EFTA01299469.pdf

RUN DATE : 08/09/2018 - 00.02.03 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 1
REPORT ID: MBSO5OCA-02 ACTIVITY REPORT FOR THE DATE : 08/08/2018
IBD NO : 6XE
ACCOUNT TYPE AMOUNT Ca BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST
BY AT AT ID
1 3,982,916.26 PLN IBD P6XELSUL 08.26.35 03.30.26
USDE : $1,081,019.23
TRADE DATE: 08/07/2018
VALUE DATE: 08/08/2018
FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON
WIRE FEE $10.00 OFFICE N/A
HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY Comm INVL
BANK DEUTPLPX DEUTSCHE BANK POLSKA S.A. WARSZAWA ➢OLAND
SECOND
FFC
ULT BENZ DEUTSCHE BANK AG, LONDON DEUTGB2L
ADDITIONAL INSTRUCTIONS : REF: SOFL
RELEASE DATE : 2018-08-07
RELEASE CONSENTS
RULE NUMBER MESSAGE
02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW.
03301 -ALL CURRENCY WIRES TO APPROVAL.
03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
03620 -THIRD PARTY REQUEST USING STI EXCEEDS LIMIT. PERSHING REVEIW REQUIRED.
09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-1794 OVER STANDARD TIKEFRAME
09938 -ACCOUNT ON WATCH LIST - ➢IC ACCOUNT
09952 -Ala-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR All ESTABLISH
09954 -AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE
REASON : SLOA, PLN SETTLES TODAY
SCHEDULED PAYMENT N
STANDING INSTRUCTION : Y
CURRENCY WIRES REF NURSER : IND1CNJ630000038
Reg E Eligible : No
USER ID DATE TIME STATUS COMMENTS
08/08/18 03.30.26 SAT The Currency wire got settled.
08/07/18 12.18.24 PPR
SDNY_GM_00065480
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c DB-SDNY-0028305
EFTA_00175980
EFTA01299469

RUN DATE : 08/09/2018 - 00.02.03 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2
REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 08/08/2018
IBD NO : 62M
USER ID DATE TIME STATUS COMMENTS
08/07/18 12.18.24 ULK
08/07/18 12.18.24 APP SUFF S/D PLN CCY AVAIL. SUFF RCS TO COVER EUR/JPY DEBITS.
08/07/18 12.12.45 LCK
08/07/28 11.15.12 ULK
08/07/18 11.15.12 APP STI, SUP? PLN, SUFF PDS TO COVER THE SMALL EUR AND JPY DEBITS
08/07/18 11.09.54 LO(
08/07/18 09.38.43 ULK
08/07/18 09.38.43 APP
08/07/18 09.36.01 LCK
08/07/18 08.26.35 SUBN
SDNY_GM_00065481
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c DB-SDNY-0028306
EFTA_00175981
EFTA01299470