EFTA01273308.pdf

SUBS UEIS Pnanoal Seruces Resource Management Account
February 2014
Your financial Advisor
≤..TC TT STACK mA :U LYLE CASRiEt
Account name: ' NE_ f.1,
friendly account na
Questions about your statement?
Call your Financial Advisor or the Account number:
RMA Resourceline at PO/BMA-1000.
account 029023568
Visltour websIte:
vAmv.ubscomlfinancialseivites
Your investment objectives: Value of your account Your account instructions
You have identified the following
• Your account cost basis default closing
investment objectives for this account If on January 31 (1) on February 28 (1) method is FIFO, First In, First Out.
you have questions about these
objectives, disagree with them, or wish to Your assets 0.00 1,981,915.66
change them, please contact your
Your liabilities 0.00 0.00
Feiancial Advisor or Branch Manager. You
can find a full dezription of the Value of your account $0.00 $1,981,915.66
alternative investment objectives in
Important information aboutl our
statement at the end of this document
Your return objective: Change in the value of your account
Current income & capital appreciation
Your risk profile: February 2014 (I) Year to date (5)
Pnmary - Moderate
Opening account value $0.00 $0.00
Investment eligibility consideration - None
selected Deposits, including investments
transferred in 1,966,430 85 I ,966,430 85
Change in market value 15,484 81 15,484.81
Closing account value 51,981,915.66 $1,981,915.66
SDNY GM 00020481
Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48
CONFIDENTIAL
EF1'A_00131101
EFTA01273308

SUBS
Resource Management Account Account name: Jr Your Ignancial Advisor.
Friendly account na SCOTT STACK MANLYLE CASRIEL
February 2014
Account number:
Cash activity summary
See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and
closing balances led it. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG,
Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC
protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation
about your statement on the last two pages of this document for detals
February 2014 (1) Year to date (S)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 20,390.04 20,390.04
Total additions $20,390.04 $20,390.04
Net cash flow $20,390.04 $20,390.04
Closing balances $20,390.04 $20,390.04
CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48
CONFIDENTIAL
EFTA_00131102
EFTA01273309

Resource Management Account Account name: Your Financial Advisor:
*UBS
Friendly account name: SCOTT STACK MAtill LY LE CASRIEL
Account number.
Your assets
Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il
a
be axurately relkded. See Important onlornaabon about your statement the end of tfs dxurrem for
more Intormaion
Cash
Cash and money balances
Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's.
UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances.
UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not
protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not
protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC.
Set the important information snout your statement at the end of this document for details arnit those
balances.
Opering Want. Closing loalaxe Pnce per :rude Average Dnlde nil Interest Days in
teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate period period Ca, arount
U6S BANK USA CfP ACCT 0.00 2039004 250.000.00
Equities
Common stock
Purchase OW
trade RUTI:Iti Average pace Price per share Tate on Unretiatid Holdeg
Wiring dale of shares per shale (I) Cost basis (1) on Feb 28(1) Feb 28(1) gain or loss (I) period
ANALOG DEVICES INC
Symbol. ADI Exchange- OTC
EAI: 32,591 Current yield: 2.91% 1,751. 000 --This information was unavailable.-- 50.820 88,98582
AUTOMATIC DATA PROCE55NG INC
SymbOl. ADP Exchange: OTC
EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16
BAXTER INTL INC
Symbol. BAX Exchange: NYSE
EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00
BLACKROCK INC
Symbol. BLK Exchange WSE
EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48
continued next page
SDNY GM 00020483
CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48
CONFIDENTIAL
EFTA 00131103
EFTA01273310

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your 'gonadal Advisor,
Friendly account name: SCOTT STACK MANL YLE CASRIEL
February 2014 Account number:
Your assets Equities . common stock (continued)
Purchase pried
Trade Santee Average price Price ger stare Vdue on Unierszed Haring
lad dng date of that's pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period
CATERPILLAR INC
Symbol: CAT Exchange. NYSE
CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70
COLGATE PALMOLIVE CO
Symbol. Cl Exchange: NYSE
EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64
CONCCCPHLUPS
Symbol: COP Exchange: NYSE
EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46
IWNOIS TOOL WORKS INC
Symbol: flW Exchange' NYSE
EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50
JOHNSON & JOHNSON COM
Symbol: 08 Exchange: NYSE
EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92
MCDONAUDS CORP
Symbol: MCD Exchange: NYSE
EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70
NEXTERA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18
OCCIDENTAL PETROLEUM CRP
Symbol: OW Exchange: NYSE
EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78
PROCTER & GAMBLE CO
Symbol: PG Exhange: NYSE
EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44
continued nen' page
CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48
CONFIDENTIAL
EFTA_0013 I 104
EFTA01273311

SUBS Resource Management Account Account name: GNI!LAINE MA. WELL Your Finandal Advisor:
Erie nd ly accou et name: SCOTT STACK MAW LYLE CASRIEL
n. Account number.
Your assets Equities . Common stock (contoured)
Purchase pica
ia.icebee Average price Pitt< Per chafe vaue on UmezdIzed Hold ng
Hddng of shares per shale (1) Cost basis (S) on Feb 28(1) Feb28(1) gain or loss (1) period
STAPLES INC
Symbol: SPLS Exchange: OTC
EAI: 43.249 Current yield: 3.53% 6.769.000 ---This information was unavailable— 13.590 91,99071
TARGET CORP
Symbol. TOT Exchange. NYSE
EAI: 42,752 Current yield: 2.75% 1,600 000 --This information was unavailable-- 62.540 100.064 00
TRAVELERS COS INOTHE
Symbol. TRY Exchange. NYSE
EAI: 12,304 Current yield: 2.39% 1,152.003 ---This information was unavailable-- 83.840 96,583 68
UNITED PARCEL SERVICE INC CL B
Symbol: UPS Exchange NYSE
EAI: 12,843 Current yield: 2.80% 1,061 OCO --This information was unavailable- 95.770 101,611 97
NLINX INC
Symbol: XINX Exchange:OTC
EAT 12,0-36 Current yield 2 22% 1,798 000 ---This information was unavailable-- 52.200 93,855 60
Total $1,961,525.62
Total estimated annual income: 555.438
Your total assets
Percentage of Cost Est mated UnreNtZed
vaue on Feb 28 (5) your 3CCCunt COS6 (S) annue income (3) gain Or IM(1)
Cash Cash and money balances 20,390.04 1.03% 20,390.04
Equities ' Common stock 1,961,525.62 98.97% 55,438.00
Total 61,981,915.66 100.00% $20,390.04 555,438.00
• Kinnrig (051 tees inloarellon
Account activity this month
Date ActInty DexnotIon Amount 0)
Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04
Total deposits and other funds audited $20,390.04
SDNY GM 00020485
CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43
CONFIDENTIAL
EFTA_00B1105
EFTA01273312

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your 14 nancial Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2014 Account number: 212-821.7000/800-308-3140
Account activity this month
(ccntit0edl
Investment transactions
For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about
your statement at the end of this downent
eroceedS from Funds
investment tnithdracen I a accrued
Date AC4)4ty Descdption Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S)
Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84
Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24
Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76
Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200
Feb26 Receive Otc KACKROCK INC 372.000 110,718.36
Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60
Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40
Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12
Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95
Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26
Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602
Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52
Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80
Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10
Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24
Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40
Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36
Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00
Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20
Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64
Total
Securities transferred in $1.646A40.111
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CONFIDENTIAL
EFTA_00B 1106
EFTA01273313

Resource Management Account Account name: GHISLAINE MAXWELL Your N sandal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASRiEL
February 2014
Account number.
Account activity this month ccontroed
Crate Actrvity Description Arrount 1$)
Money balance activities Jan 31 Balance forward S0.00
Feb 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04
Feb 213 Closing UBS Bank USA Deposit Account $20,390.04
The UBS Bank USA Oepoot Account i; your primary sweep option
SDNY GM 00020487
CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48
CONFIDENTIAL
EFTA_00131107
EFTA01273314

*UBS
Yournotes
4moravrimmessowagg. ,,,,,,...14.r.
...=,,
CONFIDENTIAL
EFT,00B110E
EFTA01273315

Important information about your statement
LES Financial Services ix. (the F im or UBS Anemia! sent you the fen stamen on which the error or The Finn, together with certain affiliates, ha also accost hekk you choose one of the following
Swing is a merrter of all princin wordy, cannodey problem appeared. purchasechipplarental protection. The maximum jinn objectier
and colons exchwges. IBS Fa-erxial Senates and U3S - Prowde you- name ad acco.re nutter Of any). anoint payable to al eligible dent colectereH trdie • Endue Cunene/mom.. Inane es seekng the
Bank USA we rdrect subaltern of LES AG and - Desoto& the *nor or he transfer you ant triAre this rani* is S500 million as of December 10, 2013. generation ca income crib..
affiliates of LES Se:train UC. The Finn's Ihennal about, and 'ratan as <kat as you cm why you • Adder• CapralApprociatba Ireasknents seeking
statement is available upon reoen. The Finn meanie believe t is an error a why you need more klotot to the pokyconditions wet limitation, cash a growth of prroinal rather than the speroratim of
off ices we a: Piamation the Firm is further protected fa Lea to 11.9 million n the moan?.
— Proud. the &Aar Arran d to suspected mot aggregate for all you accounts held n ova-titular • Produce Combination of Mame and Capital
LES Fintryoul Sans capacity A ft/ ccpy of tie poky waning is nibble Appreciation: nesiments seeki-g both the generation
1200 Harbor Boulevard The Fins or Cad Issuer MI instgate your complaint open eeritent. of name and 'mirth of prkoikel.
Weehawken, to 07086 and wall correct any error promptly.
The SIPC protection and the supploranUI protection
Oewoll risk profd es
L T E hi S s s F t i a n t a e n m ci e a n l S t r e e r p v re o s s e a n c ts c o th u e n t a . n O y th o e f r f a w ri o a' r r d e s c , o r rd a o p f p t as P fin le a a n s c e i m al a in k a e t i a tu ll t c io h n e c it k o s k p a ay te a d bl o e n to fr t o h e fr F o e n r t n o o f r t h th is e . b o C th o d w o i n n o & t u a n p c pl i y a l t o A . s sets controlled by (and hand A • Consavarar Seeks to maintain Pint vet pd, wth
official far downwit containing cornicing date should Oakmont had:Mint° rigida. *cant fen accounts your account value) but held away from UBSFina-cel low risk aid voLaility to the non meal, tend
r B o o m e t n i s b c s e h io r n M e , l a i p e n l d e a a L g s y e e r o r e n e t p N t o h r y e t o i o t u f i f m b ic e m e d s e e a w d v a t i t h n e e g ly r e y n o is a u a r k a n c i e n c r o g ro u t r n o c t. t r h e p m a sp a m a o y r e t e b te n e n r s t s i u f a n o b n t j r k c e w a u c s t t h a g to m n r m s n o m s a a a i n p l y e u s b r n . c a h A a s x c u s e c e b o s j f u e e a n c e n t t s s d t , o t c c h h h a a a t a s r a u g p e n s t s d t f e f r o o a r r r n t a u s e f n e t e e . p r r a e id d L i S f n i E e n c r S d l v u i s A c d e i G w n s h g S ( e r e t r a . r e g o b . s . k b u c e l c e e h d r a b t t a h n u i w e n n ( m i c t * i e h c a a s ( r s , e i h a ) r n e a in g d l i U ( s n M B te a ) S r s e t B h e d i a r d e a t i s e c , d o n E X f l l y m 1 c S n a a , n th n a e t • M i i t n n h c o f a l o a d t m m e ti e r :n a e o t . o r n r W e th tu e il t k n m * o a to n s d a e c m c d a e o y p e t r s o s n u t o k m t e g e S e p n c p e a t r o c a e t p e w i s n i i g o th n g if a ic l a a n n t d
Atkough al figures shown ate intended to be accurate. naile of the account Fokker on the books a-4 march tolerate some rot:nary to seek Inter returns.
statement dated-I:0i not be used fix tat purposes Rely UBS Swap Onions of the applicable issuer or transfer agent); • Aggressire: Wiling to accept high Sc to pinopal aid
ate& on xnend tax forms, 6.e. Form 1009 Sdalk UBS offers options for sweepng cash bine; banes high toltailty to seek high returns over time.
10425, etc.) whin preptringyour tax return. The Finn it to bat deposits at UBS Bark USA and UBS AG Starthxd • Certain meaner* contracts or nestment Merest
requiredby low to won to te IRS all taxabk divide-Kb, branch (Etank Sweep Frogume), moneymane mutual (eg.. limited partnesein and plan placement) the Statement licruseholdne
report** rontaicabk dn.:lends and tidale edentlt km* (Morey runt) ad the International Deposit are rot registered under tie Securities Act of 1933; We may consolidate al related account statements with
eared on %wins held in you accent net proceeds Accotnt ODAffor customers with wantemational ad the sane inlet n the sate tartar:4. Accounts may
an safe transactors, and cost base cncenain covered Resource edmagemeni Account. Through tie Balk be related ler this purpose berate they hew owners
warns. Sweep Pregamk cash balances re swill to LESEtais • Commodities contacts (e.g, foreign exchange and who also maintain pit worn relationships wit other
USA up to an di-goblet...3 knit ad then to LES AG yeti:kismet.' contracts) ncluding futons contacts dents at the sane address. This practice's known as
C • o P m le m as u e n re ic - a c t o io n n fir s m w a i n th y o th ra e l F co ir r m nm incaterts in mai* B St a a k n f U o S rd A B a r r a e r F d D n IC c r r a a M n o d ne in y a F c u c n o d r . d D a e x p e o w si i t t s h a F t D U IC B S ad toffneditr °Phan contracts. s • t h a o te u m s e e n h t n s l m in a g t ' e d II i y n o s u e p pa re ra fe te r t e o n r v e e c t e p d e e s a — -d y iv o a u : k m at a y
to funher protect young*. incladrig your rad oaks. For nxre Haman:el please set wwwidiogov. the 51K protects:nand h suppkmental pennon do dacha householding by Ealing your F minaret Advisor.
order the Salsifies Manor Protection Ad (EPA) Deposes at UBS AG StamfordB inh red tares of not apply to these Malt even 4 they otherwise appear
Money Funds ant rot inured by the FCC. on you Weernent Tice SEC protection and the Friendly account name
• If the finnal nstitution en the tcp leit of Ike Ind rtnizaantal protection do not protect again changes the Frendkaccant name reflects ala mnion that you
of this statement is noeUBS Finaxel Senkes, LEIS %route the OA, mane to cash balances we swept to in the maim vale of gar investments (whether a a greeted on the Fimrs onlne senates websae, N is a
F ta n k a e no r a b l y S a e t r v a ic r e g s e c re a a rr n ie t s w y e o b u r t h a e c e c n o d n ow as e d c i l n ea tl m itu g t iNt d A e G p o C s a e y a m c a c n o B un ra ts n a ch l U B T S he A se G d N e e p w os Y its a a k t e B n ra o n t c i h n a u n re d d C b B y S r O e t s h u e lt r t o a f i w m ) a rket movement, iSSuer bwkruptcy Ce c w u is s h ta m ni a m b re le co r r n d i k c e l e ru pi r n r g o . ' I & t h a a w s r n o b le y g y a o l u e t ff o e c a t l i o t n y y o o u u r
We Wormed you of this relationship when you the FIX. Balances Feld at an LES AG Cayman Brant, account You can dung. you' hiendk account names,
opened this wookrt. kt this case, your trots and are tempera* exposed to the sovereign risk of the More information is avianle teen retort You may through Onire Services or by contactegyourFrancial
searkina-e tooted a LES Hnancial Senates and rot Canaan blends, and there is no giwantee Cr other obtan mate hfcmiation abaft SK, incladng the 51K Athisor.
the droctiong broke., aid you mat make a rePcO obligation of UBS AG to tway to Saxes while on the Brochure, by coraaningSIK a 202-371-8300 or by
of try eta or &tuition to both firms. UBSC grans Bradt. books. wsitng the SK **bate sr YAWI.SIOCAIV ACCOSolt overview
• new ofM rs aCCOUnnOrektin Net of assets rd
A Nathan slate-rants shall tie deemed complete ad Depost a 185 Bat LEA and each UBS AG Eranch are Dividend Rein/enfant Program (Dpi) fiabillies.
accurate i not objected ton wren; withn 60 days. not protected by SIPC. Money Fund shares av protected The age reflected is an swage price. You may obtan • Asset kolas salable cash balances, wades for
by SIPC. See *U3S Financial Service. Acton Protection' the actual price Iran yin Financial Advisor. Only nth* restricted storey lest 1, and Global Tine Deposits,
• Please died customer complaints a eq.iiies to he bobw tare are purchased uncler DIM; partial there, will be urrealied maks to makes, and certain ants not held
Firn's C lent Relatims Dmanent a 201.352.1699 cold rd the cash wM be deposited in your accord The by the Fan. Does rot include 'stoked SKS/eke:assets
tolkfree a 8004569103, 860 A.M. to 6:CO P.M. Upon you retest, balrices n te Bank Sweep 6viderd renvesvnent price applied by to issuer may al the end of the prior and curent statement periods, or
ET Monday through Fridaw a in main; to LES Programa OA may be withdrawn, and shares of a • from the market pia at which tee partial shires prorate irwestriwits, invested stock options and
Financial Senates K., Client Relations Depalment, Money Fund may be liquidated, and the proceeds n sold namable stock anions
P.O. Box 766 Union Cy, NJ 07087. returned to you <flour rennin accapt. • Cianicies Includes debit blIIM•5, anwardirg rrurgn
Calenlieu loan credit ne, tot accent balances,
• f k u J n c d a s se W o a f n e n r e re r ( n W Or i t W b e i s p t u in y ; m ab m o o ut r a U n B S el V ec s tr e o d ni e c bit R nt o h h in r g fo a rm m a e t n io a n t a te b s ou t t r a a t v e a s i l a a n b d le y m e e t* m , a o p n ti a on b s, k at C en M ti , tl e w d h w ole a w im et - s W m I a u y s b e e a s h e an lls n + u a p l a o r f a a c ti c v o i u d n e t r . d I f D m a u nk a o re ' • ca s C h a b s a b la /r n •o ce n s e , r p b l a u l s a U nc B e S s . B T a o k ta L l I o S f A u d n e in p v o e s s it t e b d a a i v rc al e a k bl e U BS
card eankictiorn, call 62-1000, or wife to UBS www Lbscomriseeppekk from your Fnrxid Advisor or otherwise, the Firm eel either sell panel area at AG Surraoid Ranch deposit balances and money market
Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. or by calling 800762.1000. mallet peke a accept an amount determined by a mutual fund sweep Sans, at the obit of he
Waken/on W 07086. *tin RINABSA Sermes registered clearing agency, at credit you' accart. statement period. Noncormlocity kee credit balances in
UBS Financial Serene moan protection your account are rot segregated from other balances
Cal a write as soon as you cart it you their your The is a menthe of the SeardeS Investor Protection Investment objectives and the Fern may use any of these funds in the ordinary
staerrent or receipt is mang or if you need more Corporation (SIPC), which protect securities account, of The faunae °nuns red risk profile we speak to Crone of it Paine's. these funds a* payabk coon
nfamatim *as a tire* on the statement or its members up to 1500,0:0 *cluck* 52663,000 for each account and may coy between Meese Seise the year drained. This total is included., h orrentpriod
h re e ce r j e fr t o . T m h y e o F u ir n m p o la r C te a r r t d h a Is n s u 6 e 0 r d (a a s y s a a fk ft a er b t l e ek F m im r0 a d l a l m ac s c k ou r n c t a t s a h) t T y h o e u S ho K ld a n ss a e t p p a r - o L t i e :la c k ti e o c n a I p m a e ci s ty c . o py to M Fin a n x p ie ro ' m sk p u t) a , i i o n n w o r r e in n s ; o u f r a e n r y s s o ig b n je i c k t a iv n e t s c . h F a o n r g e e a i c n h y ou. closi-g
SDNY_GM_00020489
CONFIDENTIAL
EFTA_00131109
EFTA01273316

Important information about your statement (Continued)
lancing iteration you would tusk retire h the market Pries an - •Pstrbact to date' may melt)* return of — h stern tOCOmm6erni Maned n connector.
For detafechnformation on the Finis ending practices °tent from vaious third party sources itich use capital. income ce both wth the sale or delnbikon o1 away contracts
and discitres, reeer to gas Client Relatorship bet* to be reliable. but we do not gawalee their — see' represents the initial ottani; and iisie investment tat units to our <lents, we
Ageernern or Accan Agreement and the General accuracy. price per unit and may not reelect your had basis actor our affiliate not ream* sharing
Terms ad Conditions UBS Starred of Credit fraction — We gently to the closing price when avelthie anteneation tram many of the instance
available in Agreement; andOtiosares at the mean of the bit ad ask prices fa lined • Retread securities Restled sea:4in enenralY tenant undennetiw the arruity contracts,
ungraldrsagEgaaiguats. scants and cplors a on& NJ prices fa OTC are rot twenty elicit Tor public sale. UBSFina-rul teats of the turn* carpanes or sponsors of
seosnies. kevices wee to matt price of the unrestricted stock tett investment wets we distrbute
Yew atH s - Less acts& traded securities may be priced usng of the same issuer as an mputed vat for the - Cur affiliates aho rewire trading comma:St and
Your ortment Semen securities endn it awes held valuation model or the moo recent prt we restricted stook for moons of des 'Women ond, To other canna-sato Fran total finds and
lathe arrant at the end of the staernea period. You obtaned and ma/ no reflect an aortal matt ;rice the tent that eearicled learition are elgbh la sae, nsurance companies whose prOCIJCIS we distribute.
may ask fordeivery of fully paid segraies at rytime. or vale the vale retied may be stbsentral& less than the - Wettere an anal fee from UBS Bak OA and
You my receive securities used as loan collateral after - Certain positions may appear without a price and inp_oed value drown WS AG Stanford Branch of up to 425 per accost
prying any balance due on them. My securities will dew as *price was rot avedable if we re sweeping to the barks under the UBS Bark Sweep
transient to the rim clatg tea sestrant pent are unto to obtain a pnce fo r a wanly • Eat (ostirneted) income. anent yields end Mtn. ercgrams.
listed at market value as of the end of the statemwe - Deposits or warts de-a-Snaked n currencies An entinate of mesa income is bawd an cant
period. other tan U.S. dollars are reflected at the et hinge tidied ad interest rates, attuning tie secrets will Activity
• Can basis. In dettemnirg she cost basis of the rate as of the statement date. be held for cur yew from statement date or Ltd hbrmaticriregardrigcanninto and otter charges
stories included in this statement, where indicated - For cart watts twang in non.confr iming MIlisity ma ellinale isce* again., accuracy ncurted n connedon with fie encutcri of wades,
with the rumba. UPS Fivircial Services has relied dercirmataa price and quaty 0a ce value may rd continued nconw are not guaranteed ndudng option transactions ha been induced on
cn information obtained from sources other tan tfirS have been adisted to facilitateproper valuation - Estimated anal nccme carent yield fa wilt-tons previously furrashed so you. and %WI be
Financial Services, including torrrision ten another To obtain current quotations, when athilible, corded certain types of sentries could include a tarn of prowled to yOu wavily an recpest.
Sim a that you may haw providecho you finaxial par Financial Ater. pmcgal or capeal gat in %tit case the est
Advisor. The Finn don not intendant& verify a income (ind tonere yelc$ would be °witted. Shit ailing
taunt the accuracy or vartity day information • Print inestrart0 end An/clawed product - Estimated annual icane rd cant yield and la F you are engaged in short werg a security, you may
provided by sates offer than 1**Si-uncial Services. hit, metre,* sectrites (exiting drect aclual tome and yield mgt be kwer a higher heir a charge the to certainborrowing costs for that
pat/Spatial acqam and real estate investment trust than the estimated taunts. particular secunty.
h attirt although UBS eininCel Services general& warts) and stared prodxts are general& highly - An estmate of rruateed n<ome (divdend ardor
waren tie Hammen as it k received, the firm Att. Cent snared proists have not been interest) dryad by the carers market Open reedit
does not provide any eitrances that the iicrmatian registered will the Securities and Excha- valerf average balance is based on the fact dividend Receding Wen or •gazdtilloancelled* orders fiat
kart "Cost basis" and "Lhreakzed gar/loss' it (omission a under any state secures taws. We Or interest payment made by the issuer and were not "ruled by the statement date, open buy ad
accurate as d the date of thS statement. As such prate esteneted valets for pate investment arms tie seasM- ee/depot will be held for ore sap stop orders are redxed by the anount of dindends
phase donee re& on this tomtit to make decades and structured products for tormatena year tom the statement date or unhl malty. a rights on en ex-divider" a. trips date unless
pLeckase a tale decisions, fats trpases or purposes only tasty knot grarantwd. Accuracy AS continued weld we not garrote intruded otherwise by vat. You are rispornble for
otherwise. Accounts transferred to to Fim may - These values may differ stistantiaby from preer if ceders that re trued &ricoyour bate to ca el
reflect girl loss igamatn on& fo r the period of any, at Mtn a private investment security a • Assets not held by UBS ;rancid Services. Certain Wafting open orders.
tine they av held at to F rm More historical structured rcdxt may be bough or sold and do assets are rot held by the fern and not thin the
tams en tan be added by you. Feint Advisor. not necessarily represent the vat. you may receive Fen's possession or carol. These assets are Privacy
ton rquidition. toted on you statement for informational To obtain a copy of at cleat (het Skinny Norco,
• Um-waited gat/losses Wien data is awiltle, Thid patitsbrnates of vale cue as of a certain purposes only. Portions ad values presented re please contact your Francis' Advisor or vie as weber
estimated trealized gait tses we totaled Ice date and are Applied to UBS Enact Services on a p ted by the owing f ern UBS Frencial Sentes at wittethilftgagisfatgla
rYlvila4sMrey lots. Re transaction data for regukr bass by in independera religion Jim. not rest:cantle for ths ilarnation and des not
"tilt lots may or may not reelect committal - Issuer, general partner a sponsor estimated vales, guarantee es accuracy. These assets me rot protected UBS Financier Services a rot a bat We RMA. Busnen
dirges atria'entity reorganirat Mitts ary, are supplied to the Fran by Ow Mut by RFC or tie Fitt ustlementalSIPC widens. Seniors Account BSA and IRMA are brokerage accounts
Dividend and °tarns nwstment lots rd systematic gerwal pater or taws and may be calculated which provide access to barking services at products
pachne kits are each combined to display one based on different information from tat used by • Revenue sharing and additional compensation. though arrangiments with aft nated bat and other
averaged loll)* • Trade date • [alto presents the thid parties laded* their estinated values. — In addition to commissions on sales and 12b1 fees thedety bents, and provides access to nsura-ce and
aigiul transaction wade date. - You can obtan a toner taint:en regarding recent n carecton wri the distnbution of entry proista blued by unaffiliated thintity
the methodology used to determine the &it* of marl lands to Ourc lent we ander our an" ;trance companies through tura-co agency
• C th a e l l s a e bl e e r s c e a c t u s r f i o ti r e e s a B ir r te i r t / e a n n -p d h pre " f w er i r l e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a o n r d th th e e t a da i t n e o t f b it y to to n rm al a l e t g io y n o t u h r a & t i u s n th c e ia l F a- ic d t o iv r e a re th v i e g n e u s e o * f W th in e g ru p p a e y e m f e u n n t d f s ro th m a d t i w st e ri b se u l t l. o rs substries of UBS financial Services Inc.
mpa-tal& by lot ten among all seo.raies of fiat Advisor. Thesestunts are based on two deems Iniestment mutate. and arrAy products:
int held hour tensor in nont ee name lee as - TAW party estnyeed votes may be reflected as eorn4Onent4 amantol saki by UBS of a Not VIC inured • No bank gutter.* May ese vela
clients. Call bane idamtixh h cbtaned from third •Not ;read' n wow I sit atm, wfe n partkula miAual fund I ami& to our <lint, and CO
parties and is accuracy snot guaranteed. Other call ;dependent valuation ire has not suppledor is the asset value of a pantie- mutual fund I amity's RYA. Restate Management Account, Burgess Services
fealres may west which cat tea yield complete unite to assign a vale, when we become avare tares held at the Inn Account 854, 8144 and international Resource
tcmiaton Milt pronged upon request that a materialevent has tasted that may call a — We and as at also recess e nett:eking and Management Accost are registered service marks of
pints& reported vela it question, or when a orrnbus processing lees in consideration for UBS Financial Services Inc
• Certificates of deport (CDs) CDs are FDIC enured value would be highly3'watt due tote nate transfer agent antes that we Fronde to the
Lp to S293,000 in stein' and accrued interest per of the study. mutual find. Thew fees SlenerallY are Pat from Visa Siratue e a reggered service work of Visa
deposior and per deposityinattit, rhacccrdane - When neither an suer, general panne or sponsor investor asses in the nasal fund and are a toad International CBS Via Sgnatese cede cards and CBS
wt WI( rules. *stinted vela nor a Orderer estimated vela if Jolla amount based an tie number of accounts at Visa debt cards are card by UBS Bark USA with
mad. the value of the senty Baia be different the broker-dealer holdng maul( lords ot that fund 'wanton from Vas U.S A Incorporated.
• Pricehalue tin displayed fo r securities and ogler km itspurchaseonce.
products may be higher or lower than Pewit that UBS financial Services Int P*v 201402
SDNY_GM_00020490
CONFIDENTIAL
EFTA_0013 1 10
EFTA01273317

SUBS UBS FMancial Services Inc. Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 March 2014
CW70064797550311 XII. 0
OHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number: Ill SS
Your Financial Advisor:
SCOTT STACKLIANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan3,3 Advisor or the
RMA ReSOUrCelane at 809RMA- 1000, on February 28 (1) on March 31(1)
account 029323568
Your assets 1,981,915 66 2,042,844.98
Malt our webilte: Your liabilities 000 0.00
www.ubstorellinancialservices
Value of your account $1,981,915.66 $2,042,844.98
Items for your attention
you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled, Go to Sources of your account growth
uhs.comionineservices Tracking the value of your account duriag 2014
Value of your account
at year end 2013 1000
S Thousands
Net deposits and
1,981.9 7.0428 Wthdraifals 31988,593.85
Your iwestment return:
Dividend and
interest income 44263.84
Chance in
markot value 349987 29
Value of year account
on Mar 31, 2014 $2,012.944.98
Feb 2014 Mai 2014
SDNY GM 00020491
Member SIPC C81170003005479755 NP70003C04435 00002 0314 030575004 VI2356855010000D Page 9 of 86
CONFIDENTIAL
EFTA_001311I I
EFTA01273318

*DUBS Resource Management Account Account name: GHISLAINE MA cNELL Year K Bendel Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
March 31 (I) yOir account
. Cash and money balances may include
A Cash and money balances 46,816.88 2.29% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
A deposit account balances and money market
C Equities 1,996,028.10 97.71% mutual fund sweep balances See the rmponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Corrmodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $2,042,844.98 100.00%
Value of your account $2.042,844.98
Eye on the markets
Percentage change
Index March 2014 Year to date
S&P 500 0.84% 1.81%
Russell 3000 0.53% 1.97%
MSC I - Europe, Australia & Far East -0.57% 0.77%
Barclays Capital U.S. Aggregate Bond Index -0.17% 1.84%
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
CNP70X9006479756NP70033,1040500C02 0314 030575004.23568550 lOrgehy_Gitogo20062 10 of 86
CONFIDENTIAL
EFTA_00131112
EFTA01273319

Resource Management Account Account name: Your Financial Advisor:
44) UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014
Account number.
Change in the value of your account Summary of gains and losses
March 2014 (S) Year to date (S) Vaues reported telcw exclude products for which gam and losses are not Ossified.
Realized gains and losses Unrealized
Opening account value $1,981,915.66 $0.00
March 2014 (9) Year to date (i) gains and Insses (9)
Deposits, including investments
transferred in 22,163.00 1,988,593.85 Short term 0.00 0.00 68,692 37
Dividend and interest income 4,263.84 4,263.84 Long term 0.00 0.00 211,386.11
Change in market value 34,502.48 49,987.29 Total $0.00 $0.00 $280,078.48
Closing account value $2.042,844.98 $2,042,844.98
Cash activity summary
Dividend and interest income earned
See Account activity this month for detals. Sciences in your Sweep Options are inductd in the openng and
closing Mantes irate. FDIC insurance applies only to deposits a u85 Bank LISA not to deposits at Les AG.
Slarriord trench or bank deposits placed throw", the LISS International Depose Account program. SIPC
For purposes of this statement treartaitty of inkiest and dividend income has been determined from a US protection applies to moor/ market sweep hard hokringt but not bait depends Sae important ;Monne:ton
tea repotting perspective. Based upon the residence of the accounl hdder, account type, or product type, about your statement on the last two pages cf this document for &IOUS
some Interest andor dvidend payments may not be subject to united States (US) ardor Puerto Ric0 (PR)
income tares. The cSent monthy statement is not intended lo be used and cannot be reeed upon foe tar March 2014 IS! Year to date (S)
PUICOSet Clients Should refer to the avocet:4e tax reporting forms they receive from 085 annuely, such as Opening balances $20,390.04 $0.00
the forms 1099 and the FrtnIS 497, for lax rePOltmg information II is the Make of 085 to file the
splicade to reporting forms with the US interred Revenue Semce and PR Treasury Department, and in
Addittons
such fortis accurately dairy d‘tdenct ardor interest as ten emrrpt or tine* income. Please consul! yOu I
inchedual It. prepare/ Deposits and other funds credrted 22,163.00 42,553.04
March 2014 ($1 Year to date (S) Dividend and interest income 4,263.84 4,263.84
Taxable dividends 4,263 76 4,263.76 Total thiJItrons $26,426.84 $46,816.88
Taxable interest 0.08 0.08 Net cash flow $26,426.84 $46,816.88
Total current year $4,263.84 $4,263.84
Closing balances $46,816.88 $46,816.88
Total dividend & interest $4,263.84 $4,263.84
SDNY GM 00020493
C elP70:10,006479757 NV7007307405 C0072 0314 030579004 M23568550 10000D Page 11 of 86
CONFIDENTIAL
EFTA 00131113
EFTA01273320

*UBS Resource Management Account Account name: GH1SLAINE MAXWEU_ Your linancial Advisor:
friendly account name: SCOTT STACK MANLYLE CASIVEL
March 2014 Account number.
UBS Bank USA Deposit Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Deposit balance Feb 7 80. 00
Closing UBS Bank USA Deposit balance Mar 6 820,390.12
Number of days in interest period 28
Average daily balance 85,825.73
Interest earned 80. 08
Annual percentage yield earned 0.02%
Your investment objectives:
YOU have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important inbrmation about your gammont at the end of this
document.
Your return objective:
Curient income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
e You- account cost basis default clopng method is FIFO, First in, First Out
CHP7C0C0006479758NP70C0300405 C0002 0314 030575004021888880 104021Y_GM_00021;145$ 12 of 86
CONFIDENTIAL
EFTA_001311114
EFTA01273321

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
UBS
Friendly account name:Ind SCOTT STACK MAN/LYLE CASRIEL
March 2014 Account number.
Your assets
Seale PnCeS, InCCfne and current va Urn shown may be apron:it*. AS a its ult gam and frOSIS May rot
be acutately refleded. See important information about your statement a the end ol this dxurreM for
mote Informal on
Cash
Cash and money balances
Cash ant money balances may include avalable cah balances, U8S Bank USA &pout account Warren
UBS AG Stanford Branch depose account balances and money market mutual fund sweep barances
UBS Bank USA deposit accounl balances are insured by the FOC valhn avec able limits, but are not
protected by DPC U135 AG Stanford Bram h deposit ac Duet btlarxes are not /muted by FDIC end are sot
protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC.
Set the important information above your statement at the end of this daarnent for deals about those
balance;
Openng baance Closmg Wane Pnce per share Average Doldend Interest Daft n
Hddng on Mat 1 (S) on Mar 31 (S) on Mar 31 (0 rate period period Cap amount (f)
U8S BANK USA CEP ACCT 20390 04 46,816.88 250,000.00
Equities
Common stock
Purchase on(
1.1.31;* lanT1:1O Average pate Price Per Share Value on unresino Hddng
Hddng dsle of shares per share (I) Cost WS'S (S) 01 Mar 31 (1) Mar 31 (1) gain or loss (1) Period
ANALOG DEVICES INC
Symbol, ADI Exchange- OTC
EAI: 32.591 Cuyent yield- 2 78% Nov 16. 11 13.003 37 316 485 12 53.140 690 82 205 70 LT
Nov 17, I I 13003 35393 460.12 53.140 690.82 230.70 17
Nov 18, 11 35.003 35.502 1242 58 53.140 1.859 90 617.32 LT
Nov 21, II 18.000 34.371 618 68 53.140 956 52 337.84 LT
Nov22, 11 15.000 33338 500.07 53.140 797.10 297.03 LT
Nov 23, 11 22.003 32 655 718 43 53.140 1,169 08 450.65 LT
Nov25, II 7.000 32.460 227.22 53.140 371.98 144.76 LT
Nov 28, 11 30.003 32.951 988 55 53.140 1,594 20 605.65 LT
Nov29, 11 18.000 33.472 602 51 53.140 956.52 354.01 LT
Nov29, II 5.000 33.622 168.11 53.140 265.70 97.59 LT
Apr 24, 12 30.000 37.567 1,12701 53.140 1,59420 467 19 LT
continued next page
SDNY GM 00020495
C HP7000?306479759 NP70C030340S 000O2 031.1 030579004 III73S68SSO 100000 Pap 13 of 86
CONFIDENTIAL
EFTA_00I31115
EFTA01273322

UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Anandol Advisor,
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2014 Account number.
Your assets . Equities . Common stock (co.-bonus)
Purchase peicel
Trade somber Average price Price per shoe Vdueon Lloretated Hddng
Nuking date or shares per share (I) Cott befit (S) cm Mat 31 (1) Mat 31 (S) gain or loss (S) period
Jan 23,13 1,056.000 43 209 45,62881 53.140 56,115.84 10,487.03 LT
Apr 22,13 489.000 42 447 20,756 68 53.140 25,985.46 522878 ST
Security total 1,751.000 41.990 73,523.89 93,048.14 19,524.25
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: 12,442 Current yield: 2.48% Aug 4, 11 146.000 48.469 7,076.53 77.260 71279.96 4,203.43 LT
Aug 12, 11 4.000 46.880 187.52 77.260 309.04 121.52 LT
Jan 23, 13 767.000 59890 45,936.09 77.260 59258 42 13322.33 IT
Apr 22, 13 355.000 65.098 23,110.04 77.260 27,427.30 4317.26 ST
Security total 1272.000 59.992 76310.18 98274.72 21,964.54
BAXTER INTL INC
Symbol: BAX Exchange: NYSE
EAI: 13,050 Current yield: 2.66% Jun 20, 12 30.000 51.934 1,547.84 73.580 2,207.40 659.56 LT
Jun 20, 12 17.000 51.522 875.89 73.580 1250.86 374.97 LT
Jun21,12 29.000 52.077 1,510.25 73.580 2,133.82 623.57 LT
Jun21,12 7.000 51.500 360.50 73.580 515.06 154.56 LT
Jun21,12 5.000 52.216 261.08 73.580 367.90 106.82 LT
Jun 22, 12 61.000 51.890 3,165.29 73.583 4,488.38 1,323.09 LT
Jan 23,13 768.000 66.658 51,193.80 73.580 56,509.44 5,315.64 LT
Apr 22, 13 355.000 69.318 24,60800 73.580 26,120.90 1,512.90 ST
Sep 19, 13 74.000 72.165 5,340.28 73.580 5,444.92 104.64 ST
Sep 19. 13 6.000 71.875 431.25 73.50, 441 48 10.23 ST
Sep 19. 13 3.000 71.880 215.64 73.580 220.74 5.10 ST
Sep 20, 13 47.000 71.987 3383.41 73.580 3,458.26 74.85 ST
Oct 3, 13 154.000 64.600 9,948.49 73.580 11,331.32 1,382.83 ST
Security total 1,556.000 66.094 102,841.72 114,490.48 11,648.76
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 32,872 Current yield: 2.45% Oct 5, 12 7.000 189.932 1,329.53 314.480 2201.36 871.83 LT
Oct 5, 12 3.000 187.820 563.46 314.480 943.44 379.98 LT
Oct S, 12 2.000 186.670 373.34 314.480 628.96 25962 LT
Oct 8, 12 8.000 185.783 1,510.27 314.480 2,515.84 1,005.57 LT
Oct 9, 12 15.000 189186 2,837.79 314.480 4,717.20 1,879.41 LT
continued next page
CNP70003006479760NP70003C0405 00002 0314 030575004 V123568550 10060j1iyGhtoculyvie 14 of 86
CONFIDENTIAL
EFTA_00131116
EFTA01273323

Resource Management Account Account name: GHIStAINE MAXWELL Your Fl sandal Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
Mardi 2014 Account number
Your assets Equities . common stock (continued)
Ptirenera pace,
Trade taunter Average pdce Peke per share Wine on Lirrealzed eidting
Hddng date of shares per snob TS/ Cost bans (S) an Mar 31 (I) Mai 31 (I) gain a loss (1) period
00 9, 12 2.000 189.010 378.02 314.480 628.96 250.94 LT
Oct 10, 12 3.000 187.720 563.16 314.480 943.44 380.28 LT
Oct 10, 12 2.000 187.670 375.30 314.480 628.96 253.62 LT
Oct 10.12 2.000 187.995 37599 314.480 62896 252.97 LT
lan 23,13 224.003 236966 53,080.41 314.480 70,443.52 17,363.11 LT
Apr 22, 13 104.000 251.093 26,113.69 314.480 32,705.92 6,592.23 ST
Security total 372.030 235218 87,501.00 116,986.56 29485%
CATERPILLAR INC
Symbol. CAT Exchange: NYSE
EAI: 12,664 anent yield: 2.42% An 19,13 72.000 84.718 6,099.75 99.370 7,154.64 1,054.89 ST
lun 20. 13 121.000 83.141 10,06015 99.370 12,023 77 1,963.62 ST
Jun 20.13 78.000 83.030 6,476.39 99.370 7,750.86 1,274.47 ST
lun 21,13 204.000 82.904 16,912.44 99.370 20,271.48 3,359.04 ST
Jun 24.13 III.0O3 81.517 9,048.46 99.370 11,030.07 1,981.61 ST
Jun 25, 13 73.000 82354 6,011.86 99.370 7,254.01 1,242.15 ST
lun 26.13 69.000 82.259 5,675.90 99.370 6,856 53 1,180.63 ST
kr 27, 13 141.000 82.951 11,696.12 99.370 14,011.17 2,315.05 ST
lun 27.13 7.000 82.925 580.48 99.370 695.59 115.11 ST
lun 28. 13 169.000 82.774 13,988.92 99.370 16,793.53 2,804.61 ST
1x11, 13 65.000 82.781 5,380.78 99.370 6,459.05 1,078.27 ST
Sootily total 1,110.000 82221 91,931.25 110,300.70 18,369.45
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: 42,172 Current yield: 2.22% Aug 4,11 174.000 41.632 7244.05 64.870 11287.38 4,043.33 LT
Aug 12, 11 4.000 42.450 169.80 64.870 259.48 89.68 LT
Jan 23,13 910.000 54240 49,358.63 64.870 59,031.70 9,673.07 LT
Apr 22, 13 420.000 59.788 25,111 32 64.870 27245.40 2.134.08 ST
Scarily total 1,508.000 54300 81,883.80 97,82196 15,940.16
CONOCOPHLUPS
Symbol: COP Exchange: NYSE
EAI: $4,085 Current yield: 3.92% Aug 4, 11 106.000 52.109 5,523.58 70.350 7,457.10 1,933.52 LT
Aug 12, 11 2.000 51 435 102.87 70.350 140.70 37.83 LT
continued next page
SDNY GM 00020497
CNP70003006479761 NP7000X0405 C0002 0311 030575004023568SW 100000 Pap 15 of 86
CONFIDENTIAL
EFTA_001311 17
EFTA01273324

*UBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Kaandal Advisor:
Friendly account name: SCOTT STACKMØLYLE CASRIEL
March 2014 Account numben
YOUr assets Equities . Common stock (conbnued)
Raamt pace/
Tra* Weter Menage pact Pace per snare Vitae on Ursealzed Hddng
Hddng Ome of shirts per snapt (1) Cate basis (I) ces Mat 31 (1) Mat 31 (S) gein or Ion (I) perbd
May8, 12 16.000 53.400 854.40 70.350 1,125.60 271.20 LT
May8, 12 13.000 53287 692 74 70.350 914.55 221.81 LT
Jul 17,12 14.000 55.940 783.17 70.350 984.90 201.73 LT
Jan 23.13 789.000 59815 47,194.59 70.350 55,506.15 8311.56 LT
Mar 19, 13 138.000 59.137 8,160.98 70.350 9,708.30 1,547.32 LT
Apr22, 13 402.000 57.707 23,198.25 70.350 28,280.70 5,082.45 ST
Security total 1,080.000 58.453 86,510.58 104,118.00 17,607.42
GELAL MALS INC
Symbc4: GIS Exchange: NYSE
EAI: 13.086 Ctrrent yield: 3.16% Aug 4, Il 191.003 36265 6,926.77 51.820 9,897.62 2,970.85 LT
Aug 12, 11 5.000 35.754 178.77 51.820 259.10 80.33 LT
Jan 23,13 1,001.003 41387 41,428.89 51.820 51,871.82 10,442.93 LT
Apr 22, 13 464.000 50.287 23,333.21 51.820 24,044.48 711.27 ST
Jun 17, 13 148.003 49.739 7,361.45 51.820 7,660.36 307.91 ST
Jul 18.13 73.003 49.836 3,638.07 51.820 3,782.86 144.79 ST
Sectrity toti 1,882.003 44.031 82.867.16 97,525.24 14,658.06
IWNDIS TCOL WORKS INC
Symbol: ITW Exchange: NYSE
EAI: 41,967 Current yield: 2.07% Aug 4,11 135.000 47.128 6,362.35 81.330 10,979.55 4,617.20 LT
Aug 12, 11 3.000 45240 135.72 81.330 243.99 108.27 LT
Jan 23,13 706.000 63.704 44,975.31 81.330 57,418.98 12,443.67 LT
Apr 22, 13 327.000 60.685 19,844.22 81.330 26.594.91 6,750.69 ST
Security total 1,171.000 60.903 71,317.60 95,237.43 23,919.83
JOHNSON & JOHNSON COM
Symbol: .INJ Exchange: NYSE
EAI: 12,814 Ctrrent 2.69% Aug 4, 11 123.000 62377 7,67238 98.230 12,082.29 4,409.91 LT
Aug 12, 11 3.000 63.730 191.19 98.230 294.69 103.50 LT
Jan 23,13 642.003 72.736 46,696 71 98.230 63.063.66 16,366.95 LT
Apr22, 13 29800 84.721 25,247.10 98.230 29,272.54 4,025.44 ST
Security total 1,066.000 74.866 79,807.38 104,713.18 24,905.80
MCDONALOS CORP
Symbol: MCD Exchange: NYSE
EAI: 13,298 Ctrrent yield: 3.30% Aug 4, II 95.003 84.969 8,072.06 98.030 9312.85 1240.79 LT
continued no« page
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CONFIDENTIAL
EFTA_001311118
EFTA01273325

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS Friendly account name: SCOTT STACKMA:40'LE CASRIEL
March 2014 Account number.
Your assets . Equities Common stock (continued)
Purchase Ova
Trade Mabee Average price Price per share Value on Linredlied Mang
Hddng date of shares per shL1Pt (t) Cost bens ($) an mar 31 (4) Mai 31 (I) gain or loss (4) period
Aug 12, 11 3.000 85.910 257.73 98.030 294.09 3636 LT
Nov29, 12 8.000 86.456 691.65 98.030 784.24 92.59 LT
tan 23,13 555.000 93.053 51,644.75 98.030 54,406.65 2,761.90 LT
Apr 22.13 255.000 99318 25,326.32 98.030 24,997.65 -328.67 ST
Sep 19.13 78.000 97)379 7,634.63 98.030 7,646.34 11.71 ST
Sep 19, 13 22.000 97.425 2,143.36 98.030 2,156.66 13.30 ST
Sep 19, 13 2.000 97.830 195.66 98.030 196.06 0.40 ST
Security total 1,018.000 94169 95,966.16 99,794.54 3,828.38
NEXTERA ENERGY INC COM
Symbol: NEE Exchanger NYSE
EAI: 43,370 Current yield: 3.03% Aug 4,11 134.000 52.960 7,096 75 95.620 t 2,81308 5.71633 1.7
Aug 12, 11 3.000 52.530 157.59 95.620 286.86 129.27 LT
tan 23, 13 700.000 71.610 50,127.21 95.620 66,934.00 16,806.79 1.7
Apr 12, 13 325.003 79.757 25,921.06 95.620 31,076.50 5,155.44 ST
Security total 1,162.000 71.689 83,302.61 111,110.44 27,807.83
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 12,791 Current yield: 3.02% Feb 12, 14 148.000 92.171 13,641.35 95.290 14,102.92 461.57 ST
Feb 12, 14 117.000 92203 10,787.77 95.290 11,148.93 361.16 ST
Feb 12, 14 32.000 92115 2,950.91 95.290 3,049.28 98.37 ST
Feb 12, 14 7.000 92.065 644.46 95.290 667.03 22.57 ST
Feb 13, 14 110.000 92.095 10,13045 95.290 10,481.90 351.45 ST
Feb 13, 14 68.000 91.911 6250)30 95.290 6,479.72 229.72 ST
Feb 13, 14 33.000 9t.560 3,021.49 95.290 3,144.57 123.08 ST
Feb 13, 14 6.000 91.615 549.69 95.290 571.74 22.05 ST
Feb 14, 14 334.000 95389 31,860.13 95.290 31,826.86 -33.27 ST
Feb 18, 14 114.000 96.023 10,946 72 95.290 10,863.06 -83.66 ST
Security total 969.000 93.687 90,762.97 92,336.01 1,553.04
PEPSICO INC
Symbol: PEP Exchange- NYSE
EAI: 42,620 Current yield: 2.72% Aug 4,11 115.000 63.979 7,357.65 83.500 9,602 50 2244.85 LT
Aug 12, 11 3.000 63.023 189.07 83.500 250 50 61.43 LT
continued next page
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CONFIDENTIAL
EFTA_001311 19
EFTA01273326

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Ilnancial Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
March 2014 Account number.
Your assets . Equities .
Common stock (continued/
Purchase pricer
Trade Mater Average Lice Price per shoe Vdue on 1.1nredIred Hddng
Hddng date of sham per than (S) Cost bath (1) on Mat 31 (1) Mat 31 (S) grin or loss (5) period
May 16, 12 6.000 68.535 411.21 83.500 501.00 89.79 LT
Oct 24. 12 1.000 68.690 6869 83.500 83.50 14.81 LT
Oct 25, 12 2.000 68810 137.62 83.500 167.00 29.38 LT
Oct 26, 12 1.000 68890 68.89 83.500 83.50 14.61 LT
Oct 31, 12 1.000 69370 69.37 83.500 83.50 14.13 LT
Nov6,12 1.000 69370 69.37 83.500 83.50 14.13 LT
Nov7,12 1.000 69.150 69.15 83.500 83.50 14.35 LT
Nov8, 12 2.000 69.090 138.18 83.500 167.00 2882 LT
lan 23,13 699.000 72.166 50,444.31 83.500 58366.50 7,922.19 LT
Apr 22, 13 322.000 82.251 26,484.85 83.500 26,88700 402.15 ST
Security total 1,154.000 74.097 85,50836 96,359.00 10,850.64
PROCTER &GANELE CO
Symbol: PG Etchange: NYSE
EAL 32,728 Current yield: 2.98% Aug 4, 11 118.000 60.103 7,092.22 80.600 9,510.80 2,418.5S LT
Aug 12, 11 3.000 60.896 182.69 80.600 241.80 59.11 LT
lan 23,13 619.000 69.941 43,293.73 80.600 49,891.40 6,597.67 LT
Apr 22, 13 286.000 81332 23,261.18 80.600 23,051.60 -209.58 ST
ST
Apr 24, 13 108.000 77.762 8398.32 80.600 8,704.80 306.48
Security total 1,134.000 72.512 82,228 14 91,400.40 9,172.26
STAPLES INC
Symbol: SPLS bchange: OTC
ERI: 43,249 Current yield: 4.23% Oct 24. 12 63.000 11.313 712.74 11.340 714.42 1.68 LT
Oct 24, 12 1.000 11360 11.36 11.340 11.34 -0.02 LT
Oct 25, 12 57.000 11391 64929 11.340 646.38 -2.91 LT
Oct 25, 12 46.000 11.420 525.36 11.340 521.64 .3.72 LT
Oct 25, 12 8.000 11.430 91.44 11.340 90.72 -0.72 LT
Oct 26. 12 51.000 11.400 581.42 11.340 578.34 .3.08 IS
Oct 31, 12 12.000 11.526 13832 11.340 136.08 -2.24 LT
Oct 31, 12 3.000 1 I 566 34.70 11.340 34.02 -0.68 LT
Nov 1,12 46.000 11.677 537.17 11.340 521.64 -15.53 LT
Nov 1,12 33.000 11.605 382.99 11.340 374.22 -8.77 LT
Nov1,12 7.000 11 .597 81.18 11.340 79.38 •1.80 LT
continued next page
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CONFIDENTIAL
EFTA_0013 I 120
EFTA01273327

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:Indr SCOTT STACKMANLYLE CASFaEL
March 2014 Account number
Your assets . Equities .
Common stock (contrite:di
Perdtase nicer
Trade taint'« Average price Price per stwe vane on gain1.O1 7O1111 Hcidng
mcldno drie of snares pet share (1) COS( bads <SI al Mat 31 (5) Mal 31 (1) (11 period
Nov 1, 12 1.000 11 .600 11.60 11.340 11.34 -0.26 LT
Nov2, 12 31.000 11.552 358 12 11.340 351 54 -6.58 LT
Nov 5, 12 31.000 11.465 355.43 11.340 351.54 -3.89 LT
Nov 5, 12 7 000 11.590 81.13 11.340 79.38 -1.75 LT
Nov6, 12 51.000 11.820 602 87 11.340 578 34 -24.53 LT
Nov6, 12 26.000 11812 307.13 11.340 294.84 -12.29 LT
Noel, 12 48.000 11.597 556 70 11.340 544.32 -12.38 LT
Nov 7, 12 22.000 11.582 254.82 11.340 249.48 -534 LT
Nov8, 12 57.000 11.446 652.43 11.340 646.38 -6.05 LT
Nov8, 12 30.003 11 672 350 16 11.340 340 20 -9.96 LT
Nov8, 12 3.000 11 .666 35.00 11.340 34.02 -0.98 LT
Nov29, 12 26.000 11.778 306 24 11.340 294.84 -11.40 LT
Nov29, 12 8.000 11.778 94.23 11.340 9012 -3.51 LT
Nov29. 12 6.000 11.765 70.59 11.340 68.04 -2.55 LT
Nov30, 12 37.003 11.714 433 45 11.340 419.58 -13.87 LT
Nov30, 12 16.000 11.677 186.84 11.340 181.44 -5.40 LT
Nov30, 12 11.000 11.688 128 57 11.340 124.74 -3.83 LT
Nov30, 12 1.000 11.750 11 75 11.340 11.34 • 0.41 LT
Jan 23,13 3,076.000 13.260 40,788.38 11.340 34,881.84 -5,906.54 LT
Mar 7, 13 399.003 12.626 5,03793 11,340 1,524 66 -513.27 LT
Apr 22, 13 1,918.093 12.912 24,767.13 11.340 21,750.12 -3,017.01 ST
Aug 26, 13 203.003 14.401 2,923 46 11.340 2,302.02 -621.44 ST
Aug 26, 13 181000 14 412 2,608 63 11.340 2,052 54 -55609 ST
Aug 27, 13 253000 14.105 3,568 74 11.340 2,869.02 -699.72 ST
Security total 6,769 003 13036 88,237 30 76,760 46 -11,47684
TARGET CORP
Symbol. TOT Exchange NYSE
EAI: $2,752 Current yield: 2.84% Sep 23, 13 68.003 64 391 1,378 59 60.510 4,114 68 -263.91 ST
Sep 23.13 6.000 64 405 386 43 60.510 363.06 23.37 ST
Sep 24, 13 180.000 63.999 11,519.91 60.510 10,891.80 -628.11 ST
Sop 24, 13 82.000 EA 133 5,25897 60.510 4,961 82 -297.15 ST
continued next page
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EFTA_00131121
EFTA01273328

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your IS oandd Advisor:
friendly account name:Incl SCOTT STACK MANYLYLE CASR1EL
March 2014 Account number •
Your assets . Equities . Common stock (continued)
Purchase lancet
rroae Martin Average pike Price per snare Vitae on Unrealized Hddng
Irking date of titer's per snag (1) Con bads (1) on Mar 31 (1) Mat 31 (S) gain or Ion ($) period
ST
Sep 25.13 152.000 63.446 9,643.85 60.510 9,197.52 -446.33
Sep 25.13 92.000 63.598 5,851.05 60.510 5,566.92 -284.13 ST
Sep 25,13 18.000 63135 1,147.23 60.510 1,089.18 48.05 ST
Sep 25.13 13.000 63.620 827.06 60.510 786.63 -40.43 ST
Sep 26.13 114.000 63.436 7,231.76 60.510 6,898.14 -333.62 ST
Sep 27, 13 193.000 53.993 12,350.76 60.510 11,678.43 -672.33 ST
Sep 30.13 104.000 63.785 6,633.64 60.510 6293.04 -340.60 ST
Sep 30,13 51.000 63.888 3258.30 60.510 3,066.01 •172.29 ST
Sep 30.13 27.000 63812 1,722.95 60.510 1,633.77 -89.18 ST
Oct 1,13 139.003 69851 8,875.42 60.510 8,410.89 -464.53 ST
Oct 1,13 53.000 61856 3,384.40 60.510 3,207.03 -177.37 ST
Oct 1,13 38.000 63.757 2,422.80 60.510 2299.38 •123.42 ST
Oct 1, 13 38.000 63813 2,424.93 60.510 2,299.38 •125.55 ST
Jan 7, 14 197.000 62889 12,389.28 60.510 11,920.47 -468.81 ST
Jan 7, 14 32.000 63.004 2,016.15 60.510 1,936.32 -79.83 ST
lan 7, 14 3.000 62863 188.59 60.510 181.53 •7.C6 ST
Security total 1.600.000 63.695 101,912.07 96,816.00 -5,096.07
TRAVELERS COS INC/THE
Symbol: TRV Exchange RUSE
EAI: 32.304 Current yield: 2 35% Apr 24,12 20.000 63 432 1268.64 85.100 1,702.00 433.36 LT
Apr 24,12 4.000 63350 253.40 85.100 340.40 87.00 LT
Apr 24,12 1.000 63.560 63.56 85.100 85.10 21.54 LT
Apr 25,12 10.003 63.520 635.20 85.100 851.00 215.80 LT
Apr 25,12 10.003 63.617 636.17 85300 851.00 214.83 LT
Apr 25.12 10.000 63.659 636.59 85.100 851.00 214.41 LT
Apr 25,12 2.000 63.545 127.09 85.100 170.20 43.11 LT
Apr 25,12 2.000 63.645 127.29 85.100 170.20 42.91 LT
Apr 25,12 2.000 63.745 127.49 85.100 170.20 42.71 LT
Apr 26,12 5.000 63.928 319.64 85.103 425.50 105.86 LT
Apr 26.12 2.000 63.920 127.84 85.100 170.20 42.36 LT
Apr 26,12 2.000 63.930 127.86 85.100 170.20 42.34 LT
Apr 26,12 1.000 63.720 63.72 85300 85.10 21.38 LT
continued next page
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CONFIDENTIAL
EFTA_00 1 3 1 122
EFTA01273329

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS A friendly account name r SCOTT STACKMANLYLE CASRIEL
March 2014 ccount number.
Your assets . Equities .
Common stock (continued)
Purchase once
Track Number Average price Pnce per share Vdue on undesired Holdng
mddng date of snares per shale (0 Cost basis (S) m Mat 31 (1) Mat 31 (1) gainer loss TO period
May 1, 12 15.000 64 637 969.56 85.100 1276.50 306.94 LT
May 1, 12 6.000 64 715 388 29 85.100 510.60 122.31 LT
May 1, 12 6.000 64 975 389.85 85.100 510.60 120.75 LT
May 1, 12 2.000 64 850 129 70 85.100 170.20 40.50 LT
May 1, 12 1.000 64 820 64 82 85.103 85.10 20.28 LT
May 2. 12 7.000 64374 450.62 85.103 595.70 145.013 LT
May 2. 12 4.000 64 410 257.64 85.100 340.40 82.76 LT
May 2, 12 2.000 64 320 128 64 85.100 170.20 41.56 LT
May 3. 12 4.000 64.960 259 84 85.100 340.40 80.56 LT
May 3, 12 2.000 64 675 129 35 85.100 170 20 40.85 LT
May 3, 12 2.000 64.910 129.82 85.103 170.20 40.38 LT
Lan 23,13 629 003 77 560 48,785 62 85.100 53,527 90 4,742.28 LT
Apr 22, 13 290 000 84.719 24,568 68 85.100 24,679 00 110.32 ST
May 22, 13 111030 83 807 9302 58 85.100 9,446.10 143.52 ST
Security total 1,152 0)3 78 533 90,469 50 98,035 20 7,565.70
UNITED PARCEL SERVICE INC CL B
Symbol: UPS Exchange: NYSE
EAI 42,843 Current yield: 2.75% Sep 19, 13 82.003 91.779 7,52590 97.380 7,985 16 459.26 ST
Sep 19, 13 19.000 91 625 1,740.88 97.380 1,850.22 109.34 ST
Sep 20, 13 107.003 91.805 9,823.18 97.380 10,419.66 596.48 ST
ST
Sep 20, 13 26.000 91 835 2387 71 97.380 2,531 88 144.17
Sep 23, 13 93.003 91.049 8,467.59 97.383 9,056.34 588.75 ST
ST
Sep 24, 13 93.000 91 612 8,520 00 97.380 9,056.34 536.34
Sep 24, 13 41.003 91.663 3,758 20 97.380 3,992.58 234.38 ST
Sep 25. 13 62.003 91.138 5,650.56 97.380 6,037.56 387.00 ST
Sep 25, 13 11.003 91090 1,031 99 97.380 1,071 18 69.19 ST
Sep 26, 13 64.003 91,489 5,855.30 97.380 6,232.32 377.02 ST
Sep 27, I3 54.000 91.117 4,920.33 97.380 5258.52 338.19 ST
Sep 30.13 46.000 91.475 4,207.86 97.380 4,47948 271.62 ST
Oct 1, 13 46.000 91.668 4,216.73 97.380 4,479.48 262.75 ST
Oct 1,13 6.000 91 650 54990 97.380 584.28 34.38 ST
continued neat page
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CONFIDENTIAL
EFTA_0013 I 123
EFTA01273330

*UBS Resource Management Account Account nome: GHISLAINE MAXWELL Your Kuuncial Advisor:
Fdendly account name: SCOTT STACKMAIILYLE CASRIEL
March 2014 Account number
Your assets Equities Common stock (continved)
Purchase puces
ruade marte( Average puce Fnce per share Vdue on Unredned Huang
siddng ditte of :haret pet amie (S) Cou bath (SI an mat 3: (II Mar 31 (S) gin or Mu (f) Pefed
OCt 2, 13 61.000 91.128 5,558.84 97.380 5,940.18 381.34 ST
Oct 2, 13 19.000 91 067 1,730 29 97.380 1.850 22 119.93 ST
Oct 3, 13 55.003 90337 4,968 58 97.380 5355 90 387.32 ST
Oct 4, 13 55.000 90.653 4,98596 97.380 5355.90 369.94 ST
Jan 17,14 121.000 99 231 12,037 00 97.380 11,782.98 -224.02 ST
Secunty total 1,061.000 92 250 97,876 80 103,320.18 5,443.38
nit« INC
SymboI XLNX Exchange:OTC
EAL 12,086 Cu rent yield. 2.14% Sep 7, 12 25.003 34.770 86927 54.270 1,356 75 487.48 LT
Sep 7, 12 5.000 34 846 174 23 54.270 271.35 97.12 LT
Sep 10, 12 37.000 34 845 1,289 29 54.270 2,007.99 718.70 LT
Sep 10. 12 3.000 34.660 103.98 54.270 162.81 58.83 LT
Sep 11, 12 20000 34 853 697 06 54.270 1,08540 388.34 LT
Sep 12, 12 18.000 35.006 630.11 54.270 976.86 346.75 LT
Sep 13, 12 21.0O8 34886 732.61 54.270 1,139.67 407.06 LT
Sep 14, 12 19.003 35.536 675 19 54.270 1,031 13 355.94 LT
Sep 17, 12 7.000 35.151 24606 54.270 379.89 133.83 LT
Oct 24. 12 3.000 32.523 97 57 54.270 162 81 65.24 LT
Oct 25, 12 5.000 32.522 162.61 54.270 271.35 108.74 LT
Oct 26.12 3.000 32.776 98.33 54.270 162.81 64,48 LT
Oct 31. 12 1.000 32.770 32.77 54.270 54.27 21.50 LT
Nov 1,12 2.000 33360 66.72 54.270 108.54 41.82 LT
Nov 1, 12 1.000 33.520 33.52 54.270 54 27 20.75 LT
Nov I, 12 1.000 33.530 33.53 54.270 54.27 20.74 LT
Nov2, 12 1.000 33.550 33.55 54.270 54.27 20.72 LT
Nov 5,12 1.000 33 190 33.19 54.270 54.27 21.08 LT
Nov6.12 3.000 33286 101.66 54.270 162.81 61.15 LT
Nov7,12 2.000 34.025 6805 54.270 108.54 40.49 LT
Nov 7, 12 1.000 33.910 33.91 54.270 54.27 20.36 LT
Nova, 12 4.000 34.032 136.13 54.270 217.08 80.95 LT
Nov8, 12 1.000 33 860 33.86 54.270 54.27 20.41 LT
Nov28. 12 4.000 34.312 137.25 54.270 217.08 79.83 LT
cantoued ne.« page
CNP70309006479768NP70CO3C040500032 0314 030575004 V123568S5010MyGht0 002ess 22 of 86
CONFIDENTIAL
EFTA_00131124
EFTA01273331

Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor
*UBS Friendly account narne:Indr SCOTT STACK LIAM Lv LE CASRiEL
March 2014 Account number.
Your assets . Equities. Common stock (conbnuedl
Purchase ;Inca
Trade Number Average price Me per share Value on Unrealzed Hdcing
mcldng date of shares per share IQ Cost beds CO an mar 31 (1) Mai 31 (I) tan or loss (1) period
Nov28, 12 3.000 34.410 103.23 54.270 162.81 59.58 LT
Nov29. 12 15.000 34.583 518.75 54.270 814.05 295.30 LT
Nov29, 12 3.000 34.493 103.48 54.270 162.81 59.33 LT
Ian 23.13 1,087.0003 36.805 40,008.01 54.270 58.991.49 18,983.0 LT
Apr 22,13 502.000 35.691 17,917.23 54.270 27,243.54 9,326.31 ST
Security total 1,798.000 36246 65,171.15 97,577.46 32,406.31
Total $1,715,949.62 31,996,028.10 3280,078.48
Total estimated annual income: 355,784
Your total assets
Percentage at Cost Est Mated urteszei
value on Mat 91(1) your account bash (0 annual incur* ($) gain or loss (5)
Cash Cash and money balances 46,816.88 2.29% 46,816.88
Equities Common stock 1,906,028.10 97.71% 1,715,949.67 55,784.00 260,078.48
Total 32,042,844.98 100.00% $1,762,766.50 $55,784.00 3280,078.48
Account activity this month
Dale Actiity Oeseripeion Amount ($)
Deposits and other finds credited Mar 10 Deposit CHECK DEPOSIT 19,300.57
Mar 17 Deposit CHECK DEPOSIT 2.862.3
Total deposit and other fueds credited $22,163.00
Date Actiuty DescreptIon Amara ft
Dividend and interestinanne
Taxable dividends Mar 11 Dividend ANALOG DEVICES INC PAID ON 1751 647.87
Mar 17 Dividend MCDONALDS CORP PAN) ON 1018 82458
Mar 17 Cividend NEXIERA ENERGY INC COM PAID ON 1162 842.45
Mar 24 Dividend 8LACKROC_K NC PAID ON 372 717.96
Mar 28 Dividend PEPSICO INC PAO ON 1154 654.90
Mar 28 Dividend TRAVELERS COS1NCITHE PAID ON 1152 576.00
Total taxable divideads 34,763.76
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CONFIDENTIAL
EFTA_00131125
EFTA01273332

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Amanda' Advisor:
Friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
March 2014 Account number:
Account activity this month
(Continvedi
Date Activity Descrption Amount (S)
Dividend aad intorestiacorni (continued)
Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030914 0.08
Total taxable interest S0.08
Total dividend end interest income 34.26324
Date Activity Descrpticn Annum (f)
Money balance activities Feb 28 Balance forward 320,390.04
Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0914 0.08
Mar 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 19,300.57
Mar 12 Deposit 1.1BS BANK USA DEPOSIT ACCOUNT 647.87
Mar 18 Deposit LISS BANK USA DEPOSIT ACCOUNT 4329.46
Mar 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96
Mar 31 Deposit UK BANK USA DEPOSIT ACCOUNT 1230.90
Mar 31 Closing U.S Bank USA Deposit Account 846,816.88
The UBS Bait USA Deposit Account is your primary sweep option.
d
CNP7C009006479770 NPVC0303405 00002 0314 COC675004 2356955010My_Gm000211gm 24 of 86
End of statement for account numberI
CONFIDENTIAL I
EFTA_00131126
EFTA01273333

Important information about your statement
LES Financial Services ix. (the F im or UBS Anoxia! sent you the fin stamen on whith the error or The Finn, together with certain elites, ha also accost held, you choose one of the following
Senthe). is a merrter of all princiaal moray, cannodey problem Matted. purthasectipplwental protection. The minimum investment objecliees'
and options exchanges. MS Feerxial Stokes and 1165 - Prow* you- name ad ocean number 0 any). mouth DO* to al eligible diens, taking utak • *Wu. Cureentfixone. h.etbie its seekng the
Bank USA ere rdrect 'Ural:Sarin of LES AG and — Death& the *nor or he transfer you am trotre this protection is S500 million as of December 10, 2013. generation of income crib,.
affiliates of LES Setritin UC. Ti. Finn's I handal about and explan as cleat as tam cm why you • Addeo Caprae pprociatbe Irkintrnente seeking
statement is available upon mixt. The Fir's excite* belt* re is an error a why you need more to the pokyconditions ard limitations, cash a grown of prrotalrather than the generation of
off ices are a: information Pthree Ftoirm is further protected kr ma to $1.9 million n the morn?.
— Proud. the &Aar arramt d to suspected ma. aggegate for all you accounts held n a Donator • Produce Com:buten of income and Capital
LES Finnool Semen kw capacity A ft! ccpy of tie poky waxing is addible Appreciation- I-segments seeking both the generaticn
1200 Harbor Boulevard The Fins or Cad Issuer Mt tonna* your ccmplaint Wen MIMI. of norne and gambol prixinel.
Weehawken, t0 07086 and will correct any error promptly.
The SIPC protection and the supplemental protection
Oewoll risk profd es
I L t E s S ' F M in e an n c e ia m l N r u ep k r e es s e a n c ts c o th u e n t a . n O y th o e f r f i m cia o l M th ea r d a o p f p t is P fin le a a n s c e i m al in a. all che c in ks d p e a a y te a d bl o e n to fr t o h e fr F o i n n t s o o f r t t o ie . b o C th o d r o ki n n o f t r o ap n p t l a y l t o A . s sets controlled by (and incLided • Othsfevarke Seeks to martian nilel prec Pat with
low risk and volatility to the acorn opera., rent
official tar du-unmet, containing organ? date should 'Moment had:Mix. to remit accord fen accounts your account value) lad held away from UBSFinaxel
R r e o m a t n i s b c s e h io r n M e , l a i p e n l d e a a ( g s E e e r : r e a e t p l t o l h o r e t w i o t f O f b ic r e m e f o s e r e d e a n t t h t e i e m ly re e n i n s a t a r k a n c i e n c r o g ro u t r n o o t. t r h e p m am a ay o r e u b n e n t t s s u f in o b j r c e s a c t s t a h to t = u m t t e h a s in n pu t s e r . c n h A n a c s e c e o s f u e a n e n t s s d , t c c h h h a a t a r a g p t e e s s t f k r o a r r n l u s a f n t e e p r r a e id d L i S n E e c r S l v u i A c d e i G n s g S ( e w w .g a a . r . t b t c e le e d r e b ta n ra i m n n ( i c * ti h e c , a s ( s , I h a ) n a in d l s U 0 u B 0 r S a s B x h e a a r a e t c s , c o b f C m c 1S u a , t u t a a l t i i t n n h c f a l o a t m t m io e e n o w . r l s re th tu e rn a s c a c n o d s m t d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
as other imitations may be subject to a sunder fee. fent where such thane are registered diedly n the • Moderate: Willi* to accept sane Mc to thinctal and
Atfouct al figures shown ere edended to be accurate. name of the account token on the books and records tolerate some watery to seek hirer returns.
statement data shout not be used for tae purposes Rely UBS Sweep Options of the applicable issuer or transfer agent); • Angst*: Wiling to accept high Fisk to penopal ad
sae& on yenend tax forms, te. Form ENE Sat UBS offers options for sneepng cash Litotes, biances high Motility to seek Nigh returns over time.
10425, etc.) whin prepirimyour tar return. The Fine a to bank deposits al UBS Bat USA and UBS AG Sufficed • Crain runner* contracts or nestment interest
required by low to won to he IRS all taxabk dividerick. branch (Etank Sweep Pregame), moneymaim intuit Org., limited pertneshix and plate placement) the Statement household:1r
report** rantaicabk dvidends and liable niece* knIs (Morn ands) ad the Trite-nationalDeposal are rot registered ender tie Securities Act of I S03; We may consolidate al related account statements with
eared on secteties held in you exark net proceeds Accord ODAffor customers with an Intonational ad the sane adders n the sure envekpe. Accounts may
on safe trareactexe, aid cost base cncenain covered Resource Management Account. Through tie Bank be related ler this purpose betake they hew owners
mutes. Sweep Prtgannk cash balances re them to UISEtni. • Commodities contacts (e.g. Ithergn exchange and who also maintain pre non relational* wit other
USA up to an **abated knit ad then to LES AG plectra metal ca -acts). ithuding Mures contacts clients at the sane address. This practice's known as
Communications witlythe Firm Stanford Brandt or a Money Fund. Deposits at UBS ad tormeditsontim contracts. • househthing • II you prefer to recene individual
• Please re-confirm arty oral cormxricatorts in *meg Bat USA are FDIC mired in accordance with FDIC statements mated in separate enveties —JOU may
to further protect your rads. includrig your rad oaks. For nxre namation please reit mewld itgov. the 51K protects:nand Ile supplemental protection do diklthe householding by oiling your Freiman Adveor.
under the Salsifies nester Protection Act (SWA). Deposes at UBS AG Stanford Burch and tares of not apply so these assets tent they otherwise appear
Money Funds ay rot Mind by the FCC. on you. staornergy. Tee SEC protection ad the Friendly account name
• If thefinancial nstitution en the top left of de friont ssnIkerentalprotedion der not protect against changes The Frendfi accost name reflects alo rmation that you
of this statement is no LES Financial Sykes, LES %rusty, the OA, athilebk to cash balances are swept to in the maim vale of sou investments fnhether a a entered on the *Ws online seNces webste his a
Faunae' Services carries pox account a cleamg depose accounts at UBS AG New Yak Branch and IBS result of market mopement, iSSuer bankruptcy Ce Custanitable 'noisome' chasm by you to auks you
taker by anargerrant web the nicked intlitutelt AG Cayman Bunch These deposits are not inured by athertnewt wish your recordkeephp. It has ro legal effect on your
We Wormed you of to relatianship when you the FCC. Balances Feld at an LEIS AG Carnal Brant, account. You can dirge you' Frie ndb exeunt names,
opened this atom. Intl* case, your Ws and are tempera* exposed to the sovereign risk of the More information is aval*Se canon richest You may through Orate Services or by contactrgeourFiential
non:taw located a LES financel knee's and rot Canon blends, and tore is no gatirantee Cr other obtan roe hfcanation abou SIPC. noting the 51K Advises.
the ienixng broker. ad you mu t make a rePorl obligaton of UBS AG to gypsy the biarces while en the Brothste, by cottoning SIPC a 202-371-8300 or by
of rap era or OrnittiOn to both lined. UBSC Nyman Breit. books. nett* the SIK **bake at YAW/.140‘041 ACCOOlt overview
• van of poor accountiporffon Net of assets and
ANottani statements shall tie deemed complete ad Depost at LES Bale LEA and each UPS AG Bench are Dividend Re:we/hen Program (DPP)
accurate a not objected ton wen; within 60 days. n by o t S p IP ro C t . e S c e t e e d 'U b 3 y 5 S I F P i C na . n M ci o a n l S ey er F vi u c n es d A sh c ir t e o s n m P e r p o r t o e t c e t c io te n d ' t th he e a a c t tu e a l r e p f r l i e ce c te fr d o m is a y n o u em Fin o a te nc p ia ri l c A e d . v Y is o o u r. m 0 a y / Wok r • e s A tr s ic s te e d t s k e o a l r as l i s s a t l ) a , b a l n e d c G a l s o h b b a a l l t a i n n c e e s D , e v p a o s s e it s s f , or
• Please died customer complaints a egJiieS to he bobw tarn are purchased under DRIP; partial there, wil be urrealted maths to maid, and certain assets not held
Fim'sClant Relations Depanment X 201-352-1699 sod rd to oath wM be deposited in your account. The by the Fem. Does not include unthiced periods,t
atoll-free a 800454-9103, 800 A.M. to 6:CO P.M. Upon you no.est, betakes in the Bark Sweep 6viderd reiwesvnent price applied by to issuer may al the end of the prior and amen statementerios or
ET Monday through Fridak a in vet* to LES Program or OA may be ethane" and shares of a • from the market pia at which the partial shares prorate iwestnwits, minted stock options and
Financial Stokes lx., Client Relations Depalment, Money Fund my be liquidated, wed the proceeds n sold emteatie stock options
P.O. Box 766 Union City, NJ 07087. returned to you or their wenn accamt, • Eialskies Include, debit bilirors °Amara* rrorgn
Csalenlieu loans. credit Fmk Owl accost balances.
• ti case of erten or Olesligne about an electronic krt.,/ raormation about available sweep options, Chap whole units may be hewn yoke account. If you am • Casb/r•oney balanOcFes. Total of unimested avalable
fixds transfer (Wit bi puymm or UBS Visedebit nothing unit emeest rate, and yell, a soak k at entitled to a palol use a a result of a theiderd python cash balances. plus Bak USA deposit bat-rtes. UBS
card transactor* call 62-1000, or wife to UBS www.Lbstomrsweeppelds, from your F Owe ial Maar or otherwise, the Firm rid ether sell panal mitt at AG Surrawd Brands deposit balances and money market
Feenciathenrtee he., 1000 Harbor Blvd, 6th floor. or by calling 800.762.1000 market peke a accept an mount determined by a natal fund sweep balms at the case of he
Weehawken NI 07086. ABrc RIANBSA Sites registered clean* agency, rid credit you' accost gatemen period. Norscormlocky free credit balances in
UM Financial Services amen protection your account we rot segregated from other ballaanncceess
Cal or write as soon as you cart if pou tile pas The F rrn is a menthe of tle SeardeS Inventor Protection Investment objectives • fee Fin, may use any of these funds in the ordinay
stmereent or receipt is tong or if you need more Corpora:en (SIPC), *kith protect securities account, of the revestmen Swann rd risk profile are speak to course of its business. these funds me payabk Loon
inftemakin eboat a twofer on the atatement or its members up to S500,0:0 Talking 5255,000 for each account and row anbetween Phase *thee the your darned. This total is include)., Pe omen period
h re e ce r j e fr t o . T m h y e o F u ir n m p o la r C te a r r t d h a Is n s u 5 e 0 r d fa a s y s a a fk h a er b t l o ek F n im uf f a d l a l m ac s c k ou r n c t a t s a h) t T y h o e u M ho K ld a n s s a e t p p a r l o io te u c la ti r o c n a I p m a e ci s ty s . py to M Fe a rn t p te ri l t s in it t u e a i t o io n n * O ra r n nv g e o s f t m an e y n * o n b a je t c a ti n n t g c . h F a o n r g e e a i c n h y ou. closing value.
SDNY_GM_00020507
CONFIDENTIAL
EFTA_00131127
EFTA01273334

Important information about your statement (coninued)
W awa tampion you would anualy reek* n the maiket Prices are - •D alzu cm to date may iodide return of — h ackle on le crimascni received n connection
Fa detract information on the Finis lending prances obtained fran vaisn third party sources whits we capital. interne a both rah Me sale or distnbacon of array contracts
and taus, refer to you Client Relatizaip belts to be retitle. but we do not gmealee their - 'Crignaltnt see • reptaeos the initial Olen; and vie investment that units to our <lents, we
Ageement or Ascot Agreement rid the General accuracy. price per unit and may not ;elect Will cost basis ands our affiliate recewe reverse sharing
Timm ad Conditions UBS Statement of Credit Practices - We gensaty a the closi-g priceten awards cr compensation Iran many of the insurance
available in Agreements andDadoserres at the mean of the bid ail ask prices fatted • Restricted neuritis; Restrcled sentain generally companies underweirg the racycontracts,
muraktracalarsgurtglainal securities and <plus a o* It prices to OTC are rot currently ergble for publk sale. UBSFina-cal tides of to Mutate menpats or sponsor of
seosities. Services ides re market price of the unrestricted slack teat internee nets we distrb.ee
Vaasa - Less 'fag waded securities may be priced ushg a of the sane issuer as an mputed value for As - Cr affiliate. also nxiebe trading <amnesia and
Your etrament Remit securitis endother was held valuation model or the mots recent rite we restricted stock for (Napo:col this 'ferment on. To other comps nation from mutual knit and
tithe secant at the end ot the rtatentere period. You obtaned and may not milled an actual maket rice the tent that restricted SeCtrition are SOS la a MtnnOO Companies whose prodmis we detnbUte.
may ask for dethery of fully paid secueies at ary time. or vaam the sax nuked may be silonantralg less than the — %Verse's an and tee from UBS Bak OA and
You may receive securities ad as loan collateral alter - Craton positions may appear watheut a dice act immeed value *town LISS AG Stanford Branch ohm to szs per accost
prying any balsa due on hem. Pry *writers will thaw at 'price was rot available' if we we sweeping to the bark; under the UBS Bak Sweep
transitedto the ;ire data the Watiment pent are untie to obtain apace for a scaly • Eat Beata) incest anent yields and rata. ercgrame
listed at market value as of the end of the Staternere - Deposits or sectritin denteninatted 6currencies An stinate of a-rual income is based a current
period. other tan U.S. dollars are reflected at the eichinge clicked ad interest rates, assuring tie seculties Sill Activity
• Can basis. In detamning the cost basis of the rate as of the statement date. be held for sew yew from statement date or Lentil hbrmatithregradrigcanmissrns and other charges
seositin indicted in this statement, where indicated - fur eration tuna wiedng n non.conformng nutisity. This tuna ceW egtelne, accuracy nested ei conned cn with tie um:knot wades
wash he rumba UPS Fieircial Services has relied derreeenalcre. mice at quarry0as vita) may aid continued means are not guyed's( ncludng option transactions has bierentbdid on
a information cbtained from sources other I/lent/85 have teen adisted to facilitateprat veumion. - Estimated anal income rd current yeti fo- antirrntons avow(' furrished to you, ad we be
Frencial Services. including Odom-ton kern another To obtain current quotations, when wattle, cordaa certain toes of seoskis could include a rebt of provided to y0u artmptly en reaped.
lim a that puma has provided to you Finaxial your Financial Adder. pmcpalor capeal gars h which case the est
MMus The Finn dos not itemendently verify a income (ird current yield would be overstated. Sheet allies
cements the acaracy or varclity day information • Private inthernente and etructered produeb. - Estimated snail i-ccarie a-d cant yeld and the I Ku art engaged in she selling a security, you may
provided by seas Sher then LESEPuncial Services. hitt riteStmeit securities (hcbd6g act actual hcone andP ell milt be kwer a higher incur a charge die to cerUin Wearying costs for that
patripation ;warn and real estate investment trust than the tinged amounts. particular secunty.
h adzitirt although LIDS ainrniCel Services generally scales) acid smart podxts are generalW highly - An estMate of trusteed income (divdend ands
abut this tamation as it is received, the firm Akvii. Certain dna-tared proicts hove not been interest) deededby the care market Open eeden
does not provide any learances that the idamation registered will the Securities and Extha- vatraverage balance is based on the bet dividend kiting ism or • gezdaikantelbe cedes that
vow "Cost basis" and lthireakzed gal loss' Commesion o- under ano state securnes laws. We Or interest payment made by the issuer and were not eiculed by the gatemen date, open buy and
accurate as of tie date of his statement. As suck prowde est/mated skies for prate investment mimes the securities/depot will be held foe ore set stop orders are redxed by the mount of dividends
please do not rely on this eicenution to make secretes and structured products for raormatifrul year fran the statement date or until manly. or rights on an ex-dividerds or wads date unless
pachera a tale decisions,. kris prase cr purposes only. Mang knee guaranteed. Accuracy erd continued weld me not garaged instructed otherwise by you. You are respond:de for
otherwise. Accounts Wandered to tie Fim may - These values may differ Mosta-nab/ from prices. if orders that are seated die coyote failure to cancel
reflect gaff loss rdamatin orgifo r the period of any, at etch a paw rwestntnl security a • Assets not hold by UBS Fiesta Services. Certain sating opm orders.
tine they a held at the F rm Main historical structured I:firkin may be bough or sold and do assets me rot held by the Fein and not viten the
Moms a tan be added by your Fend Advisor. not nocesimily represent the vase you may receive fens possessen or untol. These assets me Primes
ton rquidition. thawed on yea statement for informational To obtain a copy of ax current Client BtuBois,
• Unrealized gain/loses Wien data is agilizat - Thal parlyesdnaesof vale see as of a certob purposes only. Position, and values presented are please contact your Francis' Achisor or vet ar website
eninated areatized gaing Imes a urdated fa date ad are sass lid to UBS Few-cial Services on a Petted by the issui-g hen UBS Fna racial Services at mitismAUBABtheitemettem.
nivital secret lots. Re transaction data for regukr bass by an independent valuation tint not rescrable for the ?formation and des not
netts( bis may or may not reflect ammissai. - ems general partner or scar estimated votes, gurnantte es accuracy. These assets we rot protected UBS Financial Services a not a bark We MIA, Bushes,
&urges ender "entity reorgenizal sits ary, are tupplied to thermal by the roar, by SIC or is Fits implemental SIC covers?. Services Account GSA and IRMA re brekerag• account.
Dividend and otarre outran lots ad systernatk gensal pater Cr Spaithr and may be tabulated which provide access to barking services ad products
pad as bts are eachcombined to display crie based on dltereri information fran tat used by • Revenue sharing and additional compensation. through arrangtments wdi affiliated bat arid other
averaged lot. She • Trade date • coktnn presents the Chidpenis to derive heir estimated values. — In addition to commissions on sales and 12-bt fees third-party bents, rod provides access to nsurace and
aigrul transaction wade date. - You can obtah Stud edennairon regarding received n carman with the distnbution of antsy prodt, awed by unaffiliated thirdity
the methodology used to determine the stint* of nasal lads to our c lent we Niece our AIMS insurance cargthis through reuram agency
• Callable parities Barb and referred stock that value ad the date of to tdoemalkn that is the 3eceive revenue taring Papeento from distributors sandarac of UBS Financial Services Inc.
the aver cats for eat redemption wit be selected basis for lee enm ate by contactirg your Fruncial ardor advisors of the rural funds that we sell.
mpaitalg by lot ban among all seoseies of that Advisor. Theseamounts are based on two deferent Interment, nsura-ce. at artily products:
issa held hour name or in nornhee none la as - TAW piety estnutetherues may be reflected as aornItOnent4 to matt of sales by UBS of a Not MSC inured • No bank guarantee* May bse vain
clients. Call bane idcmusic n is dotted from third •Not pad' n war I sit dims. wee n pm:6W mutual fund family to our clients, and Cs)
patties and is accuracy isnot guaranteed. Other call rdependent station tim NS not suppled or is the asset value of apanicsSr mutual fund family; RYA. Resource Management Account, Business Services
leases mays's' Stich cat affect yeti candete cattle to assign a vats. Mien we became aware stares held a tie tem Account 854, 8144 and international Resource
tortnatin Mete provided upon request that a materialevent has united that May call a — We and cur attire also recewe nenwrking and Management Accost are registered service marks of
peetusly reported vela ib question. or *hen a dermas ;teeming lees in consideration for UBS Financial Services Inc
• Certificates of &peer (map?CDs are FDIC inured value would be highlyspeculative due to the metre winder agent servos that we pm& to the
asp to 5250,000 n priwit and accrued interest per of the security. trued fads. These Wes generally are pal from Visa *rata is a festered service murk of visa
&poste ad per deposthey institution, 6accordance - When neither an suer, general pane or sponsor insister mat in the mutual fund and are a fixed Intonational CBS Vila Sigmas credit cads and CBS
web FOIC rules. stated war me a Ord./any estimated woe if dada amount based cri the outer of accounts at yea debit cards are tamed by UBS Bank USA with
mad the value al the scaly will be deigned the brolsedealer holdngm aul lads ol that land peaty/lion from Vs. U.S A Incorporated.
• Priervalue Pros dirtesd for securities and other ken its purchase price. fang;
peeducts may be higher or lower than the price that UBS Fireside' Services Inc Psi 20402
SDNY_GM_00020508
CONFIDENTIAL
EFTA_001 3 1128
EFTA01273335

SUBS 1.835 Financial Services Inc Resource Management Account
299 Park Avenue
25th Floor
New York NY 10171.0002 April 2014
CNP70056133631 0414 ■ 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number: Ill
Your Financial Advisor:
SCOTT STACKIAAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan,:ial Advisor or the
RMA ReSourCeLine at 800-RMA- MOO, on March 31 (5) on April 30 (5)
account 029323568
Your assets 2,042,844.98 2,082,282.04
Visit our website: Your liabilities 0 00 0.00
www.ubStomainandaiserviCaS
Value of your account $2,042,844.98 $2,082,282.04
Items for your attention
. If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Soarers of your account growth
ubs.cornionimeservices Tracking the value of your account during 3014
V** of your account
at year end 2013 5000
S Thousands
Net deposits and
2,042.8 2,082.3
withdrawals 51,988,593 85
Your nveStrnent return
Dividend and
interest income $7,639.71
Chance in
market yaw 186osaas
Value of your occotrit
on Apr 30. 2014 $2.0.3.392.04
PAW 2014 AV 2014
SDNY GM 00020509
PA•mber SIPC CNP70303005838631 NP7003191745 00002 0414 030575004 Y123568550 0003C0 Pogo 9 of 98
CONFIDENTIAL
EFTA 00131129
EFTA01273336

SUBS
Resource Management Account Account name: GH1SLAINE ELL Yourignoncial Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
A0'112014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 (1.) your xcount
• Cash and money balances may include
A Cash and money balances 50,192.75 2 41% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
A deposit account balances and money market
C Equities 2,032,089.29 97.59% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
a 00%
E Non-traditional 0.00
F Corrmocift ies 0.00 000%
$2,082,282.04 100.00%
Value of your account $2,082,282.04
Eye on the markets
Percentage change
Index April 2014 year to date
S&P 500 0.74% 2.56%
Russell 3000 0.12% 2.10%
MSC I - Europe, Australia & Far East 1.53% 2.31%
Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70%
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
011'700X0005038632 WT003191745 00002 0414 030575004 Y123568S5003alyyGitocoAlliM 10 of 98
CONFIDENTIAL
EFTA_00131130
EFTA01273337

Resource Management Account Account name: GHIS&AINE , i. Your II nandal Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRiEL
*CBS HI. :CI: Account number.
Change in the value of your account Summary of gains and losses
April2014 (S) Year to date (S) %/dues reported below exclude products for which gait and losses are not dectlfrezt
Realized gains and losses Unrealized
Opening account value 52,042,844.98 10.00
April 2014(1) Year to date IS) gains and kisses (S)
Deposits, including investments
transferred in 0.00 1,988,593.85 Short term 0.00 0.00 32,632 93
Dividend and interest income 3,375.87 7,639.71 Long term 0.00 0.00 283,506.74
Change in market value 36,061.19 86,048.48 Total $0.00 $0.00 5316,139.67
Closing account value $2,082,282.04 $2,082,282.04
Cash activity summary
Dividend and interest income earned
See Account actnrty the month for decals. Balances in your Sweep Options are inducedin the cpenng and
doing bdances yaw. FDIC Insurance applies only to deposits e u8S Bank USA, not to deposits at LOS AG.
Stamford &tench or bank deposits paced through the UBSInterneeronal Depose Account pro7arn SIPC
For purposes of leis statement, tarefatty of interest and dnidend income hen been determined from a US protection applies to money market sweep lurid holdings but not bans deposits. Seeimportant inSomnation
ta rep:cling gersperahr. Based upon the residence of the account holder. account type. or product type, about your statement on the last two pages cf this document for deists
some Interest ardor dvidend payments may not be subject to United States (US) area NPR'S, Rico (PR)
income tares. The tient monthly statement is not intended lo be used ant carrot be retied upon for tar Apnl 2014 (5) Year to date (S)
p th u e rp F os o e rm s. s C 1 li 0 en 9 t 9 s a sh n o d u t ld h e re F fe e r r m to i t 4 h 8 e 0 a , C C fo IN e C t E a be r e r t e a p x o re rt p in o g n r in n f g o r fo m rm at s io t n h e n y r I e S c t e h is e e p fr ra om ct i U c S e $ d a n LI n B u S a l t s o ', s fi u le c h th a e s Opening balances 546,816.88 50.00
apt:egade tar reporting forms with the US mterrul Revenue Semce and PR Treasury Departrent, and in
sot h fortis accurately dasofy clocienct arbor interest aster ectritot or teeter income. Please consult yOur Additions
includual tan prepare/
Deposits and other funds credrted 0.00 42,553.04
April2014 (1) Year to date (S) Dividend and interest income 3,375.87 7,639.71
Taxable dividends 3,374 78 7,638.54 Total additions $3,375.87 $50,192.75
Taxable interest 1 09 1.17 Net cash flow $3,375.87 $50,192.75
Total currant year $3,375.87 $7,639.71
Closing balances $50,192.75 $50,192.75
Total dividend & interest $3,375.87 $7,639.71
SDNY GM 00020511
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CONFIDENTIAL
EFTA_00131131
EFTA01273338

*UBS Resource Management Account Account name: • Your Ignenciel Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
April 2014 Account number:
UBS Bank USA Deposit Account APY
interest period Mar 7 • Apr 6
Opening UBS Bank USA Deposit balance Mar 7 820,390 12
Closing UBS Bank USA Deposit balance Apr 6 148,190.97
Number of days in interest period 31
Average daily balance 841,466.38
Interest earned SI 09
Annual percentage yield earned 0.03%
Your investment objectives:
YOU have identified the following investment objectives for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in Important inbrmation about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP70009005688634 NP7003191745 00002 0414 030575004 Y123568550 030;01iffiM00026.112 12 of 98
CONFIDENTIAL
EFTA 00131132
EFTA01273339

SUBS
Resource Management Account Account name: GHISLA1NE MAXWELL Your Ill sandal Advisor:
Friendly account name:Ind SCOTT STACKMANLYLE CASRIEL
April 2014 Account number
Your assets
SOnle prK eS, *neer,* and current values Shonn may be approximate. As a result, gains and IOM'S may not
be acurately reflected. See importantinsarmabon about your statement a the end ol this dxurrent for
more Informal on
Cash
Cash and money balances
Cash and money balances may include avalable cah balances, OBS Bank USA deposit acount Glances.
UBS AG Stanford Branch deposit account balances and money market mutua fund sweep balances.
UBS Bank USA deposit accounl balances are insured by the FOC villein applic tie limits, but are not
protected by SIPC. U135 AG Stanford Banc h deposit accoum telaxes are not insured by F DC rid ale not
protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC.
Sn the fmportant information about your statement at the end Of this dxurent for details rout those
balances.
Openng baance Closing Wince Pnce per share Average DnIdencf interest Dais en
Hddng on Apr 1 (1) on Apr 30 (5) on Apr 30 (1) rate period period Cap arounl (1)
IJ13513ANK USA DEP ACCT 4681688 50,192.75 250,000.00
Equities
Common stock
Purchase pita
11.10C RIITI:P“ AVeragt price Price Per Share Value on twee/lug Hdd rig
Hddng dote of shares per share (1) Cost basis (V on Apr 30(1) Apr 30(1) gain or loss (I) period
ANALOG DEVICES INC
Symbol: ADI Exchange- OTC
EAI: 12,591 Current yield- 2 89% Nov 16, 11 13 003 37316 485 12 51.290 666 77 181.65 LT
Nov 1 7, 1 1 13.000 35393 460.12 51.290 666.77 206.65 LT
Nov18, 11 35.000 35.502 1,24258 51.290 1,795.15 552.57 LT
Nov 21, I I 18.000 34 371 618 68 51.290 923.22 304.54 LT
Nov 22, 11 15.000 33338 50007 51.290 769.35 269.28 LT
Nov 23, 11 22.003 32655 718 43 51.290 1,12838 409.95 LT
Nov25, 11 7.000 32.460 227.22 51.290 35903 131.81 LT
Nov28, II 30.003 32.951 988 55 51.293 1,538.70 550.15 LT
Nov29, 11 18.000 33.472 602 51 51.290 923.22 320.71 LT
Nov29, II 5.000 33.622 168.11 51.290 256.45 8834 LT
Apr 24, 12 30.0® 37.567 1,12701 51.290 1,53870 411.69 LT
continued next page
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EFTA_00I31133
EFTA01273340

UBS Resource Management Account Account name: GI-IISLANE MAXWELL Your Ignandal Advisor,
Aendly account name: SCOTT STACK MANY LYLE CASRIEL
April 2014 Accountant number.
Your assets . Equities . Common stock icorionoeco
Purchase Ow
Trade Norte' Average price Price pet Otte Vdue on toreaszed Hddng
Hddng date of them per thaw (I) Cad bads (S) on Apr 30Ni API 30(S) ton or ion (4) period
Jan 23,13 1,056.000 43 209 45,62681 51.290 54,162.24 8,533.43 LT
Apr 22, 13 489.000 42.447 20,756 68 51.290 25,080 81 4,324.13 LT
Security total 1,751.000 41.990 73,523.89 89,80979 16,284.90
AlITOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: 42,442 Current yield: 246% Aug 4, 11 146.000 48.469 7,076.53 77.960 11,382.16 4,305.63 LT
Aug 12, 11 4.000 46.880 187.52 77.960 311.84 124.32 LT
Jan 23,13 767.000 59890 45,936.09 77.960 59,795 32 13,859.23 LT
Apr 22, 13 355.000 65.098 23,110.04 77.960 27,675.80 4,565.76 LT
Security total 1272.000 59.992 76,310 18 99,165.12 22,854.94
BAXTER INTL INC
Symbol: BAX Exchange NYSE
(Al: 13,050 Current yield: 2.69% Jun 20, 12 30.000 51.594 1,547.84 72.790 2,183.70 635.86 LT
Jun 20, 12 17.000 51.522 875.89 72.790 1,237.43 361.54 LT
Jun21,12 29.000 52.077 1,510.25 72.790 2,110.91 600.66 LT
Jun21,12 7.000 51.500 360.50 72.7% 509.53 149.03 LT
Jun21,12 5.000 52.216 261.08 72.790 363.95 102.87 LT
Jun 22, 12 61.000 51.890 3,165.29 72.7% 4,440.19 1,274.90 LT
Jan 23, 13 768.000 66.658 51,193.80 72.790 55,902.72 4,70692 LT
Apr 22, 13 355.000 69.318 24,608.00 72.790 25,840.45 1,232.45 LT
Sep 19, 13 74.000 72.165 5,340.28 72.790 5,385.46 46.18 ST
Sep 19, 13 6.000 71.875 431.25 72.790 436.74 5.49 ST
Sep 19.13 3.000 71.880 215.64 72.790 218.37 2.73 ST
Sep 20, 13 47.000 71.987 3383.41 72.7% 3/121.13 37.72 ST
Oct 3, 13 154.000 64.600 9,948.49 72.790 11,209.66 1,261.17 ST
Security total 1,556.000 66.094 102,841.72 113,261.24 10,419.52
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 32,872 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 301.000 2,107.00 777.47 LT
Oct 5,12 3.000 187.820 563.46 301.000 903.00 339.54 LT
Oct 5, 12 2.000 186.670 373.34 301.000 602.00 228.66 LT
Oct 8, 12 8.000 185783 1,510.27 301.000 2,408.00 897.73 LT
Oct 9,12 15.000 189186 2,837.79 301.000 4,515.00 1,677.21 LT
continued next page
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CONFIDENTIAL
EFTA_001311134
EFTA01273341

Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandra Advisor:
44)UBS Friendly account name: SCOTT STACK MANLYLE CASPJEL
April 2014 Account number
Your assets . Equities Common stock
(continued)
Parrott price
Trade taunts average price Pete per share Vdue on Urredlted Hddng
Hddng date of shares pee share (I) Cosa basis CO on Apr 30(1) Apr 30(S) gain of loss (t) period
Oct 9, 12 2.000 189.010 378.02 301.000 602.00 223.98 LT
Oct 10, 12 3.000 187.720 563.16 301.000 903.00 339.84 LT
Oct 10, 12 2.000 187.670 375.34 301.000 602.00 226.66 LT
Oct 10. 12 2.000 187.995 375.99 301.000 602.00 226.01 LT
Jan 23.13 224.000 236966 53,080.41 301.000 67,424.00 14,343.59 LT
Apr22, 13 104.000 251.093 26,113.69 301.000 31,304.00 5,190.31 LT
Security total 372.0(13 235218 87,501.00 111,972.00 24,471.00
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
(Al: 12,664 Current yield: 2.28% Jun 19, 13 72.000 84.718 6,099.75 105.400 7,583.80 1,489.05 ST
Jun20.13 121.000 83.141 10,060.15 105.400 12,753.40 2.693.25 EE
Jtm 20, 13 78.000 83.030 6,476.39 105.400 8,221.20 1,744.81 ST
Jun21.13 204.000 82.904 16,912.44 105.400 21,501.60 4,589.16 ST
Jun 24,13 111.003 81.517 9,04846 105.400 11,69940 2,650.94 ST
Jun 25,13 73.000 82354 6,011.86 105.400 7,694.20 1,682.34 ST
Jim 26.13 69.000 82.259 5,675.90 105.400 7,272.60 1,596.70 ST
lin 27,13 141.000 82.951 11,696.12 105.400 14,861.40 3,165.28 ST
Jim 27.13 7.000 82.925 580.48 105.400 737.80 157.32 ST
Jrm 28.13 169000 82.774 13,9B892 105.400 17,812.60 3,823.68 ST
Jul I, 13 65.000 82.781 5,380.78 105.400 6,851.00 1,470.22 ST
Security total 1,110.000 82821 91,931.25 116,994.00 25,062.75
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
(Al: 42.172 Offrent yield: 2.14% Aug 4,11 174000 41.632 7244.05 67.300 11,710.20 4,466.15 LT
Aug 12, 11 4.000 42.450 169.80 67.300 269.20 99.40 LT
Jan 23,13 910.000 54240 49,358.63 67.300 61,243.00 11,884.37 LT
Apr22. 13 420.000 59.788 25,111.32 67.300 28266.00 3,154.68 LT
Security total 1,508.000 54300 81,883.80 101,488.40 19,604.60
CONOCOPHLUPS
Symbol. COP Exchange: NYSE
(Al: 44,085 arrent yield: 3.71% Aug 4,11 106.000 52.109 5,523.58 74.310 7,876 86 2,353.28 LT
Aug 12, 11 2.000 51.435 102.87 74.310 148.62 45.75 LT
continued next page
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CONFIDENTIAL
EFTA_00B1B5
EFTA01273342

