EFTA01299326.pdf

From: lauren Brooks
To: Mak:I& MMUS AMI Kyr
Subject: CLEARED: FIRCOSOFT ALERT_ Darren Indyke [1]
Date: Friday, August 31, 2018 8:03:49 PM
Classification: For internal use only
Hello,
BLAFC-WM has reviewed the Fircosoft alert generated (8/20/18) for Darren K Indyke and BLAFC-WM
clears this alert from an AML perspective as the alerted material was previously reviewed and
cleared on (10/12/16-10/13/16).
Kind regards,
Lauren Brooks
Lauren Brooks
AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
5201 Gate Parkway, 2nd floor
Jacksonville, Florida 32256. USA
Tel. +
Email
From: Alka Babu
Sent: Thursday, August 30, 2018 10:08 AM
To: PWMUS AMLKYC
Subject: FW: FIRCOSOFT ALERT_ Darren Indyke [I]
Classification: For internal use only
Hi Team,
Attached please find the clearance email received in the past for the party Darren Indyke for your
review.
SDNY_GM_00065238
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SONY-0028063
EFTA_00 I 75738
EFTA01299326

Please provide an updated clearance to help us proceed further. Thank you I
Kind regards,
igI
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private limited - Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Ninon Knowledge Park, Western Express Highway
GOregaon East. Mumbai 400063 , India
Tel.
Mobile
From: Mamta-A Choudhary
Sent: Monday, August 20, 2018 7:59 PM
To: Alka Babu
Cc: PWM BIS-Research >; PWMUS AMLKYC
Subject: FIRCOSOFT ALERT_ Darren Indyke
Hello
Attached is an alert for the party mentioned above. Please note that clearance from
compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
Mamta Choudhary
Analyst I Research and Control
DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2, Evolve Mahindra Technology Park, Inside Mahindra World City - SE2, 302029 Jaipur, India
Mobile-
Email
SDNY_GM_00065239
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0028064
EFTA_00 I 75739
EFTA01299327

SONY_GM_00065240
R.caN(FIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. DB-SONY-0028065
EFTA,I 75740
EFTA01299328