EFTA01269520.pdf

Ill First Bank Document Checklist for
Business Accounts File
Together we are one
Important note: Please refer to the Account Opening Procedures for specific information on the various types of documents required at account opening.
Account Title: I Account Number: Date Opened: '1:311 1,,c2
Check El if Is completed
General Documents or Remarks
es)::„d , i NIA If not applicable
Signature Cards r.,
Client Due Diligence Easiness Accounts vy
Due Diligence for High Risk Business Accounts (Checklist) o,"
Observations al Place of Business 2>
OFAC9LC (pint evidence of verification)
Document Checklist for Business Accounts File ...-7
Appropriate W-8 Form (if non-U. S. entity)
Disclosures that must be given to client:
USA Patriot Act Customer Information Program Notice ...----
k---
Rates and Fees Schedule
Account Agreement 4...-
,.....-
FDIC Insuring Your Deposit Brochure (USVI only)
NOM of Negative Information Disclosure ..---
First BanCorp Information Sharng and Privacy Policy fr."
Check EI if is completed
Other Documents or Remarks
WA if not applicable
fitalifilitankranalaitiaitiltairty. , vratia -Ziertetteoe ,,,,4witZ,r1
Cake* of Incorporation or Certificate ol Clualfration (A a U.S based corporation)
Business/Trade License (current)
Cerofrate of Good Standing
Arodes ol incoroorason (stamped by the Office ol the lieutenant Governor if USVI and ere
Registrar olComparies ki the BVI)
Certificate of Trade Name
Corporate Resolution (with Corporate Seal)
Corporate Resolution and Corporate Authorization and Indemnity Agreement for
TelephonelTelex/Facsimile/Written Instructions. (This document is only required if
client requests fund transfers by phone fax or messenger)
• O.. •( 0 I,'-L.-e “
Partnership Letter and Searrip Agreement
Business/Traderipens° (current)
Partnership Agreement (A it exists)
Cerbfr.ate of Trade Name (it appricabie)
Cenificate of Limited Partnership (il applicable)
Resoknon where Partnership contains Corporation as a Partner (il appwaleot
Partnership Contain Limited Gadfly Company as a Partner (A apphcatle)
Partnership Calains Trust as a Partner (il meltable)
Pannershoecntains Joint venture as a Partner (1 applicable)
Seco* Procedure Agreement tor TehiphonerFar Issuance of Payment Orders or Request for
international Drafts Fl requested)
_ .
Sole Propriebr Agreement (Individual)
Sole Proprietorship Multi* Authorized Signers (if apt:arable)
Businessgrale License (current)
Calera of Trade Name (il applicable)
Secunty Procedure Agreement for Teleptone'Fax Isspance of Payment Orders a Request for
liternational Draft (if requested)
.:.,7.7C‘c!7;-• 2. riWi'W,T,;Tt2:31,..., 2;:tfiff...1 e n1-2 r 71 v 1,31 i :7 i 42 s ,-;s p r,-,Iss E itdi. N ,...L._ T — I 1 A ....„- L -I;NcL,...-
Unincorporated AssociatInn Resolution (signed by the ) SONY GM_00013710
.......•_•__•._..•
Secunty Procedure Agreement for Telephone/Fait !sue
irstban
EFTA_DO 24053
EFTA01269520

cri fat ItafM cfalleWi lfge*NDOMM
Limited Liability Company Letter and Secunty Agreement
Business/Trade License (anent)
Operating Agreemert
Amdes of Organriaten or Certificate of Fcemation (nor-bank form- a me PLLC a anew Ptt.0
Cerefrate of Existence
Sectay Procecure Agreement for Teleohonafa x Issuance of Payment Orders or Request for
International Drafts (1 requested) -B taincorporated
Limited Labia Company Contains Corporate ktmbevMsnager (4 applicable)
Limited Liability Comeau Conlon Limited Liability Company as a MemberMarager (4
apt:doable)
Limited Liability Company Contans Limited Liabity Partnership as a Member/Manager (if
enAt-able)
Limited Liability Company Contains Partnership as a MemberiManager td applicable}
Limited Liability Company Contains Trust as a Priemberktanager (it applicable)
Limited Liability Company Unincorporated Association as a Mentedllanager (t writable)
Limited Lability Company Contains Joint Venture as a MentenManager (4 applicable)
.,
Corporate Resolution
Certificate of Incorporatien or Certificate of Oualifirabon (d a U.S. based corporation)
Artioes of Mcaporation (stamped by the Moe al the Lieutenant Gaynor)
BusinessfTrade License (current)
Corporate Resolution and Corporate Authorization and Indemnity Agreement for
Teleftwnerfelex/FacsimileNVritten Instructions. (This document is only required if
client requests fund transfers by phone, fax or messenger)
United Liability Careen) Letter & Secuity Agree-nent
it
Business/Trade license (Centre) i I 4( f;.'::.: -i- /1.'1 , 1: ,( , 11•,,,„ ,
Certificate of Trade Nam (If applicable) CACI
Operating Agreement
Articles of Organization cr Certifesate of Pamela:in (non-bank tom-required it lie LW is a 'nevi /
LW)
Certificate of Existence
Sean* Ptocedure Agreement for Telephone*a x Issuance of Payment Orders a Request to
Intentationel Drafts (it requested)
Limited lethally Company Cortex.* Corporate litemberiManager(d applicable)
Limited Liability Company Contains Limited Liability Canpany as a Member/Maragei (il
applicable)
Limited Leaky Germany Conan Limited Lability Partnership as a Member/Amager (if
applkable)
Limited Liability Company Contain Partnership as a klemtertmanagee (it applicable)
Limited Lebrity Company Cor4ahs Tiust as a Membecilitarager (A applicable)
Limited Liability Comely Contains Unincorporated Association as a MemberManager Of
applcable)
Limited Liability Company Contains Joint Venture as a lAemberiblaneger (d applicable)
b e - tit ...1.fizy x
Limited Liabitty ParinersIV Letter and Security Agreement
Celt:foaled Limited Parinersip (Limeed Pamership) - Not required when opening accounts for
law firms or secunty brokerage 60uSes
Cerbfrate of Existerce
Businessrfr ade License (current)
Operating Agreement
Statement of Clualkation or Statement of Foreign Qualification
Certificate of Trade Name (4apotuable)
Security Procedure Agreement tot Terephcoefa x Issuance of Payment Orders or Request for
International Drafts (V requested)
Limited Lability Partnership Contains United Liability Company as a klembetiMariager (fil
applicable)
tinted Liability Partnership Contains Limbed May Partnershp as a Memberiblanaget (d
applicable)
Limited Liability Partnership Contains Partnership as a MenterlAanager Of applicable)
Notice of Appointment (Court Order or Court Appointment Papers)
Security Procedure Agreement for Telephonea x Isscance of Payment Orders or Request for
International Drafts (4 requested)
SONY_OM_00013711
AICI
. —..—.— —..—...
EFTA_00 I 24354
EFTA01269521

iu
If the PAC is an Unincorporated ASSCCaten, then a leder signed by the presided of the
assocabon NatP I the association purpose and an UnonanDrab9d Associaton Resokiton
rewired
It Me PAC's a Nof for profit Ciorpotatign, a Certificate ol Incorporating fora Nen-Clod(
Corporation is moored
A cergficalion hen the Virgin Islands Board of Elections
Check El if is obtained or
Additional Documents (supporting documents) Remarks
WA if not applicable
Bureau Report
OCreds °Other
In-house Bank Reference
Other Banking References
Income dedication
Professional association amnion
litarketinprochures. business Web site and other market media
See Photos, Unities rooms (itater,sleckaity. telepficno)
Sample ol entity stationery (presentation card, letter head paper, envelopes...1
Other:
_Other:
_Other:
Other:_
Other.
Other:
Other:
OR ACCOUNT REFERALS ONLY:
If this account opening was referred by a Department's Officer, other than the Branch's Officer, please fill out the following certification.
This account was referred by (name) (title) of (Department) to be opened at Branch. I certify that I complied with
the Customer Identification Program aid reviewed this customer's profile and supporting documentation in compliance with the Customer Due
Diligence and Enhance Due Diligence processes.
Name & Title Signature Date
CONFIDENTIAL SDNY_GM_00013712
CONFIDENTIAL FirstBankPR000875
EFTA_OOI 24355
EFTA01269522

