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EFTA01273250.pdf
AI Summary
This document is a UBS bank signature page for establishing an LLC account with margin trading privileges for ELLMAX LLC. It contains standard banking agreements, tax certifications, and account setup procedures for what appears to be a business entity. [Rating: 5/10 - Standard bank account opening documentation with some case-specific content including LLC name and account numbers, but largely boilerplate financial agreements]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| ELLMAX LLC | organization | Limited liability company opening account with account numbers Y123650 and Y123657 |
| UBS | organization | Financial institution providing banking and investment services |
Full Text
. Limited Liability Company (LLC) Signature Page By signing below, I acknowledge that I understand and agree, on behalf of the limited (lability company (LLC), with the terms and conditions of the UBS o Client Relationship Agreement as well as the terms, conditions and disclosures in the Agreement and Disclosures booklet that is enclosed or that I previously received. As an authorized individual for these accounts. I ham full power under to submit valid orders and other instructions on behalf of the I LLC. 8 If the LLC Is disregarded for income tax purposes, l have included the tax identification number of the beneficial owner and signed on the first line below. Cc Margin Agreement I acknowledge that when I use margin privileges, UBS will hold the securities in my Account as collateral against the amounts I borrow. I agree to keep sufficient positions and margin in my Account to meet any margin calls UBS may be required to issue. By signing below, I agree that the Margin Agreement in nay Client Relationship Agreement applies to all of my account, including any accounts that I may open in the future. Note: U65 does not extend margin lot certain types of accounts (e.gy IRA and EWA Nan account& CoteldellEducation Savings Accounts, 403660 Accounts, UGMAIUMA. Estate or 529 Man Accounts). Likewise, I acknowledge and agree that certain securities in ray actor:sot inducting any account I may open In the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement Electronic Delivery Consent As requested, I received my Agreement and Disdosures booklet and other account-related doosnent eiectronicaly at which is the e-mail address of record for all owners of accounts. I understand that the information is also available at vamv.ubs.corrilaccountdadosures or by request to my Financial Advisor at 1- StaryitidfitiCerdflatIonl•:, . , .. .1 : ....1,-. sU enallierstordie v i tent' tnct• (1,11-i. r,..-nt.4- sit an on 9IE. l'Gf III is rrp., Cure-, 1,,,c-- ye -. cent' &no- nur—.2r -, i ar Taitir ;-: a n vrto •o • • fliMaarCitirK- istiDiritthotsobJectr.tobacIsvoi%ithhcvsngarcse4iOrn viMpOlfCiniDac:biprivitIVIoding: or VI 111C4,:potik4R,g9.tilyed.liiit(*. .. . I r l li i t l , a fi d ci r lr ii ik n V o e ld A i ig r ' i H r iif 4 f ( a f r i . t l t a i & kn w mi i,i i h k l i ir i t p a:T I . ll t iir i b l .b. l ...i R , , 1 t,r " a.b - ...r 1 . i a .c 1 .. n l.i : t o p 1 ( ! 4 ' D H i i i f t A i i l t l n i r § . a i . er . i l l V a s tn d 1 . l, 1 a a ::.s z- t 1 r eg . a 1n a ir o p • d 1b u ,, g .. t o. t . c o £u. ( l i t g ly e -3 ll t 1,i r ethSt Ifi.rireiter in d % sY - r&z n o r ', 1 ' 1 in l ' ) s 1 3, 11 ! : * . 1 . fi . ,1 l . - li . " i i n l q - i i - - i i 1 O ' . . d . m • . • e : ce11r; tiif. ic,a .t.i;o n':' ' i h -: iiiiiiiiolko4 .ggsou P.) dem you e , s. s -4,itrheat, ,,,A , adcirV‘ihhOlOco , be:c6use yenj haSe I irecliknePOTilibintecpsbanercrilnd' A Osen 1 i 4 ' :.• i , t te rl , i 7p gli.r•:• : 2.,O • r r w th q l, n 4 1y t . • .i i t II41 e ,,d “ 15 )4 0 1 i . r 1.11 j5.tt; 4 i I' 1.641.5.414,,I4 7-6,1-'10.,.111.11' / 4 The internal RevenuelSithdadoithitetiequIre The Client Relationship Agreement contains a pre-dispute arbitrat on ,iprovision of this d Mei.iiii!lyftii th .i.actdii.,„ p (:oi.;n:s24,.. *cr., iv,. clause located In the final section under the title 'Arbitration.' Iwaid backup withholdingL th! ilika.l2.1.2,,s .."...2,taii ,,. ..,,2 :reffmto.c4ic,l .,„ For Business Services Account(s): Enter SSN/T1N for ELLMAX LLC: Y123650 Y123657 ENTER SSN HERE veD en nocneo trytrie IK nutyou are subject to backup withhoking, and therefore have crossed out paragraph 2 in the Certification above. Jiu SIGN MD .4 42 lig DATE HERE Cote &JD'D.. 9. Page 1 of YI 21 CONFIDENTIAL SONY_GM_00020418 EFTA_00131038 EFTA01273250