EFTA01299279.pdf

Vijay-A Sawant
From: Carl Timcke on behalf of PWMUS AMLKYC
Sent: Monday, June 04, 2018 6:29 PM
To: Vijay-A Sawant
Cc: PWMUS AMLKYC; Stewart Oldfield; Bradley Gillin
Subject: CLEARED: Fircosoft Alert_ Caroline Sophie Camille Lang [ff
Attachments: Fircosoft_alert_Caroline Sophie Camille Lang.pdf
Follow Up Flag: Follow up
Flag Status: Flagged
Classification: For internal use only
Good morning Vijay,
AML Compliance has reviewed the Fircosoft Alert generated 5/31/18 for Caroline Lang, Grantor/Trustee of The
Pierre Trust; Grantor/UBO of The Pierre Trust which owns 50% of Prytanee, LLC, existing client of the Private Bank.
Caroline is a Chairman at Sotheby's (Contemporary Art).
Our Party: Caroline Sophie Camille Lang, YOB is Caroline is a Chairman at Sotheby's (Contemporary Art)
,
Switzerland.
Photo: http://www.sothebys.com/en/specialists/caroline-lang/bio.html
Alert Subsea: Caroline Lang, is an actress and a PEP due to her father, Jack Lang, a former member of the French
Legislature.
https://www.imdb.cominameinm0485701/
Photo: https://www.gettyimages.co.uk/photos/caroline-
lane?sort=mostpopular&mediatype=photography&phrase=caroline%2Olang#
AML Compliance clears this alert from AML perspective as a false positive as the occupation, physical appearance
and location of Our Party do not match that of the Alert Subject.
Regards,
Carl Timcke
hi*
Carl Timcke
Associate I AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
5201 Gate Parkway, 2nd floor
Jacksonville, Florida 32256. USA
Tel 41.16.1IMINIIIIS
Email
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SDNY_GM_00065122
CQN Ve)D ENTIAL
CONFIDENTIAL — PURSUANT TO FED. DB-SDNY-0027947
EFTA_00 175622
EFTA01299279

From: Vijay-A Sawant
Sent: Friday, June 01, 2018 5:41 AM
To: PWM US AMLKYC <pwmus.amlkyc@db.com>
Cc: Stewart Oldfield < >; Bradley Gitlin <bradley.gillin@db.com>
Subject: FW: Fircosoft_alert_ Caroline Sophie Camille Lang
Hello Team,
We are seeking your updated approval for the attached Fircosoft alert on Caroline Lang, relating to KYC
Casea.
Thanks in advance.
Regards,
Vijay Sawant
KYC Case Representative
Deutsche CIEl Centre Private Limited - Deutsche Bank Group
Wealth Management
Etl, (*Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 India
Mob
2
SDNY_GM_00065123
CQN Fe)D ENTIAL
CONFIDENTIAL — PURSUANT TO FED. DB-SDNY-0027948
EFTA_00 I 75623
EFTA01299280