot "cm among all seamen of that Advisor These arnards are based on two deferent InoeltmEnt, nsurance, arid seaproducts:
issue held nos raffle or n Winne! Mint la at - dad sty ..tinted values may be reflected as components 0 the amount of sales by Uld of a Not FDIC rend • No lark gut/ants May lose vale
clients Call bare dannetien is obtained from third 'No peed* n several plant:we: when an pertkultr mutual find I sib: to our dents. and Et)
parties and as arose, is not guaranteed. Other call independent valuation len has not suPOWd a S the set vale of a parlinalar mutual fund I amiyi RMA. Resasce Managernent Accost Business Socked
fuses may oast whch could if ect yiekt canine unable 10 assign a vats when we become sae shy..h eal a the fins Account E6.4, AMA ad international ReSOISCe
SCOMIlitel Will be ;Yarded upon request. that a material event has occurred that may call a — We and at Abate ate receive networeng and Management ACC0.81 at registered wince mats of
peevicusly soled not is question a when ernes processing lees in consideration bat UPS Financial Seises Inc
• Certificates of deposit (CDs). COs are 10K Mired vat* sects14/1 be hjahfispeculatior due to the rare transfer agent crevices that we snide tote
up to 5250,900 in ;SO and accrued interest per id the secutity. mutual hands These fe a generally are pad from Vise Stn./Lee is a registered service mark of Visa Les
depose« and per depositsSAMS in accordance - When neither an ass general partner a sponsor inset assets in taw mutual fund and are a fad bastion" LBS Visa Seas aerie cards ad
won FOIC rules. estimated value nee a thrd-perty estimated vats is doer amount based on the renter of accounts at Visa debt cards are awed by UBE, OS USA with
provide4 the value of the security wit bedifferent the Ishodealte holding mist Surds of that fund person horn vine USA interfaciale d.
• aricSalue lens &psi for wordes and atm Iran in purchase Pee fa rtily
produce may be higher or lower than the price that Ue3S Fin.10601 Services Inc. Fey 201511
SDNY_GM_00020846
CONFIDENTIAL
EFTA_00 1 3 1466
EFTA01273673

UBS Financial Services Inc. UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 December 2015
Mena:0750471215%12'11 0
OHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GH1SLAIVE MAXWELL
Friendly account name: Inchv
Account number.
Your rinandal Advisor.
SCOTT STACK MAN/ LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RA on November 30 (3) on December 31(3)
account
Your assets 1,025,834.34 798,007.41
Visit our websIte: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account 11.025,834.34 $798,007.41
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
g Th&Lan05 at year end 2014 41,721,172.36
Net deposits and
•,721 7
withdrawals 491%077.94
Wur nvestment return
1,025 8 Dividend and
n • e. o interest income $40,34661
Chance in
market value -44543162
Value of your account
on Dec 31, 2015 4790.007.41
Dec 2014 Nov 2015 Dec 2015
SDNY GM 00020847
PA•mber SIPC 807000400€075047 Nr.7000311076 00302 1215 030575COI vi 23568550 10000 Pogo 1 of 12
CONFIDENTIAL
EFTA_00131467
EFTA01273674

SUBS
UBS Strategic Advisor Account name: Your financial Advisor
Friendly account name:Ir 1 SCOTT STACK MANLYLE CASRIEL
December 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (1) your account
A Cash and money balances 92.72 001% Your current asset allocation • Cash and money balances may include
available cash balances. VBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 797,914.69 99 99% mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
E Non-traditional aco 000%
F Commodities 0.C0 000%
G Other 0.00 000%
Total assets $798,007.41 100.00%
Value of your account $798,007.41
Eye on the markets
Percentage change
Index December 2015 Year to date
S&P 500 -1.58% 1.38%
Russell 3000 -2.05% 0.48%
MSC - Europe, Australia & Far East -1.33% -0.39%
Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55%
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
kkincogre08075048 rill0303i187600:02 1215 03057SCOr n 23566SS0 110 ffaiyGtkoonotkir 2 of 12
CONFIDENTIAL
EFTA_00131468
EFTA01273675

UBS Strategic Advisor Account name: GHIS&AINE MAXWELL Your N medal Advisor.
UBS Friendly account name:int:1w SCOTT STACK MAMLYLE CASRIEL
December 2015
Account number: Y1 2
Change in the value of your account Summary of gains and losses
December 2015 Year to date (I) yaws reported below exclude products for which gain and losses are not dassified
Realized gains and losses Unrealized
Opening account value $1,025,834.34 $1,721,172.36
December 2015 (5) Year to date IS) gains and losses (S)
Deposits, including investments
transferred in 0.00 2,200W Short term 0.00 2,544.95 -7,862.57
Withdrawals and fees, Long term 31,536.50 206,423 09 100,148 45
including investments transferred
Total $31,536.50 $208,968.04 $92,285.88
cart -219,763.87 -920,277.94
Dividend and interest income 2,100.54 40,346.61
Cash activity summary
Change in market value -10,163.60 45,433.62
See Account *Ono the month for deia Is. Balances In your Sweep Options are included in the cpenng and
Closing account value 4798,007.41 $798,007.41 closing balances value. FDIC insurance spares only to deposits a uBS Bank USA, rot to deposits at LOS AG,
Starriord Branch or bank deposits placed through the UBS intemaiond Deposit Account program. 5/PC
protection applies to money market sweep find holdings but not bank deposits Steimportenr inbroarion
Dividend and interest income earned about your statement on the last two Pars Si this document for <Ma's
December 20I 5 IS) Year to date (S)
For cutpcnes of Ins statement, t,,(ab:ity of 'Metes] ant dnIdenCI infOme ha; been determined (men a US Opening balances $98,152.90 $6,517.57
IM rep:cling perspective. Bored upon the residence of the account holder, account type, or product twe,
some interest ardor dvidend payments mat not be subject to United St*es (US) ardor Puerto Rico (n) Additions
income tares. The rient month* statement K not intended to be used and carom be read won for tat
purposes. Chenls should refer to the applictie tar reporting forms they recent Iran OBS annualy, such as Deposits and other funds credited 0.00 2,200 00
the corns 1099 and me can 480, for lac re130110.9 information it is the moire of lies to file the
asoliratie tar tenoning forms with the US Inter,* Revenue Sew< and PR Treasury Department, and in Dividend and interest income 2,100.54 40,346.61
sue h forms accurately cisafy d.rdena arelf ot interest as tar even-pit or taa inccme. Pleat corault your
indudual tax prepare( Proceeds from investment transactions 119,603.15 964,247.03
December 2015 (In Year to date IS) Total additions $121,703.69 $1,006,793.64
Taxable dividends 2,100.34 40,340 02 Subtractions
Taxable interest 0.20 6.43 Professional management fees and
related services 0.00 -8,082.81
Total current year $2,100.54 $40,346.45
Other funds debned -219,76387 -912,195.13
Prior year adjustment 000 0.16
Funds withdrawn for investments
Total dividend & interest $2,100.54 $40,346.61 bought 000 -92,940.55
Total subtractions -$219,763.87 41,013,218.49
Net cash flow -$98,060.18 -$6,424.85
Closing balances $92.72 $92.72
SONY GM 00020849
ENPruO4009375049 NP703031187600002 1215030575031 v123$68SSO 11O Page 3 of 12
CONFIDENTIAL
EFTA_00131469
EFTA01273676

(SUBS
UBS Strategic Advisor Account name: GHISt AINE ELL Your financial Advisor:
Friendly account name: lndiv SCOTT STACK MAMLYLE CASRIEL
December 2015
Account number:
Loan summary
Year to date loan interest 421-
UBS Bank USA Deposit Account APY
Interest period Nov 6 - Dec 6
Opening UBS Bank USA Deposit balance Nov 6 $829.62
Closing UBS Bank USA Deposit balance Dec 6 $0W
Number of days in interest period 31
Average daily balance 813,654 24
Interest earned 40.20
Annual percentage yield earned 002%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your retire objective:
Capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibiity consideration - None selected
Your account instructions
• Vow account cost base default closing method is RFO. Rat in, First Out.
HIP7000a008075050 Ne70003i 187600:02 121503057500* YI 2 35 66S93 It0N,iy_Gm_00020ter 4 of 12
CONFIDENTIAL
EFTA_00131470
EFTA01273677

UBS Strategic Advisor Account name: GHISLAWIE MAXWELL. Your II sandal Advisor:
$UBS
Friendly account name:lndi SCOTT STACKMANLYLE CASILEL
December 2015 Account number. VI
Your assets
Some pnCes, income and current vaues shpts may be apprOxinvae. AS a Hit& gains asdlosses may 001
be accurately reflected. See Important infosmabon about your statement a the end of this dxurnem for
more Infornmort
Cash
Cash and money balances
Cash and money batances may wilede avalade cash balances, UBS Bank USA deprat account balances.
UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep Lances
UBS Bank USA deposit account balances are insured by the FDIC vat ft n applic [bk. limits, but are not
potected by SIFt USS AG Stanford Bram hdepost account baantes ase not inSuted be FDIC and re not
protected by SSC Money market sweep balances are prolected by SEC but ale not insured by the FDIC.
See the Important information about your statement at the endof this document for details about Pose
blames.
Opers ag bel ante ClaimsWince ence per sham Avatar 0ne:lend Interest Days m
Hddng on Dec I (t) on Dec 31 (1) on Dec 31 (t) late period period cep amount (1)
U85 BANK USA CEP ACCT 98,152 90 92.72 250.003.00
Equities
Common stock
Purchase pricd
Hack NVITbef Average Wife Price per share vette on Unmerited Holdng
Hddng date of snares per Shalt (0 Cost basis (SI on Dec 31(5) Dec 31(1) On or loss (1) period
AECOM
Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26 619 13,309 95 30.030 15,015.00 1,705.05 ST
Jan 30, 15 100 ODD 25 532 2,553 24 30.030 3,033 00 449.76 ST
SeCueity total 600.000 26 439 15,863.19 18,01800 2,154.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL 4153 Current yield 2.51% Apr 22. 13 72.000 56.870 4,094.67 84.720 6,099.84 2,005.17 LT
BAXTER INTL INC
Symbol BAX Exchange' NYSE
EAI: 4716 Current yield 121% lin 20, 12 30.000 28.496 854 88 38.150 1,14450 289.62 LT
Jun 20, 12 17.003 28.455 483.75 38.150 648.55 164.80 LT
km 21.12 29.000 28.762 834 12 38.150 1,10635 272.23 LT
Jun21,12 7.000 28.444 199 11 38.150 267.05 67.94 LT
continued next page
SDNY GM 00020851
ENSTOCO4C08075051 PIP70303118760C002 13150305750Di Y1235613550 110000 Page S of 12
CONFIDENTIAL
EFTA_00131471
EFTA01273678

*UBS UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Kaancid Advisor,
Friendly account name: Indiv SCOTT STACK MAIILYLE CASRIEL
Account number: YI 2
Your assets . Equities . Common stock (Continued)
Purchase pace(
Track Web« Average pace Price per :hare Vane on Unrealized Holdng
Hrldng date of thern per thaw (S) Con batit (S) on Dec 31(1) Dec 31 (S) gain or loss (I) period
Jun21,12 5.000 28/338 144.19 38.150 190.75 46.56 LT
Jun22, 12 61.000 28.658 1,748 19 38.150 2,327.15 578.96 LT
Jan 23,13 768.000 36.815 28,274.47 38.150 29,299.20 1,024.73 LT
Apr 22, 13 355.000 38284 13,591.05 38150 13,543.25 -47.80 LT
Sep 19. 13 74.000 39857 2,949.45 38.150 2,823.10 •126.35 LT
Sep 19, 13 6.000 39.696 238.18 38.150 228.90 4.28 LT
Sep 19.13 3.000 39.700 11910 38.150 114.45 -4.65 LT
Sep 20, 13 47.000 39.758 1,868 67 38.150 1,793.05 -75.62 LT
Oct 3.13 154.030 35.679 5,494.57 38.150 5.87510 380.53 LT
Security total 1,556.000 36.504 56,799.73 59,361.40 2,56167
BLACKRCCK INC
Symbol: RIK Exchange: NYSE
EAI: 1628 Current yield 2.56% Apr 22, 13 72.000 251093 18,078 71 340.520 24,517.44 6,438.73 LT
COLGATE PALMOUVE CO
Symbol. Cl Exchange: NYSE
EAI: 42,292 Current yield: 2.28% Aug 4,11 174000 41.632 7,244.05 66.620 11.591.88 4,347.83 LT
Aug 12, 11 4.000 42.450 169.80 66.620 266.48 9668 LT
Ian 23,13 910.000 54.240 49,358.63 66.620 60,624.20 11,265.57 LT
Apr 22, 13 420.000 59.788 25,111.32 66.620 27,980.40 2,869.08 LT
Security total 1,508.000 54300 81,883.80 100,462.56 18,579.16
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 0.95% Jan 28, 15 500.000 90.411 45,205 72 70.790 35,395 00 -9,810.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, I S 500.030 3).942 15,97 1.36 31.170 15,585.00 -386.36 ST
lan 30,15 250.000 29 431 7,357.75 31.170 7,792.50 434.75 ST
Oct 26, 15 250.000 34.170 8,542.53 31.170 7,792.50 -750.03 ST
Security total 1,000.000 31.872 31,871.64 31,170 00 •701.64
GELAL MILLS INC
Symbol. GIS Exchange: NYSE
EAI: 13,312 Current yield: 3.05% Aug 4,11 191.000 36265 6,926 77 57.660 11,013.06 4086.29 LT
Aug 12, 11 5.000 35.754 178 77 57.660 288.30 109.53 LT
Jan 23,13 1001.000 41387 41,428.89 57.660 57,717.66 16288.77 LT
continued next page
OW70034038075052 HP7000311876=02 1215030575001 Y1235613550 110MyGivi00020pige 6 of 12
CONFIDENTIAL
EFTA_00131472
EFTA01273679

SUBS U BS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Financial Advisor:
friendly account narne:Indiv. SCOTT STACK MANLYLE CASRiEL
December 2015 Account number. Y I 2:
Your assets Equities.
Common stock (continued)
Pugh/1St price
Trade roman Average price PM! per share value on unmarred Hoeing
Ncldng date of shares per share (1) Cost basis (s) on Der 31(s) Dec 31(1) gain or loss CO Period
Apr 22, 13 464.030 50287 23,33321 57.660 26,754 24 3,421.03 LT
Jun 17, 13 148003 49 739 7,361 45 57.660 8,533.68 1,172.23 LT
Jun 18, 13 73000 49.836 3,638 07 57.660 4,209.18 571.11 LT
Security total 1,882003 44031 82,357.16 108,516 12 25,648.95
JOHNSON & JOHNSON COM
Symbol. MT Exchange. NYSE
Eat $198 Current yield 2.92% Apr 22. 13 66.000 84.721 5,591.64 102.720 6,779.52 1,187.88 LT
MCDONALDS CORP
Symbol MCD Exchange: NYSE
EAl; 33,624 Current yield: 3.01% Aug 4, 11 95.003 84 969 8,07206 118.140 11,223.30 3,151.24 LT
Aug 12, 11 3.000 65.910 257.73 118.140 354.42 96.69 LT
Nov29, 12 8.000 86 456 691 65 118,140 945.12 253.47 IT
Jan 23,13 555.003 93.053 51,644.75 118.140 65,567.70 13,922.95 LT
Apr 22. 13 255.= 99 318 25,326 32 118.140 30,125.70 4,799.38 LT
Sep 19, 13 78.000 97 879 7,634 63 118.140 9,214.92 1,580.29 LT
Sep 19. 13 22.003 97 425 2,143.36 118.140 2,599.08 455.72 a
Sep 19, 13 2.000 97 830 195 66 118.140 236 28 40.62 LT
Security total 1,018.003 94.269 95,966 16 120,266 52 24,300.36
NEXTERA ENERGY INC COM
Symbol. NEE Exchange NYSE
EAT 4499 Current yield 296% Apr 22, 13 162000 79 757 12,920 65 103.890 16,830 18 3,909.53 LT
OCCIDENTAL PETROLEUM CRP
Symbol: 0>CY Exchange: NYSE
EAT 12,907 anent yield- 4 44% Feb 12, 14 148.003 88.959 13,16596 67.610 10,006 28 -3,159.68 LT
Feb 12, 14 117.000 88.989 10,411.82 67.610 7,910.37 -2,501.45 LT
Feb 12, 14 32.003 89 002 2,84807 67.610 2,163.52 -684.55 LT
Feb 12. 14 7.000 88 857 622 00 67.610 473.27 -148.73 LT
Feb 13, 14 110.003 88.885 9,777.41 67.610 7,437.10 -2,340.31 LT
Feb 13. 14 68.000 88 708 6,032 19 67.610 4,597 48 -1.434 71 LT
Feb 13, 14 33.000 88369 2,916.19 67.610 2,231.13 .685.C6 LT
Feb 13, 14 6.000 88.421 530.53 67.610 405.66 •124.87 LT
Feb 14, 14 334.003 92065 30,749.82 67.610 22,581 74 -8,168.08 LT
continued next page
SONY GM 00020853
CONFID E1 E 1P7OC N O4C080 T 75053 I 11 A 77030 L 3118 7603002 1715030575031 Y1 23568350 1101300 Page 7 of 12
EFTA_00131473
EFTA01273680

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandal Advisor:
Friendly account name:Indiv SCOTT STACK/ailLYLE CASRIEL
7-) s
Account number: YI 2
Your assets Equities . Common stock (continued)
Purchase pace/
Pack Matter Average price Price per share Vdue on Unrealized Holdng
Herein date of shares per share (I) CCM Gds (I) on Dec 31(3) Dec 31 (I) gain or loss (e) period
Feb 18 14 114.000 92677 10,56523 67.610 7,707.54 -2,857.69 LT
Sewn), total 969.030 90422 87,61922 65,514.09 -22,105.13
PEPSICO INC
Symbol. PEP Exchange: NYSE
EAl: 43,243 Current yield:2.81% Aug 4, it 115.000 63.979 7357.65 99.920 11,490.80 4,133.15 LT
Aug 12, 11 3.000 63.023 189.07 99.920 299.76 110.69 LT
May 16, 12 6.000 68.535 411.21 99.920 599.52 188.31 LT
Oct 24, 12 1.000 68.690 68.69 99.920 99.92 31.23 LT
Oct 25, 12 2.000 68.810 137.62 99.920 199.84 62.22 LT
Oct 26. 12 1.000 68.890 68.89 99.920 99.92 31.03 LT
Oct 31, 12 1.000 69370 69.37 99.920 99.92 3055 LT
Nov6, 12 1.000 69370 69.37 99.920 99.92 30.55 LT
Nov7,12 1.000 69.150 69.15 99.920 99.92 30.77 LT
Nov8, 12 2.000 69.090 138.18 99.920 199.84 6156 LT
Jan 23.13 699.000 72.166 50,444.31 99.920 69.844.08 19399.77 LT
Apr 22, 13 322.000 82251 26,484.85 99.920 32,174.24 5,689.39 LT
Security total 1,154.000 74.097 85,508.36 115,307.68 29,799.32
PROCTER &GAFABLE CO
Symbol: PG Exhange: NYSE
EAl: $3,007 Current yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 79.410 9,370.38 2,278.16 LT
Aug 12, 11 3.000 60.896 182.69 79410 238.23 5534 It
Jan 23,13 619.000 69.941 43,29373 79.410 49,154.79 5,861.06 LT
Apr 22, 13 286.000 81332 23,261.18 79410 22,711.26 -549.92 LT
Apr 24, 13 108.000 77.762 8,398 32 79.410 8,576 28 177.96 LT
Security total 1,134.000 72.512 82,228. I d 90,050.94 7,822.80
Total $706.498.79 S798,289.69 $91,790.90
Total estimated annual income: $20,914
ENP70C04039075054 NP70003I18760C002 12150305750CW YI 23568550 I Inatityork0002~ II of 12
CONFIDENTIAL
EFTA_00131474
EFTA01273681

UBS Strategic Advisor Account mane: GHISLAINE MAXWELL Your Finandal Advisor:
*DUBS Friendly account name:Indira SCOTT STACK MANLYIE CASNEL
December
2015 Account number. `el 2:
Your assets , Equities (continued)
Short options
Tux* Natter Sale price Sale Price per coreittt Contract Value on Unrealized sicking
kildng date of contacts per contract al Proceeds (S) On Oec31 (1) premium (S) Dec 31 (3) gain or loss CD period
PUT FORTINET INC
WE 0111916 30.000
ExpireK Jan 16
Syrnly? FTNT Oet 26, 15 -10.000 0.869 -86998 37.500 0.375 -375.00 494.98 ST
Your total assets
Percentage el Cost Esimated Urns zed
Value on Dec 31 (1) your account bays 01 annual Income gain or loss (0
Cash Cash a ad money balances 92.72 0.01% 92.72
Equities Common stock 798,289.69 706,49839 20,91400 91,790.90
Short options -375.00 -869.98 494.98
Total equities 797,914.69 99.99% 705,628.81 20,914.00 92285.00
Total $798,007.41 100.00% $705,721.53 $20,914.00 $92,285.88
Account activity this month
Date Actlety Desorption Amoral (1)
Dividend and interestlamer*
Taxable dividends Dec 8 Cividend JOHNSON & JOHNSON COM PAD ON 1066 799.50
Dec 15 Dividend ANALOG DEVICES INC PAID ON 51 20.40
Dec 15 Cividend MCDONALDS CORP PAD ON 1018 906.02
Dec 15 Cividend NEAFRA ENERGY INC COM PAID ON 162 124.74
Dec 23 Dividend BLACKROCK INC PAID ON 72 156.96
Dec 30 Cividend TRAVELERS COS1NC/THE PAID ON 152 92.72
Total taxable dividends $2.100.34
Taxable interest Dec 7 Interest L185 BANK USA DEPOSIT ACCOUNT AS OF 1210415 0.20
Total taxable Interest 80.20
Total dividend end interest income $2,100.54
Dap ACtioly DeStepbOn ArnOwli (3)
Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GHISLANE MAXWELL -98,152.90
continued next page
SONY GM 00020855
EtiP70(04008075055 HP7000311076 00002 1215030575004 Y12356eSSO 1111000 Page 9 of 12
CONFIDENTIAL
EFTA_00131475
EFTA01273682

4tUBS UBS Strategic Advisor Account name: GHIStANE MAXWELL Your Nnancial Advisor.
Friendly account name: Indiv SCOTT STACK MANLYLE CASR1EL
December 2015 Account number: Y I 2
Account activity this month
(an trivet')
Date Actitety Descapbon Amami (S)
Other feuds debited (continued) Dec 24 Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -121,610.97
Total other funds debited -S219,76327
Investment transactions
for rnDreinformaion atoA the pricehelue shown for restricted securities, see important information *oat
yOurstatemera at the endof this Oactrnent
PeOCeedl Iran Funs
inwstment withdrawn to Accrued
Date Activity Oesciption Otonity Va Le (S) Price 6) transactions (S) investments bcught (5) interest (S)
Dec 21 Assignment CALL JONNSON &101*ISON C DUE 12/18115 10.000
100.000
-1,000. 000
Dec 23 Sold JOHNSON & JOHNSON COM 100.00 99,998.16
Dec 24 Sold ANALOG DEVICES INC -51.000 55.640100 2,837.60
Dec 24 Sold TRAVELERS COS INOTHE -152.000 110 313800 16,767.39
Told $119.603.15
Date Activity Descrolion Amount IS)
Money balance activities Nov 30 Balance forward 598,152,90
Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12101/15 -98,152.90
Dec 9 Deposit U85 BANK USA DEPOSIT ACCOUNT 799.70
Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,051.16
Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 100,155.12
Dec 28 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OT 12/24/15 -102.005.98
Dec31 Deposit UBS BANK USA DEPOSIT ACCOUNT 92.72
Dec 91 Closlag UBS Bank USA Deposit Account $9232
Tne utis Bank USA Oep001 ACCOunt Is your primary sweep Op1On
EHP70C04038075056 HP7030311876 00002 1215 03057%01 YI23568550 intiegoiGigL0002lyse 10 of 12
CONFIDENTIAL
EFTA_00131476
EFTA01273683

UBS Strategic Advisor Account noire: GHISLAINE MAXWELL Your /1m edal Advisor:
*UBS
Friendly account name:Indiv SCOTT STACK MAN/LYLE CAMEL
December 2015 Account number. Y I
Realized gains and losses
the estirmted realized Bans and losSes shown telOw ate not Ice tar puipaeS. Please rote that gin or loss intomteron We may not ay sent gansano losses la al (via charges. we aucmacKacy aojust Cost Dads for
recognized on I he sale or recta- Cron of cenan Structured Products, IkeCanting-ell Debt Securrhes, may be tateyerrot and AMT coupon municipal sec unties for rsiimaeo IMOrIzatton of bond preen um and lot awned OiD
ad nary, and not capital, gain or loss. 'lease check with your tat admor. To calcdae gem and !ones. we for se( wities issued at a clxount I you requested that U8S aClust cot haws for the bond ;seem um arnortzMon on
liquidate the oldest security lot first. this Is Moon as the first.In first out or FRO accounting method Vie use treralie debt sec unties then coil basis reflected for these securities has been acfeusted Elliman% in the Unclassifed
IN, method unless you specified whit h la` lot to close when you placed youe order. This is known as a 'onus section can not be classified at thou term 01 song term berate information it missing or the product is one in which
purchases or YSP order. See Important information about your statertem a the end of this document for more the gai Moss calculaton is nor provided
Long-term capital gains and losses
wash sale
Quantity or Purchase Sale SSc Cost cost basis
SeCuMy deMption MethOd face %due date date amount (t) baths 01 aljtAlmert31 toss (V Gan (S)
ANALOG DEVICES INC RIO 51 000 Apr 22,13 Dec 21,15 2837.60 2,16481 672.79
JOHNSON &JOHNSONCOM 123.000 Aug 04, 11 Dec 18, 15 12,433.84 7,672.38 4,761.46
FIFO 3.000 Aug 12, 11 Dec 18, 15 303.27 191.19 11208
FIFO 642.000 Jan 23, 13 Dec 18, 15 64,898.58 46,696.71 18,201.87
FIFO 232.000 Apr 22, 13 Dec 18, 15 23,452.45 19,655.46 3,796 99
TRAVELERS COS INC/THE FIFO 41030 Apr 22, 13 Dec 21, 15 4,522.78 3,473.50 1,049 28
FIFO 111000 May22.13 Dec21,15 12244.61 9,302.58 2,942 03
Total 8120493.13 889.156.63 831.536.50
Net long etrm capital gains or losses 831436.50
Net Capital gains/losses: $31,536.50
Summary of approved payees and recurring payments
Based on your indica bons. the Mikan/mg payees and recurring payments are <ans.:reed *approved The payees and recurring payments sated tekw do not include Bill Payments Ekaronk funds 7/40Slet3 and
payees' Asa result (l)you may authorize ideational transfers to these payees verbally and (2 I yar are no certain other tram/ern between accounts at trg$ If you have additonal payees and/or recurring Insfructons
longer receiving odor/duel confirmations for payments to these payees on Ilk you a recede separate confarmatons (tom your finance; Ad.:sot
To update or cancel any of these anetructions, please Contact your financial Achvsor
Ctsbu moment last used
Payee desupton Amount (S) method Type/Event Frequency Start date End dale dale
Y123575 vaned Transfer Payee on file Upon request rid Na Dec 24, 15
SDNY GM 00020857
EllP7OCO4C08075057 PIP71:003I 1876 00002 1715 030575031 Y173568550 110000 Page 11 of 12
CONFIDENTIAL
EFTA_00131477
EFTA01273684

*UBS
Your notes
2,2122.172,72,112177 .2,027=012.01.2151.....2.2G, G. .G21,... 12 .:2 ,2
CONFIDENTIAL
EFTA_00131478
EFTA01273685

Important information about your statement
LBS Francis' Services M. the F im or UBS Anemia - nnv r anc Arn np-N-or t r,-; dams for cat). The SIPC asset protection limits apply to account Inekl, you choose one of to following
Sakes} is a merrter of all orincial sexily, cannodty - Mute the error or tie Mosier you ere uture all accunts that you hold in a pantile capacity. Mesment objectises'
and canons exchanges. LBS Frarcial Spaces and LES tout, and explah as dealt as you cal why you The Fmk together with certain athletes, ha also • Peerage Conant/mama Main* u seang the
Bank USA are rdrect %Midas of LBS AG and belts t is an error a why you need more purchased o.ppbrriental protection. The madman generation d income ask.
affiliates of LES Secuitin U.C. The Rim's Handal narration amount payable to al *Gable Monts, cottecleek irdee • Aden* CapetalA ppreciation Insestrnenti seeking
statement is available upon reoen. The Firm's aro** - Frorde the dollar amount of the suspected 0rOf • this protection is 1500 millon a of Decenter 10, 2013. yowl" of prncpal rather that the peroration of
offices ae a: note p.
The Firm a Cad Issuer MI intieopateyout cornyaart Wont to the poky corditons ad Imitations, cash a • Produce Combination of arcane and Capital
UBS Finercul Sanas M. and MI correct any error promptk. I we lake more tan the Firm is father protected fa ics, to %I 9 mitten n the Appreciation hiesiments searg both tie generator
1200 Harbor Eulevard 10 Lysine's dap to do Si. we will mink your accost agg'egae For all our amounts head iv a parkular of ncome and gasohol plitO11.
Weehawken. W 07086 for the mart you theft 6 herr* so tat you will have capacity. A full copy of tie poky wading is available
tie use of the money dsing the time h takes us to upon request. °Will tisk profiles
This statement represents the ceryi official record of )eta complete OW Mien:paten.
LBS Sivecial Senates account. Other ieorek rapt The SIPC protect en and the supplemenli protection • Conseivake Seeks to mainain ithial prep* with
r o o o m ff t i i c s b i s a e i l o r t n e a , l r i p e d d l o e i c c a u * o m r n e en p I t f o s y . t o c h u o i b m rt e a m li h e e i v d n e i g a t h t c e e o ly r r e i n l i i s c w a le r n i g t e i n d m g at x t a o o s t r h h o e u ld F s fr t l a i a s t n e n m c lm a e ' a n in k t s o h t k a a u l d l t d i d o o t n i c o e k n n s d t p o r a a r y t e e a g b d u l o e la n t r o t a i t e c h c e fr o F o s n i t n t fe o o e f r s t h t , i a e e m ines • b o y C th o e u d r r t o a a i n n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e s ' ) s b et a s t c h o e n l t d ro a l w le a d y b f y r a (a n n U d i 8 t 5 lx fin b a d nc n ial t n tr a o a t t m r m is e e k a a a n n s r d e t h t v u e o r l n a a s t c i l a c it n y o d t s o m t t d a h o y e e r s a o n c t o k o t e r g e n e p n o p e a w r c a r e t a e w l s i i e t s h v n e d n 'a if n t
Branch Manager of the office sating )ore account. may be subject to mantentate lees, thetas for bee Services (e.g., attain (0 cash at LBS Bre, (ii cash at 'reflation.
want for searkin purchases and cheers kr unpaid LES AG Stamfordbranch, (id hturarce *parts • ,Moderate Willing to accept sane rids to pincPal and
Atou7i al figures shown are attended to be accurate. scum n cash accouns. Accounts that at varderred including writhe, annuities. and (in shares of rruh.al tolerate some 'Marty to seek hirer returns.
statement *lash:old not be used for tat purposes Rely to other institutions may be subject to a trawler tee finds where such shares are registered drecdy n the • Appressiee: Wiling to accept high risk to prnopal and
*deb.Goys-end tax te011).0.e.. Form 1099, 5498. nane of tie account holder on the locciss and records hip totality to seek highreturns over tine.
10425, etc} whin prepargyour tau return. The Fini 6 UBS Sweep Optima of to applicable isoar a trendier agent).
required by low to copal to tie IRS all taxabk dniclent. UBS offers optird Ice stweping cash balances, balances • Certain minimal contracts or hatment interests Statement lioustholdne
report** rontacable Medends and lath 6100 to bank deposits at UBS Brk USA and U3S AG Staracrd (*Q.. limited pHinenhiss and private placements) tat We may consolidate at related account statements with
end ee vacuities held nyoir accent, net proceeds trench (Bank Sweep Programs), money market mutual ae rot registered ender the Securities Act of I933; die sane didleSS n the sere envet.e. Accosts may
an saki transactors, and OW bursa is (Main covered funds (Money Ftn*) a-MS.Mena cnal Deposit ad be related la this purpose Peyote the/ have owners
mastitis. Aaiun (0Alta customers with an international • Co tut ees contacts (e.g, foreign ',charge and who aka mainain Pm sawn relationships with other
Rename Management Account. Through tie Flank pairsmetal caved* includig fauns contracts <lents at the sane address. This practice 6 knots as
Carramications with the Fins Sweep Program, cash balances .7 swept to 1185 Bak ard commodity option contracts. • komeholirg B you prefer to receive rdhiclual
• Please reconfiem at oral cormitncabores in wring USA up to an estabished lent ad then to UBS AG statements mated in separate .1101001S — you May
to further protect your rips, Mixing yat rot Stanford Branch a a Money Fund. Deposits at U85 The SIPC protects: en and tie supplemental protection do decline ***holding by calIngyour FhantialAdasor.
irdee the Statakd Investor Protection An (WA). Bank USA are FDIC inured in accordance with FDIC not apply to these (Met *SI 4 Styohm's' appear
• titheknave' hatiudion on the top lets of tie freed nat. For mire Hannah" peace kit ...twiddle got. on yas Materna*. TM SEC peotection ad the Friendly acootart name
of this statement is not IBS Eh-rancid Strokes, LGS Deposks a LES AG Stamlad Branch and shores of RaCiarreental protection do not poled nand changes The Frierdy *coast name reflects ilonnition tat you
Financial %races comes sus account a clearng Money Funds are rot insired by the FDIC. in tie maker vale of gas investments haether a a entered cn the firm's onine senates webste. It it a
broker byam-cement welt the rdcated ansoknon result of market moternent, issuer balcuptcycr customizable 'nick-term • chosen by you to mkt yeti
We rimmed you of this reledorekiP when you Through the Ok arailable bete balances are swept to otherwite} will your recordkeeping it has no legal effect an your
opened this awn. in the case, your Ss& and depot/ accounts at UBS AG New York Stanch ard LBS accost. You IT change you' Rien*accoent names.
stashes are located a UBS financial Sakes and rot AGC wan Brach These deposits are not iresed by More informution is maid* won mast Yoa may thyugh Onfre Services a by contactrg pax Fina-cial
tie ircdacrg broker, and *urn* mace a reporl the FOC. Balances held at tie LES AG Cayman Branch obtan more Nam/lion about SIC, kladirg the SIPC Advisor.
of ay mix or amain to both limn. ate temperanly egos* to the sovereign era of the Brochure, by contacting 51K at 202-371-8300a by
Cayman litands, and there is no suararesee a other useng the SRC *abide artentw.alptoop Acooan overview
All accord statements shall be deemed ccenpbte and cancation of LBS AG to repay tie balances while on the • Yahoo/tow' accostgordolo. Net of assets and
accurate t not objected to is *Erg within 60 days. UBS Cayman's Brach's books. Dividend Ronvosbnont Program (DRIP)
The tyke reflected es an average tyke You may obtan • Alma sInncoluwdeys *Maple cash balances, vats Ice
• Please creme customer complaint or kmies to tie Deposits at MS Bar USA and each UBS AG Branch are the actual price from you Fnancial Advisor. Orey whole restricted len), and Global TO* D0:036,
Rim's C lent Relations Depavnent a 201.352.1699 not protected by SIC. Money Fund shoes are protected dares re purchased Leda DRIP; partial shares will be u-realred moos to market, and cereal mats not held
or toll-free at 8003549103, 8:00 A.M. to 6:00 P.M by SRC See 'Ll35 Fruncial Services Acosta* kotecticri- sold ad the cash wa be deposited h your account. The by the Firn. Does rot include *priced seciaiie9 assets
FT Monday through Friday, a innegro to U3S bebtr. dviderd renvestment vicesupplied byte hsuer may at the end of the pctand anent statement periods. or
Frargal Services ti., Client Relatires DePatmenta Offer from the market price at which to partial shares prim* avesurents, truest* stock options and
P.O. Box 766 Union City, ell 07087. Upon sca reµast, balances in to Bark Sweep at sold mucosae stock options
• h me of errors or pantiam about an electronic Programs a OA may be withdrawn and shorn of a • Lialaditos Includes debt Waren outrtarding 'ratan
hods transfer WMbi payment or UBS Yoa•clebit Money Fund may be liquidated, ad the proceeds Calrielieu lost, credit We, dn accent batmen.
card transactions, call 90-762-1000, axone to UBS returned to you or your sautes acccun. and whole units may be hekl n yotr account. if you re • CashAeoney balances. Total of uninvested available
Financial Sane., ex., 1000 Hata Blvd., 6th floor, a-ENO to a panial unit as a result of a cividerd p4rnent cash balances. plus UBS Bak USA deposit baiaces,U3S
Weehawken NI 07086, Attrt RIAIORSA Senates. Fester iioimatan about available sweep *pions, or °tan*, the Firm all ether sell penal units at AG Stamford Branch deposit balances and money market
inckackig anent Merest rates and MIS, 6 available at menet pike a accept an scum determined by a 10001 lund sweep balance; at tie close of the
Cal cr write as soon a you can if you tar your mamba orlsweeprieloh, from your Financial Advisor reposeed 'berg army, and credit your accost vestment period. Norecommoday tree credit balances in
statement or receipt is wrap at you need more or by eating 800-762-1000. your accost ire rot segregated from other balances
relamatis accut a Vander on the seamier' or Invests** objectives and tie Fite mat use any of these funds n the ordinay
reap". The Firm or Card Suer (as applrablO must UPS Nnancial Service' account protection The revestmere °bleak* ad nsk profile at speck to course of tu tnins. These funds a* payable upon
hear from you no lay than 60 days titer tie Fin, The Fim is a member of to Sealskin Investor Protection each account and may vary between Please idea the your dernard. This total is included.. to cumin period
sent you tie fir statement an which the aro' or Caporals (5IPC). *Itch protects securities aciants of Firm promptlyin aim of ay sicpilicara change in pis closing value.
problem gland. its members up to SSOO,C00 fnching S2 t0,000 for Mandel situatcn or ',warner' objectives. For each
SDNY_GM_00020859
CONFIDENTIAL
EFTA_00131479
EFTA01273686

important information about your statement
(Cont[eWmneedd))
Lending information you would amtaky recast n the market Prces — 'Diatikions to date' may ixexle return of .• h acetien tO comnessas rectal in connection
Foy dkaad informal pen on she Fins lending practices Waned fran valeta thrd party sources which sw capital. norm a both. weft the sale or &Warm of annay contracts
and &cases. refer to ow Clem Relatenthip beleve to be reliable, but we do not guarantee they — •Cturtaluni set' represents the nit." offering and tat raterent Kat units 10 Our (lents, we
Agreement or Account Arenten1 end the General accuracy. rice per tne and may nee reflect yaar cost bass ancfcr as affiliate noire resents sheng
Teem a-d Conditions LOS Statement of Cade Praa Kos - We 9mr* we the cosh twice «Am swarth or coarpernation from marry of the insurance
mailable in Agreements antg oixburres the mean of the bid a-4 ask pekes foe lined • Restricted sonorities Restated searites generalls companies urdenweing the annuity contracts.
miny ob.: corn/armor-tiff:42am securities and cohortsor orib bid prices kr OTC are not currently eligble for public sale LOS Financial Abates of the insurance ccenpanies or sponsors of
securities. Masts uses the motet peke of the unrestricted stock the ,at ineestinent as is we «setae.
VOW meets - Less r! try traded moan maybe piped wing a of Ow same issute as an imputed value fa the — Cur affiliates alsorear* trading carnesions and
You statement Ponces securities and other wets held vakation model a the mon recent price we restricted sack fapurposesof ma steep ne my. To other comet-oaten from mutual lurch and
h the want at the all 01 the Sttement period. You «nailed and may not reflect an actual market once the edge that retread sectrities are reliable to cab, insurance companies whose products we dislikult
may ask for deivery of luily paid tarries at ay' time. a yaks.. the vibe receited may be stkostantalb less than the — We receive art nil fee tom LOS Bak USA and
You may recent sectr*ies used as loan collateral after - Certain paean may appear men" a price and irritated value shown UBS AG Stanford Branch of up to $25 per latest
ppyaytg stryy balance die on them. Any securities will thaw spree was not avelable• ft we re sweeping b the bares under the UBS Bank Sweep
lea ode PRI to the Fiends:1g the statement period are usable to obtain a price for a unsay • Est. (mtimeted) income, cavern yield, and ram. Winn.
Medal market vain as of the end of the sidemen, - Coq:0db Cr muskies demminated in curencies An mama of arrual income is based on current
Pond other than U.S. dots are reflected at the exchange dnidend and interest rates, awning the securkies will Many
• Cast batik t,detemrling the cost bass of the rate as of the statement date. be held for me year from statement date a mil hlornatentegardng commissions and other charges
females:caudal in this statement, where indcated - for ceder amities racing in noneonforning maturity. The ennuie is only a guideline, accuracy interred n correction with the execution of trades.
Owith the renter VE6 Screen kas relied deraninanne, Fria and CloonthY (face value) may and continued name we not giaranteed ireldng option transactions has been included en
informatin cbuined bom sauces other than UBS have been adamed to f" Male paper rabico n. — Estirmted anal insane and coact said for <intimations crewousE famished to you. ad rill be
Saks. including nfe motion Iran another To obtain current animals, Men avaiabk, contact cedar types of securities could nelde a :nun of provided to you acaptly on reties.
lire a that you may have provided to you financial yea inancialAMisor. Psneesal or cap*" gains in which case the est
Atria. The Fim don not indtpenitaly may a income ("clement peke would be overstated. Skin selling
waren the arcur. valdey of ary calm ion • Private kiimententa end streamed products. — Esti-mod annual Want and newt yield and the f yOu art enraged in that selling a security, sti may
provided by lanes pitta than LEES Friarn Services. Private Mesmer' saran (ix Wing drat actual income and yield night be Wet or higher nasal:have due to cenin bctrowing costs for that
panktation pecgam and real estate imestmera trust than the engraved amounts. pal kular security.
haollIkrs attlxugh LOS financial Seams gewalb securities) and savoured owlets are generalb MA, — An narrate of a-realized ixonse (diederd why
updates this 0116mm:on as it is rocciyeds the Firm Raid. Coten structued proda cts haw not been inteeed) dirtied by the (went watt Open ardan
Oats not provide at entrances that the infonnation recatered with the Securities and Exchaw uninfavernm balance is based on the an dividend Regarding open or • scodkikcancelled* adees that
under "Cost basis' and "Urrealced gni loss" is Commissar a brier any state securities arse We or rani" Panne made by the issuer and were not howled by the mama date. open louTaoti
accurate as of the date of this statement. As sulk preside &saluted yaks ler private inallnent assures the sects besedeposits will be held for one sell slop orders are reduced by the man of cledcleixls
please do not real en this Moimation to make secunies and struelased products to intermstorol year from the statement date a until matunty. rights on an exavidends er mates date unless
wawa a sale decisions, for Is p.rposes FulaOseS only. Acrency is not gainteed Accuracy and continued yetd are net guaranteed instructed otherwise by you. You ant responsible fa
OthKeeile. Accounts tsarist wad to the fin, may — Thew vain naydiffer substantial/1mm prices, if orders that we executed due toyou failure to cancel
reflect gall oss Momrcn on for the period ci arrA at whiti a «Mee invearnent seamy • Atseu not hat by UBS FiWieleiel Services Certain "Oag open orders.
tire they are held at the Fern Mae historical Watered prodml may be b0i4n1 or sold and do assets are not held by the Firm and not whin the
neamalen can be ailed by yea Anoxia Adm.". not necesurily represent the value you my ware Fmk possessed, or control. These assets are Privacy
upon limidation. decayed on yea statement for Mom ,atonal To ebtain a copy of ar current Clem Prwacy Notice.
• Unrealised gehefioefte Man data is available. — Thid party estinges of rake are as of a certain Pupae only. Positions and rakes presented we please contact your Financial Achim a vat our websee
estimated urvealized gar" losses are calculated for dale and are Applied to UBS Fnaxial Service an a provided by the issuing Inn. LOS Financial Services is at arm ubtrociletheevbrolev
vandal save/ lots. the transaction data for regular bale by an independent valation I I'm. not respreble for ths int contact) and cbesna
corked.," kis mayor may not alien cormnsions, — btu, general mines a sponsor estimated rakes. guarantee its accuracy. These assets ate rot protected UBS Bruscial Services ism:dabs* The RUA, Busiless
argn aria acuity reorganiencn rants. if any, ow supplied to the F im by the our. by Seta*. Finis siamlemental Slit coverage. Services Account BSA and IRMA re brokerage accounts
Dildind and otter reinvestment lots and systematic mineral parow a sponsor and may be calculated which provide access to baiting services and products
cachese kits are each cart:fad to display one based on deferent informatnn ban that used by • Revenue storing and additional compensation. through arrangements**, ablated barks and other
averaged lot. The • Trade dale colon peewit the third panics to dew thee esteemed takes. — In addition to ccamissions on saes and 12b1 lees that-party banks, and provides access to nsurarke and
origin" trarnacoon fade date — Yemen Mein addition" rionnatian regarding received n arnecton rah tie chstntokion oe annuty product issued by mandated thrdpany
the nvdnodology used to deteimine the *shwa c4 mutual land to ne clew Se ardor our affair. insurance companies through insurance agency
• Callable moirities Bends and pared stock that value and the date of the ifizematin that is the 3eceive minor sharing Premeres frorndetriouhm subsidiaries of IRS Financial Services lx.
the issuer cats for ea reckei01•311 wit be selected basis for the en:nateby contacting your Financial atria ackiscts of the mutual finds that we sell.
frOarttalbr by lot km among all sedates of that Adviser. Ikea arnwes are based on two deferent ImeltmEnt, nsurance. ad armyproducts:
issue held is out name Cannons:Went* ler ars - Rad party estrinked Was may be reflected as components 0 the amount of sales by UltS of a Not FDIC road • No fink guarantee* May lose yak*
clients Call bane inkensikn is Waned from third 'Not peed' ri several seuaticro: when an partkoht mutual find (rib to our dents, and (*)
pafies and n accuracy is not guaranteed. Other call independent aluatim Inn has not 11.00Wd a o the awn value of a particular mutual fund ImiEs RMA. Resource Managenwit Account. Business Services
fames may east what could affect yield complete unable to assign a max, when we become awn shy..h eld a the lyre Anoint ESA AMA and nternatienal SeS0ae
infarnalcin MI be «Mad upen request that a material event has occurred that may call a — We and ca Agate ate receive new:ding and Management Accost are registered service mans of
previtusly maned rake into question, a when a combs processing lees in consideration tor UBS Ti arc" Services ex
• Certificates of deposit (a). COs are FDIC nomad rat* would be hehlispeculatiw clue to the rare tunaer agent wakes that we want to the
d u e p p t o o s $ e 2 d 9 ' a 0. d 00 p 0 e n r d p e e p ri o cP si a n l g a ' n , d V a O cc L r U ue M d i i n n a te c r c e o s r t d p a e n r c e - o W f h th e e n n W eit a he r r an *suer, general partner a sponsor m inv u e tu s a to l r f a in s d se s t s i T n h t e h s e e m fe u e t s u g a r l w fu r - a d ll y a n a d re a p re a a d f f a ro d m I V n is k a in S a ig ti n o a n t e ur t e U is P a S r V e a g s i a s t S e i r g e n d a s tu er r v e i c c e re m d a o r c k a o d f s V a isa d ues
wth f01C rules. estimated rake nee a thrd-pany estimated valor is doe" amount based on the ranter of accounts at Vera debt bids are mad by UBS Bank USA with
proveled, the value of the tensity *Abedifferent the frokec•clealte holden; mutual hands of that fund perniscon from Vna u SA Incorporated.
• Pricehalue Prim displayed for loonies and next Iran its purchase ace family
prOcirCIS may be higher a lower than the prier that UBS Financial Services Inc. Pei 201511
SDNY_GM_00020860
CONFIDENTIAL
EFTA 0013/380
EFTA01273687

U135 Francial Semites Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 January 2016
CM700568961390116X1Y1 0
GHISLA1NE MAXWELL
116 E 6511-1 STREET
NEW YORK NY 10065-7007
Account name: GHISIAIVE MAXWELL
Friendly account name:
Ii
Account number: 11 01
Your Financial Advisor.
SCOTT STACK1AAN/LYLE CASRIEL
Phone .
Questions about your statement? Value of your account
Call your FirtanCial Advisor Or the
RMA Re30tAteD172 at. on December 31 ($) on January 29 (3)
a ntI
Your assets 798,007 41 827,886 93
Visit our website: Your liabilities 0.00 0.00
www.lbscomifinanc en/ices
Value of your account 8798,00741 $827,886.93
Sou roes of your account growth
Tracking the value of your account during 3016
Value of your account
at year end 2015 3798,007.41
1 Thousands
Net deposits and
1;721.2
withdratals 329,914.76
Your r1WSOTRA t !mum
DM:lendand
7980 822.9 interest income 41,834.29
Chance in
marker vSue .31.873.53
Value of your aroma
on Jai 29,2016 6927.886.93
Dec 2014 Der 2015 lan 2016
SDNY GM 00020861
Member SIPC CNP70309305669089 NP70031$7084 00002 0116 030575004 VI 23 568550 100700 Page 1 of 10
CONFIDENTIAL
EFTA_00131481
EFTA01273688

*UBS U BS Strategic Advisor Account name: GHI$LAINE MAxv:. EL_ You rKnoncial Advisor.
Friendly account name:Indic SCOTT STACK MANLYLE CASRIEL
January 2016
Account number: Y1 2
Your account balance sheet
Summary of your assets
Value on Percentage of
a)
January 29 your account
A Cash and money balances 57,913.64 700% Your current asset allocation , Cash and money balances may include
available cash balances, LIEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 769,973.29 9300% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.C0 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $827,886.93 100.00%
Value of your account $827,886.93
Eye on the markets
Percentage change
Index January 2016 year to date
S&P 500 -4.96% -4.96%
Russell 3000 -5.64% -5.64%
MSC I - Europe, Australia & Far East -7.22% -7.22%
Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38%
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
CHM00Eg0SC69890NVF0C0187084U3032 0116030575004 Y123568950 lookyGht0002061fte 2 of 10
CONFIDENTIAL
EFI'A_00131482
EFTA01273689

UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your IIsandal Advisor:
4tUBS Friendly account name:lndi SCOTT STACK MANf LYLE CASRIEL
January 2016 Account number. YI
Change in the value of your account Summary of gains and losses
Vidues reported telont exclude products for which gam and losses ate not dassifcld
January 201611: Year to date (I)
Realized gains and losses Unrealized
Opening account value $798,007.41 $798,007.41
January 2016($) Yea, to date (1.) gains and Losses (S)
Deposits, including investments
transferred in 31,000.00 31,000.1:0 Short term 0.00 0.00 -2,497.55
Withdrawals and fees, Long term -731.26 -731.86 93,641 76
including investments transferred
Total -$731.86 -$731.86 $91,144.21
cut -1,08524 -1,085.24
Dividend and interest income 1,838.29 1,838.29 Cash activity summary
Change in market value -1,873.53 -1,873.53
See account activrty the month tot delab. Balances In your Sweep Options are includedin the wenn; and
Closing account value $827,886.93 $827,886.93 closing balances vd ue. FDIC insurance dopies only to deposits at UBS Bank USA, rot to deposits at LOS AG.
starriord Ranch or bank deposits placed through the UBS intemaiona Deposa Account program. SIPC
protection applies to money market sweep Mid hddings but nal bar* deposits See important inbrmarion
Dividend and interest income earned gout your statement on the last two Paces Si this document for <Seta's
January 2016 IS) Year to date IS)
For coop:yes of tees slatemeni, ta.ab:ity of 'nines] arc clnIdend orne hat been deternined from a US Opening balances $92.72 $92.72
tac repotting pempedice. Paid upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Additions
Income tares. The tient monthy statement is not Intended lo be used and carrot tie (tired upon for tar
purposes. Cheats should refer to the apedKaole tar reporting forms they recent. from UBS annualy, such as Deposits and other funds credited 31,00000 31,000 00
the forms 1099 and the Fans 480. for tar repotting informaton It Is the practice of 1185 to file the
apt:heart tat reporting forms with the US Internal Revenue Send< and PR Tmosury Department and in Dividend and interest income 1,838.29 1,838.29
such forms accurately (Ida fy chickna ardor interest as lac exempt or taatthe income. Pled. consult /cur
includual tax prepare( Proceeds from investment transactions 56,057.87 56,067.87
January 2016 (4) Year to date IS) Total additions $88,906.16 $88,906.16
Taxable dividends 1,838.29 1,838.29 Subtractions
Total current year $1,838.29 $1,838.29 Professional management fees and
related services -992 52 -992.52
Total dividend & interest $1,838.29 $1,838.29
Other funds debited -92.72 -92.72
Rinds withdrawn for investments
bought -30,000.00 -30,000.00
Total subtractions -$31,085.24 -$31,085.24
Nat cash flow $57,820.92 $57,820.92
Closing balances $57,913.64 $57,913.64
SDNY GM 00020863
cere70009005669991NP70001137084 00032 MI6 0305750017123568550100000 Pogo 3 of to
CONFIDENTIAL
EFTA_00131483
EFTA01273690

UBS UBS Strategic Advisor Account name: -HISLAINE MAXWELL Your Ignenciel Advisor
Friendly account name: if SCOTT STACKMANI:Ai CA5FdEt
January 2016 Account number:
UBS Bank USA Deposit Account APY
interest period Dec 7 -Jan 7
Opening UBS Bank USA Deposit balance Dec 7 $0. 00
Closing UBS Bank USA Deposit balance tan 7 $217.10
Number of days in interest period 32
Average daily balance $672.49
Interest earned 80. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Financial Advisor or Branch manager You can find a full descripticn of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary Aggressive
In vestment eltgiathty consderation None selected
Your account instructions
• You account cost toasts default closing method is FIFO, First In, First Out.
0
O1P7C00800S669892NP700018708400C02 0116 030575004 " 23568S50 ICroatAllYGM00020tgle 4
CONFIDENTIAL
EFTA 00131484
EFTA01273691

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
Friendly account naiete:l scour STACK MAN' LYLE CASRIEL
January 2016
Account number.
Your assets
Sane pnces, mottle and current eaves ShOnn may tewptoximene. AS a teak gains andlOssesnW nol
be eKonalely rentatd. Set Aperient intopnaaon about your Paremere a the end of the dxumem for
more Infornason.
Cash
Cash and money balances
Cash and money balances may include avatar& cash balances, UBS Bank USA depoat account balances,
UBS AG StanSord Branch ctpoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat to n appli<ible limits, but are not
protected by 9PC u8S AG Stanford Branchdeposit sr num balances an not insured by FDIC and are not
protected by 9PC Money market sweep balances are protected by 9PC bin age not insured by the FDIC.
See the Important information about your statement at the end of this dxtrnent for details about those
blanch.
opering Wage Closing brlaxe Price per share Average Golden Merest Odyln
sicking on hint (1) on Jan 29 (1) on Jan 29(1) tale period period pas, amount (I)
UBS BANK USA CEP ACCT 92.72 57,913.64 250.00300
Equities
Common stock
Purchase pricer
Track Mother Average price Pnce per share Value on unreanzed Eiddng
Hddng date of shares per share (1) Cost basis (i) on Ian 29(1) Ian 29 (1) gan or loss (I) Period
AECOM
Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26 619 13,309 95 27.440 13,720.00 410.05 LT
Jan 30, 15 11:0 003 25.532 2,553 24 27.440 2,744 00 190.76 LT
Security total 600 000 26 439 15,863.19 16,464 00 600.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI'. 9153 Current yield 2.56% Apt 22. 13 72.000 56.870 4,094.67 83.090 5,982.48 1,887.81 LT
RACKROCK INC
Symbol BLK Exchange NYSE
EAI: 9660 Current yield 292% Apr 22, 13 72.003 251093 18,078 71 314.260 22,626 72 4,548.01 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 42,292 Current yield: 2.25% Aug 4,11 174 000 a1632 7,244 05 67,530 11,750 22 4,506.17 LT
Aug 12, 11 4.000 A2 450 169.80 67.530 270.12 100.32 LT
continued next page
SDNY GM 00020885
ChiroC009305689893 NP7003‘ 82084 COCO? Olt& 03057S004 YI22S68SSO IMO) Page S of 10
CONFIDENTIAL
EFTA_00131485
EFTA01273692

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your llooncid Advisor:
friendly account name:I SCOTT STACK MA14 LYLE CASRIEL
January 2016 Account number. YI
Your assets Equities .
Common stock (continued)
Purchase pricel
Trade Rioter Average pact Price per share Vdue on Unredlzed Holding
HcIcing date of tham per that (1) coil basis (1) on ran 29 (1) lets 29(1) gain or lat (1) period
Jan 23,13 910.000 54 240 49,35863 67.530 61,45130 12,093.67 LT
Apr 22,13 420.000 59 788 25,111 32 67.530 28,362.60 3,251.28 LT
Security totel 1,508.000 54300 81,883.80 101,835.24 19,951.44
ECG RESOURCES INC
Symbol- EOG Exchange: NYSE
EAI: 1335 Current yield 0.94% Jan 28,15 500.000 90.411 45,205 72 71.020 35,510 00 4,695.72 LT
FORTINET INC
Symbol: FENT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 213140 14,070.00 -1,901.36 LT
Jan 30,15 250.000 29.431 7,357.75 28.140 7,035.00 -322.75 LT
Oa 26, 15 250.000 34.170 8,542.53 28.140 7,035.00 -1,507.53 ST
Jan 15,16 1,000.000 29.130 29,130.02 28.140 28,140 00 -990.02 ST
Security total 2,000.000 30.501 61,001.66 56,280.00 -4,721.66
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,312 Current yield: 3.11% Aug 4,11 191.000 36265 6,926 77 56.510 10,79141 386864 LT
Aug 12, 11 5.000 35.754 178.77 56.510 282.55 103.78 LT
Jan 23,13 1,001.000 41387 41.428 89 56.510 56,566 51 15,137.62 LT
Apr 22, 13 464.000 50287 23,333.21 56.510 26,220.64 2,887.43 LT
Jury 17, 13 148.000 49.739 7,361.45 56.510 8,363.48 1,002.03 LT
Jun 18, 13 73.000 49.836 3,63807 56.510 4,12123 487.16 LT
Security total 1,882.000 44.031 82,867.16 106351.82 23,484.66
JOHNSON & JOHNSON COM
Symbol: .INJ Exchange: NYSE
EAI: $198 Current yield 2.87% Apr 22, 13 66.000 84.721 5,591.64 104.440 6,893.04 1,301.40 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: $3.624 Current yield: 2.88% Aug 4,11 95.000 84.969 8,072 06 123.780 11,759 10 3.687.04 LT
Aug 12, 11 3.000 85.910 257.73 123.780 371.34 113.61 LT
Nov29, 12 8.000 88456 691.65 123.780 990.24 29899 LT
Jan 23,13 555.000 93.053 51,644.75 123.780 68,697.90 17,053.15 LT
Apr 22. 13 255.000 99318 25,326 32 123.780 31,563.90 6,237.58 LT
Sep 19. 13 78.000 97879 7,634 63 123.780 9.654.84 2,020.21 LT
Sep 19, 13 22.000 97.425 2,143.36 123.780 2,723.16 579.80 LT
cart,nued next page
CNe700C00050119894NP7000187084 00002 0116 030575001 Y12356/315010~yGht00020~ 6 of 10
CONFIDENTIAL
EFTA_00 I 31486
EFTA01273693

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor
Friendly account name:lndiv SCOTT STACK Law LYLE CASRIEL
Account number. Y1
Your assets r Equities . Common stock (continued)
Purthese pert«
Trade tafirbes Average price Price per share value on Unrealized Norcing
Hddng date of shares per share (1) Cost basis (SI on Ian 29(1) Jan 29 (1) gain or loss (1) period
Sep 19, 13 2.000 97.830 195.66 123.780 247.56 51.90 LT
Security total 1,018.000 94 269 95,966 16 126,008 04 30541.88
NEXTERA EhERGY INC COM
Symbol: NEE Exchange. NYSE
EAI: 1499 Current yield 2.76% Apr 22. 13 162.003 79.757 12,920.65 111.710 18,097.02 5,176.37 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: 32,907 Current yield: 4.36% Feb 12, 14 148.003 88959 13,165.96 68.830 10,186 84 -2.979.12 LT
Feb 12.14 117.C® 88.989 t0A1 I 82 68.830 8,053.11 -2,358.71 IT
Feb 12. 14 32.003 89.002 2,84807 68.830 2,202.56 -645.51 LT
Feb 12, 14 7.000 88.857 622.00 68.830 481.81 -140.19 LT
Feb 15 14 110.003 88.885 9,777 41 68.830 7.571 30 -2.206.11 LT
Feb 13, 14 68.003 88.708 6,032.19 68.830 4,683.44 •1,351.75 LT
Feb 13. 14 33.003 88 369 2,916 19 6.8.830 2,271 39 -644.83 LT
Feb 13, 14 6.000 88.421 530.53 68.830 412.98 •117.55 LT
Feb 14, 14 334.000 92.065 30,749.82 68.830 22,989 22 -7.760.60 LT
Feb 18, 14 114.000 92 677 10,565 23 68.830 7,846 62 -2.718.61 LT
Security total 969.003 90.422 87,619.22 66,696 27 -20,922.95
PEPSICO INC
Symbol. PEP Exchange NYSE
Ea 13,243 Current yield. 2.83% Aug 4,11 115 000 63.979 7,357.65 99.300 11,419 50 4,061.85 LT
Aug 12, 11 3.000 63.023 189.07 99.300 297.90 108.83 LT
May 16, 12 6.000 68 535 411 21 99.300 595.80 184.59 LT
Oct 24. 12 1.000 68.690 68.69 99.300 99.30 30.61 LT
Oct 25, 12 2.000 68 810 137.62 99.303 198 60 60.98 LT
Oct 26, 12 1.000 68 890 68 89 99.303 99.30 30.41 LT
Oct 31, 12 1.000 69370 69.37 99.3® 99.30 29.93 LT
Nov6,12 1.000 69 370 69 37 99.300 99 30 29.93 IT
Nov7, 12 1.000 69.150 69.15 99.300 99.30 30.15 LT
Nov8,12 2.000 69.090 13518 99300 198.60 60.42 IT
lan 23, 13 699.003 72.166 50,444.31 99.300 69,410 70 18,966.39 LT
Apr 22. 13 322.000 82251 26,484.85 99.300 31,974.60 5489.75 LT
continued next page
SDNY GM 00020867
CNC2C00930566999SNP70031$7084 00002 MI6 030575001 Y123568550100000 Page 7 of 10
CONFIDENTIAL
EFTA_00131487
EFTA01273694

