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EFTA01273245.pdf
AI Summary
This is a UBS bank signature page for multiple account agreements, showing 10 different RMA Domestic accounts (Y123568 through Y123569) with margin agreement terms and electronic delivery consent. The document appears to be part of financial records with redacted information and references to Financial Advisors Scott Stedman and Lyle Casdel. [Rating: 6/10 - Shows multiple financial accounts with margin capabilities and named financial advisors, indicating substantial financial activity, though most identifying information is redacted]
Flags
financial_transactions
redacted_content
Extracted Entities
| Name | Type | Context |
|---|---|---|
| UBS | organization | Financial institution providing client relationship agreement and margin services |
| Lyle Casdel | person | Listed as Financial Advisor |
| Scott Stedman | person | Listed as Financial Advisor |
Full Text
Signature Page By signing below and depositing cash or securities in my accounts, I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement as well as the terms, conditions and disclosures In the enclosed Agreements and Disclosures booklet Margin Agreement Electronic Delivery Consent I adcnowledge that when I use margin caMleges, UBS will hold the As you requested, we have sent your agreements and disclosure booklet securities In my Account as collateral against the amounts I borrow. I and other account-related documents electronically to agree to keep sufficient positions and margin In my Account to meet any which we consider to be the e-mail address of margin calls UBS may be required to issue. By signing below, I agree that record for all owners of these accounts. The Information Is also available the Margin Agreement in my Client Relationship Agreement applies to at www.ubsconVacoouMdbclosures or r uest to r Financial all of my accounts. including any accounts that I may open in the future. Advisor, Scott Stedman I Lyle Casdel at Note: UBS does not extend mangM for certain types of accounts (e.g., IRA and ERISA Plan accounts, Coverdea Education Savings Accounts, 403(bX7)Accounts, UGMAIUTMA Estate or 529 Man Accounts). likewise, I acknowledge and agree that certain securities in my account including any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement liEV41O-E17ltF-itfitation ON.ti. 1i jitr^is !Oiiieil;,..eViiitteNENSeli 4S ". irr gfor'a nurrber to it'.104ilcd tthlEtiOr.110,1 lic 1 iM 1 irt , Stn1:,„df 041(1 ::eicridipeFn,rotIftec oy ;he ::160**i(t4ia igjenCretihotl*i en. 1 asrlegt wolfe)! .3m tile to tepixt ntnest: acv Me RS has notlied *.::.! ,,:1;:;;7,1'i,, ..t- Al 4 i 094 o P.ifsotttift likr Ytkv43 4 tflit• Us, : 'Or?: Mi9veritb.,g .29. tilt yail in9trrnyy:sqsct k el) V. /triad 11 ./4 11i0*11 !P in* r It tenTs% e ms *Ou -. r 1 s . The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title 'Arbitration." For Accounts: Enter your Tax ID Number. Y123568 RMA Domestic - Sole Owner Y123567 RMA Domestic - Sole Owner 111 23576 RMA Domestic - Sole Owner 0 Check here if you have been notified by the IRS that you are subject to Y1 23575 RMA Domestic - Sole Owner backup withholding, and therefore have crossed out item (2) above. Y1 23574 RMA Domestic - Sole Owner Y123573 RMA Domestic - Sole Owner 111 23572 RMA Domestic - Sole Owner Y123571 RMA Domestic - Sole Owner Y1 23570 RMA Domestic - Sole Owner Nr1 23569 RMA Domestic - Sole Owner X EIGS AND 4 atla DAZE HERE Gh Date irn iuu iu 0093830959 Pag I of I 01R lnl 11111111 CONFIDENTIAL SDNY_GM_000204O9 SI9N VNI( 89108N 1O 0SS 21 EFTA_OO131O29 EFTA01273245