EFTA01299297.pdf

Mayur Rathod
From: Velmir Vejzovic
Sent: Monday, August 20, 2018 8:27 PM
To: Alka Babu
Cc: PWMUS AMLKYC
Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [II
Attachments: RDC ALERT Jeffrey Edward Epstein.pdf, AML Clearance on PCR & RDC Alert Jeffrey
Epstein 2013.pdf; AML Clearance on PCR & RDC Alert Jeffrey Epstein.pdf, CLEARED
RDC Alert Jeffrey Edward Epstein.pdf; Chip Packard Approval - Jeffrey Epstein.pdf
Classification: For Internal use only
Hi Alka,
BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial
Relationship. (KYC 1977694)
BLAFC-WM previously reviewed the subject matter of this alert and provided clearance on August 13, 2013 and October 13, 2016 for
KYC 1651789. I have attached the clearance for your reference. Please attach all attachments to the KYC.
All the best,
Velmir Vejzovic
Velmir Vejzovic
Associate I AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
From: Mamta-A Choudhary
Sent: Friday, August 17, 2018 4:27 PM
To: Alka Babu
Cc: PWM BIS-Research <pwm.bis-research@db.com>; PWMUS AMLKYC
Subject: RDC ALERT_ Jeffrey Edward Epstein
Hello
Attached is an alert for the party mentioned above. Please note that clearance from compliance is
required prior to KYC approval.
Please follow the instructions below:
1
SDNY_GM_00065151
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.cON(F DB-SONY-0027976
EFTA_00 I 7565 I
EFTA01299297

Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
Mamta Choudhary
Analyst I Research and Control
ORO! Global Services Private Limited
COO Wealth Management Operations
2
SDNY_Girl_00065152
I DENTIAL
.N (F
CONFIDENTIAL - PURSUANT TO FED. R.ctO DB-SDNY-0027977
EFTA_00 175652
EFTA01299298