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EFTA01273246.pdf
AI Summary
This document is a UBS bank account signature page and client relationship agreement form with margin trading provisions. It appears to be a standard banking document for opening multiple accounts, but lacks identifying information about the specific account holder. [Rating: 4/10 - Standard banking document with some case-specific elements, but lacks clear connection to main figures or revealing details about account ownership]
Flags
financial_transactions
redacted_content
Extracted Entities
| Name | Type | Context |
|---|---|---|
| IRS | organization | Referenced in tax withholding and backup withholding requirements |
| UBS | organization | Financial institution providing client relationship agreement and margin trading services |
| Lyle Casdel | person | Listed as a Financial Advisor |
| Scott Stedman | person | Listed as a Financial Advisor |
Full Text
Signature Page By signing below and depositing cash or securities in my accounts, I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement Electronic Delivery Consent I adcnowledge that when I use margin paMleges, UBS will hold the As you requested, we have sent your agreements and disclosure booklet securities In my Account as collateral against the amounts I borrow. and other account-related documents electronically to agree to keep sufficient positions and margin In my Account to meet any which we consider to be the e-mail address of margin calls LISS may be required to issue. By signing below, I agree that record for all owners of these accounts. the Information is also available the Margin Agreement in my Client Relationship Agreement applies to at www.ubsconVaccouMdbclosures or r est to r Financial all of my accounts. including any accounts that I may open in the future. Advisor. Scott Stedman I Lyle Casdel at Note: MS does not extend margin for certain types of accounts (e.g., IRA and ERISA Plan accounts,. Coverall Educadon Savings Accounts, 403(b)(7) Account; UGMA/UTMA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account inducfmg any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. w4Form,ce 41,vinfa iNt x diot :a number td 0.45/.M10 rotieed Dy the Rgaiw.64*( pe rk the :RS-has not lied ;Ineitiii WOOke tS410klejk.ezat ! r -4t4 tIgtStgO arcctil Sntty U )recttohi kup v..Ihroldir : - • • • • The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title "Arbitration." • requittlitykoid; I For Accounts: Enter our Tax ID Number. MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner 0 Check here if you have been notified by the IRS that you are subject to MA Domestic - Sole Owner backup vathholding. and therefore have crossed out item (2) above. MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner a jiy fiK X SIG% Mir) DATE HERE Gh Date agoftroatrd'WgigraggiAA:ier• Scaor rdddre 4tarapktrza et, 3 1; 7 • T iii 0093830959 Pag lof AID CONFIDENTIAL SDNYG 0_00020410 SI9N VNIC 89108N 1O lfI£S 21 EFTA_00131030 EFTA01273246