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Anandel Advisor:
Friendly account name: lodi SCOTT STACK MAMLYLE CASRIEL
iary 2016 Account number: Y1
Your assets Equities . Common stock (continued)
Purchase peke/
Dade Kerber Average pike Price per share Value on Unreilted Holding
R&M') date of shun per share (3) Cost bask (S) on Ian 29(3) ran 29(S) gain or loss (S) period
Security total 1,154.000 74.097 85,508.36 114,592.20 29,083.84
PROCTER &GAMBLE CO
Symbol: PG E,chango: NYSE
EAI: 43,007 anent yield: 3.25% Aug 4,11 118.000 60.103 7,092.22 81.690 9,639.42 2,547.20 LT
Aug 12, 11 3.000 60.896 182.69 81.690 245.07 62.38 LT
lan 23,13 619.000 69.941 43,293.73 81.690 50,566.11 7,272.38 LT
Apr 22, 13 286.000 81332 23,261.18 81.690 23,363.34 102.16 LT
Apr 24, 13 108.000 77.762 8,39822 81.690 8,822.52 424.20 LT
Security total 1,134.000 72.512 82228.14 92,636.46 10,408.32
Total $678,829.06 $769,973.29 $91,144.21
Total estimated annual income: 520,230
Your total assets
Pexentaged Cost Estimated Unrealized
Value on Jan 29 (SI your /flaunt basis 01 annual interne (S) gan or loss (5)
Cash Cash and money balances 57,913.64 7.00% 57,913.64
Equities Common stock 769,973.29 93.00% 678,829.06 20,230.00 91,144.21
Total $827,886.93 100.00% $736,742.72 $20230.00 $91,14421
Account activity this month
Die Aclialy Description Amount (S)
Deposits and other funds credited Jan 19 Transfer FM Y1 23575 010 I 1,000.00
Jan 19 Transfer FM Y1 235750100 30.000.00
Total deposits and other funds ardited 631.000.00
Wt. Ad hely Dertrpllon AITIOttli (5)
Dividend and interestincome
Taxable clmetends Jan 4 Dividend ALITOMATIC DATA PRCCESSNG INC PAID ON 72 AS OF 0801/16 38.16
Jan 4 condend BAXTER INTL INC PAID ON 1556 178.94
Jan 7 Condend PEPSICO INC PAD ON 1154 810.69
Jan 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75
continued next page
CRP700C0005689836 NP7000187084 00002 0116 030575004 Y123568550 100Diyokt0 002dine 8 Of 10
CONFIDENTIAL
EFTA_00131488
EFTA01273695

UBS Strategic Advisor Account name: Your Plaandal Advisor:
Friendly account name:
*UBS January 2016 Account number.
Account activity this month
(continued)
Oae Actinty DeunPlIon Amount (S)
Dividend and interestiucome (continued)
Taxable dividends (continued) tan 28 Deldend ECG RESOURCES INC PAID ON 500 83.75
Total taxable dividends S1.831129
Total dividend and interest income S1.838.29
Dare Amoy Deception Amount (S)
Fees Jan 22 Fee Charged QUARTERLY FEE -992.52
Total professional management fees -$992.52
Date Acti.Iy Des/tiption AMOLAl (3)
Other funds debited Jan 4 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL .92.72
Total other funds debited -$92.72
investment transactions
For trore inforrnsion abort tre poce/ value shown tot restricted secuitles, see important information about
your oteraent at the end of this doctment
Proceeds nom Funds
investment withdiawn fa AICIUtd
Date Actnity Desclpbon Quantity yaw (S) Price CS/ transactions (5) ,n‘estrnents bough (5) interest (S)
Jan 19 Assignment PUT FORTINET INC DUE 01/1916 30.000 10.000
Jan 21 Bought FORTINET INC 1,000.000 30.00 -30,000.00
Jan 27 Sold BAXTER INTL INC -1,556.000 36 034000 56,067.87
Total $5626727 -$30.000.00
Date Activity Descrphon Amount (S)
Money balance activities Dec 31 Balance forward $9232
Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 124.38
ran 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 810.69
Jan 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 726.75
Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 31,000 00
Jan 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -30,000.00
tan 25 withdrawal 085 BANK USA DEPOSIT ACCOUNT ASOF 01122/16 -992.52
Jan 28 Deposit UEIS BANE USA DEPOSIT ACCOUNT 56,067.87
Jan 29 Deposit LIBS BANK USA DEPOSIT ACCOUNT 83.75
Jan 29 Closing UBS Bank USA Deposit Aaount 557.91344
The VR5 Bank USA Dep09t account Is your primary sweep coon
SONY GM 00020869
01P7C003305669897 NP7003187084 COOPS 011603057`001 Y173568550100300 Pegs 9 of 10
CONFIDENTIAL
EFIA_00131489
EFTA01273696

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnancial Advisor:
Friendly account name:Ind SCOTT STACK MANY LYLE CASRIEL
January 2016 Account number. Y I
Realized gains and losses
The estimated realized gam and losses stow, below ale not for Inc purposes. Please rate that gain or loss information. We may not ad ust gans and losses fct al ca;nal c barges. We automatay adjust cost basis for
recognized on the see Of reCkniXIOn of ce nain Structured Products, kke Contingent Om Securities. OW tit ut‹.exerrot and AMT coupon munlopa sec unnes for estimated arcnizauon 010O10 prerre WAS aid for accreted 01D
ordinary. and not <xuta, gain or loss. Rem< chetL with your tax athaor TO COI( ale gam a/silicoses. we for Se( Wits Issued at a dxcnint if you ieguested that U8S &lust cost bays for the 0Crld pito um arronzation on
liquidate the debit sec usity lot first. Thes is known m the NAIR first out or FIFO accounting me hod We use tootle debt secWWIthen cost PIPS reflected for these securities has beenadjusted Estimates in the Wrcbuthwl
this method unless you specified whit h lam lot to close when you pacedyou( order. This is known as a emus section can not be classified as short term or long term betas intoonobon is crisong or the product is one in which
purchases or vSP order. Se* Important information about your :tattooer at the end of this dccurnenl for more the go MOSS ClICulEstal is not provided
Long-term capital gains and losses
Wash Sale
(*MAN Or Purchase Sale yak Cost cost basis
Secunly desorption Method face v4ua dab? date amount (S) basis (SI adjtnimentell teas (S) Gain (1)
BAXTER INTL INC FIFO 30000 Jun 20, 12 Jan 22, 16 1,081.00 854.88 226 12
FIFO 17.000 Jun 20, 12 Jan 22, 16 612.57 483.75 128.82
RFO 29.000 Jun 21, 12 Jan 22, 16 1,044.96 834.12 21084
FIFO 5.000 Jun 21, 12 Jan 22, 16 180.17 744.19 35.98
FIFO 7.000 Jun 21, 12 Jan 22, 16 252.23 199.11 53.12
FIFO 61 000 Jun 22, 12 Iran 22, 16 2,198.04 1,748.19 449.85
RFO 768.000 Jan 23,13 Jan 22, 16 27.67360 28274.47 -600 87
FIFO 355.000 Apr 22, 13 Jan 22, 76 12,791.83 13,591.05 .799 22
FIFO 74.000 Sep 19, 13 Jan 22, 16 2.666.47 2,949.45 -282.98
RFO 3.030 Sep 19, 13 Jan 22, 16 108.10 119.10 -11 00
FIFO 6.000 Sep 19, 13 Jan 22, 16 216.20 236.18 -21 98
FIFO 47.000 Sep 20, 13 Jan 22, 16 1,693.57 1,868.67 -175.10
FIFO 154.000 Oct 03, 13 Jan 22, 16 5.549.13 5,494. 57 54.56
Total $56,067.87 $56,799.73 •$tettis $1,159.29
Net long-term capital gains or losses -$731.86
Nat capital gains/lassos: 4731116
CNP700C0305669698 NP7OO3187084 00032 0116 030575001 Y123568SSOlOapiy_Ght0 002ten 10 of 10
End of statement for account number Y I 23568 55
CONFIDENTIAL
EFTA_00131490
EFTA01273697

Important information about your statement
U3S Financial Services tic. the F im or UBS Financial - r nattr n G-rror raj dais for cad* The SIPC asset protection limits elide* account belt you choose one of the following
Senstes). is a member of all orincial sexily, cannodty — Mote the error or tie fonder you ae inure all a-ccults tat you hold in a panictga- capacity. ?moment objectirer
and colons tuba-des. LA36 Financial Services and LES tut, andexplan as clerk as you cal shy you The Firm, together with certain aft ihates, ha also • Produe Ctorentexome. I imb im as sokng the
Bank USA see rdrect absidiares of LBS AG and bele* t is an error a why you need more potholed omphrriental detection. The madmen generation of income crib,.
affiliates of LBS Se:Latin LLC. The Rim's financial nomotion mount man* to al *baba dents, colircleek user • Mist* Opt*, Approciatan: Irneetmente seeking
statement is available upon remelt. The Firds treelike — Fronde the dollar amort of the suspected emu. this prdecicn is 1500 millon as of December 10, 2013. dowel of prncpal rather than the generation of
off ices are a:
w.
The Firm or Card Issuer MI negigate your candairt Skeet tote policy corditons ad Imitations, cash a • Produce Combination of Mcoine and Cog*
LES butyl Semmes ht. and MI correct any error promo*. I we take rue ton the Firm bluffer protected fa Lp to SI 9 million el the of 'ening both de geretatcn
1 W 2 e 0 e 0 h H aw ar k b e o n r . & NT m 0 im 70 e 8 d 6 F 1 o 0 r b th a e n a n m s e d n am y o to u M do i r t k h e 6 . M we e M ru I , m so e t * o y t o y u o r u a w tm ill h . a * v e e ca x p a a m cit p y. l e A T o fa r g a l c l o so p u y r o a f m ti o e u p n o ts k h y e l w d a in d a in p g a i r s t k a u v l a a il r a ble of ncome and growthof pritptl.
Meuse of the money Ming the tirre h takes us to upOn request. Owen risk profiles
L T B hi S s E sta d te w m i e n n S t r e e r p vi r c e e s s e a n c ts c o th u e n t a . O te ff o e f r f i m cia o l r re c c k o r rd a o p f y t ou complete our Mestgation. The SIPC protect im and the supplemental protection • Conservative. Seeks to maritain htial prircjon With
r o o o m ff t ic i s b ia s e i l o r t e n o l i p e d l d e o I a a s w e n n m e o d I o f , d y . o c h u o i b n m e ta m li i e n e v i d n e i g a t h t c e e o ly r n e n f i i s d * a e O n d e n d r g n rs a to o s t r h h o e u ld * s F t o l a e n t a e s c m . e m e ' n a in t k s e h t k a a u ll g t c io : h M n a r t i d r s c t p o a a t r y e e a g d b u l o e la n t r o t r i t o e h e f u r F o t n i n t f o e o f r n t h M a is e v ant, • b o y C th o a u d r l o , * a n c o c f o i t n u a a n p n t p c v l i y a a l l t u o a e r s ) s b et i s n c h o e n l t d ro a l w le a d y b M y o (a rn n U d n 8 c S lu fi c n k ri d c n ial t l n o h w a u t I m m * e a a a n n s m d t h v o e o ir l a a e t c i l e c it n y o d t s o m t t d a h o y e e r s a o n m t o o k t e u g e n e p t n o p e a g r c a r e t a e w t s i i e t g h v n e c n a if n t
&inch Manager of the *ice saving you account. may be abject to magentae lees, chatters for bte Services (e.g., certain 0) cosh at LBS Bat (i) cash at inflation.
payment for earl* purcheas and charges far unpaid LOS AG Stamford bunch, (id aturane prodicts, • Moderne. WIEN to accept sane risk to pinepal and
Athargil al (gores shown are ntended to be accurate. an arts in cash accounts. Accoums that are turde rred including *ridge anneal*. and AO shores of Fraud tolerate some voted* to seek hgher returns.
statement datasnub not be used for to purposes Red to other institutions may be subject to a transfer fee. finds where such shares are registered drectb n the • Aggressne: Wiling to accept high ri* to prOcipal and
soles, on war-end lax tOrMS, (i.e., Form TOBB STA nave of the account holier on tie books ad records hip volatility to seek bahreturns over tine.
10425, etc.) whin preptragyour tax return. The Firm UBS Sweep Options of the applicable tear a transfer agent),
required by law to report to tei IRS all taxabk dividend, URS offers optin for nymph9 cash balancer, balances • Certain minimal contracts or hemmed interech Statement Thouseholdne
report** renewable du:Minds and taut* interest to bank deposits at UBS Bak USA and UBS AG Warded (eg., limited partner:hi% and prime placement.) that We may consolidate al related account statements with
earned on acuities Old nyder accord, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Act of l933; the Sane ad*ESS n the Sate envebpe. ACCOaltS may
an sate transactixe, and cog tams cm certain covered flub (Macy Ran) a-demIntent tonal Depose ad be related Ice this purpose Leone they have owners
weenies. Accord-it (CANct customers with an international • Commodities contacts (e.g, foreign orchard? and who also maintain Pin noon rolnionships with other
Route Managenera Account. Through tie Bank prat ims metal cam** includiny futures ant/acts climb at the sand address. This pradie 6 known as
• C o P n le m as e e n r i e ca c t o io r n d s * w : a i n th y t o h ra e l F co e r in m xntakons in U S S w A e e u p p P t r o o g a r n a m es s t . : c te as s h te b d al k an n c it e a s a d e t h sw en e p to t t U o B U S 8 A 5 G B ak ad commodity option contra cts, s • t i a n te a m d e o as li m rg at ' e R d n ya s ; e p pa re ra fe te r t e o n r v e e e bo d r * s r — di e yo d u u m al a y
tofurther protect your rips, inning you tripes Stanford Branch a a Money Fund. Deposits at U85 The SIPC motettal and Ile supplemental protection do decline household/nu by rating 'Our Fnencial Marker.
• L li i t n h e e r f i t n he e S -ti a n u a t n e k s u I t n io ve n s a to n r t P h ro e t t e o c p ti l o e n f t A o n f M (T e r A fr ) e . e d n Ba a n t k . U F S o A r m ar a e r F e D r I d C a h rn u a e ti d m in p e a a cc s o e r d k a i n t c w e r w m ith id F i D c IC n o o n t y a o p u p r l M y t a o t e th r e n s a e * a . s s T e h ts e e S ' E e C n 4 d e th te e c y t ° : t s h o e a rm d s < th a e p pear Friendly amain name
of this Moment is not IBS Financial Stokes, LSS Deposks a LES AG Stanford Brad, aid shams of grOlarental protection do not protect mane changes The Friends, account name reflects int amnion that you
Financial Singes cans your account as cleartg Money Funds ak rot insured by the FDIC. in the maga vabe of you investments (whether as a entered cel the firm's ontne services timbale. It a a
broker by arrangement rah the rdcated ingtuton result of market movement, issuer barkruptcy customizable *niclnerra• chosen by you to and you
We irdonned you of the rebnorchP when you Through the Ok arailible tom* balms are swept to otherwise) yeah your recordkeepid it has no legal effect a your
s o M p t e a e r n ir t e o le d t s d th a d is r a e O r b C g a C b O t r e o J k I d I e . a I r n , a U te n B a d S y c f o a in s u a t n , n y c u o ia u t l r m S k e a r r v r & i e ce a s a c a r a i n d p d o r n o t d A th e G e p F C o O a t/ C m a . c e B c n a o l u B a n n ra t c s e n a s c h h U e B T ld S h a e A s t G e th d N e e L e p E w os S Y it s A a a G k r e E C n a a o y n m t c M a h n a o B r n d ra d L n B b c y S h M ob o t r a e in in m fo o r r m e a in t f io o n rm is a m tio o n l a d b * ou m t S o I n TC m , in u c g lid ir Y g o t u h e m S a I y P C a A th c c c o h o u e u g d n h t . . O Y n o T u r c e a S n e M rvic a es n a n b a y r c R on ie t n a A ct r r a g c y c o o u t r n F t i M na i n n c n ia l
of ay error or omission to both firms. are tempera* imposed to the sovereign irk of the Brochure, by contacting SlfC at 202-371-8300a by
Caput Islands, and Mete is no guar*. a other earwig the Slit lobs* atiww.apto0B ACCOWt overview
All accent statements shall be deemed ccenpbte and *Marion of LES AG to repay Me balances while cn the • Pekoe Gismo accountherefffio Net of zeds and
accurate a not objected to in *nag within 60 dam. LES Cayman's Brach's books. Dividend Renvertment Program (DRIP)
The price reflected is an average price You may obtan • Alma marks awards cash balances. vales tor
• Please direct customer complaints or nouns to tie Deposits at LBS Bark USA and each UBS AG Branch are the actual dice from yes Financial Advisor. Or *hole restricted sear* lest ), and Global Tam Deposits,
Farm's C lam Relations Depavnent a 201.352.1699 not protected by 5IFC . Money Fund shares are protected Mares re purchased Lade, DRIP; partial shires wit be wreaked marks to market, and caftan assets not held
or toll-free at 8C0,354-9103, 8:00 A.M. to 6:00 P.M by SIITC See -U35 Financial Services Accord beechen- odd ad the each wff be deposited h your acccunt by to Fim. Does not include dined stodgier/assets
ET Monday through Frday, a in rang to 13B5 bebw. &Weed reinvestment pricesupplied by fie issuer may at the end of the prior and ourent statement periods, or
P P k .O o . n B c o ia x l S 76 e 6 n i U or n s i o F n r C , i t C y l , i e N n 1 t 0 R 7 e 0 l 8 a 7 ti . r e DePa-tmenti Upon par reddest, balances in to Bari Sweep O ar f e f e s r o ( l t d e rn the market price at which to partial shares n p a ita m * a b ir l li e e S st t o il c W k it o S p , t p io u n n s ted stock °pions and
• h me of errors or mastere about an electronic Programs a OA may be withdrann and shares of a • Lis,aktos Includes debit balann, ode a-ding mown
fun* transfer WM bi payment or UBS Veareckbit Money Fund may be liquidated, ad the proceeds Csaleirlieu Ions credit rre, *CO Want balance..
card transactions, call 990-762-1000, a vette to UBS retuned to you a your sautes adult. Crib' whole units may be head as my account. if you at • CashAnoney balances. Total of uninvested available
Financial Services ex., 1000 Hob:riffs*, 6th floor, mined to a palial unit as a result of a &Wird p4rnent cash balances, plus UBS Bark USA deposit braces,
Vileehankert NI 07086, Attu RIA103TA Servos. Finn. igormaten about available sweep options, • ohernise, the Firm *Netter sell panel sett at AG Stamford Branch depose balances and money market
indoing advent long rates and yield , i available at menet pie orr accept an a ount determined Id a Mewl fund sweep bin the dale of the
Cale watts soon a yod can it mu Mak your maionorlsweepnelok from your Frontlet Advisor rmacred closing aancy, and credit mu more gatemen period. Normarrenocity Sure credit balances in
statement or receipt 4 *rag or if you need more or by (sling 800-762-1000. your accost are rot segregated from other balances
idamation abash a Manger on the clamant or Investment objectives ad tie Firm midi use any of these funds in the ordnay
receipt. The firm or Card bsuer (as applobld must LES Financial Senior eaten protection The rammer* diem* ad risk profile are speck to come its tininess. These funds re payable upon
hear I rom you no later than 60 days after tie Fim The Firn isa member of re Work* Investor Protection each account and may ray badmen Please adieu the your demo*. This total is included in tie <went period
sent you tie fig statement on eh* the are or Comoratim 151K). Meth protects acuities adurts of Firm prorrptly:n *Mew of any significant change in you closig value.
dobbin gland. its !Darters up to SSOO,C00 (nclxIng 52t4000 for financial situun or rostmert objectives. For each
SDNY_GM00020871
CONFIDENTIAL
EFTA_00131491
EFTA01273698

Important information about your statement
(continued)
Lending information wu wouldaced,/ reca n the murk., Prom we — 'Efistrioesions to date' may include return 01 - h addition to commissens received in connection
For Plated informatim on the Fern's lending practices obtained fern vane* tined pity sources which we capital income or both. *di the sale or distrtutien of arnier contracts
and &dopes refer to yea Cent Relationship bedew to be reliable, but vie do not guarantee they — • enernal size• represents the Weal Al ern; and tat otestrnint Mat units tow (lents, we
Agreement or Acccunt Agreement and the General dowry. price per use and may Mt feed your <Ott basis ancfce eta affiliate receive reverse shrug
Timm and Conditions LOS Statement of Credit Franke% — Weg errray We the dosing price when aveareblo or compensation from miry of the instance
wattle in Agreement andOirksures at the men of the bid rid ask prices fee lined • Resticted amities Restrkted Sedrain recall( companies urdoemeing the annuity contracts.
wen, elk romian-ounrnirninv SeCuriteS and colonsor oray bid prices for OTC are not &nen* tenablefor public sale. LAS financial all Gates of tee insurance companies or sponsors of
securities. SOWe, uses the maid price of the uirestricted stock the an imestment busts me dor tow
YON .wets — Less act key traded securities maybe priced using a of the same ester as an invited value let the — Cur affilimes alsomein trading commotion and
YOU Itallement amts securities and other assets held yak-Wien model a the mon recent peke we restricted stock for purposes of this statement only. To other comperoation from mutual funds and
in the account at the end of the SIMOMent paned. You obtained and may not reflect an actual matet Prke the edge that restricted sectrifies' are NOM for a insurance companies whose products we dmIrtulti
may ask for deanery of hAy paid secursies at any time. ow fait the wake received may be stbstantadkr less than the — We receive art drug fee horn LOS Bs* USA and
You may recent securities toed as loan carnal after — Certain Nations may appear without a price and indzied value shown UPS AG Stanford Brandi of up to $25 per scope
paying any Wince die on them. Any securities will slow as 'peke was not avalable• ft were sweeping to the bred under the UBS Bank Sweep
Iris ofinfltl to the Fins ckring the statenent period are unable to obtain a price for a sootily • Eq. (ostimetad) incomes raiment yields and rata Program.
Gad at market vette as of the tad of the sidemen - Deposits or searkies denemiuted in currencies An estimate ol armed income is based on current
PeriXt ocher than U.S. ddfirs are reflected at the exchange &Mind and leered rates, awning the securities will Adivity
• Cast basis. In determining the eon basis of the rate as of the statement date. be held fee Olt year from statement date ce send Information regardng comma:co and other charges
seoodes ixtuded n this statement where indeated - for certain seosities tracing in nencodoemng maturity. This estersme is only a guideline, accuracy inetrred n correction with the mato, of trades_
with the rembee LEIS f Marcia' Services An relied denzeninatims. cat aid elweditY Owe Wad may rd continued income am not 9u/cantered, inclidng option transactions has been included on
en information obtained from secrets other than UBS havebeen adssted to fP leat* Prefwe valaton. — Estimated annual income and cured Wild for anlimutions oremousfer furnished to you. ad wit be
Financial Semites, including hl° emotion km another To San /Went declaims, seen matabak contact certain tapes of 'soothes could include a mon of provided to you weedilyon reiptd.
teen or that you may have peovided to you f Martial yds f named Ad.'s«. pupal or cape-319.ns in which case the est.
Athisor. The Fim don not independently way er income UMCumuli yelp would be overstated. Skirt Sling
guarantee the Recur valeley of ary Womusion • Private kremtneents and structured prods — (diluted anal ilOWn• and deem yield and the If you are engaged in sheet sellhg a security, you may
«aided by scenes Op than LAS Financial Seeders Private imisenwo sect-rain (ix Ping died actual 'true and yield night be bwer ex higher incur a dirge deto cenan bartering costs for that
partic(ation program and real estate investmera trust than the estenred arrixsits. pal icular security.
h rallirs attliough LOS Financial Straus general& securities) and stucued prodacts are generally hid* — An estimate of arrualced income (dividerd axfix
updates this nformution at it is received, the feint algid. Cron «wad predacts haw not been inleretl) drvded by the <went reurket Open cedars
does not provide ary assuancts tut the inforrnalion regidered with the Securities and Exchanw vekenravong• balance is based on the last dividend Regarding Wan or I ecocelelscancellee ceders that
under "Cost basis' and linealced gait loss' is Commission ce seder any state securities laws. We a interest payment made by Pr issuer and were not 'induced by the datemert date open toy and
acaeate as ea the date of this statement. As such provide estimated vas for private investment Peres the sectodiedeposts will be hell for one sell stop orders are reduced by the snort of darted'
please do not rely on this elfa eration to make shanties aid struoised products for informational yea from the statement data until makity. or rights on an exavidends or tprights date- unless
;other-ea sale decisions, for Isi me-poses a p aws only. Accuracy is not granted. Accuracy aid continued iekl are not garroted. inducted otherwae by you. You are regionoble for
otherwise. Accounts transferred to the firm may — These values may differ substantial-, fr prices, if orders that re executed due to your failure to cancel
ref lea gantlets Hamm ion only for the period of an,r, at *heti a private immanent seaowmay or • Assets net held by (CS FM/moist Services Certain eMting open orders.
time they are held a the Mn More historical sautved prodxl nosy be Wade or sold ad do assets are not held by the Firm and no mehn the
nformalon cat be added by your Anoxia Advent. net necessarily aroma the yaks. you 'My recent Fern's possessor or control. These assets are Privacy
ton lkwidation. deployed on you, statement for infoimatoonel To ebtain a copy el ors current Clem Privacy Notice,
• Unrealised gaiefionwes When data is *roadie. - lhid party estinges of value a-e as of a roman purposes only. Positions and votes presented are please cadad you Fnancial Adeiscr or vita our webses
enenated urrealized gain; losses are catcalled foe date and are applied to UBS Financial Services on a provided by the issuing fem. LAS Financial Services is at mewwuturoes/arivervonlee
nelnedial sense/lots. The transaction data for agar bass by an independent natation limn. not responsbk for Mrs intornuado and don not
rxkvidaas lots mayor may not netted arrenoSicnb - Issuer. general panne or sponsor estimated values. guarantee its accuracy. These assets re rot protected UBS finanoial Services is not a bat The RMA Busies,
chart rda security reorganization events. if any, re supplied to the Fim by the our, by SVC or to Fines sialtmental Slit coverage. Se vice Account BSA and IRMA re brokerage accounts
Glided and other re.nwstment lots and systematic vestal parolee or spans« and may be calculated Midi provide access to baling services and products
pooh's? Sots Ye each ofertned to display one based on dfferem eatematon from that used by • Revenue sharing and additional compensation- through arrangernents win *beaked banks and other
averaged lot The • Trade dale' damnpresentsthe third panics to dem* thee minuted vats. — In adation to (or/missions on sales and 12b1 fees thed-pany banks, and provides access to insurance and
ceyeal transaction trade date. - You can dein additiorul Sarmatian regarding received n «enecton web tie thWitodion amuey prod-Ids issued by unaffiliated thedpany
• C th a e l l i a ss b u le e r s c e a a ts r - f d e i e e e s a B t e n re d d s e a m nd p t p io re n f w err it e b d e s s to e r l k e c t t h e a d t b t s h a a e k i n e l v o a •t n r h d t o h P id e m o * b s d g a a y t n e u d s o e e f d b th t y o e c d f o o e n r t t e m a r c m a tin i t n i g o e y n t o h t u e h r a e F t s i i n t s im a t n h a c e t i e a l o f m r a e n c u e t d u iv . a e , l a r f e d in w /i d s ri m t t e o o * o f W u th r i n c e l g m ea M u r t s u e e a n r l e f e i a n t l d d f s r e o t r h m O a t d u r X w A t e r i f s b o e u l r l. t e en i s n u s b u s r i a d n ia c r e ie r s o a m t p LO an S i F n i t h a r n ou a g l h S e M rv u ic r e a s n a o x * . a gency
apartialG by lot Iron among all securies of that Adds«. These arnamts re baud on two daemon ImestmEnt, nsurance. and annuity produas:
issue held in our mine or n nominee name la our - Thid arty's-stead vibes may be reflected as compenenes 0 the amount of sales by UPS of a Not FDIC nand • No bank gut/ rte.* May lose vita
clients Call bare idonneien is obtained from third 'Not priced' in several Wriations: when an partkula mutual find family to our dents and (*)
parties and is accuracy is not guaranteed. Cher call irdependem icaluatien lien has not si-OPhed or is the pot yak* of a particular mutual fund famiys AMA Repine Management Adorn. Business Services
teams may eszt which dull affect yekt tterclete unable to assign a vase, when we become awn shy.. held at the fink Account ASA, AMA and international Resource
infottnalen will be provided upon segued that a material event has «Geed that may call a — We and or Agate also receive netwokng and Management Adore are registered service marts of
perecusly reported value into quedites a Mien combs processing lees in consideration ter UBS financial Services Inc
• Certificates of deposit (CDs). CDs are FIX inured vat* nedAd be GOV speculatiw due to the nap.e mender agent crevices that we provide to the
up to $250.000 n princPal and accrued interest per of the Rarity. mutual bred these feesgenerally are pad from VW Signatbre is a mastered service mark of Visa
depositor rd per deposizryinabsnees in accordance ▪ When neither an issuer, general pater ee sponsor dinvestor assets h the mutual fund and are a ford Indwationa LOS Visa Sgruare credit cads and LEIS
wth 'Ole rules. estimated vale net a dud-prey estimated value is oter amount based on the umber of accounts at Voss debt cards are issued by LOS Bait USA with
provided, the value of the storey will be diffennt the btoket.clealet holding moult PP of that fund peresnion horn Una USA vcorporaled.
• Priarvalue Prices displayed for women% and ohm 'remits purchase prig. family
procians mar be higher a lower than the peke that UPS financial Services Inc Pee 201511
SDNY_GM_00020872
CONFIDENTIAL
EFTA_00131492
EFTA01273699

SUBS UB5 Financial Services Inc. UBS Strategic Advisor
299 Pak Avenue
25th Floor
New York NY 10171.0002 February 2016
0,70057491550216X' Y1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIS1ANE MAXWELL
Friendly account name: I
Account number:
Your financial Advisor.
SCOTT STACK MAN1LYLE CASFSEL
Phone
Questions about your statement? Value of your account
call your Finaroa: Advisor or the
RMA IleSourCeline at on January 29 01 on February 29 (1)
account
Your assets 827,886.93 761,238.45
tisit our website: Your liabilities 0.00 0.00
Value of your account $827,886.93 $761238.45
Sour an of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 S798P07.41
S Thousands
Net deposits and
1,721.2
oetdratials -12799ass
Your rlveStrnent return
--"allillifttet43/0444%43/ ;980
Dindendatxl
627 9 761.2 interest income $3,991.28
Chance in
market value .512,761.36
Value of your eccetrit
on Feb 29.2016 6761238.45
Dec 2014 Dec 2015 Ian 2016 Feb 2016
SDNY GM 00020873
Member SIPC 011170003305749155 Nr70007Cra277 00007 W16 030575004 Y123568550100000 Page 1 of 10
CONFIDENTIAL
EFTA_00131493
EFTA01273700

UBS UBS Strategic Advisor Account name: GHI$LAINE MAxV. EL Your A nand) Advisor.
Friendly account name:Indi SCOTT STACK MANLYLE CASRIEL
February 2016 Account number: VI
Your account balance sheet
Summary of your assets
Value on Percentage of
February 29(S) your account
A Cash and money balances 2,152.99 028% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, U85 AG Stamford Branch
deposit account balances and money market
C Equities 759,085.46 99 72% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $761,238.45 100.00%
Value of your account 5761,238.45
Eye on the markets
Percentage change
Index February 2016 Year to date
5.4iR 500 -O.13% -5.09%
Russell 3000 -0.03% -5.67%
MSC - Europe, Australia & Far East -1.80% -8.89%
Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10%
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
chnox$00674915 6 NP70C0202277 00032 0216 030579004 r123568SS0 10%fflpitGkumincege 2 of 10
CONFIDENTIAL
EFTA_00131494
EFTA01273701

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
friendly account name:Ir. SCOTT STACKMAN LYLE CASRIEL
February 2016
Account number.
Change in the value of your account Summary of gains and losses
Varies reported below exclude products for which gans and losses are not classified.
February 2016 (1) Year to date (S)
Realized gains and losses Unrealized
Opening account value $827,886.93 $798,007.41
February 2016(1) Year to date (1) gains and losses (S)
Deposits, including investments
transferred in 0.00 31,000.00 Short term 0.00 0.00 -2,172.55
Withdrawals and fees, Long term 0.00 -731.86 82,428.93
including investments transferred
Total $0.00 -$731.86 $80,256.38
cart -57,913.64 -58,998.88
Dividend and interest income 2,152.99 3,991.28 Cash activity summary
Change in market value -10,887.83 -12,761.36
See account activity the month tot dela Is Balances In your Sweep Options are induCeclin the cpenng and
Closing account value $761,238.45 $761,238.45 closing balances wise. FDIC insurance aodies only to deposits a uss Bank USA, not to deposits at u8S AG.
Siarriord Branch or bank deposits placed throws/I the UBS intemeriorid Depose Account program. SIPC
protection applies to money market sweep and holdings but nal bark deposits Steimportant information
Dividend and interest income earned about your statement on the last two pages ci this document for detals
February 2016 (1) Year to date (1)
For corpOser, of Ins slaterbenl, ta(ab:ity of 'nines] and 6.1den0 'Won* eas been determined teem a US Opening balances $57,913.64 $92.72
tar repotting pen:pm:re. Based upon the residence of the account holder, account type, or prolud type,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico fflt) Additions
income tares The (lent mOnthkz statement is not intended 10 be used and canted be reeked upon for IM
purposes. Clients should refer to the apdicaale tar reporting forms they recent. from 165 annualy, such as Deposits and other funds credited 0.00 31,000.00
the FOrmS 1099 and the FCMIS 480, for tax reporting inforMatiOn It IS the orange 01 U85 to Me the
&+ case tax reporting forms with the US mternsl Revenue Semite and PR Treasury OePertrneot and in Divdend and interest income 2,152.99 3,991.28
such forms accurately &vary dwdenct ardor interest as tat exempt or tate/ale income. Pleat corsult ycur
indvdual tax PreParer. Proceeds from investment transactions 0.00 56,067.87
February 2016 (S) Year to date IS) Total additions $2,152.99 $91,059.15
Taxable dividends 2,152 85 3,991 14 Subtractions
Taxable interest 0 14 0.14 Professional management fees and
related services 0.00 -992.52
Total current year $2,152.99 $3,991.28
Other funds debrted -57,913.64 -58,x)06.36
Total dividend & interest 32,152.99 $3,991.28
Funds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions -357,913.64 -$88,998.88
Net cash flow 455,760.65 $2,060.27
Closing balances $2,152.99 32,152.99
SONY GM 00020875
C HP70003005749157 NP700O202277 00072 MI6 030579004 Y123568S50100000 Page 3d 10
CONFIDENTIAL
EFTA_00131495
EFTA01273702

*UBS
UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Mound.' Advisor:
friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
February 2016 Account number. Y I
UBS Bank USA Deposit Account APY
interest Perrod Ian 8 - Feb 4
Opening UBS Bank USA Deposit balance Jan 8 $217.10
Closing UBS Bank USA Deposit balance Feb 4 $828.22
Number of days in interest period 28
Average daily balance $10,500.88
Interest earned $0.14
Annual percentage yield earned 002%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Franco' Advisor or Branch Manager. You can find a tul description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consrderatxrn • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CnIPT000800S740158NPT00O202272 00032 0216 030575004 Y123568550 iCiftfiLY_GM_00020tne 4 of 10
CONFIDENTIAL
EFTA_00131496
EFTA01273703

UBS Strategic Advisor Account name: GHISLAINE t.', Your Financial Advisor:
*U BS Friendly account name:Inch SCOTT STACK MANI Yl F CASRIFI
February 2016 Account number. VI
Your assets
Sane fate, iname and current values ShOnn may I:tapper:4m*. AS a reSult, gains endlOSSeS may not
Ile accurately reflected. See importanr infantoon about your statement a the end of INS dXumeM101
more Information.
Cash
Cash and money balances
Cash and money balances may inducle avalide cash balances, MSS Bank USA deposit account Wanes,
U85 AG Stardord Branch deposit account balances and money maket mutud fund sweep balances.
U85 Bank USA deposit account balances ale Insured by the FDIC v.ltMn arptIcayie Ie rne, but are not
protected by WC. ueS AG Stanford Branch &porn account balances an not insured by FOC and ate rot
protected by 9PC Money market sweep balances areprotected by WC but are not insured lathe FDIC.
See the kmportant information about your statement at the end of this docurem for details tout thaw
taxes.
Openng telaxe Closing balance Price per share Average Dradend interest Dap in
Hddng on Feb t (5) on Feb 29 (1) on Feb 29(1) rate period period Cap swum 01
UBS BANK USA DEP ACCT 57,913.64 2,152.99 250,000.00
Equities
Common stock
Purchase pica
Trade timber Average price Price per sheet Value on Llnreallzed Hddng
Nddng date of shares per share (S) Cost basis (SI on feb 290) feb 29 (5) gain or loss (5) period
AECOM
Symbol: ACM Exchange: NYSE tan 28,15 500.000 26.619 13,309.95 27.460 13,730.00 420.05 LT
tan 30,15 100.000 25532 2,553.24 27.460 2,746 00 192.76 LT
Security total 600.000 26A39 15,863.19 16,476.00 612.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: $153 Current yield 2.51% Apr 22, 13 72.000 56870 4,094.67 84.690 6,097.68 2,003.01 LT
BLACKROCK INC
Symbol: BIS Exchange: NYSE
EAI: $660 Current yield 2.94% Apr 22, 13 72.000 251.093 18,078 71 311.960 22,461.12 4.382.41 LT
COLGATE PALMOLIVE CO
Symbol. CL Exchange: NYSE
EAI: $2,292 Current yield: 2.32% Aug4,11 I74.003 4t.632 7244 05 65.640 11,421 36 4,177.31 LT
Aug 12, 11 4.000 42.450 169.80 65.640 262.56 92.76 LT
continued next page
SDNY GM 00020877
CNP700C6005749169 NP7000202277 C0002 0216 030575004 Y12356855010c000 Page S of 10
CONFIDENTIAL
EFTA_00131497
EFTA01273704

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your ig nonciiil Advisor
friendly account name:Ind SCOTT STACK MANYIYI F CASRIFI
February 2O16 Account number. YI
assets . Equities .
YOUf Common stock (continued)
Putcbene pricy
Trade ~ter Arne.? price Mee per duce Value on Unrealized Hddng
WI dog date of them per sham (S) Cost basis (S) on Feb29(1) Ftb 29(y) gain a lost ($) peziocl
Jan 23,13 910.000 54240 49,358.63 65.640 59,732.40 10,373.77 LT
Apr 22.13 420.000 59.788 25,111.32 65.640 27,568,80 2,457.48 LT
Security total 1,508.000 54.300 81,883.80 98,985.12 17,101.32
EOG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 1.03% lan 28,15 500.000 90.411 45205 72 64.740 32,370 00 •12,835.72 LT
FORTINET INC
Symbol: FENT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 28.400 14200.00 -1,771.36 LT
Jan 30, 15 250.000 29.431 7,357.75 28.400 7,100.00 -257.75 LT
Oct 26, 15 250.000 34.170 8,542.53 28.400 7,100.00 -1,442.53 ST
ST
Jan 15,16 1000.C«, 29.130 29,130.02 28.400 28,400 00 -730.02
security total 2,000.000 30.501 61,001.66 56,800.00 .4,201.66
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,312 Current yield: 2.99% Aug 4,11 191.000 36265 6,926 77 58.850 11240 35 4,313.58 LT
Aug 12, 11 5.000 35.754 178.77 58.850 294.25 115.48 LT
Jan 23,13 1,001.000 41387 41A28Ø9 58.850 58,908 85 17,479.96 LT
Apr 22. 13 464.003 50287 23,333.21 58.850 27,306.40 3,973.19 LT
lin 17.13 148.000 49.739 7,361.45 58.850 8,709.80 1,34&35 LT
lin I8, 13 73.000 49836 3,638.07 58.850 4296.05 657.98 LT
Security total 1,882.000 44.031 82,867.16 110,755.70 27,888.54
JOI-INSON & JOHNSON COM
Symbol:1W Exchange- NYSE
EAI: $198 Current yield 2.85% Apr 22, 13 66.000 84.721 5,591.64 105.210 6,943.86 1,352.22 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 43.624 Current yield: 3.04% Aug 4,11 95.000 84.969 8,072 06 117.190 11,133.05 3.060.99 LT
Aug 12, 11 3.000 85.910 257.73 117.190 351.57 93.84 LT
Nov29, 12 8.000 86.456 691.65 117.190 937.52 245.87 LT
Jan 23,13 555.003 93 053 51,644.75 117.190 65,040.45 13,395.70 LT
Apr 22. 13 255.000 99318 25,326 32 117.190 29,883.45 4,557.13 LT
Sep 19. 13 78.000 97879 7,634 63 117.190 9,140.82 1,506.19 LT
Sep 19, 13 22.000 97.425 2,143.36 117.190 2,578.16 434.82 LT
cont,nued next page
CNP70003005749160NP7003202277000Ca 02I6 030575004 YI23568550 INIQINYGM00020tAr 6 of 10
CONFIDENTIAL
EFTA_00 I 3 1498
EFTA01273705

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandal Advisor:
*UBS Friendly account narne: Ind' SCOTT STACKMANLYLE CASRIEL
Febtuary 2O16 Account number. VI ;-
Your assets Equities . common stock lconhnuedl
Purchase mica
Ti ear number Avertge price rote pet share Ydue on Unceenzed Holcing
Hddng dale of sham per thaw (I) Cost basis (S) on Feb 29(/) teb 29(S) gain or loss (t) period
Sep 19, 13 2.000 97.830 195.66 117.190 234.38 38.72 LT
S&Ls.* total 1,018.003 94269 95,966.16 119299.42 23,333.26
NEXIERA ENERGY RC COM
Symbol. NU Exchange NYSE
EAI: $564 Current yield 3.09% Apr 22, 13 162.000 79.757 12,920.65 112.820 18,276.84 5,356.19 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.36% Feb 12, 14 148.000 88.959 13,165.96 68.820 10,185.36 -2,980.60 LT
Feb 12,14 117.000 88.989 10,411.82 68.820 805194 -2359.83 LT
Feb 12. 14 32.000 89.002 2,848.07 68.820 2,202.24 -645.83 LT
Feb 12. 14 7.000 88.857 622.00 68.820 481.74 -140.26 LT
Feb 13. 14 110.000 88.885 9,777.41 68.820 7,570.20 -2,207.21 LT
Feb 13, 14 68.000 88.708 6,032.19 68.820 4,679.76 -1,352.43 LT
Feb 13.14 33.000 88369 2,916.19 68.820 2271.06 -645.13 IT
Feb 13. 14 6.000 88.421 530.53 68.820 412.92 •117.61 LT
Feb 14, 14 334.000 92.065 30,74982 68.820 22,985.88 -7,763.94 LT
Feb 18.14 114.000 92.677 10,565 23 68.820 7,84648 -2,719.75 LT
Security total 969.000 90.422 87,619.22 66,686.58 -20,932.64
KKK° INC
Symbol: PEP Exchange: NYSE
EAI: 43,243 Current yield: 2.87% Aug 4, 11 115.000 63.979 7,357.65 97.820 11249.30 3,891.65 LT
Aug 12, It 3.000 63.023 189.07 97.820 293.46 104.39 LT
May 16, 12 6.000 68.535 411.21 97.820 586.92 175.71 LT
Oct 24, 12 1.000 68.690 68.69 97.820 97.82 29.13 LT
Oct 25, 12 2.000 68.810 137.62 97.820 195.64 58.02 LT
Oct 26, 12 1.000 68.890 68.89 97.820 97.82 28.93 LT
0(131, 12 1.000 69370 69.37 97.820 97.82 28.45 LT
Nov6. 12 1.000 69370 69.37 97.820 97.82 28.45 LT
Nov 7, 12 1.000 69.150 69.15 97.820 97.82 2867 LT
Nov8, 12 2.000 69.090 138.18 97.820 195.64 57.46 LT
Jan 23,13 699.000 72.166 50,444.31 97.820 68,376.18 17,931.87 LT
Apr 22, 13 322.000 82251 26,484.85 97.820 31.498.04 5,013.19 LT
continued next page
SDNY GM 00020879
CNP700C6005749161 Nr700O202277 CC002 0216 030575004 Y123568550 10000) Page 7 of 10
CONFIDENTIAL
EFTA_00B1499
EFTA01273706

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandd Advisor:
Friendly account name:Indr SCOTT STACK MANILYLE CASRIEL
Fel:ntary 2016 Account number: VI
assets Equities . Common
Your stock (continued/
Purchase pricer
Trade Kerber Average pace Price per shire VaNeon Unrealized licking
lid cIng date of that« per thaw (I) Con bat (I) on Feb29(1) Feb 29 ($) gins loss ($) period
Security total 1,154.000 74.O97 85,508.36 112,884.28 27,375.92
PROCTER & GAMBLE CO
Symbol: PG hchange: NYSE
EAI: 13,007 Current yield: 3.30% Aug 4, 71 118.003 6O.103 7,092.22 60.290 9,474.22 2382.00 LT
Aug 12, 11 3.000 60.896 182.69 80.290 240.87 5818 LT
tan 23,13 619.000 69.941 43,293.73 80.290 49,699 51 6,405.78 LT
Apr 22, 13 286.000 81332 23,261.18 80.290 22,962.94 -298.24 LT
Apr 24, 13 708.003 77.762 8,398 32 80.290 8,671.32 273.00 LT
Security total 1,134.003 72.512 82,228 I 4 91,048.86 8,820.72
Total 3678,829.08 $759,085.46 980,256.38
Total estimated annual income: $20295
Your total assets
eercenta,Ne d Cost Estimated Unteanzed
Value on Feb 29(51 your encouit basis (1) annual interne (5) gas or Ion (5)
Cash Cash and money balances 2,152.99 0.28% 2,152.99
Equities Common nod 759985.46 99.72% 678,829.08 24295.00 80.256.38
Total 5761,238.45 100.00% $680,982.07 920,295.00 580,256.38
Account activity this month
O2e Activity Detcrk4kill Armonk (I)
Dividend and interestincome
Taxable chbrdends Feb 1 Dvidend GENL MILLS INC PAID ON 1892 828.08
Feb 16 Cividend COLGATE PAtAIOUVE CO PAID ON 15O8 573.04
Feb 16 Dvidend PROCTER & GAMBLE CO PAID ON 1134 751.73
Total taxable dividends 92.152.85
Taxable interesz Feb 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02104'16 0.14
Total taxable interest 50.14
Total dividend and interest income $2.152.99
Date Actiely Descdpbon amousl (I)
Other funds debited Feb 1 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -57.91164
Total other funds debited -$57,913.64
CNP703C0005749162 NP7000202277 00002 CQ 16 030575004 Y123568550 10ffiliyGht00020%ge 8 of 1O
CONFIDENTIAL
EFTA OO1315O0
EFTA01273707

(SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
Friendly account natrie:Indi SCOTT STACK MAN/LYLE CASRiEL
February 2O16 Account number. TI
Account activity this month icontmed)
Dale ActMRy Dv:optic') Amount 0)
Money balance activities Jan 29 Balance forward $57,913.64
Feb 2 Withdrawal 1185 BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 .57,085.56
Feb5 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.14
Feb 17 Deposit LIBS BANK USA DEPOSIT ACCOUNT 1324.77
Feb 29 Closing UBS Bank USA Deposit Account 52,152.99
The U85 Bank USA CepOPI ACCOunt Is your primary sweep CON:in
SDNY GM 00020881
CNP700C0305749163 n070002(227700002 C016 0305750W Y123568550100000 Page 9 of 10
CONFIDENTIAL
EFTA 00131501
EFTA01273708

*UBS
Your notes
""7:7::::-===7=17"--"-2°-"°'''
CONFIDENTIAL
EFT,00B1502
EFTA01273709

Important information about your statement
L.8S Financial Senates et. the F im or UBS Financial - NT, ip r tint' s-r nirri-or - claim for cash). The SIPC asset protection limits aPPIY to account het), you choose one of the following
Sonakes), is a merrter of all orincjul sxsiuy, ammo* - Mate the error or tie transfer you are sure all account that you hold in a parader capacity. rmesment °Neches'
and options enrages. L136 Frartial Merit's and LEG axe* and explah as dealt as you can shy you The Firn, together with certain affiliates, has also • ProotceamentIncome. him-Aim as seakng the
Bank USA we rdrect abdomen of LBS AG and belies" t is an error or why you need more purred maphrriental protection. The madman generation et income
affiliates of LBS Staritin U.C. The Pim'. financial information anoura mire to al *Gable clans, ookoliah trder • Aries* Capttaf Appraciataa Investments seeking
statement is available upon reepest The Fin's meanie — amide the dollar amount of the suspected awOr• this protection is 1500 millon as of (*center 10, 2013. yowls of pencpal rather than the generation of
off ices are a:
The Firm or Cad Issuer wil ivenigate pour cr.:taint Blued tote poky coeditor ad Imitations, cash a • Protect Combination of insteoenke and Capital
UBS animal Sancti Ir. and MI correct any !Ina prompt. I we take more tan the Firm es furter protected for tp to 51 9 million n the Appreciation hcaomo mthenouts both tee gereratcn
1 W 2 e 0 e 0 h H aw ar k b e o n r , B W ou 0 le 7 v 0 a 8 r 6 d f 1 o 0 r b th a e r a n n s c t c r l i a t w y o to u d th o e t ' h s i b s i w s e e r w ro il r l , c s r o e e t k a y t o y u o r u a w ct i o ll r h s a " w a o g p g a ' c e it g y a . e A t o ha a l c l o so p u y r o a f m tie ou p n o ts k h y e l w d a in d a in p g a i r s t k a u v l a a il r a ble of ncome and prit011.
I L t B is S s F t i a n t a e n m ci e a n l S t r e e r p m re o s n e m nts o t u h n e t o . n O ly th o e f r f i m cia o l r c e k co i r n d c o e f p y t ou c th o e m u p s le e t o e f o t u h r e h m a a s n tig y a d tio re n. g the time it takes us to T up he o n S I r P e C q u p e r s o t. u di n and the supplemenli protection * • W C e on ll s e r r i v s e k :A p r r t o S fi e le ek s s to maritain nitial prirepa, with
official tat drunents. containing cordlidem data should Please make all checks payable to the Fin or tie both do not aPPI7 but rile and volatility to the account twat even"
r e o m t i s b s e io r n e , l i p e l d e a r s a e w rep I o f r y t o h u i b mm a e te dia th te e ly re n is w an it e n m g m to o t r h e s fi t n a a t n e c m ia e l n in t s h tk a u t ti : o M n r i d n c t° a t r e eg d u o la n r t a ie cc fr o o s n t t h o e f r s t , o a mines • y C o e u r r t a a n c c f o in u a n n t c v ia al l u a e s ) s h et i s t c h o e n l t d ro a l w le a d y b f y ro (a m n L d O in S c F lu in d a e n d c n ial d n m am m e e a o n r s re th tu e r n ac , c a o n u d n m t d a o y e r s o r t o k t e g e e p n p e a r c a e te w s i i t r h e d cant
Bunch Manager of the office twang pout account. may be subject to not ante lees, charges for late Services (e.g., certain0 cosh at LBS But. (i) car at inflation.
Attach al (ignores shot* are intended to be accurate. p a a rn lm a a n t t e s f . o 1 r c t a e sh n a t c h co * u p n u ts rc . h A a c s c e o s u a n n ts d t c h h a a t r a ge t s t k ea r r y u -f n a p r a e i d d L in O c S lu A di G ng S v ta a m ria f b o l r e d a b n ra n n u c it h ie , s ( . i d a n i d -t u fi r n a r s c h e or F es ro o e f l m ich u , t ual • M tol o e d ra e te rn s " o m W e i l v tin o g t e to * a * c t c o e s p e t e s k c e h n ig e h ri e s r k r t e o tu p r i n n s c . Oal and
s st a a e te & m o e n n y t e d r a - t e a n sh d o la u x ld t n O o M t I b s e . used F f o o r r m t a 1 e 0 p 9 u 8 rp 5 o 4 s 9 e 8 s . Rely to other institutions may be subject to a transfer fee f n in o d ne s o w f h t e i r e e a s c u c c o h u s n h t a h re o s li a e r r e o re n g t i h s e te b re o d o d ks r e a c d th w n a th d e s • h Ap ip re w sp h ie in : y W t i o lin s g ee t k o h a i c g c h e r p e t t h ur i n t s r o id u e r t o tim u e n . met ad
10425, ex.) whin prepargyour me return. The Fim k UBS Swap Options of U. applicable icier or transfer agent).
requiredby law to repot to tie IRS all ta.abk divider.* CBS offers options kr warping cash braces, balances • Certain immerment contracts or inerrant interests Statement liouseholdhe
report*ee rchtatable dui:lends and tat ern,. to bank deposits at UBS Bak USA and LOS AG Stanford (eg., limited partnenhim and private placements) tat We may consolidate at related account statements wit
eared m *catkin held n *vacant, net proceeds branch (Bank Sweep Programs), money market mutual are rot registered under the Securities Ad of 933; to sane *dress n the sin* envelope. Accosts may
an sale transactor, and cog basis cocertain covered Ards (Money Ftnr) the enterna Kral Depose ad be related Ice this purpose irate they have owners
martin. Aram (OA)fa customers wit an Imernational • Commodities contacts (e.g, foreign "charge and who ako maintain joint roan relationships with other
Ratan* Management Account. Through tie Bank pmWsmetal contrattk includrg futures contracts client at the sane address. This practie 6 known as
airemmications with tea Fain Sweep Programs, cash balances are swept to (195 Bak ad commodity option contracts. *I-ousel-oldrg 'Ilya; prefer to rear., ediadual
• Please reconfirm any oral cormancabores in natio USA up to an esti:bred knit ad then to UBS AG statements mated in separate envelope's — you may
to fuller protect your rips, ircLeing your notes Stanford Branch a a Monty Fund. Deposits at U85 The SIPC protection and die supplemental protection do decline hdoseholding by tang yOur Financial A&itor.
• e el r t d h e e r f d in e a m ta ia u l in t s * ti tu In ti v o e n s o to n r t P h r e o t t e o c p ti l o e n f t A o d f t ( h S e r. f 4 r ) o . nt n Ba a n t k . U F S o A r m ar o e r F e D i I t C e r in n u a r t e io d n in F 4 a e c a c W or d s a e n a c r e o w w i / t i h d F le DI g C o t. n o o n t y a o p u p : l M y t a o t e th r e n s a e * a . s T se he t e S r E n C p 4 e t o h t e e y c o ti t o h n e a rw d is t e h a e p pear Friendly amain name
of this statement is not LES Financiel Snakes, LOS Deposit at LOS AG Stanford Bra-di aid shores of suPPlerriental protection dap not protect mann changes The Fried& account name reflects information that you
Financial Services caries your account as clearng Many Funds are rot Waxed by the FDIC. in the market vain of you investments (whether as a entered can the Firm's °nine services wrote. It a a
broker by ana-cerrent well the 'Ideated instancin result of market movement issuer baltruptcy or customizable *nielrarm • charm by you to assist yea
We Wormed you of this aboard* when you Through the OA, amaileble bead, balms are swept to otherwise) rah your necordkeepim it has TO legal effect an your
s o t e e pe a n i r r k e o i d e n s t : h d a i r s r a e a m l t o t b a c r a r o t s e k . d e a r In , a U ti B d S y c f o a in s u a k f n a y c o s ia u t l r m S S e a n s c a e & te a s a r a n e n d p d o r n o t d A th e G e p F C o O s w i C a a . c B c n a o l u B a n n r t a c s e m a s h h U e B T ld S h a e A s t G e th d l e e ir L p a B os S Y it s A a a G k r e F C n a i o y r m t t h g a a n a m M rd e a d L n O b d y S l M ob o t r a e in in m fo o r r m e a in t f io o n rm is a a tio m n i a d b * ou t t p S o I n C r , e i t n e c s la t dr Y o e t a h e m 5 a 1 y K a A th c d c t v u o is u g o n r h t . . E Y n O t J r e ca S n e c rv h ic a e -g s e a b b a y r c R o i n e t n a d c h tr r g a c y c o o u t r n F t i M na e nc n ia *. l
of any error or amain to both firms. are temporal. exposed to the sovereign Sc of the Mocha*, by contacting 5IfC a 202.371.8300« by
Cann blends, and thew is no guararere a other •flang the 5IrC website at www.stoorg Aomori overview
All accant statements shall be banal coenphte ad *legation of LBS AG to repay to balances while on the • V** olsone aCCOOnarPOrniaa, Net of assets and
accurate i not objected to in writi-g within 60 days. LIES Cayman's Beach's books. Dividend Ronvortanont Program (DMP)
The peke reflected is an average price You may obtan • Alma looters availa le cash balances, vats fa
• Please died customer complaints or armies to tie Deposits at LOS Bat USA and each UBS AG Branch are the actual price from yos Fnancial Advise. Or whole restricted sear* lest 1, and Global line Dtp03itS,
Fim'sC tent Relations Depamment at 201.352.1699 not protected by 51K, Money fund shays are protested tares re purchased utter DRIP; partial shakes will Le a-mitred marks to market, and contait meta not Mkt
or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See 'UM Fe-uncial Services Aeon Prechter sold ard the cash call be deposited h your account The by the Elm. Does rot include unpnced start.; assets
ET Monday through Frday, or in wig [DUBS bebvr. &Mord reinvestment pricesupplied byte kaer may at the end of the prior and curent statement periods, or
F P i . n O a . n B cia r l S 76 e 6 re U ce n , io h n c C ., i t C y l , i e N n J t 0 R 7 e 0 l 8 a 7 ti . o n DePamment, Upon are reµaat, balances in to Bari Sweep o ar f e fe s r o h ld o rn the market price at which tee partial shares p o r n am co * n s o t e . s st t o rr c e k n a ts n , i t o r n u s s ted stock °herons and
• h one of error or gamin about an electronic Programs a OA may be withdrawn and shares of a • tialuncos Includes debt balron, outstarding merge,
furls transfer (FMbi payment or UBS Votdebit Money Fund may be liquidated, ad the proceeds Cash-Mlisa lora, credit lie, Pot acornbalances.
card transactions, call 930-762-1008 a wife to UBS returned to you a your seam* account. Cn9 whole units may be held in your account. d pia :e • Casfilmoney balances. Total of uninvested available
Frontal Services M., 1000 Hata Blvd., 6th floor, mined to a partial unit as a result of a eividerd payment cash balances, plus UBS Bak USA deposit brines, LES
Weehawken NI 07086, Attu RIMESA Sexes. Futw ilomution about available sweep optima, a of ennis" the Firm Wit ether sell panal snits at AG Stanford french deposit balances and money market
indding orient inerect rates and jet* k available at model pie orr accept an mount determined bg a enamel fund sweep balances, at the date of the
Cal or wnte as soon n yea sae il you thek yar wimmtbsccmfsweepyields, from your Fnancial Maur mammy] closing nano, a-idcredit you morn stamen period. Honor:mod* free credit balances in
statement or receipt 4 warp or if you need more or by eating 800-762-1000. your accost are rot segregated from other balances
rikanation tat Meander en the seamier:it or Investment objectives and tee Firn may use any of these funds in the ordinary
recept. The Firm or Card tun Las applublM must UM Financial Service. amount protection The normal" oblate* ad risk profile at speck to course of as business. These funds me payable upon
hear from you no later can CO days after tie Fir The Fins is a member oF de Stashes Investor Protection each account and nuy ray bervern Please aria the your deemed. This total is included in tie <want period
sent you tie fist stammer* on *hit the are o Cceporatiri 6IPC). Mach protects *curies amorits of Firm amenity .n skim of any sicnilicart change n you closing value.
maim honeyed. its members up to S500,000 (nctiing $293,000 for Mena& situation or moistener objectives. Fr each
SDNY_GM_00020883
CONFIDENTIAL
EFTA_0013 1503
EFTA01273710

important information about your statement
(am [slued)
Lending information Au wouldactual/ rearm n the market Pests we — 'Disalovegns so date' may Side returnof - h addition to tommesOns remised in connection
For cfilaied information on the Fith's tenting practices obtaned from Yana tied pry sources which we capital Some cr both. *eh the sale or distreurion of mirk* contracts
and derby-rev refer to you. Clem Rear cothip bekve to be reliable, but ne do not guarantee their — 'Orignal tint size' represents the neat Aeon; and unt ointment trust units thou rends, we
Agremeni or Account Arnow* and IM General mono. pea per one and may non reflect your <cost basO endear as affiliate mono tows, sluing
Terms and Conditions UBS Statement of Credit than ices - We 9orty* use tee dosing twice "Awn avAibbio or coopernation fret mare of the Surat
avail/ale in agreements and Onclmares the man of the bid rd ad Pritfl for listed • Reseiaed securities Pentad seortes generally companies undenweing the artuntrorwracts.
%new pet romraccremidwifu=. Wane, and colons or one bid prices for OTC are not canoe eligble for public salt Le35 Financial all dates of the nsurece ccenpanies or sponsors of
securities. Sennas uses the owlet peke of the unrestricted stork the in imprison! ousts we destitute.
Yew meets — less actireb traded securities my be wiredusing a of the same issuer as as imputed value for the — Cur affiliates also mein trading ccermesiorn and
You stament Roma, securities ind other saws held valuation model or So most recent price we restricted dock for purposes arena ann.* cohy. To other componsatai from manual Surds and
tithe arrant at the erald the moment period. You obtaned and may not reflect an actual mate) price the afters that restrictedsecurities are *liable fa me, insurance companies whose products we delrbute.
may me for delyety of lady paid acumen al any time. Cr Whir the wits received may be kfastatale less than the — We receive as rental fee Isom LIBS Bark USA an/
You mayrecent senates used as loan coaaral after — Certain posaken may tipper virtual a price and krpuied value shown UBS AG Surreord Branch of up to 115 per armed
paying any brave dm on them Any sermon will taw as 'peke was not avalable• n we re sweeping to the bats under the UBS Bank Sweep
la ute PRI to the Fin. citing the statenwnt penad are unable to obtain a price for a scortly • Eq. (stimetad) income, cumint yields and rates. Program.
lends sweet vale as of the est of the (women, — Deposits «sentries demon inated incurrencies An estivate of arrual income is bated on cursors
Peed& ocher than U.S. clan are reflected a the nochnge chianti rd Otani rates, Mulling the securities will Aahity
• Gest bad In damning the ow base of the rate as of the 'lament date. be held for me year from statement date or well hkorationregirdng «aims:re and other charges
stashes istuded in this statement where inck aged - Ter «ran securities toeing in nentroforming 'nativity. This mina is one a guideline, accuracy honed n commix, wth the executor, of trades.
with the stirrer LOS financial Services has relied dentrninmens. «Se ad elutreitY Owe %AIM may and cootinued income we not guaranteed Sluing option tranwtons has been included en
on information obtained from sources other than UBS have been adested to fm ilitate maser vabadn. — formed anal income and anent yield for arditcriatiOnS VeranSai furnished to you. ad will be
f hada! Services, exhAing Of« motion Irton another To San Current agate:fa, when amiable contact feria., tapes of seosities could riClde a rely, of provided to you promptly on repast.
km or that you may have provided to you Financial ArGnancialAdeisa. «spat or cape.' gains en which case the est.
Maar. The Finn does not indtpeniexr,ely cr Income first cummt yekOwould be overstated. Skirt Slang
yaw** the accuri cc middy of automation • Private hero ilman and structured products. — Earnated arrkul roam and ounce yield and the f you are engaged in short selling a security, you may
crowded by does Olw thin LISS FroncialServices Mate inestnwe securities (ix tiding Overt actual income and yield might be lower a higher hos a Marge due to cenan barowirg costs father
pa tic program and real estate investment Wag than the estmad anoints. particular security.
h media aftlxtigh LOS Financial Somas generale moonlit-0ml savoured products are generale hathe — An estivate of a-realize:Ikon* (dirderd axfix
watts the inknyutian as it is received. the lift 11)14 Cotten %avowed products haw not been interne &wind by the anent mike Open edam
does not provide ary assurances that the inforenaike 3egistered with the Securities and Excha-w vabnanassi balance is based on the an dividend Regarding open or • pacrltiltanceled* adas that
under "Cost basis' and "Urrealoed gad loss' is Corrmissin a write any state securities laws. We • interest payment made by the issuer and were not satedbythe datemem date. open buy ad
matte as of the date of this statement. As such provide estimMed vain for private antrnent assums the seasherdesooses enllbe hell for one sell stop orders are reduced by the snout of deader&
please do not reef on this Somalian to rare seCultieS and structired products fel ink.m atalal year from the statement date« urrul nattily. or rights on an nafividenda or «si)ts date unless
pasha« sale decision, for us p.rposes larPOseS only. Accuracy is not guaranteed. Accuracy awl continued yield we not germ itt!. retracted dame* by you. You are response!e fa
otherwise. Accounts transferred to the fin may — thew values may differ substantiate from prices, if orders that re conned due to your failure to cancel
retest gailloss rictraii n one for the period of my, at *Nth a «Wale be soerctowldty or • Assets not held by UK Financial Services. °Main eMlin9 open orders.
tire they are held at the Fan More historcal structured prodert may be brvuitatee and do assets are not held by the Firn and not evert the
reormalcn can be added by you Annie' Ads« not necessarilyrepresent the you may receive Fern's possession or control. These assets are Privacy
won pi:Cation. depleyed on yor statement for Sometime! Toobtainer-ow of as nom aim Privacy entire.
• Unrealised gaidteeses When data s avoitable. - Thiel pany estinros vaks are as caste:tan purposes only. Positions and values presented are pease contact your Finarvial Advisor or viA ar easier
menaced wreaked gaintbsses are troubled for dale and are supplied UBS Financial Services and provided by the issuing Inn. Lin FS-Uncial cervices is at pinny ohs r onWeriva rmoire
Idyllist warty lots. T e transaction data for regular basis by an independent yalation I I'm. not respornble for did inlonnatnin and odes not
rxbriAral lots mayor maynot relent cormessionst — Issue% general partner or sFpiorensor estimated values. guarantee its accuracy. These assets are not protected UBS financial services is maser* the RMA, Business
damn acres minty reorganitan neves. if a are supplied to the by the Mum by SIC or the Sinis svaplemental Slit coverage. Services Account BSA and IRMA are brokerage accounts
Dildend and otter reinvestment lots and sweetish ventral lifer or sponsor and maybe calculated whirls provide access to barking services and products
orchards loss are each coot:nod to display one based on diferednut information Iron that used by • Revenue dung and additional compensation. through arrakernentswoh Sleeted banes ad other
3,00A ced let The • Trade dale' colon presents the third parties to enflamed values. — In addeticn to COrraidated On saes and 12b-1 lees thrdparty bats, and provides access to insurance a-KI
«gnat transaction trade date. - Vauban °teen addend Sarmatian regards.; received n «mecton wth the deaden of annoy products issued by whafloliatedthrdpany
the nwhodology used to determine the mina c4 nutted fund to our clues we ado. our allure insurance trimaran through insurance agency
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on subs:las of UBS Financial Services Inc.
awartsaIN by lot Iran among all secuthes of that Advisor. These amuses are based on two daunt hrtsmtnl nSurarre. ad wady produtts:
issue held n out time or n nominee maw let ad - Thid prey'steruted vabes may be reflected as components (I the amount of sales by 1016 of Not FDIC rend • No bine emanate May lose Sue
dente Call baste adorn atim is retained from third Not priced in several situations: when an particular snubs' find favie to our clients. and Re)
parties and n accts., is not guaranteed. Other call inSependeni valuation lam has not SoPPIred Is the asset yak* of a particular mutual fund fmiys RMA. Resource Managerewit Account. Business Service
features may exist whch could affect yield rankle us** So asstri a rata, when we become arum stares held a the fins Account BSA, BMA ad international Resource
in anion will be provided upon request that a material event has canoed thee may call a — We aid or Agate ate recent netvottreg and Management Araks are registered service mails of
«mealy repond rata into question or when «mew processing lees in «no:brawn kr UPS financial Services Inc
• Certificates of deposit (CDe). CDs are FOK Owed value °aid hiPhilSPeCulatia due to the awe transfer agent services that we provide toter
up to S293.000 h «SO and accrued Sterne per of the security. mutual turd, These leaf generally are pad from Visa Signature it a mastered service mat of Vasa
demure ad per depositoryOaks:on rearca-dame — When neither an oath general palm a' sponsor investor assets h the mutualfund and are a fired Inemational 1.13SYSSa Sampan cede rads and U3S
with FDIC rules. estimated value sr a thtd-party estimated value is dour amount based on the number of accounts at Vim debt cards are oared by UM twit USA with
Protded the value of the smarty *jibe different the aokerdeala holdng mewl funds of that fund permission born vna USA Ircceporaled.
• ericeivalue Prim displayed la semen and other tam (whale Whet family
Prodrls may be higher or lower than the price that UBS Financial Services Inc Rev 201511
SDNY_GM_00020884
CONFIDENTIAL
EFTA 00131504
EFTA01273711

