EFTA01299239.pdf

Classification: For internal use only
Hi Amanda,
Please find the below approved clearance for
Kind regards,
Andrew Kisz
Andrew Kin
Associate I AML Compliance Officer
08 Services New Jersey. Inc.
Asset 8 Wealth Management
5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA
FJnail
PittiitrwerrPerfbent.
-- Forwarded by Andrew Kisz/db/dbcom on 12/04/2013 01:58 PM —
From: Jacqueline Lightbody/db/dbcom
To: Andrew Kisz/db/dbcomGOBAMERICAS.
Cc: PWMUS AMLKYC/db/dbcom©DBAmericas
Date: 12/04/2013 01:45 PM
Subject: Re: (I]
Classification: For internal use only
Hi Andrew,
In reviewing the alert against and the previous attached approval by senior management for
Jeffrey Epstein, I agree with your assessment . This alert can be cleared. I also recommend that the
relationship be marked as "High Risk" to be consistent with the existing relationship with Jeffrey Epstein.
Thanks.
Kind regards,
Jacqueline Lightbody
Jacqueline Lightbody
SDNY_GM_00065019
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQA1(f DB-SDNY-0027844
EFTA_00175519
EFTA01299239

We President I AML Compliance Officer
Deutsche Bark Trust Company Americas
PWM AML Compliance
23rd Furor
60 WaII Street. 10005-2836 New York. NY. USA
Tel. +212(250)2685
Fax (25913255
Email
Pa:Oat
Panitrwitr
From PWMUS AMLKYC/db/dbcom
To Jacqueline Lightbody/db/dbcom©DBAMERICAS.
Cc PWMUS AMLKYC/db/dbcom©DBAmericas
Date 12/03/2013 12:18 PM
Subject.
Classification: For internal use only
Hi Jackie,
This is an escalation for negative media pertaining to is a beneficiary of a
trust wherein Jeffrey Epstein is the grantor. According to the business, is no '
account and has no authority on the trust account. The alert involves allegations against of
being a co-conspirator of several f raj ffen s. The same offenses resulted in Jeffrey Epstein being
sent to jail, but the charges against were dropped. The on-boarding of Jeffrey Epstein was
previously cleared by Chip Packard (see attached) and subsequently cleared by AML Compliance based
on that fact. Accordingly, AML Compliance is comfortable clearing this alert for the following reasons: 1)
The account is already marked as high risk: 2) Chip Packard has reviewed and approved the on-boarding
of the relationship with Jeffrey Epstein and obtained clearance from a reputational and AML risk
perspective.
Jeffrey Epstein Clearance. pdf Chip approval.pdf
From: PWMUS AMLKYC/db/dbcom
To: Jacqueline Lightbody/db/dbcom©DBAMERICAS.
Date: 10/0972013 05.53 PM
Subject: DRAFT: (I]
Classification: For internal use only
Kind regards,
Andrew Kisz
Andrew Kisz
Associate I MIL Compliance Officer
DB Services New Jersey. Inc.
Asset & Wealth Management
SDNY_GM_00065020
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0027845
EFTA_00 175520
EFTA01299240

5022 Gate Parkway. Suite 400. 32256 Jacksonville, USA
Tel. +1 934 596-0971
Email
AusiowtryPeepron
From: Amanda Kirby/db/dbcom
To: PWMUS AMLKYC/db/dbcom©DBAmericas,
Cc: Andrew Kisz/db/dbcom©DBAMERICAS, PWMUS AMLKYC/db/dbcom@DBAMERICAS
Date: 10/09/2013 04:50 PM
Subject: Re: Fw: RDC ALERT - (I]
Classification: For internal use only
Hi Andrew,
This is part of the Jeffrey Epstein relationship. She is named as one of the beneficiaries of a trust that he
is the Grantor of (Butterfly Trust). She is not opening an account and has no authority on the trust
account
Best,
Amanda Kirby
Amanda Kirby
Associate
Deutsche Bark Trust Company Americas
345 Park Avenue. 27th Fl
New York. NY, USA, 101540004
Tel +1(212)454-6439
Email
RusiewhyPerftrom
From: PWMUS AMLKYC/db/dbcom
To: Amanda Kirby/db/dbcom@DBAMERICAS,
Cc: PWMUS AMLKYC/db/dbcom@DBAmericas
Date: 10/09/2013 04:44 PM
Subject: Re: Fw: RDC ALERT -
Classification: For internal use only
Hi Amanda,
Is this part of the Jeffrey Epstein relationship or is opening a new account?
Kind regards,
Andrew Kisz
SDNY_GM_00065021
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.cON(F DB-SDNY-0027846
EFTA_00175521
EFTA01299241

Andrew Kin
Associate I AML Compliance Officer
DB Services New Jersey. Inc.
Asset & Wealth Management
5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA
Ernai
Peritrwit Perfbna
From: Amanda Kirby/db/dbcom
To: PWMUS AMLKYC/db/dbcom©DBAmericas,
Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcom©DBAMERICAS. Andrea Klingenberg/db/dbcom D
Date: 10/08/2013 01:29 PM
Subject: Fw RDC ALERT - [II
Classification: For internal use only
Hi,
The attached alert does pertain to our client. was accused as a co-conspirator in a case but
was never brought to trial nor ever convicted. She will also never have her own personal account here at
DB. The account for which she will be associated is a trust account which names her as a beneficiary.
She will have no authority over this account and will not be a client of the bank. Please clear this alert or
let me know if you require further information (i.e. trust agreement)
Best,
Amanda Kirby
PI
Amanda Kirby
Associate
Deutsche Bark Trust Company Americas
345 Park Avenue. 27th Fl
New York. NY. USA 10154-0004
Tel. +1(212)454-6439
Fax
FJnaiilt
pittnincitr pee:fermis
Forwarded by Amanda Kirby/db/dbcom on 10/08/2013 01:25 PM --
SDNY_GM_00065022
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctOINE DB-SDNY-0027847
EFTA_00 175522
EFTA01299242

From: PWM BIS-Research/db/dbcom©DBAPAC
To:
Cc: PWMUS AMLKYC/db/dbcom@DBAmericas
Date: 10/07/2013 03:52 PM
Subject: RDC ALERT - [I]
Classification: For internal use only
Hello,
Attached is an alert for the party mentioned above. Please note that clearance from compliance is
required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
a tachm n ' Alert 1.pdt” deleted by Amanda Kirby/db/dbcom) [attachment
Alert. r I t b Amanda Kirby/db/dbcom]
[attachment' Alert 1.pdfn deleted by Jacqueline Lightbody/db/dbcom] [attachment
Alert.pdr deleted by Jacqueline Lightbody/db/dbcom]
Thanks.
Ahsan Manzoor
SDNY_GM_00065023
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0027848
EFTA_00 I 75523
EFTA01299243