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your linandd Advisor,
friendly account name: SCOTT STACK MAIdLYLE CAMEL
April 2014 Account number:
Your assets . Equities . Common stock (Continued)
Purchase OW
Trade Iturber Average pace Prke per share Vdueon UnredIzed Hokin;
Hddng date of thorn per share (1) Con basis (1) on Apr 30(1) Aim 30(1) gain or Ion (I) period
May8, 12 16.000 53.400 854.40 74.310 1,188.96 334.56 LT
May8, 12 13.000 53287 692 74 74.310 966.03 273.29 LT
Jul 17,12 14.000 55.940 783.17 74.310 1,040.34 257.17 LT
Jan 23,13 789.000 59815 47,19459 74.310 58,630.59 11,436.00 LT
Mar 19, 13 138.000 59.137 8,160.98 74.310 10254.78 2,093.80 LT
Apr 22, 13 402.000 57.707 23,198.25 74.310 29,872.62 6,674.37 LT
Security total 1,080.000 58.453 86,510.58 109,978.&3 23,468.22
GELAL MILLS INC
Symbol, GIS Exchange: NYSE
EAI: 13.086 Current yield: 3.09% Aug 4,11 191.000 36265 6,926.77 53.020 10,126.82 3200.05 LT
Aug 12, 11 5.000 35.754 178.77 53.020 265.10 86,33 LT
Jan 23,13 1,001.000 41387 41,428.89 53.020 53,073.02 11,644.13 LT
Apr 22, 13 464.000 50.287 23,333.21 53.020 24.601.28 1268.07 LT
1:4117, 13 148.000 49.739 7,361.45 53.020 7,846.96 4:85.51 ST
Jun IS, 13 73.000 49.836 3,638.07 53.020 3,870.46 232.39 ST
Security total 1882.003 44.031 82867.16 99,783.64 16,916.48
IWNDIS TOOL WORKS INC
Symbol: 11W Exchange NYSE
EAI: 41,967 Current yield: 1.97% Aug 4, 11 135.000 47.128 6,362.35 85.230 11,506 05 5,143.70 LT
Aug 12, 11 3.000 45.240 135.72 85.230 255.69 119.97 LT
Jan 23,13 706.000 63.704 44,975.31 85.230 60,172.38 15,197.07 LT
Apr 22, 13 327.000 60.685 19,844.22 85.230 27,870 21 8.025.99 LT
Security total 1,171.000 60.903 71,317.60 99,804.33 28,486.73
JOHNSON & JOHNSON COM
Symbol: ACI Exchange: NYSE
EAI: 12,985 Current yield: 2.76% Aug4,11 123.000 62.377 7,672.38 101.290 12,458.67 4,786.29 LT
Aug 12, 11 3.000 63.730 191.19 101.290 303.87 112.68 LT
Jan 23,13 642.003 72.736 46,696 71 101.290 65,028 18 18,331.47 LT
Apr 22, 13 298.000 84.721 25,247.10 101.290 30,184.42 4,937.32 LT
Security total 1,066.000 74.866 79,807.38 107,975.14 28,167.76
MCDONALOS CORP
Symbol: MCC) Exchange: NYSE
EAI: $3,298 Garen( yield: 3.20% Aug 4,11 95.000 84.969 8,07206 101.380 9,631.10 1,559.04 LT
continued next page
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CONFIDENTIAL
EFTA_00 1 3 1136
EFTA01273343

SUBS Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor:
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
, [2,-1 t Account number.
YOUI - assets . Equities . Common stock (continued)
Purchase puce(
Trade Hunter *wine price Price peg share Value on Wreaked Hddng
Hddng date of shares per shoe (I) Cost basis (SI on Apr 30(1) ape 30(9 gain or 1054 a) period
Aug 12, 11 3.000 85910 257.73 101.380 304.14 46.41 LT
Nov29, 12 8.000 86.456 691.65 101380 811.04 119.39 LT
Jan 23,13 555.000 93.053 51,644.75 101.380 56265.90 4,621.15 LT
Apr 22.13 255.000 99318 25,32832 101.380 25,851.90 525.58 LT
Sep 19.13 78.000 97.879 7,634.63 101.380 7,907.64 273.01 ST
Sep 19, 13 22.000 97.425 2,143.36 101.380 2230.36 87.00 ST
Sep 19, 13 2.000 97.830 195.66 101.380 202.76 7.10 ST
Security total 1,018.000 94/69 95,966.16 103204.84 7,238.68
NEXTERA ENERGY INC COM
Symbol: NEE Exchanger NYSE
EAI: 43.370 Current yield: 290% Aug 4,11 134.000 52.960 7,096 75 99.850 13,379.90 6283.15 IT
Aug 12, 11 3.000 52.530 157.59 99.850 299.55 141.96 LT
Jan 23, 13 700.000 71.610 50,127.21 99.850 69,895.00 19,767.79 LT
Apr 22, 13 325.000 79.757 25,921.06 99.850 32,451.25 6,530.19 LT
Security total 1.162.000 71.689 83,302.61 116,025.70 32,723.09
OCCIDENTAL PETROLEUM CRP
Symbol: OW Dchange: NYSE
EAI: 12,791 Current yield:3.01% Feb 12, 14 148.000 92.171 13,641.35 95.750 14,171.00 529.65 ST
Feb 12, 14 117.030 92203 10,787.77 95.750 11202.75 414.98 ST
Feb 12, 14 32.000 92215 2,950.91 95.750 3,064.00 113.09 ST
Feb I/ 14 7.000 92.065 644.46 95.750 670.25 25.79 ST
Feb 13.14 110.000 92.095 10,13045 95.750 10.532.50 402.05 ST
Feb 13, 14 68.000 91.911 625080 95.750 6,511.00 261.00 ST
Feb 13, 14 33.000 91560 3,021.49 95.750 3.159.75 138.26 ST
Feb 13, 14 6.000 91.615 549.69 95.750 574.50 24.81 ST
Feb 14. 14 334.000 95389 31,860.13 95.750 31,980.50 120.37 ST
Feb 18.14 114.000 96.023 10,94672 95.750 10,915.50 -31.22 ST
Security total 969003 93.687 90,782.97 92,781.75 1,998.78
PEPSICO INC
Symbol- PEP Exchange: NYSE
EAI: 12,620 anent yield: 2.64% Aug 4,11 115 003 63.979 7,357.65 85.850 9,877 35 2,519.70 LT
Aug 12, 11 3.000 63.023 189.07 85.890 257.67 68.60 LT
contoued next page
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CONFIDENTIAL
EFTA_00131137
EFTA01273344

*UBS Resource Management Account Account name: GHISLAPIE MAXWELL Your 15 asocial Advisor:
Friendly account name: SCOTT STACK MANLYLE CASR1EL
April 2014 Account number:
Your assets Equities Common stock (continued)
Purchase price
taarber Average price Price per stint Vaue on unreaired Halting
fiacing dste of share: pee share (I) Con bans (S) on ape 30(5) Apt 30 (5) gain or loss (t) Period
May 16, 12 6.000 68535 411 21 85.890 515.34 104.13 LT
Oct 24. 12 1.000 68 690 6869 85.890 85.89 17.20 LT
Oct 25, 12 2.000 68 810 137.62 85.890 171.78 34.16 LT
Oct 26, 12 1.000 68 890 68 89 85.890 8589 17.00 LT
Oct 31, 12 1.000 69 370 69 37 85.890 85.89 16.52 LT
Nov6, 12 1.000 69370 69.37 85.890 8689 16.52 LT
Nov7,12 1.000 69 150 69 15 85.890 8589 16.74 LT
Nov8, 12 2.000 69.090 138 18 85.897 171.78 33.60 LT
Jan 23, 13 699 000 72.166 50,444 31 85.890 60.037.1 1 9,592.80 LT
Apr 22, 13 322.000 82.251 26,484 85 85.890 27,656 58 1,171.73 LT
Security total 1,154.000 74.097 85,508.36 99,117.06 13,608 70
PROCTER &GAMBLE CO
Symbol: PG Exchange: NYSE
EAI: 32,919 Current yield: 3 trio Aug 4,11 118.000 60.103 7,092 22 82.550 9,740 90 2,648.66 LT
Aug 12, 11 3.000 60.896 182.69 82.550 247.65 64.96 LT
tan 23, 13 619.000 69941 43,293 73 82.550 51,098.45 7,804.72 LT
Apr 22. 13 286.000 81332 23261.18 82.550 23,609.30 348.12 LT
Apr 24. 13 108.000 77.762 8398 32 82.550 8,915 40 517.08 LT
Security total 1,134.000 72.512 82,228 14 93,611 70 11,383.56
STAPLES INC
Symbol. SPLS Exchange: OTC
(Al: 43,249 anent yield' 3.84% Oct 24, 12 63.000 11.313 712 74 12.500 787.50 74.76 LT
Oct 24, 12 1.000 11360 11.36 12.500 12.50 1.14 LT
Oct 25, 12 57.000 11391 649 29 12.500 712 50 63.21 LT
Oct 26 12 46.000 11.420 525.36 12.500 575.00 49.64 LT
Oct 25, 12 8.000 11.430 91.44 12.500 100.00 8.56 LT
Oct 26. 12 51.000 11.400 581.42 12.500 637.50 56.08 LT
OCt 31, 12 12.000 11.526 13832 12.500 150.00 11.68 IT
Oct 31, 12 3.000 11.566 34 70 12.500 37 50 2.80 LT
Nov 1,12 46.000 11.677 537.17 12.500 575.00 37.83 LT
Nov 1,12 33.000 11.605 382.99 12.500 412.50 29.51 LT
Nov 1,12 7.000 11 597 81 18 12.500 87 50 6.32 IT
continued next page
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CONFIDENTIAL
EFTA 01))31)38
EFTA01273345

Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS Pdendly account name: SCOTT STACKMAN/LYLE CASRIEL
April 2014 Account number
Your assets . Equities Common
stock loonhnued)
PU«Nne OW
TI3dt web« Average price ence per share vatic on unedited ricking
mddng date of snares per sham (S) Cost basis 01 on Apt 3001 AP, 30(4) gain or loss (S) Period
Nov 1, 12 1.000 11.600 11.60 12.500 12.50 0.90 LT
Nov2, 12 31.000 11.552 358 12 12.500 387.50 29.38 LT
Nov 5,12 31.000 11.465 355.43 12.500 387.50 3107 LT
Nov 5, 12 7.000 11.590 81.13 12.500 87.50 6.37 LT
Nov6, 12 51.000 11.820 602 87 12.500 637.50 34.63 LT
Nov6, 12 26.000 11,812 307.13 12.500 325.00 17.87 LT
Nov?. 12 48.000 11.597 556 70 12.500 600.00 43.30 LT
Nov 7, 12 22.000 11.582 254.82 12.500 275.00 20.18 LT
Nov8, 12 57.000 11.446 652.43 12.500 712.50 60.07 LT
Nov8, 12 30.003 11.672 350 16 12.930 375.00 24.84 LT
Nov8, 12 3.000 11.666 35.00 12.500 37.50 2.50 LT
Nov29, 12 26.000 11.778 306 24 12.500 325 00 1816 LT
Nov29, 12 8.000 11.778 94.23 12.500 100.00 5.77 LT
Nov29. 12 6.000 11.765 70.59 12.500 75.00 4.41 LT
Nov30, 12 37.003 11.714 433 45 12.500 462 50 29.05 LT
Nov30, 12 16.000 11.677 186.84 12.500 200.00 13.16 LT
Nov30, 12 11.000 11.688 128 57 12.500 137.50 8.93 LT
Nov30, 12 1.000 11.750 11 75 12.500 12.50 0.75 LT
Jan 23,13 3.076.000 13260 40,788 38 12.500 38,450.00 -2,338.38 LT
Mar 7, 13 399.000 12.626 5,037 93 12500 4,987 50 -50.43 LT
Apr 22, 13 1,918.003 12.912 24,767.13 12.500 23,975.00 •792.13 LT
ST
Aug 26, 13 203.003 14.401 2,923.46 12.500 2,537.50 -385.96
Aug 26, 13 181.000 14.412 2,608 63 12.500 2,262 50 -346.13 ST
Aug 27, 13 253033 14.105 3,568 74 12.500 3,162.50 -406.24 ST
Security total 6,769 003 13036 88,237 30 84,672 50 -3,624.83
TARGET CORP
Symbol: TGT Exchange NYSE
EAI: 12,752 Current yield: 2.79°4 Sep 23, 13 68.003 64 391 4,378 59 61.750 4,199 00 -179.59 ST
Sep 23.13 6.000 64 405 386 43 61.750 370.50 -15.93 ST
Sep 24, 13 180.000 63.999 11,519.91 61.750 I 1,115.00 -404.91 ST
Sop 24. 13 82.000 64 133 5.25897 61.750 5,063.50 -195.47 ST
continued next pege
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CONFIDENTIAL
EFTA_00131139
EFTA01273346

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your K noncid Advisor.
Friendly account name: SCOTT STACK MAIILYLE CASRIEL
April 2014 Account number:
Your assets •EEquities . Common stock (continued/
Purchase pricer
Track taarber average ;mkt Price per share Vdue on Unedited Holdng
111d n g date of shares per than (S) Con bans (I) on apt 30(5) Apr 30(1) gain or loss (S) period
Sep 25. 13 152.000 63 446 9,643.85 61.750 9,386.00 -257.85 ST
Sep 25.13 92.003 63 598 5,85105 61.750 5.68100 -170.05 ST
Sep 25, 13 18.000 63.735 1,147.23 61.750 1,111.50 -35.73 ST
Sep 25, 13 13.003 63.620 827.06 61.750 802.75 -24.31 ST
Sep 26.13 114.000 63 436 7231 76 61.750 7,039.50 •192.26 ST
Sep 27, 13 193.000 63.993 12,350.76 61.750 11,917.75 -433.01 ST
Sep 30. 13 104.003 63 785 6,63364 61.750 6,422 00 -211.64 ST
Sep 30, 13 51.000 63.888 3258.30 61.750 3,149 25 •109.05 ST
Sep 30.13 27003 63 812 1222.95 61.750 1,657 25 -55.70 ST
Oct 1,13 139000 63 851 8,87542 61.750 8,583.25 -292.17 ST
Oct 1, 13 53.000 63856 3,384.40 61.750 327275 -111.65 ST
Oct 1,13 38.003 63 757 2,42280 61.750 2,34650 -76.30 ST
Oct 1, t3 38.003 63 813 2,424 93 61.750 2,346.50 -78.43 ST
Jan 7, 14 197.003 62.889 12,38928 61.750 12,164.75 -224.53 ST
lan 7, 14 32.003 63004 2,01615 61.750 1,976 00 .40.15 ST
14n 7, 14 3.000 62863 188.59 61.750 185.25 -3.34 ST
Security total L600.003 63 695 101,91207 98.800 00 -3,112.07
TRAVELERS COS INC/THE
Symbol. TRV Exchange. NYSE
EAI: 12.534 Current yield. 2.430/0 Apr 24, 12 20.003 63 432 1.268.64 93.580 1,811.60 542.96 IT
Apr 24, 12 4.000 63 350 253 40 93.580 362 32 108.92 LT
Apr 24. 12 1.000 63.560 63.56 93.580 93.58 27.02 LT
Apr25, 12 10.000 63.520 635 20 93.580 905.80 270.60 LT
Apr25. 12 10.003 63.617 636.17 93.580 905.80 269.63 LT
Apr 25.12 10.000 63.659 636 59 93.580 905.80 269.21 LT
Apr 25, 12 2.000 63 545 127 09 91580 181.16 54.07 LT
Apr 25, 12 2.000 63.645 127.29 93.580 181.16 53.87 LT
Apr 25, 12 2.000 63.745 127.49 93.580 181.16 53.67 LT
Apr 26, 12 5.000 63.928 319.64 sass° 452.90 133.26 LT
Apr 26.12 2.000 63.920 127.84 93.580 181.16 53.32 IT
Apr 26, 12 2.000 63.930 127 86 93.580 181 16 53.30 LT
Apr 26. 12 1.000 63.720 63.72 93.580 93.58 26.86 LT
contfrnued next page
CrIP7C0C9305688642NP70C0191 745 000O2 0414 030575004 Y123593550 ODEMYGM0002%/111 20 of 98
CONFIDENTIAL
EFTA_001 3 1 140
EFTA01273347

Resource Management Account Account name: GHISLA1NE MAXWELL Your Maenad Advisor:
UBS friendly account name: SCOTT STACK MANILYLE CASRIEL
April 2014 Account number.
Your assets . Equities Common stock (conbnuegl
Pu«hase pore
Tap Member Average price Poce per share value on gainli ze:) Hddag
siddno date of shares per share (0 Con basis (SI on Apr 30(11 Apr 30(1) or Ions period
May 1, 12 15.000 64637 969.56 90.580 1,358.70 389.14 ti
May 1, 12 6.000 64 715 388 29 93.580 543.48 155.19 a
May 1, 12 6.000 64.975 389.85 90.580 543.48 153.63 LT
May 1, 12 2.000 64850 129 70 90.580 181.16 51.46 LT
May 1, 12 1.000 64 820 64 82 90.580 90.58 25.76 LT
May 2. 12 7.000 64374 45062 90.580 634.06 183.44 LT
May 2. 12 4.000 64 410 257.64 90.580 362.32 104.68 LT
May 2, 12 2.000 64 320 128 69 93.580 181.16 52.52 LT
May 3. 12 4.000 64 960 259 84 90.580 362.32 102.48 LT
Maya, 12 2.000 64 675 129 35 93.580 181 16 51.81 a
May 3, 12 2.000 64.910 129.82 90.580 181.16 51.34 LT
Ian 23,13 629.003 77 560 48,785 62 93.580 56,974.82 8,189.20 LT
Apr 22, 13 290.003 84.719 29,568 68 93.580 26,268 20 1,699.52 LT
May 22, 13 111.000 83 807 9302.58 90.580 10,054 38 751.80 ST
Sec's* total 1.152.033 78 533 90,469 50 104,348 16 13,878.66
UNITED PARCEL SERVICE INC CL B
Symbol: UPS Exchange. NYSE
EAI: 42.843 Current yield 2 72% Sep 19, 13 82.003 91 779 7,52590 98.500 8,077.00 551.10 ST
Sep 19, 13 19.000 91 625 1,740.88 98.500 1,871.50 130.62 ST
Sep 20, 13 107.000 91.805 9,823.18 98.500 10,539.50 716.32 ST
Sop 20.13 26000 91 835 2387 71 98.500 2.561 00 173.29 ST
Sep 23, 13 93.003 91.049 8,467.59 98.500 9,160.50 692.91 ST
Sep 29, 13 93.003 91 612 8,52000 98.500 9,160.50 640.50 ST
Sep 24, 13 41.003 91.663 3,758 20 98.500 4,038.50 280.30 ST
Sep 25.13 62.003 91.138 5,650.56 98.500 6,107.00 456.44 ST
Sop 25, 13 11.000 91 090 1,001 99 98.500 1,083 50 81.51 ST
Sep 26, 13 64.003 91.489 5,855.30 sasco 6,304.00 448.70 ST
Sep 27, 13 54.000 91.117 4,920.33 98.500 5,319.00 398.67 ST
Sep 30.13 46.000 91 475 4,207.86 98.500 4,531.00 323.14 ST
Oct 1, 13 46.003 91.668 4,216.73 98.500 4,531.00 314.27 ST
Oct 1, I 3 6.000 91 650 54990 98.500 591 00 41.10 ST
continued next page
SONY GM 00020521
CHP7030?305668643NP7003141745 00802 0414 03057%04 Y123568S50 000000 Page 21 of 98
CONFIDENTIAL
EFTA_00131141
EFTA01273348

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your A sandal Advisor:
Friendly account name: SCOTT STACK MAI/ LYLE CASIVEL
April 2014 Account number.
Your assets Equities .
Common stock (continued)
Purchase piny
excel[ hunter Average price Prue per Owe Vdue on Unrealized HdeIng
Hiring ditto of shares per shape (I) Cost basis (4) on Apt 30(S) Apt 30(1) gain or loss (4) period
Oct 2, 13 61000 91.128 5,55884 98.500 6,00850 449.66 ST
Oct 2, 13 19.003 91 067 1,73029 98.503 1,871 50 141.21 ST
0c13, 13 55.003 90 337 4,968 58 98.500 5,417.50 448.92 ST
Oct 4, 13 55.000 90.653 4,98596 98.500 5,417.50 431.54 ST
lan 17,14 121.000 99 231 12,007 00 98.500 11,91850 88.50 ST
Security total 1,061.003 92 250 97,876 80 104,508.50 6,631.70
MINX1NC
Symbol: XLNX Exchange:OTC
EAL 42,086 Current yield. 2 A6% Sep 7, 12 25.000 34.770 869.27 47.190 1,179.75 310.48 LT
Sep 7, 12 5.000 34 846 174.23 47.190 235.95 61.72 LT
Sep 10, 12 37.003 34 845 1,28929 47.190 1,74603 456.74 LT
Sep 10. 12 3.000 34.660 103.98 47.190 141.57 37.59 LT
Sep 11,12 20.003 34 853 697 06 47.193 943 80 246.74 LT
Sep 12.12 18.000 35.006 630.11 47.190 849.42 219.31 LT
Sep 13.12 21.000 34.886 732.61 47.190 990.99 258.38 LT
Sep 14, 12 19.003 35.536 675 19 47.190 896 61 221.42 LT
Sep 17, 12 7.000 35.151 24606 47.193 330.33 84.27 LT
Oct 24. 12 3.000 32.523 97 57 47.190 141.57 44.00 LT
Oct 25, 12 5.000 32.522 162.61 47.190 235.95 73.34 LT
Oct 26.12 3.000 32.776 98.33 47.190 141.57 43.24 LT
Oct 31, 12 1.000 32.770 32.77 47.190 47 19 14.42 LT
Nov 1,12 2.000 33360 66.72 47.190 94.38 27.66 LT
Nov 1,12 1.000 33.520 33.52 47.190 47.19 13.67 LT
Nov I, 12 1.000 33.530 33.53 47.190 47.19 13.66 LT
Nov2,12 1.000 33.550 33.55 47.193 47.19 13.64 LT
Nov 5,12 1.000 33 190 33.19 47.190 47 19 14.03 LT
Nov6, 12 3.000 33.886 101.66 47.190 141.57 39.91 LT
Nov7,12 2.000 34.025 6805 47.190 94.38 26.33 LT
Nov 7,12 1.000 33.910 33.91 47.190 47.19 13.28 LT
Nov8, 12 4.000 34.032 136.13 47.190 188.76 52.63 LT
Nov8, 12 1.000 33 860 33.86 47.190 47.19 13.33 LT
Nov28. 12 4.000 34312 137.25 47.190 188.76 51.51 LT
continued next page
cNP7C00X)056836.14 NP7003I9I 745 C0002 0414 030575004 Y123593S5eCCWINYGM000215,22 22 of 98
CONFIDENTIAL
EFTA_0013 I 142
EFTA01273349

SUBS
Resource Management Account Account noose: GHISLAINE MAXWELL Your Pi minded Advisor:
Friendly account natne: Indr SCOTT STACKMANYLYLE CASRIEL
I :C1: Account number.
Your assets Equities . Common stock (conbnued)
Porch/et pike
Trade Writer Average price Pike per share value on Unrealized Holdng
wiring date of shares per share IQ Cost basis (St on nor 30(1) ape 30(/) gein of 10S5 (5) Period
Nov28, 12 3.000 34.410 103.23 47.190 141.57 38.34 LT
Nov29, 12 15.000 34.583 518.75 47.190 707.85 189.10 LT
Nov29, 12 3.000 34.493 103.48 47.190 141.57 38.09 LT
Jan 23.13 1.087.000 38805 40,008.01 47.190 51295.53 11287.52 LT
Apr 22.13 502.003 35.691 17,917.23 47.190 23,689.38 5,772.15 LT
Sectxity total 1,798.000 36.246 65,171.15 84,847.62 19,676.47
Total $1,715,949.62 $2,032,099.29 $316,139.67
Total estimated annual income: $56,376
Your total assets
Percentage et Cost Situated Unrealzed
Value on Ape 30 (S) your account bald (1) annual income (SI Ono' 1015 (S)
Cash Cash and money balances 50,192.75 2.41% 50,192.75
Equities Common stock 2,032,089.29 97.59% 1.715.949.62 56.376.00 316.139.67
Total $2,082,282.04 100.00% $1,766,142.37 $56,376.00 $316,139.67
Account activity this month
Die Minty Description anoint (S)
Dividend and interestisoome
Taxable thwlends Apr I Dvirlend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 610.56
Apr I Cividend BAXTER INTL INC PAID ON 1556 762.44
Apr 8 Dvidend ILLNOIS TOOL WORKS INC PA1DON 1171 491.82
Apr IS Dividend OCCIDENTAL PETROLEUMCRP PAID ON 969 697.68
Apr 17 Cividend STAPLES INC PAID ON 6769 812.28
Total taxable dividends $3.374.78
Taxable interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0470414 1.09
Total taxable interest $1.09
Total dividend and interest income $3.375.97
SDNY GM 00020523
0NP70009005038645 NP7000191 745 00002 0414 0305750041'123568550000000 Page 23 of 98
CONFIDENTIAL
EFTA_00131143
EFTA01273350

SUBS
Resource Management Account Account name: GHISLAiNE MAXWELL Your Kniencial Advisor
Friendly account name: SCOTT STACK MAIILYLE CASRIEL
April 2014 Account number.
Account activity this month (Contrived)
Dale Activity Deeplicn Arrount (S)
money balance activities Mar 31 Balance forward $46.816.88
Apr 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT 1.373.00
Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0404/14 1.09
Apr 9 Deposit UBS DANK USA DEPOSIT ACCOUNT 491.82
Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68
Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28
Apr 30 Closing MIS Sank USA Deposit Account S50.10.75
Tne UBS Bank USA 02009t AccOunt IS your primary sweep colon
CW7~3005698646 NP70C0I9I 745 00032 0414 030575004 VI 23569S5000~yGm0002~ 24 of 98
End of statement for account number.-,
CONFIDENTIAL
EFTA_00131144
EFTA01273351

Important information about your statement
LBS Financial Services ix. (the F im or UBS Anoxia! sent you the fin stamen on which the error or The Fier, together's*, certain affiliates, ha also wont het you choose one of the foaming
Strong is a merger of all prince:el mosey, cormnity problem Maned. purchasectippinental protection. The mariner Finn objectier
and cptcre erthwges. 1.85 Firtrxial Strict and U3S - Prone you name ad acco.rt nutter 0 any) amount payable to al eligible Worts, cote ks& urn( • frodwe Cureentbxome. hresb,e es seekng the
Bank USA we rdrect sutradares of LBS AG and - Death& the *nor or he transfer you ant tare this protectors is 5500 million as of December 10, 2013. generation of income crib"
affiliates of LES Secwitin UC. The Filers Itanrial about, and elan as chair aye cm why you • Achim CopedA pprocithen Inwrittnents seeking
statement is available upon noted The First venire believe re is an error a why you need more Sista to the poky conditims ad limitation, cash X growth of prnepal rather than the spereratim of
offices we a: ekrmation the Firm is further protected kr Leatot-1.9 million n the mown?.
- Proud. the &Aar anion d to suspected enot aggregate for all your accounts held n eyeliner • tatodoce Combination of Income and Capital
LBS Finennel Seamus Ix. capacity A ft/ ccpy of tie poky waning is /nibble Appreciation- nesiments seekeg both the generation
1200 Harbor nubvard The Fern or Cad Issuer wel instigste yew complaint LOOn request. of morne and gambol percent.
Weehawken, to 07066 and will cared any error prom*.
The SIPC protection and the upplamenEl protection
°awn risk profit
Ibis statement represent the any official record of yote Please make all cheeks paubb to the Fern or tie both do not apply to.
LBS Fe-uncial Santos account. Other warn neat lihntial institution heated on tie front of to ▪ Ceruin fruitier Moat controlled by (and hand er • l C o o w n s S ee c v a a r n iv d e v S ol e a e t k il s it y to to m t a h i e n t n ain o in n iti a m l p e re a c l P , t a e t n w d ith
official tar documnrt containing conflict* daze should stakimint had:Mist to nine accost fen accounts your account value) but held away from UB5 Fina-cel
r m o i t s s b i e o r n e , l i p e l d e a in se n re p I o f r y t o it u i b nm e e n d * a t t h e e ly re n is a a rk n i e n r g ro t r o c t r h e p m a ay r e be n t s u fo bj r e ' c tu t to n m e a s i - p t u e rc n h - a r s e e s le a e n s d , c c h h a a t r ge es s f F o o r r t u e n e p aid L Se 8 r 5 vi A ce G s S (e t . a g n .. t c o e n r b ta u i n n c * h ca ( s i h ) a in t U n B a S t B e a p t r , i n ( a il C c tS a , t at m tha a t n m y e a n n t o he u n n o a w id t m d a o y e r s o n t o k t e g e e p n p e a r c a e te w si i g th n ificant
Ranch Manager d the office servile you account. b a o rm n o o n r ts n in s t c e a u s t h io a n x s m o a n y s b . e A s c u c b o j u e n ct t s t o th a a t t r a e te n d tr s an t s e f e e . r red i f n in c d lu s d i w n h g e v r a e r i s a u b c le h e s n h m are it s ie a s r , e a r n eg d i 6 st 0 e r s e h d i r d e i s e o d f l y m n ut l u o a t l • Moderate Willi* to accept coma risk to pinonl and
Ail-cugh al figures shorn are etended to be accurate. name of the account Foliar on the books a-4 records tolerate some votatAty to 'seek hyl-er returns.
statement data shzikl not be used fix tat purposes Rely UBS Sweep Option of the applicable issuer or trader agent); • Aggressne: Wiling to accept high Sc to pinopal and
sink onys-end tax forms, 6.e.. Form 1099 SEE UBS offers options for sweepng cash bounce; balances high senility to seek high returns over time.
10425, etc.) whin preprergyour to return. The Fim a to hart deposits at UBS Bat USA and UBS AG Stamford • Certain rneslmert contracts or iwestnent interest
required by low to won to tie IRS all taxabk &indent branch (flank Sweep Pregams), money maks mewl (eg., limited pertneshes and piste placements) the Statement Ilouseholdre
report** re:namable Undends and aable meted kends (Money Fund) rd the Intonational Deposit are rot registered snider tie Securities Act of 1933; We may consoldart at related account statements with
eared cm secteties held in you accaut, net proceeds Accont ODAlfor customers with wantentional ad the sane Wats n the sane enact Accounts may
cm safe transactors, and cost base cntenain coveted Amuse Management Accourt. Through tie Bank be related Ice this purpose brine they have owners
learns. Sweep Pronert cash balances re swept to MISEterk • Commodities contacts (e.g., Icreign tectia-ge and who also maintain bra scam relationships wit other
USA up to an istabkhod lint ad then to LBS AG yeti:cornet/a contradrt idudeg lulu., contracts dents at the sane address. This practice's known as
Communications whilst', Firm Stanford Bradt or a Money Fund. Oeooses at UBS ad tormoderoPtim contracts. • househrting ' II you prefer to recen I-diva:kat
. Please re-confirm are oral cormuncatorts in *meg Bart USA are FDIC rend in accordwee with FDIC statements mated in separate enveins — yOU may
to funher protect young*. includrig your Ned rules. For more Hannan please veit wwwitlicgov. the 51K protects:en and to supplemental protection do drtlive housholding by Ealing you Frontal Advisor.
order the Stones nun Protection Act (Stn. Deposes at UBS AG Stanford 'Penh an tares of not apply to these Man eine theyotherwise appear
Money Funds ant rot ironed bonF IX. on you. neernent 11. SEC pritectim and the Friendly accent name
• If thefinancial nstaution en the tcp leit of Me bort a-Pakzerental trunnion do not protect again changes The Frenclk non name reflects alo erretion that you
of this statement is no LESS linnet Senikes, CBS Throup the OA, mane to cash balances we swept to in the maim raize of you investments (whether as a erteted on the him's onlne senses websee. N e a
F t W o e e t e e W n r o o a b r l y m S a e e n r d v a i y c r e o g s u e c r o r a f a n t n e o t s w y r e i o e b l s a t h n a e n c s c in h o d i u s r u t w c a h e s e d c n i le n y a o tl m u it g u tal d A th e G e p F o C s I a e X y a m . c B a c n a o l B u a n n u t c n s e c a , h t F U e B T ld S h a e A t w G t h d N e e L e p B w os S Y it s A a a G k t e B C n r a a o y n m t c i h a n n a u n B re d r d a C n b B t y S , r o e t s h u e lt r o w f i e m arket movement, iSSua bankruptcy a c a w u c i c s th o to u s m n a i t z x . a Y r b o e le c u o I c r n a d i n k c e M l e ru p a i r n n r g g o . e ' I y t c h : h i a m s s o h n n i e b n l y e d g y k a o l a u e c f t c f o e c c u a t n o o t li n f n t a y y m o o e u u s r ,
opened this attars. h this case, your ten and are tempera* exposed to the sovereign Sc of the More information is aviane term rezmest You may through Online Services or by contactegyourFrancial
'earns a-e heated a LBS Rnancial Strikes and rot Caren blends, and tee is no 'Anne Cr other obtan wee nfornation abou SIPC. ercladng the 51K Ann
the erodwng broke., aid you rout make a Wort obligation of UBS AG to tepay the Saxes while on the Bruhn, by soreaningSIK a 202-371-8300 or by
el try eta or *Tuition to both HMS. UBSC grans Bradt. books. wsitng the SIK **bait. at YAW/.140‘041 • A C v C a O n alt o o f v M er X v i a e C w C OOnnOrtnin 14:4 of assets ad
A Naccunt szaternrits shall be deemed complete ad Deposes a U35 Bale LEA and each UBS AG french are Dividend ReiWetblbeell Program (DPP) s.
accurate if not objected ton wren; within 60 days. not protected by SIPC. Money Fund shires we protected The price reflected is an swage price. You may obtan • Asset hulas salable cash balances, totes for
by SIPC. See *U3S Financial Service. Paw% Protection' the actual price Iran yaw Financial Advisor. Oray *ink restricted seney lest), and Global tine Deposits,
• Please &vet customer complaints a iNUiin to he bobw tare are punned under DIM; partial shins wil be urrealied marks to main, and certain ants not held
Firn's C lent Relations Depanent a 201-352-1699 sod rd tot cash wit be deposited in your account. The by the Fim. Does not include unpriced S9Clatifill assets
atol-lfree a 800-3Se-9103, 8:CO A.M. to 6:CO P.M. Upon you reaest, balances n tea Bank Sweep 6videni reinvesvnent price applied by tea issuer may al the end of the prior and curent statement periods. or
ET Monday through Friday a in mire to LBS Program or OA may be eighteen and shares of a 6ff of tom the want pia at which the partial shires private imestriwits, united stock options and
Financial Seines ix., Client Relations Depalment, Money Fund may be liquidated, widen proceed n sold comsat* stock options
P.O. Box 766 Union City, NJ 07087. returned to you or 'our wastes accunt. • lianicies Include, debit Maces,colvadirg moron
Cannlieu loans. credit In, horn secant balances.
• is ease of ern or Oast Cris about an electronic Fr.rt-er r eon about available weep options, CM, whole units may be held n yar *court. If no at • Cash/rtoney balanOcFes. Total of unnerved aviane
funds tansies' EFT) NI puymm or UBS Vsedebit ncldng anent attest rate, and yet*, a available at entitled to a palel use as smolt of a dviderd Paimeol cash balances. plus Bart LISA deposit Innen UBS
F ca e r e d n V o a a n l S uc e t m io e n n s, t c i a c l „ l 1000 6 H 2 e -1 rb 00 y 0 B , lv or d v , o 6 i t l h e f t lo o o U r B . S o w r w b w y callin c g o m 00 r 6 e 7 se 6 e 2 p .1 n 0 e 0 k 0 k from your Financial Maar m or a o r t k h e e t r p w e i k s e e , o t r h a e c F c i e rm pt c a oi n l a o m th o e u r n s t e & ll E p m an i a tt l e a d n by a a t n AG e S n ta f n u o n t d d s B w ra ee n p c h S d a ep n os s e , b a a t l a t n o ce a s b a l n e d o m f iocneyy market
Wuhan/en W 07086. Ann RIANBSA Sermes registered cling agency, at credit yew account stsemen period. Noricormmeity tee credit balances in
UBS Financial Services account protection your accourt are rot segregated from other balances
Cal or write as soon as you cart it you thiicycis 'Ruffen is a melte of the Secedes invella Protection Investment objectives and tie Fan may use any of these funds in the ordinary
statement or receipt is wring or t you need more Corporatism (SIPC), *nkh protects securities account, of The nix-smell °non' and risk profile we specific to course of it business. These funds at payable Loon
inkrmatim ebos a tire* on the statement or its members up to 5500,000 finding S29),000 for each account and may wrybetween Please adeise the tor drinard. This total is include)., tea omen period
h m e a r i* f ro T m h y e o f u ir n m s o la r C te a r r t d h w h i a 60 t d fa a s y s S a P h I e ra r t b o lri F m im ul f a d l a l m ac s c k ou r n c t a t s a h) t T y h o e u S ho if l t d a n ss a e t p p a ro lk t u ec la ti r o c n a I p m a e ci s ty a . pt' to M ea a rn x p ie ro ' m s p it t u ly n in n a o d r r m g is o t f r a e n a y t s o im bje ik c a ti n n t g c . h F a a ng e e a i c n h y ow doseg value.
SDNY_GM_00020525
CONFIDENTIAL
EFTA_00131145
EFTA01273352

Important information about your statement (con inued)
tande, alternation you would fl atly reek* in the mallet Prices are - 'Ditto an to date' may include num of — h eale co to commoscohroceined n connector
for detalechnf° matron on the Finis landing practices obtained tom various third party sources chid. we (weal income a both wail the sale or astnbtaion of a-ruey contracts
and &tissues, refer to yam Client Relatorship Delete to be retitle, but we do not guarantee their - we' represents the initial catering and tie investment mat units to our <lents, we
Ageernert or Account Agreement and the General accuracy. pie per Lint and may not reflect yxr too basis anchor our attire roadie retina sharing
Terms an Conditions UBS Statemerd of Credit Practices — We gent* owe the closing pricewhen ankh* a cornsensation fr om many of the aosance
available in agreements andD inm um at the mean of the bid ad ask prices farmed • Restricted anauritios Beaded seurdin really companies underwriting the unity contracts,
mow rda romrarronnedmisygay, securities and colons a onb al prices to OTC are rot currenty enable der public sale UBS Fina-cal *Bates ca to nava-ice <arca...nor sponsors of
worts. Services as to market price of the unrestricted stock the use imestment trusts we diserbutt.
Yawata - lass actironb waded securities may be priced using a of the same issuer as an inputed value for the - gar affiliates ako web* wading canraskre and
Your nesment Bemires securities endother anus held valuaan model or tie moo recent price we restricted stock Ay madam of Ma atatomont 0.4, To other cornea-oaten from mutual kids and
is the =ant at the end of the stammer* prin. You obtained and may not reflect an actual market price the relent that rearicled parities are 'Tubb la sae, nsurance companies whose proclicesne dstrbute.
may ask for deice.), of bay paid swishes at ary time. or take the gala reared may be stbstantnalb less than the - We recent an anal fee from UBS Bali OA and
You may receive securities used as loan collateral after - Certain position may appear without a price and inpaed value town LIES AG Stanford Branch of up to $zs per accost
prying any balance due on tem. Pry securities will raw as *price was rot available' it we re sweepng to the barks under the UBS Bark Sweep
tensioned tote Fan dzi-g tee arena period are unapt to obtain a abettor a pony • Est keetirnstsd) insigne, current yields and rotas. Frogram.
listed at market nitre as of the end of the statement - Deposits or stashes denwninated 6 currencies An estinate of rival income is based am current
period. other tan U.S. dollars are reflected at the es:hinge dniderd ad interest rates, assuring tie secutis will Activity
• Cast basis. in (*hymning the cost basis of he rate as of the statemmt date. be held for conga' from statement date or trill hbamation rewarding ownnissCrts and otter charges
sentries included in this statement, Mere indicated - Fa (erten nentines tadng in noixeonformng maturity This ennuis is ceW a gadalne, accuracy Mimed in connect on with tie um:knot wades,
we. the nuntee I, • UBS FaecalServices ha relied ckaminataa pin rH quany (face rate) may rd continued income are not guaranteed inducing option transactions ha becanducbd on
coinformation obtained from sources otter than U8S have been edify-Led to facilitatepram- vtusin - Estimated anal acme an current yield la confinaicos previously furrished to you. and tall be
Frenoal 5eruces, including information Iran another To obtain current quotations, when wattle, cordart certain toes of secures could include a return of provided to you wavily at rawest
firm a Matsumay haw provided to you Finarcial your Financial Addax. prncpalor capeal garb in %NM case the est
Advisor. The Finn does not ireperdently verify or income (irdcunerd yak) would be overstated. Short telling
guarantee the accuacy or viclity of any information • Prints inroaronwrta and druchwed producb. - Estimated areal ;cane an current ywld and the lain engaged in short sellrg a Wu*, yOu may
provided by sans other thin I-ESAuncial Sennett hint, minim,* secutin (nclading drect actual ixone ad yield might be kwer a higher hat a change the to cenainbxrowina costs for that
participation acqam and real estate investment its than the estimated amounts. particular SeCulty.
h addlixt although UBS fennel Sences generally seurites) red stru-tmad patch ale generally highly - An estMate ol a-ruafeed income (divdend andor
Lydon this Hammen as aground, the firm AktAiel. Certain anstred poises hove not been interest) deeded by the content market Open aria
dills not provide any awasances that the llamado-a registered wih the Securities and Excha- vatcraverage balances based on the bet dividend Regarding open or • www1likancellee ceders that
tater "Cost basis" and laveakzed gar/loss' is C omission o- under any state secures laws. We or interest payment made by the issuer and were not heated by the statement date, open buy ad
accurate as el the date of this statement. As such provide ehmated wakes for private investment assents the secures/deposes will be held for one sea stop orders are refixed by the amount of dividends
please donut rei t on he Hermitian to make wad is and structured (viaducts for rdormatkrul year from the statement date or until mab.rity. on rigas on an ex-dividerds a emotes date unless
puchara a Tale decisions, forth pirpates purposes only. Accuracy isnot parentsed. Accuracy an continued yield we not gurameed inetructed oherobe by pa You are rnponsble for
otherwise. Accounts tendered to tire Finn may - These values may differ stbstantiaby from pees. a orders that are emitted dar Togo's failure to caxel
reflect gent loss rdantatisn onb fo r the period of any, at Midi a private nressment security a • Ann not held by U3S Financial Services. Certain hating open orders.
tine they aro hted a the Frm More hisunical structured pralaa may be bough or sold and do assets we rot held by the Tim and not vothri the
inkirmaton can be abed by you Feancial Advisor. not necessarilyrepresent the valancu may receive Fen's possess's, or antol. These assets are Privary
upon ;qui:Intim, deplayed on pis statement for informational To obtain a copy of as trannI Cling friary Notice,
• Umadizerel gain/lose Wien data is ;milt* - Vied pary estimates of vale we as of a certan purposes only. Position, and values presented at phase contact your Fnancial Achisor or visit our website
ertinated trreated gang loses we calculated la date ad are supplied to UBS Fna-cial Services on a Provrted by the issui-g Inn UBS Tramiel Services is at wwwailktEafaiSiblEmEla,
PINCUS seemly lots. Re transaction data for reptr bass by an independere vitiation tint not respray:able for to acemation and des not
ndiatal lots may or may not often commissions, - Muer, generalpawner or warrior estimated sakes, qua-wive es accuracy. these assets are rot prceecied UBS Financial Services a rot a bark the ILIA, Bushes,
charges alder acuitymartini:aim arts it ery, are supplied to the Fm by the Muir, by DK or hi finis suppkonental SIC covens?. Services Account OSA and IRMA act brokerage accounts
Dirdend and °term mestment lots rd eysternatic genital painer or sponsor and may be calculated which provide access to bating services a-idproducts
pischne bts are each combined to display one based on r erin information Iran that used by • Ravanut shoring and additional compensation. trough arnagimwits wan affiliated bags aid other
averaged loll)* • Trade date • taint presentsthe thed partied to derive trod estimated values. — In addition to commissions on sales and 12b-t fees led pay banks, and provides access to roan and
«grid transaction trade date. - You can obtan additcrul Harman reganding received in carection wih the dbtribution smelt prodxt blued by unaffiliated thitenany
Ike methodology wed to determine the entente of mutual funs to our c lent we mock, our alMate insurance cemparon through aurane agency
• C m th a e p l l b a ab t u a le l r b s c p b a a y ts w lo f i o t t i r t s a e s a n B in a a r r t e c ro c h t n e a g n n r a d o l t p l r s o re n e f c w e a r i r l n e l b d t* e , s o t s o e f c l t k e h c a t t h e t a d t b A va a d l s v u i i s e s o f a o r. d rt t e he e d n a m te a o te f b to y c i o d n a t m ec a tr t g io y n o t u h r a B t r is e t n h g e e l P r a e r e c d e s o iv t r e a a l n b c o h l. i i s n n c u t r s s a a o * r f W e t h b in e as g m e n d A a o m k n i u l t n f w u t o n is d d f s r e o t l h e m a ra d t m i w s t e ri b se u l t l. o rs I s m ub e s g id m ia e ri n e t s „ o n f s U u B ra S - F ce in . a a n n c d ia a l S m erv it ic y e p s r I o n d c. u cts:
sat held hour name or in nominee name la or - Think party *stewed views my be reflected as COMP:InerAL tlY amantol sale, by UBS of a Not VIC inured • No bank guanine.** May toe vat*
clients. Call barna inkrinatbn is cbtaned from third •Not peed' n saw Ise agent wee n partiaxla maim] fund I amib to our clients, and Cs)
parties and is accuracy snot guaranteed. Other call ;dependent natation tern has not suppledor is the asset value claps-auLe mutual fund tamer's RUA. Resource Management Account, Business Semites
knives may rest which card affect ynekt coadete unable to assign a watt when we become avare shares held at tie lien Account 85A, RMA and alternation& Resource
recnnatcn MOW provided upon request that a material event has °coated tut may call a — We and ors afMate also recite nem:eking and Management Accost we registered service marks of
porously reported aka It question. or when a ormtus processing lees in consideration For UBS Fr racial Services he
• Owe:Grata of deposit (CDs) CDs are FDIC inured value would be highly spectlative due to he nacre transfer gent arvin that we troy& to the
up to S2 93,000 'n perch,' and accrued interest per ite the sturdy rrukal lards. Thew lees generally are pad from Via *pave s a regigered senice mai of visa
depositor ad per deposinyinstitutixt 6 accordance - When neither an suer, general primer or sponsor investor assets in the mewl fund and are a fixed Intonational CBS Via Signet'se cede cards and UBS
yet POIC rules. estimated value me a thetparty estimated vela is dela- amount based on the outer of accounts at Veva deb cards we issued by UBS Bark USA with
mad, the value of dw sway will be &hoard the brolandealer holdngm aul had of that fund prmosion from no U.S A Incorporated.
• PrreAralua Prom dirolspd for "aunties and oiler km itspurchaseprice. fa nily
products may be higher or lower than theatre that UBS Finandal Services Inc Pm 201402
GDNY_GM_OOO2O526
CONFIDENTIAL
EFTA_0013 1 146
EFTA01273353

UBS Financial Services tic Resource Management Account
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 May 2014
CW70056316530514 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIStANE MAXWELL
Friendly account name:
Account number:
Your Financial Advisor:
SCOTT STACKLIAN/LYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call yo4r Financh8 Advisor or the
RMA ResourceUne at 800-RMA- 1000, on April 30 (1) on May 30 (9)
account 029323568
Your assets 2,082,282.04 2,098,806.52
Malt our website: Your liabilities 0.00 0.00
mrove.ubsconrillinantiaiservices
Value of your account $2,082,282.04 $2,098,806.52
Sources of your account growth
Tracking the value of your account during 3014
Value of your account
$000
S Thousands at year end 2013
Net deposits and
2.062.3 2.0988
withdrawals 51,983,59885
Your eniestment return
MO:lendand
interest income S10.351 25
Chance in
inatot yk* 599,861.42
Value of your account
on May 30. 2014 92,098,806.52
A0r 2014 May 2014
SDNY GM 00020527
Member WPC CW7030930991653 W00019324691002 C614 030575004 Y12356855000039) Page 9 of 96
CONFIDENTIAL
EFTA_00 I 31147
EFTA01273354

*DUBS Resource Management Account Account name: GHISLAINE MAc1/1iELL Your K sandal Advisor-
Friendly account name: SCOTT STACK MAIIL YLE CASRIEL
May 2014 Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
May 30 ft) your account
A Cash and money balances 52,904.29 2 52% Your current asset allocation . Cash and money balances may include
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
A deposit account balances and money market
C Equities 2,045,902.23 97.48% mutual fund sweep balances See the lmponant
information about your statement on the Fast
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 0.00%
Total assets $2,098,806.52 100.00%
Value of your account $2,098,806.52
Eye on the markets
Percentage change
Index May 2014 Year to date
S&P 500 2.35% 4.97%
Russell 3000 2.18% 432%
MSC I - Europe, Australia & Far East 1.76% 411%
Barclays Capital U.S. Aggregate Bond Index 1.14% 3.87%
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
CW70003005631654 NP7003193246000O2 0514 0305750N 'el 2356855003apitG iumalen 10 of 98
CONFIDENTIAL
EFTA_00131148
EFTA01273355

Resource Management Account Account name: Your Finandal Advisor:
UBS
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
May 2014 Account number.
Change in the value of your account Summary of gains and losses
May2014(3) Year to date (3) Vaues reported below exclude products (or which gain and losses are not decsifitd.
Realized gains and losses Unrealized
Opening account value $2,082,282.04 $0.00
May 2014 (j) Year to date (i) gains and loses (3)
Deposits, including investments
transferred in 0.00 1,988,593.85 Short term 0.00 0.00 29,995.51
Dividend and interest income 2,711.54 10,351.25 Long term 0.00 0.00 299,957.10
Change in market value 13,812.94 99,861 42 Total $0.00 $0.00 $329,952.61
Closing account value $2,098,806.52 $2,098,806.52
Cash activity summary
Dividend and interest income earned
See Account acttaty tins month for detals. Balances in your Sweep Options are indueedin the openng and
closing balances vasee. FDIC insurance applies only to deposits at UBS Bank USA not to deposits at UBS AG,
Starrecad french or bank deposits pla«dthrouds the UBS Internetronal Depose Account program SIPC
For purposes of this statement, tatatikly of interest and dniclen4 income hen been determined From a US reelection applies to money market sweep lurid holdings but rot bank deposits. Su important inSotma6on
tar rep:fling perspective. Bad upon the residence of the account herder, account type. or product type, about your statement on the tact two pages ci this document for Letal5
sane interest ardor dvidend payments may not be subject to united Stan (US) arc, Puerto Pre.) (B4)
income tan. The dent mond* statement is rot intended to be used and cannot be reeed upon for tat May 2014 (5) Year to date IS)
purposes. Clients should refer to the appiKatle tax reporting forms they recent from URS annualy, such as
the Forms 1099 and the Barra 480. foe lax reporting mformabon ts IS the practice ca 1185 to Me the Opening balances $50,192.75 $0.00
applicatie tar reporting forms with ite US interred Revenue Semce and PR Treasury Department, and in
such forms accurately dasOfy dndends an, cr Interest as tar exempt Or twit* income- Please consult you Additions
Indudual tax prepare/
Deposits and other funds credrted 0.03 42,553.04
May 2014(3) Year to date (1) Dividend and interest income 2,711.54 10,351.25
Taxable dividends 2,710.34 10,348.88 Total adJitrons $2,711.54 $52,904.29
Taxable interest 1.20 2.37 Net cash flow 22,711.54 $52,904.29
Total currant year $2,711.54 $10,351.25
Closing balances $52,904.29 $52,904.29
Total dividend & interest $2,711.54 $10,351.25
SDNY GM 00020529
CHP70303005631655 N77003197246 COMO 0514 030575004 Y123568550 0013000 Page 11 of 98
CONFIDENTIAL
EFTA_00I31149
EFTA01273356

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your linandal Advisor.
Friendly account name: SCOTT STACK MANY LYLE CASIVEL
May 2014 Account number:
UBS Bank USA Deposit Account AF'Y
Interest period Apr 7 - May 6
Opening UBS Bank USA Deposit balance Apr 7 $48,190.97
Closing UBS Bank USA Deposit balance May 6 $50,965.57
Number of days in interest period 30
Average daily balance $49,700.20
Interest earned $1.20
Annual percentage yield earned 0.03%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at tho end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment ccnsderation - None selected
Your account instructions
• ‘f.pt: alccurt cos, base. default closing method is FIFO. First in, First Out
OO70008005631656NP70C0IS0246 C0M 05l 4 030575004 Y12356855003Ww_GM_0002eigiE3 12 of 98
CONFIDENTIAL
EFTA_00I31 150
EFTA01273357

Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor:
UBS
Friendly account name:Ind SCOTT STACKMANLYLE CASRIEL
May 2014 Aaount number.
Your assets
Sane PnCeS, income and current vilUeS ShOern may be approximate. As a tett*, gent EndlOSSCS may nol
be acurately reflected. See important odarntabon about your statement a the end ol this dxurrent for
mote infornason
Cash
Cash and money balances
Cash am money balances may include avalable cah balances, UBS Bank. USA &pout account balances.
UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances.
UBS Bank USA deposit accounl balances are insured by the FDC vAIhin colic! be limits, but are not
protected by S4PC U8S AG Stanford Branch derov1 account banes an not ;muted by FDIC and are not
protected by SIPC Money market sweep batances are protected by SEC but out not insured by the FDIC.
Set the important information about your statement at the end of thin document for details rote those
balances.
Openng Wane. Closing taance Pnce per share Average Drildend interest Day3 in
Hddng on May I (S) on May 30 (8 on May 30 (0 rate period period Cap arounl (S)
V85 BANK USA CEP ACCT 50,192.75 52.904.29 250.000.00
Equities
Common stock
Purchase priCer
trade Minty Average price PnCt 0tr Oat \rave on unmalzed ridding
Hddng date of Shares pet share (1) Cost basis (5) on May 30 (1) May 30 (1) gan or loss (1) Period
ANALOG DEVICES INC
Symbol: ADI Exchange OTC
FM: 12.591 Ciarent yield. 2.82% Nov 16, 11 13 003 37 316 485 12 52.380 680 94 195.82 LT
Nov 17, 11 13.000 35393 460.12 52.380 680.94 220.82 LT
Nov 18, 11 35.003 35.502 1,242 58 52.380 1,833.30 590.72 LT
Nov 21, 11 18.000 34 371 618 68 52.380 942.84 324.16 LT
Nov22, It 15.000 33338 500.07 52.380 785.70 285.63 LT
Nov 23, 11 22.003 32 655 718 43 52.380 1,152 36 433.93 LT
Nov25, 1 1 7.000 32.460 227.22 52.380 366.66 139.44 LT
Nov28, 11 30.000 32.951 988 55 52.380 1,571 40 582.85 LT
Nov29, 11 18.0€30 33.472 602 51 52.380 942 84 340.33 LT
Nov29, II 5.000 33.622 168 I 1 52.380 261.90 93.79 LT
Apr 24, 12 30.000 37.567 1,127 01 52.380 1,57140 444 39 LT
continued next page
SDNY GM 00020531
01P7C003005€31657NP7003193246 00032 OS14 0305790041023S68SSO 000000 Page 13 of 98
CONFIDENTIAL
EFTA_00I31151
EFTA01273358

SUBS
Resource Management Account Account name: GHISLAINE MAXWELL Your Ignandal Advisor,
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
May 2014 Account number.
Your assets . Equities . Common stock icontmoeco
Purchase pricer
Trade hurter Average price eke per share Verue on Unrelated Hddng
Hddng date or duces per shag (S) Cott basis (S) on May 30 (3) May 30 (3) gain or Ion ($) period
Jan 23,13 1,056.000 43.209 45,62681 52.380 55,313.28 9,684.47 LT
Apr 22, 13 489.000 42.447 20,756 68 52.380 25,613.82 4,857.14 LT
Security total 1,751.000 41.990 73,523.89 91,717.38 18,193.49
AUTOMATIC DATA PROCESSNG INC
Symbol- ADP Exchange OTC
EAI: 42,442 Current yield: 241% Aug 4, 11 146.000 48.469 7,076.53 79680 11,633.28 4,556.75 LT
Aug 12, 11 4.000 46.880 187.52 79680 318.72 131.20 LT
Jan 23, 13 767.000 59890 45,936.09 79.680 61,114.56 15,178.47 LT
Apr 22, 13 355.000 65.098 23,110.04 79.680 28,286 40 5,17636 LT
Security total 1.272.COD 59.992 76,31018 101352.96 25,042.78
BAXTER INT L INC
Symbol: BAX Exchange: NYSE
EAI: 43,236 Current yield: 2.79% Jun 20, 12 30.000 51.594 1,547.84 74.410 2,232.30 684.46 LT
Jun 20.12 17.000 51.522 875.89 74.410 1,264.97 389.08 LT
Jun21,12 29.000 52.077 1,510.25 74.410 2,157.89 647.64 LT
Jun21,12 7.000 51.500 360.50 74.410 520.87 160.37 LT
lun 21,12 5.000 52.216 261.08 74.410 372.05 110.97 LT
Jun22,12 61.000 51.890 3,165.29 74.410 4,539.01 1,373.72 LT
Jan 23,13 768.000 66.658 51,193.80 74.410 57,146.88 5,953.08 LT
Apr 22, 13 355.000 69318 24,60600 74.410 26,415.55 1,807.55 LT
Sep 19, 13 74.000 72.165 5,340.28 74.410 5,506.34 166.06 ST
ST
Sep 19. 13 6.000 71.875 431.25 74.410 446.46 15.21
Sep 19. 13 3.000 71.880 215.64 74.410 223.23 7.59 ST
ST
Sep 20.13 47.000 71.987 3,383.41 74.410 3,497.27 113.86
Oct 3, 13 154.000 64.600 9,948.49 74.410 11,459.14 1,510.65 ST
Security total 1,556.000 66.094 102,841.72 115,781.96 12,940.24
BEACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 32,872 Current yield: 2.53% Oct 5,12 7.000 189.932 1329.53 304.900 2,134.30 804.77 LT
Oct 5, 12 3.000 187.820 563.46 304.930 914.70 351.24 LT
Oct 5,12 2.000 186.670 373.34 304.900 609.80 236.46 LT
Oct 8, 12 8.000 188.783 1,510.27 304.900 2,439.20 928.93 LT
Oct 9,12 15.000 189186 2,837.79 304.900 4,573.50 1,735 71 LT
continued nevi page
CHP70003005131658 NP7030190246 00002 0514 030575004 VI 23503550 CegighYDM0002ter2 14 of 98
CONFIDENTIAL
EFTA 00131152
EFTA01273359

Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor:
*UBS Friendly account name: SCOTT STACK MAHLYLE CASRIEL
May 2014 Account number
Your assets Equities . common stock (continued)
Purdue< coca
Trade Number Average price Price per share Ydue on unrealized siddng
Sicking date of shares per shale (5) COO bras CO m may 30 (I) May 30 ($) gain a loss (t) period
0(19, 12 2.000 189.010 378.02 304.900 609.80 231.78 LT
Oct 10, 12 3.000 187.720 563.16 304.900 914.70 351.54 LT
Oct 10, 12 2.000 187.670 375.34 304.900 609.80 234.46 LT
Oct 10. 12 2.000 187.995 375.99 304.900 609.80 233.81 LT
Jan 23.13 224.000 236966 53,080.41 304.900 68,29780 15,217.19 LT
Apr 22, 13 104.000 251.093 26,113.69 304.900 31,709.60 5,595.91 LT
Sects* total 372.000 235.218 87,501.00 113.422.80 25,921.80
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 12,664 Cement yield: 2.35% Jun 19, 13 72.000 84.718 6,099.75 102.230 7,360.56 1,260.81 ST
Jun20.13 121.000 83.141 10,060.15 102.230 12,369.83 2309.68 ST
Jun 20, 13 78.000 83.030 6,476.39 102.230 7,973.94 1,497.55 ST
Jun21,13 204.000 82.904 16,912.44 102.230 20,854.92 3,942.48 ST
Jun 24, 13 III.0O3 81.517 9,048.46 102.230 11,347.53 2,299.07 ST
ST
Ji.n 25, 13 73.000 82354 6,011.86 102.230 7,462.79 1,450.93
Jun 26, 13 69.000 82259 5,675.90 102.230 7,053.87 1,377.97 ST
ST
Jun 27, 13 141.000 82.951 11,696.12 102.230 14,414.43 2,718.31
Jun 27, 13 7000 82.925 580.48 102.230 715.61 135.13 ST
Jun 28, 13 169.000 82.774 13,98892 102.230 17,276.87 3,287.95 ST
Jul I, 13 65.000 82.781 5,380.78 102.230 6,644.95 1,264.17 ST
Security total 1,110.000 82.821 91,931 25 113,475.30 21,544.05
COLGATE PALMOUvE CO
Symbol: CL Exchange: NYSE
EAI: 42,172 Current yield: 2.11% Aug 4,11 174.003 11.632 7244.05 68.400 11,90160 4,657.55 LT
Aug 12, 11 4.000 12.450 169.80 68.400 273.60 103.90 LT
Jan 23,13 910.000 54240 49,358.63 68.400 62,244.00 12,885.37 LT
Apr 22.13 420.000 59.788 25,111.32 68.400 28,728.00 3,6166$ LT
Security total 1,508.000 54300 81,883.80 103,147.20 21,263.40
CONOCCPHLUPS
Symbol- COP Exchange: NYSE
EAI: 44,085 Current yield: 3.45% Aug 4,11 106.000 52.109 5,523.58 79940 8,473 64 2,950.06 LT
Aug 12, 11 2.000 51.435 102.87 79.940 159.88 57.01 LT
continued next page
SDNY GM 00020533
CNP20003005631659 N47000193246 00002 C614 030575004 Y123558550000000 Page 15 of 98
CONFIDENTIAL
EFTA_001311153
EFTA01273360

SUBS
Resource Management Account Account name: GH1SLAINE MAXWELL Your It sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2014 Account number.
Your assets Equities . Common stock (conbnuedl
Purchase pacer
Trade luring Average pact Pike per share Vdueon Unredlred Hddng
Hddng date of shares per Man (I) Con bans ($) on May 30(3) May 30 (I) grins loss ($) period
May8, 12 16.000 53.400 8544 0 79.940 1279.04 424.64 LT
May8, 12 13600 53287 692 74 79.940 1,039.22 346.48 LT
1u1 17,12 14.000 55.940 783.17 79.940 1,119.16 335.99 LT
Jan 23,13 789000 59815 47,19459 79.940 63,072.66 15,878.07 LT
Mar 19, 13 138.000 59.137 8,160.98 79.940 11,031 72 2,870.74 LT
Apr 22, 13 402.000 57.707 23,19825 79940 32,135.88 8,937.63 LT
Security total 1,480.000 58.453 86,510.58 118,311.20 31,800.62
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,086 Cuient yield: 2.99% Aug 4,11 191.000 36265 6,926.77 54.930 10,491.63 3,564.86 LT
Aug 12, 11 5.000 35.754 178.77 54.930 274.65 95.88 LT
Jan 23,13 1,001.000 41387 41,428.89 54.930 54,984.93 13,556.04 LT
Apr 22, 13 464.000 50.287 23,33121 54.930 25,487.52 2,154.31 LT
Jun 17, 13 148.003 49.739 7,361.45 54,930 8,129.64 768.19 ST
An 18, 13 73.003 49.836 3,638.07 54.930 4,009.89 371.82 ST
Security total 1,882.000 44.031 820%7.16 103,378.26 20,51 1.10
IW1406 TOOL WORKS INC
Symbol: 11W Exchange NYSE
EAI: 41,967 Current yield: 1.94% Aug 4, 11 135.000 47.128 6,362.35 86.550 11,684.25 5321.90 LT
Aug 12, 11 3.000 45240 135.72 86.550 259.65 123.93 LT
Jan 23.13 706.000 63.704 44,975.31 86.550 61,104.30 16,128.99 LT
Apr 22. 13 327.000 60.685 19,844 22 86.550 28,301 85 8,457.63 LT
Security total 1,171.003 60.903 71,317.60 101,350.05 30,032.45
JOI44S0N & JOHNSON COM
Symbol: .1141 Exchange- NYSE
EAI: 42,985 Current yield: 2.76% Aug 4, 11 123.000 62377 7,672.38 101.460 12,479.58 4,807.20 LT
Aug 12, 11 3.000 63.730 191.19 101.460 304.38 113.19 LT
Jan 23,13 642.003 72.736 46/69671 101.460 65,137.32 18,440.61 LT
Apr 22, 13 298.000 84.721 25,247.10 101.460 30,235.08 4,987.98 LT
Security total 1,066.000 74866 79,807.38 108,156 36 28,348.98
MCDONALOS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,298 Current yield: 3.19% Aug 4, I1 95.000 84.969 8,072.06 101.430 9,635.85 1,563.79 LT
continued next page
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CONFIDENTIAL
EFTA_0013 1 154
EFTA01273361

Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS hiendly account name: SCOTT STACKMAN/LYLE CASRIEL
May 2014 Account number.
Your assets . Equities . Common stock (continued)
Rirchem price
Trade taunter Average pike Price per share Value on Lunreetlied fiddng
14ddng date of shares per sheet f1) Cost basis (f) on May 30 (I) May 30 (f) gain or loss (t) period
Aug 12,11 3.000 85.910 257.73 101.430 304.29 46.56 LT
Nov29, 12 8.000 86.456 691.65 101.430 811.44 119.79 LT
Jan 23,13 555.000 93.053 51,644.75 101.430 56,293.65 4,64810 LT
Apr 22.13 255.. 00 99318 25,326.32 101.430 25,864.65 538.33 LT
Sep 19.13 78.000 97.879 7,634 63 101.430 7,911.54 276.91 ST
Sep 19. 13 22.000 97.425 2,143.36 101.430 2,231.46 88.10 ST
Sep 19, 13 2.000 97.830 195.66 101.430 202.86 7.20 ST
Sect.ity total 1,018.000 94/69 95,966.16 103,255.74 7,289.58
h.F.XTERA ENERGY INC COM
Symbol: NEE Exchange- NYSE
EAT: 43,370 Currant yield: 2.98% Aug 4,11 134.000 52.960 7,096 75 97.360 13,046 241 5.949.49 LT
Aug 12, 11 3.000 52.530 157.59 97.360 292.08 134.49 LT
Jan 23, 13 700.000 71.610 50,127.21 97.360 68,152.00 18,024.79 LT
Apr 12, 13 315.003 79.757 25,921.06 97.360 31,642.00 5,720.94 LT
Security total 1,162.000 71.689 83,302.61 113,132.32 29,829.71
OCCIDENTAL PETROLEUM CRP
Symbol: OxY Exchange: NYSE
FAT: $2,791 CLerent yield:2.89% Feb 12, 14 148.000 92.171 13,641.35 99.690 14,754.12 1,112.77 ST
Feb 12, 14 117.000 92203 10,787.77 99.690 11.663.73 875.96 ST
Feb 12, 14 32.000 92.215 2,950.91 99.690 3,190.08 239.17 ST
Feb 12, 14 7.000 92.065 644.46 99.690 697.83 53.37 ST
Feb 13. 14 110.000 92.095 10,130.45 99.690 10.965.90 835.45 ST
Feb 13, 14 68.000 91.911 6,250.00 99.690 6,778.92 528.92 ST
Feb 13, 14 33.000 91.560 3,021.49 99.690 3,289.77 268.28 ST
Feb 13, 14 6.000 91.615 549.69 99.690 598.14 48.45 ST
Feb I4, 14 334.000 95389 31,860.13 99.690 33,296.46 1,436.33 ST
Feb 18.14 114.000 96.023 10,946 72 99.690 11,364.66 417.94 ST
Sectrity total 969.000 93.687 90,782.97 96,599.61 5,816.64
PEPSICO INC
Symbol. PEP Exchange. NYSE
EAI: 13,013 0.4rent yield: 2.97% Aug 4, 11 115.000 63.979 7,357.65 811330 10,157 95 2,800.30 LT
Aug 12, 11 3.000 63.023 189.07 88.330 264.99 75.92 LT
continued next page
SDNY GM 00020535
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CONFIDENTIAL
EFTA_00131 155
EFTA01273362

cat UBS Resource Management Account Account name: GHISLAINE MAXWEU. Your II sandal Advisor.
Friendly account name: SCOTT STACKMO/LYLE CASR1EL
May 2014 Account number:
Your assets Equities . Common stock (continued)
Purchase pito
Trade Wren Average price Pete pet skate Vdue on Unrealized Hddng
Hddng date of dimes per than (S) Cod bads (S) on May 3001 May 30 If/ gain at lost (4) period
May 16, 12 6.000 68.535 411.21 88.330 529.98 118.77 LT
Oct 24. 12 1.000 68.690 6869 88330 88.33 19.64 LT
Oct 25, 12 2.000 68.810 137.62 88.330 176.66 39.04 LT
Oct 26, 12 1.000 68.890 68.89 88330 88.33 19.44 LT
Oct 31. 12 1.000 69370 69.37 88330 88.33 18.96 LT
Nov6, 12 1.000 69.370 69.37 88.330 88.33 18.95 LT
Nov7,12 1.000 69.150 69.15 88.330 88.33 19.18 LT
Nov8, 12 2.000 69.090 13818 68.330 176.66 3848 LT
lan 23,13 699.000 72.166 50,44431 88.330 61.742.67 11,29836 LT
Apr 22, 13 322.000 82.251 26,484.85 88.330 28,442.26 1,957.41 LT
Security total 1,154.000 74.097 85,50836 101,932.82 16,424.46
PROCTER & GAMBLE CO
Symbol PG Exhange NYSE
(Al: 42,919 Current yield. 3.19% Aug 4, II 118.000 60.103 7,092.22 80.790 9,533.22 2,441.00 LT
Aug 12, 11 3.000 60.896 182.69 80.790 242.37 59.68 LT
lan 23, 13 619.000 69.941 43,293.73 80.790 50,009 01 6,715.28 LT
Apr 22, 13 286.000 81332 23,261.18 80.790 23,105.94 -155.24 LT
Apr 24, 13 108.000 77.762 8398.32 80.790 8,725.32 327.00 LT
Security total 1,134.000 72.512 82,228.14 91,615.86 9,387.72
STAPLES INC
Symbol: SPLS Exchange: OTC
EAI: 43.249 Current yield: 4.27% Oct 24. 12 63.000 11.313 712.74 11.250 708.75 -3.99 LT
Oct 24, 12 1.000 11360 11.36 11.250 11.25 -0.11 LT
Oct 25, 12 57.000 11391 649.29 11.250 641.25 -&04 LT
Oct 25, 12 46.000 11.420 525.36 11.250 517.50 -7.86 LT
Oct 25, 12 8.000 11430 91.44 11.250 90.00 -1.44 LT
Oct 26. 12 51.000 11.400 581.42 11.250 573.75 -7.67 LT
Oct 31, 12 12.000 11.526 13832 11.250 135.00 -3.32 IT
Oct 31, 12 3.000 11.566 34.70 11.250 33.75 -0.95 LT
Nov 1,12 46.000 11.677 537.17 11.250 517.50 -19.67 LT
Nov 1.12 33.000 11.605 382.99 11.250 371.25 -11.74 LT
Nov 1.12 7.000 11.597 81.18 11.250 78.75 -2.43 LT
continued next page
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CONFIDENTIAL
EFTA_00131156
EFTA01273363

SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandd Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRIEL
May 2014 Account number
Your assets . Equities Common stock (continued)
Pur<hase pun
Trade Weber Average price POI< per stist value on Unrealized Haring
Hddno date of shares pee share (S) Cost basis ($) on may 3001 May 30 (1) ton or loss (1) Period
Nov 1, 12 1.000 11.600 11.60 11.250 11.25 435 LT
Nov 2, 12 31.000 11 .552 358 I 2 11.250 348.75 -9.37 LT
Nov 5, 12 31.003 11.465 355.43 11.250 348.75 -6.68 LT
Nov 5, 12 7.000 11.590 81.13 11.250 78.75 -2.38 LT
Nov6, 12 51.003 11820 602 87 11.250 573 75 -29.12 LT
Nov6, 12 26.000 11)312 307.13 11.250 292.50 -14.63 LT
Nov7,12 48.000 11.597 556 70 11.250 540.00 -16.70 LT
Nov 7, 12 22.003 11.582 254.82 11.250 247.50 -7.32 LT
Nov8, 12 57.003 11.446 652.43 11.250 641.25 •11.18 LT
Nov8, 12 30.003 11.672 350 16 11.250 337 50 -12.66 LT
Nov8, 12 3.000 11.666 35.00 11.250 33_75 •I.25 LT
Nov29, 12 26.000 11.778 306 243 11.250 292.50 -13.74 LT
Nov29, 12 8.000 11.778 94 23 11.250 90.00 -4.23 LT
Nov29. 12 6.000 11.765 70.59 11.250 67.50 -3.09 LT
Nov30, 12 37.003 11.714 433 45 11,250 416.25 -17.20 LT
Nov30, 12 16.003 11.677 186.84 11.250 180.00 -6.84 LT
Nov30, 12 11.000 11.688 128 57 11.250 123.75 -4.82 LT
Nov30, 12 1.000 11.750 It 75 11.250 11.25 • 0.50 LT
tan 23,13 3.076.000 13260 40,788 38 11.250 34,605.00 -6,183.38 LT
Mar 7, 13 399.003 12.626 5,037 93 11.250 4,488 75 -549.18 LT
Apr 22, 13 1,918.000 12.912 24,767.13 11.250 21,577.50 -3,189.63 LT
Aug 26, 13 203.000 14.401 2,923.46 11.250 2,283.75 -639.71 ST
Aug 26, 13 181.000 14.412 2,60863 11.250 2,036.25 -572.38 ST
Aug 27, 13 253.003 14.105 3,568 74 11.250 2.846 25 -722.49 ST
Security total 6,769000 13036 88237 30 76,151 25 -12,086.05
TARGET CORP
Symbol: TGT Exchange NYSE
EAI: 12,752 Current yield: 3.03% Sep 23, 13 68.003 64 391 4.378 59 56.760 3.859 68 -518.91 ST
Sep 23, 13 6.000 64 405 386 43 56.760 340.56 .4587 ST
Sep 24, 13 180.000 63.999 11,519.91 56.760 10,216.80 -1,303.11 ST
Sop 24.13 82.000 EgI 133 5,25897 56.760 4.654 32 .604.65 ST
continued next page
SDNY GM 00020537
CONFID C E W7030 N 33056 T 31663 I N A e70:01 L 5074 6000O2 0514 03057500i vl 23568S50 000307 Page 19 of Se
EFTA_0013 1 157
EFTA01273364

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Kaancid &bison
Priendly account naine: SCOTT STACKMAMLYLE CASRIEL
May 2014 Account number.
Your assets • Equities • Common stock (consoued)
Putease pics
rrade Marte. Average pikt Prise gel flaire Velue on Unredied Hddng
Hd d ng date of taures par %han (S) Cod bans (3) an May 30 (3) May 30 (S) gin a Ion ($) pericd
ST
Sep 25, 13 152.000 63.446 9,643.85 56.760 8,627.52 -1,016.33
Sep 25.13 92.000 63.598 5,851 05 56.760 5221.92 -629.13 ST
Sep 25, 13 18.000 63.735 1,147.23 56.760 1,021.68 •125.55 ST
ST
Sep 25.13 13.000 63.620 827.06 56.760 737.88 -89.18
Sep 26.13 114.000 63.436 7,231 76 56.760 6,470.64 .761.12 ST
Sep 27,13 193.000 63.993 12,350.76 56.760 10,954.68 -1,396.08 ST
Sep 30.13 104.000 63.785 6,633.64 56.760 5,903.04 -730.60 ST
Sep 30.13 51.000 63.888 3,25830 56.760 2,894.76 -363.54 ST
ST
Sep 30.13 27.000 63812 1,722.95 56.760 1.532.52 -190.43
Oct 1, 13 139.003 63.851 8,875.42 56.760 7,889.64 -985.78 ST
Oct 1,13 53.000 63.856 3,384.40 56.760 3,008.28 -376.12 ST
Oct 1,13 38.000 63.757 2,422.80 56.760 2,156.88 -265.92 ST
Oct 1,13 38.000 61813 2,424.93 56.760 2,156.88 -268.05 ST
lan 7, 14 197.000 62.839 12,389.28 56.760 11,181.72 -1,207.56 ST
Jan 7, I4 32.000 63.004 2,016.15 56.760 1,816.32 -199.83 ST
lan 7, 14 3.000 62.863 188.59 56.760 170.28 •1831 ST
Secuity total 1,600.000 63.695 101,912.07 90.816.00 -11,096.07
1RAVELERS COS NOTRE
Symtd. TRV Exchange. NYSE
EAI: $2,534 Curent yield: 2.35% Apr 24,12 20.000 63.432 1,268.64 93.450 1,859.00 600.36 LT
Apr 24,12 4.000 63350 253.40 93,450 373.80 120.40 LT
Apr 24, 12 1.000 63.560 63.56 93.150 93.45 29.89 LT
Apr 25, 12 10.000 63.520 635.20 93.150 934.50 299.30 LT
Apr 25, 12 10.000 63.617 636.17 93.450 934.50 298.33 LT
Apr25, 12 Koop 63.659 636.59 93.450 934.50 297.91 LT
Apr 25, 12 2.000 63.545 127.09 93.450 186.90 59.81 LT
Apr 25, 12 2.000 63.645 127.29 93.450 186.90 59.61 LT
Apr 25, 12 2.000 63.745 127.49 93.450 186.90 59.41 1.7
Apr 26, 12 5.000 63.928 319.64 93.450 467.25 147.61 LT
Apr 26.12 2.000 63.920 127.84 93.450 186.90 59.06 LT
Apr 26, 12 2.000 63.930 127.86 93.450 186.90 59.04 LT
Apr 26, 12 1.000 63.720 63.72 93.450 93.45 29.73 LT
talmoed next page
CNP200C03056316 64 MC000180246 00002 0514 0305750N x123568550 ODEeffellwGitgegges 20 of 98
CONFIDENTIAL
1
EFTA_0013 158
EFTA01273365

Resource Management Account Account name: GHISLAINE MAXWELL Your Nnandal Advisor:
cat UBS friendly account name: SCOTT STACK MAN/LYLE CASRIEL
May 2014 Account number
Your assets . Equities Common stock
lconbnued)
Purchase OW
Track mortar* Average price Price per shoe Vase on umToasis z e 4 firde=
scorm dee of snares per shale 01 Coss bads 0) on may 3001 May 30 (1) gale o (
May 1, 12 15.000 64.637 969.56 93.450 1,401.75 432.19 LT
May 1, 12 6.000 64.715 388 29 93.450 560.70 172.41 LT
May 1, 12 6.000 64.975 389.85 93.450 560.70 170.85 LT
May 1, 12 2.000 64 850 129 70 93.450 186.90 57.20 LT
May 1, 12 1.000 64 820 64 82 93.450 93 45 2&63 LT
May 2. 12 7.000 64374 450.62 93.450 654.15 203.53 LT
May 2, 12 4.000 64 410 257.64 93.450 373 80 116.16 LT
May 2, 12 2.000 64 320 128 64 93.450 186.90 58.26 LT
May 3. 12 4.000 64.960 25984 93.450 373.80 113.96 LT
May 3, 12 2.000 64 675 129 35 93.450 186 90 57.55 LT
May 3, 12 2.000 64.910 129.82 93,450 186.90 57.08 LT
Jan 23,13 629.000 77 560 48,785 62 93.450 58,780 05 9,994.43 LT
Apr 22, 13 290.000 84.719 24,568 68 93.450 27,100 50 2,531.82 LT
May 22, 13 Ill000 83 807 9,302.58 93.450 10372 95 1,070.37 LT
Security total 1,152.000 78 533 90,469 50 107,654 40 17,184.90
UNITED PARCEL SERVICE INC CL 8
Symbol: UPS Exchange. NYSE
EAI, 42,843 anent yield 2.58% Sep 19, 13 82.000 91.779 7,52590 103.880 8,51816 992.26 ST
Sep 19, 13 19.000 91 625 1,740.88 103.880 1,973.72 232.84 sr
Sep 20, 13 107.003 91.805 9,823.18 Ice.eao 11,115.16 1,291.98 ST
Sep 20, 13 26.000 91 835 2187.71 103.880 2,700 88 313.17 ST
Sep 23, 13 93.000 91.049 8,467.59 103.880 9,660.84 1,193.25 ST
Sep 24, 13 93.000 91 612 8,520.00 103.880 9,660.84 1,140.84 ST
Sep 24, 13 41.000 91.663 3,758 20 103.880 4,259.08 500.88 ST
Sep 25, 13 62.000 91.138 5,650.56 103.880 6,440.56 790.00 ST
Sep 25, 13 11.000 91 090 1,001.99 103.880 1,14268 140.69 ST
Sep 26. 13 64.000 91.489 5,855.30 103.880 6,648.32 793.02 ST
Sep 27, 13 54.000 91.117 4,920.33 103.880 5,609 52 689.19 ST
ST
Sep 30.13 46.000 91.475 4,207.86 103.880 4,77848 570.62
Oct 1, 13 46.000 91.668 4,216.73 103.880 4,778.48 561.75 ST
Oct 1,13 6.000 91 650 54990 103.880 623 28 7138 ST
continued next page
SDNY GM 00020539
CHP7DOCE005631665NP7003197246 00007 0514 030575004 S'173 568S50 000000 Page 21 of se
CONFIDENTIAL
EFTA_0013 I 159
EFTA01273366

*UBS Resource Management Account Account name: GHISLAINE MAXWELL Yourlqoancial Advisor:
Friendly account name: SCOTT STACKMAATLYLE CASR1EL
Account number 212 821.7000/800-308 3140
Your assets r Equities . Con mon stock (contmued)
Purchase miter
rra* Isuirbee Average pico Pnce per Otite Vaut on unrealzed Hcang
mciang dMa ol sharet per Mare (S) Cou bath (1) on May 30(S) May 30 (1) gain or Ion (4) Pr11441
Oct 2, 13 61.000 91.128 5,558.84 103.880 6,336.68 777.84 ST
Oct 2, 13 19.000 91 067 1,73029 103.880 1,973 72 243.43 ST
Oct 3, 13 55.000 90337 4,968 58 103.880 5,713.40 744.82 ST
Oct 4, 13 55.000 90.653 4,98596 103.880 5,713 40 727.44 ST
Jan 17, 14 121.003 99 231 12,037 00 103.880 12,569.48 562.48 ST
Acting total 1,061.003 92 250 97,876 80 110216-68 12,339.88
MLINX INC
Symbe XLNX Exchange: OTC
EAL 12,086 Curent yield. 2.47% Sep 7, 12 25.000 34.770 869.27 46.960 1,174.00 304.73 LT
Sep 7, 12 5.000 34 846 174.23 46.960 234.80 60.57 LT
Sep 10, 12 37.003 34 845 1289.29 46.960 1,737.52 448.23 LT
Sep 10, 12 3.000 34.660 103.98 46.960 140.88 36.90 LT
Sep 11, 12 20.003 34 853 697 06 46.960 939 20 242.14 LT
Sep 12. 12 18.003 35.006 630.11 46.960 845.28 215.17 LT
Sep 13, 12 21.003 34.886 732.61 46.960 986.16 253.55 LT
Sep 14, 12 19003 35536 675 19 46.960 892.24 217.05 LT
Sep 17, 12 7.000 35.151 246.06 46.960 328.72 82.66 LT
Oct 24. 12 3.000 32.523 97 57 46.960 140 88 43.31 LT
Oct 25, 12 5.000 32.522 162.61 46.960 234.80 72.19 LT
Oct 26.12 3.000 32.776 98.33 46.960 140.88 42.55 LT
Oct 31. 12 1.000 32.770 32 77 46.960 46 96 14.19 LT
Nov 1, 12 2.000 33360 66.72 46.960 93.92 27.20 LT
Nov1,12 1.000 33.520 33.52 46.960 46 96 13.44 LT
Nov 1, 12 1.000 33.530 33.53 46.960 46.96 13.43 LT
Nov2, 12 1.000 33.550 33.55 46.960 46 96 13.41 LT
Nov5,12 1.000 33 190 33.19 46.960 46 96 13.77 LT
Nov6, 12 3.000 33.886 101.66 46.960 140.88 39.22 LT
Nov 7, 12 2.000 34.025 68.05 46.960 93 92 25.87 LT
Nov7, 12 1.000 33.910 33.91 46.960 4696 13.05 LT
Nov8, 12 4.000 34.032 136.13 46.960 187.84 51.71 LT
Nov8, 12 1.000 33.860 33.86 46.960 46 96 13.10 LT
Nov28. 12 4.000 34312 137.25 46.960 187.84 50.59 LT
cantouednext page
CHP7COCE005631666NP70C01.50246 ce= osl4 030575004 Y123583$5000MyGm0002(sit 22 of 98
CONFIDENTIAL
EFTA_00131160
EFTA01273367

Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name: Indr SCOTT STACK MAN LYLE CASRIEL
May 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase price
Dade Hunter Average pace Price per share Wine on Wrecked HoIcing
Hddng date of shares per shore (1) Con basis (S) cn may 30(1) May 30 (1) gain or loss (1) Period
Nov28, 12 3.000 34.410 103.23 46.960 140.88 37.65 LT
Nov29, 12 15.000 34.583 518.75 46.960 704.40 185.65 LT
Nov29, 12 3.000 34.493 103.48 46.960 140.88 37.40 LT
Jan 23,13 1.087.000 38805 40,00801 46.960 51,045.52 11,037.51 LT
Apr 22, 13 502.000 35.691 17,917.23 46.960 23,573.92 5,656.69 LT
Security total 1,798.000 36246 65,171.15 84,434.08 19,262.93
Total $1,715,949.62 $2,045,902.23 $329,952.61
Total estimated annual income: $56,965
Your total assets
PeKentage 1 Cost Est mated Unrealized
Value on Wry 30(D your aC Muni tete (5) annuallaccene (1) gain or loss (5)
Cask Cash and money balances 52,904.29 2.52% 52,904.29
Equities Common stock 2,045,902.23 97.49% 1,715,949.62 56,965.00 329,952.61
Total $2,098,806.52 100.00% $1,768,853.91 $56,965.00 $329,952.61
Account activity this month
Ode Activity Description Amount (1)
Dividend and interest income
Taxable dmdends May I Dvidend GEM. MILLS INC PAID ON 1882 771.62
May IS Cividend COLGATE PALMOUVE CO PAID ON 1508 542.88
May IS Dvidend PROCTER & GAMBLE CO PAID ON 1134 729.84
May 20 Cividend CATERPILLAR INC PAO ON 1110 666.00
Total taxable dividends $2,710.34
Taxable interest May 7 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 050814 1.20
Total taxable interest $1.20
Total dividend and interest income $2,711.54
SDNY GM 00020541
CNP700093056316 67 NP7000193246 00002 C614 030575004 YI23568550000000 Page 23 of 98
CONFIDENTIAL
EFTA_00I 31161
EFTA01273368

SUBS
Resource Management Account Account name: GH MAX ELL Your Amends' Advisor:
Friendly account narne:Ind SCOTT STACK MAMLYLE CASRIEL
May 2014 Account number:
Account activity this month contnuedl
Date Actnnty Description Arment (1)
Money balance activities Apr 30 Balance froward $50.192.75
May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62
May? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20
May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72
May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 666.00
May30 Closing UPS Bank USA Deposit Account $52,90429
The UBS Bank USA DOW Account IS your primary sweep option
CNP7C0090C6631658 NP70:0193246 00002 0614 0.30575004 Y12356EISSOCOMAW_Ght00020gri 24 of 98
End of statement for account num bet
I I
CONFIDENTIAL
EFTA 00131162
EFTA01273369

Important information about your statement
LE6 Firuncial 5.n/ices ix. (the F im or UITS Anemia! WA you the fin stamens on ninth the error or The Finn, together with certain stains, ha also account held, you choose one of to following
Senike). is a merrter of all princin mealy, canto* problem appeared. purchased applurental protection. The matrix, jinni *Octet
and cptere exchwges. I.BS Fe-ernial Semites and UES - Prow:Miro: nano ad accost number Of any) mount pay** to al eligible diets, cobecting lades • trod*. Conentbworne. Insane its seekng the
Bank USA we rdrect subsdares of LES AG and — Desoto the *nor or he transfer you re tare this protection is 5500 million as of December 10, 2013. generation of income mg.
anilines of LES Seasitin U.C. The Fim's I handal about and 'ratan a, chair atm cat why you • Achim Csottrf Approciat;on: Inseam,* seeking
statement is available upon reales. The Finn wenn behye t is an error a why you need more klota to the pokyconditions ard limitations, cash X growth of prncpal rather that the gran:not
oft ces aw a: efamation the Firm is further protected to matette million n the mom?.
— Proud. the &ear anion d to suspected not aggregate for all you accounts held n a articular • Produce Combination of locoree and Capital
LES Finanor Sinai capacity. A fir ccpy of tie poky wiring is inedible Appreciation nesiments seekeg both the generaticn
1200 Harbor Boulevard The Fie or Cad Issuer wel eirest(gate yaw complaint LOOn of name and gnash ol prekbal.
Weehawken, Id 07066 and will correct any error prompt/.
The SIPC protection and the supplemenUI protection
Otwoll risk profd es
L T E hi S s n Fe a - t u e n r c n i e a n l S t r e e n p s r e e s s e ac n c t o th u e n t a . n O y th o e f r f i w cia a l d re s c , o e rd v o a f p y t ou P fin le a a n s c e i m al a in k s e t a a ll t i r o h n e a id s e p a a t w ed b k o n to fr t o h e k o Fe n r t n o o f r t t h a e e . b o C th o d n o a n n o fi t n a a p n p c l i y a l t o T . i es controlled by (and istaded • l C o o w n S se c r v a a n r d n v S ol e a e t k il s it y to to m t a h n e t a ai c n o M rn e t l h p e i r s al p , t a e t n w d ith
R r o o o m f a f t i n i c s b i c s a e h i l o r t n M e h , l a i e p e n d l d e a o a L g c s y e e u r o r n o n e f e p I t n o f h r y t e t o c i o t u a f i f r b i n r c e m e n d e e i e n c w n i g a t t i h c e g e o ly r m e n n i k s a a i a r n k a n g c i e n c d r o g r a o u t t e r n o a t s . t h h o e u ld p m t a to a r a a m o y n r t u e b h n n e e n t i r s t s n i u f i n n o b s h j r c t e i s a t a c u e t d s t i t : t o h o M r n i w m l s i e m a m a s r e i a l p n e o y u s n b r n . c a e h A o r a s c c u s n c e e b o - s j f u e e a a n c e n c t t s s d c t , o t t o c h h h a n a r a t t t o r r f a g a e e t e n e s s s n t f f f r e o o a a r r r n c S l c u s a e o f n t e e e u p . r n r a e t i s d d y L i S f n i o O e n c u r S d l v u r i s A c d a e i G w c n s c g h S o ( i e v u n t a . n a e g r t n i . s a v . u l b c a o c l e l e d h u r s t b s t ) a h r b n i a a n u r n i ( e t t * c s h s h c a e a ( , r l s d e I h a ) r a n e a i w n g d t a i U s ( s i y B u t v e f ) S r r r s n o e B h d m e i a r d e p U i t s e r , B o c o c S t f t l F r y m c a i n a h S u a d . t - n u t c h a a b e l t i l • M i i t n n h c f o a l o a d t m t m e io e ra n e a t . e n n W t o he i u l l a n i* c s t c o o t d a s c m t c d a e o y p e t r s o s n o t m o k t e e g e S e p n c p e a t r o c a e t p e w i s n ig o it n n if a ic l a a n n t d
AX-ough al figures shown T9 I-tended to be accurate. name of the account holier on to books a-4 records tolerate some *tag* to seek Friter returns.
statement data should not be used fix tar purposes Rely UBS Sweep Options of the applicable issuer a trawler agent); • Aggressive: Wiling to accept high ridsto principal an
sink on wmend tax forms, te.. Form 1090. Sat UBS offers options for sonepng cash brans, biances high ...Agility to seek high returns over time.
10425, etc.) whin preprregyour tax return. The Fim a to bat deposits al UBS Bat USA and UBS AG Stamford • Certain meaner* contracts or iwestnent interest
required by low to won to te, IRS all taxabk dint*. branch (Bank Sweep Prog-ams), moneymaks intuit peg., limited partneshin and prime pia:amine) that Statement Immeholdre
report** rontrobk duidends and taxable merest stands (Morey ands) axIthe Intonational Deposit are rot retread under tie Securities Act of 1503; We may consolidate al related account statements with
eared on wcunties held in you accent, net proceeds Arrant ODATfor customers with wi Intentional ad the sane address n the sin envetge. Accounts may
at sale transactors, and cost base airman covered Resource kingement Arrant. Through tie Bank be related Ice this purpose berate they have omen
swain. Swap Prona cash balances re swept to LBS Bak • Canadian cornets (e.g Intim excha-ge and who also mainuin pit accost relationships with other
USA up to an estabkhod knit ad then to IBS AG pm kismet/A catracts). include* futures contacts clients at the sane address. This practice known as
Communications win the Firm Stanford Brandt ore Money Fund. Deposits at UBS ad tornotittorificn contracts. • houstholing II you prefer to retake ediedual
. Please re-confirm arty oral cormtmcaterts in wing Bat USA are FDIC mired in accordaxe with FDIC statements maned in separate envelopes — you may
to further protect your rotes includrig your rite oaks. For mere nit:mak:el please veit wwwfdicgov. the 51K protection and the suppkmental protection do d.clre household,* by Ealing your Frontier Advisor.
order the Stoat Manor Protection Act (MX) Deposes at UBS AG Stanford Buda std tares of not apply so these assets teni f they otherwise appear
Money Funds are rot tend byline FCC. on yoa staternot. he SEC protection and the Friendly savant name
• If the finawal nstitution cn the top left of the kin ssniknental protection der not protect mare changes The Friendk want name reflects information that you
of this statement is nor UPS Sinaloa Sykes, LES %romp, the OA, mailable to cash balances are swept to in the maim vain of you investments (whether as a entered on the Firm's onlne senores webute. N is a
F b W r e d e e c i n e W o r o a b r l y S a e e t m d a i y t r e g v s e c r o a r f a r r t n i h e t i s s w y r a e o t la u t - t t i h a o e c n c s r o h d u i c p n a t w t a e h s d i c n i l n e y a t o l m u it u g t iXt d A th e G e p F C os I a X t y a m . c B a c n o a B u lm n ra t o s n n a c h l F U e B T ld S h a e A t w G t o d N e L e p E w os S Y it s A a a G k r e B C n r a a o n r t n c r h a o a l u n B n d ra d C - b B ti y S r o e t s h u e l r t o if f ) m arket mosement, issuer bankruptcy a C a w c u i c t s h o lc u m m n a i t z . r a Y r b e o le u c o • c n r n d ic e c lr m h un a in w v g e • I y t c h o h o a s s s h e n n i o e b n le y d g y k a o l a u e c t f c f o e o m c u t n o t i x n n a y y m o o e u u s r ,
opened this woost. Inns case, your trots and are tempera* exposed to the sovereign risk of the More information is amine tpon reopest You may through Orin Services or by contact,* murFrancial
sectrata-e located a LES EnancUl Sensesand rot Caren elands, and tore is no gannete or other obtan sae nfonation about SIPC. eiciAng the 51K Anse,.
to imodwng broker. aid you run make a WWI obligation of IBS AG to repay to bolarces wink on the &whine, by contacting SIPC a 202371.8300a by
of sry aux or *Tuition to both NITS. UBSC wmans Brach's books. usitng the SIK *Waite at YAW/.140‘041 • A c m co e u n nt o o f v n e o rv r i a e c w c ountiPortiolia Net of assets rd
A N actor statements shall tie deemed complete ad Deposes a LES Bat L6A and each UPS AG Sandi are Dividend ReiWetblbecill Program (Dpi)
accurate d not objected to in wrong within 60 days. not protected by SIPC. Money Fund shares ere protected The age reflected is an swage price. You may obtan • Ant hulas salable cash balances. wades for
by SIPC. See 'LBS Financial SWAM Accost Protection* the actual price Iran tots Fnancial Advnor. Only Wok restricted sem* lest), and Global tine Deposits,
• Please Wert customer complaints a iNIJiin to tie bobw tare are purchased under DM; partial shires will be urrealied mats to market, and caftan nits not held
Firn's C lent Relations Depanent n 201,352,1699 sod rd tot cash wa be, deposited et your account The by the Fem. Does rot include unpriced S9Clntifill assets
atolsfree at 800-35.4-9103, 860 A.M. to 6:00 P.M. Upon your reg.est, balrices n the Barn Sweep 6viderd reiwesvnent price applied by to issuer may al the end of the prior and curent statement periods. or
ET Monday through Friday, a in *Meg to LE6 Programa OA may be withdraws and shares of a • from the wake( ate at which the partial shires private iwestnwns, invested stock options wed
Feencial Senores ix., Client Relations Dees-Went, Money Fund my be liquidated, and the proceeds n sold ennable stock anions
P.O. Box 766 Union City, NJ 07087. returned so you or mur kiosks want, • Clangs Include, debt bilirces, cuturdirg reign
Cannlieu loans. credit ter, has want balances.
• ki Case of (*men or Wert ern about at electronic knher formation about available snip options. CM, whole units may be held in aar account. If you ere • Casb/reoner Wares. Total of unimested amiable
funds transfer EFT), bi puymm or UBS Visaed ebit ndaing anent reerest rates and midi, a sank at entitled to a pa-tul unt as smolt of a dviderd Danko' cash balances, plus UBS Bak USA deposit tintices,185
card tramatiorts, call 62-1000, or wile to UBS meaty conk...enact, from your F nanc in Winos or otherwise, the Firm veil ether sell panel ant at AG Surnord Branch deposit balances and money mantel
Enna' Minces eic„ MOO Harbor Blvd, 6th floor. or by calling 800762.1000. mann pia a accept an amount determined by a maul fund sweep Sams, at the close of tie
WaharAers W 07086. Ana RIVINESA Sexces registered cleat; agency, and credit year accost. rtaemere period. Norwormlocky Vet credit balances in
UM Financial Soren. account protection your ocean are rot segregated from other balances
Cal or write as soon as you cart it you rids aces The is a menthe el the Secedes investor Protection Investment objectives and the Fan may use any of these funds in the ordinary
statement or receipt is wag or d you need more Corporaticn (SIPC), *nkh protects securities account, of The nes-swat °banns rd risk profile we spwlk to COWS' of thane's. These funds a* payabk iron
Hammen about a tire* on the usenet or its members up to 5500,0X) (inn* $750,000 for each account and may vary between, Phase Seise the your dernard. This total is includedin fw cuTent period
h c9 e c9 r 0 f 1 ro . T m h y e o F u ir n m o o la r C te a r r t d h a h t o 6 a 0 r d a a s y s a a fk ft a er b t l o ek F tk im r0 a d l a l m ac s c k ou r n c t a t s a h) t T y h o e u M ho K ld a n ss a e t p p a r - o li t m ec b t s io c n a k pa in cit y X . PV to M Fe a rn x p ie r ' o s n it g u , n on n m o e r n 'I ; n o n f a e n n y s o i b r je k c a tiv n e t s c . h F a a ng e e a n ch y ou- closeg value.
SDNY_GM_00020563
CONFIDENTIAL
EFTA_00131163
EFTA01273370

Important information about your statement (con inued)
landfig Herniation you would snuck receive h the market Prices are - • Ostrizo cm to date may include return of — h adios 10 COmm6Srni enticed n conneacn
Fa cabled information cn theft-es fending practices *Waned from various third party sources which we cagily. income a both wth the sale or distnbinon o1 array contracts
and &douses, refer to yisr Client Relatership Delve to be reliable. but we do not gatralee their - °signal trit see • represerts the initial Wang and vet investment flat units to our <lents, we
Age-want or &cant Agreement end the General accuracy. price per unit and may not reflect Will Oast basis meta our affair* recewe sevens sharng
Towns ad Conditions UBS Statement of Credit Practices — We germs' um the closi-g pricewhin avilabba corrpenembn tram many of the ingrains*
available in Appeetmene andD ix/mums at the mean of to bid and ask prices farmed • Resibiched securities Res-Voted seardin generally companies undenwitirg the amity contracts,
nyaguakusaiirsgurtlagatuan seardies and cptiors a ong bid prices fa OTC we rot saliently agble Ice public sale. UBSFina-cal *dates of to Maw& corpases or sponsors cd
seosties. Services owes to motet price of the unrestricted stock tetra imestment trusts we *Mime
Vas meta - Less actiwg traded securities may be priced using of the same issuer:ism mputed value for de - Oar affiliates ako receive trading commeekrs and
Your OefaMent imbed securities aidother wets held valuation model or de moo recent roe we restricted stock for memo:es of (Ns 'Cabmen only To other canoe-catkin town mutual finds and
h the account at the end of the statement period. You obtained and may not reflect an actual maket rice the edent that reariaed Searition are ergbki la sae, nuisance companies whose psOCIJCIS we distribute.
may ark fordehey of fully paid secuties at anytime. or gam the striae staked may be stionantialg less than the - Vivien** an anal fee from UBS Bark LEA and
You may receive securities used as loan collateral after - Certain positions may appear witheut a prise and inured value gnaws lES AG Stanford Brandi of up to $zs per accost
prying any balance due on tem. My securities will avow at *price was rot available' if we re sweeping to the barks under the UBS Bait Sweep
translened to use Firm drig the statierent penod are undole to obtain a puce fo r a warty • En. (ostirneted) inccene. current yields and rates. Programs
listed al market value as of the end of the Patentee - Deposits or senates de-aninated in currencies An estinate of areal income is based as current
Feria other tan U.S. dollars are reflected at the etchingi Siderd ad interest rates, assuming fie secaties will Activity
• GOAN'S. n detomning the cost basis of the rate as of the statement date. be held for cat yea from statement date or until hbrmaticri regard:1g commissars and *ter charges
senates included in this statement, where indicated - For cerien wcutitin eating in non.conformng muggy, This emirate Song a ga:Salne, accuracy incurred in connect cn with fie esecutcn of rade',
wen the number 'I,' UBS Fivercial Services has relied cknominataa mice rd qua-Mydace valor) may rd continued income are not guaranteed idudng option transactions has been included on
on inforwation obtained from sources other than LES have been adisted to militate prime* vauaion. - Estimated anal ncome rd carent Wild fa cadirrnfions previously furrnbed so you. ad %A be
Fi-encial Services. including information Iran another To obtain current quotations, when wait*, contad certain types of bashes could include a retun of pronged to yOu wavily on recpest.
am a that you may have provided to you Finaxial pa Financial Adder. omegaor capital gars in which case the est
Advisor. The Finn does not ittiperctintly verify a income (dr:t tuners yel:$ would be mergated. Short Naha
assent** the &rosary or nuking day irforrmtion • Private ircesbnints end dructewed prodemb. - Estimated real icane rd current Wild and the f Kure engaged in short selling a security, you may
provided by sans other than LES Fivntial Senates. hint, metre& nighties (xbdig drect actual ixcme endyield might be Itiver a higher Paw a charge the to certain bcrrowi-g costs for that
participation proaam end real estate imestrnent trust than the estimated amounts. partisulir securty.
h aicitirt although UBS FindiCel Services general& senates) and structrred pecan 31* gamely highly — An estmate of rrualced ncome (divdend andor
Lactates fide Hamann at karate:tied, the firm liquid. Certain stristired proiste have not been interest) deniedby the anent market Open oedema
does not provide any astaransee that the idamaciin registered with the Securities and 6thage vatmdaverage balance it based on the bit dividend Rtilading opera or • goaditillicancellecr aders fiat
order "Cost basis" and laireakzed gar/loss' is a under an/ state securties laws. We Or merest payment made by the issuer and were not vented by the gatemen date, open buy ani
accurate as a the date of his statement. As suck prosede estimated vat es for private investment marries she secuities/deposts will be held for ore sell stop orders are refixed by the amount of dividends
please do not mg on this ntiamation to make secedes and structured products for idormatbrul year from the statement date or until malady. or riggs on an exdividerds a earifits date unless
pachara a sale decisions, fa ism papmes or purposes only Accasacy knot guaranteed. Accuracy ad continued yeld are not gmeranteed intruded otherwise by you. You are responsble for
othenvise. Accounts transferred to tie fim may - These values may differ abstantiatry from prices. a orders that we healed the to your Ilium to cancel
reflect gail loss rdanutifi ong for the period of any, at MI& a private isresament security a • Pants not held by 1185 'rancid Services. Certain 'sifting open orders.
tine they.we held a the Frm More histsnical structured rcdxt may be bough or sold and do assets we rot held by the Fin and not within the
nknnaton tribe adied by yotr feunciat Advisor. not necessarily represent the vamp& Cray receive Fen's possession or cawol. These assets de Pinney
Won Ifluidation. dspleyed on your statement for informational To obtain a copy d ax current Client Finocy Naito,
• Um-edited gain/loss risen data is mailfik. - Thid pat, intend's of wta av as a a renal purposes orig. Positions ad values presented am please contact sour Francis' Athisor or visit w website
estimated 'treaded cuing lases we caudated fa date and are stippled to UBS Financial Services on a Vended by fig issui-g fern UBS Frantial Services is at smisdiALEBOBEBWORMIER.
hiving! sectary lots. The transaction data for regukt bass by an independent vacation fim. not rest:amble for the ilormation and des not
rgiviitial lab may or may not telkct &ruminant. - bum generalpanne- or sponsor estimated vete', quaint*/ es accuracy. These assets are rot protected UBS Financial Services a rot a bag The RUA, Business
*urges ands security reorgeniza iin hunts ary, are supplied to the F rrn by the Sauer, by SIC or to Finis umplementalS1PC coverage. Services Account BSA and ELIA are brokerage accounts
Dividend and oterrenwstment lots and systematic genital pater or sponsor and may be tabulated which provide access to barking services and products
padvse lots are each combined todisplay ore based on Cabrera information from that used by • Revenue sharing and additional compensation. through amangirnwits we, "Solid bags sad other
averaged lot. Ihe • Trade date • colannaesents the hid parties laded,* their estimated values. — In addition 10 commissions on sales and 12b1 fees thrdpasy banks, rod provides access to nsura-ce and
original transaction trade date. - You can obtah addacrul Hamadan regarding received n correction well the disuibution finuty pronact hued by unaffiliated third.pasy
the methodology used to determine the estimate of manual had to our clonal vs arida our alMate insurance &impales through reurance agercy
• C th a e l l I a s b s l a e s s c e a c t u s r f i o ti r e e s e B ry a s -c e k c/ e a n n -O d m ;r a e n fe w rr il e l b d e s t s o e c l k e c t t h e a d t b va a l s u is e f a or d t o the e d n a i r te a t o e f b to y c P on la tm na le ti g o y n o t u h r a fi n is a t n h c e ia l n a- a d i o v s e a m th o is n c d rs e c t h a t r h in e g m P u a e g s r li e f n u t n s d * s 0 t 1 h 1 a 1 t c w lia e r s ib e u ll. t on subsdifies of UBS Financial Services Inc.
mpasely by lot Iran arrong all seosaies of fiat Advisor. 11-eseanorts are based on two <Menlo Iniestment nsura-ce. ad a-nAy products
isle held hour cosmos in nominee name la as - Thief party estimeed wakes my be reflected as coMPinent6- amantel sales by UBS via Not MSC inured • No bank guwantee• May bse vale
clients. Call frame ilcanati:n s cbtaned from third 'Not pied' h sem I sit aims. wee n pm-ticula mutual fund I amig to our clients and CO
parties and es accuracy snot guaranteed. Other tall Pdependent satiation tem RS not suppled or is the meet value of ape-thaw mutual fund family's RYA. Resource Management Account, Business Services
fealties may gest which could affect yield complete unable to assign a vale, when we become mare shores held at the Imt Account BSA, ISMA and alternation& Resource
edcmiati:n will be provided upon request that a material event has ocoared that may call a — We and as atMate also recewe nemaking and Management Acorn we registered service marks of
'whom* reported vela Pro question, or when a orrnbus processing lees in consideration tor UBS Fruncial Services Inc
• Certificates of deposit (us COs are FDIC hewed value would be highly speoArtive due to fie nave transfer agent series that we provide to the
Lp to S2 9),000 h racist' and accrued interest per a the searity rrulual fade. These len generalltr are pad from Visa *rose is a regigered zeds* mark of Visa
deposior and pee deposhayinstitutich Piaccordance - When neither an suer, general partner or sponsor investor awns in the mutual fund and are a fixed International uBs Via Signetse cede cards and UBS
web WI( rules. *stinted value nor a thrdparty estimated cola if Jolla amount based an tie number of amounts at yea debt cards we skied by UBS Bank USA with
',road. the value of the smarty will be &Bawd the broker-dealer holdng maul( lads at that fund permission from Vas U.S A Incorporated,
• arbearalue Fran displayed fo r »cunt's, and ogler Iran its purchase price.
products may be higher or lower than theorise that UBS Financial Services inc. Pm 201402
SDNY_GM_00020544
CONFIDENTIAL
EFTA_00131164
EFTA01273371

