EFTA01299494.pdf

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6/M
ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 291,846.67 EUR IBD P6XEVSTE 12.04.37 03.30.57 CRE88000003P
USDE : $369,623.80
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 IP N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK DEUTDEFFICKX DEUTSCHE BANX AO FRANKFURT AM MAIN GERMANY
SECOND
EEC 9273616 STATE STREET BANK AND TRUST CO. LONDON TREASURY UNITED KINGDO
ULT ERNE 680519 JEFFREY EPSTEIN
ADDITIONAL INSTRUCTIONS :
RELEASE DATE : 2014-10-23
RELEASE COMMENTS
RULE NUMBER MESSAGE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03600 -LOA REQUIRED. PLEASE FAX TO PERSHING
REASON : FAXING I.M. VANE STEPANIAN 212.454.1539.
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : I10)1C(P88000003P
Reg E Eligible : No
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.57 SNT The Currency wire got settled.
MGMVUui 10/24/14 13.11.17 PPR
1.1010,KAN 10/24/14 13.11.17 ULK
MMOUUdi 10/24/14 13.11.17 APP APPVD PER L2 APPVR COMMENTS/SUFF EUR IS AVAILABLE
HONAKAN 10/24/14 13.10.22 LCK
MGNSLEI 10/24/14 12.43.36 ULK
MGNSLEI 10/24/14 12.43.36 APP LOA RECD - ATTACHED REF DOC- DB CONFIRMED H STATE STREET SHORTENED IRAN IN INT
MGNSLEI 10/24/14 12.40.03 LCK
SDNY_GM_00065512
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028337
EFTA 00176012
EFTA01299494

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
P6XEZKOZ 10/24/14 12.33.23 ULK
➢6%22X02 10/24/14 12.33.23 APP THIS IS INTERNAL TRANSFER TO DIFICA 0 FX ACCOUNT - SEE ATTACHED STSTREE EMAIL.
P6X22X02 10/24/14 12.31.17 LCK
NGNPBUN 10/24/24 12.29.53 ULK
EIGNPBUN 10/24/14 12.25.37 LCK
POIHCAUTO 10/24/14 12.24.10 APP
MOWPWAT 10/24/14 12.24.10 ULK
MGNPBUN 10/24/14 12.24.10 BID
MONISM 10/24/14 12.22.28 LCK
NGNAPER 10/24/14 07.04.44 ULK
MOMPER 10/24/14 07.03.46 LCK
HGNMMAI 10/23/14 18.26.59 ULK
MGNPBUIT 10/23/14 18.26.59 HID PENDING ADDITIONAL DOCUMENTATION. PENDING SIGNED LOA
142NPBUN 10/23/14 18.20.04 LCK
WORKAUTO 10/23/14 18.15.25 APP
P6X221(02 10/23/24 18.14.49 ULK
P6X221002 10/23/14 18.14.49 APP
P6XEZKOZ 10/23/14 18.13.42 LCK
P6X22K02 10/23/14 18.13.06 ULK
P6X221(02 10/23/14 18.06.58 LCK
➢6X22K02 10/23/14 18.00.05 ULK
P6X22KOZ 10/23/14 17.50.18 LCK
P6XEZKOZ 10/23/14 17.50.17 ULK
P6XEZKOZ 10/23/14 17.47.22 LCK
P6XEVSTE 10/23/14 12.04.37 SUBN
SDNY_GM_00065513
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028338
EFTA_00 1760B
EFTA01299495

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XZ
ACCOUNT TYPE AMOUNT Ca BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 6,434.50 EUR IBD P6XESWIL 12.51.41 03.30.44 CW890000035
OBOE : $8,137.71
TRADE DATE: 10/24/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 IP N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK PASCITHMOOL 1417162 BANCA MONTE DEI PASCHI DI SIEN COILS DI VAL D'ELSA ITALY
SECOND
FFC
ULT BENZ IT36I0103071860000001417162 CONSORZIO QUERCETO
ADDITIONAL INSTRUCTIONS : ADDRESS VIA DI SPUGNA 2 8 53034 COLLE DI VAL D ELSA SIENA ITALY REF HAINES PULCINELLO ANTONIO 2014 DUES
RELEASE DATE : 2014-10-24
RELEASE COMMENTS
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
REASON : UPLOADING LOA
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CMF89000003S
Req E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS CONN:EATS
CPSAMPS 10/27/14 03.30.44 SNT The Currency vire got settled.
MONTLUB 10/24/14 16.31.06 PPR
MONTLUB 10/24/14 16.31.06 ULK
MONTLUB 10/24/14 16.31.06 APP SUFF EUR / V/D 10-27
NONTLUB 10/24/14 16.28.17 LCK
WORKAUTO 10/24/14 14.49.05 APP
P6XEIO4CM 10/24/14 14.49.05 ULK
P6XICKNCM 10/24/14 14.49.05 APP REG E INFO ON FILE
SDNY_GM_00065514
ONF lD ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DS-SDNY-0028339
EFTA_00 176014
EFTA01299496