SUBS UBS Financial Services Inc. UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2016
Cm-700551131650316M vl 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISIANE MAXWELL
Friendly account name: I
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CASMEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or u
RMA Ftesourcetine on February 29 (S) on March 31(4)
account
Your assets 761,23845 807,099.30
%Stour websIta: Your liabilities 0.00 0.00
Value of your account $761,238.45 $807,099.30
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thousands at year end 2015 S798.007.41
Net deposits and
1221.2
withdrawals -130,151.87
Your nvestment return
Dividend and
Illtelliall."4/334/ 848/31/14%,34/ 498 0 7612 8071 interest income 46063.31
Change in
market value 333,180 45
Value of your accoun
on Mar 31. 2016 $807.099.30
Dec 20i4 Om 2015 ND 2016 mar 2016
SDNY GM 00020885
Member SIPC CNP70003306518165NP70003099449 00002 MI6 030575004 v123568550101000 Page 1 of 10
CONFIDENTIAL
EFTA_00131505
EFTA01273712

SUBS
UBS Strategic Advisor Account name: GHISLAINE EL_ Your ll vandal Advisor-
Friendly account nominindiv SCOTT STACK MAIILYLE CASRIEL
March 2016
Account number: VI 2:
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (1) your account
A Cash and money balances 2,072.89 026% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 805,026.41 99 74% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F COrrirriodit 0.00 000%
G Other 0.00 000%
Total assets $807,099.30 100.00%
Value of your account 5807,099.30
Eye on the markets
Percentage change
Index March 2016 Year to date
S&P 500 6.78% 1.35%
Russell 3000 7.04% 0.97%
MSC I - Europe, Australia & Far East 6.59% -2.88%
Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03%
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
CNP7000B0065t8166NP7000 03002 0316 030579004 Y123568550 10 goNyGmix:020ftse 2 of 10
CONFIDENTIAL
EFTA_00131506
EFTA01273713

(SUBS UBS Strategic Advisor Account name: GHI51 Your Si nandal Advisor:
friendly account narne:Indw SCOTT STACKMAtinnE CASRIEL
March 2016 Account number. Y I 2 Tnneunnet
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which gam and losses are not classified
March 2016 (5, Year to date (I)
Realized gains and losses Unrealized
Opening account value 3761,238.45 $798,007.41
March 2016(4) Year to date (1) gains and bseS (5)
Deposits, including investments
Short term 0.00 0.00 614.95
transferred in 0.00 31,000.00
Long term -0.26 -732.12 125,583 50
Withdrawals and fees,
including investments transferred Total -$0.26 -$732.12 $126,198.45
cut -2,152.99 -61,151.87
Dividend and interest income 2,072.03 6,063.31
Cash activity summary
Change in market value 45,941.81 33,180.45
See Account activity the monthJos dela Is. Balances in your SweepOpalcos are Ind uadin the q:enng and
Closing account value $807,099.30 $807,099.30 closing balances value. FDIC insurance apples only to deposits at USS Bank LISA, not to deposits at OBS AG,
waked Era nd, or bank deposits paced !mouser the UBS Internaiond Deposit Account program, SIPC
protection applies to money market sweep fund holdings but not bank deposits Steimportant information
Dividend and interest income earned about your statement on the last two pages of this document for Wars
Mardi 2016 (1) year to date (CE)
For poppies of ins statement, tararthity of 'nines] anti der:Jena 'Warne has been determined fran a US Opening balances $2,152.99 192.72
tax reporting perused:re, Bawd upon the residence of the account holden, account type, or product twat.
some interest ander dyidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Addkions
income laves The tient month statement is not Intended to be used and (alma be reked upon fa tar'
psrposes. Chen's should refe, to the accletle tar reporting farm they recent. Iran OBS annualy, such as Deposits and other funds credited 000 31,000.00
the FORM 1099 and the Tams 480. for tax reponing information It IS the precut Of U85 to file the
appliCatte tat reponing forms with the US int«rd Revenue Sennte and PR Treasury Department and in Dividend and interest income 2,072.03 6,053.31
such (onyx accuratecy ass fy decknct ardor interest as tar exempt or tadbk income. Pleat consult your
Indechal tax prepare( Proceeds from investment transactions 0.86 56,068.73
Match 2016 CP Year to date IP Total additions 12.072.99 $93,132.04
Taxable dividends 2,072 03 6,063 17 Subtractions
Taxable interest 0.00 0 14 Professional management fees and
related services 0.00 -992.52
Total current year 32,072.03 $6,063.31
Other funds debited -2,152.99 -60,159.35
Total dividend & interest 32,072.03 $6,063.31
Funds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions -$2,152.99 -$91,151.87
Net cash flow -380.10 $1,980.17
Closing balances $2,072.89 $2,072.89
SONY GM 00020887
CONFIDCESIP7CN008386T$1816I7nAel00OL3C998 9 00002 0316 030575004 Y123568550 10t000 Page 3 of to
EFTA_00131507
EFTA01273714

UBS UBS Strategic Advisor Account name: GHISt INE MA' N Et I. Your Ignandal Advisor.
Friendly account name:in STACY PAANItYLE ,TACR•EL
March 2016 Account number. Y
UBS Bank USA Deposit Account APY
Interest Period Feb 5 - Mar 6
Opening UBS Bank USA Deposit balance Feb 5 $828.22
Closing UBS Bank USA Deposit balance Mar 6 $0.00
Number of days in interest period 31
Average daily balance $1,223.47
interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Fe:uncial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
PIMP'S Aggressive
investment eligibility consvIerabon None selected
Your account instructions
• lot. account cost basis default closing method is FIFO, First In, First Out.
CNP700003065t816BNP7000wrRf9 C0032 0316 030675004 Y1235e6SS0I0MBLY_GM_00020ftne 4 of 10
CONFIDENTIAL
EFTA_00131508
EFTA01273715

SUBS
UBS Strategic Advisor Account name: GHISLAIIIIE MAXWELL Your Finandd Advisor:
Friendly account name: lndi SCOTT STACK MANLYLE CASRIEL
March 2016 Account number. Y I
Your assets
Some pnces, income and curient va ues shown may teappiOxIrrlfile. AS a les to. gains atiossesMey not
be aCcutalely renecled. Set Amount infanta:ton about your statement a the end of ttws dxumemfOt
more inforrmaon.
Cash
Cash and money balances
Cash and money balances may include. avalade cash balances, UBS Bant USA deposn account balances,
UBS AG Stallard Branch Cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn fl at** limits, but are not
protected by OPC USS AG Stanford Brans h deposit account balances are not insured q FDIC and ate not
protected by SIFC Money market sweep balances are protected by StPC but are not insured by the FDIC.
See the important information about your statement at the endof this document for detaih about those
balances.
OpetingtgiOXt ClOWIgtglence Price per :hale Average Dividend tmerest Days
Hddng on Mai 1 (S) on Mar 31 1/ on Mar 31 (S) rate period period Cymount (11
UBS BANK USA CEP ACCT 2,152.99 2,072.89 250.00000
Equities
Common stock
Purchase mica
Trade torte( Average price Pnce per share Value On Unrealized Hddng
Hddng date of shares per shale (S) Cost basis (S) cn Mar 31 (1) Mar 31 (S) gain or loss (I) period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.003 26.619 13,309.95 30.790 15,395.00 2,085.05 LT
Jan 30, I 5 100 000 25.532 2,553 24 30.790 3,079 00 525.76 LT
Security total 600 000 26.439 15,863.19 18,474.00 2.61081
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL $153 Current yield 2.37% Apt 22. 13 72.000 56.870 4,094 67 89.710 6,459.12 2,364.45 LT
BLACK ROCK INC
Symbol: ELK Exchange ',USE
EAI: 1660 Current yield 269% Apr 22,13 72.003 251093 18,07871 340.570 24,521 04 6,442.33 LT
CALIFORNIA RESOURCES CORP
Symbol. CRC Exchange: NYSE Feb 12, 14 13.856 1.561 21.63 1.030 14.27 -7.36 LT
Feb 12, 14 10.953 I 561 17 10 1.030 11.28 •5.82 LT
Feb 12, 14 2.280 1.561 3.56 1.030 2.35 .1.21 IT
contoued next page
SDNY GM 00020889
CONFIDCEhIP703N030065T1816I9NAP7003L30398 9 00072 0316 03057%04 Y123568SSO 101003 Page S of 10
EFTA_00131509
EFTA01273716

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ksandal Advisor:
Friendly account name: Indi SCOTT STACK MANLYLE CANCEL
March 2016 Account number: YI
assets Equities .
YOLK Common stock (Continued)
Purchase ;nos
Trade larber Average price Price per stun value on Unrealized Holding
Melting date of tames per share (I) Cost bask (3) cm Mar 31 (3) Mat 31 (S) gain or loss (3) period
Feb 12, 14 0.655 1.556 1.02 1.030 0.67 -035 LT
Feb 13, 14 10.298 1.559 16.06 1.030 10.61 -5.45 LT
Feb 13, 14 6.366 1.556 9.91 1.030 6.56 -3.35 LT
Feb 13, 14 3.089 1.550 4.79 1.030 3.18 -1.61 LT
Feb 13, 14 0.562 1.548 087 1.030 0.58 41.29 LT
Feb 14, 14 31.268 1.615 50.51 1.030 32.21 •18.30 LT
Feb 18. 14 10.672 1.625 17.35 1.030 10.99 -636 LT
Security total 90.000 1.587 142.50 92.70 -50.10
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: 42,352 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 70.650 12293.10 5,049.05 LT
Aug 12, 11 4.000 42.450 169.80 70.650 282.60 I 12.80 LT
Jan 23,13 910.000 54 240 49,358 63 70.650 64,291.50 14,932.87 LT
Apr 22, 13 420.000 597813 25,111.32 70.650 29,673.00 4,561.68 LT
Security total 1,508.000 54300 81,88380 106,540.20 24,656.40
ECG RESOURCES INC
Symbol. EOG Exchange: NYSE
EAI: 4335 Current yield 0.92% Jan 28,15 500.000 90.411 45,205.72 72.580 36,290.00 -8,915.72 LT
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 30.630 15315,00 -656.36 LT
Jan 30,15 250.000 29.431 7,357.75 30.630 7,657.50 299.75 LT
Oct 26, 15 250.000 34.170 8,542.53 30.630 7,657.50 -885.03 ST
ST
Jan 15,16 1,000.000 29.130 29,130.02 30.630 30,630.00 1,499.98
Secuity total 2,000.000 30.501 61,001.66 61.260.00 258.34
GENL MILLS INC
Symbol: GIS Exchange. NYSE
EAI: 43,463 Current yield: 2.90% Aug 4,11 191.000 36265 6,926.77 63.350 12,099.85 5,173.08 LT
Aug 12, 11 5.000 35.754 178.77 63.350 316.75 137.98 LT
Jan 23,13 1,001.000 41387 41,42689 63.350 63,413.35 21,984.46 LT
Apr 22, 13 464.000 50287 23,333.21 63.350 29,394.40 6,061.19 LT
Jun 17, 13 118000 49.739 7,361.45 63.350 9,37880 2,014.35 LT
Jun 18, 13 73.000 49.836 3,63807 63.350 4,624.55 986.48 LT
Security total 1,882.000 44.031 82,867.16 119,224.70 36357.54
continued next page
CNP700C0004518170NP700030398900002 0316 D30575004 Y123568550 10011iyGht0 00P0%.e 6 of 10
CONFIDENTIAL
EFTA 00131510
EFTA01273717

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your M sandal Advisor:
friendly account name:lndi SCOTT STACKMANNYLE CASNEL
Account number. Y1
Your assets Equities . common stock (continued)
rAciate pod
Minter Average price Me per share Vdue on tirredited Holc1ng
Wiring of snares per share (1) Cost basis (S) cn Mar 31 (1) Mai 31 (I) gain or loss (S) period
JOHNSON & JOHNSON COM
Symbol: JaU Exchange: NYSE
EAI: 1198 Current yield 23 7% Apr 22. 13 66.000 84.721 5,591.64 108.200 7,141.20 1,549.56 LT
MCDONALD'S CORP
Symbol MCD Exchange: NYSE
(Al: 13.624 Current yield: 2.83% Aug 4, 11 95.000 84.969 8,072.06 125.680 11,939.60 3,186179..5341 LT
Aug 12, 11 3.000 85910 257.73 125.680 377.04 LT
Nov29, 12 8.000 86.456 691.65 125.680 1,005.44 313.79 LT
Jan 23,13 555.000 93.053 51,644.75 125.680 69,752.40 18,107.65 LT
Apr 22, 13 255.000 99318 25326.32 125.680 32,048.40 6,722.06 LT
Sep 19, 13 78.000 97.879 7,634.63 125.680 9,803.04 2,16841 LT
Sep 19.13 22.000 97.425 2,14336 I 25.680 2.764.96 621.60 LT
Sep 19, 13 2.000 97.830 195.66 125.680 251.36 55.70 LT
Security total 1,018.000 94.269 95,966.16 127,942.24 31,976.08
PEXTEILA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: 1564 Current yield 2.94% Apr 22, 13 162000 79.757 12,920.65 118.340 19,171.08 6,250.43 LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.38% Feb 12, 14 148.000 88.813 13,144.33 68430 10,127.64 -3,016.69 LT
Feb 12, 14 117.000 88243 10394.72 68.430 8,006.31 -2,388.41 LT
Feb 12, 14 32.000 B2855 2,843.39 68.430 2,189.76 .653.63 LT
Feb 12, 14 7.000 88.711 620.98 68.430 479.01 •141.97 LT
Feb 13, 14 110.000 88.739 9,761.35 68.430 7,527.30 .2,234.05 LT
Feb 13. 14 68.000 88.562 6,022.28 68.430 4,653.24 -1,369.04 LT
Feb13,14 33.000 88224 2,911.40 68.430 2,258.19 -653.21 LT
Feb 13, 14 6.000 88276 529.66 68.430 410.58 •119.08 LT
Feb 14, 14 334.000 91.914 30,699.31 68430 22,855.62 -7,843.69 LT
Feb 18.14 114.000 92.525 10,547.88 68.430 7,801.02 -2.746135 LT
Security total 969.000 90274 87,475.30 66,308.67 -21,166.63
continued next page
SDNY GM 00020891
CNP7000E005518171 NP7000309909 00002 t016 030575004 Y123568550101000 Page 7 of t0
CONFIDENTIAL
EFTA 00131511
EFTA01273718

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your li nancial Advisor,
Friendly account name:Indio SCOTT STACK MANY LYLE CASRIEL
Nlam^ 211'F Account number: YI
Your assets • Equities . Common stock (continued)
Purchase pus
Track Sorter Average price Price per share value on Unrealized Hddng
Hddng date of thorn pet shag (S) Cost basis (3) at Mar 31 (3) Mat 31 (S) gins loss (S) period
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 43,243 Current yield: 2/4% Aug 4,11 115.000 63.979 7,357.65 102.480 11,785.20 4,427.55 LT
Aug 12, 11 3.000 63.023 189.07 102.480 307.44 118.37 LT
May 16, 12 6.000 68.535 411.21 102.480 614.88 203.67 LT
Oct 24. 12 1.000 68.690 68.69 102.480 102.48 33.79 LT
Oct 25. 12 2.000 68.810 137.62 102.480 204.96 67.34 LT
Oct 26, 12 1.000 68.890 68.89 102.480 102.48 33.59 LT
Oct 31, 12 1.000 69370 69.37 102.480 102.48 33.11 LT
Nov6, 12 1.000 69370 69.37 102.480 102.48 33.11 LT
Nov7, 12 1.000 69.150 69.15 102.480 102.48 33.33 LT
Nov8,12 2.000 69.090 138.18 102.480 204.96 66.78 LT
Jan 23,13 699.000 72.166 50,44431 102.480 71,63152 21,189.21 LT
Apr 22, 13 322.000 82151 26,484.85 102.480 32,998.56 6,51171 LT
Security total 1,154.000 74.097 85,508.36 118261.92 32,753.56
PROCTER &GAMBLE CO
Symbol. PG Exchange: NYSE
EA!: 43,007 Current yield: 3.22% Aug 4,11 118.000 60.103 7,092.22 82.310 9,712.58 2,620.36 LT
Aug 12, 11 3.000 60.896 182.69 82.310 246.93 64.24 LT
San 23,13 619.000 69.941 43,29173 82.310 50,949.89 7,656.16 LT
Apr 22. 13 286.000 81332 23,261.18 82.310 23,540.66 279.46 LT
Apr 24, 13 l08.000 77.762 8,398 32 82.310 8,899 48 491.16 LT
Security total 1,134.000 72.512 82,228.14 93,339.54 11,111.40
Total 5672,227.96 $805.026A1 $126199,45
Total estimated annual income: $20,506
Your total assets
Percentage or Cost Bimated unratified
Value on MY 31 (5) your at (Cunt Oasis (3) annul Intone (4) win or loss (0
Cash Cash and money balances 2,072.89 026% 2,072.89
Equities Common stock 805,026.41 99.74% 678.227.96 20,506.00 126.192.45
Total $807,099.30 100.00% $680,900.85 $20.506.00 $126,198.45
CriP700C6006518172Ne7000309989 00002 0316 030575004 Y123568550 10MyGm0002001p 0 of 10
CONFIDENTIAL
EFTA_00131512
EFTA01273719

SUBS UBS Strategic Advisor Account name: GH15LAINE MAXWELL Your II nandal Advisor.
Friendly account neerne:Indi SCOTT STACK MANLYLE CAMEL
March 2016 Account number: YI
Account activity this month
Date Aclinty Description Arnotrit (S)
Dividend and interestincotne
Taxable dividends Mar 8 Cividend JOHNSON & JOHNSON COM PAO ON 66 49 50
Mar IS Cevidend MCDONALDS CORP PAD ON 1018 906.02
Mar 15 Cividend NEMR A ENERGY INC COM PAD ON 162 140.94
Mar 23 Dvidend BLACKROCK MC PAID ON 72 164.88
Mar 30 Dvdend PEPSICO INC PAJD ON 1154 810.69
Total taxable dividends 12.072.03
Total dividend and interest income 12,072.03
Date Actialy Description amount (S)
Other funds debited Mar 1 Transfer JOURNAL TO VI 23575 GIASLANE MAXWELL -2.152.99
Total other funds debited .12,152.99
Investment transactions
50i rote informaion about the pricehalue shown ter restricted securities. see important information abaft
your statement at the end this dscuntat
Proceeds Iran funds
investment withdrawn fa Accrued
Date agony Decant:on Outitity raw (t) Price (S) transactions (1) investments bought (S) mien-51(5)
Mar 24 Cash In Lieu CALFORNIA RESOURCES CORP 0.86
Mar 24 Spin Off CALFORNIA RESOURCES CORP 90.000
Total SAAB
Dere Activity Oeictelion Amount (0
Money balance activities Feb 29 Balance forward 92,152.99
Mar 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OE 03/01/16 .2,152.99
Mar 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 49.50
Mar 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,046.96
Mar 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.68
Mar 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 811.55
Mar 31 Closing UBS Bank USA Deposit Account 12,07229
The UBS Barri. USA Depost Account is your primary sweep gallon
SDNY GM 00020893
CNP7C003305518173 NP7000RMFsY 00002 0316 030579/001 Y123568SS01010C0 Page 9 of 10
CONFIDENTIAL
EFTA_00131513
EFTA01273720

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIs andal Advisor:
Friendly account name: Indi SCOTT STACK MAMLYLE CASRIEL
Match 211'F, Account number: Y I
Realized gains and losses
The estimated realized gam and losses shawl below ate net for tar purposes. Please rate that gan or loss inforrnaion We may not ad ust gans and losses Ice al tidal cha-ges. We autcmancaty adjust cost basis for
recognized on the sae 01 reCkorptiOn of cenan Structured PrOCludS, Ike Contingent DeC4 Securities. raby tie taK.exerrot and AMT (OupOn munlocra secunites fur tibMatedanarliatOn 01 CO10 preen um and for accrete," Olt)
Granary, and not cepitel, gain or loss. Please Chtck with your lax achvsor to calo.I ate gam molasses. we fur securities issued at a clsccunt if you requestedthat Ut3SaduSt cost basis for the bond premium arronzation on
liquidate t he eldest security lot first. This is known as the fIrsiii w first out or FIFO accounting method We use livable debt secuntiesthen cost bald reflected for these securities has beenadjusted Estimates in the Webulle4
this method unless you specified whit h lax lot to close when yor placedyour order. This is known as a versus section can not be classified as shoo term of tong term bet owe inkemston is nisUng or the product is one in which
purchases or VSP order See Important information about your :tatement a the end of this document for more the ga Moss ccdculatco is not provided
Long-term capital gains and losses
Wag, sale
Quantity or Puich&e Sae Scle Cost cost basis
Security description Method face vase date date amount (S) basis (S) adjizimentell toss (SI Gain (3)
CALIFORNIA RESOURCES
CORP FIFO 0.715 Feb 12, 14 Mar 24, 16 0.86 1.12 -026
CTIPTC008006518174 Ne700:1309989 COM MI6 03 SSO 10M iy_Gitoocjam 10 of 10
End of statement for account number
CONFIDENTIAL
EFTA_0013 1514
EFTA01273721

Important information about your statement
U3S Financial Services tic (the Fern or UBS Finercial her IfO nnyOu no later Own 60 dys after the Frm MIS financial Seethes anOWit protection sr:pecan( change n your Inincial siltation a
Strokes). is a mentor of all principal washy, cemmoday toed you to list it Stagnant on which the orris or The rim is a member of the Socuaiel hoeffCt noreetion dreamer* do:attires For each accord held, yo4
and entire exchanges. UBS Fitancial Semler, and 1.8$ Problem aPtawd. Corporation (9PC). which protects leo-flies scow-no( choose ow of the eoltwed eminent cbjectuasi
Bank USA re idled subsilenes of UPS AG and - Primed, yotr name ad axon nester Of dy) as members is to 5500.0,3 (including 5250,000 for • Produce Current Socorro. I wee-Gm at seeking the
*hats of U3S Sautes LLC. The Fun's thermal - Cesabe the error or tie nosier you at inure claims for cash). The SIPC asset protection limits apply to generation of income Cribr.
statement h available upon recaen. The Fame twahre about, ad egoism as chary a you CT why you all aaCultt tot you hold n a pitied!! capacity. • Achieve Cdp(a/Appiedaten: Meets seeking
off ices we at: believe if is man or why yea need more The Fin., together with retain affiliate, ha alto growth of principal rather than the generation of
reformation purchased supplemental protection. The rrwirrum income.
U85 Gina-col Stn•COS lx. - Frondethe doter anent of the suspected era. amount payaok to al elgiok clients. colkOtielyu-dth • Prostate Coraninatko of Meant andCapita:
1200 Harbor Boulevard this protection is 1500 Shoo as of December 10, 2015. Appreciaearn Investments Seekki both tee generation
Weehawken, NJ 07086 The Firm or Card Issuer wil imestgste your <emplane Subject to the poky orchids and Imitations, cash a of ncene and groryth of priximl.
and will correct ay error promptly. For alleged errors the firm isfurther protected for up to 41.9 million h the
This gateman represents the only official record of pat thnolvid UBS detail ca-dtramarlitho, if we take agthegate For Alan accounts held in a pa-licubr Overall risk profiles
L o B ff S ic F e i ' n l a a n . c d ia x l S u e n ne in ce t s x a c c o co n u ta n n t. n O g t h c e o r n w al a in rd ng s , d e a d ta e s p h t o uld m yo o u re a th c a o n r 1 n 0 f h or a t h in e n a s m da o y u s n t t o y o d u o t t h ir i s n . k . w 6 e in w e i r ll r c o r r e , d so it that c w a o n n n re y q . u A e s f t W . ccpy of the poky wading is waddle • Conserinew Seeks to mantain nilul pri-cPals with
not be relied won II you bete* there is an ergo you eel have the used the money during the new it low rids ad Noisily to the accessed neat even if
omiseion please report it immediately n witty to the takes us to complete our iwestiption. Th. SIPC protection indthtapplermntal protection that means the accost does rich generate signifitat
Branch Manager of the afice wvig your accost. both do not apply income a recurs and may not keep pace with
inflation.
Please mike all checks math to the Finn or the • Certain financial assets controlled by (and inclad in
Alhaigii el figats shown are intended to be accurate. Nuns& instant) notated on the front of th6 your account value) but held away from LBS Fina-cel • Moderate. Wiling to accept new tidy to principal ad
statement testa *cute not be wed for to papa's Rely statement In addition to murder account fees, accounts StruCe5 (e 9., certain G) cash at UBS Bark USA, lig tolerate acme volatility to seek higher return,.
meek on yethend tax km; Cie Form 1099.519t may be abject to maimanace lets. chines for We cash at IBS AG US.brarchn, Cal inatra-ce predict. • Aggressne: Willitg to accept hit, risk to principal ad
10425. etc) when Drepamg your lax return. The Finn parnint ice securities purchases and charges For unpaid including variable enmities, and CM stares of ITUttal high volatility to seek high returns merlin*.
required by law to report to the IRS allIambi. dividends, arnants n cash acoants Accounts that at tansferred funds inhere such shares are registered drealy in the • lovesernent Vagina* Constitution: if selected a
report/kb rontarabk cliettind and Nobk Merest to other instnthens my be subject to a Vander lee. name of the account holder an the books aid records portion d the portfolio for that account may prelude
erred en securities held in you. accost net proceeds of the applicable Suer Cr transfer agent), complex stage; tinted liquidly and greater
on see framactiore, ad con basis on certain covered UBS /weep Options • Certain nw6rnere contract or investment intro* volatile?.
noshes. U65 offers options kr sweipid cash baaneeh balances (e 9.. tented partnerships ad pint, placements) Id
to bark &posits at UBS Ba-k USA and LBS AG Stanford are rot regthered wider the Securities Act of 1933; Statement eheeseboldhe
Ciadranketkew wide the Firm branch (Bak Sweep Progans), moneymend mutual end We may consolidate al related account statements with
• Please reconfirm ay oral communcatona in wring bra Money Fins) and the IntonationalPpm] • Commodities extracts (e.g, foreign excharge and the sat address tr the same erreekipt. ego because
to further protect your ritds mdudrg your rignes Aactril (CA)for customers with an Int.-rational pekes metal eatralt incluckd futures contracts they have craws who ate maintain joint account
under the Seo_Nies Imestor Protection Act (SEA). Rhone Mana;nment Account. Though the Bat a-d commodity option contracts. rektionshlos such other dents at the ;are address. If
• If the finirrcii iditution en the top left of the fitn1 Sweep Program; cash balances at swept to U3S Bank The SIPC protector and tee supplemental proteclon do you prefer to receive individual statements mailed in
of this shunts knot LES Ennis' Servkes,U3S USA tp to anestablished knit ad then to UBS AG not apply at these asset men if they othenrise appear suede thwelopea, you my deckle houseoldrg by
Fhancial Senates carries yon account as during Stanford Branch. or a Money Fund. Deposits at Les on Km statements. The SVC protectionand the can; your Financial Achoor
broker by arraderrent wile the edcated institutors Bank USA are FIX hand in accordance whh FCC rudimental protection do not protect against changes
We informed you of this relatcnshio ninth Ma niko. For more infa mend cease seer wmvfdic goo. in the market vale of yrs investments (*tether as a Friendly women name
opened this accost h the cast your tu-a and Deposes a U3S AG StamfordBrandi ad shares of result of market movement issuer ba-kruptcycr The Friendly account name is a cuseanctle intlitnanth
wallies are located at UBS financial Strikes and rot Money Furls are not hared by the FDIC. othernod chosen by you so assist you with your record; tepid It
the hatedocthg broker, ad you newt make a repel has n, legal effect on your account Yid can change
of any error or omission to bode firma. Through the O& saddle to cash balaxes are swept to More information is avaltite wad recant You may your kindly accord names, through Online Services or
depose assorts al UBS AG New Yak Bench and U35 obtain more information about 5K, itaing the51PC bycontacting yell f frontal Ades&.
Asdesabed in the accout ageerrents, you mat AG Cayman Branch These deposits are not thswed by Brochure, by contacting SIPC a 202-37143300 or by
hotlyus of any errors or fraud invoking dneets the FCC. Balances held at the LIBS AG Carman Branch unng the SIC website at wow.ittag ACCOLn overview
reflected an your statement within 30 days after t was are temporary noosed to the weenie, rick of the • Yalu of you, Kcerasepornlafra Net of assets and
mailed or made evadable All statement shall be Caramel Mack, and there is no parade or other Dividend Roiwarement Program (Dee) hakes
deemed complete a-dacarate n al other respects obligation of UBS AG to repay the bins ythii$7 cn the The pike reflected is an average price. You may obtain • Asia Includes available cash balance; vales for
not objected to in Pining vathin 60 days. LBS Cayman's Brach's books. the actual price kan ycis Financial Advisor. Orgy whole restricted secure), and Global Tine Deposits,
shares are purchased under DRIP; partial shoeswit be unrealled marls to market and eaten wets not held
• Pleasedirect <reamer complaint or iduiles to the NPOtk a LOS Berk LEA and each UBS AG Bench are sold ad the cash wil be deposited in your axone The by dm Finn. Does rot include unprical wookielassete
Fern's C lent Relation; Dena-Inert at 701-352.1699 rot protected by SIPC. Money Fund shires are protected 6vidend rernestrnere price applied by the osutr my at the rd of We air and anent statement moods, or
or toll-free at 920-354-9103, 8:CO A.M. to 603 P.M by SIPC. See 'S. Enancial Mantes Account Prolecton' 6ffer from the market price at which the partial shares primate imminent; unrested stock options ad
ET Monday through Ridgy, a in wring to LBS below. are sold emceede stod options
Fawned Semites Ix., Client Beldam Deportment • Dayton Valdes debt bastes, Oltstirdeg rn.irgn
P.O. Bar 766 Union City, NJ 07037. Upon your request, balance, n Uw Bank Sweep Cashrin.lista loan, credit line, shot account balinC41.
• In case of errors organ-lids about an electronic Programs or OA may be withdrawn and shares cd a Cnk whole Witt May be held in yar accant. if you are • Cash/money balances. Total of uninvested avalabb
anis transfer (EFT), bi patinae or UBS Visedebk Money Rod may be liquidated, and the proceeds entitled to a partial unit a a result of a dividend patnwrit cash balances, puts depxa balances at UBS Bank USA,
card Yamaha% call WO-762-1000, a nee to UBS returned to you or your Sto-rdiat meant. or otherwise. the Firm will ether sell parted VAS at UBS AG U.S. Branches ad nxrey matte rrutui tad
Fnanoal Semen ex, 1000 Harbor 814, 6th floor, mart et price a accept an smart determined ty a sweep baances et the cbse of the staierrem period
Weehawken NJ 07086, Mae RMASSA Stroces tether thiormalcn about evadable sweep *eons, registered deri-g agency, aid credit war accord. Non-commodity free ce6e bala-eirs in you. accord acv
nclairg current ireerest rates and y-elds, s mailable at not switched from other ',hence, and the FTITI may
Cal or write as soon as you can, if you rink yam wmv.ubscarinveepyields, from your Fnancial Advisee Investment objectives use any of these flack in the ordina-y course of its
statement or receipt 6 wrcrg or 4 you need more or by calling 800762.1000. The nvestmere obsectnes and risk profile are speck to busawss Rest funds at payaok goal your demand.
inkomatcn tart a longer on the statement or each account and may vary between par accada This total is ex Wed in the arrant period doting vale.
neon* The Firm or Card bear edlcatIMmint here advise the Firm prompt& in wreing of any'
SDNY_GM_00020895
CONFIDENTIAL
EFTA_00131515
EFTA01273722

Important information about your statement (:ouinuelb
Landing information alined from serious third party sources which we - • OrgnalI se see' represent the metal therm? — In addition M commissrms received in comedian
dreared 'Mammon on the Frays lending Factors believe to be reliable, but w do not goatee their Once per one and may not reflect you cost basis with die sale a distribution of swig contract
and *catty% refer to your Client Relataap accuracy. ad irk NesemeM but treks tows clients. N
Ageernent or Accost Agreement ad the General - We gereak use tie closi-g price when mantle • Restricted malaise Restricted sautes general4 actor as affiliate acme Patna shati-g
Terns aid Conditions. LES Statement of Credit Practices the mean ci the bid Mask pnces to listed • roll furreeq Nigbk kr public salt UBSFirtarCial compensation from many of the issuance
audible in Agee/cent andDisclosurn tnaritka end options a orgy al prices Ice OTC Services uses the maket price ce the unrestricted stock companies trderwrang the circuity contracts,
jury uhsrnentarenuntentelnnorns. scarities. of the sane *suer an an maned value for tie riffM tn of the ins. !arca arm .s or rponsors of
- Less *MeV traded securities may be priced using a restricted suck foe purposes of this statement only To *aunt inearnent sues w dirri:Ore.
Yew wets valuation moat a the most recent price we the rant that resided seas ites are globk fa sale, - Cu' affiliates also receive trading caternorms and
Your statement Semites wourities ad other assets heti cbtained and may not reflect an actual Market price the vale Naiad may be stbstanoalk less than the other compensationfrom mutual Irma and
in theaward at the end of tie staternert period. You or wax imputed value town natant companies Nose products we dabs.
may N. for delay of fay paid starters at try time. - Certain poutkro may appear wilhzA a price ad - We receive an annul leo horn Ba-k LEA and
You may receive securities red as loan collateral after will arm ac •prke was not available' if we we • Eat (saimeted) incont went yielde and rota UBS AG Stamford Ranch of w ki $75 per *Oa*
prying any balance de on them. Any securities 'nine to obtain a price for a sio_rity. An urinate of snail income is based on current weetpreg to to bats under the UBS Bat Sweep
transferralto tit Fern dreg the statement period are - Deposits or securities denominated in currercies Pricked and interest rates, assuming tie seo.riles will program.
laud at market yam as of the ended the stases ett ober than US dollars se ref tided al the ewhwipe be had for one yet from statement date or tarsi
period. rite at of the statement date. maturity. The striae is any a quaint, accuracy Activity
• Cart boa. In detcrrnning tie cost basis of the - fen remain searnies racing in nonconfer i-g and confirmed income are not gutranteed Information regardngammesrms and other charges
searkies included in this st tamers, where indicated denominations price and qua-cityRace 'ate) may — Estimated a-rual scone and cutest yield for incurred Si ca-neakin c'gh to executionof wades,
yea the number 'I,' LES Fnancial Servkes has relied have been adjusted to facilitate prase, valuators certain tees of seats could include a ram of inducing option transactions ha been included on
<ininformation cbtained from sources other than LES To akin anent quotations, when orakebb, contact pmcipal or capital gait n ;arch case the est confirmations previously furnished to you, and MI be
Financial Services including nformstion Iran another yar Financial Adana. income (ad anent yiell ward be °notated. provided to you promptly on repast
lie or that sou may have provided to yar Fina-cial — Estimated anal km* and caveat yield and the
Ackisor. The Firm does rot indePerdently verify Cr • Private investments and structured products. actual karne and yield mite be ;motor higher Shore saint
gamentee the accuracy a %Way 01 AV erg nation Private Norman, se-ttribes (rictidrg drea than the estmated amounts. II you are engaged en short selling a recur y, you may
provided by saran other thin LESFlakier Seneca. participation program art real estate investment but — An eatnate of actualized income (dividend meta incur a charge due to Catlin toPOwirg costs for that
swarms) and structued Freda are rnerolV hghy interest) divided by the time* market palkular scanty.
aiitiAl *through L6SFtriancel Sakes generally khaki Orlin strutted proacts have not been yeti*a verage balance is based on the last dividend
,.palates This racrmatrm as a is reamed. the Firm registered with the Securities and Excihana or Herat payment made by the issuer and Openorders
does not provia are assurances tat the ntennation Comma:en a Lodes. Wy gale securties laws. We woes the seo.ritesrdeposts will be heldfor one Regarding ears or •gx6tillainceke cedes tat
tray 'Cost basis' and "Unrnalged gar/ loss' is prima **mated vibes for pirate investment year from IN statement date or until inattrity. were nos executedbythe statement date, open buy and
accurst* as ci de date of this statement. As such secants avatnxtured products for ntormationd Accuracy ad continued alcl am not guarantied sel stop ceders are recited by the amount of clattered%
phase donut ray on this nformation to make psposis only. Accurary isnot guaranteed. or rites on an ex-avian* a argils date unless
Sad-ese a sale decisions, fa tac prfloses - These 141-les may deer abstainer* Iran Ekes, it • Ana not held by WS Finacial ServiOOS. Certain instuad otherwise by pc. You are responsble for
oterwise. Accounts hardened to tie Fern May any, at which a pack eIWSWIlellSealliy Ce assets ae rot held by the Fenn arid no vothn the orders hat are executed Oa to you' Islam to cancel
reflect gar/ loss illtrinrdian only foe die period of structured product may be boughe or sold and do Fem's possession or coma. These amts are r•66^g cloen aders.
time they are held *IN Fie More historical rot eawaiyropawrnl the wake you may receive deployed on yo-r stater erd for informational
Hamann can be added by you' Financial Advisor. ton lirsuidaticn. purpose; only. Positions and values presented re Privacy
- Third party estmacesot sake are as of a certain provided by the issuirg firm. LIES Financial Services is To obtan a copy of as current Client gluey Mace.
• UrroalInd garmilosees Mn data 6 aaailroti. date and re suppled to UBS Fna-cial Services on a not rest:male for the *formation and does not please co tact yar F uncial Advisor ex viol cu make
*singed wreaked ainorlosses are cicilated kr regular basis by an independent valuation limn. guaantee its accuracy. These assets at not protected at wow .g. rnsYntiva•nenfen
indrv:L*seo.rH lots. The transaction data for - Isaac general panne, orsponsx estimated rates, by SIC or der Fim's supplowant•ISIPC towage
retvicial bit may or may not reelect ammisfons, if any, are applied to to Fan try the issuer, UBS Funnel arras is rot a brit The BMA, Business
Cic=andor secwity reorganital on events. general partner or sponsor and may be cakulated • Revenue during and ad&tional ortipereaticet Services Acaul BSA and IRMA ere brokerage a-cants
c1 and awe reinvestment lob at systematic based on deferent information lam tat used by — In addation 10 commissions on sales and I 2b-I fees which welt access so aging services a:Iproducts
pima,* bb art each combined to distal ere Ihrd Wein la derive tar estinaied received in cancan web the disubution of through arurgenerts wadik ilted bat ad other
averaged lot. TN 'Trade dote' cairn parents the - You can obtain addle:sal ila-matisn regardi-g mutat knob to our stints we ands ourMillete third-pay barks, and provides access to insurax• and
erigirel transaction trade date. the meta:bloc, used to determine the estimate of receive revenue sharing payments from distributors army products issued by unaHiliatedthirclgaly
value ani the date of the Normalon that is the ardor advisers of the alai funds that we sell. eressance conpanies through iturake agency
• Callable seawitios Bonds rid preferred stook that basis fa the estimate by contaarg your Franoel These arias% are basedon two different kakis-es of LEIS Fennel Services lex.
the Baer cats for ark redemption will be selected akar. coop:rents (I flit arnant of sales by UBS of a
impartial& by lot frcm arrcrg all mutes of ha - Third party estimated vales mate reflected as penal* mutual fund I amik to our <lard% and 06 Imeamenl inseam*. arm a-ruky products:
issai held in our name or in nominee ream for or • paced' n several "Warms: when an the asset value of a particula- mctual fund faMiVS Not FDIC Mined • No bank gurantea May bse value
dents. Can lease bleematrm is obtainedfromthird Yckperdent valuation I mn has not strarked or shares held ate Inn
parties and is accuracy is not gatranteed. Other call unable to assign a vat*, when we become ream — We and cur attain* atio recede netwasing and AMA. Resource Management Ann nt. Business Services
leans may oust which could affect mkt ample* that amend twig has ocarred thee may call a ormbus processing fees in consideration for Account BSA. IRNIA ad iminetionol Resource
igormaIrm will be provided upon request prermuski reported vats into erection, or when a transfer agent union thaw Irma to the Mrmaganme Account an registered servke marks of
3alue would be highly speculative due to he nature nuke' kit These fees generally are pad from UBS Financial Sierras Inc
• Certificates of deposit (024). CDs are FDIC nsured of the security. investor assets in the mutual kind and are a fated
to to 1250,000 re principal and accrued interest per - Who, neither an issuer, general panne a sponsor data amount beset:tithe amber of accounts at Visa Sguture is a regatiredsenice murk of Visa
depositor ad per depository institution h assonance atinatal value nor a third.parry animated vale is the brokettealer holangmutuel frmck al that fund Intonational UBS visa Sgnatise ad?, cards ad UBS
red" RAC rules Frovract the sok* °I the wanly will be diHerent family. Via debt era are issued by UK Bark Lf:A with
*OM es suchase Price. Memnon from Visa U SA Incorporated.
• Prialvalue Proesdisplayedfa secunoes and otter - 'Distributions to date' may include retm of
precasts may be higher or lower thin the price that capital.. imam or both. UM Financial Services Inc My 201603
you would atualk receive in the market. Prices ere
SDNY_GM_00020896
CONFIDENTIAL
EFTA_001 3 1516
EFTA01273723

SUBS U85 Financial Services Inc UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 April 2016
CNP70056751030416 1(1 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indite
Account number:
Your Financial Advisor:
SCOTT ST:. ii,:•••1 • • ,r.
Phone
Value of your account
Questions about your statement?
Call yourFin aroN Adie' • " '
RMA on March 31 (S) on April 29 (1)
accouRnet
Your assets 807,099.30 819,478.26
Visit our websIte: Your liabilities 0.00 0.00
www.ubsoomffinancialservices
Value of your account $807.099.30 $819A78.26
Sources of your acco mat growth
Tracking the value of your account duriag 2016
Value of your account
S Thousands at year end 2015 5798,007.41
Net deposes and
1,721.2
withdrawals -S33,07932
Your nvestment return
Dbidend and
Illternallill4/3"34/ 184/.341% %;98.0 807.1 8199 interest income 16,911.97
Chance in
market value 547934 20
Value of your wean
on Apr 39. 3016 $1119A78.36
Dec 1014 Dec 2015 Mar 2016 Apr2016
SONY GM 00020897
IIA•mbor SIPC CNP70009305675103Ne1000191098 00002 0416 030575004 YI23558550000002 Page 1 of 10
CONFIDENTIAL
EFTA_0013 ISI7
EFTA01273724

UBS UBS Strategic Advisor Account name: GHISLAINE NIA..1/1,ELL Your Financial Advisor
Friendly account name:Indiy SCC lILYLE CASRIEL
April .2016 Account number: et 2:
Your account balance sheet
Summary of your assets
Value on Percentage of
Apnl 29 ($) your account
• Cash and money balances may include
A Cash and money balances 83.75 001% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Total assets $819,478.26 100.0000
Value of your account $819,478.26
Eye on the markets
Percentage change
Index April 2016 Year to date
S&P 500 039% 1.74%
Russell 3000 0.62% 1.59%
MSC I - Europe, Australia & Far East 3.00% 0.04%
Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43%
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
CNP7C000005675104NP70C019109800032 0416030579004 Y12356855000WwGhtoopagine 2 of 10
CONFIDENTIAL
EFTA_00131518
EFTA01273725

T UBS Strategic Advisor Account name: Your ti nanda Advisor:
friendly account name: Ir SCOTT STACK kilAtILYLE CASNEL
April 2016
Account number.
Change in the value of your account Summary of gains and losses
values reported telow exclude products for which gans and losses are not classified
April 7016 (11 Year to date (1)
Realized gains and losses Unrealized
Opening account value 3807,099.30 $798,007.41
April 2016(51 Year to date It) gains and i s (5)
Deposits, including investments
transferred in 1,510.00 32,510.00 Short term 0.00 0.00 2,964.95
Withdrawals and fees, Long term -58.43 -790.56 137,745.69
including investments transferred
Total -$58.43 -$790.56 $140,710.64
cut -4,433.45 -65,585.32
Dividend and interest income 848.66 6,911.97 Cash activity summary
Change in market value 14,453.75 47,634.20
See account the month tot dela Is. Balances in your Sweep Option are induCed in the cpenng and
Closing account value $819,478.26 $819,478.26 closing balances value. FDIC insurance spires only to deposits a Lies Bank USA, rot to deposits at LOS AG,
Sian:told Er and) or bank deposits prated through the 0651month:on* Deposit Account program SIPC
protection applies to minty market sweep hold holdingsbut nal bank deposits. Stelmportanr inSarmation
Dividend and interest income earned about your. statement on the last rwo Pages this document fotAteplIfifllS2. 0
16(5) Year to date (1)
for purposes Of Ins slateeneni, rafsb:ity of 'etes] ani 6.ifiend in( ome has been drternined from a US Opening balances $2,072.69 $92.72
tax mooning perspective, Bawd upon the residence of the account hoklet, account type, or proitet twit,
some interest ardor dvidend payments mat not be subtert to United Stites (US) ardor Panto Rico (n) AddR "iots
Income tares. The dent monthly statement is not intended to Be used and (amen tie rt4ed tam the tat
purposes. ChenIs should refer to the appetite tar reporting loom they recent. from 185 smugly, such as Deposits and other funds credited 1,51000 32,510.00
the fOrMS 1099 and the forts 480, for tits rePOIVIV intorMatiOn 11 is the practice Or UBS to file tht
zppli(atre tem to:iodine; forms with the US InternN Revenue Semite and PR Tnasury Department, and in Dividend and interest income 848.66 6,91 1.97
such forms accuiatey cis:ay dwoknct ardeor interest as tat eserrpt or tat**. income. Pleat consult your
in.:ludo' tax preparer Proceeds from investment transactions 85.65 56,154.38
April 2016 (5) Year to date IS) Total additions 12,444.31 $95,576.35
Taxable dividends 848.66 6,91 1.83 Subtractions
Professional management fees and
Taxable interest 0.00 0.14
related services -1,551.42 -2,543.94
Total current year $848.66 $6,911.97
Other funds debned -2,882.03 -63,041.38
Total dividend & interest $848.66 $6,911.97
Rinds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions -$4,433.45 -$95,585.32
Net cash flow -$1,989.14 -$8.97
Closing balances $83.75 383.75
SDNY GM 00020899
CW713003005675105 NP7000191098 00007 0416 030579004 Y123568SSO 000000 Pogo 3 of 10
CONFIDENTIAL
EFTA_0013 1519
EFTA01273726

*UBS UBS Strategic Advisor Account name: Your lq Bendel Advisor:
Friendly account name: l: SCOTT STACK MANYWII CASREL
April 2016 Account number:
UBS Bank USA Deposit Account APY
Interest period Mar 7 - Apr 6
Opening UBS Bank USA Deposit balance Mar 7 $0. 00
Closing UBS Bank USA Deposit balance Apr 6 $38.16
Number of days in interest period 31
Average daily balance $653.21
interesi
earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Franco' Advisor or Branch Manager. You an find a full description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibility consideration None selected
Your account instructions
• Vote account cost basis default closing method is FIFO, First In, First Out.
CNP7o00Bo0s67s106NP7000lglogs 00032 0416 030575004 vi23563SS0ONSIAWGM00020Ar 4 of 10
CONFIDENTIAL
EFTA_00131520
EFTA01273727

UBS Strategic Advisor Account name: Your Financial Advisor
*UBS Friendly account name: T St.ti T I STACK MATTLYLE CASRIEL
April 2016 Account number.
Your assets
Some Pn(es, income and current vaues Shdern may be approdirnale. AS a result. Gard MC1IOSSeS May not
be &curdlely reflected, Set smporunt intomenon atiour your statement a the moot ths edurnem for
More inforan son.
Cash
Cash and money balances
Cash and moray balances ma/ include avalade cash balances, U85 Sant USA cbpdat account balances,
UBS AG Stamford Branch Cepont account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC valho applicable limits, but are not
protected by 9PC UBS AG Stanford Bran( h deposit .xcoum balances an not insured ty FDIC and are not
protected by SITC Money market sweep balances are protected by 9PC but ace not insured by the FDIC.
See the rmportant information about your statement a the endof this docunent for delaik about those
bSances.
Openng bdance ClonngNIzeKe Price per share Average CeridenclInterest Daft n
Hddng on Apr 1( I) on Apr 29(5) on Apr 29 (1) tie period period CmBrown (1)
U65 SANK USA CEP ACCT 2.072 89 83.75 250.000.00
Equities
Common stock
Purchase pig«
trade Weber Average price Prxe per share verve on unierrized ttridng
floldng date of shares per shale (3) Cost basis (I) on Apr 29(5) Apr 29(5) gain or loss (I) period
AECOM
Symbol: ACM Exchange: NYSE Jan 28,15 500.000 26 619 13,309 95 32.490 I 6245_00 2,935.05 LT
lan 30,15 100 OCO 25 532 2,553 24 32.490 3249 00 695.76 LT
Security total 600.000 26 439 15,863.19 19,494.00 3.630.81
AUTOMATIC DATA PROCESSNG INC
Symbol. ADP Exchange OTC
F.AL $153 Current yield 2.40% Apr 22, 13 72.000 56.870 4,094.67 88.440 6,367.68 2,273.01 LT
BLACK ROCK INC
Symbol' ELK Exchange NYSE
EAI: 1660 Current yield 2.57% Apr 22.13 72.000 251093 18,078 71 356.330 25)555 76 7,577.05 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 12,352 Current yield 2.20% Aug 4,11 174 000 AI 632 7,244 05 70.920 12,340 08 5,096.03 LT
Aug 12,11 4.000 42 450 169.80 70.920 283.68 113.88 LT
continued next page
SDNY GM 00020901
CHP70303005675107NP70C0191098 000O2 0416 030575004 5/1235685500000CP Page $ of 10
CONFIDENTIAL
EFTA_00131521
EFTA01273728

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account name:Indi SCOTT STACK MANYLYLE CASRIEL
April 2016 Account number. Y1
Your assets . Equities . Common stock icorionoeco
PUCCIIEM pricer
Trade Motet Average price Pike per share Value on Unrelated Hddng
iccidng date of shares per chafe (S) Cad bads (I) on Apr 29(Y) Ape 29(S) gain or loss (S) period
Jan 23,13 910.000 54240 49,358.63 70.920 64,537.20 15,178.57 LT
Apr 22.13 420.000 59.788 25,111.32 70.920 29,78640 4,675.08 LT
Security total 1,508.000 54.300 81,883.80 106,947.36 25,063.56
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 4335 Current yield 081% Jan 28,15 500.000 90.411 45,205 72 82.620 41,310.00 -3,895.72 LT
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 32.510 16,255.00 283.64 LT
Jan 30, 15 250.000 29.431 7,357.75 32.510 8,127.50 769.75 LT
0(126, 15 250.000 34.170 8,542.53 32.510 8,127.50 -415.03 ST
Jan 15,16 1,000.000 29.130 29,13002 32.510 32,51000 3379.98 ST
Salty total 2,000.000 30501 61,001.66 65,020.00 4,018.34
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,463 Current yield: 3.00% Aug 4,11 191.000 36265 6,926 77 61.340 11,715.94 4,789.17 LT
Aug 12, 11 5.000 35.754 178.77 61.340 306.70 127.93 LT
Jan 23,13 1.001.000 41387 41,42889 61.340 61,401.34 19.972.45 LT
Apr 22.13 464.003 50/87 23,333.21 61.340 28,461.76 5,128,55 LT
An 17,13 148.000 49.739 7,361.45 61.340 9,078.32 1,716.87 LT
Jr., It 13 73.000 49.836 3,638.07 61.340 4,477.82 839.75 LT
Smelly total 1,882.000 44.031 82,867.16 115,441.88 32,574.72
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: 4.21I Current yield 2.85% Apr 22, 13 66.003 84.721 5,591.64 112.080 7,397.28 1,805.64 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 43.624 Current yield:2.81% Aug 4,11 95.000 84.969 8,072 06 126.490 12,016 55 3.944.49 LT
Aug 12, 11 3.000 85.910 257.73 126.490 379.47 121.74 LT
Nov29, 12 8.000 86.456 691.65 126.490 1O11 92 320.27 LT
Jan 23,13 555.000 93053 51,644.75 126.490 70,201.95 18,557.20 LT
Apr 22.13 255.000 99318 25,32632 126.490 32,254.95 6,928.63 LT
Sep 19.13 78.000 97.879 7,634 63 126.490 9,866.22 2,231.59 LT
Sep 19, 13 22.000 97.425 2,143.36 126.490 2,782.78 639.42 LT
continued next page
CNP7C009005675108 NP7003191098 00002 0916 030575004 Y123568550 CO293itwmt0002c8te 6 of 10
CONFIDENTIAL
EFTA 00131522
EFTA01273729

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:IA(6v SCOTT STACKMANLYLE CASR1EL
Account number. Y I
Your assets Equities . common stock (continued)
Pur(hase pica
Trade Weber Average once Price per share Value on Unedited Honing
Hddn9 date of snares per share (S) Cost bads (51 on Apr 29 0/ Apr 29(5) on or loss (I) period
Sep 19, 13 2.000 97.830 19566 126.490 252.98 57.32 LT
Security total 1,018.003 94 269 95,966 16 128,76682 32,800.66
NEXTERA ENERGY INC COM
Symbol. NEE Exchange. NYSE
EAT: 1564 Current yield 2.96% Apr 22. 13 162.003 79.757 12,920.65 117.580 19,047.96 6,127.31 LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 32,907 Current yield:3.91% Feb 12, 14 148.000 88.811 13,144.15 76.650 11,344.20 -1,799.95 LT
Feb 12, 14 117.000 88.842 10394 56 76650 8,96805 -1,426.51 IT
Feb 12, 14 32.003 88 854 2,843.35 76.650 2,452.80 -390.55 LT
Feb 12, 14 7.000 88.710 620.97 76.650 536.55 -84.42 LT
Feb 13, 14 110.000 88 738 9,761 20 76.650 8,431 SO -1,329.70 LT
Feb 13, 14 68.003 68 .561 6,022.19 76.650 5212.20 -809.99 LT
Feb 13. 14 33.003 88 223 2,911 36 76.650 2,529.45 -381.91 LT
Feb 13, 14 6.000 88.275 529.65 76.650 459.90 -69.75 LT
Feb 14, 14 334.000 91.912 30,69886 76.650 25,601.10 5.097.76 LT
Feb 18, 14 114.030 92 523 10,547 72 76.650 8,738 10 -1,809.62 LT
Security total 969.003 90.272 87,474.01 74,273 85 -13,200.16
PEPSICO INC
Symbol. PEP Exchange NYSE
EN. 13,243 Current yield 2 73% Aug 4, I 1 115.003 63 979 7357.65 102.960 11,840 40 4,482.75 LT
Aug 12, 11 3.000 63.023 189.07 102.960 308.88 119.81 LT
May 16, 12 6.000 68 535 411 21 102.960 617.76 206.55 LT
Oct 24, 12 1.000 68.690 68.69 102.950 102.96 34.27 LT
Oct 25, 12 2.000 68 810 137.62 102.960 205.92 6830 LT
Oct 26, 12 1.000 68 890 68 89 102.960 102.96 34.07 LT
Oct 31, 12 1.000 69370 69.37 102.960 102.96 33.59 LT
Nov6,12 1.000 69 370 69 37 102.960 10296 33.59 LT
Nov7, 12 1.000 69.150 69.15 102.960 102.96 33.81 LT
Nov8, 12 2.000 69.090 13818 102.960 205.92 67.74 IT
Jan 23, 13 699.003 72.166 50,444.31 102.960 71,969.04 21,524.73 LT
Apr 22. 13 322.000 82251 26,484.85 102.960 33,153.12 6,668.27 LT
convnued next page
SONY GM 00020903
01P7C003305675109 NP70031910 96 00002 0416 030575004 7123568550000030 Peg• 7 of 10
CONFIDENTIAL
EFTA_00B1523
EFTA01273730

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Amadei Advisor:
Friendly account name:Indi SCOTT STACKMANLYLE CASR1EL
IF Account number: Y1
Your assets Equities . Common stock (continued)
Purchase pricer
Trade Writer Average price Price per shire Value on Unrelated licking
wiring date of sham pet thaw (S) Con bads (I) on Apt 29 (1) NY 29(3) gain or ion to period
Security total 1,154.000 74.097 85,508.36 118,815.84 33,307.48
PROCTER &GAMBLE CO
Symbol: PG bchange: NYSE
(Al: 43,037 anent yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 80.120 9,454.16 2361.94 LT
Aug 12, 11 3.000 60.896 182.69 80.120 240.36 57.67 LT
tan 23,13 619.000 69.941 43,293.73 80.120 49,594 28 6300.55 LT
Apr 22, 13 286.000 81.332 23,261.18 80.120 22,914.32 -346.86 LT
Apr 24, 13 108.000 77.762 8,398 32 80.120 8,652.96 254.64 LT
Security total 1,134.000 72.512 82,228 14 90,856.08 8,627.94
Total $678,683.87 8819,394.51 $140,710.64
Total estimated annual income: $20,549
Your total assets
Percentage d Cost elirnated Unrealted
value on Ape 29 (1) your account basis(!) annun interne (S) grin or loss (5)
Cask Cash and money balances 83.75 0.01% 83.75
Equities Common stock 819,394.51 99.99% 678,683.87 20,549.00 140,710.64
Total $819,478.26 100.00% $678,767.62 $20,549.00 $140,710.64
Account activity this month
Date Anbily Description Amount If)
Deposits and other funds credited Apt 20 Transfer FM Y1235750100 1,510.00
Total deposit and other funds credited $1,510.00
Clete Acthity 000101100 Actottri (1)
Dividend and interestincome
Taxable &Wends Apt I Dvidend AUTOMA11C DATA PROCESSNG INC PAID ON 72 3816
Apr 15 Dvidend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75
Apr 28 Dvidend ECG RESOURCES INC PAID ON 500 83.75
Total taxable dividends 6848.66
Total dividend and interest income $848.66
CNP700090056751I ONP70031910 98 00002 0416 030575004 Y123568550 00/My_Gm3,0020kat If of 10
CONFIDENTIAL
EFTA_00131524
EFTA01273731

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N nandal Advisor:
*UBS Friendly account narne:Indi SCOTT STACKMANLYLE CASRJEL
April 2016 Account number. Y1
Account activity this month (contrived)
Date Avthity Oescetion Amount IP
Pees Apr 19 Fee Charged PRORATED FEE
Apr 22 Fee Charged QUARTERLY FEE .1,505.04
Total professional management fees 41.55142
Date Actively Conception Amnsit (S)
Other funds debited Apr 1 Transfer JOURNAL TO Y123575 GHISLAINE MAXWELL -2.07289
Apr 27 Transfer JOURNAL TO 'el 23575 GHISLA1NE MAXWELL -809.14
Total other funds debited 42.882.03
Investment transactions
For more Information abort the prkeiralue shown for restricted securities, see important mtormation about
your statement at the end of this docanent.
Proceeds from funds
unestment withdrawn so Accrued
Ole Actinty Desolation Quantity Yaw (I) Pnce a) transactions (S) investments bougM (I) interest (S)
Apr6 Sold CALFORNIA RESOURCES CORP -90.000 951800 85 65
Total $85.65
Date ActMty DeiCnplial Mount (I)
Money balance activities Mar 31 Balance forward 52.072.89
Apr4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04I01,16 -2,034.73
Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 85.65
Apr18 Deposit UBS BANK USA DEPOSIT ACCOUNT 726.75
Apr 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04119,16 -46.38
Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,510.00
Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22116 -1,505.04
Apr 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF ON27/16 -809.14
Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75
Apr 29 Closing U.S Bank USA Deposit Account $83.75
The UBS Gant USA Deposit AMOUnt is your primary tempo:pion
SDNY GM 00020905
CNP700093056751I 1 NP7000191098 00002 0416 030575004 Y123568550000000 Page 0 of 10
CONFIDENTIAL
EFTA_00131525
EFTA01273732