SUBS WS Financial Services Inc UBS Strategic Advisor
299 Park Avenue
25th Floor
New YoM NY 10171.0002 June 2014
CNP700645.38950614 X123. 0
GHISLAINE MAXVVEU.
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name:
Account number:. SS
Your Financial Advisor-
SCOTT STACKLIANILYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financiar Advisor or the
RMA Resourceithe at 800-RMA- '000, on May 30 CS) on lune 30 CS)
account 029323568
Your assets 2,098,806 52 2,071,921.44
Visit our website: Your liabilities 0.00 0.00
vww.ubscomairsantialservices
Value of your account $2,098,806.52 $2,071,921.44
Items for your attention
• Reminder. Certain mutual field shares
held in select UB5 Investment Advisory
Programs will be converted starting in
lune. See your statement activity for Sour an of your account growth
details Tracking the value of your account during 2014
Value of your account
at year end 2013 so®
S Thousands
Net deposits and
2,098.8 2,071 9
withdrawals $1,927,577.43
Your aneStMent return
Disidendard
interest income 515063.38
Change in
market value 4125290.63
Value of you wean
*akin 30, 2014 32,071,921,44
May 2014 un 2014
SDNY GM 00020545
Member SIPC CNP70003006458895NP700O298741 00002 0614 030575004 Y12 3 568550 11 1000 Page 9 of 102
CONFIDENTIAL
EFTA_00131165
EFTA01273372

T
UBS Strategic Advisor Account name: GHlkAINE MAc1/1, ELL Your iq Randal Advisor.
Friendly account name: SCOTT STACK MANL YLE CASRIEL
Rune 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30 (t) pit account
Cash and money balances may indude
A Cash and money balances 0.00 0.00% Your current asset allocation
available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 2,071,921.44 100.00% mutual fund sweep balances See the lmponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
a 00% those balances
E Non-traditional 0.00
F Corrmodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $2,071,921.44 100.00%
C
Value of your account $2,071,921A4
Eye on the markets
Percentage change
Index lune 2014 year to date
S&P 500 2.07% 7.14%
Russell 3000 2.51% 6.94%
MSC I - Europe, Australia & Far East 0.99% 5.14%
Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93%
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
011'70/X9006496€96 N1'7003296741 00002 0614 030575001.'02356855011 gffieGmocesseo of 102
CONFIDENTIAL
EFTA_00131166
EFTA01273373

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your /1n andal Advisor:
*LEIS Friendly account name: SCOTT STACK MANLYL€ CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
lute 2014 (s) Year to date (I) Wives reported telcw exclude products (or which gam and losses are not decsifitcl.
Realized gains and losses Unrealized
Opening account value $2,098,806.52 $0.00
lune 2014 (I) Year to date 114 gains and kisses (1)
Deposits, including investments
transferred in 367.91 1,988,961.76 Short term 0.00 0.00 11,521 87
Withitawals and fees, Long term 0.00 0.00 344,449 95
including investments transferred
Total $0.00 $0.00 $355,971.82
out -61,38433 -61,384.33
Dividend aid interest income 8,112.13 18,463.38
Cash activity summary
Change in market value 26,019.21 125,880.63
Closing account value $2,071,921.44 $2,071,921.44 c S l e o e s i A n c g c M ou a n n t s o e c s t t r e a ty r e th . e F D m IC o n in t s h u f r o a r n d c e e t a a p ls p l S es ci e O n n c ly e s t o in d y e o p u o r s i S ts w a e t e 0 p B O $ p B ti a o n n k s U ar S e A in , n c o lu t d t e o d * i p n o th s e t s q : a e t n U n B g S a A n G d .
Stamford (rand) or bank deposits paced through the USSInternetronal Depose ACC0ullt program SIPC
protection applies to money market sweep fund holdings but not bank deposits. Sao important inSormation
Dividend and interest income earned stout your statement co the last two pages d this document for deals
June 2014 IS) year to date (I)
For purposes of this statement, tanabifity of inkiest and dntdend Income has been determined from a US Opening balances 552,904.29 $0.00
tar reporting penpectint. Based upon the residence of the account hokler, =count type, or product type,
some Interest ancior dvidend payments may not be subject to United Slats (US) ardor PUtft0 Rico (PR) Additions
Income tares The (tent month); statement is not Intended to be used and cannot be reSed upon for tar
purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annuely. such as Deposits and other funds credrted 367 91 42,920.95
the Forms 1099 and the FOrMS 49D, fOr lei reporting information It is the practice of UBS to file the
Epplicathe tae reporting forms with the US inlern11 Revenue semce and PR Tkasury DePartrrent. and in Dividend and interest income 8,112 13 18,463.38
such forms accurately daffy dindench an/ a interest as tar exempt or taQble income. Pleat consult your
indw:lual tar preparer. Total additions $8,480.04 $61,384.33
lime 2014 (3) Year to date (I) Subtractions
Taxable dividends 8,110.02 18,458.90 Professional management fees and
related services 55791 -367.91
7.).)14-2 ri!ef.:.•• 2.11 4.48
Other funds debited -61,016.42 -61,016.42
Total current year $8,112.13 $18,463.38
Total subtractions -$61,384.33 -$61,384.33
Total dividend & interest $8,112.13 518.463,38
Net cash flow -$52,904.29 $0.00
Closing balances $0.00 $0.00
SONY GM 00020547
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CONFIDENTIAL
EFTA_00131167
EFTA01273374

*UBS UBS Strategic Advisor Account name: Your Ignendal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
Jure 2014 Account nuntber.
UBS Bank USA Deposit Account APY
Interest period May 7 -Jun 5
Opening UBS Bank USA Deposit balance May 7 850,965 57
Closing UBS Bank USA Deposit balance Jun 5 $55,159.89
Number of days in interest period 30
Average daily balance 852,354.87
Interest earned 82.11
Annual percentage yield earned 0.05%
Your investment objectives:
YOU have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full descripticn of the alternative
investment objectives in important inkgmarkin about your statomant at the end of this
document.
Your return objective:
Cunent income & capital appreciation
Your dsk profile:
Primary - Aggressive
Investment efigibihty consderat on - Norte 92-tecied
Your account instructions
• Vow account is currently coded for margin
• Your account cost basis default closing method is FIFO, First In, First Out
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CONFIDENTIAL
EFTA_00131168
EFTA01273375

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your II nandal Advisor:
*UBS Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
lure 2014 Account number.
Your assets
Some income and current 'MOPS Sheerer may be approximate. As a testa, gam and losses may rot
te acurately relleded. See importer( snlosmatron about yam statement a the end ol Ifs cteurrem for
more infortnalon
Cash
Cash and money balances
Cash and money balances may Ind usie avalaNe cah balances, U85 Bank USA deposit account balances
UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA °twin( account balance are insured by the FDIC nil n cask die limits, tel are not
protected by WC. U85 AG Stanford Bray h deposit acoum banes an not enured by FDIC ind Me not
poieded by 9PC Money market sweep balances are protected by WC but we not insured by the FDIC.
See the !important information about your statement a the end of this document for details about those
balance;
Openng bdance Closing Wane Pnce per share *stage ()nick nd interest DafS Oft
Hddng on tun 1 0) on tun 30 (1) on Jun 30(1) rare peeked paned Cep moon' (1)
Cash 0.00 -1,389.47
UBS BANK USA DEP ACCT 52,904 29 1389.47 250.000.00
Total 352,904.29 $0.00
Equities
Common stock
Purchase pied
Trade tart'« Average price Nee Per share Vaue on Unrealized Hold rig
Hcldng date of shares per share (1) Cost basis ($) cn tun 3001 Jun 30(S) gain or loss (1) period
ANALOG DEVICES INC
Symbol: ADI Exchange. OTC
EAI: 12,591 Current yield: 2.74% Nov 16, 11 13.003 37 316 485 12 54.070 702 91 217.79 IT
Nov 17, 11 13.000 35 393 460 12 54.070 702.91 242.79 LT
Nov IS II 35.000 35.502 1242.58 54.070 1,892.45 649.87 LT
Nov21,11 18.000 34 371 618 68 54.070 973 26 354.58 LT
Nov22, 11 15.000 33338 500.07 54.070 811.05 310.98 LT
Nov23, 11 22.000 32.655 718 43 54.070 1,189.54 471.11 LT
Nov25, II 7.000 32.460 227 22 54.070 378.49 151.27 LT
Nov28, 11 30.000 32.951 988.55 54.070 1,622.10 633.55 LT
Nov29, 11 18.003 33 472 602 51 54.070 973.26 370.75 LT
continued next page
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SUBS
UBS Strategic Advisor Account narre: GHISLAINE MAXWEU. Vonr Dancing Advisor.
Priendly account nome: SCOTT STACKMAMLYLE CASBIEL
Jure 2014
Acoeunt number.
YOUE assets Equities . COMMOR stock (continuee
Putchase peicei
Tratte kurriser Averege prIce Pike per St.tre Velue on unreanzed Hddng
Hddng Ø of tharet per thaie (S) Colt bat (I) cn hin 30 (5) Jun 30(f) ein ot Ion (5) petiod
Nov29, 11 5.000 33.622 168.11 54.070 270.35 102.24 LT
Apr 24, 12 30.000 37.567 1,127.01 54.070 1,622.10 495.09 LT
Jan 23,13 1,056.000 43209 45,628.81 54.070 57,097.92 11,469.11 LT
Apr 22, 13 489.003 42.447 20,756.68 54.070 26,44023 5,683.55 LT
Security total 1.751.000 41.990 73,523.89 94,676.57 21,152.68
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 12,442 Current yield: 2.42% Aug 4,11 146.000 48.469 7,076.53 79.280 11,574.88 4,498.35 LT
Aug 12, 11 4.000 46.880 187.52 79.280 317.12 129.60 LT
lan 23.13 767.003 59.890 45,936.09 79.280 60,807.76 14,871.67 LT
Apr 22.13 355.000 65.098 23,110.04 79.280 28,144.40 5,034.36 LT
&actrity total 1272.000 59.992 76,310.18 100,844.16 24,533.98
BAXTER INTL INC
Symbol: BAX Exchange. NYSE
EAI: 13,236 Current yield: 2.88% Rin 20, 12 30.000 51.594 1,547.84 72.300 2,169.00 621.16 LT
hm 20 12 17.000 51.522 875.89 72.300 1229.10 353.21 LT
Jun21.12 29.000 52.077 1,51025 72.300 2,09570 586.45 LT
Jun21,12 7.000 51.500 360.50 72.300 506.10 145.60 LT
Jun21,12 5.000 52.216 261.08 72.300 361.50 100.42 LT
Jun22,12 61.000 51.890 3,165.29 72.300 4,410.30 1245.01 LT
Jan 23.13 768.000 66.658 51,193.80 72.300 55,526.40 4,332.60 LT
Apr 22, 13 355.000 69.318 24,608.00 72.300 25.666.50 1058.50 LT
Sep 19, 13 74.000 72.165 5340.28 72.300 5350.20 9.92 ST
Sep 19, 13 6.000 71.875 431.25 72.300 433.80 2.55 ST
Sep 19, 13 3.000 71.880 215.64 72.300 216.90 1.26 n
Sep 20.13 47.000 71.987 3,383.41 72.300 3,398.10 14.69 ST
Oct 3, 13 154.003 64.600 9,948.49 72.300 11,134.20 1,185.71 ST
Smurity total 1,556.000 66.094 102,841.72 112,498.80 9,657.08
BLACKROCK INC
Symbol: BLK Exchange: NYSE
(Al: 12.872 Curent yield: 2.42% Oct 5, 12 7.000 189.932 1329.53 319.600 2,237.20 907.67 LT
Oct 5, 12 3.000 187.820 563.46 319.600 958.80 395.34 LT
Oct 5.12 2.000 186.670 373.34 319.600 63920 265.86 LT
continued nent pag.
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CONFIDENTIAL
EFTA_0013 1170
EFTA01273377

sUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi sandal Advisor:
Friendly account name: SCOTT STACKMAMLYLE CASRIEL
June 2014 Account number.
Your assets Equities . Common stock (continued)
PIM.* price
Trade Mite. Average price Nice per stuee Vdue on Unreenzed tioldng
licidng date of shares per shape (I) Cost basis CO at fun 30(A Jun30($) gain or loss (t) period
Oct 8, 12 8.000 188783 1,510.27 319.600 2,556.80 1,04653 LT
Oct 9,12 15.000 189.186 2,837.79 319.600 4,794.00 1,95621 LT
Oct 9, 12 2.000 189.010 378.02 319.600 639.20 261.18 LT
Oct 10. 12 3.000 187.720 563.16 319.600 958.80 395.64 LT
Oct 10 12 2.000 187.670 375.34 319.600 639.20 263.86 LT
Oct 10. 12 2.000 187.995 375.99 319.600 639.20 263.21 LT
Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT
Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT
Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EA1: $3,108 Current yield: 2.58% Jun 19, 13 72.003 84.718 6,099.75 108.670 7,824.24 1,724.49 LT
Jun 20.13 121.030 83.141 10,060.15 108.670 13,149.07 3,088.92 LT
Jun 20, 13 78.003 83.030 6,476.39 108.670 8,476.26 1,999.87 LT
Jun 21.13 204.000 82.904 16,912.44 108.670 22,168.68 5,256.24 LT
Jim 24, 13 111.000 81.517 9,048 46 108.670 12,062 37 3,013.91 LT
tun 25, 13 73.000 82354 6,011.86 108.670 7,932.91 1,921.05 LT
Jun 26, 13 69.000 82259 5,675.90 108.670 7,498.23 1,822.33 LT
Jun27.13 141.000 82.951 11,69612 108.670 15,322.47 3,62635 LT
Jun 27.13 7.000 82.925 580.48 108.670 760.69 180.21 LT
Jun28.13 169.000 82.774 13,98892 106.670 18365.23 4,37631 LT
Jul I, 13 65.000 82.781 5,380.78 108.670 7,063.55 1,682.77 ST
Suavity total 1,110.000 82821 91,931.25 120,623.70 28,692.45
COLGATE PALMOLIVE CO
Symbol: Cl Exchange: NYSE
EAI: 12,172 Current yield: 2.11% Aug 4, 11 174.000 41.632 7,24405 68.180 11,863.32 4,619.27 LT
Aug 12, 11 4.000 42.450 169.80 68.180 272.72 102.92 LT
Jan 23,13 910.003 54240 49,35863 68,180 62,043.80 12,685.17 LT
Apr 22, 13 420.000 59.788 25,111.32 68.180 28.635 60 3,524.28 LT
Security total 1,508.003 54300 81,883.80 102.815 44 20,931.64
continued next page
SDNY GM 00020551
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CONFIDENTIAL
EFTA_00131171
EFTA01273378

*U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your It modal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
June 2014 Account number.
assets Equities
Your Common stock (continued)
Purchase peke
Trade turbo Average price Price per shire Vdueon Unedited HoIcing
Melting OM* of thefts per sham (S) COQ bads (1) en lun 30(1) Jun 30(1) gain or Ion (S) period
CONOCCOHLUPS
Symbol: COP Exchange: NYSE
EAl: 1085 Current yield: 3.22% Aug 4,11 106.000 52.109 5,523.58 85.730 9,087.38 3,563.80 LT
Aug 12, 11 2.000 51.435 102.87 85.730 171.46 68.59 LT
May8, 12 16.000 53.400 854.40 85.730 1371.68 517.28 LT
May8, 12 13.000 53287 692.74 85.730 1,114.49 421.75 LT
Jul 17, 12 14.000 55.940 783.17 85.730 1,200.22 417.05 LT
Jan 23, 13 789.000 59215 47,194.59 85.730 67,640.97 20,446.38 LT
Mar 19, 13 138.000 59.137 8,160.98 85.730 11,830.74 3,669.76 LT
Apr 22.13 402.000 57.707 23,198.25 85.730 34.46346 11265.21 LT
Security tots 1,480.000 58.453 86,510.58 126,880.40 40,369.82
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAl: 43,086 Current yield. 3.12% Aug 4, 11 191.000 36265 6,926.77 52.540 10,035.14 3,108.37 LT
Aug 12, 11 5.000 35.754 178.77 52.540 262.70 83.93 LT
lan 23,13 1,001.000 41387 41,428.89 52.540 52,592.54 11,163.65 LT
Apr 22,13 464.000 50.287 23,333.21 52.540 24378.56 1,045.35 IT
Jun 17, 13 148.000 49.739 7,361.45 52.540 7,775.92 414.47 LT
Jun 18, 13 73.000 49.836 3,638.07 52.540 3,835.42 197.35 LT
Security total 1,882.000 44.03? 82,867.16 98,880.28 16,013.12
ILLINOIS TOOL WORKS INC
Symbol: 11W Exchange- NYSE
EAI: $1.967 Current yield: 1.92% Aug 4,11 135.000 47.128 6,362.35 87.560 11.820.60 5,458.25 LT
Aug 12, 11 3.000 45240 135.72 87.560 262.68 126.96 LT
Jan 23.13 706.000 63.704 44,975.31 87.560 61,817.36 16,842.05 LT
Apr 22,13 327.000 60.685 19,844.22 87.560 28,632.12 8,787.90 LT
Security total 1,171.000 60.903 71,317.60 102,532.76 31,215.16
JOHNSON & JOHNSON COM
Symbol:1W Exchange. NYSE
EAI: $2,985 Current yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.620 12,868.26 5,195.88 LT
Aug 12, 11 3.000 63.730 191.19 104.620 313.86 122.67 LT
Jan 23,13 642.000 72.736 46,696.71 104.620 67,166.04 20,469.33 LT
Apr 22, 13 298.000 84.721 25,247.10 104.620 31,176.76 5,929.66 LT
continued next page
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CONFIDENTIAL
EFTA_0013 1172
EFTA01273379

sUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT ST ACK1,1,4Yr LYLE CASRIEL
June 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase price
trade Nuntaer Average price ence Per shut Ydue on timedIt'd Holdng
Hddng date of shares per shame IN Cost basis (S) en iun 30(S/ Jun30 (S) gain or loss (1) Per/00
Security total 1,066.000 74.866 79,807.38 111,524.92 31,717.54
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,298 Current yield:3.22% Aug 4, 11 95.000 84.969 8,072.06 100.740 9,570.30 1,498.24 LT
Aug 12, 11 3.000 85.910 257.73 100.740 302.22 44.49 LT
Nov 29, 12 8.000 86.456 691.65 100.740 805.92 114.27 LT
Jan 23,13 555.000 93.053 51,644.75 100.740 55,910.70 4,265.95 LT
Apr 22, 13 255.000 99_318 25,326.32 100.740 25,688.70 362.38 LT
Sep 19, 13 78.000 97.879 7,634.63 100.740 7,857.72 223.09 ST
Sep 19, 13 22.000 97.425 2,143.36 100.740 2,216.28 72.92 ST
Sep 19.13 2.000 97_830 195.66 100.740 201.48 5.82 ST
security total 1,018.000 94.269 95,966.16 102,553.32 6,587.16
M:XTERA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: 43,370 Current yield: 2.83% Aug 4,11 134.000 52.960 7,096.75 102.480 13,732.32 6,635.57 LT
Aug 12, 11 3.000 52.530 157.59 102.480 307.44 149.85 LT
Jan 23,13 700.000 71.610 50,127.21 102.480 71,736.00 21,608.79 LT
Apr 22, 13 325.000 79.757 25,921.06 102.480 33,306.00 7,384.94 LT
Security total 1,162.000 71.689 83,302.61 1 t 9,081.76 35,779.15
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 12,791 Current yield:2.81% Feb 12.14 148.000 92.171 13,641.35 102.630 15,189.24 1,547.89 ST
Feb 12. 14 117.000 92.203 10,787.77 102.630 12,007.71 1219.94 ST
Feb 12, 14 32.000 92215 2,950.91 102.630 3,284.16 333.25 ST
Feb 12, 14 7.000 91065 644 46 102.630 718.41 73.95 ST
Feb 13, 14 110.000 92.095 10,130,45 102.630 11289.30 1,158.85 ST
Feb 13, 14 68.000 91.911 6,250.00 102.630 6,978.84 728.84 ST
Feb 13. 14 33.000 91.560 3,021.49 102.630 3,386 79 365.30 ST
Feb 13, 14 6.000 91.615 549.69 102.630 615.78 66.09 ST
Feb 14, 14 334.000 95389 31.860_13 102.630 34278.42 2,418.29 ST
Feb 18, 14 114.000 96.023 10,946.72 102.630 11,699.82 753.10 ST
Security total 969.000 93.687 90,782.97 99,448_47 8,665.50
c-onrinued next page
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CONFIDENTIAL
EFTA_00131173
EFTA01273380

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 13mincial Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
lure 2014 Account number:
Your assets Equities Common stock (continued)
Purcnme pica
Trade 'amber average pnce Price per share Vdue on Unredized HobIng
Hcldng date of shares per share (S) Cost bads(S) co iun 30 (SI am 30(1) gain or loss (t) Period
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: 13,023 Curent yield 2 93°4 Aug 4,11 115.000 63.979 7,357 65 89.340 10,274 10 2,916.45 LT
Aug 12, 11 3.000 63.023 189.07 89.340 268.02 78.95 LT
May 16, 12 6.000 68.535 411 21 89.340 536 04 124.83 LT
Oct 24, 12 1.000 68.690 68 69 89.340 8934 2065 LT
Oct 25. 12 2.000 68.810 137.62 89.340 178.68 41.05 LT
Oct 26.12 1.000 68 890 68 89 89.340 89 34 20.45 LT
Oct 31, 12 1.000 69370 69.37 89.340 89.34 1997 LT
Nov6,12 1.000 69 370 69.37 89.340 89.34 19.97 LT
Nov 7, 12 1.000 69 150 69 15 89340 89 34 20.19 LT
Nov8,12 2.000 69.090 138.18 89.340 178.68 40.50 LT
Jan 23, 13 699.003 72.166 50,44431 89.340 62,448 66 12,004.35 LT
Apr 22, 13 322.000 82.251 26,484 85 89.340 28,767.48 2,282.63 LT
Security total 1,154.030 74.097 85,508 36 103,098 36 17,590.00
PROCTER & GM/1131E CO
Symbol. PG Exchange: NYSE
EAI: $2,919 Curent yield. 3.28% Aug 4,11 118.003 60.103 7,092.22 78.590 9,273.62 2,181.40 LT
Aug 12.11 3.000 60896 182.69 78.590 235.77 53.08 LT
Jan 23,13 619 000 69.941 43,293 73 78.590 48,647.21 5353.48 LT
Apr 22, 13 286.000 81332 23,261.18 78.590 22,476 74 -784.44 LT
Apr 24, 13 108.000 77 762 8,398 32 78.590 8,487 72 89.40 LT
Security total 1,134.000 72.512 82,228.14 89,121.06 6,892.92
STAPLES INC
Symbol- SPLS Exchange: OTC
EAI: 43,249 Current yield. 4.43% Oct 24, 12 63.000 11313 712.74 10.840 682.92 -29.82 LT
Oct 24, 12 1.000 11360 11.36 10.8.40 10.84 -0.52 LT
Oct 25, 12 57.003 11 391 649 29 10.840 617 88 -31.41 LT
Oct 25, 12 46.000 11.420 525.36 10.840 498.64 -26.72 LT
Oct 25, 12 8.000 11.430 91 44 10.840 86 72 -4.72 LT
Oct 26, 12 51.000 11.400 581 42 10.840 552 84 -2858 LT
Oct 31. 12 12.00) 11.526 138 32 10.840 130.08 4324 LT
Oct 31. 12 3 000 11.566 34 70 10.840 32 52 -2.18 LT
continued nevi page
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CONFIDENTIAL
EFTA_00 1 3 1 174
EFTA01273381

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name:Indr SCOTT STACK MANLYLE CASRIEL
June 2014 Account number.
Your assets Equities . Common stock lconbnued)
Purchase Price
Tin lafirber Average price me per shse value on unrealzed Hddrg
Hddng date of snares per share (11 Cost basis ($1 on Jun 3001 Jun 30(S) gain or loss (1) period
Nov I, 12 46.00) 11.677 537.17 10.8-40 498.64 -38.53 LT
Nov I, 12 33.003 11.605 382 99 10.840 357.72 -25.27 LT
Nov 1, 12 7.000 11.597 81.18 10.840 75.88 •5.30 LT
Nov 1, 12 1.000 11.600 11.60 10.840 10.84 -0.76 LT
Nov 2, 12 31.000 11.552 358 12 10.840 336 04 -22.08 LT
Nov 5, 12 31.000 11.465 355.43 10.840 336.04 -19.39 LT
Nov 5, 12 7.000 11.590 81.13 10.840 75 88 -5.25 LT
Nov6, 12 51.003 11.820 602.87 10.840 552.84 -50.03 LT
Nov6, 12 26.003 11.812 307.13 10.840 281.84 -25.29 LT
Nov 7, 12 48.003 11.597 556 70 10.840 520 32 -36.38 LT
Nov 7, 12 22.003 11.582 254.82 10840 238.48 -16.34 LT
Nov8,12 57.000 11.446 652 43 10.840 617.88 -34.55 LT
Nov8, 12 30.000 11.672 350.16 10.840 325.20 -24.96 LT
Nov8, 12 3.000 11.666 35.00 10.840 32.52 -2.48 LT
Nov29, 12 26.003 11.778 306 24 10.840 281 84 -24.40 LT
Nov29, 12 8.000 11.778 94.23 10.840 86.72 -7.51 LT
Nov29, 12 6.000 11.765 70.59 10.840 65.04 -5.55 LT
Nov30, 12 37.000 11.714 433.45 10840 401.08 -32.37 LT
Nov30, 12 16.000 11677 18684 10.840 173.44 •13.40 LT
Nov30, 12 11.003 11,688 128 57 10.840 119 24 -9.33 LT
Nov30, 12 1.000 11,750 11.75 10.840 10.64 4)91 LT
Jan 23, 13 3,076.000 13260 40,788 38 10.840 33,343.84 -7,444.54 LT
Mar 7, 13 399.000 12.626 5,037.93 10.840 4,325.16 •712.77 LT
Apr 22. 13 1,918.000 12.912 24,767.13 10.840 20,791.12 -3,976.01 LT
Aug 26, 13 203 CO3 14,401 2,923 46 10.840 2200.52 -722.94 ST
Aug 26, 13 181.000 14.412 2,608.63 10.840 1,962.04 -646.59 ST
Aug 27, 13 253.000 14.105 3,568 74 10.840 2,742.52 -826.22 ST
Security total 6,769.003 13036 88,237 30 73,375 96 -14,86134
TARGET CORP
Symbol. TGT Exchange, NYSE
EAI: 13.328 Current yield: 3.59% Sep 23, 13 68.000 64 391 4,378 59 57.950 3,940.60 .437.99 ST
contnued next page
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CONFIDENTIAL
EFTA_00131175
EFTA01273382

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancial Advisor:
Pdendly namunt name:Ind SCOTT STACKMANYLYLE CASRIEL
lune 2014 Account number.
YOUr assets Equities . Common stock (cosbnued)
Pignese Arica
Trage Witt. Average pikt Pace per Pare Velue on Unreallzed licarg
Radin date of livres per %haie ($) Cou bais (1) on fun 30(8 fun 30(1) gaina lofs ($) petioi
Sep 23, 13 6.000 64.405 386.43 57.950 347.70 -38.73 ST
Sep 24.13 180.000 63.999 11,51991 57.950 10,431 00 -1,088.91 ST
Sep 24, 13 82.000 64.133 5,258.97 57.950 4,751.90 .507.07 ST
Sep 25.13 152.000 63.446 9,643.85 57.950 8808.40 -835.45 ST
Sep 25.13 92.000 63.598 5,851 05 57.950 5,331.40 .519.65 ST
Sep 25, 13 18.000 63.735 1,147.23 57.950 1,043.10 •104.13 ST
Sep 25.13 13.000 63.620 827.06 57.950 753.35 -73.71 ST
51026, 13 114.000 63.436 7,231.76 57.950 6,606.30 .625.46 ST
Sep 27, 13 193.000 63.993 12,350.76 57.950 11,184.35 -1,166.41 ST
Sep 30, 13 104.000 63.785 6,633.64 57.950 6,026.80 .606.84 ST
Sep 30, 13 51.000 63288 3258.30 57.950 2,955.45 -302.85 ST
Sep 30.13 27.000 63.812 1,722.95 57.950 1,564 65 •158.30 ST
Oct 1,13 139.000 63.851 8,875.42 57.950 8,055.05 .820.37 ST
Oct 1, 13 53.000 63.856 3,384.40 57.950 3,071.35 -313.05 ST
Oct 1,13 38.000 63.757 2,422.80 57.950 2,202.10 .220.70 ST
Oct 1,13 38.000 63.813 2,424.93 57.950 2202.10 -222.83 fl
Jan 7, 14 197.000 62889 12,38928 57.950 11,416.15 -973.13 ST
Jan 7, 14 32.000 63.004 2,016.15 57.950 1,854.40 •161.75 fl
lan 7,14 3.000 62.863 188.59 57.950 173.85 -14.74 ST
Security total 1,600.003 63.695 101,91107 92,720.00 -9,192.07
TRAYEURS COS NOTRE
Symbot TRV Exchange teSE
LAI: $2,534 fuient yield: 2.34% Apr 24, 12 20.000 63.432 1,268.64 94.070 1,881 40 612.76 LT
Apr 24, 12 4.000 63350 253.40 94.070 376.28 122.88 LT
Apr 24, 12 1.000 63.560 63.56 94.070 94.07 30.51 LT
Apr 25.12 10.000 63.520 635.20 94.070 940.70 305.50 LT
Apr 25, 12 10.000 63.617 636.17 94.070 940.70 304.53 LT
Apr 25, 12 10.000 63.659 63659 94.070 940.70 304.11 LT
Apr 25, 12 2.000 63.545 127.09 94.070 18814 61.05 LT
Apr 25.12 2.000 63.645 127.29 94.070 188.14 60.85 LT
Apr 25, 12 2.000 63.745 127.49 94.070 188.14 60.65 LT
Apr 26, 12 5.000 63.928 319.64 94.070 470.35 150.71 LT
conteued neut page
CNP70009005499906NP7003299741 00002 0614 030575004.23568S50 1 1 eifielymtexemee,620 of 102
CONFIDENTIAL
EFTA_001311176
EFTA01273383

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor
UBS Friendly account narne:Ind SCOTT STACK MAN/LYLE CASRIEL
June 2014 Account number.
Your assets Equities . Common stock (continued)
Pu«nase Our
Trade weber Average price Phu per sheet Yelue on unredized Hold ng
hiddng dare of shares per share (1) Cost bads (S) al run 30(S) JUII 30(1) gain or loss (1) Period
Apr 26, 12 2.000 63.920 127.84 94.070 188.14 60.30 LT
Apr 26, 12 2.000 63.930 127.86 94.070 188.14 60.28 LT
Apr 26, 12 1 000 63.720 63.72 94.070 94.07 30.35 LT
May 1, 12 15003 64.637 969 56 94.070 1,411.05 441.49 LT
May 1, 12 6.000 64 715 388 29 94.070 564.42 176.13 LT
May 1, 12 6.000 64.975 389.85 94.070 564.42 174.57 LT
May 1, 12 2.000 64 850 129.70 94.070 188.14 58.44 LT
May 1, 12 1.000 64 820 64.82 94.070 94.07 29.25 LT
May 2. 12 7.000 64 374 450.62 94.070 658.49 207.87 LT
May 2, 12 4.000 64 410 257 64 94.070 376 28 118.64 LT
May 2, 12 2.000 64.320 128.64 94.070 188.14 59.50 LT
Maya, 12 4.000 64 960 259 84 94.070 376 28 116.44 LT
May 3, 12 2.000 64.675 129 35 94.070 188.14 58.79 LT
May 3, 12 2.000 64.910 129.82 94.070 188.14 58.32 LT
Jan 23, 13 629.003 77.560 48,785 62 94.070 59,17003 10,384.41 LT
Apr 22. 13 290.000 84.719 24,568.68 94.070 27280 30 2,711.62 LT
May 22, 13 111033 83807 9,302 58 94.070 10,441 77 1,139.19 LT
Security total 1,152.000 78.533 90,469 50 108,368.64 17,899.14
UNITED PARCEL SERVICE INC (L B
Symbol: UPS Exchange NYSE
(Al: 12,843 Current yield: 2 61% Sep 19, 13 82.000 91 779 7,525.90 102.660 8.41812 892.22 ST
Sep 19, 13 19.000 91.625 1,740.88 102.660 1,950.54 209.66 ST
Sep 20, 13 107.003 91 805 9,82318 102.660 10,984.62 1,161.<14 ST
Sep 20, 13 26.003 91.835 2,387.71 102.660 2,669_16 281.45 ST
Sep 23.13 93.000 91.049 8,467.59 102.660 9,547.38 1,079.79 ST
Sep 24, 13 93.000 91.612 8,52000 102.660 9,547.38 1,027.38 ST
Sep 24. 13 41.000 91.663 3,75820 102.660 4,209.06 450.86 ST
Sep 25, 13 62.003 91.138 5,65056 102.660 6364.92 714.36 ST
Sep 25.13 11.000 91.090 1,001.99 102.660 1,129.26 127.27 sr
Sep 26, 13 64.003 91.489 5,855.30 102.660 6,570.24 714.94 ST
Sep 27. 13 54.000 91.117 4,920 33 102.660 5,543.64 623.31 ST
continued next page
SONY GM 00020557
Chle7030;006493907Nr700329374i 00032 C614030579301 Y123568150111000 Page 21 of 102
CONFIDENTIAL
EFTA_00131177
EFTA01273384

*UBS UBS Strategic Advisor Account name: GHISLANE MAXWELL Your financial Advisor.
Friendly account name: SCOTT STACK MANYLYLE CASIVEL
lure 2014 Account number:
Equities .
Your assets Common stock (continued)
Purchase pricer
rude kurrber Average pnce Pnce per that Vdue on Unrealized Hcidng
liddng one of :Nutt pet share (5) Cott basis (S) on lun 30(1) Jun 30(S) pin or Ion (1) Polled
Sep 30. 13 46.000 91 475 4207 86 102.660 4,722.36 514.50 ST
Oct 1, 13 46.000 91 668 4,216 73 102.660 4,722 36 505.63 ST
Oct 1, 13 6.000 91.650 54990 102.660 615.96 66.06 ST
Oct 2, 13 61.000 91.128 5,55884 102.660 6,262 26 703.42 ST
Oct 2, 13 19.000 91 067 1,73029 102.660 1,950 54 220.25 ST
Oct 3, 13 55.000 90337 4,968 58 102.660 5,646.30 67732 ST
Oct 4, 13 55.000 90 653 4,98596 102.660 5.646 30 660.34 ST
Jan 17,14 121 ODD 99 231 12,0)7 00 102.660 12,421 86 414.86 ST
Security total 1,061.000 92 250 97,876 80 108,922 26 11,045 46
X1LIPLX INC
Symbol. XLNX Exchange:OTC
EAI: 32,086 Current yield: 2_45% Sep 7, 12 25.003 34.770 869.27 47.310 1,182.75 313.48 LT
Sep 7, 12 5.000 34 846 174 23 47.310 236.55 62.32 LT
Sep 10, 12 37.000 34.845 1,289 29 47.310 1,750.47 461.18 LT
Sep 10, 12 3.000 34.660 103.98 47.310 141 93 37.95 LT
Sep11,12 20.003 34.853 697.06 47.310 946.20 249.14 LT
Sep 12, 12 18.000 35.006 630.11 47.310 851.58 221.47 LT
Sep 13. 12 21.000 34 886 732 61 47.310 993 51 260.90 LT
Sep 14, 12 19.000 35.536 675.19 47.310 898.89 223.70 LT
Sep 17, 12 7.000 35.15t 24606 47.310 331.17 85.11 LT
Oct 24, 12 3.000 32.523 97 57 47.310 141 93 44.36 LT
Oct 25. 12 5.000 32.522 162.61 47.310 236.55 73.94 LT
Oct 26.12 3.000 32.776 98 33 47.310 141 93 43.60 LT
Oct 31. 12 1.000 32.770 32.77 47.310 47.31 14.54 LT
Nov 1,12 2.000 33360 66.72 47.310 94.62 27.90 LT
Nov 1, 12 1.000 33 520 33.52 47,310 47.31 13.79 LT
Nov I, 12 1.000 33.530 33.53 47.310 47.31 13.78 LT
Nov2,12 1.000 33.550 33.55 47.310 47.31 13.76 LT
Nov 5, 12 1.000 33.190 33.19 47.310 47.31 14.12 LT
Nov6, 12 3.000 33.886 101.66 47.310 141.93 40.27 LT
Nov 7,12 2.000 34 025 68.05 47.310 94.62 26.57 LT
Nov 7,12 1.000 33.910 33.91 47.310 47.31 13.40 LT
continued next page
CNP70009306498908NN00O298741 00032 06l 4 030575004.235683SO it nko.s s.Y GM 000§03.3822 of 102
CONFIDENTIAL
EFTA 00131178
EFTA01273385

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name:Indr SCOTT STACK MAN LYLE CASRIEL
June 2014 Account number.
Your assets
Equities . Common stock (continued)
Roche* pactl
Trade Nisrbet Average peke Price per sky. Value on Unredlied Hddng
Hcldng date of shares per mare 91 Cost basis ($) cri Iun 30 (1) run 30 ($) galn or loss (S) period
Nov B, 12 4.000 34.032 136.13 47.310 189.24 53.11 LT
Nov8, 12 1.000 33.860 33.86 47.310 47.31 13.45 LT
Nov28, 12 4.000 34312 137.25 47.310 189.24 51.99 LT
Nov 28, 12 3.000 34.410 103.23 47.310 141.93 3810 LT
Nov29, 12 15.000 34.583 518.75 47.310 709.65 190.90 LT
Nov29, 12 3.000 34.493 103.48 47.310 141.93 3845 LT
Jan 23,13 1,087.000 36.805 40,008.01 47.310 51.425.97 11,417.96 LT
Apr 22, 13 502.000 35.691 17,917.23 47.310 23,749.62 5,832.39 LT
1,798« 36246 65,171.15 85,063.38 19,892.23
Total S1,715,949.62 $2,071,971.44 $355.971.82
Total estimated annual income: $57.985
Your total assets
Percentage d Con Estmated UnreSzed
Vakre on run 30 (i) your account basis (S) annual acme (51 gain or loss (5)
Equities Common stock 2,071,921.44 100.00% 1,715,949.62 57.985.00 355,971.82
Total $2,071,921.44 100.00% 31,715,949.62 $57,985.00 $355,971.82
Account activity this month
Ode Acliiity 0escnption Amount (5)
Deposits and other funds credited Jun 27 Transfer FM 23575 0100 367.91
Total deposits and other funds credited $367.91
Dale Ad Sly DeSCIYMOn Amount (f)
Dividend and intenst income
Taxable dividends lun 2 Cividend CONOCOPHIWPS PAID ON 1480 1021.20
Jun 4 Cividend ONTED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87
Jun 4 Cividend XIUNX INC PACON 1798 521.42
Jun 10 Cividend ANALOG DEVICES INC PAID ON 1751 647.87
Jun 10 Cividend JOHNSON & JOHNSON COM PAD ON 1066 746.20
Jun 10 Cividend TARGET CORP PAID ON 1600 658.00
continued next page
SDNY GM 00020559
CW70003005498909 NP7000293741 001302 C614 0305750% V123568550111000 Paye 23 of 102
CONFIDENTIAL
EFTA_00I31179
EFTA01273386

4tUBS
UBS Strategic Advisor Account name: Your IIsandal Advisor.
Friendly account name: ir SCOTT STACK MANLYLE CASRIEL
lune 2014 Account number.
Account activity this month
(contemn)
Dale ActIdty Oescremon Amount (s)
Dividend and interestiamirie (continued)
Taxable dividends (continued) Jun 16 Dividend MCDONALDS CORP PAID ON 1018 824.58
Jun 16 Dividend NEXTERA ENERGY INC COM PAID ON 1162 842.45
Jun 23 Dividend 81.ACKROCK INC PAID ON 372 717 96
Jun 27 Dividend PEPSICOINCPADON 1154 755.87
Jun 27 Dvidend TRAVELERS COS 1NCITHE PAID ON 1152 633.60
Total taxable dividends $8,110.02
Taxable interest Jun 6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 06'0914 2.11
Total taxable interest $2.11
Total dividend and interest income $8,112.13
Date Actlaty Dewnplion AnlOunt (4)
Jun 26 fee Charged INITIAL FEE -367.91
Total professional management fees 4382.91
Date Actinty Desulpnon Amount 61
M235750100
Other funds debited Jun 6 Transfer TO -55,157.78
Jun 9 Transfer TO X235750100 -2.11
Jun 16 Transfer TO 235750100 -2,082.07
Jun 19 Transfer TO 235750100 -1,667.03
Jun 24 Transfer TO El 235750100 -717.96
Jun 30 Transfer TO Y1235750100 -1,389.47
Total other funds debited -$61.016112
Dale Activity DOICAPti011 Amount U)
Money balance activities May 30 Balance forward $52,904.29
Jun 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,021.20
Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.29
Jun 6 Deposit LC BANK USA DEPOSIT ACCOUNT AS Of 060914 2.11
Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 -$5,157.78
Jun 10 Withdrawal 1.1115 BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.11
Jun I I Deposit UBS BANK USA DEPOSIT ACCOUNT 2,082.07
Jun 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916114 -415.04
Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 - 1,667.03
Jun 24 Deposit MS BANK USA DEPOSIT ACCOUNT 717.96
continued next pogo
CNP700030064989IONP7000293741 00002 0614 03067500423568SW II gyykyGhtoodiese024 of 102
CONFIDENTIAL
EFIA_00I31180
EFTA01273387

(SUBS
UBS Strategic Advisor Account name: GHIStAt'IE MAXWELL Your Financial Advisor:
Friendly account name: SCC4J STACK MANLYLE CASki EL
June 2014 Account number.
Account activity this month (Contrittecn
Date A (1,VII j Descmtion amount IS)
Morley balance activities (continued) Jun 25 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 06124114 -717.96
Jun 30 Deposit IBS BANK USA DEPOSIT ACCOUNT 1,359.47
Fun 30 Closing UBS Beek USA Deposit Account $1,36947
The UBS Bart USA Deposit Account is your primary sweep colon
SDNY GM 00020561
CNP700030064989I1NPI00O298741 00007 0614 030575004 M23568%011 T000 Pug* 25 of 102
CONFIDENTIAL
EFTA_00131181
EFTA01273388

*UBS
Yournotes
'---===
amosmatEussesso 'I.. G. 0..226 of I Di
T.4=1
CONFIDENTIAL
EFT,00B1182
EFTA01273389

Important information about your statement
LBS Fiuncal Services td. (the F im or UBS Anemia sent you the fen %Innen on which the error or The Finn, together with certain attains, ha also account held, you choose one of the following
Stroket is a merrter of all orincisal Nosily, <annuity problem *Peered. purchased tpplowental protection. The maximum jinni objectiees'
and colons exchages. 1.85 Fivrtial Selects and U3S - Prowle you- name rd acco.rt number Of any). amount payable to al eligible diets, (*Week iscin • Produce Cureentbwome. Ii.esbcno es seekng the
Bank USA we rdrect subsitres of LBS AG and - Death& the ma or he transfer you are entre this protection is S500 million sr of December 10, 2013. generation a income crib..
affiliates of LES Setritin UC. The Five's I hotel about and 'eaten as clerk as yara can why you • Sardine Caprae pprociat;oe Investment seeking
statement is available upon noon. The FirMS nowt* believe • is an error a why you need more klata to the pokycondit ad Batten, cash a growth of pox pal rather that the generation of
offices are a: Ho-matron the Firm is further protecte ot Lp to $1.9 million n the morn?.
— Proud. the &Aar anion d to suspected era aggregate for all you accounts held n a patioralar • Produce Combination of income and Capital
LBS Sinennol Sinai M. capacity A hal ccpy of tie poky wiring is maileble Appreciation Mesiments seen* both the generation
1200 Harbor Boulevard The Firn or Cad Issuer Ma riontigete your ccmplaint Won request of name and 'myth of witjail.
Weehawken, NJ 07086 and will correct anyerror skimp*.
The SIPC protection end the supplemental protection
Overoll ride precast
I L b B i S s a F a in t a e n m ci e a n l S t r a e n pr t e o s s e a n c ts c o th u e n t a . n O y th o e f r f i r c e ie a l re c c t o r rd a o p f y t a m P fin le a a n s c e i n al o in te iti t a u ll t i c o h n e c in ks d p ca a t w ed b k o n to ti t e h e fr F o e n r t n o o f r t h o e . b o C th o d n o a n n o T t r a a p m pl i y e l t o A . s sets controlled by (and MLitt A • Conseevadve Seeks to marten nilel pax wt. with
low Sc ad volatilty to the Learn owral, omen if
official tat docernent cottoning conflicting date should nehmen had:Ili:rot° near acne fen accounts your account value) he held away from US$Fine-Ka
R r o o m a t n i s b c s e h io r n M e , l a i p e n l d e a a i g s s e e r : r e a e t p l t t o h o r e t ° i o t f e f b i r c m e e t e s e c a i , a v t t i h n e e l g y re m n is u a t a r k a n c i e n c r o g ro u t r n o c t. t r h e p m a ap m a a o y o r t e u b h n e e n t r t s s r u f i o n o b t j r c e a w a c t s t i o h t a o m n i m s t e s m a tr a i e p l y e u s S n r . t h a A a s x c s u e c e b o s j f u e e a n c e n t t s s d t , o t c c h h h a a a a t t n r r a g g a e t e n e s s s t f f k r e o a r r r n f l u e s a f n e t e e . p r r a e id d L i S t n r 8 e c i r c 5 l v u k i A c d e i G w n s h g S ( e e w t r . a e g a r . s r t . b u e c c l d e e h b r a h t r a m a a in r n i e ( t c * i s e h c a s a ( r s , e i h a ) r n e a in g d l i U ( s t i B t e 0 e S r s r e B h n d i a r d e a t i s e , c o n ( c i f l t l y i m c n a h u t d , t l n u o a a t l t • M i i t n n h c f o a l o a d t m t e m io r e a e n o t w . e r l : s n W th e e il t k a t * c a t c o n o d a s c m t c d a e o y p e t r s o s n a t o n k t e e g e r e i p d n e p e a t r o c a e t p e w s i i n i g th n t i a fic a a n n t d
Ail-cugh al figures shown we edended to be accurate. nave of the account holier on the books and wards tolerate some voted* to 'seek holler returns.
statement data seculi not be used kr tat purposes Rely UBS Sweep Option of to applied* issuer or transfer agent); • Aggress*: Wiling to accept high Sc to ponnopal aid
seek Goys-end tax forms, (he.. Form 1099. 5498. UBS offers options for sneepng cash bastes, biances high totality to seek highreturns over time.
10425, etc.) whin preprergyour tu return. The Fini to bra. deposits at UBS Bale USA and UBS AG Sunken • Certain flextime* contracts or nestment nteest
required by low to won to tie IRS all taxabk dividenek brads Erank Sweep Program), money nwkert nuked (r.g., limited partnashix and pirate placements) the Statement 'household:0(
report** rause:26k chndends and tamable intact kr* (Money ands) and the Intonational Deposit are rot registered ender tie Securities Act of 1503; We may consolidate all related account statements with
eared en %tune's held on you accent net proceeds Accent ODAffor customers with a inemational ird the same Ws:henna* Mme envetpe. Accounts may
al sale trareactexe, aid cost base cn amain covered Resource Mmagemeni Account. Though the Bank be related la this purpose because they have own*
setritin. Sweep Pregame, cash balances re mom to UISEterk • Cormodites contacts (e.g, lemon entia-ge and who also maintain OH *core rehtionshps wit other
USA up to at di-goblet...3 knI ad then to LBS AG pm borne.' ccntradE including futons antacts clients at the sane address. This practice's known as
C . o P m le m as u e n re ic - a c t o i n o f n o s rm w a i r t t h y o th ra e l F co ir r m m ercatons in wing B St a am k f U o S rd A B a r r a e n F d D t I C c r r e a e M fe o d n e in y a F c u c n o d r . d a D n e c p e o w si i t t s h a F t D U IC B S ad tormodita' then contracts. s • t * a L te o m t e h n : t k s i m ng at ' e d II i y n o s u e p pa re ra fe te r t e o n r v e e c k e p i e te s r — di e yO d U u m al a y
to funher protect your nits inclradrog your Ned oaks. For nxre neonatal please vat werwidiegov. the 51K protects:nand tlse suppkmental protection do decker householdong by atmyour F flannel Advisor.
order the Swathes Mester Protection Act (SEA) Deposes at UBS AG Started Brads red Owes of not apply so these assets eon4 they otherwise appear
Money Funds ay rot nosed by the FCC. on yoa starerg y. Ter SEC protection ad the Friendly accourt name
• If thefinal nstitution cn the top left of the hart supplemental protection dot not protect agora changes the Fnendk accost name reflects ala mnion that you
of this statement is noeUBS Sinaloa Sakes, CBS throup the OA, wait* to cash balm., we swept to in the maim vale of yam investments (whether a a slued on the film's online *twee websrae, N e a
Feenoal Services carries you- eaten a cleanng depose accounts at UBS AG New Yak Branch and CBS result of market monement, iSSuer bankruptcy cr customizable tnickurre' dusty by you to mein you
taker by anargerrant web the rd sated ging-Oen AG Cayman Bunch Thew deposits ate not inured by °thawe) Mt gar recordkeepi*. It has *legal effect on your
We Wormed yoe of this relationship when you the FCC. Balances Feld at the LBS AG Carnal Brach accost. You cal Minuet:es hiendk account names,
opened this =ohm. h this case, yourI ra and are tempera* exposed to the stereir ride of the More information is amid* loon nomest You may through 0i*ie Services or by contactegyourFraancial
secant a-e located a LBS Rnancial Semites and rot Cayman glands, and there is no oparanete Cr other obtan trim neon/non abou SEC netting the 51K Advises.
the iwodracng broke.. ad you mat make a tePon obligation of IBS AG to gypsy the Saxes while an the Brochure, by contacting SIPC a 202-371-8300 or by
of rap error or minion to both firms. UBSC grans Breit. books. *rang the SIK **bait. sr YAW/.140‘041 • A e v g o e il a e n o o f v p e o r w vi a e c w c ouneborffoke Net of assets ad
A N accant statements shall tie deemed complete ad Deposis at LES Bale LEA and each UPS AG Etch are Dividend Re:we/bun Program (DPP)
accurate a not objected to it wen; within 60 days. not protected by SIPC. Money Fund shires me protected The ate reflected is an average price. You m:cibtan • Asset hulas salable cash balances, valts for
by SIPC. Ste *U3S Fiuncial Services Accuse Protection' the actual price km you Financial Advisor. 0y Wok remind scary list), and Global tine Deposits,
• Please &vet customer complaints a inpiies to he bobw Worm se Dutchmen under DRIP; partial shares wil be urrealied meta to market, and certain assets not held
Fim'sClhm Relations Penmen at 201-352-1699 trek rd the each wO be, deposited re your account. The by the Fim. Does rot include warted Senritiell assets
atoll-free at 800-3Se-9103, 860 A.M. to 6:CO P.M. Upon you' retest, bale-cgs n ten Bare Sweep aviderd rerniesvnent price applied by to issuer may al the end of the prior and curent statement periods, or
ET Monday through Frklas a in wire to LES Pregram or OA may be withdrawn and shares of a • from the man pia at which the panne shires prim* iwestnwits, invested stock options ad
Financial Services K., Clive Relations Depalment, Money Fund my be liquidated, end the proceeds are sold emendable stock anions
P.O. Box 766 Union City, NJ 07087. returned so you or sour se:wain acne. • Elates Include, debit Wirers culvert* rrorgn
Cmlehelieu loans. credit the, Own octant balances.
• f in a c d a s se r e o n f e n r e te t E n F O T r ) O , b a i s p t t u n y ; m ab m o o ut r a U n B S el V ec s tr e o d ni e c bit F n e n r r l- a e in r g fo a rm ne a n ti t o a n t a te b s ou t t r a a t v e a s i l a a n b d le y w e e l e l, p e o p a t r i a on ila s, b h at e C n ha ti p tl e w d h t o o le a u p rn a s te m l a u y s e be a h e a k m hn u y ll e o t f , a a c ti c d o e ut r t. d I f P y a o ff u n r e e rll • ca s C h a b s a b l / a r n •o c n e e s. y p b l a u l s a U nc B e S s . B T a o k ta L l I o S f A u d n e im po e s s i t t e b d e e a - m m i e a t b h l e U BS
F ca in r a d n t c ra ia n l s S a o ct w io n n, h c e a . ll , 1000 6 H 2 a - r 1 b 0 o 0 r 0 B , lv or d v , 6 e th t f t lo o o U r B . S o w r w b w y c L a b lli : n c g o 1 m 10 te 67 s 6 e 2 e .1 p 0 re 00 lt from your Financial Maar m or e o n th e e t r p w e i k s e e , a th e ac F c i e rm pt v a e n i l a e m ith o e u r n s t e tu ll a m n b a l l e w d i b t y a a t m AG u S t t t a f r u r n e d tt s f w re e n e c p h S d a e x po e s s it , b a a t l a th n e ce c s la a s n e d o m f h on e e y market
WeehaweereW 07086. ANm RIANBSA Serkes registered demi* agency, rod credit yon accari. gatemen period. NOWCOOMO6ty Vet credit balances in
UBS Finaricial Services account protection your &court we rot segregated from other balances
Cal a write as soon as you cary mu three yes theft°, is a member of the SeariteS Mental Protection Investment objectives as tie Fern may use any of these funds in the ordinary
statement or receipt is wag or if you need more C apart,* (SIPC), wheh protect securities account, of the netters objectives and risk profile /respect to coursed is business. These funds we payabk upon
infamahan *as a twofer on the statement or its members up so S500,000 (mixing S2B),000 for each account and may my between. Phase ache, the your darned. This total is included on he trent period
h re e ra r n fr . o T m h y e o F u ir n m o o la r C te a r r t d h a M t e 6 e 0 r d (a a s y s * O At k e e r k h l e e ) F n im uf f a d l a l m ac s c k ou r n c t a t s a h) t T y h o e u S h R o C ld a n ss a e t p p a ro li t u ec k ti r o c n a I p m a e ci s ty a . lPV to M Ter a n c pr e o m sit p u t a ), t o io n n w O r r a n r o tr m of m an e y n s o ig b n je i c k t a iv n e t s c . h F a o n r g e e a o c n h y ow closing value.
SDNY_GM_00020563
CONFIDENTIAL
EFTA_00131183
EFTA01273390

Important information about your statement (Continued)
Lending alternation you would anualy reek* h the market Prices ore — •Dstrto an to date may ',Ida return of — h aide ca to calmest:al received n connector
for detarectrif° matron on the Finis lending makes obtained from vaious third party sources *ankh see capital. income a both wth the sale or danbaion ol a-rueir contracts
and &clothes, refer to yes Client Relationship beleve to be mirth. but we do not garnet their — 'Carolum see • represents the initial Otero; and int investment trust units toots <lents, we
Agemners or &cart Agreement aid the General accuracy. price per unit and may not (elect Will cost basis ands our affiliate meet resent sharing
Toms ad Conditions UBS Statemerd of Credit fraction — We gem* um the closing pricewhen avabbee corrpensaka Iran many of the insaance
available in Agreements mdDithosures at he mean of tie bid and ask prices foisted • Restricted sewrities Restrded seoudgs generally companies underrating the retry contracts,
rat combo-a intelnitgag sautes and colors a onY td prices fa OTC are rot current? Umble for publk sale. UBSFinaval athletes of to insurance <arcane, or sponsors of
seothies. kviiices as Pe matt price of the unrestricted stock tetra imestment mos we distrbute.
Versate - less activeD traded securities may be priced ushg of the sane issuer as an inputed value for to - Cur affiliates ako woke trading canrniskro and
Your ustement itemises securities end other assets held valuation model or he moo recent prth we restricted stock for moon; of fins 'Women ond, To other conwersatt from rnsual finds and
kith. secant at the end of the Staterthre period. You obtained and may not reflect an actual market price the erient that rearicled sectskies are thigh* la sale, tonne companies whose prOCIXtf we dstrbute.
may ask for debt.), of fully paid smithies at anytime. or seat the wit teethed may be staantialk less than the - Siemer,* an annitl fee from UBS Bark OA and
You may receive securities used as loan collateral after - Cereal) positions may appear without a price aid inpsed value tuna LIES AG Stanford Brant drip to $zs per accost
prying any balance due on tem. Pry securities will show as *price was rot available if we are sweeping to the barks under the UBS Bat Sweep
transierred tote Fan clsisg the Pathrent period are untie to obtain a pnce fo r award)* • En. Destirnated) inccene err yields end rata Frograth.
listed at market rata as of the end of the Pathan - Deposits or stashes denominated 6 currencies An estinate of avual income is based an current
period. other tan U.S. dollars are reflected at the en:hinge tidied aid interest rates, assuning tie acuities will Activity
• Cost basis. In detemning the cost basis of he rate as of the statement date. be held for cat yea from statement date or until hbanatonregudrigcannissats and ogler charges
smithies included in this statement, there indicated - Fa (then securities trading h non.conformag rMtseity. This narrate is orW a gadolne, security awned a coma cre with he oecutcrt of sada,
well the number I, • UBS Fa-karat Services has relied okrarmatcro price and quavery (face ate) may rd continued income are not guaranteed including option transactions has beerthicluded
cr.information &rained from sources other than U8S have teen adisted to facilitateasp:a thusion — Estimated anal benne al current yield fa athrrntrons prerously Turreted to you. and will be
Franoal 5ereices, including information Iran another To obtain current quoit:els, when starlit*, cornea cereal, toes of noshes could include a rein of provided to yOu wavily atrecpest.
In,. a Matsumay haw provided to you Finarcial your Financial Adther. prncpalor capeal gars in thich case the est
Adria* The Finn does not itleptedently verify a income 9rdcurrent yeti would be overstated. Shan selling
situate* the acaracy or verify of ay in/ orrnsion • Private Mestmethe and drodured produces. — Estimated anal icane rd earth yield and the f youth engaged in short wIli9 a security, you may
provided by sons other than UnFivricral Sepias. hinte mestment secuntirs (hcbding drect actual heart and yield rr4r be kwer a higher hoar a charge Os to certainbetroth-9 costs for that
participation rywam and real estate investment trust than the slanted amounts. particular security.
h aicitext although LDS Financial Seances generally searites) red structhed prodxts ale generally highly — An estivate of trusteed ncome (divdend anchor
sedates this Harnett.' as it is maned, the firm Certain sin_ctsred procists how not hem interest) dialed by the anent market Open archer
does not provide any asasances that the hfcrinatith registered wih the Securities and Excha- valsraverase balance is based on the last dividend Regarding open or •9:cdtiltcancelled* ceders tat
trder "Cost basis- and 'Unrealized gar/loss' is Commission o- under any state mulles laws. We Of interest payment made by the issUer and were not *wafted by the statement date, open buy and
accurate as of the date ol this statement. As such proede estimated reties for private avestmem arises he seasM- et deposes will be held for one ski stop orders are reamed by the anoure of divdends
please do not ray on SW Hermitian to make wadi s and structured products for inkomatkrul year from the statement date or until mattrity. rigus on an exdinderds a ethitts date unless
pachase a rale dakions, tarter papaws a purposes only. Acasacs knot parantied. Accuracy ad continued weld me not &wanted instructed otherwise by ya.P. You are responsbk for
otherwise. Accounts transferred to he Fin, may - These values may differ thostaktiaby kom aces. a orders that we Demised der coyote trim to caxel
reflect gera-loes rriamaticn oriRr for tie period of any, at Mich a prove itresanent security a • Assets not held by WS Francis( Services. Certain wasting open orders.
tine they av held a the F rm !Wore historical structured rota may be boughs or sold and do assets me rot held by the Fern and nee satin the
Hormel ca tat be ad:ledby yar Fauna Advisor. not necessarily represent the value you may receive Fern's possession or control. These assets de Privacy
Loon Equitation, displayed on your statement for informational To obtain a copy of ax current Chan ninny Nara:
• Untied gaits/losses Wien data is aaildok, - Third pary estimates of wt. av as a a certa6 purposes only. Positrons aid values presented me please contact your Francis' Achisor or visit our wash.
estinated urearizsd gain9 lases we Wafted fa date and are sepplith to UBS Fina-cial Services on a Pined& by the issuing Inn UBS F retrial Senses S ate.
inlaidsecret lots. Re transacts:In data for regular bass by an independent satiation tim. not reversible for Ds ?formation and des not
rdirdst lots may or may not reflect commission, - Issuer, generalparents or scorner estimated rates, &minim os accuracy. These assets are rot wooed UBS Financial Services a not a bat The RSA& Busiest
*urges amnia murky reorganization ma, it ry, are unified to the by Ow isauer, by SIC or he Finis supplemental SIC caverns. Services Account BSA and IRMA as brokerage accounts
Dividend and °termn wstmmi lots rd systematic gennal pa-tner or sprsor and may be calculated which provide access so barking services aidproducts
purchase lots are each combined to display one based on &fermi irtormation tan that used by • Revenue sharing and additional compensation. tough arrangements wdo affiliated bats and other
ayea ged loll)* • Trade date • calms presents the thief parties 'admire ter estimated values. — In addition to commissions on sales and 12b1 fees thrdpary banks, and provides access to nsura-ce and
crigrul transaction rade date. - You can obtain addianel Hennaed" regarding seethed ei correction wih the dStnbution of enmity prat& owed by InaBAiwd third- parry
to methodology wed to determine the Minato of mutual lends to merlons we nuke our AIMS insurance companies through inura-fre agency
• Callable securities Bands and ;referred stock that value and tie date of to inkrmation that is the naive r.Vonua5lThanne Payments horn distributors subsidiaries of UBS Financial Services Inc.
the swat cats for eair redemption wit be selected basis fate manate by corneae-9 your Fe-uncial ads advisees of the mAul funds that we sell.
mpattO by lot Iran among all seo.reies of that Advisor. Theseanoints are based on two deferent Ineestment nsurace. and artilyproducts:
islet held hour name or in nominee maw lee as - Thai party *stintedn ets my be reflected as COM:Onentf- tlY amantol &elm by UBS of a Not MSC inured • No bank gumanteth May Use volt
clients. Call bathe tdennation is obtained from third •Not prkod* nsener I sit ations, the n partiuln mutual fund I amikr to our clam, and Cs)
parties and is accuracy isnot guaranteed. Other <all idependent aWtion Inn has not toppledor is the asset value of a palkulv mutual fund I amikis RUA. Retie& Management Accord, Business Services
teases maybes' *Itch cculd affect yeti complete unable to assign a value, when we become avare Dares held at tie Irrn Account 85A, BMA and alternation& Resource
*dentate:In ellbe provided upon request that a Merit event has &oared that may call a — We and as aflathe also recewe nemaking and Management Accord are registered service marks of
pent.* reported wit it* question, or then a embus processing lees in consideration for UBS Fruncial Services Inc
• Certificates of deposit (CDs) CDs are FDIC inured value would be highly specuLative due to he nesse Nader agent Wein thee we pow& to the
it to S293,000 h privioal and accrued interest per of the seardy. rrukal fads. Thew leesgenerally are pad from Visa *passe is a registered senice mirk of Visa
deposior ad pm rieposityinaitutit, inaxcadance - When neither al suer, general pane or sponsor investor math h the mutual fund and are a (wed International uBs Via Swathe cede cards and CBS
wain WI( rules. *stinted sate ma a thrthpany estimated vat* if dela amount based on the outer of accounts at yea debt cards we isted by UBS Bark USA with
mad the value of the scanty will be different the brokerdeake holdng maul& hands of that fund prinnoion from Vas U.S A Incorporated.
• Prethealua hat dirtied fo r securities and deer Iran its purchase price. family
products may be higher or lower than Device that UBS Financial Stevie's Inc Mv. 201402
SDNY_GM_00020564
CONFIDENTIAL
EFTA_001 3 1 184
EFTA01273391

yes Frianoal Services Inc UBS Strategic Advisor
44) UBS 299 Park Avenue
25th Floor
New York. NY 10171.0002 July 2014
CNP7005789425071 X2. 0
GHISLANE MAXWELL
116 E 651I-1 STREET
NEW YORK NY 10065-7007
Account name: GHISLANE MAXWELL
Friendly account name: Indry
Account number. S5
Your Nnandal Advisor-
SCOTT STACKMAN/LYLE CASRIEL
Phone
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA Resourceline at 800-RMA-1000, on June 30 (5) on July 31 (5)
account 029323568
Your assets 2,071,921 44 1,597,952.47
aoo
Visit our website: Your liabilities 0.00
www.ub5cornifinanciaiseivices
Value of your account 12,071,921.44 51,597,952.47
Sources of your mos unt growth
Tracking the value of your account during 2014
Value of your account
$ Thcu,,anc$ at year end 2013 40.00
Net deposits end
0'1a
wittdraii/M $1,525,578.34
1,598.0 Your nvestrnent return
Dividend and
interest income 421,884 84
Change m
rnarkot vAue $`5.48929
Value of your account
on Jul 31, 2014 $1,597.952.47
Jun 2014 JJ 2014
SDNY GM 00020565
Member SIPC C HP70303005783425 NV7003183665 00002 0714 030579004 Y173 568S50 010000 Page 9 of 100
CONFIDENTIAL
EFTA_00131185
EFTA01273392

SUBS
UBS Strategic Advisor Account name: (3,u • ir I‘14,,VvEU. Your h! modal Advisor
Friendly account name: SCOTT STACK MAHLYLE CASRIEL
July 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 ($) your account
A Cash and money balances 0.00 0.00% Your ccurrent asoset alloca tion
B Cash alternatives 0.00 0.00%
C Equities 1,597,952.47 100.00%
D Fixed income 0.00 a00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 11,597,952.47 100.00%
C
Value of your account $1,597,952.47
Eye on the markets
Percentage change
Index July 201A Year to daW
S&P 500 -1.38% 5.66%
Russell 3000 -1.97% 4.83%
MSC - Europe, Australia & Far East -1.96% 3.08%
Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66%
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
00,70.X9005709426NP700318366500032 0714 0305750N VI 23568S500lailiyGtkoccabsegi0 of 100
CONFIDENTIAL
EFTA_00131186
EFTA01273393

UBS Strategic Advisor Account name: Your Si sandal Advisor
friendly account name: SCOTT STACKMANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
My 20i (3) Year to date (I) Values ',ported Plow exclude products for which gaits and losses ate not classified
Realized gains and losses Unrealized
Opening account value $2,071,921.44 $0.00
July 2014 (1) Year to date (1) gains and bsses (1)
Deposits, including investments
transferred in 5,920.06 1,994,881.82 Short term -7,125.69 -7,125.69 10,598 07
Withdrawals and fees, Long term 57,725 77 57,725.77 219,382 33
including investments transferred
Total $50,600.08 $50,600.08 $229,980.40
cut -407,919.15 -469,303.48
Dividend and interest income 3,421.46 21,884.84
Cash activity summary
Change in market value -75,391.34 50,489.29
See Account activity the month tot decals. &lances In your Sweep Options are indueedin the cpereng and
Closing account value $1,597,952.47 51,597,95247 closing balances raw. FDIC insurance applies only to deposits a UBS Bank USA, nol to deposits at U8S AG.
Starriord 9anch or bank deposits placed through the UBS Intemaiona Depose Account reopen,. SIPC
protection applies to money market sweep find holdings but rot bare deposit. Stir important ineatmation
Dividend and interest income earned about yeti' statement on the lag two pages Cl this document for deals.
July 2014 (1) Year to date (S)
For polocryts of iris statement, ta.ab:,ty of 'nines] an1dpecien0 income has been determined (WM a US Opening balances $0.00 $0.00
tat pirating Derwin-link eared upon the residence of the account holcbt account type, or product type
some interest ardor dvidend payments mar not be subiect to United St*es (US) ardor Puerto Rico (PR) Additions
income tares. The tient Monthly Statement is not intended to be used and tamed tie reled upon for tar
purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 smugly, such as Deposits and other funds credited 5,92006 48,841 01
the forms 1099 and the cams 480. fa tar rePallio0 information. It IS the precut of U85 to file the
aveicatle tar reposing forms with the US kiterna Revenue Semite and PR TreaSury DelSarTMenT. *Xi In Dividend and interest income 3,421.46 21,884.84
sue h forms accurately clstify decenct aria or interest as lac exempt or takethe incase. Mese consult ycul
incivdtral tax preparer Proceeds from investment transactions 398,577.63 398,577.63
July 201 4 (S) Year to date IS) Total additions $407,919.15 $469,303.48
Taxable dividends 3,421 46 21,880 36 Subtractions
Taxable interest 0.00 4.48 Professional management fees and
related services -2,611.19 -2,979.10
Total current year $342146 $21,884.84
Other funds debited -405,307.96 -466,324.38
Total dividend & interest S3A21A6 $21,884.84
Total subtractions -$407,919.15 -5469,303.48
Closing balances $0.00 $0.00
SDNY GM 00020567
CrIP70308305789427NP70031$3665 COCO? 0714 030575004 Y123568SSO 010000 Page 11 of 100
CONFIDENTIAL
EFTA_0013 I 187
EFTA01273394

SUBS
UBS Strategic Advisor Account name: Your lquendel Advisor.
Friendly account name: SCOTT STACK MANY LYLE CASR1EL
July 2014
Account number:
UBS Bank USA Deposit Account APY
Interest period Am 6 - Jul 7
Opening UBS Bank USA Deposit balance Jun 6 555,159.89
Closing UBS Bank USA Deposit balance Jul 7 saoo
Number of days in interest period 32
Average daily balance $481.81
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
You have identified the following investment objectives for thisaccount If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fthancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in imponant information about your statementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
investment eligibiSty consideration - None selected
Your account instructions
• •• it • - r,f.t —psirig method is FIFO, First In, First Out.
CNP7000,A)05789428 NP70C0189665 00002 0714 D30575004 Y1235685.5001%ftyGht0 0011601812 of I CO
CONFIDENTIAL
EFTA_00131188
EFTA01273395

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name: SCOTT STACK MAY/ LYLE CASNEL
lUly 2014 Account number.
Your assets
Some prices, income and current vdues sham may be approximate. Asa resat. gains and losses ma/ not
be accurately reflected. See importer), leaaretason aboux your statement a the end of this dxument (or
more 'Mansion
Cash
Cash and money balances
OperingbdaXe Closing 658%e Pke per snare merage Dr/Wend interest Darr In
ricking on Jul 1 (1) on ha 31 (l) on rul 31 (I) rate period period Cm amount a)
Cash -1,389.47 0.00
tl85 BANK USA CEP ACCT 1,389.47 0.00 250,000.00
Total $0.00 $0.00
Equities
Common stock
Purchase pricer
Trade Mabel my* price Price per share velue on unreanzed Hddn o
Hddng date of shares per share (1) Coe basis ($) on Jul 31 or Jul 31 (S) gain a loss (S) Onslod
ANALOG DEVICES INC
Symbol: ADI Exchange: OTC
EAI: 42,591 Current yield: 2.984/0 Nov16, 11 13.000 37 316 485.12 49.630 645.19 160.07 LT
Nov 17, 11 13.000 35393 460.12 49.630 64519 185.07 LT
Nov18,11 35.000 35.502 1,242.58 49.630 1,737.05 494.47 LT
Nov21,It 18.000 34371 618.68 49.630 893.34 274.66 LT
Nov22, II 15.000 33.338 500.07 49.630 744.45 244.38 LT
Nov23, 11 22.000 32.655 718.43 49.630 1,091.86 373.43 LT
Nov 25, 11 7.000 32.460 227.22 49.630 347.41 120.19 LT
Nov 28, 11 30.000 32.951 988.55 49.630 1,488.90 500.35 LT
Nov29, II 18.000 33.472 602.51 49.630 893.34 290.83 LT
Nov29, II 5.000 33.622 168.11 49.630 248.15 80.04 LT
Apr 24,12 30.000 37.567 1,127.01 49.630 1,488.90 361.89 LT
lan 23,13 1,056.000 43209 45,628.81 49.630 52,409.28 6,780.47 LT
Apr 22. 13 489.000 42,447 20,756.68 49.630 24,269.07 3,572.39 LT
Security total 1,751.000 41.990 73,523.89 86,902.73 13,378.24
continued next page
SDNY GM 00020569
CNP10003005769429NP7000193665 00002 0714 030575004 VI 23 568550 010000 Peg. 13 of 100
CONFIDENTIAL
EFTA_00131189
EFTA01273396

*UBS U BS Strategic Advisor Account name: GHISLA1NE MAXWELL Your lq sandal Advisor,
Friendly account name: SCOTT STACK MANTLYLE CASRIEL
July 2014 Account number.
Your assets . Equities . Common stock (continued)
Purchase pace/
Trade Weber Average price Pete per share Vdueon Unrealized Hddng
Hddng date of than per sham (S) Con bask (S) orth131 (I) Jul 31 (S) win of loss (S) period
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 82,442 Current yield: 2.36% Aug 4,11 146.000 48.469 7,076.53 81.310 I 1871 26 4,794.73 LT
Aug 12, 11 4.000 46.880 187.52 81.310 325.24 137.72 LT
Jan 23,13 767.000 59.890 45,936.09 81.310 62364.77 16,428.68 LT
Apr 22. 13 355.000 65.098 23,110.04 81.310 28,86505 5,755.01 LT
Security total 1,272.000 59.992 76,310.18 103,426.32 27,116.14
BAXTER NTL INC
Symbol: BAX Exchange: NYSE
EAI: $3,236 Current yield: 2.78% lun 20, 12 30.000 51.594 1,547.84 74.690 2,240.70 692.86 LT
Jun 20, 12 17.000 51.522 875.89 74.690 1,269.73 393.84 LT
Jun21.12 29.000 52.077 1,510.25 74.690 2,166.01 655.76 LT
Jun21,12 7.000 51.500 360.50 74.690 522.83 162.33 LT
Jun21,12 5.000 52.216 261.08 74.690 373.45 112.37 LT
Jun 22, 12 61.003 51.890 3,165.29 74.690 4,556.09 1,390.80 LT
Jan 23,13 768000 66.658 51,193.80 74.690 57,361.92 6,16& 12 LT
Apr 22, 13 355.000 69.318 24,608.00 74.6% 26,514.95 1,90695 LT
Sep 19, 13 74.000 72.165 5,340.28 74.690 5,527.06 186.78 ST
Sep 19, 13 6.000 71.875 431.25 74.690 448.14 1689 sr
Sep 19, 13 3.000 71.880 215.64 74.690 224.07 &43 ST
Sep 20, 13 47.000 71.987 3,383.41 74.690 3,510.43 127.02 ST
ST
Oct 3, 13 154.000 64.600 9,948.49 74.690 11,502.26 1,553.77
Security total 1,556.000 66.094 102,841.72 116,217.64 13,375.92
BLACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 12,872 Current yield: 2.53% Oct 5, 12 7.000 189.932 1,329.53 304.730 2,133.11 803.58 LT
Oct 5, 12 3.000 187.820 563.46 304.730 914.19 350.73 LT
Oct 5, 12 2.000 186670 373 34 304.730 609.46 236.12 LT
0(18,12 8.000 188.783 1,510.27 304.730 2,437.84 927.57 LT
Oct 9, 12 15.000 189.1% 2,837.79 304.730 4,570.95 1,733.16 LT
Oct 9,12 2.000 189.010 37802 304.730 609.46 231.44 LT
Oct 10, 12 3.000 187.720 563.16 304.730 914.19 351,03 LT
Oct 10. 12 2.000 187.670 375.34 304.730 609.46 234.12 LT
continued next page
CNP7000300.3789430 NP1000i 89665 00002 0714 030575004 23568550m igthriy_sm_ocollgsg014 of 100
CONFIDENTIAL
EFTA_0013 1190
EFTA01273397

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your h nancial Advisor:
UBS friendly account name: SCOTT STACK MAN/LYLE CASRIEL
July 2014 Account number:
Your assets . Equities Common stock
(continued)
Purchase cow
Trade timber Average pdce Price per share Vdue on unrealzed sioldng
Fiching date of stores per shme (1) Cost basis (S) onlui3i(t) Jut 31 (t) on or loss (1) period
Oct 10, 12 2.000 187.995 37599 304.730 609.46 233.47 LT
Jan 23,13 224.000 236.966 53080.41 304.730 68,259.52 15,179.11 LT
Apr 22, 13 104.000 251.093 26,113.69 304.730 31,691.92 5,578.23 LT
security total 372.000 235218 87,501.00 113,359.56 25,858.56
CATERPILLAR INC
Symbol. CAT Exchange. NYSE
EAI: 33,108 Current yield: 2.78% Jun 19, 13 72.000 84.718 6,099.75 100.750 7,254.00 1,154.25 LT
Jun20, 13 121.000 83.141 10,060.15 100.750 12,190.75 2,130.60 LT
Jun20, 13 78.000 83.030 6,476.39 100.750 7,858.50 1,382.11 LT
JLO 21, 13 204.000 82.904 16,912.44 100.750 20,553.00 3,640.56 LT
Jun 24, 13 111.000 81.517 9,04846 100.750 11,183.25 2,134.79 LT
Jun 25, 13 73.000 82.354 6,011.86 100.750 7,354.75 1,342.89 LT
Jun26, 13 69.000 82.259 5,675.90 100.750 6,951.75 1275.85 LT
Jun 27. 13 141.003 82.951 11,696.12 100.750 14,205.75 2,509.63 LT
Jun 27, 13 7.000 82.925 580.48 100.750 705.25 124.77 LT
Jim 28, 13 169.000 82.774 13,988 92 100,750 17,026.75 3,037.83 LT
Jul 1, 13 65.000 82.781 5,380.78 100.750 6,548.75 1,167.97 LT
Security total 1,110.000 82.821 91,931.25 111,832.50 19,901.25
COLGATE PALMOUVE CO
Symbol: CI Exchange: NYSE
EAI: 32,172 Current yield: 2.27% Aug 4,11 174.000 41.632 7,244.05 63.400 11,031.60 3,787.55 LT
Aug 12, 11 4.000 42.450 169.80 63.400 253.60 83.80 LT
Jan 23,13 910.000 54240 49,358.63 63.400 57,694.00 8,335.37 LT
Apr 22.13 420.000 59.788 25,111.32 63.400 26,628.00 1,516.E8 LT
Security iota 1,508.000 54300 81,883.80 95,607.20 13,723.40
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,086 Current yield: 3.27% Aug 4,11 191.000 36265 6,926 77 50,150 9,57865 2,651.88 LT
Aug 12, 11 5.000 35.754 178.77 50.150 250.75 71.98 LT
Jan 23,13 1,001.000 41387 41A28.89 50.150 50200.15 8,771.26 LT
Apr 22, 13 464.000 50.287 23,333.21 50.150 23,269.60 -63.61 LT
Jun 17, 13 148.000 49.739 7,361.45 50.150 7,422.20 60.75 LT
continued next page
SDNY GM 00020571
C40113003005761431 NPT000169665 00002 0711030575004 Y123568550010000 Page IS of 100
CONFIDENTIAL
EFTA_001131
EFTA01273398

UBS
* UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your linandul Advisor:
Friendly account name: SCOTT STACK MANL YLE CASRIEL
July 2014 Account number.
Your assets . Equities . Common stock (continued)
Purchase pace
Trade Weber Average pike Pete per shoe VtNeon theettlzed Hddng
lathing data of shares pat than (I) Cost basis (S) onid31(5) iu131 (S) gain or loss (5) period
Jun 18.13 73.000 49.836 3,638.07 50.150 3,660.95 22.88 LT
Security total 1,882.000 44 031 82,867.16 94,382 30 11,515.14
JOHNSON & JOHNSON COM
Symbol: .INJ Exchange: NYSE
(Al: 42,985 Current yield: 2.80% Aug 4, I 1 123.000 62377 7,67238 100.090 12311.07 4,638.69 LT
Aug 12, 11 3.000 63.730 191.19 100.090 300.27 109.08 LT
Jan 23,13 642.000 72.736 46,696.71 100.090 64,25738 17,561.07 LT
Apr 22.13 298.000 84.721 25,247.10 100.090 29,826 82 4,579.72 LT
Security total 1,066.000 74.866 79,007.38 106,695.94 26,888.56
MCCONAIDS CORP
Symbol: MCD Exchange: NYSE
(Al: 43,298 Current yield- 3.43% Aug 4,11 95.000 84.969 8,072.06 94.560 8.983.20 911.14 LT
Aug 12, 11 3.000 85.910 257.73 94.560 283.68 25.95 LT
Nov29, 12 8.000 86.456 691.65 94.560 756.48 64,83 LT
Jan 23,13 555.000 93.053 51,644.75 94.560 52,480.80 836.05 LT
Apr 22. 13 2%.000 99.318 25,326.32 94.560 24,112.80 -1,213.52 LT
Sep 19, 13 78.000 97.879 7,634.63 94.560 7,375.68 -258.95 ST
Sep 19, 13 22.000 97.425 2,143.36 94.560 2,080.32 -63.04 ST
Sep 19, 13 2.000 97.830 195.66 94.560 189.12 -6.54 ST
Security total 1,018.000 94269 95,966.16 96262.08 295.92
luCCERA ENERGY INC COM
Symbol: NEE Exchanger NYSE
CAI: 43.370 Current yield: 3.09% Aug 4,t1 134.000 52.960 7,096 75 93.890 12.581.26 5,484.51 LT
Aug 12, 11 3.000 52.530 157.59 93.890 281.67 124.06 LT
Jan 23,13 700.000 71.610 50,127.21 93.890 65,723.00 15,595.79 LT
Apr 22, 13 325.000 79.757 25,921.06 93.890 30,514.25 4,593.19 LT
Security total 1.162.000 71.689 83,302 61 109,100.18 25,797.57
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAT: $2,791 Current yield: 2.95% Feb 12. 14 148.000 92.171 13,641.35 97.710 14,461.08 819.73 ST
Feb 12. 14 117.000 92203 10,787.77 97.710 11.432.07 644.30 ST
Feb 12, 14 32.000 92215 2,950.91 97.710 3,126.72 175.81 ST
Feb 12. 14 7.000 92.065 644.46 97.710 683.97 39.51 ST
continued next page
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CONFIDENTIAL
EFTA_00131192
EFTA01273399

UBS Strategic Advisor Account norm: I I X ELL Your Financial Advisor:
UBS Friendly account name: SCOTT STACK MAKI KY LE CASIki EL
JUly 2014 Account number.
assets Equities .
Your Common stock (continued)
Purchase pricer
Trade Humber AVtlogit puce Plitt per share Vdue on lirredlted Hddng
Hddng date of shares per shame (I) Coo bads (S) on H131 (I) Jul 31 (6 gain a loss ft) period
Feb 13, 14 110.000 92.095 10,130:45 97.710 10,748.10 61365 ST
Feb 13, 14 68.000 91.911 6,250.00 97.710 6,644.28 394.28 ST
Feb 13, 14 33.000 91.560 3,021.49 97.710 3,224.43 202.94 ST
Feb 13, 14 6.000 91.615 549.69 97.710 586.26 36.57 ST
Feb 14, 14 334.000 95.389 31860 13 97.710 32,635.14 775.01 ST
Feb 18, 14 114.000 96.023 10,946.72 97.710 11,138.94 192.22 ST
Security total 969.000 93.687 90,782.97 94,680.99 3,898.02
PEPSICO INC
Symbol: PEP Exchange: NYSE
88
EAI: 13,023 Current yield: 2.97% Aug 4, I 1 115.000 63.979 7,357.65 100 10,131.50 2,773.85 LT
Aug t2, 11 3.000 63.023 189.07 88100 264.30 75.23 LT
May 16, 12 6.000 68.535 d1 1.21 88.100 528.60 117.39 LT
Oct 24, 12 1.000 68.690 68.69 88.100 88.10 19.41 LT
Oct 25, 12 2.000 68.810 137.62 88 100 176.20 38.58 LT
Oct 26. 12 1.000 68.890 68.89 68.100 88.10 19.21 LT
Oct 31, 12 1.000 69 370 69.37 88.100 88.10 1833 LT
Nov6, 12 1.000 69370 69.37 89.100 88.10 18.73 LT
Nov 7, 12 1.000 69.150 69.15 88.100 88.10 1895 LT
Nov8, 12 2.000 69.090 138.18 88.100 176.20 38.02 LT
Jan 23,13 699.000 72.166 50,444.31 88.100 61,581.90 11,137.59 LT
Apr 22. 13 322.000 82.251 26.48485 88.100 28,368 20 1,883.35 LT
Secuity total 1,154.000 74.097 85,508.36 101,667.40 16,159.04
PROCTER & GAMBLE CO
Symbol: PG Exchange: NYSE
EAI: 42,919 Current yield: 3.33% Aug 4,11 118.000 60.103 7,092.22 77.320 9,123.76 2,031.54 LT
Aug 12, 11 3.000 60.896 182.69 77.320 231.96 49.27 LT
Jan 23.13 619.000 69.941 43,293.73 77.320 47,861.08 4,567.35 LT
Apr 22, 13 286.000 81.332 23,261.18 77.320 22,113.52 -1,147.66 LT
Apr 24, 13 108.600 77.762 8,39832 77.320 8350.56 -47.76 LT
Security total 1,134.000 72.512 82,228.14 87,680.88 5,452.74
continued next page
SDNY GM 00020573
CNP70003005769433 NP7000193665 00002 0711030575004 Y123568550010000 Pogo 17 of 100
CONFIDENTIAL
EFTA_00131193
EFTA01273400

*UBS UBS Strategic Advisor Account name: GHIStANE hte,<WELL Your It sandal Advisor:
Friendly account name: ird SCOTT STACK MANLYLE CASRIEL
luly 2014 Account number.
Your assets . Equities . Common
stock (continued)
Purchase pacer
Trace ',umber Average pace Price per snare Value on Unrealized Halting
Hddng date of share: per OM, (S) Con bags (S) on lur 31(1) na 31 (1) gain or loss (I) Coned
TRAVELERS COS INOTHE
Symbol: TRV Exchange. NYSE
EAF $2,534 arrant yield 2 46% Apr 24, 12 20 000 63 432 1,26864 89.560 1,791 20 522.56 LT
Apr 24, 12 4.000 63350 25140 89.560 358.24 104.84 LT
Apr 24, 12 1.000 63.560 63.56 89.560 89.56 26.00 LT
Apr 25, 12 10.000 63 520 635 20 89.560 895.60 260.40 LT
Apr25. 12 10.003 63.617 636.17 89.560 895.60 259.43 LT
Apr25. 12 10.000 63 659 636 59 89.560 89560 259.01 LT
Apr 25, 12 2.000 63.545 127.09 89.560 179.12 52.03 LT
Apr 25, 12 2.000 63.645 127.29 89.560 17912 51.83 LT
Apr 25, 12 2.000 63.745 127 49 89.560 179.12 51.63 LT
Apr 26. 12 5.000 63.928 319.64 89.560 447.80 128.16 LT
Apr 26, 12 2.000 63920 127 84 89.560 17912 51.28 LT
Apr 26, 12 2.000 63.930 127.86 89.560 179.12 51.26 LT
Apr 26. 12 1.000 63.720 63.72 89.560 89.56 25.84 LT
May 1, 12 15.003 64 637 969 56 89.560 1,343.40 373.84 LT
May 1. 12 6.000 64.715 38829 89.560 537.36 149.07 LT
May 1, 12 6.000 64 975 389 85 89.560 537.36 147.51 LT
May 1, 12 2.000 64 850 129.70 89.560 179.12 49.42 LT
May 1, 12 1.000 64.820 64.82 89.560 89.56 24.74 LT
May 2,12 7.000 64 374 45062 89.560 62692 176.30 LT
May 2, 12 4.000 64 410 257.64 89.560 358.24 100.60 LT
May 2, 12 2.000 64 320 128 64 89.560 179.12 50.48 LT
May 3, 12 4.000 64 960 259 84 89.560 358.24 98.40 LT
May 3, 12 2.000 64.675 129.35 89.560 179.12 49.77 LT
May 3, 12 2.000 64.910 129 82 89.560 17912 49.30 LT
Jan 23,13 629.000 77.560 48,785.62 89.560 56,333.24 7,547.62 LT
Apr 22, 13 290.000 84.719 24,568 68 89.560 25,972.40 1,403.72 LT
May 22, 13 111.000 83.807 9,302.58 89.560 9,941.16 638.58 LT
Security total 1,152.000 78.533 90,469.50 103,173.12 12,703.62
continued next page
CNP7C009005769434NP70C0188665C0CO2 0714 030575004 7123568550 01i fflitly Gropooterile of I CO
CONFIDENTIAL
EFTA_001 3 1194
EFTA01273401

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nancial Advisor:
UBS Prie nd ly account name: SCOTT STACK MAN LY LE CA F(IEL
1Uly 2014 Account number.
Your assets Equities . Corn mon stock (continuel
ru rcrkre Eind
rack Humber Average prke Prke per share Wlue on Linrealized Holcing
Hddng date of item per shene (S) tort tels (S) on1u131 (5) 1u13i (S) gain or Ion (S) pericd
UNITED PARCE'. SERVICE NC CL B
Symbot UPS Exchange NYSE
EAI: $2,843 Cirent yield: 2.76% Sep 19, 13 82.000 91.779 7,525.90 97.090 7,961.38 435.48 ST
Sep 19, 13 19.000 91.625 1,740.88 97.090 1,844.71 103.83 ST
Sep 20, 13 107.000 91.805 9,82318 97.090 10,388.63 565.45 ST
Sep 20, 13 26.000 91.835 2,387.71 97.090 2,524.34 136.63 ST
Sep 23,13 93.000 91.049 8,467.59 97.090 9,029.37 561.78 ST
Sep 24.13 93.000 91.612 8,520.00 97.090 9,029.37 509.37 ST
Sep 24, 13 41.000 91.663 3,758.20 97.090 3,980.69 222.49 ST
Sep 25, 13 62.000 91.138 5,65036 97.090 6,019.58 369.02 ST
Sep 25.13 11.000 91.090 1,001.99 97.090 1,067.99 66.00 ST
Sep 26, 13 64.000 91.489 5,855.30 97.090 6,213.76 358.46 ST
Sep 27, 13 54.000 91.117 4,920.33 97.090 5242.86 322.53 ST
Sep 30, 13 46.000 91.475 4,207.86 97.090 4,466.14 258.28 ST
97.090
Oct 1, 13 46.000 91.668 4,21623 4,466.14 249.41 ST
Oct 1, 13 6.000 91.650 549.90 97.090 582.54 32.6d ST
Oct 2, 13 61.000 91.128 5,558.84 97.090 5,922.49 363.65 ST
Oct 2, 13 19.000 91.067 1,730.29 97.093 1,844.71 114.42 ST
Oct 3, 13 55.000 90337 4,96858 97.090 5,339.95 371.37 ST
Oct 4, 13 55.000 90.653 4,985.96 97.090 5,339.95 353.99 ST
lao 17,14 121.000 99.231 12,007.00 97.090 11,747.89 -259.11 ST
Sectrity total 1,061.000 92250 97,876.80 103,012.49 5,135.69
>31.1NX INC
Symbol: XLNX Exchange: OTC
EAI: 12,086 Cirent yield: 2.82% Sep 7, 12 25.000 34.770 869.27 41.130 1,028.25 158.98 LT
Sep 7, 12 5.000 34.846 17423 41.130 205.65 31.42 LT
Sep 10, 12 37.000 341345 1,289.29 41.130 1.521 81 232.52 LT
Sep 10, 12 3.000 34.660 103.98 41.130 123.39 19.41 1.7
Sep 11, 12 20.000 34.853 697.06 41.130 822.60 125.54 LT
Sep 12, 12 18.000 35.006 630.11 41.130 740.34 110.23 LT
Sep 13, 12 21.000 346736 732.61 41.130 863.73 131.12 LT
Sep 14, 12 19.000 35.536 675 19 41.130 781.47 106.28 LT
urane" fige
SDNY
CNP70003005789435NPI00016/366500M 0714 030575004 VI 23568550010000 Page 19 of 100
CONFIDENTIAL
EFTA_00131195
EFTA01273402

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignancid Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2014 Account number:
assets . Equities . Common stock
Your (continued)
Purchase pus
Trade master Average price Price per Ohre Valueon Unrealized Hotting
Wising date of sheen per share (S) Cost basis (S) orilul31(S) lu13I (S) gain ot loss (S) period
Sep 17,12 7.000 35.151 246.06 41.130 287.91 41.85 LT
Oct 24, 12 3.000 32.523 97.57 41.130 123.39 25.82 LT
Oct 25, 12 5.000 32.522 162.61 47.130 205.65 43.04 LT
Oct 26, 12 3.000 32.776 93.33 41.130 123.39 25.05 LT
Oct 31, 12 1.000 32.770 32.77 41.130 41.13 8.36 LT
Nov 1,12 2.000 33.360 66.72 41.130 82.26 1554 LT
Nov1,12 1.000 33.520 33.52 41.130 41.13 7.61 LT
Nov1,12 1.000 33.530 33.53 41.130 41.13 7.60 LT
Nov2, 12 1.000 33.550 33.55 41.130 41.13 7.58 LT
Nov5, 12 1.000 33.190 33.19 41.130 41.13 7.94 LT
Nov6, 12 3.000 33886 101.66 41.130 123.39 21.73 LT
Nov7,12 2.000 34.025 68.05 41.130 82.26 14.21 LT
Nov7,12 1.000 33.910 33.91 41.130 41.13 7.22 LT
Nov 8. 12 4.000 34.032 136.13 41.130 164.52 28.39 LT
Nov8,12 1.000 33.860 33.86 41.00 41.13 7.27 LT
Nov28, 12 4.000 34-312 137.25 41.130 164.52 27.27 LT
Nov28.12 3.000 34.410 103.23 41.130 123.39 20.16 LT
Nov29, 12 15.000 34.583 518.75 41.130 61695 9820 LT
Nov29, 12 3.000 34.493 103.48 41.130 123.39 19.91 LT
Jan 23.13 1,087.003 36.805 40,008 01 41.130 44,708.31 4,700.30 LT
Apr 22, 13 502.000 35.691 17,917.23 41.130 20,647.26 2,730.03 LT
Sk'CLrily 101a r 1,798.000 36.246 65,171 15 73,951 74 8,780.59
Total 91,367,972.07 $1,597,952.47 1229,980.40
Total estimated annual income: $45,356
Your total assets
Percemaged Cost Estrnated Unredrzed
Value on lul 31 ($) Your account bass 01 annual income it on or loss (t)
Equities Common stock 1,597,952.47 100.00% 1,367,972.07 45,356.00 229.980.40
Total $1,937,952.47 100.00% $1,367,972.07 $45,356.00 $229,960.40
OW70003005709436 NP7000189665 00002 0714 030575004 23568=04fi giliy_Gm_00011este0 of 100
CONFIDENTIAL
EFTA_00131196
EFTA01273403

U BS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandrá Maison
*UFS Friendly account name: Ind SCOTT STACK MANILYLE CASRIEL
lult' 2014 Account number.
Account activity this month
Date Adháty Descdpelon Arrounl
Deposita and otber funds credited Jul 14 Transfer FM X235750100 2.611.19
E
Jul lat Transfer FM 23575 0100 3.308.87
Total deposita and other funds credited 15.920.06
Dat Aahtly DeSCriptIOn ~Dunt IS)
Dividend and intecistiacorne
Taxable dividends Jul 1 Dodend AUTOMATIC DATA PROCESSNG1NC PAID ON 1272 610.56
Jul 1 Dodend BAXTERINFLINC PA1D ON 1556 809.12
Jul 8 Dvidend IWNOIST004. WORKS INC PAIDON 1171 491.82
Jul 15 Dodend OCCIDENTAL PETROLEUM CRP PAID ON 969 697.68
lul 17 Dodend STAPLES INC PAID ON 6769 812.28
Total taxable dividends 53.421416
Total dividend and interest interne 53,421.46
Dat ACthely DeSC(0110n kreunt (5)
Pees Jul 24 Fee Charged QUARTERLY FEE -2.611.19
Total professional manegemeat lees 42.611.19
new Aditely ObligibOn Amotell (S)
123571
Other funds debited lult Transfer TO 7100 -1,419.68
1235750100
lul 9 Transfer TO -491.82
Jul 18 Transfer TO X235750100 -402,698.78
Jul 25 Transfer TO 235750100 -697.68
E
Total ether funds debited 4445.307.96
Investment tra nsactions
Fot more Information San the pace/va:ut shown for reftelatd SKUIRIPS, SIP important Mlorrnatbn about
your statement at the end of thr. downent
eroceeds Iran Funds
Investment v4thdreem iv A(crued
Date ACtaity Descroton Quanlity vave (t) Pure ($) tansactIons innam/Aa boor (S) Interes1 (I)
lul 18 Sok CONOCOMILIPS -1/180.030 84 755000 125,434.63
lul 18 Sold ILLINOIS 7COL WORKS -1,171.000 86 303200 101,058.82
Jul 18 Sold STAPLES INC -6,769.000 11 121734 75,281.36
contmued next page
SDNY GM 00020577
C zuP7030?305789437 NV70031%565 00032 0714 030575004 Y123560550010000 Page 21 of 100
CONFIDENTIAL
EFTA_00B 147
EFTA01273404

4tUBS UBS Strategic Advisor Account name: CHISLANE MAXWELL Your linandal Advisor,
July 2014
Friendly account name:•In d SCOTT STACK MAHLYLE CASRIEL
Account number:
Account activity this month
(contrived
Investment transactions (continued)
Proceeds tram Funds
insestment wthdrawn fa Accrued
Cute Actnety Desception Quantity Value (S) Pnce (S) transactions CS) insesiments bougu (S) 'merest IS)
Jul 18 Sold TARGET CORP .1,600.CCO 60 503100 96,802 82
Total $398,577.63
Oat Activity Oescroben Arrount IS)
Money balance activities Jun 30 Balance forward $13119A7
Jul 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/ 30/ 14 • 1.389.47
Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68
Jul 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/02114 .1,419.68
Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 491.82
DEPOSIT
Jul 10 Withdrawal UBS BANK USA ACCOUNT AS OF 07/09/14 .491.82
Jul 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,611.19
Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68
Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28
Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/18114 -812.28
Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Ow 24f 14 -2.611.19
Jul 28 Withdrawal LAS BANK USA DEPOSIT ACCOUNT AS OF 07/25/14 -697.68
Ad 31 Closing UBS Bank USA Deposit Account $0.00
The UBS Ftanl USA Depout Account is your 'Armory sweep option
Realized gains and losses
The estimated realized gam and losses shaven below are not fa tat purposes. Please rote that gain or toss intormStOn We may not ad usl gams and losses for al cats changes. We autcmaticay adjust cost basis for
recognized Co the sae or redmrptiers of certain Structured Products, ike Canting al Debt Securities. may be tam-everrpt and AMT coupon Munirei Securities for estimated anonration of bond prerrouTis aid for accreted Olt)
°refinery. and not Caplla, gain ot loss. Please check vnth your lax attv60, TO (*dale yarn and losses. we ler securities Mired at adSCOum 4 yOu tedueSted [Ka U8SaluSt COSI Odin for the bad premium arortizaton on
'Mondale the driest SeCunly lot first lees is kncrem as the first-in, first-out co FFO accounting melhitd Voce use taratle debt securities then cost bassi reflected for these stew:ties has been adjusted. Stimates in the unclassd*d
It.. method unless you specified whir h tar la to dose when yai placed yOus order. This is known as a venus section can na be Classified as short term or long term because information is misong or the product Is one in which
purchases or VSP order. See Important into rmaliOnabout your statement ei the end of thisdi:corneal for more the apl moss cc/curare° is nOt provided
Short-term capital gains and losses
wash sale
Cruanlny or Purchase Sate Sae Colt cost basis
Security (*salmon method fate value date dole amount (S) ems (S) adjustment(1) toss (S) Gain (S)
STAPLES INC FIFO 203 000 Aug 26, 13 Jul 15, 14 2257.66 2,923.46 -66580
FIFO 181.000 Aug 26, 13 Jul 15, 14 1012.99 2,60863 -595 64
continua/ nod page
CHP7000300STer9438NPIOCOI138665 00032 0714 030575004 .23583S500ligftyGhtoodiestan of I CO
CONFIDENTIAL
EFTA_00 13 1198
EFTA01273405