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT ➢AGE: 2
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBM NO : 6X2
USER ID DATE TIME STATUS COMMENTS
P6XEXMCM 10/24/14 14.48.43 LOX
➢6XEIOICM 10/24/14 13.33.36 ULX
P6XEIGICM 10/24/14 13.33.27 LOX
AMPSSY2 10/24/24 13.21.42 PAPP
P6XESWIL 10/24/14 12.51.41 ARMS Awaiting Mandatory Hold Period
P6XESWIL 10/24/14 12.51.41 SU' Disclosure provided at initiation
SDNY_GM_00065515
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DS-SDNY-0028340
EFTA_00 II 760 IS
EFTA01299497

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 62a
ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 6,478,903.49 EUR IBD P6XEMPAS 11.30.53 03.30.52 CWF880000033
OBOE : $8,205,531.27
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $7.50 OFFICE N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK CHASUS33 JPHORGAN CHASE BANK, N.A. NEW YORK,NY UNITED STATES
SECOND
FFC 400211939 RBC PARIS, FRANCE- DISFERPFXXX FRANCE
ULT BENE FR351529800001VE12098055020 123 MULTINOVA EUROPE Al ELAIA
ADDITIONAL INSTRUCTIONS : 94 RUE DE LA VICTOIRE 75009 PARISFRANCE
RELEASE DATE : 2014-10-23
RELEASE COMMENTS
RULE NUMBER MESSAGE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03600 -LOA REQUIRED. PLEASE FAX TO PERSHING
REASON : PLEASE APPROVE THANK YOUI
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1011,880000033
Reg E Eligible : No
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.52 SNT The Currency wire got settled.
MGNAKAli 10/24/24 11.38.27 PPR
MGNAXAN 10/24/14 11.38.26 ULK
MGRAIOUT 10/24/14 11.38.26 APP APPVD PER L2 APPVR COMMENTS/SUFF EUR IS AVAIL
HONAKAN 10/24/14 11.37.10 LCK
IRAPBEL 10/24/14 10.57.41 ULK
IRAPBEL 10/24/14 10.57.41 APP PARK RECD, DBAB, ACTIVITY REVWD, SUP? EUR, WO 14
IRAPBEL 10/24/14 10.48.39 LCK
SDNY_GM_00065516
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028341
EFTA_00 I 76016
EFTA01299498

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
WORFAUTO 10/24/14 10.31.18 APP
➢6XEIOICM 10/24/14 10.31.18 ULK
P6XEXMCM 10/24/14 10.31.18 APP
P6XE1G101 10/24/14 10.31.07 LCX
P6XEMPAS 10/23/14 11.30.53 SUBM
ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
2143-010261 1 3,644,440.19 EUR IBD P6XEMPAS 11.38.34 03.30.58 CWF88000003D
USDE : $4,615,683.50
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE 67.50 OFFICE N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL
BANK CHASUS33 JPWORGAN CHASE BANK, N.A. NEW YORK,NY UNITED STATES
SECOND
FFC 400211939 RBC- PARIS, FRANCE DISFFRPPLOCC FRANCE
ULT BENZ FR3511529800001VE22098055068 123 MULTINOVA EUROPE A2 ELAIA
ADDITIONAL INSTRUCTIONS : 94 RUE DE LA VICTOIRE 75009 PARISFRANCE
RELEASE DATE : 2014-10-23
RELEASE COMMENTS
RULE NUMBER MESSAGE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
03600 -LOA REQUIRED. PLEASE FAX TO PERSHING
REASON : PLEASE APPROVE THANK YOU]
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CWF88000003D
Req E Eligible : No
SDNY_GM_00065517
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DS-SDNY-0028342
EFTA_00176017
EFTA01299499