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq asocial Advisor.
Friendly account name: Indiv SCOTT STACK MANLYLE CA SRIEL
April 2016 Account number: Y1 2
Realized gains and losses
The es-unwed realized gam and losses stow) below are nor for Ms purposes. Please rate that gan or loss 'Mammon We may not ad ust gans and losses Ice SI taxiohm-9es. We automaticity adjust cost basis for
recognized on the sae Of redemption of certain Structured Products, Ike Contingent OM Securities, may to taxer/Win and AMT coupon municipa sec unties for estimated aricrizemon d bondwenme aid for Matter:101D
ad nary, and not (Old, gain or loss. Please Check with your lax actsysor To ceicase grins malosses. we for sec unties Issued at a Cigars* g you lei:hosted that U8Saclust cost Nos los the 0Cnd premium aronization on
liquidate t he dckst security lot first. This is known as the first.' rt lint out or F 0 accounting method We use tootle debt sec unties then cost Wars reflected for these securities has beenOusted Estimates in the Illebullied
this method unless you specified veNc h las lot to close when you placed your order. This is known as a onus section can not be classified as short term or tong term tee arse informston is nisUng or the product is one in which
purchases or vSP order. Set Important information about your statement a the end of this document for more the 03 nnoss cic utaion is not provided
Long-term capital gains and losses
Wag, salt
Ouanmy or PurChWe Sale Sae Cost Cost basis
Security desorption Method fat valw date date amount (I) basis (3) adjsalmeMell toss (S) Garr (Si
CALIFORNIA RESOURCES
CORP FIFO 2.283 Feb 12, 14 Apr01,16 2.17 3.59 -1 42
1110 0.655 Feb 12, 14 Apr01,16 0.62 1.03 041
FIFO 10.953 Feb 12, 14 Apr 01, 16 10.43 17.26 -683
FIFO 13.855 Feb 12, 14 Apr01, 16 13.18 21.81 -8.63
FIFO 0.561 Feb 13, 14 Apr01,16 0.54 0.88 -0 34
FIFO 6.366 Feb 13, 14 Apr 01,16 6.06 10.00 .394
FIFO 3.089 Feb 13, 14 Apr01,16 2.94 4.83 -189
FIFO 10.298 Feb 13, 14 Apr01,16 9.80 16.21 -641
1110 31268 Feb 14, 14 Apr 01, 16 29.75 50.96 -21.21
PFO 10.672 Feb 18, 14 Apr 01, 16 10.16 17.51 -7.35
Total 385.65 $144.08 •$51.43
Net long-term capital gains or losses -$58A3
Net capital gains/losses: -$58.43
Prior month or year activity adjustments
Gin and loss details presented here retlec•.c ;-: to presnoudy reported gains and losses. resulting I rcm a sae transaction, the amount of the d salorved loss has teen added to the cost bags el tee securities et the same issue'
track (Nictitation. wash sae transaction cr arr.:4'34e to cost basis the ali ntinent IS a remit d a wash that you held stbsecuent torte wash Sae
Long-term capital gains and losses
Wash sale
Dummy or Purchase Sede SSe Cost cost basis
Secielly description Method face value date date arnounl (S) baus (5) sausimeM(S) tees (3) Gain (3)
CALIFORNIA RESOURCES
CORP Adjustment 0.715 Feb 12, 14 Mat 24, 16 0.86 1.13 -0.27
CNP70X03056751 I 2 NP7000191098 C0032 0416 030575004 Y1235685500DeMyGrk000215111e 10 of 10
End of statement for account number Y
CONFIDENTIAL
EFTA_00 1 3 1 5 26
EFTA01273733

Important information about your statement
U3S Fruncial Services Pc. (the Firm or UBS Finarcial sent yOu the int statermre on which the WC( Or Corporation (UPC), which protects series accosts of • Frock. Current arcane: Thestments seekng to
Sambas), is a morrber of all principal warty, commothey problem awned. its renters up to $502000 (Wks:ling 1.250,003 kr generation of income anbr.
and options exchanges. UPS Financial *nice, and CBS - Frondeyour name and axon number Of am) daims for mit the Slit asset protection limit, aklY to • Attete Capeet Appreciation Internments seeing
Bank USA re i-diect subsidanes of LES AG and - Decoke the error Of the I/WSW )0LI are crate all scants that you hold'& a particula- caocia. cromh of principal rather than the generation of
afti haes of 1185 Season LLC. The Firm's frame' about, ad explain as ckak as you cal why you the Fan togethw with certain aft hates, has also ixam.
statement C available upon testes The Font exeoris believe a is an env a why ps need more purchased ticklerientaplataiOn. The Inecirnall • Produce Catabnuobo of Income and Caatef
oila s we a. Hanka. amount paptike to at agibl• diet, CONKlink under Appreciate& hoesenents seekng both the genseabh
- Rondethe doter anoint et the suspected error. this erasion is ZOO maroon x of Decente 10, 2015. of narne and grow of taxi*
CBS Financial Sakes lx. Scbact to the poky ow-dhotis ad lmi actions. cash
1200 Harbor Boulevard The Firm or Card Issuer vii hastigate your compdaht the fima is further protected fa up to bl .9 milbn n the Overall rids profiles
Weehawken NJ 07086 and nil correct any error prompty. for alleged mob aggregate kr all your accounts held n a patkular • Conservahe. Seeks to mantan rata ancipat with
C Th B i S s F a i a n t a e n r c n ia in l S t r e e n p a r t e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a c l r r e d c s o , e rd x o e f p y t ou' m y M o o e u t k e o a t n h c g c a o n U r B 1 d S 0 f b V o e r u t t s a h t k e rd s s e , n b d i o a t y o c s a d t d o y t o t r u a b n th s i a * ii c k , t ' w c i m s e in , w i e f i r ll w r c o r e r e , t d s a i o k t e th at s ca p p o a n c r it e y q . u A es f t J . copy of thepoky wadin o h aeailtle t l ' o r h e w e a r m i m s e k a o a n r n s r d e t h t s u e o r b n a t s c il a e c y o d s to m t d t a h o t e e r s a o n c t o G o t r g a n e p n o p e w r a a a t e k w s i i h g th n e it n a o n f t
official *doornails. contanng conflicting data should yiaa sal have the use of der money durng tie tine The Slit protectien and the supplemental protection
nollation.
r B O o r m a t i n S b d P e s O r M e n l i a p e l n d e g a s s e p e r a r o n e f p I t o h I r y e t o i o u t f i b f n ic m a e e h s d t * r a u h t n e e g l r y e y n o i s u " a r k a n e c M c g o e u e t n o a t. t he P la le k a e s s e u m s t i o re co a m ll M ple o t c e k s o u p r a n y o k s b ti g to n t i h o e n F . an or to b • o y C th o e u d r r o l a i n n c o c E o t n m u e n m a t v a y a . l ' t u o a e s ) s b et u s t c h o e n t t ro a l w le a d y b f y ro (a m n L d O n S a F k in e a d nc n ia l • M to o le d r e a r t a e t s e o . m W e i l n li o n k g t t a o r t a y c t c o e s p e t e s k a h m i e r r e id r ( r t e o tu p rn ir s c , kal and
financial klatch:a a-dated on he hand of the *vices (e.g., certain( cash at UBS Bark USA. 00 • Aggress/4: Wing to accept high kr to snot and
Allector a fires shown Are Mended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.kanrhes, (4 nfirsarce croaks, high valet lily to seek highreturns o'er tint
statement cUta thwuk1n ot be wed fa to purposes Rely may be project to mantenark Isis, canoes for late including variable ailment, and 60 hares of Maud • In..stment E‘oadity Comarration: I Hinted, a
sok* on yea-end tax forms. fie , Form 1099. 5498, panne kr securities purchases and charges for unpaid funds where such shah re moistened duchy it the Pa605 of the portfolio for that account may nake
10425. etc ) when prepamg your tax return. The Fim 5 ankh n cash accosts. Accounts that re transferred name of the account holier on to becks rd records complex strategic, tinted lisicity and rater
required by taw to repon to tie IRS all taxable &kends, to other instatirs may be subject to a transfer fee. of to applictb suer a transfer agent). voUtiky.
mportakie nontaxable dstasna and tatk interest • Certain mesh-nen contracts or iniessment interests
caned on semen, held inky accart, ern paced, UBS Sweep Options (e.g.. kneed partnerships and piste placements) that Statement Thauteholdisf
on a* tramaclao, ardcod basis cn certain covered LEG offers options for sweeping cash balances. balances an nal nattered order to Securities Act of 1933; We may concord* all related account statements with
seculies. to bat deposits at UM Brk USA and LEG AG Shafted ad the same adi-ess is the late enmetve, e.g. because
trench (BalcSweep Proprra), moneymaker mutual • Commodert, contacts (e.g, kreign exchange and they have ormas who ate maintain yonl account
Ceeolitslleatkell with she Fines bras Money Fuck) and the InternationalDepose preccus metal contracts), includirg futures contacts rem cramps well other clients a the sane address*
• Please neon-Jinn net oral cormunkations in wring Award (Days c tetanal with in Intarutional and commodity option contract,. you peeler to ramie individual statements mailed n
to further protect your rishtt inducing yore rktitS Rescue.? Mansprrord Accost. Though the Bair The SEC protection and the supaemmul proteclicn do separate envelopes, you mat dethe har,eholdng by
ender the Seasities Investor Protection Act (MFA) Sweep Programs, cash balms we swept to LES Bank not apply to these assets emn if hey otherwise appear • yarn finaxoal Cotter
• 11 the financial institution cn the top let of dna Intrd USA to to an established knit ad then to UBS AG on you statements. The SEC protection aid the
of this steams isnot CBS f natal Snakes, CBS Stanford &ament or a Money Fund. Deposes at UBS 5480lernental protection do not protect agara changes Friendly awlname
Financial Santee carries yea acccunt as clearing Bank USA am FDIC nested in accordance with FCC • market vats of par imestments (whether as the Fourdk acecu-4 nano is a custom:iota 'actrorne
broker by arra-gement rah the inicated ester on wiles. Format Mamaticn Ovate kit wwwidic result of market movement issuer ba-kruptcy a chosen kr you to assist you with your mew:Pekin/ It
We informed you of this relatM5ht, when Sr* Deposes a LEG AG Stamford Branto ad shares of °think.) has no legal eflect on yew( account You can change
opened this accost h the cast your kra and Money Fads are rot bared by the FDIC. More irtonnation is sable yak request. wk. hiendk aCCOLrel names. through Onkue Services a
stokes are located a LOS financial Services and rot roams cbtan more informationabout SRC, melte:WI by coaxing your 5i-,Inoal Athisor
the notcdacig broker, ad youn ut make a moat Through tie DA, (imitable to each balances are swept to the SIPC cadre by ordacting SIPC at 202-371 -83C0
of ay car or omission to beds firms As described depose &cants al UBS AG New Yak Branch and LDS or by Mktg th StPC 'make at amiss/mpg Account overview
tie account agreements, you must no* w of a AG Catmon Ranch These deposits arena itured by pun • Vabeotast amoontlionfolo. Net of assets and
errors or fraud Macey chedcs reflected on your to FCC. Balances held at the UDS AG Carman Branch Dividend Reinvestment Progress kakis
statement within 30 CliyI alter d was mailed or made are tempo:nay imposed to the sovereign rat of the The prise reflected is an straw price. You may obtan • Asxb hakes soli* cash balances, vines fa
available. Alinements shall be Semid complete Calms Wank, and there is no guarantee or other the actual price Iran yea F norcisl Advixr.Onk whole restricted usury (en ), and Global Tire Deposes,
and accurate n all other mesh if not objected to in obtgation of UBS AG so repay **Saxes while al the shares re purchasedunder DRIP: paha shahs wit be reared marks to ma-ket, and certain assets not held
nnti-g within 60 day, LEG Cayman's Brach's books. soli ad the cash wi be deposited no your scare The by the Finn. Does rot include unpack secuitikassets
• Please dkect cutomer complaints or ernes to tee &SSA reinvestment price applied by the issuer may at he end of the ;nor and arrent statement penods, or
Fern's C lent Retook Ottoman at 201252.1699 Depose, a LEG Bark LISA and each UBS AG Branch are 6114 loom the make once al kWh he partial hues puttee iweskentt invested stock options and
a tolltree r. 903.354-9I03, 8:03 A.M. to 6 AC P.M not protected by SIK. Money Fund shave are protected aw sold *rateable stock options
FT Monday through Friday, or in sang to 1.85 by SIPC. See 'LOS Financial *vas Coca-nil ProiectOn' • ulbittes Indudes debit balancet astaarding margin
Financial Service ix., Client Relations Department, below. Cashielieu dens, credit are, sheet accou-d balances.
P.O. Box 766 Union Coy,* 07087. Cnk Sole mats may be het yam aeccunt. If ark we • CDs/Mooney balances. Total of uninvested ask*
• In case of <trots Or Q.katarn about an electronic Ups your request, batmen on the Bank Sweep entitled to a petal knit a s nesult ol a teal payment cash balances, plus depose telexes at UBS Bank USA,
funds transfer (61), tai pear a UBS Voaeckit Program or DA may be erthdratat and chats of a or otervone, the Firm well ether sell partial wits LES AG U.S Branches ad money make rivAlial fund
card transactions, call KO-762-1000, or wife to UBS Mcney Fund may be asuidated, ad the proceeds mortar prima accept an.sr detennined by a sweep balarck at he am of tie statement period
Financial Senices lx., 1000 aarta 814, 6th floor. returned to you or your seosfies accord. registered cleariu a;enes ard credit nor accord. Nemecarredis free ae6t Saxes in you' account are
%trek/keg* 07086, AM RIASECA Sakes. not serred born other balances and die Fins mai
Rate a-dorm/ton about available sweep °awn Invennuant objectives is. ay of these lads in the ordnay couneol is
Caller mite as soon in yen can, t you hit you nekekg wren: ireerest rates and Sick 5 auibble at The investment *Sakes and risk profile an spec is to businne These funds repayable ran your downed.
stalemate a receipt is wog or if you need more wmtubs cot dsw eeprekk from your Fnancal Adwor each account and may may between your eau* this total is ticketed in the anent paned cksing vaiJt
ndoination for a transfer on the statement or or by along KO-762-1000. Please alms- the Ginn raptly in wiring of ay
receipt. The firm or Card Baer (as applicablamust sm-of leant change inst.,I nancial situations Lending Worm/ikon
hear from you no In than CO days after tie Fan UN Financial Senks astern protection nvestment *moves For eachscant het, you For &tared information an the Firm's lening exactas
The Fr-n rt a rruninor <eel ran< I--enen• PrAtortre. choose one of the following investment *Waives and *clowns refer to you Client Rettionthip
SDNY_GM_00020907
CONFIDENTIAL
EFTA 00131527
EFTA01273734

Important information about your statement (MAIMIGO
Agament or ACCO-el Agfeeffertl and the General - We geratray use the cloth; price when svelte a liquid and erne they can be sold, te pra — h addaion to cornmesens received n connection
Tams ad Conditions LieS Statement of Credit Practices Ow mean of the led .d Ink prim for listed received may be leo than the per chore *saluted with the sale or cierbution of arruey contracts
atonable in Agreements endO S:wires al acuities and optrom a only bid prices for OTC nth provided n the accost statement, and tent investment but units to our clients, mo
gap wart rembrew en4whe mit sea:dies. andcr our affiliate rector rev na sharp
- Less 3Ctneir traded securities may be priced using a . Resettled securities. Resisted swung, generals, compensation from many of the insuance
Your sets valuation model a to most recent prise we the not carol, ergble for public sale. UBS financial companies unlearnt; the amity COMMIS,
Your starament itemises secuntres /Mother mans held ebtaned And may not riled in actual maker price Service, use the metal price al the unrestricted mock aft Ames et the hturana carewnin or spasms of
tithe accord at the end of the statement period. You a rim of the sane issuer as an imputed value fade tie ant imhemmt has we diabase
may ark for deiverY o hely paid swishes at ary time. - Certainpositions may wow **Pi a price ant recites-tad stock darourposes a this statement orgy To - Our affiliales abo receive trading commosions rd
You may receive securities used as loan cantor/I after will tow as 'price was nol avadable• it we dye the extent tat matted secedes are elgbh to sale, other ampensalcri from tram' kick and
paying any balance dR cn them. Arty securities unable to obtain a price fora Harty. the vita received may be tbstaroalg less than the nsuarce companies Aose products we dertute.
transferred to the Firm dreg the Waltman period are - Deposilo a securities denominated ilcurrercies insured vabe *peen - We receive an arnwA fee from UBS Bark USA rd
'Medal market value as of the end of the statement Other thin US doll., are reflected at the haunte LES AG Stanford Branch Of ilatO $25 per wave
period. rate as of the statement date. • Est. festinated) income. amain yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast bask h detemining the cost basis of he - For certain senates rading n non-conformrig An estimate of anal income 6 based cn anent Programs.
securities incbded in this waternent, where indicated denornnations, price rid quantitytau iota) may dnidend arid interest rates, assuning the seorites will
wih the number " l, • .55 F nonce& Services has relied have been Aimed to I *arum paper valuacre be held for caw yea from statement die or use Activity
on information obtained from sources other than LES To cbtin curers quatatiors, when amiable, comae maturity This Minats is only a gudethe accuracy Inficemahthregardngcommksims and otter chases
Financial Renter. including information frcm another sax Fine- al Adieux. ad continued income are not guaranteed Pawed n connection with tie execulkn of trades,
fern a that sumer to...provided to yea financial - Estimated aria insane aid carat yield fa relArg option transactions has been incbad
Adam The Firm does not indeperantly verty • Private irwestments end otnacsarod products. certain types of leaches could rickede a retun of coril trident prewousg furnished to you. rid will be
paint** the aco_racy a 'wilily of ary irformation More saiestmort wardies (ialdig dyed priscipal or capital gains in which case the est pronded to pauper-roily on repast.
provided by souses Car than LESPi-uncial Sonnet pankipatith program and real estate investment vuo income (a-d carol yield would be overstated,
h Altin *hough UPSPima-nal Services general& washes) and amassed proiths are gencralg highly - Estimated a-ntal income and anent yield and the Short selling
it:dates this ntcrmatith as t is recessed, the brim fined. Celan goateed proixts have not been actual ?cane and yieU miff be Aar era higher II you are engaged in short selling a seventy, you may
does not provide any assunrces tut the iikrMatiOn regetered with the Securities and than the estimated amounts. es:Leathery des to certain tonoverg costs for the
=ler "Con batis^ ad "Unrealized gor/ lose is Commesian ce under wry state seEsuxncthielTaivs. Wt - Are *Winn of grubbed income (darklend sneer partkuisesectay.
accurate as of the date of this statement. As such ;forth estmated yak*, for pivate investment interest) divided by the current market
please do not red on this nfanotion to make seosites erd Postured products for intematoul valsgaverage balance is based an the Inv divelend Open orders
ptechne or sale deacons fix tarp...Tose, a purposes crib.. Maroc, trace guaranteed. or interest payment mode by the issuer and 'legating open or • gni-till-canceled' ceders that
otherwise. Accounts torderred to the Fim may - These vibes may differ abstathaly from prices il mantes tie sear teadepaWs will be held for am were not executed by the streamer* date, open buy and
ref ea ger/loss infarriatith only for the period of any. at which a priete Moaner,' thy year torn the statement date or until mown, lee step orders are recited by the mount of dirderds
tine they we held at tie firm Morehistorical structured product maybe boughs or sold and do Accuracy ad continued yell we not goranteed a rithts en an ex-dividerkh a iwrithls doe unless
nthrmation can be athed by yea Fnaxial Advisor. net necesserig represent the vat* wth rmyrecthe tanxted othenvise byp.a. You are responsbk for
spat Haddon:fa • Assets not held bytes Financial Services. Certain orders that are executed dm to yeti Glut to cancel
• Unnutlaed gansFlones When data s aoilabk, - Third party *steno's of vsla are as ascertain wets are rot held by the f im ad not wren the misting open orders.
ottinated trroalired guindlowes ore actialed Ice dote ant We Supplied to UBS Inarcei Services on a Ferns poonsen or cannel. These ants a*
havelsal seater lots. The transaction data for rettar basis by an independent volution firm. depend on yar statement for informational Me.q
bit mayor may net reeler cemmisions, - baser. goneraloannr or sponsor estimated velas purposes onfy Positions and values presented we To obtain a copy of as current Client PrivacyMake.
Barges arida security reorgrizaten events if any, are applied to **Fon by the *suer, provided by to Ssu'rg fern. UBS FFiynuannccaiall5ereces plea* areal yea FnantialAd.isor or vet our websne
d and oter reinvestment lots ref systemetk general partner or censor and may be calculated not rewcroble for hit information and does not at maw oar ra.m itaatnartirer
puchne low are each combined to display one based an dif went information from that used by guarantee es accwrty. These assets are not protected
averaged to The 'Trade date' colonn presents the third ponies to drive their 'aerated values. by SRC or II-4 Fern's SUpPlernental9PC comma?. LEG Filancii Se vises n not a bade The WA Business
aignal transaction trade date. - You can obtain aeditorel iteration regarding Services Account 854 and IRMA are brokerage accounts
the metrocblogy sated to demean the estimate a • Revenue sharing and additional compensate's.. which provide Kass so banking services and proicts
• Callable securities Bonds and preferred Sock that value ad the dale of the Hamblinthat is the — In addition to commissions an sin and 12b.1 lees tem* arangsmerits wth al Rated bates and other
the name cabs for tat redenplon will be selected basis for the estimate by contani-g your Financial maned n correction with the distribution c4 Ihnioarty banks, rot provides access to rotra-ce and
moat:* by lot from antrci all sautes of fit Advoor mylual funds to ow dents we ands our great, annutY traits, toed by unseated thid-party
Ssue held hi our cornea n nomnee rime for ox - Third party 'singed vats?, may be reelected as receive revenue shying Payments Iran distributors nsurrice amps-es through insurance agency
<lents. Call teats. nlarrolith is obtaned from third 'Not priced' in several stuatirts: when an ardor advisas of themalts funds that we sell. subsdiaries of UBS Financial Services Inc.
parties and et accuracy is not 9J:ranked. Other tall 1dependent valuation lire has not npPleda it These arnants are based on two &fermi
feartres may hnl which courd anted odd cemodele Inaba to astir a vat*. when we become Aare corrpononts (ate mown of Sale, by UBS of a Imesonent, roura-ce, ad .*try products,
interrnaten will be provided upon request that a matenal event has catered that may call a Pthicuter mutual fund I amig to our clients: and el) Not MK Mated • No bank guanantee• May lose value
mows," repthed vat* nh question, or Wen a the asset value of aparticular mtual fund famig's
• Certificates of deposit (Os). CDs are FDIC awed value would be high speodlathe due to the nature shmes held at the torn RMA. Resource Management Arne. nt, Business Services
ix, to 1293,000 h principal and /CMS newest per et the smarty. — We and cis flame ako receive netwerking and Amount RSA. IRMA and intonational Resource
depot:me and per depository inoraeixt b accordance - When neither an Muer, general partner or wonsor orrnbus processing fees n cornderation for Management Accost we registered service mats of
with FDIC wiles estkroted value nor a third-pa-Sy estimated Aix is transfer agent services that we pork to the UBS fnancii Services he
warded, the vela ce the seantywilltedieerent matual hrsda. these fees generally are pad from
• Price/value Chas diaplayei fo r securities and other kern its asthma price. investor asses n the moral lured mid ate a freed Vila Signalise it a regained service nark. 01 Visa
pantos may be higher or lower than the price that - •Ontribution to date' myindade Man of dais amount based a, the weber of accounts at Internal imat CBS Yu Signets. cede cads and UBS
yOa would actualg receive in the mute. tics are capita( ncome orboth. the broker.clealer holing mutual lot of that fund Visa debt cards at hoed by UBS Bart URA with
obtainedfrom areas tied pry sources whiti we - 'Original unit size' represents U. initial offering family Prill69011 from Visa U SA hcorpaated.
beteve to be reliable, but we donor garantee thee peke per snit &rime/ not reflect you coo base.
aeon), - DIP rd unlisted nen sewers are not listed Oct a (WS Financial Setview Inb Rev 201604
national worries exchange, and art germ*
SDNY_GM_00020908
CONFIDENTIAL
EF1'A_00131528
EFTA01273735

U85 Felancial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2016
CNP70755801070516 Y1 0
GHISLANE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account nu mbe
Your financial Advisor:
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeljne On April 29 (1) on May 31 (1)
arrow
Your assets 819,478.26 820,335.93
Your liabilities 0.00 0.00
Value of your account 1819,478.26 5820,335.93
Sources of your account growth
Tracking the value of your account
during 2016
Value of your account
1T housands at year end 2015 S228.007.41
Net deposits and
1,721.2 withdravals -133,159.07
Your riveStMent return
Dividend and
819.5 820.3 interest income 19125.02
• Change in
market value 546,362.57
Value of year mown
on May St 2016 6020.336.93
Dec 2014 Ott 2015 Apr 2016 May 2016
SDNY GM 00020909
Member SIPC CNI10003305583107 NP7000191995 00002 0516 030575004 Y123568550000000 Page 1 of IO
CONFIDENTIAL
EFTA_00131529
EFTA01273736

SUBS
UBS Strategic Advisor Account name: GHI$LAINE MA, V1 EL YO ur Fi nancid Advisor.
Friendly account name:India. Kr" I LYLE CASRIEL
May 2016
Account number: VI ao
Your account balance sheet
Summary of your assets
Value on Percentage of
May 31 (1) your account
A Cash and money balances 2,213.05 027% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
a deposit account balances and money market
C Equities 818,122.88 9973% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $820,335.93 100.00%
Value of your account $820,335.93
Eye on the markets
Percentage change
Index May 2016 year to date
S&P 500 1.80% 3.57%
Russell 3000 1.79% 3.41%
MSC I - Europe, Australia & Far East -0.78% -0.75%
Barclays Capital U.S. Aggregate Bond Index 0.03% 8 45%
Interest rates on May 31, 2016
3-month Treasury bills: 0.34%
One-month LIBOR: 0.47%
CIIMC003006593108W00319199500032 0516 030579004 Y123568950C0MhyGitocomfyir 2 of 10
CONFIDENTIAL
EFTA_00131530
EFTA01273737

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
friendly account name:Indi SCOTT STACK MANLYLE CASRIEL
*UBS May 2016 Account number. VI
Change in the value of your account Summary of gains and losses
May 2016 (Si Year to date (I) Values eporled Plow exclude products for which gam and iosoes are not classified.
Realized gains and losses Unrealized
Opening account value $819,478.26 $798,007.41
May 2016(5) Year to date (S) gains and loses (4)
Deposits, including investments
transferred in 0.00 32,510.00 Short term 0.00 0.00 5,089 95
Withdrawals and fees, Long term 0.00 -790.56 134,349.06
including investments transferred
Total $0.00 -$790.56 $139,439.01
cut -83.75 -65,669.07
Dividend and interest income 2,213.05 9,125.02
Cash activity summary
Change in market value -1,271.63 46,362.57
See Account activity the month for detals. Balances In your Sweep Options are indudedin the cpenng and
Closing account value 3820,335.93 $820,335.93 closing balances value. Mid insurance applies only to deposits a LDS Bank USA, rot to deposits at USS AG.
Sufficed Stanch or bank deposits paced through the UBS intemaiond Deposit Account program sec
protection applies to nrinty market sweep had holdings but not bank deposits See imporunr inhumation
Dividend and interest income earned abhor your statement on the last two pages of this document for decals
May 2016151 Year to date CS)
for purposes of INS statement, ta.abAy Of 'nines] and clbtden0 income eas been determined iron a US Opening balances $83.75 $92.72
to top:ding perspective. eased upon the residence of the account holder, account type, or product type,
some interest ander derdend payments may not be subject to United Stales (US) ardor Puerto Rico (KR) Addkions
Income tercel The (lent MOnt* Statement is not intended to be used and cannot be resed upon b tar
purposes. Clients should refer to the appetite tar reporting forms they recent. Iran LISS annually, such as Deposits and other funds credited 000 32,510.00
the forms 1099 and the Penns 480, for lac reporting information It IS the precut Or LIE15 to file the
asperiatle ten reporting forms wth the US interny Revenue Service and PR Treasury Delaariment. and in Dividend and interest income 2,213.05 9,125.02
sue h loners accurately usury cicidenct ante oi interest as lac exempt or Mob* income. Mese coma! your
Ind Vcluel tar preparer Proceeds from investment transactions 0.00 56,154.38
May 2016(5) Year to date a) Total additions $2,213.05 $97,789.40
Taxable dividends 2,213.05 9,124 88 Subtractions
Taxable interest 0.00 0.14 Professional management fees and
related services 0.00 -2,543.94
Total current year $2,213.05 $9,125.02
Other funds debited -83.75 -63,125.13
Total dividend & interest $2,213.05 $9,125.02
Funds withdrawn for investments
bought 000 -30,000.00
Total subtractions 583,75 -$95,669.07
Net cash flow 52,129.30 $2,120.33
Closing balances $2,213.05 $2,213.05
SDNY GM 00020911
Crin70003005503109NP70C0191995 00602 0516 030575004 X123568550000000 Page 3 of 10
CONFIDENTIAL
EFTA_0013 [53 I
EFTA01273738

UBS UBS Strategic Advisor Account name: Your Mounds' Advisor:
Friendly account name: it SCOTT STACK MAMLYLE CASRIEL
May 2016
Account nuntber.
UBS Bank USA Deposit Account APY
Interest period Apr 7 - may 5
Opening UBS Bank USA Deposit balance Apr 7 $38.16
Closirg UBS Bank USA Deposit balance May 5 4865.72
Number of days in interest period 29
Average daily balance 4452.17
Interest earned SOW
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for thisascot...it If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Froncial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibibty consideration • None selected
Your account instructions
. Your account cost bass dela Jli closing method is FIFO, First In, First Out
OW700090059301i NeT00019I 945 000ce 05l6 030575004 YI 23568550 CONSiklYGM00020§114/0 4 of 10
CONFIDENTIAL
EFTA_00131532
EFTA01273739

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your ilnandal Advisor:
Friendly account name:lndi SCOTT STACKMANLYLE CASRIEL
May 2016 Account number. Y1
Your assets
Some pnces, income and current vaues Shown may be Epp,Otimene. AS a itSult, gam rind tOsses may nal
be accurately reflected. See smporumintonnabon about your statement a the end of tuts dxurnent fOr
more infornmon.
Cash
Cash and money balances
Cash and money balances mat include avatar& cash balances, UBS Ban) USA deroat account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC valein applicable limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit accoun balances an not insured ty FDIC and are not
protected by SIFt Money market sweep balances are protected by WC but ne not insured by the FDIC.
See the important information about your statement at the end of this cbcurnent for details about those
balances.
Operandbalance Closing balance Pnce per share Areraje Curldendimerest Days n
secldng on May 1 (t) on May 31 (t) on may 31 (t) rate period period Cep annual (I)
U3S SANK USA CEP ACCT 8335 2213.05 250.000.00
Equities
Common stock
Purchase pried
Trade Water Average price Pnce per share value on Unedited Hddng
Hddng date of shares per share (St Cost basis (t) a' May 31 (1) may 31 (t) On or loss (t) Period
AECOM
Symbol: ACM Exchange: NYSE tan 28, 15 500.000 26.619 13,309.95 32.110 16,055.00 2,745.05 LT
Jan 30, 15 100.003 25.532 2,553 24 32.110 3211 00 657.76 LT
5ecrsity total 600000 26_439 15,863.19 19266 00 3.402.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL 4153 Current yield 2.42% Apr 22. 13 72.000 56.870 4,094.67 87.840 6,324.48 2,229.81 LT
BLACKROCK INC
Symbol BLK Exchange' NYSE
EAI: 1660 Current yield 2.52% Apr 22, 13 72003 251093 18,078 71 363.850 26,197 20 8,118.49 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 42,352 °merit yield: 2.22% Aug 4,11 174 OCO Al 632 7,24405 70.410 12251 34 5,007. 29 LT
Aug 12, 11 4.000 A2 450 169.80 70.410 281 64 111.84 LT
continued next page
SDNY GM 00020913
CtiP7C003305560111 NP7003191995 00032 0516 0305750011023568S50000300 Page 5 of 10
CONFIDENTIAL
EFTA 00131533
EFTA01273740

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandul Advisor,
friendly account name: lndi SCOTT STACK MANLYLE CASRIEL
May 2016 Account number. Y1
Your assets Equities . Common stock (continued)
Purchase peics
Trade moron Average price Prat per share Value on Unrealized Honing
[Wang date of thane per share (S) Cost basis (1) an May 31 (3) May 31 (3) gain or loss (S) period
Jan 23,13 910.000 54 240 49,35863 70.410 64,073.10 14,714.47 LT
Apr 22,13 420.000 59.788 25,111.32 70.110 29,572.20 4,460.88 LT
Security total 1,508.000 54300 81,883.80 106,178 28 24,294.48
EOG RESOURCES INC
Symbol: EOG ()change: NYSE
EAI: 4335 Current yield 0.82% Jan 28,15 500.000 90.411 45,205 72 81.360 40,680 00 -4,525.72 LT
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 34.210 17,105.00 1,133.64 LT
Jan 30,15 250.000 29 43 t 7,357.75 34.210 8,552.50 1,194.75 LT
04126, 15 250.000 34.170 8,542.53 34.210 8,552.50 9.97 ST
Jan 15,16 1,000.000 29.130 29,130.02 34.210 34,210.00 5,079.98 ST
Security total 2,000.000 30.501 61,00166 68,420.00 7,418.34
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,463 Current yield: 2.93% Aug 4,11 191.000 36.265 6,926 77 62.780 11,990.98 5,064.21 LT
Aug 12, 11 5.000 35.754 178.77 62.780 313.90 135.13 LT
Jan 23,13 1,001.000 41387 41,428 89 62.780 62,842.78 21,413.89 1.7
Apr 22, 13 464.000 50187 23,333.21 62.780 29,129.92 5,796.71 LT
144) 17, 13 148.000 49.739 7,361.45 62.780 9,291.dd 1,929.99 LT
Jun IS, 13 73.000 49.836 3,638.07 62.780 4,582.94 944.87 LT
Security total 1,882.000 44.031 82,867.16 118,151.96 35,284.80
JOHNSON & JOHNSON COM
Symbol: .14/1 Exchange: NYSE
(Al: 4211 Current yield 2.84% Apr 22, 13 66.000 84.721 5,591.64 112.690 7,437.54 1,845.90 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 43,624 Current yield: 2.92% Aug 4,11 95.000 84.959 8,07206 122.060 11,595 70 3.523.64 LT
Aug 12, 11 3.000 85.910 257.73 122.060 366.18 108.45 LT
Nov29. 12 8.000 86.456 691.65 122.060 976.48 284.83 LT
Jan 23,13 555.000 93.053 51,644.75 122.060 67,743.30 16,098.55 LT
Apr 22. 13 255.000 99318 25,326.32 122.060 31,125.30 5,798.98 LT
Sep 19. 13 78.000 974579 7,634.63 122.060 9,520.68 1,886.05 LT
Sep 19, 13 22.000 97.425 2,143.36 122.060 2,685.32 541.96 LT
continued next page
CNP7000900559011 2 NP7000191995 00002 0516 030575004 Y123568550 C°601YGM00020ttile 6 of 10
CONFIDENTIAL
EFTA_001131534
EFTA01273741

UBS Strategic Advisor Account name: GHI5LANE MAXWELL Your !Mande/ Advienr:
*UBS Friendly account name:Ind SCOTT STACKMANLYLE CASRIEL
May 2016 Account number: Y1
Your assets Equities . Common stock lconbnuedl
Pattie* price
Trade Number Average mice Pme pm share Value on Urreented Halting
Hddng date of shares per snare (I) Con basis (SI Ca May 31 (S) Ma/ 31 (1) gain of IOSS (S) period
Sep 19, 13 2.000 97.830 195.66 122.060 244.12 48.46 LT
Seasity total 1,018.04X) 94269 95,966.16 124,257.08 28290.92
IsEXTERA ENERGY INC COM
Symbol. NEE Exchange: NYSE
EAI: 5%4 Current yield 2.90% Apr 22. 13 162.000 79.757 12,920.65 120.120 19,459.44 6,538.79 LT
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 52,907 Current yield: 3.98% Feb 12, 14 148.000 88.811 13,144.15 75.440 t 1,165.12 -1,979.03 LT
Feb 12, 14 117.000 88.842 10394.56 75.440 8,826.48 -1,568.08 LT
Feb 12, 14 32.000 88.854 2,843.35 75.440 2,414.08 -429.27 LT
Feb 12, 14 7.000 88.710 620.97 75.440 528.08 -92.89 LT
Feb 13, 14 110.000 88.738 9,761.20 75.440 8298.40 -1,462.80 LT
Feb 13, 14 68.000 88.561 6,022.19 75.440 5,129.92 -892.27 LT
Feb 13, 14 33.000 88.223 2,911.36 75.440 2,489.52 -421.84 LT
Feb 13, 14 6.000 88275 529.65 75.440 452.64 -77.01 LT
Feb 14, 14 334.000 91.912 30,698.86 75.440 25,196.96 -5,501.90 LT
Feb 18, 14 114.000 92.523 10,547.72 75.440 8,600.16 -1,947.56 LT
Security total 969.000 90.272 87,474.01 73,101.36 -14,372.65
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: 43,474 Cisrent yield: 2.98% Aug 4, 11 115600 63.979 7,357.65 101.170 11,634.55 4,276.90 LT
Aug 12, 11 3.000 63.023 189.07 101.170 303.51 114.44 LT
May 16, 12 6.000 68.535 411.21 101.170 607.02 195.81 LT
Oct 24, 12 1.000 68.690 68.69 101.170 101.17 32.48 LT
Oct 25, 12 2.000 68210 137.62 101.170 202.34 64.72 LT
Oct 26, 12 1.000 68.890 68.89 101.170 101.17 32.28 LT
0(131, 12 1.000 69.370 69.37 101.170 101.17 31.80 LT
Nov 6, 12 1.000 69370 69 37 101.170 101.17 31.80 LT
Nov 7, 12 1.000 69.150 69.15 101.170 101.17 32.02 LT
Nov8, 12 2.000 69.090 138.18 101.170 202.34 64.16 LT
ran 23,13 699.000 72.166 50,444.31 101.170 70,717.83 20,273.52 LT
Apr 22. 13 322.000 82251 26,484.85 101.170 32,576.74 6,091.89 LT
continued next page
SDNY GM 00020915
CNP700C03055031:3 NP7000191995 00002 ts16 03057500471235685500003GO Page 7 of 10
CONFIDENTIAL
EFTA 00131535
EFTA01273742

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
Friendly account name:Ind. SCOTT STACK MANLYLE CASRIEL
May 2016 Account number: VI
Your assets Equities . Common stock (continued)
Purchase pacer
Trade Humber Average pace Price per share Vdue on linredlted Hddng
lathing date or snares per dun (5) Con bask (5) on May 31 (5) May31 (I) gain or loss (5) period
Security total 1,154.000 74.097 85,508.36 116,750.18 31,241.82
PROCTER & GAMBLE CO
Symbol: PG Exhano: NYSE
EAT 43,037 Cisrent yield: 3.30% Aug 4, 71 118.000 60.103 7,092.22 81.040 9,562.72 2,470,50 LT
Aug 12, 11 3.000 60.896 182.69 81.040 243.12 60.43 LT
Jan 23,13 619.000 69.941 43,293.73 81.040 50,163.76 6,870.03 LT
Apr 22, 13 286.000 81.332 23,261.18 81.040 23,177.44 -83.74 LT
Apr 24, 13 108.000 77.762 8,398 32 81.040 8,752.32 354.00 LT
Security total 1,134.000 72.512 82,228 14 91,899.36 9,671.22
Total $678,683.87 1818.122.88 $139,439.01
Total estimated annual income: 570,780
Your total assets
Percentage d Cost MOWS unrealized
Value on May 31 (5) your eRCOunl basis CS/ annual intone (Si on a loss (5)
Cash and money balances 2213.05 0.27% 2213.05
Equities Common stock 818,122.811 99.73% 678,683.87 20,780.00 139,439.01
Total 5820,33533 100.00% 5680,896.92 520,780.00 $139,439.01
Account activity this month
Date Adirty DescrOtion Amount (I)
Dividend and interestinessme
Taxable clnadends May 2 Dvidend GENL MILLS INC PAID ON 18932 865.72
May 16 Cividend COLGATE PALMOLIVE CO PAID ON 1508 58812
May 16 Cavidend PROCTER & GAMBLE CO PAID ON 1134 759.21
Total taxable dividends 62213.05
Total dividend and interest income $2,213.05
Date ACOoty Desconon ArnaUlll
Other funds debited May 2 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL 4175
Total other finds debited -68335
CHP700090055901I 4107000191995 00002 0516 030575004 V12356855000WwGht00020se 8 of 10
CONFIDENTIAL
EFTA 00131536
EFTA01273743

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandd Advisor:
;It UBS Friendly account name:Indl SCOTT STACK MANL YLE CASRIEL
May 2016 Account numberr.. Y1
Account activity this month iconinveci)
Date
ActMRy Dc:crpticn amount IS)
Money balance activities Apr 29 Balance forward $8335
May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 781.97
May 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33
May 31 Closing UBS Bank USA Deposit Account 92213.05
The UBS Bahl USA Deposit Account Is your Plifribry sweep coon
SONY GM 00020917
00700093055(K)115 Ne7003191995 00002 0516 0305750Cht Y123568550000000 Page 9 of 10
CONFIDENTIAL
EFTA_00131537
EFTA01273744

*UBS
Your notes
0,,,,10.00,90,,,,,,,,,,,,00,0051100. .16 030,,X101`,0...0...y Gm... 10 0, ,0
End ots,atententfor0000,,n, 00.1:0,1
CONFIDENTIAL
EFT,00131538
EFTA01273745

Important information about your statement
U35 Financial Services Pc. (the Firm or UBS Firiarcial sent yOu the int statement on which the era or Corporation (Sit), wend) protects It0-flieS taCcfliS 01 • emcee, Cunene income: Investments seekng the
Straka°, is a mortber of all principal acuity, ccmtrocity problem append. its mordare up to $509000 (iekding 1250,003 kr generation of income only.
and caters "Atha-eyes. UPS Financial Services and U65 - ProAde your rare ad a-core number (4 any) dans, for cash). The Slit asset protection limit, ;Nob to • Achthe Cape*,A ntoci:Mon Investments seek kg
Bank USA the ndiers sank/ones of UPS AG and - Decoke the PIM, Of she bander you revere all thourra that you hod in a particular sweetly. stoat of principal rather than the generation of
afti haes of U3S Sautes LLC. The Fim's 1n ame' about, indeplain as cbaik as you can why you The Fm,,, together min certain aff diets, has also income.
statement n available upon retail. The Font exeoake believe it is an error a why dose need mote pun:head fiethinilentaplOteCtiOn. The mailman • Produce Comb/luta) of ?come aol Capital
Oleos re a. Hammen amount payabb to at *foible diet, folisclisY ador Awed:non Nesements seekrg both the genisaton
- Wade the icier arrant c4 the suspected era. this utak-ion is ZOO maroon x of Decent*, 10, 2015. of name arid grOtAh of prixbul.
LES Fine-eel Sentes Subra to the poky orditons ad limitation, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigste your compaht the km isfurther protected fa up to SI .9 million n the Overall Ark profiles
Weehawken, NJ 07086 and we correct thy error promptly. For alleged woes aggregate kr allyour accounts held n a erectly • Conservathe. Seeks to mantin nia pi-cipa with
imoking UBS Veatrdebil cad tramad era if we take equity A fat copy of thepoky wordi-g h available
U o T f h f S i i s c i F m a i l n a t a t e e n s r t c n d i a a o - l i c t S u r e e m r p v e i r c e n e s t s s e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d e r a d t x a o e s f p h y t o o u u l ' d m y y o o o u u r r e w a t i h c ll c a h o n a v r 1 d e 0 f t b h o u e r s t u h in s e e n s s o n f d a t o h y u e s m t t o y o t & n u e t t h h y i i c s s l k a , w n is g e in t w i e e i r ll r t c o i r n r e , e d s i o i t t tut T a h n e o n S r l e it q u p e ro st t . e ction ad the supplemenbl protection r t lo h a e w e n r m is » e k a o a n r n s r d e t h t v u e o r l n a a s t c i l a c ity o d s to m t d t a h o y e e r s a o n c t o k o t e r g e n e p n i p t e h a r e c a r e t a e w k s i i t t g h h n e d n e if a n
not be relied wan II joubake there is an error or takes us to complete our rwestigation. both do not apply to
OrniSPOn please report it immediately n menu to the • Cthin thine.' assets controlled by (and ixtaded n • Moderate. Willing to accept scene ride to pircPal and
Brandi Manager of the afice serving your account. Please mice all checks payele to the Fern or the your account value) but held away from WSFinancial tolerate some notattity to seek hsher returns,
finnwl insletith relcated on he frail ot the Services (e.g., certain() cash at UBS ark LGA. 00 • Aggassee: Wiling to accept high nth to pnncpi and
Allthaegn a liguree shown are intended to be accurate, statement In addition to regular caul fees, accounts cash at Les AG U.S.thanrhes, (10 reutarce prod s, high volat lity to seek high returns oar time.
statement data shiukf not be used kr to purposes Ray may be abject to mahatma* Ins, charges for late including amiable enmities, and (id shares of Maud • freerathent FigasiTirt Consideration: I Contact a
soli* on yethend tax krms, ge , Form 1099. 5498. parent kr securities purchases and chars kr unpaid funds where such thanes are registered Meek is the PaliOn of the portfolio fo r that account may ixlsk
10425, etc)Mien irepamg your lax return. The Fim s amounts n cash aces...Ms. Accounts that at transferred name of the account holier on the bode rd records complex straeges, Fused liquidly aidr ater
required by law to rum to the IRS all triable Medina, to other Outfitters may be subject to a trawler Ise. of to althea* sue a transfer agent), voUtiky.
mortise rentaable datiitna and tutk Merest • Certain nws5-nent contracts or investment interests
end on securities held nytu thare nee proceeds UBS Sweep Options (e.g.. linked partnerships ad private placements) that Statement •hetweineldier
on see tratradiore, ad cost bash on certain covered leas offers options kr sweeping cash balancet balances are rot regithred seder tw Socurkies Act of IUD; We may consolidate all related account statements with
skulks, to bat deposes at UM Bask USA and LES AG %winked and We same adiess n the sine envelia, e.g. because
branch (Bank Sweep Progarr44 moneymaker mutual • Commodities contacts (e.g, faqir @feline and they have owners who ako maintain jai account
Carantdoellans with the Man hats (Money hate) and the international Depose mows metal contracts). including futures contacts retatorthips wth other dents a the same address. If
• Pleauerecortinn not oral communkations in ming Award (Deice c atonal wit, au Intentional and commodity option contract. you peeler to reams mthichal natmunts mailed in
to further protect your ristils. inducing your refit RascvCO Mankpmere Account. Though the Bark The SIC protection and the supprenUI protection do separate enielopes, you may declare Ithur,eholdng by
under the Skulks Investor Protection Act (SPA). Sweep Programs cash balms we swept to LESBank not apply to these assess keni f fl yotherwise appear calling your Financul Ad eor
• 11 the financial institution cn the top leit of the had USA up to an established knit and then to UBS AG on yea statements. The Set protection ad the
Of this stamen snot U36 F ntriciel Sairkes, LEG Stanford Branch, or a Money Fund. Deposes at U26 seliarnental protection do not protect ague changes Friendly mead name
Fronded &mien carries your accarnt as dewing Bank USA re FDIC ncured in actordasa withFCC n the market vela of your imestments (whether as s The Frxrdk accent nano is a 01S1cfna*lo 'manure
broker by arra-gement wth the rdcated instarion mutes. Formate information please visit wwwidic result of market movement. issuer barkruptcy or chosen by you to assist you with your recordleePreA
We in you of this raialsanShia %lien you Deposes a UK AG Stamford Brach ad shares of otherwise) has no legal ellen on your account Ycu can change
opened this axon. h ties case. your Kra and Money Finds ate rot insured by the FDIC. More irtonnation is avaable loth request. tact rowdy aCCOLnl names, through °rant Services a
karats tre located at LOS financial Seneca and rot You may cbtan more info nation about Slit, ecluan9 by contain; your Fihmoal Athiscr.
the tretrdscig broker, rd you mist make a repat Through the DA, (mailable tough balaces are swept to the SIPC Broths" by contacting SIPC at 202-371 -83C0
of thy ma or omission to both firms As described depose &cants al UBS AG New Yak Branch and LBS or by viiitrig the SIPC website at ametaap.orp Account overview
the account agreements, you must no* us of ay AG Cayman Bunch thew deposes are not enured by • vote of yea accountliontrolo. Net of assets and
errors or taud rwoUtry sheds reflected on your to FCC. Baines held at the UBS AG Cayman Branch Dividend Reewestment Program (CR.)
statement with 90 days alter 8 was mailed or made are !empathy reposed to the sovereign Ink of the line prey reflected b an antsaa axe. You may obran • Amer eckdes warble cash balances, values fa
a a n va d i l a a c b c le u . r A at l e l d in a e a m ll o o t n h % er s m ha a ll c be h d if e n e o m t e in d b c r o e m d p 's l ' e t t o e n C ob a lig re at n io n W o a f d U s B , S a A nd G W to e r r e e p is a n y o t o % b s a a l m m e s o a r o lt t 8 he 4 r 4 1 the t s h h e ar a e c s t a u r a e l p p r u ic rc e h I a r s a e n d y un e d t e F r D ru R r I c P i ; a p l r A im d a v l i t x h r a n O es n k w i w ll h b o e le u re r s r t e ri a ct r e e d d t m e a a rk r s y t o ma ), - k a e n t d , G an lo d b ce a r l t T a i i m n a D ss e e p ts o n s o it t , held
wren; within 60 days 1.65 Cayman's Brach's books. sold ad the cash wi be deposited ti your account. The by te Firn. Does rot include unpriced secLritieFassets
• Please deect customer completes or nth/nesto the cividerd rernistment price applied by the issuer may at the end a the prior and arrent statement sX410dS, or
Fm's C lent Ratan Department at 201.352.1699 Depose, at LEG Bark USA and each UBS AG Branch are 611er from the maket peke al which the partial shun primate isassonsents. invested stock options and
a toll.fro• r. 903.354-9103, 8,03 A.M. to 6 al P.M not protected by SIC. Monet Fund shres are protected re sold entheable steel options
FT Monday through Friday, or in writing to LES by SIPC. See 'LOS Financial Services Accent Protection' • uthi s Induct debit bala-ces. astaarding margin
Financial Services Ix., Client Relations Department, below. Casteitrlieu bans, credit Fre, short account balances.
P.O. Box 766 Union Coy, 14.1 07037. Cnk whole unts may be held n your acautr. If you are • Caslthooney balances. Fora of unimested meat*
• In case of Cron Or I:ratlike., about an electronic Up:isyour request, balms in the Bari Sweep enaled to a petal unit a a result ol a &Ward payment cash balnces, plus depose balances as UBS Bank USA,
funds transfer an bi pear a UBS Voardebit Program or DA may be withdrawn and shres of a or Otsinsrial, the Firm will ether sell partial with at LES AG U.S Branches ard money mthet mutual fund
card transactions, call 899762-1000, or reit. to UBS Money Purd may be liouidated, ad the proceeds market price a accept an /more determined by a sweep balarces. at the <Eno of tie statement period
financial Senices Inc., 1000 Rata Blvd., 6th floor. returned to you or your seosaies =CUM. regiaered cleirtg agency. and credit nes accord. Nthantredity free creek balances in your account are
Weehawken NI 07086, Atte RMAISSA Sevres. rest secogaled from other balances and the Fim may
Cal omegas soon as you can, if you hi+ yea F n a c t l h a e d r r i g to c r u m mi a rd lo in n t e a r b e o s u t t r a a t v e a s i l a a n b d le S sw al e ts e , p i W av o a r il n ab , le at I T n h v e e i s n t v m es e tm nt e o n b t ° je l c ia tiv n e a s s and risk profile sneersI s to I b A u ! s in a e y ss o f T t h h e e s s e e f u 1u n r d d s s r i e nt p h a e y a o b rd le i n u e p y o c n a yo n u e r o do f w is n ed.
statement a receipt k wrong or if you need more wmvubs sate/tett/telt. from your F roncial Advisor each account and may toy between year accounts 114, total is ticketed in to arrant period closing vain
tdonnatith tat a transfer on the statement or or by calling 800-762-1000. Neese advese the Firm Familyin wining of ay
receipt The Firm or Card Oaf (as kpleable)must sighticant change in your Inancial situation or Lending information
her from you no later than CO days after **EMI UBS Fiscal! Senior attain protection investment oblectives For eachsecant held, you For cleated onl pulsation on the Firm's lending piastres
Th. Fenn Ps a mss-ri-or isf this Auxin'us lwa-to• Crates-1m Moose area the folbwirg investment deadly's and disclosures refer to yea Client Relationship
SDNY_GM_00020919
CONFIDENTIAL
EFTA_00131539
EFTA01273746

Important information about your statement (001181106d)
Aueenent or ACCOul AgreWeere and the General - We germ* iae tie closing price when avaidaka liquid and tern a they can be sold, tie prke — h acklakin to consnissists received n connection
Tomes ad Conditions U3S Statement of Credit Practices tie mean of the bid anal ask pikes for hued received may be lea than if. pee Mere estimated with the sale or &Situation of arrtny contracts
available in Ageeemenes endear& ores at secuitin and option; a is* bid prices for OTC vane provided n the accurt statement. and snit Ornament but Let fool dents. we
yaw tat mayaren inntrar TIM seare ies. andn our affiliate nano miscue sha-rg
- Less 3Ctereir traded securities may be priced using a • Restricted murales. Restated smarties grieraly compensation frommany of the insuance
Your ants valuator model ix the moss recent prey we me not current/ elgbk for public sale. U8S fins-mai companies undenialeg the amity contracts,
Your steament itemizes acuities and other assets hell aliened and may not reflect an actual make) price Solvice: cases ihe natal price d 1M unrestricted stock affixes of the insurer& carpals or woman d
1-othaw-ant at the end of to Siemer. period. You Cr Mtn of the sane issues as an inputed value for the heard arnadmmt has we disttute.
may ark for dekverY d fifty paid seosties al al time. - Certain positions may apex xrito_e a sice and restricted stock rixourposes Mahn statement any To - Our affiliates also receive trading corrimmskins ad
You may receive securities vied as loin collateral after will tow as 'price was nol available • it we as the extent tat resigned seorties are elgble la sale, other compensator, fr an maul kit and
paying any balance cte on them. Any securities triable to otAan a price fora 'away the vale received now be sastanualy less than the este/rot companies %otiose products we davizuk.
transhered to tie firm klieg the atalement period are - Deposits a securities denominated elCUtalron imaged vabe *sawn - We receive an mewl lee from UBS Bat USA ad
listed at market vabe as of the add the statement Other *an U.S dillies are reflected at the magnet IRS AG Stanford Ranch of w to $25 per was&
period. rate as of the statement date. • EA. (scanned) income. anon yields and rotes. sweeping to the barks under the UBS Bank Sweep
• Cost basis. In deter-Ming the cost basis of the - fa certain searits fading n non-conformrig M entreate of anus income is based an current Program.
securities incbded in this statement, where indicated denornnations puce art quantity (face view) may dnidend ad interest rates, assailing tie swages will
wile the number " I, • WS anomie Services has relied have been adjusted to facilitate peeper valualim be MUk r are yea from statement date or until Activity
Cel information obtained from tortes other than LES To Mtn Arnim gintahrs, when available, contact maturity This Mina* MS/ a guderne; accuracy hficimanonregarctgammksims and other chases
Financial Senices. including information hem another arnd ze,,orn and continued income are not qua-a-Med eared in connect:co with tee executionof trades,
fine a that you may have provided to yea finaxial - Estimated areig name and curet yield for tclustrg option Sensations ha been incberd
Adam The firm does not irdeperantly oerty • Private immanent' and nruceured product certain types of leashes could rick& a ream of <ordinations preseousy fumished to you. and will be
swam* the accuracy a valley dry ireo rmation nonce rwesimert :mu am (ex Wr g cared pencil:dor capital gains in which case the est podded tory promptly on repast.
provided by sal-l05 other than LESPi-uncial Seneca, participation program and real mute investment mast income (ad corral yell would be ownteted.
xkiticrt although UPSfi,afel Services gansalS Rotate and structred proixts are gmeealb highly - Estimated anal income and anent yield and tie Short selling
updates this reformation as it is recerved, the him ligad. Celan stnatised products have not been actual axon* andyield mitt be lower°, higher II you are engagedin short selleg a security, you may
does not provide any assume-keg tut to illCrrnati0n registered with the Securities and 6uliaege than the titillated alkountS. for a Charge die to casein bonoweg costs for Ma
seder 'Cost bat ad *Unrealized gait lose is Commission or under m slate securZrasva. We - An estimate of arruaked income (dividend seta partkulyrsecsay.
accurate as of the date of this statement. A, such von* estrnated values for private investment interest) divided by the current market
please do rot ree on this nip-nation to make searits ad structured products for erlermatkrul vabifa verage balance is based an the Ian dividend Open seders
pichne or sale decisions fa tax puposes a purposes any. Marary knot guaranteed. or bleat payment mode by the Ssuer and Regarding open or • gad-till-canceled' aden tat
otherwise. Accounts trade/nod to to Fim may - These vibes may differ absurd* iropn pekes, il berms de seoseeedepmats will be held for ore were not executed by the statement date, open buy and
reflect gall loss information only forte period et any. at which a private Starer,' ay year torn the statement date or until metres, set step orders are nand by the mount of cinder&
tine they are at the Fink More haorical matured product maybe bought or sold and do Accuracy and continued yell we not guara-decd or rig-itsen an ex-divider& a eements date unless
ericrmatim cube aided by you Fnanciai Advisor. rot necesszeiSruresere the vats you may receive instructed otherwise byyw. You are re for
spat licuidathes • Assets not held bytes Financial Services. Certain orders that are executed da to yOu failure to cancel
• Unmeihried sant/Iona %ken data is awilabk, - tied party esimmes of vain are e a acertain assets se rot held by the f nn and not vatin the mist iv open orders.
notated ermalinid &indexes are camAard ter date ad an, supplied to UBS fnacial Services on a Firm-s pone-nal or ecnIrol. These awls are
ixfivkLial seculy lots. The transaction data for replar basis by an independerc legation firm. &played on yds statement for informational Priem
in:Willi lots may or may not ref lest cemmissimt - baser. general panne- or sponsor estimated valet purposes only Positions and values presented we To obtain a copy of at current Client ni t
r= arida security reorganizatcn events ary, are applied to the Fern by the issuer, provided by der issuing fern. UBS Financial services S please coital >of F narxial Atiscr our webste
d and otier reinvestment lots ad systernatk general partner or caws and may be Calculthd not retax.rwbr for die infomution and don not at tan, oat ram/atatnartirer
psechau lots are each combined to display ale bawd an deferent information Son tut used by guarantee its accuracy. Them assets so roe protected
averaged lot The 'Trak date' cotenn presents the tied panies to derive tar 'negated values. by SIK or tie Foists sutelenaltal SlPC coverages UPG filmed Snakes is not a bade The Pia Business
ageol transaction trade date. - You can obtain additorel iformatkin regarding Services Account EGA and IRMA are Wtherage accounts
the metescblogy used to determine the estimate d • Reviews miseries and additionalcompensatimes whit provide ace's so baking services and prodats
• Calable securities Bonds and Inland stock that value ad the MU of dr HamblinOut is the — In addition to conYnissions on sees and 12b.1 lees Meer * arangements with afI Sated brim and other
Mw isvrr tie's for *NS redeinakm will be selected basis kr the eaimate by contact.; your Financial received n earectiert with tie distribution a Ihniparty banks, and provides access to intra-ce and
rnMatale by la (rem among all mines of that Advisor nasal finds to our dents we mace our aft*, annultY radial Mad by unaltil4edthid-party
dive held in our name or in nominee rum for as - Third party 'singed valets may be reelected as receive twenuesh81^9 Payments from distributors eisurrice companies through rwrance agency
<lents Call tease nIermaim is cbtaned from third 'Not priced' in several stuatiant Mien an ardor atisas of the mita funds that vie sell. subsdianes of UBS Financial Services Inc.
parties and its accuracy is not guranteed. Other tall 1-dependent valuation lire has not ,USA's' a is These arnants are based on two stereo',
foams may ennt which avid Odd weld compete axle to ',sir a min. wine. we become awes. corrparents (k the amotrd of hie, by UBS of a esura-ce. and a-roily products,
erkernation will be provided upon request that a matenal event has cared that may call a Palicular mutual fund lamie to our clients: and 8) Not FOC instred • No bank gutantee• May lose value
prewouse repeated value rep question. or vit en a the asset value of a particular mutual fund family's
• Certificates of deposit (ON). CDs are FDIC enured value would be highe spectate due to tie nature shares held a tie tern RUA. Resource Management Arm nt, Business Services
sis to 1293,W0 n principal and Untied Sams per the unsay. — We and as all Ace ako receive networking and Account BSA IRMA and intonational Resource
depot:ea- ard per depository inaitseixt as accordance - When neither an Miter, enteral partner or won orrnbus moon:nog Ian n consideration for Management Accord we registered service maks of
wit FDIC nAes estiTuted value nor a third-paly estimated vale is transfer agent services that we provide to the UBS Fnasie Services
providect, the ale of the seanty will be daerent millilitre:b. These fees generally are pad from
• Peke/value Prices dimplayki fo r securities and otter from its cachet price. investor asses n the. natal fund and area Toed Visa Signalise is a regained senice mask of Visa
pada may be higher or lower than the price that - • Daribution to date' ma/include rain of dolls amount based on the write of accounts at Insematimal U26 Via Siamese cradle cads and IBS
you would actually receive in the mute. Pim are capital, name orboth. the broker-dealer lookingmewl funds of that fund Visa debt cards are Mond by UBS GSA with
obtainedfrom .rhos tad party sources which we - 'Original unk size' represents tee naml offering family Perrnssion tom Visa U SA incorponted.
teasie to be relate, but we do not gearaitee thek price per snit axl may not reflect Ste Colt bast
accuray. - DIP ad unlisted RErt sautes are not listed al a UM Financial Swine Ins Rev 201604
national securities exchange, and so gennaly
SDNY_GM_00020920
CONFIDENTIAL
EFTA_00 1 31540
EFTA01273747

U85 Faancial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 June 2016
CNe70055051090616X1235 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK N107666-0308
Account name: GHISLAINE MAXWELL
Friendly account name: I
Account number:
Your financial Advisor:
SCOTT STACK MANILYLE CASRIEL
Phone. IMIIMMINIMINIM
Questions about your statement? Value of your account
Call your Finan:h3 A -6 n
RMA ReSOurCeUne a on May 31 (11 on lune 30 (5)
accoun
YOU' assets 820,335.93 845,096.57
Visit our websitic Your liabilities 0.00 0.00
Value of your account $820,335.93 $845,096.57
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 5798.007.41
Thousands
Net deposits and
1,721.2
withdrawals -535,372.12
SW
Your 'vestment return
411114/341.1%43/44%. 43/448 0 MO:lendand
8203 845.1 interest income 411258.05
• Change in
market value 571.203 23
Value of your moan
on An 30, 2016 M145.096.57
DN 2014 Dec 2015 kiar7016 Jun 2016
SONY GM 00020921
Member SIPC CNP70001006605199NP700730351 4 00002 t616 030575004 Y123568550111010 Page 1 of 10
CONFIDENTIAL
EFTA_00 1 3 1541
EFTA01273748