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
JA 201:I Account number. •
Realized gains and losses (continued)
Short-term capital gains and losses (continued)
Wash sale
Ovantay or Purchase Sale yak Cost cost basis
Secuity descrpton Methal fae value die date amour (S) basis (S) aljusirrbent(S) tas (S) Gain (5)
FIFO 253.000 Aug 27, 13 Jul 15, 14 2,813.74 3,56874 -755.00
TARGET CORP FtF0 68.000 Sep 23,13 Jul 15, 14 4,114.12 4,378.59 -264.47
FIFO 6.000 Sep 23,13 Jul 15, 14 10.898363.3201 386.43 -23.42
FIFO 180.000 Sep 24,13 Jul 15, Id 11,519.91 -629.59
(WO 82.000 Sep 24,13 Jul 15, 14 4,961.14 5,25897 -297.83
FIFO 92.000 Sep 25,13 Jul IS, 14 5,566.16 -284.89
FIFO 18.000 Sep 25,13 Jul 15, 14 1,059.04 51,815417.23 -5819
RFO 152.000 Sep 25,13 Jul 15, 14 9,196.26 9,643.85
RFO 13.000 Sep 25,13 Jul 15, 14 786.53 1283271.0766 -4.440715539
RFO 114.000 Sep 26,13 Jul 15,14 -334.56
RFO 193.000 Sep 27.13 Jul 15, 14 1611.687967..8240 12,350.76 -673.92
RIO 27.000 Sep 30,13 Jul 15, 14 1,633.55 1,722.95 -89.40
RFO 104.000 Sep 30,13 Jul 15, 14 6,292.18 6,633.64 -341.46
RFO 51.000 Sep 30,13 Jul 15, 14 3,085.59 3258.30 •172.71
FIFO 139.000 Oct 01, 13 Jul 15, 14 8,409.74 8,87542
FPO $3.000 Oct Oh 13 Jul 15, 14 3,206.60 3,384.40 •-416757.16380
FIFO 38.000 Oct 01, 13 Jul 15, 14 2,2 99.05 2,422.80 :•112253.8754
38.000 Oct 01, 13 Jul 15, 14 212.99198.8075 2,424.93
FinFF°0 197.000 Jan 07,14 Jul 1 5, 14 1 12,389.28 .470.43
32.000 Jan 07,14 Jul 15, 14 1,936.05 2,016.15 -80.10
3.000 Jan 07,14 Jul 15, 14 181.51 188.59 -7.08
Total 3103.337.21 3111,012.90 -37225.69
Net short-term capital gains and losses -37225.69
Long-term capital gains and losses
Wash sale
ouardity a PuKt.aSe She see Cost cog bails
Securfly desolphon lace bite oft date amount (S) bass (S) adjustmern(1) Loss (S) Gain (S)
corvccoei-atups 106.000 Aug 04, 11 lul 15, 14 8,983.83 5.523.58 3,46025
2.00:0 Aug 12, 11 Jul 15, 14 169.51 102.87 66.64
continued (ten page
SDNY GM 00020579
cee70003005789439 NI7000193665 C0002 0714 030575004 VI 23568550 01000) Pogo 23Oí 100
CONFIDENTIAL
EFTA_00I31199
EFTA01273406

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancid Advisor
friendly account name: SCOTT STACK MAHLYLE CASRIEL
July 2014 Account number. 212.821.7000/800-308.3140
Realized gains and losses (continued)
Long-term capital gains and losses (conhound)
Wash sale
(Mania/ or Purchase Sale 58e Cost OR basis
Secunty descrphon Method far viue date date amount (I) basis (9 adjustmern(S) Las (S) Gain (S)
RFO 16030 May Oa 12 Jul 15, 14 1,356.05 854.40 501.65
RIO 13.000 May 08, 12 Jul 15, 14 1,101.79 47,6 19924..7549 409.05
RFO 14.030 Jul 17, 12 Jul 15, 14 1,186.54 783.17 403.37
RFO 789.000 Jan 23, 13 Jul 15, 14 66,870.22 19,675.63
FIFO 138.003 Mar 19, 13 Jul 15, 14 11,695.93 8,160.98 3,534.95
RIO 402 000 Apr 22, 13 Jul 15, 14 34.070.76 23,198.25 10,872 51
IWNOIS TOOL WORKS INC FIFO 135.003 Aug 04, 11 Jul 1 5, 14 11,650.68 6,362.35 5,288.33
RFO 3.000 Aug 12, 11 Jul 15, 14 258.93 135.72 123.18
RIO 706.003 Jan 23,13 Jul 15, 14 60,928.72 44,975.31 15,953.41
RIO 327.003 Apr 22, 13 Jul 15, 14 28220.52 19,844.22 8,376 30
STAPLES INC FIFO 1000 Oct 24, 12 1015 , 14 11.12 11.36 -1.02..204 8
RIO 63.000 Oft 24, 12 Jul 15, 14 700.66 712.74
RIO 8.000 Oct 25, 12 Jul 1 5, 14 88.97 91.44 -2.47
RIO 46.000 Oct 25, 12 Jul 15, 14 511.59 525.36
FIFO 57.000 Oct 25, 12 nil 15, 14 633.92 649.29
RIO 51.000 Oct 26, 12 1u1 15, 14 567.20 581.42 114531237277
RIO 12.030 Oct 31, 12 Jul IS, 14 133.45 138.32 -4.87
RFO 3.000 Ott 31, 12 Jul 15, 14 34.70 -1 33
RIO 7.000 Nov01,12 Jul 15, 14 7373.3875 81.18 -3.33
RFO 46.000 Nov 01,12 Jul 1 5, 14 511.59 537.17 -25.58
RFO 33.000 Nov 01,12 lul 15, 14 367.01 382.99 -15.98
RFO 1.000 Nov01, 12 Jul 15, 14 11.12 11.60
RFO 31.000 Nov 02, 12 Jul 1 5, 14 344.76 358.12 -1437.3468
FIFO 7.020 Nov 05, 12 Jul 15, 14 77.86 81.13 -3.27
FIFO 31.000 Nov 05, 12 Jul 15, 14 344.76 355.43 -10.67
RIO 51.000 Nov 06. 12 Jul 15. 14 567.20 602.87 .3 6
RIO 26.000 Nov 06, 12 Jul 15, 14 289.16 307.13 -175.977
RFO 22.000 Nov 07, 12 Jul 15, 14 244.67 254.82 -10.15
RIO 48.000 Nov 07, 12 Jul 15, 14 533.83 556.70 -22.87
RFO 3.000 Nov 08, 12 Jul 15, 14 33.36 35.00 -1.64
continued nun page
CNP7C009005769440NP7000189665 00032 0714 030575004 .23953550 0I tlyiklyGmpoofiencil4 of 100
CONFIDENTIAL
EFTA 00131200
EFTA01273407

* UBS Strategic Advisor Account naute: GHISLAINE MAXWELL Your llnandal *dekor:
UBS Frie nclly account nome: tr J SCOTT STACKNIANILYLE CASFUEL
July 2014 Account number.
Realized gains and losses (continued)
Long-term capital gains and losses ccontinued)
was4 sale
Onanlity or Purchast Sge Sak C011 <Og basis
htetkid tre valte dame drite amoren (I) bare (S) arljustrbent(S) tas (S) Gain (1)
RFO 57.000 Nov 08, 12 /ul 15, 14 63353 652.43 -18.50
FIFO 30.000 Nov08, 12 Jul 15, 14 333.64 350.16 -1632
RFO 26.000 Nov29.12 jul 15, 14 289.16 306.24 -17.08
FIFO 8.000 Nov29, 12 Jul 15, 14 88,97 94.23 -5.26
RFO 6.000 Nov29.12 Jul 15, 14 66.73 70.59 -3.86
FIFO 37.000 Nov 30, 12 nal 15, 14 411.50 433.45 -21.95
FIFO 11.000 Nov 30,12 Jul 15, 14 122.34 126.57 -623
RFO 16.000 Nov 30.12 Jul 15, 14 177.94 186.84 -8.90
RFO 1.000 Nov 30, 12 Jul 15, 14 11.12 11.75 -0.63
FIFO 3.076.000 lan 23,13 Jul 15, 14 34209.70 40,788.38 -6,578.68
FIFO 399.000 Mar 07. 13 Jul 15, 14 4,437.48 5,037.93 -600.45
FIFO 1,918.000 Apr 22,13 Jul 15, 14 21,331.01 24,767.13 -3,436.12
Total 6294,69042 6236,964,65 410,939.50 568465.27
Net loag-tam ca pitol gains or losses 557.725.72
Net capital gains/losses: 550,600.08
SDNY GM 00020581
CH11000;005769441 NF7000183665 00002 0714 030575004 Y123568550010000 Pag* 25 of 100
CONFIDENTIAL
EFTA_00131201
EFTA01273408

*UBS
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CONFIDENTIAL
EFT,00B1202
EFTA01273409

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SDNY_GM_00020583
CONFIDENTIAL
EFTA 00)31203
EFTA01273410

Important information about your statement (Continued)
backbite:ratty lots lhe tamanis data fa ideart - Tag parry estimated vases may be Mimed as 'Not runt. of ~Is at tie tronedealm holdingmutual Attart am registered Bryce mats ol 1165 Miarcial Services
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magmas scants aid striated produos tor and does net guarastee es awry These assets tenet Privacy
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SDNY_GM_00020584
CONFIDENTIAL
EFTA_00 I 3 1204
EFTA01273411

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 August 2014
CW7005713295101314 X1.1 o
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Indiv
Account number SS
Your ri nancial Advisor:
SCOTT STACKMAWLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReS0urCeUne at 800-RMA-1000, on July 31 (1) on August 29(5)
account 029023568
Your assets 1,597,952 47 I ,664,680.58
hIsit our webete: Your liabilities 0.00 0.00
www.ubscomtlinancialsorvices
Value of your account 11,597,952.47 51,664,680.58
Items for your attention
• Certain mutual fund shares held in
PACE Multi Strategic Advisor and
Strategic Wealth Portfolio were converted
in July and August. See your statement boa mos of your account growth
activity for details Tracking the value of your account duds!' 2014
Value of your account
S Thc Lic,anCS at year end 2013 1O00
Net deposits and
1,6•6 4.7 withdrawals $1,522235.55
Your ilveStM541I return
S
()Wend and
interest income 525,227.63
Chance in
market value $117217.40
Value of your account
on Aug 29. 2014 31,664650.58
Jul 2(114 Aug 2014
SDNY GM 00020585
Member SIPC CNP70401005787951NP7000193156 00002 0314 030575004 Y123568550 100000 Page 9 of 90
CONFIDENTIAL
EFTA_00I3 1205
EFTA01273412

SUBS
UBS Strategic Advisor Account name: Your A asocial Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 29 (14 your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 1,664,680.58 100.00%
D Fixed income 0.00 a00%
E Non-traditional 0.00 0.00%
F Corrrnodities 0.00 000%
G Other 0.00 000%
Total assets 91,664,680.58 100.00%
C
Value of your account 51,664,680.58
Eye on the markets
Percentage change
Index August 201A Year tO date
S&P 500 4.00% 9.89%
Russell 3000 4.20% 9.23%
MSC I - Europe, Australia & Far East -0.15% 2.93%
Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81%
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
CNP70003005782952 NP70031981 56 00002 OBI 4 030575004 Y123568550 10alyyGm000201328 10 OF 90
CONFIDENTIAL
EFTA_00131206
EFTA01273413

SUBS UBS Strategic Advisor Account name: GH1SLAINE t Your 11n andal Advisor:
Friendly account name:Ind SCOTT STACKMANLYLE CASUAL
August 2014
Accountnumber.
Change in the value of your account Summary of gains and losses
%/Sues reported below exclude products for which gam and losses are not classified.
August 2014 ($) Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,597,952.47 $0.00
August 2014 (1) Year to date (1) gains and bsses (S)
Deposits, including investments
transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 16,682.77
Withdrawals and fees, Long term 0.00 57,725.77 280,025 74
including investments transferred
Total $0.00 $50,600.08 $296,708.51
cut -3,342.79 -472,646.27
Dividend and interest income 3,342.79 25,227.63
Cash activity summary
Change in market value 66,728.1 1 117,217.40
See Account activity the month tot decals. &lances in your Sweep Options are induCed in the openng and
Closing account value $1,664,680.58 $1,664,680.58 closing balances value. FDIC insurance apciies only to deposits e UBS Bank USA, not to deposits at LOS AG.
sufficed Ranch or bank deposits pared t Inouye the UBS Internaiond Dtp0541 Attain! prcgrarn. Sir<
protection applies to money market sweep had holdings but nal bank deposits. Sea important information
Dividend and interest income earned about your statement on the last tv,o pages Tit his document for atals
Augug 2014 (I) Year to date IS)
For purposes of Ins (Aalemeni, taiab:ity of 'metes] and 6.4ena income NY. been determined from a US Opening balances $0.00 S0.00
tar repotting perspective. Greed upon the residence of the account hoick!, account type, or product type
sane interest ardor dvidend payments may not be subiect to United Slates (US) ardor Puerto Rico (FR) Addkiorrs
Income tali The (tent monthly Statement r5 not intended to be used and (anti01 be reflect upon for tar
purposes. Chen's should refer to the apolicaate tar reporting loam they recent. Iran 165 annualy, such as Deposits and other funds credited 0.00 48,841 01
the Forms 1099 and the rams 480. for tar reporting imonnabon it IS the PeaCOCe of U85 to lite the
&coral:it tar tenoning forms vAth the U5 intern.$ revenue Semite and PR treasury oepaisrnent and in Dividend and interest income 3,342.79 25,227.63
such forms accurately &vary cludenot anace Interest as tax exempt or tactile income. Pleat consult your
Indvdisal tax prepare( Proceeds from investment transactions 0.00 398,577.63
August 201 4 ($) Year to date IS) Total additions 13,342.79 $472,646.27
Taxable dividends 3,342 76 25,223.17 Subtractions
Taxable interest 0.03 4.51 Professional management fees and
related services 0.00 -2,979.10
Total current year $3,342.79 $25,227.63
Other funds debited -3,342.79 -469,667.17
Total dividend & interest $3,342.79 $25,227.63
Total subtracbons -$3,342.79 -$472,646.27
Closing balances $0.00 $0.00
SDNY GM 00020587
CONFID C E SIP7C0 N 0?3057 T 82953 I N A P701:0 L 1sei 5 6 COCO? 0814 0305'75004 Y123568S50 1013000 Pap 11 of 90
EFTA 00131207
EFTA01273414

*UBS UBS Strategic Advisor Account name: riHiti /*INF MAY1AEtt Your Ilitancial Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASIVEL
August 2014 Account number.
UBS Bank USA Deposit Account APY
Interest period Ail 8 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8 $0. 00
Closirg UBS Bank USA Deposit balance Aug 6 $0.00
Number of days in interest period 30
Average daily balance $992.66
Interest earned $0. 03
Annual percentage yield earned 004%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Franco' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sraremenr at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consderation Uccle Selected
Your account instructions
• Yciv account cost basis default closing method is FIFO, First In, First Out.
047C00930782954 NPMC0I99I 56 000320814 030575064 Y123568550 IOSIMYGM00026,19 12 of 90
CONFIDENTIAL
EFTA_00 I3 1208
EFTA01273415

UBS Strategic Advisor Account name: G. ITLAINE MAXWELL Your Financial Advisor
*UBS Friendly account name: SCOTT STACK MAKTLYIE CASRIEL
August 2014 Account number.
Your assets
Scum pnces, income and current values flown ma) be approximate. As a *sulk gains aldlossestn mol
be mcwalely reflected. Set important intomenon atiout your statement a the end of the dxurnem for
trote inform on.
Equities
Common stock
Purchase price,
Track Weber Average price Price per share vaue on unmarred eicong
Hddng date of shares per share (I) cost bash (SI on Aug 29 (5) Aug 29 (1) gain or loss (5) period
ANALOG DEVICES INC
Symbol' ADI Exchange- OTC
EAI: 12.591 Current yield: 2.89% Nov 16, 11 13.000 37 316 485 12 51.120 664 56 179.44 LT
Nov 17, II 13.000 35393 460.12 51.120 664.56 204.44 LT
Nov 18, 11 35.003 35.502 1242.58 51.120 1,789.20 546.62 LT
Nov21,11 18.000 34 371 618 68 51.120 920.16 301.48 LT
Nov22, 11 15.003 33338 500.07 51.120 76680 266.73 LT
Nov 23, II 22.003 32.655 718 43 51.120 1,124 64 406.21 LT
Nov25, II 7.000 32.460 227.22 51.120 357.84 130.62 LT
Nov28, II 30.000 32951 988.55 51.120 1,533.60 545.05 LT
Nov29, II 18.003 33.472 602.51 51.120 920.16 317.65 LT
Nov29, II 5.000 33.622 168.11 51.120 255.60 87.49 LT
Apr 24, 12 30.003 37 567 1,127 01 51.120 1,533.60 406.59 LT
Jan 23, 13 1,056.000 43209 45,628 81 51.120 53,982.72 8353.91 LT
Apr 22, 13 489.003 42 447 20,756 68 51.120 24,997.68 4,241.00 LT
Security totel 1,751 000 41 990 73,523 89 89,511 12 15,987.23
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 12,442 Current yield: 2 30% Aug 4,11 146 .003 48 469 7,076 53 83.480 12,188 08 5,111.55 LT
Aug 12,11 4.000 46.880 187.52 83.480 333.92 146.40 LT
Jan 23, 13 767003 59890 45,936 09 83.480 64.02916 18,093.07 LT
Apr 22, 13 355000 65098 23,11004 83.480 29,635.40 6,525.36 LT
Security total 1272.000 59.992 76,31018 106,18656 29,876.38
continued next page
SDNY GM 00020589
CW70303005782955 N67003683' 56 000O2 0814 030575004 7123568550 8313000 Pegs 13 of 90
CONFIDENTIAL
EFTA_00131209
EFTA01273416

altUBS UBS Strategic Advisor Account name: GHISLANE MAXWELL. Your 19nanda Advisor,
Friendly account name: SCOTT STACK MAIILYLE CASRIEL
ALLOLLS1 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase pacer
Trade Morton Average pare Pere per share Value on tinterared Holding
laticIng care of sharer per snare (1) Con bait (S) en Aug 29 (11 Aug 29(1) min or lore (S) Weed
BAXTER INTL INC
Symbol: BAX Exchange: NYSE
CAI: 43,236 Current yield: 2.77% Jul 20, 12 30.000 51.594 1,547.84 74.980 2,249.40 701.56 LT
Jim 20, 12 17.000 51.522 875.89 74.980 1,274.66 398.77 LT
1W 21,12 29.000 52.077 1,510.25 74.980 2,174.42 664.17 LT
Jun 21.12 7.000 51.500 360.50 74.980 524.86 164.36 LT
Jun21,12 5.000 52216 261.08 74.980 374.90 113.82 LT
Jun22.12 61.000 51890 3,165.29 74.980 4,573.78 1,408.49 LT
Jan 23,13 768.000 66.658 51,193.80 74.980 57,584.64 6390.84 LT
Apr 22. 13 355000 69318 24,608.00 74.980 26,617.90 2.009.90 LT
Sep 19, 13 74.000 72.165 5,34028 74.980 5,548.52 208.24 ST
Sep 19, 13 6.000 71.875 431.25 74.980 449.88 18.63 ST
Sep 19, 13 3.000 71 880 215.64 74.980 224.94 9.30 ST
Sep 20, 13 47.000 71.987 3,383.41 74.980 3,524.06 140.65 ST
ST
0c13, 13 154.000 64.600 9,948.49 74.980 11,546.92 1,598.43
Security total 1.556.000 66.094 102,841.72 116,668.88 13,827.16
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 12,872 Current yield: 234% Oct 5, 12 7.000 189.932 1,329.53 330.530 2,313.71 984.18 LT
Oct 5,12 3.000 187.820 563.46 330.530 991.59 428.13 LT
Oct 5,12 2.000 186670 37334 330.530 661.06 287.72 LT
Oct 8, 12 8.000 188.783 1,510.27 330.530 2,644.24 1,133.97 LT
Oct 9, 12 15.000 189.186 2,837.79 330.530 4,957.95 2,120.16 LT
Oct 9, 12 2.000 189.010 378 02 330.530 661.06 283.04 LT
Oct 10, 12 3.000 187.720 563.16 330.530 991.59 428.43 LT
Oct 10, 12 2.000 187.670 375.34 330.530 661.06 285.72 LT
Oct 18 12 2.000 187.995 375.99 330.530 661.06 285.07 LT
Jan 23,13 224.000 236.966 53,050.41 330.530 74,038.72 20,958.31 LT
Apr 22, 13 104.000 251.093 26,113.69 330.530 34,375.12 8261.43 LT
Security total 372.000 235218 87,501.00 122,957.16 35,456.16
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 13,108 Current yield: 2.57% Jun 19.13 72.000 84.718 6,099.75 109.070 7,853.04 1,753.29 LT
continued next peg*
CNP70009005792956 NP7000198156 00002 0614 03057500423544550 Wictriw_Gm_00026gie 14 of 90
CONFIDENTIAL
EFTA_0011312 10
EFTA01273417

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl sandal Advisor:
Friendly account name:Indr SCOTT STACKMAMLYLE CASRIEL
nur:u.t 2c1.:
Account number.
Your assets Equities . Common stock (continued)
PurChele peke
Trade taunter Average pdce PM t Pt. Otte vdue on Unrealted Hddng
Hddng date of shares per share (5) Cost basis ($1 an Aug 29 IS/ Aug 29 CS/ gan a loss a) Period
Jun 20, 13 121.000 83.141 10,060.15 109.070 13,197.47 3,137.32 LT
Jun 20, 13 78.000 83.030 6,476.39 109.070 8,507.46 2,031.07 LT
Jun 21, 13 204.000 82.904 16,912.44 109.070 22,250.28 5,337.84 LT
JIM 24.13 111.000 81.517 9,048.46 109.070 12,106.77 3.05831 LT
Jun25.13 73,000 82.354 6,01 1.86 109.070 7,962.11 1.95025 LT
Jun 26, 13 69.000 82259 5,675.90 109,070 7,525.83 1,849.93 LT
Jul 27.13 141.000 82.951 11,696.12 109.070 15378.87 3,682.75 LT
Jul 27, 13 7.000 82.925 580.48 109.070 763.49 183.01 LT
Jr 28, 13 169.000 82.774 13,988.92 109.070 18,432.83 4,443.91 LT
1J 1, 13 65.000 82.781 5,38078 109.070 7,089.55 1,708.77 LT
Security total 1,110.000 82.821 91,931.25 121,067.70 29,136.45
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
(Al: 42,172 Current yield: 2.23% Aug 4,11 174.003 41.632 7,244.05 64.730 11,263.02 4,01&97 LT
Aug 12, 11 4.000 42.450 169.80 64.730 25892 89.12 LT
Jan 23,13 910.000 54 240 49,358 63 64.730 58,904 30 9.54867 LT
Apr 22, 13 420.000 59.788 25,111.32 64.730 27,186.60 2,075.28 LT
Security total 1,508.000 54300 81,883.80 97,612.84 15,729.04
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: $3,086 Current yield: 3.07% Aug 4, I 1 191.000 36-265 6,926.77 53.380 10,195.58 3,26&81 LT
Aug 12, 11 5.000 35.754 178.77 53.380 266.90 88.13 LT
Jan 23,13 1,001.000 41387 41,428.89 53.380 53,433.38 12,004.49 LT
Apr 22. 13 464.000 50287 23333.21 53.380 24,768.32 1,435.11 LT
Jun 17, 13 148.000 49.739 7,361.45 53.380 7,900.24 538.79 LT
Jim 18, 13 73.000 49.836 3,638.07 53.380 3,896.74 258.67 LT
Security total 1,882.000 44.031 82867.16 100,461 16 17,594.0)
JOHNSON & JOHNSON COM
Symbol; JNJ Exchange: NYSE
(Al 42.985 Current yield: 2.70% Aug 4, 11 123.000 62377 7.672.38 103.730 12,758.79 5,086.41 LT
Aug 12, 11 3.000 63.730 191.19 103.730 311.19 120.00 LT
Jan 23,13 642.000 72.736 46,696.71 103.730 66,594.66 19,897.95 LT
continued next page
SDNY GM 00020591
CNP70003005782957 NP7000193I 56 COCCI2 0814 030575004 Y123568550100300 Pegs 15 of 90
CONFIDENTIAL
EFTA_0013121 I
EFTA01273418

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your IS oandd Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
August 2014 Account number.
Your assets . Equities . Common stock icononkieco
Purchase price/
Trade leerrter Average pikt Mee per share value on Unedited Holdng
lecldng die of there. per mare (5) Con beat (5) en Aug 29 (I) Aug 29(5) gain or Ion (1) period
Apr 22, 13 298.000 84.721 25247.10 103.730 30,911.54 5,664.44 LT
Security total 1.066.000 74.866 79,807.38 110,576 18 30.768.90
MCDONALOS CORP
Symbol MCD Exchange: NYSE
EAI: 43,298 Current yield: 3.46% Aug 4,11 95.000 84.969 8,072.06 93.720 8,903.40 831.34 LT
Aug 12, 11 3.000 85.910 257.73 93.720 281.16 23.43 LT
Nov29, 12 8.000 86.456 691.65 93.720 749.76 58.11 LT
kan 23, 13 555.000 93053 51,644.75 93.720 52,014.60 369.85 LT
Apr 22, 13 255.000 99318 25,326.32 93.720 23,898.60 -1,427.72 LT
Sep 19.13 78.000 97.679 7,634.63 93.720 7,310.16 -324.47 ST
Sep 19, 13 22.000 97.425 2,14336 93.720 2,061.84 -81.52 ST
Sep 19.13 2.000 97.830 195.66 93.720 187.44 -8.22 ST
Security total 1,018.000 94 269 95,966.16 95,406.96 -559.20
PENERA BERG? INC COM
Symbol. NEE Exchange NYSE
EAI: 13,370 Current yield: 2.95% Aug 4,11 134.000 52.960 7,096.75 98.450 13,192.30 6,095.55 LT
Aug 12, 11 3.000 52.530 157.59 98.450 295.35 137.76 LT
Jan 23,13 700.000 71.610 50,127.21 98.450 68,915.00 18,787.79 LT
Apr 22, 13 325.000 79.757 25,921.06 98.450 31,996.25 6,075.19 LT
Security tooi 1,162.000 71.689 83,302.61 114,398.90 31,09629
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 12,791 Current yield: 2.78% Feb 12, 14 148.000 92.171 13.641.35 103.730 15352.04 1,710.69 ST
Feb 12, 14 117.000 92203 10,787.77 103.730 12,136.41 1,34&64 ST
Feb 12. 14 32.000 92215 2,950.91 103.730 3319.36 368.45 ST
Feb 12, 14 7.000 92065 644.46 103.730 726.11 81.65 ST
Feb 13. 14 110.000 92.095 10,130.45 103.730 11,410.30 1279.85 ST
Feb 13, 14 68.000 91.911 625000 103.730 7,053.64 803.64 ST
Feb 13, 14 33.000 91.560 3,021.49 103.730 3,423.09 401.60 ST
Feb 13. 14 6.000 91.615 549.69 103.730 622.38 72.69 ST
Feb 14, 14 334.000 95389 31,860.13 103.730 34,645.82 2,785.69 ST
Feb 18, 14 114.000 96.023 10,946.72 103.730 11,825.22 878.50 ST
security total 969.000 93.687 90,782.97 100,514.37 9,731.40
continued next pogo
CW70:03005762958 NP7000198I 56 00002 C814 030575004 VI 23568550105§McGm0002~ 16 of 90
CONFIDENTIAL
EFTA_00 1 3 12 12
EFTA01273419

UBS Strategic Advisor Account name: GHISI,A1NE MAXWELL Your Pi nandal Advisor:
UBS Friendly account name: ind SCOTT STACKMANLYLE CASRIEL
2C1.1 Account number.
Your assets Equities . common stock lcononuenJ
rJrcriate 4l(d
Trall. Number Avetoge price Pike per share Vrlue on unterized Noking
Ncldng date of shares per sham (I) Cost bads ($) 01 Aug 20 ($) Aug 29 (f) gana loss (l) Period
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: 43,023 Current yield: 2.83% Aug 4,11 115.000 63.979 7357.65 92.490 10,636.35 3278.70 LT
Aug 12, 11 3.000 63.023 189.07 92.490 277.47 88.40 LT
May 16, 12 6.000 68.535 411.21 92.490 554.94 143.73 LT
Oct 24, 12 1.000 68.690 68.69 92.490 92.49 23.80 LT
Oct 25, 12 2.000 68.810 137.62 92.490 184.98 47.36 LT
Oct 26, 12 1.000 68.890 68.89 92.490 92.49 23.60 LT
Oct 31, 12 1.000 69370 69.37 92.490 92.49 23.12 LT
Nov6, 12 1.000 69370 69.37 92.4% 92.49 23.12 LT
Nov7,12 1.000 69.150 69.15 92.490 92 49 23.34 LT
Nov8, 12 2.000 69.090 138.18 92.490 184.98 46.80 LT
Jan 23,13 699.000 72.166 50,444.31 92.490 64,650.51 14,206.20 LT
Apr 22, 13 322.000 82151 26,484.85 92.490 29,781.78 3,296.93 LT
Security total 1.154.000 74.097 85,50836 106,733.46 21,225.10
PROCTER &GAMBLE CO
Symbol: PG Exchange: NYSE
EAT 12,919 Carrot yield: 3.10% Aug 4,11 118.000 60.103 7,092.22 83.110 9,806.98 2,714.76 LT
Aug 12, 11 3.000 60896 182.69 83.110 249.33 6664 LT
Jan 23,13 619.000 69.941 43,293.73 83.110 51,445.09 8,151.36 LT
Apr 22, 13 286.000 81332 23,261.18 83.110 23,769.46 508.28 LT
Apr 24.13 108.003 77.762 8,398.32 83.110 8.975.88 577.56 LT
Sectrity total 1,134.000 72.512 82,228.14 94,246.74 12,018.60
TRAVELERS COS NC/THE
Symbol: WV Exchange: NYSE
EAI: 12,534 Current yield:2.32% Apr 24, 12 20.000 63.432 1,268.64 94.710 1,894.20 625.56 LT
Apr 24, 12 4.000 63350 253.40 94.710 378.84 125.44 LT
Apr 24.12 1.000 63.560 63.56 94.710 94.71 31.15 LT
Apr 25, 12 10.000 63.520 635.20 94.710 947.10 311.90 LT
Apr 25, 12 10.000 63.617 636.17 94.710 947.10 310.93 LT
Apr 25.12 10.000 63659 636.59 94.710 947.10 310.51 LT
Apr25, 12 2.000 63.545 127.09 94.710 189.42 62.33 LT
continued next page
SDNY GM 00020593
CNI1030X105782959NP2000198156 00002 p81403057Ø Y123568550 100000 Page 17 of 90
CONFIDENTIAL
EFTA_00131213
EFTA01273420

*UBS
UBS Strategic Advisor Account name: GHIS.LAINE MAXWELL Your 14 nancial Advisor
Friendly account name: SCOTT STACK mANLYLE CASRIEL
August 2014 Account number.
Your assets Equities Common
stock (continued)
Purchase pricer
Trade fuorbet Average pike Pim' Pef Ihme Vdue on UnreAred HeltIng
Hddng date of share: pet share (1) Con bask (S) on Aug 29 (11 Aug 29(1) on or loss (1) Perko
Apr 25. 12 2.000 63.645 127.29 94.710 18942 62.13 LT
Apr 25, 12 2.000 63 745 127 49 94.710 189.42 61.93 LT
Apr 26, 12 5.000 63.928 319 64 94.710 473.55 153.91 LT
Apr 26, 12 2.000 63 920 127.84 94.710 189.42 61.58 LT
Apr 26. 12 2.000 63930 127 86 94.710 189.42 61.56 LT
Apr 26, 12 1.000 63.720 63.72 94.710 94.71 30.99 LT
May 1. 12 15.000 64 637 569 56 94.710 1,420 65 451.09 LT
May 1, 12 6000 64.715 388 29 94.710 568.26 179.97 LT
May 1, 12 6.000 64 975 389.85 94.710 568.26 178.41 LT
May 1, 12 2.000 64 850 129 70 94.710 189.42 59.72 LT
May 1, 12 1.000 64.820 64.82 94.710 94.71 29.89 LT
May 2, 12 7.000 64 374 45062 94.710 662 97 212.35 LT
May 2, 12 4.000 64.410 257.64 94.710 378.84 121.20 LT
May 2, 12 2.000 64.320 12864 94.710 189.42 60.78 LT
May 3, 12 4.000 64.960 259 84 94.710 378 84 119.00 LT
May 3, 12 2.000 64.675 129.35 94.710 189.42 60.07 LT
Maya, 12 2.000 64910 129 82 94.710 189 42 59.60 LT
Jan 23,13 629.000 77.560 48,785.62 94.710 59,572 59 10,786.97 LT
Apr 22, 13 290.003 84.719 24,568 68 94.710 27.46590 2,897.22 LT
May 22, 13 111.003 83 807 9,302 58 94.710 10,512 81 1210.23 LT
Security total 1,152.000 78.533 90,469.50 109,105.92 18,636.42
LeirrED PARCEL SERVICE INC CL
Symbol. UPS Exchange NYSE
EAI: 42,843 Current yield. 2 75% Sep 19. 13 82.000 91 779 7,52590 97.330 7,981.06 455.16 ST
Sep 19. 13 19.000 91.625 1,740.88 97.330 1,849.27 108.39 ST
Sep 20, 13 107.000 91 805 9,823 IB 97.330 10,414.31 591.13 ST
Sep 20, 13 26.00) 91.835 2,387.71 97.330 2,53058 142.87 ST
Sep 23, 13 93.00) 91.049 8,467.59 97.330 9,051 69 584.10 ST
Sep 24, 13 93.000 91.612 8,520.00 97.330 9,051.69 531.69 ST
Sep 24.13 41.003 91 663 3.758 20 97.330 3,993.53 232.33 ST
Sep 25, 13 62.000 91 138 5,650 56 97,330 6,034 46 383.90 ST
Sep 25. 13 11.000 91.090 1,001.99 97.330 1,070.63 68.64 ST
Continuednext page
CNP70009005782960NP70C0198156 00032 4 030575004 x12356855010:60Ny_Gm_0002/An 18 of 90
CONFIDENTIAL
EFTA_00 1 3 12 14
EFTA01273421

UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS
Friendly account nail!: SCOTT STACKMAMLYLE CASRIEL
August 2014 Account number.
Your assets Equities .
Common stock (continued)
Pu«hdit alt«
tone infirbei Average price Pace per snare wive on uncesized Hold ng
Hddng date of shares pee share (I) Cost basis (I) cn Aug 29 (11 Aug 29(1) gain or loss (1) Period
Sep 26, 13 64.003 91.489 5,855.30 97.330 6229.12 373.82 ST
Sep 27. 13 54.000 91 117 4,920 33 97.330 5,255.82 335.49 ST
Sep 30, 13 46.009 91.475 4,207.86 97.330 4,477.18 269.32 ST
Oct 1, 13 46.000 91.668 4,21673 97.330 2,477.18 260.45 ST
Oct 1,13 6.000 91 650 54990 97.330 583 98 34.08 ST
Oct 2, 13 61.000 91 128 5,551384 97.330 5,937.13 378.29 ST
Oct 2, 13 19.000 91067 1,73029 97.330 1,849.27 I 18.98 ST
55.000
Oct 3, 13 90 337 4,968 58 97.330 5,353.15 384.57 ST
Oct 4, 13 55.003 90.653 4,98596 97.330 5,353 IS 367.19 ST
Jan 17, Id 121.060 99 231 12,037 00 97.330 11,776.93 -230.07 ST
Security totai 1,061.000 92.250 97,876.80 103267.13 5,390.33
XILINX INC
Symbol- XLNX Exchange:OTC
EAI: 42,086 Cberent yield: 2.75% Sep 7, 12 25.000 34.770 869.27 42.250 1,056.25 186.98 LT
Sep 7, 12 5.000 34846 17423 42.250 211.25 37.02 LT
Sep 10, 12 37.003 34.845 1,28929 42.250 1,563 25 273.96 LT
Sep 10, 12 3.000 34660 103.98 42.250 126.75 22.77 LT
Sep 11, 12 20.009 34 853 697 06 42.250 845.00 147.94 LT
Sep 12, 12 18.000 35.006 630.11 42.250 760.50 130.39 LT
Sep 13, 12 21.000 34.286 732.61 42.250 887.25 154.64 LT
Sep Id, 12 19.000 35.536 675.19 42.250 802.75 127.56 LT
Sep 17, 12 7.000 35.151 246.06 42.250 295.75 49.69 LT
Oct 24, 12 3.000 32.523 97.57 42.250 126.75 29.18 LT
Oct 25, 12 5.000 32.522 162.61 42.250 211.25 48.64 LT
Oct 26, 12 3.000 32.776 98.33 42.250 126.75 28.42 LT
Oct 31, 12 1.000 32.770 32.77 42.250 42.25 9.48 LT
Nov 1,12 2.000 33360 66.72 42.250 84.50 17.78 LT
Nov 1,12 1.000 33.520 33.52 42.250 42.25 8.73 LT
Nov 1,12 1.000 33.530 33.53 42.250 42.25 8.72 LT
Nov2, 12 1.000 33.550 33.55 42.250 42.25 &70 LT
Nov 5,12 1.000 33.190 33.19 42.250 42 25 9.06 LT
continued next page
SDNY GM 00020595
CW7030;005782961 Nn7000158156 00002 0814 030575004 Y123568550100000 Page 19 of 90
CONFIDENTIAL
EFTA 0(1131215
EFTA01273422

*UB UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
Friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
s A ntrst Account number:
Your assets Equities . Common stock (continued)
Purchase price
trade taunter Average price Price per share Value on unmaized Hokin
Hddng date of share) pet share (I) Cott basil (I) cn Aug 29 (s) Aug 29 (I) gain or Ion (5) period
Nov 6. 12 3.000 33.886 101 66 42.250 126.75 2509 LT
Nov7,12 2.000 34 025 68 05 42.250 84 50 16.45 LT
Nov 7, 12 1.000 33.910 33.91 42.250 42.25 8.34 LT
Nov 8, 12 4.000 34 032 136 13 42.250 169.00 32.87 LT
Nov8, 12 1.000 33 860 33.86 42.250 42.25 839 LT
Nov28, 12 4.000 34312 137.25 42.250 169.00 31.75 LT
Nov28, 12 3.000 34 410 103 23 42.250 126 75 23.52 LT
Nov29, 12 15.000 34.583 518.75 42.250 633.75 115.03 LT
Nov 29. 12 3.000 34 493 103 48 42.250 126.75 23.27 LT
Ian 23, 13 1,087 OCO 36 805 40,008 01 42.250 45,925.75 5917.74 LT
Apr 22. 13 502.020 35 691 17,917.23 42.250 21209.50 3292.27 LT
Security total 1,798 003 36 246 65,171 15 75,965 50 10,794.35
Total 51,367,972.07 $1,664,680.58 6296,708.51
Total estimated annual income: 545,356
Your total assets
Peicemage Cost Estimated unreabzed
value on Aug 79 (S) your account bass CD annuai ineme (11 On or IOSS (5)
Equities Common stock 1.664,680.511 100.00% 1,367,972.07 45.356.00 296,706.51
Total $1,664,680.58 100.00% $1,367,972.07 $45356.00 $296,708.51
Account activity this month
Ciate *chitty Description Amount 15/
Dividend aad interestiacome
Taxable &Wends Aug 1 Dividend GENL MILLS INC PAID ON 1882 771.62
Aug 15 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88
Aug 15 Dividend PROCTER &GAMBLE CO PAID ON 1134 729.84
Aug 20 Dividend CATERPILLAR INC PAD ON 1110 777.00
Aug 27 Dividend XIUNX INC PAID ON 1798 521.42
Total taxable dividends $3,342.76
CNP70009305782962NP70C0198156 03032 C814 030575004.2356855010901,wGmjaneese 20 of 90
CONFIDENTIAL
EFTA_00131216
EFTA01273423

UBS Strategic Advisor Account naex: GHISLAINE MAXWELL Your 14 nandal Advisor:
* UBS
ndly account nerne:Ind SCOTT STACKMAMLYLE CASEGEL
August 2014 Account n u •
Account activity this month (contreeen
Ome Achse Oes< nplion Amount IS)
Dividend and interestincorne («Ahn ued)
Taxabie interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF co os 14 0.03
Total taxable interest 10.03
Total dividend and interest in come 13.342.79
Ote Adihdy Desciption Arrotnt (1)
Otter funds debited Aug 4 Transfer TO 236790100 -771.62
Aug 1 t Transfer TO 23575 0100 -0.03
Aug 18 Transfer TO 235750100 .1272.72
Aug 21 Transfer TO .235750100 -777.00
Aug 28 Transfer TO 235750100 -521.42
Total <stier funds debited 43342.79
Date Afbvity Oescrotion Arrount
Money balance activities 1u131 Balance forward SOHO
Aug 4 Deposn UBS BANK USA DEPOSIT ACCOUNT 771.62
Aug 5 Weckareal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/04/14 -771.62
Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72
Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0618/14 • 1272.72
Aug 21 Depoet UBS BANK USA DEPOSIT ACCOUNT 777.00
Aug 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0921/14 -777.00
Aug 28 Deposa U85 BANK USA DEPOSIT ACCOUNT 521.42
Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08128$14 -521.42
Aug 29 Closing UltS Dank USA Deposit Account $0.00
ixe UBS Bant USA Depoat Accoum Iryour prinery Sweepeplion
SDNY GM 00020597
CNP7030A305782963 NP7003ISBI 56 CO= OBI 4 030575001 Y123 S68S50 100300 Page 21 of 90
CONFIDENTIAL
EFTA_00131217
EFTA01273424

*UBS
Your notes
-- 1-0====ra- ----°-"'"
CONFIDENTIAL
EFT,00131218
EFTA01273425

Important information about your statement
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is amen« of al primpal scanty canstodry aid taws • cortea nano( pronpily trader age«). Fnateal Advsor
~urges UBSFirsancOl Service> and UP35 Bunt USA an
afar • unfit:» of taS. AG and Milian of u85 Santa nose mae at checks payan to the Furor fc faint' • Conn nyeanam amen Of thOrffit rooms fog. Fria** «count Arm
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the hiii tonne alines an at to agar noun fan. Zarb may be singed to radiaral under the Mourns Act of 1933. and emend on tte Hrn's online sevnes waste It a a
manname Mn charge:Icy me myna* ucurte: customizable •ndorume• amen by you a nu pu urth
U35 Hnadal Sena No pudnac;ndchagm aapadarantsncahacanh • Comdata coninas o g. War ored your ranonang tt ha no Id/ effect on sour arum
1200 Harbor Boulaand AmounA Ad de trilSNAKI 10 ore( enteuterrs :nag be prand metal canon. enlacing tunas can= ant You dt 01~ pa Frrtirn aØ nanes. throe)", Onlein
Madam N107086 abaft to a bander fee OnTedn Ora coronas Sennces or by °nand pa' instalA*6A'
lhasutanem reprewomhe myoMcalreoxd of purUBS list Sweep Optitnt The SIC protection and to arglerrsmaron do not Account twandew
Fmatlaal Sans acosunt Other records. exam °float tao UBS oners orals lor sweepad cash barges banes to spay to these assets ean d they crane amnia • Van of soar nount paean Nr 01a rett ar4
doomenm. conned coolant) data should not be tebed ban &pouts a Leant USA arid UIS AG 22/Word bas sunt ments The WC prandial and tee sapnwit at liadlnp
•pon you belan non an ern:tor «curs please (Bark Snap horns). moneymarket mutui hauls (Money protean do not roles, flans* change, n the ~Set • ASaee !KUM sealable awn barns vans la
fluor n andanly n rand to ael3ranch dawn the Funds) arid the harnanal Dena Acannt <Carr vattdy ie iskieStmtnbernetheraS meson a urred untitled nib, bist Gkba Tom Deposits, unman
office sand pur noun customers with at nifinaticnal ken^ Minagernent noar nnt. ran banarcY0r mats to market and Retail asns not held by the Pan
Account lhicugh the Balk Sweep frOgrasb. can babuies Does rat ncineunprad Hountelassas at need ol the
Mawr al Sian tonn are 'mated t> be nine. are Swept so ISS gat VSA so b n estabind lene ad Mote Wom,.ent raft le upon r.Ø You may obUn pnr and armt neon, pooch a ante ~myna
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partner a sponse and may be cabraltd bawd ai the amount of saksby PBS of a parculr mutual hand cantons through OLISICe agency subslas woof utS
Parer* Noma:km fern that used by tend pones to ferny to err darns. an Id the woe vete ot a
dente thee estimated yam papally mama fan fangs shares Mid a the lion
- You ea obtain addaseial Mammon regaling the - Vie and the *are alas receue retamkng aid automat Iterate. aidamuyproducts
methodology used to (Mennethe minute of Niue centusprocesung lees n okronetron for wailer tot IDC Mured • No bank 9.13531110.• May lose vain
rid the date of the Monnacon that is Ow bass fir the agent sakes tut we proud to to virtual funds
*limn by corlanin your Runde' Advisor Thew fees marl, re pad am imenor arm n the PRAA ReSardeRAnymni Ann,. BuSonS Serw:T5
nwtual ItnO and ae a treed doll? ana.ri based on the Aelcont BSA. IPMA and ntemabona ReSOkrOe Mthaseirrent
SDNY_GM_00020600
CONFIDENTIAL
EFTA_00 131220
EFTA01273427

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2014
CNP70065525930914 X1201 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIStANE MAXWELL
Friendly account name: Indiv
Account number:. SS
Your Financial Advisor:
SCOTT STACKLIANLYLE CASRIEL
Phc•ne
Questions a bout your statement? Value of your account
Call yOur Findn :a AdviSOi Or the
RMA ResourceLine at 800-RMA-1000, on August 29 (3) on September 30(S)
account 029723568
Your assets 1,664,680.58 I ,637,970.72
%Ask our websIte: Your liabilities 0.00 0.00
muw.ubscomilinancialservices
Value of your account 11,664,680.58 11,637,970.72
Sources of your account growth
Tracking the value of your account derive 3014
Value of your account
at year end 2013 1000
S Thousands
Net deposits and
1,664.7 1,630.0 withdratcals 51,521,524.68
•
• Your OWS011011t return
Dbidend and
interest income 131,10303
Chalge in
market value 485339 01
Value of year account
on Sep 30. 3014 $1437.970.72
Aug2014 SeP 2014
SDNY GM 00020601
Member SIPC CNP70003006552593 NP7000$0300 00002 0910 03057S004 .73568550 I I COCO Page 9 of 100
CONFIDENTIAL
EFTA_00131221
EFTA01273428

SUBS
UBS Strategic Advisor Account name: Your Kendal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
September 2014
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 301t) your account
• Cash and money balances may include
A Cash and money balances 5,16833 0.32% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumfofd Branch
deposit account balances and money market
C Equities 1,632,802.19 99.68% mutual fund sweep balances See the lmponant
inforrnat•an about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities a oo 000%
G Other 0.00 000%
Total assets S1,637,970.72 100.00%
Value of your account 51.637.970.72
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% 834%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
3-month Treasury bills: 0
One-month LIBOR: 0.16%
CNP70003006552594 N1'70032%1100 00C02 0914 030575004 VI23568550i taltiyGht 000%/Goo of Ion
CONFIDENTIAL
EFTA_00131222
EFTA01273429

UBS Strategic Advisor Account name: GHISLA1NE , i. Your Financial Advisor:
UBS Friendly account name: scour STACK MAN' LYLE CASRIEL
September 2014 Account number:
Change in the value of your account Summary of gains and losses
values reported below exclude products for which gam cudlosses are not classified
September 2014 (I) Year to date (1)
Realized gains and losses Unrealized
Opening account value $1,664,680.58 $0.00
September 2014 (1) Year to date (1) gains and loves (1)
Deposits, including investments
transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 5,465.92
Withdrawals and fees, Long term 0.00 57,725.77 259,364.20
including investments transferred
Total $0.00 $50,600.08 $264,830.12
cut -710.87 -473,357.14
Dividend and interest income 5,879.40 31,107.03 Cash activity summary
Change in market value -31,878.39 85,339.01
See Account activity the month tot dela Is. Balances In your Sweep One WS are indudedin the cpenng and
Closing account value $1,637,970.72 51,637,970.72 closing balances value. SDK insurance *cries only to deposits a U86 Bank USA, not to deposits at UBS AG,
Stamford Branch or bank &pants rood hroush the UBS Interneciorui Deposit Account program SiPC
protection applies to money market sweep hold holdings but nal bank deposits Steimportant ineormarion
Dividend and interest income earned about your statement ch the last two pages al this document Tor CORK
September 2014 (5) Year to date (S)
For purposes of Irts slaternenl, taiati:ity of 'nines] an1dwden0 income has been determined ffiril a US Opening balances $0.00 $0.00
lax reporting perspective, eased upon the residence of the account holder, account type, or prolud twat,
scene interest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) AddR "ion
income tares The taent mom* statement is not intended to be used and orrice tie raked upon for tar
purpases. Clients should refer to the amlictie tae reporting loom they recent. tram 182 smugly, such as Deposits and other funds credited 000 48,841 01
the fOrMS 1099 and the Penns 4130. for lac reporting information n IS the make of U85 to Irk tht
appliCaUe lac reporting forma with the US InternN Revenue SendIt and PR Tmeeury DePallment and in 0wdend and interest income 5,879.40 31,107.03
sue h forms accurately Ossify dwdenct area interest as las exempt or tat/a* income. Ple&e consult your
includikal tax PreParet Proceeds from investment transactions 0.00 398,577.63
September 2014 (S) Year to date (I) Total additions $5,879.40 $478,525.67
Taxable dividends 5,879.40 31,102.52 Subtractions
Taxable interest 0 00 4.51 Professional management fees and
related services 000 -2,979.10
Total current year $5,879.40 $31,107.03
Other funds debrted -710 87 -470,378.04
Total dividend & interest $5,879A0 $31,107.03
Total subtractions -$710.87 -$473,357.14
Net cash flow $5,168.53 $5,168.53
Closing balances $5,168.53 $5,168.53
SDNY GM 00020603
CHP7C007006$52595 NP7003203800 00032 0914 0305790041.23568550 I10000 Pigs 11 of 100
CONFIDENTIAL
EFT.A_00131223
EFTA01273430

cat UBS UBS Strategic Advisor Account name: Your financial Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
September 2014 Account number: 212-821.7000/800-308.3140
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your eate' objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibility consdevatton - None selected
Your account instructions
• Your account is currently coded for margin.
• Your account cost basis default closing method is RFO, First In, First Out
CNP7C009006SS2596NP70C0i98800 CO= 09I4 030575004 YI23568S50 11 941,wGitoctleets12 Of 100
CONFIDENTIAL
EFTA_00131224
EFTA01273431

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name:Ind SCOTT STACK MAN LYLE CASRIEL
September 2014 Account number. •
Your assets
Some Ones, income and current va ues Shona may be approxinale. Asa intl. Om dntllosses may nol
be Eccuralely reflecled. Set ~octant intemeaon stout your statement a the end 01 ths document 10r
more inforneaon.
Cash
Cash and money balances
Cast, and mosey balances mai include avalaie cash balances, UBS Bant USA deposit account balances.
UBS AG Stariord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by Irk válhn applicable limits, but are not
protected by 9PC 7185 AG Stanford Branchdeposit senora balances are not )(mien ty FDIC and re not
protected by SIFC Money market dweep balances are protected by SVC but zee not insured by the FDIC.
See the Important information about your statement g the ended this document for detain about those
balances.
Openng biog. Cloung tdaxe Pace per share Average Onidencl Interest Days in
Hddng on Sep I (5) on Sep 30 (8 on Sep 30(1) rate plied period Ctp (growl (S)
UBS BANK USA CEP ACCT 0.00 5,168.53 250.000.00
Equities
Common stock
Purchase pricer
Trade lumber Average prke PnCe per share Value on Unrealized Hddng
Hddng date of shares per share (1) Cost basis (1) on Sep 30 (5) Sep 30(1) gain or loss (1) Period
ANALOG DEVICES INC
Symbol: ADI Exchange: OTC
EAI: $2.591 Current yield' 2.99% Nov16, It 13.003 37 316 485 12 49..193 643 37 158.25 LT
Nov 17, I I 13.000 35.393 460.12 49.493 643.37 183.25 LT
Nov 18, 11 35.000 35.502 1,242 58 49.490 1,732.15 489.57 LT
Nov21.I1 18.003 34 37 I 618 68 49.490 890 82 272.14 LT
Nov22, II 15.000 33338 500.07 49.490 742.35 242.28 LT
Nov23, 11 22.000 32.655 718.43 49.493 1,088.78 370.35 LT
Nov25, II 7.000 32.460 227.22 49.490 346.43 119.21 LT
Now 28, 11 30.000 32.951 968.55 49.490 1.484 70 496.15 LT
Nov29, II 18.003 33.472 602.51 49.493 890 82 288.31 LT
Nov29, II 5.000 33.622 168.11 49.490 247.45 79.34 LT
Apr 24,12 30.000 37.567 1,127.01 49.490 1,484 70 357.69 LT
continued next page
SDNY GM 00020605
CIIP7000g0055S2S97NP7003288800 00032 0914 030575004 Y123558550 11COCO Page 13 of 100
CONFIDENTIAL
EFT/LI/0131225
EFTA01273432

UBS U BS Strategic Advisor Account name: GM'S/AWE MAXWELL Your 14nendal Advisor:
Friendly account name: SCOTT STACK MAHLYLE CASRIEL
September 2014 Account number.
Your assets . Equities . common stock (cQantas)
Putthase price/
Trade Kerber Average price Prke per shire value on unrealized Malang
LWdng date of that's per share (I) Cost basis (S) on Sep 30 (3) Sep 30 (S) gain a loss ($) period
Jan 23,13 1,056.000 43209 45,628.81 49.490 52261.44 6,632.63 LT
Apr 22. 13 489.000 42.447 20,756 68 49.490 24200 61 3,443.93 LT
Security total 1,751.000 41.990 73,523.89 86,656.99 13,133.10
AUTOMATIC DATA PROCESSNG INC
Symbol' ADP Exchange' OTC
(Al: 42,442 Current yield: 2.31% Aug 4,11 146.000 48.469 7,076.53 83.080 12,129 68 5053.15 LT
Aug 12, 11 4.000 46.890 187.52 83.080 332.32 144.80 LT
Jan 23, 13 767.000 59890 45,936.09 83.080 63,722 36 17,786.27 LT
Apr 22, 13 355.000 65.098 23,110.04 83.080 29,493.40 6,383.36 LT
Security total 1272.000 59.992 75,310.18 105,677.76 29,367.58
BAXTER INT L INC
Symbol: BAX Exchange: NYSE
(Al: 43,236 Current yield: 2.90% Jun 20, 12 30.000 51.594 1,547.84 71.770 2,153.10 605.26 LT
Jun 20, 12 17.000 51.522 875.89 71.770 1,220.09 344.20 LT
Jun21,12 29.000 52.077 1,510.25 71.770 2,081.33 571.08 LT
Jun21,12 7.000 51.500 360.50 71.770 502.39 141.89 LT
Jun21.12 5.000 52.216 261.08 71.770 358.85 97.77 LT
iun 22,12 61.000 51.890 3,165.29 71.770 4,377.97 1,212.68 LT
Jan 23,13 769.000 66.658 51,193.80 71.770 55,119.36 3,925.56 LT
Apr 22, 13 355.000 69.318 24,60a00 71.770 25,478.35 870.35 LT
Sep 19, 13 74.000 72.165 5,340.28 71.770 5,310.48 -29.30 LT
Sep 19. 13 6.000 71.875 431.25 71.770 430.62 .0.63 LT
Sep 19, 13 3.000 71.880 215.64 71.770 215.31 -0.33 LT
Sep 20, 13 47.000 71.987 3,383.41 71.770 3,373.19 •10.22 LT
Oct 3, 13 154.000 64.600 9,948.49 71.770 11,052.58 1,104.03 ST
Security total 1,556.000 66.094 102,841.72 111,674.12 8,832.40
8LACKRCCK INC
Symbol: BLK Exchange: NYSE
(Al: 32,872 Current yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 328.320 2,298.24 968.71 LT
Oct 5,12 3.000 187.820 563.46 328.320 984.96 421.50 LT
Oct 5, 12 2.000 186670 373.34 328.320 656.64 283.30 LT
Oct 8, 12 8.000 189/83 1,510.27 328.320 2,626.56 1,11529 LT
Oct 9, 12 15.000 189186 2,837.79 328.320 4,924.80 2.087.01 LT
continued next page
CNP700/490065525913NP700029380000002 0914 03057930s 023568550 I I igo5iy Gm00012.50614 of 100
CONFIDENTIAL
EFTA_0013 1226
EFTA01273433

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
URS Friendly account name: SCOTT STACK MAN/LYLE CASRIEL
Account number.
Your assets Equities . Common stock (continued)
Purchase nerd
Trade taunter Average price Plitt per share vdue on unrealized Hddng
Hddng date or shares per share (S) Cost basis (S) on Sep 30 (it srp 30 (It gain or loss (t) period
Oct 9, 12 2.000 189.010 378.02 328.320 656.64 278.62 LT
Oct 10, 12 3000 187.720 563.16 328.320 984.96 421.80 LT
Oct 10, 12 2.000 187.670 375.34 328.320 656.64 281.30 It
Oct 10.12 2.000 187.995 37599 328.320 656.64 280.65 LT
Jan 23,13 224.000 236966 53,080.41 328.320 73,543.68 20,463.27 LT
Apr 22.13 104.000 251.093 26,113.69 328.320 34,145.28 8,031.59 LT
Security total 372.000 235.218 87,501.00 122,135.04 34,634.04
CATERPILLAR INC
Symbol. CAT Exchange: NYSE
EAI: 13,108 Current yield: 2.83% An 19,13 72.000 84.718 6,099.75 99.030 7,130.16 1,030.41 LT
lun 20. 13 121.000 83.14i 10,060.15 99.030 11,98263 1,92Z 48 LT
Jun 20, 13 78.000 83.030 6,476.39 99.030 7,724.34 1,247.95 LT
Jun 21,13 204.000 82.904 16,912.44 99.030 20,202.12 3289.68 LT
tun 24. 13 111.000 81.517 9,048.46 99.030 10,992.33 1,943.87 LT
Jul 25, 13 73.000 82354 6,011.86 99.030 7,229.19 1,217.33 LT
1'2)26.13 69.000 82.259 5,675.90 99.030 6,833.07 1,157.17 LT
An 27, 13 141.000 82.951 11,696.12 99.030 13,963.23 2,267.11 LT
Jun 27.13 7.000 82.925 580.48 99.030 693.21 112.73 LT
Jun 28, 13 169.000 82.774 13,98892 99.030 16,736.07 2,747.15 LT
Jul 1, 13 65.000 82.781 5,380.78 99.030 6,436.95 1,056.17 LT
Security total 1,110.000 821321 91,931 25 109,923.30 17,992.05
COLGATE PALMOLIVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 65.220 11348.28 4,104.23 LT
Aug 12, 11 4.000 42.450 169.80 66220 260.88 91.08 LT
Jan 23,13 910.000 54/40 49,358.63 65.220 59,350.20 9,991.57 LT
Apr 22.13 420.000 59.788 25,111 32 65.220 27392.40 2281.08 LT
Security total 1,508.000 54300 81,883.80 98,351.76 16,467.96
GENL MILLS INC
Symbol GIS Exchange: NYSE
EAI: 43,086 Current yield: 3.25% Aug 4, 11 191 .030 36265 6,926.77 50.450 9,635 95 2,709.18 LT
Aug 12, 11 5.000 35.754 178.77 50.450 252 25 73.48 LT
continued next page
SONY GM 00020607
CNP70003005552599NP70CO293800 00002 0914 03057500r Y12355855011000) Page IS of 100
CONFIDENTIAL
EFTA_0013 1227
EFTA01273434

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your fq mends, Advisor,
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
September 2014 Account number.
Your assets Equities .
Common stock (continued)
Patches. peke
Trade Madder Average price Price per shoe Vela. on Unteelzed Hddng
Hddng date of therm per than (I) Cott basis (S) on Sep 30 (3) Sep 30 (S) gain of let (1) pound
50,500.45
Jan 23,13 1.001.000 41387 41,42889 50.450 9,071.56 LT
Apr 22.13 464.000 50.287 23,333.21 50.450 23,408.80 75.59 LT
Jun 17, 13 148.003 49.739 7,361.45 50.450 7,466.60 105.15 LT
Jun 18.13 73.003 49836 3,638.07 50.450 3,682.85 44.78 LT
Security total 1,882.000 44031 82,857.16 94,946.90 12,079.74
JOHNSON & JOHNSON COM
Symbol:1Ni Exchange: NYSE
(Al: 12,985 Current yield: 2.63% Aug 4,11 123.000 62,377 7,672.38 106.590 13,110.57 5,436.19 LT
Aug 12, 11 3.000 63.730 191.19 106.590 319.77 128.58 LT
Jan 23,13 642.030 72.736 46,696.71 106.590 68.430.78 21,734.07 LT
Apr 22, 13 298.000 84.721 25247.10 106.590 31,76182 6,516.72 LT
Security total 1,066.000 74.866 79,807.38 113,624.94 33,817.56
MCCONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,461 Current yield: 3.59% Aug 4, 11 95.000 84.969 8,072.06 94.810 9,006.95 934.89 LT
Aug 12, 11 3.000 85.910 257.73 94.810 284.43 2630 LT
Nov29, 12 8.000 86.456 691.65 94.810 758.48 6683 LT
Jan 23,13 555.000 93.053 51,644.75 94.810 52,619.55 974.80 LT
Apr 22, 13 255.000 99318 25326.32 94.810 24,176 55 -1,149.77 LT
Sep 19, 13 78.000 97.879 7,634.63 94.810 7395.18 -239.45 LT
Sep 19, 13 22.003 97.425 2,143.36 94.810 2,085.82 -57.54 LT
Sep 19. 13 2.000 97.830 195.66 94.810 189.62 -604 LT
Security total 1,018.000 94.269 95,966.16 96,516.58 550.42
MDCTERA ENERGY laC COM
Symbol: NEE Exchange NYSE
EAI: 53,370 Current yield: 3.09% Aug 4,11 134.000 52.960 7,096.75 93.880 12,579.92 5,483.17 LT
Aug 12, 11 3.000 52.530 157.59 93.880 281.64 124.05 LT
Jan 23, 13 700.003 71.610 50,127.21 93.880 65,716 00 15,588.79 LT
Apr 22. 13 325.000 79.757 25,921 06 93.880 30,511.00 4,589.94 LT
Security total 1,162.000 71689 83,30261 109,088.56 25,785.95
OCCIDENTAL PETROLEUM CRP
Symbol: 0)<Y Exchange: NYSE
EAI: $2,791 Current yield:3.00% Feb 12. 14 148.000 92.171 13,641.35 96.150 14,230.20 588.85 ST
continued next page
CNP70309003552600NP7000293800 00002 0914 030575004 V12356855011tlayGhtmoteggs16 of 100
CONFIDENTIAL
EFTA 00131228
EFTA01273435

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK KLAN LYLE CASRIEL
September 2014 Account number.
Your assets Equities .
Common stock (continued)
Pm/chase P1W
Trade Number average price PK, pershere Vdue on uniedized Hddrq
Hddng dye of shares per shale (S) Cost basis (I) on Sep 30 (5) Sep 30 (I) gain or loss (I) Period
Feb 12, 14 117.033 92203 10,787.77 96.150 I 1,249 55 461.78 ST
Feb 72. 14 32.003 92.215 2,950 91 96.150 3,076.80 125.89 ST
Feb 12, 14 7.000 92 065 644.46 96.150 673.05 28.59 57
Feb 13, 14 110.000 92.095 10,13045 96.150 10,576 50 446.05 ST
sr
Feb 13, 14 68.003 91 911 6,25000 56.150 6,53820 288.20
Feb 13. 14 33.000 91.560 3,021.49 96.150 3,17295 151.46 ST
Feb 73.14 6.000 91 615 549 69 96.150 576.90 27.21 ST
Feb I& 14 334.000 95 389 31,850 13 96.150 32,114.10 253.97 ST
Feb 18, 14 114000 96 023 10,946 72 96.150 10,96110 14.38 ST
Security total 969.003 93 687 90,782 97 93,169 35 2,386.38
PEPSICO INC
Symbol: PEP Exchange. NYSE
EA', $3.023 Current yield: 2.81% Aug 4,11 115.030 63.979 7357.65 93.090 10,705.35 3347.70 LT
Aug 12, 11 3.000 63 023 189.07 93.090 279.27 90.20 LT
May 16, 12 6.000 68.535 411.21 93.090 558.54 147.33 LT
Oct 24, 12 1.000 68.690 68 69 93.090 93 09 2440 LT
Oct 25, 12 2.000 68.810 137.62 93.090 186.18 4856 LT
Oct 26, 12 1.000 68.890 68 89 93.090 93.09 24.20 LT
Oct 31. 12 1.000 69.370 69.37 93.090 93.09 23.72 LT
Nov6, 12 1.000 69370 69.37 93.090 93.09 23.72 LT
Nov 7, 12 1.000 69.150 69.15 93.090 93 09 23.94 LT
Nov8, 12 2.000 69.090 138.18 93.090 186.18 48.00 LT
Jan 23, 13 699000 72.166 50,4114 31 93.090 65,069.91 14,625.60 LT
Apr 22, 13 322.000 82 251 26,484.85 93.090 29,974 98 3490.13 LT
Security 10[S 1,154.003 74.097 85,508.36 107,425.86 21,917.50
PROCTER &GAMBLE CO
Symbol. PG Exchange' NYSE
EAI: 12,919 Current yield. 3.07% Aug 4,11 118.003 60.103 7,092.22 83.740 9,881.32 2.789.10 LT
Aug 12, 11 3.000 60.896 182 69 83.740 251 22 68.53 LT
Jan 23,13 619.003 69.94í 43,293.73 83.740 51,835 06 8,541 33 LT
Apr 22. 13 286.000 81332 23261.18 83.740 23,949.64 688.46 LT
Apr 24, 13 108.000 77 762 8,398.32 83.740 9.043 92 645.60 LT
otiffideltit eye pogo
SDNY
CONFID C E rle700O N FOC65 T 52601 I N A 77003 L 29380 0 COCO? 0914 030579004 Y12356855011000 Pogo 17 of 100
EFT/k_00131229
EFTA01273436

BS
*U UBS Strategic Advisor Account name: i.3.(1≤( AIME 1<1A0N ELL Your lqoundal Advisor:
Friendly account name:'- SCOTT STACK MANY LYLE CASRIEL
September 2014 Account number:
Your assets Equities . Common stock (continued)
Purchase pace
Pace taarber Average price PlICt per share Yaue on Uneeenzed Hddng
HcicIng date of share: pee mare (I) Con basis (S) on Sep 30(5) Sep 30 (1) gin or loss (I) period
Security total 1,134.000 72.512 82,228 14 92,961 16 12,733.02
TRAVELERS COS NOME
Symbol. TRV Exchange NYSE
EAI: 42,534 Current yield: 2.34% Apr 24, 12 20.000 63.432 1268.64 93.940 1,878.80 610.16 LT
Apr 24, 12 4.000 63350 253.40 93.940 375.76 122.36 LT
Apr 24, 12 1.000 63 560 63.56 93.940 93.94 30.38 LT
Apr 25, 12 10.003 63.520 635.20 93.940 939.40 304.20 LT
Apr 25. 12 10.000 63 617 636 17 93.940 939 40 303.23 LT
Apr 25, 12 10.000 63.659 636.59 93.940 939.40 302.81 LT
Apr 25. 12 2.000 63 545 12709 93.940 187.88 60.79 LT
Apr 25, 12 2.000 63.645 127 29 93.940 187.88 60.59 LT
Apr 25. 12 2.000 63.745 127.49 93.940 187.88 60.39 LT
Apr 26, 12 5.000 63928 31964 93.940 469 70 150.06 LT
Apr 26, 12 2.000 63.920 127.84 93.940 187.88 60.04 LT
Apr 26.12 2.000 63.930 127.86 93.940 187.88 60.02 LT
Apr 26, 12 1.000 63.720 63 72 93.940 93.94 30.22 LT
May 1, 12 15.003 64.637 969.56 93.940 1,409.10 439.54 LT
May 1, 12 6.000 64 715 388 29 93.940 563.64 175.35 LT
May 1, 12 6.000 64.975 389.85 93.940 563.64 173.79 LT
May 1, 12 2.000 64.850 129 70 93.940 187.88 58.18 LT
May 1, 17 1.000 64 820 64 87 93.940 93.94 29.12 LT
May 2, 12 7.000 64 374 450.62 93.940 657.58 206.96 LT
May 2, 12 4.000 64 410 257 64 93.940 375.76 118.12 LT
May 2, 12 2.000 64.320 128.64 93.940 187.88 59.24 LT
May 3. 12 4.000 64.960 259.84 93.940 375.76 115.92 LT
May 3, 12 2.000 64 675 129 35 93.940 187.88 58.53 LT
May 3, 12 2.000 64.910 129.82 93.940 187.88 58.06 LT
lan 23, 13 629.000 77.560 48,785.62 93.940 59,088.26 10,302.64 LT
Apr 22, 13 290.003 84.719 24,568 68 93.940 27,242.60 2,673.92 LT
May 22, 13 111.000 83 807 9,302.58 93.940 10,427.34 1.124.76 LT
Security total 1,152.003 78.533 90,469 50 108,218.88 17,749.38
continued next page
CNMC00)2306552602 Nn00O298800 C0002 0914 030575004.23568550 111t#I1w_GM_000§15.4(018 Of ICO
CONFIDENTIAL
EFTA_00131230
EFTA01273437

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bandai Advisor:
*UBS friendly account nome: SCOTT STACKMAHLYLE CASRIEL
September 2014 Account number.
Your assets r Equities . Common stock (commued)
Perchas< Oc.,
Tende tawlDet Average prke ence pet sets< velue on Unteenzed Holdng
Hddng date of shares pet shae (11 Con basIs(1) on Sep 30(11 Sep 30 (5) en or loss (I) Pened
IJ'IITED PARCEL SERVICE WC CL B
SymtoI: UPS Exchange NYSE
LAI: 12.843 Curent yield: 2 73% Sep 19. 13 82.000 91 779 7,52590 98.290 8,059.78 533.88 LT
Sep 19, 13 19.000 91.625 1,740.88 98.290 1,867.51 126.63 LT
Sep 20,13 107.003 91.805 9,823.18 98.290 10,517.03 693.85 LT
Sep 20, 13 26.000 91 835 2,387 71 98.290 2,555 54 167.83 LT
Sep 23, 13 93.003 91.049 8,467.59 98.290 9,140.97 673.38 LT
Sep 24, 13 93.000 91 612 8,520.00 98.290 9,140.97 620.97 LT
Sep 24, 13 41.000 91.663 3,75820 98.290 4,029.89 271.69 LT
Sep 25.13 62.000 91.138 5,650.56 98.290 6,093.98 443.42 LT
Sop 25, 13 11.003 91090 I .00I 99 98.290 1,081 19 79.20 LT
Sep 26, 13 64.000 91.489 5,855.30 98.290 6,290.56 435.26 LT
Sep 27. 13 54.003 91 117 4,920 33 98.290 5,307 66 387.33 LT
Sep 30, 13 46.000 91 475 4,207.86 98.290 4,521.34 313.48 ST
Oct I, 13 46.003 91.668 4,216.73 98.290 6,521.34 304.61 ST
Oct 1,13 6.000 91.650 54990 98.290 589 74 39.84 ST
Oct 2, 13 61.003 91.128 5,558.84 98.290 5,995.69 436.85 ST
Oct 2, 13 19.0® 91 067 1,73029 98.290 1,857.51 137.22 ST
Oct 3, I3 55.003 90.337 4,958 58 98.290 5,405.95 437.37 ST
Oct 4, 13 55.000 90.653 4,985.96 98.290 5,405.95 419.99 ST
ST
Jan 17, Id 121 000 99 231 12,037 00 98.290 11,893 09 .113.91
Security total 1,061.000 92250 97,876.80 104,285.69 6,408.89
X1LINX INC
Symbol XLNX &change, OTC
EAI: 12,086 Curent yield 2 74% Sep 7, 12 25.000 34 770 86927 42.350 1,058 75 189.48 LT
Sep 7, 12 5.000 34.846 174.23 42.350 211.75 37.52 LT
Sep 10, 12 37.003 34 845 1,28929 42.350 1,56695 277.66 LT
Sep 10. 12 3.000 34.660 103.98 42.350 127.05 23.07 LT
Sep 11, 12 20.000 34.853 697 06 42.350 847.00 149.94 LT
Sep 12, 12 18.003 35.006 630 11 42.350 762.30 132.19 LT
Sep 13. 12 2t.003 34.886 732.61 42.350 889.35 156.74 LT
Sep 14, 12 19.000 35 536 675 19 42.350 804.65 129.46 LT
SDNY GA/ M .6111°4 page
C HP7000;006552603 NP7003793800 00072 0914 030975004 Y173568S50 110000 Page 19 of 100
CONFIDENTIAL
EFTA_00 131231
EFTA01273438

cat UBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your linandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
September 2014 Account number:
Your assets Equities . Common stock (continued)
Purchase peal
Trade %urea Average price Price per sear Value on Unrealized Hoick*
ieddng date of shares per tea (I) Cost bads (S) on Sep 30(3) Sep 30 (S) gain or loss (S) period
Sep 17, 12 7.000 35.151 246.06 42.350 296.45 50.39 LT
Oct 24, 12 3.000 32.523 97.57 42.350 127.05 29.48 LT
Oct 25, 12 5.000 32.522 162.61 42.350 211.75 49.14 LT
Oct 26. 12 3.000 32.776 98.33 42.350 127.05 28.72 LT
Oct 31. 12 1.000 32.770 32.77 42.350 42.35 9.58 LT
Nov 1,12 2.000 33360 66.72 42.350 84.70 17.98 LT
Nov 1, 12 1.000 33.520 33.52 42.350 42.35 &83 LT
Nov 1412 1.000 33.530 33.53 42.350 42.35 E1.82 LT
Nov2, 12 1.000 33.550 33.55 42.350 42.35 8.80 LT
Nov 5,12 1.000 33.190 33.19 42.350 42.35 9.16 LT
Nov6, 12 3.000 33886 101.66 42.350 127.05 2539 LT
Nov7,12 2.000 34.025 68.05 42.350 84.70 16.65 LT
Nov7,12 1.000 33.910 33.91 42.350 42.35 &44 LT
Nov 8, 12 4.000 34.032 136.13 42.350 169.40 33.27 LT
Nov8, 12 1.000 33260 33.86 42.350 42.35 &49 LT
Nov28, 12 4.000 34312 137.25 42.350 169.40 32.15 LT
Nov 28, 12 3.000 34.410 103.23 42.350 127.05 23.82 LT
Nov29, 12 15.000 34.583 518.75 42.350 635.25 116.50 LT
Nov29.12 3.000 34.493 103.48 42.350 127.05 23.57 LT
ran 23.13 1,087.000 36.805 40,00801 42.350 46,034.45 6,026.44 LT
Apr 22, 13 502.000 35.691 17,917.23 42.350 21259.70 3,342.47 LT
1,798.000 36246 65,171.15 76,145.30 10,974.15
Totd 31367,972.07 41,632,802.19 $264,890.12
Total estimated annual income: 545,519
Your total assets
Percentage of Cost eimated Unrealized
value on Set, 30 (5) YOur account basis (S) annual income (S) (inor loss (5)
Cash Cash and money balances 5,161.53 0.32% 5,16453
Equities Common stock 14632,802.19 99.68% 1367,972.07 45,S19.00 264,830.12
Total $1,637,970.72 100.00% $1,373,140.60 $45,519.00 $264,830.12
CNP70009006562604 NP7000293800 00002 0914133057%04 2356855011904y Gtkoocapsit220 of 100
CONFIDENTIAL
EFTA_00131232
EFTA01273439

UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Finandal Advisor:
*ITS Friendly account mime: Indr SCOTT STACK MAN/LYLE CASRIEL
September 2014 Account number.
Account activity this month
Oak Activity Description Amami (S)
Dividend and intewstincome
Taxable dividends Sep 3 Cividend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 71087
Sep 9 Cividend JOHNSON & JOHNSON COM PAC) ON 1066 746.20
Sep 15 Cividend NEXTE RA ENERGY INC COM PAID ON 1162 842.45
Sep 16 Cividend MCDONALDS CORP PAD ON 1018 824.58
Sep 17 Cividend ANALOG DEVICES INC PAID ON 1751 647.87
Sep 22 Cividend BLACKROCK INC PAID ON 372 717.96
Sep 29 Cividend PEPSICO INC PAD ON 1154 755.87
Sep 29 Cwidend TRAVELERS COS INC THE PAID ON 1152 633.60
Total taxable dividends $527940
Total dividend and interest income 85,137980
Ogle Mtn.Iy Ciesraption AITIOLOt (S)
Other funds debited Sep 4 Transfer TO 23575 0100 -710.87
Total other funds debited 471087
Date Activity Descrpbco AMOunt IS)
Money balance activities Aug 29 Balance forward $0.00
Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87
Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0904114 -710.87
Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20
Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 842.45
Sep I? Deposit U8S BANK USA DEPOSIT ACCOUNT 824.58
Sep 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87
Sep 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96
Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47
Sep 30 Closing UBS Bank USA Deposit Account $5,168.53
The UBS Bank USA Ceperat Account is your plenary sweep roan
SONY GM 00020613
0070003005552605 NP700021,3B00 00002 0914 030575004'023568550110000 Pegs 21 of 100
CONFIDENTIAL
EFIA_00131233
EFTA01273440

*UBS
Yournotes
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CONFIDENTIAL
EFT,00B12,1
EFTA01273441

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SONY GM 00020615
CONFIDENTIAL
EFTA 001±1235
EFTA01273442

Important information about your statement (Continued)
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SDNY_GM_00020616
CONFIDENTIAL
EFTA 00131236
EFTA01273443

UBS Financial Services UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 October 2014
CNV70057479871014 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW Yard( NY 10065.7007
Account name: GHISLAINE MAXWELL
Friendly account name: Indio
Account number.
Your financial Advisor-
SCOTT STACKMANLYLE CASRIEL
Phone:
Questions about your statement? Value of your account
Call your Financial Advisor or the
RMA ReSourCeLine at 800-RMA-1000, on September 30 (3) on October 31(S)
account 029023568
Your assets 1,637,97a 72 I ,687,906.48
aoo o.00
VisItour websIte: Your liabilities
www.ubstomilinancialservices
Value of your account 11,637,970.72 31,687,906.48
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
S the Lr,311CS at yer end 2013 40.00
Net deposits and
',338 3 1,6•8 7.9 Wthdracrais 31,519,460 39
•
Your nws0ment return
Diwlend and
interest income 433.224 53
Change in
market value 4135221 SG
Value of your account
on Oct 31.2014 $1,697.906.48
Sep 2014 COI 2014
SDNY GM 00020617
Member SIPC CNP70003005747907 NP7000103796 C0032 1014 030575004 Y123568550000= Page 9 of 98
CONFIDENTIAL
EFTA_00 131237
EFTA01273444

*UBS UBS Strategic Advisor Account name: Your Bimodal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
October 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
October 31 (1) your account
A Cash and money balances 5,221.74 031% Your current asset allocation • Cash and money balances may include
available cash balances. kJEIS Bank LISA deposit
B Cash alternatives ace 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,682,684.74 99 69% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F C orrmodit ies 0.00 000%
G Other 0.00 000%
Total assets $1,687,906.48 100.00%
Value of your account $1,687,906.48
Eye on the markets
Percentage change
Index October 2014 Year to date
S&P 500 2.44% 1099%
Russell 3000 2.75% 9.90%
MSC I - Europe, Australia & Far East -1.45% -2.42%
Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12%
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
CNPA:00005747988NP70C0183196 00032 1014 030579004 Y1235685500NMYGM00020t88 10 of 98
CONFIDENTIAL
EFTA_00131238
EFTA01273445

SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your IIn andal Advisor:
Friendly account name SCOTT STACKMANLYLE CASRIEL
October 2014 Account number.
Change in the value of your account Summary of gains and losses
Values reported telcw exclude products for which gam and losses are not classified
October 2014 (3) Year to date IS)
Realized gains and losses Unrealized
Opening account value $1,637,970.72 $0.00
October 2014 (3) Year to date (1) gains and novas (3)
Deposits, including investments
transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 -3,922.69
Withdrawals and fees, Long term 0.00 57,725.77 318,635.36
including investments transferred
Total $0.00 $50,600.08 $314,712.67
cut -2,064.29 -475,421.43
Dividend and interest income 2,117.50 33,224.53 Cash activity summary
Change in market value 49,882.55 135,221.56
See Account activity the month for dela Is. Balances in your Sweep Options are induded in the eyeing and
Closing account value $1,687,906.48 $1,687,906.48 closing Mantes value. FDIC insurance applies only to deposits a u8S Bank USA, rot to deposits at LrEts AG.
starrioict Branch or bank deposits placed through the UBS Intonation* Deposit Account program 9PC
protection applies to main market sweep fund holdings but rot bare deposits. Saa important innarmarion
Dividend and interest income earned about your statement on the last tvo Cars Ci this document for coals
2014 (3) Year to date (1)
For papaws of ins statement, ta.ab ay of interest .,no canden0 income has been determined fran a US Opening balances $5,168.53 $0.00
tax repotting perspective, eaed upon the residence of the account kidder, account type, or product twit,
some interest ardor dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Additions
Income tares. The (lent monthky statement is not intended to be used and Carina Lae Need upOn for *as
purposes. Clients should refer to the amlictle tar reporting forms they recent. Iran 185 annualy, such as Deposits and other funds credited 0.00 48,841 01
the forms 1099 and the Forts 480, for tax rePollin intormabon is the make Of U85 to Ilk the
aSchcatle tea reporting forms with the US intend Revenue Senate and PR TreaSury DeParantlrtt and in Divdend and interest income 2,117.50 33,224.53
such forms accurately ossify city:knee Bract Interest as tar eeenot or tacabk income. Plea.e consult your
includual tax prepare( Proceeds from investment transactions 0.00 398,577.63
October 2014 (5) Year to date (I) Total additions 52,117.50 5480,643.17
Taxable dividends 7,117 36 33,219 88 Subtractions
Taxable interest 0.14 4.65 Professional management fees and
related services -2,C64 29 -5,04339
Total current year $2,117.50 $33,224.53 000
Other funds debrted -470,378.04
Total dividend & interest $2,117.50 $33,224.53
Total subtractions -$2,084.29 -$475,421.43
Net cash flow $53.21 $5,221.74
Closing balances $5,221.74 $5,221.74
SDNY GM 00020619
CONFID C E elP7C0 N 070057 T 4793 I 9N A P7003 L 1E079 6 000O2 1014 030575004 )1123568550000000 Page 11 of se
EFTA_00131239
EFTA01273446

UBS UBS Strategic Advisor Account name: Your linundel Advisor.
Friendly account name: SCOTT STAaMAIILYLE CASRIEL
October 2014 Account number:
UBS Bank USA Deposit Account APY
Interestpet-to/Sep
8 - Oct 6
Opening UBS Bank USA Deposit balance Sep 8 $0. 00
Closing UBS Bank USA Deposit balance Oct 6 $6,588.35
Number of days in interest period 29
Average daily balance $3,224.69
Interest earned $0. 14
Annual percentage yield earned 0.05%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Franco' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratemenrat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
investment elle ibility consdera non None selected
Your account instructions
• You account cost base default closing method is FIFO, First In, First Out.
CNP7C0M05747990 NP70C0I88796 C0032 1014030579304 Y12356455003regfitifGM00026,” 12 of 98
CONFIDENTIAL
EFTA 00131240
EFTA01273447

T UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi amide! Advisor:
Friendly account name: SCOTT STACK MANILYLE CASRIEL
October 2014 Account number.
Your assets
Some pnces, income and (orient vaues Shorrn may be EppiOximble. AS a teat galas dnolosses May nOl
be accuralely reflecled. Set Apaeant intostaaeon Stour your gatemen, a the end of the documeM for
more information.
Cash
Cash and money balances
Cash and money balances mai include avalaole cash balances, UBS Bant USA depout account balances,
UBS AG Startord Branch ctpout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vAlten appleSok limits, but are not
protected by 9PC utliS AG Stanford Branchdeposit scouts baantes are not insured by FDIC and se not
protected by SIPC Money market sweep balances are protected by 9PC but are not insured by the FDIC.
See the Important information about your statement * the end of this docwnent for details about those
blames.
Openng balance Cloung btlaxe Pnce per that Average Duldenct Interest Days in
Hddng on On I (1) on Od 31 (1) on Oct 31 (1) rate period period Cap /mourn (S)
UBS BANK USA CEP ACCT 5,16853 5,221.74 250.000 00
Equities
Common stock
Purchase pricer
Trade Mother Average price en« per share Value on Uneettized Hddng
Hddng date of shares per share (S) Cost basis (S) on Oct 31 (S) Oct 31 (1) gain or loss (1) period
ANALOG DEVICES QC
Symbol: ADI Exchange: OTC
EAI: $2,591 Current yield' 2.98% Nov 16, 11 13.000 37 316 485 12 49.620 645 06 159.94 LT
Nov 17, 11 13.000 35 393 460.12 49.620 645.06 184.94 LT
Nov 18, 11 35.000 35.502 1242 58 49.620 1,736 70 494.12 LT
Nov21,11 18.003 34 371 618 68 49.620 893 16 274.48 LT
Nov 22, 11 15.000 33338 500.07 49.620 744.30 244.23 LT
Nov23, 11 22.003 32.655 718.43 49.620 1,091 64 373.21 LT
Nov25, 11 7.000 32.460 227.22 49.620 347.34 120.12 LT
Nov28, 11 30.003 32.951 988.55 49.620 1.488.60 500.05 LT
Nov29, II 18.003 33.472 602.51 49.620 893 16 290.65 LT
Nov29, 11 5.000 33.622 168.11 49.620 248.10 79.99 LT
Apr 24,12 30.000 37 567 1,127.01 49.620 1483 60 361.59 LT
continued neat page
SONY GM 00020621
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CONFIDENTIAL
EFTA 0013I241
EFTA01273448

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Kandla Advisor,
friendly account name: SCOTT STACK MANYLYLE CASRIEL
October 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase price
Trade Muter Average price Price per share vase on MuteIzed Hddng
Hddng date of shares per than (I) Cost bask (1) on Oct 31 (1) Oct 31 (5) gain or loss (I) period
Jan 23,13 1,056.000 43209 45,62881 49.620 52398.72 6,769.91 LT
Apr 22, 13 489.000 42.447 20,756 68 49.620 24264.18 3407.50 LT
Security total 1,751.000 41.990 73,523.89 86,88442 13360.73
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: 42,442 Current yield: 2.35% Aug 4, 11 146.000 42.440 6,196 31 81.780 11,93988 5,743.57 LT
Aug 12, 11 4.000 47.050 164.20 81.780 327.12 162.92 LT
Jan 23,13 767.000 52.441 40,222.30 81.780 62,725.26 22,502.96 LT
Apr 22, 13 355.000 57.001 20,235 48 81.780 29,031.90 8,7%42 LT
Security total 1,272.000 52.530 66.81829 104,024.16 37205.87
BAXTER INTL INC
Symbol. BAX Exchange NYSE
(Al: 13,236 Current yield: 2.97% Jun 20, 12 30.003 51.594 1,547.84 70.140 2,104.20 556.36 LT
Jun 20.12 17.000 51.522 875.89 70.140 1,192.38 316.49 LT
Jim 21, 12 29.000 52.077 1,510.25 70.140 2,034.06 523.81 LT
Jura 21.12 7.000 51.500 360.50 70.140 490.98 130.48 LT
Jun21.12 5.000 52.216 261.08 70.140 350.70 89.62 LT
Jun 22,12 61.000 51.890 3,165.29 70.140 4,278.54 1,113.25 LT
Jan 23,13 768.000 66.658 51,193.80 70.140 53,867.52 2,673.72 LT
Apr 22, 13 355.000 69.318 24,60800 70.140 24,899.70 291.70 LT
Sep 19. 13 74.000 72,165 5,340.28 70.140 5,190.36 -149.92 LT
Sep 19. 13 6.000 71.875 431 25 70.140 420.84 -10.41 LT
Sep 19. 13 3.000 71.880 215.64 70.140 210.42 -5.22 LT
Sep 20, 13 47.000 71.987 338341 70.140 3,296.58 43613 LT
Oct 3, 13 154.000 64.600 9,948.49 70.140 10,801.56 853.07 LT
Security total 1,556.003 66.094 102,841.72 109,137.84 6,2%.12
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 32,872 Ogren( yield: 2.26% Oct 5, 12 7.000 189.932 1,329.53 341.110 2,387.77 1,058.24 LT
Oct 5, 12 3.000 187.820 563.46 341.110 1,023.33 459.87 LT
Oct 5, 12 2.000 186.670 373.34 341.110 682.22 308.88 LT
at S, 12 8.000 188.783 1,510.27 341,110 2,728.88 121841 LT
Oct 9,12 15.000 189.186 2,837.79 341.110 5.116.65 2278.% LT
continued next page
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CONFIDENTIAL
EFTA 00131242
EFTA01273449

sUBS UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your N sandal Advisor:
Friendly account name: SCOTT STACKMANLYLE CA5RIEL
October 2014
Account number.
Your assets Equities . Common stock (continued)
Purchase OW
Trade taunter Average pdce PMe per share Value On Unredlted Hddng
Hddng date of shares per share ($) Cod bads (SI on Oct 31 ($) OC131 ($) gain a lose 11) period
0419,12 2.000 189.010 378.02 341.110 682.22 304.20 LT
Oct 10, 12 3.000 187.720 563.16 341.110 1,023.33 460.17 LT
Oct 10, 12 2.000 187.670 375.34 341.110 682.22 306.88 LT
Oct 10. 12 2.000 187.995 375.99 341.110 682.22 306.23 LT
Ian 23.13 224.000 236966 53,080 41 341.110 76,408 64 23,328.23 LT
Apr 22, 13 104.000 251.093 26,113.69 341.110 35,475.44 9,361.75 LT
Security total 372.000 235218 87,501.00 126,892.92 39391.92
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 13,108 Current yield: 2.76% Jim 19,13 72.000 84.718 6,099.75 101.410 7,301.52 1,201.77 LT
Jun 20. 13 121.000 83.141 (0,060ts 101.410 12270.61 2210.46 LT
Jim 20, 13 78.000 83.030 6,476.39 101.410 7,909.98 1,433.59 LT
Jun 21.13 204.000 82.904 16,912.44 101.410 20,687.64 3,775.20 LT
Jim 24.13 III.0O3 81.517 9,048.46 101.410 11,256.51 2,208.05 LT
.140 25, 13 73.000 82354 6,011.86 101.410 7,402.93 1391.07 LT
Jun 26, 13 69.000 82259 5,675.90 101.410 6,997.29 1,321.39 LT
Jun 27, 13 141.000 82.951 11,696.12 101.410 14,298.81 2,602.69 LT
Jun27.13 7.000 82.925 580.48 101.410 709.87 129.39 LT
Jun 28.13 169.000 82.774 13,98882 101.410 17,138.29 3,149.37 LT
Jul I, 13 65.000 82.781 5,380.78 101.410 6,591.65 1,210.87 LT
Security total 1,110.000 82221 91,931.25 112,565.10 20,633.85
CDK GLOBAL INC COM
Symbol: CDK Exchange: OTC Aug 4,11 48.667 18.086 880.22 33.600 1,635.20 754.98 LT
Aug 12, 11 1.333 17.490 23.32 33.600 44.80 21.48 LT
Jan 23,13 255.667 22348 5,713.79 33.600 8,590.40 2,876.61 LT
Apr 22. 13 118333 24292 2,874.56 33.600 3,976.00 1,101.44 LT
Security total 424.000 22387 9,491.89 14,246.40 4,754.51
COLGATE PALMOLIVE CO
Symbol: Cl Exchange: NYSE
EAI: 32,172 Current yield 72_15% Aug 4,11 174.000 41.632 7,244.05 66.880 11,637_12 4,393.07 LT
Aug 12, 11 4.000 42.450 169.80 66.880 267.52 97.72 LT
Jan 23,13 910.000 54.240 49358.63 66.880 60,860.80 11,502.17 LT
continued next page
SONY GM 00020623
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CONFIDENTIAL
EFTA_00131243
EFTA01273450

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL YourNmencid Advisor:
friendly account name: SCOTT STACK MANY LYLE CASIVEL
October 2014 Account number.
assets Equities .
Your Common stock (conbnued)
Mucha:. peicei
Trade Winter Awing' price Price per share Vdue on Untealized Hddng
Hefting date of shares per lessee (I) Cost basis (I) on Oct 31 (I) Oct 31 (1) gain or loss (1) caned
Apr 22, 13 420.000 59.788 25.11132 66.880 28,08960 2,978.28 LT
Security Iota 1.508.000 54300 81,883 80 100,855.04 18,971.24
GELAL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,086 Current yield: 3.16% Aug 4,11 191.000 36265 6,926.77 51.960 9,924.36 2,997.59 LT
Aug 12, 11 5.000 35.754 17877 51.960 259.80 81.03 LT
Jan 23,13 1,001.000 41387 41,428.89 51.960 52,011.96 10,583.07 LT
Apr 22, 13 464.000 50 287 23,333 21 51.960 24,109.44 776.23 LT
Jun17,13 l48.000 49.739 7,361 45 51.960 7,690.08 328.63 LT
Jim 18.13 73.000 49836 3,638 07 51.960 3.793.08 155.01 LT
Security total 1,882.000 44 031 82,867 16 97,788 72 14,921.56
JOHNSON & JOHNSON COM
Symbol: 'NJ Exchange: NYSE
(Al: 12,985 Current yield. 2.60% Aug 4,11 123.000 62377 7,672.38 107.780 1325694 5,584.56 LT
Aug 12, 11 3.000 63.730 191.19 107.780 32334 132.15 LT
Jan 23.13 642.000 72.736 46,696.71 107.780 69,194.76 22,498.05 LT
Apr 22, 13 298.000 84.72I 25,247.10 107.780 32.118 44 6,871.34 LT
Security total 1,066.000 74.866 79,807.38 114,893.48 35,086.10
tvCCONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 13,461 Current yield:3.63°4 Aug 4,11 95.000 84.969 8,072.06 93.730 8,904.35 832.29 LT
Aug 12, 11 3.000 85.910 257.73 93.730 281.19 23.46 LT
Nov29, 12 8.000 86.456 691.65 93.730 749.84 5819 LT
Jan 23,13 555.000 93.053 51,644.75 93.730 52,020.15 375.40 LT
Apr 22, 13 255.000 99318 25326.32 93.730 23,901 IS -1,425.17 LT
Sep 19, 13 78.000 97.879 7,634.63 93.730 7,310.94 -323.69 LT
Sep 19.13 22.000 97.425 2,143.36 93.730 2,062.06 -81.30 LT
Sep 19, 13 2.000 971330 195.66 93.730 187.46 -820 LT
Security total 1,018.000 94269 95,966.16 95,417.14 -549.02
NEXTERA EfERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: 13,370 Current yield: 2.89% Aug 4, II 134.000 52.960 7,096.75 100.220 13,429.48 6,332.73 LT
Aug 12, 11 3.000 52.530 157.59 100.220 300.66 143.07 LT
continued next page
Olf7C003305747934 NP7000189796 00002 1014 030575004 VI 2356855000~yw0002tes 16 of 98
CONFIDENTIAL
EFTA_00131244
EFTA01273451

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
UBS Friendly account name: SCOTT ST ACK1,1144 LY LE CASRIEL
October 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase price
Trade taufter Average peke Price pet share Vdue on Urrealzed HolcIng
Wiring date of shares per shape (I) Con basis (0 on Oct 31 (1) Ocl 31 (1) on or loss (1) Period
Jan 23,13 700.000 71.610 50,127.21 100.220 70,154.00 20,026.79 LT
Apr 22, 13 325.000 79.757 25,921.06 100.220 32,571 50 6,650.44 LT
Security total 1,162.000 7 I 689 83,302 61 1)6,455.64 33,153.03
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 52,791 Current yield: 3.24°4 Feb 11 14 148.000 92.171 13,641.35 88930 13,161.64 -479.71 ST
Feb 11 14 117.000 92203 10,787.77 88930 10,404.81 -382.96 ST
ST
Feb 12, 14 32.000 92215 2,950.91 88.930 2,845.76 -105.15
Feb 12, 14 7.000 92.065 644.46 88.930 622.51 -21.95 ST
Feb I/ 14 110.000 92.095 10,130.45 88930 9,782.30 -348.15 ST
Feb 13. 14 68.000 91911 6,250.00 88.930 6,047.24 -202.76 ST
Feb 13, 14 33.000 91.560 3,021.49 133930 2,934.69 -86.80 ST
Feb 13, 14 6.000 91.615 549.69 88.930 533.58 •16.11 ST
Feb 14, 14 334.000 95.389 31,860.13 88.930 29,702.62 -2,157.51 ST
Feb 18, 14 114.000 96.023 10,94672 88.930 10,138.02 -808.70 ST
Security total 969.000 93.687 90,782.97 86,173 17 -4,609.80
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: 43,023 Current yield: 2.72% Aug 4, 11 115.000 63.979 7357.65 96.170 11,059.55 3,701.90 LT
Aug 12, 11 3.000 63.023 189.07 96.170 288.51 99.44 LT
May 16, 12 6.000 68.535 411.21 95.170 577.02 165.81 LT
Oct 24. 12 1.000 68.690 68.69 95.170 96.17 27.48 LT
Oct 25, 12 2.000 68.810 137.62 96.170 192.34 54.72 LT
Oct 26. 12 1.000 68890 68.89 96.170 96.17 27.28 LT
Oct 31. 12 1.000 69370 69/7 96.170 96.17 26.80 LT
Nov 6, 12 1.000 69370 69.37 96.170 96.17 26.80 LT
Nov7, 12 1.000 69.150 69.15 96 )70 96.17 27.02 LT
Nov8, 12 2.000 69.090 138.18 96.170 192.34 54.16 LT
Jan 23,13 699.000 72.166 50,444.31 96170 67222.83 16,778.52 LT
Apr 22. 13 322.000 8225) 26,484.85 96.170 30,966.74 4,481.89 LT
Security total 1,154.000 74.097 85,508.36 110,980.18 25,471.82
Continued next page
SONY GM 00020625
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CONFIDENTIAL
EFTA_00131245
EFTA01273452

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your llounciel Advisor:
friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
October 2014 Account number.
assets Equities .
YOLK Common stock (continued)
Purchase pacer
Trade Norte Average price Price per state Value** time/zed Hold**
Hating date of thares per thaw (3) Cott bait (1) on 0(131 (5) Ocl 31 (1) gin or Ion (5) period
PROCTER &GAM8LE CO
Symbol: PG £change: NYSE
EAI: 12,919 Current yield: 2.95% Aug 4,11 118.000 60.103 7,092 22 87.270 10,297.86 3,205.64 LT
Aug 12, 11 3.000 60.896 182.69 87.270 261.81 79.12 LT
Jan 23,13 619.000 69.941 43,293.73 87.270 54,020.13 10,726.40 LT
Apr 22.13 286.000 81332 23,261.18 87.270 24,959 22 1,698.04 LT
Apr 24,13 108.000 77.762 8,398.32 87.270 9,425.16 1,02684 LT
Security total 1,134.000 72.512 82228 1 4 98,964.18 16,736.04
TRAVELERS COS NC/THE
Symbol: TRY Exchange NYSE
EAI: 42534 Current yield: 2.18% Apr 24.12 20.000 63432 1,268.64 100.830 2,016.00 747.36 LT
Apr 24,12 4.000 63350 253.40 100.800 403.20 149.80 LT
Apr 24,12 1.000 63.560 63.56 100.800 100.80 37.24 LT
Apr 25,12 10.000 63.520 635.20 100.800 1.008.00 372.80 LT
Apr 25, 12 10.000 63.617 636.17 100.800 1,008.00 371.83 LT
Apr 25.12 10.000 63.659 63659 100.830 1,008.00 371.41 LT
Apr 25,12 2.000 63.545 127.09 100.800 201.60 74.51 LT
Apr25, 12 2.000 63.645 127.29 100.830 201.60 74.31 LT
Apr 25,12 2.000 63.745 127.49 100.800 201.60 74.11 LT
Apr 26, 12 5.000 63.928 319.64 100.800 504.00 184.36 LT
Apr 26.12 2.000 63.920 127.84 100.800 201.60 73.76 LT
Apr 26.12 2.000 63.930 127.86 100.800 201.60 73.74 LT
Apr 26, 12 1.000 63.720 6172 100.800 100.80 37.08 LT
May 1, 12 15.000 64.637 969.56 100.800 1.512.00 542.44 LT
May 1, 12 6.000 64.715 388.29 100.800 604.80 216.51 LT
May 1, 12 6.000 64.975 389.85 100.800 604.80 214.95 a
May 1, 12 2.000 64.850 129.70 100.800 201.60 71,90 LT
May 1, 12 1.000 64.820 64.82 100.800 100.80 35.98 LT
May 2, 12 7.000 64_374 450.62 100.800 705.60 254.98 LT
May 2, 12 4.000 64.410 257.64 100.800 403.20 145.56 LT
May2, 12 2.000 64320 128.64 100.900 201.60 72.96 LT
May 3. 12 4.000 64960 25984 100.800 403.20 143.36 LT
continued next page
06.70003005747936NP7000189796 00002 1014 D30575004 V123568550C096ffitcom000211Me lg of 98
CONFIDENTIAL
EFTA_00131246
EFTA01273453

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
UBS
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
October 2014
Account number.
Your assets . Equities . common stock
Iconhnuecil
PIOChaft Ord
neat Number Average pdce Plitt per share value on ganlion: Toted Pipde, ng
NdcInc date or shares per share (1) Cott basis (5) on Oct 31 (4) Oc13i (5) od
May 3, 12 2.000 64.675 129.35 100.800 201.60 72.25 LT
May 3, 12 2.000 64.910 129.82 100.800 201.60 71.78 LT
Jan 23,13 629.000 77.560 48,785.62 101800 63,403.20 14,617.58 LT
Apr 22.13 290.000 84.719 24,568.68 100.800 29232.00 4.66332 LT
May 22, 13 II 1. 003 83.807 9,302.58 100.800 11,188.80 1,88622 LT
Security total 1,152.000 78.533 90,469.50 116,121.60 25,652.10
UNITED PARCEL SERVICE NC Cl B
Symbol: UPS Exchange NYSE
(Al: 42,843 Current yield: 2.55% Sep 19, 13 82.000 91.779 7,525.90 104.910 8,602.62 1,076.72 LT
Sep 19, 13 19.000 91.625 1,740.88 104.910 1,993.29 252.41 LT
Sep 20.13 107.000 91.805 9,823.18 104.910 11225.37 1,402.19 LT
Sep 20, 13 26.000 91.835 2,387.71 104.910 2,727.66 339.95 LT
Sep 23,13 93.000 91.049 8,467.59 104.910 9,756.63 1,289.04 LT
Sep 24, 13 93.000 91.612 8,520.00 104.910 9,756.63 1,23663 LT
Sep 24, 13 41.000 91.663 3,75820 104.910 4,301.31 543.11 LT
Sep 25, 13 62.000 91.138 5,650.56 104.910 6,504.42 853.86 LT
Sep 25, 13 11.000 91.090 1,001.99 104.910 1,154.01 152.02 LT
Sep 26, 13 64.000 91.489 5,855.30 104.910 6,714.24 858.94 LT
Sep 27, 13 54.000 91.117 4,920.33 104.910 5,665.14 744.81 LT
Sep 30, 13 46.000 91.475 4,207.86 104.910 4,825.86 618.00 LT
Oct 1, 13 46.000 91.668 4,216.73 104.910 4,825.86 609.13 LT
Oct 1, 13 6.000 91.650 549.90 104.910 629.46 79.56 LT
Oct 2,13 61.000 91.128 5,558.84 104.910 6,399.51 840.67 LT
Oct 2,13 19.000 91.067 1,730.29 104.910 1,993.29 263.00 LT
0[13, 13 55.000 90337 4,968.58 104.910 5,770.05 801.47 LT
Oct rt, 13 55.000 90.653 4,985.96 104.910 5,770.05 784.09 LT
Jan 17,14 121.000 99231 12,007.00 104.910 12,694.11 687.11 ST
seccrity iota 1,061.000 92.250 97,876.80 111,309.51 13,432.71
XILINX INC
Symbol. XLNX Exchange:OTC
(Al: 12,086 Current yield:2.61% Sep 7, 12 25.000 34.770 869.27 44.480 1,112.00 242.73 LT
Sep 7, 12 5.000 34.846 174.23 44.480 222.40 48.17 LT
okredIgliSetir
SDNY P°91
CNP70001005747997 NP7000183795 C0002 1014 030575001 YI23568550000000 Page 19 of 98
CONFIDENTIAL
EFTA_00131247
EFTA01273454