I First Bank
DUE DILIGENCE FOR HIGH RISK BUSINESS (CHECKLIST)
Together we are one
Account Title Account Number:
FSF, LLC 7322000576
High Risk Business require additional due diligence. If more than one type of business applies. then follow the requirements for all the types of business that
does apply. Some Hioh Risk Businesses require the completion of the "Observation at Place ob Business Form". If a Business is under construction or the
client has not yet established a 'facility' and our Manager must approve the delay in completing the Observation Form. All 'high risk' business is not
necessarily listed below. If you believe a business to be 'high nsk'. and it is not listed below, you must contact BSA Compliance Office for direction and
guidance. Where BSA Compliance consultation or approval required, the requirement cannot be waned.
BUSINESS TYPE REQUIRED ACTION
O Financial Institutions (Credit Union. Commercial and Pnvate Lencers, Note: FIRSTBANK does not open account for money transmitters or
Mortgage Brokers, Private Bank and National Bank) check cashing business.
q Non-Bank Financial Institution (Currency Exchange, Foreign Exchange O Operating accounts for Financial and Non-Bank Institutions Do not require
and Casino) the approval of FirstBank's BSA Compliance Department. In this case
you will:
— Need a letter form the customer on company letterhead
— Staling the account is for operational purposes only. and
— No customer funds will flow through the account.
— Third parties cannot fund operating accounts
O The BSA Compliance Officer approval required prior to opening for all
other typos of accounts. Call 787-993-5150.
O Cash Intensive Business (Any retail business whose transaction Profile O Visit the place of business and complete the 'Observations at the Place of
shows $30,000 or more in cash per week and who is not a recognized Business' form. This must be done within 4 weeks of account opening. If
regional or national chain, e.g. Walgreens, TGI Fridays. Chills, Amigo. the business is no located in you marketplace (i.e. Customer lives in
etc.) Ponce and open an account in Hato Rey Branch) the Bank Office opening
- Foods and chinking places the account must indicated the reason for opening the account at Branch
on the Observation. at trio Place of Business Form and why this
- Grocery Stores
explanation makes business sense.
- Beer. wine and liquor store O ATM Verify if privately owned ATMs are located on the premises. If yes,
- Art dealers
obtain copy of Third Pasty Agreements.
- Vending Machine Operators O If the business sells monetary instruments (money order) and/or prepaid
O Telecommunications/ Phone Cards/ Telephone Centers cards, obtain copy of the Sales Agent Agreement.
O Travel Agency
O Import/ Export Business (Physical Inventory in store or warehouse can be
observed)
O Jewelry/ Genii Precious Metals
O Electronics (who'esale)
q Gas Stations
O Gambling/Gaming Establishments (" 20% of the activity)
O Import/Expon Broker (never takes possession of goods. either home base Obtain at least 2 or more of any of the following (copy for the file)
or no physical location accessible to demonstrate business) O Invoices
O Used Car Sale (no sales location) O Shipping documents
O Freight Transportation O Contracts
O Transit and Ground Transportation These must be supportive of the volume of business anticipated in the
q Off-Shore Corporations (review the Articles of Incorporation. If Corporate Transaction Profile. For example: If a company indicated that wires in
Structure uses 'bearer shares' do no open the account). Under no $200,000 range will be received, 2 invoices for $460 are not acceptable.
circumstances may the business be incorporated in a financial haven
country. See for a listing of theses countries.
O Car/Boat/ Plane Dealership Sample IRS Fenn 8300 for review. If customer indicates cash sales do not
O Stock Brokerage exceed $10,000 to a customer, indicate this on the Observations at the Place
of Business form.
Visit the place of business and complete the 'Observations at the Pace of
Business' form. This must be done within 4 weeks of account opening. It the
business is no located in you marketplace (i.e. Customer lives in Ponce and
open an account in Caguas) the Bank Office opening the account must
incficated the reason (or opening the account at Branch on the Observation, at
the Place of Business Form and why this explanation makes business sense.
O Foreign Business no registered to do business in the United States Note: At present. FIRSTBANK does not open accounts for foreign
(including Puerto Rico). United States Virgin Islands, or British Virgin business not registered to do business In the United States.
Islands
q Internal Business — Any business that sells the majority of its goods and You must review the website to ensure that there Is no Information that could
services over the Internet (Not a retail outlet that also has a web page). result in embarrassment or negative publicity for FIRST BANK. (Examples:
adult entertainment. pornography. etc.)
O Personal Investment Company CONFI tin •-r its ii iestment busingewjsc nateggigqihtopproval of
O Investment Management Business n . h case. you will need: — -
I ter fen rnennony letterhaerl etaHnn the anneint
C'ONFIDENTIAL - FirstBankPR000876
EFTA_00124356
EFTA01269523

BUSINESS TYPE REQUIRED ACTION
O Nome Based Business Obtain any two (2) of the following (copies for filo):
O Legal Services • Invoices forte supple's
O Accounting, Tax Preparation. and Payroll Services • Contracts with customer
O Computer System Design and Related Services • Telephone verification with customers in lieu of contracts
• Copy of a license to engage in a particular business (if required by
your state)
Any document from a third party to the ownedegnedbusiness
evidencing that the business is engaged in the activity they claim
which can be verified by telephone.
If the business owner has maintained his personal checking account of
another business account with First Bank for 6 month or more or longer. The
Branch Manager may waive the requirement for invoices/ contracts. etc. If
deemed prudent to do so. The following information must be documented in
the accountketabonship filo.
• Owner's name
• Customer or other business account number
• Date opened
O Business Accepting thirdparly checks Branch management must provide a justification memo to be kept on file
explaining the reason for opening the relationship. This justification should
clearly indicate the relationship between the Branch customer and the third
party whose checks are being deposited. All reevant documentation. e.g.
Customer Due Diligence (CDD) Profile, customer contractual agreements, a
listing of the businesses' customers. etc. must be sent with the justification
memo. Needs the approval of the Branch Manager.
q Embassies/Consulates and other Representative Office of Foreign O The BSA Compliance Officer approval required prior to opening these
Governments types of accounts. Call 787-993-5150.
O Charitable Organizations. Not for Profits and religious Organizations Obtain the following information and document in the observation at piece of
- Religous Organizations business document (copies on file):
- Grant making and giving services • Purpose and objective of their activities
- Civic and Social Organizations • Organization structure
• The donor and volunteer base
• Funding and disbursement criteria
• Large contributors
• Affiliation with other Charitable Groups
• Fundng end disbursement criteria
O Initial Deposit greater Than S600K The Source of Wealth must be determined and recorded. Refer to Guide for
F)1t p ave reviewed the customer profile of this prospect and determined that thl Is not a high risk business and the nt opening request was:
Approved
O Denied (Reason):
0 Approved subject to:
at,
Illaciatut
to
Business Manager Name/Officer in Charge Signa
This account was classified high risk business and the account opening reques 5:
• Approved
O Denied (Reason):
O Approved subject to:
Business Manager Name/Officer in Charge Signature Date
CONFIDENTIAL SDNY_GM_00013714
CONFIDENTIAL FirstBankPR000877
EFTA_00124357
EFTA01269524