UBS UBS Strategic Advisor Account name: GHIrl AINF MA •AN L Your fq Randal Advisor.
Friendly account name:lydi• SCOTT STACYMANIVIF CASRIFI
lune 2016 Account number: YI
Your account balance sheet
Summary of your assets
Value on Percentage of
lune 30 ($) your account
, Cash and money balances may include
A Cash and rrxmey balances 2,133.03 0.25% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. VBS AG Stamford Branch
s deposit account balances and money market
C Equities 842,963.54 99.75% mutual fund sweep balances See the It:venom
infomm6an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 3845,09637 100.00%
Value of your account $845,096.57
Eye on the markets
Percentage change
Index lune 2016 Year to date
S&P 500 0.26% 3.84%
Russell 3000 0.21% 3.62%
MSC I - Europe, Australia & Far East -3.32% -404%
Barclays Capital U.S. Aggregate Bond Index 1.80% 531%
Interest rates on June 30, 2016
3-month Treasury bills: 0.26%
One-month LIBOR: 0.47%
CNP700030055:6200NP7003309514 COCA? OM Q305750(4 V123568550 II gleilliyGitoomatte 2 of 10
CONFIDENTIAL
EFTA 00131542
EFTA01273749

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS
Friendly account narne:Indiv SCCTT STACK MAN LYLE CASRIEL
Account number. Y1 2
Change in the value of your account Summary of gains and losses
Values reported tt Ione exclude products for which gam andlosses ate not classified.
June 201614) Year to date (S)
Realized gains and losses Unrealized
Opening account value $820,335.93 $798,007.41
June 2016(1) Year to date (5) gains and losses (4)
Deposits, including investments
transferred in 0.00 32,510.1X) Short term 0.00 0.00 1,814 95
Withdrawals and fees, Long term O.OO -79O.56 162,464 72
including investments transferred
Total $0.00 -$790.56 $164,279.67
cut -2,213.05 -67,882.12
Dividend and interest income 2,133.03 11,258.05
Cash activity summary
Change in market value 24,84O.66 71,2O3.23
See account activity rho month tot detals. Balances in your Sweep001cm are induCedin the opening and
Closing account value 4845,096.57 $845,096.57 closing Mantes race. FDIC insurance apples only to deposits a UBS Bank USA, not to deposits at 1185 AG,
Starriord Ranch or bank deposits placed through the UBSInternaprul Deposit Account pecgram. SIPC
protection applies to money market sweep find holdings but not bar* deposits Seeimportant innonnation
Dividend and interest income earned abOut you' statement on the last two Pages Ofhis document for Ma's
June 2016 IS) Year to date (S)
for purposes of Int Statenteni, taiabtity of 'nines] anel dinclen0 income NY. been determined flan a US Opening balances $2,213.05 $92.72
tar eopctling perspedire. Breed upon IM residence of the account holder, account type, or product type,
some interest ardor dvidend payments ma/ not be subject to United States (UA ardor Puerto Rico (KR) Additions
Income tares. The client mend* Statement is not Intended to be used and omen tie relied open fOr tar
purposes. Chenls should refer to the amlictile tar reporting loom They recent from 1.85 annualy, such as Deposits and other funds credited 000 32,510.00
the fOrmS 1039 and the Forms 480, for lac reporting informatiOn It IS the orange of U85 to file tht
asplicatle tar reporting forms with the US mternN Revenue Semis and PR Tkasury Decartrnem, and in 0lvdend and interest income 2,133.O3 11,258.O5
such forms accurately ossify docknct ardor interest Asia' eeerrpt or taabk income. Plea* comet your
indvdteal tax prepare( Proceeds from investment transactions 0.00 56,154.38
June 2O16(4) Year to date 14) Total additions $2,133.03 $99,922.43
Taxable dividends 2,133.03 11,257 91 Subtractions
Taxable interest 0.00 O.14 Professional management fees and
related services 0.00 -2,543.94
Total current year $2,133.03 $11,258.05
Other funds debited -2,213.05 -65,338.18
Total dividend & interest $2,133.03 $11,258.05
Funds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions 42,213.05 -$97,882.12
Net cash flow -$80.02 $2,040.31
Closing balances $2,133.03 $2,133.03
SDNY GM 00020923
CelPPOODSOC6505201 NPT00030951 4 00032 C616 030575001 Y123568550111010 Pegs 3 of 10
CONFIDENTIAL
EF1'A_00131543
EFTA01273750

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi Bendel Advisor:
Friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
lure 2016 Account number. Yt
UBS Bank USA Deposit Account APY
Interest perrod May 6 - Jun 6
Opening UBS Bank USA Deposit balance May 6 $865.72
Closing UBS Bank USA Deposit balance Jun 6 E0.00
Number of days in interest period 32
Average daily balance $1,334.96
Interest earned 80.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this accomt If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
fmancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Capital apprecetion
Your risk profile:
Primary - Aggressive
Investment eligibibty consideration • None selected
Your account instructions
• Y)ur a:cc Uri CO!' bass defauilt cl scng method is FIFO, First In, Rest Out.
CNP7000E006S05202 NP700030951s 00002 OSI6 030579304 VI23568550 11 WINLYGM00020edfile 4 of 10
CONFIDENTIAL
EFTA_00 I 31544
EFTA01273751

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II nandal Advisor:
Friendly account newie:Indi SCOTT STACK MANLYLE CASRIEL
June 2016 Account number. Y1
Your assets
Some canoes, Income and current vanes shpts may breoproxUrtate. As a rest*. gam aldlOSsesnW nol
be accurately refkcied. Set smportant informabOn about your statement a the end of Ins ttcumeM fOr
mote Inform on.
Cash
Cash and money balances
Cash and money balances may include avalaole cash balances, UBS Bant USA &pout account balances,
UBS AG Stardord Branch ctpodt account balances and money market mutual lured sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat hn makable limits, but are 1101
protected by SPC UBS AG Stanford Branchdeposit scouts balances an not enured ty FDIC and ae not
protected by SIFC Maley market sweep balances are prolecled by StPC but an not insured by the FDIC.
See the rmportant information about your statement at the endof this docunent for dean about those
blamed
Operengbelance Cloung Nitta Pn re per share Average Dnidencl Interest Dais et
Hddng on Jun 1(S) on Jun 30 (I) on Jun 30 (1) rate period period cepmount (S)
U35 BANK USA CEP ACCT 2.21305 2,13303 250.000.00
Equities
Common stock
Purchase once/
Pack Weber Average once Pnte per share velue on Unrealized Hddng
Hddng date of shares per share (S) Cost basis (I) on fun 30(S) Jun 30(1) gain or loss (1) period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26 619 13,309 95 31.770 152.85.00 2,575.05 LT
Jan 30, IS 100 000 25.532 2,55324 31.770 3,177 00 623.76 LT
5eCurity Iota( 600.003 26 439 15)363.19 19,062 00 3.198.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL $153 Current yield 2 31% Apr 22. 13 72.000 56.870 4,094.67 91.870 6,614.64 2,519.97 LT
8LACKROCK INC
Symbol' EU Exchange' VISE
EAI: 9660 Current yield 268% Apr 22.13 72.003 251093 18,078 71 342.530 24,662 16 6,583.45 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 42,352 Current yield' 2.13% Aug 4,11 174.0X) 41.632 7,244 05 73.200 12,736 80 5,492.75 LT
Aug 12, 11 4.000 42.450 169 80 73.200 292.80 123.03 LT
continued next page
SDNY GM 00020925
CHP70303305$05703NP70033095I 4 COCO? 0616 030575004 Y123568550 I 1I 010 Page S of 10
CONFIDENTIAL
EFTA 00131535
EFTA01273752

BS
*U UBS Strategic Advisor Account name: GNI IN MAX U. Your IR medal Advisor,
Friendly account name:Ind SCOTT STACK NIANLYLE CASRIEL
lure 2016 Account number. VI
Your assets Equities Common stock konbnuedl
Purchase pace/
Trade Martel Average pace Price pa store Verne on Unrealized licking
Holing date of snares per share (I) Cost bans (S) an run 30(f) Jun 30 (1) gain ot loss (1) peered
Jan 23,13 910.000 54 240 49,35863 73.200 66,612.00 17,253.37 LT
Apr 22, 13 420.000 59.788 25,111.32 73.200 30,744.00 5,632.68 LT
Security total 1,508.000 54300 81,883.80 110385.60 28,501.80
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 4335 Current yield 0.80% lan 28,15 500.000 90.411 45,205 72 83.420 41,710 00 -3A95.72 LT
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28,15 500.4:500 31.942 15,971.36 31.590 15,795.00 •176.36 LT
Jan 30,15 250.000 29.431 7,357.75 31.590 7.897.50 539.75 LT
Oct 26, 15 250.000 34.170 8,542.53 31.590 7,897.50 -645.03 ST
Jan 15.16 1,000.000 29.130 29,13002 31.590 31,590.00 2,459.98 ST
Security total 2,000.000 30.501 61,001. 66 63,180.00 2,17834
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 33,613 Current yield: 2.69% Aug 4,11 191.000 36265 6,926 77 71320 13,622.12 6,695.35 LT
Aug 12, 11 5000 35.754 178.77 71320 356.60 177.83 LT
Jan 23,13 1,001.000 41387 41,42889 71.320 71391.32 29,962.43 LT
Apr 22, 13 464.000 50287 23,333.21 71320 33,092.48 9,759.27 LT
An 17,13 148.000 49.739 7,361.45 71.320 10,555.36 3,19191 LT
Jim 18, 13 73.000 49.836 3,638.07 71.320 5206.36 1,568.29 LT
Security total 1,882.000 44.031 82,867.16 134,224.24 51,357.08
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: WISE
(Al: $21 I Current yield 2.64% Apr 22, 13 66.000 84.721 5,591.64 121.300 8,005.80 2,414.16 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: $3,624 Current yield: 2.96% Aug 4,11 95.000 84.969 8,072.06 120.340 11,432.30 3.360.24 LT
Aug 12, 11 3.000 85.910 257.73 120340 361.02 103.29 LT
Nov29, 12 8.000 86456 691.65 129.340 962.72 271.07 LT
Jan 23,13 555.000 93053 51,644.75 120.340 66,788.70 15,143.95 LT
Apr 22. 13 255.000 99318 25,326.32 120.340 30,686.70 5360.38 LT
Sep 19. 13 78.000 97$79 7,634.63 120.340 9,386.52 1,751.89 LT
Sep 19, 13 22.000 97.425 2,143.36 120.340 2,647.48 504.12 LT
contrived next page
CNP703C0005505204NP70C030951400002 06l6 030575004 Y123568550 I r WeRtpcGs40002AlSe 6 of 10
CONFIDENTIAL
EFTA_00131546
EFTA01273753

saUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
Friendly account naine:Irich SCOTT STACK MANLYLE CASRIEL
June 2016 Account number. Y1
Your assets Equities .
Common stock (conbnued)
Putthait OW
Trade Witt* Average price Price per shse Value on nu:, Toasisz7( ) vrioertiong
Hddng due of shares pee share (0 Cost basis ($) on tun 30(S) Jun 30(1) gain
Sep 19, 13 2.000 97.830 195.66 120.340 240.68 45.02 LT
Security total 1,018.000 94 269 95,966 16 122,506.12 26,539.96
rEXTERA ENERGY INC COM
Symbol. NEE Exchange. NYSE
EA1: 1.564 Current yield 267% Apr 22, 13 162.003 79.757 12,92065 130.400 21,124.80 8,204.15 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAL 42,907 Current yield. 3.97% Feb 12, 14 148.003 88.811 13,144.15 75.560 11,182.88 -1,961.27 LT
Feb 12, 14 117.000 88.842 10394 56 75.560 8,840.52 -1,554.04 IT
Feb 12, 14 32.000 88 854 2,843 35 75.560 2,417.92 -425.43 LT
Feb 12, 14 7.000 88.710 620.97 75.560 528.92 -92.05 LT
Feb 13.14 110.000 88 738 9,76120 75.560 8311.60 -1,449.63 LT
Feb 13, 14 68.000 88.561 6,022.19 75.560 5,138.08 -884.11 LT
Feb 13. 14 33.003 88 223 2,911 36 75.560 2,493.48 -417.88 LT
Feb 13, 14 6.000 88275 529.65 75.560 453.36 -76.29 LT
Feb 14, 14 334.000 91.912 30,698.86 75.560 25237.04 -5,461.82 LT
Feb 18, 14 114.000 92.523 10,547 72 75.560 8.61384 -1,933.83 LT
Security total 969.003 913272 87,474.01 73,217.64 -14256.37
PEPSICO INC
Symbol. PEP Exchange NYSE
EAL 13,474 Current yield 2.84% Aug 4, 11 115.000 63.979 7357.65 105.940 12,18310 4,825.45 LT
Aug 12, 11 3.000 63.023 189.07 105.940 317.82 128.75 LT
May 16, 12 6.000 68 535 411 21 105.940 635.64 224.43 LT
Oct 24, 12 1.000 68.690 68.69 105.940 105.94 37.25 LT
Oct 25, 12 2.000 68 810 137.62 105.940 211 88 74.26 LT
Oct 26, 12 1.000 68 690 68 89 105.940 105.94 37.05 LT
Oct 31, 12 1.000 69.370 69.37 105.940 10694 36.57 LT
Nov6,12 1.000 69 370 69 37 105.940 105 94 36.57 LT
Nov7, 12 1.000 69.150 69.15 105.940 105.94 36.79 LT
Nov8,12 2.000 69.090 138.18 105.940 211 88 73.70 1.7
Jan 23, 13 699.003 72.166 50,444.31 105.940 74,052 06 23,607.75 LT
Apr 22, 13 322.000 82251 26,484.85 105.940 34,112 68 7,627.83 LT
continued next page
SONY GM 00020927
ctIr70303005505705Nr7003309514 00032 C6I6 030575004 Y123568550111010 Page 7 of 10
CONFIDENTIAL
EFTA 0[)131547
EFTA01273754

SUBS
UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your Knandd Advisor.
Friendly account name:Inch SCOTT STACK MANYLYIE CASRIEL
June 2016
Account number: YI
assets . Equities .
Your Common stock (continued)
Purchase peke
Trade Humber Average prke Price per share Winton unredzed Holding
Hddng date of [harm per shale (S) Cost basis (S) cn tun 30 (1) Aln 30($) gain or loss (1) period
security total 1,154.000 74.097 85,508.36 122,254.76 36,746.40
PROCTER &GAMBLE CO
Symbol: PG Exhange: NYSE
EAI: 13,037 Current yield: 3.16% Aug 4, II 118000 60.103 7,092.22 84.670 9,991.06 2,898.84 LT
Aug 12, 11 3.000 60.896 182.69 84.670 254.01 71.32 LT
Jan 23.13 619.000 69.941 43,293.73 84.670 52,410.73 9,117.00 LT
Apr 22, 13 286.000 81.332 23,261.18 84.670 24,215.62 954.44 LT
Apr 24, 13 108.000 77.762 8,398.32 84.670 9,144.36 746.04 LT
Security total 1,134.000 72.512 82,228 I 4 96,015.78 13,787.64
Total $678,683.87 $842.963.54 $164,279.67
Total estimated annual income: 620,930
Your total assets
Percentage d Cost atfilated Unrealltel
urdue on lun 30 (1) your account basis (4) annual intone (SI grin or loss (II
Cash Cash and money balances 2,133.03 0.25% 2,133.03
Equities Common stook 842,963.54 99.75% 678,683.87 20.930.00 164,279.67
Total $845,096.57 100.00% $680,816.90 $20,930.00 $164,279.67
Account activity this month
Date Activity Descr01100 Amount (I)
Dividend aad interestInotime
Taxable <Mac:fends Jun 7 Eavidend JOHNSON & .1OHNSON COM PAD ON 66 52.80
Jun 15 Ovidend NEXIERA ENERGY INC COM PAID ON 162 140.94
Jun 20 cividend MCDONALDS CORP PAID ON 1018 906.02
Jun 23 Dvidend BLACKROCK INC PAID ON 72 164.88
Jun 29 Dividend PEPSICO INC P AO ON 1154 868.39
Total taxable dividends 52.133.63
Total dividend and interest income 62.133.03
Date Mthly Descliption *mown 111
Other funds debited lun I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -2,213.05
Total other funds debited -$2.213.05
CNP70003006505206 NP700030951 400002 0616 030575004 VI2356855011 glyiliyGht000201kilt II of 10
CONFIDENTIAL
EFTA_00131548
EFTA01273755

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name:Indi SCOTT STACK MAN LYLE CASRIEL
June 2016 Account number. VI
Account activity this month icontnued
Date Acuvity Description Amount (1)
Money balance activities May 31 Balance fonvard 82213.05
Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0&01/16 •2213.05
Jun 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80
Jun I6 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94
Jun 21 Deposit U8S BANK USA DEPOSIT ACCOUNT 906.02
Jun 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88
Jun 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 868.39
/an 30 Closing UBS Bank USA Deposit Account $2,133.03
The UBS Bant USA Depont Account is your primary sweep cplion
SONY GM 00020929
CNP700CO3C6505207 NPT00030351 4 00002 0616 030575004 Y123568550111010 Page 9 of I 0
CONFIDENTIAL
EFTA 00131549
EFTA01273756

*UBS
Your notes
CNMO3C0006505208NM00030351 ♦ 00032 0616 030575004 Y12356855011 f15itiy_Glo_0002toipt 10 of 10
End of statement for account number Y
CONFIDENTIAL
EFTA_00131550
EFTA01273757

important information about your statement
135 Fantle Services Pc. (the Firm or UBS Finarcial sent yOu die lnl itaternent On VstiiCh the era or Corporation (MK), aide protects learns haat a • Frocks, Cunene income: hvestments seekng the
Sereks0, is a monger of all principal rarity, canmodey problem appeased. its renters up to 5500,000 (enekaling 1.250,003 kr generation of income only.
and atom exchanges. UBS Financial Semites and LES - Note your norm ad accord narks Gsf any) trains for rade. The Slit asset protection limits aletil• to • taw Capra,a ppreciation tartan's seeing
Bank USA ae i-died subsilenes of UPS AG and - Desolate error Of she tranlef y0U Ye inure all accosits that you hold in a partitar catty. gong of primal rather than the generation of
Otago( LBS Sectrat (LC. The Fime financial about, indoplain as <gag as you cal why you The Fin, together with certain aft iliates, has also -Mane.
statement it available upon recite°. The Fine estate believe a is an error a why you need more purchased tiablientelateCtiOn. The Medan • Produce Connbaution alms* and Capital
offices are a. i esa. amount pa/al:410 a olisclink ado Appreoaton Thessents seeking both the generator
- Note the dolar arrant Ca the suspected Ma. this protection is ZOO man as of Decent:4,10, 2015. of exams and orOtAh of primp*.
U3S Finns* Seraes Sibpd to the poky ore-darts and limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer se Seagate your comant the firm isfurther protected fa up to $1.9 milbn n the Overall rids profiles
Weehewken, NJ 07086 and suit correct my error prompty. For alleged woes apple for allyour accounts held n a parte:Wei • Gasman*. Seeks to mantan Stiff prixipa, with
U Th 3 i S s F st in a a te n m ci e a n l S t r e e m pr it e e s s e a n c ts c o th u e n t o . n O g th o e f r f i r c e i c a o l r rd e s a , t d a o p f e to r m y M a o a s re a n th c g c a o n U r B 1 d S 0 f b V o u r e s t e i h n n e e d s E e s M b d i O a t y L c s • a I t t d o y t t a u ra l t b h t i r s s a k , a w is m e in w i e f i r l w l r c o e r r e , t d s a i o k t e t at a up s o h n r y eq . u A es f t a . copy of the pacy wordi-g h ewilable t S lo it w a r m m is e k a o a n r n s r d e t h t v u e o r n n a s t c i l a c c u y d s t e o m d t a h o y e e r s a o n c t c o S o t u e g n e p t n o p e w r r a e l t e e w t s i i m g th n e H n k i a f rt
official ts.doosnents. contanng conflicting data should you we have the use of the money during tie tine it The Slit protectim and the supplemental protection
n O e m t i S b P e O re n l i p e l d e a ig se a r n ep H o r y t o i u t i b m e m he ed st ia t t h e e ly re n i s w an ro I n n g a to a t he takes us to complete our natation. b • o C th e d ri o e n n o fi t n n an a c y ia l t o as sets controlled by (and Staid n • M ita od ti e o r n at . e : Willing to accept sus rids to sisal and
Brand, Manager of the office serving your accord. Please mire all checks swag to the Fin or the your account value) but hell away from UBS Financial okras some vanity to seek hyher returns,
financial itmlaim Skated on he front of the Services (e.g., certain() cash at UBS Bark LEA 00 • Aggresses: Wiling to accept ha lit to peacoat and
Alhaa a Naas shown are Mended to be accurate. statement In addition to regular accoat fees, accounts cash at Les AG U.S.Sanrhes, (4 Surat pans, ha valet lily to seek high returns or tint
statement dilatali not be wed fa is purposes Rely may be abject to meanest Ian, changes for lite including valible enmities, and The shares of Maud • inastnenrE‘gsldirf Condonation: I Hinted, a
sag on yeawnd tax forms, (le , Form 1099. 5498, parent for securities purchases and charges for unpaid funds when such 'ham are registered dna& n the potion of the portfolio for the account may Sale
10425. etc> when prepamg your lax return. The Fim 5 earth en cash octants. Accounts that at transferred name of the accord holder on tie books aid records complex strategic, rented ligetity andante
required by law to ran to tie IRS all table dinidends, to other instaiens may be subject to a transier fee. of the applicat dsthr a transfer agent),
aortae non-teak detidma and uxtk Serest • Celan nwsb-nent contracts or inwsiment interests
erred an stages held egos exast net rands UBS Sweep Organs (e.g.. limited partnerships and paste placements) die Statement •hmewholdier
on ode tramactiro, ad tote basisoncertain covered LEG offers options for main cash bans balances are rot regitered order M Securkies Act of 1933; We may meads a related ectount statements with
saran to bat deposits at UBS Bak USA and LEG AG Sternal aid the sane adi'ess n the same enstetve, e g. because
bunch (Bak Sweep Procjams), moneymaker mutual • Commodities contat (e.g, foreign ex ten? and They have owners who also maintain pre account
Czeonsticiaticins with the Meta Arch Money Fund° end the Mernstional Depose erectus metal corwacts). including futures comeas *acreage wash other ants a the same address If
• Pleaseresoling ant oral commerations in sting twat (Della c unseen with an Intarotional ad commodity option contract. you refer to recent eats' mammals mailed n
tofurther protect your rats. including your ittitS Rosana Llanarrnrd Account. Though the Bat lh•SIPC protection and the supatenennl proton:ado separate envelopes, you may decThe har,eholdng by
ender tie Se:Lilies 'master Protetbon Act (SEA) Sweep Programs, cash balms we swept to LBS Bank not apply so these assets then if Pay otherwise appear unng par Finn.* Ad eot
• B theferal institution an the top leit of dm had USA a to an estabashed at and then to UBS AG on you statements. The SEC protection ad the
of this stoma isnot U36 F snail Strokes.. LE'S Stanford Branch, or a Money Fund. Deposits at UBG alliniernental protection do not protect aganst changes Friendly Gaeta name
Fiancial Sean carries yes =aunt as dewing Bank USA a FDIC insured in aceorda-ce with FCC on the market vale of yar instilment> (whether as 4 The [molly accord name is a eunancart 'anomie
broker by arra-gement bah the ideated inslituton rule. Forma Mwmalkn arse Usk wwwfdit rt. result of market marrow, issuer bankruptcy or chosen ter you to assist you with your recorgeeag
We informed you of this felts:115k, wises you Deposes at USG AG Stanford Brants and shares of °thecae) has no legaleffect on your account You can change
opened this accost h the cast your tu-S and MoneyFadsare rot eared by the FDIC. More irtonnahon is sable teal regal. par rowdy aCCOLIII names, through Onine Services a
Searles tee Sated aims financial Semites and rot You mg can more Sonnets/n4,0W SIPC, ncldirg by coaxing your Finmesel Aiwa.
the iscaceg broker, ant your at make angst Through to DA, salable to each balances are swept to the SIPC lacks by antactirsg SIPC at 202-371-8307
of any error or omission to both firms As described in depose wants al UBS AG New Yak Branch and LES or by Whig the SIPC swate at wmta/pc.orp Account overview
dm account agreements, Wu mud ne* IA of am AG Caen Ranch Thew deposits arena fluted by • Value of pa accsagon(olo. Net of *sets and
errors or Sod Mang chedis reflected on your tie FC C. Bates held at the UBS AG Cayman Branch Dividend Bei:we:amens Orograw (DR.)
statement at, 30 das alto d was mailed or made are tempat reposed to the sovereign Ink of the The pri:e reflected is an aura vice. You MN Oblan • A fle Incledes salsa cash balances, Sues for
avian. A II ftataiiiiris shall be deemed corrplete Calms dads, and there is no guano or other the deal price kris yas Exorcist Advt.-.Ong whole ostrkted mug lest), and Global Tire Deposit,
and accurate in all other ropech if not obiecled to is oblation of UBS AG to real to Saxes while al the shares are purchased under Da; panel shores sea be amazed marks to makes, andcertain asset, not held
vateg within 60 days LEG Cayman's Brach's books. soli ant the cash wia be depoad no your acme The by the Fint Does ne include spaced seositiaassets
• Please diva atomer complaints or figures to tie cissiderd reinvestment price applied by the ester may at the end a the prior and anent statement sX•flOds, or
Firs C bent Rana (apartment at 201.352.1699 Deposal at LBS Berk USA and each UBS AG Branch ate •ffer loom the mak* price al winch the partial shires primate iswessznents. untested stock options and
a tattoo a 8039M-9103, 8,00 A.M. to 6 CO P.M no, protected by SlK. Mons Fund shays we protected re sold erasable stock options
ET Monday through Fray, or in ratig to L13:5 by SIPC. See *LES Financial Services Account Reaction' • abates Includes debit balances, outstanding merge
Financial Semites Ix., Client Relations Deponent, below. osteit-lieu bins, credit Ire, show acorn balances.
P.O. Box 266 Union Cep NJ 07037. Cng whole wets may te headily°, accost. tony ore • Cash/Wong balances. Total of unimested salable
• k e i l n c d a s se t r o a f n e s r fe ro r r ( s 6 o 1 r ) g , b e a n s p tia a n w a e b d o a u t a U n B S el V ec o tr a o d ni e c bit U Pr p o : g e r l a y m ou s r o r r e D qu A e m st a b y a be lr w o s n th o d n r l a e w e r B t o a n ri k d S s w h e a ep t of a e or n o tit t l e e t d w to is a e , p t e he ta F l i u rm n i w t a il l e a t n h e e s r u s lt e t l e l p am aw :b l a tn w i d b p * a yment L ca B s S h A ba G la U n . c S e s B , r p a l n u c s h d e e s p o e s a it b m e c a e x g e y s m a a l k U e B r S m B u a t n u k a U l f S u A n , d
card transactions, call $99762-1000, or edit. to UBS Limey Purd may be laidated, and the proceeds market ark* or accept an alma deormined by a sweep baron, at the cote of tie stagnant period
Financial Semites Inc., 1000 Harbor Bluff, 6th floor. returned to you or your seosfies oast registered cleirig a;ency, and credit pox accost Isa-cawrodig free croft balances in par account are
Weehanters NI 07086, AIM RIAAfeSa. Sents. rot secavgased from other balances and the f mw
Fehr inform/eon about available sweep imam, Investment objectives saefey of these lads She ordnay Course of is
Cattalos as soon as au can, if you you slang cures Serest rates and WIS., 5 <Imitable at The runimere objectives and risk profile an ask to business These funds re parable won your Oxnard
Oaterreire a receipt k reap or if you need more warubscontereeppekb. from your F flannel Advise each account and mai wry between tax stoat This total is eluded in the anent period closing vane
Samation stout a transfer on the statement or a by calling 900 762-1000. Nate oda the Firm pasty in sorting of a-y
receipt. The Firm or Card Isar (as aplicable)must sg-thcant change in you Ina-Kiel snuabon or Landing information
her from you no In tan CO day> after **Fine U Th N e F F re in e a n n . c a i a rr l u S n e to n r t o o f a sh c e c o T u e n e t t r p lu ro a t e h c tg ti a o t n e t reetectron i c n h v o e o s s tm e -a e w nt o o b f ) e th c e tiv f e o s l b F w o e r g e a im c m hs e c rs a e n d t c h b e a l c d t iv y o o s u F an ri d d ta at m ed e p s ill p r u e ls fe a r t io to n y O o ri u th C e l i F e ir n m t R 's e a t m tio i n n t o h i p p ra ctices
SDNY_GM_00020931
CONFIDENTIAL
EFTA_00131551
EFTA01273758

Important information about your statement (COMIllUST)
Agreement or ACCOLII Agf t4i*! WA and the General - We germaly we he closing price when snit* or liquid and event they can be sold, tie prke — h addaim to cornmissim received n connection
Terms Ltd Conditions LIES Statement of Credit Practices the mean of the led rd ask prices for listed received may be less tan tie par tare estimated with the sale or destitution of array contracts
;nibble in Agreements andOithcatres at securities a-0 options or only bid prices for OTC value provided n the accost statement, and cast investment heed mils tow clients. we
gap eht fronitireevinteirtrintr met securities. alder our affiliate mew reigrue sharp
- Less Waveir traded securities may be priced usig a . Restricted securities. Resisted securities generaly carpe nation from many of the insuance
Your assets within model a tie moss recent price we are not omen, elgth for public sale. UBS Financial companies undenrang the amity COMMIS,
Your statement Omen mutes and other Insets hell obtained and may not reflect in actual makes pace Sao/ice:uses the maser priced the unrestricted stock aftG ain a in• fluent corrpanin or sponsors of
the want at the end of to themes period. You a vase of re sane iccute as an Snouted value for the nets irwestmmt tugs we distrtute.
may ark for deiverY al icy pad seosiies al anytime. - Certain positbris may appear wito_e a price ad restricted Pak (croaks ;°IMO statement orgy To - Our affiliates abo receise trading commoskins rid
You may receive securities sed as loan collateral alter will twee as 'like was nol availaide• it we ye the extent hat rented seorities are elgbb to sale, oils compensator, fran truth' tack and
paying any balance cis on them. Any securities triable to obtain a price fora wady. the vals received may be sibstarbaly less than the ethane companies whose products we &orbs..
transferred to ilve Firm cling the Itaitirent period are - Deposih a securities denominated iicurrercies impsed vain town ▪ We receive ari anal he from UBS Bat USA al
listed at market vans at of the end of the therm. other thin U.S dollars at reflected at the moaner LES AG Stanford Eeanth Of 1.0 10 $25 per moon
period. rate as of the SaterneM date. • Est. (scanned) income. arrant yields and thew sweeping to the barks under the UBS Bank Sweep
• Cast bale. In detemining the cost basis of Me - fcc certain senates hiding n non-conformrg M estimate of true' income is based ores current Program.
securities incbded in this statement, where indicated denornstions. price and qualitygate vita) may drvidend ad interest rates, assailing tie seosites will
wih the number" l, • WS Fruncial Services has relied haw been adjusted to facilitate crthr vatuatim be held for are war from statement date or seta Activity
on information obtained from sources other than1 35 To obtain rams quatrors, when available. contact maturity This Mind* Corey a gudolne; accuracy hknothonregardagammksbns and other charges
Financial %mires. including nformation frcm another year F arcel Zen:Cr aid continued income are not guaranteed inured h connect:xi wth tie exeothm of trades,
Urn et that you may NW* grovided to yea Financial - Estimated most Sane and carat yield for ixIsfrg option Vansictions has Imenincbactd on
Adam The Firm does not irdeperantly verity a • Private investment' and "trusted produas. certain types of noshes add include a retun of conlimaticre preirousy furnished to you. and will be
saints the ecarecycevaIdity day Sarmatian royale nommen' wry (robing drat pauper or capital gash which case the est provided to you prorrptly on repast.
Provided by names other than LESRI-uncial %nices participatim program ad realepate thorns ins income (a-d earth yell would be owneated.
xklticrt although UK Rnricial Services gerimafir soothes) and structred products are runeralY highly - Estimated anal income and current yield and tie Short selling
updates he nformatim as it is received, the Finn third. Certain stnstised racists have not been actual accrue andyield misjit be lower or higher H you are engaged in short siting a W.Unly, you may
does not provide any assuarxes that tie ithrmafixt regotered with the Securities and Exch than the estimated arib3untt. nos a charge dm to certain tossing cotes for that
seder -Cost bans° and *Unrealized gait loss' is Comminian or under thy slate securZrairs. We - An *stint* of arrualeed income (dividend sneer partkulir security.
accurate as of tie date of fhb statement. As such provide enmated Values for private investment interest) divided by the current market
please dose rekyr on this nfarstion to make storks irdskaured products for irrIceriatirul valsraverage balance is based on the Imt dividend Open orders
porchne or sale decisions fa taxi:upset a purposes any. Atarary is Ma guaranteed. or merest payment mode by tie Suer and Begirding open or • gni-till-canceled' &den that
otherwise. Accounts turderred to he Fan may - These vibes may differ aketa-eiaty kin prices il .109ineS tie seartetdeposts will be held for ore were not executed by the Sternal* date, open buy and
tenth gall loss intarriatim only for to period et any. at which a airth Swarth,' ray year km 4-e statement date or until mosey tel slop orders are nand by the mount of dividends
tine they are held at the Fitt More historical structured product maybe bought or sold and do Accuracy and continued yell are not ctiara-feed or rig-nen al ex-dividends a eweites date unless
nrIcrmatcn cube aided by your Friaxial Advisor. rot necessztiy ref:surf the eaten,' may receive tanxted cdienvise by p.a. You are responsbk for
Lyon licuidatim. • Assets not held by tl€S Financial Services. Certain ordes MS are executed ds to yeti lelure to cancel
• Unrealised gensfiones %teen data s available, - Third patty sumo's of rata are as el a certain assets St rot held by the Fnn NS not Ishii the easing open orders.
unmated trnerired sinelown re calculated kr date ad We Supplied to UBS Ennui Services on a Ferns posse-non or control. These assets at
noirvitial sec" lots. The transaction data for ropier basis try an independert volution firm, drspliyed On loos statement for informational Mow
irdvislial bit mayor may not ref lest commissions, - Sam general partner or sponsor estimated satin purposes onfy Positions and values presented re To obtain a copy of as current Client PrivacyMike.
cederr security reorgrizaton events ay, are Applied to trefoil by the suer, provided by tie teen) fern. UBS Inancial Services please contact nos FnanualAchiscr or von our reetith
;1=d and offer reinveltmeni lots ad systematic general partner es worsor and may be calculated not resporeble for his information and don not at wets oat rnm/egivr•vmfer
pirchaPP loll are each combined to display one bused an deferent information from that used by guarantee es accuracy. Thee mans at nal protected
averaged lot The 'Trade date' coLmn presents the third parties to &eve their 'negated values. by UK or the Firth suPtalearentalSIFC °were UE6 Financid Sirrnes O not a ba-k The AMA Business
cegiul transathon trade date. - You can obtain addeorel Samation regardtg Services Account BSA and IRMA are alonge accounts
tie meteccbkgy used to determine the estimate a • Revenue shirrs and adsfotionalcompuctsatice. which provide access so banking services rid protests
• CMIable swills Bonds and puttered stock that value and the date of the Hamblinthat is the - In ackftim to commissions on saes and I2lort lees ts,:tajl anngernerds wth dilated hairs aid other
the Mum cab for eat redomplom ail be selected basis fa the estimate by contaning your Fnuncial received n co-radialwith the distributiai ihniparty bares, ad provides mantis Swath and
inomielly by lot hem arrorg all senses of Mat Advisor mutual knob to our dents we motor our AA*, arou4rY products hued by unaltilSed third-party
c is li s e u n e t s h . e C ld a n ll b ou a r r n e rn id n u e i a rs in a t n im om is in o e b e t a ru in n e e d f f r a om o t s h ird - T 'N h o ird t p pr i i t c y ed 's ' l i a n n s g ev e e d ra v l a m le a s m n a n y be w r h e e fl n e c a t n e d as a re1 ll /4 o "i e f . a re d v v e si n a u s e o s f h t y h i e n n g P o a b ym s e fu n n ts d f s ro th m a d t i w st e ri b se u l t l. o rs s S u u bs r d e- i a ic n e e c s o of n U f B e S s F s i n th an ro c u ia g l h S e S rv u ic r e t s h In e c . a gency
patios and its accuracy is not 9i:fantod. Other call I-dependent valuation Inn has not step Sa if These arnosits are based on two cUteres
learn may nut which card idled weld casino math to emir a vat*. Serowe become mare corrporents (a to amomi of Yin by UBS of a honorer& toura-ne. ad amity products,
idormatian WAS wooded upon request that a material event has occurred that may call a Palicthr mutual fund I amfir to our clients and VS Not FDIC instred • No bank gurantew May lose value
premusy reprted vats no question, or Sun a the asset value of a particu ler mutual fund tanks
• Certificates of deposit (Os). CDs are FDIC stud value would be highy *toilets due to tie nature shares held a tie Irrn RMA. Resource Management Amer rt. Business Services
is, to $293,000 in principal and accrued Munn per • the murky. - We and as Aire arc receive networking and Account BSA. IRMA and intonational Resource
depositor and per depository inuesixi in accordance - When niter n num, general partner or sponsor rumba processing fees ik consideration for Management Account re registered service marks of
win FDIC nies Minuted value nor a third-pry estimated vile is transfer agent wanes tat we ray.* to the 135 Fnancit Services no
proirded, the vita of the security Mk be different moistly** These fees generally are pad from
• Price/value Prices dropland for securities and oter Iran its purchase price. investor asses n the riblua I fund and are a toed WS Signalise e a registered service mark of Viso
geoids my be higher or brief than the price that - •Daributions to date' may include return of data amount based an the wads of accounts at human:nal 13$ Yu Sgnattre ova cards and IBS
you would actually receive in tie market Wires ere capital, ncome orboth. the broker-dealer 'soling mutual lira of that fund Visa debt cards re issued by UBS park USA with
obtainedfrom yaks hid party sources which we - 'Original unit size' represents tie nib& Meting fa-nify Permssion Iran Visa USA Incorporated.
keine to be relable, bit we do not guarantee ther ',Welber twit r dm./ not reflect gout cost base.
accurry. - DIP rd unlisted RES smiths at not listed on a UBS Finendal Swims Me Rev 201604
national securities exchange. and are genera?
SDNY_GM_00020932
CONFIDENTIAL
EF1'A_00131552
EFTA01273759

UBS Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 2016
CNP70056542370716 v1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:
Your financial Advisor:
SCOTT STACK MAW LYLE CASNEL
Phone .
Questions about your statement? Value of your account
Call your financial Advisor of the
RMA Resourcelin on June 30 01 on July 29 (3)
arce>tin
Your cISSetS 845,096.57 856,673.24
Visit our website: Your liabilities 0.00 0.00
Value of your account $845,096.57 $856,673.24
Sou roes of your account growth
Tracking the value of your account duriag 2016
Value of your account
at year end 2015 37'98.07.41
S Thousands
Net deposits and
1,21.2
vathdrarrals -337,498,36
Your MeV:Milt return
4.8.119% %34/44.48.04.79a0
Disidendarxl
845.1 856.7
interest income 312,106.71
• • Change in
market vat* 484,057 48
Value of your account
on Jul 39, 2016 $156.673.24
Dec 2014 Dec 2015 run 2016 id 2016
SDNY GM 00020933
Member SIPC CNP7C0C0305654237 Ne7000i95i85 00002 0716 030575044 Y123568550000000 Page 1 of 10
CONFIDENTIAL
EFTA_00131553
EFTA01273760

SUBS
UBS Strategic Advisor Account name: 6.10 (AiN t 'A V. it Your Financial Advisor
Friendly account name: Indi SCC -• LYLE CASRIEL
July 2016 Account number: Y1
Your account balance sheet
Summary of your assets
Value on Percentage of
July 29 ($) your account
• Cash and money balances may include
A Cash and rrxmey balances 855.45 0.10% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
inforrna6an about your statement on the last
two pages of this statement for details about
those balances
Total assets $856,673.24 100.00%
C
Value of your account $856,673.24
Eye on the markets
Percentage change
Index July 2016 Year to date
S&P 500 3.69% 7.66%
Russell 3000 3.97% 7.74%
MSC I - Europe, Australia & Far East 5.08% 0.83%
Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNP20003005664238NP2003195185 001XI2 0716 0305750N Y12356E65003%ftyGtd000201Mir 2 Of 10
CONFIDENTIAL
EFTA_00131554
EFTA01273761

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandal Advisor:
-DB S Friendly account name: SCOTT STACKM4t4LYLE CASFSEL
July 2016
Account number.
Change in the value of your account Summary of gains and losses
July 2015 (Si year to date (1) Values reported below exclude products for which ga ns and losses are not dasslfied
Realized gains and losses Unrealized
Opening account value $845,096.57 $798,007.41
July 2016(1) Year to date lis) gains and losses (S)
Deposits, including investments
transferred in 1,600.00 34,110.00 Short term 0.00 0.00 5,689.95
Withdrawals and fees, Long term 0.00 -790.56 171,443.97
including investments transferred
Total $0.00 -$790.56 $177,133.92
cut -3,726.24 -71,608.36
Dividend and interest income 848.66 12,106.71
Cash activity summary
Change in market value 12,854.25 84,057.48
See Account sandy the month tot delaIL Balances in your Sweep Options are induCed in the cpenng and
Closing account value $856,673.24 $856,673.24 closing bdances value. SDK insurance aadiet only to deposits MUDS Bank USA, not to deposits at UBS AG.
Starriond Bench or bank deposits placedthrow") the UBSInterneirorui Deposit Account peogram. SIPC
protection applies to marry market sweep fold hddings but nal bar* deposits Steimportant inbroation
Dividend and interest income earned about your stefentent on the last two pages of this document for detalL
July 2016 (1) year to date 04
For purposes of INS slaternenl, ta.ab:ity of 'Metes] ant Ontden0 income eas been determined from a US Opening balances $2,133.03 $92,72
tat reporting perspedire. Broad upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Pico (RR) Addkions
Income tares. The (lent mont* statement n not Intended to be used and omen be retied upon for tac
purposes. Clients should refer to the arched:le tat reporting forms they recent from 185 annually, such as Deposits and other funds credited 1,600 00 34,110.00
the (VMS 1099 and the forms 480. for Eta rePtglhA9 information Il is the pladICe of U85 to file the
voircatle las reporting forms with the uS intern.e Revenue Semce and PR Treasury Defgattrnent. and in Dividend and interest income 848.66 12,106.71
such forma accuralety dasafy dsicknct Bract interest as tar exempt or to tie income. Pleat consult yeti'
indvdual tax preparer Proceeds from investment transactions 0.00 56,154.38
July 2016(1) Year to date ($) Total additions 12.449.66 $102,371.09
Taxable dividends 848.66 12,106.57 Subtractions
Taxable interest 0.00 0.14 Professional management fees and
related services -1,593.21 4,137.15
Total current year $848.66 $12,106.71
Other funds debrted -2,133.03 -67,471.21
Total dividend & interest 4848.66 $12,106.71
Funds withdrawn for investments
bought 000 -30,000.00
Total subtractions -$3,726.24 4101,608.36
Net cash flow -$1,277.58 $762.73
Closing balances 5855.45 $855.45
SDNY GM 00020935
CetP70003005654239NP7OCOI95I85 00037 07'6 030575004 Y123568550000000 Pag• 3 of 10
CONFIDENTIAL
EFTA_00131555
EFTA01273762

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandel Advisor:
Friendly account name:Indi SCOTT STACK MANLYLE CASRIEL
July 2016 Account number Y1
UBS Bank USA Deposit Account APY
Interest period Jun 7 - lul7
Opening UBS Bank USA Deposit balance Jun 7 $0.00
Closing UBS Bank USA Deposit balance lul 7 $38.16
Number of days in interest period 31
Average daily balance $473.50
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or with to change them, please contact you
Fnancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Capital apprecabon
Your risk profile:
Primary Aggressive
investment ellgibAty consderabon None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
CHMC00B00SC44240 NP7003I9SI85 C0002 02I6 030575004 v123568SS0C0BBNLIYGM00020tir 4 of 10
CONFIDENTIAL
EFTA_00131556
EFTA01273763

T UBS Strategic Advisor Account name: GHISLAINE MA (WELL Your Maandal Advisor:
Friendly account name: Ind) SCOTT STACK MANLYLE CASR1EL
July 2016
Account number. Y I
Your assets
Some prices, income and current values ShoNn May be EpproxiMble. AS a ream. gam dnolosses may ndl
be accurately reflected. Set AporuntinfoHnefron Stour your statement a the end ol the dxumeM fOr
more informs:ion.
Cash
Cash and money balances
Cash and sonny balances may include avalddle cash balances, UBS Bank USA deposit account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vat hn maliceble limits, but are not
poteded by 9PC tin AG Stanford Branch deposit account bdances we not insured by FDIC and se not
protected by StiC Money market sweep balances are protected by 9PC but ale not 'Muted by the FDIC.
See the important information about your statement at the end of this document for dealt, about those
biances.
CoatingI:AMC< Cloungtralaxe Price per share Average Dnidencl Interest Days en
Hddng en Jul 1(1) on Jul 29(1) on Jul 29 (S) rate period period Cap arounl (I)
UBS BANK USA CEP ACCT 2,13303 85545 250.000.00
Equities
Common stock
Purchase pricer
trade water Average price Price per share wive on Unrealized Holdng
Hddng date of shares per shale (5) Cost basis (5) on I W 29 (1) Jul 29(5) gain or loss (1) Period
AECOM
Symbol: ACM Exchange: NYSE tan 28,15 500.000 26.619 13,309 95 35.493 17,745.00 4,435.05 LT
len 30, 15 100000 25 532 2,553 24 35.490 3,549 00 995.76 LT
5.43os l
Security total 600.003 26 439 15,863.19 21294.00
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL $153 Current yield 2.39% Apr 22. 13 72.000 56.870 4,094 67 88.950 6,40440 2,309.73 LT
BtACKROCK INC
Symbol' BLK Exchange ',USE
EAI: 1660 Current yield 250% Apr 22, 13 72.003 251093 18,078 71 366.250 26,370 00 8291.29 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 42,352 Ctsrent yield: 2 10% Aug 4,11 174.0O3 41 632 7,244 05 74.430 12,950 82 5,706 77 LT
Aug '2,11 4.000 x2.450 169.80 74.430 297.72 127.92 LT
continued next page
SDNY GM 00020937
CHP7C009305654241 NP700319518S 000O2 07'6 030575004 Y122568SSOC00000 Page S of JO
CONFIDENTIAL
EFTA 00131557
EFTA01273764

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandd Advisor:
friendly account name:In( SCOTT STACK MANYLYLE CASRIEL
July 2016 Account number. YI
Your assets Equities Common stock (continued)
Purchase price
Trade Karon Average peke Price per share Wlueon Unrealzed Hddng
lathing date of shares pal share (I) Cost bens (S) oniul 29(8 Jul 29(S) gain or Ing CO period
Jan 23,13 910.000 54240 49,35863 74.430 67,731.30 18,372.67 LT
Apr 22, 13 420.000 59.788 25,11 1.32 74.430 31260 60 6,149.28 LT
Security total 1,508.000 54300 81,883.80 112,240.44 30,356.64
ECG RESOURCES INC
Symbol: COG Exchange: NYSE
EAI: 1335 Current yield 0.82% Jan 28, IS 500.000 90.411 45,205 72 81.700 40,850 00 .4,355.72 LT
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28, 1 S 500.000 31.942 15,971.36 34.693 17345.00 1373.64 LT
Jan 30,15 250.000 29.43 I 7,357.75 34.690 8,672.50 1,314.75 LT
Oct 26, 15 250.000 34.170 8,542.53 34.690 8,672.50 129.97 ST
Jan 15,16 1,000.000 29.130 29,130.02 34.690 34,690 00 5,559.98 ST
Security total 2,000.000 30.501 61,001 66 69,380.00 8,37834
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,613 Current yield: 2.67% Aug 4,11 191.000 36.265 6,926 77 71.890 13,730 99 6,804.22 LT
Aug 12, 11 5.000 35.754 178.77 7).890 359.45 180.68 LT
Jan 23,13 1,001.000 41387 41,42889 71.890 71,961.89 30,533.00 IT
Apr 22, 13 464003 50187 23,333.21 71.890 33,356.96 10,023.75 LT
liti 17.13 148.030 49.739 7,361.45 7).890 10,639.72 3,278.27 LT
An 18, 13 73.000 49.836 3,638.07 7).893 5247.97 1.609.90 LT
Security total 1,882.000 44.03I 82,867.16 135,296.98 52,429.82
JOHNSON & JOHNSON COM
Symbol: .114.1 Exchange, NYSE
EAI: $21 I Current yield 2.55% Apr 22, 13 66.000 84.721 5,591.64 125.230 8,265.18 2,673.54 LT
MCDONALD& CORP
Symbol: MCD Exchange: NYSE
EAI: $3,624 Current yield: 3.03% Aug 4, 11 95.000 84.969 8,072.06 117.650 11,176 75 3.104.69 LT
Aug 12, 11 3.000 85.910 257.73 117.650 352.95 95.22 LT
Nov29, 12 8.000 86.456 691.65 117.650 941.20 249.55 LT
Jan 23,13 555.003 93053 51,644.75 117.650 65,295.75 13,651.00 LT
Apr 22.13 255.000 99318 25,32632 117.650 30,000.75 4,674.43 LT
Sep 19.13 78.000 97879 7,634.63 117.650 9,17670 1,542.07 LT
Sep 19, 13 22.000 97.425 2,143.36 117.650 2,588.30 444.94 LT
continued next page
CNP7030a305-664242 NP7000195185 00002 0716 030575004 Y12 3 568550 0~4YGM00020,Sle 6 of 10
CONFIDENTIAL
EFTA_00131558
EFTA01273765

*tins UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor:
Friendly account name:Indi SCOTT STACK MANLYLE CA SKEL
Account number. Y I
Your assets Equities . Common stock (continued)
Purchase plc«
Ti3,J NUITbM Average price Price per share \Niue on gain e aisz ed Nl:idol;
dng da" of shares per shale (S) Cost basis 01 on lul 7901 Jul 29(5) orlos m period
Sep 79, 13 2.000 97.830 195.66 117.650 235.30 39.64 LT
Security total 1,018.0(X) 94 269 95,966 16 119,767.70 23,801.54
NEXTERA EletRDY INC COM
Symbol. NEE Exchange. NYSE
EAI: 1564 Current yield 2.71% Apr 22, 13 162.003 79.757 12,92065 128.290 20,782.98 7,862.33 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: 12,946 Current yield. 4.07% Feb 12, 14 148.003 88.811 13,144.15 74.730 11,060.04 -2.084.11 LT
Feb 12, 14 117.000 88.842 10394 56 74.730 8,743.41 -1,651.15 IT
Feb 12, 14 32.003 88 854 2,8413 35 74.730 2,391 36 -451.99 LT
Feb 12, 14 7.000 88.710 620.97 74.730 523.11 -97.86 LT
Feb 13.14 110.000 88 738 9,76120 74.730 8220.30 -1,540.93 LT
Feb 13, 14 68.003 88.561 6,022.19 74.730 5,081.64 -940.55 LT
Feb 13. 14 33.000 88 223 2,911 36 74.730 2,466 09 -445.27 LT
Feb 13, 14 6.000 88275 529.65 74.730 448.38 -81.27 LT
Feb 14, 14 334.003 91.912 30,698.86 74.730 24,95982 -5,739.04 LT
Feb 18, 14 114.003 92.523 10,547 72 74.730 8,519 22 -2.028.50 LT
Security total 969.003 90272 87,474.01 72,413.37 -15,060.64
PEPSICO INC
Symbol. PEP Exchange NYSE
EAI 13,474 Current yield. 2 76% Aug 4,11 115.0:0 63 979 7357 65 108.920 12,525.80 5,168.15 LT
Aug 12, 11 3.000 63.023 189.07 108.920 326.76 137.69 LT
May 16, 12 6.000 68 535 411 21 108.920 653.52 242.31 LT
Oct 24, 12 1.000 68.690 68.69 108.920 108.92 40.23 LT
Oct 25, 12 2.000 68 810 137.62 108.920 217.84 80.22 LT
Oct 26, 12 1.000 68 890 68 89 108.920 108.92 40.03 LT
Oct 31, 12 1.000 69370 69.37 108.920 108.92 39.55 LT
Nov6,12 1.000 69 370 69 37 108.920 108 92 39.55 LT
Nov 7, 12 1.000 69.150 69.15 108.920 10892 39.77 LT
Nov8,12 2.000 69.090 138.18 108.920 217.84 79.66 IT
lan 23, 13 699.000 72.166 50,444.31 108.920 76,135.08 25,690.77 LT
Apr 22, 13 322.003 82251 26,484.85 108.920 35,072.24 8.587.39 LT
continued next page
SDNY GM 00020939
C NP7C003305654243 NV7003195185 C00O2 0716 030575004 Yi 235685500013000 Page 7 of 10
CONFIDENTIAL
EFTA 0[)131559
EFTA01273766

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knandal Advisor:
Friendly account name: Inct SCOTT STACK MAMITLE CASRIEL
i llv, Account number: Yl
YOUf assets Equities . common stock (continued)
Putchase pekel
Trade Hurrber *stege pace Nice per share Vdueon Unteaszed RoNing
Hddng date of duin per share (S) Cent basis (S) on lul 29(9 lu129(S) gein or kat (9) pniad
Security total 1,154.000 74.097 85,508.36 125,693.68 40,18532
PROCTER & GAMBLE CO
Symbol: PG Eschange: NYSE
EAI: 53,037 Oxrent yield: 3.13% Aug 4,11 118.003 60.103 7,092.22 85.590 10,099.62 3,007.40 Ir
Aug 12, 11 3.000 60.896 182.69 85.590 256.77 74.08 LT
lan 23,13 619.000 69.941 43,293.73 85.590 52,980 21 9,68648 LT
Apr 22, 13 286.000 81332 23,261.18 85.590 24,478.74 1,217.56 LT
Apr 24, 13 108.000 77.762 8,398 32 85.590 9,243 72 845.40 LT
Security total 1,134.000 72.512 82,228 I 4 97,059 06 14,830.92
Total 1678.683.87 1855,817.79 8177.133.92
Total estimattid innaai inoomm 820,969
Your total assets
Percentage d Co« EsImatecl unreszed
vá ue on Jul 29 0/ your «toont barn onnut' inccene (S) gånor loss (1)
Cash Cash and money balances 85545 0.10% aSSAS
Equities Common stock 855,817.79 99.90% 678,683.87 20,969.00 177,133.92
Total 5856,673.24 100.00% 5679,539.32 520,969.00 5177,133.92
Account activity this month
Date actialy Descriotion amounl (S)
Deposits and other funds uedited lul I5 Transfer EM VI 235750100 1,600.00
Total deposita and other funds credited 11.600.00
Ome Acthely Deurlotion Amaril IS)
Dividend and interest inoome
Taxatie chwdends lul i Duidend AUTOMA11C DATA PROCE55NGINC PAIDON 72 38.16
lul 15 Eivriend OCCIDENTAI. PETROLEUM CRP PAD ON 969 726.75
lul 28 Cividend ECG RESOURCES INC PAIDON 500 83.75
Total taxable dividends 88/886
Total dividend and internt income 4,848.66
0970X0005654244 W7000195:8500002 0716 030575004 vl 23568S5000MatatoconMet 8 Of 10
CONFIDENTIAL
EFTA_00131560
EFTA01273767

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your II sandal Advisor:
UBS Friendly account name:Int:1w. SCOTT STACKMANLYLE CASILEL
My 2016 Account number. Y1 2
Account activity this month (continueen
Date AcIltny DegnPlIOn Amount IS)
Fees Jul 22 Fee Charged QUARTERLY FEE -1,593.21
Total professional management fees 41.59321
DAN Athol), Cast:Irmo° *mown It/
Other funds debited lul I Transfer JOURNAL TO Y1 23575 GHSLANIE MAXWELL -2,133.03
Total other funds debited -52.133.03
Date Activity Detcrobcn Amount lt)
Money balance activities inn 30 Balance forward $2,133.03
lul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01/16 -2894.87
Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 2326.75
Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/22/16 -1,593.21
Jul 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75
NI 29 Closing UBS Bank USA Deposit Account MISS.45
The UBS Bank USA Deposit Account is your primary sweep °Mon
SDNY GM 00020941
01P7000E005664245 NV70031961136 00007 0716 030575004 7123668650000000 Page 9 of 10
CONFIDENTIAL
EFTA_00 1 3 156 1
EFTA01273768

*UBS
Your notes
C0,1110.0=7 7, 1:010,7=0,,01011 ,1350010000.1., .G.2.0 10 01 ,0
CONFIDENTIAL
EFT,00131562
EFTA01273769

Important information about your statement
IS Fiuncial Services Inc. (the Firm or UM Financial sea you tie int statement on which the OTC( or Corporation (SIPC), which protects seoslies accantsol • Preen Cunene income: hveslments seeng the
Strokes). is a merrber of all principal acuity, commode/ petrblem *pared. its mertors up to $920,000 (including VS0,003 kr generation of Mom any.
and caters exthaues. UPS Financial Semler, and CBS - Proide your rums rd score nurrbar (if any) dams for caste The Slit net protection limit, wan to • Seem Opt.,A ppredation. Inwernents seek Pg
Bank USA re i-diect subsilories of UPS AG and - Decal:* the Seer Of the I/WSW you revere all accost that you hold n a partieula caueity. cromh of principal rather than the gerersai:n of
*Misesof UBS Settees U.C. The Fitts Wendel about, intl.:plain as cleat k as you cal why you The Fnn, together watt certainaffiliates, has abo imam.
statement a available upon regtest The Fitts exwaire believe t is an entre a way yes need more parch/a d itpdenlenteplOteCtiOn. The madman • Produce Congnuton of incase and Capital
offices re a. rifanutim amount pasabb 10 at eIgiNe dire Ct CONK1ink under Appreciate& trwesinents seen? both the gennecn
- Pros:dethe dolor arrant et the suspected era. this preen-ion is MOO milion s of December 10, 2015. of nccme and oreitlh of prixpal.
WS Financed Sermes Stbrd to the poky andilons ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigate your compait the km isfurther protected fa up to $1.9 million n the Overall elk profiles
L o T B f h f i i S s c W i F s a t i e l n a e l a t a e h n c m a c d w i e a p k n l e o S t r n e i e n , n p N t a r / J t e I e t s 0 s s e 7 . a n 0 c c t 8 s o c o 6 t n h u t e a n n t o . n n O g k t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d f r a d l ta o e s f e h p t o o u t ld m a y y in o o n o o u u d r k r e w e r a i t e n i h c t l g c a h c o n U a o v r r B 1 d r e S 0 e f t c b V h o t u e r a i s a t u r h V i s e l o e d e s E e r o s r b M o f d i O r d t a p i L m c e r • a I o m t t d o m y o t o d p r n a u o e t n k t y t h s . e a : d F i s c l u o k t , r r i i w i r a n s k l e g l i e n t w g i i e e e f i r l d w r l t 0 o i s e n 4 r, o t d e t a t o d k i s t e t at T r u a e P h g w e g o r n S r e i I r t g P e e a C q . t u e p A e k r s o f r t t J . e a c l c l t y o im o p u y a r o a d f c t c t h h o e e u p n s t o u s p k h p y e l e l w d m a n e d n a i t n a p g l a p h r ti o c a t a e ra c m i t l i e o b n b • C i t lo m h e w a a n t r m s m is e e k , / a o e a n r r n s r a d e t . h t . v u e S o r e n b a e s t c k i a l c s ty o t l o s to m m t d t a h a o y e e n r s a o t i n c t n o c k r t o e a g r e d e t p e n o p e p a v r c a a i e t - t e c e w s ip i i m g t a h n t e i t w n c i i a f t h rt
n O o m t i S b P e O re n l i p e l d e a w ts a r n ep I o I r y t o i u t i b m e m lo e w dia t t h e e ly e n i s s a e n n til d e t r o a t he lakes us to complete our twestignion. b • o C th a do lm no fi t n m an a c y ia l t o as sets controlled by (and incladad n • Moderate. Willing to accept same rid( to pircPal and
Branch Manager of the office wrung your accent. Please mare all checks porbla tothe Fern or the your account value) but held awry from LOSFinancial tolerate some notatirty to seek higher returns,
financial instrutirt bloated on he frait of this kenrices (e.g., certain( cash at UBS Bra Va. 60 • Warsaw: Wiling to accept high Ms to pampa and
Allhoup a figures shown are Mended to be accurate. statement In addition to regular sexual fees, accounts cash at LOS AG U.S.Manthes, (4 Muerte point, hip valet lily to sea high returns owe time.
statement data taxukt not be wed fa to deposes Rely may be project to mantenerce las, throats for late including weisble annuities, and GO tares of Maud • km :anent EC:oddity Conseleation: I Winter; a
seek on yeawnd tax foss. (iv , Form 1099. 5498, Nernst kr securities purchases and charges kr unpaid funds where such thaw se moistened died& n the anion of the portfolio for that account may ixIsle
10425. etc )when Drepamg your lax return. The Finn amx.res ri cash accents. Accounts that re transferred name of the account holier on tie boas rd records canals strategic, tinted timidly and rater
required by law to term to the IRS all tavable dividends, to other instistars may be subject to a frontier tee. of to applictb ass* a transfer agent), volatiky.
nepenthe nontauble clatiotend and uxtk interest • Certain rwsb-nent contracts or inesiment interests
caned an saccades Feld rimy scant net sands UBS Sweep Option. (e.g., landed partnerships and private placements) that Statement •houteholdier
on sae brisactioris, rd coat basis on certain covered LES offers options for sweeping cat banes. balances are rot rep's-Weed render the Securities Act of 1933; We may camordrie all related account statements with
seaside. to bale deposits at UM Bak USA and LES AG Narked and to same alless it the same enmela, e.g. because
Match (BalsSvieep Ntrcjarra), moneymaker mutual • Commodities COntOCIS (e.g, kreign excherge and they have owners rho also maintain jord account
Carallullaallaell with the Mien fads Money Fends) and the InternationalDepose preccus metal contracts), including futures contacts •eel cramps well other clients a the same address. If
• Please rineordinn ay oral correreinkations in sting Accant (Myer curb:mai with n Intarutional ad commodity option contract you peter to mama mdivelual dements mailed in
tofurther protect your rights. inducing your rit Rexene Managernerd Account. Through the Bark The SIPC prate ten and to Sup0Writraal protecikn do separate envelopes, you mad delte Mareholdng by
ender the Seo.l ies Investor Protectron Act (StAl Sweep Programs, cash balances an swept to LES Bank not apply so these assets nen if fl yotherwise appear caning pat Finance Ackaor
• t the finance institution cat the top left of te tad USA Lp to an estabashed Irk and then to UPS AG on yea statements. The StC protection and the
of this stens isnot CBS F natal Se eket CBS Stanford Branch. or a Money Fund. Deposits at LES seekolenental protection do not protect agar changes Friendly amenn ame
Fa-uncial Semites carries you bacons as clearing Bark USA ae FDIC Visaed in accordance with FCK m market vats of your investments (whether as it The hurt* record name is a rumen:Polo 'nickname'
broker by arrauemmt witt the imitated institution nales. For more iriormatis please vat wwwfdie result of market movement, issuer baderuptcy a crown by ycLi to assist you with your fere/04ton/ h
We informed you of the rela1CM5Int, when you Deposes a LES AG Stamford Brach ad shares of otherwise) has no legalellen on your account You can change
opened this accost h this cast your Kra and MoneyFindsare rot insured by the FDIC. More irtonnation is amiable taxn repast. par hie d9 achOcril nanK though °riffle SevCs a
sorties tre boated a LOS financial Streets and rot 'mums =tan more irionnation about SIPC, including by contact rg your 5i-Onoal Athoct.
the Peolacirg broker, ad you mat mew a recet Through the DA, (mailable torah balances are swept to the SIPC Brochre by contacting SIPC at 202-371 -83C0
of any a or omission to both firm. As described depose &cants al UBS AG New Yak Branch and LBS or by 'elitist; the SIPC websee at smewecoap Account overview
the account agreements, yOUrntis1niAl IA Of ay AG Carimm Branch Thew deposits arena Faured by pun • Value or you actemateonYolo. Net of meets and
errors or fraud iwolang checks reflected on your tet FCC. Minces held at the LE'S AG Cayman Brandi Dividend Reinvestment Program abilaK
starter* wenn 30 days alter It was mailed or made are tempasay reposed to the weereign lit of the The lute reflected a an average puke. You may °bun • Asseb hekdes sold* cash balances, slues fa
available. All statements shall be deemed comae* Colman arch, and there is no guarantee or other the actual deice ban yor Snakier Ades' Grid *hoe meted seamy lot ), and Global Tine Deposit,
and accurate n all other respects if not objected to in obligation of UM AG to repay to Saxes while on the shares are purchasedunder DRIP; palial thaw we by crfeand corks to ma-ket, andcertain assets not held
wrong within 60 days LES Cayman's Brach's boas. soli ad the cashwi be deposited V. your amount The the Firn. Does rot include unpriad seasitieassets
• Please deed =Romer complaints or tRunes to tee civicked reinvestment price applied by the aster may at the end a the prior and arrent statement (2(410ds, or
Fitts C lent Restore Department at 201.352.1099 Deposal at LEG Bark USA and each UPS AG Branch are offer hem the make price at whch the partial shires prorate iwesrments. unmated stock options and
a toll.froe It 900384.9103, (c03 A.M. to 600 P.M not protected by SIK. Money Fund three are protected ae sold emmeable stock options
FT Monday through Friday, or in writ -g to LES by SIPC. See 'COS Financial Services Account Protection' • Uabiees Inducts debit balaxes. outstanding margin
Financial Services Ix., Client Relations Depalment, below. Cadeielieu bans, credit lire, shot accost balances.
P.O. Box 766 Unon Coy, NJ 07037. Ray whole umts may be held n wet acau-d. If you ere • Cashhooney balances. Total of uninvestedastatie
• In case of errors or ikenbons about an electronic Llp:n your request balance in the Pare Sweep entitled to a petal Ina a a result dam:Wend payment cash balances, plus deposit telexes at UBS Bank USA,
fad, transfer NFU. ba parsed a UBS Vetabit Program or DA may be withdrawn and shares of a or OhinVile, the Firm well ether sell panel trait at LES AG U.S Branches ad money make mutual fund
card vantactions, call K0.762-1000, or write to UBS Money Furd may be lisidated, and the proceeds matte price a accept an anion determined by a sweep bans. at the ohm of tie statement peeiod
Ftencial Senices Ix., 1000 aorta 814... 6th floor. returned to you or your setae es acccun. regiaered clearing agency, and credit yea accord. lareanrecediu free peck balances in kou' account are
Weehawken NI 07086, AWL RIAMMA Seam. not segegaled torn other balances and the Finm y
Fats I-dorm/don about available sweep *Mont Investment objectives err ay of these lads in the ordinay ease of is
Caller wile as soon as you can, M you hit par nekadrg curiae interest rates and yields. evadable at The a-semen objection and risk profile are spec it to businno These funds re pestle cps your darned.
statement a receipt is wing or if you need more wskrubscordsweeprekk from your Fnamial Advert each account and mei vay between year accords This total is totaled int.? anent pored closing vaiat
Pdomati:n itocut a transfer on the statement or or by along KO-762-1000. Nose advs. the Firm prate& in vatting ot ay
receipt The Firm or Card Mine (as appleable)must scondicont change in you' I riaxial sedation or Lending information
her from you no later than CO days after he Finn UBS Financial Sendai eacum protection investment oil:pewees For eachaccost held, you For deterred information an the Firm's Wring mattes
The Fr. r. A manta, of <en Tao< I--ecne• PlOrecirn choose oval the folbwiu insammt =Within. and daemon. refer to you Chem Rettionthip
SDNY_GM_00020943
CONFIDENTIAL
EFIA_00131563
EFTA01273770

