EFTA01299236.pdf

Classification For internal use only
Hi Amanda,
AML Compliance has reviewed the RDC and PCR alerts dated 5/28/2013 pertaining to our prospective
client, Jeffrey Epstein. The RDC Alerts are positive matches for our prospect as it pertains to negative
information based on reputation. However, AML Compliance clears these alerts based on the attached
email approval from Chip Packard with the support of senior management on an AML reputational and
legal perspective to onboard the prospective client, Jeffrey Epstein.
The two PCR alerts involve a Jeffrey S Epstein that lives in Massachusetts. Our prospective client has a
different middle name, Edward, and resides in New York and Florida. Accordingly, AML Compliance
CLEARS these PCR alerts as false positives.
Best regards,
Andrew J. Kisz
Andrew J. Kin
Associate I MIL Compliance Officer
08 Services New Jersey. Inc.
Asset & Wealth Management
50 to 400. 32256 Jacksonville. USA
Tel.
Email
Pascitt'-fr asponw
From: Amanda Kirby
To: PWMUS AMLKYCi
Cc: Andrea Klingenber
Date: 08/12/2013 05:42 PM
Subject: Fw. Jeffrey Epstein _RDC Alert.Jeffrey Epstein PCR Alert [I]
Classification: For internal use only
Hi,
I realized I never heard back for the below clearance approval. Please let me know as soon as possible
as we are now moving ahead with this client and would like to open accounts ASAP.
Thank you,
Amanda
SDNY_GM_00065016
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctON(F DB-SDNY-0027841
EFTA_00175516
EFTA01299236

— Forwarded by Amanda Kirby on 08/12/2013 05:38 PM --
From. Amanda Kirby
To: PWMUS AMLKYC
Date: 06/12/2013 10:54 AM
Subject: Fw. Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert (I)
Classification: For internal use only
Hi,
Please see RDC Alerts below:
RDC Alert #1:
- This is our client. The accounts which we will be opening will not be in Jeffrey Epstein's name.
They will be in the name of 2 companies he controls and should not pose a reputational risk
- Also attached is an email from Chip Packard saying that he does not believe that there is any
reputational risk in taking this client on.
PCR Alert #1 and #2:
- Not our client. Our client is Jeffrey E Epstein and these alerts pertain to Jeffrey S Epstein.
Please approve clearance
Kind regards,
Amanda Kirby
Amanda Kirby
Associate
Deutsche Asset & Wealth Management
345 P 54-0004 New York. NY. USA
TeL +1
Fax +
Email
Securities offered hough Deutsche Bank Securities Inc.
— Forwarded by Amanda Kirby on 06/12/2013 10:52 AM ---
From: PWM BIS-Res
To: Amanda Kirby
Cc: PWMUS AMLKYC
Date' 05/29/2013 11:43 AM
Subject: Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert II)
SDNY_GM_00065017
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctailf DB-SDNY-0027842
EFTA_D0 I 75517
EFTA01299237

Classification: For internal use only
Hi Amanda,
Attached is an alert for the party mentioned above. Please note that clearance from compliance is
required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
Jeffrey Epstein _RDC Alert
ta.7-A
Jeffrey Epstein _RDC Alert. pdf Jeffrey
Epstein _RDC Alert 1.pdf Chip approval.pdf
Jeffrey Epstein_PCR Alert
Jeffrey Epstein_PCR Alegt.pdf Jeffrey Epstein
_PCR Alert 2.pdf Jeffrey Epstein_PCR Alert.1.pdf
Thanks
Ashish
SDNY_GM_00065018
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0027843
EFTA_00I755l8
EFTA01299238