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EFTA01268468.pdf

set10 Interestingness: 7/10 Original PDF ↗

AI Summary

TD Ameritrade formally terminates Jeffrey Epstein's brokerage account on March 11, 2019, giving him 30 days to transfer funds or face liquidation. This represents institutional distancing from Epstein following his legal troubles. [Rating: 7/10 - Documents financial institutions severing ties with Epstein, showing concrete business impact of his legal troubles and providing insight into his financial arrangements]

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Extracted Entities

Name Type Context
St Thomas, VI location Address on record for Epstein's account at Red Hook Quarters
Southern Financial Lie organization Entity associated with Epstein's address for account correspondence
TD Ameritrade organization Financial brokerage firm terminating business relationship with Epstein
Jeffrey Epstein person Account holder whose TD Ameritrade brokerage relationship is being terminated

Full Text

ID Ameritrade
March 11, 2019
Southern Financial Lie Attn: Jeffrey Epstein
6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802-1348
RE: TO Ameritrade Account:
Dear Jeffrey Epstein,
We are writing to inform you we have made the decision to terminate our business relationship
with you. This means you must either have a transfer in progress to another brokerage firm by
April 11, 2019, or have liquidated and closed your account by that date. To initiate a transfer to
another brokerage firm, please contact that firm for the necessary forms and information.
Your TD Ameritrade account has been restricted to liquidating transactions only. If your account
has check writing, ATMIDebit card, etc., please do not use these features as they will not be
honored.
If you have not closed your account, or do not have a transfer in progress by the close of
business on April 11, 2019, please understand we may liquidate your account and mail you the
proceeds in the form of a check, sent to your address of record. Alternatively, at our discretion,
stock certificates may be issued for positions held in the account and mailed to your address of
record.
TD Ameritrade will not change this decision. Please do not attempt to open a new TD Ameritrade
account in the future.
Thank you for your prompt attention to this matter.
Sincerely,
Retail Risk Management
TD Ameritrade
1-817-490-2050
TD Ameritrade, Inc., member FINRA/SIPC. TO Ameritrade is a trademark Jointly owned by TD Ameritrade IP Company, Inc. and The
Toronto-Dominion Bank. 02015 TO Ameritrade IP Company, Inc. All rights reserved. Used with permission.
3000 TD Ameritrade Lane
Southlake, TX 76092 CONFIDENTIAL SDN'itthWtseetgelacom
EFTA_00 I 23073
EFTA01268468