EFTA01299287.pdf

Message
From: Velmir Vejzovic U0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
Sent: 6/1/20181:31:08 PM
To: Vi'ay-A Sawant 1/0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
CC: PWMUS AMLKYC VO=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
Subject: CLEARED: Fircosoft Alert _ Darren K Indyke ill
Attachments: Fircosoft_alert_Darren K Indyke.pdf; CLEARED: PCR Alert- Darren Indyke III
Classification: For Internal use only
Forgot to attached prior clearance on the original email.
All the best,
Velmir Vejzovic
From: Velmir Vejzovic
Sent: Friday, June 01, 2018 9:30 AM
To: Vijay-A Sawant
Cc: PWMUS AMLKYC
Subject: CLEARED: Fircosoft Alert _ Darren K Indyke [II
Classification: For internal use only
Hi Vijay,
AML Compliance has reviewed the Fircosoft alert generated on 5/31/18 for Darren Indyke, Director at Southern Trust Company Inc.,
indirect owner of Prytanee, LLC., existing client of the Private Bank since 2017.
AML Compliance clears the alert from an AML perspective as the alert subject matter contained in the current alert has been
previously reviewed and cleared by AML Compliance on October 31, 2017. The previous clearance applies to the current alert,
please attach prior clearance and this email to the KYC.
All the best,
Velmir Vejzovic
Velmir Vejzovic
Associate I AML Compliance Officer
D8 USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
SDNY_GM_00065131
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctON(F DB-SONY-0027956
EFTA_00175631
EFTA01299287

From: Vikram-D Singh On Behalf Of PWM BIS-Research
Sent: Thursday, May 31, 2018 10:37 AM
To: Vijay-A Sawant
Cc: PWMUS AM LKYC PWM BIS-Research
Subject: Fircosoft Alert _ Darren K Indyke
Hello,
Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC
approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC
Thank you.
Vikram Singh
Analyst I PWM US Operations
D601 Global Services Private Limited
Please consider the environment before printing this e-mail
SDNY_GM_00065132
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0027957
EFTA_00 175632
EFTA01299288