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EFTA01273247.pdf
AI Summary
This is a UBS bank account signature page and client relationship agreement for multiple domestic sole owner accounts. The document contains standard banking terms including margin agreements, electronic delivery consent, and arbitration clauses, with some partially obscured signature sections. [Rating: 4/10 - Standard banking documentation with some case-specific account information, but largely boilerplate legal text]
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financial_transactions
redacted_content
Extracted Entities
| Name | Type | Context |
|---|---|---|
| UBS | organization | Financial institution providing banking services and holding client accounts |
| Lyle Casdel | person | Listed as Financial Advisor |
| Scott Stackman | person | Listed as Financial Advisor |
Full Text
Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures In the enclosed Agreements and Disclosures booklet Margin Agreement Electronic Delivery Consent I adcnovAedge that when I use margin privileges, UBS will hold the As you requested, we have sent your agreements and disclosure booklet securities In my Account as collateral against the amounts i borrow. t and other account-related documents electronically to agree to keep sufficient positions and margin In my Account to meet any which we consider to be the e-mail address of margin calls UBS may be required to issue. By signing below, I agree that record for all owners of these accounts. The Information is also available the Margin Agreement in my Client Relationship Agreement applies to at www.ubsixorrVacoouOdbclosures or r uest to r Financial all of my accounts. including any accounts that I may open in the future. Advisor, Scott Stackman I Lyle Casdel at Note: I.185 does not extend mwgin for certain types of accounts (e.g., IRA and ERISA Plan accounts, Coverall Education Savings Accounts, 403(bX7)Accounts, UGMAIUMAA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account, inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. a • ,t3T7 • • ; firldtt9 f gioi ' runt& td be edY,,~, ding-peg: a am ads i,t tho 9AS Ntrio n notified ay the Internil *The licipinitiqblat6cAas a qs,..0 a ureito p rfitelpicrAtile stv t...ti,elitc-irs no, tied .me thatilam (!o i ngyage-r •Vl ta tcltizeitiSkothe 7.1!& pets 47)..'“ rc~ fat j . Cirtificiitiongratin f l 9,} ItN it* avec:, m• oo bYt ,arecorteria bieet to lockup v., ihioldi rg becau X00. portly te oarietu 4n tifiOtic?-' rl ' Tft Inbrutl:Itevetitie4e The Client Relationship Agreement contains a pre-dispute arbitration clause located In the final section under the title 'Arbitration." ricww4:ts . 09' raLtAly tune Ma For Accounts: Enter your Tax ID Number RMA Domestic - Sole Owner ENTER SSN NONE RMA Domestic - Sole Owner RMA Domestic - Sole Owner 0 Check here if you have been notified by the IRS that you are subject to RMA Domestic - Sole Owner backup withholding, and therefore have crossed out item (2) above. RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner X Pq Gh' Date riasrarolord' IWORfeSthag 7... rinaistIcaa; AA' Lean tra; iii Pag 1 of 1 inn 01R lhtl IN CONFIDENTIAL SDNYG ,i_00020411 SI9N VNI( 89108N 1O 0SS 21 EFTA_00131031 EFTA01273247