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EFTA01273263.pdf
AI Summary
This document is an account signature page and client agreement for UBS bank account held by MAX FOUNDATION, including margin agreement terms and electronic delivery consent for account-related documents. [Rating: 5/10 - Standard banking document with some case-specific content showing financial relationship, but largely routine account opening paperwork]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| Internal Revenue Service | organization | Referenced in tax withholding certification section |
| MAX FOUNDATION | organization | Account holder for UBS bank account with margin agreement |
| UBS | organization | Financial institution providing banking and margin services |
Full Text
Non-Corporate Signature Page MAX FOUNDATION Account Number and Description Signature Requirement L211.0.a_. 114 By signing below, I acknowledge that I understand and agree, on behalf of the organization, with the terms and conditions of the US$ Client Relationship Agreement as well as the terms, conditions and disclosures in the Agreement and Disclosures booklet that is enclosed or that I praiously received. As an authorized Mat/dual for this account, I have full power to submit valid orders and other instructions on behalf of the organization. Margin Agreement I acknowledge that when I use margin orator, UBS MI hold the securities in my Account as collateral against the amounts I borrow. I agree to keep sufficient positions and margin in my Account to meet any margin cat UBS may be required to Sue. By signing below, I agree that the Margin Agreement in my Cant Relationship Agreement applies to all of my account. including any accounts that I may open in the More. Note:1185 does not extend mange, for certain types of accounts (e.g.. IRA and WU Man accounts, CoretdeJlEckrcadon Savings Accounts, 103@X7) Account, UGMA/UIMA Estate or 529 Man Account). likewise, I acknoWiedge and agree that certain securities in my enema, indudng any account I may open in the future. may be loaned to UBS or to other persons a entities as desoibed in the Margin Agreement. Electronic Delivery Consent As requested. I received my Agreements and Disclosures booklet and other account-rented documents electronially at gmaxl@elmax.com which Is the e-ma address of record for al owners of this account. I understand that the information is also available at vawrubs.com/accountetsclosures or by request to my Financial Advisor at 1.212-821.7000. [ o' •,.;h • 1.0,t1sii;')'': ixeiddi PTO/9,419,19Z dstt 4.4,919 form is AciP Mitiol101:322 Pri: Mat Mihlet**111:. CFN12dablict pthitIWn' ' ifJ tdcaus badnrp wthltdding '_ .. you have flifie4 to report all ingiAandiaividepdtal " Atli— • re?: • : --c- The Internal Revenue ServiOe does nott ig:lifri" lout, The Client Relationship Agreement contains a pre-dispute arbitration provision ot this docuIllOnTjpiihOlTabiE117,114tSiSI.TIC..,.IIStt, dause located In the final section under the title "Arbitration." avoid backup withholding.}:: For Business Services Account(s): em subject to backup withholding, and theefore have crossed out imragrapti 2 in the Certification above. SIGN AND e4 DATE HERE DEte IlteArs.d 116 East 65th Street New York, NY 10065-7007 CEmail Ad•rest° Record 0C9408 2E P g 1 of 1 CONFIDENTIAL SDNY_GM_00020435 SI9N VNI( H310iOt 1O 0 IIS 19 EFTA_00131055 EFTA01273263