First Bank
Due Diligence For High Risk Individuals (Checklist)
Together we are one
Account Title: Account Number:
JeffreyEpstein
High Risk Individuals require additional due diligence. Examples of High Risk Individuals are Nonresident Aliens, Foreign
Individuals and Politically Exposed Persons. Where BSA Compliance consultation or approval required, the requirement cannot be
waived.
O Nonresident Aliens and Foreign Individuals Accounts where Nonresident Aliens and Foreign Individuals
have a substantial ownership Interest the following procedures
shall be followed:
• Requiring current passport, accompanied by a current visa.
form non citizens.
• Comparing the individuals country of origin to current "high
risk" jurisdictions.
• For people with permission to work in U.S., assuring that
the W8-BEN reflects an SSN.
• Inquiring about the destinations and sources of financial
transactions involving foreign countries.
• Inquiring as whether he/she is a 'Foreign Public Figure' or
'Related Individual'.
• The following individuals must approve the account
opening:
q Branch Manager
El Foreign Public Figure/ Related Individuals Additional requirements for foreign public figures (FPF), or
related individual, or legal entities in which public figures or
O A 'Public Figure' is any foreign (non US-citlzen) vitro related individuals have a substantial ownership interest the
occupies or recently occupied, is actively seeking or is
following procedures shall be followed:
being considered for a senior position in a government
(or political party), or any department (including th • The sources of wealth must be determined and recorded.
Refer to Guide for Instructions.
ID Senior foreign executives of foreign government- owe
military), agency, or instrumentality thereof. nod An inquiry must be made as to the reputation of the FPF or
corporations are also considered public figures. related individual.
q A "Related Individual" is a member of the immediate Rem contact BSA Compliance to perform a World Check
family of a public figure (e.g., a spouse, parent, sibling, search.
or child) or a senior advisor closely associated with a
public figure. • The following individuals must approve the account
opening:
O Legal entities in which public figures or related
individuals have a substantial ownership interest. q Director of Sales and Distribution
q FirstBank BSA Compliance Unit
O Initial Deposit greater than $100K • The sources of wealth must be determined and recorded.
(Refer to GyidaTorinst ans
I have reviewed the customer profile of this prospect and determined at this is not a high risk individual a4:1 the account opening
request was:
Approved
El Denied (Reason):
O Approved subject to:
maid.. at.
0N
Business Manager Name/Officer in Ghee Date
CONFIDENTIAL FirstBankPR000878
EFTA_00124358
EFTA01269525

I First Bank Client Due Diligence
Business Accounts
Wpm Islands
1. Business Information
Account Title ("Depositor'):
FSF, LLC Account Number:
S.S./TIN/EIN:
Physical Address: Mailing Address:
6100 Red Hook Quarter Suite B3 Sarno
St. Thomas, US Virgin Islands
00802
Business Telephone il Business Fax t IntemetWebsite Address: N/A
Line of Business: Holding Company NAICS Code 550- COO Date Established: 10/21/2008
Annual Salos: se- 41 lea) - Ntir. of Offices/Branches: 1 Nbr. of Employees: 0
Property Status: O Own 0 Lease Referred By: O Advertisement 0 Current Client • Other:
Contact Person Name 8 Title: Jeanne Brennan Contact Person Teleran. II
2. Account Type
• Sole Proprietorship O Partnership O Corporation O Non-Profs O LLP 0 LLC O Other
• NoI Commercial Checkivg O Arranged 00 O Convnercial Statement SV O Commercial Passbook SavIngs
t; f0 Commercial DBA Checking O Arranged 00 Offshore (BV1) • Commercial DBA Stalement SV O Goverment Passbook Savings
Checking O Arranged OD OBA • Commercial Maxmizer SV O Certificate of Deposit
s-,-/z O commercial Checking IOLTA ['Government Statement SV III Commercial DBA Maximizer SV O Other
3. Authorizer . . - • • • . .eachauth•rize•si•n-r.)
--.-
7.--Authorized Signer Name: Jeffrey Epstein Financial Member
Profession: Consultant Corporate Tulle:
.v-r; Physical (Home) Address: Personal Mailing Address:
Little Saint James Island 6100 Red Hook Quarter B3
St. Thomas, US Virgin Islands St. Thomas US Virgin Islands
Social Security Number. I Date Of Bah:1/20/1953 I Place Of Birth:New YOdc I Citizen Of.-USA
Hem T I N liter. Rusin I n N mbar Business Fax Number: MOWetrkmber. .
Email Address 4
Years n pat Photo Ident-ificationType 3 Number: VI Drivers License Identification euiratica Date:
01/20/09
,--
(2/0FAC ISCHEXSYSTEMS called O Yes 0No, explain why: I O
iqpi
SSN Response: Year. State: Y i ID Response: K _./...netiC ASS-2A-,
i
OPLC • BANK REFERENCE requested O Yes O No, explainivAir
Response:
0 Check here if mere are additional signers on reverse side of the Cent Information Sheet (KYC) Business Accounts.
4. Account Agreement Acceptance and Taxpayer Status Certification
The Depositor hereby certifies that the FirstBank has been designated as a depository of the depositor and that it has reviewed the information oontaned in
this Client Information Sheet (KYC) and finds it accurate on this date. The Depositor has received and agrees to the Terms and Agreements for Commercial
Accounts and Rates and Fees Schedule currently in effect and as may be amended for the type ol account and services It has selected.
I
Under penalties of perjury, the Depositor centres that (1) The number shown on this form is the correct lax identification number and (2) that the Depositor !
is not subject to backup withholding either because: (a) it has not been notified by the internal Revenue Service (IRS) that it is subject to withholding as a
result of failure to report all interest or dividends, or (b) that the IRS has notified the Depositor that it is no longer subject to backup withholding or it is exempt
from backup withnoldng. (3) the Depositor is a U.S. entity. (Cross out subpart 2(a) if it Is not true. If Statement 3 is not true, cross out and complete
an appropriate Form W-8)
The Internal Revenue Service does not require your consent to any provision of this document other than the Certification required to avoid
backup withholding. ..
Date Authorized Signature Title: (Secretary/If reasuredCashied
__
10/23/2008 / e 2-Y ol Member
5. Initial Deposit
Type: O Mgr CM/ O Other' Amount 'Mai • If the initial deposit is over $500,000
• Cash Money Order/ please document source of funds or source
of wealth. (Refer to Guide for instructicns)
Egi Check Travelers Chk
to Transfer
D. Expected Transactions (Monthly)
ria •.a.• Inosnel tn elasWit rAeinite month earn ma re Il
CONFIDENTIAL ' FirstBankPR000879
EFTA_00124359
EFTA01269526