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.58 SNT The Currency wire got settled.
MGMUUW1 10/24/14 11.41.31 ➢PR
MONAIUUT 10/24/14 11.41.31 ULK
M3NAKAN 10/24/24 11.41.31 APP APPVD PER L2 APPVR COMMENTS/SUFF SUR STTLD CR BAL
MONAKAN 10/24/14 11.39.41 LCK
IRAPBEL 10/24/14 11.01.11 ULK
IRAPBEL 10/24/14 11.01.11 APP W8 14, SUFF. SUR, PPWK RECD, DRAB
IRAPBEL 10/24/14 10.59.28 LCK
WORKAUTO 10/24/14 10.31.33 APP
P6XEKMCM 10/24/14 10.31.32 ULK
P6XEKMCM 10/24/14 10.31.32 APP
P6XENNOM 10/24/14 10.31.20 LOS
P6XEMPAS 10/23/14 11.38.34 SIM
SDNY_GM_00065518
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c DB-SDNY-0028343
EFTA_00 76018
EFTA01299500

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 60,000.00 EUR IBD P6XEKGUS 12.36.00 03.30.36 CWFS9000003R
USDE : $75,882.00
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK AIBKIE2D AIB BANK DUBLIN IRELAND
SECOND
FFC
ULT BENZ 58887074 MR DEREK N JAMES
ADDITIONAL INSTRUCTIONS : SORT CODE 93 32 36 IBANOSAIEK93323658887074
RELEASE DATE : 2014-10-24
RELEASE COISaNTS
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
03504 -MULTIPLE REQUEST
REASON : PLEASE APPROPVE
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IND1CMF89000003R
Reg E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COhNENTS
CPSANPS 10/27/14 03.30.36 SET The Currency wire got settled.
NONESMI 10/24/14 17.08.09 PPR
MGNKSMI 10/24/14 17.08.08 ULK
MONKSNI 10/24/14 17.08.08 APP LOA RECD- EUR AVAIL 10/27 - CAT MIL RECD TO PAY FOR TRADE - W9
MGNKSMI 10/24/14 17.07.17 LCK
MONSLEI 10/24/14 16.50.50 ULK
SDNY_GM_00065519
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c 0B-SDNY-0028344
EFTA_00 II 76019
EFTA01299501

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
MGNSLEI 10/24/14 16.50.50 APP LOA RECD- BUR AVAIL 10/27 - CAT HENLRECD TO PAY FOR TRADE - W9
HONSLEI 10/24/14 16.49.18 LCK
HGHPWAI 10/24/14 15.49.04 ULK
MONP&Mi 10/24/14 15.49.04 HU) PENDING ADDITIONAL ACTIVITY. PENDING JRIIL TO COVER FUTURE BUYS
MGNPBUN 10/24/14 15.48.07 LCK
HGNMART 10/24/14 14.33.24 ULK
MGNPBUN 10/24/14 14.33.24 HLD PENDING ADDITIONAL ACTIVITY. PENDING OPEL TO COVER FUTURE BUY
MGNPBUN 10/24/14 14.31.24 LCK
P6XECBUD 10/24/14 14.04.11 ULK
P6XECBUD 10/24/14 14.04.11 APP
P6XECBUD 10/24/14 14.04.04 LCK
HGNMER1 10/24/14 14.00.06 ULK
MGNPBUN 10/24/14 13.58.33 LCK
WORKAUTO 10/24/14 13.48.45 APP
P6XECBUD 10/24/14 13.48.44 ULK
P6XECBUD 10/24/14 13.48.44 APP
P6XECBUD 10/24/14 13.47.54 LCK
AMPSSY2 10/24/14 13.06.01 PAPP
P6XEMOUS 10/24/14 12.36.01 MINH Awaiting Mandatory Hold Period
P6XEICGUS 10/24/14 12.36.01 SUBM Disclosure provided at initiation
ACCOUNT TYPE AMOUNT CCY RANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
5XG-045324 1 40,000.00 GBP IBD P6XEKGUS 12.33.36 03.30.32 CMF19000003Q
USDE : $64,120.00
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL
BANK NWBKGB2L NATIONAL WESTMINSTER BANK PLC LONDON UNITED KINODO
SECOND
FFC 40509443 WEATHERBYS BANK CLIENT ACCOUNT UNITED KINGDO
ULT BENZ 421514 MR D M JAMES
SONY_GM_00065520
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c DB-SDNY-0028345
EFTA 00176020
EFTA01299502