*UBS UBS Strategic Advisor Account name: GH1StAINE 'MAXWELL Your ilmincid Advisor:
Friendly account name: SCOTT STACK MAI4 LYLE CASRIEL
octoi-er 2014
Account number:
Your assets •EEquities . Common stock (continued)
Purchase piw
trade tawrber Average once Pore per share Vaue on Unrealized Helelng
Hcldng date of sharer pet there (S) Cott omit (1) on Oct 31(5) Oct 31 (1) On or Ion (1) C•110:1
Sep 10.12 37.000 34.845 1289.29 44.480 1.645.76 356.47 LT
Sep 10. 12 3.000 34 660 103 98 44.480 133 44 29.46 IT
Sep 11, 12 20.003 34 853 697.06 44.480 889.60 192.54 LT
Sep 12, 12 18.003 35036 63011 44.480 800.64 170.53 LT
Sep 13, 12 21.000 34 886 732 61 44.480 934 08 201.47 LT
Sep 14, 12 19.000 35.536 675.19 44.480 845.12 169.93 LT
Sep 17, 12 7.000 35.151 246 06 44.480 311 36 65.30 LT
Oct 24, 12 3.000 32.523 97.57 44.480 133.44 35.87 LT
Oct 25. 12 5.000 32.522 162.61 44.480 222.40 59.79 LT
Oct 26. 12 3.000 32.776 96 33 44.480 133 44 35.11 LT
Oct 31. 12 1.000 32.770 32.77 44.480 44_48 11.71 LT
Nov1,12 2.000 33 360 66 72 44.480 83 96 22.24 LT
Nov 1,12 1.000 33.520 33.52 44.480 44.48 10.96 LT
Nov 1,12 1.000 33.530 33.53 44.480 44.48 10.95 LT
Nov2.12 1.000 33.550 33.55 44.480 44 48 10.93 LT
Nov5,12 1.000 33.190 33.19 44.480 44.48 11.29 LT
Nov 6.12 3.000 33 886 101 66 44.480 133 44 31.78 LT
Nov7,12 2.000 34 025 68.05 44.480 8896 20.91 LT
Nov7,12 1.000 33.910 33.91 44.480 44.48 10.57 LT
Nov8,12 4.000 34 032 136.13 44480 177 92 41.79 LT
Nov8,12 1.000 33.860 33.86 44,480 44.48 10.62 LT
Nov28, 12 4.000 34 312 137.25 44.480 177.92 40.67 LT
Nov28, 12 3.000 34.410 103.23 44.480 133.44 30.21 LT
Nov29. 12 15.003 34.583 518.75 44.480 667.20 148.45 LT
Nov29, 12 3.000 34.493 103.48 44.480 133 44 29.96 LT
lan 23,13 1.087000 36.805 40,00801 44.480 48,349.76 8,341.75 LT
Apr 22. 13 502000 35 691 17,917 23 44.480 22,328 96 4,411.73 LT
Secisity total 1,798.000 36 246 65,171.15 79,975 04 14,803.89
Total $1,367,972.07 $1482,684.74 $314,712.67
Total estimated annual income: $45.519
CH1'71;0(9305747998 Ne70C0I88796 CO= 1014 03057%04 " 2356855000QOPIYGM00021elte 28 0f 98
CONFIDENTIAL
EFTA_00131248
EFTA01273455

sUBS UBS Strategic Advisor Account noose: GHISLAINE MAXWELL Your Pi medal Advisor:
Friendly account norne: Ind SCOTT STACKMANILYLE CASRIEL
October 2014 Account number.
Your aSSetS(contrited)
Your total assets
PeKentaged Cost Estmed Unedited
wise on Oct 31 (9 your account bass (9 aanutr man (Si gMn or loss (I)
Cash Cash and money balances 5,221.74 031% 5,231.74
Equities Common stock 1982,684.74 99.69% 1,367,972.07 45,519.00 314,712.67
Total $1,687,906.48 100.00% $1,373,193.81 $45,519.00 $314,712.67
Account activity this month
Date Acthity Description Armin (I)
Dividend aad interest income
Taxable dividends Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC 038911000003333333334PAID ON 610.56
1272
Oct 1 Dividend BAXTER Imt MC PAID ON 1556 809.12
Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68
Total taxable dividends $2,117.36
Taxable interest Oct 7 Interest U8$ BANK USA DEPOSIT ACCOUNT AS OF 1CrCe14 0.14
Total taxable interest $0.14
Total dividend and 'introit income $2,117.50
Date Adnity Desorption Amomt (S)
Fees Oct 24 Fee Charged QUARTERLY FEE -2.C64.29
Total professional management fees 42.064.29
Investment transactions
For mare inforrnaion about the once/value shown for restricted securities, see important intopmmion abort
your statement al the endof INS document.
Proceeds from Funds
investment vrithdrawn for Accrued
Ode Activity Desorption (homily Yaw CO Price (S) transactions (F) investments bought (9 interest (0
Oct 1 Spin Off CDK GLOBAL INC COM SYMBOL CDK FROM 424.000
AUTOMATIC DATA PROCESSNG INC SYMBOL
ADP RATE 03333333334
Total
SDNY GM 00020629
CNP7C003005747999 NP7000183796 00002 1014 030575004 Y123568$500003C0 Pegs 21 of 98
CONFIDENTIAL
EFTA_00131249
EFTA01273456

*UBS 11B5 Strategic Advisor Account name: ONISLAINE MAXWELL Your Amends, Advisor:
Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
October 2014
Account number:
Account activity this month
centnuedl
Date *tinny Descrobco Amount (S)
Money balance activities Sep 30 Balance forward 15.161153
Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68
Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100914 0.14
Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68
Oct 27 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024114 -2,064.29
Oct 31 Closing UBS Bank USA Deposit Account 15221.74
The VBS Bank USA Oepo9t Account Is your primary sweep cpbon
CNP70309005748000NP70001een6 00002 1014 030575004 Y123568550 CONFAliy_D M0002Nse 22 of 98
End of statement for account number El IM
CONFIDENTIAL
EFTA_00131250
EFTA01273457

Important information about your statement
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SDNY GM 00020631
CONFIDENTIAL
EFTA_00 I 3 125 1
EFTA01273458

Important information about your statement (Continued)
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SDNY_GM_00020632
CONFIDENTIAL
EFTA_00 131252
EFTA01273459

MSS Fesancial Services tic UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 November 2014
CNP70056752451114n• 0
GHISLASNE MAXWELL
Account name: GHISLAINE MAXWELL
Friendly account name: Indry
Account number:
Your Financial Advisor
SCOTT STACKIAANNYLE CASFIEL
Pho,e
Questions about your statement? Value of your account
Call yOar Finan:rg AchaSOI Or the
FAA ReSOlaCebne at 800-RMA- 1000, on October 31 (1) on November 28 (1)
account 029323568
Your assets 1,687,906 48 I ,734,358.85
Visltour websIte: Your liabilities 0.00 0.00
www.ubstomIlinancialservices
Value of your account 11.6137,906.48 51,734,358.85
Sources of your account growth
Tracking the value of your account duriag 2014
Value of your account
1 Thousands at year end 2013 1000
Net deposits and
14•87 .0 1,734.4
withdrawals 11512,194.00
Your rvestmeot return
MCP:idand
interest income 136,567.60
Chance in
market value 5186597 25
Value of your accotrit
on Nov 24, 2014 41,734,354.55
Oct pia Nov 2014
SDNY GM 00020633
Member SIPC CNP7000S005675245Nel0C0191999 00002 ille 030575004 Y123568550 010050 Pegs 9 of 96
CONFIDENTIAL
EFTA_00131253
EFTA01273460

*DUBS UBS Strategic Advisor Account name: Your R nuncio, Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
November 2014
Account number:
Your account balance sheet
Summary of your assets
value on Percentage of
November 28 (11 your account
• Cash and money balances may include
A Cash and money balances 1,298.42 007% Your current asset allocation available cash balance5.IJEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UPS AG Stamford Branch
deposit account balances and money market
C Equities 1,733,060.43 9993% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets $1,734,358.85 100.00°0
C
Value of your account $1,734,358.85
Eye on the markets
Percentage change
Index November 2014 Year to date
58P 500 2.69% I 3 98%
Russell 3000 2.42% 12.56%
MSC I - Europe, Australia & Far East 1.37% -1.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86%
Interest rates on November 28, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.15%
CNP7C0C600S675246NP70C0191999 er0C02 1114 030575004 K123568SS0 01l efifteGitocoAltalt 10 of 96
CONFIDENTIAL
EFTA_00B1254
EFTA01273461

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N sandal Advisor
UBS
Friendly account name: SCOTT STACKMANLYLE CASRIEL
November 2014
Accountnumber.
Change in the value of your account Summary of gains and losses
November 2014 (Si Year to date (1) Values reported below exclude products for which gam andlosses are not classified
Realized gains and losses Unrealized
Opening account value $1,687,906.48 $0.00
November 2014 (1) Year to date (5) gains and losses (I)
Deposits, including investments
transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 -12,192.52
Withdrawals and fees, Long term 0.00 57,725.77 377,280.88
including investments transferred
Total $0.00 $50,600.08 $365,088.36
cut -7,266.39 -482,687.82
Dividend and interest income 3,343.07 36,567.60
Cash activity summary
Change in market value 50,375.69 185,597.25
See Account activity the month to detals. &lances In your Sweep Options are indudedin the q:enng and
Closing account value $1,734,358.85 $1,734,358.85
closing Mantes race. PDC insurance spies only to deposits at UBS Bank USA, rot to deposits at WS AG.
Stardord Ranch or bank deposits parrot hrousli the UBSInternaiond Depose Account program SiPC
protection applies to money market sweep fiord holdings but not bar* deposits Seeimportent CM:violation
Dividend and interest income earned *Jut your fraternal* cn the last two cages cr this document for <Wats
November 2014 (5) Year to date (1)
for colt:tows of Its statement, tasab:ay of 'nieces] afxl cltatiena twome has been cleterninecl Cron a US Opening balances $5,221.74 $0.00
Ia. reporting perspective. Bald upon the residence of the account hokkr, account type, or product two.
scene interest ands dvidend payments may not be tut:it-et to United States (US) ardor Puerto Rico (PR) Additions
Income tarts. The C4ent month'/ StateMent is not Intended 10 be used and omen be (Ned wine for ink
purposes. Clients should refer to the apdcaole sac reporting forms they recent. Iran 165 annualy, such as Deposits and other funds credited 000 48,841 01
the forms 1099 and me PCIMS 480, fa lea reP3MN) information II Is the practice a 1185 to file the
tea:Pestle tar reporting forms with the US internd Revenue Service and PR Treasury Department and in 0ivdend and interest income 3,343.07 36,567.60
such forms accurately Ossify dnckna arctic. Interest as tax exempt or tacit* income. Pleat consult ycul
includual tax preparer Proceeds from investment transactions 0.00 398,577.63
November 2014 (I) Year to date IS) Total additions $3,343.07 5483,986.24
Taxable dividends 3,342 76 36,562 64 Subtractions
Taxable interest 0 31 4,96 Professional management fees and
related services 000 -5,043.39
Total current year $3,343.07 $36,567.60
Other funds debned -7,266.39 -477,644.43
Total dividend & interest $3,343.07 $36,567.60
Total subtractions -57,266.39 -$482,687.62
Net cash flow -$3,923.32 $1,298.42
Closing balances 51,298.42 $1,298.42
SDNY GM 00020635
CNP7C009305675247 NV7003191999 00002 1114 030579004 Y123568S500I 0000 Page 11 of 95
CONFIDENTIAL
EFTA_0013 1255
EFTA01273462

*UBS UBS Strategic Advisor Account name: Your lq vandal Advisor.
Friendly account name: SCOTT STACK MANLYLE CASFUEL
November 2014
Account number:
UBS Bank USA Deposit Account APY
Interest Period Oct 7 - Nor 6
Opening UBS Bank USA Deposit balance Oct 7 56,588 35
Closing UBS Bank USA Deposit balance Nov 6 $5,993.67
Number of days in interest period 31
Average daily balance 56,225 89
Interest earned $0. 31
Annual percentage yield earner.: 006%
Your investment objectives:
You have identified the following investment objectives fa this account If you have questions
about these objectives, disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your retire objective:
Current income &capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consderation None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
CNPTC0C0305675248NPTOCOI9I999 C0M t 114 03025004 Y123568550 0l leigitiyGro0002etile 12 of 96
CONFIDENTIAL
EFTA_00131256
EFTA01273463

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your N sandal Advisor:
*UBS Friendly account name:Ind SCOTT STACKMANLYLE CASRIEL
November 2014 Account number.
Your assets
Some pnces, income and Current values shorn may be apprOxinlate. M a 'Nut gains and tOSSeS may not
be accurately reflected. Set wporunt infollnabon about your gatemen, a the end of the document fOr
wore informs:ion.
Cash
Cash and money balances
Cast, and money balances may include avaldole cash balances, UBS Bant USA &pout account balances,
UBS AG Stanford Branch Cepout account balances and money martin mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAl hn applicable limits, but are not
protected by SiPC U8S AG Stanford Brant h deposit account balances an not insured by FDIC and are not
protected by SIFC Money market sweep balances are protected by StPC bin age not insured by the FDIC.
See the Important information about your statement at the end of this document for de ai/s about those
Sanas.
Goering Want Cloung balaxe enre per share Average Prudence tmerest Drys in
Hddng on Nov 1 (1.) on Nov 28 (1) on Nov 28 (1) rate period period Cap &haunt (1)
UBS BANK USA CEP ACCT 5.221 74 129842 250.00000
Equities
Common stock
Purchase pricer
Trade Mather Average price Pnte per share value on unrealized Holdng
Hddng date of shares per share (1) Cost basis (S) on Nov 28 (V Nov 28(1) gain or loss (1) Period
ANALOG DEVICES INC
Symbol: ADI Exchange: OTC
EAli $2,591 Current yield:2.71°4 Nov16, 11 13.000 37 316 485 12 54.640 710.32 225.20 LT
Nov 17, 11 13.000 35393 460.12 54.640 710.32 250.20 LT
Nov 18, 11 35.000 35.502 1242.58 54.640 1,912.40 669.82 LT
Nov21,11 18.003 34 371 618 68 54.640 983.52 364.84 LT
Nov22, 11 15.003 33338 500.07 54.640 819.60 319.53 LT
Nov23, 11 22.000 32.655 718.43 54.640 1202.08 483.65 LT
Nov25, 11 7.000 32.460 227.22 54.640 382.48 155.26 LT
Nov28, 11 30.000 32.951 988.55 54.640 1.63920 650.65 LT
Nov29, II 18.003 33.472 602.51 54.640 983.52 381.01 LT
Nov29, 11 5.000 33.622 168.11 54.640 273.20 105.09 LT
Apr 24, 12 30.000 37.567 1,127.01 54.640 1,63920 512.19 LT
continued next page
SDNY GM 00020637
CelP70303305675249NP7003I9I999 000O2 1114 03057900( Y123568SSOOI 0000 ►age 13 of c6
CONFIDENTIAL
EFTA_00 131257
EFTA01273464

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWEU. Your Knandai Advisor,
friendly account name: SCOTT STACK MANL YLE CASRIEL
November 2014 Account number.
Your assets . Equities . Common stock (continued)
Purchase pacer
Trade Weber Average peke Pike per share Vdueon Unrearlied Holdng
Hcicing date of duces per thaw (S) Cost bads (S) on Ntw 28(1) Nov 28(S) gain or loss (S) pedal
Jan 23,13 1,056.000 43209 45,628.81 54.640 57,699.84 12,071.03 LT
Apr 22, 13 489.000 42.447 20,756 68 54.640 26,71896 5,962.28 LT
Security total 1,751.000 41.990 73,523.89 95,674.64 22,150.75
AUTOMATIC DATA PROCESSNG INC
Symbol. ADP Exchange OTC
EAI: 42493 Cured yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6,321.36 LT
Aug 12, 11 4.000 40.955 163.82 85.640 342.56 178.74 LT
Jan 23, 13 767.000 52_320 40,129.93 85.640 65,68588 25,555.95 LT
Apr 22, 13 355.000 56.870 20,18901 85.640 30,402.20 10213.19 LT
Security total 1272.000 52.409 66,66484 108.934.08 42269.24
BAXTER INR INC
Symbol: BAX Exchange: NYSE
EAt 43,236 Current yield: 2.85% Jun 20, 12 30.000 51.594 1,547.84 73.000 2,190.00 642.16 LT
Jun 20.12 17.000 51.522 875.89 73.000 1,241 00 365.11 LT
Jun21,12 29.000 52.077 1,510.25 73.000 2,117.00 606.75 LT
Jun21.12 7.000 51.500 360.50 73.000 511.00 150.50 LT
Jun21.12 5.000 52.216 261.08 73.000 365.00 103.92 LT
Jun22,12 61.000 51.890 3,165.29 73.000 4,453.00 1,287.71 LT
Jan 23,13 768.000 66.658 51,193.80 73.000 56,064.00 4,870.20 LT
Apr 22, 13 355.000 69.318 24,60800 73.000 25,915.00 1307.00 LT
Sep 19.13 74.000 72.165 5,340.28 73.000 5,402.00 61.72 LT
Sap 19.13 6.000 71.875 431.25 73.000 438.00 675 LT
Sep 19, 13 3.000 71.880 215.64 73.000 219.00 3.36 LT
Sep 20.13 47.000 71.987 3,383.41 73.000 3,431.00 47.59 LT
Oct 3, 13 154.000 64.600 9,94849 73.000 11242.00 1,293.51 LT
Security total 1,556.000 66.094 102,841.72 113,588.00 10,746.2$
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 12,872 Current yield: 2.15% Oct 5, 12 7.000 189.932 1,329.53 359.080 2,513.56 1,184.03 LT
Oct 5,12 3.000 187.820 563.46 359.080 1,077.24 513.78 LT
Oct 5, 12 2.000 186.670 373.34 359.080 718.16 344.82 LT
Oct 8, 12 8.000 183.783 1,510.27 359.080 2,872 64 1,362.37 LT
Oct 9, 12 15.000 189.186 2,837.79 359.080 538620 2,548.41 LT
continued next page
CNP7000:030.5675250NP7000191999 00002 1114 030575004 23568SSOORMcGm_00026iss 14 of 96
CONFIDENTIAL
EFTA 00131258
EFTA01273465

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
UBS friendly account name: SCOTT STACK MAN? LY LE CAMEL
November 2014 Account number.
Your assets Equities . Common stock (continued)
Purchase price
Trade Number Average price Pike per share vdue on unrealized Pinking
Ncldng elate of sham per shall (I) Con basis ($) on lbw 280) Nov 28 (S) gain or loss (I) period
009,12 2.000 189.010 378.02 359.080 718.16 340.14 LT
Oct 10, 12 3.000 187.720 563.16 359.080 1,077.24 514.08 LT
Oct 10, 12 2.000 187.670 375.34 359.080 718.16 342.82 LT
Oct 10. 12 2.000 187.995 375.99 359.080 715.)6 342.17 LT
Jan 23,13 224.000 236966 53,060.41 359.080 80,433.92 27,35151 LT
Apr 22,13 104.000 251.093 26,113.69 359.080 37,344.32 11,230,63 LT
Security total 372.000 235.218 87,501.00 133,577.76 46,076.76
CATERPILLAR INC
Symbol. CAT Exchange: NYSE
EAI: 13,108 arrent yield: 2.78°/0 rim 19,13 72.000 84.718 6,099.75 100.600 7,243.20 1,143.45 LT
Jun 20.13 121.003 83.141 10,060.15 100.600 12,172 60 2,112.45 LT
Jun 20, 13 78.000 83.030 6,476.39 100.600 7,846.80 1,370.41 LT
Jun21.13 204.000 82.904 16,912.44 100.600 20,522.40 3,609.96 LT
Jun 24,13 111.003 81.517 9,048.46 100.600 11,166.60 2,118.14 LT
Jul 25, 13 73.000 82354 6,011.86 100.600 7.343.80 1,331.94 LT
Jun 26.13 69.000 82.259 5,675.90 100.600 6,941 40 1,265.50 LT
Jun 27,13 141.000 82.951 11,696.12 100.600 14,184.60 2,48848 IT
Jun27.13 7.000 82.925 580.48 100.600 704.20 123.72 LT
Jun 28.13 169.000 82.774 13,98892 100.600 17,001.40 3,012.48 LT
Jul 1, 13 65.000 82.781 5,380.78 100.600 6,539.00 1,15812 LT
Secisity total 1,110.003 82132 I 91,93125 111,666.00 19,734.75
CDK GLOBAL INC COM
Symbol: COK Exchange: OTC
EAI: 4204 Current yield 1.26% Aug 4,11 48.667 18379 894.45 38070 1,852.74 958.29 LT
Aug 12, 11 1.333 17.775 23.70 38.070 50.76 27.06 LT
Jan 23,13 255.667 22.709 5,806.16 38.070 9,733.23 3,927.07 LT
Apr 22. 13 118.333 24.684 2,921.03 38.070 4.504.95 1,583.92 LT
Stagily total 424.000 22.748 9,645.34 16,141.68 6,496,34
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: $2,172 aerent yield: 2.07% Aug 4,11 174.000 4) 632 7,244.05 69.590 12,10866 4,864.61 LT
Aug 12, 11 4.000 42.450 169.80 69.590 27836 108.56 LT
continued next page
SDNY GM 00020639
CNP70001005675251 NP7000191999 C0002 1111 030575004 Y123568550010000 ►age 1S of 96
CONFIDENTIAL
EFIA_00131259
EFTA01273466

4tUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignandai Advisor,
friendly account name: SCOTT STACK MANLYLE CASRIEL
November 2014 Account number.
assets . Equities .
Your Common stock (continued)
Purchase OW
Trade lunar Average pact Mee pet shire Valueon Urredized Hddng
Hsiang date of shares per sham (S) COI& bask (S) on Mat 28(S) Nov 28(S) gain of loss ($) period
Jan 23,13 910.000 54 240 49,35863 69.590 63326.90 13,96827 LT
Apr 22, 13 420.000 59 788 25,111 32 69.590 29,227.80 4,116.48 LT
Security total 1,508.000 54.300 81,883.80 104,941.72 23,057.92
GENL MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,086 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 52.750 10,075.25 3,14848 LT
Aug 12, 11 5.000 35.754 178.77 52.750 263.75 84.98 LT
Jan 23, 13 1,001.000 41387 41,42889 52.750 52,802.75 11373.85 LT
Apr 22, 13 464.000 50287 23,333.21 52.750 24,476.00 1,142.79 LT
Jun 17, 13 148.000 49.739 7,361.45 52.750 7,807.00 445.55 LT
Jim 18, 13 73.000 49.836 3,638.07 52.750 3,850.75 212.68 LT
Security total 1,882.000 44.031 82,867.16 99,275.50 16,408.34
JOHNSON & JOHNSON COM
Symbol: JNJ Exchange: NYSE
EAI: 32,985 arrant yield: 2.59% Aug 4,11 123.000 62377 7,672.38 108.250 13314.75 5,642.37 LT
Aug 12, 11 3.000 63.730 191.19 108.250 324.75 133.56 LT
Jan 23,13 642.000 72.736 46,696.71 108.250 69,496.50 22,799.79 LT
Apr 22, 13 298.000 84.721 25,247.10 108.250 32,258.50 7,011.40 LT
Sootily total 1,066.000 74.866 79,807.38 115394.50 35,587.12
MCDONALDS CORP
Symbol. MCD Exchange: NYSE
EAI: 33,461 Current yield: 3.51% Aug 4,11 95.000 84.969 8,072.06 96.810 9,196.95 1,124.89 LT
Aug 12, 11 3.000 85.910 257.73 96.810 290.43 32.70 LT
Noy 29, 12 8.000 86.456 691.65 96.810 774.48 82.83 LT
Jan 23,13 555.030 93.053 51,644.75 96.810 53,729.55 2,084.80 IT
Apr 22, 13 255.000 99318 25,326.32 96.810 24,686.55 .639.77 LT
Sep 19.13 78.000 97.879 7,634.63 96.810 7,551,18 -83.45 LT
Sep 19.13 22.000 97.425 2,143 36 96.810 2,129.82 -13.54 LT
Sep 19, 13 2.000 97830 195.66 96.810 193.62 -2.04 LT
Security total 1,018.000 94.269 95,966.16 98,552.58 2,586.42
NEXTERA ENERGY INC COM
Symbol; NEE Exchange. NYSE
EAI: 33,370 Current yield: 2.78% Aug 4,11 134.000 52.960 7,096.75 104.390 13,988.26 6,891.51 LT
continued next page
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CONFIDENTIAL
EFTA_00131260
EFTA01273467

SUBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mounded! Advisor:
Friendly account name: SCOTT STACKMANMYLE CASRIEL
November 2014 Account number.
Your assets Equities . Common stock (continued)
Purchtne IX1(8
Dade hurter average price Pnce per street Vdue on undesired Holdng
Hddng date of snares per share (S) Con basis (SI on *0v 28(A Nov 28 (5) gain or loss (t) Period
Aug 12, 11 3.000 52.530 157.59 104.390 313.17 155.58 LT
Jan 23, 13 700.003 71.610 50,127.21 104.390 73,073.00 22,945.79 LT
Apr 22, 13 325.003 79.757 25,921.06 104.390 33,926 75 8,005.69 LT
Smutty total 1,162.03 71.689 83302.61 121.301.18 37,998.57
CCCIDENTA1. PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAl. $2,791 Current yield. 3.61% Feb 12. 14 148.033 92.171 13,641.35 79.770 11,805.96 -1,835.39 ST
Feb 12, 14 117.030 92.203 10,787 77 79.770 9333.09 -1,454.68 ST
Feb 11 14 32.000 92.215 2,950.91 79.770 2,552.64 -398.27 ST
Feb 12, 14 7.000 92065 644.46 79.770 55839 -86.07 ST
Feb 13, 14 110.000 92.095 10,130 45 79.770 8,774 70 -1,355.75 ST
Feb 13, 14 68.003 91.911 6,250.00 79.770 5,424.36 -825.64 ST
Feb 13. 14 33.000 91.560 3,021 49 79.770 2,632.41 -389.08 ST
Feb 13, 14 6.000 91.615 549.69 79.770 478.62 -71.07 ST
Feb I4, 14 334.003 95389 31,86013 79.770 26,643.18 -5.216.95 ST
fob 18, 14 114000 96023 10,946 72 79.770 9,093 78 .1,852 94 ST
Security total 969.000 93.687 90,782.97 77297.13 .13,485.84
PEPSILO INC
Symbol. PEP Exchange' NYSE
EAI: 13,023 anent yield: 2.62% Aug 4, I 1 115.003 63.979 7357.65 100.100 11,511 50 4,153.85 LT
Aug 12, 11 3.000 63 023 189.07 100.100 300.30 111.23 LT
May 16, 12 6.000 68 535 411 21 103.100 600 60 189.39 LT
Oct 24, 12 1.000 68 690 68.69 100.100 100.10 31.41 LT
Oct 25. 12 2.000 68.810 137.62 100.100 200.20 62.58 LT
Oct 26, 12 1.000 68.890 68 89 103.100 100.10 31.21 LT
Oct 31. 12 1.000 69370 69.37 100.100 100.10 30.73 LT
Nov 6.12 1.000 69 370 69 37 103.100 100 10 30.73 LT
Nov 7, 12 1.000 69.150 69.15 100.100 100.10 30.95 LT
Nov8, 12 2.000 69 090 138 18 100.100 200.20 6102 LT
Ian 23, 13 699.003 72 166 50,444 31 103.100 69,969 90 19,525.59 LT
Apr 22. 13 322.000 82251 26,484 85 100.100 32232.20 5,747.35 LT
Security total 1,154.000 74 097 85,508 36 115,515 40 30,007 04
Page
oliregbliger
SDNY
C NP7C003005675253 NV7003191999 000O2 1114 030575004 YI23 568550 01C000 Pap 17 of 96
CONFIDENTIAL
EFTA 0013I261
EFTA01273468

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mounds' Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
November 2014 Account number
Your assets . Equities . Common stock (continued)
Purchase pace/
Trade Marta Average Oct PfiCtper share Valueon Unseelzed Hcidlrea
Hddng date of shares per Man (S) Con bask (S) on me 28($) nor 2a (S) gain or loss (1) period
PROCTER &GAMBLE CO
Symbol: PG £change: NYSE
(Al: 42,919 anent yield: 2.85% Aug 4,11 118.000 60.103 7,092.22 90./30 10,670.74 3,57832 LT
Aug 12, 11 3.000 60.896 182.69 90.430 271.29 8860 LT
Jan 23,13 619.000 69.941 43,293.73 90.430 55,976.17 12,682.44 LT
Apr 22, 13 286.000 81.332 23,261.18 90.430 25,862.98 2,601.80 LT
Apr 24, 13 108.000 77.762 839832 90.430 9,766.44 1368.12 LT
Security total 1,134.000 72.512 82,228 1 1 102,547.62 20,319.48
TRAVELERS COS PIC/THE
Symbol: TRV Exchange NYSE
EAI: 12,534 Curent yield: 2.11% Apr 24, 12 20.000 63.432 1,268.64 104.450 2,089.00 820.36 LT
Apr 24, 12 4.000 63350 253.40 104.450 417.80 164.40 LT
Apr 24, 12 1.000 63.560 63.56 104.450 104.45 40.89 LT
Apr 25, 12 10.000 63.520 635.20 104.450 1,044.50 409.30 LT
Apr 25, 12 10.000 63.617 636.17 104.450 1,044.50 408.33 LT
Apr 25.12 10.000 63.659 63659 104.450 1,044.50 407.91 LT
Apr 25, 12 2.000 63.545 127.09 104.450 208.90 81.81 LT
Apr 25,12 2.000 63.645 127.29 104.450 208.90 81.61 LT
Apr 25, 12 2.000 63.745 127.49 104.450 208.90 81.41 LT
Apr 26, 12 5.000 63.928 319.64 104.450 522.25 202.61 LT
Apr 26.12 2.000 63.920 127.84 104.450 208.90 81.06 LT
Apr 26, 12 2.000 63.930 127.86 104.450 208.90 81.041 LT
Apr 26, 12 1.000 63.720 63.72 104.450 104.45 40.73 LT
May 1, 12 15.000 64.637 969.56 104.450 1,566.75 597.19 LT
May 1,12 6.000 64.715 388.29 104.450 626.70 238.41 LT
May 1,12 6.000 64.975 389.85 104.450 626.70 236.85 LT
May 1, 12 2.000 64.850 129.70 104.450 208.90 7920 LT
May 1, 12 1.000 64.820 64.82 104.450 104.45 39.63 LT
May 2, 12 7.000 64_374 450.62 104.450 731.15 280.53 LT
May 2, 12 4.000 64.410 257.64 104.450 417.80 160.16 LT
May 2, 12 2.000 64.320 128.64 104.450 208.90 80.26 LT
May3, 12 4.000 64960 25984 104.450 417.80 157.96 LT
c-ontkwed next page
CNP70009005675254 NP7000191999 00002 1114 C00575004 Y12356855001WEAWGhtnenten 18 of 96
CONFIDENTIAL
EFTA 00131262
EFTA01273469

(SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account name: SCOTT STACK MAN LY LE CASRIEL
November 2014 Account number.
Equities .
Your assets Common stock (continued)
PMIChaSt Pt/C41
Trade Number Average price Peke per share Vdue on bnfl HolIng
Hddng date of shares per share ($)) Cosi basis (S) on Nav 28(1a Nov 83 ($)) gain or loss period
May3, 12 2.000 64.675 129.35 104.450 208.90 79.55 LT
May 3, 12 2.000 64.910 129.82 104.450 208.90 79.08 LT
Jan 23,13 629.000 77.560 48,785.62 104.450 65,699.05 16,913.43 LT
Apr 22. 13 290.000 84.719 24,568.68 104.450 30,290.50 5,721.82 LT
May 22, 13 111000 83.807 9,302.58 104.450 11,593.95 2291.37 LT
Security total 1,152.000 78.533 90,469.50 120,32&40 29,856.90
UNITED PARCEL SERVICE INC Cl B
Symbol: UPS Exchange. NYSE
EAI: 52,843 Current yield: 2.44% Sep 19, 13 82.000 91.779 7,525.90 109.920 9,013.44 1,487.54 LT
Sep 19, 13 19.000 91.625 1,740.88 109.920 2,0138.48 347.60 LT
Sep 20, 13 107.000 91.805 9,823.18 109.920 11,761.4t1 1,938.26 LT
Sep 20, 13 26.000 91.835 2,387.71 109.920 2,857.92 470.21 LT
Sep 23, 13 93.000 91.049 8,467.59 109.920 10222.56 1,754,97 LT
Sep 24, 13 93.000 91.612 8,520.00 109.920 10,222.56 1,702.56 LT
Sep 24, 13 41.000 91.663 3,75820 109.920 4,505.72 748.52 LT
Sep 25, 13 62.000 91.138 5,650.56 109.920 6,815.04 1,164,48 LT
Sep 25, 13 11.000 91.090 1,001.99 109.920 1,209.12 207.13 LT
Sep 26, 13 64.000 91.489 5,855.30 109.920 7,034.88 1,179.58 LT
Sep 27, 13 54.000 91.117 4,920.33 109.920 5,935.68 1,015.35 LT
Sep 30, 13 46.000 91.475 4,207.86 109.920 5,056.32 848.46 LT
Oct 1, 13 46.000 91.668 4,216.73 109.920 5,056.32 839.59 LT
Oct 1, 13 6.000 91.650 549.90 109.920 659.52 109.62 LT
Oct 2, 13 61.000 91.128 5,55884 109.920 6,705.12 1,146.28 LT
Oct 2, 13 19.000 91.067 1,730.29 109.920 2,08848 358.19 LT
Oct 3, 13 55.000 90337 4,968.58 109.920 6,045.60 1,077.02 LT
Oct 4, 13 55.000 90.653 4,985.96 109.920 6,045.60 1,059.64 LT
Jan 17,14 121.000 99231 12,007.00 109.920 13,30032 1,293.32 ST
Sootily total 1,061.000 92.250 97,876.80 116,625.12 18,748.32
XIIJNX INC
Symbol: XLNX Exchange:OTC
EAI: 12,086 Current yield: 2.55% Sep 7, 12 25.000 34.770 869.27 45.440 1,136.00 266.73 LT
Sep 7, 12 5.000 34346 174.23 45.440 227.20 52.97 LT
oteederge4
SDNY P89°
CNP700C6005675255 Nt7000191999 C0002 1114 030575004 VI 23568550010000 Page 19 of 96
CONFIDENTIAL
EFT/U/0131263
EFTA01273470

UBS
UBS Strategic Advisor Account name: GHIStArNE MAXWELL Your Nonacid Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
November 2014 Account number:
Your assets Equities . Common
stock (continued)
Purchase pate(
back litarber Average price Price per shav Value on Uneedized Making
icing date of sharet per thaw (S) Cost 0.5%6(5) on 10v 28(5) Nov 29(5) gain or loll (t) 15•050
Sep 10.12 37.000 34 845 1289.29 45.440 1,661 28 391.99 LT
Sep 10, 12 3.000 34 660 103 98 45.440 136 32 32.34 LT
Sep 11.12 20.000 34 853 69706 45.440 908.80 211.74 LT
Sep 12, 12 18.003 35006 63011 45.440 817.92 187.81 LT
Sep 13, 12 21.0OZ) 34 £66 732 61 45.440 954 24 221.63 LT
Sep 14, 12 19.003 35.536 675.19 45.440 863.36 188.17 LT
Sep 17, 12 7.000 35.151 246 06 45.440 318 08 72.02 LT
Oct 24, 12 3.000 32.523 97.57 45.440 136.32 38.75 LT
Oct 25. 12 5.000 32.522 162.61 46440 227.20 64.59 LT
Oct 26, 12 3.000 32.776 98 33 45.440 136.32 37.99 LT
Oct 31. 12 1.000 32.770 32.77 45,440 4544 12.67 LT
Nov 1, 12 2.000 33 360 66 72 45.440 90 88 24.16 LT
Nov 1, 12 1.000 33.520 33.52 45.440 45.44 11.92 LT
Nov 1, 12 1.000 33.530 33.53 45.440 4544 11.91 LT
Nov 2, 12 1.000 33.550 33.55 45.440 45 44 11.89 LT
Nov 5, 12 1.000 33.190 33.19 45.440 45.44 12.25 LT
Nov6, 12 3.000 33 886 101 66 45,440 136 32 34.66 IT
Nov7, 12 2.000 34 025 68.05 45.440 90.88 22.83 LT
Nov 7, 12 1.000 33.910 33.91 45.440 45.44 11.53 LT
Nov8,12 4.000 34 032 136.13 45.440 181 76 45.63 LT
Nov8, 12 1.000 33.860 33.86 45.440 45.44 11.58 LT
Nov28, 12 4.000 34 312 137.25 45.4140 181 76 44.51 LT
Nov28, 12 3.000 34.410 103.23 45.440 136.32 33.09 LT
Nov29, 12 15.000 34.583 518.75 45.440 681.60 162.85 LT
Nov29, 12 3.000 34.493 103 48 45440 136.32 32.84 LT
Jan 23,13 1,087003 36805 40,008.01 45.440 49,393.28 9,38527 LT
Apr 22. 13 502.000 35 691 17,917.23 45.440 22,810 88 4,893.65 LT
Sect.*i ty total 1,798.000 36 246 65,171.15 81,701.12 16,529.97
Total $1,367,972.07 $1,733,060A3 $365,088.36
Total estimated annual income: 545,774
CNP7C0C0305675256 NV7000191999 03032 1114 030575004 V123503550 01«#,wGmas 20 of 96
CONFIDENTIAL
EFTA_00131264
EFTA01273471

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
UBS Friendly account name:Ind SCOTT ST nCe Mete LYLE CASRIEL
November 2014 Account number.
Your daSetS(contnued)
Your total assets
PerCentar Or cost Bimate0 unredzed
value ...: your accord Oast (8 annul incant (Si on or loss (0
Cash Cash and money balances 1,298.42 0.07% 1,298.42
Equities Common stock 1,733,060.43 99.93% 1,367,972.07 45,774.00 365.08136
Total $1,734,358.85 100.00% $1,369,270.49 $45,774.00 $365,088.36
Account activity this month
ON. Actbily Desciiption Anoint (t)
Dividend aid interest laconic
Taxable dividends Nov 3 Dividend GENL MILLS INC PAID ON 1882 771.62
Nov 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88
Nov 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 729.84
Nov20 Dividend CATERPILLARINC PAD ON 1110 777.00
Nov 26 Dividend X1UNX INC PAID ON 1798 521.42
Total taxable dividends $3342.76
Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11(0E/14 0.31
Total taxable interest $0.31
Total dividend and interest income 63343.07
Dale Actloy Oescoption *mom' (I)
Other funds debited Nov 19 Transfer TO 235750100 -7,266.39
Total other fonds debited 47266.39
Date nowise Description ancunt 11)
Money balance activities Oct31 8alanceforwerd 95221.74
NOv 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62
Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/06/14 0.31
Nov 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 542.88
Nov 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.84
Nov20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -7266.39
Nov 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00
continued next page
SONY GM 00020645
CNC00030056752S7NP7000191999 00007 1114 030575004 VI 23568550010000 Pogo 21 of 96
CONFIDENTIAL
EFTA_OOI 31265
EFTA01273472

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your Ilisandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
November 2014 Account number:
Account activity this month
(Coetritiedl
Date Actmty Descrotion amount II)
Money balance activities (continued) Nov 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 521.42
Nov 21! Closing UBS lank USA Deposit Account St295A2
The UBS Bank USA C*p09t Account Is your Oman/ sweep cot.on
CNPAXIC0305675258 NP700(11919 99 00002 1114 030575004 Y123568S5001Mlicom3,0021,ss 22 of 96
End of statement for account numbs,.
CONFIDENTIAL
EFTA_00131266
EFTA01273473

Important information about your statement
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SDNY_GM_00020648
CONFIDENTIAL
EFTA 00131268
EFTA01273475

SUBS U85 Feurncial Services tic UBS Strategic Advisor
299 Park Avenue
25th Roor
New York NY 10171.0002 December 2014
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLAINE MAXWELL
Friendly account name: Inds,
Account number:
Your Financial Advisor:
SCOTT STACKLIAN/ LYLE CASRIEL
Phone
Questions about your statement? Value of your account
call )Out Finansiar Advisor or the
RMA ReS0urCeLine at 800-11MA-1000, on November 2811/ on December 31(S)
account 029723568
Your assets 1,734,358.85 1,721,172.36
1AsIt our websIte: Your liabilities 0.00 0.00
senrw.ubscomIlinancialsetvices
Value of your account $1,734,358.85 $1,721,172.38
Sources of your account growth
Tracking the value of your account derive 2014
Value of your account
at yea. end 2013 1000
1 Thousands
Net deposits and
1.734 4 1,721. 2
erithdraaals 31512,194.00
•
Your nvestment return.
Diadendard
interest income 141,7192.85
Chance in
market value 1167.195 51
Value of year arcane
on Dec 31, 2014 St 721.17236
N0v 2014 ON 2014
SDNY GM 00020649
PA•mber SIPC CNP20010008072415NP1000305739 00002 1214 030575004'02356855010100) Pag• 9 of 104
CONFIDENTIAL
EFTA_00131269
EFTA01273476

SUBS
UBS Strategic Advisor Account name: GRIS.AINE kiA,1A ELL Your iq Randal Advisor.
Friendly account name: SCOTT STACK MANL YLE CASRIEL
December 2014 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
December 31 (14 your account
• Cash and money balances may include
A Cash and money balances 6,517.57 0.38% Your current asset allocation available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch
deposit account balances and money market
C Equities 1,714,654.79 99.62% mutual fund sweep balances See the Imponant
inforrnaitn about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,721,172.36 100.00%
Value of your account $1,721,172.36
Eye on the markets
Percentage change
Index December 2014 Year to date
S&P 500 -0.25% 13.69%
Russell 3000 -0.00% 12.56%
MSC I - Europe, Australia & Far East -3.44% -448%
Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97%
Interest rates on December 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.17%
CHP700100080124I6NP7003305739001302 1214 0305750Gt V123568550 lOgOeGfrioodstesolo of 104
CONFIDENTIAL
EFTA_00131270
EFTA01273477

UBS Strategic Advisor Account name: II Your PI nada! Advisor:
*UBS
Friendly account name: SCOTT STACK1AANLYLE CASRIEL
December 2014
Account number.
Change in the value of your account Summary of gains and losses
yaws reported below exclude products for which gans andlosses are not classified.
December 2014 (Si Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,734,358.85 50.00
December 2014 ($) Year to date (S) gains and losses (S)
Deposits, including investments
transferred in 0.00 1,994,881.82 Short term -O.92 -7,126.61 -9,090.12
Withdrawals and fees, Long term 0.00 57,725.77 355,777 66
including investments transferred
Total -$0.92 $50,599.16 5346,687.54
cut 0.00 -482,687.82
Dividend and interest income 5,215.25 41,782.85
Cash activity summary
Change in market value -18,401.74 167,195.51
See Account activity this month tot dela Is. Balances in your Sweep Dull ons are indudedin the opening and
Closing account value 51,721,172.36 51,721,172.36 closing balances wit*. FDIC insurance apples only to deposits a U8S Bank USA, not to deposits at UBS AG.
Slanted march or bank deposits placed through the UBS Interneliond Deposit Account program SIPC
protection *Vies to money market sweep find holdings but nal bank deposits. See important inSormarion
Dividend and interest income earned about your surcemenr cn the last hno pages ci this document for coals
December 2014 (1) Year to date (S)
For papos" of iteS statement, ta.ab:ity of 'fetes] anj dioden0 income Nffi been determined If= a US Opening balances $1,298.42 $0.00
tax reporting perspeditt eased upon the residence of the account holder, account type, or product bye,
some interest ardor 071Flend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) Additions
income ins The atilt month/ statement is not intended to be used and cannot tie reled upon for lac
purposes. Clients should refer to the amlicaale tar reporting Iona they recent Iran 165 annualy, such as Deposits and other funds credited 000 48,841 01
the forms 1099 and the FenTtS 480. for lac reporting information It IS the Pradke of U85 to file tht
axitcaut lac reporting forms WO the US Internd Revenue Service and PR Treasury Oesssrtment and in Dividend and interest income 5,215.25 41,782.85
such forms accutatery chanty cledenct analot interest as lac exempt or tat/4k income. neat. consult yeti'
Indudual tax prepare( Proceeds from investment transactions 3.90 398,581.53
December 2014 (1) Year to date (S) Total additions $5,219.15 5489,205.39
Taxable dividends 5,215.13 41,777.77 Subtrathons
Taxable interest 0.12 5.08 Professional management fees and
related services 0.00 -5,043.39
Total current year $5215.25 $41,782.85
Other funds debned 0.00 -477,644.43
Total dividend & interest 35215.25 $41,782.85
Total subtractions $0.00 -5482,687.82
Net cash flow 55,219.15 56,517.57
Closing balances $6,517.57 56,517.57
SDNY GM 00020651
CelP7031000307241 7 NP700330S739 000O2 1214 030575004 7122568SSO 101000 Page 11 of 104
CONFIDENTIAL
EFTA_00131271
EFTA01273478

*UBS UBS Strategic Advisor Account name: ril-114 A INE 1OO n11. Et 1 Your linandel Advisor:
friendly account name: SCOTT STACK MANL YLE CASRIEL
mt.? r 2414 Account number
UBS Bank USA Deposit Account APY
interestperiodNov 7 - Dec d
Opening U65 Bank USA Deposit balance Nov 7 $5,993.67
Closing UBS Bank USA Deposit balance Dec 4 $2,013.31
Number of days in interest period 28
Average daily balance $3,178.22
Interest earned $0. 12
Annual percentage yield earned 0.05%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Francial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibibty consideration • None selected
Your account instructions
• You' account cost base default closing method is FIFO, First In, First Out.
CNP700100080724I 8NP7000305739000021214030575004 Y123568550 lOgfjpiyGit000lletS212 Of 104
CONFIDENTIAL
EFTA 00131272
EFTA01273479

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
*UBS Friendly account norne:Ind SCOTT STACK MANYLYLE CASRIEL
December 2014 Account number.
Your assets
Some pnces, inconle and Current vanes Shama may be 4DM/dabble. AS a iKUR, gins aidlOSSes nol
be acuralely renecled. See finportanf infonnaaon about your gatemen, a the end of the docurnem for
more inforroaon.
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bant USA deem/ account balances,
UBS AG Stanford Branch Cepout account balances and money market mutual fund sweep imbrues
UBS Bank USA deposit account balances are insured by the CDC valhn applicable limits, but are not
insetted by SIPC UBS AG Stanford Branch deposit accoum balances are not insured br FDIC and ate not
protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this document for details about those
blames.
Goering beience coungbelence Nice per share Average Dividend Interest 041 III
siddng on Dec 1 (I) on Dec 31 (I) on Dec 31 (b rate period period Cepanounl(1)
U65 8ANK USA CEP ACCT 1,29842 6,517.57 250,000.00
Equities
Common stock
Purchase pricer
Trade raneber Average price Pate per share Value on unrealized Heldng
Wring date of shares per share (1) Cost basis (S) on Dec 31 (5) Dec 31 (1) gain or loss (I) period
ANALOG DEVICES INC
Symbol: ADI Exchange: OTC
EAI: $2,591 Current yield: 2.67% Nov 16, 11 13.003 37 316 485 12 55.520 721 76 236.64 LT
Nov 17, I 1 13.003 35 393 460.12 55.520 721.76 261.64 LT
Nov IS, 11 35.000 35.502 1242 58 55.520 1,943.20 700.62 LT
Nov21.I1 18.003 34 371 61868 55.520 999.36 380.68 LT
Nov 22, 1 1 15.003 33338 500.07 55.520 832.80 332.73 LT
Nov 23, 11 22.003 32.655 718.43 55520 1221 44 503.01 LT
Nov25, 11 7.000 32.460 227.22 55.520 38864 161.42 LT
Nov28, 11 30.000 32.951 968.55 55.520 1,665.60 677.05 LT
Nov29, II 18.003 33.472 602.51 55.520 999.36 396.85 LT
Nov29, I 1 5.000 33.622 168.11 55.520 277.60 109.49 LT
Apr 24, 12 30.000 37 567 1,127 01 55.520 1,66560 538.59 LT
continued next page
SDNY GM 00020653
CNP703103030774I 9 NP7003305739 00022 1214 03057%04 Y123568SSO 101003 Page 13 of 104
CONFIDENTIAL
EFTA 00131273
EFTA01273480

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWEU. Your 15 modal Advisor,
friendly account name: SCOTT STACK MAMLYLE CASR1EL
2014
December Account number.
YOLK assets Equities .
Common stock (continued)
Putmase price
Track learber Average pike Price per sake Vdueon Unrealized Hddng
Hddng cute of than per than (I) Con bads (1) on Dec 31 (3) Dec 31 (1) grin or Ion (1) period
Jan 23,13 1,056.000 43209 45,62681 55520 58,629.12 13,00031 LT
Apr 22, 13 489.000 42.442 20,756.68 55.520 27,149.28 6,392.60 LT
Security total 1,751.000 41.990 73,523.89 97215.52 23,691.63
AUTOMATIC DATA PROCESSNG INC
Symbol. ADP Exchange OTC
EAI: $2,493 Current yield: 2.35% Aug 4,11 146.000 42.343 6,182.08 83.370 12,172.02 5,989.94 LT
Aug 12, 11 4.000 40.955 163.82 83.370 333.48 169.66 LT
Jan 23,13 767.000 52_320 40,129.93 83.370 63,944.79 23,814.86 LT
Apr 22, 13 355.000 56.870 20,189.01 83.370 29,596.35 9,407.34 LT
Security total 1272.000 52.409 66,664.84 106,046.64 39,381.80
BAXTER INTL INC
Symbol. BAX Exchange NYSE
(Al: $3,236 Current yield: 2.84% Jun 20, 12 30.000 51.594 1,547.84 73.290 2,198.70 650.86 LT
Jun 20.12 17.000 51.522 875.89 73.290 1,24593 370.04 LT
Jun21, 12 29.000 52.077 1,510.25 73.290 2,125.41 615.16 LT
Jun21,12 7.000 51.500 360.50 73.290 513.03 152.53 LT
Jun21,12 5.000 52.216 261.08 73.290 366.45 105.37 LT
Jun 22, 12 61.000 51.890 3,165.29 73.290 4,470.69 1,305.40 LT
Jan 23,13 768.000 66.658 51,193.80 73.290 56,286.72 5,092.92 LT
Apr 22, 13 355.000 69.318 24,608.00 73.290 26,017.95 1,409.95 LT
Sep 19, 13 74.000 72.165 5,340.28 73.290 5,423.46 83.18 LT
Sep 19. 13 6.000 71.875 431.25 73.290 439.74 &49 LT
Sep 19, 13 3.000 71.880 215.64 73.290 219.87 4.23 LT
Sep 20, 13 47.000 71.987 3,383.41 73.290 3,444.63 61.22 LT
Oct 3, 13 154.000 64.600 9,94849 73.290 11,286.66 1,33817 LT
Security total 1,556003 66.094 102,841.72 114,039.24 11,197.52
BLACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 12,872 Current yield: 2.16% Oct 5, 12 7.000 189.932 1,329.53 357.560 2,502.92 1,173.39 LT
Oct 5, 12 3.000 187.820 563.46 357.560 1,072.68 509.22 LT
Oct 5,12 2.000 186.670 373.34 357.560 715.12 341.78 LT
Oct 8, 12 8.000 188783 1,510.27 357.560 2,860.48 1,350.21 LT
Oct 9, 12 15.000 1891es 2,837.79 357.560 5,363.40 2,525.61 LT
continued next page
CNP70010003072420NP700030573900002 1214 030575004 Y12356855010 gbjuy_sm_000121.99414 of 104
CONFIDENTIAL
EFTA_00131274
EFTA01273481

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
$UBS Friendly account name: SCOTT STACK MAW LYLE CASRIEL
December 2014 Account number.
Your assets Equities . common stock (continued)
PVIChalt prlcd
Trade Humber Avtalge pace nice pet snare value on Unstated Holdng
Hddng Me of shares per same (St cost basis 01 on Dec 31(1) Dec 31($) gain a loss (t) Pelted
Oct 9, 12 2.000 189.010 378.02 357.560 715.12 337.10 LT
Oct 10, 12 3.000 187.720 563.16 357.560 1,072.68 509.52 LT
Oct 10, 12 2.000 187.670 375.34 357.560 715.12 339.78 LT
Oct 10, 12 2.000 187.995 375.99 357.560 715.12 339.13 LT
Jan 23,13 224.003 236966 53,08041 357.560 80,093 44 27,013.03 LT
Apr 22, 13 104.000 251.093 26,113.69 357.560 37,186.24 11,072.55 LT
Security total 372.000 235.218 87,501.00 133,012.32 45,511.32
CAUFORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 475.39 5.510 326.19 •149.20 ST
Feb 12, 14 46.800 8.033 375.95 5.510 257.87 -118.06 ST
Feb 12, 14 12.200 8.034 98.02 5.510 67.22 -3080 ST
Feb 12, 14 2.800 8.021 22.46 5.510 15.43 -7.03 ST
Feb 13, 14 44.000 8.023 353.04 5.510 242.44 -110.60 ST
Feb 13, 14 27.200 8.007 217.81 5.510 149.87 -67.94 ST
ST
Feb 13, 14 13.203 7.977 105.30 5.510 72.73 -32.57
Feb 13, 14 2.400 7.983 19.16 5.510 13.22 -5.94 ST
Feb 14, 14 133.600 8310 1,110.31 5.510 736.14 -374.17 ST
Feb 18, 14 45.600 8-366 381.49 5.510 251.26 •130.23 ST
Security total 387.000 8.163 3,158.93 2,132.37 -1,026.56
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EA1: 43,108 Current yield: 3.06% Jun 19, 13 72000 84.718 6,099.75 91.530 6,590.16 490.41 LT
14120, 13 121.000 83.141 10,060.15 91.530 11,075.13 1,014.98 LT
Jun20.13 78.000 83.030 6,47639 91.530 7,139.34 662.95 LT
Jun21,13 204.000 82.904 16,912.44 91.530 18,672.12 1,759.68 LT
P4124,13 111.030 81.517 9,048.46 91.530 10,159.83 1,111.37 LT
Jun25,13 73.000 82354 6,011.86 91.530 6,681.69 669.83 LT
Jun 26,13 69.000 82259 5,675.90 91.530 6315.57 639.67 LT
Jun27, 13 141.000 82.951 11,69612 91.530 12,905.73 1209.61 LT
lib 27, 13 7.000 82.925 580.48 91.530 640.71 60.23 LT
Jun 28, 13 169.033 82.774 13,988.92 91.530 15,468.57 1,479.65 LT
continued next page
SONY GM 00020655
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CONFIDENTIAL
EFTA_00131275
EFTA01273482

SUBS
UBS Strategic Advisor Account name: GelISLAINE MAXWELL Your Knandd Advisor,
Priendly account name: SCOTT STACK MAM LYLE CASRIEL
2014
December Account number:
YOUP assets Equities . Common stock (continued)
Putchase pncs
Trede Wireber Afliegt pekt Price per share Wiet on Unrealized Hddng
HcIdng Ø of duurt per care (S) Con basis (s) on Dec 31(1) Dec 31(1) gein or lon (1) period
Jul 1, 13 65.000 82.781 5,380 78 91.530 5,949.45 568.67 LT
Security total 1,110.000 82.821 91,931 25 101,598 30 9,667.05
COK GLOBAL INC COM
Symbol: COK E:Change: OTC
EAI: 1204 Current yield 1.18% Aug 4,11 48.667 18379 894.45 40.760 1,983.65 1,089.20 LT
Aug 12, 11 1.333 17.775 23.70 40.760 54.35 30.65 LT
Jan 23,13 255.667 22.709 5,80616 40.760 10,420.97 4,614.81 LT
Apr 22, 13 118.333 24.6841 2,921.03 40.760 4,823.27 1,902.24 LT
Security total 424.000 22.748 9,645.34 17,282.24 7,63690
COLGATE PALMOLIVE CO
Symbol: Cl Exchange: NYSE
EAI: $2.172 Cwrent yield: 2.08% Aug 4, 11 174.000 41.632 7,244.05 69.190 12,039 06 4,795.01 LT
Aug 12, 11 4.000 42.450 169.80 69.190 276.76 106.96 LT
Jan 23,13 910.000 54 240 49,358 63 69.190 62,962.90 13,604.27 LT
Apr 22, 13 420.000 59.788 25,111.32 69.190 29,059.80 3,94&48 LT
Security total 1,508.003 54.300 81,883,80 104,338.52 22,454.72
GELAL MILLS INC
Symbol. GIS Exchange. NYSE
CAI: 13,086 Current yield: 3.07% Aug 4,11 191.000 36265 6,92677 53.330 10,186.03 3259.26 LT
Aug 12, 11 5.000 35.754 178.77 53.330 266.65 87.88 LT
Jan 23,13 LOOI .000 41387 41,428.89 53.330 53,383.33 11,954.44 LT
Apr 22, 13 464.000 50287 23,333.21 53.330 24,745.12 1,411.91 LT
Jul 17, 13 148.000 49.739 7.36145 53.330 7892.84 531.39 LT
Jul 18, 13 73.000 49.836 3,638.07 53.330 3,893.09 255.02 LT
Secuity total 1.882.000 44031 82.857 16 100,367 06 17,499.90
JOHNSON & JOHNSON COM
Symbol..INJ Exchange: NYSE
$2,985 Curent yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.570 12,862.11 5,189.73 LT
Aug 12, 11 3.000 63.730 191.19 104.570 313.71 122.52 LT
Jan 23,13 642.000 72.736 46,696.71 104.570 67,133.94 20,437.23 IT
Apr 22, 13 298.000 84.721 25247.10 104.570 31,161.86 5,914.76 LT
Security total 1,066000 74.866 79,807.38 111,471.62 31,664.24
conhnued ned page
CNP703I0008072422NP700030573900002 1214 030575004 v123568S5010~yChcooditin616 Of 104
CONFIDENTIAL
EFTA_00 31276
EFTA01273483

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
*UBS Friendly account name: SCOTT STACK 1,I,474 LYLE CASFUEL
December 2014 Account number:
Your assets Equities . Common stock (continued)
riacrune rir(er
Trade Number Average pike Price per share Ydue on Unreinzed liddng
Hddng date of shares per skate ($) Cost 6405(9 011 Dec 31 (I) Dec 31 ($) gain a loss ti) period
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
(Al: 43,461 Current yield: 3.63% Aug 4,11 95.000 84.969 8,072.06 93.700 8901.50 829.44 LT
Aug 12, 11 3.000 85.910 257.73 93.700 281.10 23.37 LT
Nov29, 12 8.000 86.456 691.65 93.700 749.60 57.95 LT
han 23,13 555.000 93.053 51,644.75 93.700 52,003.50 358.75 LT
Apr 22, 13 255.000 99318 25,326.32 93.700 23,893.50 -1,432.82 LT
Sep 19, 13 78.000 97.879 7,634.63 93.700 7,308.60 -326.03 LT
Sep 19, 13 22.000 97.425 2,143.36 93.700 2,061.40 -81.96 LT
Sep 19, 13 2.000 97.830 195.66 93.700 187.40 -816 LT
Security total 1.018.003 94269 95,96616 95,386.60 -579.56
FE>CTERA EFERGY IIC COM
Symbol: NEE Exchange_ NYSE
Eat $3,370 Current yield: 2.73% Aug 4,11 134.003 52.960 7.096.75 106.290 14242.86 7,14611 LT
Aug 12, 11 3.000 52.530 157.59 106.290 318.87 161.28 LT
Jan 23,13 700.003 71.610 50,127.21 106.290 74,403.00 24,275.79 LT
Apr 22, 13 325.000 79.757 25,921.06 106.290 34.544.25 8,623.19 LT
Security total 1,162.000 71.689 83,302.61 123,508.98 40,206.37
OCCIDENTAL PETROLEUM CRP
Symbol: OXY brhange: NYSE
EAI: 42,791 Oared yield: 3.57% Feb 12, 14 148.000 88 959 13,165.96 80.610 11,930.28 •1,235.65 ST
Feb 12. 14 117.000 88.989 10,411.82 80.610 9,431.37 -980.45 ST
Feb 12. 14 32.000 89002 2,848.07 80.610 2.579.52 -268.55 ST
Feb 12, 14 7.000 88.857 622.00 80.610 564.27 -57.73 ST
Feb 13. 14 110.033 88685 9,777.41 80.610 8,867.10 -910.31 ST
Feb 13, 14 68000 88.708 6.032.19 80.610 5.481.48 -550.71 ST
Feb 13, 14 33.000 88369 2,916.19 80.610 2,660.13 -256.06 ST
Feb 13. 14 6.000 88.421 530.53 80.610 483.66 -46.87 ST
Feb Id, 14 334.000 92.065 30,749.82 80.610 26,923.74 -3,826.08 ST
Feb 18. 14 114.000 92.677 10,565.23 80.610 9,189.54 -1,375.69 ST
Security total 969.003 90.422 87,619.22 78,111.09 -9,508.13
continued neat page
SONY GM 00020657
CNP70310008072423NP7000305739 00002 1214 030575004 Y123568550101000 Peg* 17 of 104
CONFIDENTIAL
EFTA 00131277
EFTA01273484

SUBS
UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your llouncii Advisor:
friendly account name:Indr SCOTT STACK MANLYLE CASRIEL
December 2014 Account number.
Your assets Equities Common stod( (Continued)
Purchase price
Trade Nagar Average pact Price per sheet Vela. on urs*slted Holding
Ficldng date of than per 1113M (I) Goa basis (S) on Der 31 (1) Dec 31 (1) gain ot loss (1) period
PEPSKO INC
Symbol: PEP Exchange: NYSE
CAI: 13,023 Current yield: 2.77% Aug 4,11 115.000 63979 7,357.65 94.560 10,874.40 3,516.75 LT
Aug 12, 11 3.000 63.023 189.07 94.560 283.68 94.61 LT
May 16, 12 6.000 68.535 411.21 94.560 567.36 156.15 LT
Oct 24, 12 1.000 68.690 68.69 94.560 94.56 25.87 LT
Oct 25, 12 2.000 68.810 137.62 94.560 189.12 51.50 LT
Oct 26, 12 1.000 68.890 68.89 94.560 94.56 25.67 LT
Oct 31, 12 1.000 69370 69.37 94.560 94.56 25.19 LT
Nov6, 12 1.000 69370 69.37 94.560 94.56 25.19 LT
Nov7, 12 1.000 69.150 69.15 94.560 94.56 25.41 LT
Nov8, 12 2.000 69.090 138.18 94.560 189.12 50.94 LT
Jan 23,13 699.000 72.166 50,444.31 94.560 66,097.44 15,653.13 LT
Apr 22, 13 321.000 82151 26,484.85 94560 30,448.32 3,963,47 LT
security total 1,154.000 74.097 85,50836 109,122.24 23,613.135
FROC1FR & GAMBLE CO
Symbol. PG Exchange: NYSE
EAI: 12,919 Current yield: 2.83% Aug 4,11 118.000 60.103 7,092.22 91.090 10,748.62 3,656.40 LT
Aug 12, 11 3.000 60.896 182.69 91.090 273.27 90.58 LT
lan 23,13 619.000 69.941 43,293.73 91.090 56,384.71 13,090.98 LT
Apr 22, 13 286.000 81.332 23,261.18 91.090 26,051.74 2,790.56 LT
Apr 24, 13 108.003 77.762 8,398 32 91.090 9,837.72 1,439.40 LT
Security toti 1,134.000 72.512 82,228.14 103,296.06 21,067.92
TRAVELERS COS NC/THE
Symbol: TRV Exchange, NYSE
EAI: 12,534 Current yield: 2.08% Apr 24, 12 20.000 63.432 1268.64 105.850 2,117.00 848.36 LT
Apr 24, 12 4.000 63350 253.40 105.850 423.40 170.00 LT
Apr 24, 12 1.000 63.560 63.56 105.850 105.85 42.29 LT
Apr 25, 12 10.000 63.520 635.20 105.850 1,058.50 423.30 LT
Apr 25, 12 10.000 63.617 636.17 105.850 1,05850 422.33 LT
Apr 25, 12 10.000 63.659 636.59 105.850 1,058.50 421.91 LT
Apr25, 12 2.000 63.545 127.09 105.850 211.70 84.61 LT
Apr 25.12 2.000 63.645 127.29 105.850 211.70 84.41 LT
continued next page
CNP70010008072424 NP7000305739 00002 1214 030575004 Y123568550 10 ONyGmixxiltss818 Of 104
CONFIDENTIAL
EFTA 00131278
EFTA01273485

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name:Indr SCOTT STACK MAP/ LYLE CASRIEL
December 2014 Account number.
Your assets Equities . common stock (continued)
Percher* pace
Trade taunter Average price Pike per share Valueon UnretAzed Ndclng
date of shares per share IQ Cost basis (I) on Dec 31(1) Dec 31(5) gain a loss (0 Period
Apr 25, 12 2.000 63.745 127.49 105.850 211.70 84.21 LT
Apr 26,12 5.000 63.928 31964 105.850 529.25 209.61 LT
Apr 26, 12 2.000 63.920 127.84 105.850 211.70 83.86 LT
Apr 26.12 2.000 63930 127.86 105.850 21110 83.84 LT
Apr 26, 12 1.000 63.720 63.72 105.850 105.85 42.13 LT
May 1, 12 15.000 64.637 969.56 105.850 1,587.75 618.19 LT
May 1, 12 6.000 64.715 388.29 105.850 635.10 246.81 LT
May 1, 12 6.000 64.975 389.85 105.850 635.10 245.25 LT
May 1. 12 2.000 64250 129.70 105.850 211.70 82.00 LT
May 1. 12 1.000 64.820 64.82 105.850 10585 41.03 LT
May 2, 12 7.000 64374 450.62 105.850 740.95 290.33 LT
May2, 12 4.000 64.410 257.64 105.850 423.40 165.76 LT
May 2, 12 2.000 64320 128.64 105.850 211.70 83.06 LT
May 3.12 4.000 64.960 259.84 105.850 423.40 163.56 LT
May 3. 12 2.000 64.675 129.35 105.850 211.70 82.35 LT
Maya, 12 2.000 64.910 129.82 105.850 211.70 81.88 LT
Jan 23,13 629.000 77.560 48,785.62 105.850 66,579.65 17,794.03 LT
Apr 22, 13 290.000 84.719 24,568.68 105.850 30,696.50 6,127.82 LT
May 22, 13 111.000 83.807 9,302.58 105.850 11,749.35 2,446.77 LT
Sectrity total 1.152.000 78.533 90,46950 121,93920 31,46970
UNITED PARCEL SERVICE INC CL B
Symbol: UPS Exchange: NYSE
EAI: 42,843 Curent yield: 2.41% Sep 19, 13 82.000 91.779 7,525.90 111.170 9,115.94 1,590.04 13'
Sep 19,13 19.000 91.625 1,740.88 111.170 2,112.23 371.35 LT
Sep 20,13 107.000 91.805 9,823.18 111.170 11,895.19 2,072.01 LT
Sep 20,13 26.000 91235 2,387.71 111.170 2,890.42 502.71 LT
Sep 23, 13 93.000 91.049 8,467.59 111.170 10,338.81 1,871.22 LT
Sep 24.13 93.000 91.612 8,520.00 111.170 10,338.81 1,818.81 LT
Sep 24, 13 41.000 91.663 3,758.20 111.170 4,557.97 799.77 LT
Sep 25, 13 62.000 91.138 5,650.56 111.170 6,892.54 1,241.98 LT
Sep 25.13 11.000 91.090 1,001.99 111.170 1,222 87 220.88 LT
connnuecinext page
SDNY GM 00020659
CNP70010008072425NP7000305739 00002 1714 030575004 Y123558550101000 Pogo 19 of 104
CONFIDENTIAL
EFTA 00131279
EFTA01273486

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knancial Advisor:
Friendly account naine: SCOTT STACKMAKYLVLE CASRIEL
Pnre—rher ?pl il Account number:
Your assets Equities . Common stock (continved)
Vurchase percer
!rack Inerte( Average ;vice l'irae per strate vagie on Vivealized Hcang
HcIdng date of tharet per shore (S) Cou basa. (S) on Dec 31(S) De< 31 (5) gain or Ion (S) Pefivci
Sep 26.13 64.000 91.489 5,85530 111,170 7,114.88 1.259.58 LT
Sep 27, 13 54.000 91 117 4,920 33 111.170 6,003 18 1,082.85 D'
Sep 30. 13 46.003 91.475 4,207 86 111.170 5,113.82 905.96 LT
Oct 1, 13 46.003 91 668 4,21673 111.170 5,113.82 897.09 LT
Oct I, 13 6.000 91 650 54990 111.170 667.02 117.12 LT
Oct 2, 13 61.003 91.128 5,55884 111.170 6,781.37 1,222.53 LT
Oct 2,13 19.003 91067 1,73029 111.170 2,112.23 381.94 LT
Oct 3,13 55.003 90.337 4,96858 111.170 6,114.35 1,145.77 LT
Oct 4,13 55.000 90.653 4.985.96 111.170 6,114 35 1,128.39 LT
Jan 17,14 121 003 99 231 12,007 00 111.170 13,451 57 1,444.57 ST
Security total 1,061.000 92250 97,876 80 117,951.37 20,074.57
XILINX INC
Symbol. XLNX Exchange: OTC
EAL 12,086 Curent yield: 268% Sep 7, 12 25.000 34.770 869.27 43.290 1,08225 212.98 LT
Sep 7, 12 5.000 34.846 174.23 43.290 216.45 42.22 LT
Sep 10, 12 37.003 34.845 ¶ 289 29 43.250 1,601 73 31244 LT
Sep 10, 12 3.000 34.660 103.98 43.293 129.87 25.89 LT
Sep 11, 12 20.000 3d 853 697 06 43.290 855 80 168.74 LT
Sep 12, 12 18.003 35006 630.11 43.290 779.22 149.11 LT
Sep 13, 12 21.01;0 34.896 732.61 43.290 90909 176.48 LT
Sep 14, 12 19.000 35.536 675 19 43.290 822 51 147.32 LT
Sep 17.12 7.000 35.151 246.06 43.290 303.03 56.97 LT
Oct 24.12 3.000 32.523 97.57 43.290 129.87 32.30 LT
Oct 25, 12 5.000 32.522 162.61 43.290 216.45 53.84 LT
Oct 26, 12 3.000 32.776 98.33 43.293 129.87 31.54 LT
Oct 31, 12 1.000 32 770 32 77 43.290 43,29 10.52 LT
Nov 1,12 2.000 33_360 66.72 43.290 86.58 19.86 LT
Nov 1,12 1.000 33.520 33.52 43.290 43.29 9.77 LT
Nov 1,12 1.000 33.530 33.53 43.290 43.29 9.76 LT
Nov2, 12 1.000 33.550 33.55 43.290 43.29 9.74 LT
Nov 5,12 1.000 33 190 33.19 43,290 43.29 10.10 LT
Nov6, 12 3.000 33.886 101.66 43.290 129.87 28.21 LT
cento ncled next page
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CONFIDENTIAL
EFTA_00131280
EFTA01273487

UBS Strategic Advisor Account nome: GHISLAINE MAXWELL Your Fi nauden Advisor:
*UBS Frie nd ly account nome: Ind SCOTT ST ACK MANI LYLE CASRIEL
DeCember 2014 Account number.
YOW assets Equities . tommen stod( (continued)
Porchase eika
Trade munter *venge pace Pnce per snare Vdue on Unte/tiend Fiddng
Hddng date of stores per skeie (f) Con basts (f) on Dec 31(5) Ote 31 (5) rin ot loss (i) Pericd
Nov7, 12 2.000 34.025 66.05 43.290 86.58 1853 LT
Nov7, 12 1.000 33.910 33.91 43.290 43.29 9.38 LT
Nov8, 12 4.000 34032 136.13 43.290 173.16 37.03 LT
Nov8.12 1.000 33 860 33.86 43.290 43.29 9.43 LT
Nov 28, 12 4.000 34 312 137.25 43.290 173.16 35.91 LT
Nov28, 12 3.000 34.410 103.23 43,290 129.87 26.64 LT
Nov29, 12 15.000 34.583 518.75 43.290 649.35 130.60 LT
Nov29, 12 3.000 34.493 103.48 43.290 129.87 26.39 LT
lan 23,13 1,087.003 36.805 40,008.01 43.293 47,056 23 7,048.22 LT
Apr 22, 13 502.000 35.691 17,917.23 43.290 21,731 58 3,814.35 LT
Security toti 1,798.000 36246 65,171.15 77,835.42 12,664.27
Total $1,367,967.25 51.714,65439 5346.687.54
Totel estimattid innval intime: 645,774
Your total assets
Percentage al Cost Esimated lintealized
Velue on Dec 31 (l) your accounl basa (1) annud Inceme (Si win Of KM ($)
Cash Cash and money balances 6,517.57 038% 6,517.57
Equides Commou stoet 1,714,654.79 99.62% 1,367,967.25 45.774.00 3461437.54
Total 51,721,172.36 100.00% $1,374,484.82 645,774.00 $346,687.54
Account activity this month
Oie Actinly Owcription Amoult
Dividend aad ineerestiacome
Taxable dMdends Dec 3 Dvidend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87
Dec 9 Dividend JOHNSON & YOHNSON COM PA1D ON 1066 746.20
Dec 15 Dividend MCDONALDS CORP PAID ON 1018 865.30
Dec IS Dividend NEXTERA ENERGY INC COM P410 ON 1162 842.45
Dec 16 Dividend ANALOG DEVICES INC PAID ON 1751 647.87
Dec 23 Dvidend BLACKROCK INC PAID ON 372 717.96
confincaki next pega
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CONFIDENTIAL
EFTA_00131281
EFTA01273488

UBS UBS Strategic Advisor Account name: GHISLAP/E MAXWELL Your Ilaandal Advisor:
Friendly account name: Ind SCOTT STACKMANLYLE CASRIEL
December
2014 Account number:
Account activity this month (contnvedl
Date Activity Descrotion Amount (I)
Dividend and interestincome (continued)
Taxable dividends (continued) Le< 29 Dvdend CDC GLOBAL INC COM PAID ON 424 50.88
Cie< 30 Dvidend TRAVELERS CO5 INC1THE PAID ON 1152 633.60
Total taxable dividends $5.215.13
Taxable rattiest Dec 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 004(14 0.12
Total taxable interest $0.12
Total dividend and interest income $5.21525
Investment transactions
F0( Mit I nbrination about the (We/value Shown /Or ref:M(1Pd secuntles, See tmportarat intormatkra about
you/ statement at the end of Inn document.
Proceeds Iron FundS
investment withdrawn lcr Accrued
Die ACtunty Descapton Quantity Vaut (S) Prate (I) transactions (s) pnwsvnents bout it (S) interest (I)
Dec 1 Cash In Lieu CALFORNIA RESOURCES CORP SYMBOL CRC 3.93
CASH4N-UEU RATE 6493
CORP
Dec 1 Spin Off CALFORNIA RESOURCES SYMBOL: CRC 387.000
FROM OCCIDENTAL PETROLEUM CRP SYMBOL
OXY RATE: 0.40
Total $3.90
Date Activity DeSaiption Amount (S)
Money balance activities Nov 28 Oalance forward $1,298.42
Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.90
Dec 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87
Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/14 0.12
Dec 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20
Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,707.75
Dec 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87
Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96
Dec 30 Deposit VBS BANK VSA DEPOSIT ACCOUNT 50.88
Dec 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 633.60
Dec 31 Closing UPS flank USA Deposit Account $6,517.57
The UBS eanl USA Depost Account Is your primary sweep colon
Cele7C0 10003072428 Ne7000305739 00032 1214 0305753047123568550 lOgappe_Gm3,0pliest222 of 104
CONFIDENTIAL
EFTA_00131282
EFTA01273489

UBS Strategic Advisor Account name: GHIN.AINE MAXVVELL Your N nandal Advisor:
4UBS
Friendly account oar*: SCOTT STACK MANLYLE CASRIEL
December 2014 Account number.
Realized gains and losses
The estimated realized giros and losStS sloven below are not fa tat purposes. Please rate that can or r0ss Inf0rma0n We May not at' ust Bans and losses la al total changes. we aucmaticaly adjust cost basis(o f
recognized co the sae or reckm-plion of cenan Structured Products, IkeCooling-ill Debt Securities, may be lareereirpt and AMT coupon municial sec unties for estimatedamortization of bond prern urns aid for awned 0rD
oratory. and not cooed, gain or loss. Reese check witi your tor echoes To calcite*, gem and Ones. ice for se( mires issued at ad:count N you requested trot U85 aclusl cat tan for the batd premiummonist:onon
liquidate the eldest secwlty lot first Ihs Is kronn as the first" n first-out or F WO accounting method Use use tootle debt WC unl it% then COO Pau, reflected for these securities has been adjusted etirnites in the Undaisiker
this method unless you specified whic h to lot to <lose wr5en yen placedyaw order. This is known as anus union can nab anti'i ed as short Iona 01l ongterm bet axe information is miteng or the product is one in which
purchases or VSP order See Important inf orneatan about youe statement a the end of this document fa more the psi Moss akulaimer is nor provided
Short-term capital gains and losses
WW1 sale
Quantity or Purchase Sit Sig Cost cost basis
Setunty (*Motion Melh0d fate vdte date date are0lint (I) bass 01 alithlmerWa las (V Gain (SI
CALIFORNIA RESOURCES
CORP FIFO 0.600 Fob 12, 14 Doc 01, 14 3.90 4.82 .0 92
SDNY GM 00020663
aile703100C8072429Nt7003305739 00002 1214 030575004 Y123568550101000 Page 23 of 104
CONFIDENTIAL
EFTA_00131283
EFTA01273490

*UBS
Your notes
CNP700100.3072430NP2000305739 00002 12. D30575004 YI 23 568550 100k yotkoodlegg,s24 of 104
End of statement for account number. = S5
CONFIDENTIAL
EFTA_0013 1284
EFTA01273491

Important information about your statement
TARS kande, Smite Inc ON rim or unFirwrocialSereken. The Fen cc C ad Muer valrevestigateyotramptint ad holier on thebooks and records of die ail ore ether or ervelopes —you maySkint herr Wog by atop your
IS a member el al perepal security. ananodety and mows sill meat any nor praYpely trader agent), Franca Advisor
achieves MP taxa *was and ut5Bentahei ay
Siert vitalizes of UBS AG and Meares of LEIS Swear Plea* mat a' checks paytto to the Fernier the lanai • Certain weesernon contra" or norm% ntowit (e g. Friona/ KOWA WOO
U.0 thee nit's franca swat it awafte upon awed Mann ndaltd on ex front on this slavenent h aide in Meted pal:welts aid prvaepirments) that are nor TM Peery amount none ref Ras Of arterial that au
The tan's exect.fte ol Ices at a To tegaw earnest, fie. account met be abwil to ferried node the Mentes Act of 1933. and enter on the firm's urine vexes webs.. It 6a
manunfte hoes charge Ice usepyre...eft seams customizable *no!~ rem by you a aza Sou wth
U3S RinandaiSavos Ix puncheon and domes fa u-pad "Milts n ere wrants • cormvalhecarynat *9. tong+ *wham)( and yea racedeemit n ha no Sta effect on au nee
1200 Hata litcolwat Accounts ma ntrndeead 10 oft Mentor roar be pre:kwmetal arancts). lidding tutees antra, an, YOJ on mange you. Ready axant navies. °Yogi Moe
thrheink en N107086 head to a rosier lee cenToMY Wan coronas Seems a byeetacting wis franca Aar. r.
This anonem represent the coy otIont rear of satin RIBS Swoop Optbns The SITC protection and the wpplamoni protecton do not Monet erreiew
Emma Senores arrant Other records. except (Moat tae UBS Often opals for sweep*? ad, bans. b‘aces to *Of to these assets then if they catenese appear:kr • Vane of sour eaountepwelna ta.‘ of asses and
documents. conub-mg conliong data should not be abed bare deposits at Meat USA maven AG Stanford holm sunenten The SIX protean and the 9.ppftwit thanes
open if you Weft them is an ever a ori6001. pier. (Bwk Sweep Nara nal.), Makin rnolual hods Vont proterson do not protect flans* dungen n the riven • Asia InCtaki adaliole on. Mcrae efts la
aro n evradiazety ri wring to theBraich Weyer of the Cues) and the hk•rruttreal Demst Accoint (0Alfor vat+ of yds reasnents fiacher as a result ci mater mresented rowan ) rid Global arm Deposits unrealized
alio seeing you amount w Am a o rn un e t r s l w uC ith v 9 an r. i I m n e t m B a a h t o n S a w i e A e m p a o t t O rc p e a t n el n a . n C ag O e I rn I e n nt t ros nowansot. run tennepta or RlimRATRT Do a e t s s n t o o t m oc a b rk d e e t u a n r p il o C ce e d ra s m a u a e l n ia te s l n a o ss t e h t e s l a d b d y i e th e e r e n of the
Alaloaah al f9ft; town are intended b be a<0.010. are Swept so LOS Oat USA up in n orbited law and Mote reornhoon s wait a Lem request Yo.t may obtan poor andcuret staterrft month a Pada ftercas.
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sokey on yeaend to farm fie., econ 1099. 5498. 10415. at LOS Bat USA are WC muted n aomidaxe with MI: by comairg Sec at 202-37143300 et by wimp tie SP( • Nabetes hada OAR baron. oaandre mans
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my. ate stapled to Vie Frm by ere mum general anoints rebated on two difkrent arrporonts 0 Media, iszed by teat doted tad party *rate
paw( emprator and may beOW.3W based en the allOunt 01 saksby IBS of a paricuLa 'ntuit fund ainkaws Haugh eiwISICe agency :WOW es of uleS
Ober* Wormanon from that used by thrd pales to fay to otr dons. ad(d0,eamet vabe of a Wanda Sevias
dark thee estimated vakm prod, maul 1tnd fanyr "wet Nal a the Ism
- You cal obtain al:Inala int ormaton regaling the - We aid as *are *xi image retworkng rid InreStrnalt. MulanCe, and amuly products
rrateholology used to determine the estrum of yaw onmemprocessnd leas n acmdetaton for transfer Not IDC haired • No bank gnawer* Mae Ion vain
and the dace of the Monn.von that is the ban for the agent takes that we proud* to to nitual funds
*limn hyaena:Mg pia Fordo' Adritor These few gent" at pad Man runnier wets ig the a to ReS0LICeMnoroni Account. Business Wow
mutual lard SKI se a tied delft Snarl bawl on the <COM* BSA. Ilteta and escemabona Resorsce Mmagarent
SDNY_GM00020666
CONFIDENTIAL
EFT* 00 I; 1286
EFTA01273493

U6S Financial Senices UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York IV 10171.0002 January 2015
04P70057346850115XIII 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHIS1AINE MAXWELL
Friendly account name: Indw
Account number:. SS
Your Financial Advisor-
SCOTT STACKIA AN/ LYLE CASE PI
Phone
Questions about your statement? Value of your account
call your Financig AdviSOt Or the
RMA ResourCeline at 800-BMA-1000, on December 31 (1) on kanuay 30 (S)
account 029023568
Your assets 1,721,1 72.36 I ,651,84410
Ifisit our website: Your liabilities 0.00 0.00
www.ubscomainancialservices
Value of your account $1,721,172.36 $1,651,844.10
Sources of your acco eat growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 51,721,172.36
S thousands
Net deposits and
1.7212 1,651.8 y4thcbatialt 42,121.99
•
Your iwestrnant return
NW:lendaryl
interest income 52,886.18
Change in
market value 470O9245
Value of your actettlt
*elan 30.2015 St 651.54410
Dec 2014 Jan 2015
SDNY GM 00020667
Member Ilk O-01000300573468SNP70c016942S 00002 0115 030575004 Y123568550100000 Pogo 1 of 14
CONFIDENTIAL
EFTA 00131287
EFTA01273494

SUBS
UBS Strategic Advisor Account name: Ghirt AkkE '1'1A ELI Your Il asocial Advisor.
Friendly account name: SCOTT STACK MAMA/LE CASRIEL
January 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
January 30111 your account
A Cash and rrxmey balances 7,281.76 044% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,644,562.34 99.56% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed income O.CO 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,651,844.10 100.00%
C
Value of your account $1,651,844.10
Eye on the markets
Percentage change
Index January 2015 Year to date
S&P 500 -3.00% -3.03%
Russell 3000 -2.78% -2.78%
MSC I - Europe, Australia & Far East 0.50% 0.50%
Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10%
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
O47000300$734596NP70C0169t2500C02 0I Is 030575004.23568550 I 0glipteGm00020Ese 2 of 14
CONFIDENTIAL
EFTA_00131288
EFTA01273495

UBS Strategic Advisor Account name: Your Finandd Advisor:
*NIS Friendly account name: SCOTT STACK MANLYLE CASRIEL
Account number.
Change in the value of your account Summary of gains and losses
January 2015111 Year to date (S) Values reported telow exclude products for which gam and losses are not classified
Realized gains and losses Unrealized
Opening account value $1,721,172.36 $1,721,172.36
January 2015 (1) Year to date (1) gains and losses CS/
Withcfrawals and fees,
including investments transferred Short term 0.00 0.00 -11,276.72
cut -2,121.99 -2,121.99 Long terrn 0.00 0.00 287,871.88
Dividend aid interest income 2,886.18 2,886.18
Total $0.00 $0.00 $276,595.16
Change in market value -70,092.45 -70,092.45
Closing account value $1,651,844.10 $1,651,844.10 Cash activity summary
See Account actnaty the month tot deials.Biances in your Sweep Options are indudedin the cpenng and
Dividend and interest income earned
closing balances value. FDIC insurance *piles only to deposits MUDS Bank USA, not to deposits at UBS AG.
Stamford Barth or bank deposits paced through the UBS International Depose Account program. 91)C
protection applies to money market sweep fund holdings but not bank deposits. Steimportant innormation
for purposes of this statement, tastlIty of Inkiest and dredend Income has been detemined from a US abOut your statement on the last two pages ci this document for (*tits
tag reporting perspective. Bawd upon the residence of the account hokkr, account type, or product swot January 2015 IS/ Year to date (5)
some interest enact dvidend payments may not be subject to United stater (US) arcor Nem, Rico (PR)
Income tares rne (tent month); statemem is not intended to be used am cannot be reked upon for tat Opening balances $6,517.57 $6,517.57
purposes. Clients should refer to the applkide lax reporting forms they receive from U85 annuity, such as
r th o e c :k fo a r r m st s i 1 s 0 9 r 9 e p a o n t d ti n t g h e fo F rm or s m w s i 4 th 13 0 th , e fo U r S la I x n te re rn p a o l rt R in e g ve i n n u fo e r m Se a M tio c n e a It n d is P t R h t T r w ea o su k ry e D o e f p a U r B tm S e to nt fi a le n d th in e Addkions
such town accurately dally clndends andia Interest as lax exerrpt or taxable income. Please consult your Dividend a-id interest income 2,88618 2,886.18
Induduel tax propane.
Total additions $2,886.18 $2,886.18
January 2015 (I) Year to date IS)
Subtractions
Taxable dividends 2,885.95 2,885.95
Professional management fees and
Taxable interest 0.07 0.07 related services -2,121.99 -2,121.99
Total current year $2,886.02 $2,886.02 Total subtractions -$2,121.99 42,121.99
Prior year adjustment 0.16 0.16 Net cash flow $764.19 $764.19
Total dividend & interest $2,886.18 $2,886.18
Closing balances $7,281.76 $7,281.76
SDNY GM 00020669
CelP7C003005774687NP7003169475 00037 0115 030579004 Y173568SSO MOOG° Pegs 3 a 10
CONFIDENTIAL
EFTA_00131289
EFTA01273496

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilanndal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
January 2015 Account number
UBS Bank USA Deposit Account APY
interest period Dec 5 - fan 7
Opening UBS Bank USA Deposit balance Dec 5 $2,013.31
Closing UBS Bank USA Deposit balance Jan 7 $7,950.20
Number of days in interest period 34
Average daily babnce $4,829.95
Interest earned $0. 23
Annual percentage yield earned 0.05%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
France' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sraremenr a t the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consideration None seSected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP7C0C0305734688 W000189425 C0002 0115 030575004 M23568550 I 0NNWGM00020title 4 4
CONFIDENTIAL
EFTA_0013 1290
EFTA01273497

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nodal Advisor:
*UBS
Friendly account name:Ind SCOTT STACK MANLYLE CASRIEL
January 2015 Account number.
Your assets
Some OnCes, income and current vaues Shear' may ter!p ploxImate. AS a 'nut. OM aid losses may nol
be excutalely refkcled. See smportant intommaon about your statement a the endol Ins documeM for
more information.
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bar* USA deposit account balances,
UBS AG Stanford Branch cepout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vAl hn aro< ebk limits, but are not
permuted by StPC UBS AG Stanford Bran( h deposit account batantes an not inbreed by FDIC and ate not
protected by StiC Money market sweep balances are protected by SEC but ace not insured by the FDIC.
See the important information about your statement at the end of this document for details about those
Sanas.
Goering bdance Cloung lotlaxe en et per Mate Average Deridence Interest Days in
Hddng on Jan I (S) on Jan 30 (S) on tan 30 (t) tate period period Cap amount ft)
U658ANK USA CEP ACCT 6,517 57 7281.76 250.00000
Equities
Common stock
Purchase pricer
Trade Weber Average puce Price per shut Value on Unteenzed Hddng
IS,
Hddng date of shares per share (1) Cost basis (St on 30 (S) Jan 30 (1) gain or loss (t) Period
ANALOG DEVICES INC
Symbol: ADI Exchange. OTC
EAI: $2,591 Current yield: 2.84% Nov16, 11 13.000 37 316 485 12 52.105 677 36 192.24 LT
Nov 17, II 13.000 35 393 460 12 52.105 677.36 217.24 LT
Nov 18, 11 35.000 35.502 1242.58 52.105 1.823.67 581.09 LT
Nov21,11 18.000 34 371 618 68 52.105 937 89 319.21 LT
Nov22, II 15.003 33338 500.07 52.105 781.57 281.50 LT
Nov23, 11 22.000 32.655 718.43 52.105 1,14631 427.88 LT
Nov25, 11 7.000 32.460 227.22 52.105 364.73 137.51 LT
Nov28, 11 30.000 32.951 988.55 52.105 1,563.15 574.60 LT
Nov29, II 18.003 33.472 602.51 52.105 937 89 335.38 LT
Nov29, 11 5.000 33.622 168.11 52.105 260.52 92.41 LT
Apr 24,12 30.000 37 567 1,127.01 52.105 1,563.15 436.14 LT
continued next page
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CONFIDENTIAL
EFTA _00131291
EFTA01273498

SUBS
UBS Strategic Advisor Account name: GHIStAINE MAXWELL Your IIsandal Advisor,
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
January 2015 Account number:
Your assets Equities . common stock (convoyed)
Putchase peke/
Trade Mariam Average pike Prke get shat Vdueon Unrealized Hddng
Melting date of tames per share (I) Cod basis (S) on Jan 30(7) San 30(0 gain or loss (S) period
Jan 23,13 1,056.000 43/09 45,62881 5/105 55,02/88 9,394.07 LT
Apr 22, 13 489.000 42.447 20,756 68 52.105 25,479.34 4,722.66 LT
Security total 1,751.000 41.990 73,523.89 91,235.85 17,711.93
AUTOMATIC DATA PROCESSNG INC
Symbol. ADP Exchange OTC
EAI: 12.493 Current yield: 2.37% Aug 4, 11 146.000 42343 6,182.08 82.530 I 2,049 38 5,867.30 LT
Aug 12, 11 4.000 40.955 163.82 82.530 330.12 166.30 LT
Jan 23,13 767.000 52320 40,129.93 82.530 63300 51 23,170.58 LT
Apr 22, 13 355.000 56.870 20,189 01 82.530 29,298.15 9,109.14 LT
Security total 1,272.000 52.409 66,664 84 104,978.16 38,313.32
BAXTER INTL INC
Symbol: BAX Exchange NYSE
EAI: $3,236 Current yield: 2.96% Jun 20, 12 30.000 51.594 1,547.84 70.310 2,109.30 561.46 LT
Jun 20, 12 17.000 51.522 875.89 70.310 1,195.27 319.38 LT
fun 21,12 29.000 52.077 1,510.25 70.310 2,038.99 528.74 LT
Jun 21,12 7.000 51.500 360.50 70.310 492.17 131.67 LT
lun 21,12 5.000 52.216 261.08 70.310 351.55 90.47 LT
lun 22, 12 61.000 51.890 3,165.29 70.310 4,288.91 1,123.62 LT
Jan 23,13 768.000 66.658 51,193.80 70.310 53,998.08 2,804.28 LT
Apr 22, 13 35S.000 69318 240800 70.310 24,960.05 352.05 LT
Sep 19, 13 74.000 72.165 5,340.28 70.310 5,20214 -13734 LT
Sep 19. 13 6.000 71.875 431.25 70.310 421.86 .9.39 LT
Sep 19, 13 3.000 71.880 215.64 70.310 210.93 -4.71 LT
Sep 20, 13 47.000 71.987 3383.41 70.310 3304.57 .7884 LT
Oct 3, 13 154.000 64.600 9,948.49 70.310 10,827.74 879.25 LT
Security total 1,556.'203 66.094 102,841.72 109,402.36 6,560.64
BLACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: $3,244 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 340.510 2383.57 1,054.04 LT
Oct 5, 12 3.000 187.820 563.46 340.510 1,021.53 45807 LT
Oct 5,12 2.000 186.670 373.34 340.510 681.02 307.68 LT
Oct 8, 12 8.000 laa7ea 1,510.27 340.510 2,724.08 1,213.81 LT
Oct 9, 12 15.000 189.186 2,837.79 340.510 5,107.65 2269.86 LT
continued next pogo
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CONFIDENTIAL
EFTA 00131292
EFTA01273499

UBS Strategic Advisor Account name: GHIRAINE MAXWELL Your II nandal Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
sUBS January 2015 Account number.
Your assets . Equities . Common stock (continued)
horns* price
Trade Number Average price Price per sale Ydue on Owe/aged Hddng
Hddng date of sham per snare (S) con basis (S) on ian 30(1) Ian 30 ft/ gain or loss ft) period
Oct 9, 12 2.000 189.010 378.02 340.510 681.02 303.00 LT
Oct 10, 12 3.000 187.720 563.16 340.510 1,021.53 458.37 LT
Oct 10, 12 2.000 187.670 375.34 340.510 681.02 305.68 LT
Oct 10. 12 2.000 187.995 375.99 340.510 681.02 305.03 LT
Jan 23.13 224.000 236966 53060.41 340.510 76274.24 23,193.83 LT
Apr 22, 13 104.000 251.093 26,113.69 340.510 35,413.04 9,299.35 LT
Security total 372.000 235.218 87,501.00 126,669.72 39,168.72
CAUFORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 47539 5.120 303.10 •172.29 ST
Feb 12, 14 46.800 8033 375.95 5.120 239.62 -136.3.3 ST
Feb 12, 14 12.200 8.034 98.02 5.120 62.46 -35.56 ST
Feb 12, 14 2.800 8.021 22.46 5.120 14.34 -8.12 ST
Feb 13, 14 44.000 8.023 35304 5.120 225.28 -127.76 ST
Feb 13, 14 27.200 8.007 217.81 5.120 139.26 -7&55 ST
Feb 13. 14 13.200 7.977 105.30 5.120 67.58 -37.72 ST
Feb 13, 14 2.400 7983 19.16 5.120 12.29 -6.87 ST
Feb 14, 14 133.600 8310 1,110.31 5.120 684.03 -426.28 ST
Feb 18, 14 45.600 8.366 381.49 5.120 233.47 •148.02 ST
Security total 387.000 8.163 3,158.93 1,981.44 -1,177.50
CATERPILLAR INC
Symbol. CAT Exchange: NYSE
EAI: 43,108 Current yield:3.50% Jun 19, 13 72.000 84.718 6,099.75 79.970 5,75714 -341.91 LT
Jul 20, 13 121.000 83.141 10,060.15 79.970 9,676.37 -383.78 LT
Jun 20, 13 78.000 83.030 6.476 39 79.970 6237.66 -238.73 LT
Jun 21, 13 204.000 82.904 16,912.44 79.970 16,313.88 -598.56 LT
lun 24, 13 111.000 81.517 9.048.46 79.970 8,876.67 -171,79 LT
Jun 25, 13 73.000 82354 6,011.86 79570 5,837.81 • 174.05 LT
Jun 26,13 69.000 82259 5,675.90 79.970 5,517.93 -157.97 LT
lun 27, 13 141.000 82.951 11,696 12 79970 11275.77 -420.35 LT
Jun 27, 13 7.000 82.925 580.48 79.970 559.79 -20.69 LT
lin 28, 13 169.000 82174 13,988.92 79.970 13,514.93 -47399 LT
continued next page
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CONFIDENTIAL
EFTA_00131293
EFTA01273500

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K nuncid Advisor,
Priendly account name: SCOTT STACKMAMLYLE CASRIEL
JanuarY 2015 Account number:
YOW assets e Equities Common stock (0:Abnute
PutChaSe Oct/
lijdt Kirrem Avecage plot Pnce Fe. pure Vduton Unedind Holding
Fkldng da of thares per thaie (1) Coil bat (I) on Ian 30(I) Jan 30(I) goin ot Ion (5) petiod
JU 1, 13 65.000 82.781 5,38078 79.970 5,198.05 -182.73 LT
Security total 1,110.000 82.821 91,931 25 88,766.70 -3,164.55
CDK GLOBAL INC COM
SyM1XA: COK Eichange: OTC
EAI: 1204 Current yield 1.07% Aug 4,11 48.667 18379 894.45 45.160 2,197.79 1303.34 LT
Aug 12, 11 1.333 17.775 23.70 4&160 60.21 36.51 LT
Jan 23,13 255.667 22.709 5,806.16 45.160 11,545.91 5,739.75 LT
Apr 22, 13 118.333 24.684 2,921 03 45.160 5343.93 2,422.90 LT
Security total 424.000 22.748 9,645 34 19,147.84 9,502.50
COLGATE PALMOUVE CO
Symbol: CL Exchange: NYSE
EAI: 12.172 Cisrent yield: 2.13% Aug 4,11 174.000 41.632 7,244.05 67.520 11,748 48 4.504.43 LT
Aug 12, 11 4.000 42.450 169.80 67.520 270.08 100.28 LT
Jan 23,13 910.003 54240 49,358 63 67.520 61,443.20 12,084.57 LT
Apr 22, 13 420.000 59.788 25,111.32 67.520 28,358.40 3,247.08 LT
Security total 1.508.000 54.300 81,833.80 101,820.16 19,936.36
GEM. MILLS INC
Symbol. GIS Exchange: NYSE
EAI: 13,086 Ciarent yield: 3.12% Aug 4,11 191.000 36265 6,92677 52.480 10,023.68 3,09691 LT
Aug 12, 11 5.000 35.754 178.77 52.480 262.40 83.63 LT
Jan 23,13 1,001.000 41387 41,428.89 52.480 52,532.48 11,103.59 LT
Apr 22, 13 464.000 50287 23333.21 52.480 24,350.72 1,017.51 LT
Jun 17, 13 148.000 49.739 7,361.45 52.480 7,767.04 403.93 LT
Jun 18 13 73.000 49.836 3,638.07 52.480 3,831.04 192.97 LT
Secuity total 1.882.000 44.031 82.867 16 98,767.36 15,900.20
JOHNSON & JOHNSON COM
Symbol. 1N1 Exchange. NYSE
EAI: 32,985 Orent yield: 2.80% Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT
Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT
Jan 23,13 642.000 72.736 46,69671 100.140 64,289.88 17,593.17 LT
Abi' 22, 13 298.000 84.721 25247.10 100.140 29841 72 4,594.62 LT
Security total 1,066.000 74.866 79,807.38 106,749 24 26,941.86
oantmuednext page
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CONFIDENTIAL
EFTA _00131294
EFTA01273501

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
UBS Friendly account name: SCOTT STACKMAN/LYLE CASNEL
January 2015 Account number.
Your assets . Equities . common stock kontmoeco
',ware.< OW
Trade Nuntoce Average price Price per share vane on Uneetated Hddng
Hddng date of them per sham fb Cog basis (0 on Ian 30 (I) tan 30 (t) gain or loss (t) Period
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 13,461 Current yield: 3.68% Aug 4,11 95.000 84.969 8,072.06 92.440 8,781.80 709.74 LT
Aug 12, 11 3.000 85.910 257.73 92.440 277.32 19.59 LT
Noy 29, 12 8.000 86.456 691.65 92.440 739.52 47.87 LT
Nn 23,13 555.000 93.053 51,644.75 92.440 51,304.20 -340.55 LT
Apr 22, 13 255.000 99318 25.32632 92.440 23,572.20 -1,754.12 LT
Sep 19, 13 78.000 97.879 7,634.63 9/440 7,210.32 -424.31 LT
Sep 19, 13 22.000 97.425 2,143.36 92.440 2,033.68 -109.68 LT
Sep 19,13 2.000 97.830 195.66 92.440 184.88 -10.78 LT
Security total 1.018.000 94269 95,96616 94,103.92 -1,862.24
IEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: 13,370 Current yield: 2.65% Aug 4,11 134.000 52.960 7,09875 109.240 14,638.16 7,541.41 LT
Aug 12, 11 3.000 52.530 157.59 109240 327.72 170.13 LT
Jan 23,13 700.000 71.610 50,127.21 109.240 76,468.00 26,340.79 LT
Apr 22.13 325.000 79.757 25,921.06 109.240 35.503.00 9,581.94 LT
Security total 1,162.000 71.689 83,302.61 126,936.88 43,634.27
OCCIDENTAL PETROLEUM CRP
Symbol: OXY &change: NYSE
EAI: 42,791 Current yield: 3.60% Feb 12, 14 148.000 88.959 13,165.96 80.000 11,840.00 •1,325.96 ST
Feb 12, 14 117.000 88.989 10,411.82 80.000 9,360.00 -1,051.82 ST
Feb 12, 14 32.000 89.002 2,848.07 80.000 2,560.00 -288.07 ST
Feb 12, 14 7.000 88.857 622.00 80.000 560.00 -62.00 ST
Feb 13, 14 110.000 88.885 9,777.41 80.000 8800.00 -977.41 ST
Feb 13. 14 68.000 88.708 6,032.19 80.000 5,440.00 -592.19 ST
Feb 13, 14 33.000 88369 2,916.19 80.000 2,640.00 -276.19 ST
Feb 13. 14 6.000 88.421 53053 80.000 480.00 -50.53 ST
Feb 14, 14 334.000 92.065 30,749.82 80.000 26,720.00 -4,029.82 ST
Feb 18. 14 114.000 92.677 10,565.23 80.000 9,120.00 -1,445.23 ST
Security total 969.000 90.422 87,619.22 77,520.00 •10,099.22
continued next page
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CONFIDENTIAL
EFTA_00 I 31295
EFTA01273502