Financial Institution: Financial II-81100n:
First BBaannkk
8. Additional Authorized Signers (Complete the following information for each authorized signer.)
Authorized Signer Name: Profession: Corporate Title:
Physical (Home) Address: Personal Mailing Address:
Social Security Number: Date Of Birth: Place Of Birth: Citizen Of:
Home Telephone Number Business Telephone Number. Business Fax Number. Motile Number. Email Address:
Yews ii Occtoadon: Photo Identification Type & Number. Identification iration Date:
20
• OFAC CHEXSYSTEMS called M Yes O No, explain why:
SSN Response: Year: State: ID Response:
OPLC BANK REFERENCE requested Yes No, explain why:
Response:
Authorized Signer Name: ProJessica rate Title:
Physical (Home) Address: Personal Mailing Address:
/
/
Social Security Number. I Date Of Birth: Place Of Binh: Citizen Of:
Home Telephone Number. Business Telephone Number. Business Fax Number. fr,tfle Number Email Address:
Years n Candice: Photo Identification Type & Number. Identification Expiration Date:
25
0 OFAC CHEXSYSTEMS called • Yes O No, explain why:
SSN Response: Year: State: ID Response:
M PLC O BANK REFERENCE requested O Yes O NO, explain y:
Response:
Authorized Signer Name: Profession: Corporate Title:
Physical (Home) Address: Personal Mailing Address:
/
i
Social Security Number. Date Of Birth: / Place Of Birth: Citizen Of
/
Home Telephone Number Business Telephone Numbey Business Fax Number. Mobile Number. Email Address:
Yews ri Occupation: Photo Identification Type & Number Identification Expiration Date:
/
O OFAC CHEXSYSTEMS called 0,Yes M No, explain why:
SSN Response: Year/ State: ID Response:
OPLC • BANK REFERENCE requested • Yes • No, explain why.
Response:
/
Authorized Signer Name: Profession: Corporate Title:
Physical (Home) Address: Personal Mailing Address:
Social Security tarn . Date Of Birth: Place Of Birth: Citizen Of:
Home Telephone umber: Business Telephone Number Business Fax Number. Mobile Number Email Address:
Years in Photo Identification Type & Number. Identification Expiration Date:
0 OF LJ CHEXSYSTEMS called • Yes O No. exrplai nr whuy: m
SSN Response: Year: State: ID Response:
9 •
__.•L_c• __•._.•B ANK REFERENCE reqCON TIAL SONY __G .M _ 0 0013717
Response:
:
rirstbanKFKUUUMU
EFTA_00 I 24360
EFTA01269527

Validate Business Entity Results Page I of I
Validate Business Entity_Results for FSF, LLC
RESULTS SUMMARY
OFAC CHECK: PASSED
ID CHECK: OVERRIDE
EN: FAILED
Input EIN:
NAME MATCH: PASSED
Input Name: FSF, LLC
ADDRESS MATCH: FAILED
Input Address: 6100 Red Hook Ste B3 St. Thomas VI 00802
Dif. Info: E 707 224TH ST BRONX NY 10466
Dif. Info: RIDGELAND MS 39110
Dlr. Info: E 418 MAIN ST CHARLESTON AR 72933
Alternative Verifications
-- ------ ----
PHONE MATCH: PLEASE VERIFY
Input Phone:
Dif. Info:
DI?. Info:
Dif. Info:
Additional Actions taken:
* Note - Please confirm the EIN.
j Override Comments:
On 10/31/08 at 02:29:07 Janice Stridiron Added: Cleared - Other (type in reason) Letter from
the IRS verifying their Tax Id * on file. ,Cleared - Obvious Address Mismatch Business had
previous address prior; before using their current address.
Account Status: OPENED
print This Pegg - Close
tit
https://production.penleyinc.ctp kyrkiri N iltAct=print&oisi3ofmati363 8
CONFIDENTIAL FirstBankPRO00881
EFTA 00121361
EFTA01269528

ID Verification Results Page I of I
ID Verification Results for Jeffrey Epstein
RESULTS SUMMARY
OFAC CHECK: PASSED
ID CHECK: OVERRIDE
SSN: PASSED
Issued between 01/01/1967 and 12/31/1969 in New York.
Input SSN:
NAME MATCH: PASSED
Input Name: Jeffrey Epstein
- --- --- -- - -
[ ADDRESS MATCH: FAILED
Input Address: Little Saint James Island St. Thomas VI 00802
Dif. Info: 457 MADISON AVE NEW YORK NY 10022
Dif. Info: 358 EL BRILLO WAY PALM BEACH FL 33480
rDif. Info: AMERICAN YATCH HBR MARINA DEL REY CA 90292
DATE OF BIRTH MATCH: PASSED
Input Date of Birth: 01/20/1953
Alternative Verifications
HOME PHONE MATCH: No Data Available
Input Home Phone:
LICENSE MATCH: PLEASE VERIFY
•
Input License Number: I
Dif. Info:
Dif. Info:
i
DECEASED: NO
-----
Account Status: OPENED
Override Comments:
On 10/31/08 at 02:24:23 Janice Stridiron Added: Cleared - Obvious Address Mismatch Client
verified previous address, prior moving to the VI.
print This Pegs - Ono
haps://production.penleyinc.cottyNtrnaLtrerAtnoda-pritst&NY_ari .01008
CONFIDENTIAL FirstBankPRO00882
EFTA 00124362
EFTA01269529

QualiFile (NAC) Page 1 of 1
[QuaIIHMS Response
Consumer Information (As Captured)
Jeffrey Epstein SSN:
Little Saint James Island DOB: 01201953
St Thomas VI 00802 DLS:
DL STATE: VI
Phone: 3407143802
Country of Citizenship: US
Account Actions
Action: REVIEW
Recommended Actions:
Product Offer
Product Limits A.P.R.
Identification Information
SSN Validation: BECAME AVAILABLE FOR ISSUANCE IN 1967 IN NY SSN:Y
DL Validation: VALID DRIVERS LICENSE FORMAT
Cho cSystems History
Previous Inquiries: No Previous Inquiries Found.
Closures:
No closure history found for this consumer.
Retail: NOTE * THERE IS NO RETAIL INDICATOR
Reference Detail Closed
Debit Bureau Refit:
ra- /9
Transaction Tracking ID: 1225480761721:33383:PHXID068_PI:
Cheaystems O.
pi. ...red iw
All services are provided by ChexSystems, Inc., a wholly-owned subsidiary of etun
rf umis
print This.P age - Close
https://production.penleyinc.cottnrcity•• s •• Atio?oid=4115follY,Gki_ O4108
CONFIDENTIAL FirstBankPR000883
EFTA 00124363
EFTA01269530

