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EFTA01273244.pdf
AI Summary
This is a UBS bank account signature page and client relationship agreement for multiple Massachusetts domestic accounts. The document contains standard banking terms including margin agreements, electronic delivery consent, and arbitration clauses, but the signature and identifying information appear to be redacted or illegible. [Rating: 4/10 - Standard banking document with boilerplate legal language, though it shows multiple accounts being opened and has redacted/illegible signature information]
Flags
financial_transactions
redacted_content
Extracted Entities
| Name | Type | Context |
|---|---|---|
| New York, NY | location | Address listed on the document |
| UBS | organization | Financial institution providing banking services and holding securities as collateral |
| Lyle Casnel | person | Listed as Financial Advisor along with contact information |
| Scott Stedman | person | Listed as Financial Advisor along with contact information |
Full Text
Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement Electronic Delivery Consent I adcnowledge that when I use margin privileges, UBS will hold the As you requested, we have sent your agreements and disclosure booklet securities in my Account as collateral against the amounts 1b orrow. and other account-related documents electronically to agree to keep sufficient positions and margin in my Account to meet any whkh we consider to be the e-mail address of margin calls UBS may be required to issue. By signing below, I agree that record for all owners of these accounts. The Information is also available the Margin Agreement in my Client Relationship Agreement applies to at www.utaconVaccouMdbciosures or by r best to r Rnancial all of my accounts. including any accounts that I may open in the future. Advisor, Scott Stedman I Lyle Casnel at 1 Note: I.185 does not extend margin for certain types of accounts (e.g., tRA and ERISA Plan accounts Coverded Education Savings Accounts, 403(b)(7) Accounts, UGMAIUTMA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account, inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. LissrImpsmince. !-40:tetprOatiknOed rilge tht gfor a nurrber to it3014cg.,Ong.,.."aritO mak thth?tirn i tiSit?aeni, rotiftec by te r f te o s r* RevilveV; u z re 4t to c ir lI e.l t i 6 s t s oire r - ' ' - s n t n - i c . i . s. .o , , , r r ( , . : c ,, )tthhee• 16 has notheti gft t5ittlAI st byt.2.9 t-Lacy3i, 9recorThntiy,:<th.ect to 1;a: kep v. !triad' r g .4rI• “'" - • : thiintr!ente*istsi The Client Relationship Agreement contains a pre-dispute arbitration clause any.provialttlrlit located in the final section under the title 'Arbitration." •. rGhlslatne5MRW1 For Accounts: MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner are subject to MA Domestic - Sole Owner backup withholding, and therefore have crossed out item (2) above. MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner X 5IGh AND Pq DATE HERE Gh' Date ratiarogirdWiffigrat: :: New York, NY 10065-7007 FaatAddra .0g. eska et. a.. 7)7 - Al cur 009:1-8 0 .9 tag 1 of 1 01R lnl CONFIDENTIAL SDNYG 0_0002040B SI9N VNIC 11111WN 10 lliM 21 Erl'A_00131028 EFTA01273244