*U BS U BS Strategic Advisor Account nano: GHISLAINE MAXWELL Your financial Advisor:
Friendly account name: ird SCOTT STACK MANL YLE CASRIEL
January 2015 Account number
Your assets Equities . Common stock (continued)
Purchase paicel
Trade laarber Average pace Prke per site Vdue on Unrealized Nosing
date of sham pat sham (S) Cott basis (S) on Ian 30(7) on 30 (S) gain or loss (S) period
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 43,023 Current yield: 2.79% Aug 4,11 115.000 63979 7,357.65 93.780 10,784.70 3,427.05 LT
Aug 12, 11 3.000 63.023 189.07 93.780 281.34 92.27 LT
May 16, 12 6.000 68.535 411.21 93.780 562.68 151.47 LT
Oct 24, 12 1.000 68.690 68.69 93.780 93.78 25.09 LT
Oct 25. 12 2.000 68.810 137.62 93.780 187.56 49.94 LT
Oct 26, 12 1.000 68890 68.89 93.780 93.78 24.89 LT
Oct 31, 12 1.000 69.370 69.37 93.780 93.78 24.41 LT
Nov6, 12 1.000 69370 69.37 93.780 93.78 24.41 LT
Nov7, 12 1.000 69.150 69.15 93.780 93.78 24.63 LT
Nov8, 12 2.000 69.090 138.18 93.780 187.56 49.38 LT
Jan 23,13 699.000 72.166 50,444.31 93.780 65,552.22 15,107.91 LT
Apr 22, 13 322.003 82251 26,484.85 93.780 30,197.16 3,712.31 LT
Security total 1,154.000 74.097 85,508.36 108222.12 22,713.76
PROCTER & GAMBLE CO
Symbol. PG Exchange: NYSE
EAI: $2,919 Current yield: 3.05% Aug 4,11 118.000 60.103 7,092.22 84.290 9,946.22 2,854.00 LT
Aug 12, 11 3.000 60.896 182.69 84.290 252.87 70.18 LT
Jan 23,13 619.000 69.941 43,293.73 84.290 52,175.51 8,881.78 IT
Apr 22.13 286.000 81332 23,261.18 84.290 24,106.94 845.76 LT
Apr 24, 13 108.000 77.762 8,398 32 84.290 9,103.32 705.00 LT
Security total 1,134.000 72.512 82,228.14 95,584.86 13,356.72
TRAVELERS COS NONE
Symbol: TRY Exchange NYSE
EAI: 42,534 Current yield: 2.14% Apr 24, 12 20.000 63.432 1268.64 102.820 2,056.40 787.76 LT
Apr 24, 12 4.000 63350 253.40 102.820 411.28 157.88 LT
Apr 24, 12 1.000 63.560 63.56 102.820 102.82 39.26 LT
Apr 25, 12 10.000 63.520 635.20 102.820 1,028.20 393.00 LT
Apr 25, 12 10.000 63.617 636.17 102.820 1,028.20 392.03 LT
Apr 25, 12 10.000 63.659 636.59 102.820 1,028.20 391.61 LT
Apr 25, 12 2.000 63.545 127.09 102.820 205.64 78,55 LT
Apr 25.12 2.000 63.645 127.29 102.820 205.64 78.35 LT
continued next page
CNP70X0005734694NP7000113342500002 0115 030575004 VI 2356855010960paiGht0 0021501 10 of 14
CONFIDENTIAL
EFTA_00131296
EFTA01273503

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nandal Advisor:
friendly account name: d r SCOTT STACKMAULYLE CASRIEL
January 2015 Account number.
Your assets
Equities . Common stock (continued)
Purchase cow
Trade lasn-bes average pike Price per Pure Wfue on unreenzed Had ng
Urbino dare of shares per shale 0/ Cost bans (SI on Ian 300/ Jan 30 (1) gain or loss (1) period
Apr 25, 12 2.000 63.745 127.49 102.820 205.64 7815 LT
Apr 26, 12 5.000 63.928 31964 102.820 514.10 194.46 LT
Apr 26, 12 2.000 63.920 127.84 102.820 205.64 77.80 LT
Apr 26. 12 2.000 63.930 127.86 102820 205.64 77.78 LT
Apr 26, 12 1.000 63 720 63 72 102.820 102.82 39.10 LT
May 1, 12 15.000 64.637 969.56 102.820 1,542.30 572.74 LT
May 1, 12 6.000 64.715 388.29 102.820 616.92 228.63 LT
May 1, 12 6.000 64.975 389 85 102.820 616.92 227.07 LT
May 1, 12 2.000 64.850 129 70 102.820 205.64 75.94 LT
May 1, 12 1.000 64 820 64 82 102.820 102.82 38.00 LT
May 2, 12 7.000 64.374 450.62 102.820 719.74 269.12 LT
May 2, 12 4.000 64.410 257.64 102.820 411 28 153.64 LT
May 2, 12 2.000 64 320 128 64 102.820 205.64 77.00 LT
May 3, 12 4.000 64 960 259.84 102.820 411 28 151.44 LT
May 3, 12 2.000 64 675 129 35 102.820 205 64 76.29 LT
May 3, 12 2.000 64.910 129.82 102.820 205.64 75.82 LT
Jan 23, 13 629.000 77 560 48,785 62 102.820 64,673 78 15,888.16 LT
Apr 22, 13 290.003 84.719 24,568.68 102.820 29,817 80 5249.12 LT
May 22, 13 III .000 83.807 9,302 58 102.820 11,413 02 2,110.44 LT
Sec.-city total 1,152.030 78 533 90,469 50 118,44864 27,979 14
UNITED PARCEL SERVICE WC CL B
Symbol: UPS Exchange. NYSE
EAI: 42,843 arreot yield: 2.71% Sep 19, 13 82.003 91 779 7,525 90 98.840 8,104.88 578.98 LT
Sep 19, 13 19.003 91 625 1,740.88 98.840 1,877.96 137.08 LT
Sep 20, 13 107.000 91.835 9,823.18 98.840 10,575.88 752.70 LT
Sep 20, 13 26.003 91 835 2,387 fl 98.840 2,569 84 182.13 LT
Sep 23.13 93.003 91.049 8,467.59 98.840 9,192.12 724.53 LT
Sep 24, 13 93.003 91.612 8,520.00 98.840 9.192.12 672.12 LT
Sep 24.13 41.003 91.663 3,758.20 96.840 4,052.44 294.24 LT
Sep 25, 13 62.003 91.138 5,650.56 98.840 6,128.08 47732 LT
Sep 25. 13 11.000 91.090 1,001.99 98.840 1,087 24 85.25 LT
continued next pege
SONY GM 00020677
CIIP7C00;00573469SNP7003169425 00(:02 011S 030579004 123568550 100000 Peg* 11 of 14
CONFIDENTIAL
EFTA 00131297
EFTA01273504

UBS UBS Strategic Advisor Account nome: GHISLAINE MAXWELL Your Koancid Advisor:
Friendly account name: SCOTT STACKMANLYLE CASRIEL
tan r:^; )r115 Account number.
Your assets Equities .
con mon stock (continuel)
Putchase puce/
lia& hume Average ;vice Puce per sets, Value on Unteahzed Heeng
Hddng cote of :haret pet claie (S) Cou bâtit (1) on Inn 30 (11 lei 30 (1) gSn or Ion (1) period
Sep 26.13 64.000 91 489 5,85530 98.840 6,325 76 470.46 LT
Sep 27, 13 54.003 91 117 4,920 33 98.840 5,337 36 417.03 LT
Sep 30. 13 46.003 91 475 420786 98.840 4,546 64 338.78 LT
Oct 1, 13 46.003 91.668 4,216 73 98840 4,546 64 329.91 LT
Oct 1, 13 6.000 91 650 54990 98.840 593 04 43.14 Li
OU 2, 13 61.003 91.128 5,558 84 98.840 6,029.24 470.40 LT
Oct 2,13 19.003 91 067 1,730 29 98.840 1,877 96 147.67 LT
Oct 3, 13 55.000 90.337 4,958 58 98.840 5,436 20 467.62 LT
Oct 4, 13 55003 90.653 4.985.96 98.840 5.436.20 450.24 LT
Jan 17,14 121 CCO 99 231 12,007 00 98.840 1 1,959 64 .47.36 LT
Security total 1,061.000 92250 97,876 80 104,869 24 6,992.44
30LINX INC
Symbole XLNX Exchange: OTC
EAI: 12,086 Curent yield: 301% Sep 7, 12 25.000 34.770 869.27 38.575 964.38 95.11 LT
Sep 7, 12 5.000 34.846 174.23 38.575 192.88 1865 LT
Sep 10, 12 37.003 34.845 I 289 29 18575 1,427.28 137.99 LT
Sep 10.12 3.000 34.660 103.98 38.575 115.73 11.75 LT
Sep 11, 12 20.003 34 853 697 06 38.575 771.50 74.44 LT
Sep 12, 12 18.003 35.006 630 I 1 38.575 694.35 64.24 LT
Sep 13. 12 2t.003 34.836 732.61 38.575 810.08 77.47 LT
Sep 14, 12 19.003 35.536 675 19 38.575 73293 57.74 Li
Sep 17, 12 7.000 35.151 246.06 38.575 270.03 23.97 LT
Oct 24, 12 3.000 32.523 97.57 38.575 115.73 18.16 LT
Oct 25, 12 5.000 32.522 162.61 38.575 192.88 30.27 LT
Oct 26. 12 3.000 32.776 98.33 38.575 115.73 17.40 LT
Oct 31.12 1.000 32 770 32 77 38.575 38.58 5.81 LT
Nov 1,12 2.000 33360 66.72 38.575 77.15 10.43 LT
Nov 1,12 1.000 33.520 33.52 38.575 38.58 5.06 LT
Nov I, 12 1.000 33.530 33.53 38.575 38.58 5.05 LT
Nov2.12 1.000 33.550 33.55 38.575 38.58 5.03 LT
Nov 5,12 1.000 33 190 33.19 38.575 38 58 5.39 Li
Nov6, 12 3.000 33.886 101.66 38.575 115.73 14.07 LT
contenue(' next page
CH1'70303005734696 Nn000189425 »32 0115 030575004.23568550 IffligyGro00021kei 12 of 14
CONFIDENTIAL
EFTA_00131298
EFTA01273505

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
*UBS Friendly account name:Ind SCOTT STACK MANtLYLE CASRIEL
January 2015 Account number. •
Your assets Equities . Common stock (continued)
Purchase pat«
Trade Number Average pdce Price per share value on unreelzed tioldng
Hddng date of Mares per share (9 Cost bags (SI on ran 30(1) Jan 30 ($) gain ot loss (t) period
Nov7, 12 2.000 34.025 68.05 38.575 77.15 9.10 LT
Nov 7, 12 1.000 33.910 33.91 38.575 38.58 4.67 LT
Nov 8, 12 4.000 34.032 136.13 38.575 154.30 18.17 LT
Nov8, 12 1.000 31860 33.86 38.575 38.58 4.72 LT
Nov 28, 12 4.000 34.312 137.25 38.575 154.30 17.05 LT
Nov28, 12 3.000 34.410 103.23 38.575 115.73 12.50 LT
Nov29, 12 15.000 34.583 518.75 38.575 578.63 59.88 LT
Nov29, 12 3.000 34.493 103.48 38.575 115.73 12.25 LT
Jan 23,13 1,087408 38805 40,008.01 38.575 41,931.03 1,923.02 LT
Apr 22, 13 502.000 35.691 17,917.23 38.575 19,364.65 1,447.42 LT
Security total 1,798.000 36246 65,171.15 69,357.85 4,18681
Total $1,367,96725 61,644,56234 3276.595.16
Total estimated annual income: $46,146
Your total assets
Percentage d Cost Eamated Unrealized
value on Jan 30(5) your account bays (51 ~rid incen. (S) gain or 1051(0
Cash Cash and money balances 7,281.76 0.44% 7281.76
Equities Common stock 1,644,562.34 99.56% 1,367,967.25 46.146.00 276.595.16
Total $1,651,844.10 100.00% $1,375,249.01 $46,146.00 $276,595.16
Account activity this month
Crate Actitily Dexription Amount If)
Dividend and interest income
Tnable tderds Jan 2 Cwidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272AS OF 01101/15 623.28
Jan 2 Dividend BAXTER IEL INC PAID ON 1556 809.12
Jan 7 Dvdend PEPSICO INC PAD ON 1154 755.87
Jan 15 Cividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68
Total taxable dividends 32245.95
SDNY GM 00020679
CNP70007005734697 NP7000109425 00002 0115 0305750011:n6es% mow° Page 13 of 14
CONFIDENTIAL
EFTA_00I 31299
EFTA01273506

*UBS
UBS Strategic Advisor Account name: GHISt ANE MMAzv,ELL Your Amends' Advisor:
Friendly account name:Ind SCOTT STACK MANYLYLE CASRIEL
January 2015
Account number:
Account activity this month
«Ontinvedi
Date Activity Desorption abuse (s)
Dividend end interestiacome (continued)
Taxable interest Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107115 0.07
Total taxable interest 30.07
wascellaneous Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12131114 0.16
Total miscellaneous 30.16
Total dividend and interest income 3.2.886.113
Oat ACligy Description Amount IS)
Fees Jan 23 Fee Charged QUARTERLY FEE .2,121.99
Total professional management fees 42,121.99
date Activity Description Amount IS)
Money balance activities Dee 31 Balance fotward $6.517.57
Jan 2 Deposit WS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.16
Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,43140
Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/15 0.07
tan 8 Deposit OBS BANK USA DEPOSIT ACCOUNT 755.87
tan 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68
As or 01/23115
Jan 26 Withdraws)! 1.1B5 BANK USA DEPOSIT ACCOUNT -2,121.99
Jan 30 Closing UBS Bank USA Deposit Account 67,281.76
The UBS Bent USA Depnat Account is your primary sweep option
Unsettled transaction activity
Tro ir-n:-,(; • r,:nta ttrnr, ror 'Mt ,rn)O7
Trade Settlement
dale date Adiely De:co:alien Ovanbty Neer Value (S) Amount (S)
Jan 28. 15 Feb 02, 15 Bought ECG RESOURCES INC 500.000 90 411440 •4520532
Jan 28, 15 Feb 02, 15 Bought FORT1NET INC 500000 31 942727 .15971 36
Jan 28, IS Feb 02, 15 Bought AECOM 500000 26.619900 -13,309.95
Jan 28, IS Feb 02, 15 Sold UNITED PARCEL SERVICE INC CL B -1,061000 100.765287 106,909.61
Jan 30. IS Feb 04, 15 Bought FORTINET INC 250000 29 431000 -7,357.75
Jan 30. IS Feb 04, IS Bought AECOM 1000 00 25.532400 -2,553.24
Total pending investments purchased -$843911.02
Total pending investments sold 6106,909.61
0070009005734690 NP700018942500032 0115 030575004.23566S50106McGm_0002l5pr 14 of 14
End of statement for account number .=
CONFIDENTIAL
EFTA 00131300
EFTA01273507

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SDNY_GM00020681
CONFIDENTIAL
EFTA_00 1 3 1 30 I
EFTA01273508

Important information about your statement (Continued)
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SDNY_GM_00020682
CONFIDENTIAL
EFTA_00 131302
EFTA01273509

U65 Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 February 2015
CNe70058103150215 IN 0
CHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: lndiv
Account number: 55
Your financial Advisor:
Questions a bout your statement? Value of your account
call your Financial Advisor Or the
RMA nesotacetine at 800-RMA- 1000, on January 30(S) on February 27 (1)
account 029323568
Your assets 1,651,844.10 I ,721,543.43
Visit our websIte: Your liabilities 0.00 0.00
www.ubscomainancialseNices
Value of your account $1,651544.10 31,721$43.43
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 41)21,172.36
S Thousands
Net deposits and
1,7 • 2 1.2 1,•65 18 1,721.5 withdraNals -42,121.99
VP, eiveStrnent return:
MO:lendand
interest income 56,22934
Chance in
market value 41735.28
Value of year amen
on Fab 27, 2015 $1,721,543.43
Dec 2014 Ian 2015 Feb2015
SDNY GM 00020683
Promisor SIPC 0010009305En03i SW00070608800007 0215 030575001N/1235685500000W Page I of 16
CONFIDENTIAL
EFTA_00B1303
EFTA01273510

UBS UBS Strategic Advisor Account name: Your fq asocial Advisor.
Friendly account name:Ir I SCOTT STACK MANLYI.E CASRIEL
February 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
February 27111 your account
A Cash and money balances 33,136.51 1.92% Your current asset allocation a • v a C il a a s b h le a c n a d s m h o ba n l e a y n c b e a s la . U nc B e S s B m a a n y k i n LI c S lu A d d e e posit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,688,406.92 98 08% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 51,721,543.43 100.00%
Value of your account $1,721,543.43
Eye on the markets
Percentage change
Index February 2015 Year to date
S&P 500 5.75% 2.57%
Russell 3000 5.79% 2.85%
MSC I - Europe, Australia & Far East 5.99% 6.52%
Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14%
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
CNP 7C00000581031 6 NP700O205088 C•3032 0215030579004 Y123568SSOCOMpitGitocoAtie 2 of 16
CONFIDENTIAL
EFTA_00131304
EFTA01273511

UBS Strategic Advisor Account name: .i. Your Financial Advisor:
SUBS Friendly account SCOTT STACK 1,1Ael LYLE CASRIEL
February 2015
Account number.n ame:~
Change in the value of your account Summary of gains and losses
Varies reported telow exclude products for which gam andlosses are not densificd
February 2015 (11 Year to date (1)
Realized gains and losses Unrealized
Opening account value $1,651,844.10 $1,721,172.36
February 2015(1) Year to date (1) gains and Ass (I)
Withckawals and fees,
including investments transferred Short term 0.00 0.00 3,705 48
cut 0.00 -2,121.99 long term 9,032.81 9,032.81 330,212.97
Dividend aid interest income 3,343.16 6,229.34
Total $9,032.81 $9,032.81 $333,918.45
Change in market value 66,356.17 -3,736.28
Closing account value $1,721,543.43 $1,721,543.43 Cash activity summary
See Account achwty the month for dela la Balances In your Sweep OpliCCIS are includedIn the cpenng and
Dividend and interest income earned
closing balances vat*. FDIC insurance appries only to deposits e u8S Bank USA, not to deposits at LOS AG.
Stardord Branch or bank deposits placed through the UBSInternaioni Depose Account program. SIPC
protection applies to money market sweep fund hddings but not bank deposits. Seeimportanr inearmation
For purposes of His statement, total:arty of inkiest and dividend Income has been determined Iran a US about your statement on the Lastly.° pages al this document for detail
t s a o x m r e e I p n o te rt r i e n s g t p a e r r d sp o e r c t d iv v e id . e B n as d e p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d k S k ta r, t e a s c c W o S u J n t a t r y d p o e r , o P r u p e r r o to d u R c if t . ) ty ( p P e R , ) February 2015(1) Year to date (S)
Income tares The (tent month)), statement is not Intended to be used and cannot be reled upon for tat Opening balances $7,281.76 $6,517.57
purposes. Clients should refer to the applkide lac reporting forms they receive from LISS annuity, such as
the fomnS 1099 and the FOrrnt 487. fee tar keening information It is the Prartke of U85 to file the Add bons
epplicaUe tar reporting forms vAth the US Mterni Revenue Semce and PR Treasury Department and in
such forrrn accurately class fy cimdends ardor Interest as tar exempt or taxable income. Pleat consult you I Dividend and interest Income 3,343 16 6,229.34
Inciudual tar propane.
Proceeds from investment transactions 106,909.61 106,909.61
February 2015 ($) Year to date (f)
Total additions $110,252.77 $113,138.95
Taxable dividends 3,342.76 6,228.71
Subtractions
Taxable interest 0.40 0.47
Professional management fees and
Total current year $3,343.16 $6,229.18 related services 0.00 -2,121.99
Prior year adjustment 0.00 0.16 Funds withdrawn for investments
bought -84,398.02 -84,398 02
Total dividend & interest $3,343.16 $6,229.34
Total subtractions -$84,398.02 486,520.01
Net cash flow $25,854.75 $26,618.94
Closing balances $33,136.51 $33,136.51
SDNY GM 00020685
CtIP7COCS305C0031 7 NP70037050.88 COCCO 021S 03057%04 Y123568SSOOOCOCO Page 3 of 16
CONFIDENTIAL
EFTA_0013 1305
EFTA01273512

UBS
UBS Strategic Advisor Account name: C11-119. NE i1A EtL Your Ignandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
February 2015 Account number.
UBS Bank USA Deposit Account APY
Interest Period Ian 8 - Feb 5
Opening UBS Bank USA Deposit balance Jan 8 $7,950.20
Closing UBS Bank USA Deposit balance Feb 5 $30,565.37
Number of days in interest period 29
Average daily balance $10,937.24
Interest earned $0 40
Annual percentage yield earned 005%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fruncial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Current income B capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility cOnSideraban None sefected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out.
CNP700O0305E003i SW7000206088 C0032 0215 030575004 Y123583550 0ZIEMYGM00020tne 4 of 6
CONFIDENTIAL
EFTA_00 1 3 1306
EFTA01273513

UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2015 Account number.
Your assets
Some pnCes, income and current vanes ShPan May be apt:Oani:fie. ASS itnt. gam dnd lOsses may not
be accurately refkaed. See rmporiant infosmabon about your statement a the end of tivs Itecument for
more ink:tension.
Cash
Cash and money balances
Casts anti money balances may include avatar& cash balances, UBS Bant USA deposit account balances,
UBS AG Stardord Branch it bout account balances and money market mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC eat hn applicable limits, but are not
protected by S1PC UBS AG Stanford Bran( h deposit ace oum balances an not insured by FDIC and are not
protected by SIFC Money market sweep balances are protected by Stec but are not insured by the FDIC.
See the Important information about your statement a the end of this document for details about those
Sauces.
Coning Want. Clovng Price per sham Average Dnicknd IMerest Days
Hddng on Feb l(1) on Feb 27 (5) on fib 27(1) rate period period Cep /mount (I)
WS BANK USA UP ACCT 7,281 76 33,136.51 250.000.00
Equities
Common stock
Purchase pricer
Trade totter Average price PnCt per share vane on Unrealized Hddng
Hddng date of shares per share (1) COS( basis (S) on Feb 27(51 Feb 27 (1) gan or loss (1) Period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26.619 13,309.95 30.060 15,030.00 1,720.05 ST
Jan 30, 15 100 .000 25.532 2,553 24 30.060 3,036 00 452.76 ST
Security IOW 600.000 26 439 15,863.19 I 8,036 00 2,172.81
ANALOG DEVICES RC
Symbol: ADI Exchange OTC
EAL 42,802 Cisrent yield. 2.73% Nov 16, 11 13.000 37316 485.12 58.540 761.02 275.90 LT
Nov 17, 11 13.000 35.393 460.12 58.540 761.02 300.90 LT
Nov 18 II 35.000 35.502 1,24258 58.540 2,04890 806.32 LT
Nov21, II 18.000 34371 618.68 58.540 1,053.72 435.04 LT
Nov22, 11 15.000 33 338 500 07 58.540 878 10 378.03 LT
Nov23, 11 22.003 32.655 71843 58.540 1,287.88 569.45 LT
Nov25, II 7.000 32.460 227.22 58.540 409.78 182.56 LT
comnoed next page
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CONFIDENTIAL
EFTA_00 3 1307
EFTA01273514

*UBS
UBS Strategic Advisor Account name: GTIS/AINE MAXWELL Your linandd Advisor:
Friendly account name: SCOTT STACK MANL YLE CASRIEL
February 2015
Account number.
Your assets Equities . Common stock kononuecil
Purchase paw
Trade Writer Average price Price per snare Vdue on Unrealized Hddng
Hddng dab of than per share (5) Cost basis (S) on Feb 27(5) lab 27(5) gain cc Ion (5) period
Nov28, 11 30.000 32.951 988.55 58.540 1,756.20 767.65 LT
Nov29, 11 18.000 33472 60251 58.540 1,053.72 451.21 LT
Nov29, 11 5.000 33.622 168.11 58.540 292.70 124.59 LT
Apr 24, 12 30.000 37.567 1,127.01 58.540 1,756.20 629.19 LT
Jan 23,13 1,056.000 43 209 45,62811 58.540 61.81124 16,189.43 LT
Apr 22, 13 489.000 42.447 20,756.68 58.540 28,626.06 7,869.38 LT
Security total 1,751.000 41.990 73,523.89 102,50334 28,979.65
AUTOMATIC DATA PROCESSNG INC
Symbol ADP Exchange OTC
EAI: 42,493 Cu'rent yield: 2.21% Aug 4, 11 146.000 42343 6,182.08 88.840 12,970.64 6,788.56 LT
Aug 12, 11 4.000 40.955 163.82 88.840 355.36 191.54 LT
Jan 23,13 767.000 52.320 40,129.93 88.840 68,140.28 28,010.35 LT
Apr22, 13 355.000 56.870 20,189.01 88.840 31,538 20 11,349.19 LT
Scarily total 1,272.000 52.409 66,664.84 113,004.48 46,339.64
BAXTER INTL INC
Symbol. BAX Exchange. NYSE
EAI: 43,236 arrant yield: 3.01% Jun 20,12 30.000 51.594 1,547.84 69.150 2,074.50 526.66 LT
Jun 20, 12 17.000 51.522 875.89 69.150 1,175.55 299.66 LT
Jun21, 12 29.000 52.077 1,510.25 69.150 2,005.35 495.10 LT
Jun21,12 7.000 51.500 360.50 69.150 484.05 123.55 LT
An 21, 12 5.000 52.216 261.08 69.150 345.75 84.67 LT
Jun22.12 61.000 51.890 3,165.29 69.150 4,218 IS 1,052.86 LT
Jan 23,13 768.000 66.658 51,19180 69.150 53,107.20 1,913.40 LT
Apr22, 13 355.000 69318 24,608 00 69.150 24,548.25 -59.75 LT
Sep 19, 13 74.000 72.165 5,340.28 69.150 5,117.10 -223.18 LT
Sep 19, 13 6.000 71.875 431.25 69.150 414.90 -1635 LT
Sep 19, 13 3.000 71.680 215.64 69.150 207.45 -8.19 LT
Sep 20, 13 47.000 71.987 3,383.41 69.150 3,250.05 -133.36 LT
Oct 3, 13 154.000 64.600 9,948.49 69.150 10,649.10 700.61 LT
Security total 1,566.000 66.094 102,841.72 107,597.40 4,755.68
8tACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 43.244 Clanient yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 371.420 2,599.94 1,270.41 LT
continued neat page
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CONFIDENTIAL
EFTA_00131308
EFTA01273515

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your alnand/I Advisor:
Friendly account name: SCOTT STACKMAN1LYLE CASRIEL
February 2015
Account number.
Your assets Equities . Common stock (continued)
Purchase paw
Trade Number Away price Price per share Vdue on lime/axed HdcIng
Hddng date of shares per setae ($) Cost basis ($) on Feb 27 (1) Feb 27(S) gain of lose ($) period
Oct 5, 12 3.000 187.820 563.46 371.420 1,114.26 550.80 LT
Oct 5, 12 2.000 186.670 373.34 371.420 742.84 369.50 LT
Oct 8, 12 8.000 188.783 1,510.27 371.420 2,971.36 1,061.09 LT
Oct 9, 12 15.000 189.185 2,837.79 371.420 5,571.30 2.733.51 LT
Oct 9, 12 2.000 189010 378.02 371.420 742.84 364.82 LT
Oct 10, 12 3.000 187.720 563.16 371.420 1,114.26 551.10 LT
Oct 10, 12 2.000 187.670 375.34 371.420 742.84 367.50 LT
Oct 10, 12 2.000 187.995 37599 371.420 742.84 366.85 LT
lan 23,13 224.000 236.966 53,080.41 371.420 83,198.08 30,117.67 LT
Apr 22. 13 104.000 251.093 26.11369 371.420 38,627.68 12,513.99 LT
Security total 372.000 235216 87,501.00 138,168.24 50,667.24
CALfORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE
EAI: 44 Current yield: 0.14% Feb 12, 14 59.200 8030 475.39 7.160 423.87 -51.52 LT
Feb 12. 14 46.800 8.033 375.95 7.160 335.09 -40.86 LT
Feb 12. 14 12.200 8.034 98.02 7.160 87.35 -10.67 LT
Feb 12, 14 2.800 8.021 22.46 7.160 20.05 -2.41 LT
Feb 13, 14 44.000 8.023 353.04 7.160 315.04 -38.00 LT
Feb 13, 14 27.200 8.007 217.81 7.160 194.75 -23.06 LT
Feb 13. 14 13.200 7.977 105.30 7.160 94.51 -10.79 LT
Feb 13, 14 2.400 7.983 19.16 7.160 17.18 •1.98 LT
Feb 14, 14 133.600 8.310 1,110.31 7.160 956.58 -153.73 LT
Feb 18, 14 45.600 8.366 381.49 7.160 326.50 -54.99 LT
Security total 387.000 8.163 3,158.93 2,770.92 -388.01
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: $3.108 Current yield: 3.38% tun 19.13 72.000 84.718 6,099.75 82.900 5,968.80 -130.95 LT
An 20, 13 121.000 83.141 10,060.15 82.900 10,030.90 -29.25 LT
1Lel 20, 13 78.000 83.030 6,476.39 82.900 6,466.20 -10.19 LT
lun 21. 13 204.000 82.904 16,912.44 82.900 16,911.60 -0.84 LT
Jun 24, 13 111.000 81.517 9,048.46 82.900 9,201.90 153.44 LT
Jun 25.13 73.000 82.354 6,011.86 82.900 6,051.70 39.84 LT
GGK° 661916gart
Pa"
CNP70006005810321 N1700020608800002 C015030575004 Y123503550000000 Page 7 of 16
CONFIDENTIAL
EFTA_00131309
EFTA01273516

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandal Advisor,
Friendly account name: SCOTT STACK MANLYLE CASR1EL
February 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase pace
Trade Kerber Average price Price per share Velue on Unrealized Hddrq
Melting date of shares per than (5) Cott bark (5) on Feb 27 (3) Feb 27 (5) gun or loss (5) period
Jun 26, 13 69.000 82259 5,675.90 82.900 5,720.10 44.20 LT
Jun27.13 141.000 82951 11,69612 82.900 11,68890 -7.22 LT
lin 27, 13 7.000 82.925 580.48 82.900 580.30 -0.18 LT
An 28.13 169.000 82.774 13,988.92 82.900 14,010.10 21.18 LT
Jul 1, 13 65.000 82.781 5,380.78 82.900 5,388.50 7.72 LT
Security total 1,110.000 82.821 91,931.25 92,019.00 87.75
OK GLOBAL INC COM
Symbol: COK Exhange: OTC
(Al: 4204 Current yield 1.03% Aug 4, I 1 48.667 18.379 894.45 46.830 2,279.06 1,384.61 LT
Aug 12, 11 1.333 17.775 23.70 46.830 62.44 38.74 LT
Jan 23, 13 255.667 22.709 5,806 16 46.830 11,972.87 6,166.71 LT
Apr 22. 13 118.333 24.684 2,921.03 46.830 5,541.55 2,620.52 IT
Security loud 424 000 22.748 9,645.34 19,855 92 10,210.58
COLGATE PALMOLIVE CO
Symbol: Cl Exchange: NYSE
EAI: 42,292 Current yield: 2.15% Aug 4,11 174.000 41.632 7,244.05 70.820 12,322.613 5,078.63 LT
Aug 12, 11 4.000 42.450 169.80 70.820 283.28 113.48 LT
ian 23,13 910.000 54.240 49,358.63 70.820 64,446.20 15,087.57 LT
Apr 22, 13 420.000 59.788 25,111.32 70.820 29,744.40 4,633.08 LT
Security total 1,508.000 54200 81,883.80 106,796.56 24,912.76
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 4335 Current yield 0.75% Ian 28, I5 500.000 90.411 45,205.72 89.720 44,860.00 -345.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, I 500.000 31.942 15,971.36 33.610 16,805.00 833.64 ST
Jan 30, IS 250.000 29 431 7,357.75 33.610 8,402.50 1,044.75 ST
Security total 750.000 31.105 23,329.11 25,207.50 1,87&39
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,086 Current yield: 3.05% Aug 4, I1 191.000 36.265 6,926.77 53.790 10273.89 3,347.12 LT
Aug 12, 11 5.000 35.754 178.77 53.790 268.95 90.18 LT
Jan 23,13 1,001.000 41.387 41,428 89 53.790 53,843 79 12,414.90 LT
Apr 22, 13 464.000 50287 23,333.21 53,790 24,958.56 1,625.35 LT
continued next page
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CONFIDENTIAL
EFTA_00 I 3 13 10
EFTA01273517

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your "Imandril Advisor:
*UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
February 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase lake
Trade Humber Average price Price pee share Vain on Unedited Hddng
Hddng date of shares per share ($) Cog basis ($) on Feb 27 (I) Feb 27 ($) gain or loss (S) period
1Le. 17, 13 148.000 49.739 7,361.45 53.790 7,960.92 599.47 LT
Jun 18, 13 73.000 49.836 3,638.07 53.790 3,926.67 288.60 LT
Salty total 1,882.00) 44 031 82,867.16 101,232.78 18,365.62
JOHISON & JOHNSON COM
Symbol: intl Exchange: NYSE
EAI: 42,985 Currant yield:2.73% Aug 4,11 123.000 62377 7,672.38 102.510 12,608.73 4,936.35 LT
Aug 12, 11 3.000 63.730 191.19 102.510 30733 116.34 LT
Jan 23,13 642.000 72.736 46,696.71 102.510 65,811.42 19,114.71 LT
Apr 22, 13 298.000 84.721 25247.10 102.510 30,547.98 5,300.88 LT
Security total 1,066.000 74.866 79,807.38 109,275.66 29,468.28
MCDONALDS CORP
Symbol MCD Exchange: NYSE
EAI: $3,461 Current yield: 3.44% Aug 4,11 95.000 84.969 8,072.06 98.900 9,395.50 1,323.44 LT
Aug 12, 11 3.000 85.910 257.73 98.900 296.70 3897 LT
Nov29, 12 8.000 86.456 691.65 98.900 791.20 99.55 LT
Jan 23,13 555.000 93.053 51,644.75 98.900 54,889.50 3244.75 LT
Apr22. 13 255.000 99318 25,326 32 98.900 25219 50 -106.82 LT
Sep 19, 13 78.000 97.879 7,634.63 98.900 7,714.20 7957 LT
Sep 19, 13 22.003 97.425 2,143 36 98.900 2,175.80 32.44 LT
Sep 19.13 2.000 97.830 195.66 98.900 197.80 2.14 LT
Security total 1,018.000 94269 95,966.16 100,680.20 4,714.04
PEOERA ENERGY RC COM
Symbol: NEE Exchange NYSE
EAI: $3,579 Current yield: 2.98% Aug 4,11 134.000 52.960 7,096.75 103.460 13,863.64 6,76689 LT
Aug 12, 11 3.000 52.530 157.59 103.460 310.38 152.79 LT
Jan 23,13 700.000 71.610 50,127.21 103.460 72,422.00 22,294.79 LT
Apr22, 13 325.000 79.757 25,921.06 103.460 33,624.50 7,703.44 LT
Security total 1,162.000 71.689 83,302.61 120220.52 36,917.91
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 42,791 Current yield: 3.70% Feb 12,14 148.000 88.959 13,165.96 77.880 11,526.24 .1,639.72 LT
Feb 12, 14 117.000 88.989 10,411.82 77.880 9,111.96 .1,299.86 LT
continued neat page
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CONFIDENTIAL
EFTA_0013131 I
EFTA01273518

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your ig nanciol Advisor,
Friendly account name: SCOTT STACK MAI4LYLE CANCEL
February 2015 Account number:
Your assets Equities . Common
stock (continued)
Purchase prices
Flack Weber Average price Pnce per shut \UN!' on Unframed Molting
unifing date of shams per share (S) Carl basis (S) on Feb 27(S) Fab 27(S) on or loss (S) Puled
Feb 12, 14 32.003 89.002 2,848.07 77.880 2,492.16 -355.91 LT
Feb 12, 14 7.000 88 857 622 00 77.880 545.16 -76.84 LT
Feb 13, 14 110.000 88 885 9,777.41 77.880 8,566 80 -1,210.61 LT
Feb 13, 14 68.000 88.708 6,03219 77.880 5295.84 •736.35 LT
Feb 13, 14 33.000 88 369 2,916 19 77.880 2,570.04 •346.15 LT
Feb 13, 14 6.000 88.421 530.53 77.880 46728 -63.25 LT
Feb 14, 14 334.000 92 065 30,74982 77.880 26.011 92 4,737.90 LT
Feb 18, 14 114.003 92.677 10,565 23 77.880 8,878 32 -1,686.91 LT
Sectrity total 969.000 90 422 87,619.22 75,465 72 -12,153.50
PEPSICO INC
Symbol. PEP Exchange. NYSE
EAI: 43.023 Current yield: 2.65% Aug 4,11 115.003 63.979 7,357.65 98.980 11,382.70 4,025.05 LT
Aug 12, 11 3.000 63 023 98.980 296 94 107.87 IT
May 16, 12 6.000 68 535 418191.0271 98.980 593.88 182.67 LT
Oct 24. 12 1.000 68.690 68.69 98.980 98 98 30.29 LT
Oct 25, 12 2.000 68810 737.62 98.980 197 96 60.34 LT
Oct 26. 12 1.000 68.890 68.89 98.980 9898 30.09 LT
Oct 31.12 1.000 69 370 69.37 98.980 98 98 29.61 LT
Nov6,12 1.000 69370 69.37 98.980 98.98 29.61 LT
Nov 7, 12 1.000 69 150 69.15 98.980 98.98 29.83 LT
Nov8,12 2.000 69090 138 18 98.980 197 96 59.78 LT
Jan 23,13 699.003 72 166 50,444.31 98.980 69,187.02 18,742.71 LT
Apr 22, 13 322.000 82 251 26,484 85 98.980 31,871 56 5386.71 LT
Security Wt.& 1,154.000 74.097 85,508 36 114,222.92 28,714.56
PROCTER &GAMBLE CO
Symbol: PG Fichange• NYSE
EAI: 42,919 anent yield. 3 02% Aug 4, 1 1 118.003 60.103 7,092 22 85.130 10,045 34 2,953.12 IT
Aug 12, 11 3.000 60.896 182.69 85.130 255.39 72.70 LT
Jan 23, 13 619.000 69941 43,293 73 85.130 52,695 47 9,401.74 LT
Apr 22, 13 286.003 81.332 23,261.18 85.130 24,347.18 1,086.00 LT
Apr 24, 13 108003 77.762 8,398.32 85.130 9,194.04 795.72 LT
Security total 1,134 COO 72 512 82,228 14 96,537.42 14,309.28
continued next page
CNP7C008005810324 N1'700020608800032 0215030575004 Yi2356855000MYGM0002tien 10 of 16
CONFIDENTIAL
EFTA 0(1131312
EFTA01273519

SUBS UBS Strategic Advisor Account name: Your Financial Advisor:
Friendly account name: IPJ SCOTT STACK MAP/LYLE CASRIEL
February 2015 Account number.
Your assets Equities . common stock (continued)
Purchase pow
Trace Horne Average price Price per share Value on uneedized Hddng
Hddng date of snares per shale (0 Cost basis (S) on Feb 27(11 Feb 27 (1) gain or loss (1) Period
TRAVELERS COS noire
Symbol: TRV Exchange NYSE
EAT 12,534 Current yield: 2.05% Apr 24, 12 20.000 63 432 1,26864 107.440 2,148.80 880.16 LT
Apr 24, 12 4.000 63 350 253.40 107.440 42976 176.36 LT
Apr 24,12 1.000 63560 63.56 107.440 107.44 43.88 LT
Apr 25, 12 10.003 63 520 635 20 107.440 1,074 40 439.20 LT
Apr 25, 12 10.000 63.617 636.17 107.440 1,074.40 438.23 LT
Apr 25, 12 10.000 63.659 636 59 107.440 1,07440 437.81 LT
Apr 25, 12 2.000 63.545 127.09 107.440 214.88 87.79 LT
Apr 25, 12 2.000 63.645 127.29 107.440 214.88 87.59 LT
Apr 25, 12 2.000 63 745 127 49 107.440 21488 87.39 LT
Apr 26, 12 5.000 63.928 319.64 107,440 537.20 217.56 LT
Apr 26, 12 2.000 63.920 127.84 107.440 214.88 87.04 LT
Apr 26, 12 2.000 63.930 127.86 107.440 214.88 87.02 LT
Apr 26, 12 1.000 63.720 6332 107.440 107.44 43,72 LT
May 1, 12 15000 64.637 %9.56 107.440 1,611 60 642.04 LT
May 1, 12 6.000 64.715 38629 107.440 644.64 256.35 LT
May 1, 12 6.000 64 975 389 85 107.440 644.64 254.79 LT
May 1, 12 2.000 64.850 129.70 107.440 214.88 85.18 LT
May 1, 12 1.000 64.820 64.82 107.440 107.44 42.62 LT
May 2, 12 7.000 64 374 450.62 107.440 752.08 301.46 LT
May 2,12 4.000 64.410 257.64 107.440 429.76 172.12 LT
May 2, 12 2.000 64.320 128 64 107.440 214.88 86.24 LT
May 3, 12 4.000 64.960 259.84 107.440 429.76 169.92 LT
May 3, 12 2.000 64.675 129.35 107.440 214.88 85.53 LT
May 3, 12 2.000 64 910 129 82 107.440 214.88 85.06 LT
Jan 23,13 629.000 77.560 48,785.62 107.410 67,579.76 18,794.14 LT
Apr 22, 13 290.000 84.719 24,568 68 107.440 31,157.60 6,588.92 LT
May 22, 13 111.000 83.807 9,302.58 107.440 11,925.84 2,623.26 LT
Security total 1,152.003 78.533 90,469.50 123,770.88 33,301.38
continued next page
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CONFIDENTIAL
EFTA_001313B
EFTA01273520

*UBS UBS Strategic Advisor Account nome: GHISLAINE MAXWELL Your K eendal Advisor:
Friendly account name: SCOTT STACK MAIILYLE CASR1EL
r4--r:qr, 2r), s
Account nu rober:
Your assets .EEquities . Common stock (continvec)
Purrnaw pic«
MeV Nimber average pore Pnce per Ogre Velue on Un:et/del Heidng
bicldng date of :haret per claie (S) Cou batit (S) on Feb 27 (5) Feb 27 (1) gain or Ion (1) pend
XXINX1NC
Symbol: XLNX Exchange: OTC
EAI: $2,086 Curent yield: 2.74% Sep 7, 12 25 003 34 770 869.27 42.370 1,059 25 189.98 LT
Sep 7, 12 5.000 34846 174.23 41370 21185 37.62 LT
Sep 10. 12 37.000 34.845 1289.29 42.370 1,567.69 278.40 LT
Sep 10, 12 3.000 34 660 103 98 42370 127.11 23.13 LT
Sep 11, 12 20.003 34.853 69706 42.370 847.40 150.34 LT
Sep 12.12 18.003 35 006 630 1 1 42.370 762.66 132.55 LT
Sep 13, 12 21.0O3 34.886 732.61 42.370 889.77 157.16 LT
Sep 14, 12 19.003 35 536 675 19 42.370 805.03 129.84 LT
Sep 17, 12 7.000 35 151 246 06 42.370 296.59 50.53 LT
Oct 24, 12 3.000 32.523 97.57 42.370 127.11 29.54 LT
Oct 25, 12 5.000 32.522 162 61 42.370 211 85 49.24 LT
Oct 26, 12 3.000 32.776 98.33 42.370 127.11 28.78 LT
Oct 31. 12 1.000 32.770 32.77 42.370 42.37 9.60 LT
Nov 1, 12 2.000 33.360 66.72 42.370 84.74 18.02 LT
Nov 1, 12 1.000 33.520 33.52 42.370 42.37 8.85 LT
Nov 1, 12 1.000 33.530 33.53 42.370 42 37 8.8.4 LT
Nov 2, 12 1.000 33.550 33.55 42.370 42.37 a82 LT
Nov 5,12 1.000 33.190 33.19 42.370 42.37 9.18 LT
Nov6, 12 3.000 33.886 101.66 42.370 127 11 25.45 LT
Nov 7, 12 2.000 34.025 68.05 41370 84.74 16.69 LT
Nov 7, 12 1.000 33.910 33.91 42.370 42 37 8.46 LT
Nov8, 12 4.000 34.032 136.13 42.370 169.48 33.35 LT
Nov8, 12 1.000 33.860 33.86 42.370 42.37 881 LT
Nov28, 12 4.000 34 312 137.25 42.370 169.48 32.23 LT
f4ov28, 12 3.000 34.410 103.23 42.370 127.11 23.88 LT
Nov29, 12 15.003 34.583 518.75 42.370 635.55 116.80 LT
Nov29, 12 3.000 34.493 103.48 42.370 127.11 23.63 LT
Jan 23,13 1087.000 36.805 40.00801 42.370 46,056.19 6.048.18 LT
Apr 22, 13 502.000 35.691 17,917 23 42.370 21269.74 3,352.51 LT
Secunty total 1,798.003 36.246 65,171.15 76,181.26 11,010.11
contrnuednext page
CNP7DOCEO0S810326NP70CO205088 00032 0215030575004 Y123593S500)fflyGro0002ben 12 Of 16
CONFIDENTIAL
EFTA_00 1 3 13 14
EFTA01273521

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
Frit ndly account name:Ind SCOTT STACK MANILYLE CASRIEL
sUBS February 2015 Account number.
Your assets Equities . Common stock (continued)
l'orth.r.ef.A1W
Weber Average price Price per share Yen on Unrealized tiding
of shares per share ($) Cost basis CO on Feb27(1) Feb 27 (1) gain or loss ft) period
Total $1.354,4$8.47 31,688,406.92 $333,918.45
Total estimated annual income: $44,182
Your total assets
Po Frontage of Cost evimated unrerazed
Value on Feb 27 (1) your account bask (1) annual locum/III can or less (t)
Cash Cash aid money balances 33,136.51 1.92% 33,136.51
Equities Common stook 1,688.406.92 98.08% 1.354,488.47 44,18200 333.918A5
Total $1,721,543.43 100.00% $1,387,624.98 $44,182.00 $333,918.45
Account activity this month
Date Act Sty Descrption Armoire (1)
Dividend and intmestmcome
Taxable dnaclends Feb 2 Dvidend GENL MILLS INC PAID ON 1882 771.62
Feb17 Cwidend COLGATE PALMC/UVE CO PAID ON 1508AS OF 02116115 542.88
Feb17 Cividend PROCTER & GAMBLE CO PAID ON 1134 729.84
Feb 20 Covidend CATERPILLAR INC PAO ON 1110 777.00
Feb 25 Cividend XIUNX INC PAID ON 1798 $21.42
Total taxable dividends $3342.76
Taxable interest Feb6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.40
Total taxable interest $040
Total dividend and ieterest income $3,343.16
Invesbnent transactions
FOI mare information abate the price value shown for restricted sic Wires, see Important Wormatlee about
your statement at the end of this doewent
Proceeds Iran Funds
irnestment withdrawn 1Ct Accrued
out Actiety Desciption Quantity value (S) Price ft) transact/cos ($) inVtStrntnIS bC4190t (1) IlleftS1( 0
Feb 2 Bought ECG RESOURCES INC 500.000 90.411440 -45.205.72
Feb 2 Bought FORTINET INC 500.000 31.942727 •15,971.36
Feb 2 Bought AECOM 500.000 26.619900 -13,309.95
continued next page
SONY GM 00020695
CNP700C6005810327 NP7000206088 00002 0215 030575004 Y123568550000000 Page 13 of 16
CONFIDENTIAL
EFTA_OOI 3 13 15
EFTA01273522

*DT
BS UBS Strategic Advisor Account name: GHISL.AINE h1.10AN ELL Your 15sandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
Februa 2015
Account number:
Account activity this month
(C0ntrivedl
Investment transactions (continued)
Proceeds fran Funds
investment viithdrawn la Accrued
Gore actimte Descepteon Quantity value CS) Price (S) transactions (S) ineeslments bogy (S) interest (S)
Feb 2 Sold UNITED PARCEL SERVICE INC CL B -1,061.000 100 765287 106,909.61
Feb 4 Bought FORTINET INC 293030 29.431030 -7,357.75
Feb 4 Bought AECOM 103.003 25 532400 -2,553 74
Total $106,909.61 .$84,398.02
Date ACtMty De-Sorption amount IS)
Money balance activities Jan 30 Balance fonvard $7281.76
Feb3 Deposit UBS BANK USA DEPOSIT ACCOUNT 33.194.20
Feb 4 Withdrawi UBS BANK USA DEPOSIT ACCOUNT -9910.99
Fob 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/05/15 0.40
Feb IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72
Feb23 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00
Feb26 Deposit UBS BANK USA DEPOSIT ACCOUNT 521.42
feb 27 Closing UBS Bank USA Deposit Account $33,136.51
The UBS Ban% USA Deocat Account is your primary sweep coition
Realized gains and losses
The estimated realzed gariS and losses sloven below are not for tar purposes. Please rote that win or loss informemon We mai not adult gans and losses fa al carral changes We aucrnaticaty adjust ton basis for
recognized en the sae or rectin-ption of ce man Structured Products. ke Contingent Ott( Securities. may to tac.eyerrot and AMT coupon munirga securities for estimated anon talon of taidprecreutns aid for accreted0SO
got nary and net capita, gain or loss. Please cheek with your tat aChtS01 TO Cal( time gains and losses. sne fat secunties issued at adsCount a you requestedttyt yes0051<CM 0a% for the bend premium amortization on
liquidate the eldest security lot first. This is known as the lirstin first-out or FIFO accounting melhO3 We use taiaue debt sec unties then cost bats reflected for these secunties has been adusied Bundles in the Undassil*d
U.S metrytd unless you specified which tae lot to close when you placedyea ceder. This is known as a seisus section can not Declassified as short term or long Dim Decant infounalson is mssing of the product is one in which
purchases of VSP order. See larpottent information about your statement * the end of this document fa more the ga Moss calculation is not provided
Long-term capital gains and losses
Wash sale
Quantity or Purchase Sale Sle Cost cost basis
Security descrption face vane dare date amount (S) bans (5) adunmem(1) Loss (5) Gain (S)
UNITED PARCEL SEFACL
INC CL B FIFO 82.000 Sep 19, 13 Jan 28, 15 8,262.57 7,525.90 736.67
RFO 19.000 Sep 19, 13 Jan 28, 15 1,914.90 1,740.88 173.62
RFO 107.000 Sep 20, 13 Jan 28, 15 10,781.65 9,823.18 958.47
FIFO 26.000 Sep 20, 13 Jan 28, 15 2,619.84 2,387.71 232.13
continued neat page
CNP7C0C0301610328NP70CO205088 00002 0215 030579304 Y123993$5003MyGht0002ase 14 of 16
CONFIDENTIAL
EFTA_00131316
EFTA01273523

SUBS UBS Strategic Advisor Account name: G1-115LAINE MAXWELL Your Financial Advisor:
Friendly account name: ir r SCOTT STACK MA:ILYLE CASRIEL
:0-t
Account number.
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
wash sale
OuaNty or PurChaSe Sale 5de COSI COSI basis
Method Iae value dose date amour (I) basis 0) adjustment(S) Las 0) Gain CD
FIFO 93.000 Sep 23,13 Jan 28, 15 9370.96 8,467.59 903.37
FiF0 41.000 Sep 24,13 Jan 28, IS 4,131.29 3,758.20 373.09
FiFO 93.000 Sep 24,13 Jan 28, 15 9370.96 8,520.00 850.96
FF10 62.000 Sep 25,13 Jan 28, IS 6,247.31 5,650.56 596.75
FIFO 11.000 Sep 25,13 Jan 28, IS 1,loat* 1,001.99 106.41
FIFO 64.000 Sep 26,13 ken 28. IS 6,448.83 5,855,30 593.53
FIFO 54.000 Sep 27,13 Jan 28, IS 5,441.21 4,920.33 520.88
RFO 46.000 Sep 30,13 Jan 28, IS 4,635.10 4,207.86 427.24
FIFO 46.000 Oct 01, 13 Jan 28, IS 4,635.10 4,216.73 418,37
1110 6.000 Oct 01, 13 Jan 28, IS 604.58 549.90 54.68
1110 61.000 Oct 02, 13 Jan 28, 15 6,146.54 sssas4 587.70
FIFO 19.000 Oct 02, 13 Jan 28, IS 1,914.50 1,730.29 18.4.21
1110 55.000 Oct 03, 13 Jan 28, IS 5,541.97 4,968.58 57339
i'FO 55.000 Oct 04, 13 Jan 28, IS 5,541.97 4,985.96 556.01
121.000 Jan 17,14 Jan 28, IS 12,192.33 12,007.00 185.33
Total 5106.009.61 597.876.80 59.032.81
Net long-term capital gains or losses 59.032.81
Net capital gains/losses: 59.032.81
SDNY GM 00020697
CNP700C0305810329 NP700O205088 C0002 0215 030575004 Y123568550 0003C0 Pap 15 of 16
CONFIDENTIAL
EFTA_00 13 13 17
EFTA01273524

Your notes
CNP70009005810330 N1'700O205088 00002 0215030575004 Y1235643550 COigiNyy_Ght0002tel 16 of 16
End of statement for account number- SS
CONFIDENTIAL
EFTA_0013 13 I 8
EFTA01273525

Important information about your statement
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SDNY_GM_00020699
CONFIDENTIAL
EFFA_00 1 3 1 3 1 9
EFTA01273526

Important information about your statement (Continued)
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SDNY_GM_00020700
CONFIDENTIAL
EFTA_00 131320
EFTA01273527

UBS Financial Services Inc UBS Strategic Advisor
(Pit UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 March 2015
CNP-AX)55764230315xl el 0
GH1SLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: In&
Account number SS
Your Financial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone:
Questions about your statemett? Value of your account
Call your Financial Advisor or the
RMA ReSourCeUne at 800-RMA- 1000, on February 27 (V on March 31(5)
account 029023568
Your assets 1,721,543.43 1,715,724.23
Visit our websIte: Your liabilities 0.00 0.00
swew.ubscomainancialseNices
Value of your account $1,721,543.43 $1,715,724.23
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
at year end 2014 51,721,17236
S Thott,arld$
Net deposits and
• ,721 7 1.721 5 1,715.7
• vdthdratials -52,121.99
Your nvestment return
Dividend and
interest income 511,684.25
Change in
market vAue .415014 39
Value of your account
on Mar 31, 2015 51,715.72423
DEC 2014 :et 2015 Mar 2015
SDNY GM 00020701
PA•mbor SIPC CNP70003006576423Nr7007304051 CO002 0315 030575004 Y123568550100000 Page I of Id
CONFIDENTIAL
EFTA_00I3 1321
EFTA01273528

*UBS UBS Strategic Advisor Account name: GHIS1 AINE ,111E, ll Your li Randal Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015 Account number.
Your account balance sheet
Summary of your assets
value on Percentage of
March 31 (1) your account
• Cash and money balances may include
A Cash and money balances 38,595.42 2.25% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances, LAS AG Sumford Branch
deposit account balances and money market
C Equities 1,677,128.81 97.75% mutual fund sweep balances See the Important
inforrneNn about your statement on the last
D Fixed income 0.00 000% two pages of this statement for details about
those balances
E Non-traditional 0.00 0.00%
F Commodit ies 0.00 000%
G Other 0.00 0.00%
Total assets 11,715,724.23 100.00%
Value of your account 51,715,724.23
Eye on the markets
Percentage change
Index March 2015 Year to date
S&P 500 -1.58% 0.95%
Russell 3000 -1.02% 1.80%
MSC I - Europe, Australia 8, Far East -1.43% 5.00%
Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61%
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
CNP70X0006576424NP7003304051 00C02 0315 030579304.2356855010My_Gm_0002cOme 2 of 14
CONFIDENTIAL
EFTA_00131322
EFTA01273529

UBS Strategic Advisor Account mine: Your Financial Advisor
;It UBS Friendly account name: SCOTT STACK MAN' LYLE CASRiEL
March 2015
Account number:
Change in the value of your account Summary of gains and losses
March 2015 (3) Year to date (I) Wilms reported telon exclude products for which gain and losses are not classified.
Realized gains and losses Unrealized
Opening account value $1,721,543.43 $1,721,172.36
March 2015(1) Year to date (5) gains and losses(4)
Withcfrawals and fees,
including investments transferred Short term 0.00 0.00 6,151.48
cut 000 -2,121.99 Long term 0.00 9,032.81 316,488.86
Dividend and interest income 5,458.91 11,688.25
Total $0.00 $9,032.81 $322,640.34
Change in market value -11,278.11 -15,014.39
Closing account value $1,715,724.23 $1,715,724.23 Cash activity summary
See Account ecavrty the month for deta Is. Balances In your Sweep Options are included in the cpenng and
Dividend and interest income earned dosing balances ref ue. FDIC insurance applies only to deposits MUSS Bank USA. not to deposits at UBS AG.
Smirked Branch or bank deposits paced through the UBS Intonation:I Deposit Account program SIPC
protection applies to money manes sweep had holdings but not bare deposits Sae important inaarmarion
For purposes of His statement, taatilty of inkiest and dividend income ha been determined from a US abet", your statement on the last two pages o( this document for atals
tar reporting perspective. Based upon the residence of the account holder, account type, or product Mardi 2015 IS) Year to date IS)
some interest ardor dviCend payments may not be subject to brined States (US) ardor Puerto Rico (FR)
income taxes The dent monthly stattmeM is not intended to be used and cannot be Med upon for tat Opening balances $33,136.51 $6,517.57
purposes. Clients should refer to the applied:le lac reporting form they receive from UBS annuity, such as
= the a f r O s rm e S t 1 a 0 r 3 r 9 e p a o n r d ti n t g h e fo F rm er s a l v :, A 4 th 8 0 th . e fo U r S la M x t r e e r p n o i r t R in e g ve i n n u fo e r m Se a n ti i o c n e a II n d iS P t R h e T r p e r a a s n ur c y e D O e f p a U r B tm S e to nt fi a le n d th in e Addkions
suchfonns accurately classify dwdends arida interest as la exempt or taabSe inccme. Pleat consult youI Dividend and interest Income 5,458.91 11,688.25
Indsidual la propane.
Proceeds from Investment transactions 0.00 106,909.61
March 2015 (S) Year to date IS)
Total additions $5,458.91 $118,597.86
Taxable dividends 5,457.95 11,686.66
Subtractions
Taxable interest 0.96 1.43
Professional management fees and
Total current year $5,458.91 $11,688.09 related services 0.00 -2,121.99
Prior year adjustment 0.00 0.16 Funds withdrawn for investments
bought 0.00 -84,398.02
Total dividend & interest $5,458.91 $11,688.25
Total subtractions $0.00 -$86,520.01
Net cash flow 25,458.91 $32,077.85
Closing balances $38,595.42 $38,595.42
SDNY GM 00020703
CelP70303006576425NP7003304051 000O2 031S 030579004 Y123568550 100000 Pegs 3 of 10
CONFIDENTIAL
EFTA_00131323
EFTA01273530

UBS UBS Strategic Advisor Account name: •I • Your Anandal Advisor.
Friendly account name: SCOTT STACK MAKIL YLE CASRIEL
March 2015 Account number:
UBS Bank USA Deposit Account APY
interest period Feb 6 - Mar 5
Opening UBS Bank USA Deposit balance Feb 6 830,565 3/
Closing UBS Bank USA Deposit balance Mar 5 $33,137.47
Number of days in interest period 28
Average daily balance 831,746.87
Interest earned 80. 96
Annual percentage yield earned 0.04%
Your investment objectives:
You have identified the following investment objectives for thisaccount If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fnancial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Aggressive
Investment eligibiSty consideration • none selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
CNP70003006576426 NMI:0304051 00002 0315 030575004.235E8S50 l0iklillyGht0002(Mie 4 of 14
CONFIDENTIAL
EFIA_00131324
EFTA01273531

SUBS
UBS Strategic Advisor Account name: GHIELAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK MAT/LYLE CAMEL
March 2015 Account number.
Your assets
Some prices, income and curtain vaues shorn re* be 4g:ovary:de. As a 'tat gdlnf aidlosses may riot
be &ornately reflecled. See Aporunt inkmabon about your gatemen, a the end of Ins dxumern fOt
more infornalon.
Cash
Cash and money balances
Cash and money batances may include avalasiecah balances, UBS Bant USA &post account balances,
UBS AG Stareord Branch &boat account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC nil ern applicable limits, but are not
poleded by StFC UBS AG Stanford Brans h deposit account balances an not insured by FDIC and are not
protected by SIPC Money market sweep batances are protected by SEC but a* not insured by the roic.
See the Important information about your statement at the end of this docunent for details about those
tdaroes.
Opertng balance Closing Wince Price per share Average Dnidenclhaerest Days
Hddng on Ms I (f) on Mar 31 II) on Mar 31 (1) rate period period Cep atonal (f)
WS BANK USA CEP ACCT 33,13651 38,595.42 250,000.00
Equities
Common stock
Purchase pricer
Trade Kuoter Average price Pate per share value on Unrealized ficadvig
ticking date of shares per share (1) Cost basis (S) cis Mar 31 (1) Mar 31 (S) gain or loss (1) Period
AECOM
Symbol: ACM Exchange: NYSE Jan 28,15 500.000 26.619 13,309.95 30.820 15,410.00 2,100.05 ST
Jan 30,15 l C0.000 25.532 2,553 24 30.820 3,082 00 528.76 ST
Security total 600.000 26.439 15,863.19 18,492 00 2,628.81
ANALOG DEVICES PC
Symbol: ADI Exchange OTC
EAL 42,802 Osrent yield. 254% Nov 16, 11 13.000 37316 485.12 63.000 819.00 333.88 LT
Nov17,11 13.000 35 393 460.12 63.003 819.00 358.88 LT
Nov 18, 11 35.000 35.502 1,24258 63.000 2,205 00 962.42 LT
Nov21, 11 18.003 34371 618.68 63.000 1,134.00 515.32 LT
Nov22, 11 15.000 33 338 500 07 63.000 94500 444.93 LT
Nov23, 11 22.003 32.655 718.43 63.000 1,386.00 667.57 LT
Nov25, 11 7.000 32,460 227.22 63.000 441.00 213.78 LT
contnued next page
SDNY GM 00020705
CONFIDCEHP7C0N070055T7642I7NAP7003L3040S 1 OCCO2 031S 03057S004 SMIS5010c0c0 Page S of 14
EFTA_00131325
EFTA01273532

BS
*U UBS Strategic Advisor Account name: GelISLAINE MAXWELL Your ARandal Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
March 2015 Account number.
Your assets Equities Common stock (continued)
Purchase OW
Trade lute Avenge price Pike pet share VdueOn Unrelated Hddng
Hddng date of thorn per share (1) COI( bads (S) cri Mat 31 (1) Mal 31 (I) gain or loss (S) period
Nov28, 11 30.000 32.951 988.55 63.000 1,890.00 901.45 LT
Nov29, 11 18.000 33.472 602.51 63.000 1,134.00 531.49 LT
Nov29, I1 5.000 33.622 168.11 63.000 315.00 146.89 LT
Apr 24, 12 30.000 37.567 1,127.01 63.000 1,890.00 762.99 LT
lan 23.13 1,056.000 43 209 45,628.81 63.000 66,528.00 20,899.19 LT
Apr 22, 13 489.000 42.447 20,756.68 63.000 30,807.00 10,050.32 LT
Security total 1,751.000 41 990 73,523.89 110,313.00 36,789.11
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: $2,493 Current yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6321.36 LT
Aug 12, 11 4.000 40955 163.82 85.640 342.56 178.74 LT
Jan 23,13 767.000 52320 40,129.93 85.640 65,68588 25,55595 LT
Apr 22, 13 355.000 56.870 20,189.01 85.640 30,402.20 10,213.19 LT
Security total 1272.000 52.409 6646484 108,934.08 42269.24
BAXTER INTL INC
Symbol: BAX Exchange NYSE
EAI: 13.236 Current yield: 3.04% Jun 20.12 30.000 51.594 1,547.84 68.500 205300 507.16 LT
Jun 20, 12 17.000 51.522 875.89 68.500 1,164.50 288.61 LT
lun 21,12 29.000 52.077 1,510.25 68.500 1,986.50 476.25 IT
Jun21,12 7.000 51.500 360.50 68500 479.50 119.00 LT
1,4)21.12 5.000 52216 261.08 68.500 342.50 81.42 LT
Jun 22.12 61.000 51.890 3,165.29 68.500 4.178 50 1,013.21 LT
Jan 23,13 768.000 66.658 51,19180 68300 52,608.00 1,414.20 LT
Apr 22, 13 355.000 69318 24,608 00 68.500 24,317.50 •290.50 LT
Sep 19, 13 74.000 72.165 5,340.28 68.500 5,069.00 -271.28 LT
Sep 19, 13 6.000 71.875 431.25 68.500 411.00 -20.25 LT
Sap 19, 13 3.000 71880 215.64 68.500 205.50 •1814 LT
Sep 20, 13 47.000 71.987 3,383.41 68300 3,219.50 -163.91 LT
Oct 3, 13 154.0'00 64.600 9,948.49 68.500 10,549.00 600.51 LT
Security total 1,556.000 66.094 102,841.72 106,586.00 3,744.28
BLACKROCK INC
Symbol: BLK Exchange: NYSE
[Al: $3,244 Current yield: 2.38% Oct 5.12 7.000 189.932 1,329.53 365.840 2,560.88 1,231.35 LT
continued neat page
CNP70003006576428NP70C0304051 00002 0315 030575004 2356855010%My Gp,t0002cpw 6 of 14
CONFIDENTIAL
EFTA_0013 1326
EFTA01273533

SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your /9 nandal Advisor:
Friendly account name: SCOTT STACK MAULYLE CASRIEL
Account number.
Your assets Equities . Common stock (continued)
Purchase peter
trade Number Average price Pace per share Wine on Unreented HolcIng
Hddng clete or shares per thew 91 Cost basis (1) an Liar 31 (1) Mai 31 (I) ganot loss (t) Period
Oct 5, 12 3.000 187.820 563.46 365.840 1,097.52 534.05 LT
Oct 5, 12 2.000 186.670 373.34 365.840 731.68 358.34 LT
Oct& 12 8.000 188.783 1,510.27 365.840 2,926.72 1,416.45 LT
Oct 9, 12 15.000 189.185 2,837.79 365.840 5,487.60 2649.81 LT
Oct 9, 12 2.000 189.010 378.02 365.840 731.68 353.66 LT
Oct 10. 12 3.000 187.720 563.16 365.840 1,097.52 534.36 LT
Oct 10, 12 2.000 187.670 375.34 365.840 731.68 356.34 LT
Oct 10, 12 2.000 187.995 375.99 365.840 731.68 355.69 LT
Jan 23,13 224.000 236.966 53,080.41 365.840 81,948.16 28,867.75 LT
Apr 22, 13 104.000 251.093 26,113.69 365.840 38,047.36 11,933.67 LT
Security total 372.000 235218 87,501.00 136,092.48 48,591.48
CALfORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE
EAI: 34 Current yield: 0.14% Feb 12, 14 59.200 8.030 475.39 7.610 450.51 .24.88 LT
Feb 12 14 46.800 8.033 375.95 7.610 356.15 •19.80 LT
Feb 12. 14 12.200 8034 98.02 7.610 92.84 .5.18 LT
Feb 12, 14 2.800 8.021 22.46 7.610 21.31 -1.15 LT
Feb 13, 14 44.000 8.023 353.04 7.610 334.84 -18.20 LT
Feb 13, 14 27.200 8.007 217.81 7.610 206.99 -tau LT
Feb 13, 14 13.200 7.977 105.30 7.610 100.45 -4.85 LT
Feb 13, 14 2.400 7.983 19.16 7.610 18.26 -0.93 LT
Feb 14, 14 133.600 8.310 1,110.31 7.610 1,016.70 -93.61 LT
Feb 18, 14 45.600 8366 381.49 7.610 347.02 .34.47 LT
Security total 387.000 8.163 3,158.93 2,945.07 -213.86
CATERPILLAR INC
Symbol CAT Exchange: NYSE
EAI: 43,108 Current yield: 3.50% Jul 19.13 72.000 84.718 6,099.75 8a030 5,762.16 -337.59 LT
riti20,13 121.000 83.141 10,060.15 80.030 9,683.63 3762 LT
tun 20.13 78,000 83.030 6,476.39 80.030 6242.34 -234.05 LT
lun 21. 13 204.000 82.904 16,912.44 80.030 16,326.12 LT
Jun 24, 13 111.000 81.517 9,048.46 80.030 86183.33 .- S1686513123 LT
tun 25.13 73.000 82 354 6,01186 80.030 5,842.19 -16967 LT
SONY Glit9189Ort P°9°
celP70003006576429 NP70c0304051 CO002 0315 0305750d 235685501003W Page 7 of 14
CONFIDENTIAL
EFTA_00131327
EFTA01273534

UBS
UBS Strategic Advisor Account name: GrISLAINE MAXWEU. Yourignu:1dd Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASFUEL
March 2015 Account number.
assets . Equities .
Your Common stock (continued)
Purchase pace(
Trade WM:etc Average price Pae per share Value on unrealized Halving
wiring date of shares per snare (5) Con basis (5) cm Mat 31 (I) Mar 31 (5) gain or Ices ($) penal
Jun26.13 69.000 82259 5,675.90 80.030 5,522.07 -153.83 LT
Jun27.13 141.000 82.951 11,696.12 80.030 11,284.23 -411.89 LT
Jun 27, 13 7.000 82.925 580.48 80.030 560.21 -20.27 LT
Jim 28. 13 169.000 82.774 13,988 92 80.030 13,525.07 -463.85 LT
Jul 1, 13 65.000 82.781 5,380.78 80.030 5201.95 •178.83 LT
Security Mal 1,110.000 82.821 91,931.25 88,833.30 -3,097.95
CØ GLOBAL INC COM
Symbol: COK Exchange: OTC
EAI: $204 Current yield 1.03% Aug 4, 11 48.667 18379 894.45 46.760 2,275.65 1,381.20 LT
Aug 12, 11 1.333 17.775 23.70 46.760 62.35 38.65 LT
Jan 23, 13 255.667 22.709 5,806 16 46.760 11,954.97 6,148,81 LT
Apr22. 13 118.333 24.684 2,921.03 46.760 5,533.27 2,612.24 LT
Security total 424.000 22.748 9,645.34 19,826 24 10,180.90
COLGATE PALMOUVE CO
Symbol. Cl Exchange: NYSE
EAI: $2,292 Current yield: 2.19% Aug 4,11 174.000 tl.632 7,244.05 69.340 12,065.16 4,821.11 LT
Aug 12, 11 4.000 12.450 169.80 69.340 277.36 107.56 LT
ian 23,13 910.000 54240 49,35863 69.340 63,099.40 13,740.77 LT
Apr22, 13 420.003 59.788 25,111.32 69.340 29,122.80 4,011.48 LT
Security total 1,508.000 54300 81,883.80 104,564.72 22480.92
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: $335 Current yield 0.73% Jan 28,15 500.000 90411 45,205 72 91.690 45,845 00 639.28 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 34.950 17,475.00 1,503.64 ST
Jan 30,15 250.000 29.431 7,357.75 34.950 8,737.50 1,379.75 ST
Security total 750.000 31.105 23,329.11 26,212.50 2483.39
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,312 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 56.600 10,810.60 3,883.83 LT
Aug 12, 11 5.000 35.754 178.77 56.600 283.00 104.23 LT
Jan 23.13 1,001.030 41.387 41,428 89 56.600 56,656.60 15227.71 LT
Apr 22, 13 464.000 50287 23,333.21 56.600 26,262.40 2,929.19 LT
corffinued next page
CNP7030300$576430NP7000304051 00002 0315 030575004023568550 10~yGht0002cpese 8 of 14
CONFIDENTIAL
EFTA_00 131328
EFTA01273535

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
UBS friendly account name: SCOTT STACK MAN/LYLE CASRIEL
March 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase (AO
Trade taunter Average price Price per share vane on Urredlted Halting
Wiring date or shares per share ($) Cost basis CO on Mat 31 (I) Mal 31 (I) gain or loss (t) period
Jun 17, 13 148.000 49.739 7,361.45 56.600 8,376.80 1,015.35 LT
Jun 18, 13 73.000 49.836 3,638.07 56.600 4,131 80 493.73 LT
Security total 1,882.000 44 031 82,867.16 106,521.20 23,654.04
JOHNSON & JOHNSON COM
Symbol: /NJ Exchange: NYSE
EAI: 42,985 Current yield:2.78% Aug 4, 11 123.000 62377 7,672.38 100.600 12,37380 4,701.42 LT
Aug 12, 11 3.000 63.730 191.19 100.600 301.80 110.61 LT
Jan 23,13 642.000 72.736 46,696.71 100.600 64,585.20 17,888.49 LT
Apr 22, 13 298.000 84.721 25,247.10 100.600 29,978.80 4,731.70 LT
Security total 1,066.000 74.866 79,807.38 107,239.60 27,432.22
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,461 Current yield. 3.49% Aug 4,11 95.000 84.969 8,072.06 97.440 9256.80 1,184.74 LT
Aug 12, 11 3.000 85.910 257.73 97.440 292.32 34.59 LT
Nov29, 12 8.000 86.456 691.65 97.440 779.52 87.87 LT
Jan 23,13 555000 93.053 51,644.75 97.440 54,079.20 2,434.45 LT
Apr 22.13 255.000 99318 25,326 32 97.440 24,847.20 -479.12 LT
Sep 19, 13 78.000 97.879 7,634.63 97.440 7,600.32 -34.31 LT
Sep 19, 13 22.000 97.425 2,143.36 97.440 2,143.68 0.32 LT
Sep 19, 13 2.000 97.830 195.66 97.440 194.88 .0.78 LT
Security total 1,018.000 94_269 95,966.16 99,193.92 3,227.76
INEXTERA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: 43,579 Current yield:2.96% Aug 4,11 134.000 52.960 7,096.75 104.050 13,942.70 6,845.95 LT
Aug 12, 11 3.000 52.530 157.59 104.050 312.15 154.56 LT
Jan 23.13 700.000 71.610 50,127.21 104.050 72,835.00 22,707.79 LT
Apr 22, 13 325.000 79.757 25,921.06 104.050 33,816.25 7,895.19 LT
Security total 1.162.000 7t.689 83,302.61 120.906.10 37,603.49
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 42,791 Current yield: 3.95% Feb 12, 14 148.000 88.959 13,165.96 73.000 10,804.00 -2,361.96 LT
Feb 12, 14 117.000 88.989 10,411 82 73.000 8,541 00 •1&70.82 LT
continued neat page
SDNY GM 00020709
clonoc0o05576431 Ne70o0304osi 00002 0314 030475001 Y123568450 100000 Page 9 of Id
CONFIDENTIAL
EFTA_00131329
EFTA01273536

UBS
* UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandd Advisor,
friendly account name: SCOTT STACK NIANLYLE CASRIEL
March 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase nice/
Trade hurter Average price Price per shoe Vdue on Unedited Hddrq
Hddng date of Omen per than (S) Con bath (S) on Mat 31 (a) Mat 31 (5) gain or loss (F) period
Feb 12, 14 32.000 89.002 2,848.07 73.000 2336.00 -512.07 LT
Feb 12, 14 7.000 88857 62200 73.000 511.00 -111.00 LT
Feb 13, 14 110.000 88685 9,777.41 73.000 8,030.00 •1,747.41 LT
Feb 13, 14 68.000 88.708 6,032.19 73.000 4,964.00 -1,068.19 LT
Feb 13, 14 33.000 88369 2,916.19 73.000 2,409.00 -507.19 LT
Feb 13, 14 6.000 88.421 530.53 73.000 438.00 -92.53 LT
Feb 14. 14 334.000 92.C65 30,74982 73.000 24,382 00 4,367.82 LT
Feb 18, 14 114.000 92.677 10,55523 73.000 5,322.00 -2,243.23 LT
Security total 969.030 90.422 87.61922 70,737.00 -16,882.22
PEPSICO INC
Symbol. PEP Exchange. NYSE
EAI: 13,023 Current yield: 2.74% Aug 4,11 115.000 63.979 7357.65 95.620 10,996.30 3,638.65 LT
Aug 12, 11 3.000 63.023 189.07 95.620 286.86 97.79 LT
May 16, 12 6.000 68.535 411.21 95.620 573.72 162.51 LT
Oct 24. 12 1.000 68.690 68.69 95.620 95.62 2693 LT
Oct 25, 12 2.000 68,810 137.62 95.620 191.24 53.62 LT
Oct 26, 12 1.000 68.890 68.89 95.620 95.62 26.73 LT
Oct 31.12 1.000 69.370 69.37 95.620 95.62 26.25 LT
Nov6, 12 1.000 69.370 69.37 95.620 95.62 2625 LT
Nov7,12 1.000 69.150 69.15 95.620 95.62 26.47 LT
Nov8, 12 2.000 69.090 138.18 95.620 191.24 53.06 LT
Jan 23,13 699.000 72.166 50,444.31 95.620 66,838.38 16,394.07 LT
Apr 22, 13 322.000 82.251 26,484.85 95.620 30,789.64 4,304.79 LT
Security total 1,154.000 74.097 85,508.36 110345.48 24,837.12
PROCTER & GAMBLE CO
Symbol: PG Exchange: NYSE
EAI: 42,919 Current yield: 3.14% Aug 4, 11 118.003 60.103 7,092.22 81.940 9,668.92 2,576.70 LT
Aug 12, 11 3.000 60.896 182.69 81.940 245.82 63.13 LT
Jan 23,13 619.000 69.941 43,293.73 81.940 50,720.86 7,427.13 LT
Apr 22, 13 286.000 81332 23,261.18 81.940 23,434.84 173.66 LT
Apr 24, 13 108.000 77.762 8,398.32 81.940 8,849.52 451.20 LT
Security total 1,134.000 72.512 82,228 14 92,91996 10,691.82
continued next page
CNP700030C6576432NP7000304051 00002 0315 030575004 Y123568550 logaireGm00026eyge 10 of 14
CONFIDENTIAL
EFTA_00131330
EFTA01273537

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor:
*UBS Friendly account name SCOTT STACK MANLYLE CASRJEL
March 2015 Account number. •
Your assets Equities . common stock (continued)
Purchase icor,
Trade lamtbet Average price Price per share Verue on cainuonrtelossiszreod ripdedricncgi
Hddng date of shares per shale (41 cost bads (5) cn mat 31 (51 Nat 31(1)
TRAVELERS COS NCI THE
Symbol: TRV Exchange NYSE
EAl: 42,534 Current yield: 2.03% Apr 2d, 12 20.000 63 432 1,26864 108.130 2,162 60 893.96 LT
Apr 24, 12 4.000 63 350 253.40 108.130 432.52 179.12 LT
Apr 24, 12 1.000 63.560 63.56 108.130 108.13 44.57 LT
Apr 25, 12 10.000 63 520 635 20 108.130 1,081 30 446.10 LT
Apr 25, 12 10.000 63.617 63617 108.130 1,081.30 445.13 LT
Apr 25, 12 10.003 63.659 63659 108.130 1,081 30 444.71 LT
Apr 25, 12 2.000 63.545 127.09 108.130 216.26 89.17 LT
Apr 25.12 2.000 63.645 127.29 108.130 216.26 LT
Apr 25.12 2.000 63 745 127 49 108.130 216 26 LT
Apr 26, 12 5.000 63.928 319.64 108.130 540.65 2828188.0791; LT
Apr 26, 12 2.000 63.920 127 8d 108.130 216.26 88.42 LT
Apr 26, 12 2.000 63.930 127.86 108.130 216.26 8840 LT
Apr 26, 12 1.000 63.720 63.72 108.130 1208 1. 91 3 44.41 LT
May 1, 12 15 003 64 637 S6956 108.130 1.6 5 652 39 LT
May 1, 12 6.000 64.715 388.29 108.130 648.78 260.49 LT
May 1, 12 6.000 64 975 389 85 108.130 258.93 LT
May 1, 12 2.000 64 850 129.70 108.130 6241861268 86.56 LT
May 1. 12 1.000 64.820 64.82 108.130 108.13 43.31 LT
May 2, 12 7.000 64 374 450 62 108.130 756.91 306.29 LT
May 2, 12 4.000 64.410 257.64 108.130 432.52 174.88 LT
May 2, 12 2.000 64 320 128 64 108.130 216 26 87.62 LT
May 3. 12 4.000 64.960 259.84 108.130 432.52 172.68 LT
May 3, 12 2.000 64.675 12935 108.130 216.26 LT
Maya, 12 2.000 64910 129 82 108.130 216.26 LT
Jan 23,13 629.003 77.560 48,785.62 108.130 68,013.77 19,2828686...419451 LT
Apr 22, 13 290.000 84.719 24,568 68 108.130 31,357.70 6, 789.02 LT
May 22, 13 111.000 9,302.58 108.130 1200243 2,699.85 LT
Security total 1,152.003 8783.5°373 90,469.50 124,565.76 34,096.26
continued next page
SONY GM 00020711
CHe7C00;005576433NP70:0304051 00032 0315 030579004 .23568S50 100000 Page 11 of 14
CONFIDENTIAL
EFTA_001 3 133 1
EFTA01273538

4UB UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knsndr &riser:
Friendly accotait naine: SCOTT STACK MAIILYLE CASRIEL
March 2015 Account numbe r:
Your assets Equities . com mon stock (continue)
Furcnase pote
tract IAIRber Average pnce FnceI:e, thee Vaut. on unteenzed Hoicing
NcicIng date of :haret reg thee (SI Cou bath ($1 an Ma; 31 (II mal 3i (S) gain or Ion (t) Pned
XILINXINC
Symbol: XINX Exchange: OTC
EAl, $2,230 Ciment yiaid: 2.93% Sep 7, 12 25 000 34 770 869.27 42.300 1,057 .50 188.23 LT
Sep 7, 12 5.000 34.846 174.23 42.300 211.50 37.27 LT
Sep 10, 12 37.003 34.845 1289 29 42.300 1,565.10 275.81 LT
Sep 10, 12 3.000 34 660 103 98 42.303 126.90 22.92 LT
Sep 11, 12 20.000 34.853 697.06 42.300 846.00 148.94 LT
Sep 12.12 18.000 35006 63011 42.300 761 40 131.29 LT
Sep 13, 12 21.000 34.886 732.61 42.303 888.30 155.69 LT
Sep 14, 12 19.000 35 536 675 19 42.300 803.70 128.51 LT
Sep 17, 12 7.000 35 151 24606 42.300 296.10 50.04 LT
Oct 24. 12 3.000 32.523 97.57 42.300 126.90 29.33 LT
Oct 25, 12 5.000 32.522 162 61 42.300 211.50 48.89 LT
Oct 26, 12 3.000 32.776 98.33 42.300 126.90 28.57 LT
Oct 31, 12 1.000 32.770 32.77 42.303 42.30 9.53 LT
Nov 1,12 2.000 33.360 66.72 42.300 84.60 17.88 LT
Nov 1,12 1.000 33520 3352 42.300 42.30 8.78 LT
Nov 1,12 1.000 33.530 33.53 42.300 42 30 8.77 LT
Nov2, 12 1.000 33.550 33.55 42.300 42.30 8.75 LT
Nov 5,12 1.000 33.190 33.19 42.303 42.30 9.11 LT
Nov6, 12 3.000 33.886 101.66 42.300 126 90 25.24 LT
Nov 7, 12 2.000 34.025 68.05 42.300 84.60 16.55 LT
Nov7, 12 1.000 33.910 33.91 42.300 42.30 8.39 LT
Nov8, 12 4.000 34.032 136.13 42.300 169.20 33.07 LT
Nov8,12 1.000 33.860 33.86 42.300 42.30 8.44 LT
Nov28, 12 4.000 34 312 137.25 42.303 169.20 31.95 LT
Nov28, 12 3.000 34.410 103.23 42.300 126.90 23.67 LT
Nov29, 12 15.000 34.583 518.75 42.300 634.50 115.75 LT
Nov29, 12 3.000 34.493 103.48 42.300 12690 23.42 LT
Jan 23,13 1,087.000 36.805 40,00801 42.300 45,98010 5,972.09 LT
Apr 22, 13 502.000 35691 17,917.23 42.300 21,234.60 3,317.37 LI"
Security total 1,798.003 36_246 65,171.15 76,055 40 10,884.25
continue(' next page
CNP7C009006576434 N1'700030405100002 0315 030575004.23548550 Iffligy_Gm_000215992 12 of 14
CONFIDENTIAL
EFTA_00 131332
EFTA01273539

UBS Strategic Advisor Account name: GHIELAINE MAXWELL Your Flnandal Advisor:
Friendly account name: Ir r SCOTT STACK MANHYLE CASRIEL
*UBS March 2015 Account number.
Your assets
Equities . common stock (continued)
o,Irricte Pica
Trade Number Average price Price per share Vdue on unreenzed Hoicing
dtte of shares per share (1) Cosa basisCS) an mar 31 (I) Mar 31 (I) gain or loss (5) period
Total 31,354,408.47 $1,677,128.81 $322,640.34
Total estimated annual income: 544.552
Your total assets
Percentage of Cost unroain4
Value on Mar 31 (5) your account basis EP annual inccerre (II gain or loss (S)
Cash Cash and money balances 38,595.42 2.25% 38,595.42
Equities Common stock 1.677,125.81 97.75% 1.354.488 47 44,552.00 322,640.34
Total $1,715,724.23 100.00% $1,393,083.89 $44,552.00 $322,640.34
Account activity this month
Cate Actitely Desolation Amout (I)
Dividend and interestincome
Taxable dividends Mar 10 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40
Mar 10 Dvidend JOHNSON & JOHNSON COM PAD ON 1066 746.20
Mar 16 Cividend MCDONALDS CORP PAO ON 1018 865.30
Mar 16 Dvidend NWERA ENERGY INC COM PAID ON 1162 894.74
Mar 24 Dvidend BLACK ROCK INC PAID ON 372 810.96
Mar 27 Dvidend CDC GLOBAL INC COMPND ON 424 50.88
Mar 30 Dvidend PEPSICO INC PAD ON 1154 755.87
Mar 30 Cividend TRAVELERS COS INCITHE PAID ON 1152 633.60
Total taxable dividends 35/57.95
Taxable interest Mar 6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 0.96
Total taxable interest $0.96
Total dividend and interest income 35.458.91
SONY GM 00020713
CNP70003006$76435NP7000304051 00007 CO IS 030575001•73568550100000 Page 13 of 14
CONFIDENTIAL
EFT.A_00131333
EFTA01273540

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your ABendel Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
March 2015
Account number:
Account activity this month COntinued)
Cate Activity DescoptIon Amount FS)
Money balance *divides Feb 27 Balance Forward 533.13631
Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03105115 0.96
Mar II Deposit UBS BANK USA DEPOSIT ACCOUNT I,446.60
Mar 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,760.04
Mar 25 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 810.96
Mar 30 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 50.88
Mar 3I Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47
Mar 31 Closing UBS Bank USA Deposit Account $38$9542
The UBS Bane USA Deposit Account Is your primary sweep scion
d
CNP70009006576436 NP7000304051 00002 0315 030575004 23568S50 iNftliy_Gm00020990 14 of 14
End of statement for account number.
I
CONFIDENTIAL
EFTA_00131334
EFTA01273541

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EFTA 00131335
EFTA01273542

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- Lot acre,/ traded war Ws maybe gad tung name se not g,trameed Open «den
nuren niodel a Memo Went tila we °Waned - Psi: rated anus income and writ yield I« *flan Regaling (pen Of OrderS Thai rare not
and may al reflect an actua malao enror wax. tereol secs has °yid rids* aren of enepal or teauted by the fl amer', dote open boy ad sell lop
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Tat U S aortas are reflected a the eelh E wa.,' Se ds of the esiimated moans
the nano! dot, - An ntrute of ~Iced name Needed seder Tax teritiladditg en ~ono foam UK financial
- For cenan searibes mind n non-carsormlie soe ast) dulled byesaril make valer ealte Salvias IRAs
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been maned» lartle.ale Froptetvatztzo payrem made by he ewe and manes tee income tar from you sayable as &Mintloss tut you few
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°allotted rid ae not guaanteed you TOOSe Yes ~on val amain n effect unit reeled
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-mustiness saute*, (nslidng dirscl tozWpation • *masers hold layUKfinandal Savior. Conan a now Oaten le you do Whoa erotrsh nose tar
pagan aid real etrate reeofent Ut.tal Mantel/at] aners ate urt Mk byte Pix .34 notated-en the fits wafters urom 'Cur datituliOnS. )0u maybe repotisb* fa
druclued pnoskias straw., hghiy add d faun possession or amvol rho% asset are 46pla,od en yam the paymoo of estenxtd tat you may nae pen aim den
souchted prodrot ha» no bum regxored wen the stamrem for inlanwonal ptnfoses °nap Poulian and notnas yedit34/1 and you estimated la parnems rerat
Seatmts and EnthaNth Canners:a a underand state tutus dreamed ae recniled byte isseng lion UBS Nall CO IOU to oblipatim
*WW1l am We prow» estmaed ekes la pinte ~dB SWIMS d not retponsble for this nfornaiin
naumera scants ad stinted produn Bor and does net gt.sataille es deacacy ntese assets aen01 Pdivicy
Marna cnalpuwoun only Aswasyd rot gemseed ;Wooled by SVC or ten win supplonemal SaC To Ø4n a copy ot«l one Clem Proxy Norse shoe
- She» vaueS maydifter stbsuretally from mars t any donor contact you F natal Adosor et rite out websne at
a which a «orate romance sectary« structured emu ors comeoneacadar
piettia nulue tour a sad aid do not necessnly • Iterantaa Soling and addklonalcomponsatkot
wow' the waist you rnayrtansouNch l*Wilascr, - et additim to aminissom en sars red 12b-1 lees UB$ Pert-eat Steven is not a bark The RIVA. &mss
- shed arty esimaes of via art as of a ran daft nosed in connect«, with the detrtolon of nalres Saftids ACCOVI BSA and AMA a»b eck «age accarrts
aid we stuplud lo l85 Masai Strums on a regru fiends toots duds we aula ow starale reanse end mode access to bat no seeces rel wisdom
bald by an Winn:Sent saltation Inn renrue ~in; aapenu from asubutors and« though anagenem with armed brats aid oven Ted
gOrtWalltarnw«SWISCor Smaled varen if Ninon of the mutual ends fiat we soh these patty basks and provides wens to horn red rutty
ty. are sxpled to te Fm by the bWer, general ruses are based an two different oteroorents ed poreas iskad by wolf ilated thed {tarty etveana
partner ix spews and may be °la-elated Axed en end 4nØ el saksby IRS ot a piartCuW mattal laid anyone, Hough andseceNency subsea-aesof utS
dalret htomation from that used by thtd pates to laxity to ow' dun's. and Id me sar sate of a Nandi' Sevias tic
done thee .stimod Yates printly (rum' fond lanais StVflit 11641 a TIM Ice
- You cal ratan addnena Mammon regaling the - We and at Skate and recent renweng aid Irsestmea. react andannutearoducts
~logy used to determine the minute of via ormtusprocesong km n coreadefaton for tune« Hot MC haired • No bat* gratnier May bee vain
and the dace of the hfonnaon my is he base for Mr agent sakes mat we proud* to rhentrual funds
estruse by Ødeilt pur Findal Addles Shoat km genefalir as pad *cm imenor mots is die aatA RSOLICeMx,agoreni Amens Badness Wears
rrutual lund and ae a tied doll:a-nun testa on the Acaum Bak ifIVA ntemabonal Redoes« latmagenvot
SDNY_GM_00020716
CONFIDENTIAL
EFTA 00131336
EFTA01273543

1.435 Financial Services Inc UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 April 2015
CNP70057742730415 ■ 0
GHISLANE MAXVVEU.
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GfreStANE MAXWELL
Friendly account name: In&
Account number SS
Your Nnancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Mono
Questions about your Value of your account
itatemeiY7
Call your Financial Advisor or the
RMA Resourceline at 800-11MA-1000, on March 31 (1) on April30 (4)
account 029023568
Your assets 1,715,724.23 1,712,820.67
Visitour website: Your liabilities 0.00 0.00
www.ubstomainancialservices
Value of your account $1,715,724.23 Si ,712,820.67
Soarers of your account growth
Tracking the value of your account during 2015
Value of your account
75( 5/i31151$ at year end 2014 41,721,172.36
Net deposits and
' 721 7 1,715 7 1,7•1 2.0 virithdratials -54260.77
• Weir aiveStrnen t return.
DiOdend and
interest income 413,986.86
Chance in
market value -417,997.78
Value of year account
on Apr 30. 2015 61,712,620.67
Der 2014 Ma 2015 ala 2015
SDNY GM 00020717
Mamba SIPC CNP70003005 774 2 73NP700 0 19 14 8nn00Gdoa1503057500evi 23568550 0003C0 Pogo t of 14
CONFIDENTIAL
EFTA_00 131337
EFTA01273544

UBS UBS Strategic Advisor Account name: Chin_AINI; \h al Your ig Bendel Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
April 2015 Account number.
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30 ($) your account
A Cash and money balances 38,675.25 2.26% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,674,145.42 97 74% mutual fund sweep balances See the Important
information about your statement on the last
two pageS of this statement for details about
a co those balances
E Non-traditional 000%
F Commodities 0.80 000%
G Other 0.00 000%
Total assets $1,712,820.67 100.00%
Value of your account $1,712,820.67
Eye on the markets
Percentage change
Index April 2015 Year to date
S&P 500 0.96% 1.92%
Russell 3000 0.45% 2.26%
MSC - Europe, Australia & Far East 4.16% 9.37%
Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24%
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
0,40000005274274 NP70C0191488 03032 0415 030579004 r123568SS00dalyyGm0002dpite 2 of 14
CONFIDENTIAL
EFTA_00131338
EFTA01273545

SUBS U BS Strategic Advisor Account name: GHISLAINE Your IIn andal Advisor:
Friendly account narne:ind SCOTT STACK MANLYLE CASRIEL
April 2015
Account number.
Change in the value of your account Summary of gains and losses
values reported below exclude products for which gam and losses are not classified.
April 2015 41 Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,715,724.23 $1,721,172.36
April 2015(5) Year to date ($) gains and losses (S)
Withdrawals and fees,
including investments transferred Short term 0.00 0.00 12,317.98
out -2,138.78 -4,260.77
Long term 0.00 9,032.81 307,338.97
Dividend and interest income 2,218.61 13,906.86
Total $0.00 $9,032.81 $319,656.95
Change in market value -2,983.39 -17,997.78
Cash activity summary
Closing account value $1,712,820.67 $1,712,820.67
Dividend and interest income earned See Account &Witty tha month for deals. Banes in your Sweepopt ore are indudedI n the cpenrg and
closing Mantes race. FDIC insurance acne, only to deposits at UK Bank USA, not to deposits at LOS AG,
Starriest(' Branch or bank deposits pared !Mooch the U8S Internet:and Deposit ACI04/M pogrom SIPC
protection applies to money market sweep had holdings but not bent deposits. SeaImportant int:prams:On
For outposts of this statement, tacablty of interest and &Aden° income has been determined Iron a US abovt your statement o the list two pages cic this documem forAdeptrails2. 015 (5)
tax reputing Peraective. Based upon the residence of the account holder. account tnoe, or product t)pe. Year TO date IS)
some interest andor Ovidend payments ma not be subject to United States (US) anciet Parte RiCo (PR)
Income faces. The dent monthly statement is not Intended to be used and camol be need upon for tar Opening balances $38,595.42 $6,517.57
purposes. Clients should refer to the applicale tar repotting farms they wake ban MS annual% such as
the Forms 1099 and the Fcrms 480. lot tax reporting enrormabort n Is the practice ol u85 to lilt the Addkions
applicable ten reporting foam with the US Mime' Revenue Service and PR Treasury Depattrent. and in
such forms accurately dairy dividend, denim Interest a tax exempt or tea income. Plea, consult your Dividend and interest income 2,218.61 13,906.86
Inthiclual tax prepare,.
Proceeds from investment transactions 0.00 106,909.61
April 2015 (S) Year to date (S)
Total additions $2,218.61 $120,816.47
Taxable dividends 2,217.70 13,904.36
Subtractions
Taxable interest 0.91 2.34
Professional management fees and
Total current year $2,218.61 $13,906.70 related services -2,138.78 -4,260.77
Prior year adjustment 0.00 0.16 Funds withdrawn for investments
bought 0.00 -84,398.02
Total dividend & interest $2,218.61 $13,906.86
Total subtractions 42,138.78 -$88,658.79
Net cash flow $79.83 $32,157.68
Closing balances $38,675.25 $38,675.25
SONY GM 00020719
CriP7000Xi05774275NP700319I 488 00032 0415 030575004 YI23568S50000000 Page 3 of 10
CONFIDENTIAL
EFTA_00131339
EFTA01273546

*UBS UBS Strategic Advisor Account name: • Your Ilnandal Advisor.
Friendly account name: SCOTT STACKMANLYLE CASR1EL
April 2015 Account number:
UBS Bank USA Deposit Account APY
Interest period Mar 6 - Apr 7
Opening UBS Bank USA Deposit balance Mar 6 $33,137.47
Closing UBS Bank USA Deposit balance Apr 7 $40,028.73
Number of days in interest period 33
Average daily balance $36,493.45
Interest earned $0. 91
Annual percentage yield earned 0.03%
Your investment objectives:
You have identified the Following investment objectives for this accowit If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. You can find a dui description of the altemabve
investment objectives in important information about )0(11* statementat the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Psimary - Aggressive
investment Nig bifity consideration • None selected
Your account instructions
• Your account coy bass data II' E. bsing method is FIFO, First In, First Out
CNP70003005774276 NP7000i91488 00002 04I 5 030575004 Y1235685500010 9Mymtp002fflikee 4 of 14
CONFIDENTIAL
EF1'A_00131340
EFTA01273547

UBS Strategic Advisor Account name: .i. Your Financial Advisor
SUBS
friendly account SCOTT STACK MAN LYLE CASNEL
April 2015 Account number.n ame:~
Your assets
Some pmts, income and cvnent values shown may be appiOxIirvMe. Asa its ult. gins dndlosses ma/ nal
be &wieldy reflected. See smpornmt intontabon about your statement a the end of this document to,
mote Informalon.
Cash
Cash and money balances
Cash ani money balances ma/ include avalailecah balances, UBS Bant USA cbrout account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep batanees
UBS Bank USA deposit account balances are insured by the FM vAlhn nate* limits, but are not
protected by SIPC UBS AG Stanford Branch deposit account balances are not insured by FDIC and we not
protected by SIPC Money rnatket sweep balances are protected by PPC but and not enured by the FDIC.
See the Important information about your statement at the end of this doconent for dean; about I kn.
biancm.
Opereng Wale. Cloung basset Price per sheet Average Grit:fendWe:est Drys en
Hddng on Apr 1 (12 on Apt 20 (1) on Apr 30 (1) rate period period Caps ourn ft/
UBS BANK USA CEP ACCT 38595 42 38,675.25 250.01:0.00
Equities
Common stock
Purchase piled
Trade Winter Average prke Price per shut value On unteeeized Hddng
Robing date of shares per share (1) Cost basis (S) on Apt 30(1) Apr 30(S) gin or loss (1) Period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,30995 31.560 15,780.00 2,470.05 ST
Ian 30,15 1110.003 25 532 2,55324 31.560 3,15600 602.76 ST
Security total 600.000 26 439 15,863.19 18,936 00 3.072.81
ANALOG DEVICES INC
Symbol: ADI Exchange OTC
EAL 42,802 Current yield. 2.59% Nov 16, I I 13.000 37316 485.12 61.840 803.92 318.80 LT
Nov 17, 1 1 13.003 35393 460.12 61.840 803.92 343.80 LT
Nov 18, II 35.000 35.502 1,24258 61.840 2,164 40 921.82 LT
Nov21, I I 18.000 34.371 618.68 61.840 1,113.12 494.44 LT
Nov22, 11 15.000 33 338 500 07 61.8,10 927 60 427.53 LT
Nov 23, I I 22.000 32.655 718.43 61.840 1,360.48 642.05 LT
Nov 25, I I 7.000 32.460 227.22 61.840 432.88 205.66 LT
continued next page
SDNY GM 00020721
CH117000305774277 MI003191488 03CO2 0415 030575004.735685500000W Pages of 14
CONFIDENTIAL
EFTA_00131341
EFTA01273548

UBS
(Pit UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignandd Advisor
Friendly account name: SCOTT STACK MAIILYLE CASIBEL
April 2015 Account number.
assets Equities
Your b Common stock (continued)
Purchase pow
Trade Monad Average price Pike per skate Vdue on unrealized Hauling
Heldng date of awes par thaw (3) Cost Gås (I) on Apr 300> PO 30(S) gain or lon (I) period
Nov28, II 30.000 32.951 988.55 61.840 1,855.20 866.65 LT
Nov29, 11 18.000 33472 602.51 61.840 1,113.12 510.61 LT
Nov29, 11 5.000 33.622 16811 61.840 309.20 141.09 LT
Apr 24.12 30.000 37.567 1,127.01 61.840 1.855.20 728.19 LT
Jan 23,13 1,056.000 43.209 45.628.81 61.840 65.303.04 19,674.23 LT
Apr 22, 13 489.000 42.447 20,756.68 61.840 30,239.76 9,483.08 LT
Security total 1,751.000 41.990 73,523.89 108281.84 34,757.95
AUTOMATIC DATA PROCESSNG INC
Symbc4. ADP Exchange: OTC
EAI: 42.493 Current yield: 2.32% Aug 4,11 146.000 42343 6,182.08 84.540 12342.84 6,160.76 LT
Aug 12, 11 4.000 40955 163.82 84.540 338.(6 174.34 LT
Jan 23,13 767.000 52320 40,129.93 84.540 64,842.18 24,712.25 LT
Apr 22, 13 355.000 56.870 20,189.01 84.540 30,011.70 9,822.69 LT
Security total 1,272.000 52.409 66)564.80 107,534.88 40,870.04
BAXTER INTL INC
Symbol: BAX Exchange NYSE
EAI: 43.236 arrant yield: 3.03% Jim 20.12 30.000 51.594 1,547.84 68.740 2,062.20 514.36 LT
An 20,12 17.000 51.522 875.89 68.740 1,168.58 292.69 LT
Jun21,12 29.000 52.077 1,510.25 68.740 1,993.46 483.21 LT
Jun21,12 7.000 51.500 360.50 68740 481.18 120.68 LT
Jim 21,12 5.000 52/16 261.08 68.740 343.70 82.62 LT
Jun 22.12 61.000 51.890 3,165.29 68.740 4,193.14 1,027.85 LT
Jan 23,13 768.000 66.658 51,193.80 68.740 52,792.32 1.59832 LT
Apr 22, 13 355.000 69318 24.608 00 68740 24,402.70 -205.30 LT
Sep 19, 13 74.000 72.165 5,340.28 68.740 5,086.76 -253.52 LT
Sep 19.13 6.000 71.875 431.25 68.740 412.44 -18.81 LT
Sap 19.13 3.000 71~ 215.64 68.740 206.22 -9.42 LT
Sep 20, 13 47.000 71.987 3,383.41 68740 3,230.78 -152.63 LT
Oct 3, 13 154.000 64.600 9,948.49 68.740 10,585.96 637.47 LT
Security total 1,556.003 66.094 102,841.72 106,959.44 4,117.72
BLACKACCK INC
Symbol: BLK Exchange: NYSE
EAI: 43.244 Current yield: 2.40% Oct 5,12 7.000 189.932 1,329.53 363.940 2.547 58 1218.05 LT
continued next page
CNP70009005774278 NP700019I 480 00002 On 5 0305750dt YI 23 568550 CetetlikWGM0002C@Ine 6 07 I4
CONFIDENTIAL
EFTA_00 I 31342
EFTA01273549

UBS Strategic Advisor Account name: GERMAINE MAXWELL Your Illnandal Advisor:
Friendly account name: SCOTT STACK MAAYLYLE CASRIEL
Account number.
Your assets . Equities . common stock (continued)
Purchase OW
trade Number Avertge mkt Nice pet share Valueon Urrealzed aidcIng
Hddng date of stores per Mae ($) con basis (S) on Apr 300/ Apr 30(S) on or loss (4) period
OCt 5, 12 3.000 187.820 56346 363.940 1,091.82 528.36 LT
Oct 5, 12 2.000 186.670 373.34 363.940 727.88 354.54 LT
Oct El, 12 8.000 188.783 1,510.27 363.940 2,911.52 1,401.25 LT
Oct 9, 12 15.000 189.186 2,837.79 363.940 5.459.10 2,621.31 LT
Oct 9, 12 2.000 189.010 378.02 363.940 727.88 349.86 LT
Oct 10, 12 3.000 187.720 563.16 363.940 1,091.82 528.66 LT
Oct 10, 12 2.000 187.670 375.34 363.940 727.88 352.54 LT
Oct 10, 12 2.000 187.995 375.99 363.940 727.88 351.89 LT
Jan 23,13 224.000 236.966 53,C60.41 363.940 81,522.56 28,442.15 LT
Apr 22. 13 104.000 251.093 26,113.69 363.940 37,849.76 11,736.07 LT
Security total 372.000 235218 87,501.00 135,38668 47,884.68
CALfORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE
EAI: 44 Current yield: 0.11% Feb 12. 14 59.200 8.030 475.39 9.300 550.56 75.17 LT
Feb 12. 14 46.800 8.033 375.95 9.300 435.24 59.29 LT
Fab 12. 14 12.200 8.034 98.02 9.300 113.46 15.44 LT
Feb 12. 14 2.800 8.021 22.46 9.300 26.04 3.58 LT
Feb 13, 14 44.000 8023 353.04 9.300 409.20 5616 LT
Feb 13, 14 27.200 8.007 217.81 9.300 25Z96 35.15 LT
Feb 13. 14 13.200 7.977 105.30 9.300 122.76 17.46 LT
Feb 13, 14 2.400 7.983 19.16 9.300 22.32 3.16 LT
Feb 14, 14 133.600 8310 1,110.31 9.300 1,242.48 132.17 LT
Feb 18, 14 45.600 8366 381.49 9.300 424.08 42.59 LT
Security total 387.000 8.163 3,158.93 3,599.10 440.17
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 43.108 Current yield: 3.22°4 Jun 19.13 72.000 84.718 6,099.75 86.880 625536 155.61 LT
hm 20, 13 121.000 83.141 10,060.15 86.880 10,512.48 452.33 LT
Jc8120. 13 78.003 83.030 6,47639 86.880 6,776.64 300.25 LT
Jun21.13 204.000 82.904 16,912.44 86.820 17,723.52 811.06 LT
Jun24, 13 111.000 81.517 9,048.46 86.880 9,643.68 595.22 LT
Jun 25.13 73.000 82.354 6,011.86 86.880 6342.24 330.33 LT
SONY creedbleir P°9°
CNP70003005774279 Ne7000191488 00002 0115 030575004 VI 23568550000000 Pag• 7 of 14
CONFIDENTIAL
EFTA_00131343
EFTA01273550