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY MIRES REPORT PAGE: 3
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 20/27/2014
IBD NO : 62M
ADDITIONAL INSTRUCTIONS : SORT CODE 56 00 60
RELEASE DATE : 2014-10-24
RELEASE COMMENTS •
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
03504 -MULTIPLE REQUEST
REASON : PLEASE APPROVE
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : II4D1CMF89000003Q
Reg E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.32 SNT The Currency wire got settled.
MONSLEI 10/24/14 16.49.12 PPR
MONSLEI 10/24/24 16.49.11 ULK
MGNSLEI 10/24/14 16.49.11 APP GBP AVAIL 10/27 - USD JRNL TO PAY FOR TRD - LOA ON FILE - W9
MONSLEI 10/24/14 16.46.34 LCK
MGNJLAR 10/24/14 14.14.17 ULK
MGNJLAR 10/24/14 14.14.17 FILO INSUFFICIENT FUNDS. PENDING ADDITIONAL ACTIVITY
14GNJIAR 10/24/14 14.11.47 LOX
MGNPBUN 10/24/14 13.58.22 ULK
MONPBUN 10/24/14 13.58.22 APP SUFF GBP AVA V/D 10/27/LOA RECD/USD DEBIT VS FUTURE BUYS/DBAB/EST REQ./MULTI OK
MGNPBUN 10/24/14 13.54.11 LCK
WORKAUTO 10/24/14 13.47.48 APP
PEXECEUD 10/24/14 13.47.48 ULK
PEXECBUD 10/24/14 13.47.48 APP
'MEOWS) 10/24/14 13.46.31 LCK
AMPSSY2 10/24/14 13.03.37 PAPP
P6XEKOUS 10/24/14 12.33.36 AWMH Awaiting Mandatory Hold Period
P6XENGUS 10/24/14 12.33.36 SUBM Disclosure provided at initiation
SDNY_GM_00065521
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028346
EFTA_00 176021
EFTA01299503

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT ➢AGE: 1
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca BAND( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 6,000.00 GBP IBD P6XELFLO 13.32.59 15.37.56 CMF8C000004J
USDE : $9,648.00
TRADE DATE: 10/27/2014
VALUE DATE: 10/31/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 OFFICE N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK MIDLGB22 HSBC BANK ➢LC LONDON UNITED HIROO°
SECOND
FFC
ULT BENZ GB79MIDL40061981492543 CHARLOTTE E BOCLY
ADDITIONAL INSTRUCTIONS : ACCOUNT NUMBER 81492543 SORT CODE 400619
RELEASE DATE : 2014-10-27
RELEASE COMMENTS
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03301 -ALL CURRENCY WIRES TO APPROVAL.
REASON : PER CLIENT REQUEST
STANDING INSTRUCTION : Y
CURRENCY WIRES REF NUMBER : IMD1CMF000000043
Reg E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COMMENTS
P6XETWEL 10/27/14 15.37.56 PPR
P6XETWEL 10/27/14 15.37.56 ULK
P6XETWEL 10/27/14 15.37.56 APP
P6XETWEL 10/27/14 15.37.38 LO(
P6XETWEL 10/27/14 14.51.43 ULK
P6XETWEL 10/27/14 14.41.31 LCK
AMPSSY2 10/27/14 14.03.00 PAPP
P6XELFLO 10/27/14 13.33.00 AMMH Awaiting Mandatory Hold Period
P6XELFLO 10/27/14 13.33.00 SUBM Disclosure provided at initiation
SDNY_GM_00065522
ONF lD ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028347
EFTA_00 176022
EFTA01299504