COMMERCIAL CHECKING rcer-ri Sign. Req. I Date:
. 1 COM 10/31/20(
6100 RED HOOK OTRS SA 83 HOME
ST.THOMAS, VI 00802-0000 CTRY- VI WORK:
Name: FSF.LLC SSN: 66.0719849
ID Type:
No.
Name: CI SSN
ID Type.
No.
Name: SSN:
ID Type:
No.
C49
Name: SSN:
ID Type:
OtNo homey acanowicage inning received
Prepared by: J ICE STRIDIRON
the Depout Account Agreement. Om Fret
BanCosp Informaton Shanng and Privacy Authorized by:
Bator. and the orceuct ;Nes and lees. W.ICIE IMOD API all
Account type: ACME! number Sign. Req. Date:
FSF, LLC
,j.54...)- ic 3d :1
Hoire:
Address: 6100 Red Hook Quarter B3 St. Thomas Wot 3407752525
Name: JEFFREY EPSTEIN SSN:
;ID Type: LAL,
j No
‘BSN:
Na .."/-
ID Type:
No:
SSN:
Name:
ID Type:
No:
CI ,S?§9
31 iel SSN:
Name: 1
ID Type:
No:
Prepared by: H-SZINBO
Authorized bylladDas..
CONFIDENTIAL S0NY_GM_00013721
CONFIDENTIAL FirstBankPR000884
EFTA_00124364
EFTA01269531

LAW OFFICES OF
HODGE & FRANCOIS
1340 TAARNEBERG
MARIA TANKENSON HODGE, P.C. ST. THOMAS. VI 00802 MARK
TELEPHONE: • TELEFAX:
TELEFAX NO
DENISE FRANCOIS. P.C. GATLIN VOGEL
July 23, 2009
Ms. Hedy Szabo (VIA HAND DELIVERY'
Assistant Vice President
Select Banking Manager
ri nsed
I First Bank Virgin Islands
Yacht Haven Grande
‘47 i9
St. Thomas VI
Re: FSF, LLC
Dear Ms. Szabo:
This office represents FSF, LLC. I write to clarify, for your records, the lack of a certificate of
existence for this recently formed Virgin Islands limited liability company.
After my firm was verbally advised of the availability of the name FSF, LLC and the articles of
organization were filed, date stamped copies were used to open a bank account pending receipt
of the certificate of existence which is always issued later but never within a uniform amount of
time. In the case at hand, months after the articles were filed and the account was opened my
office subsequently received notification that the Division of Corporations was contending that
the name of FSF, LLC was the same as, or too similar as to cause confusion, with the name of
another registrar. My office has been trying to obtain a basis for this after the fact objection to
the name but none has been rot-du:urn:rig and as a result, we are continuing to communicate with
the Division of Corporations to reach a resolution of this matter. Most importantly, this after the
fact objection is inconsistent with both what my office had been told verbally when the Articles
were first filed and with the acceptance of the Articles for filing. With respect to the matter of an
operating agreement for FSF, LI.C. the V.I. Code does not require an operating agreement [see
13VIC 1104(a)]. written or otherwise, and due to the uncertainty as to the status of the name, my
office did not prepare a written operating agreement.
In the meantime. V. I. law does provide that "[u]nless a delayed date is specified. the existence
of a limited liability company begins when the articles of organization arc filed." 13 VIC
1202(c).
CONFIDENTIAL SD NY_GM_0001 3722
CONFIDENTIAL FirstBankPR000885
EFTA_00124365
EFTA01269532

Letter to Ms. Hedy Szabo
FIRSTBANK
July.23, 2009
The lack of a certificate of existence has been a source of frustration for FSF, LLC and my client
and I regret any inconvenience that this may have caused you or FirstBank. Please advise
FirstBank management that the lack of a certificate of existence was due to factors beyond our
control.
Sincerely,
OLAA,c,000
CAA.,
enise Francois
c: FSF, LLC
Closed
1013jty
ckh
2
SONY_GM_0001 3723
CONFIDENTIAL
CONFIDENTIAL FirstBankPR000886
EFTA_00124366
EFTA01269533

Notes to File:
to
Date:
N tes:
Date:
Notes: 0.0."‘r, (-To n (14/ iss2A.t net cl ).t i.:k.QCS lc ALL
Cki ....1A_CnC_L 9hOSLcr%
Date: batACY-t
Notes:
oct
2,0
Date: ces--02-- ezzA,t Seu-v-td 4ta.4
Notes:
fora Cm
('JIM
Date:
Notes:
Date:
Notes:
/9
8
Date:
Notes:
Date:
Notes:
CONFIDENTIAL SONY_GM_0001 3724
CONFIDENTIAL FirstBankPR000887
EFTA_00124367
EFTA01269534

I First Bank Limited Liability Company
Letter and Security Agreement
Virgin is/ands
22.20.38
We the undersigned Members, Managers, or Officers of FSF, LW
('Company') located at American Yacht Harbor St. Thomas
HEREBY CERTIFY that Company, a Limited Liability Company formed pursuant to V.S. Virgh Islands Law,
(am itristbr)
is composed of the following
Members:
Jeffrey Epstein, Member
and the following Manager or Officer(s): Jeffrey Epstein, Member Manager
ondkate Woe or Malona wame(s) or Mast of Moon
To induce you in your discretion to act and rely hereon and on the signature of any of the designated present or future Managers, Members, Officers,
employees or agents ol Company ("Authorized Person(s)'), we agree and certify on behalf of Company as follows:
1. FirstBank (Tank') is hereby designated as depository of Company, and any Authorized Person is authorized to deposit or designate for
deposit any funds of Company in Bank at any of its branches. Bank may at any time refuse to accept and/or may return by ordinary mail or
otherwise the whole or any pan of a deposit. ci
lie
2. The following duly appointed Authorized Person(s) Member 9
signing singly
(For purposes ol signing Items. ndicaie eg , angry, any two. Mc)
and their successors are hereby authorized to sign, by hand or by facsimile (including, but not limited to, computer generated) signature(s),
checks, drafts, acceptances and other Instruments (hereinafter each collectively referred to as "Item(s)'). Notwithstanding the above, any
Authorized Person is authorized singly to: (1) initiate Automated Clearing House ("ACH") debits without a signature; (2) initiate payments by
use of Depository Transfer Checks ('DTC') without a signature other than the name of Company printed on the DTC; or (3) Oye Instructions,
by means other than the signing of an item, with respect to any account transaction, including, but not limited to the payment, transfer or
withdrawal of funds by wire, computer or other electronic means or otherwise, or of money, credits, items or property at any time held by Bank
for account of Company ("Instructions').
3. Bank is hereby authorized to honor and pay Items, whether signed by hand or by facsimile (including, but not limited to, computer generated)
signature(s). In the case of facsimile signatures, Bank is authorized to pay any Item it the signature, regardless of how or by whom affixed,
and whether or not the form of signature used on such Item was actually prepared by or for Company, resembles the specimens filed with
Bank by Company. Bari( is further authorized to honor and pay DTCs, ACHs, Instructions, and other orders given singty by any Authorized
Person, including such as may bring about a increase an overdraft and such as may be payable to or for the benefit of any Authorized Person
or other Manager or Member or employee individually, without inquiry as to the circumstances of the issuance or the disposition of the
proceeds thereof and without limit as to amount.
4. Bank is hereby authorized to accept for deposit. for credit, or for collection, or otherwise, Items endorsed by any person or by stamp or other
impression in the name or account number of Company without inquiry as to the circumstances of the endorsement or any lack of
endorsement or the disposition of the proceeds.
5. The following Authorized Persons Member,
(Indicate by name Mose autionzed to stied Loam Maces. etc)
of Company, signing singly
(radicate hyr notes, etc are to be signet e.g. singly, any two, e't)
are hereby authorized to effect loans and advances and obtain credit at any time for Company from Bank (and guarantee on behalf of
Company the obligations of others to Bank), secured or unsecured, and for such loans and advances and credit and guarantees to make,
execute and deliver promissory notes and ether written obligations or evidence of indebtedness of Company, applications for letters of credit,
instruments of guarantee an' indemnity and any agreements or undertakings, general or specific, with respect to any of the foregoing, and as
security for the payment of loans, advances, indebtedness, guarantees and liabilities of, or credit given to, Company or others to pledge,
hypothecate, mortgage, assign, transfer, grant Dens and security interests in, give rights with respect to. endorse and deliver properly of any
description, real or personal. and any interest therein and evidence of any thereof at any time hek:1 by company, and to execute mortgages,
deeds of trust, security agreements, i , e f ?homey and othiniffegMeRMPTalauments
which may be necessary or desirabkaCCINEMEAr era‘ts ,. Bank, commercial paper, receivable,
CONFIDENTIAL FirstBankPR000888
EFTA_00124368
EFTA01269535