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilooncid Advisor,
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
April 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase price(
Trade Harter Average price Price per Owe Vdue on Unrelated Holdrg
Hddng date of (hares par snara (1) Cott Øs (S) on apr 30(1) API 30(/) gain or lost (I) defied
Jun 26, 13 69.000 82259 5,675.90 86.883 5,994.72 318.82 LT
Jun 27,13 141.000 82.951 11,69812 86.880 12,250 08 553.96 LT
Jun 27, 13 7.000 82.925 580.48 86.880 608.16 27.68 LT
An 28. 13 169.000 82.774 13,988.92 86.880 14,68172 693.80 LT
JS 1, 13 65.000 82.78! 5,380.78 86.880 5,647.20 266.42 LT
Security Mal 1,110.000 82.821 91,931.25 96,436.80 4,505.55
CDK GLOBAL INC COM
Symbol: CDC &change: OTC
EAI: 1204 Current yield 1.00% Aug 4, 11 48.667 18379 894.45 47.920 2,332.11 1,437.66 LT
Aug 12, 11 1.333 17.775 23.70 47.920 63.89 40.19 LT
Jan 23, 13 255.667 22.709 5,806 16 47.920 12,251.55 6,445.39 LT
Apr 22. 13 118.333 24.684 2,921.03 47.920 5,670.53 2,749.50 LT
Security total 424 003 22.748 9,645 34 20,318 08 10.672.74
COLGATE PALMOUVE CO
Symbol. Cl &change: NYSE
EAI: $2,292 Current yield: 2.26% Aug 4,11 174.003 41.632 7,244.05 67.280 11,706.72 4.462.67 LT
Aug 12, 11 4.000 42 450 169.80 67.280 269.12 99.32 LT
Jan 23, 13 910.000 54.240 49,35863 67.280 61,224.80 11,866.17 LT
Apr 22, 13 420.003 59.788 25,111.32 67.280 28,257.60 3,146.28 LT
Security total 1,508.000 54300 81,883.80 101,458.24 19,574.44
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: $335 Current yield 068% lan 28, I5 500.000 90.41) 45,205 72 98.950 49,475 00 4,269.28 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 37.740 18,870.00 2,898.64 ST
Ian 30, 15 250.000 29.431 7,357.75 37.740 9,435.00 2,077.25 ST
Security toti 750.000 31.105 23,329.11 28,305.00 4,975.89
GEM- MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 13,312 Current yield: 3.18% Aug 4, II 19 1. 003 36265 6,926 77 55.340 10,569.94 3,643.17 LT
Aug 12, 11 5.000 35.754 178.77 55.3.40 276.70 97.93 LT
Ian 23,13 1,001.000 41.387 41,42889 55.340 55395 34 13,966.45 LT
Apr 22, 13 464.000 50287 23,333.21 55.340 25,677.76 2344.55 LT
cortnnued next page
CNP70009005774280NP70D0191488 00002 0415 030575004 Y12356855003~Ght0002ffine If of 14
CONFIDENTIAL
EFTA_00131344
EFTA01273551

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Melinda Advisor:
*UBS friendly account name: SCOTT STACK MANf LYLE CASRIEL
April 2015 Account number.
Your assets Equities . common stock (continued)
PurChist pricer
Trade Number Average price Price per share Ydue on urrealzed Hoicing
wiring date of shares per share 01 Coo basis (0 on Apr 300/ Apr 30(5) gain ol Ions (t) mud
Jun 17, 13 148.000 49.739 7,361.45 55.340 8,190.32 828.87 LT
run 18, 13 73.000 49.836 3,638.07 55.340 4,039.82 401.75 LT
Security total 1,882.007 44.031 82,867.16 104,149.88 21252.72
JOIt4SON & JOHNSON COM
Symbol: )1,11 Exchange: NYSE
EAI: 43,198 Current yield: 3.02% Aug 4,11 123.000 62.377 7,672.38 99.200 12,201.60 4,529.22 LT
Aug 12, 11 3.000 63.730 191.19 99.200 297.60 106.41 LT
Jan 23,13 642.000 72.736 46,696.71 99.200 63,686.40 16,989.69 LT
Apr 22, 13 298.000 84.721 25,247.10 99.200 29,561.60 4,314.50 LT
Security total 1,066.000 74.866 79,807.38 105,747.20 25,939.82
MCDONALDS CORP
Symbol. MCD Exchange: NYSE
EAI: 53,461 Current yield: 3.52% Aug 4, 11 95.000 84.969 8,072.06 96.550 9,172.25 1,100.19 LT
Aug 12, 11 3.000 88910 257.23 96.550 289.65 31.92 LT
Nov29, 12 8.000 86.456 691.65 96.550 772.40 80.75 LT
Jan 23,13 555.000 93.053 51,644.75 96.550 53,585.25 1,940. 90 LT
Apr 22. 13 255.000 99318 25,326 32 96.550 24,620.25 -706.07 LT
Sep 19, 13 78.000 97.879 7,634.63 96.550 7,530.90 -103.73 LT
Sep 19, 13 22.003 97.425 2,143.36 96.550 2,124.10 -19.26 LT
Sep 19, 13 2.000 97.830 195.66 96.550 193.10 -2.56 ET
Security total 1,018.000 94269 95,966.16 98,287.90 2,321.74
MXEERA ENERGY INC COM
Symbol: NEE Exchange NYSE
(Al: $3,579 Current yield: 3.05% Aug 4, 11 134.000 52.960 7,096.75 100.930 13,524.62 6,427.87 LT
Aug 12, 11 3.000 52.530 157.59 100.930 302.79 145.20 LT
ran 23,13 700.000 71.610 50,127.21 100.930 70,651.00 20,523.79 LT
Apr 22, 13 325.000 79.757 25,921.06 100.930 32,802.25 6,881.19 LT
Security total 1,162.0® 71.689 83,302.61 117,280.66 33,978.05
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 12,791 Current yield: 3.60% Feb 12, 14 148.000 88.959 13,16596 80.100 11,854.80 .1,311.16 LT
Feb 12, 14 117.000 88.989 10,411.82 8a 100 9,371 70 .1,040.12 LT
continued neat page
SDNY GM 00020725
0070o03005774201 NP7000191488 00002 0415 030575004 Y123568550000000 Page 9 of 14
CONFIDENTIAL
EFTA_OOI 31345
EFTA01273552

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor,
Friendly account name: SCOTT STACK MANL YLE CASRIEL
April 2015 Account number:
Your assets . Equities . Common stodc (continued)
Purchase dicer
Trade Weber Average No Price per share Vdue on Unrealized Hddng
Hddng date or sheen per Mare (t) Cott bads (S) on Apr 3001 API 30(S) grin or loss (S) period
Feb 12, 14 32.000 89.002 2,848.07 80.100 2,563.20 -284.87 LT
Feb 12, 14 7.000 89857 622.00 80.100 560.70 -61.30 LT
Feb 13, 14 110.000 88.885 9,777.41 80.100 8,811.00 -966.41 LT
Feb 13. 14 68.000 88.708 6,032.19 80.100 5,446.80 •585.39 LT
Feb 13. 14 33.000 88369 2,916.19 80.100 2,643.30 -272.89 LT
Feb 13, 14 6.000 88.421 530.53 80.100 480.60 -49.93 LT
Feb Id, 14 334.000 92065 30,74982 80.100 26,753.40 -3,996.42 LT
Feb 18, 14 114.000 92.677 10,565.23 80.100 9,131.40 -1,433.83 LT
Security total 969.000 90.422 87.61922 77.616.90 -10,002.32
PEPSICO INC
Symbol: PEP Exchange. NYSE
EAI: 33,023 Current yield: 2.75% Aug 4,11 115.000 63.979 7,357.65 95.120 10,938.80 3,581.15 LT
Aug 12, 11 3.000 63.023 189.07 95.120 285.36 9629 LT
May 16, 12 6.000 68.535 411.21 95.120 570.72 159.51 LT
Oct 24. 12 1.000 68.690 68.69 95.120 95.12 2643 LT
Oct 26 12 2.000 68.810 137.62 95.120 190.24 52.62 LT
Oct 26. 12 1.000 68.890 68.89 95.120 95.12 26.23 LT
Oct 31, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT
NOV6, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT
Nov7,12 1.000 69.150 69.15 95.120 95.12 25.97 LT
Nov8, 12 2.000 69.090 138 18 95.120 190.24 52.06 LT
Jan 23,13 699.000 72.166 50,444.31 95.120 66,488.88 16,044.57 LT
Apr 22, 13 322.000 82.251 26,484.85 95.120 30,628.64 4,143,79 LT
Security total 1,154.003 74.097 85,508.36 109,768.48 24260.12
PROCTER & GAlveLE CO
Symbol: PG Exchange: NYSE
EAI: 53.007 Current yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 79.510 9382.18 2,289.96 LT
Aug 12, 11 3.000 60.896 182.69 79.510 238.53 55.84 LT
Jan 23,13 619.000 69941 43,293.73 79.510 49,216 69 5,922.96 LT
Apr 22, 13 286.000 81332 23261.18 79.510 22,739.86 -521.32 LT
Apr 24, 13 108.000 77.762 8,398.32 79.510 8,587.08 188.76 LT
Security total 1,134 003 72.512 82,228 14 90,164.34 7,936.20
continued next page
CHP7000:90043774282NP7000191488 00002 0415 030575004 Y123568550 000ilakyGptt000teris 10 of 14
CONFIDENTIAL
EFTA_0013 1346
EFTA01273553

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor:
UBS Friendly account narne:Ind SCOTT STACK MATT LYLE CASRiEL
April 2015 Account number.
Your assets Equities . Common stock (continued)
PJ10.1.4 111(ci
Trade Hunter Average price nice per share Value on time/tired Hddng
Hddng date of sham per share (9 Cost basis (t) on Apr 30(1) Apr30(9 gain or loss (t) period
TRAVELERS COS NCJTHE
Symbol: TRV Exchange NYSE
EAl: 42,811 arrent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.110 2,022.20 753.56 LT
Apr 24, 12 4.000 63350 253.40 101.110 404.44 151.04 LT
Apr 24, 12 1.000 63.560 63.56 101.110 101.11 37.55 LT
Apr 25, 12 10.000 63.520 635.20 101.110 1,011.10 375.90 LT
Apr25.12 10.000 63.617 636.17 101.110 1,011.10 374.93 LT
Apr 25, 12 10.000 63.659 636.59 101.110 1,011.10 374.51 LT
Apr 25, 12 2.000 63.545 127.09 101.110 202.22 75.13 LT
Apr25, 12 2.000 63.645 127.29 101.110 202.22 74.93 LT
Apr 25.12 2.000 63.745 127.49 101.110 202.22 74.73 LT
Apr 26, 12 5.000 63.928 319.64 101.110 505.55 185.91 LT
Apr 26, 12 2.000 63.920 127.84 101.110 202.22 74.38 LT
Apr 26, 12 2.000 63.930 127.86 101.110 202.22 74.36 LT
Apr 26, 12 1.000 63.720 63.72 101.110 101.11 37.39 LT
May 1, 12 15.000 64.637 969.56 101.110 1,51665 547.09 LT
May 1, 12 6.000 64.715 388.29 101.110 606.66 218.37 LT
May 1, 12 6.000 64.975 389.85 101.110 606.66 216.81 LT
May 1, 12 2.000 64.850 129.70 101.110 202.22 72.52 1.7
May 1, 12 1.000 64.820 64.82 101.110 101.11 36.29 LT
May2. 12 7.000 64374 450.62 101.110 707.77 257.15 LT
May 2, 12 4.000 64.410 257.64 101.110 404.44 146.83 LT
May 2, 12 2.000 64320 12864 101.110 202.22 73.58 LT
May 3, 12 4.000 64.960 259.84 101.110 404.44 144.60 LT
May 3, 12 2.000 64.675 129.35 101.110 202.22 72.87 LT
Maya, 12 2.000 64.910 12982 101.110 202 22 72.40 LT
Jan 23,13 629.000 77.560 48,785.62 101.110 63,598.19 14,812.57 LT
Apr 22.13 290.000 84.719 24,568.68 101.110 29,321.90 4,753.22 LT
May 22, 13 111.000 83.807 9,302.58 101.110 11,223.21 1,920.63 LT
Sectrity total 1,152.000 78.533 90,469.50 116,478.72 26,009.22
continued next page
SDNY GM 00020727
CHP70003005774203 Ne7000191488 C0002 0415 030575004 Y123568550000000 Page 'PI of 14
CONFIDENTIAL
EFTA_00BB47
EFTA01273554

SUBS
UBS Strategic Advisor Account name: GHI44.AINE 1\141'.<WELL Your K nancid Advisor,
Fuie ndly account naine: Incl SCOTT STACKMAIILYLE CASRIEL
April 2015 Account nu tuber:
Your assets . Equities . Common stock (commue
Purcha'e puce
Trace tairrbee Average price M'Ife per share Vaue on uruednzed Hddng
iddng date o1 shares per the, (S) Cou bâtit (S) on Apr 30(S) 4:430(1) gain or lost Pretl
XIUNX INC
Symbol: XLNX Exchange:OTC
EA1: 42,230 Curent yiekt 286% Sep 7, 12 25.000 34 770 869.27 43.360 1,084 00 214.73 LT
Sep 7, 12 5000 34846 174.23 43.360 216.80 42.57 LT
Sep 10, 12 37000 34.845 1,28929 43.360 1,604.32 315.03 LT
Sep 10, 12 3.000 34 660 103 98 43.360 130.08 26.10 LT
Sep 11.12 20.000 34.853 697.06 43.360 857.20 170.14 LT
Sep 12.12 18.000 35.006 630 1 1 43.360 780.48 150.37 LT
Sep 13, 12 27.000 34.886 732.61 43.360 91056 177.95 LT
Sep 14, 12 19.003 35 536 675 19 43360 823.84 148.65 LT
Sep 17, 12 7.000 35 151 246 06 43.360 303.52 57.46 LT
Oct 24. 12 3.000 32.523 97.57 43.360 130.08 32.51 LT
Oct 25, 12 5.000 32.522 162 61 43.360 216.80 54.19 LT
Oct 26, 12 3.000 32.776 98.33 43.360 13008 31.75 LT
Oct 31. 12 1.000 32.770 32.77 43.360 43.36 1059 LT
Nov 1, 12 2.000 33.360 66.72 43.360 86.72 20.00 LT
Nov 1,12 1.000 33.520 33.52 43.360 43.36 9.84 LT
Nov 1,12 1.000 33.530 33.53 43.360 43.36 9.83 LT
Nov 2, 12 1.000 33.550 33.55 43.360 43.36 9.81 LT
Nov 5, 12 1.000 33.190 33.19 43.360 43.36 10.17 LT
Nov6, 12 3.000 33.886 101.66 43.360 13008 28.42 LT
Nov 7, 12 2.000 34.025 68.05 43.360 86.12 18.67 LT
Nov 7, 12 1.000 33.910 33.91 43.360 43.36 9.45 LT
Nové, 12 4.000 34.032 136.13 43.360 173.44 37.31 LT
Nov8, 12 1.000 33.860 33.86 43.360 43.36 9.50 LT
Nov28, 12 4.000 34 312 137.25 43.360 173 44 36.19 LT
Nov28, 12 3.000 34.410 103.23 43.360 130.08 26.85 LT
Nov29, 12 15.003 34.583 518.75 43.360 650.40 131.65 LT
Nov29, 12 3.000 34.493 103.48 43.360 13008 26.60 LT
Jan 23,13 1,087.000 36.805 40,008.01 43.360 47.132.32 7.124.31 LT
Apr 22, 13 502.000 35691 17,917 23 43.360 21,766.72 3,849.49 LT
Security total 1.798.003 36.246 65,171.15 77,961.28 12,790.13
continue(' next page
CNP7C009305774284 NP7000191488 00032 0415 0305750041023568S500)fflyGio0002ben 12 of 14
CONFIDENTIAL
EFTA_00131348
EFTA01273555

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:Indr SCOTT STACK MANILYLE CASRIEL
*U BS April 2015 Account number.
Your assets Equities . Common stock (continued)
Nict,a 1.0(O
reumber Average price Pnce per share Vdue on unrerezed tiolcIng
of shares per share (1) con basis (11 on Apr 30(1) Apr 30 (5) can or loss (5) period
Total 31..354,468A? $1,674,145A2 $319.6%.95
Total estimated annual income: $45.130
Your total assets
Percentage d Cost &Amsted Unverified
value on ileo ?0 your account bash (11 annual incur* III On or lay. (1)
Cash Cash and money balances 38,675.25 2.26% 38,675.25
Equities Common stock 1,674,145.42 97.74% 1.354,488.47 45,130.00 319,656.95
Total $1,712,820.67 100.00% $1,393,163.72 $45.130.00 $319,656.95
Account activity this month
Date Activity Description Amara (1)
Dividend and interest 'ammo
Taxable dividends Apr I Dvidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28
Apr I Dvidend BAXTER INTL INC PAID ON 1556 809.12
Apr IS Dvidend OCCIDENTAL PETROLEUM CRP PAC:PON 969 697.68
Apr I S Dvidend CAUFORNIA RESOURCES CORP PAO ON 387 3.87
Apr 29 Dvidend EOG RESOURCES INC PAID ON 500 83.75
Total taxable dividends $2.217.70
Taxable interest Apr 8 Interest VBS BANK VSA DEPOSIT ACCOUNT AS OF 04/07/15 0.91
Total taxable interest $0.91
Total dividend and interest income 62.218.61
Date Activity Desolation Arnown (1)
Pees Apr 23 Fee Charged QUARTERLY FEE -2,138 78
Total professional management fees -32.138.78
SDNY GM 00020729
007000;00577428S Ne70c0i9i asSa 00007 0415 030575004 VI 2356855000o0c0 Page 13 of rd
CONFIDENTIAL
EFTA_00BB49
EFTA01273556

SUBS
UBS Strategic Advisor Account name: GHIStAiNE MAXWELL Your Pinanául Advisor:
Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
April 2015 Account number: •
Account activity this month
(Contrived
Pate Actmty Descrpbcn Amount (S)
Moan balance activities Mar 31 Mances forward $38.59542
Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,432.40
Apr 8 Deposit U85 BANK USA DEPOSIT ACCOUNT ASOF 04/07/15 0.91
Apr 16 Deposit LIDS BANK USA DEPOSIT ACCOUNT 701.55
Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 04/23/15 -2,138.78
Apr 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75
Apr 30 Closing MIS bank USA Depot:It Account S38,675.25
The UBS Bank USA Gepost Account IS your primary sweep OpbOn
CNF7C00900S774286NP7003191488C00320415030575004Y123568S5000~y_Gm00025ne 14 of 14
End of statement for account number.-,
CONFIDENTIAL
EFTA_0013 1350
EFTA01273557

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is a mentecol al permipal security. menoodity aid tows will carom any eeor promptly. vatic agent). Entail Meteor
edurges inascia *vas and IA* Itlanis.thk ire
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- shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect« age accounts
aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiilt made access to bat no sehces and produas
box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad
Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fiat we soh two patty basks and provides awls to Men aid «ruly
am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even,
partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1r ivande Nancy sonata es of utS
diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic
do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce
~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale
and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds
tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine
etbal hand ad ae a tied done-nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared
SDNY_GM_00020732
CONFIDENTIAL
EFTA_00 131352
EFTA01273559

UBS Financial Services Inc. UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York 17Y 10171.0002 May 2015
Cree70056715850515 o
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLAINE MAXWELL
Friendly account name: Incbv
Account number:. SS
Your Financial Advisor:
SCOTT STACKIAANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your FinanCrar Advisor or the
RMA aesourcetine at 800-RMA- 1000, On Apr430 (3) on May 29 (3)
account 029323568
Your assets 1,712,82a67 I ,731,044.46
Mt our websIte: Your liabilities 0.00 0.00
iwnyubscomilinanciabervices
Value of your account $1,712.820.67 $1,731,044.46
Sources of your account growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 41,721,172.36
1 Thousands
Net deposits and
1,771.2 1,7128 1,731 0
withdrawals -34260.77
Your 888580884 return
Dindend and
interest income 516,837.29
Change in
market value -32,704.42
Value of your account
on May 29, 2015 $1731,04446
Dec 2014 Art 2015 May 2015
SDNY GM 00020733
Member SIPC C8870001005671585 NP7080191539 00002 CS15 030575004 Y123568550000080 Page 1 of 14
CONFIDENTIAL
EFTA_00131353
EFTA01273560

SUBS
UBS Strategic Advisor Account name: Your K asocial Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
May 29 ($) your account
A Cash and money balances 41,605.68 240% Your current asset allocation • Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,689,438.78 97 60% mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
E Non-traditional ace 000%
F Commodities 0. CO 000%
G Other 0.00 000%
Total assets 11,731,044.46 100.00%
Value of your account $1,731,044.46
Eye on the markets
Percentage change
Index May 2015 year to date
S&P 500 1.29% 3.23%
Russell 3000 1.38% 3.68%
MSC I - Europe, Australia & Far East -0.40% 893%
Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00%
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
CNP 70009005671 586 NP70C0191 539 C0M 0515 030579004 K123568550 0301PitGitoomdliase 2 of 14
CONFIDENTIAL
EFTA_00131354
EFTA01273561

UBS Strategic Advisor Account name: Your Financial Advisor:
UBS Friendly account name: SCOTT STACK MAN LYLE CASRIEL
4t May 2015
Account number.
Change in the value of your account Summary of gains and losses
May2015(3) Year to date (I) Values reported below exclude products for which gans and losses are not classified.
Realized gains and losses Unrealized
Opening account value $1,712,820.67 $1,721,172.36
May 2015 ($) Year to date (I) gains and losses (4)
With&awals and fees,
including investments transferred Short term 0.00 0.00 9,809 98
cut 0 00 -4,260.77 Long tens 0.00 9,032.81 325,140.33
Dividend aid interest income 2,930.43 16,837.29
Total $0.00 $9,032.81 $334,950.31
Change in market value 15,293.36 -2,704.42
Cash activity summary
Closing account value $1,731,044.46 $1,731,044.46
Dividend and interest income earned See Account activity the month tot detals. Balances in your Sweep Options are induded in the cpenng and
closing balances value. FDIC insurance *pies only to deposits MUDS bank USA, rot to deposits at UM AG.
Starriord french or bank deposits paced through the UBS unteindiond Deposal Account program. SIPC
protection applies to money market sweep hold holdings but not bank deposits. Seeimportant intennerion
For purposes of tlis statement, teedloilty of interest and dniclend Income has been determined from a US about your stelement on the last tv,o pages a this document for atals
t s a o g m r e e i p n o te d r i e n s g t p e e n n d p e e r c l d iv v e id . e B n as d e p d a u y p m o e n n t t s h e m r a e y s i n de o n t c b e e o s f u t b h je e c a t c t c o o U un n t i t h e o d l d s e ta r, te = s c ( o U u S n ) t a t r y c pe h , o P r u p e r r o to d u R c ic t o ty ( p P e R , ) May 201511) year to date CS)
Income faces The dent months; statement is not intended to Be used and (alma be reled upon for tar Opening balances $38,675.25 $6,517.57
purposes. Clients should refer to the applkide tax reporting forms they receive Iran LABS annuity, such as
the Forms 1099 and the RarrtS 487, fa tat reporting information II iS the precut of UBS to file the Addkiorrs
appkatle lex reporting forms with the US Mterni Revenue SeM(e and PR Treasury Department, and in
such fonns accurately classify dndends ands Interest attic exerrpt or taxable income. Please consult your Dividend aid interest income 2,930 43 16,837 29
indudual tax property
Proceeds from investment transactions 0.00 106,909.61
May 2015(3) Year to date (3)
Total addrtoons $2,930.43 $123,746.90
Taxable dividends 2,929.85 16,834.21
Subtractions
Taxable interest 0.58 2.92
Professional management fees and
Total current year $2,930.43 $16,837.13 related services 0.00 -4,260.77
Prior year adjustment 0.00 0.16 Funds withdrawn for investments
bought 0.00 -84,398.02
Total dividend & interest $2,930.43 $16,837.29
Total subtractions $0.00 -$88,658.79
Net cash flow $2,930.43 $35,088.11
Closing balances $41,605.68 $41,605.68
SDNY GM 00020735
CelP7C0O9305671S97NP7003I91539 00072 0S1S 030575004 Y123S68S5000C000 Page 3 of 14
CONFIDENTIAL
EFTA_00131355
EFTA01273562

UBS UBS Strategic Advisor Account name: n • Your linandul Advisor.
Friendly account name: SCOTT STACK MAIILYIE CASRIEL
May 2015
Account number:
UBS Bank USA Deposit Account APY
Interest period Apr 8 - May 6
Opening UBS Bank USA Deposit balance Apr 8 $40,028.73
Closing UBS Bank USA Deposit balance May 6 $39,503.91
Number of days in interest period 29
Average daily balance $39,610.11
Interest earned $0. 58
Annual percentage veld earned 0.02%
Your investment objectives:
You have identified the following iroestment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your sratemenrat the end of this
document.
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Aggressive
In vestment elogibibty consideration . None selected
Your account instructions
• You account cost bass clefs iP closing method is FIFO, First In, First Out
CNP70500305671588 NF70C0I9I 539 C0M 0515030575004 Y12356.3550 COMyGro000201jair 4 of 14
CONFIDENTIAL
EFTA_00131356
EFTA01273563

T UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandel Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2015 Account number.
Your assets
Some pnces, income andCurrent vaues ShOnn may be approximate. AS 8 its O. OM and losses Ma/ not
be eCcurately reflected. See important inioseieeen et/our your statement a the end of Ins dxumeM for
more Inform on.
Cash
Cash and money balances
Casts and money balances mat InCli.de avaLkie cash balances, UBS Bant USA depO9t account balances,
UBS AG StareSord Branch deport account bdances and money market mutual lured sweep balances.
UBS Bank USA deposit account balances are insured by the WC valhn sciatic** limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit SC0unl barites an not intufed by FDIC and are not
protected by SiFC Money market sweep balances are protected by SEC but age not insured by the FDIC.
See the important information about your statement at the end of this doctrnent for details about those
balances.
Goering tglan« Clovng Wilma Price per that Average DeddencliMerest Daft in
Hddng on May I (S) on Mai 29 (I) on May 29(0 rate period period capmount (S)
UBS BANK USA UP ACCT 38,675 25 41,605.68 250.000.00
Equities
Common stock
Purchase price/
Trade !anther Average price Pnce per sheet Vdue on Unredged Hddng
Hddng date of shares pet Shalt (5) Cost basis (S) on May 29 (0 May 29 (11 gain or loss (1) period
AECOM
Symbol: ACM Exchange: NYSE fan 28, 15 500.00C) 26619 13,309.95 33.030 16,515_00 3,205.05 ST
Jan 30, 15 100 003 25 532 2,553 24 33.030 3,303 00 749.76 ST
Security total 600.000 26 439 15,863.19 19,818 00 3,954.81
ANALOG DEVICES INC
Symbol: ADI Exchange OTC
EAL $2,802 Current yield. 2.35% Nov 16, 11 13.003 37316 485.12 67.960 88348 398.36 LT
Nov 17, 11 13.003 35 393 460.12 67.960 883_48 423.36 LT
Nov la 11 35.000 35.502 1,24258 67.960 2,378 60 1,136.02 LT
Nov21, 1 1 18.003 34371 618.68 67.960 1,223.28 604.60 LT
Nov22, 11 15.000 33 338 500 07 67.960 1,019.40 519.33 LT
Nov 23, 11 22.003 32.655 718.43 67.960 1,495.12 776.69 LT
Nov 25, 11 7.000 32.460 227.22 67.960 475.72 248.50 LT
continued next page
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CONFIDENTIAL
EFTA_(()1 31357
EFTA01273564

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Voue Marini.' Advison
Priendly accota nt name: SCOTT STACK MAMLYLE CASRIEL
May 2015 Account number:
VOUE assets Equities Common stock (continuel)
Payeuse OUI
Trage hember Average pdce Price per Mue Velue on UnreMzed Hddng
Hddng dite of dures per dan (S) Cod bais (S) on May 29 (li May 29 (S) gaina lois ($) petiot'
Nov28, Il 30.000 32.951 988.55 67.960 2,038.80 1,050.25 LT
Nov29, 11 18.000 33.472 602.51 67.960 1,223.28 620.77 LT
Nov29, Il 5.000 33.622 168.11 67.960 339.80 171.69 LT
Apr 24, 12 30.000 37.567 1,127.01 67.960 2,038.80 911.79 LT
kan 23,13 1,056.000 43 209 45,628.81 67,960 71,765.76 26,136.95 LT
Apr 22, 13 489.000 42.447 20,756.68 67.960 33,232.44 12,475.76 LT
Semait/ loti 1,751.000 41.990 73,523.89 118,997.96 45,474.07
AUTOMATIC DATA PROCESSNG INC
Symtd: AD? Exchange,. OTC
(Al: 52.493 Cirent yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.510 11484.46 6,302.38 LT
Aug 12, 11 4.000 40 955 163.82 85.510 342.04 178.22 LT
Jan 23,13 767.000 52320 40,129.93 85.510 65,586.17 25,456.24 LT
Apr22, 13 355.000 56.870 20,189.01 85.510 30356.05 10,167.04 LT
Security total 1,272.003 52.409 66,664.84 108,768.72 42,103.88
BAXTER INTL INC
Symbol: BAX Exchange. NYSE
EAI: 13,236 Garent yield: 3.12% lun 20.12 30.000 51.594 1,547.84 66.610 1,998.30 450.46 LT
Jun 20,12 17.000 51.522 875.89 66.610 1,132.37 256.48 LT
Jun 21,12 29.000 52.077 1,510.25 66.610 1,931.69 421.44 LT
Jun 21,12 7.000 51.500 360.50 66.610 466.27 105.77 LT
Jun21,12 5.000 52216 261.08 66.610 333.05 71.97 LT
lie 22.12 61.000 51.890 3,165.29 66.610 4,063.21 897.92 LT
Jan 23,13 768.000 66.658 51,19180 66.610 51,156.48 -37.32 LT
Apr22, 13 355.000 69.318 24,608 00 66610 23,646.55 -961.45 LT
Sep 19, 13 74.000 72.165 5,340.28 66.610 4,929.14 -411.14 LT
Sep 19, 13 6.000 71.875 431.25 66.610 399.66 -31.59 LT
Sep 19, 13 3.000 71E80 215.64 66.610 199.83 •15.81 LT
Sep 20, 13 47.000 71.987 3,383.41 66.610 3,130.67 -252.74 LT
Oct 3, 13 154.000 64.600 9,948.49 66.610 10,257.94 309.45 LT
Security total 1,556.000 66.094 102,841.72 103,645.16 803.44
BEACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 43.244 Cirent yield: 2.38% Oct 5,12 7.000 189.932 1.329 53 365.780 2.560.46 1230.93 LT
continue(' next page
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CONFIDENTIAL
EFTA_00 131358
EFTA01273565

(SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
May 2015 Account number.
Your assets . Equities . common stock (continued)
Purchase nice
Trade Mambo Average pace Price per share value on Unrealized Plddng
HdOng date of snares per share (I) Cost bans (S) on May 2901 May 29 (1) gain or loss (0 period
Oct 5, 12 3.000 187.820 563.46 365.780 1,097.34 533.88 LT
Oct 5, 12 2.000 186670 373.34 365.780 731 56 358.22 LT
Oct 8, 12 8.000 188 783 1,51027 365.780 2,926.24 1,415.97 LT
Oct 9, 12 15.003 189.186 2,837.79 365.780 5.486.70 2.648.91 LT
Oct 9, 12 2.000 189010 378 02 365.780 731.56 35334 LT
Oct 10. 12 3.000 187.720 563.16 365.780 1,097.34 534.18 LT
Oct 10.12 2.000 187 670 375 34 365.780 731.56 356.22 LT
Oct 10, 12 2.000 187.995 375 99 365.780 731 56 355.57 LT
Jan 23,13 224.030 236966 53,080 41 365.780 81,934 72 28,854.31 LT
Apr 22, 13 I04.003 251093 26,113 69 365.780 38,041 12 11,927.43 LT
Sectsity total 372.000 235.218 87,501.00 136,070 16 48,569.16
CALIFORNIA RESOURCES CORP
Symbol- CRC Exchange: NYSE
EAI: 98 Current yield. 0.26% Feb 12, 14 59200 8030 475.39 7.850 464.72 -1067 LT
Feb 12. 14 46.803 8.033 375.95 7.850 367.38 -&57 LT
Feb 12. 14 12.200 8034 58 02 7.850 95.77 .2.25 LT
Feb 12, 14 2.800 8.021 22.46 7.850 21.98 -0.48 LT
Feb 13. 14 44.003 8023 35304 7.850 345.40 -7.64 LT
Feb 13, 14 27.200 8.007 217.81 7.850 213.52 -4.29 LT
Feb 13, 14 13.203 7.977 105.30 7.850 103.62 -1.68 LT
Feb 13. 14 2.400 7 983 19.16 7.850 18 84 •0.32 LT
Feb 14, 14 133.600 8_310 1,110.31 7.850 1,048.76 -61.55 LT
Feb 18.14 45.600 8 366 381 49 7.850 357 96 •23.53 LT
Security total 387.000 8.163 3,158 93 3,037.95 •120.98
CATERPILLAR INC
Symbol. CAT Exchange. NYSE
EAI: 13,108 CLorent yield- 3.28% Jun 19.13 72.003 84 718 6,099 75 85.320 6,143 04 43.29 LT
An 20, 13 121.000 83.141 10,060.15 85.320 10,323.72 263.57 LT
.1‘41 20, 13 78.003 83030 6,47639 85.320 6,654.96 178.57 LT
Jun 21.13 204.000 82.504 16,91244 85.320 17,405 28 492.84 LT
Jun 24, 13 111.000 81.517 9,04846 85.320 9,470.52 422.06 LT
Jun 25.13 73.000 82 154 6,01186 85.320 6.228.36 216.50 LT
SONY Ga°6661ffitd Peg*
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CONFIDENTIAL
EFTA_00131359
EFTA01273566

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 14mincial Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
May 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase pow
Trade Mater Average PIkt Price per share Value on unrealized racing
Haring date of shares per dime (S) Cost basis (I) on May 29(S) May 29 (S) gain at loss ($) peered
Jun 26.13 69.000 82259 5,675.90 85.320 5,887.08 211.18 LT
Jun 27, 13 141.000 82.951 11,696.12 85.320 12,030.12 334.00 LT
Jun 27, 13 7.000 82.925 580.48 85.320 597.24 16.76 LT
An 28.13 169.000 82.774 13,988.92 85.320 14,419.08 430.16 LT
lui 1, 13 65.000 82.781 5,380.78 85.320 5,545.80 165.02 LT
Security total 1,110.000 82/321 91,931.25 94,705.20 2,773.95
COK GLOBAL INC COM
Symbol: COK Eichange: OTC
EAI: 4204 Current yield asins Aug 4,11 48.667 18379 894.45 53.290 2,593.45 1,699.00 LT
Aug 12, 11 1.333 17.775 23.70 53.290 71.05 47.35 LT
Jan 23,13 255.667 22.709 5,806 16 53.250 13,624.48 7,81832 LT
Apr 22. 13 118333 24.684 2,921.03 53.290 6,305.98 3,384.95 LT
Security total 424 000 22.748 9,645.34 22,594.96 12,949.62
COLGATE PALMOLIVE CO
Symbol. Cl Exchange: NYSE
EAI: 32,292 Current yield: 2.28% Aug 4,11 17480r/ 41.632 7,244.05 66.790 11,621.46 4,377.41 LT
Aug 12, 11 4.000 42.450 169.80 66.790 267.16 97.36 LT
Jan 23,13 910.000 54.240 49,358.63 66.790 60,778.90 11,420.27 LT
Apr 22, 13 420.000 59.788 25,111.32 66.790 28,051.80 2,940.48 IT
Security total 1,508.000 54300 81,883.80 100,719.32 18,835.52
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 4335 Current yield 0.76% Ian 28,15 500.000 90.411 45,205 72 88.690 44,345 00 -860.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, 500.000 31.942 15,971.36 40.060 20,030.00 0%64 ST
Jan 30,15 250.000 29 431 7,357.75 40.060 10,015.00 2,657.25 ST
Security total 750.000 31.105 23,329.11 30,045.00 6,715.89
GEM- MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 43,312 Current yield: 3.13% Aug 4,11 191.000 36265 6,926.77 56.150 10,724.65 3,797.88 LT
Aug 12, 11 5.000 35.754 178.77 56.150 280.75 101.98 LT
Jan 23,13 1,001.000 41.387 41,428 89 56.150 56206 I 5 14,777.26 LT
Apr 22, 13 464.000 50287 23,333.21 56.150 26,053.60 2,720.39 LT
continued next page
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CONFIDENTIAL
EFTA_00131360
EFTA01273567

sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor:
Friendly account name: SCOTT STACK MAN/LYLE CASRIEL
May 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase price
TIJO Write. Average price Plitt per share value on Unrealized HOking
Irddng dal., of sham per shame (S) Cost bads ($) on May29(11 May NW gain or loss (S) period
JIM 17,13 148.000 49739 7,361.45 56.150 8,310.20 948.75 LT
lun 18, 13 73.000 49.836 3,638.07 56.150 4,098.95 460.88 LT
Security total 1,882.000 44.031 82,867.16 105,674.30 22,807.14
JOHNSON & JOHNSON COM
Symbol: JN.1 Exchange: NYSE
EAl: 43,198 Current yield: 3.0CP/0 Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT
Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT
lan 23,13 642.000 72.736 46,696.71 100.140 64,289.88 17,593.17 LT
Apr 22, 13 298.000 84.721 25247.10 100.140 29,841.72 4,594.62 LT
Security total 1,066.000 74.866 79,807.38 106,749.24 26,941.86
MCDONALDS CORP
Symbol MCD Exchange: NYSE
EAI: $3,461 Current yield. 3.54% Aug 4, I 1 95.000 84.969 8,072.06 95.930 9,113.35 1,041.29 LT
Aug 12, 11 3.000 85.910 257.73 95.930 287.79 30.06 LT
Nov29, 12 8.000 86.456 691.65 95.930 767.44 75.79 LT
Jan 23,13 555.000 93.053 51,644.75 95.930 93,241.I 5 1,596.40 LT
Apr 22. 13 255.000 99318 25,326 32 95.930 24.46215 -864.17 LT
Sep 19, 13 78.000 97.879 7,634.63 95.930 7,482.54 -152.09 LT
Sep 19, 13 22.003 97.425 2,143.36 95.930 2,110.46 -32.90 LT
Sep 19, 13 2.000 97.830 195.66 95.930 191.86 -3.80 LT
Security total 1,018.000 94269 95,966.16 97,656.74 1,690.58
NEXTERA ENERGY RC COM
Symbol: NEE Exchange NYSE
EAI: $3,579 Current yield:3.01% Aug 4,11 134.000 52.960 7,096.75 102.340 13,713.56 6,616.81 LT
Aug 12, 11 3.000 52.530 157.59 102.340 307.02 149.43 LT
Ian 23,13 700.000 71.610 50,127.21 102.340 71,638.00 21,510.79 LT
Apr 22.13 325.000 79.757 25,921.06 102.340 33,260.50 7,339.44 LT
Security total 1.162.000 71.689 83,302.61 118,919.08 35,616.47
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 12,907 Current yield: 3.84% Feb 12, 14 148.000 88.959 13,16596 78.190 11,572.12 -1,593.84 LT
Feb 12, 14 117.000 88.989 10,411.82 78.190 9,148.23 •1.263.59 LT
continued neat page
SONY GM 00020741
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CONFIDENTIAL
EFTA_00131361
EFTA01273568

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Kaancid Advisor:
friendly account name: SCOTT STACK MANYLYLE CASRIEL
May 2015 Account number.
YOLK assets b Equities . Common stock (Continued)
Purchase pace
Trade Molter Average Oa Price per share Value on Uniealized Hddng
Hdring date of charm per share (5) Cost basis (S) on May 29(1) May 29 (1) gain or loss (S) period
Feb 12, 14 32.000 89.002 2,848.07 78190 2,502.08 -345.99 LT
Feb 12, 14 7.000 88857 62200 78.190 547.33 -74.67 LT
Feb 13, 14 110.000 88885 9,777.41 78.190 8,600.90 • 1,176.51 LT
Feb 13. 14 68.000 88.708 6,032.19 78.190 5316.92 -715.27 LT
Feb 13, 14 33.000 88369 2,916.19 78.190 2,580.27 .335.92 LT
Feb 13, 14 6.000 88.421 530.53 78.190 469.14 -61.39 LT
Feb 14, 14 334.000 92.C65 30,74982 78.190 26,115.46 -4,634.36 LT
Feb IS, 14 114.000 92.677 10,555.23 78.190 5,913.66 -1,651.57 LT
Security total 969.000 90422 87.619.22 75266.11 -11,853.11
PEPSICO INC
Symbol. PEP Exchange. NYSE
EAI: 33.243 Current yield:2.91% Aug 4,11 115.000 63.979 7,357.65 96.430 11,089.45 3,731.80 LT
Aug 12, 11 3.000 63.023 189.07 95.430 289.29 100.22 LT
May 16, 12 6.000 68.535 411.21 96.430 578.58 167.37 LT
Oct 24, 12 1.000 68.690 68.69 96.430 96.43 27.74 LT
Oct 25. 12 2.000 68810 137.62 96.430 192.86 55.24 LT
Oct 26. 12 1.000 68.890 68.89 96.430 96.43 27.54 LT
Oct 31. 12 1.000 69.370 69.37 96.430 96.43 27.06 LT
Nov6, 12 1.000 69.370 69.37 96.430 96.43 27.06 LT
Nov7,12 1.000 69.150 69.15 96.430 96.43 27.28 LT
Nov8, 12 2.000 69.090 138 18 96.430 192.86 54.68 LT
Jan 23,13 699.000 72.166 50,444.31 96430 67,404.57 16,960.26 LT
Apr 22, 13 322.000 82.251 26,484.85 96.430 31,050.46 4,565.61 LT
Security total 1,154.000 74.097 85,50836 111,280.22 25,771.86
PROCTER &GAM3LE CO
Symbol: PG Exhange: NYSE
EAI: 13.007 Current yield: 3.38% Aug 4, 11 118.000 60.103 7,092.22 78.393 9,250.02 2,157.80 LT
Aug 12, 11 3.000 60.896 182.69 78390 235.17 52.48 LT
Jan 23,13 619.000 69941 43,293.73 78.393 48,523 41 5229.68 LT
Apr 22, 13 286.000 81332 23,261.18 78.390 22,419.54 -841.64 LT
Apr 24, 13 108.000 77.762 8,39832 78.390 8,466.12 67.80 LT
Security total 1,134 000 72.512 82,228 14 88,894.26 6,66612
continued next page
CNP700030056715 94 NP7000191539 00002 0615 030575004 VI 2356855003~yGitgootam 10 of 14
CONFIDENTIAL
EFTA 00131362
EFTA01273569

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS Friendly account name:Ind SCOTT STACK MANI LY LE CASRIEL
May 2015 Account number:
Your assets Equities . Common stock (continued)
Purchase price
Fainter Average price Price per share Whir on Unedited HolcIng
Hci Ong of shares per sham (S) Con basis (SI on May 290) KW 29(1) On or loss (t) period
TRAVELERS COS NOTHE
Symbol: TRV Exchange: NYSE
EAI: 42,811 °Arent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.120 2,022.40 753.76 LT
Apr 24,12 4.000 63350 253.40 101.120 404.48 151.03 LT
Apr 24,12 1.000 63.560 63.56 101.120 101.12 37.56 LT
Apr 25,12 10.000 63.520 635.20 101.120 1,011.20 376.00 LT
Apr25.12 10.000 63.617 636.17 101.120 1,011.20 375.03 LT
Apr 25, 12 10.000 63.659 636.59 101.120 1,011.20 374.61 LT
Apr 25, 12 2.000 63.545 127.09 101.120 202.24 75.15 LT
Apr25, 12 2.000 63.645 127.29 101.120 202.24 74.95 LT
Apr 25.12 2.000 63.745 127.49 101.120 202.24 71.75 LT
Apr 26,12 5.000 63.928 319.64 101.120 505.60 185.96 LT
Apr 26,12 2.000 63.920 127.8d 101.120 202.24 74,40 LT
Apr 26,12 2.000 63.930 127.86 101.120 202.24 74.38 LT
Apr 26, 12 1.000 63120 63.72 101.120 101.12 37.40 LT
May 1, 12 15.000 64.637 969.56 101,120 1,516.80 547.24 LT
May 1, 12 6.000 64.715 388.29 101.120 606.72 218.43 LT
May 1, 12 6.000 64.975 389.85 101.120 606.72 216.87 LT
May 1, 12 2.000 64.850 129.70 101.120 202.24 72.54 LT
May 1, 12 1.000 64.820 64.82 101.120 101.12 36.30 LT
May2, 12 7.000 64.374 450.62 101.120 707.84 257.22 LT
May 2, 12 4.000 64.410 257.64 101.120 404.48 146.84 LT
May 2, 12 2.000 64.320 128.64 101.120 202.24 73.60 LT
May 3, 12 4.000 64.960 259.84 101.120 404.48 144.64 LT
May 3, 12 2.000 64.675 129.35 101.120 202.24 72.89 LT
Maya, 12 2.000 64910 129.82 101,120 202.24 72.42 LT
Jan 23,13 629.000 77.560 48,785.62 101.120 63,604.48 14,818.86 LT
Apr 22.13 290.000 84.719 24,568.68 101.120 29,324.80 4,756.12 LT
May 22, 13 111.000 83.807 9,302.58 101.120 11,224.32 1,921.74 LT
Sectrily total 1,152.000 78.533 90,469.50 116,490.24 26,020.74
continued next page
SONY GM 00020743
0.1170001005671595 NP7000191539 00002 C515 030575004 Y123568550000000 ►age 11 of 14
CONFIDENTIAL
EFTA_GD131363
EFTA01273570

S UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your FinendS Advisor,
Fuie nclly account nane:Ind SCOTT STACK MANL YLE CASRIEL
May 201R,
Account number
Your assets Equities Common
stock (continuel)
Purcnme pneu
matte Average pnce Pnce per 'nue VAN on uruedned HchIng
rotons, date of shares N. the., (SI Cou bath (SI cri May 29(S) May 29 (1) gin or lost (S) priori
»LINXINC
Symbol: XLNX Exchange:OTC
GAI: 12,230 Curent yield: 2.62% Sep 7, 12 25.000 34 770 869.27 47.420 7,185 50 316.23 LT
Sep 7, 12 5.000 34.846 174.23 47.420 237.10 62.87 LT
Sep 10, 12 37.000 34.845 1 289 29 47.420 1,754.54 465.25 LT
Sep 10, 12 3.000 34 660 103 98 47.420 142.26 38.28 LT
Sep 11, 12 20.000 34.853 697.06 47.420 948.40 251.34 LT
Sep 12.12 18.003 35.006 630 I l 47 420 853 56 223.45 LT
Sep 13, 12 21.003 34.886 732.61 47.420 995.82 263.21 LT
Sep 14, 12 19.003 35 536 675 19 47.420 900.98 225.79 LT
Sep 17, 12 7.000 35 151 246 06 47.420 331 94 85.88 LT
Oct 24. 12 3.000 32.523 97.57 47.420 142.26 44.69 LT
Oct 25, 12 5.000 32.522 162 61 47.420 237.10 74.49 LT
Oct 26, 12 3.000 32.776 98.33 47.420 142.26 43.93 LT
Oct 31. 12 1.000 32.770 32.77 47.420 47.42 14.65 LT
Nov 1, 12 2.000 33.360 66.72 47.420 94.84 28.12 LT
Nov 1,12 1.000 33.520 33.52 47.420 47.42 13.90 LT
Nov 1, 12 1.000 33.530 33.53 47.420 47.42 13.89 LT
Nov2, 72 1.000 33.550 33.55 47.420 47.42 13.87 LT
Nov 5,12 1.000 33.190 33.19 47.420 47.42 14.23 LT
Nov6,12 3.000 33.886 101 66 47.420 142 26 40.60 LT
Nov 7, 12 2.000 34.025 68.05 47.420 94.84 26.79 LT
Nov7, 12 1.000 33.910 33.91 47.420 47.42 13.51 LT
Nov8,12 4.000 34.032 136.13 47.420 189.68 53.55 LT
Nov8,12 1.000 33.860 33.86 47.420 47.42 13.56 LT
Nov28. 12 4.000 34 312 137.25 47.420 189.68 52.43 LT
Nov28, 12 3.000 34.410 103.23 47.420 142.26 39.03 LT
Nov29, 12 15.003 34.583 518.75 47.420 711.30 192.55 LT
Nov29, 12 3.000 34.493 103.48 47.420 142.26 38.78 LT
Jan 23,13 1,087.000 36.805 40,008.01 47.420 51.545.54 11,537.53 LT
Apr 22.13 502.000 35691 17,917.23 47.420 23,804.84 5,887.61 Ur
Secttity lote 1,798.003 36.246 65,171.15 85261.16 20,090.01
contoued Oext page
CHP7ODC0305671596 NP7000191 539 1:0092 0515 030575004 V123568550 ODIEMyGm000215tmig 12 of 14
CONFIDENTIAL
EFTA_00131364
EFTA01273571

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
$UBS Friendly account name:Indr SCOTT STACK MANLYLE CASRIEL
May 2015 Account number.
Your assets Equities . Common stock Contmu?di
rglthate PriCd
Hunter Average pace Price per share Vdue on unrealzed tiokIng
of shares per snare (I) Coo basis ($1 cn May 29 (1) may 29 (1) on a loss (S) period
Total $1354,48847 $1,689,438.78 8334,95031
Total estimated annual income: $45,470
Your total assets
Portents). d Cost evirnated untosized
Value on May 29 (S) your account bass annual intone (11 clamor loss (0
Cash Cash and money balances 41,605.6$ 240% 41,605.68
Equities Common stock 1,689,438.78 97.60% 1354.488.47 45,470.00 334,950.31
Total $1,737,044.46 100.00% $1,396,094.15 845.470.00 $334,950.31
Account activity this month
Date Actitsty Descry:Mon Amami (1)
Dividend and interest iecome
Taxable dividends May I Dividend GENL MILLS INC PAID ON 1882 828.08
May IS Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04
May 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73
May 20 Dividend CATERPILLAR INC PAO ON 1110 777.00
Total taxable dividends 02.929.85
Taxable intefe:,:z May 7 Interest L/B5 BANK USA DEPOSIT ACCOUNT AS OF 090915 0.58
Total taxable interest 50.58
Total dividend and interest income $2.93043
Date Activity DeSCripben Amount (S)
Money balance activities Apr 30 Balance forward S38.675.25
May 4 Deposit LIBS BANK USA DEPOSIT ACCOUNT 82808
May 7 DepOSit 1.1B5 BANK USA DEPOSIT ACCOUNT AS OF 05106115 0.58
May 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1324.77
May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00
May 29 Closing UBS Bank USA Deposit Account $41,605.68
The UBS Bank USA Cepout Account is your primary sweep colon
SDNY GM 00020745
CNP70309305671597 NP7000191539 C0002 0515 030575004123568550 000300 Page 13 of 14
CONFIDENTIAL
EFTA_00131365
EFTA01273572

$UBS
Your notes
CONFIDENTIAL
EFTA_00131366
EFTA01273573

Important information about your statement
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SDNY_GM_00020747
CONFIDENTIAL
EFTA_00131367
EFTA01273574

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SDNY_GM_0O020748
CONFIDENTIAL
EFTA 00131368
EFTA01273575

SUBS U85 Fnancial Senecas Inc UBS Strategic Advisor
299 Park Avenue
25th Floor
New York NY 10171.0002 June 2015
Cm-7006565309061 5>c12356E l o
GHISLAINE MAXVVEU.
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLAINE MAXWELL
Friendly account name: Indre
Account number:. SS
Your Financial Advisor:
SCO11 STACKMANWLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finarch3 Advisor or the
RMA Resourceline at 800-RMA- 1000, On May 29 (5) On lune 30 (5)
account 029323568
Your assets 1,731,04446 I ,694,388.11
4sIt our websIte: Your liabilities 0.00 0.00
snrew.ub5comilinancialservices
Value of your account $1,731,044.46 $1,694,368.11
Sources of your account growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 41,721,172.36
S Thousands
Net deposits and
1.771 2 1:731,0 1694.4
withdravals 44260.77
• • • Your nvestmcnt return.
Dividend and
interest income 423,033.44
Chance in
market vain -145,553.92
Value of your moan
on 31n 30, 2015 $1,694.300.11
Dec 2014 May 2015 bin 2015
SDNY GM 00020749
PA•mbar SIPC 0070003006556309 m7000304216 00002 C615 030575004 Y123568550111011 Page 1 of 14
CONFIDENTIAL
EFTA_00I31369
EFTA01273576

SUBS
UBS Strategic Advisor Account name: ILL YourAminciul Advisor:
Friendly account name: SCOTT STACK MANLYLE CASREL
June 2015 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
June 30181 your account
• Cash and money balances may include
A Cash and money balances 47,798.83 2.82% Your current asset allocation
available cash balances. UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch
deposit account balances and money market
C Equities 1,646,589.28 97.18% mutual fund sweep balances See the imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets $1,694,388.11 100.00%
Value of your account $1,694,388.11
Eye on the markets
Percentage change
Index lune 2015 Year to date
S&P 500 -1.94% 1.23%
Russell 3000 -1.67% 1.94%
MSC I - Europe, Australia & Far East -2.80% 5.88%
BarclaysCapital U.S. Aggregate Bond Index -1.09% -G10%
Interest rates on June 30, 2015
3-month Treasury bills: 0.02%
One-month LIBOR: 0.19%
O1P700C9006566310 NP7003304218 C0M 0615 030579:16t VI 23568550 IlgrAyGm0002dmeti 2 of 14
CONFIDENTIAL
EFTA_00131370
EFTA01273577

SUBS UBS Strategic Advisor Account name: Your Maandal Advisor:
Friendly account name: '1 Or SCOTT STACK MArlivii CASRIEL
June 2015
Account number.
Change in the value of your account Summary of gains and losses
vanes reported below exclude products for which wens and losses are not classified.
June 2015(S) Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,731,044.46 $1,721,172.36
June 2015 (1) Year to date ($) gains and losses (S)
Withdrawals and fees,
including investments transferred Short term 0.00 0.00 70,222.48
out 0 00 4,260.77
Long term 0.00 9,032.81 281,878.30
Dividend and interest income 6,193 15 23,030.44
Total $0.00 $9,032.81 $292,100.78
Change in market value -42,849.50 -45,553.92
Closing account value $1,694,388.11 $1,594,388.11 Cash activity summary
Dividend and interest income earned See Account activity this month to, deta Is. Seances in your Sweep OPtl Cm are included in the nutmeg and
closing balances wise. FDIC Insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stamford French or bank deposits placed through the UBS Interne/one Depizsit Account peogram SIPC
protection applies to money market sweep fund holdings but not bane deposits. St* important iniormaobn
For outposts of this statement, terabity of Inkiest and cleldtnd Income has been determined ficen a US about your statement on the last two pages cly this document for decals.
t s e o r m r e e r in e t a e d r i e n S g t P a e n rs d P e r r c t d iv v e ld . e B n as d e O d a u Y p m o e n M t s h e m r a e y s i n de o n t c b e e o s f u t b he le m t t o o w U n n ' i t h e o d k S le ta t t e a s c c (U o S u ) n t a t r y d p o e r , o P r u p e r r o to d u R c IC t O ta (P pe R , ) June 2015111 Year to date IS)
Income tares. The dent monthly placement is not Intended to be used and tamot be reied upon for tar Opening balances $41,605.68 $6,517.57
purposes. Clients should tete; to the wattle tar reporting kerns they remise from UBS annuals,. sub as
the Fermi 1099 and the Fan 480, fOr tar reporting Woolson n is the practice Of U85 to file the Additions
applicatie tee 'tending fours with the U5 Werra' Revenue Service and PR Treasury Deoanment and in
such forms accurately classify Unclench ardor Interest aster tempt or tenable Imam. Please consult your Dividend and interest income 6,193.15 23,030.44
Induiclual to prepare,.
Proceeds from investment transactions 0.00 106,909.61
June 201 5(1) rear to date (S)
Total additions $6,193.15 $129,940.05
Taxable dividends 6,192.57 23,026.78
Subtractions
Taxable interest 0.58 3.50
Professional management fees and
Total current year $6,193.15 $23,030.28 related services 0.00 -4,260.77
Prior year adjustment 0.00 0.16 Funds withdrawn for investments
bought 0.00 -84,398.02
Total dividend & interest $6,193.15 $23,030.44
Total subtractions $0.00 -$88,658.79
Net cash flow $6,193.15 $41,281.26
Closing balances $47,798.83 $47,798.83
SONY GM 00020751
C eiP703093055663I 1 NP7003304218 COCO? 0615 030575004 Y123568550 11 1011 Page 3 of Id
CONFIDENTIAL
EFTA_00131371
EFTA01273578

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mounds! Advisor:
Friendly account name: SCOTT STACK MAMLVLE CASRIEL
lure 2015 Account number.
UBS Bank USA Deposit Account APY
Interest Period May 7 - Jun 4
Opening UBS Bank USA Deposit balance May 7 $39,503.91
Closing UBS Bank USA Deposit balance tun 4 $42,163.64
Number of days in interest period 29
Average daily balance $40,747.30
Interest earned $0. 58
Annual percentage yield earned 002%
Your investment objectives:
You have identified the following investment objectives fa this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in impogant information about your sratemenrat the end of this
document
Your return objective:
Current intone £capital appreciation
Your risk profile:
Primary Aggressive
investment eligibility consideration Flute selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
O470309006566312 N1,7060304218 00602 6615 030575004 Y123568550 I I 151,,jy_Gpo_000201)sr 4 of 14
CONFIDENTIAL
EFTA 00131372
EFTA01273579

T UBS Strategic Advisor Account name: Your Financial Advisor:
Friendly account name:mii :ME SCOTT STACK LIAN LY LE CAMEL
June 2015 Account number.
Your assets
Sane prices, income and current values Sheen) May teapprOxiirVile. AS a HS tell. darts did lOsses may nol
be accurately reflected. Set Hiportant infantabOn atiout your statement a the end of the document fOr
more information.
Cash
Cash and money balances
Cash and money balances may include. avatar& cash balances, UBS Bank. USA r: post account balances,
UBS AG Stamford Branch ctpout account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vat hn applicable limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and re not
protected by 9PC Money market sweep balances are protected by SSC but re not insured by the FDIC.
See the important information about MO statement at the end of this document for details about those
balances.
Goering bdance Closing Warta Price per share /Hetage Dindencl Interest Dais en
Hddng on fun 1 (14 co tun 30 (1) on Jun 30 (1) rate ponied period C/p urrounl (1)
IRS BANK USA CEP ACCT 41,605.68 47,7%.83 250.00000
Equities
Common stock
Purchase piste/
Track lkinter Average price Price per share Value on uniettlied Hold%)
Hddng date of shares per share (11 Cost basis (1) an tun 30(11 Ain 30(1) On or loss (1) period
AECOM
Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 33.080 16,540.00 3230.05 51
Jan 30, 15 100 .000 25.532 2,553 24 33.080 3,30800 754.76 ST
Security total 600.000 26439 15,863.19 19,848 00 3,984.81
ANALOG DEVICES RC
Symbol: AD1 Exchange OTC
EAL 42,802 Osrent yield. 2.49% Nov 16. 1 1 13.000 37316 485.12 64.185 834.40 349.28 LT
Nov 17, I I 13.000 35 393 460.12 64.185 838 40 374.28 LT
Nov I8, 11 35.000 35.502 1,242 58 64.185 2,24647 1,003.89 LT
Nov21, II 18.000 34271 618.68 6,1.185 1,155.33 536.65 LT
Nov22, 11 15.000 33 338 500 07 64.185 96277 462.70 LT
Nov 23, I I 22.003 32.655 718.43 64.185 1,41207 693.64 LT
Nov25, I I 7.000 32460 227.22 64.185 449.29 222.07 LT
continued next page
SDNY GM 00020753
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CONFIDENTIAL
EFTA_ D0131373
EFTA01273580

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K modal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
lune 2015 Account number.
YOUf assets Equities . Common stock (continued)
Purchase paw
Trade Wring Average price Price per share VsNeon drireatized licking
HchIng date of sheen per share (I) Cott Gds (1) co fun 30(0 fun 30($) gain of loss (0 period
Nov28, It 30.000 32.951 988.55 64.185 1,925.55 937.00 LT
Nov29, 11 18.000 33472 602.51 64.185 1,15833 552.82 LT
Nov29, 11 5.000 33.622 16811 64.185 320.92 152.81 LT
Apr 24, 12 30.000 37.567 1,127.01 64.185 1,925.55 798.54 LT
lan 23,13 1,056.000 43209 45,628.81 64.185 67,77936 22,150.55 LT
Apr 22, 13 489.000 42.447 20,756.68 64.185 31,386.46 10,629.78 LT
Security total 1,751.000 41.990 73,523.89 112,387.93 38,864.01
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange: OTC
EAI: 42,493 Current yield: 2.44% Aug 4,11 146.000 42343 6,182.08 80.230 11,713.58 5531.50 LT
Aug 12, 11 4.000 40 955 163.82 80.230 320.92 157.10 LT
Jan 23,13 767.000 52320 40,129.93 80.230 61,536.41 21,406.48 LT
Apr 22, 13 355.000 56.870 20,189.01 80.230 28,481.65 8,292.64 LT
Security total 1,272.000 52.409 66,664.84 102,052.56 35,387.72
BAXTER INTL INC
Symbol. BAX Exchange: NYSE
EAI: 43,236 Current yield: 2.97% lun 20, 12 30.000 51.594 1,547.84 69.930 2,097.90 550.06 LT
Jun 20, 12 17.000 51.522 875.89 69.930 1,189.81 312.92 LT
Jun 21,12 29.000 52.077 1,510.25 69.930 2,027.97 517.72 LT
Jun21,12 7.000 51.500 360.50 69.930 489.51 129.01 LT
Jun21,12 5.000 52216 261.08 69.930 349.65 8887 LT
Jun 22.12 61.000 51.890 3,165.29 69.930 4,265.73 1,100.44 LT
Jan 23,13 768.000 66.658 51,19180 69.930 53,706.24 2,512.44 LT
Apr 22, 13 355.000 69.318 24,608.00 69.930 24,825.15 217.15 LT
Sep 19, 13 74.000 72.165 5,340.28 69.930 5,174.82 •165.46 LT
Sep 19, 13 6.000 71.875 431.25 69.930 419.58 -11.67 LT
Sep 19, 13 3.000 71880 215.64 69.930 20979 -5.85 LT
Sep 20, 13 47.000 71.987 3,383.41 69.930 3,286.71 -9670 LT
Oct 3, 13 154.000 64.600 9,948.49 69.930 10,769.22 820.73 LT
Security total 1,556.000 66.094 102,841.72 108,811.08 5,969.36
BtACKROCK INC
Symbol: BLK Exchange: NYSE
EAI: 43244 Current yield: 252% Oct 5, 12 7.000 189932 1,329.53 345.980 2,421.86 1,092.33 LT
continued tied page
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CONFIDENTIAL
EFTA_00 I 31374
EFTA01273581

sUBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your PI nand," Advisor:
Friendly account name: SCOTT STACK MANILYLE CASRIEL
June 201 5 Account number.
Your assets . Equities . Common stock (continued)
Purchase pried
Trade taunter Average Oct Pnce per share Ydue on Unrealized Hddng
Hddng date of stores per share ($) Cog basis (0 an Pun 30 (5) tun 30(4) gain or loss 0) Period
OCt 5, 12 3.000 187.820 563.46 345.980 1,037.94 474.48 LT
Oct 5,12 2.000 186.670 373.34 345.980 691.96 318.62 LT
Oct 8, 12 8.000 188.783 1,510.27 345.980 2,767.84 1,257.57 LT
0ct 9, 12 15.000 189.185 2,837.79 345.980 5.189.70 2351.91 LT
Oct 9, 12 2.000 189.010 378.02 345.980 691.96 313.94 LT
Oct 10. 12 3.000 187.720 563.16 345.980 1,037.94 474.78 LT
Oct 10, 12 2.000 187.670 375.34 345.980 691.96 316.62 LT
Oct 10, 12 2.000 187.995 375.99 345.960 691.96 315.97 LT
Jan 23,13 224.000 236.966 53,080.41 345.980 77.499.52 24,419.11 LT
Apr 22, 13 104.000 251.093 26.113.69 345.980 35,981.92 9,868.23 LT
Security total 372.000 235218 87,501.00 128,704.56 41,203,56
CALfORNIA RESOURCES CORP
Symbol: CRC Exchange: NYSE
EAI: 315 Current yield: 0.64% Feb 12. 14 59.200 8030 475.39 6.040 357.57 • 1 17.82 LT
Feb 12. 14 46.800 8.033 375.95 6.040 282.67 .93.28 LT
Feb 12. 14 12.200 8.034 98.02 6.040 73.69 -24.33 LT
Feb 12, 14 2.800 8.021 22.46 6.040 16.91 -555 LT
Feb 13. 14 44.000 8.023 353.04 6.040 265.76 -87.28 LT
Feb 13. 14 27.200 8.007 217.81 6.040 164.29 -53.52 LT
Feb 13. 14 13.200 7.977 105.30 6.040 79.73 -25.57 LT
Feb 13, 14 2.400 7.983 19.16 6.040 14.50 -4.66 LT
Feb 14, 14 133.600 8.310 1,110.31 &040 806.94 -303.37 LT
Feb 18, 14 45.600 8.366 381.49 6.040 275.42 •106.07 LT
Security total 387.000 8.163 3,158.93 2,337.48 .821.45
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 53.4'9 Current yield: 3.63% Jun 19.13 72.000 84.718 6,099.75 84.820 6,107.04 7.29 LT
lic, 20, 13 121.000 83.141 10,060.15 84.820 10,263.22 210339.5077 LT
1‘.120, 13 78.000 83.030 6,476.39 84.820 6,615.96 LT
lun 21.13 204.000 82.904 16,912.44 84.820 17,303.28 390.84 LT
Jun 24, 13 111.000 81.517 9,048.46 84.820 9,415.02 366.56 LT
lun 25.13 73.000 82 354 6,011.86 84.820 6,191.86 180.00 LT
SDNY GliV92615r t Page
CNP70003006566315NP7000304718 00002 0515 030575004 Y123568550111011 Page 7 of 14
CONFIDENTIAL
EFTA 00131375
EFTA01273582

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15nuncid Advisor,
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
June 201 5 Account number.
Your assets b Equities . Common stock (continued)
Purchase pricer
Trade Weber Average price Pace per shire Velue on Unredlied Holding
Hddng Wee of awes per sham (S) Cott beds (S) ca Jun 30(S) run 30(S) gain at it.% (i) period
Jun 26, 13 69.000 82259 5,675.90 84.820 5,852.58 176.68 LT
Jun 27.13 141.000 82.951 11,696.12 84.820 11,959.62 263.50 LT
Jun 27, 13 7.000 82.925 580.48 84.820 593.74 13.26 LT
lian 28. 13 169.000 82.774 13,988 92 84.820 14,334.58 345.66 LT
Jul I, 13 65.000 82.781 5,380.78 84.820 5,513.30 132.52 LT
Security total 1,110.000 82.821 91,931.25 94,150.20 2,21895
CØ GLOBAL INC COM
Symbol: COK Exchange: OTC
EAI: $204 Current yield 0.89% Aug 4, I 1 48.667 18379 894.45 53.980 2,627.03 1,732.58 LT
Aug 12, 11 1.333 17.775 23.70 53.980 71.97 48.27 LT
Jan 23, 13 255.667 22.709 5,806.16 53.980 13,800.89 7,994.73 LT
Apr 22. 13 118.333 24.684 2,921.03 53.983 6,387.63 3,466.60 LT
Security total 424.000 22.748 9,645.34 22,887.52 13,242.18
COLGATE PALMOLIVE CO
Symbol. Cl Exchange: NYSE
EAI: $2,292 Current yield: 2.32% Aug 4, I 1 174.003 41.632 7,244.05 65.410 11,381.34 4,137.29 LT
Aug 12, 11 4.000 42.450 169.80 65.410 261.64 91.84 LT
(an 23,13 910.000 54240 49,35843 65.410 59,523.10 10,164.47 LT
Apr 22, 13 420.000 59.788 25,111.32 65.410 27,472.20 2,360.88 LT
Security total 1,508.000 54300 81,883.80 98,638.28 16,754.48
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: $335 Current yield 0.77% Jan 28,15 500.000 90.411 45,205 72 87.550 43,775 00 -1,430.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28, I5 500.000 31.942 15,971.36 41.330 20,665.00 4493.64 ST
Jan 30,15 250.000 29.431 7,357.75 41.330 10,332.50 2974.75 ST
Security total 750.000 31.105 23,329.11 30,997.50 7,66839
GEM- MILLS INC
Symbol: GIS Exchange: NYSE
(Al: 13,312 °rent yield: 3.16% Aug 4,11 191.003 36.265 6,926.77 55.720 10,642.52 3,715.75 LT
Aug 12, 11 5.000 35.754 178.77 55.720 278.60 99.83 LT
Jan 23,13 1,001.000 41.387 41,428 89 55.720 55,775.72 14,346.83 LT
Apr 22, 13 464.000 50.287 23,333.21 55.720 25,854.08 2,520.87 LT
cont,nued next page
CNP700030C65663I 6 NP7000304218 00002 0615 030575004 V123568550 I I ffi siyGhttiowdsie is of 14
CONFIDENTIAL
EFTA_00131376
EFTA01273583

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PInand/I Advisor:
UBS friendly account name: SCOTT STACKMANf LYLE CASRIEL
Jure 2015 Account number:
Your assets . Equities Common stock (continued)
Reediest coca
Trade mated Average pdce rite per share 'Niue on unrealzed HolcIng
Hddng date of shares per shape ft) Cost basis 01 cee kin 30(8 IUD 30(S) gain or IOSS (t) period
Jun 17, 13 148.000 49.739 7,361.45 5&720 8246.56 885.11 LT
Jun 18, 13 73.000 49.836 3,63607 55.720 4,067.56 429.49 LT
Security total 1,882.000 44031 82,867.16 104,865.04 21,997.88
JOHNSON & JOHNSON COM
Symbol: P4.1 Exchange: NYSE
EAI: 53,198 Current yield: 3.08% Aug 4,11 123.000 62377 7,672.38 97.460 11,987.58 4,315.20 LT
Aug 12, 11 3.000 63.730 191.19 97.460 292.38 101.19 LT
Jan 23,13 642.000 72.736 46,696.71 97.460 62,569.32 15,872.61 LT
Apr 22, 13 298.000 84.721 25,247.10 97.460 29,043.08 3,795.98 LT
Sectrity total 1,066.000 74.866 79,807.38 103,892.36 24,084.98
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: $3,461 Current yield. 3.58% Aug 4,11 95.000 84.969 8,072.06 95.070 9,031.65 959.59 LT
Aug 12, 11 3.000 85.910 257.73 95.070 285.21 27.48 LT
Nov29, 12 8.000 86.456 691.65 95.070 760.56 61191 LT
Jan 23,13 555.000 93.053 51,644.75 95.070 52,763.85 1,119.10 LT
Apr 22.13 255.000 99318 25326 32 95.070 24242 85 -1,083.47 LT
Sep 19, 13 78.000 97.879 7,634.63 95.070 7,415.46 -219.17 LT
Sep 19, 13 22.000 97.425 2,143 36 95.070 2,091.54 -51.82 LT
Sep 19, 13 2.000 97.830 195.66 95.070 190.14 -5.52 LT
Sectrity total 1,018.000 94269 95,966.16 96,781.26 815.10
IsOCIERA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: $3,579 Current yield: 3.14% Aug 4,11 134.000 52.960 7,096.75 98030 13,136.02 6,039.27 LT
Aug 12, 11 3.000 52.530 157.59 96030 294.09 136.50 LT
Jan 23,13 700.000 71.610 50,127.21 98.030 68,621.00 18,493.79 LT
Apr 22, 13 325.000 79.757 25,921.06 96030 31,859.75 5,93888 LT
Security total 1,162.000 71.689 83,302.61 113,910.86 30,608.25
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: 42,907 arrant yield: 3.86% Feb 12, 14 148.000 88.959 13,165.96 77.770 1150996 -1,656.00 LT
Feb 12, 14 117.000 88.989 10,411.82 77.770 9,099 09 .1,312.73 LT
continued neat page
SDNY GM 00020757
CNP70003006$56317 NP7000304218 00002 C615 030575004 Y12 3 568550 11 1011 Pag• 9 of 14
CONFIDENTIAL
EFTA_00131377
EFTA01273584

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15minciel Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
lure 2015 Account number.
Your assets . Equities . Common stock (Continued)
Purchase pricer
Trade Mater Average prke Price per share YeNeon garnered Racing
reclang date of truces per share (5) Cott basis (5) en Jun 30(5) Jun 30($) gain or Ion (5) period
Feb 12, 14 32.000 89.002 2,848.07 77.770 2,488.64 -359.43 LT
Feb 12, 14 7.000 86857 622.00 77.770 544.39 -77.61 LT
Feb 13, 14 110.000 88.885 9,777.41 77.770 8,554.70 •1,222.71 LT
Feb 13. 14 68.000 88.708 6,032.19 77.770 5,288.36 .743.83 LT
Feb 13. 14 33.000 88369 2,916.19 77.770 2,566.41 -349.78 LT
Feb 13, 14 6.000 88.421 530.53 77.770 466.62 -63.91 LT
Feb 14. 14 334.000 92.065 30,74982 77.770 25,975.18 -4,774.64 LT
Feb 15, 14 114.003 92.677 10,555.23 77.770 5,865.75 -1,699.45 LT
Security total 969.000 90.422 87,619.22 75,359.13 -12,260.09
PEPSICO INC
Symbol. PEP Exchange. NYSE
EAI: 33.243 Current yield: 3.01% Aug 4, 11 115.000 63.979 7,357.65 93.340 10,734.10 3,376.45 LT
Aug 12, 11 3.000 63 023 189.07 93.340 280.02 90.95 LT
May 16, 12 6.000 68.535 411.21 93.340 560.04 148.83 LT
Oct 24, 12 1.000 68.690 68.69 93.340 93.34 24.65 LT
Oct 25, 12 2.000 68.810 137.62 93.340 186.68 49.06 LT
ON 26, 12 1.000 68.890 68.89 93.340 93.34 24.45 LT
Oct 31, 12 1.000 69.370 69.37 93.340 93.34 23.97 LT
NOV 6. 12 1.000 69.370 69.37 93.340 93.34 23.97 LT
Nov7,12 1.000 69.150 69.15 93.340 93.34 24.19 LT
Nov8.12 2.000 69.090 138 18 93.340 186.68 48.50 LT
Jan 23,13 699.000 72.166 50,444.31 93.340 65,244.66 14,800.35 LT
Apr 22, 13 322.000 82.251 26,484.85 93.340 30,055.48 3,570.63 LT
Security total 1,154.003 74.097 85,508.36 107,714.36 22,206.00
PROCTER & GAMBLE CO
Symbol: PG Exchange: NYSE
EAI: 13,007 Current yield: 3.39% Aug 4.11 118.000 60.103 7,092.22 78.240 9,232.32 2,140.10 LT
Aug 12, 11 3.000 60.896 182.69 78.240 234.72 52.03 LT
Jan 23,13 619.000 69.941 43,293.73 78.240 48,430.56 5,13683 LT
Apr 22, 13 286.000 81332 23,261.18 78.240 22,376.64 -884.54 LT
Apr 24, 13 108.000 77.762 8,398.32 78.240 8,449.92 51.60 LT
Security total 1,134.000 72.512 82,228 14 88,724 16 6,49602
~nixedn ext page
CNP700030C6566318NP70:0304218 00002 0615 030575004 YI23568550 I I MjsiyGht0002ene 10 of 14
CONFIDENTIAL
EFTA_00 I31378
EFTA01273585

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandd Advisor:
~jTns blandly account name: • In d SCOTT STACKMANILYLE CASRIEL
Account number
Your assets Equities . common stock (continued)
Purchase Ford
TIJO iarreber Average price Price per share vatic on unrealized Holder;
Sid Ong dah, of shares per share (1) Con basis (1) en Jun 30 (SI run 30(1) gain or loss (1) Period
TRAVELERS COS INC/11-1E
Symbol: TRV Exchange NYSE
(Al: 12,811 Current yield: 2.52% Apr 2d, 12 20.003 63 432 1,26864 96.660 1933.20 664.56 LT
Apr 24, 12 4.000 63 350 253.40 96.660 386.64 133.24 LT
Apr 24, 12 1.000 63.560 63.56 96.660 96.66 33.10 LT
Apr 25, 12 10.003 63 520 635 20 96.660 96660 331.40 LT
Apr 25, 12 10.003 63.617 63617 96.660 966.60 330.43 LT
Apr 25, 12 10.000 63.659 636 59 96.660 966.60 330.01 LT
Apr 25, 12 2.000 63.545 127.09 96.660 193.32 66.23 LT
Apr 25.12 2.000 63.645 127.29 96.660 193.32 66.03 LT
Apr 25, 12 2.000 63 745 127 49 96.660 193.32 65.83 LT
Apr 26, 12 5.000 63.928 319.64 96.660 483.30 163.66 LT
Apr 26, 12 2.000 63.920 127.84 96.660 193.32 65.48 LT
Apr 26, 12 2.000 63.930 127.86 96.660 193.32 65.46 LT
Apr 26, 12 1.000 63.720 63,72 96.660 96.66 32.94 LT
May 1, 12 15.000 64.637 969 56 96.660 1,44990 480.34 LT
May 1, 12 6.000 64.715 388.29 96.660 579.96 191.67 LT
May 1, 12 6.000 64.975 389 85 96.660 57996 190.11 LT
May 1, 12 2.000 64.850 129.70 96.660 193.32 63.62 LT
May 1, 12 1.000 64.820 6482 96.660 96.66 31.84 LT
May 2, 12 7.000 64 374 450.62 96.660 676.62 226.00 LT
May 2, 12 4.000 64.410 257.64 96.660 386.64 129.00 LT
May 2, 12 2.000 64 320 128 64 96.660 193.32 64.68 LT
May 3, 12 4.000 64.960 259.84 96.660 386.64 126.80 LT
May 3, 12 2.000 64.675 129,35 96.660 193.32 63.97 LT
May 3, 12 2.000 64 910 129 82 96.660 193 32 63.50 LT
lan 23,13 629.000 77.560 48,785.62 96.660 60,799.14 12,013.52 LT
Apr 22, 13 290.003 84.719 24,568 68 96.660 28,031 40 3,462.72 LT
May 22, 13 111.003 83.807 9,302 58 96.660 10,729.26 1,426.68 LT
Security total 1,152.000 78.533 90,469.50 111,352.32 20,882.82
continued next page
SDNY GM 00020759
Crle7C00930556631 9 NP7003304219 000O2 C61S 030575004 Y123568550111011 Page 11 of 14
CONFIDENTIAL
EFTA 00131379
EFTA01273586

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Amends( Advisor,
Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
ire 7015
Account number . 212-821.7000(800-308.3140
Your assets Equities . Common stock (Continued)
Purchase pricer
r race lumber average ante Preepeshme Vdue on Unreenzed HricIng
144(dm) date of share: per snare (5) Con bans (S) co Jun 30(S) Jun 30(S) gin or loss (5) period
X1UNX INC
Symbol: XLNX Exchange:OTC
EAI: 42,230 Curent yield: 2.81% Sep 7, 12 25.000 34 770 869 27 44.160 1,104 00 234.73 LT
Sep 7, 12 5.000 34.846 174.23 44.160 220.80 46.57 LT
Sep 10. 12 37.000 34.845 1289 29 44.160 1,633.92 344.63 LT
Sep 10, 12 3.000 34 660 103 98 44.160 132.48 28.50 LT
Sep 11, 12 20.000 34.853 697.06 44.160 883.20 186.14 LT
Sep 12.12 18.000 35006 630 11 44.160 794.88 164.77 LT
Sep 13, 12 2 t .000 34 8% 732.61 44.160 927.36 194.75 LT
Sep 14, 12 19.000 35 536 675 19 44.160 839.04 163.85 LT
Sep 17, 12 7.000 35 151 24606 44.160 309.12 63.06 LT
Oct 24. 12 3.000 32.523 97.57 44.160 132.48 34.91 LT
Oct 25, 12 5.000 32.522 162 61 44.160 220 80 58.19 LT
Oct 26, 12 3.000 32.776 98.33 44.160 132.48 34.15 LT
Oct 31. 12 1.000 32.770 32.77 44.160 44.16 11.39 LT
Nov 1,12 2.000 33.360 66.72 44.160 88.32 21.60 LT
Nov 1,12 1.000 33.520 33.52 44.160 44.16 10.64 LT
Nov 1,12 1.000 33.530 33.53 44.160 44.16 10.63 LT
Nov2,12 1.000 33.550 33.% 44.160 44.16 10.61 LT
Nov 5,12 1.000 33.190 33.19 44.160 44.16 10.97 LT
Nov6,12 3.000 33 826 101 66 44.160 132 48 30.82 LT
Nov 7,12 2.000 34.025 68.05 44.160 88.32 20.27 LT
Nov7,12 1.000 33.910 33 91 44.160 44 16 10.25 LT
Nov8,12 4.000 34.032 136.13 44.160 176.64 40.51 LT
Nov8,12 1.000 33.860 33.86 44.160 44.16 10.30 LT
Nov28, 12 4.000 34 312 137 25 44.160 176.64 39.39 LT
Nov28, 12 3.000 34.410 103.23 44.160 132.48 29.25 LT
Nov29, 12 15.000 34.583 518.75 44.160 662.40 143.65 LT
Nov29, 12 3.000 34.493 103.48 44.160 132.48 29.00 LT
lan 23,13 1,087.000 36 805 40008.01 44.160 48.00192 7,993.91 LT
Apr 22.13 502.003 35691 17,917 23 44.160 22,168.32 4,251.09 LT
Security total 1,798.000 36.246 65,171.15 79,39968 14,22833
contoued next page
CW7800)7306566320 NP70803042 18 00802 PSIS 030575004 Y123568550 I i b14yGfritc,002lyyse 12 of 14
CONFIDENTIAL
EFEN_0013B80
EFTA01273587

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Elsandal Advisor:
4tUBS Friendly account narne:Indr SCOTT STACK MANILYLE CASRIEL
Account number.
Your assets Equities . Common stock (continued
FJRNI.A. pits/
Ira°, hurrber Average price Pnce per share Vdue on Unrezdzed Hoicing
ii Id n9 (13le of shares per share (1) Cosa bads (0 co fun 30 (11 AM 30(1) gain or loss (1) period
Total $1,354,488.47 $1,646,589.2$ $292,100.78
Total estimated annual income: $45,788
Your total assets
POPCOOL19z of Cost EsSalted Unrealized
value on lun 3010 your account basis (0 annual incr.? (II can or loss (1)
Cash Cash and money balances 47,798.83 222% 47,798.83
Equities Common stock 1,646,589.28 97.18% 1,354.488.47 45,788.00 292,100.78
Total $1,694,388.11 100.00% $1,402,287.30 $45,788.00 $292,100.78
Account activity this month
Dale Actiaty Descraion Amount (1)
Dividend and interest income
Taxable dividends Jun 3 Dvidend XIUNX INC PAO ON 1798 557.38
Jun 9 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40
Jun 9 Cividend JOHNSON & JOHNSON COM PAD ON 1066 799.50
Jun 15 Dvidend MCDONALDS CORP PAID ON 1018 865.30
Jun IS Cividend NECIERA ENERGY INC COM PAID ON 1162 894.74
Jun 23 Dvidend BLACKROCK INC PAID ON 372 810.96
Jun 29 Cividend CCK GLOBAL INC COM PAID ON 424 5G88
Jun 29 Cividend PEPSICO INC PAID ON 1154 810.69
Jun 29 Dvidend TRAVELERS COS1NCJTHE PAID ON 1152 702.72
Total taxable dividends 86.192.57
Taxable interest Jun 5 Into • UBS BANK USA DEPOSIT ACCOUNT AS OF 0804115 0.58
Total taxable interest $0.58
Total dividend and interest income $6,193.15
SDNY GM 00020781
CHP70003006556321NP70C0304218000CQ 0615 030575004 Y123568550111011 Pap 13 of 14
CONFIDENTIAL
EFTA_00 13 138 I
EFTA01273588

T
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq asocial Advisor
Friendly account name: SCOTT STACK MANLYLE CASRIEL
2015
lune Account number.
Account activity this month
(Contrived
Date Activity De:cm:dim Amount 6)
Money balance activities May 29 Balance forward $41,605.68
Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38
Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.58
Jun 10 Deposit U115 BANK USA DEPOSIT ACCOUNT 1.499.90
Jun IS Deposit 085 BANK USA DEPOSIT ACCOUNT 1,760.04
Jun 24 Deposit 085 BANK USA DEPOSIT ACCOUNT 810.96
Jun 30 Deposit 085 BANK USA DEPOSIT ACCOUNT 1,564.29
kin 30 Closing UBS Bank USA Depot Account $47,799.83
The UBS Bank USA Depost Account is your primary sweep <pion
CNP700023006566322NP70003042113 00002 OM 5 030575004 VI 23568550 11 gbisicom000215912 14 of I4
End of statement for account number —
CONFIDENTIAL
EFTA_00131382
EFTA01273589

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SDNY_GM_00020763
CONFIDENTIAL
EFTA 00131383
EFTA01273590

Important information about your statement
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SDNY_GM_00020764
CONFIDENTIAL
EFTA 0[)131384
EFTA01273591

UBS Financial Services Inc UBS Strategic Advisor
*UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 July 201 5
CW70058410610715 IN 0
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GHISLANE MAXWELL
Friendly account name: Ind&
Account number SS
Your financial Advisor-
SCOTT STACK LIANLYLE CASRIEL
Phone
Questions about your statement Value of your account
Call your Financial Advisor or the
RMA ReSourOeUne at 80041MA-1000, on June 30 (3) on July 31 (3)
account 029023568
Your assets 1,694,388.11 I ,652,375.66
VIsItour websIte: Your liabilities 0.00 aoo
www.ubscomainancialsewices
Value of your account 11,494,388.11 51,652,375.66
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
S Thou,,andS at year end 2014 31,721,172.36
Net deposits and
• , 721 7 1.6,A a
• k6 • 5 2.4 v4thdraNats -S54,15891
Your iwestmsnt return:
Disidend and
interest income 525278.01
Chance in
market vaiug .13991590
Value of your account
on Jul 31.2015 $1.6n.375.66
Dec 2014 sun 2015 Al 2015
SDNY GM 00020165
PA•mber SIPC CNP70003005641051NP7000195794 C0002 0715 030575004 Y123568550 000000 Page 1 of 16
CONFIDENTIAL
EFTA_00131385
EFTA01273592

SUBS
UBS Strategic Advisor Account name: 1 klAkVaEU.. Your Bimodal Advisor-
Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
July 31 (1,) you account
A Cash and money balances 148.36 001% Your current asset allocation • Cash and money balances may include
available cash balances. UBS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 1,652,227.30 99 99% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.C0 000%
F Commodities 0.C0 000%
Total assets $1,652,37566 100.00%
Value of your account $1,652,375.66
Eye on the markets
Percentage change
Index July 201 5 Year to date
S&P 500 2.10% 3.35%
Russell 3000 1.67% 3.65%
MSC I - Europe, Australia & Far East 2.08% 8.08%
Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59%
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
O11.70004005841(162 Ne70C0195794 CCM 0715030575004 ri 23568550 COMjyyGitocoaBte 2 of 16
CONFIDENTIAL
EFTA_0013 1386
EFTA01273593

SUBS Account name: your Pi sandal Advisor:
UBS Strategic Advisor
Friendly account name: 'I SCOTT STACK MANLYLE CASRIEL
July 2015 Account number. •
Change in the value of your account Summary of gains and losses
VtlueS reported terow exclude products for which gains and losses ate not classified
July 2015 (S) Year to date (1)
Opening account value $1,694,388.11 $1,721,172.36 Realized gains and losses Unrealized
July 2015 (1) Year to date 114 gains and kisses (4)
Deposits, including investments
transferred in 2,200.00 2,200.00 Short term 0.00 0.00 8,499 98
Withdrawals and fees, Long term 0.00 9,032.81 289,238.86
including investments transferred Total $0.00 $9,032.81 $297,738.84
cut -52,098.04 -56,358.81
Dividend and interest income 2,247.57 25,278.01 Cash activity summary
Change in market value 5,638.02 -39,915.90
See Account DODO the month tot decals. &lances in your Sweep Options are includedin the openng and
Closing account value $1,652,375.66 $1,652,375.66 closing balances yelue. FDIC insurance ar:pries only to deposits a u85 Bank uSik, rot to deposits at WS AG,
Starriord Band) or bank depaslts peacedthrouch the UBS Internaiond Deposit Account program. SIPC
protection applies to money market sweep fund holdings but net bank deposits. Steimportant information
Dividend and interest income earned about your statement on the last two pages a this 00(ument for at4ls
July 201514) Year to date CS)
For corposes of Ins statement, taidb 'ay of interest and dn.:Jena income ',as been determined ban a US Opening balances 447,798.83 $6,517.57
tar reporting perspective. Based upon the residence of the account holder, account type, or product twit.
some interest ander dvidend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) Additions
Income tares. The tient monthti statement K not Intended to be used and cannot be reled uP3n for I&
purposes. Clients should refer to the applictie tar reporting Ionia They recent. from 165 smugly, such as Deposits and other funds credited 2,200 00 2,200 00
the Forms 1099 and ine ROMS 480, for tat reporting intormatiOn Il IS the make or U85 to ale the
asplicaUe tat reporting forms with the US Intern.V Revenue Sense< aid PR Treasury Department and in oivdend and interest income 2,247.57 25,278.01
such forms accurately usury ducknct ardor interest as tat exempt or tail*. (mm. Plea* consult your
Indvdual tax prepare( Proceeds from investment transactions 0.00 106,909.61
July 201 S(4) Year to date (t) Total additions $4,447.57 $134,387.62
Taxable dividends 2,246.77 25,273 55 Subtractions
Taxable interest 0.80 4.30 Professional management fees and
related services -2,135.39 -6,396.16
Total current year $2247.57 $25,277.85
Other funds debned -49,962.65 -49,962.65
Prior year adjustment 000 0.16
Rinds withdrawn for investments
Total dividend & interest $2,247.57 $25,278.01 bought 0.00 -84,398.02
Total subtractions -$52,0913.04 -$140,756.83
Net cash flow -$47,650.47 -$6,369.21
Closing balances $148.36 $148.36
SONY GM 00020767
Ceie7000a3Osaat 063 NP70:0195794 00032 0715 030575004 Y123568550000030 Page 3 or 16
CONFIDENTIAL
EFTA_00131387
EFTA01273594

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your rinandd Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
July 2015 Account number.
UBS Bank USA Deposit Account APY
Interest Period Jun 5 - Jul 7
Opening UBS Bank USA Deposit balance Jun 5 $42,163.64
Closing UBS Bank USA Deposit balance Jul 7 149,232.03
Number of days in interest period 33
Average daily balance 845,593.34
Interest earned 80. 80
Annual percentage yield earned 0.02%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectiws, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch Manager You can find a ful description of the alternative
investment objectives in important information about your sratementat the end of this
document
Your return objective:
Curren: income £capital appreciation
Your risk profile:
Primary Aggressive
investment efigibdaty consideration None selected
Your account instructions
• Voir account cost basil default closing method is FIFO, First In, First Out.
CNP70009005$41064 NPVC0195794 C®32 0715 030575004 Y I 23503SSOCOWSNYGM00020/Ble 4 of IS
CONFIDENTIAL
EFTA_001131388
EFTA01273595

SUBS
UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your Finandd Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
July 2015 Account number.
Your assets
Some prices, income and current vaues shown may Ix approximate. Asa real. gam dntllosses may not
be accurately refkcled. Set Aporunt infomaeon about your statement a the end of the documeM for
more infonsion.
Cash
Cash and money balances
Cash and money balances mat include. avalade cash balances, UBS Bank USA depost account balances,
UBS AG Stanford Branch ckpovt account balances and money market mutual fund sweep balances
UBS Bank USA deposit account balances are insured by the FOC wllhn applicable limits, but are not
protected by OPC 085 AG Stanford Branchdeposit Sedam balances ate not insured by FDIC and are not
protected by SirC Money market sweep bounces are protected by SSC but ah• not insured by the FDIC.
See the important information about your statement at the end of this docunent for dear); about those
balance.
Openly) basic. Cloung Wrote ince per share Average Ord.:knee Interest Oat's n
Hddng on tut 1 (t.) on Aar 31 (I) on Jul 31 (1) rate period pniod Cap amount (S)
WS BANK USA CEP ACCT 47,79883 148.36 250,000 00
Equities
Common stock
Purchase price
Trade !anther Average price Pnce per share Value on Unrealized Hddng
Hddng date of shares per share (S) Cod basis (S) on Jur 31 (1) lu131 (S) gain or loss (I) Period
AECOM
Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 30.830 15,415.00 2,105.05 ST
Jan 30, 15 100.000 25.532 2,553 24 30.830 3,083 00 529.76 ST
Security total 600.000 26.439 15,863.19 18,49800 2,634.81
ANALOG DEVICES INC
Symbol: AD1 Exchange OTC
EX $2,802 Current yield. 2.74% Nov 16, I I 13.000 37316 485.12 58.330 758.29 273.17 LT
Nov 17, 11 13.003 35393 460.12 58.330 758.29 298.17 LT
Nov 18, 11 35.000 35.502 1,24258 58.330 2,041 SS 798.97 LT
Nov21, II 18.000 34371 618.68 58.330 1,049.94 431.26 LT
Nov 22, 11 15.000 33 338 500 07 58.330 874.95 374.88 LT
Nov23, I I 22.000 32.655 718.43 58.330 1,283.26 564.83 LT
Nov25, 11 7.000 32.460 227.22 58.330 408.31 181.09 LT
continued next page
SDNY GM 00020769
CONFIDC HEP703N07005T80 C6SI NAP7003L19579 4 COCCI7 07IS 030575004 Y123668SSO 000000 Pegs S of 16
EFTA_D0131389
EFTA01273596

BS
*U UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IS modal Advisor,
Friendly account name: SCOTT STACK MANLYLE CASRIEL
July 2015
Account number.
Your assets Equities . Common stock (continued)
Purchase peicel
Trade limber Average pike Price per stare Value on Unrealized Hddng
Hddng Ste of shires per dim (S) Cost basis (S) oniu131(1) ruI31(S) gene loss (S) period
Nov28, It 30.000 32951 988.55 58.330 1,749.90 761.35 LT
Nov 29, 11 18.000 33.472 60251 58.330 1,049.94 447.43 LT
Nov29, II 5.000 33.622 168.11 58.330 291.65 123.54 LT
Apr 24, 12 30.000 37.567 1,127.01 58.330 1,749.90 622.89 LT
Jan 23,13 1,056.000 43 209 45,628.81 58.330 61,596.48 15,967.67 LT
Apr 22, 13 489.000 42.447 20,756.68 58.330 28,523.37 7,766.69 LT
Security iota 1,751.000 41 990 73,523.89 102,135 83 28,611.94
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange,. OTC
42.493 Current yield: 2.46% Aug 4,11 146.000 42343 6,182.08 79.770 11,646.42 5,464.34 LT
Aug 12, 11 4.000 40 955 163.82 79.770 319.08 155.26 LT
Jan 23,13 767.000 52320 40,129.93 79.770 61,183.59 21,053.66 LT
Apr 22, 13 355.000 56.870 20,189.01 79.770 28,31835 8,129.34 LT
Security total 1,272.000 52.409 66,664.84 101,467.44 34,802.60
BAXALTA INC
Symbol: BAT Exchange: NYSE
EAI: SA36 Current yield 0.85% tan 20,12 30.000 23.098 692.96 32.830 984.90 291.94 LT
Jim 20,12 17.000 23.067 392.14 32.830 558.11 165.97 LT
Jun21,12 29.000 23_314 67613 32.830 952.07 275.94 LT
Jun21,12 7.000 23.055 161.39 32.830 229.81 68.42 LT
It:121,12 5.000 23378 116.89 32.830 164.15 47.26 LT
Jun 22.12 61.000 23.231 1,417.10 32.830 2,002.63 585.53 LT
Jan 23,13 768.000 29.842 22,919.33 32.830 25213.44 2,294.11 LT
Apr 22, 13 355.000 31.033 11,01695 32.830 11,654.65 637.70 LT
Sep 19, 13 74.000 32308 2.390.83 32.830 2,429.42 38.59 LT
Sep 19, 13 6.000 32.178 193.07 32.830 196.98 3.91 LT
Sep 19, 13 3.000 32.180 96.54 32.830 98.49 1.95 LT
Sep 20, 13 47.000 32228 1,514.74 32.830 1,543.01 28.27 LT
Oct 3, 13 154.000 28921 4,453.92 32.830 5,055.82 601.90 LT
Security total 1,556.000 29.590 46,041.99 51,083.48 5,041.49
COWER INTL INC
Symbol: BAX Exchange: NYSE
EAI: 4716 Current yield 1.15% Jim 20. 12 30.000 28.496 854.88 40.080 1202.40 347.52 LT
continued next page
CNP70003005841C66NP7000195794 00002 0715 030575004 V12356855000Ww_Gm_0002eplee 6 of 16
CONFIDENTIAL
EFTA_00 1 3 1390
EFTA01273597

UBS Strategic Advisor Account name: GIIISLAINE MAXWELL Your PI nandal Advisor:
*UBS Friendly account nanse:Indr SCOTT STACKMANLYLE CASRIEL
July 2015 Account number.
Your assets
Equities . Common stock (continued)
PurchlrA pint
Track raarbee Average price Nice per share Vdue on Unmarred Holcleg
recIdng date of shares per share (II Cost basis CO on rut 31 01 Jul 31 (1) gain or loss (1) period
Jun 20, 12 17.003 28.455 483.75 40.080 681.36 197.61 LT
Pm 21.12 29.000 28 762 834.12 40.080 1,162.32 328.20 LT
Jun21,12 7.000 28.444 199.11 40.080 280.56 81.45 LT
km 21.12 5.000 28838 144.19 40.080 200.40 56.21 LT
Jun 22, 12 61.003 28 658 1,748 19 40.080 2,444 88 696.69 LT
Jan 23,13 768.000 36.815 28,274.47 40.080 30,781 44 2.506.97 LT
Apr 22. 13 355.000 38 284 13,591.05 40.080 14,228.40 637.35 LT
Sep 19, 13 74.003 39 857 21949 45 40.080 2,965 92 16.47 LT
Sep 19. 13 6.000 39696 238 18 40.080 240.48 2.30 LT
Sep 19, 13 3 000 39 700 119 10 40.080 120 24 1,14 LT
Sep 20, 13 47.003 39.758 1868 67 40.080 1,883.76 15.09 LT
Oct 3, 13 154 000 35 679 5,494 57 40.080 6,172 32 677.75 LT
Security total 1,556000 36.504 56,799 73 62,364 48 5,564.75
OLACKROCK INC
Symbol, 81K Exchange: NYSE
(Al: 13,244 arrant yield. 2 59% Oct 5, 12 7.000 189932 1,32953 336.320 21:0335:5245 1,404254..5710 LT
Oct 5, 12 3000 187820 563.46 336.320 LT
Oct 5, 12 2.000 186670 373 34 336.320 67264 LT
Oct 8, 12 8.000 188783 1,510.27 336.320 2,650.56 1,219809.3209 LT
Oct 9, 12 15.003 189.186 2,837.79 336.320 5,04480 2,207.01 LT
Oct 9, 12 2.000 189010 378 02 336.320 672 64 LT
Oct 10, 12 3.000 187.720 563.16 336.320 I,C0886 24944516820 LT
Oct 10, 12 2.000 187 670 375.34 336.320 672 64 297.30 LT
Oct 10, 12 2.000 187.995 375.99 336.320 672 64 296.65 LT
Jan 23, 13 224.000 236.966 53,080.41 336.320 75,335.68 22,255.27 LT
Apr 22, 13 104.000 251 093 26,113 69 336.320 34,977 28 8,863.59 LT
Security tote/ 372.000 235218 87,501.00 125,111.04 37,610.04
CALFORNIA RESOURCES CORP
Symbol. CRC Exchange: NYSE
(Al; 415 Current yield: 0.92% Feb 12, 14 59.200 8.030 475 39 4.230 250.42 .224.97 LT
Feb 12, 14 46.800 8.033 375.95 4.230 197.96 -177.99 LT
Feb 12, 14 12 200 8.034 98 02 4.230 51 61 -4641 LT
GPledaiSfr Peg*
SDNY
CelP7C007005041057NP7003195794C0CO2 0715 030575004 Y123568S50000000 Page 7 of 16
CONFIDENTIAL
EFTA_00131391
EFTA01273598

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your iquancial Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
July 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase pried
Trade Member Average peke Price per that Value on Unrealized Hoary,
Hotting date of tharn per than (I) Cod Gilt (S) oniu131 (I) 1'431 (5) gain or lost (4) period
Feb 12, 14 2.800 8.021 22.46 4.230 11.84 -10.62 LT
Feb 13, 14 44.000 8.023 353.04 4.230 186.12 -166.92 LT
Feb 13, 14 27.200 8.007 217.81 4.230 115.06 •102.75 LT
Feb 13, 14 13.200 7.977 105.30 4.230 55.84 -49.46 LT
Feb 13. 14 2.400 7.983 19.16 4.230 10.15 -9.01 LT
Feb 14, 14 133.600 8.310 1,110.31 4.230 565.13 -545.18 LT
Feb 18, 14 45.600 8366 381.49 4.230 192.89 -188.60 LT
Security total 387003 8.163 3,158 93 1,637.01 -1,521.91
CATERPILLAR INC
Symbol. CAT Exchange NYSE
EAI: 43,419 Current yield: 3.92% kr, 19, 13 72.000 84.718 6,099.75 78.630 5,661.36 -438.39 LT
llti 20.13 121.000 83.141 10,060.15 78.630 9,514.23 -545.92 LT
Jun 20.13 78.000 83.030 6,476.39 78.630 6,133.14 -343.25 LT
Jun21,13 204.003 82.904 16,912.44 78.630 16,040.52 -871.92 LT
Jun 24, 13 111.000 81.517 9,048.46 78.630 8,727.93 -320.53 LT
Jun25.13 73.000 82354 6,011.86 78.630 5,739.99 -271.87 LT
Jun 26,13 69.000 82259 5,675.90 78.630 5,425.47 -250.43 LT
Jun27,13 141.000 82.951 11,69612 78.630 1108683 -609.29 LT
Jun 27, 13 7.000 82.925 580.48 78.630 550.41 -30,07 LT
Jun 28.13 169.000 82.774 13,988.92 78.630 13288.47 -700.45 LT
Jul 1, 13 65.000 82.781 5,380.78 78.630 5,110.95 -269.83 LT
Security total 1,110.000 82.821 91,931.25 87,279.30 -4,651.95
CDK GLOBAL INC COM
Symbol: CDK Echange: OTC
EAI: $204 Current yield 0.93% Aug 4,11 48.667 18379 894.45 51.640 2,513.15 1,61830 LT
Aug 12, 11 1.333 17.775 23.70 51.640 68.85 45.15 LT
Jan 23,13 255.667 22.709 5,806.16 51.640 13202.63 7,3%.47 LT
Apr 22, 13 118.333 24.684 2,921.03 51.640 6,110.73 3,189.70 LT
Security total 424.003 22.748 9,645 34 21,895 36 12,250.02
COLGATE PALMOLIVE CO
Symbol: Cl Exchange: NYSE
EAI: 32,292 Current yield: 2.23% Aug 4, I 1 174.040 41.632 7,244.05 68020 11,835.48 4,591.43 LT
Aug 12, 11 4.000 42.450 169.80 68.020 272.08 102.28 LT
continued next page
CNP70003005841C68 NP7000195794 00002 0715 030575004 VI 2356845003WhiGhteggapine 8 of 16
CONFIDENTIAL
EFTA 00131392
EFTA01273599