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : EXE
ACCOUNT TYPE AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 5,124.66 EUR IBD P6XEKCON 09.13.28 03.30.42 CWFS9000001I
USDE : $6,481.15
TRADE DATE: 10/24/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK RBOSJZSX ROYAL HANK OP SCOTLAND INTERNA ST. HELIER JERSEY
SECOND
FFC
ULT BENZ GB67RBOS16102850899700 HIGHLAND EUROPE TECHNOLOGY GROWTH L
ADDITIONAL INSTRUCTIONS : CHARLES R STUCKEY JR REVOCABLE TRUST
RELEASE DATE : 2014-10-24
RELEASE COMMENTS
RULE NUMBER MESSAGE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
REASON : ACKNOWLEDGED
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CWF89000001I
Reg E Eligible : No
USER ID DATE TINE STATUS COMMENTS
CPSAMPS 10/27/14 03.30.42 HT The Currency wire got settled.
MONTLUB 10/24/14 10.19.29 PPR
MONTLOB 10/24/14 10.19.29 ULK
MGNTLUB 10/24/14 10.19.29 APP LOA / SUFF EUR / V/D 10-27
MODULUS 10/24/14 10.18.13 LOK
WORKAUTO 10/24/14 10.09.46 APP
P6XELDRA 10/24/14 10.09.46 ULK
P6XELDRA 10/24/14 10.09.46 APP CAPITAL CALL PAYMENT
P6XELDRA 10/24/14 10.08.36 LCK
SDNY_GM_00065523
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028348
EFTA 00176023
EFTA01299505

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6/M
USER ID DATE TIME STATUS COMMENTS
P6XEKOON 10/24/14 09.13.28 SUBN
ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 54,157.74 GBP IBD P6XETTOT 14.12.38 10.07.12 CWF890000049
USDE : $86,814.85
TRADE DATE: 10/24/2014
VALUE DATE: 10/27/2014
PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK MIDLGB22 HSBC BANK PLC LONDON UNITED KINGDO
SECOND
FFC
ULT GENE GB54MIDL40050101099833 SOTHEBY'S
ADDITIONAL INSTRUCTIONS : SORT CODE 400501 INVOICE 92365788 FOR LAURENCE LORENZO LOPEZ
RELEASE DATE : 2014-10-24
RELEASE COMMENTS
RULE NUMBER MESSAGE
03026 -MONEY FUND CUTOFF TINE HAS PASSED. INTEREST CHARGES MAY APPLY
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
REASON : UPLOADING LOA AND HRH AND REG E ORAL DISCLOSURE
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CWF890000049
Req E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
SDNY_GM_00065524
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c DB-SDNY-0028349
EFTA_00 176024
EFTA01299506

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
HCNKSMI 10/27/14 10.07.12 SNT
MONNSMI 10/27/14 10.07.12 ULX
MONICSHI 10/27/14 10.07.12 APP PPWX RECD, DRAB, SUIT GBP, N9
KONKSMI 10/27/14 10.06.59 LCX
MONKSMI 10/27/14 10.06.19 ULX
MOIRSMI 10/27/14 10.06.13 LOR
MONXSMI 10/27/14 10.05.17 ULX
MONXBMI 10/27/14 10.05.08 LCX
MGNXSMI 10/27/14 10.05.00 ULX
MONICSMI 10/27/14 10.04.43 LCX
IRAPBEL 10/27/14 08.54.10 ULX
IRAPBEL 10/27/14 08.54.10 APP PPWX RECD, DRAB, SUP? GBP, N9
IRAPBEL 10/27/14 08.50.17 LCX
P6XEATUB 10/27/14 08.46.04 ULX
P6XEATUB 10/27/14 08.46.04 APP
P6XEATVS 10/27/14 08.45.57 LCK
P6XEATUB 10/27/14 08.42.06 ULX
P6XEATUB 10/27/14 08.41.39 LCX
MONPVIN 10/24/14 17.13.36 ULX
24GNPBUN 10/24/14 17.11.27 LCX
WRNUMMO 10/24/14 16.33.37 APP
P6XELDRA 10/24/14 16.33.36 ULX
P6XELDRA 10/24/14 16.33.36 APP PAYMENT FOR PURCHASE OF ART
P6XELDRA 10/24/14 16.31.44 LCX
P6XELDRA 10/24/14 16.27.03 ULX
P6XELDRA 10/24/14 16.19.04 LCX
AMPSSY2 10/24/14 14.42.39 PAPP
P6XZTTOT 10/24/24 14.12.38 ANKH Awaiting Mandatory Hold Period
P6XETTOT 10/24/14 14.12.38 SUBM Disclosure provided at initiation
SDNY_GM_00065525
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028350
EFTA 00176025
EFTA01299507

