EFTA01299317.pdf

Classification: For internal use only
fyi
Paul Morris
Managing Director
Deutsche Bank Asset & Wealth Management
345 Park Avenue, 27th Floor
New Y
Offi
Cell:
Forwarded by on 05/15/2013 1215 PM
From
To
Cc
Date 0914/2013 C6:42 PM
Subject Epstein [I)
Classification: For internal use only
Spoke with both Caruso and Polizzotto. Neither suggest this requires rep risk and we can move ahead so
long as nothing further is identified through KYC and AML client adoption.
Chip Packard
Managing Director
Co-Head, Wealth Management Americas
Deutsche Asset and Wealth Management
Securities offered through Deutsche Bank Securities Inc.
SDNY_GM_00065221
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0028046
EFTA_00I 75721
EFTA01299317