called 'Obligations") upon any and all moneys, securities and any and all other property atompany and the proceeds thereof, now or
hereafter actually or constructively held or received by or in transit in any manner to or from Bank. its correspondents or agents from or for
Company, whether for safekeeping, custody, pledge, transmission, collection or otherwise coming into the possession of Bank in any way.
8. In case of conflicting claims or cisputes, or doubt on Bank's part as to the validity, extent, modification, revocation or exercise of any of the
authorities herein contained, Bank may, but need not recognize nor give any effect to any notice from any Manager or Member of Company, or
from any other person purporting to cancel, restrict or change any of said authorities, or the exercise thereof, unless Bank is required to do so
by the judgment, decree or order of a court having jurisdiction of the subject matter and of the parties to such conflicting claims or disputes.
9. Company agrees to be bound by the Terms and Conditions lor Business Accounts and Services, currently in effect and as amended hereafter,
as well as any signature card, deposit ticket, checkbook, passbook. statement of account, receipt, instrument, document or other agreements,
such as, but not limited to, funds transfer agreements, delivered or made available to Company from Bank and by all notices posted at the
office of Bank at which the account of Company is maintained, in each case with the same effect as if each and every term thereof wore set
forth in full herein and made a part hereof.
10. Subject to paragraph 10 above, all the foregoing authorities shall remain in full force and effect until revoked or limited by written notice to
Bank provided that such notice shall not be effective with respect to any revocation or modification of said authorities until Bank shall have had
a reasonable opportunity to act thereon and in no event prior to the receipt or the payment of money or the withdrawal of funds dated on or
prior to the date of such notice, but presented to Bank after receipt of such notice and Bank is hereby authorized at an times to rely upon the
last notice, certification or communication received by it as to the persons who from time to time may be signatories of Company, or as to their
respective specimen signatures and/or as to any other Company matters, and Bank shall be held harmless in such reliance.
11. Tne Managers, Members, and Officers of Company, or any one or more of them are hereby authorized to act for Company in all other matters
and transactions relating to any of its business with Bank including, but not limited to, the execution and delivery of any agreements or
contracts necessary to effect the foregoing Resolutions.
12. Company hereby represents and warrants that none of the authorities herein contained are contrary to or inconsistent with any other
agreements among Members of Company, or between Company and other parties.
13. Bank is hereby released from any liability and shall be indemnified against any loss, liability or expense arisng from honoring this Agreement.
14. The signature(s) below is/are the signature(s) of the Manager(s), if Company is manager-managed, the signature(s) of the Member(s) if
Company is member-managed, or the signature(s) of the Officer(s) if Company is governed by a board of directors.
NOTE: In case the Manager. Member, or Officer is authorized Very truly yours,
to sign by the above provisions, this Agreement should be
signed by a second Manager, Member, of Officer. FSF, LLC
tensor Company
6100 Red Hook Quarter B3 St. Thomas USV1 00802
Address
ClopsOd
cgs)
Mariam Member. arOMrW The)
SDNY_GM_0001 3726
CONFIDENTIAL
CONFIDENTIAL FirstBankPR000889
EFTA 00124369
EFTA01269536

AFFIDAVIT RE NOT DOING BUSINESS
Jeffrey Epstein being of lawful age and after having been duly sworn, state
that:
1. I am, and have been from the date of the filing of the Articles of
Organization, a copy of which is attached hereto, the Sole Member
of FSF, L.L.C. ("the Company").
2. I hereby confirm that the Company never did any business of any
kind from the date of the filing of the Articles of Organization
through the date of this statement and we further state that the
Company has no intention of doing any business in the foreseeable
future.
3. I hereby further confirm that the Company did not do business and
does not intend to do business because it is a holding company,
which was not and is not intended to be used for any type of
business.
4. I hereby further confirm that the Company will not do any business
of any kind prior to applying for and obtaining a United States
Virgin Islands Business License, a copy of which will be delivered to
the Bank.
5. The Company requires a bank account for the purpose of corporate
expenses.
6. I have personal knowledge of the fads herein s
IN WITNESS WHEREOF the parties have signed and sealed this agreement
this 7 14/4' day of Oc\o‘.e.,-- 2008
SUBSCRIBED AND SWORN to me this Vi46-day of 2008
0e-Aitider
NOTARY PLILIC•SL;TE Or YLOR1DA
40
Nayanira Alanis
Commission 4 DD375561 \c\O-v\eugja,
Expires: NOV 29, 2008
Notary Public
Bonded Thru ;thuaic Bonding Co.. lac.
Clos d
Iola le
CONFIDENTIAL
CONFIDENTIAL FirstBankPR000890
EFTA 00124370
EFTA01269537

ARTICLES OF ORGANIZATION
OF
FSF, LLC
I, the undersigned natural person of the age of eighteen years or more, acting as organizer
of a limited liability company under the Uniform Limited Liability Company Act, Chapter 15,
Title 13, Virgin islands Code ("Uniform Limited Liability Company Act"), do hereby adopt the
following Articles of Organization for such limited liability company:
ARTICLE ONE
NAME, ADDRESS AND PRINCIPAL OFFICE
C)
O
Name and Address
1. The Name and Address of the limited liability company shall be FSF, LLC (die;
"Company"), of 6100 Red Hook Quarter, Suite B-3, American Yacht Harbor, St homes, ;12-1
Virgin Islands 00802. The mailing address of the Company shall be is 6100 RO Honk
Quarter, Suite B-3, American Yacht Harbor, St. Thomas, Virgin Islands 00802. ior"
Principal Office
2. The principal office and permanent address for the transaction of business of the
Company shall be the address stated in paragraph 1 of these Articles as the physical
address of the Company.
Registered Agent and Office
3 The mailing address of the Company's initial registered agent is 1340 Taarneberg, St
Thomas, VI 00802.
4. The physical address of the Company's registered agent is 1340 Taarneberg, St. Thomas,
VI 00802.
5. The name of the initial registered agent at such address is Maria Tankenson Hodge.
6. The business address of the registered agent and the address of the registered office are
identical.
CONFIDENTIAL
CONFIDENTIAL FirstBankPR000891
EFTA 90124371
EFTA01269538

