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EFTA01273259.pdf

set10 Interestingness: 8/10 Original PDF ↗

AI Summary

This is a UBS Financial Services LLC certification document for EILMAX, LLC, with Ghislaine Maxwell listed as the managing member and authorized person for the account. The document grants broad financial authority including trading securities, borrowing, and investment management services. [Rating: 8/10 - Document reveals Ghislaine Maxwell's direct control over a financial entity with broad trading and borrowing authority at a major financial institution]

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Extracted Entities

Name Type Context
EILMAX, LLC organization Limited liability company establishing UBS brokerage account
UBS Financial Services Inc. organization Financial services firm managing the LLC account
Ghislaine Maxwell person Listed as managing member of EILMAX, LLC with full account authority

Full Text

Limited Liability Company (LLC) Certification
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In consideration of UBS Financial Services Inc. ('UBS') carrykig one or more accounts in the name of EILMAX. LLC a duly formed limited lability company
('LLC")of which each of the undersigned is a member or manager, the undersigned represent and warrant that the LLC is authorized to establish with UBS
one or more accounts for the purchase and sale of securities. money, stocks. options, bonds, notes. future contracts. commodities, commercial paper,
certificates of deposit and other obligations, contract, all other property usually and customarily dealt in by brokerage firms, the establishment of credit 2
and/or the guarantee of another persons or entitys obligations (the "Account"); and is authorized to use the Accounris) and services offered by UBS to (a) a
sell short, (b) trade on margin. (c) borrow anclfor obtain craft (inducing al manner of credits and/or letters of credit from time to time horn 085 and
guarantee obagations of others to UBS in United States dollars or any foreign currency. (d) effect UBS Card transactions. (e) contract for any and aB
investment management and advisory services that U8S now hereafter provides and delegate discretion to U8S or to a subadvisor In connection with
such services, and 0) Pieties, mortgage, assign or subject to a security interest or ben any property of any sort of the LLC as security for any habilty of the
LLC. The undersigned further certify to UBS that each of the followitg membe(sYmanegas (hereinafter "Authorized Personal'): shall have authority on
behalf of the LLC to buy, sell and otherwise deal in, through UBS as broker, stocks, bonds, options enacts. interest rates, foreign currency), and other
securities and commodities, on cash or margin (including short sales); to borrow and obtain credit (Inducing all manner of credits andror letters of credit)
from time to time from UBS or, as applicable, it of slates and guarantee obigadons of others to UBS or, as applicable, its affiates, in United States dollars
or any foreign currency; to pledge, mortgage, assign or subject to a security interest or ion any property of any son of the LLC as security for any liability of
the LLC; to receive on behalf of the LLC account demands. notices. confirmations, reports, statements of account, and communications of every kind; to
receive on behalf of the LLC account money, securities and property of every kind and to dispose of same; to make distriterilensitransfers from the LLC
account by check, automatic fund transfer, access cads Of Were or otherwise to any of the Authorized Persons Ondudrog. without limitation, transfers to an
Authorized Person as directed by that same Authorized Person) and others; to contract for any and all Investment management and advisory services that
u8S now or hereafter provides and delegate discretion to UBS or to a subadvisor in connecton with such services: to make on behalf of the LLC account
agreements relating to any of the foregoing matters and to terminate or modify same or waive any of the pro/tans thereof; and that each of the said
authorized individuais s authorized for the current taxable year and all future taxable years until this certification is revoked or modified to execute and
deliver to UBS on betted of the Chganizatice any and at tax farm and other tax-related documents related to any account of this Organization enduring
without limitation U.S. Internal Revenue Service Forms W-8 and W-9. as epplicable, and any documents relating thereto) and to make any certifications or
representations under penalty of perjury on behalf of the Organization that are rewired by such forms or document; and generally to deal with UBS or, as
appicable, its affiliates on behalf of the LLC account as fully and completely as if he alone were interested in said account If the Authorized Person(s)
indicated below are not Members/Managers of the LLC, then the undersigned hereby warrant and represent that such persords) have been vested such
authority by the LLC.
The authority hereby conferred shall remain in force until written notice of its revocation is delivered to the branch office where the account is maintained
and receipt is acknowledged by UBS.
The undersigned further authorize U8S, in the event of death or retirement of any of the members of said LLC or the termination of the LLC, to take such
actions, require such papers, retail such portion of or restrict transactions in said account as UBS may deem advisable to protect UBS against any Utility,
penalty or loss under any present or future Law or otherwise. It is further agreed that in the event of the death or retirement of arty member of the said LLC
the remaining members wit immedetery notify UBS of such fact If UBS Is uncertain as to the authority of an Authorized Person, UBS may refrain from
taking any action with respect to the account end such time It Is satkfied as to his or her authority. The undersigned hereby acknowledge that UBS will rely
on the representations made herein. In consideration of UBS acting it reliance upon the foregoing certification, it shall be fully protected in so acting and
the LLC agrees to indemnify and hold harmless UBS from and against any and all loss, damage, liabiny, claims and expenses arising by reason of it acting in
reliance on this LLC Certification.
if the Authorized Person(s) listed below are not Members or Managers of the LLC, then the undersigned hereby warrant and represent that such person(s)
have been vested authority by the Limited UatOty Company and soil deliver to U8S a Power of Attorney (POA) to effect and evidence such appointment
This certification steal enure to the benefit of any successors) of the assigns.
HAMAR, LLC is a limited lability company organized In the U.S. with only one shareholder/member that is a disregarded as an entity separate from Its
owner.
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GNslaine Maxwell
fta.'ejtjAiloggraenir§bigef, ifijithaVkitreatrairidt6ShictSIKaitliblerale, st of oaSEMIWP
Name: Ghislaine Maxwell Type of Member: Managing Member
SIGN AND
4 1 12 fly DATE HERE
Date
Si; EaliirdUKE
1 1 0394086000 Page 1 cf
II 11
23
CONFIDENTIAL SDNY_GM_00020427
EFTA_00131047
EFTA01273259