Important information about your statement (COMIMIed)
Agreement or ACCOal Agreeftertl and the General - We germak we the closes; price when sysklak a liquid and hen if they can besot, the prke — n addaion to cornmesists received n connection
Toms red Conditions LieS Statement of Credit Practices the mean of the bid ad ask prices for heed received may be ea than the per tare estimated with the sale or dethbution d arruty contracts
available in Arwood; andO W/m ann a seasitin ad opecem a only bid preen for OTC vale provided n the accost statement, and iret investment but snits low clients, we
arch read comunwinerierhusret. searities. andce our affeak mew reserve sharing
- Less actareb traded sectaities may be priced utry a . Resettled securities. Resthcled mantis gtheealb compensation from many of the instance
Your assets valuation model a the moss recent proe we are not twenty eliable tor public sale. lies Financial companies Widerteling the amity Cantatas,
Your statement itemizes securities ate other nuts held ebianed end may not rifled in actual melts price Savior use. the metal prim d Ihe unrestricted stock aft/taus c4 the imurana conthanies or thence; of
tithe account at the end of the staemere period. You a value of the sane issues as an noted value for the tnt ienvemmt outs we deed:r ate
may ask for deivelY d hay paid cantles at ay time. - Certain positions may appear witcut a pice ate restricted stock tkrootherses of the statement orgy To - Our affiliates also receive trading comenesbns ad
You May receive secunties tried as loan collateral after will twee as 'rate was not avtlatae• it we are the extent that resticled seorities are elabk for sale, other compensationRan ennui kit and
paying any balance eke an them. eery securities triable to olthan a mice fora wady. the vale reeled may be ststanualb less than the Munro companies whose products we derlase.
translated to he File dreg the statement penod ale - Deposits a securities denominated elCUM71-00 imputed vskie town - We receive an anal he from UBS Bat USA at
listed at market vabe as of the end of the statement other thin U.S dales are reflected at the 'tribe IBS AG Stanford Branch ditto $25 per accord
rate as of the statement date. • Ed. (estimated) income. anent yields and rates sweeping so the bares under the UBS Bank Sweep
• Cast basts r deterrining the cost basis of the - far certain securities rading n non-conla new An estimate of amual income is based of current Program.
securities incbded in this statement where indicated denornnations. once red quality(Iam wan) may tendered anal interest raters, assuring the seosites will
wih the number" I, • c.E r natal Services has relied have been adjusted to facilitate crepe vetuatith be MU for env yes from statement dew or until Adivity
VIi nformation eblined from sources other than US$ To Mien teem quotalone when available contact maturity This wend* holster a gudolne; accuracy thicemakthregardngcommksiths and otter chases
Financial Senices, including ithamation hem another you Financial Advisor. ad continued income are not guaranteed lasted n connection with the exeunt(' of trades,
fen a that you may tattle grovided to yea hurtled - Estimated annual keene and cured yield for ihckatg option transactions has been incbctd orm
Adthsor. The Faill does not indeperchntly verify a • Private inonernems and arreaured products. certain types of leashes cold titbit a retun of anf entikerif prewousb fuernhed to you. and will be
gurentee the accuracy a vaklity of ary Wormation Trivet* investment martin (ex bind caret pelletalor capital gains in stanch case the vet proecled to you prereptlyon repast
provided by nicer other than LESPi-uncial Sonnet pankipatith program and real estate imam-reit mist income (ad cures yell would be overstated.
h Aeolian *hough UPS Feinlet Semites gamest soothes) and structured plains are weak, highly - Est/meted and income and anent yield and the Short selling
tezdates this alternation as il is retested, the him lkuid. Cerlan anstued pastas have not been aceut kart andyield rricent be lower a higher H you are engaged in short seleg a security, you mar
does not provide any assunrces drat the ithamatim regetered with the Securities and fadsa ge than the estimated amounts. its a charge doe to careen banoweg costs for that
coder 'Cost buis° and *Unwell:Tedder/lose is er under ay slate secure:tn. We - Annan*. of arruatzed income (dadend anther pankulleseucy.
accurate as of the date of thee statement. As such amide estmated values for private investment interest) divided by the current market
please do not mkt on this nfamthion to make ceterties and structured productsfor itharmatirul valethaveragt balance is based an the tut dirdend Open orders
puthase ix sale decisions for tax purposes a purposes enb. Atarary Com guaranteed. or interest payment made by the issuer and Regarding open or • gacchtilkancelled' orders that
roethfleecrwtis e. Accounts turtheed to the Firn may - These vabes may differ atetamisey ban pews, il n,./Ilea the seareeddeposits will be held for me were not executedbythe statement date, open buy and
gel/loss infarnatith only for the period al any. at which a Pride ilmnangril thy year born the statement date or until mount sell step orders are reduced by the ram or dividends
tine they are held a the firmMorehi:wriest endured product maybe bought or sold and do Accuracy afl continued yield aw not suarafteed or rig-its cn an ex-dividends a ex-erfrds date unless
edermation can be aided by par Fnaxial Advisor. rot necessitib represent the vat* you mayfecese thetnxted otherwise by p.a. You are responsbk for
ton liquidator. • Assets not head by LES Financial Services Cenah orders tat are executed des to yon failure to cancel
• Unrealised gas/Iona In' hen data - *lied party tunas of vale are as ascertain Whit Me rot held by the Inn and not wen the wasting open orders.
emanated unwind sundown are calaiered lee date ad an supplied to UBS Inarcith Services on a Frenrs pone-Oen or caneol. These assets a*
Scievilial waxer/ lots. The transaction data for realer basis by an independere valuation firm. displayed on ya.r statement for informational Priem
tithvilial lots may or my not ref lea ccmmissicns, - bane. general panne or sponsor estimated vela,. purposes onfy. Positions and values presented are To <bun a copy of or current Client Privacy Wake.
antra security reorgalizatcn ewnts any, are misted to **Finn by the issuer, provided by the nsu'rg fern. UBS Inancial Sereces pleat caret was FrunualAchisce or vest our retinae
ed"tZd and other reinvestment lob ad systematk general panne or therfor and may be calculated not referable for he into mution and don not at ttaaw 0St rrvenfitinne,fer
purchase km are each combined to divas, cr. based an deferent information than that used by guarantee es accuracy. Thew Mani re rot protected
awraged lot Ilk 'Trade date' colan presents the third parties to delve their eainakd values. by SliC or the Fines suddanothalSITC coverage. IBS Fnaucid Serkes is rota bank The MIA, Business
crgi-ul transaction trade dale. - You can obtain additord ithormaton regardthg Services Account 854 and IRMA are tedurage accounts
the methodology used to decennine the estimate d • Revenue shrew and adeFillanaloompetsatite. which provide access so banking services and products
• Callable wombs* Bonds and reelected stock that value ad the dale of the iicenucin that is the — In addition to commissions on saes and I glorl lees thew* arengenerits with situated baths and other
the aver cats for web redemption wit be selected basis fa the estimate by contacting your Financial received n comedian with the distribution e4 thin:earty banes. ami provides Jewett, retrace and
taDadulla by la from among all seosein of that Advisor mutual finds to ow dents we rider our ASO amity products heard by unaffiliatedthird-patty
at held in ournme or n nontime newt for os - Thirdparty 'singed vales may be reflected as receive revenue *Win payments from dentate, Sweat, ccmpames through eaurame agency
clients Call tease nkentatien n cbtaned hem third 'Not priced' in several situriens: when an ardor advisors of the tad funds that we sell. subsdianes of UBS Financial Services Inc.
parties and es accuracy is not guano:ad. Othen call Idependent valuation fim has not netted These arnmnts are based on two &fern
loaves may ant which could ailed old centres vialble to flair a vain. when we become snare coreporents (i the amount of ales by UBS of a Imostrant erma-ce. and athuily products,
Sarmatian will be provitd upon request that a matenal event has owned that may call a Palicular mutual fund Pamir to our clients: and Or) Not MC insured • No bank guaantew May bse wan
mouthy reported wan no question, cre when a the asset value of aparticular mutual fund famib's
• Certificates of &peek (CDs). CDs are FDIC nsured value would be highb speaestiee due to the nature shares held a the Inn RUA. Resource Ma ribreft Arm O1, Business Services
cp to S2 5Q000 in principal and accrued intent per c4 the wearily. — We and as allAate ako receive newt:Ming and Account BSA lahlA and intonational Resource
depot:ear ate pee depository inabsiors n accordance - When neither an issuer, general partner or sponsor onnba precasting fen n consideration for Management Accost am registered senate marks of
with FDIC .ales. estimated setae nor a thed-paly estimated sake is transfer agent services that we provide to the UBS Friancid Services lc.
provided the rake of the secuity Mk to deterrent mutat knot These feesgenerally are pad from
• Priothalue Prices divined fo r secures and other Iran its pschase price. investor asses n the mthua I lured and are a fared Visa Signature is a regainedWeft mask Oleic.
pretests may be higher or lower than the price that - • Dittributiens to date' may indude return of dads amount based at the natter of accounts at Imematithat IBS Yu Segura cede cards and UBS
)OJ would actually receive in he merle. etre are capital, income orboth. the brokerrelealer holing mutual hard al that fund Visa debt cards am issued by UBS Bat LEA with
obtained from tarsus thid party sources whit, we - 'Original unit size' represents the initial offering fa-nify Permssion from Visa U SA Incorporated.
beteve to be relabk, bit we do not garantee then paper trill ad map not reflect yon cost bast
accuracy. - DIP ad wrested RES mutes are rot listed on a UM Pinata' Swine Inc Rev. 201604
national securities exchange. and are gene*
SDNY_GM_00020944
CONFIDENTIAL
EFTA_00 1 31564
EFTA01273771

U8S Femodal Services Inc.
Private Wealth Management UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2016
chnoo5633,3070316 Y1 0
GN1SLAINE MAXWELL
P.O. BOX 308
TEANECK N107666-0308
Account name GHiStANE MAXVVEU.
Friendly account nam
Account number.
Your ei nandal Advisor.
SCOTT STACKIAP4LYLE CM Et
Pr,,,,rie
Questions about your statement? Value of your account
Call foar v
RMA Res, on July 29(31 on August 31 (3)
account ("
Your aSSelS 856,673.24 856,944.22
lisit our website: Your liabilities 0.00 0.00
Value of your account 3856,673.24 5856,944.22
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S the u;ans at year end 2015 6756.007.41
Net deposits end
7,721 ? withdraNals -339257.17
WAS MeStineet return.
MO:lendand
interest income 114,357.40
Change n
marketVat* 483,836 58
Value of your account
on Aug 31.2016 $1166.944.22
Dec 2014 Crc 2015 Jul 2016 Aug 2016
SDNY GM 00020945
Member SIPC CNII0o03005633E07Nel003197t9eCOCo2 MI6 030575004 YU:35685500000C° Page 1 of 10
CONFIDENTIAL
EFTA_00131565
EFTA01273772

$UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K sandal Advisor-
Friendly account name:Indi SCOTT STACK MANLYLE CASRIEL
August 2016 Account number Y1
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
. Cash and money balances may include
A Cash and money balances 1,347.33 0.16% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Sumford Branch
deposit account balances and money market
C Equities 855,596.89 99.84% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $856,944.22 100.00%
Value of your account $856,944.22
Eye on the markets
Percentage change
Index August 2016 Year to date
S&P 500 0.14% 7.82%
Russell 3000 0.26% 8.01%
MSC I - Europe, Australia & Far East 0.08% 0.92%
Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86%
Interest rates on August 31, 2016
3-month Treasury bills: 0.33%
One-month LIBOR: 0.52%
CNP70003005633838NP700019719800tX12 08l6 0305750N Y1235685.5004fflpiyGm00020ese 2 of 10
CONFIDENTIAL
EFTA_00131566
EFTA01273773

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your finandal Athriatert
UBS Friendly account name:Indiv SCOTT STACK MANLYLE CASRIEL
2C14 Account number. Y1
Change in the value of your account Summary of gains and losses
August 2016 (5, Year to date IS) Values mooned below exclude products for which gam and lOises are not daSSIfied
Realized gains and losses Unrealized
Opening account value $856,673.24 $798,007.41
August 2016(5) Yea, to date (1.) gains and bsse5 (5)
Deposits, including investments
transferred in 0.00 34,110.00 Short term 0.00 0.00 7,502.45
Withcfrawals and fees, Long term 0.00 -790.56 169,410.57
including investments transferred
Total $0.00 -$790.56 $176,913.02
out -1,758.81 -73,367.17
Dividend and interest income 2,250.69 14,357.40 Cash activity summary
Change in market value -220.90 83,836.58
See Account enmity the month tot dela Is Balances In your Sweep Options are indud•din the opening and
Closing account value 4856,944.22 $856,944.22 closing balances eau.. FDIC insurance applies only to deposits a u8S Bank USA, not to deposits at u8S AG.
Stamford Branch or bank deposits placedthrough the urrs intemaiorui Dew., Account pfcgram sir<
rxotedion applies to money market sweep fund hddings but nal bank deposits. Seeimporcenr inbrmahon
Dividend and interest income earned about your statement on the last two pages cr this document Tor eklale
AuguSt 2016 IS) Year to date (S)
TO' Purposes of 'NS statement, (Jab 'ity of interest den] dedena 'Nome bd. been determined (Km a US Opening balances $855.45 $92.72
tar reporting perspedive. Breed upon the residence of the account holder, account type, or prolud twe,
some interest ardor dvidend payments map not be subject to United States (US) ands Puerto Rico (RR) Addkions
income tarts. The (tent monthv statement is not Intended 10 be used and ramp, tie ream uptin for tai
purposes. Clients should refer to the appictile tar reporting forms they recent. Iran 185 annualy, such as Deposits and other funds credited 0.00 34,110.00
the TOMS 1099 and the PCanS 480, for laic rePOI1m9 information. IS the practice of 1185 to file the
abpitcatle tar tenoning forms with the US internd Revenue Sew< and PR Treasury Denatement and in Dividend and interest income 2,250.69 14,357.40
such forms accurately a35ry dwdenct arca ot interest as tar exempt or tattle income. Mese consult abut
indvdual tax Plenary Proceeds from investment transactions 0.00 56,154.38
August 2016(4) Year to date IS) Total additions $2,250.69 $104,621.78
Taxable dividends 2,250.69 14,357 26 Subtractions
Taxable interest 0.00 0.14 Professional management fees and
related services 0.00 -4,137.15
Total current year $2,250.69 $14,357.40
Other funds debited -1,758.81 -x9,230.02
Total dividend & interest $2,250.69 $14,357.40
Funds withdrawn for investments
bought o oo -30,00doo
Total subtractrons -$1,758.81 -$103,367.17
Net cash flow $491.68 $1,254.61
Closing balances $1,347.33 $1,347.33
SONY GM 00020947
CeiP7050030563380904PT000197198 03032 0816 030575004 Y123568550000000 Page 3 of 10
CONFIDENTIAL
EFTA_00131567
EFTA01273774

r
*UBS UBS Strategic Advisor Account name: Your Finandul Advisor:
Friendly account name: i SCOTT STACK MANLYLE CASRIEL
August 2016
Account number: 2
UBS Bank USA Deposit Account APY
Interest period Jul 8 - Aug 4
Opening UBS Bank USA Deposit balance Jul 8 138.16
Closing UBS Bank USA Deposit balance Aug 4 $0.00
Number of days in interest period 28
Average daily balance 4666.61
Interest earned 40. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in imponant infomation about your sratemenr at the end of this
document
Your return objective:
Capital apprecetion
Your risk profile:
Primary • Aggressive
Investment eltg ibthty consoleratton None selected
Your account instructions
• Yew account cost basis default closing method is FIFO, First In, First Out.
CtIP7C00800S6338I 0 NPVC0I97I98 C0002 0BI6 030575004 Y123568550 C0NNWGM00020eilte 4 of 10
CONFIDENTIAL
EFTA_00131568
EFTA01273775

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your PI modal Advisor:
UBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
AugUSt 2016 Account number.
Your assets
OM
Some pnces, income and current vaues Shdern may [kepi:iodinate. ASS result. «rdlOsses May nos
be accurately reflected. See Mtportant infosatab0n Stout your statement a the end 01 the dacumeM fos
more informanon.
Cash
Cash and money balances
Cash and money balances mai include avalaolec,%h balances, U85 Bank USA deposit account balances,
UBS AG StaTiOtO Branch depoet account balances and money market mutual lund sweep balances.
UBS flank USA deposit accounl balances are insured by the FM vat hn applicable limits, bul are not
protected by SiPC u85 AG Stanford Branch deposit account balances an not insured by FDIC and are not
protected by SIFC Money market sweepbalances are protected by SEC but a* not insured by the FDIC.
See the rmportant information about your statement x the end of this document for details about those
balances.
°peeing balance Closing Maste ente per share Average Dtddencl Interest 04111 WI
1
ncldng on Aug a/ on Aug 31 (I) on Aug 31 Cl) tab period peflOCI C./prowl (I)
le5 BANK USA CEP ACCT 855.45 1347.33 250.000.00
Equities
Common stock
Purchase pricer
trade iamb« Average price price per share Value on UnreaerslizeezZ(d Holtnj
Hddng date of shares per shale (S) COS, basis (I) mAug 31 (51 Aug 31 (S) gain oro period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26.619 13,309.95 30.830 15,415_00 2,105.05 LT
Jan 30, 15 100 000 25.532 2,553 24 30.830 3,083 00 529.76 LT
Security tots 600.003 26_439 15,863.19 I 8,498 00 1634.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: 4153 Current yield 2.37% Apr 22, 13 72.000 56.870 4,094.67 89.810 6,466.32 2-371.65 LT
8tACK ROCK INC
Symbol BLK Exchange WSE
EAI: 1660 Current yield 2 46% Apr 22.13 72.000 251 093 18,07871 372.810 26,842.32 8,763.61 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: 12,352 Ctxrent yield 2.10% Aug 4,11 174 COO AI 632 7,244 05 74.340 12,935 16 5,691 11 LT
Aug 12, 11 4.000 42.450 169 80 74.340 297.36 127.56 LT
continued next page
SDNY GM 00020949
1
C NP703033056338I NP7003197I98 00802 MI6 030575004 Y123568550000000 Page S of 10
CONFIDENTIAL
EFTA_00131569
EFTA01273776

SUBS
UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your 15 oandd Advisor:
friendly account name,: SCOTT STACK MANYLYLE CASRIEL
August 201 6 Account number.
Your assets . Equities . Common stock (continued)
Purchase pricel
Trade Witt. Awing' price Price pet share Velueon Unreal:egg Hddng
Hddng date of shares per sham (S) Cost bask (S) an Aug 31 (1.) Aug 3% (t) gain or loss (I) penal
Jan 23,13 910.000 54 240 49,358.63 74.340 67,649.40 18290.77 LT
Apr 22, 13 420.000 59.788 25,111 32 74.340 31222 80 6,111.48 LT
Security totd 1,508.000 54300 81,883.80 112,104.72 30220.92
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 0.76% Jan 28, 1 S 500.000 90.411 45,205 72 88.490 44,245 00 -960.72 LT
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 36.140 18,070.00 2,09864 LT
Jan 30,15 250.000 29.431 7,357.75 36.140 9,035.00 1,677.25 LT
Oct 26, 15 250.000 34.170 8,542.53 36.140 9,035.00 492.47 ST
Jan 15,16 1,000.000 29.130 29,130 02 36.140 36,140 00 7,009.98 ST
Security total 2,000.000 30.501 61,00166 72,280.00 11,278.34
GELAL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,613 Current yield: 2.71% Aug 4, 11 191.000 36265 6,926 77 70.820 13,526 62 6,599.85 LT
Aug 12, 11 5.000 35.754 178.77 70.820 354.10 175.33 LT
Jan 23,13 1,001.033 41387 41.428 89 70.820 70,890.82 29.461.93 LT
Apr 22. 13 464.000 50287 23,333.21 70.820 32,860.48 9,527.27 LT
lux 17.13 148.000 49.739 7,361.45 70.820 10,481.36 3,119.91 LT
Jun 18.13 73.000 49)336 3.638.07 70.820 5,169 86 1,531.79 LT
Security total 1,882.000 44.031 82,867.16 133,283.24 50,416.08
JOHNSON & JOHNSON COM
Symbol: .liel Exchange: NYSE
EAI: $21 I Current yield 2.68% Apr 22, 13 66.000 84.721 5,591.64 119.340 7,876.44 2,284.80 LT
MCDONALD& CORP
Symbol: MCD Exchange: NYSE
EAI: 13.624 Current yield: 3.08% Aug 4,11 95.000 84.969 8,072.06 115.660 10,987.70 2,915.64 LT
Aug 12, 11 3.000 85.910 257.73 115.660 346.98 89.25 LT
Nov 29. 12 8.000 86456 691.65 115.660 925.28 233.63 LT
Jan 23,13 555.003 93.053 51,644.75 115.660 64,191.30 12,546.55 LT
Apr 22. 13 255.000 99318 25,326.32 115.660 29,493.30 4,16698 LT
Sep 19, 13 78.000 97879 7,634.63 115.660 9.021.48 1,386.85 LT
Sep 19, 13 22.000 97.425 2,143.36 115.660 2,544.52 401.16 LT
continued next page
CHP70810005-633812NP70C0197198 00002 MI6 030575004 Yt 23560s5oco~wGM00020%lie 6 of 10
CONFIDENTIAL
EFTA_00 1 3 1570
EFTA01273777

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N sandal Advisor:
Friendly account name: SCOTT STACKMANYLYLE CASRIEL
August 2016 Account number.
Your assets Equities . Common stock (continued)
Purchase price
Trade NuMaer Average price Price per share Value on Unredlied Hddng
Hddng date of shares per shape (I) Cost basis ($1 an Aug 31 (I) 44931 (I) gains loss (1) period
Sep 19, 13 2.000 97.830 195.66 115.660 231.32 35.66 LT
Security iota) 1618.000 94269 95,96616 117,741 88 21)75.72
NEXTEIRA ENERGY INC COM
Symbol. NU Exchange NYSE
EAI: $564 Current yield 2.88% Apr 22, 13 162.000 79.757 12,920.65 120.940 19,592.28 6,671.63 LT
OCCIDENTAL PETROLEUM CRP
Symbol: OxY Exchange: NYSE
EAI: 12,946 Current yield: 3.96% Feb 12, 14 148.000 88.811 13,144.15 76.850 11,373.80 -1,770.35 LT
Feb 12, 14 117.000 88.842 10394.56 76.850 8,991.45 -1,403.11 LT
Feb 12, 14 32.000 88.854 2,843.35 76.850 2,459.20 •384.15 LT
Feb 12. 14 7.000 88.710 620.97 76.850 537.95 -83.02 LT
Feb 13. 14 110.000 88.738 9,761.20 76.850 8,453.50 -1,307.70 LT
Feb 13, 14 68.000 88.561 6,022.19 76.850 5,225.80 -796.39 LT
Feb 13. 14 33.000 88223 2,911.36 76.850 2.536.05 -375.31 LT
Feb 13, 14 6.000 88/75 529.65 76.850 461.10 -6655 LT
Feb 14, 14 334.000 91.912 30,698.86 76.850 25,667.90 -5,030.95 LT
Feb 18. 14 114.000 92.523 10,547.72 76.850 8,760.90 -1,786.82 LT
Security total 969.000 90272 87,474.01 74,467.65 -13,006.36
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 43,474 Current yield: 2.82% Aug 4, 11 115.000 63.979 7357.65 106.750 12276.25 4,918.60 LT
Aug 12, 11 3.000 63.023 189.07 106.750 320.25 131.18 LT
May 16, 12 6.000 68.535 411.21 106.750 640.50 229.29 LT
Oct 24, 12 1.000 68.690 68.69 106.750 106.75 38.06 LT
Oct 25. 12 2.000 68.810 137.62 106.750 21850 75.88 LT
Oct 26. 12 1.000 68.890 68.89 106.750 106.75 37.86 LT
Oct 31, 12 1.000 69370 69.37 106.750 106.75 37.38 LT
Nov6.12 1.000 69 370 69.37 106.750 106.75 37.38 LT
Nay 7, 12 1.000 69.150 69.15 106.750 106.75 37.60 LT
Nov8, 12 2.000 69.090 138.18 106.750 213.50 75.32 LT
Jan 23,13 699.000 72.166 50,444.31 106.750 74,618.25 24,173.94 LT
Apr 22. 13 322.000 82251 26,484.85 106.750 34373.50 7,888.65 LT
continued next page
SONY GM 00020951
CNP7C009305633813 NP7000197198 C0002 0016 030575004 Y123568550000000 Page 7 of 10
CONFIDENTIAL
EFTA 00131571
EFTA01273778

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnanciii Advisor:
Friendly account name. SCOTT STACK MANLYLE CASRIEL
Aurluct 2016 Account number:
Your assets Equities . Common stock (continued)
Purchase OW
Track Kilter Average price Pince per share Vdue on unrealized licking
Itching date of them per than (S) ant Gds (1) en Aug 31 (I) Aug 31 (S) gain ot loss (S) period
Security total 1,154.000 74.097 85,508.36 123,189.50 37,681.14
PROCTER 8/GASA3LE CO
Symbol: PG Eschange: NYSE
EAT 43,037 CLerent yield: 3.07% Aug 4,11 118.000 60.103 7,092.22 87.310 10,302.58 3,210.36 LT
Aug 12, 11 3.000 60.896 182.69 87.310 261.93 79.24 LT
Jan 23,13 619.000 69.941 43,293.73 87.310 54,044 89 10,751.16 LT
Apr 22, 13 286.000 81332 23,261 18 87.310 24,970.66 1,709.48 LT
Apr 24, 13 108.000 77.762 8,398 32 87.310 9,429.48 1,031.16 LT
Secwity IOLA 1,134.000 72.512 82,228 I 4 99,009.54 16,781.40
Total $678,683.87 1855.59629 5176,913.02
Total estimated annual income: 520,969
Your total assets
Pexentage or Cost Estimated unrealized
value on Aug 31 (S) your ex count basis (s) annual incense (S) grin or loss CO
Cash Cash and money balances 1,34733 0.16% 1,34733
Equities Common stook 855,596.89 99.84% 678,683.87 20,969.00 176,913.02
Total 3856,944.22 100.00% $680,031.20 $20,969.00 $176,913.02
Account activity this month
Date Aclisily Descrtition Amount (5)
Dividend and interestinoorne
Taxable dnadends Aug 1 Dvidend GENL MILLS INC PAID ON 1882 903.36
Aug 15 Dvidend COLGATE PALMOLIVE CO PAID ON 1508 588.12
Aug 15 Dvidend PROCTER S. GAMBLE CO PAID ON 1134 759.21
Total taxable dividends 12250.69
Total dividend and interest income $2,250.69
Date *chitty oescepoon Amount (5)
Other funds debited Aug 2 Transfer JOURNAL TO VI 23575 GHSLANE MAXWELL -1,758.81
Total other finds debitrd 41.758.81
CNP7000300S63381 4 W7000197'98 00002 MI6 C130575004 `(12356855000%ffiyGit0 002~8 01 10
CONFIDENTIAL
EFTA_00131572
EFTA01273779

(SUBS
UBS Strategic Advisor Account name: Your rinandal Advisor:
friendly account n SCOTT STACK MANY LYLE CASRIEL
August 2016 Account number.
Account activity this month
(COntrUed)
Date Attnity otsoption Amount (4)
Money balance activities hil29 Balance forward filiSSAS
Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 903.36
Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08102/16 -1,75831
Aug 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33
Aug 31 Closing U.S leak USA Deposit Account $134733
me 095 Bank USA Deposit Account Is your primly sweep cotion
SONY GM 00020953
CNIMOCE005633015NPTOCOI97I90 00002 OBI6 030575004 '023568550000000 Page 9 of 10
CONFIDENTIAL
EFTA 00131573
EFTA01273780

,tuBS
Your notes
00411,Gmoao2DION ,0 0' '0
""="===="
CONFIDENTIAL
EFIA_OU131574
EFTA01273781

Important information about your statement
U3S Financial Services Pc. (the Firm or UM Finarcial sea yOu the list stateneed on which the era Or Corporation (WC), which protects SW-real traa-MS of • Prods. Cunene income: hvestmentS seeng the
Serekes), is a mortise of all principal acuity, ccmrroday problem aFpeated. its members up to $900,000 (including S250,0001a generation of Mom> orstr.
and options 'whelps. UBS Financial Semler, and LES - Fri:ideyour name ad scorn number Gif eery) dams for twit The Slit asset protection limes ;Pet to • Aches Cape.,a pennlanon. Investments seeing
Bak USA re i-died subsilenes of UPS AG and - Dew& the error or the trandef you revere all amoses that you had h a partioult cmacity. yeah of principal rather than the gerersann of
*likesof U3S Semites U.C. The Fakes I refloat about, and *Alain as clay as you cal why you The Fero, together %A certain aft iliates, has also 'mane.
statement e available upon regcest The Font extoonee believe t is Amer a why you need more parch/AS appenentelplOteCtiOn. The thiamin • Produce Congnutian al wane Capital
/Mks re a. nfamaten. amount pa/able 10 at Spike hens, f nada* uncle Apipnrceoaton. Ivesinints seen) both the genteaton
- km:dethe doer arrant d the suspected ant. this erasion is ZOO (nation a of Decent*, to, 201S. of ad growthof prikke
1.135 Finapol Simms Inc. Stbrot to the poky medians ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii haestaame put compdatt the km is further protected fa up to $1.9 milbn n the Overall risk profiles
Weehawken, NJ 07086 and wet correct thy error promptly. For alleged mots aggegae kr all your accounts held n apse:Wm • ConstwA*. Seeks to mantan nta prixipal, with
reeking UBS USAdebit sad tramad irk if we take capacity. A foe copy of thepoky *wing is sailebb
U Th 3 i S s F st h a a te n m ci e a n l S t r e e n p a r t e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r rd e s a , e d s o e f p p t ox m yo o n m a t c h c a o t r 1 d 0 f b o u r s t h i- e es s s n d o ay o s d to y o de u r t t h hi i s ik , w is e in w e i r ll r c o r r e , d to it tat t*on request. l t ' h o r a e w t a r m i m s e k a o a n r n s r d e t h t s u e o r n l a i s d c r i c t d y o s to m t d t a h o y e e r s a o n c t o c k t o e g r e d e p n o p e a v r c a a e t t e e w s i i t g t h h n e II n C if a rt
office ter imminent,. contanng @allyingdata should you will have the use of the money turn tie tine it The Slit protection and the suppkmental protection
n O o m t O b 9 e O re n l i p e l d e a m se a r n ep I o I r y t o i u t i b m a m t e h d e ia t t h e e ly e n i s w an r i e n n g o t r o a t he takes us to complete our nostigaion. b • o C th d A o S no fi t n m an a c y ia l t o as sets controlled by (and nclued n • M in o fl d a e tio ra n t . e . Willing to accept some ride to simnel and
Brands Manager of the office serving your accost. Please mice all checks payek to the Fan or the your account value) but held away from WSFine-6i tolerate some sobriety to seek higher returns,
financial instanter reloated on he than of the Services (e.g., certain 6) cash at UBS Bark USA, 60 • Aggresse: Wiling to accept high idc to pnncpi and
Altectein a tiger.' shown are Mended to be accurate, lb/Anent In addition to regular accost fees, accounts cash at Les AG U.S.banrhes, (4 Muratae peace high volat lily to seek high returns oar tine.
statement tea should not be wed fa to proposes Rely may be abject to maintenarce Ins, changes for the including variable annuities and 60 three of mutual • ba• %anent Elgin* Cootideration:f selected, a
seletr on yerand tax forins. fie , Form 1099. 5498, pane kr securities purchases and charges kr unpaid funds where such shoes re registered dusty n the PCniOn of the porHole fo r that account may existe
10425. etc ) when prepamg your lax return. The Filet s arose n cash accents. Accents that at tranSferred name of the account holder on tie becks rd records complex strategic, linked liquidly and rater
requiredby law to repot to the IRS all hirable dividends, to other instiatcns may be subject to a transfer fee of the applici* aster a tracer agen0. volatiky.
reportakie nontaxable directed and meek Merest • Certain nwstrnent contracts or Ammo* interests
cried on societies held rimy amant, nee steeds UBS Sweep Opeions (e.g.. linseed partnerships end private placements) that Statement •houreholdier
on see breactire, aid cost basian certain covered LE5 offers options for meshy cash bine,. balances an roc regitered ceder tie Seturkiee Act of 1933; We may concede.* a related *count statements with
to bat deposits at UM Bask USA and LES AG Stanford and the sane Aims in the same enmetve, e.g. because
trench (Ba-k Sweep Procjarre), moneymaker mutual • Commodities arrays (e.g, kreign Aline and they have owners who also maistan OM account
Czenlinsliaalkall with the Finn Lads Money Find) Adthe International 0eposa meowsmetal contracts), incluirg futures contacts read coshes Nth other dents a the same address*
• Please rscoreinn ant oral corrrrunkations in wring Amore (DA)la c warners with an Intarutional ad commie, option contracts. you reefer to went inclaidual **mimes mailed n
tofurther protect your rights. inducing your hit Rexene Llanarrmird Account. Though the Bak The SIPC protect On and the suparnerdal protection do separate erivelOPet you may delne hor,eholing by
lett the Secintin Investor Protection Ad (SPAT Steep Programs, cash balances re swept to LES Bank not apply to these assets then if fl y otherwise appear citing par Finetsal Acheot
• II thefinance eatitution on the top let of die toed USA tp to an estabished knit ad then to UPS AG on you statements. The SPC protection aid the
of this statement isnot CBS F twice Street CBS Stanford Branch, or a Money Fund. Deposes at (.26 bPekerrental protection d, not protect against changes Friendly awned name
Fhancial &mien carries yea =cut as clearing Bank USA av FDIC hared in accorda-ce with FCC n the market vale of no inurement> (whether as The Fiore* aocu-4 name is a custom:ale nicknemo'
broker by arra-gement with the rdcated insiation nibs. Format Mormation please *sit wwwfdic result of market movement, issue ba-kruptcy a chosen by you to assist you with your recombeeen0
We informed yiw of this relate:115k, when you Deposes at LEG AG StamfordBra& ad shares of othenoke) has no legal effect on yOur account You can change
opened this accost h the cast your kra and MoneyArdsare rot insured by the FDIC. More irtonnaten is rabble taxn request. par triend9 *cover names. through °riffle Services a
stories tre boated a LOS financial Series and rot roomy, °Man more informationabout SIK, ricluding by connote-9 your Fn,noal Athisor.
the iscdx eg broker, ad youn ut made a reperi Through tie DA, (mailable to cash balances are swipe to the SIPC Botha by canting SIPC at 202-371 -83C0
of any ear or omission to bode firm. As described in depose &mints at UBS AG New Yak Drench and LE6 or by Seek the SIPC swbae ar smeisatin Account overview
the account agreements, you must natty OS Of a AG Cayman Eranch hew deposits arena toured by • Value of you accantkon(olo. Net of *sets and
errors or fraud rwobtry chedcs reflected on your the FCC. Balances held at the UDS AG Cayman Brandi Dividend Reimestment Program (DRIP) leans
staterrert *Ail 30 cbys alter t was mailed or made are temposay reposed to the sovereign Irk of the The prir reflected is an astray price. You may °Nan • A 33e hcbdes soli* cash balances, *Sues fa
available. Alinements shall be deemed complete Cayman ida-dc, and there is no guarantee or other the shoal price tran your Fe-waist Advixr.Ory whole restricted warty lot ), and Global Tire Depose,
and accurate n all other mush if not elected a in obkgation of UBS AG to renal ft* Saxes bthIP al the shares re purchased under DPW; partial shoes will be coreazed marks to ma-ket, and certah assets not held
wring wthin 60 days 1.65 Cayman's Brach's books. sold ad the cash wi be deposited it your ascot The by the Fim. Does rat include repriced sectritie assets
• Please dkect ouRomer complaints or Ogihes to to decked reinvestment price applied by the dear may at the end a the prior and curent statement periods, or
Fein's C lent Rebook Depatnee at 201.352.1099 Deposita at LEG Bak USA and each UPS AG Branch are •efer from the make price at which the partial tires preme ikon:Dena aliened stock options and
a toll-free r. 900354.9103, 8:03 A.M. to 6 AO P.M not protected by SIK. Money Fund sham are protected re sold earceeble stook options
FT Monday through Frday, or in voiti-g to LES by SIPC. See 'LOS Financial &entices Account Protection' • Othades. Includes debit balances. aitstanling margin
Financial Services lax., Client Relations Department, below. Cadttritrlieu bans, credit lie, short accord balances.
P.O. Box 766 Unon Coy, NJ 07037. any whole urns may be heed in gar aomult. If you A • C.Weoney balances. Total of unimested available
• In case of errors Or gallon about a, electronic Uponyour request balances in the Bank Sweep entitled to a petal unit a a nesult a a *hided payment cash balances, plus depose telexes at UB5 Bank USA,
knob transfer (EFT). ba parked a UBS VoAdebit Program or DA may be vethdrawn and shares of a or cthenvise, the Firm well either ell panel crthat U35 AG U.S Branches ad matey make mutual fund
card transactions, call 9:G762-100ft a write to UBS (stoneyFundmay be lisidated, and the proceeds market price a accept an /mord determined by a sweep bins, at the axe of tie Oa:e rrant period
Financial Senices IN., 1000 Harbor 814, 6th floor. returned to you or your sapiens accord. regiaered cleati-g agency, rd credit yes accord. Non-cairn:6k free trek balances in goo amount are
Vitrehanhers NI O70B6, Attris RIAMESA Sakes. not segegaed torn other balances and the Fim may
Fair I-dorm/ton about available sweep cetera Investment objectives sae any of these finds it the ordnay course of es
Caller wee as soon as you can, 4 you tee par ncladeg wren Merest rates and kids, 5 available at The invesimere objection and risk profile are spec it to b ains, These funds re pestle t your downed.
staterrert a receipt is wrong or if you need more wmvubsconlsweepykka from your Fnaxial Advisor each account and may vay between you accords Ike total is ticketed in de arrant period closing vain
Pecemation AA a transfer on the statement or or by along KO-762-1000. Please advise the Firm monody in voting of ay
receipt The Firm or Card lister (as applicable) must kg-Scant change into" I menial Nekton or Lenin() risme**
her from you no later than CO days slier Ine Fein U Th N e F F r- i r n h a r n o c e i a rr l o S - e rh rv o ic rc e F s a th m e o T u eo n t T p a r o o < t e I• c re t o io n n o r britartron i c n h v o e o s s tm e o e n n e t o o b f e t c h h e v t e a s b w Fo in r g e a in c s h e a a cc m o s st t h h e is ld t i y s o s u . F an a d ( s S t e e a a le m d y in . f * o r r e m fe a r ti o to n y o o n u t r h C e l i f e ir n m t R 's t f h e t e i d o i n ng ii i p p r etties
SDNY_GM_00020955
CONFIDENTIAL
EFTA 00131575
EFTA01273782

Important information about your statement (POIlthlUed)
batmen, or ACCOLII Agreerrenl and the General - We germane use to clone; price when svelte a liquid and ewes a they can besot, to prn — h addikin to commissions received n connection
Tams ad Conditions U3S Statesmen of Credit Practices the mean of the bid and ask prices kr listed received may be IOU than the pee More estimated with the sale or dotrolautiOn of arruey contract
available in Agreement indeed:sures at swine; rid optima a only bd prices for OTC vela provided n the mord siaterreent and knet investment but units tome clients, we
may tin ramlatervonntrimo met searlies. silt our affiliate nine mime sharp
- Less 3Ctirei traded certain., may be priced usig a . Restricted securities flestrcted sautes generalk compensation from many of the issuance
Yew masts valuation model a the moss recent prce eve re nal curienfit egble kit public tale. UB Finamal compades undersell- 9 the treaty COntrads,
Your gatemem itemises mains end other assets hell detained rid may not reeled in actual make price Sevacec use. the make priced the unrestricted nod aft Tuns cf the instaana ccernines or winces of
h the award at the end of to natemers period. You a van of U. sane issuer as an inputed value for the tie ant irmestmmt tugs we distbie.
may ark for delve, of fully paid seoxiies al anytime. - Certan positions may apex wit out a price and restricted stock dwougases Mtn; statement onM To - Our affiliates abo receise trading merimssions ad
You may receive securities used as loin collateral after will tow as vice was nol avatlide• it we me the extent teat resigned sea:ties are elgbb to sale, oter compensator, Man natal kids and
paying any balaxe d* an them. Any securities unable to obtain a price lot a wady. the vale rmeised may be tbstanualh less than the iterate companies whose products we derlium.
translated to tie Firm cased the Italerrent period ate - Deposits a securities denominated n CUITIrCin imposed vake town - We receive en allIJIA fee from UBS Bat USA ad
Mode market value as of the ends the sterner* *tier thin U.S Mims aw reflected at the (whence 1.65 AG Stanford Ranch city to $25 per arcane
period. rate as of the statement date. • Est festinated) incense. anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost base. In determine the cost basis of the - for certain secedes rading n non-cod ormrig M estimate of ensue income 6 based en f Wel Program.
securities incbded in this staternent, where indicated denornnetionk puce and quantity (face sake) may dedend ad interest rates, asstmmg tee seosites will
wits the number " l, • WS F name Services has relied hew been Whined to facilitate raper valuation be hed for are year from statement date or ustil Activity
F al i -a in n f c o ia rm l S a e t m io i n te o s b . i i n /M clu e d d i n fr g o m inf s o o r u m rc a e ti s o o n t f h r e o r m th a a n n o L th E e S r To ob F t r a a in i- c ca e r i o a m de o nc m r ens. when availably. contact m an a d tu c r o it n y t i T n h u i e s d in in ti c m o a m t e e a in re a n n G ot a g g u u w d a o r l n n e e; d a ccuracy I h n o S m crm ed a n h s n c v o e n g n a e n c : t i i n o ° n c w cn t s h m th k e si e sn x s e c a u n t d e : o a t o he f w r c a h d a es s , e s
dim a that ?SUM* toVegrovided to you Finaxial - Estimated areal Mane aid anent yield fa icludng option transactions has Men incbad on
Arbiter. The Film does not indeperantly verty • Private invesUnorIla and ',murmured endues. certain types of noshes could ricksie a return of codM ahon prewousht furnished to you. rid set be
game* the /costar, a vakIhy of x inform tion motto rroolmert war lin (rho bin) (*red primedor capital gait is which case the est prodded to you promptly onrowed.
provided by Wen Other than LES Fa-uncial Senses, participation program and real mute investment tat income (a- downed yield would be overstated,
adoltion although UPSChanel Serrices gonerafit sooting and struclaed proixts are gmeralb highly - Estimated areal income and omen yield and tie Short selling
sedates ft nformation as it is retested, the him Shard. Celan stactued predicts have not been actual Mon* aidyield meg* be lower°, higher 11 you are engagedin short selling a secunly, you may
does not provide any assurteces that Inv registered with the Securities and Exch than the estimated mounts. ease a charge der to ratan tomeng costs for that
seder 'Cod bate and *Unwind gen lose is Commssian or undo' my state secuntileXtva. We - Are testing* of nudged income (dedend snare
accurate as of the date of the statement. As such Provide egmated stakes for pink. investment interest) divided by the current market
please dorot ref on this nkernetion to make searites ad Wu-lured products for PrIcematiorol valaraverage balance is based an the Last dividend Open orders
pahme or sale decissonh for tax imposes a purposes any. !starer) snot gmanteed. or merest payment mode by the Ssuer and Regarding open or • gmchtilkancelled' aden that
otherwise. Accounts undered to tie Fen may - These vases may differ Mosta-60y from prices, il mines tee seckraindepostis will be held for one were not executed by the StlittnitIV date, open buy and
reflect gal loss Marne:on only for the period el any. at which a Prisee Mennen ritY year Isom the statement date or until matt set step orders are redaced by the mount of dividends
tine they are held a Use Fim More Nankai structured product maybe bought or sold and do Accuracy and continued yell xe not guaranked a Fitts ad an ex-dividers* a reignis date unless
Plcematim cube aokkd by you- Fnaxial Advisor. rot necessaii represent the vax you mayrenew Peructed dhenvise by yai. You are responsbk for
spat licmidatim • Assets not held by WS Financial Services. Celan orders that are executed Oa toyed lalure to cancel
• Unnalind gas/Iowa %teen data s awilabk, - Third party *emotes of vale are es al a amain asses se rot held by the Fran arena wen the easing open orders.
oninated awaked sundown re alai-Mod la date and an supplied to UBS Fnaxial Services on a Ferns possemion or control. These assets we
hofevdtal set" lots. The transition data for reglar basis by an independers saltation firm. dtsplayed On yar statement for informational Piing
bit mayor may not ref kct ommisions, - ham general Danner or sponsor estimated rem purposes only Positions and values presented at To obtain a copy of at current Client Privacy Notice.
d aannddsssecurity reorganization events if ark are suglied to the Fm by the issuer, provided by gal issuing fern. Lies &uncial Services please <inlet ran F nanual Anise or vet our welsride
ti= d and other reinvestment lots ad systematk general panne or wawa and my be cakulated not retscroble for des information and does not at wksi, rrventivninfry
pachase lots are each combined to display at bawd co deferent information frow tat used by guarantee es mangy these assets ere not protected
awraged lot The 'Tuck date' totempresentsthe third pities to derive ter 'negated values. by SIC or te Ferris supolementaIMPC coverage. kJEG Fnaxial Sernes is not a bark The WA, Business
*anal transaction trade date. - You can obtain additord normation regarded Services Account EGA and IRMA are tetherage accounts
the metemblogy used to determine the estimate d • Revenue sharing and Mations( computerese:a which provide mess so herding services And podiab
• Callable securities Bonds and petered stock that value and the dale of U. itemise:n0m is the — In addition to commissions on sales and 1.1M1 lees tea* aringimerits wth Misted bathe and other
the ismer cats for eery rodenplon will be selected basis kr the estimate by contattig your Financial received n careetscri with Me distribution id Ihrdparty banks, rid provides access to Pomace and
rya-tole by lot Iran among all sonnies of that Advoor nulual Ards to our dents we ands our Aide xmlitY Prodien wed by unaffiliated thid-party
6sue held is our newer in tombsee rime for as - Third party 'singed sates may be reelected as receive revenuesh aring payments from distributors iterate canpanes through Mutate agency
cents. Call tease Manution is obtaned from third 'Not paced' in several situations: when an ad or advisors of the maul funds that we sell. subsdianesol UBSfinarcial Services Inc.
patties and its accuracy is not garanteed. Other call Idoom:lent valuation Inn has not tented a it These anoints are based on two &fermi
eases may amt whith taut allect mkt amdete arallo to assir a Yam Mtn we become mare corrporents (a the amant of Salt by UBS of a nostnent itura-co. ad aruily products,
iternatim MO be provited upon request that a matenal meet has marred that may call a Palicule mutual fund I amii to our clients: and 0!) Not FDIC eared • No bank qua-anew May kose gam
peseaudy reported vat* into question. er when a the asset value of aparticular matual fund famihr's
• Certificates of deposit COX. CDs are FDIC rated value would be highk specula:se due to tie nature shies held a the Irrn RUA. Resource Mena:rent Arm nt, Business Services
Lea to 1233,W0 is principal and /fatted Merest per c4 the murky. — We and as alliate ako receive networking aid Account BSA. lakta and intonational Resource
depositor ad per depository inoituiork is accordance - When nester n Mum general partner or sponsor orrnbus processing fees ix consideration for Management Accord at registered service mats of
wefts FDIC nabs estimated value nor a thed-paly estimated yak* is transfer agent WYS E" that we roode to the 1.85 Fnancii Strikes lx
wooded the vale ce the searywiP be dinerent maual These fees generally are pad from
• Priothalue Prces displayed fo r attunes and other Iran its paha* price. investor assets n the natal lured and are a ford Vila Signaare e a reggered service Milk of VILE
pectins may be higher or lower than the price that - • De:tribune°, to date ma/include ram of dale amount based as the amber of accounts at Hemet:nal CBS Yu Sonata ova cads and IBS
you would actually receive in to meet his se capita ncome orboth. the broker-dealer Poling mutual fads al that fund Visa debt cards re Mixed by UBS gar* USA win
obtained from various staid party sources white we - 'Original unit size' represents tie reel offering family PrITISSIOCI torn Visa U SA Incorporated.
Meese to be reloble, but we do not garastee that price per Ana ad may not reflect aots tort bast
accuray. - OOP ad unlisted RUT mutes se not listed on a UBS Financial Services Ins Rev 201604
national securities exchanges and am genet*
SDNY_GM_00020956
CONFIDENTIAL
EFTA 00131576
EFTA01273783

Iles fM arcel Services Inc
Private Wealth Management UBS Strategic Advisor
;It UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2016
CNP70061547350916X13 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ0766E-0308
Account name: GHISLANE MAXWELL
Friendly account name:
Account number
Your Nnancial Advisor.
SCOTT STACK MANIIY1F CASRIF1
Phone.
Questions about your statement? Value of your account
Call your Financial Advisor or
RMA Besourceline at on Avoist 31 (S) on September 30(4)
account
Your aSSelS 856,944.22 849,664.29
Visit our voebsIte: Your liabilities 0.00 0.00
Value of your account $856,944.22 $849,664.29
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
S Thou,...311C$ at year end 2015 S798.007.41
Net deposits and
7721 7
withdrawals -S40,604.50
Your tiveStinNlt return
Dnedendarxl
elli...43/ 4441.11.4%%34/447098..0 856.9 849.7 interest income 416,490.43
• Change
matter value S7S770 SS
Value of your account
on Sep 30. 2016 5049.664.29
Dec 2014 Dec 2015 Aug 2016 Sep 2016
SDNY GM 00020957
Member SIPC CNP7011:6006454735NPT000305144C0CO2 0916 03057500i Y1235685501010:0 Page 1 of ID
CONFIDENTIAL
EFTA_00131577
EFTA01273784

SUBS
UBS Strategic Advisor Account name: GHI _ Your ll sandal Advisor-
Friendly account name:Indi SCOTT STACK MANLYLE CASRIEL
September 2016 Account number: Y1
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 fl) your account
• Cash and money balances may include
A Cash and money balances 2,133.03 025% Your current asset allocation available cash balances. lifiS Bank USA deposit
B Cash alternatives 0.00 000% account balances,U8S AG Stamford Branch
deposit account balances and money market
C Equities 847,531.26 99 75% mutual fund sweep balances See the Important
information about your statement on the Last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 000 000%
Total assets $849,664.29 100.00%
Value of your account $849,664.29
Eye on the markets
Percentage change
Index September 2016 Year to date
S&P 500 0.02% 7.84%
Russell 3000 0.16% 8.18%
MSC - Europe, Australia & Far East 1.27% 2.20%
Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80%
Interest rates on September 30, 2016
3-month Treasury bills: 0.27%
One-month LIBOR: 0.53%
047C0000064$4,36Net0C0X6I44O0032 0916 030579004 Y123568550 lOgiteGmixmolNie 2 of 10
CONFIDENTIAL
EFTA_00131578
EFTA01273785

UBS Strategic Advisor Account norm: GHISLAINE MAXWELL Your N nandal Advisor:
UBS
Friendly account norm:Inch SCOTT STACKMAR/ME CASRia
September 2016 Account number. YI
Change in the value of your account Summary of gains and losses
\Mires reported below exclude products for which gain and losses are not classified
September 20'6 (S. Year to date (I)
Realized gains and losses Unrealized
Opening account value $856,944.22 $798,007.41
September 2016 (1) Yea, to date (3) gains and kisses (1)
Deposits, including investments
transferred in 0.00 34,110.00 Short term 0.00 0.00 8,489.95
Long term 0.00 -790.56 160,357 44
Withdrawals and fees,
including investments transferred
Total $0.00 -$790.56 $168,847.39
out -1,347.33 -74,714.50
Dividend and interest income 2,133.03 16,490.43
Cash activity summary
Change in market value -8,065.63 75,770.95
See Account activity the month for dela Is Balances In your Sweep00CM are induCed in the cpenng and
Closing account value $849,664.29 $849,664.29 closing balances eau.. FDIC insurance aspies only to deposits a UBS Bank USA, not to deposits at LOS AG,
Starriord Branch or bank deposits paced t mouses the UBS Intemaiond Depose Account program PPC
protection applies to money market sweep fund holdings but not bar* deposits Seeimporunr inbrmation
Dividend and interest income earned abOut your Statement on the last two pages c( this document for coats
September 2016 (1) Year to date (S)
for cutpOse$ of trs staterneni, tagatOty of 'nines] and clinden0 income has been determined from a US Opening balances $1,347.33 $92.72
tog top:ding perspeaire. end upon the residence of the account holder, account type, or produl type,
some interest ardor I:M*1W payments may not be subject to United Pates (Use enact Puerto Rico (PR) Addkiorrs
income tares. The r4tnt month Statement IS not intended to be used and carrot be weed upon ice la
purposes. Clients should refer to the applatile lac reporting forms they recent. from UBS annualy, such as Deposits and other funds credned 0.00 34,110W
the (OM 1099 and the Rams 480. for lair repomng information it is the practice Of 1185 to lite the
applicatle las reporting forms with the us interna Revenue Serve and PR neasury °mailmen,. and in Dividend and interest income 2,133.03 16,490.43
such town accurately Ossify clneknct ardor Interest as tar exempt or tate income. Pleat Lorrain your
includual tax prepare( Proceeds from investment transactions 0.00 56,154.38
September 2016 (V Year to date (S) Total additions $2,133.03 $106,754.81
Taxable dividends 2,133.03 16,490.29 Subtractions
Taxable interest 0.00 0.14 Professional management fees and
related services 000 -4,137.15
Total current year $2,133.03 $16,490.43
Other funds debned -1,347.33 -70,577.35
Total dividend & interest $2,133.03 S16A90.43
Funds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions -$1,347.33 -$104,714.50
Net cash flow $785.70 $2,040.31
Closing balances $2,133.03 $2,133.03
SDNY GM 00020959
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CONFIDENTIAL
EF1'A_00131579
EFTA01273786

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor
friendly account name:Indi stOTT STACK MANLYLE CASRIEL
September 2016 Account number Y1
UBS Bank USA Deposit Account APY
Interest Period Aug 5 - Sep 7
Opening UBS Bank USA Deposit balance Aug 5 $0.00
Closing UBS Bank USA Deposit balance Sep 7 $52.80
Number of days in interest period 34
Average daily balance $635.59
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Franco' Advisor or Branch Manager. You Can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility cOnSderahon None srktited
Your account instructions
• tots account is currently coded for margin.
• tots account cost basis default closing method is FIFO, First In, First Out.
CHM:IC*306454 738 NV70C0305I44 C0002 0916 030575004 Y123568550 IONNWGro0002016tee 4 of I0
CONFIDENTIAL
EFTA_00131580
EFTA01273787

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Adviser
*UBS nig:la
Friendly account name: SIOTT <JACKwartVIE
September 2016 Account number.
Your assets
Some prices, income and current vaues Steam May be apploxerlate. AS a lest& gains aid teases ma/ not
be &pushily refkaed. See imporumintomtabon about your statement a the end of the documem fOr
mote infornalon.
Cash
Cash and money balances
Cash and money balances may include avalkie cash balances, UBS Bant USA cProat account balances,
UBS AG StanSord Branch Cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC vat to n applicable limits, but are not
protected by UPC 085 AG Stanford Branchdeposit etc oum balances are not insured by FDIC and ate not
protected by StiC Money market sweep batances are protected by SVC but ay not 'Muted by the FDIC.
See the important information about your statement at the end of this document for details about those
biances.
Openng bdanCe Cloung tuiaxe Puce per shaft Average Curldenclhlterest Daylm
Hddng on Sep I (1) on Sep 30 (1) on Sep 30(1) rate pniod period cepmount (I)
UB5 BANK USA CEP ACCT 1,347 33 2,133.03 250.00000
Equities
Common stock
Purchase price
trade talisidef Average price PrXt per shale Value on Unrealized ticking
Hddng date of snares per share (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500000 26.619 13,309.95 29.730 14,865.00 1,555.05 LT
Jan 30,15 t00.030 25 532 2,553 24 29.730 2,973 00 419.76 LT
Security total 600.003 26 439 15,86119 17.838 00 1,974.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAL $153 Current yield Z41% Apt 22, 13 72.000 56.870 4,094 67 88.200 6,350.40 2,255.73 LT
BLACK ROCK INC
Symbol' BLK Exchange NYSE
EAI: 1660 Current yield 2 53% Apr 22. 13 72.003 251093 18,078 71 362.460 26,097 12 8018.41 LT
COLGATE PALMOLIVE CO
Symbol: CL Exchange. NYSE
EAI: $2,352 Ctsrent yield' 2 10% Aug 4,11 174 003 41 632 7,244 05 74.140 12,900 36 5,656.31 LT
Aug 12,11 4.000 42.450 169.80 74.140 296.56 126.76 LT
continued next page
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CONFIDENTIAL
EFTA 00131581
EFTA01273788

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignancid Advisor:
¶er•c•r,'hc• 20'E.. Friendly account name: I SCOTT STACK MAAYLYLE CASRIEL
Account number: YI
assets . Equities .
Your Common stock Iconbnuedl
Purchase pacer
back renter Average pace Price per share Velure on Unrelated Holding
led ang date of them pm share (1) Cori Got (S) an Sep 30 (3) Sep 30 (S) gain at loss (I) period
Jan 23,13 910.000 54 240 4935863 74.140 67,46740 18,108.77 LT
Apr 22,13 420.000 59.788 25,111.32 74.140 31,138.80 6,027.48 LT
security total 1,508000 54300 81,883.80 111,803.12 29,919.32
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 0.69% Jan 28,15 500.000 90.411 45,205 72 96.710 48,355 00 3,149.28 LT
FORTINET INC
Symbol: FENT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 36.930 18,465.00 2,493.64 LT
Jan 30,15 250.000 29.431 7,357.75 36.930 9,232.50 1,874.75 LT
0(126, 15 250.000 34.170 8,542.53 36.930 9232.50 689.97 ST
Jan 15,16 1,000.000 29.130 29,13002 36.930 36,930.00 7,799.98 ST
Security total 2,000.000 30.501 61,001.66 73,860.00 12,858.34
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,613 Current yield: 3.01% Aug 4,11 191.000 36265 6,92677 63.880 12,201 08 5274.31 LT
Aug 12, 11 5.000 35.754 178.77 63.880 319.40 140.63 LT
Jan 23,13 1,001.000 41387 41,428 89 63.880 63,943.88 22.514.99 LT
Apr 22, 13 464.000 50287 23,333.21 63.880 29,640.32 6,307.11 LT
km 17.13 148.003 49.739 7,361.45 63.880 9,454.24 2,092.79 LT
Jun 18, 13 73.000 49.836 3,638.07 63.880 4,663.24 1,025.17 LT
Security total 1,882.000 44.031 82,867.16 120,222.16 37,355.00
JOHNSON & JOHNSON COM
Symbol: .1141 Exchange: NYSE
FAI: 1211 Current yield 2.71% Apr 22,13 66.000 84.721 5,591.64 118.130 7,796.58 2,204.94 LT
MCDONALD& CORP
Symbol: MCD Exchange: NYSE
EAI: 13.828 Current yield: 3.26% Aug 4,11 95.000 84.969 8,072 06 115.360 10.959 20 2,887.14 LT
Aug 12, 11 3.000 85.910 257.73 115.360 346.08 8835 LT
Nov29, 12 8.000 86 456 691.65 115.360 922.88 231.23 LT
Jan 23,13 555.003 93.053 51,644.75 115.360 64,024.80 12,380.05 LT
Apr 22. 13 255.000 99318 25,32632 115.360 29,416.80 4,090.48 LT
Sep 19. 13 78.000 97879 7,634 63 115.360 8.99808 1,363.45 LT
Sep 19, 13 22.000 97.425 2,143.36 115.360 2,537.92 394.56 LT
cortnnued next page
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CONFIDENTIAL
EFTA 00131582
EFTA01273789