ARTICLE TWO
PURPOSE
The purpose for which the Company is organized is to engage in the any and all lawful
business for which a limited liability company may be organized under the Uniform Limited
Liability Company Act and the other laws of the US Virgin Islands.
ras
The foregoing paragraph shall be construed as enumerating both objects and purpgSes of,.
this company, and it is hereby expressly provided that the foregoing numerationey
purposes shall not be held to limit or restrict in any manner the purposes of this Compan3rrs, b
wise permitted by law.
ARTICLE THREE
DURATION AND CONTINUITY
The period of duration of this company shall be perpetual. No member or manager shall
have the power to dissolve the Company by his or her independent act of any kind, without the
unanimous consent of all members.
ARTICLE FOUR
ORGANIZER
The name and address of the organizer of this Company is:
Maria Tankenson Hodge
1340 Taameberg
St. Thomas, Virgin Islands 00802
ARTICLE FIVE
MANAGEMENT
The Company shall be member-managed.
ARTICLE SIX
CAPITAL
The Company shall begin business with capital in the amount of One Thousand Dollars
(81,000.00).
2
CONFIDENTIAL SONCGM_00013729-
CONFIDENTIAL FirstBankPR000892
EFTA 00124372
EFTA01269539

ARTICLE SEVEN
LIMITATION OF LIABILITY
No organizer of the Company shall be liable to the Company or its member for monetary
damages for an act or an omission in such organizer's capacity as an organizer, except for
liability of an organizer for (i) a willful breach of a organizer's duty of loyalty to the Company or
its members, (ii) an act or omission not in good faith that constitutes a breach of duty of an
organizer to the Company or an act or omission that involves intentional misconduct or a
knowing violation of the law, (iii) a transaction from which an organizer received an improper
benefit, whether or not the benefit resulted from an action taken within the scope of dies
re,
organizer's position, or (iv) an act or omission from which the liability of an organizer is
expressly provided for by an applicable statue. n cn
(In r,
•
"...0 •
If the Uniform Liability Company Act or other applicable law is amended to authonze pa
action farther eliminating or limiting the liability of organizers, than the liability of any organizer
of the Company shall be eliminated or limited to the fullest extent permitted by the Uni forfp;. : 11
Limited Liability Company Act or other applicable law, as so amended. ,
If; co
Any repeal or modification of the foregoing paragraph by the members shall- not
adversely affect any right or protection of any organizer existing at the time of such repeal or
modification.
ARTICLE EIGHT
MEMBER LIABILITY
No member of the Company shall be liable for the debts and obligations of the Company
under Section 1303, Subsection (c) of the Uniform Limited Liability Company Act.
ARTICLE NINE
SEVERABILITY
If any phrase, clause, sentence, paragraph, or provision of these Articles of organization
is held to be void or illegal, then it shall not impair or affect the balance of these Articles, and the
undersigned Organizer of the Company does hereby declare that she would have signed and
executed the balance of these Articles without such void or illegal provisions.
IN WITNESS WHEREOF, the undersigned persons have hereunto set their hands as
Organizers of the Company this the 2O day of artre-i-; 2008.
-Lcir
see
i 1( 19
3
-CONFIDENTIAL
SC+nr"tal 37°
CONFIDENTIAL FirstBankPR000893
EFTA 00124373
EFTA01269540

IN THE TERRITORY OF THE UNITED STATES VIRGIN ISLANDS )
DISTRICT OF ST. THOMAS & ST. JOHN
BEFORE ME, the undersigned authority on this 24 day of g , 2008
personally appeared Maria Tankenson Hodge who, being by me first duty sworn, declared that
she is the person who signed the foregoing document as the Organizer of the Company and that
the statements contained in these Articles of Organization are true.
i14/1 ..t
Notary Public in and for th Territory ir k,
of the United States Virgin Islands ki id el
My Commission expires:
o is. .: :••• Yee
MarkDialdRedge
My Coramissicre Ezpbs: l"
April 74 2012
1.24P-00841
CIOSed
sir)
•
4
CONFIDENTIAL SONY -GM_008131-31-
CONFIDENTIAL FirstBankPR000894
EFTA ({)124374
EFTA01269541

CONSENT of AGENTf or SERVICE of PROCESS
******
This writing witnesseth that the undersigned MARIA TANKENSON HODGE having been
designated by the limited liability company known as FSF,
as agent of the said company upon whom service of process may be made in all suits arising
against the said company in the Courts of the Virgin Islands, does hereby consent to act as such
agent, and that service of process may be made upon me in accordance with Title 13 of the
Virgin Islands Code.
IN WITNESS WHEREOF, I have hereunto set my signature this 21' day of October,
2008.
Maria Tankenson Hodg
HODGE & FRANCOIS
1340 Taameberg
St. Thomas, VI 00802
r
,,
to
5.
Subscribed and sworn to before me this .4..t day of IJ , 2008 at
Charlotte Amalie, St. Thomas, U.S. Virgin Islands.
Mark Daniel Hodge
My C0Ultinicti0n Emetic
Aprit20,20/2
LNP-008-08
t.(
g:t
el; .
• it1 .
1-•
/31. ' • •C
CONFIDENTIAL SONY-GM 00013732-
CONFIDENTIAL FirstBankPR000895
EFTA 00124375
EFTA01269542

Corp No. 577775
GOVERNMENT OF
THE VIRGIN ISLANDS OF THE UNITED STATES
CHARLOTTE AMALIE, ST. THOMAS, VI 00802
CERTIFICATE OF EXISTENCE
C
.I.r.o ail t[Co Wbom Vick Vresents% *bail €omeeT
I, GREGORY R. FRANCIS, Lieutenant Governor of the Virgin Islands do hereby certify that
I am, by virtue of the laws of the Virgin Islands, the custodian of the corporate records and the proper
officer to execute this certificate.
I further certify that the records of this office disclose that
FSF, LLC
Limited Liability Company
was duly registered to conduct business in the Territory on October 21, 2008 and has a legal
existence as a Limited Liability Company so far as the records of this office show.
Witness my hand and the seal of the Government of the
Virgin Islands of the United States, at Charlotte Amalie, St.
Thomas, this 4th day of August, 2009.
CI RY R. FRANCIS
Lieutenant Governor of the Virgin Islands
CONFIDENTIAL SDNY_GM_0001 3733
CONFIDENTIAL
FirstBankPR000896
EFTA 00124376
EFTA01269543

