EFTA01299281.pdf

Message
From: Carl Timcke (/O=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=TIMCCARAEF]
On behalf of PWMUS AMLKYC(/OrEXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF235PDLT)/CN=RECIPIENTS/CN=AMLKPWM•GX5284)
Sent: 6/1/2018 1:38:56 PM
To: Vijay-A Sawant (/0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Sawayija685)
CC: PWMUS AMLKYC VO=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP
(FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=AmIkpwm-gxs284l; Bradley Gillin l/O=EXCHANGE/OU=EXCHANGE
ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Gillbra73c1; Stewart Oldfield
l/0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Oldfsteacal
Subject: CLEARED: RDC Alert _ Richard D Kahn (II
Attachments: RDC_alert_Richard D Kahn 2.pdf; RDC_alert_Richard 0 Kahn.pdf; AML Clearance on Richard Kahn RDC alert.pdf
Flag: Follow up
Classification: For Internal use only
Good morning Vijay,
AML Compliance has reviewed the RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern
Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject
material.
AML Compliance previously reviewed the subject matter of this alert and provided clearance on November 11, 2013 . I
have attached the clearance for your reference. Please attach all attachments to the KYC.
Regards,
Carl Timcke
Carl Timcke
Associate I AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
5201 Gate Parkway, 2n° floor
Jacksonville, Florida 32256. USA
Tel.
Email
Burt,* Peefornt
From:
Sent: Friday, June 01, 2018 5:35 AM
SDNY_GM_00065124
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CkON(F DB-SDNY-0027949
EFTA_OOI 75624
EFTA01299281

To: PWM US AMLKYC <pwmus.amlkyc@db.com>
Cc: Stewart Oldfield < >; Bradley Gillin
Subject: Clearance Required on RDC Alert _ Richard D Kahn
Hello Team,
We are seeking your updated approval for the attached RDC alert on Richard D Kahn, relating to KYC Casett01946825.
Previous approvals also attached in this email for your reference, thanks in advance.
Regards,
Vijay Sawant
KYC Case Representative
Deutsche CM Centre Private Limited - Deutsche Bank Group
Wealth Management
51, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore aon East Mumbai - 400063, India
Tel.
Mobil
SDNY_GM_00065125
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctailf DB-SDNY-0027950
EF1'A_00175625
EFTA01299282