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: NBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
3,000.00 CAD IBD P6XELUHU 11.55.27 18.08.13 CMFIC0000034
USDE : $2,673.08
TRADE DATE: 10/27/2014
VALUE DATE: 10/28/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
HANK ROYCCAT2 ROYAL BANK OP CANADA TORONTO CANADA
SECOND
FFC
ULT BENZ 5014279 MICHAEL VERCHERE
ADDITIONAL INSTRUCTIONS :
RELEASE DATE : 2014-10-27
RELEASE COMMENTS
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
REASON : PER CLIENT
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : INDIC/MSC:0000034
Req E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COMMENTS
MUNPBUN 10/27/14 18.08.13 PPR
MGNPBUN 10/27/14 18.08.13 ULK
MGNPBUN 10/27/14 18.08.13 APP SUFF CAD APPROVED PER PRIOR APPROVER COMMENTS
MONISM( 10/27/14 18.07.49 LCK
MGNIIRAC 10/27/14 18.04.13 ULK
MONXRAC 10/27/14 16.04.13 ESC SLOA RECD-IDENTIFIABLE-SUFF CAD AV
MGNXRAC 10/27/14 18.02.19 LCK
WORKAUTO 10/27/14 15.12.55 APP
SDNY_GM_00065526
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c OS-SDNY-0028351
EFTA 00176026
EFTA01299508

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: 10.5050CA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
P6XERHOP 10/27/14 15.12.55 ULK
➢6XERHOP 10/27/14 15.12.55 APP APPROVED ➢ER TINE BSO EXCEPTION FOR THE STANDING LOA.
P6XERHOP 10/27/14 15.12.04 LCK
P6XEREOP 10/27/14 15.05.00 ULK
P6XERHOP 10/27/14 14.59.18 LCK
ANPSSY2 10/27/14 12.25.27 PAPP
P6XELUHU 10/27/14 11.55.27 ANKH Awaiting Mandatory Bold Period
P6XELUMU 10/27/14 11.55.27 SUBM Disclosure provided at initiation
ACCOUNT TYPE AMOUNT col BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
5,732.00 GBP IBD P6XEJPAR 13.55.54 18.20.08 CWF8C000004T
USDE : $9,217.05
TRADE DATE: 10/27/2014
VALUE DATE: 10/28/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $7.50 OFFICE N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK BARCOB22 BARCLAYS BANK PLC LONDON UNITED KINODO
SECOND
FFC
ULT BENZ 80563269 WILLIAMS 6 HILL FORGARDING LIMITED
ADDITIONAL INSTRUCTIONS : JOB NO WHD68652 HUBBARDM 37FOURNIER STREET LONDON El 60E UNITED KINGDOM
RELEASE DATE : 2014-10-27
RELEASE CONTENTS
RULE NUMBER MESSAGE
03100 -REG E ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD.
09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-246% OVER STANDARD TIMEFRAME
SDNY_GM_00065527
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c OS-SDNY-0028352
EFTA_00 176027
EFTA01299509

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY MIRES REPORT PAGE: 3
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 624Z
RULE NUMBER MESSAGE
09999 -AWL/AGGREGATION ALERT- 3 RULES TRIGGERED IN 1 REQUESTS
REASON : UPLOADING DOCS; LEGAL ADDRESS ADDED
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CMF8C000004T
Rog E Eligible : Yes
WAS a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COKKENTS
MGNPBUN 10/27/14 18.20.08 PPR
NONMEAl 10/27/14 18.20.07 ULK
NGNPBUN 10/27/14 18.20.07 APP SUFF GBP AVA APPROVED PER PRIOR APPROVER COMMENTS OK
*MMUS 10/27/14 18.19.36 LOX
MGNTLUB 10/27/14 18.14.28 ULK
!PONTIUS 10/27/24 18.14.28 ESC LOA / VOL ADDR / SWF GBP / V/D 10-28
MGNTLUB 10/27/14 18.13.30 LCK
WORKAUTO 10/27/14 15.15.29 APP
P6XERHOP 10/27/14 15.15.29 ULK
P6XERHOP 10/27/14 15.15.29 APP
P6XERHOP 10/27/14 15.13.25 LCK
AMPSSY2 10/27/14 14.25.55 PAPP
P6XEJPAR 10/27/14 13.55.54 AWNS Awaiting Mandatory Hold Period
PEXE.IPAR 10/27/14 13.55.54 SOHN Disclosure provided at initiation
SONY_GM_00065528
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028353
EFTA_00 176028
EFTA01299510