CERTIFICATION OF BENEFICIAL OWNER(S)
The information contained in this Certification is soughtp ursuant to Section 1020.230 of Title 31o f
the United States Code of Federal Regulations (31 CFR 1020.230).
Account #
Person opening an account on behalf of a legal entity must provide the following information:
1. First Name and title of Natural Person Opening Account 2. Last Name 3. Middle Initial
JEFFREY EPSTEIN E
4. Name and type of Legal Entity for Which the Account is Being Opened
FSF.
4a. Legal Entity Address 4b. City 4c. State 4d. ZIP/Postal Code
6100 Red Hook Quarter B3 St. Thomas USVI 00802
SECTION I
(To add additionalI ncinaduais. see page 3)
Please provide the following information for an individual(s), i any, who, directly or indirectly, through any contract arrangement,
understanding, relationship, or otherwise owns 20% or more of the oquity interests of the legal entity listed above.
Check here Q if no individual meets this definition and complete Section II.
5. First Name 6. Last Name 7. Mi. 8. Date of Birth
Jeffrey Epstein E 01/20/1953
9. Address 10. City 11. State 12. ZIP/Postal Code
6100 Red Hook Quarter B3 St. Thomas USVI 00802
15. Identification Number (SSN,PasspertNunberorolhersimier
13. Country 14. SSN (u.s. Persons/ Non-U.S. Persons) rdenbficatonnurnbe0
USA
15a. State of Issuance: 15b. Country of Issuance: 16. Ownership %
USA USA 100
UM: In lieu of a passport number. Non-U.S. Persons may also provide a Social Security Number, an alien identification card number, or number
and county of issuance of any other government-issued document evidencing nationality or residence and bearing a photograph or similar
safeguard.
SECTION II
Please provide the following information for an individual with significant responsibility for managing or directing the entity, including, an
executive officer or senior manager (e.g., Chief Executive Officer, Chief Financial Officer. Chief Operating Officer, Managing Member,
General Partner. President, Vice President, Treasurer); or Any other individual who regularly performs similar functions.
17. First Name 18. Last Name 19. M.I. 20. Date of Birth
Jeffrey Epstein E 01/20/1953
21. Address 22. City 23. State 24. ZIP/Postal Code
6100 Red Hook Quarter B3 St. Thomas USVI 00802
26. SSN SSN (U.S. Persons/ Non-US. Persons) 27. Identification (SSN. PasspatNumbor or other snider
25. Country kbnMeation marbly)
USA
27a. State of Issuance: 27b. Country of Issuance:
USA USA
NOTE In lieu of a passport number, Non-U.S. Persons may also provide a Social Security Number, an alien identification card number, or number
and country, of issuance of any other government-issued document evidencing nationality or residence and bearing a photograph or similar
safeguard.
1, JEFFFtEY,EPSMMN /nor ofp erson opening acanthi, herebycertify, to the best of my knowledge, that the
informatioi provided herein is true andeorrectitanylof the above mentioned information changes I agree to provide the
financial Institution written Mkitifierrtfon of such changes.
Simame: k 0 .3•( 14/llipt
(MWDD/Y777)
C I
NNNG•16113-0418 CONFIDENTIAL SONY_GhTIWCZI3g94
CONFIDENTIAL FirstBankPR000897
EFTA_00124377
EFTA01269544

IAPIEARDenitier(OtRonalt
1.1.161.8011. CONFIDENTIAL SIMYGNEW.5
CONFIDENTIAL FirsiBankPR000899
EFT,00120378
EFTA01269545

Additional Section 1 - Second Beneficial Owner (If required)
Please provide the following information for an individual(s), if any, who, directly or indirectly, through any contract arrangement,
understanding, relationship, or otherwise owns 20% or more of the equity interests of the legal entity listed above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 11. State 12. ZIP/Postal Code
15. Identification Number (SSN, Passport Numbarorother simiar
14. SSN (U.S. Persons' Non-U.S. Persons)
13. Country Metrication numbed
15a. State of Issuance: 15b. Country of Issuance: 16. Ownership %
NOTE: In lieu of a passport number, Non-U.S. Persons may also provide a Social Security Number, an alien identification card number, or number
and country of issuance of any other government-issued document evidencing nationality or residence and bearing a photograph or similar
safeguard.
Additional Section 1 -Third Beneficial Owner afrequireo
Please provide the following information for an individual(s), if any, who, directly or indirectly. through any contract arrangement.
understanding, relationship, or otherwise owns 20% or more of the equity interests of the legal entity listed above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 11. State 12. ZIP/Postai Code
15. Identification Number (SSN, Passport bennbororother STAY
14. SSN (U.S. Persons, Non-U.S, Persons)
13. Country identificalkin number)
15a. State of Issuance: 15b. Country of issuance: 16. Ownership V.
NOTE In lieu of a passport number, Non-U.S. Persons may also provide a Social Sew* Number, an alien identification card number, or number
and country of issuance of any other government-issued document evidencing nationality or residence end bearing a photograph or similar
safeguard.
Additional Section 1- Fourth Beneficial Owner (If required)
Please provide the following information for an individual(s), if any, who, directly or indirectly, through any contract arrangement,
understanding, relationship, or otherwise owns 20% or more of the equity interests of the legal entity listed above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 11. State 12. ZIP/Postai Code
15. Identification Number (SSIV, Passport Numberorother senior
14. SSN (U.S . Persons/Non-U. S.Persons)
13. Country idonefication number)
15a. State of Issuance: 15b. Country of Issuance: 16. Ownership %
NM In lieu of a passport number, Non-U.S. Persons may also provide a Social Security Number, an alien identification card number, or number
and country of issuance of any other government-issued document evidencing nationality or residence and bearing a photograph or similar
safeguard.
NNNG-I618-0418 CONFIDENT SDNY_GMEGOLLIMS6
CONFIDENTIAL FirstBankPR000899
EFTA_00 I 24379
EFTA01269546

Additional Section 1- Fifth Beneficial Owner (If required)
Please provide the following information for an individual(s), if any, who, directlyor indirectly, through any contract arrangement.
understanding, relationship, otherwise owns 20% or more of the equity interests of the legal entity fisted above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 11. State 12. ZIP/Postal Code
15. Identificatio n Number (SSN, PassparNurrairorodwainter
14. SSN (DS Peescail Mon-U.S. Persons)
13. Country identification number)
15a. State of Issuance: 15b. Country of Issuance: 16. Ownership %
NOTt: In lieu of a passport number. Non-U.S. Persons may also provide a Social Security Number, an alien identification card number: or number
and country ol issuance of any other government-issued document evidencing nationality or residence end bearing a photograph or similar
safeguard.
Additional Section 1 -Sixth Beneficial Owner (7/required)
Please provide the following information for an individual(s), if any, who, directly or indirectly. through any contract arrangement.
understanding, relationship, or otherwise owns 20% or more of the equity interests of the legal entity listed above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 11. State 12. ZIP/Postal Code
15. Identification Number (SSN, Passport Number or othe
14. SSN (U.S. Persons/Non-U.S. Perscns)
13. Country identification number)
15a. State of Issuance: 15b. Country of Issuance: 18. Ownership %
NOTE In lieu of a passport number. Non-U.S. Persons may also provide a Social Security Number, an alien identification card number, or number
and country of issuance of any other government-issued document evidencing nationality or residence and bearing a photograph or similar
safeguard.
Additional Section 1- Seventh Beneficial Owner (If required)
Please provide the following information for an individual(s), if any, who, directly or indirectly, through any contract arrangement,
understanding, relationship, or otherwise owns 20% or more of the equity interests of the legal entity listed above.
5. First Name 6. Last Name 7. M.I. 8. Date of Birth
9. Address 10. City 1 11. State 12. ZIP/Postal Code
I
I
15. Identification Number (SSN. PersportNurrterorcerirstikv
14. SSN (U S Persons/ Non-U S Persons)
13. Country identfication number;
15a. State of Issuance: 15b. Country of Issuance: 16. Ownership %
NOTE: In lieu of a passport number, Non U.S. Persons may also provide a Social Security Number, en alien identification card number, or number
and country of issuance of any other government-issued document evidencing nationality or residence end bearing a photograph or similar
safeguard.
aos d
NNNG-1618.0418 CON NTIAL SD NY_G?,,IEW)5 3137
CONFIDENTIAL FastBankPR000900
EF1'A_0012.4380
EFTA01269547