EFTA01299277.pdf

Vijay-A Sawant
From: Carl Timcke on behalf of PWMUS AMLKYC
Sent: Friday, June 01, 2018 7:09 PM
To: Vijay-A Sawant
Cc: PWMUS AMLKYC; Bradley Gillin; Stewart Oldfield
Subject: CLEARED: RDC Alert _ Richard D Kahn [1]
Attachments: RDC_alert_Richard D Kahn 2.pdf, RDC_alert_Richard D Kahn.pdf, AML Clearance on
Richard Kahn RDC alertpdf
Follow Up Flag: Follow up
Flag Status: Flagged
Classification: For Internal use only
Good morning Vijay,
AML Compliance has reviewed the RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern
Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same
subject material.
AML Compliance previously reviewed the subject matter of this alert and provided clearance on November 11, 2013
. I have attached the clearance for your reference. Please attach all attachments to the KYC.
Regards,
Carl Timcke
Carl Timcke
Associate I AML Compliance Officer
DB USA Core Corporation
Regulation, Compliance and Anti-Financial Crime
Anti-Financial Crime
5201 Gate Parkway, 2nd floor
Jacksonville, Florida 32256. USA
Tel.
Email
PasorritnutrPerennt.I
From:
Sent: Friday, June 01, 2018 5:35 AM
To: PWMUS AMLKYC
Cc: Stewart Oldfield < >; Bradley Gillin <
Subject: Clearance Required on RDC Alert _ Richard D Kahn
SDNY_GM_00065120
,QQ! 1 DENTIAL
CONFIDENTIAL — PURSUANT TO FED. 6(ej DB-SDNY-0027945
EFTA_00 I 75620
EFTA01299277

Hello Team,
We are seeking your updated approval for the attached RDC alert on Richard D Kahn relating to KYC
Case#0194682S.
Previous approvals also attached in this email for your reference, thanks in advance.
Regards,
Vijay Sawant
KYC Case Representative
Deutsche GB Centre Private Limited - Deutsche Bank Group
Wealth Management
91, (*Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore on East, Mumbai - 400063 , India
Tel.
Mobile +91
2
SDNY_GM_00065121
DENTIAL
CONFIDENTIAL — PURSUANT TO FED. CQN Fej DB-SDNY-0027946
EFTA_00 I 75621
EFTA01299278