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 23,500.00 GBP IBD P6XEROEE 09.56.37 03.30.42 CMFE90000012
OBOE : $37,670.50
TRADE DATE: 10/22/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK LOYD0B21086 SC301914 LLOYDS BANK PLC BIRMINGHAM UNITED KINGDO
SECOND
FFC
ULT BENZ GB47LOYD30191403738497 WESTLEY RICHARDS i CO., LTD
ADDITIONAL INSTRUCTIONS : WESTLEY RICHARDS ACCOUNT NUMBER 03738497 714 CRESCENT AVE GREENVILLE SC 29601
RELEASE DATE : 2014-10-24
RELEASE COMMENTS
RULE NUMBER MESSAGE
03100 -REG B ELIGIBLE WIRE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
REASON : UPLOADING DOCUMENTS
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CWP890000012
Reg E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : Yes
Exchange Rate : 1.6260(Actual)
Currency : GBP
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.42 BHT The Currency wire got settled.
MONISM; 10/24/14 12.19.41 PPR
MGNPBUN 10/24/14 12.19.40 ULK
MONPBUI4 10/24/14 12.19.40 APP SUFF GBP V/D 10/27/APPROVED PER PRIOR APPROVER COMMENTS
MONPBUN 10/24/14 12.18.45 LCK
MONTLUB 10/24/14 11.42.05 ULK
SDNY_GM_00065529
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c OS-SDNY-0028354
EFTA_00 I 76029
EFTA01299511

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
HGNTLUB 10/24/14 11.42.05 APP LOA / LGL ADDR / SUFF GBP / MD' / V/D 10-27
18INTLUB 10/24/14 11.40.13 LCK
WORKAUTO 10/24/14 10.42.23 APP
P6XELOAS 10/24/14 10.42.23 ULK
P6XELGAS 10/24/14 10.42.23 APP
P6XELOAS 10/24/14 10.42.17 LCK
DEMMER 10/24/14 10.28.40 ULK
P6XEMMIN 10/24/14 10.27.25 LCK
AMPSSY2 10/24/14 10.26.40 PAPP
P6XEROEH 10/24/14 09.56.38 ARM Awaiting Mandatory Hold Period
P6XEROEH 10/24/14 09.56.38 SOHN Disclosure provided at initiation
ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 10,000.00 EUR IBD P6XECHEI 09.51.38 14.05.41 CWFSC000001W
USDE : $12,667.00
TRADE DATE: 10/23/2014
VALUE DATE: 10/28/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL
BANK DEUTDYDBMUC DEUTSCHE BANK PRIVAT-UND DESCH MUENCHEN GERMANY
SECOND
FTC
ULT BENS DE25700700240025615600 JOSEPH H BRYAN JR TIES OF JOSEPH M BRYAN JR REV TRUST
ADDITIONAL INSTRUCTIONS : 2317 PRINCESS ANN STREET GREENSBORONC 27408
RELEASE DATE : 2014-10-27
RELEASE COMMENTS
RULE NUMBER MESSAGE
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
SDNY_GM_00065530
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DS-SDNY-0028355
EFTA_00176030
EFTA01299512

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 624Z
RULE NUMBER MESSAGE
03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW.
REASON : FUNDS SETTLE TODAY
STANDING INSTRUCTION : Y
CURRENCY WIRES REF NUMBER : IMD1CW1,8C000001W
Reg E Eligible : No
USER ID DATE TIME STATUS ONOONTS
MGMAPER 10/27/14 14.05.41 PPR
MOMPER 10/27/14 14.05.41 ULK
MGNAPER 10/27/14 14.05.41 APP STI-SUFF EUR AV FOR V/D 10/28/14-SUP? Ne TO CUR USD DEBIT G WIRE FEE/W9
!CHAFER 10/27/14 14.05.20 LCX
Mall4RAC 10/27/14 13.49.14 ULM
MGNHRAC 10/27/14 13.49.14 APP STI-SUFF EUR AV FOR V/D 10/28/14-SUFF IMF TO CPR USD DEBIT 6 WIRE FEE
/43204R AC 10/27/14 13.31.00 LCK
P6XELGAS 10/27/14 10.46.29 ULK
P6XELGAS 10/27/14 10.46.29 APP
P6XELGAS 10/27/14 10.46.24 LCX
P6XECHEI 10/27/14 09.51.39 SUBM
SDNY_GM_00065531
ON FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028356
EFTA_00176031
EFTA01299513