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
Friendly account name:10day SCOTT STACK MAN/ LYLE CASRIEL
September 2016 Account number. Y1
Your assets . Equities . common stock lconbnued/
POCCOSIt pdcd
Trade teurrbee AVelbge pdce Peke pee Shane Ydue on urredlted Lidclog
eiddng date of shares per shape (1) Cost basis (11 on Sep 30(1) Sep 30 (1) gain a Ion (S) MOW
Sep 19, 13 2.000 97.830 195.66 115.360 230.72 35.06 LT
Security total 1,018.000 94269 95,966.16 It 7,436.48 21,470.32
NEXIERA ENERGY INC COM
Symbol. NEE Exchange. NYSE
EAI: $564 Current yield 2.85% Apr 22, 13 162.000 79.757 12,920.65 122.320 19,815.84 6,895.19 LT
OCCIDENTAL PETROLEUM CRP
Symbol: ore exchange: NYSE
EAI: $2,946 Current yield: 4.17% Feb 12, 14 148.000 88.811 13,144.15 72.920 10,792.16 -2,351.99 LT
Feb 12, 14 117.000 88.842 10394.56 72.920 8,531.64 -1,862.92 LT
Feb 12, 14 32.000 88.854 2,843.35 72.920 2,333.44 -509.91 LT
Feb 12, 14 7.000 88.710 620.97 72.920 510.44 -110.53 LT
Feb 13. 14 110.000 88.738 9,761.20 72.920 8,021.20 -1.740.00 LT
Feb 13, 14 68.000 88.561 6,022.19 72.920 4,958.56 -1,063.63 LT
Feb 13. 14 33.000 88223 2,911.36 72.920 2,406.36 -505.00 LT
Feb 13, 14 6.000 88/75 529.65 72.920 437.52 -92.13 LT
Feb 14, 14 334.000 91.912 30,698.86 72.920 24,35528 -6,343.58 LT
Feb 18, 14 114.000 92.523 10,547.72 72.920 8312.88 -2.234.84 LT
Security total 969.000 90-272 87,474.01 70,659.48 -16,814.53
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: $3,474 Current yield: 2.77% Aug 4, 11 115000 63.979 7357.65 108.770 12,508.55 5,150.90 LT
Aug 12, 11 3.000 63.023 189.07 108.770 326.31 137.24 LT
May 16, 12 6.000 68.535 411.21 108.770 652.62 241.41 LT
Oct 24, 12 1.000 68.690 68.69 108.770 108.77 40.08 LT
Oct 25, 12 2.000 68.810 137.62 108.770 217.54 79.92 LT
Oct 26, 12 1.000 68.890 68.89 108.770 108.77 39.88 LT
0(131, 12 1.000 69370 69.37 108.770 108.77 39.40 LT
Nov6. 12 1.000 69370 69.37 108.770 108.77 39.40 LT
Nov 7, 12 1.000 69.150 69.15 108.770 108.77 39.62 LT
Nov8, 12 2.000 69.090 13618 108.770 217.54 79.36 LT
lan 23,13 699.000 72.166 50,444.31 108.770 76,030.23 25,585.92 LT
Apr 22, 13 322.000 82251 26,48485 108.770 35,023.94 8,539.09 LT
continued next page
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CONFIDENTIAL
EFTA_00131583
EFTA01273790

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
Friendly account name:1 SCOTT STACK MAMLYLE CASRIEL
September 2016 Account number:
YOLK assets Equities Common stock
(continued)
Purchase piker
Trade hunter Avenge pace Mee per share Vdue on Unrealised Hotting
licking deer of duces per shale ($) Cost bath (S) on Sp 30 (I) Sip 30 ($) On a loss ($) period
Security rot) 1,154.000 74097 85,508.36 125,52058 40,012.22
PROCTER & GAMBLE CC)
Symbol: PG bchanye: NYSE
EA1 43,037 Current yield: 2.98% Aug 4,11 118.000 60.103 7,092.22 89.750 10,590.50 3,49828 LT
Aug 12, 11 3.000 60.896 182.69 89.750 269.25 8656 LT
Jan 23,13 619.000 69.941 43,29173 89.750 55,555 25 12261.52 LT
Apr 22, 13 286.000 81332 23,261.18 89.750 25,668.50 2,407.32 LT
Apr 24, 13 108.000 77.762 8,398 32 89.750 9,693.00 1294.68 1.7
Security total 1,134.000 72.512 82,228 14 101,776.50 19,548.36
Total $678,683.87 $847.53126 $168,847.39
Total estimated annual income: $21,173
Your total assets
texentar crt Cost Estimated Unteartzed
Vdue on Sep 30 (5) your account bash (S) annual incur* (S) gdn or loss (3)
Cash Cash and money balances 2,133.03 0.25% 2,133.03
Equities Common stock 847,531.26 99.75% 678,683.87 21,173.00 168,847.39
Total $849,664.29 100.00% $680,816.90 $21,173.00 $168,847.39
Account activity this month
Ode Acill), DtScrOliOn known (t)
Dividend and interestincome
Taxable dmdends Sep 6 ()indeed JOHNSON &K/HNSCN COM PAD ON 66 52.80
Sep 15 Cividend NEXTERA ENERGY INC COM PAID ON 162 140.94
Sep 16 Ovidend MCDONALDS CORP PAID ON 1018 906.02
Sep 23 Cividend BLACKROCK INC PAID ON 72 164.88
Sep 29 Cividend PEPSICO INC PAD ON 1154 868.39
Total taxable dividends $2,133.03
Total dividend and interest income $2,133.03
Dale /Utility Descaphon Arnounl(1)
Other funds debited Sep I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -1347.33
Total other funds debited -$1347.33
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CONFIDENTIAL
EFTA_0013 1584
EFTA01273791

UBS Strategic Advisor Account name: GHI Your Mnandal Advisor:
*UBS Friendly account name:Indi SCOTT STACKMANLYIE CASRIEL
September 2016 Account number: Y1
Account activity this month (Contnued)
Dale ACtnily Desetphat *ritual (Si
Money balance activities Aug 31 Balance forytercl S134733
Sep 2 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09101/16 -1,347.33
Sep 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80
Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94
Sep 19 Deposit 085 BANK USA DEPOSIT ACCOUNT 906.02
Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88
Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 86619
Sep 30 Closing UBS Bank USA Deposit Account S2,133.03
int UBS Bans USA Otsorit Account is your Primary sweep CPI•on
SONY GM 00020965
CNP70009306454 743 NP7000306T 44 00002 0916030575004 Y123568550101000 Page 9 of 10
CONFIDENTIAL
EFTA_00131585
EFTA01273792

*UBS
Your notes
O.,00.0....,.......,6.0,),.. , ...0,0.4, G. ...a. 10 0 ,0
End ots......... number
CONFIDENTIAL
EFT,00131586
EFTA01273793

Important information about your statement
IS Financial Services Pc. (the Firm or UBS Falwell sent yOu the list statenen on which the eto:f or Corporation (SIPC), which protects 163-flieS aCta-VIIS 01 • Freeze Cunene income: hVeslmentS seekng tie
Servasta is a merrber of all principal acuity, othrrothey problem *pond. its menten up to $970,000 (including 5250,003 for generation of name onk.
and option; exchanges. UBS Financial Scenic., and CBS - horde your name rd axon number (if any) dabs for cash). The SIIK asset protection limits aPPY to • Aches Cape.,A pentedaten. Investments seek rg
Bank USA re i-diect suing/ants of UPS AG and - Decal* the error or tie Wender you revere all those; that >who* h a particula- tawdry. gosh of principal rather than the gerersaith of
affihaes of U35 Startles LLC. The Firm's Inane* about, ini *plain as cleat k as you cal why you The Finn, together will certain affiliates, has also income.
statement [ available upon regsest The Font exeo.nee believe a is therm a why you need more porch/a d fipplenientapataliOn. The madman • Produce Conbauban of Waite and Capital
offices re a. rifonnatith amount payabb to al eligible dials, coleclieeb adee Oporto:aeon. froesinceits seeking both the gtheration
- Pim:de the door arrant d the suspected era. this protection is ZOO Whoa as of Detente, 10, 2015. of name and growth of prised.
CBS Financial Strikes Fx. Stbad to the poky orditons ad limitations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii Koalas% your compeat the Finn is further protected fa up to $1.9 million n the Overall Sc profiles
Weehawken, NJ 07086 and coil correct thy error promptly. For alleged eras aggregate kr all your accounts held n a patiodm • Constwarve. Seeks to mantin Miff pixieµ with
C Th B i S s F st in a a te n m ci e a n l S t r e e r p vi r c e e s s e a n c ts c o th u e n t o . n O ly th o e f r f i r c e i c a o l r r e d c s o , e rd x o e f p y t ou' m y im o o o u o k a r t in h c g a c n o U s B 1 t S 0 f b V o u i r t s a t h S e d s E e , b M d O t a y L c s • a I t t d o y t o d r u a o t m t h h : a i i s l d k , a w is e u in w i e f i r l w l r c o e r r e , t d s a i o k t e t at m W u o c n k re y q . u A es f t J . copy of thepoky wading is salable r t lo h a w at n r m o e t a o a n r n s r d e t h t v u e o r l n a a s t c i r l c it d y o l s o m t d t a h o y e e r s s o n c t o a b t e r g e e e p n t p e h a i r n c a e te k w s i i n g th n e it n [a if n t
official ter doornails, contanng conflictingdata should you wall have the use of de money during tie tine it The Slat potection yid the supplemental protection
inflation.
n O o m t i 9 b 9 e 0 r r e y l i p e l d e a b s o e t r h ep I o I r y t o i u t i b m a m n ed e ia t t h e e ly re n is v a a n i t m ng a to a t he takes us to complele our investigation. • b o C th t d h o e n n o t t h a a p n p c l i y a l t o as sets controlled by (and Mated n • Moderate. Willing to accept sane risk to pirkPal and
Branch Manager of the office serving your account. Please mice all checks payele to the Fan or the your account value) but hell away from LOS Fina-col tolerate some sofirifity to seek hither returns.
financial instiutith nikated on he front of thk Services (e.g., certain( cash at UBS ark USA. 60 • Aggresses: Wiling to accept high Mc to pnncpi and
Makeup a limes shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at 1.8$ AG U.S.banrhes, (4 Munirce poixts, high valet lily to seek high returns own tiffs.
statement cane should not be wed fa to promos Rely may be abject to maivienarke 1st changes for love including variable annuities, and 60 tarn of indult • ImoM otto' EiPadfdt Ccustileation:f selected, a
Wok on yethend tax forms. fie , Form 1099. 5498, paned kr securities purchases and charges kr unpaid lunch whore lush thanes re registered dried& in the PCniOn of the porHolia fo r that account may exalt
10425. etc ) when prepamg your lax return. The Fim arnxuts n cash accasts. Accounts that re transferred name of tie account holder on tie books ad records canplex strategic, fretted liquidly and grater
required by law to retain to tie IRS all taxable dividends, to other inaistions may be subject to a tangier Ise. of the applicaaff suer a transfer agent). midday.
report/kb rontaubb ditisbna and uxtk Merest • Certain nasb-nent contracts a iniesiment Ovens
erred en steenties held rimy scant nee petceeds UBS Sweep Opiens (e.g., limited partnerships ad piste placements) that Statement •hateeholdinge
on see tra-sactire, rd cos* basin:neaten covered LEG offers options for sweeping cash balances. balances are roc regitened ader tie Securkies Act of 1933; We may consordrie all related account statements with
mortis to ha* deposits at UM Brk USA and LEG AG Stanford and the same altess h the same enmetve, e.g. because
trench (Ba-k Sweep Pager's), moneymaker mutual • Commodities arrays (e.g, faeign exchange and they have onnas who ato maintan jail account
Caralitseilableiell with the Finn lads Money Funst) and the International Depose preccus metal contracts). incluarg futures contacts ream kinships well other dents a the same address*
• Pleas remain, wry oral corrervankations in *eking Accord (DA)la c warners with an Intarotional ad commodity option contract. you safer lo recent eds.:awl samunts mailed in
tofurther protect your rishts. inducing your ithtS &none Mang rmird Account. Though the Bark The SIPC protect kin and The Sup0Wrieritil protection do separate envelOPS you may dedre Ixtrieholdng by
ceder the Searles Investor Protechon Act (SPA) Sweep Programs, cash telethon re swept to LES Bank not apply so these assets nen if they otherwise appear calling yam Financial Achoor
• t thefinancial institution on the top left of d-re USA kp to an established knit ad then to UPS AG on yea statements. The SPC protection aid the
of this *semen isnot U36 f naiad Sakes, CBS Stanford Branch, or a Money Fund. Deposes at 1.85 ,.:elemental protection do not protect against changes Friendly awash name
Financial Services carries yea weans as clearing Bank USA are FDIC insured in aceorda-ke with FCC n the market vale of you investments hthether as The Fran* aostu-4 name is a custom:dale 'nickname'
broker by arra-gement wits the ideated inslikeon rule. Formore Mention Ovate Mit wwwfdie goer result of market movement issuer baleruptcy or chosen by you to assist you with your recordteeorg
We in you of this felatOn5bO•wilen yW Deposes at LEG AG Stamford Brads ad shares of °think.) has no legalefled on your account You can change
opened this accost h the cast your kits and Money Fads are rot insured by the FDIC. More irtonnation is hatable soon request. pod. friendly scam names. through Conine Services a
Porkies tre located a LOS financial Strews and rot YOU may obtan more irionnation about SIPC, ricludIng by contacting your FiVnoal Athisor.
the iscdri-g broker, ad you mat make anent Through the DA, (mailable to each balances are swept to the SIPC Brostat by contacting SIPC at 202-371 -83C0
of any a or omission to both firms As described depose scants al UBS AG New Yak Branch and LE6 or by asitiv the SIPC webste at smeatio.orp Account overview
d-e account agreements, you must natty w Of Ty AG Chinon Ranch Blew deposits arena roured by pun • Value of pa accountrtonTolo. Net of assets and
errors or fraud Marry chedcs reflected on your the FCC. Baines held at the LES AG Cayman Brandi Dividend Reithestment Program
starters, wee, 30 Cliyi alter d was mailed or made are tempasay reposed to the sovereign nth of the The ate reflected is an average puke. You may obtan • Ana hcbdes salable cash balances, values for
available. Alinements shall be deemed corrplse Caren Merck, and there is no guarantee or other the actual price banns F racial Advises. Carly whole restrkted teary kW ), and Global Tire Deposita,
and accurate n all other maths if not obiecled to in obagation of UBS AG to repay Be Saxes whilea,the shares are purchased under DPP; partial Main wit be Ks-eared marks to malcet, andcertain assets not held
*nag within 60 days LEG Cayman's Brach's books. sold ad the cash wa be deposited ri your account. The by the Fink Does rot include worked seckritiMassets
• Please deed cuRomer complaints or taffies to to cividerd reinvestment price applied by the [ear may at the end of the poor and carent statement OC410db. Of
Fim's C lent Misfire Depatnent at 201252.1699 Deposes at LES Bat USA and oath UBS AG Branch are liom the mak* price al whch the partial tires agate iwermente. invested stock options and
a tolltroe r. 903.354-P03, 8:03 A.M. to 600 P.M not protected by SIK. Money Fund shaves are protected re sold eerseable stock options
FT Monday through Frday, or in writ -g to CBS by SIPC. See 'IBS Financial Services decant Protection' • Lithiletes Includes debit balances. oAstanling margin
Financial Services Ix., Client Relations Depatnent, below. CS bans, credit lib, short accord balances.
P.O. Box 766 Union Coy, NI 07037. Cnk whole urns may be hed vas attars. tone • Caththoney balances. Total of unimested available
• In case of errors Or gentian about a, electronic Lip:newt requett, barks in the Bar* Sweep entitled to knit a a nesult ol a ekriderd paymert cash balances, plus depose valances al UPS Bank USA,
lath trends MT). bit payment a UBS Votabit Program or DA may be withdrawn. and shares of a or otheiwis, the Firm will tether sell partial an * LES AG U.S Branches rd money market mutual fund
card transactions, call 912762-1000, a write to UBS Money Furd may be liquidated, and the proceeds mallet price a accept an assort determined by a sweep Wares at the Owe of tie staerrent period
Financial Services Ix., 1000 Barba Mid, 6th floor. returned to you or passages accost. regiaered errg agency, ad credit sex accord. Nth-ccarrodity free creek balances m yes account are
hush/Akers NI 07086, Attrt RIA*86A Series. rat secogated torn other balances and the Fanm y
Rath rearm/eon about available sweep *Mark Investment objectives sae so of these lads tithe Ordiney (Our-4014s
Caller write as soon es you can, M you hit yea nobdrg Patent interest rates and Wit., 5 anaillble at The Minima/1 objectives and risk profile **spec ask to basins, These funds rpayable wen your darned
statement a receipt is man or if you need more wmvubscornisereeppelds from your Fnancial Athathr each account and may maybetween you accounts. This total is eluded in the anent period closing vain
rdamation Raul a transfer on the statement or a by calling 802762-1000. Please advise the Firm promptly in wining of ay
receipt. The Firm or Card Oaf (as applicable)must 'gnii cant change in yam Ina-rise satiation or canting information
her from you no later than CO days slier tie Fins UN Financial Berths attain protection investment obectives For eachscant helot you For Maned information an the Firm's 'ening peaces
The Firth r. a minter of th, cot. Trio< 1-..entr.., Protectrn choose one of the folowin investment cbjtctivrt and disbar's. refer to yam Client Relationhip
SDNY_GM_00020967
CONFIDENTIAL
EFTA 00131587
EFTA01273794

Important information about your statement (C011tInded)
Apemen, or aCCOLIIAgreerrenl ad the General - We gn•erale use be closing price when avail* ct liquid and even f they can be sold, tie prke — h adilaion to cornmesims received n connection
Tams rd Conditions U3S Stamm, of Credit fraction tlx mean of the bid rid ask price, for hued received nay be les than the per tare estimated with the sale or debbution d sway contracts
available in Agreements endear/awes at goblin rid options a only bid prices for OTC raw provided n the mant statement, and unt ineestment but uth toot clients, we
yaw tin men/emu ntantramo met searties. arida our affiliate meek* retina sha-rg
- Less 30.ivair traded securities may be priced Wry a . Resbicted secured's. Restaged securities generals/ compensation Iranmow of the insuance
Your assets aguatin model ix the most recent pece we are not current etgble be public sale. ties Financial compeges undenWerg the aillaty POWl as,
Your statement itemises securities and other assets hell claimed and may not reflect an actual make price Service, uses the mabel priced the unrestricted stock aff Tams of be Nuance canwries or sponsors of
reh e want at the end of to slatemere period. You a vase of the sae issuer as an imputed value for IN be ant irreestmmt rusts we distrtute.
may ask for deiverY Of Suit paid secuties al or* time. - Certain positions may wpm **cut a pice and restricted slat forourposes °IMO statement orgy To - Our affiliates also receive trading commostins ad
You may receive securities used as loan collateral alter will bow as 'price was nol avadable• it we me the extent flat rearkted secuties are elgble to' sale, other compensate(' from mutat ands and
paying any balaxe d* on them. Any securities unable to obtain a price fora wavily. the vale received my be sdastanualy less thin the Mutate companies show products we derbute.
translated to the Firm cisrg the Italtlittnt period are - Deposits a securities denominated ilcurrarcies imbued cube trynn - We receive an anal he from UBS Bat USA ard
listed at market value as of the end of the statement other then U.S dollen are reflected at the 'whinge IRS AG Stanford Bunch of to to 425 per accosts
period. rate as of the statement date. • Est festinated) incense, anent yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cost bats. In Bete nining the cost basis of to - for certain startles biding n non-conformrig M ennuie of arnua income 6 based a current Program.
securities incbded n this statement, where indicated denornnations, bite and quantitydace sada) may &blend ad interest rates, assailing tie searites will
wile the number l, • LBS F nonce* Services has relied haw been adjusted to facilitate peeper wheaten be held for ere year from statement date or use Activity
on information obtained from sources other than LES To obtain arum mambas, whin available. contact maturity The Mina* Solt a gudelne; accuracy hkemahonregarcingcommksiot and other chairs
Fa-uncial Senices, including information fran another yes tismoi zeincr and continued intO rnt are not guaranteed eared ri conned:in with due exeo.deb of trades,
dim a that mum./ have provided to yea Finaxial - Estimated arta income ad current yield for itlibtrg option transactions ha been incbcbd on
Adieu,. The Firth does not irdeperokntly verty • Private investments and etruobred produces. certain types of sautes could rickuie a retun of conlimatiore presIOU* I unshed to you. rid roll be
gurante• the aco_racy a uglify of erg *formation Private minima* saunas (nclalrg (trod untiedor capital gait n which use the est prodded to you prornaly on repast.
provided by tubs other than MN-uncial Senicen panicipatib program and realestate investment bast income (a-d currerg yeti would be owntated.
h xkltion. *hough UPSFew-6d Service's general& swages) and structsed proixts are generalb highly - Estimated areal income and owed yield and to Short selling
sedates tas nfcrmateri as it is received, the him Adid. Certain stnxbired pecd_cts have not been actual Mane aid yieU misfit be lower°, higher you are engaged in short selle-g a security, you may
does not provide any assumes that der rdamabn regotered with the Securities and Exch than the estimated mounts. ear a charge der to cabin tonowrg costs for that
seder 'Cost base and "Unrealared gait loos is Commesion or under wry slate seeuntile7ravn. We - An *Singe of maenad income (dividend ander partkulsesearity.
accurate as of the date of this statement. In such aced egmated values for private investment intend) did:a/adbythe current market
please do rest ref/ on this ntoingion to make securities and butured products for iformatkrul valegaverage balance is based as the last dividend Open orders
puchne or sale decisions for taxi:exposes a purposes any. Atatary snot gmanteed. or rarest payment crude by the issuer and Regarding open or • gtotilkancelled* aden that
otherwise. Accounts trenterred to be Five may - These vibes may differ abate-a* tun prices, il 1059ine5 tie sectrbegdemses will be held for as. were not executed by the stateenere date, open buy and
reflect ger/loss ilarnatib only forte period any. at which a Priede Segment My year from to statement date or until moist set slop orders aro reduced by the mount of dierderds
tine they are held at he Fink More historical structured product maybe bought or sold and do Accuracy ad continued yell xe not cuara-deed or Fittson an ex-dividends a er-rdrh date unless
OrIcrmatcn can be added by you' Ft-taxis' Advisor. rot necesseribmwreserd the vat* you may receive rdnxted odserwee byso4. You are responsbk for
taco licuidatim • Assets not held by WS Financial Services. Cenah orders due are executed Ow to your mature to cancel
• Unrealised gain/Iona %teen data s - Third patty estemees of rata are as ascertain assets ore rot held by the Finn arena wen the iu open orders.
osinated irreatired guinelown re attain' la date ad ate applied to UBS Inarcig Services on a Fern's posing:el or control. These resets ate
hifivitial swab lots. The trarsadon data for regilar basis by an independere legation firm. displayed on yeas statement for informational Mum
bit mayor may not ref kct commisigns. - baser. generalpanne- or sponsor estimated vela% purposes only Positions and values presented we To obtain a copy of as current Client PrivacyWake.
rZander security reagent...31bn events if erg, we applied tote Fm by he *suer, provided by the bu'rg fern. Lies &uncial Serueces please contact you F nanual Achim or net our wetnne
d and ober reinvestment lots rid systernatb general partner or water and may be tabulated not referable for the information and does not at wow in!. rive ntivninfer
probate Mt are each combined todisplay ore based as deferent information fran tut used by guarantee es security. lhese assets are not protected
awraged lot The 'lea date' coLenn presents the third parties to delve heir Minted values. by SOK or the Firne supplemental9PC coverage. IRS Filmed Sena es n not a beck The DMA Bustiess
aging transaction trade date. - You can obtain additorel nformation regardew Services Account EGA and IRMA are brokerage accounts
the met tblogy used to determine the estimate of • Revenue sharing and additional compensates.. which provide access to banking services and; motets
• Callable securities Bonds and sedated stock that value ad the dale of the Hamelinthat is the - In addition to commissions on sales and 12b.1 lees text* mange-runts with df gated baits and other
the Mar cats for est reclenplon will be selected basis fa the estimate by contactiw your Financial received in carrectscri with tie distribution a Ihrdparty banks, mil provides Mtn 10 iennrce and
rnomully by lot from arrcrg all seamen of that Advisor mutual firth to our dents we ander our AA*, aorbot Prodien naiad by unagiliated thid-party
nsue held ik our milieu n nomnee rune for or - Third party 'singed valets may be reflected as receive revenue sharing Payments Iran clignbastors iterate ampanes through iturate agency
clients. Call tease nicest:gib is obtained from third 'Not priced in several situations: when an ardor adsisas of themaid funds that vie sell. subsdiaries of UBS hound Services Inc.
parties and as accuracy is not garanteed. Other call 1dependent valuation Inn has not %UMW a es These amounts are based on two cMerere
foetroa may got Meth toad Owl nob comrade trubfe to assir a vela sem we become ware corrpsnonts (a the amord of ale, by UBS of a berosenent. imura-ce. aid a-nayproducts,
idcrrnatib will be croviied upon request that a matenal bent has caused that mat call a particular mutual fund fa miU to our clients: and 01) Not FOC Oared • No bank guauntew May tose vitae
mums," repined yak* rep question, or shen a the asset value of a particular mutual fund famiWs
• Certificates of deposit COX. CDs are FDIC rated value would be high spectate...due to tie nature shares held a the Inn RUA. Resource Management A". rut, Business Services
'into 1233,W0 n principal and /CMS *wrest per of the security. - We and as allege ako receive networking rid Account BSA. IRMA and intonational Resource
depositor and per depository inaitubrs it accordance - When neither an num %mere' partner or wonsor orrnbus processing fees n consideration for Management Amore at registered service males of
win FDIC necks. estkruted value nor a thrd-paly estimated glue is transfer agent services that we prow/sty the UBS Fnaxii Services Pic
wooded, the egad** moseyad tedgerent mitual limb. These fees generally are pad from
• Price/value. Prices displayed fo r securtes and otter lean its pucka* price. investor asses n the minua I tured aid me a hied WS Signalise it a regal...0**d Servile intik of ass
protests may be higher or lower than be price that - •Dieributions to daft' me/include mean of digs amount based on the amber of accounts at adman:hat LOS Visa Signora ova cards and IBS
yOa would actually receive in the nuke. Picot x• capita( ncome orboth. the broker-dealer linking mutual bra of that fund Visa debt cards ore bunt by UBS USA win
obtained from varkus bid party sources shibh we - 'Original unit size' represents be rdial offering fait' PrITISSIOCI from Visa U SA Incorporated.
loges* to be reliable, but we donor goaraktee then peke per IAA arlm ay not reflect you Cog bast
accuray. - DIP rid unlisted FES sautes are not kited as a UM Financial Salvino Inc. No 201604
rational securities exchange, and aro genially
SDNY_GM_000209138
CONFIDENTIAL
EFfit00B1588
EFTA01273795

U85 Financial Services tic.
Private Wealth Management UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 October 2016
CNP700559113131016 V1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHIStANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
Questions about your statement? Value of your account
Call your Einar g Jv
RMA Rest r on September 30 (S) on October 31(1)
account
Your assets 849,664 29 817,71835
Your liabilities 0.00 0.00
Value of your account $849,664.29 $817,718.75
Sources of your account growth
Tracking the value of your account
during 2016
Value of your xcount
at year end 2015 S798Q07.41
5 Thousands
Net deposits and
t721.2
with0raNalS -S42,789.36
Sr
Your OveStMellt ream
Dhidendarxl
44/3.44.884/.3.43/ 40% %;98.0 849.7 817.7 interest income 517348.78
Change in
market value 545,151 92
Value of your account
Dec 2014 DK 2015 %p 2016 Oct 2016 on Oct 31•2016 $117.71&75
SDNY GM 00020989
Member SIPC CNP7000930559181 3 NP70C0193559 C0002 1016 030575004 Y123568550 000000 Page 1 of 10
CONFIDENTIAL
EFTA_00131589
EFTA01273796

SUBS
UBS Strategic Advisor Account name: 'IE MAANELL Your Financial Advisor
Friendly account name:Irid,. scc LYLE CASR1EL
October 2016 Account number: Y1
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (9) your account
A Cash and money balances 806.52 0.10% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n V c S lu A d d e e posit
B Cash alternatives 0.00 0.00% account balances. VBS AG Stamford Branch
deposit account balances and money market
C Equities 816,912.23 99.90% mutual fund sweep balances See the important
information about your statement on the Last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional aw 000%
F Commodit ies 0.00 000%
G Other 0.00 000%
Total assets $817,718.75 100.00%
Value of your account $817,718.75
Eye on the markets
Percentage change
Index October 2016 Year to date
S&P 500 -1.82% 5.87%
Russell 3000 -2.16% 5.84%
MSC I - Europe, Australia & Far East -2.04% 0.12%
Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99%
Interest rates on October 31, 2016
3-month Treasury bills: 0.35%
One-month LIBOR: 0.53%
OW7000300559181 4NP700319355900032 1016 030575004 Y123568S50C0nlyyGht0 002~ 2 of 10
CONFIDENTIAL
EFTA_00131590
EFTA01273797

UBS Strategic Advisor Account name: Your Si medal Advisor:
UBS Friendly account name: 'I SCOTT STACKMANLYLE CASRIEL
October 2016
Account number.
Change in the value of your account Summary of gains and losses
October 2016(51 Year to date (I) VS yes reported telaw exclude products for which guns andlosses are not classified.
Realized gains and losses Unrealized
Opening account value $849,664.29 $798,007.41
October 2016 (S) Year to date (94 gains and lasses (I)
Deposits, including investments
transferred in 1,550.00 35,660.00 Short term 0.00 0.00 2,929.98
Withdrawals and fees, Long term 0.00 -790.56 135,298 38
including investments transferred
Total $0.00 4790.56 $138,228.36
cut -3,734.86 -78,449.36
Dividend and interest income 858.35 17,348.78
Cash activity summary
Change in market value -30,619.03 45,151.92
See Account activity the month tot details Balances in your Sweep Options are induCedI n the cpenng and
Closing account value 4817,718.75 $817,718.75 closing balances Niue. FDIC insurance apples only to deposits at U85E-sok USA, not to deposits at US$ AG.
Starricnd Branch or bank deposits pima througs the UBS Intonation* Depose, account program SIPC
protection applies to money market sweep fund holdings but not bank deposits Seeimporcanr ineamation
Dividend and interest income earned NNW, yOul statement ch the last two pages ctlfhlsCIC4ornent for detals
October 2016 (5) Year to date (S)
For cuiposes of Its staternenl, ta(ItCity of 'Metes] and dnidend income has been determined ft= a US Opening balances $2,133.03 $92.72
tai repotting perspective. eased upon the residence of the account holdet account type, or product twit
some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (RR) Additions
income tares. The tient months, statement a not intended to be used and orrice be reled upon for tat
purposes. Clients should tele, to the applicaole tar reporting forms they recent. from LOS annuals', such as Deposits and other funds credited 1,550 00 35,660.00
the POOP* 1099 and the PCM1S 480, for tat tePothls9 information it IS the PrBOICe of UBS to file tht
itppiRaUe tat reposing formS with the US interns! Revenue Senate and PR Treasury Delaaltment. and to Dividend and interest income 858.35 17,348.78
such tome accurately Ossify decknct arch Interest as tat exempt or tact* income. Pleat comsat yon
in:ludas' tax prepare( Proceeds from investment transactions 0.00 56,154.38
October 2016(1) Year to date (S) Total additions $2,408.35 $109,163.16
Taxable dividends 858.35 17,348.64 Subtractions
Taxable interest 0.00 0.14 Professional management fees and
related services -1,601.83 -5,738.98
Total current year $858.35 $17,348.78
Other funds debited -2,133.03 -72,710.38
Total dividend & interest $858.35 $17,348.78
Rinds withdrawn for investments
bought 0.00 -30,000.00
Total subtractions -$3,734.86 -$108,449.36
Net cash flow -$1,326.51 $713.80
Closing balances $806.52 $806.52
SONY GM 00020971
01P7000900593181 NP7OCOISCtSS9 coon tom o3onsool Y123S68S50 000000 Page 3 of 10
CONFIDENTIAL
EFTA_00131591
EFTA01273798

UBS UBS Strategic Advisor Account name: GHI AIN MAX Your Ilnancial Advisor:
Friendly account name: Indi SCOTT STACK MANLYLE CASRIEL
October 2016 Account number.
UBS Bank USA Deposit Account APY
Interest Period Sep 8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 $52.80
Closing UBS Bank USA Deposit balance Oct 6 938.16
Number of days in interest period 29
Average daily babnce $700.42
Interest earned 40. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Prance' Advisor or Branch manager You can find a full description of the alternative
investment objectives in Important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary Aggressive
Investment eligibt5ty consideration None selected
Your account instructions
• H.- account cost basis default closing method is FIFO, First In, First Out.
CHP700C03059318I 6 NP7000IS0559 00002 NA& 030575004 Y123568$50 C0ttewGm00020§ate 4 of 10
CONFIDENTIAL
EFTA_00131592
EFTA01273799

sUBS UBS Strategic Advisor Account name: . Your Pluandal Advisor:
Friendly account name:If SCOTT STACKMANLYLE CASRIEL
October 2016 Account number.
Your assets
Some paces, income and current vilueS Shown May I:tenpin:4MR. AS a resat. gam taullOgeS may not
be accurately reflected. See imporion inksotebon about your stezement a the end 01 this ctcuirent for
man Inform on.
Cash
Cash and money balances
Cash and money balances mw induct, avalide cash balances, UBS Bank USA deposit account balances,
Ut6 AG Staraard Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances ale Insured by the WC with A applIcSale limits, but are not
protected by SIPC. ul3S AG Stanfoni Branch defeat Account balances are not insured by FDIC and ale not
protected by SIPC Money market sweep balances are protected by SIC but are not insured by the FDIC.
See the rmportant information about your statement a the end of this docurneM for degas about those
balances.
Openng baarce Crows') baerce Price per share Average Dradend interest Day, in
Wiring on Oct 1 ($) on Ocl 31 (S) on Oct al (S) rate pitied pniod cap amount CS)
(65 SANK USA DEP ACCT 2,133.03 806.52 250,000.00
Equities
Common stock
Purchase paw
trade hunter Average price Price per there Value on unrealized Placing
Fiddng date of sham per share (S) Cost basis (S) on Oct 31 (1) Oct 31 (S) gain or loss (S) period
AECOM
Symbol: ACM Exchange: NYSE lan 28,15 SOO.CCO 26.619 13,309.95 27.850 13,925.00 615.05 LT
Jan 30, 15 100.003 25.532 2,553.24 27.850 2,785.00 231.76 LT
Security total 600.000 26.439 1 5,863.19 16,710.00 846.81
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: $153 Current yield 2.44% Apr 22, 13 72.000 56.870 4,094.67 87.060 6,268.32 2,173.65 LT
BLACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 4660 Current yield 2.69% Apr 22, 13 72.000 251.093 18,078 71 341.240 24,569 28 6,490.57 LT
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: $2,352 Current yield: 2.19% Aug4,11 174.000 41.632 7244.05 71.360 12,41664 5,172.59 LT
Aug 12, 11 4.000 42.450 169.80 71.360 285 44 115.64 LT
continued next page
SDNY GM 00020973
CNP7000930559161 7 NP7000193559 00002 1016 0305750041123568550000300 Page S of 10
CONFIDENTIAL
EFTA_00131593
EFTA01273800

UBS UBS Strategic Advisor Account name: GHI Your 15 nandd Advisor:
Priendly account name: Indi SCOTT STACK MAMLYI.E CASRIEL
October 2016 Account number. Yl
Your assets h Equities • Common
stock (Conbnued)
Posttest pekel
Track Marter Average pikt Prise per Mere Vdue on Unreallzed Holdng
Hcldng Mee of shirts per saaie (5) Cast basis (5) on Oei 31 (5) Oct 31 (1) gina loss (I) period
Jan 23,13 910.000 54240 49,358.63 71.360 64,937.60 15,578.97 LT
Apr 22. 13 420.000 59.788 25,111.32 71.360 29,971.20 4,859.88 LT
Security total 1,508.000 54.300 81,883.80 107,610.88 25,727.03
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 1335 Current yield 0.74% Jan 28, 15 500.000 90.411 45,205 72 90.420 45,21000 428 LT
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 32.060 16,030.00 58,64 LT
Jan 30, 15 250.000 29.431 7,357.75 32.060 8.015.00 657.25 LT
Oct 26, 15 250.000 34.170 8,542.53 32.060 8,015.00 -527.53 LT
lan 15.16 1000.000 29.130 29,13002 32.060 32,060.00 2,929.98 ST
Security totel 2,000.000 30.501 61,001.66 64,120.00 3,11834
GELAL MUS INC
Symbol: GIS Exchange: NYSE
EAI: 13,613 Current yield: 3.10% Aug 4,11 191.000 36265 6,926 77 61.980 11,838 18 4,911.41 LT
Aug 12, 11 5.000 35.754 178.77 61.980 309.90 131.13 LT
Jan 23,13 torn.cor, 41387 41,42889 61.980 62,041.98 20.613.09 LT
Apr 22.13 464.000 50287 23,333.21 61.980 28,758.72 5,425.51 LT
Jiri 17, 13 148.000 49.739 7,361.45 61.980 9,173.04 1,811.59 LT
Jun 18, 13 73.000 49.836 3,638.07 61.980 4,524.54 886.47 LT
Security total 1,882.000 44.031 82,867.16 116,646.36 33,779.20
JOHNSON & JOHNSON COM
Symbol: 151.1 Exchange- NYSE
EAI: $211 Current yield 2.76% Apr 22, 13 66.000 84.721 5,591.64 115.990 7,655.34 2,063.70 LT
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: $3.828 Current yield: 3.34% Aug 4,11 95.000 84.969 8,072 06 112.570 10.694.15 2,622.09 LT
Aug 12, 11 3.000 85.910 257.73 112.570 337.71 79.98 LT
Nov29, 12 8.000 86.456 691.65 112.570 900.56 208.91 LT
Jan 23,13 555.003 93.053 51,644.75 112.570 62,476 35 10,831.60 LT
Apr 22.13 255.000 99318 25,32632 112.570 28,705 35 3,379.03 LT
Sep 19.13 78.000 97$79 7,634.63 112.570 8,780.46 1,145.83 LT
Sep 19, 13 22.000 97.425 2,143.36 112.570 2,476.54 333.18 LT
corinnued next page
CNP7030900559101 8 NP7003193559 00002 1016 03057W04 Y123568550C0~yGm0002csejne 6 of 10
CONFIDENTIAL
EFTA_00131594
EFTA01273801

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name:lndi SCOTT STACKMANILYLE CASRIEL
October 2016 Account number. Y1
Your assets . Equities . Common stock «onbnuedi
Purchase price,
Trade Inorbeg Average price Pnce per shoe verve on undesired Hold ng
sicidng date of snares per shaie f/1 Cost basis (1) on Oct 31(11 Oct 31 (1) gain or loss (1) Period
Sep 19, 13 2.000 97.830 195.66 112.570 225. I 4 29.48 LT
Security tots 1.018.0(X) 94 269 95,966 16 114,59626 18,630.10
NEXTERA EbERGY INC COM
Symbol. NEE Exchange. NYSE
EAI: 1564 Current yield 2.72% Apr 22, 13 162.000 79.757 12,92065 128.000 20,736.00 7,815.35 LT
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: 42,946 Current yield. 4.17% Feb 12, 14 148.003 88.811 13,144.15 72.910 10,790.68 -2,353.47 LT
Feb 12. 14 117.000 88.842 10,394 56 72.910 8,530.47 -1,864.09 IT
Feb 12, 14 32.003 88 854 2,843 35 72.910 2,333.12 -510.23 LT
Feb 12, 14 7.000 88.710 620.97 72.910 510.37 -110.60 LT
Feb 13, 14 110.000 88 738 9,76120 72.910 8,020.10 -1,741.10 LT
Feb 13, 14 68.000 68.56i 6,022.19 72.910 4,957.88 •1,064.31 LT
Feb 13. 14 33.003 88 223 2,911 36 72.910 2,406 03 -505.33 LT
Feb 13, 14 6.000 88275 529.65 72.910 437.46 -92.19 LT
Feb I4, 14 334.000 91.912 30,69886 72.910 24351.94 -6,346.92 LT
Feb 18. 14 114.000 92 523 10,547 72 72.910 8,311 74 -2,235.98 LT
Security total 969.003 90.272 87,474.01 70,649 79 -16,824.22
PEP9C0 INC
Symbol. PEP Exchange NYSE
EM: 13,474 Current yield 2.81% Aug 4,11 I 15.003 63 979 7357 65 107.200 12328 00 4,970.35 LT
Aug 12,11 3.000 63.023 189.07 107.200 321.60 132.53 LT
May 16, 12 6.000 68 535 411 21 107.200 643.20 231.99 LT
Oct 24, 12 1.000 68.690 68.69 107.200 107.20 38.51 LT
Oct 25, 12 2.000 68 810 137.62 107.200 214.40 76.78 LT
Oct 26, 12 1.000 68 690 68 89 107.200 107.20 38.31 LT
Oct 31, 12 1.000 69370 69.37 107.200 107.20 37.83 LT
Nov 6, 12 1.000 69 370 69 37 107.200 107.20 37.83 LT
Nov7, 12 1.000 69.150 69.15 107.200 107.20 38.05 LT
Nov8, 12 2.000 69.090 138.18 107.200 214.40 76.22 IT
Jan 23, 13 699.000 72.166 50,444.31 107.200 74,932 80 24,488 49 LT
Apr 22, 13 322.000 82251 26,184.85 107.200 34,518.40 8,033.55 LT
continued next page
SDNY GM 00020975
OIR7C0030055918I 9 NP7003180559 owe 1016 030575004 Y123568150 000000 Page 7 of 10
CONFIDENTIAL
EFTA Oí)131595
EFTA01273802

UBS UBS Strategic Advisor Account name: GNI AINC MAXWELL Your 'gonadal Advisor:
Friendly account name:Indiv. SCOTT STACK MANLYLE CASR1EL
nc•ntw ?")' Account number: YI 2
YOLK assets . Equities . Common stock (continued)
Purchase price/
Trade 'Antes Average pct Price per that Value on Unrested Holding
HcicIng date of therm per share (S) Cod bat (S) on Oct 31 (S) 0131($) grin or loss (S) period
Security total 1,154.000 74.097 85,508.36 123,708.80 38200.44
PROCTER &GAA48LE CO
Symbol: PG Exhange: NYSE
EAI: 43,037 Current yield: 3.09% Aug 4,11 118.000 60.103 7,092.22 86.800 10242.40 3,150,18 LT
Aug 12, 11 3.000 60.896 182.69 86.800 260.40 77.71 LT
Ian 23,13 619.000 69.941 43,293.73 86.800 53,729 20 10,43547 LT
Apr 22, 13 286.000 81332 23261.18 86.800 24,824.80 1,563.62 LT
Apr 24, 13 108.000 77.762 8,398 32 86.800 9,374 40 976.08 LT
Security total 1,134.000 72.512 82228 14 98,431.20 16203.06
Total 6678,683.87 1816,91223 $138228.36
Total estimated annual income: 521.173
Your total assets
Percentage d Cost Estimated Untaxed
Value on Oct 31 (5) your at couvi basis (1) annual interne (5) On or loss (S)
Cash Cash and money balances $06.52 0.10% 806.62
Equities Common stock 816,912.23 6440% 678,683.87 21,173.00 138.222.36
Total $817,718.75 100.00% $679,490.39 $21,173.00 $138,228.36
Account activity this month
Date Activity Description Amount (I)
DepoNts and other funds credited Oct 17 Transfer FM Y1 235750100 1,550.00
Total deposit and other funds credited $1,550.00
Dale ACliety 0e1CeatiOn Amoteril0
Dividend and interest income
Taxable &Wends Oct 3 Duidend Auf0MATIC DATA PROCESSNG INC PAID ON 72AS OF 1001/16 38.16
Oft 14 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 736.44
Oct 28 Dvidend ECG RESOURCES INC PAID ON 500 83.75
Total taxable dividends 6858.35
Total dividend and interest income 6838.35
CNP700C0005591820NP700019355900002 1016 030575004 V12356855000492SpeGm00020Mte fit of 10
CONFIDENTIAL
EFTA_00131596
EFTA01273803

UBS Strategic Advisor Account name: GHISI Your M sandal Advisor:
(*) UBS Friendly account name:Indiv. SCOTT STACK MAN LYLE CASR1EL
October 2016 Account number. VI 2
Account activity this month
(COnt*MeCO
Date ActInty Otmcricition Amount tS)
Fees Oct 24 Fee Charged QUARTERLY FEE •1,601.83
Total professional management foes 41.69133
Cute Mtivly Descnpbon Arroun1tS)
Other funds debited Oct 3 Transfer JOURNAL TO VI 23575 GHSLA1NE MAXWELL -2,133.03
Total other funds debited 42,133.03
Date Activity Description Amount (S)
Money balance activities Sep 30 Balance fonward 92,133.03
Oct 4 Withdrawal UBS SANK USA DEPOSIT ACCOUNT AS OF 10/03116 -2,094.87
Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 736.44
Oct 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,550.00
Oct 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10124/16 • 601.83
Oct31 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75
Oct31 Closieg U05 Bank USA Deposit Account 580652
The UBS Bart USA Deport Accown is your pinery sweep cpbon
SONY GM 00020977
CHP700C6005591821 NP7000197559 00002 1016 030575004 VI 23503550 000000 Page 9 of 10
CONFIDENTIAL
EFTA_00131597
EFTA01273804

*UBS
Your notes
""- ====e1.1""'" - '"'°°' '
CONFIDENTIAL
EFTA_00131598
EFTA01273805

Important information about your statement
U3S Financial Services inc. (the Firm or UBS Fnarcial sent yOu the lest statement On with the error or Corporation (LK), Midi protects StO-rlieS ace:artsa • frocks, Cuneneincome: Mertens seekng tee
Sambas), is a merrbee of all principal acuity, owirrodty problem append. its merrbers up to $502000 (ncluding 1750,003 kr generation of ilcolne or*.
and opt Oro exchanges. UPS Fihancial Services and CBS - Swede your name ad accost number Of any) dams for cad* The Slit asset protection limns ;MY to • Achei• Cape*,A nent...46*n Insertmeres reek deg
Balk USA an idled sulfa:Jones of UPS AG and - Decal:. the WM Of the b'ansler you are inure all mown that you had h a particolv tawdry. month of principal rather than the generafith of
affihaes of ISS Swishes LLC. The Fun's Moneta' about, end spleen as cleat b as you can why you The Fkm, together metre certainaffiliates, has also eccene.
statement k available upon retail. The Font toms* believe * is al error a why you need more purchased saimkenentalmotection. The madmen • Produce Conabautho of Mame aol Capital
WM we at: idennstion mount pet abee to et *foible diet, cokct• ly u-doe Appreodon Isestnents seekrg both the genicalcn
- Proiade the dolor arrant d the suspected arty. this protection is ZOO Whore as of Decent* 10, 2015. of name and grOtAh of parapet.
1211S Fine-0315mm, Inc. kbpd to the poky orditorts ad lmi ations, cash a
1200 Harbor Boulevard The Firm or Card Issuer vii h•estigste sir compaht the Farm is further perfected fa up to SI .9 million n the Overall ride profiles
Weehawken, NJ 07086 and call correct ay error promptly. For alleged ems aggregate kr all your accounts held n spate:Wm • Conservathe. Seeks to mantan MIN precipa, wide
U o T f h f S i i s c i F a a a h l l a t a e n c m c d i e a o n l S t w r e e n r p v y i r c e -i e t s s x e a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c e fi i c d a o l i r n r e d g c s d o , a e rd t x a o e s f p h y t o o u u l ' d m y y im o o o u u o r e ' w k a i d i n l c l g m h to U av r B 1 e * S 0 f t b V h o u e r i s a t u h i - s e e e d s E e o s M b f d i O a t t h y L c e s • a I m t t d o y o f t d n i u r o e e t t y t h h a b i i i s d u k , M n w is g e i x n t w h i e f i e r l w l r t c o i e r n r e , t e d s a i o k i t t e t at T u ca P h p e o a n S c I r i P t e y C q . u p A e ro s a t t . e t c c ti o o p n y a o d f t t h h e e h s o u l p e p y l e w m a e d nt 1 a g l p is ro m te a ct r i b on le d i lo x r w c at m r m is e e k a o a n r n s r d e t h t v u o e r l n a a t s i c l e a c ry d o s to m t d th y o e e r s a o n c t o c k t o e g r e d e p n o p e v r r e a e t r e a w t s i i m g th n e e t n c e a l rt
B n O o m ra t i S n b P e d O r M e h l a i p e n l d e a a w g s e e o r r w o e f p I t o h I r y e t o a o u f i f m b ic a m e t e s h d e e i r a v t t i h n e e g ly e y n o is u c a r a n a n c i r n c a o g re u t r n o a t. t he P ta le k a e s s e u m s t i o re co a m ll ( p M let k e s o u p r a m ye e k s t t im o t i h o e n F . ern or the • b o D y th o e u d r r a o a i n n c o c W o t u a in n p c t p v e ly a d l t u o a e s ) s b et u s t c h o e n l t d ro a l w le a d y b f y ro (a m n L d O i- S ci F a i d na e n d c n ial • M to o le c r f a a t a e t s e o . m W e i l n li o n t g a t t o a t a y c t c o e s p e t e s k o h m i e th r e id r e r t e o tu p rn ri s rc , Pal and
I reincial iratlltcn ectuated on he front of this Services (e.g., certain (ncash at UBS ark LGA. 00 • Aggress,: wiling to accept high rtes to pnncpi and
AlthisiM a limits shown are Mended to be accurate, statement In addition to regular accost fees, accounts cash at Les AG U.S.Manrhes, (4 rourarce point high whales to sea high returns over time.
statement MaMuhl not be wed kr tat purposes Rely may be abject to mareenarme tan, charges for lee including variable enmities, and (id tares of initusl • orararmenr Tigisteiry Consideration: I SeliCt•d, a
seetheon yethend las kerns. fie , Form 1099. 5498. parent kr securities purchases and charges kr unpaid funds where such thanes are registered dram& is the PT.If On of the porHoli, fo r tat account may Mb*
10425. etc ) wben prepawg your lax return. The Pim arreserts n cash accounts. Accowts that an transferred name of the accoes-4 holier on tee hocks ad records complex fringes, Tented timidly and rater
requiredby law to remin to the IRS alleatable dnidenct to other instM ims may be subject to a trawler fee. of dm applied* lame a trater agent), vokliky.
mportaide rentauble ditikna and =able Merest • Certain emsh-nent contracts or iniesiment interests
emed en securities held oyes mart net emceed, UBS Sweep Op ions (e.g.. Iirrvted partnerships and pirate placements) thee Statement •hatatIoldivir
on see themaclions, rd cost basin:nos-rain covered LES offers options kr scraping cat balances. balances an rot regnered trier **Securities Ace of 1903; We may cceacirdan all related account statements with
seculars- to be* deposits at UM Bak USA and 1185 AG Stanford ad tie sane adiess h the tare envelope. e.g. *cause
branch Nta-k Sweep Progarrsh moneymaker eraitual • Commodities week* (e.g, foreign exch.:age and They have owners eho alio maintain pot account
Czeanalaellans with the Finn arch (Money Funk) aid the international Deposit precious metal conosects). including futures contacts nethcrehps well other dents a the same address. If
• Please recordi nn not oralcomma-rations in *eking Amer* (Myer c women with n Intarutional ad comradely option contract. you pear to recent indlochal statmenk mailed n
to further protect your rishtse inducing your riot RoscvCO Management Account. Though the Bak The SIPC protection and the suppeeranermal protecrath do separate enraltheS, you may declee hkr,eholdng by
trykr the Seculies Investor Protection Act (SEAR Sweep Program cash balms we swept to LESBank not apply to these assets thenif Prayotherwise appear calling yam Mated Achnor
• B thefinancial intention on the top let of toe Inam USA tp to an established lane aid then to UBS AG on )0J statements. The SEC protection ad the
of this statement is not U3S F not Strokes, LBS Stanford Branch, or a Money Fund. Deposits at 1.85 alfolanental protection do not protect ague changes Friendly mond name
Financial knew carries year accerant as dewing Bank USA an FDIC eared in accorda-ce withFCC en the market value of you investments (whether as The Se-de/ acccu-4 nano is a custarradde 'nickname
bicker by arra-gement with the Ideated instankri mules. Formore information pease wwwfdic rt. result of market moterrem, issuer bankruptcy or chosen by you to assist you with your recordeeePeg
o W p e e n in e f d o r t m hi e s d O y O o CC u U o -d f . t h h is t h re e la c tr a O s n e S . y h o to u W r k in id s s yo a u i d D M e a p t o e s y e F s e a n d L s E a G r e A r G o S t t n a o m s f e or d d b B y r t a h c e h F a DI d C. shares of M ot o h r e e r w irt is o e n ) n ation is arable mon request h y a a s m n i o n e le n g d a 9 le a ff C e C c O t L C II a I n y a o r s K a c t c h o o u u n g t h Y o O u n c t a o n . c S h e a rv n i g ce e s a
stases tee located a LOS financial Services and rot You my °bun mole Mom:nonabout SIK, including by canted im you; Frencial *donor.
the ritectxrg broker, and youn ut mote a report Through the DA, imitable to each balances are same to the SIPC Broder% by coneating SIPC at 202-371-8307
of thy eacr or omission to both firms As described depose &mints al UBS AG New Yak Branch and LBS or by vilitiv the SIPC yobs* at wmteptorg Accown overview
ltre account agreements, you must no* us of ay AG Cayman Ranch Thew deposits arena inured by • Vakse of you accowitOonYobo. Net of assets and
errors or Stud Marry checks reflected an your the FCC. Balances held at the UBS AG Casman Brandi Dividend Reinvestment Program (DRIP)
statement within 20 drat alter le was mailed or made are !empathy reposed to the weereign Ink of the The pie reflected i an away trice. You may Mean • Aswb trcludes triable cash balance,, vdues
available. All sustemens shall be deemed complete Caren lank, and there is no guarantee or other the thud price loom row Foetid Advixr Or* Mole restrkted warty last), and Global TM Deposita,
and accurate re all other respects if not objected lo obagetion of UBS AG to repay the Saxes whiff on the shares re purchased under DRIP; panel than will be smteoared marks to maket, and certain assets not held
wen; within 60 days LEG Caymans Brach's books. soli rd the cash MS be deposited re your account. The by Fim. Does rot include unpread sechritiePassets
• Please deect customer complaints or riathes to the cividerd reenactment price applied by the Misr may at tie end a the prior and arrent stenerreM periods, or
Fmi,C lent Reistom Depatnent at 201.352.1699 Deposal at LBS Bark USA and each UPS AG Branch are •efer from the matt pace al which the partial tires ponce isesmina invested stock options and
a toilet* a 903.354-9103, 8,03 AM. to 6 MT P.M not protected by SIK. Money Find shares are protected re sold emccable stock options
FT Monday through Friday, or in Minr o to LES by SIPC. See 'LOS Financial Services Accent Protection' • uthiftes Inducks debt bala-ces. amarding margin
Financial Services Ix., Client Relations Department, below. Cashit-lieu loins, credit Ire, stns accost balances.
P.O. Box 766 Union Coy, NJ 07037. Cnhrwhole urns may be held ea yam acau-n. If you ore • Caslthooney balances. Total of unimested avattatee
• In case of <trots oe gsestan about an electronic Uponyour request, bahron in the Bare Sweep entitled to a petal wit a a result ol a &hiked payment cash balances, plus depose telexes al UBS Bank USA,
knob trade. OFT). ba perm* a UBS Vedeckbet Program or DA may be withdrawn and Mats of a or Menthe, the Firm will tither sell parhal with at LBS AG U.S Branches ad money make mutual fund
card transactions, call F02762-1000, or mite to UBS Money Furd may be liquidated, ad the proceeds martin price a accept an mord determined by a sweep balaxes, at the rine of tie statement period
Frontlet Senices Ix., 1000 Mita Blvd., 6th floor. returned to you or your searaies =CUM. regiaered clewing agency. and credit yes accost Nryconrredity free creek balances in you account are
Weehawken NI 07086, Atth ITIAMSSA Sermes. not segegaed from other balances and dhiee F M may
Ferber triormalon about available sweep optons, Investment objectives IA! ley of these lords lithe ordnay coon. ol is
C s in ta a c t e l e o m m r a e m t n io i t t a n e t a r a e s c s t e o i o p a n t t i a r s a s w n y s r o o f u e n r c g o a o n n r , t i i h f f e y y o o s u u id n h e e m i e + d e m m n o o o r r s e o w n r c m b la t y r d u ca b r l g s li c n c o g u r r 8 n e 0 i r t 0 w s - i 7 e n 6 e te 2 p r - p e 1 e s 0 k t 0 r b 0 a . . t e fr s o a m n d yo y u ie r l d F s ro , i n c im o i l t A a d b v le is a o t r T N ea h e c e e h s n e M ie a o s r i u m s n e e t r t e a h n e o d F b m i j r e m a c r t p i t r m o a y n a t b r n e e d t t l r y w is in e k e w p n r i o n y f i o n i u le g r a o a n f c a c s o p y e u c n I t s to n tu e s s i m tot a a l T is h i e n s c e lu fu d n ed d s in r e th e p a a r n a e bl n e t y p a e m rio y d o c u lo r s d in o g w v n a e i d J t
receipt The Firm or Card Oaf (as amecable)must sghficant change Wry" fe,axial satiation or Lending info nation
her from you no later than CO days after the FM U T B h S . F F r i - r . m Pt e a i a m l o S - e ri- r o o r i m tf a ti m S e t.- n r e pr e o s t e hE ct y i . o 0 n 0 • i c n h v o e o s s tm e o en re t o o b f j e th ct e m f e o a l o F w or i n e ; a m c a h r w m a o n t t o h b e je ld c , t i y v o es u . F a o n r d c * le c a l t o ed w in n fo r r e m fe a r ti o to n y o o n u th C e l i F e i n rm t R 's e t l e a r t m ion in s g h p ip ra ctices
SDNY_GM_00020979
CONFIDENTIAL
EFTA 00131599
EFTA01273806

Important information about your statement (COntInUST)
Agienunt or ACCOLI1 Agreement and the General - We gerwak Lee the closing price when svalade liquid and own t they can be sold, tie ark. — h addaion to cornmissists received n connection
Ton ad Conditions U3S Statement of Credit Practices Ow mean of the bd aril ask poxes for listed received may be ea than to per tare estimated with the sale or destitution al ovary contract
available in Arement andO ithscares at scosities ad option or only bid prices for OTC who provided n the scant statement, and art investment but win tows clients, no
, wart rombrew ordWraw mac. sainti s. anda our affiliate resew revn a sharp
- Less attivekr traded securities may be priced using a . Restricted securities. Restcled searties general), compensation from maw of the insuance
Your asset situation model ate moss recent price we ate not tummy elpbk Sof public sale. UBS Financial companies UnderMing the amity COMMIS,
Your statement itemizes securities /Mother ants held aimed and may not rifled en actual makes price Serest tot the mabel price of 1Iw unrestricted stock anises a the horn carpals or worse; of
nib. accord at the end of the mermen period. You a vase of the sane issuer as an inputed value for the taint imrestmmt rusts we (Statute.
may ark for &Wert Of ft* pad seo_rities at anytime. - Certain positions may appear seto_napiceard restricted stock trammelM tn statement oak To - Our affiliales abo receive trading cormssions ad
You may receive securities sad as loan collateral after will for as 'price was not avadabb• if we we the extent tat restkled secerities are elgble to sale, oter compensatorskm nasal Ards and
paying any balance cis an them. Arry securities triable to obtain a price fora wady. the value received may be sastaroalb less thanthe Mums companies Mose taste we datrbse.
transhend to the Firm cisig the statement period ale - Deposih a securities denominated ilCUMN-Cin imaged vote *peen - We receive an anal fee from UBS Bat USA rd
'hada market vate at of the end of the statement other than U.S dollars art reflected at the 'tripe 1.65 AG Stanford Ranch of w to 425 per accuse
period. rate as of the statement date. • Eat festinated) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep
• Cast base. In detemining the cost basis of he - fcr certain senates fading n non-conformrig An estimate of annual income is based on current Programs.
securities incbded in this statement, were indicated denornnations, puce ate qualityPace vita) may dnidend ad interest rates, assuneng tie teorites will
wih the number l, • LBS F minces' Services has relied have been adjusted to facilitate paper valuation be MU for as yes from statement date or until Activity
an information obi/Med from sources other than USS To cbuin teem gintaione. when available, contact maturity This Mina Soar a gudelne; accuracy hkanabon repaint ammksits and other chases
Financial %nice% including information from another arnal aeon,' ad continued income are not guatreeed hired in conned:xi wth the sienna:not trades,
dim a that sumair have provided to you Finaxial - Estimated shut home and anent yield for hcesfrg option transactions has been inchond on
Mason The firm does not ideate-chatty verty a • Private imesunente and mutated prod cis. certain types of leashes could include a retun of conlienteitre pesiousb fuerthed to you. rid sill be
sward** the acaracycevaldh day Sarmatian Nivale notiment war tan fax Icing circa orientalor capital gains in which case the est armed/id to you prornaly on repast.
Provided by 30.1015 other than LESSi-uncial Senate participation program and real estate investment rust income coma *Si would be overstated,
▪ wettion although UESPnricial Services pe-eralb senates) and structred tins are general highly - Estimated anal income and anent yield and tie Short selling
IA:dates fit nformatizn as il is received, the hem /paid. Celan stnstesed proixts have not been actual Sane and yieU mignt be lower°, higher you are engagedin short sellrg a securiy, you me/
does not provide any assuraxes that tie infamatim registered with the Senates and Exch than the estimated amounts. earaches. des to certain toinowig costs for that
under 'Cost bats° ad *Unrealized gorf loss' is Commission or under aystate securitsie:two. We - An wain** of arrualeed income (deaklend anew. partkularseasky.
accurate as of the date of this statement. As such amide es:united caws for piste investment interest) divided by the current market
please do not rem on this Manution to make senates irdstnstured products for Scemattnal valet average balance is based cn the tat dirdend Open orders
puchne or sale decisions fa tax puposes a purposes cnb. latency snot guaranteed. or interest pwinent made by tie Over and Regarding open or • gad-till-canceled' oaten tat
otherwise. Accounts trardared to the Fim may - These vabsis may differ abstaxisty Sam prices il 159./00 the sear 'Mordent**, will be held for one were not executed by the tans date, open buy and
reface ger/loss informant only for the period cid any. at which a ante Stamm' al year irons do statement date or until mown,. lot slop orders are reread by the mount of dividends
tine they are held at the (Mt More historical structured product maybe bought or sold and do Accuracy ad continued well we not guraweed ar rightson an ex-dividends a ertgas doe unless
rilamation <abbe aided by Kir Friaxial Advisor. not necessarib represent the vas you may receive r anned ahenvise bygar You are responsbk for
taco licwidation. • Assets not held by UBS Financial Services. Certain /den that are executed ds to ;Oa ladure to cancel
• Unmerited gait/Iona Yellen data - 'Shied party estmetes of vote are as ascertain [Ceti se rot held by the f ran arena *whin the nisi rig open orders.
*rinsed unasked guintlown se c actiatod Ice date ad an, supplied to UBS Inarcid Services on a Fern', possession or control. These assets an
▪ swish lots. The transaction data for repaar basis by an independent caution firm. displayed on yes statement for informational Misty
hands' bit may or may not reflect commit:" - baser. general Danner on sponsor estimated ratan purposes only. Positions and values presented we To obtain a copy of car current Client Privacy Notice.
rZnneeaarr security reaps-Li:sign events it ay, are applied to **Fenn by the issuer, prowled by dal Ssu'rg fern. UBS Financial inices please contact you FiancialAt ter or von our wank
d and oter reinvestment lots ad systematic pineal partner or spasor and my be calculated not respcasble for that information and does not at wsw iiki rnm/eivr•vmiriv
pschasie kits are each combined tactician ore based an deferent information from tat used by guarantee es mangy. these assets are not protected
averaged lot IN 'Ira date' colan presents the third parties to cerise tar eninaUd values. by SOK or to Faris supplemental SIC townie. UfG Nina Serikes 4 not a brk the Pia Business
original transaction trade dale. - You can obtain addriont information regarding Services Account EGA and IRMA are Rattrape accounts
the metxcblogy used to determine the estimate of • Revenue sharing and additional =immoralist. shit provide access so banking services andprotests
• Callable securities Bonds and prefeceed stock that value ad the dale of the item/Nenthee is the — In addition to CornmissiOns on was and 1.1b.1 lees 10:141aTingtMerilt wit afI Aped barks and other
the Muir cats for eat redenplon will be selected basis fa the estimate by contacting your Financial received in canection with tie distribution a lhrclparty bares, tel provides access to mace and
impalially by lot fran anxrp all saunas of ta Advisor rrulual funds to ow dents we anent our affAale aroWN croaxn Rand by unabiliatedthid-pany
ksue held hour name a in nominee rime fa err - Third pity 'singed valets may be reflected as receive revenuesh aring payments from dianbtitors exurance companies through insurance agency
clients. Call leave Suntan is oblaned from third 'Not priced' in several auxin: Mien an arch ataisas of themast funds that we sell. subsdianes of UBS Financial Services Inc.
patties and its accuracy is not guaranteed. Other call I-dependant valuation Jim has not %tenteda is These arnants are based on two oWeran
leans may east which avid idlet slot comade unable to astir a mks. Sun we become ware corrponints (a the amard of tit by UBS of a trionsinent nsura-ce. ad aruity products,
inkrmatim willbe provided upon request that a matenal met has catered tat may call a Palicutr mutual fund famib to our clients: and 0) Not 10K instred • No bank qua-ante.. May lose was
piteous). reported vats rino question, or wen a the asset value of a particular rrutual fund famib's
• Certificates of deposit (ms). CDs are FDIC aired value would be high specsAathe due to the nature sheres held a the fern RMA. Resource Management Arne. M, Business Services
tp to 12!4000 in principal and sewed interest per the tensity. — We and as AAP* ako receive nawaking and Account BSA IDA and intonational Resource
depenator ate per depository inanition.rs accordance - When miter an num general partner or sponsor combs processing lees in corndocation for Leaner:re Accord an registered service maks of
wit FDIC nAes estimated value nor a third-pal/ Minuted vitae transfer agent S4201111ktit we ramie to the Friancit SO-1MS Inc
worded, the caseate satiety Mk be dfierent mutual lint These fees generally are pad from
• Price/value Prices displayed f or securtes and oter Irons its sachet price. investor astern re the rianua IU N and ate a faced 11119.11001MIlite Milk of Visa
pactsts my be higher or lower than he price that - • Daributions to date' may indude tarn of data amount based an the limber of accounts at eternal ital LOS Yu Signals cede cards and UBS
)0J would actually receive in the node. Rich are capita( name orboth. the broker.dealer linking mutual funds of that fund Visa claw cards ate Sided by UBS gar* USA wit
obtainedfrom varkus thud party sources whits we - 'Original unit size' represents tic hinal offering family Permssion tom Visa USA Incorporated.
bites to be reliable, bit we do not a-era-nee then priceper Lnd mime/ not reflect yon con bases
accuracy. - DIP end unlisted RES stasis are rot listed on a UtS Pieundel Samicea Ins Pev. 201604
rational securities exchange. and are goner*
SDNYGM_00020980
CONFIDENTIAL
EF1'A_00131600
EFTA01273807