$i UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your el nandal Advisor:
Friendly account name: SCOTT STACK MANILYLE CASRiEL
Account number.
Your assets Equities . common stock (continued)
Purchase Niro
Trade Hunter Average price Nice per share Wlue on Urreetized Hddng
144141ng date of shares per snare (I) Coe basis (S) wont /0 Jul 31 (5) gain or loss (4) period
lan 23,13 910.000 54240 49,358.63 68.020 61,898.20 12,539.57 LT
Apr22, 13 420.000 59.788 25,111.32 68.020 28,568.40 3,457.08 LT
Secuity total 1,508.000 54300 81,883 80 102,574.16 20,690.36
ECG RESOURCES INC
Symbol: EOG Exchange: NYSE
(Al: 4335 Current yield 087% Jan 28, 15 500.000 90 411 45,205 72 77.190 38,595 00 -6,610.72 ST
FORTINET INC
Symbol: FTNT Exchange: OTC lan 28, 15 500.03 31.942 15,971.36 47.740 23,870.00 7,89&64 ST
lan 30,15 250.003 29.431 7,357.75 47.740 11,93500 4,577.25 ST
Security totd 750.000 31.105 23,329.11 35,805.00 12,475.89
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
EAI: 93,312 Current yield: 3.02% Aug 4, 11 191.000 36.265 6,926.77 58.210 11,118.11 4,191.34 LT
Aug 12, 11 5.000 35.754 178.77 58.210 291.05 112.28 LT
Ian 23,13 1001.000 41.387 41,42889 58.210 58,268 21 16,839 32 LT
Apr 22, 13 464.000 50.287 23,333.21 58.210 27,009.44 3,67623 LT
lin 17,13 148.000 49.739 7,361.45 58.210 8,615.08 1,253.63 LT
Jun 18, 13 73.000 49.836 3,638 07 58.210 4,249.33 611.26 LT
Secisity total 1,882.000 44.031 82,867.16 109,551.22 26,684.06
JOHNSON & JOHNSON COM
Symbol: IN) Exchange: NYSE
(Al: 43,198 Current yield: 2.99% Aug 4,11 123.000 62-377 7,672.38 100.210 12,325.83 4,653.45 LT
Aug 12, 11 3.000 63.730 191.19 100.210 300.63 109.44 LT
lan 23,13 642.000 72.736 46,696 71 100.210 64,334 82 17,638.11 LT
Apr22, 13 298.000 84.721 25247.10 100.210 29,862.58 4,615.48 LT
Security total 1.066.000 74 866 79,807 38 106,823 86 27,016.48
MCCONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 43,461 Current yield: 3.40% Aug 4,11 95.000 84.959 8,072.06 99.860 9,486.70 1,414.64 LT
Aug 12, 11 3.000 85.910 257.73 99.860 299.58 41.85 LT
Nov29, 12 8.000 86.456 691.65 99.860 798.88 107.23 LT
lan 23.13 555.000 93.053 51,644.75 99.860 55,422 30 3,777.55 LT
continued next page
SDNY GM 00020773
CNP70009005841059 NP7000195794 00002 0715 030575004 Y123568550000000 Page 9 of 16
CONFIDENTIAL
EFTA_00131393
EFTA01273600

*UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your rinandd Advisor,
Friendly account name: SCOTT STACK MAMLYLE CASIVEL
July 2015 Account number.
Your assets Equities Common stock (Continued)
Purchase guru
Track heartier Average peke Price per strafe ValueOn Unrealized Hddng
Hddng date of riven per than (S) Cost bads(t) on 1d31 (I) Jul 31 (S) grin at loss (5) period
Apr 22, 13 255.000 99318 25,32632 99.860 25,464.30 137.98 LT
Sep 19, 13 78.000 97.879 7,634.63 99.860 7,789.08 154.45 LT
Sep 19, 13 22.000 97.425 2,143.36 99.860 2,196.92 53.56 LT
Sep 19. 13 2.000 97.830 195.66 99.860 199.72 4.06 LT
Security total 1,018.000 94.269 95,966.16 101,657.48 5,691.32
hEXTERA ENERGY INC COM
Symbol: NEE Exchange: NYSE
EAI: 13,579 Current yield: 2.93% Aug 4, 11 134.000 52.960 7,096 75 105.200 14,096 80 7,000.05 LT
Aug 12, 11 3.000 52.530 157.59 105.200 315.60 158.01 LT
lan 23.13 700.000 71.610 50,127.21 105.200 73,640.00 23,512.79 LT
Apr 22, 13 325.000 79.757 25,921.06 105.200 34,190 00 8,26894 LT
Security total 1,162.000 71.689 83,302.61 122,242.40 38,939.79
OCCIDENTAL PETROLEUM CRP
Symbol. OXY Exchange: NYSE
EAI: 32,907 Current yield: 4.27% Feb 12. 14 148.000 88.959 13,165.96 70.200 10,389.60 -2,776.36 LT
Feb 12, 14 117.000 88.989 10,411.82 70.200 8,213.40 -2,198.42 LT
Feb 12, 14 32.000 89.002 2,848.07 70.200 2,246.40 -601.67 LT
Feb 12, 14 7.000 88.857 622.00 70.200 491.40 -130.60 LT
Feb 13, 14 110.000 88.885 9,777.41 70.200 7,722.00 -2,055.41 LT
Feb 13, 14 68.000 88.708 6,032.19 70.200 4,773.60 -1,258.59 LT
Feb 13, 14 33.000 88369 2,916.19 70.200 2,316.60 -599.59 LT
Feb 13, 14 6.000 88.421 530.53 70.200 421.20 •109.33 LT
Feb 14. 14 334.000 92.065 30,749.82 70.200 23,44680 -7303.02 LT
Feb 18, 14 114.000 92.677 10,565.23 70.200 8,002.80 -2,562.43 LT
Suavity total 969.000 90.422 87,619.22 68,023.80 •19,595.42
PEPSICO INC
Symbol: PEP Exchange: NYSE
EAI: $3,243 Current yield: 2.92% Aug 4,11 115.000 63.979 7,357.65 96.350 11,080,25 3,722.60 LT
Aug 12, 11 3.000 63.023 189.07 96.350 289.05 99.98 LT
May 16, 12 6.000 68.535 411.21 96.350 578.10 166.89 LT
Oct 24, 12 1.000 68.690 68.69 96.350 96.35 27.66 LT
Oct 25, 12 2.000 68810 137.62 96.350 192.70 55.08 LT
Oct 26. 12 1.000 68690 68.89 96.350 96.35 27.46 LT
continued next page
come
CNP70003005841070NP7000195794 0715 030575001Y123568550000MyGht0002eign 10 of 16
CONFIDENTIAL
EFTA_00131394
EFTA01273601

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
UBS Friendly account name: ir dr SCOTT STACKMAN/LYLE CASRIEL
July 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase prka
Trade Humber Average pdce Nice pet share Value On dare/fired Holdng
Hddng date of Owes per shale (I) Cog bails (11 oniuni (t) Jul 31 (I) gain or loss (t) Period
00 31, 12 1.000 69370 69.37 96.350 96.35 26.98 LT
Nov6,12 1.000 69370 69.37 96.350 96.35 2898 LT
Nov7,12 1.000 69.150 69.15 96.350 96.35 27.20 LT
Nov8, 12 2.000 69.090 13818 96.350 192.70 54.52 LT
Jan 23,13 699.000 72.166 50,444.31 96.350 67,348.65 16,904.34 LT
Apr 22, 13 322.000 82251 26,484.85 96.350 31,024.70 4,539.85 LT
Sootily total 1,154.000 74.097 85,508.36 111,187.90 25,679.54
PROCTER &GAAMLE CO
Symbol. PG Eichange: NYSE
EAI: 43,007 CLarent yield:3.46% Aug 4,11 118.000 60.103 7,092.22 76.700 9,050.60 1,95838 LT
Aug 12, 11 3.000 60896 182 69 76.700 230.10 47.41 LT
Jan 23,13 619.000 69.941 43,293.73 7&700 47,477.30 4,183.57 LT
Apr 22, 13 286.000 81332 23,261.18 76.700 21,936 20 -1,3241.98 LT
Apr 24, 13 108.003 77.762 8,39&32 76.700 8,283.60 •114.72 LT
Security total 1,134.000 72.512 82,22814 86,977.80 4,749.66
TRAVELERS COS e4C/THE
Symbol: TRY Exchange NYSE
EAI: 12,811 Curent yield:2.30% Apr 24, 12 20.000 63.432 1,268.64 106.120 2,122.40 853.76 LT
Apr 24, 12 4.000 63350 253.40 106.120 424.48 171.08 LT
Apr 24, 12 1.000 63.560 63.56 106.120 106.12 42.56 LT
Apr 25, 12 10.000 63.520 635.20 106.120 1,061.20 426.00 LT
Apr 25.12 10.000 63.617 636.17 106.120 1,061.20 425.03 LT
Apr 25, 12 10.000 63.659 636.59 106.120 1,061.20 424.61 LT
Apr 25, 12 2.000 63.545 127.09 106.120 212.24 85.15 IT
Apr 25, 12 2.000 63.645 127.29 106.120 212.24 84.95 LT
Apr 25.12 2.000 63.745 127.49 106.120 212.24 84.75 LT
Apr 26.12 8000 63.928 319.64 106.120 530.60 210.96 LT
Apr 26, 12 2.000 63.920 127.84 106.120 212.24 84.40 LT
Apr 26, 12 2.000 63.930 127.86 106.120 212.24 84.38 LT
Apr 26.12 1.000 63.720 63.72 106.120 106.12 42.40 LT
May 1, 12 15.000 64.637 969.56 106.120 1,591.80 622.24 LT
May 1, 12 6.000 64.715 388.29 106.120 636.72 248.43 LT
oiredbliPir
SDNY P°9°
0Nr70005005941071Ne700019579100002 0715 030575001 Y123368530003000 Pegs 11 of 16
CONFIDENTIAL
EFTA_OO131395
EFTA01273602

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandel Advisor:
Friendly account name: SCOTT STACK MANY LYLE CASRIEL
lul)/ 2015 Account number:
Your assets h Equities . Common stock (contmoet])
Necrose peke
Trade INnter Averege price Pekt ge share Vdueon Unredized Hddng
Hddng date of leret per share (5) Con Get (1) oniunt (t) Juut 01 gin or ion co period
May 1, 12 6.000 64.975 389.85 106.120 636.72 246.87 LT
May 1, 12 2.000 64.850 129.70 106.120 212.24 82.54 LT
May 1, 12 1.000 64.820 64.82 106.120 106.12 41.30 LT
May 2. 12 7.000 64374 450.62 106.120 742.84 292.22 LT
May 2, 12 4.000 64.410 257.64 106.120 424.48 166.84 LT
May 2, 12 2.000 64.320 ussis 106.120 212.24 83.60 LT
May 3, 12 4.000 64.960 259.84 106,120 424.48 164.64 LT
May 3, 12 2.000 64.675 129.35 106.120 212.24 82.89 LT
May 3. 12 2.000 64.910 129.82 106.120 212.24 82.42 LT
lan 23,13 629.000 77.560 48,785.62 106.120 66,749.48 17,963.86 LT
Apr 22, 13 290.000 84.719 24,56868 106.120 30,774.80 6,206.12 LT
May 22, 13 111.000 83 807 9,302.58 106.120 11,779.32 2,476.74 LT
Security total 1,152.000 78.533 90,469.50 122,250.24 31,780.74
>31.INX INC
Symbol: XINX Exchange: OTC
EAI: 12,230 Current yield: 2.97% Sep 7, 12 25.000 34.770 869.27 41.750 1,043.75 174.48 LT
Sep 7, 12 5.000 34.846 174.23 41.750 208.75 34.52 LT
Sep 10,12 37.000 34.845 1,289.29 41.750 1,544.75 255.46 LT
Sep 10,12 3.000 34.660 103.98 41.750 125.25 21.27 LT
Sep 11.12 20.000 34853 697.06 41.750 835.00 137.94 LT
Sep 12, 12 18.000 35.006 630.11 41.750 751.50 121.39 LT
Sep 13,12 21.000 34286 732.61 41.750 876.75 144.14 LT
Sep 14, 12 19.000 35.536 675.19 41.750 793.25 118.06 LT
Sep 17, 12 7.000 35.151 246.06 41.750 292.25 46.19 LT
Oct 24. 12 3.000 32.523 97.57 41.750 125.25 27.68 LT
Oct 25, 12 5.000 32.522 162.61 41.750 208.75 46.14 LT
Oct 26, 12 3.000 32.776 98.33 41.750 125.25 26.92 LT
Oct 31, 12 1.000 32.770 32.77 41.750 41.75 698 LT
Nov 1, 12 2.000 33.360 66.72 41.750 83.50 16.78 LT
Nov 1, 12 1.000 33.520 33.52 41.750 41.75 8.23 LT
Nov1,12 1.000 33.530 33.53 41.750 41.75 822 LT
Nov2, 12 1.000 33.550 33.55 41.750 41.75 8.20 LT
continued next page
CNP70309005841072NP7000195794 00002 0715 030575001 V1235685.5003~Gik000kra 12 of 16
CONFIDENTIAL
EFTA_00 131396
EFTA01273603

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor:
*UBS Friendly account narne:Ind SCOTT STACK MANLYLE CASRIEL
ltily 2015 Account number.
Your assets Equities . Common stock (conbnued)
PerChEat Oka
Trade Number Average price Pace per share Value on Unrealized Fiddng
Hddng date of shares per shale (S) Con bails (SI oniuni iti lul3t (5) On or loss (t) Defied
Nov 5,12 1.000 33.190 33.19 41.750 41.75 855 LT
Nov6, 12 3.000 33.886 101.66 41.750 125.25 23.59 LT
Nov7,12 2.000 34.025 68.05 41.750 83.50 1545 LT
Nov7,12 1.000 33.910 33.91 41.750 41.75 7.84 LT
Nov8, 12 4.000 34.032 136.13 41.750 167.00 30.87 LT
Nov8, 12 1.000 33.860 33.86 41.750 41.75 7.89 LT
Nov28, 12 4.000 34.312 137.25 41.750 167.00 29.75 LT
Nov28, 12 3.000 34.410 103.23 41.750 125.25 22.02 LT
Nov29, 12 15.000 34.583 518.75 41.750 626.25 107.50 LT
Nov29, 12 3.000 34.493 103.48 41.750 125.25 21.77 LT
Jan 23,13 1,057.000 36.805 40,008.01 41.750 45,382.25 5,374.24 LT
Apr 22, 13 502.000 35.691 17,917.23 41.750 20,958 50 3041.27 LT
Security total 1,798.000 36246 65,171 IS 75,066 50 9,895.35
Total 31354,48447 $1,652,227.30 $297,738.84
Total estimated annual income: 543.704
Your total assets
Percentage of Coil Estimated Unreal:0a
Value on hi 31 (0 your account boric (I) annual maven ft gin or Ion CO
Cash Cash and money balances 14836 0.01% 14836
Equities Common stock 1552,227.30 99.99% 1354AI:4.47 43,704.00 297.738,64
Total $1,652,375.66 100.00% $1,354,636.83 $43,704.00 8297,738.84
Account activity this month
Date Actiity Dexription Amount (5)
Deposits and other funds credited Jul 27 Transfer FM 235750100 2200.00
Total deposits and other funds credited $2200.00
Ode Adlaly Oeurotion Amount IS/
Dividend and interest locoing
Taxable dividends Jul I Dvidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28
continued next page
SDNY GM 00020777
CNP70003005842 073 NP7000I 95791 00002 071S 030575004 Yi 23 568550 000000 Page 13 of 16
CONFIDENTIAL
EFTA 00131397
EFTA01273604

4tUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bendel Advisor:
Friendly account name:Ind SCOTT STACK MefeLYLE CASRIEL
my 2015
Account number:
Account activity this month cameos)
Date astbity Descoption Arrowit (S)
Dividend and interestiscorne (continued)
Taxable dividends (continued) Jul 1 Cividend BAXTER INTL INC 06437800001000000000OPAI0 ON 1556 809.12
Jul 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75
Jul 15 Dividend CALIFORNIA RESOURCES CORP PAD ON 387 3.87
Jul 30 Dividend EOG RESOURCES INC PAID ON 500 83.75
Total taxable dividends $2.246.77
Taxable interest Jul 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07107/15 0.80
Total taxable interest $0.80
Total dividend and interest income $2.247.57
Oate At-linty Degnation Amount (S)
Pees Jul 24 Fee Charged QUARTERLY FEE -2,135.39
Total professional management fees 42.13539
Date ktiity Oescepbon armed (S)
Other funds debited Jul 20 Transfer JOURNAL TO 23575 GIISLAINE MAXWELL 49,962.65
Total other funds debited -$49,962.65
Investment transatdons
For molt Information anent the pine/value shown for restricted secuelles, see important mformabon about
you' statement at the end of the; doe unto(
Proceeds fron funds
investment vathdrawn to Accrued
Date actnely DescItabon Quantity VA it (SI race CS) ttareactionS mresvnents bought (5) Interest (S)
Jul 1 Spin Off BAXALTA INC SYMBOL BXLT FROM BAXTER 1,556.000
INfL It< SYMBOL BAX RATE: 1.00
Total
D. Attivity oesowson Amount (I)
Money balance activities Pan 31) Balance forward $47,79833
Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.432.40
Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07115 0.80
Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 730.62
Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/20f 15 -49,962.65
Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 64.61
continued next page
C NP7C009005841 074 N1'7000195794 00002 OM 030575004 Y12356655000%011teGEL000215,91 14 of 16
CONFIDENTIAL
EFTA_00131398
EFTA01273605

T UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
Friendly account name:Ind SCOTT ST ACE MANLYLE CASF0 EL
July 2015 Account number.
Account activity this month (con:rued)
Date
ACtnty Description Amount (I)
Money balance activities (continued) Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75
NI 31 Closing UBS Bonk USA Deposit Account $14836
The V85 Bank. USA DepOgt ACC0unt is your primary Sweep tpl•nn
SDNY GM 00020779
CNP70003005&107SNPl00019579t 00002 07IS 030575004 YI 23 568550 000000 Page 15 of 16
CONFIDENTIAL
EFTA_00B1399
EFTA01273606

*UBS
Your notes
CNP70303005841076 NP7003195794 00002 0715 030575004 Y123568550 coMyGm0002159ge 16 of 16
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CONFIDENTIAL
EFTA_001 31400
EFTA01273607

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ratable bet we do not gumbo eel' a:cracy engine of anal mein. is based on ward canker if you n engaged et Mort sang a parity ycu may nos a
- We "astray me To clangpia when sealable cr lhe and nuep mot awning dm acuities till be held for Tare due to wan laworang costs lanai palaula
mean or IN b4 and ask ilces fa laced PairteS and One year from siaterned date or ate enigma This ranee
*pans or on y trd preen or OTC sense an estimate is oq a guanine. accuracy and Øvered
- Lot adore,/ traded seamen maybe priced tung Mane se not g,urm eted Ow <San
aalatan niocla a the nap wean pia we Malted - Est annual ammo and anent NM for agar Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not
admanot refreflect an actua mant prr or rain Nino, Storing mutdiscluie a return of anaa or ereaited by the stenm (Net open buy al sell top
- (wain positrons may aura alma ay.:wand roll cagy( gas er wadi case the est name lait grant orders re rented by the amount of dwdends er (gas on
show z 'price was not writable' if we re ante to NM) would be werand • oydadndsor mamas dato unless nomad airmen.
obi* a age for a saucy - Estimated arena' name ard euteni yield aid the by you You ae remorolote I or orders aha are ericuted doe
- Deposes a Wanes denallitnd n ~es OPP actua nowt and yeld night be lowers hgher than to put fare to canal existing open orders
thi U S dollars se ref keled a the err) Ego rSe as of the maraud among
the Parma! data - An mainatool amalged name <dotard andor Tax wiThaditg en ~ens futon UK financial
- for certan seanhes mica mnomantirmig want) dulled brim coma matte, valrearewat Stains IRAs
denomnatros. ace and quality das vane) mart hae balance is lased as the lag disand or Nan ledara tact taw requres 1.85 Nadal Sevres to wentrold
been attuned» lapPale Kopp vAupAn parfait, niale by Me muer and Nunes Tit income tat from its unable IRA &WHAM AAR but you may
To obtain clam antrum Wien wattage «Nan yor seam indents rill be Midge one year ban the eke not lobate ~UN willP 01 impart you nay
Primal eatecor states-rat rigor ate ~prey Acosant aid Peet to hare lie ~Mc I a era, or maned row as
Palmed Tied ae not goaanteed you choose VP: Soon RA warn n effect IAN reRolcd
• mern lewmanuma and structured undo« Mate by you You may mock. your acclIon a ay lino by ~mg
Inestriore taunts Crictidng Ana prapation • Aetna held try UPS Mandel Soaker Conan a now onain a sou do rot haw weigh nonm a
progran aid real Mate rwstment rain *and agora are rot UN bytte Prm .3-4 not Minn the Fint's wanted Ironi 'Our d'actulialf. A/6 maybe remora* la
Structured go-oAIM aerated., hghly NW./ (elan posseSPfi or anted Thee Puts Pe 46pta,ed at yam the paymera of ettand tat you may oar pares d vie
surctued prams hare nod been rettiored with the statement for inlormannal ~one, Roans end moats rennet] and your estimated Ir parrninis reret
~Pet and &Male Canaan a underand sure raps presented ao prosaed byte sung lien UBS eta CO van tar obligation
secures UM We prow» estmaed saws la agate financra Snag n not reiponsble for this Mann»
magmas saran arm senate., prodas tor and does net grantee to awry Moe assets ate not Macy
Mann.* cnalpupoen only Acatacyo rot gonnifCl prowled by Sara or IN Ffin-C supplemental SaC To obtain amen:Oar omen One Proxy tam c. please
- 111(RAIWNP maydiger %Diurnally tram Nam day coverage gonad you F natal mater cruise ow ?Aisne at
a inch wire niestrnere sectary« structured ymrov wax ccrnenrrworry
Nana my be Lair a sokl aid do not necessaily • ferns Sating and additional conmensadow
represent the eatr you my rearoo upon Igridson - ti additar to ammissom on saks aid 12bil fees Let natal Saran is not a bark the WA. Suwon
- med pay enmans of vim are as of a anen due noted in enflame wits the &Paula of tradva Sevres Accont BSA and AMA ate Wattage aoocurrts
aid ae utplied so ISS Nadal Sams on a regi It fads to our dents we atla op starlap rente vadi proide access to bating seams aid pats,'
bass by an nano:Sent YAWN., Inn rensue it)wirr; pa/maul rorn tutu bungs and« ttrough an ti with affiliated bras awl other MS.
Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf advisors of the name funds Tat we telt Thew partybalks and prcvdtes access to away ad znuIy
any. are stapled to te Form by Me mug general amounts are based on eto different arroonints promas ittud by until dated med warty nurampe
partner or sponsor and maybe 0W~ Axed an tre amount ol saksby let of a pancuW metal lad carman*, Heugn fivISICe agency Lobar es ol tilli
afferent Narration from that used by thrd part is to Irma to outTerns erd Id Ow arm varelv a Nadal Soria ere
donee it... estimated valor; parboil, mate fund Landis ShIrOt Nil X IN IRA
- You cal ratan addnana ntarnalan legator the - We aid at Stare and rage renwang and ~ I. mace. ad annuity products
methodology used to determine the mutate of vase ormtosproasong lees in consideration lot tuder POI 'DC heated • No bank p.Anni«R May tow vain
ad the date of the Nonnaton Ty Is the bin for and agent spikes dat we proud. to the ntrual funds
mange hyaena:an your Amaral maser These lets gaff" at pad loco imtnor sner, in the MAA Resonate Ma,agrnuni await Banns taus
mutual lad sid se a trod delft amaum trawl on the Atarnt Sta, illar and neemmonal Baotou ~arrant
SDNY_GM_00020782
CONFIDENTIAL
EFTA 00131402
EFTA01273609

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York 1W 10171.0002 August 2015
04P7005764693081 0
GHISLAINE MAXVVEU.
116 E 65TH STREET
NEW YORK NY 10065-71W
Account name: GHISLAINE MAXWELL
Friendly account name: loth
Account number:. SS
Your Financial Advisor:
SCOTT STACKIAAWLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Finan.:a. Advisor or
RMA ResourceiiI le at 800-RMA- 1000, on July 31 (3) on August 31 (3)
account 025023568
Your assets 1,652,375.66 1,576,386.61
Visit our webs1te: Your liabilities 0.00 0.00
www.ubs.comainanciatservices
Value of your account 51,652,375.66 $1,576,386.61
Sources of your account growth
Tracking the value of your account duriag 2015
Value of your account
at year end 2014 31,721,17236
Thousands
Net deposits and
1721.7 1.652.4 1,976.4 vnthchanalS -$56,460.38
• 8 Your awstrnen 4 return.
Diedend and
interest income 328,243.30
Change in
market value -S117,16867
Value of your acc•xmt
on Aug 31. 2015 $1,576.3116.61
Dec 2014 gat 2015 Aug 2015
SDNY GM 00020783
Member SIPC CuM0o09303764693 NP7003193698 00002 0815 030575004 7123568$50 000300 Page 1 of 16
CONFIDENTIAL
EFTA_00131403
EFTA01273610

SUBS
UBS Strategic Advisor Account name: Your R nuncio! Advisor.
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
August 31 ($) your account
A Cash and money balances 132,854.76 8 43% Your current asset allocation • Cash and money balances may include
available cash balances, VEIS Bank USA deposit
B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities 1,443,531.85 91 57% mutual fund sweep balances See the Important
information about yaw statement on the last
D Fixed income 0.00 0 00% two pages of this statement for details about
those balances
aco
E Non-traditional 000%
F Commodities 0.00 000%
Total assets $1,576,386.61 100.00%
C
Value of your account $1,576,386.61
Eye on the markets
Percentage change
Index August 201 5 Year to date
S&P 500 -6.03% -2138%
Russell 3000 -6.04% -2.61%
MSC I - Europe, Australia & Far East -7.35% 0.14%
Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45%
Interest rates on August 31, 2015
3-month Treasury bills: 0.04%
One-month LIBOR: 0.20%
CNenC003005764694NPT0C0199698COC02 0BI5 030575004 v123568SS0C0Mpiy Gm0002coime 2 of 16
CONFIDENTIAL
EFTA_00131404
EFTA01273611

SUBS UBS Strategic Advisor Account name: Your financial Advisor:
Friendly account name: 'I SCOTT STACK MAN KYLE CASNEL
August 2015
Account number. •
Change in the value of your account Summary of gains and losses
Varies reported plow exclude products for which gain andlosses are not classified.
August 2015 (1 Year to date (I)
Realized gains and losses Unrealized
Opening account value $1,652,375.66 $1,721,172.36
August 2015 (1) Year to date gains and bsses (4)
Deposits, including investments
transferred in 0.00 2,200.00 Short term 0.00 0.00 3,621.89
Withdrawals and fees, Long term 12,605 70 21,638.51 204,258 47
including investments transferred
Total 512,605.70 521,638.51 5207,880.36
out -2,301.57 -58,660.38
Dividend and interest income 3,565.29 28,84130
Cash activity summary
Change in market value -77,252.77 -117,168.67
See Account *away rho month to detals. Balances in your Sweep Options are indueedin the cpenng and
Closing account value $1,576,386.61 $1,576,386.61
closing balances value. FDIC insurance 4:pries only to deposits a u8S Bank USA, not to deposits at UBS AG,
Starreced Branch or bank deposits placed through the URSInternaiorui Deposit Account program, SIPC
protection applies to money market sweep fold holdings but not bar* deposits. Seeimportant information
Dividend and interest income earned about your statement at the laSt two pages a INS document for cletals
August 2015 It) year to date (S)
FOI ['Moses of Ills 5laternenl, taiabAy Of interest arcs chiciencl income has been determined (Km a US Opening balances $148.36 $6,517.57
tar repeating pergairdire. Bard upon the residence of the account holder, account type, or product type,
some interest ands dvidend payments mat not be subject to United Stales (US) ardor Puerto Rico (n) Additions
Income tares. The (lent monthly statement is not Intended 10 be used and carrot be reked tarn (Or tar
purposes. Clients should refer to the *TIES:le tar reporting lams they recent. frcm 165 annualy, such as Deposits and other funds credited 0 CO 2,200.00
the Pomp 1099 and the cams 480. for lac reporting intormatiOn It IS the mace 01 U85 to file the
apidicatie tat reporting forms with the US internal Revenue service and PR Treasury Department. and Dividend and interest income 3,565.29 28,843.30
sue h forms accurately dstify dwoknct ardor interest as tar exerrpt or tactte income. Pleat consult yew
indsedual tax prepare( Proceeds from investment transactions 131,442.68 238,352.29
August 2015(4) Year to date Total additions $135,007.97 $269,395.59
Taxable dividends 3,564 93 28,838 48 Subtractions
Taxable interest 0.36 466 Professional management fees and GOO
related services .6,396.16
Total current year $3,565.29 $28,843.14
Other funds debited -2,301.57 -52,264.22
Prior year adjustment 000 0.16
Rinds withdrawn for investments
Total dividend & interest $3,565.29 $28,843.30 bought 000 -84,398.02
Total subtractions -$2,301.57 -$143,058.40
Net cash flow $132,706.40 $126,337.19
Closing balances $132,854.76 $132,854.76
SONY GM 00020785
Ch/P70009305764695NP70C0198698 00007 OBIS 030575004 Y123568550000303 Page 3 of 16
CONFIDENTIAL
EFTA_00131405
EFTA01273612

UBS UBS Strategic Advisor Account name: HI A MAXWELL Your lq vandal Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 201
Account number: -
UBS Bank USA Deposit Account APY
Interest Period 1u18 - Aug 6
Opening UBS Bank USA Deposit balance Jul 8 $49,232.03
Closing UBS Bank USA Deposit balance Aug 6 $976.80
Number of days in interest period 30
Average daily balance $19,914.11
Interest earned 80. 36
Annual percentage yield earned 002%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or with to change them, please contact you
Franco' Advisor or Branch manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Primary - Aggressive
Investment eltgbdtty consideration NC() e selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
CHM00800S764696 NP70C0I99698 00032 OBIS 030575004 Y1235643$300NMYGM00020fte 4 0 6
CONFIDENTIAL
EFTA_00 I 31406
EFTA01273613

UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your Pt nodal Advisor:
UBS
Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 2015 Account number.
Your assets
Some Falco, income and current raves Sheen.' May be EpprOxinlate. ASS dial. darn aid IOSSeS May not
be accurately refieded. See vapor:we infopeabon about your statement a the end of this cbcumem for
more inform on.
Cash
Cash and money balances
Cash and money batances may include avalade cash balances, UBS Bant USA deposit account balances,
UBS AG Stanford Branch Cepoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC v4Ihn aceticalae limits, but are not
protected by SiPC Len AG Stanford Branchdeposit account balances are not insured by FDIC and se not
protected by Slit Money market sweep batances are protected by SEC but are not insured by the FDIC.
See the Important information about MO statement ale the end of this docunent for details about those
Sanas.
Goering balance Cloong balance ince per share Average DnIcknel Interest Own
Hddng on Aug 1 (1) on Aug 31 (5) on Aug 31 (I) rate period period Cep areaunl
Cash 0.00 73,193.95
1/35 BANK NSA DEP ACCT 148 36 59.660 81 250.000 00
Total $14836 $132,854.76
Equities
Common stock
Purchase 'dice/
Trade Painter Average price Price per share Witte on uniedized Hddng
Hddng date of shares per shale (S) Cott bads (S) 01 Aug31 (0 Aug31 (5) win or loss (I) caned
AECOM
Symbol ACM Exchange: NYSE Jan 28. 15 500000 26.619 13,30995 27.500 13,750 00 440,05 ST
Jan 30, 15 100.000 25.532 2,553 24 27.500 2,750 00 196 76 ST
Security total 600.000 26.439 15,85319 16,500 00 636.81
ANALOG DEVICES INC
Symbol: ADI Exchange OTC
EAI: 42,802 arrant yield: 2.861‘ Nov 16, 11 13.000 37 316 485.12 55.860 726.18 241.06 LT
Nov 17, 11 13.003 35393 460.12 55.860 726.18 266.06 LT
Nov 18, 11 35.000 35.502 1,24258 55.860 1,955 10 712.52 LT
Nov 21, 11 18.003 34371 618.68 55.860 1,035.48 386.80 LT
Nov22, 11 15.003 33.338 50007 55.860 837.90 337.83 LT
continued next page
SDNY GM 00020787
CHP7C0033057646B7NP7003150698 COCO? OBI S 030575004 Y123568SSO 000000 Page S of 16
CONFIDENTIAL
EFTA_00B1407
EFTA01273614

*UBS UBS Strategic Advisor Account name: GHISLAINE lvtAXWEU. Your Knandal Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
August 2015 Account number.
YOLK assets Equities . Common stock (conbnved)
Purchase Mai
Trade ranee. Average price Price per stele Value on Unrealized Hddrq
Halting date of :harm per than (S) Cod bads (S) on Aug31 (I) Aug3I (S) gain or Ion (I) period
Nov23, 11 22.000 32.655 718.43 55.860 1228.92 510.49 LT
Nov25, 11 7.000 32.460 227.22 55.860 391.02 163.80 LT
Nov28, 11 30.000 32.951 988.55 55.860 1,675.80 687.25 LT
Nov29, 11 18.000 33.472 602.51 55.860 1,005.48 402.97 LT
Nov29, 11 5.000 33.622 168.11 55.860 27930 111.19 LT
Apr 24, 12 30.000 37.567 1,127.01 55860 1,675.80 548.79 LT
lan 23,13 1,056.000 43209 45,62881 55.860 58,988 16 13,359.35 LT
Apr 22, 13 4139.003 42.447 20,756.68 55.860 27,315.54 6,558.86 LT
Secteity total 1,751. 000 41.990 73,523.89 97,810.86 24286.97
AUTOMATIC DATA PROCESSNG INC
Symbol: ADP Exchange OTC
EAI: 32,493 Current yield: 2.53% Aug 4,11 146.000 42343 6,182.08 77.320 11,288.72 5,106.64 LT
Aug 12, 11 4.000 40.955 16182 77.320 309.28 145.46 LT
Jan 23, 13 767.000 52320 40,129 93 77.320 59,304.44 19,174.51 LT
Apr 22, 13 355.000 56.870 20,189.01 77.320 27,448.60 7259.59 LT
Security total 1,272.000 52.409 66,664.84 98351.04 31,686.20
BAXTER INTL INC
Symbol: BAX Exchange: NYSE
CAI: $716 Current yield 1.20% Jun 20, 12 30.000 28496 854.88 38.450 1,153.50 298.62 LT
Jun 20, 12 17.000 28.455 483.75 38.450 653.65 169.93 LT
Jun 21.12 29.000 28.762 834.12 38.450 1,115.05 280.93 LT
Jun 21.12 7.000 28.444 199.11 38.450 269.15 70.04 IT
lu)21.12 5.000 28.838 144.19 38.450 192.25 48.06 LT
Jun 22.12 61.000 28.658 1,74819 38.450 2,345.45 597.26 LT
Ian 23,13 768.000 36.815 28,274.47 38.450 29,529.60 1,255.13 LT
Apr 22, 13 355.CCK) 38284 13,591.05 38.450 13,649.75 58.70 LT
Sep 19, 13 74.000 39857 2,949.45 38.450 2,845.30 -104.15 LT
Sep 19, 13 6.000 39.696 238.18 38.450 230.70 -7.48 LT
Sep 19, 13 3.000 39.700 119.10 38.450 115.35 -3.75 LT
Sep 20, 13 47.000 39.758 1,868.67 38.450 1,807.15 -61.52 LT
Oct 3, 13 154.000 35.679 5,494.57 38.450 5,921.30 426.73 LT
Security total 1,556.000 36.504 56,799 73 59,828 20 3028.47
continued next page
CNP70003005764698NP7003199938000M OBIS 030575004 VI 23568550000aky_Ghtp002~ 6 of 16
CONFIDENTIAL
EFTA_00131408
EFTA01273615

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your t5 Randal Advisor:
friendly account name: SCOTT STACK MANNYLE CASRIEL
Account number.
Your assets Equities . Common stock (continued)
rurtho:e UMW
TWO Hunter Average puce Prke per share Ydue on unredized fiddng
Hddng date of shares per share 91 Cosi basis CO en Aug 31 (I) Aug 31 (I) gain a loss (A) period
BLACKRCCK INC
Symbol: BLK Exchange: NYSE
EAI: 43,244 Current yield: 288% Oct 5, 12 7.000 189.932 1329.53 302.470 2,117.29 787.76 LT
Oct 5, 12 3.000 187220 563.46 302.470 907.41 343.95 LT
Oct 5, 12 2.000 186.670 373.34 302.470 604.94 231.60 LT
Oct 8, 12 8.000 188.783 1,510.27 302.470 2,419.76 909.49 LT
Oct 9, 12 15.000 189.186 2,837.79 302.470 4,537.05 1,699.26 LT
Oct 9, 12 2.000 189.010 378.02 302.470 604.94 226.92 LT
Oct 10, 12 3.000 187.720 563.16 302.470 907.41 344.25 LT
Oct 10, 12 2.000 187.670 375.34 302.470 604.94 229.60 LT
Oct 10, 12 2.000 187.995 375.99 302.470 604.94 228.95 LT
Jan 23,13 224.000 236.966 53,080.41 302.470 67,753.28 14,672.87 LT
Apr 22, 13 104.000 251.093 26,113.69 302.470 31,456.88 5343.19 LT
Security total 372.000 235.218 87,501.00 112,51284 25,017.84
CATERPILLAR INC
Symbol: CAT Exchange: NYSE
EAI: 13.419 Current yield: 4.03% Jun 19.13 72.000 84.718 6,09975 76.440 5,503.68 -596.07 LT
Jun 20, 13 121.000 83.141 10,060.15 76,440 9,249.24 -810.91 LT
Jun 20, 13 78.000 83.030 6,476.39 76.440 5,962.32 -514.07 LT
Jun21,13 204.000 82.904 16,912.44 76.440 15,593.76 -1,31828 LT
Jun 24, 13 111.000 81.517 9,048.46 76.440 8,484.84 -563.62 LT
Jun 25.13 73.000 82.354 6.011.86 76.4140 5.580.12 -431.74 LT
Jug 26, 13 69.000 82259 5,67590 76.440 5,27436 -401.54 LT
Jug 27,13 141.003 82.951 11,696.12 76.440 10,778,04 -918.08 LT
Jun 27, 13 7.000 82.925 580.48 76.440 535.08 -45.40 LT
Jun 28, 13 169.000 82.774 13,988.92 76.440 12,918.36 -1,070.56 LT
Jul 1, 13 65.000 82.781 5,380.78 76.440 4,968.60 -412.18 LT
Security total 1,110.000 82.821 91,931.25 84,848.40 -7,082.85
CDK GLOBAL INC COM
Symbol CDK (change: OTC
(Al: 5204 Current yield 0.97% Aug 4,11 48.667 18379 894.45 49.540 2,410.95 1,516.50 LT
Aug 12, 11 1.333 17.775 23.70 49.540 66.05 42.35 LT
continued next page
SDNY GM 00020789
CNP700C4005764699 W00019%98 00002 OBIS 030575004 Y123558550000000 Page 7 of 16
CONFIDENTIAL
EFTA_00131409
EFTA01273616

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15noncid Advisor:
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
August 201 5 Account number.
Your assets . Equities Common stock (continued)
Purchase peed
Trade Wrrber Average price Pnce per store Value on Unadlted 11(..(dng
IWdng Ø of share per sham (S) Con Øs(1) al Aug 31 (I) Aug 31 (S) On at Ion (I) period
Jan 23,13 255.667 22.709 5,806.16 49.540 12,665.73 6,859.57 LT
Apr 22, 13 118.333 24 684 2,921 03 49.540 5,862.23 2,941.20 LT
Security total 424.000 22.748 9,645.34 21,004.96 11,359.62
COLGATE PALMOUVE CO
Symbol: CI. Exchange: NYSE
EAI: 12,292 Current yield: 2.42% Aug 4,11 174.000 41.632 7,244.05 62.810 I 0,928 94 3,684.89 LT
Aug 12, 11 4.000 42.450 169.80 62.810 251.24 81.44 LT
Jan 23,13 910.000 54.240 49,35863 62.810 57,157.10 7,798.47 LT
Apr 22, 13 420.000 59.788 25,111.32 62.810 26380.20 1268.88 LT
Security total 1,508.000 54300 81,883.80 94,717.48 12,833.68
ECG RESOURCES INC
Symbol. EOG Exchange: NYSE
(Al: 4335 Current yield 0.86% Jan 28, 15 500.000 90.411 45,205.72 78.310 39,155.00 4,050.72 ST
FORTINET INC
Symbol: FINT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.140 21,070.00 5,098.64 ST
Jan 30,15 250.000 29.431 7,357.75 42.140 10,535.00 3,177.25 ST
Security total 750.000 31.105 23329.11 31,605.00 8275.89
GEM. MILLS INC
Symbc4: GIS Exchange: NYSE
EAL 13,312 Current yield: 3.10% Aug 4, 11 191.00X) 36265 6,926.77 56.760 10,841.16 3,914.39 LT
Aug 12, 11 5.000 35.754 178.77 56.760 283.80 105.03 LT
Jan 23,13 1,001.000 41.387 41428.89 56.760 56,816.76 15,387.87 IT
Apr 22, 13 464.000 50287 23,333.21 56.760 26,336.64 3,003.43 LT
Jul 17.13 148.000 49.739 7,361.45 56.760 8,400.48 1,039.03 LT
Jun 18, 13 73.000 49.836 3,638.07 56.760 4,143.48 505.41 LT
Security total 1,882.003 44 031 82,867.16 106,822 32 23.955.16
10144SON & JOHNSON COM
Symtol:11.1) Exchange: NYSE
EAI: 13,198 Current yield: 3.19% Aug 4, 11 123.000 62377 7.672.38 93.980 11,559.54 3,887.16 IT
Aug 12, 11 3.000 63.730 191.19 93.980 281.94 90.75 LT
Jan 23,13 642.000 72.736 46,696.71 93.980 60335.16 13,638.45 LT
Apr 22. 13 298.000 84.721 25,247.10 93.980 28.006 04 2,758.94 LT
Security total 1,066.000 74.866 79,807.38 100,182.68 20,375.30
cortnnued next page
CNP70009005764700NP7000199898 00002 0815 0305750047173568S5003~ymt0 002ffiler 8 of 16
CONFIDENTIAL
EFTA_00 I 3 14 10
EFTA01273617

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
* UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL
August 201 5 Account number.
Your assets Equities . Common stock (continued)
Purchase OW
Trade Number Average pdce Price per Ode Ydue on Unrealized liddng
14ddng date of shares per shale (S) Cost basis 01 01 Aug 31 (S) Au931 (S) galn or loss ti) period
MCDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: $3,461 Current yield: 358% Aug 4,11 95.000 84.969 8072 06 95.020 9.026.90 954.84 LT
Aug 12, 11 3.000 85.910 257.73 95.020 285.06 27.33 LT
Noy 29, 12 8.000 86.456 691.65 95.020 760.16 6831 LT
han 23,13 555.000 93.053 51,644.75 95.020 52,736.10 1,091.35 LT
Apr 22, 13 255.000 99318 2532632 95.020 24,230.10 -1,096.22 LT
Sep 19, 13 78.000 97.879 7,634.63 95.020 7,411.56 -223.07 LT
Sep 19, 13 22.000 97.425 2,143.36 95.020 2,090.44 -52.92 LT
Sep 19, 13 2.000 97.830 195.66 95.020 190.04 -5.62 LT
Security total 1,018.000 94.269 95,966 16 96,730 36 764.20
PEXTERA ENERGY INC COM
Symbol: NEE Exchange. NYSE
EAI: $3,579 Current yield: 3.13% Aug 4,11 134.007/ 52.960 7.09625 98.410 13,186.94 6,090.19 LT
Aug 12, 11 3.000 52.530 157.59 98.410 295.23 137.64 LT
Jan 23,13 700.000 71.610 50,127.21 98.410 68,887.00 18,759.79 LT
Apr 22.13 325.000 79.757 25,921.06 98.410 31,983.25 6,062.19 LT
Sectrity total 1,162.020 71.689 83,302.61 114,352.42 31,049.81
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Drhange: NYSE
EAI: 12,907 Current yield: 4.11% Feb 12, 14 148.000 88.959 13,165.96 73.010 10,805.48 -2,360.48 LT
Feb 12, 14 117.000 88.989 10,411.82 73.010 8,542.17 -1,869.65 LT
Feb 12. 14 32.000 89.002 2,848.07 73.010 2,336.32 -511.75 LT
Feb 12, 14 7.000 88.857 622.00 73.010 511.07 -110.93 LT
Feb 13. 14 110.093 88685 9,777.41 73.010 8,031.10 -1,746.31 LT
Feb 13, 14 68.000 88.708 6,032.19 73.010 4,964.68 •1,067.51 LT
Feb 13, 14 33.000 88369 2,916.19 73.010 2,409.33 -506.86 LT
Feb 13. 14 6.000 82.421 53053 73.010 438.06 -92.47 LT
Feb 14, 14 334.000 92.065 30,749.82 73.010 24,385.34 0,364.48 LT
Feb 18. 14 114.000 92.677 10,565.23 73.010 8323.14 -2,242.09 LT
Security total 969.003 90.422 87,619.22 70,746.69 •16,872.53
continued next page
SDNY GM 00020791
CNP70009305764701 NP7000193698 00002 09l 5 030575004 Y123568550000000 Page 9 of 16
CONFIDENTIAL
EFTA_0013 141 1
EFTA01273618

SUBS
U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilaiincid Advisor:
friendly accou et name:Ind SCOTT STACK MANLYLE CASRIEL
August 2015 Account number
Your assets . Equities . Common stock (continued)
Neches. peicel
Trade Hunter Average pike Price per shire Vdue on ureedited Hddrq
Haling date of slum per task (I) Cog beat (S) at Aug 31 ($) Aug 31 (I) gain or Ion (1) perkd
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 13,243 Current yield: 3.02% Aug 4,11 115.000 63979 7,357.65 92.930 10,686.95 3829.30 LT
Aug 12, 11 3.000 63023 189.07 92.930 278.79 89.72 LT
May 16, 12 6.000 68.535 411.21 92.930 557.58 146.37 LT
Oct 24, 12 1.000 68.690 68.69 92.930 92.93 24.24 LT
Oct 25, 12 2.000 68.810 137.62 92.930 185.86 4824 LT
Oct 26, 12 1.000 68.890 68.89 92.930 92.93 24.04 LT
Oct 31, 12 1.000 69.370 69.37 92.930 92.93 23.56 LT
Nov6, 12 1.000 69370 69.37 92.930 92.93 23.56 LT
Nov7,12 1.000 69.150 69.15 92.930 92.93 23.78 LT
Nov8, 12 2.000 69.090 138.18 92.930 185.86 47.68 LT
lan 23,13 699.003 72.166 50,444.31 92.930 64,958.07 14,513.76 LT
Apr 22, 13 322.003 82151 26,484.85 92.930 29,923.46 3,43841 LT
Suavity toti 1,154.000 74.097 85,508.36 107241.22 21,732.86
PROCTER &GANIBLE CO
Symbol. PG Exhange. NYSE
EAI: 43.007 Current yield: 3.75% Aug 4,11 118.000 60.103 7,092.22 70.670 8,339.06 1,246.84 LT
Aug 12, 11 3.000 60.896 182.69 70.670 212.01 29.32 LT
lan 23,13 619.000 69.941 43,293.73 70.670 43,744.73 451.00 LT
Apr 22.13 286.000 81.332 23,261.18 70.670 20,211.62 -3,049.56 LT
Apr 24, 13 108.000 77.762 8,398 32 70.670 7,632.36 -76586 LT
Security toti 1,134.000 72.512 82,228.14 80,139.78 -2,088.36
TRAVELERS COS NOTHE
Symbol: TRV Exchange- NYSE
EAI: 12,811 Current yield:2.45% Apr 24, 12 20.000 63.432 1268.64 99.550 1,991.00 722.36 LT
Apr 24.12 4.000 63350 253.40 99.550 39820 144.80 LT
Apr 24. 12 1.000 63.560 63.56 99.550 99,55 35.99 LT
Apr25, 12 10.000 63.520 635.20 98550 995.50 360.30 LT
Apr 25, 12 10.000 63.617 636.17 99.550 995.50 359.33 LT
Apr 25, 12 10.000 63.659 636.59 99.550 995.50 358.91 LT
Apr25, 12 2.000 63.545 127.09 99.550 199.10 72.01 LT
Apr 25.12 2.000 63.645 127.29 99.550 199.10 71.81 LT
continued next page
CNP700C0305764702 NP7000199638 00002 0815 030575004 Y123568550 0~yGp,,t000269.2 10 of 16
CONFIDENTIAL
EFTA ({1131412
EFTA01273619

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor:
*UBS Friendly account name:Ind SCOTT STACK MANLYLE CASRiEL
August 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase pace
Trade taunter Average price Price per share Value on Unreenzed NoIcing
Hddng date of shares per skate (S) Cog basis (S) cn Aug 31 (5) Aug 3) (i) gain or loss (t) period
Apr 25, 12 2.000 63.745 127.49 99.550 199.10 71.61 LT
Apr 26, 12 5.000 63.928 31964 99.550 497.75 178.11 LT
Apr 26, 12 2.000 63.920 127.84 99.550 199.10 71.26 LT
Apr 26. 12 2.000 63930 127.86 99550 199.10 71.24 LT
Apr 26, 12 1.000 63.720 63.72 99.550 99.55 35.83 LT
May 1, 12 15.000 64.637 969.56 99.550 1,493.25 523.69 LT
May 1, 12 6.000 64.715 388.29 99.550 597.30 209.01 LT
May 1, 12 6.000 64.975 389.85 99.550 597.30 207.45 LT
May 1, 12 2.000 64.850 129.70 99.550 199.10 6940 LT
May 1, 12 1.000 64.820 64.82 99.550 99.55 34.73 LT
May 2, 12 7.000 64374 450.62 99.550 696.65 246.23 IT
May2,12 4.000 64.410 257.64 99.550 398.20 140.56 LT
May 2, 12 2.000 64320 128.64 99.550 199.10 70.46 LT
May 3.12 4.000 64.960 259.84 99.550 398.20 138.36 LT
May 3, 12 2.000 64.675 129.35 99.550 199.10 69.75 LT
Maya, 12 2.000 64.910 129.82 99.550 19910 69.28 LT
lan 23,13 629.000 77.560 48,785.62 99.550 62,616.95 13,831.33 LT
Apr 22, 13 290.000 84.719 24,568.68 99.550 28,86950 4,300.82 LT
May 22, 13 111.000 83.807 9,302.58 99.550 11,05005 1,747.47 LT
1,152.000 78.533 90,46950 114,681.60 24212.10
Total $1,240,116.40 $1,447,236.85 9207.120AS
Total estimated annual income: 541,023
Short options
Trade Writer Sale price Sale Price per contract Contract value on Unrealized Hddng
Hddng date of centrals per conuact (3) Proceeds (S) on AUg 3) (5) pWrilLIM(i) Aug31 (s) gain Of IOSS(S) period
CALL AUTOMATIC DATA PROC
DUE 1(Y1E/15 80.000
Expires: Oct 15
Symbol. ADP Aug 26, 15 -12.000 1599 -1,91996 135.000 1.350 -1,620.00 299.96 ST
continued next page
SONY GM 00020793
CNP7C0C0305764703 NP7000193698 C0002 0815 0305750041'123568550000000 ►ago 11 of 16
CONFIDENTIAL
EFTA_00B14B
EFTA01273620

SUBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandag Advisor:
Friendly account name:Ind SCOTT STACK MANFLYLE CASRIEL
August 201 5 Account nuntber: 212.821.7000/800.308.3140
Your assets . Equities . shortoptions (tonnnved)
Trade Nurrber See pace Sale Price per contract Contract Vatre on Unrealired Hddng
Hddng date of «uitwis pee contract (S) pozeeds(S) on Aug 31 (S) pierturnU> Aug31 oen or loss pedal
CALI JOHNSON & JOHNSON C
CVE 1016115 100.000
Expires: Oct 15
Symbol. JNJ Aug 26, IS •10.000 0.999 499.98 66.000 0.660 -660.00 339.98 ST
CAL BAXTER INTI INC
CVE 1016115 40.000
Expires. Oct 15
Symba BAX Aug 28, 15 •15.000 1.029 •1,54497 95.000 0.950 -1,425.00 119.97 ST
Total -$4,464.91 -$3.705,00 3759.91
Your total assets
Percemage of Cost Dtmated Irriterend
value on Aug 31 (S) your account Oase (D agnost wurmt (9 gein or loss (f)
Cash Cash and money balanas 132.854.76 8A3% 132.854.76
Beultjes CcetnOn Stock 1,447,236.85 1,240,116.40 41,023.00 207,120.45
Short options -3,705.00 -4,46491 759.91
Total snuitten 1.443.531.85 91.57% 1235551.49 41,023.00 207,880.36
Total $1,576,386.61 100.00% $1,368,506.25 $41,023.00 S207,880.36
Account activity this month
Ode Mláty Dex opt ton Afnaait (S)
Dividend and interestincome
Taxable cloadends Aug 3 Dividend GEM. MUS INC PAID ON 1882 828.08
Aug 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04
Aug 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73
Aug 20 Dividend CATERPILLAR INC PAD ON 1110 854.70
Aug 26 Dividend XIUNX 1NC PAJDON 1798 557.38
Total mol!, divideads $3.564.93
Taxable interest Aug 7 Interest UEIS BANK USA DEPOSIT ACCOUNT AS OF 08705115 0.36
Total taxable interest 50.36
Total dividend and Interest ineome 53.565.29
CNP70X0005764704NP700019969800002 0815 030575004 v123568S500~y Gm0002rem 12 of 16
CONFIDENTIAL
EFTA_00131414
EFTA01273621

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor:
* UB S friendly account name:Ind SCOTT STACK MANYLYLE CASRIEL
August 2015 Account number.
Account activity this month
(contrived
Date A.tigly UescIpt e23575 Amount (SI
Other funds debited Aug 18 Transfer JOURNAL TO GHSLAINE MAXWELL •2301.57
Total other funds debited .$2,301.57
Investment transactions
Fa mate Infonnalon abotr tee price/value pawn for restricted sKuttles, see important information about
your statement at the end of this dacumet.
Proceeds Iran Funds
investment withdrawn) for Accrued
Date Activity Desulpton Quantity )(Sue (5) Price liana-tons (5) investments truplst (51 (merest (5)
Aug 27 Sold CALL AUTOMATIC DATA PROC CUE 1 a 16115 • 12.000 1.60 1,919.96
80.000 OPEN CUST GURO
Aug 27 Sold CALL JOHNSON &JOHNSON C DUE 10116115 •10.060 1.00 999.98
100.000 OPEN COT CVRD
Aug 26 Sold CAUFORNIA RESOURCES CORP -387.000 2.810048 1087.47
Aug 28 Sold BAXALTA INC UNSOUCITED •1556.CCO 34.860100 54,241.32
Aug 31 Sold XIUNX INC •1,798.000 39.85 71,648.98
Aug 31 Sold CALL BAXTER NTL INC DUE 10116115 40.000 -15.000 1.03 1,544.97
OPEN CUSTCVRD
Total $131.442.68
OF. Activity Description Amount (5)
Money balance activities MI31 Balance forward $143.36
Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 828.08
Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF mows 0.36
Aug 17 Deposit UB5 BANK USA DEPOSIT ACCOUNT 573.04
Aug 18 Deposit U115 BANK USA DEPOSIT ACCOUNT 751.73
Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08118/15 -2,301.57
Aug 21 Deposit UB5 BANK USA DEPOSIT ACCOUNT 854.70
Aug 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08124/15 •1.76
Aug 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.76
Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38
Aug 28 Deposit UB5 BANK USA DEPOSIT ACCOUNT 2,919.94
Aug 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 55328.79
Aug 91 Closing UBS Dank USA Deposit Account S59,66021
The UBS B3rik USA Detegt Account it your primary Sweep cphon
SDNY GM 00020795
CNP7004:»305764705NP7000199698 00002 0815 030575004 Y123568550000000 Page 13 of 16
CONFIDENTIAL
EFTA_00131415
EFTA01273622

*UBS UBS Strategic Advisor Account name: GHISUAINE h1AXVr ELL Your Amends' Advisor:
Friendly account name: SCOTT STACK MAMLYLE CASRIEL
August 2015 Account number:
Unsettled transaction activity
The following transationd) are pendng settlerrom
Trade Settlement
date date Actiory Description Quantity OWE) I Value (4) Amount (1)
Aug 27, 15 Sep OI, 15 Sold CATERPILLAR INC .1,110000 75 116200 83,410 75
Total needing investments sold $$3.41035
Realized gains and losses
The estimated realized gains and losses stem, below ale not fa lea purposes. mast rote that g:in coots inforrna:on We may riot aQust gans and losses la an (swarths-cies. We automaticsty adjust cost basis for
recognized en the tale or rederrption of °titan Structured Products, Ike Contingent Debt Securities. may to ta..ennept and AMT coupon municipal securities foe intimated anon ration of tone premiums aid for accreted OiD
adn ary. and not capita, gain or loss. Meese check with your tar advisor. To calculate gem and losses. we fa sec traits issued at a C/SCCorit a you requested that U8Saclust cat basis for the bend premium amortization on
licwicLaie the eldest security lot first. This is krb:orn as the first-In first-out or FF-0 accounting method We use taiade debt securities then cost basis reflected for these securities has been flossed Estimates in the undastified
this method unless you specifiedwhich tar lot to dose when you placed your order. This is known as a versus section canna Declassified as short tern, or long term tecwse intormaton is missing or the product is one in which
pirchaSeS Or YSP order See important intorreavon strew your statement a the end of this dOCument tor mere the ga 'on CdCufalai is not provided
Long-term capital gains and losses
wash sale
[Manley or Purchae Sale See Cost cost ban
Saucily CleSC (Olioi Method feet vac date dale amount (I) basis (S) alitnimem(1) toss (S) Gain (S)
BAXALTA INC HFO 30.000 tun 20. 12 Aug 25,15 1,045.78 692.96 352.82
FIFO 17.000 Jun 20, 12 Aug 25, IS 592.61 392.14 200.47
FIFO 29.000 Jun 21, 12 Aug 25, I5 1,010.93 676.13 334.80
RFO 5.000 Jul 21, 12 Aug 25,15 174.30 116.89 57 41
FIFO 7.000 Jun 21, 12 Aug 25, IS 244.01 161.39 82.62
FIFO 61003 Jun 22,12 Aug 25,15 2,126.43 1,417.10 709.33
FIFO 768003 Jan 23, 13 Aug 25,15 26,772.06 22,919.33 3,852 73
HFO 355.003 Apr 22,13 Aug 25, 15 12375.11 11,01695 1,358.16
FIFO 74.000 Sep 19, 13 Aug 25,15 2,579.60 2,390.83 188.77
RIO 3.000 Sep 19, 13 Aug 25, IS 104.58 96.54 804
FIFO 6.000 Sep 19,13 Aug 25, I 5 209.16 193.07 16 09
FIFO 47 COO Sep 20, 13 Aug 25, IS 1,638.39 1,514.74 123.65
FIFO 154.000 OCt 03, 13 Aug 25, 15 5368.36 4,453.92 91444
CALFORNIA RESOURCES
CORP RIO 12 200 Feb 12, 14 Aug 25,15 34.28 98.02 -63 74
RIO 2.80) Feb 12, 14 Aug 25, IS 7.87 22.46 -14.59
FIFO 46800 Feb 12,14 Aug 25, IS 131.51 375.95 -244.44
Rio 59203 Feb 12, 14 Aug 25, IS 166 35 475.39 -309 04
continued nen page
CNP70X0305764706NP7003199698 C0032 {615 030575004 V123568S5003WayGrk0002avie 14 of 16
CONFIDENTIAL
EFTA_00131416
EFTA01273623

UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your fl nandal Advisor:
UBS Friendly account name: SCOTT STACK MAMLYLE CASRIEL
August 2015 Account number.
Realized gains and losses (continued)
Long-term capital gains and losses (continued)
Wash Sale
Quantity of Purchase Sale Sge Cost cost baSiS
Secunly description Method fae vat» date date arrount (14 bast; (S) adusirnent(S) Las CH Gain (i)
RIO 2.400 Feb 13, 14 Aug 25,15 674 19.16 -12.42
RIO 27 200 Feb 13, 14 Aug 25,15 76.44 217.81 -141.37
RFO 13200 Feb 13, 14 Aug 25,15 37.09 105.30 -6821
FIFO 44.000 Feb 13, 14 Aug 25,15 123.64 353.04 •229.40
RFO 133.600 Feb 14, 14 Aug 25, IS 375.41 1,110.31 -734.90
RIO 45.600 Feb 18, 14 Aug 25,15 128.14 381.49 -253.35
NUNX INC FIFO 25.000 Sep 07,12 Aug 26,15 996.23 869.27 126.96
RFO 5.030 Sep 07, 12 Aug 26,15 199.25 174.23 25.02
RFO 37.000 Sep 10,12 Aug 26,15 1,474.42 1289.29 185.13
FIFO 3.000 Sep 10,12 Aug 26,15 119.55 103.98 15.57
FIFO 20.030 Sep 11, 12 Aug 26,15 796.98 697.06 99 92
FIFO 18.000 Sep 12,12 Aug 26,15 717.29 630.11 87.18
RFO 21.000 Sep 13,12 Aug 26,15 836.84 73261 104.23
FIFO 19.000 Sep 14,12 Aug 26,15 757.13 675.19 81.94
FIFO 7.000 Sep 17,12 Aug 26, IS 278.95 246.06 32.89
RFO 3.000 Oct 24, 12 Aug 26, l S 119.54 97.57 21 97
HFO 5.000 Oct 25, 12 Aug 26, IS 199.25 162.61 3664
FIFO 3.000 Oct 26, 12 Aug 26,15 119.55 98.33 21.22
FIFO 1.000 Oct 31, 12 Aug 26,15 39.85 32.77 7.08
FIFO 2.000 Nov 01.12 Aug 26,15 79.70 66.72 12_98
RFO 1.000 Nov01.12 Aug 26,15 39.85 33.52 6.33
RFO 1.000 Nov 01. 12 Aug 26,15 39.84 33.53 6.31
RFO 1.000 Nov 02.12 Aug 26,15 39.85 33.55 630
FPO 1.000 Nov 05, 12 Aug 26, I S 39.85 33.19 6.66
FIFO 3.003 Nov 06.12 Aug 26, I S 119.55 101.66 17.89
FIFO 2000 Nov 07,12 Aug 26, 15 79.70 68.05 11.65
FIFO 1.000 Nov 07, 12 Aug 26,15 39.85 33.91 5.94
FIFO 1.003 Nov 08.12 Aug 26,15 39.85 33.86 5.99
FIFO 4.000 Nov 08, 12 Aug 26, 15 159.39 136.13 23 26
continued ne)a page
SDNY GM 00020797
C HP70303305764 707 NV7003148698 000O2 OBIS 030579304 Y122568S50 000000 Pap 15 of 16
CONFIDENTIAL
EFTA_00131417
EFTA01273624

*UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II sandal Advisor:
August 201 Friendly account name:Ind SCOTT STACK MAANYLE CASRIEL
Account number:
Realized gains and losses (continued)
Long-term capital gains and losses
(continued)
Wash sale
Ouantlty ce Putchase We xij uCstOmSIe basis
Method fae rite date date arnounStllIie) basCisr$) Las Gin 0/
FIFO 4.030 Nov 28, 12 Aug 26, 15 159.40 137.25 22.15
HFO 3.000 Nov 28, 12 Aug 26, 15 119.55 103.23 1632
FIFO 16000 Nov 29, 12 Aug 26, 15 518.75 7899
FIFO 3.000 Nov 29, 12 Aug 26, 15 15917917545 10348 16.07
FIFO 1,087.000 Jan 23, t 3 Aug 26, 1 5 43,316.15 40,008.01 3308.14
FIFO 502.000 Apr 22, 13 Aug 26,15 20,004.33 17,917.23 2087 10
Total $126,977.77 $114,372.07 42,071.46 $14,677.16
Net long-term capital gains or losses $12.605.70
Net capital gains/losses: $12,605.70
CNP700C0005764708 W7000193098 00002 0315 030575004 Y12356600 cOMY_GM_0002tI989 16 v' o
End of statement for account number .=
CONFIDENTIAL
EFTA_00 1 3 14 18
EFTA01273625

Important information about your statement
UBS Fnancial Sperm Inc ~rim aIBSFnscialSeivcaa, The km orC ad issuer veil meagre your ~lane xel hobo on the books red records of the aplerthe corer or envelopes—you may doh househollny by ding your
is a menter of al priarpalsecunty. unaroddy aid grans will coma any error pronttly tong« agerd/ Fnoucal Myna
~merges UBSFnaiNlServersandLKBaI.USAae
Mier subaliries of IBS AG and Milian of uBSStorgem More mire al docks pays. b the Finror tR ?hair • Conan nymerreni coon" of norm: ~me et 9. Friend>, «count INTIM
u.0 tekerstrancial ~aerie it arstable Loon repro! Asa ndeated on do kora of f1651aerwn h akt izer Mood parowersheps and prvae plxwents) that are no< llonfnenry aØ nane ref Ixts edurretien Mat you
The entes eyeastee of re a to regular roust fees. axecemb may be Nbted to registered laid« the ~Lies Act of 1933. and aloud on Ito Hors online Sewn webste It 6a
mammary.. On change:Ice tie payrera far acute: conanizable 'macaw« drawn by you to aza you wth
U35 runeia Sevirs lie porthase, ~chirps la %road moults h cab a:cants • Corm:dims coninon * g . forop eetamo aid your ~aging n hm no ega aler on >our ~UM
1200 Harbor &Plaid Accounts Mat ere traWerred to other. TAU:uteri, may be precious rear «moat ticleclkse funies commas and Yter can Mange pv trondy xcemet nanes. through Mine
Vaanmsk et NJ 07086 steeps to a rmslor lee 01madddY *PI« contracts Sevres of IY/0"Xlinj »NS /name, Ache«
Shissutonem mown the plyoflcialrecod of >cm UBS UBS Sweep Optims The SF< protection aid tho arnal~lproteabn do not Aaron morello
Franke Saual a0Ø1 Other reCOICIS.Wrgpt01103Ita UPS offers oplau for ~care bakers braces:0 spy to these assets ern d theyotinvese appear cnrxr • valjo of 1,0t (Couritehr PPS, Nec 01 assets 2W1
downewd. comanng molten? data should not be abed bank Stows at U55 Bart( 1184 anilVIS AG Surfot Cahn suientms The SIX protector, and the spp Wrwit a !Widnes
upon el you Whore Moo n an mecca widow. please (Bark Swap ograns), maneyntrket mutual hate/one; ',Meehan do not pad agars changes h the market • Arens !whiles Sealable Cat Maces vises la
report n ~doper n wring» tel3ranch ~ape of the Mph) ard the nekrUtiOnal Decor Account (Clalfor vat.* of your ihrestmens DAM« as arreter d maim rennee d ware, <en 1 rid Glob', Ter* Deposits, unrealized
"room; your irmeum ~ A M mu en r. t M hi r c s o e gh i m th o e r B sa i b r o k n S e w d e k e e p s n ou it x r e o l egna m g i e te m b en a t l sas encommt. resurs ~lc/ ot Mimin' ) D m o a e i s d n t o o t m nc a L rk d e e t u a n n a d n m ce e d t a s n ta s n t I e te ts d a n s e s t e h t e s l a d b n y e t e e n P 1 r o n f the
Alitechgh al harm tom are emended Be be ranee re swept to tea Bare USA ist b n enatished lene and Mote Yaommon e rattle wpm nicest Vat nay ',bun pax and owe« niter/yin pow« a Wale ~awls.
sera datatout] rot be used for tat putoses FOB Memo UPS AG Stamford Branehor a here), Fura Deposes more Morena:on Paul SIC. irecludng the SPC Brodeur. unrested shale cut ho and wanit*le Stoa options
»leg On yed.and ir lams. . fan 1099. 5498. I 048. at WS Bat USA ~HNC murred n dOCOrdarde with FOK byco-nag SPC at 202-37I 4300 ex by riteig tie SIC • Ordees InChdeS CAR tdanCe5. outstandng mars
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Ober* Nervation from that used by thrd panes to fair to or dens. end (4 the tate vate of a Fonda Saviors e.c
clothe thee intimated rases prowl, mar fad fangs shares lokl a rim Inn
- You car obtain adrift:nal stormalco regaling the - We aid CO aaare an mange retorng and batter. nuance. and amuly products
methodology used to determine tlie esthiae of via onatosprocesong lees n ortedeiron for trailer Not MK haired • No bane motor May lose vain
and in, date of toe hfonn.von anal Is the bass fa the agent smilres That We proud. to [he neual funds
encore by aedactin your Fonda Adler These fees generabi as pad trim imenor men f the litatA ReSOuireeAvonuni ACCOult Susanna Swan
roma lac ad to a tird dolte anon) basal on the ACCoal SSA. IVAA and ntemaborial RerOurCe lAtagerreent
SDNY_GM_00020800
CONFIDENTIAL
EFTA_00I 31420
EFTA01273627

UBS Financial Services Inc UBS Strategic Advisor
UBS 299 Park Avenue
25th Floor
New York NY 10171.0002 September 2015
O4P70065265030915X1I.
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065.7007
Account name: GhliSLANE MAXWELL
Friendly account name: In&
Account number SS
Your rinandal Advisor.
SCO11 STACK1AANLYLE CASRIEL
Phone
Questions about your statement? Value of your account
Call your Financial Advisor Or the
RMA Re50urCeline at 800-4MA-1000, on August 31 (4) on September 30(4)
account 029023568
Your assets 1,576,386.61 1,332,724.47
Visit our websIte: Your liabilities 0.00 aoo
vaidvi.ub&COMIlinanCialServiCeS
Value of your account 11,576,386.61 31,332,724.47
Sources of your account growth
Tracking the value of your account during 2015
Value of your account
SThe Lr...3,1C1$ at year end 2014 $1,721,172.36
Net deposits and
• ,721
1.5764 withdrawals 4297,41505
1,332.7 Your ilveStMent return
Dividend and
interest income 434,478.52
Change in
market value -4125.511.36
Value of your account
on Sep 30. 2015 0.332.724.47
Dec 2014 Aug 2015 Sep 2015
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PA•mber SIPC CNP70003006526503 NP7000303380 C0007 0915 030575004 Y123568550 100000 Page 1 of 14
CONFIDENTIAL
EFTA_00131421
EFTA01273628

SUBS
UBS Strategic Advisor Account name: cjiirtJal, ' LL. Your K mental Advisor.
Friendly account name:•In d SCOTT STACK MANLYLE CASRIEL
September 2015
Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (14 your account
• Cash and money balances may include
A Cash and money balances 7,126.05 0.53% Your current asset allocation
available cash balances. UBS Bank VSA deposit
B Cash alternatives 0.00 0.00% account balances. V95 AG Sumford Branch
deposit account balances and money market
C Equities 1,325,598.42 99.47% mutual fund sweep balances See the important
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
Total assets 11,332,724.47 100.00°0
C
Value of your account $1,332,724.47
Eye on the markets
Percentage change
Index September 2015 Year to date
S&P 500 -2.47% -529%
Russell 3000 -2.91% -5.45%
MSC I - Europe, Australia & Far East -5.04% -491%
Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13%
Interest rates on September 30, 2015
3-month Treasury bills: 0.00%
One-month LIBOR: 0.19%
OIP700C9006526504NP700330338000C02 MI 5 03057506423568550 lowitGiumcsitee 2 of 14
CONFIDENTIAL
EFTA_00131422
EFTA01273629

UBS Strategic Advisor Account name: Your Financial Advisor
UBS SCOTT STACK
Friendly account name: MAN LYLE CASRIEL
September 2015 Account number.
Change in the value of your account Summary of gains and losses
Values reported telow exclude products for which gans and iosses are DOI dtsified
September zoi 5(Si Year to date (1)
Realized gains and losses Unrealized
Opening account value $1,576,386.61 $1,721,172.36
September 2015 (1) Year to date (1) gains and bsse5 (4)
Deposits, including investments
transferred in 0.00 2,200.00 Short term 0.00 0.00 4,898.78
Withdrawals and fees, Long term 2,353.26 23,991.77 192,285 63
including investments transferred Total $2,353.26 523,991.77 $197,184.41
cut Q40,954.67 -299,615.05
Dividend and interest income 5,635.22 34,478.52 Cash activity summary
Change in market value -8,342.69 -125,511.36
See Account &dusty the month for dela lk Balances in your Sweep Options are Ind ueed n the opening and
Closing account value $1,332,724.47 $1,332,724A7
closing balances we ue. FDIC insurance pier only to deposits a u8S Bank USA, rot to deposits at UBS AG.
starriord Era n ic h or bank deposits paced tnrouli the UBS internetiond crow Account prcgram. S/PC
protection applies to money market sweep fund holdings but nal bar* deposits See Important MS:yogi:1n
Dividend and interest income earned ,bout your statement on the last two pages Cf. this document for coals
September 2015 (1) Year to date (/)
FOI purposes of iris slater-Mn', of 'nines] and biidend income ism been determined frcm a U5 Opening balances $132,854.76 $6,517.57
tar reporting penprdire. Based upon the residence of the account holder, account type, or product type,
some interest ardor chidend payments may riot be subiect to United States (US) ardor Puerto Rico (FR) Additions
Income tares. The dent months/ statement 2 nos intended to be used and cantos be relied upon ice tai
Nrposes. Clients should refer to the apeletile tar reporting forms they recent. from 165 annualy, such as Deposits and other funds credited 0 00 2,200.00
the Forms 1099 and the Tenni 480, fOr lac reporting information It is the make Of U85 to Me the
Ebblicade ta( tenoning forms with the US intern8 Revenue Semce and PR Treasury Department and in Dividend and interest income 5,635.22 34,478.52
such forrrn accurately usury chucknct amtlot interest as tar erenot or tattle income. Pleat Lomat your
InChldbaltax prepare( Proceeds from investment transactions 109,590.74 347,943.03
September 2015 ell Year to date (t) Total additions $115,225.96 $384,621.55
Taxable dividends 5,635.19 34,473.67 Subtractions
Taxable interest 0.03 4.69 Professional management fees and
related services 0.00 -6,396.16
Total current year $5.635.22 $34A78.36
Other funds debded -240,954.67 -293,218.89
Prior year adjustment 0 00 0.16
Funds withdrawn for investments
Total dividend & interest $5,635.22 $34,478.52 bought 000 -84,398.02
Total subtractions -5240,954.67 -1384,013.07
Net cash flow -$125,728.71 $608.48
Closing balances $7,126.05 $7,126.05
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CONFIDENTIAL
EFTA_00131423
EFTA01273630

UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linanciel Advisor:
Friendly account name: SCOTT STACK MANLYLE CASRIEL
September 2015 Account number
Loan summary Your account instructions
Opening loan balance on August 22 $O • Your account is currently coded for margin.
• Your account cost basis default dosing method is FIFO, First In, First Out
Closing loan balance on September 21 $0
Average loan balance $20,519
Loan interest period August 22 to September 21
Number of loan (debit) days 5
Average loan interest rate 9.875%
September 2015 loan interest $28.14
Year to date loan interest $28.14
UBS Bank USA Deposit Account APY
Interest period Aug 7 - Sep 7
Opening UBS Bank USA Deposit balance Aug 7 $976.80
Closing UBS Bank USA Deposit balance Sep 7 10.00
Number of days in interest period 32
Average daily balance $2,828.48
Interest earned $0.03
Annual percentage yield earned 001%
Your investment objectives:
You have identified the following imestrnent objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Froancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document.
Your return objective:
Capital appreciition
Your tisk profile:
Pnmary - Aggresswe
Investment eligibility consideration - None sleeted
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CONFIDENTIAL
EFIA_00131424
EFTA01273631

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor:
*UBS
Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
September 2015 Account number.
Your assets
Some potes, income and current values Shdern May be EppithrirMe. AS a tesull. gains addlossesmey sal
be accurately reflected. See enponent in/ameba, about your statement a the end of INS etcurnera tol
more infornaton.
Cash
Cash
and money balances
Cash and mosey balances may include avalade cash balances, U85 Bant USA deposit account balances,
UBS AG Star/Ord Branch Cepovi account bsarces and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC ealhn apart<I de limits, but are not
protected by SIPC u85 AG Stanford Brant Adeposit account bemires are not insured by FDIC and at not
protected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC.
See the important information about your statement a the end of this document for details about those
Sancti.
Openng bean«. Closing tueuxe ente per share Average Addend Interest Oaf' in
Hddng on Sep I (S) on Sep 20 (I) on Sep 30(1) tale period period Cap /mount (I)
Cash 73,193 95 0.00
LES BANK USA DEP ACCT 59.660 81 7.12605 250.00000
Total $132,854.76 $7,126.05
Equities
Common stock
nuMmise pro,/
Trade larrrber AVtlar price Price per sheet Value on unresized Hord ng
sicedng date of shares per Shalt (1) Crab baSit (Si on Sep 30(1) 5p30(1) Ben Or IOSS (1) period
AECOM
Symbol. ACM Exchange: NYSE Jan 28,15 500.000 26.619 13,309 95 27.510 13,755 00 445.05 ST
Jan 30, 15 ICO 000 25.532 2,553 24 27.510 2,751 00 197.76 ST
Security total 600.003 26.439 15,863 19 16,506.00 642.81
ANALOG DEVICES INC
Symbol, ADI Exchange OTC
EAI: 12,802 Current yield: 2.84% Nov 16, I I 13.000 37 316 485.12 56.410 733 33 248.21 LT
Nov 17,11 13.000 35393 460.12 56.410 733.33 273.21 LT
Nov 18, II 35.000 35.502 1,24258 56.410 1,974 35 731.77 LT
Nov 2 I, I I 18.000 34371 618.68 56.410 1,015.38 396.70 LT
Nov22, I 1 15.000 33338 50007 56.410 846.15 346.C6 LT
continued next page
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CONFIDENTIAL
EFTA_00131425
EFTA01273632

UBS
(S UBS Strategic Advisor Account name: GISSLAINE MAXWELL Your Ilnandai Advisor,
Friendly account name: SCOTT STACK MAN LYLE CASRIEL
September 2015 Account number.
Your assets . Equities . common stock (continued)
Purchase pricer
Trade learbee Average price Price per :here Vdueon Unredzed Prang
louring dab of shares per Aare (S) Cott basis (S) on Sep 30(3) Sep 30 (S) grin a loss (S) period
Nov23, 11 22.000 32.655 718.43 56.410 1,241.02 522.59 LT
Nov25, 11 7.000 32.460 227.22 56.410 394.87 167.65 LT
Nov28, ll 30.000 32.951 968.55 56.410 1,692.30 703.75 LT
Nov29, 11 18.000 33.472 602.51 56.410 1,015.38 412.87 LT
Nov29, 11 5.000 33.622 168.11 56.410 282.05 113.94 LT
Apr 24, 12 30.000 37.567 1,127.01 56.410 1,692.30 565.29 LT
Ian 23,13 1,056.000 43209 45,62881 56.410 59,568.96 13,940.15 LT
Apr 22, 13 481000 42.447 20,756 68 56.410 27,584.49 6,827.81 LT
Security total 1,751600 41.990 73,523.89 98,773.91 25,250.02
AUTOMATIC DATA PROCESSNG INC
Symbol. ADP Exchange: OTC
EAI: 32,493 Current yield: 2.44% Aug 4, II 146.000 42343 6,182.08 80.360 11,732.56 5,550.48 LT
Aug 12, 11 4.000 40.955 16182 80.360 321.44 157.62 LT
Jan 23,13 767.000 52320 40,129 93 80.360 61,636.12 21,506.19 LT
Apr 22, 13 355.000 56.870 20,189.01 80.360 28,527.80 8338.79 LT
Security total 1,272.000 52.409 66,664.84 102,217.92 35,553.08
BAXTER INTL INC
Symbol: BAX Exchange: NYSE
$716 Current yield 1.40% Jun 20, 12 30.000 28.496 854.88 32.850 985.50 130.62 LT
Jun 20, 12 17.000 28.455 483.75 32.850 558.45 74.70 LT
Jun21,12 29.000 28.762 834.12 32.850 952.65 118.53 LT
Jun 21.12 7.000 28.444 199.11 32.850 229.95 30.84 LT
kr 21,12 5.000 28.838 144.19 32.850 164.25 20.06 LT
Jun 22, 12 61.000 28.658 1,748 19 32.850 2,003.85 255.66 LT
Ian 23,13 768.000 36.815 28,274.47 32.850 25,228.80 -3,045.67 LT
Apr 22.13 355.000 38284 13,591.05 32.850 11,661.75 -1,929.30 LT
Sep 19, 13 74.000 39857 2,949.45 32.850 2,430.90 -518.55 LT
Sep 19, 13 6.000 39.696 238.18 32.850 197.10 -41.08 LT
Sep 19, 13 3.000 39.700 119.10 32.850 98.55 -20.55 LT
Sep 20,13 47.000 39.758 1,868.67 32.850 1,543.95 -324.72 LT
Oct 3, 13 154.000 35.679 5,494.57 32.850 5,058.90 -435.67 LT
Security total 1,556.000 36.504 56,799 73 51,114.60 -5,685.13
continued next page
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CONFIDENTIAL
EFTA 00131426
EFTA01273633

UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS Friendly account name: SCOTT STACKMANLYLE CASRIEL
September 2015
Account number.
Your assets Equities . Common stock (continued)
PUIthit.e Pil(d
TIJO wpbs Average price Price per shse \glue on Unreerized Holdng
Hddng dtle of stern per skate (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period
IBLACKRCCK INC
Symbol: BLK Exchange NYSE
EAI: 13,244 Current yield: 2.93% Oct 5, 12 7.000 189.932 1329.53 297.470 2,082.29 752.76 LT
Oct 5, 12 3.000 187.820 563.46 297.470 892.41 328.95 LT
Oct 5, 12 2.000 186.670 373.34 297.470 594.94 221.60 LT
Oct 8, 12 8.000 188.783 1,510.27 297.470 2379.76 869.49 LT
Oct 9, 12 15.000 189.1% 2,837.79 297470 4,462.05 1,624.26 LT
Oct 9, 12 2.000 189.010 378.02 297.470 594.94 216.92 LT
Oct 10, 12 3.000 187.720 563.16 297.470 892.41 329.25 LT
Oct 10, 12 2.000 187.670 375.34 297.470 594.94 219.6O LT
Oct 10, 12 2.000 187.995 375.99 297.470 594.94 218.95 LT
Jan 23,13 224.000 236.966 53,080.41 297.470 66,633.28 13,552.87 LT
Apr 22, 13 104.000 251.093 26,113.69 297.470 30,936.88 4,823.19 LT
Security total 372.0O3 235.218 87,501.00 110,658.84 23,157.84
COLGATE PALMOUVE CO
Symbol: Cl Exchange NYSE
EAI: 42,292 Current yield: 2.40% Aug 4, 71 174.000 41.632 7244 05 63.460 11642.04 3,797.99 LT
Aug 12, 11 4.000 42.450 169.80 63.460 253.84 84.04 LT
Jan 23,13 910.000 54240 49358.63 63.460 57,748.60 8389.97 LT
Apr 22, 13 420600 59.788 25,11 1.32 63.460 26,653.20 1,541.88 LT
Security total 1,508.000 54.300 81,883.80 95,697.68 13,81 3.83
E0G RESOURCES INC
Symbol: EOG Exchange: NYSE
EAI: 3335 Current yield 0.92% tan 28, 15 500.000 90.411 45,205.72 72.800 36,400.00 -8,805.72 ST
FORTINET INC
Symbol: FTNT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.480 21,240.00 5268.64 ST
Jan 30,15 250.000 29.431 7357.75 42.480 70,620.00 3,262.25 ST
Security total 750.000 31.105 23329.11 31,860.00 8,530.89
GEM. MILLS INC
Symbol: GIS Exchange: NYSE
(Al: 33,312 Current yield: 3.14% Aug 4, 11 191.000 36265 6,926 77 56.130 10,720.83 3,794.06 LT
Aug 12, 11 5.000 35.754 178 77 56.130 280 65 101 88 LT
continued next page
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CONFIDENTIAL
EFTA 00131427
EFTA01273634

UBS
UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 asocial Advisor,
Friendly account name: SCOTT STACK MANYLYLE CASRIEL
September 2015
Account number.
YOLK assets Equities . Common stock (continued)
Purchase pricy
Trade Weber Average prke Price per shoe Vdue on Unrealized Hddng
Hddng date of shares per share (1) Con basis (I) on Sep 30(1) Sep 30 ($) gain or loss (1) period
Jan 23,13 1,001.000 41387 41,428.89 56.130 56,18613 14,757.24 LT
Apr 22, 13 464.000 50287 23,333.21 56.130 26,044.32 2,711.11 LT
Jim 17, 13 148.000 49.739 7,361.45 56.130 8307.24 945.79 LT
Psi 18.13 73.000 49.836 3,638.07 56.130 4,097.49 459.42 LT
Security total 1,882.000 44.03I 82.857.16 105,63866 22,769.50
JOIMSON & JOHNSON COM
Symbol:1Ni Exchange: NYSE
EAI: 13,198 Current yield:3 21% Aug 4,11 123.000 62377 7,672.38 93.350 11,482.05 3,809.67 LT
Aug 12, 11 3.000 63.730 191.19 93.350 280.05 88.86 LT
Jan 23,13 642.003 72.736 46,696.71 93.350 59,930.70 13233.99 LT
Apr 22, 13 298.000 84.721 25247.10 93.350 27,818 30 2,571.20 LT
Security total 1,066.000 74.866 79607.38 99,511.10 19,703.72
ts/CDONALDS CORP
Symbol: MCD Exchange: NYSE
EAI: 33,461 Current yield: 3.45% Aug 4, 11 95.000 84.969 8,072.06 98.530 9,360.35 1,28829 LT
Aug 12, 11 3.000 85.910 257.73 98.530 295.59 37.86 LT
Nov29.12 8.000 86.456 691.65 98.530 788.24 96.59 LT
Jan 23,13 555.000 93.053 51,644.75 98.530 5.1,684.15 3,039.40 LT
Apr 22, 13 255.000 99318 25326.32 98.530 25,125.15 -201.17 LT
Sep 19, 13 78.000 97.879 7,634.63 98.530 7,685.34 50.71 LT
Sep 19.13 22.000 97.425 2,14336 98.530 2,167.66 24.30 LT
Sep 19.13 2.000 97.830 195.66 98.530 197.06 1.40 LT
Security total 1018.000 94.269 95,966.16 100,303.54 4,337.38
PEXTERA ENERGY INC COM
Symbol: NEE Exchange NYSE
EAI: 13,579 Current yield: 3.16% Aug 4, 11 134.003 52.960 7,096.75 97.550 13,071.70 5,974.95 LT
Aug 12, 11 3.000 52.530 157.59 97.550 292.65 135.06 LT
Jan 23,13 700.003 71.610 50,127.21 97.550 68285.00 18,157.79 LT
Apr 22, 13 325.000 79.757 25,921.06 97.550 31,703.75 5,782.69 LT
Security total 1,162.003 71.689 83302.61 113,353.10 30,050.49
OCCIDENTAL PETROLEUM CRP
Symbol: OXY Exchange: NYSE
EAI: $2,907 Current yield: 4.54% Feb 12. 14 148.000 88.959 13,165.96 66.150 9,790.20 -3,375.76 LT
continued next page
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CONFIDENTIAL
EFTA 00131428
EFTA01273635

UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your PI nandal Advisor:
UBS Friendly account name: SCOTT STACK MA:417LE CASRIEL
September 2015 Account number.
Your assets Equities . Common stock (continued)
Purchase OW
Trade neater Meat, price Price pet share \glue on tweaked Holdng
HcIdng date of shares per sheet (S) Cost basis CS/ on Sep 30 (0 Sep 30 If/ On or loss (1) period
Feb 12, 14 117.000 88.989 10/111.82 66.150 7,739.55 -2,672.27 LT
Feb 12, 14 32.000 89.002 2,848.07 66.150 2,116.80 •731.27 LT
Feb 12, 14 7.000 88.857 622.00 66.150 463.05 •158.95 LT
Feb 13. 14 110.000 88885 9,777.41 66.150 7276.50 -2.500.91 LT
Feb 13. 14 68.000 88.708 6,032.19 66.150 4,498.20 -1,533.93 LT
Feb 13, 14 33.000 88369 2,916.19 66.150 2,182.95 -733.24 LT
Feb 13, 14 6.000 88.421 530.53 66.150 396.90 -133.63 LT
Feb 14, 14 334.000 92(65 30,749.82 6615 0 22,094.10 -8,655.72 LT
Feb 18. 14 114003 92.677 10,565.23 66.150 7,541.10 -3,024.13 LT
Secwity total 969.003 90.422 87,619.22 64.099.35 .23,519.87
PEPSKO INC
Symbol: PEP Exchange: NYSE
EAI: 13,243 Current yield: 2.98% Aug 4, 11 115.000 63.979 7,357.65 94.300 10,844.50 3,48685 LT
Aug 12, 11 3.000 63.023 189.07 94.300 282.90 93.83 LT
May 16, 12 6.000 68.535 411.21 94.300 565.80 154.59 LT
Oct 24, 12 1.000 68.690 68.69 94.300 94.30 25.61 LT
Oct 25, 12 2.000 68.810 137.62 94.300 188.60 50.98 LT
Oct 26, 12 1.000 68.890 68.89 94.300 94.30 25.41 LT
Oct 31, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT
Nov6, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT
Nov7, 12 1.000 69.150 69.15 94.300 94.30 25.15 LT
Nov8, 12 2.000 69.090 138.18 94.300 188.60 50.42 LT
lan 23,13 699.000 72.166 50,444.31 94.300 65,915.70 15,471.39 LT
Apr 22, 13 322.000 82251 26,484.85 94.300 30,364.60 3,879.75 LT
Security total 1,154.000 74.097 85,508.36 108,822.20 23,313.84
PROCTER ES GANABLE CO
Symbol: PG Exchange: NYSE
EAI: 43,007 Ogren( yield: 3.69% Aug 4,11 118.000 60.103 7,092.22 71.940 8,488.92 1,396.70 LT
Aug 12, 11 3.000 60.896 182.69 71.940 215.82 33.13 LT
lan 23,13 619.003 69.941 43,293.73 71.940 44,530.86 1,237.13 LT
Apr 22, 13 286.000 81332 23,261.18 71.940 20,574.84 -2,686.34 LT
Apr 24, 13 108.000 77.762 8398.32 71.940 7,769.52 -628.80 LT
Gaagiá"
SDNY P89.
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CONFIDENTIAL
EFTA_00131429
EFTA01273636

BS
*U U BS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Ilaancial Advisor:
Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
September 2015 Account number:
Your assets . Equities . Common stodc (continued)
Purchase pricel
Trade Harter Average pace Price per share Vdueon Unedited Holding
Hcldng date of charm per dust (1) Cost basis (S) on Sep 30(11 SeP 30 4 / gain or loss (I) period
SeCueity IOW 1,134.000 72.512 82228.14 81,579.96 -648.18
TRAVELERS cos INOTHE
Symbol: TRV Exchange NYSE
EAt 42,811 avrent yield:2.45% Apr 24, 12 20.000 63432 1268.64 99.530 1,930.60 721.96 LT
Apr 24,12 4.000 63350 253.40 99.530 398.12 144.72 LT
Apr 24.12 1.000 63.560 63.56 99.530 99.53 3557 LT
Apr 25, 12 10.000 63.520 635.20 99.530 995.30 360.10 LT
Apr 25,12 10.000 63617 63617 99.530 995.30 359.13 LT
Apr 25, 12 10.000 63.659 636.59 99.530 995.30 358.71 LT
Apr 25, 12 2.000 63545 127.09 99530 199.06 71.97 LT
Apr 25, 12 2.000 63.645 127.29 99.530 199.06 71.77 LT
Apr 25.12 2.000 63.745 127.49 99.530 199.06 71.57 LT
Apr 26, 12 5.000 63.928 319.64 99.530 497.65 178.01 LT
Apr 26.12 2.000 63.920 127.84 99.530 199.06 71.22 LT
Apr 26, 12 2.000 63.930 127.86 99.530 199.06 71.20 LT
Apr 26, 12 1.000 63.720 63.72 99.530 99.53 35.81 LT
May 1, 12 15.000 64.637 969.56 99.530 1,492.95 523.39 LT
May 1, 12 6.000 64.715 388 29 99.530 597.18 208.89 LT
May 1,12 6.000 64.975 389.85 99.530 597.18 207.33 LT
May 1, 12 2.000 64.850 129.70 99.530 199.06 69.36 LT
May 1, 12 1.000 64.820 64.82 99530 99.53 34.71 LT
May2, 12 7.000 64374 450.62 99.530 696.71 246.09 LT
May 2, 12 4.000 64.410 257.64 99.530 398.12 140.48 LT
May2, 12 2.000 64320 128.64 99.530 199.06 70.42 IT
Maya, 12 4.000 64.960 259.84 99.530 39812 138.28 LT
May 3, 12 2.000 64.675 129.35 99.530 199.06 69.71 LT
May 3, 12 2.000 64.910 129.82 99.530 199.06 69.24 LT
Jan 23, 1.3 629.000 77.560 48,785.62 99.530 62,604.37 13,818.75 LT
Apr 22, 13 290000 84.719 24,56868 99.530 28,863.70 4,295.02 LT
May 22, 13 111.000 83.807 9302.58 99.530 11,047.83 1,745.25 LT
Sectrity total 1,152.000 78.533 90,469.50 114,658.56 24,189.06
Total 31,138,539.81 S1.331,193.42 $192,653.61
Total estimated annual income: $37,400
CRP7OCCOOC65265i 2 NP7000303380 00002 0915 030575004.235685S01006ftyGatm oan 10 of 14
CONFIDENTIAL
EFTA_00131430
EFTA01273637

UBS Strategic Advisor Amount name: GHISLAINE MAXWELL Your PI nandal Advisor:
*UBS
Friendly account name: SCOTT STACKMAN/LYLE CASRIEL
September 2015 Amount number:
Your assets a Equities
(continued)
Short options
Ttecte Nurrbet Sale orke Sale Price per context Contract Value on Unrealized Hddng
H(IcIng date of contacts per convect (S) proceeds (f1 on Sep 30 (11 prerraurn(S) Sep 304) gain or lost (1) pelted
CALL AUTOMATIC DATA PROC
DUE 1016115 80.000
Expires Oct 15
Symbol: ADP Aug 26, 15 -12.000 1599 -1,919.96 160.000 1.600 -1,92003 -0.04 st-
CALL JOHNSON &JOHNSON C
DUE 1016115 100.000
Expies Oct 15
Symbol: PO Aug 26, 15 -10.000 0.999 -999.98 11.000 0.110 -110.00 889.98 sr
CALL BAXTER INTL INC
DUE lateIS 40.000
Expires: Oct 15
1,424.97 sr
Symbol: BAX Aug 28, 15 -15.000 1.029 -1,544.97 8.000 0.080 -120.00
CALL TRAVELERS COS NOT
DUE 10 16115 105.000
Dpires Oct 15
sr
Symbol: TRV Sep02, 15 -10.033 0.519 -519.99 16.000 0.160 -160.00 359.99
CALL ANALOG DEVICES INC
DiE 101E/15 57.500
Dpires Oct 15
Symbol: AD1 Sep02, 15 -17.000 1.459 -2,481.95 95.000 0.950 4,615.00 856.95 ST
CALL ICCEERA ENERGY INC
DiE 1016115 100.000
Wires: Oct 15
Symbol: NEE Sep02, 15 -IOC® 1.139 -1,139.98 65.000 0.650 -65003 489.98 ST
CALL BIACKROCK INC
DUE I v2015 320.000
Wires: Nov 15
Symbol: BLK Sep 25, 15 -3.000 5.063 -1,51897 340.0® 3.400 -1,02000 498.97 ST
Total -910,125.80 -85.595.00 94.530.80
SONY GM 00020811
CNP703030C6S2651 3 NPX)00303380 00002 09IS 0305750Gt M23568550 100000 Pogo 11 of 14
CONFIDENTIAL
EFTA_00131431
EFTA01273638

UBS
UBS Strategic Advisor Account name: GHISt.,ANE f<1AXVr ELL Your Enancial Advisor:
Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL
September 2015 Account number:
assets
Your (con trued)
Your total assets
Percentage of Cost Estimated Unrealized
Value on Sep 30 (SI your account basis annual mccrne (51 gam or loss (5)
Cash Cash and money balances 7,126.0$ 0.53% 7,126.05
Equities Common stock 1,331,193.42 1,138,539.81 37,400.00 192,653.61
Short options -5,595.00 -10,125.80 4,530.80
Total equities 1,325,590.42 99A7% 1.1284414.01 37.400.00 197,18441
Total 61,332,724.47 100.00% 61,135,540.06 637,400.00 6197,194.41
Account activity this month
Dalt Acti.ity Description Amount (I)
Dividend and interest income
Tan* dif.idends Sep 8 Dvidend JOHNSON & JOHNSON COM PAD ON 1066 799.50
Sep 9 Cividend ANALOG DEVICES INC PAID ON 1751 700.40
Sep IS Cividend NEXTERA ENERGY INC COM PAID ON 1162 894.74
Sep 16 Dvidend MCDONALDS CORP PAID ON 1018 865.30
Sep 22 Dvidend 8LACKROCK INC PAID ON 372 810.96
Sep 29 Dvidend CDC GLOBAL INC COM MD ON 424 50.88
SeP29 Dividend PEPSICO INC PAD ON 1154 810.69
Sep 29 Dvidend TRAVELERS COS INCITHE PAID ON 1152 702.72
Total taxable dividends 65435.19
rarebit intereS Sep 8 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.03
Total taxable interest $0.03
Total dividend and interest income 65.63522
Date ActIttly Oescaptson Armee (S)
Other funds debited Sep I Transfer JOURNAL TO 23575 GleSLAPIE MAXWELL ,216,265.51
Sep 3 Transfer JOURNAL TO M 23575 GSISLAINE MAXWELL .24,661.02
Sep 22 Loan Charge LOAN INTEREST CHARGED -28.14
Total other funds debited -$240.954.67
CNP700030065265I 4 NP7000303380 00002 C915 030575004 VI 2356855010MgyGmgogan 12 of 14
CONFIDENTIAL
EFTA_00131432
EFTA01273639

(SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your llnandd Advisor
Friendly account name: Indr SCOTT STACKMAHLYLE CASRIEL
September 2015 Account number.
Account activity this month (continued)
Investment transactions
For more I nformalon stout tee priceivatue shown tor restricted securities, see Important Wormation about
your statement at the end of !tits croc velem
ProteedS hurl Funds
investment vAthdrewn fa Accrued
Delo Activity Descept.on QUarnity Val0($) PM. N) tramactions (5) mwsunenls Occertit (5) irterod (5)
Sep I Sold CATERPILLAR INC -1,110.000 75.146200 83,410.75
Sep 3 Sold CALL TRAVELERS COS a4C/T DUE 1016/15 -10.000 52 CENTS 519.99
105 000 OPEN CUST CVRD
Sep 3 Sold CALL ANALOG DEVICES INC DUE 1016'15 -17.00D 1 46 2481.95
57.500 OPEN CUST CVRD
Sep 3 Sold CALL NEXTER A ENERGY INC DUE 101915 -10.030 1.14 1,13998
100 000 OPEN COST Cl/RD
48. 395030
Sep 8 Sold CDK GLOBAL INC COM -424.000 20,519.10
Sep 28 Sold CALL BLACKROCK INC DUE I1120115 320000 -3.030 5.063333 1,518.97
OPEN CYST CVRD
Total $109,590.74
Date Activity Descirptcn Arnount (I)
Money balance activities Aug 31 Balance forward $59,660.31
Sep I Deposit UBS BANK. USA DEPOSIT ACCOUNT 73.193 95
ACCOUNT
Sep 2 Withdraws UBS BANK USA DEPOSIT AS OF 0901115 -132,854.76
Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 799.53
Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 700.40
Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 894.74
Sep 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 865.30
Sep 23 DepOSit UBS BANK USA DEPOSIT ACCOUNT 782.82
Sep 29 Deposit U85 BANK USA DEPOSIT ACCOUNT 1518.97
Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,564.29
Sep 30 Closing UBS Bank USA Deposit Account $7,126.05
The UBS Bank USA Deposit Account is your primary sweep cplion
SDNY GM 00020813
CONFID C1 E 1F7C0 N 0113055 T 26515 I Ne A 700330 L 3311 10 000O2 0915 030575001 Y123568550100000 Page 13 of 14
EFIA_00131433
EFTA01273640

*UBS UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your Pi nandal Advisor:
Friendly account name:W•e d SCOTT STACK MANLYLE CASFOEL
September 2015 Account number:
Realized gains and losses
Tre estimated realized gam and losses shaven below ale not fa tar purposes. Please rate that gan or loss information. We may not ad ust gans and losses la al septet changes. We ascmancafy adjust cost basis for
recognized on the Sae Of reCkue0fiOn Of Ce flan Structured PrOauCtS, Ike Contingent OM Secuotes. rruy De tin-exempt and AMT coupon municepa set unties for estimated armizauon of bond wen tins and fOi aareeed 010
ad nary, and not (Old, gain or loss. FleaSe filed. with your lax athesof To calf Jae gam end losses. we to. securities issued at a dscount If you 'counted that tlEtS Oust cost bas4 for the bad premium arnonzaton on
liquidate the ddet security lot last. Ins is knOwn as the first.la lint out or FIFO accounting rnethol We use tattle debt secuntiesthen cost basis reflected for these securities has been Ousted Estimates in the Unclouded
Ins method unless you specified whic h las la to close when you fixedyou( order. This is known as a vertu, section can not be ctassified as ssort term or tong term because inform abon is 'stung or the product is one in which
purchases or VW order. See important information about your :tenement a the end of this document for more the gal Moss caculaico is not provided
Long-term capital gains and losses
Wath Sale
Ouamtyor Purchase Sale Sae Cost cost basis
Security description Method fae eau? date date amount (S) basis (S) adnalrnent(1) loss (5) Gan (S)
CATERPILLAR INC FIFO 72 000 Jun 19, 13 Aug 27,15 5,410.43 6,099 75 .689 32
HFO 121.000 Jun 20, 13 Aug 27,15 9,092.52 10,060.15 -967.63
RFO 78.000 Jun 20, 13 Aug 27, IS 5,861.30 6,476.39 -615.09
FIFO 204.000 1Vr21,13 Aug 27,15 15,329.54 16,912.44 -1,582.90
FIFO 111.003 Jun 24, 13 Aug 27,15 8341.07 9,048.46 -707 39
FIFO 73.000 it., 25, 13 Aug 27,15 5,485.58 6,011W -526 28
FIFO 69.000 Jun 26, 13 Aug 27, 15 5,184.99 5,675.90 -490.91
FIFO 141.000 Jun 27, 13 Aug 27, IS 10,5%42 11,696 12 -1,100 70
FIFO 7.000 tun 27, 13 Aug 27, 15 526.01 580.48 -54.47
RFO 169.000 Jun 28, 13 Aug 27,15 12,699.48 13,988.92 •1,289 44
RFO 65.000 11101, 13 Aug 27, 15 4,884.41 5,380 78 •496.37
COK GLOBAL INC COM HFO 48666 Aug 04, 11 Sep 02, I5 2,355.18 894.45 1,460.73
FIFO 1.333 Aug 12, 11 Sep 02, 15 64.53 23 70 40 83
FIFO 255665 tan 23, 13 Sep 02, 15 12,372.76 5,806. 16 6,566 60
RFO 118 333 Apr 22, 13 Sep 02, 15 5,726.63 2.921 03 2,805.60
Total 1103,02915 $101,576.59 .$2,520.50 $10,673.76
Net long-tens capital gains or losses $2,955.26
Net capital gains/losses: $2.353.26
CW70009006526516 W7000303390 00032 0915 030575004M23568550 lOggiticom000215en 14 of 14
End of statement for account number .=
CONFIDENTIAL
EFTA_00131434
EFTA01273641

Important information about your statement
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SDNY GM 00020815
CONFIDENTIAL
EFTA 0[)131435
EFTA01273642

Important information about your statement
(continued)
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SDNY_GM_00020816
CONFIDENTIAL
EFTA_00131436
EFTA01273643