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : EXE
ACCOUNT TYPE AMOUNT CCY BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 21,040.00 EUR IBD P6XESHAN 10.20.49 03.30.39 CMFO9000002D
USDE : $26,609.28
TRADE DATE: 10/23/2014
VALUE DATE: 10/27/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
BANK BNPAFRPPPCE SNP-PARIBAS SA (FORMERLY BAKU PARIS FRANCE
SECOND
FFC
ULT BENZ FR7630004008040001097522236 SCI ORION 18
ADDITIONAL INSTRUCTIONS : RIB 30004008040001097522236 ACCOUNT0000005511648 FROM ELBA2E FAMILY REV TRUST
RELEASE DATE : 2014-10-24
RELEASE COMMENTS
RULE NUMBER MESSAGE
03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW
03301 -ALL CURRENCY WIRES TO APPROVAL.
03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW.
09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-332% OVER STANDARD TINEFRAME
09955 -AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN EST PRO-CA
09957 -AML-VELOCITY TOTAL TRANSACTIONS THRESHOLD EXCEEDED FOR AN EST PRO-CAS
09958 -AML-VELOCITY-ACAM TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHED A
09999 -AML/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS
REASON : LOA ON FILE. THANKS]
STANDING INSTRUCTION : N
CURRENCY WIRES REF NUMBER : IMD1CMF89000002D
Rog E Eligible : No
USER ID DATE TIME STATUS COMMENTS
CPSAMPS 10/27/14 03.30.39 SET The Currency wire got settled.
MONTLUB 10/24/14 12.32.34 PPR
MONTLUB 10/24/14 12.32.34 ULK
SDNY_GM_00065532
ONF lD ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c OS-SDNY-0028357
EFTA 00176032
EFTA01299514

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
USER ID DATE TIME STATUS COMMENTS
MGETLUB 10/24/14 12.32.34 APP LOA / SUFF EUR / !IMF TO CVR USD DEBT / V/D 10-27
MGHTLUB 10/24/14 12.31.00 LCX
WORKAUTO 10/24/14 12.30.08 APP
P6XESTOR 10/24/14 12.26.12 ULI(
P6XESYGR 10/24/14 12.26.12 APP
P6XESYGR 10/24/14 12.25.51 LCX
P6XESHAN 10/24/14 10.20.49 SWIM
SDNY_GM_00065533
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DS-SDNY-0028358
EFTA_00 176033
EFTA01299515

RUN DATE : 10/28/2014 - 00.06.43 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 44,925.26 SGD IBD P6XESHUE 10.00.14 12.22.41 CWF8C000001Y
USDE : $35,213.36
TRADE DATE: 10/27/2014
VALUE DATE: 10/28/2014
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $30.00 CUSTOMER N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL
HANK DBSSSGSG DBS BANK LTD. SINGAPORE SINGAPORE
SECOND
FFC
ULTEIENE 0220220683 DANIEL PRINCE
ADDITIONAL INSTRUCTIONS : 10 ETTRICX TERRACE SINGAPORE 458578
RELEASE DATE : 2014-10-27
RELEASE COMMENTS
RULE NUMBER MESSAGE
02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW.
03100 -REG E ELIGIBLE WIRE
03301 -ALL CURRENCY WIRES TO APPROVAL.
REASON : STANDING
STANDING INSTRUCTION : Y
CURRENCY WIRES REF NUMBER : IMD1CWF8C000001Y
Req E Eligible : Yes
Was a foreign exchange transaction completed in connection with this wire request : No
USER ID DATE TIME STATUS COMMENTS
P6XETBI3 10/27/14 12.22.42 PPR
P6XETBI3 10/27/14 12.22.41 ULK
P6XETBI3 10/27/14 12.22.41 APP
P6XETBI3 10/27/14 12.20.50 LCX
P6XETBI3 10/27/14 12.19.36 ULK
P6XETB13 10/27/14 12.18.36 LOC
AMPSSY2 10/27/14 10.30.16 PAPP
P6XESHUE 10/27/14 10.00.15 AWMH Awaiting Mandatory Hold Period
SIDNY_GM_00065534
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c 0B-SDNY-0028359
EFTA_00176034
EFTA01299516

RUN DATE : 10/28/2014 - 00.06.49 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: NNSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 10/27/2014
IND NO : 6X1
USER ID DATE TINE STATUS COMMENTS
ROCESEUE 10/27/14 10.00.15 SUNK Disclosure provided at initiation
SDNY_GM_00065535
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6( DB-SDNY-0028360
EFTA_00 176035
EFTA01299517