U8S FMancial Services Inc-
Private Wealth Management Resource Management Account
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2016
00700553553111162c135Y1 0
GHISLA1NE MAXWELL
P.O. BOX 308
TEANECK N.107666-0308
Account name: GHIStANE MAXWELL
Friendly account name: Indi
Account number.
Your Financial Advisor:
SCOTT STACKMANRYIE CASMEL
Phone:
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSOurCeline at on October 31 (S) on November 30 (1)
account
Your assets 817,718.75 557.14
visit our website: Your liabilities 0.00 0.00
Value of your account $817,718.75 $557.14
Sources of your account growth
Tracking the value of your account during 2016
Value of your account
at year end 2015 S728,007.41
TheuSanGS
Net deposits and
7,721?
withdrawals 4854,504.16
Your VnieStrnent ream
Diselend and
40 0 817, interest income 419,599.47
Change in
market value $37.554.42
05
Value of your account
on Nov 30, 2016 $557.14
Dec 2014 Dec 2015 Oct 2016 Imo 20'6
SDNY GM 00020981
Member SIPC CNP700:0306536531 NP70C01$5219 00002 1116 030575004 M3568550101010 Page 1 of 6
CONFIDENTIAL
EFTA_00I31601
EFTA01273808

UBS Resource Management Account Account name: MA. N [O. Your Finandal Advisor.
November 2016 Friendly account name: Inri. '+. VIE CASRIEL
Account number: Y1
Your account balance sheet
Summary of your assets
Value on Percentage of
November 30 (1) your account
A Cash and money balances 557.14 100.00% Your •current ass et allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 a00%
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00
0 •
Total assets $557.14 100.00%
A
Value of your account $557.14
Eye on the markets
Percentage change
Index November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSC I - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP700C6005535532 NP7003185219 00032 1116 0305750Gt Y123568550 10WolliyGit000mago 2 of 6
CONFIDENTIAL
EFTA_00131602
EFTA01273809

Resource Management Account Account noose: GHISLAINE MAXWELL Your Fi vandal Advisor:
*DUBS Friendly account name:Ind' SCOTT STACKAUNLYLE CASRiEL
November 2016 Account number. Y t
Change in the value of your account Summary of gains and losses
Values reported below exclude products for which gam and losses are not classified.
November 2016 (S) Year to date (1)
Realized gains and losses Unrealized
Opening account value 5817,718.75 5798,007.41
November 2016 (1) Year to date (1) gains and bsses Cl/
Deposits, including investments
transferred in 0.00 35,660.00 Long term 0.00 -790.56 0.00
Withd-awals and fees,
including investments transferred Cash activity summary
out -811$14.80 -890,264.16
Ste account activity month for leak. SciabfeI in your 9areeDOOtlonS are indudedin the opening and
Dividend and interest income 2,250.69 19,599.47 CIC6ingoaances vat*. FDIC Insurance applies Only 10 deposits at U8S Bank USA, n0110 deposits at U85 AG.
Starriord Eranch of bank deposits paced throuo the UBS Internalortal Depose Account Drown). APC
Change in market value -7,597.50 37,554.42 protection applies to money market sweep fund hddings but rot bank deposits. See Important lolottnabon
about put ststemerd en the tad two pages d this document for deals.
Closing account value $557.14 $557.14
November 2016 (S) Year to date (1)
Opening balances 5806.52 $92.72
Dividend and interest income earned
Additions
for ['mows of Ihs statement, tarartiSty of interest and clratientl infOrsle ha been determined frcm a us Deposits and other funds credited 0.00 35,660.00
tor reporting pen:pm:re, Bared upon the residence of the account holder, account type, or pro:MI two,
some interest ardor dvidend payments mat not be subiect to United States (UA ardor Puerto Pico (PR) Dividend and interest income 2,250 69 19,599 47
Income tares. The dent months/ statement is not intended lo be used and (amen be relied upon for tar
purposes. ChenIs should refer to the applictie tar reporting forms they recent from 185 annually, such as Proceeds from investment transactions 0.00 56,154.38
the forms 1099 and the PerMS 480, fa IPA reporting information 11 is the make of U85 to lite tht
zpdlcatle tax reporting forms with the US interM Revenue Semift and PR Treasury °armament and in Total additions $2,250.69 5111,413.85
such forme accurately dstify dudenct ardor interest as tat exerrpt or /stab* income. Mese comult your
indvdtol tax prepare( Subtractions
November 2016(i) Year to date IS) Professional management fees and
related services 55 7.1 4 -5,181.84
Taxable dividends 7,250.69 19,599 33
Other funds debited -3,057.21 -75,767.59
Taxable interest 0.00 0.14
Funds withdrawn for investments
Total current year 42250.69 519,599.47 bought 0.00 -30,000.00
Total dividend & interest 52,250.69 $19,599.47 Total subtractions -$2,500.07 -$110,949.43
Net cash flow -S249.38 5464.42
Closing balances 5557.14 $557.14
SDNY GM 00020983
clif7C009305$35533 NV7003185219 COCO, 1116 030579004 Y173568SSO 101010 Page 3 of 6
CONFIDENTIAL
EFTA_00131603
EFTA01273810

*UBS Resource Management Account Account name: GNI AIN MAX Your Mandel Advisor:
Friendly umount name:Indi SCOTT STACK MANLYLE CASNEL
November 2016 Account number. XI
UBS Bank USA Deposit Account APY
Interest Period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 $38.16
Closing UBS Bank USA Deposit balance Nov 6 5903.36
Number of days in interest period 31
Average daily ba bnce $848.16
Interest earned $0.00
Annual percentage veld earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
France' Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your sratemenr a t the end of this
document.
Your return objective:
Capital apprecation
Your risk profile:
Primary - Aggressive
Investment etigibi5ty cousderatton • truie selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
CH1,70000005535534 NP70Cou35210 WW2 1I 16 030575004 Y123958550 to loiwtrer'iYGM000209Mge 4 it ti
CONFIDENTIAL
EFTA _00131604
EFTA01273811

Resource Management Account Account name: Your Mnandal Advisor:
$UBS friendly account name: SCOTT STACKMANLYLE CASRIEL
November 2016 Account number.
Your assets
Some prices, income and current values shorn mat be approOmase. Asa rest, gains aid losses may not
be accurately reflected. See imporUan infosatastn about your sown/Rath* end of tNs cixurewm (Or
more Inlornaton.
Cash
Cash and money balances
OperingbiltnCe CIOSMOOSEOCe Me per share MVO:ft DedClenClInIereSt Dail in
Hddng on Nor 0 1 0 (1 0 ) on Nov 30(S) canny 300) rate period period CEP 111Olelt CS)
Cash 557.14
UBS BANK USA CEP ACC 806.52 0.00 250.000.00
Total 5806.52 $557.14
Your total assets
PercenteQPd Cott Estimated unerazed
Value On Nov 30 (1) yOur aCCOunl bass (S) annual Wore (S) gain or loss (S)
Cash Cash and money balances 557.14 100.00% 557.14
Total $557.14 100.00% S557.14
Account activity this month
Date Adhily DeSCOPIlOn Amount (I)
Dividend and interest income
Taxable. chwdebds Nov 1 Dvdend GENL M/LLS INC PAID ON 1882 933.36
Nov 15 Cividend COLGATE PALMOUVE CO PAID ON 1508 588.12
Nov 15 Crvklend PROCTER & GAMBLECOPAID ON 1134 759.21
Total taxable dividends $2.250£9
Total dividend and interest income $2,250£0
Ode ActMty Deicription *moult If)
►ees Nov 30 Refund PRORATED ADVISORY FEE 557.14
Total professional management fees $557.14
Dale Aerial)/ Descspson ArrOurtl (1)
Other funds debited Nov 1 Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL •806.52
continued next page
SONY GM 00020985
CNP70003005535535 NV7000185219 00002 1116 030575004 Y123568550 101010 Page 5 of 6
CONFIDENTIAL
EFTA_00B1605
EFTA01273812

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Nnencid Advisor:
Friendly account name:Ind SCOTT STACK MANYLYLE CASRIEL
November 2016 Account number: 1''1
Account activity this month (COntritred
Date Mindy Descepoon arnouni (S)
Other funds debited (continued) Nov28 Transfer TO YI 365068200 -2,250.69
Total other funds debited -$3,057.21
Investment transactions
For mote information about the price/value shown for restricted securities, see Important informatkin about
yowsteteaent 8 the end Of this 03ctrnent
Proceeds Men Fund:
investment withdraw, for Accrued
Date Acblity (»Tripe:on Quantity flue (S) Price (1) transactions CS) investrneMs boudit (S) interest CB
Nov28 Transfer OCCIDENTAL PETRCIEUM CRP TO 1 36506 -969.000 -66269.91
8200
Nov28 Transfer AUTOMATIC DATA PROCESSNG INC TO Y I -72.000 4,953.04
36506 8200
Nov28 Transfer BLACK ROCK INC TO YI 365068200 -72.000 -26,542.80
Nov28 Transfer COLGATE PALMOLIVE CO TO Y1 36506 8200 • 1,508.000 -100,176.44
Nov28 Transfer ECG RESOURCES INC TO 1'I 36506 8200 -500.000 -46,735.00
Nov28 Transfer FORTINET INC TO Y1 365068200 -2,003.020 -60,480.00
Nov28 Transfer GEM. MILLS INC TO YI 365068200 • 1,882.000 -116,834.56
Nov28 Transfer AECOM TO YI 365i768200 -600.000 -22,182.00
Nov28 Transfer JOHNSON & JOHNSON COM TO `11 36506 8200 -66.000 -7,466.58
Nov28 Transfer MCCONALDS CORP TO Y1 36506 8200 -1,018.000 -124,012.76
Nov28 Transfer NEXTERA ENERGY INC COM TO Y1 36506 8200 • 162.000 .18,840.60
Nov28 Transfer PEPSICO INC TO VI 36Ø8200 •Lisa.coo -118.619.66
Nov 28 Transfer PROCTER & GAMBLE COTO Y I 36506 8200 -1,134.000 -94201.38
Total
Securities transferred out -$809,314.73
Dale ACtivity Descepticn Arrount IS)
Money balance activities Oct 31 Balance forward $806.52
Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 96.84
Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33
Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11128116 -2250.69
Nov 30 Closing UK Dank USA Depodt Account $0.00
The UBS Bank USA Depoet Account Is your primer/ sweep down
CNP7000I005535536 NP7000185219 00002 1116 030579304 Y123568550 10Weihy_Gm_00020Atie 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_00131606
EFTA01273813

Important information about your statement
U3S Financial Services ix. (the firm or UBS Finercial sent yOu the lilt *Menotti On ntiiCh the error or Corporation (LK), which protects le0-flieS WSW% 01 • *roan Current income: hvestments seekng the
Sarvkas), is a monitor of all principal warty, canna:ay problem amend. its mewl:els up to $502000 (ncluding 1.250,003 kr generation of income ony.
and optima exchanges. UPS Financial Seniors and LES - Protrde your rare and accost number Of any) dads for cash), The Slit asset protection limn aO0I7 to • Achlew Cepa*,a ppreciation. Investments seeking
Bank USA re indeed subsidents of UPS AG and - Denote to !MX or she trans* you ere snare all accost that >huh* h a partictla- cwacity. gosh of principalrather than the gerersais of
affihaes of U35 Season LLC. The Fim's Wend* about, and eplain as <kr& as you can why you The Fnn, together seri certain aft iliates, has also ecane.
statement b available upon retail. The Ferri exeorice believe t is neat. a why yced need more purebred appinilentelplOtatiOn. The nueirnan • Produce Corobaubbn of Incase and Capital
alias are at: infanatis mount pa/a,410 M ekiNe rfierws. forecliak under Appreciate& trwesonents seeking both the gersatcn
- ProWde the dolor arrant ate suspected error. this protection is S500 milion a of Docents 10, 2015. of ntorne and growls of pr exyal.
UBSFinricel lances kbpd to the poky ordilons and limilaticen, cash a
1200 Harbor Boulevard The fine or Card Issuer vii hastigate your compaht the firm is further protected fa up to $1.9 milbn n the Overall ride profiles
Weehawken, al 07086 and reel correct any error prompty. For alleged mob aggregate kr all your accounts held n a paterular • Conserver.. Seeks to manta* Sid precipal, with
a-oohing UBS Vet debit cad broad ens if we take capacity. A fJ copy of thepoky wading is swath
L T B hi S s F S i t n a a te n m ci e a n l S t r e e n p t r a e s se a n c t c s o th u e n t ° . n O ay th o e f r f i r c e i c a o lr r e d c s o , r t d a o p f e yo u' m yo o u re ' a th cc a o n r 1 d 0 f b o u r s t h e e es a s n d o ay in s t t o y o o b u d t i h % :* w * e in w e i r ll r c o a r, d s i o t tot Won request. t l in o h c w a o t m r m is e e k a o a n r n s r d e t h v tu e o l r a a n t c i l a c it n y o d s to m t d th y o e e r s a o n c t o c b t o e g r e d e p n o p e s a r e c a r e t a e w k s i i t g t h h n e it n ra if r e
n o O f o m fi t c i b 9 ia e 9 l 0 r t e n s l . i p e d l d e x a I u r s n a e e r n e n p I t o I s r y . t o c i u t o i b m nt e m a l n e e d n * i g a t t h c e o e ly n e n f l i i s c w t a in n ro g t n d o a g t t e t a o a s t h h o e u ld y la w ke s V A u I s I l t a o v c e o t m he pl u e s te e o o u f r t i n e e m nt o g n e e t y io c n la . ng tie tine it • T b h o e C th S e d I d P o C a n n p o f r i t o n a t a e p n c p c t l i i y o a l n t o a a s s n e d t s th c e o n su tr p o p ll l e e d m b e y n ( ta a l n p d r o e t c e k c d ti a on d n • M inf o la d t e io r n a . t e Willing to accept scene risk to pircPal and
Brand lianacter of the o fi ce serving you account. Please mire all Mocks payrie to the Fan or the your account value) but held away from MSFinancial tolerate some votatlity to seek hgher returns,
fluxed baler:on bloated on he front of th6 Services (e.g., certain( cash at UBS Bask USA, 80 • Aggress.: wiling to accept high trA to pnncpi and
Allhonap a tigoo, shown are intended to be accurate. statement In addition to regular accost fees, accounts cash at LesAG U.S.aanrhes, (4 Hurarce podxts, high valet lily to soil high returns owe time.
statement cane *cud not be wed fa to purposes Rely may be abject to mantenerce Ian, olvoges for late including wrizble annuities, and 06 tarn of Maw' • bywonenFigbairy Consideration: f Hinted, a
solth on yea-4nd tax krms, de , Form 1099. 5498. pandit for securities purchases and charges kr unpaid funds when such thins ay registered toy h the pardon of the portfolio for that account may :xi,*
10425. etc ) when prepamg your lax return. The Finn 6 amosis n cash accounts. Accounts that re transferred name of the account holier on the books ed records canplex strategies, rented liquidly and rater
required by law to aim to tie IRS all taxable dividends, to other institensmy be subject to a finder tee. ot to applicable due a transfer agent). volatiky.
reportable nontaxable anima and trable interest • Certain nwsb-nent contracts or inwsiment Merest
end an meanies held(you arocri, net rotate UBS Sweep OFAione (e.g.. Iirrvted partnerships ad pirate placements) that Statement •heareivaldiar
an sat transactions, and cosi basinscertain covered LES offers options for sweeping car balances. balances ana ma reddened under to Securities Act of 1933; We may catradare all related account statements with
seas-ties to bank deposits at UM Bank USA and LIES AG Stroked and the sane atkess 0 the lime erwelar, eq. because
branch (Bask Sweep Roger's), moneymaker mutual • Commodities COlotaa5 (e.g, tatign excise.* and they have owners oho a10 maintain *al account
Caronioations to Fines bads Money Funa) and the internationalDepose preccus metal contracts). including futures contracts refit cream well other claws a the same address*
• Pleas recordinn sty oral cornwerations in *ring Accoint (Data c stances wits ash Intarutional aid comsat, option contract,. you valet lo mono indnichal statements mailed in
to further protect your rights. inducing your reeds Rosana Llanagernerd Account. Though the Bank The Ste protection and the supOwnitnial protecien do separate envelopes, you may decline Fcvseholdng by
lender the Searles Investor Protection Act (SWAT Sweep Programs, cash balances re swept to LES Bank not apply so these assets ewn if theyotherwise appear citing year financed Achwor
• t the finanicol institution en the top left of d-re Insrd USA to to an estabashed knit and then to UBS AG on you statements. the StC protection aid the
of this stamen snot U3SFnanciel Servkekl036 Stanford Branch, or a Money Fund. Deposits at UBS 9470Plemental protection do not protect against changes Friendly emu* name
Fi-andal Semites carries yea execunt as dewing Bank USA ae FDIC hared in accordance with FCC n tie market vale of yote investments (whether as The hardy account nano is a custancrzle 'nickname
broker by arrangement wth the edcated insituton ivies. For more information please veil wwwfdic rd. result of market movement, issuer bageruptcy a chosen by you to assist you with your recordleePeg It
We in you of this felatOriShI7 when you Deposes at LES AG StamfordBran& and shares of othearbe) has no legal effect on your account You can change
opened this accost h the cast your kra and Morey Fads are rot hosed by the FDIC. More irtonnation 6 amiable les reds* par inendy OCCOLIII names. through OnIfie Service, a
start/es tre located at LBS financial Sena.s and rot 'Cu may cbtan more irionnation abet including by contain; your Feenual Adersor.
the Isolai v broker, red you mat matte amps Through the DA, (salable to rade balances an swept to the SIPC Broakee. by contacting SIPC at 202-371.8300
of ay error or omission to bed: firms As described depose &cants at UBS AG New Yak Branch and LBS or by vititiv the SIPC websto at wmerattcarg Account overview
the account agreements, you must nutty wA of Ty AG Carnan Ranch Thew deposits are not inured by • Value of you accountgon(olo. Net of meets and
errors or fraud evoking chedcs reflected on your to FCC. Balances held at tie UBS AG Carman Brands Dividend Reiwestment Progress (DRS)
statement wet 30 days alter d was mailed or made are temerity, reposed to the sovereign Ink of the The prir reflected is an average pa. You may °Nan • Amer held*, salable cash balance,. slues fa
available. A II stattentrin shall be downed condo* Cumin Wank, and there is no guitars. or other the actual price loon tor F rani* Advixr.Ony whole restrkted sway test), and GlobalNew Deposit,
and accurate n all other aspects if not objected to in obligation of UBS AG to repay to balms whileaithe shares re purchased under DRW; pedal Mann will be atreared marks to matt, andcertain assets not held
venting within 60 days LEG Cayman's Brach's books. sold and the cashwi be deposited in your account The by the Finn. Does rot include unpriced wordedassets
• Please died *roomer complaints or ea-rest° to cividerd reen/istment price applied by the ter may at to end of the pileand avant statement EX410dS, or
Fists C lent Reiman Depose* at 201.352.1699 Deposits at LEG Bark USA and each UBS AG Branch are 6fler from the make price al winch the partial shoes plate restock saints stock options and
a tondo,. a 903.35a-91A 8:03 A.M. to 6 CCi P.M rot protected by SIK. Money Find shaves are protected re sold extratible stock options
FT Monday through Friday, or in voted to LES • SIPC. See 'LES Financial Services Account Protection' • Includes debit balaxes, aststarding margin
Financial Senices tax., Client Relations Deptment, below. Goste-itrlieu bans, credit lee, short account balances.
P.O. Box 766 Union Coy, NJ 07037. any whole drab may be held n gar acauff. If beware • CaWeoney balances. Total of unimested evadable
• In case of errors or gantion about an electronic Upan your requeic balance, in the Bank Sweep entitled to a petal rent a s result s a chided paired cash balances, plus dime telexes at UBS Bank USA,
funds transhr Olt bat pear a UBS Vetchbit Program or DA may be vethdrawn and shares of a or otetvile, the Firm well tether sell partial sn a LBS AG U.S Branches and moray make mutual fund
card framed:one, call K0762-1000, or write to UBS Money Furd May be liguidated, and the proceeds marl* price a accept an /mord determined by a sweep balms. at the ante of tie staerrent period
Financial Services Ix., 1000 Barba Blvd, Fith floor. returned to you or your seaters aCCalli. regiaened cleareg agency. and credit yea' accord. Nxbrawrodik free aedt balances in you account are
Weehawken NI 07086, Attie liklefeCA Servers. not segegaled from other balances and tie Fan
know rkernadon about available "Weep opton, Invannoint objedives •ae ay of these lads en the Ordiney course of As
Cal a write as soon system draw/nick you- noUdrig wrens interest rates and With, 5 available at The i-netimeri objection and risk profile are spec ilk to brined hose funds re pestle span your awned.
*attract cr receipt k wrong or if you need more wmvubscorawieepreka from your F nano* Advisor each account and mai may between you accounts This total is included in to arrant period closing Vale
erketnatis ter a transfer on the statement or a by calling K6762-1000. Please advs. the Firm pantryin string of ay
receipt The Firm or Card issuer (as asplicable)must sgniicant change in you Ina-dial sibation or Lending information
her from you no In tan CO days after tie km UN Financial Sashes account protection investment &vows For eachscant held, you For floated pre °ciliation on the fords lerding puttees
The Fro, o a mo-rForof to r loorto• Protection choose one of the following investment objectives. and detekares. refer to your Client Ridationtip
SDNY_GM_00020987
CONFIDENTIAL
EFTA_00131607
EFTA01273814

Important information about your statement (C011iftMed)
Adernent or ACCOSt Agft4ffetil and the General - We groat me the closing price when eaddlat liquid and own a they can be sold, tie pree — h adoltion tocommissionsreceived n connection
Terms ad Conditions U3S Statement of Credit Practices the mean of the led and ask price, for hued received may be less tan the per chore estimated with the sale or Wthibution d arnuey contracts
boilable in agreements endear/mores at secuitin and option; a only bet prices for OTC value provided n the accost statement. and unit investment but 1.7.111 to our cants, we
ray naa froattarnatinteatrinto apt. searlits. andcr our affiliate mew reterue sharing
- Less 3Ctitti traded securities may be priced using a • Restricted securities. Restcled 'runes generally comperesaizn frommany of the 'manse
Vat abets valuation model ate moss recent prce we se not currently Noble for public sale. UBS financial companies undenwleg the realty contracts,
Your statement itemizes *curettes end other mho hell obtained and may not reflect an actual make price Service: uses the mstel prised tie unrestricted stock aft/rain et the insurance sorcerers or sponsors of
tothe accost at the end of to manynners period. You a rata of the same issuer as an imputed value for the te ant imestmmt ruts we distrtute.
may ark for &Ruff Of SLY paid seariies al anytime. - Certain positions may axes Tato/ a price and restricted sixth througosesolthis statement oak To - Our affiliates abo receive trading commosions rd
You may recdve securities tried as loan collateral alter will tow as vice was rot aslant. • it we se the extent that untied sea:ties are elgble to sale, ate compensator,r an maul tuith and
paying any balance du on them. Any securities unable to obtain a price fora warty. the value received may be stbstarbala less thin the nurses companies Mose polices we darlow.
translated to the Firm clteg the statement period are - Deposita a securities denominated iththolron imbued vabe tam - We receive an real he from UBS Bat USA sd
toted at market value as of the end of the statement other thin U.S darts are reflected at the etching. LER AG Stanford Ranch °tooth 425 per accuse
period. rate as of the Statellent date. • Est. (estimated) income. arrant yields and rata sweeping to the barks under the UBS Bank Sweep
• Cast bats. In determining the cost basis of he - der certain searbes wading n non-conformrig M estimate of annual income is based Cn Current Programs.
securities incbded m this statement where indicated denornnationx price and quantityOwe Women may dividend ad interest rates, assuming re searites will
wih the number" l, • WS T nonce& Services has relied have been Mulled to frilima•pempec valuatian be heldfor ow yew from statement Otte or until Adivity
on information obtained from sources other than UBS To obtain curers quotatiora when amiable, torsion maturity The Mind* bonny a gudelne; accuracy Inficemaienregardngcommksens and other chsges
Financial Senices, including information ham another you Adage ad continued income are not guaranteed hosted h connection with the executen of trades,
dim a that sum./ Nth grovided to yes Finaxial - Estimated snail kerne and crania yield fa holding option trans actions ha Hen incbctd on
Adrisor. The Finn does not irdeperantly verify a • Private Irwestremmes end strucaired proa certain text of leashes could mckele a retun of antMations prewousy Vanished to you. And cull be
dairantee the scanty ar vaIdfir day information Private minimal worths (i-clding deed pentador capital gain in which use the est pronided to wuprcrrptly on repast
Provided by KUM other than 1.65 Financial Seniors, pankipation program and real emote investment cast income (a-d curried yell would be arandated.
h artfoticrt *though UK Threat Seniors greralY swishes) and structred prolocts are gineealki highly - Estimated anal income and anent yield and the Short sidling
Lezdates this nfcrmaten as it is teemed, the Finn Siuld. Celan stnstised poach have not been actual rear* and yieU miff be kisser or higher II you are ergaged in short selling a security, you may
does not provide any assuarces that tie information regotered with the Securities and Exchange than the estimated amounts. Ms a charge doe to catein tomowrg costs for that
seder 'Cost baUs• ad *Unmated gar/lost is Commasion ce under ay slate wountieTaws. 164 - An estimate of nudged income (dadend ander partkulaseasey.
accurate as of tie date of his statement. As such Provide enrnated values for diver. investment interest) divided by the current market
please dons reerr on this nil:emotion to make seositis ard structured products for rdamational valeta verage balance is based at the tut dividend Open orders
psi:hazels sale decisions fa tax puyoses a purposes any. Marary Prom guaranteed. or serest payment mode by the issuer and Retailing open or • gxellibcancelleit orders that
otherwise. Accounts med./Ted to the dim may - These vibes may differ abstamisat tan prices, il hums fw sectreetdeposts will be held for one were not executed by the Stlitthith date, open buy and
reflect ger/loss ilarrtatbn only for the period el any. at which a prate Hestrnerrl milt year torn to statement date or until mosey. sea slop orders are revised by the mount ot dividends
tine they se held at tie Fim More hdorical structured product maybe bought or sold and do, Accuracy rd continued well am not guaranteed or ei,,tsat an ex-divided, a er-rutd ride unless
relcrmatcri cube aited by par Tmaxial Advisor. rot necessarily represent the vat* you may receive ranxted otherwee by yal. You are responsbk for
scan licaidaten. • Assets not held by UEIS Financial Services. Certain orders that are executed da to JO& bdurt to cancel
• Unrealised galls/lona Yellen data s aulabk, - Third pity turners of vale are es al a certain mows se rot held by the Fern arid not *whin the easing open orders.
ooinated trroalired guindlown re ctraded fa date ad are supplied to UBS Tharcid Shires on a Ferns possnoen or carol. These assets re
reintelial sec" lots. The transaction data for regilar basis by an independent satiation firm. &played on tar statement for informational Priem
relveltal lots may or may not reflect commissions, - Baer general Danner or sponsor estimated ratan. purposes only Positions and values presented re To obtain a copy of as current Client PrivacyNotice.
rZanddeerr security reorganizaten events al airy, are applied to the Fm by the *suer, provided byte issuing firm. UBS Inancial races please contact yam F rueful Advisor a met our webste
and otter reinvestment lots ad systematk genwal partner or wersor and may be calculated not reucroble for this information and does not at maw. ar r /nitt •••vartir v
ptrchspe lots are each combined Iodise:4y one based on deferent information from tat used by guarantee es *stormy. Thee assets are not protected
averaged lot The 'Track date' col/innpresentsthe third ponies to drive teeir 'Pirated values. by SRC or the Fin's supPlernentalSK coverage. UEG Timed Se vices is not a ba-k The RM& Business
aging transaction trade date. - You can obtain addriond information regardeg Services Account BSA and IRMA are brokerage accounts
the methodology used to determine the estimate a • Revenue sharing and additional =mammalian. which provide access so banking services and protests
• Callable securities Bonds and widened stock that value and the dale of the Hamblinthat is the — In adagio to commissions on sales and I .1b.I lees 177741thangtfthit wbh afI Awed lurks and other
the ever cols for tat redenplem will be selected basis fa the a:Smote by contaning your Ftuncial received m 0:erectionwith the distribution ea Ihniparty bares, and provides access to rotrace and
irosidly by lot from arrerg all sunset of tit Advisor mutual fonds to our dents we ander our AS*, aflouot Predicts eased by unaHiliatedthid-party
issue held in our mine or n nominee name fa err - Third party 'slanged vales may be reflected as receive ITGTooshol^9 Payments from disnbutors Omura-et companies through Omura-et agency
clients. Call lease hkernaten is obtained from third 'Not priced' in several situations: Mien an ands adv isas of the castes funds that me sell. subsdiaries of UBS Financial Services Inc.
patio and is accuracy is not garantsed. Other call independent valuation Inn has not sielnfed a it These arnoints are based on two &fermi
learn may imist which mood ailed word compdete sable to assign a rola. when we become ware corrponents (l the emoted of uler by UBS of a Imostrent eoura-ce. ad aruity products,
elcrmaten will be crorkad upon request that a matenal met has caused that may call a Paliculs mutual fund I amiy to our clients: and (.) Not FDIC instred • No bank guarantee. May /rise value
piteous," reported vale no question, or vhen a the asset value of a particular mutual fund family's
• Certificates of deposit (0). CDs are FDIC rased value would be highy Speo_ilatire due to tienature shores held a the Irm RMA. Resource Management Ara, nt. Duress Services
'sato 1233,W0 in principal and accrued Sorest per c4 the security — We and as altAate ako receive networking and Account RSA. IRMA ad intonational Resource
depot:tor and per depaitory inaitubn accordance - When neither an issuer, general partner or sponsor combs processing fees n consideration for Management Accost an registered service maks of
mitt FDIC rules estiTuted value nor a third-pal/ Minuted Yalu is transfer agent servoes that we 1701th? to the UBS Tnancii So-lees he
doindect the vale d to security Mite dilterent mutual lent These fees generally are pad from
• Pr:a/value Pro., divplawd fix secuntes and other Iran its package price. investor asses ri the wutua I fund and me a Used Visa Signalise it a reg./lead Servile Milk 01 VILE
proclets may be higher or lower than the price that - •Datributicos to date' may indude Mum of dots amount based an the amber of accounts at Yuman:nal LOS Visa Sonata credt cards and IBS
you would actuary receive in to makes hikes are capital ncome orboth. the broker.eleakr holing mutual funds of that fund Visa debt cards am issued by UBS Bart USA with
obtained from ass thid party sources whit. we - 'Original unit size' represents tie hitial offering family perniS90n Iran Visa USA Incorporated.
brew to be reliable, but we donor darantee thek peke per use adm y not relied yon cop bases
accuracy- - OPP rd unlisted RUT swishes are not listed on a UN Financial Services the Rev 201604
notional securities exchange. and are gam*
SDNY_GM_00020988
CONFIDENTIAL
EF1'A_00131608
EFTA01273815

UBS FMancial Services inc.
Private Wealth Management Resource Management Account
*UBS 299 Pak Avenue
25th Floor
New York NY 10171.0002 December 2016
CNP70078410871216x12 Yi 0
GHISLANNE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLANE MAXWELL
Friendly account name:
Account number
Your Nnamial Advisor.
SCOTT STACK MAN/ LYLE CASHEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCetine on NOvernber 30 (1) on December 30(1)
account
Your assets 557.14 0.00
Lisa our website: Your liabilities 0.00 0.00
Value of your account $557.14 $0.00
Items for your attention
• Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
wry,. annuakreditreportcom. Tracking the value of your account during 2016
Value of your account
S Thct.r,and$ at year end 2015 1798A07.41
Net deposits and
• 721?
withdravals 4855,355.04
Vow MeStilleilt return
Dividend and
7980 interest income 119,793.21
Change in
markot value 537,55442
0.6 00 Value of your account
• on Doc 30. 2016 $0.00
Dec 2014 Dec 2015 Nov 2016 Dec 2016
SDNY GM 00020989
Member SIPC OO70010007Bri 087NP70003i0i 36 C0002 laid 0305750CH vi23560%0110000 Page 1 of 6
CONFIDENTIAL
EFTA_OOl 31609
EFTA01273816

cat UBS Resource Management Account Account name: Your Mounds, Advisor.
Friendly account name: l: SCOTT STACK MANYLYLE CASRIEL
December 2016
Account number:
Your account balance sheet
Summary of your assets
Value on
December 30 (t)
A Cash and money balances 0.00
B Cash alternatives 0.00
C Equities 0.00
D Fixed income 0.00
E Non-traditional 0.00
F Commodities 0.00
G Other 0.00
Total assets $0.00
Value of your account S0.00
Eye on the markets
Percentage change
Index December 2016 Year to date
S&P 500 1.98% 11.96%
Russell 3000 1.95% 12.74%
MSC I - Europe, Australia & Far East 3.44% 1.51%
Barclays Capital U.5. Aggregate Bond Index 0.14% 2.65%
Interest rates on December 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.77%
CW703100078410 98 NP70003i0i 36 00002 1216 030579304 7123568550 clakyGm000209§use 2 of 6
CONFIDENTIAL
EFTA_00I 31610
EFTA01273817

SUBS Resource Management Account Account name: GHISLAINE MAXVVEll. Your Ili nandal Advisor-
Friendly account name:Ind' SCI TT <JACKMAN, Yr F cASRIFI
December 2016
Account number. Y I
Change in the value of your account Summary of gains and losses
December 2016 (3) Year to date (5) Wives reported below exclude products for which ga ns andlosses are not classified.
Realized gains and losses Unrealized
Opening account value $557.14 $798,007.41
December 2016(31 Year to date (1) gains and losses (3)
Deposits, including investments
transferred in 0.00 35,660.00 Long term 0.00 -790.56 0.00
Withdrawals and fees,
including investments transferred Cash activity summary
cut -750.88 -891,015.04
See Account &levity tins month for delals. Balances in your SveeD0080c6 8re includedin the Opening and
Dividend and interest income 193.74 19,793.21 closing berances taut. FDIC Insurance apples Only 10 ClepOSM at UBS Bank USA, nOt 10 000915 at U85 AG,
Starriord Enrich of bank deposits paced throuo the UBS internakorta Deposa Account program. SiPC
Change in market value 0.00 37,554.42 protection applies to money market sweep fund hddirgs but not bank deposits. Ste important Infonnation
about your statement an the tad two pages of this document for deists.
Closing account value $0.00 $0.00
December 2016 (1) Year to date (t)
Opening balances $557.14 $92.72
Dividend and interest income earned
Addtrans
For purpose; of ins slab-men', raiabay of 'nines] an0 Clinciena income has been determined from a US Deposits and other funds credited 0.00 35,660.00
la repotting pen:wine. Baird upon the residence of the account holder, account type, or product type,
some interest ands dvidend payments may not be subiect to United St*es (US) arch Puerto Rico (FR) Dividend and interest income 193 74 19,793 21
Income tares. The r;ent month)/ statement is not intended lo be used antl Cannot be relied Win fce tar
purposes. Clients should refer to the apdctle tar reporting forms they recent. Iran 185 annualy, such as Proceeds from investment transactions 0.00 56,154.38
the routs 1099 and the FaMS 480. fa lair rePalcm) intorMabOn It IS the mulct or U85 to the tht
Pia:kat:1e tat mooning forms with the US intern9 Revenue Semce and PR Treasury Del:ailment. and in Total additions $193.74 $111,607.59
suchforret accurately Elsa fy chicknct arcs interest aster exerrpt or taiab1e income. Pleat consult your
includual la prepare( Subtractions
Professional management fees and
December 20 16 (1) Year to date (5)
related services 0.00 -5,181.84
Taxable dividends 193.74 19,793 07
Other funds debited -750.88 -76,518.47
Taxable interest 000 0.14
Funds wthdrawn for investments
Total current year $193.74 $19,793.21 bought 0.00 -30,000.00
Total dividend & interest $193.74 $19,793.21 Total subtractions -5750.88 -$111,700.31
Net cash flow -$557.14 -$92.72
Closing balances $0.00 $0.00
SDNY GM 00020991
relP20310007841C99NPP000310136 COCO? 121603057`001 Y123568550110000 Page 3 of 6
CONFIDENTIAL
EFTA_00131611
EFTA01273818

*UBS Resource Management Account Account name: Your linandd Advisor:
Friendly account name: it SCOTT STACK MAMLYLE CASRIEL
December 201c
Account number:
UBS Bank USA Deposit Account APY
Interest period Nov 7 - Dec 6
Opening UBS Bank USA Deposit balance Nov 7 $903.36
Closing UBS Bank USA Deposit balance Dec 6 $0.00
Number of days in interest period 30
Average daily balance $1,171.28
Interest earned $0. 00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Brunch,' Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Capital appreciation
Your risk profile:
Primary • Aggressive
investment eltg ibt!ity consderatton None selected
Your account instructions
e You account cost basis default closing method is FIFO, First In, First Out
CrIP70310007841090NP70C03I0I36 00032 1216030575004 Y123568550 t t rifflitiyGro00020Age 4 of 6
CONFIDENTIAL
EFFA_00131612
EFTA01273819

Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandd Advisor:
*UBS friendly account naate:Indiv SCOTT STACKMAMLYLE CASRIEL
December 2016 Account number. Y1
Your assets
Some process Income and current vaues sham may be approrknax. Asa resat. gains mdlosses may not
beaccurately reflected. See importer), Anksotestn ebout your statement a the end of tNs crantm for
more inform on.
Cash
Cash and money balances
Opening Matt! ClOnngbateXt Me per that Average On Interest Dar In
Hddng on Dec t (1) on Dec 30 (1) CO Dec 30 (I) rate pedal period
Cash 557.14 0.00
Account activity this month
Dale Activity Dinctiption Amman a)
Dividend and Intertwine:cane
Taxable dividends Dec 6 Dividend JOHNSON &)OHNSON COM PAD ON 66 52.80
Dec 15 cAvidend NDCFERA ENERGY INC COM PAID ON 162 140.94
Total taxable dividends 3193.74
Total dividend and interest income 3193.74
Date Activity Desorption Arrow* (1)
Other funds debited Dec 1 Transfer JOURNAL TO VI 36506 ANGARA TRUST 557.14
Dec 13 Transfer JOURNAL TO VI 36506 ANGARA TRUST -52.80
Dec 19 Transfer JOURNAL TO v 1 36506 ANGARA TRUST 440 94
Total other funds debited -6750.88
Oat Activity DescrpRon Arrount (I)
Money balance activities Nov 30 Balance forward $0.00
Dec I Deposit UBS BANK USA DEPOSIT ACCOUNT 557.14
Dec 2 Withdrawal UBS RANK USA DEPOSIT ACCOUNT ASOF 12101116 -557.14
Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80
Dec 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/13/16 -52.80
Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 14094
Dec 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/ 19116 40.94
Dee 30 Closing UBS Bank USA Deposit Account 3000
The UBS Bank USA Depast Account Is your primary sweep option
SDNY GM 00020993
CNP7001C007041031NP7000310136 004302 1216 030575004 V123568550110300 Page S of 6
CONFIDENTIAL
EFTA_001316B
EFTA01273820

*UBS Resource Management Account Account name: 6k-ilk/AIME MAXWELL Your IIn uncio' Advisor:
Friendly account namelndi SCOTT STACK MANY LYLE CASRIEL
December 2015
Account number. Y I
Summary of approved payees and recurring payments
eased on your instaxtrons. the toNowing payees and recurring payments are consrdered 'approved The payees and recurring payments fisted below do 004 "'dude Bill Payments. Electronic funds Transfers and
payee' As a result (I1 yOu may authorize additional tranSka to thesepayees VeNtly and On , are no CartAw) Other treniferS between accounts at trEt5 pyou have additional payees 4/4/Or retorting WM:CON
longer receiving nclarldual confirmations for payments to thee payees. on file you wd ro:ene separate confumatons from your bunco; Advisor.
To update or cancel any of these instructions, please contact your financial Aare°,
cututstment Lad used
Payee ciescnoon Amount (I) Method Type/ Event Frequency Start date End dale dale
YI23575 vaned Transfer Payee on Me Upon request Na nta Nov01.16
CNP70010007641092NP70C031013600CO2 121603 501101j1iy_Ght0 00204):00 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_0013 1614
EFTA01273821

Important information about your statement
COS Financial Services Pc. (the Fern or UBS Fnercial her fromyou no later than 60 days after the Fern LOBS Pnaneial Servos account protection *sauna objectives. Fee etch ZaCtrA hell you
Stryker), is a member of all principal acuity, ccmrrodty an you the list it Mag114.11 on which the erns or The Fim is a member of the Seunties Fun Paean choose one of the Wolbwrg nvestmene objectives:
and options exchanges. UBS Financial Semites and 1.85 Problem a:Pend. Corporation (9PC). which protect soo.reies accounts of • Produce Current I ncome: twennetres seeking the
Bank USA re ndmct subsilenes of UPS AG and - Gardeyour rare ad accosnt natter (if any its members up to 5500.0,3 (including 5250,0® for generation of income
*finalesof UBS Sectrein LLC. The Fun's financial - Nsabe to error or tie trawler you re inure dains for cash). The SIPC asset protection lent apply to • Achiew OPO/APPteciation: Ina-barks seeking
statement h available upon recites* The Fat exeodire about, and erplan as <barb as you can why you ail moons that you hold h a panicuir cepaCky. growth of pmcipal rather than the gereraton of
offices a-• a. believe t is rimer or why you need man The Finn together with certain aff iliac, ha also income.
information purchased supplemental protection. The rraiirrun • le)oded, Combination ofn one and Coital
UBSFina-col SO-MPS IT. - Providethe dolor ammnt of the suspected era. amount paid* to at elgble cats. coliecluelyu-der Appreciation Investments seeking both the generation
1200 Harbor Boulevard this protection is 1500 nllion as of December 10, 2015. of km* a-d iyowihof
Weehawken, RI 07086 The Finn or Card issuer we ivestgete sue anent 5.bect to the poky con:Miens it Imitations, oath at
and MI correct ry error raptly. For alleged errors the firm is further protected for up to $1.9 million h the Overall risk profiles
L o T B f h f i i S s c i F S a i l t n a l a a l n * r M c d ia x in l u S t n r e e r e p v n i r c e e t s s s e . a n c c ts o c o t n h u t e a n n t o . n n O g ly t h c o e o f r f n i r c f e l i i c a c o l t r i r n e d g c s o , d s r a d c ta o e s f n h y t o o u u ld m y M a o o w t l e t w i t n h g a a n U r 1 n B 0 S f b o V r s M th is • e m d a e s m b d i a o l y u c s n a - t t d o y e o d a u o - t t G h hi a a s, e t w i l s : e a in t w i e f i r l w l r c o e r r e , t d a so k it e th at a e w a g o : a b n e a g r tt e y e q . l e u A e fo s f t u r . a ll c li c a py s o a f c f c i o e t c ri o ts le h y e l w d o in d a e p g a i - s li m cu a Le n tle • l C o o w n s r e id ev r a d are w - S h e i e n k e s y to to m t o h n e i n sm e S e a o l p w ri- e c ; O e s v t e w n i i f th
not be relied Loan II you berme there d en era a you MI Km the use of the money dunng the tine n that men to accout does rot generate signif dant
omission please report it immediately n writing to the takes us to complete our Castigation. The SIPC protection ad the applemental protection income a retard and may rot keep pace with
Branch Manager of the office wveg your account. both do not 80011 inflation.
Please make all checks heath to the Fern or the • Certain financial assets controlled by (and rclockd • Moderate YAlling to accept some risk to pimps' ad
Allhowep al Apices shoran are Mendel to be accurate, Inatical nankin (-dated on the front of his your account wlue) but held away from US$Fine-cal tolerate cam vdattity to week hijnat returns
statement eine shoukf not be used for tar purposes Rey stamens In addition to regdar want fees, accounts Sennal (e 9., certain P) cash at UBS Back USA, lig • Aare:sire. Willing to accept high risk to principal and
'SS on yerend tax lams (je Fenn 1099. 5498. mw be abject to mai-ma-co fees, ceases for We cash at 166 AG U 5.bearda, hie roan crootwes, high volatility to seek high returns owe time.
10425, etc) when Drepamg your lax return. The Fim pawnent ix securities purchase, and charges for unpaid including valet* enmities, and Cid Warm of frifilial • miestant &gently Consdemtion: F selected a
requiredby law to repots to the IRS all eatable addends, enures n cash acomnts Accounts that a transferred funds where such stares are regdtered deadly n the portion of the portfolio for that account may i1Clude
report/Lb nontorabb anima and tudole invest to other instnotions may be subject to a under lee. name of the account holder an tie books rid records complex Prates, linked liquidly and gate
erred on Wantiel held in you account net proceeds of the applicable suer a trader agent), volatile/.
on see tramaclions, and cost basisoncertain covered UBS Sweep Options • Certain rename contract. a investment kite-esti
mashies. uas offer: options kr sweipig cash balances, balances (e ce. limited partnerships ad pivot, placements) that Statement
to bark &posits at UBS Bat USA and LBS AG Stamford are rot registered under he Securities Act of 1933; We may consoldate al related account statements with
Oatarealatkine en Firm branch (Bart Sweep Prrogarns), money market mutual and the wine address in the sane envekpe. e g. because
• Please reconfirm any oral cormuncateens in wring bads Money Funds) and the Interrotional Deposit • Cortenedities contacts ftg, foreign excharge and they haw inn ant also maintain joist mart
tofurther protect your rites. mdudrg your ridis Acccun MAX or customers with an Int.-rational precious metal conerart0, incluerg futures contact; reinionshbs righ other dents a the same address. if
viler the Seoshies Investor Protection Act (WA). Rexene Managemere Account. Through the Bat ad commodity option contracts. you prefer to erode indiedaal statements mailed
• If Mefinancial retitution a the top lett of the front Sweep Programs cash balances we swept to WS Bank The SIPC proteclon and tee supplemental protection do separate watches, you may deck-e h:uSentlfg by
ol this stemma isnot LBS Ennui Sevres, LBS USA Lp to an established knit it then to UPS AG not apply to these assets emend theyotherwise appear can; your Financial Adeeom
Firancial Sens carries yaw =aunt as Mating Stanford Branch or a Money Fund. Deposits at LBS on yarn stemmas. The SVC protection and the
broker by arra-gement wai the rdcated insleution Bank USA are FIX eared in accordance whh FCC swiplemeneal protection do not protect against changes Friendly acetone/6mo
We in you of this relalcnshio *ran you nibs For more infcmation Veav wit wwwfdic got in the makes vale of gar investments (*tether as a The Friendly account nine is a custenizable tnidcriane-
opened this axon. h the cast your kids and Deposes ALBS AG StamfordBranch ad shares of result of market movement, issuer ba-kruptcy or chosen by you to assist you with your tea:Meteor, It
semrldes are located at UBS financial Sean and rot Money Funds are rot tared by the FCC. ethane) he no legal effect onyour account You cal change
the intalice-g broker, rd your at make a npm More information is avelabta wan merged. your Friendly account narrow Through OnlneSenices
of any nor omission to both firms. As described Through the DA, ataileole to call balances are swept to Yams; obtin more *formational:an SIPC, including by contacting yes F hancial
the account agreements, OM Must notes to Of ay depose w-cants al UBS AG New Yak Ranch and U35 the SIPC Bnxhat by contacting S1PC at 202-371-83®
errors or kaud rwobeg coeds reflected on your AG Cayman Branch These deposits are not insured by or by visiteg the SIPC absee at mew "stag Acoown oreeriore
starter* wail 30 days alter a was mailed or made the FCC. Baines held at the 1.85 AG Cayman Brandh • vete of poor accounerpornblo. Net of assets end
available. Allstate-on shall be amid cerrpla are temporary reposed to the sovereign risk of the Dividend Renvantment Preston COMP) liabilities
and accurate n all ether respects if not objected to in Cigar, dads, and there is no wane or one The price reflected is an wage pa You may Main • Assets Includes available oath, beances, awn fo r
*nag wthin 60 days obligation of UBS AG to repay to palates kkhik cn the the actual price tromps Financial Advisor. Orly whole restricted smutty (est ), and Global Tine Deposits.
• Please died customer complaints or ilaleeS to the UE6 Cayman Branch's books. hares are purchased under OR i8 partial shares wit be unrealized maris to maket, and <erten assets not held
Fe/Waft...It Rana Department at 201.352.1699 sob and the cash wit be deposed re your account the by he Fin,. Does nos include monied seturtieem ien
a tolIkree st 8003549100, 8:03 AlA to 6 CO P.M. Deposes a CBS Bark L6A and each UBS AG french are evicted renwslmen once mewled by the ewer may at the ant of the prior and ammt anernent periods a
ET Monday through Friday, or in weEW to LBS rot protected by 51K. Money Fund shares are protected Ow (menthe arks* pia at winch the paid shwas private intestrures invested stock options and
Financial Service hex., Client Relations Department, by SIPC. See -S. France( Services Accent Protection' are sold atonable sack options
P.O. Box 766 Urion C iy, NI 07087. below. • trabatres 1-ciodes detk bala-ces, outstaring nergn
• Fa TTY services. Call (144-612.0986 or km suede Caserinlieru loan, credit line, short account balances.
the US.; Cal 201.352.1495 Upon you request, balances n the Bank Sweep Onb whole units may be Feld in yaw meant. if you re • Cutrfrosoney balances. Total of unimested sada
• ti case of errors or suntan about an electronic Programs or DA maw be withdrawn arid shares d a entitled to a para.' tied as a result of a cfniderd peeman cash balances, pips cepa balances at UB5 Bank USA,
funds wander (PM bit panty-d or UBS Viseckbit Money had may be ligiclated and the proceeds or otherwise, the Firm will either sell partial unit at US$ AG U.S Branches ad ma-gym/kW mutual fad
card transactions, call BO -762-1000, er wise to UBS returned to you or you See-rain =Cull. market take a accept an save determined by a sweep balances, at he cbse of to statement period.
Randal Semites ex., 1000 Harbor BInt, 6th floa negetered clang agency, and credit you accost Non-cormudity free aedt balances in you non a
Weehawken NJ 07086, Min RIVIASSA Seam Rater hiormalcn about evadable sweep option, not segnated Iran other balance and the Fin. my
mixing current ireerest rates and yields, o mailable at Invert/ant objectives •s. amyl these fads in the ordinay cane of its
C sta a t l e o m r e a n t t e a a re s c s e o i o p n t k 6 s w y r o c u r c g a o n r , i i f t y y o o u u n s e h e i d t m yo or u e a w m by v . c u a b ll s in c g o r W rim O- e 7 e 6 p 2 p 4 e 0 ld 0 s 0 , . from your Fnancial Advisor T ea h c e h n a V c e c S o l u in n e t e a t n o d b m je a ct y iv L e e s y a b d et r w is e k e p n r o v f a ile s w a e cc s e p n e ts c . k to b T u h s is in t e o s t s a l T is h e n s c e U f d u e n d d s in w t e o p a cu p r re le n t l i p m er n yo c u lo r s d in e g m v a a - a d .w . .
ialpnalkn abut a transfer on the statement or Please Saw the Firm prormtb in vesting of ry
nonairt. The Firm or Card mum (as apple/fold null tirakant change in yam fna-cial sentience
SDNY_GM_00020995
CONFIDENTIAL
EFFA_00131615
EFTA01273822

Important information about your statement (00nititled)
Lending infonnation believe to be edible, but we do not garnet their - DPI and inlaid REIT 'tarries Mena listed on a Len invesurem oust units toot diem we radar
Fa armed inloinumon on the Finis lending Fences accuracy. national washes enthange, and ay generally as JAMS° receive (OWLS during companation
and disclostroc refer to was Clime Relaterahop - We wirer*/ use tie clang uncover. wane a liquid andeven A they <an be sett M price ion miry of the instance tormanies intimating
Agnment or Accost Agreement and the General the mean of the bid a-d ask prices for lined received may be less than the per shore estimated the angry extracts. Mates of the insuance
Toms and Conditions. UBS Statement of Credit Practices wadies and °pliers or may, bd prices 1st OTC vale prmithd n the accost statement. <empties or sponsors of the tre investmem trusts
avertible in Agreement andD isclosure' a Ponies. we distribute.
javin aarenVarroonontrimions. - Less actneS traded securities may be priced usng a • Rankled meanies Restricted secudin geneiralS — Our a aws also acne trading cornmenom rd
valued:el model a the moo recent peke we we rot sunnily cage* for public sale. UBS Financial otereompensatim from mutual funds ad instance
Yaw meets Mined and may not reflect an actual market price Services uses the market price of the unrestricted riodc mourn whose products we dstrtitele.
Your riaemem ilemices wearies ad other assets held a vela. of the sane issuer as an imputed value f cc the — We receive an irrualI ee lam Les Bank USA and
in the account at the end of he 'Werner< period. You - Caton entire may appear wethera a once ad restricted stick kr porposesof Misstatement only To LBS AG Stanford Bunch of tato 125 pa account
may at. for dawn d fulti paid sauna al are time. will thew ill •F in was not analabla• if we n the extent that retained secant are itinbh la tale, sweeping to the lank, wder the LBS Bank Sweep
You mar receive securities wed as loan collateral after unable to ebtan a anew a tensity the sole wendmar be stbriantialb loss than the Programs.
paying any balance da on them. dal securities - Deposits a securities deraninated taurrerdes lirsollied value shown
tannin:deo to Pim dreg the statement period are other than U.S. dollar are reflected a the es:hinge Activity
liried at market vale as of the end ol the stamen rate a of the statement date. • In. lostimated) income. OWTOM yields and roue. Information reviving commissar's and other charges
period. - Fa orian teaches *tang in flannela rcing An estimate of a-rual income is based on curers interned in correction with to mon/ono( tank
• tart ban. In deturrining the cost basis of the denorrinnom price and watery0n vale) may diniderd an interest rates, attuning the leashes will including option transactions has been included on
smokes included in this statement. where indicated have been adjusted to facilitatean:per valunn be held for one yea from statement date oruaai confirmations anousayr furnished to you, and MI be
with the punt er'I,' LES FnancialServkes has relied To cbtan omen quotations, when atria, contact matueity. This mina* is ore/ a gudelne, accuracy provided so you prarptly on recent
cm information obtained from sources other than UBS Ask ion and continued ncome are not guaranteed
Financial Settees, including nformstion Iran anoeho - Wanted avail income ad cum* meld fa Short ailing
Fin a that you mar haw mondto you Finn., certain Imes of searkies could include a retain of If you are engaged in short sellnig a security, you may
Adrisor. The firm does rot independently vereY er inks tecldrig drat principal or capital gains in which ewe the est incur a charge due to certain borrowing costs kr that
garnet the accuse, a votary of any irdonnabori ..t • ; • .... iin rid real estate investment Inzt income (ad curers yield *old be overstated. pa-Ocular saves.
provided by maces other than I-E6Fhunial Seneca :mate)) J.P.1 AttAkftil paths are gener4 hghti — Estimated erns' rcane and agent yield and the
h acicitin although LFtS Franca Sanas gamely, Akin Certain sennsed ;marts have not been null inane and yield baNK a higher Open °idea
updates tin rifermatin as his received, the Arm registered with tie Securities and Exchange than the atirnated mounts. Regarding open or '9:cdtilkancellee ceders tat
does not provide any assura-ces tat the Mennen Canmissin or under any state securities laws. We — An estimate of arruakted income (dirdeal sake were not executed by the statement date, open buy and
ureter 'Cost Oasis' and "Unrealized gad loss' is povideestinated vales la private investment interest) divided by the current market set stop cons re (*deed by amount of dividends
accurate as or the date of this statement. As such, warden ard natured products for itankm end valetas/ear balance is based an the last divard orripit on an madden* a @inns date unless
please do not rat on this infamation so make Futon only Acmea ce tent guaranteed or barest payment made by the hoer and insets-fed of-4min by you. You are remonsbk kr
inchne cc sale deciaions. fa tar Milne, or - These values may differ stbstantialy Iran pats, if assures tie sear/es/deposits will be held for en, orders that in mewled tie to your I alure to cancel
otherwise Accounts Oa-dared tote Fkm may my, at which a prim* Sal security a year Iran tie statement date or until mahrity. Poking open eiders.
reflect gar/loss nIcrmaticn only foe the period ol structured product may be boughe or sold and do Accuracy ad contend yield at not warned
tine they se heed a the Fine More hittorkal not necesserifrrepresers the vela yeu may receive Privacy
Harrodin can be aided by yea Fine-cid Manor. won liquidation. • Pante net held by UBS Financial Services Certah To obean a copy of as current Client Frivacy Notice,
- Third party eninaes of sale re a of a cenain nets ate not held by the Fim ardna Meth the please contact ves FiancialAdsisor or visit oar wetsite
• Unrealized gahnosses When data es wallah date ad av supplied to UBS Fn vial Serkes on a Fern's possessicin or anvol. These awls are at two netnen/ether Lassire.
*stowed Livened gainallotses at calculated far regular bash by an independent via/aeon Inn. displayed on you statement for informational - LBS enamor tennis site a bank. the RMA, Business
ndividesi teary lots ale tureacton data for - Issuer, t paint( or sponsor estimated valea purposes only. Positions and values presented are Services Account RSA and IMA an brokerage
ininikta be may or may not reface co-mkt:one, ay, are tippled to the Fin by the issuer, provided by the inkg fern UBS F runnel StIVRei accounts which crane access to ba-king services ad
charges ender security reorgandatin events. general partner or spcnsor and mai be cakutited not respcnsble for this ilermaion and does not Precleen tromoh wangements with affthaled banks
Oland and oter reinvestnern lots and msternatk based on deferent information ban hawed by guarantee es accuracy. These assets are not protected and od-er tad-party banks. and provides access to
puchase kits are each combined to dinar Oct 'hod padres to denve their strewed values. try SIPC or tie Fern's supplementaISIPC coverage. Mutate and annuity proans issued by Loaf fh ailed
averaged lot 11e 'Trade date cotton pont> the - You can obtain adinnal infcmusim regarding thickparty inurracompinin trout, instance
criginal Vansaaion wade dale. to meitiodology used to determine the estimate of • Revenue Swing and Salon& ccenparaatan. agency abckSaries of LOS Franca Senn, Inc
value ad the date of the itorrnalion that is the - h ethane° cernmksims cn sakn a-d 12b.1 tees - Instment, iturarke, ad amity preckrti
• Callable startle. Bonds and pretested stock that basic for the estimate by contacting your Fr anal received incomedian with to deserts:len of mutual - Not FDIC itured• leo bank guarantees May hose vale
to isswe cab for en redemption soil be selected Admix MIS to out dents Ys* /Won our attain recto* - WA, lean Management Account, Banns
inpartially by lot from amorg all senates of tot - Third party ennead vain may be reflected at reverese shah; pawns lane dist tutors ands Services Account BSA, IRMA and nterneronal Resource
115a1 held now name a in nomin row for ar 'Ma priced' in several stuationy sawn an advisors of the maul halt that we all Thew Management Account S9 regretted service maks of
dents Call tease Hermann is ebtaned from third ideperdent valuation ten has not smoked a arcing are based on two different conporenev LI3SFrancial Services hc.
patties and as accuracy isnot guaranteed. Other call unable to assign a valet when we become awe the amuse of sales by LBS of a particular naval - VISA is a registered tadernals ousted by Visa
teases may east which aukl affect yield complete that a man/lent ha marred that may call a fad family to out <lents; and gds the asset ate of a International Senn Association ad used win
nfamatkn will be provided upon request prmaniely reputed vale inso reaction, ce Mien a partner mutual kM f ambit shares held a tie ken UBS Vera credo cads ad the UBS Vea
value would be highly specutitere due to the nature inn dad card. are issued by UPS Bank USA with
• C•Writalaw of deposit (0, COs are FDIC ensured id the warty. - We a-dour affiliate also maim network to and permission from Visa U.S.A. Ircorporated. M otter
is to S29:000 in principal and accrued interest per - When miner an issue, general print or sponsor annbus processng fees in consi*rattrifo r transfer tadernaks, registered [rands, stoke maks and
depositor and per depository institution, h accordance ennead value nor a thidoany minded vale is agent services tot we provide so tie mutual hinds. regetered same male are of ter rename
wih FDIC nit. pronied, the vale of the scarily will be different These feet generally are paid frominner asses is compaiies
Irwin its perchne price. to mutual fund and are a fired dollar anon based
• Pricenealue Pins displayed for securities and otter - 'Distributions to date may include rein of an the numbered accounts at the bregendeale-
OnaLcts may be higher or lower that the price that capital, name loftiest). koldngm eal had of that fird family.
you would attualy receive in the medal. Prices re - 'original unit size • represents the mita offering — h addition to tentmakers received in correction
obtained from various ltd pity sources *hit we price per unit and may not reflect your cost bast with the ease or drintution of annuity convicts and IRS Financial Services lem. Rev 201612
SDNY_GM_00020996
CONFIDENTIAL
EFTA_OOD 1616
EFTA01273823