EFTA01299312.pdf

Mayur Rathod
From: Velmir Vejzovic
Sent: Tuesday, August 21, 2018 1:11 AM
To: Mayur Rathod
Cc: PWMUS AMLKYC
Subject: CLEARED: RDC Alert L. [I]
Attachments: RDC Alert
Classification: For Internal use only
Hi Mayur,
BLAFC-WM has reviewed the RDC alert generated on 8/17/18 fors authorized signor for the Zorro Management,
LLC, client of the Private Bank.
Our Party: DOB resides in Stanley, NM per LexisNexis. is a manager at Zorro Management.
Alert Subject: aka =. resides in Tompkinsville, KY per LexisNexis. served as
Member - Council of Monroe, Kentucky, United States.
BLAFC-WM clears this alert from a Compliance aspect as the age, location and occupation of Our Party do not match that of the
Alert Subjects.
All the best,
Velmir Vejzovic
Velmir Vejzovic
Associate I AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
From: Krishna Dadhich On Behalf Of PWM BIS-Research
Sent: Friday, August 17, 2018 5:37 PM
To: Mayur Rathod <mayur.rathod@db.com>
Cc: PWMUS AMLKYC <pwmus.amlkyc@db.com>; PWM BIS-Research <pwm.bis-research@db.com>
Subject: RDC Alert_ L.
Hello
Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC
SDNY_GM_00065209
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0028034
EFTA_00175709
EFTA01299312

approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC
Thanks and regards.
Krishna Dadhich
Krishna Dadhich
Analyst I BIS Research
Deutsche Bank Trust Company Americas
COO Wealth Management Operations
Please consider the environment before printing this e-mail
#Positivel m pact
2
SDNY_GM_00065210
I DENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0028035
EFTA_001757I0
EFTA01299313